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320 
L578r 


LEVI- STRAUSS 


RACE  AND  HISTORY 


THE  LIBRARY 

OF 

THE  UNIVERSITY 

OF  CALIFORNIA 

LOS  ANGELES 


IE     RACE     QUESTION     IN     MODERN     SCIENCE 


M^4J  mOll^JSJL 


by 
CLAUDE    LEVI-STRAUSS 


I 
lOU 


In  I  he  same  series: 


Race  and  Culture 

by  Michel  Lkiris.  46  pp. 
liacc  and  Psychology 

by  Otto  Klineberg.  39  ]ip. 
Race  and  Biology 

by  Leslie  C.  Dunn.  48  pp. 
Racial  Myths 

by  Juan  Comas.  51  pp. 
The  Roots  of  Prejudice 

by  Arnold  M.  Rosi:.  41  pp. 

In  preparation: 

Race  and  Society 

by  Kenneth  L.   Little. 
The  Significance  of  Racial 
Differences 

by  Geoffrey  M.  Morant. 


Price  per  volume: 

$   .25;   1/6;   75  fr. 


Price:  $-.25;  1/6;  75  fr 


THE    RACE    QUESTION    IN    MODERN    SCIENCE 


RACE 

AND 
HISTORY 

by 

Claude  Levi-Strauss 

Director  of  Studies  at  the 
Ecole  pratique  des  hautes  etudes 


UNESCO    PARIS 


Published  by  the  United  Nations 

Educational,  Scientijic  and  Cultural  Organization 

19,  avenue  Kliber,  Paris-16'^ 

Printed  by  G.   Thone,  Li^ge 

Copyright  1952  by  Unesco,  Paris 


SS.52.II.  6A 


CONTENTS 


I.  Race   and    culture 5 

II.  The   diversity   of  cultures 8 

III.  The   ethnocentric   attitude 11 

IV.  Archaic   and   primitive   cultures       ....  16 

V.  The  idea  of  progress .20 

VI.  "Stationary"    and    "cumulative"    history  24 

VII.  The  place  of  western  civilization     ....  30 

VIII.  Chance   and    civilization 34 

IX.  Collaboration    between    cultures        ....  41 

X.  The  Counter-currents  of  progress   ....  46 
Bibliography 50 


$  746071 


I.  RACE  AND  CULTURE 


It  may  seem  somewhat  surprising,  in  a  series  of  booklets 
intended  to  combat  racial  prejudice,  to  speak  of  the  contribu- 
tions made  by  various  races  of  men  to  world  civilization.  It 
vs^ould  be  a  waste  of  time  to  devote  so  much  talent  and  effort 
to  demonstrating  that,  in  the  present  state  of  scientific 
knowledge,  there  is  no  justification  for  asserting  that  any 
one  race  is  intellectually  superior  or  inferior  to  another,  if 
we  were,  in  the  end,  indirectly  to  countenance  the  concept 
of  race  by  seeming  to  show  that  the  great  ethnic  groups 
constituting  human  kind  as  a  whole  have,  as  such,  made 
their  own  peculiar  contributions  to  the  common  heritage. 

Nothing  could  be  further  from  our  intentions,  for  such  a 
course  of  action  would  simply  result  in  an  inversion  of  the 
racist  doctrine.  To  attribute  special  psychological  charac- 
teristics to  the  biological  races,  with  a  positive  definition, 
is  as  great  a  departure  from  scientific  truth  as  to  do  so  with 
a  negative  definition.  It  must  not  be  forgotten  that  Gobineau, 
whose  work  was  the  progenitor  of  racist  theories,  regarded 
"the  inequality  of  the  human  races"  as  qualitative,  not  quan- 
titative; in  his  view,  the  great  primary  races  of  early  man — 
the  white,  the  yellow  and  the  black — differed  in  their  special 
aptitudes  rather  than  in  their  absolute  value.  Degeneration 
resulted  from  miscegenation,  rather  than  from  the  relative 
position  of  individual  races  in  a  common  scale  of  values;  it 
was  therefore  the  fate  in  store  for  all  mankind,  since  all 
mankind,  irrespective  of  race,  was  bound  to  exhibit  an 
increasing  intermixture  of  blood.  The  original  sin  of  anthro- 
pology, however,  consists  in  its  confusion  of  the  idea  of  race, 
in  the  purely  biological  sense  (assuming  that  there  is  any 
factual  basis  for  the  idea,  even  in  this  limited  field — which 
is  disputed  by  modern  genetics),  with  the  sociological  and 
psychological  productions  of  human  civilizations.  Once  he 
had  made  this  mistake,  Gobineau  was  inevitably  committed 
to  the  path  leading  from  an  honest  intellectual  error  to  the 
unintentional  justification  of  all  forms  of  discrimination  and 
exploitation. 


When,  therefore,  in  this  paper,  we  speak  of  the  contribu- 
tions of  different  races  of  men  to  civilization,  we  do  not 
mean  that  the  cultural  contributions  of  Asia  or  Europe, 
Africa  or  America  are  in  any  way  distinctive  because  these 
continents  are,  generally  speaking,  inhabited  by  peoples  of 
different  racial  stocks.  If  their  contributions  are  distinctive — 
and  there  can  be  little  doubt  that  they  are — the  fact  is  to  be 
accounted  for  by  geographical,  historical  and  sociological 
circumstances,  not  by  special  aptitudes  inherent  in  the 
anatomical  or  physiological  make-up  of  the  black,  yellow  or 
white  man.  It  seemed  to  us,  however,  that  the  very  effort 
made  in  this  series  of  booklets  to  prove  this  negative  side  of 
the  argument,  involved  a  risk  of  pushing  into  the  background 
another  very  important  aspect  of  the  life  of  man— the  fact  that 
the  development  of  human  life  is  not  everywhere  the  same 
but  rather  takes  form  in  an  extraordinary  diversity  of  societies 
and  civilizations.  This  intellectual,  aesthetic  and  sociological 
diversity  is  in  no  way  the  outcome  of  the  biological  differ- 
ences, in  certain  observable  features,  between  different  groups 
of  men;  it  is  simply  a  parallel  phenomenon  in  a  different 
sphere.  But,  at  the  same  time,  we  must  note  two  important 
respects  in  which  there  is  a  sharp  distinction.  Firstly,  the 
order  of  magnitude  is  different.  There  are  many  more  human 
cultures  than  human  races,  since  the  first  are  to  be  counted 
in  thousands  and  the  second  in  single  units;  two  cultures 
developed  by  men  of  the  same  race  may  differ  as  much  as, 
or  more  than,  two  cultures  associated  with  groups  of  entirely 
different  racial  origin.  Secondly,  in  contrast  to  the  diversity 
of  races,  where  interest  is  confined  to  their  historical  origin 
or  their  distribution  over  the  face  of  the  world,  the  diversity 
of  cultures  gives  rise  to  many  problems;  it  may  be  wondered 
whether  it  is  an  advantage  or  a  disadvantage  for  human  kind, 
and  there  are  naturally  many  subsidiary  questions  to  be  con- 
sidered under  this  general  head. 

Last  and  most  important,  the  nature  of  the  diversity  must 
be  investigated  even  at  the  risk  of  allowing  the  racial  preju- 
dices whose  biological  foundation  has  so  lately  been  destroyed 
to  develop  again  on  new  grounds.  It  would  be  useless  to 
argue  the  man  in  the  street  out  of  attaching  an  intellectual  or 
moral  significance  to  the  fact  of  having  a  black  or  white  skin, 
straight  or  frizzy  hair,  unless  we  had  an  answer  to  another 
question  which,  as  experience  proves  he  will  immediately  ask: 
if  there  are  no  innate  racial  aptitudes,  how  can  we  explain 
the  fact  that  the  white  man's  civilization  has  made  the  tre- 


mendous  advances  with  which  we  are  all  familiar  while  the 
civilizations  of  the  coloured  peoples  have  lagged  behind,  some 
of  them  having  come  only  half  way  along  the  road,  and  others 
being  still  thousands  or  tens  of  thousands  of  years  behind  the 
times?  We  cannot  therefore  claim  to  have  formulated  a 
convincing  denial  of  the  inequality  of  the  human  races,  so 
long  as  we  fail  to  consider  the  problem  of  the  inequality — or 
diversity — of  human  cultures,  which  is  in  fact — however 
unjustifiably — closely  associated  with  it  in  the  public  mind. 


II.  THE  DIVERSITY  OF  CULTURES 


If  wc  are  lo  understand  how,  and  to  what  extent,  the  various 
human  cultures  differ  from  one  another,  and  whether  these 
differences  confhct  or  cancel  one  another  out  or,  on  the  con- 
trary, are  all  instrumental  in  forming  a  harmonious  whole, 
the  first  thing  to  do  is  to  draw  up  a  list  of  them.  But  here 
we  immediately  run  into  difficulties,  for  we  are  forced  to 
recognize  that  human  cultures  do  not  all  differ  from  one 
another  in  the  same  way  or  on  the  same  level.  Firstly,  we 
have  societies  co-existing  in  space,  some  close  together  and 
some  far  apart  but,  on  the  whole,  contemporary  with  one 
another.  Secondly,  we  have  social  systems  that  have  followed 
one  another  in  time,  of  which  we  can  have  no  knowledge  by 
direct  experience.  Anyone  can  become  an  ethnographer  and 
go  out  to  share  the  life  of  a  particular  society  which  interests 
him.  But  not  even  the  historian  or  archeologist  can  have  any 
personal  contact  with  a  vanished  civilization;  all  his  know- 
ledge must  be  gleaned  from  the  writings  or  the  monuments 
which  it  or  other  societies  have  left  behind.  Nor  must  we 
forget  that  those  contemporary  societies  which  have  no  know-, 
legde  of  writing,  like  those  wich  we  call  "savage"  or  "primi- 
tive", were  preceded  by  other  forms  of  society  of  which  we 
can  learn  nothing,  even  indirectly.  If  we  are  honest  in  drawing 
up  our  list,  we  shall  have,  in  such  cases,  to  leave  blank  spaces, 
which  will  probably  be  far  more  numerous  than  the  spaces  in 
which  we  feel  we  can  make  some  entry.  The  first  thing  to 
be  noted  is  therefore  that,  in  fact  in  the  present,  as  well  as 
in  fact  and  in  the  very  nature  of  things  in  the  past,  the  diver- 
sity of  human  cultures  is  much  greater  and  richer  than  we 
can  ever  hope  to  appreciate  to  the  full. 

But  however  humble  we  may  be  in  our  approach,  and  how- 
ever well  we  may  appreciate  our  limitations  in  this  respect, 
there  are  other  problems  to  be  considered.  What  are  we  to 
understand  by  "different"  cultures.^  Some  cultures  appear  to 
qualify  for  this  description,  but,  if  they  are  derived  from  a 
common  stock,  they  cannot  differ  in  the  same  way  as  two 
societies  which  have  had  no  contacts  with  one  another  at  any 

8 


stage  of  their  development.  For  instance,  the  ancient  Inca 
Empire  in  Peru  and  the  Kingdom  of  Dahomey  in  Africa  are 
more  absolutely  different  than  are,  let  us  say,  England  and  the 
United  States  today,  although  these  two  societies  also  are  to  be 
regarded  as  distinct.  Conversely,  societies  which  have  been 
in  very  close  contact  since  a  recent  date  give  the  impression 
of  representing  a  single  civilization,  whereas  in  fact  they  have 
reached  the  present  stage  by  different  paths,  which  we  are 
not  entitled  to  ignore.  Forces  working  in  contrary  directions 
operate  simultaneously  in  human  societies,  some  being  conduc- 
tive to  the  preservation  and  even  the  accentuation  of  parti- 
cularism, while  others  tend  to  promote  convergence  and 
affinity.  Striking  instances  are  to  be  found  in  the  study  of 
language  for,  while  languages  whose  origin  is  the  same  tend 
to  develop  differences  from  one  another — e.g.  Russian, 
French  and  English — languages  of  different  origin  which  are 
spoken  in  adjacent  territories  developed  common  characteris- 
tics; Russian,  for  example,  has  developed  differences  from 
other  Slavic  languages  in  certain  respects  and  grown  closer, 
at  least  in  certain  phonetic  features,  to  the  Finno-Ugrian  and 
Turkish  languages  spoken  in  its  immediate  geographic  neigh- 
bourhood. 

A  study  of  such  facts — and  we  could  easily  find  similar 
instances  in  other  aspects  of  civilization,  such  as  social  insti- 
tutions, art  and  religion — leads  us  to  ask  whether,  in  the 
inter-relations  of  human  societies,  there  may  not  be  an 
optimum  degree  of  diversity,  which  they  cannot  surpass  but 
which  they  can  also  not  fall  short  of  without  incurring  risks. 
This  optimum  would  vary  according  to  the  number  of  socie- 
ties, their  numerical  strength  their  geographical  distance  from 
one  another,  and  the  means  of  communication  (material  and 
intellectual)  at  their  disposal.  The  problem  of  diversity  does 
not,  in  fact,  arise  solely  with  regard  to  the  inter-relations  of 
cultures;  the  same  problem  is  found  within  each  individual 
society  with  regard  to  the  inter-relations  of  the  constituent 
groups;  the  various  castes,  classes,  professions  or  religious 
denominations  develop  certains  differences,  which  each  of 
them  considers  to  be  extremely  important.  It  may  be  wondered 
whether  this  internal  differentiation  does  not  tend  to  increase 
Avhen  the  society  becomes  larger  and  otherwise  more  homo- 
geneous; this  may  perhaps  have  been  what  happened  in 
ancient  India,  where  the  caste  system  developed  as  a  sequel 
to  the  establishment  of  the  Aryan  hegemony. 

It  is  thus  clear  that  the  concept  of  the  diversity  of  human 


cultures  cannot  be  static.  It  is  not  the  diversity  of  a  collection 
of  lifeless  samples  or  the  diversity  to  be  found  in  the  arid 
pages  of  a  catalogue.  Men  have  doubtless  developed  differen- 
tiated cultures  as  a  result  of  geographical  distance,  the 
special  features  of  their  environment,  or  their  ignorance  of 
the  rest  of  mankind;  but  this  would  be  strictly  and  absolutely 
true  only  if  every  culture  or  society  had  been  born  and  had 
developed  without  the  slightest  contact  with  any  others.  Such 
a  case  never  occurs  however,  except  possibly  in  such  excep- 
tional instances  as  that  of  the  Tasmanians  (and,  even  then, 
only  for  a  limited  period).  Human  societies  are  never  alone; 
when  they  appear  to  be  most  divided,  the  division  is  always 
between  groups  or  clusters  of  societies.  It  would  not,  for 
instance,  be  an  unwarranted  presumption  that  the  civiliza- 
tions of  North  and  South  America  were  cut  off  from  almost 
all  contacts  with  the  rest  of  the  world  for  a  period  lasting 
from  10,000  to  25,000  years.  But  the  great  section  of  mankind 
thus  isolated  consisted  of  a  multitude  of  societies,  great  and 
small,  having  very  close  contacts  with  one  another.  Moreover, 
side  by  side  with  the  differences  due  to  isolation,  there  are 
others  equally  important  which  are  due  to  proximity,  bred 
of  the  desire  to  assert  independence  and  individuality.  Many 
customs  have  come  into  being,  not  because  of  an  intrinsic 
need  for  them  or  of  a  favourable  chance,  but  solely  because 
of  a  group's  desire  not  to  be  left  behind  by  a  neighbouring 
group  which  was  laying  down  specific  rules  in  matters  in 
which  the  first  group  had  not  yet  thought  of  prescribing 
laws. , We  should  not,  therefore,  be  tempted  to  a  piece-meal 
study  bf  the  diversity  of  human  cultures,  for  that  diversity 
depends  less  on  the  isolation  of  the  various  groups  than  on 
the  relations  between  them. 


