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CO 00 

E <OU_1 64451 



PHILOSOPHY FOR PLEASURE 



By the same Author 

THE FLIGHT FROM REALITY 
MEN WITHOUT GODS 



PHILOSOPHY 

FOR 

PLEASURE 



BY 

HECTOR HAWTON 



LONDON 

WATTS & CO. 

5 & 6 JOHNSON'S COURT, FLEET STREET, E.C. 4 



First published 1949 



BOOK 

PRODUCTION 
VW*R ECONOMY 




THIS BCX)K IS PRODUCED IN COMPLETE 

CONFORMITY WITH THE 
AUTHORIZED, ECONOMY STANDARDS 



PRINTED IN GRIAT BRITAIN BY RICHARD CLAY AMD COMPANY, LTD., 
BUNGAY, SUFFOLK. 



TO 

ERICA 

TO WHOM I OWE 
SO MUCH 



Contents 

INTRODUCTION ix 

I WHAT PHILOSOPHY is ABOUT i 

II THE DISCOVERY OF REASON 13 

III THE RAPE OF REASON 27 

IV ARCHITECTS OF THE UNIVERSE 38 
V THE REVOLT AGAINST METAPHYSICS 52 

VI THE GREAT DILEMMA 65 

VII THE KANTIAN COMPROMISE 82 

VIII THE RETURN TO METAPHYSICS 100 

IX THE AFTERMATH OF HEGEL 117 

X THE UNIVERSE OF SCIENCE 134 

XI THE PROBLEM OF CHANGE 149 

XII THE NEW LOGIC 167 

XIII THE DEBATE CONTINUES 186 

GLOSSARY OF TERMS 202 

TABLE OF DATES 207 

INDEX 209 



vu 



Introduction 

BY 
PROF. A. E. HEATH 

WHEN I had finished reading the manuscript of this book I 
came to the reluctant conclusion that Mr. Hector Hawton, 
though not an academic person, had beaten the professional 
philosophers at their own game. How ? Not because his 
book is the result of wide and careful reading of philosophical 
authors. It is that, but there are plenty of such studies 
already in varying degrees of readability. It was because 
this harvested material has been passed through a clear and 
critical mind, and then presented with freshness and vivacity. 
The title of the book, Philosophy for Pleasure, has real point. 

Both men of science and philosophers know that wide 
learning is only too readily harnessed to prejudice. That is 
why the gifted amateur, the outsider, often sees most of the 
game. In my opinion Mr. Hawton's book is an excellent 
example of this. To his training in the discipline of writing 
he adds a restless interest in things of the mind : and, not being 
overwhelmed by authority of great names, he succeeds in seeing 
the wood in spite of the trees. Too often books on philosophy 
give the impression that there are as many philosophies as there 
are philosophers. But, as Mr. Hawton rightly says, " It is 
quite wrong to suppose that a history of philosophy resembles 
a vast Brains Trust, and that students must sit back and listen 
to the opinions of Plato, Descartes, Locke, Kant, and so on." 
These outstanding men are much more than writers to be 
read : they are, every one of them, examples of a centuries-old 
and sustained attempt to frame, in ever clearer and more subtle 
language, those fundamental questions which we are all (in our 
more reflective moments) forced to ask ourselves. 



X INTRODUCTION 

This mode of approach to philosophical studies enables Mr. 
Hawton to present philosophy as a perpetual adventure in the 
world of ideas. We know that the chief glory of science is that 
it is never finished, because the wider the sphere of knowledge 
grows the larger is its area of contact with the unknown. In 
philosophy, too, the unending struggle goes on. My own 
personal view is that philosophy is not a subject of study, but a 
way of studying all subjects. 

Mr. Hawton adopts a similar attitude, and so is able, in 
this little book, to achieve what many much more ambitious 
treatises fail to do : namely, to set recent philosophical develop- 
ments in their proper perspective. At first glance modern 
philosophical advances seem to be hopelessly destructive of 
earlier work. The truth of the matter is that they are only a 
more determined effort by philosophers to state their problems 
more explicitly. Their discussions tend inevitably towards 
the linguistic for a perfectly definite reason. We used to ask 
ourselves, when confronted by any particular proposition, 
whether that statement was true or false. Nowadays we realize 
that there is a prior question which we must ask : namely, 
whether the statement has any significance at all. Many 
pretentious philosophical bubbles go out bang when pricked 
by this analytical needle. 

Mr. Hawton's treatment has another quality. It succeeds 
in giving us the feeling that philosophical problems, like 
scientific ones, are as urgent and interesting now as they were 
at man's first intellectual awakening in Ancient Greece. They 
have not been settled for all time, as traditionalists suppose. 
To those prospective readers who seek from philosophy final 
answers to all their questionings, I say in all seriousness that 
this book is not for them. For it presents philosophy as 
possessing perennial youth just because it is not finalistic. It 
is one of the ways in which a man shows that he is grown-up : 
the way of constant criticism. Philosophy is a disturber of 
intellectual peace, not a sedative. 



CHAPTER ONE 

What Philosophy is About 

IN the sixth century B.C. something stirred into life on the 
cosmopolitan coast of Asia Minor that has had a profound signi- 
ficance for civilization. Men began to ask questions that had 
never been asked before. They began to ask what the world 
was riiade of and how it originated. 

As far as our records show, this kind of speculation was with- 
out precedent. Both the Egyptians and the Babylonians had 
studied mathematics, astronomy, and medicine. They had 
made surprising progress in these subjects, although the results 
were expressed in an occult terminology. But such subjects 
had been hitherto studied by priests in sacred colleges. They 
had to be fitted into the framework of a religious cosmology. 
For laymen to venture an opinion on these deep matters was an 
innovation. 

There is no evidence that the priestly caste ever debated the 
question of how the world came into existence. It would 
scarcely have occurred to them that the problem might be 
solved by the use of reason. They were satisfied that they 
knew the answers. They were guardians and interpreters of a 
sacred canon. 

The discovery that the origin and meaning of life were ques- 
tions that might be solved by rational discussion constitutes a 
landmark in human history. Only a very few individuals were 
conscious of it ; for the masses in those turbulent times life 
went on exactly as before. Nevertheless, the first blow for 
liberation had been struck. Man had begun to ask those ques- 
tions which not only enriched his own consciousness, but 
ultimately led to control over the forces of nature. 

The search started, not merely for information, but for 



2 WHAT PHILOSOPHY IS ABOUT 

understanding. " Much learning does not bring under- 
standing," said Heraclitus. And by understanding he meant, 
" Nothing else but the exposition of the way in which the 
universe works. " Knowledge of this kind could not be derived 
from traditional beliefs, as most people supposed. " One 
must not act and talk like those reared with the narrow out- 
look, ' As it has been handed down to us.' " 

Thus a rent was made in the blanket of superstition that had 
hitherto stifled free inquiry. A new wind was blowing across 
the world. Men were beginning to look at the world with new 
eyes. They discovered problems that seemed capable of solu- 
tion by this new and exciting method, by observing and reason- 
ing. Before long this pursuit of wisdom was exalted into the 
highest possible activity ; and those who used the new, 
intellectual instrument were called " lovers of wisdom " 
philosophers. 

Naturally, the lonians made no distinction between 
philosophy and science. How recent such a separation is may 
be seen by the fact that we still have chairs of natural philosophy 
and mental philosophy in some of our universities, though the 
subjects taught are, of course, physics and psychology. In 
practice, however, philosophy now has a very restricted mean- 
ing. It has been the victim of its own success. Starting as an 
inquiry into the working of the universe, as soon as some 
branch of the investigation yielded positive results, that field 
was removed from philosophy and given the name of a special 
science. 

Science is thus the offspring of philosophy ; but so far from 
devouring its parent, as it becomes more mature science turns 
again to philosophy for guidance. Hence we find that physics, 
the most advanced of the sciences, is becoming increasingly 
philosophical. But even if every question about the working 
of the universe could be appropriated by a particular science, 
there would still be the question of how science itself works. 
It has been suggested that science interrogating itself, fashion- 
ing a science of science, may well be the last province left to 
philosophy. But the prospect is merely an academic possi- 



WHAT PHILOSOPHY IS ABOUT 3 

bility, because we are never likely to reach finality. The 
philosopher can be assured of a place as the critic of concepts, 
though he may have to give up constructing world systems. 

It is impossible to give a satisfactory definition of philosophy 
unless a date is affixed to it. The reason for this is that the 
tasks undertaken by philosophers have differed in successive 
periods of historical development. No modern philosopher 
would have the temerity to tackle the problems that his counter- 
part in ancient Greece tried to solve. If we regard the most 
valuable part of the Greek contribution as the discovery of 
Reason as a new instrument, we can make a convenient division 
into ancient and modern philosophy, with the line of demarca- 
tion Appearing when the instrument itself began to be critically 
examined. 

There is an inevitable arbitrariness about all such classifica- 
tions ; but some point of departure must be taken, and there was 
clearly a very great change in the intellectual atmosphere of 
Europe in the sixteenth century. Once again new questions 
began to be asked. Once again a new wind was blowing, and 
great gaps appeared in the traditional picture of the universe. 
And once again this revolution of ideas took place outside the 
sacred colleges, and was largely the work of laymen. 

During the Middle Ages speculation was practically confined 
to the monasteries. The trail blazed by the early Ionian 
Materialists had not been followed. The searchlight of in- 
quiry had been diverted from a free exploration of the universe, 
and for that Plato must bear some of the blame. The logical 
tool that Plato and Aristotle had sharpened was used by the 
Scholastics to give an appearance of sweet reasonableness to 
their utterly preposterous theological beliefs. Unfortunately 
it was believed that nearly everything that could be found out 
about the universe was known. It merely remained to deduce 
the consequences. 

It had been a tremendous leap forward when the Greeks 
discovered that some problems could be solved by intelligent 
discussion. The Scholastics, however, blocked any further 
advance by remaining content with mere discussion by using 



4 WHAT PHILOSOPHY IS ABOUT 

logical arguments, as Galileo protested, " like magical incanta- 
tions to charm the new planets out of the sky." It was argued, 
for example, that a heavy substance, such as lead, must fall to 
the ground at a faster rate than a lighter substance, such as 
feathers. As everyone knows, Galileo put the matter to the test. 

By appealing to experiment Galileo started a new line of 
inquiry. Experiments had indeed been made in the classical 
world, but they had been virtually forgotten. Galileo began 
the division between experimental and speculative philosophy 
which issued in modern science. Almost at a stroke, philosophy 
seemed to lose half its kingdom ; but we must remember that 
it had sought to embrace the whole universe, visible and 
invisible. 

Modern philosophy really dates from this severance. No 
longer required to show the way in which the visible universe 
worked, it was driven to search for other riddles. It did not 
have to look far. The problems of the visible universe were 
left to Galileo, Kepler, Newton, and their successors ; philoso- 
phers looked inside themselves, at their own minds. In doing 
so they were picking up the thread spun nearly 2,000 years 
earlier at Ephesus, when Heraclitus declared, " I searched 
myself." 

Thus Descartes asked what knowledge a man possessed with 
unshakeable certitude, and he made his famous reply Cogito, 
ergo sum : I think, therefore I am. 

Bold innovator though he was in some respects, Descartes 
could not disentangle himself from medievalism. Both he 
and Leibniz asked their questions under the watchful eye of the 
theologian, and they had to make room in their systems for the 
existence of God and the immortality of the soul. 

Locke is in some ways a more truly representative pioneer of 
what may be called modern philosophy. Locke asked questions 
that are still pertinent. Locke's questions led to Berkeley's, 
and such a vigorous opponent as Lenin has expressed the 
opinion endorsed by Bertrand Russell that no really new 
defence of the theory of Subjective Idealism has improved on 
the arguments of Berkeley. 



WHAT PHILOSOPHY IS ABOUT 5 

Berkeley's views gave rise to the scepticism of Hume, who is 
still such a living force that he is the acknowledged inspiration 
of the most recent school of philosophy, Logical Positivism. 
Hume's scepticism so disturbed Kant that a very great deal of 
Kant's philosophy is an attempt to answer it. After Kant 
came Hegel, who attempted to answer everyone's questions at 
once by claiming to frame a universal philosophy which em- 
braced all that had gone before it. But Hegel was not the end ; 
the most vigorous offshoot of Hegel was Dialectical Materialism, 
the official philosophy of the Soviet Union. This brings us 
right into the contemporary world and still the philosophers 
are finding new questions to ask. 

How Philosophy Progresses 

Philosophy is unique in that its progress can be measured by 
the kind of questions it asks rather than by the success of its 
answers. It would be an over-statement to say that the answers 
do not greatly matter, but obviously they lack the immediate 
importance of the answers of the scientist. If we look merely 
at the answers we are confronted by a bewildering variety of 
theories, and with so little common agreement that the whole 
subject may seem a futile waste of time. Many histories of 
philosophy set these theories side by side, like so many wares 
on a shop counter, and the student may be excused for feeling 
" you pay your money and takes your choice." 

Such an approach is, I am convinced, profoundly misleading. 
It is quite wrong to suppose that a history of philosophy re- 
sembles a vast Brains Trust, and that the student must sit back 
and listen to the opinions of Plato, Descartes, Locke, Kant, and 
so on, jtfst as though they were being enunciated for the first 
time and could be judged on their individual merits. This is 
not history at all, for it leaves out of consideration the passage 
of time and the change of circumstances. 

Philosophers do not live in a timeless vacuum. They see 
their problems in the perspective of the age to which they be- 
long. The philosophers of the past, no matter how brilliant 
their intellects, were limited by the knowledge and vocabulary 



6 WHAT PHILOSOPHY IS ABOUT 

available. What would be the use of discussing infinity with 
Zeno if he had to remain ignorant of the mathematics which 
has solved the paradoxes he propounded ? Or, for that matter, 
how could we usefully discuss absolute space and time with 
Kant, if no reference could be made to relativity physics ? 

It is something of an aifectation for a modern man to call 
himself a Platonist or an Aristotelian. The answers that Plato 
and Aristotle gave may have been the best possible in their 
day, but the experience that has since accumulated cannot be 
ignored. We cannot fail to find stimulating suggestions 
abounding in many of the philosophies of the past, but we must 
make very big reservations. The most profitable course is 
surely to note how each philosopher, from Thales onwards, 
propounded some new question, found some fresh twist in 
argument ; and then we can follow the fortunes of the original 
idea as it is passed down the ages, like a ball, from inquirer to 
inquirer. 

This means that to-day we have a great advantage. We can 
tap the experience of centuries. We not only know, for 
example, what Locke asked, but what Berkeley thought of it, 
what became of the question when it passed through the 
furnace of subsequent minds, such as Hume's and Kant's. It 
is purged of much dross in this historical process. There are 
flaws in many of the arguments that we would not have noticed 
ourselves, but which, in the course of time, have been revealed. 

Looking very far back, we can also see what was by no 
means evident at the time that philosophy emerged from a 
background of religion. Just as religion itself, when it emerged 
from animistic magic, retained some of the conceptions of the 
lower level, so philosophy retained certain religious concep- 
tions. It was some time before the cutting-power of Reason 
was properly appreciated. The instinct of the early philoso- 
phers was to set up a system as dogmatic, in its way, as a 
religious cosmology. As Professor Cornford. writes : " The 
charm of the early Greek philosophers lies in the fact that, to 
a large extent, they did not trouble to invent bad arguments at 
all, but simply stated their beliefs dogmatically. They pro- 



WHAT PHILOSOPHY IS ABOUT 7 

duced a system as an artist produces a work of art. Their 
attitude was, ' That is how the world is to be ' ; and the system 
itself, as distinct from any arguments that may be constructed 
to buttress the fabric, is thrown out, like a statue or a poem, 
as the expression of some thought or emotion that lies within 
and will have utterance." (From Religion to Philosophy.) 

This oracular method was pursued by many great philoso- 
phers. They constructed vast and complicated systems which 
not only rivalled the religious accounts but made the science 
of the day seem very piecemeal and humdrum in comparison. 
tThese systems were claimed to be deductions from principles 
that were supposed to be self-evident. Consequently they 
seemed to offer a royal road to knowledge quite independent of 
the trial-and-error methods of science. They now litter the 
historical route of philosophical inquiry like the bones of 
extinct mammoths, and it seems improbable that we shall see 
many more such attempts. 

This kind of philosophy is sometimes called " Metaphysics," 
and it was doomed when science took over the study of the 
working of the universe. The test of time has shown that it 
could not hope to compete with the experimental method. 
The study of nature cannot be carried out from an armchair. 
Nevertheless there are highly important studies that un- ; 
doubtedly can be conducted from an armchair. Mathematics 
is one of them ; philosophy, as it is widely understood to-day, 
is another. 

The Modern Problem 

How is philosophy generally understood to-day? What 
shift of meaning has occurred in our use of the word ? To 
answer this question adequately we must trace the adventures 
through history of those ideas thrown out by past philosophers. 
We shall see, I think, that progress has been made, albeit of an 
unusual and unexpected kind. We shall see that the principal 
gain has been framing clearer and more subtle questions and so 
increasing our understanding of what we are actually doing. 

Subtle as the questions are, the subject-matter is close at 



8 WHAT PHILOSOPHY IS ABOUT 

hand. We need not leave our armchairs to study it. W* need 
not make philosophy our profession. Some of its finest 
achievements have been due to the brilliant amateur. It 
started its career as a series of speculations made by intelligent 
laymen in their spare time ; it was continued by slaves, soldiers, 
and statesmen, and at least as important work has been done by 
those who had some other means of livelihood by doctors, 
opticians, schoolmasters, and civil servants as by the pro- 
fessionals. 

It would be absurd for an amateur to express an opinion on, 
say, the Quantum Theory ; but it is still possible for an amateur 
philosopher to say something of importance. Professional 
scientists often say very important things in their capacity as 
amateur philosophers ; but they often say foolish things, as 
Susan Stebbing showed in Philosophy and the Physicists. To 
defend the amateur philosopher does not mean that anybody 
can sit down at any moment and say something worth while 
about philosophy. Referring to Eddington, for example, Dr. 
Stebbing comments : " His lack of philosophical training 
(which I deduce from his writings, not from any private in- 
formation as to his reading list) has made it possible for him to 
slip into pitfalls that he might otherwise have learnt to avoid." 

Many who rush so eagerly into the fray have not troubled to 
consider how the questions that move them so deeply have been 
dealt with in the past. Without knowing it, they use arguments 
that were long ago exposed as fallacious, and they ask questions 
that have long been improved upon by careful amendments. 
To ignore the rich legacy of the past is surely presumptuous. 
The merchants of Miletus who pondered about the constitution 
of the universe several thousand years ago looked on much the 
same universe as we ourselves do ; their senses gave them the 
same data, their minds were at least as keen as the best modern 
minds. But they started with a blank page. There was no 
" reading list " to help them, not merely to solve their problems, 
but to re-state them in such a form that they were capable of 
solution. 

Some of the problems which baffled philosophers in the past 



WHAT PHILOSOPHY IS ABOUT 9 

have been partly, if not entirely solved. They have been taken 
over by the scientist. But the advance of science has disclosed 
fresh problems ; hence the spectacle of modern physicists turn- 
ing their attention to philosophy instead of scorning it, as some 
of their predecessors were once tempted to do, because of the 
apparent paucity of results. They have turned to philosophy 
because it has now learnt to formulate more accurately questions 
that are of fundamental significance. When, in the seventeenth 
century, philosophy and science separated, the one turning to 
the analysis of experience, the other to physical experiment, the 
way was made clear for a new problem to take shape. 

If anyone asks, therefore, what sort of questions philosophers 
are trying to answer to-day, a brief reply would be that they are 
mainly concerned with the terms in which we express what we 
experience. This should not be taken to imply that modern 
philosophy is necessarily subjective. Some, indeed, maintain 
that what we experience only exists in the mind ; others would 
deny it, though they might still be content to call what they 
analyse, Experience. The problem is to state what is meant 
by such terms as Experience, Mind, and Existing. 

For Bertrand Russell, modern philosophy is neither meta- 
physical nor subjective. He writes : "It has been generally 
regarded as the business of philosophy to prove the great truths 
of religion. The new realism does not profess to be able to 
prove them, or even to disprove them. It aims only at clarify- 
ing the fundamental ideas of the sciences, and synthesizing the 
different sciences in a single comprehensive view of that frag- 
ment of the world that science has succeeded in exploring. It 
does not know what lies beyond ; it possesses no talisman for 
transforming ignorance into knowledge. It offers intellectual 
delights to those who value them, but it does not attempt to 
flatter human conceit as most philosophies do. If it is dry and 
technical, it lays the blame on the universe, which has chosen 
to work in a mathematical way rather than as poets or mystics 
might have desired." (Sceptical Essays.) 

Whitehead has more sympathy with metaphysics, but he is 
opposed to the subjective view, although he is satisfied to speak 



IO WHAT PHILOSOPHY IS ABOUT 

of making an analysis in terms of Experience. " Speculative 
philosophy," he writes, " is the endeavour to frame a coherent, 
logical, necessary system of general ideas in terms of which 
every element of our experience can be interpreted." And to 
make this clearer, he continues : " Every science must devise 
its own instruments. The tool required for philosophy is 
language. Thus philosophy re- designs language in the same 
way that, in a physical science, pre-existing appliances are 
re-designed." (Process and Reality.) 

It took many centuries of hard thinking before the realization 
dawned that words *were not eternally fixed things, that they 
could be thrown on the scrap-heap and new words minted, 
that some apparently insoluble problems were due to difficulties 
of expression, that the accident of the grammatical form of a 
particular language itself created artificial problems that were 
unconnected with the subject under consideration. To-day 
the philosopher is confronted by his experiences or, if you 
prefer to call it so, the Given and he is free to make up any 
words he pleases, to invent whatever categories he finds con- 
venient, in order to sort out these experiences and classify 
them. He himself, for example, makes the class which he 
calls Illusion ; and he makes another class which he calls 
Reality. There is no limit to the number of concepts he 
can construct Matter, Mind, Life, Substance, Events, Cause, 
Law, etc. 

But I am anticipating. The whole story cannot be told 
yet. For the moment I merely wish to draw attention to an 
important difference between modern and ancient philosophy. 
That the modern attitude was latent in bygone controversies 
Nominalism, for example is, of course, true enough ; but the 
view that language is a tool for the interpretation of experience, 
and that the tool can be re-designed, is wholly new in its 
thorough-going application. Science, religion, literature, and 
even philosophy itself, must be expressed in language ; and so 
the criticism of language, because it is a criticism of the very 
instrument of thought, is fundamental. 

" When / use a word," Humpty-Dumpty said in a rather 



WHAT PHILOSOPHY IS ABOUT II 

scornful tone, " it means just what I choose it to mean neither 
more nor less." 

" The question is," said Alice, " whether you can make 
words mean different things." 

" The question is," said Humpty-Dumpty, " which is to be 
master that's all ! " 

Broadly speaking we can say that, for most ancient and 
medieval philosophers, words were the master ; and this is 
what one would expect to find in view of the historical emer- 
gence of philosophy from religion, with its quasi-magical 
attitude towards names. For most modern philosophers words 
are instruments, and although this attitude is held by widely 
divergent schools, it is one of the positive gains that have accrued 
from centuries of disputation. 

To understand its importance, however, we must first study 
what has led up to it. No one, however gifted, can open a 
book by a contemporary philosopher and understand what he 
reads without any previous acquaintance with the history of 
philosophy. No one ignorant of the great controversies of the 
past could understand the simple quotations I have taken from 
Russell and Whitehead. The English is clear enough, but the 
dictionary meaning of the terms tells us nothing of their 
associations and the battles fought over them. For example, 
what is meant by Realism ? What is meant by Subjective, 
Objective, Coherent, Necessary, Interpretation ? 

The lonians would not have understood what was meant by 
re-designing language in order to interpret experience devising 
a sort of net of abstract terms in which to fish among the chaos 
of the Given and arrange the catch in some kind of order. Nor 
can we ourselves understand what is meant by such a statement 
unless we know something of the process that the lonians 
started and which gradually led up to the modern situation. 

This book is primarily about modern philosophy. For 
reasons of space our consideration of the questions philosophers 
asked up to the seventeenth century must be brief. When, 
however, the problem of Knowledge is raised, I shall deal in 
more detail with that process of re-designing language which 



12 WHAT PHILOSOPHY IS ABOUT 

was unconscious to begin with, but which has now become the 
conscious and, indeed, the principal task left for the philosopher 
to perform. 

Our journey will take us far back into history, and we shall 
follow the progress of ideas along their tortuous routes ; we 
shall run into culs-de-sac and often have to retrace our steps ; 
but all the time we shall be witnessing the most fascinating 
adventure of the human spirit as its consciousness deepens and 
it becomes aware of its own creative power. Such a journey, 
among the best thoughts of the best minds, is surely worth while 
if only for the intellectual delight it gives. It should help us 
to clarify our own ideas and think a little more correctly ; and 
it should make us humble when we see how blind even great 
men can be, and tolerant as we realize what differing views of 
the universe it is possible to entertain. 

USEFUL REFERENCES 

The Problems of Philosophy, by Bertrand Russell ; 1912. 

A History of Western Philosophy, by Bertrand Russell ; 1947. 

From Religion to Philosophy, by F. M. Cornford ; 1912. 

An Introduction to Logic, by H. W. B. Joseph ; 1916. 

A Sketch of Medieval Philosophy, by D. J. B. Hawkins ; 1947. 

The Open Society and Its Enemies (Vol I), by K. R. Popper ; 1946. 

The Grammar of Science, by Karl Pearson ; 191 1. 

The Mind and Its Place in Nature, by C. D. Broad ; 1925! 

Science and Human Experience, by H. Dingle ; 193 1 . 

The Nature of the Physical World, by A. Eddington ; 1928. 

Language, Truth, and Logic, by A. J. Ayer ; 1946. 



CHAPTER TWO 

The Discovery of Reason 

THE downfall of Egypt, the rise of Persia, the struggle between 
the merchant class and the aristocratic landowner for control of 
the city-state, were the background against which the first 
philosophers asked the first questions. The great civilizations 
of the Nile and the Euphrates were conservative. Their science 
was practical rather than theoretical. It was concerned with 
civil engineering, irrigation, the construction of a correct 
calendar, and it was in the hands of priests who retained a 
mythical account of the origin of the universe. Greek religion 
was surprisingly free from the vices of ecclesiasticism. Neither 
Homer nor Hesiod took their gods too solemnly, and neither 
taught that the world had been made by the gods. On the 
contrary, as far back as the eighth century it was taught (by 
Hesiod) that Chaos produced the earth, which in turn produced 
the heavens ; and everything else came from the mating of 
heaven and earth. 

It was a small umVerse that these inquisitive Greeks con- 
templated. The stars were night's candles rather than suns ; 
but they were not gods, as the Babylonians supposed. The 
stars were the progeny of the earth, and Anaximander (610- 
546 B.C.) seems to have pictured the earth gradually drying up 
by evaporation, man originally emerging as a fish-like creature 
from the sea. Here is the germ of an evolutionary theory the 
main interest of which is the early attempt to provide a natural 
account of origins. 

Another point to notice is that all these Greeks were material- 
ists. They had no conception of an immaterial God or an 
immaterial soul or immaterial forces. When they said that 
everything was ultimately water or mist or fire, they did not 

13 



14 THE DISCOVERY OF REASON 

mean merely that the underlying substance was like water or 
mist or fire. When Empedocles (445 B.C.) said that the four 
primary elements were moved by two forces, Love and Hate, 
he was not merely speaking metaphorically. The forces of 
Empedocles were fluids. They were a kind of stuff, just as in 
primitive times even'justice was regarded as a kind of stuff, the 
proper circulation of which caused the sun to shine and the 
crops to grow. 

Our knowledge of the controversies that followed makes it 
difficult for us to imagine such unsophistication. But there 
were no such controversies for the lonians to look back upon. 
All they had inherited was the magical theory of a mysterious 
something a sort of mana distributed unevenly throughout 
the objects of the universe. This mysterious something could 
not be seen with the eyes, so it was not a complete novelty for 
them to think of a reality behind the veil of appearances. The 
novelty was to investigate that reality by means of reason. 

What is the world made of ? they asked. What is the stuff 
of which everything we see is composed ? Why do things have 
different shapes and colours, and why do they move about ? 
Anaximander decided that there could .be only one kind of 
substance, and everything in the world was some state of it. 
He called this substance the Indeterminate (or the Unlimited). 
It existed from all eternity, it was infinite in extent, and it was 
endowed with motion. This raw material could not be per- 
ceived by the senses, but it could be apprehended by Mind. 

For our present purposes we need not go into the details of 
these early guesses. It is sufficient to note the important ideas 
that were thrown off almost as by-products of the game of 
speculation. But the belief in a unity behind the shifting 
variety of appearances, and the conviction that reason could 
discover a deeper truth than the senses, were of the highest 
importance. 

The Problem of Change 

The point was taken up and given even sharper emphasis by 
Heraclitus (504 B.C.). He boldly opposed the evidence of 



THE DISCOVERT OF REASON 15 

reason to the evidence of the senses. The eyes and ears, he 
said, were bad witnesses ; the mind must interpret their evi- 
dence, and wisdom lay in the interpretation. Wisdom or, as 
we should say, Truth did not consist in mere observation. 
It consisted in using the reason to perceive the unity beneath 
the diversity which otherwise baffled the senses. Wherever 
you look you see changes taking place. " Everything is in Flux 
and nothing is at rest." Again, in a famous phrase, " You can- 
not step twice into the same river." 

Thus the question posited by Thales and Anaximander takes 
a new turn with Heraclitus. He accepts their belief that reason 
can find an underlying unity in the world, but he asks how this 
unity can be reconciled with the fact of change ? He asks a 
question to which a wholly satisfactory answer has yet to be 
found, and in our own time the philosopher mainly preoccupied 
with it has been Bergson. The answer which Heraclitus gave 
inspired the stupendous system of Hegel. Unfortunately we 
have only a few fragments of the book which he deposited in the 
temple at Ephesus, where he was, by birth, heir to the priest- 
kingship. 

The fact of change makes it difficult to describe the be- 
haviour of the mysterious substance underlying appearances as 
though it were composed of inert lumps of stuff. For when- 
ever change occurs and it is always occurring something be- 
comes different and yet something must remain the same. So 
the stuff of the world, according to Heraclitus, is not water ; it 
is fire. 

Indeed, material bodies are a sort of fire, waxing and waning, 
flaring up and dying down according to law. " The sun will 
not overstep the measure of his path ; but if he does, then the 
goddesses of Fate, the handmaids of Justice, will know how to 
find him. . . . The order of the world, which is the same for 
all things, has not been made, neither by a god nor a man. It 
always was, is, and will be, an eternally living fire, with a law 
that measures its flaring up and a law that measures its dying 
down." 

To translate this picturesque language into modern speech is 



l6 THE DISCOVERY OF REASON 

scarcely possible without covertly adding to it. But here, in 
embryo, is the very fundamental idea that the world must be 
interpreted in terms of processes and not of things. The 
apparent stability which makes us mistake processes for things 
is like the apparent stability of a flame in a windless place when 
it looks solid. Heraclitus explained this stability as a kind of 
balance achieved by opposite forces within the same process. 
This internal tension, due to warring elements, is the source of 
their development. " All things develop through strife and 
necessity." 

The question " What is the world made of ? " had led on 
quite naturally to the question " How does the world change ? " 
In the course of the transition there was a great deal of fanciful 
speculation that only interests the historian now, but apart from 
the detailed answers there were a number of exceedingly fruitful 
ideas that added to the intellectual armoury. The essential 
ideas that emerged were : (a) That the world is governed by 
necessity (law), (b) That its laws can be discovered by the 
human mind, (c) That the world, including gods and souls, 
is composed of one substance, despite appearances to the con- 
trary, which exists in space and time (i.e., it is material). 
(d) That the unity perceived by reason presents a public world 
for the philosopher in contrast to the private world of un- 
enlightened individuals : " Those who are awake have one 
common world ; those who are asleep turn to their private 
worlds " (Heraclitus). (e) That the world is the totality of 
changing processes, and its stabilities result from the union of 
opposites. 

This was a remarkable achievement for the sixth century B.C. 
No doubt the violence and instability of the times helped to 
fashion some of the new concepts. The rapidity of social 
change brought the abstract problem of change to the forefront. 
About the same period as these questions were being asked on 
the coast of Asia Minor, similar discussions were taking place 
in the Greek colonies founded in Italy and Sicily, whither 
political refugees, exiles, and displaced persons had fled from 
the menace of Persia. 



TEE DISCOVERY OF REASON 17 

Mysticism and Mathematics 

Pythagoras of Croton (571-497 B.C.) formed a community 
whose mystical and political aspirations do not concern us here. 
He also asked what the world was made of and how reason could 
discover the answer. He offered a very curious solution. He 
said in effect that the world was made of numbers, and that the 
answers could be found by studying mathematics. 

The modern mind thinks of numbers as abstractions. To 
say that the world is made of numbers seems as outrageous as 
saying that it is composed of words. Pythagoras, however, 
thought of numbers as we think of material things. They were 
bits of stuff ; and points with magnitude, lines with thickness 
were the ultimate furniture of the universe. 

The practical significance of his number-mysticism was the 
impetus it gave to the study of mathematics. The suggestion 
that wisdom i.e., the truth about the working of the world 
was largely mathematical was a tremendous step forward. 
The belief that mathematics can show us how the mind of God 
works fascinated some of the subtlest intellects for thousands 
of years after one is reminded of Sir James Jeans's dictum 
that the universe is a thought in the mind of the great Mathe- 
matician. 

The Pythagoreans knew that the pitch of a taut string varied 
exactly with the length, and they decided that the heavenly 
bodies must obey a similar law that their varying distances 
caused them to emit different sounds as they revolved, and that 
the whole of these sounds taken together was like a sublime 
orchestra, governed by mathematical law. The lonians used 
their eyes, so to speak, where the Pythagoreans used their ears. 
To them the world was not so much like water, or mist, or fire, 
as like sound. It was like a harmony of vibrations, the music 
of the spheres. 

Unfortunately the real world could not be fitted to the Pro- 
crustean bed of the mathematics of the time. For example, 
the ratio of the diagonal of a square to the side could not be 
expressed as a whole number, and the scandal of irrational 



l8 THE DISCOVERY OF REASON 

numbers in a rational universe was so great that the discovery 
of incommensurability is said to have been hushed up. 

Pythagoras failed in his solution, but he succeeded in calling 
attention to the importance of mathematics as a clue to the 
structure of the world. And after Pythagoras the ball fell to 
Parmenides of Elea (504 B.C.), who was a contemporary of 
Heraclitus, to whose central problem he offered an original and 
paradoxical solution. He went much farther than Heraclitus 
in opposing reason to the senses. 

Heraclitus had said that everything was constantly changing. 
Parmenides retorted that, on the contrary, it could be proved by 
reason that nothing could possibly change. If the senses 
brought evidence to the contrary they were deceptive. Change 
was an illusion, because whatever is, is ; and whatever is not, 
is not. It follows that whatever changes both is and is not, 
simultaneously. This seemed an intolerable contradiction. 
How, therefore, can we believe in change and yet remain true 
to reason ? This gave rise to the argument that change must 
mean the appearance of something new ; but for something 
new, something that did not exist before, to come into exist- 
ence, entails that something is created out of nothing, which 
again is unthinkable. So, however ridiculous it may seem to 
deny the reality of change, there can be no logical escape. 

To-day the problem of how something quite new can arise is 
central for Emergent Evolutionists and Dialectical Materialists. 
By declaring that the emergence of novelty was logically im- 
possible, the Eleatics raised another, equally important question 
to what extent can pure logic give us information about the 
world ? Since those days opinion has been deeply divided on 
the point ; those who trusted to logic, come what may, were 
Rationalists, in the strict sense of the word, and they con- 
structed elaborate systems of metaphysics ; their great rivals 
were the Empiricists, who put their trust in experience. 

One of the most troublesome of all philosophical problems 
has been the relation between the verdict of logic and experi- 
ence. By standing on his head so dramatically, and declaring 
that everyone else was the victim of an illusion, Parmenides 



THE DISCOVERY OF REASON 19 

called sharp attention to the problem, though obviously he did 
not solve it. No one outside a lunatic asylum could con- 
sistently deny the fact of change. 

Materialism and Idealism 

Parmenides opened the door for the metaphysicians just as 
Pythagoras opened the door for the mathematicians. Then 
came Leucippus and Democritus, in the second half of the fifth 
century, with a theory that opened the door for all subsequent 
physics the atomic theory. 

Once again, What was the world made of? Atoms, said 
Leucippus ; small particles of matter separated from one 
another by void. The mysterious something underlying 
appearances was an infinite number of atoms. They were as 
impenetrable and changeless in their composition as the One 
of Parmenides ; they were One. They differed merely in 
form and arrangement. All the changes perceived by the 
senses were due to the regroupings of these primary atoms. 

The details of this brilliant guess were supplied by Demo- 
critus of Abdera (c. 420 B.C.). The work of his predecessors 
suddenly seemed like blind groping in the face of a solution 
that appeared satisfying both to reason and common sense 
alike. 

The universe was composed of indivisible atoms and void ; 
their movements and patterns were due to necessity. Yet, we 
are impelled to ask, what is meant by necessity ? What en- 
sures the orderly arrangement of the atoms ? What place can 
be found in a world of blind, material atoms for the Reason 
(the mind) which has discovered this reality hidden behind the 
veil of the sensuous world ? How can thoughts be the same as 
the movements of material particles ? 

The search for the ultimate stuff of which the world was 
made was bound to raise questions about the search and the 
searchers ; for in a way both seem to lie outside the process 
studied. But it was too early for the problem of knowledge, as 
it appears to modern philosophers, to emerge. What was in- 
evitable, however, was for someone to try to define more 



20 THE DISCOVERY OF REASON 

accurately the relation between the surprising and paradoxical 
world disclosed by logic and the common-sense world which 
seemed so very different. 

The original statement of Hesiod, that in the beginning was 
Chaos, and Chaos produced the earth, was in effect re-written 
by Anaxagoras (500-428 B.C.) as follows : " In the beginning 
all things were in confusion, then Mind came and reduced them 
to order." This was regarded as a cosmic operation. The 
Mind referred to is not the mind of the philosopher. It would 
have been impossible at that date to re-write it as a modern sub- 
jectivist might do : " Primary experience is a chaos, but my 
mind reduces it to order." 

To begin with, Idealism was objective. The question which 
gave rise to the philosophical theory called Idealism is this : 
" Is the material universe the result of mind or does it give 
birth to mind in the course of its development ? " Now in 
classical times Mind could only mean God ; the idea of treating 
one's own mind as though one were God, creating the world 
out of a chaos of experience, is essentially modern at least in 
Western philosophy. 

The Problem of Universals 

The seeds of Objective Idealism are found in Pythagoras 
and Parmenides, but it is in Plato (427-348 B.C.) that they come 
to fruition. The pre-Socratics were mostly materialistic, 
though not quite in the modern sense. They made no sharp 
distinction between living and dead matter ; but the soul was 
regarded as a material object. 

With Plato the inquiry into the mysterious reality behind the 
scenes raises the question of immaterial being, quite apart even 
from souls and gods. Just as Pythagoras regarded numbers as 
things, so Plato regarded abstract ideas as existing in timeless 
independence of the material world. 

Plato made no attempt to work out a detailed metaphysical 
system. Indeed, we must not look to the Greeks for such 
systems. They were explorers rather than builders ; they were 
discoverers of ideas, and it is largely with the bricks that they 



THE DISCOVERY OF REASON 21 

supplied that subsequent systems were built. No summary of 
the philosophies of Plato and Aristotle can be made here ; all 
I wish to do is to call attention to the most outstanding additions 
made to mankind's intellectual equipment. 

There are many disputes about what Plato actually meant. 
All that interests us now is what he seemed to mean to others, 
what new problems his theories stimulated. By Plato's time 
attention was focused on the remarkable fact that the world of 
common-sense objects seemed utterly different from the picture 
that logic had painted. 

No one could hear the music of the spheres ; no one could 
see the atoms of Democritus. Must it, then, be supposed that 
the whol adventure of the mind was a mistake ? Which was 
the illusion the world disclosed by logic or the world perceived 
by the senses ? Plato answered without hesitation that the 
world of logic was real. It must be accepted whatever the 
affront to common-sense. 

He analysed common-sense beliefs. Everyone must admit 
that some things were very beautiful, and others less so ; some 
actions were just, and others unjust in varying degrees. This 
could only be the case if some things contained beauty, and some 
acts had a certain amount of justice. If there were degrees of 
beauty and degrees of justice, there must be a Beauty and a 
Justice that were perfect, absolute. 

To say that these terms are general is merely to say that they 
are not confined to a particular case, but are spread over a 
multitude of particular cases. So we have particular facts, on 
the one hand ; and general or universal facts, on the other. 
No amount of examination of the particular will give us the 
universal. Beautiful things exhibit beauty, but they must all 
fall short of beauty itself. 

Now Plato applied this ingenious analysis to all abstract 
terms. The gold coin you hold in your hand is what ? To 
describe it you have to say it is yellow and circular, etc. You 
can only describe it in terms of universals yellowness and 
circularity. There is no escape. Every particular is com- 
pounded of universals. These universals must therefore be 



22 THE DISCOVERY OF REASON 

real. They must exist. Beauty, yellowness, circularity must 
exist. They define gold. 

Look again at the gold coin. Try to think away these uni- 
versals. Subtract colour, shape, size, weight what is left in 
the end ? Only the bare substance that passively underlies all 
things bare matter stripped of attributes, and which waits 
patiently to receive definition. 

This must not be taken as a summary of Plato's actual argu- 
ments. It is the train of thought he inevitably started and 
which ultimately led to such conundrums as, What is the 
difference between mere Being (without any qualities) and 
Nothing ? Is a particular thing (a gold coin) composed of a 
substratum plus attributes, substance plus accidents ; or is it 
just the sum-total of its appearances ? 

Democritus tried to reduce the world to two elements, Atoms 
and Void. Plato tried to reduce it to Matter and Form. 
What is unique about the Platonic solution is that the forms 
were believed to exist independently. The everyday world 
revealed matter stamped with form ; but the forms are only 
imperfectly shown. Behind the scenes, beyond time and 
space, there is another world ; it is perfect, exact, and delight- 
ful. There the soul can contemplate pure beauty, pure justice 
the whole procession of universals can be seen in their 
sublime perfection. 

Knowledge of reality is not given by the senses but is per- 
ceived with the eyes of the soul, \vhose proper object is the 
study of forms or universal ideas. Science is therefore inde- 
pendent of experience a most dangerous idea, as it turned 
out, though the practical merit of Platonism was that by 
emphasizing, as did Heraclitus, the uselessness of mere un- 
related bits of information it focused attention on the search for 
logical and mathematical relationships. 

Whitehead puts it : " The safe general characterization of 
the European philosophical tradition is that it consists of a 
series of footnotes to Plato. I do not mean the systematic 
scheme of thought which scholars have doubtfully extracted 
from his writings. I allude to the wealth of general ideas 



THE DISCOVERY OF REASON 23 

scattered through them. His personal endowments, his wide 
opportunities for experience at a great period of civilization, his 
inheritance of an intellectual tradition not yet stiffened by 
excessive systematization, have made his writings an in- 
exhaustible mine of suggestion." (Process and Reality.) 

The Foundations of Logic 

The brilliant and wayward genius of Plato, so intoxicating 
to poets and mathematicians, was corrected on its more mystical 
course by the sobriety of Aristotle (384-322 B.C.). Plato had 
raised the problem of universals. Aristotle took it over ; but 
he could not admit that they had any separate existence. For 
Aristotle the actual universe lay between the two extremes of 
formless matter and matterless form (God). 

Plato's enthusiasm for mathematics had pointed the way to 
the physicist ; Aristotle's gift for classification pointed the way 
to the biologist. Looking back on two centuries of achieve- 
ment, he asked a most fundamental question. Granted that 
the world is composed of some primary substance endowed 
with general qualities, and that it is in the process of develop- 
ment, what makes it move ? What is the cause ? 

For long afterwards the task for the scientist seemed to be 
mainly to classify phenomena and to search for causes. Aris- 
totle classified Cause itself into four types Material, Formal, 
Efficient, Final. He recognized very clearly the extreme com- 
plexity of Cause. Everything that happened must have a 
cause ; every cause must have an eifect. Moreover, effects 
must bear some resemblance to their causes. Here was 
material for the famous controversy of Freewill versus Deter- 
minism, already implicit in the atomic theory. Here, too, was 
food for the medieval theologians ; for if everything had a cause, 
surely there must be a First Cause ? 

Aristotle insisted that there must be a purpose in things ; 
they moved as they did in pursuance of some final aim. The 
notion of a final cause and the self-adaptation of evolving 
organisms towards some ultimate goal still lurks even in the 
outlook of scientists who would indignantly deny it, and under- 



24 THE DISCOVERY OF REASON 

lies the popular query : " What is the meaning of Life ? What 
is the purpose of the Universe ? " The vitalism of Driesch is 
modern Aristotelianism. 

Two other most useful concepts were added by Aristotle 
Potentiality and Actuality. The oak-tree is not created out of 
nothing ; the sort of change from acorn to oak exists potentially 
in the acorn. Matter, stripped of its qualities, is therefore 
awaiting passage from the potential to the actual. 

Aristotle classified the working of reason, and thus founded 
the science of formal logic. He made the basis of it the 
simplest kind of proposition, a subject with a predicate : " All 
men are mortal " or " The Rose is red." 

He demonstrated how it was possible to argue from the first 
proposition that all men are mortal : Socrates is a man ; 
therefore Socrates is mortal. And why it was wrong to say, for 
example, "The. rose is red; the poppy is red; therefore a 
rose is a poppy/' He supplied the rules with which fallacies 
in this type of argument a conclusion drawn from two 
premises could be detected. 

No more could be expected of him. His powerful mind 
ranged over all that was known of natural science, philosophy, 
aesthetics, ethics, and politics. The depth and comprehensive- 
ness of his thought remain one of the wonders of the world. 
Between them, Plato and Aristotle made the intellectual mould in 
which all speculation took shape for more than a thousand years. 

That the medieval Church wrought a dogma out of his 
philosophy was no fault of Aristotle. He could scarcely have 
foreseen that the doctrine of substance and accidents would be 
used to explain Transubstantiation, and be made virtually 
binding on the faithful. 

The limitations of Aristotelian logic have* only begun to be 
fully realized. One weakness is that it suggests an invisible, 
quality less substratum : even a simple statement, " The rose 
is red," smuggles in an independent entity, to which the quality 
of redness can be added. Modern philosophy, quite early in 
its career, questioned the necessity for postulating such an 
underlying substance. 



THE DISCOVERY OF REASON 25 

We shall return to this topic in later chapters, but for the 
moment it is sufficient to point out that when the contemporary 
physicist speaks of events and processes, instead of things, 
when space and time are regarded as relations between events, 
a sharp break is made with one of the most fundamental 
assumptions of classical philosophy. When people complain 
that contemporary science outrages' common-sense they usually 
mean that it outrages Aristotle and they forget how far Aris- 
totle himself had travelled from those common-sense concep- 
tions which most ancient philosophers were united in despising 
as " delusive opinion." 

The questions which were asked in the millennium that 
followed Pfato and Aristotle seem to the modern ear to be 
futile quibbling and word-spinning. They were mainly con- 
cerned with the status of universals. There were, no doubt, 
excellent political and economic reasons why science could not 
yet develop. There were also very good intellectual reasons 
why scientific theory was paralysed. It was largely held up 
because the wrong sort of questions were asked. 

Instead of asking how moving objects actually behaved, men 
asked : " What is motion ? " and so on. They mistook the 
study of verbal definitions for the study of actual phenomena. 
They looked for mysterious " essences " which was as vain 
as the search for Platonic forms or the philosophers' stone. 

Philosophy would have foundered in a morass of sterile 
word-spinning if it had not been given a fresh orientation. Its 
progress depends on the insight with which old problems are 
given a new formulation. The answers do not give us the final 
truth we thirst for, but they stimulate us to frame more and more 
cogent questions. 

