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•5 7-" 



THE 

LIFE, LETTERS AND LABOURS 

OF 

FRANCIS GALTON 



Cambridge University Press 

Fetter Lane, London 

Neiv Tork 

Bombay, Calcutta, Madras 

Toronto 

Macmillan 

Tokyo 

Maruzen Company, Ltd. 

All rights reserved 



THE 

LIFE, LETTERS AND LABOURS 

OF 

FRANCIS GALTON 

BY 
KARL PEARSON 

GALTON PROFESSOR, UNIVERSITY OF LONDON 

VOLUME IIIa 

CORRELATION, PERSONAL IDENTIFICATION 
AND EUGENICS 






CAMBRIDGE 
AT THE UNIVERSITY PRESS 

1930 




Q 
143 

G3Pu 
v. 3.*- 




Bookplate of Samuel Galton. 



rRINTKD IN ORKAT URITAIN 



PREFACE 

A GAIN after a long interval the third and final volume of this Life appears. 
Xx The delay is traceable to the same difficulties as arose in the case of the 
second volume, namely the high cost of producing nowadays a work of this 
character. As it was the generous help of Mr Lewis Haslam which enabled 
the second volume to be printed, so I have to record my gratitude to two 
friends who have assisted me to obtain the funds requisite on the present 
occasion. In the first place Professor Henry A. Ruger of Columbia University, 
New York, a former postgraduate worker in the Galton Laboratory, interested 
Miss Dorothy Chase Rowell in Galton's writings, and in the second place 
Dr F. A. Freeth reported my need to Mr Henry Mond. I wish to place on 
record here my deep gratitude to Miss Rowell and Mr Mond, whose gifts so 
far supplemented the proceeds of the sales of the first two volumes that 
I ventured to send the third to press. 

It may be said that a shorter and less elaborate work would have supplied 
all that was needful. I do not think so, and there are two aspects of' the 
matter to which I should like to refer. The writer of biographies usually 
belongs to the literary world, and is too often a minor light of that world. 
I have no claim to literary distinction of any order. I have written my ac- 
count because I loved my friend and had sufficient knowledge to understand 
his aims and the meaning of his life for the science of the future. I have 
had to give up much of my time during the past twenty years to labour 
which lay outside my proper field, and that veiy fact induced me from the start 
to say, that if I spend my heritage in writing a biography it shall be done to 
satisfy myself and without regard to traditional standards, to the needs of 
publishers or to the tastes of the reading public. I will paint my portrait of 
a size and colouring to please myself, and disregard at each stage circulation, 
sale or profit. Biography is thankless work, but at least one can get delight in 
writing it, if one writes exactly as one chooses and without regard to the 
outside world ! In the process one will learn to know — as intimately as any 
human being can know another — a personality not one's own; that is the joy 
of spending years over a biography where there is a wealth of material 
touching the mental output, the character and even the physical appearance 
of the subject. 

If a work is to be printed, even twenty years after a man is dead some 
things, some strong opinions and some names, must still be omitted. Our 
lives are too closely entwined with those of others not to call for some 
reticence even after two decades have elapsed. Still I think the reader will 
find in these volumes a portrait of Galton which represents without undue 
repression, and without uncritical adulation, the man as I knew him, and as 
I have learnt from his writings and letters to interpret him. 



vi Preface 

The farther aspect of the matter lies in the opinion I have formed of what 
Galton's influence will be upon the future. Even since his death I see what 
strides in public acceptance the doctrine he preached has made. The dominant 
race of the future, the leading nation of civilisation, will not be the one with 
the greatest material resources, nay, not even the one with the greatest 
wealth of tradition; it will be the one which can claim to have the finest 
breed of men and women, physically and mentally. Civilisation has gained 
nothing from rivalry in destructive warfare; it can gain enormously from 
the rivalry of nations in rearing their future generations from the most 
efficient of their citizens. Galton was the first to realise this great truth, to 
preach it as a moral code, and to lay the foundations of the new science which 
it demands of man. In the centuries to come, when the principles of Eugenics 
shall be commonplaces of social conduct and of politics, men, whatever their 
race, will desire to know all that is knowable about one of the greatest, 
perhaps the greatest scientist of the nineteenth century. I have endeavoured 
to put together many things of which the knowledge in another fifty years will 
have perished, or not improbably the documents on which that knowledge 
could be based will be distributed in many directions. I have to the extent of 
my judgment and powers given an account of Galton's scientific work and 
of his social ideas, so that all that is essential to an appreciation of his labour 
and thought will be found in these volumes without the need for continual 
reference to widely scattered papers, and in the future to still more widely 
scattered letters. 

With regard to Francis Galton's letters a word must be said here. I owe 
a deep debt of thanks to his relatives and friends for the immense mass of 
correspondence which has been placed at my disposal. Galton's own letters 
cover a period of at least eighty-five years, and the family letters stretch 
over a century. During that time profound changes have taken place in the 
manner of thought and in the habits of the dwellers in this country, and 
nothing can illustrate these changes better than the letters interchanged 
between the members, old and young, of a large family. We learn from such 
a century of letters much of the social history of our own country. We pass 
from an age when people travelled on horseback or in coaches to an epoch of 
aeroplanes and motor-boats; we note that it was once an open question 
whether it was wiser to invest in canal or railway shares, and we trace the 
changes from private to joint-stock banks. We see brought forcibly before 
us the passage from sail to steam ; and — as the chief interest — we grasp how 
this evolution influenced the minds of those who were spectators of it. This 
century of Galton family letters would in the future be of high value to the 
social historian of our country, and it is with grief that I think of its disper- 
sion. In a biography like the present there is small excuse for publishing 
letters which do not directly bear on the characterisation of its subject, but 
in picking out for publication letters from the many placed at my disposal 
my delight in social history may have occasionally led me to err in choosing 
letters which depict Galton's family environment even more significantly 
than they illustrate his keen affection for four generations of his kinsfolk. 



Preface vii 

While the circumstances detailed in the preface to my second volume led to 
a great extension of the original plan of this work, I felt the exclusion of 
many of these charming family letters was not justified by the introduction 
of so much scientific detail, and thus I have added them as an additional 
chapter to this volume. To Galton's niece, Mrs Lethbridge, I owe the privilege 
of publishing the selection from letters which, after the death of his sister 
Emma in 1904, her Uncle wrote to her almost weekly. They give the most 
perfect characterisation of Galton in his relationship to his family. 

One apology I must make if the reader feels that in the chapter on the 
last decade of Galton's life the biographer has introduced too much of himself. 
To me that last decade was essentially bound up with our joint work for a 
subject we both had closely at heart; and I believe that for Galton himself our 
common aim — the establishment of Eugenics as an accepted branch of science — 
was a leading, if not the principal, purpose of those years. My own enthusiasm 
may possibly have deceived me, but I believe Galton during that decade lived 
more in the struggles and difficulties of our infant Laboratory than in any 
other phase of his wide interests. The sympathy and help he always so readily 
tendered to his friends may again have misled me, but I think the history 
of the Laboratory he founded and finally endowed was also the essential 
history of his own life in those last years. At any rate such is the aspect of 
Galton's many-sided nature that I then saw most closely, and it is accordingly 
that which I am best fitted to render account of. To me his final crusade for 
eugenic principles was the crowning phase of a life whose labours in medicine, 
evolution, anthropology, psychology, heredity and statistics directly fitted 
him to be the teacher and prophet of the new faith. 

I have to express my gratitude to various societies and editors of journals 
for permission to reproduce the illustrations that accompanied Erancis 
Galton's letters and papers. In particular, to the Royal Institution for 
permission to use the figures illustrating Galton's lectures of 1877, to the 
Royal Anthropological Institute for permission to use the diagrams of 
Galton's memoir of 1885; and to the Editor of Nature for permission to use 
Galton's diagrams or other figures from that journal. The permission of the 
Royal Society to reproduce illustrations to Galton's memoirs was granted 
when my second volume was published. The copyright in Galton's books 
belongs to the University of London. The copyright in most of the letters 
and photographs belongs to those members of the Galton and Darwin families 
who provided me with them, and permission to reproduce them again must 
be obtained from those members, as well as from myself (if the second repro- 
duction be made from this volume). 

While I must again renew my thanks to many who have aided me in this 
as in the earlier volumes, I am under deep obligations to my colleagues Pro- 
fessor C. J. Sisson and Miss Ethel M. Elderton for assistance in the toil of proof- 
reading; if in a few instances I have not followed their obviously better 
judgment, I trust they will not despise me for being of a perverse heart. To 
Dr Julia Bell I owe the expenditure of too many of her free hours for several 
years in the preparation of the ample index to this work ; while to my Wife, 

b 



viii Preface 

Margaret V. Pearson, I am indebted for the heavy task of aiding in selecting 
and of afterwards transcribing the numerous letters and papers, which has 
very greatly lightened my own labours. I cannot conclude without a word of 
thanks for the care which my printers, the Cambridge University Press, have 
devoted to the preparation of this work and the endeavours they have always 
made to meet the very varied requirements of its illustration. 

KARL PEARSON. 
The Galton Laboratory, 
University of London. 
March 22, 1930. 



Yff Ony thyng Amysse be 
blame connyng, and nat me: 
I desyr ]ie redar to be my frynd, 
yff )>er be ony amysse, J>at to amend. 

(Mary Mavdleyn, Digby Mystery.) 



CONTENTS OF VOLUME III A 



CHAP. 

XIV. CORRELATION AND THE APPLICATION OF STATISTICS TO 
THE PROBLEMS OF HEREDITY 

A. Introductory ........... 

B. The First Idea of " Regression " 

C. Heredity in Stature of Man. Development of the Conception of 
Regression ............ 

D. Attempt to demonstrate the Law of Ancestral Heredity on Eye-Colour 
E Law of Ancestral Heredity applied to Basset Hounds .... 

F. Representations of the Ancestral Law ...... 

G. Experiments in Moth-Breeding ........ 

H. Correlations and their Measurement ....... 

I. Natural Inheritance .......... 

J. Discontinuity in Evolution ......... 

5. Eugenics as a Religious Faith ........ 

L Miscellaneous Papers on Evolution, Heredity, etc. .... 

Noteworthy Families and Miscellanea ....... 

The Evolution Committee, and the Proposal to acquire Darwin's House 
at Down ............ 

Appendix to Chapter XIV. " Weights of British Noblemen during the 
last Three Generations" ......... 

XV. PERSONAL IDENTIFICATION AND DESCRIPTION . 

§ I. History and Controversy ......... 

§ II. Popularisation of Finger-Printing ....... 

§ III. Scientific Papers and Books ........ 

A. The Royal Society Papers ......... 

B. Finger-Prints, 1893 

Decipherment of Blurred Finger- Prints, 1893. Physical Index to 

100 Persons, 1894 

Finger-Print Directories, 1895 ........ 

Note to Chapter XV. Finger-Prints as Reminiscences 

XVI. EUGENICS AS A CREED AND THE LAST DECADE OF 
GALTON'S LIFE 



§1- 

§2. 
§3. 
§4. 
§ r>. 
§6. 
§7. 
§8- 
§9- 



Introductory ........ 

Address to the Demographers, 1891 . 

Definition of Eugenics and the Eugenics Fellowship . 

The Huxley Lecture, 1901. Allied Matters 

Selected Correspondence between Galton and his Biographer, 

Work and Correspondence of 1903 .... 

Work and Correspondence of 1904 .... 

Work and Correspondence of 1905 .... 

Events and Correspondence of 1906 .... 



1900 



1902 



PAGE 
1-137 

1-6 
6-11 

11-34 
34-40 

40-44 
44-45 
45-50 
50-57 
57-79 
79-87 
87-93 
93-113 
113-126 

126-135 

136-137 

138-216 

138-154 
154-160 
161-215 
161-174 
174-194 

194-199 

199-215 

216 



217-436 

217-218 
218-221 
221-226 
226-240 
240-251 
251-258 
258-266 
266-278 
278-292 

b-2 



Contents of Volume II I A 

PAGE 

§ 10. Galton's unpublished MS. on Eugenic Certificates .... 292-296 

§ 11. Reconstruction of the "Eugenics Record Office" .... 296-304 

§ 12. Final Form of Scheme for a Eugenics Laboratory for the University 

of London 304-308 

§ 13. "Work and Correspondence of 1907 . 308-332 

§ 14. Events and Correspondence of 1908 ....... 332-361 

(a) On the Literary Style of Scientific Memoirs (pp. 332-339). (b) The 
Darwin-Wallace Celebration of the Linnean Society (pp. 340-347). 
(c) The Eugenics Education Society (pp. 347-353). (d) The auto- 
biography : Memories of my Life (pp. 354-361). 

§ 15. Events and Correspondence of 1909 .... 

§ 16. Events and Correspondence of 1910 . 

§ 17. Francis Galton's Utopia ...... 

§ 18. Further letters of 1910, chiefly concerning Eugenics 

§ 19. The Last Scenes 



361-400 
400-411 
411-425 
425-432 
432-436 



Appendix I. The Codicil to the Will of Sir Francis Galton 437-438 

Appendix II. Scheme by Sir Francis Galton for a Eugenics Discussion 

Committee, 1905 438 



ILLUSTRATIONS TO VOLUME III A 



Frontispiece. Francis Galton, aged G6, from the copperplate prepared for Biometrika, 
Vol. ii. 

Extra Plate. The Greek Girl of the "Just Perceptible Difference" Lecture of 1893, 
to face Table of Contents. 

Tailpiece. Sir William J. Herschel's Forefinger prints at an interval of 54 years, 

the longest known evidence for persistence, to face Appendix n, p. 438 

plate to 

I. The Genometer, after a suggestion of Francis Galton . 

II. Galton's " Ogive Curve " as exhibited by a marshalled series of 

Bean Pods ........... 

Dr Sorby's painting of a tree from the black pigment of human hair 

Dr Sorby's painting of a tree from the red pigment of human hair 

Rajyadhar Konai's Contract with Sir W. J. Herschel, made at Hooghly, 

1858, and signed with the imprint of his right hand 

Effects of various injuries on Finger-Print Patterns 

Persistence of minutiae in Finger-Print Patterns at intervals of nine 

and twenty-eight years ......... 

Persistence of minutiae in Finger-Print Patterns at intervals of twenty 
six, thirty and thirty-one years ....... 

The Standard Patterns of Purkenje, with Galton's drawings of their 
Cores ............ 



TIL 
IV. 
V. 

VI. 
VII. 

VIII. 

IX. 

X. 

XI. 
XII. 
XIII. 
XIV. 

XV. 
XVI. 
XVII. 

XVIII. 
XIX. 

XX. 

XXI. 
XXII. 
XXIII. 
XXIV. 

XXV. 
XXVI. 

XXVII. 

XXVIII. 

XXIX. 

XXX. 
XXXI. 



Examples of the "outlining " of Patterns to assist Classification . 
Outlines of Patterns in Arches and Loops ..... 

Outlines of Patterns in Whorls, and Cores to Loops and Whorls . 
Outlines of the ten Digits of eight Persons, taken at random 
Transitional Patterns — Arches and Loops ..... 

Transitional Patterns — Loops and Whorls ..... 

Persistence of Finger-Prints, Enlarged Patterns .... 

Persistence of Finger-Print Patterns with corresponding minutiae like 
numbered ........... 

Finger-Prints of Like Twins, from the Collection in the Galtoniana 
Blurred Finger-Prints, Illustrations of Galton's Treatment (enlarged 
2£ times) ........... 

Selected corresponding Portions of Blurred Doublets (enlarged 7 times) 
Skeleton Charts of Ridge Central Lines of Doublets of Plate XX 

Plate XXI overprinted on Plate XX 

Classification of Finger-Prints, Types treated by Galton as Arches 
Classification of Finger-Prints, Types treated by Galton as Loops . 
Classification of Finger-Prints, Types treated by Galton as Whorls 
Galton's method of counting Ridges in Loops. Illustration of dabbed 
and rolled prints .......... 

Illustrations of Galton's Secondary Classificatory Symbols (i,f, c) 
Illustrations of Galton's Secondary Classificatory Symbols (y, v, vy) 
Galton's Secondary Classificatory Symbols applied to Noteworthy 
Peculiarities .......... 

Illustration of the use of Galton's Secondary Classificatory Symbols 
Francis Galton, the Founder of the Science of Eugenics, from a photo- 
graph of 1902, by the late Mr Dew-Smith. (By kind permission of 
Mrs Dew-Smith) 



face page 
30 

31 

97 
97 

146 
154 

166 

166 

179 
180 
181 
181 
181 
181 
181 
182 

182 
191 

197 
197 
197 
197 
213 
213 
213 

213 
213 
213 

213 
213 



217 



xu 



Illustrations to Volume III A 



plate to face page 

XXXII. Francis Galton, about the age of 80 . . . . . . . 249 

XXXIII. Collotype of the " interspaces " on Galton's own Finger- Prints . . 257 

XXXIV. Francis Galton in 1904, aged 82 259 

XXXV. Two portraits of Charles Darwin : on the right at age 31, from a water- 
colour painting by Richmond, formerly in the possession of his daughter, 
Mrs Litchfield ; on the left at age 33, with his eldest son William, from 

a daguerreotype, in the possession of Lady George Darwin . . 340 

XXXVI. Francis Galton, aged 87, on the stoep at Fox Holm, Cobham, with his 

biographer ............ 353 

XXXVII. A Reverie, caught " when the spirit was not there " .... 354 

XXXVIII. Francis Galton, aged 87, on the stoep at Fox Holm, Cobham, with the 
faithful Gifi and the Albino puppy Wee Ling ..... 390 

XXXIX. Guido Reni's Picture of Apollo and the Hours preceded by Aurora, 

from the Casino of the Palazzo Rospigliosi, Rome .... 422 

XL. Francis Galton, aged 88, from a sketch made by Frank Carter, twelve 

days before Galton's death ......... 432 

XLI. Francis Galton, January 17th, 1911, from a photograph taken after 

death ............. 433 

XLII. The Church at Claverdon, with the iron railings surrounding the vault 

where Galton's body lies 435 

In the Pocket at the end of this volume : 

(a) Supplementary Pedigree of Distinguished Ancestors of Francis Galton 
and Charles Darwin 

(/3) Galton's Types of Finger-Print Patterns reduced from the framed 
enlargements, once in Galton's Anthropometric Laboratory, now in 
the Anthropometric Laboratory at University College, London 




Bookplate of Tertius Galton. 



ERRATA TO VOLUME I 

p. 53. Lines 11 and 19-20, for " John Hubert Barclay Galton " read " Hubert John Barclay Galton. 

p. 150. Plate LI. The long horizontal object above the mantel-mirror is an oriental pipe not 
a lance. 

p. 161. On p. 160 we see that Tertius Galton was proposing a visit to the English Lakes, and it 
would appear from Emma Galton's diary that this actually took place. It is not clear whether Tertius 
Galton's serious illness occurred at Keswick in the English Lakes, or at "Keswick" the home of the 
Gurneys near Norwich on the homeward journey. In the letter on p. 162 Galton is speaking of Keswick 
in the Lakes, but it is not always easy in the diaries of Emma and Francis to distinguish between visits 
to Lakeland and to the Gurneys' home. 

p. 168. Line 9. The mysterious " Missourian " of Galton's letter to his Father is very probably 
Galton's misspelling for " Mesosaurian." Not only in his boyhood and his college days, but even to the 
last decade of his life, Galton's spellings could be erratic. In one of his letters to me he excuses his 
spelling by the darkness in which he is writing. It is probable therefore that he judged the spelling of 
words by seeing them, and he may only have heard this fossil lizard spoken of, and not seen the name 
written. 

Pedigree Plate A. Immediate Ancestry and Collaterals of Sir Francis Galton in pocket at end of 
Vol. I. Last line but one, seventh column of names, for " F. M. Cormford " read " F. M. Cornford." 



To 

M. S. P. and M. V. P. 

whose unstinted sympathy and aid 
have enabled me to complete my task 




Francis Galton, aged 66, from the copperplate prepared for Biometrika, Vol. n. 



CHAPTER XIV 

CORRELATION AND THE APPLICATION OF STATISTICS TO 
THE PROBLEMS OF HEREDITY 

"It is full of interest of its own. It familiarises us with the measurement of variability, and 
with curious laws of chance that apply to a vast diversity of social subjects. This part of the 
inquiry may be said to run along a road on a high level, that affords wide views in unexpected 
directions, and from which easy descents may be made to totally different goals to those we have 
now to reach. I have a great subject to write upon, but feel keenly my literary incapacity to 
make it easily intelligible without sacrificing accuracy and thoroughness." 

Natural Inheritance, p. 3. 

A. Introductory. Thus wrote Francis Galton in 1889 when the signifi- 
cance of correlation and its measurement had impressed themselves upon 
him. Up to 1889 men of science had thought only in terms of causation, in 
future they were to admit another working category, that of correlation, and 
thus open to quantitative analysis wide fields of medical, psychological and 
sociological research. Turning to the writings of Turgot and Condorcet, who 
felt convinced that mathematics were applicable to social phenomena*, we 
realise to-day how little progress in that direction was possible because they 
lacked the key — correlation — to the treasure chamber. Condorcet often and 
Laplacef occasionally failed because this idea of correlation was not in their 
minds. Much of Quetelet's work and of that of the earlier (and many of the 
modern) anthropologists is sterile for like reasons. 

Galton turning over two different problems in his mind reached the con- 
ception of correlation : A is not the sole cause of B, but it contributes to the 
production of B; there may be other, many or few, causes at work, some of 
which we do not know and may never know. Are we then to exclude from 
mathematical analysis all such cases of incomplete causation? Galton's 
answer was: "No, we must endeavour to find a quantitative measure of this 
degree of partial causation." This measure of partial causation was the germ 
of the broad category — that of correlation, which was to replace not only in 
the minds of many of us the old category of causation, but deeply to influ- 
ence our outlook on the universe. The conception of causation — unlimitedly 
profitable to the physicist — began to crumble to pieces. In no case was B 

* "Un grand homme [Turgot], dont je regretterai tousjours les lecons, les exeinples, & sur-tout 
l'amitie, ^toit persuade que les verites des Sciences morales & politiques, sont susceptibles de la 
meme certitude que celles qui forment le systeme des Sciences physiques, & meme que les branches 
de ces Sciences qui, comme l'Astronomie, paroissent approcher de la certitude mathematique." 
Discours preliminaire, Essai sur I'application de I 'analyse a la Probabilite des Decisions, p. i, 
Paris, 1785. 

t See for example Laplace's memoir in Memoires de VAcademie des Sciences for 1783, pp. 693- 
702, where J entirely overlooks the correlation between the size of the population and the 
number of births in evaluating what is really the probable error of the birth-rate. 

pgiii 1 






2 Life and Letters of Francis Galton 

simply and wholly caused by A , nor indeed by C, D, E and F as well ! It 
was really possible to go on increasing the number of contributory causes, 
until they might involve all the factors of the universe. The physicist was 
clearly picking out a few of the more important causes of A, and wisely con- 
centrating on those. But no two physical experiments would — even if our 
instruments of measurement, men and machines, were perfect — ever lead to 
absolutely the same numerical result, because we could not include all the 
vast range of minor contributory causes. The physicist's method of describing 
phenomena was seen to beonlyfitting whenahigh degree of correlation existed. 
In other words he was assuming for his physical needs a purely theoretical 
limit — that of perfect correlation. Henceforward the philosophical view of the 
universe was to be that of a correlated system of variates, approaching but by 
no means reaching perfect correlation, i.e. absolute causality, even in the group 
of phenomena termed physical. Biological phenomena in their numerous 
phases, economic and social, were seen to be only differentiated from the 
physical by the intensity of their correlations. The idea Galton placed before 
himself was to represent by a single numerical quantity the degree of 
relationship, or of partial causality, between the different variables of our 
ever-changing universe. How far he was successful forms the subject-matter 
of this chapter. 

I have said that Galton came to this fundamental conception from two 
aspects. The first problem was that of inheritance. To take an illustration : 
A character in the Father does not determine absolutely the like character in 
the Son ; it is only one out of many contributory factors. The character is 
only a partial expression of the Father's germ-plasm; so it is with the Son's 
character — it is not at all a full expression of his germ-plasm. Again, the Son 
is not a product only of his Father's germ-plasm, but of his Mother's also, and 
those of both parents in their turn are products of innumerable ancestral 
stirps leading us back through long eons of evolution. Nor is the somatic or 
bodily character of the Son a product only of heredity, it is the integration 
of a number of factors acting throughout his prenatal and postnatal growths. 
From the physicist's standpoint of causation there was no way at all to attack 
this problem, the causes were too indefinite and elusive to be individually 
grasped and measured. They could only be dealt with one at a time — the 
measure of the resemblance of offspring to parent, a partial causation, led 
Galton to the idea of correlation. 

The second problem which impressed itself on Galton's mind was that of 
correlation in the narrow biological sense. The word itself appears to have 
originated with Cuvier who denoted by it an association between two organs 
or characters of a family — thus the occurrence of a split hoof with a particular 
form of tooth, so that from the discovery of one organ a prediction could be 
made as to the nature of others. It has been said that Cuvier 's conception 
did not involve causation*. I do not know that any correlationist of to-day 
would assert that the knowledge of the length of the femur, which would 
enable him to closely predict the length of the humerus, is an assertion of 
* See C. Herbst, Uandw'orterbuch der Naturwistseiwchaften, Bd. Ill, S. 621, Jena, 1913. 



Correlation and Application of Statistics to Problems of Heredity 3 

causation in a sense different from that of Cuvier; he would mei"ely think in 
terras of associations with differing grades of intensity. Be this as it may, 
Galton's second idea of measuring the degree of relationship arose from the 
fact that he had recognised that two characters measured on a human heing 
are not independent, they vary with each other. The femur of man has its 
characters associated with those of the humerus. 

Galton did not realise immediately that his two problems admitted of 
the same solution. His first actual attempts at solution of the inheritance 
problem were based on the weight of the seeds of mother and daughter 
plants. In the first place he used, about 1875, some seed like that of cress (see 
Vol. ir, p. 392), and he started by endeavouring to correlate grades or ranks. 
This could not be very successful because the regression curve and the 
"isograms" (see Vol. II, p. 391) are not linear, but extremely complicated 
curves. Later in 1875 (ibid. p. 187) we find him experimenting with 
Darwin's assistance on the weight and diameter of sweet-pea seeds, and here 
he reached his first "regression line." I reproduce (p. 4) from Galton's data 
in a note-book the first "regression line " which I suppose ever to have been 
computed. I have recalculated the constants and redrawn the line. It is 
for sweet-pea diameters in mother and daughter plants. The correlation 
coefficient is - 33, almost exactly 1/3. Two points must here be noticed. 
First the parental mean is considerably higher than the offspring mean. If 
the offspring mean denotes that of the general population, this would 
indicate that Galton's parental population was not a random sample of the 
original general population. Secondly the means of the diameters of the 
daughter plant peas for each size of mother plant pea, give a series of points of 
rather irregular distribution, which conforms as well to a sloping straight line 
as to any other form of curve. Here we have the origin of Galton's "regression 
straight line." We see that as size of mother pea increases, so does size of 
daughter pea, but whether in excess or defect of mean the daughter pea 
does not reach the deviation of the mother's diameter from the mean value, 
the offspring is less a giant or a dwarf than the mother pea. This is Galton's 
phenomenon of regression. In this case the variabilities of mother and 
daughter peas were approximately equal, and Galton reached the idea that 
the slope of the regression line would measure the intensity of resemblance 
between mother and daughter. If there were no slope the diameter of 
daughter pea would be the same for all diameters of mother pea. If it 
sloped at 45°, i.e. a slope of unity, the daughter pea's diameter would be 
exactly that of the mother pea's, supposing their means were the same ; if 
they were not, the deviations from their respective means would still be 
equal. 

It is strange that both Galton and Mendel should have started from peas, 
the former from sweet and the latter from edible peas. Galton tells us dis- 
tinctly why he chose the former, namely because he would not be troubled 
to the same extent by variation in size of peas within the same pod. We 
must leave it to the future to judge whether the correlational calculus, which 
has sprung from Galton's peas, is or is not likely to be of equal service with 

1—2 



Life and Letters of Francis Galton 



Q 
U 






73 

o 




Diameter or Off spring Seed 

( In HuNjmamu or ah Imh ^ 



Correlation and Application of Statistics to Problems of Heredity 5 

the vast system of factorial genetics which has arisen from Mendel's peas — 
and this even in the theory of heredity. We see now what Galton might 
have done, he might have provided us with data to check Johansen's later 
bean-weight experiments, he might have thrown light on the "pure line." 
[ He might possibly have reached the correlation coefficient instead of the re- 
1 Agression slope in his first attempt to get a measure of correlation. Whatever 
he might have done, he reached the idea of regression before he reached that 
of the coefficient of correlation. As long as he was dealing with heredity in 
the same sex, the approximate equality of variabilities in the two genera- 
tions preserved him from any great error. 

Galton was driven to his second problem by Bertillon's system for the 
identification of criminals. Bertillon claimed, as I remember Dr Garson did 
at a much later date, that the measurements chosen were practically inde- 
pendent. Galton needed a criterion to show whether such measurements as 
head length, foot length, stature, etc. were or were not associated. He saw that 
the problem closely resembled that of heredity, but he was troubled by the 
fact that the slope of his regression line depended on the units in which its 
two component variables were measured. It was not till more than 13 years* 
after his first attack on the subject that Galton realised, namely in 1889 during 
a walk in Naworth Park, that the two problems were identical, provided 
each character were measured in its own variability as unit (see our Vol. II, 
p. 393). With that provision the slope of the regression line becomes what 
we now term the coefficient of correlation. It is needful to realise this 
history of Galton's. progress : namely that he reached regression and even 
the constancy of the array variabilities 12 to 14 years before he formulated 
his coefficient of correlation, in order to understand fully the sequence of 
his memoirs on this topic. 

One further fact it is necessary to bear in mind in order to measure his 
achievements. He started like Quetelet from the normal curve as describing 
the deviations of a population or of any selected population, e.g. that of an 
array of offspring from a parent of given character. \ He did not start with a 
general definition of correlation and see whither that would lead him. His 
justification was that he was dealing with anthropometric characters or 
measurements on living forms whose deviations from type approximately 
followed this special law of distribution. Thus he naturally reached a straight 
regression line, and the constant variability for all arrays of one character 
for a given value of a second f. It was, perhaps, best for the progress of the 
correlational calculus that this simple special case should be promulgated 
first; it is so easily grasped by the beginner. But it has had the disadvan- 
tage that certain branches of science, as psychology for example, have rarely 
got further, and, without taking the trouble to apply tests, adopt linear 

* In his Natural Inheritance, 1889, p. 79, Galfcon says his sweet-pea data were collected 
more than 10 years previously. His lecture at the Royal Institution, Feb. 1877, shows that he 
was then already in possession of sweet-pea data, and the first measurements seem to have been 
made in 1875. 

t What we now term "homoscedasticity." 



6 



Life and Letters of Francis Gallon 



regression and homoscedasticity where it is quite inappropriate. It is 
interesting to note how the history of the spread of knowledge follows with 
halting steps the history of its discovery. 

Again, if the reader anticipates that Gal ton was a faultless genius, who 
solved his problems straightaway without slip or doubtful procedure, he is 
bound to be disappointed. Some few creative minds may have done that, or 
appear to have done it, because, the building erected, they left no signs of 
the scaffolding; but the majority of able men stumble and grope in the 
twilight like their smaller brethren, only they have the persistency and 
insight which carries them on to the dawn. 

B. The First Idea of "Regression." I think these conceptions will be 
well illustrated if we consider Galton's first paper dealing with the subject 
of regression, namely the lecture entitled : Typical Laws of Heredity, which 
he gave on February 9, 1877 at the Royal Institution. It is the next 
forward step he took after the memoir of 1875, in which he had propounded 
for the first time the continuity of the germ-plasm. See our Vol. II, pp. 184-8. 
The paper itself embraces three fundamental sections, which I will take in 
logical sequence if not that of the paper itself. 

First : an account of the experimental data on sweet-peas. Galton 
assumes here that sweet-peas are invariably self-fertilised, a result which 
from my own observation I consider only partially true. There is also a 
further difficulty here: he does not take the average seed of the mother 
plant as representing the maternal character. He takes seeds of equal 
weight which may have been the ordinary produce of large-seeded plants, 
or the exceptional produce of small-seeded plants, and treats these as 
representing the parental character. This very fact would in itself involve 
regression in the offspring seeds, and leaves unsettled two important questions : 
(i) whether in the average result from all the seeds of a self- fertilising plant, 
there would be any regression at all, and (ii) whether there is any difference 
in the average seed weights of daughter plants grown from light and heavy 
seeds of the mother plant ? Had Galton had these points in mind, he might 
have thrown light on controversies of a much later date. Again, does the 
size of the mother seed influence the daughter seed only by way of heredity ? 
Galton's small seeds led to sickly and often sterile plants, and it is quite 
probable that this might affect the weight of their seeds (see our Vol. n, 
p. 181). Be this as it may, Galton found from his data* that there was a 
linear regression of daughter seed on maternal seed. He does not yet use the 
term "regression," but speaks of a "reverting" towards "what may be roughly 
and perhaps fairly described as the average ancestral type." But it is difficult 
to believe that this reversion was solely due to heredity ; if the original seed 
had fully represented the maternal plant and that plant had been indefinitely 
self-fertilised, the Law of Ancestral Heredity would suggest no regression at 



:*■ 



* He issued packets of seven sizes of seeds, each containing ten seeds, and nine friends grew 
the plants. Two crops failing, he had all the seed offspring of 7x7x10 = 490 carefully weighed 
seeds. 



Correlation and Application of Statistics to Problems of Heredity 7 



all. It is not possible to say whether the observed " reversion " was due to 
the weight of a single seed not representing the true maternal character, to 
the hypothesis of self-fertilisation not being correct or to other causes. 
Theoretically the important point is that Galton reached linear regression 
as a first feature of his correlation table. The next point Galton reached was 
the homoscedasticity or equal variability of the arrays of daughter seeds 
corresponding to a given mother seed*. "I was certainly astonished to find 
the family variability of the produce of the little seeds to be equal to that of 
the big ones ; but so it was, and I thankfully accept the fact ; for if it had 
been otherwise, I cannot imagine, from theoretical considerations, how the 
typical problem could be solved" (p. 10). 

The second logical stage in Gal ton's analysis is mathematical ; he en- 
deavours, assuming that the population is stable and is distributed normally, 
to find what relation must exist between the " reversion " coefficient and 



-) 



* Thus far I have not been able to find Galton's data for the weights of sweet-peas in the 
Galtoniana here. It is not easy, however, to find a special topic in the mass of note-books and 
undated and unindexed papers. Quite possibly, however, he lent his measurements to somebody, 
as he lent many series of observations to myself. It would be interesting to see exactly the 
data from which he deduced the two fundamental principles of a normal bivariate distribution, 
i.e. the straight-line regression and the equivariability of the arrays. Galton gives the correlation 
table of filial and parental seeds in the Appendix, p. 226, of his Natural Inheritance for lengths 
not weights. This shows that the mean length and variability of the parent seeds were arbi- 
trarily chosen, thero being 70 of each. Further, in the table the offspring seeds are modified to 
show 100 iu each array. We do not know therefore the true means or standard deviations 
of either parental or offspring populations. This does not, however, affect the determination of 
either means or standard deviations of arrays. I find in hundredths of an inch: 






Diameter of 


Mean Diameter 

of Array 
of Filial Seeds 


Standard Deviation 


Parent Seed 


of the Array 


21 


17-26 


1-988 


20 


17-07 


1-938 


19 


16-37 


1-896 


18 


16-40 


2-037 


17 


16-13 


1-654 


16 


16-17 


1-594 


15 


15-98 


1-763 



My means do not agree with Galton's, possibly he found his before reducing his whole 
numbers to percentages. (It could not be by the distribution of the filial diameters "Under 15," 
as this would tend, I think, to reduce all his means below mine.) He does not give his array 
standard deviations nor the quartiles. However, on some such numbers as these Galton reached 
his results. The array means are not incompatible with a straight-line relation; the standard 
deviations suggest that the smaller parental seeds had offspring seeds of less variability than 
those of the larger seeds, rather than equivariability being the rule. This view might be modified 
if we knew the actual distribution of the filial seeds "Under 15." Many of these dwarf seeds I 
suspect were abortions, as their lumping up at the tail of the arrays really prevents the latter 
from being considered as "normal curves." Galton states (loc. cit. supra) that he had obtained 
confirmatory results for the foliage and length of pod; this indicates that his experiments must 
have been carried on for a second year, as he started only with the parental seed. 






8 Life and Letters of Francis Galton 

the variability constant of the equivariable arrays in order that the popula- 
tion may owing to the laws just stated repeat in the filial the parental 
distribution. 

Now there are two points to be regarded here. Galton first states that 
he is going to suppose no sexual selection at work, and further he next 
supposes every female to be reduced to an equivalent adult male standard. 
It is true that he does this by the aid of percentiles, but what it really 
amounts to is this : If to 2 be the female mean character, o- 2 the standard 
deviation and A, the deviation of an individual female from type, to, , cr, and 
A, corresponding quantities for the male, then Galton replaces the female 
to 2 + A 2 by a male to, + A, , where A, has the same percentile value p for males 

as A 2 for females. This really amounts to taking A, = — A 2 ; it appears to me 

cr 2 

that this reduction of female to male value is more correct than that which 

he adopted later in his memoir of 1886 and in Natural Inheritance (see our 

p. 15). Having got his midparental value as the mean of the father's and 

mother's characters, the last reduced to male value, Galton correctly asserted 

that if there be no sexual selection and the original population followed a 

normal distribution, the midparental distribution also would be normal with a 

standard deviation -p cr, . He next introduces an ingenious artifice ; instead 

of supposing the offspring to " revert " he supposes the midparent to revert 
and then to have offspring whose type (i.e. mean value) is that of the 
original parentage. In other words, if X be the character in a midparentage, 
then r'X, where r 1 is the reversion coefficient, will be the same midparentage 
after reversion. This really signifies a uniform " squeeze " in the ratio of 
r 1 to 1 of the normal curve of midparentages, or the new curve of reverted 

midparentages will be a normal curve of standard deviation — = o-, x r'. We 

have lastly to distribute the offspring of these midparentages about their 
mean values with a constant variability, which we will represent by 2 ; thus 
the standard deviation a 1 of the distribution of offspring will be given by 



(T 



3 = 1^2,/2 



a 



o-,V 2 + 2 2 . 



But, if this standard deviation of the final normal curve is to repeat the 
original population, cr' must equal cr,, or we have 

Here / is the " reversion " of the midparent and is equal to -f2r, if r be the 
reversion on a single parent*. In other words, if r be the reversion of 
offspring on parent then the constant standard deviation of the array of 
offspring fox a given parent must be ct,n/i — r 2 , if the population starts with 
a normal distribution and when reproduced is to have the same normal 

* If the standard deviation of the "reverted" single parent be rv x , then v2ro-, will be the 
standard deviation of the reverted midparent, but if this be taken as r'a l clearly r' = *J2 r. 



Correlation and Application of Statistics to Problems of Heredity 9 



distribution. This is the earliest appearance of the symbol r as a coefficient 
of " reversion" ; the reasoning by which the result is obtained is only true, if 
parental and offspring generations have the same variability; in that case r 
is what we now term the coefficient of correlation, and Galton here deduces 
the relationship between the constant array variability and this coefficient. 

In the course of his work he introduces the ideas of natural selection and 
of differential fertility. This section of the discussion is somewhat difficult to 
follow. Galton further supposes selection to take place symmetrically round 
the population mean or type. Finally to obtain the above result Galton 
supposes the selection and the fertility to be non -differential, or gives them 
mere percentage values for all parents alike*. 



NECATIVE < 0° 

DEVIATION 


-> 


POSITIVE 
DEVIATION 






iHlIIIIIIIII 


ABC 


I 


1 


r. 


aJbJ cj 


.; i; 


■',. 


-\ 




/ / cocrrTof 

1 REVERSION 

//_OAj<_ OB J 
III OA OB 






























IlIHUIIIIigiiiilliiill! 


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Fig. 2. Oalton's Quincunx illustrating the nature of Regression. 

The third point in this paper of Galton's is the ingenious " Quincunx " by 
which he illustrates the phenomenon of reversion and the continual main- 
tenance by aid of inheritance of a stable population. Galton at first indicates 
how closely certain measured characters are given by a normal distribution 
and how such a normal distribution may be produced by a stream of pellets 

* A paper in which this matter is more fully dealt with by the present writer will be found 
in Biometrika, Vol. vn, pp. 258-275, "On the Effect of a Differential Fertility on Degeneracy: 
A New Year's Greeting to Francis Galton, 1910." 

p G III 2 



10 



Life and Letters of Francis Galton 



falling vertically through a forest of horizontal pins. He next, starting with 
a normal distribution of variability or,, reduces the variability to r<r 1 by 
sloping his discharge tubes towards the type (see Fig. 2). This restriction 
of the tubes has the same effect as giving a uniform horizontal "squeeze" 
to his original distribution ; he thus reaches his population of " reverted 
parents." If he now opens any single one of his tubes he will get a normal 
distribution, about the reverted parent character as type, which will have 




Fig. 3. Galton's Quincunx illustrating the effect of Natural Selection. 

the proper variability a^Vl — r 2 if a suitable choice be made of the extent 
of " pin-forest " through which the pellets fall. Since this variability is the 
same for all parentages, the extent is constant, and if all the tubes be opened, 
all the " reverted " parentages contribute their share to building up again 
the population from which we started. 

Those who hold the hypothesis of the pure line to be true, apparently 
overlook the fact that while the gametic distribution might be stable, they 
must appeal to a stringent natural selection, or a differential fertility, to 



Correlation and Application of Statistics to Problems of Heredity 1 1 

maintain stability for two successive generations in somatic characters. This 
stability Galton achieved by aid of reversion. 

In dealing with the problem of Natural Selection, Galton takes only the 
case of selection round type and assumes that those selected to live, not 
those selected to die, will follow a normal distribution. This limits to some 
extent its general applicability, but he illustrates his idea by a second 
ingenious Quincunx (see Fig. 3), in which the middle stage is formed by a 
vertical normal-curve diaphragm which cuts off from the descending pellets, 
uniformly distributed over the horizontal bases of their compartments in the 
top stage, the "selected pellets," which again are on the removal of the sliding 
floor allowed to run down into the third stage compartments where they 
form a normal distribution of much reduced variability. 

Speaking of the principles of " reversion " and reduced variability in 
the offspring of a given parentage, Galton says : 

"The typical laws are those which most nearly express what takes place in nature generally; 
they may never be exactly correct in any one case, but at the same time they will always be 
approximately true and always serviceable for explanation. We estimate through their means 
the effects of the laws of sexual selection, of productiveness and of survival, in aiding that of re- 
version in bridling the dispersive effect of family variability. They show us that natural selection 
does not act by carving out each new generation according to a definite pattern on a Procrustean 
bed, irrespective of waste. They also explain howsmall a contribution is made to future generations 
by those who deviate widely from the mean, either in excess or deficiency, and they enable us 
to discover the precise sources whence the deficiencies in the produce of exceptional types are 
supplied, and their relative contributions. We see by them that the ordinary genealogical course 
of a race consists in a constant outgrowth from its centre, a constant dying away at its margins, 
and a tendency of the scanty remnants of all exceptional stock to revert to that mediocrity, 
whence the majority of their ancestors originally sprang." (loc. cit. p. 17.) 

Thus Galton stated his law of reversion originally ; we see that it really 
covers the most marked features of bivariate normal correlation, we have 
even the now-familiar symbol r. Whether, however, he was at that time 
justified in asserting reversion as a typical law of heredity on the basis of 
his sweet-pea results may be open to question. Is the weight or diameter of 
a single seed a fair representation of a parental somatic character? Was 
Galton justified in considering the variability of his offspring constant ? These 
are points which have much bearing on later work and on what correlation 
the r really signified in the case of Galton's actual experimental data. 

C. Heredity in Stature of Man. Development of the Conception of 
Regression. That Galton had some doubts himself is, I think, clear from the 
fact that for eight years he published nothing further on the subject of 
regression, but started by aid of his family records to collect data bearing on 
inheritance in man: see Vol. n, pp. 363 et seq. As soon as he had obtained 
enough data to deal with the inheritance of stature in man he returned to 
the subject, and in 1885 and 1886 published a number of papers dealing with 
the topic. The first of these is his Presidential Address to the Section of 
Anthropology of the British Association, Aberdeen Meeting, 1885*. He next 
published a more detailed paper in the Miscellanea of the Journal of the 

* B. A. Transactions, 1885, pp. 1206-1214; Nature, Vol. xxxn, pp. 507-510. 

2—2 



12 Life and Letters of Francis Galton 

Anthropological Institute*. He further took the subject as the topic of his 
Presidential Address at the Anniversary Meeting of that Institute in 
January, 1886f, having meanwhile again discussed it in a lecture at the 
Birmingham and Midland Institute entitled: "Chance and its Bearing on 
Heredity" J. Finally we have the mathematical basis of Galton's work more 
fully provided in a paper on "Family Likeness in Stature" with an 
Appendix by J. D. Hamilton Dickson, presented to the Royal Society on 
January 1, 1886§. None of these papers is exclusive, each has something 
not in the others, but probably those in the Miscellanea of the Journal of 
the Anthropological Institute and in the R. S. Proceedings are the more im- 
portant for those who have not time to read them all. We have throughout 
to remember that Galton was a pioneer, and could not see matters in the 
clearer light of to-day when we start from a knowledge of bivariate 
distribution with its two means, two variabilities and its coefficient of 
correlation; he did not yet clearly recognise the distinction between a 
coefficient of regression and a coefficient of correlation. It is difficult for the 
reader now-a-days to appreciate the paradox which Galton reached from his 
data and finds it needful to discuss at some length, namely : that the coefficient 
of regression for the offspring on a midparent is double what it is for the mid- 
parent on the offspring ||. A further difficulty is that Galton invariably thought 
in terms of grades, quartiles and the "ogive curve," and this I venture to think 
is by no means helpful for elucidating correlation, as the reader of the first 
ten pages of the Royal Society paper will find. It has always been a puzzle 
to me why Galton called in Mr Dickson and placed before him a somewhat 
artificial problem in probability the answer to which comes directly ^ from 
Galton's own two statements. 

* Vol. xv, pp. 246-263. f Vol. xv, pp. 489-499. 

| Reported in the Birmingham Daily Post, December 7, 1886. 

§ Roy. Soc. Proc. Vol. XL, pp. 42-73, 1886. 

|| Since the midparental standard deviation is, when the female is reduced to male equivalent, 

o-j/s/2 in our previous notation, the two regression coefficients are respectively: — — r and 

— — j^ r, that is, r/*J2 and «/2 r, or one twice the other. I think Galton was slightly puzzled 

here, because he had not yet fully realised that the two variabilities not being the same, he must 
measure each variate in its own unit of variability in order to make both regressions the same. 
11 Galton had discovered that the offspring of parents of character deviation x vary about 
(rtr 2 /o-,) x with a standard deviation <r, V(l - r 2 ). Hence if y be the deviation of the n offspring 
of the n parents of deviation x, and we assume, as Galton, that parental and offspring genera- 
tions both follow the normal law, the number of offspring of deviation y will be 

N i _i£ 

But n' = ~7= — e 2 <ri 2 , where N is the total population of parents, thus substituting for ri we 
have n jV" 1 /x> 2rxy y 2 \ 

z =o 7r^ e 2 ( 1 - J,2 )W w *i) 

2jrcr 1 <r i! vl — r 
as the frequency distribution of offspring and parents, the well-known result, which was not 
even written down by Mr Dickson ! 



Correlation and Application of Statistics to Problems of Heredity 13 

The most noteworthy point, however, is this, that Galton having the 
correlation table before him of the statures of 928 offspring and of their mid- 
parents proceeded after smoothing the frequencies to determine the contour 
lines and found them to be: 

(i) a system of concentric and similar ellipses about the common mean of 
the filial and midparental statures. 

Further: 

(ii) the regression straight lines were conjugate diameters to the two axes 
of stature. 

He also determined from his contours the ratio of the axes of this ellipse 
system, and the inclination of the major axis to the horizontal. The ellipse, 
which served as type, is given in the accompanying diagram (see Fig. 4, 
p. 14), and the observed values on this ellipse and the values computed from 
Mr Dickson's Formulae are* : 

Galton from Contours From Dickson's Formulae 

Regression Slope 1 in 3 6 in 17 '5 

Major to Minor Axis 10 to 5-1 4l to ^2 or 10 to 5-35 

Inclination of Major Axis 25° 26° 36' 

It is needless to say that Galton was delighted with this accordance. 
He wrote f as follows with regard to it: 

"I may be permitted to say that I never felt such a glow of loyalty and respect towards 
the sovereignty and magnificent sway of mathematical analysis as when his [Mr Dickson's] 
answer reached me confirming, by purely mathematical reasoning, my various and laborious 
statistical conclusions with far more minuteness than I had dared to hope, for the original data 
ran somewhat roughly, and I had to smooth them with tender caution }." 

We ought on no account to overlook the fact that the theory of linear 
regression and the associated homoscedasticity were evolved by Galton from 
his sweet-pea experiments, confirmed by his stature measurements, and 
resulted practically in the form of the normal surface for two variates with its 
elliptic contours, before the mathematical theory of correlated errors was 
known to him. \ It is one of the most striking lessons in what may be achieved 
by a patient analysis of even crude observations. Yet without being dis- 
couraged in our own attempts at similar discoveries, we do well to remember 
that only an exceptional mind has the insight to discriminate between the 
essential and the non-essential in a mass of statistical data, and to select those 
two principles which illuminate the manner in which a population reproduces 
itself stably by aid of heredity — and what is more in so doing to pave the 
way to the solution of many other problems of a wholly different character. 
Fig. 5, p. 16, shows the regression line of offspring on midparent for the case of 
stature; it is, I think, the second regression fine ever drawn, and Galton 
indicates by the line at 45° exactly how much the offspring fall behind the 
stature of their individual midparent. He added to this regression diagram, 
a picture of his "Forecaster of Stature" — which might equally well be used to 

* Journal of the Anthropological Institute, Vol. xv, p. 263. 
t Ibid. p. 255. I Ibid. p. 255. 



14 



Life and Letters of Francis Galton 





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Correlation and Application of Statistics to Problems of Heredity 15 

predict the probable value of any third variate from a knowledge of two 
others*. The working of the Forecaster is almost obvious on examination of 
the diagram, but for the benefit of those who come for the first time to the 
subject of regression I give Galton's own words: 

"The weights M and F have to be set opposite to the heights of the mother and father on 
their respective scales; then the weight sd will show the most probable heights of a son and 
daughter on the corresponding scales. In every one of these cases it is the fiducial mark in the 
middle of each weight by which the reading is to be made. But, in addition to this, the length of 
the weight sd is so arranged that it is an equal chance (an even bet) that the height of each son or 
each daughter will lie within the range defined by the upper and lower edges of the weight on 
their respective scales. The length of sd is 3 inches = 2/t ; that is, 2 x 1 -50 inch. 

"A, B and C are three thin wheels with grooves round their edges. They are screwed together 
so as to form a single piece that turns easily on its axis. The weights M and F are attached to 
either end of a thread that passes over the movable pulley D. The pulley itself hangs from a 
thread which is wrapped two or three times round the grove of B and is then secured to the 
wheel. The weight sd hangs from a thread that is wrapped in the same direction two or three 
times round the groove of A, and is then secured to the wheel. The diameter of A is to that of 
B as 2 to 3. Lastly, a thread wrapped in the opposite direction round the wheel C, which may 
have any convenient diameter, is attached to a counterpoise. 

"It is obvious that raising M will cause F to fall, and vice versd, without affecting the wheels 
A, B, and therefore without affecting sd; that is to say, the parental differences may be varied 
indefinitely without affecting the stature of the children, so long as the mid-parental height is 
unchanged. But if the mid-parental height is changed, then that of sd will be changed to §- of 
the amount. 

"The scale of female heights differs from that of the males, each female height being laid 
down in the position which would be occupied by its male equivalent. Thus 56 is written in the 
position of 60 - 48 inches, which is equal to 56 x 1*08. Similarly, 60 is written in the position of 
64-80, which is equal to 60 x 1-08 J." 

The last words indicate what is, I think, an important point: Galton 
obtains the female from the male stature by multiplying by the constant factor 
1'08. This he obtained as the ratio of the male to the female mean value, 
and he practically assumes this ratio to be the same for all other statures. 

In a certain sense I think this is, at least theoretically, a retrograde step 
from his suggestion of 1877. He then took the transmuted female mean to be 
the male mean plus the female deviation increased in the ratio of male to 
female variability. This appears to be theoretically a better process of trans- 
mutation. Practically the two methods will only agree, if the ratio of the 
two variabilities is equal to the ratio of the two means, i.e. if the so-called 
coefficients of variability of the two sexes are equal. This is approximately 
but not absolutely true for a number of human characters. 

There are of course several other conditions which must be fulfilled to 
make Galton's definition of midparent valid, and some of these he discusses. 
In the first place the parents must mate at random with regard to the 
character dealt with, i.e. there must be no sexual selection in the form of 
assortative mating with regard to stature, tall must not tend to marry tall, 

* It would only be needful to adopt scales in accordance with the constants of the bivariate 
regression formula. 

t In this paper Galton uses the symbol /for the quartile deviate. 
j Journ. Anthrop. Institute, Vol. xv, p. 262. 



16 



Life and Letters of Francis Galton 



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Correlation and Application of Statistics to Problems of Heredity 17 

nor short, short. Galton discusses* the absence of assortative mating for 
stature and forms the following table, where the medium group embraces 
individuals of 67" and up to 70 stature for males or transmuted females: 



Husband 





Short 


Medium 


Tall 


Totals 


Short... 
Medium 
Tall ... 


9 
25 
12 


28 
51 
20 


14 

28 
18 


51 

104 

50 




46 


99 


60 


205 



He notes that there are 27 like marriages short with short and tall with 
tall, and 26 contrasted marriages^ short with tall, and argues that there is 
no assortative mating in stature. In a fuller treatment of the same data 
by the present writer the coefficient of resemblance between husband and 
wife was found to be "093 + "047 J, which might just be significant. Later 
work has shown that there is sensible assortative mating not only in stature 
(•280), but in span ( - 199) and cubit ("198)§; in other words big men do tend to 
marry big women and small men small women. Galton's data show, however, 
so little assortative mating that his results were not sensibly influenced by 
disregarding it. 

Galton now turns to another point, namely : Does the difference in stature 
of parents influence the stature of the offspring? He was clearly conscious 
that this was an important point, for on it depends whether his value for the 
midparental stature is or is not to be considered correct. As we should now 
express it, he was really asking whether the stature in the offspring was 
equally correlated with the statures of the two parents, or rather, that is the 
question he would have been asking had he transmuted his female deviations 
to male deviations by aid of the ratio of the two variabilities and not of the 
two means 1 1. If the two correlations be not equal, then Galton's " Forecaster," 
based on his conception of midparent, would give incorrect results. Galton 
indicates in a table (Journ. Anihrop. Instit. Vol. xv, p. 250) that the differential 
influence of the parents should not be very great, but he does not really 

* Joum. Anthrop. Instit. Vol. xv, p. 251. 

f Printed in loc. cit. 32 instead of 26. 

\ Phil. Trans. Vol. 187 A, p. 270, 1896. 

§ Biometrika, Vol. II, p. 373. 

|| If r M be the paternal, r 23 the maternal coefficient of correlation and r 12 that of assortative 
mating, the bivariate formula shows us that to give equal weight to father and mother we must 
have equality of the two expressions 



!-»■„■ 



and 



1 — r * 



(Roy. Soc. Proc. Vol. VIII, p. 240, 1895), and this involves r n = r„ 3 , i.e. the equality of the parental 
influences. 



p G III 



18 Life and Letters of Francis Galton 

determine it quantitatively. Actually for his data we have the following 
correlations*: 

Father Mother 

Son -396+ -024 -302 ±-027 

Daughter -360 ±-026 -284+ -028 

There was thus really quite a well-marked prepotency of the father in 
the case of stature. Later results on ampler and better material have 
failed to confirm this prepotency f; I think it may well have been due to 
amateur measuring of stature in women, when high heels and superincum- 
bent chignons were in vogue ; it will be noted that the intensity of heredity 
decreases as more female measurements are introduced. Daughters would be 
more ready to take off their boots and lower their hair knots, than grave 
Victorian matrons. As we have not since succeeded in demonstrating any 
sex prepotency in parentage, Galton's assumption that such did not exist 
justifies his theory. But this assumption was not justified by his actual data 
and affects seriously the values of the constants he reached, which are all too 
low in the light of more recent research. I think we should be inclined to 
say now that the regression of the offspring deviate J is on the average 
nearer to f than to Galton's § of the midparental deviate. Galton, however, 
recognised very fully that his numerical values were only first approxima- 
tions. He writes: 

"With respect to my numerical estimates, I wish emphatically to say that I offer them 
only as being serviceably approximate, though they are mutually consistent, and with the 
desire that they may be reinvestigated by the help of more abundant and much more accurate 
measurements than those I have at command. There are many simple and interesting relations 
to which I am still unable to assign numerical values for lack of adequate material, such as 
that to which I referred some time back, of the relative influence of the father and the mother 
on the stature of their sons and daughters. 

"I do not now pursue the numerous branches that spring from the data I have given, as from 
a root. I do not speak of the continued domination of one type over others, nor of the persistency 
of unimportant characteristics, nor of the inheritance of disease, which is complicated in many 
cases by the requisite concurrence of two separate heritages, the one of a susceptible constitution, 
the other of the genus of the disease. Still less do I enter upon the subject of fraternal devia- 
tion and collateral descent§." 

Galton's reasons for making a special study of stature are dealt with at 
considerable length and summarised as follows: 

" The advantages of stature as a subject in which the simple laws of heredity may be 
studied will now be understood. It is a nearly constant value that is frequently measured and 
recorded, and its discussion is little entangled with consideration of nurture, of the survival 
of the fittest, or of marriage selection. We have only to consider the midparentage and not to 

* Phil. Trans. Vol. 187 A, p. 270, 1896. 

t See Biomelrika, Vol. II, p. 378, 1902. 

| Galton in this paper introduces the term "deviate ": "I shall call any particular deviation 
a 'deviate,'" Journ. Anthrop. Inslit. Vol. xv, p. 252. The term was perhaps unnecessary con- 
sidering the existence of " deviation," but it has come into general use, and is perhaps more 
justifiable in Galton's sense than " variate," which is now so often used, not for a particular 
variation, but for the " variable " itself. 

§ Journ. Anthrop. Instit. Vol. xv, p. 258. 



Correlation and Application of Statistics to Problems of Heredity 19 

trouble ourselves about the parents separately. The statistical variations of stature are extremely 
regular, so much so that their general conformity with the results of calculations based on the 
abstract law of frequency of error is an accepted fact by anthropologists. I have made much 
use of the properties of that law in cross-testing my various conclusions and always with 
success*." 

Galton considers the fact that stature is not a simple element, but a 
compound of the accumulated lengths or thicknesses of more than a hundred 
parts, to be a distinct advantage and a source of the beautiful regularity of 
its frequency distributions f. He does not see that this may tend to screen 
some fundamental law which may be obeyed by the simple components. 
Thus we note that as a rule the parental correlations decrease as we take 
characters based on fewer elements, e.g. the parental correlations for span 
are less than those for stature, and those for forearm are less than those for 
span. There might be — I on my part do not assert that there is — an alternate 
inheritance in the simple components, which is screened in the complex 
compound J. To this Galton might well have replied: Why should a single 
bone be looked upon as an ultimate element, if it develops from a number 
of centres of ossification, and pushing the matter further may we not be 
driven to find the simple component ultimately in a cell? The "simple com- 
ponents," which obey some equally simple law of inheritance, are still to find 
in the bony skeleton of man. 

Two further terms defined by Galton may here be considered. 

He recognises that the individuals in what we now term an array (a column, 
or row) of the correlation table are not in themselves blood kindred, they 
are not, for example, all sons of the same parents, or all brothers of the same 
individual. Their link is that they are all sons of a set of parents having the 
same small range of any character, or again all brothers who have a brother 
within the same small range of character. Thus these individuals probably 
differ in both ancestry and nurture. Galton proposes to call them "co-kinsmen " 
or more definitely according to the array type "co-filials" or " co-fraternals. " 
By such terms he only means that their correlated variable (e.g. stature in 
parent, brother or collateral) has the same value, or limited range of values. 
Galton was thus fully aware that the variability within a family group of 
brethren, a fraternity, was not the same as the variability within such an 
array or co-fraternity, or co-kinship. Galton's terms have not come into 
general use, it is, perhaps, awkward to call individuals co-kinsmen who are 
not kinsmen at all. But the failure to distinguish between a fraternity in 
the true sense, and a co-fraternity in Galton's sense, has not been unfruitful 
of error§. It is, perhaps, best to stick to the words "filial array" or "fraternal 

* Journ. Anthrop. Instit. Vol. xv, p. 251. t Ibid. p. 249. 

X Those who assert that stature or cephalic index " mendelises," have not explained how 
the bones on the dimensions of which they are formed themselves react to inheritance. If 
these simpler elements " mendelise," how comes it that the compounds do, and what becomes 
of the correlations between these components 1 

§ If r be the correlation coefficient of offspring on midparent and R be the multiple correlation 
coefficient of offspring on the whole of its ancestry, then, o- being the standard deviation of off- 
spring, o- VI - r 2 is the variability of a co-fraternity and <r \/l — B? the variability of a fraternity, 
or group of blood brothers. 

3—2 



20 Life and Letters of Francis Galton 

array," the word array suggesting that we are dealing with a wider group 
than a single family. 

The next idea raised by Galton is very important for later researches. 
He goes to the root of his law of regression when he states that the somatic 
character of the parents does not fully define the somatic character of the 
offspring. The somatic character of the parents is not the full representative 
measure of the germ plasm of the stirp. This is represented by a long series 
of ancestors, who become so numerous as we go backward, that their mean 
value for a generation cannot differ from mediocrity. Regression in Galton's 
view is the result of the influence of parental heredity pulling the offspring 
so to speak towards the parental value and the mediocrity of the more distant 
ancestry pulling towards its own value of the character. 

Now we may or we may not know something of the ancestry behind the 
first midparent. If we know nothing absolutely then the fact that the first 
midparent has a certain character value enables us to predict a certain 
probable value for the next midparent and so on. If we did know completely 
the ancestry, we might replace the whole ancestry by a single midancestor. 
To this midancestor, we may give the name "generant." Again we had better 
cite Galton's own words, because although the idea is suggestive he does not 
define it in a manner which enables us to determine mathematically its nature. 
From what we said above it is clear that we may have a true generant and 
a probable generant based on only a partial knowledge of the ancestry*. 

Galton's Conception of the Generant. 

" The explanation of it [Regression] is as follows : The child inherits partly from his parents, 
partly from his ancestry. Speaking generally the further his genealogy goes back, the more 
numerous and varied will his ancestry become, until they cease to differ from any equally num- 
erous sample taken at haphazard from the race at large. Their mean stature will then be the same 
as that of the race ; in other words, it will be mediocre. Or, to put the same fact into another 
form, the most probable value of the midancestral deviates in any remote generation is zero. 

" For the moment let us confine our attention to the remote ancestry and the midparentages, 
and ignore the intermediate generations. The combination of the zero of the ancestry with the 
deviate of the midparentage is the combination of nothing with something, and the result 
resembles that of pouring a uniform proportion of pure water into a vessel of wine. It dilutes 
the wine to a constant fraction of its original alcoholic strength, whatever the strength may 
have been. 

" The intermediate generations will each in their degree do the same. The midde\ iate in any 
one of them will have a value intermediate between that of the midparentage and the zero value 
of the ancestry f. Its combination with the midparental deviate will be as if, not pure water, 
but a mixture of wine and water in some definite proportion, had been poured into the wine. 
The process throughout is one of proportionate dilutions, and therefore the joint effect of all of 
them is to weaken the original wine in a constant ratio. 

" We have no word to express the form of that ideal and composite progenitor, whom the 
offspring of similar midparentages most nearly resemble, and from whose stature their own 
respective heights diverge evenly above and below. If he, she or it, is styled the " generant " 
of the group, then the law of regression makes it clear that parents are not identical with the 
generants of their own offspring." 

* Journ. Anthrop. Instit. Vol. xv, pp. 252-3. 

t This sentence is not, I think, correct as it stands. A man might easily have four grand- 
parents all taller than his parents. Galton probably meant to insert the words " on the 
average." 



Correlation and Application of Statistics to Problems of Heredity 21 

If U for any character be the deviate of the generant from the mean of 
the race, then the individual endowed with such U's for all characters would 
represent the stirp of any family. Unfortunately Galton does not give us 
any method for determining the U of the generant. I think, however, if 
we take the character U of the generant to be that linear function of the 
characters of all the ancestry which gives the highest correlation R with the 
character in the offspring, it throws Tight on Galton's idea. In this case U is 
simply proportional to the multiple regression expression. If we make the 
following hypotheses, which have considerable experimental evidence in their 
favour, namely : 

(a) that the individual correlations of offspring with male and with 
female ancestors are equal, 

(b) that such correlations with individual ancestors die out in a geometri- 
cal ratio, i.e. the correlations of the offspring with individual parents (father 
or mother), with individual grandparent (male or female), with individual 
great-grandparent, etc. form a series r„ i\a, r,a 2 , etc., where a is less than 
unity, then it can be demonstrated that the deviate U will be given by 
the formula* 

where h lt h 2 , h 3 , etc. are the deviates of the midparental characters in the 
successive grades of ancestry and y, /3 are constants, which can be found in 
terms of r, and a. Further, the fraternity of which U defines the stirp will 
vary round U with variability crJl—R*, where R (the "coefficient of 
multiple correlation") is known in terms of r, and a, or of y and /S. 

The expression for IT, or the deviate of the generant which defines the 
stirp, has been termed the Law of Ancestral Inheritance^. It is not a 
biological hypothesis, but the mathematical expression of statistical variates, 
which obey, as many measurable characters in man, certain forms of frequency 
distribution, these being maintained in successive generations. It can be 
applied with special values of y and /8 to many biological hypotheses. We 
are, however, not concerned to discuss these matters here, but merely to 
point out that in the papers we are now dealing with Galton was feeling his 
way upwards towards this Law of Ancestral Inheritance, though I venture 
to think by a faulty stairway. The somewhat complicated mathematics of 
multiple correlation with its repeated appeals to the geometrical notions of 
hyperspace remained a closed chamber to him, necessary as multiple correla- 
tion now is for many practical problems of modern statistics. As I have said 
there is a true generant, i.e. one in which we insert the true values of the 
different ancestral midparental deviates, namely h lt A 2 , h 3 , ... as above, and a 
probable generant for which we only know h x and put in probable values 

* Biometrika, Vol. vin, pp. 239-243. 

t Roy. Soc. Proc. Vol. lxii, p. 386. For the fuller mathematical treatment see Biometrika, 
Vul. vin, pp. 239-240 and Vol. xvn, pp. 129 et seq. 



22 Life and Letters of Francis Galton 

based on h x for h, 2 , h 3 , ..., etc. Galton deals only with the latter. He writes 
as follows * : 

" When we say that the midparent contributes two-thirds of his peculiarity of height to 
the offspring, it is supposed that nothing is known about the previous ancestor. But though 
nothing is known, something is implied, and this must be eliminated before we can learn what 
the parental bequest, pure and simple, may amount to. Let the deviate of the midparent be x 
(including the sign), then the implied deviate of the midgrandparent will be ^ x, of the mid- 
ancestor in the next generation \ x and so on. Hence the sum of the deviates of all the 
midgenerations that constitute the heritage of the offspring isa;(l+J + ^ + etc.) = x\ . 

Now I think this result erroneous because it assumes that the quantities 
y, ya, ya" , ... of the generant above can be found from the simple regression 
formula of parent on offspring. This we know to be very far from the fact, 
the multiple regression coefficients have no such simple relations to parental 
regression. The fallacy lies, I think, in this: we could imply that value of 
the grandparental from the parental deviate by means of the simple regression 
formula, but to do this is to assert that all the remaining h's, h 3 , h t , etc., are 
put zero, i.e. are given every conceivable value, with the mean value zero. 
But we are going to imply other than zero values for these h's, hence our 
system of implied ancestral values is not consistent and this, I think, is 
indicated by the total heritage coming out xf. To get over this difficulty 
Galton proceeds "to tax" each contribution to the heritage. He takes as 

two extreme cases (a) a uniform taxation of all ancestral contributions of - . 

n 

and (b) a taxation geometrical in amount, supposing — of the total only to 

be transmitted from one generation to a second. He thus reaches the 
following expressions : 

/l 1 1 \ 1 3 

x(— + —.+ — + etc....)= - x-, 

\n 3?i to / n 2 

.'111 \ 3 

x - + — „ + — , + etc. ...) =x 



m 3m 2 9m s "/ 3m — 1' 

But x being the midparental character the heritage of the offspring is, 

1 A 1 C 

Galton says,f x, thus- = -, and — = — - . From this he draws the conclusion 
J J n 9 m 11 

that both may be taken to be \ approximately. But here the reasoning 

seems at fault, for the offspring heritage of \x is based on all the other 

midparental deviates h.,, h 3 ,... taking their average or zero values. The 

regression coefficient would not be two-thirds, if they took the values 

3^i> iA* e tc. 

Finally from what Galton has just said it would appear that we might 

have two series for determining ancestral contributions, the one in n, i.e. ^, 

^, £,..., or the one in m, i.e. $,%,£,.... But this is clearly not what he 

* Boy. Soc. Proc. Vol. lxii, p. 61, and compare Journ. Anthrop. Instit. Vol. xv, pp. 260 etseq. 



Correlation and Application of Statistics to Problems of Heredity 23 

understands, for having determined the midparental contribution to be £ from 

either series, he now writes* of the values of - and — : 

n m 

"These values differ but slightly from J, and their mean is closely J, so that we may fairly 
accept that result. Hence the influence, pure and simple, of the midparent may be taken as £, 
of the nridgrandparent T , of the midgreatgrandparent |- and so on. That of the individual parent 
would be T , of the individual grandparent y 1 ^, of an individual in the next generation F * T and 
so on." 

Thus Galton reaches his Separate Contribution of each Ancestor to the 
Heritage of the Child, a principle which is often spoken of as his Law of 

Ancestral Heredity. In reaching it he apparently drops his - series altogether 

and follows his — series with its geometrical system of taxation. This is 

distinctly more in keeping with the expression for the generant deviate U 
above, which runs in a geometrical series. If we assume all the ancestors to 

have the same deviation h, we have U= r> h, and, if the offspring value 

might in such a uniform breed be also taken as h, it follows that y = 1 — /S. 
Hence if we take the first midparents' contribution to be ^, i.e. y = ij, with 
Galton, it follows that /3 = <^, and our series is Galton's geometrical series with 
his radix value, a half. But I venture to think it was inspiration rather than 
correct reasoning which led him to a geometrical series for U. 

On the other hand his multiple regression coefficients ^, \, |-, ... suffice to 
determine what the correlations between an individual ancestor in any 
generation and the offspring ought to be. They take the values for parents *3, 

for grandparents ^ x '3, for great-grandparents — x '3 and so on. Galton found 

Li 

his midparental regression § and took his parental to be \\. This is not so 
far from "3, that we could say it confutes Galton's Ancestral Law. But we 
find Galton taking the grandparental regression and therefore the correlation 
\, the great-grandparental ^y and so on. These values form a series a, a 2 , 
a', ... for the individual ancestral correlations and lead to y= 1, fi = 0, or to 
the generant U being solely determined by the parents, the higher ancestry 
contributing nothing to the generant J. Hence it follows that Galton's 
Ancestral Law is not in keeping with the values he has taken for his 
individual ancestral correlations. The reasoning by which he has reached 
one or the other is defective. As I have said Galton's guess at a geometrical 
relation for the coefficients of £7 was an inspiration, but his idea that a grand- 
son is the son of a son and so his regression (and with a stable population 
his correlation) must be | x ^ = \ is fallacious. Regression coefficients cannot 
be obtained from each other in this manner. 

* Roy. Soc. Proc. Vol. lxii, p. 62. 

f This will be equal to the correlation, for the variabilities of both variates are taken to be 
the same. 

t See Phil. Trans. Vol. 187, A, p. 306, 1896. 



24 



Life and Letters of Francis Galton 



Galton, by means of seeking the slope of the regression line, found the 
regression of brother on brother to be § and this accordingly would be the 
fraternal correlation ; he then said : a nephew is the son of a brother, therefore 
his regression on his uncle = -j x f = f- Again I do not believe that regressions 
can be built up in this manner. It appears to be multiplying together 
probabilities that are not independent, but correlated; for all a regression 
provides is a probable deviation, and we cannot apply independent probabilities 
to a correlated triplet. Why may not a brother be considered as the son of a 
midparent and so have regression § x § = $ instead of Galton's observed value 
|^? Why might we not equally well argue that a nephew is the grandson of 
a midparentage, which gave rise to his uncle and thus the nephew-uncle 
regression be-jxfx§ = ^- instead of § % Why should cousins* be considered 
the offspring of two brothers |x|x| rather than as the grandsons of one 
midparentage -jXfxfx^? Even if we are always to take the "shortest way 
round," no argument is given in favour of it, and it could only be satisfactorily 
demonstrated by actual data. 



:iGHTj 

ines MEAN STATURE OF 
7S ~ CHILDREN Or MID- PARENTS , 
OF VARIOUS HEIGHTS / 

70 " from, R.F.F data /K* 



w- p r t 



MEAN STA TURE OF 
BRO THERS OF MEN OF 
' VARIOUS HEICHTS 

n-'A 

from.' Special data 

MEAN STATURE 8^! 



>jf Pitfi".'t*H'>rt)^ 




Fig. 6. Galton's Filial and Fraternal Regression Lines. 

I do not think Galton's method of deducing the degrees of resemblance 
between kinsmen of various degrees of blood relationship from the single 
datum of the regression of a filial array on its midparent will pass muster; 
it is extraordinarily suggestive — no one had thought before of giving 
a quantitative measurement to the various types of kinship. Galton indicated 
how it could be done by aid of correlation tables and gave at this time two 
such tables t, those for midparent with offspring and for brother with brother. 
These are both from his R. F. F. [Records of Family Faculties), but he also 
provided another correlation table giving the distribution for a special series 
of pairs of brothers. In Fig. 6 will be found his regression lines for offspring 
on midparents, and for brother on brother. His method of reduction was, 
however, very different from any we should adopt to-day. When he wanted 
a mean he determined a median, and he did this by roughly proportioning 
(graphically) the total in the cell in which it lies, he worked not with the 

* The value J x § x ^ = ^ T is given by Galton : Natural Inheritance, p. 133. 

t If we include the earlier one for the seed-weights in mother and daughter plants for the 
case of sweet-peas (see our p. 4) we have here the four earliest correlation tables and regression 
lines ever published. 



Correlation and Application of Statistics to Problems of Heredity 25 

standard deviations, but the probable errors, and he determined these from the 
quartiles by rough proportioning as before. When he wanted a regression 
coefficient he plotted the medians of the arrays and fitted these with a 
straight line, presumably by testing with a straight edge. The slope of this 
straight line is Galton's regression coefficient. If we assume the standard 
deviation of the two marginal columns to be the same, then this regression 
coefficient is the coefficient of correlation, but that term was not used by 
Galton in the group of memoirs at present under discussion. 

It will be remembered that Galton transmuted all his females to their 
male equivalent, and then found his regression for offspring on midparent to 
be § and therefore on a single parent to be ^ = '3333. Reworking the 
whole material ten years later I found the mean of the four possible parental 
correlations to be '3355*, in singular accordance with his rougher methods, 
which, however, had largely screened the significant inequalities of the 
parental correlations in his case. 

Turning to Galton's data for brothers I note that he nowhere tells us how 
he gets his regression coefficient of f. In the R. S. Proc. paper (he. cit. p. 55) 
there is a small graph for the " Special" data for brothers, none for the R. F. F. 
data for brothers. The slope of the regression line Galton has run through 
the array medians is, as near as I can judge it, 34°, or the regression would 
be '6745, which Galton would call §. In the Natural Inheritance, p. 109, 
there are small charts for the regression lines of both the R. F. F. and the 
"Special" data, the former (which does not go truly through the mean) has 
an angle of 24° giving a correlation of "4452 and the latter an angle of about 
33°, or a slope of '(5494. Actually forming tables myself on Galton's data I found 
for the R. F.F. Regression of Brother on Brother '4547, and for the "Special" 
data "5990, not so violently diverse from Galton's results, when we consider 
the difference of methods, and personal equation in selecting pairs of brothers 
for tabular entry. But there is a point in which I find it needful to differ 
from Galton in the value of his material. I believe that the "Special" data 
were really heterogeneous ; they contained pairs of brothers measured in an 
Essex volunteer regiment, who taken alone gave a regression of no less than 
"7175, while the remainder had only a value of "5574. I am inclined to think 
therefore that we need to throw out the volunteers, and if we do so the mean of 
Galton's two results, \ ("4452 + '5574) = '5013, is very close to the mean value 
'50 which has since been found on more satisfactory and ampler data for a 
variety of characters in man. I doubt whether it is possible to accept Galton's 
original estimate of § for fraternal regression and correlation, and believe that 
he may have been led to select the higher value of the two he had obtained 
by an idea that fraternal should equal midparental regression. 

Anyhow in these numbers we find the first attempt to obtain a numerical 
measure of the degree of resemblance in brothers, just as in another part of 
the paper he has provided us with the first measure of filial resemblance. 
Galton knew quite well that his values were not final, but here, as so often, 
he blazed the track for others to build a highway. 

* See our p. 18. 

p a in .4 



26 Life and Letters of Francis Galton 

There is another suggestion in the Royal Society paper which has 
ultimately been followed up to great profit, namely that the variability 
within the family could be ascertained by considering the difference in 
the same character of pairs of brothers. Let R be the multiple correlation 
coefficient of an individual on all his ancestors or his correlation with 
his "generant," then since two brothers have the same ancestry the 
variability in a family of brothers is a-Jl—R 2 , where o- is the standard 
deviation of brothers. Now if x x and x, be the characters in a pair of 
brothers, for example their statures, we have \ (x 1 + a: 2 ) for their mean and 
\ (x l — x,y for their standard deviation squared, or so-called variance. If this 
be taken for a large number of pairs, then it may be shown that 

Mean variance for pairs of brothers = £ o- 2 (1 — r) = J cr 2 (1 — R 2 ), 

where r is the simple correlation of brothers*. 

These results have really been given as early as 1886 by Galton. He 
does not use R, and instead of standard deviations, speaks of quartile values, 
i.e. probable errors. He writes b for our *67449 <r </l - R 2 , p for our '67449 cr, 
and our r is his regression of brother on brother or his w. Thus in his symbols : 

Mean (probable error) 2 of pairs of brothers = \p i (1 — w) = \ 6 2 . 

These results are given on pp. 58-59 of the R. S. Proceedings memoir, 
and demonstrated by methods which appeal only to the most elementary 
conceptions. When we come to actual numerical values, Galton finds a series 
of values for b (the probable deviation in a group of brothers) which ranges 
from //- 98 to 1 "38 — a result which might be anticipated from the rather 
heterogeneous nature of his material. If for the reasons already stated we do 
not trust to the "Special" data only, but use also the R. F. F. results, the mean 
value (Table, p. 59) found by the various processes for b is 1 //- 179. For p 
I find from Galton's table on his p. 69, l //, 684, and thus deduce for R the 
value "7140, comparing not badly with the value "7284 obtained recently for 
brothers from probably better dataf. Clearly with these values for p and b 
that for w, the regression of brother on brother or the correlation of brothers, 
is "5096 and not § = '6667 as Galton assumed it, trusting to his "Special" 
data; this is a result agreeing far better with later determinations of 
fraternal heredity J. 

The whole paper is a most remarkable one, not only for the wealth of 
new ideas it contains, but for the insight it shows Galton had into many 
problems which have only been recently, or are only at present, under 

* Biometrika, Vol. xvn, pp. 130-1. t Ibid. p. 138. 

% A further point worth recording occurs on p. 58 of the R. S. Proc. memoir. Suppose 
samples of size n are taken from a normal distribution. Then the mean square standard deviation 
of these samples, /!,, is given in terms of the standard deviation squared, 2 2 , of the sampled 

>fi \ ji — 1 

population, by /Zj = 2 2 . Galton puts this in probable deviation form as d? = b 2 and 

putting n = 4, 5, 6, 7 applies it to find b 2 from mean square probable deviation (in his termino- 
logy the quartile) of brothers in families of different sizes. Thus anticipating more recent work 
on small samples. 



Correlation and Application of Statistics to Problems of Heredity 27 

discussion. He perceived for the first time that the problem of multiple 
correlation when solved would give the closest prediction possible to the 
probable value of the character in an individual from known characters in 
the kinsfolk, but he also recognised that long selection could not indefinitely 
reduce variability, that 30°/ o reduction in variability was about as much as 
could be hoped for (i.e. p to b in his notation). 

" The possible problems are obviously very various and complicated, I do not propose to 
speak further about them now. It is some consolation to know that in the commoner questions 
of hereditary interest, the genealogy is fully known for two generations, and that the average 
influence of the preceding ones is small. 

"In conclusion it must be borne in mind that I have spoken throughout of heredity in respect 
to a quality that blends freely in inheritance. I reserve for a future inquiry (as yet incomplete) 
the inheritance of a quality that refuses to blend freely, namely the colour of the eyes. These 
may be looked upon as extreme cases, between which all ordinary phenomena of heredity lie*." 

These words show that Galton fully recognised that his theory applied 
only to continuously varying and blending characters. 

The paper in the Anthropological Journal Miscellanea, while less replete 
with ideas requiring mathematical interpretation than that in the R. S. 
Proceedings, contains two matters which deserve notice. Over and over 
again we meet with the statement that more able men are born from undis- 
tinguished parents than from parents of marked ability. In the year 1927 
it formed the subject of a series of controversial letters in The Times news- 
paper, in which neither side seemed to have any statistical ammunition, nor 
appeared to be aware that they were dealing with a forty year old paradox, 
which Galton had refuted in 1885 : 

" Let it not be supposed for a moment that any of these statements invalidate the general 
doctrine that the children of a gifted pair are much more likely to be gifted than the children 
of a mediocre pair. What they assert is that the ablest child of one gifted pair is not as likely 
to be as able as the ablest of all the children of very many mediocre pairs t." 

In 1900 J the biographer gave exact numbers for the production of ability 
on the assumption that one man in twenty may be treated as "able." It 
turned out that in 10,000 matings the 52 pairs of exceptional parents pro- 
duced 26 exceptional sons, while the 9948 non-exceptional pairs produced 
474 exceptional sons, thus the rate of production of exceptional sons by 
exceptional parents was 10 times greater than the rate by non-exceptional 
parents, but the latter produced more than 18 times as many exceptional 
sons as the former. The result flows merely from the fact that a rate of 10 
times the production in the case of exceptional parents is counteracted in 
total output, by the fact that there are some 200 times more non-exceptional 
than exceptional pairs of parents. It is distressing to note how such 
distinguished scientists as Dr Leonard Hill are unable to grasp the interpre- 
tation of this simple statistical paradox first provided by Galton in 1885! 

The second point is the publication of a diagram illustrating the vari- 
ability of a stable population in the parental generation, for the midparentages, 
for the generants, and for the filial generation. The diagram (see our p. 28) is 

* R. S. Proc. Vol. lxii, pp. 62-63. t Journ. Anthrop. Instxt. Vol. xv, p. 254. 

% Phil. Trans. Vol. 195, A, p. 47. 

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Correlation and Application of Statistics to Problems of Heredity 29 

not described at length*, and I have ventured to modify it in one or two 
directions, which I believe will make it somewhat clearer. The main difficulty 
Ibave is to interpret what Galton meant by the column headed "Generants." If 
he meant by " Generant " the hypothetical individual that I have represented 
by U above, a sort of " midancestor," replacing the whole stirp, then I think 
the variability of this midancestor should be given by o-j vl — i?, where <r x is 
the standard deviation of the population for the given character. For stature, 
using not cr, but the quartile, this would be Galton's b or l" - 179, or the 
value which Galton selects for b, i.e. l"'06. In his diagram, we have under 
the " Generants " column " Probable deviation " 0""8 ; this number does not 
occur, as far as I can see, anywhere else in the paper. One solution I can 
suggest is that Galton was thinking of the variability of pairs of his new 
population; in this the variability of these paired generants would be b/-j2, 
and , 8x\/2 = ri31, almost the mean between the above values of b. Another 
explanation may be that Galton had not reached the comprehensive idea of 
the single midancestor, which I have defined by the " generant " above, but 
that his generant depended solely on the midparent and was to be taken as 
an individual with f of the character of the midparentage. In this case the 
variability of the generant group would be § of that of the midparental 
group, i.e. § (l //- 2) = r/, 8. If this be true the generant would be only a 
hypothetical individual who produced offspring varying about his own, and 
not about a regressed type. I trust this latter solution may be erroneous, 
as I should like Galton to have conceived the idea of a single individual — 
not one depending only on the parents — who would represent the whole 
stirp or ancestry. At any rate let us preserve in future the good word 
" generant " for the hypothetical individual who possesses, in the manner 
indicated by the function TJ, all the midancestral characters which are 
capable of showing a blending inheritance. Such a generant is a sort of mean 
man for the stirp, who for statistical purposes represents the whole ancestry. 
If Galton had not this idea, he provided at least the origin from which it 
sprung! If his generants are the receded midparents, let us ourselves use 
generantsfor the midancestry, who will notof necessity involve regression at all. 

Of the Birmingham Lecture on "Chance and its Bearing on Heredity" 
little need be said, it only adds to what we have already discussed, emphasis 
on the point that in a stable population the whole inheritance of any blending 
character depends on the knowledge of three constants: (i) the mean character 
in any generation, (ii) the corresponding variability, and (iii) a single here- 
ditary correlation. 

Galton gave a further account of his researches on regression in stature 

* Galton is explaining how the new generation is a reproduction of the old and writes: 
" the process comprises two opposite sets of actions, one concentrative and the other dispersive, 
and of such a character that they neutralise one another and fall into a state of stable 
equilibrium (see Diagram [on our p. 28]). By the first set, a system of scattered elements is 
replaced by another system which is less scattered ; by the second set, each of these new 
elements becomes a centre whence a third system of elements is dispersed" (loc. cit. p. 256). 
This is the only reference to the diagram or its interpretation I have noticed. 



30 Life and Letters of Francis Gallon 

in his Presidential Address to the Anthropological Institute on January 26, 
1886*. One or two points from this address may be noted. On pp. 491-3 
he describes the working model which he exhibited to indicate how the 
probable stature of any man could be ascertained from that of a kinsman in 
any degree. Since the regression is constant all we have to do is to make 
use of the property of similar triangles. AB is a scale of stature, where M is 
the mean stature of the population. 
S' is any particular stature, a 
point on the horizontal through M, 



O— ^ 



--A 



S ' 



M 



so that OM =10 units, then if 
Om = lOr, where r is the correlation 
of the particular grade of kinship, 
a string from O to S' will cut a 
vertical line through m in a point A.b 

S, such that the point S gives the Fi 8- 8 - 

probable stature of the kinsman of the grade r of correlation. Galton put on 
a number of lines to determine probable stature in sons, nephews, grandsons, 
etc. He also constructed scales based on the standard deviation (owl— r 2 ) 
showing the percentile distribution for each grade of kinship. These scales 
could be shifted up and down on their respective lines ab, so that the prob- 
ability could be measured of any deviation from the probable stature S. As 
Galton's numerical values for the regressions were somewhat doubtful, I con- 
structed at his suggestion some ten years later a life-size " Geniometer" on 
this plan with the revised values we had then determined for the hereditary 
correlations. It is reproduced on Plate I. The original figures which are in 
brilliant colours t gave Galton and I hope my audience some amusement. 

In a presidential address of this kind, it is legitimate to let one's thoughts 
run freely, there is no need sternly to demonstrate each step as may be 
thought fitting in a Royal Society paper. Accordingly Galton "let himself 
go." Some quotations will illustrate for the reader what opinions were 
forming in his mind, they are not demonstrated judgments — it is doubtful if 
some are demonstrable at all. 

(i) On the Normal Distribution or Law of Error (pp. 494-5). 

" I know of scarcely anything so apt to impress the imagination as the wonderful form of 
cosmic order expressed by the 'law of error.' A savage, if he could understand it, would 
worship it as a god. It reigns with severity in complete self-effacement amidst the wildest 
confusion. The huger the mob and the greater the anarchy the more perfect is its sway. Let 
a large sample of chaotic elements be taken and marshalled in order of their magnitudes, and 
then, however wildlyirregularthey appeared, an unexpected and most beautiful form of regularity 
proves to have been present all along. Arrange statures side by side in order of their magnitudes, 
and the tops of the marshalled row will form a beautifully flowing curve of invariable proportions ; 
each man will find, as it were, a pre-ordained niche, just of the right height to fit him, and if 
the class-places and statures of any two men in the row are known, the stature that will be found 
at every other class-place, except toward the extreme ends, can be predicted with much precision." 

* Journ. Anthrop. Instit. Vol. xv, pp. 487-499, 1886. 

j* The actual artist, who was then a member of my staff, is now a distinguished man of 
science, a grave and learned professor, and might not be too pleased if I gave his name away ! 



Take the red thread through any value on the scale of stature, say 74", then the average 
stature of persons having all the kinsfolk described below of that stature would be obtained 
by drawing a vertical line through the mark indicated by the kinsfolk till it meets the red 
thread, and carrying through this meeting point a horizontal line back to the scale of stature, 
which provides the average desired. For example the average nephew of two uncles, one 
paternal and one maternal, each 6 ft. 2 in. would be 6 ft. 06 in., but the average nephew of 
four uncles, two on each side, each 6 ft. 2 in. will be 6 ft. 1-8 in.* Again if both parents 
and paternal and maternal grandparents were of this stature, the grandsons would have 
progressed and be on the average 6 ft. 3"1 in. The statures are recorded for males, the 
corresponding female statures may be obtained by subtracting T g w ths from the male statures. 
In starting with females the male stature equivalent to that of the female must first be 
obtained by adding o- :i rds of its value to the female stature. Thus a woman of 5 ft. 9 in. 
counts as a man of 6 ft. 3 in. 

The reduction from my life-size diagram to the present small dimensions costs much in 
accuracy of reading, but serves to bring out the point that the regression ultimately changes 
to a progression. 

* The regression coefficient used on the genometer was •9614. 




-Parents &nd Paternal and Maternal 

Grandfathers 



Four Uncle$, tujo on each side 
_ Parents and Paternal Grandparent 
""Three Grandparents 

-Both Parents and tuJO Brothers 

— Tujo Paternal and one Maternal Uncle 
Both Parents and a Brother 

-Both Parents 

A Maternal and a Paternal Uncle 

- A Maternal and Paternal Grandparent 
:Tiuo Brothers 

A Parent and a Brother 

'Father and Paternal Grandparent's 
Father, Paternal Grand and Great- Grandfathers 

. Both Paternal Grandparents 

Brother or Sister 
; Two Cousins, one on either parental side 

A Father or a Mother 
" Tujo Paternal Uncles 



-Great-Grandparents (Husband and Wife) 

An Uncle or Aunt 
■A Grandnarent 

Tu/0 Cousins (Brethren) 



_ A Cousin 
A Great- Grandparent 



-A Great- Great- Grandparent 
A Second Cous'm 



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Correlation and Application of Statistics to Problems of Heredity 31 

Galton was wont to illustrate the beauty of the "pre-ordained niche" on 
a marshalled series of bean pods which he had many years before prepared. 
This series is reproduced on Plate II. Unfortunately the tips of some of the 
pods have bent back, but the general scheme survives. 

(ii) The Phenomenon of Regression, a great Hindrance to the 
Establishment of Breeds (pp. 495-6). 

" It will be seen from the large values of the ratios of regression how speedily all peculiarities 
that are possessed by any single individual to an exceptional extent, and which blend freely 
together with those of his or her spouse, tend to disappear. A breed of exceptional animals, 
rigorously selected, and carefully isolated from admixture with others of the same race, would 
become shattered by even a brief period of opportunity to marry freely. It is only those breeds 
that blend imperfectly with others and especially such of these as are at the same time prepotent, 
in the sense of being more frequently transmitted than their competitors, that seem to have a 
chance of maintaining themselves when marriages are not rigorously controlled — as indeed they 
never are, except by professional breeders. It is on these grounds that I hail the appearance 
of any new and valuable type as a fortunate and most necessary occurrence in the forward pro- 
gress of evolution." 

Galton admits that the precise manner in which a new type comes into 
existence is unknown, but suggests that a multitude of petty causes may 
contribute to reshape the grouping of the germinal elements and so lead to 
a new and fairly stable position of equilibrium, which admits of hereditary 
transmission. In favour of this view he cites the frequent experience of 
"sports," useful, harmful and indifferent and therefore without ideological 
intent. These, he considers, have various degrees of heritable stability, and 
form fresh centres towards which some at least of the offspring have a 
tendency to revert. He considers that such sports, by refusing to blend 
freely, may be transmitted almost in their entirety. 

"On the other hand, if the peculiarity blends easily, and if it was exceptional in magnitude, 
the chance of inheriting it to its full extent would be extremely small...*. I feel the greatest 
difficulty in accounting for the establishment of a new breed in a state of freedom by slight 
and uncertain selective influences, unless there has been one or more abrupt changes of type, 
many of them perhaps very small, but leading firmly step by step, though it may be along a 
devious track, to the new form." 

* Galton gives in a footnote the percentage of sons who are as tall or taller than their fathers. 
I have recalculated this table on somewhat better data than Galton had available {Biometrika, 
Vol. ii, p. 381). It now runs as follows: 



Father's 
Stature 


Probable 
Stature 
of Son 


Percentage of 
Sons taller 
than Father 


Father's 
Stature 


Probable 
Stature 
of Son 


Percentage of 
Sons taller 
than Father 


Father's 
Stature 


Probable 
Stature 
of Son 


Percentage of 
Sons taller 
than Father 


67"-5 
68"-0 
69"-0 
70"-0 
71"-0 


68"-56 
68"-82 
69"-33 
69"-85 
70"-37 


67-4°/ 
63-7°/ 
55-6 7° 
44-0 7° 
39-4 7° 


72"-0 
73"-0 
74"-0 
75"-0 
76"-0 


70"-88 
71"-40 
71"-91 
72"-43 
72"-95 


31-6 7 
24-5 7° 
18-4 7: 
13-4 •/. 

9-5% 


77"-0 
78"-0 
79"-0 
80"-0 
81"-0 


73"-46 
73"-98 
74"-49 
75"-01 
75"-52 


6-4 7 
4-2 7° 
2-6 7° 
1-6 7° 
0-9 7° 



The considerable changes from Galton's percentages arise from the facts : (i) that the sons in 
our data had a mean stature 1" greater than their father's, (ii) that our regression was -516 
against Galton's -333. 



32 Life and Letters of Francis Galton 

Whatever we may think of Gal ton's arguments, it is clear that in 1886 
he did not believe in the influence of natural selection as producing new 
forms by acting on continuously varying small deviations. This may have 
been due to the influence which the idea of perpetual regression * had upon his 
mind. Whatever its source, Galton was in 1886 and later a firm believer, as 
the above passage indicates, in evolution by mutation. He was a mutationist 
before De Vries published his first paper on mutations (1900). 

(iii) On the Inheritance of Ability and its Application to the 
Upper House of Legislature (pp. 497-9). 

Galton inquires how far the results for heredity in stattfre may be applied 
to heredity in ability. He holds that considerable differences have to be 
taken into account, and he classifies them under three heads : 

" Firstly, after making large allowances for the occasional glaring cases of inferiority on the 
part of the wife to her eminent husband, I adhere to the view I expressed long since as the 
result of much inquiry, historical and otherwise!, that able men select those women for their 
wives who are not mediocre women, and still less inferior women, but those who are decidedly 
above mediocrity. Therefore, so far as this point is concerned, the average regression in the son 
of an able man would be less than one-third." 

On better data J than Galton had at his command the regression of son's 
stature on father's stature is about "52 instead of - 33, and, allowing for 
assertative mating, about *82 on the midparent instead of Galton's - 67. 
When we introduce the grandparents the regression is not large. I think 
these points will explain Galton's difficulty as to ability without resort to 
the theory that extreme ability does not blend, which he suggests in his 
second statement: 

"Secondly, very gifted men are usually of marked individuality, and consequently of a special 
type. Whenever this type is a stable one, it does not blend easily, but is transmitted almost 
unchanged, so that specimens of very distinct intellectual heredity frequently occur." 

Unfortunately Galton gives no illustrations, and without statistical 
evidence it is difficult to interpret his meaning. 

" Thirdly, there is the fact that men who leave their mark on the world are very often those 
who, being gifted and full of nervous power, are at the same time haunted and driven by a domi- 
nant idea, and are therefore within a measurable distance of insanity. This weakness will 
probably betray itself occasionally in disadvantageous forms among their descendants. Some of 
these will be eccentric, others feeble-minded, others nervous, and some may be downright 
lunatics." 

The same point has been made frequently since Galton's day, but although 
isolated cases can of course be cited, the statement demands statistical 
demonstration. We require to know first whether the men "who leave their 

* The theory of multiple regression shows us that if an individual mates with his like, he 
may regress on exceptional parents, but his offspring will not regress on him, nor further de- 
scendants either. A breed may be established if we select only parents and grandparents; the 
regression is thus of minor importance compared with the homogamy. 

t See Vol. ii, p. 105. J Biometrika, Vol. ii, p. 381. 



Correlation and Application of Statistics to Problems of Heredity 33 

mark on the world" are really always the able men, and if so, how many 
of them are "driven by a dominant idea." Again having defined this class, 
do statistics indicate that their offspring more often suffer from some form 
of nervous breakdown than the sons of men of lesser ability? Ryk ud med 
dine tal, bygmester! Talene pa bordet! 

I think Galton did not really believe that ability was inherited in a 
manner widely different from stature, for he now proceeds to suggest how 
a fitting House of Peers might be based on the knowledge gained by his 
inquiry. He supposes that in some new country it is desired to institute an 
Upper House of life-peers which shall be largely governed by the hereditary 
principle. 

"The principle of insuring this being that (say) two-thirds of the members shall be elected 
out of a class who possess specified hereditary qualifications, the question is : What reasonable 
plan can be suggested of determining what those qualifications should be? 

"In framing an answer we have to keep the following principles steadily in view: (1) The 
hereditary qualifications derived from a single ancestor should not be transmitted to an indefinite 
succession of generations, but should lapse after, say, the grandchildren. (2) All sons and 
daughters should be considered as standing on an equal footing as regards the transmission of 
hereditary qualifications. (3) It is not only the sons and grandsons of ennobled persons who 
should be deemed to have hereditary qualifications, but also their brothers and sisters, and the 
children of these. (4) Men who earn distinction of a high but subordinate rank to that of the 
nobility, and whose wives had hereditary qualifications, should transmit these qualifications to 
their children. I calculate roughly and very doubtfully, because many things have to be considered, 
that there would be about twelve times as many persons hereditarily qualified to be candidates 
for election as there would be seats to fill. A considerable proportion of the.se would be nephews, 
whom I should lie very sorry to omit, as they are twice as near in kinship as grandsons*. One in 
twelve seems a reasonably severe election, quite enough to draft off the eccentric and incom- 
petent, and not too severe to discourage the ambition of the rest. I have not the slightest doubt 
that such a selection out of a class of men who would be so rich in hereditary gifts of ability, 
would produce a senate at least as highly gifted by nature as could be derived by ordinary 
parliamentary election from the whole of the rest of the nation. They would be reared in family 
traditions of high public services. Their ambitions, shaped by the conditions under which here- 
ditary qualifications could be secured, would be such as to encourage alliances with the gifted 
classes. They would be widely and closely connected with the people, and they would to all 
appearance — but who can speak with certainty of the effects of any paper constitution? — form 
a vigorous and effective aristocracy." (pp. 498-9.) 

Galton does not state how he would start his Upper House ab initio, nor 
take into account the possible need of recruiting its stock from outside 
ability. His scheme would certainly introduce improved and better planned 
marriages among the peers, as they would be anxious to preserve the 
peerages within their own families. Here as elsewhere f he points out to our 
hereditary peers how little justification there is for their position, while at 
the same time he indicates that there is a basis in heredity for a really 
effective aristocracy. Such doctrines would scarcely appeal even now to either 
Tory or Democrat. Among the many proposals put forward for reforming the 
British House of Lords, none has endeavoured like Galton's to place it on a 

* I think this is incorrect for reasons stated above (see pp. 22 and 24). The observed corre- 
lations between a man and his grandson and a man and his nephew are about equal, 
t See our Vol. n, p. 93. 

pain 5 



34 Life and Letters of Francis Galton 

scientific basis by suggesting that the hereditary honour should follow ability 
in the stock and not be granted to a preordained individual. 

D. Attempt to demonstrate the Law of Ancestral Heredity on Eye- 
Colour. In 1886 Galton published in the Proceedings* of the Royal Society 
a paper on "Family Likeness in Eye-Colour." The only earlier paper I know 
which deals with this topic is that by Alphonse de Candollef. That paper has 
no adequate statistical treatment, and suffers from two fundamental errors. 
The material was collected not only from Switzerland with its mixed races, 
but from Sweden, Germany and France, so that beyond the immediate 
parents, there must have been great differences in the eye-colours of the 
unrecorded earlier ancestry, and secondly the contributors were especially 
requested to leave out offspring of "doubtful" eye-colour, and also those of 
definite eye-colour whose parents had doubtful eye-colour. I do not think that 
in de Candolle's paper any results of real scientific value are reached. Galton's 
method of approaching the problem is entirely different. He starts from his 
Law of Ancestral Heredity, and endeavours to apply it to eye-colour, which 
he says does not usually blend. Accordingly he proportions the ancestral 
contributions not in the character of the individual but among the whole 
group of offspring. As Galton believed he had deduced from his mid- 
parental regression of f the system i + i + £+--- for contributions to the 
individual character in the case of stature, so he now supposes that an indi- 
vidual parent's eye-colour will determine on the average that of \ of the 
offspring, that of a grandparent -j^ of the offspring, and so on. 

"Stature and eye-colour are not only different as qualities, but they are more contrasted in 
hereditary behaviour than perhaps any other simple qualities. Speaking broadly parents of dif- 
ferent statures transmit a blended heritage to their children, but parents of different eye-colours 
transmit an alternative heritage. If one parent is as much taller than the average of his or her 
sex as the other parent is shorter, the statures of their children will be distributed in much the 
same way as those of parents who were both of medium height. But if one parent has a light 
eye-colour and the other a dark eye-colour, the children will be partly light and partly dark, and 
not medium eye-coloured like the children of medium eye-coloured parents. The blending of 
stature is due to its being the aggregate of the quasi-independent inheritances of many separate 
parts, while eye-colour appears to be much less various in its origin. If then it can be shown, as 
I shall be able to do, that notwithstanding this two-fold difference between the qualities of 
stature and eye-colour, the shares of hereditary contribution from the various ancestors are in 
each case alike, we may with some confidence expect that the law by which these hereditary 
contributions are governed will be widely, and perhaps universally applicable J." 

Galton starts his paper by considering whether there has been a secular 
change in eye-colour in the four generations to which his Records of Family 
Faculties extended. He started with those who ranked as "children" in the 
pedigree as Generation I ; their parents, uncles and aunts were Generation II ; 
the grandparents and their collaterals were Generation III, while the great 
grandparents and their collaterals were Generation IV. He gives the 

* Vol. xl, pp. 402-416. Read May 27, 1886. 

t "Her^dite de la couleur des yeux dans l'espece humaine." Archives des Sciences physiques 
et naturelles, 3 Rme Periode, T. xn, pp. 97-120, Geneva, 1884. 
X Hoy. Soc. Proc. pp. 402-3. 



Correlation and Application of Statistics to Problems of Heredity 35 

accompanying chart for the percentages of these eye-colours in the various 
generations, and concludes that there has been in these four generations 




Fig. 9. Percentages of Eye-Colour in Successive Generations. 

little secular change in eye-colour. It should, I think, be noted that the 
Generations III and IV are likely to be much older than Generations I and II 
when their eye-colours were recorded. Galton's data give the following 

5-2 



36 



Life and Letters of Francis Galton 



percentage values on considerable numbers in the groups combined of Light 
and Dark Blue, Grey, Blue Green: 



Generation 


Male 


Female 


I 


II 


III 


IV 


I 


II 


III 


IV 


Percentages 
Probable Errors 


58-2 
+ 1-92 


58-4 
±1-22 


62-9 
+ 1-33 


70-4 
+ 1-43 


58-0 
±1-97 


58-1 
+ 1-23 


58-6 
+ 1-22 


56-2 
±1-58 



It will be seen that, while there is no significant change in the percentage 
of light eyes in the women, there is really such a change in the light eyes 
of the men ; the grandparental and great grandparental generations have 
more bluish eyes. Were it not for the fact that there is no change in the 
women, we might attribute this not to a racial change going on, but to men's 
eyes growing lighter with extreme age. I have no statistical data to produce, 
but my impression of the marked frequency of very light colour in old men's 
eyes is strong. At the same time I know no physiological reason why men's 
and not women's eyes should grow lighter with greater age. 

On the basis of his diagrams Galton considers that he may disregard "a 
current popular belief in the existence of a gradual darkening of the popula- 
tion, and can treat the eye-colours of those classes of the English race who 
have contributed to the records, as statistically persistent during the period 
under discussion" (p. 406). 

Galton next states that he considers that there are only two fundamental 
types of eye-colour, the light and the dark, but under this supposition the 
medium tints are troublesome. Such tints he has classified under "Dark 
Grey and Hazel." In these cases the outer portion of the iris is usually of 
a dark grey colour, and the inner of a hazel. The proportions of grey and 
hazel vary, and the eye is called "dark grey" or "hazel" according to the 
colour which happens most to arrest the attention of the observer. Galton's 
attempt to deal with these medium eyes, of which there are in the popula- 
tion about 12'7 / o , is to me unconvincing; yet the fact that he recognises 
their existence is more satisfactory than the Mendel ian treatment which dis- 
regards them entirely ! 

Galton for conciseness terms all these eyes "hazel." He defines a hazel- 
eyed family to be one in which there is at least one hazel-eyed child, and he 
proceeds to inquire into the constitution and ancestry of such "hazel-eyed" 
families or sibships. He obtains the results tabulated on p. 37. 

Now it is clear from the table that when there is a hazel-eyed child in a 
sibship, the percentage of dark eyes in the sibship is only very slightly 
reduced, but the number of light-eyed brothers and sisters is 16% below 
that of the general population. Again in the parental generation, there are 
12 °/ o fewer light-eyed parents of hazel-eyed parents, and this 12°/ u is 
transferred to the hazel-eyed group, the dark-eyed parents remaining at 



Correlation and Application of Statistics to Problems of Heredity 37 

Constitution and Ancestry of Hazel- Eyed Sibships. 