10 


III.  THE  ETHNOCENTRIC  ATTITUDE 


Yet  it  would  seem  that  the  diversity  of  cultures  has  seldom 
been  recognized  by  men  for  what  it  is — a  natural  phenomenon 
resulting  from  the  direct  or  indirect  contacts  between  socie- 
ties; men  have  tended  rather  to  regard  diversity  as  something 
abnormal  or  outrageous;  advances  in  our  knowledge  of  these 
matters  served  less  to  destroy  this  illusion  and  replace  it  by 
a  more  accurate  picture  than  to  make  us  accept  it  or  accommo- 
date ourselves  to  it. 

The  attitude  of  longest  standing  which  no  doubt  has  a  firm 
psychological  foundation,  as  it  tends  to  reappear  in  each  one 
of  us  when  we  are  caught  unawares,  is  to  reject  out  of  hand 
the  cultural  institutions — ethical,  religious,  social  or  aesthetic 
which  are  furthest  removed  from  those  with  which  we  inden- 
tify  ourselves.  "Barbarous  habits",  "not  what  we  do",  "ought 
not  to  be  allowed",  etc.  are  all  crude  reactions  indicative  of 
the  same  instinctive  antipathy,  the  same  repugnance  for  ways 
of  life,  thought  or  belief  to  which  we  are  unaccustomed.  The 
ancient  world  thus  lumped  together  everything  not  covered 
by  Greek  (and  later  the  Greco-Roman)  culture  under  the 
heading  of  "barbarian":  Western  civilization  later  used  the 
term  "savage"  in  the  same  sense.  Underlying  both  these  epi- 
thets is  the  same  sort  of  attitude.  The  word  "barbarian"  is 
probably  connected  etymologically  with  the  inarticulate  confu- 
sion of  birdsong,  in  contra-distinction  to  the  significant 
sounds  of  human  speech,  while  "savage" — "of  the  woods" — 
also  conjures  up  a  brutish  way  of  life  as  opposed  to  human 
civilization.  In  both  cases,  there  is  a  refusal  even  to  admit  the 
fact  of  cultural  diversity;  instead,  anything  which  does  not 
conform  to  the  standard  of  the  society  in  which  the  individual 
lives  is  denied  the  name  of  culture  and  relegated  to  the  realm 
of  nature. 

There  is  no  need  to  dwell  on  this  naive  attitude,  which  is 
nevertheless  deeply  rooted  in  most  men,  since  this  booklet 
— and  all  those  in  the  same  series — in  fact  refutes  it.  It  will  be 
enough,  in  this  context,  to  note  that  a  rather  interesting  para- 
dox lies  behind  it.   This  attitude  of  mind,   which  excludes 

11 


"savages"  (or  any  people  one  may  choose  to  regard  as  savages) 
from  human  kind,  is  precisely  the  attitude  most  strikingly 
characteristic  of  those  same  savages.  We  knov^,  in  fact,  that 
«the  concept  of  humanity  as  covering  all  forms  of  the  human 
species,  irrespective  of  race  or  civilization,  came  into  being 
very  late  in  history  and  is  by  no  means  widespread.  Even 
where  it  seems  strongest,  there  is  no  certainty — as  recent 
history  proves — that  it  is  safe  from  the  dangers  of  misunder- 
standing or  retrogression.  So  far  as  great  sections  of  the 
human  species  have  been  concerned,  however,  and  for  tens 
of  thousands  of  years,  there  seems  to  have  been  no  hint  of 
any  such  idea.  Humanity  is  confined  to  the  borders  of  the 
tribe,  the  linguistic  group,  or  even,  in  some  instances,  to  the 
Nillage,  so  that  many  so-called  primitive  peoples  describe 
themselves  as  "the  men"  (or  sometimes — though  hardly  more 
discreetly — as  "the  good",  "the  excellent",  "the  well- 
achieved"),  thus  implying  that  the  other  tribes,  groups  or 
villages  have  no  part  in  the  human  virtues  or  even  in  human 
nature,  but  that  their  members  are,  at  best,  "bad",  "wicked", 
"ground-monkeys",  or  "lousy  eggs".  They  often  go  further 
and  rob  the  outsider  of  even  this  modicum  of  actuality,  by 
referring  to  him  as  a  "ghost"  or  an  "apparition".  In  this  way, 
curious  situations  arise  in  which  two  parties  at  issue  present 

tragic  reflexion  of  one  another's  attitude.  In  the  GreaterH 
Antilles,  a  few  years  after  the  discovery  of  America,  while  the  1 
Spaniards  were  sending  out  Commissions  of  investigation  to 
discover  whether  or  not  the  natives  had  a  soul,  the  latter  spent 
their  time  drowning  white  prisoners  in  order  to  ascertain, 
by  long  observation,  whether  or  not  their  bodies  Avould 
decompose.  ■^ 

This  strange  and  tragic  anecdote  is  a  good  illustration  of 
the  paradox  inherent  in  cultural  relativism  (which  we  shall 
find  again  elsewhere  in  other  forms);  the  more  we  claim  to 
discriminate  between  cultures  and  customs  as  good  and  bad, 
the  more  completely  do  we  identify  ourselves  with  those  we 
would  condemn.  By  refusing  to  consider  as  human  those  who 
seem  to  us  to  be  the  most  "savage"  or  "barbarous"  of  their 
representatives,  we  merely  adopt  one  of  their  own  character- 
istic attitudes.  The  barbarian  is,  first  and  foremost,  the  man 
N\ho  believes  in  barbarism. 

Admittedly  the  great  philosophic  and  religious  systems 
which  humanity  has  evolved — Buddhism,  Christianity  or 
Islam,  the  Stoic,  Kantian  of  Marxist  doctrines — have  con- 
stantly condemned  this  aberration.  But  the  simple  statement 

12 


that  all  men  are  iialurally  equal  and  should  be  hound 
together  in  brotlierhood,  irrespective  of  race  or  culture,  is  not 
very  satisfactory  to  the  intellect,  for  it  overlooks  a  factual 
diversity  which  we  cannot  help  but  see;  and  we  are  not 
entitled,  either  in  theory  or  in  practice,  to  behave  as  if  there 
were  no  such  diversity,  simply  because  we  say  that  it  does  not 
affect  the  essence  of  the  question.  The  preamble  to  Unesco's 
second  Statement  on  the  race  problem  very  rightly  observes 
that  the  thing  which  convinces  the  man  in  the  street  that  there 
are  separate  races  is  "the  immediate  evidence  of  his  senses 
when  he  sees  an  African,  a  European,  an  Asiatic  and  an  Ame- 
rican Indian  together". 

Likewise,  the  strength  and  the  weakness  of  the  great  decla- 
rations of  human  rights  has  always  been  that,  in  proclaiming 
an  ideal,  they  too  often  forget  that  man  grows  to  man's 
estate  surrounded,  not  by  humanity  in  the  abstract,  but  by 
a  traditional  culture,  where  even  the  most  revolutionary 
changes  leave  whole  sectors  quite  unaltered.  Such  declarations 
can  themselves  be  accounted  for  by  the  situation  existing  at 
a  particular  moment  in  time  and  in  particular  space.  Faced 
with  the  two  temptations  of  condemning  things  which  are 
offensive  to  him  emotionally  or  of  denying  differences  which 
are  beyond  his  intellectual  grasp,  modern  man  has  launched 
out  on  countless  lines  of  philosophical  and  sociological  spe- 
culation in  a  vain  attempt  to  achieve  a  compromise  between 
these  two  contradictory  poles,  and  to  account  for  the  diversity 
of  cultures  while  seeking,  at  the  same  time,  to  eradicate  what 
still  shocks  and  offends  him  in  that  diversity. 

But  however  much  these  lines  of  speculation  may  differ, 
and  however  strange  some  of  them  may  be,  they  all,  in  point 
of  fact,  come  back  to  a  single  formula,  which  might  probably 
best  be  described  by  the  expression  false  evolutionism.  In 
what  does  this  consist.^  It  is  really  an  attempt  to  wipe  out  the 
diversity  of  cultures  while  pretending  to  accord  it  full  recog- 
nition. If  the  various  conditions  in  which  human  societies 
are  found,  both  in  the  past  and  in  far  distant  lands,  are 
treated  as  phases  or  stages  in  a  single  line  of  development, 
starting  from  the  same  point  and  leading  to  the  same  end, 
it  seems  clear  that  the  diversity  is  merely  apparent.  Humanity 
is  claimed  to  be  one  and  the  same  everywhere,  but  this  unity 
and  identity  can  be  achieved  only  gradually;  the  variety  of 
cultures  we  find  in  the  world  illustrates  the  several  stages  in 
a  process  which  conceals  the  ultimate  reality  or  delays  our 
recognition  of  it. 

13 


This  may  seem  an  over-simplification  in  view  of  the 
enormous  achievements  of  Darwinism.  But  Darwinism  is  in 
no  way  implicated  here,  for  the  doctrine  of  biological  evolu- 
tion, and  the  pseudo-evolutionism  we  have  in  mind,  are  two 
very  different  things.  The  first  was  developed  as  a  great 
working  hypothesis,  based  on  observations  in  which  there 
was  very  little  need  for  interpretation.  The  various  types  in 
the  genealogy  of  the  horse,  for  instance,  can  be  arranged  in 
an  evolutive  series  for  two  reasons:  firstly,  a  horse  can  only 
be  sired  by  a  horse;  and  secondly,  skeletons  varying  gradually 
from  the  most  recent  to  the  most  ancient  forms  are  found  at 
different  levels  in  the  earth,  representing  earlier  and  earlier 
periods  of  history  as  we  dig  deeper.  It  is  thus  highly  probable 
that  Hipparion  was  the  real  ancestor  of  Equus  caballus.  The 
same  reasoning  is  probably  applicable  to  the  human  species 
and  the  different  races  constituting  it.  When,  however,  we 
turn  from  biology  to  culture,  things  become  far  more  compli- 
cated. We  may  find  material  objects  in  the  soil,  and  note  that 
the  form  or  manufacture  of  a  certain  type  of  object  varies 
progressively  according  to  the  depth  of  the  geological  strata. 
But  an  axe  does  not  give  birth  to  an  axe  in  the  physical  sense 
that  an  animal  gives  birth  to  an  animal.  Therefore,  to  say 
that  an  axe  has  developed  out  of  another  axe  is  to  speak 
metaphorically  and  with  a  rough  approximation  to  truth,  but 
without  the  scientific  exactitude  which  a  similar  expression 
has  in  biological  parlance.  What  is  true  of  material  objects 
whose  physical  presence  in  the  earth  can  be  related  to  deter- 
minable periods,  is  even  more  true  of  institutions,  beliefs  and 
customs,  whose  past  history  is  generally  a  closed  book  to  us. 
The  idea  of  biological  evolution  is  a  hypothesis  with  one  of 
the  highest  coefficients  of  probability  to  be  found  in  any  of 
the  natural  sciences,  whilst  the  concept  of  social  or  cultural 
evolution  offers  at  best  a  tempting,  but  suspiciously  convenient 
method  of  presenting  facts. 

Incidentally,  this  difference,  which  is  too  often  overlooked, 
between  true  and  false  evolutionism  can  be  explained  by  the 
dates  of  their  development.  The  doctrine  of  biological  evolu- 
tion admittedly  gave  sociological  evolutionism  a  decided  fillip 
but  the  latter  actually  preceded  the  former.  Without  going 
back  to  the  views  which  Pascal  took  over  from  antiquity,  and 
looking  upon  humanity  as  a  living  being  passing  through  the 
successive  stages  of  childhood,  adolescence  and  maturity,  we 
may  see  in  the  eighteenth  century  the  elaboration  of  all  the 
basic  images  which  were  later  to  be  bandied  about — Vico's 

14 


"spirals",  and  his  "three  ages"  foreshadowing  Comte's 
"three  states",  and  Condorcet's  "stairway".  Spencer  and 
Tylor,  the  two  founders  of  social  evolutionism,  worked  out 
and  published  their  doctrine  before  the  appearance  of  the 
Origin  of  Species,  or  without  having  read  that  work.  Prior 
in  date  to  the  scientific  theory  of  biological  evolution,  social 
evolutionism  is  thus  too  often  merely  a  pseudo-scientific  mask 
for  an  old  philosophical  problem,  which  there  is  no  certainty 
of  our  ever  solving  by  observation  and  inductive  reasoning. 


15 


IV.  ARCHAIC  AND  PRIMITIVE  CULTURES 


We  have  already  suggested  that,  from  its  own  point  of  view, 
each  society  may  divide  cultures  into  three  categories:  contem- 
porary cultures  found  in  another  part  of  the  world;  cultures 
which  have  developed  in  approximately  the  same  area  as  the 
society  in  question,  but  at  an  earlier  period;  and  finally,  those 
earlier  in  time  and  occupying  a  different  area  in  space. 

We  have  seen  that  our  knowledge  of  these  three  groups 
cannot  be  equally  exact.  In  the  last  case,  when  we  are  con- 
cerned with  cultures  which  have  left  behind  no  written  records 
or  buildings,  and  which  employed  very  primitive  techniques 
(as  is  true  for  one  half  of  the  inhabited  world  and  for 
90-99  per  cent  varying  according  to  region,  of  the  time  since 
the  dawn  of  civilization),  it  may  be  said  that  we  can  really 
know  nothing  of  them,  and  that  our  best  efforts  at  under- 
standing them  can  be  no  more  than  suppositions. 

