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Wmkftn
.ikKATV
Ov>vH€B SVxA^A. Sm^x^ CcxwrV
EEPORTS
CASES ARGUED AND APJtiOGED
THE SUPKEME CdUHT
THE UNITED STATES.
JANUARY TERM, 1846.
BY BENJAMIN C. HOWARD.
1 «t lAW, <a» ■■mill or «■■ •■vmwM'O^ «■>
99 Wn UmU VTAVAi.-
YOL. m.
PmLADELPHIA:
T. A J. W. JOHNSON. LAW BOOKSELLERS. \jxr^ ^^
184». yjp
.Ail"?
Eanus aceoriiiig to act «f. CoagnM, in tb« f«tr i84S, by T. tt J. W. Jowntm,
I tb* Clark'* OOee of the Diairiet Oowt «f the Baatern Diatiiet «f teomfiniik.
REPRINTED
FROM THE ORIGINAL EDITION
BY
WILLIAM 8. HEIN & CO . INC.
BUFFALO. N*. Y.
AND
CLARK BOARDMAN CO. I TD
NEW YORK, N. Y.
1968
REPRINTED IN TAIWAN
SUPBElilE GOjDRT OF THE UNITED OTATEB.
Hoir. ROGER B. TAN£V, Chief Justice.
HoK. JOSBPH STORY, Associate Justice.
Hon. JOHN McLEAN, Associate Justice.
Hoir. JAMES M. WAYNE, Associate Justice.
Hob. JOHN CATRON, Associate Justice.
Hov. JOHN MeKINLEY, Associate Justice.
HoK. PETER y. DANIEL, Associate Justice.
Hoir. SABfUEL NELSON, Associate Justice.
John Y. Masoit, Esq., Attoraey-General.
WiLUAM Thomas Cabroll, Esq., Cleric.
BcMiAiairC. Howaed Esq., Reporter.
Alexaxdu Hunteb, Esq., MarshAl.
iii
PROGEBDINGlS OP qqOKf
DEATH OF JUDGE BALDWIN.
At the opening of the Cooxt thk morning, Mi. Ndeon, the Attor^
ney General of the U.^ 8., addreaeed the Court as fdlowa:
«« I haTe been requested, this nunningt to pieseni tp your Honeis,
a 8eri^<^re8ohitioiiS9 adopted yesterday, at a Obsetiiig of the menbeis
of the Bar, and other officers, connected with this tribunal, erinetre
of their idbouxation'or the chareeter, and respect for the memory of the
Hod^ Hbiirt Baldwin, kte an Associate Justice pf this Court.
M In aipquilling myself of this melancholy duty, I cannot forbear-tlie
expression of my sincere concurrence in all that my bBeihem hav^
testified of the distinguished merits <^ the deceased, with whose
friendship, originating in an intinttUe association in the popular bhmdi
of the national Legislature, I hare for years been hommred*
a I hsTo known him— as we all knew and appkedated him— as
frank, generous,, and bene^rple^t, as a mati, and as pure, and'pio-
found, and independent, as a judge; and whibt die resdutiow,
which I hold in my hand, evident the consideration, Jn which hia'
illustrious senices, political and judicial, corering more than thirty
3reai8 of the history.of this confederacy, are hdd'by those who haW
adopted them, I am sure that I ahall not be regaided as pfBsuttj^
tuous, in assuming, that they equally won for him the esteem, eon*'
fidence, and auction of his brethren onrthe bebclu
^ In this assurance, I now present these resdutions to your Honois,
which, after they shall have been read, I respe^ulfy more may be
entered on the minutes of your proceedings.*'
M At a meeting of the Members of the Bar of the Supreme Court
of the United ^Ates, and of the Officers of the Court, at the pourt
room in the Capitol, on the 8d day of Dec'r. ▲• n* 1844.
MThe Honourable James Buchanan was called to the chair, and
the HooouraUe William L. Dayton, appointed Secretary.
The following resdutions were submitted by the Hcmoumble Joseph
R. IngerBoU, and unanimously adopted :—
U ON THE D£ATH Or JVDmm BALDWm.
M Be8ol?ed, That the Supreme Court of the United States, and the
country, hare sustained, in the death of the HonouiaUe Hsmnr
Baldwin^ a loss of extensi?e learning, inde&ligable industry, pure
integrity, and sterling abilities : a long and hhorious pivctioa at the
Bar, had prepared and disciplined his mind for the severer studies
and more responsible duties of the Bench, and he has left to the
Profession lasting proofe how fiuth&Hy he pursued the one, and how
actively he discharged the other*
M Resolved, That this meeting sincerely laments Judge Baldwin's
decease, in tbe^ midst of a career of active useftdness ; and that the
members of this Bar, and'Officers of this Court, will wear the usual
badgeof mourning during the residue of the term.
*« Resolved, Thai the chairman and secretary transmit a copy of
these proceedings to the family of the deceased, and assure them of
our sincere condolence, on account of the great loss they have sus-
tained.
M Resolved, That the Attoiney General bd requMed to move the
Court that these resolutions be entered in the minutes of thi&ir pro-
ceedings.
Jas. Buchanan, Chairman.
fFm. L. Dayton^ Secretary.'*
To which Chief Justice Tanst,' replied as follows : —
M The Court very sincerely unite with the Bar, in die testimony
of respect proposed to beoftred tothememory of our departed brother.
We have at the present term, as at the last, assemUed tc^^ether under
painful circnmsianoes ; and are again caDbd upon to depbre the loss
of one, who for many years was associated with us in the labours of
the court ; and whoM great haming cooimanded the confidence \of
all who had an opportunity ci knowing him. He was indeed full of
thai learning of die law; strikingly familiar with its records and
dedsioos, in ancient as well as modem times ; and perhaps scarcely
aHy one can ftilly appreciate^ his high claims to respect, unless, like
ourselves, he had often met him in the calm discussion of the con-
ference room, and heard him from time to time discussing the
various, abstruse and difficult questions which are continually arisingl
We siiicerely feel his losi, and deeply depbre it ; and shall direct
thi^ proceedings to be entered on the records of the Court, as evi-
dence of the leep^i and regard which we all entertai&ed for him.'*
Dec*r. 4th.
RULES OF PRACTICE
COURTS OF THE UNITED STATES
imoAvutor
ADMtilikLTT AND MARITIME JURISDICnON.
RULES OF PRACTICE
Or TBS Covsn of tbs UinnDfitATit nri^Avns w Adkibaitt
AHD MABimn JumttDicnoN on tbs Ihitancb Sn>B of m
CouBX'— IN rcMmjAMom of Aor of tbs %2d of Avovn*, 1842.-^
CM. 188.
No mmuB prooea thaO itrao fram the District Coaxt in moftMl
cause pfadmhilty 04 mniiiiDe jmisdictioD, until the libel or lib^ of
infonnstkiii shell be ffled in the elerk^s offise, from which such |io-
oess IS to issue. M process shell be serred by the mershel cr ty
his deptttjaoriiheieheordiey aie'iBteiestedtJbyscMiiedisci^
disinterested petsoa appointed hf the oomt.
n.
