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QH1.N346«
V. 103 i>(
no. 1
January
1994
The camera for those who look at this picture and think, "Gosh, how'd
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When staring into the mouth of a
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NATURAL
HISTORY
Vol. 103, No. 1, January 1994
Cover: with flukes raised, a right whale sails across the bay — whales often do this
repeatedly — at its wintering grounds near Argentina's Peninsula Valdes.
Story on page 40. Photograph by Iain Kerr.
2 Letters
4 State of the Museum: 1994
The New President's Vision of Science and Society
6 Losing Game Allyn Maclean Stearman
Tales about fearsome natives in remote Bolivia may have been
apociyphal, but the arrow in the settler's thigh was real.
12 This View of Life Stephen Jay Gould
Cabinet Museums Revisited
22 This Land Roben H. Mohlenbrock
Paxton Cone, New Mexico
26 Sex, Drugs, and Butterflies Michael Boppre
The stronger the chemical perfume of a male butterfly, the more alluring he is to females.
34 Young Lizards Can Be Bearable Richard SMne
In cold climates, moms give their young a head start — at a price.
40 Among Whales y?oge/- Payne
On calm, sunny mornings, sleeping whales "are scattered throughout the bay like
drifting logs, with the sounds of their snores filling the air."
48 Wings on Their Fingers Rick a. Adams and Scott C. Pedersen
To earn their wings, young bats face a steep, often fatal, learning curve.
56 A Fly in Ant' S Clothing Gregory Paulson and Roger Akre
Beguiled by the shape and odor of a parasite,
ants welcome it into their home with open arms.
60 Science Lite Roger l. Weisck
Spring in the Air
62 At the American Museum
of Natural History
66 Reviews Paul D. Spudis
Vanished Greatness
70 Celestial Events Gail s. cieere
Lost but Not Forgotten
72 A Matter of Taste Raymond Sokoiov
Pyramid Power
76 The Natural Moment
Photographs by Seiichi Meguro
Ghost in a Snowstorm
78 Authors
NATURAL
HISnORY
A moiuhlv m;iE
I Cfi nW^WSrsT; S k'
ol the American
Letters
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Ellen Goldensohn Managing Editor
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Board of Editors ■
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Contributing Editoa
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America]
OF NaturalTOs
A 125-year-old iiistiuuion di
uiiderslandinc and prescnin
WiluamT Golden
Chaiiman, Board of Trustees
Ellen V. Futter
President and Chief Executive
Naliir,}' Hislnry (ISSN 0028-0712) is published monlhly by
Ihe Aincrican Museum of Natural History, Centlal Park West
a! 79th Strcet, Neiv Yort. iV.Y. 10024. Subscriplions; S28.00
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ond-class (x>su]^e paid at New York, N.Y. and at additional
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Breadfruit— Puerto Rican Style
In "A Fruit Freely Chosen" ("A Matter
of Taste," September 1993), Raymond
Sokolov explores the ways breadfruit is
prepared and eaten in the British and
French islands of the Caribbean. He does
not mention, however, the use of this fruit
in Spanish-speaking islands.
Breadfruit trees can be found all over
Puerto Rico. Panapen, or pana, as we
Puerto Ricans call breadfruit, is usually
cooked while still green. The skin is re-
moved and the flesh cut into trapezoid-
shaped pieces and boiled until tender The
taste is slightly sweeter than a potato's.
The boiled pana can also be mashed and a
little flour added to make pasteles — pies
filled with stewed beef, pork, or chicken.
Puerto Ricans also love tostones de
pana — fried breadfruit sticks, but my per-
sonal high point in breadfruit came while I
was camping on a beach on the island of
Culebra, off the "main island" of Puerto
Rico. As the sun set on the horizon, a fish-
erman brought to my tent some baked
balls of breadfruit stuffed with lobster
meat. Every bite was heaven.
Miguel Buxeda
Miami, Florida
Defensive Snoring Defended
Although Roger L. Welsch does not
mention me by name, I am the paleoan-
thropologist whose hypothesis on human
snoring is the butt of his September 1993
column, "For Immediate Release." As a
rancher in northwest Wyoming for the past
eighteen years, I appreciate the barnyard
humor. One correction needs to be made,
however: Welsch got the wrong idea when
the American Anthropological Associa-
tion indicated in their press release fliat I
was affiUated with the Institute of Human
Origins. In fact, I have only been con-
nected via friendship, fieldwork, confer-
ence attendance, and contributions.
Maybe the feUas at Slick's tavern would
like to know that snoring (not to be con-
fused with sleep apnea, which is patholog-
ical in nature) is brought on by hormones
(predominantly male). And although
many people do laugh when they hear my
hypothesis — that snoring protected our
forebears by warning away predators —
they usually come around to my way of
thinking when they see how the medical
facts fit with the paleoanthropological, an-
thropological, and primatological data I
have collected. As to flatulence in mam-
mals, they all do it and all are capable of
being audible. Unlike snoring, flatulence
is equally a malady of flie young. (If a
child snores, this indicates a pathology;
one must reach physical maturity with an
age-softened palate in order to snore prop-
erly and keep the beasties at bay.)
Carol Andersen Travis
Jackson, Wyoming
Camouflage Is Relative
I do beUeve that Simon D. Pollard ("Lit-
tle Murders," October 1993) has fallen
prey to an old, untested assumption about
cryptic arthropods. He states that the abil-
ity of a female crab spider to match flower
color "makes her a formidable predator of
pollinating insects and affords her some
protection from becoming a victim her-
self." Vertebrate predators such as birds
probably see flower colors as we do, so a
color-matched spider may be missed. But
bees, one of the largest pools of prey for
the spider, see best on the ultraviolet end
of the spectrum. They are therefore drawn
to many otherwise plain-looking flowers,
whose "hidden" patterns, called nectar
guides, are visible only to ultraviolet-sen-
sitive eyes. (We humans can see them only
with the help of an ultraviolet lamp or with
special lenses.) Tom Eisner and coOeagues
observed in 1969 {Science, vol. 166, pp.
1 172-74) that crab spiders, cryptic to us in
"normal" light, are conspicuous to crea-
tures with ultraviolet vision.
Thus, crab spiders and similar flower-
dwelling arthropods may be invisible to
predators such as birds and lizards, but
they are easily seen by many prey. The
most likely evolutionary explanation for
this (if there is one) is that visual predators,
and not improved hunting success, have
selected for crypsis. We need to remember
that safety, like beauty, resides in the eye
of the beholder.
Jack C. Schultz
Julian, Pennsylvania
2 Natural History 1/94
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State of the Museum: 1994
A New President's Vision
of Science and Society
In November, after her first week on the
job, the new president of the American
Museum of Natural History, Ellen V. Put-
ter, discussed with the editor of Natural
History her vision of the future of the Mu-
seum and its role in society. Excerpts from
the interview follow:
This Museum has a unique capacity to
help each of us answer the underlying
question: Where do I fit in? When you
look at what's shown here or think about
what goes on here, you begin to get, not
answers, but clues or pathways to thinking
about where you fit in, both biologically
and culturally. And that relates to how we
all get along.
We have an attitude problem about sci-
ence in this country. But we can't concede
because of that. I think that this Museum
can play a unique role in informing the
At an exhibit under construction. Museum President Ellen V. Putter stands in front
of a Diprotodon, the largest-known marsupial. The fossil will be on display when the
Halls of Mammals and Their Extinct Relatives open at the end of April 1994.
Peter Goldberg
4 Natural History 1/94
pubhc about science because we can do it
in a way that no other type of institution
can. The minute you come through our
portals, your sense of wonder, your imagi-
nation are piqued. That's the beginning of
interest, the beginning of learning. We can
build on that spark both here and — in co-
operation with teachers — m the schools.
By putting together effective software and
other educational materials, we can have a
great impact. I am very committed to mak-
ing that happen. The class visit is the be-
ginning of a process: first, to get the stu-
dents to come back and, second, to
reinforce the visit and develop ways of
helping them learn on their own by using
our materials. This apphes to adults, too.
The technology revolution opens a new
world for museums. We can put together
primers and programs that speak to every-
one. I think lifelong learning about science
is important for children and adults. I
know it is important for society.
Of course, fund raising is an important
part of this job. It's necessary to keep the
Museum active and at the forefront. How
we maintain what we do superbly and step
up to new obhgations — as a partner with
the city, as a partner with the schools, as a
major voice in national and global discus-
sions of social and scientific issues — is
one of the great challenges, one that will
require funding to do well.
I have a great personal interest in
human rights, in social justice, in helping
all of us to get along. I suppose this reflects
in some measure my legal training. The
anthropological side of the Museum, with
its studies of the meaning and values of
cultural diversity, gives us a special role in
this city. Even as we take on a broader role
nationally and internationally in scientific
issues, we won't for one moment fail to be
a solid, contributing institutional citizen of
New York City.
We have a national shortage of scien-
tists, and among the communities that are
least represented in science are women
and minorities. I come from an institution
(Barnard College) that has a strong track
record of producing women scientists, in-
cluding many who have become leaders in
their fields. This Museum is an important
research institution — with scientists at the
laboratory bench and in the field. The Mu-
seum can help by speaking out nationally
about the importance of training more sci-
entists and by offering internships for
women and minorities, as well as for other
students. That would be a nice linkage
with my background and with my strong
concerns about women's issues and social
justice.
The Museum is at an important inter-
section for social change, for education, as
well as for pure research and scientific lit-
eracy. This institution is a mediator of un-
derstanding. Our role should be to facili-
tate and to help. We should not be afraid to
raise questions, even controversial ones. A
contemporary museum has to be brave
enough to raise questions.
From 1981 to 1993, Ms. Futter, 44, was
president of Barnard College, where she
led curricular reforms, major building
projects, and fund-raising campaigns. A
former associate of the New York law firm
ofMilbank, Tweed, Hadley & McCloy, she
now serves on the boards of numerous or-
ganizations and is chairman of the Fed-
eral Reserve Bank of New York. Her hus-
band, John A. Shutkin, is a lawyer, and her
two daughters, Anne, 12, and Elizabeth, 8,
are regular visitors to the Museum their
mother now heads.
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Losing Game
Coaxed out of Bolivia 's vanishing wilderness, the last Yuqui
are reluctant to give up the hunt
by Allyn MacLean Stearman
I first heard of the people I later came to
know as the Yuqui in the early 1960s,
when I was a Peace Corps volunteer work-
ing in agricultural development in lowland
BoUvia. I was assigned to the old Francis-
can mission town of San Carlos, which sits
on a bluff overlooking a wide expanse of
lowland forest to the west; in the distance,
the first ranges of the Andes rise abruptly
from the blue-green haze. The villagers, I
found, were fond of recounting what I sus-
pected were apocryphal tales about iso-
lated groups of native Amazonians still
living in inaccessible comers of this wil-
derness. About forty-five miles northwest
of the city of Santa Cruz, San Carlos was a
With large game scarce, a Yuqui hunter
killed a macaw for food.
jumping-off point for hunters, loggers, and
the occasional settler, who stopped to buy
supplies at our local stores. From time to
time, we would hear unconfirmed reports
of shooting incidents involving these ad-
venturers and the shadowy people of the
forest.
One memorable day, four men carried a
wounded settler into San Carlos; a large,
bamboo-tipped arrow had pierced his
thigh. Old Ignacio Leon, at the center of
the crowd that gathered around the man,
looked at the arrow and solemnly pro-
nounced, "It is from the people we call
chori, the ones who live in the forest." We
talked about this incident for weeks after-
ward as the villagers pon-
dered this close encounter
Such confrontations have
had a place in lowland Boli-
vian folklore since early colo-
nial times. Just prior to the
European conquest, accord-
ing to tales recorded in the
early Spanish chronicles, the
warlike Itatin, inhabiting
what is now northern Para-
guay, sent raiding parties
north into the plains and
forests of eastern Bolivia, pri-
marily to take land from the
indigenous people and cap-
ture individuals for use as
slaves. The Yuquf, Siriono,
and other present-day Gua-
rani-speaking peoples in Bo-
livia are most likely the de-
scendants of Itatin warriors
who chose to remain in this
territory.
During the early years of
Spanish expansion into low-
land Bolivia, these groups
fought the European advance
but were ultimately defeated.
Most of the survivors ended
Kenl H. Bedford
up near missions such as San Carlos,
where they, and other indigenous peoples,
interbred with Europeans to form the pre-
sent-day mestizo, or mixed, population.
Only some, like the Yuqui, found refuge in
the forests beyond the reach of their ene-
mies.
In their infrequent encounters with out-
siders over the years, the Yuqui were in-
variably hostile. Well aware of the group's
fierce reputation, Bolivians entering the
wilderness went well armed and prepared
for conflict. Even with firearms, however,
they were often no match for the elusive
Yuqui, waiting in ambush with seven-
foot-long bows and arrows. Often, only a
glimpse of an armed Yuqui was enough to
keep people out of an area for years.
Then, in the 1950s, the Bolivian gov-
ernment decided to make the development
of the lowlands a priority and began pro-
moting pioneering by the highland peas-
antry. As far as the Bolivian government
was concerned, much of this region was
vacant land. With colonization projects ex-
panding to the north and south of their ter-
ritory, the Yuqui found themselves trapped
in a vise of settlement.
Violence escalated as more colonists
moved into the region. To put an end to the
Yuqui threat, as well as occasional pilfer-
age of crops, the settlers began to plan or-
ganized manhunts. Learning of the in-
creased sightings and hostihties, the New
Tribes Mission, a group of North Ameri-
can Protestant missionaries, set up camp
near the Chimore River, about ninety
miles west of San Carlos, to try to make
peaceful contact with the Yuqui. After
several public debates, the missionaries
convinced the settlers that the better strat-
egy would be to "pacify" the Yuqui rather
than to risk more lives in efforts to exter-
minate them.
From 1955 to 1965, the missionaries
engaged in a tedious campaign to earn the
6 Natural History 1/94
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trust of one nearby group of Yuqui. This
was often a nerve-racking endeavor. The
Yuqui men v\ ere fond of wrestUng and ap-
plying choke holds, an often serious game
of dominance. They also enjoyed pretend-
ing to shoot arrows at the missionaries at
close range, catching the arrow at the last
moment as it slid across the bow. One mis-
sionary was wounded in the hand when he
reached up to protect himself and caught
the tip of an arrow.
Finally, in 1965, friendly contact was
achieved, and after anodier four years of
gradually lengthened periods of residence
at the missionary camp on the river, the
small Yuquf band made the decision to
give up their nomadic existence. Deci-
mated by skirmishes with settlers, they
numbered only forty-three.
In the late 1970s, another band was
sighted as colonists began spreading far-
ther into Yuqui territory. Again, hostilities
resulted and unknown numbers of Yuqui
were killed. As before, the missionaries
set out to befriend this new group, and
with the assistance of the Yuqui who had
previously been pacified, the process
moved somewhat more quickly. On De-
cember 28, 1986, the new group, number-
ing twenty-three people, was brought to
the Chimore River camp. Nineteen more,
probably the last surviving in the wilder-
ness, were coaxed to follow in late Sep-
tember 1989. With the addition of the new
bands, as well as the natural increase as-
sisted by modem health care, in 1990 the
Yuqui population reached about 130.
I met the first of the now sedentary
Yuqui in 1982, having become an anthro-
pologist following my stint in the Peace
Corps. I had recently begun fieldwork
with members of another lowland indige-
nous people known as the Siriono. The
group I was studying, first contacted in the
mid- 1930s, were settled in Ibiato, a com-
munity about 250 miles northeast of the
Chimore River camp {see "Territory
Folks," Natural History, March 1986). At
the time, no one knew much about the
Yuqui, but they were thought to be an iso-
lated contingent of Siriono. Curious about
this possibility, I spent enough time with
them to learn that they indeed came fi^om
the same ancestral group. But the Yuqui
and Siriono languages and cultures had di-
verged significantly during their years of
separation.
Even for foragers, the Yuquf, like the
Siriono, had an unusually simple material
culture. As fo. est dwellers before contact,
they had no means of making fire, wore no
clothes, built no structures, and did not use
watercraft. Their household goods con-
sisted of a hammock and a baby sling,
both made from twined tt^ee fiber, and a
few hastily made baskets that could read-
ily be discarded. The Yuquf did not adorn
their bodies with bright feathers or elabo-
rate painting. Their one concession to
style was for the women to pluck their
eyebrows and brow hair, giving them a
startling resemblance (from the perspec-
tive of outsiders) to aging, balding men.
The Yuquf depended on palmwood
bows and two types of arrows to provide
most of their meat protein. Wild game was
supplemented by fish, which were taken
from forest ponds by hand or with bow
and arrow. Unlike other Amazonian peo-
ples, who, in addition to hunting and gath-
ering, practiced slash-and-bum agricul-
ture, the Yuqui planted no crops.
By 1982 the Yuqui at the Chimore
River camp had been settled there for a
dozen years, but they continued to forage
for most of their food. Their farming ef-
forts were still rudimentary, consisting of
exploiting a few stands of plantains estab-
lished by the missionaries, and they pre-
ferred meat and fish to the suppUes of flour
and dried milk provided by the mission.
Unlike many other Amazonian groups,
their dietary taboos excluded httle, except
snakes and insects. Even here an excep-
tion was made for bee larvae, which the
Yuqui harvested along with honey. On
honey-gathering trips with the Yuquf into
the forest, I was always offered a slab of
comb containing not only honey and
pollen but also several cells of immature
bees, which the Yuquf called milk. (De-
spite all my intentions to experience Yuquf
life to the fullest, I could never develop a
taste for this treat: no matter how much the
Yuquf touted their delicate flavor, the lar-
vae reminded me of blackboard chalk.)
Honey was an important part of the
Yuquf diet, even though they had access to
refined sugar at the mission store. I was al-
ways amazed at the amount of effort the
Yuquf were willing to put into a honey
hunt, felling tree after U-ee until a good
supply was found. They would consume
enormous amounts of this sought-after
food in a single sitting, laughing at my in-
ability to tolerate so much of a good thing.
Going after honey was only one aspect
of Yuquf foraging, which often combined
the search for animals, fruit, and honey
into a single expedition. While the men
did the hunting, women were far from
tagalongs: they were constantly on the
lookout for edible items and sometimes
spotted game before the hunters did. They
were expert trackers, capable of mimick-
ing animal calls to bring prey within
shooting range.
One morning during my second visit to
the Yuqui in 1983, the young headman,
Leonardo, and his wife, Loida, came by
my house to invite me to go on a monkey
hunt and to fish for sdbalo, a large bony
fish found in oxbow lakes. Loida told me
that they had located several promising
bee trees along the trail we would follow.
Even if we didn't get any fish or game,
Loida assured me, we were certain to
come back with honey. Leonardo had his
.22 rifle, Loida carried his bow and several
arrows, and I took the ax. Most Yuquf men
now possess firearms, but ammunition is
expensive, making bow hunting, particu-
larly for fish, still a useful technology.
After walking for almost two hours
through the forest, we heard a commotion
in the ttees overhead. Leonardo stopped
abruptly, holding up his hand. Loida put
down the bow and arrows and motioned
for me to do the same with the ax. Then
she showed me how to cup my hand and
press my mouth against the palm, making
a sharp sound with my lips. It sounded just
A missionary tows a Yuqui-built canoe to the river for launching.
Allyn Maclean Stearman
8 Natural History 1/94
like a monkey screech. Smiling at my be-
ginner's efforts at animal calling, Loida
motioned for me to move in a wide circle
under the trees. While Leonardo stood
still, she moved in the opposite direction.
We continued calling the monkeys,
which began to move closer, answering
with their own sharp cries. Out of the cor-
ner of my eye, I saw Leonardo raise his
rifle and get off two quick shots. A mo-
ment later I heard a third shot, and a yel-
low squirrel monkey fell from the trees.
Loida picked it up by the tail and struck
the wounded animal sharply against a tree,
killing it instandy. Two others, apparently
dead, remained caught in the tangle above.
We cut long poles from arrow cane and,
after several attempts, finally dislodged
the remainder of our prey. After tying the
monkeys together with a vine, Leonardo
tossed them over his shoulder and we con-
tinued our trek.
. Our next stop was a small pond in the
forest. Leonardo said we could rest there
and make camp while he fished. As Loida
and I gathered wood for a fire to roast the
ripe plantains we had brought along,
Leonardo tried his luck with his bow.
Within an hour he had shot three good-
sized sdbalo, which Loida threw whole on
the green-stick grill. She also took advan-
tage of the stop to singe the hair off the
monkeys — a foul-smelling chore that I
quickly moved away from, using as an ex-
cuse my curiosity about Leonardo's fish-
ing techniques.
He pointed to a place in the pond where
there was an almost imperceptible ripple.
Instantly, an arrow flew into the water. The
long shaft shuddered a moment before the
fish splashed to the surface, the arrow em-
bedded in its side. After several misses but
many more successes, Leonardo had
caught another ten sdbalo by late after-
noon. These were strung whole on a vine
for transporting.
Following our meal of fish and plan-
tains, we started back toward camp. The
sun was low in the sky, and the Ught was
coming through the trees at right angles.
Darkness falls quickly here. I asked Loida
if we would go after the honey as well,
now that we had fish and game to bring
back. She smiled and said, "Of course. If
we don't take it, our relatives will." The
bee tree had been spotted by Leonardo
some days before and was just off the trail
we were following. Leonardo cut through
the tree quickly while I waited with Loida
at its base, trying to adopt her nonchalant
attitude as to which way the tree might
fall. Within a half hour, we had our honey
safely wrapped in palm flower sheaths and
were on our way home.
In 1983, a Yuqui returning home from a
hunt laden with fish, game, fruit, and
honey was a common sight. Animals were
plentiful, and people seldom had to ven-
ture more than a day's walk from camp on
foraging expeditions. For a period of fifty-
six days, I kept track of all flie fish and
game brought back by the Yuqui men.
Most of flie fish came from the Chimore
River, which the Yuqui had learned to ex-
ploit by using hook and line and the gill
net supplied by the mission. At the time,
there were seventy-three Yuqui at the Chi-
more camp, and according to my figures,
each consumed an average of three ounces
of animal protein per day. This was well
above minimum nutritional standards set
by the United Nations and similar agen-
cies and compared favorably with the con-
sumption rate of other Amazonian people
on whom similar studies have been done.
I returned to the Chimore River five
years later, in 1988, excited about meeting
the new Yuqui who had arrived in 1986. 1
expected the intervening years of perma-
nent settlement to have had some effect on
game animal densities and, therefore, on
Yuqui hunting strategies and success rates.
But I was unprepared for the degree of
change that had occurred. In 1983, the
Yuqui were still isolated from the major
settlements of colonists in the Chapare col-
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onization zone. Other than the few Yu-
racare famihes who had always hved in
the area, the banks of the Chimore River
were undisturbed. The Yuqui hunted this
area without fear of competition or of en-
counters with Bolivian settlers — occa-
sions still fraught with uncertainty.
Now, as I traveled upriver with my
fieldwork supplies, the area looked like a
suburb of the pioneer settlements in the
Chapare: house after house lined the
southern bank. Most of the settlers were
growing coca for the drug trade. With the
booming international market in cocaine,
lands that normally would have been ig-
nored as settlement areas were now being
cleared for this lucrative crop. As a result,
in just five years the Yuqui camped on the
river found themselves hemmed in on
three sides by colonists. This not only af-
fected their access to the forest but also
had an impact on fish and game supplies.
Colonists were now competing for these
resources, particularly since current pat-
terns of coca production do not encourage
subsistence farming. Typically, land is
cleared and burned, and coca bushes are
set out. Once the plants are estabUshed, the
grower remains in the region only long
enough to pick, dry, and pack the leaves
for sale, returning to the highlands be-
tween harvests. A coca farmer does not
take the time or make an effort to grow
food crops or keep domestic animals, both
requiring a great deal more attention than
the hardy coca bushes, which continue to
produce even in the midst of weeds. Hunt-
ing and fishing thus provide a convenient
substitute for conventional provisions.
The game species most affected by the
presence of colonists was the white-lipped
peccary, which runs in large herds and is a
significant and preferred source of meat
for the Yuqui. Unfortunately, peccaries are
also the preferred food of the colonists, be-
cause the animal is large and the meat has
a mild flavor similar to that of many do-
mestic animals. The Yuqui claimed that
they had not seen a peccary herd pass
through their hunting territory for three
years, attributing this to overhunting by
colonists and the disturbance to the habitat
created by increased settlement.
Of greater consequence to Yuqui sub-
sistence was the recent depletion of fish in
the Chimore River. While interviewing
missionaries, Yuqui, and settlers who
lived along the river, I learned that colo-
nists, unwilhng to invest the money and
time needed to catch fish with nets and
other fishing gear, were illegally using dy-
namite to kiU fish. Many of the coca farm-
ers colonizing the area were ex-miners
(ironically, laid off from their jobs to trim
the national debt and free funds to fight the
drug war). Most of these ex-miners were
experts at using explosives, which they ca-
sually tossed into the river to supply a few
days' meals.
The practice devastated spawning
areas. Adding to the problem, the remain-
ing fish were being taken by commercial
fishers, who stretched nets across the en-
tire width of the river. These entrepre-
neurs, whose motorized launches were
outfitted with large ice chests, had fished
out the Chimore to supply the markets of
the cities of La Paz, Cochabamba, and
Santa Cruz. Primarily as a result of the de-
cline in their fishing productivity, the
Yuqui were consuming on average
slightly under an ounce and a half of ani-
mal protein a day, far below recommended
nutritional requirements.
Hunting success also could not keep
pace with population growth, despite
modifications in hunting strategies. In the
past, there were certain animals the Yuqui
seldom killed because they considered the
meat inferior. In particular, coatis and
kinkajous, both members of the raccoon
family, were said to "taste bad and make
you sick." In 1983, only four coatis and
one kinkajou were captured in an eight-
week period. In 1988, this number had in-
creased to forty-three coatis and fifteen
kinkajous for a similar period. The Yuqui
were now actively hunting these animals
for food but complaining all the while that
if hunting weren't so bad, they would have
tastier animals to choose from. The older
people talked constantly about the lack of
white-lipped peccaries, wistfully remem-
bering the days when these and other pre-
ferred game animals such as capybara ac-
counted for most of the meat in camp.
The Yuqui were also venturing farther
away from the mission and for longer peri-
ods of time, although this meant giving up
the security and comfort of mission life
(the Yuqui had come to depend on the
store and clinic, as well as the presence of
missionaries, who acted as a buffer against
the real and perceived threats of the out-
side world). They often hunted on the
other side of the river, where settlement
was still sparse and game animals rela-
tively plentiful. Having to cross the Chi-
more brought with it the risk of drowning,
for although the Yuqui were now making
and using dugout canoes, few could swim,
except for those raised in the Chimore set-
tlement. In recent years, two Yuqui men
have been lost in canoe accidents.
Loida (with whom I had shared many
successful foraging trips in the past),
Leonardo, and two other families left the
mission for ten days, camping about six
miles away on the other side of the riven
There they killed and ate howler monkeys,
fish, and other animals that were plentiful
in this remote area. Loida delighted in
telling me about all the food they con-
sumed during the trip. But she also com-
plained that she had to spend nights away
from her house (she had not done so for
more than three years), and that she suf-
fered greatly from the mosquitoes, rain,
chilly mornings, and the threat of preda-
tors lurking in the forest.
Living at the mission station on the Chi-
more has undermined the Yuqui's ability
to survive under precontact conditions.
Although they are not yet full participants
in the new world around them, they are de-
pendent upon it for many of their needs.
At the same time, they continue to look to
the forest to supply much of their food. As
more of this wilderness becomes the prop-
erty of others, the Yuqui will confront
even greater stresses on their traditional
foraging patterns. At present, the mission
supplements their diet with surplus food
provided by the U.S. government, but this
does not offer a long-term solution.
The Yuqui will probably be forced to
become better farmers, an activity they
dislike and avoid when possible. Farming
also takes away time the Yuqui would
rather spend searching for game. For the
present, they prefer growing plantains, a
perennial crop that is ideally suited to their
often haphazard attempts at cultivation.
Other, more demanding crops, such as rice
and com, have frequently failed, either
from a lack of agricultural expertise or
from neglect. By their own definition, the
Yuqui are not farmers but "people of the
forest."
Alejandro and his family stopped by
my house to say goodbye when I had to
leave. I noticed that they were heavily
laden with household items for an ex-
tended trip. "Where are you off to?" I
asked the family. Resting his shotgun eas-
ily on his shoulder, Alejandro answered,
"Across the river to the place where the
howler monkeys are eating wild papaya.
There is no longer any meat here, and I am
a hunter."
Allyn Maclean Stearman is a professor of
anthropology at the University of Central
Florida and Senior Fellow in the Tropical
Conseiyation and Development Program
at the University of Florida.
10 Natural History 1/94
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Natural History 1/94 •^DE4
Tffls View of Life
Cabinet Museums Revisited
'.-packed Victorian displays still contain up-to-date messages
Jam
by Stephen Jay Gould
In Dublin's fair city, at the heart of
Georgian elegance near Trinity College
and the Old Parliament House, stands an
anatomically correct statue of Molly Mal-
one. I do not speak of Molly herself, who
may or may not be properly rendered (I
didn't particularly notice), but of her leg-
endary wares. She holds two baskets, one
full of cockles and the other of mussels —
not quite "alive, alive, o!" in their bronzed
condition, but clearly sculpted as accurate
representatives of the appropriate species.
The artist has respected zoological diver-
sity by representing the song's complete
natural history. (To comment on diversity
of another valued kind, I never understood
why the song's third verse included the
only nonrhyming couplet in such a consis-
tent and admirable ditty: "She died of a
fever; and no one could save her." But
then I learned that these words do rhyme
in Ireland — just as "thought" and "note"
rhyme in Yorkshire, and therefore in
Wordsworth.)
Just a few blocks from Molly and right
next to the Dail (the modem Parliament of
the Irish Republic), stands the Dublin Mu-
seum of Natural History. This museum
traces its origin to a private association of
fourteen citizens, founded in 1731 as the
Dublin Society. The first public exhibit
(largely of agricultural implements)
opened in 1733 in the basement of the Old
Parliament House. George 11 provided a
royal charter in 1749, and parliamentary
grants began in 1761. Growing collections
required a new building, and a govern-
ment grant of five thousand pounds, made
in 1 853, largely financed the present struc-
ture. Lord Carlisle, the lord lieutenant of
Ireland, laid the foundation stone in March
1856. His lordship, speaking in orotund
tones suited both to Victorian practice and
to the dignity of his official title, expressed
a hope
that the building about to arise on this
spot... may, with its kindred departments,
furnish ever-increasing accommodation for
the pursuits of useful knowledge and hu-
manizing accomplishments, and open for
the coming generations worthy temples of
science, art, and learning, at whose shrine
they may be taught how most to reverence
their creator, and how best to benefit their
fellow creatures.
I learned these details of the museum's
history in a fine pamphlet, The Natural
History Museum Dublin, by C. E. O'Rior-
dan. (You may buy your copy of this gov-
ernment document at the museum itself, as
I did, or you may pick one up at the Gov-
ernment Publications Sales Office at the
memorable address of Molesworth Street,
Dublin.) The museum building, although
harmonizing with its earlier Georgian sur-
roundings in exterior design, could not be
more quintessentially Victorian within.
Two fully mounted, magnificently
antlered skeletons of the fossil deer
Megaceros giganteus — informally, if in-
correctly, called the Irish elk — greet visi-
tors at the entrance to the ground floor
(while a third skeleton of an unantlered fe-
male stands just beyond). The rest of the
ground floor mostly houses representative
collections of Irish zoology, phylum by
phylum and family by family (a case of
the "roundworms of Ireland" or on "Irish
crabs" certainly conveys an impression of
admirable thoroughness in coverage).
The remainder of the museum, a first
floor and two galleries above, seems even
more frozen into its older style of full and
systematic presentation. Cast ironwork
and dark wood cabinets, the mainstays of
Victorian exhibition, abound. Copious
Ught enters through the glass ceiling and
streams around the shadows made by cab-
inets and their contents. Heads and horns
adorn the walls in profusion, and we won-
der for a moment whether we are visiting a
museum or a lord's trophy room.
The ensemble seems so coherent that
we might view the entire display as an em-
bodiment of a blueprint in the head of
some Victorian museum worthy under the
spell of John Ruskin. In fact, as with any
living entity, the exhibits were melded,
fused, reordered, and cobbled together
over many decades — although these par-
ticular decades did end quite some time
ago. The horns were not installed until the
1930s, but most of the other exhibits have
changed Uttle since Victoria and, later, her
son Edward VII ruled this land — or at
least since the locals demoted Edward's
son George V to establish the Irish Free
State in 1921.
O'Riordan, who provides a meticulous
account of every change in venue for any
stuffed bird or seashell, also acknowledges
twentieth-century stability. He discusses a
massive rearrangement, begun in 1895, to
establish the current scheme of Irish spec-
imens on the ground floor, with a run-
through of worldwide Linnaean order on
the first floor and galleries above. He
writes: "The recruitment of extra staff in
1906 enabled work on the invertebrates on
the top gallery to proceed quickly and this
was completed by 1907. The exhibition on
the upper floor and gaOeries has not radi-
cally changed since." He then mentions
the addition of several Irish elk skulls to
the ground floor exhibit in 1910 and com-
ments: "Apart from relatively minor alter-
ations in the content and disposition of the
exhibits, the overaU theme and plan of the
exhibition has since remained the same."
12 Natural History 1/94
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We tend — i idsely I shall soon argue — to
view such - .ability as a sure sign of stag-
natioi ii not decrepitude and ruin. Our
basic concept of "Victorian"' includes im-
ages of soot-blackened buildings, cold in-
terior spaces lined with dark wood, chip-
ping paint, peeling wallpaper, and shelves
of bric-a-brac. In many towns, the classic
late- Victorian (Queen Anne) mansions are
now either funeral homes or lawyer's of-
fices— and neitlier enterprise seems much
beloved of late.
I confess that my first visit to the Dublin
Museum of Natural History did nothing to
dent this stereotype. I spent a good part of
1971, yardstick in hand, measuring the
skulls and antlers of Irish elks. I visited the
manors of the Marquess of Bath and the
Earl of Dunraven, and I measured the mis-
treated male of commercialized Bunratty
Castle (near Shannon Airport), where be-
sotted revelers at the nightly medieval
banquet had left the poor fellow with a fat
cigar in his jaws and coffee cups on the
tines of his antlers. But the best stash of
specimens belongs to the museum in
Dublin, where the two skeletons can be
supplemented with another fifteen heads
and horns, mounted high on the walls of
the ground floor, one head above each
major cabinet.
The same Dr. O'Riordan greeted me
warmly and treated me well; his speci-
mens formed the centerpiece of my study
(published in the professional journal Evo-
lution in 1974, but initially, in a more gen-
eral version, as my very first article for this
magazine in 1973). The specimens were
fine, but, oh my, the museum was a dingy
place back then. Little light, less comfort,
and dust absolutely everywhere. I had to
sit on top of the tall cabinets to measure
the heads mounted above. There the dust,
undisturbed for so many years, had con-
gealed into thick layers of grime. I doubt
that any living being had been up there
with any sort of cleaning device since
Leopold Bloom met Stephen Dedalus in
Nighttown (or since Molly Malone last
sold the sort of staff labeled in the ground
floor exhibits as "MoUusca of Ireland").
With such memories, I approached my
visit in September 1993 with some trepi-
dation— for the extrapolated curve of dete-
rioration did not lead to happy expecta-
tions. I could not have been more joyously
surprised. Not one jot or tittle of any ex-
hibit has been altered, but all the surround-
ings have been restored to their original
condition — not just accurately, but lov-
ingly as well. An army of brooms has been
through the premises (I think of the enor-
mous clone constructed by Mickey Mouse
in the Sorcerer's Apprentice of Fanta-
sia)— and, as my grandmother would
surely have said, "you could eat off the
floor" (although I never understood why
all my older relatives invoked this expres-
sion, as I couldn't imagine why anyone
would want to try the experiment, how-
ever thorough the scrubbing). The glass
ceiling has been cleaned, and the light
floods through. The dark wood of the cab-
inets has been repaired and polished, and
"My only ambition in life is to become part of the fossil record.'
the glass now shines. The elaborate cast
ironwork has been scraped and decorated
in colorful patterns reminiscent of the
"painted lady" Victorian houses of San
Francisco. The ensemble now exudes
pride in its own countenance — and I fi-
nally understood, viscerally, the coherent
and admirable theory behind a classical
Victorian "cabinet" museum of natural
history.
Two factors — one a prejudice, the other
a condition — generally debar us from ap-
preciating the Victorian aesthetic. First,
our smugness about progress leads us to
view any contrary vision from the past as
barbarous. Thus, when modernism es-
poused simple geometries, with unoma-
mented and functional spaces, the Victo-
rian love of busy exuberance became a
focus of pity and derision. (We might
praise an old Japanese house for anticipat-
ing modem simplicity, but what could we
do with a shelf of curios?) In a sense, this
dismissal might be viewed as payback, for
the Victorians aggressively depicted their
own times as the pinnacle of progress and
fliey often treated the past with condescen-
sion. In any case, our knee-jerk dismissal
of fliings Victorian is now fading as the
preservationist movement wins more con-
verts and as postmodernism brings eclecti-
cism and ornament back into architecture
and design.
Second, and more important, our image
of Victorian has not been set by the objects
themselves, as constructed for their own
time, but by their present appearance, usu-
ally after a century of neglect and deterio-
ration. The situation is almost perverse. I
would not, after all, allow my image of
"grandfaflier" to be set by the present state
of my Papa Joe's remains at his gravesite.
Why, then, do we conceptualize "Victo-
rian" as a ramshackle building with bro-
ken steps, creaking floors, and peeling
paint — fit only for the Addams family or
as the Halloween haunted house set up by
the local Jaycees?
My first, and keenly revealing, experi-
ence with Victorian as Victorians knew the
style, divested of a century's overlay in de-
terioration, occurred in 1976 when, to cel-
ebrate our nation's 200th birthday, the
Smithsonian Institution opened a replica
of the Philadelphia centennial exposition
of 1876. This wonderful exhibition in-
cluded plows, pharmaceuticals, imple-
ments for house and farm, and, above all,
machines and engines, all spanking new,
freshly painted, and entirely in working
order, with all their wheels, whistles, and
hisses. I particularly remember a case of
14 Natural History 1/94
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ax blades — all shiny and sharp. And I real-
ized that i. had always pictured Victorian
tools as rusted and dull — without ever ar-
ticulating to myself the obvious point that
they must have been gleaming and func-
tional when first made. I am always
amazed at the power of a prejudiced as-
sumption (however absurd, and especially
when backed by a mental picture, for pri-
mates are visual animals) to derail the log-
ical thinking of basically competent peo-
ple hke myself.
1 remember Glasgow as the planet's
ugliest city upon my first visit in 1961, and
as one of the loveUest places I had ever
seen upon my return in 1991. The differ-
ence: Glasgow is the world's greatest Vic-
torian city in public and commercial archi-
tecture. All the major downtown
buildings, horribly soot-blackened and de-
crepit in many other ways in 1961, have
now been cleaned and showcased, often
by converting traffic orgies into pedestrian
malls. I was stunned by the exuberance of
these buildings, each different in its
curves, ornaments, and filigrees; each
vying with all the others, yet somehow
forming an integrated cacophony (you
have to see them to know why my chosen
description is not oxymoronic). I was re-
volted at my first sight of the Natural His-
tory Museum in London — each archway
of its elaborate Romanesque entranceway
blacker and grimier than the one within —
and uplifted by the subtle colors and arch-
ing forms of the cleaned building. The
Victorian secular glass of Harvard's
churchlike Memorial Hall passed beneath
my notice for twenty-five years. Now I
force these wonderful windows, designed
by John La Farge and other great Ameri-
can glassmakers, and resplendent in their
newly cleaned state, upon the notice of
every visitor, for Memorial Hall is stop
number one on my personal tour of Har-
vard's architecture.
I now add the Dublin museum to this
list of Victorian buildings uplifted from
squalor to glory by the simple expedient of
restoring them to the original intentions of
their architects and designers. Most of all,
this splendid restoration taught me some-
thing that 1 had never appreciated about
Victorian museum design.
The display of organisms in these mu-
seums rests upon concepts strikingly dif-
ferent from modem practice, but fully con-
sonant with Victorian concerns. Today, we
tend to exhibit one or a few key speci-
mens, surrounded by an odd mixture of
extraneous glitz and more useful explana-
tion, all in an effort to teach (if the intent be
maximally honorable) or simply to dazzle
(nothing wrong with this goal either). The
Victorians, who viewed their museums as
microcosms for national goals of territor-
ial expansion and faith in progress fueled
by increasing knowledge, tried to stuff
every last specimen into their gloriously
crowded cabinets — in order to show the
full range and wonder of global diversity.
(In my favorite example. Lord Rothschild,
richest and most prolific of all great collec-
tors, displayed zebras and antelopes in
kneeling position or even supine, so that
one or two extra rows could be inserted to
include all specimens in floor-to-ceiling
displays at his museum in Tring.) The
^I^Q^t-l^i^
standard Victorian cabinet (including
many in the Dublin museum) provides
several rows of locked wooden drawers
beneath the creatures on display under
glass — to house all the museum's addi-
tional specimens, which can then be
shown to professionals and others with
specialized interests.
I realize that this tactic of displaying
every last specimen includes a dubious
side in recording the spoils of aggressive
and militaristic imperialism, with all the
attendant racism and ecological disregard.
But do honor and acknowledge the coun-
tervaiUng virtue of exhibiting such pleni-
tude— as best expressed in the words of
Psalm 104: "0 Lord, how manifold are thy
works!... the earth is full of thy riches."
You can put one beetle in a cabinet (usu-
ally an enlarged model and not a real spec-
imen), surround it with fancy computer
graphics and push-button whatsits, and
then state that no other group maintains
such diversity. Or you can fill the same
cabinet with real beeties representing a
thousand species — of differing colors,
shapes, and sizes — and then state that you
have tried to display each kind in the
county.
The Victorians preferred this second ap-
proach— and 1 am with them, for nothing
thrills me more than the raw diversity of
nature. Moreover, the Victorian cabinet
museum thrives upon an exquisite tension
in conrniingling (not always comfortably,
for they truly conflict) two differing tradi-
tions from still earlier tunes: the seven-
teenth-century baroque passion for dis-
playing odd, deformed, peculiar, and
"prize" (largest, smaUest, brightest, ugh-
est) specimens — the Wunderkammer (or
cabinet of curiosities) of older collectors;
and the eighteenth-century preference of
Linnaeus and the Enhghtenment for a sys-
tematic display of the regular order of na-
ture within a coherent and comprehensive
scheme of taxonomy. (Pardon a littie toot
on the personal horn, but my recent book
with photographer Rosamond Purcell,
Finders Keepers, illustrates thesedifferent
components in notable collectors from
Peter the Great to Lord Rothschild.)
1 have long recognized the theory and
aesthetic of such comprehensive display:
show everything and incite wonder by
sheer variety. But I had never realized how
powerfully the decor of a cabinet museum
can promote this goal until I saw the
Dubhn fixtures redone right. Light floods
flirough the glass ceiUng, creating a fasci-
nating interplay of brightness and shadow
reflecting off both specimens and architec-
16 Natural History 1/94
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tural elements of iron struts, wooden rail-
ings, and the dark wood and cleai' glass of
the cabinets themselves. The busy
arrangement of cabinets mirrors the
crowding of organisms, while the contrast
between dark wood and clear glass rein-
forces the variegated diversity of the crea-
tures within. The regular elements of cast
iron and cabinetry echo the order of taxo-
nomic schemes for the allocation of speci-
mens. The exuberance is all of one
piece — organic and architectural.
I write this essay to offer my warmest
congratulations to the Dublin museum for
choosing preservation — a decision that
was not only scientifically right but also
ethically sound and decidedly courageous.
The avant-garde is not the only place of
courage; a principled stand within a recon-
stituted rear unit may call down just as
much ridicule and demand equal fortitude.
Crowds do not always rush off in ad-
mirable or defendable directions.
In choosing to construct a dynamic mu-
seum of museums, in asserting the old
ideal of focusing display on nature's full
diversity, in restoring their interior space
to Victorian intent by harmonizing archi-
tecture with organism, the Dublin mu-
seum's curators have stood against most
modem trends in museums of science —
where fewer specimens, more emphasis
on overt pedagogy, and increasing focus
on "interactive" display (meaning good
and thoughtful rapport of visitor and ob-
ject when done well, and glitzy, noisy,
push-button-activated nonsense when
done poorly) have become the norm.
Much as I love the cabinet of full vari-
ety, I could not defend Dublin's decision if
this exhibit in the old style usurped all
available space for displaying natural his-
tory. After all, we have learned something
in the last century, and many of the newer
techniques work well, particularly in get-
ting children excited about science. But
Dublin has found a lovely solution. They
have restored their original housing to one
of the world's finest and fullest exhibits in
the old and stiU-stunning cabinet style —
not just a room to showcase the past, but
an entire building in full integrity. And
they have opened a new building on the
next street for needed exhibits in a more
modem vein (now featuring the great in-
evitability of this year of Jurassic Park —
a display about dinosaurs).
I would not be defending the cabinet
style if such museums only honored a wor-
thy past. I support this ideal of fullest pos-
sible display because it remains so vital
and exciting, as capable as ever of inspir-
ing interest (as well as awe) in any curious
person. I agitate for these old-style muse-
ums because they are wonderful today.
They provide, first of all, a richness in va-
riety not available elsewhere. When I vis-
ited the Dublin museum, for example, a
college course in drawing had convened
on the premises — and each student sat in
front of a different mammal, sketching at
leisure.
But a second reason beyond immediate,
practical utility must be embraced if my
argument has any power to persuade. This
more subtle, and controversial, point was
beautifully expressed by Oliver Sacks in
two letters written to me:
My own first love was biology. I spent a
great part of my adolescence in the Natural
History Museum in London (and I still go to
the Botanic Garden almost every day, and to
the Zoo every Monday). The sense of diver-
sity— of the wonder of innumerable forms
of life — has always thrilled me beyond any-
thing else. [December 1990]
Love of museums was an intense passion
for me, for many of us, in adolescence. Erik
Kom, Jonathan Miller, and I spent virtually
all our spare time in the Natural History
Museum, each of us adopting (or being
adopted by) different groups — holothuria
(Erik), polychaetes (Jonathan), cephalopods
(myself). I can still see, with eidetic vivid-
ness, the dusty case containing a Stheno-
teuthis carolii washed up on the Yorkshire
coast in 1925. I have no idea whether that
case, or any of the dusty cases we were so in
love with, still exist — the old museum, the
old museum idea, has been so swept away. I
am all for interactive exhibits, like the San
Francisco Exploratorium, but not at the ex-
pense of the old cabinet type of museum.
[September 1992]
None of these three teen-agers grew
into a professional zoologist (although
others of the same clone and cohort, in-
cluding me at the New York museum that
publishes this magazine, did) — but all be-
came men of great accomplishment, at
least partly because they maintained (and
transferred to their chosen profession) a
museum-inspired love of detail and diver-
sity. My friend Erik Kom is England's
finest antiquarian book dealer in natural
history; Miller's work in medicine and
theater, and Sacks's in neurology and psy-
chology, are well known. Sacks, in partic-
ular, has based the passionate humanism
of his unique insight into individual per-
sonalities— his revival of the old "case
study" method in medicine — upon his ear-
lier love for zoological taxonomy. In his
letter to me, he continued, "I partly see my
patients (some of them, at least) as 'forms
of life,' and not just as 'damaged,' or 'de-
fective,' or 'abnormal.' " These "old-fash-
ioned" museum displays had a profound
effect upon the lives of three supremely
talented, yet remarkably different, men.
I must therefore end with a point that
may seem outstandingly "politically in-
correct," but worthy of strong defense
nonetheless. We too often, and tragically,
confuse our legitimate dislike of eUtism as
imposed limitation with an argument for
leveling all concentrated excellence to
some least common denominator of maxi-
18 Natural History 1/94
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mal accessibility. A cabinet museum may
never "play" to a majority of children.
True majorities, in a TV-dominated and
anti-intellectual age, may need sound bites
and flashing lights — and I am not against
supplying such lures if they draw children
into even a transient concern with science.
But every classroom has one Sacks, one
Kom, or one Miller, usually a lonely child
with a passionate curiosity about nature
and a zeal that overcomes pressures for
conformity. Does not the one in fifty de-
serve an institution as well — a magic
place, like a cabinet museum, that can
spark the rare flames of genius?
Elitism is repulsive when based upon
external and artificial Umitations like race,
gender, or social class. Repulsive and ut-
terly false — for that spark of genius is ran-
domly distributed across aU the cruel bar-
riers of our social prejudice. We therefore
must grant access — and encouragement —
to everyone; and we must be unceasingly
vigilant, and tirelessly attentive, in provid-
ing such opportunities to all children. We
will have no justice until this kind of
equaUty is attained. But if only a small mi-
nority respond, the true enthusiasts of all
races, classes, and genders, shall we deny
them the pinnacle of their soul's striving
because all their colleagues prefer passiv-
ity and flashing lights? Let them lift then-
eyes to hills of books and at least a few
museums that display the full magic of na-
ture's variety. What is wrong with this
truly democratic form of eUtism?
While in Dublin, I also visited Saint
Michan's church, with its beautifully
carved organ, which Handel played (al-
though some dispute die claun) at the pre-
miere of Messiah, first performed in
Dublin in 1742. Handel, who wrote four
great odes for the coronation of George 11;
the same JCing George who then granted a
royal charter that eventually led to the
Dublin Museum of Natural History. And I
thought of my favorite chorus (not "Hal-
lelujah!") in part two of Messiah, set by
Handel witii a richly polyphonic begin-
ning and a strong homophonic ending — a
lovely analogy, I thought, to the interplay
of nature's wondrously variegated diver-
sity with the unity of taxonomic order and
evolutionary explanation, flie themes so
well displayed and intertwined in the
Dublin museum. And I thought of the
words, expressing the most noble mission
of teachers: to expand out to the ends of
knowledge, and then to gather in — by
song, by writing, by instruction, by dis-
play. "Great was the company of the
preachers.. . . Their sound is gone out into
all lands, and their words unto the ends of
the world."
Stephen Jay Gould teaches biology, geol-
ogy, and the history of science at Harvard
University.
loiHas
"Members of the Peaceful Village Armchair Travelers Club will 'take off' on their first
trip fifteen minutes from now. Destination: The Lillian Coonty Room of the Rita
Whittington Nursing Home. That's this room next door Program: Professor F. Slemp of
Ord, Nebraska, is going to give a lecture on natural history, and if I find any cigarette
butts in there, you will all stay home next time!"
20 Natural History 1/94
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Paxton Cone, New Mexico
Volcanoes have been an active force in
northwestern New Mexico for the past
four million years, beginning with the first
violent eruption of Mount Taylor. Some
590 square miles of lava between the Zuni
Mountains and Acoma now provide a mu-
seum of volcanic phenomena. This arid,
inhospitable area is known as El Malpais,
"the badlands." Part of the land is private,
part is managed by the National Park Ser-
vice, and part is managed by the Bureau of
Land Management. A small area falls
within Cibola National Forest.
Paxton Cone, on the National Forest
land, was created between 10,000 and
40,000 years ago, when an eruption sent a
river of lava northeastward down Zuni
Canyon. Lying about thirty miles south-
west of the present-day community of
Grants, the cone built up from cinders that
fell around the eruption orifice. The lava
that flowed northeast was thick and tarlike;
it solidified leaving very rough, sharp sur-
faces and an intricate network of fissures.
This type of lava is called aa (the word is
Hawaiian).
Cinder cones are only one of four vol-
cano types found in the Malpais area. The
by Robert H. Mohlenbrock
most violent, exemplified by long-extinct
Mount Taylor, is the stratovolcano, which
ejects material into the upper atmosphere.
When it last erupted. Mount Taylor sent
tons of lava, cinders, ash, and steam into
the air as its crater walls fell inward to
form a caldera. Less violent are shield vol-
canoes, broad, flat volcanoes that often re-
lease their energy through several orifices.
Shield volcanoes usually can be recog-
nized by multiple craters at the top. Fi-
naUy, basalt cones, with wide, steep-sided
craters, erupt rapidly and send out a rather
thin-textured lava that cools to a smooth or
somewhat ropy surface. This type of lava,
referred to as pahoehoe, is the most com-
mon in El Malpais.
At higher elevations, where conditions
are relatively cool and moist, the Malpais
area is forested with well-developed conif-
erous trees. Douglas firs and ponderosa
pines are found at elevations between
7,000 and 8,900 feet, along with a lower
layer composed primarily of Rocky
Mountain juniper. Douglas firs, which re-
quire more moisture, are found mainly on
northern slopes and on rough lava where
rainwater tends to accumulate in the fis-
Douglasfirs and ponderosa pines grow on Paxton Cone, above,
which erupted between 10,000 and 40,000 years ago. Left: Claret
cup cactus and yellow-flowered pericome cling to the volcanic rock.
23
sures. Quaking aspens, which also need a
lot of water, can also be found in these lo-
cations.
Douglas firs germinate poorly in the
lava because of the heated surface of the
rock. Botanist Alton Lindsay has found
that during the summer, the surface tem-
perature of the lava rises as high as 129° F.
According to Lindsay, the roots of Dou-
glas firs get under the surface crust of the
lava and grow along small tunnels that are
warm and moist, but contain no soil. As
the roots get older, they may break through
the thin lava crust and be partly exposed.
The growth of many of these trees is
stunted by lack of nutrients and water, and
they are often bent eastward in response to
the strong prevaihng winds. Lindsay, who
has studied the vegetation patterns on El
Malpais for years, found one mature,
cone-bearing Douglas fir that was only
sixteen inches high.
At about 7,000 feet and below, Douglas
firs drop out and the plant community is
dominated by ponderosa pines, with a va-
riety of shrubs, wildflowers, and grasses
often creating an understory. Ponderosa
pines have thicker needles than the Dou-
glas firs, and their roots penetrate more
deeply, keeping them well supplied with
Paxton Cone
For visitor information write:
Forest Supervisor
Cibola National Forest
2113 0sunaRoadNE
Albuquerque, New Mexico 87113
(505) 761-4650
water. And because their very large seeds
produce sturdy seedlings that send out
roots promptly and deeply, they can ger-
minate in spite of the hot lava surface.
The Douglas fir zone and the ponderosa
pine zone extend to lower altitudes in El
Malpais than in nearby areas free of lava.
As a possible explanation for this, Lindsay
suggests that the dark lava becomes hotter
than nonlava rock, stimulating an upward
convection of heated air that causes an
extra measure of rain to fall on the lava.
Rainwater accumulates in the fractured
lava long enough for plants growing there
to replenish their supply.
Here and there in El Malpais are sink-
holes in which water accumulates, drain-
ing down from the Zuni Mountains or
emerging from natural springs. These
oases are home to duckweeds, sago pond-
.4 dead juniper stands among the living
on a lichen-covered lava flow.
George H. H. Huey
weed, and watercress, surrounded by a
border of cattails, soft-stem and three-
square bulrush, reed grass, and swamp
milkweed. But at the lowest altitudes, be-
tween 6,200 and 7,000 feet, water is usu-
ally scarce. Plants that can make it here in-
clude pirions, one-seeded juniper, banana
yucca, and cactuses. Broad-leaved shrubs,
such as Apache plume, skunkbush sumac,
New Mexico privet, and a couple of gnarly
oaks, grow in lava-free zones or where
shallow soil has slowly built up in lava fis-
sures. The broad-leaved plants often have
some mechanisms to prevent desiccation,
such as leaves that are extremely smaU,
succulent, or covered with hairs.
In many places, the aa supports only
gray, yellow, or orange lichens, which ce-
ment themselves to the black, craggy sur-
face of the lava. Requiring few nutrients
for their minimal growth and effectively
conserving the moisture in their tissues,
the hchens may remain glued to the lava
for hundreds of years. Lava does not cover
all of the the Malpais area, however. Is-
lands of deeper soil with richer vegetation,
called kipukas, dot the landscape. Today's
kipukas probably resemble the region as it
was prior to volcanic activity.
Robert H. Mohlenbrock, professor emeri-
tus of plant biology at Southern Illinois
University, Carbondale, explores the bio-
logical and geological highlights of the
156 U.S. national forests.
0 100 Miles
3
Grants
MEXICO
Joe LeMonnier
24 Natural History 1/94
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U -11
Edward S. Ross
Sex, Drugs, and
Butterflies
For male milkweed butterflies, a dead, withered leaf
may have a chemical allure no pretty flower can match
by Michael Boppre
Observe the butterflies, sombre black fel-
lows. . .flying in a crowd round a shrub with
thick silvery-looking leaves. It is the
Toumefortia Argentifolia, a tree that I see
on almost every seashore that I have visited
throughout the Pacific... A branch is bro-
ken, and the leaves are hanging dry and
wilted. The butterflies settle on the dead
leaves in swarms, almost pushing and
jostling one another to get a good place. No-
tice that it is the withered leaves and flowers
that they prefer, and seem to become half-
stupid in their eagerness to extract the pecu-
liar sweetness, or whatever it is, that the
leaves contain.
Since these observations were pub-
lished in 1890 by C. M. Woodford, in A
Naturalist Among Headhunters, other re-
ports in the scientific literature have de-
scribed butterflies apparently sucking at
dead parts of Toumefortia trees and a
number of other, unrelated plants. For
nearly a century, these reports were a great
puzzle to naturalists and scientists: first,
because dead plants are dry and butterfly
mouthparts are designed to suck up liq-
uids, and second, because only male but-
terflies were seen at the dead leaves. Only
in the last few decades have scientists in
Australia, Europe, and the United States
pieced together an explanation involving
complex interactions of sexual communi-
cation and chemical protection.
The butterflies Woodford watched were
members of the genus Euploea (com-
Left: Male crow and blue tiger butterflies congregate on a bundle
of dried Heliotropium plants, in search not of food but of
pyrrolizidine alkaloids. Numerous other insects, such as the
snouted tiger moth, above, are attracted to the dried parts
of plants containing these protective compounds.
Michael Bopprd
monly known as crows) in the milkweed
butterfly subfamily, Danainae. Other fam-
ily members include the tiger, queen, and
monarch butterflies. Males of all danaines
possess hairy glandular organs. Nine-
teenth-century naturalist Fritz Miiller pro-
posed that all these "pencils, tufts or
manes of hair," which he found in a vari-
ety of forms in the males of many butterfly
species, were odoriferous organs serving
"as an excitement to the opposite sex."
The proof came nearly one hundred years
later In the mid-1960s, smdies by Lincoln
Brower (now at the University of Florida,
but then at Amherst College) and his co-
workers showed that male Florida queen
butterflies locate females visually and,
once they are within close range, emit
chemicals from these glandular organs, or
hairpencils, to seduce them. Such chemi-
cal sexual stimulation is widespread in
butterflies and moths, but the danaines ex-
hibit one of the most elaborate chemical
communication systems known among
the Lepidoptera. (The American monarch,
Danaus plexippus, is an exception. In the
mating strategy of this species, chemical
communication plays a minor role. Male
scent organs are much reduced and rarely
employed in sexual interactions, which ap-
pear to the human eye more like rape than
seduction.)
During courtship, a danaine male hov-
ers above a female. He exfiudes his hair-
pencils (usually hidden inside his ab-
domen) close to her antennae and then
expands them, often for just fractions of a
second. In many species, the sudden pro-
trusion and expansion of the hairpencils
deUvers tiny, pheromone-laden particles to
the female's antennae, which are lined
with olfactory receptors. Without ade-
27
quale pheromonal stimulation, the female
would reject her suitor.
Not all danaine pheromones smell
alike, and the human nose can detect some
differences in the male perfumes of milk-
weed butterfly species. Mostly they smell
strong but pleasant to us: some, sweet like
chocolate; others, more like pineapple.
However, for a more precise identification
of the pheromone composition, sophisti-
cated technical equipment is needed. Jer-
rold Meinwald, of Cornell University, and
Stefan Schulz and Wittko Francke, of the
University of Hamburg, have analyzed the
chemistry of hairpencil extracts taken
from many species and found that the
pheromones are species-specific bouquets
made up of twelve to fifty volatile compo-
nents, most of which are "unsmellable" by
the human nose.
What is the male telling the female with
this fanfare of pheromones? Danaine but-
terflies locate one another by sight, so the
pheromones caimot be long-range attrac-
tants. However, mimicry is very common
among these butterflies, so something
more than just visual inspection may be
necessary to allow members of a species to
recognize one another. At close range, the
female may use the male's perfume to de-
termine which species her suitor belongs
to; "Let me smell you so I can know who
you are."
But there appears to be more than spe-
cies recognition to the story. Certain
chemical compounds are common compo-
nents in the pheromone bouquets of many
danaine species and thus are unlikely to
contribute to species specificity. Called di-
hydropyrrolizines, these chemicals often
make up the largest proportion of the hair-
pencil volatiles, with up to 500 ng (a half
thousandth of a gram) in a single pair of
hairpencils, an enormous amount com-
pared with that of pheromones in other in-
sects. These chemicals must serve a differ-
ent purpose.
Studies with field-caught male danaines
revealed that the amount of dihydropy-
rrohzines varies gready from individual to
individual. Freshly hatched males possess
various other pheromone components but
lack dihydropyrrolizines entirely, and as
Thomas Pliske and Thomas Eisner, of
28 Natural History 1/94
Cornell University, discovered, male
queen butterflies lacking this type of com-
pound are much less successful in getting
accepted by a mate. These findings sug-
gested that the chemicals played an impor-
tant role in the lives of the butterflies, but
no one knew just what that role was or
where the dihydropyrrolizines were com-
ing from.
The answers to these questions began to
come in the mid-1970s, from scientists
working independently (John Edgar, with
the Commonwealth Scientific and Indus-
trial Research Organization in Australia)
and collaboratively (Jerrold Meinwald and
others at Cornell, and Dietrich Schneider
and me at the Max Planck Institute for Be-
havioral Physiology). We now know that
adult male milkweed butterflies utilize
certain secondary plant compounds,
known as pyrrolizidine alkaloids (PAs), as
chemical precursors for synthesizing
dihydropyrrolizines. (Secondary plant
compounds are chemicals that are not part
of the plant's essential molecular makeup
but that frequently have a defensive func-
tion and lead to better survival.)
The butterflies use their sense of smell
to locate the dry, withered, or damaged
parts of certain plants that contain
pyrrolizidine alkaloids. After landing on
an appropriate plant, the butterflies walk
about, probing the surface here and there
with their proboscises. Eventually they
settle down at one spot and release drops
of fluid on the plant. They tiien reimbibe
The crow caterpillar, left, may gather and
store certain noxious plant compounds,
such as cardenolides, while feeding on its
host plant. Below: The chrysalis of a friar
butterfly has a strong metallic luster, the
effect of light reflecting off many thin
layers in the cuticle.
Photographs by Michael Boppr6
the fluid mixture and, with it, some of the
plant's PAs. Butterflies often congregate in
small groups and fight over spots previ-
ously wetted by others. What Woodford
saw a century ago was undoubtedly such
an incident, for Toumefortia trees contain
pyrrolizidme alkaloids. (Other PA plants
include Crotalaria, or rattlebox, in the pea
family; Senecio, or groundsel, in the aster
family, and Heliotropium in the borage, or
forget-me-not, family.)
These alkaloids occur in Uving as well
as dead plants, but in live tissue, the com-
pounds are sealed within cell vacuoles,
where the butterflies cannot detect them.
If, however, a leaf has been damaged by,
say, leaf-feeding beetles, it may attract
male milkweed butterflies, which, chick-
enlike, scratch at it with their legs, creating
fresh tears in the plant tissue and thus
gaining access to the alkaloids within.
Using pyrrolizidine alkaloids purified
from plant extracts, we have demonstrated
that the butterflies are after flie PAs and not
any other plant compounds. And flieir in-
terest in these chemicals is independent of
any nutritional requirements: their sole
reason for visiting PA-containing plants is
to gather the alkaloids. These butterflies,
then, visit two groups of plants: those they
29
Tim Laman; The Wildlife Collection
After scratching at a beetle-damaged
Heliotropium leaf, two blue tiger males,
below, gain access to the pyrrolizidine
alkaloids within. These butterflies must
also continue the regular business of
feeding on nectar, right.
Michael Boppre
feed on, which could be thought of as gro-
cery stores, and those they gather sec-
ondary chemicals from, which could be
cbnsidered pharmacies.
Why do males engage in these efforts?
Some twenty years ago, biologist Miriam
Rothschild studied moth larvae feeding on
fresh PA plants and proposed that insects
are capable of stockpiling the alkaloids to
protect themselves from predators. In the
years since her suggestion, chemical
analyses conducted by several separate re-
search groups have revealed that pyrro-
Uzidine alkaloids gathered by adult butter-
flies from dry plants are used for the same
purpose. The insects' storage capacity is
impressive: up to 15 percent of a butter-
fly's dry weight may be made up of un-
converted pyrrolizidine alkaloids ex-
tracted from dry plants.
Behavioral tests of butterfly predators
have shown that the stockpiled PAs can
provide the insects with protection from
many enemies. These chemicals, which
become toxic once ingested, taste bad and
have been found to be repellent, to varying
degrees, to some mice, bats, lizards, spi-
ders, birds, and all unadapted insects.
Some members of the milkweed butter-
fly family — monarchs and queens — are
protected by other chemicals unpalatable
to predators. Unlike PAs, fliese chemicals,
known as cardenolides, have an immedi-
ate effect on heart rate and blood pressure.
Neither egg-laying females nor larvae
specifically seek out cardenoUdes, but if
the larval host plant contains them, fliey
are ingested along with food. Stored in the
larval body and retained into adulthood,
these cardenolides deter several predators,
as has been well documented during the
last twenty-five years. Film footage based
on Lincoln Brower's studies with blue jays
provided the most memorable proof: blue
jays eating with gusto and then immedi-
ately vomiting up monarch butterflies that
had been reared as larvae on cardenoUde-
containing plants.
For certain milkweed butterfly species
or individuals, then, pyrrolizidine alka-
loids add another dimension to their un-
palatability, while for others, the alkaloids
may be the only defensive compounds. In
all cases, however, these plant chemicals
play a dual role in the lives of danaines:
they help males seduce females, and they
act as potential lifesavers. Thus, males
have good reason to pursue pyrroUzidine
alkaloids. But why is a female so inter-
ested in whether or not a suitor smells of
the PA-derived dihydropyrrofizines? And
30 Natural History 1/94
^^,^^**^-^
'V?**--
'^'^'Sss'iQB.r.^-.
■^^
V
'*;■■■■ 1
why does she seem to use them in select-
ing a mate?
As the research teams of Thomas Eisner
and Keith S. Brown, Jr., have demon-
strated, male milkweed butterflies transfer
more than just sperm to the female during
copulation: included in the ejaculate is a
mass of pyrrolizidine alkaloids, previously
collected by the adult male from plants.
This nuptial gift varies from male to male:
the more of the alkaloids a male has taken
in, the more his personal perfume will
smell of dihydropyrroUzines and the more
PAs he has to offer a female. Thus, if a
male's aroma is an indication of the size of
the nuptial gift he is likely to present, the
female may have a meaningful basis for
choosing a mate: the more alkaloids she
can get from the male, the more she will
possess to protect herself and to incorpo-
rate into her eggs for their protection, too.
Studies of the chemical ecology of
milkweed butterflies led to a better under-
standing of other insects that utihze PA-
containing plants as grocery stores and
pharmacies at the same time. The larvae of
several tiger moth species (family Arcti-
idae) store PAs for their protection, and
some also use them as pheromone precur-
sors. Although many are speciahzed to
feed on PA plants exclusively, not aU are
capable of detecting PAs directly. Among
the most interesting of the PA moths are
those such as Creatonotos species, which
respond to PAs behavioraUy, as danaines
do. The larvae of these moths can feed and
develop perfectly well on a variety of
shrubs, including some that contain PAs
and others tiiat do not. Under experimental
conditions, however, these caterpillars
show a definite interest in flie alkaloids,
feeding eagerly on almost any material,
mcluding fiberglass disks, as long as the
material has been first impregnated with
the chemicals. As with the milkweed but-
31
terflies, their enthusiasm for these chemi-
cals is independent of their nutritional re-
quirements.
Creatonotos moths exhibit some strik-
ing similarities to danaine butterflies.
Males possess eversible scent organs,
called coremata, that emit a dihydropy-
rrohzine derived from pyrrolizidine alka-
loids, and they, too, stockpile unconverted
PAs for protection and transfer them to fe-
males. However, there are some basic dif-
ferences. Both male and female Creatono-
tos feed on PA plants, gathering the
protective compounds together with food,
and they do so only as larvae (the short-
lived adults do not feed at all). So while
milkweed butterflies accumulate PAs as
adults only, Creatonotos moths hatch with
a fixed amount of pheromone and protec-
tive chemicals. In both groups, the degree
of protection varies from individual to in-
dividual, as does the amount of male
pheromone.
The dihydropyrrolizines of many da-
naines and Creatonotos are structurally
identical, but their roles in influencing the
behavior of conspecifics are quite differ-
ent. In most butterflies and moths, males
expand flieir scent organs only in the final
phase of courtship, after the sexes have
come together through sight (butterflies)
or smell (moths). Creatonotos males, in
contrast, display their organs for hours,
starting at dawn, whether any females are
around or not. The pheromones the males
release appear to lure both females and
males, leading to the establishment of
mating aggregations, or leks. Since Cre-
atonotos females also produce phero-
mones to lure males (as is typical among
moths), the genus appears to use two
markedly different means of bringing the
sexes together
We have not yet been able to conduct a
detailed field study of these rare, noctur-
nal, and quite small moths, but one aspect
of their biology has already added a fasci-
nating element to the complex story of
plant alkaloids and insects. In the field,
some Creatonotos individuals have gigan-
tic coremata, exceeding the insects' wing-
span; others of the same species have
Male milkweed butterflies and male
Creatonotos moths use pyrrolizidine
alkaloids for protection and in the
synthesis of sex pheromones. The
butteifiies emit pheromones from
glandular organs known as hairpencils,
below. The size of a moth 's scent organs,
or coremata, right, depends on the
amount of PAs it gathered as a lan'a.
Photographs by Michael Boppre
coremata so tiny fliey are almost invisible;
and yet others exhibit intermediate sizes.
In file laboratory we have experimented
with feeding Creatonotos larvae different
amounts of pure PAs and have demon-
strated a direct correlation: the more PAs a
moth took up while it was a larva, the
larger its coremata and the more PA-de-
rived pheromone it produces. (No other
part of the moth is affected by these di-
etary changes.)
Available phylogenetic evidence indi-
cates that adaptations to utilize pyrro-
lizidine alkaloids evolved several times in
various insect groups. Certain leaf beetles,
grasshoppers, and chloropid flies, for in-
stance, as well as numerous other species
of butterflies and moths, seek out these
chemicals independent of feeding. Experi-
ments have demonstrated that these in-
sects are attracted to the alkaloids, whether
they are presented in the form of dry plants
or laboratory dishes impregnated with the
chemicals. Not all these insects possess
male scent organs, so the chemicals' role
as a pheromone precursor is Hmited, and
not all insects that need them to produce
pheromones use them in the same way in
sexual communication. By improving
their chances of survival and perhaps by
increasing their reproductive success,
however, aU do better with PAs. For these
insects at least, purloining plant poisons
pays off. D
32 Natural History 1/94
\\s^:
Y)iingLizaiids CanBeBeamble
In Australia, live-bearing skinks have evolved from egg layers. Why?
by Richard Shine
One of the reasons I was attracted to the
study of Hzards and snakes, rather than
other kinds of animals, is that they gener-
ally like to stay in bed on cold mornings,
just as I do. I thought that I wouldn't have
to rise at dawn (like the bird watchers) or
muck through muddy swamps at night
(Uke the frog catchers) because Australian
skinks come out into the woods and fields
on sunny afternoons.
Unfortunately, as I discovered in the
field, these common little hzards are so
elusive after they have warmed up by mid-
morning that they are almost impossible to
catch. Chilly mornings are the best time to
pick them up as they lie, rigid with cold,
under their nighttime logs. In the Brind-
abella Range of southeastern Australia,
where I study and collect skinks, I imag-
ined the kookaburra birds were mocking
me with their annoying "laughter" as I
turned over logs from first light until the
sun's rays dispersed the morning fog. Each
morning a few hours after dawn, I re-
turned to my tent, with dew-soaked socks
and chattering teeth, to boil the billy (ket-
tle), change into dry clothes, and sit by the
campfire gloating over the fruits of my
morning's labors.
My prizes wouldn't have impressed
most people. Every day I caught about
twenty small, drab skinks, most of them
less than six inches long. Why endure so
many bone-numbing morns to collect
these Uttle creatures? Because to me they
were objects of intrigue: I hoped that they
might help me solve one of the great mys-
teries of reptiUan reproduction.
All these unspectacular skinks may
look very similar, but they include several
species that are biologically very different.
About half the Brindabella hzard species
reproduce by laying eggs (oviparity); the
other half, by giving birth to fully formed
babies (viviparity). Those that lay eggs
range from the elegant little elf skink,
which Uves under cool, moist logs, to the
larger, three-lined skink, which basks in
the open and rapidly sprints between snow
grass tussocks when approached. The hve
bearers are all active in the daytime and
are generally larger than the egg layers.
Among them are two varieties of heavyset
water skinks, confident lizards that are
undisputed owners of large logs on the for-
est floor. As I approached, they would fix
me with a balefiil glare; but reluctant to
move out of the warm sunlight, they were
easily caught with a noose of fishing line
at the end of a rod.
In all skinks, egg layers as well as hve
bearers, the females ovulate their large,
yolky follicles in late springtime (Novem-
ber in Australia). These are immediately
fertilized internally by sperm that they
have stored either for a week or two (in
spring-mating species) or throughout the
entu-e winter (in autumn-mating species).
Eggs are laid in a moist, protected site
under a log or rock. In hve-bearing spe-
cies, the females retain membranous eggs
without shells inside their oviducts.
The soft, leathery shells of lizard eggs
are much more permeable to water than
are the brittle eggs of birds; thus, egg lay-
ers need to deposit their eggs in moist en-
vironments. Because of this water uptake,
hzard eggs swell to twice their initial size
as they develop. Since both types of eggs
absorb water as the embryos grow, preg-
nant females of live-bearing species are
grossly distended by the end of the gesta-
tion period.
By getting several pregnant females to
run along miniature "lizard raceti-acks" in
the laboratory, I was able to show that they
are much slower runners than their non-
pregnant counterparts, especially when
close to birthing time. In laboratory trials,
small, venomous white-lipped snakes — a
common predator of the Brindabella
skinks — were much better at catching
pregnant hzards than nonpregnant ones.
While these tests appear to confirm the
self-evident (ask any pregnant woman
how the last few weeks of pregnancy af-
fect her mobility), they were the first of
their kind. (Charles Darwin said he "loved
a fool's experiment," because it is remark-
able how often the "obvious truth" turns
out to be wrong.)
I am continually amazed that lizards so
similar in other ways — size, shape, color,
diet, and general behavior — can differ so
profoundly in the way they bring forth
their young. When viviparous species
omit an external egg stage, they also sub-
stantially increase the length of time dur-
ing which a female must carry her devel-
oping young.
She pays a heavy price for this burden.
Not only is she slower in outrunning
predators and capturing prey, but her store
of fat may be so reduced as to impair her
reproductive ability the following year.
Why should both egg laying and live bear-
ing occur in otherwise similar species?
My curiosity was piqued about the pos-
sible adaptive advantages of hve bearing.
34 Natural History 1/94
Ken Griffiths: NHPA
An Australian lowland water skink,
above, is surrounded by her brood of
live-bom babies. This species strongly
asserts territorial claims to logs or
basking spots. Left: A female western
skink broods her eggs at Gardner Ridge,
east of Brooking, Oregon.
Alan D. St. Jotin
35
Australian blacksnake babies emerge
fully formed from membranous "eggs,"
above, almost immediately after the
female extrudes them. Common in the
cool Brindabella Range, these venomous
snakes prey on skinks. Collet's snake,
right, a member of the same genus from a
warmer habitat, lays shelled eggs that
take two months to hatch.
36 Natural History 1/94
What gains could justify tiie costs?
Both egg laying and live bearing can
occur even within a single species, as in
Bougaineville's skink, an almost limbless
burrowing lizard from southeastern Aus-
tralia. While mainland populations are egg
layers, those on isolated southern islands
produce their young alive. In some cases
these islands are only a few miles off the
coast, and the egg layers and live bearers
live in very similar habitats. Studies have
shown that the difference in reproductive
modes is genetically determined and not
subject to short-term change. Since egg
laying in reptiles is believed to be the
primitive, or ancestral, condition, the is-
land populations must have evolved vi-
viparity in fairiy recent times — certainly
since the last Ice Age.
When I combed the literature to find out
how many times viviparity had been
known to evolve within lizards and
snakes, I found many more examples than
I had expected: about a hundred separate
origins of this characteristic. Furthermore,
they occurred in a definite pattern.
In ahnost every part of the world where
there are lizards and snakes, live bearers
are the dominant type only in colder parts
of their ranges. In the tropical rain forests
of northern Australia, less than one-third
of the lizard and snake species are live
bearers, while the vast majority lay eggs.
But in the cold and windy mountains of
southern Australia, the proportion of live
bearers rises to almost 100 percent of the
indigenous reptiles. Among the few spe-
cies that brave even colder habitats, in-
cluding European adders inside the Arctic
Circle, Canadian garter snakes in the
frigid fields of Manitoba, or the small
lizards that scun^y across snowdrifts at
12,000-foot elevations in the Andes, all
are viviparous. Almost a// of the live bear-
ers that are closely related to egg layers —
presumably those that most recently
evolved from them — are found in colder
habitats.
Although viviparous species have
evolved in many other animal groups be-
sides reptiles, any correlation between
their reproductive pattern and cold cli-
mates isn't apparent. In some cases, the re-
verse trend appears. Viviparous sharks and
rays, for instance, tend to inhabit tropical
or subtropical oceans, while egg-laying
species live in cooler waters. Among am-
phibians, there are no clear correlations.
Some European salamanders that Uve at
low elevations are egg layers, while their
high-elevation relatives produce well-de-
veloped offspring.
Viviparity has also evolved at least
twice in tropical amphibians, where pro-
tection of the eggs against drying out may
be the most important advantage for these
animals. Oddly enough, cold climates
have not led to viviparity in any species of
birds, although such cold-adapted flight-
less birds as penguins would seem likely
candidates. Mammals evolved viviparity
A pregnant female agama lizard from Africa
is an egg layer She carefully regulates her
temperature by pushing her body away
from the hot rock while she basks.
Don W. Fawcett
only once — early among their egg-laying
ancestry — and it eventually spread
throughout almost the entire group. (Platy-
puses and echidnas are the only surviving
egg-laying mammals.)
Reptiles aside, the number of times vi-
viparity has evolved in living vertebrates
is small — about ten instances in sharks
and rays, a dozen in bony fishes, four in
amphibians, one in mammals, and none in
birds. Because the trait spread throughout
mammaUan Uneages so long ago, we have
lost any basis for a comparative study
within that group.
With a hundred origins of viviparity in
reptiles, however, we have at least some
hope of finding a plausible explanation as
to why this characteristic has evolved so
often. Correlation with climate may pro-
vide a starting point. Why should reptiles
show so many striking examples of evolv-
ing viviparity in colder habitats? Under
cooler conditions, what factors could en-
able live-bearing reptiles to become more
successful than their egg-laying cousins?
One answer was proposed more than
fifty years ago by three scientists (Rudolf
37
Photographs by Richard Shine
The oviparous skink Saproscincus mustelinum with her eggs, right, and
the viviparous species Pseudemoia entrecasteauxii, below,
are abundant in many parts of the Australian high country.
Mell, Claire Weekes, and A. M. Sergeev)
who had studied reptiles in three different
countries (China, Australia, Russia) and
published their results independently in
three different languages (German, Eng-
lish, French). All had noticed that vivipar-
ity was more common in cold-climate rep-
tiles, and each suggested that embryos
developed inside the female would have
better odds of surviving the cold.
Their explanation was that the pregnant
female's warmth insures that the young
develop not only more safely but also
much more quickly. Whereas cold soil ex-
poses eggs to dangerously low tempera-
tures and the embryos develop slowly,
eggs kept inside the female's body are
warmed whenever she basks in the sun-
light. Even when air and soil temperatures
are close to freezing, many reptiles can
keep their own body temperatures at about
85° F by judicious basking.
This idea is supported by the timing of
Uzard embryo development. In the Brind-
abellas, embryos of egg layers may spend
as much as 50 percent of their develop-
ment time in the mother's oviducts —
about a third longer than in warmer habi-
tats. After fertilization, oviparous females
deposit a thick, calcareous shell around
their eggs, and lay them from forty to sixty
days later. Eggs laid during the AustraUan
midsummer (December-January) in the
mountains, where soil temperatures are
low, develop slowly, and may hatch late in
autumn (March-April). By contrast, vivip-
arous females can keep their babies much
warmer, so they develop more quickly.
Live-bearing females usually give birth to
living young in late summer (February) or
early autumn (March), at least a month be-
fore the eggs of their oviparous cousins
will hatch.
This head start for the young may be the
most important advantage of viviparity.
Babies bom early have more time to grow
before the onset of winter and more time
to locate safe hibernation sites where they
are less likely to freeze. Young lizards that
emerge earUer can set up and defend terri-
tories against later arrivals. Also, being
kept warm during incubation may result in
the young being somehow "better" — per-
haps larger or smaller or fatter or thinner
or quicker or smarter. Fitness may involve
all of these attributes at various times or at
different stages of the life cycle — and it is
always relative to the environment. Many
aspects of an individual reptile's hfe are
determined by the temperatures it experi-
ences while still in the egg. Incubation
temperatures can affect the animal's size,
shape, color, basking behavior, agiUty, and
strength. In all crocodiUans, many turtles,
and some lizards, incubation temperatures
even determine the sex of the individual.
The lizards that I found during those
frosty Brindabella mornings helped to
confirm some of the earlier investigators'
ideas. Pregnant females were slowed
down by their babies, making them easier
for predatory snakes to capture. Embryos
that remained inside viviparous females
were kept warmer, and did develop much
faster than did eggs laid in natural nests
under rocks and logs. Overall, this warm-
ing reduces the total incubation period by
about one month. Without this accelerated
development, eggs of most of the ovipa-
rous species would not have enough time
to hatch before the onset of winters (at
least in cooler years), and thus would be
killed by freezing. Short summers may be
the reason that so few species of oviparous
reptiles reproduce successfully in very
cold areas, where soU temperatures are fa-
vorable for only a brief period each year.
The data from the Brindabella skinks
also supported my hunch that retaining
eggs inside the female's body might di-
rectly influence the quality of the hatch-
lings. I checked this possibility by testing
the development of eggs laid in captivity
by oviparous skinks. I incubated some at
normal (soil) temperatures, and others
from the same clutch at hotter tempera-
tures— simulating the warmth of a basking
mother's oviducts. Compared with their
siblings from cool-temperature incuba-
tion, the artificial viviparous babies were
shorter, fatter, and generally less active,
but were much faster runners when tested
on my lizard racetracks. They also devel-
oped more quickly and hatched earlier. I
carried out a similar experiment with one
of the Uve-bearing species by giving some
pregnant females access to more basking
time, and again found that the higher tem-
peratures affected the shape and behavior
of the newborn Uzard.
I still don't know if these characteristics
of artificially warmed babies would help
them survive any better or grow any faster
in the wild. By marking and releasing lab-
incubated young of both types and then re-
capturing them later, I hope to learn more.
Meanwhile, my hopes of sleeping until
midmoming have faded away, and I am
resigned to enduring more dawn laughter
from the Brindabella kookaburras. D
38 Natural History 1/94
Among Whales
In the fall, southern right whales return to the waters off
Patagonia to mate and raise their young
by Roger Payne
In 1970 I read about a sighting of
twenty right whales along a little-traveled
section of Argentine coastline called
Peninsula Valdes (about halfway between
Buenos Aires and Cape Horn). Because
right whales were almost extinct before re-
ceiving protection in 1937, seeing several
at once was a rare event.
I had never heard of Peninsula Valdes
but noticed it was at the same latitude
south of the equator that Cape Cod is in
the north. I knew that right whales came to
Cape Cod every year, even though they
are rare. Peninsula Valdes's two nearly
landlocked bays, Golfo San Jose on the
north and Golfo Nuevo on the south, bear
a striking similarity to Cape Cod Bay and
Nantucket Sound; and the combined land-
forms of Cape Cod, Martha's Vineyard,
and Nantucket are so like Peninsula
Valdes that I wondered whether right
whales might also be coming there each
year. The New York Zoological Society,
where I then worked, provided the funds to
go investigate, and so, in late September
1970, I went to Argentina with an old
friend, Oliver Brazier, and my then wife,
Katharine Payne.
We drove from Buenos Aires to Rio
Negro, the northern boundary of Patago-
nia, on what is now a paved highway (at
the time it was a dirt track in places). Four
days later we stood on the beach at Punta
Norte, the northeast point of Peninsula
Valdes. Three right whales were playing in
the surf less than fifty feet offshore.
Lysa Leiand
^^li
■iS^
40 Natural History 1/94
Adapted from Among Whales, by Roger Payne. Reprinted by arrangement
witti Macmillan Publishing Company Copyrigtit© 1994 by Roger Payne.
■^v.
A subadult right whale, below, about twelve feet long,
swims in the bay ojf Peninsula Valdes. Adult southern
right whales can grow to fifty feet in length. Inset:
The cliff hut observation point.
Flip Nicklin; Minden Pictures
^*t«A.
^^^^'i&m
-•i,^^^^
In the days that followed, we found the
peninsula to be one of the world's greatest
comings-together of land, sea, and wild-
life. The currents in the bays, which can
reach six knots, are generated by tides that
rise and fall as much as thirty feet — a tidal
ampUtude, the locals claim, second only to
that in the Bay of Fundy. Albatrosses, pe-
trels, shearwaters, fulmars, terns, and gulls
ride the winds of the roaring forties, while
penguins shuffle up beaches. We saw sea
lion rookeries and elephant seal harems
that stretched for thirty miles along the
shore to where they dissolved in the dis-
tant heat shimmer. Elephant seals reared
up as we approached, making loud, intim-
idating belches — an after-diimer noise of
such exquisite vulgarity tliat even the most
jaded eight-year-old boy could not have
failed to be stunned with delight by them.
One morning one of our hosts — we
were guests of the local tourist office —
showed Katy a deserted beach in Golfo
San Jose from which he had often seen
whales. Later that afternoon we all visited
the place. It was less than a mile long and
flanked by tall cliffs that stretched along
the coast to the north and west. I climbed
the westem cliffs and walked to a nearby
headland, where we later established an
observation hut. The wind had died, and
the sun was setting in a spectacular display
of colors. As the peace and stillness seeped
into me, a whale started breaching far out
in the bay, followed in the next few min-
utes by two others closer to shore. In all I
counted thirty-two right whales.
I reaUzed that we had discovered the ul-
timate place from which to study whales, a
place where they came so close to shore
that we could work from land and not dis-
turb them. Neither would we have to raise
enormous funds to support the costs of op-
erating seagoing boats. Here we could
even bring our four young children, and
they would be safe, safe among whales.
The next year, with fiinds from the New
York Zoological Society, we established a
camp on the beach and later a permanent
research station. Katy and I lived there for
almost four years with our children, the
most formative of their lives and our hap-
piest as a family. It was the longest I have
ever hved continuously in the wild, and
this stretch of Patagonian coast became
my heart's home.
Since we founded Whale Camp twenty-
three years ago, I have returned to Penin-
sula Valdes every year between August
and mid-November (with the exception of
three seasons when others were present to
do the work) — the longest continuous
study of a whale species based on recog-
42 Natural History 1/94
The right whale 's baleen, left, allows it to
filter copepods and krillfrom the sea.
Here the whale is probably not feeding
but skimming along the surface to cool off
in the warm winter waters.
James D. Watt; Planet Earttl Pictures
nized individuals. We can now identify
more than 1,200 individuals. Some we
have seen hundreds of times; others we
have never seen again because they were
either passing through or have subse-
quently died.
Nothing is more exciting than seeing
the first whales arrive at Peninsula Valdes
for the winter. Each year these whales
make the long migration from the cold,
subpolar waters of Antarctica to winter in
Patagonia's warmer waters. Their enor-
mous size and thick blubber are adapta-
tions enabling them to keep warm enough
and swim far enough to gain access to the
most enormous blooms of food on the
planet — the annual swarms of krill in the
icy Antarctic Ocean — as well as to return
to their warmer wintering grounds to mate
and give birth to young.
The pregnant females in our Argentine
population probably make the 1 ,400-mile
swim without eating. They linger in the
bays of Peninsula Valdes for up to four
months, during which time they give birth
to a calf Although a mother may get an
occasional snack, she is basically fasting.
(Normally, right whales catch their prey
by skim feeding; we've recently discov-
ered, however, that the whales of Penin-
sula Valdes are not feeding when they
swim along with their mouths open but are
probably cooling off in the warm waters
through a heat-exchange mechanism
along the roof of the mouth.)
For months after her calf is bom, a
mother pumps massive quantities of rich,
creamy milk into the calf, which may gain
as much as 125 pounds a day — at least in
the first few weeks — while also putting on
a thick blubber coat. At the end of this pe-
riod, the mother — still fasting — leaves the
wintering grounds with her calf and swims
all 1,400 miles back to the feeding
grounds. We are still not certain that we
have found the main summer copepod and
krill basket for Peninsula Valdes's right
whales (although South Georgia does look
like a good bet, as do the waters around
Tristan da Cunha).
We can watch the mothers and calves
closely from our observation hut (called
the cliff hut), located above the only place
for miles where the cliffs plunge straight
into the water. When the tide is halfway up
the cliff or higher, the water is just deep
enough for whales to swim directly below
the hut. Mothers with calves faithfully fol-
low the 16.5-foot-depth contour at Penin-
sula Valdes, (just deep enough for a large
mother to be clear of the bottom but not
enough to allow attacks on her calf from
below by killer whales and sharks). They
are creatures of habit and will swim to ex-
actly the same area — even the same
rock — year after year. Once they start hav-
ing calves, they return to the bays of
Peninsula Valdes once every three years.
So while following the 16.5-foot contour,
they swim along almost touching the
cliffs. Hundreds of whale-sized underwa-
ter niches in the eroded hardpan along the
shore provide shelter.
Satellite photographs of Cape Cod, top,
and Peninsula Valdes show striking
similarities in landforms.
Roger Payne
The places chosen by mother whales to
defend their calves, unlike the niches
where they hide, are open areas with soft,
sandy bottoms and plenty of room on
every side from which to launch cata-
clysmic haymakers. Right whales defend
themselves with their tails, which they
sweep sideways with stunning effect. (In
this sense they are like the "undefended"
apatosaurus now believed to have fought
off attackers by sweeping them off their
feet with its massive tail, perhaps even
breaking or disjointing hmbs in the proc-
ess.) I suspect that if a person were struck
by a right whale's tail, the blow might well
be deadly.
1 once watched a pack of killer whales
move along a line of female right whales
and their calves. As the orcas approached
a mother and calf, the mother would flex
her body, cocking her tail for a blow to-
ward the closest killer whale. They never
attacked. From the cliff hut, Katy observed
a nearby group of mothers form a ring
around the calves as killer whales passed
nearby. With their heads directed toward
the center of the circle, they thrashed the
water frantically with their flukes. Had
43
Roger Payne
Old-time whalers referred to the callosities on the right whale's snout
as the "bonnet," below. The unique patterns of these callosities
identify individual whales. Right: Usually most of the individuals in a
mating group, like the one here, are males in pursuit of a single
female that is the center of attention.
any orca tried to get at the calves in the
middle of the ring, it would probably have
been killed outright.
Females with calves appear to form the
center of the herd in our comer of the bay,
but over the years — through observations
from the cliffs, boats, and the air — we
have been able to piece together other in-
formation about the herd's overall struc-
ture and movements. Joining the primary
mother-calf unit are subaduh males and
females, whose mothers have given birth
to new calves. After a few years of travel-
ing with this group, however, young males
disappear, perhaps going off to live with
other males, while the females remain
with the group until the year they give
birth to their first calf, when they are be-
tween five and nine years of age. We don't
know where the females go between calv-
ing years; we only know that they subse-
quently reappear every three years on av-
erage with a new calf.
Covering up to twelve miles in a day,
the herd doesn't take up a station at just
any point along the shore, but moves back
and forth along a fixed and relatively small
stretch of the coastUne. Once estabhshed,
the beat remains the same for years, usu-
ally between headlands projecting out
from the general contour of the coast. This
behavior makes sense given the underly-
ing acoustics, as points of land cast under-
water acoustic shadows, and we suspect
that right whales use sound as a means of
staying together in herds.
Along the most extensive sandy
beaches of the peninsula, the mothers
stretch out across the water each day like
beads on a chain. Look at them in the
morning, and the whole group appears sta-
tionary, a mother every half-mile or so.
Look again at lunch time, and sometimes
the entire herd has moved as much as six
miles, but their spacing is still more or less
intact. Females appear to help themselves
to the best areas — a long beach, protected
from the full force of wind and storm
waves, with a gently sloping sand bot-
tom— and to push everyone else out,
which is just what seems to happen.
We have learned to identify individuals
by callosities — patches of thickened skin
distributed on the top, front, and sides of a
whale's head — which make a whale rec-
ognizable from all directions except from
below. Callosities tend to be more devel-
oped in males than females, and males
seem to use their callosities for fighting,
the way bulls use their homs — only not for
gouging but for scraping opponents.
Thousands of external parasites, called
cyamids, or whale hce, cover the naturally
gray callous tissue so thoroughly they
make it look white. As the cyamids feed
on the thickened, dead skin of the callosi-
ties, they sculpt the tissue into distinctive
forms. Another way to identify individual
whales is by their distinctive white belly
markings, ff we are diving in murky water,
these bright white markings look almost
luminous and are clearly visible long be-
fore the rest of the whale looms into view.
Callosities and belly patches probably also
enable the whales to identify and recog-
nize one another.
Although the whales of Peninsula
Valdes appear to be active day and night,
mornings are their favored time for sleep-
ing, and when the morning is especially
calm and sunny, they are scattered
throughout the bay like drifting logs, with
the sounds of their snores filling the air.
When their nostrils don't open and close
cleanly, the snores sound like deep growls,
44 Natural History 1/94
i£Bb-
^?^?^^^v _ :M^J ■■ ■-■'^X
-^..
.•'>'t:
*r" - m
.4^*>,^
-I ,.?^5^
k'^'*
which, when heard at night, may sound
scary to the uninitiated.
When a mother falls asleep in the shal-
lows, the faUing tide lowers her slowly to-
ward the sea bed. Often her flippers dig
deep into the sand before she wakes up
and moves. This leaves obvious flipper
impressions, which, if the day is cakn, sur-
vive the falling tides so we often can walk
out to where the whale was sleeping and
admire her flipper prints. As we stand be-
tween them on the vast, draining tide flats,
the scale of these marks is an eloquent
statement of just how big the whales are.
Aside from these tranquil activities, the
whales are engaged in courtship and mat-
ing when in residence at Peninsula Valdes.
Surrounding the central core of mothers
are groups of adult males, scattered widely
about in the middle of the bay. They ap-
pear to be doing nothing except for engag-
ing in occasional bouts of furious breach-
ing— ^possible challenges to the group of
males that has taken up a position closest
to the coast and with the greatest access to
the females. We do not yet know exactly
what is going on, but perhaps the males
nearest the shore help reduce the pressure
from other males on the mothers with
calves (thus increasing the chances that
calves will not be injured).
There is no pair bonding, and on any
given day a male may mate with several
females. But since a female is slightly
larger than a male, she can easily avoid un-
wanted mating attempts. Whales mate
belly-to-belly, so one of the female's
strategies is to swim into shallow water
and scrape the male off on the bottom.
Once, when a male managed to squeeze
himself under a female in shaUow water, I
saw her flex her back dramatically so that
her head and tail Ufted out of the water into
the air, bringing many tons of weight bear-
ing down on top of him. He left.
Another strategy: Instead of lying beUy
up, the female puts her tail in the air, hold-
ing it there for minutes at a time. If the
male is to mate with her in this position, he
must put his tail into the air alongside hers.
But without his tail to act as a propeller, he
can't swim. He has to use his flippers to
drag his whole body, held in a vertical,
head-down position, around her as he tries
to achieve proper alignment with her.
Meanwhile, she simply revolves slowly
about her own long axis, keeping her ven-
tral slit just out of reach, and when she
needs to breathe, she slips off to one side
and grabs a few breaths. Whenever a per-
sistent male tries to get beneath her, she
roUs forward and raises her tail into the air
once again.
A male's testes weigh 2,200 pounds,
making them the largest on earth (and par-
ticularly impressive when compared with
the 150-pound testes of the blue whale, the
largest animal in the world). Presumably
such large testicles have evolved because
45
Rip Nicklin; Minden Pictures
A mother and large calf rest in shallow water, below. A right whale,
opposite, breaches off Peninsula Valdes.
Roger Payne
of the right whale's mating system, in
which multiple males compete to insemi-
nate the female. The one who gets the
most sperm into the female will have the
best chance of being the father of a calf.
Yet by cooperating rather than compet-
ing, males gain at least some chance of
mating with a female. In our bay, we have
seen groups of males stay together for pe-
riods of at least six weeks. We are not sure
yet how they are related or how they got
together in the first place, but we have
watched such groups try to push a female,
who was lying belly up and inaccessible,
under the water so one of them could mate
with her.
We suspect that many of the groups are
made up of related males, hi a group of
brothers, even if one whale gets less than
his rightful share of successful matings, he
still shares roughly half the genes that his
more successful brother passed along to
the next generation. If groups of related
males are thus favored, this would explain
why every year, for three years, some
young males return to the same breeding
areas to gather with their brothers.
We've also noticed tliat while a mother
discourages her calf from playing (be-
cause the mother has to provide all of the
calf's caloric intake at a time when she is
fasting), she will allow her calf to play
with subadults, at least some of which are
her calves from previous years. In this
way, two related males can get to know
each other so that later, when both are sex-
ually mature, they may become members
of the same mating group.
The sense of tranquillity, of hfe without
urgency, power without aggression, has
won my heart to whales. One time I
watched a mother frustrate her calf's at-
tempts at nursing by moving into shallow
water where the calf could not get under-
neath her to nurse — ^just the way she
would lead a male into water too shallow
for him to fit beneath her The calf still
pestered her, so she rolled on her back,
easing herself under the calf and cradling
it in her flippers. She then came up from
below, stranding the calf high and dry on
her chest, and patting it slowly.
As the season at Peninsula Valdes nears
its end, the right whales ease themselves
out through the entrance to Golfo San
Jose, perhaps to rendezvous briefly with
companions and acquaintances at Punta
Norte and then set out across the vast
South Atlantic toward eitiier South Geor-
gia or Tristan da Cunha. I always wonder if
I will see them again and what revelations
I will be privileged to witness. D
46 Natural History 1/94
•-'•tC-,
':S^'
*'.,
Thousands of Mexican free-tailed bats emerge at dusk from a
cave entrance at Carlsbad Caverns National Park, New Mexico.
John Cancalosi
IT
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^
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Wings on Their Fingers
Despite 50 million years of evolution, bats don't become expert fliers overnight
by Rick A. Adams and Scott C. Pedersen
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As the sun sets, we approach the exit
hole of a maternity colony of little brown
bats {Myotis lucifugus) that has taken up
residence in the historic armory at Fort
Laramie, Wyoming. This colony contains
only females and young; the males gather
in bachelor colonies several miles away. A
few feet from the hole in the building's
wall, we block the bats' exit path with our
harp trap, a large metal frame vertically
strung with more than two hundred wires
spaced an inch apart.
At dusk,^ several adult bats leave the
colony to begin their nightly insect hunt.
The first flies toward the trap, stops in
midair, hovers, deftly backs away, and es-
capes capture. A second adult quickly
folds up into a cannonball, barrels force-
fully between the wires, then flies away on
the wind. Another shps through sideways,
its wings perpendicular to the ground.
Barely tapping the wires, it leaves us
amazed at its split-second timing and acro-
batic skills.
Moments later, a juvenile exiting the
colony awkwardly attempts an evasive
maneuver, but hits the trap and drops gen-
tly into a capture sack below. In quick suc-
cession, several other juveniles tumble out
of the exit hole, only to join their clumsy
comrade in the sack. Within a few min-
utes, we have bagged a dozen surprised,
but unharmed, juvenile little brown bats.
Bats, the only true flying mammals, are
thought to have evolved more than 50 mil-
lion years ago, during the Eocene period,
from an insectivorous ancestor related to
moles and shrews. Anatomists have
known for at least three hundred years that
a bat's wing contains finger bones of the
same form, number, and relative position
as those of the human hand. The scientific
name for this mammalian order is Chi-
roptera (hand-wing), implying that the
bat's wing differs from other mammals'
forelimbs only in shape and proportion.
Indeed, each wing is composed of an elon-
gated forearm and, except for the thumb,
extremely long fingers sandwiched be-
tween two thin sheets of skin. The diminu-
tive thumb is left free. Elastic webbmg
connects the fingers to one another and
49
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Bill Beatty
Not yet able to fly, a juvenile little brown bat, left, clings head-up
to a tree trunk. Wlien landing, older bats execute a flip that
allows them to hang from their feet. Magnified ten times, a
stained embryo of a little brown bat, below, about thirty flve days
old, shows early bone development. Cartilage appears in blue
and bone in red. Fingers have begun to elongate for their
eventual fiinction as wing struts.
Rick A. Adams and Scott C. Pedersen
then to the body, forming a broad wing
surface. A similar membrane spreads be-
tween the legs and tail, completing an air
foil that surrounds the entire body. Most
insect-eating bat species strike the insects
with their wings, then grasp the stunned
prey with their feet.
Juveniles are not as agile or maneuver-
able as adult bats. One reason, of course, is
simply inexperience, but restrictions asso-
ciated with growth and development also
handicap young fliers. Bats first attempt to
fly when they are about four weeks old,
but their wings are still underdeveloped. In
some species, including most insectivo-
rous bats, youngsters have only about 20
percent of the adult wingspan. Yet in four
weeks, the rest of the juvenile's body may
have reached 60 percent of the adult size.
This imbalanced development leaves the
young in a precarious situation, for their
early flights are awkward at best. In fact, it
is not uncommon at our maternity site to
observe what appear to be very disgrun-
ded young bats walking back to the roost
after having apparently, for whatever rea-
son, given up on flying for that night.
Their wings reach full size about forty to
fifty days after birth.
A bat's ability to fly is preceded by a
long process that begins well before it is
born. Although some researchers have
studied the development of flight in bats,
little work had been done on bone forma-
tion in their wings. By focusing on the
growth studies, we hope to shed light on
the diversity and plasticity of the ancestral
vertebrate body plan: four limbs, each
ending in five digits. We are interested in
the unique developmental events that
allow bats to transform an otherwise "stan-
dard issue" mammalian embryo into an
airborne SiCvo-bat.
To observe growth rates and the differ-
entiation of anatomical structures in pre-
served embryos, we used special chemical
stains that migrate to difl'erent kinds of tis-
sues, a technique that had not previously
been appUed to the little brown bat. Alcian
blue combines with certain sugars (rnu-
copolysaccharides) in the developing car-
tilage, while aUzarine red lodges in the cal-
cium found in developing bone. After
staining, the embryo is "cleared" using an
enzyme (usually trypsin) that digests
much of the remaining skin, muscle, and
connective tissue. Now the embryo speci-
men becomes translucent, allowing a clear
view of the stained bones and cartilages.
The final preparation is rather like a three-
dimensional, color version of an X-ray
image.
In mammals, most skeletal elements
begin as cartilage "models," or precursors
of adult structures. As each bone develops,
the cartilage becomes infused with cal-
cium salts that will eventually form a hard,
hollow matrix. As more salts are de-
posited, the cartilage is eventually re-
placed by ossified calcium, at which point
the bone stops growing.
Most bats develop in utero for about
fifty to sixty days, but we began to see sig-
nificant developments in the skeleton
51
Stephen Dallon; NHPA
A roosting little brown bat, below, exposes its daggerlike teeth,
evolved for crunching the exoskeletons of insects. Right: A mouse
fieesfrom a dive-bombing false vampire bat, a Southeast Asian
species. Bats that feed on small mammals have stronger wings tlian
do insect-eating bats but are less versatile aerial acrobats.
Wayne Lankinen; Bruce Coleman. Inc.
about thirty-five days after fertilization. At
this stage, the cartilaginous model for the
entire skeletal system had already formed.
In fact, some calcification had begun in the
lower jaw (dentary) and collar bone (clav-
icle), as indicated by their absorption of
red stain. The embryo's eyes, which had
long been apparent as small black dots,
now appeared as larger, hollow spheres. Its
mitten- shaped, cartilaginous hands with
incipient models of each finger were also
visible. The hand was about one-third the
size of the head, which is about average
for many mammaUan species at this stage.
No features indicated that this embryo was
to become a flying mammal.
Only near the beginning of the third
trimester, about forty days into gestation,
did the fetus begin to appear distinctly
"batlike." As development continued, the
fingers grew at an accelerated rate that
outpaced that of the body — the first indi-
cation of the formation of wings. We could
now see bone at the centers of the hmbs; it
would continue to be deposited outward
toward both ends, which is typical for
mammals. At this stage, we also saw cal-
cification of the cartilaginous ribs, scapula,
and the spine.
Dramatic changes now took place in the
fingers, which continued their accelerated
growth until, just before birth, they ex-
ceeded the length of the forearm. At the
end of the third trimester, the feet were al-
most fully developed; the toes and thumbs
had grown claws. These little hooks will
allow the juvenile bat to cling to its
mother's fur immediately after birth. In a
few more days, a newborn can hang from
its feet in the roost while its mother leaves
the colony to feed.
Although the most striking feature of
bats is certainly their wings, other anatom-
ical features show a unique pattern of
growth. The timing of their dental devel-
opment, for instance, is different from that
of most other mammals. Their highly re-
curved milk teeth, which are apparent pre-
natally, are probably adapted for grasping
the mother's nipple while suckling.
Whereas most mammals retain their milk
teeth for months, some bat species lose
these teeth soon after birth and have adult
denfition even before they are weaned. In
other species, the process begins before
birth. The molars that really grind the
food, and do not have milk teeth precur-
sors, typically begin erupting in utero.
This early start may mean the difference
between life and death for young bats by
52 Natural History 1/94
nt'.
A moth attempts an evasive movement
as an echolocating greater horseshoe bat
approaches. The bone development of
these bats, which are native to Europe,
Asia, and North Africa, is adapted for
maneuverability in flight.
Stephen Dalton; NHPA
allowing them to ingest an adult diet al-
most as soon as they begin flying. By con-
trast, young mice must eat a soft diet for
some time until their adult teeth come in.
As the juveniles begin to be weaned,
both their teeth and wings develop enough
to allow attempts at hunting insects in
flight. About a week after they begin fly-
ing, they shift to the adult diet of moths,
flies, and beetles. Now their teeth are ca-
pable of masticating food, but young bats'
abihty to capture prey remains limited by
underdeveloped wings and inexperience.
During the three weeks after birth and
just before its first flight, a juvenile bat's
wings develop faster than they did in the
prepartum period. At the time of their first
flight, the wingspan of a little brown bat
may be only 20 percent of an average
adult's.
Because they receive elaborate parental
care in the maternal roost, most newborn
bats survive the first few weeks of life.
After juveniles begin to take flight, how-
ever, the mortahty rate soars, and most do
not make it through the first year. Because
a growing bat's wings change somewhat
in size and shape practically every fime it
attempts to fly, there are subtle but notice-
able changes in wing performance.
If someone were confinuaUy changing
your car's power and cornering ability
while you were learning to drive, you can
imagine how difficult it would be to avoid
disaster. An analogous situation exists for
young, newly flying bats.
Among insectivorous species, the
young must quickly become capable of
capturing enough insects to fuel a heart
rate that exceeds 1, 100 beats per minute in
flight. When grounded because of exhaus-
tion or poor flight skills, the young are
soon gobbled up by raccoons, skunks,
snakes, or coyotes. But even though "de-
velopment on the wing" is a highly precar^
ious adventure, more than nine hundred
different species of bats have evolved
throughout the world — about 25 percent
of all living mammalian species. With all
its perils and improbabilities, "batness"
has been a tremendously successful en-
deavor for these mammals. D
54 Natural History 1/94
Microdon pipen flies develop within small chambers called
puparia, below, formed from the skin of the flies' last larval
stage. A scanning electron micrograph, right, reveals the
intricately sculptured surface of the larval skin.
Photographs by Gregory Paulson
♦ . •*
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56 Natural History 1/94
A Fly in Ant's Clothing
Beware of larval imposters
by Gregory Paulson and Roger D. Akre
As the sun rises, the dull thud of an ax
echoes through a valley in northern Idaho.
A group of elk, startled by the sound,
begin to move purposefully toward the
forest, when the sudden roar of a chain
saw sends them headlong toward the shel-
ter of the trees. The cause of this commo-
tion is not another logging operation;
rather, it is our research team in search of
Microdon — the subject of our long-term
study. Microdon are syrphid flies, also
known as flower or hover flies, and they
live most of their lives in the nests of so-
cial insects. Although some tropical Mi-
crodon live with wasps, the North Ameri-
can species we study are associated only
with ants. We have gathered them from
colonies of carpenter ants and from the
nests of Formica ants in stumps and logs.
Hence the need for our sophisticated col-
lection equipment: an ax, a pry bar, and a
chain saw.
Most of our coUecting expeditions have
been carried out in the northwestern
United States, particularly in northern
Idaho. We have also "stalked" Microdon
in the Midwest, from the Black Hills of
South Dakota to the forests of northern
Minnesota. While Microdon are fairly
easy to find once you know exactly where
to look, tiiey are not common. This prob-
ably holds true for most inquiUnes, insects
that reside in the nests of other insects.
Most have a parasitic or predatory symbi-
otic relationship with their hosts. Their
strategy is to live in the midst of their
hosts — and subtly live off them — without
being detected.
Each year we begin our studies as soon
as the snow melts. Mature Microdon lar-
vae overwinter deep within the ant nest. In
spring, they move to the surface of the nest
to pupate. This is when they are easiest to
find and extract. If the ant colony is within
a decayed stump or log, as is frequently
the case, the larvae and pupae wiU be read-
ily visible when the wood is split open
with an ax or pry bar. Microdon, like all
"higher" flies, pupate within a chamber, or
puparium, formed from the skin of the
final larval stage. The larvae secrete a glue
that tightly bonds with the wood and holds
the puparium in place as the pupa devel-
ops and, later, as the adult emerges. Adult
Microdon are quite hairy and range from
gray to orange depending on the species.
Microdon piperi adults are a striking
metallic green and are strong and agile
fliers. They live only long enough to mate
and lay eggs, often in the same nest from
which they fliemselves emerged. We are
most intrigued, however, not by the beau-
tiful adults, but by the biology, morphol-
ogy, and behavior of the immamre forms
of Microdon.
Perhaps because of their sluglike ap-
pearance, Microdon larvae were at first
misidentified as mollusks and later as scale
insects; their true identity as flies was not
revealed until the 1880s. How they survive
was long debated, but since the 1970s, sci-
entists have known that some species prey
on ant larvae. The extent and the exact
mode of predation were unknown until
1985, when one of the larval sttategies
came to hght.
In an experiment, Wilham Gamett, of
the University of Cincinnati, placed many
first instars (the first of three larval stages)
in a glass-sided observation nest complete
with host ants and their brood. Previously,
most entomologists had thought fliat the
first instars dispersed immediately upon
hatching, settling deep within the ant nest.
In this experiment, most of the larvae
under observation had disappeared and
were thought to be dead. One remained,
however, and at about 1/32 inch long was
visible only through a dissecting micro-
scope. It was clinging to the outer surface
of an ant cocoon. The magnification re-
vealed the larva becoming rounder and
rounder, as if it were exerting pressure to
distort its shape. Suddenly, it was simply
gone. A httle time and deductive reason-
ing led to the conclusion that the larva had
inserted its mouth hooks into the silken
cocoon and created a hole large enough to
allow it to enter. When the instar had ex-
erted enough pressure and the hole was
large enough, the larva quickly popped in-
side (and a new term, "pupa poppmg,"
was coined). The disappearing larvae were
simply inside the cocoons, feeding on the
57
A larval Microdon, mimicking an ant larva, is grasped by an adult Formica
ant, to be carried away for safekeeping. The papery cocoon just under the
Microdon holds an ant pupa.
Roger D. Akre
ant pupae and molting into the next larval
stage. The discovery of pupa popping
proved invaluable to our work. It ex-
plained why newly hatched Microdon had
rarely been found before in the field and
provided us with an efficient method of lo-
cating them. Now, instead of searching for
the fly larvae as we had in the past, we
concentrate on collecting ant cocoons,
which can be carefully opened in the lab to
see if they contain Microdon.
Microdon larvae, especially later
stages, also feed on ant larvae, moving
freely about the ant brood chamber as they
do so. One day, some of the Microdon lar-
vae that we had exposed in a tree stump
provided us with another surprise. We saw
these instars fold themselves lengthwise
until they were practically indistinguish-
able from ant cocoons. After this transfor-
mation, agitated worker ants arrived,
seized the impostor young, and carried
them to the safe depths of the nest. We had
discovered a most unusual case of aggres-
sive mimicry. The ants perceived the fly
larvae to be ant cocoons. The prey was
tricked into protecting the predator.
How were the Microdon able to accom-
plish this feat? Chemical communication
is important in ants, so we thought that this
deception might be chemically based.
Tests carried out by U. S. Department of
Agriculture entomologist Ralph Howard
showed that the chemistry of the outer,
hard cuticle of the larval flies and that of
the larval ants matched almost perfectly.
On the outside, the flies were chemical
mimics of the ant larvae. The ants merely
mistook the folded Microdon for their own
developing offspring and transported them
to safety. Subsequently, we watched for
and observed this subterfuge many times.
We also saw ants carrying aggregates —
whole clumps — of Microdon larvae, just
as they often grasp and transport aggre-
gates rather than single larvae of their own
species.
We wanted to find out if Microdon ac-
quired these recognition chemicals from
eating ant larvae or if they synthesized the
chemicals within their own bodies. To an-
swer this question, we studied Microdon
albicomatus and one of its host ants, Myr-
mica incompleta. In the spring of 1989, we
collected 235 fly larvae; we washed some
in a solvent to extract the chemicals for
analysis and kept more than a hundred
others alive for radioisotope testing. The
chemical analyses confirmed that the
chemicals on the surface of the Microdon
matched those of its host, and radioisotope
labeling revealed that a larva did indeed
synthesize the chemicals to match those of
its host — a case of true chemical mimicry.
This chemical defense is employed only
by Microdon larvae; adult flies are readily
attacked and killed by the ants. The adults'
defense is solely behavioral. They pupate
near the nest surface so that they can make
a quick getaway, and they tend to emerge
early in the morning when worker ants —
especially carpenter ants, which are
largely nocturnal — are least active.
We know that many species of Mi-
crodon are host specific, that is, they reside
with just one type of ant, but some can be
found with two or even three different
hosts. Microdon albicomatus, for ex-
ample, has turned up in nests of several
species of Formica ants, as well as in
colonies of the unrelated genus Myrmica.
We are still hying to unravel the relation-
ships that occur with multihost Microdon
and to determine if these insects can
change their recognition chemicals in re-
sponse to a change in host.
Microdon larvae have a topography of
odd structures covering the back of their
sluglike bodies. Most highly developed
and visible on mature, third-larval instars,
some of these structures look like toad-
stools, others like flowers, and stiU others
are beyond analogy. On the underside of
the larvae are other elaborate protuber-
ances, some of which remind us of the
"Schmoos" created by Al Capp in his
comic strip LiT Abner. Although these
structures have long been known, their
function has not. We now suspect that they
contain glands or glandular openings for
secreting the chemicals that the larvae use
to mimic their hosts. Since the surface is
so convoluted, it would also present an
enormous area for the dispersion of these
chemicals. The reticulations may also
physically deter attacks fi^om the host ants.
Yet another possible function is as a recep-
tor system for chemical signals from the
ant larvae or from the adult ants.
For all our educated guesses as to the
secrets of these sdoictures, perhaps just as
appealing is the suggestion made by the
European entomologist E. Heckt in 1912
fliat they are "a result of an exuberance of
forms, which overrides with elan the bor-
ders of the purely necessary forms." That
exuberance and elan can be perceived in a
larva is hardly more surprising than the re-
centiy discovered chemical and behavioral
ploys displayed by Microdon.
Gregory Paulson is an instructor in the
Program in Biology and Roger D. Akre is
a professor in the Department of Entomol-
ogy at Washington State University in
Pullman, Washington.
58 Natural History 1/94
AMERICAN MUSEUM OF NATURAL HISTORY
FAMILY ADVENTURES
MEXICO'S
COPPER CANYON
By Train
July 9-16, 1994
A rail journey through
Mexico's mammoth and
scenic Copper Canyon,
or Barranca del Cobre,
is one of the most breath-
taking journeys in the
world. Over four times
the size of the Grand
Canyon, Barranca del
Cobre is a natural mar-
vel best experienced
along a rail route itself
considered a marvel of
engineering. Explore a
remarkable region that
has long been home to
the Tarahumara, an iso-
lated people whose abil-
ity to traverse rugged
terrain on foot is leg-
endary.
KENYA
SAFARI
August 8-21, 1994
An African safari is an extraordinary experience and
Kenya possesses some of Africa's best attractions: the
famous herds of game in Masai Mara are spectacular
and accessible; the views from escarpments embracing
the Great Rift Valley are sublime; the semi-arid North-
em Frontier District shimmers with magical light at
dusk; and the morning air in the Aberdare Mountains is
incomparably invigorating. August is a glorious time to
enjoy the African bush and the abundance of wildlife
found there. Join us for this special safari and discover
the wonders and tremendous diversity of Kenya's finest
game parks.
American
Museum of
Natural
i>&i^BM History
Discovery Tours
Join the American Museum of Natural History
this summer on an exciting travel adventure
designedfor the whole family. Discovery Tours
has developed four travel opportunities, taking
into consideration the diversity of interests and
special needs of family travel. Lecture pro-
grams for both children and adults will be held
in tandem with Museum and guest lecturers
who will help us explore and experience the
natural wonders and traditional cultures of four
spectacular destinations.
GALAPAGOS
WILDLIFE
AND ANDEAN
HIGHLANDS
July 14-25, 1994
One of the greatest liv-
ing laboratories of natu-
ral history, the Galapa-
gos Islands are unsur-
passed in their primeval
beauty. Sea lions, pen-
guins, marine and land
iguanas, seabirds and
many other species of
plants and animals,
some of them unique to
these islands, can be
found here. Discover
these remarkable islands
as well as the magnifi-
cent Andean highlands
and the city of Quito in
Ecuador, an ancient
capital of the great Inca
Empire.
CIVILIZATIONS
OF THE
MEDITERRANEAN
June 30 - July 13, 1994
From classical Greek and Roman times through the
Byzantine Empire, the eastern Mediterranean region
has exerted an enormous influence on world history, art
and culture. With exotic cities, magnificent landscapes
and innumerable remnants of glorious ancient civiliza-
tions, this region is one of the most exciting destinations
in the world. Join us aboard the 174-cabin Daphne this
sununer as we explore such sites as Ephesus in Turkey,
Knossos on the island of Crete, Greece's Olympia.
Akrotiri on Santorini and the acropolis on Rhodes, as
well as the historic cities of Istanbul and Athens.
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
ScffiNCE Lite
Spring in the Air
Sooner or laWr, scientists will get the message
by Roger L. Welsch
As I understand it, scientists watch for
natural patterns and then try to determine
exactly how they work and what they
mean. Not that scientists are the only peo-
ple capable of spotting bits and pieces of
these patterns, which are often wide-
spread. Take gravity, for example. Not
easy to miss gravity. After all, it's not as if
Newton invented gravity. Cave dwellers
had to deal with gravity. Trilobites had to
deal with gravity.
Recentiy I've had to deal with springs
(boing-boing springs, not trickle-trickle
springs). Springs have suddenly and dra-
matically inserted themselves in my life.
Like the troglodyte or trilobite contemplat-
ing gravity, I have had the uncomfortable
problem, therefore, of sensing a pattern
without being able to pin it down. See
what you can do with my raw data and
maybe someday they'll name a syndrome
after you.
It all started one morning when I was in
my shop working on a tractor transmis-
sion. I studied the technical manual in de-
tail; I looked at the housing, levers, gears,
and rods carefully and from every angle; I
proceeded slowly and cautiously. The
problem is, when it comes right down to it,
I don't know anything about mechanical
things, so in my case all of these precau-
tions are bottom-Une necessities.
Whoever wrote the technical manual
must have taken his degree in the works of
Jean-Paul Sartre. Nothing was obvious,
even when it appeared to be obvious. My
suspicions were aroused by the line in the
manual that said, "Be careful not to lose
the detente spring and ball." Maybe I was
tipped off because the statement seemed
clear and straightforward. Right — don't
lose the detente spring and ball. Made
sense to me. But hey, wait a minute. In the
chapter on engines, the book doesn't say,
"Don't lose the pistons," even though pis-
tons are fairly important components of an
engine. I know that much about mechani-
cal things. So why go to the trouble of
mentioning that I shouldn't lose the de-
tente spring and ball? For that matter, what
is a detente spring and baU?
I looked at the accompanying diagram.
An arrow numbered 46 pointed in the gen-
eral direction of precisely where I was
working in the transmission. Number 46
in the Ust said "detente spring and ball." I
checked the book's index; nothing about
detente springs or balls. Gently I eased out
the shaft that obscured the location, inso-
far as 1 could tell, of the detente spring and
ball. So far, so good. 1 used a little mirror
on a flexible handle to see if I could find
anything resembling a spring and ball.
Nothing. It had to be inside something
else, maybe behind the shaft. I eased the
shaft out a little farther. Still nothing. I slid
the shaft another quarter of an inch.
And then it happened. I heard an ever-
so-tiny ping and just out of the comer of
my eye sensed — I didn't actually see it,
only sensed it — something very small fly-
ing at great speed out of the transmission
case, straight out the open window six feet
to my right, and into the two-foot-high
grass. I didn't need the manual to tell me
what it was.
I had no more flian sputtered, "Well, I'll
be dipped in..." when my astonishment
was enhanced by the roar of my daughter
Antonia riding by my shop window on our
riding mower, throwing mangled grass —
and presumably one detente spring and
one detente ball — in every direction.
I suppose a skeptical spirit would con-
sider aU that a coincidence: "Big deal, you
lost a spring and ball, it flew out the win-
dow, and your daughter ran over it wifli a
mower. You're not going to get a law of
physics out of that, Welsch." Well, I'm not
done with die story.
The next day I went to Kerry's grocery
store after picking up the mail, but to my
surprise, Kerry hadn't opened yet. I sat on
his doorstep waiting almost a quarter of an
hour before he finally came rushing up.
Here, verbatim, is what he told me:
"Sorry I'm late, Rog. I can't believe my
bad luck. I borrowed a lawn sprinkler from
Dad yesterday. Of course he asked me if I
knew how to use it, and of course I told
him I'd have to be an idiot not to. You
know, it's one of the 'chuck-chuck-chuck-
chuck... sizzle-sizzle-sizzle' ones." Pivot-
ing on his right foot, his right arm ex-
tended, Kerry imitated a sprinkler jerking
step-by-step in one direction and then
quickly sweeping back.
"Well," Kerry continued, "I wanted to
adjust it so it would cover the yard but not
hit the house, so 1 was prying away at this
little lever thing under the sprinkler head
and all at once, PING..." and Kerry's
forefinger described an arc I knew all too
weU. "This spring-thing flew about thirty
feet out into the weeds. I just came back
from Maurie Flembeck's place, because I
heard he has a metal detector. If I don't
find that blasted spring before tonight, my
dad is going to kiU me."
Right. "Just another coincidence." Still
not convinced? Later that same day I was
talking with my brother-in-law Gary and I
told him what had happened to Kerry and
me. And he told me about the time he was
sitting out in a boat blind with Mick the
Brick(layer) waiting for some ducks to
come within range. Mick was showing
him how you have to depress a little pin
inside the chamber of certain shotguns be-
fore you can slide the bolt out, and.. . . See?
You've spotted the pattern too. That's
right: a ping, a flash of hght, and a httle
plunk in the water about thirty feet from
the boat.
I called up Mick to see what he had to
say about the events Gary had described,
and to verify my impression of an im-
mutable pattern and potential law of
physics. Mick confirmed Gary's account,
but even more to the point, he told me
about die time in Marine boot camp when
the drill instructor was in the middle of a
lecture on how to dismantle some weapon
or another and said, "Whatever you do.
60 Natural History 1/94
ladies" — that's the way DIs talk — "what-
ever you do, be sure you keep your thumb
on that httle slot right in front of the set
screw, because if you don't. . ." and at that
point a spring leaped from beneath the
thumb of the poor unfortunate sitting next
to Mick.
Mick used the very same word Kerry,
Gary, and I had used — "ping" — and with
his hand he described the lightning arc.
Except in this case, since there were no
weeds, grass, or water for it to land in, the
spring found its way to the ceiling, direcdy
to a twelve-foot-long fluorescent light
bulb immediately over the drill instruc-
tor's head. Mick says that even before
some of the little pieces of glass had
stopped rocking on the concrete floor, the
DI hoisted the miserable miscreant by his
collar and dragged him from the building,
never to be seen again. "He's probably still
carrying buckets of sand from one end of
the camp to the other, even these twenty
years later," Mick said.
I think it is pretty clear: springs are not
simply coils of metal capable of storing
small amounts of energy for later release.
There is substantial reason to believe, in
my opinion, that springs can think. They
do think. And their thoughts are consistent
and malevolent.
Scientists continue to turn their giant
telescopes, antennas, and radiotelescope
dishes toward space, waiting for a sign, a
message, a clue that intelligent life exists
"out there." I predict that sooner or later
one of them will be adjusting the digital
calibration retainer or, for that matter, try-
ing to fix a cheap ball-point pen, and will
see the sign, hear the message, or sense the
clue he or she had looked for in the inky
blackness of outer space: "Ping!"
In fact, didn't I read somewhere that the
last message from the Mars Observer was
"Ping"?
Folklorist Roger L. Welsch lives on a tree
farm in Dannebrog, Nebraska.
AMERICAN MUSEUM OF NATURAL HISTORY
ANCIENT
TURKEY
By Private Steam Train
May 31 - June 12, 1994
With exotic cities, magnificent landscapes and innumerable remnants of
glorious ancient civilizations, Turkey is one of the most exciting destina-
tions in the world. This spring, join the
American Museum aboard a refurbished
steam train as we explore this ancient
land. Highlights include the fabled city
of Istanbul, Turkey's capital, Ankara, the
ancient sites of Ephesus, Pergamum,
Heirapolis and Aphrodisia, and the
bizarre formations and underground
cities of Cappadocia. Join us for an
extraordinary adventure through the
Turkish countryside by steam train.
American
Museum of
Natural
>ffiz!>'i* History
Discovery Tours
Central Park West at 79th St.
New York, NY 10024
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
Scientific tests prove jl -^
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The evidence is in. NordicTrack is
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FREE Video and Brochure
'01<>9.1 NordicTrack, Inc., ACMLComp;iny • All rights ru.st.TVi.-d.
cau 1-800-441-7891 e^
205A4
or write: NordicTrack. Dept. 20SA-) 10^ Pej\ev Rojd, Chaska. .MN 5531S-2355
Q Please send nie a FR£E brochure
Q Also a FREE ^'HS videotape
Name Phone ( )
Street
City
_ Slate ,
. Zip_
61
At the American Museum of Natural History
The Accelerating Global Crisis
Environmental and demographic issues
in the next century will be the subject of a
free talk by Paul M. Kennedy, the J.
Richardson Dilworth Professor of History
at Yale University and author of Preparing
for the Twenty-First Century. The lecture,
the first of a four-part, Tuesday-evening se-
ries, will take place on January 18, at 7:30
P.M., in the Main Auditorium of the Mu-
seum. Other topics in this series include the
rise of global cities on January 25; the role
of ethnicity, religion, and nationaUsm on
February 15; and the prospects for global
renewal on February 22.
In "Undesirable Elements," the eight
members of Ping Chong and Company will
dramatize their experiences of having been
bom in one culture and now finding them-
selves in another. The program will be pre-
sented on Sunday, January 23, at 2:00 and
4:00 P.M., in the Kaufmann Theater. Call
(212) 769-5315 for information about this
and other free events that are part of the Mu-
seum's year-long program, "Global Cul-
tures in a Changing World."
Supernovas and Star Formations
The life cycles of stars and the links be-
tween stellar death and the creation of life in
the universe will be discussed by Catherine
Garmany, of the University of Colorado's
Joint Institute for Laboratory Astrophysics.
The lecture, part of the "Frontiers in Astron-
omy and Astrophysics" series, will be held
on Monday, January 10, at 7:30 p.m. Tickets
are $8 ($6 for members). For information
about this and other Planetarium events, call
(212) 769-5900.
Sea Monsters During the Age
OF Dinosaurs
Gigantic aquatic reptiles that lived 245
million years ago and were the world's
largest predators will be the subject of a talk
on Thursday, January 27, by paleontologist
Judy Massare, professor of earth science at
SUNY Brockport. This lecture will be held
at 7:(X) pm. in the Kaufmann Theater. Call
(212) 769-5606 for information.
Drawings by Waurd Indians of two masks,
a toucan, and a young tapir are on display
in the Museum 's Akeley Gallery.
Bob L Nugent
62 Natural History 1/94
The Coral Reef at Night
The undersea transformations of a coral
reef at night will be the subject of a talk by
Joseph Levine, an associate in the ichthyol-
ogy department at Harvjird University's
Museum of Comparative Zoology and au-
thor, with photographer Jeffrey Rotman, of
The Coral Reef at Night. Levine's talk will
be presented in the Kaufmann Theater at
7:00 P.M., on Tuesday, January 11.
Ancient Egyptian Jewelry
Colored breast ornaments found in the
tomb of Tutankhamen had particular sym-
bolic properties for ancient Egyptians.
Robert Steven Bianchi, curator of the Egyp-
tian department at the Brooklyn Museum
for fifteen years and author of Inside the
Tomb of Nefertiti, will give a slide-illus-
trated talk about ancient Egyptian jewelry
on Thursday, January 6, at 7:00 rm., in the
Kaufmann Theater.
The Shoestring Players
The tale of a prince journeying far and
wide to find a cure for his ailing father will
be performed, with three other folktales
from around the world, by the Shoestring
Players on Saturday, January 29. Using only
minimal costumes and no sets, the Shoe-
string Players call upon the audience's
imagination to envision the props and
scenery. The program, for children ages 5
through 12, takes place at 1 :30 and 3:30 rm.
in the Kaufmann Theater Call (212) 769-
5606 for ticket availability.
Designs of the Waura
Since 1986, anthropologist Vera P.
Coelho and artist Bob L. Nugent have en-
couraged the Waura Indians of the Mato
Grosso area of Brazil to reproduce in draw-
ings the motifs of the ornamental art por-
trayed in their body painting, pottery, bas-
ketry, and woodcraft. An exhibition of their
geometric designs, anthropomorphic fig-
ures, mythological or supernatural beings,
zoomorphic figures, and landscapes will be
displayed in the Akeley Gallery, beginning
on Friday, January 14, and running through
Thursday, March 24.
These events take place at the American
Museum of Natural History, Central Park
West at 79th Street in New York City. The
Kaufmann Theater is located in the Charles
A. Dana Education Wing. The Museum has
a pay-what-you-wish admission policy. For
more information about the Museum, call
(212)769-5100.
American Museum of Natural llistorv
France
Cruising through Provence
June 23 -July 3, 1994
The Rhone River wends
its way through Provence,
one of France's most pic-
turesque regions. Lov-
ingly captured on canvas
by Van Gogh, Gauguin,
Cezanne and others, it is a
beguiling region that
blends history, culture
and natural beauty to per-
fection.
A team of Museum ex-
perts accompany us as we cruise up the Rhone aboard the 5-star m.s.
Cezanne from Martigue to Viviers. We will discover the splendor of
ancient Rome as exemplified by the ruins in Aries, Viviers, Nimes and
St. Remy's environs. Cities and towns rife with medieval remnants, such
St. Gilles, Aigues-Mortes, Avignon, Les Baux-de-Provence and Aix-en-
Provence, add to the his-
toric atmosphere of our itin-
erary. Not to be forgotten,
we will also enjoy the sub-
lime beauty of the country-
side, including the magnifi-
cent Luberon range and the
isolated marshes and sand
dunes of the Camargue. Join
us for this special jour-
ney through southern
France.
American
Museum of
Natural
History
Discovery Cruises
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
63
ITie Marl^t
Art/Crafts
Financial
Tours/Trips
ACCURATE CAVE ART TRANSCRIPTS, Free book-
let available. Gallery of Prehistoric Paintings, 1202
Lexington Avenue., Suite 314, New York, NY 10028
Books/Publications
DINOSAUR & HORSE-LIKE tracks found togetfier?
Free sample newsletter. Anomanology, 10926-0
HOLE, Riverside, CA 92505
PUBLISH YOUR BOOK! Join our successful auttiors.
All subjects invited. Publicity, advertising, beautiful
books. Send for fact-filled booklet and free manu-
script report. Carlton Press, Dept NHA, 11 West 32
Street, New York 10001,
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I Save up to 80% on publishers' overstocks, ^
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Birds & Animals, Nature. Gardening,
I Cooking. Fiction, History — over 40 subject I
areas. Write for FREE CATALOG. '
^amilton box 15-919, Fails village, CT O6O3J
3-D PUBLICATIONS FOR EVERYONE! A variety of
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Extraordinary gifts, decor, and teactiing aids! For cat-
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ence will help you to success, Send Manuscript or out-
line for free information and evaluation, Rivercross
Publishing Inc. Dept NH, 127 East 59th Street, New
York, NY 10022
Education
LEARN INTERIOR DECORATING, Earn commis-
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2 DAY DINOSAUR SESSIONS in Montana. Write
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Display specimens, jewelry, books. Authenticity guar-
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Miscellaneous
BUFFALO RANCHING makes good ecological sense
for the Amehcan prairie. Please write or call for free
catalog of a full range of buffalo products to: Thunder-
ing Herd Buffalo Products, RO, Box 1051, Dept, NH-
1, Reno, NV 89504 1-800-525-9730.
HELP US REDUCE U.S. POPULATION!
Send today for our FREE BROCHURE and learn
why we recommend a smaller U.S. (and world)
population. NPG is a nonprofit membership orga-
nization founded in 1972.
NEGATIVE POPULATION GROWTH, INC.
P.O. Box 1206, 210 The Plaza, Suite 8B
Teaneck, NJ 07666
Music
MT LAUREL DULCIMERS: Hand-crafted instru-
ments. For Free Brochure call 800-995-1441 or 612-
822-7335. 700 200th Avenue. NE, Cedar, MN 55011
Organizations
"FRIENDS OF THE MAYA" A national organization
who's local chapters support individual Maya sites and
archaeology If Maya culture and archaeology is your
thing, dig in and become a member. $30. Box 241,
Gladwyne, PA. 19135
Photo/Optical
BINOCULAR SALES AND SERVICE, Repairing
binoculars since 1923, Alignment performed on our
US. Navy collimator Free catalog and our article
"Know Your Binoculars," published in Audubon Maga-
zine. Mirakel Optical Co. Inc., 331 Mansion St., West
Coxsackle, NY 12192 (518)731-2610
Rentals
SOUTH WEST COAST SCOTLAND. Scottish Is-
land of outstanding natural beauty the Isle of Colon-
say. Traditional farmhouses and crofters' cottages
available for holidays. April to October. Extensive
wildlife, rare species of birds and wild flowers.
Guided tours for naturalists. Walking, fishing, boat-
ing and historic sites. Renowned Rhododendron
garden. 5 hours travel time from Glasgow Airport
(44)-9512-312.
TROPICAL MARCO ISLAND. Southwest Florida gulf-
coast. Unsurpassed birding and marine life. Choice
of accommodation, inexpensive to executive. (305)
434-3580.
ADVENTURE CALLING! Outstanding wildlife safaris
in Kenya, Tanzania, Botswana. Rwanda, Zimbabwe &
South Africa. Low cost camping or deluxe. Amazon!
Cruise, camp, hike or paddle the jungle wilderness.
Fantastic flora & fauna, Galapagos! Swim, sail and
snorkel Darwin's "Enchanted Isles." Choice yachts,
Machu Picchu option. Costa Rica! Rainforest expedi-
tions alive with dazzling birds and tropical wildlife.
Small groups, expert guides, guaranteed departures.
Free Brochures! (800) 525-6772. Special Interest
Tours, 134 W.26 St. (C) NY NY 10001
'lufcavTi
WlljbivrFESSANCTUARY OF THE AMERICAS
^COSTARICA
).^' -/^TpoPICAL NATURE EXPLORATIONS
ADVENTURES IN AFRICA & EGYPT Economical
camping safans In Kenya, Tanzania & Uganda. Kili-
manjaro climbs, gorilla tracking, London/Nairobi over-
land, more. Also extensive program of unique tours in
Egypt, Israel, Turkey Jordan. Free color catalogs. Hi-
malayan Travel, (800) 225-2380 (24 hours).
AFRICA: Personalized safaris in East and Southern
Africa featuring Ranch/Private Home Safaris, Box 49,
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800-642-2742
ALASKA WILDLAND ADVENTURES How will you
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perience it? Call for free brochure: (800)334-8730.
ALPS OF SWITZERLAND. 'The Hikers Paradise."
Moderate optional length Day hiking, 1-3 weeks.
Brochure. Alpine Adventure Trails Tours, 783P Cliff-
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AMAZON RAINFOREST EXPLORATION with natu-
ralist guide. Stay at beautiful lodge/deep jungle camp.
Affordable rates, small groups/independent travelers.
Free brochure (800)765-5657 Sol International
13780 S.W. 56th St, 107, Miami FL 33175.
GALAPAGOS
1 COSTARICA 1
AFRICA
First Class Cruises with Naturalist Guides.
Naural History Adventures to Costa Rica
Tented Safaris to Kenya, Tanzania, Rwanda &
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10 years ol Quality Natural Hislory Trips
Worldwide
■SS^vSl
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800 351-5041 ■
P.O.BOX3656-C10 1
1 Sonora, GA 95370 ■
64 Natural History 1/94
ANCIENT EGYPT: Escorted tours, expert lectures,
May and June 94. Itineraries from: Dr. Herta Jogland,
Khemet Tours, WVSC, Box 100. Institute. WV 25112-
1000 (304)346-2240
GALAPAGOS
You, 9 other adventurers and our licensed
naturalist will soil by yacht to explore more islands
than any other Galapagos expedition. 60 trip
dotes. Machu Picchu option. Free brochure.
Inca Floats' 510-420-1550
1 31 1 -N 63rd St., Emeryville CA 94608
ATTENTION NATURE LOVERSATEACHERS! Join
accredited summer worl<stiops in Belize. Rainforest-
ecology/Mayan Studies/others. Tel 011 501 92 2164
FAX 011 501 92 2029. Maya Mountain Lodge. Box
46. San Ignacio, Belize.
AUSTRALIA/NEW ZEALAND WALKABOUTS:
Nature, Hiking and the Outdoors, Enjoying hiking and
camping safaris, lodge stays, and island resorts in
New Zealand's scenic National Parks and Milford
Track; Australia's Outback, Tropical Nortti. and Great
Barrier Reet. Pacific Exploration Co.. Box 3042-N,
Santa Barbara. CA 93130 (805) 687-7282
UNIQUE DESTINATIONS
30 adventure and naturalist itineraries:
nomads, tribal peoples, festivals, wildlife.
AFRICA, INDONESIA, INDIA, SOUTH AMERICA
TURTLE TOURS, INC.
Box #1147/ Dept NH, Carefree, AZ 85377
Tel: (602) 488-3688 Fax: (602) 488-3406
CANOE CANADA'S ARCTIC. Extremely remote fly-in
canoe trips in Canada's Northwest Territories. Daily
close-up sightings of wolves, muskoxen. caribou,
moose. Wild-life biologist guide. Operating 20 years.
Brochure. Canoe Arctic. Inc., Box 130C, Fort Smith,
N.W.T, Canada XOE OPO
COSTA RICA. National Parks, wildlife, birdwatching.
rafting, beaches. Guaranteed weekly departures and
customized itineraries. Free brochures. Terra Adven-
tures. 70-15 Nansen St.. Forest Hills. NY 11375.
(800) 53-TERRA.
EVERGLADES/FLORIDA KEYS ECOLOGY cruises
aboard comfortable houseboat. Snorkel, birdwatch,
beachcombe. 3 day cruise/hotel vacations. Chic
Charney, Box 295, Key Largo. FL 33037. (305) 453-
9766.
NAfUlt TRAVEL
._M< / Global experience,
,10 exceptional guides and
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j' six continents. Call for
our free catalog.
The World leader
^INTERNATIONAL
lEXPEDITIONS'NC
ExcellenI boats. Plus Amazon & Andes.
COSTA RICA!
In-depth nalural history adventures. Small Rroups.f
Voyogers, Depl. NG, Box 915, llhaca, NY 14851. ]-800-533-b299
FRENCH DISCOVERIES. Exceptional inn-to-inn
walking tours in Provence, the Loire, Perigord, Bor-
deaux and Alsace. Tel (617) 424-9498. France: Dis-
coveries. Salviac 46340. Tel/fax: (33) 65.41 .59.59
GALPAGOS-AMAZON. Best choice of cruises: Luxury
to Economy Combine with Indian markets or Amazon
jungle. Free brochures. Terra Adventures, 70-15
Nansen St., Forest Hills. NY 11375 (800)53-TERRA.
Vill>1J!];iJ.-liVMT7ill
Natural history wilderness float trips on a selection of the finest
British Columbia and Yukon rivers. Each a unique experience
highlighting a different combination of landscapes, waters and
ecosystems Sunny forests, fjords and canyons Glaciers, wild-
llowers and grizzlies Musk ox, nanwhal 8. gyrtalcon in the Arctic,
Canadian River expeditions (604) 738-4449
#31-3524 West 16th Ave, Vancouver, BC, Canada V6R 3C1
GALAPAGOS ISLjANDS tours since 1979. Mainland
Ecuador/Peru/Bolivia options. Joseph Colley, LAST, Inc.
43 Millstone, Randallstown, MD 21133 (410)922-3116
GALAPAGOS. Specializing in comprehensive, profes-
sionally-led. natural tiistory and photo tours of the
Galapagos Islands. Monttily departures/12 passen-
ger yachts. Galapagos Travel. PO. Box 1220, San
Juan Bautista, CA 95045. (800)969-9014.
NORTHWEST TERRITORIES
DANCE with the WOLVES'!
pliv k'lii l'.i>''i iiii|''. I"i .11 h' '■ r .1 'i.i ■' ■ I ■!. I, . muskoxen herds, the great
caribou iiiigijiiun, rcipiuii, iihijijIl-iv ■.^ol^.llul.^.■l, shorebiids, natural history,
and so riiuch more ,.al ihe Thelor. the most remote wildlife sanctuary in the
world! Each 8-day program costs $3,450,00 USD from Minneapolis. Also 8-
16 day canoe & rafi expeditions Besl references available.
1-(800)
667-WILD
GREAT CANADIAN
ECOVENTURES
A 1-800^334734
INDIA, NEPAL, TIBET.THAILAND, BORNEO. Indone-
sia. Tours, treks, wildlife safaris. Huge selection. Af-
fordable rates. Free color catalogs. Himalayan
Travel. (800)225-2380 (24 flours).
INEXPENSIVE WORLDWIDE TRAVEL. Escorting time
sensitive business documents. 475 international flights
weekly Air Courier Association 1-303-279-3600.
JOURNEY WITH WHALES along Baja California aboard
the Pacific Queen. Gray whales, elephant seals, dol-
phins; island, lagoon exploration: superb bird pfiotogra-
phy. 8/10 day expeditions December-April. Pacific
Queen/Fisherman's Landing, 2838 Garrison Street. San
Diego. California 92106 (619) 726-2228; (619) 224-4965
jr\ J J 1 J -^ jrl ^
In-depth group & private safaris. Excellent Guides.
East Africa. Botswana, Namibia.
VOYAGERS, Dept NH, Box 91 5,
^^ llhata,NY1485].
jpf\ 1-800-633-0299
MACHU PICCHU. Trekking the Inca Trail to Machu
Picchu. Amazon lodges/cruises. Patagonia. Guar-
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brochures. Terra Adventures. 70-15 Nansen St., For-
est Hills, NY 11375. (800)53-TERRA.
NATURAL HISTORY TRAVEL, Superb naturalist
guides, small groups, outstanding itineraries: Tanza-
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Audubon Society (800) 289-9504
QUALITY TOURS FOR QUALITY PEOPLE. Unique
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OK 73070 (405)364-6343.
RAINFORESTS OF THE AMAZON. Visit the oil
towns on tfie Rio Napo; learn about rainforest biology
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(800)484-7422, ext 1184.
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Kachemak Bay Wilderness Lodge
Box 956 NH. Homer, AK 99603 (907) 235-8910
SOUTH & CENTRAL AMERICA; Overland & natural
history tours, Amazon, Galapagos, Andean trekking.
Free color catalog. Himalayan Travel. (800)225-2380.
SWITZERLAND FREE hikers map of Swiss alpine
trails. Mountain Hiking Tours from $700/week. Box
655 Dept N Southport, CT 06490. 203-259-0178.
TOUCH THE PAST - Join leading Souttiwestern Ar-
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URAL HISTORY'S discretion. Send check/money
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at the above address. Please include your personal
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Waiting for custome I s m nunhein India.
Dawn Starin
Vanished Greatness
by Paul D. Spudis
Between 1961 and 1969, the United
States chose to compete with the Soviet
Union in the initial exploration of another
world in the solar system, the moon. This
epoch saw the emerging infant technology
of space flight boldly pressed into the ser-
vice of scientific exploration. Don Wil-
helms relates this inspiring story from the
perspective of both an observer and a par-
ticipant.
Wilhelms's long career as a geologist
for the U. S. Geological Survey (USGS)
has been devoted mainly to reconstructing
the history of the moon by studying pho-
tographs of its surface. He was involved in
the geological training of the Apollo astro-
nauts and in the selection of sites on the
moon, both for the initial demonstration
landings and for the later, more sophisti-
cated scientific expeditions. But his princi-
pal scientific contributions are in the area
of historical geology, or the natural history
of the moon preserved in its layered rocks.
Like that of the earth and other rocky plan-
ets, the moon's record may be read and re-
constructed from photographs of its sur-
face.
The episodic story of how we came to
understand the history and processes that
have shaped the moon begins with the pi-
oneering work of Grove Karl Gilbert, first
chief geologist of the USGS, who mar-
shaled evidence in 1893 that craters on the
moon were formed by the colhsion of as-
teroidal bodies. The largest of these im-
pacts formed a prominent feature on the
front side of the moon, the Imbrium Basin,
a crater more than 600 miles across.
Fast-forwarding to 1949, Wilhelms
highlights the work of astronomer Ralph
Baldwin, whose book The Face of the
Moon got nearly everything right: that the
moon's craters were formed by impact;
that the dark maria were volcanic lavas;
and that the surface of the moon was old —
very old.
After reading this book, Nobel Prize-
winning chemist Harold Urey became ob-
sessed with finding out more about the
moon, which he believed was a piece of
primeval nebular matter, unheated and un-
modified since the creation of the solar
system, 4.5 billion years ago. Urey cam-
paigned for the scientific exploration of the
moon, using the up-and-coming technique
of rocketry, which had been salvaged from
the ruins of a smoldering and prostrate
Germany. Aiding him in this task was Ger-
ard Kuiper, a heretic astronomer who was
To A Rocky Moon: A Geologist's His-
tory OF Lunar Exploration, by Don E.
Wilhelms. University of Arizona Press,
$29.95, 477pp., illus.
interested in the planets and who treasured
photographs as a source of data.
Meanwhile, beginning in 1948, a
young, energetic geologist was mapping
the uranium deposits of the Colorado
Plateau and dreaming of exploring the
moon. From that point on, Eugene Shoe-
maker devoted his career to making geol-
ogy a part of the burgeoning and nascent
lunar exploration program. Such an explo-
ration strategy was far from self-evident:
to Shoemaker, more than any other per-
son, Wilhelms gives credit as the founder
of an entirely new discipline, planetary ge-
ology. Shoemaker went on to establish a
branch at the USGS, created specifically to
study the geology of other planets in the
solar system and charged with mapping
the geology of the moon to support the
Apollo effort.
The addition of geology into the mix of
scientific subdisciplines involved in the
exploration of space created an amusing
and intriguing conflict of goals and tech-
niques— a conflict that continues to the
present day. Wilhelms carefully (and I be-
66 Natural History 1/94
lieve, objectively) recounts the fundamen-
tal differences in the thought patterns and
methods of those scientists who specialize
in the "quantitative" sciences (such as
physics and chemistry) and those who
work in the "descriptive" sciences (such as
geology and biology). Unraveling the
complex history of a planet requires both
approaches, but it is Wilhelms's thesis
(and one that I completely agree with) that
our fundamental understanding of the
moon came more from the "descriptive"
geological approach than from the highly
mathematical conjectures of certain physi-
cists and astronomers — Nobel Prizewin-
ners notwithstanding.
Once President Kennedy articulated the
goal of a manned lunar landing, a space-
faring infrastructure had to be created al-
most literally from scratch. The story of
the engineering involved in this heroic feat
is recounted in several recent books (most
enjoyably in Apollo: The Race to the
Moon, by Charles Murray and Catherine
Bly Cox, published in 1989 by Simon &
Schuster). Wilhelms' great accomplish-
ment is to complement these narratives by
adding a perspective of science and scien-
tific planning, including insider accounts
of the fights, arguments, exhortations, and
contributions of the scientists who were
charged with the task of helping men land
safely on the moon and then explore it pro-
ductively.
Although the idea of safely landing on
the moon seems obvious to us today, in
1962 perspectives were primitive, to say
the least. Like medieval cartographers,
some alarmists raised specters of dragons
in "bottomless pits of dust" and of lunar
soil so chemically reduced that it would
explode when it made contact with the
pure oxygen of the Apollo lunar module.
Project Apollo was not merely a pro-
gram to land men on the moon, it was a
strategy for lunar exploration. Wilhelms
THE INKA EMPIRE
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first describes how we prepared scientifi-
cally to go to tiie moon. This preparation
involved mapping the moon (because all
good explorers need maps), training the
astronauts to be precise scientific ob-
servers, and sending a variety of un-
manned precursor probes to tell us about
the nature, composition, and state of the
lunar surface. These robotic probes were a
boon to lunar science: they mapped, sur-
veyed, tasted, and examined the moon on
a variety of scales. They produced data
that are still being analyzed as we continue
to unravel the moon's secrets. But most
importantly, they paved the way for the
coming of Apollo and proved that the
things people had to fear on this epic jour-
ney were largely illusory; the moon be-
nignly and patiently awaited them.
Wilhelms next recounts each Apollo
lunar mission in detail, including that of
the hard-luck Apollo 13, which exploded
on the way to the moon in 1970, nearly
costing the lives of its crew. For each mis-
sion, he describes the scientific prepara-
tions (including the oft-contentious selec-
tion of a landing site), the mission itself,
what we learned from the mission, and
how that information fit into our emerging
picture of the history and evolution of the
moon.
Each chapter is expertly and carefully
drawn, and the scientific controversies are
told at a level that makes them easily un-
derstood by the general reader. We see
through these pages how the Apollo sys-
tem developed from a minimalist engi-
neering test-bed into a robust and aston-
ishingly capable exploration tool. This
emergence was neither a foregone conclu-
sion nor a fortuitous happening, but came
about through the determined efforts of a
dedicated group of talented engineers and
scientists who, in my opinion, gave the
American taxpayers the best value for
their money that they have ever gotten, be-
fore or since.
Wilhelms sprinkles his text with many
anecdotes. He has a fine eye for the char-
acter sketch and a dry, understated wit;
both tools serve him well in his description
of the myriad characters, eccentrics, and
occasional genius that this business seems
to attract. We meet, for example, Dan Mil-
ton, a geologist who applied for astronaut
training, although colleagues who rode in
a car with him as driver feared for their
lives; Gordon Swann, raconteur and good-
ole-boy, who nimbly jumped political
minefields and ably led the field geology
team for the Apollo 14 and 15 missions
(which gready increased the scientific ca-
pability and productivity of the Apollo
system); and tlie inimitable Hal Masursky,
a geologist who ran through obscure air-
ports to yet another meeting (where some
momentous decisions occurred) to look
after the interests of the geologists.
Some of the sharply drawn portraits are
of the men who went to the moon: Neil
In 1971, Apollo 's lunar-lander Falcon set dow n neai the moon 's Apennine Mountains.
Vehicle tracks and footprints are visible in the foreground.
NASA photo AS15-92-12430
68 Natural History 1/94
Armstrong, first man on the moon and one
of the best and brightest of the "galvanized
geologists," according to Wilhelms; Dave
Scott, a test pilot who went bonkers for ge-
ology and turned in a stellar scientific per-
formance as commander of the first of the
complex "J-missions," the enhanced
Apollo science missions; and Harrison
"Jack" Schmitt, the only professional ge-
ologist to go to the moon, who got the
chance that Gene Shoemaker missed — to
swing his rock hammer on the boulders of
the Taurus-Littrow Valley.
The story concludes with Wilhelms's
chapter describing what we have learned
in the years separating us from the Apollo
missions. That this can be adequately done
in 20 pages (out of nearly 500 for the
whole book) is no testament to laziness on
Wilhelms's part, but rather a reflection of
the pitiable state of lunar exploration dur-
ing the last twenty years. America has not
sent a mission to the moon since Apollo 1 7
in December 1972, and the Russians have
not done so since August of 1976.
If all goes well, we may see some new
lunar data in our lifetimes as the joint De-
fense Department-NASA mission called
Clementine, scheduled to be launched in
January 1994, will map the distribution of
minerals over the entire moon during the
course of a two-month period. But this
new robotic mission will not be followed
by a marmed mission — or even any addi-
tional robotic probes — in the foreseeable
future. In 1989, then president George
Bush's attempt to reestablish direction and
purpose for our space program by caUing
for a return to the moon floundered, and
then sank, in a sea of media carping, con-
gressional blundering, and parochial
whining from the scientific community.