On  the  other  hand,  there  is  a  great  temptation  to  try  to 
arrange  cultures  in  the  first  category  in  an  order  representing 
a  succession  in  time.  It  is,  after  all,  natural  that  contemporary 
societies  with  no  knowledge  of  electricity  and  the  steam 
engine  should  call  to  mind  the  corresponding  phase  in  the 
development  of  Western  civilization.  It  is  natural  to  compare 
natives  tribes,  ignorant  of  writing  and  metallurgy,  but 
depicting  figures  on  walls  of  rock  and  manufacturing  stone 
implements,  with  the  primitive  forms  of  that  same  civiliza- 
tion, which,  as  the  traces  left  behind  in  the  caves  of  France 
and  Spain  bear  witness,  looked  similar.  It  is  in  such  matters 
that  false  evolutionism  has  mainly  been  given  free  reign.  But 
the  almost  irresistible  temptation  to  indulge  in  such  compa- 
risons whenever  opportunity  offers  (is  not  the  Western  tra- 
veller wont  to  see  the  "Middle  Ages"  in  the  East,  "the  days 
of  Louis  XIV"  in  pre-1914  Peking,  and  "Stone  Age"  among 
the  Aborigines  in  Australia  or  New  Guinea.!*),  is  extraordina- 
rily dangerous.  We  can  know  only  certain  aspects  of  a  vanished 
civilization;  and  the  older  the  civilization,  the  fewer  are  those 
aspects  since  we  can  only  have  knowledge  of  things  which 
have  survived  the  assaults  of  time.  There  is  therefore  a  ten- 

16 


dency  to  take  the  part  for  the  whole  and  to  conclude  that, 
since  certain  aspects  of  two  civilizations  (one  contemporary 
and  the  other  lost  in  the  past)  show  similarities,  there  must 
be  resemblances  in  all  aspects.  Not  only  is  this  reasoning 
logically  indefensible  but,  in  many  cases,  it  is  actually  refuted 
by  the  facts. 

Until  a  relatively  recent  date,  the  Tasmanians  and  Patago- 
nians  used  chipped  stone  implements,  and  certain  Australian 
and  American  tribes  still  make  such  tools.  But  studying  these 
teaches  us  very  little  about  the  use  of  similar  tools  in  the 
palaeolithic  period.  How  were  the  famous  "hand-axes"  used.^ 
And  yet  their  purpose  must  have  been  so  specific  that  their 
form  and  manufacture  remained  rigidly  standardized  for  one 
or  two  hundred  thousand  years  over  an  area  stretching  from 
England  to  South  Africa  and  from  France  to  China.  What 
was  the  use  of  the  extraordinary  flat,  triangular  Levalloisian 
pieces  .3  Hundreds  of  them  are  found  in  deposits  and  yet  we 
have  no  hypothesis  to  explain  them.  What  were  the  so-called 
Batons  de  commandement,  made  of  reindeer  antler.**  What 
technical  methods  were  used  in  the  Tardenoisian  cultures, 
which  have  left  behind  them  an  incredible  number  of  tiny 
fragments  of  chipped  stone,  in  an  infinite  variety  of  geo- 
metrical shapes,  but  very  few  tools  adapted  to  the  size  of  the 
human  hand.**  All  these  questions  indicate  that  there  may  well 
be  one  resemblance  between  palaeolithic  societies  and  certain 
contemporary  native  societies;  both  alike  have  used  chipped- 
stone  tools.  But,  even  in  the  technological  sphere,  it  is 
difficult  to  go  further  than  that;  the  employment  of  the 
material,  the  types  of  instruments  and  therefore  the  purpose 
for  which  they  were  used,  were  quite  different,  and  one  group 
can  teach  us  very  little  about  the  other  in  this  respect.  How 
then  can  we  gain  any  idea  of  the  language,  social  institutions 
or  religious  beliefs  of  the  peoples  concerned.!* 

According  to  one  of  the  commonest  explanations  derived 
from  the  theory  of  cultural  evolution,  the  rock  paintings  left 
behind  by  the  middle  palaeolithic  societies  were  used  for 
purposes  of  magic  ritual  in  connexion  with  hunting.  The  line 
of  reasoning  is  as  follows:  primitive  peoples  of  the  present  day 
practise  hunting  rites,  which  often  seem  to  us  to  serve  no 
practical  purpose;  the  many  pre-historic  paintings  on  rock 
walls  deep  in  caves  appear  to  us  to  serve  no  practical  purpose; 
the  artists  who  executed  them  were  hunters;  they  were  there- 
fore used  in  hunting  rites.  We  have  only  to  set  out  his  implicit 
argument    to    see    how    entirely    inconsequent    it    is.    It    is, 

17 


incidentally,  most  current  among  non-specialists,  for  ethno- 
graphers, who  have  had  actual  dealings  with  the  primitive 
peoples  whom  the  pseudo-scientist  is  so  cheerfully  prepared 
to  serve  up  for  whatever  purpose  happens  to  concern  him  at 
the  moment,  with  little  regard  for  the  true  nature  of  human 
cultures,  agree  that  there  is  nothing  in  the  facts  observed  to 
justify  any  sort  of  hypothesis  about  these  paintings.  While 
we  are  on  the  subject  of  cave  paintings,  we  must  point  out 
that,  except  for  the  cave  paintings  found  in  South  Africa 
(which  some  hold  to  be  the  work  of  native  peoples  in  recent 
times),  "primitive"  art  is  as  far  removed  from  Magdalenian 
and  Aurignacian  art  as  from  contemporary  European  art,  for 
it  is  marked  by  a  very  high  degree  of  stylization,  sometimes 
leading  to  complete  distortion,  while  prehistoric  art  displays 
a  striking  realism.  We  might  be  tempted  to  regard  this 
characteristic  as  the  origin  of  European  art;  but  even  that 
would  be  untrue,  since,  in  the  same  area,  palaeolithic  art  was 
succeeded  by  other  forms  of  a  different  character;  the  identity 
of  geographical  position  does  not  alter  the  fact  that  different 
peoples  have  followed  one  another  on  the  same  stretch  of 
earth,  knowing  nothing  or  caring  nothing  for  the  work  of 
their  predecessors,  and  each  bringing  in  conflicting  beliefs, 
techniques  and  styles  of  their  own. 

The  state  which  the  civilizations  of  America  had  reached 
before  Columbus'  discovery  is  reminiscent  of  the  neolithic 
period  in  Europe.  But  this  comparison  does  not  stand  up  to 
closer  examination  either;  in  Europe,  agriculture  and  the 
domestication  of  animals  moved  forward  in  step,  whereas  in 
America,  while  agriculture  was  exceptionally  highly  devel- 
oped, the  use  of  domestic  animals  was  almost  entirely 
unknown  or,  at  all  events,  extremely  restricted.  In  America, 
stone  tools  were  still  used  in  a  type  of  agriculture  which,  in 
Europe,  is  associated  with  the  beginnings  of  metallurgy. 

There  is  no  need  to  quote  further  instances,  for  there  is 
another  and  much  more  fundamental  difficulty  in  the  way  of 
any  effort,  after  discovering  the  richness  and  individuality  of"* 
human  cultures,  to  treat  all  as  the  counterparts  of  a  more  or 
less  remote  period  in  Western  civilization:  broadly  speaking 
(and  for  the  time  being  leaving  aside  America,  to  which  we 
shall  return  later),  all  human  societies  have  behind  them  a 
past  of  approximately  equal  length.  If  we  were  to  treat 
certain  societies  as  "stages"  in  the  development  of  certain 
others,  we  should  be  forced  to  admit  that,  while  something 
was  happening   in   the   latter,    nothing — or   very   little — was 

18 


going  on  in  the  former.  In  fact,  we  are  inclined  to  talk  of 
"peoples  with  no  history"  (sometimes  implying  that  they  are 
the  happiest).  This  ellipsis  simply  means  that  their  history  is 
and  will  always  be  unknown  to  us,  not  that  they  actually  have 
no  history.  For  tens  and  even  hundreds  of  millenaries,  men 
there  loved,  hated,  suffered,  invented  and  fought  as  others 
did.  In  actual  fact,  there  are  no  peoples  still  in  their  child- 
hood; all  are  adult,  even  those  who  have  not  kept  a  diary  of 
their  childhood  and  adolescence. 

We  might,  of  course,  say  that  human  societies  have  made 
a  varying  use  of  their  past  time  and  that  some  have  even 
wasted  it;  that  some  were  dashing  on  while  others  were 
loitering  along  the  road.  This  would  suggest  a  distinction 
between  two  types  of  history:  a  progressive,  acquisitive  type, 
in  which  discoveries  and  inventions  are  accumulated  to  build 
up  great  civilizations;  and  another  type,  possibly  equally 
active  and  calling  for  the  utilization  of  as  much  talent,  but 
lacking  the  gift  of  synthesis  which  is  the  hall-mark  of  the 
first.  All  innovations,  instead  of  being  added  to  previous 
innovations  tending  in  the  same  direction,  would  be  absorbed 
into  a  sort  of  undulating  tide  which,  once  in  motion,  could 
never  be  canalized  in  a  permanent  direction. 

This  conception  seems  to  us  to  be  far  more  flexible  and 
capable  of  differentiation  than  the  over-simplified  views  we 
have  dealt  with  in  the  preceding  paragraphs.  We  may  well 
give  it  a  place  in  our  tentative  interpretation  of  the  diversity 
of  cultures  without  doing  injustice  to  any  of  them.  But  before 
we  reach  that  stage  there  are  several  other  questions  to  be 
considered. 


19 


V.  THE  IDEA  OF  PROGRESS 


We  must  first  consider  the  cultures  in  the  second  category 
we  defined  above:  the  historical  predecessors  of  the  "obser- 
ver's" culture.  The  situation  here  is  far  more  complicated  than 
in  the  cases  vv^e  have  considered  earlier.  For  in  this  case  the 
hypothesis  of  evolution,  which  appears  so  tenuous  and  doubt- 
ful as  a  means  of  classifying  contemporary  societies  occupying 
different  areas  in  space,  seems  hard  to  refute,  and  would 
jindeed  appear  to  be  directly  borne  out  by  the  facts.  We 
know,  from  the  concordant  evidence  of  archaeology,  pre- 
historic study  and  palaeontology,  that  the  area  now  known 
as  Europe  was  first  inhabited  by  various  species  of  the  genus 
Homo,  who  used  rough  chipped  flint  implements;  that  these 
first  cultures  were  succeeded  by  others  in  which  stone  was 
first  more  skilfully  fashioned  by  chipping,  and  later  ground 
and  polished,  while  the  working  of  bone  and  ivory  was  also 
perfected;  that  pottery,  weaving,  agriculture  and  stock  rearing 
then  came  in,  associated  with  a  developing  use  of  metals,  the 
stages  of  which  can  also  be  distinguished.  These  successive 
forms  therefore  appear  to  represent  evolution  and  progress; 
some  are  superior  and  others  inferior.  But,  if  all  this  is  true, 
it  is  surely  inevitable  that  the  distinctions  thus  made  must 
affect  our  attitude  towards  contemporary  forms  of  culture 
exhibiting  similar  variations.  The  conclusions  we  reached 
above  are  thus  in  danger  of  being  compromised  by  this  new 
line  of  reasoning. 

The  progress  which  humanity  has  made  since  its  earliest 
days  is  so  clear  and  so  striking  that  an  attempt  to  question  it 
could  be  no  more  than  an  exercise  of  rhetoric.  And  yet,  it  is 
not  as  easy  as  it  seems  to  arrange  mankind's  achievements  in 
a  regular  and  continuous  series.  About  50  years  ago,  scholars 
had  a  delightfully  simple  scheme  to  represent  man's  advance: 
the  old  stone  age,  the  new  stone  age,  the  copper,  bronze  and 
iron  ages.  But  in  this,  everything  was  over-simplified.  We 
now  suspect  that  stone  was  sometimes  worked  simultaneously 
by  the  chipping  and  polishing  methods;  when  the  latter 
replaced   the   former,    it  did   not   simply  represent   a   natural 

20 


technical  advance  from  the  previous  stage,  but  also  an  attempt 
to  copy,  in  stone,  the  metal  arms  and  tools  possessed  by  other 
civilizations,  more  "advanced"  but  actually  contemporary  with 
their  imitators.  On  the  other  hand,  pollery-making,  which 
used  to  be  regarded  as  a  distinctive  feature  of  the  so-called 
"polished  stone  age",  was  associated  with  the  chipping  pro- 
cess of  fashioning  stone  in  certain  parts  of  northern  Europe. 

To  go  no  further  than  the  period  when  chipped-stone 
implements  were  manufactured,  known  as  the  palaeolithic 
age,  it  was  thought  only  a  few  years  ago  that  the  variants  of 
this  method — characteristic  of  the  "core-tool",  "flake-tool" 
and  "blade-tool"  industries — represented  a  historical  pro- 
gression in  three  stages,  known  respectively  as  lower  palaeoli- 
thic, middle  palaeolithic  and  upper  palaeolithic.  It  is  now 
recognized  that  these  three  variants  were  all  found  together, 
representing  not  stages  in  a  single  advance,  but  aspects  or, 
to  use  the  technical  term,  "facies"  of  a  technique  which  may 
not  have  been  static  but  whose  changes  and  variations  were 
extremely  complex.  In  fact,  the  Levallois  culture  which  we 
have  already  mentioned,  and  which  reached  its  peak  between 
the  2o0th  and  70th  millenary  B.C.,  attained  to  a  perfection  in 
the  art  of  chipping  stone  which  was  scarcely  equalled  until 
the  end  of  the  neolithic  period,  245,000  to  65,000  years  later, 
and  which  we  would  find  it  extremely  difficult  to  copy  today. 

Everything  we  have  said  about  the  development  of  cultures 
is  also  true  of  races,  although  (as  the  orders  of  magnitude 
are  different)  it  is  impossible  to  correlate  the  two  processes. 
In  Europe,  Neanderthal  Man  was  not  anterior  to  the  oldest 
known  forms  of  Homo  sapiens;  the  latter  were  his  contempo- 
raries and  maybe  even  his  predecessors.  And  it  is  possible  that 
the  most  diverse  types  of  Hominidae  may  have  been  contem- 
porary even  though  they  did  not  occupy  the  same  parts  of 
the  world — "pygmies"  living  in  South  Africa,  "giants"  in 
China  and  Indonesia,  etc. 

Once  more,  the  object  of  our  argument  is  not  to  deny  the 
fact  of  human  progress  but  to  suggest  that  we  might  be  more 
cautious  in  our  conception  of  it.  As  our  prehistoric  and 
archaeological  knowledge  grows,  we  tend  to  make  increasing 
use  of  a  spatial  scheme  of  distribution  instead  of  a  time  scale 
scheme.  The  implications  are  two:  firstly,  that  "progress" 
(if  this  term  may  still  be  used  to  describe  something  very 
different  from  its  first  connotation)  is  neither  continuous  nor 
inevitable;  its  course  consists  in  a  series  of  leaps  and  bounds, 
or,  as  the  biologists  would  say,  mutations.  These  leaps  and 

21 


bounds  are  not  always  in  the  same  direction;  the  general 
trend  may  change  too,  rather  like  the  progress  of  the  knight 
in  chess,  who  always  has  several  moves  open  to  him  but  never 
in  the  same  direction.  Advancing  humanity  can  hardly  be 
likened  to  a  person  climbing  stairs  and,  with  each  movement, 
adding  a  new  step  to  all  those  he  has  already  mounted;  a 
more  accurate  metaphor  would  be  that  of  a  gambler  who  has 
staked  his  money  on  several  dice  and,  at  each  throw,  sees 
them  scatter  over  the  cloth,  giving  a  different  score  each  time. 
What  he  wins  on  one,  he  is  always  liable  to  lose  on  another, 
and  it  is  only  occasionally  that  history  is  "cumulative",  that 
is  to  say,  that  the  scores  add  up  to  a  lucky  combination. 