In suits ja peisooam^ the mesne process may be by it simple
wanantof anest of the peisonof the defendant in the natoroof a
capias, or by a wanant of anest of the person of the defendant with
a danse therein, that if he cannot be found, to attach his goods and
chatteb to the amoont sued for, or if such property cannot be fo(und,
to attach.his credits and eftcts to the amount sued for in the hands of
the garnishees named therein f or, by a simple monition in the nature
of a summons to appear and answer to the suit, as the UbeDanl shaD,
in his Ubel or information, pmy for, or elect.
m.
in aB suits in personafii,r^-where a simple warrant of arrest issues
and is executed, die marshal may ta&e bail with sufficient sureties from-
the party arrested by bond or stipulalion, upon condition thai he wQl
appear in the suit and abide by all orders of the court, interlocutory
or final, in the cauoe, and pay the money awarded^by the final decree
rendered there in the court, to which the process ii returnable or
in any appellate court And upon such bond or stipulation, sum-
mary process of execution may and shall be issued against the prind*
IT BULBS OV FEAOTIOB
pal and snietiei hy the eooit te vrliich such process is retonable to
ettibcce the final deeree so rendered, or upon qppeal, by the appellate
court.
IV.
In all suits iff personam, when goodi and chattels, or credits
and effects are attached under such warrant authorizing the tfune, the
attachment nu^ be dissolved by order of the court to which the same
warrant is letumaUe, upon the defendant, whose property i^ so.
attached, giTing a bond or stipulation with st^cient sureties to abide
by all ortos, interlocutory 'or final, of the court, and pfiy the amount
awarded by this final decree rendered in the court to wUck the
process ii returnable, or in any appellate court ; and uix>n such bond
or stipulation, summary process of execution sbidl and may be issued
against die principal and sureties by the court to which such warrant
is retimable to enforce the final decree so rendered, or upon appeal,
by tie appellate court.
Bonds or stipulations in admiralty suits may be given and taken
in open court, or at chambers, or before any commissioner of the court
who is authorized by the court to take affidavits of bail,4ind depositions
in cases pending before the court.
VI.
In all suits in personam, where bail is taken, the court may, upon
motion for due cause shown, reduce the amount of the sum contained
in the bond or stipulation therefor : and in all cases where a bond or
stipulation is taken as bail, or upon dissolving an attachment of
property as aforesaid, if either of the sureties shall become' insolvent
pending the suit, new sureties may be required by the' order of the
court to be given, upon motion and due prorf thereof.
vn.
In suits in personam, no warrant of arrest, either of the person or
property of the defendant, shall issue for a sum exceeding five hundred
dollars, unless by the special order of the court upon affidavit or other
proper proof showing the propriety thereof.
vra.
In all suits in rem against a ship, her tackle, sails, apparel, furniture.
boatiyorcdicr appurtcnanceg, if ioeh . tadde, wdltt ^^p>iel» fiiittitog6t
botlBorothetappaiteiiiiioatflieiii the poticMion oi cnttody of tiqr
ihiid penoD, the cooit nmjf after a doe monition to aoch thiid penoot
and a hearing of the canae, if afiyv wbj the aune should not be
deUTered orer, award and decree thai the same Ka deUfered into the
enstody of the manhal or other proper officer* if nfctk the hearing the
Mone is required Sy kw and justice.
TX.
In aB eases of aeixuie and in othor suits and proceeiings in Mm,
the process, unless otherwise prorided for by statute, shall be br
a warrant of arrest of the ship, goods or other thing to le arresled,
and the maTshal shall theTeuix)n arrest and take the ship, goods or
other thing into his possession for safe custody ; aiid shall cao^ public
notice thereof and of the time assigned for the return of such process
and the hearing of the cause to be giren in such newspaper within
the district as the District Court shall ord^r, and if there is no ^w
paper published therein, then in such other public places in the dis-
trict as the court shall direct
In all cases where any goods or other things are arretted, if ths
same are perishable, or are liable to deterioration, decay or injury by
being detained in custody, pending the suit, the court may, upon the
qpplicatioQ e( either party, in its discretion order die same, or so
much thereof to be sold, as shall be perishable or liable to depredation,
decay or injiiry, and the proceeds -or so much diereof as shall be a
fiin security to satisfy in decree to be bioughr into court, to abide the
erent of the suit ; or the court may, upon the application of the
daimant, order a delivery thereof to him upon a due appraisement to
be had under its direction, either upon the claimant's depositing in
court so much mon^ as the court shall order, or upon his givinga
stipuhtiaD irith the sureties in such sum as the court shall direct to
ahUe by and pay die money awarded by the final decree rendered
by the court or the appellate court, if any appeal inlenrenes, as the
one or the other course shall be ordered by the court.
XL
In like manner where any ship shall be arrested, the same may,
upon the application of the claimant, be deliyered to him upon a due
ai^raisement to be had under the direction d* the court, upon die
claimant's dqKjsiting in court so much money as the court shall
cRier, or upon his giving astipulation with sureties as aforesaid ; and .
Ti ftirxit« or paAOTiei
in its diacreticRiy iipon the applicadoD of ekher putyt vpon due cuiie
showiit order a sde of inich ship, dlsd die prooeedi tlMnof to be
brought into comty or otherwise d^)osed of as it may deeoi most
f(Mr the benefit of all ooDOoned.
xn.
In all stuts b/ material men for supplies or lepaiis or other neees^
series for a foieigti ship or for a ship in^ a foreign port, the libelknt
may proceed against the ship and freight in rem, or against th^
master or thd owner alone in personam. And the like procieeding in
rem shall ipply to cases of domestic slups, wheie by Aa local bw
a lien is giTen to material men for snpj^ies, rspaiiSt or other \
xnL
In all suits for mariners* wages, the libsDant may proceed against
the ihip, freight, and master, or against the ship and freight, or against
theowner or master alone in perKMiam.
XIV.
In 1^ suits for pilotage, the UbeOant may proceed against the ship
and master, or against tihe slup, or against the owner alone, or the
master alone, in peiBonam.
XV.
' In all suits for damage by collision the libeDant may proceed
against the ship and master, or against the ship alone, or against the
master or the owner alone, in personam.
XVI.
In an suits for an assault or beatii^ on the hi^h jMas or elsewhere^
within the admiralty and maritime jurisdiction, the suit ihall be in
personam only.
xvn.
In an suits against the ship or freight founded upon a mere mari-
time hypothecation, either express or implied, of the master- -for
moneyr taken up in a foreign port for supplies or repairs or other
necessaries forthe voyage, without any claim of marine intl^rest, the
worn, TMB Od9BTi Of 4BMIBALTT. til
UbeDant nmy pioeeei either in im or agaaifC t^
alone in peiBonam.
In all suite on bettooiybdnde* .properly eo eajbdv the eoi^ he
in rem only againet the pwperty hypotheeated, ei the prooeede of the
property in whoaeeoerfr handi the same mi^ h^ Ibinid, nnlete the
neater has without anthontygiren the luiHtaufy boBd« oir by hie ftand
or miacondnct haa aToided the aame, or haa aabtiaoM the property,
or nnleae the owner haa'hy hie own miaoondnet or wiong Itmt or aob-
tac^d the pR^peity, in wkuteik. laMer eaaer the anit nay be in per-
sonam against the wrong-doer.
XIX.