Don Wilhelms has written the definitive
history of the scientific exploration of the
moon. Its lively and entertaining text in-
forms and stimulates, but there are some
slight flaws. The illustrations are not re-
produced very well, and the place map of
lunar localities used as the frontispiece is
quite useless as the guide to craters and
maria that it was meant to be. However,
don't let these minor problems dissuade
you from reading this book; from enjoying
and savoring a distant time when America
was confident, looked forward to the fu-
ture, and did not shrink from challenge.
Paul D. Spudis, a staff scientist at the
Lunar and Planetary Institute, Houston,
Texas, is deputy leader of the science team
for the Clementine moon mission, to be
launched in January 1994.
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69
Celestial Events
Lost but Not Forgotten
by Gail S. Cleere
As the new year begins, Mars is liidden
in the solar glare, along with Mercury,
Venus, Neptune, and Uranus. The Mars
Obseiyer is hiding, too. All contact with
the spacecraft was lost last August 21,
after it had journeyed 450 million miles to
reach the red planet. For several weeks,
technicians tried everything they could
think of to reestablish contact, but no re-
sponse was picked up on NASA's Deep
Space Network of antennas. Without con-
tact, scientists have no way of telling
where the spacecraft is or even if it still ex-
ists. It may be uselessly orbiting Mars, or
it may have sped past its destination on a
path that will eventually take it out of the
solar system.
The silence began just as flight con-
trollers at California's Jet Propulsion Lab-
oratory sent signals to pressurize the
spacecraft's propellant tanks in prepara-
tion for maneuvers that would place it in
orbit around Mars. Pressurizing the tanks
required opening valves, which are oper-
ated by firing small explosive charges. The
resultant jolts may have caused the space-
craft's main and backup clocks to fail si-
multaneously when faulty transistors or
wiring welds were jarred, crippling the
craft's central computers and communica-
tions systems. Transistors of the type used
in the Mars Observer have failed on other
spacecraft, such as the NOAA-1 weather
satellite. A NASA committee has been set
up to investigate the failure and to insure
that no other spacecraft contains the sus-
pect transistors.
The loss of the Mars Observer has been
a major setback for planetary scientists.
The first spacecraft to visit Mars since the
Viking landers touched down in 1976, the
Mars Observer was to have mapped the
planet from an altitude of 250 miles for
one Martian year (687 Earth days). Its in-
struments were designed to provide a
wealth of data on the red planet's topogra-
phy, atmosphere, climate, and geology.
More than a hundred scientists were
poised to begin analyzing the flow of data
beamed to Earth — more data on the red
planet than had been obtained from all the
previous Mars missions combined.
Some of the infoimation was crucial to
planning future Mars missions that are al-
ready scheduled. Another NASA space-
craft, named Pathfinder, is due to land on
Mars in July 1997 to carry out the Mars
Environmental Survey Mission. Path-
finder will include a lander and a rover
carrying instruments and cameras for
gathering information from the planet's
surface. Scientists were hoping for more
detailed images of the Martian terrain
from Mars Observer to help them select
Pathfinder landing sites.
Last September, in the wake of the
Mars Observer disaster, Daniel Goldin,
NASA's chief administrator, challenged
his agency to find a way to build and
launch another Mars spacecraft by Octo-
ber 1994, when the earth and Mars come
into proper alignment (which happens
only once every twenty-six months). A
team of scientists was quickly put together
to review the options. Thek recommenda-
tion was to use spare Mars Obser\>er elec-
tronic and instrument components, which
were built as test models and backups and
are now stored in New Jersey, and assem-
ble them on a lightweight military satellite
frame. The craft could have been carried
aloft by the space shuttle and boosted out
of the earth's orbit by rocket, or it could
have been launched on a foreign rocket.
Despite NASA's efforts, however, a new
Mai'S spacecraft will not be ready on time.
The Russians plan to take advantage of
next October's window of opportunity to
launch landers that will reach Mars in late
1995. This mission will feature not only
landers but also rovers that wiU traverse
the terrain analyzing samples, as well as a
balloon that will drift along dragging sen-
sors across the Martian surface. NASA
will have to wait until 1996 to launch a
mission to Mars.
The Planets in January
Mercury is close to the sun at the be-
ginning of the month. During the final
week of January, however. Mercury
moves far enough away to be spotted on
the western horizon just after sundown. It
will make a close approach to Saturn at the
end of the month.
Venus reaches superior conjunction
wifli the sun on the 16th. It is then behind
the sun.
Mars is a morning object, but much too
close to the sun to be seen.
Jupiter rises a couple of hours after
midnight and shines brightly in the south-
em sky by dawn. The planet, now residing
in the constellation Libra, continues its ret-
rograde (western) motion across the sky
and approaches Zubenelgenubi, the third-
magnitude star that marks the right claw of
Scorpius. On the morning of the 6th, the
waning crescent moon stands weU below
and to the right (west) of Jupiter, and on
the 7th it will be well below and to the left
(east) of Jupiter.
Saturn is in Aquarius this month, rising
in midmoming to the east of the sun. It sets
in the west a few hours after sunset. This
gives us a chance for one last look at the
ringed planet before the sun's glare over-
powers it. On the evening of the 14th, Sat-
urn will be the bright, yellowish white
70 Natural History 1/94
"star" well off to the left (east) and slightly
below the waxing crescent moon. The
brighter planet Mercury will be near Sat-
urn by month's end.
Uranus and Neptune are in conjunc-
tion with the sun on the 1 1th and 12th.
Piuto is hidden near the tail star of the
faint constellation Serpens, not far from
Jupiter Pluto will remain in this position
throughout 1994, making its way slowly
eastward toward the constellation Ophi-
uchus, and will remain closer to us than
Neptune.
The Moon reaches last quarter on the
4th at 7:00 P.M., EST; is new on the 1 1th at
6: 10 P.M., EST; reaches first quarter at 3:27
P.M., EST, on the 19th, and is full on the
27th at 8:23 a.m., EST
The Quadrantid meteor shower is one
of the year's most potent. This shower ap-
pears to emanate from a point between the
constellations Bootes, Draco, and Her-
cules. The name of the shower is from
Quadrans Murahs (the wall quadrant), an
eighteenth-century constellation created
in a failed attempt to rename the classical
constellations. The Quandrantid meteors
are characteristically blue in color and
leave long silver trails. The shower has
been known to reach rates of 100 meteors
per hour, but usually for only a few hours
during the peak of the shower. This year
the Quadrantids will peak on January 3 at
12:00 noon, EST. Before sunrise on this
date, the Quadrantids are likely to be only
about a quarter as numerous as during the
peak. The bright, waning gibbous moon in
the sky will not help. Parent comets have
been identified as the source of meteors in
other showers, but not for this one.
Gail S. Cleere lives in Washington, D.C.,
and writes on popular astronomy.
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Ready
A Matter of Taste
Pyramid Power
The USDA has abandoned the four basic food groups,
and confusion reigns
by Raymond Sokolov
More nonsense has been written about
nutrition than any other topic so important
to the survival of the human race. Fad
diets promoted by doctors have cost wor-
ried people billions of dollars and millions
of hours... for nothing. Meanwhile, even
the medical-nutritional establishment
(MNE, pronounced mo-ney) has flip-
flopped enough on this vital topic to erode
the confidence of panicked laypeople.
As a child, I watched apparently sen-
sible adults go on weight-reduction diets
heavily canted toward protein and shun-
ning carbohydrates. My parents' friends
would gorge on steak and other red meats
loaded with fat and turn their noses up at
potatoes and rice and bread. Then the bad
news came in about cholesterol, so they
dropped all that red meat and began peel-
ing the skin off chicken. They dropped
butter altogether, along with eggs, whole
milk, and cheese.
By and by, the news thundered through
from the East that Asians, with very little
fat of any kind in their diets, are less vul-
nerable to many chronic diseases than we
Westerners are. They also had lower rates
of colon cancer because they were happy
to eat foods high in fiber.
These dire facts led more or less di-
rectly to the boom for oat bran, which
some studies showed provided an obvious
source of fiber. (The phrase high fiber al-
ways makes me think of high five, that ex-
uberant greeting popularized by some
African-Americans. After eating an oat
bran muffin, I often suppress the impulse
to give my wife a high five across the table
to celebrate my dietary shrewdness.) No
sooner had American cereal producers ad-
justed to the demand for oat bran than the
flighty world of official nutritional dogma
came forth with an awesome and all-en-
compassing ukase. In 1992 the U. S. De-
partment of Agriculture made headlines
and waves with the Food Guide Pyramid.
Intended as a simplifying, graphic de-
vice for representing modern thinking
about healthful eating, the pyramid con-
fused laypeople and infuriated profession-
als in both industry and science. Leaving
aside that the new symbol was not a
(three-dimensional) pyramid but a (two-
dimensional) triangle, the "pyramid" —
with its four "tiers" and six "groups" sub-
divided into eighteen categories of
foods — was not a simplifying substitute
for the old-fashioned system of four food
groups that it was meant to replace.
The old four groups (originally seven,
but don't try to keep track; no nondietitian
ever really succeeded) were all created
equal, just like people. In a "balanced"
diet, educated consumers divided their
meals equitably between each group: (1)
milk and dairy products; (2) meat,
chicken, and fish; (3) grains and breads;
(4) fruits and vegetables.
From the modem point of view, this is
not only a crude system but also a danger-
ous one. It seems to recommend that we
devote half our consumption to foods rich
in fat and low in fiber (groups 1 and 2).
The pyramid abandons this innocent pol-
icy of apparent nutritional egalitarianism
in favor of a frank elitism favoring carbo-
hydrate sources over protein sources and
demoting fat to pariah status. At the pyra-
mid's broad base, the bread, cereal, rice,
and pasta group is approved for six to
eleven daily servings. The next tier up,
narrower and by implication less worth-
while, contains both the vegetable group
(three to five servings) and the fruit group
(two to four servings). Still higher up, tier
three is divided between the milk, yogurt,
and cheese group (two to three servings)
and the meat, poultry, fish, dry beans,
eggs, and nuts group (two to three serv-
ings). At the apex of the triangle are fats,
oils, and sweets, which we are admon-
ished by the USDA to "Use Sparingly."
Brief reflection should make it obvious
why almost no one liked this new dietary
polygon. Those who took it on its own
terms wanted to know why foods of such
different nutritional content as navy beans
and porterhouse steak were put in the
same group. The dairy industry wondered,
with justice, why skim milk and nonfat
yogurt should be lumped together with
whole milk and cheese. OUve oil produc-
ers didn't tiiink their product should be
tarred with the same brush as lard and
chocolate fudge.
These were not just sectarian concerns.
They raised real questions, but they did
not go to file heart of die pyramid's prob-
72 Natural History 1/94
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lem. The pyramid, by itself, did not di-
rectly answer the most fundamental ques-
tion it raised with its own jargon: What is a
"serving," and how many servings from
each group should be combined to make a
dish or a meal? The poor consumer, al-
ready bludgeoned by health statistics and
doctors into supposing that cheese kills,
was now confronted with an ostensible an-
swer to the life-or-death question of what
to eat, but the answer could not be under-
stood and did not ever speak to the prob-
lem of the well-meaning cook in a real-life
kitchen. Just imagine the quandary of
someone about to cook, say, spaghetti alia
carbonara, trying to calculate how many
servings of pasta or unsmoked bacon or
sparingly grated Parmesan were in the
total recipe and how many forkfuls equal-
ing how many "servings" were consumed
by each family member. And did the cook
have to ask each one at the table what he or
she had eaten at lunch so as to make the
amount of noodles on the plate tally with
that person's pyramidal goals for the day?
Underlying all of this inevitable confu-
sion was the fundamental question, what
is a serving?
This is not easy to find out. But if you
can find a USDA pubhcation of August
1992 called The Food Guide Pyramid, it is
clear enough, in its way. "What counts as a
serving?" it asks rhetorically. Well, it goes
on, a serving of bread is one shce (thin?
whole-wheat? egg chaUah? Don't ask). A
serving of ready-to-eat cereal is one
ounce, so get out your scale and don't be
surprised if the amount seems mingy. A
serving of raw, leafy vegetables is one cup
(compressed or not? Who knows?), but a
serving of fiaiit is only a half cup, while a
serving of fruit juice is three-quarters of a
cup, even though fruit juice is usually
more concentrated than whole iruit.
Logic evaporates altogether in the dairy
tier. A serving of milk is the same as a
serving of yogurt: one cup, no matter what
the actual fat content of either. Utterly ab-
surd is the cheese-serving guideline: one
and one-half ounces of so-called natural
cheese but two ounces of processed cheese
(up with Velveeta, down with cheddar).
And in the high-protein tier, the USDA
wants you to believe that two to three
ounces of cooked lean meat, poultiy, or
fish, one cup of cooked dry beans, two
eggs, or four tablespoons of peanut butter
are fungible quantities — each is equiva-
lent to one serving.
Perhaps I have convinced you that the
food guide pyramid is a snare and a delu-
sion. If so, I'm not particularly happy
about it. In fact, the pyramid makes me
sad, in the way that every well-meant fail-
ure to do good lowers one's spirits. The
pyramid, to mix a metaphor, had its heart
in the right place. Its bottom line (bottom
tier?) was clear and valid: fat is bad; plant-
derived foods, especially those made from
grain, are good.
Unfortunately, that message was lost in
the pseudogeometry and semantic tangle
i Karen Karp's Banana Bread
Thiee flours combine to give this perfect
tea cake its serious flavor. Karp is a
restaurant consultant in New York. She
recommends substituting six small fin-
ger bananas for the three regular ones
whenever possible. Remember that fin-
ger bananas must be very ripe, almost
mushy in the hand; otherwise they will
be fibrous and unappealing.
8 tablespoons (1 stick) wisalted
butter, at room temperature
'A cup sugar
2 large eggs
3 ripe bananas or 6 finger bananas
1 tablespoon milk
1 cup flour
'A cup rye flour
'A cup whole-wheat flour
I teaspoon salt
1 teaspoon baking soda
1 teaspoon baking powder
Sesame seeds
1 . Preheat oven to 325 degrees. Grease
a 9 X 5 X 3-inch loaf pan and set
aside.
2. Use a whisk or a hand mixer to
cream tlie butter and sugar in a large
mixing bowl until light and fluffy.
Beat in die eggs one at a time and
continue beating until the color of the
mixture is pale yellow.
3. In a small bowl, mash the bananas
with a fork. Then mix in the milk and
chopped nuts.
4. In another bowl, mix togetlter flour,
salt, baking soda, and baking pow-
der.
5. Add banana mixture to the butter-
sugar-egg mixture and stir until well
combined. Add dry ingredients from
step 4 and continue stirring until the
flour disappears.
6. Pow the batter into the prepared loaf
pan. Smooth and level the top. Sprin-
kle with sesame seeds and bake for
an horn- or until a toothpick inserted
^ in the center comes out clean. Set
I aside to cool on a rack for 1 5 min-
utes. Then slide a knife around the
edges of the banana bread to make
sure it doesn't stick to the pan.
7. Place a platter over the open side of
of tiers and groups and servings. But the
basic message is, in fact, the nutritional or-
thodoxy of our day. Most people now ac-
cept as common sense that densely caloric,
easily storable fats are undesirable for
people who typically live long enough in a
sedentary manner to acquire cardiovascu-
lar and other diseases associated with obe-
sity and the accumulation of cholesterol.
"Common sense" also dictates that grains
the pan, invert, and unraold. Invert
the bread onto a rack (so the top —
the convex side that was exposed in
the oven — is up) and let cool com-
pletely before slicing.
Yield: One loaf
AU-Rye Banana Bread
This is a somewhat less fiercely health-
ful version of a recipe printed on the Ar-
rowhead Mills rye flour bag. It has much
less molasses and uses real milk instead
of powdered. If you want the full-bore
molasses taste, simply eliminate the
sugar and use M cup molasses. The orig-
inal recipe also suggested honey as a
sweetener, another attractive option.
4 tablespoons ('A stick) unsalted
butter
'A cup sugar
1 tablespoon molasses
3 eggs
2 hatuiJias, mashed
1 teaspoon vanilla
% cup milk
2'A cups rye flour
1 teaspoon salt
2 teaspoons baking powder
1. Preheat oven to 325 degrees. Oil a
9 X 5 X 3-inch loaf pan and set aside.
2. With a whisk or a hand mixer, cream
the butter, sugar, and molasses. Then
mix in the eggs, banana, vanilla,
milk, and 'A cup water.
3. In another bowl, stir together the
flour, salt, and baking powder. Stir
this mixture into the banana mixture
until the flour disappears.
4. Pour batter into the prepared loaf pan
and bake for 1 hour- or until a tooth-
pick inserted into the center comes
out clean. Let cool for 15 minutes.
Then sMde a knife around the edges
of the banana bread to make sure it
doesn't stick to the pan. Place a plat-
ter over the open side of the pan, in-
vert, and unmold. Invert the bread
onto a rack (so the top — the convex
side that was exposed in the oven — ^is
up) and let cool completely before
slicing.
Yield: One loaf
74 Natural History 1/94
and their derivatives offer a desirable al-
ternative source of nutrition: cholesterol-
and fat-free calories easily put to use and
dissipated, and much fiber
This was not at all the common sense of
yesteryear. In 1968, that annus mirabilis
of revolutionary thought and action, if I
had suggested that a grain-based diet ex-
tremely low in animal fat was the way to
go, almost everyone (including the most
radical) would have dismissed the idea as
unhealthful and dangerous macrobiotic
extremism. Now most of us have swung in
that direction, at least in our minds. Why?
How did it happen?
In traditiontQ societies, new ideas per-
colated downward from elites to a wider
public. In our world, where novelty rico-
chets from all sides at high velocity carried
by the mass media, the rate of communi-
cation is almost instantaneous, but there is
still a vestige of tiie old top-down dy-
namic. Serious medical and nutritional re-
search has gradually convinced those ca-
pable of rational thought that the
low-fat/high-fiber theory is correct.
Why didn't science reach this conclu-
sion sooner? The reason is simple. To dis-
cover the nature of optimal diet is not the
same as learning to cure a disease. Disease
kills dramatically, one person at a time,
and it can be studied with efficiency in in-
dividuals. Optimal diet reveals itself
through statistics and must be studied in
many people over long periods of time.
The data are notoriously unreliable be-
cause people are quick to lie about what
they put in their mouths. But these ob-
stacles have been laboriously and te-
diously overcome. First came the evidence
about obesity and cholesterol in the Fram-
ingham Heart Study in Massachusetts.
Then, decisively, comparative data arrived
from China, and the discussion was, in a
major sense, oven
Since 1983, a joint Chinese- American
project (by the Academy for Preventive
Medicine in Beijing and Cornell Univer-
sity) has investigated the diet of 6,500
rural Chinese. The results show with dev-
astating clarity the superiority of a plant-
based diet. The average Chinese diet was
only 10 percent animal based. Less than
15 percent of the calories were derived
from fat. Chinese ate a third less protein
than Americans, and only about a tenth of
that protein was animal. Americans got
about 70 percent of their protein from ani-
mals. Chinese fiber consumption was
huge compared to American. Chinese,
moreover, typically have about half the
blood cholesterol that Americans have.
And the incidence of heart disease and
cancer is much lower in China than here.
The most impressive — and depress-
ing— statistics are tiiose that show the dis-
astrous effect of modest increases in ani-
mal-based food consumption on the
Chinese sampling. Heart disease and can-
cer rates climbed.
All of this confirms the theory that ani-
mal fat and animal-based foods in general
produce the diseases rife in affluent West-
em societies. This is a negative result and
leads to a negative course of action: re-
duce consumption of animal-based foods.
But there is also a positive conclusion to
be drawn and a positive course of action to
be taken: Increase the intake of plant-
based foods, not just as a desperate alter-
native but as a constructive remedy, a
restoration of balance in what we eat.
I am not advocating a rigorous vegetar-
ian regimen. But I do believe that all evi-
dence points to a need for radical renova-
tion of the way we plan meals, that we
must find ways of de-emphasizing meat
and of tilting the scales toward plant-based
foods. Unwavering, true vegetarianism re-
quires a moral commitment that only a mi-
nority will embrace.
Instead, we should be revamping our
menus by choosing dishes rich in vegeta-
bles and, especially, grains. Grains supply
the food energy and the fiber we must
have to survive. They are versatile, and
they are major ingredients in thousands of
recipes people already love. The trick is to
put these grain-centered dishes at the cen-
ter of our diet, rather than the periphery.
Something like this has already been
happening. The vogue of pasta is a key ex-
ample. So is the fi-end toward Asian stir
fries (despite insidiously high amounts of
fat from the oil used in frying) and other
dishes in which the central ingredient is
rice and in which meat, when there is any,
is a superaddition, almost a condiment. As
this kind of eating becomes more com-
mon, it will be less normal or mandatory
to plan a meal around a cut of meat, such
as a roast or a steak. This readjustment of
attitude, moderate and gradual, will have
the revolutionary goal of returning our
meals to a pattern that has been the histor-
ical norm for most human beings at all
times everywhere. The battle will be won
if ordinary Americans ask themselves:
Should we have risotto tonight? Or barley
with chicken?
Raymond Sokolov is a writer whose spe-
cial interests are the history and prepara-
tion of food.
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75
The Natural Moment
Ghost in a Snowstorm
Gliding silently through the chilly night, a flying
squirrel navigates a forest in Hokkaido, Japan's
northernmost island. Although this species (Pteromys
volans) is known as the European flying squirrel, it ranges
throughout the coniferous forests of Eurasia, from Finland to
eastern Siberia and the northern tip of Japan. Brown with
white underparts in summer, its entire coat turns silver gray
and silky smooth in winter.
A versatile climber that is awkward on the ground (and
avoids walking on it), a flying squirrel can glide as far as
130 feet from tree to tree. A furry flightskin on the sides of
its body, joined to the front legs and rear ankle joints, acts as
an airfoil, while the bushy tail serves as a rudder. Active
mainly in the evening and at night, flying squirrels eat birch
bark and leaves, buds of coniferous and deciduous trees,
insects, pine seeds, alder catkins, berries, and mushrooms. In
winter, the northern populations feed almost exclusively
on larch bark and buds.
Photographer Seiichi Meguro has dedicated himself to
photographing the squirrels, foxes, and other shy forest
creatures near his Hokkaido home. Since flying squirrels
habitually traverse the same routes on flieir feeding rounds,
Meguro positioned himself near tiie sites of their regular
flights. Focusing his camera on the area in which he
expected a squirrel to leap, he clicked away when one
appeared. Because the squirrels' movements are very rapid,
Meguro finds it useless to follow tiiem through the camera's
viewfinder. Working at night, when his subjects are most
active, the photographer kept after the squirrels
for five years before he was able to create this eerie winter
nocturne. — R. M.
r«-v
Photographs by Seiichi Meguro
Nature Production
76 Natural History 1/94
9
■
q
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m
^^^Bi ^^^BI^^^H^'
2^
On the Trail of the
Titans of Prehistory.,
WIIUK'VN MltSHIMW NAlTJKAl H^T<>Rvl
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with the
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To order, please send check or money order for
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DORLING KiNDERSLEY, INC.
Authors
Richard Shine (page 34), shown here
with a black-headed python, was bom in
Brisbane, Australia, and has been fasci-
nated by snakes and lizards since an early
age. He used to keep several at home, but
says "I now have enough of them to look
at when I'm at work." The forty-three-
year-old herpetologist has earned two doc-
torates: a Ph.D. from Australia's Univer-
sity of New England in 1975, and a D.Sc.
fi-om the University of Sydney in 1988. He
now teaches in the biology department at
the University of Sydney. Shine's field-
work has taken him from the chilly Brind-
abella Range in southern Australia to
northern Australia's wet-dry tropics. Shine
says, "My skink studies combine two of
my greatest interests: the biology of rep-
tiles, and the ways that evolutionary
processes operate. I'll admit to choosing
the Brindabellas as a study area partly be-
cause it has good trout streams (and I'm an
avid fly fisherman), but the sad reality is
that I've been so busy working on the
fizards that I've never managed to even
unpack my rod. Still, it's good for the soul
to know that the trout are there."
Roger Payne (page 40) earned his doc-
torate from Cornell University in 1962
with a dissertation on owls that locate prey
in total darkness by sound. His research on
owl and bat acoustics eventuaUy led him
to study whales and to finding things out
through observation rather than experi-
mentation. An accomplished cellist by av-
ocation, Payne is particularly attuned to
the sounds and rhythms of whales. "I have
been studying whales continuously since
1967," Payne says, "and one must be con-
tent to observe these animals with a
metronome on adagio." Payne, who in
1971 established what is now caUed the
Whale Conservation Institute in Lincoln,
Massachusetts, plans to continue investi-
gating whale vocaUzations, as well as the
effects of pollution on whales and other
marine mammals. For more information,
Payne recommends: The Sierra Club
Handbook of Whales and Dolphins, by
Stephen Leatherwood and Randall R.
Reeves (San Francisco: Sierra Club
Books, 1983) and Dolphins, Porpoises
and Whales of the World: The lUCN Red
Data Book, by M. Klinowska (Washing-
ton, D.C.: Island Press, 1991).
78 Natural History 1/94
As a high-school student, Michael
Boppre (page 26) took a summer job at
the Max Planck Institute for Behavioural
Physiology at Seewiesen, an isolated "sci-
ence village" in an idyllic landscape in the
German countryside. The atmosphere
there — a satisfying mix of work and pri-
vate life, with many interesting research
groups and famous visitors ("most coming
to see Konrad Lorenz") — convinced Bop-
pre to "study biology and nothing else."
When he did his university studies at Mar-
burg, he continued to spend most of his
holiday time at Seewiesen. A 1972 trip to
Kenya sparked a great interest in the trop-
ics and fieldwork. Now a full professor
and director of the University of Frei-
burg's Institute of Forest Zoology, Boppre
continues his work in the interdisciplinary
field of chemical ecology, which includes
the study of behavior, physiology, mor-
phology, taxonomy, and evolutionary biol-
ogy. For more on butterflies, Boppre rec-
ommends The Biology of Butterflies,
edited by R. I. Vane-Wright and P R. Ack-
ery (Princeton: Princeton University
Press, 1 989), in which he has a chapter en-
titled "Chemically Mediated Interactions
Between Butterflies."
BERLIN TO ISTANBUL
A Train Journey
Aboard the Red Prussian
May 23 - June 4, 1994
Join a team of Ameri-
can Museum and guest
lecturers next spring on
a fascinating journey
from Berlin to Istanbul.
Following the tracks of
the legendary Orient
Express, we will travel
aboard the Red Prus-
sian from eastern Ger-
many through Czecho-
slovakia, Poland, Hun-
gary, Romania, Bul-
garia and Turkey.
Along the way we will explore many of the grand and historic cities of
Eastern Europe, including Berlin, Dresden, Prague, Krakow, Budapest,
Plovdiv, Edime and Sofia, as well
as some of the small towns and
picturesque villages that have re-
tained their rural charm. Continu-
ing along the age-old route be-
tween Europe and Asia, we culmi-
nate our journey in Istanbul where
the two continents meet.
The privately-chartered Red Prus-
sian, once used exclusively by East-
em European dignitaries, is an ideal
base for exploring this region. En-
joy a front row seat from which to
watch the beautiful landscapes and
historic cities of Eastern Europe
unfold.
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79th St.
New York. NY 10024-5192
Toll-free (800) 462-8687
(212) 769-5700 in NYS
79
Bat researchers Scott C. Pedersen (in a
Costa Rican field, right) and Rick A.
Adams (in Colorado, with a chiropteran
friend, above) coauthored "Wings on
Their Fingers" (page 48) despite the 3,000
or so miles that separate them. Both are as-
sistant professors: Adams teaches zoology
at the University of Wisconsin at White-
water and Pedersen is currently at the
American University of the Caribbean
School of Medicine, at Montserrat, British
West tidies. Pedersen's lifelong interest in
aircraft flight led to his study of biological
flight systems. Some of his bat research
has also focused on echolocation. Adams
has had a special affection for bats ever
since his childhood in Bethesda, Mary-
land, when he accidentally killed one with
a frisbee. ("Something about the twirling
attracts them" he says, "and may distort
the readings of their echolocation sys-
tems.") The two met during graduate stud-
ies at the University of Colorado at Boul-
der, where they discovered a mutual
interest in bone development. Adams is
president and founder of the Colorado Bat
Society, which is dedicated both to educat-
ing the public about bats and to conserving
Colorado species. For more on bats,
Adams and Pedersen recommend Just
Bats, by M. Brock Fenton (Toronto: Uni-
versity of Toronto Press, 1 983); America 's
Neighborhood Bats, by Merlin Tuttle
(Austin: University of Texas Press, 1988);
and Bats: A Natural History, by John Hill
and James Smith (Austin: University of
Texas Press, 1984).
A former bus driver and car dealer,
forty-three-year-old wildlife photographer
Seiichi Meguro (page 76) nightly wan-
ders the forests near his home in the
Kamikawa District of Hokkaido, Japan,
searching for suitable subjects. "I was fol-
lowing some red foxes over a mountain,"
he says, "when I encountered an appealing
little fellow — a flying squirrel — gliding
from tree to tree." Fascinated, Meguro
spent years observing the squirrels' habits.
His "Natural Moment" photographs were
taken near Takasu-Town on snowy
evenings in January and March, when "an
unskilled observer would not even have
noticed the gliding squirrels." Using a
Canon Fl, with a Canon FD 85mm fl.2
lens, and two flashes (one mounted on
each side of the camera), he froze the
squirrel's flight on Kodachrome 64 film.
Meguro takes photographs "in the hope
that if people learn more about wildlife,
they will not be so thoughtless in destroy-
ing habitats for the sake of human conve-
nience. Even a very small child does not
step on vegetation if he or she knows the
name of that plant." Some of Meguro's
photographic sequences have been pub-
lished in Japan as popular children's
books. They include A Fox Called Boro
and a Flying Squirrel Called Nenai
(Tokyo: Gakken, 1984), and The Forest of
Akkamui (Tokyo: Kumon Publishing,
1987).
80 Natural History 1/94
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K^EDITION TO THE,
^I^'b
July 12-31, 1994
The North Pole, surrounded by more than 500 miles
of drifting pack ice, has long been a coveted prize for
explorers. Conquered only within this century, it
continues to add names to an already illustrious list of
explorers, among them Peary, Amundsen, Ellsworth
and Nansen. The American Museum of Natural His-
tory invites you to join a team of museum scientists
for a once-in-a-lifetime opportunity to cross the polar
ice cap and stand at 90 degrees north. Sailing aboard
a powerful Russian icebreaker, we will travel safely
and comfortably to the North Pole, avoiding the
extreme hardships faced by previous adventurers
who had to travel overland and aboard ships ill-
equipped for the ice. Along the way, we will search
for walrus, seals, seabirds, whales, polar bears and
other Arctic wildlife. We will also explore Franz
Josef Land, a remote Russian archipelago where early
Arctic expeditions wintered, and Norway's wildlife-
rich East Spitsbergen. Join us for an unforgettable adventure.
American
Museum of
Natural
History
Discovery Cruises
Central Park West at 79th Street
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
NATURAL
HISTORY
Vol. 103, No. 2, February 1994
Cover: a. hawlcftsh hovers above an antler coral in
the sea near Maui. Slury on page 50. Photograph by
Andrew G. Wood; Photo Researchers, Inc.
4 Nature's Infinite Book .lared Diamond
Stinking Birds and Burning Books
14 This View of Life Stephen Jay Gould
In the Mind of the Belwlder
24 Science Lite Roger l. Weisch
Astrophys Ed
"^ 26 Fire, Ice, and Eagles Text and photographs by Alexander Ladigin
The American eagle's bigger cousin in Siberia has a taste for salmon, too.
34 An UnSHAGGY Dog Story Alana Cordy-ColUns
Twelve hundred years ago, traders from Ecuador may have introduced
a walking hot-water bottle to Peru.
39 A Lethal Gene
42 Some Likje It Cold Bemd Heinrich
Why would a moth choose to fly about on a winter day?
50 The Case of the Missing Lobsters Jeffrey Poiovina
Investigators solve a mystery in Hawaii by showing that no crime took place.
60 Celestial Events Gaii s. cieere
Baggitig the Little Green Man
62 Reviews Steven Austad
Reflections on Slime
66 At the American Museum of Natural History
68 This Land Robert H. Mohlenbrock
Traverse Creek, California
72 A Matter of Taste Raymond Sokoiov
Through a Mill, Coarsely
76 The Natural Moment Photographs by Michael S. Quintan
The Quick and the Dead
78 Authors
26
NATURAL
HISTORY
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Want to make new discoveries in cliemical ecology?
Talli with a tribal liunter
by Jared Diamond
Most scientists think of the golden age
of iield biology, when explorers could
travel to any part of the globe and count on
returning with amazing discoveries and
undescribed species, as a bygone era. The
dwindling number of biologists who still
journey to remote lands are suspected of
doing it for the adventure. Other scientists
would have us believe that biology's real
discoveries today are being made in the
laboratory, where molecular biologists are
supposedly closing in on the secrets of life.
Attention has also shifted to extraterres-
trial space, whence some astronomers
continue to await radio signals from intel-
hgent beings on other planets.
Actually, the vast majority of this
planet's species are still undescribed and
unknown. In addition, remarkable new
knowledge has only recently been gained
about many previously described spe-
cies— such as the mouse that sheds its
skin, the frog that broods its young in its
stomach, the naked rat that Uves under-
ground in colonies, the African monkeys
that use different, gruntlike "words" to
warn one another of particular species of
predators, and the chimpanzees that use
stone tools and wage genocidal wars.
To scientists, these are exciting discov-
eries. But they are not really discoveries,
because much of this was already known
to indigenous peoples. Technologically
"primitive" peoples, who still depend
heavily on hunting and gathering for their
subsistence, routinely distinguish and
name hundreds of species of local plants
and animals and can recite the species' in-
dividual life histories. The New Guineans
who guide me in the jungle, for example.
often point out plants that they use as con-
traceptives, antimalarials, wound-healers,
and abortion-inducing agents.
Much of this knowledge would be com-
mercially valuable in the outside world.
As a result, drug companies hire ethnobi-
ologists — biologists who study the folk
knowledge of natural phenomena — to col-
lect plants and animals for testing as
sources of new drugs. Tribespeople tell
ethnobiologists which species to collect
and what to test each species for. The sci-
entific study of the chemicals produced by
Uving plants and animals is called chemi-
cal ecology. A promising trend in conser-
vation biology is for drug and chemical
companies to buy "chemical prospecting
hcenses" in remnants of the world's belea-
guered tropical rain forests.
The encyclopedic knowledge of the nat-
ural world possessed by New Guineans
(see "This-Fellow Frog, Name Belong-
him Dakwo," April 1989, and "The Eth-
nobiologist's Dilemma," June 1989) is on
my mind now, as I have just returned from
a month studying birds among the Keteng-
ban people of Indonesian New Guinea.
Showing the voluminous knowledge typi-
cal of New Guineans, my Ketengban
guides described the habits of 165 local
bird species. They did not, of course, use
English or Latin names but names in their
own language, such as toktokpani, biila-
biila, and amkeri-tololop. Much of what
my guides told me I knew to be scientifi-
cally correct; other things were new to me,
but they sounded plausible. Some of them
must have taken great acuity to observe.
For example, one morning my one-
eyed guide, Robert Uropka, claimed that
4 Natural History 2/94
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he had just glimpsed, high above our
heads in the jungle, a small bird known lo-
cally as mawe. Looking through my
binoculars, I identified it as Lorentz's
whistler and objected that Robert had al-
ready applied that name to another bird,
which I knew as the regent whistler.
Robert then gave me a short lecture (in the
Indonesian language that we shared) on
the distinctions. "Yes, we use the name
'mawe' for two different birds. This one
lives high on the mountain, and the male
and female have identical plumage. The
other one lives lower on the mountain, has
a different song, and the male differs in its
black crown and yellow nape." I was flab-
bergasted, because both sexes of Lorentz's
whistler are so similar to female regent
whistlers that even ornithologists poring
over stuffed specimens didn't recognize
them as distinct species until 1939.
While Robert was demonstrably right
about the whistlers, he also described to
me some bird lore that sounded wildly im-
plausible— stories of birds that stink and
birds that act as living flytraps. But those
stories, too, may be true; an equally wild
tale, told by other New Guineans about
supposedly poisonous birds, has just been
confirmed by scientists. Such confirma-
tion illustrates that major scientific discov-
eries, perhaps of great economic value,
await teams of chemical ecologists and
ethnobiologists. The stories also carry a
larger message about the tragedy of
shrinking human knowledge.
The recent "Case of the Poisonous
Birds" has to do with three common, con-
spicuous, and very noisy species of jay-
sized New Guinea birds called pitohuis,
which have been known to scientists since
1827. Thousands of specimens are in the
world's museums, and hundreds of tourists
visiting New Guinea observe them in the
jungle every year. I have caught hundreds
of pitohuis in nets, watched and tape-
recorded thousands, and published two pa-
pers on their behavior. None of us "profes-
sional" scientists suspected poison. The
sole hint was a single sentence in a long
book published in 1977 by the Kalam vil-
lager Ian Saem Majnep, in collaboration
with New Zealand ethnobiologist Ralph
Bulmer. Detailing what Kalam villagers
knew about each of 137 bird species living
in their valley, Majnep wrote of the
hooded pitohui, "Some men say that the
skin is bitter and puckers the mouth."
Pitohuis in general, and that sentence in
particular, were far from the mind of
American graduate student Jack Dum-
bacher in 1989, when he set up nets in the
New Guinea jungle to trap birds of par-
adise. Hooded pitohuis got caught in the
nets and had to be removed. In the process,
the birds scratched Dumbacher's hands
with their claws and bills, and he noticed
that the birds had a strong, sour smell.
When he licked off his wounds, his lips
and mouth began to tingle and bum and
then went numb for several hours. His
New Guinea field assistants later told him
that the hooded pitohui was "good for
nothing, a rubbish bird" and was not to be
eaten unless carefully skinned.
The explanation began to emerge when
New Guinea's rusty pitohui: common, noisy — and poisonous.
Brian J. Coates; Bruce Coleman, Inc.
Dumbacher sent dead specimens of
hooded pitohuis to National Institutes of
Health scientists for chemical testing. In-
jection of pitohui skin or feather extracts
into mice caused the mice to develop hind-
leg prostration and paralysis, leading to
convulsions and death in as Uttle as fifteen
minutes. Dumbacher's belated discovery
came as a real surprise. Although many
other animals, such as monarch butterflies,
were known to accumulate or synthesize
poisons to make themselves unappetizing
to predators, this was the first well-docu-
mented example among birds. Presumably
such would-be predators as snakes and
possums would be driven off after one bit-
ter, mouth-puckering lick of the pitohui's
feathers, and the bird's sour smell and
bold, orange-and-black coloration would
help them remember the experience.
Another surprise emerged when the
hooded pitohui's poison was extracted, pu-
rified, and chemically identified. It proved
to be the nerve and muscle poison homo-
batrachotoxin — a substance otherwise
known only from a different continent and
different vertebrate class — in South and
Central American poison-dart frogs, so
called because Indians use the animals'
skins to poison blowgun darts. Homoba-
trachotoxin is one of the most poisonous
substances known, hundreds of times
more powerful than strychnine. One
hooded pitohui contains enough of the
poison to kill more than 500 mice. How
the pitohui's nerves and muscles resist its
own poison is not known.
The appearance of the same toxin in
frogs and birds exemplifies, astonishingly,
the phenomenon of convergent evolution
at the molecular level. Just as birds, bats,
and pterodactyls independently evolved
wings, pitohuis and poison-dart frogs have
converged on each other by evolving ho-
mobatrachotoxin. The poison itself has no
odor, so pitohuis seem also to have
evolved some as-yet-unidentified, sour-
smelling chemical to warn off predators
before they can take a bite.
Dumbacher and his colleagues identi-
fied homobatrachotoxin not only in
hooded pitohuis but also (albeit at lower
concentrations) in two related species, the
variable pitohui and the rusty pitohui. As
its name implies, the variable pitohui
shows far greater geographic variation in
plumage than any other New Guinea bird
species. Until now, no ornithologist had
the faintest idea why two populations of
variable pitohui, from opposite ends of
New Guinea, are orange and black like
hooded pitohuis; why some are uniformly
6 Natural History 2/94
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rusty, like rusty pitohuis; and why some
have color patterns that differ from those
of the first two.
Now we have a clue: "Miillerian mim-
icry," the phenomenon, well known in
tropical butterflies, whereby several poi-
sonous species share the same bold pat-
tern. As a result of this mutual mimicry,
each species benefits by the other's poi-
son, because a predator that tastes and
spits out one species thereby learns to
avoid the other species as well. In the two
parts of New Guinea where I collected
pitohuis, however, not only did I smell and
taste nothing after handling the birds my-
self, but the local New Guinea tribesmen
working with me also stuffed and ate them
with no ill effect and volunteered no sto-
ries about their being "rubbish birds." Per-
haps the presence of poison varies geo-
graphically in New Guinea pitohuis, and
the variable pitohuis resemble the hooded
pitohui, rusty pitohui, or neither, depend-
ing on which species is locally poisonous.
But the pitohui story has still bigger im-
plications. All three pitohui species are
leaders of wandering flocks, composed of
several dozen different species belonging
to at least seven different families. All
members of the flocks are various shades
and combinations of rust and black. And
several flock members also mimic other
member species' calls. Why?
When I published an article on the
flocks six years ago, I advanced the usual
two explanations that ornithologists have
invoked to explain convergence in oflier
flocks of unrelated species: the mimicry
may make it hard for a would-be predator
to concentrate on foUowing any single po-
tential victim and easy for each flock
member to stay with die group. Now, as a
result of the discoveries by Dumbacher
and his colleagues, I have to wonder
whether the flock members are also simul-
taneously signaling or pretending to be
poisonous.
And yet another big question arises. In
the rusty-and-black flocks are individuals
(mostly females) of at least fifteen species
of New Guinea's most famous birds, the
birds of paradise. Male birds of paradise
have attracted much scientific attention
because they evolved through sexual se-
lection to have the world's most bizarre
plumage. Females have drawn much less
interest, their rusty-and-black plumage
being much more conservative. But note a
comment of feather collector A. E. Pratt,
reduced by starvation nearly a century ago
to eating a bird of paradise. He wrote of
his dinner: "The most shocking flesh I
have ever eaten. . .as bitter as gall. . .it was
truly abominable, and after the first spoon-
ful we got no further." While ornitholo-
gists have been concentrating on the
gaudy bird of paradise males and ignoring
the females, could they have been missing
another story of poison and Miillerian
mimicry on a grand scale?
Thus, behind one sentence in the ethno-
biological literature lurked a cascade of
major discoveries and questions: the first
proven examples of poisonous birds; a
case of convergent evolution at the molec-
ular level; a case of Miillerian mimicry; a
possible explanation for geographic varia-
tion in plumage; a force behind mixed-
species flocking; and a major selective
force on birds of paradise. In retrospect,
one might ask why none of the biologists
who had read Majnep's and Bulmer's
book beat Dumbacher to his discovery of
poisonous birds. Undoubtedly, the main
reason is that Majnep's clue was no more
than a single, qualified sentence in a long
book. Dumbacher discovered the bitter
skin for himself and came across Majnep's
sentence afterward. But there is also an-
other reason: chemists aren't yet accus-
tomed to asking New Guinea villagers for
suggestions about promising research pro-
jects. Here's one hint to chemists who may
now be starting to regret their past over-
sight: also buried in Majnep's book is a
paragraph about the bitter, mouth-pucker-
ing taste of the blue-capped ifrita, a New
Guinea bird quite unlike pitohuis.
In the case of the pitohuis, we now
know that local folk knowledge was scien-
tifically valid. Next, let's consider the
"Case of the Stinking Birds."
The case began one morning in July
1967, when a group of New Guineans and
I were sitting in a tent in the jungle, skin-
ning some bird specimens that we had just
caught. A Fore tribesman named Esa was
working on a mound builder, a large bird
famous for incubating its eggs with the
heat of scraped-together mounds of rotting
vegetation. Esa complained of feeling sick
from the carcass's stink; then he abruptly
vomited. This surprised me because the
bird had been shot only that morning, it
had had little time to rot, and the tempera-
ture was cool. None of my field assistants
had vomited over a carcass before, and, in
fact, they had struck me as notably unfas-
tidious in their wilUngness to eat birds that
had been kiUed the day before.
Another New Guinean present, who
was more famiUar with mound builders
than Esa or I, explained that they were dis-
tinctive in stinking much sooner after
death than other bird species. When I later
traveled to the Solomon Islands, where
mound builders are abundant, I was given
the same information. My Solomon Island
friend Alisasa Bisili told me the following
traditional story of how his people hunt
mound builders (called e-yo in Alisasa's
Roviana language):
If you want to eat an e-yo, here's what you
have to do to cook it before it can start stink-
ing. During the day, go into the jungle and
look for a low branch with a white stain on
it. That stain is the e-yo's droppings. The
stain tells you that that's the branch on
which an e-yo roosts at night. Then go back
there after sunset with a pot of water and a
bow and arrow. When you spot the e-yo
sleeping on the branch, light a small fire on
the ground directly under it, and set the pot
on the fire. When the water reaches boiling,
shoot the e-yo with your bow and arrow, so
that it falls straight into the pot of boiling
water. That's the only way that we can kill
an e-yo and cook it soon enough that it
won't start to stink!
Mound builders aren't the only stinking
New Guinea bird, as I learned in 1966
when I took the Tudawe fiibesman Omwai
to Utai village in the Sepik Basin. An Utai
villager named Uteno had earned
Omwai's dislike by threatening to poison
him and by nevertheless coming to our hut
every morning to cadge bu-d carcasses and
tobacco. On this particular occasion, I saw
Omwai give Uteno the skinned carcass of
a giant cuckoo known as Menbek's cou-
cal, and named pini in Omwai's Tudawhe
language. I asked Omwai with surprise
why he had given so much meat to a man
whom he despised. Omwai explained —
and I confirmed with my own nose the
next time we shot a pini — that the pini is
the only other bird that starts to stink as
quickly as does a mound builder The gift
of the pini was Omwai's revenge against
Uteno.
We all know that dead animals smell
bad, but we rarely pause to reflect on the
smell's possible function. Think of any
dead body as a potential battleground be-
tween hyenas, beeties, other animal scav-
engers, and many species of microbes, all
seeking to digest the carcass for them-
selves. If a hyena swallows the carcass, it
thereby becomes unavailable to bacteria.
Biologically synthesized poisons, bad-
tasting substances, and evil-smelling
gases are weapons of chemical warfare by
which a microbe attempts to drive other
microbe species and scavenging animals
off the battlefield. The best-known such
weapon is peniciUin, a potent chemical se-
creted by a mold to kill bacteria (and now
8 Natural History 2/94
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one of the most valuable natural products
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For a microbe, a stinky chemical repre-
sents a flag of possession. For a hyena, it's
a deterrent. But what about the dead bird
itself? If the bird had wanted to deter po-
tential predators by a stink, shouldn't it
have had to stink while it was still alive?
Perhaps the post-mortem stink should be
viewed as just a chemical weapon evolved
by a microbe without any cooperation
from the dead bird.
Nevertheless, I'm suspicious because
the only two New Guinea bird species that
I've known to stink so quickly are both
big, clumsy, noisy, slow-moving species
that represent lots of meat for a potential
predator, and that seem otherwise ill-
equipped to deter predators. If you fill
yourself with a stinking poisonous chemi-
cal while you're still alive, you have to de-
velop resistance to the chemical yourself
You might find it much better to harbor
potentially stinky microbes and keep them
suppressed while you're alive, but ready
to stink as soon as you die. Or you could
design your tissue chemistry to attract a
stinky microbe after you die. If a predator
then makes the mistake of killing and eat-
ing you, it will get sick and learn to avoid
killing your relatives in the future. In the
language of population genetics, that's
called "increasing your inclusive fitness,"
or passing on your genes by aiding the sur-
vival of relatives sharing your genes, even
though you yourself don't survive. That's
A female crested bird of paradise: does her plain plumage
encode an untold evolutionary story?
why animal parents risk their lives to de-
fend their young, and why worker ants in
an ant colony forgo reproduction.
Naturally, all that I can offer at present
to explain stinking birds is this speculation
without evidence. It might prove to be
nothing more than one of those "just-so
stories" that biologists are often accused of
dreaming up to provide a functional expla-
nation where there really is none. But I
have a clearly formulated, testable hypoth-
esis. I propose that an ambitious chemical
ecologist with a weak nose and strong
stomach (1) measure the rates at which e-
yos and pinis stink after death, compared
with other birds, (2) identify the stinking
chemical, (3) identify the microbe or en-
zyme synthesizing the stinking chemical,
(4) test the stinking chemical or other
chemicals in a dead e-yo or pini carcass on
various microbe and scavenger species,
and (5) do feeding trials to see if experi-
enced New Guinea predators avoid e-yos
and pinis when given a choice of non-
stinking, similar-sized birds. Might stink-
ing birds prove to harbor another drug like
penicillin?
The "Case of the Living Hytrap" is my
other speculative example, designed to
tantalize chemical ecology graduate stu-
dents still searching for a thesis project.
This case began one afternoon in August
1965, when the Fore tribesman Paran
brought in a Papuan frogmouth (yasa in
the Fore language) that he had shot. As its
name implies, this raven-sized bird has a
very wide mouth reminiscent of a frog's.
Supposedly, the bird is stiictly nocturnal,
catches large prey like mice, lizards, and
large beetles, and sleeps during the day.
Paran insisted that this yasa, which he had
just shot that afternoon, had been sitting
motionless on a branch of a tree, with its
mouth wide open. He explained that he
had often seen yasas in that posture during
daylight hours, and that insects flew into
the bird's cavernous maw, attracted by a
smelly, sticky paste on its palate.
My first thought was, nonsense! If so,
frogmouths would have achieved every
species' evolutionary dream — getting
food without work or cost. Then I reflected
that there was indeed a cost, that of syn-
thesizing the sticky chemical bait. On the
other hand, a raven-sized bird would have
to attract a lot of flying insects before its
strategy of setting itself up as a living fly-
trap could rate as successful. Then again,
Paran was a cautious observer who had
been right about everything else that he re-
ported to me. My confidence in Paran in-
creased when I read a note by an Aus-
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tralian birdwatcher who had a pet frog-
mouth, and who saw it sit during the day
with its mouth open, snapping its mouth
shut when an insect flew in. Since no fiir-
ther information came to my attention, all
I could do was to mention the behavior
briefly in a book on New Guinea highland
birds that I published in 1972.
There the matter rested until last month,
when my Ketengban guide, Robert
Uropka. was lecturing me on the habits of
birds. He eventually described a big, noc-
turnal bird with a large mouth, convinc-
ingly imitated the call of the Papuan frog-
mouth, and called it sume in the
Ketengban language. "And by the way,"
he said, "the sume sits during the day with
its mouth wide open and" — 1 held my
breath — "Binatang masuk sendiri!" he
concluded in Indonesian ("insects fly in of
their own accord!").
Does flie Papuan frogmouth really se-
crete a chemical insect attractant and fly-
catching paste on its palate? If so, I'd in-
vest my pension in the stock of the
chemical company that isolates and manu-
factures the attractant and paste. Or did
Paran and Robert and the Australian bird-
watcher all misinterpret the frogmouth 's
behavior? And did Paran misinterpret the
paste on its palate? I've done what I can as
an ethnobiologist; it's now up to a chemi-
cal ecologist to confirm or explode the
"Case of the Living Flytrap."
We think of human knowledge today as
undergoing explosive growth. In many re-
spects, that's true. Laboratory biologists,
for instance, are learning more about a few
species that are superabundant — lab rats.
lab mice, fruit flies, the bacterium Es-
cherichia coli. and Homo sapiens.
In other respects, though, our knowl-
edge is shrinking. Over the course of mil-
lions of years, humans throughout the
world have built up a knowledge of their
local natural environment so extensive
that not even professional biologists can
hope to capture more than a small fraction
of it, and other members of urban and in-
dustrialized societies can scarcely imagine
it. At the end of the twenty-four days that I
spent with the Ketengban people, I felt
like a Philistine because I had so often
nudged the subject back to birds when
they began to talk of anything else. Even
for very rare bird species, such as New
Guinea's leaden honey-eater and garnet
robin, they rattled off the altitudes at
which the birds lived, the other species
with which they associated, the height
above the ground at which they foraged,
their diet, adult call, juvenile call, seasonal
movements, and so on. Only by cutting
short the Ketengbans' attempts to share
with me their equally detailed knowledge
of local plant, rat, and frog species could I
record even fragments of their knowledge
of birds in twenty-four days.
Traditionally, the Ketengbans acquired
this knowledge by spending much of flieir
time in the forest, from childhood on.
When I asked Robert Uropka how, lacking
binoculars and the sight oif one eye, he had
come to know so much about a tiny, dull-
plumed warbler species that lives in the
treetops, he told me that as children he and
his playmates used to climb trees, build
blinds in the canopy, and observe and hunt
FROZEN NO\j'ELTIE.£
.3^/1 ^tS\ )<|p
up there. But all that is changing, he ex-
plained, as he pointed to his eight-year-old
son. Children go to school now, and only
at vacation times can they live in the for-
est. The results, as I have seen elsewhere
in New Guinea, are adult New Guineans
who know scarcely more about birds than
do most American inner-city dwellers.
Within a decade or two, drug companies
carrying out chemical prospecting will
have to go in blind, lacking guidance as to
which of tens of thousands of species to
collect or what to test each species for.
Compounding this problem, education
throughout Indonesian New Guinea is in
the national language, not in Ketengban
and the 300 other indigenous languages.
Radio, TV, newspapers, commerce, and
government also use the Indonesian lan-
guage. While the reasoning behind such
decisions is, of course, understandable, the
outcome is that all but about 200 of the
modem world's 6,000 languages are likely
to be extinct or moribund by the end of the
next century. As humanity's linguistic her-
itage disintegrates, much of our tradi-
tional, mostly unrecorded knowledge base
vanishes with it.
The analogy that occurs to me is the
final destruction, in a.d. 391, of the largest
library of the ancient world, at Alexandria.
That library housed all the literature of
Greece, plus much literature of other cul-
tures. As a result of that library's burning,
later generations lost all but the Iliad and
Odyssey among Greek epics, most of the
poetry of Pindar and Sappho, and dozens
of plays by Aeschylus and Euripides — to
mention just a few examples.
The ongoing loss today that draws most
public attention is the loss of biodiversity.
In that loss, nature is viewed as the victim,
humans as the villains. But there is also a
parallel loss in which humans are both vic-
tims and unwitting villains. Not only are
species going extinct, but so is much of
our information about fliose species that
survive. In the future, no children will
grow up in the forest, where they could re-
ceive or rediscover that knowledge. Cer-
tainly, professional biologists don't have
the necessary time — I count myself lucky
if I can spend one month every year or two
in New Guinea. It is as if we are burning
most of our books, while the languages of
those books that remain become as lost to
us as the undeciphered Linear A of ancient
Crete.
Jared Diamond is an evohttionary biolo-
gist and physiologist at UCLA Medical
School.
12 Natural History 2/94
NPG Statement on Population
We Believe that the Optimum Rate of Population Growth is Negative
We believe that the optimum rate of population
growth for the United States (and for the world) is
negative until such time as the scale of economic ac-
tivity, and its environmental effects, are reduced to a
level that would be sustainable indefinitely.
We are convinced that if present rates of popula-
tion and economic growth are allowed to continue, the
end result, within the lifetimes of many of us, would
inevitably be near universal poverty in a hopelessly
polluted nation and world.
We agree with Professor Herman Daly who has
pointed out that the human economy is a subset of the
biosphere, and that the current scale of economic ac-
tivity relative to the biosphere is already far too
large to be sustainable indefinitely.
Stabilization Is Not Enough
We believe that calls for merely slowing down rapid
population growth, or for stabilizing population at
present or even higher levels, are totally inadequate.
Such proposals, while presented as a solution, fail
to address the central issue: how to create a national
(and world) economy that will be sustainable indefi-
nitely.
At present or at even higher levels of population,
neither the application of science and technology, nor
simplifying life-styles, nor any combination of the two,
can offer any hope of reducing our impact on the en-
vironment to a sustainable level.
We Need a Smaller Population
We recognize that our impact on the environment
in terms of pollution and resource depletion is the prod-
uct of our numbers times our per capita consumption
of energy and materials. Thus, there are only three
ways by which that impact can be reduced:
• By reducing the size of our population by a nega-
tive rate of population growth.
• By reducing over consumption (in the United States
and other developed countries) by simplifying life-
styles.
• By reducing resource depletion and pollution per
unit of consumption through more efficient use of
energy and materials.
Population size is by far the most critical of those
three variables. Nevertheless, our present scale of
economic activity is so large relative to the biosphere
that all three measures are needed in order to re-
duce it to a sustainable level.
An Urgent Need
Over 20 years ago, when our U.S. population was
far smaller, (about 202 million, rather than our present
260 million), Professor John Holdren correctly saw the
urgent need for a negative rate of population growth.
At that time he wrote,
"...What is surprising... is that there is not more
agreement concerning what the rate of change of popu-
lation size should be. For given the uncertain, but pos-
sibly grave, risks associated with substantially increas-
ing our impact on the environment, and given that
population growth aggravates or impedes the solution
of a wide variety of other problems... it should be ob-
vious that the optimum rate of population growth is
zero or negative until such time as the uncertainties
have been removed and the problems solved."
A Population Goal for Our Country
We must have, first of all, a nationally-determined
population goal for our country, accompanied by effec-
tive policies to achieve it.
We urge Congress and President Clinton to set, as
a top priority national goal, the achievement of a nega-
tive rate of population growth for the United States
until such time as the scale of our economic activ-
ity is reduced to a sustainable level.
We also call on our political leaders to urge other
nations to pursue a similar goal.
Please help us build broad public support for
a national policy to achieve a negative rate of
population growth.
NPG is a nonprofit, national membership orga-
nization established in 1972. We are the only orga-
nization that calls for a smaller U.S. and world
population, and recommends specific, realistic
measures to achieve those goals.
Contributions to NPG are tax deductible to the
extent the law allows. As reported to the IRS on our
most recent Form 990, our fundraising and admin-
istrative expense was only 13.3 percent of our total
income.
YES! I want to become a member of NPG, and help
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NH-294
Tffls View of Liff
In the Mind of the Beholder
For one observer, the fossil record reveals "a world stunning and fascinating
in its chaotic complexity and historical genesis "
by Stephen Jay Gould
A variety of ancient mottoes proclaims
thiat no principle of aesthetics can specify
the gorgeous and the ugly to everyone's
satisfaction. "Beauty," we are told, "is in
the eye of the beholder"; "There is no ac-
counting for tastes" — an observation old
enough to have a classical Latin original,
De gustibus non disputandum, and suffi-
ciently universal to boast a trendier ver-
sion in our current vernacular, "Different
strokes for different folks."
Science, by contrast, is supposed to be
an objective enterprise, with common cri-
teria of procedure and standards of evi-
dence that should lead all people of good
will to accept a documented conclusion. I
do not, of course, deny a genuine differ-
ence between aesthetics and science on
this score: we have truly discovered — as a
fact of the external world, not a preference
of our psyches — that the earth revolves
around the sun and that evolution happens;
but we will never reach consensus on
whether Bach or Brahms was the greater
composer (nor would scholars in the field
of aesthetics ask so foolish a question).
But I would also reject any claim that
personal preference, the root of aesthetic
judgment, does not play a key role in sci-
ence. True, the world is indifferent to our
hopes — and fire bums whether we like it
or not. But our ways of learning about the
world are strongly influenced by the social
preconceptions and biased modes of
thinking that each scientist must apply to
any problem. The stereotype of a fully ra-
tional and objective "scientific method,"
with individual scientists as logical (and
interchangeable) robots, is self-serving
mythology.
Historians and philosophers of science
often make a distinction between the logic
and psychologic of a scientific conclu-
sion— or "context of justification" and
"context of discovery" in the jargon. After
conclusions are firmly in place, a logical
pathway can be traced from data through
principles of reasoning to results and new
theories — context of justification. But sci-
entists who make the discovery rarely fol-
low the optimal pathway of subsequent
logical reconstruction. Scientists reach
conclusions for the damnedest of reasons:
intuitions, guesses, redirections after wild
goose chases, all combined with a dollop
of rigorous obsei"vation and logical rea-
soning to be sure — context of discovery.
This messy and personal side of science
should not be disparaged or covered up by
scientists for two major reasons. First, sci-
entists should proudly show this human
face to display their kinship with all other
modes of creative human thought. (The
myth of a separate mode based on rigorous
objectivity and arcane, largely mathema-
tical knowledge, vouchsafed only to the
initiated, may provide some immediate
benefits in bamboozling a public to regard
us as a new priesthood, but must ulti-
mately prove harmful in erecting barriers
to truly friendly understanding and in
falsely persuading so many students that
science lies beyond their capabilities.)
Second, while biases and preferences
often impede understanding, these mental
idiosyncrasies may also serve as powerful,
if quirky and personal, guides to solutions.
C. S. Peirce (1839-1914), America's
greatest philosopher of science, even
coined a word to express the imaginative
mode of reasoning involved in such men-
tal leaping: abduction, or leading from
(one place to another), to confi-ast with the
more sedate and classical modes of deduc-
tion, or logical sequencing, and induction,
or generahzation from accumulated par-
ticulars (all from the Latin ducere, to lead).
This general theme leapt (or crept) into
my mind as I contemplated the three
hottest paleontological news items of 1993
(I am purposely excluding Jurassic Park,
and anything else with the slightest odor
of dinosaur, for personal reasons of over-
saturation to the point of brontosaurian
boredom; if someone could grant me a
two-year's sabbatical from all contact with
them, I might even like dinosaurs again.)
In particular, I noted a discordance, com-
mon to all three items, between their cov-
erage in the press and my personal reac-
tion to the claims. All three were described
as particularly surprising (they would not
have ranked as "hot" items otherwise) —
whereas I found each claim intensely in-
teresting but entirely expected. This led
me, naturally, to wonder why these (to me)
perfectiy reasonable claims seemed so un-
usual to others.
One might posit that my lack of surprise
only recorded the professional knowledge
of all practicing paleontologists — and tiiat
the discordance therefore lies between
public and professional perception (thus
reinforcing the myth of an arcane and en-
lightened priesthood of scientists). But
many, probably most, of my professional
colleagues were surprised as well — so the
reasons for my expectations must be
sought elsewhere.
I then recognized an abstract linkage
among the three news items and finally
understood the coordinated source of my
complacency and the surprise of others.
On an overt level, the three items could not
be more different — for they span a maxi-
mal range of time and subject in the evolu-
tionary history of multicellular animals
(and this disparity provides an added ben-
efit in making their conjunction a good
14 Natural History 2/94
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theme for an essay — so my literary thanks
go out to them as well). The first item
comes from the very beginning, the sec-
ond from the middle, and the third from
the latest moment in the history of animal
life. The three seem just as different in sub-
ject— for the first examines evolutionary
rate; the second, interaction among organ-
isms; and the third, biogeography, or place
of origin for a key species.
But the three stories are linked at a level
sufficiently abstract to evoke the underly-
ing attitudes so basic to one's particular
being that popular culture speaks of a per-
son's "philosophy of life," or "worldview."
Scholars have also struggled with this no-
tion of a personal or social model so per-
vasive that all particulars are judged in its
light. Being scholars, they may use a fancy
German term like Weltanschauung, which
sounds complex but only means "outlook
upon the world." In the most celebrated
use in a social sense, T. S. Kuhn referred
to the shared worldview of scientists as a
paradigm (see his classic 1962 book. The
Structure of Scientific Revolutions). Such
paradigms, in Kuhn's view, are so con-
straining, and so unbreakable in their own
terms, that fundamentally new theories
must be imported from elsewhere (in-
sights of other discipUnes, conscious radi-
calism of young rebels within a field) and
must then triumph by rapid replacement
(scientific revolution), rather than by in-
cremental advance. But the most eloquent
testimony to the power and pervasiveness
of worldviews was surely provided by
Gilbert and Sullivan's Private Willis (in
lolanthe), as he mused on guard duty out-
side the Victorian House of Commons:
I often think it's comical
How Nature always does contrive
That every boy and every gal
That's bom into the world alive
is either a Uttle Liberal
Or else a little Conservative!
Nothing is more dangerous than a dog-
matic worldview — nothing more con-
straining, more blinding to innovation,
more destructive of openness to novelty.
But on the other hand, a fruitful worldview
Soaxu
'Si
'There they go on their annual migration, the
wildebeests and Professor Lippincott. ..."
is the greatest shortcut to insight and the
finest prod for making connections — in
short, the best possible agent for a
Peircean abduction. So much in our mate-
rial culture is both alluring and dangerous
at the same time — try fast cars and high-
stakes poker for starters. Why shouldn't a
fundamental issue in our intellectual lives
have the same property?
In short, I realized that my linkage of
the three issues, and my lack of surprise at
claims reported in newspapers as startling,
emanated from a worldview, or model of
reality, different in some crucial respects
from the expectations held by many scien-
tific colleagues and by the general public. I
do not know that my view is more correct;
I do not even think that "right" and
"wrong" are good categories for assessing
complex mental models of external real-
ity— for models in science are judged as
useful or detrimental, not as true or false.
I do know that chosen models dictate
our parsing of namre and either channel
our thoughts toward novel insight or blind
us to evident and important aspects of re-
ality. Beauty must be in the eye of the be-
holder— and our minds are as varied as
our hairstyles. "For great is truth, and shall
prevail" — but we only get there along
pathways of our own mental construction.
Science is as resolutely personal an enter-
prise as art, even if the chief prize be truth
rather than beauty (although artists also
seek truth, and good science is profoundly
beautiful).
1. Timing the Cambrian explosion:
How fast is fast? Paleontologists have long
known, and puzzled over, the rapid ap-
pearance of nearly all major animal phyla
during a short interval at the beginning of
the Cambrian period (a subject frequently
treated in these essays and in my book
Wondetful Life). The earth's fossil record
extends back 3.5 billion years to the earli-
est rock sufficiently unaltered by later heat
and pressure to preserve traces of ancient
organisms. But with the exception of some
multicellular algae that play no role in the
genealogy of animals, all life, including
the ancestors of animals, remained unicel-
lular for five-sixths of subsequent history,
until about 550 million years ago, when an
evolutionary explosion introduced all the
major groups of animals in just a few mil-
lion years.
When geologists use die word explo-
sion, you must take this expression with a
grain of salt and recognize that, in our
world, explosions have very long fuses.
No one has ever doubted that the Cam-
brian explosion must be measured in mil-
16 Natural History 2/94
lions of years — a long time for anyone
who has ever set a dynamite charge, but
awfully quick relative to a history of life
measured in billions (remember that one
thousand millions make a billion). But
how many millions?
Paleontologists have always hedged on
this crucial question because we had no
precise dates for the inception of the Cam-
brian period. The Cambrian ended some
505 to 510 million years ago, but we had
no good fix on the beginning until last
September, when several of my colleagues
in the Cambridge mafia (Harvard plus
MIT) joined with Russian geologists in fi-
nally nailing the early Cambrian, based on
data "so beautiful you could cry," to quote
my grandmother, who would have under-
stood (S. A. Bowring, J. P. Grotzinger,
C. E. Isachsen, A. H. Knoll, S. M.
Pelechaty, and P. Kolosov, "Calibrating
Rates of Early Cambrian Evolution," Sci-
ence, Septembers, 1993, pp. 1293-98).
Previous estimates for the Cambrian's
beginning ranged from nearly 600 to 530
milfion years ago (I have been using 590
in my introductory course for years, but
must change the date this time around).
The older dates (favored by most) permit-
ted quite a good stretch for the Cambrian
explosion, perhaps 30 million years or so
(still a moment among billions, but at least
a relaxed moment). My colleagues have
now pinpointed the explosion by caUbrat-
ing the radioactive decay of uranium to
lead within zircon crystals obtained from
volcanic rocks interbedded with Siberian
sediments containing earliest Cambrian
fossils.
The earliest Cambrian, like Caesar's
Gaul, is divided into three parts called,
from oldest to youngest, Manakayan,
Tommotian, and Atdabanian. (The names
are all derived from Russian localities
where early Cambrian rocks are particu-
larly well exposed.) The Manakayan con-
tains many fossihzed bits and pieces of
cousins and precursors, but not the re-
mains of major modem phyla. The Man-
akayan therefore predates the Cambrian
explosion. By the end of the Atdabanian,
virtually all modem phyla had made their
appearance. The Cambrian explosion
therefore spans the Tommotian and Atda-
banian stages.
My colleagues have dated the base of
the Manakayan at 544 milfion years ago
(with potential error of only a few hundred
thousand years) and have determined that
this initial stage lasted some 14 million
years. The Tommotian began about 530
million years ago and — get this, for now
the intellectual impact occurs — the subse-
quent Atdabanian stage ended only 5 to 6
(at the very most, 10) million years later
Thus, the entire Cambrian explosion, pre-
viously allowed 30 or even 40 million
years, must now fit into 5 to 10 (and al-
most surely nearer the lower limit), from
the base of the Tommotian to the end of
the Atdabanian. In other words, fast is
much, much faster than we ever thought.
This story rocked the airwaves (insofar
as any scientific tale merits the cliche).
The New York Times awarded front-page
billing in its weekly science section; Na-
tional Public Radio featured my col-
leagues on its weekly science talk show.
The primary theme was intense surprise:
evolution means slow; how could so much
happen so fast? Was the entire conceptual
world of evolutionary theory about to be
undermined? I was absolutely delighted
by my colleagues' result, but I was not sur-
prised. I have believed for many years that
fast was at least this fast. (1 had regarded
the old limits of 30 to 40 million years
merely as an upper bound, and had as-
sumed that the Cambrian explosion only
occupied a small segment at the beginning
of this full interval.) Why such a differ-
ence between public perception and my
personal reaction?
2. bisects and flowers. Nothing displays
human hubris more than the old textbook
designation of recent geological times as
the "age of man." First of all, if we must
use an eponymous designation, we live
today, and have always lived, in the "age
of bacteria." Second, if we insist on multi-
cellular parochialism, modem times must
surely be called the "age of insects."
c-i,, ■ /
y' n
"We're out of electricity."
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Homo sapiens is one species, mammals a
few thousand. By contrast, nearly a mil-
lion species of insects have been described
(and several millions more remain undis-
covered and uncataloged). Insects repre-
sent more than 70 percent of all named an-
imal species.
So why are insects so diverse? Many
answers have been offered, and the solu-
tion will be some complex combination of
the good arguments. Small size, great eco-
logical diversity, rapid geographic disper-
sal, have all been mentioned and are prob-
ably valid as partial explanations, but one
other factor always stands out in the con-
ventional list of reasons: coevolution with
flowering plants. The angiosperms, or
flowering plants, are by far the most di-
verse group in their kingdom. Many spe-
cies are fertilized by insects in a mutually
beneficial arrangement that supplies food
to the insects while transporting pollen
from flower to flower.
So intricate, and so mutually adapted,
are the features of both flower and insect in
many cases — special colors and odors to
attract the insects, exquisitely fashioned
mouthparts to extract flie nectar, for ex-
ample— that this pairing has become our
classic example of coevolution, or promo-
tion of adaptation and diversity by interac-
tion among organisms during their evolu-
tion. (Darwin wrote an entire book on the
subject, using the classic case of intri-
cately coadapted orchids and their insect
pollinators.) Thus, a received truth of evo-
lutionary biology has proclaimed that in-
sects are so diverse, in no small part, be-
cause flowering plants are so varied — and
each plant evolves its pollinator (and vice
versa).
Sounds good, but is it true? The fossil
record suggests an obvious test, but curi-
ously, no one had ever carried out the pro-
tocol until my colleagues Conrad Laban-
deira and Jack Sepkoski published a paper
last July ("Insect Diversity in the Fossil
Record," Science, July 16, 1993, pp. 310-
15). Insects arose in the Devonian period,
but began a major radiation in diversity
during subsequent Carboniferous times,
some 325 million years ago. An-
giosperms, by contrast, arose much later.
Their first fossils are found in early Creta-
1 8 Natural History 2/94
ceous strata, some 140 million years ago
(if they arose earlier, as some scientists
speculate, they could not have been very
abundant). But angiosperms didn't really
flower (pardon the irresistible, if unorigi-
nal, pun) until the Albian and Cenomanian
stages of the middle Cretaceous, some 100
milhon years ago, where their explosive
evolutionary radiation stands out as one of
the great events of our fossil record.
If insect diversity is tied to the radiation
of flowering plants, as haditional views
proclaim, then this burst of angiosperms
should be matched by a similar explosion
of insects in the fossil record. Why has
such an obvious test of an important evo-
lutionary hypothesis not been made be-
fore? The reason may he ui a common
misconception about the fossil record of
insects. Many people suppose that this
record is exceptionally poor, with so few
insects preserved as fossils that we would
never be able to get a good enough count
to assess the hypothesis of a sharp increase
during the Cretaceous when the an-
giosperms radiated.
To be sure, insects do not fossilize as
readily as clams or trilobites, but theh
record is by no means so sparse as com-
mon impressions hold. Jack Sepkoski has
spent most of his twenty-year career (he
was my graduate student just before then,
so I confess my familial bias toward his
work) engaged in an enterprise that some
traditional paleontologists dismiss with
the epithet of "taxon counting" — fliat is,
he sits in the library (which he describes as
his "field area") and tabulates the ranges
of all fossil genera and famihes in all the
world's literature in all languages. (This is
neither so simple nor so automatic a pro-
cedure as the uninitiated might imagine.
First of all, you need to know where to
find, and how to recognize, obscure
sources in publications with non-Roman
alphabets. Second, you do not merely list
what you find, but must make judgments
about the numerous taxonomic and geo-
logic errors in such publications. I have
never understood why some traditionalists
disparage this work. They, after all, have
published the literature that Sepkoski uses;
don't they want their work so honored and
well employed? Through Sepkoski's
painstaking effort in full and standardized
tabulation, we have, for the first time, a us-
able compendium of changing diversity
throughout the history of life, and for all
groups.)
Labandeira and Sepkoski found that the
insect record is better than anyone thought
(once you add up all the Russian and Chi-
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nese publications). In fact, insects are
more cJiverse than that other famous ter-
restrial group, for which no one has ever
been shy about offering conclusions — the
tetrapods, or terrestrial vertebrates (am-
phibians, reptiles, birds, and mammals
combined). The fossil record of insects in-
cludes 1,263 families, that of tetrapods,
825 families. Moreover, except for the lat-
est Devonian, when insects were young
and hadn't yet taken off on an evolutionary
radiation, insect diversity has always ex-
ceeded tetrapod diversity in every geolog-
ical epoch.
Looking at the taxonomic level of insect
families, Labandeira and Sepkoski could
find no evidence for any positive impact of
the angiosperm radiation upon insect di-
versity. The insect radiation began in the
early Carboniferous, some 325 million
years ago, got derailed once in the greatest
of all mass extinctions at the end of the
Permian (when eight of twenty-seven in-
sect orders died), began again in the sub-
sequent Triassic period, and has never
stopped since. In fact, and if anything, in-
crease in number of families actually
seems to slow down somewhat during the
Cretaceous as the angiosperms flowered!
Labandeira and Sepkoski then tried a
different approach and also found no rela-
tionship with angiosperms. Instead of tax-
onomic diversity, they tabulated ecologi-
cal variety by dividing insects into thirty-
four "mouthpart" categories — that is,
different ways of making an ecological Uv-
ing based on modes of feeding. (Many of
these categories include insects from sev-
eral different taxonomic lineages, so my
colleagues are measuring ecological dis-
parity, not just numerical abundance.)
They found that 65 to 88 percent of these
categories were already filled by the mid-
dle Jurassic, the period before an-
giosperms arose. Only one to seven new
categories arose after the angiosperms
evolved, but most of these have especially
poor fossil records, and may well have
originated earlier. Of these, only one cate-
gory is plausibly linked to life with flower-
ing plants. Thus, angiosperms are also not
responsible for the morphological variety
of insect feeding mechanisms.
Again, the news wires buzzed (more
punning apologies) with this story, and the
New York Times again awarded front-page
billing. Again, expressions of profound
surprise were the order of the day. Insects
evolved independently of the flowering
plants to which many are now so strongly
tied? How can this be? Doesn't Darwinism
proclaim that organisms change within
-7} "y
"Ron, you should have the doctor reset your biological clock."
20 Natural History 2/94
webs of competition and interaction to-
ward mutually beneficial states? And
again, I was pleased but not at all sur-
prised. For I have long felt that images of
balance and optimizing competition have
been greatly oversold, that major and ef-
fectively random forces buffet the history
of life, that most groups of organisms
make their own way according to their
own attributes, and that interactions
among most groups are, on the broad scale
of time in milUons, more like Longfel-
low's "Ships that pass in the night" than
the Book of Ruth's "Whither thou goest, I
will go."
3. Where did Homo sapiens originate?
My last issue is a carryover from previous
years. Nothing decisive happened in 1993
to resolve this hot debate of the last decade
or so. Rather, I am amazed that the story
has such fantastic "legs," and remains
both the hottest item on the paleoanthro-
pological news wire and a source of di-
chotomization that has forced a more com-
plex issue into two warring camps (at least
in pubhc perception).
One position has been dubbed the
"multiregionahst model," or the "cande-
labra" or "menorah" theory (depending on
your ethnic preferences) of recent human
evolution. Everyone agrees that our im-
mediate ancestral species. Homo erectus,
moved out of Africa into Europe and Asia
more than a million years ago (where they
became Java Man and Peking Man of the
old textbooks). Multiregionahsts argue
that Homo sapiens evolved simultane-
ously from Homx) erectus populations on
all three continents (with necessary main-
tenance of some gene flow among popula-
tions, for they could not otherwise have
evolved in such a coordinated way).
The other side has been called the "out
of Africa" or "Noah's ark" school of
human evolution. They argue that Homo
sapiens arose in one place as a small pop-
ulation and then spread throughout the
world to produce all our modem diversity.
If Africa was the single place, then Euro-
pean and Asian Homo erectus, and the
later European Neanderthals as well,
played little or no role in our origin but
were replaced by later invaders in a sec-
ond and much more recent wave of human
migration.
The most famous version of "Noah's
ark" theory, the poorly named "mitochon-
drial Eve" hypothesis of modem human
origins in Africa, suffered a blow in 1993,
when discovery of an important technical
fallacy in the computer program used to
generate and assess evolutionary trees de-
bunked the supposed evidence for an
African source. But in so disproving the
original claim, correction only dictated ag-
nosticism, not a contrary conclusion — that
is, the new trees are consistent with origin
in a single place, but Africa cannot be af-
firmed as the clearly preferred spot, al-
though Africa remains as plausible as any
other place by this criterion. Other inde-
pendent sources of evidence — especially
the greater genetic diversity measured
among African peoples — continue, in my
view, to favor an African origin. (A thor-
ough and fair review by a partisan of the
out-of-Africa school may be found in
"DNA and Recent Human Evolution," by
Mark Stoneking, Evolutionary Anthropol-
ogy, wol 2, ]993, pp. 60-13.)'
As a student of snails, I have no great
personal stake in this argument, although I
would be willing to wager that this new-
fangled Noah's ark will one day find its
Ararat (although I won't be shocked if the
boat sinks and multiregionalism tri-
umphs). But I am intrigued by joumalists'
representations of this debate — particu-
larly in their attribution of surprise to one
side and expectation to the other (thus
linking this tale, through the theme of mis-
placed surprise, to my previous two sto-
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BRITAIN
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WALK
June 6-16, 1994
There is no better way to become ac-
quainted with the English countryside
than on foot, and no more beautiful place
in Britain than the Lake District. This
summer, a small group of participants will join an American Museum
naturalist to explore the fells, wood-
lands and lakes of the exquisite Lake
District, a region long associated with
many of Britian's finest poets and art-
ists. Using a delightful old coaching
inn as our base, we will take daily
walks in the countryside to discover
the beauty and rich history of Britain's
most alluring region. Join us as we
explore the enchanting Lake District.
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
AMERICAN MUSEUM OF NATURAL HISTORY
ANCIENT
TURKEY
By Private Steam Train
May 31 - June 12, 1994
With exotic cities, magnificent landscapes and innumerable remnants of
glorious ancient civilizations, Turkey is one of the most exciting destina-
tions in the world. This spring, join the
American Museum aboard a refurbished
steam train as we explore this ancient
land. Highlights include the fabled city
of Istanbul, Turkey's capital, Ankara, the
ancient sites of Ephesus, Pergamum,
Heirapolis and Aphrodisia, and the
bizarre formations and underground
cities of Cappadocia. Join us for an
extraordinary adventure through the
Turkish countryside by steam train.
American
Museum of
Natural
\>wrmii History
Discovery Tours
Central Park West at 79th St.
New York, NY 10024
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
ries). Newspaper and science magazines
invariably present multiregionalism as the
orthodox, or expected, view, and out of
Africa (or any other single place) as the
surprising new kid on the block.
But this assessment is ass-backwards by
any standard rendering of evolutionary
theory (divorced from the distortions that
intrude upon us whenever we consider
something so close to us as human ances-
try). Origin in a single place is the expec-
tation of ordinary evolutionary theory, and
utterly unsurprising. Species are unitary
populations of organisms that split off
from their ancestral populations in a hm-
ited part of the parental range. Species
arise as historical entities in particular
places and then spread, if successful, as far
as their adaptations and ecological propen-
sities allow. Rats and pigeons live all over
ihe world, just as humans do. Yet we are
not tempted to argue that rats evolved in
parallel on all continents simultaneously.
We suppose that, like most species, they
arose in a single region and then spread
out. Why, then, does origin in a single
place surprise us when we, rather than pi-
geons, represent the subject? Why do we
devise an entirely idiosyncratic and un-
usual multiregional hypothesis, and then
proclaim it orthodox and expected?
I can only suppose that we want to seg-
regate humans off as something special.
We wish to see our evolution, particularly
the late expansion of our brain to current
size, as an event of more than merely local
significance. We do not wish to view our
global triumph as so fortuitously depen-
dent upon the contingent history of a small
African population; we would rather con-
ceive our exalted intellect as so generally
advantageous that all populations, in all
places, must move in adaptive unison to-
ward the same desired state.
I must try to understand the contrast of
public surprise with my personal expecta-
tion for these three disparate stories by
seeking a difference in worldviews, or
general models of reaUty, between me and
most of thee. Under what common para-
digm, rejected by me, does a shorter Cam-
brian explosion, a lack of lockstep evolu-
tion between flowering plants and insects,
and a single place of origin for Homo sapi-
ens, seem so surprising? I can only ob-
serve that all three contraries — a more
leisurely origin for anatomical designs, a
coordinated evolution of coadapted
groups, and an intercontinental origin of
our most valued features — fit well with a
more stately, predictable, and comforting
view of life's history than I can see in the
22 Natural History 2/94
fossil record. Traditional concepts of evo-
lution, at least in their translation to popu-
lar culture, favor a slow and stately proc-
ess, ruled by sensible adaptation along its
pathways and expanding out toward both
greater complexity of the highest forms
and more bountiful diversity throughout.
Such a view would coordinate all three
surprises in my three stories — for the
newly shortened Cambrian explosion is
decidedly unstately; the independence of
insects and flowers seems chaotically un-
coordinated; and the emergence of Homo
sapiens, if viewed as a historical event in a
single place, becomes quirky and chancy.
But my worldview accommodated and
anticipated all these phenomena of rate,
interaction, and place. 1 have come to see
stability as the norm for most times, and
evolutionary change as a relatively rapid
event punctuating the stillness and bring-
ing systems to new states. A faster Cam-
brian explosion feeds this expectation. I
view lineages as evolving largely indepen-
dently of one another. I do not deny, of
course, that species interact in adaptively
intricate ways. But each lineage is a
unique entity with its own idiosyncrasies;
and each evolutionary trajectory through a
temporal series of environments encoun-
ters so many random effects of great mag-
nitude that 1 expect historical individuality
to overwhelm coordination. Grand scale
independence of insects and flowers (de-
spite the tight linkage of so many species
pairs today) conforms to this view. Finally,
I regard each species as a contingent item
of history with an unpredictable future. 1
anticipate that a species will arise in a sin-
gle place and then move along an unex-
pected pathway. In short, all my nonsur-
prises are coordinated by a worldview that
celebrates quick and unpredictable
changes in a fossil record featuring lin-
eages construed as largely independent
historical entities. I should also add that I
find such a world stunning and fascinating
in its chaotic complexity and historical
genesis — and I happily trade the comforts
of the older view for the joys of contem-
plating and struggling with such multifari-
ous intrigue.
I've put myself in a tough spot. This
essay has veered dangerously close to un-
seemly self-congratulation. But I do not
write to claim that 1 have a "better" world-
view more attuned to solving the outstand-
ing problems of life's history. Nor do I as-
sert the correctness of my position on the
three stories, for truth is the daughter of
time, and 1 may be proved wrong about all
of them. 1 developed this topic because I
regard the subject of worldviews, or para-
digms, as so important for the unification
of all creative human thought, and I wrote
of my own experience because personal
testimony has been an accepted staple of
the essay ever since Montaigne invented
the genre. (And now 1 must halt, lest you
parry with Shakespeare's observation that
the author "dost protest too much, me-
thinks.")
Maybe my worldview, shared by many
scholars these days (for 1 came to it by as-
similation, not invention), has power as a
more fruitful outlook upon reality than
previous paradigms provided. Maybe my
horse is coming in. But maybe I am only
riding a gelding named "fashion," a nag
destined to stumble at the gate next season
at Hialeah as the Seabiscuit or Secretariat
of deterministic gradualism comes thun-
dering down the homestretch.
Stephen Jay Gould teaches biology, geol-
ogy, and the history of science at Harvard
University.
Enjoy arternoon tea. Witn ice.
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23
ScffiNCE Lite
1
AstrophysEd
Do you know what famous critical mass was assembled in Cleveland!
by Roger L. Welsch
A few years ago, physicist Stephen
Hawldng amazed the world of publishing
by producing a runaway best seller,
putting him right up there with literary gi-
ants like Norm Schwarzkopf and Howard
Stem. A couple of weeks ago I finally got
around to buying a paperback copy of
Hawking 's A Brief History of Time: From
the Big Bang to Black Holes, a primer in
astrophysics for the popular market. I am
now ready to talk with you about the book,
even though I haven't quite finished it,
putting me right up there with millions of
other book buyers.
To begin with, you should know that the
word astrophysics is a combination of as-
tronomy and physics, NOT astrology and
physics. Astrology is a belief system based
on mystic mumbo jumbo with no demon-
strable, substantiating basis in observable
phenomena, whereas astronomy has an n
instead of an / and an m instead of a g.
(There is an even bigger difference be-
tween physic and physics. Briefly, physics
can be the plural of physic, but physic is
not the singular of physics, a confusion
Hawking promises to explain in a later
book.)
Hawking's lesson for us in A Brief His-
tory of Time is that while we once thought
all matter was composed of indivisible el-
ements, and then indivisible atoms, and
then indivisible neutrons, all matter is ac-
tually made up of indivisible quarks
(meant to rhyme, sort of, with "quart," but
which, for reasons that physicists who ex-
plain the universe cannot explain, has
wound up rhyming, sort of, with "smart").
These quarks come in several "col-
ors"— red, green, and blue — even though
quarks have no color in reality, if they have
a reahty. Quarks are further classified into
six "flavor" groupings — up, down,
strange, charmed (which may explain why
no one ever goes to a dinner party thrown
by an astrophysicist), Szechuan, and
cherry-pistachio — even though cherry-
pistachio has no flavor in reality and
ir^i-r'i.^"""
Szechuan has more than enough to make
up for both of them. These taxonomic sys-
tems have been constructed by astrophysi-
cists, famous for their quirky (rhymes with
"quarky") sense of humor.
The important thing to remember is that
astrophysics operates (or operate) primar-
ily within scientists' minds, each step de-
pending on the theoretical soundness of
the theses leading up to it, a kind of intel-
lectiial pyramid scheme, illegal in most
states of the Union but still permitted in
astrophysics. The point is, no one is more
surprised than physicists when a couple of
centuries of theory are suddenly mani-
fested in some actual, observable, physical
event — for example. Silly Putty or the
atomic bomb.
As you can imagine, everybody in
physics circles was considerably relieved
when SUly Putty resulted from the critical
mass assembled in Cleveland and the A-
bomb popped up, so to speak, at Alamo-
gordo. Except maybe for Edward Teller,
who still seems disappointed by one or the
other of these outcomes.
At any rate, almost everything in
Hawking's book is based on his fertile
imagination and logical speculation, with
almost no visible evidence or proof. This
appears to differentiate his work from fic-
tion, which is almost always based on ob-
vious, demonstrable fact. In another way,
however, physics is a lot Uke fiction or in-
come tax calculating, in that when there is
a conflict between the world and an intel-
lectual construct, the author adjusts the
world to fit an imagined plot.
Take black matter, for example. As fate
would have it, the most recent and popular
theories in physics just don't work. It's not
as if there are some loose tiireads around
the edges; the theories don't work at all. If
they did, the universe would instanta-
neously fall in on itself or fly apart. Now
24 Natural History 2/94
those of us who are not astrophysicists
would probably do something like discard
the theories. Not astrophysicists. They
readjust the uncooperative universe to fit
their theories, postulating a gigantic quan-
tity of invisible gravity-producing stuff
they call black matter, even though it's not
black and maybe not even matter. And
there you are. Just like that, the modem,
popular theories are back in business.
I can imagine that readers new to
physics and its way of doing things might
be skeptical, but those of us who are
higher up in the world of science feel noth-
ing but anticipation in all this theorizing. It
could, after all, be a step toward a newer
and even sillier putty.
So that is how this book proceeds. For
instance, everyone — from little kids to re-
tired plumbers — who has heard rumors of
theories about an expanding universe is
haunted by the same question: If the uni-
verse is indeed expanding, what is it ex-
panding into? Isn't the universe every-
thing? I mean, what isn't universe, just
isn't. Right? Wrong? (Remember: You
have a theory that doesn't fit logic and re-
ality? Simple enough — change logic and
reality.) As I understand Hawking's book;
time began at the big bang. What was be-
fore the big bang doesn't count (in physics
you can do that; all you have to say is,
"That isn't permitted"). In sum, the uni-
verse is expanding into timelessness, fill-
ing it with matter. And time. A lot like a
dental appointment.
Speaking of time, there's something in
Hawking's book about a theory that the
farther you are away from the world, the
slower you get old — which sounds darned
promising for those of us who live in Ne-
braska.
Folklorist Roger L. Welsch lives on a tree
farm in Dannebrog, Nebraska.
Kenya
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25
During a skirmish near Kuril Lake in Russia 's Kamchatka
Peninsula, a huge subadult Steller's sea eagle has the advantage
over a white-tailed eagle (bottom).
*fyh
Fire, Ice, and Eagles
In a land shaped by volcanoes and glaciers,
birds of prey batten on a winter bounty of salmon
Text and photographs by Alexander Ladigin
Winter nights are long on Russia's far
eastern Kamchatka Peninsula, but moon-
light brightens the landscape when it re-
flects off snow some six feet deep. I leave
my log cabin before dawn and ski toward
Kuril Lake, hoping to elude detection by
crows, ravens, and eagles, the better to ob-
serve their natural habits. The temperature
is barely 0° F, and steam rises from the
lake. From the "window" of my second
cabin, one that I have built of snow, I see
eagles that have left their nighttime com-
munal roost and are soaring over the lake
in search of a breakfast of salmon. The ea-
gles are the reason I spend winters in
southern Kamchatka, sitting all day in an
igloo, brushing snow from my notebook,
and hoping my camera will still work de-
spite the frigid temperatures. Although
cramped and uncomfortable, my snow
cabin, one of many I have built on the very
edge of the lake, gives me a view of a
teeming oasis in the midst of a white
desert.
Kuril Lake, near the southern tip of the
peninsula, is the largest sockeye salmon
spawning ground in Asia. Traveling from
the Pacific Ocean, through the Sea of
Okhotsk, and upriver to Kuril Lake, some
eight million salmon arrive annually near
the place where they hatched some four or
five years earlier. Even though the spawn-
ing season is unusually long — from July to
March — at peak times the huge numbers
of fish pack not only the feeder streams
but also the shallow edges of the lake it-
self. Spawning, the laying and fertilization
of eggs, takes place over and over again at
the same sites. The pileup of eggs and the
abundant bodies of adult salmon, which
die after reproducing, are the foundation
of the winter life of Kuril Lake.
My study area is within the Kronotskiy
State Biosphere Reserve, about 2.5 mil-
lion acres in area and one of the largest in
Russia. Kamchatka itself is a land of glac-
iers and active volcanoes. Some thousand
feet deep, Kuril Lake is of volcanic origin
and is fed by creeks and springs. The sheer
volume of water and the influx of rela-
tively warm spring water keeps the lake
from freezing over completely in winter.
27
>
Sr-
1^
V
Until they begin to hibernate in late De-
cember, bears are active fishers of salmon,
and the resident foxes, wolverines, otters,
and even shrews take advantage of the
spawning frenzy.
Thousands of birds of various species
are also able to remain all winter because
the lake is ice-free. Gulls feed on decom-
posed salmon carcasses and caviar; com-
mon goldeneye ducks and mallards gather
dead eggs from the bottom of the
lakeshore; mergansers capture young
smolts (salmon hatchlings); and swans and
mergansers dig up salmon nests and de-
vour the eggs. Even perching birds not
usually associated with fish, such as wood-
peckers and willow tits, can be seen mak-
ing a meal of washed-up remains of
salmon and eggs. Crows, ravens, golden
eagles, and white-tailed eagles also vie for
a living on the lake — scavenging car-
casses and pirating fish from other birds.
The most impressive of the birds that
take advantage of this winter bounty, and
the subject that I have studied for more
than ten years, is the Steller's sea eagle.
True fishing eagles, closely related to
North American bald eagles, these birds
are named after Georg Steller, the eight-
eenth-century Russian naturalist who ex-
plored Kamchatka, Alaska, and the Aleut-
ian Islands. Steller's sea eagles are charac-
terized by their bright white foreheads,
shoulders, and tails, which contrast with
their brownish black bodies. Their beaks
are massive, deep, and strongly arched.
But the most remarkable aspect of these
eagles is their size; Steller's sea eagles can
weigh up to twenty pounds, about twice as
much as a bald eagle, and can have a
wingspan of some seven feet. Also known
as the white-shouldered eagle, this bird
breeds only in Russia; of the total world
population of 4,200 breeding pairs, 1,200
pairs nest on the Kamchatka Peninsula. In
28 Natural History 2/94
the winter, some of the birds migrate to
Japan and Korea, but about 1,000 individ-
uals, or one-eighth of the world's popula-
tion of Steller's eagles, remain at Kuril
Lake to feed on its riches.
Unlike bald eagles of North America,
which have attracted the attention of biol-
ogists, conservationists, and ecotourists,
Steller's sea eagles are little known and are
studied today by only a handful of scien-
tists. The haunts of the bird are remote,
and this may account for its extreme shy-
ness with humans. No roads lead to Kuril
Lake, and the nearest village lies some
sixty miles away. A scientific station has
Spawning sockeye salmon, below, choke the feeder streams of
Kuril Lake and sustain a wealth of bird life all winter. White-
tailed and golden eagles, ducks, swans, ravens, crows, and some
small songbirds, as well as Steller's eagles, left, partake of the
spoils of salmon eggs and carcasses.
an outpost on the one river that flows from
the lake to the sea. The limited access to
the region and the bitter weather make for
hard living conditions for scientists in
winter. But like other visitors to this area,
we enjoy plenty of fresh salmon and
caviar.
Among themselves, Steller's sea eagles
are extremely gregarious. Even in the
breeding season, when many species of
birds forgo flocks for family groups and
hunt singly or in pairs, Steller's eagles
tend to feed communally. This habit is re-
lated to their specialization as fish eaters;
fish, their main food year-round, tends to
be concentrated in lakes and streams.
Most Steller's sea eagles in Kamchatka
breed along the more northerly coasts of
the peninsula. Beginning in late March,
the eagles begin to refiirbish their huge
nests, which they use year after year. The
usual clutch consists of two eggs, and the
parent birds raise the eaglets on chunks of
freshly caught fish until the young birds
fledge by summer's end. As early as Sep-
tember, the leaves fall, the icy winds of
winter begin, and the eagles' lives change
dramatically. The lakes in northern Kam-
chatka freeze over, locking up their food
supply. Adults, subadults (eagles less than
five years old), and the young of the year
wander southward and congregate in large
groups, becoming even more social than
in summer. Of the thousand or so eagles
that take up winter residence on Kuril
Lake, I have seen more than four hundred
gather on one feeder stream choked with
salmon. As soon as one eagle finds a car-
cass, other eagles quickly gather The evo-
lution of this intensely social foraging sys-
tem, and the central role it plays in the
birds' general ecology, is the focus of
much of my winter work.
I beheve that the size of then- prey ex-
plains why feeding Steller's eagles attract
one another and, indeed, rarely feed inde-
pendently, even when food abounds. It
certainly contributes to the varied interac-
tions of Steller's and other species of ea-
gles. Adult sockeye salmon average about
29
[i^'l'"j?-''"'-!^^'J'U-v,^^Si^v'7 .'>7^ '
iMi
m'^n
.Vv«J
In the midst of glaciers and volcanoes,
Kuril Lake, below, remains ice-free all
winter An adult S teller's eagle, left,
reveals its fully mature plumage as it
hoists a scrap of salmon aloft. At six or
more pounds, whole salmon are too hefty
to allow even the mighty Steller's to
become airborne.
six pounds and are sheathed in tough skin.
Unless a salmon is dead and decomposing,
this hide is difficult for birds other than
Steller's eagles to penetrate. The golden
and white-tailed eagles that live at Kuril
Lake may take hours to pry an opening
around a salmon's gills, front fin, or anus,
and for the most part, they depend on the
massive-billed Steller's eagles to open a
fish carcass. Salmon is unusual prey for
white-tailed and golden eagles, which in
most of their range, and in summer in
Kamchatka, prey on other birds and on
mammals. They have no specific adapta-
tions for capturing large live salmon and
tend instead to scavenge dead fish on the
gravel bars of the lake or feed on the left-
overs when the Steller's eagles have had
their fill. The existence of the golden and
white-tailed eagles on the salmon spawn-
ing ground is attributable to the presence
of the more brawny, fish-eating special-
ists, the Steller's sea eagles.
In contrast, Steller's sea eagles are ac-
tive predators on the spawning ground.
They can catch and pull live salmon from
the water, but sockeye salmon carcasses
are simply too heavy for even Steller's ea-
gles to carry away, and they more often
feed on dead fish deposited on the gravel
bars and icy edges of the lake. One salmon
is more than enough to satiate several ea-
gles. The birds seldom bother with rotting
fish being picked apart by other species of
raptors. While golden eagles form small
feeding groups of three or four members,
and white-tailed eagles tend to hunt alone,
wintering Steller's eagles are attracted in
great numbers to other Steller's eagles.
The degree of attraction and interaction
reaches a peak when dozens of birds con-
verge on a mound of dead salmon — often
ignoring other carcasses — and harass and
fight one another in an attempt to steal the
spoils.
From my snow cabin, I have witnessed
some impressive squabbling from just ten
to twenty yards away. Although physical
injury, or even contact, is rare, the eagles
use a number of ritualized displays to con-
vey dominance, submission, and a variety
of moods. Wing, tail, and head displays
are most common. Sometimes one or
more eagles will stretch out their wings
and wave their tails to signal their determi-
nation to feed on a particular fish. Steller's
eagles and their cousins the bald eagles
regularly force other birds to give up prey,
as when a bald eagle harasses an osprey
into dropping its catch. Because of their
penchant for feeding together, Steller's ea-
gles also often engage in piracy and steal
fish from one another on the lakeshore.
Piracy takes place only when the fish is
sizable; small fish are not worth the energy
expended in a fight or are simply con-
sumed too quickly to allow piracy to
occur Moreover, even though its massive
beak enables a Steller's eagle to snatch
and swallow large chunks of fish, eating a
salmon takes a long time; before it has fin-
ished eating, any eagle partaking of such a
banquet is likely to be seen by another
hungry eagle.
For a long time I wondered why the ea-
gles preferred robbing one another to feed-
ing independently, especially when the
lakeshore teemed with living and dead
sahnon. 1 now beUeve that even for such a
mighty bird as the Steller's sea eagle,
opening large, tough-skinned carcasses is
31
One feeding eagle invariably attracts a crowd, below.
Displays, fights, and piracy ensue as the birds vie for salmon.
The Steller's eagle, with its deep, massive beak, opposite page,
is the only species of eagle on Kuril Lake able to penetrate the
thick skin ofsockeyes with relative ease.
a challenge. Cashing in on another eagle's
work is quicker and easier than ripping
open a fresh carcass and is even worth the
energy lost in displaying and squabbling.
Subadults, which are not yet adept at ma-
nipulating salmon, must either steal part of
another bird's fish or resort to eating soft,
rotting carcasses.
The dynamics of the Steller's eagles'
strategy are not those of classic piracy, in
which an entire prey is appropriated.
Rather, piracy and scavenging are com-
bined. Because a typical salmon provides
more than enough food to satiate a single
eagle, intruding birds do not so much steal
as use the valuable, surplus salmon. Group
feeding may be beneficial to the species
because large, unwieldy windfalls of food
are ultimately shared by many eagles.
I was surprised to find that conflicts
reached their peak in frequency and inten-
sity when food was most abundant. Con-
flicts between two individuals were rare,
but when group size increased to five, the
number of conflicts rose exponentially. A
major factor affecting the makeup of feed-
ing groups is the age of its members. Adult
eagles more often attacked feeding birds
and were more successful at piracy than
subadults.
As has been suggested for herons,
storks, and gulls, the color of plumage
may play a role in the formation of
Steller's eagles' feeding groups. Subadults
must wait five full years before they attain
fully mature plumage, with the striking
white head, tail, and shoulders. Younger
birds are dark brown with a few white
spots, and their beaks are pale, lacking the
bright orange of their elders'. The contrast
between white and deep brown in the
adults makes them easy to spot at a feed-
ing site and, I believe, gives other eagles a
powerful visual signal of a particular
bird's place in the feeding hierarchy — in
which adults take precedence. I think this
holds true not just on the wintering
grounds but also on the breeding grounds,
where Steller's eagles tend to nest near
one another along salmon rivers and
where several nesting pairs may share a
common hunting area.
According to my best estimates, each
Steller's eagle consumes about fifty fish a
season at Kuril Lake. In oflier parts of the
Kronotskiy Reserve where no spawning
grounds exist, eagles may die in winter.
But on Kuril Lake they tend to gain
weight. I was even able to catch some by
hand on fire ground because, after gorging
on several pounds of salmon, the eagles
were unable to fly away. Of tiie seven win-
ters I have spent on the lake, flie one ex-
ceptional season was the winter of 1992-
93. During weather that was unusually
harsh, even for Kamchatka, ice covered
tire spawning grounds, making fish inac-
cessible to the eagles and aU the other
birds that rely on salmon for their winter
livelihood. Far fewer eagles congregated
on the lake. Perhaps the next couple of
winters will reveal whether this is a short-
lived phenomenon or a climatic trend with
greater, and grimmer, implications for the
wildlife of the area.
As the spawning season winds down
and March approaches, most adult salmon
have reproduced and died. Food now be-
comes scarce. During this time, the com-
munal roost of the Steller's sea eagles,
which is located in stands of birch trees
some three to six miles from the lake, be-
comes particularly important as an area
where eagles exchange information re-
garding the location of food. When one
scouting eagle finds a spot with a few
salmon left, its soaring confreres wiU read-
ily find and join it. Eagles flapping in a
particular direction will soon catch the at-
tention of the birds still in the roost, and
the "word" will spread. This continues
until the lack of salmon and the hint of
spring send the eagles north to nest again.
In the middle of March, when the ea-
gles begin to return to the northern coasts,
I too leave Kuril Lake. I board an orange
polar helicopter and rise above the deep,
bright water. From the air I can see the sin-
gle river that connects the lake to the sea,
the one artery that brings life to Kuril Lake
in the form of millions of spawning
salmon. D
32 Natural History 2/94
An Unshaggy Dog Story
A bizarre canine is living evidence of prehistoric contact between Mexico and Peru
by Alana Cordy-Collins
When the Spaniards came to the Amer-
icas in the early sixteenth century, among
the novel animals they encountered in
both Mexico and Peru was the hairless
dog. "It is a dog with no hair at all; it goes
about completely naked. It sleeps upon a
cape which covers it," wrote the mission-
ary-ethnographer Bernardo de Sahagun,
who observed that the animal was raised
by peoples throughout the warmer parts of
Mexico and was frequently sold in the
bustling markets. The Aztecs called the
hairless dog xoloitzcuintli, a name com-
posed of the word for dog, escuintli, and
the name of a monstrous, doglike deity,
Xolotl. Similar dogs existed in China,
Africa, and the Middle East, but these
were unknown to the Spaniards, who con-
sidered the creature one of the extreme
oddities to be found in the Americas. Four
hundred years later, the descendants of
those animals seem no less bizarre, with
the wrinkles and warts of their bare and
often mottled skin unrelieved by hair ex-
cept for some on the crown of the head, the
feet, and tip of the tail.
The animal's presence in the New
World can be traced at least as far back as
the Colima culture, which flourished in
western Mexico between 250 B.C. and a.d.
450. Colima artists created hundreds of
pottery vessels in the shape of dogs, usu-
ally in a highly burnished redware, and
buried them along with other pottery
forms (human, animal, plant) in the deep
shaft-tombs of their deceased. Many
scholars believe Colima society was
shamanistic. Although the culture is long
extinct and left no written records, repre-
sentations of the hallucinogenic peyote
cactus, homed warriors, even the occa-
sional homed or masked dog, all give rise
to this interpretation. In fact, my initial in-
terest in Colima ceramics was sparked by
the possibility that they carried a meaning
deeper than met the eye.
Most of the Colima dog vessels are
modeled into squat, rotund little animals
that probably represent dogs with coats.
But not every Colima dog is a sleek, round
creature — some are unequivocally bald,
displaying the wrinkled skin, warts, and
34 Natural History 2/94
Incised lines on a dog-shaped pottery vessel portray wrinkles
in the skin, showing that the animal lacked a normal coat of hair
The vessel was unearthed from a tomb of the Colima culture
of western Mexico, 250 b.c.-a.d. 450.
Perros en las Tumbas de Colima; Universidad de Colima
:*
_*6;
.**
Los Angeles County Museum of Art
Two hairless puppies at play, right, were immortalized by a
Colima artist. The earliest Mexican sculptures of the hairless
dog precede by a thousand years the first such portrayals
in Peru. Ecuadorean sea traders, such as the Salangone or
their predecessors, map below, may have introduced the
breed into South America.
Joe LeMonnier
boniness normally concealed by fur. Other
Colima pots show dogs whose teeth are
abnormal or even misssing entirely, a typ-
ical trait of the hairless breed {see "A
Lethal Gene," page 39).
Early chroniclers do not mention en-
countering hairless dogs in Peru, although
the animals are amply represented in the
region's art. Nineteenth-century reports in-
dicate that the animals were confined
mainly to the coast, as they are today. The
cold Andean highlands offered no haven
for such bare creatures. The explorer-car- '
tographer J. J. von Tschudi mentions that
in the 1840s hakless dogs were found in
the higher altitudes, but only in warm val-
leys, in carefully protected circumstances.
The Inca, who ruled Peru when the
Spaniards arrived, probably were unable
to maintain the dog in their 12,000-foot-
high capital city (today's Cuzco). But the
animal does appear in the art of coastal
peoples within the Inca empire.
In Peru, the earUest-known representa-
tions of hairless dogs date to about a.d.
750. One is a ceramic bottle made by the
Moche people, who lived in the coastal
river valleys of the north, from Piura south
to Huarmey. Modeled on the bottle are two
spotted, hairless dogs. Moche pottery was
cream and brick red, allowing the artist to
show the dogs' spotted markings. (The
skin of today's hairless dogs ranges widely
in color, from sohd black or elephant gray
to mottled or spotted combinations of
pink, brown, black, and white, and even all
white.) Another vessel, in cream and
black, shows a wrinkled, bony, black dog.
Its shape and style suggest that it is about
as old as the Moche bottle, but it cannot be
attributed to a particular culture, in part be-
cause, like many ceramics, it was not un-
earthed by archeologists.
Mexico's Colima artists seem to have
modeled hairless dogs fully one thousand
years before their Peruvian counterparts
began to do so. Could the animals have ex-
isted in Peru and have simply been ig-
36 Natural History 2/94
38 Natural History 2/94
A Moche vessel with a pair of hairless dogs, dating to about
A.D. 750, is one of the earliest in Peru. Why the dogs were prized
in prehistoric times is uncertain. People may have believed the
warmth of the dog's naked skin could relieve some ailments.
Raul Apesteguia Collection. Lima; Photograph by Christopher B. Donnan
nored by earlier artists? That seems un-
likely, since they did portray coated dogs,
with sleek rather than wrinkled skin. In ad-
dition, dozens of mummified dogs from
the thousand years before a.d. 750 have
been found in Peru and Chile, and none
appear to be of the hairless type.
Could the hairless dogs have suddenly
appeared in Peru as a result of an indepen-
dent genetic mutation? Since hairless
breeds exist elsewhere in the world, this is
a possibility. But some or all of these
breeds may tum out to be related. So far,
the genetic and osteological studies that
would determine the relationships have
not been carried out.
A third explanation is that hairless dogs
were brought to South America from
Mexico sometime in the eighth century.
Early contact between the two regions has
long been suspected, but proof has been
elusive until recently. In 1 990, anthropolo-
gists Dorothy Hosier, Heather Lechtman,
and Olaf Holm published a comparative
metallurgical analysis of ancient artifacts
from the two regions, demonstrating that
the craft of metalsmithing was introduced
into western Mexico about 700 years be-
fore Columbus arived in the New World.
Techniques of alloying copper and ar-
senic, for instance, have a long history in
South America but appear quite abruptly
in western Mexico.
Current evidence points to the contact
having taken place by sea, rather than by
land. At the time the Spaniards arrived, the
Salangone kingdom on the coast of
Ecuador controlled a lively Pacific coast
trade. The Salangone traders plied the wa-
ters at least from Colima in Mexico to
Chincha in southern Peru. Their vessels
were large sailing rafts made of balsa logs,
often with a cabin on deck. Francisco
Pizarro, the Spanish conqueror of Peru,
encountered one such vessel on his south-
ward journey into the Inca Empire. His
written account indicates that it was carry-
ing numerous people, animals, textiles,
and precious items.
Whether the Salangone kingdom
stretched back to the eighth century is un-
certain, but my own studies have shown
A Lethal Gene
The Inca hairless dog
Donna McClelland
Dog fanciers recognize two breeds of
hairless dogs that ai'e descended from an-
cient New World forebears. Both breeds
are uncommon, even in their homelands.
The Mexican breed, called xoloitzcuintli, is
classified in three sizes: standard, minia-
ture, and toy (the popular name "Mexican
hairless" generally refers to the toy). A sim-
ilar Peruvian breed is called the Inca hair-
less dog or the Peruvian Inca orchid dog.
Some writers claim that to protect the ani-
mals from excessive exposure to the sun the
Inca kept them in orchid-filled rooms dur-
ing the day and allowed them to ran free at
night (giving rise to another nickname,
"moonflower dog"). This colorful story ap-
pears to be a modem invention; it is not
supported by any of the early Spanish
chronicles.
The hairless trait is hereditary and dom-
inant— a puppy that inherits the gene for
hairlessness from just one parent will be
bom hairless. If genes for hairlessness are
received from both parents, the combina-
tion is lethal, and the embryo is resorbed or
stillborn. Because of this, every hairless
dog carries the gene for hair from one par-
ent. When two hairless dogs mate and have
a litter, on average one-third of their surviv-
ing offspring have hair (breeders call them
"powderpuffs"). When a powderpuff and a
hairless are bred — a routine pairing done to
maintain the breed — the litter averages half
coated and half hairless.
Hairless breeds have another abnormal-
ity— an incomplete set of teeth. While dogs
with coats have ten molars and sixteen pre-
molars, modern hairless dogs usually lack
or lose their premolars and may even be
nearly toothless. The teeth they do have are
often set at peculiar angles. Because hair-
lessness and faulty dentition regularly ap-
pear together, they may both be caused by
the same gene.
Otlier hairiess breeds, such as the Chi-
nese crested, may be related to the New
World's bald canines. Some breeders spec-
ulate that the hairless tait originated in one
locale and was then spread as a result of
human trade or migration. But the dogs"
distribution at widely separated locations
suggests that the trait could have arisen
more than once as a result of similar genetic
mutations.— A. C.-C.
39
Victor Perez de Lara
A dog protected by a blanket, below, was sculpted by an artist of
the Chancay people, inhabitants of the Peruvian coast in the
fourteenth century. A less whimsical hairless dog, right, is a
member of the Mexican breed known as xoloitzcuintli.
Raul Apesteguia Collection, Lima: Photography by Alana Cordy-Ccllins
that at least one Ecuadorean sea-trading
society existed by that time. Hairless dogs
may have originally been brought along
on voyages as food, perhaps as a welcome
diversion from a diet of fish and seabirds.
In ancient Mexico, dogs appear to have
been deliberately fattened for human con-
sumption, at least for ritual feasts. And the
Andean chronicler Guaman Poma de
Ayala mentions that coastal people living
in northern Peru had a custom of eating
dogs (although he does not mention
whether the animals were hairless).
But hairless dogs may have been valued
for different or additional reasons. In Mex-
ico and Peru, there is a parallel folklore
concerning their medicinal properties:
some people believe that the dogs' warmth
alleviates rheumatism and associated dis-
orders. Thus they may have been used
much as we use hot- water bottles (a com-
mon misconception is that hairless dogs
have a higher body temperature than other
dogs do; actually, they seem warmer to the
touch only because of the lack of hair).
Furthermore, at least one report indicates
that in the Tlaxcala region of Mexico,
hairless dogs were sacrificed in times of
drought. Such a practice could have been
exported to inhabitants of the arid coast of
Peru. Finally, the dogs could have been in-
troduced simply as an exotic item.
Some other clues reinforce the conclu-
sion that Ecuadorean traders introduced
the hairless dogs from Mexico into Peru.
Archeologist Leon Doyon, while excavat-
ing a fourth- to fifth-century site on the
outskirts of Quito, found what might be a
partial mandible of a hairless dog — the
teeth seem to have been incompletely de-
veloped. The chronicler Juan Velasco re-
ported the dogs" presence in Ecuador dur-
ing the eighteenth century, referring to
them by the local name, viringo. And
nineteenth-century travelers to Peru no-
ticed them in the northern port town of
Paita, close to the Ecuadorean border.
(Even now, fanciers of the breed in Peru
travel to the north coast in search of new
animals to improve their stock.)
After the eighth century, numerous Pe-
ruvian peoples depicted the hairless dog in
their art. The Lambayeque people, directly
descended from the Moche and known to
have traded with Ecuador, left us the
greatest number of representations. One
piece was crafted in silver with gold de-
tails: a double vessel with the dog on one
side and a drinking cup on the other.
Among the later Peruvian artists to por-
tray the dog were the Chancay, who occu-
pied the south-central coast in the four-
teenth century, before the rise of the Inca
empire. They sometimes used their black-
and-cream pottery to depict the spotted
skin of the hairless dog. One of the Chan-
cay dog figures also appears to be wearing
a blanket, as indicated by the rectangular
motif with geometric designs painted
across the animal's back. Perhaps the artist
knew a hairless dog that suff'ered from ex-
posure even on the temperate coast. D
40 Natural History 2/94
Frithjof Skibbe; Oxford Scientific Films
Some Like It Cold
While most moths are summertime creatures,
a few find that flying in winter is safer
by Bemd Heinrich
In this world of infinite moments, most
are soon forgotten. But some, because of
the startling images they produce, are kept
forever. I will never forget one that oc-
curred in the woods of western Maine on
an early November evening ten years ago.
The leaves had fallen from the trees, the
last purple New England asters had fin-
ished blooming, and even the witch
hazel's yellow flowers were finally near
their end on leafless branches. The mi-
grant birds had left, and the little brown
bats no longer fluttered about the forest
clearings. A first snow flurry had already
matted the brown leaves, but a melt had
uncovered them.
I was sitting on the trunk of a large,
wind-felled sugar maple in a hardwood
forest, hoping to see a deer in the ap-
proaching dusk. The sun was going down
in a blaze of color, and frost was starting its
bite. But what I saw wasn't stalking among
flie slowly darkening tree trunks. It was sit-
ting right beside me on the log, shaking vi-
olently. No more than an inch long and
covered in sienna-brown fur, it was a shiv-
ering owlet moth.
The Uttle moth's antennae were partly
extended, no longer tucked neatly along its
sides under the wings, as they normally
are when the insect is at rest. Its legs
braced it against die bark, and its wings vi-
brated so rapidly that they were a blur.
After shivering for two or three minutes
more, the moth quickly wiped its antennae
with its front legs and launched itself into
the air, fluttering off into the night.
But why was an owlet moth still active
at the threshold of winter? Until then, I had
only seen moths in summer. The warmer
On wann wintei days in Men England Lithophane patefacta ?noths emerge
from under leaf litter, above, where they hibernate during the coldest weather.
Right: The thick coat of fur covering the thorax of the Old World winter moth
Eupsilia transversa Itelps it conserve heat inflight
Bernd Heinrich
42 Natural History 2/94
.< ^|P¥».; ui
■*/'
■'.'^
f^rl-X^-
■-,. '^.'3\r f I y
y. -y
/'
:^."
«.■(
*<
M "
.M5>i
v^-.->i:': ^k?^;
^^ii?:'<^-';j* '^:-
•-ft*-.^
and balmier the weather, the greater the
number of moths that would flutter around
my porch light. And these numbers paled
when compared with the hordes of moths I
have seen attracted to lights in the equato-
rial jungle.
I later learned that this owlet moth is
one of about fifty species of North Ameri-
can moths that are active throughout the
winter. Dale D. Schweitzer, an entomolo-
gist now with the Nature Conservancy in
southern New Jersey, has long studied the
Ufe cycles of these winter moths, which
are also found in temperate Europe and
Asia. He has found that they spend the
summer as larvae in a state of suspended
animation, or estivation — the warm-
weather equivalent of hibernation.
I learned that the best way to catch win-
ter moths was to lure them in with sweet
bait. From John G. Franklemont, a Cornell
University entomologist who is a world
authority on winter moths, I learned a sim-
ple method: make a concoction of one can
of beer, three-quarters of a pound of sugar,
some molasses, and a little mashed fruit.
(Adding a little brandy is said to help.) In
the evening, smear brushfuls of this mix-
ture on tree trunks. With a little luck, the
moths wiU appear within minutes and be-
come so bloated on this sweet ambrosia
that they cannot fly off and will drop to the
ground if disturbed. Maple syrup works
equally well. In early spring these moths
make a nuisance of themselves when
droves of them drown in sap buckets.
I was elated when I caught my first win-
ter moths, and I lost no time trying to find
out how "winterized" they were. I put sev-
eral of them in a vial of water and froze it
into a block of ice in the freezer compart-
ment of the refrigerator. A little while
44 Natural History 2/94
Bernd Heinrich
m
■^■*'^r
"^A' »
later, I took the block out and let it thaw.
Once released from the grip of the ice, the
moths righted themselves, shivered for a
few minutes, and then flew off. They had
me hooked.
Winter moths turned out to be much
easier to work with than many other moths
I had studied. I found I could catch large
numbers of them with stale beer, put them
into a jar with moist leaves or tissue, and
keep them healthy for months by storing
them in the refrigerator at about 32° F.
And I could catch them (usually the spe-
cies Eupsilia morrisoni) during any month
Photographed at night, two winter moths, Lithophane hemina, left, and
EupsiUa morrisoni {far left) lap up a mixture of beer, sugar, and
mashed fruit that the author applied to a tree trunk. Below: Resting in
the late fall sunlight, Eupsilia transversa will be active in warm
winter weather and reproduce in the early spring.
of the winter, provided there was a thaw of
a day or so and the snow cover was not too
deep. I caught many more species in late
winter to early spring. They had emerged
after passing the coldest months totally de-
veloped within the pupae. In March and
April, when the woodcock had returned
and was doing its mating dance on the first
bare patches of ground, I would paint
swaths of moth lure on the trees Uning my
driveway and watch as these insects —
with their beautifully subtle and muted
colors — gorged themselves before disap-
pearing with the next snowstorm. By late
April the trees were about ready to burst
into leaf, the first bats were flying again,
and tire warblers were returning. The win-
ter moths were near their end.
The disappearance of winter moths just
as the birds are returning is no coinci-
dence; these predators have been a major
force in shaping the moths' behavior and
appearance. Early in their evolutionary
history, moths probably escaped most bird
predation by becoming nocturnal. But by
the Eocene, some 45 miUion years ago,
echolocating bats evolved, and moths
were again vulnerable at night. The late
Kenneth Roeder, of Tufts University, con-
ducted experiments showing that some
motiis, in turn, have evolved ear structures
that allow them to hear the bats' sonar,
usually in time to take evasive action.
Most moths, cryptically colored to
blend into bark or other specific back-
grounds on which they perch, rest motion-
less during the day. Some go beyond mere
pattern mimicry and resemble sticks, dry
leaves, and even bird droppings. Because
birds hunt by sight, detecting prey by
movement and contrast, they may fail to
detect a resting mofli. But as Alan Kamil,
a psychologist now at the University of
Nebraska, has demonstrated, blue jays can
learn to detect even the most well-camou-
flaged moth. Many moths have therefore
evolved other defenses to protect them-
selves during the day. Underwing moths
startle predators by flashing brilUant red,
yellow, or white underwings if they are
touched or otherwise disturbed while rest-
ing. Thus they get a second chance to es-
cape, usually by dropping to die ground.
Some large moths have amazingly lifelike
eye patterns on their underwings, and still
others, such as many of the diurnal tiger
moths, are brightly colored to advertise
that they are poisonous.
45
Adapting to extremes of temperature is
another way for an insect to escape preda-
tion. In the deserts of the American South-
west, for example, the grasshopper Tri-
merotropis palladipennis tolerates body
temperatures near 122° F, so it can escape
to hot sand where lizards cannot venture.
Near Phoenix, the desert cicada is active in
the suinmer, singing on the hottest days at
noon, when birds are forced to retreat.
(The cicadas are able to do so because
their enlarged dermal glands "leak" water,
which evaporates and cools them; they re-
place the lost fluid by tapping into the
phloem of mesquite bushes.) Winter
moths operate on the same principle, but at
the other end of the temperature scale.
Winter moths undoubtedly escape
much predation by being active when po-
tential predators are either hibernating or
several thousands of miles away. But this
stratagem, like other defenses, is not with-
out its costs or problems. To pull it off, the
adult moths must find food in the dead of
winter, and the larvae must feed quickly
on early spring leaves and go into estiva-
tion before returning predators can eat
them. Perhaps the greatest challenge, how-
ever, is the cold itself.
Most overwintering insects — whether
adult, larva, pupa, or egg — are laced with
antifreeze compounds, but investigations
by biologist John G. Duman, of Notre
Dame University, and me failed to detect
any antifreeze in winter moths. Their
blood freezes at 30° to 28° F, as does that
of summer insects. Furthermore, they
don't "supercool" to temperatures very
much lower than those of summer-active
insects. (Had my freezer been much colder
than 32° F, the moths would have died
when they were frozen in the ice.) Why
they are not protected from freezing isn't
clear, but I suspect that the moths need to
retain their ability to become active at a
moment's notice on a warm winter day (by
"warm" day I mean one with evening tem-
peratures not lower than 32° F). Insects
"embalmed" with a concentrated solution
of alcohols may be protected from freez-
ing, but the chemicals infringe on an ac-
tive and coordinated life style.
To maintain high temperatures in their
thorax, where the muscles for flight are lo-
46 Natural History 2/94
A Lithophane amanda caterpillar feeds on beaked willow leaves, left. Having
emerged in early spring, it is ready to form a cocoon by early June, when
many summer caterpillars are just hatching from their eggs. Some cold-
weather moths, such as the pair of Japanese Erannis obliquaria below, do not
overwinter as adults. They emerge from their cocoons in November to
reproduce, but die soon after The female, which mates and lays her eggs on
the same tree on which she hatched, has only small, vestigial wings.
Fukuo lloh; Nature Production
cated, the moths have evolved two special
adaptations. First, their thoraxes are cov-
ered with dense fur that cuts their rate of
heat loss in half. The fur is formed from
greatly elongated scales, similar to those
that color butterfly and moth wings. Like
other lepidopteran scales, the fur rubs off
easily, making the moths slippery in one's
fingers and possibly also in the grip of a
potential predator. (Winter moths retain
the tympanic air sacs used by their ances-
tors for listening for bat sonar, but whether
or not they still work is uncertain. Never-
theless, these air sacs thermally insulate
the thorax from the abdomen.)
Winter moths have also evolved a circu-
latory system that reduces heat loss from
the muscles in the thorax to both the head
and the abdomen. As blood flows out of
the thorax, it gives up its heat to blood
flowing back in. The system conserves the
heat in their thorax so efficiently that win-
ter moths have lost the ability to use their
abdomen as a radiator for dissipating ex-
cess heat, which is a necessity for summer
moths that would otherwise overheat.
Thus, although winter moths fly at temper-
atures of 32° F, they fly with thoracic tem-
peratures similar to those of their summer
relatives (about 86°-95° F).
Most insects spend the whole winter in
a state of toqjor; because the cold greatly
reduces their metaboUc rate, they do not
need to eat. Winter moths also spend most
of their time in toipor. But when they do
warm up and fly, they use up their energy
reserves very rapidly. Consider a moth at
rest at 27° F. Its metabolic rate is so slow
that a full stomach of maple sap contain-
ing 6 percent sugar would provide it with
enough fuel to last the whole winter. A
moth in flight, however, must maintain a
body temperature of about 86° F. In cold
weather, this means raising its metabolic
rate to 8,(XX) times the resting rate, which
would exhaust the fuel reserves in the
maple sap in little more than a half hour.
To meet their prodigious energy de-
mands in late fall, cold-adapted adult
moths can still tank up on the few late-
blooming flowers such as the witch hazel.
After that, however, nectar is not available
again until the pussy willows bloom in
April. In the interim, the moths must feed
exclusively on sweet sap oozing from
wounds in, or broken branches of, birches
and sugar maples or on the maple syrup
that runs from cuts made by red squirrels
{see "Nutcracker Sweets," Natural His-
tory, February 1991). With this source of
sugar, they nearly double their weight in
one feeding.
Sap solves the food problem for the
adults, and the reversed winter-for-sum-
mer life style protects them from preda-
tion, but the switch creates a different food
problem for larvae, which normally feed
on summer foliage. The caterpillars sur-
vive because winter moths lay their eggs
before the tree buds open, allowing their
larvae to hatch and start feeding the
minute the new leaves appear. By this time
the first migrant warblers have returned,
and some, no doubt, are feeding on these
caterpillars. But the caterpillars continue
to race through their development cycle,
47
The winter moth Scoliopteryx libatrix
is found in the northern latitudes of North
America, Europe, and Asia. Sometimes
called "the herald" because it is seen in
the spring before other insects, the
moth has been found hibernating in deep
crevices in the rock.
Frithjof Skibbe; Oxford Scientific Films
completing both the larval and pupal
stages before all the birds return. Then
they drop to the ground, bury themselves,
and go into suspended animation through-
out the summer.
These moths' predilection for cold-
weather activity seems to have evolved
fairly recently, because their coloration —
ranging from charcoal gray to chocolate
brown, sierma, white, yellow, and tan —
still carries the imprint of a long history of
bird predation. I wondered if winter moths
would seek the "right" color bark to rest
and remain hidden on, as the summer
moths do. To find out, I placed twelve sec-
tions of birch, cherry, pine, maple, black
locust, and elm trunks in a large outdoor
cage, and in the evening I released 173
winter moths into the enclosure. The next
morning not a single moth could be found
on a tree trunk. I searched for six hours
among the leaves on the ground and found
twenty of them. Because they could not
escape the enclosure, I presumed that the
rest were hiding in the leaves as well. This
explained why I had only seen winter
moths on days when the snow cover had
partly melted; they had been trapped be-
neath the snow-covered leaves. Dale
Schweitzer has measured temperatures
beneath the leaves on the ground during
the winter and found that at night (espe-
cially when the ground is snow covered)
the temperatures rarely fall below 37° F. If
the winter moths in northern New England
rested on tree trunks (as their summer an-
cestors undoubtedly did), they would
often be exposed to temperatures low
enough to kill them instantly. Camouflage
has become irrelevant beneath the carpet
of leaves, where the moths now rest in rel-
ative warmth. Their colors, which have
probably changed little since they
switched to a winter life style, are now
"fossil" adaptations to a previous stage in
their evolutionary history.
When I saw my first shivering winter
moth on a maple log that November
evening years ago, the moth seemed mag-
ical. It had traveled a different evolution-
ary path than the summertime moths, and
that had made all the difference. D
48 Natural History 2/94
i.',V%
•.>^^^-
The
Not far from its den, a Hawaiian spiny lobster forages on a coral reef.
Mike Sevefns
!ase of the Missing Lobsters
What does a low-pressure system over the North Pacific have to do
with the complaints of disgruntled lohstermen?
' ' %*
by Jeffrey Polovina
From the main islands of Hawaii,
countless small islands, atolls, and sub-
merged banks stretch northwestward a
thousand miles to Midway Island. The is-
lands are part of a wildlife refuge, and ex-
cept for a few biologists camped out at re-
search stations, they are uninhabited. The
archipelago supports a wealth of marine
life, including a large population of
seabirds and a small population (1,600) of
Hawaiian monk seals, an endangered spe-
cies. This is where, in recent years, loh-
stermen have begun to harvest Pacific
spiny lobsters.
As a marine biologist with the National
Marine Fisheries Service in Honolulu
since 1979, my job has been to provide
lobstermen and managers of the fisheries
in the northwestern Hawaiian Islands with
biological advice. Thus, I am no stranger
to phone calls from unhappy or even irate
lobstermen. I still remember a call I re-
ceived in September 1989. The caller was
not angry despite his recent return from a
sixty-day fishing trip that had yielded a
very poor lobster catch. He was puzzled,
however, because on a trip to the same
areas a few months before, the catch had
been excellent. I told him the reason for
the drop was obvious; he had fished out all
the lobsters! He was not amused. So I sug-
gested that the low catch was just a tempo-
rary aberration. I reminded him that in
1987, colder water seemed to have re-
stricted spiny lobsters' movements, mak-
ing them harder to trap, and that by 1988,
more favorable conditions — and good
catches — had returned. I even went as far
as telling him that he should look forward
to a good year in 1990.
That was a mistake. By the summer of
1990, lobster catches had not improved,
and my advice was proving to be an em-
barrassment. With fishermen grumbling
and managers becoming nervous, I was
under pressure to find the real reason for
the persistent decline in lobsters.
Although my first reaction had been to
blame the lobster decline on the usual sus-
pect, overfishing, I had a number of rea-
sons to doubt that this was the cause. First,
the proportion of the lobster population
51
Bill Curtslnger
A red-tailed tropic bird, left, soars through the air above the
northwestern Hawaiian islands. An unattended red-tailed tropic
bird hatchling, below, waits for its parents to return with a meal.
Erwin and Peggy Bauer; Bruce Coleman, Inc.
I
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being trapped in the islands was relatively
low compared with other spiny lobster
fisheries. Second, sizable areas of the
wildUfe refuge were closed to lobster fish-
ing. And third, size limits allowed lobsters
to mature and spawn at least once before"
reaching harvest size, which should have
been giving the population a chance to
renew itself. Furthermore, I had heard ru-
mors of declining numbers of seabirds and
monk seals in the area. These two species
are often good indicators of changes in the
ocean; the number of offspring they raise
each year can be strongly affected by the
abundance of food in the sea.
Hoping that other parts of the ecosys-
tem would provide clues to the declining
lobster catches, I paid a visit to Beth Flint,
a seabird biologist working for the U. S.
Fish and Wildlife Service. I was fortunate
to find Flint in Honolulu; usually, she is
out on the islands monitoring seabirds.
When I told her my story, she was very in-
terested and told me that since 1985, the
reproductive success of the red-tailed
tropic bird and the red-footed booby had
dropped to half of what had been observed
in the early 1980s. She explained that the
birds' reproductive success is defined as
the fraction of eggs that ultimately hatch
and become fledgling chicks strong
enough to fly. The number of eggs laid
hadn't changed, but the fraction of hatch-
lings that survived to become fledglings
had fallen. Although she didn't know the
reason for the decline, she was able to rule
out factors such as predators, diseases, and
habitat loss and suggested that a scarcity
of food would force the adult birds to
abandon their nests for longer periods
while foraging. This would increase the
chances that their exposed eggs and chicks
would perish in the hot, subtropical sun.
I spent the rest of the day poring over
dusty files of seabird records dating back
to the early 1980s. I found that at the be-
ginning of the decade, about 70 percent of
the eggs laid produced fledghngs, but the
success ratio decUned steadily through the
mid-1980s, so that by the end of the dec-
ade, this fraction dropped to about 40 per-
cent, where it has remained. I also learned
that red-footed boobies and red-tailed
tropic birds feed almost exclusively on
squid and flying fish. I wondered if these
marine creatures had been reduced in
number by some environmental change
that had also affected the lobsters. If so,
why did the decUne in seabird reproduc-
tive success precede the decline in lobster
catches by three or four years?
Maybe monk seal statistics had some-
53
^
jiim'9'^-^^
Ed Robinson; Pacific Stock
Searching the reef for lobsters, fish, and
other creatures on which to dine, a
Hawaiian monk seal, left, rolls beneath
the surf. A monk seal, below, basks on an
atoll in northwestern Hawaii.
Erwin and Peggy Bauer; Bruce Coleman, Inc.
thing to tell me. I turned to Tim Ragen, a
colleague at the National Marine Fisheries
Service, who monitors the endangered an-
imals. Ragen had worked as a carpenter
before becoming a marine biologist. Now
he builds models of marine mammal pop-
ulations instead of furniture. Ragen ex-
plained that the records on monk seal pups
only went back to 1986, but the data did
show a decline in first-year survival rates
from about 85 percent in the mid-1980s to
about 45 percent in the early 1990s. Like
Flint, Ragen didn't know the reason for the
decline, but after eliminating possible
causes such as disease, he felt that the
most likely cause was a scarcity of reef
fishes and lobsters, which make up a sig-
nificant part of a monk seal's diet.
With lobsters, seabirds, and seals all
showing strong evidence of decline, I be-
came fairiy certain that something had af-
fected the entire marine ecosystem. To test
my hypothesis, I looked to the reef fishes.
In the early 1980s, their numbers had been
surveyed at selected sites throughout the
northwestern Hawaiian Islands. Because
fishing is prohibited near these shallow
reefs, any decline a decade later by a sec-
ond survey of the same sites would be fur-
ther evidence of environmental change. To
coordinate a field survey to estimate reef
fish densities at nine of the original sites, I
enlisted the help of Ed DeMartini, a coral
reef ecologist.
The last biological data would come
from a satellite and would indicate how the
marine life at the base of the food chain
was faring. Either directly or indirectly,
phytoplankton, the microscopic plant life
that thrives near the ocean surface, pro-
vides almost all the food for the ocean's
animal life. From space, the Coastal Zone
Color Scanner, a special sensor mounted
on a satellite, could measure an index of
phytoplankton abundance. Unfortunately,
the sensor, which was especially designed
to pick up the light reflected from the
chlorophyll in the phytoplankton, was
only operational from 1979 to 1986, but it
did record data during the crucial period of
the early to mid-1980s.
While the reef surveys were being con-
ducted, and Mei Zhou, a computer wizard,
was computing phytoplankton estimates
from satellite data retrieved from a giant
NASA data base, I traveled to Victoria,
British Columbia, to attend a conference
on climate change and northern fish popu-
lations. I learned that weather patterns
over the North Pacific had changed signif-
icantly since the last decade. Every year,
the Aleutian low-pressure system is re-
sponsible for Hawaii's winter rainy season
and the strong winds that blow from Janu-
ary to March, generating rough seas and
the huge waves that surfers love. For about
a decade, from 1977 to 1988, the Aleutian
low was more intense and farther eastward
than it had been at any period since the
1940s, causing unusually strong winds in
the northwestern Hawaiian Islands. The
cUmate change was not abrupt. There was
a gradual increase in the intensity of the
Aleutian low, and the winds that accompa-
nied it, from 1977 to the early 1980s, fol-
lowed by a gradual decline, so by 1988 the
chmate was back to long-term pre- 1977
55
,«&;
T^^sr.
^"'"!^
Jack Jeffrey: Photo Resource Hawaii
A red-footed booby, left, perches in a tree on Kure Atoll In Hawaii. Below.
False-color satellite images show the changing distribution of microscopic
plant life, or phytoplankton, in the northern Pacific. Green indicates a high
phytoplankton concentration; blue, a low one. The white patches are the main
Hawaiian Islands, and the black patches are clouds. A drop in productivity to
the north of the main Hawaiian Islands is evident between the first quarter
of 1982. below left, and the same period in 1986, below right.
levels characterized by a weak Aleutian
low and weak winds.
I left the conference with a new insight
into the changes in the marine community
of the northwestern Hawaiian Islands.
Since I had no biological data prior to the
1980s, I had assumed that the level of pro-
ductivity in the early 1980s was the norm
and that the recent drop signaled some-
thing unusual — a reasonable assumption
given that the commercial lobster fishery
had only been in operation since 1980,
when lobsters were plentiful. Having
leamed that the early 1980s were charac-
terized by abnormal climate pattems, I re-
alized that the opposite was more likely.
What originally looked like an ecological
disaster, might be only a return to the usual
population levels. The challenge that re-
mained, however, was to determine if the
atmospheric changes across the northern
Pacific were reflected by equally dramatic
changes in the ocean — changes that could
effect an entire ecosystem.
Back in Hawaii, I went to see Gary
Mitchum, a physical oceanographer at the
University of Hawaii. A year before,
Mitchum had shown me how a shift in cur-
rent could have caused a change in lobster
distribution, and he thought that his help
entitled him to some of the lobsters caught
on our research cruises. When I entered
his, office, he reminded me that he not re-
ceived a single lobster for his trouble.
Once I explained the reason for my visit,
however, Mitchum forgot about free lob-
sters and became intrigued with the idea
that a decade of unusually strong Aleutian
lows could alter the ocean enough to have
drastic effects on marine life. He agreed to
sift through the oceanographic data to see
if he could find any evidence of such a
connection.
Several weeks later, Mitchum came to
see me and was quite pleased with what he
had found: several large-scale features of
the ocean reflected the changing intensity
and position of the Aleutian low. The
match was good enough to convince him
that the link between atmosphere and
ocean was real. During the last decade,
tide gauges recorded exceptionally high
sea levels over the central and eastern
North Pacific during the winter months.
The increase, which reached about four
inches, was probably caused by an east-
ward shift in ocean waters due to the
change in wind strength and pattern result-
ing from the change in the low-pressure
system. At the same time, Mitchum found
that water-temperature readings taken
from ships showed that from 1977 to
1988, the warm surface layer extended
much farther down than it did from 1960
to 1976 or since 1988. This is evidence
that from 1977 to 1988, there was an in-
crease in the mixing of deep, nutrient-rich
waters with nutrient-poor surface waters.
Mitchum and I estimated that during this
eleven-year period, the deeper mixing
brought five times more nutrients into the
surface waters than during the period from
1960 to 1976 or since 1988.
As a biologist, I was more excited by
Mitchum 's second finding, because it had
great consequences for the marine life
near the surface. Sun-warmed surface
water is less dense and "floats" atop the
colder water below. Usually there is very
little mixing between the two layers. With-
out an influx of nutrients from deeper wa-
ters, the growth of phytoplankton near the
surface — where the sunlight is — is se-
verely limited. The problem is particularly
acute in midoceanic regions, such as the
waters around Hawaii, where the sea is
often described as a desert. Whenever the
deeper, nutrient-rich waters are brought to
the surface, as in an upwelling system,
phytoplankton production soars. This is
apparently what happened from 1977 to
1988, when more nutrients from deep wa-
ters were mixed into surface waters.
By early 1993, the pieces were all com-
ing together. Ed DeMartini had the results
of the reef fish survey, which confirmed
that the numbers of most species have
dropped 30 percent from what they were
in the early 1980s. Mei Zhou's analyses of
57
Andrew G. Wood; Photo Researchers. Inc.
In the northwestern Hawaiian Islands, pyramid butterfly
fish, below, school above a reef. A small bassletfish,
right, hugs the reef, looking for food.
Nikolas Konstantinou: Photo Resource Hawaii
the satellite data were also ready and
showed that phytoplankton production
around Hawaii was highest during the first
quarter of each year when the Aleutian
low was strongest. Mean chlorophyll den-
sity estimated from the satellite was about
40 percent higher during the first quarter
of each year from 1981 to 1983 than dur-
ing the same period in the years immedi-
ately before 1981 and after 1983.
From the bottom to the top, all four
major levels of the nearshore marine
ecosystem in the northwestern Hawaiian
Islands reflected the changing atmos-
pheric conditions. As the Aleutian low
reached its greatest intensity and eastward
position in the early 1980s, the westerhes
blowing across northwestern Hawaii gath-
ered strength. The resultant wind-driven
currents and rough seas increased the
amount of vertical mixing of ocean wa-
ters, so that nutrients were transported
from deep waters to the surface, thus in-
creasing phytoplankton production.
Higher phytoplankton densities observed
in the early 1980s, translated into more
zooplankton, which in turn supports a
greater abundance of flying fishes and
squid, which are prey for seabirds. Abun-
dant plankton could increase the survival
of reef fishes and lobsters, which eat
plankton during their long larval phase.
And expanded populations of reef fishes
and lobsters would provide more food for
monk seal pups.
The first quarter of each year seems to
be a critical time for many animals, so
when the Aleutian low began to wane in
the mid-1980s, it would have had an im-
mediate effect. As juvenile flying fish and
squid declined in number, seabirds would
spend more time away from their nests
looking for food, leaving their eggs or
chicks exposed to the sun. An immediate
decline in the survival of lobster larvae
would have occurred, but because lobsters
trapped by the lobstermen are three to four
years old, the decline wouldn't be ob-
served until the very late 1980s and early
1990s. Because monk seal pups will only
eat lobsters and reef fishes that are at least
several years old, a decline of monk seal
pup survival would not have been evident
until the late 1980s as well. Thus the time
lag between declines beginning in the
mid-1980s for seabirds but late 1980s for
monk seals and lobsters is explained.
I went back to the lobster fishermen and
told them I had good news and bad news:
the good news was that the decUne in lob-
ster catches wasn't due to overfishing; the
bad news was that, unless the Aleutian low
strengthened again, they were stuck with
the current low marine productivity and
poor lobster catches for a long time.
While the case of the vanishing lobster
appears solved, I've learned from years of
experience that ecosystems are compli-
cated characters. We should not always
count on nature to provide the same har-
vest; natural changes in cUmate can work
for or against us. D
58 Natural History 2/94
Celestial Events
Bagging the
Little Green Man
by Gail S. Cleere
The magnificent winter constellations
are perhaps the easiest ones of the year to
recognize. This is especially true in Febru-
ary, when the evening sky is devoid of
planets that might otherwise confuse us.
Mercury is low in the west at dusk early in
the month, and brillant Jupiter rises in the
late night hours. By sunset, Orion the
Hunter is high in the southeast. Four bright
stars mark his extremities, and three more
in a row form his belt, making Orion an
easy target, even for the most amateur ob-
server. The Hunter is flanked by the
brightest of all the visible stars, Sirius, to
the lower left, and the prettiest of all open
clusters, the Pleiades, to the upper right
just beyond the V-shaped open cluster
called the Hyades.
But while we can admire the beautiful
stars of the winter season as soon as it gets
dark, we can also catch sight of some
spring stars that are beginning to appear in
the east. Leo the Lion, whose stars form a
distinctive "sickle" or backward question
mark, can be seen emerging out of the
east-northeast horizon just as Orion
crosses the meridian. After midnight, as
Leo crosses the meridian, Jupiter rises in
the claws of Scorpius. At the same time,
Hercules is rising in the east-northeast.
Hercules is marked by the four brightest
stars, which form a pattern called the Key-
stone.
In the faO of 1974, Hercules was the
constellation to which we directed our first
intentional interstellar space message.
Using the Arecibo radiotelescope in
Puerto Rico — the world's largest — as-
tronomers transmitted a three-minute table
of binary digits toward M-13, a closely
packed star cluster in Hercules. The mod-
em search for extraterrestrial intelligence
had begun in 1960, however, when a radio
dish at the National Radio Astronomy Ob-
servatory in West Virginia was "tuned" to
Hsten to two sunlike stars located a rela-
tively close twelve light-years from us
(Tau Ceti and Epsilon Eridani) on the
chance that a civihzation capable of radio
broadcasts might inhabit a planet orbiting
one of the stars.
Are we alone? Our chances of finding
out any time soon seem to be fading. After
years of intermittent studies and short-
Uved programs, NASA formally inaugu-
rated its Search for Extraterrestrial Intelh-
gence (SETI) and began listening for
suspect radio signals in October 1992 —
the 500th anniversary of Columbus's land-
fall in the New World. But exactly one
year later, a House-Senate conference
committee voted to kill funding for the
program. According to Senator Richard
Bryan of Nevada, "Millions have been
spent and we have yet to bag a single little
green fellow." Bryan derided the program
as "the great Martian chase.... Not a sin-
gle Martian has said 'take me to your
leader.' Not a single flying saucer has ap-
phed for FAA approval."
Serious scientists using radio astron-
omy to search for nonrandom signals in
space have battled that kind of rhetoric for
years. The search for life on other planets
has always been viewed as a somewhat
suspect endeavor. Early science fiction
was one problem. Science historian Trudy
Bell wrote that "heroes swashing their
buckles in steaming Venusian swamps or
on the shifting sands of Mars, rescuing
voluptuous damsels from the clutches of
green and drooUng monsters" didn't help
the more serious scientists. Bell suspects
that this notion, coupled with flying saucer
cuhs, not only shelved the idea of extrater-
restrial Ufe for many years but also caused
it to "fall off the shelf mto bad company."
This "giggle factor," some experts claim,
is what killed the SETI program.
Perhaps to avoid being associated with
the supermarket-tabloid brand of interest
in extraterrestrial life, in 1992 NASA re-
named the SETI program the High Reso-
lution Microwave Survey (HRMS).
HRMS was the culmination of a twenty-
year project to develop sophisticated digi-
tal radio receivers capable of tunmg in tens
of millions of frequencies at a time, Usten-
ing for signals of artificial origin against a
busy background of interference from ter-
restrial and astrophysical sources.
Two approaches were being used. One
employed the Arecibo radiotelescope to
scan a thousand stars within 100 light-
years of the sun. The second used the
Deep Space Network's radiotelescope m
the Mojave Desert to scan the remaining
sky with a less sensitive, broader-band
coverage. Later, telescopes in the Southern
Hemisphere were to be used to cover that
half of the sky.
NASA administrator Daniel Goldin is
disappointed. "SETI," he says,"is a pro-
gram that pays for itself [in useful technol-
ogy] and is inspirational." Project scientist
Jill Tarter of NASA's Ames Research Cen-
ter says that private funding will be so-
hcited for HRMS, which, she claims, "is
intrinsically international." Dr. Steven
Dick, NASA's SETI project historian,
commented, "It's basic human curiosity,
and even Congress can't stifle that. One
way or another, SETI will be back." As it
now stands, E. T. might try to phone
home, but we have voted to take the re-
ceiver off the hook.
60 Natxiral History 2/94
The Planets in February
Mercury will put in a good evening ap-
pearance early this month. On the 1st, ap-
proximately one hour after sunset, look for
Mercury as a bright, starlike object very
near to the western horizon. That night
you can also use Mercury as a guide to
find Saturn. The two planets will be in
conjunction, with the fainter Saturn posi-
tioned on a line below and to the left of
Mercury. You may need binoculars to lo-
cate Saturn in the evening twihght. Mer-
cury will be at its greatest elongation — its
greatest angular distance east of the sun
( 1 8°) on the 4th, and should remain visible
for at least another week before becoming
deeply immersed in the solar glare. Mer-
cury will arrive at inferior conjunction
with the sun on the 20th.
Venus emerges from behind the sun late
this month to become an evening object,
but it remains too near the sun to be seen.
Mars is a morning object but, like
Venus, is too near the sun to be visible this
month. Recent studies of the red planet's
southern hemisphere give further support
to the theory that water once flowed on
Mars. Two astronomers in California have
been studying Viking images of a large
crater called Argyle Planitia. A network of
channels on both the north and south sides
of the crater could easily have been carved
by running water. Sediments deposited in
this impact basin indicate that it once con-
tained a large body of water.
Jupiter rises about 12:30 a.m. local
time on the 1st, and about two hours ear-
lier at the end of the month. The planet is
unmistakable, appearing as a brilliant, sil-
very-white object in the south-southeast
sky at dawn. During the morning hours of
the 3d, look for Jupiter hovering well
above and to the left of the last-quarter
moon. Use Jupiter to locate the star
Zubenelgenubi, whose Arabic name
means "southern claw of the scorpion."
Look just above Zubenelgenubi for an-
other star of similar magnitude, and you
will have found Zubeneschamali, the
"northern claw of the scorpion." With
these two stars located, the curved body of
Scorpius, just below them, is easy to find.
Saturn may be glimpsed at the very be-
ginning of the month shortly after sunset
by using the brighter Mercury as a guide.
But within a few days. Mercury moves up
and away from Saturn, while the ringed
planet drops toward the westem horizon
and gets lost in the glow of the evening
twilight. Saturn will reach conjunction
with the sun on the 21st.
Uranus and Neptune are theoretically
far enough west of the sun to be seen in
predawn skies, although their altitude
along the southeastern horizon is low.
Both of these blue-green orbs (visible in
very dark skies as fuzzy patches of light in
binoculars) will remain in Sagittarius all
year. On the 8th, a waning crescent moon
passes just above them at sunrise, marking
their position in the sky.
Pluto is just northeast of Jupiter, not far
from the star the Arabs call Zed Prior in
the constellation Ophiuchus the Serpent
Bearer. This distant planet is only visible
with a fairly large telescope.
The Moon reaches last quarter on the
3rd at 3:06 a.m., EST; is new on the 10th at
9:30 A.M., EST; reaches first quarter on the
18th at 12:47 p.m., EST; and is full on the
25th at 8:15 P.M., EST
Gail S. Cleere lives in Washington, D.C.,
and writes on popular astronomy.
You'll board a Time Machine, tailed Ihe
Kokomis. Travel only a Tew hundred yards,
and 50 years. You step olT onlo a private
island, it's 1935. Today's hectic world
disappears. There are ni) crowds. No cars. It's
quiet. Just the sound of the sea on lour miles
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61
Reviews
Reflections on Slime
by Steven Austad
In his essay Possible Worlds, the late
British geneticist J.B.S. Haldane imagines
the moral and religious sense we might
find in dogs, honeybees, and barnacles and
concludes: "My own suspicion is that the
universe is not only queerer than we sup-
pose, but queerer than we can suppose." It
is difficult not to be reminded of Haldane's
remark when entering the believe-it-or-not
world of microscopic invertebrates, where
John Tyler Bonner has spent his scientific
life.
In Bonner's world, the rules that our
five senses have taught us govern animal
life simply do not apply. When an amoeba
reproduces by splitting in two, is it then
both parent and offspring of the same age,
or two offspring and no parent? What do
Life Cycles: Reflections of an Evo-
lutionary Biologist, by John Tyler
Bonner. Princeton University Press,
$19.95; 206 pp.
gender and age mean? What constitutes an
individual? For instance, we normally
think of individuals as large, multicellular
animals, such as ourselves, that arise from
repeated cell divisions of a single fertilized
egg. But some organisms become large
without becoming multicellular. The
"true" slime molds, such as those bright,
slimy orange gobs we see on rotten logs,
can, under good condiUons, grow to the
size of a human hand, yet still consist of a
single cell.
Other organisms become multicellular
by aggregating rather than repeatedly di-
viding. In this category are the "cellular"
slime molds, the organisms to which, says
Bonner, in his new book's opening sen-
tence, he has devoted his life. They can
exist as self-sufficient, single-celled
"amoebas" or as multicelled "slugs."
Ubiquitous in soil and decaying wood,
these creatures emerge from spores and
assume a solitary existence, slithering
about, eating (by engulfing bacteria), and
reproducing (by simply splitting).
When the going gets tough, however,
slime molds stick together — literally. That
is, food shortages cause certain amoebas
to begin secreting attraction chemicals,
thus drawing surrounding individuals to-
ward them. The resultant social aggrega-
tion of these previously independent cells
forms the sausage-shaped "slug." This
new individual develops distinctive cell
types at its front and back, migrates toward
light, and upon finding a suitable spot,
forms an erect fruifing body crowned by
spores from some of the original amoebas.
These spores depend, however, on the al-
truism of many other amoebas that died in
forming the fruiting body's sturdy sup-
porting stalk.
We could delve deeper into what an in-
dividual slime mold is, but this book isn't
about slime molds. It is about the unusual
perspective that a lifetime study of shme
molds can give to large biological ques-
tions. Bonner says he has "an inordinate
fondness for grand ideas." This isn't sur-
prising. Generally, the smaller and less
charismatic the study animal, the more we
focus on grand ideas. And because our
ideas are as heavily influenced by the par-
ticular organisms we study as by the envi-
ronment in which we were raised, thinking
about these bizarre creatures has led Bon-
ner to a succession of unusually absorbing
ideas and trenchant observations.
For instance, he argues that biologists
generally are overly fixated on adult or-
ganisms, probably because humans spend
so much of their existence as adults. When
we think of a dog, we immediately picture
some generic adult dog. But a puppy is just
as much of a dog as an adult dog — so is
the fetus, embryo, and even the fertilized
egg. "Organisms are not just adults — they
are life cycles," Bonner says. Focusing on
the period of the life cycle between fertil-
ization and first production of offspring al-
lowed Bonner to realize that generation
length will, to a certain extent, be limited
by how much growth an organism requires
before reproducing. To demonstrate this,
he gathered data, now reproduced in virtu-
ally all introductory biology texts, show-
ing that body size and generation length
have a consistent relationship whether the
organism is a bacterium or a sequoia. He
also emphasizes that an adult cannot be al-
tered without altering the process by
which adults are created.
Bonner's focus on size and the various
routes to multicellularity have led him to
additional insights. He notes that increas-
ing cell number is intimately related to in-
creasing division of labor, a theory appli-
cable to microscopic organisms or the
workings of a modem city or corporation.