The  case  of  the  Americas  proves  convincingly  that  "cumu- 
lative" history  is  not  the  prerogative  of  any  one  civilization 
or  any  one  period.  Man  first  came  to  that  enormous  conti- 
nent, no  doubt  in  small  nomadic  groups  crossing  the  Behring 
Straits  during  the  final  stages  of  the  Ice  age,  at  some  date 
which  cannot  have  been  much  earlier  than  the  20th  millenary 
B.C.  In  twenty  or  twenty-five  thousand  years,  these  men  pro- 
duced one  of  the  most  amazing  examples  of  "cumulative" 
history  the  world  has  ever  seen:  exploring  the  whole  range  of 
the  resources  of  their  new  natural  environment,  cultivating 
a  wide  variety  of  plants  (besides  domesticating  certain  species 
of  animals)  for  food,  medicines  and  poisons,  and — as  no- 
where else — using  poisonous  substances  as  a  staple  article  of 
diet  (e.g.  manioc)  or  as  stimulants  or  anaesthetics;  collect- 
ing various  poisons  or  drugs  for  use  on  the  animal  species 
particularly  susceptible  to  each  of  them;  and  finally  de- 
veloping certain  industries,  such  as  weaving,  ceramics  and  the 
working  of  precious  metals,  to  the  highest  pitch  of  perfection. 
To  appreciate  this  tremendous  achievement,  we  need  only 
assess  the  contribution  which  America  has  made  to  the  civi- 
lizations of  the  Old  World,  starting  with  the  potato,  rubber, 
tobacco  and  coca  (the  basis  of  modern  anaesthetics),  repre- 
senting four  pillars  of  Western  culture,  though  admittedly 
on  very  different  grounds;  followed  by  maize  and  ground- 
nuts, which  were  to  revolutionize  the  economy  of  Africa 
before  perhaps  coming  into  general  use  as  an  article  of  diet 
in  Europe;  coca,  vanilla,  the  tomato,  the  pineapple,  pepper, 
several  species  of  beans,  cottons  and  gourds.  Finally,  the  zero 
on  the  use  of  which  arithmetic  and,  indirectly,  modern 
mathematics  are  founded,  was  known  and  employed  by  the 
Maya  at  least  500  years  before  it  was  discovered  by  the  Indian 
scholars,    from    whom    Europe    received    it    via    the    Arabs. 

22 


Possibly  for  that  reason,  the  Maya  calendar,  at  the  same 
period  of  history,  was  more  accurate  than  that  of  the  Old 
World.  Much  has  already  been  written  on  the  question 
whether  the  political  system  of  the  Inca  was  socialistic  or 
totalitarian,  but,  at  all  events,  the  ideas  underlying  it  were 
close  to  some  of  those  most  characteristic  of  the  modern 
world,  and  the  system  was  several  centuries  ahead  of  similar 
developments  in  Europe.  The  recent  revival  of  interest  in 
curare  would  serve  to  remind  us,  if  a  reminder  were  needed, 
that  the  scientific  knowledge  of  the  American  Indians  con- 
cerning many  vegetable  substances  not  used  elsewhere  in  the 
world  may  even  now  have  much  to  teach  the  rest  of  the  globe. 


23 


VI.    "STATIONARY"  AND   "CUMULATIVE"  HISTORY 


The  foregoing  discussion  of  the  American  case  would  suggest 
that  we  ought  to  consider  the  difference  between  "stationary 
history"  and  "cumulative  history"  rather  more  carefully. 
Have  we  not,  perhaps,  acknowledged  the  "cumulative" 
character  of  American  history  simply  because  we  recognize 
America  as  the  source  of  a  number  of  contributions  we  have 
taken  from  it,  or  which  are  similar  to  those  we  ourselves  have 
made?  W^hat  would  be  the  observer's  attitude  towards  a  civi- 
lization which  had  concentrated  on  developing  values  of  its 
own,  none  of  which  was  likely  to  affect  his  civilization? 
Would  he  not  be  inclined  to  describe  that  civilization  as 
"stationary"?  In  other  words,  does  the  distinction  between 
the  two  types  of  history  depend  on  the  intrinsic  nature  of  the 
cultures  to  which  the  terms  are  applied,  or  does  it  not  rather 
result  from  the  ethnocentric  point  of  view  which  we  always 
adopt  in  assessing  the  value  of  a  different  culture?  We  should 
thus  regard  as  "cumulative"  any  culture  developing  in  a  direc- 
tion similar  to  our  own,  that  is  to  say,  whose  development 
would  appear  to  us  to  be  significant.  Other  cultures,  on  the 
contrary,  would  seem  to  us  to  be  "stationary",  not  necessarily 
because  they  are  so  in  fact,  but  because  the  line  of  their  de- 
velopment has  no  meaning  for  us,  and  cannot  be  measured  in 
terms  of  the  criteria  Ave  employ. 

That  this  is  indeed  so  is  apparent  from  even  a  brief  consider- 
ation of  the  cases  in  which  we  apply  the  same  distinction, 
not  in  relation  to  societies  other  than  our  own,  but  within 
our  own  society.  The  distinction  is  made  more  often  than  we 
might  think.  People  of  advanced  years  generally  consider  that 
history  during  their  old  age  is  stationary,  in  contrast  to  the 
cumulative  history  they  saw  being  made  when  they  were 
young.  A  period  in  which  they  are  no  longer  actively  con- 
cerned, when  they  have  no  part  to  play,  has  no  real  meaning 
for  them;  nothing  happens,  or  what  does  happen  seems  to 
them  to  be  unproductive  of  good;  while  their  grandchildren 
throw  themselves  into  the  life  of  that  same  period  with  all 
the  passionate  enthusiasm  which  their  elders  have  forgotten. 

24 


The  opponents  of  a  political  system  are  disinclined  to  admit 
that  the  system  can  evolve;  they  condemn  it  as  a  whole,  and 
would  excise  it  from  history  as  a  horrible  interval  when  life 
is  at  a  standstill  only  to  begin  again  when  the  interval  is 
over.  The  supporters  of  the  regime  hold  quite  a  different 
view,  especially,  we  may  note,  when  they  take  an  intimate 
part,  in  a  high  position,  in  the  running  of  the  machine.  The 
quality  of  the  history  of  a  culture  or  a  cultural  progression  or, 
to  use  a  more  accurate  term,  its  eventfulness,  thus  depends 
not  on  its  intrinsic  qualities  but  on  our  situation  with  regard 
to  it  and  on  the  number  and  variety  of  our  interests  involved. 

The  contrast  between  progressive  and  stagnant  cultures 
would  thus  appear  to  result,  in  the  first  place,  from  a  differ- 
ence of  focus.  To  a  viewer  gazing  through  a  microscope 
focused  on  a  certain  distance  from  the  objective,  bodies  placed 
even  a  few  hundredths  of  a  millimetre  nearer  or  further  away 
will  appear  blurred  and  "wolly",  or  may  even  be  invisible; 
he  sees  through  them.  Another  comparison  may  be  made  to 
disclose  the  same  illusion.  It  is  the  illustration  used  to 
explain  the  rudiments  of  the  theory  of  relativity.  In  order  to 
show  that  the  dimensions  and  the  speed  of  displacement  of 
a  body  are  not  absolute  values  but  depend  on  the  position  of 
the  observer,  it  is  pointed  out  that,  to  a  traveller  sitting  at 
the  window  of  a  train,  the  speed  and  length  of  other  trains 
vary  according  to  whether  they  are  moving  in  the  same  or  the 
contrary  direction.  Any  member  of  a  civilization  is  as  closely 
associated  with  it  as  this  hypothetical  traveller  is  with  his 
train  for,  from  birth  onwards,  a  thousand  conscious  and 
unconscious  influences  in  our  environment  instil  into  us  a 
complex  system  of  criteria,  consisting  in  value  judgments, 
motivations  and  centres  of  interest,  and  including  the 
conscious  reflexion  upon  the  historical  development  of  our 
civilization  which  our  education  imposes  and  without  which 
our  civilization  would  be  inconceivable  or  would  seem 
contrary  to  actual  behaviour.  Wherever  we  go,  we  are  bound 
to  carry  this  system  of  criteria  with  us,  and  external  cultural 
phenomena  can  be  observed  only  through  the  distorting  glass 
it  interposes,  even  when  it  does  not  prevent  us  from  seeing 
anything  at  all. 

To  a  very  large  extent,  the  distinction  between  "moving 
cultures"  and  "static  cultures"  is  to  be  explained  by  a  differ- 
ence of  position  similar  to  that  which  makes  our  traveller 
think  that  a  train,  actually  moving,  is  either  travelling  for- 
ward or  stationary.  There  is,  it  is  true,  a  difference,  whose 

25 


importance  will  be  fully  apparent  when  we  reach  the  stage 
— already  foreshadowed — of  seeking  to  formulate  a  general 
theory  of  relativity  in  a  sense  different  from  that  of  Einstein, 
i.e.  applicable  both  to  the  physical  and  to  the  social  sciences: 
the  process  seems  to  be  indentical  in  both  cases,  but  the  other 
way  round.  To  the  observer  of  the  physical  world  (as  the 
example  of  the  traveller  shows)  systems  developing  in  the 
same  direction  as  his  own  appear  to  be  motionless,  while 
those  which  seem  to  move  swiftest  are  moving  in  different 
directions.  The  reverse  is  true  of  cultures,  since  they  appear  to 
us  to  be  in  more  active  development  when  moving  in  the 
same  direction  as  our  own,  and  stationary  when  they  are 
following  another  line.  In  the  social  sciences,  however,  speed 
has  only  a  metaphorical  value.  If  the  comparison  is  to  hold, 
we  must  substitute  for  this  factor  information  or  meaning. 
We  know,  of  course,  that  it  is  possible  to  accumulate  far  more 
information  about  a  train  moving  parallel  to  our  own  at 
approximately  the  same  speed  (by  looking  at  the  faces  of  the 
travellers,  counting  them,  etc.)  than  about  a  train  which  we 
are  passing  or  which  is  passing  us  at  a  high  speed,  or  which 
is  gone  in  a  flash  because  it  is  travelling  in  a  different 
direction.  In  the  extreme  case,  it  passes  so  quickly  that  we 
have  only  a  confused  impression  of  it,  from  which  even  the 
indications  of  speed  are  lacking;  it  is  reduced  to  a  momentary 
obscuration  of  the  field  of  vision;  it  is  no  longer  a  train;  it 
no  longer  has  any  meaning.  There  would  thus  seem  to  be 
some  relationship  between  the  physical  concept  of  apparent 
movement  and  another  concept  involving  alike  physics,  psy- 
chology and  sociology — the  concept  of  the  amount  of  infor- 
mation capable  of  passing  from  one  individual  to  another  or 
from  one  group  to  another,  which  will  be  determined  by  the 
relative  diversity  of  their  respective  cultures. 

Whenever  we  are  inclined  to  describe  a  human  culture  as 
stagnant  or  stationary,  we  should  therefore  ask  ourselves 
whether  its  apparent  immobility  may  not  result  from  our 
ignorance  of  its  true  interests,  whether  conscious  or 
unconscious,  and  whether,  as  its  criteria  are  different  from 
our  own,  the  culture  in  question  may  not  suffer  from  the 
same  illusion  with  respect  to  us.  In  other  words,  we  may  well 
seem  to  one  another  to  be  quite  uninteresting,  simply  because 
we  are  dissimilar. 

For  the  last  two  or  three  centuries,  the  whole  trend  of 
Western  civilization  has  been  to  equip  man  willi  increasingly 
powerful  mechanical  resources.  If  this  criterion  is  accepted, 

26 


the  quantity  of  energy  available  for  each  member  of  the  popu- 
lation will  be  taken  as  indicating  the  relative  level  of  develop- 
ment in  human  societies.  Western  civilization,  as  represented 
in  North  America,  will  take  first  place,  followed  by  the 
European  societies,  with  a  mass  of  Asiatic  and  African 
societies,  rapidly  becoming  indistinguishable  from  one 
another,  bringing  up  the  rear.  But  these  hundreds,  or  even 
thousands  of  societies  which  are  commonly  called  "under- 
developed" and  "primitive",  and  which  merge  into  an 
undifferentiated  mass  when  regarded  from  the  point  of  view 
we  have  just  described  (and  which  is  hardly  appropriate  in 
relation  to  them,  since  they  have  had  no  such  line  of  develop- 
ment or,  if  they  have,  it  has  occupied  a  place  of  very 
secondary  importance)  are  by  no  means  identical.  From  other 
points  of  view,  they  are  diametrically  opposed  to  one  another; 
the  classification  of  societies  will  therefore  differ  according 
to  the  point  of  view  adopted. 

If  the  criterion  chosen  had  been  the  degree  of  ability  to 
overcome  even  the  most  inhospitable  geographical  conditions, 
there  can  be  scarcely  any  doubt  that  the  Eskimos,  on  the 
one  hand,  and  the  Bedouins,  on  the  other,  would  carry  off 
the  palm.  India  has  been  more  successful  than  any  other  civi- 
lization in  elaborating  a  philosophical  and  religious  system, 
and  China,  a  way  of  life  capable  of  minimizing  the  psycho- 
logical consequences  of  over-population.  As  long  as  13  centu- 
ries ago,  Islam  formulated  a  theory  that  all  aspects  of  human 
life — technological,  economic,  social  and  spiritual — are  closely 
interrelated — a  theory  that  has  only  recently  been  rediscovered 
in  the  West  in  certain  aspects  of  Marxist  thought  and  in  the 
development  of  modern  ethnology.  We  are  familiar  with  the 
pre-eminent  position  in  the  intellectual  life  of  the  Middle  Ages 
which  the  Arabs  owed  to  this  prophetic  vision.  The  West,  for 
all  its  mastery  of  machines,  exhibits  evidence  of  only  the  most 
elementary  understanding  of  the  use  and  potential  resources 
of  that  super-machine,  the  human  body.  In  this  sphere,  on 
the  contrary,  as  on  the  related  question  of  the  connexion 
between  the  physical  and  the  mental,  the  East  and  the 
Far  East  are  several  thousand  years  ahead;  they  have  produced 
the  great  theoretical  and  practical  summae  represented  by 
Yoga  in  India,  the  Chinese  "breath-techniques",  or  the 
visceral  control  of  the  ancient  Maoris.  The  cultivation  of 
plants  without  soil,  which  has  recently  attracted  public  atten- 
tion, was  practised  for  centuries  by  certain  Polynesian  peoples, 
who  might  also  have  taught  the  world  the  art  of  navigation, 

27 


and  who  amazed  it,  in  the  eighteenth  century,  by  their  revela- 
tion of  a  freer  and  more  generous  type  of  social  and  ethical 
organization  than  had  previously  been  dreamt  of. 