Generations 


Total cases 
observed in 
168 families 


Percentages 


Light Eyed 


Hazel Eyed 


Dark Eyed 


I. Siblings 

II. Parents 

III. Grandparents 


948 
336 
449 


45 
49 
60 


32 
25 
13 


23 
26 

27 


General Population 


4490 


61-2 


12-7 


26-1 



the general population percentage. The distribution of the grandparents of 
a hazel-eyed person is practically the same as that of the general popula- 
tion. From these data Galton concludes as follows : 

"The total result in passing from Generation III to I, is that the percentage of the light eyes 
is diminished from 60 or 61 to 45, therefore by one quarter of its original amount, and that the 
percentage of the dark eyes is diminished from 26 or 27 to 23, that is to about [1 by about] one- 
eighth of its original amount, the hazel element in either case absorbing the difference. It follows 
that the chance of a light-eyed parent having hazel offspring is about twice as great as that of 
a dark-eyed parent. Consequently since hazel is twice as likely to be met with in any given 
light-eyed family as in a given dark-eyed one, we may look upon two-thirds of the hazel eyes as 
being fundamentally light and one-third of them as fundamentally dark. I shall allot them 
rateably in that proportion between light and dark and so get rid of them. M. Alphonse de 
Candolle has also shown from his data that yeux gris (which I take to be equivalent to my hazel) 
are referable to a light ancestry rather than to a dark one, but his data are numerically insuffi- 
cient to warrant a precise estimate of the relative frequency of their derivation from each of 
these two sources." (pp. 407-8.) 

I find it very difficult to follow this reasoning, or to see from the table 
above its validity. It would seem to be essential to follow up the particular 
ancestry of each hazel-eyed individual, before we can draw the conclusions 
that Galton does from the massed numbers of children, parents and grand- 
parents. Galton and de Candolle at least admit the difficulty of the hazel 
eyes; many Mendelian writers speak only of "brown" and "blue" eyes; 
others speak of hazel-eyed persons as heterozygotes*. 

Galton having thus disposed of his yeux gris, now turns to the same 
multiple regression formula as he has used for stature, namely he makes 
the regression coefficient \ for a parent, ^ for a grandparent and so on to 
higher ancestry. He also makes use of what is, I believe, an erroneous hypo- 
thesis, at any rate one inconsistent with his multiple regression coefficients, 

* Sometimes a definition is given of pure blue eyes as being those without anterior pigment. 
According to one ardent Mendelian this can always and only be tested with a lens; another 
accepted relatives' statements, and came to the same conclusion without a lens. From twelve cases 
in which both eyes were carefully examined with a lens and thus found to be without anterior 
pigment, the excised eye when sectioned and examined microscopically showed quite clearly 
anterior pigment. Hitherto I have failed to come across any eye, however blue, which is without 
some anterior pigment when sectioned. At what degree of pigmentation does the recessive 
character cease? 



38 Life and Letters of Francis Galton 

namely, that if an individual has h of a certain character, the most prob- 
able value of the character in his parent will be ^h, and in his grand- 
parent —^h and his great grandparent — Ji and so on. 
o o 

Consequently, if we know nothing beyond the one parent of character h, 
the expected heritage is 

When one grandparent only is known to have h then the corresponding 
parent has ^h, and the two great grandparents ^h, the four great great 

grandparents — 2 h and so on. Thus the formula is 
o 

i.e. actually 0"1583&. 

If a parent and the corresponding two grandparents be known Galton 
says the parent will contribute £ of his character and the two grandparents 
and their ancestry ^ as above. But I do not think this is correct, even on 
Galton's assumptions. In the previous case we predicted the great grand- 
parents and higher ascendants from a knowledge of the grandparents only. 
But in this case we have not only these two grandparents, but also the 
knowledge of their offspring, the parent, to predict from, and accordingly 
Galton's ■g'jj- for the rest of the ancestry is not satisfactory. As he is working 
in round numbers, Galton puts ^ ( = '075) as equal to '08. 

Three cases are now dealt with : I, both parents only known ; II, four grand- 
parents only known; and III, both parents and four grandparents known. 
I gives 2 x "30 = "60 of heritage with a residue of "40 undetermined. Galton 
distributes this residue in the general population proportions of light to dark 
eyes after distributing the hazel eyes § to light and ^ to dark eyes, which 
give 70°/ o and 30% of those eyes. Thus the residue "40 is to be given "28 
to light and "12 to dark eyes. The corresponding residues for cases II and 
III are "36 and "18, which Galton distributes as "25 and "11, "12 and "06* 
respectively. 

Galton now combines all these results in a table from which with know- 
ledge of the ancestry as far as parents and grandparents are concerned he 
considers prediction of eye-colour in offspring can be ascertained (p. 39). 

Let me illustrate the use of this table. A family of 12 given by Galton 
had both parents light-eyed, 3 grandparents light-eyed and 1 hazel-eyed. 
If we predict from parents only we should have 

12 x (2 x "30 + "28) = 12 x "88 = 10"56 light-eyed. 
If we predict from grandparents only we should have 

12 x (3 x "16 + 1 x "10 + "25) = 9"96 light-eyed. 

* More accurately the latter pair should be - 13 and -05. 



Correlation and Application of Statistics to Problems 0/ Heredity 39 

And if from all our information t 

12 x (2 x -25 + 3 x -08 + 1 x '05 + '12) = 10-92 light-eyed. / 

Thus the best prediction gives 11 out of 12 children light-eyed. Actually 
all 12 were light-eyed. Take again another family 2 parents hazel, 2 grand- 
parents light, 1 hazel and 1 dark. Total family, 7 children. The prediction 
is 7 (2 x -16-1- 2 x -08 + 1 x "05 + -12) = 4"55 light-eyed, the observed number 
was 4. Of course Galton only claims to give the average family, and some 
of the results he gives from his Table of 78 individual families are not 
good. But his Table III in which he deals with 16 groups of different 
ancestries is, considering what appears to me the doubtful character of his 
assumptions, really surprising. Out of 827, 629 were observed to be light- 
eyed. Predicted from parents only 623 were light-eyed, and from parents 
and grandparents 614. As a rule, however, III gives a better result than I; 
for example, out of 183 children, all of whose parents and grandparents were 
light-eyed (none hazel), 174 were observed to be light-eyed; here III pre- 
dicts 172, and I only 161. 

Prediction Table for Eye Colour in Offspring. 





Both Parents 
I 


Four Grandparents 
II 


Both Parents and 

Four Grandparents 

III 


Light 


Dark 


Light 


Dark 


Light 


Dark 


Light-eyed Parent 
Hazel-eyed Parent 
Dark -eyed Parent 


0-30 
0-20 


0-10 
0-30 





— 


0-25 
0-16 


009 
0-25 


Light-eyed Grandparent 
Hazel-eyed Grandparent 
Dark-eyed Parent 


— 


— 


016 
0-10 


006 
0-16 


0-08 
0-05 


0-03 
0-08 


Residue to be rateably assigned 


0-28 


0-12 


0-25 


0-11 


0-12 


0-06 



It is certainly remarkable that the predictions should be even as accurate 
as they are — and they are indeed not perfect — considering the contradictory 
assumptions on which they are based*. Perhaps in the first glow of finding 
such an amount of accordance Galton was justified in writing: 

"A mere glance at Tables III and IV will show how surprisingly accurate the predictions 

are, and therefore how true the basis of the calculations must be My returns are insufficiently 

numerous and too subject to uncertainty of observation to make it worth while to submit them 

* In particular Galton's assumption that the correlations of the offspring with the individual 
parent, grandparent, great grandparent, etc., form the series r, r 3 , r 3 , etc., is incompatible with 
his multiple regression coefficients \, ^, ^ T , etc. Any such series causes all those coefficients ex- 
cept the first or parental coefficient to vanish, and reduces the ancestral multiple regression to 
a simple biparental inheritance. Thus the parental characters determine completely those of 
the offspring, as in the well-known case of the Mendelian theory of gametic characters. 



40 Life and Letters of Francis Galton 

to a more rigorous analysis, but the broad conclusion to which the present results irresistibly 
lead, is that the same peculiar hereditary relation that was shown to subsist between a man 
and each of his ancestors in respect of the quality of stature, also subsists in respect to that of 
eye-colour." (pp. 415-6.) 

The essential fact to be remembered here is that Galton supposes the 
ancestral contributions which blend in the case of the stature of the indi- 
vidual, will be found as alternative eye-colours in the same proportions as for 
stature in the total group of descendants. "For example, if an ancestor 
contributes 1/pth of his stature deviation to his descendant in the final 
generation, he will contribute his eye-colour to 1/pth of his descendants in 
the same generation. 

It would be of great interest to rework Galton's proportions with the 
actual correlations found from his data, and with the corresponding and con- 
sistent multiple regression coefficients, and ascertain whether accordance 
was not sensibly improved. His parental correlation J is too small for his 
data, and his regression coefficients want considerable modification. 

E. Law of Ancestral Heredity applied to Basset Hounds. Galton 
having applied his Law of Ancestral Heredity to Eye-Colour in Man sought 
for additional material to illustrate it. He found this eleven years later in 
Sir Everett Millais' large pedigree stock of Basset Hounds. This material 
reached him at the very time he was himself planning an extensive experi- 
ment with fast breeding small mammals*. One can but regret that that 
experiment was never undertaken. The Bassets are dwarf bloodhounds, and 
there are only two varieties of colour, they are either white with blotches 
from red to yellow technically termed "lemon and white," or they have in 
addition to this "lemon and white" black markings; in which case they are 
termed "tricolour." Galton had thus only two types to deal with, which he 
terms "tricolour" (T)and "non-tricolour" (N). A full report of his statistical 
reduction of Millais' data is given in a paper read before the Royal Society, 
June 3, 1897-f. 

Galton's material was contained in The Basset Hound Club Rules and 
Studbooh, compiled by Everett Millais, 1874-1896, but with this valuable 
addition, that Sir Everett Millais had added the registered colours of nearly 
1000 of the hounds (this copy is now in the Galton Laboratory). In this 
record are 817 hounds, the colour of whose parents are given, and 567 hounds 
in which the colours of the two parents and the four grandparents are known, 
and lastly in 188 cases in addition the colour of all the eight great grand- 
parents. 

Galton starts with the same idea as in the paper last dealt with, namely 
that each parent contributes £,each grandparent -^ and so on, of the heritage 
taken as a whole to be unity. Here as in the case of eye-colour, the heritage is 

* An extensive series on moth-breeding had been undertaken but had unfortunately failed 
to give any satisfactory results, partly owing to the diminishing fertility of successive broods, 
and partly to the disturbing effects of food differences and change of environment in differentyears. 

t See Roy. Soc. Proc. Vol. i,xi, pp. 401-413. An abstract appeared in Nature, July 8, 1897, 
Vol. lv, p. 235. 



Correlation and Application of Statistics to Problems of Heredity 41 

not taken to be that of an individual, but as represented by percentages of 
the total offspring, the coat colours being exclusive, i.e. there is no attempt to 
measure the degree of melanism. Galton gives some reasons for his law being 
a probable one : 

"It should be noted that nothing in this statistical law contradicts the generally accepted 
view that the chief, if not the sole, line of descent runs from germ to germ and not from person 
to person. The person may be accepted on the whole as a fair representative of the germ, and, 
being so, the statistical laws which apply to the persons would apply to the germs also, although 
with less precision in individual cases. Now this law is strictly consonant with the observed 
binary subdivisions of the germ cells, and the concomitant extrusion and loss of one-half of the 
several contributions from each of the two parents to the germ cell of the offspring. The apparent 
artificiality of the law ceases on those grounds to afford cause for doubt; its close agreement 
with physiological phenomena ought to give a prejudice in favour of its truth rather than the 
contrary. Again, a wide though limited range of observation assures us that the occupier of each 
ancestral place may contribute something of his own personal peculiarity, apart from all others, 
to the heritage of the offspring. Therefore there is such a thing as an average contribution 
appropriate to each ancestral place, which admits of statistical valuation, however minute it 
may be. It is also well known that the more remote stages of ancestry contribute considerably 
less than the nearer ones. Further it is reasonable to believe that the contributions of parents 
to children are in the same proportion as those of the grandparents to the parents, of the great 
grandparents to the grandparents, and so on; in short, that their total amount is to be expressed 
by the sum of the terms in an infinite geometrical series diminishing to zero. Lastly, it is an 
essential condition that the total amount should be equal to 1, in order to account for the 

whole of the heritage. All these conditions are fulfilled by the series of jr + ^~ + ^ + etc., and 

by no other *. These and the foregoing considerations were referred to when saying that the law 
might be inferred with considerable assurance a priori; consequently, being found true in the 
particular case about to be stated, there is good reason to accept the law in a general sense." 
(loc. cit. p. 403.) 

Modem research shows that the "binary subdivisions of the germ cells, 
and the concomitant extrusion and loss of one-half of the several contributions 
from each of the two parents to the germ cell of the offspring " may have other 
interpretation than that put upon it by Galton. ^Objections may also be 
raised to Galton's proportioning of the "heritage" among the offspring, and 
to his allowance for ancestors whose characters are not known directly />But 
the criticisms of the "ancestral law," made chiefly by Mendelians, have failed 
to attack these weaknesses. They have been generally based on citing 
individual matingsf, as if these had any application to a statistical law 

* This seems incorrect : the conditions would appear to be equally well satisfied by 

(l-a)(l+a + a 2 + a 3 +...), 

which series leaves a constant a to be determined by observation of one kind or another. By 

putting a = £, Galton excluded his ancestral law from describing Mendelian gametic inheritance, 

which corresponds to a = or the parents' gametic constitutions alone determining the offspring. 

t Occasionally hybridisations are cited. Galton in a letter to Nature, October 21, 1897, writes: 

"Permit me to take this opportunity of removing a possible misapprehension concerning the scope of my 
theory. That theory is intended to apply only to the offspring of parents who, being of the tame variety, differ 
in having a greater or less amount of such characteristics as any individual of that variety may normally possess. 
It does not relate to the offspring of parents of different varieties; in short it has nothing to do with hybridism, 
for in that case the offspring of two diverse parents do not necessarily assume an intermediate form." 

Whether the limit to offspring assuming "an intermediate form" is needful is another 
question, and might raise a discussion as to whether the law could be applied to alternate 

pqiii 6 



42 Life and Letters of Francis Galton 

describing what happens on the average in the case of a race or community 
mating at random. What Galton's critics have not seen is that the degree 
of accordance between his predictions and observed facts, if not perfect, is 
yet so considerable, in the cases of both eye-colour in Man and coat-colour 
in Basset Hounds, that it is not possible simply to put it for all characters 
on one side as of no importance. No entirely erroneous hypothesis could, 
I think, lead to such accordance as Galton shows in his Tables V and VI 
of this memoir ! 

I have already pointed out when dealing with Galton's views on eye-colour, 
that, because r is the regression coefficient of child on parent*, it does not 
follow that r 2 will be that of child on grandparent or of grandparent on child. 
Galton drops this manner of allowing for the unstated characters of the 
higher ascendants when he comes to the coat-colour of Bassets. He argues 
as follows: Out of 1060 parents of 530 offspring with tricolour coats 836 
were tricolour (T) and 224 were lemon and white (iV), i.e. 79 °/ o and 21 c / j 
he accordingly says that the chance that a tricolour offspring has a tri- 
colour parent is "79. He concludes that if a dog has a tricolour parent, but 
nothing is known of the grandparents, these will be '79 °/ o tricolour, and the 
parents of these grandparents will be ( - 79) 2 °/ o tricolour and so on. I am 
inclined to doubt the accuracy of this method of correction for the past 
ancestry of the tricolour for two reasons: (i) if both parent and grandparent 
were tricolour, then it seems to me there would be a greater probability of 
the great grandparent being tricolour than 79, for we know that not merely 
one, but two generations of the offspring of these ancestors have been tri- 
colour f; (ii) further, in each ascending generation besides the "79 °/ o tricolour 
of a tricolour animal there will be '21 °/ o non-tricolour, but these non-tricolour 
dogs will have also a percentage of tricolour ancestry, namely 56 °/ o according 
to Galton's Table III, and I cannot see that he has allowed for the non- 
tricolour ancestors' contribution of additional ancestral tricolours in his 
method of reckoning his tricolour "coefficients" of tricolour grandparents. 
Noting that Galton calls A, the ancestry of the sth generation and a the 
offspring, we may cite his words from p. 406 : 

"Suppose all the four grandparents, A it to be tricolour, then only - 79 of A 3 will be tricolour 
also, (0'79) s of A it and so on. These several orders of ancestry will respectively contribute an 
average of tricolour to each a of the amounts of (0 - 5) 3 x 0-79, (0"5) 4 x (0-79) 2 , etc. Consequently 
the sum of their tricolour contributions is 

(0-5) 8 x (0-79) {1 + (0-5) x (0-79) + (0-5) 2 x (0-79) 2 + etc.} 

which equals - 1632. The average tricolour contributions from each of the four tricolour grand- 
parents must be reckoned as the quarter of this, namely, 0"0408." 

characters in either eye-colour or coat-colour; but Galton's disclaimer, made with regard to 
Professor Henslow's criticisms of the law (see Gardeners' Chronicle, September 25, 1897) based 
on plant hybridisations, has been overlooked by those who more recently have cited hybridisa- 
tions as disproving the law. 

• r = 0'3 according to Galton. 

f Thus from Galton's Table I we find that if parents and grandparents were all tricolour 
the percentage was 89, and not 79, tricolour offspring. Galton treats really correlated relation- 
ships as independent probabilities. 



Correlation and Application of Statistics to Problems of Heredity 43 

Now I think this does not involve all the tricolour ancestry of the four 
tricolour grandparents, for 0"21 of the great grandparents are non-tricolour, 
and there will be (0-21) x (0*56) x (0-5)'x(079)x(0-5) 2 of thegreatgreat grand- 
parents tricolour. At each stage a non-tricolour branch will split off, showing 
in the next ascending generation some tricolour. It appears to me that 
Galton has overlooked the sum of all these ancestral tricolour contributions 
in estimating the tricolour in a . They may be considerably less than those 
retained, but I do not think they can be disregarded without justification. 

"By a similar process," Galton writes, "the average tricolour contribution from the ancestry 
of each non-tricolour grandparent is found to be - 0243." (p. 406.) 

It would seem that this is obtained from : 

(0-5) 3 x (0-56) {1 + (0-5) x (0-56) + (0-5) 2 x (0"56) 2 + etc.} = "0972, 
for one-fourth of this is 0'0243. 

But the above expression is not, I think, correct, for after the great grand- 
parental 0'56 of tricolour we must surely use not 0'56 but 079 to pass from 
tricolour to tricoloured ancestry. Thus the result should be 

(0-5) :, x(0-56){l + (0-5) x (079) + (0-5) 2 x(079) 2 + etc.}= -1157, 

of which the fourth part is "0289. 

\Iere as before the non-tricoloured ancestors of earlier generations who 
would themselves have tricoloured parents, etc., are neglected!^ 

Taking Galton's illustration (p. 406) of both parents tricolour, three 
grandparents tricolour, and one lemon and white, Galton's factor of "8342 is 
only changed to - 8388 by the above correction, but this gives 100 tricolour 
hounds out of a total of 119 offspring in this category, while the observed 
tricolours were 101, a remarkably close accordance. 

I illustrate the sort of accordance obtained in the following examples : 



Both Parents Tricolour 


Number of Tricolour Grandparents 


4 


3 


a 


1 


Totals 


Tricolour Offspring : 
Observed 
Calculated 


106 (119) 
108 


101 (119) 
100 


24 (28) 
21 


8(11) 
8 


239 (277) 
237 



Both Parents and three 
Grandparents Tricolour 


Number of Tricolour Great Grandparents 


8 


7 


6 


5 


4 


Totals 


Tricolour Offspring : 
Observed 
Calculated 





17 (18) 
16 


19 (21) 
18 


14 (16) 
13 


6(6) 
5 


56 (61) 
52 



The numbers in brackets denote total offspring. 



6—2 






44 Life and Letters of Francis Galton 

Two cases give rather poor results, those for 1 parent and 3 grandparents 
tricolour, no great grandparents or higher ancestry known (92 calculated 
for 79 observed in 158) and 1 parent, 3 grandparents and 5 great grand- 
parents tricolour with no higher ancestry known (18 calculated for 8 observed 
out of 3 1 ). In the latter case especially it is the observations which seem to 
me questionable, because for one parent tricolour and the other lemon and 
white, whatever be the more remote ancestry we get 139 tricolour to 122 
non -tricolour, while with 3 grandparents and 5 great grandparents tricolour, 
the observations only give us 8 tricolour to 23 non-tricolour or a drop from 
50 °/ to 26 °/ o in tricolour, with an increase of tricolour ancestry. If we can 
trust the classification, then no simple Mendelian hypothesis will provide 
a formula to fit the data, because neither tricolour x tricolour nor non- 
tricolour x non-tricolour breeds true. I have said, if we can trust the classi- 
fication, because as Galton points out there is a strange prepotency of sire 
over dam*, the ratio of sire colour to dam colour in offspring being of the 
order of 6 to 5. A more important fact bearing on the classificatory accuracy 
arises from an investigation by an entirely different method from Gal ton's f, 
where it appeared that the resemblance of the offspring to the sire was far 
less than to the dam. This suggested that the parentage was more certain 
in the case of the dam than in that of the sire, a difficulty not unlikely to 
arise from the carelessness of kennel attendants. 

In the opinion of the present biographer the Law of Ancestral Heredity 
has been shown by Galton to be at least approximate in two very different 
cases, and this justifies further attempts to deal with it, either in Galton's 
or a more generalised form, on more satisfactory material and with possibly 
more accurate methods of computing the corrections for the unknown 
characters of the higher ancestors. 

F. Representations of the Ancestral Law. Several graphical representa- 
tions of Galton's form of the Ancestral Law have been provided. Perhaps 
the best is that devised by A. J. Meston of Pittsburgh, which was modified 
by Galton himself in a communication to Nature, January 27, 1898. 

The diagram (p. 45) is of the following nature. 

It is based on a square of unit edge; 2 and 3 represent the parents; 4, 5, 
6 and 7 the grandparents; 8, 9, 10, 11, 12, 13, 14, 15 the eight great grand- 
parents, and so on. All even numbers represent males and uneven numbers 
females. 2n + 1 is the female mate of the male 2n. The father and mother 
of n are always 2n and 2ra + 1 respectively. Every ancestor in whatever line 
has now got a definite number, and every number denotes a definite ancestor. 
For example: 

(i) What is the proper number to represent a child's mother's mother's 

* In the Roy. Soc. Proc. paper, p. 404, Galton says the dam is prepotent. But on this page 
and in Table II, p. 410, sire and dam should be interchanged. This slip is acknowledged by 
Galton himself in a letter to Nature, October 21, 1897, on the Hereditary Colour in Horses, to 
which we shall refer later. It does not affect his work as he has made no use of this prepotency 
in his calculations. 

t Roy. Soc. Proc. Vol. lxvi, p. 158. January, 1900. 

% See The Horseman, December 28, 1897, Chicago. 



Correlation and Application of Statistics to Problems of Heredity 45 

father's father's mother's father's father's father's mother? The child's mother 
is 3, her mother 2x3 + 1=7, her father 2x7 = 14, his father 28, 28's 
mother = 2 x 28 + 1 = 57, 57's father is 114, 114's father is 228, 228's father 
is 456 and lastly 456's mother is 913, which is the number signifying the 
required ancestor. 




Fig. 10. 

(ii) What ancestor does 253 represent? 253 is odd and therefore the 
mother of <j(253 — 1) = 126, who being even is the father of 63, who being odd 
is the mother of 31 who is the mother of 15 who is the mother of 7, who is 
mother of 3 the child's mother. Accordingly 253 is the child's mother's 
mother's mother's mother's mother's father's mother. 

This numerical nomenclature is not due to Meston, but to Galton himself, 
appearing in his paper of 15 years' earlier date on "Arithmetic Notation of 
Kinship*." 

We may, to use Galton's notations, say that : 

mm f f m f f f m = %\Z, and 253 = mmmmmfm. 

The ancestral lines of 913 and 253 separate off at the parents of the 
child's maternal grandmother. 

G. Experiments in Moth- Breeding. Before we turn to a number of 
papers and projects directly arising from the " Law of Ancestral Heredity," 
it is desirable to say a few words on the abortive moth-breeding experiments 
(see our p. 49). At first sight the idea of breeding moths seems exceedingly 
hopeful. They breed rapidly and apparently could be fairly successfully 
reared and bred in captivity. Accordingly Galton in January, 1887, six 
months after the reading of his paper on Human Eye Colour, issued for 

* Nature, September 6, 1883. 



46 Life and Letters of Francis Galton 

private circulation a circular entitled Pedigree Moths. He had already 
enlisted the assistance of an able entomologist, Mr F. Merrifield, of Brighton, 
who had suggested working with the Purple Thorn Moth (Selenia illustraria). 
The circular consisted of two parts, one by Galton stating the purpose of the 
experiments, and an Appendix by Merrifield asking his fellow entomologists 
for advice and help. After referring to the number of pupae he needed, 
Merrifield asks his colleagues for information as to the number of eggs, best 
means of mating and laying of fertile eggs, preservation of moths, cages, 
possible feeding, stupefying, etc., feeding of larvae, and preserving pupae. It 
will be seen that the experiments were not rashly entered upon by mere 
lay workers. Most careful inquiries were made and the plan of operations 
well thought out with no undue haste. I think it needful to emphasise this 
as I know of two later laborious experiments in moth-breeding which also 
failed to attain any satisfactory results, and of which we might possibly say 
that Galton's experience was not turned to profit by the undertakers. Too 
often such experience is overlooked, or the investigator trusts to a belief 
in his own greater skill, and the use of a different species*. 

Galton in his section of the circular, after referring to his work on 
regression in stature and to the Law of Ancestral Heredity as exhibited in 
eye-colour, states that he thinks it desirable to obtain data providing more 
than the three to four generations he has been able to deal with in these 
cases. He considers that moths would form suitable material, and that the 
time needful would be shortened by taking a species which bred twice a year. 
He proposed to measure the size of wing for six generations, and in order to 
measure the effect of selection to breed from large male and female, from 
small male and female, and from mediocre male and female. Thus he would 
establish three lines, and from the largest he would again pick the very 
large male and female, and from the smallest the very small male and female, 
and from the mediocre line the mediocre were again to be chosen; these 
latter were to act as a control series whereby to standardise the large and the 
small lines. After six generations Galton proposed to reverse the process, and 
return by selection to his original wild moth. The whole experiment would 
have taken at least six years. In his circular Galton makes two statements. 
^One is that his Law of Regression leads to his Ancestral Law ; this I believe 
to be incorrect. There is a relation between the ancestral correlations and a 
Law of Ancestral Heredity, but the numerical values given by Galton for his 
regression and his ancestral contributions are incompatible with each other 
(see p. 39 above)^ In the second place Galton makes the following statement : 

" It is, however, highly probable from other considerations that though this simple formula 
may be closely true for the parents and nearly true for the grandparents, it may become sensibly 
and increasingly different for remoter progenitors. It is this fact that I want to investigate, 
because all theory concerning the nature of stability of type, and of much else, must be based on 
the facts of Regression, which such experiments as those proposed can alone, so far as I see, be 
likely to declare in a trustworthy way." 

* It is possible that moths held in captivity for generations, like the silk-worrn moth, 
would show less erratic results than wild moths reared under what must after all be very 
artificial conditions. 



' 



Correlation and Application of Statistics to Problems of Heredity 47 

Now what is Galton's difficulty when he thus wishes to modify the con- 
tributions of the earlier progenitors ? 

I think his difficulty can be elucidated from passages in his other 
writings. In the first place, on February 2, 1887, Gallon and Merrifield read 
papers to the Entomological Society. These are respectively entitled : 

Pedigree Moth-breeding, as a means of verifying certain important 
Constants in the General Theory of Heredity, and 

Practical Suggestions and Enquiries as to the Method of Breeding 
Selenia illustraria for the purpose of obtaining Data for Mr Galton, 
and were published in the Transactions*. 

These papers consist of an enlargement of the proposals in the Circular 
of January and a fuller account of the methods to be adopted in obtaining, 
feeding, breeding, and measuring the moths. Between January and February 
apparently the measurement of length of wing had been definitely fixed upon. 
Galton in his paper says that the laws of simple heredity as he has pro- 
pounded them involve only five constants. 

" These admit of being separately determined, and they are at the same time connected by 
an equation that serves to verify their observed values. The equation depends on the fact 
alluded to, that successive generations of the same population yield identical biological statis- 
tics, although each family or brood is full of variations, and although the ' median ' of each 
characteristic in each brood is on the average always more mediocre than the corresponding 
characteristic in the mean of the two parents. The first of these events, 'fraternal variability,' 
increases the variability of the population as a whole, and the latter event, which I call 
' Regression,' decreases it ; the two can be shown to counterbalance each other and give rise 
to a position of stable equilibrium. The five constants are (1), the Median of the race; (2), the 
Quartile of the race; (3), the Quartile of the broods of the same parents, i.e. brothers and sisters; 
(4), the Quartile of the broods of a large number of like parents, mixed together in a single 
group; (5), the coefficient of Regression." (p. 28.) 

Before we go further let us endeavour to interpret this important passage 
in terms of more modern notation and more modern conceptions of multiple 
correlation. Corresponding to (1) we have the mean of the race M ; to (2), 
the standa rd deviation of the race <x; to (3), the variability of the family, i.e. 
07 vl — R\ where R is the multiple correlation coefficient of an individual on 
all his ance stry an d 07 is the standard deviation of the totality of offspring ; 
to (4), o-/Vl-r, where r is the correlation coefficient between parent and 
offspring; and to (5), o- f r/cr p , where o- p is the standard deviation of the 
parental generation in its totality. Now Galton, I think, throughout 
supposes (after reducing female to male values) that <T f = o- p = cr, or he sup- 
poses his parental variability to be the same as that of his general popula- 
tion and again equal to that of the total offspring population. Further he 
supposes M to be the same for every generation, and this is the most 
stringent limitation of all, for it hinders the possibility of a continuous (or 
discontinuous) change of type. We can illustrate this from a statement in 
a second paper of Galton's, that on the Coat Colour of Basset Hounds (see 
our p. 40 and p. 402 of the memoir itself). Therein he writes as follows: 

" The law may be applied either to total values or to deviations, as will be gathered from 
the following equation. Let M be the mean value from which all deviations are reckoned, and 

* Trans. Entomological Soc. London, 1887, Part 1, pp. 19-34. 



48 Life and Letters of Francis Galton 

let A> A> etc. be the means of all the deviations, including their signs, of the ancestors in the 
1st, 2nd, etc. degrees respectively; then 

£ (M + A) + 1 {M+ A) + etc. = M + (» A + £ A + etc.)." 

This is sufficient evidence that Galton had not at the time under con- 
sideration reached the full meaning of multiple regression. The Ancestral 
Law is nothing but the principle of multiple regression applied to ancestral 
inheritance, but in this case the deviations must all be measured not from 
a general mean, but from the mean of the corresponding generation. The 
Law of Ancestral Heredity is therefore independent of the change of type, 
if such is taking place ; it can tell us nothing of the laws ruling that change 
of type, which is something wholly independent of it. Galton's statements 
that the law may be applied either to total values or deviations is only true 
for a population stable through the whole ancestry, whereas the application 
to deviations (with the proper ancestral coefficients, i.e. the multiple regres- 
sion coefficients) is generally true, and if Galton had recognised this, it 
would have saved him from doubts as to the compatibility of his law with 
evolutionary changes. 

That Galton recognised the difference between the Quartile of the single 
brood and the Quartile of the clubbed broods of like parents shows that he 
fully appreciated the difference between R and r. I do not think, however, 
that he recognised that his Ancestral Law, i.e. the. values he had chosen for 
his coefficients, actually enforced a definite relation between R and r. But he 
fully realised the relation between the regression coefficient and r, his "index 
of correlation*." We can now continue our citation from the Entomological 
Society paper, which brings out Galton's difficulty : 

" The laws in which these constants play a part give calculated results that prove to be 
closely true to observation in the ordinary cases of simple heredity, where there has been no 
long-continued selection, but it does not at all follow that they will hold true for the descendants 
of a long succession of widely divergent parents. It is this that I want to test. The point 
towards which Regression tends cannot, as the history of Evolution shows, be really fixed. Then 
the vexed question arises whether it varies slowly or by abrupt changes, coincident with changes 
of organic equilibrium which may be transmitted hereditarily; in other words, with small or 
large changes of type. Moreover the values of the Quartile in (3) and (4) cannot be strictly 
constant and are probably connected in part with the value of the Median and require a modi- 
fied treatment by using the geometrical law of error instead of the arithmetical one (Proc. Royal 
Soc. 1879). Again the diminution of fertility and of vitality that accompany wide divergence 
from racial mediocrity have yet to be measured, by comparing the A [selected large size] and Z 
[selected small size] broods with the M [mediocre size] broods. It was assumed not to vary in 
the approximate theory of which I spoke." (p. 28.) 

< These words bring out the difficulty which arose in Galton's mind from 
treating regression as taking place towards a fixed racial value, instead of 

t supposing it to arise from measuring deviations from the means of their 
groups.^In this way a rather mysterious entity "the racial centre of regresO 
sion " was created, which was given biological significance, when it really s 
was only a factor in the purely statistical description of mass phenomena. 
Once recognise that in each generation the deviation is measured from the 

* He speaks of his five constants being connected by " an equation." 



Correlation and Application of Statistics to Problems of Heredity 49 

mean of its generation and we find no incompatibility of the Ancestral Law 
with any change of type. What we obviously must do is to study the 
change of type or of successive means ; regression is a wholly independent 
matter, and "the racial centre of regression " something which has no essen- 
tial existence, biologically or statistically. 

The next point that Galton makes is that the variabilities 07VI— ii! 2 
and (T f Jl—r- cannot be quite constant; it is not clear whether he only 
means by this that 07 and therefore cr, the population variability, changes 
with the course of evolution. This is very possible, though there is small 
likelihood of its being discoverable in breeding only six generations of moths, 
if kept under the same environment. Selection might equally well change 
type and variability; but if the distributions of frequency were normal, the 
type and variability would be uncorrelated, and the selection of one would not 
necessarily affect the other. Hence I do not see why Galton says the change 
in the Quartiles is probably connected with the value of the Median ; least 
of all do I grasp why he should refer at this point to Macalister's curve for 
the geometric mean. Whatever application that curve may have to variation 
in sensations, this is the only occasion on which I have seen it suggested 
that it has any claim to be used for bodily measurements. It might be as 
justifiably used for physical measurements on man as for those on moths, but 
I can hardly imagine profit coming from such an application. 

The last point made by Galton, namely that the fertility and vitality of 
stocks widely divergent from the mediocre are likely to be affected, is a very 
important one and is probably the reason why it is not possible to carry size 
selection far, at any rate by rapid strides. This has been demonstrated not 
only on the moth material at present under discussion, but by more recent 
endeavours to modify small mammals by selecting for size. 

The reader who is interested in this matter would do well to refer at 
least to Merrifield's first report* on the moth-breeding experiments. He will 
then quickly understand why they failed to satisfy Galton's thirst for data ! 
The spring and autumnal broods were really dimorphous, the males appeared 
to be larger in one and the females in the other; the wing lengths were not 
the same in the two. Thus the fact of two broods a year would certainly 
not expedite matters. Further, the fertility of the largest and the smallest 
Mas reduced below that of the mediocre, and when Merrifield took steps to 
obtain by forcing under higher temperatures more frequent broods, not only 
did he increase the size of his moths' wings, but the "giant" line and the 
"dwarf" line became sterile and he had to start again from the mediocre. 
In fact artificial means had to be used to get the moths from the pupae near 
enough in time to breed with one another. Further, changes in environment 
or food had to be made to hasten the larvae to the pupal stage because food 
supplies were getting low. And all these changes appear to have been 
associated with variations in size so that finally the irregularities were too 
widespread for any statistical treatment of the data, or as Galton himself 

* Trans. Entomological Soc. London (Dec. 7, 1887), 1888, pp. 123-136. 
pgiii 7 



50 Life and Letters of Francis Gallon 

expressed it ten years later : " No statistical results of any consistence or 
value could be obtained from them*." Thus ended what had at first sight 
appeared to be a hopeful series of experiments, experiments upon which 
much thought and labour had been expended. 

H. Correlations and their Measurement. As I have already pointed out 
the conception that the regression coefficient for inheritance could be applied 
to a measure of the relationship of associated variates, provided each was 
measured in terms of its own scale of variability, first occurred to Galton 
while he was taking a walk in the grounds of Naworth Castle in the year 1888 
(see p. 393 of Vol. n). On December 5, 1888, Galton sent to the Royal 
Society a paper read fifteen days later and entitled: "Co-relations and 
their Measurement, chiefly from Anthropometric Dataf ." The twentieth of 
December is therefore the birthday of the conception of correlation in 
biometric data as apart from the idea of regression in heredity which Galton 
had reached some years earlier, without perceiving at once its capacity for wide 
generalisation in the treatment of associated variates in all living forms. 

Like so much of Galton's work the present paper reaches results of 
singular importance by very simple methods; his methods are indeed so 
simple that we might almost believe they must lead to a fallacy had not 
Galton deduced thereby the correct answer. It is the old experience that 
a rude instrument in the hand of a master craftsman will achieve more than 
the finest tool wielded by the uninspired journeyman. 

The first three paragraphs of this memoir define Galton's method of con- 
sidering correlation, and indicate that in 1888 even the spelling of the word 
had not been fixed J : 

"'Co-relation or correlation of structure' is a phrase much used in biology, and not least in 
that branch of it which refers to heredity, and the idea is even more frequently present than 
the phrase ; but T am not aware of any previous attempt to define it clearly, to trace its mode 
of action in detail, or to show how to measure its degree. 

" Two variable organs are said to be co-related when the variation of the one is accompanied 
on the average by more or less variation of the other, and in the same direction. Thus the 
length of the arm is said to be co-related with that of the leg, because a person with a long arm 
has usually a long leg, and conversely. If the co-relation be close then a person with a very long 
arm would usually have a very long leg ; if it be moderately close then the length of his leg 
would only be long, not very long ; and if there were no co-relation at all then the length of 
his leg would on the average be mediocre. It is easy to see that co-relation must be the consequence 
of the variations of the two organs being partly due to common causes. If they were wholly 
due to common causes, the co-relation would be perfect, as is approximately the case with the 
symmetrically disposed parts of the body. If they were in no respect due to common causes, 
the co-relation would be nil. Between these two extremes are an endless number of intermediate 
cases, and it will be shown how the closeness of co-relation in any particular case admits of being 
expressed by a simple number. 

"To avoid the possibility of misconception it is well to point out that the subject in hand 
has nothing whatever to do with the average proportions between the various limbs in different 

* Roy. Soc. Proc. Vol. lxi, p. 402. 
\ Ibid. Vol. xlv, pp. 135-145. 

X Five years later in 1893 when the volume containing the letter C of the Oxford English 
Dictionary was issued, the Galtonian or biometric sense of " correlation " was not given. 



Correlation and Application of Statistics to Problems of Heredity 51 

races*, which have been often discussed from early times up to the present day, both by artists 
and by anthropologists. The fact that the average ratio between the stature and the cubit is as 
100 to 37 1 or thereabouts does not give the slightest information about the nearness witli which 
they vary together. It would be an altogether erroneous inference to suppose their average 
proportion to be maintained so that where the cubit was, say, one-twentieth longer than the 
average cubit, the stature might be expected to be one-twentieth greater than the average 
stature, and conversely. Such a supposition is easily shown to be contradicted both by fact 
and theory." (loc. cil. pp. 135-6.) 

Let us now describe Galton's procedure. In the first place Galton does 
not use means, he uses throughout medians, both for his marginal totals and 
his arrays. Further he does not use standard deviations, he makes use of 
the quartile measurements. Thus if Q lf M and Q 3 be the measurements at 
first, second and third quartile divisions, he takes M as his median and 
'. CJ.i — Qi) as his measure of variation. Thus his results, unlike our modern 
treatment, depend essentially on assuming that all his data follow a normal 
(or "curve of errors") distribution J. If M c be the median of any character c 
and b M c the median of an array of this character for a given value b of a second 
character c', then Galton plots: 

J£.-M. tQ b-M, 



In other words he reduces the deviation of an array median from the popu- 
lation median to its unit of variation obtained from the quartiles, and plots 
this to the deviation of the second character from its median reduced like- 
wise to its own unit of variation. Then he plots: 

„Ms-M„, a-M„ 

to 



where a is a value of the first character and a M & the median of the corre- 
sponding array of the second character, and thus gets a second series of points. 
He takes six or seven values of a and of b, plots two sets of six or seven 
points and notes that the first and second series of points are nearly on 
one and the same straight line§. He draws this straight line as closely as 
he can to the points and through the median, and reads off its slope. This 
slope is Galton's measure of co-relation. If we take the mean deviation of c' 
for a given value of c, Galton calls c the " Subject" and c' the "Relative," but 
perhaps it would be best to call the latter the "Co-relative." Galton's data 
consisted of about 350 males of 21 years and upwards, of whom the majority 
were young students, measured in his Laboratory in 1888. He deals with 

* [The variation in the ratio of stature to cubit does, however, provide a means of determining 
the correlation. K.P.] 

t [Rather 100 to 27 or thereabouts on Galton's numbers, i.e. 67 - 20" for stature and 18 - 05" 
for cubit. K.P.] 

\ In the table given on p. 52 for the correlation of Stature and Left Cubit it is very difficult 
to see any approximation to normality in the distribution of stature. 

§ In order to get the same straight line, if c be the subject and c the co-relative, and the 
" subject " axis horizontal, then it is needful when c is subject and c co-relative to plot c 
along the same axis as was used in the first case for c. In other words the character axes must 
be interchanged. 

7—2 



52 



Life and Letters of Francis GaUon 



a 
G 

X 



six characters: Head Length, Head Breadth, Stature, Length of Left 
Middle Finger, Left Cubit and Height of Right Knee. But he only provides 
as illustration one table such as we now term a correlation table, and one 
diagram illusti'ating how he found what we now term the correlation co- 
efficient. The table and diagram dealing with the co-relation of stature and 
cubit are given below. Readings were made to one-tenth of an inch. 

Correlation Table for Stature and Cubit. 

Length of Left Cubit in inches, 348 adult Males. 





Under 


16-45— 


16-95— 


17-45— 


17-95— 


18-45— 


18-95— 


19-45 


To 




16-45 


16-95 


17-45 


17-95 


18-45 


18-95 


19-45 


and above 


Above 7&4S 





. 





1 


3 


4 


15 


7 




69-45— 70-45 


— 


— 


— 


1 


5 


13 


11 


— 




68-45—69-45 


— 


1 


1 


2 


25 


15 


6 


— 




67-45—68-45 


— 


1 


3 


7 


14 


7 


4 


2 




66'45 — 67 '45 


— 


1 


7 


15 


28 


8 


2 


— 




6o-45—66-45 


— 


1 


7 


18 


15 


G 


— 


— 




64-45—65-45 


— 


4 


10 


12 


8 


2 


— 


— 




68-45—64-45 


— 


5 


11 


2 


3 


— 


— 


— 




Below 68-45 


9 


12 


10 


3 


1 


— 


— 


— 




Totals 


9 


25 


49 


61 


102 


55 


38 


9 


3 



* Printed as 48, 48, and 34 respectively in the Roy. Soc. Proceedings. 

Diagram illustrating the Graphical Process of finding the Slope of the 
Regression Line, i.e. the Correlation Coefficient of to-day's terminology. 




Fig. 11. 



Galton says he constructed tables and diagrams like the above. " It will 
be understood that the Q value is a universal unit applicable to the most 
varied measurements, such as breathing capacity, strength, memory, keenness 
of eyesight, and enables them to be compared together on equal terms not- 
withstanding their intrinsic diversity. It does not only refer to measures of 



Correlation and Application of Statistics to Problems of Heredity 53 

length, though partly for the sake of compactness, it is only those of length that 
will be here given as examples" (loc. cit. p. 137). Galton already saw clearly 
that his new method enabled comparison to be made on equal terms between 
variates with such intrinsic diversity as acuity of vision and head breadth*. 
I have endeavoured to check Galton's work. I expect he found his 
medians and quartiles by plotting an "ogive curve" (see our p. 31 and 
Plate II) and smoothing it. The process of checking is rendered difficult by 
the following statements on p. 138: 

" It is unnecessary to extend the limits of Table II [that of stature and cubit reproduced 
above] as it includes every line and column in my MS. table that contains not less than twenty 
entries. None of the entries lying within the flanking lines and columns of Table II were used." 

The first statement seems to suggest that the whole table has not been 
printed, the second leaves one in doubt as to how to find the medians of the 
arrays, or indeed of the marginal totals, if none of the entries in the flanking 
lines and columns had been used. Unfortunately I have not succeeded in dis- 
covering the original work and manuscript tables for this memoir among 
Galton's papersf . Putting aside the possibility of re-examining Galton's own 
work by more modern methods, we can, I think, indicate how closely his semi- 
graphic median, quartile and regression slope methods accord with those 
obtained from much longer series by more accurate processes. First let us 
consider the correlation coefficients : 



Character Pair 


Correlation Coefficient 


As found by Galton 
from 350 Male Adults 


As found by Macdonell 
from 3000 Criminals 


Stature and Cubit 
Stature and Head Length 
Stature and Middle Finger 
Cubit and Middle Finger 
Head Length and Head Breadth 
Stature and Height of Knee ... 
Cubit and Height of Knee 


0-80 {0-8290} 

0-35 

0-70 

0-85 

0-45 

0-90 {0-8665} 

0-80 {0-8028} 


0.7999 
0-3399 
0-6608 
■ 0-8464 
0-4016 



The values in the first column of this table were the first organic corre- 
lations ever published, and on that account are of great historical interest. 

* It is not without interest to note that more than a quarter of a century later, Major 
Leonard Darwin could assert that the influences of environment and heredity could not be com- 
pared, because there was no common unit of measurement applicable to them both ! He 
appeared still ignorant of Galton's use of Q. See Eugenics Review, Vol. v, p. 152. 

f My colleague, Miss E. M. Elderton, has taken out the first 348 entries for male adults 21 
years and upwards from Galton's Laboratory records, and the resulting values from her tables, 
computed by modern methods, are given in brackets in the above and the following tables. 
Our table for stature and cubit differs somewhat from Galton's but with a probable error of 
•01 1 3 the correlation is hardly significantly different from Galton's value. Both Knee Height and 
Cubit are measured in the Anthropometric Laboratory at University College, but the former is 
measured to the lowest point of the patella with the subject standing at rest, while Galton 
measured to the top of the knee with the subject sitting. Galton deducted the measured heel, we 
measure with boots off. Our correlation for male students of Knee Height and Cubit is only 0-66. 






54 



Life and Letters of Francis Galton 



Macdonell's values, obtained by a far more refined and accurate method, indicate 
— especially when we remember that they are for a very different popu- 
lation — how successfully Galton solved his problem. Doubtless he was some- 
what aided by the fact that anthropometric physical measurements are far 
more nearly normal than many other variates. Had his distributions been 
more skew, his median estimates would not have given as accurately the 
correlation coefficients. We can now compare the mean or median values 
and the standard deviations as found from the quartiles with later results : 



Character 


Means 


Standard Deviations 


Galton 

(Adults 

21 and 

upwards) 


Macdonell 
(Criminals) 


Schuster 
(Oxford Students) 


Galton 
(Adults 
21, and 

upwards) 


Macdonell 
(Criminals) 


Schuster 
(Oxford Studei 


Stature (cm.) 
Cubit (cm.) ... 
Height of Knee (cm.) 
Middle Finger (mm.) 
Head Length (mm.) ... 
Head Breadth (mm.) 
Cephalic Index 


170-69* 

45-70 

52-00 

115-32 

193-55 

152-40 

78-74 


166-46 
45-06 

115-24 
191-66 
150-04 

78-28 


176-50 {170-25} 

— {45-85} 

— {52-15} 

196-05 
152-84 

78-02 


6-58 
2-11 
3-01 
5-63 
7-11 
6-82 


6-45 
1-96 

5-48 
6-05 
5-01 


6-61 {6-80} 

- {2'0l 

- {2-62} 

6-23 
4-92 
2-92 



Considering the difference of social class in the three series, Galton's 
results can hardly have exception taken to them, except in the case of the 
variabilities of Head Length and Head Breadth. These are excessive, but 
as we have not the original tables from which the quartiles were determined, 
it is not possible to investigate wherein they are anomalous f. 

The degree of accordance reached by Galton's process may be illustrated 
by his tables for Stature and Knee Height : 





Mean of corresponding 




Mean of corresponding 


Stature 


Knee Heights 


Height of Knee 


Statures 














Observed 


Calculated 




Observed 


Calculated 


70-0 


21-7 (30) 


21-7 


222 


70-5 (23) 


70-6 


69-0 


21-1 (50) 


21-3 


21-7 


69-8 (32) 


69-6 


68-0 


20-7 (38) 


20-9 


21-2 


68-7 (50) 


68-6 


67 


20-5 (61) 


20-5 


20-7 


67-3 (68) 


67-7 


66-0 


20-2 (49) 


201 


20-2 


66-2 (74) 


66-7 


65-0 


19-7 (36) 


19-7 


19-7 


65-5 (41) 


65-7 


— 


— 


— 


19-2 


64-3 (26) 


64-7 



The figures in brackets give the numbers of individuals upon whom the 
observed medians of the arrays were determined. It will be observed that 
the accordance between observation and theory is again very good. 

* For a. general hospital population: Stature = 170-59 (Biometrika, Vol. iv, p. 126). 
f Galton says "The head length is the maximum length measured from the notch between 
and just below the eyebrows " (p. 137). Is this the glabella? 



Correlation and Application of Statistics to Problems of Heredity 55 

Table V on Galton's p. 143 is noteworthy. In Column 3 we have the co- 
efficients of correlation tabled under the now familiar symbol r. In Column 4 we 
have the values of v 1 — r", to enable the Quartile of the arrays to be found. In 
Column 5 we have, placed one under the other, the two regression coefficients, 
and in Column 6 in the same manner the Quartiles of the arrays (i.e. 
•67449 cr x J 1 — i 9 and -G7449 a- y J\ — r 2 ) *. Throughout, without referring 
directly to the matter, Galton assumes linear regression and homoscedasticity, 
i.e. he is thinking in terms of the bivariate normal surface. Next he draws 
attention to the relation of his present work to his former work on heredity. 

On the fifth line of p. 144, he has the words: " from — to - x — - = 1 

to 0'44, which is practically the same." This should read " from — to 

11 .... „ . 

- x — - = 1 to 0"47, which is identically the same," as it should be since it 

expresses the coefficient of correlation found from the second regression 
line. Galton emphasises the importance of the reduction in the variability 
of the array, as measured by v 1 — r 2 , and points out how this affects the 
efficiency of Bertillon's system of identification by anthropometric measure- 
ments. Bertillon had asserted that his measurements were independent 
variates. A reference to Plate LII of our second volume will show that 
Galton had chosen several of Bertillon's " independent " measurements and 
determined their actual correlation. 

Galton next outlines a method by which the influence of n variates on 
another might be determined. He suggests that after transmuting the 
variates we should sum them, when the probable error of the sum would " be 
Jn, if the variates were perfectly independent, and n if they were rigidly 
and perfectly related. The observed value would be almost always some- 
where intermediate between these extremes, and would give the information 
that is wanted" (p. 145). 

This would not, I believe, be a feasible method of approaching multiple 
correlation; it neglects the possibility of negative correlations, and does not 
provide for the influence on one variate of all the remainder. It is an 
attempt to obtain a sort of average value of the interlinkage of a system of 
n variates f. I do not think that at this time Galton had realised the 
existence and importance of negative correlation. 

* A large proportion of values in the 5th and 6th columns have rather serious numerical 
errors, corrected by Galton on a copy of the paper in my possession. He also states thereon 
that he wishes to change the symbol r to p, presumably because he was thinking of it as the 
" correlation coefficient," not as the regression coefficient, when units are reduced to respective 
variabilities. The regression coefficient without reduction he had termed »-in his memoir on stature. 

t Let x lt a; 2 , ...x„, ...x n be the n variates, and <r lt <r a , ...«r„...«r H their standard deviations, 

n 

.<•, , .<\, ,...x s ,...x n their means. Then if x = £>(%* — *»)/o" s , we have : 

<r x 2 = M + 25'(»v) 

= n, if all the correlations »■„• are zero, 
= re + 2 J n (re - 1) = re 2 , if all the correlations are plus one. 
Hence <j x = Jn and n in the two cases respectively, as Galton says. But the actual value of <r x 



56 Life and Letters of Francis Gallon 

Galton sums up his results as follows*. Let x be the deviation of the 
subject, and y i , y a , y 3 , etc. the corresponding deviations of the correlative, 
all deviations being reduced to their proper unit of variability, and also let 
the mean of the y deviations for the given x be y x , then we find : 

(1) That y x = rx for all values of as; (2) that r is the same, whichever of 
the two variables is taken for the subject; (3) that r is always less than 1 ; 
(4) that r measures the closeness of correlation. 

It will be seen at once that we have here the first fundamental statement 
as to the correlation coefficient and its properties. Probably Galton did not 
recognise that r = does not signify independence of the two variat.es, only 
the independence of means of arrays. In addition to this, complete independ- 
ence involves the arrays being similar and similarly placed curves. It was 
not till normal distributions were seen to be non-universal that the distinction 
between the vanishing of r and the absolute independence of variates was 
fully recognised. For the same reason the idea of non-linear regression did 
not cross Galton's mind. He got as far as an acceptance of the normal 
frequency distribution permitted. Only when we look at what has happened 
since 1888, do we realise the importance of that short paper on "Co-relations" ! 
Thousands of correlation coefficients are now calculated annually, the 
memoirs and text-books on psychology abound in them ; they form, it may 
be in a generalised manner, the basis of investigations in medical statistics, 
in sociology and anthropology. Shortly, Galton's very modest paper of ten 
pages from which a revolution in our scientific ideas has spread is in its 
permanent influence, perhaps, the most important of his writings. Formerly 
the quantitative scientist could only think in terms of causation, now he can 

would not be proportional to the sum of the r m ' even if thoy were all positive. Perhaps a better 
measure of the same type would be to use <r x 2 , where 

n 

X = S(x„ - *„)-/o-» 2 and x = »j 

l 

hence : tr x a = mean (\ - x) 2 

S (a, - *,) 4 /<r, 4 + 2S' (x, - Jc s f (av - **Y/<rf <r/ 

-2nS{x 6 -x s yi<r? + iA 

= 3« + 26" (1 + 2rJ) - 2ri 2 + ?t 2 

= <2n + \S'(r\), 

if the variates follow normal distributions, and thus cr x " lies between 2»t and 2m 1 . This at any 
rate would present no difficulty arising from the existence of negative correlations. We see, how- 
ever, from this result that possibly the best measure, u, of the total correlativity in a system 
would be simply to take 

n{n-\y 

for in this case u will always lie between and 1, the former value corresponding to no associa- 
tion in the variates of the system, and the latter to perfect correlation of all of them. 

* Galton has interchanged his x and y variates. The paper shows here as elsewhere signs of 
haste in preparation. 



U 



Correlation and Application of Statistics to Problems of Heredity 57 

think also in terms of correlation. This has not only enormously widened 
the field to which quantitative and therefore mathematical methods can be 
applied, but it has at the same time modified our philosophy of science and 
even of life itself. The words which I have cited at the beginning of this 
chapter show that Galton, if he expressed himself modestly, still realised the 
importance of his work. The root idea at the bottom of correlation must not 
be treated as merely rebuilding on a securer mathematical basis statistical 
science. It is a much greater innovation which touches in its philosophical 
aspects the epistemology of all the sciences. 

I have already referred (Vol. u, pp. 380-386) to Galton's attempt to 
introduce the conception of correlation* to anthropologists in 1889. It was 
a hopeless task ! Most physical anthropologists in this country lack a 
thorough academic training, and statistical methods will only penetrate here 
after they have been adopted in Germany and France as they are being 
adopted in Russia, Scandinavia and America. English intelligence is dis- 
tributed according to a very skew curve, with an extremely low modal 
value; we have produced great men, who have propounded novel ideas, but 
our mediocrity fails to grasp them or is too inert to turn them to profit. 
Years later these ideas come back to England, burnished and luring, through 
foreign channels, and mediocrity knows nothing of their ancestry ! 

In 1889 Galton read at the British Association (Newcastle-upon-Tyne) 
a note entitled : " Feasible Experiments on the Possibility of transmitting 
Acquired Habits by means of Inheritance"; it is published in the B. A. 
Report, p. 620, also in Nature, Vol. XL, p. 610, October, 1889. Galton 
considers that creatures reared from eggs would be most satisfactory and 
suggests fish, fowls and moths. He considers that fish may be taught to 
adopt habits not conformable to their nature (Mobius' experiment with pike 
and minnows). Fowls have an instinctive dread of certain insects, but might 
be taught to eat mimetic and harmless insects. Larvae are fastidious in 
their diet, but can be induced to take food which they naturally avoid, and 
which is found perfectly wholesome. Would acquired habits of this kind be 
in any case transmitted to their offspring ? 

I. Natural Inheritance. The ideas on heredity and correlation which 
had been working in Galton's mind during the decade of the 'eighties found 
final expression in his book entitled Natural Inheritance, published in 1889 
when Galton was 67 years of age. It may be said that this publication created 
Galton's school; it induced Weldon, Edgeworth and the present biographer 
to study correlation and in doing so to see its immense importance for many 
fields of inquiry. It is idle to overlook the haste with which it was prepared 
and the many slips and positive errors to be found in its pages, but no one who 
studied it on its appearance and had a receptive and sufficiently trained mathe- 
matical mind could deny its great suggestiveness, or be other than grateful for 
all the new ideas and possible problems which it provided. The methods of 

* Spelled thus in the Presidential Address of Jan. 2, 1889, and, I think, ever afterwards. 
pgiii 8 



58 Life and Letters of Francis Galton 

Natural Inheritance may be antiquated now, but in the history of science 
it will be ever memorable as marking a new epoch, and planting the seed 
from which sprang a new calculus, as powerful as any branch of the old 
analysis, and valuable in just as many fields of scientific research. 

In its application to inheritance the work suffers from the same misinter- 
pretation of "regression" that I have several times referred to, namely making 
the regression of offspring of given parentage a great biological law, when 
it really arises from the clubbing together of all offspring of given parentage 
without regard to their earlier ancestry. Given selected parentage and grand- 
parentage alone, then with our present numerical values of the multiple 
correlation constants, it seems highly probable that the progeny of selected 
offspring would progress rather than regress on their parents and grand- 
parents. In other words, given a line in which by chance or artificial selection 
there has been marked ancestry for two or three generations, and which is 
then isolated or inbred, there is reason to believe it would progress even 
beyond its ancestry rather than regress. Statistical investigations of heredity 
since 1889 seem to indicate a progressive evolution in selected lines, rather 
than a general regression to a population mean*. That would only arise from 
the far too frequent mating with mediocrity or worse than mediocrity. If 
Galton's misinterpretation of regression runs through Natural Inheritance, 
and makes him appeal to "sports" for evolutionary changes; if the reader 
is puzzled to know why Galton should study "variations proper," which 
according to him have no permanent value for evolution ; still the book is a 
great book, for it applies a wholly new calculus — if one still in its infancy — 
to an important biological problem. 

I think, however, that Galton fully grasped how much more important 
was his method than its special application. He writes that his conclusions 

"depend on ideas that must first be well comprehended, which are now novel to the large 
majority of readers and unfamiliar to all. But those who care to brace themselves to a sustained 
effort, need not feel much regret that the road to be travelled over is indirect, and does not 
admit of being mapped beforehand in a way that they can clearly understand. It is full of 
interest of its own. It familiarises us with the measurement of variability, and with curious laws 
of chance that apply to a vast diversity of social subjects. This part of the inquiry may be said 
to run along a road on a high level, that affords wide views in unexpected directions, and from 
which easy descents may be made to totally different goals to those we have now to reach. I 
have a great subject to write upon, but feel keenly my literary incapacity to make it easily in- 
telligible without sacrificing accuracy and thoroughness." (Chapter I, pp. 2-3.) 

Galton in his Introductory Chapter states that there are three problems 
with which he will be principally concerned. The first problem is to deter- 
mine how a population can, under the laws of heredity, keep stable from 
generation to generation. The second problem regards the average share 
contributed to the character in the offspring by each ancestor severally. 
The third problem is to measure numerically the nearness of kinship in 

* There has always been this element of truth in Johansen's theory of "pure lines," that 
selected lines do not regress if they are isolated or inbred. The doubtful dogma of that theory 
is that exceptional members of a "pure line" are only "fluctuating variations," and so no further 
selection is of any value within a "pure line." 



Correlation and Application of Statistics to Problems of Heredity 59 

various degrees (pp. 1-2). Such are the three fundamentally novel problems 
which Galton set himself in Natural Inheritance; we shall endeavour to 
show the extent to which he has solved them, or at least has suggested 
methods of solving them, in the following discussion of that work. 

Chapters II and III are general in character, expressing Galton's own 
views on heredity, and erring, if at all, in rather too much appeal to analogy. 
In the first of these chapters Galton states his opinion as to "natural" and 
" acquired " characters, indicating that he considers the inheritance of the 
latter extremely doubtful ; he emphasises the importance of closely criticising 
the evidence offered in each case to prove the transmission of acquired 
faculties, citing especially the possibilities of intra-uterine influence*. He 
refers to the difficulty of combining male and female measures, and states 
that: 

"Fortunately we are able to evade it altogether by using an artifice at the outset, else, looking 
back as I now can, from, the stage which the reader will reach when he finishes this book, I hardly 
know how we should have succeeded in making a fair start. The artifice is never to deal with 
female measures as they are observed, but always to employ their male equivalents in place of 
them. I transmute all the observations of females before taking them in hand, and thenceforward 
am able to deal with them on equal terms with the observed male values." (p. 6.) 

Galton for stature multiplied every female stature by 1"08 to reach its 
male equivalent, or added about one inch to every foot of female stature. He 
does not tell us how he demonstrated that equivalence, whether from the 
ratio of the mean values in men and women, or more adequately by finding 
it held (approximately) for all grades f. The true method is to reduce each 
deviation from the mean by dividing by its standard deviation, or other 
measure of variability, and it was an inspiration on Galton's part that led 
him to recognise that at any rate for the case of stature, the ratio of vari- 
abilities in male and female was close to the ratio of their mean values. See 
our p. 15 above. 

On p. 7 Galton deals with what he terms Particulate Inheritance. He 
recognises that an individual may possess characters, which are known 
to have existed in an ancestor, but were not in the immediate parents. 
From this idea of latent characteristics Galton reaches the conception of 
inheritance in the individual as a "mosaic" of ancestral factors, and illustrates 
his views by two analogies, that of a builder's yard, with fragments of old 
buildings ready to be used again (p. 8), and the vegetations on two islands 
which spread to adjacent islets (pp. 10-12). I think he would have done 
better to have retained his earlier conception of the "stirp" (see our Vol. II, 

* The complexity of this latter source must be borne in mind, if we can accept Galton's state- 
ments on pp. 15-16, that not a drop of blood passes from mother to child, and yet that a mother's 
system maybe "drenched with alcohol and the unborn infant alcoholised" during all its intra- 
uterine existence. 

f Probably in this latter way ; see his p. 42, where he says we are to transmute female to 
male measures by comparing their respective "schemes," and devising a formula which will 
change one to the other. A "scheme," supposed normal, depends on two constants, the mean 
and the variability. Galton does not point this out, or state the inference which follows from 
his use of the factor 1 -08. 

8—2 



60 Life and Letters of Francis Galton 

p. 185), that is of the continuity of the germ-plasm. It is only in a figurative 
sense that we can look upon the inheritance of the individual as a mosaic, and 
speak of the contribution of an ancestor to the result. The individual is the 
product of the germ-plasms that go to his production, not of the individual 
ancestors. The study of the characters of the individual ancestors is only 
ancillary to a study of the possibilities of those germ-plasms. The correlation 
of a somatic character in a great grandparent, say, and great grandchild is 
not in any sense a real measure of what the former contributes to the 
latter, nor is the corresponding multiple regression coefficient such a measure. 
We are testing what on the average we can predict of the somatic characters 
of the offspring from a knowledge of what the germ-plasms of the " stirp " 
have produced in the past. In other words the term " contribution of an 
ancestor" should be interpreted as, or be replaced by, "contribution of the 
ancestor to the prediction formula." It is in no sense a physical contribution 
to the go^m-plasms on which the somatic characters of the offspring depend. 
I do not think that anyone acquainted with the theory of multiple correlation 
would interpret the Law of Ancestral Heredity in any other sense ; but 
Galton's use of the terms " particulate inheritance," " mosaic," " heritage 
from distant progenitors," must be admitted to be easily capable of mis- 
interpretation. 

Galton then deals with the " heritages that blend and those that are 
mutually exclusive," citing as an illustration of the former, skin-colour in 
crosses between white and negro, and of the latter eye-colour. He does not 
here, any more than in his fundamental paper on eye-colour (see our p. 34), 
explain for what reason he assumes the distribution of eye-colour in the 
array of offspring due to a definite ancestry will be in the same proportions 
as in the case of a blended character in an individual offspring. Galton con- 
cludes that : 

"There are probably no heritages that perfectly blend, or that absolutely exclude one another, 
but all heritages have a tendency in one or the other direction, and the tendency is often a very 
strong one — A peculiar interest attaches itself to mutually exclusive heritages, owing to the 
aid they must afford to the establishment of incipient races." (pp. 13-14.) 

So far, however, as the struggle for existence and evolution are concerned, 
this last sentence must mean that a mosaic of the characters of two distinct 
races is for some environmental reasons more fitting than either pure race, 
and what is more, that the characters in the new mixed race will be stable 
and not segregate out again. 

In the concluding paragraph we read : 

"The incalculable number of petty accidents that concur to produce variability among 
brothers, makes it impossible to predict the exact qualities of any individual from hereditary 
data. But we may predict average results with great certainty, as will be seen further on, and 
we can also obtain precise information concerning the penumbra of uncertainty that attaches 
itself to single predictions. It would be premature to speak further of this at present; what 
has been said is euougli to give a clue to the chief motive of this chapter. Its intention has been 
to show the large part that is always played by chance in the course of hereditary transmission, 
and to establish the importance of an intelligent use of the laws of chance and of the statistical 
methods that are based upon them, in expressing the conditions under which heredity acts." 
(pp. 16-17.) 



Correlation and Application of Statistics to Problems of Heredity 61 

Galton in his Chapter III deals with the theory of Organic Stability, 
illustrating it hy the model of a polygonal slab, which has positions of stable 
equilibrium with various degrees of stability, i.e. which may require large or 
only small displacements to pass from one position of equilibrium to a second. 
He considers that his model (see Fig. 12) shows how the following conditions 




may co-exist: (l) Variability within narrow limits without prejudice to the 
purity of the breed (i); (2) Partly stable sub-types (ii); (3) Tendency, when 
much disturbed, to revert from a sub-type to an earlier form; (4) Occasional 
sports which may give rise to new types (iii) (pp. 27-30). Again the whole 
argument is one of analogy, and the reader may be pardoned a little vexation 
when he finds such important topics as the Stability of Sports and Infertility 
of Mixed Types only discussed (pp. 30-32) by reference to the analogy of 
hansom cabs and the impossibility of their useful blend with four-wheelers*! 
The fact, I think, is that Galton's own ideas at this time were obscured 
by his belief that the ancestors actually did contribute to the heritage ; he 
regarded the incipient structure of the new being to be the result of a clash of 
elements contributed from many ancestral sources, and the resulting building 
up out of more or less opposing elements of a particulate individual inherit- 
ance as the result of chancef . A further source of difficulty to Galton in his 
intei-pretation of hereditary phenomena lay in his mistake as to the nature 
of regression. This forced on him the conception of positions of stable equili- 
brium, each with its own centre of regression, and led him to the view that 
evolution must generally proceed by sports, and not by minute steps. It is 
true that on p. 32 he draws a distinction between the two views that the steps 
may be small and that they must be small, but as he has elsewhere applied his 
view of regression to indicate that small steps cannot be the source of evolu- 
tion, the distinction is not really much of a concession (see our pp. 31-2). 
The following words of Galton deserve, however, to be quoted not only 

* I find my copy of the Natural Inheritance, read and annotated forty years ago, defaced by 
many marginal notes expressing anger at Galton's analogies in this Chapter. But these notes 
were written before I had read and grasped the value of much of the later work in the book. 

t Of course the Mendelian appeals to the same doctrine of chance to explain the variation 
in the members of an individual brood or litter, but he does so on the basis of homogeneous 
germ cells having a heterogeneous factor formula. I am inclined to believe that the germ cells of 
the same individual are not always and absolutely homogeneous, at any rate in the higher 
organisms, and that the clash of elements to be determined by chance need not lie in the 
factors of the formulae of the gametes, but in the fertilising germ cells themselves. 



62 Life and Letters of Francis Galton 

because they express his own strong convictions, but also because they may 
serve as a warning that we must appeal with caution to the continuity of 
the palaeontological record : 

"An apparent ground for the common belief [that evolution proceeds by minute steps only*] 
is founded on the fact that whenever search is made for intermediate forms between widely 
divergent varieties, whether they be of plants or of animals, of weapons or utensils, of customs, 
religion or language, or of any other product of evolution, a long and orderly series can usually 
be made out, each member of which differs in an almost imperceptible degree from adjacent 
specimens. But it does not at all follow because these intermediate forms have been found to 
exist, that they are the very stages that were passed through in the course of evolution. Counter 
evidence exists in abundance, not only of the appearance of considerable sports, but of their 
remarkable stability in hereditary transmission. Many of the specimens of intermediate forms 
may have been unstable varieties, whose descendants had reverted; they might be looked upon 
as tentative and faltering steps taken along parallel courses of evolution and afterwards retraced. 
Affiliation from each generation to the next requires to be proved before any apparent line of 
descent can be accepted as the true one. The history of inventions fully illustrates this view. 
It is a most common experience that what an inventor knew to be original, and believed to be 
new, had been invented independently by others many times before, but had never become 
established. Even when it has new features, the inventor usually finds on consulting lists of 
patents, that other inventions closely border on his own. Yet we know that inventors often 
proceed by strides, their ideas originating in some sudden happy thought suggested by a chance 
occurrence, though their crude ideas may have to be laboriously worked out afterwards. If, 
however, all the varieties of any machine that had ever been invented, were collected and 
arranged in a museum in the apparent order of their evolution, each would differ so little from 
its neighbour as to suggest the fallacious inference that the successive inventors of that machine 
had progressed by means of a very large number of hardly discernible steps." (pp. 32-3.) 

In concluding this chapter Galton apologises for largely using metaphor 
and analogy, on the ground that he wished to avoid any "entanglements 
with theory," as no complete theory of inheritance had yet been propounded 
that met with general acceptance (p. 34). This seems to me to show that 
Galton looked upon his statistical analysis of inheritance not as a theory of 
heredity, but as a description of hereditary facts, which it undoubtedly is. 

Chapter IV deals with Galton's "ogive curve" (see our pp. 30-31) by 
which he represents a frequency distribution by aid of grades or percentiles. 
Galton had discussed this manner of representation in numerous earlier papers, 
and we may refer to Plate II for a graphic representation of his curve. The 
only novel point in Chapter IV is the suggestion, not very fully worked out, 
that the scheme of grades or percentiles might be applied to " inexact 
measures," i.e. to our present so-called " broad categories," and that these 
may be measures of a great variety of characters including relative professional 
success. He cites on this latter point Sir James Paget's analysis of the 
successes of 1000 of his pupils at St Bartholomew's Hospital. Sir James 
made five classes: (a) Distinguished, (b) Considerable, (c) Moderate, (d) Very 
limited success, and in the fifth class (e) he put Failures. Galton made the 
numbers in each 28, 80, 616, 151, and 125 respectively. Among the fore- 
most were the three professors of anatomy in Cambridge, Edinburgh and 

* It is a strange but widely spread notion that those who believe in continuous variation of 
a non-fluctuating character, must ipso facto suppose evolution to proceed by "minute steps." 
Given a race with mean cephalic index of 75 and a range in index from 65 to 85, there is 
nothing to prevent by isolation the establishment of a brachycephalic race of cephalic index 82 — 
a spring as great as from Englishman to Jew — without transition through all the small inter- 
mediate steps from 75 to 82. 



Correlation and Application of Statistics to Problems of Heredity 63 

Oxford, and the three last were two men who committed suicide under 
circumstances of great disgrace and Palmer, the Rugeley murderer, who was 
hanged. There is possibly little knowledge to be obtained from the result 
for a single medical school, but comparative statistics for several would be of 
considerable value. 

Chapter V deals with Normal Variability, and Galton shows how the 
distribution depends only on the two constants, the median and the quartile, 
and further that if two individuals whose grades are known be actually 
measured, then the median and quartile, and so the whole distribution of varia- 
tion, can be discovered (p. 62, footnote, and cf. our Vol. n, p. 385). The origin 
of the normal distribution is illustrated mechanically by aid of the " quincunx " 
(see our pp. 9 and 10). Nor is Galton able to avoid becoming poetically 
enthusiastic in a paragraph headed The Charms of Statistics, for he writes : 

"It is difficult to understand why statisticians commonly limit their inquiries to averages 
and do not revel in more comprehensive views. Their souls seem as dull to the charm of variety 
as that of the native of one of our flat English counties, whose retrospect of Switzerland was 
that, if its mountains could be thrown into its lakes, two nuisances would be got rid of at once. 
An average is but a solitary fact, whereas if a single other fact be added to it, an entire Normal 
Scheme, which nearly corresponds to the observed one, starts potentially into existence. 

"Some people hate the very name of statistics, but I find them full of beauty and interest. 
Whenever they are not brutalised, but delicately handled by the higher methods, and are warily 
interpreted, their power of dealing with complicated phenomena is extraordinaiy. They are the 
only tools by which an opening can be cut through the formidable thicket of difficulties that 
bars the path of those who pursue the Science of Man." (pp. 62-63.) 

Galton at the end of his Chapter V gives the two fundamental proposi- 
tions on which his normal surface for the distribution of characters in two 
relatives depends. He envisages it in the following manner. 

"(1) Bullets are fired by a man who aims at the centre of a target, which we will call its 
M, and we will suppose the marks that the bullets make to be painted red, for the sake of dis- 
tinction. The system of lateral deviations of these red marks from the centre M will be approxi- 
mately Normal, whose Q [Probable Error] we will call c. [This is the distribution of the first 
relative.] Then another man takes aim, not at the centre of the target, but at one or other of 
the red marks, selecting these at random. We will suppose his shots to be painted green. The 
lateral distance of any green shot from the red mark at which it was aimed will have a Probable 
Error, that we will call b. Now if the lateral distance of a particular green mark from M is 
given [a], what is the most probable distance from M of the red mark at which it was aimed? 

It is - — T a*. 
c 2 + b 2 

"(2) What is the Probable Error of this determination? In other words, if estimates have 

been made for a great many distances founded upon the formula in (1), they would be correct 

on the average, though erroneous in particular cases. The errors thus made would form a normal 

be 
system whose Q [Probable Error] it is desired to determine. Its value is r a — - g f." 

(pp. 69-70.) 

* Unfortunately Galton has the value . / — ^, which is very liable to confuse the reader. 

t In more modern notation, this may be looked upon as the variability of the array of the 
second relative = c 2 ( 1 — r 2 ) ; therefore r = Jc"/(c- + b 2 ). Hence the regression of first relative 

c 2 

on second relative = rcMc* + b 2 x a = „ ,„ x a. Again the variance of the difference in character 

c + b 2 

between the two relatives = c 2 + (c 2 + b 2 ) — 2c\/c 2 + b 2 r = b", or b has for physical meaning the 
probable error of the distribution of the difference in character between the two relatives. 



64 Life and Letters of Francis Galton 

It was by the help of these propositions that Galton discussed the action of 
inheritance in stable populations. Assuming normal distribution of characters, 
as he did, then the above relations really involve the fundamental properties 
of bivariate regression, stated with a truly amazing minimum of algebra. 

In Chapter VI Galton describes his data. After referring to the moth- 
breeding experiments then in progress, and to his much earlier experiments 
on the characters of sweet-peas, he passes to his Records of Family Faculties 
obtained by the offer of £500 in prizes. He obtained the records of 150 
families, 70 by male and 80 by female recorders. The records contained data 
as to Stature, Eye-Colour, Temper, the Artistic Faculty, and some forms of 
Disease. As a measure of the amount of material thus obtained, we find 205 
couples of parents and 930 adult children of both sexes. A further set of 
Special Data was obtained by circulars requesting measurements of the 
stature of pairs of brothers. The constants for this material differ consider- 
ably from those for the Family Records. I think Galton thought the former 
material more reliable, but in working through his data in 1895* I came 
to the conclusion that the Special Data, owing to the heterogeneity of their 
origin, were scarcely to be fully trusted. 

The chapter on Data concludes with some account of Galton's work on 
the weight of sweet-pea seeds. He states that : 

"The results were most satisfactory. They gave me two data, which were all that I wanted 
in order to understand, in its simplest form, the way in which one generation of a people is 
descended from a previous one; and thus I got at the heart of the problem at once." (p. 82.) 

Galton had thus first learnt of the nature of regression in 1875 from his 
sweet-pea experiments. He gives in Appendix C, pp. 225-6, of the Natural 
Inheritance, the first correlation table for inheritance, that of the diameters 
of parental and filial plants. The regression is about ^. I have drawn the 
regression line (see our p. 4). Galton also states that he had made con- 
firmatory measurements on foliage and length of pod, but he does not enter 
into details. 

Chapter VII contains the Discussion of the Data of Stature. This 
chapter covers the same ground as the papers dealt with in our pp. 11-20, 
but there is some amplification and some attempt to simplify the mathematical 
reasoningf. The table on p. 133 is, as I have indicated on our pp. 23-4, 
very doubtful as far as the numerical values are concerned. In particular 
Galton terms the mean regressio n w, an d then says that the probable devia- 
tion of the regressed array is p V 1 — w 2 , where p is the probable deviation of 

* See Phil. Trans. Vol. 187, A, pp. 283-4. 

t Certain corrections should be made. On p. 127, formula (2), there should be no radical 

c 2 
before c 2 /(£> 2 + <?). This is a relic of an error on p. 70, where - — — a should be read for 

C T 

r c } 

„J -- — — , see p. 224. The numerical value for b deduced from (2) is correct. On p. 128, the 

numerical value for b should be -96 not -98, and this value, - 96, should be inserted in the table 
on p. 129 instead of the 110 given under the (3) heading. The mean is then 1*03 instead of 
1-06. 



Correlation and Application of Statistics to Problems of Heredity 65 

the population. This is not generally correct; Gal ton is confusing the regres- 
sion coefficient with the correlation coefficient. As long as both relatives have 
equal variability, which we may suppose to be the case with father and son 
or uncle and nephew, the two coefficients are numerically equal ; but when 
the two variates have not equal variability, this formula is of course incorrect. 
In the first entry in the table we have the regre ssion of sons on midparent 
given as §, and Galton calculates from pj\—uf the probable deviation of 
the array of sons to be 1 '27. The variability of midparents is, however, not 
equal to that of sons, but is in the ratio of 1 to v2; accordingly r = w/s/2 
must be used here instead of w, and the probable deviation of the array of 
sons is 1"50 and not 1*27. 

Further the equality of the regressions of sons on midparents and of 
brothers on brothers is made by Galton to be f in both cases. I think this 
value is too low in the case of midparents and too high in the case of brothers, 
the regressions being much more nearly in the ratio of 1*0 to 0"5 than in a 
ratio of equality. Other regressions entered in this table are very doubtful. 
We have to look upon the numerical values given as suggestions of the 
relative degrees of resemblance of various kinsmen, rather than conclusive 
values founded on observation of adequate numbers (see our pp. 23-4). 
The main result of Galton's work was to indicate the mechanism by which 
a population could remain stable notwithstanding variation and inheritance. 
It was a great direct achievement, and in the indirect light it cast on the 
general idea of correlation of still greater importance. 

Chapter VIII contains the Discussion of the Data of Eye- Colour. This 
corresponds to the Royal Society paper, which I have already analysed on 
pp. 34-40 above. The same criticisms must be considered as still valid, and 
need not be repeated here. 

Chapter IX deals with The Artistic Faculty. I do not think the contents 
of this chapter had been previously discussed by Galton. The data were 
deduced from the answers in Records of Family Faculties to the questions : 
" Favourite Pursuits and Interests ? " and " Artistic Aptitudes ? " 

The object of this chapter is not to give a reply to the simple 
question, whether or no the Artistic Faculty tends to be inherited. A man 
must be very crotchety or very ignorant, who nowadays seriously doubts 
the inheritance either of this or of any other faculty*. The question is 
whether or no its inheritance follows a similar law to that which has been 
shown to govern Stature and Eye-Colour, and which has been worked out 
with some completeness in the foregoing chapters (p. 155). The conclusions 

* It may be interesting with regard to these words to cite a few sentences from an obituary 
notice of Francis Galton which appeared in Nature, February 2, 1911 (Vol. lxxxv, p. 441). 
The writer says : 

"Only once do I remember on a public occasion a slight severity in his usually gentle tone. A medical man 
of distinction [Dr Charles Mercier], speaking obviously without any knowledge of the literature of the subject, 
had asserted that the supposition that the children of parents with certain mental and moral peculiarities would 
reproduce these features, arose from a totally false conception of what the laws of heredity are. The mental and 
moral aptitudes were for the speaker outside the purview of hereditary investigation. Galton's reply was very 
simple : Much of what his critic had said 'might have been appropriately urged forty years ago, before accurate 
measurement of the statistical effects of heredity had been commenced, but it was quite obsolete now.' " 

P G III 9 



66 



Life and Letters of Francis Galton 



reached by Galton in this chapter are, I think, on the whole correct, but his 
handling of " broad categories " by means of percentages, in particular when 
no probable errors of the percentages are provided, is not to the modern 
statistician very conclusive. I think it would be labour well spent, should 
the opportunity arise, to work through his data afresh. Meanwhile we may 
arrange rather differently his tabulations and consider what flows from them. 
He tells us that he found it difficult to separate music from drawing, and 
finally classed both into a single group, the " artistic." Thinking also that 
parents were likely to overestimate the artistic capacity of young children, 
he excluded all but adults. Thus in the parental table the data chiefly refer 
to members of the second and third generations. 

The first table I have deduced from Galton's data is that for Husband and 
Wife. It contains 894 couples and gives a percentage of 28 for males and of 
32 for females with artistic temperament. The probable error of the difference 
4 of these percentages is 1*46, or the difference is about 27 times its prob- 
able error, it may therefore be just significant. Galton concludes that : 

" Part of this female superiority is doubtless to be ascribed to the large share that music 
and drawing occupy in the education of women, and to the greater leisure that most girls have, 
or take, for amusing themselves. If the artistic gifts of men and women are naturally the same, 
as the experience of schools where music and drawing are taught apparently shows it to be, the 
small difference observed in favour of women in adult life would be a measure of the smallness 
of the effect of education compared with that of natural talent." (p. 156.) 

I should not have thought the experience of art schools was in favour of 
the equality of artistic gifts in the two sexes. Galton's data really tell us 
nothing as to the grade of artistic faculty in the two sexes, as for this we 
require grouping in at least three categories. But my impression is that a 
larger proportion of the prizes and studentships for creative work still goes 
to the men, even in those schools where the women are in a majority. 

Assortative Mating in Artistic Faculty. 

Husband 





Artistic 


Non-Artistic 


Totals 


Artistic 
Non-Artistic 


107 {80} 
143 {170} 


179 {206} 
465)438} 


286 
608 


Totals 


250 


644 


894 



Assuming the artistic faculty to be a continuous normal variate, we find 
from the above table the coefficient of correlation between Husband and 
Wife to be no less than *2418 ± "0376. This value for the mating of like with 
like for a mental temperament is singularly in accord with the intensity of 
assortative mating for physical characters *. It denotes a resemblance between 

* Stature, -2804 + -0189; Span, -1989 ± -0204; Forearm, -1977 ± -0205. Health as measured 
by Duration of Life: Wensleydale and Wharfedale, -2200 ± 0244; Oxfordshire, -2500+ -0211; 
Society of Friends, -1999 ± -0212. See Biometrika, Vol. II, pp. 373 and 487. 



Correlation and Application of Statistics to Problems of Heredity 67 

Husband and Wife as great as that between cousins. I have placed in brackets 
after the observed numbers those that would arise in each category if the 
mating were purely random. It will be seen at once that the tendency for 
like to marry like is increased at the expense of the unlike marriages. I fail 
to understand how Galton interpreted his percentages ; naturally if like 
marries like above the random allotment, there must be a reduction in the 
marriages of unlike individuals, the random 42 °/ o of the latter being in fact 
reduced to 36 7 . Thus he writes : 

"There is I think trustworthy evidence of the existence of some slight disinclination to marry 
within the same caste, for signs of it appear in each of the three sets of families with which the 
Table deals. The total result is that there are only 36 per cent, of such marriages observed, 
whereas if there had been no disinclination but perfect indifference, the number would have 
been raised to 42. The difference is small and the figures are few, but for the above reasons it 
is not likely to be fallacious. I believe the facts to be, that highly artistic people keep pretty 
much to themselves, but that the very much larger body of moderately artistic people do not. 
A man of highly artistic temperament must look upon those who are deficient in it, as barbarians; 
he would continually crave for a sympathy and response that such persons are incapable of giving. 
On the other hand, every quiet unmusical man must shrink a little from the idea of wedding 
himself to a grand piano in constant action, with its vocal and peculiar social accompaniments; 
but he might anticipate great pleasure in having a wife of a moderately artistic temperament 
who would give colour and variety to his prosaic life. On the other hand a sensitive and imagina- 
tive wife would be conscious of needing the aid of a husband who had enough plain common 
sense to restrain her too enthusiastic and frequently foolish projects*." (pp. 157-8.) 

I have cited this passage, because, although it endeavours to explain a 
"slight disinclination to marry within the same caste," which Galton's data 
rightly interpreted show no evidence for, it yet throws light on some of his 
personal views of life. I can well picture what torture to him it would have 
been to be wedded to "a grand piano in constant action." While always 
exhibiting the best of old-fashioned courtesy to women, he had, when I first 
knew him, little belief in their intellectual strength; just as he held, that 
while women gifted with great physical strength existed, it was well for the 
repose of the other sex that they were rare (see our Vol. II, pp. 374-376). I 
think that later in life, when he came more in touch with academically trained 
women, and saw what work they could do on his own lines, his views suffered 
considerable modification. Again I am not content to pass without protest 
the rather sweeping statement that sensitive and imaginative persons, 
whether men or women, are apt to require restraining from "too enthusiastic 
and frequently foolish projects"; it denies that such persons often combine 
their sensitiveness and imagination with a rational power of control. It does 
not seem to me that the three factors, reason, sensitiveness and imagination, 
are incompatible, but that the success of truly great minds lies in the just 
combination of the three. 

* Galton has written in pencil against this passage in his personal copy of National In- 
heritance, that it must be corrected, and I have also found some printed lists of Errata, in which 
the passage is stated to be incorrect. But none of the half-dozen copies I have examined of the 
work contains this Errata slip, and thus it is desirable to draw the attention of possible readers 
to a misinterpretation, which would certainly have been corrected in a second edition. 

9—2 



68 



Life and Letters of Francis Galton 



But let us return to less exciting questions. Galton does not, it is sad to 
record, classify his data in four fundamental parental tables, and till the 
material is reworked we must be content with the following arrangement. 

Midparent and Child, Artistic Faculty. 








Both Parents 
Artistic 


Only one 
Artistic 


Neither 
Artistic 


Totals 


Artistic 
Non-Artistic 


95 
53 


201 
319 


173 

666 


469 
1038 


Totals 


148 


520 


839 


1507 



Unfortunately there is no distinction of sex in the offspring. Working 
out the correlation of this table in three different ways* I find the mean 
correlation coefficient to be '4405 with a probable error of the order of "024. 
There appears little doubt accordingly of the resemblance of offspring in 
artistic faculty to their parents, but the problem which Galton was investi- 
gating was not the existence of this resemblance, but whether its intensity 
might be taken as practically identical with those he had found for eye- 
colour and stature. The reader for whom the following remarks may be too 
technical is recommended to pass to the conclusions at the end of this para- 
graph. Galton assumes (i) equal inheritance from both parents, we will 
represent this by the correlation coefficient r ; (ii) he does not correct by 
reducing female to male measure, we will suppose this done ; (iii) he neglects 
the assortative mating, we will represent this by the correlation coefficient e, 
in the present case this being equal to "2418. The following results can be 
easily demonstrated : 



(a) 



Variability of Midparent 



v r 



+ e 

2 ' 



Variability of Offspring 
(b) Correlation of Offspring and Midparent = 



_rv/2 



= •4405, 



+ e 



2r 

1+6 



v/2x-4405 



J\ +> 



(c) Regression of Offspring on Midparent 

or substituting the value of e : 

Regression on Midparent = , 559 = fx0 - 84, 

Parental Correlation, r= '3471 =£ x T04. 

Now Galton deduced for regression of offspring on midparent for both 
stature and eye-colour the value f , and for parental correlation £. For the 

* Treating the degrees of artistic faculty in the midparents as 1, 0-5, and 0, a biserial corre- 
lation coefficient after correction for class index gives 4523+ -0138. The two possible divisions 
giving fourfold tables provide -4655 + -0240 and -4039 + -0298. The three results are thus in 
reasonable accord. 



Correlation and Application of Statistics to Problems of Heredity 69 

artistic faculty the former value is therefore 16°/ m defect and for the latter 
value 4 °/ o in excess. Galton, using what he admits to be a very crude 
method of percentages, shows that a regression of § would give him : 

Percentage of Artistic Offspring. 





Both Parents 
Artistic 


One Parent 
Artistic 


Neither 
Artistic 


Theory 
Observation 


407. 

36 7. 


38-5 7 

39 7. ° 


177 

217. 



Observation differs by 10°/ o m the first case and 23*5 % m the last case 
from theory. Galton says that the first values are "in very happy agreement," 
that the second "agree excellently well" and that the third give "a very 
fair accordance," and concludes : 

"that the same law of Regression, and all that depends upon it, which governs the inheritance 
both of Stature and Eye-colour, applies equally to the Artistic Faculty." (pp. 161-2.) 

But if the best value we can find from Galton's data for the Regression 
differs 16°/ from the value he assumes*, it is clear that we cannot assert 
that the accordance of percentages between theory and observation given 
in the above table justifies us in assuming on the present material that the 
Regression is the same for Artistic Faculty and Stature. Nevertheless 
while it may be impossible to accept on the basis of Francis Galton's data 
in Natural Inheritance that agreement between the constants for the 
inheritance of Stature and Artistic Faculty — that is between physical 
and psychical characters — which he thought he had found, we have yet to 
bear in mind two points: First that since 1889 more refined tools and 
better and more ample data have distinctly tended to confirm the equality 
of inheritance of mind and body ; and secondly that Galton was foremost 
in the endeavour to obtain statistically a quantitative measure for the 
strength of resemblance in psychical characters. 

Before we pass to the subject of Disease, it seems fitting here to note 
that Galton dealt with a second psychical characteristic, that of Temper. 
He refers to this on p. 85, where he deals with Marriage Selection, and also 
in Appendix D, pp. 226-238, which is a reprint with slight revision of a 
paper which first appeared in the Fortnightly Review, July, 1887f, under 
the title of " Good and Bad Temper in English Families." Galton found 
Temper in his Family Records described under 15 "Good" epithets and 
'46 " Bad " epithets, and he divided these into five classes, the first two 
corresponding to his "Good," and the remainder to his "Bad." These were 

* If the midparental regression had been deduced from a correlation coefficient found in the 
ordinary way, its probable error would have been -0096; the difference of - 667 and '559 is -108, 
more than 10 times that probable error. I think we must conclude that '559 cannot be treated 
as 



I- 



t Vol. xlii, N.S. pp. 21-30. 



70 



Life and Letters of Francis Galton 



(i) Mild, (ii) Docile, (iii) Fretful, (iv) Violent, and (v) Masterful. I liave 
already discussed this classification in Vol. n, p. 271. I would only add that 
if we follow Galton's classification of Good and Bad Temper, we find a slight 
negative correlation between Husband and Wife. If it be considered signi- 
ficant, the mild temper of one mate may be due to the experience that 
control is needful or at least advisable in the environment of a violent 
consort. On the other hand the fourfold table for siblings, i.e. offspring of 
the same parents, is: 

Temper in Siblings. 

1st Sibling 



J 

3 

02 
T3 

a 

<M 





Good Temper 


Bad Temper 


Totals 


Good Temper 
Bad Temper 


330 {264} 
255 {321} 


255 {321} 
454 {388} 


585 
709 


Totals 


585 


709 


1294 



The numbers in curled brackets give the frequencies which would occur in 
each category on the basis of independent chance. It will be seen that 
observation shows a heaping up in the like categories at the expense of the 
unlike categories. The correlation coefficient is "3167 for this fourfold table; 
there is thus a considerable degree of resemblance between the temper of 
siblings, but I believe this measure would be considerably increased if sullen 
and fiery tempers were not included in one group. 

Chapter X deals with the subject of Disease. This is a most interesting 
and suggestive chapter, but the data were too sparse to provide definite con- 
clusions of any kind. 

Galton states (p. 165) first (by again appealing to an analogy!) his 
Preliminary Problem. We know, he tells us, the ages at death and the 
causes of death of the population as a whole. We know the proportions at 
each age of those who die of diseases A, B, C, etc. He would assume — 
which I think is somewhat doubtful — that the proportions of persons dying 
of these diseases at various ages in two successive generations are the same. 
If now we limit ourselves to persons dying at a certain age of disease A, 
how, if at all, does this affect the distribution of deaths from the diseases 
A, B, C, etc., in the offspring generation ? 

The problem is an exceedingly difficult, if an extraordinarily important 
one, for it requires an immense mass of data. In the first place the pro- 
portional death distribution is a function of social class, and of occupation ; 
it is as we have seen a function of age ; it influences fertility ; and in more 
than one way is affected by sex*. Anyone who has seriously faced the 
problem, and seen the number of groups into which the various affecting 
factors compel him to sort the material, will recognise how hopelessly 



* The male in many cases, as by foreign travel or by military or naval service, runs greater 
risks than the female. 



Correlation and Application of Statistics to Problems of Heredity 71 



inadequate must be the schedule-series which can be collected by any single 
investigator however energetic. Galton's deduced schedule extracted from 
his data was a good one, but I should like to see added two columns, one for 
occupations and one for domiciles, under which latter heading I understand 
such descriptions as "rural," "urban," "India," "Nigeria," etc., stating years 
of life in each domicile. I reproduce one of Galton's working schedules, in 

Sample of one of Galton's Schedules for Heredity of Disease 



Mother's Maiden Name Mary Claremont 


Initials 


Kin 


Principal Illnesses and Ailments 


Cause of Death 


Age at Death 


J.G. 


Father 


Bad rheum, fever ; agonising 
headaches ; diarrhoea J bron- 
chitis ; pleurisy- 


Heart Disease 


54 


E.G. 
W.G. 

F.L. 
C.G. 


Brother 
Brother 

Sister 
Sister 


Rheum. ; gout 

Good health except gout ; 

paralysis later 
Rheum, fever ; rheum, gout 
Delicate (inoculated and died) 


Apoplexy 
Apoplexy 

Apoplexy 
Smallpox 


56 
83 

73 

? 


M.G. 


Mother 


Tendency to lung disease ; 
biliousness ; frequent heart 
attacks 


Heart Disease and 
Dropsy 


63 


A.C. 

W.C. 

E.C. 

F.R. 

R.N. 

L.C. 


Brother 

Brother 

Brother 

Sister 

Sister 

Sister 


Good health 
Led a wild life 
Always delicate 
Smallpox three times 
Bilious ; weak health 
? 


Accident 

Premature Old Age 

Consumption 

General Failure 

Cancer 

Fever 


46 
62 
19 
85 
50 
21 


M.G. 
E.G. 
G.L. 

F.S. 

R.F. 

L.G. 


Offspring 
Brother 
Brother 

Sister 

Sister 
Sister 

Sister 


Inflam. lungs ; rheum, fever 
Debility; heart disease; colds 
Bad headaches ; coughs ; weak 

spine ; hysteria ; apoplexy 
Bad colds ; inflam. lungs ; 

hysteria 
Infantile paralysis ; colds ; 

nervous depression 
Inflam. brain, also lungs ; 

neuralgia ; nervous fever 


Heart Disease 

Consumption 

Paralysis 


17 
40 
50 

Living 

Living 

Living 












Space left for remarks 







Suggested additions, columns for occupation and environment. Also transfer the word 
" Living " from " Age at Death " to " Cause of Death " column, and if living state age at time 
of record. 



72 Life and Letters of Francis Galton 

which he has changed the real names. It is of interest as showing a case 
in which inoculation was followed by smallpox and death, and a second case 
in which one person had smallpox three times, both being phenomena of 
which the possibility raised heated controversy in the 18th century. 

Now if we remember that we can hardly form less than 15 principal 
disease groups nor fewer than 10 age groups, and that we have two parents, 
it will be seen that we require to divide our material to start with into 300 
categories. It would be of little service, if we are to reach really definite con- 
clusions, unless we had 50 to 100 parents in each of these groups, that is to 
say, records of 15,000 to 30,000 of the first generation, and it might be hoped 
five times as many in the second generation, a total say of 100,000 to 200,000 
recorded deaths, and we must assume these cases to be in a fairly uniform social 
class and with a fairly like environment. Probably it would be best to work 
with one social class, and weed out cases having very differentiated environ- 
ments. Galton had 160 usable family records, with an average of 75 individuals, 
so that he might hope to reach 12,000 records of disease and perhaps G000 of 
deaths. Actually he had only about 2000 causes of death recorded, which 
might correspond to some 300 groups of two parents and five children. On 
the average this would give for each special age group and each special 
disease group about two parents of the same sex, mustering ten children of 
two sexes and all ages, from which to determine whether and to what extent 
a parent dying at a given age of a specific disease influences the offspring 
dying of that or other specific diseases at given ages*. The problem is one 
of probabilities and we shall not have data enough to answer it. Suppose 
a man to die of cancer between 65 and 75; then we may further be supposed 
to know the chance that a man of 35 to 45 will die of cancer, but how are 
we to determine, supposing the latter man is son of the former, whether the 
relationship in disease is one of chance or heredity ? We can only do it, 
if we have enough pairs of fathers and sons like the above to calculate 
from the observed frequency the probability of sons dying round the given 
age of cancer, and to determine if it differs significantly from the prob- 
ability of deaths in general from cancer of men between the ages of 35 
to 45, whether they have or have not a cancerous parent. I have enlarged 
on these points, because the measurement of heredity in disease is a funda- 
mental problem of eugenics, but its complexity in the general form is rarely 
recognised ; the labour and great cost of such investigations are in most 
cases prohibitive. Galton spent £500 in getting his Family Records, but 
although inheritance of disease was to be an essential part of it, he obtained 
practically nothing of value. Thus he writes in this connection : 

" I had hoped even to the last moment, that my collection of Family Records would have con- 
tributed in some small degree towards answering this question, but after many attempts I find 
them too fragmentary for the purpose. It was a necessary condition of success to have the complete 
life-histories of many Fraternitieswho were born some seventyor more years ago, that is during the 
earlier part of this century, as well as those of their parents and all their uncles and aunts. My 

* It is most important to bear this age factor in mind, as the relative proportions of the 
diseases of which an individual may die vary in life from age to age. 



Correlation and Application of Statistics to Problems of Heredity 73 

records contain excellent material of a later date, that will be valuable in future years, but 
they must bide their time ; they are insufficient for the period in question. By attempting to 
work with incomplete life-histories the risk of serious error is incurred." (pp. 166-7.) 

And farther on Galton sees what is the kernel of the matter : 

"Data for Hereditary Diseases. The knowledge of the officers of Insurance Companies as to 
the average value of unsound lives is by the confession of many of them far from being as exact 
as is desirable * 

"Considering the enormous money value concerned, it would seem well worth the while of 
the higher class of those offices to combine in order to obtain a collection of completed cases for 

at least two generations, or better still for three They would have no perceptible effect on 

the future insurances of descendants of the families, even if these were identified, and they 
would lay the basis of a very much better knowledge of hereditary disease than we now possess, 
serving as a step for fresh departures. A main point is that the cases should not be picked 
and chosen to support any theory, but taken as they come to hand. There must be a vast 
amount of good material in existence at the command of the medical officers of Insurance 
Companies*. If it were combined and made freely accessible, it would give material for many 
years' work to competent statisticians, and would be certain, judging from all experience of 
a like kind, to lead to unexpected results." (pp. 185-6.) 

Still from his " fragments " Galton drew certain suggestive conclusions. 
He tested the trustworthy character of his data by determining whether 
deaths due to cancer, consumption, drink and suicide appeared less frequently 
on his records than in ordinary tables of mortality and found that they did 
not. He concluded that his correspondents had entered with interest into 
what was asked for, and had freely trusted him with their family histories. 
Galton throws out a curious suggestion : Namely suppose that one parent has 
a disease A and the other a disease B ; if the child inherits a tendency to 
both diseases, how far are they mutually exclusive, how far do they blend or 
how far does the blend change them into a third form of disease ? I think, 
for example, there is evidence to show that such hereditary diseases as phthisis 
and rheumatism are largely antagonistic. What effect on offspring results 
from the marriage of mates from rheumatic and tuberculous stocks? 

Galton considers that there was evidence in his records of two obvious here- 
ditary tendencies in stocks, the one to disease and the other to the absence of 

* It is worth noting that Mr W. P. Elderton (now Actuary and Manager of the Equitable 
Life Assurance Society) fifteen years later, speaking at a meeting of the Sociological Society where 
Galton had read a paper on Eugenics, made the following statement with regard to heredity 
of disease: "An important item in the study of heredity is the heredity of disease, and I think 
life assurance offices might be able to give useful statistics. When a person whose life is assured 
dies, a certificate of death is given to the office and is put away with the papers that were filled 
up when the assurance was taken out. These original papers state the causes of death of 
parents, brothers and sisters and their ages at death, or their ages if they were alive when the 
assurance was effected. These particulars give information for the study of heredity in relation 
to disease, and from the same source light might be thrown on a question of great importance 
— the correlation between specific disease and fertility. One point in conclusion. Dr Hutchinson 
spoke of the greater importance of environment, but in that he would hardly get actuaries to 
agree with him. Their observation, judged by life offices, experience and practice, would seem 
to show that environment operates merely as a modifying factor after heredity has done its 
work." Sociological Papers, 1904, Macmillan & Co., 1905, p. 62. 

Fifteen years passed after Galton threw out the suggestion that material might be available 
in assurance offices, before an actuary told us it did actually exist. Twenty-five further years 
have rolled by and still nothing has been done ! 

P G III 10 



74 Life and Letters of Francis Galton 

disease. This seems to be confirmed by a strong inheritance of general physical 
health independent of any special disease, which has been established since 
Galton's inquiry. He purposely adopts in order to cover many popular expres- 
sions the term "consumption." But beside actual consumption he graded in 
three additional classes (for which he gives the rather vague descriptions 
used), the context of the record also being considered*. These are (i) Highly 
suspicious, (ii) Suspicious and (iii) Somewhat suspicious. He reckoned at the 
rate of 4 of (i) to three actually consumptive, 4 of (ii) to two actually consump- 
tive and 4 of (iii) to one such. Dividing a total of consumptives thus formed by 
the total offspring he formed a ratio, which multiplied by 100 he termed the 
" consumptivity " of the fraternity. For example, in a fraternity of which one 
member was actually consumptive, two suspicious and four somewhat sus- 
picious, Galton would reckon three consumptive members, and the taint, or 
consumptivity, would be 43 °/ o . To his surprise he found on making frequency 
distributions of consumptivity in fraternities, whether for one brother or one 
parent consumptive, that low and high degrees of consumptivity were both 
maxima, and moderate degrees gave a minimum or "anti-mode." Thus Galton, 
as far as I am aware, reached the first U-shaped distribution of frequency. He 
himself, notwithstanding his great belief in the normal curve, says it is not 
possible to torture the figures so as to make them yield the single-humped 
normal curve : 

" They make a distinctly double-humped curve whose outline is no more like the normal 
curve than the back of a Bactrian camel is to that of an Arabian camel. Consumptive taints 
reckoned in this way are certainly not ' normally ' distributed. They depend mainly on one or 
other of two groups of causes, one of which tends to cause complete immunity and the^ other to 
cause severe disease, and these two groups do not blend freely together. Consumption tends to 
be transmitted strongly or not at all, and in this respect it resembles the baleful influence 
ascribed to cousin marriages, which appears to be very small when statistically discussed, but 
of whose occasional severity most persons have observed examples." (pp. 175-6.) 

Galton shows on pp. 177 and 179 by aid of very slender data, namely 
1 4 fraternities with a "high " degree of consumption, which signified about 50 °/ c 
deaths from lung trouble, and nine fraternities severely affected as to the heart, 
that the parentages in the two cases were of a very different character. In 
the latter case there was practically no distinction between the diseases from 
which the father and mother died; in the former no more deaths than those 
of two fathers could be associated with lung trouble, while some nine mothers 
out of fourteen were consumptive. This led Galton to take the view that 
consumption, while partly due to the inheritance of a tuberculous diathesis, 
which may be transmitted equally by either parent, is also transmitted by 
infection, and that in this respect the mother is by her closer contact far 
more a source of infection than the father. Is this differential influence of 
parents for tuberculosis confirmed by later investigations? I have taken the 
unpublished results for some 400 phthisical patients in King Edward VII's 
Sanatorium, and classified their parents into definitely phthisical and 
"suspicious," where owing to mention of their ailments there was suspicion 

* See his pp. 172-3. Something of the same kind is still undertaken by tuberculosis officers 
in grading the families of the admittedly tuberculous. 