A simple division of labor is seen even in
filament-shaped colonies of primitive
cyanobacteria, which may have some
sporelike cells speciahzed for surviving
hard times, other cells specialized for pho-
tosynthesis, and still others specialized for
chemically processing nitrogen. In case
we hadn't thought to ask, he also points
out that the multicellularity produced by
successive cell divisions is a phenomenon
of aquatic organisms, whereas multicellu-
larity by aggregation is primarily a terres-
trial phenomenon, thus reassuring us that
we did have an aquatic ancestry.
In the latter half of the book, Bonner
tackles, in his understated way, the nature
of sociality, consciousness, and culture.
He considers many animal societies in
light of the twin forces holding shme mold
societies together, namely, division of
labor and communication among the
parts. If the terrain covered in this section
is less compelling, it is because other pop-
62 Natural History 2/94
ularizers such as evolutionist Richard
Dawkins and sociobiologist E. O. Wilson
have shown us the same landscape. Never-
theless, I very much enjoyed Bonner's ap-
preciation of a clever experiment — that of
biologist Gustav Kramer, who, in experi-
ments with starlings and migration, used
mirrors and hght bulbs in an indoor enclo-
sure to alter the apparent position and
movement of the sun.
The book is leavened throughout with
Bonner's own personal history and charm-
ing asides. He recalls how his early inter-
est in birds was cleverly deflected by his
father, who was afraid ornithologists could
not make a living. And during a sabbatical
leave in France, he notices how the French
mix their protozoan culture medium rather
informally. Instead of the American (or
German) technique of meticulously mea-
suring ingredients according to a standard
recipe, the French mix together a handful
of this, a dash of that, a pinch of something
else until the mixture seems right. He im-
mediately reaUzes that the French labora-
tory tradition comes straight from the
French kitchen, and who would presume
to dampen the spontaneity of a French
chef?
To be compared with Haldane isn't re-
ally fair to Bonner — or anyone else for
that matter — as Haldane was possibly the
best popular biological writer we've had.
As veteran baseball manager Sparky An-
derson once said of the Cincinnati Reds'
nonpareil baseball catcher Johnny Bench,
"Don't compare nobody to Johnny Bench,
you'll just embarrass that guy." However
much one might want to avoid the com-
parison, Bonner's prose is nonetheless like
Haldane's — wonderfully clear and direct.
Like Haldane's, Bonner's popular writing
is more than a repetition of his scientific
work, glitzed and gussied up for a general
audience. He develops original ideas and
from his unusual vantage considers topics
outside the domain of pure science.
Bonner also has a gift for recognizing
apt and unexpected examples. When he
dismisses evolutionist Jean-Baptiste La-
marck's idea of how we might pass on
traits acquired during our lifetime, he
chooses not to use the well-known tail-
cutting experiments that German evolu-
tionist August Weismann performed on
twenty generations of mice. Instead he
uses Weismann's more obscure argument
that if Lamarck were correct, Jews should
no longer require circumcision. Using an-
other original image, Bonner points out
how size affects every aspect of an organ-
ism's biology — if watermelons grew on
trees, their weight would require a stalk as
thick as the melon itself.
Unlike Haldane, however, Bonner laces
his ideas and arguments with self-depre-
cating and humorous personal anecdotes.
My favorite one concerns Haldane him-
self, whom a diffident young Bonner en-
countered in the lavatory after lecturing at
University College in London. "Bonner,
we don't make jokes in lectures in this
country," boomed the always intimidating
Haldane.
If we measure books by the degree to
which they alter our perceptions, then this
one is certainly a winner. We will never be
able to look at a rotting log in quite the
same way again or dig through the soil in
the garden. In one of Saul Bellow's novels,
a character offers an opinion that aptly de-
scribes Bonner's perspective — "Nothing
is too rum to be true." Indeed!
Former lion trainer Steven Austad is now
an associate professor in the Department
of Biological Sciences at the University of
Idaho. He studies evolutionary biology
and the biology of aging, and combines
laboratory research on opossums with
fieldwork on the arboreal nmrsupials of
Papua New Guinea.
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Rates and Style Information
$3.90 per word: 1 6 word minimum. Display classified
is $425 per inch. All advertisements must be prepaid.
Rates are not structured for agency or cash dis-
counts. Ail advertisements are accepted at NAT-
URAL HISTORY'S discretion. Send check/money
order to; The Market/NATURAL HISTORY Maga-
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at the above address. Please include your personal
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65
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The Accelerating Global Crisis
Tfie final two lectures of the free series
"The Accelerating Global Crisis: Meeting
the Challenges" will take place in Febru-
ary. On Tuesday, February 15, Benjamin
R. Barber, Whitman Professor of Political
Science at Rutgers University and author
of The Congress of Politics, will discuss
the ways in which globalization and tribal-
ism conflict and counter democracy. A
panel discussion will follow. Philosophical
and spiritual solutions to global crises will
be the subject of the series' concluding
talk on Tuesday, February 22, by Ameri-
can novelist Hortense CaUsher, who will
explore the complexity of human experi-
ence in today's world. Both lectures begin
at 7:30 p.m. in the Main Auditorium and
are part of the Education Department's
year-long program "Global Cultures in a
Changing World." For information and
free tickets, call (212) 769-5315.
Shamanic Rituals
A two-day conference, sponsored by
the Museum in association with the Asia
Society, will explore the Korean shaman's
world through traditional and contempo-
rary music, drama, dance, visual arts, and
film. Sessions will be held in the Mu-
seum's Hall of Ocean Life and the Kauf-
mann Theater on Saturday, February 26,
and at the Asia Society on Sunday, Febru-
ary 27. Both programs begin at 1:00 p.m.
Call (212) 769-5315 for ticket prices and
further information.
BoLSON Tortoise Reserve
A 45,000-acre reserve in northern Mex-
ico has been established to protect the
dwindling population of North America's
largest land turtle, the Bolson tortoise.
Through the initiative of the Turtle Recov-
ery Program, a project of the American
Museum of Natural History's Center for
Biodiversity and Conservation, scientists
and ranchers have cooperated to conserve
one of the last intact tracts of Chihuahuan
desert grassland, the ecosystem upon
which the tortoise, as well as many other
animals and plants, depends.
Evolution of Dwarf Galaxies
Studies of the formation and evolution
of the Milky Way's nine companion dwarf
galaxies will be discussed by Kenneth
Mighell, of Columbia University's astron-
omy department, on Tuesday, February 8.
The lecture, part of the "Frontiers in As-
66 Natural History 2/94
At the American Museum of Natural History
tronomy and Astrophysics" series, will
begin at 7:30 p.m. in the Sky Theater. Tick-
ets are $8 ($6 for members). For Planetar-
ium information, call (212) 769-5900.
Shark! Fact and Fantasy
The habitat, anatomy, behavior, and
evolution of sharks will be the focus of an
exhibit in Gallery 3, opening Friday, Feb-
ruary 4. Models and interactive exhibits
will demonstrate how sharks perceive
their environment and prey through highly
specialized senses of sight, hearing, and
smell. Some of the many scientific and
medical uses of sharks wOl also be shown.
Search for the Great Sharks
Sharks have lived in the world's oceans
for more than 350 million years, and the
new IMAX film, opening in the Nature-
max Theater on Saturday, February 5, will
document scientists' underwater research
on these creatures. Featured are a view of
the largest and most rarely seen species,
the whale shark, and the birth of a baby
shark. Daily showtimes for Search for the
Great Sharks are 10:30 and 11:30 a.m.,
and 1:30 and 3:30 p.m. To the Limit, an
IMAX film exploring the body's ability to
adapt to the demands of intense physical
action, will be shown at 12:30, 2:30, and
4:30 RM. daily.
Chinese Shadow Theater
The ancient Chinese folk art of shadow
theater was brought to this country in the
1850s by Chinese immigrants who
worked on the railroads and in the gold
fields. In this art form, figures constructed
from colored and perforated translucent
animal hides are manipulated behind a
backlighted screen. On Tuesday, February
1, at 7:00 p.m. in the Kaufmann Theater,
the Yueh Lung Shadow Theater will enact
folk tales and epics from Chinese litera-
ture using exact Peking-style puppet repli-
cas from the Museum's collections. Call
(212) 769-5606 for ticket availabihty.
Saving Grace at Angkor Wat
Up until the last twenty years of war and
civil strife, Cambodia's Angkor Wat had
survived threats from humans and nature
for more than a thousand years. On Tues-
day, February 8, at 7:00 p.m., Bonnie
Bumham, executive director of the World
Monuments Fund, will describe the efforts
to conserve and restore Angkor's temples
and monasteries. This talk takes place in
the Kaufmann Theater For more informa-
tion, call (212) 769-5606.
A Society of Wolves
By the 1950s, wolves in the United
States had been shot, trapped, and poi-
soned to near-extinction. Rick Mclntyre, a
photographer, author, and naturaUst who
has spent sixteen years observing wild
wolves in Alaska and Montana, will talk
about the battle for the wolf's survival, at-
titudes toward wolves throughout
recorded history, and the controversial
issue of reintroducing wolves to Yellow-
stone and areas in the Southwest and
A Bolson tortoise in llie Chihuahuan desert grassland
Michael Klemens
Northeast. This slide-illustrated lecture
will be given on Thursday, February 17, at
7:00 RM. in the Kaufmann Theater. Call
(212) 769-5606 for information.
The Search for our Human Origins
Paleoanthropologist Donald Johanson,
author of Lucy: The Beginnings of Hu-
mankind and adviser to NOVA's television
series Ancestors: The Search for Our
Human Origins, will give a talk on Mon-
day, February 14, at 7:00 rm. in the Main
Auditorium. Among the topics he will
cover are the discovery of the newest fos-
sils of Australopithecus afarensis and
whether Homo survived as a noble hunter
or a cunning scavenger. Tickets are $25.
Call (212) 769-5310 for ticket availability.
The Language and Meaning of DNA
The semiotic analysis of languages and
texts as sets of signs and symbols offers a
new way of looking at DNA. On Thurs-
day, February 24, at 7:00 rm., Robert Pol-
lack, biologist and former dean of Colum-
bia College, will talk about how DNA
affects our understanding of common
chemistry. Tickets are $25. Call (212)
769-5310 for more infoiTnation.
Spring Lecture Series
Native American life in New York
City — from prehistoric times, through the
colonial period and into the modem era —
will be the subject of four consecutive
Monday evening lectures beginning Feb-
ruary 28. Tickets for the series are $35.
The forests of North America, from the
temperate rain forest of the Pacific North-
west to the deciduous woodlands of the
East, will be discussed in a series of five
slide-illustrated lectures. The series will
be given twice: On five consecutive
Thursday evenings, starting February 24,
the talks will begin at 7:00 rm.; and on
five consecutive Monday afternoons,
starting February 28, the talks will begin
at 2:30 rm.
Call (212) 769-5305 for a full schedule
of lectures and field trips.
These events take place at the American
Museum of Natural History, Central Park
West at 79th Street in New York City. The
Kaufmann Theater is located in the
Charles A. Dana Education Wing. The
Museum has a pay-what-you-wish admis-
sion policy. For more information about
the Museum, call (212) 769-5100.
67
This Land
Traverse Creek, California
by Robert H. Mohlenbrock
Originating in the foothills of Califor-
nia's Sierra Nevada Mountains, rocky-bot-
tomed Traverse Creek descends south for
more than a inile through a tree-covered
canyon and then passes gently through the
middle of a shallow basin. The basin,
carved out by the creek in ages past, is
only slightly lower than the neighboring,
flat terrain, but it is easily distinguished by
what grows there. Surrounded by a dense,
green forest of ponderosa pine, Douglas
fir, and incense cedar, the basin itself con-
tains only shrubs and a scattering of digger
pines — often multitrunked trees with
large, heavy cones and long, pendulous,
gray-green needles. Because of its unusual
vegetation, the basin's 200 acres are man-
aged as a botanical special interest area by
the Eldorado National Forest.
As I learned from forest botanists Mike
Foster and Mark Williams, digger pine
grows in the basin, and ponderosa pine,
Douglas fir, and incense cedar do not be-
cause Traverse Creek is adjacent to de-
posits and rock outcrops made of the min-
eral serpentine. Geologists believe that
serpentine rock, or serpentinite (named for
Pine cones rest at the base of a digger
pine, above. Right: Bitterroot grows
in arid liabitats.
Thomas Hallstein: Outsight
68 Natural History 2/94
its undulating, layered texture and mottled
coloring), was first exposed in California
about 150 million years ago. Today it is
common enough to be California's state
rock, covering many discontinuous areas
for a total of about 1 , 1 00 square miles. It is
most common in the South Coast Range,
the North Coast Range, the Bay area, and
the western foothills of the Sierras.
The soil that forms when serpentine
rock weathers is so low in some of the ele-
ments plants depend on — calcium, potas-
sium, and even the molybdenum needed in
trace amounts — that most plants can't sur-
vive in it. In addition, the soil is unusually
high in nickel, cobalt, chromium, and
magnesium, which are toxic to most
plants. As a result, serpentine soils usually
have a sparse cover of plants that can ex-
tract the minerals they need while coping
with the toxic chemicals. For example, a
wild mustard known as milkwort jew-
elflower, which grows only near Traverse
Creek, can take up nickel in excess of
1,000 parts per million without any appar-
ent harm. Other serpentine species of jew-
elflower and many other serpentine-toler-
ant plants take up nickel in modest
amounts or exclude it altogether. Plants
not found on serpentine soil, including
some species of jewelflower, may die in
soils containing only a few parts per mil-
lion of nickel.
Arthur Kruckeberg, an authority on the
botany of serpentine areas, notes that the
vegetation in such relatively arid locales as
Traverse Creek is made up of chaparral
with a sprinkling of digger pines. In the
Traverse Creek basin, the chaparral con-
sists of four- to eight-foot-tall bushy
shrubs, including four species in the buck-
thorn family — buckbrush, deerbrush, Cal-
ifornia coffeebush, and red inkberry — as
well as leather oak and white manzanita.
Most of these shrubs bloom in May. The
manzanita is notable for bearing its littie,
white, bell-shaped flowers at the tips of
very sticky stalks. The stalks impede ants
that might crawl to the flower in search of
a pollen meal: instead, the pollen is re-
served for the flying insects that pollinate
the plants.
Edward S. Ross
Joe LeMonnier
Los
PACIFIC
OCEAN
200 Miles
I
Shrubs and digger pines grow near Traverse Creek.
Thomas Hallstein; Outsight
Traverse Creek
For visitor information write:
Forest Supervisor
Eldorado National Forest
100 Fomi Road
Placerville, California 95667
(916)622-5062
Since chaparral plants are adapted to
arid terrain, all these shrubs have water-
saving adaptations, such as small leaves,
leathery leaves, or leaves with a whitish,
waxy coating or hairy surface. Sometimes
the microscopic openings, or stomata, in
the leaves are sunk deep in the leaf tissue
to further reduce evaporation. The leaves
of the white manzanita, which are rela-
tively broad, stand upright so that the rays
of the midday sun fall obUquely on their
surface.
Between April and June, many wild-
flowers bloom in scattered openings in the
Traverse Creek chaparral. These colorful
"serpentine flower fields" consist of low-
growing species that are tolerant of ser-
pentine soil, although many grow else-
where as well. Most of these wildflowers
are also drought-tolerant; among them are
a dwarf sedum with succulent leaves, a
wiry buckwheat with a three-pronged
flowering cluster, Sanborn's wild onion,
Congdon's lomatium, and the brilliant,
rose-pink bitterroot. One species found
only at Traverse Creek is the rare Layne's
groundsel.
Some moisture-loving plants inhabit
shallow depressions that accumulate water
when it rains. Among them are yellow
monkey flower, which has five bright-yel-
low petals; bicolored monkey flower, with
two white petals and three yellow petals;
pink-flowered whisker brush, with five
pink petals and a rosy center above a tuft
of short, slender, green leaves; a yellow vi-
olet; a two-inch-tall wild white clover; and
an equally small native plantain.
Seeming anomalies at Traverse Creek,
not far from the visitors' parking area, are
a few large ponderosa pines and an in-
cense cedar. According to the forest
botanists, enough nonserpentine soil has
washed down from higher terrain to create
a foothold for these conifers.
Robert H. Mohlenbrock, professor emeri-
tus of plant biology at Southern Illinois
University, Carbondale, explores the bio-
logical and geological highlights of the
156 U.S. national forests.
70 Natural History 2/94
february calendar
s
M
T
W
TH
F
S
1
2
3
4
5
6
7
8
16
10
11
12
13
14
IS
23
17
IS
19
20
21
22
23
24
25
26
27
28
1 TUESDAY
Traditional Sliadow neater u
PERFORMANCE, 7:00 p.m.
Kaufmann Theater,$7.00
members, $10.00 nonmembers
3 THURSDAY
Sharlc! Fact and Fantasy m
MEMBERS' PREVIEW: Exhibit-
ion Viewing (Participating and
Higlner Members), 4:00, free,
and Naturemax screening (all
members), 7:30 p.m., $6.00
4 FRIDAY
Sharl<! Fact and Fantasy
SPECIAL EXHIBITION,
Public opening
Searcti for the Great Sharl<s ▲
IMAX FILM, public opening,
Naturemax Theater
5 SATURDAY
Wonderful Sicy •
SKY SHOW FOR CHILDREN,
1 0:30 and 1 1 :45 a.m., Hayden
Planetarium, $7.00 adults,
$4,00 children
8 TUESDAY
"The Formation and Evolution
of Dwarf Galaxies" •
LECTURE, 7:30 p.m., Hayden
Planetarium, $6.00 members,
$8.00 nonmembers
"Saving Grace atAngl<or Wat" ■
LECTURE, 7:00 p.m., Kaufmann
Theater, $6.00 members,
$9.00 nonmembers
13 SUNDAY
Afro-Dominican Music
and Dance +
PERFORMANCE, 2:00 and
4:00 p.m., Kaufmann Theater
14 MONDAY
"Ancestors: The Search For
Our Human Origins" *
LECTURE, 7:00 p.m.. Main
Auditorium, $25.00
15 TUESDAY
Understanding the Global
Crisis: The Role of Ethnicity,
Religion, and Nationalism +
PANEL DISCUSSION, 7:30 p.m..
Main Auditorium. Limited
seating, call in advance for
free tickets.
17 THURSDAY
"A Society of Wolves" m
LECTURE, 7:00 p.m., Kaufmann
Theater; $8.00 members,
$.11.00 nonmembers
22 TUESDAY
Global Renewal: The Search
East and West for Philosophi-
cal and Spiritual Vision +
PANEL DISCUSSION, 7:30 p.m..
Main Auditorium. Limited
seating; call in advance for
free tickets.
24 THURSDAY
"Signs of Life: The Language
and Meanings of DNA" *
LECTURE, 7:00 p.m., Main
Auditorium, $25.00
26 SATURDAY
Shaman Ritual: Practice,
Performance, & Metaphor *
TWO-DAY CONFERENCE and
PERFORMANCES, 1:00-5:30
p.m.. Hall of Ocean Life,
call for ticket and schedule
information.
27 SUNDAY
Shaman Ritual: Practice,
Performance, & Metaphor *
CONFERENCE and
PERFORMANCES continue,
11:00 a.m. -4:30 p.m. at The
Asia Society. Call for ticket
and schedule information.
Malaki Ma Kongo
(Big Feast of the Congo) *
PERFORMANCE, 2:00 and
4:00 p.m., Kaufmann Theater
THROUGHOUT FEBRUARY
Waura: Drawings of the
Waura Indians
SPECIAL EXHIBITION,
Akeley Gallery
Global Cultures in a
Changing World *
LECTURES & PERFORMANCES
Star Trek Exhibition: A
Retrospective of the 60's
SPECIAL EXHIBITION; with
Orion Rendezvous: A Star Trek
Voyage of Discovery •
SKY SHOW, Daily Showings,
Hayden Planetarium, $7.00
adults, $4.00 children
Z.aser Light Shows •
Hayden Planetarium, Fridays
and Saturdays, 7:00, 8:30, and
10:00 p.m., $8.50
Shark Surprise m
MEMBERS' BIRTHDAY PARTIES
in the special exhibition
Shark! Fact and Fantasy,
Wednesdays, 3:30 p.m.;
Fridays, 4:00 p.m.; Saturdays
and Sundays, 11:00 a.m. and
2:30 p.m. $275.00, plus $15.00
per child
■ Membership, 769-5606 A Naturemax Theater, 769-5650 * Education, 769-5310 • Hayden Planetarium, 769-5900
American Museum of Natural History
Central Park West at 79th Street, New York City - For information, call 212-769-5100
A Matter of Taste
Through a Mill, Coarsely
The laborious art of hand- grinding flour is not entirely lost
by Raymond Sokolov
When people say that wheat and rice
are grains, they think they have said some-
thing simple and obvious. But as a
Supreme Court Justice once remarked
about obscenity, he knew it when he saw
it, but defining it was the hard part.
The etymologist will tell you that our
word grain comes from the Latin gramim,
meaning "seed," as in cum grano sails,
"with a grain of salt." Which is what you
have to take that definition with, because
by no means are all seeds grains. Think of
potato seeds or sesame and poppy seeds.
Nevertheless, the etymological approach
has its grain of truth. Let's try saying that
grains contain the seeds of grasses.
At least, they start that way. The major
grains are, in a botanical sense, the fruits
of true grasses from the Gramineae family.
There, however, the universality of the de-
finition comes to an end. Ears of com and
drooping green rice plants do not seem to
have much in common, but that has more
to do with their history under cultivation
than with any underlying botanical dis-
similarities. The grain, or useful part of
these plants in terms of human consump-
tion, is the endosperm, the httle packet of
starch, protein, and other nutriments
meant by nature to nourish the true seed
(the germ, or embryo, it encloses).
This starchy packet is many times
larger than the seed it accompanies. Like
some bloated commissary of carbohy-
drate, it is properly referted to as the fruit
of the grass plant, just as the orange, fleshy
globe surrounding the seed-containing pit
of the peach is its fruit. Both organs are
primarily food sources (for the seed or for
ambulatory and flying animals that will
eat the seed along with the delicious fruit
and then spread the seeds around the land-
scape in their dung).
Each major grain is slightly different
from the others, but they all share two fea-
tures: a dry, fibrous outer layer and an
inner kernel of useful starch. The whole of
grain technology after harvest aims at min-
A Navajo woman in Arizona grinds com for tortillas
John Running
72 Natural History 2/94
AMERICAN MUSEUM OF NATURAL HISTORY
Exploring the world with expert lecturers
CRUISES
rRAMCE: CRUISIMQ
THROUGH PROVEnCE
June 21 -July 3, 1994
VOYAGE TO LAMDS
or GODS AMD HEROES
Italy, the Greek Isles and Turkey
June 30 -July 13, 1994
ICEBREAKER EXPEDITION
TO THE riORTH POLE
July 12-31, 1994
ALASKA'S
IMSIDE PASSAGE
July 13-22, 1994
CROSSROADS OF THE
coriTiriEriTs
Alaska & the Russian Far East
July 20-30, 1994
BEYOhD THE HORTH CAPE
Spitsbergen to Bergen
August 6-21, 1994
VOYAGE TO ANTIQUITY
Turkey and the Greek Isles
Aboard the Sea Cloud
August 28 - September 13, 1994
INTO THE KALEIDOSCOPE:
ISLANDS or INDONESIA
September 17 - October 1, 1994
CROSSROADS OF
CIVILIZATIONS
Israel, Syria, Greece and Turkey
November 17 - December 1, 1994
DISCOVERY
CRUISES AND
TOURS
The American Museum of Natural His-
tory has been conducting travel pro-
grams to remote and magnificent areas
since 1953. Working closely with the
finest tour operators, we carelfuUy de-
sign innovative and distinctive travel
opportunities. We select lecturers from
the Museum's extensive staff of scien-
tists and from other renowned institu-
tions to provide a comprehensive and
stimulating enrichment program. Our
programs attract seasoned and discern-
ing travelers who want to satisfy their
intellectual curiosity while enjoying
comfortable cruise and land facilities.
FAMILY
ADVENTURES
VOYAGE TO LANDS
OF GODS AND HEROES
Italy, the Greek Isles and Turkey
Aboard the Daphne
June 30 -July 13, 1994
MEXICO'S COPPER CANYON
July 9-16, 1994
GALAPAGOS WILDLIFE AND
ANDEAN HIGHLANDS
July 14-25, 1994
KENYA SAFARI
August 8-21, 1994
TRAIN TRIPS
BERLIN TO ISTANBUL
May 23 - June 4, 1994
ANCIENT TURKEY
By Private Steam Train
May 31 -June 12, 1994
BEIJING TO MOSCOW
September 15-30, 1994
BEIJING TO HANOI
October 25 - November 12, 1994
LAND
PROGRAMS
BRITAIN LAKE
DISTRICT WALK
June 6-16, 1994
ISRAEL
June 1994
MOROCCO: THE ROAD OF
A THOUSAND KASBAHS
September 24 - October 8, 1994
TIBETAN JOURNEY
September 1994
AROUND THE WORLD
BY PRIVATE JET
January 19 - February 21, 1995
American Museum of Natural History/Discovery Cruises and Tours
Central Park West at 79th St. New York, NY 10024-5192
(212) 769-5700 in New York or
Toll-free (800) 462-8687
imizing or removing the outer layer and at
making tlie inner starch packet available
for human consumption.
Grain hai-vests ai^e generally the equiva-
lent of mass mowings. Then comes a
threshing stage, which separates the grain
from the chaff, the grassy part of the plant
that ends up, when dried, as straw. Of the
major cereal grains, three — rice, barley,
and oats — come wrapped in hard husks
formed from leaflike structures. Corn,
wheat, and rye' are, as Harold McGee re-
minds us, "naked," or huskless, fruits. But
even they are not ready to eat after harvest.
At this point, the wheat farmer finds
himself with millions of grains covered
with a fibrous "skin" known as bran.
These so-called wheat berries can be eaten
as they emerge from the threshing floor.
Indeed, modern health food stores sell
them and some restaurants do an inventive
job of cooking them. But the brownish,
unpolished wheat beiry takes a long time
to cook and is an indelicate food, although
not without appeal as an occasional item
in a modem diet.
The bran layer spoils easily, however.
And in the dawn of grain agriculture, stor-
age and convenience had to have been
paramount goals. We cannot prove it, but
it seems overwhelmingly plausible that a
desire to keep the haivest safe led early
men and women to exhaust themselves by
grinding their wheat or rice between two
stones. This loosened the bran and, inci-
dentally, turned the interior starch into an
appeahng powder we call flour or meal.
Of course, it is possible, when milling,
to stop short of pulverization. White rice is
the leading example of that. After its bran
has been rubbed off, it can easily be
steamed or boiled to a wonderful tender-
ness. Rice can also be pulverized into
flour, and often is, with rice cakes and noo-
dles the result.
Wheat is most often milled into flour, as
is rye. But oats and barley are usually not,
in our day, because their flours lack gluten
and can't compete with wheat in elasticity
for baking pastry, and, most important,
they don't rise.
Corn is sui generis. Its kernels can be
eaten whole (steamed on the cob or gently
heated in almost any way). On the other
hand, the bran or hulls can be removed
when exposed to an alkali such as wood
ash, yielding a beneficially altered starch,
hominy, that needs no milling. (Alkaliza-
tion makes the corn's natural niacin avail-
able to human digestion and it also re-
aligns the corn's amino acids so that they
offer the human consumer a better balance
of useful nutriments.) Or untreated com
can be ground into meal. Early Americans
prepared com in all three ways.
Hand-milling techniques have persisted
in isolated pockets of traditional American
culture right up to the present. Primitive
millers grind one rock, or quem, against
another One of these rocks tends to be
concave, the other convex. The mortar and
pestle are slightly more efficient tools de-
rived from these primordial hand mills.
Such laborious techniques eventually
gave way in many places to a tme mill, a
fixed machine run by animal or water
power In industrial societies, electrical
power runs giant roller miUs, and stone
grinding has survived only sporadically.
But educated opinion has set its face
against roller-milled, pure white flour
In her authoritative English Bread and
Yeast Cooker}' (1977), Elizabeth David
campaigned for the preservation of Eng-
land's historic stone mills. She rhap-
sodized about the hard emery stones with
their carefully cut grooves. She printed a
detailed schematic diagram of a working
mill, with its quants and shoes and
damsels all neatly labeled. In the end, like
proselytizers for stone-ground com and
rice meals, David was making a case for
imperfectly pulverized and sieved (the
technical term is bolted) flour.
The big machines work so well, she ar-
gued, that they remove virtually all the
bran and germ — and with them the tradi-
tional flavor of bread flour. Gone, too, was
the appealing texture of less completely
milled wheat.
The Chinese food expert Florence Lin
does not say whether the advent of ma-
chine grinding of fresh water-ground rice
flour yields an inferior product. And even
though the hand grinding and stone
wheels of her childhood are gone, modem
methods (themselves now obsolescent) as
she describes them in her Complete Book
of Chinese Noodles, Dumplings and
Breads (1986) offer an eloquent testimo-
nial to the importance of specific milling
Nian Gao
(Plain Rice Cake)
As Florence Lin explains in her Com-
plete Book of Chinese Noodles, Dump-
lings and Breads (1986), this apparently
simple, pure dish, eaten at Chinese New
Year as a symbol of prosperity, has quite
special flour requirements. The two
kinds of rice flour should ideally be
water-ground shortly before use (the
moist flours spoil easily even under re-
frigeration, and the ratio of long-grain
flour to sticky-rice flour determines the
ultimate consistency. For a softer cake,
use slightly more long-grain. For a
harder one, more sticky-rice. For a
chewier cake, use Japanese rice, as Ko-
reans do. Since most U. S. cities now
have thriving Asian markets, there is no
need for most of us to grind whole rice
grains with water in a blender and then
press out the moisture. Commercial,
dried, water-ground rice flour is, there-
fore, the ingredient anticipated in this
recipe. If you want to start from scratch,
presoak whole rice for four hours, then
blend, water and all, to a fine wet powder.
Tie up in a muslin bag and press out mois-
ture by weighting with a heavy object, a
big iron skillet or a large pot of water, for
several hours, until the water stops com-
ing out of the bag. The flour will have the
consistency of a damp dough.
2 cups long-grain rice flour
1 cup sticky- rice flour
1 . Put rice in a processor fitted with the
steel blade. Turn on the motor and
pour M cup cold water through the feed
tube. The flour will soon look like
granulated sugar. If it gathers into a
dough, there is too much water Add a
little flour so it separates again.
2. Line the basket of a steamer with alu-
minum foil. Shake the flour loosely
and evenly into the steamer. Steam over
high heat for 20 minutes.
3. Rinse but do not dry the processor bowl
and the steel blade. Reattach the bowl
and replace the steel blade in it.
4. When the flour has been steamed, return
it immediately to the processor and
process for 30 seconds or just long
enough to produce a smooth dough that
does not stick to the bowl. Oil fingers
and remove the dough to an oiled sur-
face. Knead while still hot. until very
smooth. This takes about a minute.
5. Roll the dough into a sausage shape
about an inch in diameter Cut the tube
into four equal lengths. Flatten them to a
thickness of M inch. Cover and let cool
to room temperature. Then they are
ready to eat. They wiD keep for a week
submerged in water in the refrigerator or
. frozen in small pieces (IM inches long
by !4 inch thick) sealed in right plastic.
Yield: 4 cakes
74 Natural History 2/94
methods to the ultimate food on the table:
In New York's Chinatown there is a factory
still making fresh old-fashioned plain rice
cakes. It does use machines to speed the
process, however. Electric-driven grinders
grind the presoaked rice. Then the ground
rice, including the water, is put in a muslin
bag and the water is pressed out by ma-
chine. The result is fresh water-ground rice
flour. A powerful steamer then steams the
wet ground flour, which is immediately
kneaded by machine into a soft dough. The
cakes are formed by hand. The only cook-
ing in the process is the steaming of the
flour. No seasoning is added.
It was difficult for me to read that as an
account of a degraded, industrialized proc-
ess. After all, I normally buy anonymous
wheat flour in five-pound bags in a super-
market. But that passage got me thinking.
I remembered visiting the Hopi villages in
Arizona, distant mesas with captive eagles
flapping from adobe rooftops. There I
bought blue commeal from a woman who
had ground it by hand at home. It was su-
perbly fresh tasting and finer than any
flour I had ever seen before.
Why not try this with wheat? I could
buy wheat berries at a health food store.
True, I wouldn't know what kind of wheat
it was or where it came from or when it
had been harvested. But I could mill the
wheat berries myself, with one of the
hand-powered European mills now on the
market in this country. I could grind them
to an appealing coarseness. I could sift out
only as much of the bran as pleased me.
I was unable to find the hand-operated
French stone mill that David described,
but I did find an Italian metal model. Since
I would not be operating it at high speed,
perhaps its metal rollers would crush the
wheat berries just like a stone mill, instead
of shearing them to dust. As a control, I
decided to grind some wheat berries with a
mortar and pestle.
The results by both methods were
greatly different from supermarket flour.
The "grain" of my flour was appealingly
unfine. I also found that bolting flour is an
exacting task. I did not have the right
cloth; so I ended up with a product flecked
with brown specks. Both methods yielded
flour fiill of personality and excellent, rus-
tic bread. Fortunately, I have ready access
to commercial stone-ground bread flour at
a nearby water-powered country mill.
Hand milling is a fine thing, but I akeady
have a full-time career.
Raymond Sokolov is a writer whose spe-
cial interests are the history and prepara-
tion of food.
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The Natural Moment
The Quick and the Dead
"Its highways are mighty limbs of the
best big evergreens," wrote naturahst
Ernest Thompson Seton. "Of all the Weasel
tribe, the Marten most is at home in the
trees. He dehghts in climbing from crotch
to crotch, leaping from tree to tree, or
scampering up and down the long branches
with endless power and vivacity." These
solitary predators of northern forests bring
the same exuberance to the hunt. Two
pounds of unbridled ferocity, a marten will
ambush and devour red squirrels, marmots,
voles, mice, and birds.
In southeastern Idaho's Targhee National
Forest, this American marten left plenty of
tracks in the deep snow, giving
photographer Michael Quinton a clue to its
whereabouts in a lodgepole pine. By
climbing an adjacent tree, Quinton was
able to focus on the marten (inset). Only
then did he see the carnivore's prize, a
ruffed grouse that appeared to have been
cached in the conifer a day or so earlier
(right). Martens are usually extremely wary
of humans; this animal was aware of its
observer but not alarmed. It proceeded to
pluck the feathers from the grouse and then
began to feast on the bird's head.
Despite the bitter temperatures and
heavy snows in this mountainous region,
neither martens nor ruffed grouse migrate
or hibernate. When the snow is deep,
grouse will sometimes roost in trees, but
often they will burrow — or even fly —
directly into the snow and roost there.
Martens, which can move easily both in the
trees and atop the snow, quickly dispatch
any such prey they may
detect. On days when
hunting fails, a vole or
grouse safely stashed in a
pine will insure the marten
of a meal. — J. R.
Photographs by
Michael S. Quinton
76 Natural History 2/94
£;-i^^^»
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CROSSROADS OF CONTINENTS
Remote Alaska & the Russian Far East
Above the Arctic Circle
July 20 -30, 1994
The remote islands of the
Bering Sea lead like stepping
stones from Alaska to the vast
frontier of the Russian Arctic.
This summer, a team of Ameri-
can Museum and guest lecturers
will lead an exciting voyage of
exploration in this rarely-vis-
ited area of the world.
Aboard the World Discov-
erer, we will follow comfort-
ably in the pathways of famed
18th- and 19th-century Arctic
explorers. We will cross the
Bering Strait, which long ago
formed the land bridge that pre-
cipitated the migration of Asians
to the Americas, visiting along
the way such extraordinary
places as the Arakamchechen
Archipelago. We will also cross
the Arctic Circle in search of
polar bears traveling on the drift-
ing pack ice.
Our journey will allow us
to meet with people from both
continents who are historically
and ethnically related and enjoy
the spectacular Arctic land-
scapes. These nutrient-rich wa-
ters and remote rocky islands
support some of the largest colo-
nies of seabirds in the Western
Hemisphere, as well as marine
mammals, sea lions and seals.
Join us for the voyage of a Hfe-
time.
American
Museum of
Natural
History
Discovery Cruises
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
AUTHORS
"Watching Steller's eagles wintering on
Kuril Lake in Russia is not IDce watching
bald eagles in the United States," says
Alexander Ladigin (page 26). "At Kuril
Lake, there are no roads, cars, or human
inhabitants for many miles around. It is
not possible to drive by the river in a car
After observing modem hairless dogs
kept as pets and show dogs in Peru, Alana
Cordy-CoUins (page 34) committed the
gaffe of mistaking a dog in San Diego to
be of the same breed. The indignant owner
informed her that it was Mexican, not Pe-
ruvian. Intrigued by the similarity of the
two breeds, she has traced their possible
prehistoric connection. Cordy-Collins is a
professor of anthropology at the Univer-
sity of San Diego and curator of Latin
American archeology at the San Diego
Museum of Man. She has done archeolog-
ical fieldwork in Ecuador and Chile, as
well as Peru. For additional reading, she
recommends Atlas of Dog Breeds of the
World, by Bonnie Wilcox and Chris
Walkowicz (Neptune City: T F. H. Publi-
cations, 1989); "Axe-Monies and Their
Relatives," by Dorothy Hosier, Heather
Lechtman, and Olaf Holm, Studies in Pre-
Columbian Art and Archeology, no. 30
78 Natural History 2/94
and observe eagles from a window." Ladi-
gin, a native of Moscow who has lived on
the Kamchatka Peninsula in the far east of
Russia for seven years, watches eagles the
hard way. He spends his days in igloolike
snow cabins on the edge of the lake for an
up-close view of the hundreds of eagles
(Washington, D.C.: Dumbarton Oaks,
1990); and "Ancient Cultural Contacts
Between Ecuador, West Mexico, and the
that congregate there in the winter. His
permanent residence, in a village on the
Bering Sea coast, is a log cabin, which he
shares with his anthropologist wife and
their four-year-old daughter. A graduate of
Moscow State University, Ladigin, cur-
rently on the staff of Kronotskiy State
Biosphere Reserve in Kamchatka, is com-
pleting his doctoral dissertation on adap-
tive radiation in birds of prey. In addition
to observing Steller's eagles, he has stud-
ied their cousins, bald eagles, in the Pacific
Northwest. Future projects include more
studies of the winter ecology of sea eagles.
Emulating his favorite study subjects, he
plans to raise his offspring far from the
press of civilization. More on bii'ds of prey
can be found in Vanishing Eagles, by
Phihp Burton, with paintings and draw-
ings by Trevor Boyer (Secaucus: Chart-
well Books, Inc., 1987). The natural his-
tory of bald eagles is the subject of Mark
V. Stalmaster's The Bald Eagle (New
York: Universe, 1987) and Jon Gerrard
and Gary R. Bortollotti's The Bald Eagle:
Haunts and Habitats of a Wilderness
Monarch (Washington, D.C.: Smithson-
ian, 1988).
American Southwest," by Patricia R.
Anawalt, in Latin American Antiquity, vol.
3,no.2,pp. 114-29, 1992.
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79
Jeffrey Polovina (page 50) has been in-
terested in Pacific marine life since 1974,
when he was twenty-six years old. Fresh
out of the University of California at
Berkeley with a Ph.D. in mathematical
statistics, Polovina decided to spend nine
months island hopping across the western
Pacific, often making the jumps by small
boat. His travels ultimately brought him to
Hawaii, where, in 1979, he joined the Na-
tional Marine Fisheries Service, and was
immediately sent on a research cruise to
the northwestern islands. With his statisti-
cal background, Polovina was well pre-
pared to study the population dynamics of
the archipelago. He also recognized that
the widely separated atolls and reefs of-
fered an excellent opporfianity to investi-
gate the mechanisms that create biological
variation. Polovina has also done research
on coral reefs around the Pacific, including
a five-year study in the Marianas. In 1993,
he was awarded a Fulbright Research
Award to study lobster population dynam-
ics off the coast of Kenya, and in 1994 he
will be heading off to the Antarctic for fur-
ther marine studies. He is currentiy chief
of insular resource investigations at the
Fisheries Service. For further reading, the
author recommends D. H. Cushing's book
Climate and Fisheries (London: Acade-
mic Press, 1982).
Living in southeastern Idaho on the
edge of Yellowstone Park, Michael Quin-
ton (page 76) doesn't have to go far to find
subjects for wildlife photography. A full-
time photographer for the past fifteen
years, Quinton particularly enjoys taking
pictures in winter. While Quinton sees
marten tracks, like the ones that led him to
this month's "Natural Moment," just about
every day in winter, he actually spots the
animals only once or twice a year. For
these photos, he used a Nikon F3 and a
400mm lens with tele-extender. Quinton
has produced several wildlife books, in-
cluding The Ghost 'of the Forest: The
Great Gray Owl (Flagstaff: Northland
Publishing, 1988), and is currently at work
on a project on grizzlies. Quinton, his
wife, and their two small children enjoy
living in the wilderness; for most of the
winter they get around on skis and snow-
shoes, and by snowmobiles. Although
Yellowstone has provided them with wild-
life and winter on a grand scale, the Quin-
tons have been thinking of moving on to
Alaska.
Bernd Heinrich (page 42), shown here
with his son, Stuart, is a frequent contribu-
tor to Natural History. Heinrich 's interest
in entomology began at the age of seven,
when he started keeping bees and collect-
ing insects. He earned his B.S. and M.S.
from the University of Maine at Orono
and his Ph.D. from the University of Cali-
fornia at Los Angeles in 1970. Although
his subjects have ranged from squirrels to
birds, Heinrich has specialized in studying
thermoregulation in insects. Some of his
earliest work in this area was on moths, the
subject of this month's article. Heinrich
has done fieldwork in Africa and various
ttopical and arctic locations, but Maine,
where he has a cabin in the woods, is his
favorite locality. Heinrich has been a pro-
fessor of entomology at the University of
California at Berkeley and is currently a
professor of zoology at the University of
Vermont, where he is studying the sociobi-
ology of ravens. Further reading on ther-
moregulation in moths and other insects
can be found in his book The Hot-blooded
Insects (Cambridge: Harvard University
Press, 1993).
80 Natural History 2/94
AMERICAN MUSEUM OF NATURAL HISTORY
FAMILY ADVENTURES
MEXICO'S
COPPER CANYON
By Train
July 9-16, 1994
A rail journey through
Mexico's mammoth and
scenic Copper Canyon,
or Barranca del Cobre,
is one of the most breath-
talcing journeys in the
world. Over four times
the size of the Grand
Canyon, Barranca del
Cobre is a natural mar-
vel best experienced
along a rail route itself
considered a marvel of
engineering. Explore a
remarkable region that
has long been home to
the Tarahumara, an iso-
lated people whose abil-
ity to traverse rugged
terrain on foot is leg-
endary.
KENYA
SAFARI
August 8-21, 1994
An African safari is an extraordinary experience and
Kenya possesses some of Africa's best attractions: the
famous herds of game in Masai Mara are spectacular
and accessible; the views from escarpments embracing
the Great Rift Valley are sublime; the semi-arid North-
em Frontier District shimmers with magical light at
dusk; and the morning air in the Aberdare Mountains is
incomparably invigorating. August is a glorious time to
enjoy the African bush and the abundance of wildlife
found there. Join us for this special safari and discover
the wonders and tremendous diversity of Kenya's finest
game parks.
American
Museum of
Natural
i-^j'MR History
Discovery Tours
Join the American Museum of Natural History
this summer on an exciting travel adventure
designed for the whole family. Discovery Tours
has developed four travel opportunities, taking
into consideration the diversity of interests and
special needs of family travel. Lecture pro-
grams for both children and adults will be held
in tandem with Museum and guest lecturers
who will help us explore and experience the
natural wonders and traditional cultures of four
spectacular destinations.
GALAPAGOS
WILDLIFE
AND ANDEAN
HIGHLANDS
July 14-25, 1994
One of the greatest liv-
ing laboratories of natu-
ral history, the Galapa-
gos Islands are unsur-
passed in their primeval
beauty, Sea lions, pen-
guins, marine and land
iguanas, seabirds and
many other species of
plants and animals,
some of them unique to
these islands, can be
found here. Discover
these remarkable islands
as well as the magnifi-
cent Andean highlands
and the city of Quito in
Ecuador, an ancient
capital of the great Inca
Empire.
CIVILIZATIONS
OF THE
MEDITERRANEAN
June 30 - July 13, 1994
From classical Greek and Roman times through the
Byzantine Empire, the eastern Mediterranean region
has exerted an enormous influence on world history, art
and culture. With exotic cities, magnificent landscapes
and innumerable remnants of glorious ancient civiHza-
tions, this region is one of the most exciting destinations
in the world. Join us aboard the 1 74-cabin Daphne this
summer as we explore such sites as Ephesus in Turkey,
Knossos on the island of Crete, Greece's Olympia,
Akrotiri on Santorini and the acropolis on Rhodes, as
well as the historic cities of Istanbul and Athens.
Central Park West at 79th St,
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
Natural history ^_, , ^ „,..„„
AM. MUS. NAT. HIST. LIBRARY
Received on: 02-04-94
Ref 5.06(74.7)M1
Some of our biggest attractions cover a wide range.
At night up here you can hear the
Wolves howhng. Some of the last big
packs anywhere on earth.
You can snap Moose grazing in
the wetlands and catch Muskoxen
ambling past almost within reach.
Up here herds of Caribou
still stretch to the horizon. And Polar Bears patrol
the coastline.
NorthWinds Arctic Adventures
Box 849 Dept. WNH
Iqaluit, NT XOA OHO
Phone: 819-979-0551 Fax: 819-979-0573
Largest selection of winter and
summer programs in Baffin Island.
Dog sledding, hiking, rational and
historic parks, Inuit culture. Brochure.
Qullikkut Guides and Outfitters
Box 27 Dept. WNH
Clyde River, NT XOA OEO
Phone: 819-924-6268 Fax: 819-924-6362
Outfitted tours the Inuit way.
Specialize in wildlife observation, Inuit
cultural awareness, wilderness
camping.
Canoe Arctic Inc.
Box 130 Dept. WNH
Fort Smith, NT XOE OPO
Phone: 403-872-2308
Remote fly-in canoe trips.
Unparalleled arctic wildlife
concentrations. Wildlife biologist
guide. Operating 20 years. Brochure.
Whilewolf Adventure Expeditions
#41 - 1355 Citadel Drive Dept. WNH
Port Coquitlam, BC V3C 5X6
Phone: 1-800-669-6659
Fax: 604-944-3131
See Muskoxen, Wolves or Caribou!
Natural history/photo expeditions by
canoe or raft on the Nahanni, Bumside
or Coppermine Rivers.
And beneath the waves are Belugas and Bowheads,
Narwhals and Walruses, Ringed and Bearded Seals.
High overhead soar Gyrfalcons, Golden Eagles,
Sandhill Cranes, White Pelicans, Snow Geese, Old Squaw
Ducks. The list is as endless as the land.
1.3 million square miles of virtually
untouched wilderness. When you come
up here, bring a camera.
And be ready for a howl.
Frontiers North
774 Bronx Ave. Dept. WNH
Winnipeg, MB R2K 4E9
Phone: 204-949-2050 Fax: 204-663-6375
Polar Bear, Caribou, Arctic Wolves,
Peregrine and Gyrfalcons at Sila
Lodge. Baker Lake - live in a
traditional igloo. View Muskox.
Subarctic Wilderness Adventures
Box 685 Dept. WNH
Fort Smith, NT XOE OPO
Phone: 403-872-2467 Fax: 403-872-2126
Guide-interpreted overland, water.
Fortnights. Wood Buffalo Park. Peace/
Athabasca Delta: migratory flyways.
Inuit. Caribou, Muskoxen, flora.
Bathurst Inlet Lodge
Box 820 Dept. WNH
Yellowknife, NT XIA 2N6
Phone: 403-873-2595 Fax: 403-920-4263
Central Arctic. Scenery, wildlife
.(caribou, muskox), flowers, Inuit
culture, history. Teacher's course.
Canoe outfitting. Brochure.
For information on other NWT
adventures and your copy of the
Explorers' Guide, call 1-800-661-0788,
or write: Department of Economic
Development and Tourism, Suite 26,
Government of the Northwest
Territories, Box 1320,
Yellowknife, NT,
Canada XIA 2L9.
I5>
CANADA'S Northwest Territories
Within reach, yet beyond belief
Ref
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no- 3
March 1994_
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NATURAL
HISTORY
Vol. 103, No. 3, March 1994
Cover: a feral Soay ram in winter fleece mounts the crest of a hill in Scotland's
Saint Kilda archipelago, where 70 percent of the sheep die off every three to four years.
Story on page 28. Photograph by Laurie Campbell.
4 A Naturalist at Large / whitfieid Gibbons
How to Catch a Gator
8 Macaque See, Macaque Do Meredith f. Small
An island paradise for tourists is marred by monkey muggings.
1 2 This View of Life Stephen Jay Gould
The Persistently Flat Earth
20 This Land Roben H. Mohlenbrock
Summerby Swatnp, Michigan
24 Science Lite Roger l weisch
The Hyphenated American
26 Celestial Events GaU s. cieere
Getting Through the Night
28 Counting Sheep Tim ciutton-Brock
Wiy do feral animals on a remote Scottish island behave like lemmings?
36 Tropical Liaisons
ON A Beetle's Back
Jeanne A. Zeh and David W. Zeh
For some arthropods, large harlequin beetles are convenient Love Boats.
46 Judas Transformed June Nash
During Holy Week in the troubled Chiapas region of Mexico, Indians have been pointing
out their enemies for decades.
54 Britain's Magpie Parliament Tim Birkhead
Darwin thought they discussed sex,
but the birds probably meet to argue
about real estate.
60 North America's Magpies
62 Reviews / Worth Estes
A Quixotic Search for New Drugs
76 A Matter of Taste
Raymond Sokolov
Breaking Bread, Tradition,
atid a Long Run
82 At the American Museum
OF Natural History
84 The Natural Moment
Photograph by Robert Caputo
The Eggs and I
86 Authors
NATURAL
HISTORY
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How to Catch a Gator
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Or, the limits of professional ecology
by J. Whitfield Gibbons
Several years ago, I had the opportunity
to conduct ecological research and, at the
same time, make what I thought would be
a modest personal contribution to environ-
mental preservation. All I needed to do
was catch a mother alligator and her
young. The management of a South Car-
ohna coastal resort had told me that a large
alligator had been pestering golfers, and
that they intended to notify the state,
which meant the animal could be legally
killed as a nuisance. I asked if, instead, we
could catch it and remove it to the Savan-
nah River Ecology Laboratory (SREL) for
behavioral study. Both the resort owners
and wildlife officials agreed.
But why did we want a large, pesky fe-
male alhgator at the lab? My research in-
terest in alligators had begun twenty-six
years ago when I caught my first one while
doing a project on freshwater turtles. Be-
cause they are coldblooded, alligators re-
flect environmental conditions more di-
rectly than mammals and birds, whose
body temperatures are regulated inter-
nally. But crocodilians are linked closely
to birds — indeed, they are possibly the
avians' closest living relatives. I wanted to
continue investigating the evolutionary
and ecological mysteries of these reptiles.
Nest building and protection of the
young are distinctive behaviors of the
American alhgator. All crocodilians lay
eggs on land near the fresh to slightly
brackish water of coastal marshes,
swamps, rivers, and lakes. In early sum-
mer, the female alligator builds a large
nest — about three and a half feet high and
up to seven feet in diameter — of mud and
vegetation along the shore and deposits
twenty to sixty white eggs before sealing
the nest with more mud and vegetation.
(The decomposition of the nesting mater-
ial produces heat, which incubates the
eggs at a relatively constant temperature.)
Because of a powerful protective in-
stinct, however, the mother often remains
in the vicinity of the nest until the late
summer when the young hatch. Thus any-
body inadvertently approaching the nest
area may suddenly find an enormous, hiss-
ing reptile charging overland. If one stands
one's ground and does not molest the nest
or pick up a baby, the mother alligator usu-
ally retreats. Or she may not. If the mother
hears the babies hatching, she may remove
the vegetation and even help the eight-
inch-long hatchlings to the water by carry-
ing them in her mouth.
Indeed, this strong parental care in alli-
gators indeed seems more closely allied to
birds than to other groups of reptiles. A fe-
male turtle, for example, digs a nest, de-
posits her eggs, and returns to the water,
leaving the eggs behind. Prior to egg lay-
ing, she stores energy and nutrients in her
fatty tissues. These resources are allocated
to each egg in the form of a large yolk re-
serve and provide all of the nourishment
needed both for embryonic growth in the
egg and for early growth and maintenance
of the hatchling turtle.
Some years ago, Justin Congdon, my
colleague at SREL, and I discovered that
in alligator eggs the proportion of original
egg Upids that remained in the hatchling
was actually higher than that in turtles.
Thus, the newborn alhgator entered the
aquatic habitat with more fat reserves than
any species of turtle we had studied. In
capturing the alligator and her babies, I
hoped to find out more about alhgators
and their young.
This particular mother alligator didn't
intend to be a pest, but people kept hitting
Uttle white balls close to the lake where
she and her babies lived. She would
emerge firom the lake, chase the golfers
4 Natural History 3/94
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Natural History 3/94
2-EBS
away, and occasionally eat a golf ball. Al-
ligators are known to ingest stones, pine
cones, and other nonfood items that are re-
tained in a part of the stomach equivalent
to a bird's gizzard. Such materials may
help grind food that is swallowed whole.
One preeminent question a person
should ask when wading through swamps
and along lake margins in search of North
America's largest reptile is whether alliga-
tors attack hunians. After all, male Ameri-
can alligators often grow to more than thir-
teen feet and females to nine feet. This
particular six-foot animal was impressive,
too; and enough rare and spectacular re-
ports of seemingly unprovoked attacks on
humans had made me aware that alligators
can be highly dangerous. Plus, this alliga-
tor was a mother, and the good behavior
record of mother alligators had been tar-
nished before, especially in situations
when maternal instinct overrode a pre-
sumably innate fear of humans.
Alligators have a problem faced by a lot
of us — you can pick your friends but not
your relatives. Not that alligators have
many friends, but as one of almost two
dozen crocodilian species, they do have
some notorious Old World kin. Instances
of crocodiles eating humans in Africa and
Indonesia mean that New World crocodil-
ians will never be completely above suspi-
cion. Yet American alligators, if unmo-
lested, are shy and peaceful and, based on
the evidence, do not consider humans a
standard menu item. They unfortunately
exemplify how a species can have its nat-
ural rights violated because of public mis-
understanding.
I took two students, Jeff Lovich and
Tony Mills, out at night to make the cap-
ture. Night is usually the best time to find
alligators, both big and small, because of
the reflective eyeshine that ranges from
red to yellow. This particular September
night was absolutely gorgeous, the perfect
setting for a Gothic novel. The light from
the recently risen flill moon was sphntered
by pine and palmettos and turned the fair-
way into slivers of white, black, and
shades of gray. Scattered ground fog and
mist gave the surroundings an eerie ap-
pearance, and the only sounds were a dis-
tant chorus of green tree frogs and the
hooting of a faraway barred owl. We
peered ahead searching for the pond
where the alligators lived.
With Tony being six four and Jeff six
two, I anticipated no problem in handling
this six-foot mother alligator. I even
brought along my twelve-year-old son
Michael to watch the show. When we got
to the lake, our flashlights revealed the re-
flected red eyeshine of a pair of gator eyes.
The big, gleaming eyes were surrounded
by what seemed like a swarm of fireflies
on the water's surface — two dozen pairs of
little yellow eyes, those of the babies.
Our plan: We had a noose attached to a
cable on a bamboo pole. When the mother
came near shore, we planned to slip the
noose over her head and pull it tightly
around her neck. We would then put big
rubber bands on her snout to keep the
mouth closed while we carried her back to
the jeep. Her plan: Swim around in the
middle of the lake with the babies. And so
she did. Our revised plan: Catch one of the
babies. Since baby alligators in distress
make a distinctive grunting sound, the
mother should come close to shore to in-
vestigate. When she got close enough, we
could snare her with the noose, and that
would be it.
Most of the babies were with the
mother, but a few adventurous ones were
in the vegetation along the shore, perhaps
foraging for crustaceans and insects. (Alli-
gators more than five feet long will eat any
creature inhabiting the land or water that
they can catch and swallow, including
muskrats, cottonmouths, fish, turtles, rac-
coons, and waterfowl.) We walked around
the edge of the lake and caught one of the
babies. It immediately started making the
sound of a frightened baby aUigator and,
to our satisfaction, along came the mother.
The two crimson eyes headed straight to-
ward the shore, fast. I handed the baby al-
ligator to Michael; the rest of us hid be-
hind two big pine trees.
As the mother reached the shoreline,
Tony got ready to jump down and use the
noose. Only she didn't slow down at the
water's edge. The next thing we knew, she
was up on land with a startlingly loud hiss,
lumbering toward Michael as fast as her
chunky legs could carry her. Her heavy
tail swished against the sweet myrtle
bushes along the shoreline. The crushed
leaves filled the air with a pleasant, per-
fumy scent incongruous with the charging,
hissing reptile.
Michael was holding the baby up in the
air and saying, "Dad, Dad, what do you
want me to do now?" Being trained pro-
fessionals, we each offered expert advice.
Jeff said, "Climb a tree!" Tony said,
"Throw the baby in the lake!" I said,
"Run!" Responding to my attempt at
parental care, Michael turned and disap-
peared into the woods, still holding this
squeaking toy of an alligator. With a slight
head start, a scared twelve-year-old can
run a lot faster than an angry alligator, but
the mother was still in pursuit.
She was moving pretty fast when she
passed the three of us, but Tony managed
to slip the noose over her head, and Jeff
and I grabbed the bamboo pole. We braced
ourselves, ready for the cable to tighten.
But instead of continuing forward, she
abruptly reversed her direction, catching
the three of us completely by surprise. She
turned back toward the lake, dived into the
water, and plunged to the bottom.
Unfortunately, we all had good grips on
the pole. The three of us were yanked
down the slippery bank into the lake. The
noose had slipped off, and the thought of
being in the water with an irate, unfettered
mother alligator impelled us to scramble
out almost as fast as we had gone in.
Michael emerged from the woods and re-
turned the baby to the water. With some
discussion about safer and more success-
ful previous collecting expeditions, we
slunk home in defeat.
Catching an alligator should have been
no problem for trained professionals from
an ecology lab, but this encounter left me
with some questions about how well
trained we were and whether we should
really be classified as professionals. Re-
search ecologists must be reminded occa-
sionally that they do not know everything
about animals, plants, and the environ-
ment. Alligators have effectively brought
this to my attention more than once. They
also serve as a strong reminder that biolo-
gists still have much to learn about the be-
havior, ecology, and evolutionary relation-
ships of even the most familiar species.
One of our current questions is whether
female American aUigators, like birds, di-
rectly or indirectly provide food to their
young in some situations. This seems like
a reasonable extension of their demonstra-
bly complex parental care and was one
reason we wanted a mother alUgator with
recenfly bom young. I still have not ob-
served a mother alligator feeding her
young. However, after seeing the intense
interest at least one mother had for taking
care of her oiTspring, I feel certain that if
parental feeding by alUgators does not al-
ready exist, evolutionarily it may be only a
baby step away.
J. Whitfield Gibbons is a University of
Georgia professor of ecology at the Sa-
vannah River Ecology Laboratory. This
article is adapted from his new book,
Keeping All the Pieces: Perspectives on
Natural History and the Environment
(Smithsonian Institution Press, 1993).
6 Natural History 3/94
To err is human.
To guarantee, divine.
That misplaced apostrophe in our name is a boo-boo
from the early days, when our quality control was (obviously)
a little skimpy.
Lots of people, especially English teachers, have taken us
to task for it. It makes us cringe today. But in a funny way, that
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You see, every time we think about it it reminds us that
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us with their business.
Truth is, we depend on their trust As direct merchants, we
sell by catalog- classic clothing, soft luggage, home furnishings.
Folks have to feel that anything they see in our catalog will
deliver as promised.
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Macaque See, Macaque Do
At tourist sites in Bali, hwnans are teaching their fellow primates some bad habits
by Meredith F. Small
Early last July, I boarded a plane for a
thirty-six-hour journey to Bali, the tropical
island vacation spot. Contrary to what
most of my friends thought, this eight-
week trip to hidonesia was not really in-
tended as a hohday of sun, surf, and shop-
ping— my assignment was to evaluate the
effect of tourism on the native Balinese
monkey, the long-tailed macaque.
My last research project on monkey be-
havior had taken place five years earlier,
and I felt a surge of excitement when I
reached my primary research site, the
Sangeh Monkey Forest in the center of
Bali. As I walked down a winding cement
path through a lovely patch of nutmeg for-
est to Sangeh 's central temple, Pura Bukit
Sari, I suddenly saw them, scampering
among the tourists, leaping over temple
walls, and generally acting like mon-
keys— curious, social, and full of energy.
Watching them, I felt the old observa-
tion skills chck back into gear: That one
with a bent tail wiU be easy to identify
again. The female over there is in heat.
Two babies are less than three months old.
I see at least four young infants. This
group has few subadult males.
Lost in this primatological reverie, I
failed to see an adult female approaching
to my left. Suddenly she streaked past me,
a blur of green-gray fur so close I could
smell the familiar monkey odor. In mid-
leap, her tiny fingers gripped the earpiece
of my brand-new sunglasses. She uncere-
moniously yanked them off my face and
sped into the forest.
I was stunned. The swiftness of her cal-
culated thievery was breathtaking. (More
important, how could I spend day after day
recording the minute details of monkey
behavior without a decent pair of shades?)
Accompanied by a temple guard, I tracked
my assailant deep into the woods. She fi-
nally stopped running, only to sit and
chew contemplatively on my glasses, her
brown eyes shifting back and forth be-
tween her pursuers. The guard tossed her a
Aiticle adapted from "The Monkey Bandits of Bali," by Meredith F, Small.
Repiimcd h)j arrangement widi ComeU Magazine,
few bags of peanuts. Needing both hands
to collect this booty, she dropped the
glasses in favor of something more di-
gestible and sped away.
"You must not wear glasses near the
monkeys," instructed the guard. "They
also steal wallets, money, hair ribbons, and
handkerchiefs. And don't try to hide any-
thing in your pockets, because they will
find it." His description sounded more ap-
plicable to big-city pickpockets than to
monkeys on their home turf. As I returned
to the main area, I noticed tourists holding
on to their possessions for dear life, and
monkeys clearly poised for thievery. Ani-
mals stood up on two legs and yanked on
clothes. They jumped on people, pulled
hair, and rifled pockets. These normally
gentle and friendly animals had turned
into beggars and thieves. Something had
gone terribly wrong at Sangeh.
As my study progressed, I reaUzed that
I had been a victim of a monkey mugging
only because the monkeys were victims
themselves. Bad management of a tourist
site, coupled with uneducated visitors with
no appreciation of macaques as fellow pri-
mates, had resulted in a twisted relation-
ship between the visitors and the very ani-
mals they had come to see.
All monkeys have a special place in
Hindu religion. This reverence stems
partly from the role of the monkey god,
Hanuman, in the classic Hindu epic Ra-
mayana. According to the story, Prince
Rama's beloved wife, Sita, was kidnapped
by the evil giant King Rawana. The mon-
key king, Sugriva, had once aided Prince
Rama, so Sugriva's general, Hanuman,
was enlisted to gather an army, wreak
havoc, and rescue the princess.
Sangeh itself also features importantly
in the Balinese version of the Ramayana
story. Clever Hanuman and his monkey
battalions capture Mount Mahameru and
use the two halves of the holy mountain to
crush the giant. Part of the mountain falls
to earth and lands at Sangeh with a troop
of monkeys hanging tight.
Monkeys thus retain the status of privi-
leged visitors, especially on temple
grounds, where they are treated with great
tolerance. Like aU living objects, monkeys
also embody the spirits of Hindu gods,
both good and evil. When a monkey leaps
onto a temple altar, destroying carefully
placed palm baskets of sacred offerings
and gorging on the fruit and rice intended
for higher powers, the Balinese ignore the
vandalism — after aU, a spirit might now
reside in that monkey and might need the
food.
Macaques are highly adaptable mon-
keys that live in deep forests, on high
mountains, or along the seaside. About
five million years ago, the genus Macaca,
of which longtails are one of nineteen spe-
cies, radiated out of North Africa into Eu-
rope and east into Asia. Macaques now in-
habit Morocco and Algeria, India,
Pakistan, China, most of Southeast Asia,
and Japan; and long-tailed macaques
{Macaca fascicularis) have lived on Bah
longer than humans. Although they eat
just about anything, they prefer fruits and
vegetables. In a sense, they are the cock-
roaches of the primate world, able to adapt
well to changes, move into new environ-
ments, and scrounge when food gets
scarce.
Their humanhke sociality makes these
monkeys tourist attractions. We aren't as
genetically related to macaqueS as we are
to the apes, such as chimpanzees, but we
see ourselves in their behavior — the con-
stant social interactions, the jostling for hi-
erarchical position, the bickering and
making up are all similar to the daily
machinations of human society. This con-
nection between humans and the
macaques either fascinates or repels
tourists, and I saw both types of visitors in
Bali.
During my weeks at Sangeh, I watched
monkeys eat 409 peanuts, 67 bits of bread,
49 chunks of fruit, and endless quantities
of crackers, cookies, and candy. I saw
them chew on cigarettes, suck on match-
sticks, rip apart film boxes, and play with
discarded plastic bags. Feeding the ani-
8 Natural History 3/94
f
YOUR SEARCH
FOR A PERFECT CUP OF COFFEE
^ ENDED IN G^kT^E^WEDEN
I MORE THAN 100 YEARS AGO
A great cup of coffee is a revelation. Once
you've tasted it, you've experienced one of
life's true pleasures. But hard as you
search, you can't seem to find that superb
taste again — even in gourmet shops.
Fortunately for coffee lovers, a Swede
named Victor Theodor Engvirall had the
Victor Th. Engwaii ggjug passion for quality Over a century
ago, he started a company in the small seaport of Gavle,
and a family obsession was born.
Down tk'ough the years, generations of Engwalls
roasted, tested and tasted. Even today, they continue their
endeavor to blend a coffee that reaches perfection. A cof-
fee that is rich, and full-bodied, without bitterness. One as
satisfying in the cup as fine coffee smells at the moment
of grinding.
They say that one chilly day King Gustav V sailed into
Gavle and tasted it. So impressed was he that he awarded
Gevalia* Kaffe the Royal Seal of Approval.
Today, Gevalia is Sweden's most popular coffee. That's
quite an achievement since Swedes feel as passionately
about coffee as the French do fine wine. They know how
crucial each bean is to the
delicate balance of flavors.
Kenyan AA, Costa Rican,
Guatemalan— it takes up to
6 varieties of the rarest
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high flavor notes, the deli-
cate nuances, the fine aromatics in Gevalia.
There's yet another secret to Gevalia's flavor: its impec-
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But perhaps the biggest revelation is
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GEVALIA KAFFE A SWEDISH obsession
© 1994 VctTh Engwall & Co. If reply (ofm js missng, fof oelails wrtle lo Gevalia Kaffe Impon Service, P O Box 1 1 424, Des Moinos. lA 50336, Or call 1-80(M78-2687.
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will also send you the gift shown there, free.
Now, at last, your search for
a great cup of coffee has
ended here in Gavle.
The Swedes have
known that for years.
mals was encouraged by locals outside the
forest; at dozens of stalls, men and women
relentlessly hawked both monkey food
and souvenirs. Huge buses and smaller
minivans disgorged more than a thousand
people a day to view the monkeys. Al-
though many of the tourists were Asian,
Australian, or European, by far the great-
est number of visitors were from other In-
donesian islands, such as Java.
After a few days of observation, I un-
derstood why the monkeys were so badly
behaved — they have been taught to be ob-
noxious. At the entrance to the temple at
the Sangeh Monkey Forest, about thirty
men who call themselves "guides" sit and
wait for the tourists. Although dressed in
appropriate temple garb — a sarong and
scarf wound at the waist — they are not of-
ficials of the temple; this is a business.
Each man owns a Polai'oid camera, and his
job is to manipulate the tourist into buying
a photograph. The method is simple: As a
tourist enters, a guide tags along offering
tidbits of information (mostly incoirect)
about monkey behavior. At the first sight
of a monkey, the guide pulls bits of food
out of his pack and puts it on the tourist's
shoulder. The monkey, of course, leaps up.
The animal quietly munches away, and the
Polaroid camera flashes. The monkey is
then shooed off, often hit, and the guide
demands 6,000 rupia (about $4).
In most cases, people are amused and
give the money. But sometimes the
clammy toes of a monkey on an unsus-
pecting neck cause real terror. The tourist
will twist and turn, while the monkey,
tossed about and confused, becomes agi-
tated and bites. These protest bites never
break the skin, but they do hurt and
bruise — I know from personal experience
(about thirty bites).
The guides — I called them the Polaroid
gang — also foster mass thievery among
the monkeys. When a monkey steals a
nonfood item, such as a pair of glasses, it
gets rewarded with a bunch of bananas or
a bag of peanuts from the guide. The pur-
pose is to distract the thief and grab the
goods back. From the monkey's point of
view, stealing translates into an edible re-
ward. This destructive cycle instigated by
the Polaroid gang guides, who are just try-
ing to make a living in a poor country, has
been going on for over a decade.
The scene at Sangeh brings out the
worst in both human and monkey behav-
ior— stealing, screaming, injury, and in-
timidation. The day I was attacked by a
large subadult male who gnawed on my
neck to get my glasses, I decided it was
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On an obliging tourist's shoulder, a monkey takes time to eat a banana.
Meredith F. Small
time to leave. I was beginning to hate my
subjects — the tourists and the monkeys.
I expected the situation at Sangeh to be
repeated all across Bali because of the
pressure of tourism. The island is the start-
ing point for most tours of Indonesia. It is
easily accessible from Asia and Australia
and has been known for decades to Euro-
pean tourists as the land of perfect
beaches. Bali also has cultural allure, re-
volving around its own brand of Hin-
duism. To visit Bali is to see a delicate bal-
let accompanied by a mystical gamelan
orchestra, watch women with huge loads
of fruit balanced on their heads move in an
undulating line toward a temple, or bar-
gain with fine craftsmen for carved
wooden masks or intricately cut shadow
puppets. Until now, the Balinese have
been able to retain their culture, despite
the onslaught of two million tourists annu-
ally. But as the monkeys of Sangeh
demonstrate, the relationship between
Bali and its tourists is wearing thin.
I left Sangeh and headed south to one of
the more remote temples, Pura Uluwatu.
Perched on the southwestern tip of the is-
land, the temple looks like the prow of a
ship thrust into the sea. A troop of about
fifty longtails come and go here, wander-
ing through the low scrub and out on the
cliffs. "I feed them whenever I see them,"
the guard told me, "but that isn't every
day." He pointed out that there are mon-
keys living along the edge of the sea on the
cliffs, undisturbed by the surfers who
come from all comers of the world to work
the waves of Uluwatu Beach.
My time at Uluwatu was spent in peace-
ful reflection. The monkeys came around,
checked me out, took a few peanuts from
the hundred or so tourists that passed by
daily, and left. They only became aggres-
sive when they spied a plastic water bottle.
To these inhabitants of the dry Bukit
Peninsula, water — not food — was the lim-
iting resource. Monkeys would sneak up
to tourists, grab bottles right from their
hands, and empty them. Monkeys only sat
on people — myself included — to get a
good view of other group members or
maybe to groom their hosts, systemati-
cally flicking through hair in search of dry
flakes of skin.
Uluwatu is the opposite of Sangeh. The
wheels of tourism have not yet been set
into motion at Uluwatu. Consequently,
fewer tourists are around to lure the mon-
keys with food, and there are fewer hawk-
ers and no Polaroid camera guides.
Evidence of a peaceful monkey-human
interaction made me wonder how an area
could develop from the low-key situation
at Uluwatu to the intense arena at Sangeh.
I began hearing about another temple,
Alas Kedaton where, according to many
travelers, "the monkeys are nice." This I
had to see — a highly visible tourist site
with "nice" monkeys?
Alas Kedaton is a tiny scrap of forest
near the city of Tabanan, west of Sangeh.
In addition to two troops of monkeys, sev-
eral hundred flying foxes, or fruit bats, in-
habit the trees. The site doesn't yet have
the constant influx of tourists that Sangeh
has, but a visit to Alas Kedaton now ap-
10 Natural History 3/94
pears on many day-tour packages. The
major difference between Sangeh and
Alas Kedaton, however, is the attitude of
the people in charge. The neaity village of
Kukuh has taken an active interest in the
welfare of both the tourists and the mon-
keys. As a result, this site offers the most
pleasant interaction between humans and
their primate cousins.
Like Sangeh, the approach to Alas
Kedaton is flanked by rows of souvenir
shops. But no one harasses the traveler
into buying food for monkeys, a cold
drink, or yet another sarong. Instead, the
community has installed a system to tone
down the pressure on tourists. A desig-
nated guide, usually a woman, accompa-
nies each group of tourists into the forest.
She encourages the tourists to buy only
potatoes for the monkeys from one ven-
dor. ("It's better for the monkeys," she will
say, and this is true.) The guide then puts
tourists through explicit monkey-feeding
paces. "Bend down, open your hand, give
only one piece at a time."
Although no tourist could possibly imi-
tate the graceful genuflection of a Balinese
woman, the action does put the giver on
the same level as the monkey. As a result,
monkeys never jump on anyone. In addi-
tion, the guides are constantly on the alert
for actions that might harm the animals.
They seem to know how to say "Don't
touch the monkeys" in about five lan-
guages. When the guide has taken the vis-
itors on a short stroll to see the flying
foxes, and once around its small temple,
she requests a visit to her shop. If the
tourists say no, they are free to head for the
parking lot.
Nyoman Oka, nicknamed Juli, is the
principal monkey-food seller. Her hus-
band is responsible for the organization
and growth of Alas Kedaton as a tourist at-
traction. She explained to me, over a lunch
of hot Balinese chicken and rice: "If any
shop owner bothers a tourist, they are
fined 25,000 rupia [about $12]. It isn't nice
for tourists to always have someone ask-
ing them to buy things." When I inquired
about the rows and rows of new shops ap-
pearing near the gate, thinking only of the
pressure of more human traffic on the
monkeys, she laughed. "Those aren't new
A statue of a Hindu deity at Sangeh Temple serves as a
look-out for a long-tailed macaque.
Hutchinson Library
shops. We are moving the ones here out
there, and we will build more forest or per-
haps a garden here." In their ambition to
increase the flow of tourists through the
area, the people of Kukuh have taken into
consideration not only what the visit will
be like for tourists, but also what will be
best for the monkeys. With the appropriate
controls, monkeys and tourists can have a
reasonable experience.
A comparison of the three temples gave
me the data I needed as an academic, but
my memories of the summer were of more
than maps of forests and counts of peanuts
snatched from pockets. Most of all, I re-
member time spent with the animals, deep
in the forest away from the intrusive gaze
of tourists. I often sat quietly with a group
of females as they groomed one another,
and smiled as babies made their first wob-
bly steps away from mom. Sometimes I
ran after screaming males as they fought
out a hierarchical disagreement.
I also remember moments with my
other subjects, the tourists. At all three
sites, I was repeatedly asked about my re-
search. I always responded with my most
used Indonesian sentence, "Saya menyed-
lidiki monyet" (I study monkeys), fol-
lowed by a quick natural history of
macaques. I emphasized the macaque's at-
tachment to family and friends and ex-
plained specific behaviors as they un-
folded right in front of us. Balinese tour
guides often sat with me and watched me
watch monkeys while their human charges
wandered through the temple grounds. We
talked together about the long history of
macaques on Bali and compared notes on
the different sites ai^ound the the island. I
soon realized that educating an eager pub-
lic was as much my job as collecting data
for analysis. Obviously, the best way to
save the monkeys from exploitation and
extinction is to create a mutually respect-
ful alliance between the tourists and the
animals.
Back home, a carving of the monkey
god, Hanuman, hangs over my desk and
watches as I enter endless columns of
numbers into my computer. Hanuman
laughs because he knows that these data
mean little in the real world of his monkey
armies. Once more, he is needed to battle
an evil foe, but this time, the monkeys
themselves need Hanuman's protection.
Meredith F. Small is an associate profes-
sor of anthropology at Coniell. Her book
Female Choices: Sexual Behavior of Fe-
male Primates was published last year by
Cornell University Press.
11
This View of Life
The Persistently Rat Earth
Irrationality and dogmatism are foes of both science and religion
by Stephen Jay Gould
The mortal remains of the Venerable
Bede (673-735) lie in Durham Cathedral,
under a tombstone with an epitaph that
must win all prizes for a "no nonsense" ap-
proach to death. In rhyming Latin dog-
gerel, the vault proclaims: Hac sunt in
fossa, Baedae venerabilis ossa — "the
bones of the Venerable Bede lie in this
grave" (fossa is, literally, a "ditch" or a
"trough," but we will let this gentler read-
ing stand).
In the taxonomy of Western history that
I learned as a child, Bede shone as a rare
light in the Dark Ages between Roman
grandeur and a slow medieval recovery
culminating in the renewed glory of the
Renaissance. Bede's fame rests upon his
scriptural commentaries and his Historia
ecclesiastica gentis Anglorum (Ecclesias-
tical History of the English People), com-
pleted in 732. Chronology sets the basis of
good history, and Bede preceded his great
work with two treatises on the reckoning
and sequencing of time — De temporibus
(On Times) in 703, and De temponim ra-
tione (On the Measurement of Times) in
725.
Bede's chronologies had their greatest
influence in popularizing our inconvenient
system of dividing recent time into B.C.
and A.D. on opposite sides of Christ's sup-
posed nativity (almost surely incorrectly
determined, as Herod had died by this
time of transition and could not have seen
the Wise Men or slaughtered the innocent
at the onset of year one). In his chronolo-
gies, Bede sought to order the events of
Christian history, but the primary motive
and purpose of his calculations centered
on a different, and persistently vexatious,
problem in ecclesiastical timing — the
reckoning of Easter. The complex defini-
tion of this holiday — the first Sunday fol-
lowing the first full moon that occurs on or
after the vernal equinox — requires consid-
erable astronomical sophistication, for
both lunar and seasonal cycles must be
known with precision.
Such computations entail a theory of
the heavens, and Bede clearly presented
his classical conception of the earth as a
sphere at the hub of the cosmos — orbis in
medio totius mundi positus (an orb placed
in the center of the universe). Lest anyone
misconstrue his intent, Bede then explic-
itly stated that he meant a three-dimen-
sional sphere, not a flat plate. Moreover, he
added, our planetary sphere may be con-
sidered as perfect because even the highest
mountains produce no more than an im-
perceptible ripple on a globe of such great
diameter.
I also once learned that most other ec-
clesiastical scholars of the benighted Dark
Ages had refuted Aristotle's notion of a
spherical earth and had depicted our home
as a flat, or at most a gently curved, plate.
Didn't we all hear the legend of Columbus
at Salamanca, trying to convince the
learned clerics that he would reach the In-
dies and not fall off an ultimate edge?
The human mind seems to work as a
categorizing device (perhaps even, as
many French structuralists argue, as a di-
chotomizing machine, constantly parti-
tioning the world into dualities of raw and
cooked [nature versus culmre], male and
female, material and spiritual, and so
forth). This deeply (perhaps innately) in-
grained habit of thought causes us particu-
lar trouble when we need to analyze the
many continua that form so conspicuous a
part of our surrounding world. Continua
are rarely so smooth and gradual in their
flux that we cannot specify certain points
or episodes as decidedly more interesting,
or more tumultuous in their rates of
change, than the vast majority of moments
along the sequence. We therefore falsely
choose these crucial episodes as bound-
aries for fixed categories, and we veil na-
mre's continuity in the wrappings of our
mental habits. (If I may venture into a
"hot" area mentioned before in these
columns, the abortion debate in contempo-
rary America suffers greatly under this
ertor when partisans try to find a moment,
usually construed as fertihzation, for the
unambiguous origin of a human being.
But no such moment exists in this true
continuum; fertilization may be a more in-
teresting episode than most, but so is the
initiation of quickening, or the first per-
ceived motion of the fetus in the womb —
and quickening set the favored criterion of
personhood through most of classical and
ecclesiastical history.)
We must also remember anoflier insidi-
ous aspect of our tendency to divide con-
tinua into fixed categories. These divisions
are not neutral; they are established for
definite purposes by partisans of particular
viewpoints. Moreover, since many con-
tinua are temporal, and since we have a
lamentable tendency to view our own age
as best, our divisions often saddle the past
with pejorative names, while designating
successively more modem epochs with
words of light and progress. As an obvious
example, many people (including yours
truly) view die great medieval cathedrals
of Europe as the most awesome of all
human constructions. (For me — and I say
this as a humanist and nontheist —
Chartres is off-scale, a place of mystery
and magic, not truly of this world.
Chartres is not just better than Amiens or
Rheims or Notre Dame de Paris.) Yet we
designate the style of these buildings as
"Gothic" — originally a pejorative term
(traced to seventeenth-century origin in
the Oxford English Dictionary) apphed by
self-styled sophisticates who viewed me-
dieval times as a barbaric interlude be-
tween the classical forms of Greece and
12 Natural History 3/94
AMERICAN MUSEUM OF NATURAL HISTORY
TRAIN JOURNEYS
BEIJING TO MOSCOW
September 15-30, 1994
The legendary Trans-Siberian is undoubtedly the greatest railway in the
world. Join a team of American Museum lecturers this September for an
extraordinary 5,300-mile journey from Beijing to Moscow aboard the
celebrated Orient Express. Tracing the ancient route of the tea caravans,
we will travel through the vast, remote Gobi, the Mongolian steppe, the
expansive and pristine Siberian taiga and along magnificent Lake
Baikal. We will also explore numerous Siberian cities, frontier towns
and traditional Mongolian ger encampments, as well as the great cities
of Beijing and Moscow.
BEIJING TO HANOI
with an optional extension to Angkor Wat
October 25 - November 12, 1994
Since the time of Marco Polo, the cultural riches and
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Lesser known are the many treasures of neighboring
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landscapes of rural China and Vietnam and a rare look
at some lesser-known cultures traveling with a team of
experts from Beijing to Hanoi. During our journey, we
will see the life-sized terracotta soldiers near Xi'an,
the Stone Forest of Kunming, the lovely Li River and
the Red River Valley of Vietnam, enjoying along the
way some of the most magnificent scenery in the
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Rome and their revival in Renaissance and
later times. These cathedrals, after all,
were not built by German tribes who had
their heyday in the third to fifth centuries.
The names of several peoples who con-
quered the waning classical world — Goths
and Vandals in particular — became pejo-
rative terms for anything considered nide
or mean. For that matter, the word barbar-
ian comes from the Latin term for for-
eigner.
Our conventional divisions of Western
history are mired in these twinned errors
of false categorization and pejorative des-
ignation. I know that professional histori-
ans no longer use such a taxonomy, but
popular impression still supports a divi-
sion into classical times (glory of Greece
and grandeur of Rome), followed by the
pall of the Dark Ages, some improvement
in the Middle Ages, and an eclat of cul-
ture's rediscovery in the Renaissance. But
consider the origin of the two pejorative
terms in this sequence — and the relation-
ship of taxonomy to prejudiced theories of
progress becomes clear.
According to historian J. B. Russell, Pe-
trarch devised the term Dark Ages in about
1340 to designate a period between classi-
cal times and his own form of modernism.
The term Middle Ages for the interval be-
tween classical fall and Renaissance re-
vival originated in the fifteenth century but
only gained popularity in the seventeenth
century. Some people consider everything
from the fall of Rome to the Renaissance
as Dark, others as Middle. Still others
make a sequential division into an earlier
dark and later middle, separated by
Charlemagne or the arbitrary millennial
transition of 1000. Such uncertainty only
shows the foolishness of attempting to de-
fine fixed categories within continua. In
any case, the intent of darks and middles
could not be more clear — to view Western
history as possessing a Greek and Roman
acme, with supposed loss as tragic, fol-
lowed by the beginning of salvation in Re-
naissance rediscovery.
Such prejudicial tales of redemption re-
quire a set of stories to support their narra-
tive. Most of these legends feature art, lit-
erature, or architecture, but science has
also contributed. I write this essay to point
out that the most prominent of all scientific
stories in this mode — the supposed dark
and medieval consensus for a flat earth —
is entirely mythological. Moreover, when
we trace the invenfion of this fable in the
nineteenth century, we receive a double
lesson in the dangers of false tax-
onomies— the second and larger purpose
of this essay. For the myth itself only
makes sense under a prejudicial view of
Western history as an era of darkness be-
tween lighted beacons of classical learn-
ing and Renaissance revival, while the
nineteenth-century invention of the myth,
as we shall see, occurred to support an-
other dubious and harmful separation
"Capistrano — every year Capistrano — Can 't we ever go anywhere else ?
wedded to another legend of historical
progress — the supposed warfare between
science and religion.
Classical scholars, of course, had no
doubt about the earth's sphericity. Our
planet's roundness was central to Aristo-
tle's cosmology and assumed in Eratos-
thenes's measurement of the earth's cir-
cumference in the third century B.C. The
flat earth myth argues that this knowledge
was then lost when ecclesiastical darkness
settled over Europe. For a thousand years
of middle time, almost all scholars held
that the earth must be flat — Uke the floor
of a tent, held up by the canopy of the sky,
to cite a biblical metaphor read literally.
The Renaissance rediscovered classical
notions of sphericity, but proof required
the braveness of Columbus and other great
explorers who should have sailed off the
edge but, beginning with Magellan's expe-
dition, returned home from the opposite
direction after going all the way around.
The inspirational, schoolchild version
of the myth centers on Columbus, who
supposedly overcame the calumny of as-
sembled clerics at Salamanca to win a
chance from Ferdinand and Isabella. Con-
sider this version of the legend, cited by
Russell from a book for primary-school
children written in 1887, soon after the
myth's invention (but little different from
accounts that I read as a child in the
1950s):
"But if the world is round," said Columbus,
"it is not hell that lies beyond that stormy
sea. Over there must lie the eastern strand of
Asia, the Cathay of Marco Polo."... In the
hall of the convent there was assembled the
imposing company — shaved monks in
gowns... cardinals in scarlet robes.... "You
think the earth is round.... Are you not
aware that the holy fathers of the church
have condemned this belief. . . . This theory
of yours looks heretical." Columbus might
well quake in his boots at the mention of
heresy; for there was that new Inquisition
just in fine running order, with its elaborate
bone-breaking, flesh-pinching, thumb-
screwing, hanging, burning, mangling sys-
tem for heretics.
Dramatic to be sure, but entirely ficti-
tious. There never was a period of "flat
earth darkness" among scholars (regard-
less of how many uneducated people may
have thus conceptualized our planet both
then and now). Greek knowledge of
sphericity was never lost, and all major
medieval scholars accepted the earth's
roundness as an established fact of cos-
mology. Ferdinand and Isabella did refer
Columbus's plans to a royal commission
headed by Hernando de Talavera, Is-
14 Natural History 3/94
abella's confessor and, following defeat of
the Moors, Archbishop of Granada. This
commission, composed of both clerical
and lay advisors, did meet at Salamanca,
among other places. They did pose some
sharp intellectual objections to Columbus,
but all assumed the earth's roundness. As a
major critique, they argued that Columbus
could not reach the Indies in his own allot-
ted time because the earth's circumference
was too great. Moreover, his critics were
entirely right. Columbus had "cooked" his
figures to favor a much smaller earth and
an attainable Indies. Needless to say, he
did not and could not reach Asia, and our
Native Americans are still called Indians
as a legacy of his error.
Virtually all major medieval scholars
affirmed the earth's roundness. I intro-
duced this essay with the eighth-century
view of the Venerable Bede. The twelfth-
century translations into Latin of many
Greek and Arabic works greatly expanded
general appreciation of natural sciences,
particularly astronomy, among scholars —
and convictions about the earth's spheric-
ity both spread and strengthened. Roger
Bacon (1214-1292) and Thomas Aquinas
(1225-1274) affirmed roundness via Aris-
totle and his Arabic commentators, as did
the greatest scientists of later medieval
times, including Jean Buriden (1300-
1358) and Nichole Oresme (1320-1382).
So who, then, was arguing for a flat
earth if all the chief honchos believed in
roundness? Villains must be found for any
malfeasance, and Russell shows that the
great English philosopher of science
William Whewell first identified major
culprits in his Histoiy of the Inductive Sci-
ences, published in 1837 — two otherwise
entirely insignificant characters named
Lactantius (245-325) and Cosmas Indi-
copleustes, who wrote his Christian
Topography in 547-549. Russell com-
ments: "Whewell pointed to the cul-
prits. . .as evidence of a medieval belief in
a flat earth, and virtually every subsequent
historian imitated him — they could find
few other examples."
Lactantius did raise the old saw of ab-
surdity in believing that people at the an-
tipodes might walk with their feet above
their heads in a land where crops grow
down and rain falls up. And Cosmas did
champion a literal view of a biblical
metaphor — that the earth is a flat floor for
the rectangular, vaulted arch of the heav-
ens above. But both men were minor and
largely ignored figures in medieval schol-
arship. Only three reasonably complete
medieval manuscripts of Cosmas are
known (with five or six additional frag-
ments), and all in Greek. The first Latin
translation dates from 1706 — so Cosmas
was invisible to medieval readers in their
own lingua franca.
Purveyors of the flat earth myth could
never deny this plain testimony of Bede,
Bacon, Aquinas, and others — so they ar-
gued that these men were rare beacons of
brave light in pervasive darkness. But con-
sider the absurdity of such a position. Who
formed the orthodoxy representing this
consensus of ignorance? Two pipsqueaks
named Lactantius and Cosmas Idi-
copleustes, known to practically nobody?
Bede, Bacon, Aquinas, and theu^ ilk were
not brave iconoclasts. They were the es-
tablishment, and their convictions about
the earth's roundness were canonical,
while Lactantius and his colleagues re-
mained entirely marginal. To call Aquinas
a courageous revolutionary because he
promoted a spherical earth would be akin
to labeling Fisher, Haldane, Wright,
Dobzhansky, Mayr, Simpson, and all the
other great twentieth-century evolutionists
as radical reformers because a peripheral
creationist named Duane Gish wrote a
pitiful book during the same years called
Evolution: The Fossils Say No.
Where, then, and why, did the myth of
medieval belief in a flat earth arise? Rus-
sell's historiographic work gives us a good
fix on both times and people. None of the
great eighteenth-century anticlerical ra-
tionalists— not Condillac, Condorcet,
Diderot, Gibbon, Hume, or our own Ben-
jamin Franklin — accused the scholastics
of believing in a flat earth, although these
men were all unsparing in their contempt
FLOWERS COUIAIMTTHE
15
for medieval versions of Cfiristianity.
Washington Irving gave the fiat earth story
a good boost in his largely fictional history
of Columbus, published in 1828 — but his
version did not take hold. The legend grew
during the nineteenth century but did not
enter the crucial domains of schoolboy
pap or tour guide lingo. Russell did an in-
teresting survey of nineteenth-century his-
tory texts for secondary schools and found
that very few mentioned the flat earth
myth before 1 870, but that almost all texts
after 1880 featured the legend. We can
therefore pinpoint the invasion of general
culture by the flat earth myth to the period
between 1860 and 1890.
These years also featured the spread of
an intellectual movement based on the
second error of taxonomic categories ex-
plored in this essay — the portrayal of
Western history as a perpetual struggle, if
not an outright "war," between science
and reUgion, with progress linked to the
victory of science and the consequent re-
treat of theology. Such movements always
need whipping boys and legends to ad-
vance their claims. Russell argues that the
flat earth myth achieved its canonical sta-
tus as a primary homily for the triumph of
science under this false dichotomization of
Western history. How could a better story
for the army of science ever be concocted?
Religious darkness destroys Greek knowl-
edge and weaves us into a web of fears
based on dogma and opposed to both ra-
tionality and experience. Our ancestors
therefore lived in anxiety, restricted by of-
ficial irrationality, afraid that any chal-
lenge could only lead to a fall off the edge
of the earth into eternal damnation. A fit
tale for its intended purpose, but entirely
false because few medieval scholars ever
doubted the earth's sphericity.
I was especially drawn to this topic be-
cause the myth of dichotomy and warfare
between science and religion — an impor-
tant nineteenth-century theme with major,
and largely unfortunate, repercussions ex-
tending to our fimes — received its greatest
boost in two books that I own and treasure
for their firm commitment to rationality
(however wrong and ultimately harmful
their dichotomizing model of history) and
for an interesting Darwinian connection
with each author (I have often said that I
write these essays as a tradesman, not a
polymath, and that my business is evolu-
tionary theory). Russell identifies these
same two books as the primary codifiers of
the flat earth myth: John W. Draper's His-
tory of the Conflict between Religion and
Science, first published in 1874; and An-
drew Dickson White's A History of the
Warfare of Science with Theology in
Christendom, published in 1896 (a great
expansion of a small book first written in
1876 and called The Warfare of Science).
Draper (1811-1882) was bom in Eng-
land but emigrated to the United States in
1 832, where he evenhially became head of
the medical school at New York Univer-
sity. His 1874 book ranks among the great
publishing successes of the late nineteenth
century — fifty printings in fifty years as
the best-selling volume of the Interna-
tional Scientific Series, the most presti-
gious and popular of nineteenth-century
publishing projects in science. Draper
states his thesis in the preface:
The history of Science is not a mere record
of isolated discoveries; it is a narrative of the
conflict of two contending powers, the ex-
pansive force of the human intellect on one
side, and the compressing arising from tra-
ditionary faith and human interests on the
other. . . . Faith is in its nature unchangeable,
stationary; Science is in its nature progres-
sive; and eventually a divergence between
them, impossible to conceal, must take
place.
Draper extolled the flat earth myth as a
primary example of reUgion's constraint
and science's progressive power:
The circular visible horizon and its dip at
sea, the gradual appearance and disappear-
ance of ships in the offing, cannot fail to in-
cline intelligent sailors to a beUef in the
globular figure of the earth. The writings of
the Mohammedan astronomers and philoso-
phers had given currency to that doctrine
throughout Western Europe, but, as might
be expected, it was received with disfavor
by theologians.. . . Traditions and policy for-
bade [the papal government] to admit any
other than the flat figure of the earth, as re-
vealed in the Scriptures.
Russell comments on the success of
Draper's work:
The History of the Conflict is of immense
importance, because it was the first instance
that an influential figure had expUciUy de-
clared that science and reUgion were at war,
and it succeeded as few books ever do. It
fixed in the educated mind the idea that "sci-
ence" stood for freedom and progress
against the superstition and repression of
"religion." Its viewpoint became conven-
tional wisdom.
Andrew Dickson White (1832-1918)
grew up in Syracuse, New York, and
founded Cornell University in 1865 as one
of tiie first avowedly secular institutions of
higher learning in America. He wrote of
file goals he shared with his main benefac-
tor, Ezra Cornell:
Our purpose was to establish in the State
of New York an institution for advanced in-
struction and research, in which science,
pure and applied, should have an equal
place with literature; in which the study of
literature, ancient and modem, should be
emancipated as much as possible from
pedantry.... We had especially determined
that the institution should be under the con-
trol of no political party and of no single re-
ligious sect.
White avowed that his decision to
found a secular university reflected no
16 Natural History 3/94
hostility to theology, but only recorded his
desire to foster an ecumenical religious
spirit:
It had certainly never entered into the mind
of either of us that in all this we were doing
anything irreligious or unchristian.... I had
been bred a churchman, and had recently
been elected a trustee of one church college.
and a professor in another... my greatest
sources of enjoyment were ecclesiastical ar-
chitecture, religious music, and the more
devout forms of poetry. So far from wishing
to injure Christianity, we both hoped to pro-
mote it; but we did not confound religion
with sectarianism.
But the calumnies of conservative cler-
gymen dismayed him profoundly and en-
ergized his fighting spirit:
Opposition began at once... from the good
Protestant bishop who proclaimed that all
professors should be in holy orders, since to
the Church alone was given the command
"Go, teach all the nations," to the zealous
priest who pubUshed a charge that... a pro-
foundly Christian scholar had come to Cor-
nell in order to inculcate infidelity... from
the eminent divine who went from city to
city denouncing the "atheistic and pantheis-
tic tendencies'" of the proposed education,
to the perfervid minister who informed a de-
nominational synod that Agassiz, the last
great opponent of Darwin, and a devout the-
ist, was "preaching Darwinism and athe-
ism" in the new institudon.
These searing personal experiences led
White to a different interpretation of the
"warfare of science with theology."
Draper was a genuine antitheist, but he
confined his hostility almost entirely to the
Catholic church, as he felt that science
could coexist with more liberal forms of
Protestantism. White, on the other hand,
professed no hostility to religion, but only
to dogmatism of any stripe — while his
own struggles had taught him that Protes-
tants could be as obstructionist as anyone
else. He wrote:
Much as I admired Draper's treatment of the
questions involved, his point of view and
mode of looking at history were different
from mine. He regarded the struggle as one
between Science and Religion. I believed
then, and am convinced now, that it was a
struggle between Science and Dogmatic
Theology.
White therefore argued that the triumph
of science in its warfare with dogmatism
would benefit true religion as much as sci-
ence. He expressed his credo as a para-
graph in italics in the introduction to his
book:
In all modem history, interference with sci-
ence in the supposed interest of religion, no
matter how conscientious such interference
may have been, has resulted in the direst
evils both to religion and to science, and in-
variably; and, on the other hand, all untram-
melled scientific investigation, no matter
how dangerous to religion some of its stages
may have seemed for the time to be, has in-
variably resulted in the highest good both of
religion and of science.
Despite these stated disagreements with
Draper, their accounts of the actual inter-
action between science and religion in
Western history do not differ greatly. Both
essentially tell a tale of bright progress
continually sparked by science. And both
develop and utilize the same myths to sup-
port their narrative, the flat earth legend
prominently among them. Of Cosmas In-
dicopleustes's flat earth theory, for ex-
ample. White wrote:
Some of the foremost men in the Church de-
voted themselves to buttressing it with new
texts and throwing about it new outworks of
theological reasoning; the great body of the
faithful considered it a direct gift from the
Almighty.
As another interesting similarity, both
men developed their basic model of sci-
ence versus theology in the context of a
seminal and contemporary struggle all too
easily viewed in this light — the battle for
evolution, specificaUy for Darwin's secu-
lar version based on natural selection. No
issue, certainly since Galileo, had so chal-
lenged traditional views of the deepest
meaning of human life, and therefore so
contacted a domain of religious inquiry as
well. It would not be an exaggeration to
say that the Darwinian revolution directly
triggered this influential nineteenth-cen-
tury conceptualization of Western history
as a war between two taxonomic cate-
gories labeled science and religion. White
made an explicit connection in his state-
ment about Agassiz (the founder of the
museum where I now work and a visiting
lecturer at Cornell). Moreover, the first
chapter of his book treats the battle over
evolution, while the second begins with
the flat earth myth.
Draper wraps himself even more fully
in a Darwinian mantie. The end of his
preface designates five great episodes in
the history of science's battle with reli-
gion— the debasement of classical knowl-
edge and the descent of the Dark Ages, the
flowering of science under early Islam, the
battle of Galileo with the Catholic church,
the Reformation (a plus for an anti-
Catholic like Draper), and the struggle for
Darwinism. No one in the world had a
more compelling personal license for such
a view, for Draper had been an unwilling
witness — one might even say an instiga-
tor— of the single most celebrated incident
in the overt struggle between Darwin and
divinity. We all have heard the famous
story of Bishop Wilberforce and T. H.
Huxley duking it out at the British Associ-
ation meeting in 1860. But how many peo-
ple know that their verbal pyrotechnics did
not form the avowed agenda of this meet-
ing, but only arose during free discussion
following the formal paper officially set
for this session — an address by the same
Dr. Draper on the "intellectual develop-
ment of Europe considered with reference
to the views of Mr. Darwin." (I do love co-
incidences of this sort. Sociologists tell us
that we can touch anyone through no more
than six degrees of separation, given the
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density of networks in human contact. But
to think of Draper, taking the first degree
just inches from Huxley and Wilberforce,
can only be viewed as God's gift to an es-
sayist who traffics in connections.)
This essay has discussed a double myth
in the annals of our bad habits in false cat-
egorization: (I) the flat earth legend as
support for a biased ordering of Western
history as a story in redemption from clas-
sical to dark to medieval to Renaissance;
and (2) the invention of the flat earth myth
to support a false dichotomization of
Western history as another story of
progress, a war of victorious science over
religion.
I would not be agitated by these errors if
they led only to an inadequate view of the
past without practical consequence for our
modem world. But the myth of a war be-
tween science and religion remains all too
current and continues to impede a proper
bonding and conciliation between these
two utterly different and powerfully im-
portant institutions of human life. How
can a war exist between two vital subjects
with such different appropriate turfs — sci-
ence as an enterprise dedicated to discov-
ering and explaining the factual basis of
the empirical world, and religion as an ex-
amination of ethics and values?
I do understand, of course, that this ter-
ritorial separation is a modem decision —
and that differing past divisions did entail
conflict in subsequent adjustment of
boundaries. After all, when science was
weak to nonexistent, religion's umbreUa
did cover regions now properly viewed as
domains of natural knowledge. But shall
we blame religion for these overexten-
sions? As thinking beings, we have no op-
tion not to ponder the great issues of
human origins and our relationship with
die earth and oflier creatures. If science
once had no clue about these subjects,
then they fell, albeit uncomfortably and in-
appropriately, into the domain of reUgion
by default. No one gives up turf voluntar-
ily, and the later expansion of science into
rightful territory temporarily occupied by
religion did evoke some lively skirmishes
and portentous battles. These tensions
were also exacerbated by particular cir-
cumstances of contingent history — in-
cluding the resolute and courageous mate-
rialism of Darwin's personal theory and
the occupation (at the same time) of the
Holy See by one of the most fascinating
and enigmatic figures of the nineteenth
century, the strong, embittered, and in-
creasingly conservative pope Pio Nono
(Pius K).
18 Natural History 3/94
But these adjustments, however painful,
do not justify a simplistic picture of his-
tory as continual warfare between science
and theology. Exposure of the flat earth
myth should teach us the fallacy of such a
view and help us to recognize the com-
plexity of interaction between these insti-
tutions. Irrationality and dogmatism are
always the enemies of science, but they
are no true friends of rehgion either. Sci-
entific knowledge has always been helpful
to more generous views of rehgion — as
preservation, by ecclesiastical scholars, of
classical knowledge about the earth's
shape aided rehgion's need for accurate
calendars, for example.
I began this essay with a story about the
Venerable Bede's use of cosmology to set
a chronology for the determination of
Easter. Let me end with another story in
the same mold — and another illustration
of science's interesting and complex po-
tential bond with rehgion. Two days be-
fore my visit to the Venerable Bede's tomb
in Durham, I marveled at an intricate as-
tronomical device prominendy displayed
in the Church of Saint Sulpice in Paris.
Each day, precisely at noon the sun's light
shines through a tiny hole in a window
high in the south transept and illuminates a
copper meridian laid into the floor of the
transept and ending at an obelisk sur-
mounted by a globe at the north wall.
The line and obelisk are appropriately
marked so that the days of solstices and
equinoxes can be determined with preci-
sion by the position of noon light. Why
should such a scientific instrument be con-
tained within a church? The inscription on
the obehsk gives the answer — ad certam
paschalis (for the determination of
Easter), a calculation that requires precise
reckoning of the vernal equinox. Interest-
ingly, to further spin out the complexities
of relationship between science and reh-
gion. Saint Sulpice became a temple to hu-
manism during the French Revolution,
and most of the religious glass and statu-
ary was smashed. The names of kings and
princes carved on the obehsk were thor-
oughly obliterated, but the beautiful blue
marble balustrade of the choir was pre-
served because the copper meridian passes
through it, and the revolution did not wish
to disrupt a scientific instrument.
I would not choose to live in any age but
my own; advances in medicine alone, and
the consequent survival of children with
access to these benefits, should preclude
any temptation to trade for the past. But
we cannot understand history if we saddle
the past with pejorative categories based
on our bad habits for dividing continua
into compartments of increasing worth to-
ward the present. These errors apply to the
vast paleontological history of life as
much as to the temporally trivial chronicle
of human beings. I cringe every time I
read that this failed business or that de-
feated team has become a dinosaur in suc-
cumbing to progress. Dinosaur should be
a term of praise, not of opprobrium. They
reigned for 100 million years and died
through no fault of their own; Homo sapi-
ens is nowhere near a million years old and
has limited prospects, entirely self-im-
posed, for extended geological longevity.
Honor the past at its face value. The city
of York houses the next great cathedral
south of Durham. As Durham displays an
amusing Latin rhyme to honor the Venera-
ble Bede, so does York feature a verse to
illustrate this principle of respect for the
past in the service of understanding. On
the wall of the chapter house, we read:
Ut rasa flos florum
Sic est domus ista domorum.
As the rose is the flower of flowers, so is
this the house of houses.
Stephen Jay Gould teaches biology, geol-
ogy, and the history of science at Harvard
University.
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TfflSLAND
Summerby Swamp, Michigan
by Robert Mohlenbrock
Summerby Swamp, in Hiawatha Na-
tional Forest, is among the countless wet-
lands that dot northern Michigan, northern
Minnesota, and adjoining parts of Canada.
Bisected by Michigan Highway No. 123,
the swamp covers about three square
miles. On one side of the road, the swamp
is rather soupy looking, with hummocks
of vegetation forming hundreds of tiny is-
lands in shallow, standing water. On the
other side it is forested with northern white
cedar trees. The contrast in vegetation is
related to differences in soil chemistry and
drainage. This type of variation in wet-
lands is also a clue to how these habitats
gradually change from one type to an-
other, or even into a dry habitat, as a result
of plant growth.
Bird's-eye primrose, above, grows in
Summerby Swamp, but is more commonly
found farther north. Right: Cattails and
flowering asters border the swamp.
Rod Planck; Photo Researchers, Inc.
20 Natural History 3/94
Terms such as bog, fen, marsh, and
swamp are often used interchangeably,
even by professional botanists. But biolo-
gist Howard Crum, in his book A Focus on
Peatlands and Peat Mosses (1988), pro-
poses a more precise terminology. One of
the differences he emphasizes is between
peatlands, where sphagnum (peat moss)
grows and accumulates, and nonpeatlands.
Peatlands develop where the ground is
water-soaked throughout the growing sea-
son, causing the sphagnum to grow faster
than its dead remains can decompose. The
built-up deposit is known as peat.
Peatlands vary depending on the degree
of acidity. Fens, according to Crum, are
peatlands that are rich in minerals and low
in acidity or even sUghtly alkaline. They
develop where water near the surface of
the wetland is well aerated and suppUed
with minerals such as calcium. Northern
Michigan has "rich fens" that have abun-
dant calcium and a pH value between 6.0
and 7.5. (On the pH scale, 7 is neutral, val-
ues from 7 to 14 indicate increasing alka-
linity, and values from 7 down to 0 indi-
cate increasing acidity.) Where the
calcium is low, a sedge-dominated "inter-
mediate fen" will develop, with a ten-
dency to become increasingly acidic.
Crum designates a wetland a "poor fen"
when the pH is between 4 and 6 and the
vegetation, dominated by sphagnum, is
still in contact with groundwater. If the pH
falls to 3 or less, it is a "bog."
Crum notes that peatlands form in low-
lands that have a constant water supply
and may even encroach on open water. In
a fen, where the water is well aerated and
not too acidic, the habitat will support a
diversity of plants, often dominated by
sedges. But sphagnum mosses are the key
to the peatiand ecosystem: usually several
species are present, and they may come to
dominate, depending on conditions.
In some calcium-rich fens in Michigan,
spring flooding or other changes in water
level may restrict the growth of sphagnum,
which is a perennial. Such locales may be
invaded by white cedars to become cedar
swamps. But in fens where peat accumu-
lates rapidly, the water flow is restricted.
JackW. Dykinga
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trapping nutrients so that they are no
longer recycled. Such fens end up as bogs,
as the waterlogged peat slows down oxy-
gen movement and reduces the rate of de-
composition. Fewer and fewer plant spe-
cies other than sphagnum are able to
survive in the habitat. Some, perched on
the peat, must obtain their water and nutri-
ents strictly from rain, absorbing these ne-
cessities mostly through above-ground tis-
sues rather than through roots.
As a bog matures, more and more
shrubs invade it, most of them members of
the heath family. In northern Michigan,
bogs eventually become dominated by
black spruces, forming a type of swamp
referred to as a muskeg. This process may
take several thousand years.
Unlike peatlands, marshes and swamps
are flooded at least part of the year, so
sphagnum has little chance to become es-
tablished and to accumulate. Their soils
are well aerated and rich in minerals.
Marshes are dominated by grasses, with
few woody plants. Similar habitats, when
dominated by sedges, are called sedge
meadows, and when forested, they are
called swamps.
In Crum's terms, Summerby Swamp
consists of both rich fen and cedar swamp
zones. (Another type of wetland found in
Hiawatha National Forest will be explored
in next month's article on Shingleton
Bog.) I toured the area in early July, ac-
companied by botanist Donald Henson.
The fen, on the north side of Michigan
Highway No. 123, was dotted with sphag-
num hummocks. Although the fen's sur-
face water and groundwater are charged
with magnesium and calcium, these
sphagnum hummocks are acidic enough
to accommodate the growth of acid-loving
plants, including wintergreen, leatherleaf,
cranberry, and Labrador tea, all members
of the heath family. Scattered throughout
were thickets of stunted tamarack, white
cedar, and black spruce.
The fen was colorful with the orange
flowers of wood lily, the yellow and or-
ange blossoms of Indian paintbrush, and
the purplish pitchers of pitcher plants.
Closer observation revealed the much
smaller flowers of arrowgrass (not a true
grass) and a diversity of sedges and
rushes.
After surveying the fen, we crossed to
the south side of the road. Here we ob-
served a mature white cedar swamp with
occasional stands of black spruce. Beneath
the trees grew royal fern and many species
of flowering plants that had bloomed ear-
lier in the year, including starflower,
goldthread, and bunchberry (a dwarf type
of dogwood). Henson speculates that the
construction of the road has restricted the
draining of water from the north to the
south side, speeding the establishment of
the swamp zone.
Summerby Swamp
For visitor information write:
Forest Supervisor
Hiawatha National Forest
2727 N. Lincoln Road
Escanaba, Michigan 49829
(906) 786-4062
Joe LeMonnier
Wood lily
Rod Planck; Photo Researchers, Inc.
While most of the plants in the fen and
cedar swamp are common throughout
northern Michigan, several are rare for the
region. Black crowberry, bird's-eye prim-
rose, butterwort, and the hyssop-leaved
fleabane (which looks like a small daisy),
all more common much farther to the
north, have found the right conditions to
thrive in Summerby Swamp.
Worldwide, peatlands are often found
in cool temperate zones near oceans. This
is because mild winters and long growing
seasons with cool, humid, foggy condi-
tions favor the growth of sphagnum moss.
Peatlands also arise in poorly drained
topography sculpted by glacial action.
This is true of the Great Lakes area, where
the poor drainage of the shallow soil, com-
bined with an even distribution of rainfall
throughout most of the year, allows peat-
lands to form despite short growing sea-
sons, low humidity, and long, cold winters.
Robert H. Mohlenbrock, professor emeri-
tus of plant biology at Southern Illinois
University, Carbondale, explores the bio-
logical and geological highlights of the
156 U.S. national forests.
22 Natural History 3/94
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Take Them Anywhere.
Unfold Them, And They Can
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points out a faint plume of smoke off in the distance. Your group is much too far away to make
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Science Lite
The Hyphenated American
What did Catherine the Great, Attila the Hun, andJabba the Hutt have in common?
by Roger L. Welsch
It was a remarkable moment in my life:
(1) my mother agreed with me, and (2) she
agreed with me that my name — Roger Lee
Welsch — was dumb. "Roger" has no
meaning in our family (or in all history, so
far as I can determine), and neither does
"Lee." Heaven knows, the combination
was not chosen for euphony, since it
sounds like the sloshing of a bucket of
slops. "Yes, Roger" my mother confessed
tearfully. "I wish I had given you a name
Like your cousin RoseMary's."
"Who was RoseMary named after?" I
asked.
"Well, no one, but her middle name is
her mother's maiden name, Welsch."
Naming a human being is a ferocious
responsibility and should be done with at
least as much consideration as naming a
pickup truck. My children's names are
heavy with family and cultural history. My
youngest daughter is Antonia (after two
ancestors and Gather's fictional peasant
heroine) Emily (after two other ancestors)
Celestine (after a grandmother) Welsch
(representing two millennia of endless
German migration).
These days people want their children
to have cuddly names, apparendy content
that they will never amount to much.
Some people — a lot of people — work hard
at finding names for their children that are
without substance, evocation, or poetry.
One of my own grandchildren has a set of
labels so hopelessly trendy (and which
will be as silly as a Nehru jacket by the
time the kid graduates irom high school)
that I cannot bring myself to refer to him
as anything but C. B.
Of course, one can go too far, loading a
kid down with a meaning-drenched name.
I recently met a woman, for example, who
proudly told me she had named her son
after her favorite place in the world. Rocky
Mountain National Park. "You named him
■Rocky?' " I asked.
"No," she smiled. " 'Rocky Mountain
National Park.' "
So what are these kids going to do when
they are older and embarrassed by their
names? Until recently a woman cursed
with a goofy last name could hope to
marry a man with a heroic family name,
take it as her own, and cut her losses. I
think of the child whose mother was in the
hospital bed next to my wife's at the birth
of our son Chris (for his grandfather) Ed-
ward (for his uncle, on whose birthday he
was bom). This lady named her daughter
Michelle Renee. Michelle Renee Bier-
schluckenhausen. I am sure that Michelle
Renee, and probably her mother, lived
their lives anticipating a minister saying,
"I now pronounce you husband and wife.
You may kiss the bride, Mr. DuPont."
She probably married a guy named
Lukosolowicz, because that's the way the
gods work. Or she got liberated and hy-
phenated: Michelle Renee Bierschlucken-
hausen-Lukosolowicz. Don't get me
wrong: I have trouble only with the
Michelle Renee part. Bierschlucken-
hausen-Lukosolowicz rolls off this Ger-
man tongue like a poem by Goethe.
My father is Christian Welsch. That's it.
No middle name. He says his family was
too busy having other children and work-
ing like slaves to think up middle names.
And there's Marky Mark (of padded un-
derwear fame) and Dougie Doug (televi-
sion "personality"). I think of them as
nominally challenged. Not to mention
United Nations Secretary General Boutros
Boutros-Ghali. Or Cher and Madonna,
who have not exacdy distinguished the
mononominal system.
The customary Nordic system was to
base the second name on the first name of
the father or mother — so you got names
like Eric Ericson and Sigrid Egilsdottir.
This procedure makes sense to me be-
cause, even though it can raise all sorts of
hell with a telephone book, it provides tra-
dition-rich names and plenty of conversa-
tional material.
As a fat old man, I have great fondness
for George Foreman, another fat old man
and — not incidentally — a formidable
prizefighter. It takes ego to step into a box-
ing ring, which probably explains why
George named all of his sons George.
George Foreman, George Foreman,
George Foreman, and George Foreman.
Consistency like that may result from the
fuss Cassius Clay raised when he changed
his name to Muhammad Ali, annoying the
mainstream not only because it conftised
heavyweight boxing records but also be-
cause this guy sounds like he's from Qatar
or something. The world of boxing, of
which I have been a modest part myself
now and then, is not noted for its social
progressiveness.
As usual, my Omaha Indian friends
have, over the years, arrived at a resolution
to the problems of naming. Traditionally,
the Omahas bestowed tribal names that
carried great meaning, but a person's name
could be changed now and then to suit im-
portant developments in his or her life.
Moreover, new names were occasionally
brought into the tribal inventory. When the
French began to ply the Missouri and
make themselves comfortable among the
Omaha, French names found their way
into the tribe — LaFlesche, Saunsoci,
Fontenelle. (Sometimes even those names
seem eerily appropriate: Frances
LaFlesche, for example, an ethnologist of
Omaha and Ponca parentage, had as her
mentor the non-Indian ethnologist Alice
Fletcher. La fleche is French for "the
arrow," while fletcher is English for
"arrow maker.")
Things got nasty for the Omaha when
the next wave of non-Indians — missionar-
ies and soldiers — came across the Plains.
Missionaries unwilling to learn the Omaha
24 Natural History 3/94
language and determined to crush Omaha
traditions assigned new names to their
young charges — Grant, Canby, Sheridan,
Phillips, Stabler — names of America's
great mihtary leaders, the very men who
were wiping out the Omahas' Native
American kin. It was a cruel process, com-
parable to naming a Republican conserva-
tive's children Eleanor, JFK, or Jane (as in
Fonda) or a left-winger's offspring Rush
or Orrin. The elegant Omaha solution is to
have two names, an Omaha name for use
within Omaha culture and an "Enghsh"
name for use within non-Native American
contexts.
In 1967, when my Omaha brother Al-
fred Gilpin, Jr., was preparing to give me
an Omaha name, he flew in the face of an
Omaha taboo and gave me his own name,
Tenuga Gahi, or Bull Buffalo Chief. I sat
uncomfortably in his yard one September
afternoon and hstened to a heated debate
as his brothers argued with him that giving
away his own name was bad luck. They
felt he should follow tradition by present-
ing me with a choice of four or nine
names, from which I could choose one,
thus leaving the name to chance and ab-
solving him of any responsibility. (Gilpin
persisted, my name is Tenuga Gahi, and
Gilpin spent much of the next year in the
reservation hospital — for reasons, his
family told me, that were unclear to med-
ical experts.)
So I have been spared the usual con-
fines of our naming system. The spit-
sloshing Roger Lee Welsch may be there
on my birth certificate, but in my mind I
am also the considerably more splendid
Bull Buffalo Chief.
I have been concerned about names for
a long time — and concerned about being
concerned, since a preoccupation with
names can be a symptom of Huntington's
chorea. Woody Guthrie's fatal disease
(thus his songs "All they will call them
will be 'deportees,' " or "What were their
names, the men who went down on the
good Reuben JamesT and others com-
posed in large part of the names of rivers
and dams). Thirty years ago, before I was
graced by the Omahas, I was discussing
the subject of names in a class and ob-
served that I admired names of grandeur
and poetry, especially when they included
hyphens (hyphenation was not so common
then). "One of the regrets of my life," I
said, "is that I will never have a name with
a hyphen in it."
A young man who had been sitting in
the back row all semester without saying a
word slowly raised his hand, a look of dis-
covery on his face. Surprised, I called on
him. "But, uh. Professor Welsch," he said,
"doesn't 'son-of-a-bitch' have hyphens in
it?" (Actually, it doesn't.)
Well, what do we do when a shoe
doesn't fit? We change it. Aren't our
names even more our personal posses-
sions than our shoes? We could argue that
a name belongs not only to the recipient
but also to the donor, but my mother was
just as uncomfortable as I was with this
name of mine that sounded suitable for
that fat baby more than a half century ago.
So this year, as a birthday present for my
mother and a long overdue relief to my-
self, I decided to change my name — just a
httle, but enough to make both of us a
good deal happier.
I am now Roger Lee-Flack Welsch. I
have my longed-for hyphen. Mom's
maiden name (Flack) is preserved in mine,
and there's a nice staccato punctuation in
the middle of all those ruminating sounds.
So what if now, maybe, I will never wear
the heavyweight boxing belt?
(Solution to the riddle in the subtitle:
They all have the same middle name.)
Folklorist R. Lee-Flack Welsch lives on a
tree farm in Dannebrog, Nebraska.
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Celestial Events
Getting Through the Night
by Gail S. Cleere
The vernal equinox occurs at 3:28 p.m.,
EST, on March 20, marking the beginning
of spring in the Northern Hemisphere. The
vernal equinox also marks a place in the
sky where the celestial equator (the earth's
equator stretched into space) and the eclip-
tic (the path of the sun across the sky) in-
tersect. These imaginary lines also inter-
sect at the autumnal equinox, but the
vernal equinox is special; it is used as the
standard reckoning point for determining
the position of every object in the sky. On
the vernal equinox, the sun's right ascen-
sion and declination (the celestial equiva-
lents of longitude and latitude) are both
zero. This position is also called the First
Point of Aries (even though over the years
it has drifted into neighboring Pisces).
Most astronomical outsiders are less
than thrilled with this dry, mathematical
definition of spring, the season that brings
us warmer days, flowers, and green buds.
Since ancient times, however, people have
used the vernal equinox to mark the pas-
sage of the seasons. On the equinox,
which means "equal night," the days and
nights are roughly twelve hours long
everywhere on the planet. Also on the
equinox, the sun rises precisely in the east;
and at local noon, it reaches an altitude
that is halfway to the highest point it
reaches in the sky all year. This event sig-
nals that the harsh days of winter are fi-
nally over Because of the unseen tilting of
the earth to the sun, spring finally arrives.
We no longer depend on the sky to mark
the seasons, so most of us are not in the
habit of keeping track of the shifting con-
stellations and the whereabouts of the
moon and planets each night. But for those
who wish to give it a ti^y, help is now as
close as the nearest telephone. Every state
in the Union has at least one astronomy
club that can provide information on ce-
lestial highlights. One directory is pub-
lished every March by Astronomy maga-
zine. An even better source of information
is the Astronomical Directory in Sky and
Telescope magazine's September 1992
issue, in which twenty-nine phone num-
bers are listed as "telephone hotlines" for
astronomical information and notes about
the current night sky. Some of these hot-
lines are provided by museums and plane-
tariums, such as the Smithsonian's Air and
Space Museum in Washington, D.C., and
the Hansen Planetarium in Salt Lake City,
Utah. Some are run by astronomy clubs,
but these have mostly news about club
events and members.
If taped messages go by too fast for you
(most have a three-minute limit in which
the announcer must describe the night sky
from horizon to horizon), a better solution
is a computer bulletin board (SIcy and Tele-
scope's September 1992 issue lists fifty-
one of them). If you have a computer and
a modem, you can gain access to them.
Some give the same text given on the as-
tronomy telephone hotUnes, and some are
entirely different. Now, armed with your
computer printout or your notes from the
telephone hotiine message, you are ready
to brave the night.
As the sky darkens on clear March
evenings, and the lovely Pleiades and
Hyades pull Orion from the southern skies
to the western horizon, watch as Leo the
Lion lumbers up over the eastern edge of
the sky with his signature star, Regulus, in
the lead. Leo is easy to find if skies are
dark, for it is one of the few constellations
to actually look like what it's supposed to
be. Spica in faint Virgo is the next bright
star to come up over the eastern horizon.
Just about midnight, watch as the two stars
that mark the claws of the Scorpion reach
out toward Spica. These are Zubenel-
genubi and Zubeneneschamali, now des-
ignated as part of the constellation Libra.
And that mysterious bright object near
the Scorpion's southern claw? A quick call
to a hotline will reveal that it's Jupiter, the
planet that will Unger in the same area for
the rest of 1994.
The Planets in March
Mercury remains a difficult planet to
spot this month, although it is up in the
morning skies. The sun's closest neighbor
reaches greatest elongation west (28°) on
the 19th, but despite the large separation
from the sun, this is an unfavorable elon-
gation for Northern Hemisphere sky-
watchers because of the low angle of the
ecliptic. Perhaps the best time to try to
spot Mercury this month will be within a
few days of March 10, when you might
spy it looking like a bright zero-magnitude
"star" very low above the east-southeast
horizon about an hour before sunrise. On
the morning of the 24th, Mercury will
stand less than half a degree (about the
width of a full moon) south of Saturn.
Venus slowly emerges from the glare of
the evening twilight this month, as the
time of its setting after sundown increases
from about forty-five minutes on the 1st to
ninety minutes on the 3 1 st. On the evening
of the 13th, look to the west shortly after
sunset and you should find a very young
crescent moon. Below and shghtiy to the
left of this delicate crescent, just above the
western horizon, you should find brilliant
Venus.
Mars rises only one-half to one hour
before the sun this month. Shining at mag-
nitude -1-1.2, the red planet wiU be ex-
tremely difficult to see in the bright morn-
ing twilight. Mars passes Saturn on the
mornings of the 13th and 14th, but be-
cause of their low altitude and proximity to
26 Natural History 3/94
the sun, you probably won't see them.
Jupiter is in Libra, to the west of the
curved body of Scorpius. This gas giant
rises before midnight and is in the south-
west sky by sunrise. The waning gibbous
moon pays Jupiter a visit twice this month:
during the predawn hours of the 2d, you'll
find it below and to the right of Jupiter and
on the night of the 29th-30th, the moon
lies below and to the left.
Saturn might be seen by month's end,
low in the southeast and rising just over an
hour after the sun. Because of the low
angle of the planet's orbital path relative to
our horizon, Saturn will probably not be
visible when it is passed by Mars on the
13th- 14th. You might catch a glimpse of
Saturn near Mercury on the 24th.
Uranus and Neptune remain in eastern
Sagittarius, inching their way toward
Capricomus, until late April and early
May, when the two of them become "sta-
tionary" as they begin their retrograde mo-
tion across the sky as seen from the earth's
perspective. Binoculars, dark skies, and
sky charts are essential for spotting these
two blue-green planets. The waning moon
points the way on the 7th, when both plan-
ets are 4° and 5°, respectively, below it.
Pluto hugs the northeast comer of the
constellation Libra this month and re-
mains there all year long, not far from
Jupiter. Only the largest telescopes, steady
atmospheric conditions, dark skies, and
good star charts permit a view of Pluto.
The Moon reaches last quarter on the
4th at 1 1 :53 a.m., EST, is new on the 12th
at 2:05 a.m., EST, and reaches first quarter
at 7:14 a.m., EST, on the 20th. The full
moon occurs on the 27th at 6:09 a.m.,
EST
Gail S. Cleere lives in Washington, D.C.,
and writes on popular astronomy.
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Three Soay ewes and three young rams graze on Hirta. Feral for
at least a thousand years, the breed is the most primitive of
Europe 's domestic sheep. Both sexes usually have horns.
Tim Clutton-Brock
Counting Sheep
Every few years, most of the feral sheep on a Scottish island
perish — yet the flock survives
by Tim Clutton-Brock
In the Atlantic Ocean, off the northwest
coast of Scotland, lie the Outer Hebrides.
Forty miles farther out, the shattered rim
of an extinct volcano forms another archi-
pelago known as Saint Kilda. Its rugged,
rocky islands are home to huge colonies of
puffins, gannets, fulmars, and shearwaters.
The archipelago also contains its own sub-
species of mouse and a wren whose songs
are strikingly different from those of its
mainland cousins. But the most unusual
inhabitants of Saint Kilda are the small,
feral Soay sheep, named for a small island
in the archipelago on which they have
grazed since ancient times. Precisely when
they were introduced to Soay is unknown,
but it may have been as early as 3,000
years ago; even the most conservative es-
timates place them on the island for at
least a thousand years. Soays are the most
primitive breed of domestic sheep in Eu-
rope; their skeletons closely resemble the
remains of sheep from early Neolithic
sites. Although their fleece is generally
brown, it can range in color from cream to
black. Both sexes usually have horns, and
their partly woolly fleece also sports long,
straight hairs.
Hirta, the largest of Saint Kilda's is-
lands, supported a population of crofters
that dwindled until 1930, when the thirty
remaining villagers were relocated to the
mainland. In 1932, 107 feral sheep from
Soay were introduced to Hirta by the is-
land's owner, the Marquis of Bute. They
quickly increased to colonize the whole is-
land, reaching 500 in less than ten years.
When the first organized census was taken
in 1952, there were 1,114 sheep on the is-
land. To a zoologist, however, the striking
feahire of Hirta's Soay sheep population is
that it appears to rise and fall in cycles.
Every third or fourth winter, after numbers
have passed the 1,400 mark, the sheep on
the island begin to starve. In their weak-
ened condition, many seek the sanctuary
of the oblong dry-stone shelters, or cleits,
that the islanders once used to dry seabirds
harvested for their meat and feathers. Sev-
enty percent of the sheep succumb, mostly
in February or March. Their bodies pile
up, and by April, many of the cleits are
choked with rotting carcasses.
Until recently, zoologists thought that
regular population cycles were confined to
small-bodied mammals in the Arctic and
sub-Antarctic {see "The Lemming Phe-
nomenon," Natural History, December
1989). At intervals of between two and
nine years, populations of voles, lem-
mings, and snowshoe hares commonly
rise and fall, with populations sometimes
falling to less than one-tenth of peak num-
bers. Cycles may have dramatic effects
both on these animals' food supply and on
the prosperity of their predators, whose
populations may decrease rapidly as their
own food supply disappears. We are not
accustomed to thinking of such dramatic
cycles in larger mammals. Imagine, for
example, a tenfold increase in American
white-tailed deer populations over three
years, or a sudden 90 percent reduction in
their numbers.
But population cycles may not be con-
fined to small mammals after all. Ten
years ago, Rolf Peterson and his col-
leagues at Michigan Technological Uni-
versity showed that, across species, the
length of cycles increased with the body
size of animals. The most rapid cycles —
two to three years — are found among mice
tiJiii;
29
'30'
Stac an An
SAINT KILDA Stacl
57° 50'
Joe LeMonnier
30 Natural History 3/94
and voles. Lemmings, which are larger,
sometimes show cycles of three to four
years. Muskrats may peak every seven
years and snowshoe hares at nine years.
Peterson's group suggested that the cycle
length depends on the rate at which the
population can expand, which, in turn, de-
pends on generation length. Because large
mammals mature more slowly and breed
less frequently than small ones, they have
longer generation times and lower rates of
increase and therefore may show longer
cycles. Using the known relationship be-
tween body size and cycle periodicity in
smaller animals, Peterson scaled up the
figures and predicted that cycles might
occur every thirty years in moose and
every seventy years in elephants. We do
not yet have data spanning many decades.
but Peterson expects that the occasional
oscillations we see in some larger ungu-
lates may eventually turn out to be part of
such long-term cycles.
My colleagues and I have followed the
Soay sheep on Hirta through three cycles,
but we weren't the first to observe the phe-
nomenon. Previous studies of the island
sheep by Morton Boyd, of the British Na-
ture Conservancy Council, and by zoolo-
gists Peter Jewell and Peter Grubb, of the
University of London, show that similar
die-offs occurred every third or fourth
year during the 1960s. Regular oscilla-
tions have not been reported in any wild
sheep populations in North America or
Asia, nor do other ungulates on Scottish
islands show similar peaks and crashes.
The number of red deer on the island of
Although sheep graze all over Hirta, in winter they spend most of
their time on low ground, especially in the abandoned fields of
Village Bay, left. The dry-stone shelters, or cleits, that dot the
lower slopes were buih to dry and store seahirds. A yearling
ram, below, is already sexually mature. During rut, rams wander
widely in search of ewes in estrus.
Laurie Campbell
Rum, for instance, where zoologist Fiona
Guinness and I have studied them for
more than twenty years, remains remark-
ably stable, declining slightly after hard
winters and increasing after good ones.
Then why should Soay sheep behave like
voles or lemmings?
Over the last three years, Steve Albon,
Josephine Pemberton, and I, together with
other biologists from Cambridge and Ed-
inburgh, have begun to glimpse an answer.
After a population crash, sheep numbers
increase rapidly. Unlike North American
wild sheep, Soay ewes first conceive when
they are less than a year old, birthing their
first lambs in April, soon after their first
birthday. Up to 20 percent of the pregnant
females bear twins. Since Hirta has no car-
nivores, more than 80 percent of the spring
newborns usually survive to the beginning
of winter, and animals obviously cannot
disperse from the island. When the popu-
lation is small, winter mortality of lambs is
less than 10 percent, so that by the end of
the first year following a crash, total num-
bers usually have risen by 50 percent or
more. Fecundity and lamb survival remain
high through the following year, when the
sheep increase by 40 to 50 percent again.
In the summer of the third season, they in-
crease by another 40 percent. At this stage.
there are more than three times as many
sheep on Hirta as there were immediately
after the crash, but they still begin the win-
ter in good health.
In late September or October, however,
grass growth ceases at this latitude, and the
sheep must winter on the remnants of
summer's vegetation. When sheep num-
bers are high, little food remains by Janu-
ary or early February, and the animals
begin to lose weight rapidly. Rams, which
bum much of their fat in the November
rut, are the first to die, followed by lambs,
which suffer more heat loss than ewes be-
cause of their smaller size. During Febru-
ary and March (the last two months of ges-
tation), the energy costs of supporting
growing fetuses increase sharply, and
pregnant ewes (especially those carrying
twins) are the final casualties.
At least two other factors may con-
tribute to the crash. First, the sheep suffer
from infestations of nematode worms in
their gastrointestinal tracts. As the flock
increases, more worms are passed out in
their dung, so the density of worms in the
pasture also rises. Second, as Dawn
Bazely and Mark Vicari of Canada's Uni-
versity of York have shown, heavy grazing
may reduce the production of summer
grasses immediately before a crash, fur-
31
Glyn Satterley Book; National Tajst for Scotland
Houses on a village street, below, abandoned by the islanders after
1930, have been restored and are used to accommodate work
parties and visiting scientists. Right: Sheep graze among the dry-
stone cleits. When their numbers peak, the animals closely crop
abandoned fields and lower slopes, even devouring rushes.
Tim Clutton Brock
ther depressing the autumn food supply.
These factors help to answer the immedi-
ate question of why the population shows
periodic, dramatic die-offs. They do not
tell us, however, why Soay sheep popula-
tions should oscillate while those of other
ungulates are stabihzed by the effects of
increasing density on reproduction or
mortality. Do similar processes not occur
in Soays — and, if not, why not?
We have found that rising population
density has little effect either on the fecun-
dity of the ewes or on neonatal mortality in
the sheep through the first two years of the
cycle. Even in the third year, 90 percent of
the flock's adult ewes become pregnant.
Why increasing numbers have so little ef-
fect on neonatal survival is easy to see:
food is plentiful on Hirta, even in the third
year of the cycle. On Hirta, which is about
as far north as southern Alaska, days are
long and nights are short in early summer,
and there is a burst of plant production.
Growing lambs have plenty of food during
their first months of life, even when sum-
mer population is highest, so that popula-
tion density itself has little or no effect on
lamb survival. The relatively high lamb
mortality during the summer following a
crash — when population size is low but
food is plentiful — occurs because light.
weak lambs have been produced by ewes
that have barely survived the winter.
The same burst of plant growth in early
summer helps to explain why the sheep
can remain fecund as their population den-
sity increases. After the middle of June,
lambs suckle infrequently, and their moth-
ers then have several months to recover
the condition lost during lactation. As a re-
sult, they can reach the necessary weight
to conceive by the time of the late October
rut, and summer numbers have little effect
on the proportion that conceive.
This situation differs from the breeding
cycle of most other ungulates, which wean
their offspring much later in the year. For
example, red deer on Rum bear their
calves in June and continue to suckle them
until November or December, after the an-
nual rut in October. During lactation, espe-
cially in the weeks when their milk pro-
duction is highest, the daily energy
requirements of females increase as much
as fourfold, and mothers typically lose a
substantial proportion of their body
weight.
Unlike Soay sheep, female red deer
cannot begin to regain this lost weight
until the latter months of lactation in late
summer, when the demands of suckling
calves have dropped. By this time, days
are shortening, plant growth has dropped
back, and food is no longer superabun-
dant. High numbers of red deer deplete the
food supply in late summer. Consequently,
many mothers cannot regain body weight
before October and fail to conceive during
the rut. As a result, when deer density is
high, the majority of mothers breed every
other year, substantially lowering the
growth rate of the deer population.
To explain the apparent lack of relation-
ship between population density and fe-
cundity in Saint Kilda's sheep, we needed
to compare the weights of mothers that
had raised lambs during late summer with
the weights of those that had not. But to
weigh a sample of ewes, one must first
catch them — and these animals are unac-
customed to humans. Unfortunately,
sheepdogs are of no use, for the sheep
scatter, rather than bunch, when they are
32 Natural History 3/94
chased. We initially tried a number of dif-
ferent roundup methods, and one of the
simplest proved the most effective. On
rainy nights, the sheep take shelter in the
cleits; by moving very quietly, we were
able to block the entrance before any could
escape. Then one of our team would crawl
through the low entrance into the cleit with
a flashlight, grab a sheep, and drag it out to
the open, where it could be weighed, mea-
sured, and have its blood sampled. Some-
times after crawling down the low, muddy
entrance into pitch blackness and switch-
ing on his helmet lamp, a catcher would
confront a ram with its head down, ready
to charge directly at the Ught.
We found that the least painful method
of capture was a large-scale netting opera-
tion. With volunteers from the Mammal
Conservation Trust, who are experienced
in netting deer, we learned to build corrals
of netting, well hidden behind the dereUct
cottages of the village street; to erect hun-
dreds of feet of side nets around the mead-
ows where the sheep collect; and then to
slowly ease the sheep up the tunnels of
netting into the corral, where they could be
caught and weighed. This way, we eventu-
ally trapped enough sheep to allow us to
compare the weights of mothers that had
raised no lambs with those that had raised
singletons or twins. As predicted, all three
categories of mothers proved to be of sim-
ilar weight in August — two full months
before the rut — showing that mothers are
able to regain weight lost during lactation
in the two months following the weaning
of their lambs. This contrasts strongly
with red deer on Rum, where mothers that
have raised calves are still in poor condi-
tion in September.
So what does our understanding of
sheep cycles on Saint Kilda tell us about
cycling in other ungulates? The features of
the Soay sheep population that create cy-
cles are the high rate of population in-
crease (caused by first-year breeding, low
juvenile mortality, and no dispersal) and
the absence of any strong effect of popula-
tion density on fecundity and lamb mortal-
ity (fostered by the superabundance of
food in early summer and by early wean-
ing). This combination of factors is not
common in ungulates. Most ungulate fe-
males do not conceive until their second,
third, or fourth year of hfe; twinning is
rare; and neonatal mortahty is high. As a
result, unlike Soay sheep, populations of
other ungulates carmot exceed by a large
margin the number of animals that the
winter food supply can support.
Some wild ungulates do parallel the
sheep's situation, however. The Saiga an-
33
A hornless ewe suckles her lamb, below. Between 10 and 20
percent of mothers produce twins, which weigh less at birth and
are somewhat less likely to sun>ive than are singletons. Bearing
the remains of winter fleece, a two-year-old ewe, right, licks her
newborn lamb.
Tim Clutton-Brock
i^l^Jffi
telopes of the Asian steppes, for instance,
conceive in their first year of life and usu-
ally produce twins; their numbers, like the
sheep's, can increase very rapidly. Their
populations are unstable, but we don't yet
know whether they oscillate regularly.
White-tailed deer, too, commonly con-
ceive in their first autumn of life, and ma-
ture females often produce twins. But
here, natural predators and human hunters
constrain population growth, usually pre-
venting local populations from exceeding
their food resources.
One other ungulate population that ap-
pears to cycle is the Corsican mouflon
sheep, which was introduced to the sub-
antarctic Kerguelen Islands in the 1950s.
As on Hirta, there are no effective mam-
malian predators, and mouflon numbers
have increased rapidly. Unlike the Soays,
however, Kerguelen mouflon do not con-
ceive until their second year. But twins are
common and neonatal mortality is low.
Patrick Bousses, of the French National
Museum of Natural History, has recently
shown that population crashes comparable
to those we have observed on Hirta occur
every fourth year among the mouflons. I
am not surprised that the periodicity of
these cycles is rather longer than in Soay
sheep, for the mouflon are larger animals
and their delayed age of first breeding
slows the population's growth rate. (Simi-
larly, as Peterson has suggested, the rela-
tionship between small body size, high fe-
cundity, and rapid population growth
probably explains why smaller rodents re-
cover from crashes more quickly than
larger ones, generating shorter cycles.)
So might population cycles be a much
commoner phenomenon than we imagine?
Can we expect to find thirty-year moose
cycles and seventy-year elephant cycles,
as Peterson and his colleagues suggest?
That is not inconceivable, but I'm skepti-
cal. As body size increases and fecundity
falls, we see a decline in a population's ca-
pacity to exceed winter food suppUes by
multiplying during the boom months of
early summer. Weaning occurs later, limit-
ing mothers' ability to regain condition be-
fore the autumn rut. Populations increase
more slowly, providing more opportunities
for density-dependent changes in preda-
tion or starvation to depress further in-
creases in numbers. Although moose and
elephant populations may oscillate, and
crashes may occur when winter or dry-
season food supplies are suddenly re-
stricted, I doubt that future generations of
wildlife biologists will discover that they
show regular cycles. D
34 Natural History 3/94
35
Tropical Liaisons on a Beetle's
In the rainforests of Central and South America, pseudoscorpions and harlequin
beetles are more than fellow travelers
by Jeanne A. Zeh and David W. Zeh
The forest of Panama's Soberania Na-
tional Park felt almost cool after a torren-
tial afternoon downpour. It was early May
1988, and the wet season had just arrived.
The forest, parched after four months
without rain, was springing back to life.
Near dusk, a shaft of pale light still pene-
trated the dense canopy. After a long day,
we were tired, drenched, and mud spat-
tered. We took a compass reading and
headed back toward a trail. Suddenly, we
spotted what we had been searching for.
Lying amidst the tangled green wreckage
of a newly opened forest gap was the trunk
of a huge, fallen fig tree. Struggling
through the chaos of twisted Uanas and
splintered black palms, we hacked a path
to the tree. Pungent, milky sap still oozed
from the fig's broken limbs. We could
hardly beUeve our luck at finding a fig tree
that must have fallen only a day or two be-
fore. We had previously come across a few
fallen fig trees, but they had all been well
along in the decay process.
A recently fallen fig, we knew, was sure
to attract the most sfiiking of all the long-
homed beetles, the harlequin, named for
the pattern of swirling crimson, black, and
greenish yellow that decorates its body. As
arachnologists, our main interest was not
in this magnificent beetle itself, but in its
tiny passengers, pseudoscorpions belong-
ing to the species Cordylochemes scorpi-
oides. The false scorpions lack a tail
tipped with poisonous stingers, but they
can immobilize prey with poison pro-
duced by a gland in their pincers. If you
were to prize open a harlequin's wing cov-
ers, you would almost certainly find at
least one pseudoscorpion, maybe more.
The record stands at fifty-four, all cUnging
tenaciously to the abdomen of a single,
large male beetle. Naturalists have been
aware of this curious association ever
since Linnaeus described it in 1758, but
why the pseudoscorpions engage in this
beetle-riding behavior has been a mystery.
Do they climb on board to feed on the
mites that infest the beetles? Do they
spend their entire lives on the beedes? Or
are they simply catching a ride, with the
harlequins providing jumbo jet service be-
36 Natural History 3/94
iack
A harlequin beetle rests on a fallen rainforest tree.
Female beetles use their powerful mandibles to cut holes
in the wood where they will deposit their eg^s.
George D Dodge; Bruce Coleman, Inc
tween one habitat and the next? Having lo-
cated the harlequin's prime habitat, per-
haps we could unravel this mystery.
As night closed in, we checked our
headlamps. Equipped with red filters, the
lights would be invisible to insect eyes
while providing us with a little illumina-
tion on this moonless night. We waited
silently, hoping that we would not en-
counter a deadly fer-de-lance coiled be-
neath the tree trunk (as we had on two pre-
vious occasions). Within moments, our
apprehension was forgotten as a large
male harlequin descended from the
canopy. The size of a small bird, it flew in
slow motion, its enormously elongated
forelegs outstretched and its body held
vertically. Minutes later, the buzzing of
large wings signaled the arrival of a sec-
ond big male.
The scene was set for one of the most
remarkable displays of male combat in the
insect world, a struggle to gain control of
prime egg-laying sites on the tree. In a
coleopteran version of jujitsu, each male
repeatedly reared up on his hind legs,
lunged forward, and using his forelegs as
hooked levers, tried to overturn the other
and toss him from the tree. Victory usually
goes to the male with the longest forelegs,
but these combatants were closely
matched, and all attempts at tossing failed.
Not the hard-wired robots insects are often
thought to be, the beetles abandoned their
standard tactics as the contest escalated,
and their attacks and counterattacks grew
more complex and less predictable. Fi-
nally, after a frenzied ten minutes of vi-
cious bites, flailing forelegs, and wildly
waving antennae, one contestant retreated,
part of his left antenna amputated by his
opponent's powerful mandibles. The vic-
tor then took up the task of guarding his
mating territory. Within an hour a female
arrived, and the pair began to copulate.
For harlequin beetles, mating is a pro-
tracted affair. After copulation, the male
guards the site as his mate chews a hole in
the half-inch-thick bark, an arduous task
that may take her an hour. Excavation
completed, the female injects a single egg
into the pit and again copulates with the
male. She may continue this sequence
through the night until she has left a tell-
tale line of five to ten holes in the bark.
As the pair we watched began to copu-
late a second time, we crept a little closer,
confident that the harlequins were too pre-
occupied to notice. To couple with the fe-
male, the male arched his abdomen down-
ward, leaving the space beneath his wing
covers exposed. Straining to see in the dim
red light, we spotted a pseudoscorpion
moving down the male's abdomen. Climb-
ing onto the female beetle's ovipositor, it
paused and raised its pincers. Apparently
38 Natural History 3/94
Two male harlequins butt heads in a battle over prime
mating territory on a fallen fig tree. When the
combatants are equally matched in size, as these are,
the fight may last as long as half an hour.
Dauid W. Zeh
irritated by the probing claws, the female
harlequin flexed her abdomen and the
pseudoscorpion crawled aboard, disap-
pearing beneath her wing covers.
Just from the size and bulbous appear-
ance of its claws, we could tell that this
pseudoscorpion was a big male. This
marked external difference between the
sexes — known as sexual dimorphism —
suggested that strong sexual selection (ei-
ther through female choice or male com-
petition) had exerted its force on this
species. Darwin was the first to recognize
that sexual selection might exaggerate and
perpetuate certain male traits, but more
than a century after he first drew attention
to this phenomenon, an unresolved prob-
lem still puzzles evolutionary biologists:
If, over long spans of evolutionary time,
champions of male combat or the flam-
boyant beaus preferred by females consis-
tently sire more offspring than do their
smaller or less showy rivals, the "lesser"
males should eventually disappear from
populations. But they don't. Indeed, the
enormous variability in the size of C. scor-
pioides males in museum collections
prompted Austrian taxonomist Max Beier
to describe it as the most variable pseu-
doscorpion known.
We realized that the beetle-riding pseu-
doscorpion was an ideal species for study-
ing how male variability is maintained, but
finding pseudoscorpions and the beetle
hosts in their natural habitat had always
been difficult.
When we first began our research in
1987, we searched the Panamanian forests
for two months without finding a single
dead fig tree. Then, one morning in early
December, we decided to combine field-
work with sightseeing and hiked Las
Cruces Trail. Cut through the forest by
slaves, this pathway was once the conquis-
tadors' major route across the isthmus.
Our only companion was a giant Morpho
butterfly fluttering erratically down the
path ahead of us, its metallic blue wings
flashing against a background of lush
green. Following our lepidopteran scout
around a bend, we came upon a dead, but
still standing, fig tree, a mere twenty yards
from the infamous trail.
The roots that buttressed the 130-foot-
tall tree were surrounded by fallen bark
and mounds of pale yellow sawdust, con-
spicuous evidence of harlequin beetle lar-
vae tunneling within its trunk. The tree
was pockmarked with dozens of elliptical
holes, tunnel entrances leading deep into
the heartwood. Most striking was the rip-
pled appearance of the exposed outer sap-
wood, where the beetle larvae had gouged
large, curving tunnels just beneath the sur-
face. The decaying tree was an oasis in an
otherwise hostile environment. The wood
of fig trees is very soft compared with
most other tropical species, and the copi-
ous, nutrient-laden sap supports thriving
colonies of bacteria and yeast, the basis of
the rotting tree's food web.
The dead tree itself seemed strangely
alive, with loud gurgling noises emanating
from the trunk. (These sounds, we learned
later, were produced by the wood-boring
larvae of pantophthalmid flies, feeding
ravenously as they cut perfecdy cylindri-
cal holes. One of the largest flies in the
world, it has its own species of pseu-
doscorpion hitchhiker) The rotting wood
was an entomologist's paradise, buzzing
with anvil-headed fruit flies; stilt-legged
flies; blue-bodied, yellow-headed stra-
tiomyid flies; weevils; giant orange click
beetles; rove and bark beetles; and four-
inch-long cockroaches. And there were
predators: female parasitic wasps, tailless
whipscorpions, ambush bugs disguised as
miniature garbage heaps, and raiding
hordes of ants. All were feeding, fighting,
mating, or depositing their eggs.
In the sawdust and under the bark, we
found C. scorpioides by the dozen — large
males, small males, females carrying
brood sacs, nymphs. This was the primary
habitat of the beetle-riding pseudoscor-
pion. (The trees provide an ideal nursery
for developing young, and fly and beede
larvae growing in the wood provide the
adult pseudoscorpions with an abundant
food supply.) To exploit such a rich, but
ephemeral, resource, a small, flightless
arthropod first faces the daunting chal-
lenge of dispersal. Traveling between
these patchily distributed habitats is well
beyond its own abilities. While other pseu-
doscorpions hitch rides by hanging on to
the legs of various flying insects, C. scor-
pioides has evolved behaviors that allow it
to travel in relative luxury aboard the ab-
domens of harlequin beetles, a far less
hazardous method of dispersal.
Four to twelve months after the female
harlequin deposits her eggs, her offspring
develop into five-inch-long larvae and are
ready to pupate. But first the larvae pre-
pare for their emergence as adults by cut-
ting a disk eight inches in diameter in the
bark covering their tunnel entrances. By
the time the adult beetles begin to emerge
from their pupal chambers, the resources
of the decaying fig tree have become se-
verely depleted, and its population of sev-
eral hundred pseudoscorpions is ready to
disperse. Attracted by chemical cues and
surface vibrations, the pseudoscorpions
39
Beneath the open wing covers of a harlequin beetle, below, two
closely matched male pseudoscorpions are locked in battle.
More than a dozen pseudoscorpions. right, hitch a ride on a
small male harlequin that has just emerged from its pupal
chamber in a rotting fig tree. When the beetle takes flight to
search for another tree, it will transport the false scorpions and
a number of much smaller mites.
Photographs by Jeanne A. Zeh
converge on adult beetles. Equipped only
with a pair of poorly developed eyespots,
the pseudoscorpions unerringly head
straight for the "boarding gate," the rear
end of a beetle's abdomen. One by one,
males and females raise their claws, pinch
the beetle's rear, and as the harlequin re-
acts by flinching its abdomen, the pseu-
doscorpions quickly clamber on board.
Heavily laden with the stowaways, the
harlequin climbs to the highest available
point on die trunk and launches itself into
the air in search of another fig tree on
which to mate.
We have found that the female harle-
quins are extremely fastidious in their
choice of trees. Our survey of a 150-acre
tract of forest showed that 80 percent of
the beetles we located were on newly
fallen trees. Depending on their size, the
trees attracted adult harlequins for only a
brief period of from four to twenty-six
days. We found the remaining 20 percent
of the beetles on standing dead trees.
While a harlequin flies in search of a
fallen tree, the pseudoscorpions must
avoid falling off the vertically held ab-
domen of their host. Instead of simply
clinging to the segments of the beetle's ab-
domen, they attach themselves with a
safety harness of silk, produced by a gland
in their pincers. When the harlequin finds
a suitable fig tree, the pseudoscorpions use
silk again. They cannot fly or jump, but,
undaunted, they spin a silken thread and
rappel down to their new habitat.
Our field observations confirmed that
the pseudoscorpions use the beeties to dis-
perse from old, exhausted trees to newly
fallen ones, hi examining more than 150
beetles, we have found only adult pseu-
doscorpions. Because mature pseudoscor-
pions are voracious and opportunistic
predators not averse to cannibalism, the
crowded beetle abdomens are no place for
the weak and vulnerable. (We have often
seen adults in trees feeding on nymphs, as
well as older nymphs feeding on younger
ones.) What was unexpected was the large
number of beetles carrying just one pseu-
doscorpion, always a male. Of the fifty-
eight harlequins we examined on recently
fallen trees, fifty-three were occupied by
lone males. Their pincers, used for fight-
ing, were markedly larger than those of the
average males collected from the trees.
These big males remained on board even
when their host beetles stayed on the trees
for several days.
To investigate this perplexing finding,
we marked 136 virgin male and female
pseudoscorpions and allowed them to
mount beetles in the laboratory. Then we
released the harlequins on a newly fallen
fig tree. Recapturing the beetles a few
hours later, we identified the remaining
pseudoscorpions and found that the fe-
males and small males had disembarked
rapidly, but the bigger males had stayed
aboard. Only when there were no females
aboard did large male pseudoscorpions
show any inclination to abandon their
hosts, and in such cases they often simply
transferred to another beetle. In a few
cases, we recaptured marked beetles for a
second and a third census. On one, a male
pseudoscorpion was still present after
fourteen days, and in the interim, two fe-
males had come aboard. Because female
pseudoscorpions disembark rapidly, we
were only able to recapture ten on flieir
original beetles. Of these originally virgin
females, eight subsequently produced
brood sacs and nymphs in the lab, indicat-
40 Natural History 3/94
ing that the pseudoscorpions had almost
certainly mated on board their host.
With the discovery that the beetles
served as mobile mating territories, our
previous observations began to make
sense. For several generations, pseu-
doscorpion populations thrive within the
decaying fig trees, until the trees' re-
sources are exhausted (about a year). As
new harlequin beetle adults emerge from
the rotting wood, large numbers of pseu-
doscorpions climb on board. A high pro-
portion of the female stowaways are sexu-
ally receptive. Males therefore compete
intensely to establish a mating territory on
a beetle's abdomen. When a harlequin lo-
cates a recently fallen fig tree, inseminated
female pseudoscorpions disembark to col-
onize the tree, and smaller males are
forced off by larger rivals. After the bee-
tle's maiden flight, it continues to search
the forest for suitable trees and mates, typ-
ically carrying a single, large, male pseu-
doscorpion under its wing covers. Females
or challenging males may come aboard
when the harlequin visits dead trees that
are mosaics of old and new decay. The res-
ident male may disembark to reconnoiter
other beeties as its host beetle copulates,
but in the meantime he may be supplanted
by a larger intruder.
In this cycle of population growth and
dispersal, we saw how sexual selection
could act to maintain the striking size vari-
ability among C. scorpioides males. In
essence, variabiUty persists because of the
two very different habitats in which male
pseudoscorpions must compete: on the
backs of beetles and within decaying trees.