In  all  matters  touching  on  the  organization  of  the  family 
and  the  achievement  of  harmonious  relations  between  the 
family  group  and  the  social  group,  the  Australian  aborigines, 
though  backward  in  the  economic  sphere,  are  so  far  ahead 
of  the  rest  of  mankind  that,  to  understand  the  careful  and 
deliberate  systems  of  rules  they  have  elaborated,  we  have  to 
use  all  the  refinements  of  modern  mathematics.  It  was  they  in 
fact  who  discovered  that  the  ties  of  marriage  represent  the 
very  warp  and  woof  of  society,  while  other  social  institutions 
are  simply  embroideries  on  that  background;  for,  even  in 
modern  societies,  where  the  importance  of  the  family  tends 
to  be  limited,  family  ties  still  count  for  much:  their  ramifica- 
tions are  less  extensive  but,  at  the  point  where  one  tie  ceases 
to  hold,  others,  involving  other  families,  immediately  come 
into  play.  The  family  connexions  due  to  inter-marriage  may 
result  in  the  formation  of  broad  links  between  a  few  groups, 
or  of  narrow  links  between  a  great  number  of  groups;  whether 
they  are  broad  or  narrow,  however,  it  is  those  links  which 
maintain  the  whole  social  structure  and  to  which  it  owes  its 
flexibility.  The  Australians,  with  an  admirable  grasp  of  the 
facts,  have  converted  this  machinery  into  terms  of  theory,  and 
listed  the  main  methods  by  which  it  may  be  produced,  with 
the  advantages  and  drawbacks  attaching  to  each.  They  have 
gone  further  than  empirical  observation  to  discover  the  mathe- 
matical laws  governing  the  systems,  so  that  it  is  no  exaggera- 
tion to  say  that  they  are  not  merely  the  founders  of  general 
sociology  as  a  whole,  but  are  the  real  innovators  of  measure- 
ment in  the  social  sciences. 

The  wealth  and  boldness  of  aesthetic  imagination  found  in 
the  Melanesians,  and  their  talent  for  embodying  in  social  life 
the  most  obscure  products  of  the  mind's  subconscious  activity, 
mark  one  of  the  highest  peaks  to  which  men  have  attained 
in  these  two  directions.  The  African  contribution  is  more 
complex,  but  also  less  obvious,  for  we  have  only  recently 
suspected  what  an  important  part  the  continent  had  played 
as  the  cultural  melting  pot  of  the  Old  World — the  place  where 
countless  influences  came  together  and  mingled  to  branch 
out  anew  or  to  lie  dormant  but,  in  every  case,  taking  a  new 
turn.  The  Egyptian  civilization,  whose  importance  to  mankind 
is  common  knowledge,  can  be  understood  only  when  it  is 
viewed  as  the  co-product  of  Asia  and  Africa:  and  the  great 

28 


political  systems  of  ancient  Africa,  its  legal  organization,  its 
philosophical  doctrines  which  for  so  long  remained  unknown 
to  Western  students,  its  plastic  arts  and  music,  systematically 
exploring  all  the  opportunities  opened  up  by  each  of  these 
modes  of  expression,  are  all  signs  of  an  extraordinarily  fertile 
past.  There  is,  incidentally,  direct  evidence  of  this  great  past 
in  the  perfection  of  the  ancient  African  methods  of  working 
bronze  and  ivory,  which  were  far  superior  to  any  employed 
in  the  West  at  the  same  period.  We  have  already  referred  to 
the  American  contribution  and  there  is  no  need  to  revert  to 
it  now. 

Moreover,  it  is  unwise  to  concentrate  attention  too  much 
upon  these  isolated  contributions,  for  they  might  give  us 
the  doubly  false  impression  that  world  civilization  is  a  sort 
of  motley.  Too  much  publicity  has  been  given  to  the  various 
peoples  who  were  first  with  any  discovery:  the  Phoenicians 
with  the  use  of  the  alphabet;  the  Chinese  with  paper,  gun- 
powder and  the  compass;  the  Indians  with  glass  and  steel. 
These  things  in  themselves  are  less  important  than  the  way 
in  which  each  culture  puts  them  together,  adopts  them  or 
rejects  them.  And  the  originality  of  each  culture  consists 
rather  in  its  individual  way  of  solving  problems,  and  in  the 
perspective  in  which  it  views  the  general  A'alues  which  must 
be  approximately  the  same  for  all  mankind,  since  all  men, 
without  exception,  possess  a  language,  techniques,  a  form  of 
art,  some  sort  of  scientific  knowledge,  religious  beliefs,  and 
some  form  of  social,  economic  and  political  organization. 
The  relations  aie  never  quite  the  same,  however,  in  every 
culture,  and  modern  ethnology  is  concentrating  increasingly 
on  discovering  the  underlying  reasons  for  the  choices  made, 
rather  than  on  listing  mere  external  features. 


29 


VII.  THE  PLACE  OF  WESTERN  CIVILIZATION 


It  may  perhaps  be  objected  that  such  arguments  are  theo- 
retical. As  a  matter  of  abstract  logic,  it  may  be  said,  it  is 
possible  that  no  culture  is  capable  of  a  true  judgment  of  any 
other,  since  no  culture  can  lay  aside  its  own  limitations,  and 
its  appreciation  is  therefore  inevitably  relative.  But  look 
around  you;  mark  what  has  been  happening  in  the  world  for 
the  past  100  years,  and  all  your  speculations  will  come  to 
nought.  Far  from  "keeping  themselves  to  themselves",  all 
civilizations,  one  after  the  other,  recognize  the  superiority  of 
one  of  their  number — ^Western  civilization.  Are  we  not 
witnesses  to  the  fact  that  the  whole  world  is  gradually 
adopting  its  technological  methods,  its  way  of  life,  its  amuse- 
ments and  even  its  costume?  Just  as  Diogenes  demonstrated 
movement  by  walking,  it  is  the  course  followed  by  all  human 
cultures,  from  the  countless  thousands  of  Asia  to  the  lost 
tribes  in  the  remote  fastnesses  of  the  Brazilian  or  African 
jungles  which  proves,  by  the  unanimous  acceptance  of  a 
single  form  of  human  civilization,  such  as  history  has  never 
Avitnessed  before,  that  that  civilization  is  superior  to  any  other; 
the  complaint  which  the  "underdeveloped"  countries  advance 
against  the  others  at  international  meetings  is  not  that  they 
are  being  westernized,  but  that  there  is  too  much  delay  in 
giving  them  the  means  to  westernize  themselves. 

This  is  the  most  difficult  point  in  our  argument;  indeed  it 
would  be  of  no  use  to  attempt  to  defend  the  individuality  of 
human  cultures  against  those  cultures  themselves.  Moreover, 
it  is  extremely  difficult  for  an  ethnologist  to  assess  at  its  true 
value  such  a  phenomenon  as  the  universal  acceptance  of 
Western  civilization.  There  are  several  reasons  for  this  fact. 
In  the  first  place,  there  has  probably  never  before  in  history 
been  a  world  civilization  or,  if  any  paralled  does  exist,  it 
must  be  sought  in  remote  pre-historic  times,  about  which 
we  know  practically  nothing.  Secondly,  there  is  very  con- 
siderable doubt  about  the  permanence  of  this  phenomenon. 
It  is  a  fact  that  for  the  past  150  years  there  has  been  a  tendency 
for  Western  civilization  to  spread  throughout  the  world,  either 

30 


in  its  entirety  or  by  the  development  of  certain  of  its  key 
features,  such  as  industrialization;  and  that,  where  other 
cultures  are  seeking  to  preserve  some  part  of  their  traditional 
heritage,  the  attempt  is  usually  confined  to  the  superstructure 
of  society,  thet  is  to  say,  to  the  least  enduring  aspects  of  a 
culture,  v\^hich  it  may  be  expected  will  be  swept  away  by  the 
far  more  radical  changes  which  are  taking  place.  The  process 
is  still  going  on,  however,  and  we  cannot  yet  know  what  the 
result  will  be.  Will  it  end  in  the  complete  westernization  of 
our  planet,  with  Russian  or  American  variations?  Will 
syncretic  forms  come  into  being,  as  seems  possible  so  far  as 
the  Islamic  world,  India  and  China,  are  concerned.!^  Or  is  the 
tide  already  on  the  turn  and  will  it  now  ebb  back,  before  the 
imminent  collapse  of  the  Western  world,  brought  to  ruin, 
like  the  prehistoric  monsters,  by  a  physical  expansion  out  of 
proportion  to  the  structure  on  which  their  working  depends? 
We  must  take  all  these  possibilities  into  account  in  attempting 
to  assess  the  process  going  on  under  our  eyes,  whose  agents, 
instruments  or  victims  we  are,  whether  we  know  it  or  not. 

In  the  first  place,  we  may  note  that  acceptance  of  the 
Western  way  of  life,  or  certain  aspects  of  it,  is  by  no  means 
as  spontaneous  as  Westerners  would  like  to  believe.  It  is  less 
the  result  of  free  choice  than  of  the  absence  of  any  alternative. 
W^estern  civilization  has  stationed  its  soldiers,  trading  posts, 
plantations  and  missionaries  throughout  the  world;  directly 
or  indirectly  it  has  intervened  in  the  lives  of  the  coloured 
peoples;  it  has  caused  a  revolutionary  upheaval  in  their  tra- 
ditional way  of  life,  either  by  imposing  its  own  customs,  or  by 
creating  such  conditions  as  to  cause  the  collapse  of  the  existing 
native  patterns  without  putting  anything  else  in  their  place. 
The  subjugated  and  disorganized  peoples  have  therefore  had 
no  choice  but  to  accept  the  substitute  solutions  offered  them 
or,  if  they  were  not  prepared  to  do  that,  to  seek  to  imitate 
Western  ways  sufficiently  to  be  able  to  fight  them  on  their 
own  ground.  When  the  balance  of  power  is  not  so  unequal, 
societies  do  not  so  easily  surrender;  their  Weltanschauung 
tends  rather  to  be  similar  to  that  of  this  poor  tribe  in  eastern 
Brazil,  whose  members  adopted  the  ethnographer,  Curt 
Nimuendaju,  as  one  of  themselves  and  who,  whenever  he 
returned  to  them  after  a  visit  to  civilization,  would  weep  for 
pity  to  think  of  the  sufferings  he  must  have  endured  so  far 
away  from  the  only  place — their  village — where,  in  their 
opinion,  life  was  worth  living. 

Nevertheless,  this  reservation  merely  shifts  the  question  to 

31 


another  point.  If  Western  culture's  claim  to  superiority  is 
not  founded  upon  free  acceptance,  must  it  not  be  founded 
upon  its  greater  vitality  and  energy,  which  have  enabled  it 
to  compel  acceptance?  Here  we  are  down  to  bedrock.  For  this 
inequality  of  force  is  not  to  be  accounted  for  by  the  subjective 
attitude  of  the  community  as  a  whole,  as  was  the  acceptance 
we  were  discussing  above.  It  is  an  objective  fact,  and  can  only 
be  explained  by  objective  causes. 

This  is  not  the  place  to  embark  on  a  study  of  the  philosophy 
of  civilization;  volumes  might  be  devoted  to  a  discussion  of 
the  nature  of  the  values  professed  by  Western  civilization. 
We  shall  deal  only  with  the  most  obvious  of  those  values, 
those  that  are  least  open  to  question.  They  would  seem  to  be 
two:  in  the  first  place,  to  borrow  Dr.  Leslie  White's  phrase. 
Western  civilization  seeks  continually  to  increase  the  per 
capita  supply  of  energy;  secondly,  it  seeks  to  protect  and 
prolong  human  life.  To  put  the  matter  in  a  nutshell,  the 
second  aspect  may  be  regarded  as  a  derivative  of  the  first,  since 
the  absolute  quantity  of  energy  available  increases  in  propor- 
tion to  the  length  and  health  of  the  individual  life.  For  the 
sake  of  avoiding  argument,  we  may  also  admit  at  once  that 
compensatory  phenomena,  acting,  as  it  were,  as  a  brake,  may 
go  with  these  developments,  such  as  the  great  slaughters  of 
world  warfare  and  the  inequalities  in  the  consumption  of 
available  energy  between  individuals  and  classes. 

Once  this  is  admitted,  it  is  immediately  apparent  that,  while 
Western  civilization  may  indeed  have  devoted  itself  to  these 
forms  of  development,  to  the  exclusion  of  all  others — wherein 
perhaps  its  weakness  lies — it  is  certainly  not  the  only  civi- 
lization which  has  done  so.  All  human  societies,  from  the 
earliest  times,  have  acted  in  the  same  way:  and  very  early  and 
primitive  societies,  which  we  should  be  inclined  to  compare 
with  the  "barbarian"  peoples  of  today,  made  the  most  decisive 
advances  in  this  respect.  At  present,  their  achievements  still 
constitute  the  bulk  of  what  we  call  civilization.  We  are  still 
dependent  upon  the  tremendous  discoveries  which  marked  the 
phase  we  describe,  without  the  slightest  exaggeration,  as  the 
neolithic  revolution:  agriculture,  stock-rearing,  pottery,  weav- 
ing. In  the  last  eight  or  ten  thousand  years,  all  we  have  done 
is  to  improve  all  these  "arts  of  civilization". 

Admittedly,  some  people  exhibit  an  unfortunate  tendency 
to  regard  only  the  more  recent  discoveries  as  brought  about 
by  human  effort,  intelligence  and  imagination,  while  the 
discoveries    humanity   made    in   the    "barbarian"    period   are 

32 


regarded  as  due  to  chance,  so  that,  upon  the  whole,  humanity 
can  claim  little  credit  for  them.  This  error  seems  to  us  so 
common  and  so  serious,  and  is  so  likely  to  prevent  a  proper 
appreciation  of  the  relations  between  cultures,  that  we  think 
it  essential  to  clear  it  up  at  once  and  for  all. 


33 


VIII.  CHANCE  AND  CIVILIZATION 


Treatises  on  ethnology,  including  some  of  the  best,  tell  us  that 
man  owes  his  knowledge  of  fire  to  the  accident  of  lightning 
or  of  a  bush  fire;  that  the  discovery  of  a  wild  animal 
accidentally  roasted  in  such  circumstances  revealed  to  him 
the  possibility  of  cooking  his  food;  and  that  the  invention  of 
pottery  was  the  result  of  someone's  leaving  a  lump  of  clay 
near  a  fire.  The  conclusion  seems  to  be  that  man  began  his 
career  in  a  sort  of  technological  golden  age,  when  inventions 
could,  as  it  were,  be  picked  off  the  trees  as  easily  as  fruit  or 
flowers.  Only  modern  man  would  seem  to  find  it  necessary 
to  strain  and  toil;  only  to  modern  man  would  genius  seem  to 
grant  a  flash  of  insight. 