If anyone supposes that I am suggesting that the latest theory 
to appear is necessarily an improvement on any earlier theory, 
he has misread what I have tried to state very plainly. Theories 
themselves do not necessarily improve as time moves on, but 
our experience obviously becomes wider and the old formula- 
tions can no longer cover the whole of it. We find fresh 
turnings in the intellectual labyrinth ; we do not find the way 



26 THE DISCOVERY OF REASON 

out, but our knowledge of the maze in which we wander is 
nevertheless increased. 



USEFUL REFERENCES 

Greek Thinkers, by J. Gomperz, Eng. trs. ; 1901. 

Outlines of Greek Philosophy, by E. Zeller, i3th ed. ; 1931. 

Thales to Plato, by J. Burnet ; 1914. 

Plato and His Contemporaries, by G. C. Field ; 1930. 

Plato's Theory of Knowledge, by F. M. Cornford ; 1935. 

An Introduction to Ancient Philosophy, by A. H. Armstrong ; 1947. 

Aristotle, by W. Jaeger, Eng. trs. ; 1934. 

Stoic and Epicurean, by R. D. Hicks ; 1910. 

There are many good translations of Plato and Aristotle. F. M. 
Cornford's translation of Timceus (1937) and The Republic (1941) 
have valuable explanatory notes. Jowett's translation of the 
Dialogues (5 vols.) was re-issued in 1925. The Oxford translation 
of Aristotle (ed. J-. A. Smith and W. D. Ross) is complete in 1 1 
volumes. Munro's translation of Lucretius was published with 
text commentary and an introduction by Prof. Andrade in 1928. 
For neo-Platonists see The Enneads of Plotinus, translated by 
Mackenna and Page (1926-1930), and Select Passages Illustrative of 
Neoplatonism, by E. R. Dodds (1923). 



CHAPTER THREE 

The Rape of Reason 

THE profound social changes in the sixteenth and seventeenth 
centuries were reflected in a new world outlook. The earth 
had become vaster. The Mediterranean no longer seemed the 
centre of civilization. Italy had lost its importance, America 
had been discovered and India was being opened up. The 
struggle for material power underlay a religious conflict now 
between Catholics and Protestants, and now between rival 
Protestant sects themselves. 

It is a mistake, however, to suppose that the break with the 
medieval outlook was sharp and abrupt. Looking back at those 
distant ideological conflicts, we can see how much both Catho- 
lics and Protestants had in common. The philosopher had to 
be just as careful to avoid offending the one as the other. New 
questions were being asked, new formulations of very old 
problems, but quite often the answers remained in note-books 
or in manuscripts that the authors dared not publish. Quite 
often, as in Greece, the philosophers went into voluntary exile. 
Galileo was placed under house-arrest, and the nervous Hobbes 
spent many years out of England. Spinoza was excommuni- 
cated and once stoned by an angry mob, and his Ethics was not 
published in his lifetime. Leibniz's Nouveaux Essais, the best 
exposition of his philosophy, was not published until fifty years 
after his death, and his important notes were only published 
comparatively recently. 

Philosophy often had the air of a conspiracy. It fell, in some 
cases deservedly, under the suspicion of being subversive of 
the established order of things. This, indeed, was not new. 
Socrates had been judicially murdered. The Pythagoreans and 
Epicureans were severely persecuted. AWlard, Roger Bacon, 

27 



28 THE RAPE OF REASON 

and Bruno were variously punished. The popular charge was 
usually " atheism," and although it was little more than a term 
of abuse, in self-defence philosophers were obliged to take great 
pains to disprove it. 

Perhaps this was one reason why so many of them have 
been preoccupied with demonstrating the existence of God. 
The search for proofs of God's existence did not end with 
the Middle Ages. Descartes, Leibniz, Spinoza, Locke, and 
Berkeley, all tried their hands at it. Another very powerful 
motive, it is to be feared, was that God could be invoked 
whenever a gap in a rational explanation had to be patched up, 
Descartes and Leibniz quite shamelessly employed a dialectical 
deus ex machina. 

In examining their philosophies, therefore, we must remem- 
ber the limitations imposed by the age in which they lived. 
Protest against their predecessors as they might, they saw the 
world through spectacles fashioned by the Greeks. What 
brings them closer to ourselves was their growing awareness of 
this very fact that the world seen through the spectacles of 
Greek rationalism looked utterly unlike the world they saw 
when they removed those spectacles. 

With their naked eyes they saw a small sun climbing across 
the sky ; they were aware of everyday objects with colours, 
smells, and noises, objects that changed shape, grew, decayed, 
and seemed to disappear. How was it possible to believe that 
the earth moved and the sun was stationary when the evidence 
of the senses was utterly to the contrary ? 

But looked at through the spectacles of a philosopher the 
ordinary world vanished and a wholly different picture was 
seen. Admittedly the picture varied, according to whose 
glasses you borrowed, but in any case it seemed to bear no 
resemblance to the world seen with the naked eyes. So there 
seemed to be two worlds the one disclosed by reason, the 
other by common-sense. And it was inevitable that men 
should continue to ask how these two pictures were related ? 
How far should they trust the evidence of reason when it 
seemed to contradict the plain evidence of their senses ? 



THE RAPE OF REASON 29 

The Deception of the Senses 

This question was raised afresh by Galileo (1564-1642). 
He answered emphatically in favour of the world disclosed by 
reason. He was the pioneer of experimental philosophy, but 
the impression that he was the first of the philosophical em- 
piricists those who give priority to the world of sense-percep- 
tion is not quite correct. The full significance of the clash 
between the two worlds could hardly have been apparent in 
Galileo's time. Referring to the Copernican theory, he wrote : 
" I cannot sufficiently admire the eminence of those men's wits, 
that have received and held it to be true, and with the sprightli- 
ness of their judgements offered such violence to their own 
senses, as that they have been able to prefer that which their 
reason dictated to them to that which sensible experiments 
represented most manifestly to the contrary." 

In other words, although we seem to see the sun move across 
the sky, the sun does not in fact move across the sky. Reason 
shows that the earth moves and the sun is stationary. Reason 
does such violence to the senses that he speaks of " the rape of 
reason on the senses." But we must trust reason, and not the 
senses. They can deceive us, but reason gives us the truth. 

Our senses deceive us grossly by representing ordinary 
objects as coloured, noisy, tasty, and aromatic. In reality 
i.e., according to reason they do not possess colours, sound, 
tastes, or smells. These qualities are contributed by our senses 
and do not exist in the outside world. " But that external 
bodies, to excite in us these tastes, these odours, and these 
sounds, demand other than size, figure, number, and slow or 
rapid motion, I do not believe ; and I judge that, if the ears, 
the tongue, and the nostrils were taken away, the figure, the 
numbers, and the motions would indeed remain, but not the 
odours, nor the tastes, nor the sounds, which, without the living 
animal, I do not believe are anything else than names, just as 
tickling is precisely nothing but a name if the armpit and the 
nasal membrane be removed." 

This sort of language has a ring of familiarity. The old 



30 THE RAPE OF REASON 

Scholastic controversies about universalia ante rent (Realism) 
in re (Aristotelianism) or post rent (Nominalism) mean little to 
us to-day. But we can well understand the argument that, in 
the phrase coined by Locke, there are primary and secondary 
qualities. We know quite well that there is no science of 
colours, sounds, tastes, and smells. To treat these facts of 
experience scientifically a way had to be devised of expressing 
them as quantities. Unless they could somehow be translated 
into quantities it did not seem possible to treat them mathe- 
matically. To Galileo the credit must largely be given of per- 
ceiving this necessity. Democritus had also argued in favour 
of primary and secondary qualities, but Galileo put the inquiry 
on a practical basis by showing how it was possible to frame 
laws by dealing with quantities. 

Experience was not thereby neglected ; it was classified. 
Part of it was isplated from the rest of reality and studied. 
Thus, for Galileo the field of study was matter in motion. To 
investigate this he did not merely meditate on the meaning of 
the word " motion/' as though an improved definition would 
yield new information. He watched material objects actually 
moving. He dropped a one-pound weight together with a ten- 
pound weight and demonstrated to the astonished crowd that 
they struck the ground simultaneously. He used his small 
telescope and saw that the Milky Way was composed of separate 
stars, that Jupiter had satellites, that the moon had mountains. 

Instead of making the easy answer that the planets were kept 
in motion by an unmoved Mover, he realized forestalling 
Newton that no external force was necessary to keep them 
moving in a straight line uniformly ; what had to be explained 
was the cause of their deviations. Newton was born in the 
year that Galileo died (1642), and Newton led the way triumph- 
antly along the trail that Galileo had blazed, giving the first 
exact definition of mass, and formulating a law that applied to 
all material bodies. 

This development was known at the time as " natural " or 
" experimental " philosophy. Nowadays we call it " science," 
and although it seems a little hard on the philosophers, it is more 



THE RAPE OF REASON 31 

convenient to restrict the name " philosophy " to those investi- 
gations which have not yielded such excellent results. But it 
cannot be too strongly stressed that experimental philosophy 
was not mainly concerned with collecting observed instances. 
Bacon over-emphasized this aspect. Knowledge, as Heraclitus 
had pointed out, is not just the amassing of information 
" polymathy," as he rather contemptuously called it but the 
rational correlation of evidence. Thus, although science arose 
out of an attempt to explain the behaviour of quite ordinary 
things that everyone could see, it could only furnish an explana- 
tion by inventing things that no one could possibly see. When 
Diogenes complained, of the Platonic Ideas, " I can see a table, 
but noMableness," he was striking at the root of the scientific 
method which Galileo did so much to devise. For whp can 
see force or inertia or mass ? 

Mind and Machine 

The insistence on experiment and observation compelled the 
natural philosopher to keep his feet on the ground. In the last 
resort he had to account for " brute fact/' and if he failed, the 
stately ship in which he set sail into such strange seas of thought 
must founder. But some distinction between universal forms 
and particulars, or between the world of reason and the world 
of sense-perception, had to be maintained. For centuries 
philosophers have struggled to reconcile the two within some 
single comprehensive system. 

Physical science was amazingly successful within the isolated 
domain it had selected. Was it not possible to describe the 
whole of human experience in this manner ? Hobbes (1588- 
1679) thought so. Influenced by Galileo, he was deeply im- 
pressed by the enormous simplification of reducing the entire 
universe, animate and inanimate, to matter and motion. If 
everything that existed consisted of purely material particles, 
then all changes boiled down to changes in position, and were 
accordingly amenable to mathematical treatment. Why should 
not human beings and human societies be regarded as systems 
of mechanical motion ? 



32 THE RAPE OF REASON 

Descartes (1596-1650) was also stimulated by this somewhat 
startling view, and he accepted a good deal of it. Like so many 
of the great thinkers of his age, he was a mathematician, and he 
was anxious to apply mathematical reasoning as widely as 
possible. It seemed like a sheet-anchor, giving certainty and 
security, amid the shifts of mere opinion and guesswork. But 
to Descartes it seemed that Hobbes had thrown away the baby 
with the bath- water. The world of reason, the world of atoms 
moving in accordance with mathematical law, constituted, 
indeed, a reality behind appearances, but one thing was left out 
the reasoner. 

For present purposes we can neglect the purely personal 
problem which confronted Descartes as an orthodox Catholic. 
We will ignore the unpleasant fact that when he heard of the 
condemnation of Galileo he suppressed a book he was writing 
which accepted the Copernican hypothesis. His objection to 
the full doctrine of mechanical Materialism was unquestionably 
genuine, and in different ways the same objection had been 
expressed by many other philosophers. Granted that the 
world is material, and even a machine, how can we account for 
mind reason which studies this machine and discovers its 
laws ? 

There is matter in motion, said Descartes ; but there is also 
something else there is thought. If anything, it is easier to 
reduce matter to thought, than thought to matter. We can 
imagine, for example, what it would be like to lack the organs 
of sight, smell, touch, and hearing. We can imagine a state 
of affairs in which the whole of what we call the external world 
is no more than a dream. Everything we assert of the external 
world may be an interpretation of the elements of our conscious- 
ness, and a determined sceptic could cast doubt upon it. 
What the sceptic cannot doubt is the fact that someone is 
doubting, the fact that he himself is thinking. 

Descartes was searching for a starting-point. In this he 
believed that he was applying the method of mathematics to 
philosophy. The mathematician begins with very simple and 
discrete notions, and from these he proceeds to make deduc- 



THE RAPE OF REASON 33 

tions. What simple notion could the philosophers start from ? 
What truth can he take as a basis which is utterly beyond 
dispute ? And so Descartes arrived at his famous Cogito, 
ergo sum I think, therefore I am. 

By thinking, he meant consciousness in general. What he 
was really saying was that the fact of consciousness, which was 
indubitable, implied a conscious subject. He felt that that was 
axiomatic, because he was expressing himself in the logical form 
clarified by Aristotle a form of language so ingrained in Euro- 
pean thought that it seemed to show forth the very texture of 
the universe. If he had met a Buddhist when he was in 
Amsterdam, he would probably have been very surprised indeed 
to discover that there were people to whom thinking did not 
seem to imply a permanent ego. But Descartes cast his 
experience in the subject-predicate mould. He inherited the 
Greek tradition with its belief in a mysterious " something," 
underlying phenomena, a subject which was qualified by 
adjectives. 

Why should there be only one kind of substance ? Why not 
two, three, four, or even an infinite number of substances ? 
Indeed, on the Cartesian definition, there seems to be no reason 
whatever to restrict the universe to one kind of fundamental 
stuff. " When we perceive any attribute/' he writes, " we 
therefore conclude that some existing thing or substance to 
which it may be attributed, is necessarily present." Attributes 
require a substance, just as a predicate requires a subject. But 
substance, in Descartes' famous phrase, " requires nothing but 
itself in order to exist." 

Dualism 

It is no exaggeration to say that most people are still Carte- 
sians without knowing it. The popular, common-sense 
philosophy, based on the Christian tradition, separates man into 
body and soul. The body is composed of matter, which is 
ordinarily conceived of as tiny particles in motion. The soul is 
regarded as a separate substance ; accordingly it survives the 
loss of the body. 



34 THE RAPE OF REASON 

On a somewhat higher level of discussion, a distinction is 
still made between the concepts of psychology. We talk of 
mind and body. We consider a variety of theories as to how 
such totally dissimilar things can act on one another. It seems, 
on the face of it, quite impossible that a material substance 
should influence, or be influenced by, an immaterial substance. 
There are all kinds of theories Parallelism, Epiphenomenalism, 
Instrumentalism, and so on and in sheer despair the Be- 
haviourists have been driven to deny the existence of conscious- 
ness, which was Descartes' fundamental postulate. Unless we 
adopt this extreme position, no matter what theories we hold in 
private, we seem to be compelled in practice to act as though 
mental concepts and material concepts were not capable of 
being translated into a common language. We may believe, or 
merely hope, that the psycho-analyst and the physiologist are 
really talking about the same thing in different words, but it is 
evident enough that they must still go on using different words. 
If it is true that every thought can be correlated with the move- 
ment of an atom in the brain, no one can yet do the trick. 

Hence the extraordinary importance of the problem that 
Descartes formulated. His solution was a model of neatness 
and ingenuity. In brief, he said that ,two substances were 
required for any explanation of the world that included the 
author of the explanation. One substance was matter, which 
had the characteristic of extension. Three-dimensional matter 
in motion was all that was needed to account for the world of 
perception. The visible universe was a vast machine ; even 
animals were no more than pieces of clockwork. If it should be 
asked whether this external world really existed and very 
soon, as we know, that question was to be raised the answer 
was that God would not deceive man. It would be blas- 
phemous to suppose that we were dupes of a Supreme Illu- 
sionist. 

In addition to extended substance (matter), there was think- 
ing substance (mind). The mind (Vdme raisonnable) was not a 
blank, which passively received impressions from without, as 
Locke subsequently taught ; on the contrary, it was internally 



THE RAPE OF REASON 35 

supplied with a certain number of fixed ideas. With the help 
of these innate ideas God, self, cause, motion, extension, etc. 
the human reason could arrive at truth by reflection. It 
could also make mistakes, because an act of judgment involved 
the will. That such a mind should be able to modify matter, 
that the fluent world of thought and extension should go on 
existing from moment to moment, instead of being annihilated 
by the passage of time, were due to the action of God, whose 
existence could be proved by logic. 

Now here, if we ignore the theology, is a mine of suggestion 
of extraordinary richness ; future philosophers were to dig into 
it deeply and to find, at every turn, that fresh possibilities were 
excited m their minds. By stating such a problem, and 
elaborating a method, Descartes started investigations that 
would have astonished him. Let us look more closely at some 
of the vistas opened up. 

Deductive Rationalism 

(i) Method. The most fundamental of Descartes' assump- 
tions is that truths about the existent world can be discovered 
by reasoning only. This was the almost universal belief of his 
Age. He claimed to proceed by systematic doubt, yet it never 
occurred to him to doubt that logic could give genuine informa- 
tion about the world. The possibility that logic might be a 
closed system, that its conclusions were contained in its pre- 
mises, that its axioms were tautologies, that the whole procedure 
of deduction from simple and distinct notions might be really 
an argument in a circle, did not very seriously disturb the con- 
fidence of philosophers until later. 

A similar procedure, though it led to different results, was 
followed by Spinoza and Leibniz. This was the Golden Age 
of Rationalism using the word in a strict, technical sense. 
Modern Rationalism is something quite different, and in some 
respects quite opposite, since it is closely identified with 
what the seventeenth-century thinkers called experimental 
philosophy. """""" 

The method of introspection, which Descartes used, although 



36 THE RAPE OF REASON 

not essentially novel, was original in its application. It was 
bound to lead to subjectivism. The argument that God was 
incapable of deceiving was too weak to save the objectivity of 
the external world. 

(2) Substance. Descartes formulated his central problem in 
terms of substance and attribute. He decided, as we have seen, 
in favour of two substances. This naturally gave rise to dis- 
satisfaction, especially as he had to invoke God to meet the 
difficulties inherent in such a view. Once an analysis has been 
made in terms of matter and mind, it is inevitable that someone 
should appeal to the maxim attributed (falsely) to William of 
Occam, which stated (1347) Entia praeter necessitate, non 
sunt multiplicanda : Entities are not to be multiplied without 
necessity. 

Do we need more than one substance ? Is that substance 
matter or mind ? Finally, can we not drop the notion of sub- 
stance altogether, in the interest of logical economy ? 

Struggling with these questions, philosophers have tried to 
express the whole of reality in the language of physics or 
psychology. We have had Monism, and Dualism, both of 
which result from the subject-predicate form of stating the 
problem. 

(3) Mechanism. The view that the material world behaves 
throughout like a machine has been almost unquestioned, 
except in comparatively recent times, in orthodox scientific 
circles, and it is still a respectable though less fashionable 
theory. By distinguishing between primary and secondary 
qualities all phenomena are reduced to moving particles of 
matter or even to pulses of energy and so, it is claimed, all 
phenomena must obey laws which can be expressed mathe- 
matically. If we know what forces are acting on a particle we 
can surely predict its movement ; and if so, as Laplace sug- 
gested, a mind capable of knowing the disposition of every 
particle in the universe would be able to predict all future 
events. 

On such premises there is no escape from rigid determinism. 
Descartes, as usual when in extreme difficulties, used God to 



THE RAPE OF REASON 37 

save free will, but the problems of determinism, causality, and 
absolute space and time were inseparable from his presentation. 
The attempt to reduce all material phenomena to a single 
system of one ultimate type of substance obeying mathematical 
laws of motion set an ideal for science, but only at the cost of 
handing over to philosophy the elements that could not be 
fitted in. 

As Dr. C. D. Broad puts it : " Science has been able to 
make the great strides which it has made by deliberately 
ignoring one side of reality. ... In philosophy, as in eco- 
nomics, facts do not cease to be real by being ignored ; and the 
philosopher becomes the residuary legatee of all those aspects 
of reality which the physicist (quite rightly for his own purpose) 
has decided to leave out of account " (Scientific Thought.) 

USEFUL REFERENCES 

The Metaphysical Foundations of Science, by E. A. Burtt. 
Dialogues Concerning Two Great Systems of the World, by Galileo ; 

1632. 

Novum Organum, by Francis Bacon ; 1620. 
Leviathan, by Thomas Hobbes, Intro, by M. Oakeshott ; 1946. 
The Philosophical Works of Descartes, trs. by Haldane and Ross, 

2vols; 1911-12. 
A Discourse on Method, by Descartes ; Everyman edition. 



CHAPTER FOUR 



Architects of the Universe 

IN the seventeenth century physics slipped its moorings from 
philosophy before anyone quite realized the significance of 
what had happened. Philosophers still went on talking about 
physical problems ; and for centuries they went on talking 
about psychological and sociological problems. It is only 
comparatively recently that psychology and sociology have 
become subjects in their own right, unamenable to armchair 
methods ; and even now there is no agreed set of concepts. 

Experimental philosophy did not perfect its method at a 
single stroke. It became aware of what it was doing very 
gradually, as it dropped unprofitable methods. The progress 
of science has been marked by a slow, self-clarification under 
the watchful and often jealous eye of the philosopher. The 
latter was finally left as a solitary spectator of the young sciences, 
which were boisterously self-confident and somewhat con- 
temptuous of their elderly parent. 

To the scientist the philosopher has often seemed super- 
fluous, because of his inability to contribute any specific 
knowledge. But the seventeenth-century Rationalists can 
scarcely be accused of undue modesty in their aims. Their 
massive systems stand behind us like audacious Towers of 
Babel. The metaphysicians themselves appear as architects of 
the very universe. They claim to give a ground-plan of the 
whole of reality. 

We are not called upon to-day to choose between their rival 
systems. The value of their mighty efforts is not to be measured 
simply as success or failure. No one in the seventeenth cen- 
tury any more than in the twentieth or the fiftieth could be 
expected to provide a ground-plan of the whole of reality. 

38 



ARCHITECTS OF THE UNIVERSE 39 

But the struggle with these tremendous problems brought new 
and extremely useful ideas to light. Trains of thought were 
started which can be picked up to-day and enable us to re-state 
the fundamental issues more and more clearly. 

The Method of Rationalism 

What is far more important for us to grasp than the details of 
the systems of the great metaphysicians is the procedure that 
they were trying out. They were Rationalists in the philoso- 
phical sense of the word ; that is to say, they believed that 
knowledge could be obtained merely by the act of reasoning, 
and that such knowledge was independent of experience. If it 
seemed v to be contradicted by the senses, so much the worse for 
the senses ; what alone would be fatal to such knowledge would 
be a logical contradiction. 

To-day this is not only a highly unpopular doctrine, but it 
requires a considerable effort to understand all that it implies. 
We, for example, regard the scientific account of the universe 
as being at the mercy of experience. If fresh observations do 
not fit in with a scientific theory, we do not ignore the observa- 
tions ; we abandon the theory. For most of us scientific 
knowledge is an explanation, or a correlation, of experience, 
and we do not think that we can obtain sufficient experience by 
sitting in an armchair and reflecting. The early Rationalist, 
however, could justify his sedentary habits only by claiming 
that there was information ready waiting, so to speak, inside his 
head. By looking inside he believed that he could discover the 
bricks and the general plan of the universe. He did not create 
these bricks and trim them to observed facts ; they were already 
in his mind, and the facts were what he trimmed. 

The so-called facts were therefore regarded as second-hand 
representations of reality rather than slices of reality directly 
perceived. Colours, smells, noises were located in the human 
body, not in external nature. Descartes agreed with Galileo 
on this point ; and Leibniz went much farther, and asserted that 
all the appearances of matter even space and time were 
delusive. Spinoza declared that we were deceived by the 
D 



40 ARCHITECTS OF THE UNIVERSE 

" imagination," which showed, us things in isolation, and that 
the reason corrected this error by showing us things in their 
inter-connectedness. 

Paradoxical as it sounds, Rationalism of this sort is possible 
only if we assume the correctness of basic intuitions. And in 
the seventeenth century the most certain of these intuitions 
seemed to be the existence of God. 

Words change their meanings. To-day we do not associate 
Rationalism with a belief that the existence of God is self- 
evident. But it was otherwise with Descartes, Spinoza, and 
Leibniz. They undoubtedly used the omnipotence of God to 
cover up the weaknesses in their systems ; but they were by 
no means ashamed of doing so. God seemed much more 
certain to them than the reality of the external world. 

They felt that to reason at all you must have some fixed 
starting-point. You cannot obtain certitude if you start from 
an assumption ; and certitude was what they sought the kind 
of certainty which mathematics seemed to possess. Their 
" proofs " of God's existence amount to demonstrations that 
it cannot be denied without contradiction. Descartes, for 
example, did not prove the existence of God from the existence 
Df the world ; he turned the famous traditional proof upside 
down and argued that we were certain that the world existed 
because God was incapable of deceiving us. Take away God 
and the external world might well be maya. 

Leibniz could think of no explanation of the order of nature 
apart from God. Hence his doctrine of the Pre-established 
Harmony of Monads. For Spinoza, God was practically 
another name for the universe, and therefore God's existence 
was indubitable. We, as aspects of the world, states of the 
single Substance, become conscious of the reason and the 
order which we exemplify ; we are aware of the ground of 
reason, which is in our own natures, for the existence of which 
no reason can be given. 

Spinoza (1632-1677) is perhaps the most uncompromising 
Rationalist of all the metaphysicians. Unlike Descartes and 
Leibniz, he was under no compulsion to adapt his ideas to 



ARCHITECTS OF THE UNIVERSE 41 

Christian theology. Brought up as a Jew, he inherited an 
alien intellectual tradition, and there is some reason to believe 
that he was influenced by the Arabic school, especially by 
Maimonides (1135-1204), 

We are not now concerned with the intricate details of his 
system, but with his essential ideas, which opened up a 
fascinating new pathway that did not begin to be explored 
for a century and a half after his death. 

The Monistic Solution 

Spinoza shared the Cartesian longing for an account of the 
whole structure of reality that was as certain as mathematical 
knowledge, but he saw one great weakness in Descartes' argu- 
ment. In his anxiety to show that God was the continuous 
support of the world of flux, Descartes was driven towards an 
atomic view of Time. He felt that if the future of the world 
depended solely on its antecedent state, there would be nothing 
for God to do, once the world had been created. Every 
moment Time seemed to annihilate the world ; therefore, 
continuous creative intervention of God alone could guarantee 
the conformity of the future to the past. 

Descartes was wrestling, of course, with the old problem of 
change ; but to Spinoza it was as arbitrary to account for the 
order of nature by continuous divine intervention as to assert 
that there were two, and only two, utterly distinct substances. 
Spinoza argued that without an order of nature there could be 
no scientific knowledge; unless the universe was rational it 
could not be explored by reason, and he could not accept a 
j>erpetual miracle to preserve the appearance of rationality. By 
Equating the universe with God he gave a new meaning to laws 
of nature. They were not transcendental imposed from out- 
side but immanent, or expressions of internal relationships. 
Nothing was supernatural ; everything was a system of logical 
ground and consequent. The laws of nature must express 
the real connections between things that are found within 
nature. In a sense, laws are the thoughts of God, and the 
universe is the body of God. The test of whether a law is true 



42 ARCHITECTS OF THE UNIVERSE 

is therefore a rational inquiry as to whether it fits into a har- 
monious pattern. Spinoza was the first serious sponsor of the 
coherence theory of Truth. 

To speak of a " a thing/' according to Spinoza, is to make a 
false abstraction. There are no separate " things/' There 
are no separate " substances. " A substance, as Descartes says, 
" requires nothing but itself in order to exist " ; but for 
Spinoza this is tantamount to a definition of God. For what 
else but God can require nothing but itself in order to exist ? 
God is that, the non-existence of which cannot be conceived. 
You cannot think of anything else without immediately realizing 
that it is dependent on yet another thing ; God is the whole 
series of so-called things, he is Everything the One which we 
misperceive as the Many. 

Just as there are no independent things, so there are no 
independent ideas ; there is, rigorously speaking, only one 
Idea. For whatever you think of leads on to something else 
with which it is related. Begin with any idea you please, you 
will be driven along the dialectiqal path that leads to the One, 
the Totality, or as it seemed to later philosophers who adopted 
this method of reasoning to the Absolute. What seems to us 
independent exists only in an adjectival sense. There is only 
one Subject, but an infinity of adjectives. 

Descartes' thought and extension are not genuine substances, 
according to Spinoza. They are but attributes of the one 
Substance. Their particular manifestations are described by 
him as modes. The relation between body and mind illustrates 
the relationship between thought and extension throughout the 
universe. There is no modification of mind without a modi- 
fication of the body ; and so the realm of matter is not dead, at 
Descartes believed ; it is animated by God. 

Nor do thought and extension exhaust the richness of the 
single Totality. Those are the only two attributes we are able 
to know, but there is an infinity of attributes ; nevertheless, 
because they are all predicates of a single subject, there is only 
one universe. To take an analogy that could scarcely have 
occurred to Spinoza, the reality unperceived by the human 



ARCHITECTS OF THE UNIVERSE 43 

mind nevertheless exists, like a fourth dimension unperceived 
by a three-dimensional being. 

The consequences of this view for ethics are startling, and 
they were ruthlessly drawn by Spinoza. When we look at the 
world as a rational whole, sub specie aeternitatis (under the form 
of eternity), we reach a standpoint beyond good and evil. 
Effects follow causes according to the unbreakable determinism 
of the divine Reason. Our happiness depends on how clearly 
we comprehend this necessity ; to fail to understand it is to 
think confusedly. Emotional or imaginative thinking is con- 
fused (inadequate) ; but rational thinking is clear (adequate). 
The highest possible happiness is to attain cosmic conscious- 
ness, to y be filled with elevated joy at the sublime spectacle of the 
unity of all reality as an expression of immanent law. 

This stupendous conception has dazzled men's minds like 
the enchantments of Plato. It is worth all the effort required 
to rise to it, just as the appreciation of great poetry or great 
music is supremely worth while for its own sake. 

Spinoza, of course, was execrated in his lifetime. He was 
excommunicated by the synagogue and generally condemned as 
an Atheist. He seems to have borne the scurrilous abuse poured 
upon him with the philosophical calm that he recommended to 
others. Few philosophers, it must be confessed, have shown 
such persistent nobility of character. Refusing legacies and 
pensions, he earned a frugal livelihood as a grinder of lenses, 
and all that we know of his life shows him to have been sincere, 
indifferent to personal advancement, and scrupulously honest. 
He followed the light of reason with a fearlessness that may be 
contrasted with the following admission by Descartes no 
doubt with one eye upon the Catholic Church : " We ought to 
submit to divine authority rather than to our own judgment, 
even though the light of reason may seem to suggest with the 
utmost clearness and evidence something else." (Principles of 
Philosophy, I, 76.) 

How much of Spinoza's system can be accepted to-day ? 
This is a natural enough question to ask, but the point is really 
whether any of the concepts that he clarified (we cannot say 



44 ARCHITECTS OF THE UNIVERSE 

originated) have stood the test of time. The immanence of 
law and the idea of the unity of the universe are still significant ; 
though, since we have the choice, most people who use that 
concept in science would prefer to speak of Nature rather than 
of God, Determinism, cause and effect, and the " substance- f 
attribute " mode of formulation in general, have come under* 
heavy fire. The whole procedure of Rationalism was soon to 
be challenged; but, before considering the attack on his 
method, let us glance at the very different results achieved by 
Leibniz, following a similar procedure. 

The Pluralistic Solution 

Leibniz (1646-1716) was a very much less attractive character 
than Spinoza, though the charge that he plagiarized some of 
Spinoza's ideas, like the even more serious accusation that he 
stole Newton's discovery of the Calculus, is undoubtedly base- 
less. He, too, was an amateur philosopher ; he was very much 
a man of affairs, a courtier and historian as well as a mathe- 
matician. His philosophy at first glance seems so outrageous 
and perverse that the modern reader would be tempted to dis- 
miss it if he did not suddenly notice, beneath the fanciful 
language, certain ideas that are surprisingly recognizable in the 
writings of some contemporary physicists and philosophers. In 
his lifetime Leibniz quarrelled with Newton, and until quite 
recently it was assumed that Leibniz was not merely wrong but 
guilty of Use-majest. In a sense it now seems that Leibniz was 
right and Newton wrong, for the quarrel was largely about 
absolute space and absolute time, both of which concepts have 
been since abandoned by physics. 

Spinoza sacrificed the Many to the One ; Leibniz the One 
to the Many. Spinoza gives the impression of ranging through 
inter-stellar spaces with a mighty telescope, opening up vistas 
of universes beyond all reckoning ; Leibniz gives the impression 
of looking through a microscope and discovering universes in 
miniature, " infinity in a grain of sand." 

Spinoza encourages a false and dangerous feeling that it is 
easier to imagine his sort of world than Leibniz's. The truth 



ARCHITECTS OF THE UNIVERSE 45 

is that neither can be imagined, but Leibniz runs counter to 
exceedingly obstinate mental prejudices. In trying to think 
with Leibniz we seem to be forced against the grain of language 
as indeed we are. 

And yet there are a number of common-sense beliefs which 
Leibniz defends and which Spinoza rejects. If " things," in 
the last analysis, are states of a single substance, how is it that 
such adjectives as ourselves can feel like nouns ? For that is 
really what it amounts to. What becomes of individuality, per- 
sonality, freedom ? If everything is God, are we to say that 
God has illusions ? 

Spinoza tried hard to forestall such objections ; my point 
now is that whether he succeeded or not, his analysis still seems 
to run counter to our instinctive beliefs, and Leibniz must not 
be condemned because he runs against quite different instinctive 
beliefs. 

For Leibniz, freedom and individuality were facts. He 
could account for them only by returning, with a difference, to 
the atomism which Spinoza repudiated. He believed, as a 
Rationalist, in innate ideas. That meant that the truth about 
the universe, the nature of its bricks, and the secret of their 
organization, must be discoverable by looking into his own 
mind. The trouble about this procedure, we may well feel, is 
that different philosophers find different innate ideas ; but each 
of them can retort that the others do not look hard enough, or 
fail to interpret properly what they find. 

Descartes had seen God, substance, thought, extension, and 
self. So, in a sense, had Leibniz, but his interpretation was 
vastly different. Spinoza had no theological axe to grind and 
was not greatly troubled by freewill. It was otherwise with 
Descartes, And Leibniz tried to show what would follow if 
God had created a world of free individuals. There could 
be no half-way house such as Dualism, in that event ; each 
individual, if it were free, if it were exempt not merely from 
constraint but from metaphysical necessity, would be a separate 
substance. 

But it would not be something passive, a mere substratum 



46 ARCHITECTS OF THE UNIVERSE 

which received various qualities, and which could be stripped 
of those qualities and continue to exist. It would be active. 
It would have a specific nature and it would express that nature 
in its activity. Its striving would make it analogous to force 
rather than to inert matter. As an individual it would have a 
special kind of unity not the unity of a compound, but the 
unity of an organic whole. An atom conceived as a material 
particle can be divided and sub-divided ; never mind how many 
times you cut it in half, it is still a material particle. But you 
cannot divide up an organic unity without annihilating it. 

Such a unity, incapable of sub-division, is called a " simple," 
in contrast to a compound. Later on we shall meet with the 
different notion of logical simples irreducible ideas, out of 
which a picture of the world can be constructed. Leibniz 
analysed the universe into simple substances, irreducible 
organic wholes, unities of forces analogous to individual minds ; 
by his own definition these were separate substances that is 
to say, they were strictly independent of each other. Each 
existed in its own right ; each was solely concerned with 
expressing its own nature. These non-spatial, irreducible 
unities he called monads. 

The Viewpoint of a Monad 

It is a difficult conception. We certainly cannot imagine it. 
It is a product of reason. As far as that goes, can we imagine 
a mathematical point ? Clearly we cannot, yet we make use of 
the idea and soon stop worrying about the difficulty of imagining 
it. It can be conceived, though not imagined, and belongs to 
the ideal world which reason constructs. 

We must not think of a monad as in any way resembling a 
material atom. It is outside of space and time. Monads are 
not next to each other, in a spatial sense, any more than ideas 
are. How can we form any notion of them ? Since each of 
us is a monad, however, we merely have to look at ourselves. 

I am sitting in a room, and I can look through a window at 
people crossing the street. I can look up at the sky and see the 
lun. I can think of Shakespeare and Julius Caesar and yestcr- 



ARCHITECTS OF THE UNIVERSE 47 

day's lunch. Yet all this is in my mind. The sun is in my 
mind ; so are other people, so are Shakespeare and Julius 
Caesar. I have a twinge of toothache ; but I cannot feel the 
toothache of the man crossing the street, and he cannot feel 
mine. In other words, I am locked in my private world. I 
know only my own experiences. They are orderly and intelli- 
gible. They constitute a unity. I cannot receive anyone 
else's experiences. I am a monad. 

The problem of Solipsism, or how we can know of the exist- 
ence of what we do not experience, did not trouble Leibniz ; 
he disclosed the problem almost accidentally by describing what 
seems at first sight a contradiction in terms, a whole universe of 
solipsisms. In the last resort theology could be invoked to 
account for the existence of other people, other solipsists. God 
could always get him out of his difficulties ; and God was not 
conceived as a hypothesis, to explain the origin of the external 
universe. God and the experience of self were part of the data. 
God was not an assumption, but a " stubborn fact " found by 
reason. 

Let us pause for a moment and consider where this unusual 
way of looking at things takes us. If it be granted that God and 
substance are inescapable ideas, then by exploring their meaning 
we can deduce a community of simple, indivisible substances, 
a society of solipsists. The reader, confronted with this con- 
ception for the first time, may reluctantly admit that part of the 
universe can be thought of in this curious fashion, but he will 
protest that a very big part has been left out. Material objects 
have been left out. We seem to be offered a society of minds 
without bodies, without animals or vegetables or minerals ; 
surely Leibniz cannot mean that lumps of rock, tables, and 
chairs are not really composed of material particles, but are 
assemblages of minds ? 

Yet that is what he does mean. Leibniz is no less ruthless 
than Spinoza in carrying his logic to its surprising conclusion. 
The paper on which I am writing, the desk on which it rests, 
the room in which I sit, are assemblages of minds, according to 
Leibniz. Does this mean that the pen with which I write is 



48 ARCHITECTS OF THE UNIVERSE 

conscious ? No, Leibniz does not mean anything quite as out- 
rageous as that. The pen is composed of monads, and monads 
are minds, but to be a mind it is not necessary to be conscious. 
Does not the modern psychologist talk of unconscious mind ? 

Very well, let even this be granted. How caii compounds 
of minds yield the experience of solid, coloured, noisy, moving 
objects ? Leibniz is not embarrassed by this question, for both 
Descartes and Galileo have extracted secondary qualities from 
the world disclosed by reason. Once such a step has been 
taken it is easy enough to go still farther and assert that all the 
appearances of matter are delusive. 

In his own words : " I hold space and also time to be some- 
thing purely relative. Space is an order of co-existences, as 
time is an order of successions. Space denotes in terms of 
possibility an order of things which, in so far as they exist to- 
gether, exist at the same time, whatever be their several ways of 
existing. Whenever we see various things together we are 
conscious of this order between things themselves." 

The Problem of Knowledge 

No sooner do we lose patience with Leibniz, because he 
seems to say something utterly fantastic, than we are arrested 
by a phrase, a turn of thought of astonishing modernity. We 
get a vivid impression of a man with incredibly penetrating in- 
sight, struggling with the inevitable limitations and theological 
prejudices of his age. He saw quite clearly that it was arbitrary 
to divide the universe into Thought and Extension, Primary and 
Secondary qualities. Either individuality had to be aban- 
doned, and you had to go forward with Spinoza to the one, all- 
devouring Reality ; or you had to retain the individuality of 
the Many and drop the common-sense notion of matter. 
Leibniz makes more explicit the distinction between the two 
worlds Common-sense and Reason, Appearance and Reality. 
He paves the way for Kant's distinction between noumeria, 
or things in themselves, and phenomena, or things as ex- 
perienced. 

Leibniz opens up the problem of Idealism. He is com- 



ARCHITECTS OF THE UNIVERSE 49 

monly regarded as a Pluralist (believing in many substances) 
in the sense ttiat Spinoza was a Monist (believing in one sub- 
stance). We can almost say that Spinoza regarded the whole 
universe as a Monad, whereas Leibniz regarded God as the 
Supreme Monad (Monas Monadum), and the creator of a 
universe of separate monads, quite incapable of acting on each 
other, each attending to its own affairs, yet mutually adjusted 
like synchronized clocks, at the instant of creation, so that 
they could function in compounds (bodies) with the delusive 
appearance of physical interaction. 

Their synchronization was the most dubious part of his 
scheme. By treating knowledge as a representation in the mind, 
rather tfran as direct perception of an external world, he set 
the stage for a thorough-gping Idealism ; but this very insist- 
ence that the monads were blind and could not influence each 
other as atoms were supposed to do led to problems that he 
could not solve without invoking God. This aspect of the 
Monadology has no special significance for us to-day. We may 
ask, however, how he supposed that an individual mind could 
even formally represent to itself the whole society of monads if, 
as he says, " the monads have no windows by means of which 
anything can enter in or pass out ? " 

Once again there is a refreshing modernity in Leibniz's 
solution. The monads do not interact, according to the 
strictly physical principle of action and reaction ; but that does 
not mean that they cannot communicate. When someone 
gives me an idea, it is not as though he gave me a pint of his 
blood ; ideas do not literally pass in and out of our minds. 

Each monad is a system of force, rather than of matter ; it 
is a system of activities. Its freedom is limited only by the 
existence of other equally free systems of self-activity. This 
mutual limitation is interpreted by the monad as knowledge of 
the external world. By reason of its divinely appointed status 
in 'the totality of monads each individual monad mirrors the 
whole, more or less imperfectly. 

Thus, according to the clarity or confusedness of its percep- 
tion, each monad has its place in a hierarchy ; there are the 



50 ARCHITECTS OF THE UNIVERSE 

unconscious perceptions of a stone, rising in stages through the 
vegetable and animal orders to the conscious apperceptions of 
the rational monad, and the still clearer ideas of angels and 
archangels, and so on until we reach God. A stone, or a 
human body, forms a compound in the hierarchy under a 
dominant monad. Although this part of the theory seems re- 
mote enough from modern problems, it is of interest to note 
that McDougall has found the conception of a dominant monad 
of some value in psychology. 

It is impossible in a brief summary to do more than indicate 
some of the most interesting features of Leibniz's thought. At 
every turn he seems to uncover new and fascinating ideas. 

Kant picked up the thread that the mind constructs a formal 
pattern of reality and does not give us a picture of things-in- 
themselves. The notion of a windowless monad, once the 
theological structure is cut away, carries us into the perplexities 
of Subjective Idealism. Another most fruitful suggestion was 
that a thing is what, it does which leads us towards White- 
head's universe of events, instead of passive quality-bearing 
substances. 

The relational theory of space and time would have made 
Leibniz more at ease in the. presence of Einstein than of Newton 
(apart from their personal feud) ; and he would not have been 
so distressed as Spinoza about the self-sufficient electron. 
He would certainly have been at home in the company of 
psychologists who speak of " unconscious minds. " He would 
have appreciated Wittgenstein's argument for logical simples, 
but he would have been greatly shocked by his repudiation of 
metaphysics. 

That many modern conceptions were latent in Leibniz must 
not blind us to the deep cleavage between much of seventeenth- 
century and twentieth-century thought. The theological back- 
ground has vanished and the scientists have made tremendous 
inroads into the happy hunting-ground over which the philoso- 
pher once roamed. 

We do not read Leibniz or Spinoza nowadays in order to 
discover how the universe works. We can, however, read them 



ARCHITECTS OF THE UNIVERSE 51 

for the peculiar intellectual excitement they give, for an enjoy- 
ment which is none the less deep because it may not materially 
add to our knowledge. No mere summary of their ideas can 
give the intense intellectual satisfaction of following in detail 
not the working of the universe, but the process of rare minds 
grappling with the profoundest of problems Spinoza, trying 
to show how the world must appear to God, and Leibniz (in 
Whitehead's apt phrase), trying to show what it feels like to be 
an atom. 

The first adventure of Rationalism was one of the most 
daring assaults of the human mind. It was an attempt to 
demonstrate the power of reason by deducing the nature of the 
universe from some self-validated concepts believed to be im- 
plicit in the mind. We were thought to carry an answer-book 
within us, as it were. But suppose that, after all, the answers 
were not already buried in the mind ? Suppose we were not 
endowed with these basic concepts out of which we could con- 
struct a ground plan of the universe with confidence that it was 
not a mere work of the imagination ? If the Rationalist pro- 
cedure was invalid, how else could we attain the certainty for 
which Descartes longed ? 

The whole of this method was challenged by John Locke. 
He raised the disturbing question of how our ideas the bricks 
with which we construct our system of Reality are obtained. 
He was led to deny the existence of innate ideas which were 
the foundations of deductive Rationalism. The denial led to 
the formation of a rival school of thought, Empiricism. 



USEFUL REFERENCES 

Life and Philosophy of Spinoza, by F. Pollock ; 1880. 

A Study of Spinoza's Ethics, by H. H. Joachim ; 1901. 

Spinoza's Ethics and De Intellectus Emendatione ; Everyman edition. 

Leibniz, by H. Wildon Carr ; 1929. 

A Critical Exposition of the Philosophy of Leibniz, by Bertrand 

Russell ; 1900. 
The Monadology and Other Writings, by Leibniz, trs. by R. Latta ; 



CHAPTER FIVE 

The Revolt Against Metaphysics 

ONE evening in the winter of 1670 half a dozen men sat 
together in a room in London discussing various problems of 
morality and religion. They could make no progress. " After 
we had awhile puzzled ourselves," Locke relates, " without 
coming any nearer a resolution of those doubts which per- 
plexed us, it came into my thoughts, that we took a wrong 
course ; and that, before we set ourselves upon inquiries of that 
nature, it was necessary to examine our own abilities, and see 
what objects our understandings were or were not fitted to deal 
with. This I proposed to the company, who all readily assented, 
that this should be our first inquiry. " 

At the next meeting, Locke says, he produced " some hasty 
and undigested thoughts on a subject I had never before con- 
sidered." But the matter could not rest there ; Locke was 
committed to an inquiry which resulted in the epoch-making 
Essay Concerning Human Understanding and laid the foundations 
of a new branch of philosophy Epistemology, or the Theory of 
Knowledge. 

John Locke (1632-1704) was born in Somersetshire, ten 
years before Newton and the beginning of the Civil War, and 
sixteen years after the death of Shakespeare. The first edition 
of the Essay was published in 1690, and the final version (with 
important additions) in 1700. It matured slowly during a 
period of tumultuous happenings and tremendous intellectual 
activity. The world was changing its shape, and Locke him- 
self was caught up in the flux of events. After the disgrace of 
his patron, Lord Shaftesbury, he took refuge for a while in 
Holland under an assumed name. 

On the whole, however, he had a comfortable life, and held 

5* 



THE REVOLT AGAINST METAPHYSICS 53 

a number of lucrative public offices. No doubt he found these 
more profitable than the practice of medicine, but his training 
as a physician left its mark on his speculations. In later years, 
freed from financial worries, he could contemplate the intel- 
lectual ferment of his day with detachment. 

He entered the debate as an amateur, but he brought into it 
the eye for practical detail of a doctor and administrator, and 
the robust if sometimes complacent common-sense that char- 
acterized an age of expanding prosperity. He was sturdily re- 
solved to bring philosophy down to earth. " In an age that 
produces such masters as the great Huygenius, and the incom- 
parable Mr. Newton, with some other of that strain, it is 
ambitioji enough to be employed as an under-labourer in clear- 
ing ground a little, and removing some of the rubbish that lies 
in the way to knowledge ; which certainly had been very much 
more advanced in the world, if the endeavours of ingenious and 
industrious men had not been much cumbered with the learned 
but frivolous use of uncouth, affected, or unintelligible terms 
introduced into the sciences, and there made an art of to that 
degree, that philosophy, which is nothing but the true know- 
ledge of things, was thought unfit or uncapable to be brought 
into well-bred company and polite conversation/' 

The Problem of Language 

What is the " rubbish " to which he contemptuously refers ? 
It is partly the remains of Aristotelianism, partly the jargon of 
the medieval Schoolmen, and partly certain aspects of the then 
fashionable Cartesianism. He does not appear to have been 
interested in either Spinoza or Leibniz, and although the latter 
sent Locke a very detailed criticism of the Essay, Locke died 
before he could reply. We may assume, however, that he 
would not have had much patience with the abstruse concep- 
tions of the Monadology. He was opposed to the whole pro- 
cedure of the metaphysicians. It seemed to him a disease of 
language. 