During the pseudoscorpion's brief disper-
sal episodes on beetles, it pays to be large,
but during the several generations spent
living within the trees, big males seem to
have no advantage. In laboratory experi-
ments, we found that big males were able
to monopolize matings only under
crowded conditions. In trees, where mates
are spread out, siring more offspring may
depend more on a male pseudoscorpion's
mobility and his ability to find mates
quickly. Selection may therefore favor
small size and rapid maturation. Thus,
rather than leading toward a single ideal
male, oscillating sexual selection alter-
nately favors small and then large males.
Simply tallying the number of females
with which a male mated was not enough
to prove this hypothesis, however. Mating
itself does not guarantee the siring of off-
spring. As British biologist Geoffrey
Parker pointed out more than twenty years
ago, sexual selection does not necessarily
end with copulation. Female pseudoscor-
pions are able to store sperm. If a female
opts to mate with more than one male, the
sperm from each male may have to com-
41
Stephen Dalton; NHPA
Beneath the bark of a rotting tree, below, a female
pseudoscorpion carries developing embryos in an
external brood sac. Despite its vivid colors,
a harlequin beetle, right, blends into the bark of
a tree in a Venezuelan rainforest
Edward S. Ross
IWH'^BIP*
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pete to fertilize her eggs. Female promis-
cuity makes paternity hard to establish.
Fortunately, DNA fingerprinting now
offers a direct way to measure a male's
success in fertilizing the eggs of his mate.
By cloning DNA from the beede-riding
pseudoscorpions, we were able to identify
two regions of DNA that were particularly
useful for tracing relationships between
individuals. These probes enabled us to
test our oscillating-selection hypothesis.
We needed beetles from recently fallen
trees, but few fig trees fell in Soberania
Park that season. We traveled to French
Guiana, where, we were told, we might
find sufficient numbers of harlequins to
complete the study. In the Kaw Mountains
southeast of Cayenne, we found harle-
quins in abundance, collected breeding
pseudoscorpions from beneath the beetles'
wing covers, and reared their offspring.
Back in Panama, we found that DNA
fingerprints of these families demon-
strated that in the beetle environment sex-
ual selection does favor large male size.
Only very large males are able to monop-
olize beetles. Yet even within this elite, the
DNA fingerprints revealed a strong, posi-
tive relafionship between size and fertil-
42 Natural History 3/94
ization success. To study the relafionship
between male size and reproductive suc-
cess in trees, we now need to develop ad-
ditional DNA probes that will allow us to
determine paternity among large numbers
of putative sires.
Taking a break from the long hours in
the molecular lab, we spent a day in the
forest, returning to the tree where we had
seen the two harlequins fight a year before.
A small male beetle, newly emerged from
his pupal chamber, was resting on the
trunk. All around him, pseudoscorpions
were emerging from beneath the bark.
One by one, they pinched his abdomen
and disappeared on board. That night, we
knew, the beetie would abandon the old
tree and set out on his maiden flight. Al-
ready overgrown with saplings, the re-
mains of the fig tree would soon rot away
completely, returning its precious nutri-
ents to the soil.
Somewhere in Soberania Park another
old fig ti^ee will crash to the forest floor, but
for the harlequin, for the beetle-riding
pseudoscorpion, for an entire community
of arthropod species, the death of this
magnificent tree will present an indispens-
able ecological opportunity. O
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Buckle up. All
An effigy of Judas is venerated in Zunil, Guatemala, where
the Maya have infused Christianity 's villain with
a combination of ancient and modem attributes.
Tom Owen Edmunds
Judas Transformed
During Holy Week, the Maya confront the man they, love to hate
by June Nash
When I saw Judas last year in Gua-
temala, he was wearing a sport shirt, jog-
ging pants, running shoes, and a blue hard
hat — at least that was how some Maya
portrayed this reviled figure. The conquer-
ing Spaniards had introduced him as the
betrayer of Jesus, a personage in the drama
of the Crucifixion. But in the dehcate op-
eration of imposing and maintaining the
Cathohc religion in Mexico and Central
America, the priests could not prevent
Judas from slipping away and taking on a
life, and meaning, of his own.
I first encountered a Maya Judas forty
years ago, when I began anthropological
fieldwork in Cantel, a township in the
western highlands of Guatemala. Inhab-
ited by Quiche-speaking Maya, Cantel
was a farming center with a large textile
factory. The settlement clustered around
the large colonial church that stood atop a
high hill. Below flowed the Samala River,
which had run red with the blood of the
slain in 1 524, when the Maya king Tecum-
Uman fought and died in battle with the
conqueror Pedro de Alvarado.
The Maya still spoke of that battle, and
during Carnival they subtly reenacted it.
The conquerors had introduced a dance
commemorating the Spaniards' struggle
with the Moors, which the Maya contin-
ued to perform. The dancers dressed in
costumes of both roles but, embracing the
enemy of the Spaniards as their own race,
they mingled brown masks of Tecum-
Uman with the black masks of the Moors.
In everyday life as well, the Maya re-
mained hostile to those they called Ladi-
nos, those of mixed Indian and Spanish
descent who identified with the foreign
culture. Their attitude was a result of a
long history of exploitation and oppres-
sion by Ladinos, who controlled the plan-
tations, markets, and institutions of gov-
ernment.
Judas was one of the effigies paraded
about during Holy Week each year, when
the priest and the catechists (loyal follow-
ers of orthodox CathoUcism) stage-man-
aged the Passion of Christ. In 1954 the
priest was a young Franciscan, newly ar-
rived in Guatemala after previous service
in China. His goal was to rescue CathoU-
cism Irom the folk traditions that had been
shaping religious practices during the pre-
vious decades, when communities like
Cantel did not have resident priests. His
major adversaries were the groups of
devotees, known as brotherhoods, that had
arisen around various saints. Particularly
resistant were the mayordomos, or care-
takers of the brotherhood houses, who
were responsible for the saints' figures.
Even Judas had his own brotherhood,
being granted a far less negative role in the
folk tradition than by the church.
At times during Holy Week, the two re-
ligious factions came into conflict over the
ceremonial use of public space. For ex-
ample, on Holy Saturday, those upholding
the folk traditions took the figure of the
body of Christ, recumbent in its bower of
flowers and pine needles, on a slow march
through the town, accompanied by the
mournful tune of trumpets and wooden
ratchet noisemakers. The priest tried to get
them to return the figure while it was still
daylight, but the mayordomos insisted on
a very slow pace, out of respect. The sac-
ristan was obliged to allow the mayordo-
mos to reenter the church after midnight.
Generally, however, the two groups co-
ordinated their activities, the catechists ex-
erting their control in the church while the
mayordomos held sway in the plaza and
the brotherhood houses. For example, on
Holy Thursday, in dramatizing the biblical
scenario, the catechists set the image of
Christ bearing the cross in the center of the
nave. But outside the church that evening,
under the direction of the mayordomos,
the folk-traditionalists played the role of
"the killers of Christ." The streets filled
with the spectators' raucous cries of "the
Jews!" as participants ran through the
town seeking the one who played the role
of Jesus. Often pausing to rekindle their
energies in the liquor shops, they contin-
ued their search until they discovered
"Jesus" and dragged him to an improvised
jail in the comer of the plaza.
Judas, a straw figure with a wooden
mask, belonged to one of the brotherhoods
and was entirely defined by folk tradition.
Costumed in a black wool suit, felt hat,
and laced shoes, he was a caricature of a
Ladino (in those days, Indians typically
went barefoot or wore sandals and had
straw hats and cotton clothing). Among
his devotees were those who wished to
gain commercial success or who profited
from Indian labor. Some were Ladinos
from outside Cantel; most were de vestido
Indians (Indians "of clothing"), those in
transition from their Maya culture.
On Saturday, the brotherhood dedicated
to Judas, who was also caUed San Simon,
removed his effigy ft"om the brotherhood
house, mounted it on a donkey, and led it
around town to visit all the shops, includ-
ing fire liquor stores in the town center.
Each shop owner gave Judas a five-doUar
donation to insure luck in business. Many
also plied him with drinks, ^ownngposh, a
distilled cane liquor, through a funnel into
his open mouth. The drinks, collected
through a tube that extended into a rubber
"stomach" bag, were later consumed by
his followers.
47
In the house of a brotherhood devoted to Judas, his figure gets
a morning kiss from the caretaker's wife. The choice of a coffin for
Judas 's resting place may be unique to this brotherhood in a
Maya village near Santiago Atitldn.
Jim Pieper
These offerings were considered an im-
portant part of bfusiness management. I re-
call the great anxiety of the druggist, a de
vestido Indian, when she learned that the
image had passed her shop while she was
out, and how she ran to catch up with the
entourage to make her offering. Although
presumably introduced into the local cul-
ture as a villain, Judas was welcomed in
his peregrination, at least by those en-
gaged in commerce. Perhaps they recog-
nized, in his transaction for thirty pieces of
silver, Judas's commitment to commerce
at any cost.
The priest frowned on the whole Judas
cult and had even ordered the catechists to
raid the brotherhood house and destroy the
figure. But although the catechists had ap-
parently succeeded on several occasions
in burning the straw body and wooden
mask, the brotherhood always secreted the
"true" mask, tying it to a new straw effigy
each year. Except for his appearance dur-
ing Holy Week, Judas remained safe in an
altar in the brotherhood house.
I met Judas in another guise in 1957,
when I was assigned to do fieldwork in the
Tzeltal-speaking Maya community of
Amatenango del Valle. A pottery-making
town in the highlands of Chiapas, Mexico,
Amatenango was known to outsiders as
one of the most hostile of nineteen indige-
nous communities surrounding the Span-
ish "royal city" of San Cristobal de las
Casas. Early in my fieldwork, I learned
that the homicide rate was high and rising.
I also learned that two anthropologists had
been ordered to leave there because the
community did not appreciate their pres-
ence. I found it difficult to start a conversa-
tion with any of the Indians. The area
priest who served the community con-
firmed my impression, adding that the
hostility of the inhabitants to outsiders
made his work easier because it kept away
the Protestant missionaries. Despite the
proximity of the (as yet unpaved) Pan-
American highway, the only Ladino living
in town was the schoolteacher, who barri-
caded himself with his family in the large
adobe schoolhouse on the plaza, with an
arsenal of rifles for protection.
IP^ ■^^.
As might be expected, folk behefs had
made severe inroads on whatever Catholic
orthodoxy the community had absorbed.
Mariano Lopez Shunton, one of the town
elders, gave me a vivid example of this
when he told me the story of "How Jesus
Gained Control over the World." In an-
cient times, Mariano said, Judas prevented
the com plants from growing by making
them come out with one "arm" and one
"leg," so that they fell over. Jesus and
Mary outwitted him by enticing Judas,
whom Mariano called "the leader of the
Jews," to a fiesta. Mary danced with Judas
and plied him with liquor so that he forgot
the fields. Meanwhile, Jesus guarded the
fields of corn so that the plants grew
straight and tall. In this role, Jesus was
identified with the preconquest deity
Cananlum, "caretaker of the earth," while
Mary was identified with Me'tikchik, "our
grandmother the moon," who was also in
charge of crops.
While in this story Christ appeared in a
positive light, images of Christ — espe-
cially the figure of Christ on the Cross —
were regarded with ambivalence. In Ama-
tenango, men who claimed extraordinary
powers over life and death without valida-
tion as folk healers were killed as witches.
Saint Peter the Martyr, whose image in
Amatenango showed him with a cleaver
imbedded in his skull, was taken to have
been a powerful witch, later redeemed by
his role as the protector against Ughtoing.
Similarly, the crucified Christ could have
been viewed as a punished witch, evoking
little sympathy.
I spent varying amounts of time in Am-
atenango over the next decade. During the
Holy Week rituals, the Crucifixion was
reenacted in the church under the supervi-
sion of the Ladino priest, with the assis-
tance of the mayordomos, who manipu-
lated the images like puppets. The
participation of the mayordomos in the of-
ficial drama was welcomed, in contrast to
the situation in Cantel, where members of
the religious brotherhoods were in conflict
with the priest.
Although Judas enjoyed some popular-
ity as a cult figure in Cantel, in Amate-
nango he was almost universally reviled.
The priest referred to him as the King of
the Jews and identified him as flie "killer
of Christ." And on Good Friday, following
die enactment of the Crucifixion, tiie may-
ordomos hauled the effigy of Judas up the
belfry "to show the world that he killed
Christ." They jabbed him with long poles,
laughing when one well-directed blow
landed and someone yelled, "Eunuch!"
48 Natural History 3/94
As I had observed in Cantel, however,
Judas was something more than the be-
trayer of Christ. In the 1960s, when men of
the town universally wore white cotton
shirts and large-waisted trousers tied with
a red sash, the effigy was costumed in the
canvas pants, black jacket, boots, and
cowboy hat of a Ladino rancher. And
Judas's ride around town on Saturday,
reminiscent of the one carried out in Can-
tel, further identified him as a Ladino,
since riding a horse was a prerogative of
Ladinos during colonial times. As I
watched his image, tied to the saddle and
with a cigarette in his mouth, I realized
that under cover of the role of Christians
outraged by the killing of Christ, the Indi-
ans were acting out their own hatred of
Ladinos.
The priest did not acknowledge this
performance, calling it a "pagan" practice,
but as soon as his Volkswagen left the
churchyard, the entourage set out. Al-
though in Cantel the merchants had show-
ered Judas with donations, in Amatenango
only the folk healers gave money. Perhaps
they felt an obligation toward Judas as one
source of their power over illnesses caused
by witchcraft (I could only speculate,
since none of them confirmed this). Fol-
lowing Judas's ride around town, the effigy
was dismembered and later burned, the
wooden mask being saved to be used the
following year. The money that had been
collected was used to buy liquor — associ-
ated with the water used to bathe the body
of Christ — that was served to the mayor-
domos and their assistants.
Another variation on the theme of Judas
was described in a 1965 monograph, Los
Escdndalos de Maximon (The Scandals of
Maximon), by anthropologist E. Michael
Mendelson. Mendelson reported that
among the Atitec-speaking Maya of Santi-
Jim Pieper
As part of Holy Week in Santiago Atllldn,
left, Judas is hanged on a rack beside the
church. In that town he Is commonly
called Maximon and Incorporates the
role of a Maya fertility spirit. The Maya
area, below, where cults devoted to Judas
flourish, crosses the frontier between
Guatemala and Mexico.
Joe LeMonnier
ago Atitlan, one of Guatemala's beautiful
lake towns, the figure wore a shirt, pants,
and belt similar to those worn by the Indi-
ans, but along with them he wore a
Ladino-style blue jacket, boots, and a
broad-brimmed hat. He had a large cigar
placed firmly in his mouth. Despite his
role in the Christian Holy Week enact-
ment, everyone (except for the clerics)
called him Maximon. The Indians told
Mendelson that Maximon was the oldest
of the animal spirits; he was also called the
Black Magician, patron of those "prayer
makers" who, like the curers of Amate-
nango, divine the cause of illness.
- To Mendelson, Maximon seemed to be
the incarnation of a traditional fertility
spirit. This association was evident in the
fruit offerings displayed on his altar and
the corncobs hung on the image during the
cult celebrations of Holy Week. Christ
might have redeemed humanity from orig-
inal sin, but in the eyes of the Indians —
given the Catholic church's identification
of sexuality with sin and portrayal of Jesus
as an ascetic — he exposed the world to
sterility. In one of the myths they re-
counted to Mendelson, "God cooperated
with the ancient kings to sow the worid
with good things, but something happened
and the world has died." Through Max-
49
imon, the Maya restored the positive as-
pects of sex and fertihty.
According to one myth of Maximon's
origin, the ancient authorities decided to
make a talking figure to scare men away
from other men's wives, who would other-
wise be seduced during their husbands'
trips to the plantations or the capital city.
Created as a guardian of sexual morality,
however, Maximon became the principal
transgressor. He would impregnate
women, whose children would then re-
semble him or perhaps show some defor-
mity. Or he would transform himself into a
woman and lure men into sexual relations,
after which they would die in three days.
Thirty years later, anthropologists
Nathaniel Tarn and Martin Prechtel report
that the cult of Maximon is still ahve and
well in Santiago Atitlan. In their research,
they identify Maximon with Mam, the
50 Natural History 3/94
A
m
\ ifl
B^^x^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^l
1
E. Michael Mendelson
With a cigar planted in his mouth, Judas, left, departs with the figures
of the Virgin Mary and Our Lady of the Rosary for a procession
through Santiago Atitldn on Easter Sunday of 1953. Clothed in a hard
hat, sweatpants, and jogging shoes (opposite page, bottom), a more
contemporary Judas is paraded through Amatenango del Valle in
1993. In the same year, dressed as a Ladino rancher, Judas hangs
over the entrance of the church in Zinacantdn, below.
Maya god of the underworld, and describe
him as "the changing power who main-
tains the world in movement while chang-
ing people's sexual partners."
They point out that Judas-Maximon
represents negative, as well as positive, as-
pects of sexuality. Young men ask the
prayer makers to intercede for them with
Maximon, viewed as the patron of roman-
tic love. But the Maya of Santiago Atitlan
also regard romantic love itself as destabi-
lizing, posing a threat as it does to parental
control over the selection of mates. As the
deity of unbridled sexuality, according to
Tarn and Prechtel, Maximon stimulates
both desire and its aftermath, disorder
Cantel, Amatenango del Valle, Santi-
ago Atitlan, and other Maya communities
have all placed their own peculiar stamp
on Judas, using the figure to embody dif-
ferent local concerns. (In the 1980s, one
anthropologist even found a Judas figure
in a guerrilla camp in Guatemala, where
Maya were counterattacking the genocidal
forces of Gen. Efrain Rios Montt.) Judas
has also responded to change over time.
The Judas I saw in Amatenango in the
1960s had changed by 1992, as the com-
munity itself became more engaged in
commerce with the outside world. That
year I arrived on Holy Saturday, as the
new young priest directed the drama in the
church. The effigy of Judas was already
hanging over the entrance. Instead of his
predecessor's gloomy rancher's clothing,
he was dressed in a jogging suit with his
feet stuffed into Nike sneakers.
On Sunday a boisterous and jocular
group of mayordomos bore the hanged
body of Judas on muleback, greeting the
householders and asking for offerings.
Now, all the people — not just the curers —
offered money. Also carried in the proces-
sion by the women prayer makers was the
church's statue of Our Lady of the Rosary
weeping over the recumbent body of the
crucified Christ. When I lived in the vil-
lage in 1965, the priest had not permitted
the removal of saints' statues from the
church for fiestas, because of the conflicts
that often arose between villagers and vis-
iting Ladinos, and women did not play any
public role in ceremonies.
The sporty Judas of 1992 was greeted
more peacefiiUy than in the past. While
before, Ladinos were perceived as domi-
nating the commercial world as marketers
and plantation bosses, more Indians now
had gained, or hoped to gain, a piece of the
action. Many of them owned trucks, and
dozens of television aerials poked up from
the cement block houses that had replaced
many of the old wattle-and-daub
51
Elsewhere, his effigy is often burned, but in Cuajimalpa, a papier-
mache figure of Judas, below and right, is exploded. The town, on
the outskirts of Mexico City, holds elaborate festivities that include
individuals who dress as Judas and whip people in the crowd.
Photographs by Tom Owen Edmunds
dwellings. The women who were active in
the saints' associations, and who bore the
statue of Our Lady of the Rosary, were
full-time potters, some who had good
trade networks with national museums
and tourist shops.
Holy Week was celebrated more lav-
ishly than ever, with eating and drinking in
most of the houses. Even the Judas figure
had proliferated, with several families
hanging effigies in their own courtyards.
As before, the mayordomos cheerfully im-
bibed the drinks that were their reward for
carrying out the fiesta. Most of them pre-
ferred the soft drinks that were rapidly re-
placing the strong, home-brewed liquor.
In the nearby city of San Cristobal, the
custom of hanging Judas in effigy had de-
veloped into a competition of Holy Week
figures, promoted by the municipal au-
thorities. The offer of a cash prize had gen-
erated some lively dioramas, which were
displayed under bright fights in the garden
of the newly painted gray-and-white mu-
nicipal building. Drawing from a variety
of themes, the tableaux departed widely
from the Passion Play. First prize, appro-
priately in the quincentennial year of
Columbus's arrival, went to a local sculp-
tor's depiction of a Spanish conquistador
beating an emaciated. Christlike Indian
with a sword.
One contestant mounted a multitiered
tableau of the class system, showing the
rich landlords on top, stamping out the fife
of the gasping peasants. Another depicted
the poUce evicting famifies from the San
Juan Chamula barrio (this dispute re-
flected religious differences within the In-
dian community and a land grab by local
elites). Yet another tableau sought to raise
people's consciousness about sexual ha-
rassment and violence toward women by
dramatizing the American prizefighter
Mike Tyson's jailing for rape. These new
conflicts cut across the division between
Indians and Ladinos, which was no longer
so keenly felt.
Last year I again made my pilgrimage
to Amatenango on Holy Saturday. As the
time came on Sunday for Judas's ride
around town, at ten in the morning, his
hanged effigy was unceremoniously cut
down from the belfry and hoisted on the
back of a horse. He was still garbed in a
gaily colored sport shirt and jogging pants
as he had been the year before, but fliis
time, strapped above his flaming pink face
was a blue hard hat. When I asked his
caretaker what he represented, he said, "A
government agent," and his assistant
added, "Yes, a forestry agent!" and they
both laughed. Judas's identity now cen-
tered on a specific Maya conflict with the
government. New laws limited the cutting
of trees; in addition, I was told, the forestry
agents would sometimes solicit bribes
from violators or even confiscate the cut
wood and sell it for their own profit.
As the Maya gain greater entry into flie
Ladino world, die animosity is still there,
but now it is focused on particular adver-
saries instead of on the generalized
Ladino. This January, a local rebellion
gained international attention as a group of
indigenous people calling themselves the
Zapatista Army of National Liberation at-
tacked the military barracks near San
Cristobal and seized nearby towns. They
specifically rejected the North American
Free Trade Agreement and the reform act
permitting the sale of communal lands.
Perhaps this year, Judas wiU be dressed as
a Mexican soldier. D
52 Natural History 3/94
N
w . \
^n^jf-
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'S
gVtt^r"*^
.i^Wte-:
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Its black head and blue-green flight feathers are among the
many traits that suggest the magpie 's family relationship with crows
and jays. The wear and tear on this bird's black wingtips indicates
that it is an adult, in at least its second year of life.
Manfred Danegger
Britain's Magpie Parliament
These crowlike birds hold boisterous sessions every year in early spring
by Tim Birkhead
On the outskirts of Sheffield, one of
Britain's largest industrial cities, lies the
Rivelin Valley, a microcosm of traditional
rural England. Woodland borders the
stream that flows through the valley floor,
and cattle and horses graze in the tree-dot-
ted fields of the valley and surrounding
hillsides. This region has long been home
to a thriving population of black-billed
magpies, a species that farmers and game-
keepers invariably regard as pests. The
British naturalist Charles Dixon wrote in
1900 that "nowhere else in our experience
have the magpies been allowed to live in
such peace as they enjoyed in this roman-
tic valley."
Magpies still inhabit the Rivelin Valley,
where I have studied their breeding behav-
ior for the past fifteen years. These color-
ful, long-tailed relatives of crows first cap-
tured my attention when I was a schoolboy
birder. Magpies are hard to miss. Beauti-
fully plumaged, large, loud, and social,
they are renowned for flieir noisy "cere-
monial gatherings." More than a hundred
years ago, these aggregations were
brought to Darwin's attention by his
cousin WilUam Darwin Fox, the rector of
Delamere, who referred to them as "the
great magpie marriage." Darwin later used
this information in The Descent of Man
and Selection in Relation to Sex:
They [the magpies] had the habit very early
in the spring of assembling at particular
spots, where they could be seen in flocks,
chattering, sometimes fighting, bustling and
flying about the trees. The whole affair was
evidently considered by the birds as of the
highest importance. Shortly after the meet-
ing they all separated, and were then ob-
served by Mr. Fox and others to be paired
for the season.
I had long been intrigued by these cere-
monial gatherings, but I had a gut feeling
that Darwin was wrong in thinking them
to be mating ceremonies. By marking sev-
eral hundred birds witii unique combina-
tions of color bands and following them
through the course of flieir fives, I was able
to discover the true function of the yearly
gatherings.
Black-billed magpies are found in a va-
riety of habitats across much of the North-
55
E. A. Janes; NHPA
Between bouts of chasing and calling, a moment of peace
prevails among a small congregation of magpies, right, in
Hertfordshire, near London. Such ceremonial gatherings
precede the breeding season, typically occurring in early
spring before the trees are in leaf. Below: Two magpies vie for
dominance in a heads-up display that often takes place when
opponents are evenly matched.
^.'*-<-^
L
ern Hemisphere. They are basically
monogamous: a male and female usually
work together to rear offspring. In my
study area, pairs defend an all-purpose ter-
ritory of about twelve and a half acres. All
activities — wintering, feeding, roosting,
breeding, nesting, and chick rearing — take
place here, and some birds spend their en-
tire life within the boundaries of their terri-
tory. In rural England, an ideal magpie ter-
ritory contains areas of close-cropped
grass suitable for foraging for adult and
larval insects (the birds may also eat grain,
berries, and carrion) and has either thorny
bushes or tall trees for nesting. Although
territories are occupied throughout the
year, they are actively defended only in
March and April — the early part of the
breeding season.
The domed nest is bulky and conspicu-
ous. Birds will sometimes reuse a nest
from the previous year, but more often
they build a new one. If good nest sites are
in short supply, the new nest is often con-
structed directly on top of the old one, and
stacks of four or five nests are not uncom-
mon. Of the normal six-egg clutch, usu-
ally only three or four of the chicks fledge.
The young birds are fed by their parents
for six weeks after fledging — a long time
by songbird standards.
As young magpies become indepen-
dent, sibling groups start to coalesce into
loose flocks that remain close to home.
One of the most unusual aspects of magpie
behavior is this tendency of young birds to
remain within a few hundred yards of their
natal nest. A nonbreeding flock is a
weakly structured group of from ten to
fifty birds that share a common home
range of about thirty-seven acres. Flock
members fly and forage alone or in bands
of three or four birds, coming together
only at common food sources, such as a
small carcass, or when roosting for the
evening. Within a flock a hierarchy soon
becomes established. Males, perhaps be-
cause they are slightly larger, dominate fe-
males, but a hierarchy exists for each sex.
About 80 percent of the birds within a
flock are in their first year of life, most of
the rest are in their second, and even fewer
are in their third or fourth year. Although
less numerous, older birds generally dom-
inate the younger ones.
Magpies express their social rank most
commonly around food: dominant indi-
viduals drive away subordinates, and
males displace females. Rank is vitally
important because it ultimately determines
who wiU and will not get to breed.
56 Natural History 3/94
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Although magpies usually pair off in
their first spring after hatching and may re-
main together for years, they need a terri-
tory to breed. In the Rivelin Valley, almost
all of the suitable habitat is carved up into
magpie territories, and with more than
seventy-five breeding pairs per square
mile, the breeding density here is among
the highest ever recorded for these birds.
Territories, and hence actual opportunities
for reproduction, are hard to come by.
Magpies may breed in their first spring
after hatching, but do so more usually in
their second. In contrast to most other
birds, they do not wait for a territory va-
cancy to occur naturally, but go out as a
pair and actively try to create one. This
driving need for space, the prerequisite for
breeding, proved to be the key to the mag-
pie congregations.
On bright, crisp mornings in late winter
and early spring, a high-ranking pair of
magpies from the nonbreeding flock may
leave their normal home range and fly de-
liberately into the heart of an occupied ter-
ritory. The territory owners' response is
immediate — they fly out to threaten and
chase the intruders. The raucous chatter-
ing that accompanies these encounters
rapidly attracts other magpies, both breed-
ers and nonbreeders. Within a minute after
the two dominant birds invade a territory,
up to twenty magpies will be flitting about
in the treetops, calling noisily. After care-
fully observing my banded birds, I real-
ized that most of the action was between
the intruders and the territory owners; the
other birds were merely noisy spectators,
drawn into the melee only when they got
in the way of the protagonists.
The usual outcome of such a gathering
was the eviction of the intruders within a
few minutes. When this occurred, all the
participants quickly dispersed and re-
sumed whatever they had previously been
57
doing. If the initiators of the invasion, and
indirectly of the gathering, were particu-
larly highly motivated, they might fly off
to another territory and start the process
again. I once watched one such pair start
no fewer than seven gatherings, one after
the other over a thirty-minute period,
being evicted each time.
Once in a while the outcome is differ-
ent. If the territory owners are less than
forceful, the rituaUzed threats of the two
parties can end up as a serious fight. Dur-
ing such a battle, male grapples with male,
and female with female, with both sets of
birds on the ground with their feet firmly
interlocked. Eventually one will gain the
upper hand and begin to rain heavy blows
with its beak on its opponent's head. In
several cases I witnessed, the intruders de-
feated the owners and drove them from the
territory. The vanquished pair usually dis-
appeared (and were presumed dead), but
in one case, they were forced to swap
places with the invaders and had to hve
out the rest of their lives in the nonbreed-
ing flock, while the intruders settled into
the territory.
What is going on is that just prior to the
breeding season, the dominant members
of the nonbreeding flock visit established
territories to assess how well they are de-
fended. In the majority of cases, territories
are under adequate guard and the intruders
retreat gracefully, albeit after a brief burst
of aggression. But territory tenure is lim-
ited—owners eventually age or become
sick and are less able to defend their patch.
These are just the opportunities intruders
are looking for, and once they find a weak-
ness, they are relentless in pressing home
their attack.
Why does this territorial probing by
dominant nonbreeders provoke the rapid
and dramatic gathering of so many other
magpies? What is the advantage to those
that turn up as spectators? I believe that
these other birds can benefit by knowing
the outcome of a gathering. For example,
if the gathering results in a change of terri-
tory ownership, this sometimes precipi-
tates several other shifts in territory in a
domino effect, creating new breeding op-
portunities for both estabUshed breeders
(hoping to move up market) and non-
breeders (hoping to obtain some space).
Over the duration of my study, I found
that about one third of all territories were
acquired during a ceremonial gathering,
while another third were obtained simply
as one magpie replaced another that had
died in an occupied territory. The last third
were won by pairs squeezing themselves
in between the boundaries of existing ter-
ritories late in the season. The last strategy
was successful because it was undertaken
only after most other birds had started to
breed and when their territoriality was
waning. It was, however, the least produc-
tive strategy, because by the time latecom-
ers had estabUshed sufficient space to call
a territory, the breeding season was over.
Like other perching birds of similar body
size, 30 to 40 percent of breeding magpies
die between one year and the next, so only
a few individuals using the "squeezing"
strategy will survive to see their tactic pay
off in terms of producing chicks during the
next year's breeding season.
The only other bird species known to
similarly acquire territory through cere-
monial gatherings are the Eurasian carrion
crow and the acorn woodpecker in Califor-
nia, whose gatherings are referred to as
"power struggles." (Other bird species
form noisy aggregations, but for different
reasons; the ubiquitous house sparrow, for
example, performs communal sexual
chases.) More attention has been paid to
magpie gatherings than to the congrega-
tions of other species, perhaps because of
the magpie's striking plumage, brash man-
ner, and dramatic interactions, which have
earned it a place not only in the scientific
literature but also in local folklore.
The acquisition of territory is only one
of several hurdles a magpie has to over-
come if it is to leave any descendants.
Once a pair have secured a territory, the
58 Natural History 3/94
serious business of breeding ensues, and
here, too, competition is rife and vigilance
necessary on the part of the male. Al-
though Darwin knew about the magpies'
gatherings and recognized the general sig-
nificance of reproductive competition, he
assumed that the females of monogamous
species — in which a mated pair raise
young — were strictly monogamous. As in
many species of birds long considered
faithful within pairs, the truth is more
complex, as revealed by a particular inci-
dent I witnessed one day at the beginning
of the breeding season.
The pair I was observing had laid part
of their clutch, and the female was still fer-
tile. As she searched for insects in a field,
her mate sat on a nearby stone wall eyeing
her every move. To my surprise, the
male's head gradually sank onto his chest,
and he fell asleep in the spring sunshine.
No sooner had he stopped observing his
partner than the male from the neighbor-
ing territory flew over and, without any of
the usual precopulatory niceties, mounted
the female. Although receptive, she
chanced to utter a cry and awake her
spouse. He swooped down to attack the in-
truder, who coolly retreated to his own
partner and territory. Calling noisily, the
wronged male then chased the female
back to their nest tree, and the two birds
disappeared into the dense vegetation. A
day or two later, I noticed the male build-
ing a new nest in a tree near the one that
housed their original nest. This action
would have been normal if the first clutch
had been taken by a predator, but on
checking, I found the partly completed
clutch intact. The male appeared to be
starting over and siring a new clutch of
eggs in order to avoid the risk of rearing
one or more of his neighbor's offspring.
This incident was unusual only in that
the male fell asleep. Male magpies are es-
pecially keen to obtain sneaky matings
Like their crow relatives, magpies will
harass hawks that approach the nest or
otherwise threaten their livelihood. In this
case, a magpie unsuccessfully attempted
to divert a buzzard from feeding on a
dead rabbit.
with breeding females, but must also
guard their own mates to prevent being
cuckolded. Males do not take this threat —
known as extra-pair copulation — lightly.
During the time that his female can be fer-
tilized, a period of about one week, the
male stays within a few yards of her from
dawn until dusk, following her every
move. He remains close enough to inter-
cept any males trying to sneak a mating.
Only already mated males, rather than
single males, sneak matings, and they do
so when their own females are just past the
fertile stage and the pressure of guarding
her is relieved. Females accept the atten-
tions of interiopers and readily mate with
them, but conversely, do not appear to
condone the extra-pair activities of their
own males. Each member of a magpie pair
appears to attempt to optimize its own
chances of copulating with more than one
partner, while retaining a mate with which
to rear chicks. On several occasions, I
placed a caged female bird in an occupied
territory. If the male territory owner ap-
proached this decoy bird alone, he invari-
ably started to court her, singing and try-
ing to mount her by placing his foot on her
back through the bars of the cage. If, how-
ever, he was caught in such behavior by
his partner, he instantly switched from
courting the decoy to displaying aggres-
sion toward her.
The black-billed magpie was one of the
first bird species in which mate guarding
was described. Subsequent studies over
the past fifteen years have shown that such
behavior by males during their partners'
fertile period is standard in many birds.
However, guarding does not guarantee pa-
ternity. In many so-called monogamous
species, such as the reed bunting in Eura-
sia and the splendid fairy wren in Aus-
tralia, more than a third of aU the offspring
in a population are fathered through extra-
pair copulations, and some males help to
rear young that are not genetically their
own. We suspect that the same may be true
for magpies and hope to ascertain this by
testing for paternity through DNA finger-
printing.
Over the course of the study, I have fol-
59
Magpies are notorious egg predators, but this bird
mistakenly attempted to make a meal of a golf ball.
Maurice Tibbies; Survival Anglia
North America's Magpies
A magpie feeds on an elk carcass in Yellowstone National Park, Wyoming.
Rod Planck: Photo Researchers, Inc.
The black-billed magpies of Eurasia,
Africa, and North America belong to the
same species. Pica pica. They are nearly
identical in physical appearance, but the
North American subspecies (P.p. hudso-
nia) has a higher-pitched voice and is
somewhat smaller than its Old World coun-
terparts. The ecology of these Old and New
World magpies also differs. Ceremonial
gatherings and much of the associated com-
petitive behavior do not exist in North
America, probably because the magpies'
food, invertebrates, is patchily distributed.
American black-billed magpies nest wher-
ever suitable habitat is found, often in prox-
imity to one another, but they forage away
from the nests on communal feeding
grounds. With no need to secure a year-
round nesting and feeding territory, compe-
tition for space and breeding opportunities
is much reduced. Interestingly, in its behav-
ior, America's black-billed magpie more
closely resembles the yellow-billed magpie
of Cahfomia, which is considered a sepa-
rate species (P. nuttali), than it does other
black-billed magpies.— Z B.
lowed many magpies from hatching to
death. For every hundred chicks that
fledge, only ten survive to rear young, and
only one or two of these produce offspring
that survive to breed. Longevity is the key
to success. The longer an individual lives
and the more seasons it attempts to breed,
the greater the likelihood of its producing
offspring. Our most successful female
bred for six seasons and had seven young
that survived to breed. Our most success-
ful male lived eight years, but as far as we
could tell, produced only three breeding
offspring. However, this figure does not
take into account any young he may have
fathered with females other than his mate
or, indeed, any paternity he may have lost
to other males in the race to get genes into
subsequent generations.
The first step in this race, beyond sur-
viving the first year or two of life, is to
stake out a territory. By becoming an ini-
tiator of, or simply a spectator at, a gather-
ing, a nonbreeding magpie can assess the
competition and potentially learn enough
to wrest a territory from the owners. The
gatherings are neither great magpie mar-
riages nor mating celebrations, but arenas
in which the competitive business of
breeding begins. □
60 Natural History 3/94
N V'
Reviews
A Quixotic Search for
New Drugs
by J. Worth Estes
According to Mark J. Plotkin, ethno-
botanists have three major goals. The first
is "to record and preserve the plant knowl-
edge of forest peoples"; the second is to
use their expertise to "benefit the tribes in
their dealings with the outside world";
and, third, to possibly "uncover new, po-
tentially useful plant-based medicines." In
an engaging book, Plotkin recounts his ad-
ventures among tribes in Suriname,
Guyana, French Guiana, and Venezuela,
where for the first ten years of his career he
worked toward fulfilling these goals. The
third goal, finding plant-based medicines,
remains as elusive today as it was to the
first explorers of the Americas.
The typical shaman of the Amazonian
rain forest is the village physician, phar-
macist, and psychiatrist, as well as media-
tor with the spirit world — at least in cul-
tural enclaves that have not been affected
A Tirio Indian treats a child's ear
problem with a medicinal plant.
Mark J. Plotkin; Conservation International
62 Natural History 3/94
by the advent of outsiders, such as mis-
sionaries or gold miners. In these commu-
nities, the young graduate student Plotkin
followed the pioneering footsteps of his
mentor, ethnobotanist and Harvard Uni-
versity professor Richard Evans Schultes,
and earned the trust of several shamans.
Tales of a Shaman's Apprentice: An
Ethnobotanist Searches for New Med-
icines IN the Amazon Rain Forest, by
Mark J. Plotkin, Ph.D., Viking, $22.00,
318 pp., illus.
who willingly passed on detailed knowl-
edge of the plants they used in healing or
in communicating with the spirits of the
forests.
Plotkin's tales permit the reader who
has never ventured into any rain forest,
much less eaten the rodent meats or taste-
less fruits that are part of the conventional
human diet there, to experience almost at
firsthand the hazards, as well as the plea-
sures, of studies with witch doctors. His
accounts of hacking his way through
Uanas thick and thin, of being soaked in
sweat and rain, of avoiding large crocodil-
ians, and of being bitten by vampire bats
are the stuff of adventure movies. His ac-
counts of how shamans strip tree bark and
make arrow poisons are the stuff of eth-
nobotany — as is Plotkin's quasi-mystical
story of how a Wayana shaman in French
Guiana treated his sore elbow. However,
one does wonder how Plotkin managed to
carry in his backpack all the newspapers
he needed for pressing his hundreds of
botanical specimens.
The visions he experienced under the
influence of the Yanomamo tribe's hallu-
cinogenic snuff called epena illustrate
how a shaman can control the minds and,
therefore, the forest spirits of his village or
tribe. In this case, the shaman's control
was total, because he blew the snuff
through a long tube into the communer's
nostrils — one puff at a time — until the de-
sired effect was achieved.
During stays among several tribes,
Plotkin observed that their shamans' learn-
ing was not being transmitted to a new
generation. Young men were more inter-
ested in maintaining their gardens or their
families than in the work of healing. Thus,
Plotkin realized that shamans were in dan-
ger of disappearing, even without the cul-
tural disintegration that accompanies the
appearance of missionaries or miners who
actively oppose retaining the old ways of
tile forest.
The denouement of Plotkin's adven-
tures occurred when he returned to the vil-
lage of Kwamala, in Suriname, after an
absence of several years. He brought with
him a book-length typescript of his notes
on how the tribe used its local plants and
presented it to the local headman. Without
consulting Plotkin, the headman and vil-
lagers decided to use it for teaching new
generations of shamans. Shamans' learn-
ing would be passed on to "apprentices,"
using the American scientist's notes as
their textbook.
Plotkin has achieved, in part at least, his
second goal — insuring that Amazonian
tribes will share in financial profits from
remedies discovered in their territories.
Early on, he had decided that he would not
submit his botanical specimens for labora-
tory analysis until one or more drug com-
panies had shown definite interest — and
until a mechanism for charmeling some of
the profits back to the Indians had been de-
veloped. His efforts prompted tire estab-
lishment of both the nonprofit Healing
Forest Conservancy, whose goal is to re-
turn a percentage of the profits on any
remedies identified in Amazonian flora to
tiie peoples of the forest, and a firm called
Shaman Pharmaceuticals, which is cur-
rently developing potential antiviral drags
from shamans' remedies; several major
drag houses appear to be following suit.
Plotkin himself is now vice-president for
plant conservation at a Washington-based
environmental organization, Conservation
International.
His third goal — to discover important
new botanical remedies — is unfortunately
likely to remain elusive. Although he is
certain that there is "no shortage of 'won-
der drags' waiting to be found in the rain
forests," there is httle evidence from any
quarter to vaUdate this hypothesis.
Columbus and other early explorers
also sought drags in the Americas. My
own research shows that a few dozen did
appear in European markets between 1492
and 1632, but only four drags of enduring
value — cinchona (the source of quinine,
used for malaria), ipecac (used to make
people vomit certain poisons), curare
(used to relax patients undergoing
surgery), and coca (the source of cocaine,
the prototype of the local anesthetics used
today in dentistry and surgery) — have
come from plants that are indigenous to
the Americas, and then only after 1632;
curare was put to clinical use only in 1942.
Plotkin cites the more recent examples
of the anticancer alkaloids derived from
the pink periwinkle, and of taxol, found in
the Pacific yew. As he describes it, how-
ever, the discovery of the effect of the an-
ticancer alkaloids on malignant white cells
was the result of a purely serendipitous
laboratory observation. Moreover, even if
the periwinkle had been employed in some
folk healing traditions, its active principles
had to be highly concentrated in order to
treat cancer. And although taxol does help
in the management of some cancers, its
usefulness has proved to be limited (al-
though more promising analogues are
under development).
We would be unrealistic if we expected
American Museum of Natural History
France
Cruising through Provence
June 23 - July 3, 1994
The Rhone River wends
its way through Provence,
one of France's most pic-
turesque regions. Lov-
ingly captured on canvas
by Van Gogh, Gauguin,
Cezanne and others, it is a
beguiling region that
blends history, culture
and natural beauty to per-
fection.
A team of Museum ex-
perts accompany us as we cruise up the Rhone aboard the 5-star m.s.
Cezanne from Martigue to Viviers. We will discover the splendor of
ancient Rome as exemplified by the ruins in Aries, Viviers, Nimes and
St. Remy's environs. Cities and towns rife with medieval remnants, such
St. Gilles, Aigues-Mortes, Avignon, Les Baux-de-Provence and Aix-en-
Provence, add to the his-
toric atmosphere of our itin-
erary. Not to be forgotten,
we will also enjoy the sub-
lime beauty of the country-
side, including the magnifi-
cent Luberon range and the
isolated marshes and sand
dunes of the Camargue. Join
us for this special jour-
ney through southern
France.
American
Museum of
Natural
History
Discovery Cruises
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
mm
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63
the forest peoples of the Amazon to have
employed the negatively controlled stud-
ies that we deem an absolute necessity for
evaluating putative new remedies ade-
quately. Such methods did not become
standard even in the United States until the
1960s. Nevertheless, Plotkin takes it as ax-
iomatic that "if a plant is used [by sha-
mans] to treat a number of afflictions, it
likely contains an active chemical com-
pound and merits investigation in the
laboratory."
This astonishingly quixotic statement
seems to arise from his assumption that a
purported remedy causes reUef of one or
more symptoms if they disappear follow-
ing administration of the remedy. My own
studies of the drugs doctors prescribed be-
tween 1700 and 1850 suggest that in the
absence of a virulent epidemic, about
nineteen out of twenty adult patients re-
covered regardless of how they were
treated, with a wide variety of agents that
are now recognized as incapable of any
truly beneficial pharmacological effect.
These recoveries can best be attributed to
what was even then called the healing
power of nature — today we recognize that
that power lies chiefly in the body's ability
to heal itself via the immune and inflam-
An unforgettable odyssey through
the Amazon rain forest
For 12 years leading ethnobotanist
Mark Plotkin studied with the
shamans of Amazon rain forest.
To learn about the area's plant life
and its medicinal resources —
before these tribal medicine men
and their invaluable knowledge
disappear along with the rainforest
itself. "Every time a shaman dies,"
says Plotkin "its as if a library has
burned to the ground."
Now Plotkin takes you along on
a wild odyssey — in which he
participates in healing rituals; discovers the secret of the
poison curare; tries hallucinogenic snuff; and earns the
respect of the mysterious shamans as he proves that he
shares their endurance and reverence for the rain forest.
'More than ethnobotany...it's also an adventure
story and something of a corker."
— Men's Journal
'Reads like a travel adventure. Plotkin has a gift
for evoking a sense of place; the characters he
meets come alive on the page."
— Los Angeles Times Book Review
TALES OF A
SHAMAN'S
APPRENTICE
MARK J. PLDTKIN. PH D,
At bookstores now from Viking
matory responses to microorganisms and
tissue injury.
Many argue that the world's rain forests
should be preserved for their traditional
human inhabitants and for the nearly infi-
nite variety of plants and animals that live
there. (By contrast, the arguments with
which missionaries and gold miners, who
are Plotkin's villains, support their claims
to the same land and its dwellers are per-
suasive only to themselves.) But so far, I
have found no convincing evidence that
untold numbers of valuable medicines
await us in the Amazon basin, although
they may be there. Plotkin seems to won-
der why the headman of Kwamala re-
garded the white man's medicine as supe-
rior to that of his own tribe; perhaps the
village leader was more reaUstic than flie
ethnobotanist.
Almost no other errors mar these splen-
did tales (although Linnaeus was Swedish,
not Swiss). Unfortunately, however, Plot-
kin does not explain the shamans' reasons
for choosing, from among the array of
plant remedies available to them, those
they administer for a given condition. Do
the Amazonian witch doctors have a no-
tion of body balances analogous to the
four humors we inherited from the Greeks
or to the more complex system of balances
envisioned by the Chinese? Do they have
a more static view of the body in health
and disease? Or do the shamans that
Plotkin studied simply choose their reme-
dies on the basis of the tradition that plant
X will cure symptom Y? Do other kinds of
reasoning associate specific symptoms
with specific plants?
The elucidation of comparable ratio-
nales for prescribing remedies in Western
medicine's Hippocratic-Galenic tradition
has helped us understand the use of histor-
ical remedies, such as emetics, strong
cathartics, bleeding, and blisters, that
would otherwise seem bizarre today. A
multitude of written texts helps explain
these ancient European treatments; per-
haps the shamans, who rely only on orally
transmitted traditions, simply did not tell
Plotkin why they did what they did.
Nevertheless, as he demonstrates so
well, ethnobotanical research is an inher-
enfly interesting and exciting pursuit of
knowledge about the world around us. But
we should not expect more of the shamans
or their forests than they can dehver.
J. Worth Estes teaches pharmacology at
the Boston University School of Medicine.
He is the author of many books, including
The Medical Skills of Ancient Egypt.
64 Natural History 3/94
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Exotic
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Exotic
D
ESTTNATION^
Broadly speaking, today's vacationers fall neatly into two groups — passive
tourists and active travelers. The first go in search of familiarity, albeit
spiced with sun and sea, while the second group travels primarily to ex-
plore and learn. Not content with pre-packaged culture, travelers prefer to
dig down through the thin crust of modern civilization to their destina- '
tion's ancient core; unexcited by nature that has been brought to heel, they
want it without fences, untamed and pristine. Instead of resorts, they visit
exotic destinations.
Discovering these destinations is part of the game — often requiring sev-
eral detours off the thruway of mass tourism. To indicate some of the sign-
posts, we present nine recommendations, all suitable for a week-long trips
and all guaranteed to uncover the traveler in you.
Houseboat and sailboat, on Great Slave Lake, in Yellowknife.
A-2
Life looks different on top of the world.
Up here, our days last for months.
Our land is unspoiled. Most of it,
untouched.
Towering icebergs drift through the
Arctic water. Rivers churn as they have
for eons, and green vistas beckon. Pick a
trail and see where it takes you.
Explore life as never before. Great herds of Buffalo,
Muskox and Caribou. Beluga and Narwhal pods.
And when you walk, you walk with the Inuit and Dene
people, who have been here for over ten thousand years.
"We have no word in our language that means
'wilderness', as anywhere we go is our home."
Come, spend a day with us.
Mackenzie River Expeditions Ltd.
2 Rycon Drive, Dept. ANH
Ye]]owknife,NTXlA2V8
Piione and Fax: 403-873-2699
Luxury cruises under tiie midniglit
sun - Mackenzie River and Great Slave
Lake.
Canada North Outfitting, Inc.
Box 3100, 87 Mill St., Dept. ANH
Almonte, ON KOAIAO
Phone: 613-256-4057 Fax: 613-256-4512
Tours to the Baffin region including
Inuit villages, dog sledding and the
ultimate - the North Pole!
NorthWinds Arctic Adventures
Box 849, Dept. ANH
Iqaluit, NT XOA OHO
Phone: 819-979-0551 Fax: 819-979-0573
Largest selection of winter and
summer programs in Baffin Island.
Write for brochure.
Arctic Odysseys
Box 37B, Dept. ANH
Medina, WA USA 98039
Phone: 206-455-1960 Fax: 206-453-6903
Pioneered Arctic group travel. North
Pole, dog sled, culture and v/ildlife.
Hudson Bay Tour Company
Attn: Tamara K. Waite
Box 328, Dept. ANH
Rankin Inlet, NT XOC OGO
Phone: 819-645-2618 Fax: 819-645-2320
Serving Arctic Canada's Keewatin
region. Complete tour packages.
2-10 persons.
Blachford Lake Lodge
Box 1568, Dept. ANH
Yellowknife, NT XIA 2P2
Phone: 403-873-3303 Fax: 403-920-4013
Remote fly-in log lodge, cross country
skiing, Aurora Borealis, Caribou,
hiking, canoeing.
Baker Lake Lodge
Box 239, Dept. ANH
Baker Lake, NT XOC OAO
Phone: 819-793-2905 Fax: 819-793-2965
Individually suited adventures to
explore Inuit history, tundra, wildhfe
and fishing.
Alliak Tours
Box 114, Dept. ANH
Cambridge Bay, NT XOE OCO
Phone: 403-983-2622 Fax: 403-983-2385
Travel, camp, experience the Arctic!
Vast unexplored landscapes;
untouched wilderness.
NWT Marine Group
17 England Crescent, Dept. ANH
Yellowknife, NT XIA 3N5
Phone and Fax: 403-873-2489
Cruise the Mackenzie River and Great
Slave Lake. 103' ship.
For information on other NWT
adventures and your copy of the
Explorers' Guide, call 1-800-661-0788,
or write: Department of Economic
Development and Tourism, Suite 26,
Government of the Northwest
Territories, P.O. Box 1320, Yellowknife,
NT, Canada XIA 2L9.
(^
CANADA'S Northwest Territories
Within reach, yet beyond belief
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from $2295
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^4 ^»^ Shore excursions by
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^ Qualified historians and
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Lectures and library on board.
Voyage log included.
10-29 day expeditions,
priced ft-om $2945 pp.
Special group rates available
SOUTHERN HERITAGE
EXPEDITIONS
(800) 351-2317 (CA)
(800) 351-2323 (USA)
A view of Hobart, Australia's second oldest city, as seen from Mount Nelson
TASMANIA,
AUSTRALIA
With a gamut of ecosystems, from
dust deserts to dripping rainfor-
est, and a collection of fauna that
looks like the output of evolu-
tion's test laboratory, Australia presents a
dilemma — where to start? One option is Tas-
mania, historical and scenic, a bite-size version
of its mother continent.
As is often the way with islands, time has
moved more slowly here, making the past eas-
ier to catch. A rosy picture of early British set-
Hikers' "Cradle Hut" with a view of Cradle
Mountain, Tasmania
tlement is conjured up by the historic center
of Hobart, Battery Park, the city's early ware-
houses at Salamanca Palace and small country
towns like Stanley, ancient and atmospheric.
The rolling, grassy pastures of the midland re-
gion combine with enduring habits like after-
noon tea serv,ed with scones to complete the
colonial connection. But its harsher realities
are visible at Port Arthur in the southwest,
where ruins of the old penal settlement are
said to be overrun by the ghosts of ill-treated
prisoners.
Tasmania's other allure is one noticeably unaf-
fected by the course of time — a range of spec-
tacular wilderness areas and coasdines. One of
the most dramatic hikes in the world runs
through 50 miles of rugged mountains and
alpine moorlands from Lake St. Clair to Cradle
Mountain. Another park on the Freycinet
Peninsular has a 17-mile loop around travel-
poster country. And wherever you go, you will
be met by Australia's Alice-ln-Wonderland cast
of animals and birds — from the shy platypus
and friendly wallaby to the Tasmanian devil and
screeching cockatoo.
NORTHWEST TERRITORIES,
CANADA
There are national parks and there are
wilderness areas, but few come close to
the immense region of the Northwest
Territories sandwiched between the
Yukon and Hudson Bay, on the roof of Canada.
A-4
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Home to only 60,000 people, it's one of those
rare places where manidnd is dwarfed by natures
sheer scale and majesty.
The gateway for most travelers is Yel-
lowknife, the capital and main jumping-ofif
point for the many activity options. To get
your bearings, both historical and visual,
climb up to Old Town where the Bush Pilot's
Monument recalls your pioneer predecessors.
Below, the city spreads out to the scalloped
bays of Great Slave Lake. Then, after a lunch
of caribou steak at the nearby Wildcat Cafe,
it's time for a cultural immersion course at the
Prince of Wales Northern Heritage Centre
where local carvings and dioramas capture
local life. If you still have time, take the four-
hour barbecue trip to Great Slave Island
aboard the MV Naocha, drive the six miles
north to the Takhini Hot Springs for a sooth-
ing dip, or drop by the Book Cellar to load up
on Jack Londons for the next part of the trip.
Nobody travels to the top of the world just to
tour Yellowknife. Instead they come to indulge
their passion, whether it be hiking into virgin
territory — especially the national parks of
Auyuittuq and Nahanni — and camping by
lakes as reflective as mirrors, or canoeing
through the lace-work of tributaries that filter
out from the Mackenzie River. The biggest
draw, however, is to stay in the wilderness lodges
like Blachford Lake, Drum Lake, or Sitidgi Lake
and test your skill against lake trout, char, arid
grayling so big they stretch even a fisherman's
imagination.
CAYMAN ISLANDS,
THE CARIBBEAN
I ost people think of the Caribbean
IH in terms of developed pleasures
where local culture is something
you see on the cabaret stage and
"getting away from it all" means going back to
your hotel room. The Caymans, however, offer
another perspective — three islands each with
its own unique slant on the sun, sand and sea
experience.
There is the modern allure, a pleasure
ground, centered around Seven Mile Beach on
the western end of the biggest island. Grand
Cayman. This is the place to lie on the beach
REGENCY'S ALASKA & FRENCH CANADA
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and terrific prices were all they
needed to hear.
So if that sounds good to you,
choose to sail either the
Northeast Passage where you'll
experience unique history, quaint
villages and exciting cities
between New York and
Montreal.
Or, choose Alaska where you'U sail
across the dramatic Gulf of
Alaska to Columbia Glacier,
CoUege Fjord, the Inside
Passage and four
g
f
Choosing
Between Alaska
And French
Canada Was The
Hard Part"
Eriwit & Harriet Baker
Cleveland, Ohio
Either way, you'll "^^'~^" save up
to 40% guaranteed. So if you've
had your eye on a 7 or 14-day
cruise vacation, take it from the
Bakers, take Regency! For reser-
vations, see your travel agent. For
a free brochure, caU:
1-800-753-1234
ASK FOR BROCHURE B9A
Ships' Registry: Bahamas
A-5
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THE OFFICIAL GUIDE TO
tREK NEW ZEALAND
Fly the award winning service of
Air New Zealand and experience
the environmental destination of
the 1990's.
New Zealand is an
outdoor enthusiasts nnecca,
criss-crossed with a network of
walking trails and readily avail-
able guided treks that meander
through pristine valleys, bush
clad hillsides and above treelined
tundra. The Routeburn; The
Greenstone; The Hollyford; The
Abel Tasman and the world
famous Milford Track.
Free of poisonous reptiles or any
carnivorous animals New Zealand
is the ideal setting for those who
love to touch nature.
Whether it's the Coastal Abel
Tasman Walk, the mellow river
banks of the Greenstone, or the
deep lush native forest of the
World Famous Milford Track,
you'll find a walk to satisfy your
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For your free official color guide
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A red-eyed leaf frog in the tropical rain forest of Costa Rica
(it's almost as long as it says it is), sit sandy-
footed at any of the outdoor bars of the luxu-
rious hotels, and crack lobsters by candlelight.
If your hotel doesn't have in-house facilities,
this is also the place to arrange diving excur-
sions, exploring the crystalline waters and
bright marine gardens for which the Caymans
are justifiably renowned. Then, when you're
ready to duck into the shade, wander around
the streets of Georgetown, the capital at the
beach's southern end, where the old wraps
around the new.
The islands' colorful past is brought to light
in their two museums — the Maritime and
Treasure Museum and the McKee's Treasure
Museum — filled with precious salvage from
Spanish galleons which met their undoing by
offshore reefs. Modern bounty, meanwhile,
beckons from the boutique windows of Car-
dinal Avenue and the Kirk Freeport Plaza.
Walking away from downtown, the modernity
falls away in favor of simple wooden cottages
dressed with fading gingerbread details and
the occasional cemetery, their "A" frame "pi-
rate" graves.
Cayman Brae, the second in size of the
three Cayman sisters, lies like a beached whale
with a prominent backbone 89 miles to the
east. Many people fly over for the day to ex-
plore the caves and wilderness areas. Little
Cayman, meanwhile, with its population of
50 and three small lodges is the iJtimate place
to shrug off the 20th Century.
CENTRAL VALLEY,
COSTARICA
When asked for reasons for travel-
ing to Costa Rica, devotees cite
the sincerity of the locals and
their commitment to preserving
a natural splendor rich in ecosystems and
thronged with tropical flora and fauna. They
also speak of convenience, of how all the attrac-
tions are within striking distance of the capital,
San Jose.
The city itself is busding, endearingly chaotic.
Among its many sites, dotted around its geometric
grid, your first stop should be the Museo Nacional
(National Museum) to delve through the nooks of
Costa Rica's evolution, to see how the heavy hand
of Spanish colonialism overturned the pre-
Columbian tranquillity. The Gold Museum ex-
plains, through dazzling showcases of early jew-
elry, the reason why. Then stroll through the
shaded alleys of the Mercado Central (Central
Market), the air heavy with herbs, the stalls loaded
with a gaudy array of unrecognizable fruits and
vegetables. The features on upturned feces reflect,
in varying degrees, the successfiJ merger between
the "new" and "old" worlds.
After a few days of drinking in the atmos-
phere and sampling the local cuisine — such as
the hearty stew ollci del came and spicy cerviche,
it's time for day trips into the Central Valley. Just
over an hour's drive takes you through farmland
to the bleak, black, and sulphurous mouth of
A-6
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Irazii Volcano, the highest of the country's many
active craters. The havoc they have wreaked over
the centuries is most visible in Cartago, once the
country's cultural heart, now known for its ruins
and aura of "once was." Slightly further south-
east lies the Tapanti Wildlife Refuge, a small
taste of rainforest where glimpses of the endan-
gered quetzal, cheeky howler monkeys, and even
a jaguar reward the patient.
GUATEMALA
From a historical and cultural perspec-
tive, Guatemala is one of the Latin
American leaders. Like a well-ordered
museum, it's divided into chronological
galleries, each region separate from the others
and condensed in its focus.
A short drive from the modern gallery —
the capital, Guatemala City — takes you to
the colonial one. From 1543 to 1773 the an-
cient capital, Antigua, ranked third behind
Lima and Mexico City in Latin American im-
portance. Finally undone by a series of vol-
canic tremors and mud-slides, it was by-passed
by the last two centuries of progress. Today
you can walk its cobbled streets and catch
glimpses, through heavy gates left ajar, of cool,
shaded courtyards. You can wander through
the broken convent of Las Capuchinas, now
containing a museum and garden, and visit
the church of San Francisco which rises like
the proverbial Phoenix from the ruins of its
former grandeur. Comfortable hotels and cafes
are woven seamlessly into the ancient fabric.
To see the gallery of native cultures, drive
north on the Interamerican Highway until the
terrain shifts into the Western Highlands.
Glinting cooly at the foot of three volcanoes
lies Lake Atitlan, a natural wonder that has left
everyone from the first conquistadors to writer
Aldous Huxley short of words. On market
days (Thursdays and Sundays) in nearby
Chichicastenango, hundreds of locals in tradi-
tional garb materialize from surrounding vil-
lages to hawk their handicrafts.
But Guatemala's oldest and most renowned
galley is surely Tikal, the massive and mysteri-
ous city of the Mayas that has been wrestled
from the jungle in the north. Reaching the
site by plane from the capital, you are awed by
Discover It All...
Downunder.
Join us for Australia's "1994 Year of the Great Outdoors."
Take a sailing trip with a school of dolphins,
ride a camel to dinner, see ancient Aboriginal
art, admire one of the 300 species of bird life,
hop aboard a 4-wheel drive Outback safari
or dive the Great Barrier Reef — one of the
eight wonders of the world. Prices range
from $227 per person.
Special fares available on Ansett Australian
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MORE CHAMPAGNE. MORE ICE.
More whales and more caviar too. Explore more
of the natural wonders of Alaska on Sagafjord,
the only Five Plus Star ship to sail the Route of the
' Glaciers all the way to Anchorage. Set sail from San
Francisco, Vancouver or Anchorage for 14, 11 or 10
spectacular days. Rates range from $2,856 to $8,305 and include free
air. For reservations call your travel agent. For a free brochure call
Cunard at 1-800-221-8200. And toast a great Alaskan vacation.
Rates reflect early Ixxiking savinps (4 months in advance of sailing) anci are per person, double occupanc\', subject
to availability and dependent on departure date. Port and handling charges are $200 per penion extra. Prices include
free roundtrip economy air from 78 LIS cities. Sagafjord is registered in the Bahamas. © 1993 Cunard
41B
CUNARD
A-7
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AUSIMJAI
FEELTHE WONDER I
^^:^.
^ Jt *??
W^:-«fc;,
Effigies of dead ancestors "guard" a grave site at Tar<ualand, Sulawesi.
the scale of temples, the network of houses, rewarded for their efforts with an introduction
and the sophistication of the city where to one of the last truly unspoilt places on earth.
100,000 once lived, at its zenith in 600 A.D.,
with greater sophistication than their counter- KAonlVIIK,
parts in Europe. INUIA
THE OUTER ISLANDS,
INDONESIA
, ertainly the spiritual beauty of Bali has
always played a part on the stage of in-
[ternational tourism, with the larger is-
lands of Java and Sumatra playing
supporting roles. But Indonesia's outlying is-
lands — like Sulawesi and the Moluccas — have
stayed out of the glare, retaining a shy innocence
so rare in this age of go-anywhere jet travel.
It's apparent in their range of wildlife, from
the submarine variety (visible in some of the
world's best diving waters) to land-based fauna
— like the pygmy buf&lo and the pig-deer with
its idiosyncratic tusks. The human interest is no
less rewarding. In Sulawesi, formerly called the
Celebes, a one-day drive from the capital, Ujung
Padang, brings you to the land of the Taraja,
where the once warlike tribe keeps 500 years of
tradition intact while being welcoming to mod-
ern travelers at the same time.
Even more isolated, the Moluccas (also
known as the Spice Islands) are rimmed with
reefs and untrodden beaches, topped with volca-
noes rising out of a carpet of jungle. Visitors,
most of them traveling by small cruise ship, are
India is such a colorful tossed-salad of cul-
tures that it's nearly impossible to recom-
mend one week-long bite over another. Yet
there is one region, high in the shadow of the
Himalayas in the north, that offers the intense
taste of the country mixed with a scenery and
climate that is truly unforgettable — Kashmir.
Although most visitors fly into the region's
capital, Srinigar, the options from there are nu-
merous. Start by marinating yourself in the fla-
vor of northern India, browsing through the al-
leys and carpet shops of the ciry, famous as a
center of the arts. And, when it's time to escape
the frenetic pace of the streets, you could duck
into the cool interiors of the many splendid
mosques or head out to the lake-side baghs or
gardens, formal reminders of the different
moghuls who took refuge here from the heat of
the plains. Looking for accommodations with a
difference? Try staying on one of the houseboats
clustered at the southern end of Dal Lake, the
Indian version of Venice, where multi-hued
shikaras take the place of gondolas.
But the real flavor of Kashmir becomes appar-
ent when you leave the urban center for one of
the hill stations, like Pahalgam. Here, in a town
surrounded by fir woods and snow-capped
A-8
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peaks, the major attraction is hiking through the
mountains to Kolahoi Glacier, or taking a rod
and line out to a trout stream, originally stocked
by the British as a diversion from serving the
Empire.
THE WESTERN ROAD, SOUTH ISLAND,
NEW ZEALAND
New Zealand's unique charm is that it's
so comfortable to visit and yet so un-
tamed at the same time. English-
speaking, it has a sound and intrigu-
ing tourist infrastructure and yet has only three
million people (most in the major cities) scat-
tered around a stunningly-beautiful country
that's green, pristine, and untrammeled by the
20th Century.
Just a short but dramatic ferry crossing from
the capital city of Wellington brings you to Pic-
ton, the top of the South Island and the begin-
ning of the 700-mile drive down the west coast.
It winds first through towns like Nelson, with its
Bishop Surer Art Gallery and even the odd win-
ery, before the towns thin out, separated by long
expanses of coast torn by bleached-white break-
ers, lonely moorland, snow-capped mountains,
and stands of deciduous woods. Distractions
along the way include national parks — Abel
Tasman and Mount Cook among others —
INDONESIA
If you are looking for a great adventure
to one of the most exotic destinations
in the world - let us take you to the
Spice Islands of Indonesia.
Travelers enjoy air-conditioned
comfort with 35 like-minded passengers
aboard P &. O's Island Explorer or the
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is as diverse as the islands you'll visit.
You can cruise from Bali on an 8 day
east-bound trip to Kupang, or a west-
bound 7 day cruise from Kupang to
Bali. Or do both. Or you can cruise
from Jakarta to see the remains of the
Krakatau Volcano and the equatorial
rainforests of the Ujung Kulon National
Park. Prices start from $1,962.
You can still enjoy a 30% discount on
spring '94 departures of Krakatau &
Rainforests Expedition.
For more information contact U.S.
General Sales Agent:
ESPLANADE TOURS
581 Boylston St. N
Boston, MA 02116
(617)266-7465 (800)426-5492
You'll board a Time Machine, called the
Kokomis. Travel only a few hundred yards,
and 50 years. You step off onto a private
island, it's 1935. Today's hectic world
disappears. There are lU) crowds. No cars. It's
quiet. Just the sound of the sea on four miles
of secluded beach. You can actually think.
There are over 150 species of birds. 150
tropical plants. 200 varieties of shells. 100
species of t~ish. Rich Florida history. Tennis
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The Earnslaw on Lake Wakatipu with the
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redolent with, the perfume^
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Nature that captivates
your senses.
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Milford Sound, on New Zealand's South Island, is unspoiled by tourism.
hardly necessary among this wilderness, and a
helicopter ride high up to the snow fields atop
the mighty Fox Glacier. By night you can choose
between rustic inns serving piping bowls of lamb
stew, or more sophisticated inns and hotels in
the farm towns that intermittently dot the route.
Your final destination is Queenstown, the
outdoor activity center of New Zealand. Tum-
bling down the hill to Lake Wakatipu, the town
is buzzing with options from hiking down the
now-legendary trails like the Routeburn and
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the Shotover River to the more extreme thrills of
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THE PAN-AMERICAN HIGHWAY,
PANAMA
Its position as the land bridge between North
and South America has given Panama two
distinct pluses in the modern travel depart-
ment. It has attracted the advances (always
unwelcome) of the major powers since the days
of Columbus and it has become home to an
enormous wealth of wildlife. Passing through
over millennia of migration, hundreds of species
liked it and stayed.
The first plus is easily appreciated upon land-
ing in the capital of Panama City, one of the
more exciting Latin Ametican cities. Strolling
the narrow streets of the old quarter, you will
find solid colonial facades ornate with ironwork,
the baroque affluence of the Church of San Jose,
and the rree-shaded French Plaza. The Prome-
nade of the Dungeons, along the top of the civy
walls, hints at a darker past. But probably the
best place to soak up the tales of Spain's gun-
powdei and attack-dog diplomacy is the nearby
former capital, Viejo Panama, founded in 1513
by the dubiously named Pedrarias the Cruel and
once the Fort Knox of Pissaro's looring of the
Inca Empire. Crumbling walls, torn down by
marauding buccaneers under fienry Morgan,
have survived to mock colonial conceit.
The other plus is best uncovered by taking
the 350-mile stretch of the Pan-American
Highway that runs from the Canal up to the
Costa Rican border. This is the quieter side of
Panama, where traditional ways of life have
flourished far from world affairs. The plea-
sures here are long beaches empty of people,
wilderness areas filled with over 800 species of
native birds (nor including the 200 seasonal
visitors), and volcanoes, stark against the sky.
Here you can find Guaymi Indian culture un-
changed since the days of the conquistadors
and small towns like Los Cantos and El Valle
that come alive in the Sunday morning mar-
kets and folkloric celebrations.
Andrew Bill is a fi-ee-lance journalist based in
New York and specializing in travel and design.
For Advertising information, contact
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Zip
A Matter of Taste
Breaking Bread, Tradition,
and a Long Run
After two decades of columns, our food writer pushes back from the table
by Raymond Sokolov
Exactly twenty years ago, I began writ-
ing this column without the slightest idea
of what it should be. All I knew was that it
should be about food and "reflect the in-
terests of the Museum." Since my main
experience at the American Museum of
Natural History before 1974 had been ac-
companying young children excited by the
simulacrum of the giant whale and various
stuffed large mammals, I briefly consid-
ered printing recipes for blubber and har-
tebeest steak.
Sensing that this was not the correct ap-
proach, I made a solo pilgrimage to the
Museum, passing through gallery after
gallery devoted to artifacts of daily life
among peoples from hot and cold lands
with distinctive solutions for survival.
There were baskets and masks and
weapons and costumes; totems and pad-
dles and canoes. You could stand there and
imagine culture after culture from the ma-
terials in those cases. Yes, but what did
they eat? That was what I needed to know
to write a column for Natural History.
I ascended to the hbrary, the old hbrary
with the leaky roof. And I found. . .almost
nothing. The ethnography of food was not
a Uvely field, never has been. There were,
of course, brilliant — and brilliantly er-
ratic— exceptions. But by and large, one
had to make one's way as best one could.
I learned to squeeze the anthropological
Uterature for tidbits dropped among the
exhaustive studies of kinship, geomancy,
and body decorations. While slogging
through this swamp of data, I learned a
new word, or thought I had: balanophagy,
"eating acorns." A Uttle learning is a dan-
gerous thing. I dropped that mouthful in a
column, only to get a hooting letter from a
medical student in Boston pointing out
that the Greek word balanos was an alter-
nate anatomical term for glans. He asked
for further information.
After a column on cannibalism, for
which I scoured the literature to determine
what adepts considered the best cuts, I was
encouraged to shift my focus from anthro-
pology to botany. Now the documentation
was vast. Edible plants had been studied
from every angle, and the cookbook hter-
ature of the post-World War 11 period of-
fered rehable accounts of food preparation
in most major cultures. So I embarked on
a series of monographs on com and pota-
toes and coriander and on and on, until the
editor encouraged me to get out of the h-
brary and hit the road.
First I pursued endangered American
regional dishes among hostile Indians and
wary heartland farmers. In southern Indi-
ana, outside the hamlet of Gnaw Bone, a
dog bit me while I gathered native persim-
mons from a field next to a dilapidated
house. The reward was that back home in
New York County (a k a Manhattan) at a
Museum event, the distinguished anthro-
pologist Marvin Harris dignified my hap-
less forays by calling them fieldwork.
Well, I was spending a lot of time in
fields. But soon my travels extended to
South America and even the Phihppines,
in search of the colonial heritage of
cuisines created by the collision of cul-
tures in the Spanish empire after 1492.
Most recently, I have been getting back to
basics, thinking about grain. At the same
time, I have been trying out a new diet that
treats grains almost like poison.
I'm speaking of the much-ballyhooed
diet of Michel Montignac, the self-pro-
claimed Descartes of weight loss and au-
thor of ye Mange, Done Je Maigris (I eat,
therefore I reduce). In America, he has a
book called Dine Out and Lose Weight,
but the idea is the same and just as radical:
Avoid consuming carbohydrates when
eating fat.
The theory, roughly speaking, is that
sugars and starches have the effect of pro-
voking a sudden increase of insuUn in the
blood. And when that insulin butts up
against fat, it wraps its arms around the fat
and stores it. If there isn't any carbohy-
drate, there isn't any insulin; so the fat
does not get stored.
Ergo, peel the bread off that ham sand-
wich. Throw out your pasta and Frosted
Flakes. Kiss potatoes goodbye. Eschew
coffee, which also stimulates insulin pro-
duction. And tell your friends who have
followed current nutritional orthodoxy and
filled their larders with bulgur, quinoa,
amaranth, and other grains that they are in-
dulging in glycemic folly. You can also
stop counting calories. Montignac is with-
ering on calories as well as exercise.
It isn't hard to see why this diet would
have a certain appeal to people who don't
want to give up animal fat and who hate
going to the gym. But does it have any sci-
entific validity? Since in some ways it re-
sembles diets prescribed by conventional
doctors for diabetes, the Montignac diet
makes theoretical sense (in its own terms)
only if there is reason to believe that over-
weight people are quasidiabetic, that is, if
their sugar-insulin metabolism is out of
whack.
Some researchers believe this may be
so. I am certainly unqualified to pronounce
on any of this, but I have been impressed
by dramatic weight loss experienced by
several former fatties of my acquaintance
who have been following Montignac. See-
ing them, I thought I should try Montignac
too, even if there was nothing to his hy-
pothesis. Results were what mattered,
after all.
Well, it didn't work for me because I
simply could not deal with the bizarre
mayhem the Montignac diet does to cuU-
nary tradition. My friend Jeffrey Stein-
garten, the Vogue columnist, reveled in the
freedom Montignac offered him to have
eggs and (lots of) bacon for breakfast. I
found it almost impossible to enjoy the
76 Natural History 3/94
r
ADVERTISEMENT ^J^
B E R S
A R
For free information from ttie advertisers listed below, simply circle tfie corresponding numbers on tfie attacfied postage-paid card and drop it
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179
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same breakfast without toast, which Mon-
tignac will not countenance in tandem
with fatty bacon.
As a person who has been unhappily
heeding medical warnings about choles-
terol intake, I ought to have been over-
joyed since Montignac made it sound as
though I had the chance to eat as much
cheese as I wanted, but again the bread
prohibition made me very uncomfortable.
I wanted rice with fish, and potatoes with
steak. Naked salmon and sirloin on a plate
looked mournful. Adding broccoli or fen-
nel, so as to have a permissible vegetable,
which also served as a substitute for the
bulk that starch normally provides, did not
satisfy me.
In the end, I just found Montignac too
heterodox, too unplugged from the seman-
tics of engrained culinary combinations.
At first, this realization made me sorry I
was such a slave to traditional habits and
biases. But then I remembered how often I
had written in these pages about the
predicament we all face, having inherited
foodways that evolved in the strenuous,
farm-based past and that do not suit mod-
em life. Why should I find it easier than
anyone else to unplug myself from the
pegboard of culinary assumptions?
Sfincione
(Sicilian Pizza)
Adapted from Anna Tasca Lanza's The
Heart of Sicily: Recipes and Reminis-
cences of Regaleali, a Country Estate
(Clarkson Potter, $40, 255 pages)
2 medium onions, sliced
'A cup olive oil
2 cups all-purpose flour
1 cup semolina flour
1 teaspoon salt
1 package diy active yeast
i egg
2 tablespoons butter, diced
4 anchovy fillets, cut into 4 pieces
% pound fresh mozzarella, sliced
'A pound Emmentaler, julienned
'A pound Gouda, julienned
'A cup grated Parmesan
'A cup grated caciocavallo or
pecorino
2-3 tablespoons dried oregano
Vi cup bread crumbs
1 . Saute the onions in M cup of olive oil
over medium heat until golden, 15 to
20 minutes. Set aside.
2. Combine flours with salt in a bowl.
Make a well in the center and add
yeast, 1 cup warm water, egg, and
butter. Work the dough until it makes
Indeed, I should have more trouble than
most people since I have spent the past
twenty years cataloging and analyzing the
logic of cuisines for this magazine. You
could say, in fact, that that was the unify-
ing theme of all my columns: traditional
diets and how they have evolved, slowly,
organically. These natural cuisines are all
systems of tastes that have been selected
by societies because they harmonized with
natural possibilities and collective prefer-
ences. Of course, these preferences are to
a large extent arbitrary, but once the basic
outlines are set, it takes a major effort for
people raised eating in a particular cuisine
to alter them. Change does occur, but al-
ways within the preexisting frame. At any
given moment, a cuisine makes sense of
the world (while a radical, dadaist reshuf-
fling of a cuisine, a la Montignac, creates
chaos, mental indigestion).
The truth of this emerges on every page
of Anna Tasca Lanza's The Heart of
Sicily: Recipes and Reminiscerices of Re-
galeali, a Country Estate. Lanza lovingly
describes the food year on her family's big
farm. Regaleali is so old-fashioned it even
has a Frenchified chef, a monzii (dialect
for monsieur): Mario is Italian, the last in a
line of Gallic-style chefs that goes back to
a ball, and turn it out onto a work sur-
face. The dough will be wet initially
but will become smooth after you
work it for 3 to 4 minutes. Continue
to knead the dough for 10 to 15 min-
utes, until it is smooth and elastic.
3. Oil a 9 by 13 baking sheet. Roll out
the dough and shape it to fit. Place
the anchovy pieces on the dough in
rows, cover with mozzarella, sprin-^
kle with the Emmentaler and Gouda,
and spread the onions on top. Mix
the Parmesan and caciocavallo or
pecorino together and spread over
the onions. Sprinkle with oregano.
Spread the bread crumbs evenly on
top. Press all the ingredients into the
dough, using the palms of your
hands. Drizzle the remaining olive
oil on top and cover with a kitchen
towel. Place in a warm spot, and
allow the dough to rise until it dou-
bles in volume, about 45 minutes.
4. Preheat oven to 400 degrees.
5. Bake the sfincione until the crust is
browned underneath and the cheese
has melted, about 40 to 50 minutes.
Let it stand for 15 minutes, then cut it
into squares and serve.
Yield: 12 servings as a snack,
6 as a first course
78 Natural History 3/94
the eighteenth century in Sicily. He makes
pasta with truffles and cream and does
fancy saucing.
But most of the food at Regaleali is
countrified and springs from the earth.
There is pasta con le sarde (noodles with
fresh sardines and wild fennel), the signa-
ture dish of the island. Tomatoes, assimi-
lated long ago, now provide the ground
bass of the kitchen. Dependable sun and
bumper crops make the laborious job of
drying tomatoes and extracting their
essence an almost mythic adaptation of a
New World ingredient to local conditions.
The century, even the millennium, is the
time frame here. From ancient days, Sicily
was the wheat-growing center of the
Greeks and then the Romans. Recently,
wine grapes replaced wheat in the fields.
Lanza is too polite, perhaps, in a book
aimed at Americans, to say the reason for
the change is unbeatable competition from
North American flour.
In Lanza's amiable, confident text, the
engine of progress roars dully offstage, but
it is there, threatening the old way of life.
Her sense of her cuisine is what gives this
drama of devolution its point. The knowl-
edge of how to make the intricate sweets
invented by gifted nuns is dying out, but
the local ricotta continues to be made as it
always has, from the whey of Regaleali's
hundreds of ewes:
One dish that is absolutely unforgettable
when Mario makes it with our ricotta is
Guastelle (Spleen Sandwiches). Guastella
is actually the name for a certain kind of soft
roll with sesame seeds on top; it resembles a
hamburger bun. You cut it in half and fill it
with wanned ricotta, caciocavallo [a hard
cheese made from cow's milk], and beef
spleen, an organ meat that is much appreci-
ated in Sicily. The spleen is sliced and
cooked literally swimming in lard. Since
spleen is not available in the United States,
you will have to have schiette (spinster)
guastelle, as we say at Regaleali. Maritate
(married) would be with spleen. (Elsewhere
in Sicily these terms refer to the absence or
presence of ricotta.) Guastelle are really
street food, and there is a focacceria in the
Piazza San Francesco in Palermo where
they still make them.
Perhaps soon no one will make
guastelle any more. Myself, I am trying to
imagine their taste. I have no idea if I
would like them, but I am sure, pace Mon-
tignac, neither Lanza nor I would feel
comfortable eating one without the bun.
This is the final column of writer Raymond
Sokolov, who will be pursuing less-fatten-
ing endeavors {see page 88).
American Museum of Natural History
BEYOND THE
NORTtt CAPE
Spitsbergen to
Bergen, Nor\A/ai|
August 6-21, 1994
The Norwegian Arctic is a
spectacular area renowned for
its breathtaking landscapes. This
summer, a team of American
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explore a region characterized
by fjords, glaciers, mountains,
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We will begin at Spitsbergen, a spectacular group of ice-covered
islands just 625 miles from the North Pole. From there we will
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reindeer, arctic fox, orca, sperm whale and numerous species of
birds beyond the North Cape.
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Museum of
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Discovery Cruises
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New York, NY 10024-5192
Toll-free (800) 462-8687 or
in NYS (212) 769-5700
Rediscover Your World
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81
At the American Museum of Natural History
A Night Out with the Neanderthals
European and Near Eastern Neanderthals
are the best known of premodem humans.
Erik Trinkaus, chairman of the Department
of Anthropology at the University of New
Mexico, will talk about fossil clues and
archeological remains that are helping to
clarify the relationship of Neanderthals to
modem humans. The lecaire will be given
on Thursday, March 10, at 7:00 p.m. in the
Main Auditorium. Call (212) 769-5606 for
ticket information.
Rain Forest Conservation in
Madagascar
The creation of the Ranomafana National
Park in southeastern Madagascar will be the
subject of a slide-illustrated lecture by Patri-
cia C. Wright, associate professor in the an-
thropology department of the State Univer-
sity of New York at Stony Brook. She will
also discuss her work with lemurs and her
discovery of a previously unknown lemur
species, Japalemur aureus. This event takes
place on Thursday, March 3, at 7:00 p.m. in
the Kaufmarm Theater. Tickets are $15. Call
(212) 769-5310 for information.
The Kingdom of Mustang
Mustang, formerly part of Tibet, is one of
the last semiautonomous pnncipalities m
Neandeithal scene depicted in an 1873 issue of Harper's Weekly
Nepal. Mountaineer and scholar Edwin
Bembaum will talk about this remote sanc-
tuary of Tibetan culture, which has been
spared the ravages of modernization and the
Chinese occupation of Tibet. The program
will be held on Monday, March 7, in the
Kaufmann Theater at 7:00 p.m., and tickets
are $15. Call (212) 769-5310 for additional
information.
Volcanoes
Volcanic origins, types of eruptions, and
their effects on life and the evolution of the
atmosphere will be discussed by Sidney
Horenstein, coordinator of environmental
programs at the Museum, on two Monday
evenings, March 7 and 14, at 7:00 p.m. in the
Kaufmann Theater. Slides and videotapes
will accompany the presentation. Tickets
for the two lectures are $25. For more infor-
mation, call (212) 769-5310.
Vanishing Jewish Communities
The rituals and life styles of a Middle
Eastern and an Indian population of Jews
has been documented in two films. The
Samaritans and Jews of India. Filmmaker
Johanna Spector will introduce and com-
ment on the documentaries before they are
presented on Wednesday, March 30, at 7:00
PM m the Mam Auditorium. Call (212)
769-5606 for more in-
formation and ticket
availability.
Planet Pluto
On Monday, March
14, Dale Cruikshank,
of NASA's Ames Re-
search Center, will
discuss "The Icy Edge
of Our Solar System:
Pluto and Beyond."
This lecture, part of
the series "Frontiers in
Astronomy and Astro-
physics" will take
place at 7:30 p.m. in
the Sky Theater. For
all events at the Plane-
tarium, including the
Sky Show, "Orion
Rendezvous: A Star
Trek Voyage of Dis-
covery," call (212)
769-5900.
Food as Medicine
In China, foods are
divided into two categories, yin and yang,
depending on the energy they release in the
body. Ym foods (such as fruits, vegetables,
crab, and fish) are beUeved to reduce the
heat in the body; while yang foods (such as
eggs or fatty meats) are thought to heat the
system. Li Lian Xing, an herbalist and tradi-
tional Chinese doctor, will talk about the
medicinal properties of Chinese food and
offer possible individual diagnoses. In addi-
tion, gold-medal master chefs Shi Lian
Yong and Bian Jian Nian will demonstrate
the art of vegetable carving and offer sam-
ples of healthful teas and foods. This pre-
sentation will take place on Sunday, March
6, at 2:00 and at 4:00 rm. in the Museum's
Auxiliary Dining Room. Tickets are $5. For
information, call (212) 769-5315.
Traditional Healing in Senegal
Healing ceremonies of Lebou women in
the Senegambia region of West Africa will
be presented by the Sabar Ak Ru Afriq En-
semble on Sunday, March 13, at 2:00 and
4:(X) p.m. The free program, which is part of
the Woman's Month celebration at the Mu-
seum, will take place in the Kaufmann The-
ater. Call (212) 769-5315 for information.
All About Sharks
Eugenie Clark, a professor of zoology at
the University of Maryland and coauthor of
the children's book The Desert Beneath the
Sea, will recount her adventures swimming
with and studying sharks. The program, for
children from preschool through grade 6,
will be given in the Kaufmann Theater at
10:30 a.m. on Saturday, March 12.
John Maisey, a curator in the Museum's
Department of Vertebrate Paleontology, will
talk about shark evolution and fossils on
Friday, March 18, at 7:00 rm. in the Hall of
Ocean Life. The program will also include a
discussion of shark adaptation and biology
by painter and author Richard EUis.
These programs are being presented in
conjunction with the exhibition Shark! Fact
and Fantasy showing in Gallery 3 until
Sunday, May 1. Call (212) 769-5310 for
ticket information.
These events take place at the American
Museum of Natural History, Central Park
West at 79th Street in New York City. The
Kaufmann Theater is located in the Charles
A. Dana Education Wing. The Museum has
a pay-what-you-wish admission policy. For
more information about the Museum, call
(212)769-5100.
Enk Trmkaus
82 Natural History 3/94^.
march calendar
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1
W
2
r
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5
6
7
S
16
10
11
12
13
14
15
23
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
3 THURSDAY
"Tropical Rainforest
Conservation in Madagascar:
The Making of a National
Park" -S- LECTURE, 7:00 p.m.,
Kaufmann Theater, $15.00
) SATURDAY
"The World of Animals" ■
LECTURE & DEMONSTRATION
for ages 5 and up, 11:30 a.m.
& 1:30 p.m., Kaufmann
Theater, $5.00 members,
$8.00 nonmembers
SUNDAY
"Food as Medicine"
LECTURE & DEMONSTRATION,
2:00 & 4:00 p.m.. Auxiliary
Dining Room, $5.00
MONDAY
"Mustang: The Opening
of a Forbidden Himalayan
Kingdom"
LECTURE, 7:00 p.m.,
Kaufmann Theater, $15.00
"Volcanoes: Their Origins
and Distribution"
LECTURE, 7:00 p.m.,
People Center, $15,00
10 THURSDAY
"A NightOut with the
Neandertals" ■
LECTURE, 7:00 p.m.. Main
Auditorium, $10.00 members,
$15.00 nonmembers
11 FRIDAY
"Artistic Expression in an
Amazonian Culture" ■
LECTURE, 7:00 p.m.,
Kaufmann Theater, $7.00
members, $10.00 nonmembers
12 SATURDAY
Shark Tales +
CHILDREN'S PROGRAM,
10:30 a.m., Kaufmann
Theater, $10.00
13 SUNDAY
NDEPP: A Traditional Lebou
Healing Ceremony +
PERFORMANCE, 2:00 & 4:00
p.m., Kaufmann Theater
14 MONDAY
"Volcanoes: Their Eruptions
and Emanations" +
LECTURE, 7:00 p.m..
People Center, $15.00
"The Icy Edge of Our Solar
System: Pluto and Beyond" •
LECTURE, 7:30 p.m.,
Hayden Planetarium, $8.00
18 FRIDAY
"Sharks: Ancient Stories
and Current Affairs" *
LECTURE, 7:00 p.m..
Hall of Ocean Life, $10.00
20 SUNDAY
Ladyfingers +
PERFORMANCE, 2:00 & 4:00
p.m., Kaufmann Theater
30 WEDNESDAY
The Samaritans and The Jews
of India m
FILM SCREENINGS, 7:00 p.m..
Main Auditorium, $7.00 mem-
bers, $10.00 nonmembers
THROUGHOUT MARCH
Sharks! Fact and Fantasy
SPECIAL EXHIBITION,
Gallery 3
Search for the Great Sharks A
IMAXfilm,
Natliremax Theater
Space Places:
A Photographic Art Exhibit
SPECIAL EXHIBITION; with
Orion Rendezvous: A Star
Trek Voyage of Discovery •
SKY SHOW, Daily Showings,
Hayden Planetarium, $5.00
adults, $2.50 children
Waura: Drawings of the
Waura Indians
SPECIAL EXHIBITION,
Akeley Gallery
Global Cultures in a Changing
World: A Series Exploring
Cultural Diversity +
LECTURES, FILMS, & PERFOR-
MANCES celebrating Women's
History Month, every weekend
Membership, 769-5506 Natureniax Theater, 769-5650 + Education, 769-5310 • Hayden Planetarium, 769-5900
Huseum of Natural History
Central Park West at 79th Street, New York City - For information, call 212-769-5100
i.
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85
Authors
Tim Clutton-Brock (page 28) has
earned two doctorates in zoology from
Cambridge University, where he teaches
animal ecology and heads the Large Ani-
mal Research Group. Ten years ago, while
attending a scientific meeting about ani-
mal demography, Clutton-Brock became
interested in studying the population cy-
cles of large mammals. Searching for "a
cyclical population where large numbers
of individuals could be marked and their
behavior, survival, and breeding success
monitored," he remembered reports about
the Soay sheep on Hirta, an island in the
Saint Kilda archipelago off the northwest
coast of Scotland, owned and managed by
the National Trust for Scotland and Scot-
tish Natural Heritage. When Clutton-
Brock and his colleague Steve Albon vis-
ited there, they were "astonished by the
ease with which information could be col-
lected." With funding from the Natural
Environment Council and assistance from
the Royal Artillery on Saint Kilda, Clut-
ton-Brock returned the next year to begin a
systematic saidy. For more information,
he recommends Island Survivors: The
Ecology of the Soay Sheep of St. Kilda, by
R A. Jewell, C. Miber, and J. M. Boyd
(London: Athlone Press, 1974).
86 Natural History 3/94
In the Panamanian rain forest, Jeanne
A. Zeh (page 36) stands on a fallen fig
tree. Ten years ago Zeh moved from Eng-
land to Arizona to pursue a career in pho-
tojournalism. Falling in love with the
Sonoran Desert, she changed direction and
in 1986 received an undergraduate degree
in ecology and evolutionary biology from
the University of Arizona. There she met
her husband, David W. Zeh (pictured here
with their son, Adrian), who was just fin-
ishing his Ph.D. at the time. Their lives —
and their work — have been closely en-
twined ever since. Staying at the
university, David began studies of desert
pseudoscorpions, which travel from one
rotting giant saguaro to another on the legs
A veteran field researcher in Guatemala
and Mexico, June Nasli (page 46) has
long followed the career of Judas among
the Maya. Other themes that intrigue her
are the organization of work and the per-
sistence of cultural traditions in peasant
and industrial societies, as well as in the
cosmopolitan settings of the "post-
indusfiial" era. Nash, a Distinguished Pro-
fessor of Anthropology at the City College
and the Graduate Center of the City Uni-
versity of New York, has written In the
Eyes of the Ancestors: Belief and Behav-
ior in a Maya Community (New Haven:
Yale University Press, 1970). She recom-
mends The Indian Christ, The Indian
King: The Historical Substrate of Maya
Myth and Ritual, by Victoria R. Bricker
(Austin: University of Texas Press, 1981)
and Comiendose la Fruta: metafores sexu-
ales e iniciaciones en Santiago Atitldn, by
Nathaniel Tarn and Martin Prechtel, in
Mesoamerica, vol. 19, pp. 73-82.
of cactus flies — the insects whose mating
strategies were the subjects of Jeanne's
graduate research. For the past six years,
the Zehs have been with the Smithsonian
Tropical Research Institute in Panama,
where their sfiidies of the pseudoscorpion
that rides harlequin beetles have led them
from fieldwork on sexual selection to
DNA research on speciation and the ge-
netic causes of promiscuous behavior in
female arthropods. They recentiy returned
to the United States, where Jeanne is com-
pleting her graduate studies at Rice Uni-
versity and David is an assistant professor
in the biology department of the Univer-
sity of Houston. In their spare time, they
enjoy hiking, playing tennis, and snorkel-
ing in the Caribbean.
AMERICAN MUSEUM OF NATURAL HISTORY
Exploring the world with expert lecturers
CRUISES
FRAnCE: CRUISIPIQ
THROUGH PROVEnCE
June 21 -July 3, 1994
VOYAGE TO LAriDS
or GODS AMD HEROS
Italy, the Greek Isles and Turkey
June 30 -July 13, 1994
ICEBREAKER EXPEDITION
TO THE nORTH POLE
July 12-31, 1994
ALASKA'S
iriSIDE PASSAGE
July 13-22, 1994
CROSSROADS OF THE
coriTiriEPiTS
Alaska & the Russian Far East
July 20-30, 1994
BEYOHD THE HORTH CAPE
Spitsbergen to Bergen
August 6-21, 1994
VOYAGE TO AHTIQUITY
Turkey and the Greek Isles
Aboard the Sea Cloud
August 28 - September 13, 1994
IHTO THE KALEIDOSCOPE:
ISLANDS OF IHDOriESIA
September 17 - October 1, 1994
CROSSROADS OF
CIVILIZATIONS
Israel, Syria, Greece and Turkey
November 17 - December 1, 1994
DISCOVERY
CRUISES AND
TOURS
The American Museum of Natural His-
tory has been conducting travel programs
to remote and magnificent areas since
1953. Working closely with the finest
tour operators, we cai^elfully design in-
novative and distinctive travel opportu-
nities. We select lecturers from the
Museum's extensive staff of scientists
and fi'om other renowned institutions to
provide a comprehensive and stimulat-
ing enrichment program. Our programs
attract seasoned and discerning travelers
who want to satisfy their intellectual
curiosity while enjoying comfortable
cruise and land facilities.
TRAIN TRIPS
BERLIN TO ISTANBUL
May 23 -June 4, 1994
ANCIENT TURKEY
By Private Steam Train
May 31 -June 12, 1994
BEIJING TO MOSCOW
September 15-30, 1994
BEIJING TO HANOI
October 25 - November 12, 1994
LAND
PROGRAMS
BRITAIN LAKE
DISTRICT WALK
June 6-16, 1994
MOROCCO: THE ROAD OF
A THOUSAND KASBAHS
September 24 - October 8, 1994
TIBETAN JOURNEY
September 1994
AROUND THE WORLD
BY PRIVATE JET
January 19 - February 21, 1995
FAMILY
ADVENTURES
VOYAGE TO LANDS
OF GODS AND HEROS
Italy, the Greek Isles and Turkey
Aboard the Daphne
June 30 -July 13, 1994
MEXICO'S COPPER CANYON
July 9-16, 1994
GALAPAGOS WILDLIFE AND
ANDEAN HIGHLANDS
July 14-25, 1994
KENYA SAFARI
August 8-21, 1994
American Museum of Natural History/Discovery Cruises and Tours
Central Park West at 79th St. New York, NY 10024-5192
(212) 769-5700 in New York or
Toll-free (800) 462-8687
With this issue, Raymond Sokolov
(page 76) retires as the writer of "A Matter
of Taste," having completed a stint of ex-
actly twenty years as an analyst of cultural
foodways in these pages. Sokolov's other
labors are not winding down, however. He
continues as editor of the Leisure and Arts
section for the Wall Street Journal, where
his responsibilities have recently been ex-
panded to include the creation of a culture
page for the European edition. Time-con-
suming travel to Europe (and occasionally
to Asia, where the Wall Street Journal has
another edition) is one of the reasons
Sokolov has decided to round off his Nat-
ural History career after meeting 229
deadlines. He is also finishing off a book
on grain and claims to be "incubating an-
other secret project."
Because magpies are "common, extro-
verted, and conspicuous," writes Tim
Birkhead (page 54), he remembers being
aware of them even as a small child in
Yorkshire. Later, as a schoolboy birder, he
used to watch magpies and try to count
them as they flocked at their large winter
roosts. Birkhead went on to study zoology
at the University of Newcastle upon Tyne
and eventually discovered that next to
nothing was known about magpie breed-
ing biology. Nonetheless, he didn't start
his formal research on the species until
after he earned his D. Phil, from Oxford's
Edward Grey Institute in 1976. Mean-
while, other birds have drawn Birkhead
far afield. He has studied marine species in
Arctic Canada, zebra finches in Australia,
buffalo weavers in Africa, and yellow-
billed magpies in California. Along the
way he earned a D.Sc. from Newcastle
and is now a professor of behavioral ecol-
ogy at the University of Sheffield. Mar-
ried, with three children and two dogs, he
likes to paint, play the guitar, and write
about birds. His book The Magpies: The
Ecology and Behaviour of Black-billed
and Yellow-billed Magpies (London: T &
A. D. Poyser, 1991) is available in book-
shops, and he recommends going to the li-
brary to find the out-of-print Natural His-
tory of Magpies, by J. Linsdale (Berkeley:
Pacific Coast Avifauna 25, 1937).
Robert Caputo (page 84), who pho-
tographed this month's "Natural Mo-
ment," is pictured here, showing his
equipment to a group of Kenyans. After
graduating from college in 1976, he went
to Africa as a tourist. "I was so taken with
what I saw that I wanted to show it to my
friends — and, of course, I wanted to con-
tinue seeing more of it myself. Photogra-
phy accomplished both." Caputo was sur-
prised to find that jobs were relatively easy
to find in Africa; he started his photogra-
phy career working for Jane Goodall,
shooting movies of the chimpanzees she
studied. Later, he became a Nairobi-based
stringer for Time, Life, and other maga-
zines. After his years in the bush, Caputo
attended New York University's film
school, where he earned his B.F.A. He is
now based in Washington, D.C., but fre-
quently travels back to Africa. He has
completed a number of wildlife books for
children and adults, all displaying his
work his work on that continent. Caputo
says he was surprised that the bird he pho-
tographed for this issue allowed him to get
so close, because "ostriches are shy and
usually run away before you can get
within about twenty yards of them." This
nest-sitting male stayed put as Caputo ap-
proached to within ten yards. The photo-
graph was taken with a Nikon F3 camera
and a Nikkor 300mm f 2.8 lens.
Natural History 3/94
O DESERT
MONUMENT
PHOENIX
I
POWDEP mV FACE
WITH SUNSHINE.
Sprinkle your spirit with magic.
Wear your exuberance as easily as the high flying eagle.
Do everything you've dreamed, at least once in your life.
Come to Arizona, where sunny and warm describes more than the weather.
And a smile describes more than a moment.
Would Improve His Studi
Natural history
AW. MUS. MAT, HIST. LIBRARY
Received on: 07-29-94
Ref 5. 06(74. 7) Ml
Drexel Sammons uses a variety of games to reinforce specifi(
learning objectives in his sixth grade Social Studies class.
From Mock Sessions of Congress to Colonial School /
Days, his classes foster participation by making the subject
matter come alive.
In Colonial School Days he attires himself and his
students in period garb. j
/
They sit on wooden benches, read material
written in 18th century style, and discover first-hand
how hard it was to write with a soapstone and slate.
It's no wonder Drexel Sammons' students have a
superior grasp of their subject matter. They've lived it.
The result has been their record of consistently earning
in both county and state Social Studies competitions.
For consistently maintaining an atmosphere that encourages learning, even if he has to
set teaching back 200 years, State Farm is proud to award him the
Good Neighbor Award, along with $5,000 to the Crescent
Elementary School of Beckley, West Virginia.
INSURANCE
Good
Neighbor
Award
STATE FARM INSURANCE COMPANIES
Home Oftices: Blcomtngton. Illinois
V-t
The Good Neighbor Award was developed in cooperation with the National Council for the Social Studies.
NATURAL
HISTORY
■f
l.N346#
103
. 4
ril 1994
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In a Class by Themselves
This month, in conjunction with the opening of the American Museum's
Halls of Fossil Mammals and Their Extinct Relatives, Natural History
celebrates the class Mammalia. Sixteen articles offer a sampling of the
diversity of these beasts and discuss the ways in which paleontologists
continue to learn about mammalian evolution and natural history.
Although we include no articles on human ancestors, no snub is intended:
Human evolution commanded special sections in last year's April and May
issues, and an article containing an elegant theory of the evolution of
bipedalism ("Human Ancestors Walked Tall, Stayed Cool") appeared in
August 1993. But perhaps most memorable was Roger L. Welsch's
September column, "For Immediate Release," which finally explained the
Ice Age origins of snoring.
2 Natural History 4/94
Contents
Vol. 103, No. 4, April 1994
The Marvelous Mammalian Parade
40 A Pocketful of Fossils byMkhaeU. Novacek
44 World Furry-weight Champions by Michael Archer
48 Mammals Eggstraordinaire fey Mfc/iae/ Archer
50 Suooessful in Spite of Themselves by s. David Webb
52 The Great American Interchange
56 Early Relatives of Flopsy Mopsy and Cottontail
by Malcolm C. McKenna
59 The Devil's Corkscrew by Lany d. Martin
61 D\s]ari\lUun6er by Bryn J. Mader
63 The Heyday of Horses by Bruce J. MacFadden
66 Why Antlers Branched Out by Valerius Geist
70 Green in Tooth and Claw by Margery C. Coombs
72 West Indian Tuskers by Daryi Domning
lA Key to the Carnivores by Richard h. Tedfard
78 The Sobertooth's Repeat Performances by Christine Janis
84 Tough Times in the Tor Pits byBlalre Van Valkenburgh
86 The Whales of Tethys by PhiUp d. Gingerich
90 Caught in Time by Richard H. Tedford
Departments
Cover: a pair o/Smilodon, saber-
toothed cats, yawn and stretch on
a wann rock. Painting b\ Marianne
Collins; © 1993 by W. W. Noiton
and Company. Stories on pages
74. 78. and 84.
4 This View OF Life
by Stephen Jay Gould
Dousing Diminutive Dennis 's
Debate
14 Science Lite
by Roger L Welsch
Socket to Me
20 This Land
by Robert H. Mohlenbrock
Shingleton Bog. Michigan
92 At THE American Museum
OF Natural History
96 Celestial Events
by Gail S. Cleere
Moonstruck
100 The Natural Moment
Photographs by Esther Beaton
Bumper to Bumper
102 Authors
Tras View of Life
Dousing Diminutive
Dennis's Debate
(DDDD = 2000)
by Stephen Jay Gould
In 1697, on the day appointed for re-
penting mistakes in judgment at Salem,
Samuel Sewall of Boston stood silently in
Old South Church, Boston, while his con-
fession of error was read aloud. He alone
among judges of the falsely accused (and
truly executed) "witches" of Salem had
the courage to undergo such public chas-
tisement. Four years later, the same
Samuel Sewall made a most joyful noise
unto the Lord — and at a particularly auspi-
cious moment. He hired four trumpeters to
herald, as he wrote, the "entrance of the
18th century" by sounding a blast on
Boston Common at daybreak. He also
paid the town crier to read out his "verses
upon the New Century." The opening
stanzas seem especially poignant today,
the first for its relevance (I am writing this
essay on a January night in Boston, and
the temperature outside is -2° F), and the
second for a superannuated paternalism
that highlights both the admirable and the
reprehensible in our history:
Once more! Our God vouchsafe to
shine:
Correct the coldness of our clime.
Make haste with thy impartial light,
and terminate this long dark night.
Give the Indians eyes to see
The fight of life, and set them free.
So men shall God in Christ adore.
And worship idols vain, no more.
I do not raise this issue either to embar-
rass the good judge for his tragic error or
to praise his commendable courage, but
for an aspect of the tale that may seem pe-
ripheral to Sewall's intent, but that never-
theless looms large as we approach the
millennium destined to climax our current
decade. Sewall hired his trumpeters for
January 1, 1701, not January 1, 1700 —
and he therefore made an explicit decision
in a debate that the cusp of his new century
had kindled and that has increased might-
ily at every similar transition since (see
my main source for much of this essay, the
marvelously meticulous history of fins de
siecles, by Hillel Schwartz — Century's
End, Doubleday, 1990). When do cen-
turies end? At the termination of years
marked '99 (as common sensibility sug-
gests) or at the close of years marked '00
(as the narrow logic of a peculiar system
dictates)?
The debate is already more intense than
ever, six (or is it seven?) years from our
own forthcoming transition, and for two
obvious reasons. First — O cursed spite —
our disjointed times and our burgeoning
press provide enhanced opportunity for re-
hearsal of such narrishkeit ad nauseam; do
we not feast upon tiiviafities to divert at-
tention from the truly portentous issues
that engulf us? Second, this time around
really does count as the ultimate block-
buster, for this is the millennium,* the
great and indubitable unicum for any
human observer (although a few trees and
maybe a fungus or two, but not a single an-
imal, have been through it before).
I had originally intended to treat this
subject in my last essay of this series — to
be written for January 2001. But the cas-
cade of preemptive discussion has given
*In this essay's spirit of dispelling a standard set of con-
fusions that have already surrounded the forthcoming
millennium, may I at least devote a footnote to the most
trivial, but also the most unambiguously resolvable?
Millennium has two n's — honest to God, it really does,
despite all the misspellings, even in most of the books
and product names already dedicated to the event. The
adjective millennial also has two, but the alternative
millenarian has only one. The etymologies are different.
Millennium is from Latin mille, "one thousand," and
annus, "year" — hence the two n's. Millenarian is fi:om
the Latin millenarius, "containing a thousand (of any-
thing)," hence no annus and no two /I's.
me a strong case of anticipatory seven — or
is it six? — year itch. For a man who really
does yearn to lead a usefiil life and who
glimpses a little strategy for steering fel-
low human sufferers away from embit-
tered discussion about essentially mean-
ingless and formally unresolvable
questions, the time can only be now — or
never. (How I wish I had better clues about
answers to such truly resolvable and des-
perately important issues as hunger,
poverty, xenophobia, and environmental
degradation!) The dominant force of com-
mercial culture has already honed in, and
scholars can no longer afford the rnceties
of delay.
On December 26, 1993, the New York
Times ran a piece to bury the Christmas
buying orgy and welcome the new year.
This article, on commercial gear-up for the
century's end, began by noting: "There is
money to be made on the millennium. . .in
999 feelings of gloom ran rampant. What
the doomsayers may have lacked was an
instinct for mass marketing." The com-
mercial cascade of this millennium is al-
ready in full swing — in journals, date
books, the inevitable coffee mugs and T-
shirts, and a thousand other products being
flogged by a full gamut, from New Age
"fruitcakes" of the counterculture to hard-
fine apocalyptic visionaries at the Christ-
ian fringe to a bunch of ordinary guys out
to make an honest buck. The article even
tells of a consulting firm expficitiy estab-
fished to help others market the millen-
nium— so we are already witnessing the
fractal recursion that might be called
metaprofiteering, or growing clams of ad-
vice in the clam beds of your advisee's po-
tential profits.
I am truly sorry that I cannot, in cmrent
parlance, "get with the program." I feel
compeUed to mention two tiny difficulties
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Natural History 4/94
that could act as dampers upon the univer-
sal ballyhoo. First — although I will not
make a big deal of this technicality — mil-
lenniums are not transitions at the ends of
thousand-year periods, but particular peri-
ods lasting one thousand years; so I'm not
convinced that we even have the name
right. Second, if we insist on a celebration
(as we should) no matter what name be
given, we had better decide when to cele-
brate. I devote this essay to explaining
why the second issue cannot be re-
solved— a situation that should not be
viewed as depressing, but enlightening.
For just as Tennyson taught us to prefer
love lost over love unexperienced, it is bet-
ter to not know, and know why one can't
know, than to be clueless about why so
many people are so agitated about 1999
versus 2000 for the great divide. At least
when you grasp the conflicting, legitimate,
and unresolvable claims of both sides, you
can then celebrate both alternatives with
equanimity — or neither (with informed
self-righteousness) if your persona be
sour or smug.
Rightful names: Millennium does
mean, by etymology, a period of one thou-
sand years. However, the concept did not
arise within the field of practical calen-
drics, or the measurement of time, but in
the domain of eschatology, or futuristic vi-
sions about a blessed end of time. Millen-
nial thinking is embedded in the two apoc-
alyptic books of the Bible — Daniel in the
Old Testament and Revelation in the New.
In particular, the traditional Christian mil-
lennium is a blessed fuUire epoch that will
last for 1,000 years and end with a final
battle and Last Judgment of all the dead,
as described by Saint John in one of his
oracular visions:
And I saw an angel come down from
heaven, having the key of the bottomless
pit.... And he laid hold on. ..Satan, and
bound him a thousand years.
And cast him into the bottomless pit, and
shut him up, and set a seal upon him, that he
should deceive the nations no more, till the
thousand years should be fulfilled.... and I
saw the souls of them that were beheaded
for the witness of Jesus. . .and they lived and
reigned with Christ a thousand years.. . .
And when the thousand years are expired,
Satan shall be loosed out of his prison.
And shall go out to deceive the nations
which are in the four quarters of the earth,
Gog and Magog, to gather them together to
battle... and fire came down from God out
of heaven, and devoured them.
And the devil that deceived them was cast
into the lake of fire and brimstone, where
the beast and the false prophet are, and shall
be tormented day and night for ever and
ever....
And I saw the dead, small and great,
stand before God, and the books were
opened....
And whosoever was not found written in
the book of life was cast into the lake of fire
[Revelation 20: 1-15].
How, then, did this original concept of a
forthcoming reign of Christ become trans-
mogrified in popular speech into a word
for calendric transitions at multiples of
one thousand? The main reason must be
simple confusion and loss of knowledge
about the original meaning, as apocalyptic
versions of Christianity, not to mention
Bible reading in general, decline in popu-
larity (despite, to say the least, vigorous,
continuing support in some circles!). But a
rationale of sorts for the transfer of mean-
ing does exist within the history of escha-
tology, particularly in its intersection with
my profession of geology in attempts to
ascertain the age of the earth.
Many biblical passages state that God's
day may be compared with a thousand
human years: "Be not ignorant of this one
thing, that one day is with the Lord as a
thousand years, and a thousand years as
one day" (2 Peter 3:8: see also Psalm 90).
This comparison, read literally, led many
interpreters to conclude that the seven
days of Creation must correspond with a
maximal duration of 7,000 years for the
earth from Creation to final destruction at
the Last Judgment. In this scheme, the
seventh or last cosmic epoch, correspond-
ing to God's day of rest after six days of
furiously creative activity, would be a
thousand-year period of bhss, the grand
sabbath of the traditional millennium. If
either science or hermeneutics could then
determine the time of the earth's origin, we
might know the moment of inception for
this last happy age.
Most calculations of the earth's age, if
done Uterally from bibUcal life spans and
other ancient sources, place the Creation
somewhere between 3761 B.C. (the Jewish
calendar) and more than 5500 B.C. (the
Septuagint, or Greek Bible). Therefore, a
transition into the millennial age might
well be on the horizon — or should have
occurred just a while ago, according to
your favored calculation. True, none of the
suggested times of Creation give any rea-
son to redefine a millennium as a transi-
tion around a date with three zeros in its
written form, but at' least we may under-
stand why people might conflate a future
period of millennial bhss with some sys-
tem for counting historical time in periods
of one thousand years.
Rightful times: As a man of below aver-
age stature myself, I am dehghted to report
that the source of all our infernal trouble
about the ends of centuries may be laid on
the doorstep of a sixth-century monk
named Dionysius Exiguus, or (literally)
Dennis the Short. Instructed to prepare a
chronology for Pope Saint John I, Little
Dennis decided to begin countable years
with the foundation of Rome. But, neatly
balancing his secular and sacred alle-
giances, Dionysius then divided rime
again at Christ's appearance. He reckoned
Jesus' birth at December 25, near the end
of the year 753 a.u.c. (standing for ab
iirbe condita. or "from the foundation of
the city," that is, of Rome). Dionysius then
restarted time just a few days later on Jan-
uary 1, 754 A.u.c. — not Christ's birth, but
the feast of the circumcision on his eighth
day of life, and also, not coincidentally,
New Year's Day in Roman and Latin
Christian calendars.
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Dionysius's legacy has provided little
but trouble. First of all, he didn't even get
the date right, for Herod died in 750 a.u.c.
Therefore, if Jesus and Herod overlapped
(and the Gospels will have to be drasti-
cally revised if they did not), then Jesus
must have been bom in 4 B.C. or earlier —
thus granting the bearer of time's title sev-
eral years of life before the inception of his
own era!
But Dennis's, misdate of Jesus counts as
a mere peccadillo compared with the con-
sequences of his second bad decision. He
started time again on the eighth day of
Jesus' life, January 1, 754 A.u.c. — and, get
this, he called the date January 1 of a.d. 1
(Anno Domini, or, "yeai" of the Lord").
In short, Dennis neglected to begin his
new time with year zero, thus discombob-
ulating all our usual notions of counting.
During the year that Jesus was one year
old (by Dennis's state of reckoning), the
time system that supposedly started with
his birth was two years old. (Babies are
zero years old until their first birthday;
modem time was already one year old at
its inception.) The absence of a year zero
also means that we cannot calculate alge-
braically (without making a correction)
through the b.c.-a.d. transition. The time
from 1.5 B.C. to a.d. 1.5 is one year, not
three year's.
The problem of centuries also arises
from this peculiarity — and for no other
reason. If we insist that all decades must
have ten years, and all centuries one hun-
dred years, then year 10 belongs to the first
decade — and, sad to say, year 100 must re-
main in the first century. Thenceforward,
the issue never goes away. Every year with
a '00 must count as the hundredth and
final year of its century — no matter what
common sensibility might prefer. The year
2000 must complete the twentieth cen-
tury— and not launch the next millennium.
Or so the pure logic of Dennis's system
dictates. If our shortsighted monk had
only begun with a year zero, then logic and
sensibility would coincide, and the wild
millennial bells could ring forth but once
and resoundingly at the beginning of Jan-
uary 1, 2000. But he didn't.
Since logic and sensibility both have le-
gitimate claims upon our decision, the
great and recurring debate about century
boundaries simply cannot be resolved.
The logic of Dionysius's arbitrary system
dictates one result — that centuries change
between '00 and "01 years. Common sen-
sibility leads us to the opposite conclu-
sion: we want to match transitions with the
extent or intensity of apparent sensual
change, and 1999 to 2000 just looks more
definitive than 2000 to 2001 , so we set our
millennial boundary at the change in all
four positions, rather than the mere incre-
ment of one to the last position. (I refer to
this position as "common sensibility"
rather than "common sense" because sup-
port invokes issues of aesthetics and feel-
ing rather than logical reasoning.)
One might argue that humans, as crea-
tures of reason, should be willing to subju-
gate sensibility for logic; but we are, just
as much, creatures of feeling. And so the
debate has progressed at every go-round.
Hillel Schwaitz, for example, cites two let-
ters to newspapers, written from the camp
of common sensibility in 1900: "I defy the
most bigoted precisian to work up an en-
thusiasm over the year 1901, when we will
already have had twelve month's experi-
ence of the 1900s." "The centurial figures
are the symbol, and the only symbol, of the
centuries. Once every hundred years there
is a change in the symbol, and this great
secular event is of startling prominence.
What more natural than to bring the cen-
tury into harmony with its only visible
mark?"
I do so love human foibles; what else
can keep us laughing (as we must) in this
vale of tears. The more trivial an issue, and
the more unresolvable, so does the heat of
debate and the assurance of absolute right-
eousness intensify on each side (just con-
sider professorial arguments over parking
places at university lots). The same clamor
arises every hundred years. An English
participant in the debate of 1800 versus
1801 wrote of "the idle controversy, which
has of late convulsed so many brains, re-
specting the commencement of the current
century." On January 1, 1801, a poem in
the Connecticut Courant pronounced a
plague on both houses (but sided with
Dionysius):
Precisely twelve o'clock last night.
The Eighteenth Century took its flight.
Full many a calculating head
Has rack'd its brain, its ink has shed.
To prove by metaphysics fine
A hundred means by ninety-nine;
While at their wisdom others wonder'd
But took one more to make a hundred.
The same smugness reappeared a cen-
tury later. The New York Tunes, with antic-
ipatory diplomacy, wrote in 1 896:
As the present century draws to its close we
see looming not very far ahead the vener-
able dispute which reappears every hundred
years — viz: When does the next century
begin?... There can be no doubt that one
person may hold that the next century be-
gins on the Istof Januaiy, 1900, and another
that it begins on the 1st of January, 1901,
and yet both of them be in full possession of
their faculties.
But a German commentator remarked:
In my life I have seen many people do battle
over many things, but over few things with
such fanaticism as over the academic ques-
tion of when the century would end. . . . Each
of the two parties produced for its side the
trickiest of calculations and maintained at
the same time that it was the simplest matter
in the world, one that any child should un-
derstand.
You ask where I stand? Well, publicly
of course I take no position because, as I
have just stated, the issue is unresolv-
able— for each side has a fully consistent
argument within the confines of different
but equally defensible systems. But pri-
vately, just between you and me, well, let's
put it this way: I know a young man with
severe cognitive limits as a result of inborn
mental handicaps, but who happens to be a
prodigy in day-date calculation (he can in-
stantaneously give the day of the week for
any date, thousands of years past or future;
we used to call such people idiot savants, a
term now happily fading from use, al-
though I have no love for its euphemistic
substitute, "savant syndrome"). I asked
him recently whether the millennium
comes in 2000 or 2001 — and he re-
sponded unhesitatingly, "In 2000. The first
decade had only nine years."
What an elegant solution, and why not?
After all, no one then living had any idea
whether they were toiling in year zero or
year one — or whether their first decade
had nine or ten years, their first century
ninety-nine or a hundred. The system
wasn't invented until the sixth century and
wasn't generally accepted in Europe until
the eleventh century. So why don't we just
proclaim that the first century had ninety-
nine years? Centuries can then turn when
common sensibility desires, and we under-
score Dionysius's blessed arbitrariness
with a caprice, a device of our own that
marries the warring camps. Neat, except
that I think people want to argue passion-
ately about trivial unresolvabilities — lest
they be compelled to invest such rambunc-
tious energy in real battles that might kill
somebody. So be it.
What else might we salvage from re-
heai'sing the history of a debate without an
answer? Ironically, such arguments con-
tain the possibility for a precious sociolog-
ical insight: since no answer can arise
from the "externalities" of nature or logic,
Natural History 4/94
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changing viewpoints provide "pure" tra-
jectories of evolving human attitudes —
and we can therefore map societal trends
without impediments of such confusing
factors as discovered truth.
I had intended to spend only a few
hours in research for this essay, but as I
looked up documents from century transi-
tions, I noticed something interesting in
this sociological realm. The two posi-
tions— I have called them "logical" and
"common sensible" so far in this essay —
also have clear social correlations that I
would not have anticipated. The logical
position — that centuries must have a hun-
dred years, and transitions must therefore
occur, because Dionysius included no year
zero, between '00 and '01 years — has al-
ways been overwhelmingly favored by
scholars, and by people in power (press
and business in particular), representing
what we may call "high culture." The
common sensible position — that we must
honor the appearance of maximal changes
between '99 and '00 years and not fret
overly about Dionysius's unfortunate lack
of foresight — has been the perpetual fa-
vorite of that mythical composite once
designated as John Q. Public, or "man in
the street," and now usually called vernac-
ular, or "pop," culture.
The distinction goes back to the very
beginning of this perpetually recurring de-
bate about century transitions. Hillel
Schwartz traces the first major hassle to
the 1699-1701 passage (place the moment
where you wish), the incarnation that
prompted Samuel Sewall's trumpeting in
Boston. Interestingly, part of the discus-
sion then focused upon an issue that has
been persistently vexatious ever since:
namely, did the first millennial transition
of 999-1001 induce a period of fear about
an imminent apocalyptical ending of the
world — called "the great terror" by sup-
porters of this position. Opinions range
from the luridly supportive (see the re-
markably uncritical book by Richard Er-
does, who elevates every hint of rumor
into a dramatic assertion — A.D. WOO,
Harper and Row, 1988), to the fully de-
bunking (see Hillel Schwartz, previously
cited, and scores of references cited in
chapter one therein).
I will, in my ignorance, take refuge in
the balanced position of the French histo-
rian Henri Focillon {The Year 1000, Fred-
erick Ungar, 1969). Focillon allows that
apocalyptic stirring certainly occurred — at
least locally in France, Lorraine, and
Thuringia — toward the middle of the tenth
century. But he finds strikingly little evi-
dence for any general fear surrounding the
year 1000 itself — nothing in any papal
bull, nothing from any ruler.
On the plus side, one prolific monk
named Raoul Glaber certainly spoke of
millennial terrors, stating that "Satan will
soon be unleashed because the thousand
years have been completed." He also
claimed, although no documentary or
archeological support has been forthcom-
ing, that a wave of church building began
soon after 1000, when folks finally real-
ized that Armageddon had apparently
been postponed: "About three years after
the year 1000," wrote Glaber, "the world
put on the pure white robe of churches."
^^^'^'i^i::>
Glaber's tale provides a striking lesson
in the dangers of an idee fixe. He was still
alive in 1033, still trumpeting the forth-
coming millennium — although he admit-
ted that he must have been wrong about
Christ's nativity for the beginning of a
countdown, and now proclaimed that the
apocalypse would surely arrive instead at
the millennium of Christ's Passion in
1033. He read a famine of that year as a
sure sign: "Men believed that the orderly
procession of the seasons and the laws of
nature, which until then had ruled the
world, had relapsed into the eternal chaos;
and they feared that mankind would end."
I doubt that we should grant much criti-
cal acclaim to Fra Glaber (who, according
to other sources, was quite a wild charac-
ter, having been expelled from several
monasteries during his checkered career).
I do tend to side with critics of the great
terror. Why, after all, should the year 1(X)0
have provoked any great reaction at the
time — especially since Dionysius's sys-
tem had not been generally accepted, and
different cultures hadn't even agreed on a
date for the inception of a new year. I sus-
pect that the notion of a great terror must
arise largely as an anachronistic backread-
ing, combined with clutching at a few le-
gitimate straws.
As another reason for doubting a great
terror in 999-1001, the legend of such an
episode begins with only a brief mention
in a late sixteenth century work by the Vat-
ican librarian Cardinal Cesare Baronio.
Once the debate on century endings got
started in the 1690s, however, backreading
into the first millennium became in-
evitable. Did the legendary terror occur at
the end of 999 or 1000? Interestingly, the
high-culture versus pop-culture distinc-
tion can be traced even to this anachronis-
tic reconstruction, with scholars favoring
1000, and popular legends 999. Hillel
Schwartz writes:
Sarcastic, bitter, sometimes passionate de-
bates in re a terminus on New Year's Eve
'99 vis-a-vis New Year's Eve '00, have
been prosecuted since the 1690s and confu-
sion has spread to the mathematics of the
millennial year. For Baronio and his
(sparse) medieval sources, the excitements
of the millennium were centered upon the
end of the year 1000, while the end of 999
has figured more prominently in the legend
of the panic terror.
The pattern has held ever since, as the
debate bloomed in the 1690s, spread in the
1790s with major centers in newspapers of
Philadelphia and London (and added
poignancy as America mourned the death
of George Washington at the very end of
10 Natural History 4/94
Shown smalleT than
actual size of 5" in height
©1994 MBI
An extraordinarily detailed sculpture —
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ENC97
1799), and burst out all over the world in a
frenzy of discussion during the 1890s.
The 1890s version displays the clearest
division of high versus vernacular culture.
A few high-culture sources did line up be-
hind the pop favorite of 1899-1900.
Kaiser Wilhelm II of Germany officially
stated that the twentieth century had
begun on January 1, 1900. A few barons
of scholarship, including such unlikely
bedfellows as Sigmund Freud and Lord
Kelvin, agreed. But high culture over-
whelmingly preferred the Dionysian im-
perative of 1900-1901. An assiduous sur-
vey showed that the presidents of Harvard,
Yale, Princeton, Cornell, Columbia, Dart-
mouth, Brown, and the University of
Pennsylvania all favored 1900-1901 —
and with the entire Ivy League so firmly
behind Dionysius, why worry about a
mere Kaiser (even though the king of
Sweden rallied to Wilhelm's defense).
In any case, 1900-1901 won decisively
in the two forums that really matter Virtu-
ally every important public celebration of
the new century throughout the world (and
even in Germany) occurred from Decem-
ber 31, 1900, into January 1, 1901. More-
over, essentially every major newspaper
and magazine officially welcomed the
new century with their first issue of Janu-
ary 1901. I made a survey of principal
sources and could find no exceptions. The
Nineteenth Century, a leading British peri-
odical, changed its name to The Nine-
teenth Century and After, but only with the
January 1901 issue, which also featured a
new logo of bifaced Janus, with an old,
bearded man looking down and left into
the nineteenth century, and a bright youth
looking right up into the twentieth. Such
reliable standards as the Farmer's Al-
manack and the Tribune Almanac de-
clared their volumes for 1901 as "first
number of the twentieth century." On De-
cember 31, 1899, the New York Times
began a story on The Nineteenth Century
by noting: 'Tomorrow we enter upon the
last year of a century that is marked by
greater progress in all that pertains to the
material well-being and enlightenment of
mankind than all the previous history of
the race." On January 1, 1901, the lead
headline proclaimed "Twentieth Century's
Triumphant Entry" and described the fes-
tivities in New York City: "The lights
flashed, the crowds sang, the sirens of craft
in the harbor screeched and roared, bells
pealed, bombs thundered, rockets blasted
skyward, and the new century made its tri-
umphant entry." Meanwhile, poor Carry
Nation never got to watch the fireworks, or
even to raise a glass, for a small story on
the same first page announced "Mrs. Na-
tion Quarantined — smallpox in jail where
Kansas saloon wrecker is held — says she
can stand it."
So high culture still held the reins of
opinion last time around — even in such
organs of pop culture as the Farmer's Al-
manack, no doubt pubUshed by men who
considered themselves among the elite.
But consider the difference as we ap-
proach this millennium — for who can
doubt that pop culture will win decisively
on this most important replay. Arthur C.
Clarke and Stanley Kubrick stood by
Dionysius in book and film versions of
7.C.VE)
2001, but I can hardly think of another
source that does not specify the inception
of 2000 as the great moment of transition.
All book titles of our burgeoning Uterature
honor pop culture's version of maximal
numerical shift — including Ben Bova's
Millennium: A Novel about People and
Politics in the Year 1999; J. G. de Beus's
Shall We Make the Year 2000; Raymond
Williams's The Year 2000; and even
Richard Nixon's 7999.- Victory Without
War. Prince's album and lead song "1999"
cite the same date from this ne plus ultra
of pop sources.
Cultural historians have often remarked
that expansion of pop culture, including
both respect for its ways and means and
diffusion of its influence, marks a major
trend of the twentieth century. Musicians
from Benny Goodman to Wynton Mar-
salis play their instruments in jazz bands
and classical orchestras. The MetropoUtan
Opera has finally performed Porgy and
Bess — and bravo for them. Scholars write
the most damnedly learned articles about
Mickey Mouse.
This remarkable change has been weU
documented and much discussed, but
commentary has so far missed the impor-
tance of this example for the great century
debate. This distinction stiU mattered in
1900, and high culture won decisively by
imposing January 1, 1901, as the inception
of the twentieth century. Pop culture (or
the amalgam of its diffusion into courts of
decision makers) may already declare
clear victory for the miUennium, which
win occur at the beginning of the year
2000 because most people so feel it in
their bones, Dionysius notwithstanding —
and again I say bravo. My young friend
wanted to resolve the debate by granting
the first century only ninety-nine years;
now ordinary humanity has spoken for the
other end — and the transition from high-
culture dominance to pop-culture diffu-
sion may resolve this issue of the ages by
granting the twentieth century but ninety-
nine years!
How lovely — for eternal debates about
the unresolvable really do waste a great
deal of time, put us in bad humor, and sap
our energy from truly important pursuits.
Let us, instead, save our mental fight — not
to establish the blessed millennium (for I
doubt that humans are capable of such per-
fection), but at least to build Jerusalem
upon our planet's green and pleasant land.
Stephen Jay Gould teaches biology, geol-
ogy, and the history of science at Harvard
University.
12 Natural History 4/94
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Science Lite
Socket to Me
It all started with that jerk Phillips...
by Roger L. Welsch
Thomas Carlyle, Scottish essayist and
historian, wrote in the early nineteenth
century, "Man is a tool-using animal....
Without tools he is nothing, with tools he
is all." French philosopher Henri Bergson
wrote in the early years of this century,
"Intelligence. . .is the faculty of making ar-
tificial objects, especially tools to make
tools." American anthropologist and ulti-
mate toolman Tim Allen said a few
months ago, "Man is the only animal to
borrow tools."
Tve already covered borrowing tools in
a previous column. Now I am interested in
the nature of tools themselves, the quintes-
sential artifact (from the Latin, "made by
skill"). Now comes Welsch's corollary:
Man (or Woman) is not simply a tool-
using animal, or a tool-making-tool-using
animal, or even a tool-borrowing animal,
but a tool-loving animal. The team of six
accountants at Sears who handle my
Craftsman tool account will verify that.
I'm kidding, of course. I have a set of
tools I use for working on old tractors — a
modest set of tools. Well, maybe it isn't
really a modest set of tools. Lots of tools.
Okay, most of my estate is tied up in
socket wrenches.
More tools than I need? Well, actually I
don't need any tools at all. I could take my
tractors up to town and let a real mechanic
'Wo, no, no!. . . That regular rock. Me need Phillips! "
'The Far Side." © 1 991 . FarWorks, Inc Dist- by Universal Press Syndicated. Reprinted with permission. All rights reserved.
14 Natural History 4/94
work on them. I don't even need the trac-
tors, since my farm isn't much in the way
of a farm. And my taste in tractors leans
toward tractors that aren't much in the way
of tractors. In fact, I make more money
writing about tractors than sitting on them.
But I like working on tractors and I like
tools, so I have tools. Lots of tools.
I don't really need many tools to work
on these tractors, which are each and
every one of them an Allis Chalmers WC
tractor, made between 1935 and 1942.
Frankly, about all you need to work on a
1937 Allis Chalmers WC is a medium-
size crescent wrench, a claw hammer, and
a screwdriver Two of each would be nice,
but I suppose I could jam the bolt of a
stuck nut with any old piece of yard iron if
I had to.
The old maintenance and service manu-
als for WCs do call for some fancy tools
such as torque wrenches, bushing pullers,
and feeler gauges, but most of these old
machines, if they could talk, would tell
you that they never in their sixty years of
life felt a torque wrench, bushing puller, or
feeler gauge.
Most old mechanics I know never use
phrases like "foot-pounds torque" or ".019
tolerance." They tell me to turn down the
oil pan bolts until the gasket puckers out a
trifle, and to be sure the cyhnder sleeve
doesn't sit above the block more than will
catch on a fingernail. "Tighten the nut fin-
ger tight," they say, "and then turn it an-
other quarter of a turn." Or, "Use an eight-
inch crescent to tighten it just enough that
your eyes pooch out a little."
Oh, but you should see how pretty that
set of sockets looks, all in a row on that
pegboard. Here, try the heft on this three-
quarter-inch ratchet. And listen to the mu-
sical click it makes on the return pull. Take
a look at this two-ton engine hoist; isn't
that pretty? And when I put the load-lev-
^1
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. RESERVATION APPLICATION
Both doors open smoothly, as do the hood
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The 1948 Chrysler
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I The Danbury Mint
! 47 Richards Avenue
I Norwallc, CT 06857
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eler on it, pulling an engine is as easy as
sucking the pimento out of a cocktail
olive.
I love tools, but I have my limits, and I
suspect that humanity does too. Two
things in my life have generated and agi-
tated (in that order) those suspicions dur-
ing the past couple of weeks. First, I sent a
note to our household insurance carrier re-
questing coverage for my shop and mod-
est set of tools. The woman who handles
our account wrote back, telling me I would
have to list all my tools and the value of
each one. I want you to imagine for a mo-
ment going to your agent to get collision
coverage on your new Taurus and having
that person say to you, "I'll need a list of
all its parts and their value." You could get
a second job and earn enough to buy an-
other Taurus before you could put together
an inventory like that!
I went out to my shop and looked
around. Where would I start an inventory?
Socket wrenches? Metric sockets?
Crow's-foot metric sockets? Three-
eighths-inch drive crow's-foot metric
sockets? Wobble-mount, three-eighths-
inch drive, crow's-foot metric sockets?
The good set from Sears that I don't like to
get dirty, or the cheap set from Taiwan that
is missing the 9/16-inch socket (which
doesn't really matter, I guess, because for
some reason it never tit a 9/16-inch bolt
anyway)?
Inventory my tools? Lady, you must be
crazy!
The second life-crisis that focused my
attention on tools was when Lovely Linda
asked me to install a window air condi-
tioner in her studio. Easy enough. I
grabbed a hammer, a screwdriver, a tool
knife (to cut plastic sealers), and a crescent
wrench and headed up the stairs. I pulled
the machine out of its box, pried loose the
window I had painted shut last summer,
and got to work. As is her custom, instead
of letting me get on with the job, Linda
made a nuisance of herself and insisted
that I waste even more time by reading the
instructions.
That done, I proceeded to do what I
would have done anyway. But when it
came time to adjust the side curtains
(never mind what side curtains are; just
take my word for it that the time did come
when I needed to adjust them), I found that
the screws were not the good, old-fash-
ioned slotted kind, so I had to go down two
flights of stairs and out to my shop to get a
Phillips screwdriver. When I got back up-
stairs, I found that the screws weren't even
Phillips screws (the ones with the little
cross on the top); these were something-
else-head screws with a little star on the
top. I don't know what they're called and I
don't have a driver for them. I took a hack-
saw and cut a groove across each one so I
could use a regular screwdriver. (Early in
this process Linda took our daughter An-
tonia and fled to a safe house in a city not
far from here.)
It's the same thing these days with nails,
bolts, brackets, zippers, staples, knife
blades, nuts, washers, whatevers. A bolt is
no longer a bolt. There are Torx drivers,
Allen wrenches, Pitman pullers, bastard
files. I can't say for sure, but I think it all
started with that jerk Phillips who in-
vented the aberrant screwdriver. I was
ready to tell him off, but when I checked
my dictionary I found that Henry F.
PhiUips died in 1958. Just as well: if I had
done something that stupid, I wouldn't
want to be around when Roger L. Welsch
found out either.
As soon as Mr. Philhps worked his evil,
every nut-case in the world wanted a
screwdriver named after him, and there
went the pure and beautiful principle of a
toolbox that could be carried by something
less than dump truck. Moreover, different
groups use different terms for tools. Take
men and women, for example. My daugh-
ter Joyce is painting our kitchen cabinets
and not ten minutes ago she came into my
office and asked where she could find "a
teeny-weensy sharp-end screwdriver" and
"squinch-nose pliers."
Someone somewhere along the fine has
taken my modest fetish and degraded it
into an obsession. A perversion. Even
though my tractors don't need all those
tools, all those tools need me. Now, when I
cast about for the only 9/32-inch box-end
crescent wrench I own, I can't find it. I
can't find it because it is buried some-
where under all those other tools I need for
installing dumb things like window air
conditioners. The only solution is to buy
another 9/32-inch box-end wrench, or
maybe two, so when I can't find the second
one, I can maybe find the third. And then
maybe a spare I can keep in my last-resort
drawer.
The natural consequence of that process
is that on my next project I can't find my
7/16-inch ratchet wrench because it sud-
denly seems that all I can find is a 9/32-
inch box-end wrench. Maybe I need a cou-
ple more 7/16-inch ratchets. And so it
goes.
Folklorist Roger L. Welsch lives on a tree
farm in Dannebrog, Nebraska.
1 6 Natural History 4/94
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14.4%
For the period ending 12/31/93. Source: Upper Analytical Services, Inc. 'Morningstar proprietary ratings
reflect historical risk-adjusted performance as of 1/31/94, The ratings are subject to change every month
Morningstar ratings are calculated from the funds' three-, five- and ten-year average annual returns with
appropriate fee adjustments and a risk factor that reflects fund performance relative to three-month
Treasury bill monthly returns. Ten percent of the funds in an investment category receive five stars and
22,5% receive four stars. "Berger Associates assumed management of the Funds 9/30/74,
Our performance has paid off with five stars.
Morningstar, an independent evaluator of mutual funds,
publishes a monthly rating of mutual funds based on
average annual returns, fees and a risk factor. For the
period ending 1/31/94, both the Berger 100 and
Berger 101 Funds earned Morningstar's highest
possible five-star overall rating.
Please call (800) 3334001
for a prospectus containing more complete information
including management fees, charges and expenses.
Read it carefully before investing.
Together we can move mountains/'"
The figures in the chart represent past perfornnance and do not guarantee future results.
These perfornnance figures include changes in share price and reinvestment of dividends
and capital gains, which will fluctuate so tiat shares, when redeemed may be worth more
or less than their original cost. The figures include the deduction of 12b-1 fees beqinninq
in June, 1990. a a
© 1994 Berger Associates. Inc. 6,494
Far from the madding crowds
Discover the best of Britain
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a storybook village awaits you.
with British Airways Holiday si
M.
Take a walk in Dorset and discover a world virtually
untouched by time, where towns have cobbled streets and
thatched roofs much the same as they did when Thomas Hardy
wrote. Explore the seaside town in Wales that was Dylan
Thomas' favourite spot. Or plan an adventure in Scotland, the
homeland of Robert Burns and Sir Walter Scott.
Britain has always been a land filled with inspiration and
wonderful places to visit. Think of Shakespeare's Stratford-
upon-Avon, Chaucer's Canterbury, Dickens' London. And British
Airways Holidays is a great way to see all this, and more.
In the "London Plus..." brochure, you'll find car rentals,
dozens of independent tours, and tours by motorcoach. For a
leisurely trip exploring villages and the countryside, the Bed and
Breakfast Fly-Drive Holiday offers a rental car and a choice of
hundreds of cozy "B&Bs."
British Airways makes it all so easy, with nonstop flights to
London from 18 U.S. cities, to Manchester from New York and
Los Angeles, and to Birmingham from New York. And now, in
alliance with USAir, British Airways serves many more U.S. cities.
To enjoy British Airways Holidays, you must book
before you leave the U.S. and fly British Airways. Call or send
now for your free colour brochures. Then call your travel agent.
And plan to make
your own escape from
the madding crowd.
British AIRWAYS
The worlds favourite airline.* .
City-
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and "Britain," call toll free: 1-800-945-5772.
Or write: British Tourist Authority,
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Britain.World Capital of Tradition.
TfflsLA
Shingleton Bog, Michigan
by Robert H.Mohlenbrock
In Hiawatha National Forest, in Michi-
gan's Upper Peninsula, a five-square-mile
wetland is known locally as Shingleton
Bog. But because most of the area is not
very acidic, the term bog is inappropriate
under the definitions developed by Michi-
gan botanist Howard Crum {see "This
Land," March 1994). Since it contains
ample sphagnum, or peat moss, it is a
peatland. Its various open areas, which are
best termed "fens," are interspersed with
tree-studded patches known as white
cedar swamps and black spruce muskegs.
Among its habitats, Shingleton Bog has
a "poor" fen and a "patterned" fen. To see
them, I followed Hiawatha National Forest
ecologist Jan Schultz, regional forest
botanist Lawrence Stritch, and research
natural area coordinator Lucy Tyrrell
through a rather impenetrable white cedar
swamp adjacent to Forest Highway 225 1 .
The white cedar swamp is a natural com-
munity that gradually arose following the
retreat of the great glaciers that covered
the region some 12,000 years ago. At that
time, heavy, waterlogged soil began to
Jack W. Dykinga
20 Natural History 4/94
build over the limestone bedrock. Sphag-
num mosses eventually covered much of
the soil, and their decomposed remains
began to accumulate as peat.
The considerable calcium in the under-
lying limestone kept the peatland from be-
coming acidic, so that the fen maintained
itself until white cedar seedlings began to
invade. As more and more trees became
established and grew to maturity, their
dense cover promoted the growth of
shade-tolerant plants.
The white cedar swamp was difficult to
walk through because of the low-hanging
branches, which often reach the ground. In
addition, there were weak areas in the mat
of sphagnum beneath the trees where one
could easily step through and twist an
ankle. Filling the understory were shoul-
der-high clumps of royal fern and cinna-
mon fern. Here and there, occasional pink
lady's-slipper orchids and bluebead lihes
grew among thick patches of low-grow-
ing, evergreen club mosses.
The ground sloped down imperceptibly
as we made our way through the cedar
swamp. Even though I could not detect the
difference, the plants responded to the
slight change in soil and moisture. Almost
abruptly, the crowded, large white cedars
gave way to open habitat containing few
woody plants, all of them dwarfed and
gnarled. Apart from cedars, there was an
occasional tamarack, a few red maples,
and a scattering of shrubs — red choke-
berry, mountain holly, and raisin tree. As
we proceeded, the ground became wetter,
and water rose above the toes of our boots
with every step.
Crum describes this type of community
as a poor fen because of its greater degree
of acidity, not because it lacks a diversity
of plants. Dozens of low-growing wild-
Tamaracks and cattails, left, grow in
Shingleton Bog's "poor" fen.
Right: Pink lady's-slipper orchid.
John Gerlach; Dembinsky Photo Associates
^'^^■<S
Joe LeMonnier
0 VlOOMiJ.es 175)
•ILUNOIS .1 ' ' r :, "^ '■
flowers grow on the sphagnum-dominated
soil, all species adapted to saturated soils,
cool summers, and frigid winters with
long durations of snow cover. They in-
clude bushy-branched horsetail, winter-
green, starflower, and bunchberry (a four-
inch-tall, nonwoody type of dogwood).
Carnivorous sundews and pitcher plants,
as well as a wide variety of slender, deh-
cate sedges, are also common.
After making our way for a few hun-
dred feet through this fragile, watery ter-
rain— being careful not to step on the
flowering plants — we left behind most of
the scraggly trees and faced a meadowlike
area with small rivulets of water running
between ridges covered by sphagnum
moss and other vegetation. This was the
patterned fen, although the pattern was not
immediately visible. If we could have
looked down from above, however, we
would have seen that the ridges and
rivulets were all more or less parallel to
one another, oriented east-west at right
angles to the sUght slope of the terrain.
Peatlands all across the more northerly
regions may contain patterned fens. Scien-
tists in Europe recognized them many
years ago, calling them aapamires. The
rivulets are referred to as flarks, while the
adjacent ridges of soil and vegetation are
called strings. Biologists have come up
with several hypotheses concerning the
origin of patterned fens. One suggestion is
that the alternate freezing and thawing of
the soil over a long period of time eventu-
Bunchberry is a nonwoody type of
dogwood.
Doug Locke: Dembinsky Photo Associates
ally gives rise to the altemating flarks and
strings.
While freezing and thawing may play a
role in creating patterned fens, there may
be a more important factor. Patterned fens
usually arise where the terrain has a grad-
ual, nearly imperceptible grade of about 2
percent. Through time, soil slides down
this small gradient. When one edge of the
slipping soil hooks onto something, such
as a small tree or even a rock, flie soil
tears, forming a flark along the tear hne.
After many years of constant sliding and
tearing, a distinct pattern of altemating
flarks and strings becomes evident.
At Shingleton Bog, the strings and
flarks may be as narrow as one foot or as
Shingleton Bog
For visitor information write:
Forest Supervisor
Hiawatha National Forest
2727 N. Lincoln Road
Escanaba, Michigan 49829
(906) 786-4062
much as thirty feet wide and are usually
from ten to one hundred or more feet long.
The strings may stand as much as three
feet higher than the flarks, but usually the
contrast is more subtle. The amount of
water in the flarks varies with rainfall,
ranging from inconspicuous amounts up
to pools six inches deep. The water is
nearly neutral, with a pH of about 6.
Several plants seem confined to the
flarks: a tufted httle sedge known as Carex
exilis, the intermediate sundew, one kind
of bladderwort, and the white beaked rush.
The strings, on die other hand, provide
habitat for Kalm's lobeha, bog rosemary,
shrubby cinquefoil, a wild Uly, and several
flowering plants exceptionally rare for the
region. Most of the rarities, including a
sedge, an orchid, a sundew, a tiny rasp-
berry, and a willow herb, are arctic species
that were left behind when the great glaci-
ers of the Ice Age receded northward.
Robert H. Mohlenbrock, professor emeri-
tus of plant biology at Southern Illinois
University, Carbondale, explores the bio-
logical and geological highlights of the
156 U.S. national forests.
22 Natural History 4/94
The
Inka Empire
And
Its Andean Origins
Trace the story of the Andean peoples with this beautifully produced new appraisal of the ancient Inka and the
remarkable cultures that preceded them.
Written by Dr. Craig Morris, American Museum of Natural History Curator of Anthropology, and noted journahst
Adrianna von Hagen, this comprehensive study describes their agricultural methods, social organizations, pohtical
structure, religious beliefs, ceremonial practices, technologies, and artistic expression. The text resonates wdth more
than one hundred exquisite color photographs of objects from the Museum's rich collection of artifacts and offers
compelling panoramas of the spectacular and diverse Andean landscape.
252 pages, 9 7/8" x 9 7/8", 200 illustrations, cloth
To order send check or money order for $50.00 including shipping and handling within the U.S. to Meml>ers' Choice, American Museum of
Natural History, Central Park West at 79th Street, New York, NY 10024 or call toll-free I -800-43 7-003 3 for Mastercard and Visa ordei-s.
AMERICAN MUSEUM OF NATURAL HISTORY
TRAIN JOURNEYS
BEUING TO MOSCOW
September 15-30, 1994
The legendary Trans-Siberian is undoubtedly the greatest railway in the
world. Join a team of American Museum lecturers this September for an
extraordinary 5,300-mile journey from Beijing to Moscow aboard the
celebrated Orient Express. Tracing the ancient route of the tea caravans,
we will travel through the vast, remote Gobi, the Mongolian steppe, the
expansive and pristine Siberian taiga and along magnificent Lake
Baikal. We will also explore numerous Siberian cities, frontier towns
and traditional Mongolian ger encampments, as well as the great cities
of Beijing and Moscow.
BEIJING TO HANOI
with an optional extension to Angkor Wat
October 25 - November 12, 1994
Since the time of Marco Polo, the cultural riches and
natural wonders of China have intrigued visitors.
Lesser known are the many treasures of neighboring
northern Vietnam. This October, enjoy the spectacular
landscapes of rural China and Vietnam and a rare look
at some lesser-known cultures traveling with a team of
experts from Beijing to Hanoi. During our journey, we
will see the life-sized terracotta soldiers near Xi'an,
the Stone Forest of Kunming, the lovely Li River and
the Red River Valley of Vietnam, enjoying along the
way some of the most magnificent scenery in the
world.
American
Museum o1
Natural
History
Discovery Tours
Central Park West at 79th Street
New York, NY 10024-5192
Toll-free (800) 462-8687
(212) 769-5700 in NYS
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A Rediscover
MERICA
Alabama • Arizona • Georgia • Kentucky
Mississippi • New l-lampsliire • New Mexico
New Yorl< • Wisconsin • Wyoming
Has there ever been a more lyrical description
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Today, ecotourism is reinforcing America's
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They undoubtedly agree with Alexis de Toc-
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A-2
ALABAMA
The Camellia State is home to a memorable
group of public and private parks, one of which
was founded with the immense profits from the
creation of a soft drink. Mobile's Bellingrath
Gardens is a 65-acre expanse of spring-bloom-
ing azaleas, autumn chrysanthemums, and
winter poinsettas. The gardens were estab-
lished in 1 917 on the family estate of million-
aire Walter D. Bellingrath, a founding father of
Coca Cola.
Another "not to be missed" natural resource
is the Alabama Wildlife Center, open to the
public and nestled among ten wooded acres
within Oak Mountain State Park, near Birming-
ham. The Center has treated thousands of in-
jured wild birds and mammals and has re-
turned them successfully to the wild. Its
Treetop Nature Trail is an elevated boardwalk
flanked by spacious tree houses on stilts
whose elevation allows recovering birds to fol-
low their natural instinct of being high off the
ground.
The Wheeler National Wildlife Refuge and
Visitor Center, north of Bimiingham, is a pro-
tected wildlife refuge. Its innovative crop-shar-
ing programs with local farmers produce water-
fowl food on 4,000 acres; and its corn,
sorghum, millet, and soybean crops attract
geese, mallards, wigeon, pintail and black
ducks.
The Sequoyah Caverns, in the northeastern
corner of the state, are noted for their clear
"Looking Glass Lakes." Above ground is a pro-
tected home for buffalo, white fallow deer, and
peacocks.
"V
■^
^<ar V
In a tew years sne could turn
into a dinosaur.
Chances are you've never seen this creature before. And
chances are you're not alone. That's because there are as few as 2,000
manatees left in Florida. Which is why since 1976 Sea "World's
Research and Conservation Program has done everything possible to
rehabilitate the dying manatee population.
In our care right now is a manatee we call Fathom. She was
so badly injured, if left in the wild she would inevitably die. Due to
the nature of her injuries, Fathom was unable to float or breathe
properly, so we constructed a tailor-made wetsuit designed to help
facilitate her recovery. And we're proud to say, she's doing well.
Now while this contribution won't change the course of
history, it will give the manatee a better chance to see the future.
SeaWfrld
A pledge and a promise from tke AnLeuser-Busck Companies.
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INTERNATIONAL
PO Box 1 637C, Vashon, WA 98070
800-368-00 77
Bellingarth Gardens, Mobile, Alabama
ARIZONA
Canyon Country-the name alone conjures up
wild natural beauty, spectacular vistas, majestic
rock formations. Its lure begins with the might-
iest spectacle of them all, the Grand Canyon.
A mile deep, 277 miles long, and two billion
years in the making, it's one of America's most
awesome spectacles. Canyon afficionados can
view this wonder from rim-side or while hiking
or white-water rafting at the bottom of the
Canyon. Air tours take off from Tusayan near
the South Rim, where an IMAX Theatre pro-
jects the Grand Canyon story on a massive in-
door screen.
Lesser known Oak Creek Canyon, a dream-
world of red rock cliffs carved through forests
by a mountain stream, is accessible by highway
and has a half-dozen national forest camp-
grounds. Nearby Sycamore Canyon has no
roads at all and is a remote wilderness accessi-
ble only to hikers and horseback riders.
Less than an hour from the art colony of Se-
dona en route to the Grand Canyon are two na-
tional monuments: Walnut Canyon, with a se-
ries of cliff dwellings situated in a deep gorge,
and Wupatki, with some 800 prehistoric rock
abodes.
The 1 2,643 San Francisco Peaks north of
Flagstaff offer challenging high altitude trails for
hikers as well as lower elevations walks through
a blanket of wildflowers in summer.
Note: The Arizona Department of Tourism
has just published an EcoTourism Guide to
Canyon Country which focuses on archaeolog-
ical excavations, remote nature preserves and
Indian reservations.
GEORGIA
Spring is the ideal time to visit the Golden Isles,
part of a chain of barrier islands stretching 1 20
miles along Georgia's coast to Florida's border.
The gem of the group is Little Saint Simons
Island, off the coast at Brunswick. An environ-
ment geared to the conservation and preserva-
tion of natural resources, this secluded enclave
has the greatest concentration of shore-birds
on the Georgia coast. The six-mile long, three-
mile-wide retreat is an ideal nature preserve
with rare flora and fauna inhabiting Its pro-
tected sandy beaches, salt marshes, tidal flats,
and pine forests.
Little Saint Simons is a private island with a
handsome rustic pine lodge owned by the
Berolzheimer family dating to the turn-of-the
century. Accommodating a scant two-dozen
guests, it's known for its Southern "home-
cooked" cuisine featuring such regional dishes
as oyster stew and fried chicken.
The island is accessible by boat from its sib-
ling, the larger Saint Simons Island, whose
charms include horseback riding, salt water
fishing for red fish and flounder, or fly fishing
Wading bird, St. Simons Island, Georgia
A-4
Show me
square andri
show you
a soul.
Architect Robert
Parker Adams
considers Mississippi's
courthouse squares.
iut on the
bypass and the
edge of town
you'll always find the
discount stores and burger bams,
symbols of growth and what some would
call progress. But if you're searching for
the elusive Southern soul, set your watch
back a generation or two and head
straight for a courthouse square.
The old men are still there on the
magnoha-shaded benches, whittling
and talking hke their fathers before
them. The day's topic may be poHtics
or the upcoming flea market or crafts
show. Or Friday night's showdown
against the gridiron warriors from a
county away.
The shopkeepers still sweep the
sidewalks in front of the stores where
business is done on a personal level.
The dark drama of misdeeds and justice
is played out in the Greek Revival
courthouse, the focus of the community.
The scale of Mississippi's courthouse
squares isn't architectural. It's human.
For your copy of our free Mississippi
Vacation Planner, simply call us toll-free
at 1-800- WABMEST.
The South's Warmest Welcome
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It's natural fun. The kind that only
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pristine ocean waters. Take in our
historic Seven Mile Bridge. Or simply
enjoy our restaurants, shops and
boutiques. Its all here. Naturally.
For a free coupon book and more
information.call 1-800-2-MARATHON.