Correlation and Application of Statistics to Problems of Heredity 75 

of lung trouble. In 413 cases where information as to the father was 
given, he was definitely phthisical in 7 '02 / o arid there were suspicions 
of phthisis in 17*19 °/ o . In 420 cases of mother the corresponding numbers 
were 6 - 90 °/ o and 13-81%. Thus Galton's view of the greater influence 
of the mother, whether by infection or by heredity, is not confirmed on 
large numbers*. Notwithstanding Galton's suggestion as to the funda- 
mental part played by infecting mothers he proceeds on pp. 181-185 to 
discuss consumption on the basis of heredity. Although we may not feel this 
justifiable, his method is so suggestive and generally applicable that it must 
be discussed here. He starts by assuming that the distribution of resistance 
or immunity in the population may be supposed to have a normal distribu- 
tion of mean M and — to use modern notation- — a standard deviation a. Now 
according to Galton's data 16 °/ o of the deaths of his general population were 
from consumption, hence M— - 9945cr is the level of immunity at which con- 
sumption begins its ravages, and the mean immunity of those who die from 
consumption is M— r5207o\ But, if we accept Galton's figures for stature, 
the parental regression (and correlation) is |, or the marriage in which only 
one parent is consumptive gives rise to a "co-fraternity" (modern "array") 
of mean M — ^ x r5207o- = J/— -5069cr, with a variability or standard devia- 
tion of 2 = owl — ^ = a x - 9428. Accordingly the centre of this array is at a 
distance - 4876cr from the limit to immunity and the ratio of this to the 
standard deviation of the array = '5172. The table of the Probability Integral 
shows that this is only very slightly over 30 °/ o . Galton, disregarding the 
fact that by choosing his regression, he has ipso facto chosen the variability 
of his array, tries values for it which he thinks reasonable and which give 
him 31 °/ o , 29 °/ and 27 °/ c of consumptives in the offspring of a consumptive 
parent. These are not far from the value 30 °/ o we have obtained. Galton 
by his different methods obtained 26 °/ o and 28 °/ o of consumptive offspring 
of a consumptive parent, but this is only a minimum limit, as it does not 
appear that he confined himself to families all the members of which were 
already dead, or had passed practically through the age zone of really 
lethal tuberculosis. Of course the method supposes that within reasonable 
limits the degree of immunity of each individual remains constant, and that, 
within reasonable limits again, this degree of immunity is not affected by 
the size of the dose. 

The importance of the method is greater than that of its application, 
which is rendered doubtful by the use of the special values, not confirmed, 
for stature, and by the fact that Galton had already attributed much of the 
result to infection. What, however, the method indicates is, that if we know 
the frequency of a particular type of disease in the community and its 

* One curious result does seem to flow from my data. If we divide our patients into male 
and female, then of the 423 parents of the female subjects 8-75% were definitely phthisical and 
18-207 o were suspected; but of the 410 parents of male subjects only 5-127„ were definitely 
phthisical and 12-68 °/ o suspected of phthisis. This suggests either that the parentage was more 
influential in the case of the female, or that women knew more or were less reserved than the 
men about the diseases of their parents. 

10—2 



76 Life and Letters of Francis Galton 

frequency in the case of the offspring of a parent suffering from this disease, 
then by a series of approximations we can readily obtain the value of the 
correlation between offspring and parent, or the intensity of heredity in the 
case of that disease. Galton himself states : 

"Too much stress must not be laid on this coincidence*, because many important points had 
to be slurred over, as already explained. Still, the primd facie result is successful, and enables 
us to say that so far as this evidence goes, the statistical method we have employed in treating 
consumptivity seems correct, and that the law of heredity found to govern all the different 
faculties as yet examined, appears to govern that of consumptivity also, although the constants 
of the formula differ slightly." (p. 185.) 

The penultimate chapter of Natural Inheritance is termed Latent 
Elements. The main point to which Galton appeals here is that the parents 
contributing on the average a definite amount to the heritage of a child, 
according to Galton each £, the residue of the stock of either parent can on 
the average only contribute a definite amount, i.e. ^ on this view, to the child, 
or only £ of the characters of the ancestry can lie latent in the parent, and be 
contributed to the child. Galton argues that "either pai-ent must contribute 
on the average only one quarter of the Latent Elements, the remainder of them 
dropping out and their breed becoming absolutely extinguished" (p. 188). 
He illustrates this by the selection of 13 out of a pack of 52 cards; any card 
may be chosen but actually 39 are rejected, yet if a great many sets of 
13 are chosen, i.e. a great many individuals be taken, every card in the 
original pack will ultimately appear. " No given pair can possibly transmit 
the whole of their ancestral qualities ; on the other hand there is probably no 
description of ancestor whose qualities have not been in some cases trans- 
mitted to a descendant" (p. 189). The throwing out of half the latent (as 
well as half the patent) elements at each crossing is really part of Galton's 
idea of all inheritance being particulate, a mosaic of ancestral characters. 
Even his idea of a blend is not a summation of continuous contributions, but 
a summation so to speak of quanta from individual ancestors. 

In his next paragraph Galton deals with a Pure Breed, and again his error 
as to regression appears to come to the surface. He discovered regression 
simply as a statistical result, i.e. because he took parents of given characters, 
whose earlier ancestry might be anything whatever, he naturally found the 
offspring nearer than the parents to mediocrity. But unfortunately this idea 
of regression fixing itself in his mind became for him a biological fact, and 
he considered that he had discovered in stability of types, i.e. in groups each 
with their own focus or centre of regression, the source of evolution, or change 
from one type to a second. He now tells us that in the case of pure breed in 
which there has been long selection, the influence of a large quantity of 
mediocre ancestry would disappear, and so would the tendency to regression, 
except in so far as it is "connected with the stability of different types" 
(p. 189). In other words we have now two sources of regression, while 
Galton's original deduction of regression was purely statistical and depended 

* That of the above percentages. 



Correlation and Application of Statistics to Problems of Heredity 77 

on the presence of the ancestral mediocrity. He does not state what experi- 
mental evidence there is for this other type of regression, and my impression 
is that it arose in his mind from a belief that regression was always in action 
and so evolution impossible by mere selection of continuous variations. 

Under the same heading of Pure Breed Galton also considers the vari- 
ation within a sibship or group of brethren. If, as he defines a pure breed, it 
be merely a line in which the ancestors have been given the same selection 
value for a large number of generations, then on Galton's theory of normal 
distribution of variates, the theory of multiple regression shows us that the 
variability will be the same within the sibship, whether the ancestry have 
been selected or not. Galton, to whom that theory was not familiar, deduces 
by a rough approximative method that the ratio of variability in the pure 
breed is to that in the mixed breed as - 98 to TOO; but actually on his 
hypothesis they are equal ; the variability of the sibship is independent of 
whether the characteristics of the progenitors are alike or unlike. Of course 
the reader must understand that by pure breed and mixed breed Galton is 
only referring to sibships which have their progenitors alike and their pro- 
genitors unlike in character respectively. All these progenitors are supposed 
of the same race, and he was not dealing with cross-breds, or mixture of 
races, in his "mixed" breeds. 

In the final paragraph of this chapter Galton gives the results of his 
experience. He considers that for practical prediction you need to know not 
only the obvious somatic characters of the two parents, but the latent 
characters of their germ-plasms. These latter he considers can be respec- 
tively determined with a fair degree of approximation from the paternal and 
maternal uncles and aunts, if they exist in considerable numbers. Also what 
may be ascertainable of grandparents and their sibships will be of value. 
But he considers that if he were to start collecting family records again, he 
would limit himself to families having at least six adult children, and with as 
many members in both paternal and maternal sibships. There is much that 
is true in this view, yet at the same time, where a stirp occasionally throws 
a noteworthy individual, it may be doubted whether a sample of 12 in the 
first generation and six in the second is large enough to bring out all the 
latent possibilities which may be of importance. The desire of the Eugenist 
must always be for as complete a family pedigree as possible. It would not 
be feasible on a sample of 18 to say whether a single occurrence showed 
insanity to be a latent character of the stock or not. 

Galton's final chapter contains a brief summary of the work, of which 
our present section is a more complete one. Only two points may be referred 
to. On p. 196 he writes: 

" There are no means of deducing the measure of fraternal variability [i.e. variability in the 
sibship from the same pair of parents] solely from that of the co-fraternal [i.e. the array of 
individuals who all have one parent of the same character value]. They differ by an element of 
which the value is thus far unknown." 

We need no longer admit this ignorance. If R be the multiple correlation 
of an individual on all his ancestry, or on his "generant," then <r J\—R? is 



78 Life and Letters of Francis Galton 

the variability of the sibship or fraternity proceeding from that generant, 
where a is the standard deviation or variability of the general population. 
If r be the correlation of brothers in the ordinary sense, then owl— r 2 is 
the variability of an array or co-fraternity of brothers. The connecting link 
missed by Galton is : R 2 = r*. 
The second topic is : 

" the fundamental distinction that may exist between two couples whose personal faculties 
are naturally alike. If one of the couples consist of two gifted members of a poor stock, and 
the other of two ordinary members of a gifted stock, the difference between them will betray 
itself in their offspring. The children of the former will tend to regress ; those of the latter will 
not. The value of a good stock to the well-being of future generations is therefore obvious, and 
it is well to recall attention to an early sign by which we may be assured that a new and gifted 
variety possesses the necessary stability to easily originate a new stock. It is the refusal to 
blend freely with other forms. Some among the members of the same fraternity might possess 
the characteristics in question with much completeness, and the remainder hardly or not at all." 
(pp. 197-8.) 

It will be perceived from this paragraph that Galton does not hold the 
absence of regression in the " gifted " stock to be due to less mediocrity in 
the ancestry, but to the creation of a " new " stock by some trick of falling 
into a fresh position of stability, which enables the stock, at any rate in 
some of its members, to breed true. That is, he appeals to mutations for the 
source of " gifted " stocks. 

Whether this be true or not, Galton I think reached his views owing to 
a misinterpretation of the statistical phenomena of regression. It was a 
misfortune that he really did not get beyond the idea of regression in two 
variates, because to be clear as to the true relation between his "mid- 
parental heredity " and his " Law of Ancestral Hei'edity " a knowledge of 
multiple regression is essential. But it was the greatest good fortune that 
he got as far as he did; he blazed the track, which many have followed 
since, and if he left unsolved or half-solved problems, his disciples ought to 
be grateful that the master has provided the problem as well as the tool, 
rather than be stern critics of his pioneer workf. Natural Inheritance is a 
great book even if it has its obvious blemishes. 

The work concludes with the reproduction of tables from the memoirs 
on percentiles, on stature and on eye-colour, etc. Also with a series of Ap- 
pendices. A gives particulars of Galton's own works and memoirs. B reprints 
Hamilton Dickson's paper (see our p. 12). C describes the experiments on 
sweet-peas, never fully dealt with. D reprints the Fortnightly Review paper 
on Temper (see our pp. 69-70 and Vol. n, p. 271). E reproduces Galton's 
paper on the Geometric Mean (see Vol. II, pp. 227-8). F reprints Galton 
and Watson on the Probable Extinction of Families (see Vol. u, pp. 341-343). 
G deals with the orderly arrangement of hereditary data, in particular with 

* See Biometrika, Vol. xvir, p. 131. 

t We have in a case in the Oalloniana of the Galton Laboratory the first map of Damara- 
land. Is it of less value because it is not an Ordnance map of what was once German 
South- West Africa 1 



Correlation and Application of Statistics to Problems of Heredity 79 

the case of recording disease. Much of this the reader who wishes to go 
farther than our pages will find more easily here than in the original papers. 
Certain numerical misprints in the tables require that they should be care- 
fully examined before use. 

J. Discontinuity in Evolution. In 1894 appeared William Bateson's 
Materials for the Study of Variation, treated with especial regard to Dis- 
continuity in the Origin of Species. \One ofothe strange misconceptions with 
regard to Galton's views and to his work lies in the fact jthat- h e ha s been ovei T 
andr-over again considered as the propounder of the view that evolutionJias_ 
takfinj)lace hy iJie_selection of slight or- continuous vajiatians^ _ As~amatter 
of fact Galton had for some years before t.hfl_aj>pgg.ra.r)cft of Pnit^sonVliook— 
been preaching emph^aticany^Jlie^dpctnne of djscontinuity-i&r evolution. S 
Indeed his opinions on th e manne r_oXj3 y7nuEioTr ~date back to 1872 : see our 
Vol. II, pp. 84, 170-174 and 190. They are more clearly "expressecTnTtKe 
preface to the 1892 reprint of Hereditary Genius. There we read : 

"Another topic would have been treated more at length if this book were rewritten — 
namely the distinction between variations and sports. It would even require a remodelling of 
much of the existing matter. The views I have been brought to entertain since it was written, are 
amplifications of those which are already put forward in pp. 354-5*, but insufficiently pushed 
there to their logical conclusion. They are that the word variation is used indiscriminately 
to express two fundamentally distinct conceptions: sports and variations properly so called. 
It has been shown in Natural Inheritance that the distribution of faculties in a population 
cannot possibly remain constant if on the average the children resemble their parents. If they • 
do so the giants (in any mental or physical particular) would become more gigantic and the 
dwarfs more dwarfish, in each successive generation. The counteracting tendency is what I 
called 'regression.' The filial centre is not the same as the parental centre but it is nearer to 
mediocrity ; it regresses towards the racial centre. In other words the filial centre (or the 
fraternal if we change the point of view) is always nearer, on the average, to the racial centre 
than the parental centre was. There must be an average ' regression ' in passing from the 
parental to the filial centre." (pp. xvii-xviii.) 

The flaw in Galton's argument is again one that we have had several times 
to notice, namely that he is overlooking the fact that he has clubbed together 
parents of all possible types of ancestry, and the " regression" of his sons is 
solely due to the large number of such parents who have sprung from an 
ancestry mediocre or below mediocrity. The amount of filial regression depends 
entirely on the amount of this mediocrity, and there will be no regression 
if two or three generations above the parents are of like deviation from 
mediocrity. Thus although it may still be a matter for experiment and dis- 
cussion, whether evolution proceeds by variations proper or by sports, whether 
it be continuous or advance by jerks, the reason which made Galton the pioneer 
in advocating discontinuous evolution was a misinterpretation of his own 
discovery of " regression." -f 

* These pages deal with Galton's idea of the stability of types : see our p. 61 and Vol. II, p. 1 1 3. 
It is quite reasonable to suppose that by successive selection of extreme variations proper we 
might reach a position of unstable equilibrium of the parts of an organism. But there does not 
exist experimental evidence at present to indicate that such instability would lead to a sport 
breeding truly rather than to non-viable forms of the organism. See our pp. 93-4. 



80 Life and Letters of Francis Gallon 

This is expressed so definitely in the following paragraph that I must 
cite it : 

" It is impossible briefly to give a full idea, in this place, either of the necessity or the proof 
of regression; they have been thoroughly discussed in the work in question*. Suffice it to say, 
that the result gives precision to the idea of a typical centre from which individual variations 
occur in accordance with the law of frequency, often to a small amount, more rarely to a larger 
one, very rarely indeed to one that is much larger, and practically never to one that is 
larger still J. The filial centre falls back further towards mediocrity in a constant proportion to 
the distance to which the parental centre has deviated from it whether the direction of the 
deviation be in excess or in deficiency. All true variations are (as I maintain) of this kind, and 
it is in consequence impossible that the natural qualities of a race may be permanently changed 
through the action of selection upon mere variations. The selection of the most serviceable 
variations cannot even produce any great degree of artificial and temporary improvement, 
because an equilibrium between deviation and regression will soon be reached, whereby the 
best of the offspring will cease to be better than their own sires and dams." (p. xviii.) 

The flaw in the argument here is that Galton uses " filial centre " in two 
senses. In the first sense it refers to all the offspring of pairs of parents of 
the same character values, whatever their parental ancestries may be. ^Hence 
there must always be regression^ In the second sense it is used of the 
offspring of an individual pair of parents, and interpreted to mean that the 
offspring of a given individual stock always regresses to the population mean, 
more and more in each generation. This is not true, the stock may with 
assortative mating even progress. The misfortune arose from Galton not 
having reached the formulae for multiple regression. Had he done so, he 
would have seen the contradiction between his "Law of Ancestral Heredity" 
and his interpretation of " Regression." Whether continuous or discontinuous 
evolution, or partly one and partly the other, expresses the truth, it is quite 
certain that Galton in 1892 supported evolution by mutations owing to an 
error of interpretation. His views on the subject undoubtedly contributed 
to directing attention to discontinuous evolution. He writes : 

" The case is quite different in respect to what are technically known as ' sports.' In this 
a new character suddenly makes its appearance in a particular individual, causing him to differ 
distinctly from his parents and from others of his race. Such new characters are also found 
to be transmitted to descendants. Here there has been a change of typical centre, a new point 
of departure has somehow come into existence, towards which regression has henceforth to be 
measured and consequently a real step forward has been made in the course of evolution. When 
natural selection favours a particular sport, it works effectively towards the formation of a new 
species, but the favour that it simultaneously shows to mere variations seems to be thrown away, 
so far as that end is concerned. There may be entanglement between a sport and a variation 
which leads to a hybrid and unstable result, well exemplified in the imperfect character of the 
fusion of different human races. Here numerous pure specimens of their several ancestral types 
are apt to crop out, notwithstanding the intermixture by marriage that had been going on for 
many previous generations." (pp. xviii-xix.) 

Unfortunately the only method of settling points of such fundamental 
importance — that of critical experiment — was not adopted %. Some biologists 

* [Natural Inheritance, 1889. See our pp. 57 and 65.] 
•f [This sentence is lacking in Galton's usual precision of statement.] 

I Galton here first indicates what for years he believed to be the right experimental method 
for solving problems in heredity; his scheme, however, failed because he endeavoured to work 



Correlation and Application of Statistics to Problems of Heredity 81 

poured scorn on statistical methods even while they rejoiced in being ignorant 
of the mathematical processes, which would alone have enabled them to 
understand and criticise them effectively.- Other biologists contented them- 
selves with asserting that material collected by " non-biologists " could not 
possibly be of biological value. Many rash statements were made which would 
hardly now be maintained by the most ardent mutationist or Mendelian*. 
The controversy over Galton's method of dealing with heredity became a 
logomachy, or as some would say a tauromachy, and contributed little of 
permanent value to science. It was idle because the fundamental questions 
as to whether " variations proper " could serve as a basis for selection, and 
whether and to what extent sports bred true, were not investigated by 
agreed critical experiments. No one who has tried or even thought over 
such experimental work — bound to be of a secular nature — will be in the 
least likely to minimise the difficulty of devising and carrying through a 
crucial experiment. Nevertheless that was and remains the sole satisfactory 
method of settling a scientific dispute as to natural phenomena. The opinion 
that no real conclusion could be reached, except by direct experiment, was 
the actual reason why Galton's lieutenants ultimately retired from the 
controversy concerning the application of his methods to the measurement of 
heredity. Galton himself for another decade endeavoured to provide means 
for secular experimentation. What was the outcome of his attempts we shall 
see later on. 

Again when Galton came to study finger prints, he was struck by the 
scarcity of transitional types ; further his evidence indicated that there was 
little if any correlation between type and any bodily or mental characteristics, 
or that the types were peculiar to any human races. 

" It would be absurd therefore to assert that in the struggle for existence, a person with, 
say, a loop on his right middle finger has a better chance of survival, or a better chance of early 
marriage, than one with an arch. Consequently genera and species are here seen to be formed 
without the slightest aid from either Natural or Sexual Selection, and these finger patterns are 
apparently the only peculiarity in which Panmixia, or the effect of promiscuous marriages, 
admits of being studied on a large scale. The result of Panmixia in finger markings corroborates 
the arguments I have used in Natural Inheritance and elsewhere, to show that 'organic stability' 
is the primary factor by which the distinctions between genera are maintained ; consequently 
the progress of evolution is not a smooth and uniform progression, but one that proceeds by 
jerks, through successive ' sports ' (as they are called), some of them implying considerable 
organic changes; and each in its turn being favoured by Natural Selection. 

"The same word 'variation' has been indiscriminately applied to two very different con- 
ceptions, which ought to be clearly distinguished ; the one is that of ' sports ' just alluded to, 

by a committee of incompatihles. I shall return to his attempts later, but their first foreshadow- 
ing appears in the 1892 preface to Hereditary Genius: 

" It has occurred to others as well as myself, as to Mr Wallace and to Professor Romanes, that the time 
may have arrived when an institute for experiments on heredity might be established with advantage. A farm 
and garden of a very fewacres, with varied exposure, and well supplied with water, placed under the chargeof intelli- 
gent caretakers, supervised by a biologist, would afford the necessary basis for a great variety of research upon in- 
expensive animals and plants. The difficulty lies in the smallness of the number of competent persons who are 
actually engaged in hereditary inquiry, who could be depended upon to use it properly." (p. xix.) 

* For example, that two-factor dominant and recessive Mendelian hypotheses would account 
for the heredity of coat-colour or eye-colour. Or that albinotic eyes were those without any 
granular pigment, and individuals possessing them would breed true. 

POIII- 11 



82 Life and Letters of Francis Galton 

which are changes in the position of organic stability, and may through the aid of Natural 
Selection, become fresh steps in the onward course of evolution ; the other is that of the 
variations proper, which are merely strained conditions of a stable form of organisation, and 
not in any way an overthrow of them. Sports do not blend freely together ; variations proper 
do so. Natural Selection acts upon variations proper, just as it does upon sports, by preserving 
the best to become parents, and eliminating the worst, but its action upon mere variations can, 
as I conceive, be of no permanent value to evolution, because there is a constant tendency to 
' regress ' towards the parental type. The amount and results of this tendency have been fully 
established in Natural Inheritance. It is there shown, that after a certain departure from the 
central typical form has been reached in any race, a further departure becomes impossible 
without the aid of these sports. In the successive generations of such a population, the average 
tendency of filial regression towards the racial centre must at length counterbalance the effects 
of filial dispersion ; consequently the best of the produce cannot advance beyond the level 
already attained by the parents, the rest falling short of it in various degrees*." 

The views of Galton here summarised show that the view he took in the 
Natural Inheritance of 1889 f, that evolution was largely carried out by 
" sports " or in jerks, i.e. was chiefly discontinuous, was not the outcome of 
reading Bateson's work, although in that work he found support for his 
ideas. It will be seen at once also that he had divided, years before later 
controversies, " variations " into " sports " — now termed " mutations " — and 
"variations proper," which Galton held (and had indeed demonstrated) were 
inherited, but believed could not be of permanent value, because of what he 
termed the " constant tendency to regress." The fact that they are inherited 
distinguishes Galton's " variations proper," and very definitely distinguishes 
them, from the "fluctuating variations" of Mendelian writers, which are 
asserted by them to be non-inheritable. How far the theory of discontinuous 
variation — with all its contradiction in many cases of the palaeontological 
record J — was really forced on the attention of biologists by Galton's writings 
it is not possible to say. We do know that both De Vries and Bateson were 
at one time enthusiastic students of Galton's works. However this may be, 
what is now clear is that there is no "unexpected law of universal regression" 
as Galton supposed, it is merely a misinterpretation of his own data and the 
constants based upon them. 

It is important to examine this point, not only with regard to Galton's 
views on Discontinuity in Evolution, but also owing to the many biological 
misinterpretations of the statistical conception of regression. Galton found 
that the average value of the stature of sons of fathers having an excess h 
in stature above the population mean had only an excess of ^h above that 
same mean. Practically all his conclusions are based on this single fact and 
the statement that the array of such sons varies about this regressed mean 
with a variation about 6 °/ c less than the variation of the general population. 
The reduction of variation is so small, that it is possible practically to select 
sons of the same character deviation as their parents possessed. In order to 

* Finger Prints, 1892, pp. 19-21. 

t See Chapter in, " Organic Stability," and compare our pp. 60-62 above. 

| " The distinctive feature of palaeontological evidence is that it covers the entire pedigree of 
variations, the rise of useful structures not only from their minute, apparently useless, condition, 
but from the period before they occur." Henry F. Osborn, 1889. 



Correlation and Application of Statistics to Problems of Heredity 83 

illustrate what Galton overlooked let us take his Ancestral Law coefficients 
as if they represented the absolute truth and investigate what would be the 
mean stature of sons if their parents and grandparents were by natural or 
artificial selection raised to a deviation^Qibove the population value. 
The mean of the sons would now be 

the offspring have accordingly regressed \h from the parental deviation. 
Now suppose selection to cease, and owing to isolation or other cause the 
offspring to interbreed ; then their offspring will have the average value 

In other words there is no further regression, or what these offspring lose 
in the regression of their parents is compensated by the exceptionality of their 
</r<(ndparents.y Applying the formula once more we have for the offspring 
average 

i(lh + %h) + x \(%h + ih + %h + %h) + ^{h + h + h + h + h + h + h + h) 

+ ^g (h + h + h + h+to sixteen times) 

or the exceptional great grandparents make up for the loss of the regressed 
parents and the exceptional great great grandparents for the loss of the 
regressed grandparents; and so on. In other words there is no "unexpected 
law of universal regression. " yEjegressipn in Gal ton's sense arises solely irom 
the fact that by clubbing into a single array the offspring of all fathers of a 
given character deviation he has given them not only mothers whose average 
stature will be mediocre, but also a mediocre ancestry. But if there be 
isolation and inbreeding w T hat Galton treated as a regression is a permanently 
progressed value for the offspring. Indeed if we continue to select, not with 
increased deviation, but with the same deviation (h), there is, so far from a 
regression, a continuous progression towards the selection value. For example 
if we select for 

1 generation 2 generations 3 generations 4 generations 5 generations 

we progress: ^h, §§A, §§&, ||^, f^/i, , 

and then inbreeding due to isolation or other cause after any one of these f 

generations maintains the group at the progressed value. __ ^ 

Shortly there is no law of " universal regression," and we canyjgdurce U^ 
from Galton's own theory that his "variations proper," if selected and inbred, 
would establish a breed with a " new centre of regression." It is of course 
more than probable that our new centre of regression, i.e. the type of our 
new breed, may be unsuited to survive, that is to say in Galton's sense 
may be unstable. One cannot alter one character in an organism without 
modifying all the correlated characters, and some of those altered are likely 
to have survival value. But Galton's own data and Galton's own theory 

11—2 



84 Life and Letters of Francis Galton 

rightly interpreted lead to no "universal regression," still less to an argument 
that "variations proper" cannot be the subject of selection and the formation 
of new breeds. 

This does not prove that "variations proper" have been the basis of 
evolution, but it removes Gal ton's chief reason for belief in evolution by 
discontinuity, that is by sports or mutations. The law of "universal regres- 
sion " — over which Galton undoubtedly stumbled — is only true when we 
neglect ancestry beyond the parents and suppose mating at random, but 
these are not the conditions which exist when intense selection is taking place 
and the selected interbreed. 

Having prefaced Galton's views on Discontinuity with some criticism, 
which I think is needful, of his theory of regression, we may turn to his 
paper on "Discontinuity in Evolution," which was published in Mind, Vol. in, 
N.S. pp. 362-372, July, 1894. Galton begins by saying that students of the 
laws of variation need not be disheartened by the impossibility of learning 
what is the cause of variation. Galton, who, as we have seen, believed in 
individuality in the numerous germ cells of an organism, and that germ cells 
were subject to selection, found no difficulty in attributing variation to the 
effect of interacting germinal elements*. He considered that the actual cause 
of any particular variation might be put on one side by those who study the 
degree and character of variation generally. 

We are next provided with a definition of race based upon the idea of a 
typical centre of regression. As I understand him A and B are two different 
races, if the offspring of the members of A and the offspring of the members 
of B regress to two different centres of regression. But how can we practically 
demonstrate this ? If we take the offspring of a pair of individuals of race A, 
the degree in which they differ from their parental mean will depend upon 
the long line of ancestry of those parents (to adopt Galton's own views); if 
the parents were relatively small in stature, say, for their ancestry, the 
offspring average may exceed the parental stature; if they were relatively 
tall, the offspring average may fall short of the parental. If we choose such 
a large number of parents of given statures, that we may assume the 
ancestors of the parents have for average value that of the general popula- 
tion, then the offspring average will regress to the population mean, and 
should we know the regression coefficient accurately, this will provide the 
population mean or " typical centre of regression." Similarly we might 
determine the typical centre of the race B, and ascertain whether the two 
centres were or were not significantly different. But I cannot see that this 
is any more than inquiring whether the populations A and B have different 

. * I must confess to feeling it extremely difficult to accept the view that the population of 
germ cells belonging to an individual organism are like atoms, identical in character, and 
have a germinal capacity defined by absolutely the same formula. Such a population of germ 
cells is, if parasitical, still an organic population, and one continually in a state of reproduction 
and change. No other organic population that we know of is without variation among its 
members, and I find it extraordinarily hard to believe that it is a matter of complete indiffer- 
ence which individual spermatogonium of an organism is the ultimate source for fertilisation 
of an individual ovum of a second organism. 



Correlation and Application of Statistics to Problems of Heredity 85 

means, and we might proceed at once to do this without introducing at all 
the ideas of inheritance and regression. Galton's definition might be of 
service if we could determine from the regression of the offspring of a single 
pair of parents, or a few pairs, the typical centre, but this is no more feasible 
than to determine from a few individuals the population mean ; the very- 
backbone of Galton's conception of parental regression is that the ancestors 
of the parents cover all the possible pairs in the community, or are on the 
average mediocre. 

Having defined his races A and B to be those having different centres of 
regression, which if the races are stable simply connotes different population 
means, Galton concludes that if A and B are stable then intermediate types 
are less stable. I think this is only a theory, not necessarily a demonstrable 
fact. It may be that races A and B have not diverged from a common 
ancestral race C by continuous variation, but there is nothing in Galton's 
theory of regression to prevent A and B arising from C or even A from B 
by continuous variation. The idea of "stability" as a source of organic 
evolution is one that Galton was very fond of; when a race has been largely 
selected, it topples over, so to speak, into a new form of organic equilibrium 
with a new centre of regression. In this way Galton would account for 
"sports" and the prepotency and permanency of certain sports, and he con- 
siders that most breeds have arisen from sports. He then refers to various 
kinds of sports as in peacocks, peaches, and the appearance of remarkable 
intellectual gifts in man. Under the latter category he cites Sebastian Bach. 
" Can anybody believe that the modern appearance in a family of a great 
musician is other than a sport?" (p. 368). He also refers to Inaudi the 
mental arithmetician, who started as an illiterate Piedmontese boy. In the 
latter case, however, the Inaudi stock may well have possessed similar, if 
less intense powers which were never called into activity, while in the former 
case we now possess the pedigree of the Bach family, and their remarkable 
musical power is certified for five or six generations. All variation is dis- 
continuous when examined in small groups such as families, and the extreme 
deviations in such small groups may be easily interpreted as sports. Newton 
again may well have been a sport, but till we know more than we do at 
present of his mother's ancestry, it is hardly wise to hold that he was such. 
Nor again if some of these men are to be considered "sports," can we 
dogmatically assert that they might, like the "japanned" or black-shouldered 
peacocks, have produced offspring regressing to a new typical centre. 

" The phrase organic stability must not as yet be taken to connote more than it actually 
denotes. Thus far it has been merely used to express the well-substantiated fact that a race 
does sometimes abruptly produce individuals who have a distinctly different typical centre, in 
the sense in which those words were defined. The inference or connotation is that no varia- 
tion can establis+i itself unless it be of the character of a sport, that is, by a leap from one 
position of organic stability to another, or as we may phrase it, through ' transilient ' variation. 
If there be no such leap the variation is, so to speak, a mere bend or divergence from the 
parent form, towards which the offspring in the next generation will tend to regress ; it may 
therefore be called a ' divergent ' variation. Thus the unqualified word variation comprises . 
and confuses what I maintain to be two fundamentally different processes, that of transilience 
and that of divergence, and its use destroys the possibility of reasoning correctly in not a few 



86 Life and Letters of Francis Galton 

important matters. The interval leapt over in a transilience may be at least as large as it has 
been in any hitherto observed instance, and it may be smaller in any less degree. Still whether 
it has been large or small, a leap has taken place into a new position of stability. I am unable 
to conceive the possibility of evolutionary progress except by transilience, for if they were 
merely divergences, each subsequent generation would tend to regress backwards towards the 
typical centre, and the advance that had been made would be temporary and could not be 
maintained." (p. 368.) 

We see that Galton only differed from the mutationists by supposing that 
their not-inherited "fluctuating variations" were really inherited, although 
they were of no permanent account, being rendered nugatory by his principle 
of regression. In view of the inheritance he had found for grades of stature, 
he could hardly hold otherwise than to suppose them inherited, but he coupled 
this inheritance with a misinterpretation as I have shown of his own statistical 
theory of regression, which left him practically in the ranks of the muta- 
tionists — a strangely inconsistent position for one who has been looked upon 
as the founder of the Biometric School ! A. little farther on Galton writes: 

"These briefly are the views that I have put forward in various publications during recent 
years, but all along I seemed to have spoken to empty air. I never heard nor have I read any 
criticism of them, and I believed they had passed unheeded and that my opinion was in a 
minority of one. It was, therefore, with the utmost pleasure that I read Mr Bateson's work 
bearing the happy phrase in its title of 'discontinuous variation/ and rich with many original 
remarks and not a few trenchant expressions. ...It does not seem to me by any means so certain 
as is commonly supposed by the scientific men of the present time, that our evolution from a 
brute ancestry was through a series of severally imperceptible advances. Neither does it seem 
by any means certain that humanity must linger for an extremely long time at or about its 
present unsatisfactory level. As a matter of fact, the Greek race of the classical times has 
surpassed in natural faculty all other races before or since*, and some future race may be at 
least the equal of the Greek, while it is reasonable to hope that when the power of heredity and 
the importance of preserving valuable 'transiliences' shall have been generally recognised, effec- 
tive efforts will be made to preserve them." (pp. 369 and 372.) 

What direction those "effective efforts" should take Galton does not 
indicate. He tells us that human sports of considerable magnitude in both 
the moral and intellectual fields assuredly occur. But when we face the 
question of increasing the number of their offspring we soon recognise that 
endowment of parenthood will achieve little in the case of a rare mutation ; 
we find ourselves led into the thorny field of speculating on the eugenic as 
distinguished from the social value of monogamy and on the possible utility 
of endogamy in the perpetuation of human sports. The elimination of animal 
passions still strong in man would have to be carried much farther than it 
has yet been, before the tribal customs as to marriage and family life could 
be safely called into question even in the case of individuals of surpassing 
intellectual or moral eminence, were it feasible, indeed, to determine such 
individuals with anything like unanimity. The difficulty of the problem 
should not discourage all consideration of it, for it is clearly fundamental if 
we are consciously to use heredity to elevate mankind ; on the other hand 
the very difficulty of the problem forbids hasty solutions being adopted and 
proclaimed as essentials of the eugenic programme"}* . 

* [See, however, my remarks, Vol. II, pp. 107-109.] 

t See on this point, The Times (December 31st) report of a discussion under the auspices of 
the Eugenics Society at the Educational Congress on December 30, 1927. 



Correlation and Application of Statistics to Problems of Heredity 87 

Galton's interest in Discontinuous Evolution was further manifested in 
the same year by a circular which will be found in the Transactions of the 
Entomological Society of London, 1895 (April 3rd). It consists of three 
questions addressed to breeders and others, not only entomologists but to 
those who pursue any branch of natural history. The questions are for 
information on the following topics : 

"(i) Instances of such strongly-marked peculiarities, whether in form, in colour, or in habit, 
as have occasionally appeared in a single or in a few individuals among a brood; but no record 
is wanted of monstrosities, or of such other characteristics as are clearly inconsistent with 
health and vigour. 

"(ii) Instances in which any one of the above peculiarities has appeared in the broods of 
different parents. [In replying to this question, it will be hardly worth while to record the 
sudden appearance of either albinism or melanism, as both are well known to be of frequent 
occurrence.] 

"(iii) Instances in which any of these peculiarly characterised individuals have transmitted 
their peculiarities, hereditarily, to one or more generations. Especial mention should be made 
whether the peculiarity was in any case transmitted in all its original intensity, and numerical 
data would be particularly acceptable that showed the frequency of transmission: (a) in an 
undiluted form, (/;) in one that was more or less diluted, and (c) of its non-transmiss-ion in any 
perceptible degree." 

The context attached to the questions shows that Galton was still 
troubled by the question of regression: " Regressiveness and stability are 
contrasted conditions and neither of them can be fully understood apart 
from the other." As I have endeavoured to indicate regression is merely a 
statistical result, which holds for a population, not for an individual, when 
we table the former with a knowledge of only a limited number of the 
kinsfolk of individuals and assume the mean of each generation to remain 
the same*. The biological problem is to determine how this mean changes 
and is quite independent of the statistical idea of regression. As I have 
indicated above (p. 83) the offspring of selected ancestry on Galton's own 
theory do not regress to the population mean, and in this respect the only 
contrast that could be drawn between the offspring of a "sport" and of such 
selected ancestry is the question of the extent to which a sport breeds true 
without having even a limited amount of selected ancestry. This is really 
the point which Galton's third question would tend to answer f. 

K. Eugenics as a Religious Faith. I have already pointed out that a very 
fundamental characteristic of Galton's mind was his desire that our pro- 
gressive knowledge of natural law should at once be turned to practical service 
in attempts to elevate the race of man. He could not think of the doctrine of 

* This assumption is made by Galton, but it is not in the least needful to the statistical theory 
of regression, which measures each generation from its own mean. 

f I am not certain whether it was in reply to this circular that Galton received information 
about a singular family of lunatic cats. He described the family in a letter to The Spectator 
(April 11, 1896), entitled: Three Generations of Lunatic Cats. The sires of the kittens were 
unknown, but may be assumed to have been normal. Nevertheless the lunacy, which may be 
considered as a sport, was transmitted by the mother to all her offspring and grandchildren 
with undiluted strength. The only doubt that can be raised is whether the sire of "Phyllis," who 
was brought from Ewart Park, Northumberland, might possibly have been a wild cat. It is a 
pity the family could not have been preserved for the study of hereditary lunacy. 



88 Life and Letters of Francis Galton 

evolution merely as a contribution to academic biology; for him the type of 
"sport" of greatest interest and value was that embracing the human moral 
or intellectual "sports," and he desired at once to know how we might per- 
petuate for the service of mankind such supermen as might appear. Evolution 
according to him was providing for the survival of the physically and mentally 
more vigorous members of the race, and he desired to see this achieved with 
greater rapidity and less pain to the individual. In 1894 a book entitled Social 
Evolution, written by Benjamin Kidd, was published, and created for a time 
some stir as dealing with the relation of supernatural, or at least ultra-rational 
religion to the social evolution of man. It was not written from the scientific 
standpoint and contained little of permanent value. It led Galton, however, 
to publish a rather remarkable article on " The Part of Religion in Human 
Evolution*." Kidd's thesis may be briefly summarised as follows : Intra-group 
struggle for existence is the sine qud non of social progress; this beneficent 
working of the struggle for existence is so painful to existing men that they 
would not, if they were rationalists, pay the price for it; to check the anti- 
social and anti-evolutionary force of reason religion has been evolved to 
provide an ultra-rational sanction for moral conduct. 

Galton starts his paper by suggesting that superstitions in barbaric 
times, such illusions as totems, tutelar deities, and we may add tribal and 
national gods, gave cohesive force and compactness to a group and tended 
to render it successful against other groups, which on rational grounds had 
begun to question such illusions. Galton recognises the important part 
religion may play in determining national stability. Even after men of 
education have realised the irrationality of a national creed, it may be 
unwise precipitately to destroy it. 

"The social system of every nation, including its religion, whatever that may be, has ad- 
justed itself into a position of stability which is dangerous to disturb. Deep sentiments and 
prejudices, habits and customs, all more or less entwined with the established religion of each 
nation, are elements of primary importance to its social fabric. It is true that vast changes 
become obvious in the social system of every progressive people, whenever its habits and customs 
at one period are compared with those of another long after, but, as a rule, the changes are 
piecemeal- Each change is primarily confined to a single part, the remainder adapting itself to 
the new condition with a comparatively small shift of the position of the centre. Commonsense 
teaches how much can be thus done with safety at any given time. Great and sudden changes 
in religion are hardly to be attempted except when the stability of the existing system is 
tottering and on the point of falling." (p. 758.) 

Whatever views we may take about religion, whether we regard it as a 
supernatural revelation or not, we can agree that one of its chief functions is 
to curb selfishness in the individual, to inculcate altruism, and by restraining 
human passions to help the stabilisation of society. With this end in view 
religion from the earliest times has been the guardian of tribal custom in 
regard to marriage, birth and death. It has therefore concerned itself with 
matters which from our present knowledge of the laws of natural selection 
and heredity we recognise as bearing on human evolution. It is impossible — 

* The National Review, August 1894, pp. 755-765, 



Correlation and Application of Statistics to Problems of Heredity 89 

and this the Church is now beginning to recognise — to place the scientific 
doctrine of evolution and the moral conduct of man as inspired by religious 
belief in separate idea-tight compartments. Slowly, but nevertheless surely, 
this aspect of religion is taking possession of the minds of the more thoughtful 
clergy. It has long been seen by many men of science that it formed the 
most hopeful field for co-operation between the old supernaturalism and the 
new scientific knowledge. It is from this conception that Galton, as an 
agnostic, starts to bring religion into touch as a living force with our belief 
in human evolution. 

Galton cites three definitions of religion. (^4) that of John Stuart Mill: 
The essence of Religion is the direction of the emotions and desires towards 
an ideal object, recognised as rightly paramount over all selfish objects of 
desire. (B) that of Kant: Religion consists in our recognising all our duties 
as Divine commands. And (C) that of Gruppe: A belief in a State or Being 
which, properly speaking, lies outside the sphere of human striving or attain- 
ment, but which can be brought into this sphere in a particular way, namely 
by sacrifices, ceremonies, prayers, penances and self-denial. 

Gruppe's definition is historical, indicating religion only by its past out- 
ward and nigh outworn forms. Kant's definition of religion as a recognition 
of supernatural sanction for all duties is too narrow in its sanction and too 
wide in its duties*; it demands also a continuous revelation as duties con- 
tinuously change with human progress. It was not unnatural therefore 
that Galton selected Mill's definition of religion. He points out that any 
guiding idea that takes passionate possession of the mind of a person or a 
people is an adequate adversary to purely selfish considerations, and that 
such would be religious in Mill's sense but not in that of Kant or Gruppe. 

"Many of the ordinary emotions which influence conduct admit of being excited to so high 
a pitch that the merely self-regarding feelings do not attempt to withstand them, but yield 
themselves unresistingly to be sacrificed to the furtherance of a cause. That the emotions can be 
so excited, whether in a party or in a nation, easily and often irrationally, is one of the common 
teachings of history." (p. 757.) 

No supernatural command or sentiment is needful. Religious enthusiasms 
in the sense of Kant or Gruppe may give great help, but they are not 
indispensable. 

"The ambitions, loves, jealousies, and hates of nations, families, and persons, seem fully 
strong enough to force men who are under their influence, to disregard what is commonly under- 
stood by the phrase selfish desires." (p. 758.) 

Galton, under a conviction of its truth, then makes the following affirma- 
tion : 

"The direction of the emotions and desires towards the furtherance of human evolution, 
recognized as rightly paramount over all objects of selfish desire, justly merits the name of a 
religion." (p. 758.) 

* To lender unto Caesar what is Caesar's may be the dictate of a great religious teacher, but 
is scarcely a religious duty— even if Caesar be not a foreign war-lord! 

l'GIII 12 



90 Life and Letters of Francis Gallon 

Thus, I think, he sympathises with the Victorian scientific criticism of 
religion as defined by Kant and Gruppe, but he desires to see a religion in 
Mill's sense built up to replace the formal religions. He holds that : 

"the destructive task is a necessary though painful preliminary, because until obstructions are 
thoroughly cleared away, and the view is quite open, the character and exigencies of the vacant 
space cannot be rightly understood, nor can a judgment be formed as to how far and in what way 
rebuilding is needful. It is also pardonable enough that the work of destruction should be over 
zealously indulged in by some who have long chafed under what they consider to be the irra- 
tionality of one or other of the many conflicting creeds. 

"All earnest inquirers recognize the awful mysteries that surround human life, but they are 
angered by theosophies that attempt to solve part of the problems by means of hypotheses that 
are improbable in themselves, while they introduce gratuitous complications. For instance if we 
strip from Milton's fable and from the dramatis personae of Paradise Lost all the glamour thrown 
over them by his superb diction, a grotesquely absurd framework remains behind. His high 
undertaking to justify the ways of God to man becomes ludicrously inadequate. The same spirit 
under another guise that moved our ancestors in the days of the Reformation to shatter the 
authority of Rome, is abroad again but is now directed against the dogmas of the time. The 
spirit is that of a determination to face and view the grand and terrible problem of life in the 
clear light of day, and not through artificial mediums that partly hide, partly colour and partly 
refract it." (pp. 758-9.) 

Galton, while desiring a reformation of religion in the sense of Erasmus, 
was perfectly conscious that the bulk of our people, who may be weary of 
the old superstitions, are in such a backward state that they will be more 
ready to accept new superstitions* than to seek a rational basis for a national 
religion. Granted the discredit of the long accepted ultra-rational faith, 
granted that a nation "be suffering in a still more acute form than our 
own from poverty, toil, and an unduly large contingent of the weakly, the 
inefficient, and the born-criminal classes, and that the existing social 
arrangements are acknowledged to be failures," what will follow? Galton 
held that socialistic experiments on various scales and in various ways will 
be largely tried and will be admitted to be ineffective owing to the moral 
and intellectual incompetence of the average citizen^. 

"There would then be a widely-felt sense of despair; there would be ominous signs of 
approaching anarchy and of ruin impending over the nation, while a bitter cry would arise for 
light and leading. A state of things like this is by no means impossible in the near future, even 
here in England, and therefore, it deserves some consideration as being something more than a 
merely academic question. In the imagined event, preachers of all sorts of nostrums would 
abound, mostly fanatics who could see only one side of a question, and on that account they 
would be all the more earnest in their opinions and persuasive to the multitude." (p. 759.) 

Thus Galton uses the probable ineffectiveness of socialistic experiments 
as an argument in favour of the acceptance of eugenics as a social and at 

* Salvationism, Spiritualism, Theosophy, Christian Science, to say nothing of the resurrection 
of the urge, dating from the Neolithic period, to the sacrifice of the people's deity or its totem, 
and a communal feast on the remains. 

t I do not remember any other reference of Galton's to Socialism. The present passage indi- 
cates that it was not in its ideas antipathetic to him, but that he conceived it would fail owing 
to the moral and mental feebleness of the average citizen. The present experiments in Russia 
and China will serve to test his opinions in the eyes of sympathetic onlookers. Their failure 
would convince men according to Galton that racial progress in the eugenic direction must 
precede or accompany social reconstruction. 



Correlation and Application of Statistics to Problems of Heredity 91 

the same time a religious programme for the nation. He puts into the mouth 
of a supposed agnostic and "somewhat fanatic" preacher opinions which were 
undoubtedly his own — even though he states that, with much sympathy for 
them, he would not commit himself to them without serious reservations the 
statement of which "would merely distract the argument*." It would indeed 
be a loss, if Galton's views thus boldly expressed should perish in an 
ephemeral review article. He himself has added in a list of his papers in my 
possession a note to the effect that this article suggests Eugenics — although 
that name is not mentioned — as a religion in accordance with our modern 
views on human evolution. We note here the beginning of Galton's last 
period in which he devoted his activities to eugenic propaganda. I cite the 
following characteristic passages : 

"The mystery is unfathomed as to whence the life of each man came, whether it pre-existed 
in anj' form or not. The mystery is equally great as to what will become of his life after the 
death of the body ; whether it will be perpetuated in a detached form as some creeds say, 
whether it will be absorbed into an unlimited sea of existence, as other creeds assert, or whether 
it will cease entirely. As regards this life, there are also mysteries. Every act may or may not 
have been determined by previous conditions, but man has the sense of being free and respon- 
sible: he is accustomed to do and to be done by as if he were so, therefore we may provisionally 
believe that he is free and should act on that supposition. There is a further mystery as regards 
the cosmic conditions under which we live, for no assurance can as yet be obtained of any 
supernatural guidance, the facts alleged in evidence of its existence being more than counter- 
balanced by those that point the other way. We cannot, in consequence, tell with certainty 
whether human life is subject to an autocracy, or whether, at least for practical purposes, it 
exists as an isolated republic; but the latter appears at present to be the more probable, and 
should, therefore, guide our conduct. Each man's destiny during his life may then be viewed 
with propriety as depending entirely on his own physiological peculiarities and on his sur- 
roundings. He has. consequently, to conduct himself as a member of a free executive committee 
during his brief life, guiding his actions by whatever he can learn of the tendencies of the 
cosmos, in order to co-operate intelligently with what he cannot in the long-run resist. The 
sense of responsibility that is imposed by this view would sober, brace, and strengthen the 
character, just as that of dependence on an autocratic power effeminates and enfeebles it 

"On the foregoing basis our agnostic might say : 'Let us consider what is peculiarly profitable 
and proper for man to attempt. One of the most prominent conditions to which life has been 
hitherto subject, is the newly discovered law of the survival of the fittest, whose blind action 
results in the progressive production of more and more vigorous animals. Any action that causes 
the breed or nature of man to become more vigorous than it was in former generations is 
therefore accordant with the process of the cosmos, or, if we cling to teleological ideas, we should 
say with its purpose. 

" It has now become a serious necessity to better the breed of the human race. The average 
citizen is too base for the every day work of modern civilization. Civilized man has become 
possessed of vaster powers than in old times for good or ill, but has made no corresponding 
advance in wits and goodness to enable him to direct his conduct rightly. It would not require 
much to raise the natural qualities of the nation high enough to render some few Utopian 
schemes feasible that are necessarily failures now. Conceive, for the sake of argument, the nation 
to be divided in the imagination into three equal groups L, At, J¥, in order of their natural civic 
capacities. At present the production of the forthcoming generation is chiefly effected by L and 
M, the lowest and the middle; if it were hereafter effected by M and N, the middle and the 

* What these reservations may be we do not know, they probably related to evolutionary, 
as opposed to revolutionary change. The opinions of the "supposed agnostic" are so akin to those 
which Galton has himself expressed in other passages, but never more briefly or forcibly, that 
we may well be certain they are really his own. 

12— i 



92 Life and Letters of Francis Galton 

highest, a distinct gain would be achieved in the lifetime of many of those who initiated the 
reform, for it is probable that the inefficient multitude of weaklings in brain, character, and 
physique would be sensibly diminished in thirty years. 

"Our agnostic preacher might go on to say that this terrible question of over-population 
and of the birth of children who will necessarily (in a statistical sense) grow into feeble and 
worse than useless citizens must be summarily stopped, cost what it may. The nation is starved 
and crowded out of the conditions needed for healthy life by the pressure of a huge contingent 
of born weaklings and criminals. Wo of the living generation are dispensers of the natural gifts 
of our successors, and we should rise to the level of our high opportunities. The course of nature 
is exceedingly wasteful in every way. It is careless of germs, tens of thousands of pollen grains 
perishing of which none have had the chance of effecting fertilization, by being transported to 
the proper spot at the proper moment, by the blind agency of an insect ferreting among the 
flowers for food. It is equally careless of the microbes whose part in the animal world is ana- 
logous to the pollen of the flowers; they are produced in myriads, though only one is needed 
for fertilization. It is no exaggeration to say that the number of them which is produced each 
year by an average male of any of the larger animals, would suffice to fertilize a million of 
females, if every one of them were utilized. The course of nature is also indifferent and ruthless 
towards our own lives, but reason can teach us to effect with pity, intelligence, and speed many 
objects that nature would otherwise effect remorselessly, unintelligently and tediously. By its 
action, suffering may be minimized and waste diminished. Wherever intelligence chooses to inter- 
vene, the struggle for existence ceases, that struggle being by no means so absolute a necessity 
in evolution as Mr Kidd assumes it to be. ...Horses are bred in the number and of the stamp 
required, within the limits of excellence that experience has taught to be possible. A general 
high level of the qualities that make a good horse has been attained without any aid from 
natural selection, artificial selection having superseded it. 

"Before, however, as even a fanatic must allow, any form of artificial selection could be ap- 
plied to the human race, other than such moderate, yet not ineffective, reforms as might produce 
the results mentioned a little way back, much is needed. Accurate knowledge has to be obtained 
on numerous details connected with productiveness, of which we are now curiously ignorant 
and careless to study, while national customs would have to be profoundly modified. The fanatic 
might, however, fairly urge that in considering what is feasible, and what not, the three following 
canons ought to be freely accepted : 

" 1. The customs of every nation are liable to change to an extent that is barely credible 
to those who do not bear history in mind ; therefore the existing customs of any nation may be 
lightly regarded while discussing future possibilities. 

"2. No custom can be considered seriously repugnant to human feelings that has ever pre- 
vailed extensively in a contented nation, whether barbarous or civilized. 

"3. Any custom established by a powerful authority soon becomes looked upon as a duty, 
and, before long, as an axiom of conduct which is rarely questioned. 

"Fortified by these three canons, an anthropologist who is necessarily familiar with the cus- 
toms of many nations will find abundant elbow-room for his wildest speculations. There is hardly 
any proposition, however monstrous it may seem to us now, that is thereby precluded from 
consideration 

"It is quite credible that a nation whose old religious notions and social practices, whatever 
they were, have avowedly failed, who have been aroused to the knowledge that man possesses 
vast and hitherto unused powers over the very nature of unborn generations, who have learnt to 
realize the dilatoriness, ruthlessness, and pain that accompany the evolution of man, when it is 
left as now to cosmic influences, and who have satisfied themselves that the present low state 
of their race might be materially improved by concerted national action, should seize with 
irresistible ardour upon the idea of utilizing their power. 

"That is to say, the nation might devote its best energies to the self-imposed duty of carrying 
out, in its manifold details, the following general programme: (1) Of steadily raising the natural 
level of successive generations, morally, physically, and intellectually, by every reasonable means 
that could be suggested; (2) of keeping its numbers within appropriate limits; (3) of developing 
the health and vigour of the people. In short, to make every individual efficient, both through 
nature and by nurture. 

"A passionate aspiration to improve the heritable powers of man to their utmost, seems to 
have all the requirements needed for the furtherance of human evolution, and to suffice as the 



Correlation and Application of Statistics to Problems of Heredity 93 

basis of a national religion, in the sense of that word as defined by J. S. Mill, for, though it be 
without any ultra-rational sanction, it would serve to 'direct the emotions and desires of a 
nation towards an ideal object, recognized as rightly paramount over all selfish objects of 
desire.'" (pp. 761-3.) 

I trust this long citation will not have wearied the reader; for his 
biographer it contains some of the most important lines Galton ever wrote. 
There is no reason to be afraid of plain words. Man has learnt how to breed 
plants and most inferior forms of life that are of service to him. He has yet 
to learn how to breed himself When he has studied heredity and environ- 
ment in their influences on man, the application of the laws thus found to the 
progressive evolution of the race will become the religion of each nation. Such 
is the goal of Galtonian teaching, the conversion of the Darwinian doctrine 
of evolution into a religious precept, a practical philosophy of life. Is this 
more than saying that it must be the goal of every true patriot* ? 

L. Miscellaneous Papers on Evolution, Heredity, etc. We may now 
turn to a series of short papers by Galton, chiefly published in Nature, 
and dealing with hereditary and evolutionary topics from 1897 onwards. 

The first paper we note is entitled: "Rate of Racial Change that accom- 
panies Different Degrees of Severity in Selection," and will be found in 
Nature, April 29, 18.97 (Vol. lv, p. 605). This is an important paper, 
because it deals with the effect of continued selection in modifying a variate 
continuously distributed in a population. Galton starts with his two-thirds 
regression of the offspring on the midparent for stature and the reduction of 
the variability of the offspring of such midparents in the ratio of T5 to 17 
inches. He then continues to select both parents at the 99th, 95th, 90th, 
80th and 70th grades for 1, 2, 3, 4, 5 and an infinite number of generations 
in order to determine the progression there would be in stature by such 
continuous selection. Galton, unfortunately ignorant of the formulae of 
multiple regression, makes three erroneous assumptions, namely: (i) that the 
regression between each generation is the same, namely §, notwithstanding 
the earlier ancestry being as we advance more and more selected; (ii) that 
the variability of the array of selected ancestry remains for the later genera- 
tions the same as for the first selected generation ; this is of course incorrect, 
the variability steadily diminishing towards a finite limit; (iii) that if the 
selected race be now left to itself, it will regress indefinitely to the old 
general population mean : 

" It must be borne in mind, that there is no stability in a breed improved under the supposed 
conditions ; but that as soon as selection ceases it will regress to the level of the rest of the 
population through stages in which the deviation, at starting, sinks successively to w, w t ...w n of 
its value f. It may, however, happen that a stable form will arise during the process of high 

* Some may question whether we have more here than in Comte's Religion of Humanity. 
I think so, because it is freed of the ceremonialism which Comte and Gruppe demanded as 
a factor of religion, and it is essentially based on the acquirement of knowledge in a field of 
science, which had little if any existence in Comte's day. 

t w is Galton's regression coefficient in the case of selected midparent, with no selected 
previous ancestry. 



94 Life and Letters of Francis Galton 

breeding, that shall aflbrd a secondary focus of regression, and become the dominant one, if the 
ancestral qualities that interfere with it be eliminated by sustained isolation and selection. 
Then a new variety would, as I conceive, arise ; but into this disputable topic there is no need 
to enter now." [See, however, my footnote, p. 79.] 

We now know that on the theory of multiple regression, this indefinite 
regression has no existence; there is a slight regression in the first genera- 
tion of breeding from the selected stock, but it ceases with this generation. 
We have again in the cited passage evidence that Galton was obliged to 
appeal to "sports" to account for evolutionary progress, because he had mis- 
interpreted the theory of regression. If iv be the regression of the offspring 
of the first generation of selected midparentage, the regression of the 
offspring of parents of the first generation, who have also selected midgrand- 
parents, is not to be taken w again. Thus the formulae, the numerical table 
and the conclusions drawn from it in this paper are I think in error. But 
the idea at the back of it that the more intense the selection, the more rapid 
is the relative progress, is true ; as also the idea that there may in each case 
be a limiting value. Probably no such continued selection is really feasible; 
too many characters in the organism are highly correlated, so that if it were 
possible to carry under conditions of viability an individual character to a 
height much above the population mean, some one or other of the correlated 
characters would be almost certain to be incompatible with the continued 
efficiency of the organism in relation to its environment or its functions*. 

I have not recalculated Galton's table, because with the data at present 
available, I am inclined to believe that selection for two or three generations 
and then inbreeding would be followed, at any rate in some characters, by 
a progression rather than a regression. In other words the strength of 
inheritance is such that with a very brief period of selection followed by 
isolation a continuous differentiation will proceed — so far as it is not checked 
by a counter natural selection. This suggests that we may have to seek in 
heredity itself for the basis of progressive evolution ; a variation maintained 
for a couple of generations, followed by an isolation of the offspring, will 
continue to progress. If this be true we surmount the difficulty of why 
variations to which the environment is not hostile, or indeed may be 
favourable when they are sufficiently developed, can reach the stage of 
development at which they become important as a new factor of efficiency 
in the individual. We see that it is not natural selection, but the mere 
force of heredity, which leads in isolated groups to the genesis of variations 
of sufficient importance to have survival value to the individual. We may 
term this theory of the genesis of remunerative variations the "Heredity 
Theory of Progressive Evolution." It seems at first sight in flat contradic- 
tion to Galton's views on continuous regression when selection ceases, 
unless the selection has led to the creation of a sport. Yet it really flows 

* Nor is this confined only to the functions of the individual, but may concern the functions 
of other members of its race. Thus breeders of bull-dogs have gone on continuously selecting 
the size of the head until the mortality of puppies and bitches at littering has become so serious 
as to threaten even the survival of the breed. 



Correlation and Application of Statistics to Problems of Heredity 95 

from a more complete view of multiple regression, and the more accurate 
values we now have for the heredity constants. 

The second paper to be referred to was published in The Gardeners' 
Chronicle for May 15, 1897, and is entitled "Retrograde Selection." In 
this Galton asks from horticulturists advice as to the cultivation of a 
plant or plants existing in an original stock R and a stable variety V. 
For example V might be a dwarf variety. Galton proposes to endeavour by 
selection to pass back from V to R. If the plants in progress of selection be 
X, then Galton proposes to pass towards R by selecting the plants above 
the quartile of X on the R side of the character. He describes very fully 
how the experiments could be made in an orderly fashion and the needs as 
to soil and methods of growth; he refers to his paper of April (see our p. 93) 
for a measure of the rate at which changes might be supposed to take place. 
No doubt much might be learnt from such experiments — if only, that "retro- 
grade selection" is impossible. I am not certain that Galton had not this in 
mind, for if in his view stable varieties could only originate in sports, we 
could not select back to the original stock, unless selection itself conduces to 
sporting. I do not think the paper led to any actual experiments on Gal ton's 
part, although the Editor of the Chronicle wrote strongly in favour of such 
experiments in a leader in the following week, and there were some sugges- 
tions on May 29, 1897*. 

In Nature, November 4, 1897 (Vol. lvii, p. 16), Galton gave a brief 
account of E. T. Brewster's paper on "A Measure of Variability and the 
Relation of Individual Variation to Specific Differences f ." Brewster is really 
comparing what we now term Interracial with Intraracial Variability, 
measuring his variability by what is practically the coefficient of variation 
V. His thesis is that if for any two interracial characters A and B, 
V A is >V B , then for the corresponding intraracial characters in the "allied 
races" v a will be > v b . There does not seem any obvious theoretical reason 
for this, but Galton holds that Brewster "has provisionally established 
his thesis that whenever any special character varies much in individuals of 
the same race, it is probable that it will be found to vary much in 'allied 
races' and conversely." 

The next paper to be considered is entitled: "Hereditary Colour in 
Horses," and appeared in Nature, October 21, 1897 (Vol. lvi, pp. 598-9). 
Galton tabulated his data from material collected and published by " Tron 
Kirk" in the Chicago journal, the Horseman (Christmas Number, 1896). In 
the fundamental table which Galton gives there are 3025 matings of bay sires, 
but as "Tron Kirk" informs us that 3100 foals were born to no more than 
46 different bay sires J, or an average of 67 foals to the sire, it is clear that 

* The interpretation put by the practical gardeners was that Galton wanted to go back from 
an improved form to a poor original. But I do not think this by any means the chief purport 
of his paper; he wanted if possible to go back from a specialised variety to the form, not necessarily 
inferior, from which it had been obtained. 

f Proceedings, American Academy of Arts and Sciences, May, 1897. 

% It is not said that the matings of bay sires cover these 3100 foals, but presumably they 
do. The difference in numbers may be due to the omission of grey foals or to twinning. 



96 



Life and Letters of Francis Galton 



there will be a great bias in the returns owing to the limited number of 
gametic constitutions in the sires. The following table gives the results as 

Table of Colour Inheritance in Horses. 





No. of 
Observations 


Colour 
of Dam 


Colour 
of Sire 


Percentages of Colour iu Offspring 


Chestnut 


Bay 


Brown 


Black 


A (i) 

(") 
(iii) 
(iv) 


68 

1900 

19 

25 


Chestnut 
Bay 
Brown 
Black 


Chestnut 
Bay 
Brown 
Black 


100 
10 


81 

42 

4 


6 
52 

28 


3 
5 

68 


B 


407 
366 


Chestnut 
Bay 


Bay 

Chestnut 


33 
30 


61 
63 


4 
3 


2 
4 


G 


52 
69 


Chestnut 
Brown 


Brown 
Chestnut 


16 


86 
65 


11 

10 


2 
9 


D 


72 
57 


Chestnut 
Black 


Black 

Chestnut 


6 
30 


76 
40 


15 


3 
30 


E 


221 
450 


Bay 
Brown 


Brown 
Bay 


1 
6 


79 
66 


14 

18 


6 

10 


F 


156 
268 


Bay 
Black 


Black 
Bay 


3 

7 


60 
53 


30 
16 


7 
24 


G 


55 
6 


Brown 
Black 


Black 
Brown 


— 


22 
16 


38 
50 


40 
33 



Percentages taken only to whole numbers. 

published by Galton. In the first line of the series of rows, A (i), we see 
that for 68 cases of chestnut mated with chestnut all the offspring were 
chestnut. Galton does not comment on this, but it was the source of con- 
siderable later controversy. A certain number of matings of chestnut with 
chestnut taken from Wetherby's Thoroughbred Studbook gave the same result 
as the first row of Galton's matings ; but a longer series, wherein it was pointed 
out that the Studbook did contain some instances of chestnut mated with 
chestnut not producing chestnut, was rejected on the ground that these 
instances must be due to error of record, a most circular process of reasoning. 
It is clear from B where we are dealing with a fairly adequate number 
of crossings both ways that (i) there is not a predominance of sire or dam 
for chestnut with bay matings, and (ii) bay may contain a factor of chest- 
nut. If we work out from B the number of bays with a factor for 
chestnut we find them to be 3T5 °/ o , while 68 '5 °/ o lack that factor. Applying 
these percentages to the 1900 bay and bay matings in A (ii) we should 








f.CS*r6r /i p. 

Reproduction in close colour facsimile of Dr Sorby's painting of a tree with the pigment from 
black human hair. [Colouring matter largely from melanin pigment granules ?] 



•toj 



,V»v 




»»* 



J*L. 



*' - ^ t - 



Reproduction in close colour facsimile of Dr Sorby's painting of a tree with the pigment from 
dark red human hair. [Colouring matter largely from the diffused pigment of the fibrillae ?] 



Correlation and Application of Statistics to Problems of Heredity 97 

anticipate 9 , 9°/ chestnut and 90'1 °/ o non-chestnut foals, a result almost 
exactly that observed. 

If we judged by A (iii), A (iv), and G, we should conclude that black and 
brown had no factor for chestnut. In that case chestnut and bay crossed 
with black and brown would produce no chestnut foals. This is flatly con- 
tradicted by C, D, E and F, which indicate that browns and blacks can 
contain a factor for chestnut. The only explanation is, perhaps, a rather 
forced one, namely that the matings in A (iii), A (iv) and G were few in 
number and possibly made from a very few sires of brown and black colour 
without factors for chestnut, while C, D, E and F, providing far more 
numerous matings, contained blacks and browns with such factors. C, D, E 
and F, indeed, tend to confirm this, for when the sire is black or brown 
there are far fewer chestnuts produced than when the dam is black or 
brown; in the latter case the larger number of dams used would give a 
greater chance of their carrying factors for chestnut. 

Galton himself by averaging up the likenesses in coat- colour of foal to 
dam and to sire concluded that as some 32"83 °/ o of foals followed the colour 
of their dam and 3175 °/ that of their sire, there was no prepotency, but 
such an averaging method misses the possibility of discovering a prepotency 
due to the presence or absence of "factors." The equality of male and female 
hereditary influence is borne out by the long series B, but hardly by the other 
and shorter series such as C and D*. Galton was very fully aware of what 
he terms the "rudeness" of the data. He had been troubled with much the 
same problems in considering hair colour ; but he had then obtained an 
analysis of the pigments in human hair from Professor Sorby and the latter 
investigator had shown the existence of two distinct pigments, one red and 
one black. Sorby painted two trees in these two pigments extracted from 
human hair, pictures which used to hang in Galton's dressing room and are 
now in the Galton Laboratory. More recent microscopic investigation seems to 
show that the same two pigments occur in the hair of horses and dogs, but that 
the red pigment is diffused in the hair, i.e. "the whole ground substance of 
the fibrillae is impregnated with it." On the other hand the black or melanine 
pigment occurs in the form of pigment granules"}". On examination of a 
number of specimens of horse hair in samples from ribs and mane of chestnut 
horses, ranging from the golden chestnut of the Trakehnen stud to the 
black chestnut, the diffused red pigment was found in all, but the pigment 
granules varied from scarcely any in the golden and light chestnuts to close 
packing in the dark and black chestnuts. This corresponds very closely to 
the range of granular pigmentation found in passing from light red to dark 
auburn hair in man. Such results suggest that it is very desirable to study 
microscopically the distribution of the two pigments in the hair of horses' 

* For example in 124 matings of chestnut dam by brown or black sire there were only 
6 chestnut foals, but in 126 matings of chestnut sire with black or brown dam there were 
46 chestnut foals. 

t Pearson, Nettleship and Usher: Monograph on Albinism, Part II, pp. 319-345, Cambridge 
University Press. 

pgiii 13 



98 



Life and Letters of Francis Galton 



coats, and to remember that granular pigmentation varies enormously within 
the range of coat-colours described as chestnut by hackney breeders. Galton 
assumes that full red pigmentation counts for 1 '0 and takes chestnut to be 
0*8 ; bay, 07; brown, - 4; and black, O'l. Then by using the results of the 
several lines in A, he concludes that each chestnut parent contributes 
40 units to the offspring, each bay 337 units, each brown 25 - 3, and each 
black 10 "4. He is now able to deal with the crosses in B, C, D, E, F and G. 
He finds that there should be in the offspring of the matings : 





B 


G 


D 


E 


F 


G 


units of red 
units of red 


Theoretically ... 
While observations give 


74 
70 


65 
64 


50 
60 


59 
61 


41 
54 


36 
35 



But is this really conclusive ? It is possible that there are almost the same 
amounts of diffused pigment in the different coats and that the visible 
colours arise from the relative amounts of granular pigmentation. Had 
Galton put the amount of red pigment = - 8 for all coat-colours, he would 
have got his theoretical and observational numbers in perfect agreement. 
But I do not think this would justify the assumption that the amount of 
red pigment is the same for all coats. I think then that we cannot assume 
his far rougher agreement is any proof of the numbers he has selected, or 
indeed of his theory of average parental contributions*. After the experience 
we now have had in the coat-colour of mammals, I feel fairly convinced that 
it is necessary to supplement the macroscopic classification by microscopic 
examination, for the categories formed in the former manner contain a great 
range of both diffuse and granular pigmentation. 

Prepotency in Trotting Horses. Still another paper of the same year 
occurs in Nature, July 14," 1898 (Vol. lviii, pp. 246-7). It is entitled " The 
Distribution of Prepotency," and deals with data for American Trotting 
Horses. Galton was much occupied at this time with the idea of the pre- 
potency of individuals. He believed that some favoured individuals had a 
power of impressing their exceptional characters on their offspring, and that 
this prepotency was of the nature of a " sport." The American Trotting 
Horse data provided, he considered, a method of testing this belief. Wallace's 
Year Books give lists (i) of the sires of offspring any one of which has 
succeeded in trotting one mile in 2 minutes and 30 seconds or less, or who 
has "paced" (ambled) the same distance in 2 minutes and 25 seconds or 
less ; (ii) of the dams of two such offspring, or else of one such offspring and 
one such grandchild. Galton selected from these lists of sires and dams those 
foaled before 1870 and therefore who would be at least 25 years of age in 
the Year Book for 1896, which he was using. He considered that this would 
give at least 20 years of breeding age to the parents and 5 years of attempted 

* I took the relative proportions of red to be r u r 2 , r 3 , r t , and determined their values to fit 
li, G, D, E, F, G by least squares instead of guessing their values; the ratio of the r's was 
1-00 : 1 04 : 1-14 : 1-06, almost a ratio of equality ! 



Correlation and Application of Statistics to Problems of Heredity 99 

record making at least to the foals. In this way Galton obtained 716 sires 
and 494 dams who had produced offspring satisfying the above conditions, 
and he classified them by the number of times they had produced such marked 
foals. Reduced to percentages of sires and dams the following table resulted : 

Percentage numbers of Standard Performers produced 
by a single Sire or Dam. 



1 


1 


2 


3 


4 


5 


6—10 


11—20 


21—30 


31—40 


41—50 


51 and over 


Sire 
Dam 


46 
50 


17 
35 


10 

10 


7 
3 


3 
1 


9 

1 


4 


1 


1 


1 


1 



Galton explains the difference between sire and dam by remarking that 
while the sire produces some 30 foals annually, the dam produces only one, 
and therefore the chance of a large number of standard performers is much 
less for her. He even allows that some of the exceptionally noteworthy per- 
formances of the sires (Blue Bull, 60 ; Strathmore, 71 ; George Wilkes, 83 ; 
Happy Medium, 92; and Electioneer, 154 standard performers) may be due 
in part to the best mares being sent to famous sires. But he concludes 
that the extraordinary "tail" of high-class offspring of the sires must be due 
to some prepotency in some of the sires which enables them to impress their 
character on their offspring, and he remarks : 

" My conclusion is that high prepotency does not arise through normal variation, but must 
rank as a highly heritable sport, or aberrant variation ; in other words its causes must partly be 
of a different order, or else of a highly different intensity, to those concerned in producing the 
normal variations of the race. In a sport the position of maximum stability seems to be slightly 
changed. I have frequently insisted that these sports or " aberrances " (if I may coin the word*) 
are probably notable factors in the evolution of races. Certainty the successive improvements 
of breeds of domestic animals generally, as in those of horses in particular, usually make fresh 
starts from decided sports or aberrances, and are by no means always developed slowly through 
the accumulation of minute and favourable variations during a long succession of generations." 

Here, I think, Galton has forgotten two things : 

(i) The average difference between the first and second individuals in a 
group of 100 tabled to any character is no less than "36 of the variability of 
the group, and in a random sample may be still higher, but this is no 
adequate reason for treating the first individual (or the last) as a sport 
because he is not, like mediocre individuals, practically continuous with his 
neighbours. 

(ii) That the number of distinguished offspring any individual gives rise to 
must be considered in relation to his total output. Galton merely says that 
a sire produces " some 30 foals annually." I do not think this is adequate. 

Many years ago I saw a good deal of the working of a large thoroughbred 
stud ; the stud contained a number of stallions, some famous for their racing 

* The word is quite good English, if Joseph Glanvill and Sir Thomas Browne are authorities. 

13—2 



100 Life and Letters of Francis Galton 

achievements or for those of their progeny, others less famous. The service 
lists of the former were always full up with external and home mares ; this 
could not be said of the latter. I think it would be safe to say that the 
former stallions served annually at least double the number of mares the 
latter did. I hold therefore that to really demonstrate even a relative 
superiority in producing standard performers Galton ought to have taken 
the number of standard performers per total foals produced and this for 
both sire and dam. Owing to one cause or another one mare may fail more 
frequently than another to produce her annual foal. Out of four viable foals 
she might produce three standard performers. Galton's method would make 
her a less exceptional mare than one that produced four standard performers 
out of ten foals. Thus his conclusions may be correct, but they cannot be 
said to be proven until we know the relation of exceptional to total offspring. 
The distribution of standard performers to sires looks like a "./"-shaped 
frequency curve, and I do not understand why it is not as justifiable as 
a ./-shaped curve for cricket scores, nor do I believe that anything is 
deducible from the deviation of its tail from normality*. 

Foundation of '" Biometrika." In October 1900 the present biographer sent 
in a paper to the Royal Society ; that paper was printed in the Philosophical 
Transactions and was published in November of the folloiving year. Mean- 
while William Bateson, who had read the paper as one of the referees, wrote 
a sharp criticism of it, which the then Secretary of the Royal Society printed 
and issued in slip to the Fellows, before the latter had any opportunity of 
studying the criticised paper itselff. Michael Foster, notwithstanding the 
remonstrances of the biometricians, failed to see any objection to a referee 
criticising a paper before its publication, and as a result of his attitude, it was 
determined early in 1901 to found a Journal for the publication of biometric 
papers. Weldon and the biographer were to be Acting Editors with Galton 
as Consulting Editor. It is all past history now, and with twenty volumes 
issued of Biometrika, one can afford to smile, when one thinks of Bateson 
and Michael Foster as unwitting parents of what they would have considered 
an unviable hybrid! Biometrika appeared in October 1901, and Galton 
contributed an introductory notice entitled "Biometry" (Vol. I, pp. 7-10). 
A good deal of that paper would now be unintelligible without the light 

* There is a long review in the same number of Nature (Vol. lviii, pp. 2-11-2) by Galton 
of Alexander Sutherland's The Origin and Growth of the Moral Instinct. Galton praises 
the book highly, as extremely original and extending and confirming the masterly sketch by 
Darwin in Chapters iv and v of his Descent of Man of the evolution of the moral instinct. 
Galton does not, however, contribute any special views of his own, except the remark that "it 
would be very interesting to trace and describe the origin and purport of superstitious fears in 
human nature and their bearing on moral instinct." Galton, it must be remembered, was always 
appreciative and generous in reviewing ; there is, even allowing for this, much information 
collected in Sutherland's book, which should give it a permanent place in the evolutionist's 
library. 

f Shortly afterwards a resolution of the Council was conveyed to me, requesting that in 
future papers mathematics should be kept apart from biological applications. /3ios was an 
admissible topic, fxirpov also, but their combination was anathema, and that at a time when statis- 
tical theory had to be worked out step by step as the biological applications demanded. 



Correlation and Application of Statistics to Problems of Heredity 101 

that the above historical facts throw upon it. Galton's tale of Sir Joseph 
Banks and the young geologists was the parable which he provided in order 
that he who runs might read. 

" Now that nearly a century has slipped past since the event, there can be no harm in 
digging up and bringing to light a buried but amusing historical fact." 

Then follows the inner story of the foundation of the Geological Society. 
" But," continues Galton, 

" it is not in the least my intention to insinuate that Biometry might be served by any modern 
authority in so rough a fashion, but I offer the anecdote as forcible evidence that a new science 
cannot depend on a welcome from the followers of old ones, and to confirm the former con- 
clusion that it is advisable to establish a special Journal for Biometry." 

Speaking of those early difficulties of Biometry, Galton writes : 

" The new methods occupy an altogether higher plane than that in which ordinary statistics 
and simple averages move and have their being. Unfortunately the ideas of which they treat, 
and still more the technical phrases employed in them, are as yet unfamiliar. The arithmetic 
they require is laborious, and the mathematical investigations on which the arithmetic rests 
are difficult reading even for experts ; moreover they are voluminous in amount and still grow- 
ing in bulk. Consequently this new departure in science makes its appearance under conditions 
that are unfavourable to its speedy recognition, and those who labour in it must abide for some 
time in patience before they can receive much sympathy from the outside world. It is astonish- 
ing to witness how long a time may elapse before new ideas are correctly established in the 
popular mind, however simple they may be in themselves. The slowness with which Darwin's 
fundamental idea of natural selection became assimilated by scientists generally is a striking 
example of the density of human wits. Now that it has grown to be a familiar phrase, it seems 
impossible that difficulty should ever have been felt in taking in its meaning. But it was far 
otherwise, for misunderstandings and misrepresentations among writers of all classes abounded 
during many years and even at the present day occasional survivals of the early stage of non- 
comprehension make an unexpected appearance. It is therefore important that the workers in 
this new field who are scattered widely though many countries, should close their ranks for the 
sake of mutual encouragement and support. They want an up-to-date knowledge of what has 
been done and is doing in it. . . . 

" This Journal, it is hoped, will justify its existence by supplying these requirements either 
directly or indirectly. I hope moreover that some means may be found, through its efforts, of 
forming a manuscript library of original data. Experience has shown the advantage of 
occasionally rediscussing statistical conclusions, by starting from the same documents as their 
author. I have begun to think that no one ought to publish biometric results without lodging 
a well arranged and well bound manuscript copy of all his data, in some place, where it should 
be accessible under reasonable restrictions, to those who desire to verify his work. But this by 
the way*. 

" There remains another urgent reason of a very practical kind for the establishment of this 
Journal, namely that no periodical exists in which space could be allowed for the many biometric 
memoirs that call for publication. Biometry has indeed many points in common with Mathe- 
matics, Anthropology, Botany and Economic Statistics, but it falls only partially into each of 
these. An editor of any special journal may well shrink from the idea of displacing matter 
which he knows would interest his readers, in order to make room for communications that 
could only interest or be even understood by a very few of them." (pp. 7-8.) 

Thus Galton in his eightieth year heartened his young lieutenants for 
their task, and his words have been through some 28 years a guide to the 

* It is noteworthy that Galton's suggestion of a store of data (which has been provided in 
the archives of the Galton Laboratory for all papers worked out there) has recently been 
revived by Professor Julian Huxley, and suggestions made for storing measurements in the 
British Museum (Natural History). 



102 Life and Letters of Francis Galton 

surviving editor of Biometrika, never in the first place to expect recognition 
too quickly, and always if possible to give opportunities for publication to 
the younger men, whose work and enthusiasm might elsewhere meet with 
a cool reception. 

Gifted Sons of Gifted Fathers. On November 28, 1901 (Nature, Vol. lxv, 
p. 79) Galton published a paper entitled : " On the Probability that the Son 
of a very highly-gifted Father will be no less gifted." 

" Here we meet again with the specious objection which is likely to be adduced, as it has 
already been urged with wearisome iteration, namely, that the sons of those intellectual giants 
whom history records, have rarely equalled or surpassed their fathers*. In reply I will confine 
myself to a single consideration and, ignoring what Lombroso and his school might urge in 
explanation, will now show what would be expected if these great men were as fertile and as 
healthy as the rest of mankind. 

" The objectors fail to appreciate the magnitude of the drop in the scale of intelligence, from 
the position occupied by the highly exceptional father down to the level of his genetic focus (as 
I have called it), that is the point from which his offspring deviate, some upwards, some down- 
wards. They do not seem to understand that only those sons whoso upward deviation exceeds the 
downward drop can attain to or surpass the paternal level of intelligence, and how rare these 
wide deviations must be." 

Galton points out that besides the exceptional quality of the father there 
are three other factors influencing the position of the offspring's genetic focus : 
(i) the quality of the mother, (ii) the quality of the father's ancestry and 
(iii) that of the maternal ancestry. The problem is — if we do not discuss it 
from an individual case — what weight to give to these three additional factors. 
Now it is a well-recognised fact that while exceptional parents produce 
exceptional sons at a much higher rate than non-exceptional parents do, the 
pairs of the latter are so much more numerous than those of the former that 
it is far more probable that an exceptional man is the son of non-exceptional 
than of exceptional parents. Hence when we are dealing with average results 
(ii) and (iii) will not be highly contributory. On the other hand many ex- 
ceptional men have wives much above the average, and we ought to reckon 
something for the influence of the mother. Let us take her influence to be 
measured by an exceptionality one-fifth that of her husband and suppose him 
to be one man in a thousand f. If we have somewhat over-estimated the 
average exceptionality of the wife, as one woman in two hundred, we have done 
so purposely partly to account for possibly neglected paternal and maternal 
ancestry, and partly to give the son a better chance of reaching to his father's 
exceptionality. On these assumptions we may treat the problem on rather 
more modern lines than Galton has done. The "genetic centre" or mean of 
the array of offspring of our exceptional man and his wife will be at a 
distance 2*086 x <r, where cr is the standard deviation or variability of 
the population for the given character. This supposes the parental corre- 
lations to be equal and of intensity '46, and the coefficient of assortative 
mating to be '25, both reasonable average values. The average son of our 

* See what has already been said regarding this point on our p. 27 above. 
t Assuming that the coefficient of assortative mating to be - 25 then the average wife of an 
exceptional husband (1 in 1000) would only be 1 in 40. 



Correlation and Application of Statistics to Problems of Heredity 103 

exceptional parents is only one man in fifty-four. We have now to determine 
what is the variability of this array of sons about the mean and how many sons 
in that array will equal or exceed the father in exceptionality. The variability 
of such sons is '8133cr, and the deviation from the filial mean of the father 
is (3-100-2-086) 0-= l-014o-, or the deviation is 1'014/'8133 = 1'25 nearly in 
terms of the sons' variability. From which we ascertain that only 1 1 times 
in 100 occasions would the son equal or exceed his father's exceptionality, i.e. 
one in nine sons. Granting an average of three sons to each father we have 
to examine the cases of three exceptional fathers before we come across a son 
equal to his father in ability. 

But Galton was considering a much higher degree of exceptional ability ; 
he suggests seven or eight times the quartile for his excess above mediocrity. 
Let us take one man in 100,000, and suppose a nearer approach in the mother 
to Galton's view, say she was one woman in fifty, then the deviations of the 
parents would be 4'27<x and 2'05cr respectively. The genetic centre would be 
2'32cr, and the deviation of the filial mean from the father in terms of filial 
variability would be (4'27 -2'32)/'8133 = 2'40 nearly, or 8 sons out of 1000 
would reach or exceed their fathers' level or 1 son in 125, or allowing three 
sons to a father only 1 son would arise in the case of 40 fathers of distinction 
who would be at least his father's equal. 

In a population of 10,000,000 adult men there would be 100 of this ex- 
ceptional ability each producing able sons at the rate of '025 apiece. The 
remaining 9,999,900 produce 97'5 or nearly at the rate of 1 per 1000, or '001 
apiece. That is to say 39 exceptional men are produced by non-exceptional 
fathers to one produced by exceptional fathers, but the latter produce 
exceptional sons at 25 times the rate of the former. This is the paradox 
which Galton tried in vain to make people understand. It has quite recently 
been again confusing the minds of Professors Raymond Pearl and Leonard 
Hill, who cannot grasp how great ability is inherited, because the majority 
of distinguished men have not distinguished fathers. 

Pedigrees. Few of those who have had the task of making pedigree charts 
have not been worried by the unmanageable size to which they are apt to grow, 
but still more by the difficulty of indexing in a connecting form the material 
on which pedigrees are ultimately to be based. Galton in a paper entitled 
"Pedigrees," published in Nature, April 23, 1903 (Vol. lxvii, pp. 586-7), 
suggests a method of what may be termed an "index pedigree" — or as he 
himself termed it a "pedigree based on fraternal units." This consists in 
giving a numbered page to each family group. The family group consists of: 
(i) Father and (ii) Mother with reference to their family group numbers; 
(iii) their offspring, with any facts the purpose of the pedigree is to illustrate 
stated about them; thus the main information is to be found on the page, 
where an individual is one of the offspring, i.e. under his family group number ; 
(iv) the. wife or husband of each child with their family group numbers; and 
(v) the family group number which gives the offspring of each marriage in 
the first family group. The birthdays of the parents in every family group are 



104 



Life and Letters of Francis Galton 



given, in each case for the purpose of distinguishing couples with the same 
names. The following is a slightly modified reproduction of Galton's illustra- 
tion. The whole "index pedigree" will of course have an index, the main 
family group of any individual and the family group founded by him being 
recorded. For example we look up Frank Gore in this index and find against 
his name 205, 340. The latter entry will give his birthday and confirm that 

Family Group*. 



John Gore 
Amy Myers 


29 October 1822 
4 May 1826 


31 d 
43 c 


101 


Fred. Gore 
George Gore 
Ellen Gore 
Susan Gore 
Steph. Gore 
Fanny Gore 


101a 
1016 
101c 
101 ^ 

101 e 
101/ 


Characterisation 


Mary Drew 
Jane Boyle 
John Piers 
Unmarried 
Unmarried 
Harry Pitt 


144 a 
136 e 
105 6 

163/ 


205 
211 

207 

223 


George Drew 
Eliz. Patten 


27 March 1827 
9 May 1830 


51d 
62 a 


144 


Harry Drew 
Mary Drew 


144 a 

144 6 
144 6 




Rose Spry 

1. Fred. Gore 

2. George Lewis 


123e 
101a 
165 c 


315 

205 
340 


Fred Gore 
Mary Drew 


26 November 1858 
4 October 1862 


'lOla 
144 6 


205 


Frank Gore 
Amy Gore 
Anne Gore 
Alex. Gore 
Rose Gore 


205 a 
205 6 
205 c 
205 d 
205 e 




Anne Fox 
James More 
Unmarried 
Eva Sully 
Stephen Bell 


218a 
265 c 

241 d 
270 6 


340 
344 

370 
315 



* Slightly modified from Galton's form. Letters to individual numbers need only be 
attached when there are no names. 

he is the man we are seeking. It will give us information as to all his children 
and by reference to the number in the last column on the right we can find 
out the characteristics of his grandchildren and so on to lower descendants. 
By reference to the other number 205, we find the full particulars of all his 
brothers and sisters, and can trace by the numbers 344, 370, 315 all his 
nephews and nieces, and then upwards to their ancestors or downwards to 
their descendants. The family numbers 101 and 144 lead us to the particulars 
of his father and mother, and to those of all his paternal and maternal uncles 
and aunts respectively. 101 and 144 also give us the family group numbers 
of his paternal grandparents. The numbers 211, 207 and 223 will enable us 
to find all his paternal, while 315 will give us his maternal cousins. 340 will 
lead us to his half-brothers and sisters. 



Correlation and Application of Statistics to Problems of Heredity 105 

It is fairly clear that if the General Registry were indexed in this way, or 
even special registries like those of the Society of Friends, pedigree making 
would be easy work. The Family Group system becomes somewhat more 
cumbersome in the case of rapidly breeding mammals, for example, dogs. In 
this case it is needful to replace the family group by the dam, sire and single 
litter, even if the mating be repeated, as the material becomes too unwieldy. 
For very small mammals — guinea-pigs, rats or mice — where names are not 
given, it is the index number of the individual which needs careful thought, 
especially if it is desired to provide in that index number some indication of 
the generation to which an individual belongs. A small letter may be given 
to each individual in the litter attached to the family group index number, 
and F s may be added to denote the sth generation from foundation stock, but 
it is difficult if, say, an F 2 sire has been mated with an F 3 dam to indicate 
this relation briefly. The difficulty is greater when such a mating is some 
distance back in the ancestry. If such matings have occurred in considerable 
numbers the use of generation marks in the index number of animals becomes 
a doubtful blessing, and we may well fall back on Galton's Family Group 
numbers plus a small letter. 

Nomenclature of Kinship. Galton, still thinking over various methods 
of expressing kinship, turned from the numerical expression of it to seek a 
brief nomenclature, and published in Nature, January 28, 1904 (Vol. lxix, 
pp. 294-5) a paper entitled: "Nomenclature and Tables of Kinship." In this 
he endeavours to give a self-explanatory, brief and euphonious name to each 
grade of kinship, which he had in earlier papers provided with an appropriate 
literal or numerical symbol (see our Vol. n, pp. 354-5, and the present volume, 
pp. 44-5). He does it in the form of a schedule, here reproduced (see 
p. 106), for recording in all his known relatives some character X known to 
exist in A.B. This schedule is practically what he used in the same year to 
obtain the distribution of successes in the kinsfolk of Fellows of the Royal 
Society, a topic to which we shall return shortly. The schedule is republished 
here because it may form a starting point for those desirous of making 
similar inquiries. One of the most important points in it is the insistence 
(by the presence of a separate column) on the importance of enumerating 
the total number of relations of each class. Even up to the present year I 
have seen disease schedules drafted in which the question is asked : How 
many brothers (sisters, cousins, uncles, aunts, etc.) have been subject to the 
disease? without the slightest consciousness that such information is idle 
unless accompanied by the statement of the total number of relatives, 
affected and not affected, in each class. 

There is only one way and that a rather incomplete one in which such 
imperfect data can be somewhat inadequately utilised. That is by ascertain- 
ing the average number of relatives of each class in the population at large. 
Galton often pressed the present writer for data on this point, but there arose 
considerable difficulties in the way of obtaining them, perhaps the chief of which 
were the secular changes in the size of families and the infant death-rate*. 

* There are also difficulties with regard to the " weighting " of the large families both in the 
collecting of the data, and in the actual use of them when obtained. 

pqiii 14 



106 Life and Letters of Francis Galton 

Distribtition of the Peculiarity X in the Family of A.B. 

fa = Father, or father's, according to its place; similarly, me = Mother; bro = Brother; si = Sistei 
so (or sow where more euphonious) = Son. The links in the chain of kinship are to be read as leadir 
outwards from A.B. Thus, me da signifies "A.B.'s mother's daughter is." fa bro son means "A.B, 
father's brother's son is." 



Ordinary names 

for generalised 

kinships 


Titles 

showing 

the precise 

chain of 

kinships 


Adults alone 


Titles 




Adults alone 


Names in 
full of 


Total 

No. of 

sons and 

daughters 


Initials of 

those whose 

.Y deserves 

record 


showing 

the precise 

chain of 

kinships 


Total 

No. of 

sons and 

daughters 


Initials of 

those whose 

X deserves 

record 


those whose 
initials 

appear in the 

preceding 

column 


Grandfather 
Grandmother 


fa fa 
fa me 


1 
1 




me fa 
me me 


. 1 
1 






Uncles 
Aunts 


fa bro 
fa si 






me bro 
me si 








Father 
Mother 


father 
mother 


1 
1 







— 


— • 




Brothers . . . 

Sisters 


brother 
sister 









— 


— 




Half-brothers 
Half-sisters 


fa son 
fa da 






me son 
me da 








Nephews ... 
Nieces 


bro son 
bro da 






si son 

si da 








First cousins 
Male 


fa bro son 

fa si son 




• 


me bro son 
me si son 








First cousins 
Female 


fa bro da 

fa si da 






me bro da 
me si da 








Maiden name of the wife 


Year of 
marriage 


Number who 
survived infancy 


Initials of 
those whose X 
deserves record 




Sons 


Daughters 

















Correlation and Application of Statistics to Problems of Heredity 107 

Number of Kinsfolk. This question of the "Average Number of Kinsfolk 
in each Degree" was raised by a paper with this title published in Nature, 
September 29, 1904 (Vol. lxx, p. 529). Galton tells us that the simplest 
conditions for a general theory are those which suppose (i) the population to 
be stable, i.e. its numbers statistically constant in successive generations; 
(ii) that the generations do not overlap; (iii) that they are completed by 
passing wholly into history ; and lastly (iv) that any individual is taken into 
account at whatever age he or she may have died. Galton further supposes 
that the numbers of the two sexes may be taken as roughly equal. Thus he 
considers it only needful to work out the results for a single sex. Suppose 
the average number of females born to a woman who is a mother to be d, 
then he says that on the average only one of her female children will be 
fertile of female children, or the chance that any one of these females will be 
fertile of females is l/d. Any mother has d female and d male children and 
therefore any one of these children will have d — \ brothers and d — ^ sisters 
on the average. Galton uses a dash to denote a female relative who is fertile 
of females. Thus the number of sisters (si) is d — %, but the number of fertile 
sisters (si') is only (d — \)/d, and each of these produces d daughters (da). 
Accordingly the number of sisters' daughters (sororal nieces) of a woman 
will be (a — \)fdxd = d — \. In this way the following table is reached: 





Specific Kinships 


Average Number in each 


Ancestry : 


me' (mother) ... 

me' me' (mother's mother) ... 

me' me me (mother's mother's mother) 


1 

lx 1 
lxlxl 


i 
i 

i 


Collaterals : 


si (sisters) 

me si (maternal aunts) 

me me' si (maternal grandmother's sisters) 

si' da (sisters' daughters) 

me' si' da (mother's sisters' daughters) 

si' da da (sisters' daughters' daughters) ... 


d-l 

1 x(d-l) 
lxlx(d-i) 
{d-DJdxd 
1 x(d-\)jdxd 
(d-%)jdx\xd 


d-h 
d-l 
d-\ 
d-l 
d-\ 


Descendants : 


da (daughters) 

da' da (daughters' daughters) 

da' da' da (daughters' daughters' daughters) 


d 

( d *d) x ( dx d) xd 


d 

d 

d 



Further explanatory letters were published by Galton, October 27, 1904, 
November 10, 1904, and January 12, 1905. These note one or two misprints 
and also reply to an objection raised by Professor G. H. Bryan. The reader 
will find an interesting paradox to solve, if he asks why his wife's sisters' 
daughters are on the average slightly less numerous than those of his own 
wife! 

Kinsfolk of Fellows of the Royal Society. The main purpose of several 
of the notes by Galton discussed above becomes clear when we read the 

14—2 



108 



Life and Letters of Francis Gallon 



paper he communicated to Nature on August 11, 1904 (Vol. lxx, pp. 354-6) 
entitled : " Distribution of Successes and of Natural Ability among the Kins- 
folk of Fellows of the Royal Society." Galton received more than 200 replies to 
a circular with a blank schedule (see our pp. 105-6) which he had sent to 
the Fellows. In this paper he deals with the 110 which arrived up to a certain 
date, and contained one or more noteworthy kinsfolk of the Fellow. Galton 
introduces a slightly arbitrary system of marking, namely 3, 2, 1 or marks to 
measure more or less noteworthiness, but gives lists of what sort of positions 
and honours he paid attention to. All Fellows of the Royal Society were 
given the highest or starred class with 3 marks. In many cases the judgment 
as to noteworthiness depended on the opinion of the F.R.S. who filled in the 
schedule, more especially when it concerned the women of his family. Those 
who will take the trouble to examine the book later published by Galton 
and Schuster (see our pp. 113-121) will see how differently various Fellows 
rated "noteworthiness" in their own families; some consider success as 
merchant or solicitor, or even the becoming an advocate, as a noteworthy 
achievement, while others would probably never for a moment suppose such 
occurrences in their family as more than the ordinary routine of middle-class 
professional life. Galton for obvious reasons does not provide the marks he 
allotted to such noteworthiness, and he probably marked it low, but the fact 
that he gave the highest number of marks to every Fellow of the Royal 
Society makes his present biographer somewhat sceptical as to the value 
of his system in grading ability; at the one end you may have a born 
scientific genius who revolutionises men's ways of thinking of nature, at the 
other the professional scientist, not known outside his own country, scarcely 
beyond his own university, and in no way more able than the normal man 
in any profession who makes a living by his calling. Admittedly Galton's 
task was a very difficult one and probably his method may have been, if rough, 
sufficiently accurate to demonstrate the results he considers to flow from it. 
Let us consider some of these results : 

In the first place he gives a Table, we may notice, for the successes of 
male kin of Fellows of the Royal Society through A (Male) and B (Female) 
lines. In this Table the columns headed "Index of Success" are the total 



Successes of Kinsmen of Fellows of the Royal Society. 



A. Through Male Lines 


B. Through Female Lines 


Kinship 


Index of Success 


Kinship 


Index of Success 


fafa bro 
fa bro son 
fafa 
fa bro 


26 
45 
67 
66 


me me bro 
me si son 
me fa 
me bro 


5 
31 
58 
64 


Total 


204 


Total 


158 



Correlation and, Application of Statistics to Problems of Heredity 109 

marks for " noteworthiness " obtained by the total corresponding grade of kins- 
men of the 110 Royal Society Fellows. It is important that the reader should 
bear this in mind as it is not an index in the usual sense of a ratio or percentage. 
On this Galton comments: 

"A popular notion that ability is mainly transmitted through female lines is more than 
contradicted by these figures." 

A first impression might be that this result is due to overlooking ability in 
the women, but Galton had on his schedule a list referring only to women*. 
Even if the Fellows did overlook the capacity of their mothers (which is not 
usual with sons of ability) this does not account for their overlooking the 
achievements of their mothers' relatives. I think the explanation is to be 
sought in other directions. We find that our 110 Fellows had 57 fathers of 
distinction, but only 16 mothers. The fathers are credited with 136 marks 
or 2 "4 marks apiece and the mothers with 24 or 1"5 marks apiece. It is clear 
that more than half the fathers of the Fellows were "noteworthy" in a fairly 
high degree and not more than 16 of these noteworthy fathers, possibly none 
of them, married a woman of special ability. That is to say they handicapped 
their sons by not marrying women of marked ancestral distinction. Had 
they chosen wives with equal ancestral distinction to that of their own line 
these 57 fathers would probably have had a still larger number of noteworthy 
sons. I particularly emphasise the word ancestral because an examination of 
the above table shows that our 57 fathers did not simply marry mediocrity. 
The me bro group is sensibly equal to the fa bro group in noteworthiness, 
and the me fa group (i.e. that corresponding to the fathers-in-law of the 
fathers) is not so far behind the fa fa group. In other words it would appear 
that our fathers of distinction were thrown by circumstance or inclination 
into the society of women (from whom they chose their wives) who were the 
sisters or daughters of men of distinction, but that in making their choice 
they paid no attention to their wives' earlier ancestry. The point is a somewhat 
subtle one and wants testing on more ample data, but it seems to me the real 
explanation of the results in Galton's table. We cannot conclude from it 
that ability in men is mainly transmitted through the male line. If the above 
interpretation be correct then the eugenist must ever bear in mind that it 
is not enough from the standpoint of offspring to marry a woman of ability, 
he marries so to speak also her stock f. 

The next point Galton makes is that the families of the Fellows must be 
fertile, because the number of brothers, whether of selves or of fathers, comes 
out 2 - 43. This would correspond, since d — ^ = 2"43, to 2d= 5'86 or practically 
nearly 6 members in the family. But although this is a measure of the 
observed fertility in the 110 Fellows, I think a word of warning is needful. 

* Suggested categories : Social leader, Great force of character, Reputed very clever, Artistic 
(in any way) to an exceptional degree, Successful worker in educational, civic and philanthropic 
matters, Brilliant prize winner at school or college, etc. 

f This is of course only repeating the biological fact, that the genetic potentialities of an 
individual are only very partially determined by his or her somatic characters, and the only way 
to obtain a wider appreciation of them (in the case of man where experimental breeding is im- 
possible) is to examine the whole stirp as fully as possible. 



1 10 Life and Letters of Francis Gait on 

Fifty-seven fathers of these Fellows were themselves distinguished men. Now 
let us start from distinguished fathers; we have seen (see our pp. 102-3) 
that they are likely to have a higher percentage than mediocre fathers of dis- 
tinguished sons, but the probability of a distinguished son occurring to a 
distinguished father depends on the number of his male offspring. Hence if 
we start by selecting distinguished men, we are likely to find that their fathers 
had families above the average, especially if those fathers were themselves 
distinguished. I do not think therefore that we can reach a measure of the 
fertility of distinguished men from the number of their brothers, nor indeed 
from the number of their fathers' brothers, if a large number (upwards of 50 °/ o ) 
of those fathers were themselves distinguished. We require the number of 
children of the Fellows themselves, and this has not been provided. 

The next point raised by Galton is of very considerable interest, namely 
the relative intensity of heredity in the direct line and in the collaterals of 
this line. I am a little puzzled to follow Galton here. In the direct line of male 
ancestors there is only one representative in each generation, and there is no 
necessity to divide by 1 1 the total marks obtained by each grade of ancestry 
if we are dealing only with relative measures of noteworthiness. In the one 
case of fa fa and me fa, the grandparents, Galton does divide by two. Yet 
when he comes to the collateral kinsmen, he puts down the total marks gained 
by brothers, and these number not 110 but 110 x 2 "43 brothers, and there- 
fore it is not legitimate to compare the total marks obtained by brothers with 
those obtained by "selves" or fathers. In the same way Galton does divide by 
two the sum of the total marks obtained by paternal and maternal uncles, 
but forgets that uncles are more numerous than fathers or selves! I have 
therefore ventured to recompute Galton's Table III, adding to it one or two 
additional items, but giving in each case the average number of marks 
obtained by a kinsman of the given grade instead of Galton's total marks of 
the class. The following will illustrate the method by which my average has 
been obtained. There are four kinds of male cousins: (i) fa bro son; their 
average number is 1 x{(d — \)/d\ x d, for there is only one father; his average 
number of brothers = a — ^, and ijd (see our p. 107) is the probability that a 
brother will have sons and d is the number of his sons. Accordingly (on Galton's 
theory) d — \ is the number of male cousins that a man will have of the class 
fa bro son; (ii) fa si son will also provide d — \ male cousins; (hi) me bro son 
and (iv) me si son will give the same number, or the average number of total 
male cousins is 4 (d — ^). Galton gives 2"43 as the average number of brothers 
in the self generation and the father generation. Hence d — ^ = 2*43 and 
d = 2"93, and therefore on Galton's theory 972 is the average number of male 
cousins or 19*44 the average number of cousins of both sexes combined *. Now 
the following are the total marks obtained by the cousins of 110 men, i.e. 
2 138 '4 cousins : fa bro son, 45 ; fa si son, 25 ; me bro son, 46 ; and me si son, 
31; total marks, 147. Average marks of a cousin: "07. 

* This seems to me rather a low average number of cousins for the individual, but I think 
it is the number which results from supposing the population stable; probably no population 
ought to be considered as such. 



Correlation and Application of Statistics to Problems of Heredity 111 

Proceeding in this manner we obtain the table below. I am inclined to 
think the average marks for Sons and Nephews too low, as it is possible 
that many of them would not have had time to reach full noteworthiness. 
As I have noted there is something defective in the earlier generations through 
the female line, and I have contented myself with using fa fa bros and 
fa fa fa as representatives of their grade. Galton does not even give fa me fa 
so that we cannot tell whether they got zero marks or he omitted to classify 
them. It is quite probable that many men know more of their father's 
paternal than of his maternal grandfather, a result of the old habit of tracing 
descent only through the male line. 

Average Noteivorthiness of Kinsmen in Direct and Collateral Lines 
of 110 Fellows of the Royal Society. 



Generation 


Kinship 


Numbers 


Total 

Marks 


Average 
Marks 


Kinship 


Numbers 


Total 
Marks 


Average 
Marks 


I 
II 

III 
IV 


Self 

fa 

faf a \ 

me fa) 

fa fa fa 


110 
110 

220 
110 


330 
136 

125 
11 


3-00 
1-24 

0-57 
0-10 


Brothers 
fa bros \ 
me bros) 

fa fa bros 
* 


267-3 
534-6 

267-3 


170 

130 

26 


0-64 
0-24 

0-10 


Additional 


Sons 


322-3 


49 


015 


Nephews 1 
= bro sons + si sons) 
Cousins 


5346 
2138-4 


48 
147 


0-09 
0-07 



* No entries have been made by Galton for the father's great uncles. 

From this revised table Galton's main conclusion flows as definitely as, 
perhaps more definitely than, from his own Table. The ancestor in the direct line 
is far more noteworthy than the average collateral in the same grade. To be 
in the direct line from distinguished ancestry amounts to much, but to be 
merely the collateral of a great man means very little. Examining the numbers 
in the first three lines of the table we see that the collaterals of a man of 
distinction have on the average only £ of the noteworthiness of his direct 
ancestor in each generation. As Galton puts it elsewhere, to be the cousin of 
a man of ability means little if the kinsman gets only the cousin's average 
share; it might mean a good deal if the character did not blend and the 
kinsman ran the chance, if a small one, of getting the whole of his cousin's 
exceptionality. 

Galton next discusses the "Relation of Success to Natural Ability." 
He proceeds by stating that success is due to the combined effect of Natural 
Gifts and Circumstances. His method is to record success in terms of 1, 0, 
and — 1 marks to each division of a third of the frequency distribution for 
ability J and he marks each grade of circumstance ("healthy rearing, family 

t The mean values of the thirds, 1 -09, 0, and — 1 -09, would be more legitimate. 



112 Life and Letters of Francis Galton 

and social influences, education, money, leisure, and surroundings that en- 
courage work or idleness") in the same way. Galton then assumes that if 
S be the measure of success, A of ability and C of circumstance,* 

and he then points out that the regression of success on ability will be just 
one half, if ability and circumstance be uncorrelated. But I see absolutely 
no reason for assuming the above form of relation between Success, Ability 
and Circumstancef . 

Galton considers the intensity of the relationship of Ability to Environment 
at some length. He suggests that "a bright attractive boy receives more 
favour, and thereby has more opportunities of getting on in life, than a dull 
and unpleasing one, but these advantages are not without drawbacks; 
attractiveness leads to social distractions, such as have ruined many promising 
careers." Then he cites Henry Taylor's couplet: 

"Me, God's mercy spared from social snares with ease, 
Saved by the gracious gift, ineptitude to please." 

But I fear that no generalities, only numerical observations, can lead us 
to a true appreciation of the value of r AC . Researches since Galton's day 
show how small is the correlation of Ability and Environment. Galton 
suspected this and wrote that he believed home influences were much less 
potent than might be supposed. Galton states that the result of his inquiry 
was "to prove the existence of a small number of more or less isolated 
hereditary centres, round which a large part of the total ability of the 
nation is clustered, with a closeness that rapidly diminishes as the distance 
of kinship from its centre increases." 