Therein lies the novelty of Locke. He challenged the 
validity of the prevailing method of philosophy. He saw with 



54 THE REVOLT AGAINST METAPHYSICS 

extraordinary clearness that many of the traditional problems 
were only pseudo-problems. They were arguments about 
words. " The greatest part of the questions and controversies 
that perplex mankind depend on the doubtful and uncertain 
use of words." Again : " There is scarce any sect in philo- 
sophy has not a distinct set of terms that others understand not. 
But yet this gibberish, which in the weakness of human under- 
standing, serves so well to palliate men's ignorance and cover 
their errors, comes by familiar use among those of the same 
tribe to seem the most important part of language." 

The words that instantly arouse his wrath are Substance, 
Genera, Species, and Essence. He claims that instead of 
studying real facts the metaphysicians studied names and pre- 
tended to extract knowledge from empty sounds. Thus they 
constructed a world of reason that had no contact with the 
world of ordinary experience. Words, according to Locke, are 
conventional signs upon which we agree for the purpose of 
intercourse. They represent ideas ; but they do not, of 
course, resemble ideas. By making marks on paper or uttering 
sounds we excite in others the ideas which the words signify for 
us. 

It would be quite impossible for every specific thing to have 
a particular name. The uniqueness of each individual thing 
and of each personal experience cannot be directly communi- 
cated. Somehow we have to construct an inter-subjective 
world for the purpose of discourse. We do so by the device of 
inventing general terms. All things that exist are only par- 
ticulars ; but by a process of abstraction we can make general 
names man, animal, horse, metal, for example. What 
distinguishes a particular individual from his neighbour can be 
ignored ; the concept is formed, as a labour-saving device, so 
that we can distinguish a man from a horse or a piece of iron. 

The problem of the existence of Universals, which led to the 
controversy between the Realists and Nominalists, is fictitious, 
according to Locke. Universals do not exist ; they are lin- 
guistic abstractions. Particulars alone exist. " This is that 
which in short I would say, viz., that all the great business of 



THE REVOLT AGAINST METAPHYSICS 55 

genera and species, and their essences, amounts to no more but 
this that men making abstract ideas, and settling them in their 
minds, with names annexed to them, do thereby enable them- 
selves to consider things, and discourse of them, as it were, in 
bundles, for the easier and readier improvement and com- 
munication of their knowledge ; which would advance but 
slowly, were their words and thoughts confined only to par- 
ticulars." 

The Sources of Knowledge 

What exactly are these particulars, that the mind assembles 
into bundles or classes, of which words are the signs ? Locke 
calls them ideas a term which must be examined carefully. 
He does not use it in Plato's sense. " Every man being con- 
scious to himself, that he thinks, and that which his mind is 
applied about, whilst thinking, being the ideas that are theie, 
it is past doubt that men have in their mind several ideas, such 
as are those expressed by the words, ' whiteness, hardness, 
sweetness, thinking, motion, man, elephant, army, drunken- 
ness/ " 

These ideas are the objects of the thinking subject. They 
are the crude materials of knowledge. Our knowledge is 
limited by the number of ideas we possess. They come from 
two sources : some are the effects of causes outside the mind, 
others are due to observation of the workings of the mind on 
what enters from outside. Thus we do not directly perceive 
what is outside the mind. Our consciousness does not reflect 
the external world like a mirror. Simple ideas are not, in the 
main, copies of external things, but signs of them, just as words 
do not resemble the ideas to which they refer, but are signs of 
them. 

As Locke puts it : " Let us then suppose the mind to be, as 
we say, white paper, void of characters, without any ideas ; 
how comes it to be furnished ? Whence comes it by that vast 
store, which the busy and boundless fancy of man has painted 
on it with an almost endless variety ? Whence has it all the 
materials of reason and knowledge ? To this the answer is, in 
E 



56 THE REVOLT AGAINST METAPHYSICS 

one word, From experience : in that all our knowledge is 
founded, and from that it ultimately derives itself. Our 
observation, employed either about external sensible objects, 
or about internal operations of our minds, perceived and re- 
flected on by ourselves, is that which supplies our understand- 
ings with all the materials of thinking. These two are the 
fountains of knowledge, from whence all the ideas we have, or 
can naturally have, do spring. " 

Observation and experience give us our knowledge and set 
its boundaries. This is the doctrine of Empiricism, as opposed 
to deductive Rationalism. It expresses the spirit of the new 
experimental philosophy. " The metaphysicians/' wrote Roger 
Cotes in a preface to the second edition of Newton's Principia, 
" being entirely employed in giving names to things, and not 
in searching into things themselves, we may say that they have 
invented a philosophical way of speaking, but not that they 
have made known to us true Philosophy." 

The barren search for occult qualities and essences seemed to 
be at an end. As Newton wrote : " To tell us that every 
Species of things is endowed with an occult, specific quality, 
by which it acts and produces manifest effects, is to tell us 
nothing/' 

Primary and Secondary Ideas 

Observe and experiment, ran the new order of the day. 
Look at the facts, not at the words which merely represent 
them. But here was a dilemma, for how can you look at facts 
if the objects of knowledge are not things in the external world, 
but merely the signs of things ? Having got past one set of 
signs (words), it seemed at first as though the philosopher was 
halted by a Chinese wall of another set of signs (ideas). 

Locke saw this difficulty. He was not a Subjectivist. He 
takes it for granted that there is an outside world. The objects 
in this real world affect our senses. They have the power (from 
which he derives the notion of cause) to give rise to certain 
ideas ; they are like a metal seal, and we are the wax. 

The pattern is the outcome of that sort of die and our sort 



THE REVOLT AGAINST METAPHYSICS 57 

of wax. For example, beings differently constituted, with 
quite other senses than ours, would get very different ideas of 
the real world. But the knowledge we have is not illusory ; 
the modification of our field of consciousness is itself a fact of 
nature. We are contrived as we are for nature's own purposes. 

And some of the ideas imprinted on the mind do correspond 
to the characters possessed by external things. To explain this 
Locke draws a distinction, between idea and quality. " What- 
soever the mind perceives in itself, or is the immediate object 
of perception, thought or understanding, that I call * idea ' ; 
and the power to produce any idea in our mind, I call * quality ' 
of the subject wherein the power is." 

Locke therefore accepts the distinction made by Galileo and 
Descartes between objective and subjective qualities. " Ori- 
ginal or Primary Qualities " are said to be what we cannot 
think away, what is utterly inseparable from the object, despite 
all the changes it undergoes. They amount to a description of 
matter. They produce in us such simple ideas as solidity, 
extension, figure, motion, and number. Secondary qualities 
" are nothing in the objects themselves, but powers to produce 
various sensations in us by their primary qualities." 

The ideas of primary qualities resemble the external objects. 
If our senses were acute enough the secondary qualities of the 
bodies we observe would disappear, and we would be able to 
contemplate the primary qualities. But Locke, with his dry 
common-sense, adds that even if " by the help of such micro- 
scopical eyes a man could penetrate farther than ordinary into 
the secret composition and radical texture of bodies, he would 
not make any great advantage by the change, if such an acute 
sight would not serve to conduct him to the market and 
exchange." 

Nothing was known of biology and evolution in the seven- 
teenth century. Locke, however, could have given guarded 
assent to the following quotation from a contemporary work of 
philosophy, though he would have substituted God for Nature : 
" Nature, in determining the character of the animal organism, 
of its sense-organs and nervous system generally, has had in 



58 THE REVOLT AGAINST METAPHYSICS 

view primarily only the self-preservation of the species. Yet in 
following this path, she has also made possible the acquiring of 
knowledge. In preparing such knowledge as is of aid in 
survival allowing no more knowledge than is indispensable 
for this purpose she has in man brought into existence, or at 
least liberated, a type of sense-experience which, when rein- 
forced by instruments of precision, when sifted and tested by 
all manner of indirect experimental devices, yields data suffi- 
cient for the attaining of scientific insight/' (Prolegomena to 
an Idealist Theory of Knowledge, N. Kemp Smith.) 

The Boundaries of Knowledge 

Locke believed that our knowledge of nature is restricted to 
ideas which come from outside through the senses, and to which 
we are powerless to add. Leibniz, it will be recalled, took 
exactly the opposite view that the monads are windowless, 
and all knowledge is an elucidation of what is already implicit 
in the mind. For Locke, however, " unconscious perception " 
is a contradiction in terms. The mind is active in abstracting 
and combining to frame complex ideas, but no ideas are latent 
in it. 

The raw material of knowledge consists, therefore, in those 
simple ideas which are excited by the action of the external 
world on the senses, and in those ideas which arise from the 
operation of the mind itself on these sensations. The latter is 
reflective knowledge, and Locke likens it to " internal sense " ; 
it is our experience of thinking and willing. Thus we have : 

(A) the powers and qualities that exist in the external world ; 

(B) the powers and operations of the mind ; (C) simple ideas of 
sensation and reflection ; (D) composite ideas and abstractions 
derived from simple ideas by the activity of the mind. 

It is impossible, as he frankly acknowledges, to construct a 
ground-plan of the entire universe out of such elements, or to 
produce any scheme that has the certainty of mathematics. 
Locke disavows any such ambitions. Having searched for 
evidence of innate ideas and found none, he is unable to escape 
with Descartes from the confusion and unreliability of the 



THE REVOLT AGAINST METAPHYSICS 59 

senses into a logical realm where everything is exact and 
impeccably demonstrable. He has no window of intuition 
through which he can glimpse a deeper reality than that dis- 
closed by experience. He has denied the existence of any such 
short cut to truth. As he insists : " I must appeal to experience 
and observation whether I am in the right ; the best way to 
come to truth being to examine things as really they are, and 
not to conclude they are as we fancy of ourselves, or have been 
taught by others to imagine." 

Again, in a passage the modesty of which contrasts (perhaps 
ironically) with the grandiose aims of the metaphysicians : "I 
pretend not to teach, but to inquire, and therefore cannot but 
confess v here again, that external and internal sensation are the 
only passages that I can find of knowledge to the understanding. 
These alone, as far as I can discover, are the windows by which 
light is let into this dark room. For methinks the understand- 
ing is not much unlike a closet wholly shut from light, with only 
some little openings left to let in external visible resemblances 
or ideas of things without ; would the pictures coming into 
such a dark room but stay there, and lie so orderly as to be 
found upon occasion, it would very much resemble the under- 
standing of a man in reference to all objects of sight and the 
ideas of them.' * 

Where Locke Fails 

Lpcke can be read with enjoyment, and his influence is still 
strongly felt. The arguments with which he applies his first 
principles are so subtle and exhaustive that one rises from the 
spell of his lucidity and the vast sweep of his mind with a feeling 
that there is little more to be said. Philosophy has been made 
to speak the language of everyday life ; and the great systems 
of the metaphysicians seem like elaborate earthworks of wasted 
ingenuity. 

But when we look more closely it becomes evident, un- 
happily, that Locke has merely started yet another tunnel, from 
another side of the same mountain into which all philosophers 
have been burrowing. It is a fresh approach, but it only gives 



6o THE REVOLT AGAINST METAPHYSICS 

rise to new questions. There are many flaws in Locke's system. 
Let us glance at a few of them. 

(1) Is it really the case that all our general notions are 
derived from simple ideas ? It would obviously be desirable 
to reduce them to units if possible. It may be that in making 
this attempt Locke was on sound lines, for without mystical 
aids it is difficult otherwise to show that the world disclosed by 
reason and the world of sense-experience have a common refer- 
ence. But parts of Locke's analysis are undoubtedly defective. 
His account of space and causation is inadequate ; and although 
such ideas as yellow, heat, cold, soft, and hard, can be accepted 
as " simple and unmixed," surely we cannot take extension, 
solidity, mobility, existence, duration, and motivity as being 
" original ideas " on which our knowledge depends. These, 
however, are points of detail, and for the moment we must leave 
it an open question whether a satisfactory reduction can be 
made. More serious is Locke's departure from the empirical 
method by admitting that some knowledge is intuitive. 

(2) Locke holds that we know self by intuition, God by 
demonstration, and all else by sensation. His proof of God's 
existence is cosmological ; it is an attempt to demonstrate the 
necessity by an appeal to facts, and so he maintains his distance 
from the Rationalists who claimed that the existence of God is 
a self-evident proposition in the sense that if we can think of 
a perfect being he must exist, for existence is a part of perfection. 
" For, the having the idea of anything in our mind no more 
proves the existence of that thing than the picture of a man 
evidences his being in the world, or the visions of a dream make 
thereby a true history." 

It did not occur to Locke to try to reduce self to a succession 
of sensations. Hume and Condillac endeavoured to do so, and, 
whether they succeeded or no, they were certainly following 
the strict empirical method. Locke departs from its rigour 
when he declares : " The knowledge of our own being we have 
by intuition." 

Admittedly he does not set out to give a theory of the nature 
of the mind. His "ideas of reflection" are ideas of the 



THE REVOLT AGAINST METAPHYSICS 6l 

operations of the mind, not of the mind itself. But it is impor- 
tant to note his insistence that, although these operations are 
not produced by sensation, they could not occur without it. 
If the external world provided no data, the mind would have 
nothing to be conscious of a doctrine that would undermine 
Locke's religious beliefs. 

(3) Just as the mind is the ground of ideas, so material sub- 
stance is the ground of the " powers " and " qualities " of 
which Locke continually, but rather vaguely, speaks. He 
appeals to common-sense. " Whilst I write this, I have, by 
the paper affecting my eyes, that idea produced in my mind 
which whatever object causes, I call white ; by which I know 
that thaj quality or accident (i.e., whose appearance before my 
eyes always causes that idea) doth really exist and hath a being 
without me." 

One cannot, he protests, think of mere qualities existing 
together in a bundle. They must have some kind of support. 
To the question of the lonians, " What is the world made of ? " 
it is impossible to reply that it is made of qualities. And so 
" we accustom ourselves to suppose some substratum wherein 
qualities do subsist and from which they result ; which there- 
fore we call * Substance V The only idea anyone has of sub- 
stance is " a supposition of he knows not what support of such 
qualities which are capable of producing simple ideas in us." 
It is nothing but " the supposed and unknown support of these 
qualities we find existing. " 

Locke cannot make a complete break with tradition, and it 
seems to irritate him. He fights shy of any exact definition of 
substance because it would almost certainly land him back in 
metaphysics. And so the reality of the external world is left 
precariously dependent on an obscure " I know-not- what " 
and an almost Johnsonian appeal to common-sense. 

(4) Finally, Locke is vulnerable in his account of primary 
and secondary qualities. It was proving a great practical con- 
venience to the scientist to abstract matter and motion from the 
welter of experience, and substitute them for the traditional 
categories inherited from Aristotle. But to assert, as Locke 



62 THE REVOLT AGAINST METAPHYSICS 

did, that an external reality literally possesses these primary 
characteristics, that certain of the simple ideas which are the 
objects of the mind are true copies of the unknown something 
outside the mind, is not consistent with a rigorous empiricism. 

The Outcome of Empiricism 

The greatness of Locke's contribution was to challenge the 
prevailing fashion and to set philosophy on a fresh track. 
Bacon and Hobbes were like lone explorers, sighting new terri- 
tory, but Locke arrived, and set about the task of surveying it 
in a methodical and fairly scientific fashion. The new terri- 
tory, in a word, was experience. The work of his immediate 
successors was to investigate what happened when the whole of 
knowledge was restricted to an interpretation of experience. 
Any attempt to get outside the circle of experienced facts came 
to be condemned as metaphysics. 

The results were somewhat surprising. Locke went to a 
great deal of trouble to soothe th^ anxieties of his theological 
critics, notably the Bishop of Worcester. They feared that 
" the new way of Ideas " would undermine religious orthodoxy. 
Locke's own religious beliefs were clear and untroubled ; but 
there can be little doubt that the Bishop's fears were 
justified. 

Paradoxically enough, those who saw in empiricism a firm 
support for science were also soon to be disillusioned. It freed 
science from the shackles of medievalism, but only at a great 
cost. For it robbed it of all hope of obtaining certitude. The 
only certain knowledge was contained in our immediate pre- 
sentations ; all else was interpretation, and merely probable, 
with the exception of mathematics, which was regarded by 
Locke (though not by Hume) as ideal. 

Neither Locke nor his followers, of course, could foresee the 
extent to which science would one day transform the world. 
It had altered man's picture of the universe, but it had not yet 
made much difference to everyday life. The " microscopical 
eye," to which Locke refers, had not yet helped men " to go to 
the market or the exchange " in a railway train, a motor car, or 



THE REVOLT AGAINST METAPHYSICS 63 

aeroplane, or made any great difference to what they found on 
arrival. 

The rationalist method had made it possible to speak about 
the universe as a whole ; that was its chief recommendation. 
When it was abandoned, it was possible to speak only of 
experiences they constituted the entire universe. The im- 
mediate development of empiricism was therefore a purely 
subjective philosophy for which an external world was re- 
dundant. 

What are the limits of the understanding ? asked Locke, at 
the outset of his inquiry. His final answer gave cold comfort 
to the scientist. " I deny not but a man accustomed to rational 
and regular experiments shall be able to see farther into the 
nature of bodies, and guess righter at their yet unknown 
properties, than one that is a stranger to them ; but yet, as I 
have said, this is but judgment and opinion, not knowledge 
and certainty. This way of getting and improving our know- 
ledge in substances only by experience and history, which is all 
that the weakness of our faculties in this state of mediocrity 
which we are in in this world can attain to, makes me suspect 
that natural philosophy is not capable of being made a science/' 

The sceptical outcome was inevitable, for " as God has set 
some things in broad daylight ... so, in the greatest part of 
our concernment, he has afforded us only the twilight, as I 
may so say, of probability." And it was not long before the 
broad daylight disappeared. 

Berkeley seized on the weakness of Locke's doctrine of sub- 
stance. This mysterious something, this " I-know-not-what," 
could have no place in a thorough-going empiricism. We have 
no experience of this substratum supposedly outside ourselves. 
Why not rest satisfied with the ideas and eliminate the otiose, 
metaphysical concept of substance ? 

Hume was even more drastic. He applied the same sort of 
criticism to both mind and cause. Locke had stated that the 
mind's knowledge of itself is intuitive but what has intuition 
to do with empiricism ? We are never conscious of the self, 
said Hume ; we are conscious only of its presumed states. We 



64 THE REVOLT AGAINST METAPHYSICS 

know only the elements, as it were, the atoms of sensation which 
flicker and vanish. Is not the idea of a self or ego as illegitimate 
as substance ? 

He went still farther. Locke had tacitly assumed the 
existence of causation. But how do we really know that the 
sun will rise to-morrow ? Surely all that an empiricist can say 
is that it has done so in the past, and so we have formed a habit 
of expectation ? What necessary connection is there between 
one bit of experience and another, so that we can speak of one 
always causing the other ? 

This was the catastrophic result of the rejection of meta- 
physics. The external world was annihilated ; and with it 
both the self and any possibility of knowledge beyond the 
presentation of the fleeting instant. 

The very structure of reality seemed to collapse, once the 
metaphysical props had been taken away. It was Kant who 
tried to rescue the English philosophers from the wreck they 
had made and he turned for assistance to Leibniz, who had 
been forgotten in the commotion. 

USEFUL REFERENCES 

A History of English Philosophy, by W. R. Sorley ; 1937. 

An Essay Concerning Human Understanding, by John Locke ; 1690. 

New Essays Concerning Human Understanding, by G. W. Leibniz 
(first published in 1765), is a criticism of Locke's Essay. 
Condillac's Traite des Sensations (1754), and Traiti des Systemes 
(1749), show a radical development from Locke. 



CHAPTER SIX 

The Great Dilemma 

IT is possible to imagine a man trying to escape from the 
calamities of a world in dissolution by shutting his eyes and 
pretending that what is happening is not real. But no such 
conditions existed at the beginning of the eighteenth century. 
The English Revolution lay well behind ; the ugliness of 
industrialism was hidden in the future. 

The new experimental philosophy had been astonishingly 
successful. Its exponents could look back contemptuously on 
the metaphysical quagmires in which bygone philosophers had 
floundered. They scoffed at the medieval Schoolmen and 
derided Aristotle without realizing, however, that they had 
not freed themselves from all his mistakes. Nevertheless, they 
had good reason to feel that at last they were on the right track. 
The veil of mystery was being stripped from the face of 
nature. 

There was little mystery in the world of Addison and Steele, 
Pope and Defoe ; and there was none in the official religion of 
the period. The emphasis was laid on the reasonableness of 
Christianity. Locke's essay on this subject appeared in 1695, 
and in the following year Toland published Christianity not 
Mysterious. Science seemed to supplement, and even con- 
firm, a sober, de-symbolized, Protestant theology. " The 
eternal silence of these infinite spaces makes me afraid/' Pascal 
had cried ; but such foolish fears did not disturb the " polite 
society," to which Locke addressed himself. Science had dis- 
closed " a mighty maze, but not without a plan," and this 
reflection was found so comforting that a bust of Newton was 
placed in Trinity College, Cambridge. He had almost become 
a saint of the new, intellectually respectable Protestantism. 

65 



66 THE GREAT DILEMMA 

" Nature and Nature's law lay hid in night ; 
God said, Let Newton be ! and all was light/' 

At first sight, therefore, it seems an odd moment in which to 
cast doubts on the reality of the external world. Yet two 
philosophers announced, almost simultaneously, their con- 
viction that matter did not exist. Leibniz's TModicee appeared 
in 1710, the same year that saw the publication of Berkeley's 
Principles of Human Knowledge. The Monadologie came out 
in 1714, a year after Berkeley's Three Dialogues between Hylas 
and Philonous. Leibniz, as we have seen, arrived at his con- 
clusion on metaphysical grounds ; Berkeley was driven to his 
by trying to iron out the inconsistencies of " the new way of 
ideas " ; and so two opposite methods of inquiry, the one 
metaphysical, the other empirical, led to a similar verdict that 
the material world-is a delusive appearance. 

Abstraction and Reality 

" I refute it thus ! " exclaimed Dr. Johnson, kicking a large 
stone. The plain man may be pardoned for feeling some 
impatience with subtle arguments that seem to show that stones 
and tables, and the very stars whose movements Newton had 
reduced to law, do not really exist. What can this be but 
sophistry and a playing with words ? Berkeley had devoted 
much of his energy to a project for building a college in Ber- 
muda. Admittedly the college never existed, outside Berke- 
ley's mind, but did he ever doubt the existence of Bermuda ? 
Did he doubt the existence of tar-water, which he seemed to 
regard as a sovereign cure for most bodily ailments ? 

Clearly he did not. Yet if Dr. Johnson, and other plain 
men, had taken the trouble to read Berkeley they would have 
seen that Immaterialism did not require any such denial of 
the evidence of the senses. Berkeley wrote : " I do not argue 
against the existence of any one thing that we can apprehend, 
either by sense or reflection. That the things I see with my 
eyes and touch with my hands do exist, really exist, I make not 
the least question. The only thing whose existence we deny 



THE GREAT DILEMMA 67 

is that which philosophers call matter or corporeal substance. 
And in doing of this, there is no damage done to the rest of 
mankind, who, I dare say, will never miss it." 

Nothing could be clearer. Stones and tables and stars 
" exist," because we experience them. Matter, however, is 
just an abstract noun. You may postulate " matter " but 
you cannot experience it. In the bad old days philosophers had 
supposed that abstract ideas really did exist, just as savages 
still believe that names have some mysterious existence and 
power of their own. To Berkeley this was sheer superstition. 

It is unfortunate that the whole discussion was not kept 
within the sphere of logic and language. Both Locke and 
Berkeley had seen the enormous importance of investigating 
the function of words. They rightly regarded words as signs 
but signs of what ? If we know only particulars, how can we 
arrive at universals ? And if we cannot speak about universals 
we are reduced to baby-talk. 

For example, look at something moving ; say, a stone in 
flight. It describes a parabola. But another moving object 
may describe a circle or an ellipse or go straight up and down. 
A single word is required to signify all these happenings. The 
word employed is " motion." Without such a word Newton 
could not have stated his famous laws. 

Words like " motion," " inertia," " man," " universe," 
" triangle," are concepts. They are an essential part of our 
intellectual equipment. Unlike percepts, they are not per- 
ceived by the senses, but clearly they may apply to things 
perceived. Are they constructed out of percepts or are they 
a part of what is given in our experience ? 

Locke denied that any concepts are given. He rejected the 
metaphysical doctrine of innate ideas. He restricted the 
objects of knowledge to simple ideas, obtained through the 
senses or by reflection on the mind's own operations. So he 
had to derive general ideas somehow from simple ideas. 

As he puts it, " Since all things that exist are only particulars, 
how come we by general terms ? " He answers that " words 
become general by being made the signs of general ideas." 



68 THE GREAT DILEMMA 

And general ideas can be reached by the process of logical 
abstraction. So reached, they are by no means fictions. 

What Words Stand For 

General terms, writes Locke, are used " only to save the 
labour of enumerating the several simple ideas which the next 
general word or genus stands for." He is unhappy about 
" substance/' but it seems indispensable. It seems to him 
evident that we must form ideas of material substances, and 
that they are " such combinations of simple ideas as are taken 
to represent distinct, particular things subsisting by themselves, 
in which the supposed or confused idea of substance, such as 
it is, is always the first and chief. Thus, if to substance be 
joined the simple idea of a certain dull, whitish colour, with 
certain degrees of weight, hardness, ductility, and fusibility, 
we have the idea of lead ; and a combination of the ideas of a 
certain sort of figure, with the powers of motion, thought and 
reasoning, joined to substance, make the ordinary idea of a 
man. Now of substances also there are two sorts of ideas, one 
of single substances, as they exist separately, as of a man or a 
sheep ; the other of several of those put together, as an army 
of men or flock of sheep ; which collective ideas of several 
substances thus put together, are as much each of them one 
single idea as that of a man or a unit." 

What Berkeley denies is that by blending our ideas we attain 
a clear, abstract idea, of which the word " substance " is a 
symbol that can be joined to symbols of simple sense percep- 
tions. We have " the dull, whitish colour, with certain degrees 
of weight, hardness, ductility, and fusibility " but that is all. 
Neither Locke nor Berkeley properly distinguished between 
the psychological problem of how we in fact form abstractions, 
and the purely epistemological problem of their status. But 
the discussion was exceedingly important. 

If we say that sense qualities belong to or are caused by a 
material substance, which somehow exists apart from them, we 
go beyond the evidence, according to Berkeley. The word 
" lead " stands for just those characteristics, those ideas that 



THE GREAT DILEMMA 69 

are in the mind. There is no need to join the characteristics 
to the term " substance " in order to get " lead." Substance 
is not a sign that stands for any idea existing in the mind. 
Locke himself is very apologetic about it ; he admits that sub- 
stance is " confused/' and well he might. It is confused, 
retorts Berkeley, because it is contradictory, and we cannot in 
fact form such an idea, although we may make use of such a 
word. 

But if there is no need to join predicates to a metaphysical 
subject, or to assume that sense qualities are qualities of matter, 
there is nothing apart from the images in the consciousness. 
In short, there is no material universe, external to the mind ; 
and Locke shrank from such an apparently outrageous con- 
clusion. 

The possibility of regarding sense-impressions as occurrences, 
and of treating all concepts but a very few indefinable and 
primitive notions as logical functions of sense- data had yet to 
be explored. It was too early to talk about events and processes 
instead of things. Nevertheless, one result of these discussions 
was to show the difficulty of regarding the subject-predicate 
form as the only type of proposition. The paradoxes that 
emerged were mainly due to the lingering prejudice that nouns 
were somehow more real than verbs. 

Inasmuch as Berkeley demonstrated the superfluity of the 
concept of substance, he was in the line of advance though 
he would have been perturbed if he could have seen where it 
would all end. Obviously a word like " lead " is very different 
from a word like " matter," which seems so much more than a 
shorthand device for dealing with collections. Berkeley re- 
garded matter as a vicious abstraction. We cannot imagine 
man existing, over and above particular men, and so we cannot 
regard matter as existing over and above sense-data. If Locke 
merely wanted a cause of sensations, outside ourselves, Berkeley 
was ready for him. God was the author of our ideas, and it 
was unnecessary to postulate a world of matter which, in turn, 
owed its origin to God. 

The justification of Immaterialism is that matter is not an 



7O THE GREAT DILEMMA 

object of knowledge, but a vicious abstraction. For the 
ordinary man nothing is altered. He can sleep soundly at 
night, confident that the sun will rise the next morning. He 
can leave his house and be assured that it will still be there 
when he returns. The warmth of the sun and the furniture 
of his home are not abstractions, but real experiences. If the 
plain man looks for matter he will not find it ; but he will 
certainly find his bedroom slippers if he wants them. 

The Ionian Materialists asked what the world was made of ; 
but to Berkeley this is the wrong question. The " world " is 
not an immediate object of knowledge, but a construction. 
What are the objects of knowledge, then ? If words are signs, 
what are their referents ? Berkeley's answer is that the 
ultimate referents of words are ideas. He limited ideas to 
three classes : (i) ideas actually imprinted on the senses ; 
(2) ideas derived'from emotions or mental operations ; (3) ideas 
formed by memory or imagination. 

There is no place in this classification for abstract ideas and 
no place for such a concept as Self. The latter inconsistency 
is explained as follows : " But besides all that endless variety 
of ideas, there is likewise something which knows or perceives 
them, and exercises divers operations, as willing, imagining, 
remembering about them. This perceiving, active being is 
what I call mind, spirit, or myself. By which words I do not 
denote any one of my ideas, but a thing entirely distinct from 
them, whereby they are perceived, for the existence of an idea 
consists in being perceived/* 

The Meaning of Existing 

This is the core of Berkeley's teaching, that to say that 
something exists is to say it is perceived ; in his well-known 
phrase, esse is percipi. There must be minds to perceive, of 
course, otherwise the word would be meaningless ; apart from 
minds, all that exists is what is perceived. He goes on, chal- 
lengingly : " It is indeed an opinion strangely prevailing 
amongst men, that houses, mountains, rivers and in a word 
all sensible objects have an existence natural or real, distinct 



THE GREAT DILEMMA 71 

from their being perceived by the understanding. What is 
believed to be distinct from perception is a mere abstraction. 

Such an abstraction is matter, or substance. It is Locke's 
mysterious " I-know-not-what," a ghostly substratum of which 
nothing can be affirmed except that it supports qualities. 
" Matter neither acts, nor perceives, nor is perceived : for this 
is all that is meant by saying it is an inert, senseless, unknown 
substance." It is really bare being and practically amounts (as 
Hegel was to say) to nothing. But even if matter existed, we 
could not become aware of the fact, for how can dead matter 
excite ideas in mind ? (An ingenious inversion of the usual 
argument against psycho-physical interaction.) No useful 
purpose, is served by such a concept, and we are merely 
" amusing ourselves with words/' 

As Berkeley writes : " Some truths there are so near and 
obvious to the mind that a man need only open his eyes to see 
them. Such I take this important one to be, viz., that all the 
choir of heaven and furniture of the earth, in a word all those 
bodies which compose the mighty frame of the world, have not 
any subsistence without a mind, that their esse (being) is to be 
perceived or known ; that consequently so long as they are not 
actually perceived by me, or do not exist in my mind or that 
of any other created spirit, they must either have no existence 
at all, or else subsist in the mind of some eternal spirit : it being 
perfectly unintelligible and involving all the absurdity of 
abstraction, to attribute to any single part of them an existence 
independent of a spirit/' 

The Appeal to God 

From this position Berkeley never budged. We know ideas, 
but we cannot escape outside that circle. Ideas are what 
common-sense calls " things." A thing may be compounded 
of various sensations touch, smell, taste, hearing, and sight. 
Suppose, for example, a blind man knew a cube and a sphere 
only by touch, and suppose his sight were restored. Would 
he be able to distinguish between the two by sight alone ? 
Locke held that extension was a simple idea common to both 
F 



72 THE GREAT DILEMMA 

sight and touch ; Berkeley, of course, denied this. Neverthe- 
less, Locke inconsistently held that despite this common factor 
it would be impossible to recognize a cube and a sphere by sight, 
for the first time ; Berkeley agreed, but he showed that on 
Locke's view of extension it ought to be possible. 

Berkeley went too far in his objection to abstraction. Also, 
it is quite evident that the knowledge he claimed to have of 
spirits and God, to say nothing of scientific laws, cannot be 
derived from his threefold division of knowledge into sense, 
mental operations, and imagination. Although in the Principles 
he admits that Spirit, or Self, is not an idea, he does not say 
what it is ; but in Hylas he says that we have an intuitive 
knowledge of self and an inferential knowledge of God, spirits, 
and laws of nature. This sort of knowledge is not through 
ideas, and he calls it notion, but he does not develop this line 
of thought. It might well have endangered his empiricism. 
Similarly, he shied from the possibility that, if existing is being 
perceived, then the perceiving mind may not exist when it is 
not perceiving. 

He was, after all, an Anglican bishop. He could not remain 
an orthodox Protestant and hold that all knowledge is restricted 
to phenomena. To break out of the solipsistic circle he had to 
invoke God. In this way we get a common world and can 
distinguish between reality and illusion. " The ideas im- 
printed on the senses by the Author of nature are called real 
things" in contrast to those excited in the imagination, which 
are " images of things." The laws of nature are the orderly 
sequences of God's volitions. 

After such an exciting start this seems rather a common- 
place conclusion. Berkeley could not transcend the limitations 
of his age. What is significant for us to-day is the direction 
that Berkeley gave to philosophical inquiry by insisting, more 
rigorously than Locke, that the raw material of knowledge is 
sensible experience. 

But if knowledge is restricted to sense-data, if material sub- 
stance is dismissed because it lies outside experience, what 
justification can be offered for the other abstractions that 



THE GREAT DILEMMA 73 

science is compelled to use ? Grant that if Immaterialism is 
correct the plain man will not notice the difference. His house, 
his furniture, and the kettle on the hob seem just as real, whether 
they belong to the material world or are just ideas inside his 
head. But is it only the arbitrary decree of God that makes the 
water in the kettle boil, instead of turn to ice, when it is heated ? 
How does the empiricist account for the fact that the assertions 
of the scientist go far beyond actual experience ? 

We have the curious spectacle of the empiricists philoso- 
phizing in their studies, extolling experience but avoiding it, 
while the scientists were experimenting and seeking experience 
at first hand, although they interpreted it metaphysically. The 
practical, scientist was not troubled about whether matter 
existed, whether force was a justifiable concept, or whether 
there was a universal law of causation. He got results even 
with such dubious concepts as phlogiston. He would have 
gained nothing by following the empiricists at this stage. In 
practice the appeal to religion the reign of law was more 
stimulating to science than the appeal to experience, which came 
to a cul-de-sac with the scepticism of Hume. 

" Strange Monster " 

David Hume (1711-1776) is one of the most remarkable 
figures in the history of philosophy. No man has ever asked 
more searching questions ; he did not even pretend to know the 
answers to the most difficult of them, and, ever since, philoso- 
phers have been trying to solve the problems that he bequeathed. 
According to J. M. Keynes, " Hume's statement of the case 
against induction has never been improved upon." Prof. L. S. 
Stebbing held that the problem of causality, as formulated by 
Hume, has still to be solved. Dr. Carnap acclaims Hume as 
the father of Logical Positivism. 

Some of the philosophers we have considered have very little 
significance for contemporary thinkers. That is emphatically 
not the case with Hume, for his stock has never stood higher. 

Like Berkeley, he began to think out his philosophy when 
very young, and, like Locke also, he was an amateur. At the 



74 THE GREAT DILEMMA 

age of eighteen, he says, " there seemed to be opened up to me 
a new scene of thought, which transported me beyond measure. " 
He had finished A Treatise of Human Nature before he was 
twenty-six, and he was bitterly disappointed with its reception. 
After he had published An Inquiry Concerning Human Under- 
standing, in 1758, he looked back on the Treatise as "the 
juvenile work which the author never acknowledged. " He had 
amended some of his views, and perhaps the frankness of his 
personal confession brought a blush. " I am first affrighted and 
confounded with that forlorn solitude in which I am placed in 
my philosophy, and fancy myself some strange, uncouth 
monster, who, not being able to mingle and unite in society, 
has been expelled all human commerce, and left utterly aban- 
doned and disconsolate." He is appalled at his own conclu- 
sions. What he thinks in the privacy of his study seems to 
have no application outside. 

By Berkeley the two worlds of common-sense and reason 
were contrasted as the high road where the illiterate bulk 
of mankind walk, and the narrow path trodden by the philoso- 
pher in the light of a superior principle. For Hume the con- 
trast at times seemed agonizing, and he says that he felt like 
throwing his books and papers into the fire. " I dine, I play a 
game of backgammon, I converse and am merry with my 
friends ; and when, after three or four hours' amusement, I 
would return to these speculations, they appear so cold, and 
strained, and ridiculous, that I cannot find it in my heart to 
enter into them any further." Elsewhere he remarks that he 
" took a particular pleasure in the company of modest women." 

The Objects of Knowledge 

Hume was no dry-as-dust philosopher. His freshness and 
originality, the ruthlessness of his logic, and his utter disregard 
of religious tradition, brought empiricism temporarily to a 
standstill. The conclusions he reached seemed intolerable, 
even to himself, but nobody knew how to refute them. 

He accepted Locke's starting-point, that we have no source 
of knowledge other than simple ideas, sense-data like colours 



THE GREAT DILEMMA 75 

and sounds. He accepted Berkeley's criticism of abstract 
ideas, but he rejected the exception that Berkeley made in 
favour of notions. All concepts must be obtained from sense- 
data. 

But he improved upon Locke's terminology. Instead of 
calling sense-data ideas, he called them impressions. He 
reserved the word " idea " for what we ordinarily mean by it 
a copy either in memory or imagination. Impressions are 
distinguished from ideas by their greater liveliness which 
recalls Berkeley's distinction between images of things and 
real things, the latter being more vivid and constant. 

Impressions arise from unknown causes though, as we shall 
see, the wprd " cause " need not be taken too literally. The 
point is that all we are acquainted with are impressions. The 
mind combines its primary ideas (i.e., copies of impressions) in 
three ways : (i) According to resemblance and contrast, which 
provides the basis of mathematics ; (2) according to contiguity 
in space and time, which gives the basis of descriptive and 
experimental science ; (3) according to causal connection, which 
gives the basis of what passes beyond mere observation. 

Hume believed he had discovered an important law of mental 
association. It seemed to him that the natural attraction 
of certain ideas for certain others provided an explanation of 
the workings of the mind, just as gravitational attraction ex- 
plained the behaviour of material particles. Instead of being 
dazzled by a multitude of particular ideas, we are naturally 
provided with compounds ; for particular ideas swarm together 
and form a complex idea, and so the trees no longer prevent us 
from seeing the wood. 

We need spend no time on Hume's Law of Association. 
That is a matter for psychologists, and psychology is no longer 
an armchair science. But the importance of the logical relation 
between general and particular ideas cannot be too strongly 
stressed. If Locke was right, metaphysics is still possible, and 
such metaphysical concepts as matter and substance may be 
permitted. But if Berkeley and Hume were right, there is no 
hope for metaphysics. 



76 THE GREAT DILEMMA 

What is a Concept ? 

Consider, yet again, the concept substance. Both Leibniz 
and Spinoza made it the starting-point of vast metaphysical 
systems. They analysed the meaning of substance ; they 
showed what concepts were implied by the definition, and they 
constructed possible universes. But and this is the point of 
Hume's criticism unless the complex concept substance can 
be shown to contain components that are experiences (impres- 
sions), the universes so constructed are like dream castles. To 
be actual they must be built up of something actual sense- 
impressions. A universe made out of ideas, as it were, may be 
self-consistent, may be possible ; but so far from giving us 
certain knowledge, as the metaphysicians claim, it does not 
even give us probable knowledge. Probability requires a basis 
of fact. 

This is where the two great schools that we have examined, 
the Rationalists and the Empiricists, come to a head-on collision. 
The Rationalists held that the truth of a proposition was estab- 
lished by showing that it necessarily followed from another pro- 
position ; the meaning of a concept was contained in another 
concept. Consequently if you started correctly, if you could 
discover a sufficiently rich concept, and a sufficiently compre- 
hensive proposition, you had a nest of Chinese boxes from 
which you could draw out all the other concepts and propositions 
that were entailed. The only test you needed to apply was of 
coherence. To be landed in a contradiction was a sign of false- 
hood. Such, the metaphysicians argued, was the method of 
mathematics. 

The Empiricists admitted that this seemed to be the deduc- 
tive method of mathematics, but they mostly held that mathe- 
matics was a closed system ; its propositions were true because 
its concepts were analytic nothing was extracted from them 
that was not already included in them. The conclusion was 
always buried in the premise. 

But it was otherwise with questions of fact. A factual 
proposition can be upset by the discovery of a new fact. " All 



THE GREAT DILEMMA 77 

crows are black," becomes false if we can produce a white 
crow. We cannot say that a white crow is unthinkable or a 
contradiction. The way to test this sort of statement is to see 
whether it corresponds to the facts. And how can we ever be 
sure in advance that some new fact, like a white crow, will not 
turn up to falsify our statement ? We may say that it is un- 
likely ; we cannot say that it is impossible. 

To sum up, there are " relations between ideas " and 
" matters of fact." The former give rise to analytic judgments, 
which lead to a contradiction when denied. They merely tell 
us what is entailed by an idea ; but unless we hold as some 
metaphysicians did that whatever can be thought of exists, 
analytic judgments can give us no information about the real 
world. 

Propositions which assert facts are synthetic. When they 
describe an immediate experience, " This is black," they are as 
certain as analytic judgments. But when they venture beyond 
immediate experiences, when they generalize, as in " All crows 
are black," it is possible to deny the proposition without logical 
contradiction. The truth or falsehood depends on corre- 
spondence with facts. 

The Complete Sceptic 

Such is Hume's basic position, and unless we grasp how he 
reached it, how profoundly it differs from traditional philosophy, 
we may be tempted to dismiss his more startling conclusions as 
attempts to shock us by splitting hairs. The scepticism for 
which he is famous and in his lifetime infamous is merely 
the logical result of the view that the objects of knowledge are 
sensible impressions, that we are acquainted with nothing else. 
If, indeed, all we know are these momentary impressions, how 
can we be certain of what happened yesterday or what will 
happen to-morrow ? We cannot even be certain of the con- 
tinuous existence of so-called material objects. 

Descartes had urged that at least he need not doubt the 
existence of himself. He took the self as a starting-point be- 
cause it seemed absolutely certain ; but Hume would have none 



78 THE GREAT DILEMMA 

of it. " For my part, when I enter most intimately into what I 
call myself, I always stumble on some particular perception or 
other, of heat or cold, light or shade, love or hatred, pain or 
pleasure. I never can catch myself at any time without a per- 
ception, and never can observe anything but the perception. 
When my perceptions are removed for any time, as by sound 
sleep, so long am I insensible of myself, and may truly be said 
not to exist. And were all my perceptions removed by death, 
and could I neither think, nor feel, nor see, nor love, nor hate, 
after the dissolution of my body, I should be entirely anni- 
hilated, nor do I conceive what is further requisite to make me 
a perfect nonentity. . . . Setting aside some metaphysicians, 
I may venture to affirm of the rest of mankind, that they are 
nothing but a bundle or collection of different perceptions, 
which succeed each other with inconceivable rapidity, and are 
in perpetual flux and movement. . . . The mind is a kind of 
theatre, where several perceptions successively make their 
appearance ; pass, repass, glide away, and mingle in an infinite 
variety of postures and situations. " 

In other words, when we introspect we do not come across 
states of mind owned by an Ego ; there is no timeless particular 
at the centre, but merely a succession of mental events which 
has the sort of unity of a swarm of bees. A similar nihilism 
was put forward by Hindu philosophers long before it appeared 
in the West : " What appears as self is but a bundle of ideas, 
emotions, and active tendencies, manifesting at a particular 
moment. The next moment they dissolve and new bundles 
determined by the preceding ones appear. The present 
thought is thus the only thinker. Apart from emotions, ideas, 
and active tendencies we cannot discover any separate self or 
soul." (Indian Philosophy, Dasgupta.) 

Causality and Induction 

It was one thing to shock metaphysicians and theologians ; 
but Hume also shocked the scientists. For what sort of science 
can be made out of bundles of momentary sense-impressions ? 
In the eighteenth century it was generally believed that by 



THE GREAT DILEMMA 79 

inductive reasoning it is possible to obtain universal laws. 
Newton had extended the reign of law from solar system to the 
entire physical cosmos. His laws of motion applied to all 
particles of matter whatsoever. He certainly did not regard 
the Law of Gravity as a mere description of observed pheno- 
mena ; but if knowledge is confined to the present moment, 
not even a descriptive law is possible. 

Hume reverses the ancient complaint that our senses deceive 
us. We are deceived, he claims, not by our senses but by the 
interpretations we put on them. " If we reason a priori" 
writes Hume, " anything may appear able to produce anything. 
The falling of a pebble may, for aught we know, extinguish the 
sun, or the wish of a man may control the planets in their orbits." 
And so to find out what in fact produces a particular effect we 
must observe what happens. But how can mere observation 
tell us that what has happened will always continue to happen ? 
Unless we desert empiricism and take to metaphysics, all we 
can say is that we expect certain things to happen. 

Our belief in the uniformity of nature is, therefore, no more 
than a feeling of expectation, based on custom, that the future 
will continue to conform to the past. The whole edifice of 
science rests on this feeling. We must, of course, trust our feel- 
ings in daily life ; for practical affairs it is enough that a thing 
should be probable. But believing is not the same as knowing. 

" The mind never perceives any real connection among 
distinct existences," says Hume. So that when he regards 
" existences " objectively he cannot discover any necessary 
relation. But without some necessary relation, without causa- 
tion, what ground is there for even trying to regard " exist- 
ences " as objective ? And if they are not objective how can 
we hope to find causes, " since they are not in the mind " ? 
Causation alone can lead us to objects " which we do not see or 
feel." 

He is well aware that to search for causes as the ground of 
objectivity is inconsistent with his view " that all our distinct 
perceptions are distinct existences," for that must end in Berke- 
ley's Idealism. He confesses quite frankly that he cannot 



So THE GREAT DILEMMA 

render these two principles consistent, " nor is it in my power 
to renounce either of them." But, having carefully bandaged 
his eyes, it is idle to look for an external world. Having 
assumed that every impression is discrete, it is useless to search 
for necessary connections. 

At times he tries to mitigate his scepticism. " I have never 
defended the absurd proposition that a thing could come into 
being without cause/' he says in one of his letters ; " all I 
maintained was only that our certainty of the falsehood of this 
proposition arises neither from intuition nor demonstration, 
but from another source." He could not consistently propound 
a Law of Association of Ideas, or his ethical theories, or write 
history, without employing the idea of causation ; but he was 
more consistent than most philosophers, and nowhere does he 
appeal to God to extricate him from his difficulties. 

Hume was certainly two centuries ahead of his critics. They 
little dreamed that the time was coming when it would be 
possible to say that " in advanced sciences, such as gravitational 
astronomy, the word * cause ' never occurs," or that " the reason 
why physics has ceased to look for causes is that, in fact, there 
are no such things " (Mysticism and Logic, by Bertrand Russell). 
Hume would not have felt such melancholy, or been so 
" affrighted and confounded with that forlorn solitude in which 
I am placed in my philosophy," if he could have foreseen that 
a powerful school would arise on the foundations that he laid 
and teach that induction was merely a practical rule of behaviour 
without any logical basis, that there was no a priori method of 
inferring the unknown from the known, and that the laws of 
thought were tautologies. 

He realized, far more deeply than any of his contemporaries, 
what the break with Rationalism implied. After Hume the 
most urgent problem of philosophy was this : If knowledge is 
restricted to immediate experience, how can we justify the 
world that reason constructs ? The empirical method seemed 
to have severed the connection between these two worlds. 
How could that connection be restored without a return to 
metaphysics ? 