This  naive  attitude  is  the  result  of  a  complete  failure  to 
appreciate  the  complexity  and  diversity  of  operations  involved 
in  even  the  most  elementary  technical  processes.  To  make 
a  useful  stone  implement,  it  is  not  enough  to  keep  on  striking 
a  piece  of  flint  until  it  splits;  this  became  quite  apparent  when 
people  first  tried  to  reproduce  the  main  types  of  prehistoric 
tools.  That  attempt — in  conjunction  with  observation  of  the 
same  methods  still  in  use  among  certain  native  peoples — 
taught  us  that  the  processes  involved  are  extremely  com- 
plicated, necessitating,  in  some  cases,  the  prior  manufacture 
of  veritable  "chipping  tools";  hammers  with  a  counterweight 
to  control  the  impact  and  direction  of  the  blow;  shock- 
absorbers  to  prevent  the  vibration  from  shattering  the  flake. 
A  considerable  body  of  knowledge  about  the  local  origin  of 
the  materials  employed,  the  processes  of  extracting  them,  their 
resistance  and  structure,  is  also  necessary;  so  is  a  certain 
mu.scular  skill  and  "knack",  acquired  by  training;  in  short, 
the  manufacture  of  such  tools  calls  for  a  "lithurgy"  matching, 
mutatis  mutandis,  the  various  main  divisions  of  metal- 
lurgy. 

Similarly,  while  a  natural  conflagration  might  on  occasion 
broil  or  roast  a  carcass,  it  is  very  hard  to  imagine  (except  in 
the  case  of  volcanic  eruptions,  which  are  restricted  to  a  rela- 
tively small  number  of  areas  in  the  world)  that  it  could  suggest 

34 


boiling  or  steaming  food.  The  latter  methods  of  cooking, 
however,  are  no  less  universally  employed  than  the  others. 
There  is,  therefore,  no  reason  for  ruling  out  invention,  which 
must  certainly  have  been  necessary  for  the  development  of 
the  latter  methods,  when  trying  to  explain  the  origin  of  the 
former. 

Pottery  is  a  very  good  instance,  for  it  is  commonly  believed 
that  nothing  could  be  simpler  than  to  hollow  out  a  lump  of 
clay  and  harden  it  in  the  fire.  We  can  only  suggest  trying  it. 
In  the  first  place,  it  is  essential  to  find  clays  suitable  for  baking; 
but  while  many  natural  conditions  are  necessary  for  this 
purpose,  none  of  them  is  sufficient  in  itself,  for  no  clay  would, 
after  baking,  produce  a  receptable  suitable  for  use  unless 
it  were  mixed  with  some  inert  body  chosen  for  its  special 
properties.  Elaborate  modelling  techniques  are  necessary  to 
make  possible  the  achievement  of  keeping  in  shape  for  some 
time  a  plastic  body  which  will  not  "hold"  in  the  natural  state, 
and  simultaneously  to  mould  it;  lastly,  it  is  necessary  to 
discover  the  particular  type  of  fuel,  the  sort  of  furnace,  the 
degree  of  heat,  and  the  duration  of  the  baking  process  which 
will  make  the  clay  hard  and  impermeable  and  avoid  the 
manifold  dangers  of  cracking,  crumbling  and  distortion.  Many 
other  instances  might  be  quoted. 

There  are  far  too  many  complicated  operations  involved  for 
chance  to  account  for  all.  Each  one  by  itself  means  nothing, 
and  only  deliberate  imaginative  combination,  based  on 
research  and  experiment,  can  make  success  possible.  Chance 
admittedly  has  an  influence,  but,  by  itself,  produces  no  result. 
For  about  2,500  years,  the  Western  world  knew  of  the  existence 
of  electricity — which  was  no  doubt  discovered  by  accident — 
but  that  discovery  bore  no  fruit  until  Ampere  and  Faraday  and 
others  set  deliberately  to  work  on  the  hypotheses  they  had  for- 
mulated. Chance  played  no  more  important  a  part  in  the 
invention  of  the  bow,  the  boomerang  or  the  blow-pipe,  in  the 
development  of  agriculture  or  stock-rearing,  than  in  the 
discovery  of  penicillin,  into  which,  of  course,  we  know  it 
entered  to  some  extent.  We  must  therefore  distinguish  carefully 
between  the  transmission  of  a  technique  from  one  generation 
to  another,  which  is  always  relatively  easy,  as  it  is  brought 
about  by  daily  observation  and  training,  and  the  invention  and 
improvement  of  new  techniques  by  each  individual  generation. 
The  latter  always  necessitate  the  same  power  of  imagination 
and  the  same  tireless  efforts  on  the  part  of  certain  individuals, 
whatever  may  be  the  particular  technique  in  question.   The 

35 


societies  we  describe  as  "primitive"  have  as  many  Pasteurs 
and  Palissys  as  the  others. 

We  shall  shortly  come  back  to  chance  and  probability,  but 
in  a  different  position  and  a  different  role;  we  shall  not 
advance  them  as  a  simple  explanation  for  the  appearance  of 
full-blown  inventions,  but  as  an  aid  to  the  interpretation  of 
a  phenomenon  found  in  another  connexion — the  fact  that,  in 
spite  of  our  having  every  reason  to  suppose  that  the  quantity  of 
imagination,  inventive  power  and  creative  energy  has  been 
more  or  less  constant  throughout  the  history  of  mankind,  the 
combination  has  resulted  in  important  cultural  mutations 
only  at  certain  periods  and  in  certain  places.  Purely  personal 
factors  are  not  enough  to  account  for  this  result:  a  sufficient 
number  of  individuals  must  first  be  psychologically  pre- 
disposed in  a  given  direction,  to  ensure  the  inventor's 
immediate  appeal  to  the  public;  this  condition  itself  depends 
upon  the  combination  of  a  considerable  number  of  other 
historical,  economic  and  sociological  factors.  We  should  thus 
be  led,  in  order  to  explain  the  differences  in  the  progress  of 
civilizations,  to  invoke  so  many  complex  and  unrelated  causes 
that  we  could  have  no  hope  of  understanding  them,  either  for 
practical  reasons,  or  even  for  theoretical  reasons,  such  as  the 
inevitable  disturbances  provoked  by  the  very  use  of  mass 
observation  methods.  In  order  to  untangle  such  a  skein  of 
countless  filaments,  it  would  in  fact  be  necessary  to  submit 
the  society  in  question  (and  the  surrounding  world)  to  a 
comprehensive  ethnographical  study  covering  every  moment 
of  its  life.  Even  apart  from  the  enormous  scope  of  the 
undertaking,  we  know  that  ethnographers  working  on  an 
infinitely  smaller  scale  often  find  their  opportunities  for 
observation  limited  by  the  subtle  changes  introduced  by  their 
very  presence  in  the  human  group  they  are  studying.  Wc 
also  know  that,  in  modern  societies,  one  of  the  most  efficient 
methods  of  sounding  reactions — public  opinion  polls — tend 
to  modify  opinion  at  the  same  time,  since  they  introduce 
among  the  population  a  factor  which  Avas  previously  absent — 
awareness  of  their  own  opinions. 

This  justifies  the  introduction  into  the  social  sciences  of 
the  concept  of  probability,  which  has  long  since  been  recog- 
nized in  certain  branches  of  physics,  e.g.  thermodynamics.  We 
shall  return  to  this  question;  for  the  time  being  we  may 
content  ourselves  with  a  reminder  that  the  complexity  of 
modern  discoveries  is  not  the  result  of  the  more  common 
occurrence   or  better   supply   of  genius  among  our   contem- 

36 


poraries.  Rather  the  reveise,  since  we  have  seen  that,  through 
the  centuries,  the  progress  of  each  generation  depends  merely 
on  its  adding  a  constant  contribution  to  the  capital  inherited 
from  earlier  generations.  Nine-tenths  of  our  present  wealth 
is  due  to  our  predecessors — even  more  if  the  date  when  the 
main  discoveries  made  their  appearance  is  assessed  in  relation 
to  the  approximate  date  of  the  dawn  of  civilization.  We  then 
find  that  agriculture  was  developed  during  a  recent  phase, 
representing  2  per  cent  of  that  period  of  time;  metallurgy 
would  represent  0.7  per  cent,  the  alphabet  0.35  per  cent, 
Galileo's  physics  0.035  per  cent  and  Darwin's  theories 
0.009  per  cent.^  The  whole  of  the  scientific  and  industrial 
revolution  of  the  West  would  therefore  fall  within  a  period 
equivalent  to  approximately  one-half  of  one-thousandth  of 
the  life  span  of  humanity  to  date.  Some  caution  therefore 
seems  advisable  in  asserting  that  this  revolution  is  destined 
to  change  the  whole  meaning  of  human  history. 

It  is  nevertheless  true — and  this  we  think  finally  sums 
up  our  problem — that,  from  the  point  of  view  of  technical 
inventions  (and  the  scientific  thought  which  makes  such 
inventions  possible) ,  Western  civilization  has  proved  itself  to 
be  more  "cumulative"  than  other  civilizations.  Starting  with 
the  same  initial  stock  of  neolithic  culture,  it  successfully 
introduced  a  number  of  improvements  (alphabetic  script, 
arithmetic  and  geometry),  some  of  which,  incidentally,  it 
rapidly  forgot;  but,  after  a  period  of  stagnation,  lasting  roughly 
for  2,000  or  2,500  years  (from  the  first  millenary  b.c.  until 
approximately  the  eighteenth  century  a.d.),  it  suddenly  pro- 
duced an  industrial  revolution  so  wide  in  scope,  so  com- 
prehensive and  so  far-reaching  in  its  consequences  that 
the  only  previous  comparison  was  the  neolithic  revolution 
itself. 

Twice  in  its  history,  at  an  interval  of  approximately 
10,000  years,  then,  humanity  has  accumulated  a  great  number 
of  inventions  tending  in  the  same  direction;  enough  such 
inventions,  exhibiting  a  sufficient  degree  of  continuity  have 
come  close  enough  together  in  time  for  technical  co-ordination 
to  take  place  at  a  high  level;  this  co-ordination  has  brought 
about  important  changes  in  man's  relations  with  nature, 
w^hich,  in  their  turn,  have  made  others  possible.  This  process, 
which  has  so  far  occurred  twice,  and  only  twice,  in  the  history 
of  humanity,   may   be   illustrated  by   the   simile  of  a   chain 

1.  Leslie  A.  White,  The  Science  of  Culture,  New  York,  1949,  p.  356. 

37 


reaction  brought  about  by  catalytic  agents.  What  can  account 
for  it? 

First  of  all,  we  must  not  overlook  the  fact  that  other  revolu- 
tions with  the  same  cumulative  features  may  have  occurred  else- 
where and  at  other  times,  but  in  different  spheres  of  human 
activity.  We  have  explained  above  why  our  own  industrial 
revolution  and  the  neolithic  revolution  (which  preceded  it 
in  time  but  concerned  similar  matters)  are  the  only  groups 
of  events  which  we  can  appreciate  as  revolutions,  because  they 
are  measurable  by  our  criteria.  All  the  other  changes  which 
have  certainly  come  about  are  only  partially  perceptible  to  us, 
or  are  seriously  distorted  in  our  eyes.  They  cannot  have  any 
meaning  for  modern  Western  man  (or,  at  all  events,  not  their 
full  meaning);  they  may  even  be  invisible  to  him. 

Secondly,  the  case  of  the  neolithic  revolution  (the  only  one 
which  modern  Western  man  can  visualize  clearly  enough) 
should  suggest  a  certain  moderation  of  the  claims  he  may  be 
tempted  to  make  concerning  the  preeminence  of  any  given 
race,  region  or  country.  The  industrial  revolution  began  in 
Western  Europe,  moving  on  to  the  United  States  of  America 
and  then  to  Japan;  since  1917  it  has  been  gathering  momentum 
in  the  Soviet  Union,  and  in  the  near  future,  no  doubt,  we 
shall  see  it  in  progress  elsewhere;  now  here,  now  there,  within 
a  space  of  50  years,  it  flares  up  or  dies  down.  What  then  of  the 
claims  to  be  first  in  the  field,  on  which  we  pride  ourselves  so 
much,  when  we  have  to  take  into  account  thousands  upon 
thousands  of  years  .^ 

The  neolithic  revolution  broke  out  simultaneously,  to  within 
1,000  or  2,000  years,  around  the  Aegean,  in  Egypt,  the  Near 
East,  the  'Valley  of  the  Indus,  and  China;  and  since  radio- 
active carbon  has  been  used  for  determining  archaeological 
ages,  we  are  beginning  to  suspect  that  the  neolithic  age  in 
America  is  older  than  we  used  to  think  and  cannot  have 
begun  much  later  than  in  the  Old  World.  It  is  probable  that 
three  or  four  small  valleys  might  claim  to  have  led  in  the 
race  by  a  few  centuries.  What  can  we  know  of  that  today?  On 
the  other  hand,  we  are  certain  that  the  question  of  who  was 
first  matters  not  at  all,  for  the  very  reason  that  the  simul- 
taneity of  the  same  technological  upheavals  (closely  followed 
by  social  upheavals)  over  such  enormous  stretches  of  territory, 
so  remote  from  one  another,  is  a  clear  indication  that  they 
resulted  not  from  the  genius  of  a  given  race  or  culture  but  from 
conditions  so  generally  operative  that  they  are  beyond  the  con- 
scious sphere  of  man's  thought.   We  can  therefore  be  sure 

38 


that,  if  the  industrial  revolution  had  not  begun  in  North- 
western Europe,  it  would  have  come  about  at  some  other 
time  in  a  different  part  of  the  world.  And  if,  as  seems 
probable,  it  is  to  extend  to  cover  the  whole  of  the  inhabited 
globe,  every  culture  will  introduce  into  it  so  many  contri- 
butions of  its  own  that  future  historians,  thousands  of  years 
hence,  will  quite  rightly  think  it  pointless  to  discuss  the 
question  of  which  culture  can  claim  to  have  led  the  rest  100 
or  200  years. 

If  this  is  admitted,  we  need  to  introduce  a  new  qualification, 
if  not  of  the  truth,  at  least  of  the  precision  of  our  distinction 
between  stationary  history  and  cumulative  history.  Not  only 
is  this  distinction  relative  to  our  own  interests,  as  we  have 
already  shown,  but  it  can  never  be  entirely  clear  cut.  So  far 
as  technical  inventions  are  concerned,  it  is  quite  certain 
that  no  period  and  no  culture  is  absolutely  stationary.  All 
peoples  have  a  grasp  of  techniques,  which  are  sufficiently 
elaborate  to  enable  them  to  control  their  environment  and 
adapt,  improve  or  abandon  these  techniques  as  they  proceed. 
If  it  were  not  so,  they  would  have  disappeared  long  since. 
There  is  thus  never  a  clear  dividing  line  between  "cumulative" 
and  "non-cumulative"  history;  all  history  is  cumulative  and 
the  difference  is  simply  of  degree.  We  know,  for  instance, 
that  the  ancient  Chinese  and  the  Eskimos  had  developed  the 
mechanical  arts  to  a  very  high  pitch;  they  very  nearly  reached 
the  point  at  which  the  "chain  reaction"  would  set  in  and  carry 
them  from  one  type  of  civilization  to  another.  Everyone  knows 
the  story  of  gunpowder;  from  the  technical  point  of  view, 
the  Chinese  had  solved  all  the  problems  involved  in  its  use 
save  that  of  securing  a  large-scale  effect.  The  ancient  Mexicans 
were  not  ignorant  of  the  wheel,  as  is  often  alleged;  they  were 
perfectly  familiar  with  it  in  the  manufacture  of  toy  animals  on 
wheels  for  children  to  play  with;  they  merely  needed  to  take 
one  more  step  forward  to  have  the  use  of  the  cart. 