He further held that these exceptionally gifted families were an asset to 
the nation. "It must suffice for the present to mention the existence of at 
least nine gifted families connected with Fellows of the Royal Society, two 
or three of whom are exceptionally gifted." He concludes (as he has done 
elsewhere: see Vol. u, pp. 120-2) that it would be both feasible and advan- 
tageous to make a register of gifted families. Such a register Galton started 
for other fields of noteworthiness than the scientific, and fragments of this 
boldly outlined scheme still lie in the archives of the Galton Laboratory. 

I have given considerable space to this paper of Galton, partly because 
it forms the basis of the later book on Fellows of the Royal Society, but 

* The regression of success on ability would be J (a- A + <*c r Ac)l' T A-i where u A and <r a are the 
variabilities and r AC the correlation of ability and circumstance. Clearly the regression of 
success on both ability and circumstance = |, if r AC = 0. 

t Preserving the type of symbols used in the last footnote the better form of relationship 
would be _ 

S-S = r 8A -r sc r A0 A -1 + r 8C - r SA r AC C-C 

<*S 1- ^AO ^A 1 — I^AC °"C 

where a bar denotes a mean value. Short of determining from actual observation the "three 
correlations r SA , r sc , and r A0 , I do not see that we can profitably guess at values (such as i) 
for the multiple regression coefficients. 



Correlation and Application of Statistics to Problems of Heredity 113 

chiefly because, although I doubt the accuracy of some of the processes 
adopted, it is highly suggestive for kindred researches, and appears to have 
attracted little of the attention it deserved at the time of its publication in 
Nature. 

Closely associated with the material on which the above memoir was based 
is a letter Galton published in The Times, November 17, 1904, with regard 
to the character and ancestry of Lord Northbrook, who had died on the 
1 5th of the same month. Galton was in a position to comment on the character 
of Lord Northbrook, for he had served on a council* with him for two years 
and noted his "rare combination of thoroughness and quickness," which 
were reported family characteristics of the Barings. Galton was also well 
acquainted with the family history of the Barings for Lord Northbrook 
as a Fellow of the Royal Society had replied to Galton's schedule very 
amply and sympathetically. A full pedigree of the Barings as a noteworthy 
family would be well worth working up. Like many families of distinction 
in Great Britain, the Barings in the direct male line show foreign blood. 

Noteworthy Families. 

We now turn to the work which embraces the data on which the pre- 
ceding two communications were based. The material was collected by 
schedules issued by Galton which were filled in by about half the Fellows 
and returned to him. From these Mr Edgar Schuster f selected the families 
in which there were at least three noteworthy kinsmen, and formed lists of 
their achievements on Galton's model. He thus compiled the brief biographical 
notices of sixty-six noteworthy families which fill about two-thirds of the 
volume. The book is entitled : 

Noteworthy Families (Modern Science). An Index to Kinships in Near 
Degrees between Persons whose Achievements are honourable and have been 
publicly recorded. By Francis Galton, D.C.L., F.R.S., Hon. D.Sc. (Camb.) 
and Edgar Schuster, Galton Research Fellow in National Eugenics. Vol. I 
of the Publications of the Eugenics Record Office of the University of 
London. John Murray : London. 

The intention was to collect similar material in other fields and publish 
corresponding volumes for Literature, Art, Politics, etc. Some of this material 
was actually collected J. 

If we consider briefly the material compiled by Schuster one is bound to 
confess that it is disappointing. As only about half the Fellows replied, and 
the families of only 63 are discussed, it is clear that we cannot look upon 
the results as representative of the Royal Society, much less of British 

* Probably that of the Royal Geographical Society of which Lord Northbrook was at one 
time President. 

t Mr Schuster had, in October 1904, been elected to the first Research Fellowship in 
National Eugenics founded by Francis Galton in connection with the University of London : 
see Chapter XVI below. 

X "This volume is the first instalment of a work that admits of wide extension." Galton's 
Preface, p. ix. 

P G III 15 



114 Life and Letters of Francis Galton 

Science. We cannot assume that the bulk of those who did not reply 
omitted to do so because their families presented no noteworthy members. 
We thus obtain no wholly trustworthy general picture of the frequency with 
which noteworthy men of science arise from noteworthy or commonplace 
families. Further in the 63 families dealt with as noteworthy we feel the 
definition is too arbitrary, several scarcely reach real distinction, and for 
those that do and are well worthy of record a trained genealogist could have 
given a truer picture and more interesting account of the family (with a 
pedigree chart !) from fairly accessible sources. We have indeed no certainty 
that our sample is a "random" one. Galton in hisPreface of xhii pages, which 
forms the more valuable part of the book, admits that the facts given are 
"avowedly bald and imperfect," but considers that they lead to certain im- 
portant conclusions, for example he considers they show "that a considerable 
proportion of the noteworthy members in a population spring from com- 
paratively few families" (p. ix). This is very likely true, but it is difficult 
to accept it on evidence which does not indicate how many noteworthy 
persons there are in the population or how many we are to expect in a 
family, and deals only with what is probably not a truly random sample of 
even the men of science in the population, i.e. 63 out of a total which in 
1914 was fixed at 1729 for the British Empire*. 

Galton notes several important points, which may be of value as cautions 
to future circularisers. I cite some of them : 

"The questions were not unreasonably numerous, nor were they inquisitorial; nevertheless, 
it proved that not one-half of those addressed cared to answer them. It was, of course, desirable 
to know a great deal more than could have been asked for or published with propriety, such as 
the proneness of particular families to grave constitutional disease. Indeed the secret history of 
a family is quite as important in its eugenic aspect as its public history; but one cannot expect 
persons to freely unlock their dark closets and drag forth family skeletons into the light of day." 
(pp. ix-x.) 

Galton accordingly only asked for information on points which " could be 
stated openly without the smallest offence to any of the persons concerned." 
One matter astonished Galton; he found it extraordinarily difficult to 
obtain even for near kin the number of kinsfolk of each person in each 
specific degree of kinship. Sometimes the omission was no doubt due to 
oversight or inertia, but Galton was surprised to find in how many cases 
the number of near kin was avowedly unknown. 

"Emigration, foreign service, feuds between near connections, differences of social position, 
faintness of family interest, each produced their several effects, with the result as I have reason 
to believe, that hardly one-half of the persons addressed were able, without first making inquiries 
of others, to reckon the number of their uncles, adult nephews, and first cousins. The isolation 
of some few from even their nearest relatives was occasionally so complete that the number of 
their brothers was unknown." (pp. x-xi.) 

Galton (p. xiii) states that he uses the epithet "noteworthy" to corre- 
spond in all branches of effort to that which would rank with an F.R.S. among 
scientific men. He considers that the term covers all those who appear in 
the Dictionary of National Biograj)hy, and about half those who appear in 

* Who's W/to in Science, 1914. 



Correlation and Application of Statistics to Problems of Heredity 115 

Who's Who. No attempt, he tells us, is made in Noteworthy Families to 
deal with the transmission of ability of the highest order. Galton here 
repeats what he has suggested elsewhere, namely that genius is akin to 
insanity: "the highest order of mind results from a fortunate mixture of 
incongruous constituents, and not such as naturally harmonise. Those con- 
stituents are negatively correlated, and therefore the compound is unstable 
in heredity" (p. xv). I do feel it impossible to accept this view; it is quite 
easy to cite the names of men, to whom the world accords the title of genius, 
who have had a strain of madness. But one is apt to exaggerate their number 
and possibly their greatness. Galton states that "the highest imaginative 
power is dangerously near lunacy." He tells us that he once heard Bonamy 
Price narrating how as a young man he had asked Wordsworth what was 
the exact meaning of the lines in the famous Ode to Immortality* : 

"Not for these I raise 
The song of thanks and praise; 
But for those obstinate questionings 
Of sense and outward things, 
Fallings from us, vanishings ; 
Blank misgivings of a Creature 
Moving about in worlds not realised," etc. 

Wordsworth had replied that he had had not unfrequently to exert strength, 
as by shaking a gatepost, to gain assurance that the world around him was 
a reality. Galton concludes that at such times the mind of Wordsworth 
could not have been wholly sane; indeed he goes further and considers that 
such conduct suggests temporary insanity. Yet it seems to me that to 
every contemplative man, or at least to every contemplative child, such 
slipping away from their momentary environment, even in a crowded gather- 
ing, will not be unfamiliar, and that they can remember instances when they 
have experienced a distinct effort to recall themselves to their space and time 
relations; even if they do not need to shake a gatepost, they may require 
to shake themselves. It is very curious that Galton, who was so essentially 
a psychologist and attributes much to the subconscious mindf, should have 
been unfamiliar with the states in which the mind seems switched off from 
external reality, although conscious that it is still continuing. It is, I think, 
unreasonable on this ground to associate Wordsworth with insanity. I cannot 

* This is not Wordsworth's title, which is: Ode, Intimations of Immortality from Recollections 
of Early Childhood — a title which suggests when the "obstinate questionings" arose, and with 
them the remedy. 

t Galton indeed held genius to be something akin to inspiration, and supposed that the 
powers of unconscious work possessed by the brain are abnormally developed in those who 
exhibit it. "The heredity of these powers has not, I believe, been as yet especially studied. It 
is strange that more attention has not been given until recently to unconscious brainwork, 
because it is by far the most potent factor in mental operations. Few people, when in rapid 
conversation, have the slightest idea of the particular form which a sentence will assume into 
which they have hurriedly plunged, yet through the guidance of unconscious cerebration it de- 
velops itself grammatically and harmoniously. I write on good authority in asserting that the 
best speaking and writing is that which seems to flow automatically shaped out of a full mind." 
(See pp. xvii-xviii of the work under discussion.) Lagrange when listening to music or at social 
gatherings would sink into deep reveries and lose all consciousness of his environment. 

15—2 



116 



Life and Letters of Francis Galton 



help regretting that the greater authority of Galton was thrown into the 
scale which was already weighted with Lombroso and Ellis. 

In the following chapter Galton discusses the proportion of noteworthies 
to the generality, but his final conclusion that "the proportion of one note- 
worthy person to one hundred of the generality who were equally well 
circumstanced as himself does not seem to be an over-estimate " requires 
perhaps more evidence than is provided. 

Chapter V deals with "note worthiness as a measure of ability," and 
discusses on the lines of his paper in Nature (see our pp. 1 08 et seq.) the inter- 
relation of Success, Ability and Environment. I have already commented on 
Galton's treatment of this topic. It seems to me that his discussion is based 
solely on classification and nothing can be predicted of the correlation 
between these three factors until their relative frequencies in the several 
classes have been determined by observation. 

Chapter VI deals with Galton's convenient nomenclature for kinship 
(see our p. 106). In Chapter VII we have the vital question investigated 
of the number of kinsfolk to be expected in each degree. I say this is vital, 
for without it we cannot possibly obtain any measure of the strength of 
heredity. Galton does not here adopt the method of his paper described on 
our p. 107, where he worked with a stable population, but he makes his 
returns for each class of kinship on the basis of the F.R.S.'s returns, the 
schedule containing an inquiry as to the number of kinsfolk in each degree, 
who survived childhood. Hence Galton's previous results do not strictly 
apply as they were based on all children born, as well as on a theoretically 
stable population. His Table V (p. xxx) gives only the data for 100 
Fellows. I looked at the schedules and found a rather larger number 
available as schedules appear to have come in later after his Table V was 
completed. But as the averages were not essentially altered, I will reproduce 
Galton's numbers, citing them in a different form. The problem wants 
answering on far more extensive material, but I do not know where else to 
find even a rough approximation to the average number of relatives a man 
may expect. 

Average Number of Kinsfolk in each Degree. 



Class 


Kin <? 


Average 
Number 


Kin , 


Average 
Number 


Size of Family 


Brothers and Sisters 
Uncles and Aunts 

Totals 

First Cousins 

Totals 


bro 

fa bro 
me bro 
Uncles 
fa bro son 
fa si son 
me bro son 
me si son 
cj Cousins 


2-06 
2-28 
2-19 
4-47 
2-65 
1-84 
2-36 
2-37 
9-22 


si 

fa si 
me si 
Aunts 
fa bro da 
fa si da 
me bro da 
me si da 
$ Cousins 


2-07 
2-07 
2-38 
4-45 
3-02 
2-08 
2-66 
2-46 
10-22 




5-13 
5-35 
5-57 

Total 
First 
Cousins 
19-44 



Clearly the number of nephews and nieces is also contained in the table. 
A man may expect on the average 4*49 nephews and 5*10 nieces, while a 



Correlation and Application of Statistics to Problems oj Heredity 117 

woman would have on the average 473 nephews and 5'12 nieces. The later 
generation seems to give a slightly smaller family than the earlier genera- 
tion. Since the families include only those who have reached adult age, and 
the infant death-rate was certainly greater in the older generation, the decrease 
in size of family is probably larger than appears. The calculations show that 
an individual has on the average about one fertile relative in each specific 
type of kinship. Galton now says that he proposes to make "the reasonable 
and approximate assumption" that "the number of fertile individuals is not 
grossly different to that of those who live long enough to have an opportunity 

of distinguishing themselves" "Thus if a group of 100 men had between 

them 20 noteworthy paternal uncles it will be assumed that the total 
number of their paternal uncles who reached mature age was about 100, 
making the intensity of success as 20 to 100 or as 1 to 5. This method of 
roughly evading the serious difficulty arising from ignorance of the true 
values in the individual cases is quite legitimate, and close enough for 
present purposes" (p. xxxiii). 

The argument is not easy to follow. Galton, for example, has (p. xxx) 
shown that the number of paternal uncles who survived childhood in the case 
of 100 F.RS.'s is 228, and he now says we must consider this as only 100, 
and so we see the above number reduced to less than one half. But I think 
he is contrasting those who survived childhood with those who lived long 
enough to have an opportunity of distinguishing themselves. He considers 
that only one individual in each grade of kinship can on the average be 
fertile in a stable community, and such an individual would probably live to 
an age at which he would have had an opportunity of distinguishing himself. 
But it is difficult to see why those who have an opportunity of distinguishing 
themselves are limited to the fertile. The unmarried uncle may equally with 
the married have a chance of distinguishing himself. Assuming that "survived 
childhood" meant to the Royal Society Fellows the surviving 15 years of age 
— and Galton refers to competitive success at school — and that by 40 years 
any man has had an opportunity of distinguishing himself, then only some 
£ of those alive at 15 are dead before 40. Thus our 228 paternal uncles 
would scarcely be reduced to 182 if they had died at the rate of the total 
average community. Probably their lives were considerably better than the 
average, and it would be safe to suppose nearly 200 lived to forty years. This 
is 100 °/ more than Galton proposes to take. I should therefore be prepared 
to double Galton's number of candidates for distinction in each collateral 
grade of kinship* (but this will not affect his conclusions, if we are discussing 
only relative, not absolute degrees of noteworthiness) and to suppose the same 
number of relatives in each grade, which is approximately true (see our p. 107). 

In Chapter VIII Galton limits his inquiry to males. He says that: 

"Women have sometimes been accredited in these returns by a member of their own family 
circle, as being gifted with powers at least equal to those of their distinguished brothers, but 
definite facts in corroboration of such estimates were rarely supplied." (p. xxxiv.) 

* This does not apply to the direct line, in which the number who lived to bear offspring is 
known exactly. Of course any direct ancestor may have died without reaching the age when he 
could obtain noteworthiness, but Galton does not consider the effect of this. 



118 



Life and Letters of Francis Galton 



It may be difficult to get adequate appreciation of women's noteworthi- 
ness, but it is still more difficult to measure heredity in ability, unless we 
have some direct measure of whether ability can be transmitted through the 
mother with strength equal to that of transmission through the father. We 
know whether the father was or was not noteworthy, but if we have no 
measure of the ability of the mother, we cannot determine whether an able 
maternal stock transmits its ability equally through an able and through a 
mediocre woman member. Further Galton does not discuss the sons of 
Fellows as many might not have reached maturity ; 467 persons were 
addressed, 207 of these sent serviceable replies, of which only G5 are treated 
in Schuster's list of noteworthy families of F.R.S.'s (pp. 1-79). Galton's 
data are numerically based on the 207 cases. He states that the real crux 
of the problem lies in what the remaining 260 were like. Abstention might 
be due to dislike of publicity, to inertia, or to pure ignorance; such causes 
would hardly affect the randomness of the sample, but if the 260 did not 
reply because they had no noteworthy kinsfolk this would influence the 
sample, and badly influence it. The two extremes are that (a) we suppose 
the 260 to share the richness of the 207 in noteworthy kinsfolk, (b) we con- 
sider that the 260 had no noteworthy kinsfolk. Galton says he cannot guess 
which of these hypotheses is the more remote from the truth, but considers 
that actuality cannot be very far removed from their mean value. I cannot 
find, however, that this is what Galton has really used. For example the 
F.R.S.'s had 81 noteworthy fathers. The percentage of noteworthy fathers 
on the first hypothesis is 81 x %$$ = 39 - 13 and on the second hypothesis is 
81 x 4^$ = 17 "34; thus the mean of the two is 28 "24. Galton, however, does 
not take the mean of the two hypotheses, but of the numbers 207 and 467, 
and gets 337; then he finds M ^ u> - = 24-04, and this is the percentage he 
actually uses. Taking 1 man in 100 as noteworthy — a somewhat arbitrary 
assumption — he states (p. xl) that F.R.S.'s have 24 times as many note- 
worthy fathers as the generality of men. Before we pass to Galton's final 
table we may cite one or two points he makes which are of distinct 
interest and importance for similar investigations. In Chapter IX he gives 
the result of marking individual degrees of noteworthiness ; he made three 
categories and gave to them in degree of noteworthiness marks 3, 2, 1. He 
then reduced the total of marks for each degree of kinship (657) to the 
total number of cases of noteworthiness (329). As a first appreciation the 
two results differed very little ; thus (p. xxxvii) : 



Comparison of Results with and without Marks in 65 Families. 




First 
Degree 


Second 
Degree 


Third 
Degree 


First 
Cousins 


Total 


Number of marks assigned 
Marks reduced by factor $f£ 
Number of Cases of Noteworthiness 


225 
113 
110 


208 
104 
112 


102 

51 
46 


122 

61 
61 


657 
329 
329 



The reason for this approximate concordance lies in the distribution of 
triple, double and single marks being much the same in the different 



Correlation and Application of Statistics to Problems of Heredity 119 

kinship groups. Galton concluded that marking for different degrees of 
noteworthiness would be a waste of energy in such a rough inquiry as that 
he was undertaking. But I think it would have been of great interest had 
Galton divided his material in another way, i.e. classified his F.Ii.S.'s into 
the three categories of noteworthiness, and tested whether their kinsmen 
had the same or different totals of marks. In other words he would have 
answered the question of whether ability leading to noteworthiness is 
inherited in quality as well as quantity. 

The next point is very important. Most men know beside their own 
name that of their mother, i.e. her maiden name. Hence both the numbers 
and achievements of the uncles and aunts in both paternal and maternal 
lives are known and there is no difference of a sensible kind in Galton's 
totals. This holds also for the achievements of the grandparental generation. 
But when we come to the great grandparents and great uncles, there have 
been further changes of name in fa me fa, me me fa, fa me bro and me me 
bro, and Galton attributes the ridiculously low number of cases of note- 
worthiness compared with those for fa fa fa and fa fa bro with a loss of 
record owing to change of name. This probably has a good deal to do with 
it, but it does not account for the successes of me fa fa and me fa bro, who 
of course bear the mother's maiden name, being only half those of fa fa fa 
and fa fa bro, who bear the father's name. I am inclined to think that the 
factor of assortative mating to which I have referred on p. 1 09 is at least a 
contributory cause. 

I now reproduce Galton's final table of results, to which I have added 
percentages*: 

Numbers and Percentages of Noteworthy Kinsmen recorded 
in 207 Returns of F.R.S.'s. 



Kinship 


Numbers 
Recorded 


Percentages 


Kinship 


Numbers 
Recorded 


Percentages 


bro 


81 
104 


28-24 
32-26 


— 


— 


— 


fa fa 
me fa 
fa bro 
me hro 


40 
42 
45 
52 


13-94 
14-64 
15-69 
18-13 


fa fa fa 
fa me fa 
me fa fa 
me me fa 


11 

2 
5 
1 


3-83 
0-70 
1-74 
0-35 


fa bro son 
me bro son 
fa si son 
me si son 


30 
19 
28 
22 


10-46 
6-62 
9-76 
7-67 


fa fa bro 
fa me hro 
me fa bro 
me me hro 


12 

2 

6 

2 


4-18 
0-70 
2-09 
0-70 


Total Cousins 

Male Cousins, 

each type 


99 
24-75 


34-51 
8-63 



* Obtained from Galton's assumption that we may take the mean of the extreme cases, i.e., 
we multiply by - (— + —J = -3486. I prefer this to his actual method. 



120 Life and Letters of Francis Galton 

From this table we see how degree of noteworthiness diminishes as we 
pass from the near relatives of the noteworthy to more distant kinsmen. If 
we accept Galton's two hypotheses : (i) that only one relative in each class 
can on the average be considered as having lived and been mature enough 
to have had the opportunity of reaching noteworthiness (see our p. 116) and 
(ii) that one person in a hundred of the generality is noteworthy, then the 
above percentages express the numbers of times the F.R.S.'s have more note- 
worthy kinsmen than the generality of men*. It will be seen that the 
kinsmen with surnames different from those of the F.R.S.'s fathers and 
mothers have even a lesser percentage of distinction than the generality 
of men ! Allowing that this may be to some extent due to ignorance of the 
names, and so of the achievements of these relatives, are we justified in 
holding that the percentage of noteworthiness in the generality is as high 
as 1 Y ? Galton himself says : 

"The reader may work out results for himself on other hypotheses as to the percentage of 
noteworthiness among the generality. A considerably larger proportion would be noteworthy 
in the higher classes of society, but a far smaller one in the lower; it is to the bulk, say three- 
quarters of them, that the 1 per cent, estimate applies, the extreme variations from it tending 
to balance one another. 

"The figures on which the above calculations depend may each or all of them be changed to 
any reasonable amount, without shaking the truth of the great fact upon which Eugenics is 
based, that able fathers produce able children in a much larger proportion than the generality." 

(p. xli.) 

Finally Galton refers to the fact that while there was a general high level 
of ability in the families of F.R.S.'s, some parents were in no way remarkable, 
so that the "Fellow" was simply a "sport," in respect of his taste and 
ability. "It is," he remarks, "to be remembered that 'sports' are trans- 
missible by heredity, and have been, through careful selection, the origin of 
most of the valuable varieties of domesticated plants and animals. Sports 
have been conspicuous in the human race, especially in some individuals of 
the highest eminence in music, painting and in art generally, but this is not 
the place to enter further into so large a subject." Galton cited Bateson, 
De Vries and his own earlier writings (see our pp. 79 et seq.) for the treatment 
of this topic. 

I find it very difficult to accept the view that a Fellow of the Royal 
Society, whose parents or even the whole of whose known kindred fail to 
be remarkable, or rather to have been recorded as remarkable, is a sport. In 
the first place when a pedigree like that of the musician Bach is fully 
worked out, he is seen to be very far from a sport; he is only the ablest 
member of a very able musical stirp. And in the next place, if we take a 
family every member of which for indefinite generations has been mediocre 
for any given character, we find the variability of an array of offspring is 
some 70 °/ o of the variability of the population at large, which contains among 
its members the specially able. Hence although the specially able will not 

* We might divide these numbers by two, if we assume that in collateral kinship, there will 
be two on the average who will reach an age when to be noteworthy is possible. 



Correlation and Application of Statistics to Problems of Heredity 121 

arise as frequently from the mediocre stirp as from the able stirp, they will 
occur albeit in smaller numbers. I see no reason for terming such occurrences 
"sports" (see our pp. 78-9, 102-3 above). 

Galton's Preface was written when he was 84 years of age ; it was 
written at a time when he was feeling keenly that he could no longer under- 
take the lengthy accumulation of data and their reduction. Nevertheless 
it is remarkable in its discovery of new problems to be solved and in the 
suggestions of how they may be solved. The rest of the book is somewhat 
ephemeral in character, and its judgments of noteworthiness open to 
criticism, but I think Galton's contribution deserves to be preserved, and 
I have therefore abstracted it at length here. 

Miscellanea. Closely allied to the endeavour Galton made to obtain a 
register of noteworthy scientific families was a schedule he prepared entitled : 
"Register of Able Families," with a view to collecting material on a broader 
basis than that of the Royal Society. The object of the inquiry was "to 
collect information concerning a large number of exceptionally able families 
in all ranks of society." Ability and exceptionality are therein defined as 
follows : 

"Ability refers to the powers of mind or body, to character, and to every quality which 
makes a person valuable to his country or to the society in which he lives. It is shown by an 
artisan who becomes a foreman or an employer, by a clerk who rises to a position of trust, by a 
private soldier who gains a commission, by a student who wins scholarships and university 
honours, by those who educate themselves in the absence of other opportunities of instruction, 
and by all who have fairly achieved honourable distinctions." 

Exceptionality, we are told, refers to the middle classes : 

"The same amount of ability that is exceptional among them would be very much more 
exceptional among the lower classes, but not very uncommon in the most distinguished circles of 
society. The interpretation of the word in each particular case is left to the judgment of the 
correspondent." 

Then comes a characteristically Galtonian paragraph : 

"The merit of a family as a whole falls under three distinct heads: (1) Its number, large 
families being more valuable than small ones when the individuals are of equal merit. (2) The 
average merit of the individuals. (3) The absence of serious drawbacks in respect to character 
or physique. Civilised man being at present the worst bred of all animals, it is extremely rare to 
find families who are unstained by any moral or physical blemish*. Correspondents should, there- 
fore, not err on the side of diffidence in proposing names; it will be the business of the office to 
examine the returns that ai - e received and to select the best." 

This circular was issued, but probably not in large quantities. What 
returns Galton obtained I do not know. At any rate no filled-in copies were 
among the papers that reached the Laboratory named after him. He may 
have destroyed what he received as worthless, or recognised before its issue 
that the circular must fail of its object. Exceptional ability is the last to 
recognise itself under that name, and if you ask mediocrity to register ability 
you will find that even if it can recognise its existence, it cannot appreciate 
its degrees, and will almost certainly underestimate its national importance. 

* Italics the biographer's, 
para 16 



122 Life and Letters of Francis Galton 

Galton, as I have often informed the reader, was ever young, ever believed 
that his fellow mortals had the same enthusiasm for the acquisition of 
knowledge that he himself had, and was always trustful that they would act 
as dispassionately in assessing their fellow mortals as he himself acted. Thus 
he launched his schedules and seemed never discouraged even when they 
brought little or no harvest ! 

In the January number of the Monthly Review for 1903 Sir Edward Fry 
published a paper entitled: "The Age of the Inhabited World." In this 
paper he endeavoured to show that Natural Selection is incapable of doing 
much that has been accredited to its agency, especially citing the case of 
mimetic insects. He wrote : 

" ...useful deception will not take place until the protected form is nearly approached. Thus 
during the whole interval occupied in passing from the normal form of group A to near the 
normal form of group B, natural selection will have been entirely inoperative.... Either birds 
are deceived by a small amount of imitation or they are not. If they are, natural selection can- 
not have produced perfect imitation; if they are not so deceived, then group A has passed over 
from its original form to something close upon the form B without any guidance from this 
principle." 

Galton criticised this statement in Nature, February 12, 1903 (Vol. lxvii, 
p. 343) in a letter entitled: "Sir Edward Fry and Natural Selection." He 
writes : 

"I deny this sharp dilemma and assert the existence of many intermediate stages. Two 
objects that are somewhat alike will be occasionally mistaken for one another when the condi- 
tions under which they are viewed are unfavourable to distinction. The light may be faint, 
only a glimpse of them may have been obtained, the surroundings may confuse their outlines*. 
While these conditions remain unchanged, the frequency of mistake serves as a delicate 
measure of even the faintest similarity. .., If one edible group A has individual peculiarities 
within the limits of variation, that give it a resemblance, however slight, to one of the noxious 
group B, it will occasionally be mistaken by a bird for a B and allowed to live unharmed. The 
similarity may be due to a characteristic attitude, to a blotch of colour, to a preference for 
resting on a part of the foliage to which its own form bears some likeness, or to other causes. 
In any case, it may well prove to be the salvation of 1, 2 or more per cent, of those who would 
otherwise have been seen and eaten. If so the thin edge of natural selection will have found an 
entrance, and its well-known effects must follow." 

It will be noted that Galton says "within the limits of variation." That 
point is so often overlooked that I must again emphasise it. Few biologists 
have ever measured the blotch or spot on a butterfly's wing in the case of 
400 or 500 members of the same species. They think in terms of a type 
specimen and suppose the type of one species has to be gradually shifted 
by small stages to the type of another. But the absolute range of variation 
may possibly be 25 °/ e °f the type value f. Stringent selection for one or two 
generations may easily raise the type 10 °/ o or 15 °/ o . Such selection is not 
the same thing as proceeding by minute stages. 

* I think Galton is here thinking of his own experimental work on degrees of resemblance 
and the use of blurrers: see our Vol. n, pp. 329-333. 

t The mean length of thigh bone in the type Englishman is say 447 mm., but the range of 
English thigh bones runs from 381 to 513, a range practically covering the type of all existing 
races. If existence for man depended on the length of his thigh bone there is nothing to prevent 
severe selection — say the destruction of all individuals with thigh bones over 400 mm. — lowering 
the English thigh bone to the value, 411 mm., of the Fuegian even in a couple of generations. 



Correlation and Application of Statistics to Problems of Heredity 123 

Sir Edward Fry replied in Nature, March 5, 1903 (Vol. lxvii, p. 414), 
and falls at once into the fallacy of supposing that because variation in 
group A is continuous, it can only approach group B by converting minute 
points of likeness in the midst of unlikeness into such a preponderance of 
likeness as to produce deception. He holds, as so many others have held, that 
the theory of the accumulation of minute variations fails to account for the 
facts of mimetism. The error lies in supposing that because the organ varies 
"continuously," therefore evolution by natural selection involves a gradual 
accumulation of minute variations in a given direction. Let us suppose the 
edible group A to enter a new environment, where the protected group B 
exists, and that a small percentage of A differing widely from type has 
a sufficient resemblance to B to escape destruction at any rate to some 
smaller degree than its brethren. The bulk of A will be rapidly destroyed, 
but the widely divergent section will be, as it were, isolated by the 
destruction of their fellows, they will inbreed, and the tendency will be, 
according to the heredity theory of progressive evolution (see our p. 58), 
for the protecting character to continually increase in intensity, until in a 
larger and larger percentage it succeeds in deceiving its foes. Sir Edward 
Fry's appeal to the interspace that separates "the first minute change that 
deceives no one to the point of first deception," in which interspace he holds 
natural selection cannot operate, is clear evidence to my mind that he did 
not know how wide is the range of variation in nearly all organs of all 
organisms. Natural selection is not forced to choose an individual differing 
by a minute amount from the type. To hold this view is to think only 
in terms of the type, and not in terms of the whole population. 

Some further communications very typical of Galton may be noted here. 

He was far too human not to appreciate what the mass of men found of 
interest, and among other gatherings, he enjoyed great race meetings. 
Speaking of the Derby he writes in his Memories (p. 179) : 

" For my own part, I especially enjoy the start of the horses, for their coats shine so brightly 
in the sunshine, the jockeys are so sharp and ready, and the delays due to false starts give 
opportunities of seeing them well. I don't care much for its conclusion ; but I used often after 
seeing the start to run to the top of the rising ground between the starting point and the stand, 
and sometimes got a good opera-glass view of much of the finish." 

That Galton frequently went to the Derby is clear, and two instances 
deserve notice as characteristic of the man. On one of these occasions he 
persuaded Herbert Spencer and an Oxford clerical don to accompany him. 
We can imagine how Galton would enjoy this incongruous party who, how- 
ever, he tells us, enjoyed each other's society. "All went off quite well, 
except that Spencer would not be roused to enthusiasm by the races. He 
said that the crowd of men on the grass looked disagreeable, like flies on a 
plate ; also that the whole event was just what he had imagined the Derby 
to be." 

Nevertheless Spencer was sufficiently fascinated to join Galton's Derby 
party again. We have unfortunately not the don's impressions of the 
philosopher, the statistician or the races ! On another occasion Galton found 

16—2 



124 Life and Letters of Francis Galton 

it too hot to run to the hill, and facing the distant stand he watched the 
massed faces on the grand stand before the race and just as the horses ap- 
proached the winning post. The result of his observations was communicated 
to Nature*, and runs thus: 

The Average Flush of Excitement. 

" I witnessed a curious instance of this on a large scale, which others may look out for on 
similar occasions. It was at Epsom, on the Derby Day last week. I had taken my position not far from 
the starting-point, on the further side of the course, and facing the stands, which were about 
half a mile off, and showed a broad area of white faces. In the idle moments preceding the 
start I happened to scrutinise the general effect of this sheet of faces, both with the naked eye 
and through the opera-glass, thinking what a capital idea it afforded of the average tint of the 
complexion of the British upper classes. Then the start took place ; the magnificent group of 
horses thundered past in their fresh vigour and were soon out of sight, and there was nothing 
particular for me to see or do until they reappeared in the distance in front of the stands. So 
I again looked at the distant sheet of faces, and to my surprise found it was changed in 
appearance, being uniformly suffused with a strong pink tint, just as though a sun-set glow had 
fallen upon it. The faces being closely packed together and distant, each of them formed a mere 
point in the general effect. Consequently that effect was an averaged one, and owing to the 
consistency of all average results, it was distributed with remarkable uniformity. It faded 
away steadily but slowly after the race was finished. F. G." 

There is a notion still very current that gouty constitutions should avoid 
stoneless fruits, in particular strawberries. Galton's creed was that: "General 
Impressions are never to be trusted. Unfortunately when they are of long 
standing they become fixed rules of life, and assume a prescriptive right not 
to be questioned." What about gout and that noble fruit the strawberry % 
Galton (as well as his biographer) had come across instances, wherein belief 
dominating desire, enforced asceticism, and so deprived the believer of much 
harmless pleasure, by dogmatically asserting harmful consequences. Judge 
of Galton's joy while reading the biography of Linnaeus, at discovering that 
the great naturalist, when the doctors failed to cure his gout, had got quit 
of his disease by large doses of strawberries ! Galton wrote in 1899 a letter to 
Nature^ on Linnaeus' strawberry cure for gout. One can see the twinkle in 
his eye as he looked from his writing table towards Harley Street. 

"The season of strawberries is at hand, but doctors are full of fads, and for the most part 
forbid them to the gouty. Let me put heart into those unfortunate persons to withstand 
a cruel medical tyranny by quoting the experience of the great Linnaeus. ...Why should gouty 
persons drink nasty waters at stuffy foreign spas, when strawberry gardens abound in 
England?" 

A further characteristic letter appeared in Nature, December 20, 1906 
(Vol. lxxv, p. 173) regarding the "Cutting a Round Cake on Scientific 
Principles." The problem to be solved was clearly a personal one for 
Sir Francis and his niece, who averaged a small cake every three days. 
" Given a round tea-cake of some 5 inches across and two persons of moderate 
appetite to eat it, in what way should it be cut so as to leave a minimum 
of exposed surface to become dry?" The accompanying diagram shows 

* June 5, 1879 (Vol. xx, p. 121). 

t June 8 (Vol. lx, p. 125). See D. H. Stoever, Life of Sir Charles Linnceus, 1794 (Eng. 
Trans.), p. 416. 



Correlation and, Application of Statistics to Problems of Heredity 125 

Sir Francis' solution. Broken lines show intended cuts ; ordinary straight 
lines the cuts that have been made. The segments are kept together by an 
elastic band. 




Fig. 13. 

Always assuming, which I feel some doubt about, that both consumers 
of this cake ate their daily allotment of the circular rind, the method leaves 
an unconscionable amount of dry rind (some fth) for the third day's con- 
sumption ! I rather suspect that the cook would have been instructed by the 
lady of the house to bake in rectangular tins in future. 

Another amusing contribution: "Number of Strokes of the Brush in a 
Picture," was made to Nature, June 29, 1905 (Vol. lxxii, p. 198). Galton 
as I have already noted* sat in 1882 for his portrait (not a very successful 
one) to Graef. The source of the failure is, perhaps, revealed, for Galton 
finding it tedious to sit doing nothing counted the painter's slow methodical 
strokes per minute and then averaged them up. As he knew only too well 
the number of hours spent in the sittings, he obtained the total he desired 
to ascertain, some 20,000 strokes to the portrait. About 22 years later he 
was painted by Charles Furse f , whose method was totally different from that 
of Graef. He looked hard at Galton while mixing his colours, then he made 
dabs so fast that Galton found difficulty in keeping up his count. The 
difference of the two artists' work will be recognised, if the reader compares 
the Graef picture (Vol. n, Plate XI) with the Furse picture (Frontispiece to 
Vol. i). It may, however, destroy his pleasure in both, if he thinks of the 
two artists both having caught the aspect of Galton when silently counting! 
However to Galton's great surprise Furse's dabs came out about 20,000 to 
Graef's 20,000 strokes! Only we must remember that Furse did not fully 
complete his portrait. For comparative purposes Galton computed the 
number of stitches in an ordinary knitted pair of socks and found 102 stitches 
in the widest part to each row and 100 rows to 7 inches, whence he computed 
that the leg parts of a pair of socks would contain over 20,000 separate 
movements, or rather more than required for a portrait. Galton concludes : 

" Graef had a humorous phrase for the very last stage of his portrait, which was ' painting 
the buttons.' Thus, he said, ' in five days' time I shall come to the buttons.' Four days passed, 
and the hours and minutes of the last day, when he suddenly and joyfully exclaimed, ' I am 
come to the buttons.' I watched at first with amused surprise, followed by an admiration not 
far from awe. He poised his brush for a moment, made three rapid twists with it, and three 

• Vol. ii, p. 99 and Plate XI. 

t Furse died October 16, 1904, of phthisis. His unfinished portrait of Galton must have been 
one of his last works. 



126 Life and Letters of Francis Galton 

well painted buttons were thereby created. The rule of three seemed to show that if so much 
could be done with three strokes what an enormous amount of skilled work must go to the 
painting of a portrait which required 20,000 of them. At the same time, it made me wonder 
whether painters had mastered the art of getting the maximum result from their labour. I make 
this remark as a confessed Philistine. Anyhow I hope that future sitters will beguile their 
tedium in the same way that I did, and tell the results*." 

Committee for the Measurement of Plants and Animals. It is impossible 
to pass over in Galton's Life the last decade of the nineteenth century without 
some reference to this Committee; it took up too much of Galton's energies 
and consumed too much of his valuable time to remain without some notice 
in his biography. But the time has hardly yet arrived, when it is possible to 
write fully about it, and cite at length the voluminous letters and other 
documents which indicate the parts played by various individuals in first 
hindering and then entirely perverting the original purposes of the Com- 
mittee. 

The Committee was appointed at Galton's suggestion by the Royal Society 
Council on January 18, 1894, and consisted of Francis Galton (Chairman), 
Francis Darwin and Professors Macalister, Meldola, Poulton and Weldon 
(Secretary), with the very definite purpose of "conducting Statistical Inquiries 
into the Measurable Characteristics of Plants and Animals." The first report 
was made in 1896, and consisted of a detailed account of Weldon's measure- 
ments on Carcinus mosnas, and also his "Remarks on Variation in Animals 
and Plants f." In the latter paper Weldon emphasised his own view that 
while "sports" in certain exceptional cases may contribute to evolution, 
ordinary "continuous" variations were a more probable source of change and 
further stated, what is almost self-evident, that "the questions raised by the 
Darwinian hypothesis are purely statistical, and the statistical method is the 
only one at present obvious by which that hypothesis can be experimentally 
checked." In asserting this he was only saying that heredity and selection 
in Nature are mass phenomena and must be treated as such. To those who 
have read the earlier pages of this chapter, it will be clear that Weldon's 
view as to the relatively small importance for evolution of "sports" was 
opposed to Galton's, but this divergence of opinion by no means caused 
friction between the Chairman and the Secretary of the Committee. It did, 
however, call forth reams of criticism and numerous letters of protest from 
William Bateson to the Chairman. The only addition to the Committee in 
1896 was, however, that of the present biographer. That Weldon's paper 
admitted of criticism not only from the biological, but from the statistical 
side must be allowed, but the fatal mistake was the old one, the evil of 
attempting to work through a Committee. Had Weldon's paper been published 

* Would the result be that many subjects would have the strained look of those practising 
mental arithmetic? The late Mr Hope Pinker told me that he was once modelling a bust of Jowett. 
The Master remained stolidly silent ; Pinker found his task hopeless, and told Jowett that he 
must throw up his commission, unless the Master consented to talk. " I will try to be good, 
I will try," replied Jowett, and the portrait was completed. It is not always the artist's fault, 
if sittings end in a failure. 

f See Roy. Soc. Proc. Vol. lvii, pp. 360-382. 



Correlation and Application of Statistics to Problems of Heredity 127 

as his independent contribution, it could have been criticised in the usual 
way ; he could have defended it, and its merits as well as the difficulties of 
its subject would have been amply recognised. As it was the reason given for 
the criticisms (which came from more than one quarter) was that of saving 
the Committee from making serious blunders*. The Chairman became the 
centre to which attack and rejoinder were directed, and in despair he wrote 
to Weldon on November 17, 1896 : 

" Herewith is another paper from Bateson, and I enclose with this his accompanying letter 
to myself. We must talk over what is the fairest course to adopt when we meet (as we probably 
shall) before the meeting of the R. Soc. on Thursday. 

" You see that he offers to print his four letters for circulation among members of the Com- 
mittee. My greatest difficulty in thinking what should be done arises from the lengthiness of 
these papers. I wish the issue could be stated in much more condensed language. 

" It would in man} 7 ways be helpful, if Bateson were made a member of our Committee, but 
I know you feel that in other ways it might not be advisablef. The other members besides 
yourself hardly do enough." 

In 1897 the Committee was enlarged by the addition of zoologists and 
breeders, some of whom had small desire to assist quantitative methods of re- 
search — Sir E. Clarke, F. D. Godman, W. Heape, E. Ray Lankester, E. J. Lowe, 
M. T. Masters, O. Salvin, W. T. Thiselton-Dyer and W. Bateson. It was further 
rechristened "Evolution (Plants and Animals) Committee of the Royal 
Society." For several years there was no dominant personality, who could 
effectively guide this very mixed assembly. Personally I ceased to attend its 
meetings, resigning in 1900, and was followed in that year by Weldon and 
later by Galton. Mr Godman then became Chairman and the Reports of the 
Committee were devoted entirely to the publications of Bateson and his school. 
The capture of the Committee was skilful and entirely successful J. I think 
the feeling of the young biometricians towards Galton's enlarged Committee 
was more or less expressed by the letter to Galton I now quote, the date is 
February 12, 1897 : 

" I wanted to write a few words to you about yesterday's meeting, but have hardly had, 
nor indeed hardly now have time to do so. I felt sadly out of place in such a gathering of 
biologists, and little capable of expressing opinions, which would only have hurt their feelings 

* A paraphrase of some of these criticisms will indicate the spirit in which they were written. 
Vast labour, it was said, had been put into the work and its author no doubt thought himself 
justified in the conclusions put forward. Perhaps the Committee had thought too little of the 
responsibility it undertook in publishing such work. The author must know that many would 
accept his conclusions though few would be able to follow the paper or judge the matter for 
themselves. Nevertheless the critic found the evidence so inadequate and superficial that he 
could not understand how responsible people could entertain the question of accepting it. He 
very truly regretted the countenance given to such a production, etc. etc. Poor Galton ! There 
are some people, whose unfortunate temperaments compel them to believe that as a matter of 
conscience they are born to be their brothers' keepers. 

\ Bateson had absolutely no sympathy with the statistical treatment of biological problems, 
the very work for which the Committee had been appointed. 

I Perhaps the small understanding shown by the ruling spirits of the Royal Society of 
what had taken place, was evidenced in 1906, when inquiries were made as to whether the 
Society would accept the Weldon Memorial Medal and Premium, and the President wrote 
suggesting that the Evolution Committee would be an appropriate selecting body ! 



128 Life and Letters of Francis Galton 

and not have been productive of real good. I always succeed in creating hostility without 
getting others to see my views ; infelicity of expression is I expect to blame. To you I mean 
to speak them out, even at the risk of vexing you. 

" All the problems laid down by you in your printed paper seem to me capable of solution, 
and nearly all of them in one way only, by statistical methods and calculations of a more or less 
delicate mathematical kind. The older school of biologists cannot be expected to appreciate 
these methods, e.g. Ray Lankester, Thiselton-Dyer, etc. A younger generation is only just 
beginning its training in them. 

" I believe that your problems could be answered by direct and well devised experiments at 
a ' farm ' or institute under the supervision of some two or three men who appreciate the new 
methods. I think you were entirely right in the idea of a committee to carry out such experi- 
ments. But I venture to think that the Committee you have got together is entirely unsuited 
to direct such experiments. It is far too large, contains far too many of the old biological type, 
and is far too unconscious of the fact that the solutions to these problems are in the first place 
statistical, and in the second place statistical, and only in the third place biological. It was 
the character of the Committee as now constituted which led me to support Michael Foster's 
motion that the Committee should not experiment, but assist experiment, and further to object 
to his words ' under the Committee.' Fancy the attempt to make real experiments on varia- 
tion, correlation, or coefficients of heredity 'under a Committee' of which, I shrewdly suspect, 
only the Chairman and Secretary know the significance of these terms ! 

" Hence to sum up, your method seems to me a right one — a Committee to undertake 
experiments of a definite statistical character*. But your actual Committee is quite a wrong 
one. It might be a good Committee to press the public with subscription lists ; but it is, 
I believe, a hopeless one to devise experiments which will solve in the only effective way these 
problems." 

Meanwhile besides the criticisms already referred to, there were factors, 
other than the hope of peace, inducing Galton to enlarge his Committee 
and widen its programme. As early as February 3, 1891, Alfred Russel 
Wallace had written to Galton urging that the time was ripe for an experi- 
mental farm or institute to undertake researches which might decide disputed 
points in organic evolution. 

Copy of Letter from Alfred Russel Wallace to Francis Galton^. 

Parkstone, Dorset. February 3, 1891. 

My dear Mr Galton, Don't you think the time has come for some combined and systematic 
effort to carry out experiments for the purpose of deciding the two great fundamental but dis- 
puted points in organic evolution, — 

(1) Whether individually acquired external characters are inherited, and thus form an 
important factor in the evolution of species, — or whether as you &■ Weismann argue, and 
as many of us now believe, they are not so, & we are thus left to depend almost wholly 
on variation & natural selection. 

(2) What is the amount and character of the sterility that arises when closely allied but 
permanently distinct species are crossed, and then "hybrid" offspring bred together. 
Whether the amount of infertility differs between the hybrids of species that have pre- 
sumably arisen in the same area, & those which seem to have arisen in very distinct or 
distant areas — as oceanic or other islands. 

* The Royal Society had on Dec. 11, 1896, decided to retain the old name of the Committee, 
which contained the word "measurement." It was not till the following year, that with 
enlarged numbers and a wider programme, the Council acceded to Galton's request that the 
Committee be called "The Evolution (Plants and Animals) Committee." 

t I have to thank Alfred Russel Wallace's son, Mr W. G. Wallace, for kindly permitting me 
to publish the following letters of his father. 



Correlation and Application of Statistics to Problems of Heredity 129 

Both these questions can be settled by experiments systematically carried on for ten or 
twenty years. The question is how is it to be done. Talking over the matter with Mr Theo. D. A. 
Cockerell, a very acute &, thoughtful young naturalist, we came to the conclusion that a Com- 
mittee of the British Association would probably be the best mode of carrying out the experiments, 
by the aid of a B. Ass", grant & a Royal Society grant, aided perhaps by subscriptions from 
wealthy naturalists. It seems to me that one paid observer giving his whole time to the work 
could carry out a number of distinct series of experiments at the same time, — and if the Zool. 
Soc. would allow somo of the experiments to be made with their animals in their gardens much 
expense would be saved. To be really good however the hybridity experiments (and the others 
too) would have to be carried out with large numbers of animals, and thus some sort of small 
experimental farm would be required. Surely some wealthy landlord may be found to give a 
small tenantless farm for such a purpose. Then, using small animals such as Lepus and Mus 
among mammalia, some gallinaceous birds and ducks, and also insects, a good deal could be 
done even on a largo scale, at a small cost. On the same farm a corresponding set of plant- 
experiments could be carried out; and an intelligent well educated gardener or bailiff, with a 
couple of men, or even one, under him, could superintend the whole operations under the written 
directions and constant supervision of the Committee. 

Would you move for such a Committee at the next B. Ass". Meeting 1 ? You are the man to 
do it both as the original starter of the theory of non-inheritance of acquired variations, the 
only experimenter on pangenesis, & the man who has done most in experiment and resulting 
theory on allied subjects. 

We thought first of a separate Society, but I doubt if a new society could be established & 
supported, whereas a Committee either of the B. Ass", or of the Royal Society could do the work 
quite as effectively & would probably receive as much support from persons interested in these 
problems. It seems to me a sad thing that years should pass away & nothing of this kind be 
systematically done. I feel sure you would meet with general support if you would propose the 
enquiry. Believe me, Yours very faithfully, Alfred R. Wallace. 

Francis Galton, F.R.S. 

P.S. It would of course be better still if a fund could be raised sufficient to establish an 
Institute for experimental Enquiry into the fundamental Data of Biology. This is surely of far 
higher importance than the anatomical, embryological, & other work for which the Plymouth 
Biological Station was founded. A. R. W. 

42, Rutland Gate, S.W. Feb. 5/91. 

My dear Mr Wallace, The views you express so clearly & forcibly, agree with those 
I have often considered — ranging between a modest cottage with hutches <fe a bit of ground, up 
to an Heredity Institute. There was also a half move in this direction made last spring by Ray 
Lankester, Romanes <fe others. The difficulties I fear and which I hope you can remove, are as 
follows. Let us suppose that funds have been collected, a small farm procured and a sensible 
manager installed in it and that operations are ready to begin. Also I would suppose that the 
cost of conducting experiments would be met by those who devised them, who themselves had 
obtained a grant for the purpose from the R. Soc, Brit. Assoc, or otherwise. 

Now (1)1 doubt if it would be easy to devise a sufficiency of experiments to occupy the 
establishment of a sort that wd. generally be recognised as crucial. In the two groups of de- 
siderata you mention, no one that I know of, has yet suggested an experiment, much less several 
experiments, that those who believe in and those who don't believe in the hereditary transmission 
of acquired characters would accept as fair. If a few such could be devised all my fears as to 
the utility of the establishment would vanish. If it could settle this one question pains and cost 
would be amply repaid. 

(2) Similarly as regards the sterility question though in a much less degree. The uncertain 
and often large effects of confinement on fecundity would be a serious disturbing cause. 

It then seems to be the first desideratum before making any move that a fairly long list of 
definite problems, that such an establishment might be set to work upon, ought to be drawn up. 
Would you put your views as to these on paper % 

The number of experimenters is sadly small. 

pgiii 17 



130 Life and Letters of Francis Galton 

(3) Another difficulty is that the experiments are not likely to be so carefully tended & 
guarded in an establishment as they would be by oneself or by personal friends. I have had some 
very marked evidence of this in my own experience, which I don't like to put on paper for fear 
of causing annoyance. 

If the difficulties I have mentioned can be shown to be small, all the rest would be plain 
sailing. The farm would bear a similar relation to Heredity both plant and animal that the Kew 
Observatory does to experimenters in Physical Science. 

It might grow into a repository of stud books and all about domestic animal breeding, and 
pay its way well in this department. Also it might become a repository of family genealogies 
& facts about human heredity, and also pay its way here; the people love to have their genea- 
logies put on record, photos of family portraits preserved, &c. & would pay for the trouble it 
might cost to keep them. 

But the first thing is the experimental farm — in connection with Kew or Chiswick — the 
Zool. Society & Marine biological laboratories. It could be started moderately under the same 
roof, so to speak, as one of these, so as to avoid many expenses of a separate establishment, 
while an independent home was being prepared for it to be entered into if it succeeded. 

I have much that would be helpful to say, if you can remove these initial difficulties of 
prospect. Very sincerely yours, Francis Galton. 

Pray give our united kind remembrances to Mrs Wallace, &, accept them yourself. 

Copy of Letter from Alfred R. Wallace to Francis Galton. 

Parkstone, Dorset. Feby. 7th, 1891. 

My dear Mr Galton, On receipt of your interesting letter I sat down & jotted the enclosed 
notes of the kind of experiments that it seems to me would test the theory of heredity or non- 
heredity of individually-acquired characters. Also a few as to fertility or sterility of hybrids, 
& as to the real nature of some of the supposed instincts of the higher animals. I do not myself 
see much difficulty in carrying out any of these, but then I am not an experimenter as you are. 
Still, I shall be glad to know exactly where the difficulty or insufficiency lies. If these, or any 
modifications of them, would be valuable & to the point, it seems to me that the mere keeping 
the plants and animals in health & properly isolated would fully occupy the keeper or keepers 
of the farm, — while the actual experiments — the deciding on the separation without selection 
of the various lots to experiment with, — which should be crossed <fc when, and other such 
matters, would recur only at considerable intervals & could be supervised by the members of 
the Committee, or some of them, by means of, say, a weekly inspection. 

I have limited my notes to three points in which I feel most interest, but of course experi- 
ments in variation such as Mr Merrifield is carrying on for you, could be added to any extent 
if there were any danger of the keepers having too little to do ! 

All the experiments I suggest would require considerable numbers of individuals to be kept 
healthy and to be largely increased by breeding, — and they would all have to be continued 
during several years depending on the duration of life of the various species experimented 
with. 

My wife and I are in pretty good health & beg to be kindly remembered to Mrs Galton. 
As everybody seems to come to Bournemouth we shall hope some day to have a call from you. 

Yours very faithfully, Alfred R. Wallace. 
F. Galton, Esq., F.R.S. 

This letter was accompanied by a detailed list of possible experiments. 

42, Rutland Gate, S.W. Feb. 12/91. 

My dear Mr Wallace, I have thought much & repeatedly over your letter & have talked 
with Herbert Spencer & with Thiselton-Dyer, but cannot yet see my way. I hate destructive 
criticism, — for it is so easy to raise objections, — & want to offer constructive criticism & to help 
progress but have every point in view <fc in all the details I see serious difficulty without any 
considerable gain. 



Correlation and Application of Statistics to Problems of Heredity 131 

As an example of many others of the suggested experiments, take the first, viz. that of plants 
in windy & in still localities. Suppose (1) there was a difference in the seedlings from them, then 
the advocates of non-inheritance of acquired faculties would protest against its applicability 
saying that there had been selection, the lofty plants & the wide spreading ones would have 
been preferentially blown down and the weakly ones would have been killed by the rigour of 
conditions, therefore there had been selection in favour of the small &, hardy. Now suppose 
(2) that there was no difference, — then the same people would say " I told you so." The expt 
would be for them a case of " heads you lose, tails I win." 

Next, to produce any notable effect the expt must, as agreed by all, be protracted for many 
generations. 

Lastly, nature affords an abundance of excellent examples, far superior to artificial ones. 
Thus take an (elevated) region swept with winds but with hollows in it which are sheltered 
and all of which is forest clad. The trees in the sheltered hollows will have been from time 
immemorial finer than those of the same kinds of the exposed places; collect the seeds and plant 
them under like conditions elsewhere. 

During a (Swiss) tour a man might collect an abundance of such seeds of contrasted origin 
of many species of trees. Even a morning's walk would afford more data than a century of 
artificial experiment. 

So again the seeds of plants originally of English stock but reared for some generations in 
various parts of the world might be collected and planted side by side. 
[The last is Thiselton-Dyer's proposal.] 

The only certain employment in the plant department of your proposed farm is to make 
experiments such as these, or rather to verify in a regular methodical way much that is known 
already, including expts on the opposite side such as graft-hybridism. 

Dyer says that no experimental work is likely to succeed at such places as Kew in the 
ordinary course of work, where careful oversight is required. The men have much other work 
to do. It would require a man to be specially devoted to its oversight. 
The animal experiments seem to be enormously costly. 

The case you mention of hybrids it sterility would require many hundreds of animals at the 
lowest of the computations you give data for. Where the effects of disuse are concerned the 
animals should be, as a rule, underfed as regards their appetites and only eat just enough to 
keep them in health ; then as there is a deficiency of material for growth, economy of structure 
would be effective. This would be very difficult to ensure. Some of the most interesting experi- 
ments are those of the Brown-Sequard type, but these must be put out of court in the present 
mood of the public & of the law. 

Is not the bird nesting experiment continually the unconscious subject of experiment in those 
fowls who have been hatched from eggs in incubators 1 

Did you happen to see some remarks I made at Newcastle British Assoc/n, which are printed 
in the last Journal but one 1 

I suggested expts on those creatures which are reared from eggs apart from parents. 
Chickens in incubators, fish, & insects. The incubator industry is large in France & so is the 
silk- worm. But the naturalists present seemed not inclined to dwell on those views*. 
Could anything be made of the following : 

A farm for the verification of easy experiments, within easy reach of London. 
Cordial relations between it and 

(1) The Zoo., the Horticult., Kew, & Royal Agricult. Society. 

(2) Private persons of various ranks who would agree to help in expts. 
Library of reference on heredity got mostly by begging. 

Log-book of daily work preserved (1 in duplicate). 

Publication of results in some one of the existing Scientific periodicals. 

Superintendent (qualifications & Salary to be considered). 

All under a c/ttee (? of the Royal Society). 

In all this I am keeping the Kew Observatory in view as a somewhat analogous institution. 

But before, anything could be done, even before asking for its serious consideration, a few 
carefully and/w% worked out proposals of experiment ought I think to be drawn up. I mean 
just as much as would have been done if the proposer handed them in to the Gov/t Grant or 
other committee, for a grant of money. Very sincerely yours, Fkancis Galton. 

* See our p. 57 above. 

17—2 



132 Life and Letters of Francis Galton 

Copy of Letter from Alfred R. Wallace to Francis Galton. 

Parkstone, Dorset. Feby. \?>th, 1891. 

My dear Mr Galton, It will be I am afraid impossible to discuss the difficulties of experi- 
ment you urge by correspondence, and I will therefore confine myself to a short reply to the 
objections you have actually made, which seems to me very easily done. 

Plants in windy and still air. 

You say, "it might be said" there had been selection. But this is very easily obviated, & is 
the very point on which experiment is superior to observation of nature. In an ordinary open 
garden or field plants properly cultivated are not killed or prevented from flowering & seeding 
by wind. They grow healthily under it, and I feel sure that not one in a hundred plants would 
so suffer. The contrast wd. be produced not by the violence of the wind in the one case but by 
its absence in the other set, they having grown in a glass-covered (or glass-sided) garden. If a 
common perennial plant was grown — a mallow or a wallflower — for example — a set of 50 or 
100 plants might be grown on for 3 or 4 years so as fully to establish whatever change could 
be produced in the individuals by the diverse conditions. Then at the end of that time take the 
whole of the seed produced by each lot, — take two samples, of say the 100 smallest or lightest or 
better perhaps 100 of the average of each, and cultivate them side by side under identical con- 
ditions. It would not matter to me, or I think to you, what anybody said, but if there were — 
(a) a decided & measurable difference in the two lots of plants from which the seeds were taken, 
and — (b) there was no measurable or decided difference between the plants grown from these 
seeds under identical conditions, this would be one definite fact against inheritance*, — while if 
there was a difference of the same nature & fairly comparable in amount it would be a decided 
fact in favour of inheritance. No doubt it might be urged that the effect would be minute but 
cumulative, & that might be admitted, <fe the experiment continued under exactly the same con- 
ditions for say ten generations. If then no differential effect were produced in the offspring the 
evidence would be strong against inheritance. Of course the fairest way would be for the advo- 
cates of inheritance to formulate the experiments they would admit to have weight, and the 
opponents of inheritance to do the same. 

Then you say "nature affords an abundance of excellent examples, far superior to artificial 
ones." This I altogether demur to. In nature we always & inevitably have selection of various 
kinds, due to soil, aspect, winds, enemies, overcrowding, &c. <fec. &c. & we cannot possibly separate 
the effects of these from any possible inherited effects due to diversity of conditions. But this 
is what we can & do do in cultivation. — We save plants from overcrowding ife therefore from 
the struggle with other plants, we can give all the same soil & aspect, protect all alike from 
enemies, give both the same selection or the same absence of selection of seeds. In nature you 
cannot possibly tell whether any peculiarity in individuals is due to conditions or to genetic 
variation, while if you take those cases where the difference is clearly in adaptation to conditions — 
as the dwarfer plants at higher altitudes — you have the probability, almost certainty, of a con- 
siderable amount of nat. selectn. By experiment you are able to avoid all these uncertainties 
&. determine the effects of certain definite modifications of environment on individuals, — & then 
ascertain whether the modifications thus produced are inherited. 

In nature too, you have the uncertainty introduced by double parentage; each parent in all 
cross-fertilised plants, may have had different characters & have grown under different conditions. 
In experiment you eliminate this cause of uncertainty. 

Of course the experiments with animals would involve expense, but with the smaller animals 
not very much, — & I understood you to say that this would not be an obstacle. 

If you or any one else will point out the difficulties or uncertainties in the other experiments 
I suggested I will be glad to answer them, as I think I have done in the one case you have 
referred to. 

It is only in this way that we can arrive at a satisfactory mode of procedure, & I regret that 
I cannot have the advantage of discussing the question with yourself & others who are well 
acquainted with the subject and with the special difficulties of experimentation. 

Believe me, yours very truly, Alfred R. Wallace. 
* [i.e. of acquired characters.] 



Correlation and Application of Statistics to Problems of Heredity 133 

PS. Pray do not trouble to reply to this unless you think anything further from me may 
be of any use. A. 11. W. 

Of course I have referred to the one experiment of zvind ifc no wind as an example, not by 
any means considering it one of the best experiments. A. R. W. 

It will be seen that Wallace had a due appreciation of the necessity for 
"large numbers"; he recognised that the true method of approaching these 
problems was statistical. If the time was ripe for such experimental work 
forty years ago, what must we consider it now % 

Apparently it was not till 1895 that Galton having got his Committee 
on the Measurement of Plants and Animals recurred to Wallace's idea of an 
experimental farm, which Wallace in 1896 termed a "Biological Farm." But 
a new possibility had arisen, that of acquiring the Darwin house at Down as 
a station for experimental evolution. Everything was favourable to such 
a desirable project. The Darwin family were prepared to part with the house 
for a national purpose on terms which meant a very large contribution 
from themselves. Galton named a large sum which an anonymous donor 
was willing to contribute towards the work of experimentation. There can be 
little doubt that had the scheme been pushed with energy, Down might thirty 
years ago have been obtained for a purpose urgently necessary and thoroughly 
in keeping with the spirit of Charles Darwin's work. But a bold scheme 
only appeals to the bolder minds, and these seemed to be entirely wanting 
among the men to whom Galton wrote with the hope of engaging their support 
for the proposed Biological Farm*, as it was termed in the circular issued by 
Galton on November 30, 1896. I reprint that document here: 

y Royal Society. It was to procure a place where 

investigators could have experiments carried on 

The Committee appointed by the Royal at their own cost, subject, of course, to the per- 

Society, for the Measurement of Plants and mission of the Committee of Management, the 

Animals, proposes to hold an informal meeting cost being, in most cases, defrayed out of grants 

at the Royal Society, on Friday, December 4th, in aid to the investigators, made by the Royal 

at 4 p.m., which they hope you will favour with Society or by the British Association, 

your presence. It is likely that a farm-house with 20 acres 

The purpose of the meeting is to discuss the of suitably varied land, and some running water, 
propriety of asking aid from the Council of the would amply suffice, so long as the experiments 
Royal Society in establishing and maintaining were chiefly confined to small animals. The 
a Biological Farm, to supply materials (mostly farm would be in the charge of a resident care- 
zoological) appropriate to the investigations on taker under the direct authority of a scientific 
which the Committee is occupied, and for under- superior, who might hold the office of Secretary 
taking experiments in breeding during many to the Committee of Management. It would be 
successive generations for the use of those who his duty to see that their instructions were duly 
study the causes and conditions of Evolution. carried out. 

The general idea that such a Farm would Independently of the farm, and perhaps 

fulfil, somewhat resembles that which was pre- preliminary to the attempt to raise money for 

sent to the founders of the physical Institute its maintenance, the suggested Committee could 

known as the "Kew Observatory," which has accomplish a very important service in a similar 

been for many years under a Committee of direction, for the performance of which it is 

Management appointed by the Council of the believed that funds would be immediately 

* Meldola, who was throughout warmly in favour of such an institution, actually termed it a 
"Biometric Station" in December, 1896. 



134 Life and Letters of Francis Galton 

available. That is, they might communicate of the Secretary need not at first be large, since 

with persons, many of high social position, the duties of the office would not then be so 

who are breeders on a large scale in their own onerous as to prevent his holding other ap- 

grounds, thereby initiating a widely spread pointments. 

system of co-operation in carrying out experi- The meeting will be asked to consider this 
ments desired by the Committee. It is not to scheme, amending and altering it as desirable, 
be expected that the several results would be to discuss its cost, and the ways of meeting 
equally trustworthy with those made under that cost. If, after this, the prevalent feeling 
specially trained management as in the pro- should be in favour of further proceedings, 
posed farm. On the other hand, whenever it the meeting might appoint an Executive Corn- 
was found that similar experiments made simul- mittee, not consisting exclusively of Fellows 
taneously at many different places led to the of the Royal Society, to examine the subject 
same results, those results would eminently de- closely in its various details, to consider the 
serve confidence. The incidental advantage of precise experiments that might be first under- 
interesting influential persons in the work of taken, and to report to an adjourned meeting. 
the Committee would be great. 

The cost of the complete scheme does not FRANCIS GALTON 

seem likely to be very formidable. It would be (Chairman of the Committee of the Royal Society 

chiefly made up of the rental of the farm, the far the Measurement of Plants and Animals). 
erection of enclosures, hutches, etc., the small 

initial cost of the animals, their feed, and the 42 > Rutland Gate, S.W. 

wagesof the caretaker and assistants. The salary . November 30th, 1896. 

The response was most heartrending. Even such warm friends of Galton 
as Sir J. D. Hooker and Herbert Spencer were not helpful. The former 
thought that experiments on plants could be undertaken at Kew, and no 
new station was needful; the latter thought the course suggested impolitic, 
the proposed purchase of the Darwin house was no doubt appropriate as 
a matter of sentiment, but most inappropriate as a matter of business. He 
would be disinclined to cooperate if any such imprudent step were taken*. 
Great matters must spring from small germs, which would only justify them- 
selves by their success. Real encouragement came only from Adam Sedgwick, 
from Meldola, and from Weldon ("Surely £4000 can be raised somehow!"). 
The Darwin brothers it is needless to say wrote most generously and helpfully, 
but the scheme fell dead even among the biologists who thought it worth while 
to come to the meeting with the view of discussing it. There was among 
them no broad conception of what a station for experimental evolution might 
achieve for their science, and there was not the slightest chance of enthusiasm 
and energy being put into the project so that it might be carried to a successful 
issue. The money for the acquisition of Down was still to be found, but there 
was the sum of £2000 assured by the anonymous donor f, and one distinguished 
biologist, thinking a bird in the hand was worth two in the bush, asked, if 
they had not come to allot that sum for their experimental work, what had 
they come for? I never left a meeting with a greater feeling of despair, and 
this was shared by Weldon, and to a lesser extent by Galton, who was 
consoled to some extent by Francis Darwin's writing that, however much 
he regretted the Down project could not be worked, he was not going to 

* Asa matter of fact Spencer had not been consulted, but had heard of the matter indirectly 
through Adam Sedgwick, and had then written to Galton to know what it was all about! 

t "There is assurance that a sum of £2000 would be available to start the undertaking, if 
a thoroughly satisfactory programme could be agreed to." 



Correlation and Application of Statistics to Problems of Heredity 135 

consider that scheme as finally dead. Now after thirty years it looks as 
if Down would be retained as a national possession. One may hope that it 
will be put to as good and fitting a purpose as Galton proposed for it. He 
has left a lengthy paper dealing with the work he considered the Biological 
Farm should undertake; it is based on the suggestions he received from many 
quarters, modified by his own ideas. It is a scheme for "Further accurate 
observations on Variation, Heredity, Hybridism, and other phenomena that 
would elucidate the Evolution of Plants and Animals." The matter is arranged 
under 16 headings, and it is sad to consider that, although more than thirty 
years have passed since the scheme was drafted, but little has been done 
to solve the problems therein suggested. It is impossible to print the full 
manuscript here, but some idea of what it deals with may be judged from 
its table of Contents : 

"A. Preparatory. (!) Procedure (especially emphasising the need for continuity in observa- 
tion and for secular experiments). (2) Cooperation (Institutions and Individuals). (3) Breeds 
suitable for Experiments (necessity for stores of pure stocks of small animals). (4) Place for 
Station (Down, and existing establishments). B. Heredity as affected by and related to : (5) Close 
interbreeding, Panmixia, Prepotency. (6) Hybridism. (7) Telegony. (8) Acquired modifications 
in parent. (9) Mental influence on Mother ("Jacobise" in a variety of ways). (10) Instinct 
(nest building by birds, who have never seen the nest of their species ; directive instinct in dogs, 
taken to unknown place and watched from a distance by a stranger). (11) Variations, "Sports" 
and their intensity of inheritance. (12) Natural and Physiological Selection. (13) Partheno- 
genesis. (14) Fertility (many problems stated). (15) Sex and its causes. (16) Gestation." 

The bundle of papers in which this and other schemes and letters from 
innumerable correspondents are included is labelled by Galton: "Old Papers 
concerning the Evolution Committee of the R. Soc. of probably no present 
value. Might be useful if a Darwinian Institute were ever founded." "Of 
probably no present value"- — what a criticism of the biologists of 1890-1900! 

Here, as in Experimental Psychology, Galton was ahead of his age, and 
few have recognised how much even by raising these questions, he stimulated 
that movement for experimental biology, which the present generation of 
biologists believes was unthought of by their Victorian predecessors. Thus 
came to an end Galton's plan for an experimental station for evolution; it 
was another illustration of the futility of working through ill-assorted 
committees. I say came to an end, but hardly in Galton's mind. It must 
I think have been in 1903, when in, the summer vacation the biometricians 
were employed on their summer tasks at Peppard and Galton was of the 
company, that the matter again arose. One evening he asked his two 
lieutenants to prepare a draft scheme for a biological farm, to state its size, 
staff, equipment, its probable cost and annual expenditure for maintenance 
and experimentation. Weldon and I talked the matter over, and felt that 
although Galton was well-to-do, he was not so wealthy, that to run a biological 
farm might not deprive him of some of the easements necessary to his age. 
We therefore determined to estimate the cost of the farm on the scale of 
maximum effectiveness. It was a pious fraud, but the suggestion of a biological 
farm was never again referred to, and Galton's thoughts of increasing human 
knowledge soon turned to less expensive projects. 



136 



Life and Letters of Francis Gallon 



Appendix to Chapter XIV*. 

"The Weights of British Noblemen during the last Three Generations," 
Nature, January 17, 1884 (Vol. xxix, pp. 266-268). 

This rather amusing paper is not included in any list of Galton's 
memoirs known to me, nor were any offprints of it to be found in the 
Galtoniana. It seems to have been forgotten by Galton himself and would 
have certainly been overlooked by me had I not stumbled across it in 
reading Komanes' review of Galton's Record of Family Faculties and Life 
History Album in the same number of the Journal. Galton — whom the 
Goddess of Chance certainly favoured — became acquainted with the fact 
that an old established firm of wine and coffee merchants had been since 
about 1750 in the habit of weighing their customers, and that upwards of 
20,000 persons, many of whom were famous in English history of the 
eighteenth century, had for their use or amusement sought the firm's huge 

GALTON'S SMOOTHED CURVES FOR AGE -WEIGHT OF BRITISH 

NOBLEMEN IN THREE SUCCESSIVE GENERATIONS. 
190 



180 - 



i 



c©0 



£ 170 



160 




beam scales. Galton confined his attention almost entirely to noblemen as a 
well-rounded class, whose ages were easily ascertainable, and to their data 
in respect only of two characteristics, namely the degree of fluctuation in 
weight as exhibited by the age- weight curves of individual noblemen, and 
the difference in the average age-weight curves of noblemen born in the 
three periods 1740-1769, 1770-1799, 1800-1829. He found that the average 
annual fluctuation in the earlier group was about 7 lbs. and that in the 
latest group it was only 5 lbs. He concluded that this pointed to an 

* Some notice of the following paper should have appeared in Section H of Chapter xm 
(Vol. n), but its existence was then unknown to me. 



Correlation and Application of Statistics to Problems of Heredity 137 

irregularity in the mode of life that was greater two or three generations 
back than now. Further he found that the "prime" for weight was also 
earlier in age for the older generations, being hardly discoverable at all in 
those born in the first third of the nineteenth century or in the professional 
classes of the 'eighties. His three smoothed curves reproduced on p. 136, 
with the table of mean weights at each central age, indicate that noblemen 
of the generation which flourished about the beginning of last century 
attained their meridian and declined much earlier than those of the genera- 
tion sixty years their juniors, or indeed than the mid- Victorian professional 
classes, where the culminating point was difficult to ascertain. 

Galton's data were somewhat scanty as the following table will indicate, 
but his general conclusions appear to be justified : 

Actual Mean Weights in pounds at Various Ages. 



Class 


Years of Age 


27 


30 


40 


50 


GO 


70 


Born 1740-1769 
Born 1770-1799 
Born 1800-1829 


166(13) 

168 (24) 
165 (35) 


176(18) 
171 (23) 
165 (44) 


184 (24) 
172 (24) 
171 (43) 


181 (21) 
184 (26) 
175 (37) 


181 (18) 
178 (26) 
181 (22) 


180 (12) 
178 (15) 
188 (7) 


Mid- Victorian 
Professional Class 


161 


167 


173 


174 


174 


? 



"There can be no doubt," he writes, "that the dissolute life led by the upper classes about 
the beginning of this century, which is so graphically described by Mr Trevelyan in his Life 
of Fox, has left its mark on their age-weight traces. It would be most interesting to collate 
these violent fluctuations with events in their medical histories; but, failing such information, 
we can only speculate on them, much as Elaine did on the dints in the shield of Launcelot, 
and on looking at some huge notch in the trace [for the individual], may hazard the guess, 
'Ah, what a stroke of gout was there!' " 

Although no great importance can be attached to Galton's results for this 
particular class of subject, yet the problems his paper suggpsts might be 
profitably studied on more ample material now extant. I am therefore glad 
to have brought to light once more this long forgotten paper. 



PGIII 



18 



CHAPTER XV 



PERSONAL IDENTIFICATION AND DESCRIPTION 

"It became gradually clear that three facts had to be established before it would be possible 
to advocate the use of finger-prints for criminal or other investigations. First it must be proved, 
not assumed, that the pattern of a finger-print is constant throughout life. Secondly that the 
variety of patterns is really very great. Thirdly that they admit of being so classified, or 
'lex iconised,' that when a set of them is submitted to an expert, it would be possible for him 
to tell, by reference to a suitable dictionary, or its equivalent, whether a similar set had been 
already registered. These things I did, but they required much labour." Galton: Memories of 
my Life, p. 254., 



Fore 



Fbre 




LEFT 



RIGHT 



Fig. 15. 

§ I. History and Controversy. 

The writer must confess to having felt not a little puzzled when he had to 
determine in what order to present Galton's work on Personal Identification. 
It is not only that his work was scattered over very numerous publications, 
but that in order to make it effective Galton had to step into the public 
arena; and this had its usual consequences, namely controversy and misrepre- 
sentation, factors which had hitherto played but a small part in Galton's 
career. On the whole it is strange how little controversy intruded on Galton's 
long and quiet years of study; this was in part due to the peace-loving mind 
of the man, but there were also other causes at work. In the first place 
he was labouring most of his life in an entirely untilled field, and there 
could be no friction therefore with other pioneers. In the next place his 
fellow scientists were slow to realise that the new logical tools he was 



Personal Identification and Description 139 

forging would ultimately be applied in their own fields of work, and when 
that application came, whether in anthropology, psychology, biology, sociology 
or medicine, there would be sure to be friction, and resulting controversy — 
heated and bitter. That experience was left to his lieutenants and their 
disciples. 

In the matter of finger-print identification, however, Galton was not only 
sharpening a new tool, but urging on all and sundry its application to 
practical problems. The tool was soon seen to be so efficient that it had 
to be adopted, but its very efficiency raised jealousy and controversy, as to 
whom the merit of its introduction must be attributed. I shall endeavour 
in this chapter not only to put before my readers the history of the adoption 
of finger-print identification in this country, but the means Galton took to 
popularise the idea, and finally provide a resume of his scientific contribu- 
tions to the subject which form the foundation on which all later work in 
this field has been based. 

Investigations with regard to finger-prints occupied much of Galton's 
time during the years from 1887 to 1895. I say advisedly from 1887, 
because soon after the opening of his second Anthropometric Laboratory, 
he began the collection of those thousands of finger-prints, on the study 
of which so many of his conclusions depended*. It may be safely said 
that no one had in the early 'nineties so vast a collection of finger-prints as 
Francis Galton, a collection covering not only our own English race, but also 
Welsh, Hindoos, Jews, Negroes, and special groups such as idiots, criminals, 
etc. That collection started by Galton has continued to grow to the present 
day, although now it is chiefly, but not entirely, confined to hereditary 
data. I have already indicated how Galton in the 'eighties was occupied with 
the problem of portraiture and personal identity (see Vol. II, Chapter xn), 
and it was from the standpoints (a) of ethnology, (b) of heredity, that he 
first approached the problem of the papillary ridges on the fingers. It is 
well known now that finger-prints may be classified into certain types, 
which Galton called "genera," and that variations appear to cluster round 
these typical forms. It would have been a great achievement to show that 
in certain human races only one "genus" occurs, or indeed that the "genera" 
occur in very different proportions. Galton failed in racial collections of 
fairly considerable numbers to detect any marked differentiation of this 
kind. I am not prepared to assert that with larger collections and more 
modern statistical methods some differentiation might not still be found ; it 
is hard to believe that from the very origin of Homo these genera have 

* This collection in large indexed cabinets exists in the Galtoniana, and I should be very 
grateful to any one whose tinger-prints were taken thirty to forty years ago, if they would call 
in at the Galton Laboratory, University College, W.C.I, and allow their lingers to be reprinted. 
Galton in delivering his Presidential Address to the Anthropological Institute, January 22, 
1889, refers to his lecture of 1888 as "of last spring " and mentions that he is taking the two 
thumb prints and describes the technique he has adopted. His work therefore began certainly 
in 1888 and I suspect experimentally in 1887 before his lecture of May, 1888. The earliest 
dated tinger-prints that I can find in this laboratory are from March, 1888. 

18—2 



140 Life and Letters of Francis Galton 

been scattered almost indiscriminately among the ten fingers ; yet Galton 
failed to solve any anthropological problem by the aid of finger-prints*. 

In the matter of heredity he was more successful, he produced evidence 
adequate enough to demonstrate that finger-prints were hereditary, but 
neither he nor any one since has produced a satisfactory account of the 
manner in which they are inherited. 

In later years t Galton formed a considerable collection of family prints 
of the two forefingers only. These were tabled and reduced in 1920 by 
Miss Ethel M. Elderton, who demonstrated the general inheritance of the ridge 
patterns, but noted that two finger-prints were far from adequate to deter- 
mine the intensity of heredity, as although a parental peculiarity of pattern 
might pass to the same finger in the child, or with less probability to the 
homologous finger, it might also pass to any one of the remaining eight 
fingers ; this, if it happens to any individual finger with still less probability, 
may occur with equal or even greater probability when we take into account 
the total eight of them. While the existence of ten fingers in man is a 
distinct advantage in the matter of personal identification — or if we like a 
distinct misfortune to the criminal — it is also something of a misfortune to 
the geneticist. At any rate Galton's work left much to be done in deter- 
mining the organic correlations between prints of the different fingers in 
the same individual { and the bearing of these organic correlations on the 
problem of heredity in the ridges. Thus it came about that while Galton 
did much pioneer work in the collection and co-ordination of material his chief 
contribution to the subject was in the matter of identification. He was the 
first to publish matter, largely due to Sir William Herschel, fully establishing 
the persistence of finger-print patterns ; he was the first to show the nature of 
their variety and to classify them, and lastly he was the first to prove that it 
was possible to index them and rapidly to find, from a given set of prints, 
whether their owner was already in the index. All these problems were 
fundamental and must be definitely solved, if finger-prints were to be used for 
police purposes. None of this spade work had been achieved or at any rate 
published before Galton took up the subject. Before his day we have mere 
suggestions of the possible usefulness of these prints. Within ten years from 
his first study of the subject by the aid of his papers dealing with the prints 
from a scientific standpoint, by repeated letters to the press, by action through 
the British Association and by definite demonstrations in his Laboratory to 
the Commission appointed by Mr Asquith to consider the question of criminal 
identification in England, Galton had got not only bertillonage accepted in 

* More recent researches, for example, those of Kubo (1918) and Collins (1915), seem to 
indicate that the Oriental races have a larger percentage of whorls and fewer ulnar loops than 
the European races. But the results are doubtful because there is a large personal equation in 
the matter of classification. I think we must conclude with Stockis {Revue Anthropologiqne, 
Annee 1922, p. 92) that the results reached (thirty years after Galton) are still not adequate 
to admit of our asserting the existence of well-defined ethnic differences in finger-prints. 

t See Biomelrika, Vol. n, p. 365, 1903. Collection made in the years 1903 to 1905. 

\ A beginning was made in the study of the organic correlation of finger-prints by 
Dr H. Waite, Biometrika, Vol. x, p. 421 el seq. 



Personal Identification and Description 141 

England, but, what in the sequel has proved more important, the use of 
finger-prints. The fact that such prints are now practically adopted in 
the Criminal Investigation Departments of all civilised countries, is striking 
testimony to Galton's work and to his energy. Attempts have been made 
to belittle his achievement in this matter. Galton's claim is not based on 
his being the first to suggest this use of finger-prints, or on being the first 
actually to apply them. It lies in the fact that general police adoption of 
finger-prints resulted from his activities. It is easy to make suggestions, it 
wants an additional mental quality to get them carried out by administrative 
bodies, always and often justly conservative in character*. 

In Galton's lecture at the Royal Institution in 1888 on "Personal Identi- 
fication f," he gave an account (pp. 3-5) of Bertillon's method — bertillonage 
as it came to be called — the basis of which lies in recording the anthropometric 
measurements of criminals. Galton believed in the serviceableness of this 
method, but he held also that its efficiency had been overrated, because its 
inventor much underestimated the high correlations, which Galton surmised, 
and which were later demonstrated to exist between the various measurements 
taken. He then made his first public reference, as far as I am aware, to 
those "most beautiful and characteristic of all superficial marks" the 

"small furrows, with the intervening ridges and their pores, that are disposed in a singularly 
complex yet regular order on the under surfaces of the hands and the feet. I do not now 
speak of the large wrinkles in which chiromantists delight, and which may be compared to the 
creases in an old coat, or to the deep folds in the hide of a rhinoceros, but of those fine lines of 
which the buttered fingers of children are apt to stamp impressions on the margins of the books 
they handle, that leave little to be desired on the score of distinctness." 

Galton then refers to the work of Purkenje in 1823, Kollmann 1883, 

Sir William Herschel andDr Faulds, etc., much in the same terms as in his 

Finger Prints of 1892{. In this lecture Galton submitted on the problem 

of permanence : 

"a most interesting piece of evidence, which thus far is unique, through the kindness of Sir 
Win. Herschel. It consists of the imprints of the first two fingers of his own hand made in 1860 
and in 1888 respectively, that is, at periods separated by an interval of twenty-eight years." 
<pp. 12-13.) 

Galton analyses the minutiae (see our p. 178) in an adequate, but less 
thorough manner than he did later by the aid of sevenfold photographic 
enlargements and the tracing in of the ridges. It is clear that Galton was 
actively interested in finger-printing, and his remarks on p. 15 show that 
he had been experimenting in many ways on the most advantageous and 

* An executive department has not only to consider the cost of installing an innovation, 
and afterwards of its maintenance, but likewise whether the resulting advantages will 
compensate for the additional expenditure. 

f See our Vol. n, p. 306; also the Journal Royal Institution, May 25, 1888, or Nature, 
June 28, 1888. 

J He does not refer to the paper by Nehemiah Grew in the Phil. Trans, of 1684 (Vol. xiv, 
pp. 566-67). That paper has a very good, i.e. well engraved, illustration of the ridges on the 
palm of the hand and on the fingers. A rather curious representation of the pores on the ridges — 
not referred to in the text — appears also to belong to Grew's paper. Grew emphasises that the 
pores are on the ridges, not in the furrows, and speaks of them as little fountains for the dis- 
charge of sweat. There is no statement as to permanence or as to personal identification. 



142 



Life and Letters of Francis Gallon 



cleanliest method of taking the impressions. In his Finger Prints of 1892 
Galton says that 

"My attention was first drawn to the ridges in 1888, when preparing a lecture on Personal 
Identification for the Royal Institution, which had for its principal object an account of the 
anthropometric method of Bertillon, then newly introduced into the prison administration of 
France. Wishing to treat of the subject generally, and having a vague knowledge of the value 
sometimes assigned to finger marks, I made inquiries, and was surprised to find, both how 
much had been done, and how much there remained to do, before establishing their theoretical 
value and practical utility." (p. 2.) 





Fig. 16. Finger Prints of Sir William J. Herschel at an interval of 28 years. From Galton's Finger 
Prints, Plate 15, Right Forefinger. Second method of marking minutiae. 

I do not think that it can be asserted that Galton failed to recognise 
what work had been previously published, except in the case of Nehemiah 
Grew*, and from him he would indeed have learnt very little, had he known 
of him. That the pores were on the ridges, not in the furrows, Galton 
probably found out from his own observation f. 

* Alix's paper of 1868 (see our p. 143 ftn. t) and Klaatsch's of 1888 are referred to on 
p. 60 of the Finger Prints, but more stress possibly might have been laid on the former. 

■\ In the Memories, pp. 257-8, is an amusing account of Herbert Spencer's view on the 
relation of ridges to pores: 

" I may mention a characteristic anecdote of Herbert Spencer in connection with this. He asked me to 
show him my Laboratory and to take his prints, which I did. Then I spoke of the failure to discover the origin 
of these patterns, and how the fingers of unborn children had been dissected to ascertain their earliest stages, 
and so forth. Spencer remarked that this was beginning in the wrong way; that I ought to consider the 
purposes the ridges had to fulfil, and to work backwards. Here he said, it was obvious that the delicate mouths 
of the sudorific glands required the protection given to them by the ridges on either side of them and therefrom 
he elaborated a consistent and ingenious hypothesis at great length. I replied that his arguments were 
beautiful and deserved to be true, but it happened that the mouths of the ducts did not run in the valleys 
between the crests, but along the crests of the ridges themselves. He burst into a good-humoured and up- 
roarious laugh and told me the famous story which I had heard from each of the other two who were 
present at the occurrence. Huxley was one of them. Spencer, during a pause in conversation at dinner at the 
Athenaeum said, 'You would little think it, but I once wrote a tragedy.' Huxley answered promptly, 'I know 
the catastrophe.' Spencer declared it was impossible, for he had never spoken about it before then. Huxley 
insisted. Spencer asked what it was. Huxley replied: 'A beautiful theory, killed by a nasty, ugly little fact'." 



Personal Identification and Description 143 

I think, however, Galton had forgotten the date at which his attention 
was first drawn to finger-prints. He appears to have been collecting data 
before his lecture in 1888. But as early as 1880 Dr Faulds wrote a letter 
(February 16th) from Japan to Charles Darwin mentioning that the topic 
might have interest for him. The letter suggested that there were racial 
differences in finger-prints and enclosed two prints of palms of hands and of 
the five fingers. Darwin, strangely for him, rather overlooked the possible 
importance of the topic ; he was clearly busy and worried*. He forwarded 
the letter to Galton mentioning that it might have interest for anthropo- 
logists, and suggesting it had better be dealt with by the Anthropological 
Institute. Galton actually did present the letter to that Institute, and its 
officials appear to have then pigeon-holed it. Faulds' and Darwin's letters 
were unearthed many years later (April, 1894), after Galton had published 
his books, and returned by A. E. Peek to Galton. These letters I found in 
the Galtoniana. 

Before this discovery I had no knowledge that Dr Faulds had written to 
Darwin in 1880, but it is clear that Galton sent the letter as suggested by 
Darwin to the Anthropological Institute. It cannot be said that any injustice 
was thus done either by Darwin or Galton. No busy scientist is bound to pay 
attention to the innumerable suggestions that may be made to him. Further, 
twenty years earlier, 1858, Sir William Herschel was using finger-prints for 
practical executive purposes in India, and lastly what is more to the point 
Dr Faulds sent much the same communication slightly later to Nature where 
it was printed on October 28, 1880 1, i.e. in the year of his letter to Darwin, 
and called forth a response from Sir William Herschel stating what he had 
himself achieved J. Galton refers to both letters not only in his Royal 
Institution lecture of 1888, but also in his Finger Prints. Before Galton 
issued his epoch-making papers of 1891, and his three books 1892 to 1895, 
no really substantial work had been published on finger-prints, since 
Purkenje's. A comparison of Galton's results with the two letters in Nature 
of 1880 will suffice to indicate how idle it is to attempt to belittle his claims. 

* Darwin was failing in health in 1880 and correspondence with strangers had become 
a burden to him. See Life and Letters, Vol. in, p. 355 et seq. 

f Vol. xxii, p. 605. It should be noticed that Dr Faulds states that he commenced his study 
of the "skin furrows of the hand" in the previous year, but he yet speaks of "the for-ever-un- 
changeable finger furrows of important criminals," and again in his letter to Darwin he states 
that photographs may grow unlike the original, but never the rugae. In other words he begs 
the question of permanence. At the same time he shows that he has ideas of the wide possible 
usefulness of the finger-print. He says that he had been studying the papillary ridges in 
monkeys, but appears to have overlooked the elaborate comparisons of these ridges among all 
kinds of primates including man in the paper by Alix: "Recherches sur la disposition des lignes 
papillaires de la main et du pied," Annates des sciences naturelles (Zoologie), T. vm, pp. 295-362, 
T. ix, pp. 5-42 and corrections T. x, p. 374. The portion in T. ix contains excellent engravings 
of the hands and feet ridges of primates. Alix enlarges on the great variety of the finger-prints 
in man, and figures "double vortex," "loop" (Amande), "racket," "spiral," "spiral within circle" 
and simple "circle." In other words he was reaching and figuring a classification to enable him 
to compare man with other primates. 

J Nature, Nov. 25, 1880, Vol. xxm, p. 76. Herschel recorded a twenty-two years' use of 
finger-prints and gives some evidence of their permanence. 



144 Life and Letters of Francis Galton 

A serious mis-statement more or less frequently made was that Bertillon 
who ultimately adopted the finger-print system of identification had initiated 
it. This pained Galton extremely, because he actually introduced Bertillon to 
the method, but the latter at the time feared practical difficulties such as the 
want of education in his employees. Bertillon's letter of June 15, 1891, in 
a reply to a letter of Galton's suggesting that he should try the system, has 
luckily been preserved. The essential paragraph runs as follows : 

" Je vous remercie de votre nouvel envoi relativement aux impressions digitales. Je suis fort 
dispose a ajouter votre precede au signalement anthropometrique surtout pour les enfants. 
Mais je redoute quelques difficult^ pratiques pour le nettoyage des doigts apres l'impression 
faite, etc. Puis mes agents si peu instruits mettront-ils le zele necessaire pour apprendre votre 
mdthode? Je crois que vous traversez souvent Paris, pourriez-vous, a votre prochain voyage, 
me consacrer une matinee au Depot, pour un essayage sur la vile multitude?" 

The words "votre proc^de" and "votre mdthode" clearly indicate that 
Bei'tillon was fully aware of the originator of this process of criminal inves- 
tigation. Notwithstanding, even as late as 1896, in the English translation 
of Bertillon's Instructions signaletiques, the date of the introduction of the 
prints of the thumb and three fingers of the right hand into the French 
schedule for the criminal is given as 1884, instead of 1894, and "conveys the 
idea that the use of finger-prints in Paris is much older than it really is, and 
previous instead of subsequent, to its use in England*." The 1893 edition of 
Bertillon's Identification Antliropometrique, Instructions signaletiques has 
no reference to finger-prints. It is still over-confident as to the infallibility 
of bertillonage f. Galton claimed neither finality nor infallibility for his 
methods ; as to finger-print identification he found it a suggestion and he 
left it an art. 

In 1905 M. Bertillon wrote in reply to a question of Dr Faulds: 

"Les impressions digitales a Paris sont adjointes au signalement anthropometrique depuis 
l'annee 1894. J'ajoute que nous nous en trouvons fort bien. Quoique nous n'ayons jamais fait 
d'identification erronee antierement nous sommes encore mieux garantis, si possible, en ce qui 
regarde l'avenir." {Guide to Finger-Print Identification, pp. 4-5.) 

* See Nature, Vol. liv, p. 569, where there is a review by Galton of the Signaletic 
Instructions, emphasising the superiority of the English finger-print system and direct in- 
dexing of the prints to the French anthropometric system or "bertillonage." Galton therein 
prophesies what has since come to pass, that the former would ultimately supplant the latter 
completely. 

•)• "L'absolu de nos affirmations dans les questions d'identite, et notamment dans les cas plus 
difficiles d'identification entre deux photographies, etonne encore les fonctionnaires de la police 
ou de l'ordre judiciaire auxquels une longue pratique n'a pas deja enseigne ce qu'on appelle au 
Palais notre in/aiUibilile. Nous nous devions a nous-meme de d<5montrer que le peremptoire 
habituel de nos reponses ne resultait pas d'un temperament risque-tout, mais ^tait la consequence 
raisonnee de la combinaison de divers precedes dont l'application, quand elle en a ete correcte- 
ment faite, ne laisse pas la moindre place a 1'indecision. 

"Puisse le present volume satisfaire a ce programme et contribuer ainsi a assurer la survi- 
vance de la rn&hode dont nous sommes a la fois et L'lN VENTEUR EXCLUSIF ET 
PARTOUT UN PEU L'ORGANISATEUR " (pp. x-xi). Capitals in original. Galton's 
view was that bertillonage could not be infallible owing to the high correlations of many of 
its measurements which its creator neglected. 



Personal Identification and Description 145 

Bei'tillon's letter to Gal ton of 1894* (see above) indicates where the 
inspiration originated. Galton was ever ready to acknowledge others' work 
in any field, and not less in finger-printing. Thus in 1891 he gave a full 
account of Forgeot's excellent work on blurred finger-prints t, and of the 
latter 's methods of bringing up and photographing greasy finger marks on 
glass or metal. We have still in the Galtoniana the exhibit Galton made at 
the Royal Society Soiree of that year of Dr Forgeot's imprints of the entire 
hand. 

In 1905 Dr Henry Faulds published a work entitled: Guide to Finger- 
Print Identification. It would have been in some respects a useful book had 
it not made exaggerated claims for the author's achievements in this field, 
which are accompanied by remarks belittling what Sir William Herschel had 
practically achieved and what Galton had carried out experimentally. Dr Faulds 
entirely overlooks the fact that up to 1904, beyond his original letter of 1880 
in Nature, he had himself published nothing on the subject, which could reach 
men of science. That letter, if suggestive, was by no means convincing; it needed 
the experience that Herschel provided of the permanence of types, and of 
the practical utility for identification to induce a man in the first rank of 
science to take up the subject and study it effectively. It is noteworthy that 
Dr Faulds in his chronological bibliography of the subject of finger-printing, 
starts with his own letter in Nature of 1880, and proceeds nearly year by 
year till he comes to 1890, and then passes to 1894 omitting from his biblio- 
graphy all reference to Galton's memoirs and books ! The whole tone of the 
book was distinctly unpleasing and seemed directly calculated to excite 
resentment in the minds of workers in the same field, who had done far more 
than Dr Faulds for the subjectj. In regard to the claims of Dr Faulds we 
must remember that his original letters to Darwin and to Nature were 
written from Japan. The letters from Kumagusu Minakata to Nature, Vol. 
li (1894), pp. 199 and 274 prove that the use of the finger-print as a sign- 
manual on legal documents was familiar in Japan up to 1869 ; thus when 
a husband divorced his wife, he signed the statement of reasons with his own 
index-finger. The use of the finger-print as a sign-manual seems to have come 

* A further letter of Bertillon's of July 3, 1896, indicates his view of finger-prints even two 
years later: 

" Jusqu'a ce jour, en effet, les empreintes digitales n'ont ktk prises dans mon service qu'a titre de marques 
particulieres, destinees a affirmer l'identit^ individuelle, et cela en dehors de toute classification au moins 
quant a present." 

t " Imprints of the Hand," by Dr Forgeot of the Laboratoire d'anthropologie criminale, 
Lyon, Journal of the Anthropological Institute, Vol. xxi, p. 282, November 10, 1891. 

\ "Of Sir William's mute, or at least inarticulate, musings over a period of some twenty years 
in India, I in Japan knew nothing" (p. 37). "Mr Galton who frequently acts as a graceful 
chorus to Sir William" (p. 36). "Mr Collins (now Inspector), who after some training by Mr 
F. Galton, who had recently begun the study, took charge of the Finger Print Department" 
[i.e. at Scotland Yard] (p. 5). It is needful to repeat that Galton began his researches early 
in 1888, that he had by 1895 accumulated from all quarters of the world a larger collection of 
finger-prints than any other living man, and had published more work about them of a high 
scientific order than any one previously and, I may add, since. 

pgiii 19 



146 s Life and Letters of Francis Galton „ 

together with Japan's old laws from China*. Presumably these facts were 
unknown to Dr Faulds when he wrote his letters or he would have mentioned 
them. Fourteen years after his. first letter, on the publication of the Parlia- 
mentary Blue Book in 1894, he wrote to Nature challenging the statement 
in the Blue Book that the Finger-Print system was "first suggested and to 
some extent practically applied by Sir William Herschel," and demanding 
that this claim should be " brought out a little more clearly than has yet 
been done, either by himself or Mr Galton" [Nature, Vol. L, p. 548, October 
4, 1894). Herschel replied in a letter of November 7 (Nature, Vol. Li, p. 77, 
November 22, 1894), which must be convincing to any unprejudiced mind. 
A few extracts will suffice: 

"To the best of my, knowledge, Mr Faulds' letter of 1880 was, what he says it was, 
the first notice in the public papers, in your columns, of the value of finger-prints for the 
purpose of identification. His statement that he came upon it independently in 1879 (? 1878) 
commands acceptance as a matter of course. At the same time I scarcely think that such 
short experience as that justified his announcing that the finger-furrows were 'forever- 
unchanging.' 

"How I chanced upon the thing myself in 1858 and followed it up afterwards, has been very 
kindly stated on my authority by Mr Galton, at whose disposal I gladly placed all my materials 
on his request Those published by him were only a part of what were available (see his Finger 
Prints, p. 27, and his Blurred Finger Prints). To what is there stated I need now only add, 
at Mr Faulds' request, a copy of the demi-official letter which I addressed in 1877 to the then 
Inspector-General of Jails in Bengal. That the reply I received appeared to me altogether dis- 
couraging was simply the result of my very depressed state of health at the time. The position 
into which the subject has now been lifted is therefore wholly due to Mr Galton through his large 
development of the study, and his exquisite and costly methods of demonstrating in print the 
many new and important conclusions he has reached." [Italics in the last paragraph are the 
biographer's.] 

There follows a copy of the demi-official letter sent to the Inspector- 
General of Jails in Bengal on August 15, 1877. From this letter it appears 
that Herschel bad .tested the permanence of the finger-furrows for 10 or 15 
years, that it had been used for years in the Registry for Deeds at Hooghly, and 
that Herschel had taken thousands of finger-prints in thecourse of the previous 
twenty years, and had tried it recently both in the jail and among pensioners. 
He recommended it strongly for similar purposes throughout India. Herschel 
wrote as one official to another with whom he was on friendly terms, and 
so, while giving the office of his correspondent did not think it needful to 
mention his name. 

Dr Faulds did not reply at the time and one might have hoped the matter 
would have been considered settled. But in 1905 he returned in his book 
to the fray: "The letter, or report, or book, is addressed to some mysterious 
personality [Sir William Herschel distinctly states that it was sent to the 

* Camel drivers in Tibet sign their contracts with a thumb smeared with ink. Even at 
the present day, a Japanese Professor working in my laboratory informs me, a native of his 
country signs a document with his personal seal, but if he has not his seal with him or has 
mislaid it, he is allowed legally to sign with his finger-print as a means of identification, the 
latter method being a relic of a custom established for many generations. It does not seem to 
me that Herschel has done full justice to Japanese claims in this matter in his Origin of Finger 
Printing (see p. 40). 



PLATE V 



• 



'1 .„''#'. 








-vi^>. 












V 



L 










AT 



Rajyadhar Konai's Contract made at Hooghly, 1858. which at Sir William J. Herschel's 
he signed with an imprint of his right hand as an identifiable sign- manual. 



' 



request 



Personal Identification and Description 147 

Inspector-General of Jails in Bengal], known only to literature* as 'My 
dear B — ' and is luminously certified as 'True copy of office copy,' but by 
whom certified is not stated." (Guide to Finger Print Identification, p. 36.) 
It was clearly impossible to deal patiently with a controversialist of this type, 
who first demands to see a document and when it is exhibited waits ten years 
before attempting to throw discredit on it ! I have rarely known Galton 
moved. He certainly was moved on this occasion. He wrote the notice of 
Faulds' book which appeared in Nature, Vol. Lxxn, Supplement, p. iv 
(October 19, 1905). Anyone who has read the literature on this topic up 
to 1905 can only agree with what Galton states. If it is severe on Dr Faulds, 
the severity was warranted. I cite a portion of it : 

"Dr Faulds was for some years a medical officer in Japan, and a zealous and original in- 
vestigator of finger-prints. He wrote an interesting letter about them in Nature, October 28, 
1880, dwelling upon the legal purposes to which they might be applied, and he appears to be 
the first person who published anything, in print, on this subject. However his suggestions of 
introducing the use of finger-prints fell flat. The reason that they did not attract attention 
was presumably that he supported them by no convincing proofs of three elementary pro- 
positions on which the suitability of finger-prints for legal purposes depends : It was necessary 
to adduce strong evidence of the, long since vaguely alleged, permanence of those ridges on the 
bulbs of the fingers that print their distinct lineations. It was necessary to adduce better 
evidence than opinions based on mere inspection of the vast variety of minute details of those 
markings, and finally, for purposes of criminal investigation, it was necessary to prove that a 
large collection could be classified with sufficient precision to enable the officials in charge of it 
to find out speedily whether a duplicate of any set of prints that might be submitted to them 
did or did not exist in the collection. Dr Faulds had no part in establishing any one of these 
most important preliminaries f. But though his letter of 1880 was, as above mentioned, the 
first printed communication on the subject, it appeared years after the first public and official 
use of finger-prints had been made by Sir William Herschel in India, to whom the credit of 
originality that Dr Faulds desires to monopolise is far more justly due 

"The question of the priority of dates is placed beyond doubt, by the reprint of the office copy 
of Sir William's 'demi-official' letter of August 15, 1877, to the then Inspector of Prisons in 
Bengal. This letter covers all that is important in Dr Faulds' subsequent communication of 
1880, and goes considerably further. The method introduced by Sir Wm. Herschel, tentatively 
at first as a safeguard against personation, had gradually been developed and tested, both in 
the jail and in the registering office, during a period from ten to fifteen years before 1877 as 
stated in the above quoted letter to the Inspector of Prisons. 

"The failure of Sir Wm. Herschel's successor, and of others at that time in authority in 
Bengal, to continue the development of the system so happily begun, is greatly to be deplored, 
but it can be explained on the same grounds as those mentioned above in connection with 
Dr Faulds. The writer of these remarks can testify to the occasional incredulity in the early 
'nineties concerning the permanence of the ridges, for it happened to himself while staying at 
the house of a once distinguished physiologist, who was the writer when young of an article on 
the skin in a first class encyclopaedia, to hear strong objections made to that opinion. His 

* The India List for 1876-1877 would have at once informed Dr Faulds that Mr Beverley 
was, in August 1877, Inspector-General of Prisons in Bengal. Herschel also wrote to the 
Registrar-General, Sir James Bourdillon, who later expressed regret that he had allowed the 
suggestion to slip through his fingers. See Sir William J. Herschel, The Origin of Finger 
Printing, Oxford, 1916, p. 25. 

t Actually after his letter to Nature of 1880, he published no scientific contribution to the 
subject before Galton took it up in 1888; he wasted eight years. Then Galton published his 
books and papers, and only in 1905 does Dr Faulds issue a work which could be even considered 
a scientific contribution to the subject, and then of so acrimonious a character that it is of 
negligible value. 

19—2 



148 Life and Letters of Francis Galton 

theoretical grounds were that the gland, the ducts of which pierce the ridges, would multiply 
with the growth of the hand, and it was not until the hands of the physiologist's own children 
had been examined by him through a lens, that he would be convinced that the lineations on 
a child's hand might be the same as when he grew up, but on a smaller scale. . . . 

"Dr Faulds in his present volume recapitulates his old grievance with no less bitterness than 
formerly. He overstates the value of his own work, belittles that of others, and carps at evidence 
recently given in criminal cases. His book is not only biased and imperfect, but unfortunately 
it contains nothing new that is of value, so far as the writer of these remarks can judge, and 
much of what Dr Faulds seems to consider new has long been forestalled. It is a pity that ho 
did not avail himself of the opportunity of writing a book up to date, for he can write well, 
and the photographic illustrations which his publisher has supplied are excellent." 

This is a long extract and the subject is a painful one, but it has to be 
definitely asserted that it was to the experience of Sir Wm. Herschel and to the 
laborious studies of Sir Francis Galton, and not to anything Dr Faulds wrote 
or said, that we owe the adoption of finger-print identification for criminal 
investigation at first in England and since then throughout the whole civilised 
world*. There has been a tendency to obscure this great achievement of 
Galton's not only by confusing finger-printing with bertillonage, which it 
ultimately killed, but owing to Dr Faulds' continual attempts to monopolise 
all credit for both the discovery and the practical application of finger-printing. 
Like all arts it has developed in practice. But even as the credit for metal 
bridges is not due to the man who suggested that bridges might be made of 
metal, nor to those who changed cast iron to wrought iron or wrought iron 
to steel bridges, but to the man who made the first metal bridge, and induced 
people to walk over itf, so the credit for finger-print identification in criminal 
matters is due to Herschel and Galton, or even as the former has generously 
said — "the position into which the subject has now been lifted is there- 
fore wholly due to Mr Galton" (see our p. 146). 