THE GREAT DILEMMA 8l 

Empiricism, which started with such bland confidence, sud- 
denly seemed to end in a barren scepticism which not only 
affronted common sense, but made the science of the day seem 
impossible. Philosophers have never been very tender with 
common sense, but to destroy the basis of science is another 
matter. How is science possible if there is no justification for 
the belief in causality and induction ? And if mathematics is 
dissevered from the real world, how is it that mathematics can 
be successfully applied to real problems ? 

USEFUL REFERENCES 

Berkeley's Jmmaterialism, by A. A. Luce (1946), is a good introduction, 
but Berkeley and Hume themselves can be read with enjoyment. 
The Principles of Human Knowledge, by George Berkeley ; 1710. 
Three Dialogues Between Hylas and Philonous, by George Berkeley ; 



A Treatise of Human Nature, by David Hume ; 1739. 

An Inquiry Concerning Human Understanding, by David Hume ; 

1748. 



CHAPTER SEVEN 

The Kantian Compromise 

WHEN we look away from the details of the great struggle be- 
tween the Rationalists and the Empiricists we can see that the 
fight was not really about the issues that seemed most important 
to the contestants. It was not about the reality of the external 
world or the soul or God. Whether there were one or two or 
an infinite number of substances was a side-issue. Whether to 
abandon the whole idea of a material substratum was not the 
really fundamental question. Out of all the din and confusion 
there emerged a re-statement of that very old riddle What is a 
universal ? 

This may seem a dull business compared with the achieve- 
ments that the philosophers claimed. Berkeley had " anni- 
hilated all that's made to a green thought in a green shade." 
Hume had destroyed the mind itself and blown up the founda- 
tions on which science rested. Such desperate deeds make 
good reading, but the solid gains that accrued from all this 
intense intellectual activity were less sensational. Perhaps the 
most important advance was the emergence of the problem of 
universals in a new dress. The question became, What relation 
does a concept bear to a percept ? 

If we can answer that question satisfactorily much else falls 
into place. We shall then know whether we are justified in 
talking about an external world, about causes, substance, matter, 
and mind. For on the correct solution of this problem depends 
the possibility of any real knowledge. And whether we can 
solve it or not, at least we are not wasting our time on irrele- 
vancies. 

82 



THE KANTIAN COMPROMISE 83 

The Failure of Rationalism 

Kant believed that he had solved it. Before examining the 
answer he proposed, let us take a brief, backward glance at 
some of the earlier attempts. We shall then notice that the 
first formulations of the problem were more concerned with 
the reality of universals than with the manner in which they 
were connected with percepts. The fact that relations were 
also universals was usually ignored. Before Leibniz no one 
gave much serious consideration to the possibility that space 
might be a relation. It evidently required a great effort to 
distinguish between abstracta such as numbers and existents, 
such as taJbles and chairs ; between sensuous concepts and 
non-sensuous concepts. 

Plato held that concepts were real. They existed inde- 
pendently of objects. Knowledge derived from the senses was 
vague and confused ; we were watching the play of shadows cast 
on a wall by unseen actors. Reason, however, gave us a back- 
stage view. 

Aristotle rejected the independent reality of concepts ; but 
he thought that they were genuine ingredients of reality. They 
were not mere names. It would seem that by logical abstrac- 
tion we can ignore what is accidental in a thing and discover its 
inmost essence. But peel off all qualities and you come to 
bare, undifferentiated being. By adding qualities you can 
arrive at any particular object. It might seem to follow that 
new knowledge about the real world can be obtained by 
reasoning. 

Descartes held that concepts are innate. They are given to 
us, as part of the materials of knowledge. A valid concept can 
be recognized when it is a " clear and distinct " idea. Without 
such concepts matter, motion, cause, etc. how is it possible 
to frame scientific laws ? And what can we mean by know- 
ledge, urged Spinoza, if reason cannot discover real connec- 
tions ? 

Such, in brief, was the rationalist approach. There are 
many variations, but there is general agreement that the mind 



84 THE KANTIAN COMPROMISE 

does not manufacture concepts out of sense- data. We have to 
apply concepts to percepts in order to obtain knowledge. 
Rationalists held that it would be truer to say that a material 
object is a bundle of concepts than that a concept is a bundle 
of sense-data. The strongest argument in the Rationalist 
armoury was that to deny the reality of concepts is to deny the 
very possibility of knowledge. 

Historically, however, the development of Rationalism came 
perilously close to denying the possibility of knowledge. The 
paradox, as I have already tried to show, arose out of a logic 
that required every proposition to have a metaphysical subject. 
This leads to the conclusion that there can be only one subject, 
strictly speaking the Cosmos, the Absolute, or God. And 
that being the case, finite minds merely have a knowledge of 
certain aspects of the universe, so fragmentary that it is not far 
removed from illusion. By contrasting mere appearance with 
an ungraspable total reality, this type of metaphysics fell far 
short of its early promise. It ended on a note of scepticism 
which could be relieved only by mystical aids. 

The Failure of Empiricism 

The scepticism of the empiricists, however, could obtain no 
such relief. It entailed the following doctrines : (i) That con- 
cepts are mainly symbols which combine a cluster of percepts ; 
(2) that the sole objects of knowledge are percepts ; (3) that there 
are no necessary relations between percepts. 

At first sight this looks as though the empiricist has swept 
away a lot of useless metaphysical lumber and got down to hard 
facts. But will it work ? Locke tried to make it work, at the 
cost of consistency, by retaining tjie metaphysical idea of sub- 
stance. Berkeley had to introduce a sort of concept which he 
called " notion," but never properly explained. Hume resorted 
to no such doubtful expedients, but even he could not make the 
scheme work. 

He showed that some concepts could be derived from per- 
cepts sensuous concepts such as horse, mountain, etc. He 
tried, with much less success, to construct space and time in 



THE KANTIAN COMPROMISE 85 

this way. He failed with non-sensuous concepts and jettisoned 
them. But what he did not notice was that even his apparent 
success with sensuous concepts made use of an idea that cannot 
be obtained direct from observation. 

A horse and a mountain are general terms ; but if they are 
obtained by noting resemblances between particular horses and 
mountains, why is it that some similarities are selected and 
others rejected ? How is it possible to order particulars accord- 
ing to a principle of similarity, unless that principle is known in 
advance ? How can you arrange a Bridge hand if you do not 
know the rules of Bridge ? 

This is a very subtle point, and Hume might protest that the 
mind does no arranging it is purely passive, and the particular 
impressions 'arrange themselves mechanically into complexes 
according to the Law of Association. But if knowledge is con- 
fined to an immediate presentation, how can you avoid what has 
been called " the solipsism of the present moment " ? What 
right have you to trust memory and frame a law ? 

Standing on the shoulders of those who have gone before 
us, we can see to-day how some of the difficulties with which 
the empiricists grappled might have been avoided. A neo- 
Kantian, Cassirer, writes : " Memory traces, arising equally 
with present images, are not recognised as similar elements. 
The foundation of all abstraction is an act of identification. A 
function is ascribed to thought : viz., to relate a present to a 
past content and comprehend the two as in some respect 
identical. This synthesis possesses no immediate sensible 
correlate in the content compared. The psychology of abstrac- 
tion must first postulate that perceptions can be ordered for 
logical consideration into * series of similars/ The transition 
from member to member presupposes a principle according to 
which it takes place and the form of dependence between each 
member and the succeeding one is determined. Thus the 
construction of concepts is connected with the formation of a 
series." 

Similarity does not appear as an element in sensation, side 
by side with colours and sounds, pressure and touch. Before 



86 THE KANTIAN COMPROMISE 

we can make use of similarity we must first gain a point of view 
from which things can be compared, and this is not given in 
immediate experience. We need not construct concepts solely 
according to similarity ; we could have a series exposing differ- 
ences, ordered according to equality or inequality, number and 
magnitude, causal dependence, etc. 

Again, as Prof. C. I. Lewis has pointed out in Mind and the 
World Order, the empirical object denoted by a concept is never 
what is momentarily given, but is some temporarily extended 
pattern of actual and possible experiences. We see tables and 
chairs, not patches of colour. " In experience the mind is con- 
fronted with the chaos of the given. In the interests of adaptation 
and control it seeks to discover within or impose upon this chaos 
some kind of stable order, through which distinguishable items 
may become the signs of future possibilities." These ordered 
patterns are concepts, and must be determined in advance of 
the experience to which they apply. Until the criteria of inter- 
pretation are fixed, no experiences can be the sign of anything. 

These modern authors show, in different degrees, the in- 
fluence of Kant. The passages I have cited help to show the 
nature of the problem which the empiricists brought to light 
and which Kant tried to solve. 

The Age of Professors 

Immanuel Kant (1724-1804) was born in Koenigsberg, and 
his father was a saddler of Scottish descent. There is very 
little to say about his life, for he seldom left his native city and 
never the province. He led a quiet, studious, strictly methodi- 
cal existence. He did not marry and no scandals attach to 
him. He was the type of unworldly scholar to which popular 
imagination seems to expect philosophers to conform. With 
the appearance of Kant the amateurs retire from the scene for a 
time and the professionals take charge. 

Bacon was a lawyer, Hobbes a secretary and tutor, Spinoza 
an optician, Leibniz a librarian and diplomat, Locke a doctor 
and Government official, Berkeley a bishop, Hume a librarian 
and historian. These men were not academic recluses. If 



THE KANTIAN COMPROMISE 87 

their speculations were unlikely to meet with the approval of 
the authorities, they could refrain from publishing books with- 
out endangering their livelihood. 

They were not expected to produce monumental treatises. 
They had a breadth of culture that made them sensitive to 
literary style. They are nearly all readable and quotable. 

When philosophy fell into the hands of German professors, 
however, it became unreadable and almost unintelligible. It 
developed a new jargon, even more complicated, and far more 
uncouth, than the technicalities of the classical and medieval 
schools. Kant is not so bad in this respect as his successors, 
notably Hegel. And he certainly put up a strong resistance to 
the pressure^ to please the authorities. 

His earlier writings were mainly about physical problems. 
He read the English empiricists and was deeply perturbed by 
Hume's scepticism. Then he was influenced in the direction 
of Rationalism by Leibniz's Nouveaux Essais, published in 
1765. He wavered between Empiricism and Rationalism, and 
his final position, stated in the Critique of Pure Reason (1781) is 
a compromise. The Critique of Practical Reason appeared in 
1788, and the Critique of Judgment in 1790. 

Kant was keenly conscious that Hume had precipitated a 
crisis in philosophy. He declared that Hume had awakened 
him from his dogmatic slumbers and he saw that the war 
between the Rationalists and the Empiricists had ended in stale- 
mate. No further progress could be made until a more satis- 
factory account was given of those concepts that appear to be 
independent of experience. They must either be dropped, 
and all hope of real knowledge abandoned, or else they must be 
justified. 

Before examining in detail Kant's theory, let us look at the 
terminology he employs. It is difficult, and he does not always 
use words consistently. Moreover, he derives some of the 
terms from a psychology now happily obsolete. He divides 
the mind into two parts : the lower is the sensuous part ; the 
higher, the understanding. The senses are acted on by some 
outside stimulus. As a result there appear in the consciousness 
G 



88 THE KANTIAN COMPROMISE 

certain representations. These are connected, like beads on a 
string. The higher part of the mind has a double task. It 
pronounces judgments and makes inferences. 

For convenience we will restrict the term " understanding " 
to what Kant calls " the faculty of judging/' We will use 
" reason " to mean " the faculty of inference/' The power to 
make judgments requires the power to create concepts. So 
does the power to make inferences. But Kant draws an im- 
portant distinction between two sorts of concepts. Those 
which are used in judging by the understanding are pure con- 
cepts. They could also be called connective concepts, because 
they are used to connect. 

The concepts of the faculty of inference are called by Kant 
the Ideas of Reason. They do not link up representations so 
that the mind gets a unified pattern out of the brute facts of the 
given. They are largely used to state problems, and they are 
non-empirical. The meaning of this will become plainer as 
we proceed. 

Now we come to another basic but most unfortunately 
chosen term " intuition." Our ordinary associations with 
this word must be put out of mind. By intuition (Anschauung 
literally, " view ") Kant means a sort of knowledge we get 
on direct acquaintance. It is a sort of perception, though not 
with the naked eye. 

Suppose we are in a dark, curtained room and can see nothing. 
The curtains are flung back and we get a view of the landscape 
outside. But the window-panes are made of a peculiar glass. 
It distorts the landscape, but it is unbreakable glass and the 
room is locked, so that we can never go outside and measure 
the distortion. This must not be confused with illusion ; we 
may be deceived, but we are not deluded, as a lunatic would be 
if there was no landscape but only a brick wall outside. 

The intuitions (views) of the senses have a real content. 
They give us the objects which form the raw material of know- 
ledge. It would be a great mistake to suppose that it even 
occurred to Kant to doubt the reality of an external landscape. 
But he insisted that we see it through windows the windows 



THE KANTIAN COMPROMISE 89 

of the mind. A better analogy would be those lenses which are 
sometimes fitted to the eyeballs to take the place of spectacles 
but we must regard it as being impossible to remove them. 

Without these lenses we should not get the sort of distortion 
that we do. We should not see things spread out in space. 
Both space and time are forms of intuition : space the form of a 
kind of outer sense, which makes it possible for objects to seem 
external to us ; time of a kind of inner sense, which gives us 
the order of succession. They are logically prior to percepts. 
They are the conditions under which we experience. They are 
not abstracted from experience and they are not " generic " 
terms. To emphasize this, Kant does not call them concepts, 
but forms. 

No knowledge can be obtained by merely staring at a land- 
scape. To know you must think you must pass judgment. 
Intuitions are particulars (like simple ideas) ; to connect them 
so that we can pass judgment, we form concepts. The pro- 
cedure is as follows : raw sensations are ordered in space and 
time by the mind ; they become particular intuitions, but they 
still lack the connections which give us a unified knowledge. 
A synthesizing activity is needed, so that we can think as well 
as merely perceive. And this calls for more than empirical 
concepts more than generic terms, such as horse and man. 
We cannot think without pure non-sensuous concepts. To 
these Kant gives the name categories. 

The Meaning of the "A Priori " 

Kant supplies a formidable array of technical terms, but we 
need not bother about all of them. In the previous chapter I 
illustrated the difference between analytic and synthetic con- 
cepts. The latter are used when we express facts of experience. 
But are not mathematical propositions also facts ? 

To show how universally true propositions are possible 
about experience, Kant must show how we can make state- 
ments about f^cts that are not analytic the predicate of which 
is not hidden in the subject. Such propositions must be inde- 
pendent of experience, but must nevertheless refer to experience. 



9O THE KANTIAN COMPROMISE 

Kant calls them a priori synthetic judgments, and he^gives as an 
example 5+7 = 12. We know that that will always be true ; 
whereas " all crows are black " is an a posteriori judgment and 
can be upset by the discovery of a white crow. 

If synthetic a priori judgments are justifiable, the connection 
between the world of ideas and the world of fact severed by 
Hume can be restored. 

Kant's solution is a masterpiece of compromise. He dis- 
misses, as an over-simplification, the view that all concepts are 
derived from sense-experience. The categories are not mere 
names for bundles of percepts ; they are too abstract for that. 
Neither are they obtained by logical abstraction. The cate- 
gories are the common language of mankind, the way we must 
talk when we pass judgments, the way we simply cannot help 
thinking. There is no choice about it. 

What is given to us in sensation is automatically made into 
a spatial object by the mind. It starts as a particular. But to 
think about these particulars is to unify them, to judge them. 
And the mind is so constituted that certain words must be used. 
Different human languages may employ different signs, but 
they have the same meanings. The structure of thought is 
the same for all men. The categories exhibit the structure of 
thought. If there are angels, they may think about the world 
in wholly different terms ; if so, we could not hold intelligible 
conversation with an angel. 

The structure of thought is logically prior to experience. 
Two common misunderstandings of Kant may arise at this 
point. There is the crude objection that the psychology of 
children shows that a knowledge of space and time is acquired 
by degrees. This does not upset Kant's theory. He would 
reply that what is learned is about ourselves, not about things 
outside us. That is what the difference between logical and 
psychological priority amounts to. 

The second mistake that can easily be made is to regard 
space and time themselves as categories. This is to ignore 
Kant's faculty-psychology. Space is at a lower level than non- 
sensuous concepts. It is the form that determines how sensa- 



THE KANTIAN COMPROMISE 91 

tions become objects. Extension is the form of sensation a 
blank cheque to be filled in with colours, sounds, tastes, and 
smells. Extension is the pre-requisite of an object. It need 
not be red or smell like a rose. It could be of some other colour 
and smell like an onion. But however it smells it must be 
spatial. Empirical or sensuous concepts, such as red and scent, 
are not universal and necessary. Space is different ; it is the 
cheque to be filled in, the prior form which the mind provides, 
and without which percepts could not arise. The same holds 
good of time. 

This is Kant's solution, in a nutshell. The mind is neither 
passive, as the empiricists taught, nor endowed with innate 
ideas that enable it to discover the nature of a reality beyond 
the senses. The mind is active and it creates its own world. 
Space, time, and the categories of the mind are pure forms, prior 
to experience and contributed by the mind itself. Given an 
external stimulus, these pure forms fashion for us the pheno- 
menal world. They do not fashion it out of nothing, but in 
the nature of things our knowledge is limited to what can be 
expressed in the basic, conceptual language. It is, however, 
genuine knowledge about phenomena. 

Kant claimed that he had made objects conform to the mind, 
whereas previous philosophers had made mind conform to 
objects. He likened this achievement to that of Copernicus. 
It seemed to him that it made all other philosophers look like 
flat-earthers. He believed that he had settled the great con- 
troversy between empiricists and Rationalists. Both schools 
were wrong. The mind was active, and the conditions of 
experience set a limit to knowledge without making knowledge 
impossible. 

Categories of the Understanding 

The theory of categories is perhaps the most difficult and 
most easily misunderstood part of Kant's philosophy. Let us 
look at it more closely. 

The categories make thinking, as distinct from sensing, 
possible. How can we discover what these categories are ? 



92 THE KANTIAN COMPROMISE 

How many pure concepts are essential to enable us to pass 
judgments ? When we think of the bewilderingly large number 
of words we use it seems almost impossible to select just those 
basic ideas that are indispensable to thought and common to 
all mankind. Kant's solution is ingenious, though it places 
great trust in traditional logic. He derives the categories from 
the traditional forms of judgment. 

The four classes of judgment involve twelve basic ideas which 
are the presuppositions of thought. Such schematization is out 
of fashion to-day ; and it was not long after Kant that the whole 
procedure was seen to contain a contradition fatal to one of his 
main doctrines. But let us first look at the list of judgments 
land categories. The types of judgment are as follows : 

Quantitative. Universal, Particular, Singular. 

Qualitative. Affirmative, Negative, Infinite. 

Relational. Categorical, Hypothetical, Disjunctive. 

Modal. Problematic, Assertoric, Apodeictic. 

The corresponding categories are as follows : 

Quantitative. Totality, Plurality, Unity. 

Qualitative. Reality, Negation, Limitation. 

Relational. Substance and Accident, Cause and Effect, 

. Reciprocity. 

Modal. Possibility and Impossibility, Existence and 

Non-Existence, Necessity and Contingency. 

If I say " A rose is red," I mean that a spatio-temporal object 
exists and has the empirical quality of redness. There is an 
ambiguity about " is," but for the moment we will ignore it. 
Clearly the above proposition would be unintelligible if it did 
not refer to a percept and an empirical concept and presuppose 
the more abstract idea of reality or existence. Now, Kant's 
point is that percepts would be unintelligible without categories. 

The categories (if they are necessary and a priori) must be 
derived from purely formal propositions. " A rose is red " 
has the logical form " S is P." Another form would be " Some 
S is P." Let us consider what ideas are involved in the latter. 



THE KANTIAN COMPROMISE 93 

To begin with it refers to " some S," and so it is neither universal 
nor singular. There remains only the concept particular out 
of the three quantitative types of judgment. And since there 
is more than one S, but not " all S," we must take from the 
above table the category of plurality. Various types of pro- 
positions have the various concepts embedded in them. 

The result is a sort of Realism within an Idealism. The 
categories make real knowledge possible ; but they do not apply 
to whatever lies beyond the ideal constructions of the mind. 
Kant calls what lies beyond, " things-in-themselves," in con- 
trast to things as they appear to us : Noumena as opposed to 
Phenomena. 

Kant often fails to make his meaning plain. Different 
sections of the Critique of Pure Reason were composed at 
different times, and some of the statements clash. But he 
seems to distinguish between phenomena and our mind- 
pictures of phenomena. Knowledge of phenomena must not 
be confined to bare perception. The fact that the earth goes 
round the sun is a part of our genuine knowledge of phenomena ; 
but in our mind-pictures it is the sun and not the earth that 
moves. 

Obviously Kant is saying something that it is not easy to 
express in words. He is trying to demonstrate that there is an 
element of construction and interpretation in all our knowledge. 
Bare, unrelated sense-impressions are not the field of conscious- 
ness they could not be known. But neither can we know what 
causes them. 

The Unknowable 

The concept " reality " is listed (see above) as one of the 
categories of thought. All those twelve categories are forms 
which we impress on what ? On things-in-themselves ? Are 
the latter not real, then ? Consult the list again. Cause and 
effect are due to the spectacles through which we must look. 
We are constitutionally compelled to order phenomena causally. 
But does not Kant regard noumena as though they were causes 
of phenomena ? Does he not, as Whitehead complains, 



94 THE KANTIAN COMPROMISE 

" bifurcate nature into real and apparent," so that the familiar 
world is merely the outcome for us of an inscrutable world 
which we can never truly know ? Existence is another cate- 
gory then cannot we say the noumena exist ? In short, what 
can we possibly assert of things-in-themselves if we do not 
employ any of the twelve categories ? 

It may be objected " Of course you cannot assert anything 
without using those pure concepts." That is what Kant means 
by calling them a priori. You cannot speak about " the 
unknowable." The empiricist would reply that the unknow- 
able now begins to resemble the God of certain mystics, of 
which nothing can be asserted. It is not real ; it does not exist. 
It is not cause or substance. It is neither quantity, quality, nor 
relation. To speak of it as the ground, and of appearance as the 
consequent, may indicate what Kant had in mind, but is not 
permissible. We cannot validly speak of the unknowable ; and 
so it is for Kant to show how we can even name it. 

There are few open defenders of the unknowable to-day. 
The concept appears self-contradictory and offends the instinct 
of logical economy. No doubt our knowledge of appearances 
is a sort of knowledge ; but we are forever left in ignorance of 
the reality assumed to lie beyond appearances. The question 
naturally occurs to the modern reader : Does not science offer 
a glimpse of this reality ? Modern physics, for example, dis- 
penses with some, at least, of the categories. It can manage at 
a pinch without causation and substance. Instead of space and 
time, Relativity employs intervals. The categories may be 
necessities at a certain level of thinking ; but all of them are not 
essential in the most advanced field of science. 

This sort of difficulty did not exist for Leibniz, whose view 
that the material world was an ideal representation certainly 
influenced Kant. Leibniz could allow for different levels of 
apperception ; and in any case he held that space and time were 
relational, though relations were unreal. 

Kant cut off any retreat into metaphysics by denying we 
could have positive knowledge of noumena by an intellectual 
equivalent of sensuous perception. If intuition could reveal 



THE KANTIAN COMPROMISE 95 

the inner nature of reality, he would have been spared a contra- 
diction but what would have become of his rejection of 
metaphysics ? All he could do was to say that we can think of 
the unknowable as a limit. But Hegel objected that to be aware 
of a limit it is necessary to know what lies beyond it. If, in- 
deed, there is an absolute limit to knowledge, how can we be- 
come aware of the fact ? How can we know that we have 
reached the last wall unless we can look over the top ? 

The Ideas of Reason 

By inclination Kant was a metaphysician. But his analysis 
of mind committed him to denying that new existents could be 
discovered solely by connecting categories. What, then, of 
God, the soul, the freedom of the will, all of which have a 
prominent place in his system ? 

He faces this frankly. We cannot prove the existence of 
God, the immortality of the soul, or the freedom of the will. 
We could attempt to do so only by abandoning the empirical 
foundation in favour of deductive rationalism. The modern 
Positivist would call these things pseudo-concepts. Kant re- 
gards them as ideas of the reasoning faculty. There is, how- 
ever, no intuitive perception, no direct acquaintance possible for 
reason. It uses its ideas to state problems or construct hypo- 
theses. Its ideas do not have an ontological object. They are 
not windows that open on reality. 

When we overlook this we are guilty of an abuse of language. 
If we forget our limitations and behave like the metaphysicians 
we end up with antinomies propositions of which the opposite 
is neither more nor less acceptable. 

For example, there are excellent logical proofs that the world 
began in time and is limited in space. But there are equally 
good logical reasons for asserting that the world never had a 
beginning and that space is infinite. 

We can " prove,'! on paper, that God exists and that the soul 
is immortal. We can also " prove," on paper, that God does 
not exist and that the soul is not immortal. Eminent philoso- 
phers have advanced all these " proofs." They are all right 



g6 THE KANTIAN COMPROMISE 

and they are all wrong. To put forward such proofs is to use 
logic in an invalid way. The propositions are formally correct 
but existentially empty. It is all a game with words. 

Kant unquestionably smashed to pieces all the classical 
proofs of the existence of God. Since his day no reputable 
philosopher outside the Catholic Church has dared to revive 
them. We cannot possibly demonstrate God's existence from 
the fact that we can think of his existence, Kant says ; and he 
reaffirms Aristotle's view that existence is not a predicate. 
We do not enrich a concept by adding being. A hundred 
real dollars do not contain a penny more than a hundred 
conceived dollars. All existential propositions are synthetic. 
We should express this differently nowadays, but it seems clear 
enough that the confusion is partly due to the grammatical 
ambiguity of the verb to-be. 

It is a pity that Kant did not fully exploit this doctrine. 
However, his attack on speculative theology caused considerable 
dismay at first. Would it result in Atheism ? The dialectical 
performance was watched by a breathless audience, as though 
he were a conjurer, sawing through the lady in the box. But 
there need have been no anxiety. Just as the conjurer takes 
the curtain with the lady completely restored, so Kant gives 
back with his left hand all that his right hand has taken away. 

" I was obliged to destroy knowledge in order to make room 
for faith," he confesses. We cannot prove by logic the existence 
of God, the freedom of the will, or the immortality of the soul. 
But when we turn from Pure Reason to Practical Reason it 
happily becomes clear that we must assume these things. 
Philosophy does not merely answer the question, What do we 
know ? It must answer the more practical questions, What 
ought we to do ? What may we hope ? 

" After we have satisfied ourselves of the vanity of all the 
ambitious attempts of reason to fly beyond the bound of experi- 
ence, enough remains of practical value to content us. It is 
true that no one may boast that he knows that God and a future 
life exist ; for if he possesses such knowledge hfe is just the 
man for whom I have long been seeking. All knowledge 



THE KANTIAN COMPROMISE 97 

(touching an object of mere reason) can be communicated, and 
therefore I might hope to see my own knowledge increased to 
this prodigious extent by his instruction. No, our conviction 
in these matters is not logical, but moral certainty ; and, inas- 
much as it rests upon subjective grounds (of moral disposition), 
I must not even say it is morally certain that there is a God, 
and so on, but / am morally certain, and so on. That is to say, 
the belief in a God and in another world is so interwoven with 
my moral nature that the former can no more vanish than the 
latter can ever be torn from me." 

The conviction that there is a moral law justifies us in assum- 
ing the existence of God. Philosophers may doubt the reality 
of matter and question physical laws, but to doubt that right is 
right and wrong is wrong seemed to Kant quite intolerable. 

Reason must supply a meaning to the word ought ; and such 
a meaning shows that the moral law must be formal i.e., not 
a recommendation to practise specific virtues and apply in 
all circumstances. The general form of the law is a command : 
" Act only on that maxim whereby thou canst at the same time 
will that it should become a universal law." 

There is a Calvinistic flavour about all this and also a hint of 
the Prussian barrack square. Kant held that if society were 
on the point of dissolution, the last act of the Government must 
be to see that all condemned felons are hanged. It follows that 
if the Gestapo come after your mother you must not tell a lie 
even to save her from being tortured in a concentration camp. 

The Consequences of Kant 

Summing up Kant's contribution, Professor A. C. Ewing 
writes : " That all propositions are partly a priori and partly 
empirical, that the mind exercises a far greater organizing 
function even in sense-perception than had been realized 
hitherto so that perception is impossible without conception 
and we are acquainted with nothing which is merely given 
without interpretation, that the unity of the self is not that of 
an unchanging, simple substance but is to be found in the 
functional unity of experience, that the knowing self and its 



98 THE KANTIAN COMPROMISE 

objects are correlative so that there can be no self without 
objects and no objects without an experiencing self, that physi- 
cal objects are best regarded as systems of sense-data unified by 
general laws common to all human experience, are doctrines 
which, whether right or wrong, clearly emerge . . . and have 
exercised a great influence ever since. " (Section on Kantian- 
ism in Twentieth-Century Philosophy.) 

The chief stumbling-block to Kant's successors was the 
thing-in-itself. It was obviously unsatisfactory. Fichte re- 
jected it, and so did Hegel, but not because it was " meta- 
physical/ 1 It seemed to Hegel that the empiricists had had 
their innings, but they had failed to explain how genuine 
knowledge was possible how concepts could disclose necessary 
and universal relations. He concluded that philosophy had 
taken the wrong road and that a return to metaphysics was the 
only solution. 

Hegel accepted part of Kant's analysis of concepts. He 
regarded their division into sensuous and non-sensuous, and 
the use of a priori categories, as a considerable advance on the 
Platonic theory of Ideas, in which no classification was at- 
tempted. But he would not admit that there was any limit to 
knowledge. 

He took one of the most fiercely debated steps in the history 
of philosophy. He dropped the thing-in-itself and phenomena, 
but he retained the categories. They were not subjective forms 
of experience, as Kant had taught ; they were as objective as 
Plato believed his Ideas to be. 

And so began the " unearthly ballet of bloodless categories," 
against which Bradley inveighed. A new horizon was instantly 
disclosed. Whether it gives us mirage or reality is still dis- 
puted. It certainly provides the excitement of a wholly fresh 
perspective. How to make it intelligible I do not know. 
HegeFs own writings seem to me almost completely incompre- 
hensible, and I must state frankly that I have leaned heavily on 
his interpreters always bearing in mind his own complaint 
that only one man had understood him and that even he had 
got most of it wrong. 



THE KANTIAN COMPROMISE 99 

USEFUL REFERENCES 

Kant, by A. D. Lindsay ; 1934. 

A Commentary to Kant's Critique of Pure Reason, by Norman Kemp 

Smith ; 1923. 

Kant's Metaphysic of Experience, by H. J. Paton ; 1936. 
A Study of Kant, by James Ward ; 1902. 
The Critique of Pure Reason, by Immanuel Kant ; 1781-87. 
The Critique of Practical Reason, by Immanuel Kant ; 1788. 
The Critique of Judgment, by Immanuel Kant ; 1789-93. 



CHAPTER EIGHT 

The Return to Metaphysics 

THIS book is designed for the reader with little or no knowledge 
of philosophy. I am afraid that he will now find the going 
pretty heavy. As I have already stressed, we are no longer 
dealing with the speculations of shrewd men-of-the-world who 
wrote for a cultivated but non-specialist public. We have 
reached an awkward period when professors wrote for other 
professors. 

It would be idle to' pretend that philosophy is an easy subject. 
We may be quite sure that any system of philosophy that calls 
for no effort to understand it is false. The entire framework 
of humaa speculation is not likely to be simpler to grasp than its 
parts. Modern physical theories are not easy, and they deal 
only with one aspect of the problem that confronts the 
philosopher. 

In a sense it is a sign of progress when a subject becomes 
difficult. Thus it is easier to read a text-book of psychology 
than of physics, not because the problems of psychology are 
simpler on the contrary but because we do not know so 
many answers. 

Looking back from the point where Hegel took over from 
Kant, Ffchte, and Schelling, we can see that in the seventeenth 
century there was an interruption in the main stream of inquiry. 
Before Locke, philosophers were concerned to find an explana- 
tion of the universe. Suddenly the whole of their procedure 
was challenged. Suppose there were limits to what the human 
mind could know ? Suppose the quest for an explanation was 
destined to founder on the rocks of human fallibility ? 

A new school arose emphasizing the limitations of the mind. 
The faith of the traditional philosophers in logic as an instru- 

100 



THE RETURN TO METAPHYSICS IOI 

ment for discovering new truths was shaken. Nor could 
intuition come to the rescue ; that road was also blocked. 
Experience was the corner-stone of the new school. What lay 
outside possible experience was regarded as an unknown, and 
even unknowable, territory that the philosopher must not try 
to penetrate. 

Accordingly it was held that metaphysics was a waste of time, 
a mere fiddling with words. It followed that to look for a 
general explanation to ask why grass was green, or why the 
earth went round the sun was futile. You could hold that 
grass was green because God made it so, but why he should 
not make white grass was an inscrutable mystery. The scien- 
tists could .answer how, but when the philosopher was asked 
why he must remain dumb. 

What Constitutes an Explanation 

Hegel (1770-1831) was profoundly dissatisfied with this 
situation. He was prepared to admit that the interruption of 
metaphysical inquiry had cleared the air, but he sought some 
escape from the sceptical impasse to which even Kant had been 
driven. 

There must surely be some explanation of the universe or 
of the ordering of experience which passes for knowledge. It 
is all very well to say that it is impossible to predict the future, 
but we do so in fact with success. It is all very well to con- 
clude from Hume that there is no reason why water in a kettle 
should not freeze ; in fact, if the kettle is put on a fire the water 
boils. So, obviously there are laws of nature. Obviously we 
are not faced by pure chaos. And if Kant's unknowable thing- 
in-itself is a contradiction in terms, if we cannot sensibly assert 
that reality is unknowable, the Maginot line is pierced there 
are not limits to knowledge and all reality is knowable. Even 
the explanation can be known. 

But what is meant by an explanation ? According to Hegel 
it is something seen to follow of necessity from something else, 
just as the conclusion of a syllogism follows from the premises. 
This is not the same relation as cause and effect. Hume is 



102 THE RETURN TO METAPHYSICS 

right on that point. The boiling of water does not follow 
from the application of heat as a logical conclusion follows 
from a premise. Nor will it help if we trace back the chain 
of causes to a First Cause. We shall then have to explain the 
First Cause. 

The search for an explanation must not come to rest on any- 
thing arbitrary 7 . What is required is not a cause, but the reason 
for a cause a reason of which the world is a consequent. If 
we could indeed find such a reason, everything that happens 
would be a consequence of it and would be deducible from it. 
We should not have to bother about observing and experiment- 
ing we could sit down and deduce the nature of the world. 

Mere empirical facts tell us little. We can see that oil burns 
and ice melts, but we can make no deductions from such bare 
isolated facts. If the whole universe is nothing but an aggre- 
gate of isolated facts individual atoms, simple ideas, sense- 
impressions, call them what you will the empiricists are per- 
fectly correct, and no reason can be discovered for the order of 
Nature. We must then take refuge in a vague feeling that some 
beliefs are more probable than others ; or, like Hume, we must 
abandon the quest as hopeless, dismiss philosophy as an esoteric 
pastime, and turn with relief to backgammon. 

But if, on the other hand, the universe is not a mere aggregate, 
but an organic whole, every part of it will send out some thread 
of connection with every other part. This means a return to 
Spinoza's vision of a single reality, every individual aspect of 
which is what it is because of the character of the whole. Such 
a reality is rational, because reason can discover universal laws 
which express the character of the parts and therefore yield 
genuine knowledge as opposed to " the twilight of probability." 

Spinoza held that the universe was one substance which he 
called God with an infinite number of attributes. He held 
that we knew only two of these attributes, thought and extension 
beyond these stretch an infinite unknowable. Hegel accepted 
Spinoza's Monism, but he rejected the limit placed on what 
could be known. If reason can find an explanation there is no 
such limit. 



THE RETURN TO METAPHYSICS 103 

Reality is Thought, Not Matter 

What, then, is the solution ? The first step is to assume that 
the total reality is one ; but Hegel believed that " substance " 
was not primitive enough to be taken as the starting-point of 
deduction. The " stuff " of the world is not matter and mind, 
still less matter alone. The world-stuff is entirely mental as 
mental (or spiritual) as Berkeley believed. It consists of 
thought and nothing but thought. 

So far Hegel makes no startling innovation. He seems, on 
the face of it, to offer a solution rather like Berkeley's Im- 
materialism. He rejects not only the logically indefensible 
substratum *hat worried Locke, but the thing-in-itself which 
was the unsatisfactory feature of Kant's scheme. But it would 
be a bad blunder to suppose that by " thought " Hegel meant 
anything resembling the " ideas " of the English empiricists. 
By thought he meant what Plato called " ideas " and Aristotle 
" universals." From Plato he took the suggestion that the 
thoughts of which the world is made are objective, and not, as 
Kant taught, subjective. And so, the world, according to 
Hegel, (and not merely our private worlds,) is quite literally 
composed of concepts. Apart from concepts there is nothing. 

But he departed from Plato and supported Kant in distin- 
guishing two kinds of concepts, sensuous and non-sensuous. 
The reason of the world, according to Hegel, lies in the nature 
of pure concepts. From these concepts (which are like Kant's 
twelve categories but more numerous) he claimed to be able to 
deduce every feature of the world, even the course of its history 
and the development of social institutions. Such a claim sounds 
fantastic, but we must remember this : if the trick can be done, 
Hegel has succeeded in discovering the explanation that philo- 
sophers before him had sought as ardently as the alchemists 
searched for the secret of making gold. For if reality 
does consist of concepts, and of nothing else, the world must 
flow from their nature as necessarily as a conclusion from 
premises. Indeed, there is no longer logic on one side, shut 
off by an impenetrable wall from fact. There is no longer the 



104 THE RETURN TO METAPHYSICS 

old baffling contradiction between the world of reason and the 
world of everyday appearances. Fact and logic are identical 
if this is the case ; if " things " are congeries of thoughts, 
" things " are related in exactly the same way as logical terms. 
Indeed, Nature is composed of the same " material " as logic. 

" I refute it thus ! " Dr. Johnson might say, once again 
kicking a stone. But, once more, what does he refute ? The 
qualities of hardness, greyness, coldness, etc., are not denied. 
These, however, are not " simple ideas. " They are not par- 
ticulars. They are universals. A stone is merely a bundle of 
universals, according to Hegel. Unified as a bundle it is an 
individual thing. To say that it " exists " is to assert its 
individuality its lack of universality. 

This will be intelligible to those who have followed me in 
earlier chapters. It amounts to saying that we know nothing 
of an object apart from the concepts that constitute it. Indeed, 
there is nothing more to know. 

Such concepts are sensuous, it may be objected. What of 
Hegel's claim to deduce the stone from non-sensuous cate- 
gories ? Grant that hardness and greyness the whole set of 
appearances of the stone are universals and truly exist in a 
certain combination, how can such definite characteristics be 
deduced from non-sensuous concepts, such as totality, plurality, 
singularity, etc. ? How can Hegel possibly maintain that such 
abstractions as these exist objectively ? 

The answer to the last question is that Hegel does not hold 
that universals exist. Well, then, it will be instantly retorted, 
if they do not exist how can they form the ground of the world, 
the reason from which nature flows as a consequent ? The 
reply that Hegel gives has seemed to many of his critics mere 
word-spinning. His answer is that pure concepts do not exist, 
but they are real ; whereas individual objects exist but are not 
real. Sensuous concepts, being universals, are real, but they 
exist only as collections they occupy a no-man's land some- 
times called " subsistence," 



THE RETURN TO METAPHYSICS 105 

The Universal Philosophy 

" This sickening humbug ! " exclaimed Schopenhauer. He 
went on to describe Hegel as a " spiritless and tasteless charlatan 
.... We see with what tricks he was able to hold the learned 
world of Germany for thirty years." That Schopenhauer was 
personally jealous of Hegel's success can hardly be doubted ; 
but it is easy enough to see why Hegel should be regarded as a 
sophist. I do not think, however, that this harsh judgment 
can be accepted. I personally believe that Hegel failed in his 
central purpose ; but it was something worth attempting. His 
failure Was a bigger achievement than most people's successes, 
despite its extravagances and occasional absurdities. 

Hegel tried to find a way out of the sceptical impasse. He 
tried to show what the world must be like if it was susceptible 
of a rational explanation. If his solution had a paradoxical air, 
that was certainly nothing new. He made a heroic endeavour 
to abolish all arbitrary assumptions and justify the method of 
deductive metaphysics. His aim was to formulate a universal 
philosophy that embraced all the progress which he believed 
had been made by his predecessors. 

As William Wallace puts it : " What Hegel proposes to give 
is no novel or special doctrine, but the universal philosophy 
which has passed on from age to age, here narrowed and there 
widened, but still essentially the same. It is conscious of its 
continuity and proud of its identity with the teachings of Plato 
and Aristotle." 

Viewed in the light of such an endeavour, his solution was 
not so outrageous as so many people have found it. Let us 
look more carefully at the apparent word-play, remembering 
the trouble that earlier philosophers had had with such ideas 
as " change " and " existence." 

It seemed evident to Parmenides, for example, that change 
was a contradiction in terms for what is, is ; and what is not, 
is not. As Zeno had pointed out, at any given instant a moving 
arrow is stationary. What is the alternative to saying that our 
senses deceive us, that the everyday world is a kind of illusion, 



106 THE RETURN TO METAPHYSICS 

that reason must build up a world of its own in defiance of 
the senses ? We cannot trust mere appearance ; so we must 
either give up the search for connections between things-in- 
themselves or be content with phenomenal knowledge. 

This inevitably raised the question of what we mean when 
we say that something " exists/' Do appearances exist or 
should we restrict the word to the reality behind them ? Do 
numbers, infinitesimals, minus quantities exist ? If a physical 
object turns out to be a collection of universals, how can we 
deny that the universals we thus experience exist and yet affirm 
that some material substratum, which nobody can experience, 
really and truly exists ? 

Much of the confusion, of course, is due to the fact that the 
verb to-be can be employed in many different senses. Hegel 
broke with the sort of logic which deduces one proposition 
from another. He tried to deduce one term from another. 
But to express this he had to use propositions, and so he ap- 
peared, like Spinoza, to treat every assertion as attributing in 
the last resort a characteristic to one truly existing subject the 
whole Cosmos. He was then faced with the problem of how a 
bit of the cosmos (Hegel himself) could regard the sole subject 
(which was not himself) as an object. How much simpler is 
the task of the solipsist, who can regard himself as the sole 
subject ! 

The Real is the Rational 

Before we become entangled in this problem let us consider 
the new terms Hegel required to express the situation that there 
are, so to speak, two worlds, appearance and reality. The 
world of tables and books, people and stars, is said to exist. 
But the world of the mathematician and the logician, of num- 
bers, symbols, abstract ideas, plainly does not exist in the same 
sense. Yet it is not mere nothing indeed, such concepts as 
zero and infinity apply to the existing world and are used by 
engineers for very practical purposes. So these concepts have 
being, but they do not have existence. They are real how else 
could they be applied to the everyday world ? It follows that 



THE RETURN TO METAPHYSICS 107 

being and reality are words which do not mean the same as 
existence. 

When we say something is real we can mean only that it is 
universal. A sensuous concept, redness, is universal ; it is 
not any particular red object ; it is what all red objects have in 
common. The still more abstract concept, colour (abstracted 
from all specific shades) is what all red, blue, yellow objects 
have in common. The even more abstract and non-sensuous 
concept, being, mere " isness," is also universal. It is real, 
though it is not dependent on any particular state of affairs. 
But the particular stone that Dr. Johnson kicked is neither 
universal nor independent of other things. And since to be 
universal is ,what Hegel means by being real, a particular stone 
is not real. Like the rest of the coloured, changing world, it is 
not real, in a metaphysical sense, but it certainly exists. 

When universals come together and form an individual object, 
that process is the birth of an existent. Of course, universals 
must not be imagined as rushing from the abysses of space and 
settling down to form a stone. If it is asked, where are univer- 
sals ? the reply must be nowhere and nowhen. They do 
not exist, but they are real logical elements. They are not the 
basic material out of which the world is fashioned. They are 
prior to particular things, but this is a purely logical priority, 
not a priority in time. Otherwise they would be causes of 
particular things instead of their reason. 

A dim perception of Hegel's meaning will perhaps begin to 
dawn on those readers who have had the patience to persevere. 
Universals are thoughts. A material object is a pattern of 
thoughts. The whole universe is an organized procession of 
thoughts, like the content of consciousness. The movement 
follows a law and has a direction. And so the universe of 
concepts, as it externalizes itself, has a meaning and a purpose. 
It is not blind matter but spirit (thought). 

Such a law, if it can be found, will be the ultimate reason ; 
once it is understood, it will exhibit the necessity for every type 
of change. It will be the law governing change itself the 
same law governing the passage from seed to flower, acorn to 



IO8 THE RETURN TO METAPHYSICS 

oak, nebula to solar system, primitive savagery to civilization, 
mental conflict to its resolution, logical premise to its con- 
clusion. This law will show how one category can be deduced 
from another, how the universe is a genus which contains 
within itself differentiae and species that can be discovered, 
once you have the clue. And Hegel believed he had found the 
clue, the master-secret the Dialectic, as he calls it. 

Subject and Object 

For the moment let us postpone consideration of this dialecti- 
cal law, which claims to show the manner in which the universe 
of thought develops. The development which appears to us 
as the phenomenal world, the evolution of nature and the course 
of human history, is not the whole story. We cannot compre- 
hend, in its full richness, the whole story so long as we merely 
look at it from the outside. We can see only the surface-play, 
only aspects of the total reality. And when we are restricted 
to a partial view we inevitably encounter contradictions. They 
are resolved as we widen our outlook, though still new contra- 
dictions arise. Everything in the universe is related to every- 
thing else and is, in a sense, determined by everything else. 
Thus the constitution of the whole enters into every part. 

A piece of a jig-saw puzzle owes its shape to the way it has 
been cut ; it may be said to owe its shape to the way the parts into 
which it must be fitted have been cut, if the whole thing was 
cut from a single sheet of paper. This analogy must not be 
pressed too far, because the universe is infinitely complex, and 
a jig-saw is not a coherent and necessary system. But obviously 
Hegel was faced by the difficulty inherent in Spinoza's universe : 
how can you really know anything without knowing everything ? 
Hegel reversed Spinoza's dictum that all determination is 
negation ; for Hegel all negation is determination. 

This sounds, admittedly, like more word-play. What he 
means is that when we say that something is not we discover 
something else that is. To negate is to posit. And the pro- 
gress of the dialectic which we shall soon consider would 
not be possible unless by negating, or denying, one concept we 



THE RETURN TO METAPHYSICS IOQ 

arrived at another. Thus Hegel continually speaks of " the 
portentous power of the negative.'* 

The idea of bare being gives us the idea of nothing. Being, 
without any sort of determination, is the same as nothing as 
Berkeley had protested about bare matter. Being and nothing 
are opposites, and yet they are identical. This opposition and 
unity gives rise to the idea of becoming. And so we get a third 
concept. 

We start with the idea of bare, qualityless being ; we see that 
it involves the notion of not-being (nothing) ; and when we 
consider how the one concept seems to pass into the other we 
find ourselves led irresistibly to reconcile the contradiction in a 
fresh concept, becoming. 

Parmenides had looked at these concepts in isolation. He 
saw the contradiction between being and not-being, which 
appeared when he analysed becoming, but the rules of formal 
logic drove him back like a tabu. The really objectionable 
contradiction is between propositions, not terms. 

Hegel boldly challenged the rules. They were merely 
formal, he said, and plainly they could not be applied to a 
world that really changes. A non-propositional logic was 
therefore demanded if change was to be taken seriously and 
it could apply only if its elements were the very stuff of experi- 
ence, or of reality to choose a more objective term. The 
categories do, indeed, participate in a cosmic ballet, and the 
new logic shows the musical score. 