^■^//^
1VIARATI
IN THE HEART CT THE FIORIDAKEYS
Maker's Mark Distillery, Loretto, Kentucky
for trout. There's canoeing and boating on tidal
creeks, bicycling, hiking, and bird watching for
painted buntings, great blue herons, and os-
prey. Naturalists on staff bring guest and
wilderness together in compatible harmony.
KENTUCKY
The Bluegrass State has some remarkable mu-
seums and historic sites dedicated both to its
natural and manmade wonders.
Among Kentucky's natural wonders is Mam-
moth Cave National Park, whose explored pas-
sages extend 330 miles through five levels of
subterranean limestone chambers. Rangers
lead visitors to such sites as Frozen Niagara, Fat
Man's Misery, and the Bottomless Pit.
Here in mint julep land, the running of the
Kentucky Derby, on the first Saturday in May at
Churchill Downs, is a tribute to the state's great
horse farms. The local museum has a multi-
image show highlighting the Derby, past and
present, with hands-on exhibits.
Bourbon was a drink created by a Baptist
minister in Bourbon County in 1798. The Getz
Museum in Bardstown has a unique collection
of whiskey memorabilia, including a license is-
sued to Kentucky-born Abraham Lincoln in
1 833 to operate a tavern with the proviso that
"said Lincoln shall be of good behavior and ob-
serve the laws of Illinois." Among the museum's
nonpotable artifacts are Jenny Lind's velvet
cape and tools used by Trappist Monks in the
nearby monastery where Thomas Merton lived
and prayed.
A noted National Historic Landmark is
Maker's Mark, one of the oldest working distil-
leries in the United States. Dating to 1805, it is
located in Loretto and has regular tours.
MISSISSIPPI
Mississippi is more than just a river. This state
was once the secluded domaine of the
Choctaw, Chickasaw, and Natchez Indians-
until the French arrived in 1 699. Before the
Civil War, when cotton was king, it was one of
the nation's wealthiest states.
The era of affluence, splendour, and grace is
preserved in more than 500 antebellum prop-
erties throughout Mississippi, still standing
amid lush gardens. Possibly the finest are cen-
tered in Natchez. The city survived the Civil
War, as did its opulent plantation homes, some
of which are open year-round. Others are only
open during Natchez Pilgrimage weeks, which
were, started in 1 932 by the women of the city
to raise money for preservation. These tours
are given twice a year: three weeks in October
and four weeks in March and April.
Civil War memories come alive at Vicksburg
National Military Park, where the fall of the
"Gibraltar of the Confederacy" to Ulysses S.
Grant on July 4, 1 863, is remembered by mon-
uments and battle markers.
The 8,000-year-old Natchez Trace, now a
scenic autoroute without billboards, winds 400
miles through the state to Nashville. A re-
minder of the ancient trading trail of Native
Americans, it's home to protected wildlife.
Mississippi also has more tree farms than
any other state and the world's only cactus
plantation, with more than 3,000 varieties, is
located near Edwards, Mississippi.
A-6
A world of benefits
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Visit Tryon Palace
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Historic Sites &, Gardens
610 Pollock Street
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Longwood Plantation, Natchez, Mississippi
NEW HAMPSHIRE
Ecotourlsm could well have its roots in the
Granite State, which holds nearly two million
acres of parkland and forest as a public trust.
Half of the narrow coastline is public parkland.
The White Mountains have attracted nature
lovers and ordinary tourists ever since the area
was first settled in the 1 600s. Although heavily
deforested in colonial days, the mountains are
now almost completely wooded, with white
birch and maple replacing green fir and spruce.
Julia Ward Howe wrote: "If there is any kin-
ship with nature in you, here is this place the at-
tractions of society pale before the quietness,
the simplicity, the freshness of nature."
The exemplar of that freshness is arboreal
Franconia Notch, a pass through the moun-
tains. Its most noted feature is the "Old Man of
Franconia Notch State Park, New Hampshire
the Mountain," an incredible rock formation
once said to resemble the profile of either God
or President Jefferson.
Mount Washington, the tallest peak in New
England, has attracted hikers for centuries. As-
cent takes about five hours along a challenging
ravine trail edged with waterfalls and ponds. If
you're a railroad buff, ride the famed Cog Rail-
way dating to 1 869, which once carried Presi-
dent Grant to the summit. A vintage coal-pow-
ered steam engine pulls the train up the steep
grade. A third choice is a highway to the top,
where a souvenir shop sells bumper stickers
proclaiming "I climbed Mt. Washington."
NEW MEXICO
The unoffical name of New Mexico is "Land of
Enchantment" which the state lives up to hap-
pily. Its potpourri of activities that include
spring festivals colorfully marked by blooming
of yuccas (candles of the Lord), summer
mountain climbing, rodeos, fall aspen leaf
watching, and winter skiing.
The state's forty-eight parks range from high
mountain lakes and forests in the north to the
Chihuahua desert lowlands in the south. The
popular Carisbad Caverns' "Big Room" is large
enough to hold a dozen football stadiums.
Albuquerque (easier to find than to spell) is
dominated by the Sandia Mountains ("water-
melon" in Spanish)-a paradise for hiking and
horseback riding, with miles of nature trails,
streams, canyons and picnic sites. The city.
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founded in 1706, is vibrant with theatre, opera,
and ballet. Its "Old Town" has been restored,
and is now filled with trendy shops, galleries
and ethnic restaurants.
Santa Fe and Taos are paradise for painters,
poets, writers and artists. In celebration of their
Native American heritage, publeos near Santa
Fe (noted for their traditional polychrome pot-
tery handicrafts) have ceremonial dances on
feast days to which visitors are welcome.
New Mexico's official state flower is the
yucca (a lily that grows to tree-like heights); the
state bird is the roadoinner; the state tree, the
pinus edulis, or Rocky Mountain nut pine; the
state vegetables, pinto bean and chili peppers.
NEW YORK STATE
The sheer breadth of the Empire State tends to
obscure the curious fact that nearly 20 percent
of it lies within the Blue Line of the Adirondack
State Park. In this region, such magnificos as
Morgan and Vanderbiit created grand estates
and contributed to preserving much of the
mountain wilderness. The park, a patchwork of
private and public lands, is more accurately
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The revolutionary Fort Ticonderoga complex
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1 820s, was one of the first historic sites to be
preserved for the public. As a major tourist at-
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Taos Pueblo, New Mexico
traction, it lias a museum and a fife-and-drum
corps that performs in summer.
The Erie Canal, the longest linear park in the
country, stretches 363 miles from Buffalo to
Albany, connecting the Great Lakes with the
Atlantic Ocean. In the words of an old chanty,
mules toiled along a tow path hauling lumber,
coal, and hay. Passengers "got to know every
inch of the way" at an average speed of four
miles an hour Today's voyagers may travel at
about the same rate but can also tarry at nine
lock parks, twenty historical sites, and at such
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the oldest on the canal.
WISCONSIN
Wisconsin has developed a unique series of
twenty-three heritage road adventures. They
range from an annotated trip along the Missis-
sippi "road" to a Lake Michigan Circle tour and
a Frank Lloyd Wright routing that marks the
legacy of this native son who designed struc-
tures at forty-two sites in the state.
Typcially, the Lake Michigan Shoreline Tour
#1 starts at Kenosha (named by the
Potawatomi Indians for the resident pickerel)
just north of the Wisconsin/Illinois border on
the lake. A recommended stop here is the
Kemper Center, a complex of mid-1 800s his-
toric buildings in a county park.
At Racine motorists can visit the Wind Point
Lighthouse, built in 1 880. It's one of the tallest
still standing on the lake. Port Washington,
once a major commercial fishing port, is now a
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centerfor "biggame" fishing, where deepwater
charter boats take anglers after chinook, coho
salmon, or lake trout.
In and around Sheboygan, where Jack
Benny learned to play the violin, the Indian
Mound Park contains 1 8 original effigy burial
grounds of the early Woodland Indians which
are listed on the National Register of Historic
Places.
In nearby Kohler, the American Club is
(quixotically) also on the Register. It was built in
1918 as a dormitory for immigrant factory
workers who were taught English in night
school at company expense and who were
provided these "hygienic surroundings." Today,
the American Club is a five-star country inn;
the workers' "plain washroom" is now a
gourmet dining room.
WYOMING
Among the many protected natural environ-
ments in Wyoming, Yellowstone is the star It is
not only the world's first national park but also
the largest. Sprawling across volcanic plateaus
in the northwest corner of the state, Yellow-
stone contains more than two million acres of
steaming geysers, crystalline lakes, thundering
waterfalls, and panoramic vistas.
Its companion park is Grand Teton, called
Teewinot (Many Pinnacles) by the Indians. The
French trappers more graphically and romanti-
cally referred to the area - Grands Tetons
means "large breasts" in French.
Just south is Jackson Hole, a stunning 48-
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mile-long valley redolent of elk, the great
American buffalo, bald eagles, and trumpeter
swans. The town of Jackson, one of the West's
major cultural centers, has been hosting visi-
tors for more than a century, first as a ren-
dezvous for fur trappers and now the center of
a booming ski industry.
The nearby Spring Creek Resort, with its
lodge-pole buildings, is a registered game
refuge that offers a mountain "safari" led by a
wildlife biologist-perfect for spotting moose,
elk, and mule deer.
Healing mineral baths aren't found only in
Europe. The world's largest hot spring is lo-
cated in Big Springs, whose waters were given
to the people of America by Chief Washakie of
the Shoshones in 1 896.
STEAMBOAT'S A'COMING
when Mark Twain wrote Life on the Mississippi,
he immortalized the majestic river "rolling its
mile-wide tide along, shining in the sun."
These days, the last two overnight passenger
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Cruises may also traverse the wilderness re-
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The upper Mississippi encompasses the
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1 . Alaska's Glacier Bay
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4. Crystal Coast Tourism Board
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Experience the wonders of creation in Kentucky,
They say bluegrass music comes from the soul. And the diverse beauty of the landscape
inspires even the most modem arts and crafts. You see, heritage runs deep in Kentucky.
You can still find craftsmen creating hand-carved dulcimers. Quilting nine-patch designs.
Spinning folk yarns. Serving time-honored recipes.
We celebrate our natural gifts with festivals for everything from brass bands to barbecue
to bluegrass. And salute the past with historical dramas, Civil War reenactments
and heritage tours.
Once you experience the art and drama of a Kentucky vacation, you'll wonder
how you can ever leave. For your free Official Kentucky Vacation Guide
call 1-800-225-TRlP, Dept. NH.
What You've Been Looking For
^sr
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Marvelous
ran
Parade
Whether they were enormous, hke the
leaf-eating Indricotherium on the left (the
largest land mammals ever) or tiny, most of
the marchers in Earth's marvelous
mammahan parade have fallen. . .are extinct.
The animals that remain today (ourselves
included) pale in comparison with the
melange of mammals of the past. But the
survivors have overcome countless trials and
accidents and squeezed through many
keyholes over the last 200 million years. And
they contain traces of their lost ancestors'
many fascinating experiments in adaptation.
The fossil record is litde more than a few
torn and scattered pages from the immense
history book of mammals. But even these
bits tell wondrous tales.
And, as shown in the articles and artistic
reconstructions that follow, paleontologists
continue to dig up new clues and
to reinterpret the story of life on Earth.
This special section oi Natural History was prepared by
consulting editor Judy A. Rice.
Scientific consultant: Richard H. Tedford, chairman and
curator, Department of Vertebrate Paleontology, American
Museum of Natural History
Painting by Ely Kish
39
40 Natural History 4/94
A Pocketful o'
-ossils
by Michael J. Novacek
Tugrugeen Shireh, a line of cliffs near
an alkaline lake in the Gobi Desert of
Mongolia, is not marked on any road map.
Indeed, there are virtually no maps for this
poorly charted region of the world. But
over the past four summers, "Tugrug" has
become a paleontological mecca for our
joint team from the American Museum of
Natural History in New York and the
Mongolian Academy of Sciences. Not
only have we found exquisitely preserved
theropod dinosaurs, such as the agile
flesh-eater Velocirapton and the dinosaur-
like bird Mononykus (see "New Limb on
the Avian Family Tree," Natural History,
September 1993), but we have also uncov-
ered a wealth of tiny fossil skulls and
skeletons, remains of mammals that lived
in the shadows of the dinosaurs.
These mammal bones are preserved in
Brazil-nut-sized concretions of hard, dark
sandstone and iron-bearing minerals.
These concretions continually erode from
the soft, white sandstone that makes up the
bulk of the Tugrug cliffs as they are bat-
tered by high winds and seasonal rain-
storms, but they still provide a durable
coating that protects the more fragile fossil
bone underneath. Such conditions practi-
cally guarantee our discovery of more
mammals every season, even on slopes we
have crawled across many times before.
These fossils represent mammal com-
munities that lived about eighty million
years ago, near the end of the Mesozoic
era, the Age of Dinosaurs. Although the
following period, the Tertiary, is consid-
ered the Age of Mammals, the iirst two-
thirds of the entire history of mammals
was played out in the Mesozoic. Unlike
most Mesozoic localities, which yield
only isolated teeth or bits of jaws with
teeth, Tugrug and other Gobi sites have
given us fine skulls and entire skeletons.
The fossils have provided critical clues to
the evolutionary steps linking Mesozoic
with modem mammals, as well as with
their primitive vertebrate relatives. The
more complete fossils have also revealed
secrets of locomotion, feeding, sensory
systems, and possible life styles of these
ancient creatures.
The earliest mammals were the tricon-
odonts, shrewlike creatures that appeared
some 200 million years ago, during the
Triassic period. They were tiny; an adult
could snooze comfortably curled up in a
teaspoon. Most likely, triconodonts laid
eggs, as do the living duck-billed platypus
and echidna. During the succeeding Juras-
sic and Cretaceous periods, the tricon-
odonts were joined by other mammalian
lineages. Although many of these Meso-
zoic "experiments" waned and died out
before or at the time of dinosaur extinc-
tion, sixty-five million years ago, some
survived and diversified into the modem
mammals — animals as different as kanga-
roos, koalas, primates, bats, whales, ele-
phants, and aardvarks.
Thus, mammals from Mesozoic sites
reveal a biological empire in transition,
with archaic creamres destined to go ex-
tinct before the Age of Mammals had even
begun, living nose to nose (or fang to
claw) with the precursors of modem mam-
mals. Tugrug preserves a pastiche of
mammal species. These cliffs do not con-
tain the generally older triconodonts, but
they have yielded abundant remains of a
group known as the multituberculates.
With their long, gnawing incisors; blade-
Some eighty million years ago, in the arid regions of central Asia, a
family o/Protoceratops sleeps while rat-sized mammals known as
Deltatheridium/orage by night. Deltatheridium, which may have been a
marsupial, or pouched mammal, may also have used its acute sense of
hearing and smell to detect live prey such as insects or tiny lizards.
Painting by Ely Kish
41
Diagrams by Joe LeMonnier
o o
CENOZOIC
'-QUATERNARY ^^^^
riARY
CRETACEOUS
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o
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24
34
55
65
llions of years ago
like, nut-cracking premolars; and broad,
many-cusped molars, "multis" filled the
role later taken over by rodents. They
thrived in the Mesozoic and even persisted
in respectable numbers for some fifteen
million years after the demise of the di-
nosaurs. Their subsequent decrease in di-
versity and eventual extinction coincides
with the rise of the mouselike and squirrel-
like early rodents that were their main
competitors.
While the most abundant skulls and
skeletons at Tugrug are those of the pos-
sibly egg-laying multis, a few fossils from
this site may belong to marsupials, or
pouched mammals. The rat-sized Delta-
theridiiim, for instance, had triangular-
shaped molars much like those of living
opossums. Deltatheridium and its close
relatives are known only from the Creta-
ceous of central Asia. A great variety of
Cretaceous marsupials inhabited North
America, but their record is largely one of
isolated teeth and partial jaws. Delta-
theridium is known from some excellent
skeletons; a nearly complete skeleton
found at Tugrug in 1 993 by American Mu-
seum preparator Amy Davidson may also
prove to be Deltatheridium.
Of all the Mesozoic mammals from the
Gobi, ihe. piece de resistance is the placen-
tal group. These were among the prizes of
Roy Chapman Andrews's expeditions to
the Gobi for the Museum in the 1920s. In
the 1960s, joint Mongolian-Polish teams,
and later Mongolian-Soviet teams, re-
trieved an impressive suite of placental
skulls from new Gobi sites, including the
Tugrug beds. These rare skulls are among
the tiniest of Gobi fossils. They range
from less than an inch to two inches long.
On the last day of our fieldwork at
Tugrug in 1991, Museum postdoctoral
research associate James Clark strolled
into camp; from his pocket he extracted a
small collecting bag containing a nodule
carefully wrapped in toilet paper. He un-
42 Natural History 4/94
raveled the paper to reveal a small skull,
crudely outlined in the matrix. The snout
region, however, was clearly delineated
and was that of a placental animal. Months
later, laboratory preparation confirmed our
impression in the field that this nearly per-
fect skull belonged to Zalambdcdestes, a
species whose relationship with more
modem placental orders greatly interests
us. Zalamhdalestes has long front incisors,
a gap between the incisors and the anterior
premolars, and long hind limbs, a combi-
nation of features reminiscent of rabbits.
Indeed, my colleague Malcolm McKenna
had a long-term hunch that Zalamh-
dalestes was a granddaddy rabbit — a
rather dramatic connection, since the first
undoubted lagomorphs (the order to which
rabbits and pikas belong) appear in the
fossil record some twenty million years
later (see "Early Relatives of Flopsy,
Mopsy, and Cottontail," page 56). I was
skeptical about Malcolm's idea, and we
had a running debate on the matter. The
Tugnig skull might determine the answer;
it is certainly the finest known skull of Za-
lamhdalestes, or indeed of any Mesozoic
mammal from Mongolia. At this early
stage of study, we have not resolved the
rabbit origin problem, but we have already
turned up some intriguing clues.
In collaboration with Tim Rose, of the
University of Texas, we put our rat-sized
Zalamhdalestes skull under an industrial
strength CAT-scan. The machine made
1 ,600 high-resolution "slices" in cross sec-
tion, from which a computer program gen-
erated an animated sequence. Of course,
fossils do not preserve soft tissue such as
nerves and blood vessels, but various
holes and canals in the skull indicate the
pathways of these structures. From the
CAT-scanned images, we could tell that
the main pathway of the carotid artery ran
in two branches on either side of the mid-
line of the skull. This is a striking depar-
ture from the usual situation in placental
mammals, in which the carotid crosses the
base of the skull away from the midline
and through the middle ear cavity. The
artery's position in Zalamhdalestes may
reflect the problem of packing a great deal
of equipment — in the form of nerves,
blood vessels, small ear muscles, and mid-
dle ear bones — into the diminutive skulls
of these mammals.
The carotid arteries are also known to
take this middle route in some rabbits and
rodents. Could this indicate affinity? At
this stage the answer is not clear. The mid-
line route could be a very primitive condi-
tion merely retained in rabbits and some
rodents, but modified in most other mod-
em placentals. It might also occur in other
Mongolian species. We are eager to re-
solve this dilemma by casting a broader
net of comparisons over fossil and living
mammals and by CAT-scanning skulls of
other Mongolian animals, such as Ken-
nalestes and Asiorytes. These shrewlike
forms are even smaller than Zalamh-
dalestes, but we should be able to study
details of their skulls with the high-inten-
sity scanner.
Anatomical data on Zalamhdalestes
and other Mesozoic creatures dispel some
myths about the roles of the earliest mam-
mals. The popular scenario depicts a
swarm of stealthy, sharp-toothed shrews
puncturing and consuming dinosaur eggs.
Doubtless some of these creatures were
capable of such habits, but a wide range of
feeding preferences existed, as demon-
strated by the seed-eating, nut-cracking
multis or the larger and possibly camivo-
rous beasts like Deltatheridium, which
could have devoured tiny Asiorytes or the
abundant lizards known from the Gobi's
Cretaceous period. The portrait of a shrew
that lived on and walked across the ground
also fails to describe adequately the vari-
ety of movements that different species
used in getting around their Mesozoic
habitats. Highly mobile ankle joints and
MESOZOIC
JURASSIC
TRIASSIC
144
213
248
grasping digits suggest that some multis
were adept at climbing trees. Long-limbed
animals like Zalambdalestes were capable
runners and leapers and might have
dashed about like rabbits or jumping mice.
Yet what we know of the anatomy of
Mesozoic mammals suggests they had a
narrower adaptive range than their modem
counterparts. Our Mesozoic antecedents
are all small; certain triconodonts are com-
parable to the tiniest living shrews, and
even the largest of the multis only reach
the size of opossums. (Size itself puts lim-
itations on adaptive virtuosity. An animal
had to be sizable to eat the fishes and large
lizards that survived beyond the end of the
Cretaceous. In addition, larger mammals
are capable of behaviors such as long-dis-
tance migration.) Mesozoic mammals
were constrained not only by small size
but also by a rather standardized and prim-
itive sensory system. This observation is
based on the study of endocasts, casts of
the brain formed by the infilling of sandy
matrix in fossil skulls. Endocasts of multis
and other Mesozoic creatures show a rela-
tively small cortical area with few, if any,
folds, or sulci, suggesting limited intelli-
gence. (In contrast, think of the intricate
folding of the human brain, which greatly
increases the cortical surface.)
By and large, Mesozoic mammals are
all noses and ears. Their olfactory lobes, or
smelling centers, are well developed in
contrast to their optic regions, or vision
centers. Lobes near the back of the brain
that represent hearing centers are also well
developed. Most of these mammals would
seem to have had a keen sense of smell
and acute, high-frequency hearing, but
rather poor vision, like living shrews and
hedgehogs. Presumably they were most
active at night, a time when the senses of
hearing and smell, as opposed to vision,
are critical.
Our team will continue to crawl com-
pulsively along the Tugrug slopes in order
to piece together a more complete picture
of the evolution and natural history of
Mesozoic mammals. We are elated that an
assortment of skeletons that can fit com-
fortably in a shoe box has helped illumi-
nate the first two-thirds of mammal evolu-
tion. And this summer we hope to
experience once again the elation of
trundling down the cliffs of Tugrug with a
pocketful of fossil skulls.
EYE SOCKETS
NEAR SNOUT
aETHYTHERES)
SYNAPSID OPENING
(SYNAPSIDS)
WATERTIGHT EGG
(AMNIOTES)
HOOFS
(UNGULATES)
ANIMAL
CLASSIFICATION
Kingdom
Phylum
Class
Order
Family
Genus
Species
43
World
urry-weight
by Michael Archer
Of the many kinds of extraordinary
mammals that have come and gone, only
three subclasses sui"vive today: the egg-
laying monotremes (platypuses and echid-
nas); the usually pouched marsupials (for
example, opossums, honey possums,
wombats, koalas, kangaroos, and bandi-
coots); and the unpouched placentals
(such as rats, bats, elephants, and hu-
mans). Although not all marsupials have a
pouch, this external nursery is one of the
most commonly recognized features of the
group. To anatomists, details of the repro-
ductive system and remarkably early
births (some only eleven days after fertil-
ization) are even more distinctive features.
Early births and an accessible pouch have
given marsupials more control over the
business of raising offspring. If times are
tough, as they frequendy are in the unpre-
dictable deserts of Australia, a mother can
decide whether or not to continue to invest
precious energy in a pouched young. If the
decision is against, she can "diapause" the
young developing in the uterus, or if an
offspring is suckling, she may reach into
the pouch, remove the young from the nip-
ple, and discard it — increasing the
chances that she will live to breed again
when conditions are better. This and other
reproductive differences have probably
distinguished marsupials from placentals
for more than ninety million years, dating
from the time when marsupials and pla-
centals diverged from a coirmion ancestor,
probably somewhere in the dinosaur-rid-
den forests of North America.
Because many of Australia's marsupi-
als, such as the koala, are cute and cuddly,
as well as biologically different from our
own group, they have attracted a lot of at-
tention since their discovery in the
1700s — unfortunately, not all of it mag-
nanimous. Most of us who have fallen in
love with the marsupials of this continent
have at one time or another suffered a con-
descending smile from a North American
or English colleague. Some of these
Northern Hemispherites think of marsupi-
als as evolutionary casualties that should
be shoe-homed into a single order — rather
than the eleven in which they are currently
placed. Placentals are dignified as Eutheria
(meaning "good" mammals — because we
are one of them), while marsupials are hu-
miliated taxonomically as Metatheria
(which means "between" mammals).
I've often wondered if marsupials were
described in this way because they in-
spired feelings of subclass inadequacy in
their pouchless placental classifiers —
"pouch envy," to give the embarrassing
condition a name. Placental males, how-
ever, have even more to worry about. As if
nifty female pouches weren't threatening
enough, the pendulous scrota of some
male marsupials, such as the honey pos-
sum's, contain testicles that weigh in at 4
A rhino-sized marsupial Diprotodon emerges from the undergrowth at far
right, startling a threesome of giant "kangaroos." This painting from the
1920s was originally intended by artist Charles Knight to highlight
Palorchestes, an animal hiown at the time from just a few bones. The beast
was later found to be, not a kangaroo, but a vastly different, quadrupedal
Australian herbivore. Although the depiction arose from a misconception,
the magnificent Pleistocene bounders featured here still convey a
sense of the strange kangaroos that once dominated the island continent.
Painting by Ctnaries R. Knighl; courtesy of the Field Ivluseum of Naturai History, Neg. No. CK27T
44 Natural History 4/94
'te'-:\i/
mstg-^mm-^mfKi
:~i/!^^i''<»'asmr:-^i
'sas&
^iU
'^^^^^^■■■^^^^
45
percent of their body weight (human testes
account for a mere 0.04 percent of the av-
erage male's weight). Honey possum sper-
matozoa, at 360 \xm long, are also the
largest in the whole class Mammalia. To
further prick placental inadequacy, mem-
bers of one subfamily of dasyurid marsu-
pials have two decidedly impressive erec-
tile organs, one in front of the other.
True, the less spectacularly equipped
placentals do tend to dominate the North-
ern Hemisphere' — today. But this was not
always the case. In the last days of the di-
nosaurs, more kinds of marsupials than
placentals existed, even in the Northern
Hemisphere. Long after T. rex gasped its
last, marsupials persisted in showing off
their pouches and dangly bits in North
America until about fifteen million years
ago. Then after a brief period of inexplica-
ble absence, they reinvaded this placental
bastion from South America about one
million years ago, strong-arming placen-
tals all the way to Canada. In fact, marsu-
pials have left their bones on every conti-
nent. Ice probably forced them out of
Antarctica, but the reasons for their disap-
pearances from Europe (by ten million
years ago) and Asia and Africa (by thirty
million years ago) remain a mystery.
Over the last hundred million years or
so, the world's placentals have indeed pro-
duced an impressive array of pouchless or-
ders. But on the single continent of Aus-
tralia, some of the world's most distinctive
mammals make their home, among them
noolbengers, wambengers, and wombats.
If we dip into Australia's fossil record,
such as that tumbling out of the middle
Tertiary sediments of Riversleigh,
Queensland, even more distinctive groups
abound, with 50 percent greater diversity
at the family level than survives today. Re-
markable marsupials have similarly
emerged from the fossil record of South
America, once home to the parrot-faced
groeberiids, leaping argyrolagids, tusked
bonapartheriids, and grizzly-sized bor-
hyaenids that every edible placental in the
Twenty million years ago, the
dense, warm rainforests of
what is now Queensland
were home to a strange
menagerie of furry, pouched,
feathered, and scaly beasts,
among them, marsupial
lions, giant snakes, and flesh-
eating kangaroos.
Painting by Jim Reece
place called "Sir." While confined for the
most part to the Southern Hemisphere
today, marsupials still exhibit a range of
diversity nearly as spectacular' as that of
the world's placentals.
The curious events of South America
are further humbling to the placental ego.
Although both marsupials and placentals
arrived there from North America some-
time between seventy and sixty-three mil-
lion years ago, the placentals became the
highly edible mammalian herbivores of
that land. In contrast, the marsupials be-
came the small- to giant-sized carnivores,
roles they held against almost all comers
until they were shouldered a bit to one side
by giant, meat-sucking phorusrhacid birds
(some of which had skulls nearly three
feet in length). Admittedly, one group of
placental carnivores did manage to sneak
in about eight million years ago — the rac-
coon family, which persists today as
kinkajous, olingos, and coatis. The marsu-
pial saber-toothed "lions" may also have
lost out in competition with invading pla-
cental saber-toothed lions about two mil-
lion years ago. But overall, placental chau-
vinists can take little solace from the
history of South America.
For centuries after the discovery of
Australian marsupials, biogeographers as-
sumed that the failure of placentals to
dominate this island continent must have
had to do with Australia's history of isola-
46 Natural History 4/94
Mr. 1
tion: Somehow marsupials reached Aus-
traha from South America and only man-
aged to hold the territory because Aus-
tralia broke free from east Antarctica (to
which it had been attached as part of
Gondwana), presumably moments before
the hordes of competitively superior pla-
centals came to a screeching halt at the
new, still-crumbhng continental edge.
Unfortunately, recent discoveries pro-
vide little support for this view. In 1983,
Henk Godthelp and I filled three gunny
sacks with fifty-five-million-year-old clay
from the town of Murgon in Queensland.
When this clay was mud, Australia was
still part of Gondwana with land connec-
tions, via Antarctica and South America,
to the Northern Hemisphere. After drying
and washing the clay in the lab, we found
to our delight Australia's oldest — by
twenty-five million years — marsupial, bat.
snake, frog, and bird bones. But the
biggest shock was a distinctive tooth that
resembled those of placental condylarths,
the group that gave rise to a wide variety
of placental orders on other continents in-
cluding South America.
We concluded that marsupials and pla-
centals were both present in Australia be-
tween seventy and fifty-five million years
ago. But then, contrary to the expectations
of some paleontologists, the marsupials
ran the placentals out of town.
We placentals should also recall that
doe-eyed Australian kangaroos, intro-
duced last century to the remaining wild
places of England and Germany, have
since toughed out ferocious placental
competition and Europe's worst winters to
hoist the flag of "pouched and pendulous"
on those lands. Like eucalyptus and wattle
trees, these rampaging Australians have
done much to di.spel the myth that Aus-
tralia is a sanctuary of competitively infe-
rior bits of biological history. Marsupials
may seem unlikely contenders in the
world furry-weight title, but when it
comes to their going a round or two with
placentals, you should probably put at
least half your money in the pouch for
safekeeping.
s
aasiraoranaire
by Michael Archer
The first duck-billed platypus to set
webbed foot in Europe arrived in 1798 at
the Literary and Philosophical Society of
Newcastle on Tyne, England — pickled in
a wooden cask. It had been sent by the
governor of New South Wales, His Excel-
lency Mr. John Hunter, who had watched a
"native" spear this "animal of the mole
kind" in the Hawkesbury River. Unfortu-
nately, the courier who carried the cask
into the Society's rooms on her head was
nearly suffocated when the bottom of the
crate caved in, and the cask and its con-
tents dropped over her head. An English
historian, commenting later about the
event and the wretched woman, mused
that "apart from her physical nausea one
can picmre her mental horror on seeing a
strange creature, half bird, half beast, lying
at her feet."
The unfortunate accident, however, had
an instructive aspect; like the defunct cask,
the platypus exhibited to the gentlemen of
the Society a most unexpected opening.
The animal's cloaca not only voids refuse
from the intestinal tract and bladder but
also ushers into the world the most re-
markable production of the platypus —
eggs. In contrast, placental mammals have
up to three external openings, two used for
excretion and one (in females) dedicated
to reproduction. The members of the order
Monotremata — platypuses and echidnas,
or spiny anteaters — are the only living
mammals that reproduce by laying eggs.
This distinction, in combination with such
seemingly archaic features as the unusual
structure of the shoulder girdle, has led to
a common and not unfair view that
monotremes are the most "primitive"
order of living mammals. But add to these
so-called primitive features the electric
sensors in the bill that can detect the mus-
cular activity of fleeing prey, and you have
a very odd blend of archaic and super-
specialized structures.
Arguments about the evolutionary rela-
tionships of monotremes have run the
gamut from the bizarre (cousins of turtles)
to the implausible (degenerate marsupials)
48 Natural History 4/94
to the possible (direct descendants of
Mesozoic eupantotheres) and the tantaliz-
ing (surviving mammallike reptiles). The
best bets at the moment are the last two:
monotremes may be either long-lasting
descendants of eupantotheres (tiny mam-
mals common in Europe and in the Amer-
icas during Mesozoic times) or mam-
mallike reptiles that have independently
acquired mammalian hallmarks, such as
three middle ear bones.
Part of the difficulty in working out the
relationships of monotremes has been
their lack of well-formed teeth. Platypuses
gum their food to death, their grossly de-
generate teeth being lost early in life.
Echidnas, having lost all trace of teeth,
tongue-slurp worms, ants, and termites.
Thus, comparisons with extinct mammals,
which are often known only from fossil
teeth, are difficult to make. After a brave
attempt to make sense of the structure of
the platypuses' vestigial teeth, mammalo-
gist George Gaylord Simpson concluded
in 1929 that whatever monotremes were,
they were something "quite distinct" from
all other groups of mammals.
Little further light was shed on the ori-
gins of monotremes until 1971, when two
discoveries were made in South Australia.
In the Tirari Desert, Mike Woodbume, of
the University of California at Riverside,
and I found a fully formed fossil tooth of
an early Miocene platypus (later named
Obdurodon insignis — "significant lasting
tooth"). That same year, Dick Tedford, of
the American Museum of Natural History,
and his colleagues unearthed another
platypus tooth in a fossil deposit near Lake
Frome. But it was not until 1984, when our
research group at the University of New
South Wales found a whole skull and most
of the teeth of a fossil platypus some fif-
teen million years old at Riversleigh,
Queensland, that we at last had the first
complete and well-formed dentition of an
adult monotreme.
Hot on the heels of this discovery came
another. Fossil fish expert Alex Ritchie, of
the Australian Museum in Sydney, was
mulling over a collection of opalized early
Cretaceous fossils (about 120 million
years old) gathered from Lightning Ridge,
New South Wales, by the Caiman broth-
ers, two amateur collectors. Among the
brilliantly flashing specimens, he spotted a
little jaw fragment sporting three gemlike
teeth. Suspecting that it belonged to a
mammal but not sure what kind, he sug-
gested that I have a look. In their basic
structure, the three molars in this jaw were
so similar to the teeth we were examining
from Riversleigh that we had no doubt that
this, Australia's earUest known Mesozoic
manunal, was a monotreme. We named
the creature Steropodon galmani, "Gal-
man's lightning tooth." Not only was this
the oldest mammal so far found in Aus-
tralia but its discovery sextupled the
known age of monoti"emes.
The surprises continued. In 1991
Rosendo Pascual, of the Museo de La
Plata in Argentina, wrote to Mike Augee,
who was organizing a symposium on the
biology of monotremes, telling of a
strange tooth he and his team had col-
lected from Patagonia, in southern Ar-
gentina, at a site that was sixty-one to
sixty-three million years old. Although
much older, it resembled the teeth that had
been described from the Tirari Desert.
After Rosendo sent a photograph, the Aus-
tiralian Geographic Society, the Royal Zo-
ological Society of New South Wales, the
Riversleigh Society, and the University of
New South Wales quickly offered to fly
him and his tantalizing tooth to Sydney.
When he arrived and we set his find along-
side die teeth from Riversleigh, the only
comments were gasps. The two forms
were abnost identical despite a separation
of nearly forty million years and three
continents.
The Patagonian platypus, which could
be called nothing else in view of its stiik-
ing similarity to Australian fossil platy-
puses, was named Monotrematum sud-
americanum, "the South American
monotreme." The next year, supported by
the Australian Geographic Society and
In 1984, the fifteen-million-year-
old skull and teeth of a platypus
came to light in the rich fossil beds
of Riversleigh in Queensland,
Australia. In this reconstruction,
the ancient platypus Obdurodon
dicksoni basks on a mossy rock in
its lush rainforest home.
Painting by Jeanette Muirhead
Paddy Pallins of Sydney, we joined
Rosendo's team in an effort to find more of
this expatriate platypus and, delightfully,
unearthed two more teeth in the same
windswept area as the first. Although a bit
of a blow to Australian pride, we now have
to allow that platypuses, those biological
paradigms of the island continent, once
waddled, swam, and probably electrolo-
cated their way across the then-united
lands of South America, Antarctica, and
Australia.
What light do these spectacular fossils
shed on the mystery of monotreme rela-
tionships? Unfortunately and intriguingly,
not as much as we would like. If by 1 20
million years ago (the age of the Lightning
Ridge platypus), monotremes were al-
ready distinct as a group, we should be
searching the stream deposits of Jurassic
Park, looking for older, more "primitive"
members of this group. But where? Con-
sidering the antiquity of monotremes in
Australia and the intermittent connections
between South and North America, could
a monotreme bill or beak be jutting out of
a Jurassic cliff somewhere in the United
States? Considering the rush of unex-
pected monotreme discoveries in the last
decade, we might be wise to wait and see.
49
f
essru in
Themselves
by S, David Webb
Our team of scuba divers had been
working the Withlacoochee River in cen-
tral Florida for two weeks when I spotted
the hand-sized jaw with its strange,
warped teeth in a dark depression below
the main channel. Other fossils gathered
from this rich green clay pocket thirty feet
below the surface indicated a deposition
date of about seven million years ago. The
identity of the animal to which the teeth
belonged was unmistakable: the last of the
four teeth in the jaw had a long figure-
eight crown and very tall sides, diagnostic
features of a mylodont sloth. An hour later,
nearing the end of my air supply, I fanned
the clay away from a mandible about the
size of a human's. It contained the nearly
square-crowned teeth and elongate chin
"spout" of a small megalonychid sloth.
These finds astonished me. Two kinds of
sloths had apparendy lived in Florida in
the mid-Miocene.
While plenty of sloth remains had been
found at La Brea and other Pleistocene
sites, the Horida fossils were at least three
times as old as the earliest Pleistocene
sloths. Two million years ago, many South
American groups had already entered
North America via the Panamanian land
bridge in a mass movement known as the
Great American Interchange {see page
50 Natural History 4/94
52). These two sloths had reached Florida
at least five million years ahead of this
pack, a finding now confirmed from fos-
sils at other rare sites in Oklahoma, New
Mexico, and California. I like to think of
the Withlacoochee sloths as the "heralds,"
in contrast to the "legions," of animals that
later immigrated to North America.
The megalonychid sloth I found in the
Withlacoochee River was an unusually
small species, but a later member of the
family was the ox-sized Megalonyx,
which pushed north and eventually
reached Alaska. The real giant of the sloth
tribe was the elephant-sized Eremothe-
riiim, whose remains are found most
abundantly at Daytona Beach, Florida, but
which has also been discovered north to
New Jersey. These animals' long, curved
claws were at first thought to be evidence
that they were lionlike carnivores. But in
1853, Joseph Leidy, the father of verte-
brate paleontology in North America, real-
ized that both species had used their claws
to gather edible leaves, twigs, and
branches. This was reinforced by his
recognition that the extinct ground sloths
were related to the living tree sloths of
South America. Recent studies have
shown that modem three-toed tree sloths
are more closely related to Eremotherium,
and that living two-toed tree sloths share
their ancestry with Megalonyx. Through-
out its long, successful history, the sloth
family tree has produced both small arbo-
real and large terrestrial branches.
Sloths, armadillos, and anteaters, along
with the extinct glyptodonts — armored
creatures superficially resembling tor-
toises more than other mammals — make
up the most peculiar and the most primi-
tive group of placental mammals, the
edentates, also known as the xenarthrans.
The latter name, meaning "strange joint,"
refers to their unusual backbones. In most
mammals, the paired overiapping surfaces
that prevent dislocation between vertebrae
are flat or faintly curved, but in these ani-
mals, the surfaces are scrolled into an elab-
orate set of interlocking ridges and val-
leys. In glyptodonts, as well as in modem
armadillos, such infrastructure supported
the heavy carapace above the hindquarters
(in full-grown glyptodonts, the shell
weighed up to 200 pounds). In sloths and
anteaters, the trait has no obvious utility,
but suggests that the animals are de-
scended from shell-bearing ancestors. A
shelled ancestry is also supported by the
presence of a sheet of small, overlapping
bony scales, a kind of chain mail, in the
skin of many mylodont and some mega-
theriid sloths.
Edentates, the ordinal name of this curi-
ous assemblage of animals, is a misnomer,
implying that they lack teeth. However,
only anteaters, with their long, tubular
snouts and sticky tongues, are truly tooth-
less. The other groups of edentates have
teeth but lack enamel, distinguishing them
from other orders of mammals, in which
enamel-crowned teeth are a hallmark. The
exception that proves the rule is the oldest
armadillo jaw, which bears ten peglike
teeth, typical of many later, insect-grub-
bing armadillos, except that each tooth re-
tains a thin enamel coat on its sides. (The
oldest-known edentates are armadillos and
glyptodonts found near the Rio de Janeiro
airport, in a sinkhole filled with sediments
about sixty million years old.)
If a scale-covered carapace were not
unmammalian enough, modem (and pre-
sumably extinct) edentates have less abil-
ity to thermoregulate than any other order
of warm-blooded vertebrates. In addition,
armadillos have a "dumbbell bone" near
Herbivorous edentates
reached giant proportions in
their native South America;
ground sloths, such as the
t\venty-t\vo-foot-long
Megatherium, browsed
placidly fivm trees by rising
to a tripod stance with their
tails as buttresses. Tiieir
fellow edentates, the
tanklike glyptodonts, had
200-pound carapaces that
were sixty feet in diameter
Painling by Charles R. Knight; AMNH
51
!SR-«i3»:
The Great American Interchange
More than twenty million years ago,
huge pieces of the earth's crust, moving to
the slow rhythms of continental drift, en-
croached upon the western margins of the
American continents, pushing up the
mountain ranges that still form the "back-
bone of the Americas" from Alaska to
Tierra del Fuego. These global forces were
also responsible for forging, two to three
million years ago, a land bridge in Panama
between North and South America. To
creatures that could not swim or fly, the
bridge opened continent-sized new realms
and unleashed hordes of competitors and
predators.
In a movement known as the Great
American Interchange, land animals ex-
panded their ranges north and south in one
of the greatest-known minghngs of distinct
continental faunas in the earth's history. A
dozen land mammal families from South
America ranged northward through the
tropics into temperate North America.
Nearly half were edentates — mainly sloths,
but also armadillos, glyptodonts, and
anteaters. Other kinds of animals that made
the trek north included porcupines, the
giant aquatic capybaras, opossums, and the
now-extinct, rhino-sized plant eaters
known as toxodonts.
North America's emigrants were even
more varied. South America had previ-
ously hosted no carnivores. The indigenous
hoofed animals and rodents had been
nearly free of predation. During the Inter-
change, raccoons, weasels, dogs, bears and
cats, including sabertooths, entered the
continent. The hoofed contingent included
mastodonts, tapirs, horses, peccaries, lla-
mas, and deer. Rabbits and various rodent
families also seized new opportunities in
the vast lands south of the equator. Most of
the newcomers spread and diversified,
many traversing the tropics and following
the high Andean route before reaching
south temperate lands.
The most successful of the northerners
by any measure were the cricetid rodents,
or New World mice. Within two million
years, they produced some fifty new gen-
era, bursting into arboreal and terrestrial
settings, sylvan and pastoral habitats, low-
lands and uplands, and even producing one
offshoot that specializes in fishing in An-
dean streams.
Fully half of the land mammal genera
that now live in South America came by
way of the Panama land bridge during the
Interchange. In contrast, only three genera
from South America still survive in temper-
ate North America — the porcupine, opos-
sum, and armadillo. — S. D. W.
Thefonnation of the Panama land bridge opened the way for two-way traffic
between the American continents. In this scene of Florida some two and a half
million years ago, a sloth known as Glossotherium; an armadillo; a large,
flightless ground bird; and aquatic capybaras — all immigrants — share a
cypress swamp with native North American beavers.
Painting by Eiy Kisll
the tip of their nose. Useful in burrowing
for food and shelter, this extra bone, called
a prevomer, is retained from the ancient
mammallike reptiles. These traits, as well
as molecular comparisons, indicate that
the edentates were the first branch from
the base of the placental mammal tree.
Sloths arose from armadillo stock, but
starting more than thirty million years ago,
they made an extraordinary switch in
adaptive strategy, becoming plant-eating
giants. They played as important a role as
the native South American ungulates, ri-
valing these other large herbivores, such
as the now-extinct toxodonts, in abun-
dance and diversity. Their success as her-
bivores is quite remarkable when one con-
siders their descent from short-legged,
armor-encased burrowers, with shallow,
feebly muscled jaws and peglike teeth
with no enamel. How could sloths even
begin to compete with fleet ungulates
whose deep jaws and elaborately enam-
eled teeth were already well adapted to
processing coarse vegetation?
Perhaps part of the explanation for the
improbable success of herbivorous eden-
tates was that South America had no effi-
cient carnivores to take advantage of the
sloths' lack of speed. Evolution does not
produce perfection in all departments;
rather, like politics, it is the art of the pos-
sible. South America, with its great tropi-
cal girth, offered vast opportunities for
beasts that could feed readily and live well
on low-grade fodder. With no need for
speed, sloths had the advantage of low me-
taboMsm, and they easily converted their
powerful digging claws and feet into leaf-
and branch-stripping devices. Their hind
feet became twisted, so that the claws
faced inward, while the outer side faced
the ground. This allowed the smaller sloths
to climb trees and the bigger ones to clear
their claws from the ground. With the aid
of a powerful tail, they rose up on a solid
tripod base to feed from trees. A set of fos-
silized sloth tracks found in the prison
52 Natural History 4/94
yard of the Nevada State Penitentiary in
Carson City shows just how sloths ambu-
lated on huge, splayed-out feet.
By making just a few modifications in
their unimpressive teeth, sloths were able
to chew vast quantities of leaves. (Glyp-
todonts, too, with some orthodontia, be-
came efficient large herbivores.) Despite
their lack of enamel, sloths developed tall-
crowned, elaborately folded teeth with
tracts of a hard substance called vitroden-
tine to supplement the soft dentine. Al-
though sloth teeth wore down faster than
enameled teeth, they compensated by
growing continuously throughout the ani-
mal's life. The jaws deepened, and the
cheek bones expanded to support a com-
plex set of chewing muscles. In short,
sloths cobbled together the necessary bio-
logical machinery to overcome the inade-
quacies of their armadilloid heritage.
All of the ground sloths, and the
glyptodonts as well, slid into extinction
just over 10,000 years ago in North and
South America. The climate had changed,
and bands of human hunters had swept
across the Bering Strait and throughout the
New World. At about the same time, most
of the hemisphere's other large herbivores
disappeared. When the first Megalonyx
was unearthed at Big Bone Lick on the
Kentucky frontier some 1 80 years ago, its
dense, iron-stained bones were brought to
the White House, where President Jeffer-
son, an avid amateur paleontologist, stud-
ied them. When Jefferson commissioned
Lewis and Clark to explore the western
territories, he also asked them to make a
careful search for living Megalonyx. If not
for the deadly combination of climate
change and overhunting of the creatures
by Paleo-Indians a few thousand years
earlier, Lewis and Clark might have been
successful. Instead, sloths are now discov-
ered and studied mainly by paleontolo-
gists. Today only two kinds of tree sloths
exist, diminutive tropical sur\'ivors of their
big, far-ranging, extinct brothers.
53
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the ultimate achievement. Our
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it under a magnifying glass, and
found over 50 ways to make it
even better. Their improvements
include "an additional supplemen-
tal restraint system^' "enlarged
rotors" and "revised spring/stabilizer
bars"— engineer talk that trans-
lates with the turn of a key into
"new standard
passenger air
bag,"** "better
braking perfor-
mance" and "more responsive ride
and handling." Everyone can appre-
ciate refinements like that.
EVERY 1994 FORD COMES
WITH OUR ROADSIDE
ASSISTANCE PROGRAM.t
We've also engineered a better
way to keep you on the road. Help
is only a toll-free call away if you
should have a flat tire, run out of
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HAVE YOU DRIVEN
AFORDUTELY?
•Based on 1993 CY manufacturer's reported retail deliveries.
"Always wear your safety belt.
T3 years/36.000 miles. See dealer for details.
bory ^eoTives
o
r
ana
onia
by Malcolm C. McKenna
Paleontology is a combination of good
science and good luck. Most of the time,
we paleontologists work at determining
the meaning of what has already been
brought to a museum's storage cases. As a
new field season approaches, however, we
head for distant parts of the planet in hopes
of finding something important that will
improve our understanding of geological
history and biological evolution. Thus, in
June of 1991, ajoint Mongolian-American
expedition, including two Mongohan pale-
ontologists and six of us from the Ameri-
can Museum of Natural History, headed
for Naran Bulak ("Sunny Spring"), a re-
mote oasis in the otherwise sere Gobi
Desert of southwestern Mongolia.
Due to Naran Bulak's coveted water —
and because many eighty-million-year-old
dinosaurs have been found in late Creta-
ceous sediments nearby — it has become
an important base for deeper paleontologi-
cal exploration of the Gobi. The area's
Mesozoic dinosaurs are about the same
age as those at Mongolia's famous Flam-
ing Cliffs — where, in the 1920s, the
American Museum's own Mongolian ex-
peditions first found dinosaur eggs, di-
nosaur skeletons such as those of Proto-
ceratops and Velociraptor (of cinematic
fame), and skulls and jaws of early mam-
mals such as Zalambdalestes {see "A
Pocketful of Fossils," page 40).
Since the late 1940s, many expeditions
from scientific institutions in Russia,
Poland, and Mongoha, as well as our own
from New York, have used Naran Bulak as
a center from which to radiate in search of
extinct remains of late Cretaceous di-
nosaurs, lizards, birds, crocodiles, turtles,
and mammals. Our main interest in 1991,
like that of most of our predecessors, was
to explore the Cretaceous outcrops reach-
able from Naran Bulak. But equally im-
portant was the presence of younger fos-
sils in the multicolored Cenozoic sands
and clays overlying the dinosaur beds,
where we unexpectedly had a stroke of
good luck, practically within shouting dis-
tance of camp, that set us off on a new path
of discovery.
One day, research fellow James Clark
decided to prospect for fossils by follow-
ing a fifty-five-million-year-old Eocene
band of red early Cenozoic sediments that
extended southeast and east of camp. The
red layer rested on slightly older white-
colored sands, so we could easily trace the
boundary through the badland exposures.
Clark was almost immediately rewarded
by a hard nodule of stone that he found a
few feet above the base of the red layer. It
contained a complete skull and jaws of
what at first appeared to be some sort of
rodent. The fossil was mostly encased in-
side a limey nodule with only a couple of
front teeth protruding, but the nodule was
vaguely skull-shaped, which was what
had attracted Clark's attention. Being an
expert anatomist, he could almost see the
rest of the specimen through its coating of
limey silt.
When a paleontologist finds and col-
lects a fossil, the next thing he or she does
(after wrapping it up and recording the de-
tails of its location on a map and its posi-
tion in the rocks) is to follow the same
layer of rock that produced it wherever the
layer can be seen. We often do this on our
hands and knees. Jim was not lucky again
that day, but in the ensuing days Priscilla
McKenna and I dihgently continued the
search several miles to the east. We knew
where to look: just a few feet above the
base of the Eocene red layer. We had only
to follow the red and white boundary
wherever it went and then prospect a few
feet above it. We also knew what to look
for: not so much for actual bones but
rather for limey rock nodules that looked
vaguely skull- or bone-shaped, distributed
in the red beds Uke raisins in raisin bread.
After much effort in these areas both east
. and west of Naran Bulak, we eventually
found about fifty nodules with skulls or
other bones inside. Most of the specimens
were skulls and jaws of adult animals, but
juveniles with milk teeth were also pre-
sent. We even have a curled-up, articu-
lated partial skeleton that looks as if the
animal had died in a burrow. All these
specimens in their stony coatings had been
completely overlooked by our many pre-
decessors who had not had our expedi-
tion's brand of educated luck.
Our first impression — that the speci-
mens belonged to some unknown member
of the Rodentia, the varied order that in-
cludes mice, rats, beavers, and porcu-
pines— was based on what we could see of
the front teeth, often the only part visible
at the surface of our rock nodules. They
looked like rodent incisors.
When we returned to New York, our at-
tention was riveted by the dinosaurs, birds,
and lizards that we had found in the late
Cretaceous sediments far older than the
Eocene red beds. But finally, we found
time to begin removing some of the rock
from our red bed "rodents." We have been
able to dissolve some of the rock nodules
in weak acetic acid, leaving the specimens
inside more or less intact. We also have
used sharp needles and other tools to get at
the specimens. Gradually, some skulls and
jaws have emerged. However, behind the
gnawing front pair of theii" rodentlike in-
cisors were some surprises.
A second pair of incisors bolstered the
front ones, not only in the upper teeth but
also in the lower jaw. Rabbits, hares, and
their short-eared relatives the pikas, col-
lectively known as lagomorphs, have a
second upper incisor pair, just behind the
main pair — but rodents do not. Modem
lagomorphs, as well as all known rodents,
have only one incisor in each lower jaw;
because our Naran Bulak specimens still
had two on each side, they are more prim-
itive. (Still more primitive mammals have
even more sets of incisors.) Thus, in the
early Eocene red beds at Naran Bulak, we
had found, not rodents, but early and prim-
itive Asian fossil lagomorph skulls and
bones, about twenty million years older
than any previously well-known lago-
morph skulls.
Members of the mammalian order
Lagomorpha are well known from many
fine specimens, including complete skulls
and skeletons of Palaeolagus, dating back
to about thirty-five milhon years or so ago.
56 Natural History 4/94
But since then, they haven't changed much
compared with the evolutionary changes
that must have occurred earher. Paleontol-
ogists have had only a few glimpses of the
jaws and teeth, often of just a few isolated
teeth, of earlier specimens. Thus we have
had no clear picture of what whole skulls
or whole skeletons looked like in those
early days of lagomorph history. Palaeo-
lagiis is much more like modern lago-
morphs than like the animals we began to
find in 1991 near Naran Bulak. For ex-
ample, since about thirty-five million
years ago, rabbits, hares, and pikas have
had high, prismatic, rootless cheek-teeth,
used for grinding up vegetation with a
side-to-side motion quite different from
that of primitive mammals or rodents.
The lagomorph pattern of folded
enamel and dentine on the tops of the high
cheek-tooth crowns is unique, and its ori-
gin has puzzled generations of paleontolo-
gists. Although theories abound, no one
has been able to figure out exactly how the
lagomorphs' pattern of cusps and valleys
originated from the simpler triangular
cusp pattern of more primitive mammals.
But the teeth of our Naran Bulak speci-
mens are not high-crowned, folded, or
rootless like the cheek-teeth of advanced
lagomorphs. Rather, the Naran Bulak ani-
mals have cheek-teeth that are rooted and
low-crowned, with a triangular cusp pat-
tern that is little modified, even though the
enamel on the inner side of the upper teeth
sometimes enters partway into a tooth
socket. Their low enamel crowns have a
clear dental pattern that can be related to
that of many primitive mammals, as well
as to the highly modified design of ad-
vanced lagomorphs. We now know how
the dentition of lagomorphs has changed
from a structure like that of primitive
mammals to the unique pattern shown by
modem representatives.
Other lagomorph features are shared by
our Naran Bulak finds. For instance, the
joint between the jaw and the skull is high
on the side of the skull, as in later lago-
morphs. Another feature shared with later
lagomorphs is the projection of a sliver of
the frontal bone of the skull roof forward
onto the side of the snout, between the
main bones on the face (maxillary) and
snout (premaxillary). The incisive foram-
ina, the holes in the front of the palate be-
hind the two pairs of upper incisors, are
very elongated, another telltale clue of
linkage with more modem lagomorphs. In
still another traditionally lucky feature, the
rabbit's foot, the anatomy of the ankle in
our specimens is far more lagomorphlike
than rodentlike, although we don't know
whether the Naran Bulak animals hopped.
Other characteristics of our Naran
Bulak fossil lagomorphs are primitive, not
yet modified from features shared with
other (nonlagomorph) mammals of the
time. The typical flexure of the snout and
the shortening of the palate of modem
lagomorphs' skulls are not present in our
specimens, nor are certain changes in the
bony parts of the ear region that took place
closer to thirty-five miUion years ago. The
lacy filigree of bone on the sides of the
snout in modern rabbits is only faintly
suggested by .some tiny openings in the
Naran Bulak lagomorphs. The upper
cheek-teeth in our creatures still had fairly
large roots but these are much reduced in
size in some and wholly lost by other, later
lagomorphs. These technical anatomical
details help to establish our Naran Bulak
fossils as primitive members of the mam-
malian order Lagomorpha, and they also
show that different parts of organisms can
evolve at different rates. Thus the long in-
cisive foramina and upper incisor distribu-
tion evolved long before the palate short-
ened or the molars became prismatic.
But the evolutionary trail does not end
here. The teeth in our Naran Bulak skulls
are closely similar to those of the Mimo-
tonidae, an extinct family of lagomorph-
like mammals known from snouts and
jaws but not from well-preserved com-
plete skulls. Mimotonids occur mostly in
southem China in rocks about sixty mil-
lion years old. Our colleague Li Chuan-
kuei in Beijing has been amassing a large
and important collection of mimotonids
for years and has recognized their affini-
ties with Lagomorpha. His fossils, as well
as our more completely preserved ones
from Naran Bulak, suggest to me that a
Mongolian late Cretaceous mammal
known as Banmlestes may also be related
to lagomorphs. Their teeth share some fea-
tures: an enlarged pair of anterior incisors
accompanied by other, smaller rear in-
cisors, a developing gap between the in-
cisors and the cheek-teeth, and inner
enamel of the upper cheek-teeth that
sometimes enters the tooth sockets. The
lower incisor of Banmlestes extends far
back in the jaw, beneath the anterior mo-
lars, and its enamel is restricted to an outer
U-shaped band of single-layered enamel,
like that of later lagomorphs. However, the
creature does not have the pecuhar lago-
morphlike forward-extending sliver of
frontal bone that our Naran Bulak speci-
mens share with lagomorphs.
Banmlestes, in tum, is closely related to
the enigmatic Zalambdalestes, one of the
Mongohan late Cretaceous mammals first
collected by the American Museum's
Central Asiatic Expeditions in the 1920s
An anist 's inteifretation of
Palaeolagus, an early rabbit that
lived in Nonh America some thirt}'-
five million years ago
Drawing by Frank Ippolito
57
Frontal projection
No filigree
First incisor
Low-crowned, rooted teetti
Long incisive foromino
Incisors
Frontal projection
Bony swelling for cheek-feeft^
Prismatic teeth witti folded enamel pattern
Incisive foramina
Incisors
Fine details of the skull show that the
fifty-five-million-year-old Naran Bulak
animal was starting to become more
like a modem lagomorph. A side view
(h) of the skull reveals two pairs of
incisors (blue), and a frontal bone
(purple) that juts foi-ward; but no
network of openings on the snout. (The
diagonal stripes indicate rocky
matrix.) A view of the upper jaw and
palate (B) shows this animal's
rodentlike, low-crowned teeth and
relatively long palate; but unlike a
rodent's, its incisive foramina
openings are long.
and by later expeditions (including our
own in tiie 1990s). Now Zalambdalestes.
too, seems to me to be a distant relative of
lagomorphs — closer to them than to many
other kinds of mammals because it seems
to share at least a few derived features
with them, the rest of its features being ei-
ther primitive characteristics that were not
later modified or peculiarities unique to it.
This conclusion may be proved wrong by
study of further evidence, but perhaps the
relationships of lagomorphs to other mam-
mals have been available to us all along,
right in museum collections, unappreci-
ated. That is why museums need to keep
and augment large collections for future
researchers. Someday, someone may see a
specimen in our collections that has fea-
tures currently unknown to paleontolo-
gists, or someone may be able, through
new insight, to reinterpret prevailing ideas
in a new and interesting way.
A Palaeolagus species from thirty-
five-million-year-old North
American rocks reveals a much
more rabbitlike creature. Visible
from the side (C) is the frontal bone
projection (purple), as well as a
rabbitlike lacy filigree on the snout
and a swelling that housed the
cheek-teeth. The palatal view (D)
shows that the incisive foramina
are still long, but the palate is
short, the first incisors are grooved,
the second incisors small (blue),
and the cheek-teeth are prismatic,
with enamel patterning, more
appropriate for a lagomorph 's diet
than a primitive manmial's.
Illustrations by Ed Heck
58 Natural History 4/94
The Devi Is
Corkscrew
by Larry D. Martin
Geologist Erwin Hinkley Barbour knew
that he was looking at a spectacular new
fossil, but he couldn't figure out what it
was. In 1891, when he made his first expe-
dition to the fossil-rich White River Bad-
lands of Nebraska, the local ranchers had
called his attention to the nine-foot-long,
sand-filled tubes, enclosed within white fi-
brous material, that spiraled down into
what was thought to be the remains of an
ancient lake bed. Barbour was at no loss,
however, for a scientific name for the
weird spirals; he called them Daimonelix,
the classical language equivalent of their
local name, devil's corkscrews.
Soon after, Barbour proposed that his
Daimonelix were the remains of giant
freshwater sponges. He also noted that at
least one sponge had become entangled
with the bones of an extinct rodent. When
further research revealed that the deposits
had never been associated with a lake but
more likely with a semiarid grassland
some twenty-two million years ago, Bar-
bour recovered grandly by suggesting that
the spirals were a new order of gigantic
fossil plants. Again, a few rodent bones
had turned up with the Daimonelix. While
Barbour never gave up his fossil plant sce-
nario, his fellow paleontologists had some
A herd of slender three-toed horses bypass mounds of dirt encircling beaver
burrows. In the American West, twenty-two million year ago, these burrowing
rodents constructed colonies analogous to those of today 's prairie dogs.
Detail ol painting by Jay Matternes; courtesy of the Smithsonian Institution
59
ideas about the presence of the rodents.
In 1893, Edward Drinker Cope and
Theodor Fuchs independently suggested
that the Daimonelix were not remains of
organisms themselves, but were trace fos-
sils of structures excavated by the rodents.
In 1905, Olaf A. Peterson, of the Carnegie
Museum, examined the fossils and deter-
mined that the bones were the remains of
beavers and that the spirals were burrows.
Like old sewer, lines, the burrows were
lined with roots (Barbour had been right
about the plant tissue). The surrounding
sediments were so rich in volcanic glass
that the groundwater was charged with sil-
ica, and plant roots became embedded in a
glassy matrix (the hard, white exterior of
the burrows). This "cast" led to the preser-
vation of the Daimonelix.
The burrowing beavers were about the
size of woodchucks or smaller. Like other
digging vertebrates, they had short tails
and small ears and eyes. They also had
long claws and superlong front teeth, or in-
cisors, that grew rapidly to counteract the
wear that results from digging. Three spe-
cies are known, the large Palaeocastor
magnus, middle-sized P. fossor, and the
small Pseudopalaeocastor barbouri. The
burrows of each species can be distin-
guished by the diameter within the spiral
and the width of the dig marks. (North
America was also home to aquatic beavers
that Uved at the same time as Palaeocas-
tor, and the oldest-known beaver, Agnoto-
castor, was aquatic. However, the modem
North American species. Castor canaden-
sis, is descended from neither the burrow-
ers nor Agnotocastor; it is an immigrant
from Eurasia that arrived here some five
milUon years ago.)
Not long after coming to the University
of Kansas in 1970, 1 began a detailed ex-
amination of more than one thousand
devil's corkscrews. By bringing casts and
actual specimens of corkscrews back to
my laboratory, I discovered that the an-
cient beavers had left clues to their engi-
neering strategy in the form of twenty-
two-million-year-old dig marks in the
burrow walls.
Devil's corkscrews spiraled
some nine feet into the ground.
Equipped with chambers and
side passages, they provided
beavers with safe, cool living
quarters and possibly latrines
and water "sinks."
Drawing by Ed Heck
Instead of the narrow claw marks that I
had expected, the walls were covered with
broad grooves that I could match by scrap-
ing the incisors of the fossilized beaver
skulls into wet sand. The beavers had used
their teeth to scrape dirt off the walls. The
very regular spirals were constructed by a
continuous series of either right- or left-
handed incisor strokes, and the burrows
are divided almost fifty-fifty into right-
and left-handed spirals. A burrowing
beaver must have fixed its hind feet on the
axis of the spiral and literally screwed it-
self straight down into the ground. Two or
three yards underground, the burrow ex-
tended into a straight chamber slightly in-
clined upward where right- and left-
handed incisor strokes alternate. These are
the living chambers; some have low pock-
ets that may have served as sinks for water
or as latrines and side passages. This is
where the skeletons of beavers and their
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cubs are usually found. Some burrows also
contain highly inclined (about 45°) living
chambers, which may have been esfiva-
tion chambers, where the beavers stayed
cool during hot, dry summers.
As they dug, the beavers had to dispose
of the loose dirt they had scraped away
with their front teeth. My investigations
showed that the beavers scooped up the
dirt with their paws and thrust it behind
them. 1 think too that every so often the ro-
dent must have used its remarkably flat
head to push the accumulations out of the
burrow. Burrow entrances would have
been marked by high mounds of exca-
vated soil.
I once mapped more than two hundred
separate burrows that all seemed to be part
of one colony. Like modem prairie dogs,
these beavers may well have had extensive
networks of colonies, towns covering
acres. The existence of more complex so-
cial behaviors is easy to imagine but hard
to prove. Did rodent guards stand on look-
out on the mounds to give waming whis-
fles of danger to other colony members?
We do know that the beavers had enemies.
An ancient raccoon relative, Zodiolestes
daimonelixensis, as its name suggests, was
found curled up in a Daimonelix looking
completely at home. It may have lived
within the colony and preyed predomi-
nantly on the resident beavers, much as the
black-footed ferret does today in prairie
dog colonies. When pursued on the sur-
face, a Palaeocastor could attempt to es-
cape by plunging headfirst into its burrow.
The tops of burrows reveal expanded areas
that would have allowed a fleeing beaver
to turn around and then pop its head over
the mound or to back down the hole, only
a little broader than its body, then face the
predator with strong jaws and formidable
teeth.
The fossil record is full of examples of
evolutionary developments, such as the
beavers' colonies of spirals, which have
now disappeared. The magic is in the reap-
pearance of many of these developments
at different times. Long before Palaeocas-
tor, and for that matter, before any tme
mammals existed, some members of a
group called mammallike reptiles, the di-
cynodonts, took to burrowing and created
spiral burrows so remarkably like those of
Palaeocastor that they should probably be
included in the same trace-fossil genus,
Daimonelix. And today, while modem
beavers have undertaken new engineering
feats, the spirit of burrowing Palaeocastor
echoes in the subterranean labyrinths of
prairie dog towns.
60 Natural History 4/94
Diston
Thunder
by Bryn J. Mader
Long before people of European de-
scent came to the Great Plains of North
America, the remains of extinct creatures
that would later be called titanotheres were
known to the native inhabitants of this re-
gion. Many fossil bones of these mysteri-
ous "titan beasts" had weathered out in the
Badlands, and over time, the bones were
woven into legend. According to the
Sioux, the bones were those of the great
"thunder horse," a gigantic creature that
would occasionally descend to earth to
hunt buffalo.
Western science first learned of titan-
otheres in 1 846, when a fur trader brought
an unusual fossil to Hiram Prout, a med-
ical doctor living in Saint Louis. The fos-
sil, a section of a massive lower jaw, had
been found in the Badlands, along the
White River in what is now South Dakota.
Front's specimen, which is still preserved
in the collections of the Smithsonian Insti-
tution, has a double significance because it
was also the first fossil land vertebrate to
be collected from the western territories of
the United States. The strange fossil
caused much excitement in scientific cir-
cles and was largely responsible for the
geological exploration of the territories in
the decades that followed. All of the spec-
tacular discoveries of dinosaurs and giant
mammals in the American West owe
much to the finding of this first, fragmen-
tary fossil.
After the discovery of the first titano-
there specimen, more than a quarter cen-
tury passed before scientists began to
piece together an accurate picture of what
titanotheres were truly like. Not surpris-
ingly, the image that emerged was quite
different from the fabulous creatures of
Sioux legend; nevertheless, titanotheres
turned out to be extraordinary animals.
Titanotheres belong to the mammalian
order Perissodactyla, which includes mod-
em-day horses, tapirs, and rhinoceroses,
and are members of a distinct perisso-
dactyl family known as brontotheres
(which means "thunder beasts"). Al-
though many titanotheres were superfi-
cially rhinoceroslike in appearance, they
were a distinct lineage and left no descen-
dants in our modern world.
Titanotheres appeared in western North
America in the early Eocene, approxi-
mately fifty-one million years ago, and
soon spread across the Bering land bridge
into eastern Asia. The earliest titanothere,
Eotitanops borealis, was a relatively small
creature, no bigger than a large dog. Over
the course of their twenty-million-year
history, however, fitanotheres evolved into
giants such as Megacerops platyceras,
more than seven feet high at the shoulder.
The titanothere was massive and pow-
erfully built. It had four hooflike toes on its
front feet and three on the hind feet. The
head was oddly proportioned, with an ex-
tremely short face on an otherwise elon-
gated skull. Both eyesight and smell were
pooriy developed, and the brain was extra-
ordinarily small. In a giant skull more than
three feet long, the brain was only slightly
larger than a human fist.
Like all perissodactyls, titanotheres
were herbivores. Their very low-crowned
teeth suggest that they fed primarily on
soft leaves. On occasion, they may have
eaten grass, but it does not seem to have
constituted a large part of their diet. Grass
is a highly abrasive substance that wears
teeth down very quickly. If titanotheres
subsisted primarily on grass, their teeth
would have been worn to stubs in a very
short period.
Perhaps the most conspicuous feature
of many titanothere species were the horns
located on the front of the skull. Titanoth-
ere horns differed from those of modem-
day antelope and cattle in that they were
blunt and covered with tough hide rather
than with a homy sheath. They were pre-
sent in both sexes, and in primitive homed
species, the horns of males and females
were about the same size. In the gigantic
forms of later eras, however, the homs of
males were larger than those of females.
On exhibit at the American
Museum, a skeleton of the
titanothere Brontops
reveals a broken and
subsequently healed rib
(fourth rib visible from
front). Such an injwy could
have resulted fivm rivalry
between herd members.
Photograph by Denis Finnin; AMNH
61
Titanothere homs had a vaiiety of shapes
and probably served a number of pur-
poses: for species recognition, as displays
in courtship, and as weapons during com-
bat with other titanotheres.
When titanotheres fought with their
horns, they probably did so in one of two
different ways. Most titanotheres had
homs that were directed to the side, sug-
gesting that the combatants might have
circled one an'other while delivering lat-
eral blows to the unprotected flank of the
opponent. In other titanotheres, however,
the homs were directed forward, indicat-
In the late 1920s, artist
Charles Knight depicted a
magnificent bull
titanothere, of the genus
Megacerops, intimidating a
would-be predator the
carnivore Hyaenodon, at
the edge of a watering hole.
The rest of the titanothere
herd dust-bathes and feeds
in the background.
Charles R. Knight: courtesy of the Field
Museum of Natural History, Neg No, 121T
ing that these species probably fought
head to head, locking homs with those of
their adversaiy. much as deer and cattle do
today. Although these head-to-head con-
tests were primarily wrestling matches,
the focus of the attack probably remained
the opponent's flank, which would be
rammed with the homs if the opportunity
arose. The American Museum's new fos-
sil mammal exhibition includes a remark-
able titanothere skeleton belonging to the
genus Brontops in which one rib had been
broken during the life of the animal, prob-
ably during a sparring match with another
titanothere.
At the end of the Eocene epoch, ap-
proximately thirty-two million years ago,
all titanothere species suddenly became
extinct. Despite their abmpt disappearance
from the fossil record, titanotheres were
not casualties of a sudden cataclysmic
event. Instead, their disappearance can
probably be explained by a simple change
in the earth's climate.
The classical explanation for the extinc-
tion of these huge browsers holds that as
the Eocene passed into the Oligocene, the
environment became cooler and drier,
transfomiing the open woodland habitat
inhabited by the last titanotheres into rela-
tively open grassland. Many of the trees
and shmbs that had fumished titanotheres
with their primary source of food disap-
peared over time, leaving only the expand-
ing fields of grass to provide sustenance.
Other perissodactyls, such as horses and
rhinoceroses, developed higher-crowned
teeth in response to this ecological chal-
lenge, but titanotheres never evolved a
tmly high-crowned tooth. With their fee-
ble teeth basically unmodified, titano-
theres were not able to efficiently utilize
the primary source of food, and were
doomed to extinction.
In the grand scheme of things, titano-
theres did not survive on this planet for
long, but while they were here they were
one of the dominant herbivores and
thrived in great numbers. The last titano-
theres were among the largest land mam-
mals of their time and reigned virtually
unchallenged for six million years. Like
all creatures, however, they were subject
to nature's great dictum: Adapt to the
changing world or pass into obhvion. Ti-
tanotheres could not adapt to the rigors of
the new environment and passed from the
scene, leaving only their fossil bones to in-
trigue Homo sapiens, the dominant crea-
ture of the present era.
62 NATimAL History 4/94
Heyday
Horses
by Bruce J. MacFadden
North America is the ancestral home of
horses, and many fossil sites across the
continent contain abundant remains of an-
cient members of the family. During the
past fifteen years, my colleagues and I
have excavated fossil horses at Thomas
Farm, a site in Florida that some eighteen
million years ago was a sinkhole and per-
fect trap for animal remains. In addition to
such long-vanished creatures as extinct
rhinoceroses and bear-dogs, we have un-
earthed thousands of teeth and bones of
fossil horses.
Three different kinds of fossil horses are
found at Thomas Farm, but by far the most
common we have encountered is Parahip-
pus — "side-toed horse," so named be-
cause of the toes flanking either side of the
central digit. About the size of a small
white-tailed deer or pronghom, Parahip-
pus probably lived in small bands, or
harems (as do many modem horses in the
wild), consisting of a dominant male, sev-
eral females, and juveniles. It may have
inhabited both woodlands and grasslands
and fed on leaves from trees and shrubs, as
well as on grasses. Thus, in its social struc-
ture, habitats, and diet, this early horse
combined characteristics of primitive, an-
cestral horses with more modem traits.
With its hoof — and toes — in two worlds,
Parahippus stood on the verge of the great
heyday of horses during the Miocene.
At any given fossil locality in North
America from about fifty-five to twenty-
five million years ago, we usually can find
two to four species of horses that presum-
ably lived side by side. Thereafter, from
about twenty to ten million years ago,
horses evolved rapidly and adapted to var-
ious environments and ways of life. Horse
diversity increased so dramatically that at
some fossil sites from fifteen million years
ago as many as a dozen species can be
found. Today, the world's horses (and their
relatives the zebras, asses, and onagers)
are reduced to the single genus Eqmis,
whose wild members live only in parts of
Asia and Africa. All are powerful runners
and feed predominantly on grass. Such
uniformity contrasts starkly with fossil
horses, a group with a rich fifty-five-mil-
lion-year-old history, represented by some
three dozen extinct genera.
The coexistence of so many species of
similar ancestry and general adaptive
traits in the same ecosystems suggests
that, as in modern-day communities,
horses divided up the niches and resources
available to them. Before about twenty
million years ago, most horses were pre-
dominantly browsers, feeding on leaves of
trees, bushes, and low-lying shrubs and
supplementing this diet with whatever soft
vegetation formed the local ground cover.
This appears to have been the main feed-
ing strategy not only of primitive horses
but also of most other herbivorous mam-
mals of the time. With rapid diversifica-
tion, however, this feeding strategy
changed. We know this because about
twenty million years ago, fossil horse
teeth changed dramatically.
Today, for example, many browsers,
such as giraffes and camels in Africa, have
relatively short-crowned teeth; in contrast,
all grazers, or mammals whose diet con-
sists predominantly of grasses, have tall
teeth. These high-crowned teeth evolved
to crop and process grasses, an adaptation
that has immediate and long-term "costs."
Grasses contain abrasive compounds
called phytoliths (microscopic, elongated
structures with the same chemical compo-
sition as glass, SiOj). When grazers eat
grasses, they acquire nutrients, but the
phytoliths cause much more wear on the
grinding teeth than do grit-free leaves and
the softer vegetation favored by browsers.
During the Miocene, several groups of
horses throughout the Northern Hemi-
sphere evolved high-crowned teeth at
about the same time. Based on our knowl-
edge of modem herbivores and the nature
of grasses, the acquisition of these new,
taller teeth suggests that Miocene horses
were becoming predominantly grazers.
Recent chemical analyses of Miocene
horse teeth indicate that during that time
most grasses were primitive, photosynthe-
sizing carbon in the manner of trees and
shrubs rather than the way modem tem-
perate and tropical grasses do. Thus, coex-
isting horse species of the Miocene not
only divided up the available browse more
narrowly but also began to exploit the
grasslands and savannas that were becom-
ing more widespread.
The addition of grass to ancient horses'
diets, and the possibility of grazing rather
than browsing as a way of life, are re-
flected in horse biology. Fossil horses have
been thought to exemplify Cope's Rule (in
which an increase in body size over time
results in descendant species being larger,
on average, than their ancestors). The dog-
sized eohippus (the dawn horse more
properly known as Hymcotherium), the
smallest and oldest member of the horse
family, lived at the far end of the spectrum,
fifty-five million years ago. The large
modem-day Eqiius species is at the other
end, with a gradual continuum of horses of
increasing size between the extremes. Re-
cent work has shown this evolutionary pat-
tem to be grossly oversimplified, if not in-
correct, for fossil horses. In the first half of
their evolutionary history, horses changed
very little in body size. Then, during the
Miocene, they diversified rapidly to in-
clude large species and even a few dwarf
lineages. Browsing and grazing species of
this period ran the size gamut. Thus,
Miocene horses appear to have minimized
competition for the available food and
space by occupying slightly different
niches.
During the Miocene, a major adaptive
shift in horse locomotion occuned. In gen-
eral, fossil horse limbs lengthened, and
side toes were reduced and ultimately lost.
While the evolutionary advantages of hav-
ing a foot with one rather than three toes
are not clear, the classic interpretation for
limb elongation holds that it allowed
horses to better escape fast-mnning preda-
tors. Another factor may also have favored
longer limbs. The late Miocene, from
about ten to five million years ago, was a
time of great climate shifts and increased
seasonality — more defined dry versus
rainy and warm versus cold cycles. The
ability to travel longer distances may have
enabled horses to migrate hundreds of
miles to take advantage of local plant
foods available at certain times of the year,
as do zebras and wildebeests in Africa
today. About five million years ago, horses
also evolved functional locking mecha-
nisms of the forelimbs and hind limbs, al-
lowing them to stand for long periods
without great fatigue (modem horses can
stand for about eighteen to twenty hours a
day). These physiological changes en-
dowed some groups of Miocene horses
with great speed and stamina.
While behavior does not fossUize, body
63
size, teeth (which give clues to diet), local
climate conditions, and vegetation, as well
as comparisons with some kinds of mod-
em mammals, can help us reconstruct the
social systems of fossil horses. During the
Eocene, the small, forest-dwelling brows-
ers, such as Hyracotherium, were prob-
ably solitary or lived in small bands within
small home ranges, as do modem forest-
dwelling tapirs and Chinese water deer. In
contrast, more open landscapes and mixed
forest and grassland habitats of the
Miocene enabled early horses to broaden
their range of behaviors. Both the kind of
territoriality observed today in Grevy's
zebra and the more nomadic life in bands,
or harems, seen in Burchell's zebra, have
probably existed in horses since the
Miocene.
Fossils from individual quarries some-
times represent particular populations of
extinct horses. They also provide insight
into the longevity and reproductive biol-
ogy of various species. Little Hyra-
cotherium probably had a potential life
span of three or four years. Females would
have given birth to at least one foal a year,
although, based on local climate recon-
stmctions, breeding cycles in the Eocene
were not synchronized or concentrated at
any particular season. During the Mio-
cene, however, the average life span of
horses increased to about nine to fourteen
years, depending upon the species. Within
local populations, many of these horses
gave birth during the season when food
was most abundant.
Starting about eight million years ago,
horse diversity dropped drastically, retum-
ing to pre-Miocene levels of only three to
five species at any given fossil locality in
the Northern Hemisphere. Studies of an-
In a panorama depicting life ten to
fifteen million years ago on the
Great Plains, three-toed open-
country grazers dominate the
foreground; one, detecting the
furtive cat in the ground cover,
neighs a warning to herd
members. Other three-toed grazers
and one-toed Pliohippus, near the
elm tree, gather in small bands, or
harems. At the far right, a
contingent of three-toed browsers
barely emerge from their forest
home. Crocodiles, rhinos, and
shovel-tusked elephants share the
valley stream.
Painting by Marianne Collins
cient climate indicate increased global
aridity. This, in tum, seems to have led to
less productive land ecosystems. The hey-
day of horses ended. In addition, competi-
tion with cud-chewing, hoofed herbivores
such as deer and bison may also have af-
fected horse diversity. By two million
years ago, only the single horse genus
Equus, consisting of a few species, re-
mained in the Northem Hemisphere.
About three million years ago, during
the Pliocene, Equus emigrated from North
America across the Bering land bridge
into the Old World and, after the formation
of another dry-land connection to the
south, crossed the isthmus of Panama
64 Natural History 4/94
from North to South America. Dramatic
climatic fluctuations within the past mil-
Uon years and the arrival of humans in the
New World during the late Pleistocene
contributed to the extinction of Equus in
the Americas. In the Old World, the range
of Equus became restricted to portions of
Africa, where it gave rise to modem ze-
bras and their relatives, and to the dry
steppes of central Asia. The Asian equids,
including the now-endangered Przewal-
skii's horse, apparently provided the stock
from which the horse was domesticated
five to six thousand years ago.
Over the past several million years, spe-
cies of Equus, both extinct and extant,
adapted to a wide variety of ecological sit-
uations and successfully spread through-
out the Old and the New Worlds. Yet the
familiar horses, zebras, asses, and onagers
that share our modern world represent but
a single surviving branch on a once luxuri-
ant equid family tree that reached its full
glory during the Miocene.
■-3^&I/^.
'^
65
Why Antlers
Branched Ou
by Valerius Geist
Every large museum of natural history
has its collection of ungulate heads, horns,
and antlers — mostly donated by nine-
teenth-century sportsmen obsessed by
such trophies of the hunt. These same in-
stitutions amassed fossilized Irish elk
antlers and skulls of extinct giant moose
and bison. Hoofed mammals have evolved
many types of horns: the antlers of deer;
the true horns of cattle, sheep, and an-
telopes; the false horns of North America's
pronghorns; and the hairy, skin-covered
horns of giraffes. Several extinct species
sported horns of odd architecture. But of
what scientific value is this jumble of di-
verse heads and horns, ancient and mod-
em? What might they tell us about the
evolution of hoofed mammals?
Observing living animals may help an-
swer such a question. In December 1961,
during a three-year field study of moun-
tain goats in the Cassiar Mountains of
northern British Columbia, I watched a
typical territorial dispute near my cabin. A
female mountain goat, her short, sharp
horns lowered, rushed a much larger male.
The big billy jumped aside, turned away,
and hastened down the hill, with the fe-
male in pursuit. As he looked back over
his shoulder, she jerked her head up
sharply, prompting the male to accelerate
his departure. I did not see him for the rest
of the winter.
The female had a more difficult time
with a young billy that was about two or
three years old and about her size. When
she advanced menacingly, he arched his
back into a dominance display, but the fe-
male charged nevertheless. A brief, vio-
lent fight erupted on the snowy slope as the
goats whirled about, thrusting their sharp
horns into each other Finally, the younger
billy, too, took flight and never returned.
Such dramas, which follow the mating
season in early winter, are part of the
mountain goat's biology: dominant fe-
males with kids clear out other goats (in-
cluding the largest males) from chosen
areas of superior habitat, known to scien-
tists as "resource territories." The steep,
jagged chff near my cabin was regularly
swept of snow by strong, warm chinook
winds, making it a good place for goats to
forage, even after a blizzard. The female's
relentless aggression, enforced by her
horns, insured that she and her offspring —
one by her side, one growing in her
uterus — had the food they needed to sur-
vive and thrive.
Mountain goats' short, shghtly curved,
needle-sharp horns make ugly wounds
that hemorrhage beneath the skin.
Wounded goats hobble about for a long
time after a fight and give every indication
of being hurt. The species' horns seem to
have evolved to cause a maximum of pain
and to enable them to be quickly with-
drawn from the victim's body before they
Living New World deer are arranged, front to back,
from tropical dwarfs with short spikes to caribou and moose that
evolved giant antlers during the ice ages. The species are (a)
Andean deer, or guemal, (b) pampas deerfivm South America,
(c) mazama, one of the brocket deer, (d)pudu, the smallest
living deerfivm the Andes, (e) white-tailed deer of the
tropics, (f) marsh deer from South America, (g) mule deer of
western North America, (h) white-tailed deer of northern
temperate zones, (i) caribou, or reindeer, which live in
arctic and alpine areas of both the New and Old World, and {'])
moose from the subarctic and subalpine regions of the
Old and New World.
can become caught and snap the neck of
the aggressor. The short, spiky shape of
the horns proclaims the species to be one
that aggressively defends resource territo-
ries— although in this case only the fe-
males do the defending.
Other living animals with similar homs
and territorial behavior include the duikers
of Africa, dwarf antelopes that inhabit
scrub and forest; the httle brocket deer that
range from Argentina to Central Mexico;
and the Indian nilgai, Asia's largest ante-
lope. Fossil antelopes going back to the
late Oligocene or early Miocene periods,
some twenty-five million years ago, in-
clude several duikerlike forms from Eu-
rope, Asia, and North America. In most
cases, the evolution of antlers went along
with the diminution of large canines, al-
though some modem species (such as the
muntjac of Southeast Asia) retain large ca-
nines as well as homs.
Stabbing homs represent the earliest
and simplest type of armament among a
great diversity of hom shapes and sizes.
But very soon after this type of antler ap-
peared in the late Oligocene, many large,
gregarious antelopes with antlerlike homs
were beginning to populate the newly
spreading grasslands of the Northern
Hemisphere. In open landscapes, the ani-
mals banded together to avoid predators,
for the larger the herd, the less likely that
any particular individual at its periphery
would be caught. Those in the center were
the safest of all. Zoologists call such ag-
gregations "selfish herds" because indi-
viduals do not cooperate but stay together
strictly in their own self-interest.
In closely packed herds, a wounded an-
Drawing by Valerius Geist
66 Natural History 4/94
imal quickly attracts predators, putting all
at risk. Thus, disputes over mating or for-
aging are best resolved by wrestling or
other forms of bloodless combat. Some
deer and antelopes evolved antlers and
horns that functioned as shields to parry an
opponent's attack and as grappling hooks
to wrestle with rivals. Simultaneously,
antlers became the focus of mate selection
by females, since they advertised a male's
superior health and strength. As with the
peacock's tail, sexual selection helped
make antlers increasingly complex.
Both stabbing and wrestling horns
evolved not only among males but also in
the females of some species. In every case,
the female's horns mimic those of the age-
class of males that she must confront and
defeat. In reindeer, for instance, females
most often clash with two-year-old males,
which — unlike older males — retain their
antlers long after the rut. When females
dig deep craters in the snow to reach
buried lichens, they must frequently de-
fend their cosdy efforts from young males
that try to steal the food. In woodland cari-
bou, however, which feed mainly on arbo-
real lichens, females rarely grow antlers.
Because we have a fairly complete fos-
sil record of Old World deer irom the mid-
Tertiary onward, this group best illustrates
the evolutionary sequence of ander forms.
And for each type, one also finds a
palmated version (as in moose) and one
with extra "twigs" branching off the main
tines. Moreover, virtually every type of
antler that has ever evolved is still repre-
sented in living species.
The first true deer resembled the small,
antlerless ruminants from which they
evolved. The water deer of Korea and
China, with its long, tusklike canines, rep-
resents this stage today. Deer with both
long, sharp upper canines and small
antlers represent the second stage. A
plethora of muntjac species in Asia's trop-
ical and subtropical forests are similar to
this ancient type, which goes back about
twenty million years. Muntjacs hold down
territories, and males use both antlers and
teeth in combat. Three-pronged antlers
arose within the deer lineage during the
Pliocene in southern Eurasia. Upper ca-
nines regressed or disappeared in adults.
Today, such deer species remain in tropi-
cal southern Asia and fill many ecological
niches. They range from the very large
sambar, a coarse-grass feeder, to the small
hog deer and its island relatives. None are
territorial.
Sociality increased in tandem with four-
pronged antlers, which evolved during the
late Pliocene in wann temperate climates
at the beginning of some two dozen
100,000-year cooling cycles. Modem rep-
resentatives of this group include the gre-
garious sika and fallow deer, both from
temperate zones. Five-pronged antlers ap-
peared in cool climates in the early ice
ages. These gregarious ungulates are ex-
emplified today by the red deer and its
many subspecies. Also during the ice
ages, the closely related six-pronged
North American elk appeared.
On the vast expanses of open terrain
during the ice ages, a number of very large
deer appeared: the large-antlered giants,
such as the Irish elk and its relatives; the
"brush-antlered" deer; and — in the New
World — the large-antlered moose and
caribou. In the Southern Hemisphere,
antlers reached their largest size in the ex-
tinct deer from the Patagonian steppes.
At high latitudes, the deer enjoy a "va-
cation from want" in early summer, when
plant food abounds and antlers can grow
large without much risk or effort on the an-
imal's part. Tropical deer have no such
seasonal riches. Beyond sixty-five degrees
north latitude, however, the summer boom
in vegetation is much too brief to offset the
long winter's scarcity of food. Antler size
generally increases with latitude and alti-
tude, with the trend reversing in the high-
est latitudes. Thus, the Tibetan white-
lipped deer from the subalpine above
timberline carries very large, elklike
antlers. The sambar from the tropics, its
rival in body size, does not.
Even when rich habitat permits the lux-
ury of large antlers and horns, vigorous
males take risks — sometimes skirting
predators — to get the very best food for in-
creasing antler and body size. Large, sym-
metrical horns are visible proof of superior
ability at foraging and efficiency in main-
tenance metabolism, and they proclaim
the bearer's skill at avoiding predators {see
"A Consequence of Togetherness," Nat-
ural Histoiy, October 1967).
Large horns among males also appear
in other species that live in open habitats,
where the deer are under threat from pre-
dation. Here the young run with the fe-
male, so they must be well developed at
birth and grow rapidly. A mother needs to
be a fast runner and to excel at obtaining
nutrients and converting them to rich,
plentiful milk. Today's caribou, which
have the largest relative antler mass of any
living deer, also have a very showy ander
display during courtship, the richest milk,
and the most highly developed young at
birth among the whole deer family. When
a female picks a mate with large antlers
under these conditions, she is choosing an
individual that may pass on to her daugh-
ter the traits necessary for superior lacta-
tion and for protecting young.
Everyone curious about horns has mar-
67
veled at the immense antlers of the extinct
Irish elk, which appeared half a million
years ago and persisted in Europe until
about 1 1,000 years ago. Neither an elk nor
restricted to Ireland, the Irish elk had huge
antlers — twice the weight of those of a big
Alaskan moose — which indicate that the
species was an open plains dweller. Its
bodily proportions suggest that it was also
the most highly evolved mnner among all
deer. It had a huge chest to hold a big heart
and lungs, large shoulder blades, and
light-boned legs of nearly equal length,
enabling it to run very fast over flat or even
ground (see "The Paradox of the Great
Irish Stags," Natural History, March
1986).
Like today's diminutive fallow deer
(close relatives of the Irish elk), which
carry the largest relative antler mass
among Old World deer, Irish elk bulls may
have gathered in small groups on the open
plains, then marked out individual
courtship territories, or leks. In the slant-
ing rays of the morning and evening sun,
their enormous but relatively Ughtweight
antlers could have been seen for miles by
interested females.
Another fantastic antler shape evolved
in the extinct GaUic moose, the earliest-
known member of a family that appeared
2.6 million years ago in Europe. Two ex-
cellent skeletons are preserved in France.
Their antlers carried tiny palmate
branches on the ends of very long beams.
A small moose by today's standards.
barely as large as a yeaiiing elk, it was.
judging by its proportions, also a speedy
runner that evolved in open plains. (One
can imagine the problems it would have
had navigating through forests.)
Over time, the deer family elaborated
their antlers, but not all ungulates devel-
oped large horns as they evolved from for-
est dwellers to plains dwellers. Some
plains species, such as camels and their
relatives, retained teiritories and contin-
ued to defend them with sharp teeth. Oth-
ers, such as horses, lost their "fighting
teeth" as evolution emphasized their kick-
ing and neck wrestling equipment. When
bison came to North America from Siberia
in the middle of the Pleistocene, they first
evolved into giants with huge homs but
later shifted to developing a luxuriant dis-
play coat and smaller homs. Like antlers
in deer, the bull bison's coat advertises
both its competence at foraging and its
general state of vitality.
When the stag moose came here, it too
developed antlers much larger and more
complex than did either its ancestors or de-
scendants. Body measurements confirm
that these animals not only had laige homs
but were also specialized for fast locomo-
tion with generally larger hoofs and long,
slim legs of equal length.
During the Pleistocene, many large-
bodied predators roamed North America.
Several species were specialized as fast
mnners, including the huge, short-faced
bear, a large American Hon, and two spe-
A forerunner of modem species, the Gallic moose, top of page, lived in
Europe about 2.6 million years ago. Straight beams that ended in small,
palmate branches stuck out three to four feet on each side of its head.
Right: An Irish elk stag, the largest-antlered deer that ever lived, was
depicted by painter Charles R. Knight about seventy years ago. Knight
apparently based its facial features, neck ruff, and coloration on those of
modern red deer. Current phylogenetic studies and Ice Age cave
drawings indicate that the extinct ungulate 's markings and coat
resembled those of the fallow deer, its closest living relative.
Drawing by Valerius Geist/Painting by Charles R. Knight: courtesy of the FielcJ Museum, Chicago, Neg, No. CK1T
68
cies of saber-toothed cats. They had a
tough time making a Hving by huding
themselves against America's giant ungu-
lates; the predators show an unexpectedly
high percentage of fractured teeth and
partly healed breaks in bones.
These giant, ever-hungry predators
would have made short shrift of any hunter
so bold or foolish as to confront them with
the puny weapons of the time. My guess is
that humans could only colonize North
America late in the Pleistocene because
the ungulate-hunting predators formed a
barrier until relatively recently. We don't
know why, but by 12,000 years ago, the
largest of these predators, the giant short-
faced bear, had died out.
According to recent studies by paleon-
tologist Jerry McDonald, who examined
remains of North American hoofed ani-
mals going back to 20,000 years ago, the
number of ungulate fossils dramatically
increases after the bear's extinction, sug-
gesting a much greater abundance of large
herbivores after about 12,000 years ago.
That is also the date of the Folsom stone
tools, the first major evidence of humans
in North America. Perhaps only with the
disappearance of the short-faced bear —
humankind's .single most ferocious preda-
tor— could New World hunters live off un-
gulates like the proverbial mice in cheese.
Eventually, human dependence on the un-
gulates that sustained them may well have
contributed to the extinction of the great
Pleistocene herds.
een in Tooth
and Clow
by Margery C. Coombs,
In the early 1 800s, the French anatomist
Baron Georges Cuvier noted that claws
are usually associated with sharp teeth and
carnivorous habits, while hoofs are associ-
ated with grinding teeth and a plant diet.
Using this rule, he could reconstruct much
of the morphology of an animal from a
small part of the skeleton. A few excep-
tions to this generalization have existed:
clawed animals such as extinct ground
sloths and sauropod dinosaurs, which de-
spite their simply shaped teeth are thought
to have been herbivores. (Only one large
clawed herbivore exists today, the endan-
gered giant panda.) Another successful
group of large clawed plant-eaters, the
chalicotheres, appeared first in the
Eocene, about forty-five million years
ago, in Eurasia and North America. The
last of their Une lingered in Africa and
Asia until the early Pleistocene.
Because of their oddity, chalicotheres
posed some problems for paleontologists.
In the 1820s through the 1840s, chali-
cothere claws from some European quar-
ries were attributed to a "gigantic pan-
golin" or "colossal edentate," perhaps a
70 Natural History 4/94
giant sloth. Teeth found in the same de-
posits were assigned to the Perissodactyla,
the order that includes horses, tapirs, and
rhinoceroses. Not until 1890 did the
French paleontologist Henri Filhol realize
that the horselike animals never seemed to
have feet nor the slothlike animals a head.
He concluded that the claws and teeth be-
longed to a single beast. Instead of having
toes like their horse and rhino relatives,
chalicotheres had hooklike claws.
I first became interested in chali-
cotheres as a graduate student some
twenty years ago, and my work involved
not only their morphology but also their
habits and natural history. Most early
speculations about how chalicotheres used
their claws came down on the side of dig-
ging; chalicotheres were envisioned claw-
ing through earth in search of water or ed-
ible roots. As more fossils came to light,
thought shifted, and chalicotheres were
seen as browsers of leaves. I spent a lot of
time comparing chalicothere skeletons
with those of possibly analogous diggers
and browsers, both living and fossil. Dig-
gers generally have strong forelimb mus-
cles and short, forceful forearms and
hands, enabling the animal to move earth
easily. Chalicotheres have long forelimbs
that are not particularly muscular. They
also lack vertebral, pelvic, and hind limb
modifications usually found in habitual
diggers, and their teeth are relatively low
crowned, with no signs of the heavy wear
they would sustain if chalicotheres had
chewed on a diet of coarse, gritty roots. In-
stead, the teeth are like those of animals
that feed on leaves and twigs. I concluded
that chalicotheres were not diggers, or at
least that digging was not the major func-
tion of their claws, and that they browsed
rather than grazed or grubbed for a hving.
Two basic designs of chalicotheres ex-
isted. One, exemplified by the Old World
genus Chalicotherium, had gorillalike
proportions and may have engaged in
something like knuckle walking. The
other, exemplified by Moropus, which in-
habited North America in the Miocene,
some twenty-four to eight million years
ago, had a longish neck and was shaped
rather like an okapi (a giraffe relative that
today lives in African rain forests). Moro-
pus could extend and lift its claws clear of
the ground to keep from blunting them
when it walked. The hind limbs of both
creatures were shorter than the forelimbs
and had weight-bearing adaptations not
found in the forelimbs. Both groups of
chaUcotheres could probably stand up on
their hind limbs as they browsed. The
clawed digits on the hands may have func-
tioned like hooks, helping the animal to
support itself against tree trunks or to pull
branches down to mouth level. Possibly
the claws served as occasional weapons
for defense or, in the case of breeding
males, for intimidation of competitors.
Chalicothere fossils are relatively rare,
and the animals were probably never par-
ticularly numerous. The evidence suggests
that Chalicotherium may have lived in
forests, while Moropus inhabited more
open environments, perhaps tree-lined
areas around streams or water holes. Large
concentrations of chalicothere fossils are
found in only three places worldwide — in
the Czech Republic, in Kazakhstan, and in
northwest Nebraska. In the 1920s, the
American Museum of Natural History
collected eighteen skeletons of Moropus
from what is now Agate National Monu-
ment in Nebraska. In the 1970s, I exca-
vated fossils from a nearby quarry in
which more than 50 percent of the total
specimens belonged to Moropus. This
creature was the largest animal living in
the early Miocene assemblage in the
Agate area. It shared its habitat with
medium-sized and small rhinos, three-
toed horses, and large piglike beasts
known as entelodonts. Preying on all of
these were "bear-dogs" and early canids.
Small camels and a sheeplike group called
oreodonts roamed nearby.
The Agate fossils shed some new light
on chalicothere life style. When I exam-
ined the specimens of Moropus at the
American Museum, I found two size
groups: the larger ones probably repre-
senting males; the smaller, females. Such
sexual dimorphism, which is also found in
chalicotheres from Eurasia and Africa, is
common when animals breed in a group.
The bony dome on the skull of another
North American chalicothere, known as
Tylocephalonyx, may have been used in
low impact butting, a behavior common
today in male giraffes and many other
hoofed animals when they compete for fe-
males. Thus, chalicotheres may have gath-
ered in at least seasonal groupings.
Reconstructing the lives of chali-
cotheres expands our knowledge of mam-
mal evolution and of the variety of ecosys-
tems during the Age of Mammals. The
existence of a clawed, herbivorous chali-
cothere, for which there are now no exact
biological equivalents, opens a window on
a world that is not quite like our own.
The chalicothere Moropus easily fends off two snarling
Dapheonodon bear-dogs by simply raising its long front limb
equipped with six-inch claws. Its mate grooms their offspring
nearby. Other fauna of this North American Miocene
environment are camels, three-toed horses, sheeplike
oreodonts (far left), and piglike entelodonts (upper right).
Detail of painting by Jay lulatternes; courtesy of the Smithsonian Institution
71
'est Indian
Tuskers
by Daryl R Domning
Amid the contemporary traffic of the
Horida and Caribbean coasts, the rotund
marine mammals loiown as West Indian
manatees attempt to live the slow, deliber-
ate life of aquatic grazers. Found in both
tropical salt water and the fresh waters of
inland springs, these sirenians, or sea
cows, placidly paddle through warm wa-
ters, grazing on a wide assortment of fi-
brous-leaved water plants, including the
introduced water hyacinth. Intermittently,
a manatee snout breaks the surface; after a
breath of air, the animal closes its nostrils
and silently submerges. Half a world
away, the manatees' look-alike but strictly
saltwater cousins, the dugongs, quietly ply
warm shallows of the Indian and south-
western Pacific oceans. While manatees
have an ever-growing series of teeth
adapted to the abrasive grasses that grow
in fresh water, dugongs specialize in eat-
ing softer, less abrasive sea grasses that
they uproot with a pair of tusks in their
upper jaws.
Sirenians have a long history, first ap-
pearing on earth some fifty million years
ago, and their family tree has included
denizens of cold as well as warm waters.
The huge Steller's sea cow, for example,
inhabited the waters of the North Pacific
and Bering Sea, until it was hunted to ex-
tinction in 1768, just twenty-seven years
after its discovery {see "A Sea Cow Fam-
ily Reunion," Natural History, April
1987). Nor have dugongs and manatees
always so neatly divided their tropical
realms between the Atlantic and Indopa-
cific oceans. West Indian manatees are, ge-
ologically speaking, relative newcomers to
the Caribbean; for millions of years, their
cousins the dugongs dominated the tropi-
cal Western Hemisphere. Not only were
these ancient dugongs abundant, they
were diverse. From the Oligocene to the
Pliocene — that is, from more than thirty to
less than five million years ago — at least
three, probably more, kinds of dugongs
lived together in the Caribbean.
This newly discovered diversity raises
the question of how these different spe-
cies, which had such similar diets, could
have coexisted in the same environment.
Today, no place in the world supports
more than a single species of sirenian.
What, if anything, was different about the
Caribbean during much of the Age of
Mammals that promoted a degree of sea
cow diversity unknown today? And what
caused these animals to later die out?
Much of my work with fossil sirenians has
focused on how various combinations of
anatomy and behavior might have allowed
these separate species to share the avail-
able marine plant foods.
Most of the extinct Caribbean dugongs,
like their living Indopacific relatives,
wielded impressive tusks. Some were
more than a foot long and were shaped like
knives or chisels, with self-sharpening
enamel edges. These were not carried for
show; lodged solidly in deep sockets in the
upper jaw, with only a few inches of tip
exposed, they were powerful tools that
could have been used in combat, as are the
tusks of modem male dugongs. But while
72 Natural History 4/94
in the living species males have the larger
tusks, we have no evidence for a differ-
ence in tusk size between the sexes in an-
cient dugongs. I believe that these big,
bladelike tusks were used by both males
and females to dig up and consume the
large, woody rhizomes, or underground
stems, of the largest sea grasses, for ex-
ample, those of turtle grass (Thalassia),
which are inaccessible to tuskless sireni-
ans such as manatees. (Dugongs eat the
whole plant, half of which is the nutritious
rhizome. Manatees can chew gritty grass
but can't get at the rhizomes.)
Another dugong that inhabited the an-
cient Caribbean at the same time as the
great tuskers was Metaxytherium. Some
ten feet long, this creature also sported a
pair of tusks at the front of its upper jaw,
but these appendages were so tiny, with
conical crowns only about half an inch
long, that they appear useless compared
with the daggers and hoes of other du-
gongs. Metaxytherium was probably a rel-
atively unspecialized feeder. It most likely
grazed on the leaves of various sea grasses
and on the nutritious rhizomes of the
smaller sea grasses, which would not have
been hard to uproot. This is the strategy
that the completely tuskless Horida mana-
tee uses in salt water today.
Was the ancient Caribbean full of big
sea grasses with tough rhizomes that filled
the bill for an array of sea cows? Evidence
in the form of fossil sea grasses is rare. At
one Florida site, however, fossil sea grass
some forty-five million years old was
found, giving us a window on the past
plant life of the Caribbean. These fossils
reveal that, while sea-grass beds must
have looked much the same for as long as
sea cows have been on earth, at one time,
sea-grass communities in the Caribbean
were somewhat more diverse than those of
today, which comprise a mere four genera.
Did the abundance of robust sea grasses
permit the evolution of several kinds of
large-tusked dugongs? Did the plants sur-
vive throughout the dugongs' twenty-mil-
lion-year heyday? We have only clues, but
after studying them, I find the following
scenario to be a plausible one. I suspect
that sea-grass beds supported diverse spe-
cies of plants until about two to three mil-
lion years ago, and that these sea grasses in
turn supported a contingent of large-
tusked rhizome eaters. Turtle grass, for ex-
ample, is considered a climax species and
characterizes the stable composition to-
ward which sea-grass communities tend if
left to themselves. Suppose, however,
these grasses were not left alone, but were
periodically ripped up by mammaUan dig-
ging machines in the form of dugongs?
Rather than maintain a static climax com-
munity, this would enhance plant diversity
and productivity and maintain ecological
niches that could have supported other,
less capable diggers such as tiny-tusked
Metaxytherium. The large-tusked dugongs
would have acted as keystone species in
the ecosystem, keeping both sea-cow and
sea-grass diversity at higher levels than
they would otherwise have attained.
Two to three million years ago, in the
grip of a major ecological upheaval, the
Caribbean saw the extinction of many
shallow-water mollusks and other inverte-
brates and most likely some of the marine
plant life. This upheaval, like most in the
earth's history, stemmed from the move-
ments of crustal plates and the building of
mountains. The isthmus of Central Amer-
ica was completed, joining North and
South America but also separating the
Caribbean and Pacific and disrupting cur-
rents that had flowed between them. The
changes in water circulation and salinity
that produced the mass extinction of Car-
ibbean invertebrates could explain the dis-
appearance of dugongs from the area at
roughly the same time.
At this time too, manatees made their
first appearance in the Caribbean and in
southern North America. They had
evolved in the rivers of South America
(see "Marching Teeth of the Manatee,"
Natural History, May 1983) and only now
spread northward into marine waters. Per-
haps then- constantly replenished, wear-re-
sistant batteries of grinding teeth, which
were superior to those of dugongs, gave
them a competitive edge; or maybe the de-
cline of the dugongs simply created an
ecological vacuum into which the mana-
tees expanded. Surviving sea grasses with
the biggest rhizomes — such as turtle
grass — could now live happily ever after,
their manatee-proof root systems undis-
turbed by hungry plowers of the sea.
An underwater panorarrux depicts,
from left, the ancient whale
Basilosaurus, two dugongs, and a
variety of other marine mammals
and fishes. Metaxytherium, a tiny-
tusked dugong, and her calf feed on
Caribbean sea grasses. Before three
million years ago, the Caribbean
was a garden of sea grasses with
large, nutritious roots that were
plowed up and savored by resident
dugongs, many with long tusks.
Today only tuskless manatees
inhabit these waters.
Mural by Ely Kish; courtesy of the Smittisonian Institution
73
ey to the
nivores
by Richard H. Tedford
At dawn in Tanzania's Serengeti Na-
tional Park, a lioness creeps close to the
ground, stalking a young wildebeest that
has drifted from the herd. She must narrow
the distance to her prey as much as pos-
sible because her powerfully built body
cannot sustain a lengthy run. Her eyes
fixed on the wildebeest's neck, she judges
the distance to be proper and lunges at full
speed. The wildebeest realizes something
is wrong only a fraction of a second before
it feels the crash of the lioness's body and
the suffocating grasp of her jaws upon its
throat. The force of the attack topples the
wildebeest; the lioness holds on until the
thrashing ends.
A mile or so away, a pack of hunting
dogs have harassed a herd of zebras for
many minutes, looking for prey. Their
teamwork has isolated an old mare, and
they close in for the kill. Although small
and slender, the dogs have broad muzzles
and powerful jaws. They nip and bite the
zebra's flanks and hind legs. A dog seizes
the soft muzzle with its large incisors and
holds on with a viselike grip; the rest of the
pack begins to eat the immobihzed zebra
as it stands.
Across the plain, a jackal is hunting
springhase, rabbitlike rodents whose agile
jumping poses a challenge to any predator.
The jackal pirouettes and leaps as it fol-
lows the evasive action, finally securing its
prey using the quick snapping action of its
long jaws.
These killing techniques are examples
of the special behavior that carnivorous
mammals painstakingly learn. Killing is a
function of the front part of their mouths.
Nipping incisors, piercing canines, and
tight-gripping, bladelike premolars are
strategically set in skulls of different
length and width to take advantage of the
muscular force of the bite. Yet the teeth
that lions, dogs, and jackals use for killing
are not radically different from those
found in many noncamivorous mammals.
Farther back in their mouths lie some spe-
cial teetii known as the camassials. These
are the haUmark of the true carnivores, or
camivorans — members of a great order of
placental mammals, the Camivora. Useful
for shearing meat, these teeth are funda-
mental to feeding as opposed to killing.
In an adult animal, the camassials con-
sist of the upper last premolar and lower
first molar on both sides of tiie jaws. These
bladelike teeth, which oppose each other,
can scissor through flesh and slice off
morsels of meat. Each camassial has two
narrow cusps, separated by a notch that
holds the piece of meat in place as it is
being cut. Even newborn carnivores are
equipped with camassiallike baby teeth
that function this way. Young carnivores
are introduced to meat before they are
weaned, and these baby camassials are
important to their nutrition and survival.
The baby camassials, however, consist of
the third upper premolar and last lower
premolar (the permanent premolars that
eventiially replace them are much simpler
in form).
The camassials in all tme carnivores,
large and small, always fall about halfway
between the jaw joint near the ear and the
front end of the jaw. This corresponds with
the position of maximum bite force deliv-
ered by the great temporalis muscles,
which originate on the side of the skuU
and, in large camivores, often extend from
the flanks of a prominent crest of bone, the
sagittal crest, at the top of the skull.
Although the muscles on both sides of
the head operate together, a carnivore
chews off pieces of meat using the camas-
sials on only one side at a time. Asmte
74 Natural History 4/94
analysis and electric stimulation of spe-
cific jaw muscles have established that the
fulcrum of the jaw-skull lever is the jaw
joint on the side of the mouth opposite the
camassial pair in use. The maximum bite
force is transmitted across the head and fo-
cused on the midpoint of the opposite jaw,
where the camassials are situated.
Since camassials are so distinctive and
since teeth in general are the most endur-
ing fossils, their presence in the fossil
record enables us to estimate the antiquity
of the order Carnivora. The earliest-
known camassials date from at least sixty-
five million years ago, the time when di-
nosaurs became extinct and mammals
began to gain ascendancy. There are hints
of camassial development in even earlier
mammalian predators, perhaps seventy
million years old.
The development of camassials was
such a pivotal adaptation that it governed
all subsequent carnivore evolution. The
system has been fine-mned within limits
for various species, and in some cases the
original shearing function of the camas-
sials has been lost. But the teeth them-
selves have never been lost in the course
of evolution of any of the camivore lines.
The teeth of dogs and cats exemplify
the differences in skeletal stracture that
separate the two major divisions within
the order Camivora — the suborders Cani-
formia and Feliformia. Among hving car-
nivores, those whose camassials are least
modified from the original type include
the members of the dog, wolf, and fox
family — the Canidae. In canids the lower
camassial retains a broad shelf (talonid) at
its back end that occludes with the upper
first molar (the tooth that lies immediately
behind the upper camassial). The lower
camassial thus has a dual function, shear-
ing at the front and cmshing behind. Far-
ther back in the jaw, the second molars
above and below have several cusps and
continue this cmshing function.
Like many other mammals, therefore,
dogs and their close relafives use molars
for chewing, mixing their food with saliva
so that digestion begins in the mouth. As a
result, dogs can process a variety of foods,
including meat, bone, sinew, inverte-
brates, and plants. This has great survival
value because the wider the range of food,
the greater the animal's ability to shift
from resource to resource as local condi-
tions dictate.
Cats, on the other hand, lack the talonid
"heel" on the lower camassial and have
also lost all the other lower molars. Their
only upper molar is a tiny bladelike tooth
lying directly behind the large upper car-
nassial. In some cats, the upper camassial
has an extra cusp in front that may be en-
larged, extending the camassial blade for-
ward. Thus, cats have become specialized
for a purely meat-eating life style: they are
"hypercamivores." Their teeth slice meat
and deliver the chunks whole to the stom-
ach, with little digestion in the mouth.
The dog family, Canidae, originated
early in the evolution of the caniforms.
Another early group to appear was the
family of giant bear-dogs, the Amphicy-
onidae. Members of this lineage — now ex-
tinct— retained three upper molars, as did
the most primitive canids. But in the evo-
lutionary line leading to all other caniform
families — which include bears, sea lions,
weasels, and raccoons — the last upper
molar was lost at least thirty-five million
years ago. Eventually, raccoons, weasels,
and their relatives also lost the last lower
molar. These modifications do not signal
greater specialization for eating flesh be-
cause the remaining molars, including the
lower camassial, retain their crushing
function.
Early in the evolution of the bear lin-
eage, the camassials themselves began to
take on a greater cmshing function. The
upper camassial became smaller, and its
inner cusp became prominent, approxi-
mating an upper molar in form. In the
lower camassial the shearing cusps be-
came blunted and lowered, while the
cmshing talonid "heel" enlarged to make
up half or more of the tooth crown. The
upper and lower molars behind the camas-
sials also grew larger as their low, broad
cusps formed effective cmshing surfaces.
These transformations, accomplished by
twenty-five million years ago, were stmc-
In a scene set in the Great Plains six million years ago,
distant relatives of modem dogs {lower right) feed
on a camel carcass. These extinct carnivores, known as
Osteoboms, sheared meat and crushed bone
with their camassials — the teeth that are the
hallmark of the order Camivora.
Detail of mural by Jay H. Matternes; National Museum of Natural History, Smittisonian Institution
tural responses to omnivorous and herbiv-
orous diets, resembling those of living
bears.
This adaptation away from camivory is
called hypocamivory. It is not confined to
the bear lineage but also appears in
roughly similar form among raccoons,
badgers, and even some fossil canids. It is
most spectacularly developed in the denti-
tion of the giant panda, an herbivorous
member of the bear lineage that feeds ex-
clusively on bamboo in the mountains of
southeastem Asia.
Among the pinnipeds — sea lions, wal-
mses, and seals — ail the teeth behind the
canines have the same simple shape. How
the camassials evolved to this form can be
traced through a succession of fossils. An
extinct, twenty-four-million-year-old spe-
cies of the genus Enaliarctos, whose
skeleton indicates it was fairly well
adapted for open-ocean swimming, still
retained camassials and molars. Succes-
sive species of this genus possessed pro-
gressively modified camassials that even-
tually came to resemble the premolars in
front of them. This transformation may
have followed a shift from larger prey,
eaten in shallow water or on land, to small
fish, swallowed whole in the manner of
hving pinnipeds.
The feliform group also has evolved
striking modifications of the camassials
and succeeding molars. The hypercamivo-
rous cats occupy an extreme branch of the
feliform evolutionary tree. Other feliform
families, including those containing the
civets, mongooses, and hyenas, eat a
wider range of food. Still, all feliforms
have reduced the molar teeth involved in
mastication. Living hyenas, which cmsh
bone with their robust premolars, have
gone as far as cats in the loss of all lower
molars behind the camassial, and their
only upper molar is a small blade.
Only a few feliform species have be-
come adapted to an otterlike life in
streams. None have evolved that are com-
parable to seals or walmses. But two spe-
cies, the aardwolf of Africa (an ant-eating
hyena) and the falanouc of Madagascar (a
civet), have become specialists in feeding
on insects, especially ants and termites, an
abundant tropical protein resource. As in
other ant-eating mammals, whose prey
need little mastication, their teeth are very
small and simple. The aardwoLf's camas-
sials no longer have a sheanng function.
Within the order Camivora, certain dis-
tinct groups have come to resemble one
another in details of their teeth. For ex-
ample, the hunting dog and the Asian
75
Joe LeMonnier
Suborder
Family Tree of the Order Carnivora
F e I i f o r m i a Caniformia
Family FELIDAE
Common name (Cats)
HYAENIDAE VIVERRIDAE
(Hyenas) (Civets)
CANIDAE AlVIPHiCYONIDAE URSIDAE
(Dogs) (Bear-dogs) (Bears)
Extinct
■PINNIPEDS' PI50CY0NIDAE MUSTELIDAE
(Sea lions, (Raccoons) (Weasels, Skunks,
Walruses, Otters)
Seals)
dhole, the most hypercamivorous living
canids, have the most catlike teeth. Similar
teeth are found in some extinct amphicy-
onids and several groups of fossil canids.
This phenomenon, called paiallel evolu-
tion, is widespread among mammals in
Lion
general. It occurs when closely related
groups of mammals follow similar adap-
tive paths.
A related phenomenon is convergent
evolution, in which distantly related spe-
cies achieve similar adaptations and come
Carnassial (Premoiar)
Premolars
hcisor
Carnassial (Malar)
Premolars
Carbines
Wolf
Molars
Carnassial (Premolar)
Premolars
Incisors
Molars -
Talonid •
Carnassial (Molar)'
Premolars
Canines
Incisor
to resemble each other superficially. For
example, different skeletal parts of the
forelimb were modified in bats, birds, and
pterosaurs to produce the same adaptation,
flight. Similarly, some mammals outside
the order Carnivora have evolved teeth
that resemble camassials. These include
the Tasmanian devil, which is a primarily
carnivorous marsupial, and the extinct cre-
odonts, placental mammals usually re-
garded as distant relatives of the Car-
nivora. In these relatively primitive
animals, all the molars have a camassial-
like form, functioning together like pink-
ing shears. Similar teeth also characterize
early members of the order Insectivora. In
one insectivore. the hedgehog, the same
teeth as in true camivores have become
specialized camassials — the upper last
premolar and lower first molar. This ap-
pears to be an unusual case of convergent
evolution, in which the same structures are
involved among animals only distantly re-
lated to the Carnivora.
A comparison of the skulls of a lion
and a wolf reveals the cat family's
extreme adaptation to carnivory.
The lion lacks crushing teeth; its
only lower molar is the meat-
shearing carnassial. Its sole upper
molar is a tiny, hladelike tooth, here
hidden behind the upper carnassial.
The wolf retains molars for
crushing, and even its lower
carnassial has a shelflike section,
the talonid. In this view of both
skulls, the canines and larger
incisors hide the smaller incisors.
Illustration by Ed Heck
76 Natural History 4/94
AMERICAN MUSEUM OF NATURAL HISTORY
ST"
Exploring the world with expert lecturers
CRUISES
France: Cruising
Through Provence
June 21 - July 3, 1994
Voyage to Lands of
Gods and Heroes
Italy, Greek Isles, Turkey
June 30 -July 13, 1994
Icebreaker Expedition
TO THE North Pole
July 12-31, 1994
Alaska's Inside Passage
July 13-22, 1994
Crossroads of
THE Continents
Alaska & the Russian
Far East
July 20-30, 1994
Beyond the North Cape
Spitsbergen to Bergen
August 6-21, 1994
Voyage to Antiquity
Turkey and the Greek Isles
Aboard the Sea Cloud
August 30 - Sept. 11, 1994
Into the Kaleidoscope:
Islands of Indonesia
Sept. 17 - Oct. 1, 1994
Crossroads of Civilization
Israel, Syria, Greece, Turkey
Nov. 17 -Dec. 1, 1994
DISCOVERY CRUISES
AND TOURS
The American Museum of Natural
History has been conducting travel
programs to remote and magnifi-
cent areas since 1953. Working
closely with the finest tour opera-
tors, each program is carefully
developed to offer an innovative
and distinctive travel opportunity.
We select a team of lecturers from
the Museum's extensive staff of
scientists and from other renowned
instituions to provide a compre-
hensive and stimulating enrich-
ment program. Our programs
attract seasoned and discerning
travelers who want to satisfy their
intellectual curiosity while enjoy-
ing comfortable cruise and land
facihtites.
FAMILY
ADVENTURES
Voyage to Lands of
Gods and Heroes
Italy, Greek Isles, Turkey
Aboard the Daphne
June 30 -July 13, 1994
Mexico's Copper Canyon
July 9-16, 1994
Galapagos Wildlife and
Andean Highlands
July 14-25, 1994
Kenya Safari
August 8-21, 1994
American Museum of Natural History/Discovery Cruises and Tours
Central Park West at 79th St. New York, NY 10024-5192
TRAIN TRIPS
Berlin to Istanbul
May 23 -June 4, 1994
Ancient Turkey
May 31 -June 12, 1994
Beijing to Moscow
September 15-30, 1994
Beijing to Hanoi
Oct. 25 - Nov. 12, 1994
LAND PROGRAMS
Britain Lake
District Walk
June 6-16, 1994
Tibet: Journey to the
Roof of the world
September 2-21, 1994
Morocco: The Road of
A Thousand Kasbahs
Sept. 24 - October 8, 1994
Botswana: Desert & Delta
Sept. 30 - October 15, 1994
Himalayan Wildlife
India and Nepal
November 3-21, 1994
Kenya Holiday Safari
December 1994
Around the World
BY Private Jet
January 19 - Feb. 21, 1995
(212) 769-5700 in New York or
Toll-free (800) 462-8687
The Sabertootlns
Repeat
Performances
by Christine Janis
The immense diversity of mammals liv-
ing today is the legacy of historical events.
One was the Cretaceous extinction of the
dinosaurs, which had monopoUzed most
of the earth's Uving space for millions of
years. With the dinosaurs gone, a major
constraint on mammalian evolution and
radiation was removed. But perhaps even
more important was the breaking up of the
supercontinent Pangaea, which began
some 130 million years ago and was still
going on in the early Cenozoic, about 65
million years ago, when the modem radia-
tion of mammals began.
As the continents went their separate
ways, they carried their mammals with
them. Separated from other populations of
their kind, these "seed faunas" of small,
early mammals were free to evolve in iso-
lation. Each continental block developed
its own group of mammals. Placental
mammals, for example, probably origi-
nated in Asia, in the early Cretaceous.
Monotremes (the egg-laying platypus and
echidnas) were almost certainly native to
Australia. Other animals endemic to that
continent today — the marsupials — came
somewhat later, their ancestors crossing
over Antarctica from South America in the
early Cenozoic, before the final separation
of the southern continents.
Sometimes continental blocks gained
mammals from ancestors that dispersed,
by chance, across the still-widening
oceans. In some cases, chance dispersal
added to an already existing fauna. In oth-
ers, however, it was the sole source. Mada-
gascar and New Zealand, for instance, ap-
parently broke away too early to have their
own mammal conringents, but while
Madagascar developed a rich mammalian
fauna by waves of dispersal. New Zealand
has no native mammals other than bats.
The results of all this mammalian radia-
tion were widely diverse, but certain simi-
larities can be found among mammals that
are only distantly related. Some of the sim-
ilarities— such as the production of milk to
feed the young — are attributable to the
shared ancestry of all mammals, but others
came about as long-separated types of
mammals independently discovered simi-
lar "solutions" to the "problems" posed by
similar environments. Examples of such
convergence can often be seen in the body
forms of mammals from different conti-
nents. Such forms are referred to as con-
vergent ecomorphological types. The term
ecomorph refers to the impact of behavior
and ecology on the evolution of an ani-
mal's anatomy.
The most familiar examples of conver-
gence today are those of Australian marsu-
pials and placental mammals that evolved
elsewhere in the world: the thylacine, or
Tasmanian "wolf (believed by most peo-
ple to have gone extinct earlier this cen-
tury, although tantalizing reports of its
continued survival appear now and then),
and the wolf of the Northern Hemisphere,
for instance. A striking amount of conver-
gence can also be seen in the "flying" —
actually gliding — possums of Australia
and the two separate groups of placental
"flying" squirrels (one in the Northern
Hemisphere and one in Africa), as well as
Asia's so-called flying lemurs (not only do
fliey glide, they are also not true lemurs).
Australia is a fruitful place to look for
examples of convergence because of its
long history of isolation. Madagascar, too,
has produced many native mammals con-
vergent with mammals elsewhere: the
fossa (a giant civet), almost indistinguish-
able from a cat; tenrecs, some of which re-
semble Northern Hemisphere hedgehogs
and moles; and lemurs, primates that radi-
ated into a wide variety of forms. Some
extinct giant lemurs appear to have been
ecomorphs of such animals as the marsu-
pial koala, the placental orangutan, and the
extinct placental ground sloths.
In many other parts of the world, the
continuing shifting of the continents and
the migrations that follow the periodic
lowering of sea levels have blurred much
of the originally distinct character of the
various continental faunas and aimihilated
many unique forms. Africa was the first to
suffer, when it docked with Eurasia in the
late Oligocene or early Miocene, between
twenty and thirty million years ago. The
little rock hyrax, or coney, for example, is
the sole survivor of a great diversity of
hyraxes that once included piglike, hippo-
like, and antelopelike forms.
North and South America have lost
much of their early mammalian diversity
as well. Hippolike rhinos and giraffelike
camels no longer roam the savannas of
North America, and five entire orders of
native ungulates — which evolved into
forms paralleling rhinos, horses, and
camels living elsewhere in the world — are
now extinct in South America. Enough
species remain to bear witness to each
continent's period of isolation, and plenty
of examples of convergence can still be
found — the South American armadillos
and African pangolins, for example — but
the faunal blending that has occurred over
time has reduced the opportunities to ob-
serve the phenomenon in living animals.
The fossil record offers a chance to dis-
cover more instances of convergence. It
also provides an example of an evolution-
ary phenomenon that resembles classic
convergence, but that takes place over
time ratiier than over space. "Iterative"
evolution involves the appearance, extinc-
tion, and reappearance of the same eco-
morphological type, sometimes (but not
always) in die same taxonomic group. The
best-known and most dramatic examples
of iterative evolution are the saber-toothed
carnivores. The saber-toothed eco-
morph— a predator with elongated ca-
nines and a powerful body — has existed
several times in the past, which raises the
question of what factors may dispose cer-
tain types of animals to extinction.
The most familiar of the sabertooths is
the Pleistocene saber-toothed tiger (Smilo-
don) of the La Brea tar pits in Cahfomia.
This animal was a true cat (family Felidae)
but was only distantiy related to the animal
we call tiger today. Saber-toothed cats first
appeared in the Old World in the later
Cenozoic, but the earliest version of a
saber-toothed mammalian predator,
Machaeroides, had evolved some fifty
million years before, in the Eocene, and
belonged to the extinct carnivorous order
Creodonta. Marsupial versions of saber-
78 Natural History 4/94
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night under the stars along
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you'll know why stars fell on
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2. American IMuseum of
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FACES explores the lives and cultures of
people around the world with exciting
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Please send check or money order payable to
FACES, American Museum of Natural His-
tory, Central Park West at 79th Street, New
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scription of 9 issues.
Tlie most familiar of all
sabertooths, Smilodon
belonged to the family Felidae,
although it was not in the same
genus as present-day big cats.
As recently as 12,000 years
ago, this predator roamed
North America, perhaps using
its long, daggerlike canines to
slice open it victims ' bellies.
Illustration by Pat Ortega
toothed predators also existed in South
America, with the extinct borhyaenid car-
nivorous marsupials (distantly related to
opossums) producing the leopard-sized
Thylacosmilus in the Pliocene-Pleis-
tocene. (Another interesting case is pre-
sented by the thylacoleonids, an Aus-
trahan lineage possibly related to koalas
and wombats. Descended from an ances-
tor that had lost its canines, they developed
caninelike incisors. Thylacoleonid
anatomy indicates that they, like true
saber-toothed ecomorphs, were heavy-set
predators.)
But the real stars in the saber-toothed
predator game were the nimravids, an ex-
tinct family of placental mammals that be-
longed to the extant order Camivora. De-
spite their remarkable resemblance to true
cats, nimravids were only distantly related
to the family Felidae. Sometimes known
as "false sabertooths," nimravids were es-
pecially diverse in Eurasia and North
America during the Oligocene, about
thirty-four to twenty-three million years
ago.
Bobcat to jaguar sized, nimravids were
in general smaller than the Pleistocene
saber-toothed true cats, but like the true
cats, they also developed two ecomorpho-
logical types within the broader role: a
more lightly built, "scimitar-toothed"
form with somewhat elongated, bladelike
canines; and a more powerful, shorter-
legged, "dirk-toothed" form with very
long, daggerlike canines, in some cases
supported by a corresponding flange on
the lower jaw. (The placental creodonts
and the South American marsupials
mostly resembled the dirk-toothed type.)
How these teeth were used to kill prey is a
subject of debate. A normal, catlike bite to
the top of the neck might snap the flattish
blades, so the saberlike teeth were prob-
ably used to slice open the victim's belly
or the underside of its neck.
Larry Martin, of the University of
Kansas, has traced the iterative evolution
80 Natural History 4/94
t
of the dirk-toothed type of saber-toothed
carnivores in the Great Plains of North
America. He found that following the ex-
tinction of the creodont Machaeroides, the
role was empty until the appearance in the
late Eocene, some five million years later,
of the nimravids, probably representing
immigration from Asia. Several different
types of jaguar-sized nimravids alternated
as "top cat" in this role during the Oligo-
cene, but all nimravids went extinct in
North America about twenty-three million
years ago.
There was another saber-toothed "cat
gap" for the next twelve milUon years or
so, until the immigration, probably via
Asia, of Barbourofelis, a lion-sized nim-
ravid. Barbourofelis lasted until near the
end of the Miocene, becoming extinct
about seven million years ago. Shortly
after the extinction of Barbourofelis, an-
other dirk-toothed predator — Megan-
tereon — immigrated from Asia. A true
felid, Megantereon was an ancestor of
Smilodon, which thrived as recently as
12,000 years ago, during the late Pleis-
tocene.
Why has the saber-toothed ecomorph
been so vulnerable to extinction, and why
is it not present today? Large carnivores
are, in general, highly susceptible to ex-
tinction. The skeletons of all sabertooths
suggest predators built for power, not
speed (the dirk-tooths were more power-
fully built than present-day lions or tigers).
That, in turn, implies a hunting style that
relies on ambush rather than the long
chase, a style associated in carnivores
today with a more-or-less solitary life style
and large individual home ranges. If the
SEND AN
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81
American Museum of Natural History
France
IP Cruising through Provence
June 23 - July 3, 1994
The Rhone River wends
its way through Provence,
one of France's most pic-
turesque regions. Lov-
ingly captured on canvas
by Van Gogh, Gauguin,
Cezanne and others, it is a
beguiling region that
blends history, culture
and natural beauty to per-
fection.
A team of Museum ex-
perts accompany us as we cruise up the Rhone aboard the 5-star m.s.
Cezanne from Martigue to Viviers. We will discover the splendor of
ancient Rome as exemplified by the ruins in Aries, Viviers, Nimes and
St. Remy's environs. Cities and towns rife with medieval remnants, such
St. Gilles, Aigues-Mortes, Avignon, Les Baux-de-Provence and Aix-en-
Provence, add to the his-
toric atmosphere of our itin-
erary. Not to be forgotten,
we will also enjoy the sub-
lime beauty of the country-
side, including the magnifi-
cent Luberon range and the
isolated marshes and sand
dunes of the Camargue. Join
us for this special jour-
ney through southern
France.
American
Museum of
Natural
History
Discovery Cruises
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
density of prey decreases, perhaps because
of environmental changes, the home range
of such a predator has to increase to insure
enough food for survival.
Sabertooths faced with a scenario of de-
clining prey and, thus, increasing home-
range size would also be less and less
likely to encounter potential mates. Even-
tually, the chances of a sabertooth finding
a mate in a neighboring territory would
become remote, and the population would
decline, with extinction inevitable unless
environmental circumstances improved
and prey increased. Lending some support
to this idea is evidence that some of the
North American sabertooth extinctions
overlap with turnovers and extinctions in
the ungulate faunas, particularly in the late
Miocene. The megafaunal extinctions of
large herbivores that took place at the end
of the Pleistocene may have sounded the
death knell for the saber-toothed eco-
morph worldwide.
Will there ever be another saber-
toothed ecomorph? We cannot know, of
course. But one candidate for a saber-
toothed ancestor might be the Asian
clouded leopard, Neofelis nebulosa, a for-
est-living, jaguar-sized cat with the
longest canines of any extant felid.
Some mammalian traits appear to have
evolved only once, with no evidence of
convergence over time or space. For ex-
ample, although a variety of famiUes con-
tain gliding mammals, all true flying
mammals — bats — belong to a single
order, the Chiroptera. (The only other ver-
tebrates to have evolved powered flight are
birds and the extinct pterosaurs.)
Our own mode of bipedalism, with an
upright torso and a striding gait, is also
unique. Many mammals (such as kanga-
roos and many types of rodents) have a
hopping mode of bipedal locomotion in
Pogonodon platycopis (once
regarded as being in the genus
Dinictisj was one of the nim-
ravids, an extinct family of
carnivorous mammals only
distantly related to true cats.
Pogonodon had scimitarlike
canines shorter than those of
Smilodon; it was also smaller
and more lightly built and— as
this artist's rendition sug-
gests— may have had body
markings like an ocelot (far
right, bottom).
Illustration by Pat Ortega
82 Natural History 4/94
which the trunk is held horizontally and a
long tail is used as a counterbalance.
Bipedal dinosaurs walked with a similar
body posture, and their descendants, the
birds, still maintain a horizontal torso
(penguins are the only exception), com-
pensating for the loss of the bony tail by
pivoting the body over the knees. But hu-
mans, evolving as we did from African
apes that had aheady lost the tail and de-
veloped an upright torso, inherited a
unique set of design constraints and adap-
tations that made the "normal" mode of
vertebrate bipedality impossible.
The great South American radiation of
primates produced no upright ape, which
is surprising since a remarkable example
of convergence exists between the Asian
gibbon, the most primitive of the living
apes, and the South American brachiating
spider monkey, although the latter differs
in possessing a long, prehensile tail. I sus-
pect that the South American monkeys
never experienced an apelike radiation be-
cause the role of a terrestrial, at least par-
tially bipedal herbivore was already taken
up by the endemic ground sloths.
The uniqueness of the human ecomorph
is often a source of pride. However, with
all the problems facing the planet today —
so many seemingly a result of the spread
of civilization — we might perhaps be wise
to hope that if the human species ever does
succeed in doing itself in, our particular
ecomorphological type will not reemerge
any time soon. The worid might survive a
reappearance of the sabertooths, but could
it take another round of us?
'^:n-^i^m^-^
AMERICAN MUSEUMOF NATURAL HISTORY
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MUSEUM OF
NATURAL
HISTORY
THE ALIOSAURUS TOTEBAG
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83
Tough Times in
the Tar Pits
by Bloire Van Volkenburgh
The camel had been a quick kill. Its
struggles at the stream's edge, where it had
been trapped in quicksand saturated with
asphalt, had attracted a pack of dire
wolves. They dispatched the huge beast
quickly with multiple, ripping bites to its
abdomen.
Now the feeding wolves rapidly pull
muscle and viscera from the carcass, stop-
ping occasionally to scan their surround-
ings. Condors circle above and a coyote
paces nearby, eager to clean up any scraps.
At the sound of a warning growl, all the
wolves stop feeding and turn toward the
sound; the fur on the back of their necks
stands erect, and their lips pull back to re-
veal their upper canines. Two saber-
toothed cats approach, each twice the
mass of a dire wolf. The cats display their
canines — long, slightly curved daggers
that extend well below their lower jaw. Al-
though only two sabertooths are challeng-
ing the pack of eight wolves, the wolves
are unwilhng to engage the big cats in bat-
tle. The sabertooths move closer, lunging
and swiping at the wolves, paws spread
wide and claws extended. All the wolves
move away from the camel and watch as
the sabertooths feed on the catch.
After the big cats have left, the hungry
wolves will return to eat what remains of
the carcass. By the following day, little ev-
idence will be left of the camel's death on
the sand's surface; all exposed bones will
have been carried off and chewed by scav-
engers such as the coyote. Those bones
mired in the sticky sand will be entombed
and preserved — and will emerge as fossils
from the tar pits of Rancho La Brea some
20,000 years later.
The array of fossil mammals from this
Los Angeles site, which began to accumu-
late 36,000 years ago, reveals the diversity
of large animals that inhabited North
America until the late Pleistocene, only
about 10,000 years ago. Today only eleven
species of hoofed mammals the size of a
peccary or larger exist in North America;
in the past, fifty-six Mved on this continent.
They included giant camels, horses, bison,
mastodons, and mammoths. These herbi-
vores were preyed upon by a rich array of
carnivores: fifteen species the size of a
coyote or larger, as opposed to just seven
today. In addition to sabertooths, dire
wolves, and coyotes. North America was
home to black, grizzly, and short-faced
84 Natural History 4/94
bears, gray wolves, pumas, and American
lions that were nearly twice the size of
their African cousins.
Recently, with the help of graduate stu-
dent Fritz Hertel, of the University of Cal-
ifornia at Los Angeles, I conducted studies
that provided some unexpected findings
about the intensity of competition for food
among late Pleistocene carnivores. After
studying the frequency of broken teeth in
modem lions, wolves, and hyenas, we
found that, on average, one out of four
adults had suffered at least one broken
tooth during its lifetime. However, the
spotted hyena, a habitual bone-crusher,
had a higher frequency of broken teeth,
approaching 40 percent. In all species, the
most commonly broken teeth were ca-
nines (fangs, or eye teeth), followed by in-
cisors and premolars toward the front of
the mouth and camassials (shearing teeth)
and molars along the sides. The increased
fracture frequency in hyenas probably re-
flects their tendency to consume carcasses
more fully, sometimes breaking teeth as
they crunch bones.
These data suggested that tooth break-
age could be used as an index to reflect the
level of competition for food in extinct
predators — the hungrier the predators, the
more fully a carcass would be devoured,
down to and including the marrow-rich
bones. To obtain a good estimate of frac-
ture frequency in extinct carnivores, we
had to look at a lot of teeth. While most
fossil sites yield few carnivore teeth, the
tar pits of Rancho La Brea are an excep-
tion. Here, approximately ten carnivores
were lured to their death by each herbivore
that was trapped. We were able to examine
more than 4,(X)0 teeth of Rancho La Brea
carnivores and 550 teeth of dire wolves
from two other late Pleistocene sites. AU
of the teeth were attached to skuUs or jaws,
and we considered teeth to have been bro-
ken only if they showed distinct signs of
wear after the break occurred. To our sur-
prise, the frequency of broken teeth in dire
wolves, sabertooths (Smilodon), American
lions, and coyotes was three to five times
that observed for modem carnivores, in-
cluding hyenas. This held true for dire
wolves at all three sites and, since we ac-
counted for age, was not the result of age
differences in individuals in the ancient
and modern samples. (Bobcats and pumas
left few fossil teeth, having been only oc-
casional visitors to the tar pits, but none of
their teeth were broken.)
The fossil record of carnivores (teeth
included) before 40,000 years ago is mea-
ger compared with that of the late Pleis-
tocene. Our studies do suggest, however,
that for predators such as sabertooths,
tooth breakage increased over time; that is,
sabertooths that hunted 40,000 years ago
had relatively fewer broken teeth than
sabertooths that lived 10,000 years ago.
What could account for tough times in
the late Pleistocene that made broken teeth
more frequent than seems to have been the
case before and since? One possibility is
that the tar pits attracted injured or old —
and weak-toothed — predators because
prey were so vulnerable when mired.
Based on their relatively slight tooth wear,
however, most of the Uons, dire wolves,
sabertooths, and coyotes that died at Ran-
cho La Brea were young adults seemingly
in the prime of life. A single broken canine
or premolar is unlikely to have severely af-
fected their ability to hunt.
I believe the increased tooth breakage
in late Pleistocene large predators suggests
that at that time, competition for food was
more intense than it had been previously
and much fiercer than it is today. Having
secured a carcass, a carnivore needed to
extract as much nourishment from it as
possible, a process that led to broken teeth.
The extinction of the huge and once abun-
dant prey species — American camels,
giant sloths, mammoths, and others —
could have been the late Pleistocene film-
ing point, subjecting the predators to a
fight for life that most of them lost.
Of the four La Brea species we studied
that had broken teeth, only the most om-
nivorous survived and is today one of the
most adaptable of carnivores. The coyote
continues to thrive today in habitats as dif-
ferent as the wilds of Yellowstone and the
backyards of Beverly Hills.
In a detail of a scene at La Brea
some 20,000 years ago, saber-
toothed cats drive dire wolves away
from the carcass of a horse. Tlie
asphalt in which so many
Pleistocene animals became mired
rarely formed lakes; it usually
collected in shallow seeps,
sometimes camouflaged by debris.
Painting by Mark Halietl
85
he Who
T<
les
by Philip D. Gingerich
In Greek mythology, Tethys is the wife
of Oceanus and a sea goddess in her own
right. About a hundred years ago, geolo-
gists appropriated her name for the ancient
sea that once divided the earth's great
northern and southern continents. Today
the Mediterranean is a mere suggestion of
what Tethys must have been in its time.
Stretching from what is now Spain to In-
donesia, Tethys was an ocean when trilo-
bites and other early forms of life flour-
ished, and it lasted more than 500 million
years, through the Age of Dinosaurs and
into the Age of Mammals. The inexorable
drift of continental plates finally obliter-
ated Tethys. India and central Asia con-
verged and raised the Himalayas; Arabia
pushed into western Asia and uplifted the
Zagros; Africa encroached on Europe and
raised the Alps. Tethyan sea sediments
now lie dry and exposed in the Sahara
Desert and in the folded foothills of the
Himalayas and the Alps.
Extensive and relatively shallow, the
waters of Tethys would have been warm
and well stocked with fish and moUusks. It
must also have been inviting to mammals
that lived at its edge. Three hundred mil-
lion years after vertebrates first colonized
land, some mammals reversed their pat-
tern and returned to Tethys. Today, the de-
scendants of those seagoing pioneers —
toothed porpoises and dolphins and the
toothed and baleen whales that make up
the order Cetacea — have adapted fully to
life in water. All have a streamlined body,
a blowhole or pair of holes on the top of
the skull for breathing, simplified teeth
(replaced in some by keratinous baleen), a
specialized system for underwater hear-
ing, and locomotion powered by a fluked
tail instead of by limbs or flippers. These
advanced cetacean features were acquired
in steps over time, but the prototype was a
land mammal living on the shores of
Tethys.
The oldest-known fossil whales come
from the Kuldana Formation, a stratum of
rocks in northern Pakistan deposited by
ancient rivers and sandwiched between
Tethyan marine formations. In the Eocene,
some fifty million years ago, Tethys could
not have been far downriver from this site.
In 1979, 1 led an international team from
the United States, France, and Pakistan to
search the Kuldana Formation for fossils
of early land mammals. One December
day, Jean-Louis Hartenberger, a rodent
specialist, hammered open a rock with
what looked like a small bone on its sur-
face; the bone turned out to be a crest on
the back of a beautifuUy complete fossil
skull. Because the skull was relatively
large but the braincase was small, we
began to suspect that he had found an ar-
chaeocete, a member of an ancient family
of whales. These now-extinct relatives of
today's toothed and baleen whales had
some modem features, such as a dense
tympanic bone for hearing, but lacked
many ofliers, including a blowhole on the
top of the skull.
When I returned to my lab at the Uni-
versity of Michigan, my coUeagues and I
removed the remaining rock from the new
skull. The configuration of bones in the
Basilosaurus, an ancient whale that lived some forty
million years ago, had front flippers and tiny
but functional hind limbs, complete with thigh, femur,
and three toes. It may have used its feet to guide
its fifty foot-long body during copulation. A fossil
of the whale was unearthed in 1989 in what is
now the Egyptian Sahara.
Painting by Marianne Collins; © 1993, W. W. Norton and Company
skull base confirmed that it was indeed an
archaeocete; we named it Pakicetus in-
achus. We later speculated that this dog-
sized whale first entered Tethys from its
riverside home to take advantage of easy
fishing in the warm waters.
Pakicetus, which lived about fifty mil-
lion years ago, had not evolved the ability
to hear directionally, or perhaps to hear
well at all, in water, a hallmark of modem
whales. Archaic features such as this,
along with its discovery among remains of
land animals, makes Pakicetus a very
primitive whale indeed. In time and in its
morphology, Pakicetus is perfectly inter-
mediate, a missing link between earlier
land mammals and later, full-fledged
whales.
Our unexpected discovery and our sub-
sequent investigation of Pakicetus made
me realize how little was known about the
^^j»£^KWfta^B«^
l-yT^^^aiS'-t:-
86 Natural History 4/94
transition of whales from land to sea. I also
reasoned that we need not remain in the
dark. After all, whales live and die in
water, where they are easily buried and
fossilized, and their fossils are large and
relatively easy to find. Furthermore, ma-
rine rocks of Eocene age cover vast areas
of the earth's surface. Since finding Pa-
kicetus, my colleagues and I have been ex-
ploring whenever possible the deserts of
Pakistan and Egypt for whales to fill the
gaps in our knowledge. Our results have
been gratifying.
In 1989, 1 was working with paleontolo-
gists Elwyn Simons and Holly Smith in
Tethyan sediments of the Egyptian Sahara,
where we found another archaeocete. In
addition to a hefty, four-foot-long skull
and huge ribs, we found a thigh bone, then
lower leg bones, then an ankle. Finally, we
also unearthed, one by one, three tiny toes.
These, the first complete hind limbs and
feet of an archaeocete to be discovered,
belonged to the forty-million-year-old
Basilosaums isis, a large early whale that
must have been one of the most ferocious
marine carnivores of its time. Because the
hind limbs (about eighteen inches long)
were not connected to a sacrum in the
spinal column as are the hind limbs of land
mammals, Basilosaums could not possi-
bly have used its feet to lift or support its
eellike, fifty-foot-long body. Yet the bones
and joints are so well formed, with strong
processes for the attachment of muscles,
that the Umbs appear to have been func-
tional. I suspect that Basilosaums used its
legs and feet as guides during copulation.
Basilosaums exhibits not only an un-
usually elongated shape but also oddly
proportioned vertebrae that lead me to be-
lieve that it was on a side line, rather than
on the main path to the evolution of mod-
em whales. Another cetacean from the
same era, found in Egypt and known as
Prozeuglodon atrox, combines normally
proportioned vertebrae with hind limbs
much like those of Basilosaums and is a
better candidate for a direct ancestor of
modem whales.
Paleontologists have long believed that
because whales evolved from land mam-
mals, they must have had hind limbs and
feet early in their history. What surprised
me most about finding hind limbs on
Basilosaums and Prozeuglodon was that
these archaeocetes lived ten million years
after Pakicetus and the origin of whales.
Ten million years is a long time, even to a
geologist, and finding hind limbs on such
"late" whales means that the transition
from land to sea took time — time enough
to allow us to study the intermediate stages
87
in the fossil record. Evolution is dynamic,
but change doesn't happen in a flash.
Thus, we can expect to unearth many
more missing links.
Further rungs in the cetacean evolution-
ary ladder have already come to hght. Re-
cently, paleontologists Hans Thewissen,
Taseer Hussain, and Muhammad Arif
were working in Pakistan when they found
a partial skeleton of a brand-new species
of a forty-nine-million-year-old Tethyan
archaeocete, with important parts of both
front and hind limbs. The femur, or thigh
bone, is large, hke that of a land mammal,
but the feet are long, like those of a seal.
The scientists named the animal Ambulo-
cetus natans, "the walking whale that
swam," in recognition of its amphibious
nature. Ambulocetiis was possibly like an
otter or seal in its behavior. It most likely
came ashore to breed and give birth. Using
its flipperlike front limbs, it may have
moved about on land by hitching itself for-
ward, siinilar to the way a sea Hon moves
on land. Its hind legs and feet evidently
propelled it through the water when it re-
turned to Tethys to feed on marine fare.
The Tethyan sediments of Pakistan con-
tinue to be a mine of ancient whale re-
mains. In December of 1992, University
of Michigan graduate student Xiaoyuan
Zhou found an archaeocete about forty-
eight million years old in sediments that
were deposited in deeper water tiian all
older finds. It has a nearly complete verte-
bral column, a small femur, and short neck
vertebrae, indicating some streamlining of
the head and body. Land mammals and
some early fossil whales have fused sacral
vertebrae and therefore rather stiff hips
and tails, but this creature's sacral verte-
brae were not fused, giving its back and
tail a flexibility approaching that of later
whales. It is thus an important link in the
transition to fully whalelike swimming, in
which the animals undulate their body and
move their fluke up and down.
In the same month, Muhammad Arif
and I were again scouring the shallow
Tethyan sediments of Pakistan when he
found two forty-seven-million-year-old
partial skulls and skeletons of a previously
poorly known whale ca&tA Indocetus. The
new fossils showed that the animal was
long necked and still had long hind limbs,
a rigid sacrum, and a robust tail. As in our
earher Pakicetus, we saw many similari-
ties between this primitive animal and
land mammals known as mesonychids. A
varied group ranging from cat size to bear
size, mesonychids lived between sixty and
thirty-seven miUion years ago. They were
principally carnivorous scavengers.
Was the first land mammal to return to
the sea and start the wheels of whale evo-
lution a mesonychid? This theory — origi-
nally put forth in the 1960s by Leigh Van
Valen, an American Museum graduate
student at the time — is based on similari-
ties in tooth structure. Subsequent discov-
eries, particularly of similarities in whale
and mesonychid skeletal structure, have
upheld this view.
As the fossil record of early whales con-
tinues to grow, our knowledge of tiie evo-
lution of advanced cetacean traits be-
comes clearer and more complete. Fossils
contradict the notion that whales suddenly
appeared full-blown, without intermediate
forms. I am a skeptical soul, but I have
seen a lot of Tethys and excavated a lot of
whales in the past fifteen years. Intermedi-
ates, missing links, are everywhere.
Along the coast of Tethys, an
ancient warm ocean that
stretched from Spain to
Indonesia, an undulating
Basilosaurus catches fish with
its four-foot-long jaws and
battery of sharp teeth.
Painting by F. Heimberg; coiiection of G. Pilleri
Natural History 4/94
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Cauaht in Time
by Richard H, Tedford
The scene — a chase — is one that has
been enacted, throughout the history of
mammals. The time is some fourteen and
a half milUon years ago, and the place is a
mud flat in what is today northeastern Col-
orado. In a burst of power, a huge carni-
vore known as a bear-dog lunges at a tiny
pronghom antelope, which leaps in an at-
tempt to elude its pursuer In an evolution-
ary sense, the two main players are at op-
posite ends of their destiny — the bear-dog
being on the verge of extinction, the
pronghom near the beginning of its kind's
history. The scene, presented in the Amer-
ican Museum's new Hall of Mammals,
with mounted skeletons of predator and
prey, has a timeless quality. While the
scene is red in tooth and claw, the predator
and prey are caught, like the figures on
Keats's Grecian urn, in an action just be-
fore closure.
This depiction for the new exhibition
came about as a result of serendipitous
discoveries of bones in Colorado and a
dramatic set of fossihzed tracks in Califor-
nia. It is not an exact reconstruction; the
predator and prey did not drop dead and
fossilize in tandem, but we have good rea-
son to beheve the scene is plausible. Both
the bear-dog and the pronghom skeletons
were discovered in northeastern Colorado
in successive fossil deposits laid down a
few hundred thousand years apart. Be-
cause this is a short span by geological
standards, we believe that the two kinds of
animals very likely coexisted for a time in
this part of North America.
The bear-dog skeleton, the most com-
plete recovered in North America, was
collected in the 1930s by a team from the
University of California at Berkeley. The
new mount consists of a cast of this mate-
rial, combined with a more complete skull.
jaws, and a few limb bones from the
American Museum's collection, which
were found in western Nebraska. The
pronghom mount is the actual skeleton of
a single individual collected by the Amer-
ican Museum in 1901. A third element in
the scene, a cast of the trackway that we
have placed beneath the bear-dog, was
collected in the early 1960s from the Mo-
have Desert by Raymond Alf and his stu-
dents at die Webb School of Califomia. It
coincides with the age of the bear-dog
skeleton. The bear-dog was the largest ter-
restrial predator of its time, and the paw
prints on the trackway fit those of the large
male animal represented by the skeleton.
The bear-dog, Amphicyon ingens, was
neither a bear nor a dog, but a member of
a separate, now extinct family of carni-
vores, the Amphicyonidae. The evolution-
ary position of this family lies between
that of dogs, the Canidae, and bears, the
Ursidae, but is not ancestral to either of
them. Between about thirty-seven million
and nine million years ago, bear-dogs in-
habited Eurasia and North America. A
species closely related to A. ingens has
been found in contemporaneous French
deposits, indicating that the geographic
range of the giant species of Amphicyon
was comparable to those of present-day
brown and grizzly bears.
Not counting its long, doglike tail, A. in-
gens was the size of a northern brown
bear, and the relative length of its hmbs
and feet was comparable to that of a griz-
zly. However, its body was more slenderly
buih, suggesting that Amphicyon, weigh-
ing a httle less than the 560 pounds of the
average grizzly, could mn faster than the
grizzly's thirty miles per hour. The track-
way shows a stride length about equal to
the total length of the body (less the tail)
and also indicates that as it moved at this
clip, Amphicyon was pacing — moving the
two left legs and the two right alternately,
as bears are known to do at a slower stride.
Still, an animal the size and weight of a
bear-dog would not have been capable of
sustained pursuit. It was built for explosive
power rather than stamina. Like a hon, it
would have ambushed prey, pressing its
attack with a short burst of speed.
The pronghom Ramoceros osbomi was
a member of the earliest group of prong-
homs, known as the merycodonts. These
homed animals appear to have Uved only
in North America, as do their descendants,
the antilocaprines, the group to which the
living pronghom antelope of the Ameri-
can West belongs. In both groups, the
Leaving its tracks in the impressionable mud, a bear-dog
(Amphicyon), in one burst of ferocity, isolates a pronghom
(Ramoceros) /ram its herd and lunges in pursuit. The
pronghom veers in an attempt to evade the predator's teeth
and claws. In the background, two members of the pronghom
herd dash across the mud flat to safety.
Painting by Marianne Collins
90 Natural History 4/94
horns grow directly over the eye sockets.