On October 21, 1893, Mr Asquith appointed a Committee { consisting of 
Mr C. E. Troup of the Home Office, Chairman, Major Arthur Griffiths, 

* My Japanese friend, referred to in the footnote on p. 146, said very definitely, that while 
the Japanese had resorted very early to finger-prints as personal sign-manuals, yet the Japanese 
criminal investigation usage did not arise from this, but was imported de novo from Europe. 

f Thomas Paine, author of The Rights of Man. 

X The origin of this Committee is fully described in a letter of Galton to the Times, July 7, 
1893. The British Association in its Edinburgh Meeting of the previous year had listened to a 
paper by Manouvrier of Paris on bertillonage and another by Benedict on the modified system 
used in Vienna. As a result a resolution was carried by the Council in the following terms : 

" Considering the need of a better system of identification than is now in use in the United Kingdom and 
its Dependencies, whether for detecting deserters who apply for re-enlistment, or old offenders among those 
accused of crime, or for the prevention of personation, more especially among the illiterate, the Council of the 
British Association express their opinion that the anthropometric methods in use in France and elsewhere deserve 
serious inquiry, as to their efficiency, the cost of their maintenance, the general utility, and the propriety of 
introducing them, or any modification of them, into the Criminal Department of the Home Office, into the 
liecruiting Departments of the Army and Navy, or into Indian or Colonial administration." 

Galton was not in Edinburgh nor responsible for the resolution but he was a member of the 
Committee appointed in connection with it. It will be seen that the recommendation does not 
go beyond bertillonage. Galton, as this letter to the Times amply demonstrates, at once pro- 
ceeded to introduce the idea of finger-printing into the proposals for a better method of identi- 
fication (see also Galton's letter, Nature, July 6, 1893, Vol. xlviii, p. 222), and four months later 
when Mr Asquith appointed his departmental committee finger-printing was ab initio included 
among the matters for examination. I know of no other reason but Galton's activities for its 
inclusion in Mr Asquith's programme. 



Personal Identification and Description 149 

Inspector of Prisons, and Mr M. L. Macnaghten, Chief Constable of the 
Metropolitan Police Force, to inquire (a) into the method of registering and 
identifying habitual criminals now in use in England; (b) into the "Anthro- 
pometric System" of classified registration and identification in use in France 
and other countries; (c) into the suggested system of identification by means 
of a record of finger-marks, and to report whether the anthropometric system 
or the finger-mark system can with advantage be adopted in England either 
in substitution for or to supplement the existing method. It will be seen 
that the inquiry resulted from Galton's work of 1892 and earlier, and if the 
evidence given be examined *, it will be found that the Committee were really 
considering whether bertillonage, or what we may call galtonage in contra- 
distinction, or a combination of the two should be adopted. Galton was the 
only finger-print expert examined as a witness, and the Committee visited 
his laboratory, saw finger-prints being taken, and the relative ease with 
which Galton picked out from his cabinet the finger-prints of an individual, 
whose prints were provided in duplicate. It is noteworthy that Galton, with 
a foresight for possible difficulties, gives a very simple arrangement for a drawer 
into which it is impossible to place a card which does not belong to that 
drawer. It could be easily adapted to work for a finger-print index, but 
Galton actually arranged it in his illustration on the basis of five bodily 
measurements each grouped in three categories (see p. 81 and plate). There 
are two other appendices by Galton, the first (p. 79) giving directions for 
taking finger-prints, and the second for searching a cabinet of finger-prints 
indexed by a simple form of bertillonage. When the Committee came to 
report on the Finger-Print System (pp. 25 et seq.) it is of Galton and his work 
alone that they speak. They write: 

"The second system on which we are specially directed to report is that now associated with 
the name of Mr Francis Galton, F.R.S., though first suggested and to some extent applied 

practically by Sir William Herschel A visit to Mr Galton's laboratory is indispensable in 

order to appreciate the accuracy and clearness with which finger-prints can be taken and the 
real simplicity of the method. We have during this inquiry paid several visits to Mr Galton's 
laboratory ; he has given us every possible assistance in discussing the details of the method 
and in further investigating certain points which seemed to us to require elucidation. He also 
accompanied us with his assistant to Pentonville Prison and superintended the taking of the 
finger-prints of more than a hundred prisoners.... The patterns and the ridges of which they 
[finger-prints] are composed possess two qualities which adapt them in a singular way for use 
in deciding questions of identity. In each individual they retain their peculiarities, as it would 
appear, absolutely unchangeable throughout life, and in different individuals they show an 
infinite variety of forms and peculiarities. 

"Both these qualities have formed the subject of special investigation by Mr Galton, and 
having carefully examined his data, we think his conclusions may be entirely accepted." (p. 25.) 

The difficulty that arose in the minds of the Committee will be a familiar 
one to students of the subject, namely the large classes formed by some 
of the loop categories. Galton was not wholly prepared to meet this difficulty 
of indexing, although he was already counting the ridges of loops, and dif- 
ferentiating them in other ways by the nature of their cores. It was not till 

* Blue Booh (C. — 1763). Identification of Habitual Criminals Report, Minutes of Evidence 
and Appendices. 



150 Life and Letters of Francis Galton 

1895 that he was prepared with his full ideas of indexing by finger-prints 
alone*. He was clearly in doubt in 1893 — because his own scheme of 
indexing was not yet fully developed — as to whether a population of 30,000 
to 50,000 could be adequately indexed solely on their finger-prints, and 
because the Committee shared his doubts, it is a misrepresentation to assert 
that they condemned his work f. In his evidence he exaggerated nothing, 
and placed his methods and their difficulties frankly before the Committee. 
It is idle to say either that Galton failed to get an independent system of 
finger-printing carried, or that the Committee condemned his system. Finger- 
printing was destined to become wholly independent of bertillonage ; it very 
soon did become so, as the study of finger-prints advanced, but in 1893 no 
one had published a complete system of indexing, and Galton was the only 
man who was able to make even suggestions in this matter. Above all to 
this day the all-important problem of indexing single prints seems to be 
unsolved J. The Committee laid down the following three main conditions for 
deciding what system should be adopted : 

"(1) The descriptions, measurements or marks, which are the basis of the system, must be 
such as can be taken readily and with sufficient accuracy by prison warders or police officers 
of ordinary intelligence. 

"(2) The classification of the descriptions must be such that on the arrest of an old offender 
who gives a false name his record may be found readily and with certainty. 

"(3) When the case has been found among the classified descriptions, it is desirable that 
convincing evidence of identity should be afforded." 

Applying these conditions to galtonage, the Committee reported that: 

"The 1st and 3rd of these conditions are met completely by Mr Galton's finger-print method. 
The taking of finger-prints is an easy mechanical process which with very short instruction 
could be performed by any prison warder. While in M. Bertillon's system a margin greater 
or less has always to be allowed for errors on the part of the operator, no such allowance has to 
be made in Mr Galton's. Finger-prints are an absolute impression taken directly from the body 
itself; if a print be taken at all it must necessarily be correct. While the working of this system 
would require a person of special skill and training at headquarters, it would have the enormous 
advantage of requiring no special skill or knowledge on the part of the operators in the 
prison §, who would merely forward to headquarters an actual impression taken mechanically 
from the hand of the prisoner. With regard to the third condition again, as we have already 
pointed out, Mr Galton's system affords ample material for conclusive proofs of identity. . . . 

"The Committee were so much impressed by the excellence of Mr Galton's system in com- 
pletely answering these conditions that they would have been glad if, going beyond Mr Galton's 
own suggestion\\, they could have adopted his system as the sole basis of identification." (p. 29.) 

* See later our account of his Finger Print Directories, 1895. 

t Dr Faulds, loc. cit. p. 41, "Mr Galton's own system, afterwards expounded in a work 
[i.e. his Finger-Prints of 1892] abounding in grave errors and set forth in a way which the 
Blue Book of 1894 characterises." Of. our pp. 145-147. 

J Suppose a single print is found after a burglary and we need to ascertain whether the 
burglar was a known criminal, i.e. on the finger-print record. We may not even know of which 
finger it is a print, and yet the single print is perfectly individual and would identify the 
culprit were we able to index our single prints. 

§ I have examined the finger-prints on many hundreds of practice sheets of prison warders, 
and can certify that this statement has been amply confirmed by experience. 

|| Italicised by biographer. The whole essence of the Report was the abandonment of 
Bertillon's " distinguishing marks," the use of his system as merely a method of indexing, and 
the ultimate identification by the finger-prints (see p. 20). 



Personal Identification and Description 151 

The result of the Committee's deliberations was the recommendation that 
identification should be made by finger-prints, but that the indexing of the 
finger-prints should be by bertillonage. After recommending the appointment 
of a scientific adviser to the Convict Office, the Committee remark : 

"Moreover, when practical experience had been obtained of the use of finger-prints, he 
would be able to revise the suggestions which we have made as to the respective place of the 
Bertillon and the Galton methods in the system, and might possibly find it advantageous to 
extend the Galton method of classification further than, with the limited experience we possess 
of its practical application, we have ventured to propose." (p. 35.) 

It appears to me that the Committee went just as far towards replacing 
a tried system, bertillonage, by a new system, galtonage, as it was safe at that 
time to do. They even foresaw that with a really scientific adviser the latter 
system would entirely replace the former. In 1895 Dr Garson was appointed 
as scientific adviser to the Convict Office, and Inspector Collins* was sent 
to Galton's Laboratory to be instructed in finger-printing, and he ultimately 
took charge of the Finger-Print Department. Unfortunately Dr Garson, 
"being a skilled craniologist and writer on human measurement, was perhaps 
somewhat biased towards bertillonage f," and little was done towards 
following out the Departmental Committee's suggestion of indexing by the 
finger-prints themselves as experience in their use increased. 

Sir E. Henry, who had adopted finger-print identification in India, with 
as far as I can judge only small modifications of Galton's old method J, became 
Chief Commissioner of the Metropolitan Police in 1903. Of him Galton 
writes §: 

"When Sir E. Henry became Chief Commissioner six years ago, full of zeal for finger-prints, 
well experienced in their use and master of the situation, I felt satisfied that their utilisation 
had become firmly established, and I ceased to do more than observe its developments from 

* Probably the official who has risen to fame recently in less scientific activities. His 
teaching of the local prison warders in finger-printing certainly produced excellent results. 

t "Identification by Finger-Prints," a letter of Galton's to the Times, Jan. 13, 1909. 

% I judge this chiefly from his letters filed in the Galtoniana, and notes of Francis Galton 
himself. 
Thurs. Oct. 10/94 : 

"Mr Henry came today 10J to 12J to my laboratory by appointment.. ..I showed him much about finger- 
prints. He had spent hours at the lab. in my absence. Agreed that my part now- is to write an illustrated 
paper on classification. He undertakes to get me as many specimens as I want from India. I am to write to him 
there (he returns next week). In meantime I am to make some trials from my collection and I will talk to 
Macmillan." [This has reference to the proposed book, i.e. Finger Print Directories.] 

The correspondence with regard to finger-prints continued after Mr Henry's return to India, 
being dated from the office of Inspector-General of Police, Calcutta. In the following year Mr 
Henry submitted a "Note on Finger Impressions" for the guidance of the Lieutenant-Governor. 
From this it appears that identification was to be by the prints and indexing by bertillonage, 
i.e. the system of the Report of 1893. Numerous letters, thanking Galton for communications, 
asking him for further information, and stating how the matter progressed in India followed in 
1895, 1896 (with a further Report to the Chief Secretary in Bengal, still emphasising the doubt 
as to how to index the finger-prints of 20,000 persons ; the letters urge the need for this indexing 
to replace the difficulty of exact anthropometric measurements under Indian conditions), 1899 
(Henry describes his own new method of indexing) and 1900 (announcing that from April 1st 
the Indian Government had finally discarded anthropometry for direct finger-print indexing 
on Henry's system). 

§ Ibid. 



152 Life and Letters of Francis Galton 

time to time. Of course all new methods require time for development and growth, and though 
very much has been done under Sir E. Henry's vigorous administration, I doubt whether 
finality has even yet been reached ; for example, whether the power of lexiconising single prints 
has been developed to its utmost." 

The letters of Herschel, Henry and Galton In the possession of the Galton 
Laboratory trace clearly the history of finger-printing. It was Galton, who 
by his books, memoirs and constant letters to the press got the matter 
ventilated and ultimately forced the subject on the attention of the police- 
authorities; he might not have been successful had not Herschel's practical 
experience and evidence of permanence* been at his service. It was Henry 
who during 1898-1900 in India reduced the indexing of finger-prints to a 
workable system, and ultimately abolished the laborious and in the hands of 
careless observers the even dangerous anthropometric system f. 

But if a name is to be given to the system of finger-print identification 
in the same manner that bertillonage was attached to anthropometric 
measurement}, then the right term is undoubtedly galtonage. 

Of course every idler, who had not taken the trouble to investigate the 
subject, was up in arms against reform, as all such have ever been — "It may 
answer well enough on the Continent, where every one submits patiently to 
the inevitable, but it would not do in England, and I trust that the 
recommendations of the Committee— opposed as they are to the sentiments 
and principles of Englishmen — will not meet with the approval of the 
Secretary of State." (Times, March 23, 1894, Letter signed "Observer.") 
How many times have we read those words, when a powerful mind has 
pointed the way to a beneficial reform! 

Yet even as late as 1909 misrepresentations were made as to the 
originator of the police system for the identification of criminals by finger- 
prints. The Times in an article on the Metropolitan Police published on 
January 4 of that year attributed the system of identification by finger-prints 
to Sir Edward R. Henry ! What the writer should have said was that a 

* Herschel in a letter of Oct. 28, 1896 writes: "I have just compared my own mark of 
June 1859 with that of Oct. 1896. The identity is perfectly amazing, even to me. How nature 
can preserve such soft tissues for 37 years, renovating them constantly, yet preserving their 
delineation so precisely is not clearly intelligible to me." 

+ It is only fair to Bertillon to remind the reader that the anthropometric measurements 
were even in Bertillon's system primarily a method of indexing, and the identification depended 
on the record of bodily marks and characters together with the photographs. For Galton the 
best bodily marks were not moles, cicatrices, etc. but the finger patterns. 

J Those who have studied all Galton wrote on the subject of Finger- Prints before 1895 and 
after doing so turn to Sir E. R. Henry's Classification and Uses of Finger Prints (1st Edition 
1901, 3rd Edition 1905) may be inclined to think that the latter work does inadequate justice 
to Galton's labours. Henry's system of classification follows closely on Galton's and where he 
departs from it by the introduction of a very heterogeneous class of "Composites," it may well 
be doubted, if he has really succeeded in simplifying matters. His method of "ridge-tracing" 
for breaking up large whorl groups is essentially that of Galton's "Basis of Classification" in 
the 1890 Phil. Trans, paper (see our pp. 163-4); while "ridge-counting" was introduced 
originally by Galton himself to get over the large loop aggregation difficulty. Whether Henry's 
numerical symbolism for the various index classes gains in brevity what it loses in perspicacity 
can only be determined after a wide experience of the use of both full and "shorthand " formulae. 



Personal Identification and Description 153 

modification of Galton's method of indexing was introduced by Sir Edward 
Henry*. In 1895 Galton had published his Finger' Print Directories, which 
contained a great improvement on his previous method of classification; this 
later method was in most essential points identical with that in use in 1909 
at Scotland Yard. The article in the Times called Sir George Darwin into 
the field ; he concluded a letter which puts forward the simple facts of the 
matter with the words : 

"Sir Edward Henry undoubtedly deserves great credit in recognising the merits of the system 
and in organising its use in a practical manner in India, the Cape and England, but it would 
teem that the yet greater credit is due to Mr Francis Galton." 

One has to remember that identification by finger-prints was in use at 
Scotland Yard long before Sir Edward Henry came on the scene t, but the 
indexing was by bertillonage. Dr Garson, the former director, was too much 
of an anthropologist and had a mind of too little inventive power to give up 
the anthropometric index. A dozen different ways of breaking up the large 
loop categories would occur to an inventive mind, and as soon as one of these 
had been tried and found successful bertillonage was bound to disappear. 
The fact remains that nothing was done and no progress made in abolishing 
bertillonage, until Sir Edward Henry succeeded Dr Garson. This absence 
of progress was not Galton's fault, but lay with the Government, which 
selected for the post of director an old-school medical anthropologist rather 
than a finger-print expert. 

While it is absolutely impossible for one who has really studied finger- 
prints to confuse A's prints with those of B, it is always possible for a clerk to 
make an error in extracting the dossier, which corresponds to the identified 
finger-prints. Such a clerical lapse occurred in a case tried at the Guildhall 
in 1902, and the occasion was seized upon to attack the finger-print method 
by certain newspapers. Galton wrote a letter on the matter to Truth (October 
2, 1902, Vol. lii, p. 78G). He pointed out that there was no doubt about the 
identification, but when it came to turning up the record attached to the 

* In March 1897 Major-General Strahan and Sir Alexander Pedler reported on the system 
of identification by Finger-Prints as adopted in India. It was really a report on Henry's work 
and methods. In the course of the Report the three conditions laid down by Mr Asquith's 
Committee (see our p. 150) are cited and the following words occur : 

" In the same report it is acknowledged that Mr Galton's finger-print method completely met the first and 
third conditions, but they disapproved of his method of classification." 

This is a complete mis-statement of what the Committee did. Galton was not prepared at 
that date to provide a comprehensive method of indexing, accordingly it was impossible for 
the Committee to disapprove of his method of indexing. It was Galton himself who suggested 
indexing by bertillonage and this the Committee accepted, although both they and he looked 
upon it as a temporary stage. Galton's Secondary Classification was complete and published in 
1895 (see our pp. 199 et seq.), and in the present writer's opinion there is little in Henry's book of 
1901, which cannot be found, often better expressed, in Galton's of 1895 or in his earlier writings. 
The numerical notation is the chief novelty. We do not think the statement we have quoted 
above should have been allowed to appear without a qualifying note in Henry's Classification 
and Uses of Finger Prints (p. 112). 

t I myself witnessed the rapid identification of criminals by their finger-prints in 1900. 

p o ni 20 



154 Life ana Letters of Francis Galton 

impressions, a mistake had been made in the reference number and a wrong 
dossier was produced. Galton writes : 

"I wish to point out the moral of this. In every system there must be some clerk-work and 
a consequent liability, however small, to clerical blunders. In the system by measurements at 
least five have to be made and recorded for each person, and they each require three figures to 
express them. The frequent occurrence of mistakes in this complicated process was the main 
motive for abolishing measurements altogether, first in India, and now in this country. In the 
finger-print system all the above clerk-work is done away with because the hand of the accused 
person prints its own impression. As regards the comparative trustworthiness of the two 
systems, there can be no reasonable doubt. I took, as you may be aware, great pains in testing 
them, with the result that it is inconceivable to me that an expert to whom the impressions 
have been submitted of two different persons, taken with the cleverness that is habitual in prisons, 
should ever mistake one set for the other." 

§ II. Popularisation of Finger-Printing. 

I propose in this section to give an account of some of the minor papers 
and letters to newspapers by which Galton made the idea of finger-printing 
familiar to his countrymen. I think this plan is better than scattering them 
chronologically between his more solid contributions to the science of the 
subject, which will be dealt with in the remaining section of this chapter. 

In August 1891 Galton published in the Nineteenth Century (Vol. xxx, 
pp. 303-311) an article entitled "Identification by Finger-Tips." It contains 
a resume of his Royal Society papers in a popular form, an account of his 
apparatus and a suggestion that professional photographers should take up 
finger-printing as part of their trade. He concludes with the prophecy : 

"I look forward to a time when every convict shall have prints taken of his fingers by the 
prison photographer at the beginning and end of his imprisonment, and a register made of them ; 
when recruits for either service shall go through an analogous process ; when the index-number 
of the hands shall usually be inserted in advertisements for persons who are lost or who can- 
not be identified, and when every youth who is about to leave his home for a long residence 
abroad, shall obtain prints of his fingers at the same time that the portrait is photographed, 
for his friends to retain as a memento." (p. 311.) 

Another matter in connection with finger-prints which excited Galton's 
attention and has very considerable scientific interest is the question of scars 
and wounds as influencing the ridges. On Plate VI are given illustrations 
of this matter which I have found in the Galtoniana. In Fig. (v) we have an 
enlarged print of a graft on the bulb of a thumb. In this case J. R. H., a 
solicitor in large practice, sliced oft' a piece of the flesh of his thumb; it was 
promptly picked up, replaced in what was thought to be its original position 
and the thumb tightly bandaged. The print taken thirty years later shows 
that the ridges had not been properly adjusted, the orientation of those on 
the graft being almost at right angles to their true position* ! 

In Fig. (i) a-d we have a good illustration of the effect of a burn, 
which occurred in the case of Sergeant Handle, Galton's assistant. In 
Fig. (i) b taken immediately after the accident, the ridges have entirely 
disappeared, but Fig. (i) d indicates that if the injury has not been too 

* See Nature, Jan. 30, 1896 (Vol. liii, p. 295). 



PLATE VI 




(a) Before 
Burn 





(6) Just after 
Burn 



(c) Some time 
after Burn 



Fig. (i). Restoration of Hidges after a not too severe Burn. 




(</) Ultimate 
Restoration 




Effect of an Ulcer 



Tailor's Finger 
Fig. (ii). 



Effect of a Cut 





Fig. (iii). Scar in Adult, at Four Years' Interval. 
10 





Fig. (v). J.B.H., a Solicitor, sliced a piece 

of his thumb off ; it was promptly replaced 

and bound up. His finger-print shows by 

the ridges that the slice was put on wrong 

—30 wa y round ! 



Fig. (iv). Scar in Boy, at Two Years' Interval. 

Effects of various injuries on the pattern of the Finger-Print. Enough minutiae 
are, as a rule, left for identification purposes. 



Personal Identification and Description 155 

great, they develop again on the old sites. Figs, (ii), (hi) and (iv)* show the 
effect of an ulcer in destroying the ridges, the changes produced by the 
occupation of tailoring, and the marks left by scars and cuts. It will be 
recognised at once how injuries of this kind fail to destroy completely 
the minutiae of the ridges on which identification depends. Indeed if they 
were in existence when the earlier print was taken, they form themselves 
very valuable contributory factors in the recognition of identity. It is 
singular how little Galton left unobserved when he came to deal with a 
new topic; his fruitful mind seemed to envisage all possibilities that might 
detract from or aid the enterprise he had in hand. He collected material 
from all quarters, but the subject was so vast that even he left much that 
would still be worth gleaning. I think a wide study of finger-prints from the 
standpoint of occupations might still indicate interesting possibilities. The 
carpenter's, the metal worker's, the shoemaker's, the seamstress's, the typist's, 
the laundrymaid's, and even the textile worker's finger-prints may all show 
individual wearings of the ridges, if they were attentively studied in large 
numbers; and so might well replace some of the information which Bertillon 
drew from the shoes and trousers, etc. of his subjects. 

In an article entitled "Enlarged Finger Prints" which appears in the 
journal Photographic Work, February 10, 1893, Galton emphasises the pro- 
posal that professional photographers should master the art of finger-printing 
and the enlargement of prints. 

"It seems not unreasonable to suppose that many persons would like to possess so curious 
and unchanging an evidence of their own identity, and that the wish to have prints taken of 
the finger might become a fashion which photographers would find it lucrative to promote." 

He gives two excellent enlargements to a sixfold size, in which the sweat- 
glands, the "islands," ridge terminals, forkings and all the minutiae are very 
distinct. We reproduce his two figures (p. 156). Fig. 17 is the print of a 
well-known explorer and contains at least 39 minutiae, Fig. 18 some 30. As 
Galton says every one of these minutiae may be expected to persist, not only 
during life, but after death also, until they are effaced by decay. 

Galton describes his apparatus for taking prints and refers to his original 
and to his later enlarging cameras. 

Two further letters from Galton may here be mentioned. On October 1 9, 
1893 he wrote to Nature (Vol. xlviii, p. 595) stating that finger-prints had 
been adopted as a means of identification for recruits in the Native Army of 
India (Circular, August 25, 1893). Galton points out the necessity for clear 
prints and also suggests for the purpose of comparing two prints the use of a 
mounted watchmaker's lenst, and further of four "pointers," two for each 
print. One pointer is used for each print to mark an origin of reference and 
the others to indicate the special minutiae which are to be compared in the 
prints under comparison. 

* See Finger Prints, 1892, Plate 4, Fig. 7 a, b, c, p. 59. 

t Galton's own lens neatly mounted is still in use in the Galton Laboratory : see the foot- 
note on our p. 178. 

20—2 



156 



Life and Letters of Francis Galton 



"They are T-shaped ; their long arms are six or seven inches long, they are roughly made of 
wood as thick as the thumb, so that they are purposely not over light. Each pointer stands on 
three supports, viz. on the point of a bent pin, whose headless body has been thrust into the 
end of the long arm of the T, and on the ends of two nails or better on staples, one of which 
is driven under either end of the cross-arm. It is most easy to adjust the point of the bent pin 
upon any desired character in the finger-print. Both hands of the observer are thus left free 
to manipulate other pointers, when desired. The stationary pointers are a great help in 
steadying the eye while pursuing a step by step comparison between two finger-prints." 

We may remark that, the pointer being raised from the paper, the bent 
pin scarcely obscures any part of the print. 

The second letter appeared in the Times of December 27, 1893, and 
contains a suggestion which it was certainly undesirable that the authorities 





Fig. 17. Fig. 18. 

Early Examples of Galton's Method of Finger-Print Enlargement. 

should have entirely disregarded. It was that depositors in the post-office 
savings bank should have their fingers printed in their deposit books and 
that these should be used as a means of identification, when the depositor 
sought to draw money from a post-office where he was not known. This 
brings us indeed to a matter Galton had much at heart ; he did not think 
finger-prints were useful solely as a matter of criminal identification. The 
art of comparing finger-prints is so easily learnt that it might well be part 
of the training of many minor civil servants, postmasters, Public Trustee 
employees, War Office and Admiralty pension-officers, and many other 
similar officials. Two lectures and two practical classes of a few hours each 
would suffice to give the necessary instruction to a group of twenty or 



Personal Identification awl Description 157 

thirty minor officials of average intelligence. It would include the taking of 
clear (non-blurred) prints, and the rapid identification of prints. A signature 
can be forged, and it changes with age and illness, or even with the nature 
of the pen with which it is made. The finger-print remains with all its 
minutiae throughout life incapable of being forged. Unless a man be a 
criminal there is no central office in existence even at the present day, 
where his finger-prints could be registered, and he could be certain of identi- 
fication for legal purposes at any time during his life, and for some time after 
his death. For many legal purposes such a registration might be as valuable 
as a land-registration office, and ownership of many personal effects, securities, 
bonds, passports, etc. might be testified by simply finger-printing them, if 
the finger-prints like a trade-mark had been duly registered. It is almost a 
catastrophe that the process of finger-printing should have become tainted 
in the popular mind by a criminal atmosphere. 

In 1900 Galton wrote another paper in the Nineteenth Century (Vol .xlviii, 
pp. 118-126) under the title of "Identification Offices in India and Egypt": 

"There are many Identification Offices, supported by Governments and known by various 
titles, in different parts of the world. Their number increases, and so does that of the purposes 
to which they are applied ; a knowledge of them is, however, confined to a few persons. This 
is especially unfortunate, because a fair amount of popular interest would ensure their adequate 
support, and would check the common tendency of all Government institutions to slackness of 
management, which is particularly fatal to the efficiency of Identification Offices." (p. 118.) 

He then refers to the work of Henry in India and Harvey in Egypt, 
where Galton had seen the working of the central office in Cairo. Speaking 
of Egypt he writes : 

"The difficulty of identification is increased by the roaming habits of the natives, many of 
whom travel great distances for pilgrimages, petty commerce, or change of employment, so that 
witnesses may not easily be found to identify them. Again, while the natives of India and of 
Egypt have beautiful traits of character and some virtues in an exceptional degree, their warmest 
admirers would not rank veracity among them. It is not insinuated that false testimony is 
unknown in English courts of justice, or in England generally; indeed I find, on a rough attempt 
at a vocabulary (made for quite another purpose), that more than fifty English words exist 
which express different shades and varieties of fraud*; but if a map of the world were tinted 
with gradations of colour to show the percentage of false testimony in courts of law, whether 
in different nations or communities, England would be tinted rather lightly and both Bengal and 
Egypt very darkly. So, whether it be from the impossibility of identifying the mass of natives 
by their signatures, or from the difficulty of distinguishing them by name, or from their roving 
habits, or from the extraordinary prevalence of personation and false testimony among them, 
the need for an Identification Office has been strongly felt both in India and in Egypt." 

Galton gives a list of eight ways in which finger-prints were already 
in use in India, namely: (l) Pensioners, civil or military; (2) Transfer of 

* It may be worth while to give these words. The list is imperfect but will do: cant, cheat, 
chicanery, circumventing, counterfeit, chouse, connivance, cozen, crafty, cunning, deceit, defraud, 
delude, dishonest, dissemble, dissimulate, dodge, duplicity, fallacious, feign, flattery, fraud, 
furtive, hoax, humbug, hypocrisy, insinuation, intrigue, Jesuitical, jobbery, knavery, lying, 
mendacious, peculating, perfidious, perjury, personation, rascality, roguery, scheming, scoundrel, 
sharper, shuffler, slanderer, slimness (a new word due to the Boers), slyness, sneaking, spying, 
stratagem, subterfuge, traducing, treachery, trickery, wiles [the last two added by Galton in a 
corrected copy of the article, which I follow. The reader will find it quite easy to add to the list, 
e.g. guile, imposture, fake, mislead, gerrymander, graft, etc., etc.]. 



158 Life and Letters of Francis Galton 

property; (3) Advances by Opium Department to cultivators; (4) Receipts 
of employers for wages to labourers ; (5) Survey of India, workers on engage- 
ment, to prevent their re-enlisting in a distant area after discharge for mis- 
behaviour; (6) Director-General of Post-offices in similar cases; (7) Medical 
Department before granting certificate to examine; (8) In plague regulation 
and for controlling the Mussulman pilgrims to Mecca. All these cases are in 
addition to the matter of criminal identification. Galton suggests that 
finger-prints should be used in cases of life-insurance, and after registering 
for authenticating wills. The Indian Legislature had passed an act amending 
the law of evidence, by declaring relevant the testimony of those who 
had become proficient in deciphering finger-prints. It was clear that finger- 
printing had taken on in India, and most of this was due to the energy of 
Mr (later Sir) E. R. Henry. 

Galton discusses the classification for research, alludes to the difficulty 
of the great preponderance of ulnar loops, which have to be distinguished 
mainly by lineations. Galton himself counted the number of lineations from 
"core" to the "V" or point of divergence of the ridges*. 

"Mr Henry reckons lineations on more than one finger, with the simplification of merely 
noting whether their number exceeds or falls short of the average, and is thus able, as he states, 
to cope successfully with his far larger collection than mine. His success in this respect seems 
to me so surprising that I should greatly like to witness his methods tested on a really large 
collection, say of 100,000, in which there would probably be found no less than 6000 cases of 
all-loops of the ulnar kind, to be distinguished mainly by the method of lineations f." 

Galton then speaks of the Cairo Office, of which he had seen the working. 
He notes several cases in which its efficiency had been proved, and this not 
only for criminal purposes, but for the advantage of honest men, who were 
given a registration and could thus demonstrate to a new employer that they 
were the actual men, whose merits had been testified to by former masters. 
Some such registration of servants would render written characters of more 
value than they are at present in our own country. 

"Space does not permit me to go more fully into this large and interesting subject. It will 
be a real gain if these remarks should succeed in impressing the public with the present and 
future importance of Identification Offices, especially in those parts of the British Empire 
where for any reason the means of identification are often called for and are not infrequently 
absent. I think that such an institution might soon pi - ove particularly useful at the Cape." 

By such articles and frequent letters to the newspapers Galton kept the 
topic of finger-printing to the fore. When in 1900 he read a paper before 
the Khedivial Society of Geography in Cairo {, comparing the Egypt of 
1846 with that of 1900, and spoke of the influence which D'Arnaud Bey had 

* Later termed the delta. 

f Henry was ultimately driven to count the ridges on the first two fingers of both hands, 
and to make sixteen classes of the four numbers so obtained. But even this was not sufficient, 
and for his indexing he counts the ridges on the little finger of the right hand with the view 
of arranging in the order of that count the schedules in each of the sixteen classes. Galton 
started the ridge counting and had already applied it to fore and middle fingers to break up 
the large simple loop groups. 

I Bulletin de la Societe Khediviale de Geographie, V c Serie, No. 7, pp. 375-380. 



Personal Identification and Description 159 

had on his life, converting his conception of travel from pleasure to purpose, 
Galton could not refrain from discussing finger-prints. It is almost impos- 
sible to overrate the energy Galton displayed in making the general public 
familiar with the idea of finger-print identification. We have not only a 
whole series of letters to such journals as the Times and Nature, but Galton 
did not despise more popular organs of communication. Thus there appeared 
a paper in the Sketch, entitled: "The Wonders of a Finger- Print," with a 
portrait of Galton (November 20, 1895), and another in Gassell's Saturday 
Journal, March 25, 1896. The latter took the form of an interview, and 
perhaps a few lines of it are still worth recalling : 

"There are about thirty characteristic points on an average in a finger-print," Mr Galton 
continued. " As I have said you will find no two pairs of fingers alike ; it is like comparing the 
ground plans of two different cities." 

"But suppose an old and hardened criminal, whose finger-print was in your possession, 
hacked his fingers about with a knife," I asked: "would that cause you confusion on his re- 
capture 1" 

"Plenty of material for identification would still be left. He would never be able to 
obliterate all the ridges unless he cut off both his hands. But I don't want you to think that 
finger-prints are only of value for the identification of criminals. I want other people to take 
the finger-prints of their children for possible use in identification in after life." 

"You remember what a stir there was when the rumour spread of a plot to kidnap the Duke 
of York's baby*. Think of all the national difficulties that would have arisen had he been lost 
and then professed to be found, but his identity doubted. Many people urged me at the time 
to propose that his finger-prints should be taken, but I hesitated to move seriously in the 
matter." 

In the same year Galton read a paper entitled "Les empreintes digitales" 
at the Fourth International Congress of Criminal Anthropologyf . In this 
paper he briefly describes the facts he had demonstrated in his Finger Prints, 
then he turns to the question of nomenclature and classification, and notes 
his "shorthand" method of indexing. What, however, he particularly insists 
upon is the need for an international concordat in the matter of nomenclature 
and indexing so that it would be at once feasible to telegraph the finger-print 
formula of a suspected person. Galton proposed : 

"Qu'il soit fait des recherches dans les administrations de police des diffeYentes nations pour 
determiner la nomenclature la plus convenable et les autres details relatifs aux empreintes 
digitales pour les services internationaux, c'est-a-dire pour communiquer, par lettre ou teld- 
graphe, et en termes generalement intelligibles, le signalement par les empreintes digitales des 
personnes soupcpnnfes." (p. 37.) 

The noteworthy points about this paper are : 

(i) That as early as 1896 Galton had freed himself entirely from the 
anthropometric system; there is not a reference to bertillonage as a system 
of indexing, but the indexing is to depend entirely on finger-print classification. 

(ii) That although the system had only been a few years at work in 
England and was just started in India, Galton envisages an international 

* The present Prince of Wales. 

t Comptes-rendu8, Session de Geneve, 1896, pp. 35-38. 



160 



Life and Letters of Francis Galton 



system of finger-print Identification Offices with a common nomenclature, 
a common method of indexing and a common code. 

Realising how such Identification Offices, depending wholly on finger- 
printing, now stretch from London to Tokyo, from Tokyo to San Francisco 
and thence to New York, we see how Galton recognised a widespread need, 
and how by his ceaseless energy he carried through a great reform. What- 
ever influence his idea of correlation may have exercised in the field of 
scientific investigation — and it has been indeed deep and far-reaching — the 
establishment throughout the world of finger-print identification is a no less 
astonishing mark of his power of achieving on the practical side. 

On October 16, 1902, Galton has still another letter in Nature (Vol. lxvi, 
p. 606). It is entitled "Finger-Print Evidence." The problem he is concerned 
with here is to find the best manner of convincing a judge and jury that an 
accused person is really one whose finger-prints are already on the criminal 
register. Owing to the courtesy of Scotland Yard he had received two 




Fig. 19. Ridgc-tracing Method of identifying Finger- Prints. 

enlarged photographs of thumb-prints. The first is that of an impression 
left on the window frame of a house where a burglary had occurred, and the 
second that of the left thumb of a criminal who had been released and whose 
finger-prints were preserved and classified at Scotland Yard. Galton applies 
the method of his Decipherment of Blurred Finger Prints (see our p. 194), 
" believing that to be the readiest way of explaining to a judge and jury the 
nature of the evidence to be submitted to them. ...The questions of the 
best mode of submitting evidence and the amount of it that is reasonably 
required to carry conviction deserve early consideration, for we may have a 
great deal of it before long." In the accompanying diagrams it will be seen 
that Galton has selected and numbered ten minutiae for identification and 
comparison. It is scarcely conceivable that any twelve reasonably intelligent 
men would fail to be convinced of the identity of the two thumb-prints, 
although conviction would be still further strengthened were a third random 
thumb-print of the same type presented, which would undoubtedly lack 
corresponding minutiae. 



Personal Identification and Description 161 

§ III. Scientific Papers and Boohs. 

A. The Royal Society Papers. 

Gal ton's first important scientific paper on Finger-prints was published in 
1891 in the Philosophical Transactions*. It is entitled: "The Patterns in 
Thumb and Finger Marks ; on their arrangement into naturally distinct 
classes, the permanence of the papillary ridges that make them, and the 
resemblance of their classes to ordinary genera." It was actually received by 
the Royal Society on November 3 and read November 27, 1890. It may 
be described as the fourth scientific contribution to the subject, the first 
being that of Purkenje in his Comment atio of 1823, the second that of 
Alix in his memoir of 1868, and the third the work of Kollmann in 1883 
(see our pp. 141-143, and 174). While these authors endeavoured to give 
names to various types of finger-prints, none of them had formed a con- 
siderable collection of human prints, by aid of which it would be possible to 
describe anything like the variety of types and subtypes which occur, or give 
even the roughest measure of their relative frequencies. Galton, with his 
usual insight, grasped the essential point that not only a classification of 
types was needful, but a study of their relative frequency. He also recog- 
nised that mere assertion of their permanence must be replaced by a definite 
demonstration thereof!. In the present case Galton's main data consist of 
both thumb-prints of 2500 persons taken at his second Anthropometric 
Laboratory. I do not think Galton had fully realised at that time the amount 
of correlation that exists between the type of pattern and the individual 
finger, and that accordingly the frequencies of the thumb-prints cannot 
without further consideration be applied to those of finger-prints in general. 
Very soon after the publication of this paper Galton started to take the 
prints of all ten digits, and formed the large and representative collection 
now in the Galton Laboratory J. 

The paper first refers to Kollmann's paper (see our p. 141) for the origin 
of the ridges, but states that no reason has yet been given why the promi- 
nences tend to arrange themselves in continuous ridges and not to form 
isolated craters. Galton next describes how he takes impressions, and how it 
is advantageous to take duplicate impressions on tracing cloth, so that the 
pattern can be reversed by viewing it face downward§. (I may note that 
it is always an advantage to take finger-prints in duplicate, for one set can 
then be used for pencilling in ridges and defining the core.) If the hands be 
placed palms downward on the knees, so that the thumbs correspond to 

* Vol. 182 B (1891), pp. 1-23. 

t In the Royal Institution lecture of May 25, 1888, Galton had given, owing to the kind- 
ness of Sir W. J. Herschel, two illustrations of permanence, but even these had not been fully 
and adequately investigated (see our p. 142). 

J He was taking prints of the fingers as well as the thumbs among his circle of friends in 
December 1890 and he began early in 1891 a more systematic collection. 

§ It must be remembered that the finger-print is always a reversed impression of what one 
sees directly. 

pgiii 21 



162 



Life and Letters of Francis Galton 



the great toes, it will be seen that the thumb is inward and the little 
finger outward. [Finger-prints taken in this order from left to right are in 
"natural order."] Inward and outward are respectively thumb-side and 
little finger-side, but these terms are awkward when we have to use them 
for the thumb and little finger themselves, and the same criticism applies to 
the anatomical terms radial and ulnar when applied to those bones them- 
selves*. 

Next Galton gives for the first time his explanation of the manner in 
which the "core" of a pattern originates ; he held that it is due to the nail; 
the ridges, instead of going straight across the bulb of the finger, are dis- 
torted to cover the top of it; the space between the originally adjacent 
parallel ridges Galton terms the "core." This core or interspace is filled up 






Arch 
(side tfieuj) 



Arch 
(front uieu) 



Interspace 
(side uieu) 

Primary or Arch ; formation of Interspace. 





Loop 



Various Whorls 

Fig. 20. Cores in Interspace, showing " deltas." 



with an additional scroll work of ridges, which in themselves form the 
pattern on which classification depends. When the scroll work of the core 
consists of a series of ridges separated on the central portion of the bulb by 
wider intervals than at the sides of the bulb, Galton in this memoir terms 
it a "primary," but later he uses the term "arch." Next the "deltas" are 
defined. These are the small "islands" at the points where the adjacent 
parallel ridges begin to diverge to form the core. In a primary there are no 
deltas, in a loop one and in a whorl usually two are discoverable. When 
there are two deltas, the line joining them and its perpendicular bisector 
serve as axes of reference ; when there is only a single delta, in a loop, Galton 

* Galton unfortunately transposed "inner" and "outer" in this memoir, calling the inside 
of the thumb that "nearest to the rest of the hand" (p. 4). He corrected this error in his 
Finger Prints (p. 70). 



Personal Identification and Description 



163 



takes one axis of reference to be the "axis of the loop," i.e. a line drawn to 
bisect the loop "at the upper end of its innermost bend," and the other axis 
of reference the line through the single delta perpendicular to the loop axis. 
This loop axis is very important, for it is the line upon which Galton first 
counted the number of ridges, and much depends on two observers con- 
structing identical loop axes before proceeding to count ridges in comparing 
prints*. It must be remembered that the two observers may be comparing 
two separate prints at a distance and, owing to the termination of ridges 
and to the forking of ridges, a slight difference of position in the loop axis 
may lead to divergent results. 

In Fig. 21 IT is "outside," 7 is "inside," the print. All in Fig. 21 (hi) 
and (iv) is the loop axis on which Galton originally counted the ridges from 
A to II, that at A counting zero. When the loop axis exactly passed through 
a bifurcation Galton counted the ridges as \ r (1 + 2) = 1 \. He omits to tell us 
what happened when it exactly passed through a ridge terminal — presumably 
he counted it as \ — or what he did in the case of an island. 







(ii) (Hi) 

Fig. 21. Finger-print axe.s for measurements or counting of Ridges. 

Galton next proceeds to his first basis of classification. It consists in 
paying attention solely to the deltas and the core boundaries. There may be 
no deltas, i.e. we have a primary or arch. If there are deltas we can trace 
the adjacent ridges from one or both deltas upward and downward. These 
ridges will either reach the other delta, or pass above or below the corre- 
sponding ridges from the other delta. There are thus three cases for the upper 
and three for the lower boundary of the core, or with the primary cases ten 
cases in all. Galton denotes the summit of the core on the central line of the 
bulb by S, and the bottom of the core on the same central line by B. Then 
the possible cases are 

= primary or arch ; 1 - WSV - WBV; 2 = SW-BV; 

Z = SV-BW; 4 = SV-BV; 5=WSV-BV; 

6 = SV-WBV- 7=SW-BW; 8=WSV-BW; 
9 = SW-WBV. 

* Galton remarks: "There is usually quite enough length in a straight line of the upper- 
most portion of the inner bend to indicate the direction of the required axis" (p. 9). I am less 
confident of this. I should be inclined to replace Galton's axes by drawing a tangent from the 
delta to the head of the loop, and taking this and the perpendicular to it through the point of 
contact as the axis of reference, denning this perpendicular as the "loop axis." 

21—2 



164 Life and Letters of Francis Galton 

These are represented in the following diagram: 




wsv 









Bw 




WBV 



Fig. 22. Classifying by nature of Ridges from Deltas. 

We can, perhaps, improve somewhat Galton's indexing in the following 
manner*. Consider the digits taken in order from little finger of left hand to 
little finger of right (as the hands are placed palms downward on the knees) 
to occupy the places from first to last of a ten-figure number, e.g. 32881,56490, 
then this would be interpreted as me/ming that the little finger of the left 
hand was SV— BW, the ring finger SW— BV, the pointer and the forefinger 
WSV-BW and the thumb WSV- WBV; the thumb of the right hand 
would be WSV — BV, and so on down to the little finger of the right which 
would be an arch. Thus a thousand million variations would be possible, and 
every individual would have his own ten-figure index number, which could be 





Fig. 23. " Outlining" a rolled pattern. 

recorded in numerical order in the index. The question, however, of how 
many of these would be "repeats" remains to be considered. Galton shows 
how, after outlining the pattern, it is fairly easy to classify a great variety of 
patterns according to his scheme (see his Fig. 9, p. 7, which contains forty 

* Galton later drops without comment his classification of prints from the contours of the 
cores. He nowhere states why. Probably he found it not adequately discriminative for large 
numbers, or perhaps he discovered the personal equation involved in drawing contours. 






Personal Identification and Description 105 

typic.il forms). Unfortunately loops occur in two of Galton's classes only, i.e. as 
inward and outward loops, and thus the system fails to break up the large class 
of plain loops which is one of the difficulties of indexing. Further, to be effective, 
it involves pencilling in the core. However, I feel confident that the choice of 
a numeral place for each digit and ten classes for each pattern, which need 
not necessarily be the same for each digit, since the relative frecpjency of each 
pattern varies from digit to digit, ought to be the basis of any sound system of 
finger-print indexing. Here, however, it is the difficulty of breaking up the 
nearly 50 °/ o of plain loops which requires ingenuity and study, and for this 
Galton could only suggest ridge counting. Breaking up the 25 % of "whorls" 
is a relatively easy matter. Even if we proceed to consider the " nuclei" of the 
cores (Galton, p. 8) we have five belonging to the whorls, and only two 




<§) M' 




D I 



a bed e f $ 

Fig. 24. " Nuclei " of cores, a, b, c, d, e are " nuclei " of whorls, / and g of loops. 

provided by the loops. Thus, considering "inward" and "outward" loops, we 
have at most four loop classes, and we require greater subdivision. This 
problem was left unsolved by Galton in this his first memoir (1890), unless his 
suggestion of ridge-counting be considered adequate. Our author next proceeds 
to deal with the identification of patterns. He draws attention to the fact 
that the patterns may become distorted, either by age or decay, if the times 
of taking prints are at long intervals. "They may change their shape just as 
the pattern on different portions of the same piece of machine-made lace may 
become variously stretched by wear, or shrunk by wet, or even torn" (p. 9). 
Exactly as we might proceed to identify the lace by counting the threads of 
corresponding parts of the lace pattern, so we may count the ridges on corre- 
sponding parts of two finger-prints. For this purpose Galton uses the axes of 
reference which I have already discussed. 

Besides the counting of ridges Galton also uses the minutiae of which he 
gives examples in his Fig. 11, but he is careful to warn the reader that two 



a 



d 



Fig. 25. Ambiguous minutiae. 

prints of the same finger may show one a fork of ridges and the other a 
continuous ridge and the terminal of a new ridge, i.e. one may show a and 
the other b or c of the above figure. The reason for this is that the ridges 



166 



Life and Letters of Francis Galton 



are not all of equal height, and occasionally will escape being inked or, even 
if inked, fail to be pressed on the paper. Those familiar with various types 
of engraving by gelatine processes will have noted like divergences when 
comparing pulls from the same stone under a lens. In like manner, even 
different copies of the same plate of Albrecht Diirer's Apocalypse woodcuts 
show similar variations, but no connoisseur would assert on that ground that 
they were not pulls from the same block. Notwithstanding this it is the 
minutiae which provide the best means of identifying two prints, and these 
are very numerous, if the finger be rolled. 

The next section in Galton's memoir deals with the Persistence of Patterns 
(pp. 10-13) and here he had the advantage of Herschel's material. We may 
give a brief resume of his table on p. 11: 



Individual 


Age at 


Interval in 


Total number 


and Plate 


First 


years before 


of minutiae 


number 


Print 


Second Print 


identified 


1 


7 A 


9 


33 


2 


n 


9 


36 


3 


Adult 


28 


27 


4 


Adult 


28 


36 


5 


Adult 


28 


55 


6 


Adult 


31 


27 


7 


Adult 


30 


50 


8 


Adult 


31 


32 



Thus a total of 296 minutiae were identified. 

"The upshot of a careful step by step study is that I have found an absolute and most 
extraordinary coincidence between the details of each of the two impressions of the same finger 
of the same person. There was, as the table shows, a grand total of no less than 296 (say roundly 
300) points of comparison and not a single one of them failed, though I had much trouble in 
deciphering the ridges, especially about the F-point [inward delta] in Case 5. There was no 
one case found of a difference in the number of ridges between any two specified points. Never 
during the lapse of all these years did a new ridge arise, or an old one disappear. The pattern 
in all its minute details persisted unchanged, and, a fortiori, it remained unchanged in its 
general character." (p. 12.) 

Galton's method of comparing minutiae at this time was by outlining the 
ridges of the two " allochronic " prints. I have arranged Galton's persistency 
data, outlines next prints, on our Plates VII and VIII in a manner slightly 
different from that of the original plates of his memoir. This outline method 
has distinct advantages, if it be not here as complete as in Galton's later 
development of it. 

Galton added a line or two to the memoir on January 28, 1891, to say 
that he had examined a number of other pairs of impressions in the same 
manner, and had found only one instance of fundamental discord, where a 
ridge had been partly cleft in a child, but when the child had grown to a boy 
the cleft had disappeared. Thus Galton, with the aid of Sir W. J. Herschel's 
material, satisfactorily established for the first time the permanence of finger- 
prints. 






PLATE VII 







1881 



1. A.EHH lr 1990. 



1831 



2. AE.HH. 3r. 1890. 



•*■> 









1 A.E.H.H. lr. 



2 A.EHH 3r. 





>»v .-.-. - 



1862 



KHT 2r 



1630. 







3. N.H.T. lr. + NHT 2r 

Persistence of minutiae at intervals of nine and twenty-eight years. 



PLATE VIII 




jr-.\V.\W>\". 



5 F K.H \r 



1888. 




1659. 



1890. 







5. F.KH lr. 



R.F.H.Sr. 





6 W.J.H. 3 




690 





6. W.J.H. 3r 

Persistence of minutiae at intervals of twenty-six, thirty and thirty-one years. 



Personal Identification and Description 



167 



After a few remarks on scars, which consist chiefly in noting how few he 
had found which destroyed the patterns to any considerable extent, and how 
even in these cases with "rolling" generally enough is left for sound identi- 
fication (see our Plate VI, p. 154), Galton turns to another matter, which 
needs possibly more criticism or at least an ampler treatment. He considers 
that there are certain main types of finger-prints, "arches," "loops," "whorls," 
etc. There are also, he admits, transitional forms which create difficulty in 
classification, but he says the result of statistical observation shows these 
intermediates to be relatively few. He considers therefore the finger-print 
types to be analogous to ordinary genera, and in order to illustrate this he 
takes the case of the loop, and (a) counts the number of ridges in AH (see 
our Fig. 21 (iii) and (iv), p. 163), (b) measures the index VY/OI, and (c) the 
index AO/AH. Using both hands, and populations numbering 140 to 176 
individuals only, he forms six frequency distributions, reducing them to 
percentages. For example: 

Percentage Number of Rid yes in 166 Right Thumb Loop Prints. 





1 


1 

2 3 


I 

4 


5 


6 7 8 9 1 10 


11 


12 13 


14 


15 | above 
l 




1 


2 


2 2 


3 


4 


8 8 


11 1 9 

1 


14 


11 


1 
10 7 


6 


2 




Percentage Value of Index VY/OI in 149 Left Thumb Loop Prints. 


0-3—0-4 


0-5—06 


0-7—0-8 0-9—1-0 


1-1—1-2 


1-3—1-4 


1-5—1-6 


1-7—1-8 


1-9—2-0 


2-1—2-2 


above 


2 


11 


I 
14 18 


23 


7 


10 


6 


6 


1 


2 



Galton does not apply an individual test for normality of distribution to 
these rather abnormal-looking distributions*, but reducing them to their 
medians and quartiles (see our Vol. n, pp. 385-6, 401) compounds them 
together to form a single average "ogive" curve (see our Plate II, p. 31). 
His final comparison is as follows: 



Ordinates of Ogive Curve from S 


ix D 


istributions and the com 


puted Values. 


Six Distributions 
Computed 


-231 
-244 


-182 
-190 


-117 
-125 


- 93 - 73 

- 100 - 78 

1 


-37 

-38 


+ 1 



+ 38 
+ 38 


+ 77 
+ 78 


+ 107 
+ 100 


+ 139 
+ 125 


+ 213 
+ 190 


+ 260 
+ 244 


Grades 5 

i 


10 


20 


25 


30 40 


50 


00 


70 


75 


80 90 


95 



Considering that we have 965 observations to start from, this does not appear 
on the face of it a very good agreement, and even Galton (p. 22) contents 

* He merely places his observed values alongside the normal curve results, and says that 
considering the paucity of observations "there is nothing in the results that contradicts the 
possibility of much closer conformity when many more observations are dealt with." (p. 19.) 



168 Life and Letters of Francis Galton 

himself by calling it a " quasi-accordance with the theoretical law of Frequency 
of Error." Personally I do not see why it is needful to show accordance, quasi 
or otherwise, with the normal law of error. It might have served Galton's 
purpose to show "tailing off" in his distributions of measurements. But it 
does not seem to me that measurement or enumeration is really what he 
needs, or it must be measurement or enumeration of characters which belong 
alike to the various genera, not to a loop alone. The transitions from loop to 
whorl are qualitative rather than quantitative, and it is the frequency of 
these qualitative intermediates that we need to analyse. I am inclined to 
think that this was later recognised by Galton, for I have several times heard 
him say that there appeared to him nothing to be measured in finger-prints 
in general; could I not suggest a measurable character? I still know of 
nothing that will apply satisfactorily to all types, and I hold that scientific 
finger-print classification must be qualitative*. 

As I have said, I do not see, even if Galton had proved that measurements 
on loop finger-prints only followed the normal law of distribution, that it 
would follow that types of finger-prints are genera. In order to prove this 
we should need to measure characters which run through the whole series 
of types and this is precisely what it does not appear feasible — at any rate for 
the present — to achieve. Undoubtedly finger-print patterns do occasionally 
blend, if such occasions are less frequent than the instances in which they 
appear to be exclusive (see our Plates XIII and XIV, p. 181). It seems 
therefore that the key to the matter lies in a closer study of the heredity 
of finger-prints than has yet been made. With this Galton certainly would 
have agreed. He writes (p. 21): 

"There is reason to believe that the patterns are hereditary. I have no adequate amount 
of data, whereby to test the truth of this belief by a direct inquiry, but rest the belief partly 
on analogy, but more especially on the ascertained existence of a considerable tendency to 
symmetry. When, for instance, there is a primary pattern on one thumb, there are not far 
from ten chances to one in favour of its being found on the other. Again, if there is a loop in 
one thumb, there is a strong chance that it will be found in the other thumb also. Similarly 
as regards each pair of corresponding fingers. Therefore the causes of the pattern must not be 
looked for in purely local influences. Some of the causes why it and not another pattern is 
present, are common to both sides of the body and may therefore be called constitutional, and be 
expected to be hereditary." 

Galton continuing next states that finger-prints form an "instructive 
instance of the effects of heredity under circumstances in which sexual 
selection has been neutral." He seems to think that sight could be the only 
sexual selective factor, for he says that finger-prints are too small to attract 
attention. He remarks that they appear to be uncorrelated with any desirable 
or repellent quality. Galton holds that they might possibly be related to 
sensitivity, the average breadth of a ridge-interval being possibly a measure 
of delicacy in the sense of touch f. But he states that this could have nothing 

* I write this fully aware of the attempts made by Kristine Bonnevie [Journal of Genetics, 
Vol. xv, pp. 46-54) to give a common measurable characterisation to all types of finger-print 
pattern. 

t Experiments on this point wore soon after made for Galton by Titchener, who found no 
relation between ridge-interval and sensitivity. 



Personal Identification and Description 169 

to do with the attractiveness or otherwise of any particular pattern. I do not 
believe that Galton has quite plumbed the possible depths of the action of 
sexual selection in this matter. Touch is one of the least studied, and there- 
fore the least understood of the sexual factors. The question is not that of 
sensitivity in the producer of a sensation, but of the feelings excited in the 
recipient. It is not, perhaps, probable, but it is still possible, considering how 
huge a part touch plays in courtship, that the shades of feeling excited by 
it may be associated with finger-print pattern. Those who straight-away 
dismiss any slender possibility in this direction have hardly the true 
measure of our present scientific ignorance, and probably do not realise 
how much greater a part touch plays in the sensitory life of the female than 
of the male. 

Galton holds that there must have been complete promiscuity of matings, 
or as it is now called, panmixia, with regard to these patterns, and that con- 
sequently they ought to have hybridised. I cannot see that this argument is 
any more valid than the argument that iris-colours ought to hybridise. It is 
true that both iris-colours and finger-prints do blend under certain rare 
physiological conditions that we do not yet understand, but I can see no 
necessity for a universal rule which anticipates that blending must follow 
hybridisation. The mere fact that the individual can have finger-prints of 
various patterns suggests hybridisation, and it seems to me that the question of 
racial differentiation in finger-print frequencies wants renewed investigation, 
starting very nearly from the point where Galton left it (see our pp. 140, 193-4). 

We next turn to the question of natural selection and here we read : 

"As regards the influence of all other kinds of natural selection, we know that they co- 
operate in keeping races pure by their much more frequent destruction of the individuals who 
depart more widely from the typical centre. But natural selection is wholly inoperative in re- 
spect to individual varieties of patterns and unable to exercise the slightest check upon their 
vagaries. Yet, for all that, the different classes of patterns are isolated from one another, 
through the rarity of transitional cases, just as thoroughly, and just in the same way, as are the 
genera of plants and animals." (p. 22.) 

In the words I have italicised Galton seems to me to have departed from 
his usual cautious restraint in the matter of dogma, and some suspicion 
may be thrown on his conclusion from his own data. On p. 21 of the memoir 
are given measurements of the core and the number of ridges in loop finger- 
prints of the left and right thumbs. From this it appears that the right thumb 
exceeds the left thumb in these measurements and in the number of ridges. 
Is this relation reversed in left-handed persons? Nowadays we know that 
the finger-print types are not scattered at random among the digits, there is 
association between individual digit and individual type. Can it be that there 
is any reversal of this association in left-handed persons? We do not know; 
but if it should prove to be so, the first step would have been taken to 
show a relation between finger-print pattern and manual efficiency. It 
is never safe to dismiss all relationship of a character to natural selection 
because we cannot for the moment see any link between the character and 
fitness. 

pgiii 22 



170 Life and Letters of Francis Galton 

Galton having dismissed both sexual and natural selection from past or 
present influence on finger-print patterns, argues that natural selection has 
had no monopoly in producing genera. 

"Not only is it impossible to substantiate a claim for natural selection that it is the sole 
agent in forming genera, but it seems, from the experience of artificial selection, that it is 
scarcely competent to do so by favouring mere varieties, in the sense in which I understand the 
term. 

"My contention is that it acts by favouring small sports. Mere varieties from a common 
typical centre blend freely in the offspring, and the offspring of every race whose statistical 
characters are constant, necessarily tend, as I have often shown, to revert to their common 
typical centre*. Sports do not blend freely ; they are fresh typical centres or sub-species, which 
suddenly arise, we do not yet know precisely through what uncommon concurrences of circum- 
stance, and which observations show to be strongly transmissible by inheritance. 

"A mere variety can never afford a sticking point in the forward course of evolution, but 
each uew sport implies a new condition of internal equilibrium, and does afford one. A change 
of type is effected, as I conceive, by a succession of sports or small changes of typical centre, 
each being in its turn favoured and established by natural selection to the exclusion of its 
competitors. The distinction between a mere variety and a sport is real and fundamental. I 
argued this in a recent work [see our discussion pp. 58-62 above of Galton's Natural Inheritance, 
1889], but had then to draw my illustrations from non-physiological experiences. I could not at 
that time find an appropriate physiological one. The want is now excellently supplied by observa- 
tions of the patterns made by the papillary ridges on the thumbs and fingers." (pp. 22-3.) 

While I am very loath to say that -Galton is in error, I think that he has 
far from demonstrated the correctness of his views. I have cited his paper at 
considerable length because I want to indicate how keen a "mutationist" he 
was. We can claim that he was the first to assert a distinction between 
"mutations" (sports in his terminology) and " fluctuating variations " (varieties 
round a typical centre, as he would call them). If the Biometric School has 
been unable to follow him whole-heartedly in this path, it is because in his 
case the conclusion was only in a very minor degree based on observation ; in 
the main it flowed from a misinterpretation of his own great discovery of 
regression f. 

Finger-Print Indexing. In the year following the presentation of this 
memoir Galton read a second paper before the Royal Society (April 30, 1891). 
It was entitled: "Method of Indexing Finger-Marks," and was published in 
the Roy. Soc. Proceedings, Vol. xlix, pp. 540-548. Our author points out that 
the indexing of finger-prints is not only of importance for criminal identifi- 
cation, but for racial and hereditary inquiries. He especially emphasises their 
value in the latter case : 

"The patterns are usually sharp and clear and their minutiae are independent of age and 
growth. They are necessarily trustworthy, and no reluctance is shown in permitting them to be 
taken, which can be founded either upon personal vanity or upon an unwillingness to communi- 
cate undesirable family peculiarities." (p. 540.) 

* [This is the old error of the misinterpretation of regression, which led Galton so often 
and so far astray ; see our pp. 31, 48 and 83. K.P.] 

t An additional point in this memoir (p. 20) may, perhaps, be just noted. Galton compares 
the index found from the ratio of means of two absolute variates, with the mean of all the in- 
dices found from the individual values of the variates. He shows that the two are nearly the 
same. We now know the proper corrective factor required to pass from one to the other. 



Personal Identification and Description 



171 



It appears, possibly for reasons to which we have already referred 
(see p. 163), that Galton had by this time put aside his earlier method of 
indexing, and he remarks : 

" Without caring to dwell on many of my earlier failures to index the finger-prints in a satis- 
factory way, my description shall be confined to that which has proved to be a success. It is 
based on a small variety of conspicuous differences of pattern in each of many digits, and not 
upon minute peculiarities of a single digit." (p. 541.) 

Galton had now obtained the prints of all ten digits of 289 persons, though 
his indexing applies only to the first hundred of these. 

He here introduces for the first time the Arch-Loop-Whorl classifi- 
cation*, which has formed the basis of all later attempts at indexing. 
If a line be drawn from the tip of the forefinger to the base of the little 
finger, this is roughly the usual slope of the " axes " of the finger-prints if 
they be not symmetrical. Galton uses the odd numerals 1, 3, 5 for sym- 
metrical forms or for sloped forms with the usual or " normal " slope, the even 
numerals 2, 4, 6 for the unusual or "abnormal" slopes, in the three classes, 
arches, loops, whorls. There is little difficulty as a rule in allotting a print 
to one or other of these six classes. It is only when the rarer compounds (later 
termed "composites") appear that some difficulty may arise. Galton's scheme 
is provided in the accompanying diagram. 



Elemgntar^ 
divisions 


i Index 
number 


Symbols of Patterns f no > e J\\ 


symmetric. 


sloped. 


mumden 1 


Primary. 


1 


a b o 


d e / 




Whorls 


3 


@ @ 

h i 


J * t 


^ 3 OR 4 

m 


Loops 


n o 


all it oped 

4>:%^^ P \. P 

p ([ r s t w r 


\ 5ob 6 



Fig. 26. 



He does not arrange his numerals which denote the character of the 
finger-print in the natural order of the digits, i.e. from little finger left to 
little finger right. His reason for this is thus stated: 

"The forefingers are the most variable of all the digits in respect to their patterns, their 
slopes being almost as frequently abnormal as notf; the third fingers rank next ; the little finger 
ranks last, as its pattern is a loop in nine cases out of ten. I, therefore, found it convenient 
not to index the fingers in their natural order, but in the way that is shown at the head of the 



* Galton still uses the term "primary" for arch, 
t i.e. as frequently radial as ulnar. 



22—2 



172 



Life and Letters of Francis Galton 



columns of figures on the left side of Fig. 27. There, the sequence of the numerals that express 
the patterns on the digits is divided into two groups of three numerals and two groups of two 
numerals, as 355, 455, 55, 35. The first group 355 refers to the first, second and third fingers of 
the left hand*; the second group 455 to the first, second, and. third fingers of the right hand ; the 



L R 


L ,R 


Left 


Right. 

1 — 1 1 


Inc/ex 


123 , >Z5 


Ta.T* 


4 3 


i i 




1 2 3 


4 




35,35 


/? ©^ 


© 


© © 


© © © 


^ 


38.2 


553,333 


35,35 


</(§/? 


© 


© © 


© © © 


^ 


19.2 


353.353 


15 , 55 


@ © ft 


<§ 


^ % 


© <V\ © 


^ 


6.2 


353,653 
355,353 


35 ,35 
55, '35 


a p ft 


© 
© 


© © 
/? © 


wk 




17. 1 
16 1 


355,455 
365,355 


55,35 
55,55 


vW4 


© 
© 


f? © 
ft \> 


p ^ \\ 

© % \\ 


^ 
^ 


49.1 
3.2 


415,555 


35,55 


O a 


A 




S 


21. a 
! 1 



Fig. 27. 

third group 55 to the thumb and fourth finger of the left hand ; the fourth group 35 to the thumb 
and fourth finger of the right hand. The index is arranged in the numerical sequence of these sets 
of numbers as shown in Fig. 27 1." (pp. 542-3.) 

It will be seen from Fig. 27 that Galton drew a rough symbol denoting 
the nature of his subclasses, the a to w of Fig. 26 in his index. The symbols 
with dots attached mark cases in which there may be doubt as to classifica- 
tion. Thus the primaries / and g may have been classed by another as 
loops. If there has been hesitation about them, after seeking them as loops, a 
second reference to the index should be made, treating them as primaries. 
When a whorl is "crozier" shaped, as j, k, I, m, it lies in a loop, and may 
when it approaches the plain eyes t, u give rise to hesitation and a dot is 
then added, as at I, m. Galton says that he has not found much difficulty 
with transitional cases, and considers it could be well surmounted if a standard 
collection of doubtful forms were established to ensure that different persons 
would abide by a common rule. 

Galton (pp. 545-6) gives an index based on the ten finger-prints of 100 
persons. In this index there are nine cases of duplicated numbers and three 

* Galton's first finger = forefinger, second finger = middle finger, third finger = ring finger, 
and fourth finger = little finger. Galton's purpose is clear, but there are distinct and greater 
advantages in the "natural" order. 

t The last column in Galton's figure, our Fig. 27, requires explanation ; it is the page 
reference to his records where the actual finger-prints will be found. The word "Index" at the 
head of the column is, perhaps, not explanatory enough. 



Personal Identification and Description 



173 



cases of triplicated numbers. In other words the index number alone would 
not suffice to identify an individual in about a quarter of the indexed cases. 
Now if the index contains 100,000 instead of 100 individuals, it is clear 
that these multiple cases, instead of being counted by twos and threes, would 
be counted by hundreds, and the number of references required to the prints 
themselves would become most fatiguing. The source of this evil is fairly 
clear if we examine Galton's Table II (p. 548). It classifies the patterns that 
occur in 100 prints of left forefingers. It is obvious that we have gained very 

Forefinger of Left Hand. 



Pattern 


Classificatory 
Number 


Number of 
Occurrences 


Primary, plain ... ... ... ...) 

Primary nascent loop, slope normal ...j 
Primary nascent loop, slope abnormal 
Whorl, plain ... ... ... ... 1 

Whorl, with tail, slope normal ... | 
Whorl, with tail, slope abnormal 
Loop, slope normal 
Loop, slope abnormal ... 


1 

2 

3 

4 
5 
6 


26 

4 

23 

6 
21 
20 


Total eases 




100 



little indeed in the case of primaries and whorls by taking the nature of the 
slope as a characteristic. The four groups of 26, 23, 21 and 20 still remain far 
too large. We need to break up the primaries into three nearly equal groups, 
not into two of 26 and 4; the same applies to the whorls, while each group 
of loops requires bisecting. This would give us ten classes, and fit in well with 
a ten-figure index number. The scheme of indexing Galton proposed in this 
paper could not be final, yet it was pioneer work*; no one but our author 
himself had so far published or even suggested a plan for indexing, and there 
still remained much spade-work to be done before an adequate scheme was 
evolved. Galton himself recognised the difficulty, thus he writes: 

"The greatest difficulty in constructing a uniformly efficient catalogue lies in the troublesome 
frequency of plain loops, so that even the method of picture writing fails to analyse satisfactorily 
the numerous 555, 555, 55, 55 cases. When searching through a large number of similarly indexed 
prints for a particular specimen, it is a very expeditious method to fix on any well-marked 
characteristic of a minute kind such as an island, or enclosure, or a couple of adjacent bi- 
furcations, that may present itself in any one of the fingers, and in making the search to use 
a lens or lenses of low power, fixed at the end of an arm, and to confine the attention solely to 
looking for that one characteristic. The cards on which the finger marks have been made may 
then be passed successively under the lens with great rapidity. I fear that the method of 
counting ridges (as the number of ridges in All of my previous memoir [see our pp. 163, 167]) 
would be difficult to use by persons who are not experts. Anyhow, I have not yet been able to 
devise a plan for doing so that I can recommend." (p. 547.) 

* The diagrammatic symbols used by Galton are the basis from which his fuller classification 
in Finyer Print Directories starts (see our pp. 199 et seq.). 



174 Life and Letters of Francis Galton 

Another point dealt with by Galton in this memoir is the relative ad- 
vantage gained in indexing by the first two fingers of the left hand, the first 
three fingers of the left hand, the first three fingers of both hands or by all 
ten digits ; he finds the numbers of different patterns occurring are respectively 
16, 27, 65 and 83. The ten-digit indexing is now in general use, and of course 
provides a greater field for identification, if the indexing be somewhat more 
cumbersome. 

B. Finger Prints, 1893. 

We now reach Galton's fundamental book on finger-prints, namely Finger 
Prints* (Macmillan, 1893). Chapter I (pp. 1-21), entitled Introduction, 
gives a brief account of the subject referring to Purkenje and the pioneer 
work of Sir William Herschel; it further provides a synopsis of the contents 
of the entire bookf. 

Chapter II (pp. 22-29) deals with Previous Use of Finger- Prints. It 
recounts the use of nail-marks or finger-marks among barbarous or semi- 
civilised people rather as a superstitious sign of personal touch than of personal 




Chinese Coin, Tang Dynasty, about 618 ad., with nail mark of the Empress Wen ten, 
figured in relief. 

Fig. 28. 

identity. It notes also the frequent appearance of finger-impressions upon 
ancient pottery. Here, as in the case of a Greek impression found by Sir 
Charles Walston on a steatite seal at the Argive HeraeumJ, it is somewhat 

* It is an interesting example of the futility of some reviewers, that the critic who wrote 
the notice of Galton's Finger Prints in the Athenaeum of Dec. 24, 1892, expressed the wish that 
he might devote his brilliant powers to "subjects of greater promise of practical utility"; and 
again : "Whether the practical results to be derived from his researches will repay the pains 
he has bestowed upon them we must take leave to doubt. It will be long before a British 
jury will consent to convict a man upon the evidence of his finger-prints ; and however perfect 
in theory the identification may be, it will not be easy to submit it in a form that will amount 
to legal evidence." 

t At the end of this chapter Galton thanks Mr Howard Collins for his very material aid. 
The correspondence between Galton and Collins during the progress of the work was consider- 
able, and of some scientific value. In 1911 I issued a request in the Times and other journals 
for letters or copies of letters written by Galton. The response was very disappointing. During 
the last nine years the Galton Laboratory has had frequently to purchase letters of Galton 
sold by their recipients or the assigns of the latter to booksellers or autograph dealers. Among 
such purchases the Laboratory obtained from a Birmingham bookseller, whose catalogue the 
Director luckily chanced to see, Galton's numerous letters to Collins on the subject of finger- 
prints. 

} The Illustrated London News, Feb. 7, 1925, p. 231. 



Personal Identification and Description 



175 



doubtful if the impression was purely accidental, arising simply from touching 
by chance the wet clay, or was the result of moulding with the thumb the 
small base of an object, or was actually intended as a potter's mark. Galton 
next refers to Bewick's impressing his thumb-mark and a finger-mark on a 




Fig. 29. Thomas Bewick, his mark. 

block of wood, engraving them and afterwards using them for ornaments in 
his books*; this approaches the use of a finger-print for a sign-manual. 
Galton continues: 

"Occasional instances of careful study may also be noted, such as that of Mr Faulds (Nature, 
Vol. xxn, p. 605, Oct. 28, 1880), who seems to have taken much pains, and that of Mr Tabor, 
the eminent photographer of San Francisco, who, noticing the lineations of a print that he had 
accidentally made with his own inked finger upon a blotting-paper, experimented further, and 
finally proposed the method of finger-prints for the registration of Chinese, whose identification 
has always been a difficulty, and was giving a great deal of trouble at that particular time ; 



O^;^^ 9, /St J,. 











Order on a Cainp Sutler, by the officer of a surveying party in New Mexico 
Fig. 30. 



1S82. 



but his proposal dropped through. Again Mr Gilbert Thompson, an American geologist, when 
on Government duty in 1882 in the wild parts of New Mexico, paid the members of his party 

* See for example History of Birds, Vol. I, p. 180, edn. 1805. It is not in my edition (1807) 
of the General History of Quadrupeds. Sir William Herschel reproduces in his book, The 
Origin of Finger Printing, 1916, p. 33, a receipt of Bewick from 1818, in 1918 in the possession 
of Mr Quaritch. The print is a very delicate one, and has the attached words "Thomas Bewick, 
his mark." Sir William thinks that these marks of Bewick, known to him as a boy, may have 
unwittingly led him to study such prints. 



176 Life and Letters of Francis Galton 

by order of [? on] the camp sutler. To guard against forgery he signed his name [? wrote the 
amount] across the impression made by his finger upon the order, after first .pressing it on his 
office pad. He was good enough to send me the duplicate of one of these cheques made out in 
favour of a man who bore the ominous name of 'Lying Bob' [see Fig. 30 on p. 175]. The im- 
pression took the place of scroll work on an ordinary cheque ; it was in violet aniline ink, and 
looked decidedly pretty. From time to time sporadic instances like these are met with, but none 
are comparable in importance to the regular and official employment made of finger-prints by 
Sir William Herschel, during more than a quarter of a century in Bengal. I was exceedingly 
obliged to him for much valuable information when first commencing this study, and have been 
almost wholly indebted to his kindness for the materials used in this book for proving the 
pei-sistence of lineations throughout life. 

"Sir William Herschel has presented me with one of the two original 'Contracts' in Bengali, 
dated 1858, which suggested to his mind the idea of using this method of identification*. It was 
so difficult to obtain credence to the signatures of the natives, that he thought he would use 
the signature of the hand itself, chiefly with the intention of frightening the man who made 
it from afterwards denying his formal act ; however, the impression proved so good that 
Sir W. Herschel became convinced that the same method might be further utilised. He finally 
introduced the use of finger-prints in several departments at Hooghly in 1877, after seventeen 
years' experience of the value of the evidence they afforded. A too brief account of his work 
was given by him in Nature (Vol. xxm, p. 23, Nov. 25, 1880). He mentions there that he had 
teen taking finger marks as sign-manuals for more than twenty years, and had introduced them 
for practical purposes in several ways in India with marked benefit. They rendered attempts 
to repudiate signatures quite hopeless. Finger-prints were taken of Pensioners to prevent their 
personation by others after death ; they were used in the office for Begistration of Deeds, and 
at a gaol where each prisoner had to sign with his finger. By comparing the prints of 
persons then living, with their prints taken twenty years previously, he considered he had 
proved that the lapse of at least that period made no change sufficient to affect the utility of 
the plan. He informs me that he submitted, in 1877, a report in semi-official form to the 
Inspector-General of Gaols, asking to be allowed to extend the process ; but no result followed. 
In 1881, at the request of the Governor of the gaol at Greenwich (Sydney), he sent a description 
of the method, but no further steps appear to have been taken there. 

"If the use of finger-prints ever becomes of general importance, Sir William Herschel must 
be regarded as the first who devised a feasible method for regular use, and afterwards officially 
adopted it." (pp. 26-29.) 

I have cited this long passage because I wish to give evidence that Galton 
did ample justice to his predecessors, more justice than has since been done 
to his own workf. Galton never claimed to have invented the idea of 
identification by finger-prints. What he did do was to take up the matter 
from the scientific standpoint to establish certain principles and the prac- 
tical methods of operating them. It was his publications and his energetic 
demonstration of the value of finger-print identification, not occasional 
newspaper diatribes, which led to its adoption by the English Prison Service, 
and ultimately to its acceptance throughout the civilised world. Much solid 

* One is reproduced on our Plate V, p. 146 and the other in Sir William Herschel's The 
Origin of Finger Printing. 

f "In discussing the true natural history of the minute ridges upon the fingers Galton goes 
no further than did the first physiologist of note who drew attention to their presence. This 
was Nehemiah Grew." Louis Robinson in North American Review, May 15, 1905. Again: 
"Mr Galton distinctly says in his Finger Prints, p. 2: 'My attention was first drawn to the 
ridges in 1888,' etc. It is not a little remarkable to my mind that that date should so nearly 
coincide with the period when I was interesting Sir Wollaston Franks, of the British Museum, 
and other scientific authorities in the importance of this means of identification." Birmingham 
Post, May 16, 1905. Dr Faulds cites only the first words of Galton's paragraph on p. 2. For 
the full citation see our p. 142. 



Personal Identification and Description 177 

work had to be done before the mere idea of identification by finger-prints 
could be transformed into its full realisation as a practical criminal procedure. 
For that actual transformation we have to thank neither Nehemiah Grew 
nor Dr Faulds, but Francis Galton expanding and working on the experiences 
of Sir William Herschel. 

Chapter III (pp. 30-53), entitled Methods of Printing, gives a very 
full description of methods for the permanent preservation of finger-marks. 

Galton starts by indicating a way of getting very perfect finger-prints, 
which has been since used very largely for detective purposes. The reader 
can easily try it for himself; let him pass his finger over the hair at the back 
of his head, and then press the bulb of his finger on a window pane, that of 
a recently cleaned window if available; he will find a very perfect imprint of 
his finger lineation, and there it may remain decipherable for days — under post- 
war conditions of domestic service! If the finger be merely moistened the 
impression soon evaporates ; the essential need is to oil the finger very 
slightly, and this is adequately achieved by the natural oiliness of the hair. 
Similar finger-prints may be obtained on polished steel — a razor blade — or 
on table plate. Now-a-days for the purposes of criminal investigation such 
accidental finger-prints can be reproduced and preserved. Galton next pro- 
ceeds to give accounts of laboratory and also of pocket apparatus for finger- 
printing; the important factors are the persistent cleanliness needful in the 
apparatus, and the extreme thinness of the ink layer on the finger, if a good 
impression is to be obtained*. This chapter is replete with suggestions such 
as we have recorded of the younger Galton with his mechanical "dodges." 
A thin sheet of copper which I found in one of Galton's diaries puzzled me, 
till I re-read Finger Prints, and there noted that it was to receive soot from 
a candle (or even a match) to blacken fingers for their prints. 

"Paste rubbed in a very thin layer over a card makes a surface that holds soot firmly, and 
one that will not stick to other surfaces if accidentally moistened. Glue, isinglass, size, and 
mucilage, are all suitable. It was my fortune as a boy to receive rudimentary lessons in drawing 
from a humble and rather grotesque master. He confided to me the discovery, which he claimed 
as his own, that pencil drawings could be fixed by licking them ; and as I write these words, 
the image of his broad swab-like tongue performing the operation, and of his proud eyes gleam- 
ing over the drawing he was operating on, come vividly to remembrance. This reminiscence led 
me to try whether licking a piece of paper would give it a sufficiently adhesive surface. It did 
so. Nay, it led me a step further, for I took two pieces of paper and licked both. The dry side 
of the one was held over the candle as an equivalent to a plate for collecting soot, being saved 
by the moisture at the back from igniting (it had to be licked two or three times during 
the process), and the impression was made on the other bit of paper. An ingenious person 
determined to succeed in obtaining the record of a finger impression can hardly fail altogether 
under any ordinary circumstances." (pp. 48-9.) 

I should like to have asked Galton what he would have done had there 
been no paper t ; I feel sure he would have been ready with a substitute ! The 
chapter concludes with remarks on the photography of finger-prints and on 

* The Galton Laboratory, which collects finger-prints of families, finds that an operator can 
he easily taught to take decipherable finger-prints with a simple pocket apparatus, which it 
circulates for this purpose. 

t Quite good impressions can be made with bird lime and candle black, specimens in 
Galtoniana. 

p Q in 23 



178 



Life and Letters of Francis Galton 



methods of enlarging them. In the Galtoniana we have still his special 
' camera for enlarging finger-prints (see our p. 215), his much enlarged series 
of finger-prints used for fine classification (reproduced for this work, and to 
be found in a pocket at the end of this volume) and the watchmaker's 
glass mounted on a stand for directly examining them*. 

Chapter IV (pp. 54-63) deals with The Ridges and their Use. Galton 
starts with the ridges of the palm of the hand, and indicates that they are 
not very closely related to the "creases," so that the latter cannot be the 
cause of the former. He also refers to the ridges on the soles and toes, but 
ultimately confines his attention to those on the fingers. Here he defines 
two important terms: first, Minutiae, which are the minute peculiarities 
characterising an individual ridge. A ridge may divide into two or unite 
with another (see Fig. 31, a and b), or it may divide and almost immediately 




CJi*.ra.cleri»tio Peculiarities irz Ridges. 

(ibout 8 \im.e.$ the natural Si& 6 ) 
Fig. 31. 

reunite, enclosing a small circular or elliptic space (c); at other times it 
may begin or end abruptly (d and e); or lastly the ridge may be so short 
as to form a small island (f). Secondly, Patterns: whenever an interspace 
is left between the boundaries of different systems of ridges, it is filled by a 
small system of its own which will have some characteristic shape. This 
shape is termed a pattern (see Figs. 20, 21 on our pp. 162, 163). The 
descriptions of minutiae and of patterns belonging to an individual are of 
special value for the purposes of identification. 

On the whole there is little known of the origin and use of the ridges, 
beyond the fact that they carry the sweat pores. Nor is their origin or use 
of much importance for the purpose of identification provided we can be 
assured of their persistency during life. Titchener, as I have noted (p. 168), 
made, at the suggestion of Galton, a series of experiments with the aesthesio- 
meter, and proved that the fineness or coarseness of the ridges in different 
persons had no effect whatever on the delicacy of their tactile discrimination. 

* This finger-print glass appears in Furse's painting of Galton; see the Frontispiece to Vol. I. 
It is worth noting that Galton selected this piece of apparatus as the most characteristic of his 
many activities. 



PLATE IX 



THE STANDARD PATTERNS OF PURKENJE 












7 8 9 

Reproduced de novo from the copy of Purkenje's Commenlatio in the 
Library of the Royal College of Surgeons. 



The Cores or the above Patterxs. 



4 % # 








Galton's Patterns from Purkenje's Types. 



Personal Identification and Description 179 

Also he found it made no difference whether one or hoth points of the 
compass rested on the ridges or in the furrows. Nor again was the width 
of the ridge interval any test of the relative power of discrimination of the 
different parts of the same hand (p. 62). Galton himself suggests that the 
ridges may serve the purpose of enabling us to judge the relative roughness 
of surfaces by touch, and so to determine their nature. If a blindfold person 
be asked to determine an object by touch, he will be observed to rub the 
surface with his finger. 

"The ridges engage themselves with the roughness of the surface, and greatly help in calling 
forth the required sensation, which is that of a thrill ; usually faint, but always to be perceived 
when the sensation is analysed, and which becomes very distinct when the indentations are at 
equal distances apart as in a file or in velvet. A thrill is analogous to a musical note, and the 
characteristics to the sense of touch, of different surfaces when they are rubbed by the fingers, 
may be compared to different qualities of sound or noise. There are, however, no pure overtones 
in the case of touch, as there are in nearly all sounds." (p. 63.) 

I should be glad to have the experience of any of my readers on this 
point. T wonder if this thrill is universal ; personally I am unable to associate 
even uniform roughness of a touched surface with anything of the nature of 
a thrill. Two other men were like myself Of three women tested one had 
no sensation of thrill, a second failed with file and a stiff brush, but was 
doubtful in the case of velvet ; the third felt a thrill — chill in the spine — on 
rubbing with the finger-tip file, velvet or brush. 

Chapter V (pp. 64-88) is entitled Patterns: their Outlines and Cores. 
Galton opens this chapter by referring to Purkenje's types*, and states that 
he had entirely failed on trial to classify prints by mere inspection and the 
use of Purkenje's types. He had accordingly devised his method of "outlining" 
the pattern in order to classify it. He took as material for his classification 
504 prints of right thumbs enlarged two and a half times their natural size, so 

* Galton (pp. 85-88 of this chapter) provides a translation of the portion of Purkenje's Com- 
mentatio which deals with types, and also a plate of Purkenje's nine types, accompanied by Galton's 
own outlining of the cores. Purkenje's nine types are the following: (i) Transverse Flexures = 
Galton's "primaries." In the course of his description Purkenje used the word "arch." I think 
this must have led Galton to replace his term "primary" of 1890 by "arch" of 1892. (ii) Central 
Lonijitudinal Stria = Galton's "tented arch." (hi) Oblique Stria = (I think) Galton's "nascent 
loop." (iv) Oblique Sinus = Galton's "plain loop." (v) Almond = (I think) "circlet in loop," a sub- 
type of Galton's "whorl" (see his Plate 8, No. 22). (vi) Spiral = Galton's "whorl," sub-type "spiro- 
w-horl" (see his Plate 8, No. 26). (vii) Ellipse, or Elliptic whorl = Galton's "whorl" (ellipses), 
(viii) Circle, or Circular Whorl = Galton's "whorl" (circles), (ix) Double Whorl = Galton's "whorl" 
("duplex spiral"), see his Plate 8, No. 29. The reader who attempts to classify prints by Purkenje's 
nine classes will soon find, if he follows Purkenje's rather elaborate descriptions, that they 
exclude many frequently occurring cases. His definitions are indeed not broad enough to embrace 
the innumerable variations which arise. It is perhaps worth noting that Purkenje under the 
definition (vi) of "Spiral" introduces the word "composite" but not in its modern sense to denote 
a compound of two patterns, but for a spiral made up not of a single line, but of two or more 
lines proceeding from the single focus or pole. I imagine Galton would have called Purkenje's 
"composite spiral" a "whorl," sub-type "twist" (see Plate 8, No. 52 and Plate 16, Nos. 36, 37, 
where, however, no name is provided). Purkenje does not figure his "composite." He refers to 
the "small triangles," Galton's "plots," "deltas" or "islands," under his definitions (iv) and (vi). 
This footnote will suffice to indicate the extent to which Purkenje anticipated Galton in 
matters of nomenclature. See also our Plate IX. 

23—2 



180 



Life and Letters of Francis Galton 



that each print was about playing card size. Galton found that on repeated 
trials he did not, by inspection only, deal these out into the same classes. The 
same failure occurred when he selected standard types and endeavoured to 
sort into groups by aid of these. Mere judgment by the unaided eye is liable 
to be influenced by the intensity of inking of some ridges; two prints will not 
always give the same extent of pattern. "A third cause of error is still more 
serious; it is that patterns, especially those of a spiral form, may be apparently 
similar yet fundamentally unlike, the unaided eye being frequently unable 
to analyse them and to discern real differences" (p. 66). Accordingly Galton 
introduced his system of "outlining" the pattern. To this we have already 
referred in discussing his Phil. Trans, memoir (see our p. 164). His Plate 5, 
here reproduced as our Plate X, shows samples of outlined patterns. Whether 
it is needful for an expert always to outline is another question, but to become 
an expert in classification, it is undoubtedly necessary to gain experience in 
grouping by outlining, even if the classification is only to be in the broadest 
categories. The chief reason for this is that the existing classification 
schemes are in truth largely artificial. There is really no generic difference 
between a "tented arch" and a "tented loop," or between an "eyeletted 
loop" and a "small spiral in loop" which Galton reckons a whorl. There are 
numerous such cases where the classification can only be by arbitrary 
standardisation. We reproduce as our Plates XI, XII and XllI Galton's 
Plates 7, 8 and 6 which will aid any reader desirous of learning to classify 
by outlines; yet even then he will undoubtedly find rare patterns, which he 
can only hope to thrust into a miscellaneous group of "composites." Galton's 
Plates 9 and 10 (see our Plates XIV and XV) give threefold enlargements 
of troublesome transitional patterns, the first between arches and loops and 
the second between loops and whorls. The beginner should attempt to classify 
them, and then compare his results with Galton's views on pp. 79-80. 



/. Inner or 
Radial side 



from both sides 



/ and both absent. 





Spirals 



from / side 



above 





Rinds 



from neither side 



I and both present 



Loops 



from / side 



from side 



absent 




Duplex Spirals 



from both sides 



upper supply from 



I side 




side 



<£?v 



Spirals 



from side 





0. Outer or 
Ulnar aide 



Fig. 32. It is necessary to suppose the finger-prints are from the right hand. 

On pp. 80-81 Galton repeats the classification of his Phil. Trans. 



PLATE X 



Examples of the outlining of Patterns to assist Classification. 


















The specimens are rolled impressions of natural size. Galton was the first writer on the subject 
to introduce "rolling." All impressions are now rolled, a and /are loops ; b, c, d, e,yand h 
are various types of whorls. Finger Prints, Plate 5. 



PLATE XI 



Outlines of Patterns in Arches and Loops. 

ARCHES. 




Plain Arch. 




Forked Arch. 




Tented Arch. 




(See Loops, 12.) 




(See Whorls, 22.) 




Arch with Ring. 




(See Whorls, 24.) 



LOOPS. 




(Ste Arches, 2.) 



^ 



9 
Nascent Loop. 





Invaded Loop. 




12 
Tented Loop. 




13 
Crested Loop 




£yeletted Loop. 




(See Whorls, 21.) 






Loop with nascent curl. 



18 
(Set Whorls, 21.) 




(See Whorls, 22.) 



Galton's nomenclature as aids to description and classification. Arches and Loops. 
From Galton's Finger Prints, Plate 7. 



PLATE XII 



Outlines to Patterns in Whorls. Types of Cores. 

WHORLS. 




Small Spiral in Loop. 




Spiral in Loop. 




22 
Circlet in Loop. 




Ring in Loop 




to 

Rings. 





24 

Ellipses. 



26 
Spiro-rings. 




27 
Simple Spiral. 





Nascent Duplet Spiral. 



29 
Duplex Spiral. 




Banded Duplex Spiral. 



CORES to LOOPS. 
Rods :— their envelopes are Indicated by dots. 

fli /# //I) /§ (B 



31 

Single. 



32 33 34 35 

Eyed. Double. Multiple. Monkey. 

Staples : — their envelopes are indicated by dots. 



3tf 37 38 39 40 41 42 

Plain. {parted. I parted. J parted. Tuning fork. Single eyed. Doobleeyed. 

Envelopes whether to Rods or Staples :-here staples only are dotted. 



43 44 46 46 47 46 

Plain. J parted. J parted. } parted. Single eyed. Double eyed. 



CORES to WHORLS. 



!> 



49 


50 


61 


52 


63 


54 


Circles, 


Ellipses. 


Spiral. 


Twist. 


Plait 


Deep Spiral 



Galton's nomenclature as aids to description and classification. 
From Galton's Finger Prints, Plate 8. 



f 

6 
| 









fl 



f 









tf( 



e 





4 






((( 



2 





















T5 






<s 












((I 



a 

t 








«(l 



E 
J 








^ 



«e 



PLATE XIV 



Transitional Patterns — Arches and Loops. 







y*^f -*V ^ '■ ■ ■■ ^ M alw^Mfc^ 




(Enlarged three times) 



Transitional Patterns from Galton's Finger Print*, Plate 9, with suggested symbols. 
The prints are supposed to be of left-hand fingers. 



PLATE XV 



Transitional Patterns — Loops and Whorls. 




if) 

(Enlarged three times) 

Transitional Patterns from Oalton's Finger Prints, Plate 10, with suggested symbols. 
The prints are supposed to be of left-hand fingers. 



Personal Identification and Description 



181 



memoir (see our p. 164). Unfortunately he uses the letter j throughout 
his Plate 1 1 (our Fig. 32) for what he terms u in the text. 

"The divergent ridges that bound any simple pattern admit of nine, and only nine, distinct 
variations in the first part of their course. The bounding ridge that has attained the summit 
of any such pattern must have arrived either from the Inner plot (/) [radial delta], the Outer 
plot [ulnar delta], or from both. Similarly as regards the bounding ridge that lies at the 
lowest point of the pattern. Any one of the three former events may occur in connection with 
any of the three latter events, so that they afford in all 3x3, or nine possible combinations. 
It is convenient to distinguish them by easily intelligible symbols. Thus, let i signify a 
bounding line which starts from the point 7, whether it proceeds to the summit or to the base 
of the pattern; let o be a line that similarly proceeds from 0, and let j be a line that unites 
the two plots [deltas] I and either by summit or by base. Again let two symbols be used, 
of which the first shall always refer to the summit, and the second to the base of the pattern. 
Then the nine possible cases are jj, ji, jo; ij, ii, io; oj, oi, oo. The case of the arches is peculiar, 
but they may be fairly classed under the symbol jj." Finger Prints, pp. 80-81, with j as in 
figure replacing u of Galton's own text. 

Galton next refers to measurements on the print and states that the 
average ridge interval should be taken as unit of measurement for comparative 










Fig. 33. Illustrations of Ambiguities in minutiae, a may appear as b or c, d as e or/. 

purposes, especially where prints of non-adults are concerned. Plate 



11 



(our Fig. 33) gives illustrations of ambiguities in minutiae to which we have 
previously referred (see our p. 165). 

Chapter VI (pp. 89-99) deals with Persistence. It is an extension of the 
evidence partially given in the Phil. Trans, memoir (see our p. 166 and 
Plates VII and VIII). Galton has here studied between twenty and thirty 
different digits and compared minutiae to the number of 700 (p. 96) and 
only found the one discrepancy to which reference has already been made 
(see last lines on our p. 166). We reproduce Galton's Plates 13 and 14 (our 
Plates XVI and XVII) as an illustration of his methods of comparing 
minutiae, and of the periods for which persistency was demonstrated. Galton 
again emphasises that it is in the minutiae, not in the measurements of the 
pattern, that persistency lies (p. 98). After indicating that for the four periods 
of life there is no change, and that we may expect in 700 minutiae only one 
to fail us, Galton continues : 

"Neither can there be any change after death, up to the time when the skin perishes through 
decomposition ; for example, the marks on the fingers of many Egyptian mummies, and on the 
paws of stuffed monkeys, still remain legible. Very good evidence and careful inquiry is thus 
seen to justify the popular idea of the persistence of finger markings, that has hitherto been too 
rashly jumped at, and which wrongly ascribed the persistence to the general appearance of the 
pattern, rather than to the minutiae it contains. There appear to be no external bodily 
characteristics, other than deep scars and tattoo marks, comparable in their persistence to these 



1^2 Life and Letters of Francis Galton 

markings, whether they be on the finger, on other parts of the palmar surface of the hand, 
or on the sole of the foot. At the same time they are out of all proportion more numerous than 
any other measurable feature ; about thirty-five of them are situated on the bulb of each of the 
ten digits, in addition to more than 100 on the ball of the thumb, which is not one-fifth of the 
superficies of the rest of the palmar surface. The total number of points suitable for comparison 
on the two hands must therefore be not less than one thousand and nearer to two ; an estimate 
which I verified by a rough count on my own hand ; similarly in respect of the feet. The 
dimensions of the limbs and body alter in the course of growth and decay ; the colour, quantity 
and quality of the hair, the tint and quality of the skin, the number and set of the teeth, the 
expression of the features, the gestures, the handwriting, even the eye colour, change after 
many years. There seems no persistence in the visible parts of the body, except in these minute 
and hitherto too much disregarded ridges." (pp. 97-8.) 

Chapter VII (pp. 100-113) is entitled Evidential Value. Its object is to 
give an approximate numerical idea of the value of finger-prints as a measure 
of Personal Identification. Galton's method is a somewhat elaborate one. If 
we take a square of one ridge interval, and place this on our finger-print, 
we can almost certainly draw on its surface correctly the ridge or ridges 
which lie behind it. When we take an opaque square of side 6-ridge 
intervals, and fasten this blank square to the finger-print and then recon- 
struct the system of ridges which lies behind it we are rather more often 
wrong than right in our reconstructed ridges. Galton thinks that a square 
of 5 -ridge intervals would probably allow reconstruction as often right as 
wrong. He made two series of experiments of this character, with the 
enlargements double and sixfold. Then he made a twentyfold enlargement, 
and placed upon it a chequerboard arrangement of 6-ridge interval squares ; 
he reconstructed the whole finger-print, each square from the four adjacent 
ones, which bordered the unseen square. There were in this case seven rightly 
and sixteen wrongly constructed. He now makes a rather drastic assumption 
"that any one of these reconstructions represents lineations that might have occurred in Nature, 
in association with the conditions outside the square, just as well as the lineations of the actual 
finger-print (p. 107). ...It therefore seems right to look upon the squares as independent variables, 
in the sense that when the surrounding conditions are alone taken into account, the ridges may 
either run in the observed way or in a different way, the chance of these two contrasted events 
being taken (for safety's sake) as approximately equal." (p. 108.) 

There being about 24 6-ridge interval squares in any finger-print, 
Galton makes 1/2 24 to be the chance of the actual system of ridges appearing. 
He now proceeds to give a rough approximation to two other chances, 
which he considers to be involved : the first concerns guessing correctly the 
general course of the ridges adjacent to each square, and the second of 
guessing rightly the number of ridges that enter and issue from the square. 
He takes these in round numbers to be 1/2 4 and 1/2 8 , so that the whole 
chance of the observed system is 1/2 36 . Now the total number of persons in 
the world has been reckoned at about 16,000,000,000 and the chance of a 
particular observed arrangement is of the order 1/64,000,000,000, or the 
odds are very roughly 39 to 1 against the particular arrangement occurring 
on a single definite digit of any existing human being*. 

* Galton in his own copy has a pencil note "repeat calculations" and corrects the total 
population of the world which in his text he has made ten times too great. I have corrected 
the figures in the last paragraph of his p. 110 accordingly. 



PLATE XVI 



V. H. H-D set. 2i in 1877, 
and again as a boy in Nov. 1890. 







lr 1877 



V H. H-d 




V. H.H-d 




••r>'T 



3r 1877 



V. H. H-d 



3r 1890 




V. H. H-dl 



To illustrate Persistence of Pattern in Finger Prints. 
From Galton's Finger Prints, Plate 13. 



PLATE XVII 

Persistence of Finger-Print Patterns with corresponding minutiae like numbered. 




Intervals of 9, 9, 26, 28, 28, 30, 31 and 31 years. Galton's illustrations from 
HerschePs material, Finger Prints, Plate \i. 






Personal Identification and Description 183 

While convinced that the chance of two individuals actually possessing the 
same finger-print in all its minutiae is infinitesimally small — as small as the 
chance that two woodcutters given the same topic would produce two blocks 
identical in every line and dot — yet one recognises that Galton's treatment, 
however ingenious, lacks the power of compelling conviction. Nature probably 
works more definitely to form a whole pattern than can be mimicked by 
Galton's 24 "independent variable" squares. He himself writes that 

"it is hateful to blunder in calculations of adverse chances, by overlooking correlations between 
variables, and to falsely assume them to be independent, with the result that inflated estimates 
are made which require to be proportionately reduced. Here, however, there seems to be little 
room for such an error." (p. 109.) 

It is the last sentence only we would call in question. After all it is the 
minutiae, rather than the pattern, by which identification is determined. Hence 
we might consider the problem as follows : These minutiae are not points, the 
ridges having a measurable thickness. Let us suppose a ridge-interval square 
to cover the area within which, if two such minutiae occurred in two prints 
under comparison, we should hold these minutiae to be identical in 
position. Galton's 6-ridge interval squares contain 36 little 1 -ridge interval 
squares, and the chance of a given minutiae occurring in one of these 

is — , say - roughly. Now Galton takes 24 such squares to a finger-print, 

and roughly there are 20 to 30 or even more minutiae in a print, say one to 
each 6-ridge interval square; then the probability that the minutiae will be 
placed each in its right compartment in its 6-ridge interval square is less 

than f — t I , i.e. less than — . Actually it is considerably less than this because 

although the minutiae do not tend to cluster each one of them is not con- 
fined to its own 6-ridge interval square. Further all minutiae are not alike, 
e.g. ridge terminals. I think we may suppose a far more random, that is, 
less correlated, distribution of minutiae, than of parts of a pattern, and 
still conclude with Galton that it is very unlikely that two persons in the 
universe have the same print on any digit, as judged by its minutiae, still 
less on all ten digits. 

Galton concludes this chapter characteristically as follows : 

" We read of the dead body of Jezebel being devoured by the dogs of Jezreel, so that no 

. man might say, 'This is Jezebel,' and that the dogs left only her skull, the palms of her hands, 

and the soles of her feet; but the palms of the hands and soles of the feet are the very remains by 

which a corpse might be most surely identified, if impressions of them during life were available." 

(p. 113.) 

Chapter VIII (pp. 114-130) is entitled Peculiarities of the Digits. The 
data Galton uses in this chapter are the prints of the ten digits of 500 different 
persons. His objects are twofold : (i) to find the association of particular 
patterns with the individual digits, and (ii) to determine, if a particular 
digit has a given pattern, what is the chance that any other digit will have 
the same pattern. In discussion of these problems Galton uses only the triple 



184 



Life and Letters of Francis Galton 



classification arch, loop, whorl, and states that by including forked arches 
and nascent loops (see our Plate XI, p. 181) as arches, he has given a more 
liberal interpretation to the latter category in the tables of this chapter than 
he has done elsewhere. His fundamental table is the following : 

Percentage Frequency of Arches, Loops and Whorls on the different 
Digits from Observations on 5000 Digits of 500 Persons. 



Digit 


Right Hand 


Left Hand 


Arch 


Loop 


Whorl 


Total 


Arch 


Loop 


Whorl 


Total 


Thumb 
Fore Finger 
Middle Finger 
Ring Finger 
Little Finger 


3 

17 
7 

2 

1 


53 
53 

78 
53 
86 


44 
30 

15 
45 
13 


100 
100 
100 
100 
100 


5 
17 
8 
3 
2 


65 
55 
76 
66 
90 


30 
28 
16 
31 

8 


100 

100 
100 
100 
100 


Total 


30 


323 


147 


500 


35 


352 


113 


500 


Percentage 
(Whole Hand) 


6 


65 


29 


100 


7 


70 


23 


100 



From this table the following inferences may be drawn: 
The patterns are not distributed indifferently either on the hands or on the 
individual digits. The right hand has a redundancy of whorls and the left 
of loops. The Fore Finger and to a lesser extent the Middle Finger have a 
redundancy of arches, the Little Finger and the Middle Finger a redundancy 
of loops, while the Thumb, Fore Finger and Ring Finger have the highest 
number of whorls. When we compare the corresponding digits of the two 
hands, we see little differentiation of pattern in Fore Finger, Middle Finger 
or Little Finger, but a more marked difference between the Thumbs and 
Ring Fingers of the two hands. While in the first group the percentages 
differ - in the three fingers but are the same in the two hands, in the second 
group they are nearly the same in the two fingers but differ in the two 
hands (pp. 115-118). 

Dealing with the slope of the loop Galton notes that the "inner" slope 
is much the more rare of the two for all the fingers but the forefingers, 
where the proportions of inner to outer slopes are about in the ratio of 2 to 3 

(397. and 617.)*. ,, ' . _ 

The second problem, that of the resemblance of pattern in different digits, 

is divided by Galton into two sections, that of the resemblance in the same 

digits of the two hands, and that of the resemblance of different digits either 

in the same or different hands. He omits the little fingers because in 86°/ c 

to 90 7 o of cases both are loops. 

* Purkenje appears to consider that while the inner slope is the more rare, it is actually in 
the forefingers in excess of the outer. 



Personal Identification and Description 

Percentage of Cases in which the same Class of Pattern occurs 
in the same Digits of the two Hands (500 Persons). 



185 






Couplets of Digits 


Arches 


Loops 


Whorls 


Total 


Two Thumbs 
Two Fore Fingers . . . 
Two Middle Fingers 
Two Ring Fingers 


2 
9 
3 
2 


48 
38 
65 
46 


24 

20 

9 

26 


74 
67 

77 
74 


Mean of Total 








72 



This table as it stands is not very illuminating ; take for example the 
middle fingers, and suppose there was no association of pattern between the 
same digits of the two hands. Then from the previous table the percentage 
probability of both being loops would be 100 x t^X t ^ = 59"37 - Similarly 
the percentage chances of both being arches and whorls are 0"6°/ o and 2*4 °/ o 
respectively. Accordingly we must conclude that 62°/ of the observed 77° j 
of coincidences would arise from mere chance, if the patterns were indepen- 
lent; it is the 15 °/ balance which really marks the tendency to resemblance. 
Walton's second table (p. 120) is as follows: 

Percentage of Cases in which the same Class of Pattern occurs 
in various Couplets of different Digits (500 Persons). 



Couplets 
of Digits 


Of Same Hands 


Of Opposite Hands 


Arches 


Loops 


Whorls 


Total 


Arches 


Loops 


Whorls 


Total 


Thumb and Fore Finger 
Thumb and Middle Finger 
Thumb and Ring Finger 
Fore and Middle Fingers 
Fore and Ring Fingers 
Middle and Ring Fingers 


2 
1 
1 
5 
2 
2 


35 
48 
40 
48 
35 
50 


16 
9 
20 
12 
17 
13 


53 
58 
61 
65 
54 
65 


2 
1 

1 
5 
2 
2 


33 

47 
38 
46 
35 
50 


15 
8 
18 
11 
17 
12 


50 
56 
57 
62 
54 
64 


Means of the Totals 








59 








57 



The remarkable part of this table is that no marked change occurs in 
the percentage of resemblances whether the couplet of digits is from the 
same or opposite hands. 

Of this result Galton writes: 

" Though the unanimity of the results is wonderful, they are fairly arrived at, and leave no 
doubt that the relationship of any one particular digit, whether thumb, fore, middle, ring or 
little finger, to any other particular digit is the same, whether the two digits are on the same 
or opposite hands. It would be a most interesting subject of statistical inquiry to ascertain 
whether the distribution of malformations, or of the various forms of skin disease among the 
digits, corroborates this unexpected and remarkable result. I am sorry to have no means of 
undertaking it, being assured on good authority that no adequate collection of the necessary 
data has yet been published." (p. 122.) 