The Unity of Opposites 

There are three important features in this novel conception : 
(a) the subject-object relation ; (b) logical abstraction ; and 
(c) the identity of opposites. It is easier to ridicule these 
novelties than to understand what Hegel was trying to say. He 
was, of course, trying to express something almost impossible 
to convey by ordinary speech. The " learned gibberish " for 
which he is so often condemned is the result of a giant intellect 
struggling with the limitations of language in an agonizing 
attempt to communicate his vision. 



108 THE RETURN TO METAPHYSICS 

oak, nebula to solar system, primitive savagery to civilization, 
mental conflict to its resolution, logical premise to its con- 
clusion. This law will show how one category can be deduced 
from another, how the universe is a genus which contains 
within itself differentiae and species that can be discovered, 
once you have the clue. And Hegel believed he had found the 
clue, the master-secret the Dialectic, as he calls it. 

Subject and Object 

For the moment let us postpone consideration of this dialecti- 
cal law, which claims to show the manner in which the universe 
of thought develops. The development which appears to us 
as the phenomenal world, the evolution of nature and the course 
of human history, is not the whole story. We cannot compre- 
hend, in its full richness, the whole story so long as we merely 
look at it from the outside. We can see only the surface-play, 
only aspects of the total reality. And when we are restricted 
to a partial view we inevitably encounter contradictions. They 
are resolved as we widen our outlook, though still new contra- 
dictions arise. Everything in the universe is related to every- 
thing else and is, in a sense, determined by everything else. 
Thus the constitution of the whole enters into every part. 

A piece of a jig-saw puzzle owes its shape to the way it has 
been cut ; it may be said to owe its shape to the way the parts into 
which it must be fitted have been cut, if the whole thing was 
cut from a single sheet of paper. This analogy must not be 
pressed too far, because the universe is infinitely complex, and 
a jig-saw is not a coherent and necessary system. But obviously 
Hegel was faced by the difficulty inherent in Spinoza's universe : 
how can you really know anything without knowing everything ? 
Hegel reversed Spinoza's dictum that all determination is 
negation ; for Hegel all negation is determination. 

This sounds, admittedly, like more word-play. What he 
means is that when we say that something is not we discover 
something else that is. To negate is to posit. And the pro- 
gress of the dialectic which we shall soon consider would 
not be possible unless by negating, or denying, one concept we 



I08 THE RETURN TO METAPHYSICS 

oak, nebula to solar system, primitive savagery to civilization, 
mental conflict to its resolution, logical premise to its con- 
clusion. This law will show how one category can be deduced 
from another, how the universe is a genus which contains 
within itself differentiae and species that can be discovered, 
once you have the clue. And Hegel believed he had found the 
clue, the master-secret the Dialectic, as he calls it. 

Subject and Object 

For the moment let us postpone consideration of this dialecti- 
cal law, which claims to show the manner in which the universe 
of thought develops. The development which appears to us 
as the phenomenal world, the evolution of nature and the course 
of human history, is not the whole story. We cannot compre- 
hend, in its full richness, the whole story so long as we merely 
look at it from the outside. We can see only the surface-play, 
only aspects of the total reality. And when we are restricted 
to a partial view we inevitably encounter contradictions. They 
are resolved as we widen our outlook, though still new contra- 
dictions arise. Everything in the universe is related to every- 
thing else and is, in a sense, determined by everything else. 
Thus the constitution of the whole enters into every part. 

A piece of a jig-saw puzzle owes its shape to the way it has 
been cut ; it may be said to owe its shape to the way the parts into 
which it must be fitted have been cut, if the whole thing was 
cut from a single sheet of paper. This analogy must not be 
pressed too far, because the universe is infinitely complex, and 
a jig-saw is not a coherent and necessary system. But obviously 
Hegel was faced by the difficulty inherent in Spinoza's universe : 
how can you really know anything without knowing everything ? 
Hegel reversed Spinoza's dictum that all determination is 
negation ; for Hegel all negation is determination. 

This sounds, admittedly, like more word-play. What he 
means is that when we say that something is not we discover 
something else that is. To negate is to posit. And the pro- 
gress of the dialectic which we shall soon consider would 
not be possible unless by negating, or denying, one concept we 



THE RETURN TO METAPHYSICS log 

arrived at another. Thus Hegel continually speaks of " the 
portentous power of the negative. " 

The idea of bare being gives us the idea of nothing. Being, 
without any sort of determination, is the same as nothing as 
Berkeley had protested about bare matter. Being and nothing 
are opposites, and yet they are identical. This opposition and 
unity gives rise to the idea of becoming. And so we get a third 
concept. 

We start with the idea of bare, qualityless being ; we see that 
it involves the notion of not-being (nothing) ; and when we 
consider how the one concept seems to pass into the other we 
find ourselves led irresistibly to reconcile the contradiction in a 
fresh concept, becoming. 

Parmenides had looked at these concepts in isolation. He 
saw the contradiction between being and not-being, which 
appeared when he analysed becoming, but the rules of formal 
logic drove him back like a tabu. The really objectionable 
contradiction is between propositions, not terms. 

Hegel boldly challenged the rules. They were merely 
formal, he said, and plainly they could not be applied to a 
world that really changes. A non-propositional logic was 
therefore demanded if change was to be taken seriously and 
it could apply only if its elements were the very stuff of experi- 
ence, or of reality to choose a more objective term. The 
categories do, indeed, participate in a cosmic ballet, and the 
new logic shows the musical score. 

The Unity of Opposites 

There are three important features in this novel conception : 
(a) the subject-object relation ; (b) logical abstraction ; and 
(c) the identity of opposites. It is easier to ridicule these 
novelties than to understand what Hegel was trying to say. He 
was, of course, trying to express something almost impossible 
to convey by ordinary speech. The " learned gibberish " for 
which he is so often condemned is the result of a giant intellect 
struggling with the limitations of language in an agonizing 
attempt to communicate his vision. 



THE RETURN TO METAPHYSICS IOQ 

arrived at another. Thus Hegel continually speaks of " the 
portentous power of the negative." 

The idea of bare being gives us the idea of nothing. Being, 
without any sort of determination, is the same as nothing as 
Berkeley had protested about bare matter. Being and nothing 
are opposites, and yet they are identical. This opposition and 
unity gives rise to the idea of becoming. And so we get a third 
concept. 

We start with the idea of bare, qualityless being ; we see that 
it involves the notion of not-being (nothing) ; and when we 
consider how the one concept seems to pass into the other we 
find ourselves led irresistibly to reconcile the contradiction in a 
fresh concept^ becoming. 

Parmenides had looked at these concepts in isolation. He 
saw the contradiction between being and not-being, which 
appeared when he analysed becoming, but the rules of formal 
logic drove him back like a tabu. The really objectionable 
contradiction is between propositions, not terms. 

Hegel boldly challenged the rules. They were merely 
formal, he said, and plainly they could not be applied to a 
world that really changes. A non-propositional logic was 
therefore demanded if change was to be taken seriously and 
it could apply only if its elements were the very stuff of experi- 
ence, or of reality to choose a more objective term. The 
categories do, indeed, participate in a cosmic ballet, and the 
new logic shows the musical score. 

The Unity of Opposites 

There are three important features in this novel conception : 
(a) the subject-object relation ; (b) logical abstraction ; and 
(c) the identity of opposites. It is easier to ridicule these 
novelties than to understand what Hegel was trying to say. He 
was, of course, trying to express something almost impossible 
to convey by ordinary speech. The " learned gibberish " for 
which he is so often condemned is the result of a giant intellect 
struggling with the limitations of language in an agonizing 
attempt to communicate his vision. 



110 THE RETURN TO METAPHYSICS 

The essence of Idealism is that being always entails being for 
consciousness. Without a subject that knows there can be no 
object that is known. If there are no contents within conscious- 
ness, if there is a blank, how can we speak of a conscious subject ? 
It would not be conscious of anything ; indeed, it would not be 
anything. 

Similarly, if there is no subject, how can there be an object ? 
A Materialist might argue that material objects existed before 
conscious subjects ; but, for reasons already mentioned, Hegel 
held that the stuff of reality was not material substance, but 
thought. It follows that if the whole universe is like the 
content of consciousness, subject and object involve one 
another. 

My thoughts are always inside the circle of my consciousness ; 
hence, as we saw, Leibniz held that monads must be windowless 
and constitute a universe of solipsists. But Hegel does not 
talk about, my thoughts or your thoughts ; his Idealism is 
objective and he talks about thought. When he says that a 
thing (object) is distinct from thought, all he means is that 
the content of consciousness is extruded or externalized and 
then viewed as if it were separate from the knower, though it is 
still knowable. Looked at from one angle, the thing is an 
object ; looked at from inside, as it were, a thing (as an element 
of consciousness) is the subject. 

How else could the world be the thought of God, and yet 
God be the thought of individual creatures ? But Hegel calls 
the one completely real subject the Absolute, and it would be 
a mistake to regard this as synonymous with a personal Deity. 
The Absolute is the sum-total of all the categories. It is the 
whole dialectical series ; it is not something outside, to which 
the categories apply as defining characteristics. To suppose 
this is to misunderstand the fundamental principle which 
Hegel calls the identity of knowing and being. 

In order to grasp how subject and object can be identical 
and yet distinct, how various categories involve one another and 
so give rise to the dialectical series, it is of assistance to know 
what is meant by logical division and abstraction. Return 



THE RETURN TO METAPHYSICS III 

for a moment to Aristotle, who propounded the useful scheme 
of classification by genus, species, and differentiae. 

In regard to the use of this scheme for arriving at definitions 
there are various difficulties which need not concern us now. 
It is clearly possible to obtain more, and more, and more abstract 
terms by ignoring individual differences. Thus, if we start 
with the motley crowd in the street, we can ignore the proper 
names and divide them into Englishmen and foreigners. Then, 
by ignoring still more differences, we can arrive at the concept 
man for they are all human beings. By continuing the pro- 
cess, we can say they are animals, and still more abstractly that 
they are lumps of matter. 

Now the various sciences halt at one or another of these levels 
of abstraction the anthropologist at man, the biologist at 
animal, and the physicist at matter. It is a convenient and 
necessary methodological procedure. The metaphysician, how- 
ever, deals with a still more rarefied abstraction. He is not 
concerned with matter, still less with individual men ; he is 
concerned with being ; and according to Hegel, this term is 
even more abstract than existence. Universals have being, but 
they do not exist. 

The universals obtained by the old method are isolated 
aspects of the totality of things. You can climb up the ladder, 
from individual men to the matter of the physicist ; but if you 
start at the top, you cannot climb down and deduce individual 
men. It is only as you go up that you find the rungs that you 
must use. In other words, it would seem that you cannot 
deduce the more concrete from the less. 

This, however, is precisely what Hegel appears to do. He 
starts from the top of the ladder, with the most abstract con- 
cept, being ; and step by step he deduces more concrete con- 
cepts. Being is the genus ; not-being is the differentia ; 
becoming is the species. On whether this process is legiti- 
mate or not depends the whole stupendous system of the 
Dialectic. 

The traditional method of arriving at a definition may be 
illustrated by what is called in logical text-books Arbor For- 



112 THE RETURN TO METAPHYSICS 

phyriana. The following diagram may be regarded as a 
definition of Man. 

Substantia 
Corporea Incorporea 

Corpus 
Animatum Inanimatum 

\ 

Vivens 
Sensibile Insensibile 

Animal 
Rationale Irrationale 

Animal Rationale 
Mortale Immortale 

\ 

Homo 
Socrates, Plato, etc. 

This sort of thing is known as logical division. It is akin to 
classification. It is supposed to show the essence of a concept. 
I have deliberately chosen an example of the type of division 
called dichotomy because it proceeds, as Hegel does, by negat- 
ing. Thus the genus substance is divided into corporeal and 
not-corporeal. This procedure would not help Hegel, how- 
ever. He must negate the term without destroying it, 
apparently breaking the rule ex nihilo nihil fit. Hegel pulls a 
rabbit out of the hat and indignantly denies that it was ever up 
his sleeve. Is it a real rabbit, or only the thought of a rabbit ? 
But, then, he frankly declares that everything is thought. If 
that be admitted it is not so easy to see where the deception 
lies. " Is the North pole a real pole ? " asked the school- 



THE RETURN TO METAPHYSICS 113 

master. " Could you hang a hat on it ? " To which the 
schoolboy replied : "It is an imaginary pole and so it would 
have to be an imaginary hat." 

The Dialectic 

Hegel will not allow that his categories are imaginary or that 
abstractions are empty. They are concrete universals, by 
which is meant that genus does not exclude differentia, but 
contains it. Being does not exclude not-being in the formal 
sense that A excludes not-A, according to the principle of 
contradiction. The genus (being) is indeterminate, and so the 
passage to species (becoming) is possible only if some deter- 
mination can Jbe added. This feat is performed by the second 
term of the triad, which is always a negative. The negation of 
a concept therefore lies hidden in it ; when it is drawn out we 
get a determinate third term. The main-spring of the dialecti- 
cal process is " the portentous power of the negative." 

A few examples may make this difficult conception clearer. 
Being is negated by not-being, and the contradiction is recon- 
ciled in becoming. Then becoming collapses, but this does 
not mean a return to pure indeterminate being. We get, in- 
stead, the idea of determinate being, abstract quality, from 
which we derive limit, then the infinite, then the one and the 
many, and so on almost in the manner of the House that Jack 
Built. 

The Absolute Idea is equivalent to all reality. It contains 
the triad : (a) the Idea in itself or Logical idea ; (6) the Idea 
outside itself, or Nature ; (c) the Idea for itself, or Spirit. 
These are further subdivided : (a) Being, Essence, Notion ; 
(b) Mechanics, Physics, Organics ; (c) Subjective Spirit, 
Objective Spirit, Absolute Spirit. And these, again, contain 
innumerable sub-categories. 

It is impossible to wander through the maze of details. I 
have done my best to avoid technical terms, jtut a few must be 
noted. Hegel's logic employs the triadic form that we have 
already seen with few exceptions. The first term is the 
thesis ; its negation is the antithesis ; and the negation of the 



114 THE RETURN TO METAPHYSICS 

negation in the third term is the synthesis. The synthesis 
shows the unity of opposites ; but it is a new affirmation, and 
so this in turn is shown to be self-contradictory. The process 
continues until we find all contradictions reconciled in the 
Absolute Idea. 

Hegel distinguishes between understanding (Ver stand) and 
Reason (Vernunfi). To understanding, opposites appear as 
mutually exclusive ; but to Reason, difference and identity are 
not incompatible. " Logical doctrine has three sides : (a) the 
Abstract side, or that of the understanding ; (b) the Dialectical, 
or that of negative reason ; (c) the Speculative, or that of 
positive reason/' 

" Immediate " is a puzzling term. The thesis is regarded as 
being characterized by " immediacy " ; and the antithesis by 
" mediation." What is immediate is simple and self-identical ; 
what is mediate shows differences, distinctions. 

Another term is " moment," virtually a factor. Thus thesis 
and antithesis are moments of synthesis. The double function 
of the synthesis to abolish and yet preserve, to unify opposites 
without destroying their difference, is called sublating, from the 
German aufheben. 

Finally the idea of one concept being contained in another, so 
that it can be deduced from it dialectically, is expressed by 
saying that it is implicit, or " in itself " (an stch). A flower in 
this sense is implicit in a seed. As Aristotle might have said, 
the seed contains the flower potentially. Becoming is implicit 
in being. That is why it can be deduced from it. Every 
earlier term in the dialectic contains the later terms implicitly. 
And the later terms contain the earlier ones explicitly, for 
nothing is lost in the progress from category to category, and 
there is a steady gain in concreteness until we reach the Absolute 
Idea, in which all contradictions are resolved and all things are 
contained. 

The Purpose of the Universe 

Hegel's Logic ends with the Absolute Idea. Its categories 
are pure concepts, and the attempt to deduce sensuous concepts 



THE RETURN TO METAPHYSICS 115 

has yet to be made. Hegel seems just a little disdainful of 
mere Nature. He became very angry when a correspondent 
wrote and asked him if he could deduce the pen with which he 
was writing. 

There is no general agreement among Hegel's followers on 
this point. But it seems to me to be crucial. If the universe 
is regarded as a series of thoughts which involve each other, the 
sensuous concepts of nature can also be deduced including the 
pen of Hegel's correspondent, a certain Dr. Krug. 

The transition from the categories to Nature, from the inner 
viewpoint to the outer, is the weakest part of Hegel's scheme. 
It obliged him to lay down the law about physics, chemistry, 
astronomy, and biology. After such a grandiose start, such 
audacious claims, we are entitled to expect a new light to be 
thrown on science. But Hegel perpetrated such sad nonsense 
that even the faithful blush. 

Dr. W. T. Stace writes : " It is not necessary for the student 
to enter elaborately into the detailed deductions of the philo- 
sophy of nature. It is almost universally admitted, even by 
the most ardent Hegelians, that this branch of the system, 
depending as it does upon physical science for its data, is now 
out-of-date owing to the strides which physical science has 
made since Hegel's day. Nor will anyone now dispute that, 
even in his own time, this philosophy of Nature was, as regards 
the details of its deductions, mostly a failure." (The Philosophy 
of Hegel) 

Hegel was not content to deduce Nature. He applied the 
dialectic to history, to social institutions, to the development of 
religion, morals, and art. All religion leads up, by an in- 
exorable dialectical process, to Christianity, which is the ab- 
solute religion, (Islam is conveniently omitted from the 
scheme.) In like manner, the evolution of the State leads up 
to the Prussian monarchy, a deduction which was very popular 
with the Government of the day and which provided the Ger- 
mans with a heady wine in the century of expansion that 
followed. 

The final realization of the Absolute Idea, however, is in 



Il6 THE RETURN TO METAPHYSICS 

philosophy and philosophy comes to a stop with the revela- 
tion made by Hegel. This is the final, absolute knowledge, 
the end towards which the rest of Nature, even the stellar 
galaxies, has moved in slow, inevitable procession. The 
universe has a purpose. Its purpose is the establishment of 
Prussian hegemony and the flowering of Hegelian philosophy. 
That little man, with the furrowed brow and bright blue eyes, 
mumbling incomprehensibly in a crowded lecture room, 
represents the supreme self-expression of the Absolute a claim 
beside which the most extravagant assertion of Papal Infallibility 
seems modest indeed. 

He enjoyed immense popularity, and he died on November 
1 4th, 1831, a victim of the cholera epidemic or, as the Greeks 
might have said, of hubris. 



USEFUL REFERENCES 

The Secret of Hegel, by J. H. Stirling ; 1865. 

The Philosophy of Hegel, by W. T. Stace. 

What is Living and What is Dead of the Philosophy of Hegel, by 

B. Croce ; Eng. trs., 1914. 
The Logic of Hegel, by W. Wallace. 
Studies in Hegelian Dialectic, by J. McTaggart ; 1896. 
The Phenomenology of Mind, trs. by J. B. Baillie ; 1910. 
The History of Philosophy, trs. by E. S. Haldane ; 1892. 
The Philosophy of Fine Art, trs. by F. P. B. Osmaston ; 1920. 



CHAPTER NINE 

The Aftermath of Hegel 

THE influence of Hegel was widespread and profound. The 
fortunes of the metaphysicians were at a low ebb when Hegel 
came to their rescue. Suddenly it looked as though the glories 
of speculative philosophy were about to be restored and that 
the tottering empire had been saved from the scientific bar- 
barian. The dream of the deductive Rationalists seemed 
about to be realized. " Everything that is real is rational, and 
everything that is rational is real." 

Hegel had surveyed the whole history of philosophy from a 
fresh point of view. Instead of regarding his predecessors as 
opponents to be refuted, he searched painstakingly for what 
seemed of value in their contributions. He believed that every 
important philosopher had said something that was true, the 
truest thing that could have been said at the time ; the falsity 
lay in the incompleteness of the vision. 

Plato had spoken truly about one aspect of reality, Aristotle 
about another ; and those who followed Descartes, Leibniz, 
Spinoza, and Kant had also seen truly within the limits of 
their perspectives. Even the empiricists had made valuable 
contributions. As Hegel expressed it : " The philosophy latest 
in time is the result of all preceding philosophies and must 
therefore include them in itself. " 

The Realization of the Idea 

Consider, for example, the development of ideas as described 
in the earlier sections of this book. We have seen how the 
questions asked by one philosopher led to new questions, and 
so on in an apparently endless series. Heraclitus raised the 
problem of Change. Parmenides raised the question of Per- 

117 



Il8 THE AFTERMATH OF HEGEL 

manence. This gave rise to the problems of Reality and 
Appearance, the One and the Many, the Universal and the 
Particular. 

If the whole discussion could have taken place between men 
sitting in the same room it would be evident that every fresh 
contribution was countered by a denial, which led to a new 
formulation. Indeed, more than that, every line of thought 
led to its opposite. 

The Materialism of the lonians led to the Objective Idealism 
of the Eleatics. The Rationalism of Descartes gave rise to the 
Empiricism of Locke. Descartes started from an Idealist 
premise. He claimed that what we were most certain of was a 
spiritual fact the reality of the thinking self. Yet Descartes 
was the father of mechanical Materialism. 

Spinoza started out to justify a rational system of knowledge. 
Unless everything in the universe was interconnected, how 
could real knowledge be possible ? Yet he fathered a school 
of thought, culminating in Bradley, which was driven to 
the conclusion that because of this inter-connection genuine 
knowledge was impossible and science was incurably 
false. 

Again, the sober common-sense of Locke, seeking to anchor 
beliefs firmly to experience, led straight to the Immaterialism 
of Berkeley ; and the line of thought opened up by the latter, 
a vision of the world as a series of volitions in the mind of God, 
a universe of spirits, led to the denial by Hume of any spiritual 
reality a scepticism which extended equally to matter and 
causation. In the end, however, Empiricism performed yet 
another somersault, and offered a justification of scientific 
knowledge ; still more astonishing, the Idealism of Hegel gave 
rise to Materialism in some of his followers. 

Perhaps I should not say " in the end," because there is no 
finality in these developments. Whatever view we hold of 
Hegel we certainly cannot believe that the Absolute Idea 
attained perfect self-realization between 1800 and 1830. But 
there is some plausibility in Hegel's doctrine that philosophy 
has developed by discovering the contradictory nature of its 



THE AFTERMATH OF HEGEL IIQ 

theses that, to express it simply but inaccurately, things turn 
into their opposites. 

Nor is this apparent process confined to philosophy and 
argument. Something of the sort seems to happen in history. 
Situations arise that are self-defeating. After the Puritanism 
of the Commonwealth there was the Restoration. As has long 
been observed, there is " the swing of the pendulum." Never- 
theless, you never quite get back to the earlier state. No man 
crosses the same river twice. 

Hegel's explanation was audacious. The Absolute Idea is 
seen unfolding in history, in philosophy, and in the mind of the 
individual man. Always it follows the same law of develop- 
ment. It develops like an argument which is what one would 
expect if the universe consists of logical categories. A state- 
ment is made, or a situation arises ; but the statement, or the 
situation, is self- contradictory ; at a certain point the contra- 
diction becomes intolerable, and it bursts, giving rise to a new 
affirmation, a new situation. The process is then repeated. 

But, to some extent, Hegel proves too much. For once it is 
granted that Hegel himself is not the incarnation of the Absolute 
Idea, Hegel's philosophy must be itself the victim of the 
Dialectic. It must contain inner contradictions and lead on to 
its opposite. Oddly enough it does. 

Right-wing and Left-wing Hegelianism 

There are 'two very different lines of development possible, 
and as in fact they led to opposite political trends it is con- 
venient to speak of Right-wing and Left-wing Hegelianism. 
The Right-wing in Germany were delighted with the news that 
the rise of Prussia was the manner in which the Absolute 
realized itself. Most of Hegel's followers in this country also 
took comfort in the conservative aspect of his philosophy. 
" Whatever is, is right." So meddlesome people who sought to 
reform society were blasphemers against the Absolute. " The 
State is the divine idea as it exists on earth. . . . The State is 
the march of God through the world." 

By assuming that the dialectical series had reached its final 



120 THE AFTERMATH OF HEGEL 

term, or by ignoring the Dialectic altogether (like Bradley) 
Hegelianism could be turned into a mystical justification for 
preserving the status quo. Thus, in The Secret of Hegel 
(1865), J. H. Stirling wrote : " Is it not indeed to Hegel, and 
especially his philosophy of ethics and politics, that Prussia 
owes that mighty life and organization she is now rapidly 
developing ? Is it not indeed the grim Hegel that is the centre 
of that organization which, maturing counsel in an invisible 
brain, strikes, lightning-like, with a hand that is weighted from 
the mass ? But as regards the value of this organization, it will 
be more palpable to many, should I say, that while in con- 
stitutional England, Preference holders and Debenture holders 
are ruined by the prevailing commercial immorality, the 
ordinary holders of Stock in Prussian Railways can depend on 
a safe average of 8-33 per cent. This, surely, is saying some- 
thing for Hegel at fast." 

No doubt it is. Left-wing Hegelians, however, drew a 
different conclusion. For them the secret of Hegel was not 
the Absolute Idea, but the Dialectic, with its revolutionary 
implications. It would be wrong, I think, to call these implica- 
tions " evolutionary." If the Absolute is retained, it is obvious, 
as Bradley pointed out, that perpetual progress is impossible. 
The Absolute may realize itself, and so give the appearance of 
change, but as it is perfect it cannot improve itself. What is 
even more to the point, the transition from antithesis to synthesis 
is a leap. It is a sudden transformation. There is nothing 
about it of " the inevitability of gradualness." 

The Left-wing Hegelians felt that the Dialectic justified pro- 
gress by revolution. They found the Absolute as embarrassing 
as the Right-wing groups found the Dialectic, and so they left 
it out. They dismissed the Idealism and substituted Material- 
ism. As Marx expressed it : "in Hegel's writing Dialectics 
stands on its head ; one must turn it the right way up again." 

This may seem somewhat cavalier treatment of a complex 
philosophical system. Like all systems of deductive rational- 
ism, Hegelianism had a dangerous weakness ; it rested like a 
pyramid on its point. It was not broad-based, like empirical 



THE AFTERMATH OF HEGEL 121 

philosophies, which can endure a very great deal of alteration. 
A mistake in the first step of a deductive system brings the whole 
edifice tumbling down. 

Dialectical Materialism 

Marx, however, believed that the metaphysical basis could 
be destroyed without injury to the essential structure, which he 
took to be the Dialectic. Instead of Spirit he wrote Matter. 
This offshoot of Hegelian philosophy is known as Dialectical 
Materialism. It is of some practical importance to try to 
understand it because it is usually regarded as the official 
philosophy of the Soviet Union and of Communist Parties 
throughout the world. 

Dialectical Materialism is the name given to the philosophical 
scheme first sketched by Marx and Engels, then developed by 
Lenin and his successors. It is not the outcome of one man's 
thinking ; it denotes a school of philosophy rather than the 
finished scheme of a single thinker. Moreover, it lays no claim 
to finality. 

Consequently there is no text-book to which one can appeal 
for an authoritative statement on all the problems under 
discussion. Marx's views are scattered through writings on 
economics and sociology. There is, of course, Engels' Dialer 
tics of Nature, but a great part of this book is concerned with 
nineteenth-century science and is correspondingly dated. 
Lenin's Materialism and Empirio-Criticism is a polemic against 
a number of writers, many of whom have been forgotten, but 
Maurice Cornforth's Science versus Idealism brings it up to 
date by applying the same method of criticism to Bertrand 
Russell and the Logical Positivists. 

Various books have been published in this country dealing 
with special aspects. Professor J. B. S. Haldane has shown the 
application of Marxism to biology, Professor H. Levy to physics 
and mathematics, Professor G. Thomson and Professor B. 
Farrington to ancient history, and Christopher Caudwell 
(among others) to literature and art. The very distinguished 
group of scientists and writers who have been wholly or partly 



122 THE AFTERMATH OF HEGEL 

converted to Marxism is sufficient proof that it is a living 
philosophy. It is all the more regrettable that no reliable and 
comprehensive text-book exists for the English reader, and that 
in so many discussions the same quotations are regurgitated ad 
nauseam. 

It is, of course, possible to hold, without being a Dialectical 
Materialist, that Marx said many wise and important things 
about economics and sociology. One need not be a Communist 
to believe that he was substantially right when he argued that 
Capitalism was essentially unstable. But it was a remarkable 
achievement to have demonstrated this at a time when it looked 
to most people as though Capitalism would last for ever. 

Again, it showed astonishing insight to perceive that an 
ideology could be regarded as a function of the social structure. 
It was a most fruitful hypothesis, and it threw a new light on 
the re-discovery of the past that gained such pace in the latter 
half of the nineteenth century. Its importance to the theory of 
religious origins was missed by the majority of Marx's Rationalist 
contemporaries. 

One can accept a great deal of what Marx had to say about 
the actual world, however, without accepting the scheme that 
he took over from Hegel. He elected to express himself in 
the terminology I have tried to explain in the previous chapter. 
The shadow of Hegel fell just as heavily on Engels and Lenin. 

Indeed, I doubt if the ordinary reader who has never studied 
Hegel would find their pronouncements intelligible. It is all 
there the Union and interpenetration of Opposites, the tran- 
sition from Quantity into Quality, the negation of Negations, 
Thesis, Antithesis, Synthesis, and even Moments. But it is 
there with a difference the self-realizing Idea has become 
self-moving Matter. 

Dialectical Materialists complain of misrepresentation when 
they are charged with being metaphysical. They seem to 
assume that this is equivalent to the charge of Idealism. It is 
important to remember that practically all other philosophers 
are classified by them as either " Idealist " or " Mechanist," 
and, although they repudiate metaphysics as casting a slur on 



THE AFTERMATH OF HEGEL 123 

their strictly scientific outlook, they are equally antagonistic to 
empiricism. 

The claim is sometimes made that the Dialectic is not to be 
regarded as a priori truth, but merely as a hypothesis that can 
be used as an instrument for exploring the world. The 
empirical demand for a practical test is freely accepted and 
no instance has been found, it is said, of the Dialectic being 
wrong. If, however, every problem is formulated in Hegelian 
terms, this is not surprising. 

The Meaning of Matter 

It seems to most people that Dialectical Materialists are just 
as confident as the seventeenth-century Rationalists that they 
have found a ground plan of the universe. They hold a form 
of monistic Materialism ; hence their high regard for Spinoza. 
They certainly show no enthusiasm for the anti-metaphysical 
philosophers who attacked the whole procedure of deductive 
Rationalism. 

The universe is said to form a single system. That is the 
first assumption. This system is composed of a single stuff, 
and the stuff is matter. Whatever exists is matter ; and matter 
is endowed with the primary quality of self-locomotion. How, 
then, do other qualities arise ? They arise because this self- 
movement of matter brings about combinations in such a way 
that at certain critical points changes of quantity result in 
changes of quality. 

Hegel, it will be recalled, did not begin with matter, or even 
with substance or even with quality. He was searching for an 
explanation. He felt that it was impossible to give a reason 
why things are as they are, if you start with something arbitrary, 
such as God or matter. For Hegel the dialectical process flows 
like an argument from the most abstract to the concrete. That 
was why he felt obliged to hold that material things were 
thoughts. 

The Dialectical Materialist takes the opposite view. 
Thoughts are material things. The dialectical process is a 
material process. It is logical ; but logical facts are, in a sense, 



124 THE AFTERMATH OF HEGEL 

physical facts. The matter in the brain, which produces 
arguments and what are called ideas, is fundamentally the same 
stuff as that of which the earth and the stars are composed. 
This self-moving matter is the logical subject of every pro- 
position, and it weaves the patterns of biological evolution and 
human history. All exhibit the fundamental law of the Dialectic. 

According to Engels, " Matter moves in an eternal cycle, 
completing its trajectory in a period so vast that in comparison 
with it our earthly year is as nothing ; in a cycle in which the 
period of highest development, namely the period of organic 
life with its crowning achievement self-consciousness is a 
space just as comparatively minute in the history of life and of 
self-consciousness ; in a cycle in which every particular form 
of the existence of matter be it the sun or the nebula, a par- 
ticular animal or animal-species, a chemical combination or 
decomposition is equally in transition ; in a cycle in which 
nothing is eternal, except eternally moving matter and the laws 
of its movement and change. But however often and pitilessly 
this cycle may be accomplished in time and space, however 
many countless suns and earths may arise and fall, however 
long it may be necessary to wait until in some solar system, on 
some planet, appear conditions suitable for organic life, however 
many countless beings may fall and rise before, out of their 
midst, develop animals with a thinking brain that finds an 
environment that permits them to live, be it even only for a 
short period, we are, nevertheless, assured that matter in all 
its changes remains eternally one and the same, that not one of 
its attributes may perish, and that the same iron necessity which 
compels the destruction of the highest earthly bloom of matter 
the thinking spirit also necessitates its rebirth at some other 
place, at some other time." (Dialectics of Nature.) 

Engels is trespassing on the territory of the physicist. This 
world may pass away, but matter will remain, and may give 
rise by " iron necessity " to fresh worlds and new forms of life. 
How far this conflicts with the prediction of the running- down 
of the universe which some scientists make I am not competent 
to judge. 



THE AFTERMATH OF HEGEL 125 

The Emergence of the New 

Matter, on this view, although a substance, is not a mere 
support of qualities. Nor, we are warned, must the " iron 
necessity " be confused with teleology or purpose. Neverthe- 
less, configurations of self-moving matter can be relied upon to 
develop dialectically from Capitalism to Communism on this 
planet, and there may be reason to hope that life will arise else- 
where after the end of our own world. 

We must not regard matter as static stuff, but as moving sub- 
stance. " The object is a moving substance/' Engels writes. 
" It is possible to know the different forms and aspects of the 
substance itself through movement ; only in movement are 
the properties of a body revealed ; there can be nothing to say 
of a body that is not found in movement. It follows that out 
of the forms of movement flow the properties of the moving 
bodies." 

This entails the notion of process. Engels speaks of " the 
great basic thought that the world is not to be comprehended 
as a complex of ready-made things, but as a complex of processes, 
in which the things apparently stable, no less than their mind- 
images in our heads, the concepts, go through an uninterrupted 
change of coming into being and passing away, in which, in 
spite of all temporary retrogression, a progressive development 
asserts itself in the end." 

So the universe is a complex of material processes at various 
integrative levels, the laws of which show a direction of move- 
ment. Mechanism is rejected, but the Victorian belief in 
progress is retained. Progress is guaranteed by the iron law 
of the Dialectic. Lenin writes : " Two fundamental (or is it 
the two possible ? or is it the two historically observed ?) con- 
ceptions of development (evolution) are : development as 
decrease and increase, as repetition ; and development as a 
unity of opposites (the division of the one into mutually exclu- 
sive opposites and their reciprocal correlation). The first con- 
ception is dead, poor, and dry ; the second is vital. It is only 
this second conception which offers the key to understanding 



126 THE AFTERMATH OF HEGEL 

the ' self-movement ' of everything in existence ; it alone 
offers the key to understanding * leaps/ to the ' interruption of 
gradual succession/ to the * transformation into the opposite, ' 
to the destruction of the old and the appearance of the new." 

There are several formulations of the three basic laws of 
Dialectic. These laws are as follows : 

(1) The Unity of Opposites, sometimes called the 
Identity of Opposites, the Identity of Contradictories, the 
mutual penetration of Opposites. 

(2) The Negation of Negations or the Transformation of 
Opposites. 

(3) The Transition of Quantity to Quality. 

According to Hegel, " Identity is the definition only of a 
simple, immediate, dead being, but contradiction is the root of 
all movement and vitality, and only in so far as a thing has in 
itself contradiction does it move, does it possess an impulse and 
activity. Contradiction is not simply the negation of normality 
but is the principle of every self-movement, of that which 
indeed is nothing else than the expression of contradictions." 

The motive-power of the self-movement of matter which 
results in the emergence of novelty is, therefore, the contra- 
diction to be found within given processes. Engels maintains 
that contradiction is objectively present in Nature and is " an 
actual force as well." (Anti-Duehring.) 

" The existence of two mutually contradictory aspects, their 
conflict and their flowing together into a new category," wrote 
Marx, " comprises the essence of the dialectical movement." 
The opposites do not remain at separate poles ; rather, as Hegel 
taught, not-being passes back into being and gives rise to 
becoming. Or as Engels says, u . . . to hold that basis and 
consequence, cause and action, identity and difference, being 
and essence, are unalterable opposites, will not bear criticism. 
Analysis shows the presence of one pole in latent form within 
the other, that at the determined point one pole goes over into 
the other and that all logic is developed only from the moving 
of these two opposites in one another's direction." 



THE AFTERMATH OF HEGEL 127 

The negation of the thesis is itself negated, yielding the 
synthesis. According to Lenin : " Dialectical ' moment ' re- 
quires an indication of ' unity ' ; i.e., of the connection of the 
negative with the positive, requires the finding of this positive 
in the negative. From affirmation to negation from negation 
to a * unity ' with the affirmation ; without this, dialectic 
becomes a barren negation, a word-play or scepsis." 

The Law of Contradiction 

The process is illustrated both by Hegel and Engels by the 
example of a seed. Engels writes : " In dialectic to negate 
does not mean simply to say ' no/ or to declare a thing to be 
non-existent or to destroy it at will. ... I must produce the 
first negation in such a way that there should be or should 
become possible a second negation. But how do I attain this ? 
According to the special nature of each particular case. If I 
ground up a grain of barley, or crushed an insect, then, though 
I should have accomplished the first act of negation, I should 
have made the second impossible. For every category of 
objects there is thus a special mode of negation peculiar to it, 
and only from this is development to be obtained." 

It is important to note that in this passage Engels admits 
quite frankly that not all movement is dialectical. " I must 
produce the first negation in such a way that there should be or 
should become possible a second negation." That the process 
is made to work is one of the commonest criticisms, and has been 
applied to a further example which Engels gives. " The same 
is true in mathematics. Let us take any algebraic magnitude 
whatever, say, a. If we negate it, we have a (minus a). 
If we negate this negation, by multiplying a with a, we 
have + a 2 , i.e., the original positive magnitude, but at a higher 
level, namely, the second power." (Antt-Duehring.) 

But, as Professor Sidney Hook objects, this works only with 
the aid of deliberate assistance. For the negation of minus a 
can be written - ( 0), which is not a 2 but a, and so we 
are back where we started from. With. regard to the barley 
seed, Professor Hook remarks : " Here, as elsewhere, Engels 



128 THE AFTERMATH OF HEGEL 

relapses into the Aristotelian doctrine of essential natures a 
conception which is incompatible with the dictum he accepts 
from Hegel, that the nature of a thing is equivalent to the sum 
total of all of its appearances and is not a structure existing 
behind, separate from, or in opposition to them. If anything 
can be * negated ' undialectically this is just as much a part of 
its nature, and may be just as important for purposes of scien- 
tific inquiry and human welfare, as the fact that it can be 
' negated ' dialectically." (Polemic, No. VI.) 

Can the process be expressed in other than Hegelian terms ? 
An attempt is made by Professor H. Levy in A Philosophy for a 
Modern Man. He writes : " Consider a given state or situa- 
tion S, in which there resides a, certain quality Q which is under- 
going intensification. S has an internal structure or com- 
position, of such a. nature that the intensification of Q arouses 
in it or intensifies in it a structural quality q. The quality q 
is recognized by the fact that its intensification is inimical to 
the continued existence of the given state S. Accordingly at a 
critical stage of q, the state S is transformed by it into a new 
qualitative state T. The transformation is made manifest by 
the fact that what was given for the state S no longer has re- 
levance. The immediate cause of this intensification of q to 
its critical value is Q ; the immediate cause of the transforma- 
tion is q. A change-over brought into being by an internally 
aroused agency such as q is referred to as a dialectical change. 
. . . The actual quantitative point of q at which dialectical 
change occurs is referred to by Dialectical Materialists as the 
point at which * Quantity passes into Quality ' or more shortly 
as the dialectical point. A statistical isolate involving the co- 
existence of Q and q prior to the dialectical change is considered 
as possessing a contradiction. The quality q is said to negate the 
state S, and reaches its climax when it is itself transformed in 
the new situation and plays a new role therein." 

Knowledge and Truth 

Dialectical Materialism has not developed a detailed Theory 
of Knowledge. At first sight it may be mistaken for a form of 



THE AFTERMATH OF HEGEL I2Q 

simple Realism. Thus Lenin defines matter as " the objective 
reality of the external world which exists independently of 
consciousness and is reflected in consciousness. " But it would 
be an error to suppose that this means that the individual brain 
passively reflects the outer world like a mirror, in a mechanical 
way. 

The word " reflection " must not be taken too literally. 
Knowledge is not contemplative, but active and emerges from 
social practice. Theory and practice, disjoined by the con- 
templative idealist, must be united. As Lenin says : " At first 
impressions, as in a flash, then something is distinguished, 
then ideas of quality are developed (leading to a definition of 
a thing or (phenomenon) and subsequently ideas of quantity. 
Then study and reflection direct the thought to questions of 
identity and difference basis essence. All these ' moments ' 
or steps of knowledge are directed from the subject to the object, 
verify themselves by practice and proceed through this verifica- 
tion to truth/ 1 

To obtain truth we must take into account all the aspects of 
a situation in their mutual relationships. " The aggregate of 
all the aspects of a phenomenon, their actuality, and their 
mutual dependence that is the source of truth/' says Lenin. 
But in practice we cannot discover all the aspects and relations, 
so our picture of reality is always incomplete, though it approxi- 
mates more and more to completeness as knowledge is extended. 

" So this dialectical philosophy dissolves all conceptions of 
final, absolute truth, and of a final, absolute state of humanity 
corresponding to it. For it nothing is final, absolute, sacred. 
It reveals the transitory character of everything and in every- 
thing ; nothing can endure before it except the uninterrupted 
process of becoming and of passing away, of endless ascendancy 
from the lower to the higher." (Engels, Ludwig Feuerbach.) 

Note " the endless ascendancy from lower to higher" The 
powerful psychological appeal of these logical abstractions is 
due to the promise the dialectic seems to give that there must 
be an end to human frustration and exploitation. In Marx's 
famous words : " Capitalist monpoly becomes a fetter upon the 



130 THE AFTERMATH OF HEGEL 

method of production which has flourished with it and under it. 
The centralization of the means of production and the socializa- 
tion of labour reach a point where they prove incompatible with 
their capitalist husk. This bursts asunder. The expropriators 
are expropriated." 

This is not, however, a fatalistic doctrine. It would be use- 
less to sit down and wait for the transformation to take place. 
Individual men must work and fight to bring the change about ; 
but, regarded on the group level (and laws are statistical, or 
about groups, not about individuals), final success may be con- 
fidently predicted. " With the inexorability of a law of nature, 
capitalist production begets its own negation. It is the 
negation of a negation. This second negation does not re- 
establish private property, but it does re-establish individual 
property upon the basis of the acquisitions of the capitalist 
era ; i.e., on co-operation and the common ownership of land 
and of the means of production (which the labour itself pro- 
duces)." 

Science and Ideology 

It is impossible to deal with all the aspects of Dialectical 
Materialism, but some mention must be made of a difficulty 
that many people feel. A theory of knowledge which makes 
experience depend on social practice and which regards the 
concepts used as social products has to justify its own claim to 
be valid knowledge. In other words, if Marxism is " true " 
indeed if any scientific theory is to be regarded as even approxi- 
mately " true " it cannot be merely the reflection of a transi- 
tory state of affairs. 

We owe to Marx and Engels a view of ideology that is widely 
accepted to-day and would be defended by many who are not 
" Marxists " if science were excluded from ideology. Indeed, 
when some Catholic apologists argue that the causes of the 
Reformation were more economic than theological, they echo 
Marx. When Egyptologists, like Breasted, argue that ancient 
monotheism was a reflection of ancient imperialism, they con- 
firm one part of the Marxian thesis. 



THE AFTERMATH OF HEGEL 13! 

It would be tedious to multiply instances. We are familiar 
nowadays with the psychological term " rationalization," an 
early example of which was the fox's declaration that the grapes 
he could not reach were sour. An ideology can be regarded as 
a collective rationalization. Although Engels sometimes writes 
as though this sort of wishful thinking is to be contrasted with 
the reality-thinking of science, the modern Dialectical 
Materialist inserts science within the superstructure. 

According to Engels : " Ideology is a process which, of 
course, is carried on with the consciousness of so-called thinkers, 
but with a false consciousness. The real driving force which 
moves it remains unconscious, otherwise it would not be an 
ideological process. It imaginatively creates for itself false or 
apparent driving forces." From this it would appear that since 
Marxism claims to be a science it must be exempt from the self- 
deception that it exposes. And it would seem that the theories 
of such exact sciences as physics and chemistry must also be 
exempt. 

Here, however, we come to the parting of the ways between 
the tradition of experimental philosophy and the tradition of 
speculative philosophy. Those who believe that ideology is a 
mass-rationalization of motives, but regard this proposition as 
an hypothesis verified by history, are following the traditional 
scientific method. They feel that they must not cast doubts on 
the conceptual instrument they use to test the hypothesis. For 
them the problem does not belong to philosophy but to empirical 
science. 

But the modern Dialectical Materialist objects to this pro- 
cedure. He is scornful of those who accept some parts of 
Marxism and reject others. He regards even science itself as 
an ideology, and for several reasons. In the first place, if the 
concepts used by science are social products, they must be 
modified by their social environment. In a Capitalist society 
they will be contaminated by the false thinking that Capitalism 
generates. In a Socialist society they will be less contaminated, 
and in a Communist society there will be an even purer approxi- 
mation to truth. Thus bourgeois science cannot compete with 



132 THE AFTERMATH OF HEGEL 

Marxiaii science, for the Dialectic opens the only door to an 
undistorted knowledge. 

Again, there is the purely metaphysical argument that, 
despite its contradictions, all reality is one and indivisible. 
The universe forms one system. All propositions can be 
reduced to one form the attribution of a property to a subject. 
The universal subject is Matter, and it realizes itself in the 
manner revealed by the Dialectic, pretty much as Hegel believed 
the Absolute Idea to realize itself but so conceived it leads far 
beyond the Prussian Monarchy to Communism. The real is 
the rational, and so there is a gradual approximation towards 
rationality which means that even Dialectical Materialism itself 
progresses and becomes more completely true. 

The attitude of modern Dialectical Materialists towards 
science is lucidly stated by Christopher Caudwell in The Crisis 
in Physics. He affirms unambiguously that scientific theories 
are part of an ideology. " The categories of science, or 
* things seen,' always reflect in a class society the particular 
conditions of functioning of the working class. . . . The cate- 
gories of mind of philosophy, art, and mystical religion 
always reflect in a class society the particular conditions of 
functioning of the ruling class as felt by them." 

Man " interpenetrates " actively with nature, and as a 
scientist he gives information to society. His language is 
therefore socially conditioned. " When the bourgeois considers 
matter as the object of cognition he is unable to conceive of it 
except under the categories of mechanism. " These are said to 
be atomism, strict causality, absolute time and space. 

And so, according to Caudwell, " the philosophy of physics 
is the philosophy of all bourgeois in relation to matter. It is 
mechanical Materialism. The philosophy of all bourgeois 
philosophers in relation to matter is the same ; but for various 
historical reasons bourgeois philosophers ceased to be interested 
in matter and developed another part of bourgeois philosophy, 
that concerned with mind or subjective reality." 

We learn that even the monadology of Leibniz " is simply 
dogmatic materialism under another name " and that " the 



THE AFTERMATH OF HEGEL 133 

* theological ' God of the seventeenth-century thinkers is really 
matter." Again : " The mentalism and tendency towards anti- 
scientific scholasticism of modern physicists is not a result of 
their researches, for it denies the method by which they were 
achieved. . . . The crisis in physics is a part of the final crisis 
in bourgeois economy, which gives rise to revolution and the 
creation of a new economy." 

USEFUL REFERENCES 

Appearance and Reality, by F. H. Bradley ; 1893. 

Towards an Understanding of Karl Marx, by S. Hook ; 1933. 

From Hegel to Marx, by S. Hook ; 1938. 

Aspects of Dialectical Materialism, by Hyman Levy, and others. 

Dialectics, by T. A. Jackson ; 1936. 

Marxist Philosophy and the Sciences, by J. B. S. Haldane ; 1938. 