In  these  circumstances,  the  problem  of  the  relatively  small 
number  (for  each  individual  system  of  criteria)  of  "more 
cumulative"  cultures,  as  compared  with  the  "less  cumulative" 
cultures,  comes  down  to  a  problem  familiar  in  connexion  with 
the  theory  of  probabilities.  It  is  the  problem  of  determining 
the  relative  probability  of  a  complex  combination,  as  com- 
pared with  other  similar  but  less  complex  combinations.  In 
roulette,  for  instance,  a  series  of  two  consecutive  numbers 
(such  as  7  and  8,  12  and  13,  30  and  31)  is  quite 
frequent;    a    series   of   three    is   rarer,    and   a    series   of   four 

39 


very  much  more  so.  And  it  is  only  once  in  a  very  large 
number  of  spins  that  a  series  of  six,  seven  or  eight  numbers 
may  occur  in  their  natural  order.  If  our  attention  is  con- 
centrated exclusively  on  the  long  series  (if,  for  instance,  we 
are  betting  on  series  of  five  consecutive  numbers),  the  shorter 
series  will  obviously  mean  no  more  to  us  than  a  non-con- 
secutive series.  But  this  is  to  overlook  the  fact  that  they  differ 
from  the  series  in  which  we  are  interested  only  by  a  fraction 
and  that,  when  viewed  from  another  angle,  they  may  display 
a  similar  degree  of  regularity.  We  may  carry  our  comparison 
further.  Any  player  who  transferred  all  his  winnings  to  longer 
and  longer  series  of  numbers  might  grow  discouraged,  after 
thousands  and  millions  of  tries,  at  the  fact  that  no  series  of 
nine  consecutive  numbers  ever  turned  up,  and  might  come  to 
the  conclusion  that  he  would  have  been  better  advised  to  stop 
earlier.  Yet  there  is  no  reason  why  another  player,  following 
the  same  system  but  with  a  different  type  of  series  (such  as 
a  certain  alternation  between  red  and  black  or  between  odd 
and  even)  might  not  find  significant  combinations  where  the 
first  player  would  see  nothing  but  confusion.  Mankind  is  not 
developing  along  a  single  line.  And  if,  in  one  sphere,  it  appears 
to  be  stationary  or  even  retrograde,  that  does  not  mean  that, 
from  another  point  of  view,  important  changes  may  not  be 
taking  place  in  it. 

The  great  eighteenth  century  Scottish  philosopher,  Hume, 
set  out  one  day  to  clear  up  the  mistaken  problem  which  has 
puzzled  many  people,  why  not  all  women,  but  only  a  small 
minority,  are  pretty.  He  had  no  difficulty  in  showing  that 
the  question  means  nothing  at  all.  If  all  women  were  at  least 
as  pretty  as  the  most  beautiful  woman  of  our  acquaintance, 
we  should  think  they  were  all  ordinary  and  should  reserve 
the  adjective  for  the  small  minority  who  surpassed  the  average. 
Similarly,  when  we  are  interested  in  a  certain  type  of  progress, 
we  restrict  the  term  "progressive"  to  those  cultures  which 
are  in  the  van  in  that  type  of  development,  and  pay  little 
attention  to  the  others.  Progress  thus  never  represents 
anything  more  than  the  maximum  progress  in  a  given  direc- 
tion, pre-determined  by  the  interests  of  the  observer. 


40 


IX.  COLLABORATION  BETWEEN  CULTURES 


Lastly,  there  is  one  more  point  of  view  from  which  we  must 
consider  our  problem.  A  gambler  such  as  we  have  discussed 
in  the  preceding  paragraphs,  who  placed  his  bets  only  upon 
the  longest  series  (however  arranged),  would  almost  certainly 
be  ruined.  But  this  would  not  be  so  if  there  were  a  coalition  of 
gamblers  betting  on  the  same  series  at  several  different  tables, 
with  an  agreement  that  they  would  pool  the  numbers  which 
each  of  them  might  reqpiire  to  proceed  with  his  series.  For 
if  I,  for  instance,  have  already  got  21  and  22  myself,  and  need 
23  to  go  on,  there  is  obviously  more  chance  of  its  turning  up 
if  10  tables,  instead  of  only  one,  are  in  play. 

The  situation  of  the  various  cultures  which  have  achieved 
the  most  cumulative  forms  of  history  is  very  similar.  Such 
history  has  never  been  produced  by  isolated  cultures  but  by 
cultures  which,  voluntarily  or  involuntarily,  have  combined 
their  play  and,  by  a  wide  variety  of  means  (migration, 
borrowing,  trade  and  warfare),  have  formed  such  coalitions 
as  we  have  visualized  in  our  example.  This  brings  out  very 
clearly  the  absurdity  of  claiming  that  one  culture  is  superior 
to  another.  For,  if  a  culture  were  left  to  its  own  resources,  it 
could  never  hope  to  be  "superior";  like  the  single  gambler, 
it  would  never  manage  to  achieve  more  than  short  series  of  a 
few  units,  and  the  prospect  of  a  long  series'  turning  up  in  its 
history  (though  not  theoretically  impossible)  would  be  so 
slight  that  all  hope  of  it  would  depend  on  the  ability  to  con- 
tinue the  game  for  a  time  infinitely  longer  than  the  whole 
period  of  human  history  to  date.  But,  as  we  said  above,  no 
single  culture  stands  alone;  it  is  always  part  of  a  coalition 
including  other  cultures,  and,  for  that  reason,  is  able  to 
build  up  cumulative  series.  The  probability  of  a  long  series' 
appearing  naturally  depends  on  the  scope,  duration  and 
variation  allowed  for  in  the  organization  of  the  coalition. 

Two  consequences  follow. 

In  the  course  of  this  study,  we  have  several  times  raised  the 
question  why  mankind  remained  stationary  for  nine-tenths 
or  even  more  of  its  history;  the  earliest  civilizations  date  back 

41 


from  200,000  to  500,000  years,  while  living  conditions  have 
been  transformed  only  in  the  last  10,000  years.  If  we  are 
correct  in  our  analysis,  the  reason  was  not  that  palaeolithic 
man  was  less  intelligent  or  less  gifted  than  his  neolithic 
successor,  but  simply  that,  in  human  history,  the  combination 
took  a  time  to  come  about;  it  might  have  occurred  much 
earlier  or  much  later.  There  is  no  more  significance  in  this 
than  there  is  in  the  number  of  spins  a  gambler  has  to  wait 
before  a  given  combination  is  produced;  it  might  happen  at 
the  first  spin,  the  thousandth,  the  millionth  or  never.  But, 
throughout  that  time  of  waiting,  humanity,  like  the  gambler, 
goes  on  betting.  Not  always  of  its  own  free  will,  and  not 
always  appreciating  exactly  what  it  is  doing,  it  "sets  up 
business"  in  culture,  embarks  on  "operation  civilization", 
achieving  varying  measures  of  success  in  each  of  its  under- 
takings. In  some  cases,  it  very  nearly  succeeds,  in  others,  it 
endangers  its  earlier  gains.  The  great  simplifications  which 
are  permissible  because  of  our  ignorance  of  most  aspects  of 
prehistoric  societies  help  to  illustrate  more  closely  this 
hesitant  progress,  with  its  manifold  ramifications.  There  can 
be  no  more  striking  examples  of  regression  than  the  descent 
from  the  peak  of  Levallois  culture  to  the  mediocrity  of  the 
Mousterian  civilization,  or  from  the  splendour  of  the  Auri- 
gnacian  and  Solutrean  cultures  to  the  rudeness  of  the  Magda- 
lenean,  and  to  the  extreme  contrasts  we  find  in  the  various 
aspects  of  mesolithic  culture. 

What  is  true  in  time  is  equally  true  in  space,  although  it 
must  be  expressed  in  a  different  way.  A  culture's  chance  of 
uniting  the  complex  body  of  inventions  of  all  sorts  which 
we  describe  as  a  civilization  depends  on  the  number  and 
diversity  of  the  other  cultures  with  which  it  is  working  out, 
generally  involuntarily,  a  common  strategy.  Number  and 
diversity:  a  comparison  of  the  Old  World  with  the  New  on 
the  eve  of  the  latter 's  discovery  provides  a  good  illustration 
of  the  need  for  these  two  factors. 

Europe  at  the  beginning  of  the  Renaissance  was  the  meeting- 
place  and  melting-pot  of  the  most  diverse  influences:  the 
Greek,  Roman,  Germanic  and  Anglo-Saxon  traditions  com- 
bined with  the  influences  of  Arabia  and  China.  Pre-Columbian 
America  enjoyed  no  fewer  cultural  contacts,  quantitatively 
speaking,  as  the  various  American  cultures  maintained  relations 
with  one  another  and  the  two  Americas  together  represent  a 
whole  hemisphere.  But,  while  the  cultures  which  were  cross- 
fertilizing  each  other  in  Europe  had  resulted   from  diffcren- 

42 


tiation  dating  back  several  tens  of  thousands  of  years,  those 
on  the  more  recently  occupied  American  continent  had  had 
less  time  to  develop  divergences;  the  picture  they  offered  was 
relatively  homogeneous.  Thus,  although  it  would  not  be  true 
to  say  that  the  cultural  standard  of  Mexico  or  Peru  was 
inferior  to  that  of  Europe  at  the  time  of  the  discovery  (we 
have  in  fact  seen  that,  in  some  respects,  it  was  superior),  the 
various  aspects  of  culture  were  possibly  less  well  organized 
in  relation  to  each  other.  Side  by  side  with  amazing  achieve- 
ments, we  find  strange  deficiencies  in  the  pre-Columbian 
civilizations;  there  are,  so  to  speak,  gaps  in  them.  They  also 
afford  evidence  of  the  coexistence — not  so  contradictory  as 
it  may  seem — of  relatively  advanced  forms  of  culture  with 
others  which  were  abortive.  Their  organization,  less  flexible 
and  diversified,  probably  explains  their  collapse  before  a 
handful  of  conquerors.  And  the  underlying  reason  for  this 
may  be  sought  in  the  fact  that  the  partners  to  the  American 
cultural  "coalition"  were  less  dissimilar  from  one  another 
than  their  counterparts  in  the  Old  World. 

No  society  is  therefore  essentially  and  intrinsically  cumu- 
lative. Cumulative  history  is  not  the  prerogative  of  certain 
races  or  certain  cultures,  marking  them  off  from  the  rest. 
It  is  the  result  of  their  conduct  rather  than  their  Jiature.  It 
represents  a  certain  "way  of  life"  of  cultures  which  depends 
on  their  capacity  to  "go-along-together".  In  this  sense,  it  may 
be  said  that  cumulative  history  is  the  type  of  history  charac- 
teristic of  grouped  societies — social  super-organisms — while 
stationary  history  (supposing  it  to  exist)  would  be  the 
distinguishing  feature  of  an  inferior  form  of  social  life,  the 
isolated  society. 

The  one  real  calamity,  the  one  fatal  flaw  which  can  afflict  a 
group  of  men  and  prevent  them  from  fulfilment  is  to  be  alone. 

We  can  thus  see  how  clumsy  and  intellectually  unsatisfactory 
the  generally  accepted  efforts  to  defend  the  contributions  of 
various  human  races  and  cultures  to  civilization  often  are. 
We  list  features,  we  sift  questions  of  origin,  we  allot  first 
places.  However  well-intentioned  they  may  be,  these  efforts 
serve  no  purpose,  for,  in  three  respects,  they  miss  their  aim. 
In  the  first  place,  there  can  never  be  any  certainty  about  a 
particular  culture's  credit  for  an  invention  or  discovery.  For 
100  years,  it  was  firmly  believed  that  maize  had  been  produced 
by  the  American  Indians,  by  crossing  wild  grasses;  this 
explanation  is  still  accepted  for  the  time  being,  but  there  is 
increasing  doubt  about  it,  for  it  may  well  be,  after  all,  that 

43 


maize  was   introduced   into   America    (we   cannot   tell   when 
or  how)  from  South-East  Asia. 

In  the  second  place,  all  cultural  contributions  can  be  divided 
into  two  groups.  On  the  one  hand,  we  have  isolated  acqui- 
sitions or  features,  whose  importance  is  evident  but  which  are 
also  somewhat  limited.  It  is  a  fact  that  tobacco  came  from 
America;  but  after  all,  and  despite  the  best  efforts  of  inter- 
national institutions,  we  cannot  feel  overwhelmed  with 
gratitude  to  the  American  Indians  every  time  we  smoke  a 
cigarette.  Tobacco  is  a  delightful  adjunct  to  the  art  of  living, 
as  other  adjuncts  are  useful  (such  as  rubber) ;  we  are  indebted 
to  these  things  for  pleasures  and  conveniences  we  should  not 
otherwise  enjoy,  but  if  we  were  deprived  of  them,  our  civi- 
lization would  not  rock  on  its  foundations  and,  had  there  been 
any  pressing  need,  we  could  have  found  them  for  ourselves 
or  substituted  something  else  for  them. 

At  the  other  end  of  the  scale  (with  a  whole  series  of  inter- 
mediates, of  course),  there  are  systematized  contributions, 
representing  the  peculiar  form  in  which  each  society  has 
chosen  to  express  and  satisfy  the  generality  of  human 
aspirations.  There  is  no  denying  the  originality  and  particularity 
of  these  patterns,  but,  as  they  all  represent  the  exclusive  choice 
of  a  single  group,  it  is  difficult  to  see  how  one  civilization  can 
hope  to  benefit  from  the  way  of  life  of  another,  unless  it  is 
prepared  to  renounce  its  own  individuality.  Attempted  com- 
promises are,  in  fact,  likely  to  produce  only  two  results:  either 
the  disorganization  and  collapse  of  the  pattern  of  one  of  the 
groups;  or  a  new  combination,  which  then,  however,  represents 
the  emergence  of  a  third  pattern,  and  cannot  be  assimilated 
to  either  of  the  others.  The  question  with  which  we  are  con- 
cerned, indeed,  is  not  to  discover  whether  or  not  a  society 
can  derive  benefit  from  the  way  of  life  of  its  neighbours,  but 
whether,  and  if  so  to  what  extent,  it  can  succeed  in  under- 
standing or  even  in  knowing  them.  We  have  already  seen  that 
there  can  be  no  definite  reply  to  this  question. 