PGiii 24 



186 



Life and Letters of Francis Galton 



Here again we have to remember that the amount of resemblance is not 
really measured by the numbers given ; they might, as in the previous case, 
be merely the result of chance. Let us work out how much is due to chance 
in the case of the thumb and ring finger. 

Percentage of Cases in which the same Class of Pattern occurs 
in Thumb and Ring Finger. 



How 
found 


Of Same Hands 


Of Opposite Hands 


Arches 


Loops 


Whorls 


Total 


Arches 


Loops 


Whorls 


Total 


Observed 
Chance 


1 



40 
36 


20 

15 


61 
51 


1 



38 
35 


18 
13 


57 
48 


Difference 


1 


4 


5 


10 


1 


3 


5 


9 



The numbers remain very close, when we have deducted the resemblances 
due to chance, but perhaps do not look so impressive. Only about one-sixth 
of the resemblances in both cases can be attributed to the organic relationship. 

Galton, on pp. 122-129, discusses a somewhat unusual method of deter- 
mining the degree of association between the patterns on any two digits. 
To illustrate it let us take loops on the ring fingers of left and right hands. 
These occur in 66 / o and 53°/ o of cases. Or, the chance of a loop is — if the 
results were independent — 100 x T %^ x ^^ = 35% nearly. The maximum 
possible number of loops common to the two fingers is 53% and the actually 
observed number is 46°/ c . We have then the three numbers 35, 46 and 53. 
Galton takes the first as a zero relationship and the last as a perfect 
relationship, which is represented by him as 100°. On the scale in which 35 



represents 0° and 53, 100°, we must have 46 = 



48-35 
53-3S 



100° = 4^ 100° = 61° 



He gives a table for these grades of association on p. 129 between digits of 
the same and of different hands. According to this table the highest relation- 
ship is between whorls on the middle and ring fingers (74°) and the lowest 
between loops on fore and ring fingers (13°). Galton is himself somewhat 
doubtful as to this method of measuring association, and I have not 
accordingly reproduced his full table (p. 129). 

In Chapter IX (pp. 131-146) Galton deals with Methods of Indexing. 
It does not carry us far beyond the Royal Society Proceedings paper (see 
our pp. 170-174). In his main method Galton breaks up only the loops on 
the forefingers into "inner" and "outer."* He represents these by i and o. 
Thus five symbols are used : a = arch, I = loop, w = whorl, and i = inner loop on 
forefinger, o = outer loop on forefinger. He breaks his ten-letter index into 
four groupsf , i.e. K hand, fore, middle and ring fingers; L. hand, fore, middle 

* The reader must remember that the finger-print is reversed, and not be surprised at Galton 
labelling "inner" what appears to the reader, looking at his hand, as an "outer" slope. 

f The reason for this has already been referred to (see our p. 184), namely, the greater variety 
in the types of forefinger prints. 



Personal Identification and Description 



187 



and ring fingers; R. hand, thumb and little finger; and finally L. hand, thumb 
and little finger. Thus Galton's own index formula (see his prints on our 
p. 138) is wlw, oil, wl, vol. He indexes 100 individuals in this manner. On the 
basis of 500 sets of digits he gives the frequency per cent, of all index-headings 
which occur more often than l°/ - The worst of these is oil, oil, 11, 11, which 
occurs in 4°/ of occurrences. Thus, if we were dealing with 100,000 cases, 
we might have to search among 4000 individuals with this index-heading. 
The rapid fall in the number of entries having only a single individual is 
evidenced by the following returns which Gal ton gives on his p. 141 : 



Total Number of Entries 


100 


300 


500 


Percentage of Entries which are 
the sole members of their class 


63 


49-0 


39-8 



When we come therefore to indices which embrace 50,000 to 100,000 
individuals, it will be seen that it may be needful to go through a large 
number of the cards on the o, i, a, I, w system of indexing before we identify 
a given individual. Thus even with the use of inner and outer loops on the 
forefingers, the great frequency of loops renders this system cumbersome for 
large finger-print collections. I do not think that Galton in 1892, although he 
suggests (p. 145) counting approximately the ridges, saw his way clearly out 
of this difficulty of loop redundancy. Possibly he did not fully realise the 
difference between his small collections and those of a national index of 
criminals. 

In this chapter Galton describes the form of card he used for printing 
and his manner of storing such cards (p. 145). 

Chapter X is entitled Personal Identification. This chapter contains 
much of general interest, which, however, we can only afford space to sum- 
marise briefly here. After referring to the ease with which any printer 
could take finger-impressions Galton again emphasises the suitability of the 
photographer for this work (see our p. 155), as not only can he easily enlarge 
prints, but he keeps an index to his negatives. Galton then passes to the 
many purposes for which identification is not only desirable but necessary. 
He cites some very interesting remarks (pp. 150-152) of Major Ferris, of the 
Indian Staff Corps, who, ignorant of Herschel's work, had found the same 
series of difficulties in identification and who had seen with much appreciation 
the finger-print method of identification at work in Galton's Laboratory — 
even as Sir E. It. Henry did later. 

In the next place Galton gives on the whole a favourable account of 
bertillonage (pp. 154-158), questioning, however, the statements made as to 
the independence of the characters measured ; Bertillon had asserted without 
demonstrating this independence. Galton shows from data of a similar kind 
drawn from his own Anthropometric Laboratory that such variables are not 
independent. Starting with five characters, head length, head breadth, span, 
sitting height, and middle-finger length, he shows that 167 out of 500 persons 

24—2 



188 



Life and Letters of Francis Galton 



measured fall into classes in which there are 7 to 24 repetitions*. But even 
the group of 24 individuals could be separated out by taking finer divisions 
of the head measurements than the three classes and introducing seven eye- 
colour classes. I think Galton was not unnaturally critical of bertillonage, 
because it started by theoretically asserting the independence of measurements 
which he knew to be correlated^ ; it did in fact overlook one of his greatest 
discoveries, the quantitative measurement of the correlation of bodily measure- 
ments. Nevertheless Galton is fair to the results of the system : 

" It would appear from these and other data, that a purely anthropometric classification, 
irrespective of bodily marks and photographs, would enable an expert to deal with registers of 
considerable size... it seems probable that with comparatively few exceptions, at least two 
thousand adults of the same sex might be individualised, merely by means of twelve careful 
measures, on the Bertillon system, making reasonable allowances for that small change of pro- 
portions that occurs after a lapse of a few years, and for inaccuracies of measurement. This 
estimate may be far below the truth, but more cannot be safely inferred from the above very 
limited experiment." (p. 163.) 

It may be remarked that Bertillon does not appear to have made even 
such a limited experiment before he started his vast collection on the basis 
of his "independence" dogma! 

Some account is then given of an American system of identification in the 
case of recruits and deserters. It seems to be based on height, age (how 
judged ?), hair and eye colours for indexing purposes and then on a careful 
record of the body-marks placed on outline figures. Body-marks form of 
course an important factor of bertillonage (pp. 164-5). Galton remarks that 
no system he knows of appears to take account of the teeth. If teeth are 
absent when a man is first examined, they will be absent when he is ex- 
amined a second time. He may have lost others in addition, but the fact of 
his having lost certain specified teeth prevents his being mistaken for a man 
who still possesses them (p. 166). 

M. Herbette, speaking at the International Prison Congress in Rome, 
remarked of bertillonage : 

" In one word, to 6x the human personality, to give to each human being an identity, an 
individuality which can be depended upon with certainty, lasting, unchangeable, always 
recognisable and easily adduced, this appears to be in the largest sense the aim of the new 
method." 

Galton fitly remarks that these perspicacious words are even more ap- 
plicable to the method of finger-prints than to that of anthropometry. 
Bertillonage can rarely supply more than grounds for very strong suspicion, 
finger-prints alone are amply sufficient to produce absolute conviction of 
identity. 



Number of Repetitions 


7 


8 


9 


10 


11 


14 


19 


24 


Number of Individuals 


28 


8 


18 


20 


22 


28 


19 


24 



t Some of the Bertillon measurements are indeed highly correlated. See Macdonell, 
Biometrika, Vol. i, pp 202, 212. 



Personal Identification and Description 



189 



Chapter XI (pp. 170-191) discusses the suhject of Heredity in finger-prints. 
This is a most difficult problem ; it is not only that certain fingers favour certain 
classes of patterns, but that certain patterns classed in different broad groups 
are closely associated with each other. If we classify merely in arches, loops and 
whorls, we may find two kinsmen who have really kindred patterns, e.g. one 
having a plain arch and the other a nascent loop, classified as being as widely 
apart, as if the one had shown a tented arch and the other a twined loop. 
Again, supposing an extremely rare pattern occurs on the ring finger of one 
kinsman, and on the forefinger of the second, are we to dismiss this from our 
consideration of hereditary resemblance? It is almost inconceivable that a 
mere Arch-Loop-Whorl classification, especially if confined to a few fingers, 
can provide a true measure of inheritance although it may demonstrate that 
heredity is a factor of finger-print determination. Galton, in his first series 
of observations, confines himself to the fraternal relationship (boys and girls) 
of 105 pairs, dealing with right hand forefinger only and using the simple Arch- 
Loop-Whorl system. As we have remarked, this may show the existence of 
heredity, but it cannot really measure its intensity. He obtains the following 
table : 

Observed Fraternal Coiqrtets. 
First Child 



Second Child 


Arch 


Loop 


Whorl 


Total 


Arch 
Loop 
Whorl 


5 (1-7) [10] 

4 

1 


12 

42 (37-6) [61] 

14 


2 

15 

10 (6-2) [25] 


19 
61 
25 


Total 


10 


68 


27 


105 



Galton then pays attention only to the numbers occurring in the diagonal 
column, i.e. identical prints in the fraternal couplet with the Arch-Loop- 
Whorl classification. The numbers in round brackets are what are to be 
randomly expected, the numbers in square brackets, the highest values 
attainable for resemblance, on the hypothesis of independence of the marginal 
totals. In every case the observed values lie between the random and the 
highest values and Galton takes this as evidence of heredity. 

It will be seen that Galton is here aiming if rather ineffectually at some 
process like the modern method of contingency. If we apply now his method 
of centesimal grades we find for the degree of resemblance : 

Arches: 39'8 ; Loops: 18-8°; Whorls: 20-2°. 

Of these the last two are probably equal within the error of random 
sampling. The first shows about double the relationship of the other two. 
I do not believe this is due to a greater intensity of the force of heredity in 
arches than loops, but solely to the fact that arches form a relatively rare and 
homogeneous group, while loops and whorls are conglomerates and the use of 



190 Life and Letters of Francis Galton 

these terms tends to obscure finer resemblances. This peculiarity of the 
loops recurs in further investigations made by Galton with the aid of 
Howard Collins, and the former writes : 

" I am unable to account for this curious behaviour of the loops, which can hardly be due 
to statistical accident, in the face of so much concurrent evidence." (p. 185.) 

But I think the explanation lies in the fact that resemblance is lost when 
a very broad category such as "loops" is taken. 

Galton, however, did see the difficulties of the Arch-Loop-Whorl classifica- 
tion, though not as far as I can judge of the limitation due to "corresponding 
finger." He accordingly prepared a set of 53 standard patterns, of which 46 
are in pairs for "inner" and "outer," i.e. each pair is a mirror reversal. They 
are for the right hand, and the numbers of each pair of the last 46 must be 
reversed when we deal with the left hand. He calls this the " (7-set ol 
Standard Patterns," as Mr Howard Collins performed most of the tabulation 
under the C-set of patterns. The data consisted of right fore, middle and 
ring fingers in 150 couplets of siblings*, 900 digits in all. Unluckily the 
"C-set of Standard Patterns" is in one, the most important, respect almost 
as defective as the Arch-Loop-Whorl classification. While in the former 
treatment 129 out of 210 finger-prints fell into the loop category here 291 
out of 900 finger-prints fall under the pattern No. 42, which is practically 
the simple loop; it is clear that this standard set of 53 patterns has failed to 
meet the inherent difficulty of breaking up the bulk of the loops. 

Our author proceeds in the same way to deal only with complete re 
semblances, i.e. he deals only with the diagonal of his contingency table, 
disregarding the possibility that a deBciency below the random value may 
be as important in measuring association as an excess above that value. Com- 
paring in this way random values, observed values and maximum possible 
values, and applying his method of the centesimal scale, Galton obtains the 
following results: 

Resemblance of Siblings, 150 Couplets: forefinger, 9°; middle finger, 
10° ; ring finger, 12°. We have no probable error given for this method of 
computing association, but it may be to some extent estimated by the fact 
that an additional 50 couplets, worked out for middle finger only, gave a 
value of 21°. For loops on the middle finger only, the 150 couplets gave r25°, 
and the 50 couplets 8°, indicating little if any association. In nearly all 
cases the random values were below the observed; in the few cases where 
they are not so they were only slightly in excess. I think there is enough 
to show that fraternal resemblance exists, but I personally hold that the 
classification is rather inadequate, and the statistical method of reduction is 
unsound. 

Galton next turns (p. 185) to the degree of resemblance in twins. Here 
he has two series, each of 1 7 sets of twins for the fore, middle and ring fingers 
of the right hand. In the first series 19 of the 51 finger-print pairs gave the 
same pattern for the same fingers of both twins, 13 gave partial resemblance 
and 19 disagreement. Or, as he puts it, of 17 sets of three fingers, two 
* Pairs of children with the same parents without regard to sex. 



> 

X 

EH 

< 

— 



Q 
X 




ffyjCMOQ 



pun W 



Q 

Z 
< 
X 

h 

X 
U 

I— « 




CO 

i 

J 

o 

CO 

E- 

&. 






hlQOJlOQ 



punjAl 



Personal Identification and Description 191 

sets agreed in all their three couplets of fingers; four sets in two, and 
five sets in one of their couplets. There are instances of partial agreement 
in five others, and only complete disagreement in one. Of the second series 
of 17 twins Galton contents himself by saying that two sets agreed in two of 
their couplets and five agreed in one, without giving details. He concludes that : 

" there cannot be the slightest doubt as to the strong tendency to resemblance in the finger 
patterns of twins." (p. 186.) 

Unfortunately Galton gives no measure of the probability of the random 
occurrence of similar resemblances, and we are unable to compare what is 
the relative degree of resemblance of twins and ordinary siblings. 

Perhaps the best appreciation the reader can rapidly form of the degree 
of resemblance in the finger-prints of like twins can be obtained by carefully 
examining our Plate XVIII which gives the finger-prints of a pair of like 
twins from the Galtoniana. 

The last problem Galton touches on is that of parental heredity. Here 
he has only 27 pairs of parents, whom he chooses because on one of the three 
fingers, fore, middle, or ring, they have the same pattern. He has 4 cases of 
the forefinger, 14 of the middle finger and 9 of the ring finger. These 27 
pairs of parents have 44 sons and 65 daughters; 22 out of the 44 sons, 37 
out of the 65 daughters have the same pattern on the same finger as their 
parents. In 19 cases out of the 27 both parents had loops of type No 42, and 
in 48 cases out of their 75 children there was also a loop on the same finger; 
that is to say, in about 64 °/„ of cases, while the normal percentage is about 
33 °/ - Thus, according to Galton's method, the resemblance is about 48°. 
This seems to show a much greater value for filial resemblance in looping 
than had been found for fraternal resemblance. Yet in analysing these 
parental sets, Galton is rather apt to desert the method he adopted 
for fraternal resemblances, namely, of terming two points like or unlike 
according as they are of the same or not the same pattern in his C-set of 
53 patterns. Thus he has 3 parental sets with No. 14 tendrilled loops; they 
have 17 children of whom only 3 have No. 14 pattern; he says, however, that 
No. 14 counts as a whorl, and that the 17 have 11 whorls and only 6 loops. 
Few, however, of the remaining 8 whorls bear close resemblance to No. 14. 
Galton gives no general measurement of parental heredity. 

This raises, indeed, the broad question whether it is really the pattern 
which is inherited, or merely a tendency to arch, to loop, or to whorl with- 
out regard to the individual character of the pattern. Galton remarks 
(p. 187) that the finger-prints of twins while tending to be of the same 
pattern, cannot be mistaken one for the other; in other words, the number of 
ridges and the minutiae differ*. Thence he leads us to a very fertile suggestion, 
which neither he nor anyone else later, so far as I know, has ever worked out : 

" It may be mentioned that I have an inquiry in view, which has not yet been fairly 
begun, owing to the want of sufficient data, namely to determine the minutest biological unit 
that may be hereditarily transmissible. The minutiae in the finger-prints of twins seem 
suitable objects for the purpose." (p. 187.) 

* Our Plate XVIII suggests that Galton in this statement has somewhat over-emphasised 
the divergence between the finger-prints of twins. 



192 



Life and Letters of Francis Gallon 



The last section of this chapter is entitled the Relative Influence of the 
Father and the Mother. The fore, middle, and ring fingers of the right hand 
of the father and mother of 1 36 sons and 219 daughters were tabled under 
the 53 standard patterns, and I present Galton and Collins' results in the 
form of percentages of likenesses found in the case of the three fingers. It 
will be seen that for the fore and ring fingers there is no difference. 

Percentages of Same Finger-prints in Parents and Offspring on 
the basis of 136 Sons and 219 Daughters. 



Relationship 


Fore 
Finger 


Middle 
Finger 


Ring 
Finger 


Total Percentage 
of Sameness 


Father and Son 
Father and Daughter 


12-5 •/. 
13-2 7 o 


25-7 7 
23-5 7° 


20-6 7 
14-0 7° 


58-8 74 54 . 7 o, 
50-7 7 J M ' >° 


Mother and Son 
Mother and Daughter 


13-2 7 

17-4 7° 


36-8 7 
34-3 7° 


19-1 7 
16-0 7° 


69-1 7J fis ... 
67-7 °/J 68 4 /- 



I think it may be safely inferred from these percentages : 

(i) that the Son has no greater degree of resemblance to the Father than 
the Daughter has ; 

(ii) that the Son has no greater degree of resemblance to the Mother 
than the Daughter has; 

(iii) that there is no sensible degree of difference between the resem- 
blances of Father and Mother to their offspring in the fore and ring fingers; 

(iv) that there does appear to be a difference in the middle finger, and 
this alone causes the Mother's total of resemblances to be greater than the 
Father's. 

Are we to assert as a result of these conclusions (a) that the heredity 
factor has greater influence in the case of the middle finger, and (b) that 
the mother has more influence than the father on the finger-prints of the 
offspring? 

Galton does not pledge himself to (b), but merely throws it out as a 
suggestion. We must, however, note that the resemblances here given include 
not only the hereditary but the organic factor, and the values of the per- 
centages given if they were corrected for random agreement might show very 
different results. The middle finger has a far higher percentage of loops (see 
the table on our p. 184) than the fore or ring fingers, hence there will be a 
far larger number of random coincidences to be corrected for. Until that is 
done we cannot accept (a) as true on the basis of the above table. Further, 
Galton has not given the digital distribution of patterns for the two sexes, 
and if these be not the same we cannot straightaway assume that (b) holds, 
or indeed that either parent has the like influence on son and daughter. 



Personal Identification and Description 



193 



I have discussed this chapter at length, primarily because Galton was 
undoubtedly the first to take up the subject of the inheritance of finger- 
print patterns, and it is desirable that later workers should see how he 
approached the problem, and so try to avoid the difficulties be encountered. 
Our statistical tools are better now than such tools were in 1892, but still the 
problem remains of transcendent difficulty. Secondly, I have done so because 
Galton provides as usual many suggestions for further inquiry. Here as else- 
where we come across the urgent problem of a standard set of patterns, which 
will subdivide plain loops into small approximately equal subclasses. Galton's 
set of 53 standard patterns provides at once too many and too few. There 
is no great advantage gained by dividing whorls into "inner" and "outer," 
and the division of loops into "inner" and "outer" is not division enough. 

Chapter XII (pp. 192-197) deals with Races and Classes. Galton obtained 
finger-print series for the English, Pure Welsh, Hebrew, Negro and Basque 
races. These were dealt with in a variety of ways and he concluded that 
there was no peculiar pattern which characterises persons of the above 
races. Many tabulations to discover racial differentiations appear to have 
been made without any great success. As an illustration Galton gives the 
following table: 

Percentages of Arches in the Right Forefinger. 



Number of Persons 


Race 


Percentage 


250 

250 

1332 

250 


English 
Welsh 
Hebrew- 
Negro 


13-6 

10-8 

7-9 

11-3 



Galton considers that there may be a significant difference between the 
percentages of arches in the English and Hebrew races. Now the probable 
error of his percentage value for English is 1*5 with a slightly greater value 
for the Welsh and Negro. Accordingly we see that the three series of 250 
are too small to show significant differences if they really exist between these 
three races. The difference between Hebrew and English is 3 to 4 times its 
probable error and may be significant. The point needs further inquiry on 
longer series. Although no statistical differentiation of the Negro was found, 
Galton remarks: 

"Still, whether it be from pure fancy on my part, or from some real peculiarity, the 
general aspect of the Negro print strikes me as characteristic. The width of the ridges seems 
more uniform, their intervals more regular, and their courses more parallel than with us. In 
short, they give an idea of greater simplicity, due to causes that I have not yet succeeded in 
submitting to the test of measurement." (p. 196.) 

Galton considers that this matter should be pursued further, especially 
"among the Hill tribes of India, Australian blacks and other diverse and so- 
called aboriginal races." I would venture to add the amplest study of the 



PGIII 



25 



194 Life and Letters of Francis Galton 

Oriental Races, Japanese, Chinese, Aino and Tibetans, whose anthropological 
characters are so distinctive *. Further, an investigation should be made of the 
finger-prints of prehistoric man, especially of palaeolithic man in the caves f- 
Nay, we may go back further and ask what are the finger-prints of Tarsius, 
to whom some anatomists, at any rate in the matter of the hand, believe man 
to be more closely linked than to the anthropoids. The ancestry of man 
might possibly be illuminated by still further study of the primates' finger- 
prints. It is almost impossible to believe that the Urmensch had all men's 
present finger-print patterns scattered in a roughly promiscuous way over 
his digits! If he had, then it forms a huge stumbling-block in the evolution 
of man from a primate form. 

Galton concludes his chapter by stating that he has studied the finger- 
prints of men of much culture and of scientific achievement, of labourers and 
artists and of the worst idiots. 

" I have prints of eminent thinkers, and of eminent statesmen that can be matched by 
those of congenital idiots. No indications of temjjerament, character, or ability can be found 
in finger marks, so far as I have been able to discover." (p. 197.) 

Chapter XIII (pp. 198-212), the final chapter, is entitled Genera, and as 
it is substantially a reproduction of the matter on this topic in the Philo- 
sophical Transactions (see our pp. 167-169), it seems unnecessary to analyse 
its contents or repeat the criticisms already made on it by the present writer. 

Taking Galton's work as a whole we have to remember that it is the first 
treatise on finger-printing and none has been published since. That it is full 
of novel matter and teems with suggestions. That from the time of Purkenje 
(1823) to Alix (1868) there had been no scientific contribution to the subject, 
nor anything published which could provide Galton with material for study, 
until his own Royal Society memoirs were issued. The whole of the scientific 
treatment of finger-prints and the art of identification by means of them, 
now spread over the civilised world, arose from Galton's labours, especially 
those in this book. If anyone doubts this let him point to a single scientific 
memoir on identification by finger-prints which antedates Galton's publica- 
tions, or his campaign for finger-printing as an expert art. No one can realise 
how insignificant were the results before Galton, who has not read his 
Finger Prints. 

Decipherment of Blurred Finger Prints, 1893. In the following year 
Galton issued a booklet of the above title, with the subtitle Supplementary 
Chapter to "Finger Prints." Slender as is this volume (18 pp.), the important 
part of which consists of sixteen plates, it is again a pioneer work. It shows 
for the first time in numerous instances how evidence should be prepared which 
might convince a jury of the identity of two finger-prints, even if one or both 
those prints are badly impressed, or, as Galton puts it, "blurred." 

* I have already indicated why I do not think the researches of Kubo or Collins conclusive 
as to racial differences. See the footnote p. 140 above. 

t See E. Stockis, " Le dessin papillaire digital dans l'art prehistorique," Revue Anlhropo- 
logique, annee 30, 1920, p. xliii et seq. 



Personal Identification and Description 



195 



" The registration of finger-prints of criminals, as a means of future identification, has been 
thought by some to be of questionable value on two grounds — first, that ordinary officials 
would fail to take them with sufficient sharpness to be of use; secondly, that no jury would 
convict on finger-print evidence. These objections deserve discussion, and would perhaps by 
themselves have justified a supplementary chapter to my book. It happens, however, that 
there are strong concurrent reasons for writing it. I have lately come into possession of the 
impressions of the fore and middle fingers of the right hand of eight different persons made 
by ordinary officials, in the first instance in the year 1878 and secondly in 1892. They not 
only supply a text for discussing both of the above objections, but they also afford new 
evidence of the persistence of the minutiae, that is of the forks, islands and enclosures, found 
in the capillary ridges." (p. 1.) 

The reader will remember (see our p. 176) that Sir W. J. Herschel in 1877 
had taken finger-prints for the registration of deeds at Hooghly. Galton in 
his Finger Prints (p. 89) had suggested that it might be well worth while to 
hunt up such of these Hindoos as were still alive and retake their finger-prints. 
Through the mediation of Sir William it was possible to obtain from the 
magistrate and sub-registrar of Hooghly not only fresh prints of the fore and 
middle finger-prints of eight persons, who had impressed their finger-prints in 
the Register of Deeds of 1878, but also these earlier prints themselves. In all 
cases the range of interval was about 14 years, so that Galton got evidence of 
persistence roughly between the following ages: I, 51 to 65; II, 50 to 64; 
III, 38 to 52; IV, 28 to 42; V, 48 to 62; VI, 38 to 52; VII, 40 to 54; VIII, 
32 to 46 (p. 4). But his task was not an easy one; not only were the paper* 
and the inking on both earlier and later prints very defective, but the prints 
were not rolled prints and in a number of cases only a portion of the bulb had 
been impressed. Thus some of the minutiae were lost on each separate print 
and this in itself caused a double loss on comparison. Galton contented himself 
with a full discussion of eight out of the sixteen finger-prints and found 
the following results : 



Personal 
Number 


Finger 


Number of 
Agreements 


Number of 
Disagreements 


Patterns 


I 
II 

III 

IV 

V 

VI 
VII 
VIII 


Fore 

Middle 

Middle 

Fore 

Fore 

Fore 

Middle 

Fore 


9 

5 

21 

19 

7 
19 
15 
30 












Loop 

Loop 

Whorl 

Whorl 

Loop 

Loop 

Loop 

Whorl 


Average 


— 


15-6 





— 



Galton discusses each finger in detail (pp. 11-15), commenting on various 
peculiarities and difficulties. He remarks that his evidence for correspondence 

* They were on a common kind of native-made paper, worm eaten, with many holes 
Several of the Hindoos were old for their race and showed signs of much manual labour 
wearing down the sharpness of the ridges. 

25—2 



196 Life and Letters of Francis Galton 

is drawn from the minutiae and not from the general pattern ; for though no 
one can mistake a decided whorl for a decided loop, lesser differences are often 
deceptive to the untrained eye, especially when only a portion of the pattern 
has been impressed. 

But the chief interest of Gal ton's present work lies not in the identification 
of poor impressions at fourteen years' interval by aid of their minutiae but 
in his manner of presenting the evidence. His aim is to show that rough 
impressions such as may be taken by ordinary officials (or left behind by the 
burglar) can be made to afford evidence strong enough to convince a jury 
that two finger-prints had been made by the same person. "It is of course 
supposed that the cogency of the finger-print argument will be presented to 
the jury in that lucid and complete form in which it is the business of barristers 
to state and support their case, when they are satisfied of the integrity of 
the evidence on which it is based" (p. 2). Galton's method is best grasped 
from his plates rather than from a verbal description. He first enlarges his 
prints 2^ times photographically. The enlargements, eight to the page, occupy 
Plates I-IV. These give him a general impression of the patterns, and the 
particular cases and the parts of the particular cases he considers it desirable 
to study further. These selected parts of particular cases are now photo- 
graphically enlarged to seven times natural size. These enlargements occupy 
Plates V-VIII, and are printed in black. Thus far the work, except for the 
choice of parts, has been largely mechanical. Now comes the labour of the 
expert: the outlining of the ridges on these blurred prints. In doing this 
tracing paper may be used by the draughtsman, but Galton thinks a better 
plan is to do the outlining on the back of the print placed against a pane of 
the window or on a photographic retouching frame. 

"The axes should be drawn with a finely-pointed pencil, and with care, down the middle 
of the ridges. Slap-dash attempts are almost sure to be failures. It is advisable to take pains 
to determine a common starting point, before proceeding to draw any lines at all ; then to 
proceed from point to point in the two prints alternately, at first with wariness but afterwards 

much more freely The continuous course of every line has to be made out from beginning 

to end, and the lines must nowhere be too crowded or too wide apart, and they must all flow 
in easy and appropriate curves ; also as much regard must be paid to such blanks as are not 
obviously due to bad printing as to the markings. The general effect of these conditions is that 
a mistake in deciphering any one part of the impression nearly always introduces confusion at 
some other part, where the lines refuse to fit in." (pp. 10-11.) 

On Plates IX-XII Galton gives his outlinings, the blurred ridges being 
now printed in orange with the outlining in black, still on a sevenfold scale. 
Tiny circles mark the ends or beginnings of ridges, but as Galton warns his 
readers some of these may well be forks (see his p. 8 and our pp. 165, 181). 

Lastly Galton provides on the same sevenfold scale the outlinings of the 
ridges without the blurred ridges at all. Here in the juxtaposed prints 
corresponding minutiae are given the same small numbers, so that it is 
perfectly easy to refer to one after another of the correspondences. The whole 
series of plates forms a singularly lucid illustration of what it is possible to 
do even with badly printed and partial impressions. No reasonably thought- 
ful counsel ought with such evidence to fail to convince a jury that Dwarika 



I— I 
X 

W 

< 
■J 

— 




PLATE \\ 

Selected Corresponding Portions of the Hooghly Doublets (1878 and 1892) from Plate XIX. 




Enlarged Beven times preparatory to drawing central lines of ridges, 



m«m&>&* 



PLATE XXI 



Skeleton Charts of the Central Lines of the Ridges of the Hooghly Doublets 1878 and 1892, 
drawn by aid of tracing paper from the prints on Plate XX. 




Corresponding numbers in upper and lower prints indicate persistence of minutiae. 



PLATE XXII 



Superposition of Central Lines of Ridges on enlarged Finger-Prints, i.e. Plate XXI overprinted 

on Plate XX, reproduced in fainter ink. 




Personal Identification and Description 197 

Nath Banerji, who had impressed his fingers in 1892 afresh, was the same 
man who had impressed them on Deed No. 28 in 1878 ! 

We reproduce Galton's: 

Plate II, Plate III left-hand side, Plate IV left-hand side (see our 
Plate XIX); 

Plate VI and Plate VIII (see our Plate XX) ; 

Plate X and Plate XII (see our Plate XXI); 

Plate XIV and Plate XVI (see our Plate XXII). 
These plates form the best — a graphical — illustration of Galton's methods. 

On pp. 1 7 -1 8, we have some useful suggestions as to enlargingfinger-prints, 
but such work is now much more generally understood and accurately done 
than in 1892. Galton's two enlarging cameras are in the possession of the 
Gal ton Laboratory (see our p. 215). Our Author concludes with the following 
remarks : 

" Photographic enlargements save a great deal of petty trouble. It is far easier to deal 
exhaustively with them than it is with actual impressions viewed under a magnifying glass. 
In the latter case, a few marked correspondences, or the reverse, can readily be picked out, 
and perhaps noted by the prick of a fine needle, the point of a pin being much too coarse. It 
is thus easy to make out whether a suspicious print deserves the trouble of photographic 
enlargement, but without previous enlargement a thorough comparison between two prints is 
difficult even to an expert, and no average juryman could be expected to make it." (p. 18.) 

The Second Attempt at Indexing Finger- Prints. Galton provided another 
Finger-Print Index to 100 persons in July 1894. It is entitled "Physical 
Index to 100 persons on their measures and finger-prints (set up in two parts 
as an experiment)? Here the two parts consist: first, of an index based 
primarily on five measurements as in bertillonage, and secondarily on finger- 
prints; and again of an index based primarily on finger-prints, and secondarily 
on the five measurements. I cannot find that this index was ever published 
although it appears to have been printed, stereotyped and circulated among 
Galton's friends and correspondents. It possesses in arrangement greater 
brevity than that of the Finger Print Directories of the following year, and 
yet gives more information since the anthropometric measurements and certain 
other data are included. The whole space occupied by any entry is 36 x 17 mm., 
and Galton considers that, if the entries were cut up and pasted on to cards, 

"a cabinet of 27 broad and shallow drawers measuring, over all, less than 12 inches in 
height and 4| feet in width, would contain more than 100,000 of these small cards arranged 
as a catalogue." 

Each entry or label consists of four lines (see table on p. 198). In the 
first line on the left is the anthropometric formula, on the right the finger- 
print formula. These are the bases on which the indices of Part I and Part II 
respectively are formed, the entries being made in order of letters and numbers 
in the formulae taken in consecutive order. 

The second line gives the five anthropometric measurements in the order 
from left to right of (i) head length, (ii) head breadth, (iii) extreme breadth 
between cheek bones, (iv) length of left cubit, (v) length of left middle finger. 
To obtain the anthropometric formula, these are divided into a, I, w, which 
signify short, medium, long. The medium limits are for (i) 191 to 196, 



198 



Life and Letters of Francis Galton 



(ii) 150 to 156, (iii) 129 to 136, (iv) 450 to 464, (v) 113 to 116, all inclusive. 
The danger of the anthropometric formula will arise when we have one or 
more measurements in the neighbourhood of these limits. Galton uses the 
five-symbol classification for his finger-print formula, namely A = arch, L = loop, 
W = whorl, U and R being used for ulnar and radial loops on forefingers only. 
He adopts the numerical abbreviations of his later work, i.e. 

\=aa or A A, 2 = al or AL, 3=aw or AW, 

A=la or LA, 5 = 11 or LL, 6 = Iw or L W, 

7 = wa or WA , 8 = wl or WL, 9 = ww or WW. 

The third line is the secondary classification of the finger-prints, but he 
takes only the following six fingers in the order : fore, middle and ring fingers 
of the right hand, and then fore, middle and ring fingers of the left hand. In the 
secondary classification the symbols Galton uses are those of his Finger Print 
Directories with two additions, i.e. b = partially burnt by fire or chemicals, 
or so spoilt by work as to leave granulations in place of ridges, and m = the 
pattern is minute, so small that two specimens of the characteristic portion 
would occupy less space than that covered by a single dabbed print. As there 
is no secondary classification for thumb or little finger, the description is not 
so full as in the later work. Ridges are counted in the same manner as 
we describe on pp. 201-2 ; and are given for the forefingers when they are 
loops, and for the middle finger when it is needful to distinguish between 
individuals having the same primary classifications. The fourth line gives the 
initials of the subject, the year of birth, the year of measurement, and the 
registered number of the subject, so that his finger-prints may be found. 
The following individual cases will illustrate the compactness of the arrange- 
ment and explain its interpretation : 



58a 


A6 B5, 88 


89«> lib Rb, 55 


47a WG W6, 88 


196 153 138 


454 111 


203 151 137 486 121 


195 148 140 446 111 


v • v 8' ■ 


- * — 


6 16 — || 2a — y 


O V wv 


G.K. 1862-94 


6590 


C. J. E. 1870-94 6547 


G. A. 1839-94 6578 



They are taken from the finger-print index. 58a = llwla ; thus G. K., whose 
finger-prints were registered as No. 6590 and who was born in 1862 and 
measured when he was 32 years old, was in the medium classes for length 
and breadth of head and for left cubit ; he was wide in bizygomatic or cheek 
bone width and had a short left middle finger; the second line gives his actual 
measurements. His finger-print formula was ALW, RLL, WL, WL. Both 
his thumbs were whorls, and his little fingers loops; no further information 
is given. His right forefinger was an arch, there being a needle or racquet- 
shaped ridge therein ; his right middle finger was a loop invaded by a blunt 
system of ridges; his right ring finger was a whorl with a racquet-shaped core. 
On the left hand the forefinger was a radial loop, and the ring finger a non- 
radial loop, the middle finger was a non-radial loop with the inner part of the 



Personal Identification and Description 199 

pattern more or less hooked. C. J. E. was born in 1870 and measured when 
24 years old. His finger-prints will be found under register number 6547. 
His anthropometric formula is 89w = ivlwww, or he is of medium head breadth, 
but large in all his other measurements. His finger-print formula is 

U5R5,55 = ULL, RLL, LL, LL, 

or he belongs to the class of which all the ten prints are loops. We are only- 
told that the right forefinger has an ulnar and the left a radial loop. The 
number of ridges on the right forefinger is 6, and on the right middle finger 
16. The left forefinger with its radial loop has only two ridges and might 
also be called an arch (a) ; the left ring finger loop has a racquet-shaped core. 
Finally G. A., born in 1839 and measured at 55 years of age, has for 
register number 6578. His anthropometric formula is i7a — lawaa, or he is 
small in head breadth, left cubit and left middle finger, medium in head length 
and large in facial breadth (bizygomatic). His finger-print formula is 

W6 W6, 88= WLW, WLW, WL, WL. 

Thus his thumbs are whorls and both his little fingers loops; both his fore- 
fingers are whorls with well-defined rings round the core ; his right middle 
finger is a loop invaded by a blunt system of ridges and the same is true for 
the left middle finger, the print of which might, however, be mistaken for a 
whorl; there is no characterisation for either ring finger beyond the statement 
that both are whorls. 

It is clear that Galton was at this date feeling his way up to a more com- 
plete secondary classification. Dropping the anthropometric data — although 
be it remembered they are useful when the police need to give the public some 
rough particulars of a criminal — there is ample space for a full 10-digit print 
formula in the first line, which would get much more differentiation into the 
uncharacterised L's and W's. Something of this was introduced by Galton 
into his Finger- Print Directories of the following year, and we shall see that 
it can be easily extended. We note that for the all-loops formulae he introduces 
ridge counting on fore and middle fingers, and this was the method adopted 
by Henry from Galton, although he then proceeded for ridge frequency to 
follow Bertillon in using only broad categories. Galton admits that this index 
was only experimental, but its arrangement is suggestive especially in the 
cases where anthropometric measurements are also desirable. It has the 
advantage that as the frequency under any formula increases, it is always 
feasible to add more detailed secondary classification in the third line. For 
example, it would be at once feasible in the last illustration to break up the 
six whorls into those fed radially, ulnarly or from both sides, and again into 
right-handed and left-handed screw classes. 

The Final Work on Indexing Finger- Prints. Galton's third volume on the 
subject of finger prints appeared in 1895 ; it is entitled Finger Print Directories, 
and is gracefully dedicated to Sir William J. Herschel*. The main purpose 

* " I do myself the pleasure of dedicating this book to you, in recognition of your initiative 
in employing finger-prints in official signatures, nearly forty years ago, and in grateful 
remembrance of the invaluable help you freely gave me when I began to study them." Here, 
as elsewhere, Galton very fully acknowledges his indebtedness to Herschel's aid. 



200 



Life and Letters of Francis Galton 



of the book is to provide a method of indexing 200,000 to 300,000 individuals. 
Galton assumes that five anthropometric characters will each be divided into 
three classes as in bertillonage, and accordingly, if this provides for 3 5 = 243 
classes, we need only to secure some method of finger-print indexing which 
will leave very few multiple entries in 1000 cases. This is the problem Galton 
sets himself; it will be seen that in 1895 he still thought it desirable to use 
a small dose of bertillonage to aid his index, if it was to provide rapid references 
to more than 1000 to 3000 individuals. 

Galton here starts from the old Arch-Loop- Whorl classification with 
the addition of the inner and outer slope of loops on the forefinger, only now, 
I think unfortunately, he changes many of his symbols and some of his previous 
terminology. Having preferred in his earlier works "inner" for the thumb 
side and "outer" for the little finger side, he now adopts radial and ulnar 
formerly rejected ; thus the symbols i and o are replaced by r and u. He still 
works in this index with the 10 digits arranged thus*: Right, fore, middle, 
ring fingers; Left, ditto. Right, thumb, little finger; Left, ditto — which in 
his old treatment gave 10 letters. He reduces them, however, to eight, by 
noting that a, I, w can only occur pair by pair in nine ways, and he gives 
the first nine figures to these, so that it is possible to represent thumb and 
little finger prints by a single figure. Thus far it is difficult to see that much 
has been gained on his earlier classification. Indeed with slight changes of 
notation Galton's present Primary Classification is his old a, I (i, o), w system. 
Now the defects of this as the sole classification are well exhibited in the 
following table which he gives (p. 77): 

Formulae with Frequencies 10 and over in 1000 Tests. 



Order of 
Frequency 


Formula 


Frequency of 
Occurrence 


1 

2 
3 
4 
5 
6 
7 
8 
9 
10 


ull, ull, 11, 11 
rll, rll, 11, 11 
ull, rll, 11, 11 

www, WWW, WW, WW 
rll, ull, 11, 11 
ulw, ull, 11, 11 
ulw, ulw, 11, 11 
www, www, wl, wl 
wll, ull, 11, 11 
ull, ull, 11, 11 


59 
35 
24 
19 
17 
14 
12 
11 
10 
10 






Total 211 



* He states, however (pp. 72 and 111), that he has modified this view for the purpose of 
indexing and now prefers to take his finger-prints in order from left little finger to right little 
finger. There is little doubt that the latter, the " natural " order, and also the one in which the 
impressions are collectively dabbed and usually rolled, is less liable to errors of reading. At 
the same time as it starts with the little finger it gives far less variety to the initial letters of 
the index. 



Personal Identification and Description 201 

In other words, between a fifth and a quarter of the sets fall into groups 
which are far too unwieldy for rapid index searching. It is clear that the 
loops and whorls are the chief source of this trouble (see our pp. 149, 165 and 
173) and Galton proceeds to break them up by what he terras a Secondary 
Classification, or a system of adding subscripts to the letters of his primary 
classification. The subscripts or suffixes as Galton calls them are very 
numerous, although some can only be attached to certain patterns. For 
example, what would have appeared in his old (his present primary) classi- 
fication as 

oiviv, oil, vow, 11, 
now becomes 

uw v w, ul~\l vy , w lvy w, ll v , 

where subscript y means that the core of the corresponding whorl is pear- or 
racquet-shaped ; f denotes that there was a scar on the middle finger of the 
left hand; l vy denotes a loop with invasion of ridges from the side and with 
a racquet core ; w lvv means a whorl which might be mistaken for a loop, has 
an invasion of ridges from the side and a racquet core, and l v denotes a loop 
with a like invasion only. Thus 18 symbols are used to index the set. Galton 
defines and discusses 28 letters and symbols which may be used as suffixes. 
Obviously the above system of subscripts is one liable to error either in writing 
or printing, and Galton, although he suggests its use, does not actually adopt 
it in the Directory he publishes of 300 sets of prints of the 10 digits. Here 
he gives the primary classification symbols on the left of his page, and then 
on the right in 10 columns the suffixes to be attached to each of these 
symbols. For example, the above formula appears as 

| Uivw \ull\9,5\\ — ,y, — | — , f , vy \ Ivy, — | — , v\, 

where the last 10 columns correspond to the digits in order of the primary 
formula (9 = ww, 5 = 11, the thumb and little finger formulae of right and left 
hands : see our p. 198). 

Besides the 28 symbols which are chiefly devoted to breaking up the 
large loop and whorl groups, Galton introduces for the troublesome all- 
loops group the counting of the ridges on the forefingers. This counting he 
now does in a different manner from that of his earlier papers, and one which 
seems less liable to misinterpretation. He first determines a better line for 
counting the ridges on (see his pp. 78-80) than he had previously selected (see 
our pp. 163 and 165). The following are his rules (see Fig. 34, p. 202): 

"The terminus from which the count begins is reckoned as 0; it proceeds thence up to, and 
including, the other terminus. 

"The inner terminus lies at the top of the core of the loop, the outer terminus at the delta, 
but it is necessary to define their positions more exactly, as follows : 

"Inner terminus. There are two cases : 

"(a) The core of the loop may consist of an uneven number of ridges, as in each of the two 
figures, a 1 and a 2 ; then the top of the central ridge is the inner terminus*. 

* I think there is a risk of confusion here to which Galton does not refer. The ridge or 
ridges within the "staple" may or may not meet the latter. In Figs, a 1 and a 3 the inner 
ridges are made to meet the staple, and the inner terminus is not put at the top of the 
pa in 26 



202 Life and Letters of Francis Galton 

"(b) The core may be a circumflex or 'staple'; then, the shoulder* of the staple that is 
farthest from the delta is taken for the inner terminus, the nearer shoulder counting as a 
separate ridge (Fig. b). 




ff'i 




delfa. 

Inner Terminus Outer Terminus 

Fig. 34. Inner and Outer Termini for Ridge Counting. 

"Outer terminus. Here also are two cases : 

"(c) Where the upper and lower sides of the delta are formed by the bifurcation of a single 
ridge. Here the point of bifurcation forms the outer terminus. It sometimes happens that 
successive forks or branches are thrown off from the same ridge first at an acute angle and 
progressively becoming more obtuse. In this case the branch to be considered as forming one 
side of the delta is the first that makes not less than a right angle with the stem (Fig. c). 

"(d) Where the upper and lower sides of the delta are formed by two ridges that had 
previously run side by side, and then suddenly diverge. Here the base of the delta is the 
outer terminus. The nearest ridge in front of the place where the divergence begins, even if it 
be a mere dot, and whether or no it is independent of, or springs from one of the divergent 
ridges, is considered to form the base of the delta, and the outer terminus. 

" If scrupulous care is taken by the beginner, first in selecting the termini that best fulfil 
the above conditions, and afterwards in counting the ridges, his eye will soon become accus- 
tomed to the work, and the process may then be effected both quickly and trustworthilyf. It 
is usually easy to determine narrow limits within which the number of ridges will always be 
held to lie." 

Galton tells us that the 156 (ull, ull, 11, II)' s of his collection of 2632 sets 
showed, counting as above, all numbers of ridges from 3 to 16 with fairly 
equal frequency. He had also a few "under 3" and eight cases above 16; 
roughly these 15 groups would reduce the 156 to groups of about 10 sets. 
But Galton considers we must search not only the observed count-number, 
but two count-numbers on either side of it, or practically (having regard to 

central ridge. If it had been, then, I think, it is clear that with the delta in relatively the 
same position as in Fig. b one less ridge would be counted in Fig. a 1 and two less in Fig. a 2 . 
It is possible that the engraver erred in carrying the ridges quite up to the staple. Or, 
it may be, remembering what Galton has said about cols, i.e. that we cannot be certain 
whether a ridge terminates or forks, we ought always to put the inner terminal, as in Figs, a 1 
and a 2 above, not where the central ridge meets the staple, but at about a ridge interval from 
the meet. 

* The term "shoulder" is somewhat vague; the ridge-counts might well differ according 
to the choice of "shoulder." If the word means where the sides of the staple become 
parallel, then the engraver of Fig. b has hardly hit this off. I believe it would be preferable 
to define the shoulder as about a ridge interval below the summit. Galton's Plate 4 (our 
Plate XXVI), entitled "Counting Ridges," hardly seems to meet my difficulties in this and in 
the previous footnote. If Fig. 82 be a case of Fig. a 1 , then Galton does not appear to put the 
inner terminus at the top of the central ridge ; had he done so, I think the ridges would be 
12 instead of 13. 

t Galton's illustrations of ridge-counting are given on our Plate XXVI and would have been 
more helpful with a finer counting line. A thick line runs into the stem and occasionally 
obscures the finer parts of the delta. 



Personal Identification and Description 



203 



terminal groups) about a group containing 4£ ridges on the average. Each 
of these groups would contain 40 to 50 individuals of the 156, or less than 
\ and more than \ of the whole. Hence to count ridges in the first finger 
presenting a loop would reduce to less than a frequency of 10 all the groups 
of large frequencies except those under the formulae ull, ull, 11, 11 and www, 
www, ww, ww (see the table on our p. 200). For the former group Galton 
suggests in addition counting ridges on the middle finger, and is thus able to 
break up his material into groups of less than 10 sets*. Here he introduces an 
interesting point; he gives a partial table (p. 82) for the number of ridges 
which occur in right middle and ring fingers for certain values of the 
count on the right forefinger. If the means of the former be found we 
have : 



Number of 

Ridges in 

Fore Finger 


Mean number of Bidges in 


Middle Finger 


Bing Finger 


4 

8 
12 
16 


9-8 
10-4 
11-8 
13-7 


14-4 
14-9 
14-2 
15-3 



This suggests that there is correlation between the number of ridges at 
any rate in the fore and middle fingers of the same hand, and indicates 
a possible line of inquiry for the inheritance of ridge-numbers, when loops 
are available in both relatives. 

We have next to consider how Galton meets the difficulty of the www, 
www, ww, ww class of pattern and others with numerous whorls. The main 
idea he uses is that if the tail of a whorl or the ridges which form it come 
from the radial side, the subscript or suffix r is used. If they come from the 
ulnar side the suffix u might be used, but Galton says this is so frequent 
that he does not use it. Hence w standing alone might mean fed from 
both sides, from neither side, or from the ulnar side. The suffix s is, 
however, used for whorls fed from both sides, but this may occur in three 
different ways: 

(i) The ridges from either side may double back upon themselves, so that 
the contributory portions have blunt ends = sb. 

(ii) The ridges from the two sides may be twisted together almost to 
a point = sq. 

(iii) One set of contributory ridges may spring normally from one side of 
the finger, the other 'from one side of the tail of a tailed whorl = sv. 

There are other symbols used by Galton in relation to whorls, namely g, 



* The reader must remember that these numbers are based on a standard of 1000 sets. 
100,000 sets some of the groups might still be too large. 

26— 5 



For 



204 Life and Letters of Francis Galton 

when the whorl has a great core, o, when there is at least one complete and 
detached ring in the whorl*. 

Eicht Forms of Whorl, (fruo deltas) 



/^M 



Open, on one side 




Closed OfJer? on both sides 




Ojierc on one side Supplied both sides Open on both sides 

Fig. 35. Types of whorls from Galton's Finger Print Directories. 

Galton remarks that it is best to leave a whorl ambiguous rather than 
attach a v or a q to it which it does not clearly and distinctly demand. "The 
omission of a suffix is of little harm ; the insertion of a wrong one is. Cases 
should be dealt with merely as ambiguous, no suffix being attached to them, 
when the outline followed from the inner delta to a point above the outer delta 
or below it, as the case may be, does not suggest the same suffix as it does 
when the outline is followed in the opposite direction. The test in question 
is rapidly made and effective" (p. 94). It is, however, on the r and s sub- 
classification that Galton chiefly depends for breaking up the all or many 
whorl groups. Thus he writes : 

" It is mainly through the help of the r and s suffixes that it is possible to discriminate 
between the all- whorls which occur 19 times in every 1000 cases [see our p. 200]. The whorls 

* According to Galton's nomenclature, when in tracing any part of a pattern the direction 
changes so as to have pointed to all parts of the compass, that pattern is to be called a whorl. 

Partial, and ComPL.ETE CrRcurrs 

2^ 




Fig. 36 a. 
Illustration of complete circuits needed to classify a pattern as a whorl. 

Hence arches with elliptic or circular rings between their arched ridges are classed as whorls. 
See Plates 7 and 8 of Finger Prints (our Plates XI and XII) and the accompanying cut, 
Figs. 36 a and 36 b, where, however, a print like Fig. 36 b, for which the compass point 4 
might easily be non-existent, is still counted a whorl. 



Personal Identification and Description 205 

in that particular group are curiously monotonous in their general aspect and size, the 
conspicuous characteristics of b, q and v appearing rarely, and being therefore of little service 
in differentiation ; neither is any method of counting ridges of value, for their numbers are 
much alike. But when the whorls are looked at carefully, and their contours followed a short 
way with a pointer, the variety in their r and s characteristics becomes distinctive. It may be 
pressed into the service of sub-classification, the sets admitting of being arranged in the order 
of the number of r's that they severally contain, irrespective of the fingers on which those r's 
appear." (pp. 95-6.) 

A point which I think would be of value, but has not, I think, been noted 
by Galton, is the character of the whorl or spiral. Starting from the pole of 
the spiral does it correspond to a right or left-handed screw motion, i.e. is 
the rotation clockwise or counter-clockwise ? It appears to me that these two 
types occur in not such unequal numbers, and at once divide whorls into two 
classes. Of course a clockwise or right-handed screw whorl on the actual 
finger is reversed on the imprint, but we may confine our classification to the 
imprints. 

A further classification which might also be made in the case of simple 
spirals — and which easily admits of four classes — is the direction of the whorl 
or spiral at its pole or terminal. Is this direction generally upwards or 
downwards, generally radial or ulnar? There would be some doubt as to 
the 45° slopes, but as a rule the general polar slope is fairly obvious. I think 
there is thus actually small difficulty in breaking up the whorls for the 
purposes of indexing. 

Galton makes only one division of arches in his Primary Classification, 
namely into Plain and Tented Arches (see our Fig. 37). The symbols k, r, u, 
or v may, however, be attached in the Secondary Classification. 

We have already seen that Galton uses counting of ridges on the fore- 
finger and if necessary on the middle finger in order to break up the loop 
groups. But he admits that this is scarcely adequate in itself to deal with 
an index of 3000 sets or persons. Accordingly he uses other suffixes to dif- 
ferentiate loops by their cores. He considers the following three types will 
suffice: 

Two Forms of Arch /ro delfe) 

Three Forms of Loop 





Cflht-fl 



> , ' 

Plain Arck Tented Arck i f c 

Fig. 37. Fig. 38. Classification of Cores of Loops. 

i is a central rod, whose head stands quite distinct and separate from the 
ridge curving round it. Galton says there is no need to fear a col, if there be 
the distance of a furrow between central rod and staple. / covers the cases 
in which the central rod forks whether it reaches the staple or not ; it may 



206 



Life and Letters of Francis Galton 



reunite forming the eye of a needle, or there may be an imperfect eye. The 
main point is that the core is not a simple rod; the several conditions do not 
need symbolising severally, they are all expressed by /. 

c represents the case when the core within the loop is a second staple 
wholly detached from the outer staple which curves round it. 

Galton uses still further symbols in his secondary classification — k, v, x, y, 
and three others to denote conditions of the print itself, namely : d, f and *. 
d marks a damaged print, either owing to the condition of the finger, or to 
the printing. If the print be wholly unreadable, then d is inserted in its 
proper place in the primary 10 symbols; if the print be only partially damaged, 
then d is to be used as a suffix, "f denotes the scar of a cut, and should be 
used, however small the scar may be, as it is a valuable means of identifica- 
tion. * denotes that a portion of the finger has been more or less smashed, 
and should be combined with d. 

Of the other four symbols x denotes that there is something very peculiar 
or questionable about the pattern. 

v indicates what Galton terms an invaded loop. Usually the ridges enter 
through the open mouths of the loop, curve round and take their exits 





Fig. 39. Secondary Classification of Loops, Galton's y and v. 
Four Forms of- Loop (one delta) 

y 




Pkirz Loop Eyed Loop founded Loop Hooked Loop 

Fig. 40. Secondary Classification of Loops, Galton's y, v and k. 

parallel to their entrances. Sometimes, however, a system of ridges instead of 
entering from the mouth, springs out from one of the sides and destroys the 
symmetry of the pattern. Such a loop is an "invaded loop" and symbolised 
by v. Galton holds y to be one of the most generally useful of suffixes ; it is 
the formation in the inner part of the loop of an eyed form. In the ordinary 
loop the ridges after turning back run parallel ; in the eyed loop they reunite 
after recurving and enclose a minute plot, y must be distinguished from /, 
which latter is an island or approximate island in a central rod. 

Finally k denotes a curvature sometimes affecting the whole of a loop, 
turning it into more or less of a solid hook, i.e. not a hook formed by a single 



Personal Identification and Description 207 

terminated ridge. It may be applied not only to loops, but to whorls and 
even to arches to signify that they have an inner curl or hook. 

It must at once be admitted that Galton requires a most imposing battery 
of additional suffixes and symbols to obtain his Secondary Classification, and 
further that when this has been accepted and we are able to classify some 
3000 sets, so that only the slightest difficulty arises in entering or leaving 
an index, there still remains the fact that difficulties will steadily increase 
as we mount up from 3000 to 100,000 entries. There may, as Galton himself 
thought, still be need for three or four anthropometric characters — not for the 
purpose of identification but for classification. Again, this heavy array of 
symbols involves much additional work at first in indexing new sets of prints 
and in reading sets for identification J. When I first read Galton's Secondary 
Classification and became acquainted with his battery of suffixes, it seemed 
too unwieldy to be practically applicable, but' a little examination of im- 
pressions under a lens convinced me that it was reasonably easy for a moderate 
expert to get a grip upon it. Such experts would be in every "Identification 
Bureau," and for the mere trained impressor of fingers, such as the prison 
warder, it is rarely that any necessity arises for reading the prints them- 
selves. 

More serious defects of Galton's classification are its cumbrous character, 
and the fact that the letters he uses as subscripts do not convey any hint of 
their significations. I doubt whether the latter difficulty can possibly be met ; 
characteristic symbols cannot be found for 20 to 30 subclasses, and if we once 
realise this, then it does not much matter whether we use numbers or letters 
provided we use a single one only. If we exclude numbers of ridges in loops, 
which might be placed as Roman figures in brackets after the index number 
itself, I believe that ten symbols with powers ought to describe any set of 
prints. The particular finger — supposing these taken in natural order from 
left to right — is indicated by the corresponding symbol taken in order from 
left to right. Now what are the symbols to be? They may be either letters 
or numbers. At first one might prefer the latter, because if we choose three 
forms of alphabet, say Greek, Roman and Italic letters, although we can go 
beyond ten corresponding letters of each, the printed mixture looks clumsy 
and can only be read out letter by letter. On the other hand, if we use 
numerals of three types: — say, Roman, Italic and Block — the printed number, 
while still looking clumsy, if less so, is capable of being read aloud as so many 
millions, so many thousands, hundreds, tens, etc. The grave disadvantage of 
the numerical scheme is that it is far less readily adaptable to a written index, 
where it is not easy to distinguish between Roman, Italic and Block numerals. 
We shall probably do better therefore to adopt three alphabets, say, the 
Greek, Italic small and Italic capital. Let us see how this will work. 
We will first get Galton's symbols d, x, * and f into slightly simpler form. 
A simple note of interrogation (?) denotes that the print is missing, cannot 
be taken or is unreadable. A short rule over a letter denotes the print is 

| Of course in about three-quarters of the inquiries it would not be needful to examine the 
secondary classification at all. 



208 Life and Letters of Francis Galton 

damaged (c) = Galton's d. A short quantity over a letter (#) denotes a 
questionable pattern = Galton's x. A single dot (sign of fluxion), as m, denotes 
the scar of a cut = Galton's f; two dots (second fluxion or "Umlaut"), as c, 
denotes a smashed finger = Galton's *. Thus we replace these four subscripts 
by symbols already familiar to the printer. We then propose to adopt the 
Greek alphabet to represent arches, small italic letters to represent loops, and 
capitals to represent whorls. It is thus at once feasible to disregard all 
individual letters and write down the common Arch-Loop-Whorl formula by 
regarding alphabets only. The individual subspecies are represented by the 
individual letters. But we soon find that if we are to have only as many 
subspecies as Galton deals with, we shall need more letters than exist in 
any of the three alphabets ! We are thus driven back to suffixes, but here 
we find it easier to write numerical powers than to use subscript letters. 
Further, as we only want 10 characteristics, the 10 numerals will suffice. 
They are as follows: 

= Galton's o, or the core of the whorl has a detached ring. 

1 = Galton's 6, or the end of a single spiral or the two ends of a double spiral 

are blunted. 

2 = Galton's q, or the core of the spiral is made of ridges twisted up into 

a point. 

3 = Galton's g, or the core of the whorl is very large. 

4 = Galton's k, or the body of the loop or whorl is curved like a hook, or some 

of the inner ridges are hooked. 

5 = Galton's v, or there is an invasion of ridges from the side of loop or whorl. 

6 = Galton's y, or the core of a loop or whorl, or even sometimes of an arch, 

has an eye shaped like a pear or racquet. 

7 = Galton's c, or the upper part or innermost core of the loop is shaped like 

a staple detached from the enveloping ridge. 

8 = Galton's f, or the innermost core of the loop forks like a tuning fork ; it 

may afterwards reunite, enclosing a space like the eye of a needle (or like 
a broken eye). 

9 = Galton's i, or the innermost core of the loop is a rod whose head is 

separate from the enveloping ridge. Multiple rods may also be included 
under 9. 

It will be seen that the first four numerals (0, 1,2,3) apply only to whorls ; 
the last three (7, 8,9) only to loops; the remaining three (4, 5, 6) to any 
species of print. A little practice soon causes one to remember the significance 
of these numerals as easily as Galton's letters. Any combination of these 
numerals may appear as a power. Thus k 54 we shall see denotes a radial loop 
with some resemblance to an arch, with an invasion of ridges from the side, 
and one or more hooked ridges; again A 10 denotes a simple right-handed 
screw radial whorl with a completed circle and a ridge hooked round. Galton 
would represent this as w(r, ko), where w denotes the whorl, r that it is radial, 
and ko that there is a coil of ridges enclosed in a complete or nearly complete 
ring. So much for the power suffixes. 



Personal Identification and Description 209 

It should be noted that the order of the numerals in the power is in- 
different. We may now turn to the subspecies of the main species indicated 
by different letters of their special alphabets. 

Arches: 

a = simple arch ; /? = tented arch ; y = arch with a central dot or very small 

circle ; 
k = arch approaching radial loop ; 
X = arch approaching ulnar loop; 

(jl = arch which might equally well be classed as a radial loop; 
v = arch which might equally well be classed as an ulnar loop ; 
7r = arch approaching a radial whorl; 
p = arch approaching an ulnar whorl; 

<r = arch which might equally well be classed as a radial whorl; 
t = arch which might equally well be classed as an ulnar whorl ; 
I = tented arch which might be confused with a loop fed from both sides. 

It will be seen that k, \ are nascent loops, it, p nascent whorls, and /j., v, a-, t 
quite ambiguous forms, which it may be needful to look out under other 
headings when searching the index. 

Loops : 

a = radial loop ; b = ulnar loop ; c = loop fed from both sides ; 

d = loop which cannot be clearly classed under a, b or c ; 

e = double adjacent loops; /= double superimposed loops; 

g = loop resembling a tented arch ; 

h = loop which somewhat exceeds the limit at which it could be classed as 

an arch (or nascent loop) ; 
k = radial loop whicli has some likeness to an arch; 
/ = ulnar loop which has some likeness to an arch; 
m = radial loop which might equally well be classed as an arch ; 
n = ulnar loop whicli might equally well be classed as an arch; 
u = radial loop which has some likeness to a whorl ; 
v = ulnar loop which has some likeness to a whorl ; 
x = radial loop which might equally well be classed as a whorl ; 
y = ulnar loop which might equally well be classed as a whorl ; 
z = loop fed from both sides which might be classed as a tented arch. 

As before it will be seen that m, n and z are ambiguous cases inter- 
changeable with fjt., v and £; h and / ought not to be, but may sometimes be 
confused with k and X. 

Whorls: 

Thus far our symbolism has only been an attempt to abbreviate Galton's. 
In the case of whorls we think it desirable to introduce certain additional 
broad classes, besides Galton's radial (r), ulnar (u) and fed from both sides 
(s). In the first place we distinguish between a simple spiral and a compound 
spiral with several whorling ridges linked at the pole. In the next place we 

pgiii 27 



210 Life and Letters of Francis Galton 

distinguish starting from the pole between clockwise and counter-clockwise, 
or right handed and left-handed screw motion. We have thus twelve primary- 
classes : 

A = simple radial right-handed screw whorl ; 

B= „ ulnar 

C= ,, fed from both sides right-handed screw whorl; 

Z> = compound radial right-handed screw whorl; 

E= ,, ulnar „ „ 

F= „ fed from both sides right-handed screw whorl; 

G = simple radial left-handed screw whorl ; 

H= „ ulnar 

/= ,, fed from both sides left-handed screw whorl; 

J= compound radial left-handed screw whorl; 

K= „ ulnar 

L = ,, fed from both sides left-handed screw whorl. 

For the resembling and the ambiguous cases we have: 

P = radial whorl approaching arch ; 
R = ulnar whorl approaching arch ; 

S= radial whorl which might equally well be classed as arch; 
T= ulnar whorl which might equally well be classed as arch; 
U= radial whorl approaching loop; 
V= ulnar whorl approaching loop; 

X = radial whorl which might equally well be classed as loop; 
Y= ulnar whorl which might equally well be classed as loop. 

Clearly X, Y are interchangeable with x and y, and if the index shows 
no U or V, then u or v should be sought for. 

Unfortunately Galton's index does not record directly whether his whorls 
were simple or compound, or whether they were right or left-handed screws. 
Accordingly, in writing down his symbolism and that above for a few cases, 
we shall assume, where there is nothing to guide us, that his whorls were 
simple spirals and right-handed screws. I have chosen ten cases nearly 
at random from Galton's index of 300 sets of prints, only taking care that 
the selected individuals had very ample secondary classifications. 

The table below gives the two notations. 

In the condensed system, the indexing should be by order of letters, but 
for the same letter the Greek should stand before the small italic letter and 
the small italic before the capital, e.g. /8 before b and b before B. 

It will be seen that it is possible to put an even finer classification based 
on Galton's into a very concentrated form. Therein alphabets indicate the 
genera, or primary classification, letters the species or subclasses, and powers 
the individual peculiarities. In this way many thousand finger-print sets may 
be indexed without reference to anthropometric characters. But we have 
always to remember that to avoid multiple entries more and more symbols 
must inevitably be used. A very little practice, however, teaches anyone 
the meaning of the symbols employed. It does not seem possible to adopt 



Personal Identification and Description 



211 



any system in which the symbols will be self-explanatory, and neither in 
Galton's original, nor in the present condensed system has this been attempted. 
The problem of the Identification Bureau is to balance the time lost in writing 
down and in reading a complicated system, against the time lost in examining 
the multiple entries of a more simple classification. 

Table illustrating hoiv Galton's System of Finger-Print indexing may be 
condensed and at the same time further developed. 

Directory 



1 


2 


3* 


4 


5 


6 


7 


8 


Right 
Hand 


Left 
Hand 


00 V 

A * 

£ H 


Right Hand 


Left Hand 


Right 
Hand 


Left 
Hand 


Number in 
Register 


F.M.R 


F.M.R. 


F. M. R. 


F. M. R. 


Th. L. 


Th. L. 


A al 

M 

Rll 
Rhv 
Rlw 

Ull 

Ull 
Ulw 

Wll 
Who 


all 

rll 
rww 

ull 
wunv 

ull 
www 

rlw 

rll 
itnvw 


5 5 
5 5 

8 8 
5 5 

9 5 
5 5 
5 8 
8 8 
8 8 
8 8 


_ I — 

12 — vi) 

k — v 

kvw r by 

t* 

10c — ' vyc 

V V V 

kvr — — 

rf 


— — yw 

— ky y 
vk sb sb 

Say — — 

rko s s 

i c — 

r ko — 

avk — ryl 

2 t - 

iy - t 


v — 

V 

V . 

sb — 

vw 

t - 

9 — 

O V 


vw — 
sb — 

sq — 
s — 
gs — 

vs 


3550 
3531 
2351 
3660 
1985 
3617 
3560 
3498 
3554 
738 



The following are the values on our present condensed system : 



b u 6 


b a 


V? 


b b e 


6 48 a 


b 


b G 1 


C 1 a 54 


C 1 


{3} b b 


b P 


b 


b C 


C A« 


b 


b b 


V b» 


b 


b B 


B i0 A 


c 


b U e 


b A" 


c 


{2} b b 


b a 


C 3 


b B 


B V s 


c 



b* a k b b 


3550 


b* abb* b {xii} 


3531 


B a 4 b b* b 


2351 


¥ »« a B 16 b 


3660 


C l 6* b B B 


1985 


b V b 6 s67 b {x} 


3617 


v* V 6 6 V b 


3560 


B b b B b 


3498 


B 3 A K b b b 


3554 


B> A b B b 6 


738 



With Galton : Th. = Thumb ; F. = Fore- 
finger ; M. = Middle finger ; R. = Ring finger ; 
L. = Little finger. In the condensed system, 
the fingers are in " natural order from left 
little to right little finger." The vertical 
is placed between the two thumbs. 



We have now to consider briefly the remainder of this last finger-print 
work of Francis Galton. 

In the Introductory Chapter Galton clearly defines his aim. Scotland 
Yard was beginning to form a vast collection of finger-prints, but these were 
to be primarily classified by four or five anthropometric measurements, so 
that the number of finger-prints in a group would not amount to more than 
a few hundreds or at most to, perhaps, 3000. It was the large groups in these 
subindices which Galton desired to break up. He was not describing how to 
deal with indices of 100,000 to 200,000 sets; that is a more modern problem. 

* See our p. 198. 

27—2 



212 Life and Letters of Francis Galton 

Yet, I believe, the extension I have given above of Galton's classification would 
readily admit of dealing with far larger numbers than he was considering. 
The important feature of Galton's present work is that he does not give 
merely definitions of his symbols for secondary classification, but he provides 
also illustrations of the various finger-print anomalies and characteristics he has 
symbolised. It is a misfortune that of the nine plates of finger-prints which 
accompany the memoir, all but two have the impressions natural size, and 
very often, to detect Galton's point, it is needful to use a magnifying glass. 
As the work has been long out of print and as there is, so far as I am aware, 
no published series of typical prints available, these plates are reproduced 
here on an enlarged scale to indicate Galton's ideas*. He is very modest 
about what he has achieved. The work, I think, shows some signs of haste, 
not in the studies on which it is based, but in the manner in which it is put 
together as if to supply some pressing need. He writes : 

"The methods I have used undoubtedly admit of many improvements, and I shall myself 
suggest important ones ; still they are the result of prolonged trials and much painstaking. 
They are therefore more likely to fulfil their purpose than any one alternative scheme that has 
not been worked out under similar conditions. In short, those who will consent to stand on 
my shoulders, are likely to see their way to improvements more surely than if they do not 
accept that aid. 

" It must not be supposed that the classification of sets of finger-prints for the purpose of a 
directory is especially difficult. The art of classifying rapidly and correctly, like every other 
art, requires instruction and practice, but it does so in no exceptional degree. I can speak with 
much more assurance on this point than was possible three years ago, when I wrote my first 
book on Finger Prints, or even than was possible one year ago, at the time when that com- 
mittee was sitting [see our pp. 148 and 174] Having studied and during the last few months 

having re-studied many thousands of sets of finger-prints, and therefore many tens of thousands 
of individual ones, I can say with confidence that it is rare to find a pattern whose peculiarities 
are not due to a few easily recognisable characteristics, occurring singly or in combinations of 
two or three. It is true that patterns occasionally fall between two of my primary headings, 
and that a double reference may be needed ; but these ambiguous patterns are recognised at 
a glance, and the alternative references that have to be made are obvious. " 

Chapter II (pp. 7-47) largely reproduces the Report of the Departmental 
Committee. With this I have dealt very fully on our pp. 148-151. Chapter III 
(pp. 48-59) contains Conditions and Requirements which to the reader of our 
present chapter will be already familiar; they concern the breaking up of 
the larger groups which arise in the ALW(+ UR) primary classification. 
On pp. 58-9 are some interesting observations on the amount of work which 
would be needful in order to register the 35,000 annual recruits to the British 
Army by their finger-prints, and so to stop desertion followed by re-enlistment. 

Chapter IV (pp. 60-77) Primary Classification, and Chapter V(pp. 78-107) 
Secondary Classification, we have already summarised (see our pp. 203-205 
above). Together with the plates (our Plates XXIII — XXX), they form by 
far the best account a novice in finger-printing can study even to-day. 
Chapter VI, a brief one of only three pages, deals with Ambiguous Patterns. 
This is a most valuable chapter as indicating how we must treat intermediate 

* Some further understanding of his classificatory system may be obtained from the much 
reduced set of standard types, which will be found in the pocket at the end of this volume. 
The originals in three large frames are in the Anthropometric Laboratory at University 
College, London. 



PLATE XXIII 



Types treated by Galton as Arches. 










12 



18 («, org 



24 



PLATE XXIV 



Types treated by Galton as Loops. 

m 







42 ?Arch (lev) 



48 Loop (ft) 



PLATE XXV 



Types treated by Galton as Whorls. 




54 Whorl (y) 



06 Whorl (y) 



72 Whorl (6«) 



PLATE XXVI 












Galton's method of counting the Ridges in Loops. The number of ridges as determined 
by him are given in the left-hand top corner of each print: see our pp. 201-202. 





A dabbed and a rolled print of the same linger to indicate how the former may lead one 
to classify as a loop, what the latter shows to be really a whorl : see our p. 213. 



PLATE XXVII 



Illustrations of Gal ton's Symbols i,/and c. (See our p. 205.) 




PLATE XXVIII 



Illustrations of Galton's Symbols y, v, vy. (See our p. 206.) 




126 (vy) 



144 (vy) 



PLATE XXIX 

Galton's Symbols applied to Noteworthy Peculiarities. (See our p. 208.) 




118 



164 





162 (t) 



icn (t) 



PLATE XXX 



Various Prints with Galton's Classifications. 




1G9 
Loop (a) 



170 
Loop («) 



171 
Loop (a) 



172 
Loop (a) 




173 174 

Imperfect Forms of Tented Arch 



175 
Whorl (ky) 




176 
Loop (») 



177 
Loop (t) 



178 
Whorl (ofc) 



179 
Whorl («&) 




180 
Loop (y) 



181 
Loop (y) 




182 
Whorl (y) 



183 
Whorl iy) 



To illustrate the Symbols of Galton's Secondary Classification. 



Personal Identification and Description 213 

patterns. I transcribe two-thirds of it for the benefit of those who can no 
longer obtain Galton's original work*. 

"The chief peculiarities of individual Arches, Loops and Whorls having now been described, 
it becomes easy to discuss the frontiers of the primary classes and the debatable country 
between them. 

"A to L [i.e. Arch to Loop]. The frontier between A and L ceases to be distinct at the point 
where A is just short of developing into a nascent loop. In the Figures 169 to 172 that point 
is just, but only just passed, so all those figures should count as loops with an a suffixed. 
The debatable ground lies between these and unmistakable arches, and in that debatable 
ground, A is held to predominate over L under any one of the following conditions: 

" 1. When the loop is formed by no more than one complete bend or staple, which may, 
however, be perfectly distinct, and may also enclose a rod (Fig. 21). 

"2. When it consists of two or even three imperfect bends (Figs. 19, 20), especially if they 
converge and unite. 

"3. Offsets at acute angles (Fig. 10) from the same ridge or from the same furrow do not 
rank as heads to loops. 

"4. When two symmetrically disposed loops are enclosed in the same curved ridge 
(Figs. 173, 174) they are counted as an imperfect form of tented arch, being noted as A with 
the suffix t or tur. 

" Generally speaking A is held to predominate whenever the pattern has no continuous 
contour, even though there may be a fairly distinct delta (Fig. 20), but it would be proper to 
unite the suffix I to this." (pp. 108-9.) 

Clearly since Arches form a relatively small group, it would be to the 
advantage of the indexer, if frontier cases were allotted as far as possible to 
Arches. 

"A to W [i.e. Arch to Whorl]. Between A and W a very small, or else an imperfect circle, 
or dot sometimes appears between two ridges of a pattern which is an arch in all other respects 
(Figs. 15, 17 and perhaps 18, which is ambiguous, and might be called a loop). If the diameter 
of the whorl does not exceed the width of one of the adjacent ridge intervals, the pattern 
does not lose the right to be called an A, but should for distinction's sake have a y suffixed 
to it. W is certainly reached when the little circle contains a central dot as in Fig. 175 which 
I should call Wky. 

" L to W [i.e. Loop to Whorl]. Between L and W a large class of transitional cases have 
been sufficiently discussed in speaking of complete and incomplete circuits!. See Figs. 180-183. 

"The specimens Figs. 176 to 179 show the relationships between whorls to which the 
suffix sb is applied (Fig. 178), with loops. In Fig. 176 we see a loop that throws off a curious 
crest from the upper part of its outline, and which is here and elsewhere a striking appear- 
ance; but in Fig. 177 the same peculiarity is much less distinct, while the number of cases that 
exist between extreme distinctness and extreme indistinctness is so great that crests are not 
allowed to have a suffix. Their conspicuousness in individual cases certainly depends to a 
considerable degree on the printing, whether more or less ink and pressure are used. When, 
however, the ridges cease to be given off from the outside of the contour of the loop, and 
recurve upon themselves as in Fig. 178, forming a blunted end to that part of the pattern, the 
result is a well-defined whorl. Another intermediate form between a loop and a whorl is produced 
in another way, and is recorded by vy as already explained." (pp. 109-10.) [See our p. 206.] 

Lastly Galton refers to the case in which a real whorl may be mistaken 
for a loop because enough of the finger ridges have not been imprinted by 
rolling. This is especially a danger with "dabbed" prints. See our Plate 

Chapter VII (pp. 111-115) is entitled Suggested Improvements. Here, 
as I have said, Galton gives up his special finger arrangement in favour of the 

* I have retained Galton's figure numbers, and the figures to which he refers will be found 
on our Plates XXIII— XXX. 
t See our p. 204 footnote. 



214 Life and Letters of Francis Galton 

" natural order" (see our p. 200). We have seen that in the earlier publications 
Galton used o and *', "outer" and "inner," to mark his directions; in this work, 
to begin with, he uses "ulnar" and "radial" and the symbols U and R (or 
u and r) instead of o and i. He now appears to discard U and R, writing as 
follows : 

"As regards the Z7and R notation, I am now decidedly in favour of the plan tentatively 
suggested in my answer to Question 207 [Departmental Committee Report (Evidence)], namely 
that it would be far better, on the grounds of diminishing error and fatigue, to regard the 
slope of the print relatively to the paper on which it is made, and not relatively to the Radial 
or Ulnar direction in the hand that made it. The slope relatively to the paper admits of uniform 
interpretation ; the slope relatively to the hand does not, for what is R in the one hand is U 
in the other*." (p. 112.) 

Galton next suggests a symbolic notation for the arch, whorl and two 

kinds of loops, i.e. 

r\ \ / O 

Arch Loop Loop Whorl 

He says that the relief to eye and brain by this simple notation is very 
great. The pencil seems inclined to gallop over the cards automatically, because 
the attention is no longer strained by an endeavour to interpret the prints 
into alien symbols. The hand has merely to make abbreviated copies of what 
the eye sees, and thought is almost passive while doing so (p. 112). Galton 
does not, however, suggest how with such symbols the secondary classification 
is to be worked out. 

This chapter concludes with an account of Galton's finger-print enlarging 
camera, which will magnify up to sixfold. We have already referred to this 
instrument (see our p. 197). Chapter VIII (pp. 116-123) contains the Specimen 
Directory of 300 Sets. At first the variety of symbols in the Secondary Classi- 
fication is somewhat trying, but after a little becomes easily interpretable. 
Besides the numerals which are provided for the forefinger in the case of the 
ridge-counts in the formula III, III, 11, 11, other numerals occur in the index ; they 
never exceed 4, and they may stand alone or be associated with a or I. They 
are in the Secondary Classification, and I cannot find that Galton has any- 
where explained their meaning. This I am unable to supply. As I have said, 
I think the secondary classification needs condensation. It is also desirable 
that the method should be applied to several thousand sets of prints to 
ascertain, by an actual statistical experience, where the grading is still too 
coarse, or where it is over fine. If a student of finger-prints should, however, 
question me as to where he could learn how to index several thousand sets 
of finger-prints, I still could not refer him to anything better than Galton's 
Finger Print Directories of more than thirty years ago ! 

* Galton does not say how he proposes to symbolise the particular slope. As far as I can 
see, the result would be that two radial whorls on homologous fingers, say, which might be 
practically identical instead of being represented by the same symbol, would be represented by 
different symbols, which for any scientific purpose (e.g. inheritance) would be disastrous. If 
the finger-prints are taken in natural order, I see no difficulty in inscribing the letter U outside 
both.little fingers and the letter R in the middle of the set of prints, between the adjacent 
thumbs. They might even be printed in these positions on the blanks which serve for the 
finger impressions. If the slope is then downwards from forefinger towards the little finger it 
is ulnar, otherwise radial. 



Personal Identification and Description 215 

The reader who has had the courage to follow Galton's biographer through 
the intricacies of this chapter will, I am sure, be convinced not only of the 
labour Galton devoted to his finger-print studies but also of the amazing 
energy he exhibited in acquainting not only administrative bodies but the 
public at large with the possibilities which then lay hidden in finger-printing, 
and this not solely for scientific but also for practical purposes. If the reader 
can find anyone who before 1895 had published a tithe of what Galton had 




Fig. 41. Galton's Finger- Print Enlarging Camera. 

issued on this topic, then I will admit him also to be a pioneer ; if he can 
find anyone who has since 1895 done more than amplify in minor, often in 
very minor points Galton's work, then I will admit him a worthy successor 
to Galton. 

Finger-printing as a science and finger-printing as an art are both alike 
the product of Galton's insight, ingenuity and tireless activity; the attempts 
to belittle the credit due to him can only spring from those who for their 
own purposes choose to ignore the literature of the subject. 



216 



Life and Letters of Francis Galton 



Note to Chapter X V. 

Finger-Prints as Reminiscences. As some collect autographs and others 
photographs, so we may collect finger-prints as mementoes of friends or of great 
men. Such a collection was formed by Francis Galton, and, the circumstances 
not always being favourable for a printer's ink impression, he not infrequently 
fell back on sealing-wax. In the Galtoniana are many sealing-wax impressions 
of Galton's friends. Thus we have Herbert Spencer's and quite a number of 
Sir W. R. Grove's* prints. The process of pressing the finger on hot wax was 
not always without pain, as is indicated in the accompanying 1893 Christmas 
greeting of Addington Symonds' daughter Katherine to Francis Galton. 




Fig. 42. A Christmas Greeting to Francis Galton "from an affectionate and admiring friend." 

Among the prints of famous men to be found in Galton's Album of Prints 
are those of Gladstone, Zola, Wallace, Herbert Spencer, etc. ; the Darwins, 
the Vernon Harcourts, the Garrods and many other families also appear. 
Galton himself had a seal cut from his right ring finger print, and this is 
still used on the name cards at the Annual Galton Laboratory Dinner. There 
are many other relics of Galton's early finger-print collecting days, e.g. prints 
of idiots, of farm labourers, of the Herschels at different ages, and occasionally 
foot and hand prints, as well as some finger-prints of apes. For some years 
Galton must have always had a finger-printing apparatus in his pocket, and 
possibly, like all men with a dominating hobby, have been somewhat of a 
trial to his acquaintances. 

* Of combined legal and scientific fame ! 



PLATE XXXI 




Francis Galton, the Founder of the Science of Eugenics, from a photograph of 1902, 
by the late Mr Dew-Smith. (By kind permission of Mrs Dew-Smith.) 



CHAPTER XVI 

EUGENICS AS A CREED AND THE LAST DECADE OF GALTON'S LIFE 

" No custom can be considered seriously repugnant to human feelings that has ever pre- 
vailed extensively in a contented nation, whether barbarous or civilised. Any custom established 
by a powerful authority soon becomes looked upon as a duty, and before long as an axiom of 
conduct which is rarely questioned." Francis Galton, 1894. 

(l) Introductory. The careful reader of this work will have realised how 
deeply impressed Galton was by the idea that with man himself lies the 
possibility of improving his race ; and this impression existed long before 
Galton initiated active propaganda for Eugenics as a social and political 
creed. Indeed, although Galton's earlier writings reached a limited and partly 
prepared audience, it was not till the beginning of the present century 
that he considered the time ripe for a more general public appeal, or sought 
proselytes to the new faith. There are some creeds, and more sciences, of 
which it is nearly impossible to name a single individual as the creator. When 
we speak of Christianity we forget, or wilfully disregard, Paul ; Einstein was 
not the first to see material phenomena in the curvature of space ; nor did 
Darwin stand alone when he propounded evolution through natural selection. 
But what student of evolution before Galton, realising the past ascent of man, 
grasped that his future lies with himself, if he be willing to study and control 
his own breeding ? It is given to few men to name a new branch of science 
and lay down the broad lines of its development ; it is the lot of fewer still 
to forecast its future as a creed of social conduct. In the thirty years which 
have elapsed, since Galton started his public teaching, what gratifying progress 
has been made, not only in establishing institutes and laboratories for research 
in Eugenics*, but also in familiarising the people at large with the code of 
conduct which an acceptance of eugenic principles involves ! It is as if the 
Great War had so thoroughly demonstrated the pitiable failure of humanity, 
that its thinkers and leaders felt that the old man must be replaced by a new- 
born Apollo f, the worn-out creed which had failed him by a more adequate 

* Institutes primarily for Eugenics research exist to my knowledge in England, America, 
Sweden, Norway, Russia, Switzerland, Germany, Poland and probably elsewhere. Popular 
Journals or Eugenics Societies have been started in England, America, Germany, France, 
Italy and Russia. 

t " Grief overcame, 

" And I was stopping up my frantic ears, 

" When, past all hindrance of my trembling hands, 

" A voice came, sweeter, sweeter than all tune, 

"And still it cried, 'Apollo! young Apollo! 

"The morning-bright Apollo! young Apollo!' 

"I fled, it follow'd me, and cried 'Apollo!'" Keats, Hyperion. 

r g in 28 



218 Life and Letters of Francis Gallon 

faith. We know little of how it came about that Aurignacian man replaced 
Mousterian man ; but the ascent was a steep one, and man needs once more 
some such rapid elevating. With our present acquaintance with the laws 
of heredity, with our present knowledge of how customs and creeds 
have changed, can we not hasten the evolutionary process of fitting man to 
the needs of his present environment ? It is indeed a great task because it 
involves control of the most imperious instinct of living beings, so imperious 
that Nature's method of improvement has been to provide quantity and seek 
therein for quality. The new creed bids us seek quality and restrict quantity ; 
separate, where race demands it, the scarce controllable instinct of mating 
from the parental instinct, and teach nations to pride themselves on the 
superior type of their citizens, rather than on their material resources. The 
eugenic dreamer sees in the distant future a rivalry of nations in the task of 
bringing to greater perfection their human stocks, and this by an intensive 
study of biological law applied to man, and its incorporation, it may be 
gradually, but surely, in a revised moral or social code. 

(2) Address to the Demographers. A paper which bridges the gulf 
between the Inquiry into Human Faculty of 1883 and the Huxley Lecture 
of 1901 is Galton's" Presidential Address "of August 11, 1891, to the Division 
of Demography of the Seventh International Congress of Hygiene and 
Demography*. The word "Eugenics" does not occur in the address, it has 
no topical title, and yet it is an insistent demand for the study of eugenic 
problems. The paper has escaped and is likely to escape attention, it is not 
as far as I am aware included in any list of Galton's published papers, nor are 
copies of it among his offprints or in the bound volumes of his memoirs. Yet 
the address is of very great interest, not only for its intrinsic suggestiveness, 
but because it shows how during twenty years Eugenics had retained a fore- 
most place in Galton's mind. His appeal, however, produced as little effect 
on the demographers as it did later on the anthropologists. 

The topics with which the address deals are the relative fertility of various 
classes within a nation, and the relative fertility of nations among them- 
selves— intranational and international fertilities — whereby tendencies arise 
for one class or one race to supplant another. Referring to the hypothesis 
of Malthus, Galton asks : 

" Is it true that misery, in any justifiable sense of that word, provides the only check which 
acts automatically, or are other causes in existence, active, though as yet obscure, that assist 
in restraining the overgrowth of population ? It is certain that the productiveness of different 
marriages differs greatly in consequence of unexplained conditions.... One of the many evidences 
of our great ignorance of the laws that govern fertility, is seen in the behaviour of bees, who 
have somehow discovered that by merely modifying the diet and the size of the nursery of any 
female grub, they can at will cause it to develop, either into a naturally sterile worker, or into 
the potential mother of a huge hive." (p. 8.) 

Galton is here foreshadowing the sterilisation of those sections of the com- 
munity of small civic worth, which has since become a pressing question of 
practical politics. He suggests that if persons are graded in a nation on 

* Transactions of that Congress, pp. 7-12, London, 1892. 



Eugenics as a Creed and the Last Decade of Galton's Life 219 

physical, intellectual and moral grounds, there must essentially be a least 
efficient as there will be a most efficient class. If inheritance holds for these 
characteristics then the relative fertility of these classes is of the utmost 
national importance. The same is true of the relative fertility of races and 
nations : 

"The frequency in history with which one race has supplanted another over wide geo- 
graphical areas is one of the most striking [incidents] in the evolution of mankind. The denizens 
of the world at the present day form a very different human stock from that which inhabited it 
a dozen generations ago, and to all appearance a no less difference will be found in our successors 
a dozen generations hence." (p. 10.) 

Galton notes the Europeans who have swarmed over all the temperate 
regions of the globe, forming the nuclei of many future nations, the dis- 
appearance of the American Indian and the appearance of 8,000,000 negroes 
in America. He might have added many other instances even within Europe 
itself. It is indeed true that we hardly allow our thoughts to rest on the 
startling racial changes which have occurred in Europe in the last three or 
four thousand years, and on the still more significant changes in dominant 
races all over the world during the last few hundred years. Those who fully 
realise the marvellous evolution of certain types of humanity at the expense 
of others will smile — sadly, it may be — and wonder whether it is feasible for 
any League of Nations, however strong, to fix and maintain national and 
racial boundaries, unless it shall have first fixed the relative fertility of all 
the tribes of man and, what is more, internationalised all the world's resources ! 
As interclass struggle finds its hope of solution only in the socialism which 
teaches the nationalisation of the materials and means of production, so inter- 
national struggle can only reach its conclusion by the universalism which 
demands internationalisation of the world's wealth. In the first case, national 
eugenics is the only means left to provide any nation with men strong in 
mind and body ; in the second case, international eugenics is the sole 
possibility of producing finer races of mankind. The men or group of men 
who can say to a nation large or small : " This is your frontier and you must 
keep to it," will be forced ultimately and logically to the point, not only 
of internationalising the world's wealth and its means of transport, but 
also of saying : " This is your appropriate fertility and you must keep to it." 
New modes of transport are rapidly making the world too small for mankind. 
Any plant or animal that overcrowds its proper region ends by destroying its 
fellows. The domesticated herd can alone thrive and progress on a limited 
pasture because the breeder stringently restricts its numbers, and picks from 
them those best fitted to their environment. Man, if he is to be freed from 
class struggle and from racial contests — that is to say, if he is to become 
thoroughly domesticated — can only thrive and progress if he breeds himself ; 
in other words he must replace the harsh processes of Nature, which in the 
long run grant survival solely to the physically and mentally strong — to 
brain and muscle — by the milder practice of eugenics studied from the 
national and even the international standpoint. In the dimmest of distant 
futures we may see man fitting man to each region of his earth, and not 



220 Life and Letters of Francis Galton 

Nature very slowly developing man, or man hoping to mould Nature to his 
present self. But such knowledge is far from us at present. As Galton puts it : 
" Much more care is taken to select appropriate varieties of plants and animals for planta- 
tion in foreign settlements, than to select appropriate types of men. Discrimination and fore- 
sight are shown in the one case, an indifference born of ignorance is shown in the other." (p. 11.) 

But Galton was not pressing for immediate action, only for early study, 
because these great questions of civic and racial worth 

" may unexpectedly acquire importance as falling within the sphere of practical politics, and 
if so, many demographic data that require forethought and time to collect, and a dispassionate 
and leisurely judgment to discuss, will be hurriedly and sorely needed." (p. 7.) 

In conclusion he emphasised the fact that 
"the improvement of the natural gifts of future generations of the human race is largely, 
though indirectly, under our control. We may not be able to originate, but we can guide. 
The processes of evolution are in constant and spontaneous activity, some pushing towards the 
bad, some towards the good. Our part is to watch for opportunities to intervene by checking 
the former and giving free play to the latter. I wish to distinguish clearly between our power 
in this fundamental respect and that which we also possess of ameliorating education and 
hygiene. It is earnestly to be hoped that demographers will increasingly direct their inquiries 
into historical facts, with the view of estimating the possible effects of reasonable political 
action in the future, in gradually raising the present miserably low standard of the human 
race to one in which the Utopias* in the dreamland of philanthropists may become practical 
possibilities." (p. 12.) 

The garden of humanity is very full of weeds, nurture will never transform 
them into flowers ; the eugenist calls \ipon the rulers of mankind to see that 
there shall be space in the garden, freed of weeds, for individuals and races of 
finer growth to develop with the full bloom possible to their species. I believe 
I am justified in the interpretation I have placed on Galton's address, and 
if there be a "national" eugenics, those words in themselves connote — as he 
himself indicates in his discussion of relative racial values — that there is also 
a science of " international " eugenics. This, if as we all trust the League of 
Nations survives, is bound to be the League's helpmate in the treatment of 
the most difficult problem with which its future is threatened. 

I may indicate here what I think Galton planned as the course to be run 
by his new science. Laboratories were to be created where man should be 
studied from the standpoints of heredity, anthropology and medicine ; journals 
and lectures were to be provided whereby the results reached should be 
popularised and a new morality inculcated. He had in view Eugenics not 
only as a science, not only as an art, but also as a national creed, amounting, 
indeed, to a religious faith. He never to my knowledge underestimated the 
difficulties, nor the slowness of its probable progress. A letter to William 
Bateson written in 1904 will indicate how Galton at that date visualised 
eugenic progress f : 

42, Rutland Gate, S.W. June 12, 1904. 

Dear Me Bateson, Your letter of May 28 should have been answered earlier, had I not 
delayed in hope of receiving your promised answers to my "Ability in Families" circular j, 
and replying to both at once. 

* For Galton's own "Utopia in the dreamland of philanthropists" see later in this chapter, 
t I am permitted to publish this letter by the courtesy of Mrs William Bateson. 
\ See p. 121 of this volume. 



Eugenics as a Creed and the Last Decade of Galton's Life 221 

I quite understand now (I think) your point, and to a great extent agree with it. But 
what are we humans to do, if any "eugenic " progress is attempted 1 We can't mate men and 
women as we please, like cocks and hens, but we could I think gradually evolve some plan by 
which there would be a steady though slow amelioration of the human breed ; the aim being 
to increase the contributions of the more valuable classes of the population and to diminish 
the converse. We now want better criteria than we have of which is which. 

Do what we can (within reasonable limits as regards mankind), fraternal variability will 
never be much lessened; but I do think that the fraternal means might on the whole be raised. 

That is the problem, as it seems to me, to be held in view ; also that an exact knowledge 
of the true principles of heredity would hardly help us in its practical solution. 

I do indeed fervently hope that exact knowledge may be gradually attained and established 
beyond question, and I wish you and your collaborators all success in your attempts to obtain it. 

Very faithfully yours, Francis Galton. 
Do you want your cobs of maize back 1 

This letter is of great importance ; it indicates that Galton had in view 
only a " steady though slow amelioration of the human breed"; but it further 
shows that in his opinion the exact mechanism of heredity, even if we could 
find it out, was not of the highest importance. As an evolutionist he saw 
mass-changes taking place, and he recognised that the statistical solution is 
the one that has most importance for the eugenist. His statement that 
fraternal variability — by which he certainly meant heritable variability — will 
never be much lessened, is one with which I should personally agree, but the 
reader must remember that it cuts at the root of the " pure line " hypothesis*, 
and must not pass over its significance for Galton's own views. His remark 
also that the fraternal means might on the whole be raised suggests that the 
work of the biometricians had convinced him before 1904 that there was not 
a continuous regression of a selected group to the population mean ; and that 
sports were not essential to progress. 

(3) Definition of Eugenics. We have already seen that the term 
" Eugenics" was introduced by Galton in 1883 into his Inquiry into Human 
Faculty. See our Vol. II, pp. 249 ftn., 251, 252. Romanes in a review in 
Nature^ of Galton's Record of Family Faculties and Life History Album in 
the following year (1884) uses the term "Eugenics" thrice and in one case 
speaks of the " science of Eugenics." " Mr Galton," he also tells vis, " is inde- 
fatigable in his zeal to promote the cause of Eugenics." Thus born in 1883, 
the term had come into an accepted use in 1884. 

Before we turn to Galton's propagandist lectures it is well to consider the 
definition of Eugenics. In 1883 Galton had defined Eugenics as the science 
of improving stock, not only by judicious mating, but by all the influences 
which give the more suitable strains a better chance. In 1904 Galton 
determined to take a step forward in his purpose by founding a research 
fellowship in National Eugenics, and addressed the following letter to the 
Principal of the University of London, Sir Arthur Rucker. This letter 

* The reader may consult "A New Theory of Progressive Evolution" by the present biographer 
in the recently issued Vol. iv, Part i, of the Annals of Eugenics, published by the Galton 
Laboratory ; it contains a discussion of the present position of the " pure line " hypothesis. 

t Vol. xxix, p. 257, January 17, 1884. 



222 Life and Letters of Francis Galton 

contains his own first definition of Eugenics, and whereas in the Inquiry we 
find the term may be applied to animals as well as man, it is now implicitly 
limited to mankind: 

University of London. October 10, 1904*. 

Dear Sir Arthur, I desire to forward the exact study of what may be called National 
Eugenics, by which I mean the influences that are socially controllable, on which the status of 
the nation depends. These are of two classes: (1) those which affect the race itself and (2) those 
which affect its health. It is the numerous influences comprised in (1), whose several strengths 
are as yet only vaguely surmised, that I especially want to have submitted to exact study. 
Class (2) is already the subject of much research, but I fear that here also the results arrived 
at require much more exact analysis by the higher methods of statistics than they have yet 
received. 

If a scheme can be worked out that, on the one hand, fits in with the arrangements of 
the University of London and, on the other hand, is satisfactory to myself, I am prepared as 
a first instalment to give £1500 to serve for three years to carry out my purposes. If, but 
only if, the working of the proposed plan proves as satisfactory as I hope, I will reconsider 
the question witli the view of making the endowment permanent of about £500 a year. 

I presume that the University will supply accommodation for the person appointed at, say, 
£200 to £250 a year, and for a clerk, say, at £80 to £100 a year, leaving £150 to £200 for 
expenses. Also that the stamped official writing paper of the University may be used. 

One part of his [the Fellow's] duties would be to establish a collection of records relating 
to those families of England who are remarkable for the number of near kinsfolk whose deeds 
have been noteworthy. 

I feel some hesitation in drafting a statement of proposed duties for the "Research Fellow," 
or whatever his title may be, as they ought to fit into, and not overlap, what is already well 
done. Be that what it may, I think that " National Eugenics " would be good, as it is an 
exact title for what I wish to see done. Yours very faithfully, Francis Galton. 

This letter is important with regard to the definition of Eugenics, as it 
clearly indicates when and why the term "National" was introduced. The 
University appointed a committee to consider the offer and draft a scheme 
for the Research Fellowship in National Eugenics. It consisted of Sir Edward 
Busk (Chairman of Convocation), Francis Galton, the Principal of the Uni- 
versity, Mr Mackinder and myself. This committee met on Oct. 14th and 
drew up a scheme for the Fellowship. My recollection of the meeting is that 
most of the time was spent in drafting a definition, which ultimately differed 
somewhat widely from that of Galton's letter of Oct. 10th, but which he finally 
approved. It heads the Draft Scheme and runs : 

"The term National Eugenics is here defined as the study of the agencies under social control 
that may improve or impair the racial qualities of future generations either physically or 
mentally." 

The scheme itself contains the usual regulations as to manner of appoint- 
ment, the constitution of a special recommending Committee, Galton reserving 
a right of veto on the first nomination, the salary of the Fellow and his 
assistant, who if suitable was to be termed the Francis Galton Scholar. The 
duties of the Fellow are of more permanent interest : he was to devote all his 
time to Eugenics, in particular he was required: 

"(a) To acquaint himself with statistical methods of inquiry, and with the principal re- 
searches that have been made in Eugenics, and to plan and carry out further investigations 
thereon. 

* I do not know whether this is a clerk's error in printing Galton's letter or whether he 
actually wrote it in the precincts of the University. 



Eugenics as a Creed and the Last Decade of Galton's Life 223 

"(b) To institute and carry on such investigations into the history of classes and families 
as may be calculated to promote the knowledge of Eugenics. 

"(c) To prepare and present to the Committee, though not necessarily for publication, an 
annual Report on his work [to be done under general direction of the Committee]. To give from 
time to time, if required or approved by the Committee, short Courses of Lectures on Eugenics, 
and in particular on his own investigations thereon. 

" (rf) To prepare for publication at such times and in such manner as may be approved 
by the Committee (and at least at the end of his tenure of the Fellowship), a Memoir or 
Memoirs on the investigations which he has carried out." 

The origin of the trend on which the Galton Laboratory of National 
Eugenics was developed later will be found in this Draft Scheme. 

The University Senate on October 17th accepted the Draft Scheme 
without emendation, voted its cordial thanks to Francis Galton for his 
gift, and appointed as a Special Committee to recommend a Fellow and 
afterwards direct him*, Sir Edward Busk, Mr Mackinder, Francis Galton 
and myself. It also directed the Principal to issue an advertisement of the 
Fellowship and its conditions. This Sir Arthur Rucker did, but either out 
of sheer perversity, or through some clerical error, the word " morally " was 
substituted for " mentally " in the definition, and National Eugenics appeared 
in the advertisement as " the study of agencies under social control that may 
improve or impair the racial qualities of future generations either physically 
or morally." Quite recently this absurd definition was communicated to me 
by a member of the executive of the University as the work of the Special 
Committee ! It has, I believe, no standing whatever, except that of an 
advertisement issued by the executive f, for which neither Galton, nor the 
Special Committee, had any responsibility. Galton, in his Herbert Spencer 
Lecture at Oxford in 1907, cites the definition correctly, and in his Memories 
of my Life, 1908 (p. 321), he writes that Eugenics is officially defined in the 
Minutes of the University of London as " the study of agencies under social 
control that may improve or impair the racial qualities of future generations 
either physically or mentally," I do not know whether this definition fully 
covered his original views or not. I only know of one occasion on which 
during his life he departed in public from it. This was during a talk with an 
interviewer from the Jewish Chronicle, July 20, 1910. He then defined 
Eugenics with a slight difference as "the study of the conditions under human 
control which improve or impair the inborn characteristics of the racef ." It 

* There was too much " direction " about the scheme as originally planned. Galton, as 
I have previously remarked (see p. 135 above), was in my judgment too fond of working 
through committees. Beside the University Special Committee, which on the whole did little 
more than leave the first Research Fellow and Galton to their own devices, there was an 
"Advisory Committee" nominated by Galton, which met at the Eugenics Record Office and 
achieved little beyond hampering the Fellow. On this point the reader will find further remarks 
later. 

t It is to be noted that in an announcement of the Fellowship in The Times of Oct. 26, 
1904, the word "mentally" occurs in its proper place. 

| In this interview Galton stated that it is one part of Eugenics to encourage the idea of 
parental responsibility, the other part is to see that the children born are well born. Galton 
considered that the Mosaic code had enjoined the multiplication of the human species, but it 
was really more important to prescribe that the children should be born from the fit and not 



224 Life and Letters of Francis Galton 

is clear from this wording that Francis Galton was not wholly satisfied with 
the term " qualities." When did he change it? In the Codicil, dated May 25, 
1909, of his Will of October 20, 1908, and in the cancelled clause, Galton 
defined the purpose of his foundation to be : 

" to pursue the study and further the knowledge of National Eugenics, that is of the agencies 
under social control that may improve or impair the racial faculties of future generations 
physically or mentally." 

He thus cast his vote for " mentally." And this was undoubtedly well, for 
the term " mental " is wider than " moral," and the latter does not include 
the former, while at least many will be content to consider morality a mental 
characteristic. Galton was less fortunate, I think, in replacing " qualities" by 
" faculties." There seem to me many characteristics or qualities of the mind 
or body which it is desirable for the Eugenist to study, and which it is 
difficult to force into the category of " faculties." Perhaps they may be 
admitted to our studies as often associated with the faculties of mind or body 
to which the definition appears to limit eugenic research. It is worth noting 
that Galton's Memories citing the Committee's definition of Eugenics appeared 
in October, 1908 — I got my copy on the 9th — and that on October 20th Galton 
signed a will in which "qualities" is replaced by "faculties." It might be 
thought that " faculties" was a word handed down from an earlier will, but 
this is not so. It was in the autumn of 1906 that Galton first told me of his 
plan to found a professorship of Eugenics in the University of London. I find 
that his letters to me of November and December, 1906, deal largely with 
the wording of the clauses in his Will as to his foundation for the study of 
Eugenics ; they also deal with the proposed Weldon memorial and of his own 
desire to free himself from the direction of the University Eugenics Record 
Office, which was becoming too much for his strength. To these matters I shall 
refer later, but I think the reader will pardon me for taking one letter here 
out of its natural order in the history of Galton's plans for Eugenics ; it demon- 
strates that even in his testamentary deposition of 1906 he fully accepted 
the definition of 1904. The letter runs as follows: 

7, Windsor Terrace, The Hoe, Plymouth. Nov. 15, 1906. 

My dear Karl Pearson, Enclosed is Mr Hartog's reply (1695. 11) to my "semi-private" 
letter. Please ultimately return it to me. It is quite satisfactory from my point of view, how 
would it be from yours ? — Could you be persuaded to take control of the Eugenics Office as a 
branch of the Biometric Laboratory, working it in your way on "secular" biometric problems 
that have a distinct bearing on Eugenics 1 It cannot be under two heads or guidances so 
I willingly resign mine, perhaps keeping a nominal connection with it as " consultative*." It 



the unfit. He did not allow that this latter principle was inculcated by the Jewish code. The 
Jewish Chronicle in a leader on the interview endeavoured to magnify the eugenic influence 
of the Mosaic code, in particular quoting the warning words spoken from Sinai about "visiting 
the sins of the fathers upon the children unto the third and fourth generations." But surely 
these words had no relation to physically or mentally feeble parents refraining from parent- 
hood, but were a threat of the law-giver to induce his race to be faithful to their tribal deity, 
and prevent them worshipping (should their god fail them) at the altars of other gods ! It is 
only in modern days that we have adopted them as appropriate to heredity in disease. 
* Galton was a "consultative" editor of Eiometrika, see below, p. 245. 



Eugenics as a Creed and the Last Decade of Galton's Life 225 

would enlarge your means of work and from that point of view would be agreeable, I think 
and hope. 

It is, perhaps, well that I should copy out the paragraph in my Will, which refers to the 
residue after paying various legacies, the amount of which residue will be fully what I told 
you and somewhat more. 