In all snita for salirage, Ihe soit may be in remagainat thepropeity
aaTe^ or the .proceeda )hersof, or in peiannam against taa paity
at whoae request and for whose benefit die salfiqie eerrioe htt^heen
perfonned*
XX.
In all petitory or possessory suits between part owners or admse
prpprietois, or by the owDers of a sUp or the majority thererfagaiist
the master rf a ship for the ascertainment of ih^ title and deUverynf
the possession, or for the possession only, or by one or more pat
owners against the others to obtain security for the return of the sh^
fiiom any toyage undertaken without their consent, or by.one or morq
part owners against the others to obtain possession of the ship finr any
▼oyage upon giviBg security for the sde return thereof; the process
ahaU be liy an arrest of tlte ship and by a monition to the adTerse party
or partiea to-appear and make answer to the suit#
XXI.
In lil eaasa whero the decree ia for the payment of money, the
Bbellant may* at his election, haye an attachment to compel the
defendant to perform the decree, or a writ of execution in the nature
of a capias andof a^eri fiicias, commanding the marshal or his deputy
to lery the amount thereof of the goods and chattels of the defendant,
and for want thererf to arrest his body to answer the exigency of the
execution. In all other cases the decree may be enforced by an
attachment to compel the defendant to perform the decree ; and upon
such attachment the defencttnt may be arrested and committed to
prison until he performt the decree, or is otherwise discharged by hw,(
or by the Older of the court
Tin BVLBi or PftA€T10B
zxn.
AH informatioDB and libeb of infiamiatidn upon seizures for any
breach of the reyenne or nayigationor other laws of the United States,
shall state the place of seizure, whether it be on land, or on the high
seas, or on naTigaUe wateis within the adnuralty and maritinie Juis-
diction of the Unitsd States ; tmd the district within which the pro-
peitj is brought aad where it then ik The infimnation or Cbd of
information sbJl dso propound in distinct articles the matters relied on
as grounds or caosesof fcnrfeiture, and arer the samB to be contary to
the fom^ of thi statute or statutes rf the United States in such case
prorided, as tke case may require, and shall conclude with a prayer
of due prociBS to enforce the f(nfeiture and to give notice to aB
persons coiuemed in interest to appear and shew cause at the return-
day of the process why thd forfinture should not be decreed.
xxm.
M Ibeb in instance causes, dTil or maritune, shall state the nature
of thecause, as for example, that it is a cause civil and maritime, of
contnct, of of tort or damage, (mt of salvage, or of possession, or other-
wise as the case may be, imd if the libel be in rem, that the property
is Tathin the district ; and if in personam, the names and occupations
an^ places of residence of the parties. The libel shall also propound
ani articulate in distinct articles the various allegaticm of fiicts, upon
wiich the libeDant relies in support of his suit, so that the defendant
nay be enabled to answer distinctly and separately the several matters
iDUtained in each article ; and it shall condude with a pmyer of the
process to enforce his rights in rem, at in personam, (as the case may
require,) and for such relief and redress as the court is competent to
give in the premises. And the libellant.may further require the
defendant to answer on oath all interrogatories propounded by him
touching all and singular the allegations in the Ubel at the ckse or
conclusion thereof.
XXIV.
In all informations and libels in causes of admiralty and: maritime
jurisdiction, amendments in mailers of form may be made at any
time on motion to the court as of course. And new counts mAy be
filed and amendments in matters of substance may be made upon
motion at any time before the final decree upon such terms as due
court shall impose. And where any defect of form is set down by the
defenda(it upon special exceptions, and is allowed, the court inay, in
granting leave to amend, impose terms uponihe libeOant.
worn, TBB OOVBTi ^V ABMIBA&TT.
XXV.
. In an cmset of Ubek in persoDam, the oonit may in its difcretioo,
upon the appcaiimce of the defendant* where no bail has been taken
and no attachment of piopeity has been made toanswer the exigency
of the ffoity leqniie the defendant to giye. a ttipdation with taretiea
in inch ^eum.as the court ahall direct, to pay dl coets and ezpenaee,
which tahall be awarded againit him in die enk upon the final
adjndicatioii (beieof^ or by any Interlocntory order in die proceaa of
theanit.
XXVL
In soita in rem, the party claiming the property riiaSl Terify his
chin^ on oath or solemn affinnation, stating that the daimaiA, by whom
at on whose behalf the claim is made* is ^e true and bon& fide owner,
and that no other person is the owner diereof. And where \he claim
is put in by an ag^nt or consignee, he shall also make oath, t«at he is
duly authorized hereto t^the owner, or if die property be at lie tbne
(^the arrest in the possession of the master of a ship, that heis the
kwfol bailee thereof for the owner* And upon putting in suchdaim,
the claimant shall file a stipulation with sureties in such sum m |ha
court shall direct, for the pa3^ent of all costs and eq[>enses Wch
shall be awarded against him by the final decree of the court, or 190a
an ^>peal, by the appellate court.
xxvn.
In all libels in csiuses of dtil and maritime jurisdiction, whethet
in rem or in personam, th^ answer of the defendant to the allegations in
the libel shall be on oath cy solemn .affirmation ; and the answer ihall
be full and explicit and distinct to each separate article and separate
allegation in the libel,in the same order as numbered in the bbd;
and shall also answer in Uke manner each intenogatoiy pioponmbd
at the ckse^^he UbeL
The Uhdlant mayexceptio the sufikiency or f^Uness or distinct-
neas ot rekT^ncy rf.the answer to the articles and interrogatori^. in
llielibd; andif the couit shall adjudge the'same ex^tions or any of
them 10 be good and yalid, the court shall order the defendant fcmh-
with within such time as the court shall direct, to answer the same,
and ^ay further ^er the de^dantio pay such costs as the court
diall adjudge reasoDable.
TTTT.
If the defenduit thall omit Or idbM to make doe answer to the
fibel upoQ the retam-dayof the prooe» or other dajMBigned hj
the eomt, the cout AmU pnmoanoe him. to be- In cootomeqr and
defcoh, and thereupon the Uhd shall be adjudged to be taken ^fto
confiwao against h^ and the comt shall proceed to hear the canse
ezpaite and adjudge therein as to kw and justice diall vppeitatn.
Bat the conit maf in its discretioQ set aside the deftab, and upon die
application of As defendant, admit him to make answer to the libel at
soy time befiae the final hearing and decree, xqion his pa^ibeut of
aU the costs of the suit up to the tme of gsusdng leave thmfior.
XXX.
In an ^ases where the defendant answeis, bat does not answer
foUj and ez|dicitlj and distinctly to aH thematteis in anyaiticleof
the hbd and exception is taken diereto by die Kbdknt, and Oie excep-
tion is iUowed, the coait m^, by attachment, compel the defendant
to saale Auther answer thmto, or may dhect the matter of the
exoepion to be tab n pro confesso against the defendant to the faD
poipvtand e&ctof the aitide to which it puipotts to answer^ and ai
if M answer had beei^ pot in thereto.
XXXL
The defendant may object by Jus answer to answer any aOegatioii
er interrogalocy contained in the libel which will expose him to- any
l^ooecmion or poniahment far a crime, or far any penalty or any
orfaitare of his propeity for any poial oflence.
XXTTT.