The Crisis in Physics, by Christopher Caudwell. 

Illusion and Reality, by Christopher Caudwell. 

Science versus Idealism, by Maurice Cornforth ; 1946. 

Soviet Philosophy, by John Somerville ; 1946. 

A Handbook of Marxism, Ed. by Emile Burns ; 1936. 

Ludwig Feuerbach, by F. Engels, Eng. ed. ; 1934. 

Anti Duehring, by F. Engels, Eng. ed. ; 1935. 

Dialectics of Nature, by F. Engels, Eng. ed., with Intro, by J. B. S. 

Haldane; 1941. 

Empirio-Criticism, by Lenin, Eng. ed. ; 1928. 
A Textbook of Marxist Philosophy, prepared by the Leningrad 

Institute of Philosophy under the direction of M. Shirokov; 

1937- 



CHAPTER TEN 

The Universe of Science 

THE tremendous uprush of philosophical activity that cul- 
minated in Kant and Hegel made very little impression on the 
experimental philosopher. He had been told that he was 
merely dealing with appearances, that matter did not exist, 
that to search for causes was vain, that such concepts as absolute 
space and time, forces, and infinitesimals were self-contra- 
dictory and absurd. Arguments that he certainly could not 
refute were -advanced to prove that what he was doing was im- 
possible and that the whole venture was doomed to failure. 
He went on doing the impossible with almost uninterrupted 
success. 

It was not, of course, the sort of success at which speculative 
philosophers had aimed. Theoretically it was inferior and 
partial. It did not reveal the ground-plan of the universe, but 
it showed that bits of the universe at least were orderly, and the 
sort of laws discovered enabled predictions to be made. 

Instead of explaining knowledge, science added to knowledge ; 
and instead of analysing change, science effected real and even 
spectacular changes. This was an intolerable situation, a 
logical scandal that the critics could not ignore, and so philo- 
sophy had somehow to account for it. Dialectical Materialism 
was but one of a number of attempts by philosophy to come to 
terms with science. 

To-day we can see rather more plainly that the business of 
the philosopher is not to tell the scientist what to do, but to 
make clear what he is doing. The concepts that the scientist 
uses and the way he uses them form an intellectual instrument 
more powerful judged by results than anything man has 
ever devised, and the philosopher can be well employed in 



THE UNIVERSE OF SCIENCE 135 

sharpening and refining this tool in a creative partnership with 
those who use it. 

The question that arises, therefore, is, What is this instru- 
ment ? What are the rules, and can the existing method be 
improved on ? The Hegelian Dialectic also claimed to be a 
new method of discovering truth. What other methods are there ? 

In the nineteenth century the Dialectic was used by Marx 
to advance economics and social science ; but it was not 
employed by anyone in the physical or biological sciences. 
The instrument used by the majority of scientists was something 
very different, and it led in an almost unbroken line from 
Galileo, Kepler, and Newton to Dalton, Faraday, Darwin, and 
thence to Freud, Einstein, Bohr, and the contemporary invasion 
of science into every department of knowledge. 

The Worship of Reason 

The first philosophers to recognize that science must be 
taken very seriously indeed were the Encyclopedists. They 
derived much of their inspiration from England, but they drew 
conclusions from the writings of Locke and Newton that would 
have shocked both those Anglican churchmen. 

They were, of course, very largely concerned with social 
implications. They were kindling a fire that was to bring the 
feudal fabric of French society crashing in red ruin. For the 
Encylopedists the great instrument for solving problems was 
Reason though the actual solution, as far as social problems 
were concerned, was achieved (as previously in England) by 
force. 

Matthew Arnold complained : " The mania for giving an 
immediate political application to these fine ideas of the reason 
was fatal. Ideas cannot be too much prized in and for them- 
selves, cannot be too much lived with ; but to transfer them 
abruptly into the world of politics and practice, violently to 
revolutionize the world at their bidding that is quite another 
thing." 

To practice what you preach is always, no doubt " quite 
another thing." However, we are not concerned with social 



136 THE UNIVERSE OF SCIENCE 

philosophy. In the more abstract fields it can hardly be denied 
that the men of the Enlightenment were second-rate. They 
were mostly mechanical Materialists and they combined this 
with Atheism or Deism, always with lucidity and sometimes 
in the case of Rousseau and Voltaire with literary genius. 

Voltaire (1694-1778) struck the anti-metaphysical note, which 
was to culminate in Comte's Positivism, by declaring that 
metaphysics had not advanced since the time of the Druids. 
" If God did not exist it would be necessary to invent him," he 
also said though we must not forget the rest of the sentence, 
" but all Nature cries out to us that he exists." 

Condillac (1750-1780) developed Locke's Sensationalism. 
All thought can be reduced to sensation, on his view, and it is 
still possible to read his presentation of empiricism with profit. 
La Mettrie (1709-1751) also held that all ideas come from the 
senses. In Man a Machine he developed an uncompromising 
Materialism. He said that a State composed of Atheists would 
be the happiest of all States, for Materialism freed man from a 
sense of guilt and responsibility, and the fear of future suffering. 

In 1770 d'Holbach brought out his famous System of 
Nature, which expanded the same theme. Matter and motion 
are eternal and Nature is a self-moving whole, an endless chain 
of causes and effects. Man is purely physical and thought is 
a function of the brain. Man is the passive instrument of 
necessity, a cog in the eternally-moving, cosmic machine. 
When he dies he can be likened to a clock broken into a thou- 
sand pieces. " O Nature, sovereign of all beings, and ye her 
daughters, Virtue, Reason, and Truth, be forever our only 
divinities ! " he exclaimed, rhapsodically. 

Church and State united to stamp out these dangerous 
doctrines. The works of Voltaire were burned. People found 
in possession of blasphemous literature were branded and sent 
to the galleys. One victim of the purge of 1765 was condemned 
to have his hand cut off, his tongue torn out, his head cut off 
and his body burned. We cannot, therefore, be surprised that 
a note of passion entered the forbidden devotion to the new 
goddess of Reason. 



THE UNIVERSE OF SCIENCE 137 

Reason and Hypothesis 

But what is meant by Reason ? As a mere antithesis to 
Faith the concept may serve in the rough and tumble of practical 
affairs, but obviously a much more precisely defined method is 
needed by the scientist if he is to make any progress in adding 
to our knowledge. The scientific results, out of which the 
Encyclopedists so enthusiastically constructed a philosophy, 
were not obtained merely by being rational. Aristotle was 
rational, but his philosophy was used as a brake on the develop- 
ment of science. Spinoza was rational, but in what sense can 
he be said to have contributed to positive knowledge ? 

vThe French Materialists tried to run before they could walk. 
Nobody in the eighteenth century had any right to lay down 
the law about the inmost nature of the entire universe, or about 
the human mind. We have only to think of the investigations 
that still lay ahead to realize how superficial any " System of 
Nature " must have been. 

The point is worth emphasizing because there are still people 
who believe that the task of philosophy is to weave scientific 
knowledge into a pattern, patch up the holes with guesses and 
present the result as a finished picture of reality. To some, the 
mechanical Materialism of La Mettrie and d'Holbach still 
appears as a real alternative to a religious cosmogony. At least 
this sort of Materialism can be easily understood. 

The metaphysicians sought certainty but unhappily they 
failed to convince anyone that they had found it. The scien- 
tists, on the other hand, must not seek that sort of knowledge. 
To say in advance of investigation that everything that exists is 
matter and obeys mechanical laws is not the sort of statement 
that a scientist (loyal to his principles) wishes to make. He 
must not adopt a " take it or leave it " attitude. What he can 
say, of course, is that if the cosmos is a material machine then 
certain consequences will follow. But he will add Let us put 
the question to a test. 

This is a very different way of approaching a problem. In 
the first place certain facts are selected. The scientist does not 



138 THE UNIVERSE OF SCIENCE 

deal with every fact. He makes a selection. From the outset 
he deals only with an aspect of the totality of facts. 

He selects moving objects or animate objects or human 
societies, according to where his interest lies. Then he sets up 
an hypothesis as a guide to the experiments he proposes to 
carry out. He observes in order to establish a correlation 
between things he sees. He invents postulates new abstract 
terms that may or may not be found valuable. He does not 
regard a single unfavourable observation as necessarily a sign 
that the hypothesis is untenable. He allows for experimental 
error. 

If the final result is the verification of the hypothesis, what 
he has supposed might be the case has turned out to be indeed 
the case. The two different weights dropped from the tower 
of Pisa land at the same time. The observed movements of 
the planets-are found to be in accordance with the, prediction. 
But if there is a discrepancy the scientist concludes that either 
the hypothesis is wrong or there is an undetected factor respon- 
sible. He may assume, in order to make the hypothesis work, 
that an unobserved planet exists. 

Obviously this is a very simplified account of the procedure. 
For, once an organized system of ^verified hypotheses is set up, 
they are themselves treated as facts, and deductions are made 
from them. Broadly speaking, this is what experimental 
philosophy amounts to. 

A problem is selected ; a hypothesis is set up ; the hypothesis 
is developed deductively, and repeated observations are made 
to test it. The upshot is that a selection of facts is shown to 
be connected with other facts in a manner that no one would 
have noticed from cursory inspection. New knowledge, there- 
fore, results. At the conclusion of the experiments it can be 
said that we may confidently expect to find the property X 
wherever we find th property Y. 

Such knowledge, of course, is not certain, in the metaphysical 
sense. There is always a risk of a more delicate instrument 
being devised which will show that some previous observations 
were inaccurate. When that happens a new hypothesis may 



THE UNIVERSE OF SCIENCE 139 

have to be set up and the process gone through all over 
again. 

Nor is the procedure itself completely free from assumptions. 
In order to make a beginning it is necessary to assume that the 
facts under observation belong to a system which is intelligible. 
Assumptions may have to be made regarding causation and 
induction. It is not, however, necessary that the facts in the 
universe should be interconnected in the manner in which 
Spinoza and Hegel believed them to be. Scientific laws can 
be framed without assuming that the universe forms a perfectly 
coherent system in which every fact is dependent on every other 
fact ; all that is necessary is that it should be a deterministic 
system one in which every constituent is determined by some 
other constituents. 

A great deal of the confusion about the method of science 
has been caused by the reluctance to admit : (i) that assump- 
tions cannot be altogether dispensed with ; (2) that the know- 
ledge obtained falls short of certitude ; (3) that hypothesis is an 
important element in the method pursued. 

Newton's Four Rules 

"Hypotheses non fingo" said Newton. " I make no hypo- 
theses." But in the sense in which I have used the word it 
seems evident that he did not dispense with hypotheses. So 
much misunderstanding has arisen out of Newton's account of 
scientific procedure that it is worth while to quote his own 
words in the Principia : " But hitherto I have not been able to 
discover the cause of those properties of gravity from pheno- 
mena, and I frame no hypotheses ; for whatever is not deduced 
from the phenomena is to be called an hypothesis ; and hypo- 
theses, whether metaphysical or physical, whether of occult 
qualities or mechanical, have no place in experimental philo- 
sophy. In this philosophy particular propositions are inferred 
from the phenomena, and afterwards rendered general by 
induction. Thus it was that the impenetrability, the mobility, 
and the impulsive force of bodies, and the laws of motion and 
gravitation, were discovered. And to us it is enough that 



140 THE UNIVERSE OF SCIENCE 

gravity does really exist, and act according to laws which we 
have explained, and abundantly serves to account for all the 
motions of the celestial bodies, and of our sea." 

That he is affirming the empirical nature of science is at least 
a possible interpretation. He detested the associations of the 
word " hypothesis " and protested strongly that an hypothesis 
was never a demonstration. He believed as Mill did that 
truths could be discovered by the use of induction, and this 
raises a highly controversial issue. But at least Newton had a 
very clear idea of what he meant by " reason " as an instrument 
of discovery. 

He laid down the following rules of scientific reasoning. For 
him they constituted the new intellectual tool of experimental, 
as opposed to speculative, philosophy. 

" Rule I. We are to admit no more causes of natural things 
than such as are both true and sufficient to explain their appear- 
ances. To this purpose the philosophers say that Nature does 
nothing in vain, and more is in vain when less will serve ; for 
Nature is pleased with simplicity, and affects not the pomp of 
superfluous causes. 

" Rule IL Therefore to the same natural effects we must as 
far as possible assign the same causes. 

" Rule III. The qualities of bodies, which admit neither 
intension nor remission of degrees, and which are bound to 
belong to all bodies within the reach of our experiments, are 
to be esteemed the universal qualities of all bodies whatsoever. 

" Rule IV. In experimental philosophy we are to look upon 
propositions collected by general induction from phenomena 
as very nearly true, notwithstanding any contrary hypothesis 
that may be imagined, till such time as other phenomena occur 
by which they may either be made more accurate or liable to 
exception. " 

How Admirably lucid all this seems in contrast to the misty 
profundities of Hegel and how much more fruitful it proved 
to be ! Newton, it is true, set himself a more limited problem, 
but it is hardly an exaggeration to say that the whole of scientific 
achievement in the ensuing centuries was built on the founda- 



THE UNIVERSE OF SCIENCE 141 

tions he so carefully laid. For the scientist as for Locke 
reason and experience werQ the supreme arbiters. 

Can Induction be Justified ? 

The progress of science and the failure of metaphysics 
naturally gave rise to a demand for a still more precise definition 
of method. It became apparent that the experimentalists were 
working on profitable lines, but why they should obtain such 
good results was something of a puzzle. It was extremely 
difficult to find a theoretical justification for the procedure they 
followed so successfully. The practical man may feel that all 
that matters is the result, but philosophers take a long view and 
they hinted darkly that some day the logical sins being com- 
mitted would be found out in practice. 

The philosophers were right in this respect. In its early 
days science worked with a set of very dubious philosophical 
concepts. It clung as far as possible to the common-sense 
view of the world. As Russell has put it : " The development 
of science out of common sense has not been by way of a radi- 
cally new start at any moment, but rather by way of successive 
approximations. That is to say, where some difficulty has 
arisen which current common sense could not solve, a modi- 
fication has been made at some point, while the rest of the 
common-sense view of the world has been retained. Subse- 
quently, using this modification, another modification has been 
introduced elsewhere, and so on. Thus science has been an 
historical growth, and has assumed at each moment a more or 
less vague background of theory derived from common sense." 
(Analysis of Matter , p. 133.) 

What was wrong with the common-sense view which scientific 
procedure presupposed ? What, it may be asked, is wrong with 
Newton's rules of reasoning ? The main trouble can be 
indicated very briefly the use of inductive logic and the 
assumption of a universal law of cause and effect. The two 
things really go together. It is the problem of arguing from 
past to future generalizations. 



142 THE UNIVERSE OF SCIENCE 

Newton's law of gravitation is an example of induction. 
From a limited number of observations and obviously every- 
thing in the cosmos cannot be observed a generalization is 
made about all moving bodies. The force of gravity is said to 
be the cause of the way they move. A cause (as we have seen) 
was rejected by Hegel as a satisfactory explanation. He 
rejected it because he believed that an explanation should 
proceed deductively, not inductively. 

This may be further illustrated by the proofs of the existence 
of God at which we have already glanced. The ontological 
proof deduces the existence of God from the concept of a per- 
fect Being ; the argument is that the idea of perfection contains 
existence. But the proof that because the world is orderly 
there must be a source of order, or because there is design there 
must be a Designer, can proceed inductively, like the search for 
a First Cause. Hence many philosophers who have believed 
in the law of universal causation have been Deists. 

In traditional logic, however, the argument by induction errs 
by taking an illicit leap from the particular to the general. 
The abstract form of the argument is as follows : " All observed 
A's are B's. Therefore all A's (including those unobserved) 
are B's." This will not do. All observed crows are black ; 
but we cannot rule out the possibility of a white crow, unless 
we say that being a crow implies being black, in which case we 
are merely making a definition. 

Is there any way of defending the inductive procedure ? I 
think it would be widely acknowledged to-day that there is no 
way if we require that it should lead to universal and certain 
knowledge. One contemporary solution is to re-state the 
argument in terms of probability. " All observed A's are B's, 
therefore it improbable that all A's are B's." 

This is good enough for the scientist ; it is more or less what 
Locke had said, and why he took a restrained view of the 
prospects of scientific knowledge. He did not realize nor did 
any of the pioneers of the empirical method that probability, 
rightly understood, is a very real kind of knowledge. But it is 
a different kind of knowledge from what the metaphysicians so 



THE UNIVERSE OF SCIENCE 143 

desperately and so vainly sought. And there are many un- 
solved problems about the meaning of probability. 

The Philosophy of Mill 

An attempt was made by John Stuart Mill to show that 
empiricism could compete with metaphysics in giving certitude. 
Mill was a brilliant thinker, and, although many of his con- 
clusions cannot be accepted to-day, he made an important 
contribution to the clarification of scientific methodology. I 
propose to deal only with this aspect of his work. 

Following Comte, he rejected metaphysics outright. Comte 
supplied the name " Positivism " to the movement which had 
really begun with the English empiricists. Comte himself was 
a somewhat preposterous figure, and the extraordinary esteem 
in which he was held by so many nineteenth-century worthies 
in this country can be accounted for only by their unworldly 
simplicity and Victorian earnestness. I shall, however, use the 
term Positivism as a synonym for scientific empiricism. 

Mill not merely repudiated deductive rationalism, but also 
the Kantian compromise. He held that there were no a priori 
truths. All knowledge was obtained from experience. We 
know that twice two are four because we have observed that 
this is the case. The laws of logic and the law of universal 
causation are likewise derived from experience. As for the 
material world, Mill coined the famous phrase that " Matter is 
a permanent possibility of sensation. " 

There is "no principle, which, antecedently to any verifica- 
tion by experience, we are compelled by the constitution of our 
thinking faculty to assume as true." So much for innate ideas 
and Kant's categories. How, then, do we discover true 
principles ? 

By denying the right to use any principles not derived from 
experience Mill set himself a hard problem ; and by refusing 
to admit the necessity to make any assumptions, he rendered 
the task of demonstrating the basis of science well-nigh im- 
possible. There is no doubt that he was wrong in believing 
that all general truths are arrived at inductively from experience. 



144 THE UNIVERSE OF SCIENCE 

Russell has since shown that in the proposition "2 + 2 = 4" 
we are merely expressing the meaning of four, as we express 
the meaning of a yard by saying it equals three feet. But Mill 
was right in perceiving that science rests upon induction. He 
goes on to argue, however, that induction is derived from 
causation, and that causation is vouched for by experience. 

He defines induction as " the process by which we conclude 
that what is true of certain individuals of a class is true, in 
similar circumstances at all times. " 

He admits that induction is not primary, that it involves an 
assumption. " We must first observe that there is a principle 
implicit in the very statement of what induction is ; an assump- 
tion with regard to the course of Nature and the order of the 
universe ; namely, that there are such things in nature as 
parallel cases ; that what happens once will, under a sufficient 
degree of 'similarity of circumstances, happen again, and not 
only again, but as often as the same circumstances recur." 

But, he insists, uniformities are actually found in Nature. 
There are uniformities of co-existence (" All crows are black ") 
and uniformities of succession. The latter give us the idea of 
causation, and induction depends on this idea. " The Law of 
Causation, the recognition of which is the main pillar of in- 
ductive science, is but the familiar truth that invariability of 
succession is found by observation to obtain between every 
fact in Nature and some other fact that has preceded it." He 
amplifies this : " Invariable sequence is not synonymous with 
causation, unless the sequence, besides being invariable, is 
unconditional. There are sequences as uniform in past 
experience as any others whatever, which we do not regard as 
cases of causation, but as conjunctions in some sort accidental. 
Such, to an accurate thinker, is that of day and night." 

Causes can be observed in operation. To set up a law of 
cause and effect is merely to generalize from what we see. The 
chief task of the scientist, according to Mill, is to search for 
causes. When a cause has been found the occurrence in- 
vestigated has been " explained." Generalizing from a set of 
observations the result of a number of experiments is the 



THE UNIVERSE OF SCIENCE 145 

sort of inductive reasoning that enables us to state a law which 
is basically of the form that certain effects will always follow 
from certain causes. 

The final set of observations, exemplifying this law, is arrived 
at by experiment, for which Mill lays down four canons. These 
amount to saying that we must vary the factors, one at a time, 
so that by a process of elimination we arrive at the required 
result. That the discovered cause should always operate does 
not seem to him a great difficulty. He scarcely seems to grasp 
Hume's real problem. For Hume did not deny that observa- 
tions suggest causal uniformities. Hume asked what the con- 
nection was between one fact and another which could compel 
invariable sequence ? Mill seems satisfied to say that we can 
see that this is so and because it is so now, it must be so 
always and everywhere. 

Consequently he held that induction is " the operation of 
discovering and proving general principles." The results of 
induction are scientific propositions characterized by univer- 
sality and certainty. 

He is not always either clear or consistent. But there is no 
doubt that he helped to formulate the creed of many working 
scientists. They would agree that, if science is to continue, it 
must make use of inductive reasoning. If induction is possible, 
there must be a law of cause and effect. If there is a law of 
cause and effect, it will be evident from observation. We do, 
in fact, observe cause and effect ; therefore induction is 
legitimate ; therefore science is possible. 

The Development of Positivism 

Mill's philosophy has an air of glorified common sense. It 
seems a mere quibble to doubt that there are necessary uni- 
formities in Nature, or that the search for causes is legitimate, 
or that generalizations from a large number of observed facts 
are permissible. But when Mill triumphantly produces 
Newton's theory of gravitation as an example of induction 
providing a law which is both universal and certain, the 
" quibble " is seen to have some basis. Since Mill's day 



146 THE UNIVERSE OF SCIENCE 

Newton has been partly supplanted by Einstein, and it would 
be rash to suppose that Einstein has said the last word. 

The truth seems to be that the empirical scientist cannot 
entirely dispense with assumptions. Induction does not yield 
metaphysical certainty. Still less can it be maintained that 
the truths of mathematics are learned from experience. 

An attempt, later in the century, to evade the difficulty by 
regarding scientific laws as mere descriptions of phenomena 
abbreviations of what is observed was prompted by Kirch- 
hoff's definition of Mechanics as " the science of motion ; we 
define as its objects the complete description in the simplest 
possible manner of such motions as occur in Nature." 

This is a highly sophisticated variety of Positivism, developed 
by Avenarius, Mach, Ostwald, and Karl Pearson. It is the 
" empirio-criticism " castigated by Lenin. It is a vigorous 
reminder that ultimately the data of the scientists is the world 
of sensible appearance, and that unobservable entities 
atoms, for example must be capable of being re-translated into 
elements of ordinary experience. Science, particularly physics, 
was becoming so abstract that there was a danger of its abstrac- 
tions being hypostasized as " things-in- themselves/' of cutting 
adrift " the world of reason " from " the world of common 
sense." 

We shall return to this later. Mill in his way, Mach and 
Pearson in their way, sought to keep the feet of the scientist 
on empirical ground. We can still maintain that, whatever else 
may be said of science, its main concern is with experience, its 
duty (as Berkeley stressed) is to think concretely, its safeguard 
is experiment, and its enemy metaphysics. 

To avoid metaphysics, to remain true to its empirical origin, 
science has had to sacrifice certitude to probability, for it is only 
in terms of probability that inductive reasoning can be rendered 
valid. And probability, according to J. M. Keynes, requires 
that two assumptions should be made about the nature of the 
universe. We must assume (i) " that the objects in the field, 
over which our generalizations extend, do not have an infinite 
number of independent qualities ; that, in other words, their 



THE UNIVERSE OF SCIENCE 147 

characteristics, however numerous", cohere together in groups 
of invariable connexion, which are finite in number/* This is 
the Principle of Limited Independent Variety. In addition, 
we must assume (2) that " the system of the material universe 
must consist ... of bodies which we may term (without any 
implication as to their size being conveyed thereby) legal atoms, 
such that each of them exercises its own separate, independent, 
and invariable effect, a change of total state being compounded 
of a number of separate changes each of which is solely due to a 
separate portion of the preceding state/' Keynes calls this the 
Principle of Atomic Uniformity. 

In other words, we must suppose, though we cannot prove, 
that what we investigate belongs to a system of a certain sort. 
The rich variety of objects presented in experience must be 
reducible to manageable proportions. The actual number of 
units may be infinite, but their qualities must not be infinite, 
or we can never hope to make reliable laws. In practice this 
sort of reduction is found to be quite possible, and the more 
science develops, the more probable such initial assumptions 
seem to be. 

Hume's question has not been satisfactorily answered. But 
it is much clearer to-day than ever before what science is doing 
and what kind of knowledge it offers us. There are differences 
of opinion about the meaning of such terms as " law " and 
" probability/ 1 but the controversies to which they have given 
rise have greatly enriched our understanding. 

What has vanished is the picture of the universe as a vast piece 
of clockwork, operating under an iron law of cause and effect, 
composed of material atoms to whose changing positions in 
absolute space and time every statement can be reduced. Nor 
is the universe now regarded as a mysterious, unknowable 
" something " lying beyond the range of our understanding. 
It is very close to us indeed ; the physical " universe " is largely 
a system of relations of our own devising, an interpretation of 
experiences which cross the threshold of consciousness un- 
invited. As Einstein says : " The object of all science, whether 
natural science or psychology, is to co-ordinate our experiences 



148 THE UNIVERSE OF SCIENCE 

and to bring them into a logical system." How far this 
involves complete subjectivism is one of the most difficult 
problems of contemporary philosophy. 

USEFUL REFERENCES 

A Century for Freedom, by Kenneth Urwin. 

An Introduction to Modern Logic, by L. S. Stebbing ; 1933. 

The Philosophy of Auguste Comte, by Levy-Bruhl ; 1903. 

Positive Philosophy, by Auguste Comte, 5 vols. ; 1830-42. 

A System of Logic, by John Stuart Mill ; 1843. 

Auguste Comte and Positivism, by John Stuart Mill ; 1865. 

A History of European Thought in the Nineteenth Century, by J. T. 

Merz ; 1896-1912. 

Contributions to the Analysis of Sensations, by Ernst Mach ; 1897. 
Scientific Thought, by C. D. Broad ; 1923. 



CHAPTER ELEVEN 

The Problem of Change 

THE Hegelian Dialectic was an attempt to solve the problem of 
change. It was encumbered by the doctrine of the Absolute, 
which is timeless. Why the Absolute should generate the 
time-process or the illusion of it is not made clear. Dia- 
lectical Materialists dropped the Absolute, but they retained the 
notion of substance. To the question, " What changes ? " 
they replied, matter changes. There is nothing outside which 
makes it change. The motive-force is internal. It must not 
be sought in isolated particles, but in the grouping of these 
particles. Contradictions develop within these groupings, and 
at a certain point a new quality appears. 

On the whole, a simpler view was held by the majority of 
scientists. Consider, for example, the changes that can happen 
to water. Suppose it starts as ice ; heat is applied and it 
melts ; more heat is applied and it becomes steam. We say 
that ice changes into water, and water changes into steam. 

Now water can be analysed into oxygen and hydrogen. 
These can be lumped together as matter. The change of 
matter from one form (liquid) to another form (gas) is held to 
be due to the movement of material particles. (" Heat is a 
mode of motion/') These particles move about, and to 
describe this we require the dimensions of space. The process 
of passing from solid to liquid to gas may be expressed by saying 
that the water was solid, is liquid, and will be gas, if the heat is 
maintained. In other words, the change takes time, and time 
involves the ideas of past, present, and future. 

And so the doctrine gained ground that change could be 
accounted for by the concepts of matter, motion, space, and 
time. The whole universe consisted of material particles in 

149 



150 THE PROBLEM OF CHANGE 

motion, and their positions in space and time could (in theory) 
be predicted. A human being also consisted of material 
particles, and in theory you could predict his behaviour. You 
could not merely predict eclipses, but cast the world's horo- 
scope. 

Qualities need not be considered. They are merely the way 
mind reacts during this mechanical process. The colours we 
see, the sounds we hear, the scents we smell, are mental aspects 
of changing matter. The sole reality in nature is the material 
particle. To this attractively simple and once plausible theory 
Whitehead protests: "the entity, bared of all characteristics 
except those of space and time, has acquired physical status 
as the ultimate texture of Nature ; so that the course of 
Nature is conceived as being merely the fortunes of matter 
through space and time." 

And this recalls Berkeley's objection that " matter," so far 
from being the concrete object given in experience, is merely a 
logical abstraction. " Thus Nature gets the credit which should 
in truth be reserved for ourselves," Whitehead continues, 
ironically : " the rose for its scent ; the nightingale for his 
song ; and the sun for his radiance. The poets are entirely 
mistaken. They should address their lyrics to themselves, and 
should turn them into odes of self-congratulation on the excel- 
lency of the human mind. Nature is a dull affair, soundless, 
scentless, colourless ; merely the hurrying of material, end- 
lessly, meaninglessly." (Science and the Modern World.) 

Such indeed was the view of the French Materialists. To 
make it more palatable, it was sometimes attached to Deism. 
In addition to the machine, there was God. Herbert Spencer 
(1820-1903) compromised with Agnosticism. He held that 
the sphere of religion was the unknowable ; the sphere of 
science was the knowable. And all we can know are the laws 
governing the hurrying to and fro of material particles in the 
abysses of space. 

The philosopher's task, according to Spencer, is to co-ordi- 
nate scientific knowledge and discover (by abstraction) the 
general principle from which all movement can be deduced : 



THE PROBLEM OF CHANGE 151 

" to interpret the phenomena of life, mind and society in terms 
of matter, motion and force." 

Darwin published the Origin of Species in 1859, and Spencer's 
First Principles came out in 1862. Evolution seemed to fit 
beautifully into Spencer's scheme. He argued that all pheno- 
mena are subject to " an integration of matter and concomitant 
dissipation of motion ; during which the matter passes from an 
indefinite, incoherent homogeneity to a definite, coherent 
heterogeneity ; and during which the retained motion under- 
goes a parallel transformation." 

Thus the master-principle is " the persistence of force " ; 
and Spencer seems to have thought that this meant the per- 
sistence of progress, for the evolving forms pass from lower to 
higher. But he also envisaged " alternate eras of evolution and 
dissolution." 

The Revolt Against Mechanism 

Spencer has had little influence on contemporary philosophy. 
The immense superstructure that he erected rested on mecha- 
nistic foundations. They were undermined in his own life- 
time as much by scientists as by philosophers. He never 
seriously touched the central problem of change: how can 
something genuinely new appear ? The Dialectical Materialists 
saw more clearly what the problem entailed. At rock-bottom 
it was as Parmenides himself perceived a problem of logic. 
It was a problem that may be forever insoluble if rendered in 
terms of substance and accidents. 

Obviously, for this purpose it is not very important what 
you call the stuff of which the world is composed. If it is an 
independent substance, whether you call it materia prima, or 
matter, or energy, or hydrogen, or electricity, or even mind, is 
beside the point. Such a single substance, which merely 
moves, cannot undergo changes, other than those of position, 
that yield totally new qualities. Either you must juggle in 
some way with the concepts of quality and quantity, in Hegelian 
fashion, or transfer the problem to the observing mind. 

Bergson tried a wholly different approach. He did not start 



152 THE PROBLEM OF CHANGE 

with matter and try to explain change ; he started with change 
and tried to explain matter. He concluded that matter is a 
mistake. The intellect gives a false picture. In order to 
analyse what is actually in continuous flux we petrify it in 
thought we treat time as space. We cannot, of course, help 
doing this when we think scientifically. Science relies on the 
intellect and freezes or " spatializes " the process it examines. 
For example, you cannot dissect a living brain ; for you kill 
it in the very act of cutting it up. And you " kill," or rather 
falsely arrest and spatialize, the ceaseless becoming. 

When we ask " What changes ? " we usually think of a 
number of states rapidly succeeding each other, like a cinemato- 
graph, giving the illusion of continuous movement. We think 
of motion, perhaps, as made up of " immobilizes" or static 
pictures. , Hence, says Bergson, we mistake the fictions of 
analysis for reality, which is pure becoming. We are thus 
unable to solve the problem of Zeno's arrow, which moves, 
although at any instant it is stationary. 

It is curious to see Zeno's conundrum cropping up again on 
the threshold of the twentieth century, in the guise of a cine- 
matograph. Russell has answered it as follows : " A cinemato- 
graph in which there are an infinite number of pictures, and in 
which there is never a next picture because an infinite number 
come between any two, will perfectly represent continuous 
motion. Wherein, then, lies the force of Zeno's argument ? " 
(History of Western Philosophy.) 

Bergson was rash enough to dogmatize about mathematics, 
and Russell has dealt with him perhaps too severely. It 
follows from Bergson's argument that science has taken the 
wrong road. Knowledge of reality is not given by the spatial- 
izing, falsifying intellect, but by intuition, which is a higher 
development, in man, of animal instinct. In this way we 
learn that the past still exists, that the process of becoming 
adds to it like the rings of a tree, and that this process is not 
the mechanical evolution of Spencer, but is creative evolu- 
tion. It is no dreary passage of matter from homogeneity 
to heterogeneity, but the expression of the flan vital, the 



THE PROBLEM OF CHANGE 153 

creative Life-Force (which Bernard Shaw substituted for 
God). 

The reaction against mechanism led Bergson to a decidedly 
mystical outlook as hostile to science, in its different way, as 
Bradley 's Appearance and Reality (1893). Evolution made no 
great impression on Bradley. He held firmly to what William 
James called "the block universe." For Bradley, scientific 
knowledge is partial knowledge. To know anything truly you 
must know everything. There is not much point in talking 
of evolution or progress if all things that exist the physical 
universe, the entire animal kingdom and the human race are 
but adjectives of the Supreme Noun. 

Bradley is a curious example of a philosopher whose great 
influence on his contemporaries stimulated them on the whole 
to form quite other conclusions than his own. He left many 
admirers, but no disciples. The tide in the nineties was 
running too strongly with the scientific philosophers. Never- 
theless another attempt was soon to be made to express the 
fact of evolutionary change in non-mechanistic terms. 

Emergent Evolution 

Lloyd Morgan and Samuel Alexander have enriched our 
vocabulary by adding the term " emergent." Evolution, on 
their view, is not mechanical. If it is construed in terms of 
matter and force you should be able to predict (theoretically) 
the whole course of it. Consequently nothing really new 
would ever appear. But the essence of the changing world in 
which we live is the emergence of genuine novelty. To dismiss 
this novelty as mind- dependent and secondary is an evasion. 

Mechanism fails, therefore, to account for so-called secondary 
qualities. It may be convenient, but it is no solution, to 
attribute them to the mind. You still have to explain mind 
and its contents. You may know all about the molecules that 
make up ammonia, and all about the molecules that make up 
the mucous membrane, but from such data alone you could not 
predict the precise smell of ammonia. Again, nothing that is 
known about oxygen and hydrogen separately would lead us to 



154 THE PROBLEM OF CHANGE 

predict that in combination they would yield all the qualities 
that we know water to possess. 

This situation is not due (as the mechanist might protest) to 
ignorance. It is due to the fact that the properties of a whole 
cannot be deduced merely from the constituents into which a 
whole is analysed. The quality of a tune is something more 
than the mere sum of its parts. This " something more " is 
the emergence of the genuinely new. This sort of quality is 
called an emergent quality. 

In Space, Time, and Deity, Alexander advances a cosmo- 
logical theory that is materialistic without being mechanistic. 
In the beginning was Space-Time, the most abstract entity 
conceivable. Its only empirical quality at this stage is motion. 
It is somewhat like the self-moving matter of the Dialectical 
Materialist, but it is not yet complex enough to be physical 
matter. In the course of its self-development Space-Time 
acquires the emergent quality of materiality ; then it acquires 
the emergent quality of Life, then of Mind, and next . . . the 
new quality, towards which the world is straining, the shadow 
of things to come which already touches us, is Deity. This the 
theory of the unborn God who did not make the world but who 
emerges from it. The physical world is (or rather, will be) 
God's body. 

It may be wondered how, if the whole point about emergent 
qualities is that they are unpredictable, we can nevertheless 
predict that the next quality will be Deity. Of more import- 
ance is the logical issue that emergent evolution raises. Berg- 
son's objection to analysis was confused by mysticism, but this 
is very different. It is a materialistic challenge to much of 
scientific method. 

To what extent must we falsify the changing world when we 
analyse it ? Our answer to this question will place us into one 
or other of the two great camps into which philosophy was 
dividing at the beginning of this century. The cleavage is 
more fundamental than the traditional distinctions between 
Materialism and Idealism. What the World is made of and 
the place of mind in it are questions which must be answered 



THE PROBLEM OF CHANGE 155 

after we have decided on our logical procedure. The issue is 
not between material atomism and some spiritual theory of 
reality, but between logical atomism and what may be called 
organic theories. 

Spinoza, Hegel, and Bradley illustrate the organic point of 
view. So, in not quite such a thorough-going fashion, do the 
theories of Dialectical Materialism, Creative Evolution, and 
Emergent Evolution. Locke regarded a general term (a whole) 
as a convenient way of naming a bundle of particulars. He was 
therefore an atomist. Such a way of looking at " wholes " is 
condemned by the organic philosophers. They complain that 
it leads us to regard the world as a machine ; and the atomists 
retort that if we abandon the cinematographic view we are 
driven towards mysticism, for intellectual analysis then becomes 
impossible and we fall back on intuition and bad mathematics. 

The complex currents of thought which reformulated the 
struggle between rationalists and empiricists as a choice between 
organism and atomism, under the pressure of rapidly changing 
scientific conceptions, found their expression in two philoso- 
phers who started as collaborators and then sharply deviated. 
Whitehead and Russell were joint authors of Principia Mathe- 
matica (1910-1912), but, although they accepted revolutionary 
changes in our ideas of logic, they applied the new logic very 
differently. Russell became a logical atomist and Whitehead 
elaborated a system which he called " the philosophy of 
organism." 

The Philosophy of Organism 

The time has gone when philosophers could construct 
systems in rivalry to science. Nowadays the most interesting 
contributions to philosophy are made by scientists and mathe- 
maticians. The modern philosopher has not merely to know 
something about evolution ; he has to take into account the 
consequences of the far more difficult theories of Relativity and 
Quanta. He may even be required to express an opinion on 
pure mathematics. Almost impossible demands are made 
upon him. 



156 THE PROBLEM OF CHANGE 

Alfred North Whitehead (1861-1948) possessed these quali- 
fications. He was a brilliant mathematician and a classical 
scholar. He knew exactly what the new physics was about and 
he had studied traditional philosophy long and deeply. He was 
jiot the sort of man to be bamboozled or to rush in with some 
hastily constructed, home-made theory of his own. Indeed, he 
did not publish his first purely philosophical book, Science and 
the Modern World, until he was 63. His chief work, Process 
and Reality, was brought out at the age of 68, and it was 
evidently the fruit of lifelong meditation and profound learning. 
No one could doubt that a major philosopher had appeared in 
our midst. 

I do not think it is an exaggeration to say that to-day we must 
choose between the type of philosophy represented by White- 
head and the type represented by Russell. Whitehead has 
advanced a defence of metaphysics and a criticism of Positivism 
that are unlikely to be improved upon. He represents a com- 
promise between metaphysics and empiricism. One of his 
most solid achievements has been to devise a technique for 
expressing the relationships of such metaphysical conceptions 
as points and instants in terms of sense-data, thus realizing the 
empirical ideal. This technique is called " the method of 
extensive abstraction. 

To give a concise summary of Whitehead's philosophy is 
impossible. The subject-matter is unusually difficult, but 
although Whitehead can write prose of great beauty and 
find a phrase that breaks as a sudden illumination in the 
darkest places, he can also write with an almost Hegelian 
obscurity. Moreover, he has invented a special terminology 
of his own, and to make things harder he applies such words as 
" feeling," " satisfaction/* " aim," and " society," to inanimate 
Nature in a way which is consistent enough with his principles, 
but very confusing to those labouring to understand him. He 
enjoins us to seek simplicity yet mistrust it ; but it must be 
confessed that in his writings the mistrust is more evident than 
the search. 

For Whitehead, speculative philosophy (metaphysics) is an 



THE PROBLEM OF CHANGE 157 

endeavour to provide a set of ideas in terms of which everything 
we experience can be interpreted. "... I mean that every- 
thing of which we are conscious, as enjoyed, perceived, willed, 
or thought, shall have the character of a particular instance in 
the general scheme." The purely scientific scheme, he argues, 
leaves some elements out. A mechanical view of the universe 
is a result of treating the abstractions of physical science as 
though they were concrete elements of experience. This is 
" the fallacy of misplaced concreteness." 

Unlike the traditional metaphysician, he does not claim that 
his own scheme is final. On the contrary, it is a tentative and 
imperfect attempt to devise a language with which we can 
correlate all our experiences. 

But experience must not be conceived subjectively. White- 
head is a Realist. He will not allow that even secondary 
qualities are contributed by mind. We experience a world of 
colours, scents and sounds. In the Concept of Nature he 
writes : " Nature is what we observe through the senses." 
He repudiates " Nature bifurcated into causal Nature and 
apparent Nature." He will not accept the Kantian compromise 
" that our perceptual experience does tell us of a common 
objective world, but that things perceived are merely the 
outcome for us of this world and are not in themselves ele- 
ments in the common world itself." (Science and the Modern 
World.) 

The world we experience at any given moment is seen in 
" the mode of presentational immediacy." Subjectivist philo- 
sophers, imagining that all knowledge comes in this manner, 
naturally regard the external world, succession in time, and 
causation, as inferences. They try to justify these inferences. 
They fail because they disregard the other mode of experience 
which Whitehead calls " causal efficacy." Our body takes 
notice of " causal efficacy " whatever our brain may do. We 
see a flying bomb falling and we take cover we don't stop to 
reason about it. Lower animals act purely on " causal effi- 
cacy." For man, knowledge results from the interplay be- 
tween presentational immediacy and causal efficacy. This 



158 THE PROBLEM OF CHANGE 

mixed mode of perception is called " symbolic reference." It 
involves interpretation. 

There can be no mistakes about what is immediately pre- 
sented. What is experienced is a fact. But you can make 
mistakes when you try to interpret the fact. Hume's subjectiv- 
ism and the Kantian "bifurcation of Nature" arise from the 
false supposition that causal efficacy has to be inferred from 
presentational immediacy. The truth, according to White- 
head, is the exact contrary. " The notion of causation arose 
because mankind lives amid experiences in the mode of causal 
efficacy." 

Generally speaking, says Whitehead, we shall find that 
adjectival words express information derived from the mode of 
immediacy, while the substantives convey our dim percepts in 
the mode of causal efficacy. We see a patch of grey ; but when 
we interpret it as a stone, we feel, with Locke, that there must 
be some substance supporting the quality, and that " power is 
a great part of our complex ideas of substances." 

A Universe of Events 

I have already traced the uneasy history of the concept of 
" substance." Many philosophers have been dissatisfied with 
it, but every attempt to do without it led to wildly improbable 
conclusions. Whitehead shows us how to dispense with it and 
yet retain an external world with causes and effects. He is able 
to do this because physics has shown the notion of a substratum 
to be superfluous. The Theory of Relativity substitutes events 
for material particles ; and Whitehead (although he has a 
different theory of Time from Einstein's) takes events as the 
bricks of his universe. 

This is a difficult idea. It is best not to try to imagine it. 
" The notion of empty space, the mere vehicle of spatial inter- 
connections, has been eliminated from recent science. The 
whole universe is a field of force, or in other words a field of 
incessant activity " (Modes of Thought). The units of this 
field are occurrences, not solid particles to which something 
occurs. There is no mysterious underlying substance called 



THE PROBLEM OF CHANGE 159 

" matter," corresponding to that presupposed by the grammati- 
cal subject of everyday sentences. There are just happenings 
and the relations between these happenings. 

The life of the earth is a happening ; so is the life of an 
individual, say, Julius Caesar ; so is a moment in Julius Caesar's 
life ; " and so is the most, trivial puff of existence in far-off 
empty space." Consequently real things are not bits of matter, 
but activities or " actual occasions." A string of occasions is 
what we ordinarily call a physical object. A stone, for example, 
is a strand of history a route of occasions set in the infinitely 
complex pattern of routes which make up the universe. 

Events in a field of activity spread their influence far and 
wide, like a stone thrown into a pool and causing ripples. 
There is no difference, from this point of view, whether you 
throw a stone on a piece of hard ground or into a pool ; there 
are ripples in both cases. Every event is related to every other 
event ; they reflect each other, like the monads of Leibniz, and 
they modify each other. They enter into the composition of 
each other. A thing is what it is and where it is because of all 
the other things in the field of activity. A thing is wherever its 
influence is felt, and so " in a certain sense, everything is every- 
where at all times." 

This rather dark saying is merely a forceful way of denying 
what Whitehead calls " simple location," or " the simple- 
minded theory that an object is at one place at any definite time 
and is in no sense anywhere else." The truth is that " each 
object is in some sense ingredient throughout Nature." To 
ascribe simple location to an entity is to assume that " it can be 
said to be here, in space, or there in time, or here in space-time, 
in a perfectly definite sense, which does not require for its 
explanation any reference to other regions of space-time." 
(Science and The Modern World.) 

" The volumes of space," he continues, " have no inde- 
pendent existence. They are only entities within a totality ; 
you cannot extract them from their environment." And else- 
where : " any factor by virtue of its status as a limitation within 
the totality, necessarily refers to factors within the totality other 



l6o THE PROBLEM OF CHANGE 

than itself." Indeed, " nothing in Nature could be what it is 
except as an ingredient in Nature as it is." So every bit of 
reality is inextricably entangled by internal relations with the 
rest. 

How, then, is knowledge possible ? It is possible because 
actual happenings achieve an individuality. " The physical 
field is luckily atomic," Whitehead writes. Otherwise " every 
statement would require a detailed expression of all the facts 
in nature." This breakdown of the essentiality of relatedness 
is too complex a question to be discussed now. Unlike the 
classical advocates of the " block universe," Whitehead starts 
with concrete facts, with the events we experience in all their 
diversity and individuality, and then searches for the general 
characters of which they are instances ; he does not deduce, in 
Hegelian style, the concrete from the abstract. There are 
stubborn, individual facts, coming into existence and passing 
out of it ; but they are nevertheless involved during their 
passage in a web of relatedness. 

The Mystery of Time 

If there were no coherence, no order of Nature, science would 
be impossible. As an historical fact, Whitehead points out, 
science developed because of the Greek conviction that Fate 
imposed such an order. The spatio-temporal order of New- 
tonian physics, however, must be replaced by a relational theory 
of space and time. Events are " the relata of the fundamental, 
homogeneous relation of extension " from which space and time 
are both derived. They are constructed from the overlapping 
of durations. 

The measurable time of physics must not be confused with 
" the passage of Nature," or duration. The process of becom- 
ing, whereby one event is succeeded by another, which it modi- 
fies, shows " the continuous inheritance of a certain identity of 
character transmitted throughout an historical route of events." 

The influence of Bergson may be detected in Whitehead's 
distinction between " duration " and the measurable time of 
physics. And, perhaps, the influence of Alexander may be 



THE PROBLEM OF CHANGE l6l 

seen in the following passage from Religion in the Making : 
" The universe is passing with a slowness, inconceivable in our 
measures of time, to new creative conditions, amid which the 
physical world as we at present know it, will be represented by 
a ripple barely to be distinguished from non-entity. The 
present type of order in the world has arisen from an un- 
imaginable past and it will find its grave in an unimaginable 
future. There remains the inexhaustible realm of abstract 
forms, and creativity, with its shifting character ever determined 
afresh by its own creatures, and God, upon whose wisdom all 
forms of order depend/' 

This is typical of those imaginative flights with which White- 
head rewards the reader, somewhat exhausted by the aridity of 
long, abstract speculation. But the intellectual excitement of 
such passages must not be allowed to conceal their essential 
difficulty. On the face of it, Whitehead is suggesting a cosmic 
evolution not unlike Alexander's theory of the gradual self- 
enrichment of Space-Time by the emergence of new empirical 
qualities. 

But surely, we are tempted to protest, this is inconsistent 
with the relative theory of time. If the total assemblage of 
events, which is the universe at any moment, is advancing 
towards greater complexity, achieving a more intense in- 
dividuality, surely the whole bundle of local times adds up to 
something very like absolute time. One answer and I am 
not at all sure that it is the right one would be that White- 
head's objection to absolute time is only an objection to New- 
tonian time, with its assumption of bits of matter. In other 
words a distinction is made between cosmic, psychological, and 
physical time. 