" I devise and bequeath all the residue of my estate and effects both real and personal unto 
the University of London to be held, assigned and disposed of by the Senate of that University 
in the furtherance of the study of National Eugenics, that is of the agencies under social 
control that may improve the racial qualities of future generations either physically or mentally. 
Provided always that it shall be lawful for the Senate by a majority of not less than two-thirds 
of all its members at any time after ten years shall have elapsed from the date [1906] of this 
my "Will to divert part or the whole of the then remaining sum to the study of such other 
branch or branches of Biometry, Statistics or of Sociology as they may then think more worthy 
of support." 

If you think this could be amended by a Codicil, pray tell me. 

Mr Heron comes to see me tomorrow till, I believe, Monday morning ; I will write the 
results of what I may learn from him, etc. 

I hope that your reply to this may justify my telling Hartog that all the arrangements for 
filling up the Eugenics vacancy and its future control will be in your hands, and no longer in 
mine, that I wish to retire wholly and that in all matters concerning its management, except 
financial, he must henceforth communicate with you — May it be so ! 

Affectionately yours, Francis Galton. 
I shall think of you on the 24th*. 

Plymouth is a success in all essentials as warmth, cooking and comfort, but the sky and 
air are somewhat depressing. 

This letter shows that in 1906 Galton preferred " qualities " to "faculties ' 
in his definition of Eugenics. In the wording of both the Will of 1908 and 
the Codicil of May 25, 1909, the latter term replaces the former. I find from 
letters that passed between Galton and myself between May 4 and May 18, 
1909, that he consulted me as to the drafting of this later Codicil, actually 
putting a copy (returned to him) before me for my suggestions, which turned 
solely on the desirability of granting power to the University to delay the 
appointment of a Galton professor, if no suitable man was at once available. 
If the word " faculties " replaced " qualities " in this draft, probably Galton, 
and certainly I, overlooked its introduction. 

Historically the origin of the definition of Eugenics is of interest ; its 
three forms, that in the Minutes of the University as to the duties of the 
first Galton Research Fellow, which has been invariably used by the Galton 
Laboratory ; the unsanctioned change in Sir Arthur Rucker's advertisement ; 
and finally that of the Codicil defining the bequest to the University, have 
already been the subject of inquiry from America. If the University were 
ever to insist in practice on a rigid interpretation of the phrasing of the 
bequest, the word "faculties" might hamper a future f occupant of the 
Galton Chair. It would be most undesirable that he should be precluded 
from studying any characteristic quality — iris pigmentation, constitution 

* I was probably giving a public lecture on that date, but do not remember topic or place. 

f Hardly in the case of the present Galton professor, as the Will permits him to associate 
the Biometric Laboratory with the Galton Laboratory, and biometry at least covers the 
"qualities" as well as the "faculties" of man ! 

pom 29 



226 Life and Letters of Francis Galton 

of blood or size of thyroid gland, etc. — which, without being a "faculty," 
might tend to throw light on hereditary processes in man. I have therefore 
ventured to place on record here that to the best of my knowledge and 
belief Galton, by the use of the term "faculties" in the Codicil of 1909, 
in no wise wished to set any limitation on the definition of Eugenics which 
he fully accepted in his Memories of 1908 (p. 321). 

(4) The Huxley Lecture of 1901, and Allied Matters. Before entering 
into more detail as to the steps Galton took to develop the research side 
and the popular side of Eugenics, it may be convenient to pass under review 
the publications which he issued in this last period of his life. It is true 
that they were written more from the popular standpoint than his earlier 
papers on statistics and heredity, but they lacked little of the old fire, and 
were eminently suited to his purpose, viz. that of creating a national movement 
in favour of a eugenic policy. His work may best be reviewed in chronological 
order, thus forming a history of the last eleven years of his life, 1901 to 1911, 
from his 79th to 89th year. We have seen* that in the winter of 1900 Galton 
was in Egypt and spoke before the Khedivial Society for Geography on the 
Egypt of 1846 f and of 1900. On his return in 1901, he was invited to give 
the Huxley Lecture and receive the Huxley medal of the Royal Anthro- 
pological Institute. Tbese events took place on October 29th %, and the lecture, 
entitled "The possible Improvement of the Human Breed under the existing 
Conditions of Law and Sentiment," was published in Nature, Nov. 1, 1901, 
and again in the Report of the Smithsonian Institution, pp. 523-538. It seems 
to have been published only in abstract by the Anthropological Institute. It 
is noteworthy that Galton in his early days tried to induce the physical 
anthropologists of that Institute to adopt a scientific technique. In his old 
age he endeavoured to prove to them that a study of racial characters finds 
its practical outcome in the art of Eugenics. In neither case was he really 
successful. It is the Eugenics Laboratories springing up over Europe which 
are adopting anthropology as an auxiliary science and revivifying its technique 
and aims ; it is the older institutes of anthropology which have not grasped 
that their study of the evolution of man's past has for its main purpose the 
direction of man's future — therein alone it finds its full justification. 

Galton opened his Huxley Lecture by stating that he proposed to treat 
broadly a new topic belonging to a class in which Huxley himself would have 
felt a keen interest. He had accordingly selected a topic, which had occupied 
his thoughts for many years, and to which a large part of his published 
inquiries had borne a direct though silent reference. His remarks would 
serve as an additional chapter to his books on Hereditary Genius and Natural 
Inheritance, and we may add also to his Inquiry into Human Faculty, wherein 
he first defined and used the term "Eugenics," and talked of the possible 
purposeful improvement of the human breed§. 

* See the present volume, p. 158. 

t Actually 1845-6: see our Vol. I, pp. 198-205. 

% With Lord Avebury (formerly Sir John Lubbock) in the chair, a very fit choice. 

§ See our Vol. n, pp. 252, 264 et seq. 



Eugenics as a Creed and the Last Decade of Gallon's Life 227 

The topic, he stated, had not hitherto been approached along the path 
that recent knowledge has laid open, and as a result the subject had 
not held as dignified a position in scientific estimation as it ought to 
do. "It is smiled at as most desirable in itself and possibly worthy of 
academic discussion, but absolutely out of the question as a practical 
problem " (p. 523*). The object of the lecture was to show cause for a 
different opinion. 

" Indeed I hope to induce anthropologists to regard human improvement as a subject that 
should be kept openly and squarely in view, not only on account of its transcendent importance, 
but also because it affords excellent but neglected fields for investigation. I shall show that 
our knowledge is already sufficient to justify the pursuit of this, perhaps the grandest of all 
objects, but that we know less of the conditions upon which success depends than we might 
and ought to ascertain. The limits of our knowledge and of our ignorance will become clearer 
as we proceed." (p. 523.) 

Thus Galton attempted to introduce the science of Eugenics to anthro- 
pologists, cautiously screening the label on his draught ! 

He first pointed out that the natural characters and faculties of human 
beings differ at least as widely as those of domesticated animals, such as 
dogs and horses : 

"In disposition some are gentle and good-tempered, others surly and vicious; some are 
courageous, others timid; some are eager, others sluggish; some have large powers of endurance, 
others are quickly fatigued ; some are muscular and powerful, others are weak ; some are 
intelligent, others stupid ; some have tenacious memories of places and persons, others frequently 
stray and are slow at recognizing. The number and variety of aptitudes, especially in dogs, is 
truly remarkable ; among the most notable being the tendency to herd sheep, to point and to 
retrieve. So it is with the various natural qualities which go towards the making of the civic 
worth in man. Whether it be in character, disposition, energy, intellect or physical power, 
we each receive at our birth a definite endowment, allegorized by the parable related in 
St Matthew, some receiving many talents, others few." (p. 524.) 

It is to be noted how artfully Galton chose the very characteristics 
of the dog which correspond to those of man, and led up his artless listeners 
without direct statement to the inference that what you can certainly 
breed for in the dog, you might equally well breed for in man ! Galton 
realised to the full that the best method of making converts is to 
allow the average man an opportunity of independently discovering your 
truth. In the pride of himself finding a nugget (conveniently placed), 
he is far less inclined to assert without examination that the whole field 
is non-auriferous. 

Pushing the parable of the talents further, Galton, rather quaintly, 
proceeds to put it into numbers, taking the quartile deviation ("probable 
error ") to represent one talent, and using the normal frequency distribution 
to express the frequency of the various grades of qualities in a nation. He 
justifies the use of the normal distribution on the ground that experience 
has shown that it is a fair approximation in the case of a number of qualities. 

* My references are to the pages of the Smithsonian Report. 

29—2 



228 



Life mid Letters of Francis Galton 



He thus obtains the following distribution for 10,000 individuals of any 
character in a nation : 



Defect talents 


Excess talents 




Under -4-4 -3 -2 -1 Mean 12 3 4 Over 4 


Total 


35 


180 


672 


1613 


2500 


2500 


1613 


672 


180 


35 


10,000 


V 


u 


t 


■ 


r 


R 


8 


T 


U 


V 





The letters below mark the particular classes for purposes of reference, 
the small letters denoting classes with the corresponding range of defect 
of talents below mediocrity and the capital letters the classes with excess 
of talents above mediocrity. The reader will note that with a different 
nomenclature the distribution is one very familiar to statisticians. Beyond 
V and v Galton supposes classes W, X, etc., w, x, etc., each corresponding to 
a range of one talent. He illustrates this scheme from his own data for male 
stature where the mean was 5' 8", the "talent" If" nearly, and where 
accordingly class U would contain men over 6' l£", "quite tall enough to 
overlook a hatless mob." Then he continues : 

" So the civic worth (however the term may be defined) of {/-class men, and still more of 
K-class, are notably superior to the crowd ; though they are far below the heroic order." 
(p. 526.) 

In round numbers about one man in 300 belongs to the F-class. 

In the next place Galton proceeds to compare his normal distribution scale 
with the classes A, B,...H, into which Mr Charles Booth divided the 
population of London in his noteworthy survey. He concludes that Mr 
Booth's class H corresponds to his own T, U, V and above. Further, his own 
t, u, v and below correspond to Mr Booth's class A, criminals, semi-criminals, 
loafers, and a few others, and to his class B, very poor persons who subsist on 
casual earnings, many of whom are inevitably poor from shiftlessness, idleness 
or drink. Galton rightly considers that, from the standpoint of civic worth, 
classes t, u, v and below are undesirables. 

The next section of the lecture is entitled Worth of Cliildren. The lecturer 
points out that the brains of the nation lie in the W- and .X-classes, and if the 
people, who would be placed in them as adults, could be distinguished as 
children, were procurable by money, and could be reared as Englishmen, 
it would be a cheap bargain for the nation to buy them at the rate of several 
hundreds or even thousands of pounds per head. He refers to Dr Farr's 
estimate of the value of the baby of an Essex* labourer's wife at £5 and says 
he believes that on the same actuarial principles an X-class baby might be 
reckoned in thousands of pounds. While some such "talented" folk fail, 
most succeed and many succeed greatly: 

* Dr Farr's analysis seems based on the wages of agricultural labourers in Norfolk, not 
Essex : see Journal of R. Statistical Society, Vol. xvi, pp. 38—44. 



Eugenics as a Creed and the Last Decade of Galton's Life 229 

"They found great industries, establish vast undertakings, increase the wealth of multitudes, 
and amass large fortunes for themselves. Others, whether they be rich or poor, are the guides 
and light of the nation, raising its tone, enlightening its difficulties, and imposing its ideals. 
The great gain that England received through the immigration of the Huguenots* would be 
insignificant to what she would derive from an annual addition of a few hundred children of 
the classes W and X. I have tried but not yet succeeded to my satisfaction, to make an 
approximate estimate of the worth of a child at birth according to the class he is destined to 
occupy when adult. It is an eminently important subject for future investigators, for the 
amount of care and cost that might profitably be expended in improving the race clearly 
depends on its result." (p. 528.) 

Thus far it will be clear to the reader that all that Galton does is to assert 
and assert with truth that in any scale of civic worth, whether it be one of 
brains or energy, artistic power or skill, the classes W and X are of the 
highest value to a nation, and should be multiplied if possible, the classes t, u, v 
and below are undesirable, and should be decreased if feasible. It is difficult 
to see how anyone can deny this, for by the very definitions of those classes 
they are the best and the worst in the community. 

Galton now passes to " the descent of qualities in a population." Here he 
makes use of the conception of regression as he has discussed it in his Natural 
Inheritance, and makes the parental correlation one-third. As in that work 
he indicates with a diagram how a population reproduces itself. The same 
criticism may be made here as earlier on our pp. 18, 23 and 65, namely in the 
first place the parental correlation is actually .much higher than he assumes 
it, and secondly he supposes the ancestors of the parents in all cases to be 
mediocre, whereas these ancestors will most probably deviate from mediocrity 
in the same direction as the parents themselves do. Luckily these slips do 
not invalidate his conclusions, for, if corrected, his case for obtaining F-class 
offspring most economically by encouraging parentage in V-, U-, or T-class 
individuals is greatly strengthened. If the reader will bear in mind that 
Galton's statements owing to the above reasons give results far less favour- 
able than they should be to F-class parents, we need not hesitate to cite his 
sentences on p. 531 : 

"Of its [the T-class in new generations] 34 or 35 sons, 6 come from V parentage, 10 from U, 
10 from T, 5 from S, 3 from R, and none from any class below R; but the number of the 
contributing parentages has also to be taken into account. When this is done, we see that 
the lower classes make their scores owing to their quantity not to their quality, for while 
35 F-class parents suffice to produce 6 sons of the F-class, it takes 2500 .ff-class fathers to 
produce 3 of them. Consequently, the richness in produce of F-class parentages is to that of 
the ^-class in an inverse ratio, or as 143 to 1. Similarly the richness in produce of F-class 
children from parentages of the classes U, T, S, respectively, is as 3, 11 '5 and 55 to 1. More- 
over nearly one-half of the produce of F-class parentages are V or U taken together, and nearly 
three-quarters of them are either V, U, or T. If, then, we desire to increase the output of 
F-class offspring, by far the most profitable parents to work upon would be those of the F-class, 
and in a three-fold less degree those of the fAclass." (p. 531.) 

Here we see Galton fully cognizant of the solution of the paradox which 
nearly thirty years later was still troubling the non-statistical mind of 
Professor Leonard Hillf . 

* This is an illustration often used by Galton, e.g. in his Presidential Address to the 
Demographic Congress, 1891, and in the Jewish Chronicle, July 30, 1910. 
t See this volume, p. 27. 



230 



Life and Letters of Francis Galton 



Standard Scheitte. of Descent 



-3Q -2Q -Q O +Q +2Q +3Q 




Either Trent's Grade 
Number iri each 



Distribution of ITIid- 
-parents for 1000 pairs 
with assortatioe mating 
-2804 and midparental 
correlation 7907 as for 
stature in Man. 
Each pair one male 
child. 



Regression of 
Midparental to Filial 
Centres- 



Scale of Total Filial 
Variability. 



21-5 Children of u 



67-2 Children of X, 



161-3 Children of S 



Wodified from Gallon's original scheme by faking better numerical oalues for stature m Man, and the 

aasorlatio* m&Iinfi not perfect. 

Fig. 43. 



Eugenics as a Creed and the Last Decade of Galton's Life 231 

Next Galton refers to the important fact that in each class of a community 
there is a strong tendency to intermarriage; this not only produces a " marked 
effect in the richness of brain-power of the more cultured families " but further 
an effect of another kind in the lowest stratum of civic worth. After citing 
Charles Booth on this " handful of barbarians*," Galton proceeds as follows : 

" Many who are familiar with the habits of these people do not hesitate to say that it 
would he an economy and a great benefit to the country if all habitual criminals were resolutely 
segregated under merciful surveillance and peremptorily denied opportunities for producing 
offspring. It would abolish a source of suffering and misery to a future generation, and would 
cause no unwarrantable hardship in this." (p. 532.) 

Galton, in his scheme of Standard Descent on p. 529, makes the assortative 
mating coefficient perfect. I have replaced it by one [see the opposite page] 
in which that coefficient has the observed value for stature. He has also 
supposed his filial arrays to regress from the midpoints of the parental 
blocks instead of from their means, and used a value lower than I have 
adopted for the filial regression. I think my diagram emphasises the con- 
clusions he has drawn above. The fact that the population does not reproduce 
itself absolutely is due to grouping into blocks instead of dealing with a 
continuous distribution. 

The following section is headed Diplomas t. Galton considers, and probably 
correctly, that there would not be a serious difficulty, if a strong enough desire 
were felt, in picking out young men whose grade was of the V, W or X 
order. He points out that at any great university the students are in con- 
tinual competition in studies, in athletics and in public meetings, and that thus 
their faculties are well known to their tutors and associates; he remarks that 
civic worth may take various forms, and a considerably high level both 
intellectually and physically should be required as a qualification for 
candidature. Galton considers that when a limited number had thus been 
selected they " might be submitted in some way to the independent votes of 
fellow students on the one hand and tutors on the other whose ideals of 
character and merit necessarily differ." Finally he would have an independent 
committee, who would examine the candidates personally and consider the 
favourable points of their family histories, making less of the unfavourable 
points, unless they were " notorious and flagrant," because of the difficulty 
of ascertaining the real truth about them — a view which is perhaps not wholly 
to be commended. As examples of successful working of such committees 
Galton cites the selections made by scientific societies, including, perhaps, 
the award of their medals, " which the fortunate recipients at least are 
tempted to consider judicious J " (p. 533). 

* Of this .4-class Charles Booth wrote very curiously : " It is much to be desired and it is 
to be hoped that this class may become less hereditary in its character ; there appears to be no 
doubt that it is now hereditary to a very considerable extent." This seems to be a misuse of 
the word "hereditary." 

t The proposal for diplomas or certificates for eugenically fit young people was first made 
by Galton in 1873 ; see our Vol. II, pp. 120-1. 

% The reader may be reminded that Galton was to receive the Huxley medal at the con- 
clusion of this lecture before the Institute. 



232 Life and Letters of Francis Galton 

Galton next turns to the selection of women which he apparently considers 
harder than that of men students, because they are fewer. He would lay 
stress on their athletic proficiency and on their capacity to pass a careful 
medical examination, and he would pay more attention to their hereditary 
family qualities, under which he includes those of fertility and prepotency. 

This idea of diplomas may raise a smile, but experience has shown the 
present writer its feasibility, when public opinion is ripe for it. In any 
university the anthropometric laboratory which tests some 25 or 30 physio- 
logical, mental and physical characters, the eugenics laboratory which studies 
family pedigrees, the academic examinations and the numerous athletic 
competitions could in combination, if guided wisely, place university students 
into classes graded sufficiently finely for Galton's aims. I believe there would 
be no greater difficulty and considerably more accuracy than was reached 
during the Great War in grading conscripts into A, B and C classes and their 
subdivisions. But having admitted the possibility of at least approximately 
selecting our promising youths* can we be certain of their subsequent perform- 
ance? This is the subject of Galton's next section. 

He remarks on the real difficulty of the problem whether a classification in 
youth would be a trustworthy forecast of qualities in later life, but states that 
for eugenic purposes this classification of the relatively young is essential : 

" The accidents that make or mar a career do not enter into the scope of this difficulty. 
It resides entirely in the fact that the development does not cease at the time of youth, 
especially in the higher natures, but that faculties and capabilities which were then latent 
subsequently unfold and become prominent. Putting aside the effect of serious illness, I do 
not suppose there is any risk of retrogression in capacity before old age comes on. The mental 
powers that a youth possesses continue with him as a man, but other faculties and new dis- 
positions may arise and alter the balance of his character. He may cease to be efficient in the 
way of which he gave promise, and he may perhaps become efficient in unexpected directions. 

The correlation between youthful promise and performance in mature life has never been 
properly investigated t- Its measurement presents no greater difficulty, so far as I can foresee, 
than in other problems which have been successfully attacked.... Let me add that I think its 
neglect by the vast army of highly educated persons who are connected with the present huge 
system of competitive examinations to be gross and unpardonable. Neither schoolmasters, 
tutors, officials of the universities, nor of the State department of education J, have ever to 

* It will be seen that the lecturer does not deal with the equally, perhaps more, important 
classification of other social grades, for example craftsmen and factory workers. 

t E. Schuster, the first Galton Research Fellow, broke ground in this direction in his paper 
in the Eugenics Laboratory Memoirs, No. in, " The Promise of Youth and the Performance of 
Manhood," but the subject demands the treatment of still ampler material. 

\ Some years ago our Civil Service Examinations — the most elaborate system of State 
marking — were analysed in the Biometric Laboratory, not only with a view to testing the 
very empirical system of marking therein adopted, but also of ascertaining whether the marks 
thus settled were a real criterion of relative ability. The sole additional data needed were 
appreciations of success in State service after a period of 20 or 25 years. At first one believed 
salary might be such a test, but it was soon clear that other factors than ability were liable 
to determine salary. A control which I proposed, namely a classification in five classes of 
success, the judgment to be made by those acquainted with the inner working of the several offices 
(and to be treated as strictly confidential as to the individual), was at first accepted, but later 
rejected. Meanwhile the Government appears to have no proof — which must of course be 
statistical — either that its system of marking is a real measure of relative ability, or that the 
individuals thus selected fulfil in manhood the promise of their youth. 



Eugenics as a Creed and the Last Decade of Galton's Life 283 

my knowledge taken any serious step to solve this important problem, though the value of the 
present elaborate system of examinations cannot be rightly estimated until it is solved." 
(pp. 533-4.) 

Here Galton's judgment must appeal to every thoughtful man. Educa- 
tional methods both in teaching and examination are put into practice on 
the balance of opinion in committees, or even by the arbitrary will of par- 
ticular headmasters, and when the system is developed no attempt is made 
to determine statistically whether it really achieves what it professes to do. 
The preparatory schools prepare for the public schools' examinations, the 
public schools are again in their teaching controlled by the examinations on 
which the universities distribute their prizes, and finally distinction in the 
academic graduation examinations is an all-important factor in many lucra- 
tive appointments. Our educational system may be the very best available, 
as apparently its administrators believe it to be ; but public confidence in it 
would be based on a firmer footing if those administrators would occasionally 
take stock and prove to us that the promise of youth has been fulfilled in 
adult performance. We debate and we legislate, we educate and we examine — 
and never take the trouble to inquire after a few years whether the results 
we aimed at have been achieved ! 

Galton next turns to the question of the augmentation of favoured stock. 
It is clear that the improvement of the stock of a nation depends on our power 
of increasing the productivity of its best members. He considers this of more 
importance than repressing the productivity of the worst stock ; he does not 
give his reasons for this view, possibly he holds the production of one 
superman to be in the long run more profitable to a nation than the repression 
of fifty subhumans ; it is better to spend all available funds in the production 
of men of outstanding civic worth, rather than in the reduction of the number 
of undesirables. Galton's main proposal certainly would involve considerable 
expense ; it is that his youths and maidens, selected for all types of outstanding 
civic worth, should be put under conditions where early marriage is feasible 
and large families are not detrimental to success. He holds that with able 
and cultured women in particular there might be a reduction in the age at 
marriage from 28 or 29 to 21 or 22, thus prolonging marriage by seven years. 
This would not only save from barrenness the earlier part of the childbearing 
period of these women, but would shorten each generation by some seven years. 
Galton considers that it is no absurd idea that outside influences should hasten 
the age of marriage or lead the best to marry the best. " A superficial 
objection is sure to be urged that the fancies of young people are so in- 
calculable and so irresistible that they cannot be guided." So they are — in 
the exceptional case which only proves the contrary rule*. But the anthro- 
pologist is only too familiar with the fact that marriage is the most custom- 
ridden institution of humanity, and the variations in its customs are as 
wide as the races of mankind. At least 95 °'/ o of men and women marry not 
only according to the custom of their nation, but according to the habits of 

* Galton cites as such the lady who scandalised her domestic circle by falling in love with 
the undertaker at her father's funeral and insisting on marrying him ! 

p a in . 30 



234 Life and Letters of Francis Gallon 

the small section of it to which they belong ; the agricultural lad and lass 
early and within their district ; the cultured man and woman late and yet 
within their own circle. 

"An enthusiasm to improve the race would probably express itself by granting diplomas 
to a select class of young men and women, by encouraging their intermarriages, by hastening 
the time of marriage of women of that high class, and by provision for rearing children 
healthily. The means that might be employed to compass these ends are dowries, especially 
for those to whom moderate sums are important, assured help in emergencies during the early 
years of married life, healthy homes, the pressure of public opinion, honours, and above all the 
introduction of motives of a religious or quasi-religious character. 

" Indeed an enthusiasm to improve the race is so noble in its aim that it might well rise 
to the sense of a religious obligation. In other lands there are abundant instances in which 
religious motives make early marriages a matter of custom and continued celibacy to be 
regarded as a disgrace, if not a crime. The customs of the Hindoos, also of the Jews, especially 
in ancient times, bear this out. In all costly civilizations there is a tendency to shrink from 
marriage on prudential grounds. It would, however, be possible so to alter the conditions of 
life that the most prudent course for an X-class person should lie exactly opposite to its present 
direction, for he or she might find that there were advantages, and not disadvantages in early 
marriage, and that the most prudent course was to follow their natural instincts." 

When Galton comes to the consideration of " Existing Agencies," we are 
bound to admit how few endowments of real eugenic value exist at present. 
Galton suggests what might be done rather than what is already available. 
With an annual expenditure of £14,000,000 on charities might not more be 
achieved in producing the healthy fit than in tending the unhealthy weak % 
How much of this huge charitable expenditure may not really be opposed 
to eugenic doctrine in its effects % Galton refers to endowments by scholar- 
ships and fellowships, but does not say that their present length of tenure is 
inadequate for his purpose ; he thinks that wealthy men might be proud to 
befriend poor but promising lads without the patron being " a wretch who 
supports with insolence and is repaid by flattery." He commends the wise 
landlord of a large estate who builds healthy cottages and prides himself 
upon having them occupied by a class of men markedly superior to those in 
similar positions elsewhere. 

" It might well become a point of honor, and as much an avowed object, for noble families 
to gather fine specimens of humanity around them as it is to procure and maintain fine breeds 
of cattle, etc., which are costly but repay in satisfaction." (p. 537.) 

Our author has his Utopias, as many men have had with less scientific 
insight behind them. He dreams of settlements or colleges where promising 
young couples might be provided with healthy and convenient quarters. 
" The tone of the place would be higher than elsewhere on account of the high 
quality of the inmates, and it would be distinguished by an air of energy, intelli- 
gence, health and self-respect, and by mutual helpfulness." He dreams again 
his dream of 1873* of a great society with ample funds recording the abler 
of every social class, seeing to their intermarriage, and establishing personal 
relations between them. 

But while he dreams he realises that the first thing is to justify a crusade 
in favour of race-improvement ; to show step by step that it is both from the 

* See our Vol. II, pp. 119-122. He dreamt it again in the Utopia he described in the last 
few months of his life: see the letters of the autumn of 1910 below. 



Eugenics as a Creed and the Last Decade of Gallon's Life 235 

scientific and the practical standpoint possible ; to fill up by research the 
gaps in our ignorance and make every stepping-stone safe and secure. He 
would be content if his lecture justified men " in following every path in a 
resolute and hopeful spirit that seems to lead towards that end." And he 
concludes : 

" The magnitude of the inquiry is enormous, but its object is one of the highest man can 
accomplish.... We cannot doubt the existence of a great power ready to hand and capable of 
being directed with vast benefit as soon as we shall have learned to understand and apply it. To 
no nation is a high human breed more necessary than to our own, for we plant our stock all 
over the world and lay the foundation of the dispositions and capacities of future millions 
of the human race." (p. 538.) 

Thus Galton concludes the second Huxley Lecture of the Anthropological 
Institute; it is possibly the only one of the series which is destined to live, 
for it founded a new science, which in truth carried with it the germs 
of a great future social movement. But the seed fell on barren soil, it found 
no echo in the researches of British anthropologists, and the lecture, perhaps 
the most weighty paper their Institute had heard, was never fully published 
in their Journal. It attracted more attention and bore ampler fruit in 
America than in this country. 

Nothing daunted Galton determined to appeal to a wider public and 
another class of mind. From now on he made it his chief purpose to 
spend his remaining years and energies in teaching the public that they 
had to take Eugenics as seriously as any other branch of science with 
practical applications. 

It must not be supposed, however, that Galton's devotion of his remaining 
years to Eugenics cut him off entirely from other interests and from his 
habitual helpfulness to other allied causes. I find that the letters interchanged 
between us during the years 1900 to 1902 turn largely on the foundation of 
Biometrika, and it is pleasing to recall the sympathy expressed and the help 
which the Master's letters in those days of stress were to Weldon and myself, 
his disciples. Unfortunately it is not possible to understand the setting of 
Galton's letters or the frank and generous relationship between the older man 
and his lieutenants without publishing certain letters of the latter, which 
maintain the thread of the narrative. My own correspondence with 
Francis Galton is scattered over nineteen years, and only small portions of 
it can be published in this chapter. I shall select here a portion from the 
correspondence for the years 1900-1902, which, we must remember, were 
marked for Galton by (i) the foundation of Biometrika, (ii) the delivery of the 
Huxley Lecture, (hi) the award of the Darwin Medal, and (iv) the election to 
an Honorary Fellowship at Trinity College, Cambridge. 

The following letters bearing on these points may first be cited as throwing 
light on parts of that correspondence : 

Inmsfail, Hills Road, Cambridge. 24 June 1901. 
My dear Mr Galton, I have been commissioned by the Council of the Anthropological 
Institute to ask whether you would do us the honour to deliver the Huxley Lecture this autumn 
or early winter, and at the same time to receive the Huxley Medal. 

30—2 



236 Life and Letters of Francis Galton 

We would like in this way to emphasise our appreciation of the value of your researches, 
which have placed biological data on a prime mathematical basis. You have been the pioneer 
in the Mathematical School of Evolution, and Anthropology has benefitted enormously, not 
only by your investigations, but by those which you have directly or indirectly instigated and 
inspired. Who then is better fitted to discourse to us than a Pioneer Investigator in one 
corner of that field of which in other departments Huxley was a brilliant exponent t 

We sincerely trust that you will add another self-denying good deed for the sake of 
Anthropology, and will favour the Institute, and benefit our Science, by acceding to our 
urgent request. Believe me, my dear Mr Galton, 

Yours most faithfully, Alfred C. Haddon. 

This letter shows a real appreciation of Galton's services to Anthropology, 
hut, as I have indicated, his lecture found no response in the writings of 
English anthropologists. 

In announcing the award of the Darwin Medal to Francis Galton on Dec. 1 , 
1902, Sir William Huggins said it was conferred 

"for his numerous contributions to the exact study of heredity and variation contained in 
Hereditary Genius, Natural In/ieritance and other writings. The work of Mr Galton has long 
occupied a unique position in evolutionary studies. His treatise on Hereditary Genius (1869) 
was not only what it claimed to be the first attempt to investigate the special subject of the 
inheritance of human faculty in a statistical manner and to arrive at numerical results, but in 
it exact methods were for the first time applied to the general problem of heredity on a com- 
prehensive scale. It may safely be declared that no one living had contributed more definitely 
to the progress of evolutionary study, whether by actual discovery or by the fruitful direction 
of thought, than Mr Galton." 

And, now the letter which Francis Galton valued more than all ! It runs : 

Trinity College, Cambridge. Nov. 14, 1902. 

My dear Frank, Many happy duties have come to me in my life, but few happier than 
that of now informing you, by the direction of our Council, that we have today elected you 
an Honorary Fellow of the College under the provisions of our Statute XIX, as a "person 
distinguished for literary and scientific merits." 

We are electing at the same time Mr Balfour, Sir William Harcourt, Lord Macnaghten 
and Professor Maitland. Our other Honorary Fellows, since the deaths of Bishop Westcott 
and Lord Acton, are Lord Rayleigh and Sir George Trevelyan. 

Need I say how it delights me to think that all your long and brilliant services in the 
cause of many a science should again link you in the later years of your life with the College 
to which, as I know, you have always been so loyal 1 

Believe me, very affectionately yours, H. Montagu Butler. 

Can you kindly let me know by Telegraph whether you accept ? I should like, if possible, 
to announce the five Fellowships together. 

Since writing the above I have just seen the award of the Darwin Medal ! Very delightful. 

When a man is young, honours are a powerful incentive to further work, 
and as the years go by they test the judgment of those who conferred them. 
When a man is old — Galton was 80 years of age, and the wider world had 
long pronounced its judgment— honours mean far less to him, and need little 
exercise of judgment on the part of the givers*. There is a form of honour, 

* Putting aside membership of learned societies at home and abroad and the holding of 
offices therein, I may note the following honours conferred on Galton : Gold Medal, Royal 
Geographical Society, 1853; Silver Medal, French Geographical Society, 1854; Royal Medal 
of Royal Society, 1886; Officier de lTnstruction publique de France, 1891; D.C.L. Oxford, 1894; 



Eugenics as a Creed and the Last Decade of Galton's Life 237 

however, which gives most Englishmen intense pleasure. They feel hound, in 
a way that many foreigners find it difficult to understand, to their school, 
college, or university. These institutions have in many cases fascinating tradi- 
tions, stately huildings and beautiful environment; they act on their students 
and inmates at a period when their minds are most impressionable, when they 
are learning to understand the value of friendship ; when they first begin 
to realise all that life may mean for them. This is peculiarly true in the case 
of youths like Francis Galton who reach the free atmosphere of a University 
without the background of a great public school behind them. Too many 
public school boys miss half the joy of their undergraduate days by holding 
too tightly to their school traditions and friends, so that the College or 
University appears to them chiefly as a club where they can strengthen old 
associations. With Galton it was different, like Columbus he discovered the 
wonders of a new world, and what was largely due to his own mental growth 
he attributed to his College, to the intellectual and physical environments it 
provided ; and, as so many have done, he felt a love for it, instinctive, like 
that we feel for the mother who reared us, or for our country. Such love is 
difficult to defend on rational grounds ; the personnel of a college may be as 
"dull as the pictures which adorn their halls," our fellow-students may be 
mediocre — but blessed be the man unknown who put those two words 
together, Alma Mater, and applied them to the communal homes of 
our youth, those ever-verdant pastures, that we always look back to from 
the dusty highways of later life ! Their honours are what we value most, 
even if their worth be little esteemed by the outer world; — an emotion 
no doubt of the heart, not a demand of the head, yet there are times 
when Rousseau gives greater delight than Voltaire. And the octogenarian 
was moved as he had scarcely been by other honours, much as his simple 
modest nature always rejoiced in any recognition, however long, as it seemed 
to us outsiders, postponed. Thus Galton wrote to his sister Emma about 
the Darwin Medal: 

Hotel des Anglais, Valescure (Vab), France. Nov. 14, 1902. 

You are so sympathetic that you will be glad to know that the Royal Society has awarded 
rue the Darwin Medal for my " numerous contributions to the exact study of Heredity and 
Variation." It was established some few years ago, and is awarded biennially (or is it triennially) 
without regard to nationality. Grassi, the Italian, got it last time for his discovery of the life 
history of eels, whose early life had puzzled zoologists from before the days of Aristotle onwards. 
He found that some creatures that were fished up from the Straits of Messina (Sicily) were 
young eels and that eels alway go to deep sea waters to breed. — -Well, I am very pleased except 
that I stand in the way of younger men. All well, except that my cough plagues me at night, 
a little before daybreak. No mosquitoes here. We are the only people in the hotel. 

Ever affectionately, Francis Galton. 

Wallace, Hooker, I think, and Karl Pearson are, besides Grassi, the previous medallists. 



Hon. Sc.D. Cambridge, 1895; Linnean Society Medal (Darwin- Wallace Celebration), 1908; 
Knighthood, 1909 ; Royal Society, Copley Medal, 1910; and those recorded above. All, with 
the exception of the Geographical Medals, were conferred when Galton was well over 60 years, 
and in some cases over 80 ! 



238 Life and Letters of Francis Galton 

But about his Alma Mater he wrote: 

Hotel des Anglais, Valescure, prks St Raphael (Var), France. Nov. 16, 1902. 

Dearest Emma, Your letter lias just come with the 2 extracts. Thank you much ; I was 
sure that you and Bessy and Erasmus would all be glad to hear of the Darwin Medal. But 
there is even more to tell, of even yet more value to myself. They have elected me Honorary 
Fellow of Trinity College, Cambridge, which is a rare distinction for a man who has not been 
previously an ordinary fellow, or who is not a professor resident in Cambridge. The beauti- 
fully conceived and worded letter of Montagu Butler, the Master of Trinity, of which Eva 
has made a copy for you to keep, will explain much of this. Mr Balfour was, I think, a fellow, 
anyhow he was one of the most brilliant men of his year. Sir W. Harcourt and Lord 
Macnaghten were fellows, so I presume was Maitland who is a resident professor. Lord Acton 
was a professor. Sir G. Trevelyan was 2nd classic of his year, but did not wait long enough 
in England to gain his fellowship. It was given him after his successful administration as 
Irish Secretary. Bishop Westcott was of pre-eminent reputation as a theologian and as a 
classic, and had been an ordinary fellow. So had been Lord Bayleigh. 

So I am in very good company indeed. Is it not pleasant 1 This is a sort of recognition I 
value most highly. All the more so, as I did so little academically at Cambridge, in large part 
owing to ill health. But I seem to owe almost everything to Cambridge. The high tone of 
thought, the thoroughness of its work, and the very high level of ability, gave me an ideal 
which I have never lost. 

So much egotistically. I am getting much stronger here, and have made the discovery that 
much of my asthma has been due to warm and overcarpeted rooms. Mine here I have now 
had cleared of carpet and underlying straw. It feels so much purer and wholesomer. The first 
night after it was done I had no asthma at all. Looking to past experiences, I now see how 
commonly warm and carpeted rooms have been associated with my asthma, notably the 
drawing room of the Athenaeum Club, where I can rarely sit 10 minutes without beginning 
to cough. I am planning the taking up of carpets in my drawing, dining, bed and dressing 
rooms at home, and varnishing and staining the floors. I have two uncarpeted rooms there 
already where I have long noticed that I cough less than elsewhere (the bathroom and my 
workroom*). 

The weather has been delicious here this morning. I took a good 4 miles walk without 
being tired, which is far in advance of what my powers were during the past summer. 
How I wish you f could get up and take walks too ! We have a few friends already 
come back 

Bessy's journeyings for meals on account of kitchen repairs at her own house are amusing. 
So is V... B...'s consignment of beetles ! 

Loves to Bessy, Erasmus and all. What are Erasmus' walking powers now when at his 
best? How many miles does he think he could manage 1 1 

Eva sends her love [here the handwriting changes] — and you will be glad to hear 
that Uncle Frank is looking remarkably well; this place has done a great deal for him 
mentally and physically ; he can walk and eat and sleep like any ordinary person, but 
he does not present a very handsome appearance having a head still spotted with about 
36 remaining bites from the mosquitoes of Hyeres. We are so happy here, yr. affect. Eva. 
[Galton concludes] So much from Eva, who sketches and paints assiduously. 

Ever affectionately, Francis Galton. 

A characteristic letter showing two sides of Francis Galton's feelings, 
towards his Alma Mater and towards his "sibship." One further letter 

* The "workroom" at Rutland Gate was a very depressing room, with a single window 
looking into a well or high-walled court. On deal shelves were placed boxes of pamphlets and 
papers ; it gave one the impression of a store-room rather than a study. I think Galton chiefly 
worked, when on the ground floor at a writing table at the dining-room front window and 
when on the first floor at an oak bureau in the drawing-room. 

t Francis was now 80, Erasmus 87, Emma 91 and Bessie 94 ! 



Eugenics as a Creed and the Last Decade of Galton's Life 239 

concerning these matters may be printed here. It bears witness to the 
widespread admiration and affection felt for Francis Galton*. 

Trinity College, Cambridge. 19 November, 1902. 
My dear Mr Galton, It was only today I heard, with very great pleasure, that your 
old College has done itself the honour of asking you to become one of its Honorary Fellows. 
We are proud of the distinction which you confer on the College, and we trust that you will 
not refuse to accept this mark of our sense of the great services you have rendered to science. 
To me the act of the College gives a personal pleasure, for I shall never forget your kindness 
to me at a critical time of my life, and I am happy and proud to think that I have enjoyed 
the privilege of your friendship ever since. 

Let me take this opportunity of congratulating you on receiving the Darwin Medal. It is 
a high distinction, and I am sure you have richly deserved it. 

Believe me, dear Mr Galton, 

Yours most sincerely, J. G. Frazer. 

As I have said on p. 235 the current of Galton's thoughts in these years 
and his strong affection will be best made clear to the reader if I print here 
a small selection of the correspondence which passed between us in the years 
1900-1902. The letters indicate Galton's essential generosity of mind, the 
close terms of intimacy he was on with Weldon and myself,— who were proud 
to feel ourselves in some measure his lieutenants, — and the keen interest he 
had in the early struggles of Biometrika. The feeling of the younger men 
among us, who got into close touch with Francis Galton, was something like 
that of Aristides to Socrates : 

"I always made progress whenever I was in your neighbourhood, even if 
it were only in the same house, without being in the same room ; but my 
advancement was greater if I were in the same room, and greater still if 
I could keep my eyes fixed upon you." It was not Galton's power of solving 
problems : suggestive as he was, his analysis often lacked power to cope with 
them. It was the atmosphere he cast round every scientific question; he 
carried his intimates into a rarefied air, where the one aim was to reach the 
goal of truth, not heeding who should get there first, or who should tell 
the tale of its discovery. I think the like conception expressed in different 
words is provided by Mrs Sidney Webb \ : 

" Owing to our [the ' Potter girls '] intimacy with Herbert Spencer we were friendly with 
the group of distinguished scientific men who met together at the monthly dinner of the famous 
'X-Club.' And here I should like to recall that among these scientists, the one who stays in 
my mind as the ideal man of science is, not Huxley or Tyndall, Hooker or Lubbock, still less 
my guide, philosopher and friend Herbert Spencer, but Francis Galton whom I used to observe 

* Sir James Frazer in kindly granting me permission to print his letter remarks "that the 
'critical time of my life' referred to in my letter was in 1885, when my Trinity Fellowship 
would in the ordinary course have expired and the question of renewal came before the College 
Council. In the same year, shortly before, at Mr Galton's suggestion, I had read my first 
anthropological paper ('On some burial customs as illustrative of the primitive theory of the 
soul ') before the Anthropological Institute, with Mr Galton as President in the chair, and 
when the. question of the renewal of my Fellowship was raised shortly afterwards, I believe 
that Francis Galton and my ever-lamented friend Robertson Smith used their powerful influence 
to ensure the renewal and were successful. It was indeed a turning point in my life, and I 

shall never cease to be grateful to the two friends who stood by me at that critical time 

...He [Galton] was indeed an admirable and lovable man from every point of view." 

t Beatrice Webb, My Apprenticeship, pp. 134-5, 1926. 



240 Life and Letters of Francis Gallon 

and listen to — I regret to say without the least reciprocity — with wrapt attention. Even to-day 
I can conjure up from memory's misty deep, that tall figure with its attitude of perfect physical 
and mental poise, the clean shaven face, the thin compressed mouth with its enigmatical smile, 
the long upper-lip and firm chin, and as if presiding over the whole personality of the man 
the prominent dark eyebrows from beneath which gleamed with penetrating humour, con- 
templative grey eyes. Fascinating tp me was Francis Galton's all-embracing, but apparently 
impersonal beneficence. But to a recent and enthusiastic convert to the scientific method, the 
most relevant of Galton's many gifts was the unique contribution of three separate and distinct 
processes of the intellect : a continuous curiosity about and rapid apprehension of individual 
facts, whether common or uncommon; the faculty for ingenious trains of reasoning; and more 
admirable than either of these, because the talent was wholly beyond my reach, the capacity 
for correcting and verifying his own hypotheses by the statistical handling of masses of data, 
whether collected by himself or supplied by other students of the problem." 

The following letters may serve to illustrate and deepen the above 
very admirable characterisation by a skilful artist in words ! 

(5) Selected Correspondence between Galton and his biographer, 
illustrating the years 1900-1902. 

Tewfik Pa lack Hotel, Helouan, Cairo. February, 1900. 

Dear Prof. K. Pearson, Thank you heartily for letting me see, as a New Year's gift, the 
important proof sheets. By much hammering, the bad part of the "law*" will be knocked 
out of it and the good, if any, will remain. You know probably that India ink (1) in water and 
common ink (2) may look alike, but if you pass the former through a filter of blotting paper 
the water alone comes through ; not so with regard to ink. Now a mixture of (1) with water 
is not properly a blend, but a mixture with (2) is. When the particles in any case of "particu- 
late " inheritance are small and independent, I do not see any sensible difference (within reasonable 
limits) between the behaviour of the two. But now comes in the consideration which I take 
to be the great problem, and that which as I conceive lies at the bottom of stability of type, 
viz.: regarding the imperfectly explored facts of group-correlation. Let, in a given "stirp," 
a, b, c, ... be classes of elements which develop in that order, the several classes consisting of 
«i, a 2 , ..., b lt 6 2 , ..., Ac. varieties. Now we find that a certain lineament, or trait, a r , b s , c t , &c. 
tends to be inherited. If a, b, c, &c. were independent, the probability against the above 
particular combination would be enormous, whereas it is found to be frequent. What then is 
the cause? or, in default of knowing the cause, how can we represent to ourselves the character 
of the correlation 1 If a, b, c are developed in that order of succession, the particular and not 
improbable sequence of a r , b„ must make the next step to c, far more probable than if 6„ had 
been preceded by say a„ or some other variety of a. 

There must be an accumulating correlation of some kind. But how if a, b, c, &c. are simul- 
taneously developed 1 Here I fail to make any picture to my mind of the way in which the 
needed group-correlation acts. I often watch the family traits in a party at church, trying to 
find out the beginnings and the ends in each inherited lineament of resemblance whether to the 
parents or to one another. They are usually indefinite, I think. My servant writes me word 
that your "Grammar of Science" has just arrived at Rutland Gate. Thank you sincerely. 
I must wait till my return, to read it. 

We have had a very interesting and healthful journey to Wady Haifa and back, including a 
week's stay with Flinders Petrie at his diggings. The climate here near Cairo is far from 
being always benign. There are days of stormy wind with dust, and occasional down-pours 
of rain. I can't make up my mind as to the best places for an invalid — certainly neither Cairo 
nor Luxor. I have had two pleasant days in the desert with Prof. Schweinfurth the famous 
traveller. 

I trust you have pulled through the wretched English winter fairly well. 

Very sincerely yours, Francis Galton. 

I hope to be back about Mid May. 

* The Law of Ancestral Heredity, especially its application to alternative inheritance. 



Eugenics as a Creed and the Last Decade of Galton' s Life 241 

42, Rutland Gate, S.W. June G, 1900. 

Dear Prof. Kakl Pearson, On returning from a six months absence in Egypt and Greece, 
I found your valuable Grammar of Science on my table, and am reading it straight through 
at the rate of about an hour a day, with admiration at your thoroughness. It takes some time, 
as I find, to pick up dropped threads, so I have as yet little leisure. 

I wonder if you have worked out the relationship between those who are cousins in a double 
degree, I mean the issue of the marriages in which 2 brothers have married 2 sisters. Their 
ancestry from Grandparents upwards, is identical. I should be very curious to learn what 
value you would assign to it in your "table of collateral heredity," p. 481 of the book. 

I hope the past cruel winter in England has not hurt you. Weldon, whom I saw last week, 
spoke favourably of your health. 

My tour has done me a world of good, besides being extremely interesting and pleasant. 

Very sincerely yours, Francis Galton. 

7, Well Road, Hampstead, N.W. Dec. 13, 1900. 

My dear Mr Galton, Your kind letter was very welcome tonight. 1 tried some year 
ago to sound people with regard to a journal of pure and applied statistics, but found a feeling 
pretty general that it might injure the R. S. S. Journal, although the sort of memoirs I had in 
view would I think not find a place in that journal. On the other hand I know a good many 
papers for which I hardly see a place and there is increasing material being gathered in Germany 
and America which is lost among masses of purely zoological papers or published in inaccessible 
proceedings. I think if a journal could survive its first two or three years there is a future for 
it of great service. 

The thing came to an issue just now owing to doings at the Royal. My paper on Homotyposis 
was sent for some reason to Bateson as referee — he chose to tell me so himself, and also to tell me 
that he had written an unfavourable report. He came to the R.S. at the reading and said there 
was nothing in the paper — that it was a fundamental error to suppose that number had any 
real existence in living forms. That this criticism did not apply to this memoir only but to all 
my work, that all variability was differentiation, etc., etc. 

Now all this may be quite fair criticism, but what is clear is that if the R.S. people send 
my papers to Bateson, one cannot hope to get them printed. It is a practical notice to quit. 
This notice applies not only to my work, but to most work on similar statistical lines. It seems 
needful that there should be some organ for publication of this sort of work and talking it over 
with Weldon, he drew up the prospectus, I gave a name, — the "K" was mine (K. P. not C. P.), 
— and we determined to see what amount of cork was forthcoming to float such a project. 
I don't think much can be done if we don't get 150 to 200 promises. But can we? — I fear not. 

Yours always sincerely, Karl Pearson. 

42, Rutland Gate, S.W. Jan. 2, 1901. 

My dear Prof. K. Pearson, Here is the MS. on Eye Colour, which I am delighted is of 
use to you still. I hope not to go abroad yet awhile, but it would be safer to write on the 
parcel when you send it back, "To await return." Tell me please, in time, whether the answers 
you have received relating to the new magazine or journal, are encouraging enough for a prob- 
able start. 

Bateson's adverse views cannot be finally effective, being opposed to those of many other 
no less worthy authorities. But I presume from what you said, that they are effective as against 
the. particular memoir on Homotyposis 1 Very sincerely yours, Francis Galton. 

42, Rutland Gate, S.W. Jan. 7, 1901. 

Dear Prof. Karl Pearson, Thank you much for the " Lecture." It fits in with much 
that I habitually think about. — I wonder if this strikes you as reasonable : — 

Probably zeal for military usefulness will cause many men to be physically examined as to 
fitness to serve. There are also medico-physical examinations for other services. Could any 
sort of Degrees be given to those (a) who simply pass the required standard for the particular 
purpose, (6) to those who pass as valid for purposes of hereditary transmission. 

poiii 31 



242 Life and Letters of Francis Gallon 

Two other examinations exist, that might he included in the (6) set : 

1. That of a Life-Insurance Co. to certify a first-class life, which includes some facts about 
parents and brothers, together with local inquiries by their agents. I don't know what the cost 
of this may be in each case, but certainly the fact of being accepted as a first-class life by any 
notable Life Insurance Co. is an important fact, worthy of recognition. 

2. Ordinary literary examination, to show that the man is not a real stupid. 

Now fancy that Degrees are offered of a V. H. T. (valid for hereditary transmission of 
qualities suitable to a citizen of an Imperial Country) would they meet a want, and would they 
help in forwarding marriages of the fittest and discouraging others in any notable degree 1 If a 
well considered answer be " yes " I suppose the action would be to write an article upon it, 
with plenty of solid stuff in it and then if the idea should take, to follow mainly the direction in 
which " the cat may jump." If tried, it ought to be tried at first on a small scale, that is in a 
small community by a self-constituted board, laying down their own conditions and giving their 
certificate as a " Degree." One great question is that of self maintenance when once fully 
started and running. I should think the cost of the mere medical and physical examination would 
not be beyond the powers of, say, Cambridge Undergraduates and I fancy that (always sup- 
posing the idea to catch) it might be possible to get some help from the present examining 
authorities in respect to the (6) condition. I mean that arrangements might be made by which 
an Examination by one of these should be accepted by the Certificate or Degree-giving board. 

I have thought over the subject a good deal and have more to say, but unless what has been 
said above seems reasonable to persons like yourself, the supplementary remarks would be 
useless. Will you kindly think this over at odd times during the next 2 or 3 days? I have 
written about it to no one else. 

There is another important point of " what severity of selection should be aimed at." A 
very moderate one would, I think, meet the need. Say that | pass and J fail. The effect on the 
hypothesis that the successes alone intermarry and keep up the population would roughly put 
the output of children in the hands of the best half of all possible married couples — |ths of 
them. (Of course this is the rudest way of putting it; but it will do for present purposes.) 
If men, like cattle or Mormons, were polygamous a much severer selection would be wanted. 

Very sincerely yours, Francis Galton. 

7, Well Road, Hampstead, N.W. Jan. 10, 1901. 

My dear Mr Galton, It would be a very great pleasure to me to know you were going 
to take the field with regard to what I am convinced is of the greatest national importance — 
the breeding from the fitter stocks. If one could only get some one to awaken the nation with 
regard to its future ! — The statesmen, who really have the ear of the populace, never think of 
the future. They will not touch the question of coal supply nor that of fertility, and yet I am 
convinced these are far more important for the future existence of the nation than any question 
of local government, church discipline, or even technical education ! — I think I told you we 
had nearly completed the reduction of our measurements on 1 100 families, and one after another 
of the results confirm the higher series of values, about - 5 for parental correlation, that I found 
from the eye and horse colour data. I shall probably not publish these results for some time, as 
I have half made up my mind to accept an invitation to lecture at the Lowell Institute in 
Boston this year and these materials would be a good basis for lectures on Heredity. But they 
emphasise even more emphatically than your earlier value of ^, the opinions you have expressed 
on the great part played by good stock in the community. Heredity is really more intense 
than we supposed it to be 10 years ago. Cannot this be brought forcibly home to our rulers and 
social reformers? 

Now the difficulty in this case seems to me to be twofold. How can you (i) stop the fertility 
of the poor stock and (ii) multiply that of the good ? The middle classes are I take it the result 
of a pretty long process of selection in this country, and I believe that they alone are the 
classes who largely insure. Your scheme therefore would at first apply only to them, and 
indeed to the best of them, for the others would not care a rap for a good bill of health, any more 
than they do for any moral suasion. You might influence by your health degree a small per- 
centage of the whole community, say 4 per cent., but this percentage is probably identical with 
those you could equally well influence by moral suasion. I mean by preaching the gospel that 
the stability of the nation depends upon the good stocks breeding fully and the weak exhibiting 



Eugenics as a Creed and the Last Decade of Galton's Life 243 

restraint. But how are you going to get the better class workman to see that his checking the 
size of his family may make matters easier for him, but is at the expense of the nation's future? 
He is really unreachable by an assurance scheme, unless you could attach your health degree to 
the proposals for old age pensions*. That appears to me a point worth thinking about. As I have 
said elsewhere it seems to me that only socialistic measures can touch this population question. 
Even if you can by moral suasion lead the better class artizans and the middle classes to see 
that limitation of the family may be anti-social (and I believe it might be possible) how are you 
going to check the unlimited production of the worse stocks t The " Neomalthusians " — as I 
know from sad experience — abuse any one who like myself ventures to criticise their doctrine 
of limitation, unless it be accompanied by the words "of the poor stocks first " ; but this abuse 
is nothing to what one will arouse, if one ventures to assert that the huge charities providing 
for the children of the incapable are a national curse and not a blessing ; that the " widow with 
seven children all dependent upon her, husband a clerk who died of consumption aged 35," 
and who seeks your aid to get her children into Reedham, is really a moral criminal and not an 
object for pity. 

How can a health degree affect this source of rottenness ? I fear hardly at all. Your only 
hope is to impress upon the few who really lead the nation, that the matter is one for legisla- 
tion, that although we have got rid of Gilbert's Act, the workhouse and charity systems can 
still be sapping our national vigour, when coupled with a wide-spread neomalthusianism — due 
in the main to Bradlaugh — among the better working classes. 

What then it seems to me we mostly need at the present time, is some word in season, 
something that will bring home to thinking men the urgency of the fertility question in this 
country. There is no man who would be listened to in this matter in the same way as yourself. 
You are known as one who set the whole scientific treatment of heredity going ; no one has 
ever suspected you of being in the least a " crank," or having " views " to air. You will be 
listened to and it will be recognised that you write out of a spirit of pure patriotism. There is 
no one else, I believe, of whom this could be said, certainly no one who would be listened to 
in the same way. Let us have (a) known facts of heredity, (b) influence of relative fertility on 
national vigour, (c) actual statistics of birth rates of different stocks, and (d) proposed remedies 
(only, if they include the health degree, tack it on to old age pensions) brought home to those who 
think for the nation. Always sincerely yours, K. Pearson. 

If Biometrika be started Weldon and I want badly a paper however brief from you for No. 1. 

7, Well Road, Hampstead, N.W. February 1, 1901. 

My dear Mr Galton, I have several times planned to write and ask if I might come and see 
you, and now you are off before I have done so ! I have been " crawling " through my work 
since December somehow, feeling mentally too tired to do more than get through my routine 
teaching and making no attempt beyond the day's necessary doings. My helpers go forward but 
I can only look on. I suppose one must pay eventually for all overwork, only one longs for a 
few more years to "finish up." Yes, I have settled on the American Lectures on Heredity 
and Variation for October. If any ideas on diagram-illustration occur to you, I should be very 
glad of suggestions. I have found a Genometer based on a suggestion of yours very useful at 
more than one popular lecture. It contains a gigantic lifeguardsman, a diminutive sailor and 
a " mean " man and illustrates the effect of any number of ancestors or collaterals of these types 
by means of a string working up and down. It always amuses people. 

You will share my pleasure in the acceptance of the Homotyposis paper for the Phil. Trans. 
I hope we may float Biometrika so that one could to some extent relieve the pressure on the 
R.S. space, which I think is to some extent grudged. We bad however only about 12 English 
acceptances, and we cannot venture even a first number without something like 100. We are 
BOW circularising everybody in America, Germany and Italy, but I am not very hopeful. 

I suppose the Riviera is hardly a place where birds' eggs abound 1 I want to measure 
another 100 clutches of some species but hardly know which to select or where to go for it. 

* [Galton wanted a medical examination such as the better insurance offices insist on 
extended to all classes of the nation. My suggestion was that a grading of lives was essential 
to a really sound national provision for sickness and old age pensions, proposals for which 
were then creating some stir. K. P.] 

31—2 



244 Life and Letters of Francis Galton 

I fear that to ask for 100 thrushes or blackbirds nests in England would raise a scandal. I got 
much reproved for my 200 house sparrow nests last year. I trust that your journey may be 
a pleasant one and that you may escape the horrors of February and March, which my Wife 
tells me occasionally reach the South of France. You know Miss Shaen is at San Itemo ?■ — May 
I still keep the eye colour MS. 1 If you would prefer its return before you leave, just say so 
on a postcard. Always yours sincerely, Karl Pearson. 

7, Well Road, Hampstead, N.W. April 18, 1901. 

My dear Mr Galton, I wonder if you are back from your winter journeyings. I want to 
toll you about the present state of Biometrika. We have about GO promises of subscription, 
and we shall hardly get more now until the journal is definitely announced as coming out or 
until it has come. We have been talking over the matter with various publishers and printers, and 
so far the most reasonable terms seem to be those of the X — Press. Now it would be a great 
point to have the advertisement of this Press and the goodness of its get up, if we can. They 
are willing to take the journal on the same terms as they do the Annals of Y, which, with 
more expensive plates than we should think of, pays its way with some 270 subscribers. But 
they require a guarantee fund of £200. This they had in the case of the Annals and drew on 
pretty largely at first, but it is now refunded to the extent of £160. Whether we shall be 
equally successful is of course a very different matter, but I think there is no doubt that such 
a journal as Biometrika is wanted, and if we tide over the first few years, the journal will live. 
Weldon who was staying a few days with me this week wanted to take the whole risk on 
himself. This does not seem to me right. The natural thing would be for him and for me to 
share the risk, but with our very precarious condition at University College, this is out of the 
question. I can only guarantee a very modest sum. My view was that we should try and dis- 
tribute the £200 about. Of course any one who subscribes may stand a very poor chance of 
seeing his money again, and to those to whom I have written I have said it must be looked 
upon as a loss until it reappears (if ever it does) as a stroke of fortune. I take it that the 
money would be banked and could be drawn only by joint order of Editors and Secretary of the 
X — Press. 

Now I am writing to ask if you will aid to any extent in this proposal. T feel the less 
hesitation in frankly asking you because you are one of the men who I think can frankly 
say no, and the " no " would not affect our mutual relations. 

Quite apart from this question, and I am sorry to refer to it in this letter, Weldon and I 
discussed two points : (1) The desirability, if you do not feel it involves you in worry and work, 
of getting you to join in any way the editorial committee. This consists at present of Weldon, 
myself and Davenport of Chicago, as American editor to collect material there. Of course we 
should be glad of any suggestion or aid you may care to give, but on the other hand we don't 
want to bother you with the hard work of the journal, and still less to make you in any way 
responsible for matter or method you might not sympathise with. (2) We want very badly to 
have a paper by you however long or short for our first number, a "send off" of some kind. 
Will you promise us this 1 You hardly know perhaps how much of weight your sympathy 
expressed in some form will carry with it, especially in America ; it will be an uphill battle 
for some time with the biologists. Anyhow please let me know first your views as to my last 
two questions (1) and (2) and then rather more at your leisure whether you care to aid in the 
guarantee fund ? I trust you have had a pleasant sojourn in the South. We are now having 
beautiful weather in Surrey. Yours always sincerely, Karl Pearson. 

Hotel Bella Vista, Boudighera, N. Italy. April 23, 1901. 

My dear Prop. Karl Pearson, The straight-forwardness of your letter as to the probable 
total loss of the guarantee fund for Biometrika, is much more attractive to me than an enticing 
programme, for I like "forlorn hopes" in a good cause. I can just now spare the whole £200 
and you shall have it, and I enclose the cheque, so you will be no longer bothered with that 
matter, and can give your spare energies wholly to starting the Journal. 

As regards joining the Editorial Committee, if it could be done in a way that carried both 
in reality and in the eyes of the public no more responsibility and work than the position of 
" Consulting Physician " does in respect to a Hospital, I should be pleased to do so. Would 






Eugenics as a Creed and the Last Decade of Galton's Life 245 

"Consulting Editor" after the names of yourself and Weldon as Editors do? Of other titles, 
" Referee " is almost the only one that occurs to me ; probably you can suggest something. 
Of course a good-looking and well-printed title-page (not heavy-looking) is commercially helpful. 

About writing a short "sending off" paper I think I could manage one on " Biometry," — on 
its general aspect and principles. I have nothing serious enough in the way of original inquiry 
to give. Please send me a couple of copies (by return of post) of the programme, that I may 
better understand what may remain to be said. I trust you will see your way to make a con- 
siderable part of the contents of the Journal intelligible to those scientific men who are not 
mathematicians. It ought to be attractive to medical men and such like ; also to statisticians 
of the better kind. Short notices of original work abroad always attract. 

We stay here for a full week longer, I think, — and will leave address for letters that may 
arrive shortly after leaving. But 42, Rutland Gate will always find me in time. 

Very sincerely yours, Francis Galton. 

7, Well Road, Hampstead, N.W. April 27, 1901. 

My dear Mr Oalton, Your letter met me on my return home an hour ago. We have 
not any further programme printed at present than the circular I sent you some months ago 
of which I enclose two copies. Your letter made me very happy, partly because you so readily 
consented to my proposals as to editorship and giving us a " send off," partly because of the 
generally kind tone and sympathy it exhibited for our endeavours. As to your name as "Con- 
sulting Editor" and your proposed paper on the Aims of Biometry, these we may consider as 
settled, but I must consult Weldon before I reply fully as to your liberal offer. I think that 
he feels very much that you have done a great deal from the monetary side for biometry and 
that he would be unwilling to allow you to take so much of this burden on your shoulders. 
My view was to spread what I am unwilling until we have made trial to look upon as anything 
but a loss, over a number of guarantors, for I cannot carry my share of a moiety myself. But 
about all this I will write in a day or two when I have had an opportunity of considering the 
matter with Weldon. I don't propose to say what I personally feel about your readiness to 
aid, because it would be making into a personal kindness what I know is enthusiasm for the 
study of your life. I can only hope Biometrika will forward that, but it will have an uphill 
fight. Always yours sincerely, Karl Pearson. 

7, Well Road, Hampstead, N.W. April 30, 1901. 

My dear Mr Galton, I have considered the matter of the Biometrika guarantee fund with 
Weldon and his view is that we should as frankly accept your offered aid as it is frankly given. 
It places us in a position to survive for at least four years and I think if we can survive the 
risk of infantile mortality we shall live on. At any rate we shall do our best to make the thing 
run and supply what we are sure is a real need. We want to make the science into a really 
great organ of discovery. It is almost pitiable to see how good material is wasted. I was 
reading a few days ago a paper by an American on colonies of statoblasts in which he had 
measured the variability in the general population and in the fraternity or colony. He introduced 
what he called a coefficient of heredity = (variability in population — variability in fraternity) h- 
(variability in population), and found this to be what he called small. Then he went into long 
reasons why heredity should be small in a colony of statoblasts. I found on working from his 
own data that the fraternal correlation came out '44 or nearly exactly what it is for stature oj 
brothers in man, or for their eye colour or anything else ! In other words he had really 
demonstrated heredity in these lowly organisms to agree with its value in man and was yet 
searching about to show why it was so small ! This is only one sample of dozens of like papers 
now being issued, and which must ultimately cast discredit on biometric processes, if we cannot 
indicate how these things ought to be worked out properly. Half the Editors' work will be to 
show authors gently how to use their own data! We will send you specimens of title-page as 
soon as we can. Also can you let us have your paper at a fairly early date — say before June 30 
— so that we may not cover in any other part of the number the same sort of ground. Further 
any "Notes" that occur to you on possible biometric work, or notices of books or ideas you 
may come across, would be very welcome. Yours always sincerely, Karl Pearson. 



246 Life and Letters of Francis Galton 

7, Well Road, Hampstead, N.W. June 29, 1901. 

My dear Mr Galton, I am sending you the first proof of title-page and prospectus, etc. 
of Biometrika. You see it will be a capital size for tables and plates. The Syndics of the Press, 
Mr Wright told us, are keen on their own shield appearing, and he added, what I think is 
undoubtedly true, that it is effective as an advertisement. I felt in the face of this that it was 
not desirable to press for our own device. Will you let me have the proof back with any 
suggestions that occur to you ? I hope you don't object to the Quaker-like simplicity of the 
names on the title-page. 

I should have come to talk the whole matter over with you but this is my worst time — 
examinations etc. Yours always sincerely, Karl Pearson. 

42, Rutland Gate, S.W. Monday, 
My dear Prof. Pearson, You have arranged a capital title-page, severe in its simplicity, 
and the Cambridge Press symbol gives it additional weight. I quite approve. There is no note 
that I can see my way to contribute now. Very sincerely yours, Francis Galton. 
I am just back from Cambridge, so excuse the few hours delay in reply. 

7, Well Road, Hampstead, N.W. July 3, 1901. 
My dear Mr Galton, I have been looking at one or two of Darwin's books to see if he 
anywhere emphasises the value of statistical inquiry. I can find nothing; and yet I feel quite 
certain he realised that value by undertaking, as he did, the long series of experiments in Cross- 
and Self-Fertilisation of Plants. In his book he states that he has appeahd to you for an 
examination of his data from the statistical standpoint and for a report. It has struck me that 
although that letter is not in the Life and Letters it might possibly have survived. Do you 
think you have preserved it, and if so is there any apt remark as to the need of statistical method 
in solving such evolution problems? — I should be very glad, if you would let me know if there 
is. My address after tomorrow will be Manor House, Througham, Miserden, Cirencester, 
Glosters. Yours always sincerely, Karl Pearson. 

42, Rutland Gate, S.W. July 4, 1901. 
My dear Prof. K. Pearson, Darwin's letter has not I think survived but I recollect its 
terms well. They would not have helped in what you want. He began in his usual kindly and 
appealing way, apologising for the trouble, and implying that he had not confidence in his own 
power of making the best of the few "ipomaea" statistics, and then asked me to try what 
I could do with them. I doubt if he ever thought very much or depended much on statistical 
inquiry in his own work, in the sense that most members of the Statistical Society would have 
given to it; — though, as you know, he quotes statistical results that others had arrived at, not 
infrequently. Probably, or rather certainly, Frank Darwin would be the best authority on this. 
I am glad you have got away for a little into the country. 

Very sincerely yours, Francis Galton. 
42, Rutland Gate, S.W. July 8, 1901. 
My dear Prof. Karl Pearson, I have just spoken to Frank and to Leonard Darwin, first 
separately and then together. Their views about their father's attitude towards statistics are the 
same as mine, except that Frank's was more strongly expressed. I fear you must take it as 
a fact, that Darwin had no liking for statistics. They even thought he had a "non-statistical" 
mind, rather than a statistical one. Very sincerely yours, Francis Galton. 
I have temporarily mislaid your address, so send this via Hampstead. 

42, Rutland Gate, S.W. Oct. 25, 1901. 

My dear Prof. K. Pearson, Biometrika has just come, and seems most appropriate in general 
get-up. The printing is beautiful and the size of page excellent. I heartily congratulate you. 
One small matter of great comfort to the possessors of a pamphlet, is to have its name printed 
along the back: Vol. 1. Part 1. Biometrika Oct. 1901. Do kindly have this done in future 
numbers. I have already had to write this along the back of mine as well as I could. 

Herewith I send the Abstract of my Huxley Lecture — Oh ! the trouble that the preparation 
of the lecture has given ! It was so difficult to make a track free from bogholes, and to keep the 
stages in proportion. I hope it will further investigations by others. 



Eugenics as a Creed and the Last Decade of Galton' s Life 247 

I have one in view now, that I began upon some years ago, but found that enough years 
had not elapsed since the experiment begun to draw useful conclusions, but every year since 
has brought a fresh crop of data, and there ought to be enough now. It is the correlation in 
the Indian Civil Service between the examination place of the candidate and the value of the 
appointment held by him 1 20 (I forget the figure I used) years afterwards. It seems that the 
value of an Indian appointment is a very fair test of a man's estimated ability. Mr Tuppy, or 
some such odd name, wrote a capital analysis of the careers of Indian Civil Servants. I made 
great use of his book and could soon pick up the long-dropped threads. Nothing however could 
be successfully done without the cordial and confidential help of the authorities at the India 
Office. I dare say I may persuade them to help me again, as they did before. 

I wish next Tuesday was well over. The paper will appear in full in Nature on Thursday. 

Very sincerely yours, Francis Galton. 

7, Well Road, Hampstead, N.W. Oct. 25, 1901. 

My dear Mr Galton, Very many thanks for your kind letter. Certainly the back of 
Biometrika ought to have been and shall in future be stamped. I hope No. II may be a little 
more varied. Macdonell's article on "Criminal Anthropometry" will be a contrast to Garson's 
in the Anthropological Journal! — Latter's on Cuckoos' Eggs will be interesting I think. He 
has measured and examined nearly 300. I hope to get also the Naqada Skull measurements 
in, and a good many more Miscellanea. Still I fear we shall not be popular enough for a wide 
range of subscribers. 

I am quite sure your lecture has been a heavy piece of work. I know nothing which tries 
one so much as endeavouring to put scientific results in a form that the intelligent layman can 
grasp. I am just in the throes of producing two popular lectures for Newcastle — one on Natural 
Selection, and the other on Homotyposis — and I can appreciate from your abstract what yours 
has cost you. 

Please remember Biometrika for the Indian Civil paper. 

I have just been dealing with the Cambridge Graduates, correlating their degree with the 
shape and dimensions etc. of their head and physique geuerally. We have the full examination 
record of upwards of 1000 measured individuals. So far the relationship between size or shape 
of head and intellectual ability seems very slight, but the work is not yet completed. It appears 
to confirm the view I got from skull measurements, that size has very little to do witli 
intellectual grade. 

Next we have reduced the results for pairs of brothers measured in schools, and we find 
that vivacity, shyness, conscientiousness etc., are correlated precisely as stature, forearm, eye 
colour. I think this will be when finished as complete a quantitative demonstration of the 
inheritance of the mental qualities at the same rate as the physical as could be required. 
I fancy our method of using very simple classification (Memoir VII) would suit your Indian 
Civil data. Yours always sincerely, Karl Pearson. 

42, Rutland Gate, S.W. Oct. 31, 1901. 

My dear Prof. K. Pearson, It would be very pleasant if we could meet and have a talk. 
On Sunday our routine is Lunch-dinner at 1 ; Tea at 4.30 ; Dinner-supper at 6.45. Could you 
come next Sunday for 2 or more of these meals and the intermediate time? If so, please say 
what you would prefer. 

I should doubt whether the exchange of Biometrika on equal terms for the Anth. Inst. 
Journal would be a gain to Biometrika, as so very few of the members of the Institute would 
be likely to use it intelligently. 

Quere defer the matter. But do as you think best. Very sincerely yours, Francis Galton. 

5, Bertie Terrace, Leamington. Nov. 17, 1901. 

My dear Prof. K. Pearson, Bravis-is-is-imo re like inheritance of physical and mental !! 
You have made a firm foot-hold here, well worthy of all the elaboration that you have and are 
giving to it. What a blessed feeling it is to come to solid rock, when floundering in yielding 
mud. I congratulate you most heartily. I write from the country but return by Friday, if not 
Thursday. 



248 Life and Letters of Francis Galton 

There is much to be talked over, amongst the rest the possibility of giving a summary of the 
contents of each No. of Biometrika, in language that a newspaper could copy, giving the net 
results obtained in the papers it contains, distinguishing between statement of facts that for 
the present go no further, and deductions from them. If you thought this feasible, the 
existence of such a resume would greatly aid the reader. 

You will have before long to give a glossary and definitions of technical words, and references 
to the places where they were first employed. Also, a very compact account of the chief 
processes used would be of great service to many (with references of course). Doubtless you 
have in view the eventual publication of a regular text-book on statistical operations. 

I wish we could meet somehow. I could easily be at home next Saturday or Sunday if you 
cared to fix an hour and a meal, or meals. Dinner-supper on Sunday is always 6.45 to let the 
cook have time to put on her best bonnet for church. Such is the sex. 

Ever sincerely yours, Francis Galton. 

7, Well Road, Hampstead, N.W. Dec. 26, 1901. 

My dear Mr Galton, I have been intending for some days to send you a line of sympathy 
on being laid up, but I wanted to enclose a New Year's Greeting from the workers in my 
statistical laboratory, and I could not get it finished until this morning. I have always felt 
we must go into the point more fully, since you laid stress on the view that ability was 
correlated with the size of the head in your criticism of Dr Lee's paper. There is still a chance 
that extreme genius may exhibit something abnormal in the size of head, but I think it is now 
pretty clear, if we are to look upon ability as normally distributed in the population, there is 
only a very small, practically negligible correlation between it and either the size or shape of 
the head. 

We propose next to find out whether there is a higher relationship between ability and 
health, strength and general physique, and then to test its relation to temper and moral characters, 
from the school data schedules. 

It is a shame to send a gift and then ask for it back ! — But I have not had the chance of 
making a copy, and I might possibly find an abiding place for it in Biometrika or elsewhere. 
Please let me have also your criticisms and suggestions. 

I am sending you besides a paper by Macdonell to appear in the next number of Biometrika. 
It is rather long and full of tables, hut it involves nearly 18 months stiff work and the material 
is of value for a number of purposes. I think it shows that for many purposes the fourfold 
classifications we are now making can safely replace the old laborious tables of correlation. 

With the best wishes for the New Year and with the hope that Biometrika may not during 
its first year of life disappoint you badly, I am, Yours always sincerely, Karl Pearson. 

42, Rutland Gate, S.W. Dec. 31, 1901. 

My dear Prof. K. Pearson, The New- Year gift is indeed acceptable both in itself and as 
evidence of your continued zeal and power of influencing others to work with you. Hearty 
thanks and best New-Year wishes. 

The non-correlation of ability and size of head continues to puzzle me the more I recall my 
own measurements and observations of the most eminent men of the day. It was a treat to 
watch the great dome of Sylvester's head. William Spottiswoode was another of the 5 or 6 
largest ; so was that encyclopaedic physiologist Prof. Sharpey. That most accomplished &, 
many-sided official, Sir John Lefevre (formerly a senior wrangler), was the largest of all. 
Gladstone's head, which I myself measured, was very large. Again, comparatively the other 
day, I was one of a deputation of physicists to the Treasury about the National Physical 
Laboratory and sitting behind the front row I marvelled at their skulls. Lord Rayleigh, Stokes, 
Lord Lister, Lord Kelvin were all remarkable partly perhaps owing to the powerful moulding 
of their heads, irrespective of size. A Frenchman collected the recorded weight of brains of 
many eminent people and published them in one of the French anthropological periodicals 
many years ago. They contained remarkable weights. However I can say nothing against the 
validity of your results. 

One thing ought to be remembered, that bigness of head and sturdiness of build go together. 
A judge (the late Sir Wm Grove), whose large head I often measured, told me that it came 



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Eugenics as a Creed cmd the Last Decade of G alto ri 's Life 249 

before him on evidence that the hats of stablemen were markedly smaller than those of other 
people. He inferred that they were less intelligent ; I, that stablemen are always light weights 
(in youth). A heavy boy would not do to exercise horses. Another of my 5 or 6 large heads 
was Admiral Sherard Osborn. He was very broadset. Also he was considered generally to be 
the ablest man of his day in the Navy and the accepted mouth-piece of reform. (He died of 
heart spasm while still young.) 

I have been quite bad, this is by far the longest letter I have been up to for many days. 
I went to Brighton to shake oil' remains of bronchitis and brought it back increased 7-fold. What 
with phlegm and spasm I had a fight for it on Xmas Day, but am now mending fast. I dare 
not write more now or would have said something on Macdonell's paper. I wish he had seen 
his way to express the magnitude of the advantages of scattering the arrangement of the 
Register. One good reason for beginning with the head is that a criminal must have a head, 
but he need not have a finger or an arm — and these may be contracted. 

E. R. Henry, who is now supreme over the identification department in Scotland Yard, is 
reclassifying the whole collection, primarily by finger-prints and secondarily only by measure- 
ments. He looks forward to abolishing measurements entirely in England, as he did in Bengal, 
stating that errors are more frequent than Garson thought and that they shield the culprit, 
whereas finger-prints cannot err. I think he overdoes the view, rather, but this is his attitude 
and he has the power to carry out his views. I was much pleased with the order and smartness 
he has imposed on the office. Garson's connection with it has entirely closed. He, unluckily for 
himself, took up a critical position towards Henry, who being his superior and a smart dis- 
ciplinarian, would have none of it. If Dr Macdonell induces that vainest of men, Alphonse 
Bertillon, to remodel his cabinet it will indeed be a marvel. 

I must rest now, with every good wish for you this coming year and for Biometrika. 

Very sincerely yours, Francis Galton. 

42, Rutland Gate, S.W. Nov. 2 (Sunday), 1902. 

My deau Karl Pearson, I am just off to France, arriving on Wed. the 5th at Hotel Con- 
tinental — Hyeres (Var) France and staying there a week certain, afterwards according to health 
and weather. I will thence write again. Don't post any thing to me there later than on Saturday 
next the 8th. I fear it would be too risky to send Beddoe's paper, of which you spoke. Your proof, 
that of your latest paper which you kindly sent me, goes with me. What fertility of mathematical 
invention you have ! 

I have recently attacked the finger-print problem (of natural relationship between the 
various patterns) in quite a new way (no mathematics in it, however), with most promising 
results thus far. It would be tedious to explain, but it will give me a couple of months happy 
occupation while abroad at the rate of 3 hrs. a day which is now my maximum of safe 
performance. Good-bye, Very sincerely yours, Francis Galton. 

7, Well Road, Hampstead, N.W. November 21, 1902. 

My dear Francis Galton, I have been hoping to hear your address so that I might send 
you a line of satisfaction with regard to the Darwin Medal. But as you must have left Hyeres, 
and as I do not know how to reach you in Sicily, I send this via Rutland Gate. 

It seems absurd for me to congratulate you! I can only just say what I said to Weldon 
when he announced the gift of the medal to me four years ago : "Francis Galton ought to have 
been given it, not I." To which he replied : "To you it means encouragement to go on, to him 
recognition of the achieved, which everybody already recognises.". .."You get honour from the 
medal, he would give it honour" — or words to that effect. So it seems also to me that your 
receiving the medal will make it of greater value to younger recipients, but hardly give you 
that recognition which helps younger men with their work little known. I may write this now, 
for the fact that I received the medal four years ago has always had the feeling associated with 
it, that you ought to have received it long before I did. I trust, however, it may still give you 
pleasure, and for myself I can only say how it enhances the value of my own. I hope you have 
been having fair weather and maintained your health. You will have been lucky to escape the 
last ten days — the worst November I remember. Dr Beddoe has not yet sent me his article. 
T hope to have Vol. I. Part II wholly in type soon. Please remember me to Miss Biggs, and 

Believe me, Yours always sincerely, Karl Pearson. 

pgiii 32 



250 Life and Letters of Francis Galton 

(Postcard) H6tel des Anglais, Valescure pres St Raphael (Var), France. 

Nov. 27/1 902. 

Thanks, hearty thanks, for your very nice letter. My pleasure at the award is and was a little 
embittered by the thought of standing in the way of younger men. Of course I value the honour 
very highly. Also another most unexpected one of being just elected Honorary Fellow of 
Trinity, Cambridge, my old College. Thanks to the pure air here, I have wholly thrown off first 
the asthma and then the chronic cough ! I never expected such good luck as this. We shall stay 
here a little longer and then to Italy. Very sincerely yours, Francis Galton. 

Glad that the next No. of Biometrika is in type. You are making a success of it, to all 
appearance. 

Address : Hotel Bristol, Piazza Barberini, Rome. 

I shall be there for about 2 months beginning with Dec. 22d. 

Dec. 8, 1902. 

My dear Karl Pearson, To my surprise the enclosed big cheque reached me this morning. 
I had quite forgotten it was part of the award. I cannot think of applying it to my personal 
use (as I have as much income as I want), but to some object in accordance with that for which 
the Darwin Fund was established, and can think of none more suitable than Biometrika. Please 
therefore take it as a sum to be paid in relief, so to speak, of the Guarantee Fund ; not 
intended, even if it could be, ever to be repaid but to be swallowed up in the initial expenses. I am 
very glad to have the opportunity of thus contributing. 

The pure air of Valescure has taken away the whole both of my asthma and of my cough, 
at least for the time, and I feel more fit, than for 2 or 3 years past. We leave Valescure 
to-morrow, reach Bordighera (Hotel de Londres) next Monday, and Rome the Monday after. 

I have no news that you would care about. The finger-prints give daily occupation. It is 
curious how many " blind alleys " one strays into, during any new course of inquiry. This one 
seems worth a good deal of trouble, but its merits may be more specious than real. Do please 
send me Biometrika news to Rome. Ever very sincerely, Francis Galton. 

University College, London. Dec. 10, 1902. 

My dear Francis Galton, Your letter and its enclosure reached me this morning. I cannot 
tell you how I appreciate your kindness and thought in the matter. I am communicating with 
Weldon by this post. I know it will give him as much pleasure as it gives me. I think you know 
that finally we collected a fund of £400 to start Biometrika with, and that the total call on that 
fund as a result of initial expenses was under £70. Against this we have about 250 copies of 
Vol. I, which ought to be sold some day*, and which when sold ought really to recoup the Guarantee 
Fund as well as the smaller loss of the Press Syndics. What I would therefore propose to do, 
if it meets with your approval, would be to recoup the Guarantee Fund, so that we start the 
second year again with our £400 balance, and reserve the remaining £30 to help in the publica- 
tion of any special memoir which is expensive on account of large tables or plates. I am not 
indeed at all sure that to devote the whole sum to one or two important memoirs as they come 
in, might not meet your wishes and the purport of the fund best. If so please let me know. 
The guarantors were besides yourself —Mr R. J. Parker t — the Attorney General's "Devil," — 
Dr W. R. Macdonell, Weldon and myself, and I don't think any of us are very keen on seeing 
our money back again, if the Journal can be thoroughly established by its use. Hence, I think, 
we should look upon the recouping of the oi-iginal Guarantee Fund rather as an omen that we 
had a longer definite life, than as a personal satisfaction. If we devoted £30, or any further 
sum to the publication of some extensive paper, please allow us to make a little note stating 
that help in the publication of that particular memoir has been obtained from your kindness 
with regard to the Darwin Fund. 

I am so glad the change has suited you. I have not sent proofs because I thought your 
address so uncertain but I will write a " biometric " letter soon. 

Yours very sincerely, K. Pearson. 

* A prophecy fulfilled as several parts of these volumes have had to be reprinted, 
t Afterwards he sat in the House of Lords, as Lord Parker of Waddington. 



Eugetiics as a Creed and the Last Decade of Gallon's Life 251 

(Address) Hotel Bristol, Rome. Dec. 13, 1902. 

My dear Kakl Pearson, Your letter awaited me here at Bordigliera, on arriving this 
afternoon. The plan that most commends itself to me is that of paying off the £70, so as to 
leave the Guarantee Fund untouched up to the present time, and to use the £30, as you suggest, 
for getting good work done especially in plates, that would otherwise be left undone. But please 
use your full discretion. 

I rather shrink from my name being used as you kindly propose. It is difficult to express 
what is wanted without any appearance of glorification, viz.: that I feel that the £100 could 
not be bestowed more appropriately than on Biometrika. It is especially difficult to express 
this without provoking the rejoinder that that is precisely the view that a Consultative Editor 
of the periodical might be expected to take ! Don't put anything in type to the above effect 
without my seeing it first, please. 

This blessed Riviera air ! There ought to be a Goddess of that name and many temples to 
her, all along the coast. 

I was amused to read long quotations from you, in the largest of type, impressed into doing 
duty as a puff for the Encyclopaedia Britannica, by the " Times." It was about the advantage 
of science to modern civilisation and consequently the advantage to everybody of buying that 
scientific encyclopaedia. Anyhow they found your weighty words very suitable to their own 
commercial object. 

We stay 4 days here, 2 at Alassio, 2 at Pisa, and reach Rome on the 22nd. Wishing you 
all well through the horrid wintry weather. Ever very sincerely, Francis Galton. 

I wrote the above in bad light, when I find both spelling and grammatic composition difficult 
on paper. Please on these grounds excuse the many corrections. 

7, Well Road, Hampstead, N.W. Dec. 27, 1902. 

My dear Francis Galton, It is with a feeling of shame that I take up my pen, for I had 
fully intended to write you a letter to await your arrival in Eome. But a slight attack of 
influenza and a general feeling of inertia following on it have made me reluctant to do ought 
but the most necessary things. Now your letter comes to reproach me for not having bestirred 
myself to send you a Christmas greeting. I forward with this some Biometrika proofs for 
Part II of Vol. II. I expect you will have received Part I ere this. It is very late, but I sent 
the MS. to Press in August last ! They are very dilatory. I have asked Yule to modify his 
article by giving a general popular account of association to start with. I think Lutz's paper 
is interesting as strengthening at least for one character the effect of a change of sex. The 
mouse paper in Part I is not quite definite enough, but I hope to get a second paper in Part II, 
on further results. The Shirley Poppy paper contains a great deal of work, and I wish it were 
more definite, but until we get a Biometric Farm where secular experiments of this kind can 
be carried out under uniform conditions, I don't think we can do much better. So far as it 
goes, it is quite in favour of plants obeying laws of inheritance very like those known to hold 
for man and horse. I hope to have a paper on the Law of Ancestral Heredity showing really 
what it assumes and how far we can at present assert it to hold. 

It is pleasant to hear of breakfast out of doors in Alassio, and of the sun too hot to sit in 
at Baliano ! I have just received 200 ants from Petrie's settlement and hear of 100 hornets in 
spirit coming. Please don't forget the celandines, if you get further south and find the collecting 
not too irksome. I shall hope to get the paper on the first series out in the next Biometrika. 

Pray send me any point in the finger- print investigation which you think I might elucidate. 
I am much interested in its possibilities, and think it ought to be rendered available for heredity. 
Weldon is now in Sicily, most happy over snail finds. Yours very sincerely, Karl Pearson. 

(6) Work and Correspondence of 1903. In 1903, largely as a result, if 
indirectly, of Galton's influence, a Royal Commission was suggested for the 
purpose of inquiring into the asserted deterioration of the British race owing 
to bad environmental conditions. Galton grasped at once that a report of 
such a commission dealing only with possible degeneration would be of small 
service unless a larger object were kept in view in the course of the inquiry 

32—2 



252 Life and Letters of Francis Galton 

itself, namely, the means by which any race can be improved, and these means 
were for him undoubtedly selective breeding. Accordingly he contributed an 
article to The Daily Chronicle of July 29, 1903, with the aim of propounding 
his views in a popular form. The article was headed (probably in the editorial 
office) "Our National Physique— Prospects of the British Race — Are We 
Degenerating?" As a matter of fact Galton in this article is more con- 
cerned with increasing our racial efficiency than with emphasising alarming 
reports of its deterioration, with regeneration rather than with degeneration. 
He states that he has no intention of confining his remarks to the wastrels 
and the slums : 

" The questions I keep before me are whether or no the British race as a whole is, or is 
not, equal to its Imperial responsibilities, and again how far is it feasible to make it more 
capable of the high destinies that are within its reach, if it possesses the will and power to 
pursue them. I wish that each one of us should stand aloof from ourselves as a whole, and 
should watch the conditions and doings of our race, much as an authority of the Royal Agri- 
cultural Society might criticise the stock of his neighbour over the hedge. If we do so we may 
learn in what ways our own stock and its rearing are open to improvement and we may perhaps 
ensue it." 

Galton has no doubt that the pick of the British race are as capable 
human animals as the world at present produces. He holds that their chief 
defects are to be found in their want of grace and of sympathy, 

" but they are strong in mind and body, truthful and purposive, excellent leaders of the people 
of lower races. I speak more particularly of those who are selected to go abroad in various 
high capacities, whether by Government or by firms to carry out large undertakings under 
circumstances where they have to depend much on themselves." 

The term "lower races" is very unfashionable at the present time, but it 
is a pleasing and emotional sentiment rather than real anthropological acumen 
which asserts that all men are of equal value at birth, or that all races are, 
physically, mentally and socially, of one standard of fitness. The distinctions 
between man and man, and race and race, are in the main inborn and 
not "innurtured" — I would say "inbred," but for the double meaning of that 
word*. 

Of the "lower middle classes" Galton's judgment was very unfavourable. 
He finds the average holiday-maker and cheap-excursion tourist unpre- 
possessing as compared with the like section of other European races. We 
may superficially, perhaps, but nevertheless with some justification, sum them 
up as mentally and physically litter-scatterers. 

"As regards the physique of Britons, I think we hrag or have bragged more than is right. 
Moreover we are not as well formed as might be. It is difficult to get opportunities of studying 
the nude figures of our countrymen in mass, but I have often watched crowds bathe, as in the 
Serpentine, with a critical eye, and have always come to the conclusion that they were less 
shapely than many of the dark-coloured people whom I have seen." 

* Few teachers who have had to instruct young men of many races — and usually the best 
of the " lower races " — would deny that mentally at least they can be graded. Exceptional 
men may possibly arise in any race, but it is the averages we have to regard. It was greed 
that introduced the negro into North America; it was lack of insight which did not push him 
northwards in South Africa. In both cases the "lower race" now forms a grave and almost 
unsolvable problem for the future. 



Eugenics as a Creed and the Last Decade of Galton's Life 253 

Galton gives an account of the Sandow competition in which the three best 
specimens were selected out of some eighty of Sandow's pupils. Galton was 
present when the trio was selected and thus states his impressions : 

"I did not think these best specimens of the British race to be ideally well-made men. 
They did not bear comparison with Greek statues of Hercules and of other athletes, being 
somewhat ill-proportioned and too heavily built. I must say that I was disappointed with 
them from the aesthetic point of view, though in respect to muscular power they seemed 
prodigies. Sandow afterwards exhibited himself in a pose that brought out his chest and arms 
to full advantage, and in that statuesque position I placed him as far superior to all the 
competitors." 

What Galton says about British physique and about the physical beauty 
of our trunk and limbs is probably very true. We have recently seen the 
foreigner our equal or even our superior at most of our national sports ; he 
only needed the proper training to defeat us. Nor is the somewhat low 
standard of physical beauty confined to trunk and limbs — anyone who makes 
an extensive study of the English skull must be forced to the conclusion that 
aesthetically at least it is not of a high type. The stock-breeder "looking 
over the hedge" must conclude that these are not directions in which much 
can easily be achieved. Yet he would affirm emphatically and 

" with justice that the whole of a race which was able to furnish the large supply which is 
produced in Great Britain of men who are sound in body, capable in mind, energetic and of 
high character, has the capacity (speaking as a rearer of stock) of being raised to at least the 
same high level." 

This, Galton believes, could be attained by making use of both Nature and 
Nurture. Of the former Galton holds that if a strong and intelligent public 
opinion can ever be roused in favour of improving our racial breed, then there 
are a number of small influences which even now operate under existing 
sentiment and law and which are capable by co-operation and development 
of producing great results. He admits, however, that we have yet much to 
learn that lies well within the province of anthropology, before it would be 
justifiable to attempt a crusade; otherwise grave mistakes will be made and 
the movement will be discredited. 

" My attitude, which has usually been misrepresented, is to urge serious inquiry into specific 
matters which still require investigation in the well-justified hope that a material improvement 
in our British breed is not so Utopian an object as it may seem, but is quite feasible under the 
conditions just named. But whatever agencies may be brought to bear on the improvement 
of the BHtish stock, whether it be in its Nature or in its Nurture, they will be costly, and it 
cannot be too strongly hammered into popular recognition that a well-developed human being, 
capable in body and mind, is an expensive animal to rear." 

It will be seen that here as elsewhere Galton places the acquirement of 
eugenic knowledge before eugenic action — -Eugenics Research Laboratories 
must be developed before Eugenics can be safely preached as a popular creed. 
He illustrates this by propounding a problem concerning nurture : If a dole 
be available to help in the rearing of a child, at what period will assistance 
be most effective ? Is it when it is growing most rapidly and most needs good 
feeding, or may irremediable mischief be done by withholding it until that 



254 Life and Letters of Francis Galton 

age is reached? If the State has only a limited amount of money to spend 
on its children, let it investigate first when it is of most use in improving 
the bi'eed — whether in infancy, at school age, or during the rapid development 
of youth. 

The reader may think I have given too much space to an ephemeral news- 
paper article. It is not because of the suggestions it contains, but rather 
because it exhibits the cautious statements and the moderate proposals to 
which Galton gave expression even on a topic about which, as those who 
knew him well can testify, he felt with almost religious fervour. 

During this year (1903) Galton had turned to finger-prints again, and 
was very busy trying to find a measurable character common to all patterns. 
He endeavoured to obtain this by what he termed the "interspace" — a 
diameter drawn across the core (of loops or whorls) so as to be perpendicular 
to both its upper and lower borders. The interspace was to be measured in a 
mean ridge interval of the core as unit, this mean ridge interval being obtained 
as the average of ten ridges taken along the interspace. The arches were a 
serious difficulty, for Galton concluded that they had no interspace, and they 
tended to lump up at one end of his frequency distributions. Galton's views 
are given in the accompanying letters ; they were never published, although 
for the remainder of his life he occasionally returned to finger-print studies. 
As they may be suggestive to other workers, I reproduce them. 

Grand Hotel, Naples. March 2, 1903. 

Dear Karl Pearson, Your card of the 26 th came all right yesterday, but the previous 
one which you mention, in reply to my letter enclosing Bicknell's, had and has miscarried. 
Hence my eagerness for tidings. You say that subscriptions are falling off — here however you 
will find one and probably two new subscriptions. I have written to M r H. to say that I am 
forwarding his letter to you for reply and that I am ordering his book. ..to be forwarded to 
you also. Please answer to him his quere about the way of remitting his subscription. I know 
nothing of hirn. 

It is to be regretted that biologists do not welcome Biometrika, but the welcome cannot 
yet be expected. Would it be possible to give a summary of work done, that must prove useful 
to biology and which without biometric methods could not have been done 1 We seem to need 
something of that kind more and more ; something so free from technical language that news- 
papers could copy it, and their readers could understand and like it. Of course it could only 
contain cream and be in no way exhaustive, but it ought to be so far mentally digestible by the 

average biological intelligence as to leave some conviction upon it of the utility of biometry 

As regards the finger-prints I am in a little doubt, being not sure how far my collection 
of Bengal Criminals may be thought suitable, or even whether they are strictly non-selected. 
From the comparative absence of transitional patterns I fear that many of these may have been 
sorted out of the collection, which is one of a few hundred duplicates of some of the main 
collection of about 6000. They were used to enable M r Henry (now Assistant-Commissioner 
at Scotland Yard) to show off the rapidity with which the original of any selected duplicate 
might be traced. It is possible that his clerks may have avoided troublesome transitional cases 
sometimes, but M 1 ' Henry seems not to be cognizant of this. At all events I should prefer to 
work on my own collection, but that, alas, is classified, so I should have to go through the 
whole of it, 2600 odd in number, if I touched it at all. This would be a very tedious job, for 
I must not draw outlines on the patterns themselves, — which is easy but might spoil them, — 
but must trace them, which is very troublesome even with the best tracing paper and the best 
light. Would you however look at the enclosed table and tell me how it strikes you 1 Perhaps 
you might even get some one to work out the correlation index. 



Eugenics as a Creed and the Last Decade of Galton's Life 

[Enclosure in Galton's Letter of March 2, 1903.] 



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256 Life and Letters of Francis Galton 

I am quite sure that my way of working on the 2 forefingers is the best for getting at the 
relations between the various patterns, and I have already learnt much that is new, but I 
shrink from more work on my present material. Finger patterns seem to me an ideally good 
subject, not only for heredity work, but for much else of evolutionary interest. If you think 
the enclosed table of 200 cases full enough, or nearly so, I should take pains to get that 
number, or double that number, printed off at some school or elsewhere, especially for this 
inquiry. They would have to be rolled impressions printed in triplicate at least. Such impres- 
sions are rapidly taken. I easily take 12 of my own fingers carefully in one minute, when all 
is ready, or in five minutes counting from the time of sitting down to the table with my appa- 
ratus in my pocket to that of rising with everything cleaned and packed in my pocket again.... 

Very sincerely yours, Francis Galton. 

The weather is becoming cold, not good for travel further. 

[Postcard] University College, London. March 6, 1903. 

I have just had time to work out your correlation table. I find : 

Mean, Left forefinger - 244 mean ridge interval. 

S.D. „ „ -1047 „ 

Mean, Right „ -229 „ 

S.D. „ „ -1048 „ 

Correlation = -8203. 

The correlation of the distal phalanges of the R. and L. forefingers as given by Lewenz and 
Whiteley in Biometrika is -79, i.e. within probable error of your result. Karl Pearson. 

I wrote further to Galton asking for information upon the "interspace" 
and upon the want of continuity due to the Arches being treated as of zero 
"interspace." One of the main difficulties in his restriction of the data to 
the two forefingers was that a rare type of print that appears on one fore- 
finger may not appear on the other forefinger but on some* other finger of 
that hand, and experience seems to show that the prints of all ten digits 
must be taken into consideration when judging the resemblance of relatives 
by means of finger-prints. I received the following illustrative letter from 
Capri : 

March 16, 1903. 

My dear Karl Pearson, I have at last got your long letter of March 5 and enclosures 
at Capri, where we have been 9 days. After a very little more touring we turn homewards. 
The loss of 20 subscribers is bad, and so is the attitude of both biologists and mathematicians 
to Biometrika, but the second year of a new venture is always the most trying time*. The first 
flush of expectation is over, and the solid merits have not had time to assert themselves. It 
seems to me to want some cheery writing in good reviews to show in an intelligible form a few 
definite blunders into which biologists have fallen for want of biometric methods. I expect 
craniology would furnish topics. I recollect once that kindest of men, Sir W 1 " Flower, being 
on the verge of wrath because I pointed out the insufficiency of evidence drawn from the mean 
values of a few skulls of some savage race (I forget which) in determining the race to which 
a particular unknown skull belonged. Craniological literature would contain, I should think, 
many rash statements which could be assailed triumphantly by a facile writer and sharp critic. 
Dear old Beddoe is the most rambling of thinkers and writers as well as one of the most 
industrious of workers. I am not surprised to hear that his paper is far below the occasion, 
wrong in its criticism and wrong even in its arithmetic and generally slipshod. The photo- 

* [Those were anxious days for the Editors of Biometrika as they watched the slipping away 
of their funds. Nowadays several parts of those early years have been reprinted, and complete 
series sell at very high prices !] 






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Eugenics as a Creed and the Last Decade of Gallon's Life •_'."> 7 

graph of the skull that you send is exceedingly good, and is I presume (together with the 
rest) taken under standard conditions, and selected in some way free from bias, other than 
what may be clearly stated about them as intended to be conveyed by the word "English." 
English unless narrowly limited includes so great a diversity of type : — dark and fair, Cornish, 
Sussex, Midlands, Yorkshire, Welsh, Scotch, Irish, etc. &c. — ill-fed and well-fed, educated and 
uneducated, etc. etc. — that it is very difficult to deal with English as a whole, except by taking 
homogeneous subgroups*. I found this emphatically the case with my S. Kensington anthro- 
pometric data. Out of many thousand cases I failed to form a single homogeneous (quasi-homo- 
geneous) group that satisfied me. If you think that your collection is fairly free from this 
difficulty, please tell me what you think the cost of printing them would be, and I will see if 
it be possible for me to afford it. It is most desirable that some standard and unquestionably 
useful work — obviously useful to biologists — should appear in Siometrika. 

About the finger-prints, what I sent was a mere scrap and would require a great deal 
both of explanation and of collateral conclusions. The lump at the commencement of the 
series is to me of the greatest interest, for it emphasises the fact that the patterns do not form 
a continuous series, but a group or order composed of many sub-groups or species ; each of 
these lias a curve of frequency of its own. They are in some sense convertible, and they form 
hybrids, but the arches are far more "pure blooded" (so to speak) than any of the others. 
They are antipathetic to whorls. An arch on one forefinger is associated with a whorl on the 
other only once or twice in a hundred cases, and then only imperfectly. Then there is the case 
of radial and ulnar slopes, and their connection with whorls. We have in fact a menagerie of 
different creatures, breeding promiscuously, and yet at all times divisible into a limited number 
of definite types, each with its own law of frequency, whose statistical proportions between 
themselves seem to be constant. Its study has therefore a very close bearing on the evolution 
of species (as indeed I pointed out in my first paper on Finger-Prints iu Phil. Trans.). This 
study has the great advantages (1) that age has no effect on the patterns, when the ridge 
interval is taken as unit of measurement, and consequently (2) that it would be easy to get 
and to use family prints to 3 and even 4 generations, (3) that the data when once obtained 
are free from all error of measurement, for they are themselves the things to be measured f. 
I send prints of my own fingers, which are a worse example by far than the generality of those 
one might get, chiefly because the wrinkles of age leave numerous gaps in the form of white 
streaks, and also because I have smeared them by manipulations immediately after they were 
made, but they will serve to explain the dimension measured in the table I sent. The loops are 
troublesome only in the sense that the very best dimension is hard to define ; on the other hand 
many reasonably alternative dimensions give practically the same result. The measure desired 

* [The skulls in question all came from a single 17th century pit in Whitechapel, and 
were reasonably homogeneous and close to similar series from Liverpool Street and Farringdon 
Street. The photographs were the first of the series of standardly orientated crania on a large 
scale which have since then continuously appeared in Biometrika. Gal ton's offer was spon- 
taneous like several others, but not accepted. " Of course I could not think of your aiding us 
further at present. We made up the loss to the reserve fund with your Darwin Medal grant, 
and it left £30 to the good which might be reasonably expended on illustration if you approved. 
...The photographs were all taken the same distance from the objective and in the same manner 
for each aspect, but different aspects had to be treated rather differently — a profile on a smaller 
scale than a frontal view, etc. The difficulty of getting a ' mean ' focus on a solid body must 
cause some variation, however, even in the distance. On the whole, I think, photographs of 
skulls must be taken to represent qualitative characters, which are after all, if indescribable, 
realities. I have tried a good deal, but do not believe that cranial photographs will ever serve 

usefully purposes of measurement I hope you will come back fit and well for climbing 'May 

hill,' which an old medical friend always describes as the great task of the year. I am going 
to Newbury to meet Weldon to-morrow to talk over Part III, while I hunt for Easter quarters. 
We want to be near Oxford, Weldon for the mice and I for Weldon." K. P. to F. G., March 20, 
1903.1 

t [I think Gallon must mean here that the stored data are free from error of measurement. 
Whether we take head measurements or finger-print measurements (and Galton is speaking of 
quantitative not qualitative classification) the measurement must be taken once.] 

i' oni 33 




258 Life and Letters of Francis Gallon 

is the magnitude of disturbance caused by the finger nail. When the disturbance is great 
compound patterns tend to appear as the " kernelled loop " 
(right ring-finger). [Gal ton gives sketch : see our Plate XI, 
Fig. 19.] 

In the Arches the disturbance does not occur at any one place, 
but is distributed. [Sketch : see our Plate XXIII (1-6).] 
When I come back I must begin to collect data : viz. triplicates, 
rolled impressions of two forefingers, using a separate half-sheet 
of note paper for each person. I now understand quite what I 
want, and can use a clerk, working with comparatively slight 
supervision after he is well trained and started. The outlining 
is very distinct when done with the very black ink used by 
artists who draw for " process- work." I have contrived a 
wonderfully neat pocket-apparatus for printing, only the size of 
a small lucifer match box and value under l' 1 . Very sincerely « ^ p rm t 3 f t wo f ore fingers 
yours, Francis Galton. in triplicate. 

Galton, when he returned to England, circularised many folk, issuing small 
finger-printing apparatus, and asking for the prints of the two forefingers 
of as many relatives to be taken as possible. To aid him in the reduction of 
these and other data Galton desired to find an assistant. On the advice of 
Dr Alice Lee, he selected Miss Ethel M. Elderton — a most happy choice. 
She received her first training from Francis Galton, then became successively 
Secretary to the Eugenics Record Office, Galton Research Scholar in the 
Eugenics Laboratory, then Galton Fellow, and is now Assistant-Professor in 
that Laboratory. Perhaps this was the best result that flowed from the 
forefingers-print collection ! 

(7) Work and Correspondence of 1904. Two events of this year had 
importance in relation to Eugenics, the one dealing with scientific research 
and the other with popularisation. The first was Galton's gift of £1500 to the 
University of London for the furtherance during three years of the scientific 
study of Eugenics. I have already referred to the Galton Research Fellowship 
when discussing the definition of Eugenics. Our correspondence for the latter 
end of the year chiefly dealt with the various candidates for the Fellowship 
with some of whom I was acquainted as well as with their work. The selec- 
tion committee ultimately recommended Mr Edgar Schuster, an Oxford 
student of Weldon's, who had already done good biometric work, and Miss 
E. M. Elderton was appointed as his assistant. University College provided 
rooms at 50, Gower Street, which at Galton's request were entitled the 
" Eugenics Record Office." In the same house were lodged for working 
purposes two or three post-graduates, an overflow from the Biometric 
Laboratory, but there was no other link between that Laboratory and the 
Office. Galton himself was in control, and the main scheme in hand was to 
form a register of "Able Families," of which only the portion dealing with 
Fellows of the Royal Society reached completion*. Schuster during his 
tenure of the Fellowship also wrote two memoirs, one on " The Inheritance 
of Ability " in conjunction with Miss Elderton and a second entitled " The 
Promise of Youth and the Performance of Manhood." These two memoirs 

* See the present volume, pp. 113-121. 