Hie defendant diall hare % right lo req[mre the perwwal
of thefibeHaitt upon oathcr solonn affiimation to anyi
lies which he miay at the close of his answer propoond lo th^
hbdlant toadiing any matters charged in the hbd, or loHiching any
qptfeer of defence set op in the answer, subject to the like exception
as lo matters which dtsU expoee the hbejknt to aoy prosecution or
pumshment or foiifiriture as is proTided in the Slst lidk. In defeuk
of due answer by the hbelknt to such interrogatories the ooort may
adjudge the Kb^ant to be in de&uh and dismiBS die Jibel, or may
compel his answer in the premises by attachment, or tike the subject-
matter of the interrogatory pro confesso in feroor' of the defendant,
as the court in its discretion shall deem aiost fit to promote pubGe
justioe.
FOm TBI OOVftTi 0# AUXIEALTT* zi
xxxnL
Where either the libeOant or the defendant is out of the country,
or nnable from sickness or other cs^nalty to make an answer to any
interrogatory on oath or solemn affirmation at the proper time, the
eoort may in its discretion, in furtherance of tke due administration
of justice dispense therewith, or may award a commission to take the
answer of the defendant when and as soon as it nay be practicable.
XXXIV.
If any third person shall inierrene in any cause ef admiralty and
atutritime jurisdiction in rem, for his own interest, anl he is entitled,
according to the coui^ of admiralty proceedings, to be heard for his
own interest therein, he shall propound the matter in siitaUe aDegar
lions, to which if admitted by the court, the other part; at parties in
the suit may be required by order of the court to make lue answer
an4 such .further proceedings shall be had and decree rendered by
the court therein as to law and justice shaU appertain. But erery
such interrenor shall be required upon filing his allegatiois, to giyie a
sdp^Jation with sureties to abide by the fioal decree rendtred in the
cause, and to pay all such costs and expenses and damagis as shall
be, awarded by the court upon the final decree, whether it ii rendered
in the* original or appeUate court.
XXXV.
Stipulations in admiialty and maritime suits may bei^taketinopen
court, or by the proper judge at chambers, or under his order by any
commissioner of the court, who is a standing commissioner^ the
court, and is now by law authorized to take affidarits of bail, md also
depositions in civil causes pending in the courts of the United States.
XXXVL
Exception may be taken to any Ubel, allegalioQ or answer tot
surplusage, irreloTancy, unp^rtinence or scandal, and, if upon rtference
toamaster, the exception shaU be repotted to be so obje^ionaUe, and
allowed by the court, the matter shall be expimged at the €Ost and
eiqpense of the party in whose Ubel or answer the same is fomd.
xxxvn.
In cases of fdreign attacl^nent, the garnishee shaU be recuired to
answer m oath or solemn afilrmation, as to the debts, credits •r efiects
of the defendant in his hands, and to such interrogatories touching
ik BVL»8 OF PEACTIOI
thesameasmaybcpiopoiiiidedbythelibeUant; andif hethallreAite
o)r neglect so to do, the court may award compubcry process in per-
sonam against him. If he admit any debts, credits or e^ts, the
same shall be held in his hands liable to answer the exigency of the
snit«
xxxvm.
In cases of mariners' wages, or bottomry, or salvage, or other pro-
ceedings in rem, where fteight, or other proceeds of property are
attached to, or ai« boand by the suit, which are in the hands or pos-
session of any person, the court may, upon due application by petition
of -the party interested, requi]:e the party charged with the possession
thereof to appeir and show cauje, why the same should not be brought
into court to axswer the exigency of the suit; ahd if no sufficient cause
be shewn, th) CQurt may order the same to be brought into court to
answer the exigency of the suit, and upon failure of the party to
comply with the order, may award an attachment or other compulsive
process to ompel obedience thereto.
XXXEL
If in anpadmiralty suit, the libellant shall bot appear and prosecute
his suit aicording to the course and orders of the court, he shall be
deemed ii defauk and contumacy, and the court may, upon the
applicatim of the defendant, pronounce the suit to be deserted, and
the samemay be dismissed with costs.
XL.
The orart may in its discretion, upon the motion of the defendant
and thepa3rment of costs, rescind the decree in ^y suit in which on
account of his contumacy and default the matter of the libel shall
have bein decreed against him, and grant a rehearing thereof, at any
time within ten days after the decree has been entered, the defendant
■ubmittbg to such further orders and terms in the premises as the
court my direct.
XLL
An sdes of property under any decree in admiralty shall be made
by the oarshal or his deputy or other prbper officer assigned by the
court, waere the marshal is a party in interest, in pursuance of the
orden of the court ; and the proceeds thereof, when sold, shall be
forthwith paid into the registry of the court by the officer making the
sale, to be disposed of by the court according to law.
VOB THB COVETS 6F ADHIEALTT. zili
XLIL
AH moneys paid into the legistry <rf the couit shall be deposited
in some bank designated hf the cooit, and shall be so deposited in the
name of the cooit,^ and shall not be dmwn out except by a check or
checks signed by a judge of the court and countersigned by the clerk,
stating on whose account and for whose use it is dnwn, and in what
suit and out of what fund in particular it is paid. The clerk shall
keep a regular book containing a memorandum and copy of all the
diecks so drawn and the date diereof.
xun.
Any person haring an interest in any proceeds it the registry of
the court, shall haye a right by petition and summarr proceeding to
intervene per interesse suo, for a dehTeiy thereof to Um ; and upon
doe notice to the adrerse parties, if any, the court Aall and may
pioceed summarily to hear and decide thereon, and to cecree therein
according to law and justice ; and if such petition or daim shall be
deserted, or upon a hearing be dismissed, the court mayin its discre-
tion awud costs against the petitioner in fiiyour ofthe adierse party.
XUV.
In cases where the court shall d^em it expedient at necessary for
the purposes of justice, the court may refer any matters ariang in the
progress of the suit to one or more commissioners to be appointed by
the court to hear the parties and make report therein. And such
commissioner or commissioners shall have and possess all tke powers
in the premises which are usually given to or exercised br masters
in chancery in references to them, including the power to aiminister
oaths to and examine the parties and witnesses touching the premises.
XLV.
AU appeals from the District to the Circuit Court must be made
while the court is sitting, or within such other period as shall be
designated by the District Court by its general rules, or by an order
specially made in the particular suit.
XLVI.
In all cases not provided for by the foregoing rules, the District
and Circuit Courts are to regulate the practice of the said courts
respectively, in such manner as they shall deem most expedient for
the due administration of justice in suits in admiralty.
av EVLB8 OF PEAOTICK; ETC*
XLvn.
TheBe niles shall be m force in all the Cixouit and Diatriet Courta
€i the United States from and after the first day of September nexX.
It is Ordered by the court. That the foregmng Rules be ani they are
adopted and promulgated as Rules for the regulation and government
of the practice of the Circuit Courts and District Courts of the United
States in suits in admiralty on the instance side of the courts. And
that the reporter of the court do cause the same to be. published in the
next Volume of hfs Reports ; and that he do cause such additional
copies thereof to be published as he may deem expedient for the due
information of the bar and bench in the respective districts and
circuits.