Cosmic time is the passage of durations, and a duration is a 
cross-section of Nature limited by simultaneity. Durations are 
what we experience, mathematical time is what we construct. 
We do not experience the " instants " required for a mathe- 
matical series. " The passage of Nature has no narrow ledge 
of definite instantaneous present within which to operate. Its 
operative presence must be sought throughout the whole, in the 



l62 THE PROBLEM OF CHANGE 

remotest past as well as in the narrowest breadth of any present 
duration. Perhaps also in the unrealised future. Perhaps 
also in the future which might be, as well as the actual future 
which will be." 

Time measurements are obtained from the fundamental 
relation of durations of extending over each other. We can 
construct in this way an indefinite number of time-systems, 
any one of which can be used in a description of physical events. 
What Whitehead believes he has accomplished is to dethrone 
" the trinity of materialism : (i) the temporal series of exten- 
sionless instants ; (2) the aggregate of material entities ; 
(3) space which is the outcome of relations of matter/' 

The Return to Plato 

The mere philosopher would be well advised to leave this 
sort of thing to the mathematical physicist, and it is at least 
certain that in any such dispute Whitehead is well able to hold 
his own. But a good deal more is involved in his picturesque 
account of the evolution of the universe than a theory of time. 
The Platonic character of the language will be noticed. And 
for this Whitehead makes no apology. 

He claims that certain Platonic concepts need very little 
adaptation to provide the general ideas for which he is searching 
in order to interpret all that we experience. The whole of it, 
be it noted " all the choir of heaven and the furniture of 
earth." Hence the religious colouring. 

The concepts he takes from Plato are, the Ideas (Forms), the 
Physical Elements, the Psyche, the Eros, the Harmony, the 
Mathematical Relations, the Receptacle. He says, " These 
notions are as important for us now as they were then at the 
dawn of the modern world, when civilizations of the old type 
were dying." Again : " I have directed attention to Plato's 
doctrine of the Receptacle because, at the present moment, 
physical science is nearer to it than at any other period 
since Plato's death. The space-time of modern mathemati- 
cal physics, conceived in abstraction from the particular 
mathematical formulae which applies to the happenings in 



THE PROBLEM OF CHANGE 163 

it, is almost exactly Plato's Receptacle." (Adventures of 
Ideas.) 

It seems to amount to something like this. Instead of bits 
of matter, the universe is made up of happenings. They are 
" actual occasions " of experience. You and I perceive them ; 
that in itself constitutes an event. They perceive us. What 
we perceive is, to us, an object, in itself a subject. 

Perception does not necessarily entail consciousness. It will 
be recalled that Leibniz used the word in this somewhat con- 
fusing fashion. For Whitehead, every actual entity, be it an 
electron or a philosopher, has a mental and a physical pole. 
The mental pole of an electron, however, is negligible except 
as an illustration of the fact that there are no clear-cut distinc- 
tions between dead and living matter. Consciousness and life 
depend, not so much on the microscopic actual entity as on the 
macroscopic organization of entities. 

We do not encounter isolated actual entities. They all be- 
long to some background, which modifies them. It is therefore 
possible that an electron in the social organization of the human 
brain is in some ways different from an electron in a crystal 
just as a citizen of Russia is different from a citizen of the United 
States or from Robinson Crusoe. There are societies of 
electrons within a molecule, societies of molecules within a blood 
corpuscle, societies of blood corpuscles within a human body, 
societies of bodies, planets and so on. The whole universe is 
a society of societies of societies, etc. 

The fact that laws are social accounts for the statistical laws 
of science. They express relationships between groups. The 
fact that the universe is evolving, and that laws express the 
characteristics of levels of organization, implies that no laws 
can be immutable. As the cosmos slowly passes from one 
" epoch " to another, some laws will cease to apply, others will 
have to be discovered. Thus laws are not to be thought of as 
imposed from above, by a transcendental law-giver ; nor are 
they mere descriptions of observed behaviour. They are 
" immanent " expressing the real connectedness, and so the 
nature, of happenings. 



164 THE PROBLEM OF CHANGE 

But to return to the microscopic point of view, the string of 
actual occasions which constitute, let us say, a molecule. 
Whitehead usually restricts the word " event " to the whole 
string, and refers to the atomic unit as the actual occasion. 
Each occasion can be analysed into universals (which White- 
head calls Eternal Objects) and into what is particular and 
unique for the occasion. Its uniqueness is to grasp other com- 
ponents of the universe into a unity. When that unity is 
achieved, the occasion attains " satisfaction/' It is self- 
completed. It perishes. But not without transmitting some- 
thing of itself to the next occasion thus the future conforms 
to the past. 

Consequently there are " routes of occasions." A molecule 
is just such a route like a cinematograph reel. The difference 
between the pictures on the reel, the succession of occasions, 
constitutes the change or movement of the molecule. There is 
no material substance which changes and yet remains the same 
that ancient paradox of philosophy. There is only a succession 
of occasions, which perish as soon as they complete themselves 
and are " objectified " in other occasions by entering into their 
composition as an object enters a subject. 

The Demiurge 

We can see, I think, how this applies to our conscious 
experience. The originality of Whitehead's view is that the 
same sort of language is used of what we ordinarily call material 
objects. He calls this process of completion, or satisfaction, 
which is the " aim " of all things, " concrescence." It is a 
manifestation of the creative advance of the universe of what 
he calls " creativity." We require an ordering principle to 
account for the fact that out of an infinite variety of possible 
worlds, the actual type of order of this world arises. The 
principle of concretion is God. 

Whitehead's conception of God is as unusual as nearly every- 
thing else in his philosophy, and it is a little surprising that it 
should have been given such a welcome in theological circles. 
God, says Whitehead, is neither omnipotent nor ominiscient. 



THE PROBLEM OF CHANGE 165 

He is " not the author of the play." He is " not to be treated 
as an exception to all metaphysical principles, invoked to save 
their collapse. He is their chief exemplification." Neverthe- 
less " He is the principle of concretion the principle whereby 
there is initiated a definite outcome from a situation otherwise 
riddled with ambiguity." This is the primordial nature of 
God, " the unlimited conceptual realization of the absolute 
wealth of potentiality." 

Thus viewed He is " deficiently actual." But " the conse- 
quent nature of God is conscious ; and it is the realization of 
the actual world in the unity of his nature, and through the 
transformation of his wisdom." On the other hand, " He does 
not create the world, He saves it : or more accurately, He is the 
poet of the world, with tender patience leading it by his vision 
of truth, beauty, and goodness." (Process and Reality.) 

Whitehead adds a list of antitheses which does little to 
illuminate the obscurity of these pronouncements. " It is as 
true to say that God is permanent and the World fluent, as to 
say that the World is permanent and God fluent. . . . It is as 
true to say that God transcends the World, as that the World 
transcends God. It is as true to say that God creates the 
World, as that the World creates God." 

For my part, I must frankly confess that I am unable to 
understand this language. But there are times when White- 
head seems to give us a glimpse of a profound wisdom which 
makes all the effort to follow his difficult reasoning of slight 
account. Thus, he speaks of " the final end " of creation and 
the problem of evil as follows : " This end is existence in the 
perfect unity of adjustment as means, and in the perfect multi- 
plicity of the attainment of individual types of self-existence. 
The function of being a means is not disjoined from the func- 
tion of being an end. The sense of worth beyond itself is 
immediately enjoyed as an overpowering element in the in- 
dividual self-attainment. It is in this way that the immediacy 
of sorrow and pain is transformed into an element of triumph." 
(Process and Reality.) 

Whitehead has made out the best case that can be presented 



l66 THE PROBLEM OF CHANGE 

at the present time for a compromise with metaphysics. But to 
his occasional appeals to intuition and his initial assumption 
that the universe forms a necessary, coherent system, the 
empiricist will doubtless turn a deaf ear. The detailed informa- 
tion supplied about the primordial and consequent natures of 
God must elicit the pertinent question : " How do you know 
all this ? How can you know it ? " 

Whitehead begins very persuasively by saying that he is 
merely trying to frame the general ideas in terms of which we 
can interpret what we experience. * But it must be admitted 
that in the ardour of the quest he moves a very long way from 
the data of experience. 

USEFUL REFERENCES 

First Principles, by Herbert Spencer ; 1862. 

Time and Freewill, by Henri Bergson ; 1888. 

Matter and Memory, by Henri Bergson ; 1896. 

Creative Evolution, by Henri Bergson ; 1907. 

Space, Time, and Deity, by S. Alexander ; 1920. 

Whitehead's Philosophy of Organism, by Dorothy Emmett ; 1932. 

The Concept of Nature, by A. N. Whitehead ; 1920. 

Science and the Modern World, by A. N. Whitehead ; 1926. 

Religion in the Making, by A. N. Whitehead ; 1927. 

Process and Reality, by A. N. Whitehead ; 1929. 

Adventures of Ideas, by A. N. Whitehead ; 1933. 

The Revolt Against Dualism, by A. O. Lovejoy ; 1930. 



CHAPTER TWELVE 



The New Logic 



THERE are at least two ways of looking at a metaphysical system. 
It can be regarded as a bold, imaginative picture of a possible 
state of affairs " a likely story," as Plato said. We can take 
flight with the philosopher and try to capture a god-like view 
sub specie aeternitatis. Alternatively, we can, so to speak, 
X-ray the picture. We can analyse it and try to discover why 
it has its specific pattern. 

This must not be confused with analysing the philosopher. 
You may conclude that he painted a gloomy picture because he 
suffered from dyspepsia. You may decide that he is an Idealist 
because he is a psychological introvert, or because he wants to 
escape from human society, or because he hates his wife. This 
sort of analysis may have its uses, but it is not logical analysis. 

Logical analysis is concerned with the form in which a 
philosophy is stated. It is therefore concerned with statements, 
sentences, propositions. " Traditional elementary logic, taught 
in youth, is an almost fatal barrier to clear thinking in later 
years, unless much time is spent in acquiring a new technique," 
writes Bertrand Russell. Before examining Russell's philoso- 
phy it is worth while trying to see what he means, because he so 
often inveighs against " traditional logic," and I think many 
readers must be puzzled. Surely, some may think, logic deals 
with the laws of thought, and these are beyond argument. 

Logic deals with more than the laws of thought. It deals 
with forms of expression and the rules which enable us to sub- 
stitute one symbol for another. Some words refer to these 
symbols, others refer to the rules of manipulation, still others to 
the facts which sentences express. There can be no argument 
about primitive facts. They are just there, and we must take 
M 167 



l68 THE NEW LOGIC 

them or leave them. But there can be a lot of argument about 
the interpretation of these facts. 

What is a fact ? If I see a grey patch, that is a fact it is 
beyond argument. If I say that the grey patch is a lump of 
lead I express myself in the form of a proposition. To em- 
phasize the difference I call the phrase by which I draw attention 
to a particular grey patch demonstrative, and the phrase which 
ascribes characteristics descriptive. 

A description itself need not predicate a property of an in- 
dividual subject, as the older logicians thought. Whatever else 
Russell has done he has cleared up the muddle that arises from 
the doctrine that every proposition has the same form a sub- 
ject and a predicate. We will consider this in more detail 
presently, and meanwhile let us glance briefly at a few examples. 

" The husband of Xantippe is mortal " tells us that Socrates 
is mortal, because we know that the description fits. But the 
description does not stand for an individual in the direct 
manner of a name, and so it is not really of the subject-predicate 
form. It really conceals the assertion we have to make that an 
individual exists. When we assert that, we can apply a descrip- 
tion to him. Obviously there might be no such person. A 
great deal of ink has been wasted on describing the appearance 
of non-existent individuals and supposing that whatever could 
be talked about, or thought of, must exist. 

Confusion has also been caused by general propositions such 
as " All men are mortal." These, also, are not of the subject- 
predicate form. " All men >J does not denote an individual 
subject. If it did, a class would be a real entity. We should 
have to speculate on the substantiality of a class if we treated 
" all men " in the same way as the individual name, " Socrates." 
It stands for a collection of individuals ; and it is the case that 
every one of these individuals is mortal if the generalization is 
true. 

At the base of all knowledge are the individual facts of which 
we are aware. We know them, as Whitehead says, in the mode 
of presentational immediacy. But knowledge would remain 
slight if it were restricted to direct awareness. I am not 



THE NEW LOGIC 169 

acquainted with the Pope ; my knowledge of him is descriptive. 
I do not need to see the Pope, however, in order to know the 
characteristics of being a bishop, and I do not need to have 
visited Rome in order to know some characteristics of the city 
of Rome. And so I can make up a proposition in which the 
word " Pope " stands for the Bishop of Rome, and I can assert 
(which may or may not be true) that this description applies to 
an actually existing man. 

As Russell puts it : " I shall say an object is * known by 
description ' when we know that it is * the so and so,' i.e., when 
we know that there is one object and no more having a certain 
property ; and it will generally be implied that we do not have 
knowledge of the same object by acquaintance/' 

The New Technique 

Logic does not reveal new facts. Hegel thought it did ; and 
so did the learned professors of Padua at whom Galileo laughed 
so heartily. A proper appreciation of logic enables us to sort 
out facts and it clarifies what we mean by knowledge. Thus a 
confused view of what we are doing when we classify and con- 
nect facts may lead to a vast metaphysical superstructure which 
rests on a false conception of logic. That is what Russell 
means by saying that Aristotelian logic was responsible for bad 
metaphysics. 

Locke, for example, gave a description of a lump of lead it 
had a certain colour, shape, and ductility. Under the influence 
of tradition he supposed that it was necessary to postulate a 
material substratum, a mysterious " I know not what " to be 
the support of those qualities. 

When we use the subject-predicate form of sentence (" Lead 
is grey "), we are all apt to think that there must be something 
permanent, something which persists through all changes, to 
which such qualities as greyness can be attached. Thus the 
Catholic Church teaches that, in transubstantiation, the colour 
and shape of the consecrated wafer remain, but the substance is 
changed the process is in reverse. 

The view that there is no underlying substance cannot be 



170 THE NEW LOGIC 

easily expressed in everyday speech or in the logical forms 
which take our usual syntax for granted. That is partly why 
the Einstein theory is so hard to describe in ordinary language. 
Instead of talking about material particles (substances) it talks 
about events. And Whitehead has shown, with wonderful 
ingenuity, how we can regard a material object as a string of 
events. 

Russell agrees with him, in the main, though there are im- 
portant differences about the implications. Russell will have 
nothing to do with Whitehead's mysticism. Also, he dis- 
agrees with Whitehead's theory that the " aspects " of a thing 
which make it " ingredient " throughout the universe really 
constitute one entity. In short, Russell sets his face against 
the organic view, which regards every event as being necessarily 
related to every other event. He remains a stubborn atomist. 

We have no reason, he says, for believing that everything is 
related to everything else. We must proceed piecemeal. 
With the aid of certain postulates we can frame laws that seem 
to apply to the limited region of the universe which we can 
observe. But we have no right to say, in advance, that every- 
thing is subject to law. We must tackle one problem at a time. 
Some philosophical problems, formerly regarded as insoluble, 
can now be solved by means of the new logical technique. 

He holds that Zeno's problem has been solved. Objective 
Idealism of the Platonic and Hegelian sort collapses when taken 
out of its old, logical framework. Such problems as whether 
universals exist, whether the existence of God and the soul can 
be proved, whether infinitesimals, mathematical points, in- 
stants, and numbers exist, can also be solved by this method. 
It can be shown that, apart from the set of individuals and the 
defining property which determines them as a class, there is not 
another individual which is the class. 

Before dealing with Russell's general conclusion let us look 
a little more closely at what he calls " the powerful logical 
technique of modern analytical empiricism." He writes : 
"It is thus able, in regard to certain problems, to achieve 
definite answers, which have the quality of science rather than 



THE NEW LOGIC IJl 

of philosophy. It has the advantage, as compared with the 
philosophies of the system-builders, of being able to tackle its 
problems one at a time, instead of having to invent at one 
stroke a block theory of the whole universe. Its methods, in 
this respect, resemble those of science. I have no doubt that, 
in so far as philosophical knowledge is possible, it is by such 
methods that it must be sought ; I have also no doubt that, by 
these methods, many ancient problems are completely soluble." 
(History of Western Philosophy.) 

He claims that much worthless philosophizing about the 
infinite has been exposed by Cantor's definition of an infinite 
collection as one which has parts containing as many terms as 
the whole collection contains ; that Kant's theory that arith- 
metical propositions are " synthetic," and Mill's that they are 
empirical, are both refuted by the Principia Mathematica (in 
which Whitehead collaborated) ; and that Bergson's theories of 
time and becoming and number are vitiated by a false concep- 
tion of continuity, and ignorance of Frege's definition of number 
(made in 1884). 

Russell differs to some extent from Whitehead's theory of 
how points and instants can be obtained from empirical facts, 
but all this is in the spirit of the new " analytical empiricism." 
We need not concern ourselves deeply with this highly technical 
controversy, but it is as well to see what it is about. In brief, 
mathematical points and instants are not found in Nature. We 
always find a point with some magnitude, an instant with some 
duration. So it has long been a puzzle to the empiricist how 
such conceptions could apply to the real world. 

If mathematics forms a world of its own, well and good ; 
but there is applied mathematics, as well as pure mathematics, 
and " points " and " instants " are used in calculations that 
enable bridges and aeroplanes to be constructed. Whitehead 
solves this by the Principle of Extensive Abstraction, which 
Professor C. D. Broad has described as " the prolegomena to 
every future philosophy of Nature." The solution is curious 
in that points are endowed with structure. 

Picture a nest of boxes, each containing a smaller box. This 



172 THE NEW LOGIC 

forms an enclosure series which converges to a limit. But a 
point is not defined, as might be supposed, as the limit ; a 
point is the whole set of volumes. Briefly a point is a series of 
volumes that would commonly be said to converge to a point ; 
and at first sight this might seem to justify Jowett's criticism 
of Logic in general that it is neither a science nor an art, but 
a dodge. 

I mention this because it seems a good example of the kind 
of special problems that are being solved by modern philoso- 
phers, as opposed to the construction of systems. The above 
is primarily a mathematical problem, but it has philosophical 
implications. Whitehead and Russell have tried to show that 
mathematics develops from logic ; and it is scarcely possible 
to-day to say where logic ends and philosophy begins. 

The Theory of Descriptions 

One of Russell's most important contributions to logical 
theory is the discovery of propositional functions. It is not 
much use complaining about the traditional logic if a new 
instrument cannot be put in its place. A propositional function 
is claimed to be just such an instrument. 

A propositional function differs from a proposition rather 
as a blank cheque differs from a completed cheque. " Socrates 
is human " is a proposition ; " x is human " is a propositional 
function. We cannot say that " x is human " is either true or 
false ; that is how it resembles a blank cheque waiting to be 
filled in by some word that stands for a fact, unless the cheque 
is to be dishonoured. Metaphysicians are apt to overdraw their 
account at the bank. 

Now take the statement " Man exists." We may be easily 
misled by the form of this statement to suppose that over and 
above Jones and Smith and Brown there exists the class to 
which they belong, the universal Man. But from Russell's 
point of view the above proposition is not about " Man " or 
about " existence," but about a description, " human," which 
is applied to individuals. 

" Man exists " must mean, if it is to be intelligible, that the 



THE NEW LOGIC 173 

property of being human is a description that can be applied 
to at least one existent. It is a poor way of saying that an 
object exists which has the property of being human. To say 
" The Pope likes pineapples " is to say that being the Pope, 
and liking pineapples, can be treated as a joint assertion which 
is sometimes true. In other words, if x has any property, x 
must exist. Or in another way, existence should be asserted 
only of descriptions. 

Russell takes the statement " Scott was the author of Waver- 
ley" The statement, rightly analysed, means : " One and 
only one man wrote Waver ley, and that man was Scott/' Or 
more formally, " There is an entity c such that the statement 
' x wrote Waverley ' is true if x is c, and false otherwise ; 
moreover c is Scott." 

To say " Scott exists " is really bad syntax. What we assert 
is that there is an entity, , which satisfies the prepositional 
function " x wrote Waverley." As Kant had long ago pointed 
out, existence is not a predicate. Russell is therefore carrying 
out most rigorously the line of criticism which Kant applied to 
the classical proofs of God's existence. 

Finally, the old puzzle about whether " round squares " and 
" golden mountains " were endowed with subsistence by being 
discussed disappears. " The golden mountain does not 
exist " means : " There is no entity c such that * x is golden 
and mountainous ' is true when x is c, but not otherwise." 

So many of our beliefs involve asserting the existence of 
something that it is essential to see what we mean by making 
such an assertion. To assert existence is to assert that a certain 
description or property belongs to something. There is, how- 
ever, no such property as " being real " or " being thought of." 

The Causal Chain 

I have spent some time on these points, which at first sight 
appear to be splitting hairs, because they illustrate how logical 
analysis goes to work. Much more is involved than re-stating 
obvious truths in a roundabout fashion. The theory has since 
been advanced, for example, that scientific laws may be con- 



174 THE NEW LOGIC 

sidered as prepositional functions and that the problem of 
induction can be solved by regarding it as the process of for- 
mulating singular propositions from propositional functions and 
verifying them. I will deal with this later. 

We can form a pretty shrewd idea, however, of where such 
logical analysis is going to lead. It leads us, in the first place, 
back to Hume, with his faulty psychology left out. It leads us 
to his distinction between " matters of fact " and " relations 
between ideas/' 

Matters of fact can be expressed by elementary propositions. 
Some of these take the traditional subject-predicate form, 
" Socrates is mortal/' or " S is P." Others take the relational 
form, " Caesar loves Brutus/' symbolized as "a R b" or 
A propositional function is usually symbolized 



Now it is generally held that a proposition must be either 
true or false. We can deny S is P by writing " It is not true 
that S is P." 

This can be expressed symbolically by treating the form 
" not-P " as a function of the elementary proposition from 
which it is constructed a truth-function. For not-P is false 
when P is true, and true when P is false. 

Symbols standing for " not, and, either or, not both, implies," 
are called logical constants. By manipulating them it can be 
shown how easy it is to be deceived into thinking we are saying 
something new, whereas we are saying the same thing in dif- 
ferent ways. In other words, the distinction between matters 
of fact and ideas, or mere symbols, is shown by these tech- 
nical devices, and the so-called laws of logic turn out to 
be tautologies, according to Wittgenstein. 

Generalizations, such as " All men are mortal," can be 
reduced to elementary propositions, and their truth depends on 
the truth of those elementary propositions on whether or no 
the instances enumerated are factual. Russell adheres to the 
correspondence theory of truth. In the last analysis Hume's 
matters of fact, the impressions from unknown causes, the 
patch of grey we see, are practically what Russell means by 



THE NEW LOGIC 175 

perceptions. They are sense-data. One aim of analysis is to 
discover whether concepts can be shown to be logical functions 
of sense- data. 

Let us start, then, with individual percepts. From percepts 
we can construct complicated, enduring objects. The objects 
of everyday experience chairs, tables, etc. are logical con- 
structions. This may seem surprising, but Russell takes the 
example of a wall-paper. It goes on fading, changing. It is 
not possible, in the strict sense, to have knowledge of it by 
acquaintance. Consequently it does not stand for particular 
constituents of a proposition in the way that a demonstrative 
symbol (such as " This ") stands for its referent. The word 
" wail-paper " is said to be an " incomplete symbol " that is 
to say, a symbol with no meaning in isolation from a context. 

" When we throw over substance/' says Russell in Analysis 
of Matter y " we preserve the causal chain, substituting the unity 
of a causal process for material identity. Thus the persistence 
of substance is replaced by the persistence of causal laws, which 
is, in fact, the criterion by which the supposed material identity 
was recognized. We thus preserve everything that there was 
reason to suppose true, and reject only a piece of unfruitful 
metaphysics/' 

Russell's theory of causation is difficult. He seems to regard 
it as invariable sequence a view which is open to several 
objections. He has also declared that the term " cause " is not 
needed in advanced science. He rejects the idea of compulsive 
causes but retains the sequential chain. 

The details of his theory must be sought in his more serious 
works. " The aim of physics, consciously or unconsciously, 
has always been to discover what we may call the causal skeleton 
of the world. It is perhaps surprising that there should be 
such a skeleton, but physics seems to prove that there is, par- 
ticularly when taken in conjunction with the evidence that 
percepts are determined by the physical character of their 
stimuli. . . . We know of no laws as to when a quantum 
transaction will take place, or a radio-active atom will break 
down. We know fairly well what will happen if anything 



176 THE NEW LOGIC 

happens, and we know statistical averages, which suffice to 
determine macroscopic phenomena. . . . Perhaps the electron 
jumps when it likes ; perhaps the minute phenomena in the 
brain, which make all the difference to mental phenomena, 
belong to the region where physical laws no longer determine 
definitely what must happen. This, of course, is merely a 
speculative possibility ; but it interposes a veto upon material- 
istic dogmatism." 

This passage shows the difference between Realism and the 
subjective theories which are now fashionable. Russell holds 
that there is no half-way house between Solipsism and Realism. 
The belief in an external world is necessary, he argues, for 
science, but it rests on a belief in causation and induction. 
He agrees that this foundation has not been justified in theory, 
but he points to its merits in practice. 

" We cannot escape from the solipsist position without 
bringing in induction and causality, which are still subject to 
the doubts resulting from Hume's sceptical criticism. Since, 
however, all science rests upon induction and causality, it seems 
justifiable, at least pragmatically, to assume that, when properly 
employed, they can give at least a probability." (Analysis of 
Matter.) 

Neutral Monism 

At times Russell's epistemological views recall Berkeley's. 
Thus he regards the everyday world as a construction from 
percepts. He sometimes writes perhaps because he enjoys 
the flavour of paradox as though a construction is equivalent 
to a logical fiction, but he clearly regards the external world as 
a necessary inference. The originality of Russell's view is that 
he regards percepts and physical events as substantially the 
same. He is as opposed as Whitehead to the Cartesian dualism 
of mind and matter. 

Like Hume, he denies that there is a substantial ego. He 
carries his war against metaphysical substance to the uttermost 
extreme. There is no " I," which owns mental states ; there 
are just the states, the events we call percepts. Thus (an echo 



THE NEW LOGIC 177 

from Leibniz, with a big difference) the whole of the perceived 
universe is inside our heads, quite literally inside our skulls. 
All we are acquainted with are percepts. And percepts are 
mental events. A physical object can be analysed into a string 
of events ; and even a mind is no more than a bundle of 
events. To sum up : 

" What has been thought of as a particle will have to be 
thought of as a series of events. The series of events that 
replaces the particle has certain important physical properties, 
and therefore demands our attention ; but it has no more sub- 
stantiality than any other series of events that we might arbi- 
trarily single out. Thus * matter ' is not a part of the ultimate 
material of the world, but merely a convenient way of collecting 
events into bundles. . . . While physics has been making 
matter less material, psychology has been making mind less 
mental. . . . The distinction of matter and mind came into 
philosophy from religion, although, for a long time, it seemed 
to have valid grounds. I think that both matter and mind are 
merely convenient ways of grouping events. Some single 
events, I should admit, belong only to material groups, but 
others belong to both kinds of groups, and are therefore at 
once mental and material." (History of Western Philo- 
sophy.) 

Russell calls his theory Neutral Monism, which is perhaps 
not an altogether happy name because it suggests a doctrine of 
substance that he has spent much time in undermining. It 
would be equally misleading to call it either Idealism or 
Materialism. Professor Broad has criticized the theory that 
mind consists of percepts on the ground that feelings are not 
percepts, and that Russell makes much of feelings. But 
however much or little may survive of Neutral Monism, there 
can be np doubt that Russell has carried out a great part of his 
avowed programme " to eliminate Pythagoreanism from the 
principles of mathematics, and to combine empiricism with an 
interest in the deductive parts of human knowledge." 



Ij8 THE NEW LOGIC 

Logical Positivism 

The influence of Russell has been enormous, and a more 
radical turn was given to analytical empiricism by his pupil, 
Ludwig Wittgenstein, a young architect who became successor 
to G. E. Moore at Cambridge. For a time Wittgenstein was a 
member of a group that was formed in Vienna to discuss the 
sort of problems raised by Frege, Hilbert, Mach, Peano, and 
Russell. This was known as the Vienna Circle, and started in 
1923 under Moritz Schlick. Few of the members were 
professional philosophers. 

Schlick was a physicist, Hahn a mathematician, Otto Neurath 
a sociologist, Philip Frank a physicist. One of the most in- 
fluential members of the group was Carnap, though the 
movement received its strongest impetus from an astonishing 
book published by Wittgenstein in 1922, Tractatus Logico- 
Philosophicus. 

The Vienna Circle called themselves, at first, Logical 
Positivists. They deviated from the Cambridge analysts. 
Neurath and Carnap propounded the thesis of Radical Physical- 
ism. This has received many modifications, and after the war 
central Europe having proved unfavourable to philosophic 
meditation the group came to life again, with renewed vigour, 
in the United States, where Logical Positivism was re-named 
Logical Empiricism. 

Logical Positivism won the wrong sort of notoriety by 
appearing to dismiss the objections of its opponents, the 
systems of all metaphysicians from Plato onwards, the objects 
of religious belief and any idea of right and wrong, as " non- 
sense. " It was certainly good clean fun, and young iconoclasts 
made the most of it. Logical Positivism became fashionable 
among people quite incapable of understanding that " non- 
sense " was a technical term. It would have been less mis- 
leading to have described some of the propositions objected to 
as " non-significant," or " without sense-content." Inevitably 
the Logical Positivists had soon to distinguish between nonsense 
and " important " nonsense, between what is unsinnig (sense- 



THE NEW LOGIC 179 

less) and what is useful but without sense (sinnlos), such as 
tautologies and contradictions. 

Broadly speaking, Logical Positivism illustrates the transition 
from the sort of question raised by Locke How much do we 
know ? to the question, What do we mean ? The ancients 
asked what the world was made of; the moderns ask what 
language is made of, or, more accurately, What are the con- 
stituents of propositions ? The early empiricists made a good 
beginning when they said that words were signs ; but when 
you analyse a sentence it becomes evident that some of the 
words it contains are not signs standing for sense-data. 
Language is not, on the face of it, a set of hieroglyphics, 
however it might have begun. Some account must therefore 
be given of those signs which do not simply represent experi- 
ences. 

Most Logical Positivists dislike the term " experience." It 
has psychological associations. They prefer the more neutral 
word " facts." On the relation between facts and the verbal 
signs which stand for them the movement split. 

Wittgenstein held that sentences are pictures of facts. We 
cannot express" the relation between what is symbolized and 
the symbol, because to do so would violate this definition of a 
sentence, but we can see it. By using a different notation we 
can see that II + II = IIII. 

All sensible propositions can be reduced to elementary 
propositions, just as you reduce a compound like water to 
hydrogen and oxygen, then to molecules, atoms, and finally to 
electrons and protons. These elementary propositions repre- 
sent ultimately simple facts, atomic facts as it were. Thus the 
universe is a totality of atomic facts ; it is not, as organic 
theories claim, a whole of internally related events. 

And so, to test the truth of a proposition, you must sec 
whether its constituents (which can be obtained by analysing 
it) correspond to atomic facts, or what used to be called particu- 
lars. All verification consists in doing this. It consists in 
setting the linguistic atoms, if you like, beside the atoms of 
experience, the atomic facts. On the other hand, the procedure 



l8o THE NEW LOGIC 

of philosophies of organism must be to seek, with Spinoza, 
coherence rather than correspondence. 

For Wittgenstein the meaning of a proposition consists in 
the method of its verification. Propositions that seem to have 
a meaning and yet which cannot conceivably be verified are 
tautologies. They are more or less elaborate ways of saying 
the same thing in other words. All the laws of logic, all so- 
called necessary truths, are tautologies. 

The laws of logic are not derived from experience, as empiri- 
cists like Mill believed. They are not synthetic but analytic, 
in the Kantian sense. They are rules of symbolism, not features 
of the universe. It follows that every attempt to deduce 
facts from logical principles, from supposed necessary truths, 
is tautologous. Mathematical deduction is also tautologous. 
If we were, sufficiently intelligent we would be able to see that 
the whole of mathematics follows from certain principles. 

Metaphysics, therefore, is to be rejected. It is really a sort 
of playing with words. It gives us no information whatever. 
It pretends to give inform_ation, and so it consists largely of 
pseudo-sentences i.e., sentences without genuine significance, 
because they are intrinsically incapable of verification. 

Wittgenstein claims to have given a rigorous proof that what- 
ever can be established by purely logical methods can tell us 
nothing about empirical facts ; and because of its sweeping 
consequences this is perhaps the most important part of his 
philosophy. The gist of the argument is that the only way in 
which logic applies to the world is that it shows how different 
modes of expression may convey the same sense. Logic 
provides the rules for translating one proposition into another. 

Consider, for example, some typical metaphysical state- 
ments : " To be is to be perceived/' " The real is the rational 
and the rational the real," " Pure Being and Pure Nothing are 
the same." Now either these statements are just repeating an 
assertion in different words or they are telling us something 
new. If they provide a basis for deduction, then something is 
being deduced from a complex concept which must in any 
case entail all the simple concepts of which it is composed. 



THE NEW LOGIC l8l 

" How do you know what you are telling me ? " is a reason- 
able question to put to any philosopher. The empiricist replies 
that in the last resort he can indicate how complex propositions 
can be reduced to elementary ones, and that these can be shown 
to correspond to facts of experience. That is the only sort of 
information he can give. It is, of course, merely scientific 
information. It does not profess to take us behind the scenes 
of reality. 

The metaphysician, on the other hand, is not satisfied with 
empirical concepts. He claims to have a superior method of 
discovering truth either by pure intuition or by deduction 
fron\ propositions that are absolutely certain. To which the 
empiricist answers : " Any such information must be expressed 
in language. It is therefore open to the objection that any 
sentences that can be devised are either tautologies, or else 
verifiable, or else meaningless/' 

As Carnap puts it : " Metaphysicians cannot avoid making 
their propositions non-verifiable, because if they made them 
verifiable, the decision about the truth or falsehood of their 
doctrines would depend upon experience and therefore belong 
to the region of empirical science. This consequence they wish 
to avoid, because they pretend to teach knowledge which is of 
a higher level than that of empirical science. Thus they are 
compelled to cut all connection between their propositions and 
experience ; and precisely by this procedure they deprive them 
of any sense. " (Philosophy and Logical Syntax.} 

The practical rule, " If this statement is significant it can be 
tested," has led some Logical Empiricists to find affinities with 
American Pragmatists and Instrumentalists. As long ago as 
1878 Charles Peirce said that the meaning of a statement was 
the practical effects it might have. If a change of words makes 
no practical difference, the change tells us nothing. 

As William James put it, " theories thus become instruments, 
not answers to enigmas." According to Dewey and Bridgman 
scientific laws should be regarded as intellectual instruments 
which we use in our active exploration of the world. To say 
that Newton's law of gravitation is true is to say that it can be 



l82 THE NEW LOGIC 

applied successfully ; so long as that could be done, it was 
true. There is no inconsistency in saying that Newton's law 
was true and that Einstein's law is at present true. 

The Positivist account looks more like Pragmatism than it 
really is. It is designed to preserve the concept of " truth " 
and yet at the same time to overcome the difficulties about 
induction which Hume raised and Mill failed to solve. The 
thesis is that laws are not " true " when practically useful, as 
Pragmatists avow, but useful in so far as they yield true pro- 
positions. Laws are models prepositional functions from 
which directives can be formed. 

The old problem of arguing from the particular to the general 
does not arise. According to Schlick : " The relations between 
reality and ourselves frequently stand in sentences which have 
the grammatical form of assertions but whose essential sense 
consists in the fact that they are directions for possible acts." 

The Principle of Verifiability has been toned down since it 
was first enunciated. It is plain that complete verifiability is 
seldom possible. And the more we move away from the 
metaphysical idea of certainty, the more necessary it becomes to 
discover what we mean by probability. This, however, is a 
problem that is far from being solved. 

Wittgenstein so restricted the meaning of significance that 
he had to admit that his own thesis was " nonsense.' * He 
claimed that " the result of philosophy is not a number of 
* philosophical propositions ' but to make propositions clear." 
Accordingly, he had to confess : " My propositions are eluci- 
datory in this way : he who understands me finally recognizes 
them as senseless, when he has climbed out through them, on 
them, over them. (He must so to speak throw away the ladder 
after he has climbed up on it.) He must surmount these 
propositions ; then he sees the world rightly. Whereof one 
cannot speak, thereof one must be silent." 

Another apparently self-strangulating course was taken by 
those who wished to forbid all reference to the factual world 
and confine the discussion within the sphere of language. The 
safest procedure was felt to be to confine the problem to that of 



THE NEW LOGIC 183 

transforming one set of expressions into another. But this 
was not a very bracing atmosphere for the scientific investigator. 

The most recent trend has been an endeavour to show that 
all sciences are united by a common language. Just as chem- 
istry is being reduced to physics, so, it is argued, it may be 
possible to effect a complete reduction of the laws of the 
various sciences to a unitary set of basic laws. " Reduction," 
of this sort, remarks Feigl, is to be contrasted with the " seduc- 
tion " of metaphysics. 

Thus, quite apart from vitalistic and spiritualistic theories, 
there is an important distinction between reductive Materialism 
on the one hand, and emergent Materialism on the other. As 
Russell has tried to show, reductive Materialism is not rendered 
invalid by the rejection of mechanism. But although it can be 
made compatible with the new physics, its psychological 
affinities with Behaviourism make it seem to many rather less 
respectable. 

Like Hume and Russell, Logical Positivists must regard the 
substantial " I " as a pseudo-concept, because a pure ego has 
no empirical qualities. We cannot describe the experience of 
ourselves as the subject ; when we try to do so we are confronted 
with an object. There is obviously a vicious regress. But if 
we substitute physical terms for the subjective terms of psycho- 
logy we can scarcely avoid Behaviourism. This would not 
dismay Russell ; but Dr. Broad, for example, who is no enemy 
of empiricism, classes Behaviourism among " theories so silly 
that only very learned men would have thought of them." 

The point is this. Suppose I say I am thirsty. To reduce 
that to an empirical, non-metaphysical statement I merely assert 
" Now, thirst." The " I " is dropped out. It is regarded as 
a mere grammatical convenience. But how, on this basis, is it 
possible for me to tell someone else, or for him to tell me, that 
I am, or he is, thirsty ? All that can be done, according to 
Carnap, is to describe behaviour because if we restrict our- 
selves to the physical language we cannot talk about private 
feelings. The solution advanced is to regard what a man says, 
or the state of his body (if it can be examined) as equivalent 

N 



184 THE NEW LOGIC 

(translatable into) the usual sentence about his subjective 
feelings. 

The actual subjective feeling of Smith, for example, when he 
is thirsty, is known only to himself. It cannot be communi- 
cated. All we can communicate is the fact that Smith says he 
is thirsty or says that he is angry ; and this means that he is in a 
certain bodily, and so verifiable condition. 

Once again, the argument has an appearance of triviality. 
Yet, if it is sound, it has the most revolutionary consequences. 
For it not merely disposes of the soul, it wipes out the mind 
and what we ordinarily call the self. 

This is more than the familiar reduction of mind to physical 
brain, as the following illustration will show : The ordinary 
view of language as a set of signs requires (a) what is signified, 
(b) the sign, and (c) the interpreter of the sign, as signifying. 
Some Logical Positivists accept (a) and (i), some eliminate (a) 
and all reject (c). 

Protesting against over-emphasis on the purely reductive 
aspect of analysis, Prof. C. I. Lewis writes : " The analysis 
of any immediately presented X must always interpret this X 
in terms of constant relations to other things to Y and Z. 
Such end-terms of analysis Y and Z will not in general be 
temporal or spatial constituents of X but may be anything 
which is in constant correlation with it. It is as if one should 
deny the existence of colours because for purposes of exact 
investigation the colours must be defined as frequencies of 
vibratory motion." (Mind and the World Order.) 

The Logical Positivist would probably answer that a sentence 
containing the word "colour** and a sentence containing the 
phrase " frequencies of vibratory motion," are different ways of 
saying the same thing. To say that a man's brain is in a certain 
state and to say that he is thinking is to make statements that 
can be substituted for one another without remainder. Such 
statements are " equipollent." The term " synonymous " must 
be kept for tautologies. 

But by this time the reader will have become hardened to the 
startling claims that philosophers make. Now change is abol- 



THE NEW LOGIC 185 

ishcd, now permanence ; now mind, now matter. This or 
that familiar interpretation has gone, and finally there is no 
one left to interpret anything. Looking back on all the various 
things that have made their positively last appearance and 
turned up for a repeat performance in some other guise can we 
be confident that even the metaphysician has left the stage for 
ever ? If he does dare to reappear I think he will have to show 
some quite new tricks. 

USEFUL REFERENCES 

Our Knowledge of the External World, by Bertrand Russell ; 1914. 

Introduction to Mathematical Philosophy, by Bertrand Russell ; 1919. 

The Analysis of Mind , by Bertrand Russell ; 1921. 

The Analysis of Matter, by Bertrand Russell ; 1927. 

Inquiry into Meaning and Truth, by Bertrand Russell ; 1940. 

The Philosophy of Bertrand Russell, Library of Living Philosophers, 

V; 1946. 

Philosophical Studies, by G. E. Moore ; 1922. 
Tractatus Logico-Philosophicus, by Ludwig Wittgenstein ; 1922. 
Pragmatism, by William James ; 1907. 
The Philosophy of "As If," by H. Vaihinger, Eng. trs. ; 1924. 
Logic, The Theory of Inquiry, by John Dewey ; 1938. 
An Examination of Logical Positivism, by J. R. Weinberg ; 1936. 
Philosophy and Logical Syntax, by Rudolf Carnap ; 1935. 
The Logical Syntax of Language, by Rudolf Carnap ; 1937. 
The Foundations of Empirical Knowledge, by A. J. Ayer ; 1940. 
The Logic of Modern Physics, by P. W. Bridgman; 1928. 



CHAPTER THIRTEEN 



The Debate Continues 



BEFORE trying to sum up, I propose to mention two other recent 
contributions that bring into sharp focus the sort of questions 
to which answers are still being sought. The development of 
physics has led some physicists to adopt what is sometimes 
called Subjective Idealism. 

Bertrand Russell has pointed out the difficulty of resting in a 
half-way house. We must either go the whole hog, he^argues, 
and end up as Solipsists, or we must assume the validity of our 
inferences about unperceived events and accept the reality of 
the world and of our neighbours. 

But who could possibly deny that other people exist ? What 
man outside a lunatic asylum could declare that nothing exists 
but himself ? For that is what the Solipsist seems to say. 

Russell makes the sound point that our evidence for the 
existence of other people is the same as our evidence for the 
external world. If you do not believe that tables and chairs are 
real, you cannot believe that the objects that use them and make 
funny noises with their mouths are real. 

On the other hand, Russell admits that Solipsism cannot be 
disproved. So here is a logical scandal. Solipsism seems 
laughable, absurd, outrageous but no one can disprove it. A 
sufficiently bold thinker was therefore sure to come along and 
make things exceedingly awkward for those philosophers who 
felt that at last they were sorting things out very nicely. 

A Modern Solipsist 

In his 1936 Lowell Lectures, Through Science to Philosophy, 
Professor H. Dingle writes as follows : " The judgment which 
is usually passed on Solipsism is that it is logically irrefutable 



THE DEBATE CONTINUES 187 

but intrinsically absurd, and may therefore be ignored. But if 
absurdity is logically irrefutable, what becomes of philosophy ? 
. . . Moreover, to say that Solipsism is logically irrefutable is to 
express the fact far too mildly. It is not merely logically irre- 
futable ; it is obviously true. . . . Anything that is not in my 
consciousness cannot be conceived by me, and can have no part 
(not should have no part, but can have no part) in my 
philosophy." 

The reader who has followed me thus far through the twisting 
maze will not, I hope, be dazed by this apparent defiance of 
common sense. He will be prepared for an ingenious discus- 
sion about the meaning of the words " reality," " external/' 
" consciousness," " my." 

He will remember that Dr. Johnson was wrong when he 
kicked a stone to disprove Immaterialism. He will not, there- 
fore, suppose that the fact that he is arguing with a Solipsist 
disproves Solipsism. He will recall, too, that Leibniz and 
Descartes accepted the solipsistic starting-point, and got them- 
selves out of their difficulties by metaphysical arguments. 

In the past, whenever a philosopher got into serious trouble, 
he could always extricate himself by the appeal to God. It is 
significant of a great change that the contemporary philosopher 
appears to pull himself out of the quicksands by his own braces. 

In an earlier book, Science and Human Experience, Professor 
Dingle defined science as " the rational correlation of experi- 
ences common to all normal people." He has since found it 
necessary to amend this definition because " normal people '* 
are a part of his experience. To get down to fundamentals they 
must not be taken for granted. 

After quoting definitions of science by Einstein and others, 
which treat it as the rational correlation of experiences, Dingle 
says that this " specifies a process occurring in our conscious- 
ness ; that is, in fact, in the consciousness of the scientist, the 
thinker in the last resort, in my consciousness, for it is only 
my consciousness that I am directly aware of and that can 
possibly be for me the scene of a mental operation. I have not 
reached rock-bottom until I have come down to the solipsistic 



l88 THE DEBATE CONTINUES 

level. Of course, I must not remain there. Normal people 
are part of my experience, and I must see that they, as well as 
the rest of what I find it convenient to call ' the external world/ 
receive their due in the building which is to be erected. 1 ' 

Dingle takes, as the primary elements of consciousness, 
experience and reason. What we ordinarily call the external 
world is a rational correlation of our sensations, emotions, etc. 
These are experiences, and their correlation into bits of matter, 
people, and so on is the world of reason. What you and I 
would regard as " Professor Dingle " is not given to us in 
experience but constructed rationally out of the experiences 
which we call seeing him, hearing him. So, to Dingle, is the 
person he speaks of as " myself/' but a distinction must be 
drawn between " myself" and the subjective " I," which can 
also be referred to as reason. " When I speak of ' I and my 
consciousness/ then it is to be understood that * I ' represents 
the thinker, * my consciousness J the aggregate of things of 
which thought is possible." 

We cannot ever reach the thinker, in this sense. As soon as 
we talk about him (or he talks about himself) the thinker is 
objectified and becomes an object to a remoter thinker. To try 
and catch the latter is as impossible as catching your shadow. 
This is not the thinker which the psychologist studies. The 
psychologist studies part of the aggregate of things in the field 
of consciousness. 

Dingle expresses this as lucidly as anyone can. " My sub- 
jective ' I/ ever at the present and continuously experiencing, 
has its experience automatically petrified and projected as 
memory into the field of consciousness by the unceasing action 
of time. In that field, through the agency of its timeless faculty 
of reason, it can work its will on memory, which it either 
apprehends as discrete atoms or breaks up into such atoms as 
the first stage in the formation of a completely rationalised 
system. The subsequent stages constitute the progress of 
philosophy, including that of science." 



THE DEBATE CONTINUES 189 

The Atoms of Logic 

It should be explained that the atoms referred to are units of 
experience and not physical atoms. Reason forms four 
classes of concepts in its activity of correlating and subsuming 
atomic experiences. The latter are grouped into logical mole- 
cules, which in the scientific world are groups of similar ex- 
periences, and in the ordinary world of common sense, physical 
objects. The atomic experience which is a blue patch is 
grouped by the physicist into the molecule of colour. To estab- 
lish connections between the atoms in the molecules themselves, 
reason invents postulates. Light is such a postulate so are 
space, time, mass, and force. In addition to molecules and 
postulates, reason employs hypotheses and laws of Nature. 

A certain class of hypothesis is a pseudo-atom or pseudo- 
molecule, which may be transformed into an actual atom of 
experience. " A familiar example of a pseudo-molecule was 
the planet Neptune, which, before its discovery, was com- 
pounded of a colour, a mass, a shape, and so on, none of which 
had been actually experienced. It was created by reason to 
serve as an intermediary in connecting the two molecules 
known as the planet Uranus and the sun. . . . Neptune was 
accordingly ' created ' by reason as a pseudo-molecule, and 
subsequent observation converted it into an actual one." 