In merycodonts, however, the horns have
multiple branches and often have encir-
cling rings of bone, or burrs, on the shaft
of the horn. In contrast, antilocaprine
horns are burrless and branch just once
from a common shaft.
More remarkable is the asymmetry of
Ramoceros horns. Each side of the horns
has three branches, but the branches on the
left are twice as large as those on the right.
When horns like these were first described
scientifically, the unevenness was re-
garded as the result of injury. But many
specimens have now been found and stud-
ied, and all show such unequal horns. (The
smaller, more horizontal branch may be
on either the right or left, the incidence
being about fifty-fifty.) Such striking
asymmetry is rare in mammals, although
perfect bilateral symmetry is also rare.
In large museum collections of some
species of merycodonts, somewhat less
than 50 percent of the adults are hornless
and most likely represent females. We do
not yet have a large enough sample of
Ramoceros species to measure the inci-
dence of homlessness, but we assume that
these merycodonts, too, will eventually
show such sexual dimorphism. Both sexes
of living pronghoms have horns, although
the females' are smaller Reproduction is
strongly seasonal in pronghorns, with
males vigorously competing for females
in the fall. With even more striking differ-
ences between the sexes, merycodonts, in-
cluding Ramoceros, probably also came
together in herds and reproduced season-
ally. The males' di.splay of horns may have
been important in attracting and compet-
ing for females.
In the Museum's mount, ntxHntr Amph-
icyon nor Ramoceros wins out; the preda-
tor is always pursuing, the prey ever evad-
ing the attack. We have no way of
knowing which creature won more often
in actual chases those millions of years
ago. In the evolutionary stakes, however,
Ramoceros was the victor. The last Amph-
icyon died out some fourteen million years
ago. The family to which Ramoceros be-
longed flourished for twenty million years
and gave rise to modern pronghorns,
which carry on the lineage today.
||^^Pii*5Ki«ii/*BfeWi;:<.-e ;5 :-i?^, i, «, ;•
n,^^^
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-i
91
At the American Museum of Natural History
Biodiversity and Conservation
The American Museum's Center for Bio-
diversity and Conservation is sponsoring a
series of five evening lectures. On Tuesday,
April 19, and Tuesday, April 26, Niles El-
dredge, curator in the Museum's Depart-
ment of Invertebrates, will review patterns
of biological evolution and extinction across
geological time and show how changing
patterns of human culture have affected
other species and their habitats. On Tues-
day, May 3, and Thursday, May 12, Joel L.
Cracraft, curator in the Department of Or-
nithology and acting director of the Center,
will explore the biodiversity crisis, its
causes and solutions. On Tuesday, May 17,
Michael J. Novacek, vice-president and
dean of science at the Museum, will talk
about understanding and saving the world's
species and the importance of biodiversity.
Tickets for the series are $40, and the lec-
tures begin at 7:00 p.m. Call (212) 769-5310
for information.
An Evening with
Jean-Michel Cousteau
Son of underwater explorer Jacques Yves
Cousteau and founder of the Cousteau Soci-
ety, Jean-Michel Cousteau will examine the
relationship between humans and the ocean
environment and illustrate his points with
film footage. The program, presented in
conjunction with the exhibition Sharks!
Fact and Fantasy in Gallery 3, will take
place on Monday, April 18, at 7:00 p.m. in
the Main Auditorium. For more informa-
tion, call (212) 769-5606.
Food as Medicine
In China, foods are divided into two cate-
gories, yin and yang. depending on the en-
ergy they are believed to release in the body.
Tin foods (such as fruits, vegetables, crabs,
and fish) are said to cool the body; while
yang foods (such as eggs or fatty meats) are
thought to heat the system. Li Lian Xing, an
herbalist and traditional Chinese doctor,
will talk about the medicinal properties of
Chinese food and offer possible individual
diagnoses. In addition, gold-medal master
chefs Shi Lian Yong and Bian Jian Nian will
demonstrate the art of vegetable carving and
offer samples of healthful teas and foods.
This presentation win take place on Sunday,
April 10, at 2:00 and at 4:00 p.m. in the Mu-
seum's Auxiliary Dining Room. Tickets are
$5. For information, call (212) 769-5315.
Evolution Follies
An unorthodox view of nineteenth-cen-
tury Victorian natural history will be pre-
sented by Richard Milner (a senior editor of
Natural History) and a small musical cast.
The program will feature anecdotes and
slides, as well as songs about Charles Dar-
win, Thomas Huxley, and creationism. It
will take place on Thursday, April 7, at 7:00
P.M. in the Kaufmarm Theater. Tickets are
$15. Call (212) 769-5310 for information.
A Historic Look at Building Stones
Geologist Sidney Horenstein, the Mu-
seum's coordinator of environmental public
programs, will discuss stone architecture
from the time of the ancient Egyptians and
the Inca Empire until today. The shde-illus-
trated presentation will take place on Thurs-
day, April 21, at 7:00 p.m. in the Kaufmann
Theater. Call (212) 769-5606 for tickets.
When Worlds Collide
The ultimate disaster movie, When
A great white shark cruises in the waters ojf Australia.
®1991 Chuck Davis
Worlds Collide was first released in 1951
and included such calamities as a tidal wave
that crashed through Times Square. The
film will be shown on Saturday, April 30, at
3:00 P.M. in the Kaufmann Theater. Brian
Sullivan, the Hayden Planetarium's produc-
tion designer, will introduce the program.
Call (212) 769-5606 for information.
Central African Art and Dance
The tango, capoeira angola, and other
New World dances have their roots in Cen-
tral Africa. Robert Farris Thompson, pro-
fessor of art, African studies, and African-
American studies at Yale University, will
talk about Congo-Atlantic traditions in
dance and art on Wednesday, April 6, at
7:00 P.M. in the Main Auditorium. Tickets
are $5.00. For a complete schedule of events
in the Education Department's year-long
program "Global Cultures in a Changing
World" caU (212) 769-5315.
Burroughs Awards
Founded in 1921, the John Burroughs As-
sociation owns and maintains Burroughs's
rustic cabin, Slabsides, which is in West
Park, New York. The association, headquar-
tered at the Museum, will hold its annual
meeting on Monday, April 4, at 10:30 a.m.
Its annual award for nature writing (the
sixty-eighth) will be presented to David G.
Campbell, author of The Crystal Desert.
Natural history books for children and a
natural history essay will also receive
awards. The meeting is free and will be fol-
lowed by the award luncheon in the
Audubon Gallery. Tickets are $30. Call
(212) 769-5169 for information.
Cosmic Background Exploration
Observations from NASA's Cosmic
Background Explorer satellite have con-
tributed to an understanding of the uni-
verse's creation and evolution. As part of
the series "Frontiers in Astronomy and As-
trophysics," George Smoot, a research
physicist at the University of California's
Lawrence Berkeley Laboratory, will give an
illustrated talk on Monday, April 1 1, at 7:30
P.M. Tickets are $8 ($6 for members). For all
events at the Planetarium, including the Sky
Show, "Orion Rendezvous: A Star Trek
Voyage of Discovery," call (212) 769-5100.
These events take place at the American
Museum of Natural History, Central Park
West at 79th Street in New York City. The
Kaufmann Theater is located in the Charles
A. Dana Education Wmg. The Museum has
a pay-what-you-wish admission policy. For
more information about the Museum, call
(212)769-5100.
92 Natural History 4/94
NPG Statement on Population
We Believe that the Optimum Rate of Population Growth is Negative
We believe that the optimum rate of population
growth for the United States (and for the world) is
negative until such time as the scale of economic ac-
tivity, and its environmental effects, are reduced to a
level that would be sustainable indefinitely.
We are convinced that if present rates of popula-
tion and economic growth are allowed to continue, the
end result, within the lifetimes of many of us, would
inevitably be near universal poverty in a hopelessly
polluted nation and world.
We agree with Professor Herman Daly who has
pointed out that the human economy is a subset of the
biosphere, and that the current scale of economic ac-
tivity relative to the biosphere is already far too
large to be sustainable indefinitely.
Stabilization Is Not Enough
We believe that calls for merely slowing down rapid
population growth, or for stabilizing population at
present or even higher levels, are totally inadequate.
Such proposals, while presented as a solution, fail
to address the central issue: how to create a national
(and world) economy that will be sustainable indefi-
nitely.
At present or at even higher levels of population,
neither the application of science and technology, nor
simplifying life-styles, nor any combination of the two,
can offer any hope of reducing our impact on the en-
vironment to a sustainable level.
We Need a Smaller Population
We recognize that our impact on the environment
in terms of pollution and resource depletion is the prod-
uct of our numbers times our per capita consumption
of energy and materials. Thus, there are only three
ways by which that impact can be reduced;
• By reducing the size of our population by a nega-
tive rate of population growth.
• By reducing over consumption (in the United States
and other developed countries) by simplifying life-
styles.
• By reducing resource depletion and pollution per
unit of consumption through more efficient use of
energy and materials.
Population size is by far the most critical of those
three variables. Nevertheless, our present scale of
economic activity is so large relative to the biosphere
that all three measures are needed in order to re-
duce it to a sustainable level.
An Urgent Need
Over 20 years ago, when our U.S. population was
far smaller, (about 202 million, rather than our present
260 million). Professor John Holdren correctly saw the
urgent need for a negative rate of population growth.
At that time he wrote,
"...What is surprising... is that there is not more
agreement concerning what the rate of change of popu-
lation size should be. For given the uncertain, but pos-
sibly grave, risks associated with substantially increas-
ing our impact on the environment, and given that
population growth aggravates or impedes the solution
of a wide variety of other problems. ..it should be ob-
vious that the optimum rate of population growth is
zero or negative until such time as the uncertainties
have been removed and the problems solved."
A Population Goal for Our Country
We must have, first of all, a nationally-determined
population goal for our country, accompanied by effec-
tive policies to achieve it.
We urge Congress and President Clinton to set, as
a top priority national goal, the achievement of a nega-
tive rate of population growth for the United States
until such time as the scale of our economic activ-
ity is reduced to a sustainable level.
We also call on our political leaders to urge other
nations to pursue a similar goal.
Please help us build broad public support for
a national policy to achieve a negative rate of
population growth.
NPG is a nonprofit, national membership orga-
nization established in 1972. We are the only orga-
nization that calls for a smaller U.S. and world
population, and recommends specific, realistic
measures to achieve those goals.
Contributions to NPG are tax deductible to the
extent the law allows. As reported to the IRS on our
most recent Form 990, our fundraising and admin-
istrative expense was only 13.3 percent of our total
income.
YES! I want to become a member of NPG, and help
you work toward a smaller U.S. and world population.
I am enclosing my check for annual membership dues.
$30 $50 $100 Other
Name
Address
Citv State Zip
Mail to: Negative Population Growth, Inc.
210 The Plaza, P.O. Box 1206, Teaneck, NJ 07666
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Tucker. Los Alamitos. CA 90720 (800) 303-9646.
IRELAND! Discover the magical, emerald green
world of Ireland. Over 40 holidays - walking, cycling,
horseriding, sailing, natural history, archaeology - fea-
tuhng cozy B&Bs, home-cooked meals, small villages,
traditional culture, and the friendliest people in the
world! Celtic Nature Connections, Cliddaun-4, Dingle,
Co. Kerry, Ireland. Phone/fax 011-353-66-59882.
MACHU PICCHU & South America. Trekking the Inca
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In-depth natural history adventures. Small groups.)'
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YEMEN, SYRIA, JORDAN, TURKEY, Greece, Egypt,
Morocco, Iceland, Madagascar and much more. Small
group holidays for all ages. Call for brochure and itiner-
aries. Adventures Abroad 1 (800) 665-3998. 24 hours.
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Celestial Events
Moonstruck
by Gail S. Cleere
On April 11, the moon will reach
apogee, its farthest distance from the earth
all year— 252,574 miles. On the 25th, the
moon will reach perigee, its closest dis-
tance to the earth this year — 221,790
miles — and because this is also the date of
the full moon, the full power of the moon's
gravitational pull will be exerted upon us.
Although only one ten-millionth the
earth's own gravitational attraction, the
moon's pull is enough to drag our oceans
over their normal boundaries.
Perigee and the full moon coincide in-
frequently because the two cycles are not
equal. (Full moons occur every 29.53
days, while perigees come every 27.55
days.) This month, the two events occur
within three hours of each other, and we
should expect the highest and lowest tides
of the year on the 25th. Such events, al-
though they are predicted and well-publi-
cized, never fail to take the vast majority
of seaside inhabitants by surprise.
"No more of the Universe is visible to
our unaided eyes than to the eyes of our
Neanderthal ancestors. But science, the
product of our imagination, has im-
mensely extended the range of our imagi-
nation," wrote astronomer Chet Raymo.
Most of us, however, know even less about
the moon than our ancestors did. We may
know the moon's phases but still consider
its monthly and annual motions a mystery.
The tides, the most visible result of the
earth's interaction with the heavens, were
known to our ancestors, but began to be
understood only after Isaac Newton pub-
lished his Principia Mathematica in 1687.
Tidal swelling occurs twice a day on
both sides of the earth, once when the
moon passes overhead, and once when the
moon is on the opposite side of the earth.
Tidal forces have an appreciable affect
only on large bodies — such as oceans —
and this explains why soup doesn't spill
over the sides of the bowl when the moon
is full. The sun's gravitational pull on the
earth is roughly half that of the moon's, but
when the sun, the earth, and the moon are
in a line (during full or new moon phase)
the combined force produces the higher
than normal "spring" tides in certain areas.
The effects are even more amplified when
the moon is at perigee, as it will be this
month. (Although the moon's distance
from apogee to perigee varies only from 9
to 14 percent, tidal influences can be 30 to
48 percent greater. The resulting high tides
(which usually peak one or two days after
perigee because of "gravitation lag") can
cause coastal flooding, and some scientists
have suggested that the chances of earth-
quakes and volcanic eruptions may also be
slightly increased.
The actual speed and height of tides are
affected not only by the moon but also by
land masses, water depth, winds, and
barometric pressure. Tides typically range
from three to six feet, but some areas show
no tides at all, and others, such as the Bay
of Fundy, have tides of more than thirty
feet. If the barometer drops by one inch,
the seas can rise by a foot. A storm can
have an even larger eifect; when strong
winds are blowing ashore, water can pile
up against the coast, turning a high-
tide-perigee coincidence into a disaster.
The tides do more than merely cause
our coastal area authorities to post notices
on the beaches. They also keep our
earth-moon system evolving. Long ago,
when the moon and earth were closer, the
earth's powerful tidal effects gradually
brought the moon's rotation into agree-
ment with its orbital period, so that we
never see its far side. Partly because of
96 Natural History 4/94
tidal action, the rotation of the earth is
gradually slowing down — by about one
second every 50,000 years. This causes
the moon to speed up its revolution about
our planet, which, in turn, causes the
moon to spiral slowly away from the
earth — at a rate of about one and a half
inches a year.
Someday, total solar eclipses will be cu-
riosities of the past — only annular echpses
(the sun's edge seen in a ring around the
moon) wiU be possible At the same time,
tidal effects are driving the earth-moon
system slowly toward a state in which both
bodies will each eventually revolve about
their common center of gravity in a period
equal to forty-seven of our present days,
each always keeping the same side toward
the other. But on this very distant day, the
moon will stop spiraling away from us,
and begin its slow journey back toward us.
The Planets in April
Mercury is all but invisible in the
morning sky this month. Although it will
shine as bright as -1 magnitude, it is too
close to the glare of the sun to be seen. On
the 30th, Mercury reaches superior con-
junction.
Venus dazzles us at -3.9 magnitude, the
brightest object in the evening skies ex-
cept when the moon is visible. At sunset, it
perches approximately 20° above the
western horizon. The celestial highlight of
the month is the striking conjunction of
Venus and the waxing crescent moon,
which takes place on the evening of the
12th. Seen from northern Greenland and
the Canadian Arctic, the moon will actu-
ally pass directly in front of Venus (called
an "occultation"), but for the rest of North
America, it will appear as a relatively
close approach. The best view will be
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American Museum of Natural History
BEYOND THE
NORTH CAPE
Spitsbergen to
Bergen, Noru/aq
August 6-21, 1994
The Norwegian Arctic is a
spectacular area renowned for
its breathtaking landscapes. This
summer, a team of American
Museum experts, sailing aboard
the comfortable Polaris, will
explore a region characterized
by fjords, glaciers, mountains,
icebergs and ice floes
We will begin at Spitsbergen, a spectacular group of ice-covered
islands just 625 miles from the North Pole. From there we will
sail south along the coast of Norway, visiting mist-shrouded
Bear Island, the mountainous Lofoten Islands and spectacular
Geirangerfjord. Join us as we search for polar bear, walrus, seal,
reindeer, arctic fox, orca, sperm whale and numerous species of
birds beyond the North Cape.
American
Museum of
Natural
History
Discovery Cruises
Central Park West at 79th Street
New York, NY 10024-5192
Toll-free (800) 462-8687 or
in NYS (212) 769-5700
Rediscover Your World
98 Natural History 4/94
from the eastern seaboard, with Venus ap-
pearing only about a moon's width below
and to the left of the crescent within a few
minutes of 8:30 p.m., local daylight time.
By the time darkness falls on the West
Coast, the configuration will have
changed noticeably with the moon stand-
ing about three moon diameters directly
above Venus. The Magellan spacecraft,
meanwhile, is exploring Venus, making its
nearly circular orbit around the planet to
give us a better understanding of Venus's
gravity and interior.
Mars may be visible by the end of the
month, though even then it rises barely an
hour before sunrise, very low in the
east-southeast.
Jupiter rises about two and a half hours
after sunset at the start of the month, our
only night-sky planet this month. It
reaches opposition (opposite the sun in our
360° sky) on the 30th, which means it is
up all night — rising as the sun sets, setting
as the sun rises. On the 24th, watch as the
nearly full moon passes the bright star
Spica in Virgo, and then heads toward
Jupiter, creating a wonderfiil spectacle on
the nights of April 25 and 26 in the con-
stellation Libra. Jupiter at opposition pre-
sents a face to us that is "ornate with dark
belts, light zones, and a possible assort-
ment of spots and ovals, festoons and gar-
lands, knots and rifts in its clouds," ac-
cording to astronomer Fred Schaaf. Find a
telescope and enjoy the show. Meanwhile,
Jupiter awaits the arrival of the Galileo
spacecraft, due to arrive at the planet in
1995. Recently, Galileo, in its race toward
Jupiter, successfully detected the experi-
mental laser beams sent to it simultane-
ously from Table Mountain Observatory
in California and the Air Force's Starfire
Optical Range in New Mexico — a dis-
tance of 1.3 million miles. The success of
this experiment shows that future deep-
space missions can use laser beams to
send larger volumes of data back to the
earth than is currently possible with radio
signals.
Saturn rises just an hour before sunrise
on the 1st and can be seen very low in
Aquarius in the southeast before dawn this
month. The ringed planet is a difficult ob-
ject to spot, especially since it also dims in
brightness as its rings slowly tighten the
angle they present toward us (they will
present an edge-on appearance next year).
On the moming of the 7th, use the thin,
waning crescent moon to guide you to Sat-
um, which is well below and to the right of
the moon. As the month progresses, Sat-
urn becomes increasingly visible as it
climbs higher in predawn skies. Mean-
while, work continues on the development
and construction of instruments that will
fly on the Cassini spacecraft mission to
Saturn. Cassini, a joint project of NASA
and the European Space Agency (ESA),
will carry twelve scientific instruments
and a probe that will detach from the main
craft and parachute to the surface of Titan,
Saturn's largest moon.
Uranus and Neptune together hug the
eastern comer of Sagittarius, high in the
southern skies as dawn approaches. On the
night of April 3^, the waning last-quarter
moon passes by them both. Neptune is sta-
tionary on April 25, and Uranus on April
30. Both will now begin their apparent ret-
rograde (westerly) motion across the sky
as the earth overtakes them in orbital
speed. They will not resume their proper
easterly motions until October. Comet
Halley, outward bound, crosses the orbital
path of Uranus just about the time your
taxes are due — April 15. Halley is on its
way to aphelion — its farthest distance
from the sun — a point between the orbital
paths of Neptune and Pluto. The comet
will take another twelve years to reach
Neptune.
Pluto braces for its big day next month,
when it reaches opposition in our night-
time skies — the best time for serious as-
tronomers to try observing it. This tiny
planet appears close to Jupiter and the star
Zubeneshemali, which is visible with the
naked eye in Libra.
The Moon reaches last quarter on the
2d at 9:55 p.m., EST; is new on the 10th at
8:17 P.M., EDT; and reaches first quarter at
10:34 P.M., EDT, on the 18th. Full moon
occurs on the 25th at 3:45 p.m., EDT.
The Lyrid meteor showers peak just be-
fore dawn on the 22d. The full moon sets a
few hours before, so the best times to ob-
serve these meteors are after moonset and
before dawn. The Lyrids are remnants of
Comet Thatcher, last seen in 1861, which
has an orbital period of 415 years. The
Chinese recorded the Lyrids in 687 B.C.,
and the Koreans noted it a.d. 1 1 36. On av-
erage, the Lyrids produce about fifteen to
twenty swift, bright meteors per hour,
many leaving streaks. Some years have
produced tremendous displays of seventy-
five meteors or more per hour, the last
being in 1981.
Daylight saving time begins at 2:00
A.M. on Sunday, April 3. "Spring ahead"
and add one hour to clocks and watches.
Gail S. Cleere lives in Washington, D.C.,
and writes on popular astronomy.
A boat brings you as close
as any human is allowed to the Bird Islands.
Watch for cormorants, razorbills, petrels and terns
as well as the rare Atlantic Pujfin.
You'll find thousands of exciting things to do in our 1994 Travel Guide.
And with an average 30% exchange rate your money goes farther here.
For your FREE Guide plus our Value- Vacation Catalogue, call:
r . ]«00-Ml-<E096
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August 30 - September 11, 1994
VOYAGE TO
ANTIQUITY
Aboard Sea Cloud
From classical Greek and Roman times through the Byzantine
Empire to the present, the eastern Mediterranean region has exerted
an enormous influence on world history, art and culture.
This September, the American Museum invites you to explore this
area's exotic cities, magnificent landscapes and innumerable rem-
nants of its glorious ancient civilizations with physical anthropologist
Dr. Ian Tattersall and archeologist Dr. David Soren.
Beginning and ending with the fabled city of Istanbul, we will
explore western Turkey's
incredible ancient ruins and
thriving towns, including
Ephesus, Pergamon, Termessos,
Troy and Antalya, as well as the
Greek island of Rhodes and its
superb acropolis. Join us aboard
the Sea Cloud for an extraordi-
nary journey back in time.
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
Authors
As a vice president and dean of science
of the American Museum of Natural His-
tory in New York, Michael Novacek
(page 40) must at-
tend to the admin-
istrative demands
of a huge institu-
tion. But as a verte-
brate paleontolo-
gist, he is still in-
volved in the
hands-on work of
finding fossils. In
this instance that
means spending
each summer with
the rest of a Mu-
seum team that is
navigating the Gobi Desert of Mongolia
in jeeps, living in a yurt, and crawling
over dry cliffs in search of fossils, from
Velociraptor to mouse-sized extinct mam-
mals. Novacek has also done fieldwork in
other dry, but fossil-rich regions such as
the Rockies, Baja California, Yemen, and
the Chilean Andes. He plans to return to
Chile to look for more evidence of mam-
mal life during the Age of Dinosaurs.
as8fa^^ii|iiiMi|ij!ii|i|iiilliM|iiiiiiiimiBlllM^^
Champion of the pouched, Michael
Archer (pages 44 and 48) is a professor
of biological sci-
ence at the Uni-
versity of New
South Wales,
where he has
worked since
1978. A citizen of
both Australia and
the United States,
Archer went to Australia on a Fulbright
fellowship after completing a bachelor's
degree in geology and biology at Prince-
ton University. He chose to remain in
Australia because of its fascinating ani-
mals and paleontological challenges. He
has excavated fossil vertebrates not only
in the Riversleigh deposits, but through-
out the continent. Archer writes a column
for Australian Natural History and is ac-
tively involved in combating creationism.
102 Natural History 4/94
"As a kid." says Malcolm McKenna
(page 56), "I read Roy Chapman An-
drews's books and promptly caught 'Cen-
tral Asia fever." I haven't recovered yet
and don't plan to." The American Mu-
seum's Gobi expeditions give him and his
wife, Priscilla, the opportunity each sum-
mer to build on the work started by An-
drews in the 1920s. Frick Curator of
Vertebrate Paleontology at the American
Museum and a professor of geology at
Columbia University, McKenna is also
the president of the scientific senate of the
Museum. His current research focuses on
the family tree of living and extinct mam-
mals. McKenna started to collect fossils
in North America as a teen-ager, and
S. David Webb (page 50) first started
paying attention to fossils when, as a
young cowboy, he observed fossil out-
crops on the range in Nevada. Later, at
Cornell University and at the University
of California at Berkeley, he became in-
terested in evolutionary questions. A cu-
rator of fossil vertebrates at the Florida
Museum of Natural History and a profes-
sor of zoology at the University of
Florida, Webb notes that "it took me a
while to realize that in Florida the best
fossil sites are underwater." Since 1965,
he has been diving for fossils. Webb's re-
search includes the Great American Inter-
change, late Pleistocene extinctions, and
the origin of deer and other ruminants. He
and his wife raise horses on their farm
near Gainesville, Florida.
0
some forty-five years later, he has done
fieldwork worldwide. His future plans in-
clude studying mammal faunas of the
Arctic, South America, and Mongolia;
"Wyoming, Colorado, and Montana also
beckon."
A native of Nebraska, Larry Martin
(page 59) has spent most of his life on the
(3reat Plains. Now a curator of vertebrate
paleontology at the Kansas Museum of
Natural History and a professor in the
Department of Systematics and Ecology
at the University of Kansas, he has done
extensive fieldwork in those states, as
well as in South Dakota, Wyoming, Col-
orado, and Montana. Maitin first saw
devil's corkscrews in 1964 when, during
an investigation of a fossil mammal find
near Harrison, Nebraska, a local land-
owner, Lorena Ellicott, showed him the
corkscrews in the neighborhood. Martin
is the author, with Bruce Rothschild, of
the recent book Paleopathology: Disease
in the Fossil
Record (Boca
Raton: CRC
Press, 1993).
His future
plans include
analyzing the
skeleton of
Archaeop-
teryx and con-
tinuing work
on the fossil
burrow com-
munities of
early Miocene
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103
MOROCCO
The Road of the
Thousand Kasbahs
September 24 -
October 8, 1994
Few places evoke images of such exotic splendor as the North African coun-
try of Morocco. With opulent cities replete with minarets, mosques, palaces
and souks, ancient kasbahs filled with colorfully robed Berbers and starkly
beautiful landscapes, Morocco is a feast for the senses.
This September, an American Museum guest specialist in Islamic studies will
lead an exciting trip to the exotic cities, towns and desert villages of Morocco.
We will visit such fabled and exotic cities as Marrakesh, Fes and Meknes,
while also seeing a very different Morocco as we explore the Sahara Desert,
the Atlas Mountains and the walled adobe villages of the renowned Road of
the Thousand Kasbahs.
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
Discover Natural History!
DETACH AND MAIL ORDER FORM TODAY
MAIL Members' Book Program
^°- American Museum of Natural History
Central Park West at 79th Street
NewYork, NY 10024
OR 1-800-437-0033
CALL:
Please rush me the 1991 Telly Award Winning
Videocassette of the American Museum of
Natural History for only $1 7.95 (U.S. & CANADA)
plus $4.00 postage & handling. CT residents add
6% state sales tax. Available in VHS only.
Approx. 30 Min.
D VISA D MASTERCARD
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City
Zip
Valerius Geist (page 66), a Russian-
bom Canadian of German extraction, is
director of the Environmental Science
Program at the University of Calgary in
Alberta. Since the late 1950s he has con-
ducted zoological fieldwork in various
parts of British Columbia and Alberta, in
the Yukon Territory, in Texas, and at the
Bandipur Sanc-
tuary in India.
He first became
interested in SiRSIfe'5' -»»$'
horns and ant-
lers during his
first-year stud-
ies in zoology
at the Univer-
sity of British
Columbia,
from which he
received a bachelor's degree in science
and a doctorate in zoology. In 1971, he
broadened his focus to include a new
task: developing programs to train young
scientists to effectively apply new knowl-
edge in the larger social arena. In addition
to ungulates, his present interests include
game ranching. Ice Age mammals, the bi-
ology of health, and human evolution.
.»yWf»w^:'srv-a-n'gy.'.-v
Having grown up on a New Hampshire
dairy farm, Margery Coombs (page 70)
was well acquainted with herbivores of
the hoofed variety. But not until she was a
doctoral candidate at Columbia Univer-
sity in the 1970s did she meet the clawed
kind, chalicotheres: "The American Mu-
seum of Natural History has the best
overall collec-
tion of chali-
cotheres in the
world, and after
being intro-
duced to them,
I found them to
be fascinating."
i^^B asKm '• ■ Her interest in
the systematics,
anatomy, and
ecology of
these unusual,
extinct beasts
continues unabated. An associate profes-
sor of biology at the University of Massa-
chusetts at Amherst, Coombs is also
working on an undergraduate textbook of
vertebrate paleontology. For the future,
she has her eye on some international co-
operative projects, involving chali-
cotheres in Kazakhstan, India, and China.
104 Natural History 4/94
A native of Queens, New York, Bryn
J. Mader (page 61 ) knew from a very
early age that he wanted to be a vertebrate
paleontologist. His professional interest in
titanotheres, however, began as a gradu-
ate student in vertebrate zoology at the
University of Massachusetts at Amherst,
when he recalled having seen a series of
massive, homed titanothere skulls in the
American Museum's Osbom Hall of
Mammals. When he found that titano-
theres had been neglected since Henry
Fairfield Osbom published his mono-
graph on them in 1929, he was hooked on
studying the extinct beasts. After receiv-
ing his Ph.D. from the University of
Massachusetts in 1991, Mader moved to
the American Museum, where he started
in the Department of Vertebrate Paleon-
tology as an assistant collections manager
working with fossil mammals. Now col-
As a graduate student at Columbia
University in the 1970s, Bruce MacFad-
den (page 63) had the opportunity to
study the extensive fossil horse collection
A professor of anatomy at Howard
University in Washington, D.C., Daryl
Domning (page 72) has written several
articles on fossil sirenians, or sea cows,
for Natural History. Much of his field-
work takes place in such warm parts of
the world as Puerto Rico, Mexico, and
Brazil, where sea cows and their fossil
ancestors can be found. His interest in the
Caribbean dugongs was sparked by some
surprising fossil discoveries over the past
fifteen years, which raised questions
about ancient ecology: "The world is al-
ways stranger than we imagined," notes
Domning, "and life in the past was more
different from the present than we know."
In addition to piecing together the evolu-
lections registrar in the Department of
Mammalogy, Mader has traveled to the
Badlands of South Dakota to look for
more North American titanotheres and
hopes to extend his research to Mongolia,
where large numbers of titanotheres have
been found.
at the American Museum of Natural His-
tory with the encouragement of Morris
Skinner, the world's foremost horse ex-
pert at that time. Since then, MacFadden
has focused his studies on the paleobiol-
ogy and evolution of horses. Now a cura-
tor of vertebrate paleontology at the
Florida Museum of Natural History, he
continues to excavate fossil horses and
conduct geochemical studies of their teeth
to determine ancient diets and ecology.
His book Fossil Horses was published by
Cambridge University Press in 1992.
Also a professor of geology, zoology, and
Latin American studies at the University
of Florida in Gainesville, MacFadden is
currentiy on a Fulbright fellowship in Bo-
livia, studying the geology and paleontol-
ogy of the Andes.
tion and natural history of extinct sireni-
ans, Domning is deeply involved in pro-
tecting living dugongs and manatees.
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Chairman of the Department of Verte-
brate Paleontology at the American Mu-
Every chance he can get, Philip Gin-
gerich (page 86) travels to the sandy
Fayum region of Egypt or to northern
Pakistan, sites that are the world's most
productive whale graveyards. His 1989
Fayum expedition resulted in the first
specimen of a whale with functional legs
and toes. On his field trips, Gingerich is
often accompanied by his wife. Holly
Smith, a physical anthropologist and ex-
perienced paleontologist. Gingerich grew
up in a rural Mennonite community in
Iowa, where geological time and evolu-
tion were as distant as Egypt and Pak-
istan. He jumped at the opportunity to
study geology in college. Now a professor
of geological sciences and director of the
Museum of Paleontology at the Univer-
Esther Beaton (page 100), was bom in
Budapest, Hungary, and grew up in Cali-
fornia. Having Uved on two continents,
she was attracted to a third and moved to
Australia in 1973. Fascinated by the
beauty of the animals around her, particu-
larly the brilliantly colored parrots, she
began her career in wildlife photography.
seum of Natural History, Richard H.
Tedford (pages 74 and 90) began his
studies of the order Camivora while a
graduate student at the University of Cali-
fornia, Berkeley. He has concentrated on
the Caniformia, the suborder that includes
dogs, bears, sea lions, raccoons, weasels,
and their relatives. "For me," he says,
"one of the thrills of the Museum's new
exhibition halls is the opportunity to place
the skeleton of the extinct bear-dog Am-
phicyon in an active pose corresponding
to its fossil tracks." A veteran of field-
work in the United States, AustraUa, and
China, he has documented the changing
composition of fauna in these regions and
used these events to measure geologic
time and to mark past ecological changes.
sity of Michigan in Ann Arbor, he is par-
ticularly interested in quantifying rates of
evolution and using these as guides to un-
derstanding the process of evolution.
For six years Beaton photographed wild-
life and landscapes for the Parks and
Conservation Service. Then she decided
to risk self-employment, and with another
photographer, founded the well-known
stock library Auscape International. Cur-
rendy, she is free-lancing and living near
Sydney. She came across the procession-
ary caterpillars featured in this month's
"Natural Moment" while leading a nature
tour near Alice Springs. "I had heard dri-
vers and station heads tell how they had
mistakenly ridden into masses of the 'bag
moths' or 'itchy grubs' and been covered
by millions of fiery stings, and I had
come across them hanging in their bags
from acacia trees. But this was the first
time I had actually witnessed this little-
seen event." Beaton took the photograph
using a Nikon N8008 with an autofocus
12.8 Micro lens.
106 Natural History 4/94
Christine
Janis's interest
in paleontology
was sparked at
age seven by
the movie Fan-
tasia. She cred-
its her choice
of career to an
inability to out-
grow a child-
hood love of
dinosaurs and
horses. Now an
associate professor of biology at Brown
University, Janis (page 78) has numerous
research interests, including the correla-
tion between morphology and behavioral
ecology in living and extinct mammals.
Her prime interest is in fossil ungulates,
although with a horse bam in her back-
yard and, in years past, hyraxes in her
house, she can claim a healthy interest in
hving ungulates as well. Janis is shown
here with a puppet of her favorite fossil
mammal, Sindairomeryx (in truth, it's a
moose transformed).
In the mid-1980s, Blaire Van Valken-
burgh (page 84) was in the process of ex-
amining carnivore skulls for her doctoral
dissertation when she noticed that many
of the predators had unusually high num-
bers of broken teeth. She decided that this
finding deserved to be investigated in
more detail, and after receiving her de-
gree from Johns Hopkins University, she
continued to study tooth breakage, and
feeding behavior in general, in Hving and
extinct large carnivores. Now an associate
professor of biology at UCLA, Van
Valkenburgh has a laboratory a few miles
from the downtown Los Angeles site of
La Brea, the tar pits where so many Pleis-
tocene herbi-
vores met a
sticky end and
so many carni-
vores broke
their teeth. She
has done field-
work in East
Africa and
Chile and plans
to study the
evolution of
canids — mem-
bers of the dog
family — in
South America.
VOYAGE
TO THE
LANDS
OF
GODS&
HEROES
June30- July 11,1994
ITALY
GREECE
TURKEY
ABOARD
THE
DAPHNE
The eastern Mediterranean, steeped in history, culture and mythology, is one
of the world's great treasure troves of ancient sites and magnificent cities.
The American Museum has designed a special family cruise for this coming
summer - a program suited to adults and the children they want to introduce
to the treasures of the Mediterranean.
Accompanied by American Museum President Ellen Putter and a team of lec-
turers and educators, participants will visit historic places in Italy, Greece and
Turkey such as the Adriatic port of Bari, spectacular Santorini, Crete's
famous Minoan town of Knossos, the acropolis at Lindos on Rhodes, the
magnificent ancient cities of Ephesus, Olympia, site of the ancient Olympic
Games, and the great cities of Athens and Istanbul. Join us for an enjoyable
and educational family adventure among the treasures of the Mediterranean!
Central Park West at 79th St.
American
Museum of
Natural
y^wrmm History
Discovery Tours
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
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107
The Vfald's Firet 4x4 With MTS
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Natural history
AM. MUS. NAT. HIST. LIBRARY
Received on: 04-08-94
Ref 5. 06(74. 7) Ml
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80 AND 100 PROOF VODKA/100% GRAIN NEUTRAL SPIRITS (ABSOLUT COUNTRY OF SWEDEN'") ©1988 CARILLON IMPORTERS LTD; TEANECK, NJ.
i
W *^%ijf^' '
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'"'HI''.
-:l^:,!t.
VN:^
Vn ':i.J^-:^jm^
lecause I love to;
nccause 1 love
/e ike environs
wliere trout are Iround;
necause
trout do not lie qaycnesa^
t,ut respd:
ouly tb enaless patience;
necause tnere are no telfepnones
on ti-out waters; because
only m the woods
I find -SO
3olitud(
1 1
vit lout ToJieliiiess
because maybe someday
I will eaten e
a mermaid.
Jclin WK.Ik.r
Icslainciil or a rish
■r)}}an "' >• '
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V-'kevrolet is proud to kelp tke National Fisk and Wildlife Foundation in its efforts to restore natural hakitats so
tkat eveiytking living tkere can Le kealtky once more, Tkis is the latest way we skow our commitment to our environment.
For years, we kave supported B.A.S.S"' Operation Bass, Tke WATER Foundation and urban forestry groups tkat kave planted over
200,000 trees. We've also worked kard to provide cars and trucks tkat are more fuel- efficient and environmentally responsible.
We believe strongly tkat revitalizing our environment is one of tke most important goals on eartk. If you would also like to kelp
tke National Fisk and Wldlife Foundation, please call 1-800-873-3436.
'Seicctiona Irom qiiotalion courtesy VoelRer Collection at Nortliern Michigan University.
ClievrolcL antl tke Ckevrolet EmMem arc registered Iratlcmarks of tke GM Corp. ©1994 GM Corp. All Rigkts Reserved. BucMe up, America!
Genlmne Chevrolet"
We took 40 Brown Pelicans
under our w^in^ so tney could rly a^ain.
Last year a po-werful summer monsoon blew 40 endangered
Brown Pelicans off their normal migration path.
Leaving them far from known territory. Far from home.
Most of them so malnourished, they were too weak to fly. So we
sent a team from our Research and Conservation Program to
Arizona to rescue the stranded birds. And once they were strong
enough, we released them to the wild, to continue on their way.
With future efforts like these, and maybe a little luck, the
Bro-wn Pelican population should take off.
SeaWS'ld
A pledge and a promise irom tne Anneuser-Busch Companies.
©1994Sea World, Inc.
NATURAL
HISTORY
68
73
76
80
Vol. 103, No. 5, May 1994
Cover: Poppies bloom in the Judean desert, where red flowers compete for the
attentions of beetles. Story on page 52. Photograph by Allen Rokach.
Letters
This View of Life Stephen Jay Gould
Hooking Leviathan by Its Past
Nature's Infinite Book
Jared Diamond
Spacious Skies and Tilted Axes
Science Lite Roger l weisch
Life Styles of the Rich and Famous
Tales from a Peruvian Crypt
Walter Alva and Christopher B. Donnan
Only a step ahead of looters, archeologists find the
richest grave ever excavated scientifically in our hemisphere.
"Dear Enemy" Notes Renee Godard and Haven Wiley
Why does the hooded warbler spend more than half of the moming singing?
Night Watch on the Amazon Patricia ciwppie Wright
South America 's owl monkey is a bit of a moonlighter
Of Bedouins, Beetles, and Blooms BemdHeinrich
Both insects and people see red in a desert near Jerusalem,
but not for the reasons you might suspect.
At the American Museum of Natural History
The Living Museum Edwin h. Coiben
Four Giants of Paleontology
This Land Robert H. Mohlenbrock
Bonaventure Island, Quebec
Celestial Events Gaiis. cieere
Ring of Fire
Reviews Joim r. Aiden
Old Foods in the New World
The Natural Moment
Photograph by Barrie Wilkins
A Prickly Encounter
36
82 Authors
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AlanP.Ternes Editor
Ellen Goldensohn Managing Editor
Thomas Page Designer
Board of Editors
Robert B. Anperson, Florence G. Edelstein,
Rebecca B. Finnell, Jenny Lawrence,
ViTTORio Maestro, Richard Milner. Judy Rice,
Kay Zakariasen (Pictures)
Contributitlg Editors
Les Line, Samuel M. Wilson
Lisa Stillman Copy Editor
Peggy Conversano Asst. Designer
Ellen Louise Smith Editorial Asst.
David Ortiz Picture Asst.
Carol Barnette Text Processor
John Jeffers
L. Thomas Kelly Publisher
Bari S. Edwards General Manager
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Edward R. Buller Bu.iiness Manager
Gary Castle Gradation Director
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Ellen V. Putter
President and Chief Executive
Nalnral History (ISSN 0028-07 1 2) is published monlhly by
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The Bats of Winter
Thanks for Bemd Heinrich's fine article
and accompanying photographs on winter
moths ("Some Liice It Cold," February
1994). Being active in winter certainly
helps moths avoid bats in cold cUmates
such as that of Vermont. In southern New
Jersey where I study winter moths, how-
ever, temperatures are often well above
freezing on winter evenings at dusk, and
big brown bats are virtually always forag-
ing when these moths are flying. Since
very few insects besides smaU flies are ac-
tive here between December and Febru-
ary, the calorie-rich winter moths may be
at even greater risk from bats in January
than they are in July.
Another note: the critical need to have
larval hatching timed to coincide with
budbreak, rather than avoidance of birds,
probably affected the evolution of early-
spring egg-laying in these and many other
moth species.
Dale Schweitzer
Port Norris, New Jersey
Still Looking
Regarding the article "Bagging the Lit-
tle Green Men" ("Celestial Events," Feb-
ruary 1994), I am happy to report that
SETI (Search for Extraterrestrial Intelli-
gence) is very much alive and weU. While
it is true that Congress has directed NASA
to abandon its attempts to detect radio
transmissions from other solar systems,
the SETI Institute's efforts to raise private
money to keep the search alive have met
with success — we are more than halfway
to our goal of $7.3 million. These funds
will enable us first to modify and improve
the digital receivers lent to us by NASA
and then to deploy this equipment at the
Parkes radio observatory in New South
Wales, Australia, for Southern Hemi-
sphere observations in 1995. We then plan
to move the receiving equipment to the
Northern Hemisphere, beginning with the
1,000-foot-diameter radiotelescope at
Arecibo, Puerto Rico. We expect observa-
tions to continue into the next millennium.
I look forward to a day, perhaps not far off,
when we hear the first evidence that we
are not alone in the universe.
Frank D. Drake
President, SETI Institute
Mountain View, California
Convergent Chenocal Evolution?
In "Stinking Birds and Burning Books"
("Nature's Infinite Book," January 1994),
Jared Diamond discusses the recent recog-
nition that certain jay-sized New Guinea
birds called pitohuis share a potent defen-
sive toxin (homobatrachotoxin) with
Colombian poison-dart frogs. He goes on
to suggest diat this is a remarkable case of
"convergent evolution at the molecular
level."
An analogous case suggests that the
convergent evolution may rather be the
ability of both organisms to safely culture
toxin-producing bacteria. The infamous
tetrodotoxin, which almost dispatched
James Bond in From Russia with Love, is
an example of this latter convergence.
Tetrodotoxin got its name from the puffer-
fish (of the family Tetradontidae), which is
used in fugu, die Japanese culinary deU-
cacy. But it has subsequently been found
in many other animals, including unre-
lated fishes, frogs and salamanders, gas-
tropods, crabs, starfish, and the beautiful
blue-ringed octopuses of southern oceans.
These animals can harbor bacteria that
produce the toxin, and indeed one can rear
toxin-free pufferfish with appropriate pre-
cautions. The pitohuis and the poison-dart
frogs may well share an ability to culture
toxin-producing bacteria on their skins,
and the presence or absence of such bacte-
ria would explain the range of toxicities
noted by Diamond in different parts of the
birds' range.
An important corollary of such sym-
bioses is that the hosts must be immune to
the bacterial poisons. Both homobatra-
chotoxin and tetrodotoxin bind to sodium
channels in the membranes of susceptible
4 Natural History 5/94
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•December 7, 1993 issue,
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Flying squirrels: nvo ghosts in a snowstorm
Seiichi Meguro; Nature Production
animal cells; perhaps changes in the pro-
teins that confer resistance demonstrate
"convergent evolution at the molecular
level."
Roger Prince
Pittstown, New Jersey
Inconsistent Sexual Politics
I have just belatedly received the No-
vember 1993 issue of Natural History and
cannot fathom how you managed to pub-
lish Stephen Jay Gould's "The Sexual Pol-
itics of Classification" and "A Goddess
Unveiled," by Harry Y. McSween, Jn, in
the same issue. Gould's article is almost
comically sensitive to gender stereotyping
in the nature writings of past centuries. Yet
a few pages farther on, readers are ex-
pected to accept a contemporary author's
use of a metaphor in which the planet
Venus is a seemingly beautiful goddess
who, when stripped naked by science, is
revealed as an "old floozy" with pimples,
wrinkles, blemishes, blisters, and sores
that suggest an interesting past. The latter
is far more vicious an image than anything
quoted by Gould.
Eileen Fielding
Chesterton, Indiana
Evolution of Cakes
In her sidebar, "The Twelfth Cake" (in
"The Rise of the British Wedding Cake,"
December 1993), Bridget Ann Henisch
laments the collapse of the Christmastime
and Epiphany celebrations by the end of
the last century. Actually, such obser-
vances continued in southern Louisiana.
Today, the traditions and games linger in
the form of King Cakes, which begin to
appear with the Twelfth Night parties that
launch the Mardi Gras season.
Frederick Stielow
New Orleans, Louisiana
Simon Charsley's article on wedding
cakes brought to mind the words of The
Woman's Home Companion Cookbook,
published in New York by Colliers in
1943.
On page 750 we are advised:
The true wedding cake is a rich fruit cake. It
may be decorated and placed on a reception
table or it may be packed in small boxes to
hand to the guests as they leave. In the latter
case, a bride's cake may be used on the
table. The bride's cake is usually a white
cake, pound cake, sponge cake, or light fruit
cake. Frequently the true wedding cake is
dispensed with and only the bride's cake is
used.
Decorate with lilies of the valley.. . .an at-
tractive addition is a series of streamers of
lilies of the valley running from top to bot-
tom. Surround the cake with real flowers.. . .
As the baker on the vessel Inspiration, I
use this cookbook a lot, but I am not going
to make such a cake.
William F. Steagall, Sr.
La Paz, Mexico
An Extra Ghost
January's "Natural Moment" photo
("Ghost in a Snowstorm") by Seiichi Me-
guro was a deUght, and tiie patience of the
photographer seems to have been weU re-
warded. However, you may have inissed a
second tiny ghost in the snowy scene — an-
other wide-eyed flying squirrel attached to
the trunk of a tree, below and to the
viewer's left of flie feahired performer. I
feel this apparition should have been given
equal billing.
James Randi
Plantation, Florida
Errata: In the April 1994 issue, the
article on Caribbean dugongs, "West
Indian Tuskers," states that modern
dugongs uproot sea grasses with their
tusks. This, an editorial extrapolation, is
in error. According to author Daryl
Domning, dugongs (like manatees) can
uproot small rhizomes of sea grasses with
their snouts; the tusks are used in combat.
We apologize for the mistake.
Clear Creek, shown on page 42 in our No-
vember 1993 issue ("Damming the Past"),
flows into die Arkansas River, not the Col-
orado. Natural History regrets the editor-
ial error, which several readers brought to
our attention.
6 Natural History 5/94
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Tffls View of Life
Hooking Leviathan by Its Past
Two tales of tails confirm the theory of the whale's return to the sea
by Stephen Jay Gould
The landscape of every career contains
at least a few crevasses, and usually a
more extensive valley or two — for every
Ruth's bat, a Buckner's legs; for every lop-
sided victory at Agincourt, a bloodbath at
Antietam. Darwin's first edition of Origin
of Species contains some wonderful in-
sights and magnificent lines, but this mas-
terpiece also includes a few notable clink-
ers. Darwin became most embarrassed
about the following passage, curtailed and
largely expunged from following editions
of his book:
In North America the black bear was seen
by Heame swimming for hours with widely
open mouth, thus catching, like a whale, in-
sects in the water. Even in so extreme a case
as this, if the supply of insects were con-
stant, and if better adapted competitors did
not already exist in the counUry, I can see no
difficulty in a race of bears being rendered,
by natural selection, more aquatic in their
structure and habits, with larger and larger
mouths, till a creature was produced as
monstrous as a whale.
Why did Darwin become so chagrined
about this passage? His hypothetical tale
may be pure speculation and conjecture,
but the scenario is not entirely absurd.
Darwin's discomfort arose, I think, from
his failure to follow a scientific norm of a
more sociocultural nature. Scientific con-
clusions supposedly rest upon facts and in-
formation. Speculation is not entirely
taboo, and may sometimes be necessary
faute de mieux. But when scientists pro-
pose truly novel and comprehensive theo-
ries— as Darwin tried to do in advancing
natural selection as the primary mecha-
nism of evolution — they need particularly
good support, and invented hypothetical
cases just don't supply sufficient oomph
for crucial conclusions.
Natural selection (or the human ana-
logue of differential breeding) clearly
worked at small scale — in the production
of dog breeds and strains of wheat, for ex-
ample. But could such a process account
for the transitions of greater scope that set
our concept of evolution in the fiillness of
fime: the passage of reptilian lineages to
birds and mammals; the origin of humans
from an ancestral stock of apes? For these
larger changes, Darwin could provide little
direct evidence, for a set of well-known
and much lamented reasons based on the
extreme spottiness of the fossil record.
Some splendid cases began to accumu-
late in years following the Origin of Spe-
cies, most notably the discovery in 1861 of
Archaeopteryx, an initial bird chock-full
of reptiUan features, and the first findings
of human fossils late in the nineteenth cen-
tury. But Darwin had little to present in his
first edition of 1 859, and he tried to fill this
factual gap with hypothetical fables about
swimming bears eventually turning into
whales — a fancy that yielded far more
trouble in easy ridicule than aid in useful
illustration. Just two years after penning
his bear-to-whale tale, Darwin lamented in
a letter to a friend (James Lamont, Febru-
ary 25, 1861), "It is laughable how often 1
have been attacked and misrepresented
about this bear."
The supposed lack of intermediary
forms in the fossil record remains the fun-
damental canard of current antievolution-
ism. Such transitional forms are scarce, to
be sure, and for two sets of good rea-
sons— geological (the gappiness of the
fossil record) and biological (the episodic
nature of evolutionary change, including
patterns of punctuated equilibrium and
transition within small populations of lim-
ited geographic extent). But paleontolo-
gists have discovered several superb ex-
amples of intermediary forms and
sequences, more than enough to convince
any fair-minded skeptic about the reality
of life's physical genealogy.
The first "terrestrial" vertebrates re-
tained six to eight digits on each limb
(more like a fish paddle than a hand), a
persistent tail fin, and a lateral Une system
for sensing sound vibrations underwater.
The anatomical transition from reptiles to
mammals is particularly well documented
in the key anatomical change of jaw artic-
ulation to hearing bones. Only one bone,
called the dentary, builds the mammalian
jaw, while reptiles retain several small
bones in the rear part of the jaw. We can
trace, through a lovely sequence of inter-
mediates, the reduction of these small rep-
tilian bones and their eventual disappear-
ance or exclusion from the jaw, including
the remarkable passage of the reptilian ar-
ticulation bones into the mammalian mid-
dle ear (where they become our malleus
and incus, or hanmier and anvil). We have
even found the ti"ansitional form that cre-
ationists often proclaim inconceivable in
theory — for how can jawbones become
ear bones if intermediaries must have un-
hinged jaws before the new joint forms?
The fi-ansitional species maintains a dou-
ble jaw joint, with both the old articulation
of reptiles (quadrate to articular bones)
and the new connection of mammals
(squamosal to dentary) already in place!
Thus, one joint could be lost, with passage
of its bones into the ear, while the other ar-
ticulation continued to guarantee a prop-
erly hinged jaw.
Still, our creationist incubi, who would
never let facts spoil a favorite argument,
refuse to yield, and continue to assert \ht
absence of all transitional forms by ignor-
ing those that have been found and contin-
uing to taunt us with admittedly frequent
examples of absence. Darwin's difficulty
8 Natural History 5/94
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with the origin of whales remains a peren-
nial favorite. God's taunt to Job might be
sounded again: "canst thou draw out
leviathan with an hook?" (The biblical
leviathan is usually interpreted as a croco-
dile, but many alternative readings favor
whales.)
Every creationist book on my shelf
cites the actual absence and inherent in-
conceivability of transitional forms be-
tween terrestrial mammals and whales.
Alan Haywood, for example, writes {Cre-
ation and Evolution, Triangle Books,
1985):
Darwinists rarely mention the whale be-
cause it presents them with one of their most
insoluble problems. They believe that some-
how a whale must have evolved from an or-
dinary land-dwelling animal, which took to
the sea and lost its legs.. . . A land mammal
that was in process of becoming a whale
would fall between two stools — it would not
be fitted for life on land or at sea, and would
have no hope of survival.
Duane Gish, creationism's most ardent
debater, makes the same argument in his
more colorful style {Evolution: The Chal-
lenge of the Fossil Record, Creation Life
Publishers, 1985):
There simply are no transitional forms in
the fossil record between the marine mam-
mals and their supposed land mammal an-
cestors.... It is quite entertaining, starting
with cows, pigs, or buffaloes, to attempt to
visualize what the intermediates may have
looked like. Starting with a cow, one could
even imagine one line of descent which pre-
maturely became extinct, due to what might
be called an "udder failure."
n-> '^
^-'^X^
The most "sophisticated" (I should re-
ally say "glossy") of creationist texts, Of
Pandas and People, by P. Davis, D. H.
Kenyon, and C. B. Thaxton (Haughton
Publishing, 1989), says much the same,
but more in the lingo of academese:
The absence of unambiguous transitional
fossils is strikingly illustrated by the fossil
record of whales.. . . If whales did have land
mammal ancestors, we should expect to find
some transitional fossils. Why? Because the
anatomical differences between whales and
terrestrial mammals are so great that innu-
merable in-between stages must have pad-
dled and swam the ancient seas before a
whale as we know it appeared. So far these
transitional forms have not been found.
Three major groups of mammals have
returned to the ways of distant ancestors in
their seafaring modes of life (while
smaller lineages within several other
mammalian orders have become at least
semiaquatic, often to a remarkable degree,
as in river and sea otters): the suborder
Pinnipedia (seals, sea lions, and walruses)
within the order Camivora (dogs, cats, and
Darwin's bears among others); and two
entire orders — the Sirenia (dugongs and
manatees) and Cetacea (whales and dol-
phins). I confess that I have never quite
grasped the creationists's point about in-
conceivability of transition — for a good
structural (although admittedly not a phy-
logenetic) series of intermediate anat-
omies may be extracted from these groups.
Otters have remarkable aquatic abilities,
but retain fully functional limbs for land.
Sea lions are clearly adapted for water, but
can still flop about on land with sufficient
^^^^C^
"/ love my kids, but these Mother's Day visits do have their drawbacks.
dexterity for ice floes, breeding grounds,
and circus rings.
But I admit, of course, that the transi-
tion to manatees and whales represents no
trivial extension, for these fully aquatic
mammals propel themselves by powerful,
horizontal tail flukes and have no visible
hind limbs at all — and how can a lineage
both develop a flat propulsive tail from the
standard mammalian length of rope and
then forfeit the usual equipment of back
feet so completely? (Sirenians have lost
every vestige of back legs; whales often
retain tiny, splintlike pelvic and leg bones,
but no foot or finger bones, embedded in
musculature of the body wall, but with no
visible expression in external anatomy.)
The loss of back legs and the develop-
ment of flukes, fins, and flippers by whales
therefore stands as a classic case of a sup-
posed cardinal problem in evolutionary
theory — the failure to find intermediary
fossils for major anatomical transitions or
even to imagine how such a bridging form
might look or work. Darwin acknowl-
edged the issue by constructing a much
criticized fable about swimming bears, in-
stead of presenting any evidence at all,
when he tried to conceptualize the evolu-
tion of whales. Modem creationists con-
tinue to use this example and stress the ab-
sence of intermediary forms in this
supposed (they would say impossible)
transition from land to sea.
Goethe told us to "love those who yearn
for the impossible." But Pliny the Elder,
before dying of curiosity by straying too
close to Vesuvius at the worst of aU pos-
sible moments, urged us to treat impossi-
bility as a relative claim: "How many
things, too, are looked upon as quite im-
possible until they have been actually ef-
fected." Armed with such wisdom of
human ages, 1 am absolutely delighted to
report fliat our usually recalcitrant fossil
record has come through in exemplary
fashion. During the past fifteen years, new
discoveries in Africa and Pakistan have
added greatly to our paleontological
knowledge of the earliest history of
whales. The embarrassment of past ab-
sence has been replaced by a bounty of
new evidence — and by the sweetest series
of transitional fossils an evolutionist could
ever hope to find. Truly, we have met the
enemy and he is now ours. Moreover, to
add blessed insult to the creationists's in-
jury, diese discoveries have arrived in a
gradual and sequential fashion — a little bit
at a time, step by step, from a tentative hint
fifteen years ago to a remarkable smoking
gun early in 1994. Intellectual history has
10 Natural History 5/94
The
Inka Empire
And
Its Andean Origins
Trace the story of the Andean peoples with this beautifully produced new appraisal of the ancient Inka and the
remarkable cultures that preceded them.
Written by Dr. Craig Morris, American Museum of Natural History Curator of Anthropology, and noted journalist
Adrianna von Hagen, this comprehensive study describes their agricultural methods, social organizations, political
structure, religious beliefs, ceremonial practices, technologies, and artistic expression. The text resonates with more
than one hundred exquisite color photographs of objects from the Museum's rich collection of artifacts and offers
compelling panoramas of the spectacular and diverse Andean landscape.
252 pages, 9 7/8" x 9 7/8", 200 illustrations, cloth
To order send check or money order for $50.00 including shipping and handling within the U.S. to Members' Choice, American Museum of
Natural History, Central Park West at 79th Street, New York, NY 10024 or call toll-free 1-800-437-0033 for Mastercard and Visa orders.
A fifty-foot Eocene whale, Basilosaurus isis,/ram the Zeuglodon Valley
of Egypt, Itad tiny hind limbs, shown in detail above.
Adapted from Science, vol. 249, 13 July 1990
matched life's genealogy by spanning the
gaps in sequential steps. Consider the four
main events in chronological order.
Case One: Discovery of the oldest
whale. Paleontologists have been fairly
confident, since Leigh Van Valen's
demonstration in 1966, that whales de-
scended from mesonychids, an early
group of primarily carnivorous running
mammals that spanned a great range of
sizes and habits from eating fishes at river
edges to crushing bones of carrion.
Whales must have evolved during the
Eocene epoch, some fifty million years
ago, because late Eocene and Oligocene
rocks already contain cetaceans so fully
marine that we must judge them as past
any point of intermediacy.
In 1983, my colleague Phil Gingerich,
of the University of Michigan, along with
N. A. Wells, D. E. Russell, and S. M.
Ibrahim Shah ("Origin of Whales in Epi-
continental Remnant Seas," Science, vol.
220, pp. 403^06), reported their discov-
ery of the oldest whale, named Pakicetus
to honor its country of present residence,
from Middle Eocene sediments some fifty-
two million years old in Pakistan. In terms
of intermediacy, one could hardly have
hoped for more from the limited material
available, for only the skull of Pakicetus
has been found. The teeth strongly resem-
ble those of terrestrial mesonychids, as an-
ticipated, but the skull, in feature after fea-
ture, clearly belongs to the developing
lineage of whales.
Both the anatomy of the skull, particu-
larly in the ear region, and its environment
of deposition testify to transitional status.
The ears of modem whales contain modi-
fied bones and passageways that permit di-
rectional hearing in the dense medium of
water. They have also evolved enlarged si-
nuses that can be filled with blood to main-
tain pressure during diving. The skull of
Pakicetus lacks both these featiu^es, and
this first whale could neither dive deeply
nor hear directionally with any efficiency
in water.
hi 1993, J. G. M. Thewissen and S. T
Hussain ("Origin of Underwater Hearing
in Whales," Nature, vol. 361, pp. 444-45)
affirmed these conclusions and added
more details on the intermediacy of skull
architecfiire in Pakicetus. Modem whales
do much of their hearing through their
jaws, as sound vibrations pass through the
jaw to a "fat pad" (the technical literature,
for once, invents no jargon and employs
the good old English vernacular in naming
this structure) and thence to the middle
ear. Terrestrial mammals, by contrast, de-
tect most sound through the ear hole
(called the "external auditory meatus," in
more refined language). Since Pakicetus
lacked the enlarged jaw hole that holds the
fat pad, this first whale probably continued
to hear through the pathways of its terres-
trial ancestors. Gingerich concluded that
"the auditory mechanism oi Pakicetus ap-
pears more similar to that of land mam-
mals than it is to any group of extant ma-
rine mammals."
As for place of discovery, Gingerich
and colleagues found Pakicetus in river
sediments bordering an ancient sea {see
"The Whales of Tethys," Natural History,
April 1994) — an ideal place for the first
stages of such an evolutionary transition
(and a good explanation for lack of diving
specializations if Pakicetus inhabited the
mouths of rivers and adjacent shallow
seas). They judged Pakicetus as "an am-
phibious stage in the gradual evolutionary
transition of primitive whales irom land to
sea.... Pakicetus was well equipped to
feed on fishes in the surface waters of shal-
low seas, but it lacked auditory adapta-
tions necessary for fully marine exis-
tence."
Verdict: In terms of intermediacy, one
could hardly hope for more from the lim-
ited material of skuU bones only. But the
limit remains severe, and the results there-
fore inconclusive. We know nothing of the
limbs, tail, or body form of Pakicetus, and
therefore cannot judge its transitional sta-
tus in these key features of anyone's ordi-
nary conception of a whale.
Case Two: Discovery of the first com-
plete hind limb in a fossil whale. In the
most famous mistake of early American
paleontology, Thomas Jefferson, while not
engaged in other pursuits usually judged
more important, misidentified the claw of
a fossil ground sloth as that of a lion. My
prize for second worst error must go to R.
Harlan who, in 1834, named a marine fos-
sil vertebrate Basilosaurus in the Transac-
tions of the American Philosophical Soci-
ety. Basilosaurus means "king lizard," but
Harlan's creature is an early whale.
Richard Owen, England's greatest
anatomist, corrected Mr. Harlan before the
decade's end, but the name sticks — and
must be retained by the official rules of zo-
ological nomenclature. (Remember that
the Linnaean naming system is a device
for information retrieval, not a guarantor
of appropriateness. The rules require that
each species have a distincfive name, so
that data can be associated unambiguously
with a stable tag. Often, and inevitably, the
names originally given become literally
inappropriate for the unsurprising reason
that scientists make frequent mistakes, and
that new discoveries modify old concep-
tions. If we had to change names every
time our ideas about a species altered, tax-
onomy would devolve into chaos. So
Basilosaurus will always be Basilosaurus
because Harlan followed the rules when he
gave the name. And we do not change our-
selves to Homo horribilis after Auschwitz,
or to Homo ridiculosis after Tonya Hard-
ing— but remain, however dubiously.
Homo sapiens, now and into whatever for-
ever we allow ourselves.)
Basilosaurus, represented by two spe-
cies, one from the United States and the
other from Egypt, is the "standard" and
best-known early whale. A few fragments
12 Natural History 5/94
of pelvic and leg bones had been found be-
fore, but not enough to know whether
Basilosauriis bore working hind legs — the
crucial feature for our usual concept of a
satisfying intermediate form in both
anatomical and flinctional senses.
In 1990, Phil Gingerich, B. H. Smith,
and E. L. Simons reported their excava-
tion and study of several hundred partial
skeletons of the Egyptian species B. isis.
which hved some five to ten million years
after Pakicetus. In an exciting discovery,
they reported the first complete hind limb
skeleton found in any whale — a lovely and
elegant structure (put together from sev-
eral partial specimens), including all
pelvic bones, all leg bones (femur, tibia,
fibula, and even the patella, or knee cap),
and nearly all foot and finger bones, right
down to the phalanges (the finger bones)
of the three preserved digits ("Hind Limbs
of Eocene Basilosaums: Evidence of Feet
in Whales," Science, vol. 249, pp.
154-57).
This remarkable find might seem to
clinch our proof of intermediacy, but for
one small problem. The limbs are elegant,
but tiny (see accompanying figure of B.
isis on page 12), a mere 3 percent of the
animal "s total length. They are anatomi-
cally complete, and they did project from
the body wall (unlike the truly vestigial
hind limbs of modem whales), but they
could not have made any important contri-
bution to locomotion — the real functional
test of intermediacy. Gingerich and his
coauthors write: "Hind limbs of
Basilosaurus appear to have been too
small relative to body size to have assisted
in swimming, and they could not possibly
have supported the body on land." The au-
thors strive bravely to invent some poten-
tial function for these minuscule limbs and
end up speculating that they may have
served as "guides during copulation,
which may otherwise have been difficult
in a serpentine aquatic mammal." (I regard
such guesswork as unnecessary, if not ill-
conceived. We need not justify the exis-
tence of a structure by inventing some pu-
tative Darwinian function. All bodies
contain vestigial features of little, if any,
utility. Structures of lost usefulness in ge-
nealogical transitions do not disappear in
an evolutionary overnight.)
Verdict: Terrific and exciting, but no
cigar, and no bag-packer for creationists.
The limbs, although complete, are too
small to work as true intermediates must
(if these particular limbs worked at all) —
that is, for locomotion on both land and
sea. I intend no criticism of Basilosaurus,
but merely point out that this creature had
akeady crossed the bridge (while retaining
a most informative remnant of the other
side). We must search for an earlier inhab-
itant of the bridge itself.
Case Three: Hind limb bones of appro-
priate size. Indocetus ramani is an early
whale, found in shallow-water marine de-
posits of India and Pakistan, and interme-
diate in age between the Pakicetus skull
and the Basilosaurus hind legs (cases one
and two above). In 1993, Gingerich, S. M.
Raza, M. Afif, M. Anwar, and X. Zhou re-
ported the discovery of leg bones of sub-
stantial size from this species ("Partial
Skeletons of Indocetus ramani [Mam-
malia, Cetacea] from the Lower Middle
Eocene Domanda Shale in the Sulaiman
Range of Punjab [Pakistan]," Contribu-
tions from the Museum of Paleontology of
the University of Michigan, vol. 28, pp.
393-416).
2 Feet
Two reconstructions show Ambulocetus, a fossil whale from Pakistan, standing, top,
and at the end of a swimming stroke, bottom.
Adapted Irom Science, vol. 263. 14 January 1994
Gingerich and colleagues found pelvic
bones, and the ends of both femur and
tibia, but no foot bones, and insufficient
evidence for reconstructing the full limb
and its articulations. The leg bones are
large and presumably functional on both
land and sea (the tibia, in particular, differs
little in size and complexity from that of
the related and fully terrestrial mesony-
chid Pachyaena ossifraga). The authors
conclude:
The pelvis has a large and deep acetabulum
[the socket for articulation of the femur, or
thighbone], the proximal femur is robust,
the tibia is long.... All these features, taken
together, indicate the Indocetus was prob-
ably able to support its weight on land, and
it was almost certainly amphibious, as early
Eocene Pakicetus is interpreted to have
been.... We speculate that Indocetus, like
Pakicetus, entered the sea to feed on fish,
but returned to land to rest and to birth and
raise its young.
Verdict: Almost there, but not quite
enough. We need more material. All the
right features are now in place — primarily
leg bones of sufficient size and complex-
ity— but we need a better sense of connec-
tion and function.
Case Four: Large, complete, and func-
tional hind legs for land and sea — finding
the smoking gun. The first three cases, aU
discovered within ten years, surely indi-
cate an increasingly successful paleonto-
logical assault upon an old classic prob-
lem. Once you know where to look, and
once high interest spurs great attention,
full satisfaction often follows in short
order I was therefore delighted to read an
article by J. G. M. Thewissen, S. T. Hus-
sain, and M. Arif in the January 14, 1994
issue of Science ("Fossil Evidence for the
Origin of Aquatic Locomotion in Ar-
chaeocete Whales," vol. 263, pp. 210-12).
In Pakistan, in sediments almost 400
feet above the beds that yielded Pakicetus
(and therefore a bit younger in age),
Thewissen and colleagues collected a re-
markable skeleton of a new whale — not
complete, but far better preserved than
anything previously found of this age, and
with crucial parts in place to illustrate a
truly transitional status between land and
sea. The chosen name Ambulocetus
natans (literally, the swimming walking-
whale) advertises the excitement of this
discovery.
A. natans weighed some 650 pounds,
the size of a hefty sea Uon. The preserved
tail vertebra is elongated, indicating that
Ambulocetus still retained the long, thin
mammalian tail and had not yet trans-
13
muted this structure to a locomotory blade
(as modem whales do in shortening the
tail and evolving a prominent horizontal
fluke as the animal's major means of
propulsion). Unfortunately, no pelvic
bones have been found, but most elements
of a large, powerful hind leg were recov-
ered— including a complete femur, parts
of the tibia and fibula, an astragalus (ankle
bone), three metatarsal (foot) bones, and
several phalanges. To quote the authors:
"The feet are enormous." The fourth
metatarsal, for example, is nearly six
inches long, and the associated toe almost
seven inches in length. Interestingly, the
last phalanx of each toe ends in a small
hoof, as in terrestrial mesonychid ances-
tors.
This new bounty of information allows
us to infer not only the form of this transi-
tional whale but also, with good confi-
dence, its intermediary style of locomo-
tion and mode of life (an impossibility
with the first three cases, for Pakicetus is
only a skull, Basilosaurus had already
crossed the bridge, and Indocetus is too
fragmentary). The forelimbs, smaller than
the hind and limited in motion, were
"probably used in maneuvering and steer-
ing while swimming, as in extant
cetaceans ["modem whales" in ordinary
language], and they lacked a major
propulsive force in water."
Modem whales move through the water
by powerful beats of their horizontal tail
fluke — a motion made possible by strong
undulation of a flexible rear spinal col-
umn. Ambulocetus had not yet evolved a
tail fluke, but the spine had requisite flexi-
bility. Thewissen and colleagues write:
''Ambulocetus swam by means of
dorsoventral [back-to-belly] undulations
of its vertebral column, as evidenced by
the shape of the lumbar [lower back] ver-
tebra." These undulations then functioned
with (and powered) the paddling oiAmbu-
locetus's large feet, which provided the
major propulsive force in swimming.
Thewissen et al. conclude their article:
Like modern cetaceans — it swam by mov-
ing its spine up and down, but like seals, the
main propulsive surface was provided by its
feet. As such, Ambulocetus represents a crit-
ical intermediate between land mammals
and marine cetaceans.
Ambulocetus was no ballet dancer on
land, but we have no reason to judge this
creature as any less efficient than modem
sea lions, which do manage, however inel-
egantly. Forelimbs may have been held
out to the sides, largely for stability, with
forward motion supplied primarily by ex-
tension of the back and consequent flexing
of the hind limbs — again, rather like sea
hons.
Verdict: Greedy paleontologists, used to
working with fragments in reconstmcting
wholes, always want more (some pelvic
bones would be nice, for starters), but if
you had given me both a blank piece of
paper and a blank check, I could not have
drawn you a theoretical intermediate any
better or more convincing than Ambuloce-
tus. Those dogmatists who by verbal trick-
ery can make white black, and black
white, will never be convinced of any-
thing, but Ambulocetus is the very animal
that they proclaimed impossible in theory.
Some discoveries in science are excit-
ing because they revise or reverse previ-
ous expectations; others because they af-
firm with elegance something well
suspected, but previously undocumented.
Our four-case story, culminating in Ambu-
r NATIONAL RODENTS BANK
~iVl I l-^il )
locetus, falls into this second category.
This sequential discovery of picture-per-
fect intermediacy in the evolution of
whales stands as a triumph in the history
of paleontology. I cannot imagine a better
tale for popular presentation of science or
a more satisfying, and intellectually based,
political victory over lingering creationist
opposition.
Still, I must confess that tiiis part of the
tale does not intrigue me most as a scien-
tist and evolutionary biologist. I don't
mean to sound jaded or dogmatic, but Am-
bulocetus is so close to our expectation for
a transitional form that its discovery could
not provide a professional paleontologist
with the greatest of all pleasures in sci-
ence— surprise. As a public illustration,
and as a sociopolitical victory, transitional
whales may be the story of the decade, but
paleontologists didn't doubt their exis-
tence or feel that a central theory would
collapse if their absence continued. We
love to place flesh upon our expectations
(or put bones under them, to be more hter-
ally correct), but this kind of delight takes
second place to the inteUectual jolting of
surprise.
I therefore find myself far more in-
trigued by another aspect of Ambulocetus
that has not received much attention, ei-
ther in technical or popular reports. For the
anatomy of this transitional form illus-
trates a different and vital principle in evo-
lutionary theory — one rarely discussed or
even explicitly formulated, but central to
any understanding of nature's fascinating
historical complexity.
hi our Darwinian traditions, we focus
too narrowly on the adaptive nature of or-
ganic form, and too little on the quirks and
oddities encoded into every animal by his-
tory. We are so overwhelmed — as well we
should be — by the intticacy in aerody-
namic optmiality of a bird's wing or by the
uncannily precise protective resemblance
evolved by certain butterflies that mimic
dead leaves. We do not ask often enough
why natural selection has honed in upon
this particular optimum — and not another
among a set of unrealized alternatives. In
other words, we are dazzled by good de-
sign and therefore stop our inquiry too
soon when we have answered "how does
this work so well?" — when we should also
be asking the historian's questions: "why
this and not thatT or "why this over here
and that in a related creature Uving else-
where?"
To give the cardinal example from
seagoing mammals: the two fully marine
orders Sirenia and Cetacea swim by beat-
14 Natural History 5/94
ing horizontal tail flukes up and down.
Since these two orders arose separately
from terrestrial ancestors, the horizontal
tail fluke evolved twice independently.
Many hydrodynamic studies have docu-
mented both the mode and the excellence
of such underwater locomotion, but they
too often stop at an expression of engi-
neering wonder and do not ask the equally
intriguing historian's question. Fishes
swim in a truly orthogonal manner — also
by propulsion from the rear, but with ver-
tical tail flukes that beat from side to side
(seals also hold their rear feet vertically
and move them from side to side while
swimming). The word orthogonal is par-
ticularly appropriate here — meaning, liter-
ally, "at right angles," but also, in technical
scientific parlance, "entirely indepen-
dent."
Both systems work well; both may be
"optimal." But why should ancestral fishes
favor one system, and returning mammals
the orthogonal alternative? We do not
wish to throw up our hands and simply
say, "six of one, half a dozen of \he other;
either way will do, and the one chosen is
effecdvely random in any individual
case." "Random" is a deep and profound
concept of great positive utihty and value,
but some vernacular meanings amount to
pure cop-out, as in this case. It may not
matter in the "great scheme of things"
whether optimaUty be achieved vertically
or horizontally, but one or the other solu-
tion occurs for a reason in any particular
case. The reasons may be unique to an in-
dividual lineage, and historically bound —
that is, not related to any grand concept of
pattern or predictability in the overall his-
tory of life — but local reasons do exist and
should be ascertainable.
This subject, when discussed at all in
evolutionary theory, goes by the name of
"multiple adaptive peaks." We have some
standard examples, but few with any real
documentation; most are hypothetical,
with no paleontological backup. (For ex-
ample, my colleague Dick Lewontin loves
to present the following case in our joint
introductory course in evolutionary biol-
ogy. Some rhinoceros species have two
horns; others one horn. Either result is
probably just as good for whatever rhinos
do with their horns, and the pathway cho-
sen may not matter. Two and one are equal
solutions, or multiple adaptive peaks. He
then points out that a reason must exist for
two or one in any case, but that the expla-
nation probably resides in happenstances
of history, rather than abstract predictions
based on universal optimality. So far so
good. History's quirkiness, by its role in
populating the earth with a variety of un-
predictable, but sensible and well-work-
ing, anatomical designs does constitute the
main fascination of this theme in evolution
theory. But we can go no further with rhi-
nos, for we have no data for understanding
the particular pathway chosen in any
case.)
1 love the story of Ambulocetus because
it has provided hard data on reasons for a
chosen pathway in a classical case of mul-
tiple adaptive peaks. Why did both orders
of fully marine mammals choose the or-
thogonal solution of horizontal tail flukes?
Previous discussions have made the plau-
sible argument that definite legacies of ter-
restrial mammalian ancestry established
the anatomical predisposition. In particu-
lar, many mammals (but not other terres-
trial vertebrates), especially among agile
and fast-moving carnivores, run by flexing
the spinal column up and down (conjure
up a sprinting tiger in your mind, and pic-
mre the undulation of the back). Mammals
that are not particularly comfortable in
water — dogs dog-paddhng for instance —
may keep their backs rigid and move only
by flailing their legs. But semiaquatic
mammals that swim for a hving — notably
the river otter (Lutra) and the sea otter
(Enhydra) — move in water by powerful
vertical bending of the spinal column in
the rear part of the body. This vertical
bending propels the body forward both by
itself (and by driving the tail up and down)
and by sweeping the hind limbs back and
forth in paddling as flie body undulates.
Thus, horizontal tail flukes may evolve
in fuUy marine mammals because inher-
ited spinal flexibihty for movement up and
down (rather than side to side) directed
this pathway from a terrestrial past. This
scenario has only been a good story up to
now, with limited symbohc support from
living otters, but no direct evidence from
the ancestry of whales or sirenians. Ambu-
locetus provides this direct evidence in an
elegant manner — ^for all pieces of the puz-
zle lie within its recovered skeleton.
We may infer from a tail vertebra that
Ambulocetus retained a long and thin
mammalian tail, and had not yet evolved
the horizontal fluke. We know from the
spinal column that this transitional whale
retained its mammalian .signature of flexi-
bility for up-and-down movement — and
from the large hind legs that undulation of
the back must have propelled the power-
ful, paddling feet, as in modem otters.
Thewissen and colleagues draw the
proper evolutionary conclusion from these
facts, thus supplying beautiful evidence to
nail down a classical case of multiple
peaks with paleontological data: ''Ambulo-
cetus shows that spinal undulation evolved
before the tail fluke.... Cetaceans have
gone through a stage that combined hind
limb paddling and spinal undulation, re-
sembling the aquatic locomotion of fast
swimming otters." The horizontal tail
fluke, in other words, evolved because
whales carried their terrestrial system of
spinal motion to the water.
History channels a pathway among nu-
merous theoretical altematives. In his last
play, Shakespeare noted that "what's past
is prologue; what to come, in yours and
my discharge." But present moments build
no such wall of separation between a past
that molds us and a future under our con-
trol. The hand of the past reaches forward
right through us and into an uncertain fu-
ture that we cannot fuUy specify. History
has you and me, brother and sister — the
whole world — in her hands.
Stephen Jay Gould teaches biology, geol-
ogy, and the history of science at Har\>ard
University.
"I guess the hardest thing for me growing up was when I realized
I wasn 't going to be an eagle. "
15
Nature's Infinite Book
Spacious Skies and Tilted Axes
Why were plants domesticated so early in the Fertile Crescent?
And why did those crops then spread so far and so fast?
by Tared Diamond
On the map of the world, compare the
shapes and orientations of the continents.
You'll immediately be struck by an obvi-
ous difference. The Americas span a much
greater distance north to south (9,000
miles) than east to west (only 3,000 miles
at the widest, narrowing to a mere 40 miles
at the Isthmus of Panama). That is, the
major axis of the Americas is north-south.
That's also true, although to a lesser de-
gree, for Africa. In contrast, the major axis
of Eurasia is east-west. What effect, if any,
did those different orientations of the con-
tinents' axes have on human history?
Merely posing this question may raise
some people's hackles. It seems to invite
the label "environmental determinism" —
a concept that is sometimes lampooned as
implying that human creativity counts for
nothing, and that cUmate irresistibly pro-
grams us like computers. Naturally, geo-
graphic interpretations can be wrong or
carried to an extreme. But denying that ge-
ography influences the broad course of
history is equally extreme.
Human societies have evolved at differ-
ent average rates on different continents
for at least the past ten thousand years.
Specifically, developments such as agri-
culture, metallurgy, writing, and empires
arose earliest in parts of Eurasia, arose
later in the Americas and sub-Saharan
Africa, and did not arise indigenously in
Australia. Such persistent patterns can
hardly be dismissed as accidents reflecting
where a few geniuses happened to be
bom. Bigots prefer to invoke supposed
differences in I.Q. among populations, but
have conspicuously failed to demonstrate
such differences. Instead, these broadest
The World's Five Regions with Mediterranean Climate
South Afmca
Australia
Mediterranean climate — mild, wet winters and hot, dry summers— favored the
evolution of big-seeded, annual plants. Such plant species, including the wild
ancestors of barley and wheat, were especially abundant in the Fertile Crescent (light
green). Arrows indicate the major axes of continents.
patterns of history seem likely to have
arisen from influences of differing geo-
graphic factors. I believe fliat the enor-
mous, sometimes tragic, consequences of
those differences in the continents' axes
contributed greatly to tiie very different
treatment tiiat history has meted out to Na-
tive Americans, Africans, and Eurasians
in the last 500 years.
My interest in this question has been
restimulated by a recently pubUshed, re-
vised edition of a wonderful book. Domes-
tication of Plants in the Old World, by Is-
raeli geneticist Daniel Zohary and
German botanist Maria Hopf. The book
concerns the early importance of that part
of Southwest Asia variously known as the
Fertile Crescent, or the Near East. This
area was the earUest site for a whole string
of developments, including towns, writ-
ing, empires, and what we term (for better
or worse) civilization. All those develop-
ments sprang, in turn, from the advent of
dense human populations and the rise of
food production — in the form of agricul-
ture and animal husbandry — that made it
possible to store food surpluses and feed
nonfarming speciaUsts.
Since food production was the first of
the major innovations that arose in the Fer-
tile Crescent, anyone attempting to under-
stand the broad pattern of human history
must begin by trying to understand why
domestication started so early there. Why,
too, did it spread from there so fast and so
far? Zohary and Hopf are illuminating on
both points.
The early start in the Fertile Crescent,
according to Zohary and Hopf, was due to
a combination of geographic, climatic,
and biotic factors. Western Eurasia (Eu-
rope plus Southwest Asia) includes die
world's largest zone of so-called Mediter-
16 Natural History 5/94
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Central Park West at 79th Street,
New Yori City
1 8 Natural History 5/94
ranean climate, characterized by mild, wet
winters and hot, dry summers. The world's
other Mediterranean zones are the Cape of
South Africa, the central coast of Chile,
parts of southern Australia, and my home-
land of coastal California. Among those
Mediterranean zones, western Eurasia's is
not only the largest but may also experi-
ence the greatest climatic variation be-
tween seasons and years. That climate fa-
vored the evolution of annual plants that
survived the long, dry summer by putting
much of their energy into big, edible
seeds, while leaving the inedible remain-
der of the plant to die back and regrow
each year. Because of the Fertile Cres-
cent's extreme Mediterranean climate, its
plants provided hungry humans with an
exceptionally high percentage of annuals.
The region also has a high percentage
of hermaphroditic, predominantly self-
pollinating annuals — that is, ones that usu-
ally pollinate themselves but are occasion-
ally cross-polhnated. As Zohary and Hopf
explain, that feature was also good for the
first farmers. Occasional cross-pollination
generated several strains to choose from,
while the predominant self-pollination in-
sured that varieties selected as superior
usually perpetuated themselves un-
changed and were not immediately lost by
hybridization with less desirable strains.
Some of those big-seeded, self-pollinat-
ing annuals, such as the wild ancestors of
barley and wheats, were so abundant as
wild stands in the Fertile Crescent that
they were already being collected by
hunter-gatherers before the emergence of
farming. Eventually, people began to in-
crease their yields of those wild plants by
tilling soil, intentionally sowing seeds.
harvesting, and threshing. That new sys-
tem unintentionally transformed the wild
plants into cultivated varieties because
people naturally preferred to sow, grow,
eat, and resow seeds of those particular
plant varieties with desirable features. De-
pending on the plant species, those fea-
tures might include larger seeds, a less bit-
ter taste, more uniform germination, and
seeds that remain on the parent plant.
The Fertile Crescent also oiTered other
advantages to incipient farmers. Its range
of elevations, from the lowest spot on
earth (the Dead Sea) to mountains nearly
17,000 feet high, meant that within a short
distance there was a corresponding range
of environments, hence a great diversity of
wild plants available for potential domes-
tication. These varied environments also
harbored many species of large wild mam-
mals, some of which were the ancestors of
our most important domesticated mam-
mals today. Southwest Asia's few large
rivers and short coastline provided scant
aquatic resources to make the hunter-gath-
erer life style competitive with incipient
farming. Climatic changes about ten thou-
sand years ago at the end of the Pleis-
tocene— changes that -exterminated some
large mammal species and expanded habi-
tats rich in annual plants ancestral to
crops — quickly tipped the balance from
hunting and gathering to domestication.
By about 8000 B.C., the peoples of the
Fertile Crescent were domesticating nu-
merous valuable plants. Most of the calo-
ries consumed by those first farmers came
from high-carbohydrate cereals such as
wheat and barley, the most useful of the
dozens of wild cereal species in the area
by virtue of their large seeds, abundance,
and annual growth. Unlike protein-poor
com and rice, which became the leading
cereals of the Americas and eastern Asia
respectively, the wheats of the Fertile
Crescent had a substantial protein content
of 8 to 14 percent.
During or soon after the onset of farm-
ing in Mesopotamia, these starchy cereals
were complemented by two types of food
with an even higher protein content:
legumes, especially peas and lentils,
which have 20 to 25 percent protein, and
domestic animals (sheep, goats, cattle, and
pigs). The animals yielded wool and
leather as well. One other crop, flax, not
only filled out the dietary trinity of carbo-
hydrate, protein, and fat with its very oily
seeds but also provided the oldest culti-
vated source of plant fiber for making
clothes. Linen from flax reigned supreme
as Europe's preferred plant textile material
until it was finally replaced by cotton and
synthetics during and after the Industrial
Revolution. Thus, the Fertile Crescent's
first farmers assembled a balanced pack-
age for intensive food production, based
on eight main crops and four animals that
filled humanity's basic economic needs:
carbohydrate, protein, fat, clothing, and,
eventually, milk products and animal
transport.
Soon after food production arose in the
Fertile Crescent, it radiated into other parts
of western Eurasia and North Africa,
spreading progressively farther west and
east. In a striking map, Zohary and Hopf
illustrate how agriculture reached Greece
and Cyprus by 7000 B.C., Egypt and India
soon after 6000 B.C., central Europe by
5400 B.C., and Britain about 4000 B.C.
(These are so-called caUbrated radiocar-
bon dates — dates based on the regular
decay of the radioactive isotope carbon- 14
and corrected for slight fluctuations in at-
mospheric isotope with time.) Food pro-
duction in the new areas was launched by
the crucial package of the same domesti-
cated plant and animal species that
launched it in the Fertile Crescent.
Of course, not all pieces of the package
spread to all those outlying areas: for ex-
ample, Egypt was too warm for einkom
wheat to become established. Some inhab-
itants of outlying areas went on to domes-
ticate a few local crops of their own, such
as poppies in western Europe. But most
food production in these regions depended
at first on the same group of Fertile Cres-
cent domesticates. Their spread was soon
followed by the spread of other innova-
tions originating in or near Mesopotamia,
including the wheel, writing, metalwork-
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frjiiiAW
ing techniques, milking, fruit trees, and
beer and wine production.
Why did the same plant package launch
food production throughout western Eura-
sia? Was the same set of wild plants found
useful in many areas and independently
domesticated? No, that's not the case.
Many of the Fertile Crescent's "founder
crops" (to use Zohary's and Hopf's term)
don't even occur in the wild outside South-
west Asia. In Egypt, for instance, of the
eight main founder crops, only barley
grows wild. Egypt's NUe Valley provides
an environment similar to that of the Tigris
and Euphrates Valley, so the package that
worked well in Mesopotamia also worked
well enough in the Nile Valley to trigger
the spectacular rise of indigenous Egyp-
tian civihzation. The Sphinx and the pyra-
mids, then, were built by people fed on
crops originating in the Fertile Crescent,
not in Egypt.
Wild ancestors of crops that were first
domesticated in Southwest Asia also ex-
isted in Europe, Asia, and India, but we
can be confident that the crops first pro-
duced there were mostly obtained from
Southwest Asia and were not local domes-
ticates. All modem cultivated varieties of
most of the Fertile Crescent's founding
crops either share only one arrangement of
chromosomes out of multiple arrange-
ments found in the wild ancestor, or else
they share only a single mutation (out of
many possible mutations) by which the
cultivated varieties differ from the wild an-
cestor in characteristics desirable to hu-
mans. For instance, all cultivated peas
share the same recessive gene that pre-
vents ripe pods from spontaneously pop-
ping open and spilUng their peas, as wild
pea pods do. Evidently, most of the Fertile
Crescent's founder crops were never do-
mesticated again elsewhere after their ini-
tial domestication. Had they been repeat-
edly domesticated independently, they
would exhibit legacies of those multiple
origins in the form of varied chromosomal
arrangements or varied mutations.
The ancestors of most of the founder
crops have multiple wild relatives, in the
Fertile Crescent and elsewhere, that would
also have been suitable for domestication.
Do
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20 Natural History 5/94
For example, peas belong to the genus
Pisiim, which consists of two wild species:
P. sativum, the one that became domesti-
cated to yield our garden peas, and the
common and widespread P.fiilvum. which
was never domesticated. Yet the latter
taste good, either fresh or dried. Similarly,
domesticated wheat, barley, lentils, chick-
peas, beans, and flax all have numerous
wild relatives. Some of those related beans
and barleys were indeed domesticated in-
dependently in the Americas or China, but
in the Near East only one of several poten-
tially useful wild species of a given plant
was domesticated — probably because it
spread so quickly that people soon
stopped gathering the other wild relatives
and ate only the crop. As Zohary and Hopf
emphasize, the crop's rapid spread pre-
empted any possible further attempts to
domesticate its relatives or to redomesti-
cate its ancestor.
Why was the spread of crops from the
Fertile Crescent so rapid? The answer has
to do with that east-west axis of Eurasia.
Localities east and west of one another at
the same latitude share exactly the same
seasonal variations in day length. To a
lesser extent, they also tend to share simi-
lar diseases, temperature, and rainfall. For
example, southern Italy, northem fran, and
Japan, all located at about the same lati-
tude but lying thousands of miles apart,
are more similai^ to one another in climate
than each is to a location lying a mere
1,000 miles due south. And the germina-
tion, growth, and disease resistance of
plants there are adapted to precisely those
features of climate. As a consequence,
most of the Fertile Crescent crops grow
well in southern Europe and Japan, but
grow poorly at the equator.
In other words. Fertile Crescent domes-
ticates spread west and east so rapidly be-
cause they were already well adapted to
the climates of the regions to which they
were spreading. Once farming crossed
from the plains of Hungary into central
Europe about 5400 B.C., it spread so
quickly that the sites of the first farmers in
the vast areas from Poland west to Holland
(marked by their characteristic pottery
with linear decorations) were nearly con-
temporary. By the time of Christ, cereals
of Fertile Crescent origin were growing
over the 10,000-mile expanse from the At-
lantic coast of Ireland to the Pacific coast
of Japan. That west-east expanse of Eura-
sia is the largest land distance on earth.
Thus, Eurasia's west-east axis allowed
Fertile Crecent agriculture to spread over
the band of temperate latitudes from Ire-
land to the Indus Valley and to enrich the
agriculture that arose independently in
eastern Asia. Conversely, Eurasian crops
that were first domesticated far from the
Fertile Crescent but at the same latitudes
were able to spread back to the Near East.
Today, when seeds are transported over
the whole globe by ship and plane, we take
for granted that our meals are a geographic
mishmash. A typical American fast-food
restaurant meal would include chicken
(first domesticated in Southeast Asia) and
potatoes (from the Andes) or com (from
Mexico), seasoned with pepper (from
India), and washed down with a cup of
coffee (of Ethiopian origin). But 2,000
years ago, Romans were already nourish-
ing themselves with a range of foods that
Zohary and Hopf show to have mostly
originated elsewhere. Of Roman crops,
only oats and poppies were native to Italy.
Roman staples were still the Fertile Cres-
cent founder package, supplemented by
quince (originating from the Caucasus);
millet and cumin (domesticated in central
Asia); cucumber, sesame, and citrus fruit
(from India); and chicken, rice, apricots,
peaches, and foxtail millet (originally
from China).
Contrast this easy east-west diffusion in
Eurasia with the difficulties of diffusion
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TRANSDERM SCOP^ (scopolamine 1.5 mg.)
MOTION SICKNESS PREVENTION PATCHES.
INDICATIONS AND USAGE
Transdeim Scop is indicated lof prevenlion ol nausea and vomilmg asso-
cialed with motion sickness in adults The patch should be applied only
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CONTRAINDICATIONS
Transderm Scop should not be used in palienis wilh known hyper-
sensitivily to scopolamine or any ol Ihe components ol Ihe adhesive
matrix making up Ihe therapeutic system, or in patients wilh glaucoma.
WARNINGS
Transderm Scop should not be used in children and should be used with
special caulion in the elderly See PRECAUTIONS.
Since drowsiness, disorientalion, and contusion may occur with the use
ol scopolamine, patients should be warned ol the possibility and cau-
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Potentially alarming idiosyncratic reactions may occur with ordinary
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PRECAUTIONS
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along Africa's north-soutti axis. Most of
the Fertile Crescent founder crops reached
Egypt very quickly and then spread as far
south as the cool highlands of Ethiopia,
beyond which they spread no farther.
South Africa's Mediterranean climate
would have been ideal for them, but the
2,000 miles of tropical conditions between
Ethiopia and South Africa posed an insu-
perable barrier. Instead, African agricul-
mre south of the Sahara was launched by
the domestication of such wild plants as
sorghum and African yams, which are in-
digenous to the Sahel and tropical West
Africa and are adapted to the warmth,
summer rains, and relatively constant day-
lengths of those low latitudes.
Similarly, the southward spread of Fer-
tile Crescent domestic animals through
Africa was stopped or slowed by climate
and disease, especially by trypanosome
diseases carried by tsetse flies. The horse
never made it farther south than West
Africa's kingdoms north of the equator.
Cattle remained stuck for 2,000 years at
the northern edge of the Serengeti Plain,
while new types of human economies and
livestock breeds were being developed.
Not until about the time of Christ, some
7,000 years after they were domesticated
in the Fertile Crescent, did they finally
straggle into South Africa along with
sheep and goats. Tropical African crops
had their own difficulties spreading south
in Africa, reaching South Africa with
black African farmers (the Bantu) just
after the arrival of those Fertile Crescent
livestock. However, those tropical African
crops were never able to go beyond South
Africa's Fish River, stopped by Mediter-
ranean conditions to which they were not
adapted.
Because of this. South Africa's indige-
nous Khoisan peoples (otherwise known
as Hottentots and Bushmen) acquired Uve-
stock but remained without agriculture.
They became outnumbered and were re-
placed northeast of the Fish River by black
African farmers, whose southward spread
halted there. Only when European settlers
arrived by sea in 1652, bringing with them
their Fertile Crescent crop package, did
agriculture thrive in South Africa's
Mediterranean zone. The collisions of all
those elements produced the tragedies of
modem South Africa: the quick decima-
tion of the Khoisan by European germs
and guns; a century of wars between Euro-
peans and blacks; another century of racial
oppression; and now, efforts by Europeans
and blacks to seek a new mode of coexis-
tence in the former Khoisan lands.
22 Natural History 5/94
Contrast also the ease of east-west dif-
fusion in Eurasia with the difficulties of
diffusion along the Americas' north-south
axis. The cool highlands of Mexico would
have provided ideal conditions for raising
llamas, guinea pigs, and potatoes, all do-
mesticated in the cool highlands of South
America. But the northward spread of
those Andean species was stopped com-
pletely by the hot intervening lowlands of
Central America. As a result, the Olmec,
Maya, Aztec, and all other native civiliza-
tions of Mexico remained without pack
animals and without any edible domesti-
cated mammals except for dogs.
Similarly, domesticated turkeys or sun-
flowers of North America might have
thrived in the Andes, but their southward
spread was also stopped at the tropics. For
thousands of years after com was domesti-
cated in Mexico, it was unable to spread
farther north because of the relatively cool
climates and shorter growing season.
About the time of Christ, com finally took
root in what is now the eastern United
States, but initially only as a very minor
crop. Not until a.d. 800, when a hardy va-
riety of com adapted to northern climates
was developed, did this grain finally trig-
ger the flowering of the most complex Na-
tive American society of North America,
the Mississippian culture — just in time for
it to be decimated by European-introduced
germs.
In contrast to the single Fertile Crescent
origin that Zohary and Hopf trace for most
widespread Eurasian crops, many appar-
ently widespread Native American crops
prove, on closer examination, to consist of
distinct varieties or related species, inde-
pendently domesticated in Mesoamerica
and South America. That's tme, for ex-
ample, of American cotton, beans, lima
beans, chili peppers, and squashes. While
Fertile Crescent crops spread rapidly and
preempted other incipient developments
of domestication, slow diffusion and many
independent domestications were the mle
in the Americas.
Slower development of Native Ameri-
can agriculture (compared with Old Worid
agriculture) contributed to the slower de-
velopment of Native American writing,
metallurgy, technology, shipping, and em-
pires. Those differences helped seal the
outcome of the collision between Native
Americans and European settlers that
began with Columbus. Yes, I acknowledge
other geographic and biological contribut-
ing factors as well. Humans colonized
Eurasia long before they colonized the
Americas. In addition, the Americas had
few domesticable large wild animal spe-
cies, while in Europe many such animals
were used to pull plows or make cavalry
charges. Those domesticates harbored the
animal pathogens from which Eurasia's
most lethal weapon, human pathogens
such as the smallpox and measles vimses,
evolved. But the different orientations of
the continents' axes remain an immensely
important factor.
In the United States, the patriotic song
"America the Beautiful" invokes our spa-
cious skies, our amber waves of grain.
Alas, that song reverses geographic reali-
ties. No waves of native grain ever
reached the Pacific coast of North Amer-
ica, just as none ever stretched from Egypt
to South Africa, while amber waves of
wheat and barley did come to stretch
across the spacious skies of Eurasia. These
differences don't prove that widely distrib-
uted crops are admirable, nor do they tes-
tify to the superior ingenuity of early
Eurasian farmers. They reflect instead the
orientation of Eurasia's axis compared
with that of the Americas or of Africa.
Around those axes turned the fortunes of
history.
Jared Diamond is a physiologist and evo-
lutionary biologist at the University of
California Medical School, Los Angeles.
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Science Lite
Life Styles of the Rich and Famou;
Beauty meets the Beast
by Roger L. Welsch
I was on tour last fall, peddling my lat-
est book, and was about to appear on a talk
show on a Kansas City television station.
The producer led me to the studio's "green
room," the dressing room where guests
brace themselves. I got the distinct feeling
that I'd been there before — not deja vu, or
presque vu, but vraiment vu.
"Yes," the producer said to my wonder-
ment. "You were here four years ago to
talk about another book."
"Y-e-e-s," I said, the memory becoming
clearer. "I shared this dressing room with
some tall, sort of attractive young woman
who had just appeared on the cover of
some fashion magazine or another, right?"
''Some tall, sort of attractive young
woman," the producer sputtered. "That
was Cindy Crawford!"
Good grief. I shared a dressing room
with Cindy Crawford, one of the most
beautiful women in the world. I should
have given her a copy of my book. I
should have gotten her autograph on her
magazine cover. I should have had her
scratch her initials on my forehead with a
piece of broken glass.
Weeks later, when I told all my buddies
this story up at Slick's Tavern, they ex-
pressed so much doubt and ridicule (not
that I had shared the room with Ms. Craw-
ford, but that I had not taken advantage of
the occasion, having mSiedA forgotten it),
that in order to restore my male credentials
I found myself also remembering that as I
left the dressing room, Cindy said huskily,
"Hey, you in the overalls — nice keister."
(Although, now that I think of it and as I
have made clear to Lovely Linda, she
might actually have said, "Nice to meet
you, sir.")
The point is — and I suppose you are
wondering by now what the point is —
beauty is not something immediately and
inherently evident to all observers. In the
case of Ms. Crawford, she was to my eye
simply a nice-looking young woman until
I was instructed by magazines, newspa-
pers, comedians, television, calendars, and
male friends that she is a ravishing beauty.
Of course, Cindy might have been having
a particularly bad day or I might have been
preoccupied with my own coif, but the fact
remains, physical beauty is cultural, not
natural. What is considered beautiful in
one culture or era is not necessarily beau-
tiful in another.
If there is a universal rule of beauty, it is
that we consider those physical character-
istics that reflect wealth to be beautiful. In
classic EngUsh ballads, which exemplify
medieval and Renaissance times and cus-
toms, a good deal of plot development re-
volves around the tensions between char-
acters like "fair Eleanor" and "the
nut-brown maiden." Fair Eleanor is attrac-
tive, by virtue of her being fair, while the
nut-brown maiden — well, you know, as
we used to say in college, "She plays the
piano and all the girls like hen" If you
were poor, you had to work, and work was
almost inevitably outside. If you were
rich, you sat around the castle all day,
never venturing into the glare of the sun
and dangers of the countryside. Pale skin
therefore reflected wealth and came to rep-
resent beauty.
So English women went to extremes to
have translucently white skin. They car-
ried parasols, swaddled their arms, shaded
their faces, and powdered and bleached
their skins, right on up to fairly recent
times. But these days working women are
indoors — sitting behind desks in corporate
offices, standing before classrooms, diag-
nosing patients, checking out books, tak-
ing care of kids. On the other hand, the
idle rich are outdoors — playing tennis,
skiing, and traveling to sunnier climes.
Today, the nut-brown English maiden is
the wealthy one, and therefore desirable,
and the only resort for pasty Fair Eleanor
is a tanning salon.
Same with men. Fabio? Marky Mark?
Schwarzenegger? Obviously, these guys
have enough money to spend their lives
lounging around beaches, working out in
salons, building their pecs, shaving their
chests. Working lugs get their exercise
pounding on computer keyboards, check-
ing mortality tables, taking motivation
workshops.
In societies where famine is a constant
threat, fat is a sign of wealth and, ergo,
beautiful. That has historically been true
even of European and American culture.
Until recently. Now, when plenty is the
rule rather than the exception, fat is easy to
come by. Fat is no longer a sign of wealth.
Just ask me.
These days, models like Kate Moss de-
clare through their physiques (or non-
physiques), "Me worry about famine? You
must be kidding." Wow, our greedy little
psyches gush: "She's absolutely skeletal.
She must be stinking rich and is therefore
ravishingly beautiful."
Body mutilation, from tattooing to ex-
treme manicure, requires time to achieve
and is visible evidence of extended leisure
and undemanding physical exertion. Elab-
orate coiffures — shaved patterns or corn-
rows — take time, money, and the expen-
sive attention of others. Same with ornate
costuming, from lip rings and neckties to
high heels and body paint. Squandered en-
ergy, self-imposed physical restriction,
idle time, and, even better, the consump-
tion of other people's time require and in-
dicate wealth and have come to represent
beauty.
The fliesis extends beyond human body
presentation, of course. The less arable a
piece of land is, the more scenic it be-
comes. So tourists speed past acres of com
and wheat, bored to tears, to gasp at the
sterile emptiness of the Grand Canyon or
Disneyland. The evident utiUty of the sta-
tion wagon makes it hopelessly drab while
the total inefficiency of a Lamborghini
makes it the stuff of dreams.
But you don't want to know what has
determined beauty in the past. You want to
be a step ahead for the future, right? What
24 Natural History 5/94
will constitute wealth and therefore sym-
bolize beauty tomorrow? Not voting or
owning a firearm, for one thing. These
days there's no rich like felon rich, so a
sure sign of wealth is a solid prison record
and all the nonperks of conviction. The
only way you can afford a million-dollar
fine, after all, is to steal ten miUion.
Similarly, a sure sign of wealth is
spending $6 million being elected to a po-
Utical job that pays only $213 a month.
Everyone knows that if it costs that much
to get there, something's going on to make
it well worth the bucks.
I'm not as certain about marital records
as wealth indicators: will those who have
never loved and lost be seen as wealthy, or
those who have loved and could afford to
lose? A nice combination would be a felon
entitled to conjugal visits.
And to my knowledge, only a handful
of people left in America can survive fi-
nancially without having written a book,
so a limited bibliography will, I predict,
soon be accepted as important evidence of
beauty: "I have so much money, I didn't
need to reveal how my parents mistreated
me when I was a kid."
The most remarkable direction for the
future, however, will be homeliness.
Beauty has become such an issue in Amer-
ica today, such a factor in social and finan-
cial success, that the real extravagance of
the future will be being ugly. Anyone
wealthy enough not to care about being at-
tractive will be viewed as attractive for
that very reason. I know this sounds pretty
convoluted, but take a look at the latest
fashion magazines. 1 think I may even be
late in my prediction. Homely is in vogue,
pretty is passe.
Sorry, Cindy. Looks like you're out and
I'm in! By this time next year you'll be
telling your boss down at the laundry how
you once shared a dressing room with me.
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25
Tales from a Peruvian Crypt
The looting of a prehistoric pyramid stimulates an operation in salvage archeology,
with unexpected scientific dividends
by Walter Alva and Christopher B. Donnan
In the fertile river valleys that relieve
Peru's arid coastal plain, mud-brick pyra-
mids stand as the most visible evidence of
the prehistoric Moche civilization, which
flourished between the first and eighth
centuries a.d. Rising out of agricultural
fields in the Moche River valley, the mas-
sive Pyramid of the Sun was the largest
structure ever built in South America.
With a ramp that led up to small buildings
on its flat summit, it stood about 135 feet
high and sprawled over 12.5 acres at its
base. It once contained more than 130 mil-
lion sun-dried bricks. Some of it has
eroded away naturally, while part was de-
molished in die seventeenth century by
Spanish entrepreneurs in search of rich
burials or other treasures.
About ninety-five miles north of the
Pyramid of the Sun, in the Lambayeque
River valley, the Moche cemeteries and
three pyramids near the village of Sipan
have long been the target of looters. Over
the years they have dug many deep holes
wifli picks and shovels in hopes of locating
intact tombs containing ceramic vessels,
shell and stone beads, and rarer ornaments
of silver and gold. By November of 1986,
they had nearly exhausted the cemeteries,
and one group of treasure seekers decided
to focus on the smallest pyramid. Working
at night to avoid police detection, they dug
a series of holes, but found little of value.
Then, on the night of February 16, 1987, at
a depth of about twenty-three feet, they
suddenly broke into one of the richest fu-
nerary chambers ever looted, the tomb of
an ancient Moche ruler.
The looters removed several sacks of
gold, silver, and gilded copper artifacts.
They also took some ceramic vessels, but
they broke and scattered many others in
their haste. Almost immediately, the loot-
ers quarreled over the division of the
spoils, and one of them tipped off the po-
lice. The authorities were able to seize
some of the plundered artifacts, but only a
pitiful amount was salvaged from the find.
The rest disappeared into the hands of Pe-
Adapted from Royal Tombs of Sipdn, by Walter Alva and
Cliristopher B. Donnan (Los Angeles: Fowler Museum of Cul-
tural History, University of California, 1993).
26 N.'^TURAL History 5/94
■^¥-^,
A two-inch, hollow gold head, one often
matching Ijeads that fanned a necklace,
was pan of the finery buried with a
Moche lord about A.D. 150. The find came
from the third intact tomb excavated by
archeologists at Sipdn.
Nathan Benn © Narional Geographic Society
?»♦-'
:-:^
^ 5?f
'#. ff
p.-v-A.-'..
:%m
f*>- .,-J''»-'
'-'js^-
- ... dffv''
ruvian collectors or was illegally exported
for sale in Europe, Japan, and the United
States.
Building on civilizations that preceded
them in coastal Peru, the Moche devel-
oped their own elaborate society, based on
the cultivation of such crops as com and
beans, the harvesting of fish and shellfish,
and the exploitation of other wild and do-
mestic resources. They had a dense, so-
cially stratified population, with large
numbers of workers devoted to the con-
struction and maintenance of irrigation
canals, pyramids, palaces, and temples.
Their lords apparently received food and
commodities from their subjects and dis-
tributed them to lesser nobles and to the
potters, weavers, metalworkers, and other
artisans who created luxury objects for the
elite. In sculptures, decorated ceramics,
and murals, archeologists have glimpsed
many complex scenes of Moche life, in-
cluding hunting, combat, and ceremonial
practices.
The luxury items from Sipan that were
confiscated by the police, including hollow
gold beads of various shapes and sizes,
hinted at the magnificence of the plun-
dered burial, which must have belonged to
one of the Moche elite. More fortune-
hunters descended on the site in search of
overlooked valuables. They hacked at the
tomb walls and sifted through the exca-
vated dirt. By the time the police secured
the area, little was left except a boot-
shaped hole. Nevertheless, with armed
guards stationed around the clock, we
hastily organized an archeological survey
to learn everything possible of scientific
value (author Walter Alva directed the
project; coauthor Chistopher B. Donnan
was one of the many participants).
We began by making a contour map of
the three pyramids and what remained of
their ramps and adjacent plazas. The small
pyramid, where the tomb had been found,
was riddled with looters' tunnels, but in
some places, the piles of dirt they had ex-
cavated helped preserve the original con-
tours. The tunnels also enabled us to ex-
amine the internal construction. The
pyramid and the rest of the complex evi-
The Moche of
Coastal Peru
A Archeological site
100 Miles
I ■ I
dently had been built and rebuilt over a
long period of time, undergoing many
changes as the various parts were en-
larged. The small pyramid seems to have
gone through six phases, beginning in the
first century a.d. and ending about 300.
Although the burial chamber had been
gouged out of shape, we were able to de-
termine that it had originally been roofed
with large wood beams, which had de-
composed. To our great surprise, we were
able to uncover some of the tomb's con-
tents that had been missed by the original
looters and the subsequent gleaners.
Clearing along one side of the chamber,
we found the remains of a large, gilded
copper crown decorated with metal disks;
four ceramic jars modeled in the shape of
human figures; and a copper mask with in-
laid turquoise eyes. In excavating these,
we also discovered a heavy copper scepter
forty inches long, pointed at one end and
bearing a three-dimensional architectural
model on the other. The model depicted a
platform with a balustrade, surrounding an
open-front building with one back wall
and a peaked roof supported by posts.
Seventeen double-faced human heads
decorated the roof ridge, while depicted in
relief on the wall was a supernatural crea-
ture, half feline and half reptile, copulating
with a woman on a crescent moon.
Knowing that the pyramid would be
further plundered once we left, we decided
to open up a new section to methodical ex-
cavation, choosing a ten-by-ten-meter
(1,076-square-foot) area near the summit.
Here we came upon a place where the
mud brick had been carved out and refilled
in ancient times. Digging down, we found
eight decomposed wood beams, similar to
those that had roofed the looted burial
28 Natural History 5/94
Between the first and eighth centuries
A.D., the Moche occupied a series of
river valleys, map left, along the
otherwise arid coast of northern Peru.
At Sipdn. below, the Moche built three
mud-brick pyramids, now much
eroded. Excavations continue at the
smallest of these (foreground), which
concealed at least four royal tombs.
Bill Ballenberg
chamber. Buried beneath these, in the de-
bris of what had been a small rectagular
chamber, we found 1,137 ceramic bowls,
jars, and bottles. They portrayed a variety
of human figures: warriors holding war
clubs and shields, nude prisoners with
leashlike ropes around their necks, musi-
cians with drums, and seated figures wear-
ing beaded pectorals (biblike coverings).
Some were arranged in symbolic tableaux,
for example, musicians and prisoners ring-
ing and facing noble personages.
As we removed the ceramics, we found
several pieces of copper and, finally, a
man's skeleton lying jackknifed on its
back, with chin, knees, and arms pulled in
toward the torso. Since the Moche custom-
arily buried their dead in a fully extended
position, we interpreted this individual to
be a sacrificial victim, whose body had
been shoved into the small chamber as
part of the ritual offering.
Even as these offerings were being ex-
cavated, we discovered a second, larger
rectangular area that appeared to have
been carved into the pyramid and refilled.
As we carefully excavated this, we found,
about thirteen feet below the original sur-
face of the pyramid, the skeleton of a man
wrapped in a cotton shroud. He lay
stretched out on his back and wore a
gilded copper helmet. Over his right fore-
arm, which rested on his chest, was a
round copper shield. A little below we
found the remains of seventeen parallel
beams that, we dared hope, lay over a
major, undisturbed burial chamber.
The discoveries that subsequently
emerged surpassed our dreams. Buried in
the chamber were the remains of a wood
coffin that contained the richest grave of-
ferings ever to be excavated scientifically
in the Western Hemisphere. The body of a
man between thirty-five and forty-five
years of age had been laid to rest with a
feathered headdress, banners of cloth with
gilded copper decorations, beaded pec-
torals, nose ornaments and necklaces of
gold and silver, ear ornaments of gold and
turquoise, face coverings of gold, a gold
backflap and a silver backflap that would
have been hung from the belt, and count-
less other precious objects. In his right
hand the deceased had held a gold and sil-
ver scepter topped with a large rattle, and
in his left hand, a smaller scepter of cast
silver. In relief on the rattle, which was
shaped like an inverted pyramid, were
scenes of an elaborately dressed warrior
subjugating a vanquished opponent. The
sculpted head of the smaller scepter
echoed this theme.
Working six days a week, it took us four
months to document and safely empty the
delicate contents of the tomb. As our orig-
inal budget became exhausted, we re-
ceived some partial funding from a brew-
ery and a truckload of noodles donated by
a pasta manufacturer. At one point we
were paying the fieldworkers with a com-
bination of cash and noodles. We eventu-
ally secured new support from the Re-
search Committee of the National
Geographic Society and were able to pro-
ceed with further excavation.
All the while we had been working and
moving equipment around the coffin bur-
ial, we had been walking only inches
above hundreds of ceramic vessels, two
sacrificed llamas, a dog, and the burials of
two men, three women, and a child of nine
or ten. Although we do not know this for
sure, the men and the child might have
been buried as sacrifices to accompany the
principal figure. The remains of the fe-
males, however, were partly decomposed
at the time they were placed in the tomb,
as evident from the way the bones were
somewhat jumbled. They had probably
died years earlier and their remains main-
tained elsewhere until this final interment.
As we excavated the tomb and cata-
loged its contents, we couldn't help won-
dering who was the important personage
buried there. The key to the answer was a
major photographic archive of Moche
sculpture and drawings at the University
of California at Los Angeles. As the tomb
was being excavated, photographs of die
objects were sent to UCLA for compara-
tive study.
Many of the objects in the coffin sug-
gested the man buried there was a warrior.
The archive of Moche art contains hun-
dreds of depictions from which we can re-
construct a sequence of Moche militarism
and ceremonial activity. We can see pro-
cessions of warriors carrying war clubs,
spears, and spear throwers, perhaps on
their way to battle. We can see warriors in
combat, apparently away from settled
ai-eas. The essence of Moche combat ap-
29
A gold and silver necklace of peanut-
shaped beads belonged to the warrior
priest buried in the first royal tomb to be
scientifically excavated. The Moche
probably associated gold with the right
side and masculinity, and silver with the
left side and femininity.
Susan Einstern
Looted from an unhiown grave, a Moche
vessel depicts a warrior seizing his
adversary' by the hair and subduing him
with his club. Moche engaged in combat
to obtain prisoners for ritual sacrifice.
Nathan Benn © National Geograptiic Society
pears to have been the expression of indi-
vidual valor, in which warriors engaged in
one-on-one combat, seeldng to vanquish,
rather than kill, an opponent. The victor is
often shown hitting his opponent on the
head or upper body with the war club,
while the defeated individual is depicted
bleeding from his nose or losing his head-
dress or other parts of his attire. Some-
times the victor grasps his adversary by
the hair and removes his nose ornament or
slaps his face.
As far as we can tell, the Moche war-
riors fought with one another, not against
some foreign enemy. Once an opponent
was defeated, he was stripped of some or
all of his clothing and a rope was placed
around his neck. The victor made a bundle
of the prisoner's clothing and weapons and
tied it to his own war club as a trophy.
After a public parading of the spoils, the
prisoners were arraigned before a high-
status individual and finally brought back
to the Moche settlements or ceremonial
precincts. There the priests and their atten-
dants sacrificed them, cutting their throats
and drinking the blood from tall goblets.
The bodies were then dismembered and
the heads, hands, and feet tied individually
with ropes to create trophies.
Many representations of the sacrifice
ceremony exist in Moche art. Although
iSil
30 Natural History 5/94
Only three and three-quarters inches in
diameter, one of the warrior priest's ear
ornaments portrays a warrior complete
with a war club, shield, headdress with its
crescent-shaped decoration, and ear
ornaments of his own.
Susan Einstein
A design from a Moche ceramic bottle
depicts the Moche sacrifice ceremony.
The conical helmet with a crescent-
shaped ornament on one of the larger
figures (left) helps identify him as a
warrior priest. He holds a goblet of blood
taken from sacrificed prisoners, who are
shown beneath having their throats cut.
Donna McCleliand
they vary, not always depicting all person-
ages in the ceremony, apparently three
principal priests and one priestess were in-
volved, each associated with specific gar-
ments and ritual paraphemaha. The most
important was the "wamor priest," gener-
ally depicted with a crescent-shaped nose
ornament, large circular ear ornaments, a
warrior backflap, a scepter, and a conical
helmet with a crescent-shaped ornament at
its peak. A comparison of these and other
details with the contents of the tomb con-
vinced us that the individual buried there
was just such a warrior priest.
When the sacrifice ceremony was first
identified in Moche art, in 1974, no one
could be sure it was a real practice, as op-
posed to a mythical event. Now we had
archeological evidence that this was an ac-
tual part of Moche life. Here was one of
the individuals who presided over the sac-
rifices. Further, because the limited num-
ber of objects salvaged from the looted
tomb were similar to some of those we had
excavated, we could conclude that the
looted tomb also must have belonged to a
warrior priest.
As if this were not enough, during the
excavation of the warrior priest's tomb, we
located another suspected tomb elsewhere
on the pyramid. We held off excavation
until work on the earlier find was nearly
complete. The knowledge we gained
made it easier to anticipate the sequence of
excavation. Again we found the residue of
a plank coffin containing the rich burial of
a man between thirty-five and forty-five
years old. Among his grave goods was a
spectacular headdress ornament of gilded
copper, in the form of the head and body
of an owl from which arched long bands
with suspended bangles, representing the
feathered wings. Nearby we found the re-
mains of four other individuals: a male be-
tween fourteen and seventeen years of
age, two females in their late teens or early
twenties, and an eight- to ten-year-old
child. Buried with the child were a dog
and a snake.
The contents of this tomb were only a
little less lavish than those of the warrior
priest. They suggest that the principal indi-
vidual was another of the priests depicted
in the sacrifice ceremony — one we call the
"bird priest." The major clue was the large
owl headdress. He was also buried with a
copper cup near his right hand, similar in
proportion to the cups portrayed in pic-
tures of the sacrifice ceremony.
Having identified these individuals as
participants in the sacrifice ceremony, we
began to wonder if such ceremonies took
place in Sipan itself. The answer was soon
revealed when, about eleven yards fi"om
the bird priest's tomb, we found several
small rooms that contained hundreds of
ceramic vessels, human and llama bones,
and miniature ornaments and implements,
mixed with ash and organic residues.
Among the human remains were hands
and feet, quite possibly the trophies taken
from dismembered sacrificial victims. Al-
together these looked to be the residue of
sacrifice ceremonies, which the Moche ap-
parently carried out at Sipan, as no doubt
they did at their other centers.
The looted tomb, the two excavated
tombs, and the sacrificial offerings all
33
Crafted of gold, a spider with a body
in thefonn of a human head sits in
the middle of its web. This intricate
bead contains three small gold
balls, here hidden from view, that
gave it a rattling sound.
Susan Einstein
seem to date to about a.d. 290. While ex-
cavating the offerings, we found a fourth,
somewhat earUer tomb containing the re-
mains of a man between forty-five and
fifty-five years old, also richly endowed
with grave goods, including a necklace of
gold beads in the form of spiders on their
webs, anthropomorphic figures of a crab
and a feline, scepters, an octopus pectoral
with gilded copper tentacles, and numer-
ous other ornaments and objects. Nearby
we found the body of a young, sixteen- to
eighteen-year-old woman next to a sacri-
ficed llama. This tomb may also have be-
longed to a warrior priest, but not all the
identifying elements are there. Possibly,
this is simply because it dates to an earlier
period than the depictions we have of the
sacrifice ceremony, which are all from
after a.d. 300.
Moche civihzation collapsed suddenly,
probably as a result of one or more of the
natural cataclysms that periodically devas-
tate coastal Peru — earthquake, flooding,
or drought. The Moche had no writing
system, so they left no records we can
hope to decipher They disappeared before
Europeans reached the New World and
could leave us eyewitness accounts. Yet
with the scientific excavation of these
royal tombs, we have gained an intimate
portrait of some of their most powerful
lords. Work at Sipan continues, now at a
promising location near the tomb of the
bird priest. As we dig more deeply, we
look forward to our next encounter D
34 Natural History 5/94
Royal Tombs of Sipan, a special exhibition detailing the 1,700-
year-old burials excavated from a Moche pyramid, will appear at
the American Museum of Natural History from June 24 until the
end of the year. Organized by the Fowler Museum of Cultural
History at the University of California at Los Angeles, the exhibi-
tion features 115 artifacts of gold, silver, turquoise, and other pre-
cious materials on loan from Peru's Briining Museum.
a#
A necklace of gold spider beads was one
of the last objects placed over the
principal burial in the third intact tomb.
Many other gilded copper ornaments
have turned green with corrosion.
Nathan Benn © National Geograpttic Society
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"Dear Enemy" Notes
A neighbor's song means more than music to a hooded warbler's ears
by Renee Godard and Haven Wiley
On a balmy. April morning, the bottom-
land hardwood forests near Chapel Hill in
central North Carolina are deceptively
peaceful. As we stand in the dense under-
story of arrowwood, with its pale new fo-
liage, two black-and-yellow sprites fly fu-
riously back and forth across an invisible
boundary. They are so oblivious to our
presence that they almost brush our legs in
passing. After about ten minutes of this
twisting through the arrowwood, the tiny
birds separate by some fifty yards. Each
takes a station just below the crowns of the
oaks and hickories and begins to belt out
its own version of a ringing song. The
black cowls over yellow faces reveal that
these rivals are male hooded warblers.
They have come to the forest to begin the
breeding season.
One of the birds wears two lightweight,
red plastic bands on each leg. He was one
of the first males we banded for identifica-
tion here at our study site, the Mason Farm
Biological Reserve, and he has returned to
exactly the same location in this 370-acre
woodland for the fourth consecutive year,
an exceptional record. His rival, as yet un-
handed, is probably less than one year old
and is staking a territorial claim for the
first time.
Like many migrating songbirds,
hooded warblers spend the winter in
warmer cUmes. They winter from Mexico
to Panama and begin to make their way
north in March. By April, they have
reached their summer quarters, which ex-
tend from the Gulf coast north to southern
Michigan and east to Connecticut. The
birds we have been observing have each
just returned from their Mexican and Cen-
tral American retreats and are now in seri-
ous competition for real estate. Their fe-
male counterparts will arrive in about five
to ten days. To attract a mate and eventu-
ally raise healthy young, each male needs
a territory of some twelve to twenty-five
acres of forest with a luxurious understory
of shrubs like arrowwood. The old-growth
bottomland forests in the Reserve are an
ideal habitat; each year five to ten hooded
warbler pairs nest here. Only about half of
these birds, however, survive the winter
36 Natural History 5/94
and round-trip migration from one year to
the next. The color-banded old-timers are
among the first to return, and each quickly
reclaims his former territory. In contrast,
newcomers ready to breed for the first
time must find an opening vacated by a
male that failed to return. This precise
"site-faithfulness" of returning males is
one of the remarkable features of migra-
tion for many songbirds. Why should
males not move from one year to the next?
After all, they might have settled for an in-
ferior territory the first year they bred;
surely some of them could upgrade their
location in a subsequent year.
Part of the answer lies in the relation-
ships of neighbors. Male hooded warblers,
like many other male songbirds, have a
number of ways of dealing with rivals in
adjoining territories. The simplest interac-
tion of neighboring males is simply
singing within earshot of one another Our
systematic observations have shown that
the average male hooded warbler spends
55 percent of each early spring morning
just singing. When, on occasion, a male
meets a neighbor at a disputed boundary,
singing ceases and chasing begins, some-
times escalating to fighting. When the fe-
males arrive, aggression intensifies. Inter-
mittent chasing can last for two days
before both parties tentatively accept a
boundary. But once boundaries are estab-
lished, neighbors quickly develop a re-
spect for them. Males can then sing close
to the edge of their territory without pro-
voking an attack from a neighbor Such
apparent amicability does not, we have
noticed, prevent them from occasionally
venturing surreptitiously into one an-
other's territories.
The birds have become what evolution-
ary biologists have termed dear enemies.
Instead of constantly battling, two individ-
uals appear to call a truce; while not be-
coming alUes, they can at least avoid con-
tinual contests. Our studies suggest that an
important factor of this detente is the
hooded warbler's ability to recognize a
neighbor's songs. Each male's repertoire
consists of five to ten stereotypical pat-
terns of notes. Each song is recognizable
A male hooded warbler refreshes himself in a Texas stream.
Barth Schorre; Bruce Coleman. Inc.
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A female hooded warbler, left, arrives at the species' breeding
grounds about a week later than the first males. For an early spring
male migrant, below, a still-bare branch in New York City 's Central
Park provides a perch fi^om which to dart out and catch insects. If
males return too early, cold and scarcity of insects can be deadly. But
if they arrive too late, all the best territories will be taken.
as a hooded warbler's — although some do
not come very close to the descriptions in
standard field guides — yet each has at
least a few details that make it characteris-
tic also of the individual.
The ability of male songbirds to dis-
criminate the fine, individual differences
in the songs of rivals, both known and
new, was established through experiments
several decades ago. Our experiments
with hooded warblers in the Mason Re-
serve since 1987 have demonstrated that
these birds are even more discerning. A
male hooded warbler can recognize the
songs of each one of his neighbors and can
also learn their usual locations in relation
to his territory. To demonstrate this abiUty,
we chose twelve hooded warblers from the
Mason Reserve and adjoining woodlands
as study subjects. First, we played a tape
recording of a neighboring warbler's
songs just inside a subject's territory near
the boundary shared with that neighbor
Then we broadcast the same tape, also just
inside but now on the opposite side of the
subject's territory, near a boundary shared
with a different neighbor (Because in an
experiment of this sort, the order of pre-
senting the two playbacks might influence
the results, we played neighbors' songs to
half of the subjects in reverse order) Sub-
jects often quickly approached the speaker
and searched frantically for the apparent
invader However, our subjects responded
much less vigorously to neighbors' songs
coming from the expected direction than
to the same songs emanating from the op-
posite direction. Hooded warblers, then,
know each neighbor's songs, and know
just where they should come from. To our
subjects, a playback of a neighbor singing
on the wrong boundary signaled a serious
territorial invasion.
Many ornithologists have noticed that
former neighbors returning from winter
quarters act like dear enemies right from
the start. As with our red-banded male that
early spring morning, returning males are
more likely to dispute boundaries with
new birds. Do returning neighbors just re-
member old boundaries, or are they ca-
pable of remembering one another's
songs? The latter feat would be remark-
able: the birds have had no chance to hear
the songs for more than six months. They
do not sing for most of the winter We also
know that hooded warblers from the
Mason Reserve do not migrate together
because they do not arrive at the breeding
grounds together Nor, presumably, do
they winter together in Mexico and Cen-
tral America.
To test song memory, we duplicated the
experiments just described, with an added
element. We started our tests on the very
day a male appeared in April on his previ-
ously occupied territory. Familiar songs of
neighbors from the year before, played
near the old boundary, elicited little re-
sponse; to our subjects they must have
sounded like an old friend back in his
usual place. In contrast, the same songs
played near the "wrong" boundary evoked
a strong response — a quick approach and
frenetic searching. Male hooded warblers
do, in fact, remember each neighbor's
songs from one year to the next. These
birds provide one of the few demonstrated
cases of long-term memory in a nonhu-
man vertebrate. This abiUty has important
practical consequences for a hooded war-
bler By returning to precisely the same
territory year after year, a male can expect
to avoid "bargaining" for boundaries with
about half of its neighbors. The time and
energy thus saved can be used to deal with
other neighbors and to attract and court a
female.
A male reacts strongly to a trespass into
its territory, a transgression that amounts
to an abrogation of a mutually accepted
treaty. Does such a trespass have conse-
quences beyond a chase by the subject
male? Evolutionary theory predicts that it
should. A dear enemy relationship in-
volves reciprocal respect for an arbitrary
boundary. Such reciprocity in a potentially
exploitative relationship can persist when
rivals play tit-for-tat. Rivals must recog-
nize each other individually, so they can
keep track of each other They also must
interact repeatedly over an indefinite pe-
riod of time, so neither can take advantage
of the other on their last interaction. Fi-
nally, each must retaliate whenever the
pact is broken. Our warblers met the first
two conditions, and we devised another
test to determine if trespass provoked re-
taliation by the offended male.
We first presented a neighbor's songs
39
Russ Kinne; Comstock
Hooded warblers frequent the understory of woodlands. A
male in Point Pelee, Ontario, near the extreme northern edge
of the hooded warbler's range, peers at sprigs of poison ivy,
right. Below: A pair share in the care and feeding of their
young, which are within two days of fledging.
George K. Peck
near the "correct" boundary of a subject's
territory. As expected from our previous
experiments, the subject's response was
weak, the normal result for a dear enemy.
Then this same neighbor's songs were
broadcast from two locations deep inside
the subject's territory (we stopped the
playbacks as soon as the subject arrived
nearby, so it would not learn that the
neighbor was not actually present). Fol-
lowing this simulated trespass, we once
again presented the same neighbor's songs
near the correct boundary. The result was
clear: a subject responded much more
strongly to a neighbor's songs following
an apparent trespass. When we staged
trespasses with a stranger's songs, retaUa-
tion toward a neighbor did not occur. Re-
taliation was therefore restricted to the
trespassing individual, just as predicted
for rivals playing tit-for-tat.
Over the years, we have come to appre-
ciate the intricate lives led by hooded war-
blers. They know their neighbors and
work out mutually advantageous relation-
ships with them. The trust required for
these relationships, however, is not
"naive." While not demanding "an eye for
an eye" following trespass, they do be-
come antagonistic toward wayward neigh-
bors. We have also noticed that in the days
following a simulated trespass, our sub-
jects' behavior returned to normal. Given
a httle time, warblers appear to "forgive"
their trespassers.
What we have found could well apply
to other migratory songbirds that defend
territories during the breeding season. If
so, our studies suggest another way in
which habitat destruction can have devas-
tating effects on populations of migrating
birds. For a surviving male hooded war-
bler headed north for the summer, not all
habitat, not even habitat suitable in general
for the species, is optimal. Each individual
seeks out the one specific place where it
has an advantage — its territory from the
previous year, where it will meet some of
its old neighbors. If a particular stretch of
forest has disappeared, oiu^ individual mi-
grant must start over.
April is a time of blossoming opportuni-
ties. For the hooded warblers arriving on
each southerly wind, it is also a time of es-
tablishing and renewing relationships, in-
cluding those with their neighbors. By
mid-May, most males in the Mason Farm
Biological Reserve will have mates incu-
bating three or four eggs in nests cradled
on stems of arrowwood. Those nests that
escape predators and cowbirds (about half
of the total built) will produce a new gen-
eration of hooded warblers to carry on the
tradition of dear enemies. D
40 Natural History 5/94
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Owl monkey's have evolved big eyes to help them get around after
dark. Not as well adapted to the nighttime as many nocturnal
mammals, they are most active on bright moonlit nights.
Tom McHugh; Photo Researchers, Inc.. Monkey Jungle. Miami
Night Watch
on the Amazon
When dusk falls in the Peruvian rainforest, the world's only nocturnal
monkey gears up for a noisy night of feeding in the canopy
by Patricia Chappie Wright
The full moon loomed above the Peru-
vian rain forest canopy, illuminating even
the forest floor where I sat with my field
notebook in hand. On this chilly and quiet
night, I strained my ears to catch every
sound. Suddenly, coming from some one
hundred feet up in the canopy, I heard
what I was waiting for: the low, mournful
hoot of an owl monkey, Aotus trivirgatus.
Three notes, a pause, and then a lower
note. Taking a compass direction, I wrote
down the time. The caU was repeated for
the next ten minutes, then stopped. From a
distance came the answering call: five
gruff hoots, a pause, and two lower hoots.
I had been hstening to calls like this on
bright, moonht nights for almost a year
and had begun to piece together certain as-
pects of owl monkey life. I knew, for ex-
ample, that these owllike calls are given
by a monkey when it is alone, usually near
the borders of its family's territory. Calling
sessions are restricted to once or twice a
month and may be given by an adult male,
an adult female, or a subadult. The calls,
which can be heard 1,500 feet away, con-
sist of a series of ten to thirty short, low-
pitched hoots a minute. The session lasts
one to two hours, as the caller moves a few
hundred feet along its border The calls al-
most always evoke responses from neigh-
boring territories. At the end of this territo-
rial calling session, a calling monkey
usually returns to its family, which may be
resting in the center of the territory. When
a young monkey leaves its natal group,
however, it may travel long distances in
the forest, calling continually, perhaps ad-
vertising for a mate.
As glad as 1 was to begin deciphering
owl monkey calls, no call could tell me
what I had come to Peru to find out — why
this species is active at night. Found in
forested regions from Panama to northern
Argentina, it is the world's only nocturnal
monkey. All other nocturnal primates —
including mouse lemurs and aye-ayes in
Madagascar, tarsiers and Ions in Asia, and
bushbabies and pottos in Africa — are
prosimians, a more primitive group that
lacks the monkeys' relatively large brain,
enclosed eye sockets, dry rhinarium
(nose), and impressive manual dexterity.
And unlike the eyes of most nocturnal
mammals, the owl monkey's eyes have
cones for color vision and lack a reflective
shield on the retina (the tapetum lucidum),
which suggests that its ancestor was active
in the daytime only. A question that had
long intrigued scientists was why a day
monkey had evolved into a night monkey.
Since studying monkeys in captivity or
skins in a museum could not give satisfac-
tory answers, I decided to go to the Cocha
Cashu research station, situated in a pris-
tine rain forest in southeastern Peru's
Manu National Park, where I could ob-
serve owl monkeys in the wild.
The owl monkey shares its rain forest
home with eleven other monkey species,
including Callicebus moloch, the dusky
titi. The diurnal titi and the owl monkey —
both about squirrel size — have similar so-
cial systems. I decided to compare the life
styles of the two species — their diet, sleep-
ing habits, movement patterns — in the
hope of gaining insight into the owl mon-
key's nocturnal life style.
I first needed to survey the area for both
species of monkey and to select four
groups (two of each species) to focus on. 1
chose one group of owl monkeys whose
territory bordered on the Manu River and
another whose territory bordered on Lake
Cocha Cashu. Then I identified titi territo-
ries that overlapped with the chosen Aotus
groups. With my study animals targeted, I
then began the lengthy process of getting
them used to my presence and learning
how to follow them through the forest.
Owl monkeys are often habituated to
one sleeping tree. Charies Janson, a prima-
tologist studying capuchin monkeys at
Cocha Cashu, was the first to find an Aotus
sleeping free there. I began my real data
Owl monkey's often sleep and seek shelter
in tree holes and vine tangles.
Arthur W, Ambler; Photo Researchers. Inc.
45
¥/-^-
y
collection sitting under this tree with my
binoculars and notebook. Just as dusk fell,
the first owl monkey — a male — emerged
from his secluded den in the center of the
tree and began to scratch himself. Seconds
later, three other owl monkeys appeared.
From their size, I presumed these three
were his mate, an adolescent, and a half-
sized juvenile. They spotted me immedi-
ately and began to give an alarm call, but
they didn't flee. After ten minutes, they
began to move on through the canopy. I
followed, but by this time it was dark.
They were moving quickly and soon dis-
appeared from my view.
Dusk after dusk, I returned to the tree
and followed the group as far as I could.
Each night, I went a little farther I cut nar-
row trails under their arboreal pathways. I
listened carefully as group members ex-
ff%.^**^.
€
changed contact calls. I was grateful that
they dashed carelessly through the trees,
making abundant noise as tihey jumped
from branch to branch. Still, several
months passed before I could follow them
all night long.
During the day, I began tracking the
dusky titis. I had a different problem with
them. Although they moved much lower
in the trees than the owl monkeys (an av-
erage of thirty feet above the ground), they
were dark and blended into the foUage.
They were also cautious in their move-
ments, nearly impossible to hear as they
jumped from branch to branch, and they
often rested, hidden in tangles of vines. I
had hoped that the titis would be the easy
part of my fieldwork, but I was often frus-
trated during the first two months of my
effort to keep track of them.
■x^-r^
.^
Eventually, however, I could follow
both day- and night-monkey groups. I
couldn't, of course, keep going twenty-
four hours a day, so I developed a routine.
First, I would spend five days with the owl
monkeys in Group One, following them
from dusk to dawn. Then I would switch
to five days with dusky titi Group One,
this time from dawn to dusk. After iJiat, I'd
move on to owl monkey Group Two for
five days and finish up with a round of five
days with titi Group Two. With such con-
stant disruption to my circadian rhythm, I
felt as if I had jet lag for the entire year.
The work proceeded well, but since I
was not using radio collars, I was continu-
ally plagued with the problem of losing
track of the owl monkeys. One night, for
instance, they quietly left a large fig tree
without my detecting them. When I real-
46 Natural History 5/94
Carol Farneti, Natural Science Photos
ized they were gone, I reasoned that they
had journeyed to the next fig tree, which I
knew was about a thousand feet along the
river trail. I moved quickly along the trail,
making little noise since the leaves be-
neath my feet were wet from rain that had
fallen earlier in the day.
But I wasn't the only one walking
quickly and silently along the river trail.
As I rounded a bend, I suddenly stood face
to face with a large male jaguar. We were
less than three feet apart. My headlamp
temporarily blinded him, and he blinked
five times. I moved slightly off the trail to
give him the right of way. At the sound of
my movement, the jaguar bounded into
action, but — I noticed in a daze — away
from me, back into the jungle. I listened as
he continued to move into the distance.
Suddenly, I was afraid. My heart raced,
Common in the open Chaco forests of Paraguay, nocturnal great
homed owls, left, are capable of carrying off small monkeys. There,
the otherwise noisy owl monkey, below, moves more cautiously and
quietly than in the rainforest.
Ctiarles Janson
and I decided to give up monkey watching
for the evening. Instead, I visited each tent
of sleeping researchers, warning them that
a jaguar was in the neighborhood. The
next day, we were impressed by the large
size of the footprints, but we never saw the
jaguar again. He had apparently moved on
to another part of his large territory.
Most of my evenings were less event-
ful, and after a year, I had accumulated
basic data about the two species. In both,
territory size ranged from seventeen to
thirty-four acres. The distance the owl
monkeys traveled in one day was 2,100
feet on average; the titis moved an average
of 1,950 feet. The average group size of
both — five animals — was also similar and
included an adult male and female, one
adolescent, a juvenile, and an infant. The
adults are monogamous, and their off-
spring remain with the group until they are
three, at which time they disperse, usually
in the rainy season. Finally, as with most
primates, both species ate a combination
of fruits, leaves, flowers, and insects.
But the two species also differed in
47
Luiz Claudio Marigo
Like the owl monkey, the dusky titi, facing page, is monogamous and lives
in small family groups. It forages in the daytime, however, and is forced
to compete — often unsuccessfully — with squirrel monkeys, below, and
other monkeys living in Peru's Amazonian rainforest.
Luiz Claudio Marigo
many ways. One of the dusky titi families,
for example, slept in a total of forty-three
different trees over the course of the year,
while owl monkey families used no more
than five. As they slept on open branches,
the titis were visible from below, whereas
the owl monkeys were always hidden
from sight as they slept in a tangle of vines
or in a tree hole. Callicebus was quiet, vig-
ilant, and cautious as it foraged low in the
trees during the day; Aotus was noisy and
careless as it went about its business high
in the canopy at night.
1 began to suspect that the daytime pre-
sented some dangers that the nighttime did
not. Circumstantial evidence soon imph-
cated birds of prey as a probable daytime
threat. From studies conducted by or-
nithologist N. Rettig of remains under the
nest of a harpy eagle in Guyana, we knew
that monkeys were the main item in this
eagle's diet. Manu National Park is home
to six species of hawks and eagles, includ-
ing the harpy, that are big enough to eat
owl monkeys and dusky titis. During the
third month of my research, a harpy eagle
was sighted carrying a squirrel monkey in
its talons. A few weeks later, a crested
eagle attacked a group of capuchin mon-
keys. And one of the young titis bom the
year I started my study was last seen in
October of his second year in the talons of
a crested eagle.
Also suggesting that the monkeys were
responding — although in different ways —
to the threat of predation were the times
monkeys entered and left their sleeping
trees. The titis were irregular. Between
October and May, when it was warm and
fruit was abundant, they would get up at
about dawn, but when the weather grew
colder, they would stay in their roost until
noon. This flexibility fit in with my theory
that while escaping predators was crucial
for these diurnal monkeys, it was how they
foraged — quietly, low down — that was
important; when they foraged was not.
The owl monkeys couldn't have been
more different. They regularly left the
sleeping tree a few minutes after sunset
(after hawks and eagles would have gone
to their roosts) and returned to it a few
minutes before the sun rose (and diurnal
birds of prey awoke). This precision, too,
fit my theory, with the monkeys behav-
ing— I fancied — as if they were afraid that
if they got up too early or stayed out too
long, they might wind up as a meal for
some hawk or eagle.
But what about nocturnal predators?
Owls were of no concern, as my ornithol-
ogist colleagues explained to me, for large
species, such as the great homed owl, are
scarce in tropical forests of South Amer-
ica, and none of the other owls in the
Amazon rain forest were big enough to eat
a squirrel-sized monkey. Other noctumal
predators, such as cats and snakes, were
primarily terrestrial and no match for an
agile monkey in the trees.
Foraging at night may do more for owl
monkeys than reduce the risk of being
killed by a predator. Different monkey
species compete strongly for fruit trees,
particularly in the season of fmit scarcity.
My data showed that spider monkeys, ca-
puchins, and even squirrel monkeys — all
species that are either bigger than the titis
or travel in larger groups — are able to
chase the titis away from large fig trees.
This forced the titis to subsist at this time
of year almost exclusively on leaves,
which are difficult to digest. The owl mon-
keys, in contrast, fed in the large fig trees
without harassment. Their only noctumal
competitors were opossums and kinka-
jous. I once observed an owl monkey ap-
proach an opossum feeding in a tree; to es-
cape, the small opossum dropped sixty
49
Luiz Claudio Marigo
'l^i
A
Hai-py eagles, below, regularly prey on
small monkeys of the Peruvian rainforest.
The heftier red howler, right, weighing
several times as much as a titi or squirrel
monkey, rarely winds up as a meal for
one of the forest's diurnal birds of prey.
Ken Lucas; Planet Earth Pictures
feet out of the tree, landing at my feet.
Kinkajous, at five pounds nearly twice the
size of an owl monkey, are not so easily
dominated. However, kinkajous are soli-
tary and thus would be no match for a
group of four to five owl monkeys; when
these two species meet, they usually move
apart to feed in different parts of the tree.
To test my theories about the owl mon-
key's nocturnal life style, I decided to ob-
serve the species in a different sort of habi-
tat. After my year in the ram forests of
Peru, I visited the dry, open forests of the
Paraguayan Chaco. Few diurnal monkey
species live in the Chaco, and none of the
species that had attacked Callicebus in
Peru. Diurnal raptors are also rare, but
great homed owls are common. One pair
raised two young in a nest near my camp-
site during my time there.
Interestingly, I found that owl monkeys
in the Chaco had reverted partly to day-
time activity. I watched in amazement as
the monkeys browsed on flowers and fruits
at the top of the canopy in bright sunhght.
They foraged at night as well, but now
they moved quietly and avoided the upper
canopy, where they would be exposed to
the owls. On average, the owl monkeys
traveled and foraged one to three hours in
daylight and some nine hours at night. In
50 Natural History 5/94
the cold Chaco winter, during the times of
the month when there was no moonhght,
the monkeys increased their daytime ac-
tivity, traveling nearly as far in the daytime
(850 feet) as in the night (about 1,000
feet). The monkeys' sleeping patterns
changed in the Chaco, too. They slept on
open branches, not in hidden vine tangles,
and used many different sites; one group
slept in forty-two different trees in five
months. Moreover, they were never
chased from a fruit tree, day or night, with
their only possible food competitor being
Alouatta, the howler monkey. Overall, the
behavior of the Chaco owl monkeys
seemed to support the idea that avoidance
of predators and food competitors may
have played a role in the evolution of a
nocturnal life style in the Peruvian rain
forest.
If being active at night can, under the
right circumstances, confer so many ad-
vantages, why haven't more monkeys
adopted it? Most nocturnal mammals, in-
cluding the nochrmal primates in Asia and
Africa, have the tapetum lucidum, which
allows them to see in the dark. Monkeys,
apes, and humans have lost the tapetum
and thus are relatively helpless at very low
hght levels. A short walk at night without
the aid of a flashlight wiU show just how
serious a loss this is.
How, then, does Actus manage? Over
the course of its evolution, the aptly
named owl monkey evolved very large
eyes, which assist it greatly as it searches
for food in the dark and jumps from
branch to branch high up in the canopy.
Some of my findings, however, indicated
that the monkeys' movements were re-
stricted by low light levels. On totally dark
nights, the owl monkeys I followed in Peru
traveled nearly a thousand feet less than
on clear moonlit nights; they also tended
to stick to the most famiUar paths. Certain
activities — such as playing, territorial
fighting, and calling — are engaged in only
when the moon is bright. I gradually real-
ized that I was not alone in my nightly
stumbles through the rain forest; even for
the successful owl monkeys, night life had
its disadvantages. □
- AY J
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Of Bedouins, Beetles, and Blooms
//; the Judean desert, wildflowers roll out the red carpet to attract pollinators
by Bemd Heinrich
The winter had been an unusual one. A
tenth of an inch of snow and rain — two
and a half times the average precipita-
tion— had fallen on the Judean desert. In
late March, two months of springtime
weather remained. The nights were pleas-
antly cool, the days warm, and the land re-
freshed with rains. Rain means life in this
small desert, which stretches from 1,200
feet below sea level in the east, where it
borders the Dead Sea, to 2,400 feet at the
water divide about twelve miles to the
west. Along this transect of bare and rocky
hills are such well-known biblical sites as
Jerusalem and Bethlehem, as well as
lesser-known towns such as Beit Fajjar,
Abu Dis, Ramallah, and Bir Zeit.
Average precipitation is, however, not
what this land sees. Rainstorms are erratic
events, and despite this year's winter "ex-
cess," the desert would soon be dusty and
parched again. The eastern slopes of the
north-south-ranging hills lie in the rain
shadow of the moisture-laden winds com-
ing from the Mediterranean, another
twenty to twenty-five miles to the west.
Maps show numerous blue lines going
down to the Jordan River and the Dead
Sea. But they are not rivers. At least not
now. They are wadis, or washes. Most are
flood channels that this spring were dry
beds filled with rounded limestones.
It was cool, but the sun shone through
the cloudy sky as my friend botanist
Avishai Shmida, of the Hebrew University
of Jerusalem, and I swung onto the paved
road in Jerusalem and started our rapid de-
scent east, down to the valley of the Jor-
dan. In the Mediterranean environment
near Jerusalem, Avi and his colleagues
have cataloged 1,586 species of wild
plants. Another 586 species were found in
the desert.
Looking over the bare hills, I could
scarcely conceive that such diversity ex-
isted in a land that was already being in-
tensively used by humans thousands of
years before Christ. The rounded lime-
stone hills, terraced into horizontal strips
of soil a few yards wide, were yielding
grapes, olives, and vegetables in Roman
times and long before.
52 Natural History 5/94
Poppies dominate a patch ofwildflowers in the hills near
Jerusalem. Like many of the flowers in this heavily
grazed land, they have evolved chemical defenses that
make them toxic to livestock.
■J/c
A lone poppy, right, blooms among unopened buds and
seed capsules. Below: Buttercups in the Judean hills have
bright scarlet petals. Although most species of buttercups
and wild tulips are yellow, those growing in Mediterranean
climate zones are commonly red.
Bernd Heinrich
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Some of the terraces lay fallow now, or
seemed to. But the olive trees in their gray-
green foliage and the small almond trees,
bare of leaves but covered with sprays of
pink flowers, were obviously there as a re-
sult of human effort. So was the stonework
that held up the terraced strips themselves.
Plants here grow in wild proflision, with a
mean density of forty species per square
yard. Yet only certain types can survive
and prosper under the exacting conditions
imposed by the environment and humans.
Wild trees, obviously, could not. And that
exclusion opened a niche for others.
I had just visited the Western Wall, the
remnant of the Third Temple built by King
Herod (or rather, his slaves), where the
cracks between the giant, symmetrical
blocks of limestone are stuffed with notes
written by the devout. Seeing what people
rest then- hopes on had left me strangely
depressed. But seeing these humble stone
walls, holding up earth terraces at least as
old as the walls and decorated with gor-
geous pink cyclamen sprouting in the
cracks, was uplifting. I felt the "cosmic op-
timism" of the naturalist — someone who,
according to the definition of writer and
entomologist Robert Michael Pyle, does
not have an anthropocentric view of life.
Pyle has pointed out that no matter what
we humans can dish out, species that
"know adversity and eat it up will endure."
These flowers have survived the impossi-
ble, not so much in spite of us but perhaps
because of us.
Deep blue grape hyacinths and bright
red tulips grew "wild" along the hps and
crannies of these ancient terrace walls.
These, and others, were perennials, but at
least half of the terrace plants were annu-
als— tiny herbs that thrived through time,
not just because of the modest space they
occupied but through their ability to lie
dormant through long periods of drought,
to be resurrected and to spring up again
when sprinkled by rain.
In the valley of the Jordan, where pas-
toraUsts, rather than farmers, held sway,
not a wild tree is left standing, and there
probably have not been any since before
the time of Christ. Sheep and goats and the
inexorable human hand had seen to that.
Now — as they have done for centuries —
Bedouins tend flocks of sheep and goats
that mow broad swaths over the land, nip-
ping everything to the root. Indeed, the
Bedouin is said to be not so much the son
of the desert, as its father
Nothing green or succulent has a
chance to survive for long, unless it can re-
treat again into the ground in bulbs or tu-
bers or unless it is poisonous or prickly.
Such defenses are a competitive advan-
tage against plants that don't have them
(since grazers exercise choice in what they
eat). But none is absolute. Perhaps the
plants' most obvious and effective strategy
against the grazers and the elements is to
grow jnd flower quickly after the rare
rains do come and then to revert quickly to
dormant, drought-resistant seeds before
the herbivores eat them. In short, the
plants are often annuals.
Annuals are necessarily of small size. If
conditions are right, then many individu-
als can exist side by side. But which ones?
Why not all of one species, rather than
many species? Avi tells me, "If it were not
for the grazing, then the grasses would
54 Natural History 5/94
Wr%
quickly take over. They would crowd out
many of the flowers." And it is not the
grazing alone. The drastic fluctuation of
rain within the winter period and from
year to year reduces competition between
species, so that no one species can take
over and occupy every niche. What we
might generally consider unfavorable con-
ditions for plants are precisely those that
have produced tremendous diversity.
As we descend farther into the valley,
we can see the hills of the desert greening
from the winter rains. From the window of
our car, I see patches of yellow composite
flowers, patches of light purple crucifers,
and some white umbellifers. Above the
background of yellow, white, and pale
blue, there are also thick dots of red flow-
ers, like flecks of shiny red blood upon the
green.
A pleasing wash of colors from a bird's-
eye view became a gorgeous mosaic when
we parked and I saw it from a bee's eye
level. But the beauty that was so striking to
the eye was even more fantastic to the
mind because behind the show lay a logic.
That logic — that competition among polli-
nators that had helped to arrange the floral
display — had first excited me two decades
ago and a continent away. Here in the
Judean desert was the same play, but all
the players were different.
One step into this garden, which nature
had been busily arranging for thousands of
years (out of parts created over millions of
years), I found much to admire. I saw a
plant whose blue flowers had at their cen-
ter tiny dabs of either white or pink. The
dots were what Konrad Sprengler, the fa-
ther of pollination ecology, called Saftmale
(nectar guides). When white, they indicate
(to experienced nectar shoppers) that the
flowers are likely unvisited and contain
nectar; when pink, they signal that the
flowers are already drained (and hence
pollinated).
I saw a small umbeUifer whose white
inflorescence with showy fringe florets
55
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r/je various red-flowered plants of the
Judean desert, above, stagger their peak
flowering periods. Anemones bloom first,
followed by tulips, buttercups, and
poppies. Below: A crowned anemone is
pollinated by three Amphiocoma beetles.
.^' . •' =^.>w'«'
Bernd Heinrich
56 Natural History 5/94
had an uncanny resemblance to that of
hobblebush, a viburnum I knew from the
Maine woods.
There was, in this plant community as
in any other, a demand for flowers that
were best suited to the specific tastes and
physical requirements of the various polli-
nators. A broad, economic analogy ap-
plies. If there is a market in Israel for
pizza, and there are no Italians around to
make it, then even some Israelis might be
induced to become pizza makers. The ven-
ture could be a risky one, but high risks
can yield high rewards as well as extinc-
tion. In other words, beyond the plants'
struggle for existence in the physical envi-
ronment is a second fierce struggle among
themselves to be serviced by the pollina-
tors. Each gets pollinated by practicing a
specific "line" or profession. As in Adam
1 ' .v '
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Mi
RM
Smith's ideahzed free-market economy,
specialization and "perfection" are the re-
sult of fierce competition.