LIST OF ATTORNEYS
ADMITTED DECEMBER TERM« 18U
Willis Hall,
George R. DaTis,
T. P. AUjcoa BiUit
Win* L* Dayton,
Jno. C. Ten Eyck*
TKo8. 1. Johnston,
P. C. Treadwdl,
O. L. Dolany,
H. W. DaTis,
J. CoUamer,
Henry Piitle,
Washington Hunt,
James Bemple,
Henry T« Cranston,
Edward A. Donscomb,
W. M. Meredith,
James Yeech,
Jeinrls Spencer,
A. Fischer,
N. H. Swajrne,
J. L. Jemegan,
WilL George Bead,'
Henry W. Rogjers,
Edwiurd Warner,
A. "Aos. Smith,
James Lorimer Graham,
John B. Bemiss,
Wright Hawkes,
Weare Tappan,
Thos. F« Carpenter,
Philip Williams, Jr.
J* Hoffinan,
New York.
do.
Kentncky.
New Jtfaej.
do.
Mississippi.
Maine.
Biaryknd.
DiBt. of Columbia.
Vermont
Kentucky.
NewYoric
Illinois.
Rhode Island.
New York.
Pennsylyania.
d6.
Biaryland.
Virginia.
Ohio.
Maryland.
N. Yoik.
Dist. of Colombia.
Pennsylvania.
N.York.
Louisiana.
N.York.
N. Hampsfiire.
R. Island.
Virginia.
^ennsylnmia.
xn
LUTT OF ATTOBIfBTS.
John Mason,
Bfaiyland.
John L. Curteniust
N. York.
Samuel Rirke,
Pennsylvania.
Henry M. Philipet
do.
Charles B. Goodrich,
Massachusetts.
William H. English,
Indiana.
O.H. Piatt,
N. York.
Alanson Nash,
do.
Win. R. Woodward,
IMst. of Columbia.
Jeremiah £. Gary,
N. York.
Geo. P. Baiker,
do.
'Leslie A. Thompson,
Fkmda.
R. M. Qaiaes,
Mississippi.
Joseph C. Hart,
N. York,
Daniel F. Cooke,
Qhio.
James W. Marcy,
Massachusetts.
Richd. H. Crawford,
Dist. of Columbia.
Levi D. Carpenter,
N. York.
ReahFrazer,
Pennsylvania.
George £. Hand,
Michigan.
Charlemagne Tower,
N.York.
RULES AND ORDERS.
ORDER OF COURT.
AUabfMMt of Judges.
Thebs having been an Associate Jotfice of (tm coort appointed
during the pnesent term, it is ordered, that the foUown^ allotment
be made, of the Chief Justice and the Associate Jutices of said
Court, among the Circuits, agreeably to the act of Confess in such
case made and provided; and that such allotment be entered of
record, viz, :
For the 1st Circuit. The honourable Joseph Stoey.
For the 2d Circuit. The honourable Samuel Nelsoi.
For the 3d Circuit. The honourable
For the 4th Circuit. The honourable Roger B. Takut, C. J.
For the 5th Circuit. The honourable John McKmun.
For the 6th Circuit The honourable James M. Wayie.
For the 7th Circuit The honourable John McLeav.
For the 8th Circuit The honourable JoHir Catron.
For ihe 9di Circuit. The honourable Peter V. Daniei.
JtrofcA 5(^,1846.
NoTB, by the Repotter. The honourable Saxvel Nbiaov prodoccl hit eoia-
mifiioD, and to<^ hit sent upon the bench, on the 8d of Marcn, 1S46
ORDER OF COURT.
Ordered, That the Court will not hear arguments on Saturday,
(unless for q;>ecial icause it shall order to the contrary,) bit will de»
vote that day to die other business of the Court ; and Uiat on Friday
in each week, during the sitting of the Court, motions b cases not
required by the rules of the Court to be put on the dockt, shall be
a2 T
VI ORDIOftS OF COUBT
entitled to preference, if isuch motions shall be Qiade before the Court
sball have entered on the hearing of a cause \ipon the dodcet ; and
the rule No. 34, adopted at February term, 1824, be and the same
ia hereby, rescinded. Dec. ^.
ORDER OF COURT.
Orper^, That no pHnted or written argument be hereafter re-
ceived, unless the same diall be signed by an attorney or counseHor
erf' this. Court. DeCi I8tk.
OJIDER OF COURT.
Obdersd, That printed argumenits, under the 40th rule, wiQ be
receiVied hereafter, and at the present' term, until the first Monday
in February, in each and every term, whfle the Supreme Court con-
tinues to meet on the £rlt Monday in December; and that the 49th
rule of the Court, adopted at January term, 1842, 'be, and the sapie
is hereb}, rescinded.
LIST OF CASES REPORTED.
PA«t
Aldridg« «t iL V. WOHaiiM •• ..... 9
Anderaon, HendenoQ o. '. ... 78
Andrews v. Will etiL. 6M
AppMl Ttx Cor-t, Gocdon v. • - 138
Bd^inuiretiid Ohio IUibodLC<«ptny,TlM State • • 535
Bvry ». Gamble 83
Beet, Walkei't LeaMe o. . • Ill
BbdL et eL V. Zodieiie & Co. • 483
BomiefiMo. WiUmme- • • • • • •• - 574
Bpjd, Nofton'e AMg leev.* • • - - • • r 438
Bxockett V. Bkodbett • . 891
Brown's Leantf^ 9. ClemeDti 850
Cemden v. Doronnw etiL- • •.• • • • - - 515
Carroa«.8eflbi4 i ." - 441
Ceiy 9. Cmtif -888
Chaiiee v. The Unitod Statoe . - ^ 811
Chiiily, Ex parte 308
demeote, Brown's Levee o. 65Q
Cljmor's LeeMe V. Dawkine - • .... . - - 874
Croglian's Levee v. Nelaon ........ 187
Ciuliav. Martin «Dd Co. • • • • • • • . • • 107
CJqrtM^ Caiy v. '388
I)ii:v]ea el aL v. Faiilwiin et aL •-838
Dkwkina, CKmer'a Levee «.-• • .. . .^ 874
Di^aoa r. WilkinaQn •• • • •• • • ••5>
Donoraa et aW Camden v.- •• • • • ^ - 515
Doer, Ex parte • • - • - - ,- - - - 103
£fi|ng^'Gantlj*8 Leave «• ........ 707
Fanbaim el aL, Batiw et aL V. • • •.- •• •• 838
Rnt Mnnicipefityy Peiinoli ©,.*•••-•- 583
~ , Tlie Uniled Statea «. • • 557
CtamUe, Banjr «. -•-•.•-•-.- 33
Gantlj'a Leaaee v, Ewing • - 707
Gear, Tbr United atatoav. 131
OiImd, Bwaitwoot V. --IIO
Oevdon V. The Appeal Tax Cout - • . ^ - • • 133
Owin, McFarland v. • - - • • • - - - • 717
Hagan, PoDaid'a Leave «. • 313
Hendenoo v. AndflBraon • -• • ^73
BkktfB Leave v. Stewart • .«. .. 750
Hodge, United Stateav. * • 534
Kendall «.StokeB - •• - .. .••^.. 87
King eta]., The United Slateav. 773
La Pajotte, Cit7 o( Pooltney et aL V. 81
Loie et aL V. Tick et aL • • • • • - - • 484
LIST OP CA8F8.