Finally,  wherever  a  contribution  is  made,  there  must  be  a 
recipient.  But,  while  there  are  in  fact  real  cultures  which  can 
be  localized  in  time  and  space,  and  which  may  be  said  to 
have  "contributed"  and  to  be  continuing  their  contributions, 
what  can  this  "world  civilization"  be,  which  is  supposed  to 
be  the  recipient  of  all  these  contributions.!^  It  is  not  another 
civilization  distinct  from  all  the  others,  and  yet  real  in  the 
same  sense  that  they  are.  When  we  speak  of  world  civilization, 
we  have  in  mind  no  single  period,  no  single  group  of  men: 

44 


we  are  employing  an  abstract  conception,  to  which  we 
attribute  a  moral  or  logical  significance — moral,  if  we  are 
thinking  of  an  aim  to  be  pursued  by  existing  societies;  logical, 
if  we  are  using  the  one  term  to  cover  the  common  features 
which  analysis  may  reveal  in  the  different  cultures.  In  both 
cases,  we  must  not  shut  our  eyes  to  the  fact  that  the  concept 
of  world  civilization  is  very  sketchy  and  imperfect,  and  that 
its  intellectual  and  emotional  content  is  tenuous.  To  attempt 
to  assess  cultural  confribulions  with  all  the  weight  of  count- 
less centuries  behind  them,  rich  with  the  thoughts  and 
sorrows,  hopes  and  toil  of  the  men  and  women  who  brought 
them  into  being,  by  reference  to  the  sole  yard-stick  of  a  world 
civilization  which  is  still  a  hollow  shell,  would  be  greatly  to 
impoverish  them,  draining  away  their  life-blood  and  leaving 
nothing  but  the  bare  bones  behind. 

We  have  sought,  on  the  contrary,  to  show  that  the  true 
contribution  of  a  culture  consists,  not  in  the  list  of  inventions 
which  it  has  personally  produced,  but  in  its  difference  from 
others.  The  sense  of  gratitude  and  respect  which  each  single 
member  of  a  given  culture  can  and  should  feel  towards  all 
others  can  only  be  based  on  the  conviction  that  the  other 
cultures  differ  from  his  own  in  countless  ways,  even  if  the 
ultimate  essence  of  these  differences  eludes  him  or  if,  in  spite 
of  his  best  efforts,  he  can  reach  no  more  than  an  imperfect 
understanding  of  them. 

Secondly,  Ave  have  taken  the  notion  of  world  civilization  as 
a  sort  of  limiting  concept  or  as  an  epitome  of  a  highly  complex 
process.  If  our  arguments  are  valid,  there  is  not,  and  can 
never  be,  a  world  civilization  in  the  absolute  sense  in  which 
that  term  is  often  used,  since  civilization  implies,  and  indeed 
consists  in,  the  coexistence  of  cultures  exhibiting  the  maxi- 
mum possible  diversities.  A  world  civilization  could,  in  fact, 
represent  no  more  than  a  world-wide  coalition  of  cultures, 
each  of  which  would  preserve  its  oAvn  originality. 


45 


X.  THE  COUNTER-CURRENTS  OF  PROGRESS 


We  thus  surely  find  ourselves  faced  with  a  curious  paradox. 

Taking  the  terms  in  the  sense  in  which  we  have  been  using 
them  above,  we  have  seen  that  all  cultural  progress  depends 
on  a  coalition  of  cultures.  The  essence  of  such  a  coalition  is 
the  pooling  (conscious  or  unconscious,  voluntary  or  invo- 
luntary, deliberate  or  accidental,  on  their  own  initiative  or 
under  compulsion)  of  the  w^ins  which  each  culture  has  scored 
in  the  course  of  its  historical  development.  Lastly,  we  have 
recognized,  that,  the  greater  the  diversity  between  the  cultures 
concerned,  the  more  fruitful  such  a  coalition  will  be.  If  this 
is  admitted,  we  seem  to  have  two  conditions  which  are 
mutually  contradictory.  For  the  inevitable  consequence  of  the 
practice  of  playing  as  a  syndicate,  which  is  the  source  of  all 
progress,  is,  sooner  or  later,  to  make  the  character  of  each 
player's  resources  uniform.  If,  therefore,  one  of  the  first 
requisites  is  diversity,  it  must  be  recognized  that  the  chances 
of  winning  become  progressively  less  as  the  game  goes  on. 

There  are,  it  would  seem,  two  possibilities  of  remedying  this 
inevitable  development.  The  first  would  be  for  each  player 
deliberately  to  introduce  differences  in  his  own  game;  this 
is  possible,  because  each  society  (the  "player"  in  our 
hypothetical  illustration)  consists  of  a  coalition  of  denomi- 
national, professional  and  economic  groups,  and  because  the 
society's  stake  is  the  sum  total  of  the  stakes  of  all  these  con- 
stituent groups.  Social  inequalities  are  the  most  striking 
instance  of  this  solution.  The  great  revolutions  we  have  chosen 
to  illustrate  our  argument — the  neolithic  and  the  industrial — 
were  accompanied  not  only  by  the  introduction  of  diversity 
into  the  body  of  society,  as  Spencer  perceived,  but  by  the 
introduction  of  differences  in  status  between  the  several  groups, 
particularly  from  the  economic  point  of  view.  It  was  noted 
a  long  time  ago  that  the  discoveries  of  the  neolithic  age  rapidly 
brought  about  social  differentiation,  as  the  great  cities  of 
ancient  times  grew  up  in  the  East,  and  States,  castes  and 
classes  appeared  on  the  scene.  The  same  applies  to  the  indus- 
trial revolution,  which  was  conditioned  by  the  emergence  of 

46 


a  proletariat  and  is  leading  on  to  new  and  more  elaborate 
forms  of  exploiting  human  labour.  Hitherto,  the  tendency  has 
been  to  treat  these  social  changes  as  the  consequence  of  the 
technical  changes,  the  relation  of  the  latter  to  the  former 
being  that  of  cause  and  effect.  If  we  are  right  in  our  inter- 
pretation, this  causality  (and  the  succession  in  time  which 
it  implies)  must  be  rejected — as,  incidentally,  is  the  general 
trend  in  modern  science — in  favour  of  a  functional  correlation 
between  the  two  phenomena.  We  may  note  in  passing  that 
recognition  of  the  fact  that  the  historical  concomitant  of 
technical  progress  has  been  the  development  of  the  exploi- 
tation of  man  by  man  may  somewhat  temper  the  pride  we 
are  so  apt  to  take  in  the  first  of  these  developments. 

The  second  remedy  is  very  largely  modelled  on  the  first: 
it  is  to  bring  into  the  coalition,  whether  they  will  or  no,  new 
partners  from  outside,  whose  "stakes"  are  very  different  from 
those  of  the  parties  to  the  original  coalition.  This  solution  has 
also  been  tried  and,  while  the  first  may  roughly  be  identified 
with  capitalism,  the  second  may  well  be  illustrated  by  the 
history  of  imperialism  and  colonialism.  The  colonial  expansion 
of  the  nineteenth  century  gave  industrial  Europe  a  fresh 
impetus  (which  admittedly  benefited  other  parts  of  the  world 
as  well)  whereas,  but  for  the  introduction  of  the  colonial 
peoples,  the  momentum  might  have  been  lost  much  sooner. 

It  will  be  apparent  that,  in  both  ca-ses,  the  remedy  consists 
in  broadening  the  coalition,  either  by  increasing  internal 
diversity  or  by  admitting  new  partners;  in  fact,  the  problem 
is  always  to  increase  the  number  of  players  or,  in  other  words, 
to  restore  the  complexity  and  diversity  of  the  original  situation. 
It  is  also  apparent,  however,  that  these  remedies  can  only 
temporarily  retard  the  process.  Exploitation  is  possible  only 
within  a  coalition;  there  is  contact  and  interchange  between 
the  major  and  the  minor  parties.  They,  in  turn,  in  spite  of 
the  apparently  unilateral  relationship  between  them,  are 
bound,  consciously  or  unconsciously,  to  pool  their  stakes  and, 
as  time  goes  by,  the  differences  between  them  will  tend  to 
diminish.  This  process  is  illustrated  by  the  social  improve- 
ments that  are  being  brought  about  and  the  gradual  attainment 
of  independence  by  the  colonial  peoples;  although  we  have 
still  far  to  go  in  both  these  directions,  we  must  know  that 
the  trend  of  developments  is  inevitable.  It  may  be  that  the 
emergence  of  antagonistic  political  and  social  systems  should, 
in  fact,  be  regarded  as  a  third  solution;  conceivably,  by  a 
constant    shifting    of    the    grounds    of    diversity,    it    may    be 

47 


possible  to  maintain  indefinitely,  in  varying  forms  which  will 
constantly  take  men  unawares,  that  state  of  disequilibrium 
which  is  necessary  for  the  biological  and  cultural  survival  of 
mankind. 

However  this  may  be,  it  is  difficult  to  conceive  as  other 
than  contradictory  a  process  which  may  be  sximmed  up  as 
follows:  if  men  are  to  progress,  they  must  collaborate;  and, 
in  the  course  of  their  collaboration,  the  differences  in  their 
contributions  will  gradually  be  evened  out,  although  col- 
laboration was  originally  necessary  and  advantageous  simply 
because  of  those  differences. 

Even  if  there  is  no  solution,  however,  it  is  the  sacred  duty 
of  mankind  to  bear  these  two  contradictory  facts  in  mind, 
and  never  to  lose  sight  of  the  one  through  an  exclusive  con- 
cern with  the  other;  man  must,  no  doubt,  guard  against  the 
blind  particularism  which  would  restrict  the  dignity  of 
humankind  to  a  single  race,  culture  or  society;  but  he  must 
never  forget,  on  the  other  hand,  that  no  section  of  humanity 
has  succeeded  in  finding  universally  applicable  formulae,  and 
that  it  is  impossible  to  imagine  mankind  pursuing  a  single  way 
of  life  for,  in  such  a  case,  mankind  would  be  ossified. 

From  this  point  of  view  our  international  institutions  have 
a  tremendous  task  before  them  and  bear  a  very  heavy  res- 
ponsibility. Both  task  and  responsibility  are  more  complex 
than  is  thought.  For  our  international  institutions  have  a 
double  part  to  play;  they  have  firstly,  to  wind  up  the  past  and, 
secondly  to  issue  a  summons  to  fresh  activity:  In  the  first 
place,  they  have  to  assist  mankind  to  get  rid,  with  as  little 
discomfort  and  danger  as  possible,  of  those  diversities  now 
serving  no  useful  purpose,  the  abortive  remnants  of  forms  of 
collaboration  whose  putrefying  vestiges  represent  a  constant 
risk  of  infection  to  the  body  of  international  society.  They 
will  have  to  cut  them  out,  resorting  to  amputation  where 
necessary,  and  foster  the  development  of  other  forms  of 
adaptation. 

At  the  same  time,  they  must  never  for  a  moment  lose  sight 
of  the  fact  that,  if  these  new  forms  are  to  have  the  same 
functional  value  as  the  earlier  forms,  they  cannot  be  merely 
copied  or  modelled  on  the  same  pattern;  if  they  were,  they 
would  gradually  lose  their  efficacy,  until  in  the  end  they 
would  be  of  no  use  at  all.  International  institutions  must  be 
aware,  on  the  contrary,  that  mankind  is  rich  in  unexpected 
resources,  each  of  which,  on  first  appearance,  will  always 
amaze  men;  that  progress  is  not  a  comfortable  "bettering  of 

48 


what  we  have",  in  which  we  might  look  for  an  indolent 
repose,  but  is  a  succession  of  adventures,  partings  of  the  way, 
and  constant  shocks.  Humanity  is  forever  involved  in  two 
conflicting  currents,  the  one  tending  towards  unification,  and 
the  other  towards  the  maintenance  or  restoration  of  diversity. 
As  a  result  of  the  position  of  each  period  or  culture  in  the 
system,  as  a  result  of  the  way  it  is  facing,  each  thinks  that 
only  one  of  these  two  currents  represents  an  advance,  while 
the  other  appears  to  be  the  negation  of  the  first.  But  we 
should  be  purblind  if  we  said,  as  we  might  be  tempted  to  do, 
that  humanity  is  constantly  unmaking  what  it  makes.  For, 
in  different  spheres  and  at  different  levels,  both  currents  are 
in  truth  two  aspects  of  the  same  process. 

The  need  to  preserve  the  diversity  of  cultures  in  a  world 
which  is  threatened  by  monotony  and  uniformity  has  surely 
not  escaped  our  international  institutions.  They  must  also  be 
aware  that  it  is  not  enough  to  nurture  local  traditions  and 
to  save  the  past  for  a  short  period  longer.  It  is  diversity  itself 
which  must  be  saved,  not  the  outward  and  visible  form  in 
which  each  period  has  clothed  that  diversity,  and  which  can 
never  be  preserved  beyond  the  period  which  gave  it  birth. 
We  must  therefore  hearken  for  the  stirrings  of  new  life,  foster 
latent  potentialities,  and  encourage  every  natural  inclination 
for  collaboration  which  the  future  history  of  the  world  may 
hold;  we  must  also  be  prepared  to  view  without  surprise, 
repugnance  or  revolt  whatever  may  strike  us  as  strange  in  the 
many  new  forms  of  social  expression.  Tolerance  is  not  a 
contemplative  attitude,  dispensing  indulgence  to  what  has 
been  or  what  is  still  in  being.  It  is  a  dynamic  attitude,  con- 
sisting in  the  anticipation,  understanding  and  promotion  of 
what  is  struggling  into  being.  We  can  see  the  diversity  of 
human  cultures  behind  us,  around  us,  and  before  us.  The 
only  demand  that  we  can  justly  make  (entailing  corresponding 
duties  for  every  individual)  is  that  all  the  forms  this  diversity 
may  take  may  be  so  many  contributions  to  the  fullness  of 
all  the  others. 


49 


BIBLIOGRAPHY 


Auger,   P.,  L'homme  microscopique,  Paris,   1952. 
Boas,  F.,  The  Mind  of  Primitive  Man,  New  York,  1931. 
DiLTHEY,  W.,  Gesammelte  Schriften,  Leipzig,   1914-31. 
Dixon,  R.  B.,  The  Building  of  Cultures,  New  York,  London, 

1928. 
De   Gobineau,   a.,   Essai  sur  I'inigalite  des   races   humaines, 

2nd  ed.  Paris,  1884. 
Hawkes,  C.  F.  C,  Prehistoric  Foundations  of  Europe,  London, 

1939. 
Herskovits,  M.  J.,  Man  and  his  Works,  New  York,  1948. 
Kroeber,  a.  L.,  Anthropology,  new  ed..  New  York,  1948. 
Leroi-Gourhan,  a.,  L' Homme  et  la  matiere,  Paris,  1943. 
Linton,  R.,  The  Study  of  Man,  New  York,  1936. 
Moraze,  Ch.,  Essai  sur  la  civilisation  d'occident,  VoL  L,  Paris, 

1949. 
PiRENNE,    J.,    Les   grands    courants   de    I'histoire    universelle. 

Vol.  1.,  Paris  1947. 
Pittard,  E.,  Les  races  et  I'histoire,  Paris,  1922. 
Spengler,  0.,  The  Decline  of  the  West,  New  York,  1927-28. 
ToYNBEE,  A.  J.,  A  Study  of  History,  London,  1934. 
White,  L.  A.,  The  Science  of  Culture,  New  York,  1949. 


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