In the vast sea of varied flowers stretch-
ing before me, not many "shoppers" —
bees, flies, butterflies — were to be seen.
Therefore, at least at this time, the plants
were competing to attract pollinators. I ca-
sually followed one honeybee whose tho-
rax was dusted with yellow pollen. It flew
slowly without landing among the sea of
yellow composites, blue-and-yellow
mints, and pink stork's bills, passing also
red anemones and white stars-of-Bethle-
hem. After several yards of carefiil search,
it landed on an almost-hidden plant, a par-
asitic figwort with blue flowers and white
nectar-guides on its lips. After a second or
two, the bee came out of the deep flower,
scraped pollen from its thorax, and then
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patiently resumed its search for another
flower of the same kind. The figwort,
blooming close to the ground and isolated
from others of its kind, was undoubtedly
not visited by many shoppers. But those
that found it — probably randomly at
first — became flower constant, hooked on
the good bargain because of its good crop
of nectar. In the flower supermarket, the
choices faced by bees are like those facing
a human shopper — dozens of brands, all
with different, showy labels.
Flowers must provide a good reward to
insure repeat visits from a pollinator In a
meadow, as in a supermarket, competing
product displays lure the buyer But in the
meadow, shoppers (pollinators) going
down the "aisles" are free to snack. In
order to keep them constant to any one
brand, the manufacturer (the plant) not
only has to advertise but also has to try to
keep thievery (taking nectar without pay-
ing the plant with with pollen transfer) to a
minimum. One way to do that is to limit
access to the flowers. (Loyalty, or flower
constancy, is important because each
flower "wants" its pollen to be deposited in
the stigma of its own kind, not that of an-
other kind). Complex flowers are like puz-
zles, solvable only by those pollinators
able to gain information denied others.
Perhaps no competitors are more
bizarre than the Mediterranean Ophiys or-
chids. I had read about this group of a
dozen or so species, each catering to a dif-
ferent, winged pollinator. Nevertheless, I
was startled to have one pointed out to me
at my feet. Barely six inches tall, its solid
green stalk supported two exquisite, tiny
flowers and three to four unopened buds.
The flowers, about half an inch long, could
be easily missed by the human eye, unless
one knew what to look for The two tiny
flowers resembled bees. It didn't take great
leaps of the imagination to see a small,
bulbous, buzzy "abdomen" and even
"wings" at each side. We have no idea
what a bee or wasp sees, but the mimicry
is undoubtedly much greater to the insect
than it is to us. In mounting these flowers,
male insects are probably attracted by the
perfume, which in this case mimics the sex
scent of the intended mate, but then orient
themselves to the flower fonii.
I gently inserted the end of a twig to
where I presumed the head of a copulating
bee might reach, and when I withdrew it, it
held a yellow packet of pollen such as a
male might transfer to the next Ophiys it
finds of that species.
57
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Persian buttercup
Avi Hirschfield; ASAP
But in the end, the wild tuhps (and other
flowers like them) were what surprised me
the most. Tulips had, before this, occa-
sionally caught my interest, but only be-
cause of their shock value, their superflu-
ous show. But these tulips were organisms
in an ecological context where everything
about them held meaning. If there was
show, then that show was important be-
yond mere appearance, in the same way
that a Hebraic text has significance; it is
not just a page of attractive markings.
The bright red tuUp stuck out like the
proverbial sore thumb from the yellows,
whites, and blues of the crowd. It offered
only pollen, not nectar. The pollen-bearing
anthers were almost black, as were the
bases of the petals in the center of the cup-
shaped flower.
This color pattern excited me because I
had in the previous hour admired very
similarly sized, shaped, and colored flow-
ers of a quite different plant family. They
had belonged to a poppy. The resemblance
seemed too close to be accidental.
With my interest aroused, I examined
red flowers more closely in the large
patches that were everywhere. I found
other red flowers with petals of a red so
pure and brilliant they almost made me
squint. As it turned out, they were butter-
cups. Ranunculus asiaticus, also known as
Persian buttercups or scarlet crowfoot. I
knew only the yellow-stamened, small
waxy yellow R. acris flowers from back
home, and these took me by surprise. I
found still other flowers that seemed al-
most identical to those of the tulips, pop-
pies, and buttercups — also large and bowl-
shaped, with black stamens, and brilliant
scarlet petals. These, Avi told me, were
crowned anemones. What a contrast to the
small, delicate, white-petaled anemones
with yellow stamens in a Maine spring
woodland!
A phenomenon so striking as these red
flowers — all apparently mimicking one
another — had not escaped the attention of
local botanists, especially Avi. By 1981 he
had already systematically studied and de-
scribed the convergent evolution of the
"poppy guild" of red flowers in the
Wild nilip
Allen Rokach
Mediterranean region of Israel. The group
includes about fifteen species of large, red,
bowl-shaped flowers of six genera from
three plant families, and is dominated by
poppies of two genera. The convergence is
most striking when one considers how
some of these flowers differ from their
likely ancestors. Ranunculus, the butter-
cup, for example, has about 400 species
worldwide. Only three, all in the Mediter-
ranean region, are red. And all of these
have cup-shaped flowers at least twice as
broad as those of the predominantly yel-
low or white species. Wild tulips in Eu-
rope are also predominantly yellow, but in
the Mediterranean region, red predomi-
nates. All poppy guild flowers provide
only pollen, and no nectar, whereas some
of their presumed progenitors also pro-
vided nectar. The various species do not,
however, bloom simultaneously. Anem-
ones are usually first, followed by tulips,
buttercups, and finally, poppies.
Why did this very distinctive, red,
bowl-shaped pollen flower evolve in so
many different kinds of plants in one geo-
graphical area? From behavioral studies of
bees, I had speculated that once a pollina-
tor becomes "hooked" on one commodity
of the market — such as red flowers — it
could then be more easily exploited by
other plants, provided they are rare or
bloom slightly out of phase with their
models. It is as if A has developed a market
for pizza, but is unable to continue pro-
duction after, say, April. In May, B can
step in, utilizing an already-established
market. If a product is a success, it will be
widely copied as closely as possible
(given the absence of patent laws).
But these red flowers are rarely polli-
nated by bees. Instead, they are primarily
serviced by a group of scarab beetles of
the genus Amphiocoma. Beetles had been
thought to pollinate only flowers that smell
foul and are white or greenish. But in an
elegant and classical series of field experi-
ments, Amots Dafni, of the University of
Haifa, and six colleagues from other insti-
tutions reported in 1990 that these beetles
have a relatively weak response to shape
or scent, but exhibit a strong attraction to
Crowned anemone
Bernd Helnrich
the color red. Dafni and colleagues distrib-
uted unscented, flower-shaped plastic cups
of vaiious colors (red, blue, yellow, green,
brown, white) in the field to serve as bee-
tle traps. Of the 146 beedes captured, 127
were caught in red flower models. The re-
mainder, eighteen beetles, were evenly
distributed among the other colors. The re-
searchers were also able to confirm their
predicdon that the beedes would be found
in all of die red flowers of the poppy guild.
Amphiocoma likely do most of the polli-
58 Natural History 5/94
nating of these red flowers, since a visiting
beetle carries away nearly 2,000 pollen
grains (as opposed to a Lasioglossum bee,
for instance, which carries, on average,
only 110 poUen grains).
Red flowers probably have more to
offer than food. Red color also advertises
sex. Dafni and colleagues noted that the
female beetles remained, on average, six-
teen minutes in each flower they visited,
whereas the males kept moving from
flower to flower every three and a third
minutes or until they found a female.
Upon finding one, they immediately
stayed to mate. Are the males searching
for females in flowers?
The fuzzy, little, dark brown beetles
with greenish or purplish thoraces are not
always common. In one area near Jeru-
salem, I examined 1,548 Anemone coro-
naria flowers and found twenty-two that
contained one beetle and eleven with more
than one (primarily copulating pairs).
Thus, only one in seventy flowers had a
single beetle, whereas every flower with
one beetle had a 50 percent chance of hav-
ing another beetle. Put another way, a
flower's chances of being visited again
were thirty-five times greater if it already
had a beetle in it.
I also noted numerous solitary bee
males in the genus Eiicera apparently
sleeping in flowers. Indeed, under overcast
skies, all of these bees stopped foraging
and I saw up to six in a single flower. How-
ever, 1 never saw them copulating there.
Their long antennae — almost as long as
their entire body — attest that scent plays a
large role in mate finding. In contrast, the
antennae of the Amphiocoma beetles are
microscopic in size. Although the beetles
are nearly three-eighths of an inch long,
the lamellae of their antennae are no larger
than the dot a sharp pencil makes on paper
Their scent-organs seem almost atrophied,
but their eyes are not: their attraction to red
flowers finds them mates.
The sexes must meet somewhere. Why
not while lounging at conspicuous, well-
advertised places? And a female must lay
up large protein stores to make eggs. For
that she needs to eat pollen. Indeed, on two
occasions during my brief survey, I saw
male beetles land on flowers containing a
beefle I was photographing, and in both in-
stances the new beetle instantly attempted
to mate with the beetle in the flower. Food
rewards were apparently of only sec-
ondary concern for the males.
Thanks to fieldwork by Dafni and elec-
trophysiological experiments by Randolf
Menzel, of the Free University of Beriin,
we know that these beetles (unlike most
other insects, but like birds) evolved the
capacity to see the color red. Once that oc-
curred, the beetles could exploit the very
conspicuous red signal of the flowers, re-
sulting in enhanced mating success for
them and for the plants they visited. Al-
though we don't know for sure how the red
flower guild serviced by beetles evolved, a
likely scenario is that the plants imitated
one another, and that many new prod-
ucts— like so many knockoffs of Swiss
Army knives — entered the market, using
the same distincive red signal in their ad-
vertising campaigns. In this case, the prod-
uct being advertised was sex with break-
fast in bed — a winning combination. And
now the Amphiocoma beetles in the
Judean desert enjoy the red carpet treat-
ment, while we enjoy the show. D
The tremendous diversity of flowering
plants in the Judean desert is partly
the result of the region 's drastic
fluctuations in rainfall. In spring, the
lush growth of flowering plants
contrasts starkly with the treeless hills.
Allen Rokach
"WOF^SqiKq^fVC,^^-!
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At the American Museum of Natural History
Opening of the Fossil Mammal Halls
The American Museum of Natural His-
tory launches its 125th-anniversary celebra-
tion with the opening of two of six new fos-
sil halls on Saturday, May 14. Specimens in
the Lila Acheson Wallace Wing of Mam-
mals and Their Extinct Relatives include the
mummified remains of a baby mammoth
that lived 25,000 years ago, whose head,
trunk, and leg were found "freeze-dried" in
the Alaskan mndra; the ferocious beai'-dog
Amphicyon, shown running at full speed in
pursuit of its prey, the antelopelike Ramo-
ceros; a twelve-million-year-old early
horse. Protohippits, which may have died
trying to give birth; and a Palaeocastor, an
early relative of beavers, shown where it
was found at the bottom of an eight-foot-
long spiral burrow.
Three Charles R. Knight murals and
dozens of his smaller paintings have been
restored and are displayed in the fossil
mammal halls. In addition, for each of six
extinct species, contemporary artist Jay
Mattemes has contributed three drawings
depicting the fossil skeleton, the muscles
and tendons, and how the animal might
have looked in life. At interactive computer
stations, visitors may take tours of evolu-
tionary history with Museum scientists and
see reconstructions of the fossil animals in
their original habitats.
The new fossil mammal halls and the
Museum's new library are part of a vast ren-
ovation plan still in progress. Two new di-
Martyn Colbeck 's prize-winning photograph
© British Gas Wildlife Photographer of the Year Competition
nosaur halls on the fourth floor will open in
1995. The project will be finished in 1996
with the opening of the Hall of Primitive
Vertebrates and an Orientation Center.
The Biodiversity Crisis
The last three lectures in a series spon-
sored by the Museum's Center for Biodiver-
sity and Conservation will be held this
month. On Tuesday, May 3, and Thursday,
May 12, Joel L. Cracraft, a curator in the
Department of Ornithology and acting di-
rector of the Center, will discuss the scien-
tific basis of current mass extinctions in the
earth's species. On Tuesday, May 17,
Michael J. Novacek, a Museum vice-presi-
dent and dean of science, will talk about the
challenges in dealing with the biodiversity
crisis and the relationship of science to pub-
lic policy. The lectures begin at 7:00 p.m.
Call (212) 769-53 10 for information.
Conservation in the Twenty-first
Century
Richard Leakey, paleontologist and direc-
tor of Kenya's Wildlife Service, will talk
about environmental dangers that threaten
us with extinction. He will draw upon mate-
rial from his new book. Origins Reconsid-
ered: In Search of What Makes Us Human.
The talk will be given on Wednesday, May
18, at 7:00 pm. in the Main Auditorium.
Tickets are $29 ($19 for Museum and
Learning Annex members). Call (212) 769-
5310 for information.
Thar' She Blows
Kenneth A. Chambers, a retired Museum
educator and lecturer in zoology and explo-
ration, will discuss the turbulent history of
whaling in a slide-illustrated talk on Tues-
day, May 3, at 7:00 rm. in the Kaufmann
Theater. Tickets are $15. For additional in-
formation, call (212) 769-5310.
Asian and Pacific-American
Celebration
This month, Asian and Pacific- American
cultures are the focus of the Education De-
partment's year-long series on cultural di-
versity. On Sunday, May 22, choreographer
Yoshiko Chuma and the School of Hard
Knocks will present A Night at the Million-
aire's Club, a contemporary work based on
traditional Japanese concepts of space and
time. On Sunday, May 29, the Pan-Asian
Repertory Theatre will present scenes from
Wilderness, the final play in a trilogy by .
Chinese playwright Cao Yu. The programs,
at 2:00 and 4:00 rm. in the Kaufmann The-
ater, are free with admission to the Museum.
For a complete brochure of events, call
(212)769-5315.
An Upcoming Eclipse and a ,.
Comet Collision ti
Weather permitting, the solar eclipse on '
Tuesday, May 10, can be observed safely
through telescopes at the Planetarium. On
Thursday, May 5, meteorologist Joe Rao
will give a slide-illustrated lecture about
this upcoming eclipse. In late July, Comet
Shoemaker-Levy 9 is due to hit Jupiter.
David Levy, a scientist at the Lunar and
Planetary Laboratory of the University of
Aiizona and codiscoverer of the comet, will
talk about the comet's collision course on
Monday, May 23. Both talks will begin at
7:30 rm. in the Sky Theater. For tickets and
information about all Planetarium events,
call (212) 769-5900.
Restoration of the Knight Murals
Charles R. Knight was one of the first
painters to re-create prehistoric animals
based on the study of fossils. In 1911, the
Museum commissioned him to create a se-
ries of murals that portrayed saber-toothed
cats, giant beavers, mammoths, mastodons,
and other extinct creatures. The restoration
of these murals, under the direction of paint-
ings conservator Fehcity Campbell, will be
the subject of a talk on Friday, May 6, in the
Kaufmann Theater at 7:00 rm. Call (212)
769-5606 for information.
Photographer of the Year
Exhibition
A closeup of an elephant taking a dust
bath won British photographer Martyn Col-
beck first place in the British Gas Wildlife
Photographer of the Year Competition. Or-
ganized by BBC Wildlife magazine and the
Museum of Natural History in London, the
competition is in its tenth year, and includes
11,500 entries from forty-two countries.
Thirty-nine winning photographs will be »
exhibited in the Akeley Gallery from Fri- |
day. May 20, to Sunday, July 31.
These events take place at the American I
Museum of Natural History, Central Park f
West at 79th Street in New York City. The
Kaufmann Theater is located in the Charles
A. Dana Education Wing. The Museum has
a pay-what-you-wish admission policy. For
more information about the Museum, call
(212)769-5100.
60 Natural History 5/94
s
M
T
W
TH
F
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1
2
3
4
5
6
7
ii^
8
9
10
11
12
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14
I"*-
15
16
17
18
19
20
21
22
23
24
25
26
27
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calendar
3 TUESDAY
"The Biodiversity Crisis and Its
Causes"*
LECTURE (five-part lecture
series exploring biodiversity
and conservation), 7:00 p.m.,
Main Auditorium, $15.00 for
single lecture, $40.00 for series
5 THURSDAY
"The Solar Eclipse of 1994"»
LECTURE, 7:30 p.m., Hayden
Planetarium, $6.00 members,
$8.00 nonmembers
6 FRIDAY
"Restoration of the Charles
Knight Murals" ■
LECTURE, 7:00 p.m.,
Kauf mann Theater, $6.00
members, $9.00 nonmembers
10 TUESDAY
Solar Eclipse Day •
SPECIAL EVENT (viewing
of solar eclipse, weather
permitting), 1 1 :30 a.m.,
Hayden Planetarium 9
12 THURSDAY
"The Biodiversity Crisis and Its
Solutions"*
LECTURE (five-part lecture
series exploring biodiversity
and conservation), 7:00 p.m.,
Main Auditorium, $15.00 for
single lecture, $40.00 for series
14 SATURDAY
Lila Acheson Wallace Wing of
Mammals and Their Extinct
Relatives
NEW PERMANENT EXHIBITION
HALLS displaying the world's
greatest collection of fossil
mammals. Public Opening
17 TUESDAY
"Why Biodiversity is Important:
Understanding and Saving the
World's Species"*
LECTURE (five-part lecture
series exploring biodiversity
and conservation), 7:00 p.m..
Main Auditorium, $15.00 for
single lecture, $40.00 for series
18 WEDNESDAY
"Conservation in the 21st
Century: An Evening with
Richard Leakey"*
LECTURE, 7:00 p.m.. Main
Auditorium, $19.00 members,
$29.00 nonmembers
21 SATURDAY
The Ice Age and Its Mammoth
Hunters ■
PERFORMANCE FOR CHILDREN,
10:30 a.m., Kaufmann Theater,
$6.00 members, $9.00 non-
members
23 MONDAY
"The Great Jupiter-Comet
Crash of 1994"«
LECTURE, 7:30 p.m., Hayden
Planetarium, $6.00 members,
$8.00 nonmembers
29 SUNDAY
Wilderness: A Performance by
the Pan Asian Repertory
Theatre *
PERFORMANCE, 2:00 & 4:00
p.m., Kaufmann Theater
THROUGHOUT MAY
1 25th-Anniversary
Celebration of the American
Museum of Natural History
The Museum launches a 20-
month celebration of 125 years
as one of the world's preemi-
nent science and research
institutions.
Global Cultures in a Changing
World: A Series Exploring
Cultural Diversity *
LECTURES, FILMS, & PERFOR-
MANCES in May celebrate
Asia/Pacific American Heritage
Month. Leonhardt People
Center, 1 :00 to 4:30 p.m., every
weekend (except May 7 & 8)
Search for the Great Sharks ▲
IMAX FILM; daily showings,
Naturemax Theater, $5.00
adults, $2.50 children
Space Places:
A Photographic Exhibition
SPECIAL EXHIBITION,
through May 15; and
Orion Rendezvous: A Star
Trek Voyage of Discovery •
SKY SHOW, daily showings.
Both at the Hayden
Planetarium, $5.00 adults,
$2.50 children
Photo: a 300-million-year-old
mammal relative in the new
fossil mammal halls.
E
■ Membership, 769-5606 ▲ Naturemax Theater, 769-5650 + Education, 769-5310 • Hayden Planetarium, 769-5900
American Museum of Natural History
Central Park West at 79th Street, New York City - For information, call 212-769-5100
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The Living Museum
Four Giants of
Paleontology
by Edwin H. Colbert
In 1859, the year that The Origin of
Species, by Charles Darwin, appeared,
changing forever the way in which we
think about ourselves, our origins, and our
world, Henry Fairfield Osbom was just
two years of age. This son of wealthy and
loving parents, who was supposed to be-
come an influential figure in the world of
railroads and high finance (or so his father
thought), was destined to become instead a
leading authority on the evolution of back-
boned animals.
For many years Osbom was a dean and
professor of zoology at Columbia Univer-
sity and, simultaneously, a prime driving
force in the growth of an institution that
has been at the forefront of evolufionary
On May 14, 1994, the American Mu-
seum of Natural History launches its
125th-anniversary celebration by opening
the LiLA AcHESON Wallace Wing of
Mammals and Their Extinct Rela-
tives. Mastodonts, giant ground sloths,
and other mammalian fossils from the
Museum's collection will be on view.
studies since the 1880s — the American
Museum of Natural History. Osbom was
appointed president of the Museum in
1908 and served for twenty-five years.
In 1871, twelve years after Darwin's
epochal publication, William Diller
Matthew was bom in Saint John, New
Brunswick. Later, as a young man,
Matthew gravitated to Columbia, where
he came under the influence of Osbom,
then presiding over the Department of Zo-
ology. Osbom's passion for the study of
vertebrate evolution was contagious. So at
the age of twenty-four, Matthew, who had
come to Columbia seeking a career in
mining geology, headed instead for a pale-
ontologist's life at the American Museum
as a colleague of Osbom's.
Seventeen years after that fateful year
of 1859, William King Gregory was bom
in Greenwich Village, New York City.
Eventually he also attended Columbia. In
1899 he became Osborn's assistant,
thereby initiating his own long and distin-
guished career at Columbia and at the
American Museum, where he was one of
those rare individuals on the curatorial
staff — a native New Yorker.
For more than three decades the three
men — the mentor and his two students —
worked together at the Museum cataloging
and trying to make sense of its rapidly ex-
panding collection of fossil vertebrates.
Each year, the Museum's famous bone
collectors, such as Bamum Brown, would
bring in thousands of specimens, newly
freed from tons of rock. Osbom was inter-
ested in extinct reptiles and mammals, par-
ticularly mammals. Matthew was an inter-
nationally respected authority on
mammalian evolution, and Gregory was
Henry Fairfield Osbom
62 Natural History 5/94
justly famous for his encyclopedic knowl-
edge of all the vertebrates.
These three quite naturally developed
different approaches to their evolutionary
studies. Osbom was by training a biolo-
gist, so his interpretation of the evolution
of extinct animals was dominated by his
knowledge of related modem animals. In
contrast, Matthew's view of evolution,
particularly mammalian evolution, was
based upon his broad background in geol-
ogy and especially stratigraphy — the se-
quence of rock strata in which fossils are
found. (Matthew's father, George Frederic
Matthew, was a distinguished Canadian
geologist, and young Matthew became
further steeped in geology under another
Columbia mentor, James Furman Kemp.)
Gregory was primarily a comparative
anatomist who extended his comparisons
to vertebrates of all geologic ages. His
scholarship was indeed comprehensive,
for his view of the world reached across
time, space, and phytogeny.
The three men— Osbom, Matthew, and
Gregory-— brought to the enormously
complex subject of vertebrate evolution a
powerful combination of different talents
and outlooks that helped shape the disci-
pline for decades to come.
They worked both separately and to-
gether, and their collaborative studies de-
scribing previously unknown fossil spe-
cies led to the revelation of many new
evolutionary facts. Important assemblages
of extinct creatures were worked up for
publication under the joint authorships of
Osbom and Matthew, Osbom and Gre-
gory, and Matthew and Gregory. As for
their individual interpretations of evolu-
tionary processes, most of those papers
were signed singly because of their sepa-
rate and sometimes divergent opinions.
Osbom, a large and forceful man, liked
to formulate evolutionary "laws" to which
he appended his own designations. Per-
-V n
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63
haps he fancied himself as a sort of evolu-
tionai-y Jove, issuing edicts for the guid-
ance of his followers. In his later years,
Osbom became remarkably pompous and
vain — a result of having occupied high
positions in the scientific world, as well as
in the social milieu of New York. But as
Gregory pointed out, "Osbom himself was
under no delusion as to the lack of enthu-
siasm with which his writings on the the-
ory of evolution were received in many
quarters." Osbom had a strong predilec-
tion for the concept of orthogenesis — the
idea that organisms evolved inexorably in
determined directions, like soldiers
marching toward a defined objective. Fur-
thermore, Osbom became obsessed with
the idea of evolutionary parallehsm — for
him, animals separated at very early stages
in their histories to evolve side by side
along discrete, but similar, lines.
Osborn's view of evolution through
time is nicely exemplified in his huge, two-
volume monograph on the proboscideans
(the mastodonts and elephants) in which
the Unes of all families are traced back to
presumably ancient, unknown origins, and
nothing seems to be ancestral to anything
else. This concept of straight-fine evolu-
tion prevailed in his earlier works, includ-
ing his researches on fossil horses.
A similar story is seen in Osbom's stud-
ies of human evolution — in this case with
Gregory doing much of the detailed re-
search. In the end, Osbom wished to carry
the origins of mankind far back in time,
beyond anything justified by geologic evi-
dence. Gregory claimed Osbom was "af-
flicted with pithecophobia — the dread of
apes as relatives or ancestors." Although
their views became irreconcilably diver-
gent over this issue, they remained friends.
Despite several of his stubbomly held
premises in approaching the material, Os-
bom made many outstanding contribu-
tions to vertebrate evolution, notably his
work on the basic evolutionary relation-
ships of reptiles, on the origin of mammals
from mammallike reptiles, on the origins
of mammalian molar teeth, and on the
evolutionary histories of the perisso-
dactyls, or odd-toed hoofed mammals —
the titanotheres, rhinoceroses, and horses.
While writing his massive monograph on
the elephants, Osbom liked to revise his
drafts after the work was set in type.
A personality such as Osbom's — over-
bearing, pompous, and vain — is apt to col-
lide with the real world now and then.
Once Osborn, accompanied by Fred
Smythe, of the Museum's finance office,
went to City Hall in New York, to see
William Diller Matthew
AMNH
Joseph McKee, president of the Borough
of Manhattan. Osbom announced to the
receptionist that "President Osbom is here
to see Mr. McKee." Soon a flunky ap-
peared to inform the visitors (much to the
delight of Smythe) that "President McKee
will now see Mr. Osbom."
Osbom was a typologist and a "split-
ter"; he thought that comparisons among
specimens should be taken right back to
the types on which the original descrip-
tions of species were made. Matthew, al-
lowing for variation within species, was a
"lumper," who viewed population sam-
ples as a tmer basis for determining spe-
cies relationships. These divergent ap-
proaches, together with Osborn's
orthogenetic ("straight line") concept of
evolution, led to the abandonment by
Matthew of their joint authorship of a
massive monograph on fossil horses to
which Matthew had devoted many years
of research.
Far from being overpoweringly forceful
in the Osbomian sense, Matthew was none
the less a man of sohd convictions, based
upon the facts as he saw them in the fossil
record. As Gregory wrote of his longtime
friend,
It may be said in brief that Evolution was
the one theme about which he was always
writing.... He never wearied of insisting
upon the value of facts as compared with
theories.... Scrupulous intellectual honesty
was one of his outstanding characteristics.
Matthew was a firm believer in the
close relationship between environments
and the evolution of animals, a belief that
found expression in his 1915 publication
Climate and Evolution. This work, a mile-
stone in Matthew's evolutionary studies,
attracted universal attention and has been
a point of reference, and a subject of de-
bate, during the many years since its pub-
lication.
One of his first projects at the American
Museum was a comprehensive synthesis
of the Cenozoic strata in North America
within which fossil mammals are to be
found. With his background of geologic
knowledge, Matthew saw the evolution of
horses, for example, differently than did
Osbom. Realizing that primitive horses
were closely related to primitive rhinocer-
oses and tapirs, all of which are found
within strata of the Eocene age (some fifty
million years ago), Matthew studied the
Cenozoic mammals as they were spread
out in space, as well as over time. He was
as concemed with the worldwide distribu-
tion of mammaUan faunas as he was with
the lines of descent of particular species.
Consequently much of Matthew's re-
search was based upon the geologic for-
mations of the westem United States, with
which he became thoroughly acquainted
during successive seasons of fieldwork.
His analysis of the fossils resulted in his
early great monograph on the ancient car-
nivorous and insectivorous mammals of
the Bridger Basin of Wyoming. His
crowning work — a huge monograph on
primitive mammals from the Paleocene
strata of the San Juan Basin of New Mex-
ico— was also based on assiduous field-
work as well as Museum study.
Matthew was a witty person, who rev-
eled in the world's absiu^dities. He was a
great versifier, and wrote many ditties for
the amusement of his colleagues, such as:
Darwinian Thoughts on Viewing a
Skeleton of Eryops
From Palaeozoic slime he rose.
Your ancestor and mine.
With webby toes,
Retrousse nose
And, I suppose, a lateral line.
Gregory's characterization of Matthew
as a man of "scmpulous intellectual hon-
esty" could well be appUed to Gregory I \
himself. Although he was an assistant to
Osbom for many years, and although in
1910 he took over Osbom's position as
professor at Columbia (in addition to his
curatorial duties at the Museum), he did
not submit to Osbom's overwhelming per-
sonality. He expressed his own opinions,
particularly with regard to evolution, but
he had the knack of doing so in a way that
did not mffle the Osbomian feathers. He
would address a memo to Osbom "to our
64 Natural History 5/94
own imperial mammoth" or "to our great
sulphur-bottomed whale." and Osborn
loved it. Even in later years, when the two
had their fundamental disagreements
about the evolution of humankind, Osborn
harbored no hostility toward Gregory. The
same could not be said about the Os-
bom-Matthew relationship, however.
Gregory was a gentle and in many re-
spects an unworldly soul. Aside from his
anatomical studies, he never worked with
his hands. I cannot picture him, for in-
stance, using a hammer, saw, or screw-
driver to fashion some useful object for his
study. One day he was coming back to the
American Museum from lunch (he lived
nearby) thinking his thoughts, when sud-
denly he stumbled into a coal-hole in the
sidewalk. Such apertures for delivering
coal to the brownstone houses were com-
mon features on the old slate sidewalks of
Manhattan. In this instance the workmen,
after having delivered a load of coal, had
failed to put the heavy cast iron cover back
in place. Gregory scrambled out of the
hole a bit soiled, and indignantly rang the
doorbell of the nearby dwelling, planning
to give the owner what for. But when a
sweet old lady came to the door, Gregory
forgot his wrath and wound up the situa-
tion by manfully replacing the dusty iron
cover with his own hands.
In addition to his detailed, comprehen-
sive knowledge of all the land vertebrates,
or backboned animals, Gregory was a uni-
versally recognized authority on the evo-
lution of fishes. He knew not only the
primitive fishes as seen in the fossil record
but also the myriad modem bony fishes.
He was an authority on the mammallike
reptiles, so abundantly represented in the
fossil record of South Africa, as well as on
the evolution and relationships of marsu-
William King Gregory
AMNH
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sheer ruggedness, has aided in the creation of a culture marked by intense
spiritual devotion and unique traditions.
This September, Laurel Kendall, an ethnol-
ogist at the American Museum, will lead an
exploration of Tibet that will include the
enchanting cities of Lhasa and Xigaze, the
ancient Yarlong Valley and remote villages,
as well as several days in both Beijing and
Hong Kong. Join us for an unforgettable ^^^■'"'^'^ /^^
experience at the "roof of the wdrld." ^^^K' '^J^,.y^<^''i^^s^
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pials, the pouched mammals so abundant
in Australia's modem fauna. He had also
devoted many years of research to the evo-
lution of the primates, including humans,
and his book The Origin and Evolution of
the Human Dentition remains a classic.
Alfred Sherwood Romer, one of Gregory's
students who became a leading vertebrate
paleontologist, once remarked to me that
in his opinion, no one on earth had such in-
timate knowledge of the vertebrate skull
as did William King Gregory.
In 1927 Matthew moved to California
to assume the chairmanship of the Depart-
ment of Paleontology at the University of
California at Berkeley. His chosen succes-
sor at the American Museum was George
Gaylord Simpson, bom in 1902, who had
recendy eamed his doctorate from Yale
and who had spent a postdoctoral year at
the British Museum (Natural History) in
London. He was a worthy successor to
Matthew, who by 1927 had established a
towering reputation as a student of mam-
malian evolution. Paleontologist Stephen
Jay Gould has written that "George Gay-
lord Simpson, in the impact of his ideas
and by the power of his writing, both in
style and substance, was the most impor-
tant paleontologist since Georges Cuvier."
This is not excessive praise; the man was a
paleontological genius. One of Shake-
speare's Elizabethan contemporaries said
of the bard, "his mind and hand went to-
gether; and what he thought, he uttered
with that easiness, that we scarce received
from him a blot in his papers." So it was
with Simpson; the massive output of his
papers, monographs, and books began as
flowing handwritten manuscripts, with
scarcely a rewrite on their pages.
A small and unprepossessing figure,
Simpson was not easy to know. On the
surface, he was shy; undemeath he was
determined, even belligerent, as befits a
person who is in complete command of his
field. During the Second World War,
Simpson was attached to Gen. George Pat-
ton's staff as a major. One day an order
came down from the imperious general for
Major Simpson to shave off his beard im-
mediately. Simpson sent his respects and
firmly pointed out that as long as he could
get a gas mask on over his beard, there was
no regulation that required him to shave.
The general may have fumed in private,
but Simpson kept his beard.
His work focused on the study and elu-
cidation of mammalian evolution along
the Unes that Matthew had followed. Thus,
Simpson was very much involved with ex-
tinct mammalian faunas, with their evolu-
tionary relationships, and with the distrib-
utions of mammals through geologic time.
He was, like Matthew, essentially a geo-
logic paleontologist, but with a strong bio-
logical understanding of the fossils to
which he devoted his attention.
Also like Matthew, he was a firm be-
liever in the permanence of the continents.
After the Second World War, however,
when the geologic evidence for plate tec-
tonics (the "drifting" of continents through
time) became overwhelming, he finally
gave in, but with great reluctance. He will
be best remembered for his beautifully
written and closely argued books, such as
The Meaning of Evolution, Tempo and
Mode in Evolution, and The Major Fea-
tures of Evolution. Also of enduring inter-
est is a book he wrote early in his career.
Attending Marvels, a superb account of his
first expedition to Patagonia, the land
where Darwin himself had excavated fos-
sils of a giant ground sloth.
Simpson was a leader, along with Emst
Mayr (who was for many years at the
American Museum and is now at Har-
vard), in the movement known as evolu-
tionary synthesis. During the late 1940s,
this new interpretation of Darwinism at-
tempted to combine the findings of mod-
em paleontology, systematics, animal be-
havior, and population genetics into an
integrated, or "synthetic," discipline.
Although he was a deeply contempla-
tive thinker and a superb theorist, Simpson
did not dwell in an ivory tower. He was
very much a field man who spent many
seasons in the fossiliferous badlands of
North and South America, collecting the
George Gaylord Simpson
AMNH
66 Natural History 5/94
fossils on which he based his descriptive
research and his paleontological conclu-
sions. Afterward, he spent untold hours in
the laboratory, carefully smdying the fos-
sils that he and other paleontologists had
collected.
Like Osbom and Matthew, Simpson
wrote about the evolution of horses. But in
contrast to Osbom's sweeping and rela-
tively simple (unilineal) view of equid
evolution, he dehneated a complex history
that involved several evolutionary Unes,
progressing from woodland browsers to
high-plains grazers. As Simpson put it,
'TEvolution doesn't move in straight lines,
but the minds of some scientists do." In
developing these studies, he was in many
respects following the path that Matthew
had taken some decades earUer.
Two lines of research by Sunpson de-
serve particular mention. One was exem-
plified in his two thorough monographs
about all the Mesozoic mammals known
at the time he was entering upon his re-
markable paleontological career. His other
research was his detailed study of the clas-
sification of all mammals — both living
and extinct — a long-term project that es-
tabhshed him as an authority on the rather
legahstic subject of animal taxonomy.
Most of his scientific career was spent at
the American Museum, but in 1959 he
moved to Harvard. His final years were
spent in Tucson, Arizona, where he was
associated with the University of Arizona.
Today the study of organic evolution at
the American Museum of Natural History
is in its second century of research and the
four men are now historical figures. The
contemporary effort, involving modem,
expanded techniques at paleontological
sites around the world and modem sophis-
ticated studies in the laboratory, is a pro-
jection of the seminal research by Osbom,
Matthew, Gregory, and Simpson, who
through three-quarters of a century estab-
lished the Museum as a world center for
evolutionary fact and theory. Theirs were
lasting contributions to our knowledge of
the history of life.
Edwin H. Colbert, for many years chair-
man of the American Museum's Depart-
ment of Vertebrate Paleontology, knew
and worked with the great paleontologists
he writes about. (He began his career in
J 930 as an assistant to Henry Fairfield
Osbom.) Now curator of vertebrate pale-
ontology at the Museum of Northern Ari-
zona, he lives in Flagstaff with his wife,
Margaret — the daughter of paleontologist
William Diller Matthew.
MOROCCO
The Road of the
Thousand Kasbahs
September 24 -
October 8, 1994
Few places evoke images of such exotic splendor as the North African coun-
try of Morocco. With opulent cities replete with minarets, mosques, palaces
and souks, ancient kasbahs filled with colorfully robed Berbers and starkly
beautiful landscapes, Morocco is a feast for the senses.
This September, an American Museum guest specialist in Islamic studies will
lead an exciting trip to the exotic cities, towns and desert villages of Morocco.
We will visit such fabled and exotic cities as Marrakesh, Fes and Meknes,
while also seeing a very different Morocco as we explore the Sahara Desert,
the Atlas Mountains and the walled adobe villages of the renowned Road of
the Thousand Kasbahs.
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
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67
This Land
Bonaventure Island,
Quebec
by Robert H. Mohlenbrock
Flat-topped, sheer-sided Perce Rock
protrudes into tiie Gulf of Saint Lawrence
on the eastern edge of Quebec's Gaspe
Peninsula. During high tide, it stands iso-
lated from the mainland, but at low tide,
one can reach it by walking across a 400-
yard stretch of exposed, slippery rocks.
Looming out of the water three miles east
of Perce Rock is another landmass. This is
Bonaventure Island, internationally
known for its colony of nesting gannets.
Perce Rock lies off the eastern shore of
the Gaspe Peninsula. Above, right: A
gannet uses seaweed to build its nest on
Bonaventure Island.
Victoria Hurst; First Ligtit
68 Natural History 5/94
Along with Perce Rock, it was designated
a provincial conservation park in 1985
under the management of the Quebec De-
partment of Recreation, Game, and Fish.
According to geologist H. W. McGer-
rigle, Perce Rock consists of layers of
hmestone deposited by the sea about 375
million years ago. Its seaward side ends in
a low, wide arch that creates a huge win-
dow through the rock. Two hundred feet
beyond is a separate pillar of rock, or "sea-
stack." This pillar was also once con-
nected to Perce Rock by an arch, but the
arch collapsed in 1845. According to
sailors' reports from about 1600, there
once was a series of four arches. The one
that remains should last a few hundred
more years, according to McGerrigle.
Bonaventure Island is reached by ferry
from the village of Perce, nestled beneath
nearby mainland chffs. Because of the se-
vere winters and persistence of ice in the
gulf long into spring, the ferry operates
only from mid- June to mid-September.
Traveling there in August, I was fortunate
to visit Bonaventure Island accompanied
by naturalist Lucie Lagueux, author of a
popular booklet about the gannets. In a
half-hour ride, the ferry crossed the three
miles of open water from the mainland
and then slowly circled the island in a
clockwise direction before docking on the
west side, facing Perce.
As the ferry passed the cliffs on the
north and northeast sides of the island,
countiess seabirds filled the air above and
in front of the rock. Most were gannets out
for their morning fishing expedition, but
we also saw black-legged kittiwakes,
black guillemots, double-breasted cor-
morants, great black-backed gulls, herring
gulls, razorbills, and common murres. A
very small colony of common puffins also
nests on the island, but we saw none on the
day I was there. From the ferry we could
see that every possible surface on the is-
land's upper rocky terraces was covered
by white, nesting birds. Lucie Lagueux es-
timated that there were about 21,000 gan-
net pairs, roughly 20 percent of the known
world population of this species.
The ferry docks on the western side of
the island, where the slope to the water is
gentle enough for passengers to disem-
bark. A fishing community was estab-
Ushed here during the seventeenth century.
A few abandoned buildings and other evi-
dence of this settlement remain. Most of
the area around the landing site has been
cleared, and the vegetation consists of
weedy plants introduced through human
disturbance — milfoil, wild parsnip, bur-
dock, vetch, and timothy grass.
All around the island is a narrow strip of
open, rocky terrain with primarily arctic
flora, known locally as the natural prairie.
Most likely, these arctic species were dri-
ven southward during the last Ice Age and
were left behind after the glaciers receded,
about 10,000 years ago. They include a
tiny whitlow grass mustard, three-toothed
cinquefoil, the live-forever saxifrage, bis-
tort, and a wild iris. While most of the is-
land is covered by a boreal coniferous for-
est, the natural prairie survives because it
is undisturbed and because there is not
enough soil for forest trees to gain a
foothold.
Several trails lead from the dock up
through the moist, cathedrallike forest to
the north-facing cliffs where the gannets
nest. Balsam fir and white spruce ars the
dominant conifers, and they grow so
densely that sunlight rarely reaches the
moss-covered forest floor. Many kinds of
wildflowers, all adapted to living in a
poorly lighted and very moist environ-
ment, grow up through the carpet of
mosses. Among them are goldthread, pur-
ple wood sorrel, twinflower, one-flowered
Geny Ellis
wintergreen, bunchbeiry, and lady-slipper.
Most have green leaves and use the sun's
energy in photosynthesis. Some of the
plants, however, such as Indian pipe and
coralroot orchid, lack chlorophyll and live
entirely off the rich organic matter that ac-
cumulates on the forest floor.
As we cUmbed the trail upward through
the firs and spruces, the great commotion
of nesting gannets became louder and
louder. Suddenly the forest ended, and we
were standing on a fifty-foot-wide grassy
strip that was all that separated us from the
rocky terrace at the edge of the cliff. On
this terrace were the most birds I had ever
seen in one place, with scarcely any rock
69
Joe LeMonnier
Bonaventure Island
For visitor information write:
Bonaventure Island Park
Quebec Department of Recreation,
Game, and Fish
C. P. 310, Perce, Quebec GOC 2L0 Canada
(418) 782-2240
showing between adjacent nests. The park
service permits visitors to come to a fence
not more than six feet from the nearest
nesting birds. There is also a sturdy, forty-
foot-tall observation platform that pro-
vides an overall view of the spectacle.
Gannets are large, soft-looking birds
with dark bills and legs. A patch of yellow-
brown on the back of the head is all that
marks the otherwise white, downy
plumage. An adult gannet weighs about
seven pounds. When spread, its wings
span a little more than five feet. The birds
I saw nesting were at least five or six years
old, the age of sexual maturity for a gan-
net. Younger gannets congregate on the
rocks at the base of the cliffs, practicing
their diving and fishing skills and learning
the techniques of social behavior that they
will need when they are sexually mature.
The adults, which pair for life, arrive in
early April from their wintering grounds
in Florida and Mexico. They soon begin
Pointe-Saint-Pierre
Cap-d'Espoir
Perce Rock
Bonaventure
Island
5 Miles
1
Unlike most flowering plants, Indian pipe
lacks green leaves for photosynthesis.
building their nests of grass on the bare
rock. Each site is about twenty-nine and a
half inches in diameter, separated from ad-
jacent nests by no more than two inches.
Mid- April is the mating season, and it be-
gins with the art of fencing, in which a
male and female carry out a ritual of cross-
ing beaks.
The female lays a single white egg in
early May, and incubation lasts for forty-
three days, with the female and the male
alternating shifts every thirty to thirty-six
hours. When the parent that is incubating
the egg wants to leave the nest, it signals
its partner to return by pointing its beak
straight up.
The egg hatches about the third week in
June. The hatchling is black, naked, and
blind, but within three weeks, it weighs
two-thirds as much as the adult. At seven
weeks, the chick actually outweighs the
adult by two pounds. After exercising its
wings, it takes its first flight from the cUff,
landing in the sea. This action is so ex-
hausting, and the young bird is so heavy,
that it is unable to take off again for a few
days. Instead, it swims away from the is-
land, surviving on its excess fat and some
fish. During this time some 60 percent of
the fledglings perish.
Young gannets that survive the fledg-
Ung stage usually start on their migration
south in September, before stormy
weather sets in. Adults stay longer, feed-
ing on the abundant fish and perhaps lin-
gering over the late-hatching chicks (most
of which are doomed to perish). The adults
begin the long journey southward about
the middle of October, and the last ones
are gone a few weeks later. Interestingly,
the adults leave Bonaventure Island as
Thomas A. Schneider
pairs, but the males overwinter on the Gulf
Coast of Mexico, while the females gener-
ally go to the Atlantic coast of Florida.
The gannets' breeding cycle meshes
with the seasonal distribution of the fish
on which the birds feed. Gannets arrive at
Bonaventure Island in the spring, pre-
cisely when large numbers of herring are
spawning in the nearby waters. The hatch-
ing of the gannet eggs coincides with the
spawning of another fish, the capulin.
Adult gannets feed upon the capulin, then
regurgitate some of the food for their
young. They continue by feeding them on
mackerel, which subsequently appear in
abundance. Then, just as the young are
fledging, a second large population of her-
ring arrives.
During the late 1960s, the hatching suc-
cess rate for gannets, normally 75 percent,
fell to half that. Scientists from the Cana-
dian Wildlife Service discovered that
DDT, ingested by birds from contami-
nated fish, was being stored in the bird's
fat and ultimately causing a calcium defi-
ciency in the eggshells. Thus weakened,
many of the shells would break. When
DDT was eventually eliminated, the
hatching rate returned to normal. Nonethe-
less, the large gannet colony at Bonaven-
ture Island must always be monitored for
oil spills, PCB contamination, and other
environmental pollutants. A major disaster
here could wipe out up to one-fifth of the
birds' total population.
This month, Robert H. Mohlenbrock, pro-
fessor emeritus of plant biology at South-
em Illinois University, Carbondale, takes
a northern holiday from his usual beat, the
156 U.S. national forests.
70 Natural History 5/94
The Marl^t
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Rates and Style Information
$3.90 per word: 1 6 word minimum. Display classified
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counts. All advertisements are accepted at NAT-
URAL HISTORY'S discretion. Send check/money
order to: The Market/NATURAL HISTORY Maga-
zine. Central Park West at 79th St., New York, NY
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at the above address. Please include your personal
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72 Natural History 5/93
Celestial Events
Ring of Fire
by Gail S. Cleere
A total solar eclipse is perhaps the most
spectacular celestial event, but unfortu-
nately, at any given location, it is very rare:
the next one visible in the continental
United States will occur on August 21,
2017. (In all of recorded history, the sun
has never been totally echpsed over Wash-
ington, D.C., where I write.) On May 10,
however, the next best thing, an annular
solar eclipse, will occur as the moon
passes in front of the sun without com-
pletely covering it. The result wiU be a
brilliant ring of sunlight surrounding the
black disk of the moon. Starting in the Pa-
cific Ocean, south of the Hawaiian Islands,
the annularity will be visible along a 150-
mile-wide swath, extending across the
United States, from New Mexico to
Maine, before it crosses the Atlantic and
ends in Morocco.
Solar eclipses can occur only during the
new moon, the only time of the month that
the moon and the sun are in the same part
of the sky. Solar eclipses do not occur
every month because the orbits of the
earth, moon, and sun are not in the same
plane. The moon's orbit is tilted by 5° in
relation to the earth's orbit around the sun,
so during the new moon phase, the moon
is usually slightly above or below the sun.
Only rarely does it pass directly in front of
the sun. A minimum of two solar eclipses
(total, annular, or partial) occur every
year; the maximum is five.
A further complication is that the
moon's orbit is not perfectly round. When
the moon is near perigee, its closest dis-
tance to the earth, its disk is just large
enough to cover the entire sun. (By coinci-
The times given represent the moment of maximum eclipse and are shown in eastern daylight time (adjust for local time).
73
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dence, the sun is 400 times farther away
from us than the moon, but it is also 400
times larger than the moon, so that in the
sky the two appear to have roughly the
same diameter This is what makes solar
eclipses so spectacular.) During apogee,
however, when the moon is farthest from
us, its disk is not large enough to cover the
sun completely, so a ring, or annulus, of
sunlight escapes around the edges. Along
one side, the ring is often broken up into
bright points of light by mountains on the
moon's surface.
During May's annular eclipse, the
moon's disk will cover 88 percent of the
sun. Even 12 percent of sunshine in the
ring of annularity is still a lot of hght, how-
ever, and although the sky will become
darker, it won't be spectacularly so. At the
height of the eclipse, the lighting will be
equivalent to that of a heavily overcast
day. What will be striking is that the edges
of shadows will get sharper (because Ught
is coming from a smaller source), and
hundreds of pinhole images of the sun will
be seen under trees as the image of the sun
is filtered through the leaves.
This effect can be simulated by making
a pinhole in a card and projecting the
image of the sun through it onto a sheet of
paper This method is one way of viewing
eclipses safely. To look at the sun during
eclipses, you need special filters to protect
your eyes from its direct rays, which can
quickly cause permanent damage. Be-
cause all the bright photosphere of the sun
is hidden by the moon in a total solar
eclipse, during totality, observers can
safely look directly at the eclipse with the
naked eye. Annular and partial ecUpses,
however, can never be viewed safely be-
cause some of the solar surface remains
exposed. If you must look directly at the
sun, use a rectangular welder's glass of
shade number 14, which can be purchased
at hardware stores and welding supply
firms. Welder's glass of lower shade num-
bers are not safe for solar viewing. Nor do
gelatin filters, color film, photographic fil-
ters, smoked glass, or sunglasses offer any
protection.
Viewers near the center of the eclipse
path will see a symmetrical ring of sun-
light around the moon, while those near
the edges of the track will see the moon off
center in the solar disk. At its best near
Toledo, Ohio, the annular phase of the
echpse will last six minutes and thirteen
seconds. The rest of the United States, as
well as Canada, Mexico, Central America,
Greenland, Iceland, the Arctic, and por-
tions of Europe and Africa, will witness a
74 Natural History 5/94
partial solar eclipse. In Hawaii, the sun
will rise partially eclipsed. For most of Eu-
rope, the sun will set eclipsed.
The Planets in May
Mercury is in the evening skies during
the second half of the month and is in a
good position for Northern Hemisphere
observers just after sunset. On the 15th,
Mercury is 8° above the red star Alde-
baran in Taurus. On the 30th, Mercury
reaches its greatest distance east of the sun
for the year — a whopping 23° east of the
sun. Now is the time to look for Mercury
in the western twihght.
Venus shines at -3.9 magnitude just
after sunset in the west. On the 4th, it will
pass 6° north of the reddish star Alde-
baran. On the 12th and 13th. look for
Venus just above the very young moon.
Those lucky enough to be in the path of
annularity during the eclipse on the 10th
should look for Venus about 30° to the left
(east) of the sun as the sky darkens.
Mars remains difficult to spot, low in
the southeast as the sun rises. On the 7th
and 8th the waning moon passes nearby.
Jupiter continues to dominate the night
sky. It rises a couple of hours before sunset
in the southeast and travels across the
southern sky, setting just before sunrise.
On the nights of the 22d and 23d, the gib-
bous moon passes near Jupiter. All month
long Jupiter vies for our attention with the
bright star Spica, which is nearby in the
constellation Virgo.
Saturn rises in the east several hours
before sunrise. The planet is in the constel-
lation Aquarius. Look in Pisces for the
bright star Fomalhaut — from the Arabic,
meaning "the fish's mouth" — ^just below
Saturn, nearly matching the ringed planet
in magnitude. On the 5th, look for Saturn
near the waning crescent moon in the
predawn skies.
Uranus and Neptune remain in eastern
Sagittarius. Both are now in their apparent
westward motion through the constella-
tion— a function of the earth overtaking
them in orbital speed (all the planets move
in an easterly direction through the con-
stellations in the sky). In dark, predawn
skies, both planets can be found with
binoculars and a detailed sky chart, just
east of the dense river of stars forming the
Milky Way. Facing Uranus and Neptune,
you are looking toward the center of the
galaxy.
Pluto's biggest day of the year occurs
this month, at opposition in our nighttime
skies on the ! 7th in Libra. It is as far from
the sun as it can get for the year, so this is
the best time for serious astronomers to
try observing Pluto — the faintest planet in
the solar system.
The Moon reaches last quarter on the
2d at 10:32 a.m., EDT; is new on the 10th
at 1 :07 P.M., EDT; and reaches first quarter
at 8:50 a.m., EDT, on the 18th. The moon
is fiall on the 24th at 1 1 :39 p.m., EDT, and
will produce the second eclipse of the
month. This partial lunar eclipse begins at
10:38 P.M., EDT, when the moon enters
the dark umbral shadow of the earth.
Maximum eclipse will come at 1 1 :30 P.M.,
EDT, when the lower quarter of the
moon's disk is covered. The moon will
leave the umbra at 12:23 a.m., EDT.
The Eta Aquarid meteors, a stream of
frozen particles left behind in the path of
Halley's comet, are best during the hours
just after midnight on May 5. Unfortu-
nately, moonlight will interfere. They are
named not for the comet but for the place
in the sky where they seem to originate (a
dim star in the faint constellation Aquar-
ius). We can expect to see twenty bright
meteors per hour: some bright yellow;
some leaving long, glowing trails. These
meteors were first recorded by the Chinese
in A.D. 401.
Gail S. Cleere lives in Washington, D.C.,
and writes on popular astronomy.
It is possible to both preserve and
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75
Reviews
Old Foods in the New World
by John R. Alden
Until a decade or so ago, no one thought
about ancient societies as having cuisines.
Cuisines were high culture, like haute cou-
ture and symphony orchestras. France had
a cuisine; so did China. But that was about
it. In the United States people hved on
food like barbecue, baked beans, and com
on the cob, and certainly none of that qual-
ified as cuisine. As for the ancient world,
most of us figured those folks were just
happy to have a mess of pottage.
Our perceptions have changed.
Cuisines no longer follow formal reper-
toires of ingredients, recipes, and tech-
niques. They are simply coherent styles of
selecting, preparing, flavoring, presenting,
and consuming food, and every culture,
region, social stratum, and ethnic group is
recognized as having a cuisine of its own.
Fast-food is an element of modem Ameri-
can cuisine; so are com flakes and, in parts
of the country, com dogs. Futhermore, an-
cient societies had cuisines too.
America's First Cuisines describes
what three of the New World's most im-
portant aboriginal societies — the Aztecs,
the Maya, and the Inca — ate and how they
went about eating it. Sophie Coe, an an-
thropologist and food historian specializ-
ing in Latin America, chose these groups
for two practical reasons. First, of all the
New World's disparate cultures, these
three made the greatest contribution to the
cornucopia spilling from the shelves of
today's supermarkets and filling the pages
of today's cookbooks and restaurant
Prehistoric Mexicans made a protein-fortified bread by soaking
and cooking maize, a process known as nixtamalization.
menus. Second, says Coe, "that is where
the information is." These societies are
simply better known than other New
World groups. Through contact period
chronicles, Coe has reconstmcted a fasci-
America's First Cuisines, by Sophie D.
Coe. University of Texas Press, $35.00
($14.95 paper); 276pp., illus.
nating picture of how these prehistoric
Americans ate.
Coe begins with a summary of the in-
gredients available to each of her three
groups. The list of domesticated animals is
surprisingly short. In Mesoamerica it in-
cluded only dogs, turkeys, honeybees, and
Muscovy ducks. South America had dogs
and Muscovy ducks, llama and alpaca,
and the guinea pig. Wild animals were ex-
tensively utiUzed by all three New World
cultures (game, remember, was also im-
portant in the cuisine of fifteenth- and six-
teenth-century Europe), but in terms of
foods they produced, these societies were
mainly dependent on things that grew in
the ground.
The New World's staple grain, grown
from southem Canada all the way down to
the southem reaches of the Inca empire in
central Chile, was maize. Maize is just an-
other name for what people in flie United
States call com, but because com is some-
times used to describe otiier cereal grains,
the stuff that grows as high as an ele-
phant's eye in the fields of Oklahoma is in
Coe's book called maize. Whatever its
name, this was the most important item in
Aztec, Maya, and Inca diets. Infants were
weaned on maize, and many aboriginal
76 Natural History 5/94
Americans ate it virtually every day of
their lives.
Maize was not the New World's only
staple food. In the humid tropics, manioc
(cassava root) was processed into starch
and then made into a sort of bread. It was
an everyday food in a good part of the
Central and South American lowlands, al-
though the Spanish were unimpressed
with the product. ("He had a bit and gave
it to us to try," wrote one chronicler, "and
we thought it was terrible.") Potatoes and
siinilar root crops — sweet potatoes, yams,
oca, ullucu, maka, and llakhum — were
staples in the highland Andes, particularly
at elevations where maize didn't grow
well. In all these regions, however, maize
was the staple of choice.
An impressive variety of fruits, greens,
seeds, and vegetables supplemented maize
and root crops. Beans, squash, and toma-
toes are the most famous of these New
World products, but the original Ameri-
cans also domesticated pineapple, passion
fruit, avocado, jicama, peanuts, quinoa,
and a host of less familiar foodstuffs. In
addition, New World cuisines were the
source of three of the modem world's most
important flavorings: chocolate, vanilla,
and chili peppers.
Although these pre-Columbian peoples
produced the bulk of what they ate, they
were also energetic gatherers. The Aztecs
ate cactus fruits and the young pads of the
nopal, or prickly pear cactus. They col-
lected water bugs and their eggs, maguey
worms, freshwater algae, and the maize
smut fungus, huitlacoche, which despite
its unappetizing name in English is actu-
ally quite tasty. According to one chroni-
cler, the Maya would eat anything that
didn't smell bad to them. The Inca were
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Following in the footsteps of such
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The Incas used llamas to transport maize
and potatoes to state warehouses.
also adventurous eaters: seaweed, toads,
lupine leaves and seeds, caterpillars, nas-
turtium blossoms and roots, mayfly larvae,
dried lizards, and so many kinds of greens
that the chronicler Garcilasco de la Vega
(1539-1616) declined to even list them.
Coe supplies fact or anecdote about
many of the ingredients. "Columbus was
the first European to eat a pineapple,
which he did on November 4, 1493." "The
word tomatl in Nahuatl, the language of
the Aztecs, means something round and
plump." Drinking cups have been found in
Maya burials with the glyphs for "choco-
late" written on the vessels' rims. During
one of their festivals, the Aztecs spread
turkey eggshells on the streets, celebrating
"the goodness of the god who had given
them that fowl."
The book is most interesting, however,
when the author goes beyond the ingredi-
ents and talks about cuisines. She focuses
her discussion on the features of pre-
Columbian cuisines that are most unfamil-
iar to us. First, because the notion of a sta-
ple food has disappeared from our own
cuisine, she repeatedly emphasizes the de-
gree to which the Aztec, Maya, and Inca
societies buUt their menus around maize.
Maize was eaten green, ripe, and dried. It
was soaked, crushed, ground, and fer-
mented; baked, boiled, roasted, steamed,
and popped. It may not Uterally have been
used in every dish, but when it was avail-
able maize seems to have appeared in
every meal.
A second characteristic of these
cuisines is that almost everything was fla-
vored with chili peppers. Readers who
have traveled in Mexico or Peru will be
aware of how important hot peppers are in
these countries, but until you have
watched people shake ground chile on co-
conut and pineapple, eat chicken or turkey
in chocolate and chili pepper sauce, and
chew up whole peppers that are too hot for
you to even touch, you may have difficulty
appreciating that simple truth. Even the
statement that prehistoric Native Ameri-
cans "ate nothing without them" seems in-
adequate. But Coe makes this point mem-
orably by reporting that for the original
inhabitants of highland Mexico "the sim-
plest fast.. .was to abstain from salt and
chili." The Spanish may have viewed
chiles "as a mere condiment," but to pre-
Columbians they were "a dietary comer-
stone, without which food was a
penance."
America's first cuisines, in contrast to
the cuisines of Europe and to modern
cuisines in general, were low in fats. Pre-
Columbian diets included little meat (in
the case of the Maya, so httle that Euro-
pean observers "described Maya life as
perpetual Lent"), and what meat the peo-
ple got tended to be lean. Squash seeds,
cacao beans, peanuts, and avocados are all
good sources of vegetable oils, but these
were dietary supplements rather than sta-
ples, and no pre-Columbian society seems
to have extracted edible oils from such
sources. In addition, the diets of con-
quered and conqueror alike were different
from our diets today in that the conquest-
era cuisines regularly included starchy liq-
uids.
A "class of foodstuff that is extinct in
our lives today," writes Coe about the
starch-based drinks that the Aztecs called
atolli, was "sold from shops full of jars
large and small, on the street comers as
well as in the market." She lists more than
a dozen variants of this beverage, differen-
tiated by how the basic maize was pre-
pared and what kinds of flavorings or for-
tifiers were added. The Maya mixed
soured maize dough with water to make
posolli, and also made as many kinds of
atolli as their highland neighbors. Andean
peoples made maize-based drinks called
chicha and drank such hquids almost ex-
clusively. Of pure water, a seventeenth-
century historian of the Inca Empire,
Bemabe Cobo, commented that "there is
no greater torture for [Andean Indians]
than to make them drink it, a punishment
which the Spaniards inflict on them occa-
78 Natural History 5/94
sionally, and which they feel more than
blows."
Two other features of Aztec cuisines de-
serve to be mentioned here — cacao-based
drinks and cannibalism. Coe argues per-
suasively that both were more important
in ritual contexts than as regular dietary
items. The case she makes is too wide-
ranging to recapitulate in a few sentences,
but two features of their preparation and
use are striking. Among the Aztecs, only
the men were allowed to drink chocolate.
And tlacatlaolli, or human stew, was one
of the only Aztec dishes not flavored with
chili. This feature, Coe comments,
"should signal to us that this was not an or-
dinary meal but a reUgious rite."
Coe does not use modem ethnographic
or cuhnary studies in her reconstruction of
the cuisines that existed in late fifteenth
and early sixteenth century New World
societies. This is a wise decision. Much
can be learned from such sources, but dis-
tinguishing introduced patterns from in-
digenous ones is a difficult business. Ln-
portant elements of the aboriginal cuisines
have disappeared (chocolate drinks in the
Aztec and Maya regions and wild greens
in all three regions are the most obvious
examples), and European ingredients and
cooking techniques have spread into every
cuisine in Latin America.
StUl, I wish she had touched more upon
the archeological evidence. Pictures of the
more obscure fruits and vegetables and an
appendix summarizing Latin, common,
Spanish, and hidian names for the various
foods and plants discussed in the text
would have also been helpful.
The strengths of America's First
Cuisines, however, far outweigh any such
complaints. This book is full of significant
insights and interesting asides about the
cuisines and cultures of the New World's
three major indigenous civilizations, and it
is as entertaining as it is informative. The
European conquest of the New World was
a catastrophe for the societies Coe dis-
cusses, a cataclysm so fundamental that it
even changed the way they ate. But the
changes went both ways. The barbecue,
baked beans, and com on the cob in our
own cuisine were adopted or adapted from
the cuisines of America's indigenous peo-
ples, and understanding where these foods
came from makes them even more enjoy-
able to eat.
A freelance book critic and enthusiastic
eater, John R. Alden has done archeologi-
cal research in Mexico, Panama, Peru,
and Chile.
August 30 - September 11, 1994
VOYAGE TO
ANTIQUITY
Aboard Sea Cloud
From classical Greek and Roman times through the Byzantine
Empire to the present, the eastern Mediterranean region has exerted
an enormous influence on world history, art and culture.
This September, the American Museum invites you to explore this
area's exotic cities, magnificent landscapes and innumerable rem-
nants of its glorious ancient civilizations with physical anthropologist
Dr. Ian Tattersall and archeologist Dr. David Soren.
Beginning and ending with the fabled city of Istanbul, we will
explore western Turkey's
incredible ancient ruins and
thriving towns, including
Ephesus, Pergamon, Termessos,
Troy and Antalya, as well as the
Greek island of Rhodes and its
superb acropolis. Join us aboard
the Sea Cloud for an extraordi-
nary journey back in time.
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79th St.
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in NYS
79
The Natural Moment
A Prickly
Encounter
Photograph by Barrie Wilkins
On one of his early morning drives
through South Africa's Kalahari
Gemsbok Park, photographer Barrie
Wilkins encountered two adolescent lions
worrying an African porcupine and her
youngster in the dry bed of the Nossob
River. Realizing that these burrow-
dwelling porcupines are rarely active in
the daytime, Wilkins concluded that the
lions must have detained the pair all
night, trying to get past the sharp, barbed
quills to a tasty meal. He also noticed
numerous tracks that had been made
during scuffles and near-escapes. After
observing and photographing the
confrontation, he returned to camp.
There, members of a research team
confirmed that they had seen the animals
.■'; \.\\'L:RM, HisroRY 5/94
in the same place the previous night.
During the two hours Wilkins spent
photographing them from his van, one of
the young Uons Icept trying to flip the
smaller porcupine so as to reach its
unprotected belly. The porcupines,
however, always managed to keep a row
of quills pointed at the inexperienced
lions, no matter which way they circled.
(An older lion might have been able to
distract one so that his partner could flip
the other over.) Suddenly, the mother
porcupine charged one of the cats, which
jumped out of the way to avoid being
stabbed. Then the standoff resumed.
The lions occasionally lost interest and
strolled away, but whenever the predators
had walked a few yards, the porcupines
tried to escape across the river bed, and
the lions charged back to reengage them.
This game continued until midmoming,
accompanied by roaring on the part of the
lions, and grunting, hissing, and rattling
of quills by the porcupines. Finally, with
the lions tiring, the porcupines suddenly
made a successful break and reached a
safe burrow in the dunes. — R. M.
Authors
South African photographer Barrie
Wilkins (page 80) has spent many years
taking pictures in the Kalahari Gemsbok
Park, which is renowned for its lions. He
has exhibited his work worldwide and has
twice garnered the Photographic Society
of America's Medbury Award. The photo
in this month's "Natural Moment" is itself
a prizewinner, having taken a first place in
the British Gas Wildlife Photographer of
the Year Competition, organized by BBC
Wildlife magazine and the Natural History
Museum in London. Because the South
African National Parks Board prohibits
photographers in nature reserves from
stalking their quarry on foot, Wilkins
prowls the Gemsbok Park in a four-wheel-
drive van, with special mobile camera
brackets mounted on the window frame.
"The vehicle acts as a blind, allowing rela-
tively close access without disturbing the
creatures," he writes. Although his first
love is the Kalahari, Wilkins has traveled
extensively throughout southern Africa
and has also photographed Alaska's bears
and Yellowstone's winter wildlife. In
1986, he coauthored Kalahari Safari, a
photographic book on Kalahari wildlife.
He continues to evaluate and record the in-
fluence of the seasons on the park's ani-
mals. The picture was taken using a Canon
EOS with a 600 f4 EF L autofocus lens.
As a teen-ager, Patricia Chappie
Wright (page 44) read Gerald Durrell's
books about his adventures with animals,
and after graduating from coUege in the
late sixties, she acquired an owl monkey
as a pet. Intrigued by its behavior, she was
inspired to go to South America to have a
look at owl monkeys in the wild. After that
experience, primatologist Warren Kinzey
convinced her to go to graduate school.
Now an associate professor of anthropol-
ogy at the State University of New York at
Stony Brook, Wright is a MacArthur Fel-
low and international coordinator of a pro-
ject to conserve the tropical rain forest in
Madagascar's Ranomafana National Park.
Her own fieldwork in Madagascar has in-
cluded studies of three species of bamboo
lemurs {see "Lemurs Lost and Found,"
Natural Histoty, July 1988) and, for the
past eight years, the ecology and behavior
of diademed sifakas. For more on rain
forests, she recommends John Terborgh's
Diversity and the Tropical Rain Forest
(New York: Scientific American Library,
1992). Terborgh has also written a book
specifically about Peru's Cocha Cashu Bi-
ological Station: Five New World Pri-
mates (Princeton: Princeton University
Press, 1984).
"You try to uncover the logic of nature,
and that logic is always the same, wher-
ever you find yourself," writes Bernd
Heinrich (page 52), referring to the effect
of insects on flower evolution. The idea
that bees and other pollinators shaped the
appearance and diversity of flowers first
excited him when he was a graduate stu-
dent researching insects in a Maine bog.
Twenty years later, he releamed the evolu-
tionary lesson when he saw the array of
similar-looking red flowers — including a
large red buttercup — blooming in the
Judean desert near Jerusalem. A professor
of zoology at the University of Vermont,
Heinrich is a frequent contributor to Nat-
ural History. His latest book, In the Maine
Woods, will be published by Addison-
Wesley this fall.
82 Natural History 5/94
AMERICAN MUSEUM OF NATURAL fflSTORY
Exploring the world with expert lecturers
CRUISES
France: Cruising
Through Provence
June 21 -Julys, 1994
Voyage to Lands of
Gods and Heroes
Italy, Greek Isles, Turkey
June 30 - July 13, 1994
Icebreaker Expedition
to the North Pole
July 12-31, 1994
Alaska's Inside Passage
July 13-22, 1994
Crossroads of
THE Continents
Alaska & the Russian
Far East
July 20-30, 1994
Beyond the North Cape
Spitsbergen to Bergen
August 6-21, 1994
Voyage to Antiquity
Turkey and the Greek Isles
Aboard the Sea Cloud
August 30 - Sept. 11, 1994
Into the Kaleidoscope:
Islands of Indonesia
Sept. 17 -Oct. 1, 1994
Crossroads of Civilization
Israel, Syria, Greece, Turkey
Nov. 17 -Dec. 1, 1994
DISCOVERY CRUISES
AND TOURS
The American Museum of Natural
History, a world leader in scientif-
ic exploration throughout its 125-
year history, created the first muse-
um educational travel program in
the country in 1953. Reflecting
American Museum exhibition and
research interests. Discovery
Cruises and Tours give partici-
pants an opportunity to explore
some of the world's greatest
wildlife areas, archeological sites
and exotic cultural centers in the
company of distinguished scien-
tists and educators. Each tour
reflects our commitment to further
the educational experience through
a first-hand understanding and
appreciation of the natural world.
FAMILY
ADVENTURES
Voyage to Lands of
Gods and Heroes
Italy, Greek Isles, Turkey
Aboard the Daphne
June 30 -July 13, 1994
Mexico's Copper Canyon
July 9-16, 1994
Galapagos Wildlife and
Andean Highlands
July 14-25, 1994
Kenya Safari
August 8-21, 1994
American Museum of Natural History/Discovery Cruises and Tours
Central Park West at 79th St. New York, NY 10024-5192
TRAIN TRIPS
Berlin to Istanbul
May 23 - June 4, 1994
Ancient Turkey
May 31 -June 12, 1994
Beijing to Moscow
September 15-30, 1994
Beijing to Hanoi
Oct. 25 - Nov. 12, 1994
LAND PROGRAMS
Britain Lake
District Walk
June 6-16, 1994
Tibet: Journey to the
Roof of the world
September 2-21, 1994
Morocco: The Road of
A Thousand Kasbahs
Sept. 24 - October 8, 1994
Botswana: Desert & Delta
Sept. 30 - October 15, 1994
Himalayan Wildlife
India and Nepal
November 3-21, 1994
Kenya Holiday Safari
December 1994
Around the World
by Private Jet
January 19 -Feb. 21, 1995
(212) 769-5700 in Nfew York or
Toll-free (80b) 462-8687
When Peruvian police seized some trea-
sures plundered from a prehistoric pyra-
mid at Sipan, archeologist Walter Alva
(page 26) was called in to evaluate them.
Recognizing that a major tomb had been
looted, he organized the subsequent scien-
tific excavations that have so far revealed
three intact tombs. A native of Peru, Alva,
left, has participated in numerous excava-
tions on that country's north coast and is
the director of the Museo Briining at Lam-
bayeque. Coauthor Christopher B. Don-
nan is a professor of anthropology and di-
rector of the Fowler Museum of Cultural
History at the University of California,
Los Angeles. A specialist in Moche ico-
nography, he participated in the Sipan ex-
cavations and worked to identify the
priestly ranks of the tombs' principal oc-
cupants. Alva and Donnan described the
discovery of the tombs and the nature of
Moche culture in several articles that ap-
peared in the October 1988 and June 1990
issues of National Geographic. They are
the coauthors of Royal Tombs of Sipan
(Los Angeles: Fowler Museum of Cultural
History, University of California, 1993).
"I've always enjoyed spending time
outside, so pursuit of a graduate degree in
field biology seemed a logical way to com-
bine my avocation with a possible voca-
tion," says Renee Godard (page 36).
Soon to be assistant professor of biology at
Hollins College in Roanoke, Virginia, Go-
dard became interested in the evolution of
communication as a doctoral student at the
University of North Carolina at Chapel
Hill. By studying one species, the hooded
w ^i9H
Hll
Mi' ^^^^1
Bt -^
-jdJHByj^^H
hH
l^^^^l
HI
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";-%fec-'":'.'^^4
m^^^^^HS^SMVM^^^t
warbler, in the field, she began to reaUze
the intricate role song played in the bird's
biology. Most recently Godard has been
studying a small population of Caribbean
flamingos in the Galapagos Islands. Coau-
thor Haven Wiley earned his doctorate in
animal behavior from The Rockefeller
University in New York. A professor of
biology and ecology at the University of
North Carolina at Chapel Hill, Wiley has
done extensive fieldwork in South Amer-
ica, particularly in Venezuela. But, he
says, "In the 1980s, with a growing family,
I decided to shift my field research closer
to home — and discovered that hooded
warblers were among the commonest
songbirds in the bottomland forest near the
university." This species proved to be an
enlightening one in his study of animal
communication. Readers can find further
information on the behavior and nesting of
warblers in Douglass H. Morse's Ameri-
can Warblers (Cambridge: Harvard Uni-
versity Press, 1989) and Hal H. Harrison's
Wood Warbler's World (New York: Simon
and Schuster, 1984). The Selfish Gene, by
Richard Dawkins (Oxford: Oxford Uni-
versity Press, 1990) introduces some of
the evolutionary problems associated with
reciprocity.
84 Natural History 5/94
"I got
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take
home
size."
(
V;
r
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the strengths of trucks.
What have we done for you lately? The 1994 GMC
Sierra, It's got something you probably don 'f expect
from a truck- refined road manners.
A vibration-eating balance shaft in Sierra's standard
engine quiets your fears.
Independent front suspension smothers road shock
before it can reach you. While a commanding view of the
road makes Sierra decidedly uncar-like.
When you look into your next truck, look into luxuri-
ous, take-home-sized industrial strength. To learn more
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Textbooks aren't all you'll find
in Dorothy Dobson's fourth grade social studies class.
There's also a well-chosen
collection of historical novels and all
the space her young students need to
bring history to life.
For Dorothy, "memorizing a lot of dates" isn't what's important. Instead, her students read
novels that relate to the period of history they're studying. After that, anything can happen. From
staged reenactments of important chapters to creating room-length murals that depict historic
times and places. In short, any activity that helps them "experience" histQry.
For her creative approach to teaching social studies,
State Farm is honored to present Dorothy with our i^^ =c '
Good Neighbor Award, along w
contribution of $5,000 in her name
Edith Bowen School on the campus
of Utah State University.
STATE FARM
INSURANCE
Good
Neighbor
Award
STATE FARM INSURANCE COMPAN
Home Offices: Bloomington, Illinois
The Good Neighbor Award was developed
in cooperation with the National Council
for the Social Studies.
N
\m
URy
n
itti
^^^^^^/'^^^XH
J^S^
THE OZONE LAYER
HAS PROTECTED US
FOR 1.5 BILLION YEARS.
IT'S TIME WE
RETURNED THE FAVOR.
All V^krysier l^orporation venicles made
1994 ^
since January, iqq4 have air conditioners
clitic
tnat use V^r L--Iree relrigerants. i nanks to
saler substitutes and system redesigns, we are
years atiead ol government guidelines. It s
all
just one small step to solving a problem
Ivir
.Ue
tnat s been nanging over all our beads.
CHRYSLER ^
CORPORATION
Chrysler • Plymouth • Dodge • Dodge Trucks • Jeep* • Eagle
A[ AN P Ternes Editor
Ellen Goldensohn Managing Editor
Thomas Page Designer
Board of Editors
Robert B Anderson, Florence G. Edelstein,
Rebecca B Finnell, Jenny Lawrence.
ViTTORio Maestro, Richard Milner, Judy Rice,
Kay Zakariasen (Pictures)
Contributing Editors
Les Line, Samuel M. Wilson
Lisa Stillman Copy Editor
Peggy Conversano Asst. Designer
Ellen Louise Smith Editorial Asst.
David Ortiz Picture Asst.
Carol Barnette Tevi Processor
John Jeffers
L Thomas Kelly Publisher
Bari S. Edwards General Manager
Ernestine Weindorf A.w/. to the Publisher
Edward R. Buller Business Manager
Gary Castle Consumer Marketing Director
Ramon E. Alvarez Direct Mail Manager
Judy Lee Asst. Circulation Manager
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Account Managers
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Natural Hukiry (ISSN 0028-07 12) is published monlhly by
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ond-class postage paiii J' New York, N.Y. and at addidona]
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Cover; A false-color electron
micrograph of a single-celled
cyanobacterium (magnified 31,000 times)
shows the laminar membranes {wavy,
parallel lines) in which photosynthesis
takes place. These tiny organisms began
releasing oxygen billions of years ago,
thus kicking off the oxygen revolution.
Story on page 14. Photograph by A. B.
Dowsett; Science Photo Library; Photo
Researchers, Inc.
4
The Cutting Edge of
Evolution
WouW Charles Darwin, if he were alive
today, be a geneticist? an entomologist? a
paleontologist? a field biologist?... or even
a humorist? The answer could well be
"all of the above." The authors of the
eighteen articles in this special issue on
evolution come from diverse fields. They
are, to varying degrees, all descendants
of Darwin.
6 The Power of This View
of Life Stephen Jay Gould
10 The Origin of Life
Anthony Mellersh
14 Life's Expanding Reabn
Andrew Knoll
^-^1^^^^^^
iy.il ■: ■ \i -/^ ' 1 .:;-^'^v-i^\-' 1
22 One Giant Step for Life
KarlJ.Niklas
26 A Spinal Column
Roger L. Welscli
31
The Games Species Play
You don't have to go the Galapagos
Islands to witness the working of
evolution. It's happening everywhere:
inside and outside of organisms,
between enemies, and among friends.
32 Feminist Bacteria of
Ladybird Beetles Gregory
Hurst and Michael Majerus
36 Genetic Invasion of the
Insect Body Snatchers
Jack Werren
39 Bacteria Break the
Antibiotic Bank
John Maynard Smith
2 Natural History 6/94
Volume 103, Number 6, June 1994
42 On Darwin, Snow, and
Deadly Diseases
Paul W. Ewald
46 Behind-the-Scenes Role
of Parasites
John Jaenike
49 Overhearing Cricket
Love Songs
Daniel Robert and Ronald R. Hoy
55
The Hard Evidence
The fossil record is fragmented and
incomplete, but scientists are uncovering
solid proof that the jerky process of
evolution by natural selection has been
going on for billions of years.
56 On the Importance of
Nothing Doing
Jeremy Jackson and Alan Cheetham
60 Survival of the Smallest
Adrian M. Lister
63 The Turtle's Long-Lost
Relatives
Michael Lee
66 A Tale of Two Seas
Nancy Knowlton
70
The Naked Ape's Bit Part
Perhaps a species that has been around
for such a relatively brief time should not
be mentioned in this special issue, but it's
hard not to look in the mirror.
72 A Brave, New, Healthy
World?
Steve Jones
78 Best Size and Number
of Human Body Parts
Jared Diamond
■• 82 Putting Human Genes
' on the Map
.m^mmJ Christopher Wills
125 Years of Q& A
About Life's Story
The American Museum of
Natural History, a major center
for research and public
education in New York City, is
celebrating its 125th
anniversary this year The
Museum shelters some thirty
million specimens, forty-two
display halls, a planetarium,
two hundred research scientists,
an active education department,
and this magazine. The
anniversary is being celebrated
in many ways, including the
publication of this special issue
on evolution — a subject long
and deeply pondered in the halls
of the Museum.
Departments
86 Celestial Events Gail s. cieere
Making Time
92 This Land
Robert H. Mohlenbrock
Chincoteague Refuge, Virginia
96 At the American Museum
of Natural History
98 The Natural Moment
Photograph by John K. B. Ford
Terror in the Tide
100 Authors
o
o
>
ClyWord Slill, Untitled: Private Colleclion. Courtesy C S M Arts. New York
4 Natural History 6/94
The Cutting Edge of
Evolution
A century and a half ago, Charles Darwin forged possibly the most
powerful weapon ever handed to science: his theory of evolution. With this
hard-edged sword, scientists cut away bonds of ignorance, superstition, and
arrogance that had shackled human understanding of life for thousands of
years. The sword has become sharper with use. Today, we better
understand life's beginnings and its changes and expansion over millions of
years. Biologists now appreciate the dynamic relationships organisms have
with one another and with the ever changing environment. They are
beginning to fathom the roles of molecules and the intricacies of the
genetic code. The Darwinian perspective is changing medical research. It is
also illuminating our place — and our fate — in the glorious venture called
life. This special issue is a sampler of evolutionary insights and research in
progress. It commemorates the 125th anniversary of the American
Museum of Natural History, the magazine's soul and home in New York
City. Since its founding, the Museum has been a beacon for public
education and research on evolution. — A. P. T.
m
o
3
The Power
of This
View of
Life
•^ " We should never have sought
^ either solace or moral instruction
»— I in Nature"
o
Pjj by Stephen Jay Gould
In the last sentence of The Origin of
Species, Charles Darwin attributed mul-
tiple powers to life itself, but chose to des-
ignate the evolutionary perspective ("this
view of hfe") as imbued with grandeur:
There is grandeur in this view of life, with
its several powers, having been originally
breathed into a few forms or into one; and
that, whilst this planet has gone cycling on
according to the fixed law of gravity, from
so simple a beginning endless forms most
beautiful and most wonderful have been,
and are being, evolved.
Darwin thus located evolutionary
grandeur in a contrast between the repeti-
tive motion of our planet's circuit about
the sun and the fascinating narrative of
life's history — a tale with a mysterious be-
girming, an enthralling unfolding, and an
unpredictable end. The grandeur, in short,
lies in the contrast between a well-oiled
machine and an edifying story.
"This view of life" also emits power, for
evolution represents the fundamental fact
and central organizing concept of biologi-
cal science, and Bacon proclaimed long
ago that knowledge is power. Darwin
clearly saw that his revolution included
two distinct and separable components —
establishing the fact of evolution (ge-
nealogical connections among all organ-
isms, with life's history as a tale of
physical "descent with modification," to
cite Darwin's words) and proposing a the-
ory (natural selection) for the cause of
change. Darwin wrote in the The Descent
of Man:
I had two distinct objects in view; firstly to
show that species had not been separately
created, and secondly, that natural selection
had been the chief agent of change. . .hence
if I have erred in giving to natural selection
[too] great power. . .1 have at least, as I hope,
done good service in aiding to overthrow
the dogma of separate creations.
(Darwin's distinction was not only logi-
cally correct but also politically sound.
The intellechjal world had been ready for
evolution's factuality, and had eagerly em-
braced Darwin's evidence, but his radical
theory of natural selection found few tak-
ers during his lifetime and did not become
a majority view until the 1930s. Darwin is
buried in Westminster Abbey, literally at
the feet of Isaac Newton, but he lies in hal-
lowed ground for establishing the fact of
evolution, not for proposing a theory
about causes.)
Evolution surely stands first among the
"outrages upon our naive self love" that
Freud identified as the cachet of all truly
great scientific revolutions. I don't mean to
downplay the mental adjustment required
by the two other revolutions that Freud
specified as paramount: changing our
abode from the immobile center of a hm-
ited universe to a small peripheral hunk of
rock subordinate to one star among bil-
lions, and altering our view of mind from a
logical and moral instrument to a largely
nonrational device buffeted or controlled
by an "unconscious." Still, no demotion of
hope can quite match the cancellation of
our "particular privilege of having been
specially created" (in God's image, no
less) and our consequent "relegation to de-
scent from the animal world."
Evolution therefore entered Western
consciousness as the most threatening of
all new ideas to our most fiindamental so-
cial assumption and psychological hope
for human uniqueness and centrahty. Evo-
lution in any guise had to pose a challenge
and initiate a crisis. But many versions
could have buffered the shock and sani-
tized the transition. The two components
that Darwin identified — fact and theory —
might have been formulated in a
"friendly" fashion that challenged a mini-
mal number of cherished assumptions. An
instigator other than Darwin might, for ex-
ample, have portrayed the pathway (the
"fact") of evolution as inherently progres-
sive and predictably leading to Homo
sapiens as a pinnacle — the necessary re-
sult of a mechanism (the "theory") that
conceptualized advancing neurological
complexity as an ineluctable, internally
driven property of living matter. In fact,
most non-Darwinian theories of the nine-
teenth century did portray evolution in this
more conventional and less threatening
mode. (Our name for the process is a ves-
tige of this search for comfort. Evolution
comes to us, largely via Herbert Spencer,
from an English vernacular usage mean-
ing "progress." Darwin did not like the
word and preferred "descent with modifi-
cation." But most evolutionists did equate
biological change with necessary
progress, and Spencer's favored term
stuck.)
Charles Darwin was a complex and
contradictory man — an intellectual radi-
cal, a political Uberal, and a social conser-
vative. His personal wealth and his loving,
protective home life allowed him to range
freely (and dangerously) in the realm of
ideas. Evolution, as argued above, would
have been challenging enough to consti-
tute Freud's greatest revolution in any
guise. But Darwin's version cut right
through the keystone of social convention
and provided an ideologically radical ac-
count in the domains of both theory and
fact. Auspicious beginnings often cascade
to full achievements (and rolling stones
gather no moss). Darwin started us well,
but the transformation continues, and the
surprises do not diminish. Perhaps we can
only agree with the Enghsh biologist and
writer J. B. S. Haldane that the universe is
not only pecuhar but "queerer than we can
suppose."
The Radical Theory: Natural selection,
as a theory about diiferential reproductive
success and its consequences, could
scarcely be less available for any hope that
evolution might be either cosmically ra-
tional or just parochially directed toward
the appearance of Homo sapiens. Natural
selection is, first of all, a theory about
adaptation to changing local environ-
ments, not a statement about "improve-
ment" or "progress" in any global sense.
Since environments alter in a meandering
and unpredictable way through time, nat-
ural selection should not lead to any path-
way of stately unfolding. (Darwin, as an
eminent Victorian in a culture maximally
committed to progress, did manage to
smuggle predictable advance back into
evolution via an ecological argument
about competition in biologically crowded
environments, but he remained committed
to his radical proposal that the "bare
bones" mechanics of natural selection per-
mits no statement about favored directions
for long-term change.)
Moreover, natural selection, expressed
in inappropriate human terms, is a remark-
ably inefficient, even cruel process. Selec-
rion carves adaptarion by eliminating
masses of the less fit — imposing
hecatombs of death as preconditions for
hmited increments of change. Natural se-
6 Natural History 6/94
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>ii>
1994 AMERICAN GAS ASSOC
Clean, economical natural gas. Think what well save.
lection is a theory of "trial and error exter-
nalism" — organisms propose via their
storehouse of variation, and environments
dispose of nearly all — not an efficient and
human "goal-directed intemalism" (which
would be fast and lovely, but nature does
not know the way). Darwin certainly
grasped this central irony of our being
when he wrote to his best friend Joseph
Hooker in 1 856: "What a book a devil's
G chaplain might write on the clumsy,
O wasteful, blundering, low, and horribly
• i-H cruel works of naUire."
"*^ The Peculiar Pathway: We look at the
^ paleontological pattern of life's unfolding,
-^ and we try to extract a story that suits our
^ prejudices. We speak of an "age of inver-
>^ tebrates" followed by an "age of fishes,
pL^ reptiles, and mammals," all capped by an
"age of man." We draw our sequences of
pictures and arrange our chapters in text-
books, so that trilobites come first and
people last. But invertebrates have always
dominated the world of multicellulai" ani-
mal life in numbers of species and
prospects for long-term success, while
Homo sapiens is one tiny twig on life's ex-
uberantly branching bush. (I do not deny
the unparalleled impact of our species
upon the planet, but magnitude of result
bears no relationship whatever to pre-
dictability of origin.)
This is not the "age of man"; it is not
even the "age of insects" — a proper desig-
nation if we wish to honor multicellular
animal life. As it was in the beginning, is
now, and ever shall be until the sun ex-
plodes, this is the "age of bacteria." Bacte-
ria began the story 3.5 billion years ago, as
life arose near the lower limits of its
preservable complexity. The bacterial
mode has never altered; the most common
and successful forms of life have been
constant. Bacteria span a broader range of
biochemistries and live in a wider range of
environments; they cannot be nuked into
oblivion; they overwhelm all else in fre-
quency and variety; the number of E. coli
cells in the gut of any human exceeds the
count of all humans that have Uved since
our African dawn.
No trend of complexity or progress ex-
ists in the usual sense; the history of life
features no upward thrust as a central ten-
dency of evolution; the bacterial mode has
persisted for more than three billion years.
At most, every once in a while, a lineage
or two tumbles into a domain of enhanced
complexity, for this is the only open direc-
tion available (the numerous forms that
evolve greater simplicity fall into a do-
main of overlap with creatures already ex-
isting). We focus upon this tiny tail in the
distribution of complexity only because
we reside there ourselves.
Moreover, the pattern of occupation for
this small tail of complexity departs maxi-
mally from any notion of a predictably
steady unfolding. With the exception of
simple algae (a pathway unrelated to the
genealogical story of animals), life re-
mained unicellular for five-sixths of his-
tory. All but one phylum arose in a single
geological whoosh, within some five mil-
lion years or so, at the dawn of Cambrian
times, 530 million years ago (the "lowly"
Bryozoa, not our exalted chordate selves,
form the single exception of slightly later
origin).
In a basic anatomical sense, the history
of life since then has been a tale of many
variations on a few underlying themes. (I
do not deny the unusual interest of some of
these variations, including human con-
sciousness.) The earth doesn't even permit
exclusive evolution by the already messy
and contingent rules of competitive nat-
ural selection. Mass extinctions punctuate
the history of life, imposing regimes of
death for reasons unrelated to Darwinian
struggles of normal times. If a large ex-
traterrestrial body had not struck the earth
65.3 million years ago, dinosaurs would
probably still be dominating mammals,
and no conscious being would have the
privilege of pondering a world queerer
than we can suppose.
How can Darwinism be exalting, and
"this view of life" grand, if all our com-
forts be thus stripped away in favor of
such messiness, contingency, and caprice
in the details that matter (like the probabil-
ity of our own evolution), with generalities
confined to broad domains that offer so lit-
tle solace (mass extinction as a recurring
phenomenon; natural selection as a gov-
erning principle; invariance of the bacter-
ial mode as a result). First, do not doubt
the salutary effects of such a cold bath. We
never should have sought either solace or
moral instruction in Nature, who was not
made for us, or even with us in mind, and
who existed by her own rules for billions
of years before we arrived. Better to learn
a stem truth about marvelous multifarious-
ness (and cosmic indifference to us) than
to persist in a myth of warm cuddliness or
intrinsic harmony that might channel
proper attention from our own bodies and
minds (true humanism) as the source of
ethics and value.
Second, a world queerer than we can
suppose must be, to anyone with a mod-
icum of curiosity, so much more interest-
ing a place than a planet crafted to feed our
bovine complacency. Darwin's revolution
remains incomplete, in Freud's crucial
sense, until we face the cosmic insignifi-
cance that our own evolution truly im-
plies— thus liberating us to grasp the
deeply human meaning of our lives and
most curious brainpower. We shall soon
celebrate the two-thousandth birthday of a
most interesting man who not only told us
that the truth would make us free but who
also spoke for all kinds of enlightenment
in saying: "I am not come to destroy, but to
fulfill."
Stephen Jay Gould teaches biology, geol-
ogy, and the history of science at Harvard
University.
8 N.ATURAL History 6/94
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The Origin
of Life
Which came first , proteins
orRNA?
^ by Anthony Mellersh
O
. ,_H The origin of life remains one of the
^— > Great Questions. The presence of fossil
^ bacteria in rocks 3.8 billion years old sug-
^~~* gests that very soon after the earth cooled,
O life arose from the simple organic chemi-
J> cals present in the primordial soup. But
["tI how did small molecules organize and
begin to replicate, transforming a sterile
planet into a hving world? By necessity,
the answers so far have been speculative,
but we can make some educated guesses
about certain steps in the early chemical
evolution of hfe.
Underlying all living systems is a com-
plex web of chemical reactions orches-
trated by enzymes. These biological cata-
lysts, almost all of which are proteins,
deliver the right chemicals at the right time
and at the right place, insuring that the en-
ergy and building blocks are brought to-
gether for each cellular function. These re-
actions, essential to life, would be unlikely
to occur in the absence of enzymes. If we
are to explain how the earliest organisms
arose, we must figure out how these and
other proteins can be made from scratch.
Proteins are long, unbranched mole-
cules made up of subunits called amino
acids. Amino acids and other small or-
ganic chemicals almost certainly came
from a variety of sources, hi 1953 Stanley
L. Miller, a graduate student at the Univer-
sity of Chicago, found that by passing
electric sparks through gases, he could
create amino acids, but the conditions
found around thermal vents at the bottom
of the ocean could also have produced
them. These simple chemicals are also
present in many of the meteorites that fall
to the earth's surface.
But getting irom amino acids to pro-
teins is another story, and one fraught with
problems. Amino acids aren't likely to link
up with one another — a problem related to
their chemical construction. All are
formed from a few elements and have the
same central structure, a chain of three
atoms. The first is a nitrogen (N), holding
three hydrogens (H); the middle is a car-
bon (C), with one hydrogen and one vari-
10 Natural History 6/94
able side chain attached; the third is a car-
bon bound to two oxygens (O).
With a sideways squint, and a lot of
imagination, we can see the molecule as a
fish, an analogy that is useful for explain-
ing how hard it must have been for amino
acids to form proteins. To make a protein,
many "fish" must link up with one another
in long chains. To do so, each must lose a
molecule of water before the positively
charged nitrogen atom at its head can at-
tach to the negatively charged carbon-oxy-
gen at another's tail. If the head (N) con-
tributes two hydrogens and the tail an
Another likely outcome is that the side
chain will react with nearby molecules,
producing a branched molecule (bottom,
right). Neither of these reactions would be
very helpful in the formation of proteins,
which are long and unbranched.
The number of other, unwanted mole-
cules that can react with a growing chain
of amino acids further complicates the
problem of protein synthesis. Just as there
are a lot of different fish in the sea, there
would have been lots of different amino
acids in the primordial soup. Some may
have had longer central chains or any of
hundreds of possible side chains. And if
that isn't complicated enough, most amino
acids can exist in two forms, left-handed
and right-handed; but only the left-handed
one is used for building proteins. All in all,
thousands of possibilities. Yet all proteins
are made from only twenty kinds of amino
acids. Add to the confusion any number of
headless or tailless fish — miscellaneous,
highly reactive molecules — that would
oxygen, water (H2O) is released, the tails
are shed, and the fish are linked together.
Amino acids aren't very likely to form
such chains on their own. The hydrogen
and oxygen needed to create the water are
fairly tightly bound, so the reaction rarely
happens spontaneously. If conditions are
hot and dry enough, however, the water
molecule is lost and amino acids can join
together; but, following the path of least
resistance, as soon as they join, the head of
the first is most likely to bond with the tail
of the second, forming a circle (below).
have readily reacted with a free head or
tail, preempting the chain formation re-
quired for protein synthesis.
Even if by some enormous stroke of
luck, all these hurdles were overcome, and
a single copy of an effective protein spon-
taneously arose, it would be a dead end. It
could pass on this fortunate accident to
posterity only if it could replicate itself,
but proteins cannot.
Illustrations by Joe LeMonnier. after Anthony Mellersti
Discover
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The Flying Boats
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Cameo: Stuart Graham,
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3. Taken from a 1945 painting
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^y|y^ Royal Canadian Monnaie royale
Mint canadienne
Passages
4. This sterling silver dollar by artist
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law & order to Canada's far north.
Encapsulated and presented in a
black display case lined with red flock.
Perfect for the collector or as a gift.
Content: 92.5% silver.
Weight: 25.175 g.
Diameter: 36.07 mm.
Item #624004
1994 Proof Dollar
$20.95
o
o
>
All this should be very disappointing to
those who hold that proteins arose sponta-
neously, but proteins are so fundamental
to life that the idea still has a few support-
ers. Another theory, superficially attrac-
tive, holds that life arose somewhere else
in the universe — reaching this planet via
comets or dust grains. This doesn't really
solve the problem, however; it just shifts it
elsewhere and creates new dilemmas. Any
cometary debris that might have borne the
seeds of life would have been subjected to
extremes of temperature, and the all-im-
portant enzymes are very temperature sen-
sitive, only working in a narrow tempera-
ture range from about -14° F to 212° F
and being irreversibly destroyed at higher
temperatures. Proponents of this theory
must explain not only how life arose but
also how it operated at the extremes of
temperature found in space. And how did
it then adapt to the earth, where the major-
ity of proteins function most efficiently at
about 80° F? The more ambitious theorists
would have life arising around other plan-
ets or even stars. But to escape, the primi-
tive organism would have had to over-
come a gravitational force so strong that
only the fiery impact of a large comet or
asteroid could blast it into space — an
event also likely to desfiroy it. Scientists
proposing that life arose either on other
planets or in other solar systems must ex-
plain not only how the chemistry to form
life happened but also how it got here.
Back with our feet firmly on the ground,
we need to look again at the origin-of-life
problem. The "protein first" argument
fails primarily because even if proteins did
manage to assemble themselves success-
fully, they had no way of copying them-
selves so that their success could be
recorded and amplified. (The order in
which the amino acids are strung together
is crucial because it determines how the
chains will fold and twist into the three-di-
mensional shapes of individual proteins.)
Only one group of biological molecules
can copy themselves. These are the two
slightly different nucleic acids, ribonucleic
acid (RNA) and deoxyribonucleic acid
(DNA). Like enzymatic protein mole-
cules, nucleic acids are long and un-
branched, formed from subunits. The
building blocks are called nucleotides and,
like amino acids, can be assembled fairly
easily from simple, inorganic molecules.
The nucleotides also have side chains, or
"bases," but there are only four common
ones and they are divided into two pairs,
each of which has a special affinity for the
other. As the bases in a chain of RNA at-
tract then- partners from solution, a com-
plementary chain is built that separates
from the original (A). When this comple-
mentary chain attracts its own comple-
ment, a copy of the original RNA se-
quence emerges (B). The really exciting
thing that points to RNA as the first "living
molecule" is that not only does it replicate
but it can also act as a catalyst.
The majority of scientists working on
the origin of life now believe that there
was a time when RNA was the only bio-
logical molecule. But the range of reac-
tions that RNA can accelerate is small and
usually involves only the joining or split-
ting apart of RNA molecules. Such a "liv-
ing" system is extremely limited. It has not
overcome the hurdle of protein produc-
tion, which would extend the range of
RNA so that a much broader range of re-
actions can occur. The solution offered by
the "RNA world" proponents is that small
segments of RNA — called adapter mole-
cules— go off and find the correct amino
acid and bring it back to the parent RNA
for assembly into a protein. This is really
an enormous logistical exercise, and one
that introduces a lot of problems. How, for
example, do the little RNA molecules rec-
ognize an amino acid? How do they join to
it? Why do they come back "full" and not
"empty"? How do they give up the amino
acid to growing protein chains? But the so-
lutions to these questions make the system
more and more complicated.
One of the guiding principles of science
is Occam's razor, which suggests that the
most likely explanation is the simplest.
Making functioning proteins requires both
the information that specifies the sequence
of amino acids and the amino acids them-
selves. The information is encoded on
RNA (there is no other plausible candi-
date) and is carried in sequences of three
bases. The simplest theory would be that
three bases on the RNA recognize the
amino acids. This was investigated by
some biologists in the 1960s. The re-
searchers put short segments of RNA of
known base sequence in solution to see if
they could capture specific amino acids.
The results were negative, so the theory
gained little support, and the more com-
plex theories became popular.
But did those early experiments give the
simplest theory a fair shake? Let's go back
to the fish analogy. If you wanted to catch
fish, you could use a net. But if you just
throw a piece of loose netting into the sea,
you will probably fail. Similarly, free-
floating RNA molecules cannot capture
the amino acids in a solution, because the
RNA will be buffeted by all sorts offerees
and will drift about wrapping itself up ran-
domly, just as loose netting would. To suc-
ceed in catching the fish, the net needs to
have a rigid support.
In the past forty years, the nucleic acids
have been studied intensively. One of the
most exciting techniques has been "gene
probing," which involves extracting nu-
cleic acids and attaching them to a variety
of solids by their backbone, so that the
cj:-r>\-<'^^w^s1i^
12 Natural History 6/94
bases are pointing away from the surface
and can be recognized by a complemen-
tary sequence, in a similar manner to the
RNA (left). The technology for determin-
ing the exact shape the nucleic acid would
take on the surface of such a solid is not
yet available, but by applying the basic
rules of chemistry, a model can be made.
Such a model suggests that it is undulat-
ing, folding back on itself every three
bases, forming a series of clefts. Each cleft
has a negative charge on one side and a
positive charge on the other, and these are
just the right distance apart to capture a
"head" or a "tail" of one of the twenty
amino acids that form proteins. The side
chain of the amino acid projects into the
space between the bases, which differs for
each of the three bases. Each cleft will ac-
cept only a particular molecule — that is,
the fish with a head and tail the right dis-
tance apart and with the correctly shaped
dorsal fin. When RNA is supported like a
fixed net (below), it can capture fish, and
different fish in each bit of the net.
This model yields more. The fish are al-
ready oriented head-to-tail. A "condens-
ing agent," which is a molecule that can
remove water, such as polyphosphate,
aligns with the amino acids. When condi-
tions become dry and the condensing
agent removes the water, the fish automat-
ically join up in a line and separate from
the RNA template. They can't get at the
wrong tail or the dorsal fins, so no circles
or branched chains are made. Exactly the
same protein is synthesized each time,
with no half proteins or double ones.
For years, scientists debated whether
proteins or RNA came first. Was it the
chicken or the egg? With RNA attached to
a solid, a compromise emerges: RNA and
proteins came together, and together they
lit the spark that resulted in all the wonder-
ful things that we call life.
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stilltov^er — v/here the whiskey that
flows today is true to every principle
our founder set down. They say
seeing is believing. Though a taste
of Jack Daniel's, w^e believe, is all
the testimony that's needed.
SMOOTH
TENNESSEE
SIPPIN'
WHISKEY
Tennessee Whiskey • 4043% alcohol by volume (80-85 proof) • Distilled and Bottled by
Jack Daniel Distillery, Lem Motlow, Proprietor, Route 1, Lynchburg (Pop 361), Tennessee 37352
P/oced In r/ic' Nalumai RcgiHer uf Hhloric Places hy the UnUcd Stales Government.
13
o
o
>
Life's
Expanding
Realm
Eveiy living organism
rest's on a microbial
foundation foi'med billions of
years ago
by Andrew Knoll
We live on an ever changing planet,
where stability — as much as humans
might yearn for it — has no place. With
every change may come disruption, or
even extinction, for some forms of life. For
others, however, change may mean oppor-
tunity. The result of all this dynamism has
been more than just a constantly changing
cast of characters. Environmental change,
along with the opportunities it brings, has
created an expanding Earth, not literally a
growing planet but one where the range of
environments available for colonization
has increased enormously over time and
where beneficiaries of one change have
been the progenitors of the next.
To appreciate the biological importance
of the expanding environment, one must
take the long view of evolution, looking at
how ecosystems have developed over the
full extent of the earth's history. Wanting
to see what this planet might have been
like four billion years ago, and lacking a
time machine, I took a trip to the North
Pole. The trip was hot, dusty, and bone-
jarringly bumpy; only skillful driving
prevented collision with the kangaroos
encountered en route, for this particular
North Pole is in the remote outback of
western Australia. There, in the hills be-
yond an isolated sheep station, are 3.5-bil-
lion-year-old chert and lava formations.
The sediments they contain help us put to-
gether a picture of the primordial earth.
Then, as now, oceans covered the globe,
a gray green expanse broken by small con-
tinents and broad volcanic platforms that
rose out of the sea, as Iceland does today.
The North Pole sediments tell us that the
chemical content of seawater was deter-
mined not so much by erosion from the
land, as it is today, as by the circulation of
water through vents in the ocean floor; the
atmosphere contained abundant carbon
dioxide and very little oxygen.
On such a planet, humans couldn't sur-
vive for an hour, but other organisms
could — and did. Du^ect evidence of these
early organisms exists in fossils of bacteria
preserved in chert and in stromatolites
(distinctively layered, often dome-shaped
Once cyanobacteria (here a living form
magnified 100 times) began producing
oxygen as a byproduct ofpfiotosynthesis,
more than a billion years passed before
the atmosphere contained enough of the
precious element to allow the evolution of
oxygen-dependent organisms.
Dwigtit R. Kuhn
14 Natural History 6/94
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About 2.8 billion years ago,
cyanobacteria formed the distinctive
layers visible in this stromatolite fivm the
Nullagine Range in Western Australia.
Reg Morrison
Structures formed by cyanobacteria and
other microbes). Indirect evidence of life
exists, too. Carbon atoms come in two sta-
ble forms that differ by a single neutron.
Because photosynthetic organisms prefer-
entially incorporate the lighter form, they
have a chemical signature that can be read
even in the carbon preserved in North Pole
rocks. This view of early life on Earth, al-
though fragmentary, is enough to show
that three billion years before trilobites
first graced the oceans, life existed in the
form of complex microbial communities.
Some of the organisms that evolved in
our planet's long infancy are still with us.
In the damp mud of swamps, deep in the
Black Sea, at the mouths of hydrothermal
vents and elsewhere in the oceans, and
even in our own digestive tracts, oxygen-
free environments harbor bacteria whose
physiologies evolved to exploit the ancient
North Pole habitats and other primeval
seas. Those survivors from a bygone
world suggest that the eaith's very earliest
biota comprised bacterialike microbes that
lived in hot, oxygen-poor envu^onments
and derived their energy from chemical re-
actions or the fermentation of organic mol-
ecules. Early on, some lineages evolved
the ability to use energy from sunlight to
drive the formation of organic matter from
carbon dioxide dissolved in seawater. This
innovation — photosynthesis — was eco-
logically liberating and enabled life to
cover the globe.
Most photosynthetic bacteria rely on
hydrogen sulfide and similar molecules
for the electrons needed in photosynthesis;
but one lineage, the cyanobacteria, learned
to use a much more common substance —
water. As a result, cyanobacteria, the blue-
green scum in birdbaths and ponds, be-
came the most abundant producers of
organic matter on the planet. And because
they produce oxygen as a byproduct of
photosynthesis, these tiny organisms set a
new course for the earth's environmental
history, paving the way for the many kinds
of creatures, including humans, with oxy-
gen-dependent, or aerobic, metabolism.
But the oxygen revolution didn't happen
quickly. Cyanobacteria may have begun
releasing oxygen into the atmosphere as
early as three and a half billion years ago
(at the time of the North Pole sea), but
signs of atmospheric change first show up
in soils formed about 2.1 billion years ago.
By that time atmospheric oxygen had
passed a crucial threshold, from less than
about 1 percent of present-day levels to 10
percent or more. The implications of this
change are enormous: Above 1 percent of
today's level, the atmosphere contains
enough oxygen to allow the evolution of
aerobic organisms. Also at the higher lev-
els of oxygen, stratospheric ozone (itself a
form of oxygen) eifectively shields the
earth from lethal ultraviolet radiation.
The biological consequences of this
1 6 Natural History 6/94
John^s losing his hain
His mission: get it back.
ASAP!
But how?
Weaving? No.
Transplant?
Not for him.
A hairpiece?
Never, never.
What John really
wants is his
own hair back.
And now he's learned,
for male pattern
baldness, only
Rogaine' has been
proven to regrow hair.
Rogaine'Topica] Solution (minoxidil topical
solution 2%) works in part by prolonging
the growtii of hair, which grows in cycles.
Witii more hairs growing longer and
thicker at the same time, you may see
improved scalp coverage.
Will Rogaine work for you?
Dermatologists conducted 12-month clini-
cal tests. After 4 months, 26% of patients
using Rogaine reported moderate to dense
hair regrowth, compared with 11% of those
using a placebo (a similar solution without
minoxidil — the active ingredient in
Rogaine) . After 1 year of use, 48% of the
men who continued using Rogaine in the
study rated their regrowth as moderate to
dense. Thirty-six percent reported minimal
regrowth. The rest (16%) had no regrowth.
Side effects were minimal: 7% of those who
used Rogaine had itching of the scalp.
Rogaine should only be applied to a
normal, healthy scalp
(not sunburned
or irritated).
See next page lor important
additional information.
Make a 4 month commitment
to see results.
Studies indicate that at least 4 months of
twice-daily treatment with Rogaine are
usually necessary before there is evidence of
regrowth. So why not make it part of
your normal routine when you wake up
and go to bed, like brushing your teeth.
As you'd expect, if you are older, have been
balding for a longer period, or have a larger
area of baldness, you may do less well.
Rogaine is a treatment, not a cure. So
further progress is only possible by using
it continuously. Some anecdotal reports
indicate that if you stop using it, you will
probably shed the newly regrown hair
within a few months.
Get your free Information Kit today.
You may even be eligible for
a free, private hair-loss
consultation with a doctor.*
AVhy wait? Find out whether Rogaine is for
you. Call 1-800-260-5284 for a free
Information Kit about the product and
how to use it And because Rogaine
requires a prescription, well include a
list of nearby dermatologists or other doctors
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able to offer you a free, private hair-loss
consultation*
Call
1800260-5284
for your free Information Kit
on Rogaine.
We'U also tell you how to find out if
you're eligible for a free, private hair-
loss consultation with a doctor.*
Ro^inc!
§& •-'minoxidil 2%
*t^ot available in ail areas.
©1994 The Upjohn Company USJ 1786,00 February 1994.
Rcxsaine!
SOLUTION *-^minoxidil2%
The only product ever
proven to regrow hair.
What la ROGAINE7
ROGAINE Topical Solution is a prescnplion medicine lor use on the scalp tliat is used to treat a type ot hair loss in men and women known as androgeoetic
alopecia: hair loss ol the scalp vertex (top or crown ol Itie head) in men and dittuse hair loss or thinning ol the Iront and lop ol the scalp in women,
ROGAINE IS a topical loim ol minoxidil, loi use on the scalp
How effective la ROGAINE?
In men: Clinical studies wilh ROGAINE ol over 2.300 men with male pattern baldness involving the top (ver1ex),ol the head were conducted by physicians in
27 US medical cenleis Based on patient evaluations ol tegrowth at the end ol 4 months, 26% ol the patients using ROGAINE had moderate to dense hair
regrowth compared with 11% who used a placebo treatmeni (no active ingredient} No regrowlh was reported by 41% ot those using ROGAINE and 58% ol
those using a placebo By the end ot I year. 48% ol those who continued to use ROGAINE raled their hatr growth as moderate or better
In women: Clinical studies with ROGAINE were conducted by physicians in 11 US and 10 European medical centers involving over 600 women with hatr
loss Based on palieni evaluations ol regrowth after 32 weeks (8 months). 23% ol the women using ROGAINE had at least moderate regrowth compared with
9% ol those using a placebo No regrowth was reported by 43% ot the group using ROGAINE and 60% of the group using placebo
How aoon can I expect reauKa from uaing ROGAINE?
Studies show that the response lime to ROGAINE may differ greatly from one person to another Some people using ROGAINE may see results faster than
others: others may respond with a slower rate ol hair regrowth. You should not expect visible regrowth in less than 4 months.
How long do I need to uae ROGAINE?
ROGAINE is a hait-loss treatment, not a cure tl you have new hair growth, you will need to continue using ROGAINE to keep ot increase hair regrowth. If you
do not begin to show new hair growth with ROGAINE after a reasonable period of time (at least 4 months), your doctor may advise you to discontinue using
ROGAINE
What happena If I atop uaIng ROGAINE? Will I keep the new hair?
Probably not People have reported that new hair growth was shed after they stopped using ROGAINE
How much ROGAINE ahould I use?
You should apply a 1-mL dose ol ROGAINE twice a day to your clean dry scalp, once in the morning and once at night before bedtime Wash your hands after
use if your fingers are used to apply ROGAINE ROGAINE must remain on the scalp tor at least 4 hours to ensure penetration into the scalp. Do not wash your
hair tor at least 4 hours alter applying it II you wash your hair before applying ROGAINE. be sure your scalp and hair are dry when you apply il Please reler
to /he InsUdclms /or (yse m the package
What H I miss a dose or forget to use ROGAINE?
Do not try to make up for missed apptications ot ROGAINE You should restart your twice-daily doses and return to your usual schedule.
What are the most common aide effects reported In clinical studies with ROGAINE?
ttching and other skin irntations of the treated scalp area were the most common side effects directly linked to ROGAINE in clinical studies. About 7 of every
too people who used ROGAINE (7%) had these complaints
Other side effects, including light-headedness. dizziness, and headaches, were reported both by people using ROGAINE and by those using the placebo
solution with no minoxidil You should ask your doctor to discuss side effects ol ROGAINE with you
People who are extra sensitive or allergic to minoxidil, propylene glycol, or ethanol should not use ROGAINE
ROfiAINE Topical Solution contains alcohol, which could cause burning or irritation ol the eyes or sensitive skin areas II ROGAINE accidentally gels into
these areas, rinse the area wth large amounts ol cool lap water Contact your doctor if the irritation does not go away
What are acme of the aide effects people have reported?
ROGAINE was used by 3.857 patients (347 females) in placebo-controlled clinical trials Except for dermatologic events (involving the skin), no individual
reaction or reactions grouped by body systems appeared to be more common in the minoxidil-trealed patients than in pfacebo-treated patients
OermitolOBic: irritant or allergic contact dermatitis— 7 36%, Respiratory: bronchitis, upper respiratory infection, sinusitis— 7 16%: Gaslrofnlesll-
nal: diarrhea, nausea, vomiting— 4 33%, Neurologic: headache, dizziness, laintness, light-headedness— 3 42%. Musculosketetal: tractures. back
pain, tendinitis, aches and nains— 2 59%. Cardiovascular: edema, chest pain, blood pressure increases/decreases. palpitations, pulse rate increases/
decreases— 1 53%: Allergic: nonspecihc allergic reactions, hives, allergic rhinitis, tacial swelling, and sensitivity— 1 27%. Melabotic-Hulrillonat:
edema, weight gam— 1 24%: Special Scncei: coniunctivitis. ear inlections, vertigo— 1 17%. Genital Tract: prostatitis, epididymitis, vaginitis, vulvitis,
vaginal discharge/ilchmg— 0 9i%. Urinary Trad: urinary tract infections, renal calculi, urethritis- 0 93%. Endocrine: menstrual cnanges. breast
symptoms— 0 47%: Piychlatrtc: anxiety, depression, fatigue- 0 36%. Hertatotogic: lymphadenopalhy. thrombocytopenia, anemia— 0 31%
ROGAINE use has been monitored for up to 5 years, and there has been no change in incidence or severity ot reported adverse reactions. Additional
adverse events have been reported since marketing ROGAINE and include eczema, hypertrichosis (excessive hair growth): local erythema (redness):
pruritus (itching): dry skin/scalp ftaking: sexual dysfunction: visual disturbances, including decreased visual acuity (clarity), increase in hair toss: and
alopecia (hair loss)
What are the possible side effects that could affect the hearl and circulation when using ROGAINE?
Serious side effects have not been linked to ROGAINE in clinical studies However, it is possible that they could occur it more than the recommended dose ot
ROGAINE were applied, because the active ingredient in ROGAINE is the same as that in minoxidil tablets These effects appear to be dose related: that is.
more effects are seen with higher doses
Because very small amounts ol minoxidil reach the blood when the recommended dose ol ROGAINE is applied to the scalp, you should know about certain
effects that may occur when the tablet form of minoxidil is used to treat high blood pressure Minoxidil tablets lower blood pressure by relaxing the arteries,
an effect called vasodilation Vasodilation leads to fluid retention and faster heart rate Tfre following effects have occurred in some patients taking minoxidii
tablets for high blood pressure:
Increased heatl rale: some patients have reported that their resting heart rate increased by more than 20 beats per minute.
Salt and water reterttm: weight gam of more than 5 pounds in a short period of time or swelling of the face, hands, ankles, or stomach area.
Problems breaming especially when lying down: a result ol a buildup of body fluids or fluid around the heart
Worsening or new attaa ol angina pectoris: brief, sudden chest pain
When you apply ROGAINE to normal skin, very tittle minoxidil is absorbed You probably wilt not have the possible effects caused by minoxidil tablets
when you use ROGAttiE If however, you experience any ot the possible side effects listed above, stop using ROGAINE and consult your doctor Any such
etfects would be most likely il ROGAINE was used on damaged or inflamed skin or in greater than recommended amounts.
In animal studies, minoxidil, in much larger amounts than would be absorbed from topical use (on skin) in people, has caused important heart-structure
damage. This kind of damage has not been seen in humans given minoxidil tablets lor high blood pressure at effective doses.
What factors may Increase the rlsl( ot serious side effects with ROGAINE?
People with a known or suspected hearl condition or a tendency lor hearl lailure would be at particular risk il increased heart rate or fluid retention were to
occur People with these kinds of heart problems should discuss the possible risks of treatment with their doctor il they choose to use ROGAINE.
ROGAINE should be used only on the balding scalp Using ROGAINE on other parts of the body may increase minoxidil absorption, which may increase the
chances of having side etfects. You stiould not use ROfiAINE it your scalp is irritated or sunburned, and you should not use it il you are using other skin
Ireatmenis on your scalp
Can people with high blood pressure use ROGAINE?
Most people with high blood pressure, including those taking high blood pressure medicine, can use ROGAINE but should be monitored cfosely by their
doctor Patients taking a blood pressure medicine called guanethidine should not use ROGAINE.
Should any precautions be followed?
People who use ROGAINE should see their doctor 1 month after starting ROGAINE and at least every 6 months thereafter Slop using ROGAINE it any of the
following occur salt and water retention, problems breathing, faster heart rate, or chest pains.
Do not use ROGAINE il you are using other drugs applied to the scalp such as corticosteroids, retinoids, petrolatum, or agents that might increase
absorption through the skin ROGAINE is for use on the scalp only Each 1 mL ot solution contains 20 mg minoxidil, and accidental ingestion could cause
unwanted etfects.
Are tttere special precautions for women?
Pregnant women and nursing mothers should not use ROGAINE. Also, its effects on women during labor and delivery are not known. Efficacy in
postmenopausal women has not been studied. Studies show the use of ROGAINE will not affect menstrual cycle length, amount of flow, or duration of the
menstrual period. Discontinue using ROGAINE and consult your doctor as soon as possible it your menstrual period does not occur at the expected time.
Can ROGAINE lie used by children?
No. the safety and effectiveness of ROGAINE has not been tested in people under age 18.
Caution: Federal law prohibits dispensing without a prescription. You must see a doctor to receive a prescription.
DERMATOLOGY
DIVISION
©1994 Ttie Upjotin Company, Kalamazoo, Ml 49001, USA
USJ 1786.00 February 1994 CB-4-S
oxygen-enriched atmosphere are evident if
one examines evolutionary trees that de-
pict the genealogical relationships among
living organisms. Lower branches of the
tree of life are populated by organisms that
cannot utilize oxygen in their metabolism;
in fact, for many, oxygen is toxic. Species
higher up on the tree of life are able to use
oxygen in respiration, the energy-yielding
process in which organic molecules are
broken down into carbon dioxide and
water. In the new environments created by
the oxygen revolution, bacteria diversified
to form many of the aerobic lineages that
are ubiquitous on the modem earth. More
ancient, anaerobic microbes retreated
along with their environments, from
which they continued to play a central role
in the cycling of carbon and other ele-
ments through ecosystems.
The earliest organisms were prokary-
otic — simple cells whose genes do not re-
side in a membrane-bound nucleus. But at
some point, other kinds of organisms
evolved. These newcomers were eukary-
otes, organisms with a clearly defined nu-
cleus. These nucleated organisms — which
now include protozoans, algae, fungi,
plants, and animals — evolved before the
oxygen revolution took hold, but were
probably only a minor part of early com-
munities. Oxygen got eukaryotes started
on the road to ecological prominence, not
because they evolved respiration them-
selves, but because they swallowed bacte-
ria that had. Some aerobic bacteria became
symbiotically incorporated into nucleated
cells, in time evolving into mitochondria
(energy-producing organelles in the cells
of most modem eukaryotic creatures). In
China, North America, and Australia, fos-
sils and distinctive biomolecules in an-
cient rocks, from 1.9 to 1.7 billion years
ago, document that eukaryotic organisms
had become significant participants in ma-
rine ecosystems.
The oxygen revolution expanded the
range of terrestrial environments enough
to accommodate eukaryotic protozoans
and algae, but not enough to support the
biology of our own kingdom, Animalia.
Animals, and their tracks and trails, are
conspicuously absent from the geological
record until about 600 million years ago.
In 1959, J. R. Nursall, of the University of
Alberta, suggested that animals appeared
so late in the evolutionary day because
until then there was not enough oxygen to
support their metabolism. Only in the last
few years have we accumulated geological
evidence to evaluate his idea.
At oxygen concentrations significanfly
1 8 Natural History 6/94
above those reached 2. 1 biUion years ago,
fossil soils do not provide a firm guide to
atmospheric composition, and thus we are
unable to measure oxygen levels directly.
Fortunately, however, we can look for evi-
dence of environmental processes capable
of affecting the amount of oxygen in the
atmosphere. Principal among these is the
burial of organic matter in the sea floor by
sediments. When organisms die. they de-
compose. Normally, the amount of oxygen
produced in photosynthesis is balanced by
the amount of oxygen consumed by respir-
ing organisms, including decompsers.
Burial, however, shields organic remains
from respiring organisms, thus disrupting
the balance of oxygen production and con-
sumption and — if enough organic matter
gets buried — tipping the balance toward
production. Second is the conversion of
sulfate ions (abundant in seawater) to oxy-
gen-free forms of sulfur that accumulate in
sediments as pyrite. also known as fool's
gold. Every time a sulfate ion combines
with a metal in seawater to produce a sul-
fide ion. two molecules of oxygen are
freed. The geological history of these
processes is written in the language of iso-
topes, the variants in atomic composition
exhibited by individual elements.
A decade ago, my colleagues and I
chanced on a telling fragment of this
record near the other, better-known North
Pole. Limestone from the Arctic island of
Spitsbergen contained distinctive isotopic
compositions of carbon and strontium that
hinted at large-scale global change be-
tween 750 and 550 million years ago.
Since then, we have sampled sediments
from around the world, and they all tell a
consistent story. Just prior to the radiation
of large animals, tremendous amounts of
organic matter (the remains of dead organ-
isms) were buried beneath shallow seas.
The high rates of organic carbon burial are
related to rapid sediment accumulation, as
shifting tectonic plates built both major
mountain chains and new ocean basins.
Recently, Gerry Ross, of the Canadian Ge-
ological Survey, has .shown that the bal-
ance of the sulfur cycle shifted at the same
time, depositing unusually large amounts
of pyrite in deep-sea sediments.
As a result of these events, the environ-
ment must have expanded once more,
adding a richly oxygenated surface
layer — the atmosphere — in which the
manifold physiological needs of large ani-
mals could be met. The Phanerozoic
eon — the age of visible animal life that
continues to the present — was ushered in.
The first animals to appear in the fossil
American Museum of Natural History
IMAGES OF INDONESIA
September 17 - October 1, 1994
Indonesia comprises over 13,000
islands spread out like an emerald
crescent between the Malay
Peninsula and Australia. Created by
powerful geological processes, it is
a land of distinct cultures, some vir-
tually untouched by outside influ-
ence, and remote islands with some
of the world's most unusual
species.
Following in the footsteps of such
luminaries as renowned naturalist
Alfred Russel Wallace and
American Museum anthropologist
Margaret Mead, the American
Museum is offering an exciting
opportunity this September to
explore these enchanting islands
aboard the first-class, 110-passen-
ger Caledonian Star.
BALI
SULAWESI
SALAYAR
KABAENA
KAKABIA
ALOR
LOMBLEM
SAVU
KOMODO
BRUNEI
MALAYSIA
MALAYSIA
\
, Singapore
SINGAPORE
\
BORNEO
Palopo _
IRIAN
*-— sAL^zr
INDONESIA
JAYA
JAVA
■ KOMODO, ,,^„
' ' ,BALI SUMBAWA ALOR
SUMBA ,
SAVU
American
Museum of
Natural
History
Discovery Cruises
Central Park West at 79th Street
New York, NY 10024-5192
Toll-free (800) 462-8687 or
(212) 769-5700 in New York
19
10
Diameter
Peace on Earth
STAINED GLASS PLATE
The delicately-painted dove, carrying an
olive branch, soars against the starlit heavens
as the luminous earth moves by, and rays of
golden light reach out to the universe. American
artist, Sharon Crouse, designed the Peace on
Earth stained glass Christmas plate in response
to the worid's hope for peace. The design won
first place in the National Stained Glass Contest.
The stained glass plate is authorized by the
United States Historical Society.
To create this magnificent work, artists of
the Stained Glass Guild make each authentic
stained-glass round by carefully painting
hand-rolled cathedral glass with 16 colors, one
at a time. Then the glass is fired in a red-hot
kiln for four hours, fusing paints and glass
permanently. They will never fade.
Artisans place the stained glass into a
lead-free pewter rim, decorated with a design
of holly leaves and berries.
The issue will benefit organizations that are
aiding victims of wars throughout the world. One
Peace on Earth will be presented to the Seaetary
General of the United Nations.
Please send Peace on Earth stained glass
and pewter plate{s) , aafted by ±e Stained Glass
Guild in the U.S.A. at the advance issue price of
$125 plus $3 for shipping and handling. Each
plate is individually numbered and includes a
certificate of authenticity ft'om the society.
Limited edition.
Address
City State Zip
D I wish to pay in full at this time.
D I wish to pay a deposit of $32 and three
monthly payments of $32 each per plate.
D Check enclosed for $ .
(Maie check payable to U.S. Historical Society)
D Charge: VISA MasterCard
No. Exp.
(Virginia residents please add 4.5% sales tax.)
U.S. Historical Society, Dept. NH6
First and Main Sts., Richmond, Virginia 23219
1-800-788-4478
The United States Historical Society is a non-profit
educational organization dedicated to historical
research and the sponsorship of projects and
issuance of objects which are historically and
cotistically significant.
record include the relatives of such simple
modem creatures as sea anemones and jel-
lyfish, as well as unusual forms not easily
related to living groups. Bilaterally sym-
metrical organisms — simple worms — are
also represented by thin trails preserved in
the sediments. By the beginning of the
Cambrian period 545 million years ago,
these early faunas had been superseded by
diverse associations of complex animals
that included the trilobites, mollusks, an-
nelid worms, and invertebrate representa-
tives of our own phylum, the Chordata.
Over the past 545 million years, the
earth's repertoire of physical habitats has
remained relatively constant. Environ-
mental diversity, however, has continued
to grow, and ever more rapidly. This time,
the driving force has been not physical but
biological: life itself has become an
increasingly dominant aspect of environ-
ments. Cyanobacteria, by producing oxy-
gen, may have provided new environ-
ments for future organisms; in the
Phanerozoic, one organism can actually
become, or create, the environment for an-
other. The colonization of dry land by
plants, for example, created a broad range
of new habitats, making possible the
Animals, such as this 565 -million-year-
old Inkryloviay7-ow Russia, evolved
relatively recently (compared with
bacteria, which have a 3. 5 -billion-year-
old history). They could not appear until
the atmosphere contained enough oxygen
to meet their metabolic needs.
emergence of diverse terrestrial communi-
ties {see "One Giant Step for Life," page
22). Vegetation provided both food and
shelter for arthropods and, later, verte-
brates. Novel compounds synthesized by
the plants supported new types of bacteria
and fungi, including those that digest
wood. Many insects evolved in symbiotic
partnership with flowers, while mammals
and birds developed features that enabled
them to harvest fruits and seeds. Jonathan
Swift's doggerel proclaiming that "a flea
hath smaller fleas that on him prey" is apt,
as evolving animals have supplied food
and living space for a panoply of other
creatures. In our own case, these include
the mosquitoes that extract our blood, the
tapeworms and bacteria that reside in our
intestines, and the protozoans that cause
malaria and other scourges of our species.
In the conventional view, which empha-
sizes individual lineages of plants and ani-
mals, evolution appears to be a process of
replacement. New species evolve in suc-
cession, each occupying a particular habi-
tat and persisting untfl something comes
along that can do the job better or (more
commonly) until environmental disrup-
tion brings extinction.
The long view of evolution, however,
persuasively argues that biological diver-
sity is cumulative. The earth and its biota
have evolved in concert, with environ-
mental expansion repeatedly engendering
biological novelty. New species do not
simply replace old ones. Rather, new types
of organisms depend directly or indirecfly
on those that came before, and even the
most intricate ecological edifices of the
modem world rest on a microbial founda-
tion formed billions of years ago.
Andrew Knoll
20 NATtjRAL History 6/94
i-JUErHV
AMERICAN
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Alaska's Inside Passage
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Oct. 25 -Nov. 12, 1994
July 13-22, 1994
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appreciation of the natural world.
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Himalayan Wildlife
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Dec. 20, 1994 - Jan. 3, 1995
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January 9-31, 1995
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July 14-25, 1994
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Baja Whale Watching
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February 21 - March 2, 1995
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One Giant
Step for
Life
Simple, law-abiding plants led the
invasion of hostile lands
by Karl J. Niklas
I:^ In H. G. Wells's 1 895 tale The Time Ma-
^ chine, a scientist travels into the future to
pL^ a near-lifeless earth slowly circling a
dying sun and finds "intensely green vege-
tation... the same rich green that one sees
on forest moss or on the lichens in caves:
plants which... grow in a perpetual twi-
light." Ironically, this melancholy descrip-
tion of life's closure adequately describes
the earth when life first colonized the land
some 440 million years ago. Plants were
the very first forms of life to migrate onto
land, and by providing food and creating a
more humid and sheltered environment,
they paved the way for the later coloniza-
tion of land by animal life.
Although all life began in the oceans,
the first land plants came from freshwater
environments. The transition from water
to land was long and complex and one of
the greatest adaptive events in the history
of life. The fossil record shows that the
transition involved two phases that collec-
tively lasted about 75 million years.
The first phase got under way about
439 million years ago, when compara-
tively small and structurally simple plants,
resembling today's algae, began to colo-
nize the land. During this time numerous
adaptations evolved. Among the most im-
portant was the capacity to produce a cu-
ticle, a layer of waxlike material coating
the extemal surface of the plant body. The
cuticle is not required for life in water, but
it is the sine qua non of a land plant. Pores,
or stomata, in the cuticle were another es-
sential development, since plants need at-
mospheric gases for respiration and photo-
synthesis. (Neither nature nor the best
chemists have invented a material that is
both permeable to oxygen and carbon
dioxide yet impermeable to water.) Flank-
ing the stomata on most land plants are
highly specialized cells that can change
their size and shape depending upon the
availability of water. By regulating the di-
ameter of stomata, they can control the
rate at which water vapor is lost from plant
tissues to the air. The oldest currently
known fossil land plants with cuticles,
stomata, and guard cells are from very an-
cient rocks dating as far back as 410 mil-
lion years. Another important adaptation
was the evolution of plant spores with cu-
tinized walls that reduced water loss and
afforded mechanical protection as well.
The second phase of land-plant evolu-
tion started about 410 million years ago
with the appearance of larger, more com-
plex plants with tissues made up of cells
Requirements for Leaving the Water: For plants, life in
air first demanded cuticle, stomata, and — as they
became larger — vascular tissue.
that conduct water and sap throughout the
plant body. Vascular tissues are the
anatomical hallmark of the majority of the
plants most familiar to us — ferns, pine
trees, and the flowering plants.
All these modem plants, no matter how
complex, trace their evolutionary history
to the very first vascular plants, and their
diversity is the consequence of a remark-
ably rapid evolutionary specialization.
Within only fifty million years, or approx-
imately 12 percent of the entire history of
vascular plant evolution, virtually every
major plant group currently represented in
modem world floras evolved.
This great taxonomic explosion, rival-
ing that of the Cambrian explosion of ani-
mals {see "Life's Expanding Realm," page
14), occurred during the Devonian. Flow-
ering plants, which dominate today's
world floras, had not yet appeared by the
end of the Devonian, about 360 million
years ago. Comparative latecomers, they
made their first appearance in the fossil
record only 125 million years ago, during
the Cretaceous period.
That the initial colonization of the land
by plants took longer than the subsequent
radiation of vascular plants is not surpris-
ing. In many ways, life on land presented
huge difficulties for aquatic organisms. It
meant giving up unlimited access to water,
essential for the growth and reproduction
of every type of organism. It also meant
coping with the compressive effects of
gravity on body mass. (Water is roughly a
thousand times denser than air and affords
aquatic plants and animals a "mechanical
cushion" against the force of gravity.) In-
deed, we may well wonder why the land's
surface was colonized at all. Although we
may never know the answer to this ques-
tion, applying a little physics and chem-
istry provides some clues.
Two simple facts tell us that plants had
something to gain by leaving the water.
First, water absorbs and attenuates sun-
light, upon which all plant fife depends.
Second, the need for carbon dioxide and
oxygen — the basic metabolic require-
ments of plants — is better met on land
than in freshwater.
A basic law of physics — Bouguer's
law — shows that the intensity of Ught de-
creases exponentially as light passes
through a column of water. That is, if 50
percent of the available light energy is ab-
sorbed by the first centimeter of water,
then it is weakened yet another 50 percent
by the second centimeter, and so forth.
Also, the quality of light changes as it pen-
etrates the water column. Because wave-
Diagrams; Karl Niklas and Joe LeMonnier
22 Natural History 6/94
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THE BIRDS OF
SOUTH AMERICA
Volume II: The Suboscine Passerines
By Robert Ridgely and Guy Tudor
This eagerly awaited successor to
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year," encompasses over 1,000 species.
940 pages
1 ,043 maps
52 color plates
$85.00 cloth
Still available
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The Oscine
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THE BIRDS OF
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iy Robon S Ridgely
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lengths in the red end of the spectmm di-
minish more quickly than others, the effi-
ciency of photosynthesis is reduced. This
limits the depth to which plant life can sink
before the rate of photosynthesis fails to
match the rate at which plants consume
the foods they manufacture from sunlight
and raw chemicals. This equilibrium,
known as the compensation point, varies
among plant species, thereby permitting
different types of plants to grow at differ-
ent depths in oceans and deep lakes.
Yet another physical law demonstrates
that life in freshwater is harder than life on
land. Pick's law shows that the rate at
which carbon dioxide and oxygen diffuse
into cells depends upon a physical prop-
erty called the diffusion coefficient. The
higher the numerical value of the coeffi-
cient, the greater the rate of diffusion. Im-
portantly, the diffusion coefficients for car-
bon dioxide and oxygen dissolved in water
are significantly lower than they are in the
air. Thus, all other things being equal, car-
bon dioxide and oxygen take a longer time
to enter the cells of plants in freshwater
than to enter those on land.
Pick's law and a few rules of elemen-
tary geometry also tell us that since gases
don't diffuse well into aquatic plants, the
best shape for a plant is one that will max-
imize its surface area in relation to its vol-
ume. In other words, to get enough gases
for its internal needs, an aquatic plant
needs either to remain very small in size or
to adopt "high surface area" shapes. Ex-
amples are long, cigar-shaped plants or
broadly flattened, leaf-shaped plants, such
as sea lettuce.
Finally, all these lessons about the phys-
ical properties of water and gases can be
used to construct a scenario for the colo-
nization of the land by plants. Their small
size (dictated by Pick's law) conferred
ecological and evolutionary advantages on
aquatic plants. Small organisms grow and
reach sexual maturity more rapidly than
their larger counterparts. Therefore, they
can live in ecologically changeable habi-
tats. Also, small organisms, with their
comparatively rapid life cycles, tend to
have higher mutation rates and, as a very
general rule, evolve more rapidly than
larger organisms. Thus, small plants grow-
ing just below the surface of ancient fresh-
water lakes or water-saturated soils likely
multiplied rapidly and had high mutation
rates — features that conferred many ad-
vantages when water levels periodically
dropped. Only those plants capable of en-
during short-term water deprivation and
brief exposures to the air could survive
Horsetail
0.
50.
100.
150.
S200.
>250-
§300
350
400
450
500
550-J
Club Moss
J£*s^pI
Grass
Daisy
Neogene
Paleogene
Cretaceous
E
<r^
^ «BHHU
Jurassic
Triassic
Permian
Carboniferous
Angiosperms
(Flowering Plants)
^J-
Devonian
Silurian
First Vascular Plants
Ordovician
Cambrian
The Great Plant Explosion: The diversity of today's land plants is the
resuh of a remarkably rapid period of diversification in the Devonian.
24 Natural History 6/94
and serve as the source for future genetic
variation and evolutionary innovation.
Continued genetic "trial and error"
eventually led to adaptations permitting
plants to survive longer and longer periods
of exposure to the air and culminating in
plants with cuticles, stomata, and cu-
tinized spore walls. This scenario also ex-
plains why these early, nonvascular land
plants are not often found in the fossil
record. Not only are small organisms
likely to be overlooked; they are also not
likely to be preserved, particularly in dy-
namically changing freshwater habitats,
such as those proposed here as the cradle
for early land plant evolution.
When the second, rapid phase of land-
plant evolution began with the appearance
of vascular tissues, it was attended by an
overall evolutionary increase in plant size
and height. Larger plants are not only
more efficient at conserving water on land;
they also can produce more spores and el-
evate their reproductive and photosyn-
thetic organs above shorter neighboring
plants that are competing for the same re-
sources (water, sunhght, and space).
The increase in plant size and height
was likely the outcome of a biological
arms race in which the weapons were ex-
tensive root systems to absorb water, a
canopy of leaves to intercept all the avail-
able sunlight, and tall, robust stems ca-
pable of elevating and dispersing repro-
ductive organs far above, and away from,
the interference of neighboring plants.
This increase in plant size required vascu-
lar tissues through which water and other
nutrients are rapidly transported from one
part of a plant to another. And because
vascular tissues are very strong and com-
paratively Ught in weight, their mechani-
cal properties are ideal for building very
tall structures. Indeed, many biologists
tend to forget that the largest organisms
that ever lived are trees. Built of vascular
tissue — wood — the largest modern se-
quoia is taller (longer) and more massive
than any whale or dinosaur!
Although they do not have access to
H. G. Wells's time machine, evolutionists
can draw on a wonderful fossil record —
documenting more than three billion years
of biological history — for an understand-
ing of the mutability and adaptiveness of
life in response to the physical challenges
posed by constantly changing environ-
ments. They also benefit from knowing
that the outcome of evolutionary experi-
ments must comply with the laws of
physics and chemistry, as well as the rules
of geometry.
A boat brings you as close
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as well as the rare Atlantic Pujfin.
You'U find thousands of exciting things to do in our 1994 Travel Guide.
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A Spinal
Column
Who 's winning: Big, smart
humans? Small, dumb mice?
Or chiropractors?
by Roger L. Welsch
Folklorist Henry Glassie quotes the Ap-
palachian mountain man who, when asked
about the history of his region, responded,
"First there was the dinosaurs... and then
Daniel Boone... and here we are!" The
breadth of that view is hard to beat, but pa-
leontologists at the American Museum of
Natural History hope to meet the chal-
lenge. Between now and 1996, the Mu-
seum will open six exhibition halls filled
with fossils that illustrate the evolution of
vertebrates, or animals with backbones.
This is a massive undertaking, even if it
excludes Congress. According to a new
Museum guidebook, vertebrates include,
for example, sharks, salamanders, Uzards,
kangaroos, and horses. Phew, imagine the
surprise of the kangaroos when they show
up at their 500-million-year family re-
union and get a look at those relatives!
The first two halls that are opening,
states the guidebook, "feature the group to
which humans belong, mammals and their
extinct relatives." To my mind, those
tacked on words — "and their extinct rela-
tives"— represent the most mysterious
branches of the evolutionary tree. Why did
some family lines continue and change,
while others died out?
I don't keep up with the finer points of
the biological sciences beyond what I read
on the front cover of the National En-
quirer while I am waiting at the grocery
store checkout counter ("Stranded Ahen
Fathers Child of Zsa Zsa Gabor!"). But it's
my impression that trying to find logic or
pattern within the processes of natural se-
lection is right up there with following a
teen-age daughter's explanation of why
she missed her curfew.
Turtles make sense to me. Years ago, a
Mend of mine who operated a gravel-pit
pump came roaring into my yard, excited
because he believed he had dredged from
his Pleistocene glacier rubble a petrified
human brain. At first glance I recognized
that what he held in his hand was not a
brain but a turtle, turned to limestone mil-
lenniums ago. I could even recognize what
kind of turtle it was — a Blandings or some
mighty close relative. Turtles represent
evolution at its best, a creature built to last.
I've watched coyotes and cows paw at
closed turtles and tortoises without dam-
aging them. Flood, drought, fire, famine,
isolation. . .turtles take them all in slow but
steady stride. Little wonder that turtles
have survived.
Now, explain to me how the opossum
has made it this far, right along with the
Blandings turtle. The moment the first
possum fainted away in terror upon en-
countering a coyote, the possum should by
all reason have become extinct. But not ten
days ago. Lovely Linda came in to tell me
some savage creature was asleep in the
chicken house, and when I went out to in-
vestigate, there he was — oF possum, terri-
fied into a coma by a rooster. Pink-nosed,
pink-toed, and utterly defenseless, he was
a generous lunch for anyone so inclined.
The fossil skull of a coyote (left) was
found crushed beneath the bones of a
mammoth. The coyote may have been
standing too close to the dying mammoth
when it fell or when its carcass shifted.
A modem skull (right) is intact.
Ken Bouc, NEBRASKAIand Magazine; Nebraska Game and Parks Commission
26 Natural History 6/94
Donald Harmon Doesn't Mind
A Little "Fun And Games"
In His Classroom.
Especially when the game
s "Danopoly," the creation of his
_^__^__ _ jh school honors students in
^^^^^ J^^-N. ^^ ' Danville, Indiana.
^^^P^Bjjk ^'^JIh With the help of Junior Achieve-
^S^^r "% ^ ment and Donald's guidance, they sold
advertising space on the "properties" to local businesses.
They researched their town's history. They designed a game board
and box. And marketed the final product.
^^^ Their clever adaptation of the classic game helped raise $4,000
H^^^H for a variety of school groups. But the students profited in more
^9^^^r ways than one. They learned a lot about business.
And they gained a better awareness of the community in which they
live. We'd call that an excellent return on your investment.
And that's why State Farm is pleased
to present Donald Harmon with our
Good Neighbor Award and $5,000 to
Danville Community High School.
STATE FARM
INSURANCE
Good
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STATE FARM INSURANCE COMPANIES
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The Good Neighbor Award was developed in cooperaticin
BuschGarpens
, Sea^rld
Don't miss the
June 8 live
broadcast of
the 1994
Anheuser-Busch
Theme Parks
Summer
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CBS-TV^
The Anheuser-Busch Theme
Parks Summer Celebration will
be broadcast live from 8:00 to
9:00 pm EDT from
Busch Gardens, Tampa Bay.
With celebrity hosts and
entertainment, this family
special will focus, in part, on
the many youns people who
are workins to make our
planet a better place for all its
inhabitants. This special will
also showcase all the excitins
new attractions at the
other Anheuser-Busch
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[♦♦♦
eaturins<
the Anheuser-Busch
A Pledge & A Promise
Environmental Awards!
These awards were judged
by representatives from the Center
for Marine Conservation, the Hubbs-
Sea World Research Institute, the
Izaak Walton Leasue of America, the
National Fish and
Wildlife Foundation, the ,
National Wildlife
Federation and the
Sea World/Busch Gardens''
Education Departments.
No pattern or logic there in that survival.
Another example is one of my favorites
among the paleontological treasures at the
University of Nebraska State Museum. I
was fascinated by the specimen when I
first saw it thirty years ago, and just last
month I stood before it again, no less
awed. The central element of the exhibit is
the fossilized remains of two gigantic
mammoths. Their huge tusks locked in
etemal battle, the great creatures died star-
ing into each other's eyes. They stood
there in their last moments, magnificent
creatures to the end. And, as such things
go in biology, they were not alone.
A coyote watched as the drama un-
folded. From experience, he knew what
was happening. I have tried to imagine
what must have gone through that coyote's
mind: "Never again will I have to eat a
grasshopper or mouse. There is enough
meat in these two beasts to last me the rest
of my life. I'll just eat my way into one of
the carcasses and spend the rest of my life
in there eating and sleeping, sleeping and
eating. Is this going to be great or.. . ."
At this point, however, the unfolding
drama took a twist. The great mammoths
staggered a Uttle too quickly, a httle too far
in the wrong direction and fell — right on
the coyote. And there the coyote's fos-
silized skull is squashed flat, right under
the bones of the mammoths.
Dead mammoths, dead coyote. But
consider this: the coyote — puny and emi-
nently squashable — persists right here on
the same Plains where his ill-fated ances-
tor died, while the mammoth has become
extinct, along, so far as I can tell, with
cheap electricians and reliable plumbers.
The mammoth is gone and the coyote
thrives. It makes no sense.
I think of that mystery every time I see
a road-kill coyote along the highway:
"Wow, if things had gone the other way
around, this would definitely be a good
place to own an auto body shop!"
Horses were here, and then horses were
gone, and then horses were here again.
What's that all about? We're big and
smart, mice are little and dumb, mosqui-
toes are even smaller and even dumber. So
who do you think is winning the evolu-
tionary survival game within that trio?
See? It makes no sense at all. The brightest
and biggest — whales, elephants, rhinocer-
oses— are all threatened; the dumbest and
most humble of us are apparently doing
just fine (there was another possum in the
chicken house this morning).
And yet there is change, there is cause
and effect, there are valid conclusions.
There is, for example, within the family
tree of vertebrates, evidence of the work-
ings of evolution. Vertebrates, we can
safely say, unquesrionably gave rise to chi-
ropractors.
Folklorist Roger L. Welsch lives on a tree
farm in Dannebrog, Nebraska.
28 Natural History 6/94
S 1994 Sea ■World. Inc.
Bein^ stranded on a deserted beach
seems very romantic.
Unless you're tnree hours old.
Hours after her birth, a violent storm separated this harbor seal
pup from her mother. She was hungry. Defenseless. And scared.
Unable to survive in the ocean, she beached herself.
Our Beached Animal Recovery Team gently collected the
helpless pup on Valentine's eve. Appropriately, they named her
Cupid. Back at Sea World's animal care facility, Cupid was given the
medical attention, food and love she needed to live.
Three months later, she ^vas strong enough to return home. So
we found a beautiful stretch of Pacific Ocean frequented by fellow
harbor seals. We kne-w it was the perfect match for Cupid. And we
feel good knowing her life in the ocean will be a lot more romantic.
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The Games Species Play
Joan Mir6, Le Chant au Rossigne ^ Minuit et la Piute Matinale; © 1 994 Artist's Rights Society; Perls Galleries. New York
In the good old days — say a century ago, give or take a few decades — scientists had a
clear understanding of the evolution of life. Lispired by Charles Darwin's view of the role of
natural selection, they argued learnedly about the survival of the fittest and the immutabihty
of species. These radical ideas even moved into social and political realms — sometimes
with ugly consequences. But life, in all its complexity, doesn't follow the clear-cut rules we
are inclined to draw up for it. And good science never stops looking, questioning, learning,
and challenging even its most sacred concepts. Scientists, with tools of high technology (as
examples, they can now decode a gene, watch a cell battle an intruder on its membrane,
trace an element through a complex food chain) and aided by the vast accumulation and
circulation of knowledge (the electronic information highway is the latest gimmick, but
universal postal service, fast printing presses, and cheap photocopiers weren't shabby
innovations, either) are indeed making progress in understanding how life works. The
following studies (selected from thousands of equally intriguing possible topics) reveal
some of that progress and the continued significance of the Darwinian perspective. They
also show that biological science is still the most exciting game on the face of the earth.
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Feminist
Bacteria of
Ladybird
Beetles
A dose of antibiotics can clear up
many problems, including a
biological puzzle
by Gregory Hurst and
Michael Majerus
Like humans and many other animals,
the two-spotted ladybird beetle tends to
produce sons and daughters in approxi-
mately equal numbers, sex being deter-
mined by the genetic constitution of the
father's sperm. Fifty years ago, however,
Ya Ya Lus — a Russian scientist breeding
ladybirds in the attic of his house — no-
ticed that some females produced mainly
daughters. Intriguingly, these females also
laid many eggs that simply failed to hatch.
Lus performed an analysis of this odd phe-
nomenon and showed that the mother, not
the father, was apparently responsible for
the plethora of daughters and that the
dearth of sons was due to the death of male
embryos early in their development. Un-
fortunately, with the information available
to him, Lus was unable to determine how
this strange state of affairs came about.
The story of male ladybird mortality
was recently taken up in the United King-
dom, where field research into the mating
preferences of these beetles had turned up
similar skewed sex ratios and where
breeding experiments in the lab had deter-
mined that, as in Lus's attic, females were
behind the superabundance of daughters.
And, as Lus had also noted, only certain
ladybird "families" were involved. To find
out more, we began our real detective
work.
Genetic material in the nucleus of a cell
comes from the mother and father in equal
proportions, but there is far more to an or-
ganism than its nuclear genes. In fact, the
vast proportion of any new individual is
made up of cytoplasm, all the protoplasm
in a cell outside the nucleus. This cyto-
plasm also contains genetic material. In
most kinds of organisms, a new embryo is
formed following the fertilization of an
egg cell (which contains large amounts of
cytoplasm) by a spermatozoon (which
contains very little). The genes in the new
organism's cytoplasm thus come almost
exclusively from its mother.
Cytoplasm genes are less numerous
than nuclear genes, but they may be of
many types. Some, such as mitochondria,
may be essential to such basic cell func-
tions as energy production. Other genes
may come in the form of viruses, proto-
zoans, or bacteria that Uve and reproduce
in the cytoplasm of their host cells and are
passed along with the rest of the genetic
material in the reproductive cells of their
host.
As we set out to track down the killer of
our male ladybird embryos, we followed
the scientific dictate, "Do easy, cheap ex-
periments before difficult, expensive
ones." And since previous work by others
had turned up male-killing bacteria in
other situations, we adopted an approach
familiar to physicians; "If there is a suspi-
cion that the problem is caused by bacte-
32 Natural History 6/94
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ria, treat with antibiotics." Therefore, we
fed our female ladybirds tetracycline in
syrup (the best way to get ladybirds to take
medicine).
Our frugal approach paid off. Almost
immediately, the hatch rate of eggs laid by
the treated females increased, suggesting
that males were now surviving. And in-
deed, when we examined the offspring
produced by these females, we found
roughly equal numbers of each gender.
Our killer appeared to be a bacterium. Mi-
croscopy subsequently corroborated this
analysis, and further work by Jack Werren,
of the University of Rochester, produced
molecular confirmation: a bacterium,
passed down from mother to daughter, had
killed the sons.
Like any other organism, this bacterium
should be trying to reproduce, to perpetu-
ate itself. But in killing the males, it ap-
pears to be committing suicide. So what
does the bacterium have to gain by such
misandrous behavior? A great deal, sug-
gests ladybird ecology. By killing male
embryos early in their development, a bac-
The typical two-spotted ladybird beetle is
a rich red with two black spots. Dark
individuals, however, are not uncommon
and are as successful as their more
traditionally colored conspecifics at
finding food and mates.
Michael Majerus
33
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As young larvae of the two-spotted
ladybird disperse from their egg batch to
seek aphids, they leave behind a jumble of
egg debris. The yellowish remains are
unhatched eggs that have been
cannibalized.
Michael Majerus
terium may help insure the continued sur-
vival of its relatives, all geneticaUy identi-
cal to itself.
Ladybirds lay clutches of about fifteen
eggs, which hatch over a period of two to
three hours. Any eggs that have not
hatched within this time are eaten by sib-
hngs that emerged earUer; 5 to 10 percent
of all ladybirds may die this way. The bac-
terium's actions reduce this cannibahsm,
at least on female embryos. Male embryos
killed by the bacterium no longer pose any
threat as cannibals and instead serve as
food for their female sibhngs. They may
even provide some protection for late-
hatching females, which are less Ukely to
be cannibalized when there are so many
perfectly nutritious dead male eggs lying
around for the taking. And anything that
increases the survival of females — which,
unUke males, can transmit cytoplasmic
material — is, of course, also good for the
bacterium.
The death of male ladybird embryos
may have other, even more potent effects
on female survival, however. Sibling egg
cannibalism is common in ladybirds,
probably because getting a meal early on
in life greatly increases the likeUhood that
a ladybird larva wiU survive. The larvae
are small (no more than 2 mm long) and
bom with scant energy reserves; without
food, they will not five much more than a
day. Newly hatched larvae feed on aphids,
which they search out primarily by touch.
If they do happen to bump into an aphid,
their chances of capturing it are poor. The
aphids are two to three times their size and
have several defense mechanisms: they
may kick the larvae away, run away them-
selves, or drop off the host plant to avoid
capture. Many larvae die without obtain-
ing their first aphid meal.
Cannibalism boosts energy reserves at
this vulnerable stage, and any larva that
gets a highly nutritious egg meal is more
likely to last long enough to catch that
first, crucial aphid. Having lots of dead
male embryos around is an additional ad-
vantage; in such clutches, every female
has, on average, at least one dead brother
to feed on. Again, the dead males' sisters
are not the only ones to benefit; the set-up
is also advantageous to the bacterium hv-
ing in them, for with the death of the
males, the survival and propagation of the
bacterium depends totdly on that of the
female ladybirds.
The bacterium thus seems to have
worked matters out quite nicely: by killing
males, the sex through which it cannot be
inherited, it enhances the survival of fe-
males, the sex through which it can. But
why has the ladybird beede not died out
for lack of males? After all, while the fe-
male beeties may not need many males to
reproduce, they cannot do without them
entirely.
As it turns out, uninfected individuals
are being produced all the time, for a cou-
ple of reasons. For one, the bacterium is
not perfectly transmitted from generation
to generation: 10 percent of daughters are
free of the infection. For another, a bac-
terium residing within a female inevitably
uses some of its host food reserves for its
own metabolism, thus reducing her fecun-
dity and longevity. This, too, slows down
the rate of bacterial transmission. Bad for
the bacterium in the short term, this imper-
fect ttansmission is necessary for its sur-
vival over the long term. A completely
successful bacterium, like a predator that
wipes out all of its prey, would be doomed
to follow its host to extinction.