ICntin iflbXkK, Cmtii v. • •- • . • . . . iq^
Miinrin, The United SlulMV, .« '610
McPoDQch V, MiBanrkin •-••«••• ^g^
MeFarlaad v. Qmm •• 717
Mfllaodgn, McDodo^ v. ••-..... 093
Neil, Moote & Ca V. Stale of Ohio ••«.... yfQ
NeleoD, Crogfamn't LeflMe V. • •• • • « . • 197
NkhoUi ct aL, White r. 366
Norton's Anignee v. Bojd • • • • • . •• 430
O&wet et aL V. Piatt -• • • - 883
Pormoli V, Fint Mnzucqialitj 689
Piatty OliTer et aL V. >•• . . • 888
PoIlvd*s Levee 9. Hagan 818
PoaltiieyetaLv.Cityof LaFajetto 81
I^ientias, Ro« !;.••-«-•••.• 77X
PraMsottetaL, The United Statee*. 578
Plrioe V. Seariora -• 884
Roaa V. Pranti* -• 771
Safibfd, Carrol V. « 441
8avage*a Aasgnee V. Beat • - -t - • ... .m
Searight v, Stokes etaL •. i6l
Seanoms Pri» v • -. • • . 684
Smith, Wilam dt Co. V. --• 783
State of Maryland v. The Baltimore and Ohb Railroad Company • • 635
State of GHo, Neil, Moore dt Ca v. ...... 730
Stewart etaL, HidDej's Lessee V. • - • .. . .760
Stewart etal. The Wadiington Bridge Company v. • • . . 413
Stunpsonv. West Chester Rail^road 658
Stokes, Kmdall V. 87
Stokee etaL, SMiight v, -151
Swartwoit V. Oihon - - . no
Taylor r.The United Statea - - - - . . - - 197
United Sates, Chnirer^. - •• 811
United Sates v. Freeman •-•.•••••. 667
United Satea tK Gear • • .... . ^. . 131
United fitatea V. Hodge • • • • 684
United Mates V. King etaL ..... ^ . . 773
United Itetes v. Marrin 620
United Hates V. Prescott et aL •• 678
United States, Taybr 9. • • 197
United Itates, Winstoa r. 771
Tick etL, Lane ctaLv. • • " • 464
Walk^nTheBankof WasUngton ...... gS
WaD etiU Andrews o. 668
Washin|ton Bridge Company V. Stewart 418
Wadiin|on, Bank oC Walker V. • 68
West Cbster Rail-foad Company, Stimpabn 9. .... 668
White f*.NicboUs eC aL ......... f88
WiDdnsn, Dickson v. • • •• • -- . . 67
W01iams,Aldridge V. .9
WiHiama3omiafiee V. 574
Wilson ^Ca 0. Smith . ^ . 768
Winston t United States 77t
idCa,BbcketaL«. •.••«.... 488
THE DECISIONS
OP TBI
SUPREME COURT OF THE UNITED STATES.
AT
JANUARY TERM, 1845
Andrew Aldridox and otkxrs. Plaintiff in brror* v. Nathanibl
F^ Williams.
The act of Congress, of March Sd, I833» commonlj called the Compromise Act,
did Dot, prospectively, repeal all daties apon imports aAer the 30ih of Jane,
184S.
Repealing only such parts of previous acts as were inconsisteit with itself it
leA in force, alter the 80lh of June. 1842, the same daties which were levied
on the 1st of June, 1 12.
Daties were- directed by the act of 1838 to be levied according to a home valaa-
tion, <* onder such regulations as may be prescribed by law." Tlus ph)rase
embraces all regalations lawfully existing at the time the home vafomtioii
went into operation, whether made before or after the passage of the act of
1883.
And the regulations established in the 7th and 8th sections d the act of 1832
are safficient for the correct performance of the daW;
The regulations prescribed by the secretary of the Treasoiy, and a power
given to him by the 9th section of the act of 1832, are also « regulation^
prescribed by law."
The court, in construiAc^an act, will tlot consider the motives, or reasons, or
opinions, expressed by individual members of Congress, in debate, but %ill
wok, if necessary, to the public history of the times in which it was passed*
Tfais case was brou^t up by writ of error, from the Ciicuit Court
of the United States for the District of Maryland, and inrolred the
constraction of the act of Congress of March id, 18S3, commonly
called the Compromise Act. Williams was the collector of the
port of Bdtimore, and the plaintiffs in error were importing mer
chants, who sued to ecover duties paid under protest
The title of flie act was " An act to modify the act of the 14th
of luly, 1&32, and all other acts hnposing duties on imports.'*
The let section *ptoyided that from and after the 31st of Decem-
ber, 1833, in all cases where ujties shall exceed twenty per centum
on the value thereof, one-tentli part of such excess shall be deducted ;
from -and after the 3l8t of December, 1835« another tenth-part ; from
VoL-in— « 9
10 SUPREME COURT.
Aldridge et aL v. Williamj.
and after the 31st of December, 1837, another tenth part; fix>m and
after the 31st of December, 1839, afnother tenth part; from and after
th^ 31st of December, 1841, one-half of the residue of such excess
^all be deducted ; and from and after the 30th of June, 1842, the
other half thereof ^all be deducted.
The 2d section raised the duty upon certain woollens fix>m five
to fifty per centum.
The 3d action was as follows :
^< That, until the 30th day of June,. 1842, the duties imposed by
existing laws, as modified by this acl^ shall remain and continue to
be collected. And fit)m and after the day last aforesaid, all duties
upon imports shall be collected in ready money ; and all credits,
now allowe(H)y law, in the parent of dXities, shall be, and hereby
are, abolished; and such duties shall be laid for the purpose of
raising such revenue as maybe necessary to an economical adminis-
tration of the government; and from and after the dayiast afore-
said, the duties required to be paid by law on coods, wares, and
merchandise, shall be assessed upon the value mereof at the pbrt
where^the saoTe shall be entered, under such regulations as may be
prescribed by law.'*
The 4th section exempted certiun articles from dutv during the
interval between the 31st of December, 1833, and the 30th of June,
1842.
The 5th section exempted certain article firom duty after the 30th
of June, 1842, and concluded as follows: ^^And all im^ports on
which the first section of this act may operate, and all articles now
admitted to entry free from duty, or paying a less rate of'duty than
twenty per centum, ad valorem, before the jsaid 30th day' of June,
1842, from and after that day may be admitted to enty, subject to
such duty, not Exceeding twenty per centum, ad valorem, as shall
be provided for by law."
The 6th and hst section was as follows :
'< That sa much of the.a6t of the 14th of July, 1832, or of any
other act as is inconsistent with this act, shall be, and the same is
hereby repealed : Provided, That nothing berem contained shall
be so construed as. to prevent the passage, prior olr subsequ£nt to
the said 30th day of June, 1842, of any act. pr acts, fix>m time to
time, that laay be necessary to detect, prevent, or p.unidi evasions
of the duties on imports imposed by law, nor to prevent the pas-
sage of any act prior to^ the 30th day. of June, 1842, in the con-
tmgency either of excess or deficiency of revenue, altering th^'rates
of duties on articles which, by the aforesaid act ot 14th of July,
1832, are subject to a less rate of duty than twenty per centum, ad
valorem, in such maimer as not to exceed that rate, and'so as to
adjust jthe revenue to either of the said contingencies."