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Eugenics as a Creed and the Last Decade of Galton's Life 2;">9 

were excellent pieces of work*, and I am the more willing to praise them as 
I had no connection whatever with the Eugenics Record Office. I was not 
on its Advisory Committee, and Galton, knowing how pressed I was at that 
time with work, did not as far as I can recollect ever consult me as to the 
research in his Office ; once or twice only Schuster asked for aid in dealing with 
statistical matters. In the main it was Galton, with some aid from Weldon, 
who developed this first attempt at a Eugenics Laboratory. When two years 
later Galton asked me to take charge of the Office I was only too glad to 
publish Schuster's memoirs as the first and third of the new Eugenics 
Laboratory publications. These writings and a couple of papers on the 
inheritance of psychical characters and of deaf-mutism demonstrated that 
Galton's proposals for eugenetic research were feasible, and that his endow- 
ment was not being wasted. If in the future the question arises when and 
where did Eugenics as an academic branch of study take its origin, the 
answer can only be : In the autumn of 1.904 in the two rooms at No. 50, 
Gower Street under the direction of Francis Galton, within a few yards of 
the house on the same side of the street where Charles Darwin started his 
married life when he returned from his voyage in the " Beagle." When 
Eugenics becomes a great factor of academic and political life — as important 
as State Medicine, — which I have no doubt it will be in the future, then 
that house will deserve to be commemorated ! 

The second important event for Galton and Eugenics in the year 1904 
was really anterior to the foundation of the Eugenics Record Office. I have 
already noted that Galton had endeavoured, although not very successfully, 
to interest English anthropologists in Eugenics. He now turned with a some- 
what greater degree of success to the Sociologists, and in particular to the 
newly founded Sociological Society. A lecture was given by him at a meeting 
of that Society held on May 16, 1904. It was exceedingly well-staged except 
in one unfortunate respect, the choice of a chairman. There was a reasonably 
well-directed discussion and there were written expressions of opinion upon 
Eugenics as science and art from a number of men with familiar names. 
Maudsley and Mercier were doubters and apparently ignorant of the know- 
ledge already obtained ; Francis Warner generalised on impressions ; Weldon 
preached the sound doctrine " that there can be no doubt whatever that for 
the student of Eugenics or of organic evolution generally, the conclusions 
drawn from the larger mass of complex material are far more valuable than 
those drawn from the simpler, smaller laboratory experiment " ; H. G. Wellsf 
was of the opinion that more can be achieved in the way of improving the human 
race by the sterilisation of failures than by the selection of successes for breed- 
ing; Benjamin Kidd was dogmatic without being convincing; Palin Elderton 

* Both now unfortunately out of print. 

t This popular author set an absurd myth on foot by saying : " Eugenics which is really 
only a new word for the popular American term stirpiculture." " I wish," said the German 
Professor, " that Lord Rayleigh would more frequently acknowledge his indebtedness to Mr 
Strutt." Galton himself actually invented the word " stirpiculture " and changed it advisedly 
to eugenics ! 

33—2 



260 Life and Letters of Francis Galton 

considered that actuaries as a body hold that environment operates merely as a 
modifying factor after heredity has done its work; L. T. Hobhouse maintained 
that if the problem of stock is to be taken into consideration at all, then it 
ought to be by intelligently handling the question rather than submitting to 
the blind forces of nature, but until there is more knowledge and agreement 
as to criteria of conscious selection, " we cannot, as sociologists, expect to do 
much for society on these lines " ; William Bateson held that " the ' actuarial 
method ' will perhaps continue to possess a certain fascination in regions of 
inquiry where experimental methods are at present inapplicable," but urged 
that those who have such aims at heart (as Galton) would best further 
Eugenics by promoting "the attainment of that solid and irrefragable know- 
ledge of the physiology of heredity which experimental breeding can alone 
supply"; he did not state the touchstone — faith in the research and the 
actuarial treatment — by which we can alone know that the knowledge is "solid 
and irrefragable"*; C. S. Lock obviously thought the proposals premature ; 
W. Leslie Mackenzie thought that the effects of inheritance were so masked 
by nurture that in no individual case could we determine what was due to 
the former, and cited as an illustration that the modern movement for 
extirpation of tubercular phthisis could not become world-wide until the 
belief in the " heredity of tuberculosis " had been sapped ; a view contradicted 
promptly by Archdall Reid who held that it was selection by consumption 
tbat made the Northern Races pre-eminently strong against consumption ; 
J. M. Robertson evidently laid more stress on environment than heredity, 
and considered ill-feeding, ill-housing, ill-clothing and early profligacy on 
the one hand, and ignorance in child-bearing and begetting on the other, as 
the great forces of " Kakogenics " ; Bernard Shaw agreed with the paper 
and went so far as to say " that there was now no reasonable excuse for 
refusing to face the fact that nothing but a eugenic religion can save our 
civilisation from the fate which has overtaken all previous civilisations." He 
held that "what we must fight for is freedom to build the race without 
being hampered by the mass of irrelevant conditions implied in marriage," and 
asserted that "a mere reduction in the severity of the struggle for existence 
is no substitute for positive steps for the improvement of such a deplorable 
piece of work as man." Shaw cleared away a good deal of the fog of previous 
contributors, but went further f than Galton certainly approved, and indicated 
methods of improving the race, for which, however biologically fitting, the 
time will not be ripe until the less drastic proposals of Galton have bred 
" under the existing conditions of law and sentiment % " a more highly social- 
ised race. Galton's suggestions may seem very limited as compared with 
Bernard Shaw's attitude to race improvement, but he who would practically 

* I can remember the day when certain so-called "Laws of Motion" were considered "solid 
and irrefragable " ! Most of the progress in science consists in the passage from one " solid 
and irrefragable " law to a second. 

t If a marriage is from the eugenic standpoint brilliantly successful "it seems a national loss 
to limit the husband's progenitive capacity to the breeding capacity of one woman," etc. etc. 

I See the title to Galton's Huxley Lecture on our p. 226. 






Eugenics as a Creed and the Last Decade of Galton' s Life 261 

reform mankind must not begin by alarming it. We may remind the Editor 
of " Fabian Essays " that the doctrines of Eugenics will be best served, like 
those of socialism, by a slow process of impenetration. 

The drift of the discussion as above indicated was to reveal clearly the past 
history, the narrow field of experience, the particular method of experiment 
or observation of the individual contributors. Impressions rapidly formed 
on a subject, which they had not thought over for years, like Gal ton, were 
produced without any foundation of facts or figures; my anticipations of what 
would flow from the various heterogeneous elements classed together as 
sociologists were realised. But Galton got an excellent advertisement for 
Eugenics, which he proceeded to follow up. The paper and the discussion on 
it were widely mentioned in the daily press. Sociology for the present bio- 
grapher must be a study of man in the mass, the facts on which the science 
must be based depend upon averages, variations, associations and correla- 
tions— in short, sociology to become a science must be based upon the collection 
of data and the statistical treatment of those data. Such treatment I had 
found almost wholly missing in sociological memoirs. Sociology appeared to me 
to be like psychology before the introduction of the experimental method, like 
what physics would be without a mathematical handling, or insurance before 
there was an actuarial science ; in the words of Galton, " Until the phenomena 
of any branch of knowledge have been submitted to measurement and number 
it cannot assume the status and dignity of a science." Until some sociologist 
should arise and grasp this fact and apply it to his studies, sociology in 
my opinion had not yet its founder*. Holding such a view I was somewhat 
astonished to receive a letter from Francis Galton dated April 12, 1904, 
running as follows : 

My dear Karl Pearson, I hear they have been bothering you to take the chair at 
a Sociological meeting on Monday, May 16 th , when I read a paper on Eugenics at 5 p.m. — 
However agreeable it might be to myself that you should do so, I beg that you will consult your 
own inclinations entirely in the matter, without the slightest regard to mine. I have just had a 
talk with Mr Branford who favourably impressed me with the idea that he had clear views of 
what the Society might do scientifically, and that he saw his way to give effect to them. The result 
is to ease my own mind in respect to ottering the paper, or rather acceding to the request to send it. 

What a slashing you administer to Professor Castle. He deserves it. 

A book by Havelock Ellis "A study of British Genius" interests me. He has taken the 
" National Biography " as his store house, and shows forcibly the great contribution by English 
clergy to the ability of the next generation. That is a Eugenic fact for me, not unforeseen, however. 

I trust you are all having a happy Easter at Rotherfield Greys. I fear addressing this so, 
therefore I send it to Hainpstead. Kindest remembrances. Very sincerely, Francis Galton. 

The actual meeting took place in the large hall of the London School of 
Economics, and the audience which the veteran of eighty-two years addressed 
was numerous and distinguished. The Chairman, in opening the proceedings, 
said : 

" My position here this afternoon requires possibly some explanation. I am not a member 
of the Sociological Society, and I must confess myself sceptical as to its power to do effective 

* The reader will appreciate my amusement when the Secretary of the Sociological Society, 
Mr V. V. Branford, spent much paper and energy in endeavouring to prove that Vico, Comte 
and Herbert Spencer were architects of a science of sociology ! 



262 Life and Letters of Francis Galton 

work. Frankly, I do not believe in groups of men and women who have each and all their 
allotted daily task creating a new branch of science. I believe it must be done by some one man 
who by force of knowledge, of method and of enthusiasm hews out, in rough outline it may be, 
but decisively, a new block and creates a school to carve out its details. I think you will find 
on inquiry that this is the history of each great branch of science. The initiative has been given 
by some one great thinker, a Descartes, a Newton, a Virchow, a Darwin or a Pasteur. A 
Sociological Society until we have found a great sociologist is a herd without its leader — there 
is no authority to set bounds to your science or to prescribe its functions. This you must realise 
is the view of that poor creature the doubting man, in media vita ; it is a view which cannot 
stand for a moment against the youthful energy of your Secretary, or the boyish hopefulness of 
Mr Galton, who mentally is about half my age. Hence for a time I am carried away by their 
enthusiasm, and appear where I never anticipated being seen — in the chair at a meeting of the 
Sociological Society. If this Society thrives, and lives to do yeoman work in science, which, 
sceptic as I am, I sincerely hope it may do, then I believe its members in the distant future 
will look back on this occasion as perhaps the one of greatest historical interest in its babyhood. 
To those of us who have worked in fields adjacent to Mr Galton's, he appears to us as something 
more than the discoverer of a new method of inquiry, we feel for him something more than we 
may do for the distinguished scientists in whose laboratories we have chanced to work. There 
is an indescribable atmosphere which spreads from him and which must influence all those who 
have come within reach of it. We realise it in his perpetual youth, in the instinct with which 
he reaches a great truth, where many of us plod on groping through endless analysis, in his 
absolute unselfishness and in his continual receptivity for new ideas. I have often wondered 
if Mr Galton ever quarrelled with anybody. And to the mind of one who is ever in controversy, 
it is one of the miracles associated with Mr Galton, that I know of no controversy, scientific or 
literary, in which he has been engaged. Those who look up to him, as we do, as to a master 
and scientific leader feel for him as did the scholars for the grammarian : 

' Our low life was the level's and the night's ; 
He's for the morning.' 

It seems to me that it is precisely in this spirit that he attacks the gravest problem which 
lies before the Caucasian races — ' in the morning.' Are we to make the whole doctrine of descent, 
of inheritance, and selection of the fitter, part of our everyday life, of our social customs and 
conduct? It is the question of the study now, but to-morrow it will be the question of the 
market-place, of morality and of politics. 

If I wanted to know how to put a saddle on a camel's back without chafing him, I should 
go to Francis Galton ; if I wanted to know how to manage the women of a treacherous African 
tribe, I should go to Francis Galton ; if I wanted an instrument for measuring a snail, — or an 
arc of latitude, — I should appeal to Francis Galton. If I wanted advice on any mechanical, or 
any geographical, or any sociological problem, I should consult Francis Galton. In all these 
matters and many others I feel confident he would throw light on my difficulties, and I am 
firmly convinced that with his eternal youth, his elasticity of mind, and his keen insight, he can 
aid us in seeking an answer to one of the most vital of our national problems: How is the next 
generation of Englishmen to be mentally and physically equal to the past generation which 
provided us with the great Victorian statesmen, writers and men of science — most of whom 
are now no more — but which generation has not entirely ceased to be as long as we can see 
Francis Galton in the flesh." 

The Chairman then called upon Mr Francis Galton to read his paper on 
" Eugenics, its Definition, Scope and Aims*." The theme of the lecturer was 
very similar to that of the address to the demographers of 1891, only there 
was no screening of the guns, and the word eugenics was freely used. Eugenics 
was defined as the science which deals with all influences which improve 

* It will be found printed in Sociological Papers, published by Macmillan <fc Co. for the 
Sociological Society, 1905, pp. 45-50. 



Eugenics as a Greed and the Last Decade of Galton's Life '263 

the inborn qualities of a race, also with those that develop them to the 
utmost advantage. Galton also limited himself to the inborn qualities of some 
one human population, i.e. to "national" eugenics. It will be seen that the 
definition is much looser than that of the University Committee of the follow- 
ing year, which limited the science to the "study of agencies under social 
control." The word "qualities" is used, but the study of "impairment" of 
racial qualities is only implicit, not expressed. The second paragraph of the 
address emphasises the fact that Galton would be utterly opposed to the word 
" moral " coming into the definition of his science; morality, goodness or bad- 
ness of character, he tells us, is not absolute but relative to the current form 
of civilisation ; the moment we begin to talk about a character as good or 
bad hopeless difficulty is raised. We must leave morals as far as possible out 
of the discussion. The essentials of eugenics may be easily determined ; all 
would agree that it is better to be healthy than sick, vigorous than weak, 
well-fitted than ill-fitted for our part in life. 

" There are a vast number of conflicting ideals, of alternative characters, of incompatible 
civilisations ; but they are wanted to give fullness and interest to life. Society would he very 
dull if every man resembled the highly estimable Marcus Aurelius or Adam Bede. The aim of 
Eugenics is to represent each class or sect by its best specimens; that done, to leave them to 
work out their common civilisation in their own way. A considerable list of qualities can be 
easily compiled that nearly everyone except ' Cranks ' would take into account when picking 
out the best* specimens of his class. It would include health, energy, ability, manliness, and 
courteous disposition. Recollect that the natural differences between dogs are highly marked in 
all these respects, and that men are quite as variable by nature as other animals in their 
respective species. Special aptitudes would be assessed highly by those who possessed them, as the 
artistic faculties by artists, fearlessness of inquiry and veracity by scientists, religious absorption 
by mystics and so on. There would be self-sacrificers, self-tormentors and other exceptional 
idealists, but the representatives of these would be better members of the community than the 
body of their electors. They would have more of those qualities that are needed in a State, 
more vigour, more ability, and more consistency of purpose. The community might be trusted 
to refuse representatives of criminals, and of others whom it rates as undesirable." (pp. 46-7.) 

Galton then goes on to state what would happen if we could raise the 
average quality of our nation to that of its better moiety : 

"The race as a whole would be less foolish, less frivolous, less excitable and politically more 
provident than now. Its demagogues who ' play to the gallery ' would play to a more sensible 
gallery than at present. We should be better fitted to fulfil our vast imperial opportunities. 
Lastly, men of an order of ability which is now very rare, would become more frequent, because 
the level out of which they rose would itself have risen. The aim of Eugenics is to bring as 
many influences as can reasonably be employed to cause the useful classes in the community to 
contribute more than their proportion to the next generation f." (p. 47.) 

* Some formal objection was taken to the use of the word " best," e.g. J. M. Robertson 
suggested that " the aim of Eugenics is to promote such calculation or choice in marriage as 
shall maximise the number of efficient individuals." There would, he said, always be some best 
and it was a contradiction in terms to say they represented their class. Possibly, but not certainly, 
" efficient " is easier to define than " best." 

f Mr Robertson (see the previous footnote) seems to have overlooked this last sentence, it 
covers with greater generality his suggested aim of Eugenics. Under (2) above Galton actually 
speaks of civic efficiency. 



264 Life and Letters of Francis Galton 

Galton next sketches out what procedure an active society promoting 
Eugenics might adopt. It might, he considers : 

(1) Disseminate knowledge of the laws of heredity as far as known and 
encourage their further investigation. 

Incidently he emphasises the importance for Eugenics of the actuarial side 
of heredity, and remarks on its advance in recent years, and how the average 
degree of resemblance — the measure of kinship in each grade — is now obtain- 
able, so that in the mass the effects of blood relationship can be dealt with 
even as actuaries deal with the birth- and death-rates. This actuarial side 
of heredity was ever present in Galton's mind, and was the topic of his 
Herbert Spencer lecture on Eugenics. 

(2) Inquire into the present and the past rates of fertility of various social 
groups- — classified according to their civic efficiency. Galton says that there 
is strong reason for believing from the history of ancient and modern nations 
that their rise and fall depends upon changes in this relative fertility. He 
considers that while there are causes at work which tend to check fertility in 
the classes of higher civic worth, nevertheless types of our race may be found 
which can be highly civilised without losing fertility, even as some animals 
become more fertile the more they are domesticated. 

(3) Collect data as to large and thriving families. Galton considers that 
a "large" family may be taken as one in which there are at least three male 
children. His definition of a "thriving" family is important, and it seemed to 
me overlooked in the discussion ; it is one in which the children have gained 
distinctly superior positions to those achieved by the average of their class- 
mates in early life. It is clear that such a list of " thriving" families — a 
"Golden Book," of really noble stirps — must precede any attempt to encourage 
fertility in the classes of higher civic worth. But the formation of such a 
"Golden Book," even for a single social group such as the clerical, legal or 
academic professions, is a matter of extraordinary difficulty. Galton soon 
dropped the idea of making it depend on the children reaching "superior 
positions." He saw that it must depend upon the achievements of the stirp 
or stock as a whole. It was from the standpoint of this idea that Galton set 
Schuster to work on Noteworthy Families in modern science; that was to 
form the first section of the "Golden Book." Further portions of it were in 
part prepared and the "Register of Able Families*" was an offshoot from the 
same idea. Judged from the aim of the " Golden Book," Noteworthy Families 
(Modern Science) gains more meaning, if we cannot overlook its defects. 

What Eugenics needs is a book of "Noble Families" in a modern sense; 
it could at first only apply to the upper classes, and there would certainly 
be numerous omissions and erroneous inclusions in the early issues. It would 
contain, just as a peerage does, a list of all families within which, inside a 
given range of ancestry and collaterals, a certain percentage of members had 
reached posts falling into a carefully selected list, or achieved results in politics, 
art, literature or science of a certain degree of worth. New families would 

* See our present volume, p. 121. 



Eugenics as a Creed and the Last Decade of Galton's Life 265 

always be coming in, old families dropping out, as the one reached, or the 
other fell short of the required percentage. Ultimately the book would be 
able to base itself upon its own inclusions. It could only be successful, if 
prepared by trained genealogists, eugenists and statisticians, working on 
pre-arranged rules. It would need an energetic and enterprising publisher, 
but it might in the end become as valuable a property as a peerage, the 
Medical Directory, or Who's Who. Such would be the final development of 
Galton's "Golden Book of Thriving Families," and to be recorded in it would 
be a higher patent of nobility than could be marked by any other directory 
or roll in the land. 

" The Chinese, whose customs have often sound sense, make their honours retrospective. We 
might learn from them to show that respect to the parents of noteworthy children which the 
contributors of such valuable assets to the national wealth richly deserve." (p. 49.) 

Achievements of their offspring would bring parents into the " Book of 
Noble Families." 

(4) Study the influences which affect marriage. Galton discarded entirely 
the notion that the passion of love is so overpowering that it is folly to 
determine its course. Social influences and customs have immense power in 
the long run. If marriages which were unsuitable from the eugenic standpoint 
were socially banned, as marriages between near-kin have often been, such 
marriages would very seldom be made. From the origin of human marriage, 
and even before, restrictions and prohibitions have existed concerning the 
mating of human beings. Let us study how these customs have originated 
and what are their sanctions. 

(5) Urge persistently the national importance of Eugenics. According 
to Galton there are three stages to be passed through : First, it must be made 
familiar as a branch of academic study. Secondly, it must be recognised that 
the subject demands serious consideration as an art. And Thirdly, it must 
be introduced into the national conscience, like a new religion. 

Then follow what, in the biographer's judgment, are the most impressive 
sentences Galton ever wrote on the subject of Eugenics : 

" It has indeed strong claims to become an orthodox religious tenet of the future, for Eugenics 
co-operates with the workings of nature by securing that humanity shall be represented by the 
fittest races. What Nature does blindly, slowly and ruthlessly, man may do providently, 
quickly and kindly. As it lies within his power, so it becomes his duty to work in that direction, 
just as it is his duty to succour neighbours who suffer misfortune. The improvement of our 
stock seems to me one of the highest objects that we can reasonably attempt. We are ignorant 
of the ultimate destinies of humanity but feel perfectly sure it is as noble a work to raise its 
level in the sense already explained as it would be disgraceful to abuse it. I see no impossibility 
in Eugenics becoming a religious dogma among mankind, but its details must first be worked 
out sedulously in the study. Over-zeal leading to hasty action would do harm, by holding out 
expectations of a near golden age, which would certainly be falsified and cause the science to be 
discredited. The first and main point is to secure the general intellectual acceptance of Eugenics 
as a hopeful and most important study. Then let its principles work into the heart of the nation, 
which will gradually give practical effect to them in ways that we may not wholly foresee." (p. 50.) 

Galton stressed here as he always did the essential need to have a science 
of Eugenics before we make propaganda for its principles — the study is to 
come before the market-place. 

pgiii 34 



266 Life and Letters of Francis Galton 

A second paper by Galton is published in this volume of Sociological 
Studies (pp. 85-99). It is entitled: "A Eugenic Investigation, Index to 
Achievements of Near Kinsfolk of some of the Fellows of the Royal Society." 
It is a preliminary notice of the material later dealt with by Galton and 
Schuster in Noteworthy Families *. As we have already very fully considered 
the latter work, discussion of this preliminary study is unnecessary. A few 
lines from the "Preface" indicating how confident Galton had become on 
certain points may, however, be cited here: 

" It is now practically certain from wide and exact observations, that the physical characters 
of all living beings, whether men, other animals or plants, are subject approximately to the same 
laws of heredity. Also that mental qualities such as ability and character, which are only 
partially measurable, follow the same laws as the physical and measurable ones. The obvious 
result of this is that the experience gained in establishing improved breeds of domestic animals 
and plants is a safe guide to speculations on the theoretical possibility of establishing improved 
breeds of the human race. 

It is not intended to enter here into such speculations, but to emphasise the undoubted fact 
that members of gifted families are, on the whole, appreciably more likely than the generality 
of their countrymen to produce gifted offspring." (pp. 85-6.) 

Two more letters of this year — out of many others — may be printed here 
because they show not only the affection Galton bore to his lieutenants but 
also the encouragement he was continually giving them. 

42, Rutland Gate, S.W. May 30, 1904. 

My dear Karl Pearson, What an admirable paper you have just sent me. Such literature 
will help to unite many scattered forces of a higher order than journalists in the good cause. 
They exist and want to be found out and incorporated. I have been staying some days in 
a country house with Sir John Gorst, who is very keen and earnest about the degeneracy of the 
Board School Children. He thinks the Scotch Commissioners' Report, which I have not yet 
read, a very good one, but doubts the adequacy of the forthcoming (probably in July) report of 
the English Commission. When it is out he thinks that strong action of any or all kinds would 
be peculiarly effective. He does not seem to know much about heredity. I will send him your 
paper after re-reading it comfortably. He is or was a mathematician. 

I never congratulated you on your wonderful show of skull photos at the R. Soc. 

Very sincerely yours, Francis Galton. 

42, Rutland Gate, S.W. May 31, 1904. 

My dear Karl Pearson, Your remarks before the Eugenics lecture have just reached me 
in print. I had no idea at the time (owing to deafness) that you were saying such very kind — 
such over-kind things of me. I write at once fearing you may have thought my silence on the 
subject since, due to apathy ; which it was not, but purely to ignorance. 

Ever sincerely yours, Francis Galton. 

(8) Work and Correspondence of 1905. The meeting at the Sociological 
Society in the previous year had undoubtedly been a success, it attracted a 
really widespread attention to Eugenics, and this among a circle less rigidly 
specialist and academically scientific than Galton's two earlier audiences. So 
pleased was he with the result that early in this year (February 14) he read 
a further paper on "Restrictions in Marriagef " before the Sociological Society 
with Dr E. Westermarck in the chair. 

* See our pp. 113-121. 

f Sociological Papers, Vol. II, 1905, pp. 1 — 53. 



Eugenics as a Creed and the Last Decade of Galton's Life 267 

Galton considered that the public conscience as represented by tribal 
custom, law or current moral opinion had a powerful influence on conduct. 
This public conscience is usually reflected in sanctions enforced by the 
religion of the tribe or nation, often by appeal to the super-rational conse- 
quences of "sin," i.e. disobedience to the current social code. Occasionally 
social needs develop the public conscience more rapidly than the guardians of 
orthodox belief are able or willing to expand their religious creed, and there 
is friction, slight or grave, between what the forerunners call "progress" and 
the priests term "heresy." Somehow religion moulds itself to the developed 
public conscience, and all ends happily with the progressive "sinners" being 
canonised as saints. Noting the remarks of the speakers and correspondents 
which followed or resulted from Galton's paper, we may find the same type of 
statement unsupported by the only possible proof — that of statistics- — again 
occurring. For example: "the defects of a quality seem sometimes scarcely 
less valuable than the quality itself," "it is highly probable that a very slight 
taint may benefit rather than injure a good stock," "marry Hercules with 
Juno, and Apollo with Venus and put them in slums, their children will be 
stunted in growth, rickety and consumptive," "in a low state of civilisation 
the masses obey traditional laws without questioning their authority. Highly 
differentiated cultured persons have a strong critical sense, they ask of every- 
thing the reason why, and they have an irrepressible tendency to be their 
own lawgivers. These persons would not submit to laws restricting marriage 
for the sake of vague Eugenics*," "at present the care for future man, the 
love and respect of the race, are quite beyond the pale of the morals of even 
the best," "the rise of intellectual qualities also involves under given condi- 
tions a danger of further decay of moral feeling, nay of sympathetic affections 

generally Under existing social conditions it would mean a cruelty to 

raise the average intellectual capacity of a nation to that of its better moiety 
at the present day," with much more half-baked thought. 

Some few speakers were more helpful; it may be that Galton, perhaps 
purposely, did not sufficiently emphasise the distinction between procreation 
and marriage, or indeed note that most primitive taboos concern mating 
rather than marriage; yet the distinction was in the minds of some of his 
supporters. Dr A. C. Haddon held that marriage customs among primitive 
peoples are not in any way hidebound, and that social evolution can take 
place. "When circumstances demand a change, then a change takes' place, 
perhaps more or less automatically, being due to a sort of natural selection. 
There are thinking people among savages, and we have evidence that they 
do consider and discuss social customs, and even definitely modify them ; but, 
on the whole, there appears to be a definite trend of social factors that cause 
this evolution. There is no reason why social evolution should continue to 
take place among ourselves in a blind sort of way, for we are intelligent 
creatures, and we ought to use rational means to direct our own evolution. 

* Why should the precepts of Eugenics be "vague," if they start from scientific know- 
ledge 1 Other critics asserted on the contrary that the more cultivated classes would reach 
eugenic conclusions, but the uneducated would pay no attention, and so the movement be idle! 

34—2 



268 Life and Letters of Francis Galton 

Further, with the resources of modern civilisation, we are in a favourable 
position to accelerate this evolution. The world is gradually becoming self- 
conscious, and I think Mr Galton has made a very strong plea for a determined 
effort to attempt a conscious evolution of the race " (pp. 18-19). Dr F. W. Mott 
was strongly in favour of the segregation of defective children, and would 
encourage the State to set up registry offices, which could give a bill of health 
to persons contracting marriage, and these bills would have actuarial value not 
only for the possessors but for their children, and should enable them to obtain 
insurance at a lower rate*. Mr A. E. Crawley said that Galton's remarkable 
and suggestive paper indicated how anthropological studies can be made of 
service in practical politics. He considered that the science of Eugenics should 
be founded on anthropology, psychology and physiology — thus leaving out 
genetics, actuarial science and medicine, all equally if not more important ! 
The part that Galton suggested religion might play in Eugenics seemed 
to the speaker excellent. "Religion can have no higher duty than to 
insist upon the sacredness of marriage, but just as the meaning and 
content of that sacredness were the result of primitive science, so modern 
science must advise as to what this sacredness involves for us in our 
vastly changed conditions, complicated needs and increased responsibilities " 
(p. 21). 

Dr Westermarck thoroughly approved of Galton's programme, and said 
that Galton had appealed to historical facts to show how restrictions in 
marriage have occurred ; he saw no reason why the restrictions should not 
be extended far beyond the existing laws of any civilised nation of to-day. 
He drew attention to tribes which made an exhibition of courage essential 
to the permission granted a man to marry, to German and Austrian laws 
prohibiting the marriage of paupers, and he saw no reason why similar laws 
should not be extended to persons who would "in all probability" become 
parents of feeble or diseased offspring. " We cannot wait till biology has said 
its last word on heredity. We do not allow lunatics to walk freely about 
even though there may be merely a suspicion that they may be dangerous. 
I think that the doctor ought to have a voice in every marriage which is 
contracted... men are not generally allowed to do mischief in order to gratify 
their own appetites." 

Besides increased legal restriction Dr Westermarck thought that moral 
education would help to promote Eugenicsf . Dr Westermarck concluded with 

* This corresponds to the idea on p. 243 above of attaching medical certificates to the 
State sickness and old-age pensions scheme. 

"j" This has, owing chiefly to the efforts of Galton, progressed largely during the past 25 
years. Quite a number of persons have developed the eugenic conscience, and A seeks advice 
as to whether it is social to marry B ; or C, having married I), as to whether it is antisocial 
to have further children who may turn out like E. The Galton Laboratory is not at present 
organised on a scale to answer such problems, although it does its best to do so; but the time 
is rapidly approaching when an institution above reproach from the medical standpoint, and 
equipped with a staff conversant with the various branches of human heredity and of genealogical 
study, might issue case-opinions and certificates. In the distant future it might hope to be 
self-supporting. 



Eugenics as a Creed and the Last Decade of Galton's Life 269 

the following words, which could hardly have been better expressed by Galton 

himself: 

"It seems that the prevalent opinion that almost anybody is good enough to marry is 
chiefly due to the fact that in this case the cause and the effect, marriage and the feebleness 
of the offspring, are so distant from each other that the near-sighted eye does not distinctly 
perceive the connection between them. Hence no censure is passed on him who marries from 
want of foresight or want of self-restraint, and by so doing produces offspring doomed to misery. 
But this can never be right. Indeed there is hardly any other point in which the moral 
consciousness of civilised man still stands in greater need of intellectual training than in its 
judgments on cases which display want of care or foresight. Much progress has in this respect 
been made in the course of evolution, and it would be absurd to believe that men would for 
ever leave to individual caprice the performance of the most important and, in its consequences, 
the most far-reaching function which has fallen to the lot of mankind." (pp. 24-5.) 

It is worth while giving these expressions of opinion, because they 
indicate that Galton was beginning to make an impression, and on those 
whom it was worth while to impress. The purpose of Galton's lecture 
was to combat the objection often raised against Eugenics*, that human 
nature would never brook interference with the freedom of marriage. Galton 
wished to appeal from armchair criticism to actual facts. He stated that 
it is no unreasonable assumption to suppose that, when Eugenics is so 
well understood that its lofty objects become generally appreciated, they 
will meet with some recognition both from the religious sense of the people 
and from its laws. " The question to be considered is how far have marriage 
restrictions proved effective when sanctified by the religion of the time, by 
custom and by law." Galton next proceeds to show how monogamy and 
polygamy have each received religious sanction and religious condemnation 
in their place and turn; how celibacy has been a sin and a state of holiness t. 
If such customs do not arise from any natural instinct but from considerations 
of social well-being, may we not conclude that under pressure of worthy 
motives, limitations to freedom of marriage may hereafter be enacted by 
law or custom for eugenic purposes ? Galton then turns to endogamy and 
exogamy, which in multitudes of communities have been enforced even under 
the severest penalties; he refers to the Levirate with its limitation on the 
widow's choice — he might have referred to the funeral pyre of the Hindoo 
widow — and to the strange custom adumbrated by the tale of Ruth and Boaz. 

* To this word in the opening section is a footnote : " Eugenics may be defined as the 
science which deals with those social agencies that influence mentally or physically the racial 
qualities of future generations." This is not yet the definition of the University Committee, and 
a singular history attaches to the footnote. Mr Howard Collins read this paper in manuscript, 
and criticised the wording of the definition of the term " Eugenics " ; and in a letter to Calton 
of Jan. 15, 1905, he proposed that it should read as follows : " Eugenics is defined as the science 
of those social agencies which influence mentally, morally and physically, the racial qualities 
of future generations." Galton adopted this wording, striking out, however, the word "morally." 
This indicates how far he was from accepting Sir Arthur Kiicker's modification of the University 
Committee's definition. 

t Galton enlarges a good deal on the celibacy of mediaeval Christianity and opines that 
pious efforts as great as those which founded monasteries and nunneries might under religious 
influence be directed so as to fulfil an exactly opposite purpose, thus homes or colleges might 
be endowed for young married couples from stock of high civic worth : see our p. 78 and the 
account of "Kantsay where" later in this chapter. 



270 Life and Letters of Francis Galton 

Marriage within the clan may be considered unmanly — a wife must be 
captured. Customs like these are not instincts, they have arisen from ideas 
of social profit. Yet they, like the complicated Australian marriage system, 
have religious sanction, nay, may be enforced by the penalty of death. 

" Eugenics deals with what is more valuable than money or lands, namely the heritage of 
a high character, capable brains, fine physique, and vigour ; in short, with all that is most 
desirable for a family to possess as a birthright. It aims at the evolution and preservation of 
high races of men, and it as well deserves to be as strictly enforced as a religious duty as the 
Levirate law ever was." (pp. 6-7.) 

Next Galton refers to the influence of taboo. 

"A vast complex of motives can be brought to bear upon the naturally susceptible minds 
of children, and of uneducated adults who are mentally little more than big children. The 
constituents of this complex are not sharply distinguishable, but they form a recognisable 
whole that has not yet received an appropriate name, in which religion, superstition, custom, 
tradition, law and authority all have part. This group of motives will for the present purpose 
be entitled ' immaterial ' in contrast to material ones. My contention is that the experience 
of all ages and all nations shows that the immaterial motives are frequently far stronger than 
the material ones, the relative power of the two being well illustrated by the tyranny of taboo 
in many instances, called as it is by different names in different places." (pp. 8-9.) 

The mere terror of having unwittingly broken a taboo may fill a man with 
the deepest remorse, or even kill him. 

Under our own " civilised " law also and with religious sanctification, we 
meet the taboos of the prohibited degrees of marriage. They are in many cases 
not questions of instinct, but are primarily designed to preserve family life. 

"The marriage of a brother and sister would excite a feeling of loathing among us that 
seems implanted by nature, but which further inquiry will show has mainly arisen from 
tradition and custom." (p. 9.) 

Galton holds that a repugnance to inbreeding may have arisen from harm 
arising from too close inbreeding, but biologically the evil appears — when 
the stock is good — to have been much exaggerated. He thinks therefore 
that desire not to infringe the sanctity and freedom of the social relations of 
a family group has led to the taboo. " It is quite conceivable that a non- 
eugenic marriage should hereafter excite no less loathing than that of a 
brother and sister would do now." (p. 11.) Personally the biographer would 
consider the marriage of two individuals both members of unrelated stocks 
tainted with insanity as more heinous than the marriage of a brother and 
sister of sound stock — the risk of the latter to offspring depends on the 
existence of unrecognised and undesirable latent characters ; there is almost 
certainty in the former case that a definite percentage of the children will 
either exhibit or transmit the taint. The thorough conviction by a nation 
that no worthier object can exist for man than the improvement of his own 
race is for Galton in itself the acceptance of Eugenics as a national religion. 
If we examine the reasons for such irresistible streams of popular emotion 
as are vaguely symbolised in respect for the national flag, in the King 
as personifying our country, indeed in all phases of patriotism, we shall 
discover that their springs lie in Galton's "immaterial motives," and it 



Eugenics as a Creed and the Last Decade of Galton's Life 271 

is in precisely such almost instinctive motives that he hoped to find 
ultimately a foundation for that highest form of patriotism, eugenic 
morality. Several of the contributors to the discussion emphasised the 
difference between "barbarous" and "civilised" peoples, suggesting that 
what anthropology tells of the former cannot be applied to the latter. To 
the careful student of mankind there are no rigid categories such as 
barbarism and civilisation ; to him the civilisation of to-day is the barbarism 
of to-morrow, and he can only smile when he is told that civilisation was 
born in and spread from Egypt. The man of to-day believes, of course, that 
his religions and his institutions are products of his "high " civilisation ; he 
does not see their growth through the ages and their roots in the fertile 
mud of what he terms "barbarism." He believes that the basal laws of his 
own psychic growth differ in some undefined way from those which controlled 
that of his far-distant ancestor. Galton thought otherwise : 

"The subservience of civilised races to their several religious superstitions, customs, 
authority and the rest, is frequently as abject as that of barbarians. The same classes of 
motives that direct other races direct ours, so a knowledge of their customs helps us to realise 
the wide range of what we may ourselves hereafter adopt, for reasons as satisfactory to us in 
those future times, as they are or were to them at the time when they prevailed." (p. 12.) 

I have had several times to refer to Galton's views on religion in the 
course of this biography. The study of evolution had brought him freedom 
from the traditional faiths ; like many of the leading men of science of his 
day he was an agnostic. But he was not an iconoclastic freethinker, he was 
willing that old faiths should remould themselves to new ideas, where some 
would have felt that it was futile to jxmr new wine into old skins. Even the 
ancient faiths in their old skins might help certain natures to-day. I well 
remember what he said to me when one of his closest relatives was received 
into the Catholic Church : " It may be a stable guide for emotional natures, 
it would be of no service to you or me." He was not only tolerant of others' 
views, but his sympathy induced him to satisfy where it lay in his power 
their religious cravings, even at the risk of his action being misinterpreted*. 

* I venture to quote here a very characteristic and beautiful letter to his niece dated from 
42, Rutland Gate, July 30, 1907: 

" I should lie glad to have family prayers as of old. The household needs a few minutes of daily companion- 
ship in reverent thought and ritual. The first morning when I had returned home after dear Louisa's death, 
we the remainder of the household reassembled as usual, but — oh the pitifulness of it — when half-way through 
the prayers, I lost all control of my voice, and fairly broke down, and dismissed the household. I never recom- 
menced the custom ; partly shrinking from its memories ; largely because I felt that at least one of the heads 
should be able to join in the prayers without any reservation. This as I understand from your letter you would 
do now. 

" I have again looked at the old and well-remembered prayer-book. It is sadly dilapidated and when last used 
required caution in handling. I will bring it with me. It might be replaced with advantage. Both Louisa and 
I felt that the psalms became monotonous, and that it would be well to read alternatively or otherwise parts 
of the rest of the Bible. I will get a Bible for the purpose of marking out suitable passages, also a prayer book. 
(It interested me much to find that the published list of Mr Gladstone's favourite psalms was almost identical 
with my own selection. ) It would also be well to increase the variety of the prayers. Mine were 14 collects, 
two for each week day. We will consider all this at Hindhead. You know and will respect my limitations in 
selecting passages. I must be true to my own convictions as you will be to yours." 

Galton's conviction was that prayer is subjective in its influence and should be an inspira- 
tion, not a petition. I may quote extracts from three letters to his nieces, which support this 
statement. April 9, 1907 : "I think in earnest prayer of you and poor Fred, for I can pray 



272 Life and Letters of Francis Galton 

Galton had in reality a deeply religious nature, and in this sense we 
must read the concluding sentences of this memoir in which he again 
emphasises the conception that Eugenics will hereafter receive the sanction 
of religion, even of the present Christian doctrine. 

"It may be asked 'how it can be shown that Eugenics falls within the purview of our 
own faith.' It cannot, any more than the duty of making provision for the future needs of 
oneself and family, which is a cardinal feature of modern civilisation, can be deduced from 
the Sermon on the Mount. Religious precepts founded on the ethics and practice of olden 
days require to be reinterpreted to make them conform to the needs of progressive nations. 
Ours are already so far behind modern requirements that much of our practice and our pro- 
fession cannot be reconciled without illegitimate casuistry. It seems to me that few things are 
more needed by us in England than a revision of our religion, to adapt it to the intelligence 
and needs of the present time. A form of it is wanted that shall be founded on reasonable 
bases, and enforced by reasonable hopes and fears, and that preaches honest morals in unam- 
biguous language, which good men who take their part in the work of the world and who 
know the dangers of sentimentalisin may pursue without reservation." (pp. 12-13.) 

Such was Galton's view on the need for the reform of religion. There are 
several addenda to this paper which I will briefly note here. 

In his Reply to speakers (pp. 49-51) Galton remarked that Eugenics is 
a wide study with an excessive number of side paths into which those that 
discuss it are apt to stray. Such was essentially the case in the present 
instance where Galton in his paper had limited himself to the question of 
whether communities will submit to restriction in marriage. The subjects 
dealt with in the reply were: 

(i) Certificates. These were to be of mens sana in corpore sano and 
were to regard ability, physique and hereditary factors. Of these Galton says 
that such Eugenic certificates could only be issued at some future time 
dependent on circumstances. He admits that mistakes may be made at first 
in devising a satisfactory system but is hopeful for the future. As we 
shall see later, Galton in the following year actually drafted a scheme for 
Eugenic certificates. In the surviving fragmentary chapter of his utopia 
" Kan tsay where," dealing with the College of that place, there is a very full 
account of the examinations for Eugenic certificates. 

(ii) Breeding for Points. Critics had suggested that breeding of domes- 
ticated animals is successful because they are bred for individual points. 

and do pray conscientiously and fervently, though probably in a different form from that you 
yourself employ." May 12, 1907 : " Did I ever tell you that I have always made it a habit to 
pray before writing anything for publication, that there be no self-seeking in it, and perfect 
candour together with respect for the feelings of others." And again, Jan. 20, 1910: "I have 
read a most interesting article in the English Review by Prof r Murray, the Professor of Greek 
at Oxford, on the working religion of the Pagan Greeks at about a.d. 400 (Marcus Aurelius' 
time). He gives extracts from two writers of that date beautifully expressed. One of them is a 
man named Eusebius (not the Eusebius) which is in the form of a prayer such as I would employ. 
It is not 'give me this or that,' but 'may I not fall into this or that faulty conduct.' It is an 
aspiration not a solicitation. The prayer in question would be a valuable addition to any 
prayer-book to say the least. I should like it and others like it to replace almost all that are 
there." 

This is the opinion of a man whose paper on prayer of 1872 had led to his treatment as 
a very flippant freethinker ! See our Vol. n, pp. 115, 175, 258, etc. 



Eugenics as a Creed and the Last Decade of Galton' 8 Life 273 

Galton says that some contributors to the discussion had been unnecessarily 
alarmed. No question had been raised by him of breeding men like animals 
for particular points, to the disregard of all-round efficiency in physical and 
intellectual (including moral*) qualities and in the hereditary worth of their 
stock. (Personally also I very much doubt whether most breeders select 
animals for individual points without close regard to other characteristics.) 
Galton l-emarks that 

" Moreover, as statistics have shown, the best qualities are largely correlated. The youths 
who became judges, bishops, statesmen, and leaders of progress in England could have furnished 
formidable athletic teams in their times. There is a tale, I know not how far founded on fact, 
that Queen Elizabeth had an eye to the calves of the legs of those she selected for bishops. 
There is something to be said in favour of selecting men by their physical characteristics for 
other than physical purposes. It would decidedly be safer to do so than to trust to pure 
chance." (p. 50.) 

(iii) The Residue. Galton does not make here a very strong reply to those 
who objected that, after the selection of the fitter, the residue would inter- 
breed and grow increasingly inferior f. He appears to overlook his own point, 
that it is essential to create a differential fertility, so that the better stocks 
increase at a greater rate. 

(iv) Passion of Love. To the argument that " Love is lord of all," and will 
not be restrained, Galton replies that a slight inclination and falling thoroughly 
in love are two different things, and it is against the former that taboo applies, 
whether it is due to rank, creed, connections or other causes. "The pro- 
verbial 'Mrs Grundy' has enormous influence in checking the marriages she 
considers indiscreet." (p. 51.) 

(v) Eugenics as a Factor in Religion. Here Galton adds to his memoir 
two additional pages (pp. 52-3) as a short essay on this topic. He considers 
that Eugenics strengthens the sense of social duty in so many important 
ways — for it promotes wise philanthropy, the notion of parentage as a serious 
responsibility and a higher conception of patriotism— that its conclusions 
ought "to find a welcome home in every tolerant religion." There follows a 
vivid description of "mechanical" evolution — one of the finest word-paintings 
that perhaps anyone has made of the world's history — and then the state- 
ment that man has already largely influenced the quality and distribution of 
organic life on the earth and that if he will only recognise it, it largely lies 
in his power to influence the evolution of humanity itself. The brief essay 
concludes with the lines that occupy a place of prominence in the Galton 
Laboratory of National Eugenics as among the most stimulating words of its 
Founder : 

"Eugenic belief extends the function of philanthropy to future generations, it renders its 
action more pervading than hitherto, by dealing with families and societies in their entirety, 

* This confirms my view (see p. 224) that Galton would have included the moral with the 
mental characters. 

t He supposes that in the future there would be a freer action for selective agencies, e.g. 
there would be a reduction of indiscriminate charity, but this seems a return, with emphasis, 
to the crude processes of natural selection. 

pain 35 



274 Life and Letters of Francis Galton 

and it enforces the importance of the marriage covenant by directing serious attention to the 
probable quality of the future offspring. It sternly forbids all forms of sentimental charity 
that are harmful to the race, while it eagerly seeks opportunity for acts of personal kindness, 
as some equivalent for the loss of what it forbids. It brings the tie of kinship into prominence 
and strongly encourages love and interest in family and race. In brief, Eugenics is a virile creed, 
full of hopefulness, and appealing to many of the noblest feelings of our nature." (p. 53.) 

Besides the two memoranda to which we have just referred, Francis Galton 
presented a short paper entitled "Studies in National Eugenics," which was 
appended to his "Marriage Restrictions." He refers to the appointment of 
Mr Schuster to the Research Fellowship, and sketches out the various inquiries 
which the new Eugenics Record Office might undertake. They form indeed 
an excellent scheme for any laboratory proposing to undertake eugenic research. 
Most of Galton 's problems still remain unsolved owing to the difficulty of 
procuring accurate and adequate data, and they will remain so until the 
public at large is willing first to fill in at all, and secondly to fill in veraciously 
investigators' schedules, and until the State recognises how important it is 
that school, asylum and prison should be treated as laboratories, where under 
suitable regulations men of science may work*. 

As confirming Galton's view that probability is the basis of Eugenics we 
may note that the bulk of his suggested problems demand the collection of 
data and their statistical treatment. 

I. The first problem is the estimation of the average quality of offspring 
from that of their parents and ancestry, and this covers questions of relative 
fertility. Under this heading Galton includes genealogical work on (a) Gifted 
Families ; (b) Capable Families ; (c) Degenerate Families ; (d) Extent of social 
class interchanges, to what extent do "castes" rule in modern civilised 
communities; and (e) Possibility of obtaining valuable eugenic data from 
Insurance Office records. 

II. The Effects of Action by the State and by Public Institutions. Under 
this heading we may deal with (a) Habitual Criminals, and the problems of 
their origin and segregation ; (6) Feeble-minded and Insane, their origin and 
the restriction of their reproduction ; (c) Grants for higher education, how far 
these are advantageously used, and to what extent they might be employed 
to encourage fertility in eugenic marriages; (d) Indiscriminate charity, 
including out-door relief and perhaps we may now add "the dole." Have 
they, as there is reason to believe, tendencies other than eugenic? 

III. What factors in religion, custom or law, and what social influences 
tend to restrict eugenic marriages or reduce their fertility? 

IV. Heredity. "The facts after being collected are to be discussed for 
improving our knowledge of the laws both of actuarial and physiological 
heredity, the recent methods of advanced statistics being of course used " (p. 1 6). 
Galton suggests two special problems of great interest: (i) Effect on offspring 

* Schoolmaster, medical officer and governor of prison have no time for statistical inquiries. 
Too often on retirement they publish statements based merely on impressions, and none knows 
better than the statistician how fatally inaccurate these may often be. 



Eugenics as a Creed and, the Last Decade of Galton's Life 275 

of differences in parental qualities* and (ii) a thorough study of characters 
in Eurasians in order to test the applicability of the Mendelian hypothesis to 
man. 

V. A Bibliography of papers bearing on Eugenic topics is desirable. 
Many papers already exist, published in scientific transactions and journals, 
which bear on the Eugenists' problems; such a bibliography should include 
papers of breeders and horticulturists. Considering the enormous development 
nowadays of Genetics it would probably be well to treat separately Genetics 
and Eugenics. 

VI. Co-operation between students of Eugenics. Probably Galton had 
in mind here special journals, societies, and congresses. 

VII. Certificates of Eugenic fitness. To these we shall return later. 

It will be seen that Galton's programme did not lack comprehensiveness. 

Another event of this year was the invitation to Galton to accept the 
Presidency of the British Association at the York Meeting in 1906. It is 
desirable to indicate that it was not from want of asking — and even of gentle 
pressure — -that the Association missed the honour of numbering Francis 
Galton among its past presidents. In this he stands with his cousin Charles 
Darwin; the names of two of the most original scientists of the Victorian epoch 
fail to appear on the presidential roll. 

The following letters received by Galton on May 8 and answered on 
May 9 explain the situation. 

British Association for the Advancement of Science. May 5, 1905. 

Dear Mr Galton, At the meeting of the Council of the British Association held at 
Burlington House this afternoon, it was unanimously resolved that you be nominated as 
President of the British Association for the meeting to be held at York in 1906. The proposal 
was received by the Council most cordially, and the officers were instructed to communicate 
with you and ascertain whether you will agree to the nomination. 

* I do not know on what Galton's suspicion rested of a marked influence on the characteristic 
(c) of a child, if there was a great difference (8) between the paternal (f) and maternal (to) 
characteristics. Theoretically, if « be the coefficient of assortative mating, r of parental heredity 
supposed the same for both parents, a- a standard deviation, and r Sc the correlation of 8 and c, 
then : 



V("/- Vm)* + 2o /0"m (1 - «) 

Since the coefficients of variation are nearly the same in man and woman, we have, if M l and M, 
are mean values in father and mother, 

r *- r J Sf l+ (M t -M t f ■ 

In the case of absolute measurements in man and woman, M l = (\ + T ^) M 2 and e = -2 roughly. 

Accordingly r ho ~r v. -069 = -03, approximately. 

Hence, statistically, there is no significant influence of the difference of parental characters on 
the character of the child. Physiologically, of course, there may be some influence of extreme 
differences, but such being rare it may not be detectable in the statistical treatment. 

35—2 



276 Life and Letters of Francis Galton 

May I add that I am sure it will be a matter of rejoicing and gratification to Biologists 
geuerally if you see your way to accept this position and become our President at the next 
meeting iir this country. I am asking Professor George Darwin, the President-Elect for this 
year's meeting, to write to you also — so I hope you will receive a letter from him in the course 
of a day or two. I am, dear Mr Galton, Yours very sincerely, W. A. Herdman, Gen. Secretary. 

This letter was backed up by one from George Darwin. 

Newnham Grange, Cambridge. May 6, 1905. 

My dear Galton, You will perhaps already have received an official intimation that you 
were yesterday unanimously nominated Pres*. of the B.A. for the York meeting. I had the 
pleasure of proposing your name, and I pointed out that you ought to have been nominated 
years ago, and that the fact that men of science were formerly somewhat blind to the great 
work that you have done gave no excuse for omitting even this belated recognition. That you 
may not think that this is merely my personal opinion, I should add that speaker after speaker 
endorsed what I have said. We all hope that you may feel yourself able to accept the nomina- 
tion. It was pointed out as an objection that your deafness would be a difficulty in as much 
as presiding at the Council meetings could hardly be carried out efficiently by you. To this 
most, perhaps all, considered that there was a complete answer — you have only to absent your- 
self from Council meetings. During the present year Balfour never comes — as we knew he 
would not — and we get through our business with the aid of the V.P.'s. 

I hope that you will not allow this consideration to deter you from acceptance, and, if you 
will take it, my advice to you would be that you should not attend any Council meetings 
during your year of office, when you would have to take the chair, or at least should ask a 
V.P. to preside. I cannot of course judge whether you will feel yourself disposed to undertake 
the duties, but I can only very heartily express the hope that you will feel you have the 
strength to do so. Yours very sincerely, G. H. Darwin. 

To this letter I add Galton's reply : 

42, Rutland Gate, S.W. May 9, 1905. 

My dear George Darwin, It was only last night that I returned and found your very 
kind letter and that of Prof. Herdman to whom I have just written. I am deeply sensible of 
the proposed honour and fully recognise the unique opportunity afforded to the President of 
the Brit. Assoc" of drawing the attention of the whole scientific world to such views as he may 
put forward. Also I am cordially grateful to the thoughtful way in which you propose to make 
the work less laborious and independent of my deafness. But the fatal fact remains that I am 
not strong enough even under all these alleviations. The preceding excitement would be enough 
to upset me. I cannot stand even a moderate amount of flurry. It is of no use for me to fight 
against impossibilities. Long since I have learnt to renounce many tempting pleasures, and 
must do so now. The only chance I have of doing useful work during the remainder of my 
life, lies in doing it quietly and living very simply much like an invalid, and in never undertaking 
to tie myself to a day when I might prove quite unfit. Once before when Sir William Flower 
was President and the names of possible persons were to be considered at a Council meeting 
at which I was present, he with the previous assent of the other General Officers, emphatically 
proposed me at the first. I immediately begged to be left out of account, being too painfully 
conscious even then of the limitations of my strength. Notwithstanding kindly pressure, I 
persisted in the refusal. It would be foolishly rash if I made the venture now. 

Ever sincerely yours, Francis Galton. 

P.S. I have had a pleasant and healthful 2| months in the Riviera (Bordighera), but missed 
your sister. I saw Miss Shaen during her brief visit there. What an eventful August you will 
have at the Cape. I heartily wish you -every possible success and pleasure. But what a racket 
it will be ! 

During this year Galton was very busy with the superintendence of his 
Eugenics Record Office and many of his letters relate to proposed work, to 



Eugenics as a Creed and the Last Decade of Galton's Life 277 

developments at the office, or to suggestions and criticisms touching the 
biographer's researches. I give three illustrations to show how keenly alive 
he still remained to all going on in our joint field of work. 

42, Rutland Gatk, S.W. May 31, 1905. 

My dkar Karl Pearson, If your timely and most useful article on Dr Diem's material 
in the Brit. Med. Journ. is intended to start an organised inquiry, towards which I can in any 
way help, pray command me. It is just one of the things I want to see done. Quere, a reason- 
able plan would be to reprint your article in a pamphlet form, with tables to show exactly 
what is wanted, and after preparing the way a little to circulate it judiciously. Is there not 
an error — at all events the sentence requires explanation — in " Dr Diem's tables show that 
nervous disorders are more numerous in the parentages of the sane than in those of the insane " ? 
What are "nervous disorders"? Or are sane and insane transposed*? If a pamphlet were 
circulated the meaning of the phrases 1 to 5 in Dr Diem's and your list should be defined in it. 
As, for example " want of mental balance " ! We are all of us so mad ! How mad must we 
be to justify the epithet of " unbalanced mind "1 Parental and fraternal histories ought to be 
easily accessible among the insane and feeble-minded, and among the sane still more so. But 
in the latter case there are often skeletons hid in closets. One seems to want corroboration of 
what is said by others who have known the family intimately. Biographers hb so much. I have 
just been reading one that includes two letters praising a man as a gentle angel, whom I recol- 
lect as a red pimple-faced obstreperous and most eccentric schoolmaster in my very early days. 
Where is truth to be found ? Ever yours sincerely, Francis Galton. 

This research was not at the time pushed further. What is essential to 
the effective study of the heredity of insanity is a register of the persons in 
the kingdom who have at any time in their life been in an asylum (and of 
course it must state from what type of mental disease); at present we can 
only guess what percentage of the population has been certified at any time 
as insane. 

42, Rutland Gate, S.W. July 27, 1905. 

My dear Karl Pearson, I kept your letter the last to open, as I dreaded it would 
contain a grave and well merited rebuke, but it did not, and the motive for the rebuke is 
happily dissipated. It was the announcement by Murray that he was about to publish eugenic 
matter for the University of London before he had received authority to do so. It was a 
stupid blunder of his, for which he wrote a most penitent letter that was laid before the 
members of the Senate yesterday, who have condoned it — for their resolution in the University 
Intelligence, p. 7, of to-day's Times puts all on a solid footing. The material in question 
consists of 65 Noteworthy Families in Modern Science, and " is to appear as Vol. I of the 
publications of the Eugenics Record Office." This is a big recognition in my opinion. Murray 

is pleased to publish on the i profit system I envy the old biometric teast, but everything 

"dehisces." I go north on Saturday towards and then to Westmoreland; Eva Biggs goes south 
to Devon, and in the 3" 1 week of August we reunite at Ockham. 

Last Monday and Tuesday evenings we spent at that wonderful air-cure Hindhead, where 
I had the great pleasure of seeing again Mrs Tyndall, who lives in the house her husband 
(Prof. Tyndall) built. 

* If " nervous disorders " be used in the sense of slight nervous troubles, hysteria, excit- 
ability or depression, far short of insanity, the explanation may be that in the case of stocks 
tainted with insanity, these cases are intensified and the sufferers become actually insane. 

t For some years Francis Galton and his niece had come within reach of the biometric 
holiday workers for a few weeks in the summer. We were often some distance from each other 
as at Bibury, Witney and Oxford. The morning was given to work, then the victoria carried 
our leader and bicycles the remainder of the party to some inn, in a village if possible with 
a beautiful church, and there was a biometric tea, at which discussion turned not wholly on 
work. 



278 Life and Letters of Francis Galton 

I am rather pleased at the way that has occurred to me of explaining why the men of 
highest genius have so few able descendants and these often cranks, viz. that there is negative 
correlation between their faculties, — sensitiveness and dogged work, imagination and good 
sense, etc. — so that the inheritance of such an unstable combination is improbable. There is 
much to say, this is only a notice, so to speak. 

Ever very sincerely, with kind remembrances to Mrs Pearson, Francis Galton. 

Even letters which touched chiefly on personal matters were sure to con- 
tain at least a few sentences as to work. 

The Rectory, Ockham, Surrey. Aug. 25, 1905. 

My dear Karl Pearson, It was with self-restraint that I did not write to say how 
grieved I was at your domestic sorrow, and how deeply I sympathise with you. I feared to 
extract a reply and knew you were overworked. This note is merely to enclose my brand-new 
circular, which I begin to distribute among friends, and hereafter I hope much more widely. 
If you think any of your lady co-operators especially are likely to help and take interest, 
I would gladly send circulars to them. Miss Elderton is established now at the " Eugenics 
Record Office" and at work there*. 

This is a pretty and healthy place, and friends are near. Sir H. Roscoe has a beautiful 
garden, 600 and more feet above the sea, where everything flourishes. Kindest remembrances 
to you both. Eva Biggs is at this moment sketching or choosing a sketching place by an artistic 
but foul pond. Ever sincerely, Francis Galton. 

(9) Events and Correspondence of 1 906. During this year I do not think 
that Galton published any papers, except the Memoir on Resemblance and 
the humorous little note in Nature on the cutting of a cake (see Vol. u, 
p. 329, and above, p. 124). But it was full both for Galton and his biographer 
of new and sad experiences which, as they were to some extent common to 
them both, brought them closer together and ripened their friendship. To 
the one the loss of a sister f, to the other of a mother; to both of an 
irreplaceable friend and colleague, a death rendered the more bitter by its 
unexpectedness, and by attendant circumstances, which touched both with 
nearly equal sorrow. I had started with a keen appreciation of Galton as a 
scientist, I had learnt to value him as friend and counsellor; I now understood 
and deeply admired the strength of his humanity and his generosity of mind. 
The following letters may give some idea of the warmth of feeling that existed 
between Galton and his two lieutenants, even as the tripartite relationship 
was dissolved. 

7, Well Road, Hampstead, N.W. Jan. 24, 1906. 

My dear Francis Galton, May I send just a line of very heartfelt sympathy with you 
in the loss of which I have just heard 1 I know it will be the greater in that you were not in 
England at the time. I am at the age when these losses begin to be more frequent, and deprive 
life of much of its old "go"; and just at present one lives a day at a time, with two or three 
of one's own generation and some of the generation above almost more than threatened. Hence 
one feels very strongly the closeness and the mystery of death ; and sympathy — which one is 
helpless to express — goes out to a friend in like case. I have often thought the only real 
expression of a feeling like this is given by the hand and eye, and not by the tongue, which 
is so helpless that we had better go on with the old routine of life, speechless on such points. 

* As Secretary. Francis Galton hesitated about a woman taking part in academic matters, 
although he had begun to realise the good work of the women in the Biometric Laboratory. 
He was comforted by the Principal's opinion, " Sir Arthur Riicker speaks highly of lady 
secretaries, and generally agrees with what we talked about." Letter to K. P., June 20, 1905. 

f " Bessie," Mrs Wheler. 



Eugenics as a Creed and the Last Decade of Galtori 's Life 279 

I have sent Schuster's paper to press. Hartog has paid the account. I was seeing Dr Pearl 
yesterday and put my head into Miss Elderton's door ; she seemed bright and fresh, and said 
she had plenty to do ; so I hope the work of your Eugenics Office is going forward. 

The enclosed letter may amuse you. I think that X. is a very dangerous person, if his 
notion of eugenics is the intermarriage of consumptive stocks ! Very many thanks for your 
long letter. I wish there were some simple colour register. I don't expect it is easy to get 
colours like terracottas and salmons out of Abney's apparatus. I shall send you a copy of the 
poppy plate when it comes. I hope Miss Biggs will not be too scornful about it ! 

Weldon will have told you about Y. and Z.'s attack at the R.S. Weldon had a good paper 
last Thursday and Z. drew as usual red herrings across the track. 

Affectionately yours, Karl Pearson. 

Feb. 1, 1906. 

My dear Karl Pearson, Thank you very much for your letter of sympathy. I have now 
lost the last tie that brought the family's interests together as to a common focus, and kept 
each member informed by letter, weekly or otherwise, of the welfare of the rest. To what an 
enormous amount of grief do the tombstones of any churchyard bear witness ! 

The " slasher " against X. is right well deserved. I had always a faint misgiving of his 
Oriental ways and fluency, which steadily deepened until I have come to look upon his aid 
as unreliable and dangerous. He strikes me as an interesting evidence of the danger of 
entrusting political power to Oriental subjects — Indian, Egyptian and others. 

I will venture shortly to ask you to do me a very great favour, namely to look over a short 
type-written paper on " the Measurement of Resemblance," and tell me what you think of it. 
The thing has, as you may remember at Peppard*, been often taken up by me, puzzled over 
and temporarily laid down. It is at length worked out, I think, fully and practically, but 
before venturing on publication, I should greatly value criticism. At this moment it is only 
in an uncorrected draft, and I do hot wish to hurry before putting it into a corrected form 
and sending it to London to be typed. The typist will then be instructed (say in a week or 
a fortnight) to send you a copyf. 

We go to-day to " H6tel de la Rhune, Ascain, Basses Pyrenees," for a week. It is a 
picturesque Basque Village, four miles from here. Then we probably return to where I am 
writing from, " Hfitel Terminus, S l Jean de Luz, Basses Pyrenees," for a day or two, and 
afterwards according to conditions not yet determined on which we are dependent, to some- 
where else. These may lead either to a dip of a fortnight into Spain or to another Basque 
village, I cannot foresee which. I will send address later on. 

The Basque orderliness, thorough but quiet ways, and their substantial clean-looking houses, 
tug at every Quaker fibre in my heart, and I love them so far. As to their wonderful language 
unlike in syntax to any other, the virtue of these parts is accounted for by the legend that 
Satan came here for a visit, but finding after six years that he could neither learn the Basque 
language, nor make the Basques understand him, he left the country in despair. With kindest 
remembrances to Mrs Pearson. Ever sincerely yours, Francis Galton. 

It would be an interesting problem to determine what is the degree of 
likeness of a man to himself, by correlating the habits and modes of thought 
of individuals at selected ages. We might thus obtain a measure of the per- 
manence of individuality. How far is one the same man at 20 and 60 years of 
age? Galton at least in his love of travel at 18 and 84 exhibited a marvellous 
sameness. His love of ingenious mechanical apparatus also remained fully as 
strong, and his humility was not a whit less. 

"How curious it is to see," remarks Lord Minto, "how exactly people 
follow their own characters all through life." 

* The long vacation of 1903 was spent at Peppard, the Galtons on the Green, the Pearsons 
at Blount's Court Farm, the Weldons at the far end of the village, and various biometric 
workers round about. It was a delightful and fertile summer. 

f See the section in Vol. n on the " Measurement of Resemblance," pp. 329-333. 



280 Life and Letters of Francis Galton 

If Galton's character seemed to me at first to change between 1890 and 
1910, it was only because with ever increasing intimacy I learnt to under- 
stand him better and better. 

7, Well Road, Hampstead, N.W. Feb. 16, 1906. 

My dear Francis Galton, Very hearty thanks to Miss Biggs and yourself for your con- 
soling words as to the plate of poppy petals. I feared you would be as disgusted with them as 
I felt, but you have not the originals to place beside them. I think, however, we shall succeed 
in getting something better in the final proof. Your paper reached me safely the day before 
yesterday, and I have read it through thrice. It seems to me most suggestive and I want very 
much to be making "isoscopes" and practically trying how it works. It would be most satisfactory 
to find it giving a higher average degree of resemblance between relatives than between 
strangers. You use I suppose one eye only to see both objects simultaneously? Would it not 
be well to get a simple instrument made by Beck or Baker from your drawings with an ocular 
micrometer, and test on photographs? or are you thinking of finger-prints? Would you like the 
paper in Biometrika or do you want a wider audience? I need not say we shall be most pleased 
to have it. Affectionately yours, Karl Pearson. 

Thus matters seemed to be slipping back into their old channels, with work 
in the foremost place. Easter was to be spent by us at Longcot with the 
Weldons near at hand in little Woolstone inn at the foot of the hill marked by 
the White Horse (or rather "White Dragon"). There were the usual plans 
for further work, visits to Oxford to see the mice and cycle-rides to make 
lay studies of church architecture. Weldon was not in good health, he was 
depressed and thought a visit to a picture gallery in London would be a relief. 
He went, and from the gallery passed to a nursing home, and died within 
twenty -four hours of double pneumonia. 

42, Rutland Gate, S.W. April 16, 1906. 

My dear Pearson, Weldon's death is a terrible and disastrous blow, so utterly unexpected. 
Few if any men will feel it more deeply than you who were so intimately associated with him, not 
many more than I do. We have lost a loved friend, and Biometry has lost one of its protagonists. 
I feel intensely miserable about it and shall feel the void he has left for probably the rest of 
my life. I should greatly have liked to pay the last tribute of friendship to his remains by 
attending the funeral, but I dare not risk it. Among other things an incipient mild phlebitis 
in a leg prevents my standing during many minutes and my doctor is strict on this. 

I do indeed pity Mrs Weldon from my heart. How deeply your Wife will feel it all, and 
how helpful she is sure to be, as you are. Give my kindest remembrances to her. We go to 
the country on Wednesday but letters will be forwarded from here. It will be a sad day. 

Affectionately yours, Francis Galton, 

The first part of the funeral service was in the chapel of Merton College, 
and to my surprise I saw Galton there. 

The Avenue House, Bishopton, Stratford-on-Avon. April 19, 1906. 

My dear Karl Pearson, The card of invitation showed it was possible for me to attend 
the first part of the funeral without harm, so as you saw I went, and came on here by a later 
train. It is inexpressibly sad. I do not myself yet fully know all the circumstances, but the more 
I know the more pity full * it seems. I should be very grateful for tidings about Mrs Weldon, 
into whose sorrow I could not venture yesterday to intrude. If you or Mrs Pearson have the 

* So Galton wrote, and the words express more than " pitiful." 



Eugenics as a Creed and the Last Decade of Gallon's Life 281 

opportunity of doing so pray express my sincerest sympathy with her I do pity you both 

in losing so dear and intimate a colleague and in so tragical a manner. ... I am staying with my 
niece, Mrs Studdy, here at her house, until Saturday morning, then I go to my nephew Edward 
Wheler, Claverdon Leys, Warwick. These two, another dear niece Mrs Lethbridge and 
my ageing brother, now exhaust the list of my near relatives. Kindest remembrances to 
Mrs Pearson. I heard of her movements from Professor Clifton and knew she was not in 
Oxford yesterday. 

Ever affectionately, Francis Galton. 

The blow struck us both severely ; there was much to think over, and 
some things had to be done immediately, Biometrika reconstituted, an eloge 
written, a memorial to Weldon instituted and many papers sorted. Without 
Francis Galton's continuous sympathy, aid and counsel, it would have been 
impossible in that year to continue my work. 

First, as to the Weldon memorial ; largely by the aid of two or three 
generous donors, of whom it is needless to say Galton was one, enough 
money was eventually obtained for a marble bust by Hope Pinker, to be 
placed in the Museums at Oxford, and a biennial Weldon medal with pre- 
mium for the best biometric memoir published in the immediately previous 
years — the medal to be awarded by Oxford electors, but not confined to that 
University nor to British subjects. The scheme, as finally drafted and accepted 
by the Hebdomadal Council, was largely Galton's creation. I had felt very 
strongly that biometry was destined eventually to take an important place 
in biology, especially in researches into evolution and that, for an international 
prize of this kind, at least in the more distant future, the Council of the 
Royal Society would be the fittest judges. 

Secondly, sheet after sheet the eloge on Weldon went to Francis Galton 
and was returned with criticisms and suggestions. He was especially dis- 
satisfied with my brief 1'eferences to Weldon's part in the attempt to remodel 
the University of London, and to his work in relation to the Evolution 
Committee of the Royal Society. As some history, little recognised, is 
conveyed in this interchange of letters, I have ventured to insert several of 
them here. They will illustrate the help Galton gave to his younger friends 
and the sympathy he felt for all their difficulties. 

The wrapper and title-page of Biometrika had to be hastily rearranged, 
and I wrote to Galton for advice. His suggestions, very closely followed, ran 
thus : 

Claverdon Leys, Warwick. April 25, 1 906. 

My dear Karl Pearson, Friday, May 4, after your College meeting, will quite suit me to 
all appearances... but I can foresee only a short way, and have to mould my plans upon others. 
I go to London to-morrow, and am away in Essex, Saturday to Monday, but have no further 
engagements. About the future of Biometrika, would not the simplest plan be for you to edit 
it solely in your name? Weldon often said that he wished you would do so, for all the work had 
been and will be yours. You suggested that "founded in 1901 by Weldon, yourself and myself" 
should be inserted. You must not give so much prominence to me. Why not keep to the exist- 
ing formula and say: "Founded in 1901 by Professors K. Pearson and W. F. R. Weldon in 
consultation with Francis Galton." Then simply "Edited by Karl Pearson"? A list of coadjutors 
would scarcely add weight to your name Affectionately yours, Francis Galton. 

pgiii 36 



282 Life and Letters of Francis Oalton 

7, Well Road, Hampstead, N.W. April 29, 1906. 

My dear Francis Galton, The scrapbook with the photograph* reached me just before 
leaving Longcot, and the other book was awaiting my arrival here. I shall endeavour to get 
an enlargement, for as you say the attitude is very characteristic, but I fear it will not stand 
much enlarging. Please tell Miss Biggs I will take all care of the book. The other book shall 
go back to its place on the shelves at Oxford, when I next go down. I found the finger-print 
books and the letters in going through the papers at Oxford. I shall keep myself free on Friday 
and you will tell me whether you are able to see me. At times there seems so much to talk to 
you about and then again it all passes from me. It was possible to go on as long as I was 
attempting to put the papers at Oxford in order, but I seem now quite dazed, and for the first 
time in all my teaching experience the idea of facing my students and lecturing seems positively 
repellent, — at times impossible. I feel wholly without energy to start the term, and if I could 
only see the man able to do my work, I would ask for 6 or 9 months leave of absence. I have 
only sounded this personal note because I want you to pardon me, if I say or do anything stupid 
at present. Yours always sincerely, Karl Pearson. 

42, Rutland Gate, S.W. April 30, 1906. 

My dear Karl Pearson, The account of your overwrought spirits and energy quite 
distresses me. I look forward greatly to seeing you here on Friday. If there are hopes of your 
coming earlier than 4 p.m. on that day please send a postcard that I may not be out. My time 

is quite at your disposal Anyhow I look forward to some quiet conversation with yourself 

alone. Ever affectionately, Francis Galton. 

42, Rutland Gate, S.W. May 7, 1906. 

Mv dear Karl Pearson, My attempts have been fruitless to put anything down that 
you are not already familiar with, about Weldon's characteristics. The extraordinary fulness 
and accuracy of his letters astonished me. He would write almost a treatise, and insert long 
tables with apparent ease and as a work of supererogation, which would be a large labour 
to most men. I suppose too that a certain pertinacity, in the favourable sense of the word, was 
one of his most marked peculiarities. The extraordinarily wide range of his accurate, not super- 
ficial, knowledge, was another feature. He was too kindly a critic of things that I asked him 
to criticise to be of value to me on those occasions, I am sorry to say. Rightly or wrongly my 
impression always was that he needed some one very strong scientific end in view to compel 
him to concentrate his remarkable powers more steadily. But I may be judging incorrectly 
here. I wish I could think of more, this much is I fear useless to you. 

Affectionately yours, Francis Galton. 

7, Well Road, Hampstead, N.W. May 13, 1906. 

Dear Francis Galton, I want to ask your opinion about resigning my fellowship of the 
Royal Society. You will remember that the last paper I contributed to the Society met with 
a great deal of difficulty in getting accepted — probably was accepted only on account of your nice 
little speech. But the Secretaries communicated a resolution to me that I should be requested in 
future contributions not to mix statistics and biology in the same paper. This of course was 
equivalent to the intimation that they would not accept future biometric papers from me. 
I was at the time — I think it is more than three years ago — sorely tempted to resign, but did 
not do so under the impression that it might be looked upon as personal dudgeon. I have not com- 
municated any paper of my own to the R.S. since. The one case where I presented a paper was 
an application by Miss Cave of our statistical methods to a problem in meteorology. In that 
case the Secretary wrote and suggested that I should withdraw the paper as the meteorologists 
did not approve the methods usedf . This I declined to do and after some controversy the paper 

* Of Weldon; at his death, but few, and those unsatisfactory, portraits could be found. 

I A commentary on this judgment is that the Meteorological Office recently sent round a 
circular to various persons, including myself, asking if we could provide further correlations of 
barometric pressures ! Still the pioneers of correlation work in meteorology were hardly treated. 



Eugenics as a Creed and the Last Decade of Galton's Life 283 

was printed. I have always meant, however, to test the biometric question again, and when 
Dr Pearl gave me what appeared to me a really noteworthy paper — showing for the first time 
that even the Protozoa do not mate at random, but assort themselves — the very important 
result wanted to show how species can be differentiated, even if all members are fertile inter se — 
I presented it to the R.S. as a test case. The Secretary wrote to Weldon who was then Chair- 
man of the Zoological Committee and stated that it would be much better to print it in Biometrika 
than in Phil. Trans. The paper is a long one with much illustration and as neither Weldon nor 
I saw why the Royal Society should be closed to biometricians, the suggestion was therefore 
refused. Unfortunately Weldon's death left the matter to be finally decided by the committee 
under a new chairman and they have now settled not to publish the paper "mainly on difficulties 
felt as to the biological significance of the quantity measured." The quantity measured is the 
correlation coefficient in three characters for conjugating protozoa, and it appears to demonstrate 
that physiologically in the lowest types of life, like is compelled to mate with like by structural 
conditions. It appears to be the first clear demonstration of Romanes' physiological selection, 
and supplies the need Huxley felt for evidence that differentiation can arise inside a species 
fertile inter se. It is the old tale that men are set to express an opinion on a biometric paper 
when they do not know what is the significance of a coefficient of correlation ! But I think 
I have really good ground now for doing what Weldon and I more than once talked about, 
retiring from the R.S. 

My chief work and interests now lie in biometry. If the RS. will have nothing to do with 
it, and publishes papers and reports of which the writers lack the most elementary knowledge 
of statistics, then the Society ceases to appeal to me in any way. I cannot see that I shall do 
any harm in raising my protest, however feeble it may be. It is not, I trust, a personal point, 
for I have sent nothing for three years to the Society, but I do not care to sit still and see a 
really fine piece of work consigned to the Archives, when the Society ought to have felt it an 
honour to publish it. However, tell me frankly your views and I shall abide by your advice. 

Always yours sincerely, Kael Pearson. 

42, Rutland Gate, S.W. May 14, 1906. 

Dear Karl Pearson, I fully understand and sympathise with your feelings. It is a disgrace 
to the biologists of the day, that their representatives in the Royal Society are incapable of 
understanding biometric papers, and of distinguishing between bad and good statistical work. 
To that extent I am entirely at one with you, but I do not on the above grounds see that your 
resignation would mend matters. It is a very general rule of conduct not to withdraw when in 
a minority, because a vantage ground is surrendered by doing so. It is far easier to reform a 
society while a member of it than when an outsider. The object is, by direct and indirect means, 
as occasion may offer, to educate biologists in the elements of higher statistics. This is being 
slowly but surely done by Biometrika, and would be done more quickly if you could find some- 
body with a light touch to show as much of the way as biologists should go, and of the false ways in 
which they have strayed, as the conditions of the case permit, by writing in popular magazines. 
I do not see why the meaning of correlation should not become familiarised, though the methods 
of work are technical. And similarly for much more, the objects aimed at may be explained, 
though not the processes. There is an Arab proverb about the ease with which the greater 
part of the honey in one pot may be transferred to another, and the extreme difficulty of trans- 
ferring the whole. —So much for mere elementary education. 

As regards higher work, you may be driven to make Biometrika a seat of judgment, not 
to argue or to enter into controversy (which I know you hate), but simply to pass sentence 
with reason given just like newspapers do. A fair lash, on the proper quarters, at the right 



I can recollect two bad cases ; at one university a memoir on barometric cross- Atlantic corre- 
lations was refused a prize because the methods were not "original"; at a second university an 
elaborate piece of work, showing that there was no correlation between the position of the moon 
and any meteorological phenomena, failed as a thesis for the doctorate on the ground that its 
results were negative — as if negative results were not in this case as important as positive — 
and besides, as the meteorological expert put it, the candidate had omitted to inquire how far 
thunderstorms are subject to lunar influence 1 

36—2 



284 Life and Letters of Francis Galton 

moment, bestowed whenever it is deserved, would soon be dreaded, and become a check on 
charlatans; it would afford a motive to others towards acquiring biometric knowledge in order 
to appreciate the punishment. You can do all, or any part of this, with more effect as a fellow 
of the R.Soc, than otherwise, so I should say don't resign, but abide your time, and give a good 
and well-deserved slash now and then to serve as a reminder that your views are strong, though 
not querulously and wearisomely repeated. Ever yours, Francis Galton. 

The above two letters, relating to matters now of the fairly distant past, 
are not printed with a view to renewing old differences, or justifying past 
phases of feeling, but to indicate how close was Galton's relation to his 
younger scientific friends, and how he aided and counselled them in all their 
scientific relations. In another matter also he was both materially and ad- 
visorily most helpful. The Weldon memorial fund was certain to be sufficient 
to provide a bust of Weldon for Oxford, but I was ambitious that it should 
do more, and this in the special manner that I thought Weldon himself 
would have most approved. I wanted something that should form a per- 
manent encouragement to biometricians the whole world round, and I had 
specially in mind the younger men. I wanted to see besides the bust, the 
institution of an annual or biennial medal and premium. In order to obtain 
a greater range of subscribers, I proposed that the three universities with 
which Weldon had been associated should in turn adjudicate the proposed 
medal and premium, and I drafted the first appeal for the Weldon memorial 
fund to this effect and sent it to Francis Galton for his criticism. 

42, Rutland Gate, S.W. May 27, 1906. 

My dear Karl Pearson, I am heartily at one with you in your object, but see difficulties 
in the proposed method of attaining it. They are: 

1. The experience of like attempts shows how difficult it is to raise as much money as you 
want. I could tell you my own, but being personal do not like to write it. 

2. The Royal Society fails to find competent referees in biometry, much more would the 
three several universities fail to do so. The dignity of the body which awards medals is of less 
consequence than the assurance that the award is just. 

3. An annual or biennial medal and premium, to be awarded to each of the three universities 
in turn, does not seem a very attractive bait. 

I write with much diffidence as to what I think would be preferable : 

(a) Mention a medallion as a possible alternative to a bust*. It would be cheaper, and 
would serve as an appropriate design for the medal. 

(b) Supposing that the assurance of an annual sum of £ — would justify the issue of a medal 

I should be prepared to give as much as would purchase £ — consols for that purpose But it 

must be anonymous 

(c) If this plan seems acceptable I would at once send the sum with an accompanying letter 
to this effect: "I enclose the sum in question for instituting a periodical medal or premium in 
memory of Prof. Weldon to be awarded to the author of the most valuable biometric publica- 
tion of recent date, on the understanding that you will consult biometric friends on the conditions 
that are to regulate the award, and more especially to determine whether it should be limited 
to one class of English biometricians, to all classes t, or be independent of nationality " 

* Probably a bust would need to have been produced to get the medallion, as no portrait in 
profile existed. K.P. 

f Galton was rightly desirous that the award should not be confined to biological bio- 
metricians but should embrace sociology, anthropology, etc. K. P. 



Eugenics as a Creed and the Last Decade of Galton's Life 285 

Galton next expressed his desire that the medal should be associated 
with Biometrika and suggested how this might be done. To this idea, I was 
strongly opposed ; it would not have attracted outside support and sympathy, 
the journal might cease to exist, its vitality was not then fully established, 
and there would be no trustees for the fund. With Galton's gift the medal 
was assured ; I had no doubt that the remaining sum needful would be forth- 
coming from Weldon's personal friends, and there was no occasion to make 
a broad appeal to the three universities. It was possible to stress the inter- 
national character of the medal, which I had much at heart. 

Please at this present stage, consider nothing of the above as final. I only put it forward 
in the form that now occurs to me which would doubtless be much improved by your and other 
criticism. Pray give it freely. To-morrow I go out of Town for three nights so excuse me if 
I miss a post or two; my letters will be forwarded, of course. Enclosed I return your draft. 
With all good wishes for the final success of the plan. Ever very sincerely, Francis Galton. 

University College, London. May 28, 190G. 

My dear Francis Galton, Yesterday I was looking at a letter from the Weldon series, 
dealing with the foundation of Biometrika. I had just written to tell him that the complete 
guarantee fund was forthcoming, and the journal could really start. He begins "Dear good old 
Galton, dear good old everybody," and that is somehow just how I feel, when I write now to 
you ! This is not an answer to your letter because I want to think it over and reword my original 
proposals, but I feel quite certain that the annual medal you suggest would not only be invalu- 
able as an inducement to men to strive their best for biometric research, but would indirectly 
produce some good papers for our journal. I quite agree that it should be open to sociological 
as well as purely zoological inquiry. I will write again in a few days. My heart is very full 
just now. We have had Mrs Weldon with us for two days going through papers and letters. 
I am beginning to see the lines of my memoir a little better. 

Affectionately yours, Karl Pearson. 

P.S. I am not at all sure that it would not be of great value in the future to publish some 
at least of Weldon's letters. They are full of suggestion for research, and represent his scientific 
spirit far more effectively than his published papers. 

[Undated, but early June, 1906.] 

My dear Francis Galton, Many thanks to Miss Biggs for all the trouble she has taken 
in hunting up those letters from Weldon, and you for letting me read them. You need not fear 
any criticism of my work by him will influence me. Our friendship had gone through the 
fire and nothing could modify my judgment or affection now. But this is a hard week, I have 
been at Oxford sorting papers for three days, and I have brought the memoir down to the early 
biometric papers. I will send the result to you soon. It is hard now to distinguish exactly 
what was yours and what was his, but I don't think you will feel hurt if I have not always put 
the praise where it should be. It is easier to praise the dead than the living. Please just stick 
to your life, till mine is gone; I can't do all this again. It is the fourth time I have had to 
throw all my energy into a dead man's papers and work, and three times the man has been so 
to speak a part of my own life. How can one tell the tale? Affectionately yours, Karl Pearson. 

7, Well Road, Hampstead, N.W. June 28, 1906. 

My dear Francis Galton, A good and a bad piece of news. In the first place another 
anonymous donor wishes to add a second £ — Consols to yours. This is good because we might 
hope the fund would go up eventually to £1000 and this would be very good indeed. 

In the next place I wrote to Lord Rayleigh asking him whether he thought it at all likely 
that the R.S. would consent to act as trustees of a Weldon medal and premium for biometric 



286 Life and Letters of Francis Galton 

work. He replied that he " would sound the officers." I have his reply to-night, which I am 
sending to you. You will see that it is distinctly unfavourable. In the first place, I did not do 
more than ask him his opinion as to what the Council would be likely to do, if the proposal 
were made to them. You will see that he speaks of referring it to the Zoological Committee. 
Now that is hopeless — that body has just refused Pearl's really good bit of biometric work 
" principally on the ground that they do not see the biological significance of the quantity 
measured," i.e. they do not see what is meant by a correlation coefficient. Further, the idea of 
the Evolution Committee having anything to do with the matter is too absurd*. That Com- 
mittee is now merely a body for running Mendelism and the last thing to commemorate Weldon 
would be to assist that movement. 

Now I want you to tell me what to do. Whether : (1) to let Lord Rayleigh put the matter 
before the Zoological Committee : in which case the offer will probably be rejected. (2) To write 
to Lord Rayleigh and point out that the Zoological Committee — as it does not contain a single 
biometrician — can hardly express a useful opinion on the point. I believe it is simply a method 
of shifting the decision on to another body than the Council. (3) To ask him to consider the 
proposal as withdrawn. (4) To ask him to bring the matter directly before the Council, so that 
we may know that they and not the Zoological Committee are responsible for the decision 
arrived at. 

Kindly let me know what your views may be. Of course other trustees can be found, e.g. 
the University of London. But I feel that for the distant future the R.S. would have been the 
right trustee for an international thing of this kind. Affectionately yours, Kaul Pearson. 

Please return Lord Rayleigh's letter. If you could by any means let me have a reply by 
to-morrow, Saturday, night, it might save the matter going further, if that is your advice. 

42, Rutland Gate, S.W. June 30, 1906. 

My dear Karl Pearson, I think that the R.S. ought to be left severely alone. Their 
official representatives repudiate biometry and their Council is already overtasked in awarding 
medals. I can quite imagine their doing what the R. Geograph. Soc. have already done, viz. 
refuse any offer to found a new prize. Oxford University seems to me far more suitable in many 
important respects, and its list of Professors (as given in Whitaker) affords at least 10 suitable 
electors,... and there could be no valid objection, I should think, to specifying certain names in 
addition. I have not however an Oxford Calendar by me to refer to, for precedent, but will go 
to the Club and if there be time, will write again, thereon, to-day. The 10 [1 11] Professors are 

Anthropology Medicine 

Astronomy (Law of Error) (1) Natural Philosophy — (I don't know in the 

Botany least what this is) 

Comparative Anatomy Physiology 

Geometry Pure Mathematics 

Human Anatomy Zoology 

I should suggest a short printed circular, enclosed with a few lines of written letter, to each 
of these, saying that so much money is already in hand, that it is proposed to found a Weldon 
biometric Medal, or other award,— that it is suggested that the University of Oxford would be 
the most suitable body to bestow it, — that there are at least 10 professors witli whose subjects 
biometry has some connection, from among whom a suitable board might be selected by the 
University to adjudge the award. ...Finally to ask for their suggestions and whether they are 
willing to co-operate in furthering the proposed plan. — That, after answers shall have been 
received, the question of approaching the University will be considered. 

Would it be convenient if I called on you to-morrow (Sunday) afternoon 1 I would suggest 
at 2 o'clock, but any other reasonable hour would suit me equally well. Will you telegraph 1 
and I will abide by what you tell me. Affectionately yours, Francis Galton. 

I have an engagement here at 4.15. 

I am delighted to hear of the additional £ — . I return Lord Rayleigh's letter. 

* The President in his letter had suggested that if the medal were accepted, the Evolution 
Committee might be a suitable body to award it. K. P. 



Eugenics as a Creed and the Last Decade of Galton's Life 287 

42, Rutland Gate, S.W. July 6, 1906. 

My dear Karl Pearson, The first thing that I heard of the Evolution Cttee was from 
Michael Foster who said that the C. of the R. Soc. had been asked to form one, and that they 
would on the condition that I would act as Chairman, to which I assented. 

The offer of a big sum to help in founding a Darwinian establishment for plants and animals 
was made by me tentatively on many occasions, on the condition that the large balance needed 
for such an institution could be raised elsewhere. I repeated it more or less formally during the 
existence of the Cttee, but the response was quite inadequate. The offer of Charles Darwin's house 
in Down at a moderate (1 nominal) rent was made by the Darwin family to the Cttee, but the 
double event of cost of maintenance and the practical impossibility of visiting it from London on 
Sundays owing to the awkward hours of the trains, made it impossible to accept the offer. No 
one benefited by my offer ; " no jackals came down for the spoils*." 

The work of the Cttee was a great disappointment to me. For one thing, I had hoped that 
it would be sufficiently authoritative, or rather that its weight would suffice to weld numerous 
bodies that have gardens or menageries into common action, to allow some plots or cages, tfec. 
for research. The Clifton Zool. were prepared to do this, but Thisel ton-Dyer said that 
even he could not depend on the gardeners at Kew to carry out any experiment accurately, 
so that plan fell through. I knew that the Zool. were untrustworthy helpers — I mean the 
keepers. 

The Cttee talked more than worked, and Z. was very boring, writing very long letters to me 
and always averse to compromise. V., whom he brought in as an Associate, was to my mind, 
distinctly objectionable in using the name of the Cttee when he had received no sanction to do 
so. On the whole, the Cttee seemed to be doing so little and working with so much friction that 
I did not care to be longer connected with it, so I resigned. Weldon did so too, guided by much 
the same motives. 

This is all I have to say. It necessarily relates chiefly to myself but indirectly perhaps to 
Weldon, whom I then found very helpful, as he always was. 

Miss Biggs and I have spent a long day in Henley — Peppard — Stoke Row, etc. We saw 
Mrs Grey at the Manor House f and the boat races were going on at Henley. It was 
a glorious day for us — We passed Blount's Court Farm. — I trust you are now well placed at 
Winsley Hill. 

Ever yours, Francis Galton. 

Winsley Hill, Danby, Yorkshire. July 11, 1906. 

My dear Francis Galton, I enclose two things. First, a sympathetic card (which please 
return) from the Vice-Chancellor, Oxford, as to the Weldon Prize. Secondly, the proofs of the 
part of the memoir which I think you have already seen, and also the MS. of the London period. 
I hope to get the Oxford period done this week. I want you to let me have the MS. back, if 
you can by return, it must go to Press as soon as possible. I have found it very difficult indeed 
to write the London part, because the Evolution Committee formed such a very large part of 
Weldon's life in those years, and I cannot think it was good for him. You were most kind and 
sympathetic, but he felt that he had to do something of moment and to do it quickly. Further 
it had to be done under constant fire of unfair criticism. I have found piles of papers about this, 
that I knew nothing about before, and it is heartrending to think that I was worrying him 
about his mathematics at the same time. Reading the papers through now it seems to me that 
a definite plan was formed about 1896 to eject the biometricians and take possession of the 
Evolution Committee. But all that Weldon wrote, and he wrote and spoke strongly about the 
R.S. publishing the Mendelian Reports in a semi-official way, may be applied equally to his own 
work in the early stages. Z.'s attacks did not start until Weldon had reviewed Z.'s book in 1894 
or 5, and then they became incessant and ceased only with the death of Weldon. The book was, 
I think, faulty, but I looked up Weldon's review (in Nature) the other day, and it in no way 

* See, however, our p. 134 above. 

f The house occupied by Galton in 1903 during our Peppard stay. We were at Blount's 
Court Farm. K. P. 



288 Life and Letters of Francis Galton 

justified those years of unceasing nagging which led to the capture of the Committee. I suppose 
I shall have my years of it now * ! 

Please write quite frankly and I will endeavour to modify anything which you think must 
be altered. You will I know understand that I am placing Weldon alone in the centre of my 
stage. Affectionately yours, Karl Pearson. 

* This forecast was confirmed in the same year : 

" Of the so-called investigations of heredity pursued by extensions of Galton's non-analytieal method and 
promoted by Prof. Pearson and the English Biometrical School it is now scarcely necessary to speak. That 
such work may ultimately contribute to the development of statistical theory cannot be denied but as applied 
to the problems of heredity the effort has resulted in the concealment of that order which it was ostensibly 
undertaken to reveal. A preliminary acquaintance with the natural history of heredity and variation was 
sufficient to throw doubt on the foundation of these elaborate researches. To those who hereafter may study this 
episode in the history of biological science it will appear inexplicable that work so unsound should have been 
respectfully received by the scientific world. With the discovery of segregation it becomes obvious that methods 
dispensing with individual analysis of the material are useless. The only alternatives open to the inventors of 
those methods were either to abandon their delusions or to deny the truth of Mendelian facts. In choosing the 
latter course they have certainly succeeded in delaying recognition of the value of Mendelism, but with the lapse 
of time the number of persons who have themselves witnessed the phenomena has increased so much that these 
denials have lost their dangerous character and may be regarded as merely formal." Mendel's Principles of 
Heredity, Edition 1906. 

The attacks made on the early papers of the Eugenics Laboratory were largely encouraged 
by writings of the above character (see our pp. 399, 406 and 408). It is, perhaps, needless to 
say that it was Galton in his Natural Inheritance and neither Weldon nor myself who were 
" inventors of those methods." The author of Mendel's Principles failed to realise that (i) Evo- 
lution by Natural Selection depends upon mass-changes, i.e. on selective death-rates which demand 
actuarial methods, and (ii) that all scientific knowledge is relative, there is no absolute truth in 
science ; we seek the best description of the phenomena we observe, and as there may be more 
than one effective description of the group of events we are investigating, there is no necessary 
opposition between an analysis of individuals and an analysis of mass-changes. The one may 
have as great scientific value as the other. 

It is difficult to see how admiration for Francis Galton, and even for parts at least of his 
Natural Inheritance, was compatible with a complete contempt for biometric methods, but 
William Bateson's view, as expressed in the following letter (which Mrs Bateson most kindly 
permits me to publish), seems to indicate the source of our divergence. For me there is no absolute 
truth in scientific knowledge or in religious creed, the one provides conceptual models of more 
or less descriptive exactness of our sensations of phenomena, the other fits itself to the emotional 
needs of differing races, periods and individuals. 

Mendelism is only a truth as long as it is an effective description ; a continuous or a discon- 
tinuous conceptual model of a group of natural phenomena may be equally valid as " scientific 
knowledge." 

Mebton House, Gbantchester, Cambridge. 7. vii. 09. 

Dear Miss Biiios, I have been in Paris a week and only found your letter on my return. Of course I will 
now send the book to Mr Galton, and I am delighted to do so. It did not occur to me that you might have 
mentioned our conversation to him. I had greatly wished to send it but came to the conclusion that the simpler 
course was to refrain. 

I don't think many people admire, or can admire, Mr Galton more than I do. The novelty of his thoughts 
and the freshness of his outlook on nature are not to be found in any other living writer, so far as I know. 
I often remember the thrill of pleasure with which I first read Hereditary Genius and the earlier chapters of 
Natural Inheritance, and every year when I read aloud pieces of those books to my class, as I always do, I can 
see what excitement they have the power to cause. 

You ask whether "Just as all creeds are right," may not "all the paths of Science and Art" be right? 
Hardly, I think, if for the words we substitute the things themselves. In Art, yes : all are surely right which 
are sincere ; for to the individual artist that which is sincere is, by that very prerogative, to him, Art. The 
multitudinous forms of art are the product of our manifold natures, and no one may decide for another. But 
in the natural world of Science, or in the supernatural of the creeds for that matter, I cannot see how there can 
be more than one right, nor how the path which ends in the wilderness can, outside the language of compliment, 
be called right. How often have I regretted that Mr Galton has not been with us in the past ten years 1 It has 
been indeed a strange perversity of chance. Please see to it that he does not trouble in any way to acknowledge 
the book for, as I said to you, I shall quite understand. Yours truly, W. Bateson. 



Eugenics as a Creed and the Last Decade of Galton' s Life 289 

42, Rutland Gate, S.VV. July 13, 1906. 

My dear Karl Pearson, I return the papers. They greatly interest me. I have put trifling 
marks on pages 5, 6 of the proofs and on 61 of the MS. The only remarks I would make on 
the MS. are that (1) perhaps the University of London part might be clearer, briefer and more 
emphatic, and (2) that I think more might be made of the possibilities of an Evolution Cttee 
than is alluded to on p. 64. For my own part, I thought at first, and this was my main motive in 
joining it, that the numerous bodies engaged in horticulture and zoology might in one aspect of 
their work, be co-ordinated by the Cttee and that research of a scientific kind might be intro- 
duced into the proceedings of each of them. A Cttee would help to keep them up to the mark, 
and prevent overlappings. But the desire for this seemed too faint to produce any such result. 

1 cannot recall the meeting mentioned at the Savile Club, and doubt in consequence whether 
I was really present at it. I am almost sure that Michael Foster's asking me to take the chair- 
manship was the first thing that I ever heard about the proposed Cttee. Dear ! dear ! what a list 
of efforts are included in the life of an actively minded man like Weldon — successes and failures. 

I return the Vice-Chancellor's letter, which is excellent so far as it goes. 

Heron's admirable paper reached me after I last wrote. Is he the excellent man you spoke 
to me about, who was not then quite ripe for the Eugenic Research Fellowship. He seems just 
the man to hold such an appointment. 

We have just returned from a brief country visit. It is delightful to hear that you are so 
pleasantly placed among old Quaker associations. They — the Quakers — were grandly (and 
simply) stubborn. I think we shall go again to Ockharo for August but to another house — ■ 
negotiations are pending. Affectionately yours, Francis Galton. 

Winsley Hill, Danby, Grosmont R.S.O., Yorks. July 14, 1906. 

My dear Francis Galton, Your letter and suggestions are very helpful. Your corrections 
to the proof shall be made. The other points I will refer to one by one. 

University of Lmvlon. It is awfully difficult for me to give the full account of this. I had 
got many men to join the Association, George Meredith, Hardy, Besant, etc., by a more or less 
personal appeal stating that we wanted to found a university absolutely homogeneous with 
a professor at the head of each department on the lines of a Scotch or German university. 
Huxley was elected president after this scheme had been adopted and brought his enormous 
force to work on a small executive committee of which I was secretary to carry out a plan of 
his own in which we were to compromise with colleges, night schools and the existing university 
to get & federal body. He arranged meetings with each of these institutions. The first with the 
University of London was to come off in a few days. I protested that this was not the policy 
on which the Association had been built up and that the executive committee could not go beyond 
its instructions. Huxley with all the force of an old hand completely confused me — all I know 
is that I resigned the secretaryship and that the members of the committee asserted that I had 
promised not to take action against Huxley's scheme. Personally I don't think I made any 
definite promise, but I know that Huxley saw danger to his project and engineered me into 
a state of confusion. When I had time to think it over I saw that he had left me in an 
absolutely false position. I must either be entirely untrue to the men of weight and name who 
had joined the association on the basis of a genuine professorial university or break through 
Huxley's entanglements*. This I did by an open letter to him, sent to the Times and to him at 
the same time. I put myself right with the members of the Association but entirely in the wrong 
with regard to Huxley. Ultimately the Association reversed the whole of Huxley's policy, but 
these doings ( 1 ) had killed its effectiveness, (2) hurt Weldon fearfully and (3) made people believe 
me impossible on committees. Huxley must be right and such a small person as myself must 
be wrong. 

* In my opinion to-day Huxley by his action destroyed all the chance there then was of a 
real university for London, and left us with the miserable pretence of a university that still 
exists. The " Association for promoting a Professorial University in London " had practically 
united all the teachers of weight in London and many other men of mark as well. It was 
wholly impossible to carry through any pettifogging federal scheme without its sanction. 
Huxley had no real academic ideals, and a suspicion of all universities controlled by the 
professoriate. His error was to accept the presidency of an association whose programme was 
entirely opposed to his own views. 

p g in 37 



290 Life and Letters of Francis Galton 

Looking back on it now, I think Huxley was morally wrong ; he used all the force of his 
name and position to get a younger man, who was really responsible for the movement, out of 
the way in order that he might carry out a different scheme. I was formally wrong, but morally 
right, and nobody saw, not even Weldon, that I, having taken a false step, was doing what was 
painful to me to put myself right with men whom I had induced — often by much talk and 
persuasion — to join a movement for a great ideal of academic reform. 

Now you will see that I cannot put all this directly into Weldon's Life. But it was a re- 
markable instance in which his admiration for his hero, and personal affection for a friend came 
into opposition, and he succeeded in preserving both, and this although I never gave him as I 
have given you the grounds for what I did. It is this element in the whole matter which makes 
the account of Weldon's relation to the University movement, as you find it, obscure. 

I have put in six more lines about the Evolution Committee emphasising what your aims 
were and how they were rendered unavailing by the members pulling in different directions and 
the struggle of different schools. To my mind the absence of such an experimental farm as you 
suggested has been the great drawback of the past years. We want a land "Marine Biological 
Association." But it would never have been possible to combine the thoroughness of Weldon 
with the slipshod character of the rival school. Friction would have destroyed everything. The 
only hope is that a Dohrn may arise some day, a man with the energy and force of character to 
carry it out which marked him. The worst of it is that the Americans have already got such 
a station under the Carnegie Institution, but so far they have done nothing very profitable with 
it ; it needs as chief a very clear strong thinker. The success of these things always lies in the 
strength of the individual who dominates the whole. Dohrn must have been splendid 

I enclose a letter to you, which seems to me to confirm my version of the first origin of the 
1893 Committee. In 1896 Nov. or Dec. you were so weary of Z.'s incessant letters to the 
Committee — the originals or copies occupy an entire box in Weldon's papers — that you suggested 
Z. should be added to the Committee. Now was the old Committee dissolved and a new one formed, 
or as I suggest were Bateson, Dyer and myself* added to the old Committee and shortly after 
many others? There is no definite statement in Weldon's letters, but between Nov. 1896 and 
February 1 897 the Committee appears to have taken a new lease of life, the old statistical object is 
dropped, many new members appear and the whole scheme of breeding and inquiry by circulars 
to breeders comes into being. Can you throw any light on these points 1 I enclose the circular 
that Weldon in his letter says he has sent to Darwin, Poulton and Macalister, and received 
their assent to. Weldon in a letter of Dec. 4, 1893, says : 

" I am writing to ask people to meet on Saturday at 3.0 (Dec. 9th) as you (F. G.) suggested, 
but at the Savile Club, 107 Piccadilly." He states that as the Royal Society is not available on 
Saturdays he has chosen the Savile. Perhaps the locus was changed later 1 

Might I have the enclosed back, so that all the papers may be in order and together, if there 
is need for any further reference ? Also will you return the enclosed poem in W. F. R. W.'a 
handwriting ? Is it a translation and if so of what 1 It reads rather as if it were. If not, what 
made him choose this metre, and what is it the prologue to 1 It is the only poem I have found. 
What is the reference to Macrobius ] Affectionately yours, Karl Pearson. 

42, Rutland Gate, S.W. July 16, 1906. 

My dear Karl Pearson, I have found my (scanty) diaries of 1891-1897, and have been 
to the R. Soc. to read the minute book of the Evol. Cttee and refresh my memory. The sequence 
of affairs was I think this, so far as I was cognisant. — First Michael Foster's call on me — 
I have no record of this, — about the then talked of Cttee. Second the Savile Club meeting, 
of which I have no recollection, but believe it must have been just an informal ratification of 
views previously well discussed. My diary notes the engagement. Third the appointment of 
a R. Soc. Cttee, in the Minutes of whose first meeting Jan. 25, 1896, a letter was read from 
me to the R. Soc. " suggesting the desirability of appointing a Cttee for conducting statistical 
inquiries into the measurable characteristics of plants and animals." Also, a letter from the 
R. Soc. appointing us, myself (as chairman), F. Darwin, Profs. A. Macalister, Meldola, Poulton 
and Weldon, giving us £50 to start with, and recommending us to apply to the Govt Grant 
Cttee for any further sums we might think necessary. 

* The R.S. records show that I was added in 1896: see p. 126 above. 



Eugenics as a Creed and the Last Decade of Galton's Life 291 

Jan. 1897, Bateson, Godman, Heape, Lankester, Maxwell, Masters, Salvin, were elected 
members, and Bateson attended. 

Feb. 26 (clearly of the same year, from the above facts) when Bateson, etc. were present, it 
was resolved to ask that the objects of the Ottee should include "accurate investigation of 
Variation, Heredity, Selection and other phenomena relating to Evolution." In this year it 
was briefly called (?for the first time) the "Evolution Cttee." 

June 15, 1899, the question was raised "whether the Cttee ought not to cease to exist." 

Nov. 29, 1899, Discussed and read a letter (about to be sent?) from me to the Sec. R. Soc. 
expressing my view "that the Cttee would not serve any useful purpose by continuing to exist," 
but asking reappointment for one year. 

Jan. 25, 1900, Dyer, Meldola, Pearson, Weldon and I all resigned. (The Cttee still lingers 
on and meets about once a year.) 

There is no indication of any previous Cttee for this or any allied purpose, but Weldon had 
many grants, personally, for his shrimp experiments, etc. Neither was there any break in the 
continuity of the Evolution Cttee. 

I quite see your difficulty about the history of proceedings connected with Huxley and the 
University of London, — how to satisfy the reader and yet not be too explicit on painful 
subjects. 

The allusions to the poem (which I return with Weldon's letters) are not understood by 
me. I do not even yet recall who "Macrobius" was — (not a Macrobe, the inverse of a "Microbe"!). 

I still think that I must have a lot of Evolution Cttee correspondence someivhere in my 
cupboards, etc. If I can find anything worth sending you shall have it, of course. 

Affectionately yours, Francis Galton. 

7, Well Road, Hampstead, N.W. Oct. 22, 1906. 

My dear Francis Galton, I am rather distressed that I have heard n