34 Natural History 6/94
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Genetic
Invasion of
the Insect
a Body
S Snatchers
o
>
By controlling sex and survival,
some parasites can turn their
hosts into new species
by Jack Werren
My first encounter with a jewel wasp in
the wild occurred along a roadside in the
mountains of Utah. I had stopped to inves-
tigate a porcupine that had been run over
several weeks previously. Flies had long
since arrived and done their handiwork.
All that remained of the original animal
was skin, bones, and quills. Beneath the
skin, thousands of fly larvae had pupated
and were metamorphosing into adults. But
another organism was doing to the flies
what they had done to the porcupine. This
was the jewel wasp, Nasonia vitripennis.
SmaU (about 3 mm long) and gnatlike,
the jewel wasp is unremarkable to the
naked eye, but seen through a microscope,
it is a beauty. Its finely faceted body shim-
mers with iridescent colors that change
with die angle of light. A female jewel
wasp seeks out fly pupae and kills them by
injecting them with venom. She then lays
twenty to forty eggs in each fly puparium.
The eggs hatch into larvae one to two days
later and begin to devour the meal pro-
vided by their mother. In about two more
weeks, the adult wasps emerge. Tlie short-
winged, flightless males mate and die in
the patch of fly pupae they were bom in.
The newly emerged winged females fly
off immediately after mating in search of
fresh fly pupae in which to lay their eggs.
What originally attracted me to these
creatures was the female's ability to con-
trol the sex of her offspring. In wasps,
bees, and ants, males develop from unfer-
tilized eggs and are haploid (that is, fliey
have just one set of chromosomes, inher-
ited from die mother), whereas females
develop from fertilized eggs and are
diploid (with two sets of chromosomes,
one from each parent). After mating, the
female jewel wasp stores sperm in a spe-
cial organ called a spermatheca. This
organ resembles a balloon with a strawlike
tube at one end; attached to the nibe is a
muscle that can either straighten out and
allow sperm to pass to the egg (resulting in
a daughter) or can crimp the tube and
block the sperm (resulting in a son). How
many daughters a female produces de-
pends on a number of factors, including
whether she is the first wasp to lay eggs in
a fly pupa (in which case shell lay mostly
daughters) or the second (in which case
she will lay more sons).
Despite the female's impressive ability
to influence the sexual identity of her
progeny, her control is far from complete.
The jewel wasps, like the porcupine and
the fly larvae before them, are fliemselves
victims of parasites. They harbor an as-
semblage of genetic parasites that can alter
an insect's reproductive system for their
own advantage.
The jewel wasp is not alone in this. As
scientists have discovered over the last
decade, virtually all organisms carry ge-
netic parasites that perpetuate fliemselves
at the expense of flieir host. Some of these
parasites are bacteria "inherited" from one
generation to the next through die host or-
36 Natural History 6/94
These minute jewel wasps, seen here
against grains of sand, are parasites that
are themselves victims of parasitic
bacteria and parasitic DMA.
Ed Bridges
ganism's eggs (see "Feminist Bacteria of
Ladybird Beetles," page 32). Others are
actual pieces of DNA that reside in the
host organism's chromosomes. For ex-
ample, in most organisms small, mobile
pieces of DNA called transposons make
and insert extra copies of themselves in the
chromosomes of their hosts. Humans have
hundreds of thousands of copies of a trans-
posonlike element called Alu that makes
up more than 5 percent of our DNA. This
parasite is relatively benign, although
every once in a while it causes a harmful
mutation by inserting itself in the wrong
place. Other organisms, such as mosqui-
toes, mice, and fruit flies, have parasitic
chromosomes that are able to insure that
they end up in all the host's reproductive
cells, rather than just half, as would nor-
mally occur during meiosis.
What makes the jewel wasp unusual is
the variety of genetic parasites it harbors
and the severity of their effects. Not all in-
dividuals are infected with all these para-
sites at any given time, but among those
commonly found are bacteria that kill
male embyros; a second element (which
we have not identified yet) that is transmit-
ted only through eggs and that causes the
wasp to produce nearly 100 percent
daughters; and a bacterium called Wol-
bachia that prevents the development of
hybrid offspring engendered by the mat-
ing of jewel wasps with wasps of closely
related species. But the most remarkable
piece of parasitic DNA found in the jewel
wasp is the paternal sex ratio chromosome,
PSR for short.
PSR is a killer chromosome. Diminu-
tive— about one-fifth the size of a regular
chromosome — it is found only in some
males of the species. PSR hitches a ride in
the spermatozoon along with the other
chromosomes. Just as picking up human
hitchhikers can sometimes be dangerous,
sharing a sperm with PSR is fatal for its
fellow travelers.
After an egg is fertihzed, PSR destroys
all the other paternal chromosomes, caus-
ing them to condense into a mass, which is
eventually lost during development. PSR
alone survives to join the maternal chro-
mosomes within the egg. Without the frat-
ricidal action of PSR, the egg would have
been diploid, and the fertile embryo would
have developed into a female. With PSR
on board, the fertihzed egg will remain
haploid and produce a male. This sex
change is advantageous for the parasite
because PSR in male wasps is transmitted
to 100 percent of the spermatozoa (and
thus to the next generation). But PSR
stuck in a female tends to get lost during
meiosis and reaches significantly less than
50 percent of her eggs.
PSR is not only a killer of chromo-
somes; it is also a serial killer In each gen-
eration, it becomes associated with and de-
stroys a new set of chromosomes,
converting females into males. Because
this chromosome is so deadly, inevitably
eliminating all the chromosomes with
which it is associated, generation after
generation, it is considered the most ex-
treme example of parasitic DNA so far
identified from any species.
Genetic parasites such as PSR chal-
lenge our basic concept of what an organ-
ism is. For example, PSR is pan of the
jewel wasp's DNA, but it is harmful to the
rest of the genetic material. We now know
that most organisms contain a variety of
parasitic DNAs. Certainly an organism's
genome is not a completely cooperative
<
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unit, as we used to think. There is conflict
within the genome.
How does such genetic conflict begin?
For instance, where did PSR come from?
Trying to answer such questions brought
me back, somewhat circuitously, to Wol-
bachia. Ail the jewel wasps I have col-
lected from the wild carry these intracellu-
lar bacteria, which reside in cells of the
male and female reproductive tract. The
bacteria can be quite numerous: jewel
wasps typically harbor one to two thou-
sand in every egg.
At first glance, Wolbachia would appear
to be simply going along for the ride.
However, when we cure insects of the
bacteria by treating them with antibiotics
or arrange matings between insects carry-
ing different strains of Wolbachia, we find
that the bacteria exercise considerable
control over the insects' reproduction.
In these developing jewel wasp sperm
cells, the stubby, darkly stained PSR
chromosomes (see arrows) lie next to the
larger, lighter chromosomes that
they will ultimately destroy.
Wolbachia bacteria in a male's testes can-
not be transmitted via the sperm, but they
do modify his chromosomes, probably by
producing proteins that bind to the sperm's
DNA. Unless bacteria of the same strain
are also present in the egg to undo this
modification, the sperm-delivered chro-
mosomes will fragment and be destroyed
in the fertilized egg. For most insects, this
results in the death of the embryo. In the
jewel wasp, the outcome is less than lethal:
it results in (haploid) males.
The bacteria benefit indirectly because
ehminating the daughters of females who
do not have the same bacterial strain actu-
ally increases the frequency of that strain
in the population. By this mechanism, in-
fected females can eventually predomi-
nate, as is seen in populations of jewel
wasps and many other insects.
Some scientists have speculated that
control by Wolbachia over the insects' re-
production may be important in the evolu-
tion of new species. A key step in specia-
tion is reproductive isolation of
populations, which allows them to evolve
in divergent directions. If bacteria cause
reproductive incompatibility between
populations that once interbred, bacteria
may also promote speciation.
The situation in jewel wasps suggests
this may indeed happen. Nasonia vitripen-
nis, which lives throughout the world, has
two close relatives in North America: N.
longicomis, in the west, and N. giraulti, in
the east. The cosmopolitan N. vitripennis
overlaps with the two others in some
places, making hybridization between
them a real possibility. In our lab, we have
found that while the three different species
of jewel wasp wiU mate with one another,
no hybrid progeny result. Closer examina-
tion reveals that chromosomes from sperm
are chopped up into httle pieces in the fer-
tiUzed egg. However, when we cured the
wasps of their Wolbachia infections and
repeated the crosses, true hybrid progeny
developed. In other words, reproductive
isolation is "curable."
What does all this have to do with PSR?
Occasionally in incompatible crosses a
piece of chromosome survives the frag-
mentation process and is passed on to the
next generation. Bryant McAllister, a
graduate student in my laboratory, has
found that DNA sequences on PSR are
much more similar to DNA from A^. longi-
comis than to DNA of the jewel wasp, in-
dicating that PSR is an "ahen chromo-
some" that came from the former species
during an incompatible cross. One of the
pieces of PSR DNA that McAUister has
studied is itself a transposon, which makes
it a piece of parasitic DNA on a piece of
parasitic DNA, generated by a parasitic
bacterium within a parasitic wasp. PSR
may owe yet another debt to the Wol-
bachia— its ability to destroy chromo-
somes. We are now testing the possibility
that PSR acquired the relevant genetic ma-
terial from Wolbachia by genetic ex-
change during formation of the chromo-
some.
Wolbachia are turning out to be quite
common in insects. During one trip to the
rain forests of Panama, for example, I col-
lected and examined more than a hundred
species and found that more than 5 percent
were infected with Wolbachia. Extrapolat-
ing to the global insect fauna, which is cur-
rently estimated to be at least five million
species, an amazing 250,000 species may
be infected with Wolbachia. Only time
will tell whether these reproductive para-
sites are important in the evolution of new
species, but the possibility is tantalizing.
At any rate, I have had to give up my con-
ception of an organism as a strictly coop-
erative unit. When I peer through a micro-
scope these days, I am no longer even
certain where one organism ends and an-
other begins.
38 Natural History 6/94
Bacteria
Break the
Antibiotic
Bank
Drug-resistant genes are leaping
across species boundaries
by John Maynard Smith
The brief era in which such infectious
diseases as pneumonia, tuberculosis, and
gonorrhea could be effectively controlled
by antibiotics may be nearing its end.
Strains of disease-causing bacteria resis-
tant to penicillin and other antibiotics have
rapidly evolved, and — even more unset-
tling— such resistance can often be passed
from one type of bacterium to another.
Penicillin, for example, kills bacteria by
binding irreversibly to enzymes (called
penicillin binding proteins, or PBPs for
short) that normally help bacteria manu-
facture cell walls. The penicillin bond puts
the PBP enzymes out of action and thus
prevents bacteria from synthesizing new
cell walls. As a result, the bacteria die.
But bacteria can evolve resistance to
penicillin in two ways. The first and most
common method is for bacteria to arm
themselves with B-lactamase, an enzyme
that breaks down penicillin before it can
do any damage. The gene that codes for 6-
lactamase is not actually part of the bacte-
rial chromosome; it is carried on an acces-
sory piece of DNA known as a plasmid.
Plasmids, which are self-replicating cir-
cles of DNA, can travel from one bac-
terium to another, and from one kind of
bacterium to another, across very wide
taxonomic boundaries.
Almost all bacteria carry plasmids,
which confer a wide variety of properties
on their hosts, including the ability to me-
tabolize unusual nutrients, to resist heavy
metal ions and toxic substances, and to re-
sist attack by viruses. Plasmids that en-
code for 6-lactamase probably originated
a long time ago. Penicillin has been
around for many millions of years, al-
though its clinical use is new. It is manu-
factured by some soil fungi, presumably
because it helps them to compete with soil
bacteria. Most likely, a plasmid that per-
mitted the production of 6-lactamase first
evolved in a soil bacterium, and it and its
host then proliferated because of the pro-
tection it conferred.
During the last fifty years, as a result of
the widespread use of antibiotics, plas-
mids with the gene for B-lactamase have
been incoiporated in most of the bacteria
that live in humans. Acquiring plasmids
that carry the genes they need is one way
bacteria can evolve and become adapted to
changed circumstances — in this case the
increased exposure to penicillin. This is
similar to the process of symbiosis,
whereby higher organisms sometimes ac-
quire new abilities by linking up with a
partner — such as a bacterium, fungus, or
alga — that has the necessary genes.
For example, the roots of peas and
beans have bacteria that provide them with
nitrogen in usable form, and heathers have
fungi associated with their roots that en-
able them to live on nutrient-poor, acidic
soils. Similar symbioses enable termites to
digest wood and some animals to live in
deep-sea vents. The difference between
these examples and plasmids is that the
symbionts of higher animals and plants
were once capable of a free-living exis-
tence, and often still are, whereas plasmids
are mere circles of DNA that could never
have multiplied outside a cell. They appar-
ently originated as pieces of bacterial
chromosomes.
Most bacteria have evolved the ability
to resist penicillin by acquiring a partner, a
Complicating the treatment of gonorrhea,
some strains of the bacterium Neisseria
gonorrhoeae are no longer vulnerable to
penicillin and certain other antibiotics.
They have acquired their resistance by
incorporating bits of DNA from other
bacterial species — a process known as
genetic transfonnation.
Photographs CNRI/Science Photo Library; Photo Researchers
tn
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plasmid, that has the necessary gene. Plas-
mids that confer resistance to many other
antibiotics are also now widespread. Some
plasmids even carry genes that enable
them to confer resistance to more than one
antibiotic.
Other bacteria have followed a different
route to penicillin resistance: they have
changed their PBP enzymes so that peni-
cillin will no longer bind to them. This is
true of Neisseria, a genus that includes the
causative agents of gonorrhea and of some
cases of bacterial meningitis.
The gene coding for the PBP2 enzyme
(the most important of the peniciUin bind-
ing proteins) was analyzed for several
penicillin-sensitive strains of Neisseria
meningitidis and for a number of resistant
strains. The sensitive strains were all very
similar to one another, and their differ-
ences had little effect on the sequence of
amino acids (protein building blocks) in
the PBP2 enzyme. The genes belonging to
the resistant strains, however, differed sig-
nificantly. Each gene was a mosaic, con-
sisting of DNA pieces that were very sim-
ilar to the corresponding pieces in the gene
from the sensitive strains, along with
pieces that differed in about 20 percent of
their bases (the chemical units in DNA
that determine what amino acids will be
inserted in the protein).
The variant pieces must have been ac-
quired from another bacterium. We know
that Neisseria cells actively take up bits of
DNA from their surroundings, preferring
DNA similar to their own. The DNA is
broken into pieces, and some of the pieces
are slotted into the bacterial chromosome,
replacing those that are already there. This
process of "transformation" is analogous
to sex in higher organisms: it is a means
whereby genetic material from two ances-
tors is combined in a single descendant.
The difference is that in the sexual process,
the new individual gets half its DNA from
each parent, whereas in transformation,
the recipient cell gets only a small fraction
of its DNA from a donor But from an evo-
lutionary point of view, the two processes
have similar consequences: favorable mu-
tations occurring in different ancestors can
combine in a single descendant.
In the case of Neisseria, we know
where the introduced blocks of DNA
come from. The genus includes not only
the bacteria causing meningitis and gonor-
rhea but also a number of harmless species
found in the human throat. Some of these
are naturally resistant to penicillin, and
were so before the clinical use of antibi-
otics began. The introduced blocks are al-
Genetic transformation has enabled
strains o/Streptococcus pneumoniae,
which cause respiratory disease, to resist
many antibiotics. The bacteria (within the
globules) also combat the body's natural
immune defenses by enveloping
themselves in capsules of secreted
material.
most identical to the PBP2 genes found in
one or the other of two harmless species,
N. flavescens and N. mucosa. Thus N.
meningitidis evolved resistance to peni-
cillin by acquiring DNA from related spe-
cies that were already resistant. The same
is true of M gonorrhoeae.
The PBP genes in resistant Streptococ-
cus pneumoniae, an important cause of
respiratory disease, also show a mosaic
structure, and we are confident that they
too were acquired by genetic transforma-
tion. The donor species, however, has not
yet been found. (S. pneumoniae, inciden-
tally, was the bacterium in which bacterial
transformation was first discovered by F.
Griffith in 1928. Oswald Avery then
demonstrated that the transforming factor
was DNA, and this led James Watson and
Francis Crick to study the structure of
DNA. So began the molecular biology
revolution.)
Does transformation play a comparable
role in other bacteria now developing re-
sistance to antibiotics? We cannot be sure.
Many bacteria, including the geneticist's
favorites, Escherichia and Salmonella, do
not actively obtain outside DNA — they
are not, to use the jargon of microbial ge-
netics, "competent for transformation."
But even these bacteria can acquire DNA
from other cells. For example, bacterio-
phages (viruses that Uve in bacteria) some-
times carry bacterial DNA into a new host
cell by accident.
These and other forms of bacterial evo-
lution, with the consequent spread of an-
tibiotic resistance, are undermining our
ability to treat infectious diseases, includ-
ing the infections that can wreak havoc
with any form of surgery. Further cause
for concern is the increasing use of bacte-
ria in industrial processes. If genetically
engineered organisms are released into the
environment, the genes in those organisms
are unlikely to remain where we put them.
We therefore have to ask not only whether
the released organism is harmless but also
whether the genes it contains are harmless.
40 Natural History 6/94
<
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3
M
41
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>
On Darwin,
Snow, and
Deadly
Diseases
An evolutionary approach to
disease control could vastly
improve public health
by Paul W. Ewald
The other passengers on the London
train must have dismissed me as another
mental casualty of twentieth-century
urban life. I had looked out of the train
window, let out a "Ha!" and then chuck-
led, nodding my head as though I had just
been told a joke by an invisible friend. But
I didn't care. I had just made a connection
between discipUnes that was symboUzed
by what I saw through the window.
The day began like most that summer of
1984. I entered the Ubrary of the London
School of Hygiene at opening time, hold-
ing a plastic shopping bag filled with
about a thousand note-covered index
cards. Surviving a probing glance from the
front desk, I scaled a flight of stairs and
hustled to a secluded table sandwiched be-
tween floor-to-ceiling shelves of old med-
ical journals. I removed half of my cards
and a thermos of coffee tiiat I had hidden
in the bag, leaving a hand-width passage-
way to a cache of cookies, which would
fuel me until the library closed. I con-
cealed the cup with the bag and stowed the
thermos below the table, out of the Ubrar-
ian's Une of sight, to avoid the wrath I in-
curred when my operations were less clan-
destine. I then set to work.
I was trying to find out why some dis-
eases are so dangerous and others merely
annoyances. My interest had been sparked
several years earlier when I read Man
Adapting, by bacteriologist Rene Dubos. I
was surprised by his statement, "Given
enough time a state of peaceful coexis-
tence eventually becomes estabhshed be-
tween any host and parasite."
I saw no reason why natural selection
would always lead to peaceful coexis-
tence, although it might do so in certain
circumstances. Consider a population of
42 Natural History 6/94
viruses living within a human host. What
if one variant in this population is more
adept at exploiting the host's body? Repli-
cating more rapidly, it would win the evo-
lutionary race with its viral competitors
and become the predominant variant in the
population. It would also make the host
sicker and more contagious.
But if the long-term survival of such a
virus depends upon its being transmitted
directly from host to host, as is the case
with the virus that causes the common
cold, then the rapid reproducer may pay a
high price for its virulence. If the illness is
severe enough to immobilize the host,
contact with new hosts will be drastically
reduced. A more slowly reproducing,
milder virus — perpetually being trans-
ported by a mobile host to new contacts —
would be more likely to prosper.
If host-pathogen relations always fol-
lowed this scenario, Dubos's generaliza-
tion would be reasonable; viruses would
evolve toward a relatively mild state of co-
existence with their hosts.
But, I reasoned, what if the pathogen
could be transmitted even when the host
was immobilized? Then the more rapidly
rephcating, abusive organism might get
the competitive advantages of high repro-
duction at a bargain price. This seemed to
be the case with Plasmodium falciparum,
a pathogen that causes malaria. Even
when its host is immobilized, this proto-
zoan is still easily transmitted to other
people by mosquitoes. Generalizing from
this argument, I predicted that disease or-
ganisms transmitted by biting arthropod
vectors should be more severe than those
transmitted directly from person to person.
I searched the epidemiological Uterature
and found that the prediction passed the
test. Vector-borne pathogens like P. falci-
parum and the yellow fever virus are sig-
nificantly more severe than such host-
borne viruses as the common cold.
Evolution may involve long spans of
time, but it can be rapid if generations are
short and the culling of competitors is in-
tense. Use of antibiotics, for example, can
cause staphylococcus bacteria in hospitals
to evolve high levels of resistance within a
few weeks. If our technology can acceler-
ate the evolution of a bacterium, couldn't
other human activities also cause
pathogens to evolve rapidly? My attention
was drawn to diarrhea.
Each year millions of people die from
diarrheal diseases, but the organisms that
cause diarrhea are not equally culpable.
Some cause deadly diseases hke cholera,
typhoid fever, and dysentery, but others
rarely kill. Are the classic killers mal-
adapted organisms that will eventually
evolve toward peaceful coexistence, or are
they severe because our activities have
made them severe?
This was the question that brought me
to the London School of Hygiene. On that
summer day, punctuated by surreptitious
An 1858 Punch cartoon depicted
pollution on the Thames. The skeleton is
facing the residential area where John
Snow completed his classic study of
cholera-laden water supplies.
The Granger Collection
sipping of coffee and covert crunching of
cookies, I was reading John Snow's boolc
On the Mode of Communication of
Cholera. Snow was a dedicated, lonely
workaholic who spent many years during
the mid-nineteenth century trying to un-
derstand how cholera was transmitted. He
focused on a middle-class residential area
of south-central London; the northbound
Thames bends sharply to the east and then
arcs to the south around the area. Cholera
battered the residents in 1849. Snow was
looking for risk factors: activities or envi-
ronmental exposures that could explain
why cholera attacked some people and not
others. His initial observations made him
suspect the water. In one severely affected
area he found that
slops of dirty water, poured down by the in-
habitants into a channel in front of the
houses, got into the well from which they
obtained water.... Owing to something
being out of order, the water had for some
time occasionally burst out at the top of the
well, and overflowed into the gutter or chan-
nel, afterwards flowing back again mixed
with the impurities; and crevices were left
in the ground or pavement, allowing part of
the contents of the gutter to flow at all times
into the well; and when it was afterwards
emptied, a large quantity of black and
highly offensive deposit was found... evac-
uations [from cholera cases] were passed
into the l3eds,...the water in which the foul
linen was washed would inevitably be emp-
tied into the channel.
Water in this area was supplied by the
Lambeth Company or the Southwark and
Vauxhall Company. When one of Snow's
colleagues examined the water, he "found
in it the hairs of animals and numerous
substances which had passed through the
alimentary canal." He concluded that the
water from these companies "is by far the
worst of all those who take their supplies
from the Thames."
Before the cholera epidemic of 1853,
the Lambeth Company moved its water in-
take to a purer source. Snow realized that a
vast experiment had been set before him.
Scattered among the houses receiving
contaminated water from the Southwark
and Vauxhall Company were houses re-
ceiving purer water from the Lambeth
Company. If water transmitted cholera, the
residents served by the Southwark and
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Vauxhall Company should have suifered
from cholera more than residents served
by the Lambeth Company. They did.
Snow found that the risk of cholera among
Southwark and Vauxhall customers was
nearly ten times greater in 1853, even
though it had not been greater in 1849,
when both companies delivered contami-
nated water. By showing that cholera
could be waterbome, John Snow had es-
tablished the field of epidemiology.
From an evolutionary perspective, the
transfer of the "foul linen," the movement
of contaminated sewage into water sup-
plies, and the delivery of contaminated
drinking water acted like a horde of mos-
quitoes transmitting pathogens from im-
mobilized patients. Might such water-
bome transmission be responsible for the
great variability in harmfulness found
among diarrheal pathogens? A quick look
at the literature cannot resolve this ques-
tion because most diarrheal organisms can
sometimes be transmitted by water and
sometimes not. My task, therefore, was to
determine from the literature whether se-
vere organisms tended to be waterbome
more often than were milder organisms.
By the time I looked out of the train
window, I was a few years into this task. A
pattem was taking shape: the lethality of
London 's Lambeth Company opened a
new waterworks in 1852. Its customers
therefore received relatively pure water
and largely escaped a cholera epidemic
that ravaged the city the following year.
The Granger Collection
the various diarrheal bacteria correlated
almost perfectly with their tendencies to
be waterbome. The correlation explained
why cholera, typhoid fever, and some
kinds of dysentery were so severe. It also
suggested a new dimension for disease
control. If waterbome transmission favors
the evolution of increased harmfulness,
then water purification should do the op-
posite— transform severe pathogens into
milder ones. Indeed, records indicate that
this transition has happened. Pohcy mak-
ers, however, have recently diverted in-
vestments from clean-water programs be-
cause field studies did not show a large
reduction in frequencies of infection. But
frequencies are only part of the story, the
epidemiological part, the part that Snow
was investigating. The severity per infec-
tion is the other important part, the evolu-
tionary part. If the next generation of pre-
cise tests shows that water purification
transforms severe organisms into mild
ones, then we will have a powerful evolu-
tionary tool for taming diarrheal disease.
These ideas forge a link between epi-
demiology and evolutionary biology, be-
tween John Snow and Charles Darwin. Al-
though Snow and Darwin were long dead,
I felt as though I had been meeting with
them — their printed words had launched
their insights through the intervening cen-
tury. When I looked out of the train win-
dow I was aloft with these thoughts, but
just as I was coming back to earth, I left it
again when I saw a sign at the train station:
Vauxhall! Until then the places in Snow's
book had just been markers for keeping
track of disease outbreaks. But at that mo-
ment I realized that I was having both an
intercentury tutorial from Snow and a tour
THE LAMBETH WATER C 0 >f I' A N Y * S N E ^V W 0 R I
44 Natural History 6/94
of the places that he had methodically can-
vassed to estabhsh the field of epidemiol-
ogy. I later reahzed that I had begun this
tour by walking out of the library.
Snow moved to London in 1836; Dar-
win in 1837. hi the early 1840s Darwin
was hving on Gower Street, a block north
of where the London School of Hygiene
would be built. He was, in his words, "col-
lecting facts bearing on the origin of spe-
cies." At that time John Snow was work-
ing on his degree at the University of
London, which was across the street from
Darwin's apartment. But Darwin and
Snow apparently never met and may not
have even been aware of each other's
earth-shaking contributions. Although
Snow was four years younger than Dar-
win, he died of a stroke in 1858, at the age
of forty-five, one year before the publica-
tion of Origin of Species. Each time I went
to the hbrary that summer, I walked down
Gower Street, where Snow and Darwin
must have walked separately many times
during the early 1 840s. Chance had put me
in the same place, and the printed words in
the library had removed the barrier of
time, allowing a linkage between Snow's
epidemiology and Darwin's evolution.
Isaac Newton paid homage to scientists
such as Gahleo and Copernicus by writ-
ing, "If I see farther than other people, it is
because I stand on the shoulders of gi-
ants." The rest of us also have the chance
to see farther if we do a httle giant climb-
ing. As for me, I was teetering with one
foot on Charles Darwin's shoulder and the
other on John Snow's. We cannot predict
precisely what new views will come from
the merging of epidemiology and evolu-
tion, but we can see many possibihties. A
better understanding of the evolution of
virulence should allow us to identify inter-
ventions that will not only reduce the
spread of infections but also force
pathogens to evolve to milder states by
making harmfulness too costiy for them.
Diarrheal pathogens may be forced into a
benign state by water purification. Vector-
borne pathogens may be similarly trans-
formed by the installation of mosquito-
proof housing that prohibits transmission
from severely ill people. I expect that sci-
entists at the end of the twenty-first cen-
tury will find it curious that today's health
scientists were so skilled at recognizing
the importance of molecular biology and
biochemistry, but that it took more than a
century after the birth of evolutionary biol-
ogy, epidemiology, and microbiology for
us to realize the importance of using evo-
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45
Behind-the-
Scenes Role
of Parasites
^ The fates of mushrooms, flies,
Q and parasitic nematodes are
, r>H intricately intertwined
by John Jaenike
*^ As every mushroom picker knows,
p]^ many of the mushrooms that spring from
the earth after a summer rain are crawling
with insect larvae. Cut open the stalk of a
bolete or an amanita and you may find
hundreds of tiny, white larvae tunneling
through the fungus. In addition to humans
and other mammals such as deer and
squirrels, numerous insects compete for
the mushroom's flesh. In turn, these in-
sects are eaten by beetles, ants, and toads
that visit the mushrooms. By drawing nu-
trients from the surrounding trees and soil
through a network of mycorrhizae, mush-
rooms form the base of a small, but com-
plex, food web.
In the 1970s, I became interested in
mushroom-feeding fruit flies while con-
ducting fieldwdrk on an island off the
coast of Maine. All around me, the tiny
flies were busy laying eggs on hundreds of
mushrooms that would provide food and
shelter for the developing larvae. Because
they were in the same genus as Drosophila
melanogaster, the workhorse of laboratory
genetics, I realized that these flies would
be ideal for studying ecological relation-
ships. Later, when I learned that two of the
most common mushroom-feeding fruit
flies, D. falleni and D. piitrida, can be in-
fected by a parasitic nematode worm
called Howardula aoronymphium, I
wanted to leam whether this microscopic
parasite affected the relative abundance of
the flies.
Traditionally, ecologists studying why
one species tends to be more abundant
than another will focus solely on such fac-
tors as competition or predation. Increas-
ingly, however, we are realizing that the
parasites an organism harbors can be
equally important in determining a
species' place in the larger ecological
community and, ultimately, in its evolu-
tionary history.
Some parasites may evolve with a par-
ticular host for millions of years, presum-
ably in a state of equilibrium. The chewing
lice that parasitize pocket gophers, for ex-
ample, are so genetically different from re-
lated hce that their association with the go-
phers must be a long one. Although some
host-parasite associations are long-stand-
ing, many other parasitic relationships are
quite ephemeral — at least on an evolution-
ary time scale. The Howardula nematodes
are internal parasites of various arthro-
pods, including flies, beetles, thrips, and
mites. Such a broad range of hosts sug-
gests that the worms can occasionally shift
from one host to another.
The worms enter the fruit fly larvae by
piercing their outer cuticle when they are
feeding within the mushroom. The nema-
todes thrive inside the developing flies,
which as adults spread the parasites to
other mushrooms. The major deleterious
effect that H. aoronymphium has on some
fruit fly species is that it makes the females
sterile. Nematodes, therefore, could have
drastic effects on susceptible fruit fly pop-
ulations. The parasites don't eliminate
their hosts, however, because if the fly
populations fall too low, transmission
rates decline, so fewer flies become para-
sitized, thus allowing the fly populations
to recover.
Recently, I observed just how fleeting
A stinkhom mushroom, left, attracts
fruit flies by the dozen. These
mushrooms can often be smelled before
they are seen. A trio o/ Amanita
muscaria mushrooms, right, push up
through fall leaves. As they age,
they will attract a host of insects
and their parasites.
J. L. Lepore; Photo Researchers, Inc.
46 Natural History 6/94
<
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Ted Neison; Dembinsky Photo Associates
47
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>
the relationships between H. aoronymph-
ium and their fruit fly hosts can be. Several
years ago, after determining that wild
strains of the nematodes can infect both D.
falleni and D. putrida, I began to maintain
one strain in the laboratory using D. falleni
as the host. (At that time, I found it easier
to keep the parasite strain going in this
host species.) A couple of years later, in
the course of doing some other experi-
ments, I discovered that these nematodes
could no longer infect D. putrida.
(Whether the parasite lost the ability to
recognize the fly as a suitable host or
whether it lost some specific ability to
penetrate the fly larvae's cuticle remains a
mystery.)
Just to be sure of my observation, I
tested two other strains of H. aoronymph-
ium that I had obtained from the wild more
recently. These nematodes infected about
two-thirds of both species of fruit fly. My
original laboratory strain could still infect
D. falleni with the same frequency as these
wild strains, but it had completely lost its
ability to infect D. putrida after being iso-
lated from it for fifty generations. Because
a fruit fly generation is only two weeks in
the laboratory, fifty generations is but a
blink of an eye on an evolutionary time
scale. Presumably, the abihty to infect a
fruit fly host can be reacquired in a com-
parably short time.
How does the parasite's ability to shift
rapidly from species to species affect the
evolution of its hosts? Consider a case in
which the outcome of competition be-
tween different host species is mediated by
a shared parasite species, ff, for instance, a
nematode infects one fruit fly species
more frequently than another, that can tip
the scales in favor of the less-affected spe-
cies. But if this less-affected host becomes
more abundant, the parasite may respond
by becoming speciahzed on it, thus reduc-
ing the host's competitive advantage. In
this manner, a rapidly evolving parasite
may enable competing host species to co-
exist— as in the case of D. falleni and D.
putrida.
A parasite's ability to rapidly shift hosts
might have large effects on island popula-
tions. Suppose that on the mainland, a ne-
matode like H. aoronymphium parasitizes
two competing fruit fly species, such as D.
falleni and D. putrida. An island may be
colonized by one of tiiese host species and
later — or simultaneously — by the nema-
tode. Given my laboratory results, I would
expect the newly arrived nematodes to
quickly become specialized on the island
fruit fly. When the other host eventually
colonizes the island, it wiU be at a compet-
itive advantage because the resident nema-
tode can no longer parasitize it.
Finally, the Howardula results may be
relevant to the evolutionary enigma of sex.
The abihty of a parasite to exploit a partic-
ular host, and the response of that host to
the parasite, can depend on the specific
genotypes of the players. For instance,
monocultures of crop plants, often bred to
be genetically identical, are particularly
susceptible to epidemics of parasites
adapted to specific crop genotypes. Such
observations have led to the hypothesis
that parasites favor the maintenance of
sexual reproduction in their hosts because
sex serves to reshuffle the genetic deck
every generation, preventing any one
genotype from becoming especially com-
mon, and thus vulnerable.
Parasites of one kind or another have
managed to invade almost every organism,
from the mushroom-dweUing fly larva to
the human body. And although they wiU
never be apparent to most people who
sttoll through flie woods, their effect is
great. Interacting with otiier species, they
play an important role in balancing eco-
logical communities.
A fly and insect pupae cling to the
underside of a broken mushroom cap.
Joy Spurr
48 Natural History 6/94
Overiiearing
Cricket
Love Songs
Some flies bear an eary
resemblance to their victims
by Daniel Robert and
Ronald R. Hoy
For 200 million years, on any warm
evening, male crickets have been eagerly
rubbing their forewings together,
"singing" to attract mates. Early on, they
were pioneers, inventing new ways to ad-
vertise their presence to their feUow crick-
ets. But about forty milUon years ago, their
serenades began to attract some eaves-
dropping newcomers — tachinid flies. For
crickets, this was bad news.
Tachinid flies are parasitoids, parasites
that use an animal host as a food source for
their young, although the adults are free-
living. The female tachinid fly, a tiny crea-
ture, deposits her eggs or larvae on or near
a host insect, typically a species much
larger than herself, such as a beetle or a
caterpillar. The larvae then burrow inside
and gorge themselves on the host's gener-
ous muscular mass or other tissues. After a
week or so, they emerge to pupate. This
strategy is very successful, judging by the
abundance of tachinid fly species (8,000
have been identified worldwide, 1,000 in
North America alone). The family Tachi-
nidae is the second largest in the order of
true flies, Diptera, after the very diverse
Tipulidae, or crane flies. Another success-
ful, large family of parasitoids is the Sar-
cophagidae, or flesh flies, which counts
some 2,000 species worldwide.
As far as we know, the vast majority of
tachinid flies (like nearly all flies) are deaf
to high-pitched sounds, such as the chirp-
ing and trilling of crickets, and find their
hosts by sight and smell. But a few species
of tachinid flies have evolved the abiUty to
home in on a cricket's chirp, getting the
drop on their victim, no matter how well it
may be concealed by vegetation or the
darkness of night.
Among them is the fly Ormia ochracea,
which lives along the gulf coast from
Florida to Texas, preying on the south-
western or southeastern field cricket. Div-
ing out of the night sky, the fly deposits
one or more tiny maggots on or near a
chirping male cricket and takes off. The
active maggots latch on to the cricket and
penetrate it. (They may even end up para-
sitizing a female cricket attracted by the
same song.) By the time the maggots have
matured and are ready to emerge, the
cricket is at death's door.
As biologists interested in the evolution
After feasting for a week to ten days on
the muscle mass of a living cricket, a
larva of the tachinid fly Ormia ochracea
emerges to pupate.
Marie Read: Cornell University
<
o
o
49
m
of sensory systems, we wanted to know
how — and how well — this species of
tachinid fly could hear the field crickets. In
the course of their lives, both the female
cricket and female fly face the same repro-
ductive problem: finding a male cricket
singing in the dark. The female cricket
uses her sense of hearing not only to de-
tect and locate singing male crickets but
<~] also to recognize those that belong to her
Q own species and, possibly, to assess the
,_, adequacy of the male by the quality of his
*—> song. For the fly, the task is also to find a
[ZS cricket of the right species. The possibihty
-H that a female fly also assesses the quality
O or health of her host before entrusting her
J> brood to him seems sUm, but cannot be
ruled out.
Our probing of its anatomy reveals that
the hearing organ of 0. ochracea is com-
posed of a pair of very thin membranes sit-
uated on the front of the thorax, near the
neck and just behind the head. These
membranes act much as human eardrums
do, converting sound energy into mechan-
ical movements. Each membrane is
backed by an air chamber and attached in-
ternally to a vibration sensor. The ear ap-
pears to have evolved from a chordotonal
sensory organ, a type of "mechanorecep-
tor." In nonhearing flies this organ serves
as a sort of strain gauge that senses
stresses around the neck region and prob-
ably helps monitor the movement and pos-
ture of the head and front legs.
Although an exceptional anatomical de-
velopment among flies, the tiny ears re-
semble those found in various other in-
sects, including crickets. In all cases that
have been studied, insect ears seem to
have evolved from such chordotonal or-
gans. In crickets, for example, ears
evolved from sensors situated on the tibia
of the fi-ont legs, which originally func-
tioned merely to detect low-frequency
ground vibrations. Various lines of evi-
dence suggest that the original sensory
structure was duplicated, and that this du-
plicate gained a separate function, the
sensing of air vibrations. As in other in-
sects with ears, these structures have noth-
ing in common with the feathery antennae
that enable some insects (mosquitoes, for
example) to detect low-pitched sounds,
such as the buzzing of other insects, at
close range.
The fly's ear resembles the cricket's not
only in structure and sensory origin but
also in sensitivity. One way to understand
a fly's sensitivity to sound is to measure
the electrical activity of the sensory nerves
leading from its ears to its central nervous
system. To determine which pitches 0.
ochracea is most sensitive to, we inserted
tiny recording electrodes into the thorax,
at the base of the auditory nerves, and
tested the reaction to computer-generated
simulations of the cricket's song.
Our experiments have demonstrated
that this tiny fly is most sensitive to sounds
at the frequency of five kilohertz (a little
above the highest pitch on the piano), a
pitch close to the frequency that dominates
the cricket's song. This is a striking ex-
ample of a phenomenon known as conver-
gent evolution, where superficially similar
structures evolve in distanfly related or-
ganisms as adaptations to similar require-
ments or circumstances.
The fly's sensitivity — and especially
that of the female fly — even surpasses the
cricket's. We estimate that a female cricket
can detect a male cricket from at least
twenty yards away, while the fly can hear
it from twice that distance. (Humans we
tested are even more sensitive, discerning
the cricket song at sixty yards — but they
are not as quick and precise at locating it in
the grassy meadows, perhaps for lack of
practice.)
In field experiments using loudspeak-
ers, we have shown that the flies are at-
tracted by the sound of the cricket and re-
quire no other cues, such as smell. If the
flies' ears are damaged, they cannot locate
the sound. On the other hand, prehminary
observation suggests that they may be re-
luctant to deposit their larvae unless they
actually find a cricket at the source of the
sound. In contrast, entomologist Tom
Walker and his colleagues at the Univer-
sity of Florida, Gainesville, have observed
that a related species from Brazil, O. de-
pleta, will readily deposit from one to
eight maggots right on a piece of paper
covering a loudspeaker.
So far, six members of the genus Ormia
are known to have ears for detecting their
insect hosts, an ability they must have in-
herited from their common ancestor. In ad-
dition to field crickets, their specific hosts
include some katydids and mole crickets.
Two genera of flesh flies have also
evolved, independently, a remarkably sim-
ilar hearing organ to hsten for the singing
of cicadas.
To be a successful bacterium, fungus,
animal, or plant depends on detecting cru-
cial features of the environment. Survival
often requires diverse sensory capacities.
From an evolutionary perspective, there is
always a potential advantage in doing
something a little differently. When some
parasitoid flies gained ears, a whole new
Guided by her acute sense of
hearing, a female fly has located a
cricket host for her brood.
Daniel Robert; Cornell University
sensory world became accessible to them.
They reaped the advantage of locating a
dispersed, concealed host. Other flies
could find crickets by sight or smell, but
might miss some that are easily located by
sound. The hearing flies filled a new niche,
where competition was reduced and re-
sources lay untapped.
Despite the advantage hearing has con-
ferred on certain species of parasitoid flies,
the phenomenon is not widespread. Shel-
ley Adamo, of Cornell University, who
studies the effects of parasitism on cricket
behavior, physiology, and reproductive
success, has concluded that at least in
North America, relatively few singing in-
sect species have bodies large enough to
support a tachinid infestation. Probably
more remain to be discovered in the trop-
ics, where singing insects are numerous —
and often large.
Many questions remain to be explored
in the relationship between ear-equipped
tachinid flies and their hosts. What effect
do the parasitoids have on the cricket pop-
ulation as a whole? How detrimental is in-
festation to a male cricket's ability to leave
offspring? And will the cricket's tendency
to chirp eventually be eliminated by nat-
ural selection?
Some cricket species have lost their
ability to sing, and we and others suspect
that parasitism played a key role in this
loss. Males of the species Gryllus ovi-
sopis, whose common name is the taciturn
field cricket, lack a long-range call, al-
though they conserve enough of the
sound-producing wing anatomy to scrape
out a short-range courtship song if a fe-
male wanders into range. According to
Tom Walker, who has studied them, they
do not seem to have evolved any other
long-range signals, such as chemicals. An
entirely mute species (which has also lost
its ears) is Larandeicus bicolor of south-
em Africa. Unlike its singing relatives, it
attracts a female's attention with its
brightly colored wings. Crickets may
never regain the freedom of action they
lost when tachinid flies arose forty million
years ago. But if the going gets too tough,
they may evolve some new tricks of their
own.
50 Natural History 6/94
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The Hard Evidence
<
o
o
Mark Bothko, Light. Earth and Blue:® 1 994 Artist's Rights Society; Courtesy of C S M Arts. New York
The awe-inspiring story of the evolution of life on earth is hidden in layer upon
layer of sedimentary rocks. Over millions of years, sediments settled into these
massive formations, which were compressed and then twisted and deformed by the
immense forces of plate tectonics. The fossil evidence of life that survived these
processes is rare and fragmentary. But when — ^with hard, diligent field and laboratory
work, and luck — scientists do piece together a chapter of life's odyssey, the tale it
tells rings true because it has the undeniable weight of deep time on its side.
55
o
o
>
On the
Importance
of Nothing
Doing
An exhaustive study of tiny
bryozoans supports the idea of
punctuated equilibrium
by Jeremy Jackson and
Alan Cheetham
From Charles Darwin's day until about
twenty years ago, biologists imagined that
the evolution of new species was a slow
and gradual process. The record of the
rocks, however, has always told a different
story. While some hneages can be seen de-
veloping in a series of transitional species
over the ages, most fossil species appear
abruptly — without intermediate forms —
and survive apparently unchanged for mil-
hons of years. Darwin attempted to dis-
miss this problem by invoking the
fragmentary and incomplete nature of the
fossil record. Trying to interpret it, he said,
was like trying to read a book that was
missing many of its pages and even whole
chapters.
This explanation was widely accepted
until the 1970s, when paleontologists
Niles Eldredge and Stephen Jay Gould
noted that, contrary to Darwin's expecta-
tions, a century of fossil discoveries had
confirmed a pattern of stasis and abrupt
change. Why not, they urged, accept the
story told in the fossil record at face value?
Long periods without change in organisms
and relatively abrupt appearances of new
species (punctuated origins) must be in-
corporated into any valid evolutionary
theory. The Gould-Eldredge notion of
"punctuated equilibrium" set new hmits
on how speciation usually occurs.
Amid the resultant controversy, paleon-
tologists set out to see if they could dis-
prove punctuated equilibrium. Some
thought that by measuring the anatomical
details of an extensive sampling of fossil
organisms, they could confirm that specia-
tion is gradual. When they attempted such
studies, however, they found that most
species (by about ten to one) show punctu-
56 Natural History 6/94
ated origins and then remain so stable that
specimens differing by millions of years in
age are visually and statistically indistin-
guishable.
Still, skeptics believed that long periods
of species stability (stasis) were only occa-
sional occurrences and doubted that simi-
lar-appearing organisms, separated by
millions of years in the fossil record, could
really be considered the same species.
Within fossil skeletons, they suggested,
dwelled subtly different species. (Exam-
ples of such "cryptic species" exist among
some groups of living animals. Even ex-
perts cannot distinguish among a dozen
kinds of black flies or certain salamanders
without the aid of molecular genetic tests.
One discovery has documented two spe-
cies of apparently identical African ele-
phant-nosed fish that are distinguishable
only by the electrical pulses they produce.)
The question of whether skeletons alone
can be used as species markers is thus fun-
damental to accepting the fossil record as
evidence of evolution. Only if a creature's
skeleton is highly correlated with its ge-
netics can paleontologists study its evolu-
tion with some confidence.
We addressed this question using both
living and fossil cheilostome bryozoans.
These common but little-known animals
live in colonies in the sea and are superfi-
cially similar to corals. While the individ-
ual creatures are microscopic, one sees
them in the aggregate attached to sea bot-
toms, tide pool rocks, and even aquatic
plants. These colonies can resemble a
mossy covering on an undersea rock or a
clump of miniature trees about three to
four inches high. The hard-shelled body is
topped by a soft, circular feeding organ,
the lophophore, composed of ciliated tent-
acles surrounding the mouth. The moving
ciha create a current of water that directs
plankton — microscopic algae, bacteria,
and flagellates — into the mouth.
Bryozoans are not only among the most
abundant, wefl preserved, and diverse ma-
rine fossils, they also provide a fine case
study of evolutionary patterns because
their evolution is punctuated in the ex-
treme. Cheilostomes — a major group
characterized by a lidlike structure that
covers the aperture through which the
lophophore protrudes — first appeared
about 140 million years ago, and some
#■
Magn f cat on approx mately X 90
forms similar to the first-known species
persist unchanged today. The first 40 mil-
lion years of their fossil record shows little
change, but during the past 100 milhon
years, hundreds of genera diversified. In
each well-studied case, however, the new
species appeared relatively abruptly, then
remained remarkably stable over vast
amounts of time.
Our research strategy was to begin with
hundreds of samples of modem bryozoan
skeletons, and assign each to various spe-
cies by measuring their structures and
ranges of variation — a tedious statistical
procedure. Next, we tested the reality of
the "species" our measurements had de-
fined. Would they match up with species
defined by breeding experiments and tests
of their genetic biochemistry? We foresaw
three possible results. First, as some skep-
tics suggested, skeletal features might be
too uninformative to be useful in distin-
guishing species. Second, environmental
differences might produce very different
external characteristics in colonies of the
same species, creating "false" species.
The last possibiUty — the one we suspected
was true — was that skeletons are rehable,
environmentally stable definers of bry-
ozoan species, equivalent to genes in their
precision. But to support our case, we
needed a very high level of agreement in
the species markers, by several different
means of measurement.
We first studied three distantly related
genera of bryozoans that live in the San
Bias Islands and elsewhere along the Car-
ibbean coast of Panama, each very differ-
ent in its skeletal complexity. We would
compare them with fossil bryozoans based
only on skeletal measurements. Among
the features we measured were the dimen-
sions of the apertures, the shape of the cal-
careous modules that encase the body, and
the comma-shaped stiaictures (the avicu-
laria) that are used to protect the oral open-
ing. Some species' skeletons had rela-
tively simple shapes that were easy to
describe in ten measurements, while the
more complex types had additional struc-
tures that required as many as forty. We
needed to know whether the number of
traits we measured was influencing our re-
sults. In all cases, we found the statistical
differences in the measurements of
twenty-two species held up, whether
based on a few anatomical features or
many.
Next, we needed to check on the stabil-
ity of the species in differing environ-
ments. We collected colonies from differ-
ent reefs and raised their offspring in the
shallow seawater adjacent to the Smith-
sonian's laboratory in the San Bias Is-
lands. After we had successfully raised
two generations there, we began to study
the offspring. Nearly 500 had grown big
enough for morphological analysis before
the experiment was terminated by a hurri-
cane. The results were clear. All offspring
in all three genera closely resembled their
parents, despite having been transplanted
to a new environment. No false species or
environmental variants appeared.
We then used a biochemical procedure
called protein electrophoresis to study
variation in enzymes that are coded by the
bryozoan's DNA. This is a relatively old
and not particularly sensitive technique
that first came into general use during the
1960s, and has since been supplanted by
DNA comparisons. But electrophoresis
has the advantage of rapidly and cheaply
screening genetic variation in large num-
bers of animals. We examined more than
400 colonies of eight species. Again the
results were unambiguous: no genetic evi-
dence for undetected, or "hidden," species
and clear genetic differences between all
species tested. So far, the numbers pointed
overwhelmingly in a single direction: we
had the abihty to detect true bryozoan spe-
cies in the fossil record from their calcare-
ous skeletons alone.
Finally, we extended the study to in-
clude more than one hundred Caribbean
and western Atiantic populations of the
genus Stylopoma, which is one of the three
bryozoans that we had first looked at. We
chose this genus because it is abundant
today, it has many different species, and its
fossil record seems complete enough to
help reconstruct the evolutionary relation-
ships of all known species in the genus.
Fossil skeletons of the bryozoan
Metrarabdotos auriculatum,/oM/z£? in
the Dominican Republic, show how
little the species changed over eons.
The Pliocene species, left, is 3.4
million years old and the Miocene
species, far left, dates fivm 7.3
million years ago, yet their structural
details are virtually identical.
Photomicrographs by National Museum of Natural History:
SEM Laboratory
<
o
o
3
57
Charles Seaborn; Odyssey Productions
About the size of a golf ball, a Caribbean
bryozoan colony, right, attaches itself to
the sea floor in waters more than one
hundred feet deep. Species closely related
to it are abundant in the fossil record and
go back at least 100 million years. Below:
A living cheilostome bryozoan extends its
lophophores, which waft food particles
into a few of the colony's many mouths.
Kjell B. Sandved; Visuals Unlimited
We identified both fossil and modem spe-
cies by tlieir skeletal features, as before,
and used these measurements to construct
our hypothesis of relationships.
We then looked at the genetic chem-
istry, using Stylopoma from Panama and
some from the island of Cura9ao, which
are far enough apart (about 600 miles) to
contain quite different faunas. According
to the genetic tests, only one of the 237
colonies we had classified by skeletons
was proved to be incorrectly identified.
Even more striking, each pair of species
we compared showed about the same
magnitude of genetic differences, skeletal
differences, and the presumed distance of
their phylogenetic relationship.
The excellent agreement among all
these different methods and measures of
relationship means that skeletal characters
hold up as a valid method of defining bry-
ozoan species, hi studying those species
through millions of years, we can trace the
same patterns: relatively abrupt appear-
ances, followed by enormous periods of
unchanging sameness. Because our results
have been consistent across three distantly
related genera, our studies support punctu-
ated equilibrium as a measurable reality.
So far as living and fossil bryozoans can
tell us, patterns of punctuation and sta-
sis— rather than slow and steady gradual
evolution — really do exist in the history of
these ancient colonial creatures.
58 Natural History 6/94
<
o
o
59
c
o
Survival
of the
Smallest
When Pleistocene seas rose,
diminutive'island deer gained a
competitive edge. ..temporarily
by Adrian M. Lister
►^ Islands have long been favorites among
[T^l biologists for the study of evolution. Be-
cause the number of species is low and the
habitats relatively simple, islands are ideal
for thorough surveys of both ecology and
genetics. They also provide a perfect
model for one of the most popular theories
of how species come into being: a small
population of plants or animals, isolated
from the main range of the parent species,
can rapidly evolve into a new form. The
widespread phenomenon of endemic
species, plants or animals found only on
particular islands or island chains, testifies
to the power of this process.
A common island phenomenon is the
evolution of unusual body size in mam-
mals. Small mammals, such as dormice,
shrews, and hamsters, often grow larger
than usual, while larger, herbivorous
mammals tend to become smaller than the
norm. A living example of the latter can be
seen in the Florida Keys, a chain of narrow
islands off the southern coast of Florida.
Key deer are miniature versions of the
common white-tailed deer of mainland
North America.
Further examples of dwarfing come
from the fossil record, particularly from
the Pleistocene, the period that lasted
much of the last two million years and in-
cluded the ice ages. During this time,
many islands in the Mediterranean were
home to dwarf forms of deer, elephants,
and hippos. Dwarf stegodons, which were
mastodonlike proboscideans, lived in In-
donesia, and dwarf mammoths inhabited
islands off California and northern
Siberia.
For the past six years, I have studied
fossil deer from caves on Jersey, an island
politically affiliated with Britain but geo-
graphically close to the coast of northern
France. The recent work there is the con-
tinuation of excavations first begun in a
cave at Belle Hougue on the northern
coast of the island in 1914; a second cave
with deer remains was discovered nearby
in 1965. Anatomical studies show these
bones to be closely related to Cervus
elaphus, the red deer common today in
Europe and Asia, and differing only
slightly from the North American elk. The
bones from Belle Hougue belonged to an-
imals that, fully grown, stood less than
two and a half feet at the shoulder and
weighed eighty pounds, only one-sixth the
body weight of red deer from other Pleis-
tocene fossil deposits in mainland Europe.
Dating of the Belle Hougue deposits, by
analysis of uranium isotopes, indicates
that the dwarf deer lived about 120,000
years ago. However, at another site on the
island. La Cotte de Saint Brelade, older
red deer fossils have been discovered in
deposits spanning the period from about
230,000 years ago to shortly before those
of Belle Hougue. These older remains are
much larger than the bones from Belle
Hougue; indeed, they are the same size as
bones of red deer on the mainland. Jersey,
then, was once home to ordinary-sized red
deer. How and why did the transition to
dwarf deer on Jersey occur? The clue
comes in the climate of the Pleistocene.
For much of the time represented by the
older La Cotte deposits, global climates
were colder than those of today, and ice
covered the higher latitudes. So much of
the world's water was locked up in the ex-
panded polar icecaps that global sea levels
fell to as much as 300 feet below present
levels. Even today, the seaway between
Jersey and France is relatively shallow —
only about thirty feet deep at low tide. But
during the ice ages, this sea floor was ex-
posed, and Jersey became part of a broad
plain connecting Britain and France across
the dry Channel. The large red deer recov-
ered at La Cotte were therefore part of a
widespread mainland population free to
roam over a broad range and walk be-
tween present-day France and Britain.
About 125,000 years ago, the climate
warmed up, the icecaps melted, and as sea
levels rose, Jersey became an island. The
dwarf deer bones from Belle Hougue,
which date from this period, are embedded
within a deposit of pebbles and seashells
above the reach of modem tides. Now fos-
sihzed, these deposits were a beach when
sea level was a few yards higher than it is
Left map: Some 150,000 years ago, sea
levels were about 300 feet lower than
today's, and the coast of Europe (dark
green) was farther west Britain, France,
and the island of Jersey were part of one
land mass. Map at right: As sea levels
rose about 125,000 years ago, Jersey was
joined to the mainland only by an
isthmus. By 120,000 years ago, the
island's isolation was complete.
60 Natural History 6/94
today. Almost certainly, the isolation of
Jersey, which cut its population of deer off
from the deer on the mainland, set the
scene for the dwarfing process. Then, as
now, about fifteen miles of seaway would
have separated the island from France.
Red deer are good swimmers — they have
been known to cross four miles of open
water — but the greater distance from Jer-
sey to the mainland would have insured
their genetic isolation and allowed the
dwarfing process to commence. We know
from studies of fossil beaches and deep-
sea cores that the temperate episode lasted
about 1 1 ,000 years, and that for the central
6,000 years of this period, the sea was high
enough to isolate Jersey. This gives us a
maximum time span of just 6,000 years
for the evolution of the dwarf deer.
In a paleontological context, 6,000
years is a very short interval. Red deer — of
normal, large size — have lived in Europe
for about the last 600,000 years, so the Jer-
sey dwarfing represents only one percent
of the species' duration. On a geological
time scale, the dwarfing process qualifies
as a very rapid evolutionary event. Biolog-
ically, however, 6,000 years represents
about 2,000 generations of deer — plenty
of time for the accumulation of genetic
changes leading to size reduction. To an
observer, this process probably would
have appeared as a gradual generation-to-
generation transition. The perception of
evolutionary change as rapid or gradual is
therefore subjective and dependent on the
time scale.
The tendency of large mammals inhab-
iting islands to become dwarfed has given
rise to much theorizing, but most re-
searchers agree that it is related to re-
stricted food supplies and the absence of
mammalian predators. In the limited land
area of an island, food is at a premium, and
small-bodied individuals that can make do
with less have a better chance of surviving
and reproducing. Small size would be a
particular advantage during times of win-
ter shortage, since island inhabitants can-
not migrate to richer feeding grounds, as
can their mainland counterparts. In addi-
tion, large carnivores are usually absent, as
small islands often cannot support the
numbers of herbivorous mammals that
predators need to exist. In the absence of
wolves, bears, or large cats, one of the
adaptive advantages of large size — de-
fense and escape from predators — disap-
pears. Also, in the absence of predators,
herbivore populations expand to the point
where individuals must compete for food,
adding to the premium on frugality and
small size.
What became of the Jersey dwarfs?
About 1 15,000 years ago, the climate again
cooled as the last ice age began. Sea levels
Red Jeer stags congregate on an estate in
northern England. Native to Eurasia,
modem red deer vary in size, but all are
larger and heavier, and the males have
more elaborately branching antlers, than
the Pleistocene dwarfs of Jersey.
Leonard Lee Rue III; Bruce Coleman, Inc.
dropped, Jersey once again was connected
to the mainland, and the dwarfs disap-
peared from the fossil record; all the later
remains of Jersey red deer are large. With
the reemergence of the bridge to the main-
land, the dwarfs would have come into
contact with normal-sized red deer. We do
not know if the dwarfs had, in 6,000 years,
become a separate species or even if they
were on their way to achieving their own
mating cues, which would ultimately have
isolated them genetically from mainland
deer. If they had not reached this point,
they may have been subsumed into the
population of mainland red deer by inter-
breeding. In either case, the dwarfs would
have had to compete with mainland red
deer and would have become easy prey for
large mainland carnivores. Adapted to is-
land life, the Jersey dwarfs perished when,
no longer isolated, they roamed into a new
land of relative giants.
<
o
o
3
61
OffMANISIAM)S
Illii^J^JlII
I
Sharing has always come easy
in this place we call home.
The Cayman Islands.
A peaceful island trio nesded
beneath Caribbean skies.
A place filled with warm
friendly people who respect
the natural beauty that surrounds
them. Turquoise waters that run
clean and clear. Pristine
beaches that sparkle and soothe.
Golf, tennis, shopping and
sightseeing are also yours on
Grand Cayman, Cayman Brae
and Little Cayman.
Fly here on a comfortable
Cayman Airways jet. For
reservations, call your travel
agent or 1-800-G-CAYMAN.
For more information,
caU 1-800-346-3313.
Come visit The Cayman Islands.
And discover how this wonderful
place we caU ours, can
also be yours.
W
"Those who know us,
love us."
The Turtle's
Long-Lost
Relatives
Its ancestors evolved many
turtlelike traits before they
acquired shells
by Michael Lee
A prominent zoologist once quipped
that the only thing turtles have done since
the Triassic, some 200 million years ago,
is survive. This assessment seems a bit
harsh, however, considering the variety of
environments that they have conquered.
Today, mrtles thrive in oceans, rain forests,
and deserts. Yet underlying this ecological
diversity is a surprising degree of anatom-
ical uniformity. No one has any difficulty
recognizing a turtle; in all turtles the body
is encased within a rigid, bony box. No
other animal has a body architecture that is
even remotely similar.
But where do turtles come from? The
oldest fossil turtles (along with the earliest
dinosaurs) appear abruptly in Triassic
rocks, fully developed and without any
obvious precursors. Details of their skull
suggested that they evolved from a group
of primitive reptiles, but none could be
readily identified as turtle ancestors. De-
spite more than a century of research, the
origin of turtles remains a major enigma.
Such "morphological gaps" are invari-
ably seized upon by creationists as evi-
dence against evolution. Scientists, aware
of the vagaries of the fossil record, attach
little importance to such negative evi-
dence— the transitional forms may have
once existed, but simply have not yet been
discovered. Mere ignorance of something
does not demonstrate its nonexistence.
One is reminded of the crack about the
atheist who couldn't prove that God didn't
exist — and so took it on faith. Indeed, re-
cent paleontological finds have plugged
some of the most embarrassing and persis-
tent gaps in the continuum of life: Acan-
thostega from Greenland, transitional be-
tween fishes and amphibians; Ambii-
locetus from Pakistan, a seallike link be-
tween whales and their terrestrial ances-
tors; and Eoraptor, the most primitive di-
nosaur yet discovered.
Stunning finds by intrepid field parties
collecting in exotic locations aren't the
only way such "missing links" become
known to science. Sometimes a careful
reappraisal of known forms can yield
major surprises. For more than a century,
the origin of birds remained a matter of
conjecUire, until John Ostrom, a Yale pale-
ontologist, pointed out that certain small
bipedal, carnivorous dinosaurs closely re-
sembled Archaeoptetyx, the first bird — so
closely that a specimen of Archaeopteiyx
had been mistakenly cataloged as a di-
nosaur by museum workers. In a similar
vein, I think that I have identified a group
of animals, the pareiasaurs, that bridge the
huge morphological gap separating the
oldest turtles from primitive, lizardlike
reptiles.
Pareiasaurs have been known to science
since the mid- 1800s, but their true signifi-
cance went largely unappreciated. Their
fossils have been recovered from Upper
Permian rocks (about 250 million years
old) in Russia, South America, China, and
Europe. Most specimens, however, have
come from South Africa, where farmers in
the dusty Karroo Basin often stumble
across bony remains weathering out of ex-
posed rocks. The local Afrikaans name for
them, handjietand dier (which is every bit
as annoying to spell as pareiasaur), refers
to their distinctive dentition and means
"animal with teethlike little hands."
Pareiasaurs were among the largest ani-
mals of their time, but resemble nothing
alive today. Imagine a fat hippopotamus
with a thick tail. Shave off all its hair and
cover its back with little armor plates.
Now, stick some grotesque knobs all over
its skull. Finally, make it drag its belly
along the ground, with its legs sprawled
out sideways, like a lizard's or a turtle's.
The end result wouldn't look totally unlike
a pareiasaur. Aesthetically challenged to
say the least, these ponderous herbivores
have long been neglected by paleontolo-
gists, dismissed as an inconsequential evo-
lutionary dead end. (A colleague of mine,
Des Maxwell, branded them "history's
ugliest reptiles" and promptly switched to
working on dinosaurs instead.) Even their
name, pronounced "pariah-saur," seems to
invite such scom.
As a less-discriminadng, first-year
graduate student, however, I persisted in
studying pareiasaur anatomy in more de-
tail. I discovered that although they resem-
bled bloated, oversized lizards in many re-
spects, pareiasaurs had already evolved
many of the characteristics of turtles. For
instance, all primitive reptiles completely
lacked body armor. Early pareiasaurs,
however, had tiny bony plates embedded
in the skin over the backbone; in later
forms these plates spread out over the
sides and belly, and enlarged and fused
with one another to form a rigid cara-
pace— just like a turtle .shell. Also, most
eariy reptiles had long, slender bodies,
with twenty-five or more vertebrae in the
neck and back. Early pareiasaurs had short
bodies, with twenty vertebrae; later forms ^^
were even shorter, with nineteen; and tur- HU
ties are stubbier still, with eighteen. Fi- -<^
nally, moving from primitive reptiles to Q
early pareiasaurs to late pareiasaurs, the i— >
shoulder, pelvis, and limbs also became ^
more and more turtlelike. The message r-h
was clear; turtles evolved from advanced '"' *
pareiasaurs. O
If a pareiasaurian ancestry of turtles ^
was so obvious, why hadn't anybody else
proposed it? Perhaps I had overlooked
some fatal weakness in the argument. As it
turned out, I wasn't the first person to
come up with the idea after all. William
Gregory, a curator at the American Mu-
seum of Natural History and one of this
century's paleontological greats, had pro-
posed the same idea almost half a century
ago, but his discussion of the supporting
evidence was vague. For instance, he
failed to emphasize that the similarities
shared by pareiasaurs and turtles were
found in no other primitive reptiles. His
views, therefore, were largely forgotten.
What about more recent research?
People have long asserted that the turtle's
bizarre body plan is so highly modified
that all evidence of its ancestry has been
effectively obliterated. Therefore, many
recent workers assumed that only skull
features could reveal where turtles came
from. Thus, they overlooked aU the strik-
ing similarities between the bodies of
pareiasaurs and turtles. Scientists are no
more objective than other people; what we
see is heavily constrained by what we ex-
pect to see. My ignorance of established
dogma proved a godsend. Furthermore, I
was fortunate to have access to critical in-
formation unavailable to most previous
workers. The year before I began my stud-
ies, Eugene Gaffney, another curator at the
American Museum of Natural History and
an expert on fossil turtles, published a de-
tailed description of the 200-million-year-
old Proganochelys, the most primitive tur-
tle yet discovered. Knowing what this
turtle looked like was vitally important m
trying to figure out what its immediate an-
cestors looked like. Proganochelys re-
tained many features inherited from its
o
o
>
pareiasaurian forebears. These evolution-
ary holdovers — clues to the ancestry of
turtles — were later lost in more advanced
turtles. Nevertheless, a forty-million-year
gap, spanning almost the entire Triassic,
still exists between the last pareiasaurs and
the earliest-known turtles. When turtles
first appear in the fossil record, in the late
Triassic, they are represented by at least
four distinct lineages, suggesting that the
group evolved and radiated slightly earlier.
A pareiasaurian ancestry helps explain
how and why the bizarre turtle body plan
evolved. The turtle shell is an adaptive
marvel. It forms an organic strongbox,
into which the extremities can be retracted
out of harm's way. It also supports the tur-
tle, whose backbone is fused to the rigid
shell and whose shoulder girdle is an-
chored to the shell by ligaments (other an-
imals need muscles to keep these elements
in place). Finally, the shell forms a thick,
insulating layer, which confers thermoreg-
ulatory advantages. Compared with other
reptiles of the same size, turtles overheat
more slowly on hot days and cool down
more gradually on cold nights.
But which of these demands favored the
evolution of the shell? Pareiasaurs supply
the answer. Early pareiasaurs possessed a
row of bony plates above their back-
bone— the first hint of a shell. Recent
work by Dino Frey, a German morpholo-
gist, suggests that these plates helped the
pareiasaur stop its backbone from sagging.
Thus, the precursor of the turtle shell that
evolved in the large, heavy pareiasaurs,
initially served a supporting function.
Only in later pareiasaurs and turtles did
these plates spread out over the body and
provide protection and insulation. All the
earliest turtles were found in terrestrial de-
posits alongside dinosaurs and possessed
stout legs adapted for walking, not swim-
ming. So it seems safe to say that they, like
260 Million Years Ago
Captorhinus
Primitive Reptile
Two feet long
No bony plates
pareiasaurs, were land animals. For a long
time people had assumed that turtles must
have evolved in the water, because of sup-
port problems created by the heavy shell.
Yet, not only did turtles evolve on dry
land, but initially the shell probably served
for support.
Many other distinctive anatomical traits
of turtles appear to be, in one way or an-
other, adaptations for life in the shell. A
straightforward deduction might be that
these traits evolved at the same time as the
shell, or immediately afterward, and
served their function right from the very
beginning. Surprisingly, this isn't the case.
Consider the turtle's stout body, for ex-
ample. It appears to be adapted to fit into
the shell. The wide, short shell of turtles is
difficult for predators to overturn or get
their jaws around. Furthermore, a shell of
this shape is easier to maneuver than a
long, skinny one (imagine how much diffi-
255 Million Years Ago
Bradysaurus
Primitive Pareiasaur
Ten feet long
A row of small, unfused
bony plates
culty a Uzard encased in a rigid tube would
have getting around). But this body shape
actually arose in the pareiasaur ancestors
of turtles long before the shell appeared.
The earliest-known pareiasaurs lived in
southern Africa, which at the time had
only just drifted northward out of the
Antarctic circle. The climate then was
cool. Because short, fat animals lose heat
less rapidly than long, thin ones (which is
why many animals, ourselves included,
curl into a ball when cold), the stout bodies
of pareiasaurs probably helped them con-
serve precious body heat. Thus the short
body of turtles first served a thermoregula-
tory function and initially had nothing to
do with life in a shell. The body dictated
the shape of the evolving shell, not the re-
verse.
Another example concerns a bony proc-
ess on the turtle shoulder blade, the acro-
mion process, which helps connect the
Shoulder blade
The elongated, lizardlike skeleton o/Captorhinus is
typical of primitive reptiles. It had five neck
vertebrae, twenty back vertebrae, and a shoulder
girdle lying outside the rib cage.
Illustrations by Michael Lee
Acromion process
64 Natural History 6/94
248 MK.LION Years Ago
Scutosaurus
Intermediate Pareiasaur
Ten feet long
Fused bony plates over shoulder and pelvic
areas. Unfused plates spread laterally
An
248 Million Years Ago
Anthodon
Advanced Pareiasaur
Three feet long
interlocking mosaic of plates
covered its back and sides
210 Million Years Ago
Proganochelys
Primitive Turtle
Three feet long
Looked like a modem turtle; shell
completely enveloped its body
<:
o
o
:3
shoulder to the shell. Again, this structure
first arose in early pareiasaurs and must
have initially served a different function —
one that is clarified by comparison with
therapsids (primitive ancestors of mam-
mals). Therapsids, which are totally unre-
lated to pareiasaurs and turtles, had inde-
pendently evolved a similar structure, and
research suggests that the acromion proc-
ess improved the flexibihty of the shoulder
region. In primitive reptiles, the shoulder
blade and collarbone are rigidly cormected
to each other along their entire length. In
therapsids, the shoulder blade meets the
collarbone only at the acromion process,
and the two bones can move with respect
to each other. The acromion process un-
doubtedly served a similar function in
pareiasaurs. Thus, the acromion process
initially evolved in pareiasaurs as a mobile
articulation between the shoulder bones,
and initially had nothing to do with an-
choring the shoulder blade to the shell.
Not surprisingly, in the most primitive tur-
tie, Proganochelys, the acromion process
retains the old function, and meets the col-
larbone, not the shell. Only in more ad-
vanced turtles did it shift position and
come into contact with the shell.
The highly distinctive body plan of tur-
tles, therefore, did not arise in one huge
evolutionary leap. Rather, traits that were
evolutionary holdovers from their
pareiasaur ancestors were modified and in-
tegrated with one another. The shell
started out as merely a supporting row of
bony plates in pareiasaurs. Later, in turtles,
these were co-opted to form the basis of a
rigid protective, insulated box. Similarly,
the short stubby body, the acromion proc-
ess, and many other turtle traits (such as
the tall, columnlike shoulder blade and
oddly shaped arm and thigh bones) are
often thought to have arisen purely as
adaptations to life in a shell. Yet they ap-
peared first in pareiasaurs, long before the
shell appeared.
All this illustrates once again the
serendipity of evolution. Natural selection
favors what's best now — which is rarely
what's best in the long run. Usually, this
means adapting an existing organ to per-
form some new role tolerably well, instead
of going back to the drawing board and
evolving a completely new structure that
does the job perfectly. (Vertebrate history
is full of such makeshift expediency: our
arms are really only modified forelegs, and
our ear bones arose from bits of gill and
jaw.) Traits that originally served other
purposes in their pareiasaur forebears be-
came modified in turtles to serve functions
related to life in a shell. And so well have
they been integrated into their new roles
that it is difficult for us to imagine them as
having evolved to do anything else.
Anthodon, a
pareiasaur, also had
five vertebrae in its
neck, but only fourteen
in its back. In front of
the wide, barrel-shaped
rib cage, there was a narrow
shoulder girdle. Shifting the girdle three
vertebrae farther back into the rib cage
would result in a turtlelike arrangement.
Shoulder blade
Proganochelys, the most primitive turtle
known, had eight neck vertebrae and ten
back vertebrae, and the shoulder
girdle lay within the rib cage.
The ribs are fused with
the shell.
Acromion process
65
o
o
>
ATaleof
Two Seas
When North and South America
collided, some close families
were divided
by Nancy Knowlton
Panama, the country where I now live,
once lay beneath the sea. North and South
America were separate continents, and the
waters and marine animals of what are
now the Pacific and the Caribbean min-
gled freely over the submerged land that
would become the Central American Isth-
mus. The movements of the earth's crust
and the resultant collisions of plates —
which eventually led to the joining of the
continents and the separation of the
oceans — were gradual. They began some
fifteen million years ago and by about
three million years ago, the land bridge
was complete. These events set into mo-
tion one of the world's greatest natural ex-
periments: while land animals migrated
north and south into new realms, the now
separated inhabitants of the two oceans
began to travel along separate evolution-
ary pathways.
Today, the closest relatives of many
Caribbean fishes, sea urchins, snails, and
shrimps are still to be found in the eastern
Pacific. Even experts may have a hard
time figuring out which ocean a particular
animal comes from. Nevertheless, of the
few attempts at mating animals from op-
posite sides of the isthmus, most have
failed; even if we can't tell the difference,
the animals can. Once members of a single
species, these organisms were separated
geographically after the isthmus arose, be-
coming over time what scientists refer to
today as transisthmian sister species.
My colleagues and I investigated this
evolutionary phenomenon by studying a
single, but highly diverse, group, the
shrimp genus Alpheiis. These crustaceans
look superficially like miniature cold-
water lobsters, and they inhabit shallow,
tropical seas, where they tend to hide in
crevices, burrows, and shelters provided
by other organisms, such as corals, sea
anemones, and sponges. Rarely seen but
often heard, Alpheus are commonly called
snapping, or pistol, shrimps for the sound
produced when they rapidly close the
larger of their two front claws during ag-
gressive interactions. We began by simply
trying to identify the snapping shrimps
from both coasts of Panama. With a little
experience, we could readily recognize
which ones were probably sister species
by similarities in external form and in
color patterns.
We wanted to find out if these appar-
ently related, look-alike shrimps were still
enough alike genetically to interbreed.
Following geographical isolation, even
the signals that animals use to recognize
potential mates can change, so our tran-
sisthmian sister species provided an ele-
gant model for smdying the process of be-
havioral and genetic divergence that leads
to the creation of new species. We paired
snapping shrimps from the same and op-
posite sides of the isthmus and then
66 Natural History 6/94
<
o
o
watched for any signs of reproductive
compatibility. Because so few studies like
this have been done, we didn't know ex-
actly what to expect.
Snapping shrimps are good candidates
for such a matchmaking experiment. They
breed year-round, and when pairs are in-
compatible, they tend to be aggressive, so
we could look at both behavioral interac-
tions and fertility. Under experimental
conditions, almost none of the transisth-
mian pairs produced eggs. Some of our
look-alike pairs were quite tolerant of each
other, but others were extremely aggres-
sive, snapping repeatedly and sometimes
pulling off claws. We were able to show
that these behavioral incompatibiliries
were also reflected on a molecular level.
The evolutionary theory of the molecu-
lar clock holds that certain kinds of mole-
Before plate tectonics forged the land
bridge between North and South
America, marine creatures such as the
snapping shrimp Alpheus armatus moved
freely between what are now the
Caribbean Sea and the Pacific Ocean.
Today this species is found only
in the Caribbean.
Alex Kerstitch
67
o
o
>
cules change at a regular rate and thus pro-
vide a timepiece for dating the moment at
which hneages leading to different organ-
isms first separated. The rough regularity
of the rate is due to the steady accumula-
tion of errors; the process of copying DNA
can lead to mutations, just as the copying
of manuscripts by hand can lead to
changes in a text. To estimate how far
apart the pairs of species had drifted ge-
netically, we looked for differences in the
sequence of the four DNA nucleotides on
a part of the circular DNA molecule found
in the mitochondrion (the energy-produc-
ing engine of the cell). We also looked for
differences in proteins that are determined
by DNA in the nucleus of the cell.
When we combined our data from the
A Pacific species of snapping shrimp,
Alpheus sulcatus inhabits coastal
waters from western Mexico to Peru.
Snapping shrimps wield their enlarged
claws in territorial battles; when
rapidly closed, the claw makes a sound
reminiscent of com popping.
behavioral and molecular studies, we
found a clear pattern. The shrimp pairs
that were least aggressive to each other
had the most similar mitochondrial DNA
and nuclear proteins, while pairs that
fought vigorously showed much greater
molecular divergence. What could ac-
count for some sister species being more
closely related to their transisthmian coun-
terparts than others?
Ecological differences among the vari-
ous shrimps — especially the kind of habi-
tat they prefer — suggest that not all pau-s
parted company at the same time. The
most closely related, and thus the most re-
cently separated, species were those that
inhabit shallow, turbid waters — exactly
the kind of conditions that would have
characterized near-shore habitats immedi-
ately preceding the final emergence of the
isthmus and the closing off of any connec-
tion between the Pacific and Caribbean.
The more divergent pairs, however, both
in behavior and in their mitochrondrial
DNA and proteins, were those typically
found in slightly deeper water or in the
clearer waters of offshore islands, perhaps
indicating that they had already moved
away from the turbid edge of the emerging
isthmus before the land barrier was com-
plete. How long before? Molecular diver-
gence rates and paleontological evidence
suggest that the four most closely related
pairs of snapping shrimps were separated
about the time of final closure of the isth-
mus, some three milhon years ago; five
were isolated four to six million years ago;
and two were separated at least seven mil-
hon years ago.
Judging from the combination of be-
havioral tolerance and infertility demon-
strated by the most similar males and fe-
males from opposite sides of the isthmus,
three milhon years appears to be just ade-
quate for the creation of new species of
snapping shrimps. A study of closely re-
lated, but geographically isolated, fruit
flies resulted in a similar estimate of the
amount of time required to create new
species. In both cases, the separated or-
ganisms remained almost identical in out-
ward appearance. In contrast, during the
same length of time, the transition from
Australopithecus to our own extremely
different species, Homo sapiens, took
place. The isthmus, and the sibhng species
on either side of it, give us one measure of
the background rates of routine evolution-
ary change against which great evolution-
ary developments can be compared.
68 Naitjral History 6/94
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The Naked Ape's Bit Part
o
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Wassily Kandinsky, Succession:© 1994 Artist's Rights Society; The Phillips Collection
Even the smallest single-celled organism probably would be obnoxiously self-
centered if it had the means and time to think about itself. And Homo sapiens,
who by definition are thinking animals, certainly have worried their big brains
more about the details of their own evolution than any other species. But
humans have played, at best, only a bit part in the four-bUlion-year drama of life
on earth. H. sapiens barely deserve mention in this special issue. Furthermore,
Natural History has treated them extensively in the past (see the section on
human evolution in the April 1993 issue as an example). Yet knowing (and
sharing) our readers' human foible of narrow self-interest, we end this issue with
three evolutionary essays on human diseases, our body plan, and the global
genetic diversity of our species.
70 Natur.-\l H'story 6/94
We thought you'd
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A Brave,
New,
Healthy
World?
*r^ By accident, we may be
^ entering an era of unprecedented
1— ( genetic good health
o
Pjj by Steve Jones
The study of human genetics began
with a fear for the future. Frances Galton,
Charles Darwin's cousin, argued in his
book Hereditary Genius (1869) that
people of innate merit — the geniuses of
his title — were having too few children,
and that, as a result, the human race was on
the edge of decline.
Many Utopian and antiutopian novels
trace their vision of the future directly to
biology. Aldous Huxley's Brave New
World owes much to his family's scientific
ambiance — his brother was the biologist
Julian Huxley, and his grandfather
Thomas Henry Huxley was known as
"Darwin's Bulldog." H. G. Wells — whose
Utopia appeared in The Shape of Things to
Come — ^himself wrote, with Julian Hux-
ley, a textbook on evolution; and George
Bernard Shaw, author of Back to Methuse-
lah, appeared on public platforms with
Galton.
In true Victorian style, no sooner was
the idea of evolution accepted than there
was a call to interfere with it, in this case
by controlling human mating. Nobody
needs reminding of what the eugenics
movement led to. Many of Hitler's crimes
were part of a misplaced attempt to control
the biological future of the human race.
Geneticists' views have changed
greatly over the last century. Galton's
sweeping concerns about the future have
been replaced by a more realistic focus on
the risks of inbom disease. The last few
years have seen many triumphs in the di-
agnosis and treatment of genetic illness,
and there is the promise of many more to
come.
But with these advances has come a
new concern. Perhaps our ability to inter-
fere with our genes may — as the eugeni-
cists feared — change the evolutionary out-
look for the worse. Are such anxieties jus-
tified; and was Galton right?
Most human biological evolution, like
that of any other species, depends on mu-
tations that can occur as genes pass from
parents to offspring. Some of these are bet-
ter than what went before and become
more common; others are worse and fail to
survive. This process, natural selection, is
the driving force of adaptive evolution.
Another important — but often ne-
glected— agent is genetic drift, or evolu-
tion by accident. Particularly in small and
isolated communities, genes become com-
mon or rare at random, as those who carry
them have, by chance, more or fewer chil-
dren than average and are hence more or
less successful in passing on their genetic
heritage.
It is hard to predict just what the fore-
cast for mutation or natural selection
might be. One thing, though, is sure. Bar-
ring some disastrous reduction in the num-
ber of people around, evolution by acci-
dent no longer has much force. Twenty
thousand years ago, there were only as
many people in the world as there are in
New York today. Society was based on
small bands or isolated villages, and mar-
riages were within the group. For most of
history, everyone had to marry the girl (or
the boy) next door, because there was no
choice.
Few people now live in small or iso-
lated communities. The change began
thousands of years ago and will take thou-
sands more to complete (although it has
accelerated during the past century). This
will have not only a long-term effect on
our biology but also an immediate influ-
ence on genetics — not on the number of
geniuses, but on the incidence of disease.
Inherited disease is certainly common
enough. About two out of every three
people reading this article will die for rea-
sons connected to the genes they carry.
Many of the genes involved — including
those connected with cancer and heart dis-
ease— ^kiU later in life, after the reproduc-
tive years and too late for natural selection
to have much effect.
About one person in thirty, though, is
bom with a gene that takes its toll rela-
tively early. Such problems have become
more important, in the West at least, as in-
fectious diseases are controlled {see "Bac-
teria Break the Antibiotic Bank," page 39,
and "On Darwin, Snow, and Deadly Dis-
eases," page 42). The genes that underlie
many inherited diseases are recessive;
they show their effects only when a carrier
has two copies, one from each parent.
The commonest inbom diseases among
people of African and of European ances-
try— sickle-cell anemia and cystic fibro-
sis, respectively — are of this kind. Others
are more local, but are painfully familiar to
people from the affected regions. In
Cyprus, for example, one inherited blood
disorder, beta thalassaemia, or Cooley's
anemia, is so common that treating all the
children involved is likely to soak up half
the entire health budget within ten years.
As tteatments are developed for other dis-
eases, many societies will face the prob-
lem of paying for them.
Both cystic fibrosis and sickle-cell ane-
mia can now be treated, and those affected
may survive to have children of their own.
Tests to determine whether a fetus is at
risk of genetic disease are now used in
many parts of the world, so that the num-
ber of children bom with these conditions
is dropping. But not everyone has access
to the tests, and some choose not to termi-
nate a pregnancy even when the test is
positive. What will the balance be be-
tween the increased numbers of damaged
genes passed on by survivors and those
lost by selective termination of preg-
nancy? Are we meddling with biology
without realizing what we are doing?
Perhaps, but the effects of genetic tech-
nology pale before those of social change.
We are in the middle of one of the most
dramatic events in evolutionary history:
the human race may be entering an era of
unprecedented genetic good health — a bi-
ological Utopia reached by accident.
At the heart of this new age is a change
in mating pattems. Frances Galton himself
showed what this can do to genes. He
looked at a simple inherited character, the
surname. Just like a gene, a sumame is
passed down through generations (albeit
through only one parent) and, also like
genes, names do odd things in small popu-
lations.
In Switzerland, for example, everyone
in a mountain village may have the same
sumame, while everyone in another vil-
lage a few miles away shares a different
name. This is not because Schmidts sur-
vive in one place and Eisens in another. In-
stead it happens at random. Within each
hamlet there has, over the years, been an
accidental loss of names as some men
have no sons. Eventually, different names
take over in each place. The process is in-
evitable: even if each of the villages
started out (as they probably did) with a
slightly different set of names, the effects
of random loss mean that the differences
72 Natural History 6/94
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between villages are quickly amplified.
Shared names mean shared ancestors. If
one of those ancestors carried a single
copy of one or another harmful recessive
gene — as nearly everyone does — then his
or her descendants in the village, choosing
their mates from a restricted pool, are at in-
creased risk of having a child with two
copies of the gene.
The danger is a real one. Finland, with
G its impenetrable forests, has lots of iso-
O lated and inbred populations — and many
• i-H local centers of inborn disease. Some are
^ almost unknown elsewhere, while others
^ represent isolated clusters of widespread
-^ but generally rare illnesses.
^ Social barriers can be just as effective as
^ distance. In Britain, many children of Pa-
pL^ kistani immigrants marry among them-
selves. Nearly half are married to a cousin.
Although only about one British birth in
fifty is to this group of closely related par-
ents, these children represent about 5 per-
cent of all inborn disease. Certain religious
communities, such as the Amish, are nat-
ural laboratories for genetic disease be-
cause they are so inbred. ElUs-van Creveld
syndrome, an inherited abnormality of the
skeleton, is commoner among the Penn-
sylvania Amish than in any other group of
people. Every sufferer traces his or her an-
cestry to Samuel King, a founder of the
community.
Even outside such closed communities,
most people have traditionally chosen to
mate with those who live close to them.
Now this pattern is changing quickly. The
tens of thousands of surnames in New
York — and the distinct ethnic groups to
which many of them are attached — show
just how mixed up the world's population
is becoming. And cities are not the only
places where the pool of potential mates is
glowing. Even on the Lipari Islands off the
coast of Italy, where in the 1920s a quarter
of marriages were between first or second
cousins, only about one marriage in fifty is
between cousins today.
A crude but effective way to measure
how related one's ancestors may have
been is to ask how far apart they were
bom. For nearly all the people reading this
article, the distance between the places
where they and their partners were bom is
greater than that separating their parents'
birthplaces. And their parents were, in
tum, likely to have entered the world far-
ther apart than did their grandparents. In
parts of nineteenth-century New England,
the distance between birthplaces of mar-
riage partaers was less than twenty miles.
Now the average in the United States is
several hundred, and most couples are
completely unrelated.
The mixing will not be complete for a
long time, if ever — with as much as five
hundred years needed to even out the ge-
netic differences between England and
Scotland alone. But even if global homo-
geneity is a long way off, increased move-
ment and outbreeding will certainly work
to decrease the numbers of children bom
with two copies of a defective gene.
One example of the genetic benefits of
outbreeding — albeit one that has its roots
in an abhorrent period of history — can be
seen in the United States. On average,
about a quarter of the genes of North
American blacks were contributed by
white ancestors — a result of interracial
mating during the days of slavery (usually
between white males and black females,
who had little say in the matter).
Since the recessive gene for cystic fi-
brosis is unknown in Africans and that for
sickle-cell anemia unknown in whites, the
child of a black-white mating is safe from
both diseases. One piece of advice that
might be given to someone concemed that
his or her child might suffer from genetic
disease is to marry someone with a differ-
ent skin color. Some geneticists believe
that some of the general increase in child
health seen in the West over the past cen-
tiu-y or so is due to such increased out-
breeding.
Any benefits that genetic mixing will
bring cannot last forever. In time the
mixed populations of the world will reach
a new equilibrium. Many of the genes hid-
den in the descendants of mixed marriages
will reappear.
This new uniformity also means that no
longer will there be much chance — as
there was among the Amish — ^for small
and isolated populations to diverge geneti-
cally by accident. One of the most impor-
tant agents of evolution has lost its power.
Speculating about what is to come —
particularly for a species like our own, so
prone to social, political, or ecological dis-
aster— is dangerous, but because so much
of human evolution has involved random
change in small groups, the loss of this
agent of change probably means that the
biology of the future will not be very dif-
ferent from that of the past. Humans may
even be almost at the end of their evolu-
tionary road. If so, we are as near to our bi-
ological Utopia as we are likely to get, al-
though it has been reached in ways not
dreamed of by Galton.
74 Natural History 6/94
NATURAL
HISTORY
Thank you, American Museum
of Natural History, FOR YOUR
CONTRIBUTIONS TOWARD
UNDERSTANDING NATURE AND
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Best Size
and
Number of
Human
Body Parts
We function well with one kidney,
so why do we have two?
by Tared Diamond
When a routine medical test performed
on me recently detected an unsuspected
kidney cancer, my first thought was how
to spend my final year of life, in case that
proved to be all the time left to me. But
after my diseased kidney had been re-
moved and the other one proclaimed
healthy, I grew reaccustomed to the expec-
tation of a normal life span. I began to
wonder instead how my life style would
be affected, now that I had only one of
what was originally a pair of vital organs.
Gradually, the answer emerged: There
seems to be no effect. Having just returned
from an even more demanding than usual
New Guinea expedition, I can't detect any
hmitation on my capacity for exercise or
for digesting food. As a physiologist and
evolutionary biologist, I am left to wonder:
Why did we evolve to have at least double
the necessary mass of kidney, which
ounce-for-ounce is the most energy-guz-
zling organ of our body to operate?
Actually, people can survive on only
part of a single kidney, and our combined
kidney mass has to drop by more than two
thirds before it affects our life style. Hence
we have a surfeit of kidney tissue, at least
three times what we need. The outcomes
of surgery on other organs show that, sim-
ilarly, our intestine is approximately dou-
ble and our paricreas a remarkable ten
times the necessaiy size. As a result of that
enormous excess of pancreatic tissue, one
friend of mine who had the misfortune to
develop pancreatic cancer felt no symp-
toms until 90 percent of his pancreas had
been destroyed, by which time he was
within a few months of death.
Why have we evolved to build and
maintain such excesses in vital organs?
Or — to reverse the question — if some ex-
cess is good, why don't we maintain even
more? Fifty pounds of kidney would, of
course, be too heavy, would fill too much
space, and would require too much energy.
But why are our kidneys the particular size
that they are, 3 times, rather than 50 or 1 . 1
times, their necessary size?
This question is part of a broader prob-
lem in biological design. In addition to the
puzzle of "how big," there is an analogous
puzzle of "how many." For example, why
are we endowed with two breasts, rather
than with one or sixteen? (Some mammal
species do have sixteen breasts). At the
molecular level, why does each of our en-
zymes exist in its particular number of
copies, rather than in some higher or lower
number? Like clamshells and spider webs,
our bones pose a third obvious, analogous
puzzle of "how strong." Why didn't evo-
lution result in our having stronger bones
that would break less often?
Of course, you'll say, the answer has
something to do with natural selection,
which adapts each species to its particular
hfe style and environment. For example,
grass-eating cows, but not meat-eating
tigers or humans, evolved a big rumen to
digest cellulose. Similarly, Northern Euro-
peans dependent for millenniums on
drinking fresh milk as aduhs evolved to
retain the milk-digesting enzyme lactase
beyond childhood, but most peoples in the
rest of the world did not.
Alas, most evolutionary reasoning re-
mains at that qualitative, gee-whiz level
and hasn't progressed since Darwin's day.
(As a frequent author of such qualitative
accounts myself, I'm not blaming other
scientists for failings of which I claim to
be innocent.) Rarely do biologists tackle
the problem of adaptation quantitatively.
We still lack a quantitative theory of bio-
logical design to predict numerical out-
comes and to explain their variation in na-
ture. We have yet to identify the selective
pressures that keep our kidneys, breasts,
and bones the size, number, and strength
they actually are.
Exacdy the same questions arise in con-
nection with structures that we ourselves
engineer Such questions are now much on
my mind and on those of my fellow earth-
quake-shocked Angelenos as we try to un-
derstand why some of our houses and free-
ways fell down while others didn't.
Engineers analyze such questions by
means of a well-developed framework
that could serve as a model for biologists.
Like biologists, engineers have to deal
with such questions as: How big? How
many? How strong? Typical questions for
them include: How strong should this
house or bridge be built? How big should
a hot-water heater be for a house expected
to hold six occupants? How many emer-
gency exits should be designed for a 12-
passenger commuter prop plane or for a
500-passenger jumbo jet?
Engineered structures are qualitatively
adapted to their "hfe styles," as are biolog-
ical structures. For example, a bridge in-
tended to bear the traffic of Sherman tanks
is built more strongly than a bridge in-
tended only for pedestrian traffic. But en-
gineers go further than these qualitative
analyses by calculating a "safety factor,"
that is, the ratio of a structure's capacity to
its actual expected load. The cable sup-
porting a fast passenger elevator, for ex-
ample, is built with a safety factor of 11,
meaning that the cable could actually sup-
port eleven times the maximum legal pay-
load specified in the sign posted inside the
elevator. Safety factors differ among engi-
neered structures: for instance, 7 for slow
freight elevators, but only 5 for hotel food
elevators (dumbwaiters).
Why do engineers build with safety fac-
tors exceeding 1.0? Obviously, the answer
is that actual capacities, as well as loads,
are somewhat uncertain or variable, so
that elevator cables with a safety factor of
exactly 1.0 would often snap. Capacities
vary because even batches of steel or con-
crete manufactured from the same mold
differ in strength, and because strength de-
teriorates depending on age and use.
Loads also vary unpredictably because
one cannot be sure how many sumo
wrestlers will try to crowd into an elevator
at once or how many big trucks will si-
multaneously be driven across a bridge.
Actual safety factors are set depending
on the expected magnitude of variation in
capacities and loads, as well as on the
costs and benefits of excess capacity.
78 Natural History 6/94
That's why cables of passenger elevators
have higher safety factors than those of
dumbwaiters: the liability judgment
against the elevator company will be much
higher if a snapped cable kills hotel guests
than if it just drops their room-service
breakfasts. Structures made of wood have
to have higher safety factors than those
made of steel because wood's strength is
initially more variable and deteriorates
faster with time. Safety factors are set high
enough to minimize the risk of structural
failure, but low enough to avoid unneces-
sary expense or size. That is, safety factors
reflect an optimization decision, based on
trade-offs between costs and benefits.
Engineers used to make those decisions
empirically and often unconsciously. For
example, in New Guinea's Star Moun-
tains, from which I remmed a few months
ago, people still cross mountain torrents
over bridges that they build out of hanas
and saplings. Falling into the torrent
would mean certain death, so they build
their bridges strong enough to make col-
lapse unlikely, but they also don't make
unnecessary work for themselves with
overbuilt bridges. Those principles of
bridge design evolved by natural selec-
tion, through experience with bridges that
did or did not collapse.
In industrial societies, safety factors are
instead calculated from physical princi-
ples and are written by law into design
codes. However, those conscious deci-
sions are still ultimately framed by a
process of natural selection, where the
arena is the marketplace of competing
manufacturers and the selective agent is
consumer choice. Builders presumably
cease to buy elevators from companies
whose cheap cables snap. They also cease
to buy from companies whose overde-
signed elevators cost double the price of
already-safe, competing elevators.
Biological safety factors similarly
evolved through natural selection, but the
process is always "unconscious," and the
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codes remain largely undeciphered in our
genes. The biological arena in which nat-
ural selection operates is life itself, with its
myriads of competing individuals and spe-
cies. Yes, if all other things were equal, we
would be better off with larger kidneys,
more breasts, thicker bones, and more en-
zymes. But one cannot ignore the price of
those benefits. All biological structures
incur direct costs of biosynthetic energy
and indirect costs of space occupied. En-
ergy in the form of ATP is required not
only to make a molecule or organ in the
first place but also to maintain and operate
it. Big organs incur further, indirect oper-
ating expenses because of the weight that
has to be lugged around, as anyone who
has been overweight or pregnant knows.
But the food energy available to an ani-
mal is finite. Space is also finite, as you
may have appreciated when you saw all
those organs packed closely together in-
side the body cavity of the frog that you
dissected in introductory biology. Since
available energy and space are limited,
any resource devoted to one organ or en-
zyme comes at the expense of another.
Thus, an economically designed animal
will tend to outcompete not only an under-
equipped animal but also an overequipped
one, profligate in one organ and necessar-
ily shorted on some other.
The potential disadvantages of biologi-
cal underdesign are obvious. Small bones
break when overstressed, and small kid-
neys on which you dump too many toxins
can't protect you against poison. As for
the potential disadvantages of biological
overdesign, they're reflected in the evolu-
tionary loss or reduction of organs that be-
come unnecessary because of an evolu-
tionary change of life style. For example,
why is it that so many birds on remote,
predator-free islands have small wings or
no wings, when flight seems so obviously
advantageous? The hundreds of flightless
bird species that evolved on Hawaii, Mau-
ritius, and other islands testify to the ad-
vantages of getting rid of expensive and
heavy flight muscles, which account for
up to one-quarter of a bird's mass, when
they are no longer needed to escape preda-
tors. Other analogous examples include
the loss or reduction of eyes in cave-
dwelling animals, and the loss of nutrient-
synthesizing enzymes in bacteria grown in
mediums providing those nutrients with-
out cost.
For humans, the disadvantages of
overdesign become clear whenever food
availability is limited, as it has been for
most people throughout human evolution-
80 Natural History 6/94
ary history. One tragic example is the ill-
fated Donner party of California pioneers,
who became trapped by snow with little
food during the winter of 1846-47. Half of
the males but only 5 percent of the females
in the age range from five to thirty-nine
died. Women can stay alive with less food
than men can because women are smaller.
In another tragic example, the first man to
collapse and die on Scott's disastrous trek
to the South Pole was the biggest, Edgar
Evans, starved by Scott's democratic divi-
sion of his limited food supply into equal
portions for each of his men regardless of
their differing weights.
Selection against too much as well as
too Uttle biological investment results in
the fine-tuning of our design, depending
on the demands of our natural fives. Con-
sider, for instance, the fine-tuning of breast
number, which proves to be correlated
with the natural variation in litter size.
Most mammal species have a teat number
double the number of pups in their average
fitter, and equal to the number of pups in
their maximum natural litter. That is,
mammalian teat design has a safety factor
of 2 for normal operation. We fit that rule:
we have a safety factor of two breasts for
our usual fitter of one; we're prepared for
our occasional twin births, which account
for as much as 5 percent of births in some
human populations; but we make no pro-
vision for triplets and larger birth num-
bers, which were vanishingly rare before
modem fertility drugs. For all but those
rare mothers of triplets, four breasts would
merely add to our weight and operating
costs. The occasional appearance of super-
numerary teats in humans and other mam-
mals reveals our genetic potential for more
breasts, a potential that is evidentiy reined
in by natural selection.
Innumerable other examples testify to
the ubiquity of such fine-tianing. Males of
those species that have sfightiy higher ex-
pected frequencies of copulation have
slightly larger testes. (That's why men
have bigger testes than gorifias but smaller
ones than chimpanzees). Birds and mam-
mals with higher metabolic rates have
slightly bigger hearts and kidneys than re-
lated species with lower metabolic rates.
Such fine-tuning affects every aspect of
our design, from the molecular level to the
level of the whole body.
Physicists, and even many biologists,
scorn evolutionary biology as a descrip-
tive science, full of just-so stories and de-
void of predictive power. An oft-quoted
example of this prejudice is a notorious re-
mark by the physicist I. D. Rutherford, to
the effect that you don't understand some-
thing until you can express it numerically.
While this remark is in many respects
wrong and ignorant, the critics still have a
valid point. Granted, it's harder to identify
and measure the numbers underlying bio-
logical safety factors than those underly-
ing safety factors of elevator cables. But
we evolutionary biologists deserve much
of the blame ourselves for not even trying.
The major challenge that I see for evo-
lutionary biologists in the coming decades
is how to convert a quafitative science into
a quantitative one. That requires estimat-
ing such factors as the costs of building.
maintaining, and operating a kidney; the
variation in our kidneys' preprogrammed
waste-excreting capacity, depending on
damage and deterioration with age; and
our normal rates of production of wastes
to be excreted by the kidneys. Gathering
all that information is at least conceivable
in principle, even though it won't be easy.
But the prize for success is big. It's noth-
ing less than a quantitative understanding
of biological design.
Jared Diamond is an evolutionary biolo-
gist and physiologist at the University of
California Medical School, Los Angeles.
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Reviews
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Putting
Human
Genes on
the Map
With decades of data and big
computers, scientists are
beginning to visualize the
complexities of human diversity
by Christopher Wills
Back in the late 1970s, I had the plea-
sure of visiting the laboratory — or perhaps
more properly the lair — of Arthur E.
Mourant. It was hidden away in the far re-
cesses of the British Museum of Natural
History in London. Mourant, a genial man
The History and Geography of Human
Genes, by Luigi Luca Cavalli-Sforza,
Paolo Menozzi, and Alberto Piazza.
Princeton University Press, $175; 1,032
pp., illus.
who looks rather like Mr. Punch, presided
over a large room lined with cabinets filled
to overflowing with papers. For decades,
he and a few devoted co-workers had kept
track of our growing knowledge of the
human gene pool, summarizing the work
of thousands of scientists in huge com-
pendiums. He had provided scientists
working on human evolution and varia-
tion with a distillation of studies that had
been written in a dozen languages, in a
hundred parts of the world. We spent a
couple of fascinating days going over
some of the reams of data that he had col-
lected and speculating about their mean-
ing. Among other things, he showed me
the proofs of a new book he had just fin-
ished on human genetic variation and dis-
ease.
The gray columns of figures in this
book were a treasure trove. The first con-
nection between stomach cancer and the
ABO blood groups had been published in
1953. By the time Mourant summarized
the literature in 1978, an astonishing 5,000
studies had looked for connections be-
tween ABO blood groups and virtually
every major disease. About 15 percent of
them showed an association.
Other gray columns of his figures told
about another, less-known human blood
group called MN, which is confined to the
surface of our red cells. So minor is it that
it is usually ignored by our own immune
system and, unlike ABO blood groups, it
is not important in transfusion or tissue re-
jection. Strenuous efforts by many re-
searchers have not been able to detect any
association between the MN blood groups
and disease.
Yet virtually every human population
has the M and N forms of this trait in vary-
ing proportions. Why are both so perva-
sive, and why is not our entire species type
M or type N? Is it simply accidental or are
selective forces at work? And what does
the distribution of these and other variant
forms of genes tell us about the history and
current state of our species? What indeed
can it tell us if all the genes that have been
discovered turn out to be as different as
ABO and MN?
A new book by Cavalh-Sforza and his
collaborators, as massive as anything put
together by Mourant, attempts to answer
some of these questions. It is an immense
and laudable undertaking that pulls to-
gether the information on many genes
that, like the ABO blood group gene, are
polymorphic — that is, they exist in the
population in a variety of types called al-
leles. Much of the data had been gathered
in raw form by Mourant, with later addi-
tions by Mourant's co-workers and by
Cavalli-Sforza's group. More than 75,000
allele frequencies, measuring the preva-
lence of various alleles in nearly 7,000
human populations, are summarized — not
in the gray columns of Mourant's compi-
lation but in the form of maps and statisti-
cal analyses that make trends in the data
far more obvious and accessible.
The book begins with a survey of the
methods used in analyzing the data and
then moves on to an overview of the ge-
netic and cultural histories of our species
on a worldwide scale. Succeeding chap-
ters deal with each continent in turn. The
book is nothing less than an attempt to re-
late the physical appearance, language,
and culture of the far-flung members of
our extremely variable species to the evi-
dence of the genes. In the course of this ti-
tanic enterprise, the book summarizes
how much we have learned and shows
how far we still have to go.
What are the many controversies that
the book hopes to cast Ught on? One is the
origin of our species itself. Did we arise
within the last one or two hundred thou-
sand years in Africa and spread through-
out the rest of the Old World, sweeping all
the poor hominids already resident there
into the ash heap of history? Or did we
arise from our immediate ancestor. Homo
erectus, in a series of parallel events in
various parts of the Old World, aided per-
haps by puzzhng and highly specific flows
of genes conferring human rather than
prehuman characteristics on our diverse
ancestors? While admitting that all the ev-
idence is not in, the authors come down on
the side of a single origin.
A second question that the authors
spend a good deal of time on is the matter
of races. While our species is highly di-
verse both physically and genetically, the
patterns are so complex that it is impos-
sible to divide us into races in any consis-
tent way. For example, an earher genera-
tion of anthropologists classified the Ainu
of northern Japan as Caucasian because of
the abundant hair on their bodies, the lack
of an epicanthic fold on the upper eyelid,
their wavy brown hair, and pale skin. But
then- genes place them squarely among the
peoples of eastern Asia. The San (Bush-
men), at the other end of the Old World, in
southern Africa, have flattened faces of
rather Asian appearance — though again
without an epicanthic fold — and yellow
rather than dark skin. Yet the frequencies
of their various alleles, although unusual
in some respects, resemble those of their
African neighbors.
The authors do not attempt an explana-
tion. But I suspect that since our species is
blessed with an abundant variety of alleles
of genes that contribute to outward ap-
pearance, a little mixing, matching, and
sorting out would have been quite enough
to have produced — anywhere on the
planet — the relatively trivial differences in
appearance on which we put so much
weight when we classify people into races.
A third question concerns the various
patterns of migration our recent ancestors
82 Natural History 6/94
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took as they roamed over Africa, Europe,
the Middle East, and far Asia. Can the
traces of these migrations be detected by
looking at allele frequencies, or does the
spread of culture overwhelm the spread of
genes? A striking cline — or regular grada-
tion— of frequencies of alleles of some
genes, such as ABO, extends across Eu-
rope and correlates in space and time with
the spread of farming from its source in
the Middle East. A likely explanation is
that farmers, able to multiply in numbers
faster than their neighboring hunter-gath-
erers, overwhelmed and mixed with them.
This new, slightly mongrelized group of
farmers repeated the process as farming
spread to the north and west. On the other
hand, a much more recent spread of
Bantu-speaking peoples accompanied by
agriculture in southern Africa has not left
such obvious traces on the genes.
And finally, is there any correlation be-
tween the traces of migration seen in some
of our genes and the spread and history of
human languages? Sometimes. Again, a
fairly striking correlation is found in Eu-
rope. In Austraha, however, no correlation
can be seen among the genes of the abo-
riginal populations, the distribution of
their languages, and the fairly simple pat-
terns of colonization from Australia's
north that we know must have taken place
starting some 60,000 years ago.
The book is unlikely to settle any of
these controversies and, indeed, is certain
to stir some because of its unabashedly
idiosyncratic methods. The authors state at
the outset that they are going to concen-
trate on their own methods of interpreting
the data, because giving full justice to the
approaches of others would make the
book far longer than its current thousand
or so very large pages. The authors are to
be commended, however, for laying out
all the data, warts and all, showing how
they analyzed it, and hedging virtually all
their conclusions with the caveats that im-
perfect data demand.
The first problem with this compilation,
impressive as it is, has to do with the im-
mense span of time for which we have no
genetic data. Because our genetic portrait
of humankind is necessarily based on re-
cent sampUngs, it is unavoidably static.
Historical records of human migrations
cover only a tiny fraction of the history of
our species, and we know surprisingly ht-
tle about how long most aboriginal peo-
ples have occupied their present homes.
Language, too, is so labile and so easily
overwhelmed by history that it can only
take us, at the most, ten or twenty thou-
sand years into the past. We are pretty
close to the position of a viewer who tries
to infer the entire plot of the film Queen
Christina from the few final frames show-
ing Garbo's rapt face.
Once we have looked as far back as we
can — to the invention of agriculture and a
little way into the Neolithic — how much
more of our distant history can we infer
from the present-day distribution of alle-
les? Very little, I think. As the authors ac-
knowledge throughout the book, the dis-
tribution of genes has as many
explanations as there are genes them-
selves.
Take the Duffy blood group. One allele
of this gene confers absolute immunity
against a particular type of malaria. This
allele is present in sub-Saharan Africa be-
cause of malaria — not migration — and
may have made its appearance only tens of
thousands of years ago. The ABO poly-
morphism, on the other hand, is miUions
of years old, and therefore probably far
more complex than that of Duffy. Even
though we have known about it for the
better part of a century, we have still not
managed to discover the major reason that
we (and our close relatives the great apes)
have this polymorphism.
Many of the maps in The History and
Geography of Human Genes were con-
structed with a technique called principal
component, or PC, analysis, which
sounds — and is — dauntingly statistical.
To construct one of the maps, eighty-two
genes were examined in many populations
throughout the world. Each population
was represented on a computer grid as a
point in eighty-two dimensional space,
with its position along each dimensional
axis representing the frequency of one of
the alleles in question. The line, rotated
through all the dimensions, that best fits all
the points is called the first PC. It can also
be understood as the measure that best
summarizes all the variables. Other PCs
can be obtained that summarize the left-
over data.
Suppose that all our genes behaved the
same way — that is, they all had alleles with
a high frequency in Africa, intermediate
frequencies in Europe and Asia, and even
lower frequencies in Austraha. Then the
first PC would account for all or most of the
information in the data set. It is just such a
pattem that the eighty-two-gene map ap-
pears to show. Tliis is misleading, however,
because the first PC accounts for only about
a third of the data, and the other two thirds
are made up of conflicting trends. Which, if
any of them, do we beheve?
84 Natural History 6/94
Unfortunately, the authors tend to
search through the various PC maps until
they find one that supports the argument
they are trying to make at the moment. I
rather wish that they had played around
with the data a little more in order to see
how robust the maps are. For example,
how much does a PC map change if one
important allele like the Duffy variant is
dropped from it? The authors emphasize
migration, and while they sometimes sug-
gest that selection for or against particular
alleles and combinations of alleles in dif-
ferent regions may have played a role in
shaping these maps, my guess is that such
selection will turn out to be at least as im-
portant as migration.
The book closes with a plea to gather ir-
replaceable genetic information from in-
digenous peoples before they are killed,
die of starvation and disease, or melt
anonymously into the favelas of Third
World cities. At times, the argument
sounds uncoinfortably like science-at-all-
costs, a plea for "immortalizing" the white
blood cells of peoples on the brink of ex-
tinction as the peoples themselves fade
away. But such efforts should not, I think,
be supported unless they form a part (a
small part) of efforts for culmral preserva-
tion and political empowerment of the
kind espoused by the Cambridge-based
group Cultural Survival, and of efforts to
shift priorities at the World Bank and
among the Third World governments di-
rectly concerned.
The ABO blood groups were discov-
ered in the year 1 900. The History and Ge-
ography of Human Genes, arriving nearly
a hundred years later, gathers together
much of the information that has since
been gleaned about human diversity and
allows us to see, however dimly, a small
part of our evolutionary heritage. The
book summarizes this exciting story well,
but the really exciting discoveries are still
in the future. In the next hundred years we
will find the genes that distinguish us from
the great apes and perhaps discover how
some of them work. And we will, I feel
confident, finally be able to determine
which one of the many conflicting theories
about the evolutionary history of our
unique species is correct.
Christopher Wills is a professor of biology
at the University of California, San Diego.
His books include Exons, Introns and
Talking Genes: The Science Behind the
Human Genome Project and, most re-
cently, The Runaway Brain: The Evolu-
tion of Human Uniqueness.
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Celestial Events
Making
Time
by Gail S. Cleere
By 1370, King Charles V of France had
had enough. He was tired of hearing the
church bells of Paris ringing at irregular
intervals. He ordered a uniform time for
the city, making the clocks synchronous
with the master clock in the tower of the
Palais Royal. Charles's edict estabhshed
the first "time service," comparable to the
universal system we have today.
Timekeeping has since become a lot
more sophisticated, but uniformity is still
the goal. On June 30, in keeping with the
decision of the International Earth Rota-
tion Service in Paris (a location Charles
would consider only fitting), a "leap sec-
ond" will be officially inserted into our
clock time to keep it precisely matched to
solar time, or the rotation of the earth.
Only a year after the last adjustment, Co-
ordinated Universal Time, usually shown
as UTC — and formerly known as Green-
wich Mean Time, or GMT — will be re-
tarded by one second between the last sec-
ond of the day, and the first second of the
next.
Why do we do this? "Because the earth
actually rotates irregularly on its axis," ex-
plains Bill Klepczynski, an astronomer at
the U.S. Naval Observatory's Time Ser-
vice in Washington, D.C., where the na-
tion's master clock is housed. "Our clocks
must be adjusted to stay in pace with the
earth's rotation if we want to continue to
see the sun in the daytime hours, and the
stars at night."
The mechanics of the earth's motion on
its axis are still not completely understood.
Tidal friction and the "sloshing" of the
earth's fluid core seem to play the largest
role in rotation, but atmospheric condi-
tions may also be a factor. Even El Nino,
which pushes warm ocean currents up
against the west coast of South America
and wreaks havoc with the world's
weather, can affect the speed of the earth's
spin.
Over time, such fluctuations add up.
Even though our days are roughly twenty-
four hours long, that has not always been
the case. When dinosaurs roamed the
earth, the days were about an hour and a
quarter shorter than they are today. Ever
since the earth coalesced out of the gases
and dust of the primordial cloud and began
its orbit around the sun, its spin has been
slowing down.
We used to use the earth's rotation as
the standard for our clock time, setting the
clocks by observing the regular passage of
the stars overhead. The job of determining
time was thus up to the astronomer, which
is why it remains the bailiwick of the
Naval Observatory today. Precise and co-
ordinated time is necessary to determine
longitude at sea. It was the Naval Obser-
vatory's job to adjust the fleet's chronome-
ters before placing them aboard ships
bound for the high seas.
As first our pendulum and then our
quartz crystal clocks improved, and as our
methods of observing distant astronomical
objects became more precise, the discrep-
ancies between the clocks and the earth's
rotation became more and more apparent.
Then, in the late 1940s the first atomic
clocks were developed; by counting the
regular oscillations of atoms, they allow
time to be measured with unprecedented
accuracy. Since 1967, the international
second of time has been defined as
86 Natural History 6/94
The Landmark Series from the American Museum of Natural History
The Illustrated History of Humankind
imnRsr
HUMANS
Human Origins and History lo 10,000 bc
Documenting the epic history of human beings and the development of global society over four million years with
um-ivaled range and excellence, The Illustrated History of Humankind T^myiAes the most up-to-the-minute information
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lavishly illustrated with more than three hundred full-color photographs, maps, diagrams, and artists' reconstructions.
Much needed, up-to-date, and beautifully illustrated Invaluable."— Richard Leakey
Volume One, The First Humans, spans human history to 10,000 B.C. and explores our earliest origins, the great apes, the origins
of language, dating the past, global expansion, extinct species, and much more. Featured in this volume is David Hurst Thomas,
curator of anthropology at the American Museum of Natural History, on the first Americans. Hardcover
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Volume Two, People of the Stone Age, discusses hunter-gatherers, farmers, the human impact on the environment, social and
gender roles, and more. Covering 10,000 B.C. to 2000 B.C., Volume Two includes Marija Gimbutas, the author of The Civilization
of the Goddess, on goddess worship. Hardcover
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chronicling the story of Mesopotamia and the first cities, the civilization of ancient Egypt, the development of African states, the
Iron Age in Southern Asia, rising dynasties in China, the age of classical Greece, and the rise of Rome. Hardcover
General editor Goran Burenhult is associate professor
of archaeology at the University of Stockholm.
U.S. editor David Hurst Thomas is curator of
anthropology at the American Museum of Natural History.
To order, please send check or money order for $41.00 per volume
(includes shipping and handling — foreign orders extra) to:
Members Choice Collection/American Mu.seum of Natural History
Central Park West at 79th Street, New York, New York 1 0024
For Mastercard/Visa orders, please call 1-800-437-0033.
Coming in Fall 1994:
Volume Four, New Worid and Pacific Civilizations:
Cultures of America, Asia, and the Pacific
Volume Five, Traditional Peoples Today:
Continuity and Change in the Modern World
tdM
HarperSanFrancisco
A Division o/HarpcrCollinsPK^/is/jers
Also available from HarperCollinsCa»M<ijZ.£ii.
9,192,631,771 oscillations of a cesium
atom, and the rotation of the earth has
ceased to be the standard for time.
This may seem a bit esoteric if all you
want is a three-minute egg, but June's leap
second is heady news in the world of com-
munications and navigation, where
nanosecond accuracy is needed. "In elec-
tronic navigation, a time error of a mil-
honth of a second can produce a position
eiTor of about a quarter of a mile. Get your
celestial timing wrong and spacecraft will
sail past planets, missiles can fall in the
wrong places, and jets can land short of
the runway," explains Klepczynski. "Leap
seconds are the earth's way of keeping us
on our toes."
The Planets in June
Mercury is visible in the early
evenings, low in the southwest at the be-
ginning of the month, before slowly fad-
ing from view. The planet reaches inferior
conjunction (between the earth and the
sun) on the 25th.
Venus bedazzles us this month, shining
in the western evening skies at a brilliant
-4 magnitude (htore than seventeen times
brighter than Sirius, the brightest star in
the sky). On the 10th, Venus passes the
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first-magnitude star Pollux in Gemini, and
on the 12th passes by the waxing first-
quarter moon.
Mars rises a couple of hours before the
sun in Aries and can be spotted in the
southeast just before sunrise. On the 6th,
watch as the old crescent moon passes just
a few degrees above the ruddy planet.
NASA has recently announced that it will
continue its exploration of Mars by
launching a small orbiter in 1996 to study
the surface of the planet. The spacecraft
will carry half the science payload that
flew on the Mars Observer, which was lost
last August.
Jupiter is nicely placed in Virgo. It is
visible as a very bright, silvery-white
"star," well up toward the south at sunset,
and sets after midnight. On the 18th, the
giant planet can be found just north of the
waxing third-quarter moon. The refur-
bished Hubble telescope's new images of
Comet Shoemaker-Levy — due to crash
into Jupiter next months — show that the
comet is continuing to break up. The
largest of its fragments appears to measure
2.5 miles in diameter.
Saturn rises about midnight among the
faint stars of Aquarius and is well placed
in the southern sky for observing until
dawn. On June 1, and again on the 28th,
look for Saturn well below the moon — a
pretty sight on a warm summer morning.
Uranus and Neptune are the two blue
green worlds that can be seen with binoc-
ulars and the help of a detailed sky chart
just east of the teapot-shaped constellation
Sagittarius, rising one and a half hours
after sunset.
Pluto is not far from Jupiter, just above
the star that marks the north "claw" of the
scorpion (now part of the constellation
Libra), but it is impossible to see without a
large telescope.
The Moon reaches last quarter on the
1st at 12:02 a.m., EDT, and again on the
30th at 3:31 p.m., EDT. The moon is new
on the 9th at 4:26 a.m., EDT, and reaches
first quarter at 3:56 p.m., EDT, on 16th.
The summer solstice occurs at 10:48
A.M., EDT, on the 21st, marking the begin-
ning of summer in the Northern Hemi-
sphere. The sun at noon reaches its highest
point in the sky for the year and then be-
gins its relentless march south. Although
the earth is almost at its farthest distance
from the sun, it is tilted so that the North-
em Hemisphere most directiy faces the
sun.
Gail S. Cleere lives in Washington, D.C.,
and writes on popular astronomy.
88 Natural History 6/94
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ADVENTURES IN AFRICA & EGYPT Economical
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91
TfflSLAND
Chincoteague Refuge, Yirginia
by Robert H. Mohlenbrock
Paralleling the Atlantic Coast from
Long Island to Horida, a string of barrier
islands shelters the mainland from the rav-
ages of periodic storms. Composed of
sand brought up by wave action from the
gently sloping ocean floor, these wind-
swept islands are continuously being re-
shaped. One is slender Assateague Island,
which stretches thirty-five miles from
southern Maryland to Virginia. The main-
land areas it protects include salt marshes,
freshwater marshes, bays, ponds, creeks,
and inlets. These coastal wetlands, as well
as those on and along the island itself, are
important to wildhfe, especially the migra-
tory birds that pass through in the fall and
spring. Along with a bit of adjacent Chin-
coteague Island, the entire Virginia portion
of Assateague Island is managed by the
U. S. Fish and Wildlife Service as the
Chincoteague National Wildlife Refuge.
A ridge of sand up to forty-seven feet
high edges the ocean side of the island.
Built up by the wind and the constant ebb
and flow of the tide, the ridge is too un-
stable to support the growth of many kinds
of plants. The principal one that grows
there is beach grass, able to anchor itself
by much-branched, deeply penetrating
rhizomes. Even the beach grass is often
wiped out during violent storms, and the
Fish and Wildlife Service replants plugs of
grass to reestabhsh some cover as quickly
as possible.
Just behind the sand ridge he a variety
of wetlands that attract shorebirds and wa-
terbirds. Gulls, egrets, herons, ospreys,
swans, glossy ibises — some 250 species in
all — can be observed from the refuge's
roads and trails.
Some of the wetlands are salt marshes,
shallow places where there is an inflow of
seawater. The plants found in them are
adapted for survival in saltwater and are
not found in any other type of habitat. One
DoriM? loops
92 Natur,\l History 6/94
salt marsh that is easily accessible by trail
lies near the southern end of Assateague
Island, north of Toms Cove.
As one gazes across the salt marsh,
from very shallow to deeper water to the
open water of Toms Cove, one is im-
pressed by a sea of grasses. The shortest
grass, less than one foot tall, is salt grass,
while other species range from about two
feet to nearly ten feet tall. They include
Virginia dropseed and several species of
cordgrass. The grasses form a continuous
cover because their aerial stems are con-
nected to a network of underground rhi-
zomes. All are able to take up saltwater
and exude excess salt. If you were to rub
your finger over a blade of salt grass and
then hck your finger, you would get a very
salty taste.
Scattered throughout the salt marsh are
various wildflowers that have also devel-
oped one or more mechanisms to survive
the salty conditions. Some have succulent
stems that store water for use when fresh-
water is scarce. Probably the most un-
usual-looking of these is glasswort, or
pickleweed. This nearly leafless plant has
a swollen, jointed stem about eight inches
tall. Its tiny greenish flowers, formed in
conelike structures during the summer, are
inconspicuous, but in the autumn, the stem
may turn bright red. A similar-looking
plant with showier, pink flowers is sea
purslane. A third species with a succulent
stem is sea rocket, a member of the mus-
tard family, whose flowers have four
white-to-lavender petals.
Other plants store freshwater in their
Cordgrass, left, grows abundantly in a
salt marsh along Assateague Island.
Right: Virginia thistle
Anne Heimann
A wild pony roaming amid the cordgrass
is a descendant of domesticated horses
first allowed to graze on Assateague
Island centuries ago.
fleshy, succulent leaves. These include
seaside goldenrod, sea oxeye (a species of
daisy), and narrow-leaved aster Despite
their thicker leaves, these species have
flower heads that look very much like
those of their more common relatives.
Some plants have very small leaves so
that httle delicate leaf tissue is exposed to
the caustic action of saltwater One ex-
ample is sea lavender, a small, somewhat
wiry wildflower with equal branching and
tiny leaves. Its small lavender flowers
have paperlike petals, which retain their
shape and color for many weeks.
At the edge of flie salt marsh farthest
from open water, where the sand is dry for
most of the year, the cover consists of
Chincoteague Refuge
For visitor information write:
Refuge Manager
Chincoteague National Wildlife Refuge
Chincoteague, Virginia 23336
(804)336-6122
colonies of red fescue, interspersed with a
few other species, such as sand evening
primrose and a surface-hugging sand
spurge. Red fescue is the grass species that
has given rise to several popular strains of
lawn grass, but the original variety is this
sand-loving plant that inhabits the edges of
salt marshes. If the sand in fliis dry zone
gets too salty, the fescue is replaced by
better-adapted grass species, wildflowers,
and such shrubs as groundsel tree and salt
marsh elder
A special attraction at Chincoteague
National Wildlife Refuge are the wild
ponies that may be ghmpsed as one drives
or hikes along. About 1 30 of these ponies,
owned by the Chincoteague Volunteer Fire
Company, are allowed to graze by permit
on the refuge, while another 40 live on the
Maryland side of Assateague Island. They
are the descendants of domesticated
horses that were aUowed to graze on the is-
land perhaps three hundred years ago.
Slightly smaller tiian a typical horse, they
have exceptionally fiirry coats, which no
doubt help them survive the winter
weather and hordes of summer insects.
Robert H. Mohlenbrock, professor emeri-
tus of plant biology at Southern Illinois
University, Carbondale, explores the bio-
logical and geological highlights of nat-
ural areas, especially the 156 U.S. na-
tional forests.
CHINCOTEAGUE
NATIONAL
WILDLIFE
REFUGE
0 3 Miles
Joe LeMonnier
94 Natural History 6/94
.l«
>lri
k-
r^y
, >■'.'■ -' (•;
He s Real.
He's Related.
Meet the Eamily
Visit the new Lila Acheson Wallace Wmg
of Mammals and Their Extinct Relatives.
Enter the world of the ^Museum's seieiitists, explorijiS'OHe of
the most faseiniitiiiK stories in tlie evolution of lifi; -'a story of
display the most extensive and scientitieally hnpoi-tant ari'ay of
fossil mammals ever assembled, featiuiiig' more real sjieeimens
than can lie seen an-\-\vheiv.else in the world.
ilM .V-li.'wiii Wi.lli /Aiiu-H.'iiii .Mnsi'iiiii...r
HiiMirXilliinil Uisl.ii-y. 'riicrMv ,,^^■.•^vYH
. .Miri:.n,.ii..l Ini II. \Viill;,.-l. l--..ii|i.l;.li.iii.
American Museum of Natural Hi|t(Srf
Central Park West at 79th Street, New York City - For information, eall 212-769-6100
At THE American Museum OF Natural History
1 25TH- Anniversary Cultural
Festival
The American Museum of Natural His-
tory will commemorate 125 years of expe-
dition, exploration, and discovery on Satur-
day, June 4, with a day-long festival
celebrating cultural diversity. Among the
festival's features will be performances of
traditional music and dance, foods of the
world, and demonstrations and workshops.
Visitors are also invited to bring artifacts,
bones, fossils, minerals, and other natural
objects (no gemstones, please) for identifi-
cation by Museum scientists. General ad-
mission to the Museum, as well as to the
Naturemax Theater and the Hayden Plane-
tarium, will be waived. For further schedule
information, call (212) 769-5 1(X).
Peruvian Treasures
The exhibition "Royal Tombs of Sipan"
will feature gold, silver, and gilded copper
objects of the Moche, a people that flour-
ished from a.d. 100 to 800 in northern Peru.
The tombs, discovered by archeologists in
1987, are the richest ever excavated in the
New World. The treasures include a two-
foot-high gold-and-silver scepter, gold
armor, elaborate headdresses, and a selec-
tion of jewelry. The exhibition will open in
Gallery 3 on Friday, June 24, and run
through January 1995. Admission is $5
($2.50 for children) and includes an audio
tour narrated in English or Spanish.
Walter Alva, the chief archeologist at
Sipan and co-curator of the exhibition, will
give a lecture in Spanish (with simultaneous
translation into English) on Monday, June
20. Co-curator Christopher B. Donnan will
speak on Friday, June 24. Both talks will
begin at 7:00 p.m. in the Kaufmann Theater.
The lecture series costs $25 and includes a
special preview of the exhibition on June 20
from 5:00 to 6:45 p.m. Call (212) 769-5310
for information.
The Earth as a
Peppercorn
The "planet walk" through the solar sys-
tem will take place on the Museum's
grounds on Sunday, June 12, at 1:00 p.m. A
special evening tour will also be given on
Saturday, June 25, at 8:(X) rm. Developed in
1969 by astronomer Guy OtteweU, the walk
follows a thousand-yard-long model of the
solar system. Volunteer guide Robert Cam-
panile will lead the tour, which is free and
begins on the Planetarium's front steps on
81st Street. Call (212) 769-5566 for infor-
mation and reservations.
Update: The Universe
Black holes, new planets, colliding galax-
ies, and the quest for extraterrestrial life will
be explored in die Planetarium's Sky Show
Update: The Universe. Opening Thursday,
June 16, the show incorporates many of the
discoveries made by the Compton Gamma
Ray Observatory, the European ROSAT,
and the recently overhauled Hubble Space
Telescope. Call (212) 769-5100 for show
times, prices, and other information about
Planetarium events.
The Natural History of Love
Poet and nature writer Diane Ackerman
will discuss her latest book, The Natural
History of Love, on Thursday, June 9, at
7:00 P.M. This nonfiction narrative draws on
history, science, psychology, and social cus-
toms. The program will take place in the
Kaufmann Theater. Tickets are $20. For in-
formation, call (212) 769-5310.
The Quark and the Jaguar
Murray Gell-Mann is a theoretical physi-
cist and winner of the 1969 Nobel Prize for
his discovery of quarks. Now at the Santa Fe
Institute, he works on a range of theoretical
issues with other scholars and scientists.
Among the topics he will speak about on
Thursday, June 16, at 7:00 p.m., are the con-
nections between elementary particle
physics and the process of natural selection.
Tickets are $20. Call (212) 769-5310 for
more information.
The Wonders of Metropolitan
New York
The history of New York's water supply
system and the area's billion-year-old geol-
ogy will be the subjects of two talks by Sid-
ney S. Horenstein, geologist and coordina-
tor of environmental public programs at the
Museum. The Thursday-evening lectures
will be given on June 9 and 16 at 7:00 p.m. in
the Kaufmann Theater. Tickets are $25.
Horenstein will also be conducting two 3-
hour sunset cruises. The first, on Tuesday,
June 7, will survey the geological features
of the Hudson River, the southernmost fiord
in the Northern Hemisphere. The ecology
and origins of the river and the Palisades are
among the topics covered on the trip. The
second boat tour, on Tuesday, June 14, will
examine some of New York's siuroimding
waterways, including Newtown Creek, But-
termilk Channel, and Gowanus Bay. The
cruises will run from 6:00 to 9:00 p.m. Tick-
ets for each are $25 ($22 for members). Call
(212) 769-5310 for information.
Calling All Hippos
The social organization and underwater
behavior of hippos will be the subject of a
talk by William Barklow, a professor of bi-
ology at Framingham State College in
Massachusetts. Barklow's 1989 fieldwork in
Tanzania documented the vocal repertoire
of hippos, including underwater signals
similar to those of dolphins eind whales. The
sUde-illustrated lecture will be presented on
Thursday, June 30, at 7:00 p.m. in tiie Kauf-
mann Theater. For ticket availability and in-
formation, caU (212) 769-5606.
Field Trip to Sterling Hill Mine
Joseph J. Peters, a senior scientific assis-
tant in the Museum's Department of Min-
eral Sciences, will lead a tour of the last op-
erating zinc mine in New Jersey on
Saturday, June 11, from 9:30 a.m. to 5:(X)
p.m.. The group wiU visit underground tun-
nels and view mineral displays in a natural
envirormient. The trip is Umited to thirty-six
adults and costs $50. Call (212) 769-5310
for reservatons and information.
Storytelling
Folk tales, myths, and personal stories
will be told by master storytellers Gioia
Timpanelli and Diane Wolkstein on
Wednesday, June 8, at 7:00 pm. in tiie Kauf-
mann Theater. Gioia Timpanelli won the
Women's National Book Association Award
for her work on oral traditions and has just
compiled a book based on Sicilian folk
tales. Diane Wolkstein is the author of sev-
enteen books and teaches storytelUng at
Bank Street CoUege. Call (212) 769-5606
for ticket availability.
Origami Theater
Using minimal props — her hands and
sheets of paper — Marieke de Hoop, an
origami expert from Holland, will tell a
story about the figures she creates as she
transforms the paper into a swan, a fox, a
peacock, or a star. This presentation, which
she calls Orikadabra, will take place in the
Under Theater on Wednesday, June 15, at
3:30 RM. Call (212) 769-5606 for ticket
availability.
These events take place at the American
Museum of Naniral History, Central Park
West at 79th Street in New York City. The
Kaufmann and Under Theaters are located
in the Charles A. Dana Education Wing.
The Museum has a pay-what-you-wish ad-
mission poUcy. For more information about
the Museum, caU (212) 769-5100.
96 Natural History 6/94
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4 SATURDAY
125th-Anniversary Cultural
Festivif^'A Gift to the Public
SPECIAL EVENT. A
Commemdrating 125 years of
expedition, exploration, and
discovery, the Museum opens
its doofi to the public with a
day-iolfig festival celebrating
cultural diversity. 10:00 a.m. to
9:15 p.m. Admission waived.
Wonderful Sky O
SKY SHOW FOR CHILDREN,
Hayden Planetarium, 10:30 &
' 11:45 a.m. Admission waived.
iision
6 MON^J^ .
"The Supiter-Comef Coll
of199#« ^
LECTUfCfi, Hayden Planetarium,
7:30 p m., $6.00 members,
$8.00 nonmembers
8 WEDNESDAYji
';Favorite Stories FolkC
for Grown-Ups" ■
STORY-TELLING, 7:00 |
Kaufmanr^heater, $£
rtiembers, &.00 nonSlfXlbers
THURSDAY
"The Natural History of Love:
An Evening with Author
Diane Ackerman" +
LECTURE, 7:00 p.m.. Main
Auditorium, $20.00
calendar
i
16 THURSDAY
Update: The Universe •
SKY SHOW, Hayden
Planetarium, shown daily,
$5.00 adults, $2.50 children.
Public Opening
"The Quark and the Jaguar:
An Exploration of Physics and
Natural Selection" +
LECTURE, 7:00 p.m.. Main
Auditorium, $20.00
20 MONDAY
"R<3yal Tombs of Sipan: The
Discovery and the Mystery" +
LECTURE, (a two-part lecture
series with the discoverers of
the royal tombs in Peru), 7:00
p.m., Main Auditorium, $25.00
for the series, $15.00 for single
lecture. Program continues on
Friday, June 24.
24 FRIDAY
Royal Tombs of Sipan
SPECIAL EXHIBITION.
A glittering array of gold and
silver objects from the richest
tombs ever excavated in the
Western Hemisphere. The
exhibition explores the culture
of the Moche, a pre-lnka civi-
lization that dominated Peru
from A.D. 100 to 800. Special
admission: $5.00 adults, $2.50
children. Public Opening
Peruvian Highland Music and
Dance +
PERFORMANCE, Kaufmann
Theater, 2:00 & 4:00 p.m.
Repeated Sunday, June 26.
28 TUESDAY
Peruvian Marriage
Reenactment +
PERFORMANCE, Kaufmann
Theater, 2:00 & 4:00 p.m.
THROUGHOUT JIUNE
125th-Annlversary
Celebration of the American
Museum of Natural History
The American Museum of "^
Natural History celebrates 1254
years as one of the world's ^
preeminent science and
research institutions.
Lila Acheson Wallace Wing of
Fossil Mammals and Their
Extinct Relatives
NEW PERMANENT EXHIBITION
HALLS displaying the world's
most extensive collection
of fossil HFiammals. Now open.
Search for the Great Sharks A
IMAX FILM; a round-the-globe
expedition to observe one of
the world's most misunder-
stood creatures, daily show-
ings, Naturemax Theater,
$5.00 adults, $2.50 children
Man on the Moon:
The Apollo Adventure
SPECIAL EXHIBITION, a giant
scale replica of the Apollo 1 1
lunar module is erected mark-
ing the 25th anniversary of
the first moon landing.
Hayden Planetarium.
Photo: A miniature gold and
turquoise ornament from the
exhibition Royal Tombs of
Sipan.
I
IjW ■ Membership, 769-5606 A Naturemax Theater, 769-5650 + Education, 769-5310 • Hayden Planetarium, 769-5900
American Musemn of Natural Histoiy
Central Park West at 79th Street, New York City - For information, call 212-769-5100
The Natural Moment
^e^ift-h
Terror in
the Tide
Southern elephant seals and sea lions
colonize the beaches on Valdes Peninsula
in Patagonia, Argentina, where they
produce hundreds of pups each year. In
April, during the austral autumn, many
young sea lions leave their mothers to
take their first ocean swim — a venture
that is fraught with danger. Immature sea
hons face not only the mundane hazards
of tides and rocks, but also predacious
killer whales attracted to the vicinity each
year at weaning time.
In their pursuit of sea Hon pups, whales
make spectacular lunges that sometimes
leave them temporarily stranded in the
shallows. Although they occasionally
take young elephant seals, the whales
prefer the sea lions. The powerful
cetaceans typically toss the pups in the air
and may kill and eat them right away.
Frequendy, however, they throw the
dazed little sea lions around before eating
them, just as cats toy with mice. Marine
mammal speciaUst John K. B. Ford, who
studies whale vocahzations, snapped this
picture just as a female killer whale
snatched a pup from the beach.
This female is well known to
researchers, who have been observing the
area's whales for more than fifteen years.
She constantly travels with four younger
whales, presumably her offspring, and
does all of the hunting. After capturing a
sea Uon pup, she usually tums it over to
her brood. In this instance, the young
whales played with their captive for
several minutes, then kiUed it and shared
the meat.—/?. M.
Photograph by John K. B. Ford
99
Expiore Himalayan cultures arid nature on 70 year round
hiking & non-hil<ing trips. Professionai service. Smali groups.
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Cultural tour to the Spice Islands, visit
stone age people in west New Guinea,
see the Komodo Dragons and cosmic
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monuments in Java, and Orang Utans
in central Borneo. Small group, led by
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to give the gift of Natural
I History magazine and
Mem.bership in the American
IVluseum of Natural History.
.A
TTH(
Anthony Mellersh (page 10) first be-
came interested in life's earliest chemical
evolution as a student at the University of
Sheffield, where he earned his medical
degree in 1979 and lectured from 1981 to
1986. A member of the Royal College of
Pathologists, Mellersh is currently a con-
sultant microbiologist at Derby City Gen-
■■■■■■■■KSoini^BlliillBiaMiMa
As a college student, Andrew Knoll
(page 14) couldn't decide whether to con-
centrate on geology or biology. Upon
reading Lynn Margulis's early works on
the evolution of eukaryotic cells, he real-
ized that he didn't have to choose: by
studying the early earth, he could learn
how our planet and its biota evolved to-
gether. His fieldwork, in search of ancient
rocks and the signs of early life they may
contain, has taken him to Spitsbergen,
Siberia, and other parts of the Arctic, as
well as to China, Australia, and southern
Africa. Back in the United States, where
Knoll is chairman of Harvard's Depart-
ment of Organismic and Evolutionary Bi-
ology, he continues his investigations in
the laboratory, hi the future, he hopes to
go back to Siberia to learn more about
what went on during a major interval of
biospheric change about one billion years
ago. For a popular account of the inter-
twined histories of the earth and its life
forms, Knoll suggests
E. G. Nisbet's Living Earth (New York:
HarperCollins, 1991).
A native New Yorker who grew up on
the pavements of lower Manhattan, Karl
J. Niklas (page 22) says his juvenile ex-
perience with plants went no further than
the salads and vegetables on his dinner
plate. Later, as a math major at the City
College of New York, NikJas took a
botany class from Larry Crockett, whose
lectures made him aware of the "intrinsic
geometrical beauty of plant shapes." In-
spired to enter a new field, he went on to
Gregory Hurst (below) earned a Ph.D.
in 1993 from Cambridge University,
where he is now a junior research fellow
at Christ's College, which Darwin at-
tended. Hurst
(page 32) says
that although
he has long
been fasci-
nated by in-
sects and "pe-
culiar"
genetics, he
was first intro-
get higher de-
grees in
botany at the
University of
Illinois, Ur-
bana. Now a
professor of
botany at Cor-
nell Univer-
sity, Niklas
still looks at
duced to the odd sex ratios of ladybird
beetles, and the shenanigans of the bacte-
ria that reside in them, by coauthor
Michael Majerus (a. k. a. "the boss").
The two-spotted ladybug continues to
provide windows into the evolutionary
genetics of parasites; Hurst and Majerus
are currently investigating sexually trans-
mitted disease in that species. Majerus, a
university lecturer and fellow at Clare
College, Cambridge, dates his interest in
insects back to when he was four years
old. He has been doing fieldwork ever
since. His new book, Ladybirds, will be
100 Natural History 6/94
eral Hospital in Derby, England, and a
clinical lecturer at Nottingiiam Univer-
sity. Among his avocational interests are
the history of India and fly-fishing. For
more on the origin of proteins, see
Mellersh's article in the journal Origins of
Life and Evolution of the Biosphere, vol.
23 (1993).
plants from a biomechanical perspective.
For the last twenty years his abiding in-
terest, applying engineering principles to
plant form and function, has resulted in
two books and more than 150 research
papers. "When you look at a plant shape,
you are compelled to think mathemati-
cally," he says. An avid cellist, operagoer,
and gardener, Niklas considers teaching
an avocation because it gives him such
great pleasure.
published in July by HarperCollins. In the
future, Majerus plans to do "more of the
same" and to study "anything else that I
cannot understand that I think 1 should be
able to."
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American Museum of Natural History
HOLIDAYS
IN KENYA
December 20, 1994
January 3, 1995
December is a glorious month to
visit Kenya and enjoy the Africa
bush under canvas. Join the
American Museum this hoHday
season for a very special safari to
Kenya's finest game parks.
Kenya's charms are many: the
famous herds of game in Masai
Mara are spectacular and accessi-
ble; the views from escarpments
embracing the Great Rift Valley
are sublime; the semi-arid
Northern Frontier District shim-
mers with magical light at dusk;
and the morning air in the
Aberdare Mountains is incompa-
rably invigorating. Join us for an
unforgettable holiday experience.
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79lh Street
New York, NY 10024-5192
Toll-free (800) 462-3687
(212) 769-5700 in New York
101
Experience a
Greater Outdoors.
For facts on camping, bushwalking, parks and
wilderness retreats call 1-800-888-5270 ext.06.
z^*-:
1 -800-234-5252
Call this toll free number now
to give the gift of Natural
History magazine and
Membership in the American
IVluseum of Natural History.
WANTED:
EXPLORERS
AGES 8-14
FACES explores the lives and cultures of
people around the world with exciting
articles, tales, legends, puzzles, and
activities.
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Please send check or money order payable to
FACES, American Museum of Natural His-
tory, Central Park West at 79th Street, New
York, NY 10024. AMNH Members pay just
$18.95 (foreign add $8) for a full year sub-
scription of 9 issues.
After completing a Ph.D. in insect re-
productive strategies, Jack Werren (page
36) served for four years in the Army,
where tiis job involved testing water for
contaminating bacteria. The task gave
him a real appreciation for what bacteria
can do to their hosts, and he returned to
academia with a new focus for his re-
search. Currently an associate professor
of biology at the University of Rochester,
Werren hopes to
continue investi-
gating genetic
parasites and to
learn more about
the distribution
of Wolbachia
bacteria and their
effects on the in-
sects they inhabit. For a discussion of
John May-
nard Smith
(page 39) began
studying bacter-
ial evolution
fairly recendy,
when a colleague
researching an-
tibiotic resistance
started asking
him questions about evolution. He is prin-
cipally concerned with the role of sexual
processes in bacteria. Professor emeritus
of biology at the University of Sussex,
England, he is also currenfly investigating
the evolution of animal signals used in
mate choice and in conflicts. Maynard
Smith has explored the causes of aging
and the origins of sexual reproduction and
has influenced many fields, including
population genetics and ecological theory.
He was the first to discuss the contrast be-
tween kin and group selection. Among
his books are The Problems of Biology
(Oxford: Oxford University Press, 1986)
and Did Darwin Get It Right: Essays on
Games, Sex and Evolution (New York:
Chapman and Hall, 1989).
As a boy, Paul W. Ewald (page 42)
did his first "fieldwork" in the many va-
cant lots of the not yet completed
Chicago suburbs. Collecting and identify-
ing insects, he took most delight in seeing
beautiful satumiid moths attracting their
mates at dawn in early summer. Toward
the end of college at the University of
California, Irvine, and in graduate school
at the University of Washington, he stud-
ied territoriahty in hummingbirds, a sub-
ject he eventually wrote on for Natural
History (August 1979). Ewald began
thinking about the evolution of pathogens
in 1975, when a bad case of diarrhea
started him wondering whether his body
was trying to flush out the offending mi-
croorganisms or whether they were try-
ing to assure their own survival by mak-
ing themselves more transmissible.
Nowadays, when chairing Amherst Col-
lege's biology department is not claiming
his time, Ewald tries his hand at maple
sugaring and attempts to keep his house,
built in 1760, "from faUing apart." His
book, The Evolution of Infectious Dis-
ease, was pubUshed by Oxford Univer-
sity Press this year.
Swiss biologist Daniel Robert (page
49) began investigating hearing in ta-
chinid flies when he became a research
associate in coauthor Ronald R. Hoy's
laboratory at Cornell University. "While
observing some of these parasitic flies at
night in Florida," he recalls, "I felt my
own connection
with the pattern
of nature — the
mosquitoes were
eating me alive."
Robert (right)
has previously
done research on
hearing in moths
and locusts and
on acoustic com-
munication in
wild chim-
panzees of the
Ivory Coast.
Hoy, a professor
of neurobiology
and behavior, has
studied hearing and acoustic communica-
tion in species of Drosophila and praying
mantises, as weU as in crickets. For addi-
tional reading they recommend "Of
Cricket Song and Sex," by William H.
Cade (Natural History, January 1978),
and "Sex for a Song (Dinner Included),"
by Scott C. Sakaluk {Natural History,
January 1991).
102 Natural History 6/94
how natural selection acts on genes in an
organism, he suggests Richard Dawkins's
The Selfish Gene (Oxford: Oxford Uni-
versity Press, 1989). Werren also recom-
mends R. R. Askew's book Parasitic In-
sects (London: Heinemann Educational
Books, 1973), which provides fascinating
life histories of the many species that, like
the jewel wasp, live at the expense of
their hosts.
Jeremy Jackson (page 56) is director
of the Smithsonian Institution's Center for
Tropical Paleoecology and Archeology at
Balboa, Panama. Ever since earning his
doctorate in geology at Yale University in
1971, Jackson has been studying bry-
ozoans, mollusks, and corals in the waters
off Jamaica, Panama, Costa Rica,
Venezuela, Guam, and Truk. Before join-
ing the Smithsonian in 1984 as a senior
scientist, he also served as professor of
ecology at Johns
Hopkins Univer-
sity. An expert on
living as well as
fossil inverte-
brates, Jackson
has documented
the effects of oil
spills and other "anthropogenic" damage
to the oceans. This month's article had its
genesis when Jackson read coauthor Alan
Cheetham's manuscript about punctu-
ated equilibrium of bryozoans. "I won-
dered to him out loud whether or not the
'species' he created by his statistical
hocus-pocus had any biological validity,"
Jackson recalled, "so we wrote a grant
proposal together to put his career on the
line." Cheetham (below), whose doctorate
from Columbia University (1959) is in
paleontology, is currently a senior re-
search geologist at the National Museum
of Natural History in Washington, D.C.
During forty years of work on the system-
atics of bryozoans in the United States,
Scandinavia, England, and France, he has
sought methods of inferring patterns of
evolution from the fossil record.
Cheetham's hobby is woodland gardening
near a small tributary of the Potomac,
where he grows
such native
plants as "May
apple and yellow
violets, which,
like bryozoans,
grow in modular
aggregates."
American Museum of Natural History mm^mmm
Train Journeys
BEIJING TO MOSCOW
September 15-30, 1994
The legendary Trans-Siberian is one of
the greatest railways in the world. Join a
team of American Museum lecturers this
September for a 5,300-mile journey from
Beijing to Moscow. Tracing the ancient
route of the tea caravans, we will travel
through the vast Gobi, the Mongolian
steppe, the expansive Siberian taiga and
along magnificent Lake Baikal. We will
also explore numerous Siberian cities,
frontier towns and traditional Mongolian
ger camps, as well as the great cities of
Beijing and Moscow.
BEIJING TO HANOI
with an optional extension to Angkor Wat
October 25 - November 12, 1994
Since the time of Marco Polo, the cultural riches and natural wonders of
China have intrigued visitors. Lesser known are the riches of neighboring
Vietnam. This October, enjoy the spectacular landscapes of rural China and
Vietnam and a rare look at other cultures as we travel from Beijing to Hanoi
with a team of Museum experts. Among the highlights of our journey are
the terracotta soldiers of Xi'an, the Stone Forest of Kunming, the lovely Li
River and the Red River Valley of Vietnam.
^^Yaroslavl RUSSIA
Moscow
J Novosibirsk J
^^A • ^^^^%^. Ulan irde-
itilatii Bator
I
^MONGOLIA-..
CHINA
Chengdu
American
Museum of
Natural
History
Discovery Tours
Central Park West at 79th Street
New York, NY 10024-5192
Toll-free (800) 462-8687
(212) 769-5700 in New York
103
Armed with
only a net, John
Jaenike (page
46) is ready to
catch some fruit
flies. Unlike the
famous lab insect
Drosophila
melanogaster,
Jaenike's quarry
are wild and seek
out mushrooms on which to lay their
eggs. He first began studying these mush-
room-loving flies while conducting field-
work on a small island off the coast of
Maine (his favorite place to work).
Jaenike earned his B.A. in biology at
Amherst College in 1971 and his Ph.D. in
biology at Princeton University in 1975.
He is currently a professor of biology at
the University of Rochester Jaenike en-
joys a host of outdoor acdvities such as
hiking and windsurfing, but his favorite
pastime is playing with his sons, Peter
and David.
"I first became interested in snapping
shrimps as a beginning graduate student
at the University of California at Berke-
ley, when I went to look for octopuses in
Baja California," recalls Nancy Knowl-
ton (page 66). "I found hundreds of
shrimps and almost no octopuses, leading
me to believe that the former might make
a more practical subject for my doctoral
dissertation." Now a staff scientist at the
Smithsonian Tropical Research Institute
in Panama, Knowlton continues to study
shrimps, as well as corals. In the future,
she plans to investigate diversity in corals
and their symbiotic algae. She says that
for twenty years, she found herself work-
ing on projects
that incidentally
turned up previ-
ously unrecog-
nized species,
and she has now
turned to the
problem of ma-
rine biodiversity
full time: "I think that when nature tries
so insistently to tell you something, you
should listen. Hence my current interest
in marine biodiversity and systematics
generally." For further reading on the bio-
logical history of the Isthmus of Panama,
Knowiton recommends G. J. Vermeij's
article "The Biological History of a Sea-
way," Science, vol. 260 (1993).
The strange case of the Jersey dwarfs
caught the attention of Adrian M. Lister
(page 60) in the early 1980s, while he
was a doctoral candidate at Cambridge
University in England, studying the evo-
lution of Pleistocene deer Now a research
fellow in the Department of Biology at
University College London, Lister contin-
ues to study Pleistocene mammals, espe-
cially deer and mammoths. His fieldwork
has included the excavation of four mam-
moth skeletons in Shropshire, England,
and he has been a visiting scientist at the
Hot Springs Mammoth Site in South
Dakota. Lister's interest in mammals ex-
tends beyond fossils to living animals,
particularly to the preservation of the
Asian elephant. He recently toured re-
serves in Nepal and India for a look at the
Michael Lee (page 63) was bom in
Malaysia and grew up in Australia. Lee
says that he, like many children, acquired
an interest in dinosaurs and natural his-
tory at a young age, but unlike most he
never grew out of it. He earned his B.S.
in zoology at the University of Queens-
land and is now finishing his Ph.D. at
Cambridge University. His current inter-
est is the study of primitive reptiles (those
living before the age of dinosaurs) and
pareiasaurs in particular. Lee's fieldwork
problems of elephant conservation in
those countries. For more information on
Pleistocene fauna, including the discov-
ery of frozen mammoths, readers can
refer to Antony J. Sutcliffe's book On the
Track of Ice Age Mammals (Cambridge:
Harvard University Press, 1985) and for
I, ^^ .,^ more on the phe-
m/^^^I^ nomenon of
^^^^H^P dwarfing in is-
i~ ^ wF '^ land mammals,
Xv ^9^ — readers can con-
sult Paul Y. Son-
daar's article
"The Island
Sweepstakes," in
Natural History
(September
1986).
(which includes "excavating" specimens
from museum drawers) has taken him to
Russia, South Africa, and Australia. He
plans to return to Australia, where he will
be at the University of Sydney working
on the evolution of monitor lizards — the
only large terrestrial reptilian carnivores
alive today. For more details on similari-
ties between pareiasaurs and turtles, see
Lee's article "The Origin of the Turtle
Body Plan: Bridging a Famous Morpho-
logic Gap" in Science, vol. 261 (1993).
Steve Jones (page 72) is a professor in
the Department of Genetics at University
College London. These days, he writes,
his hobby is doing research; his present
vocation, being
chairman of the
department. He
does manage,
however, to con-
tinue his investi-
gations into the
ecological genet-
ics of snails and
slugs and the molecular mechanisms of
human mutations. In the future, Jones
hopes to concentrate more on his
"hobby," studying the snails and slugs
surrounding his "very modest" house in
France. For more on human genetics, he
recommends The Code of Codes: Scien-
tific and Social Issues in the Human
Genome Project, edited by D. J. Kevles
and L. Hood (Cambridge: Harvard Uni-
versity Press, 1992). Jones's book The
Language of Genes will be published by
Anchor Doubleday in August.
For the past fifteen years, John K. B.
Ford (page 98) has studied the social be-
havior and underwater sounds of killer
whales and other cetaceans. A marine
mammal specialist at the Vancouver
Aquarium, Ford says his research on
killer whales led to his interest in pho-
tographing these largest members of the
dolphin family. He first photographed the
natural markings on their dorsal fins as a
means of identifying and keeping track of
individuals and later began documenting
their activities as well. His doctoral dis-
sertation at the University of British Co-
lumbia, where he is now an adjunct pro-
fessor of zoology, describes the existence
of regional dialects among these creatures
{see "Family Fugues," Natural History,
March 1991). Hiding in a blind on the
beach. Ford snapped this month's "Nat-
ural Moment" with a Nikon F-801, 300-
mm f4 lens, and Kodachrome 64 film.
i04 Natural History 6/94
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