The statement of fects agreed upon in the court below was as
follows: —
JANCTART TERBf, I8«. 11
Aldridge et aL v. Williams.
^In tfab case it is admitted that, on .die 20di August, 1842, die
pbgntiffi in tins cause imported into the port of BaidmoK, fioln
liveipool, in Endand, ^ large quantity of goods, wares, and mer-
chandbe, and on me same day entered the same at- the ciistom-house
in die port of Baltimore ; that, the following is a true entiy and list
of said goods, their qualhy, character, and value.
(Here followed a ust of the goods, with their value, amountinir to
je8254 16s.)
Jldjuikneni.
Value at Baltimore per appraisement ... $44,346 00
20 per cent->-am't duties paid collector under protest 8,869 20
Value per invoice, X str. 8254 .16^ 0, or - - - $36,661 00
20percent.. - - - - - - - 7,330 20
Duty per home valuation • • • « - $8,869 20
Per invoice value - ;• - - - - » 7,330 20
1,639 00
'^ TfaAt, on their entry, ^ defendant exacted and required of the
plaintifis to pay, as iana for duties oil said goods, the sum of ei^t
diousand.ei^t hundrecf and sixty-nine dollius and wp cents, which
the plaintifis first refused to pay, but not b^ing able oget their goods
without payine^ the same, they did pay the same under protest ; diat
the value of the goods, by the true invoice cost, adding fireigfat and
other chaises, was thnrty-stx thousand six hundred and mly-one
dollars, {$SSfi5l ;) that the home valuation in Baltimore, as fixed
by the appraisers, was for^-four thousand three hundred and forty-
six dollars, ($44,346;) that the duties upon the invoice ^x)st and
charges would have been seven thousand three himdred and diirty
dollars and twenty c^ts, ($7,330 20.)
<^ It is further agreed, that the duties, so collected as aforesaid by the
defendant, were exacted under, and in pursuance of, orders and
regulations firomthe Treasury Department of the gpvemznent of the
United States, and with die approoation, and section, and direction
pf the President of the United States. .
V And it is also admitted, that the amount exacted as afi^resaid by
defendant of plaintifis, and by ttiiem p^id him aa aforeiaid, was d^
posited, by die defendant in die Merchant^ Bank of Baltimore, to
die credit of die Treasurer of die United States, pn di« 29di August,
1842.
^* It is also agreed, that th^ court may infer, firom •die £eu^ herein-
brfore agreed upon, yfhaterm a juiy might infer. • .
<^If, upon the foregoing; statement of fkct^ the coftrt flhaQ be.of
opinion that the idamtiflB are entided to recover the above sum of
eig^ diousand e%ht hundred and sixty-nbe doUi^ni and t^enQr
12 SUPREME CQURT.
AUridge et aL v. Williamt.
cents, ($8,869 i^J or any pazt 1faereof| then judgment to be enter-
ed for ^ plaintiff, for the amount ao determined to be due, with
interest ; if they diould be of opinicm that die plidntiffi are not en-
tided to recover fit all, then judgment to be entered for defendant
^It is ^irther agseed, that this court etiter up a 4\idgment upon die
aforegoing case stated, for the defendant, and that die plaintiffi be
at lil^ity to ap{)eal, or prosecute a writ of eiror to the like effect
and purport, as if the above facts were stated in a bill of exceptions,
and judgment rendered upon them for the defendant
^^ Ana it is forther agreed, that either party shall be at liberty, in
the Supreme Coiut^ to raise and arjnie, in tluit court, any pomts or
Questions which, it may appear to Siat court, could be raised upon
Hie aforegmng bds.
Reyesdt JoHKSoir, /f>r phM^Sy
79th Mv^mber, 1842. ^' ^^"^ ^"> ^* .Afoni^-''
The court below gave judgment for the defendant, and a writ of
error brought the proceedmgs up>to this court
R. Joktuofif for t^ .e piahAiffi ia errors
JVe^fKm, attorney- genera}, for tfaa^dbidant
R^Jbhiuon made three pointoii
1. That when the duties were, ezadted of the jdaintiff. b^ the de-
fendant, there was no law ijppoong ai^diUiesiipoii audi an importa-
tion.
2. Diat if 4iere was, diere was no law authorizing their being
levied on the home valuation, and that the plaintiff is entitled to
recover tike diflb«nce stated in the record of $1539.
3. That if such duties were in whole, or in part, exacted without
kw, Aie amount Ikiay be recovered in an action for money.had and
leceived, upon the fiicts of this oase.^
He said that die judgment below wzsoroJbrnUij and the duestion
raised by the fo:st point was now for tho, first ^time ]bh>ug^t before anv
court. . The amount in all the cases isabout a million and a halt
Before 1842; all duties were levied upon foreign valuation. There
are two constructions of the Constitution ; one, that under it, there^
is a power to collect revenue for- the sake of the revenue only ; the
oth€jr,/or protection. The act of 1833 was a compromise between
these t^^. Each class was suppbsed to surrender something. The
law was int^ded to terminate at a certain period, viz., 30ih June, '
1842, and the question is, what was the condition of the revenue-
system after that day. Was there any law to impose duties? We
say not From the history of die act and the act itself, we infer,
that it was the intention of its firameis to leave the subject whollv to
Congress after 1842« The former attorney-general decided other-
wise, and gave two opinions ; but, upon examining them, we do not
JANUARY TERM, 184ft, 13
Aldridge et at v. Williavt.
find that clearnesB of convictioii which he alwaji had when clears
ness was attainable. He evidently doubted opoa the fiibject The
secretary of ihe Treasury differed torn him in opinion. The Com-
mittee of the House of Representatiyes reported unanimously that
there was no authority to collect duties at all after the 30ih of June,
1842. What is the construction of the act, taken 1>y itself, apart
fit>m its history? The title is, *< An act to mocfify," &c., showii^
an intention to change the entire system, and make it just what dus
law would leave it« as if all other acts were specially rep^ed. The
first two sections provide for the period anterior to June, 1842, widn
odt saying what anall be done afterwards ; the third says, that, until
that day, other laws, a^ modified b^ this act, shall contmue in finrce.
Congress, therefore, was not content with leaving the collection of
duties as a matter of inference, but gave an explicit dira^n diat
they Aould be collected, showing its opinion to be fhat unless there
was an express authority granted to th^ executive power to^ collect
the modified duty, that brancb of die government would not'have it
all. The remainder of die section applies to a time after Ju|ie,
1842, and says that credits shall be aboushed. But upon what is the
payment to be calculate, or how much is it to be? 'Ihis part of the
act is silent *^ Duties dmll be laid only sufficient for in economical
administration of the government" But the amount wanted bom
year to v^ar can only he determined when the year comes, and could
not be foreseen in lo33. There is a constant refierenee in the act to
the diso^tion of future Congresses. Who was always tp decide
upon the amount vdiiph. would be consistent with an economiod
administration? Not the executive, nor the judietary, but ibe
firameis of the law well knew that Congress alone could settle the
annually recurring question. What mi^t be economy at one time4
mi^t not at another. TV'act says *^ such duties shall be laid,.&c,''
rising prospective terms. Again, the phrase ^^ duties required to be
Slid by law,'' implies that the law is to be passed thereafter. So,
e phrase, *^ shall be assessed, &c., under such regulations as may
be prescribed by law." The object of the law is quite apparent
It was to give quiet to the country (of nine years, and tnea' the
government was to go on under -an economicaf administration, the
amount of esroenditure being setded by the then Congress* The
oidy mode of assesang the duties then known, was to take the
forei^ valuation ; but firauds were practised under th^ method|
and m order ftirther to protect domestic industry, a home valuation
was substituted. But as this would be diflerent in the reroectivt
dties, the mode of producing^ unifbrmity Was left to the kg^dativf
and not flie executive power. -
The 4th section enlarges th% list of firee articles.