It is clear that this kind of approach is a development of the 
atomism implicit in Locke, Berkeley, and Hume. Atomic 
experiences are a modern formulation of " ideas." Out of 
them we form physical objects. 

Take, for example, two common-sense physical objects, a 
billiard ball and a piece of sugar. " The first is a spatio- 
temporal association of a red colour, round shape, hard feeling, 
horizontal movement and such things ; and the second is a 
similar but differently located association of a white colour, hard 
feeling, cubical outline, sweet taste and so on." But these 
associations are not of much use to the scientist. He makes a 
different set of associations. 

" I put the horizontal movement of the disintegrated billiard 



190 THE DEBATE CONTINUES 

ball with the perpetual rest of the disintegrated piece of sugar, 
and form a general concept called ' motion ' which includes 
them as examples. Similarly, I take the red colour of the one 
and the white colour of the other, and make them into a mole- 
cule covered by the concept * light/ " By elaborating this 
process we get sound, magnetism, electricity, and the laws of 
these fields. " We form laws of motion but no laws of sugar. 
One of the most fruitful causes of misunderstanding of science 
is failure to recognize this fact, which is obvious when it is once 
mentioned. When a new phenomenon appears say a new 
kind of beetle it is immediately dissected into qualities which 
are distributed among the various sciences. The character- 
istics of its nervous system are alloted to biology ; mechanics 
takes charge of its locomotion ; optics looks after the iridescence 
of its outer covering and so on." * 

Dingle, therefore, takes his stand with the Logical Empiri- 
cists against organic theories. Where he mainly seems to 
differ from them is in regard to the subjective " I ". " The 
Logical Positivists' proscription of everything that is not 
verifiable," he writes, " is an unsuccessful attempt to express 
the truth that what is subjective cannot at the time be objective 
without becoming nonsense. . . . But the Logical Positivist 
fails to observe, first, that the subjective element is as necessary 
to consciousness as the objective ; and secondly, that while 
subjective (metaphysical) entities, such as the self, cannot as 
subjective entities be discussed, we can, by our faculty of being 
able to travel along an infinitely regressive consciousness, 
objectify them and make them objects of contemplation by a 
remote subjective self." 

For the Logical Positivist any proposition in which " I " 
occurs is, strictly speaking, nonsense. We make use of such 
propositions for convenience, just -as we talk of sunrise and 
sunset. Indeed, the more ruthless Positivists eliminate both 
" I " and the external world and are left merely with sentences. 
Wittgenstein takes refuge in a form of linguistic solipsism. 

He agrees that other people are configurations of the facts of 
" my experience," but he insists that strictly speaking I must 



THE DEBATE CONTINUES IQI 

not talk of my experience. " The thinking, presenting subject ; 
there is no such thing. If I wrote a book * The World as I 
Found It ' I should have to report therein on my body and say 
which members obey my will and which do not, etc. This then 
would be a method of isolating the subject or, rather, of showing 
that in an important sense there is no subject : that is to say, of 
it alone in this book, mention could not be made. The subject 
does not belong to the world but is a limit of the world. Here 
we see that Solipsism strictly carried out coincides with pure 
Realism, the * I ' in Solipsism shrinks to an extensionless point 
and there remains the reality co-ordinated with it." 

This amounts to saying that what Solipsism means cannot be 
expressed in language. 

Experience and Knowledge 

An alternative view suggested by Professor C. I. Lewis in 
Mind and the World Order, a most important book, seeks to 
avoid Solipsism. Whereas Dingle follows Berkeley in affirming 
that we have introspective knowledge of self (though we cannot 
communicate it), Lewis follows Hume. He takes a pragmatic 
view of knowledge, but he, too, stresses that the concepts we 
employ are not fixed categories, but creations of reason. 

He starts with the empiricist's dictum that the proper subject- 
matter of philosophy is experience. " Everyone can be his own 
philosopher because we interpret what we already know." 
What do we already know and what do we mean by inter- 
pretation ? 

Raw experience is " the given." But we cannot dignify 
awareness with the name of knowledge until we have sorted out 
this raw material into some kind of order. We cannot classify 
and arrange until we have invented some scheme of classifica- 
tion. To do this we must invent abstract terms (concepts), 
and, because we must possess them before we can apply them, 
they are a priori. But, unlike the Kantian a priori, they are not 
fixed ; they are more like definitions. 

For example, we have an experience which could be described 
as seeing a pool fringed by palms in the middle of a desert. 



IQ2 THE DEBATE CONTINUES 

Is it real or mirage ? That is simply a question of classification. 
We invent the term " reality " and define it in such a way that 
what does not fit is " mirage." 

Such concepts are not eternal categories. They are made by 
mind and can be changed by mind. Indeed some do change 
and some are dropped altogether. New concepts may have 
to be invented to account for new experiences. To classify 
experiences of hypnotism, etc., we now find the concept of 
the Unconscious useful. Every enlargement of experience 
demands new concepts. 

We play a sort of game of " animal, vegetable, or mineral " 
with what is given in experience. What is orderly we call 
" real," so there is simply no sense in demanding that the real 
should be orderly. The category " unreal " is a temporary 
pigeon-hole for otherwise unclassified experiences. * 

" Things exist for our apprehension as certain sequences of 
possible experiences, of which given presentations are probable 
indices." For knowledge to be possible, therefore, the possi- 
bilities of further experience should not be unlimited. " Know- 
ledge " is not just bare, immediate awareness ; it is the result 
of applying a conceptual scheme to the objects of which we are 
aware. 

We devise this scheme in advance of knowledge. We decide 
whether to play " animal, vegetable, or mineral " or some other 
game. We classify some facts as " physical," others as 
" mental," but what we do is in no way final. Such judgments 
are probable only. Laws are empirical generalizations from 
certain recurrent correlations of experience which are usually 
classified as " things." Every sequence of experience must 
show statistical stabilities of some sort and enable us to give 
probable predictions. 

We interpret our experience in the interests of action. " If 
I do this then so and so will probably happen." We set up 
hypotheses and test them. We cannot obtain complete veri- 
fiability, but it is sufficient for practical purposes to know that 
the roof will not fall on our heads. 

Because we are active beings, the world is bigger than 



THE DEBATE CONTINUES 193 

experience ; but knowledge is not merely a relation of the 
individual mind to an external object such that the existence of 
other minds is irrelevant. The categories we devise as guides 
to action are partly social products. " Our common under- 
standing and our common world may be in part created in 
response to our need to act together and to comprehend one 
another." 

Has Philosophy Progressed 

It is not my task, fortunately, to decide among the various 
theories that I have described. If the reader feels that at this 
stage* I ought to produce some final scheme that will clear up 
the perplexities I have dealt with, I fear that he will be dis- 
appointed. But I have not concealed my view that the meta- 
physical method was a mistake, and so I can at least express the 
opinion that all systems constructed on the basis of deductive 
Rationalism must be rejected. The more fruitful line seems to 
me to have been the empirical tradition derived from Locke. 

If that is correct we can narrow down the philosophies which 
need claim our present attention very considerably. We can 
rule out the system-builders though that does not mean that 
everything they said can be ignored. I shall have done my task 
badly if I have left the impression that we have little to learn 
from those massive intellects who tried to see the universe 
clearly and to see it whole. They swept away vast jungles of 
misunderstanding. No one can read Leibniz and Spinoza and 
Kant, to name but three, without finding an illumination on the 
present-day formulation of the perennial problems of man and 
the cosmos. Although they attempted the impossible, they 
achieved much that was permanently valuable. 

My contention has been that, despite appearances to the 
contrary; philosophy has made progress, albeit of an unusual 
kind. Its most solid progress has not been in answering 
questions, but in propounding better questions. If it is asked 
whether philosophy has made any discoveries, I think we may 
reply that it has discovered what it is doing. 

Let us glance back briefly at our starting-point. The 



194 THE DEBATE CONTINUES 

lonians began it all by asking, What is the world made of? 
By their discovery of reason they implied that there was an 
order, not visible to the naked eye, behind the haphazard 
occurrences of everyday life. The first inquirers, therefore, 
were led on to ask what was implied by an order of nature. 
Philosophy had emerged from a religious background, and 
some doctrines seemed as certain as the facts of ordinary 
observation. The natural answer was that an order of nature 
implied an ordering Mind God. 

If nature is orderly, and God made it so, we can apply reason 
to the concept of God. It used to be thought that we could 
discover something about the nature of God as well as about 
the nature of Nature by reasoning. I have shown where this 
led. 

For two thousand years the double inquiry went <Jn. The 
majority of philosophers, until the seventeenth century, seemed 
to find speculations about God even more fascinating than 
speculations about nature. The pre-eminence of theology was 
not seriously threatened in the period between the collapse of 
Alexandrian science and the Renaissance. 

The attempt to answer the questions of the lonians gave rise 
to a variety of theories that may be classed under two headings, 
(a) Materialism, (b) Idealism. As far as possible I have avoided 
this sort of classification because I do not think it is very help- 
ful. The most fundamental difference between philosophers 
is in their method of approach. Yet Materialism and Idealism 
may agree about method but differ in the solutions put forward. 
There are, for example, metaphysical Materialists and empirical 
Idealists. 

The Materialists said that the world was made of atoms. 
Everything that happened could be described in terms of matter 
in motion. To maintain this it had to be supposed that the 
world disclosed by the senses was somehow delusive. The 
reality was the atoms that could not be seen, not the objects 
that people saw. 

Materialism of this sort was just as much an affront to 
common sense as Berkeley's Immaterialism. Secondary quali- 



THE DEBATE CONTINUES IQ5 

ties were given a place in mind and mind became a dumping 
ground for whatever spoilt the neatness of the picture. 

It was partly to meet this situation that new kinds of 
Materialism were formulated. Both Emergent and Dialectical 
Materialism claimed to answer a difficulty about secondary 
qualities, which was seen to be also involved with the deeper 
problems of change. It seemed hardly possible to believe that 
the only sort of change that occurred was change of position by 
atoms as alike as two peas. 

Mechanical Materialism was a bold simplification. Logically 
it rested on a dubious, metaphysical view of substance. Its 
decline, however, was due to the fact that philosophers were 
driven out of the foothold on physical science that they struggled 
hard to keep. 

Mechanism was compatible, oddly enough, with Deism, but 
not with the new physics. Emergent Materialism is clearly 
incompatible with Deism, while Dialectical Materialism is 
aggressively Atheistic. 

The Shifting of the Problem 

It will be noticed, however, that none of these theories 
manages to banish what may be called the mysteriousness or, 
better still, the awkwardness of the universe. The Mechanist 
transfers it from matter to God, if he is a Deist, or to mind if 
he is not. The Emergent Materialist transfers it to an unborn 
God. The Dialectical Materialist transfers it to eternally self- 
moving matter. An alternative to solutions of this sort is 
Idealism. 

By Idealism I mean all theories that regard matter as deriva- 
tive. It is impossible to use these terms with complete con- 
sistency. A Mechanical Materialist who is also a Deist is an 
Idealist if he regards the material world as a creation of God, 
provided he regards God as pure Mind. But there is a practical 
convenience in classifying the various philosophical answers on 
this basis. 

Clearly there have been many philosophers who regarded 



196 THE DEBATE CONTINUES 

material objects as in some sense thoughts either as complexes 
of universals or thoughts in the mind of God or thoughts in 
the mind of man. But we cannot examine the rival merits of 
Idealism and Materialism for long without realizing that the 
old question, " What is the world made of ? " is not funda- 
mental. We are obliged to ask ourselves, " How can we find 
out what the world is made of ? " and finally, " What do we 
mean by ' finding out ' ? " 

When we examine the manner in which we can conduct the 
inquiry we find that there are at least two obvious methods. 
We can consider the ideas in our heads and ask what they imply, 
what we can deduce from them ; or we can observe what 
happens and generalize. We could deduce a lot of information 
from our ideas if we could be sure that these ideas were true. 
Metaphysical inquiry demands a belief that we can have a direct 
intuition into the nature of reality. 

No one, of course, would be so foolish as to deny that such a 
thing is possible. Some mathematical and scientific discoveries 
have come in a flash of intuition. But scientific intuitions have 
always been tested afterwards. They are accepted because they 
have survived repeated experiments, not because they were first 
thought of on top of a bus. 

If our concepts give us a direct insight into reality as Hegel 
believed it is evident that the metaphysician has a different 
kind of knowledge from the scientist. He does not merely 
know certain abstract features of the universe. He knows it 
from the inside, as he knows his own toothache. Pragmatists 
and empiricists make no such claims. 

Pragmatists regard scientific knowledge as little more than 
a set of rules for our guidance when we have to act. The rules 
are the best available, but from time to time they may have 
to be seriously modified. Once we leave the private data of 
immediate experience we say good-bye to certainty and enter 
what Locke called " the twilight of probability." 

The sharpest distinction between the metaphysical and the 
empirical method is seen in the treatment of concepts. For 
Hegel a material object say, a sparrow was merely a complex 



THE DEBATE CONTINUES 197 

of abstract ideas. To analyse it is to show that it consists of 
universals. 

For an empiricist, universals are symbolical devices for 
grouping particulars. The sparrow can be analysed into sense- 
data ; bundles of sense-data can be re-grouped and handed over 
to various departments for study the colour and weight to the 
physicist, other groupings to the chemist, still others to the 
biologist. The empiricist invents new concepts ; he invents 
Mass and Inertia, for example. But although the task may be 
difficult, such concepts can be broken down again finally into 
sensible constituents, or shown to be functions of them. 

From this point of view we can see that a stage is reached 
when the problem of the philosopher is not about the world, 
but about experience. Immediate awareness is contrasted with 
an orderly system of interpretations. The " world," as the 
object of anything worthy of the name of knowledge, is a 
rational construction. We devise a conceptual scheme, we keep 
on improving it, and we sort out our experiences and connect 
them to form a system within this scheme of concepts. 

Something like this is so widely admitted nowadays that I 
think we may almost regard it as a piece of territory conquered 
by the philosopher. Even Whitehead, who cannot be regarded 
as a pure empiricist, describes his aim as the search for a set 
of ideas in terms of which everything we experience can be 
interpreted. The other philosophers whom we have con- 
sidered Russell, the Logical Positivists, Dingle, and Lewis 
also have a similar aim, though they might word it differently. 
It seems evident that they are all engaged in trying to devise a 
conceptual scheme, and that they regard themselves as a good 
deal freer than most of their predecessors to invent concepts. 

This freedom is the note of contemporary thought. When 
the results are described as tentative or probable, or as working 
hypotheses, the emphasis is laid on our ignorance ; but from 
another point of view it draws attention to the important 
discovery that a priori truths are either about symbolism or 
are definitive. 

As definitions, a priori concepts are devised with the object 



198 THE DEBATE CONTINUES 

of constructing an orderly universe out of primitive experience. 
That, too, seems to be widely admitted. There are, of course, 
disagreements about details. If primitive experience is de- 
scribed as non-inferential knowledge, the construction may be 
regarded as inferred knowledge, and we are faced with the 
problem of the validity of inference, when it does more than 
generalize instances. In what sense, we then ask, are our 
constructions true ? 

Russell frankly assumes the validity of induction and the 
existence of causal laws. He writes : " In such cases, I shall 
allow myself to accept what seems necessary on pragmatic 
grounds, being content, as science is, if the results obtained are 
often verifiably true and never verifiably false. But wherever 
a principle is accepted on such grounds as these, the fact should 
be noted, and we should realize that there remains an mtellec- 
tual problem, whether soluble or not." (Analysis of Matter.) 

Lewis also accepts the pragmatic view, but Wittgenstein and 
Dingle boldly attempt to tackle the intellectual problem which, 
as Russell says, still remains. Wittgenstein tries to dispense 
altogether with unobserved entities. All agree that the con- 
structions made as a result of ordering experience according to a 
scheme of concepts are dependent on primitive facts that the 
entities of the world of reason must somehow be related to 
entities of the world of sense. 

Whether concepts are best regarded as functions of sense- 
data or as abstractions that can be translated into protocol 
statements of the type " Red, now,' 1 is perhaps a question of 
taste. Similarly, the argument about Solipsism seems to me, 
at least, largely verbal. If the " I " cannot be described we 
cannot make valid propositions in which it occurs. We cannot 
discuss it. The sort of Solipsism which includes the world in 
" myself " and common sense rightly laughs at, is jnanifest 
nonsense ; the sort of Solipsism which tries to put the world 
inside brackets labelled " I " is inescapable, but the brackets 
represent the limit of what can be said. We must take care 
not to embarrass ourselves with an unknowable Ding an sick 
outside them. 



THE DEBATE CONTINUES 199 

However, all this is, in a sense, a family quarrel and should 
not be allowed to obscure the broad agreement and the solid 
results achieved by empiricism. It accounts more satis- 
factorily than any other school of philosophy for what science 
is doing, and if it leads us into difficult and technical and even 
astonishing discussions, that is because science becomes 
increasingly difficult, technical, and astonishing. 

Philosophy and Life 

In treating that aspect of philosophy which is an adventure 
of ideas, and in suggesting that it can be studied because of the 
simple pleasure it gives, I am very far from regarding it as an 
escape from life, an activity to be confined in Flaubert's Ivory 
Tower. But I certainly hold that it is a delightful pursuit, and 
I think that that is the psychological reason why individuals 
take so much trouble to study both science and philosophy. 
" The scientist does not study nature because it is useful to do 
so," wrote Henri Poincare. " He studies it because he takes 
pleasure in it, and he takes pleasure in it because it is beautiful." 

Can we say of a piece of reasoning that it is beautiful ? I 
think the elegance and simplicity of a logical demonstration can 
unquestionably give some people an aesthetic satisfaction akin 
to that derived from a work of art. The Greeks understood 
this, which is perhaps why they described philosophers as lovers 
of wisdom and truth. 

Love is a strong word, but not, I think, too strong for a 
passion which scorns the harlotry of fantasy and demands that 
those dedicated to an austere beauty should be faithful even 
unto death. The love of truth which must not be confused 
with love of certainty has seldom made much appeal to re- 
ligious minds. Without it, however, philosophy would have 
foundered in sterile scholasticism, and there would have been 
no science. 

Science, with the transforming material power it gives us, is 
among the practical consequences of philosophy. There are 
other consequences with which I have no space to deal. And in 
the sphere of morals and religion it undoubtedly makes a 



200 THE DEBATE CONTINUES 

great difference whether our approach is metaphysical or 
empirical. 

William James praises the philosopher who " turns away from 
abstraction and insufficiency, from verbal solutions, from bad 
a priori reasons, from fixed principles, closed systems and pre- 
tended absolutes and origins. He turns towards concretencss 
and adequacy, towards facts, towards action and towards 
power. That means the empiricist temper regnant and the 
rationalist temper sincerely given up. It means the open air 
and possibilities of nature, as against dogma, artificiality, and 
pretence of final truth." (Pragmatism, 1907.) 

The empiricist is no doctrinaire who seeks to compel men to 
comply with his views. Unlike the metaphysician, he does not 
claim to possess knowledge that is certain and unshakable, and 
so he is a little less likely to persecute those who disagree with 
him. In their armchairs, metaphysicians do not seem able to 
do much harm, but when they inspire political action the result 
is invariably some form of despotism. If philosophers ever 
become kings it is to be hoped that they will be empiricists. 

The intolerance of most religions is due to their arrogant 
claim of possessing certainty ; but it is not quite true to say 
that all religious teachers have been metaphysical in the bad 
sense. 

It is said that some students once approached Buddha and 
complained that they were bewildered by the variety of doctrines 
taught by philosophers and did not know what to believe or 
how to act. In his reputed reply Buddha expressed what seems 
to me to be the essence of the empiricist attitude in words that 
could scarcely be bettered. He said : " Believe nothing on the 
faith of traditions, even though they have been held in honour 
for many generations, and in divers places. Do not believe 
a thing because many speak of it. Do not believe on the faith 
of the sages of the past. Do not believe what you have 
imagined, persuading yourself that a god inspires you. Believe 
nothing on the sole authority of your masters or priests. After 
examination, believe what you yourself have tested and found 
to be reasonable, and conform your conduct thereto." 



THE DEBATE CONTINUES 2OI 

USEFUL REFERENCES 

Contemporary British Philosophy, Ed. by J. H. Muirhead, two vols. ; 

1924-25. 

Through Science to Philosophy, by H. Dingle ; 1936. 
Mind and the World Order, by C. I. Lewis ; 1929. 
An Analysis of Knowledge and Valuation, by C. I. Lewis ; 1946. 
The Logic of Modern Physics, by P. W. Bridgman ; 1928. 
Critical Thinking : An Introduction to Logic and Scientific Method, 

by Max Black ; 1946. 



Glossary of Terms 

[These definitions are intended as aids to understanding and are not to be 
taken as precise.] 

ABSTRACTA are general or universal terms such as Beauty, Truth, 

Number, Equality. 
ABSTRACTION is the logical process of isolating an aspect from 

the total object. 
ANALYTIC describes a judgment in which the subject contains 

the predicate. 
A PRIORI is a judgment independent of sense-impressions ; 

non-empirical and universal. 
A POSTERIORI refers to the sort of knowledge acquired by 

experience. 
ATOMISM is the logical doctrine that there are certain basic, 

simple propositions from which other propositions are 

constructed. It is denied that all the facts in the universe 

are necessarily connected. 
ATTRIBUTE is that which expresses the nature of a substance. 

In logic it is that which is predicated of the subject of a 

proposition. 

CARTESIAN. The philosophy of Descartes. 
CATEGORIES are the inescapable forms in which knowledge is 

presented. For Aristotle they were ultimate modes of 

being viz., substance, quantity, quality, relation, place, 

time, position, etc. For Kant they were part of the 

apparatus of knowledge. 

CONCEPT is a general or abstract term. Conception is know- 
ledge of universals or abstrapta, in contrast to perception 

as awareness of particulars. 
CONNOTATION is the set of characteristics that belong to an 

object. 
COHERENCE is a characteristic of a system in which every fact 

is related to every other fact. 

202 



GLOSSARY OF TERMS 203 

CORRESPONDENCE THEORY OF TRUTH asserts that the truth of 
propositions depends on a one-one correspondence be- 
tween the terms and facts. 

COSMOLOGICAL ARGUMENT is a proof of the existence of a First 
Cause from series of causes ; or sometimes of Necessary 
Being from Contingent Being. 

DATUM is what is immediately given to the mind, the raw 
material of sense-impressions yet to be interpreted. 

DEDUCTION is a type of inference from the general to the 
particular. The conclusion necessarily follows from the 
premises. 

DENOTATION is the object to which a word applies. 

DETERMINISM is the theory that everything that exists conforms 
to law. 

DIALECTIC originally meant the process of argument by question 
and answer. For Hegel it became the law of the develop- 
ment of thought whereby the contradictions of thesis and 
antithesis are resolved in synthesis. 

EMPIRICAL is what is derived from experience. 

EPISTEMOLOGY is the theory of knowledge. 

ESSENCE is the nature of a thing, that which makes it unique. 

EXTENSION is physical space in contrast to the abstract space of 
mathematics. In logic the extension of an object is what- 
ever it includes. 

FORM has a variety of meanings. Traditionally, substantial 
form is what differentiates a thing from any other and 
determines its species or class ; as opposed to accidental 
form. In modern logic, formal is that which is indepen- 
dent of meaning, such as a symbol. 

IDEALISM is, broadly speaking, any philosophy opposed to 
Materialism. Metaphysical Idealism asserts that reality is 
mental or spiritual ; epistemological Idealism regards 
ideas (the content of experience) as the data of know- 
ledge. 

IDEOLOGY is nowadays usually taken to mean the socially con- 
ditioned (and therefore impermanent), categories of 
thought. 



204 GLOSSARY OF TERMS 

IMMEDIATE is by direct awareness ; interpretations and scientific 
constructions are mediate. 

INDUCTION is the process of generalizing from a set of observa- 
tions. 

INFERENCE is the process of passing from one or more pro- 
positions believed to be true to another proposition which 
seems to be implied. 

INNATE IDEAS are those concepts believed to be inborn. Their 
existence was affirmed by Descartes and denied by 
Locke. 

LOGISTICS is modern symbolic logic. 

MECHANISM is the theory that all phenomena can be reduced to 
the laws of matter in motion. 

METAPHYSICS is traditionally the science of Being or Qatology. 
Metaphysical knowledge is obtained by deduction from 
axioms and claims to be universal and certain in contrast 
to empirical knowledge, which claims only to be probable. 

MODES are classes or categories in addition to True and False : 
viz., potential, actual, possible, necessary. For Spinoza a 
mode is " that which exists in, and is conceived through, 
something other than itself. " Thus motion and rest arc 
modes of Extension, which is an attribute of Divine 
Substance. 

MONAD is an irreducible unit, the metaphysical counterpart of 
the scientific atom. 

MONISM is the theory that there is but one fundamental sub- 
stance. 

NECESSARY is opposed to contingent, or what might have been 
otherwise, and it is applied to propositions whose truth can 
be certified on a priori or logical grounds. 

NOMINALISM is the doctrine that universals are mere names ; 
the opposite view that they really exist was held by Plato 
and known in the Middle Ages as Realism, 

NOUMENON is a Kantian term for the unknowable world of 
reality held to lie behind appearances, or phenomena. 

OBJECTIVE refers to whatever exists independently of the 
knowing mind. 



GLOSSARY OF TERMS 205 

ONTOLOGICAL is sometimes used to distinguish the inde- 
pendently real from the subjective or epistemological 
object. 

PANTHEISM is the theory that nothing truly exists except 
God. 

PARTICULAR is individual as opposed to universal ; or, in logic, 
a member of a class. 

PERCEPTS are sometimes called particulars. They are sense- 
objects such as tables and chairs, trees and moun- 
tains. 

PHENOMENA are appearances, in contrast to things-in-themselves, 
, or noumena. 

PLURALISM is the theory that reality is composed of many 
irreducible substances. 

POSITIVISM is the theory that knowledge describes phenomena 
and that metaphysics is largely meaningless. 

PRAGMATISM is the theory that the meaning and truth of a pro- 
position depend on its consequences. If two propositions 
yield the same consequences they have the same meaning. 
Beliefs are for the purposes of action, and if that is success- 
ful the beliefs are " true." 

PREDICATE is what asserts a quality of a subject. Thus, in 
" Socrates is mortal," Socrates is the subject and mortal 
the predicate. 

PROPOSITION is a sentence which express a truth or false- 
hood. 

RATIONALISM is the philosophical theory that the criterion of 
truth is intellectual, and not sensory ; the chief exponents 
were Descartes, Leibniz, and Spinoza. Opposed to it arc 
Empiricism and Positivism, with which, curiously enough, 
modern Rationalism has come to be associated. The word 
has. changed its original meaning. 

REALISM to-day means the theory that we have direct knowledge 
of an external world. 

REPRESENTATIONALISM is the theory that the mind knows the 
external world through the mediation of ideas which 
represent objects. 



206 GLOSSARY OF TERMS 

SEMANTICS is the study of the relation of signs to the objects to 
which they are applicable. 

SENSA are isolated sense-qualities. 

SENSATIONALISM is the theory that knowledge is ultimately 
derived from sensations. 

SOLIPSISM is an epistemological theory which takes the experi- 
encing Self as the starting-point for all knowledge and 
regards the external world as a rational construction by the 
Self from the raw material of its experience. 

SPECIES is a class included in a wider class, the genus. 

SUBJECTIVE IDEALISM is less radical than Solipsism, though the 
latter may be included under this heading. 

SUBSTANCE was identical with essence in Greek philosophy, 
though the Scholastics drew a distinction. Substance has 
been regarded as that which exists in itself and inde- 
pendently of another being ; the substratum supporting 
qualities ; the ultimate subject of predication. 

SYNTHETIC is a type of judgment in which the predicate is not 
contained in the subject in opposition to analytic. 

TELEOLOGICAL means purposive. The belief in final causes is 
teleological. 

TRANSCENDENT is the opposite of immanent. It is what is 
beyond possible experience. Transcendental philosophy is 
a name for Kantianism. 



Table of Dates 



B.C. 



Thales, c. 624-546. 
Anaximander, c. 610-546. 
Anaximenes, c. 585-528. 
Pythagoras, c. 571-497. 
Heraclitus, c. 504-501. 
Parmenides, c. 501-492. 
Zeno of Elea, c. 464. 
Anaxagoras, c. 500-428. 
Empedocles, c. 484-424. 
Democritus, c. 460-371. 
Socrates, 469-399. 
Plato, 427-348. 
Aristotle, 384-322. 
Epicurus, 341-270. 
Zeno of Citium, 336-264. 

A.D. 

Plotinus, 205-220. 
Augustine, 354-430. 
Aboard, 1079-1142. 
Maimonides, 1135-1204. 
Aquinas, 1225-1274. 
William of Occam, died 1349. 
Bruno, 1548-1600. 
Galileo, 1564-1642. 
Hobbes, 1588-1679. 
Locke, 1632-1714. 
Spinoza, 1632-1677. 



Newton, 1642-1727. 
Leibniz, 1646-1716. 
Berkeley, 1685-1753. 
Voltaire, 1694-1778. 
Lamettrie, 1709-1751. 
Hume, 1711-1776. 
Condillac, 1715-1780. 
d'Holbach, 1723-1789. 
Kant, 1724-1804. 
Fichte, 1762-1814. 
Hegel, 1770-1831. 
Schopenhauer, 1788-1860. 
Comte, 1798-1857. 
J. S. Mill, 1806-1873. 
Marx, 1818-1883. 
Engels, 1820-1895. 
Herbert Spencer, 1820-1903. 
T. H. Huxley, 1825-1895. 
Avenarius, 1843-1896. 
C. S. Peirce, 1839-1914. 
William James, 1842-1910. 
F. H. Bradley, 1846-1924. 
Henri Bergson, 1859-1941. 
S. Alexander, 1859-1938. 
John Dewey, 1859- 
A. N. Whitehead, 1861-1948. 
Lenin, 1870-1924. 
Bertrand Russell, 1872- 
C. I. Lewis, 1883- 
R. Carnap, 1891- 



207 



INDEX 



ABLARD, 27 

Absolute, the, 42, 84, no, 116, 149 

Idea, the, 114, 118, 119 
Abstraction, 68, 85, no, in, 150, 

156 

Addison, 65 
Agnosticism, 150 
Alexander, Samuel, 161, 162 
Analysis, logical, 167, 184 
Analysis of Matter, The (Russell), 

141, 176, 198 

Analytic judgment, 76, 77 
Anaxagoras, 20 
Anaximander, 13, 14 
Antithesis, 113, 122 
Appearance and Reality (Bradley), 

'53. 

Apperception, 94 
A priori, 80, 89, 98, 123, 143, 191, 

W. 

A posteriori, 90 

Aristotle, 3, 6, 21, 23, 61, 65, 114 
Aristotelian logic, 23, 24, 83, in, 

169 

Association of ideas, 75, 80, 85 
Atomic theory, ancient, 19, 21 

modern, 163, 175, 176 
Atheism, 43, 96, 136, 195 
Avenarius, 146 

BABYLONIA, i, 13 

Bacon, Francis, 31, 62, 86 

Bacon, Roger, 27 

Beauty, 21, 199 

Becoming, 109, 113, 114, 152 

Behaviourism, 34, 183 

Bergson, 15, 151, 160, 171 

Berkeley, 4, 5,6, 118, 146 
and Hegel, 71, 103 
and Hume, 74, 75, 82 
theory of knowledge, 66-72 

Bohr, 135 

Bradley, 98, 120, 153 

Bridgman, 181 

Broad, C. D., 37, 171, 183 

Bruno, 28 

Buddha, 20* 



CANTOR, 171 

Carnap, R., 73, 178, 181, 183 
Cassirer, 85 

Categories, 89, 91, 92, 98, 192, 193 
Caudwell, C., 121 
Causation, 23, 73, 93, 142, 144 
Hegel on, 102, 142 
Hume on, 64, 73, 79 
Russell on, 80, 175, 198 
Whitehead on, 157, 158 
Change, problem of, 14-16, 117, 

149166 

Bergson on, 152 
dialectical, 107, 125, 128, 151 
as illusion, 18, 105 
Chaos, 20, 86 
Christianity Not Mysterious (Toland) 

65 

Comte, 136 
Concepts, 10, 45, 51, 67, 82, 84, 

175, 196 
connective, 88 

reality of, 76, 83, 84, 95, 103, 107 
scientific, 190, 191, 192, 197 
sensuous and non-sensuous, 83, 

89, 98, 103, 104 

Concept of Nature (Whitehead), 157 
Condillac, 60, 136 
Contradiction, 40, 76, 77, 114, 126, 

127, 174 

Cotes, Roger, 56 
Crisis in Physics, The (Caudwell), 

132 

Critique of Judgment (Kant), 87 
Critique of Practical Reason (Kant), 

87 
Critique of Pure Reason (Kant), 87, 

93 

DALTON, 135 
Darwin, 135, 151 
Definition, in, 112, ifi 
Defoe, 65 

Deism, 136, 142, 150, 195 
Democritus, 19, 22, 30 
Descartes, 5, 28, 29, nS 
and cogito, 4, 33 



20* 



2IO 



INDEX 



Descartes and God, 40, 41, 43 
and innate ideas, 35, 83 
and method, 32, 35, 187 
and substance, 33, 34, 36, 42 

Determinism, 36, 43, 139, 150 

Dewey, J., 181 

d'Holbach, 136 

Dialectic, 113, 114, 119, 123, 128, 

135 

Dialectics of Nature (Engels), 121 
Dingle, H., 186-191, 197, 198 
Diogenes, 31 
Driesch, 24 
Dualism, 33, 36, 45 
Duration, 160-162 

EDDINGTON, 8 

Efficient Cause, 23 

Einstein, 50, 135, 146, 147, 158, 170, 
182, 187 

Egypt, i, 13 

Elan vital, 152 

Eleatics, 18 

Empedocles, 14 

Empiricism, 18, 64, 143, 200 
methods of, 84, 142, 156 
and logic, 143, 171, 178, 180 
" and Rationalism, 56, 76 

Encyclopedists, 135, 136, 137 

Engels, 121, 122, 124, 126, 127, 130, 

t, - I31 
Epicureans, 27 

Essay Concerning Human Under- 
standing, An (Locke), 52, 53 

Event, 25, 158, 159, 160, 164, 170, 
177 

Evolution, 13, 18, 125, 151, 152, 153, 
161 

Ewing, A. C., 97 

Existence, 9, 94, 96, 104, 106, 107, 
1 68, 173 

Experience, 9, 10, 72, 73, 98, 188, 
189, 191, 197 

Extension, 42, 71, 91 

FARRINGTON, B., 121 

Feigl, 183 

Fichte, 135 

Final cause, 23 

First cause, 23, 102, 141 

First Principles (Spencer), 151 

Forms, 22, 23 

Forms of intuition, 89 

Formal cause, 23 



Formal logic, 24 
Frank, Philip, 178 
Freewill, 37, 45, 96 
Frege, 171, 178 
Freud, 135 

From Religion to Philosophy (Corn- 
ford), 7 

GALILEO, 4, 27, 135, 169 

and Copernicus, 29, 32 

and experiments, 30 

and Hobbes, 3 1 
Genus, 54, 108, in, 112, 113 
Given, the, 10, 86, 97, 191 
God, 150, 195 

existence of, 28, 35, 40, 60, 95, 96, 
136, 142 

finite, 154, 164, 165, 195 

mind of, 14, 20, 194 

as substance, 42, 45 * 

as Supreme Monad, 49 

HAHN, 178 

Haldane, J. B. S., 121 

Hegel, 5, 15, 100-116, 169 

and Berkeley, 103 

and dialectic, 108, 109, 113, 133, 
127 

and history, 119, 132 

and Kant, 98, 101 

and the limit to Knowledge, 95 

and Materialism, 118 
Hegelians, 119, 120 
Heraclitus, 2, 4, 14, 15, 16, 22, 31, 

117 

Hesiod, 13, 20 
Hilbert, 178 
History of Western Philosophy 

(Russell), 152, 171 
Hobbes, 27, 31, 32, 62, 86 
Homer, 13 
Hook, Sidney, 127 
Hume, 5, 6, 60, 84, 85, 92, 176 

and causation, 64, 73, 79 

and impressions, 75, 80, 174 

and induction, 78, 79, 147, i8a 

and logical analysis, 174- 

and the self, 63, 78 
Hypothesis, 123, 137, 138, 139, 140, 
192 

IDEALISM, 21, 49, 194, 195 
objective, no, 118, 122, 170 
subjective, 4, 20, 50, 63, 187 



INDEX 



211 



Ideology, no, 118, 122, 170 

Immaterialism, 69, 187, 194 

Immediate, 114 

Immortality, 95, 96 

Indeterminate, the, 14 

Indian Philosophy (Dasgupta), 78 

Induction, 78, 79, 80, 81, 140-145, 

176, 182 

Innate Ideas, 34, 45, 51, 58, 67 
Inquiry Concerning Human Under- 

standing (Hume), 74 
Instrumentalism, 181 
Intuition, 40, 60, 72, 80, 88, 196 
lonians, 1-3, n, 16, 61, 70, u8, 

194 

JAMES, WILLIAM, 153, 181, 200 
Johnson, Dr., 61, 66, 104, 107, 187 
Jowett, Dr., 173 
Judgment, types of, 92 

KANT, 5, 6, 64, 82-99 

and God, 96, 173 

and Hegel, 95, 98 

and Hume, 87 

and Leibniz, 48, 50, 94 
Kepler, 4, 135 
Keynes, J. M., 73, 146, 14? 
Kirchhoff, 146 

LA METTRIE, 136 

Language, 10, 11, 53, 54, 69, 90, 

T i I5 V 79 
Laplace, 36 

Laws of logic, 174, 180 

of Nature, 41, 72, 163, 170, 175, 

181, 182, 183, 190, 192 
Leibniz, 4, 28, 35, 39, 66, 86, 132, 
187 

and epistemology, 48, 49 

and God, 47, 50 

and Newton, 44, 50 

and monads, 40, 46-49, 159 

and substance, 46, 76 
Lenin, 4, 121, 125, 127, 129, 146 
Leucippus, 19 
Levy, Hyman, 121 
Lewis, C. I., 184, 191, 192, 193, 198 
Locke, 4, 5, 6, 28, 51, 52, 65, 118, 
141 

and Berkeley, 63, 68, 69, 72 

and general ideas, 54, 67, 68, 84 

and Leibniz, 53 

and Newton, 53 



Locke and probability, 62, 63 
and qualities, 57, 61, 62 
and simple ideas, 58, 60, 61 
and substance, 61, 158, 169 
Logical atomism, 46, 50, 155, 170, 

179, 189 
constants, 174 

Positivism, 5, 73, 121, 178, 182- 
184, 197 

MACH, 146, 178 

Maimonides, 41 

Mana, 14 

Marx, 120, 121, 122, 126, 129, 130, 

151 

Mass, 30 

Material cause, 23 
Materialism, 13, 19, 20, 21 

Dialectical, 5, 18, 121-133, 149, 

151 

Emergent, 183, 195 
Mechanical, 31, 32, 36, 118, 112, 
132, 136, 137, H7, 150, 153, 
162, 194, 195 
Materialism and Empirio-Criticism 

(Lenin), 121 

Matter, 22, 23, 32, 36, 61 
and Berkeley, 71, 150 
and Engels, 124, 125 
and Mill, 143 
and Russell, 177 
Mathematics, 7, 32, 44, 62, 90, 

152, 171, 172 
and empiricism, 75, 76, 8x, 144, 

146 

and logic, 127, 155, 179, 180 
and mysticism, 17, 177 
McDougall, W., 50 
Meaning, 180, 196 
Metaphysics, 52, 64, 80, 98, 141, 

146, 156, 166 

method of, 7, 39, 56, 180, 181, 196 
systems of, 18, 38-64, 100-133 
Mechanics, 146 
Mill, J. S., 140, 143-146, 182 
Middle Ages, 3, 24 
Mind, 9, 20 

and body, 34, 42, 176, 177, 184 
Mind and the World Order (Lewis), 

86, 184, 191 
Mode, 42, 92 

Modes of Thought (Whitehead), 158 
Monad, 40, 46-50, 159 
Monadology, 53, 66, 132 



212 INDEX 

Monism, 36, 37, 41, 49, 102, 123 



Moore, G. E., 178 

Moral Law, 97 

Morgan, Lloyd, 153 

Motion, 25, 79, 146, 151, 152, 190 

Mysticism and Logic (Russell), 80 

NEURATH, O., 178 

Newton, 4, 30, 44, 50, 56, 65, 67, 

79> I39> r 4o> 146, 181 
Nominalism, 10, 30, 54 
Noumena, 93, 94, 98 
Number, 17, 20, 45, 50, 71, 125, 

159, 170, 171 

OCCAM, 36 

Order of Nature, 40, 41, 102, 194 



Organism, 46, 155 
Origin of Species (D\ 



>arwin), 151 



PARMENIDES, 18, 19, 20, 105, 109, 

"7 

Pascal, 65 
Peano, 178 
Pearson, Karl, 146 
Peirce, Charles, 181 
Percepts, 67, 79, 82, 84, 86, 89, 175, 

177 

Persia, 13, 1 6 

Phenomena, 48, 93, 98, 106, 146 
Philosophy, 2, 105, 117, 182 
experimental, 4, 30, 35, 38, 138 
progress of, 5, 7, 100, 193 
speculative, 4, 157 
Philosophy of Hegel, The (Stace), 115 
Philosophy and Logical Syntax 

(Carnap), 181 
Philosophy for a Modern Man, A 

(Levy), 128 
Philosophy and the Physicists (Steb- 

bing), 8 
Plato, 3, 5, 6, 24, 105, 162 

theory of ideas, 20, 21, 31, 83, 98, 

103 

Pluralism, 49 
Poincare*, H., 199 
Pope, Alexander, 65, 66 
Positivism, 136, 143, 146, 156, 171 
Potential, 24, 114 
Pragmatism, 181, 182, 196, 200 
Principia (Newton), 56 
Principles of Human Knowledge 
(Berkeley), 66, 7 a 



Principia Mathematica (Russell and 

Whitehead), 155, 171 
Process, 16, 25, 125, 159, 160 
Process and Reality (Whitehead), 10, 

23, 156, 165 

Probability, 62, 63, 142, 143, 182 
Progress, 120, 125, 151, 153 
Prolegomena to an Idealist Theory of 
Knowledge (N. Kemp Smith), 

5? 
Propositions, 24, 69, 106, 109, 167, 

168, 171, 180 

elementary, 179, 181 

factual, 77, 89, 96 

formal, 93, 96, 168 
Prepositional functions, 172, 174 
Pythagoras, 17-20, 27, 177 

QUALITY, 22, 57, 61, 109, 125, 140, 

146 * 

emergent, 153, 154, 161 
empirical, 29, 92, 154, 161 
occult, 56 
primary and secondary, 30, 36, 48, 

576i, 157 

and quantity, 122, 126, 128, 151 
Quantum theory, 8, 155 

RADICAL physicalism, 178 
Rationalism (see also Metaphysics) : 
deductive, 7, 18, 35, 39, 51, 56, 

8395, "7, H3, 193 
Greek, 28 
modern (see also Empiricism), 40, 

122 

Reality, 10, 21, 39, 72, 77, 93, 103, 

104, 117, 152, 193 
Realism, 19, 129, 176, 191 
Reason, 3, 14, 15, 40 
and commonsense, 28, 29, 48, 74, 

141, 146 
and Hegel, 114 
and Kant, 95 
and science, 137, 189 
worship of, 135, 136 
Relations, 94, 160, 162, 170, 174 
Relativity, Theory of, 6, 94, 158 
Religion, 6, 13, 73, 96, 115, 132, 

137, 150, i <> I, 200 
Religion in the Making (Whitehead), 

161 
Russell, Bertrand, 9, 141, 144, 167- 

178, 197 
and Berkeley, 4, 176 



INDEX 



Russell and Bergson, 152, 171 

and Causation, 80, 175, 198 

and Hume, 174, 176 

and Kant, 171 

and Logical Positivism, 121, 178 

and Solipsism, 187 

and Theory of Descriptions, 168, 

172 
Rousseau, 136 

Sceptical Essays (Russell), 9 

Schelling, 100 

Schlick, M., 178, 182 

Scholasticism, 3, 30, 53, 65, 199 

Schopenhauer, 105 

Science, 13, 30, 134, 135, 141, 181, 

199 
and philosophy, 2, 31, 56, 64, 81, 

132, 134, 183 
and method of, 31, 38, 39, 137, 

138, 139, 140, 187-190 
Science and Human Experience 

(Dingle), 187 
Science and the Modern World 

(Whitehead), 156, 157, 159 
Scientific Thought (Broad), 37 
Science versus Idealism (Cornforth), 

121 
Secret of Hegel, The (J. H. Stirling), 

120 

Self and Berkeley, 70, 72 

and Descartes, 34, 77 

and Dingle, 188 

and Hume, 63, 64, 78 

and Indian philosophy, 33, 78 

and Kant, 98 

and Locke, 66 

and Logical Positivism, 183 

and Russell, 176, 177 

and Wittgenstein, 191 
Sensation, 58, 60, 85, 91 
Sense-data, 69, 75, 197 
Shaw, G. B., 153 
Similarity, 85 
Socrates, 27 
Solipsism, 47, 72, 85, 106, 176, 187, 

1*1, 198 
Soul, 33 

Soviet Union, 5, 121 
Space, 25, 44, 48, 50, 91, 94, 158, 

1 60 

Space-time, 154, 159, 161, 162 
Spac t Time and Dtity (Alexander), 
154 



Spencer, Herbert, 150, 151, 152 
Spinoza, 27, 28, 35, 39, 118, 137 

and ethics, 43 

and God, 40, 41, 42 

and Leibniz, 44, 45, 48 
Stebbing, L. Susan, 8, 73 
Steele, 65 
Sublation, 114 
Subject and object, 106, 108, 109, 

no 
Substance, 45, 63, 68, 76, 84 

and accidents, 24, 61, 151 

and attributes, 22, 33, 36, 44, 102 

and causation, 158, 175 

and God, 40, 42 

and lonians, 14, 15, 16 

and Monads, 46 

self-moving, 123, 125, 126 
Substratum, 24, 61, 71, 106, 158, 

169 

Synthetic judgments, 77, 90, 171 
Synthesis, 114, 122 



TAUTOLOGY, 174, 180 
Teleology, 125 
Thales, 6, 15 
Theodicee (Leibniz), 66 
Thesis, 114 
Things and events, 159 

and ideas, 71,75, 104, 123 

and process, 16, 25, 125 

as states of substance, 42, 45 

in themselves, 48, 50, 94, 103, 

146 
Time, 6, 91, 149 

absolute, 44 

atomic, 41, 160 

as relation, 25, 48, 50, 94, 161 
Toland, 65 
Tractatus Logico-Philosophicus 

(Wittgenstein), 178 
Treatise of Human Nature, A 

(Hume), 74 
Truth, 25, 59, 7*. *43, 198, 199 

and coherence, 42 

and correspondence, 77 

and logic, 76, 101, 174, 179, 182, 
197 

and Marxism, 123, 128-131 

and mathematics, 90, 144 

UNIFORMITY of nature, 79, 102, 144 
Unity of opposites, 16, 109, 114 



214 



INDEX 



Universal Philosophy, 105, 117 
Universals, 21, 22, 30, 54, 55, 67, 82, 

103, 104, 107 
Unknowable, the, 93, 94, 98, 101, 

150 

VERIFICATION, 138, 179, 181, 182, 

198 

Vienna Circle, 178 
Vitalism, 24 
Voltaire, 136 



Whitehead, A. N., 9, 150, 156-166, 
197 

and Bergson, 160 

and Extensive Abstraction, 171, 172 

and God, 164, 165, 166 

and Leibniz, 51, 159 

and perception, 157, 163, 168 

and simple location, 159 
Wittgenstein, 50, 174, 178, 190, 198 
Worcester, Bishop of, 62 
Words, 54, 55, 67, 70 



WALLACE, WILLIAM, 105 



ZENO, 6, 105, 152