The 6th. provides also for firee articles, and Aen says that *^ all
imports, &c., may be admitted at such duty as shal) be provided for
by law." Why was that clause put in ? Hie orevious imrt of the
14 SUPBTEME COURT,
Aldridge et al. «. ^Williams.
law substitutes cash for credit, and home for foreign valuation.
Supposing these to be positive enactments, what does the clause in
Question enact? No one knew better dian the framm of the law
that it contained -nothing which could be enforced by t& judidaiy.
But it was a time when all parlies united for great objects ; and
though they knew that it would be idle.to attempt to t^mmel and
tie up future Congresses, yet they could chalk out a broad line, and
rely upon the same patriotism which animated them, for its being
Jollowed out I'he. limit was, that only such an amount of revenue
should be raised as was necessary for an economical administration
o^ the ^vemment, and the duties were to be collected ^^ under such
res^ulations as may be prescribed by law." Could they suppose,
whep they used this language, that the regulations already existed
upon the statute-book ? In the latter part of this section it isr said,
that importations may be admitted upon such duties not ^ceeding
twenty per cent, "as may be provicled by law." What- does the
gbvemment say? That twenty per cent must be paid, and the dis-
cretion as to a lesser amount is gone. The result of the argument
will be, that the free articles must.pay twenty per cent also, because
the government sa^ this is the duty. If there was any duty at all
after June, 1842, the executive must deduce his rig^t to collect it
fit)m the 5th section, for no preceding section fixes the amoi^nt
But the 5tb section includes more artid^ than those paying upwards
of twenty per cent, and there is no process of reasoning by which
one class can be taken out and the omer left How, then, are free
articles to e^ in? Tbe act shows that it was to.be done by subse-
aueht legi^ation. But if any articles can be considered as free, 1)y
le operation of flie act itself, the aame reading will include ^tect-
ed articles and brii^ them in fi«e idso. The words " as shall be
provided for by law" ride over the whole section. If flie attomejF-
general supposes that thede words mean such regulations as the
executive nught make under i»ior laws, it am>ears to me that he
confounds the mode of assessing the du^ wim the power to assess
it The opinion of l^e late attorney-general, takes this ground.
Suppose there was a prior law giving to the Treasury Department
the power of makmg regulatbns for the collection of the tax ; this
only reaches one of the two things that must be done, viz;, l^t, a
tax is to be imposed, and, 2d, "uie mode of collecting it -is to be
ported out But a power to cany out the second branch of- the
proposition does not give to the executive, an authority to name the
amount ot the tax nor the articles upon which it shall be levied.
The iihposition of a ta(k is a high exercis^ of le^ative power, and
Congress could not vest the executive with it The act states
twenty per cent as a ihaximum, birt, wiAin that, there b a discretion
to be exerdsed by Congress. There aJe three classes of articles
recoff^d in the bill ;. one paying more than twenty per cent duty,
oh^ less, and the third entirely free^ Are all these to be taxed
• JANUARY TERM, 1S45. 16
Aldridge et aL v. WilliMns.
equally fntfa twenty per cent. ? If so, flie language of the 1st sec-
tion would have been different firom what it is.
2. As to the history of the act, derived from the Journal of the Se-
nate and Register of Debates.
The 3d section now has d^ *' domestic Taluation under regulations
to be prescribed by law.'^ It was so in the original bill.' 9 voL
R^. Deb. part 1, pages 711— 7ia.
Mr. J)ickins6n proposed to strike out ^^t>y law/' and insert '^die
secretary of the Treakuiy^ with the approbation of the .Plresidcnt»''
Mr. Clay said, ^leave it to a future Congress to leg;idate on die sub-
ject of the amendment" He ** doubted the constitutional power to
leaye it to the executive;'' and again, ^^hc would not give diem the
power, for if mey were o|»posed to protection," ftc.
The amendment was rejected by neariv «A unanimous vote. This .
court has a rija^t Ao lock at the hi^ry o^die bill. In the discussiou
of the power to create a Bank of the United States, the history of die
country has constandr been referred to; and so with re^;ard to die
power.of states to make insolvent laws.^ If the executive had the
power now contended for, it is because Congress failed to keep it
away whan it intended so to do. If die ground had been taken
during the .discusnon of .the bill, which is now assumed on the part
t>f thegoveniiaEltot, would the Senate have acted as tfaqr did?
Sdpoint^ Ifwearenotentidedtodie whole, we ere to the differ-
ence between the home and foreign valuation. Suppose the twei^
per cent duty is to stand; if Congress were to regulate the mode or
assessment, and diere is no law pdnting out the manner of adopting
the home valuation, the invoice, must be the guide. The secretary
of the Treasury issued two diflferent reffulations. h That die ap-
praisers diould ascertain the Current maiSet value of die articles, and
charge twei^ty per cent upon it This, of course, included the first
cost, duty, charges, and profit AH thitoe enter )nto die cash value, and
a duty upon die afiomgate compelled the importer to pay a duty upon
the very dubr itscST 2< iFhe secretary directed that me amount of
dn^ diould DC deducted firom die aggregate, and twenty per cent
charged u^n the residue. This plan might or nught not have been
just to the government The secretary seems to have found so
much difiiemty in supplying the want of legidadon, that this court
can scarcely fim itself warranted in saying that legidadon existed.
3d ^int It is contended by die odier side,'that, ey^ allowing
diat i£ia money was improperiy exacted, an action for money had
and receivedwill not lie against the colfector. The record says thai
fte plaintifi coqld not get their goods widiout payinj|[, and dad ao-
cordingly pay, under a protest This protest was notice to the col*
lector not to pay over to die IVepsury. That he was bound to pay
' over, begs the iriiole quesdon; because, if the government had no
li^ to exactit,diecolfectorwas.x>nly an ordinary agent, and bound
by the same rales. Hie suit was bioug^ on the day after the money
1« SUPREME COURT.
Aiaridge et aL «. WillikiBs-
was paid over, and tbis di^cumatance is thought by the opposite coun-
sel to xhake a difierence, and to free tbe^ collector from responsibility.
But if the pendency of a siiit would protect the collector^ the exist-
ence of a notice would do the same thing. An action for ^^ money
had and received" is the proper one in all cases like this. If the
otfa^er side are right, all that the collector has to 4o.is to pay ayer the
money immediately to the Treasury, and we must then fig^t it out
with me soyemmeQi But this is not the intention of the law. The
moment mat the collector received our money,, our right of action
conmienced, and nothing ibat he can do can divest us of the rig^t
which has accrued.
JVehouj attorney-general, for defendant, made the two following-
points: —
1. That the amount of duties as aforesaid, pud by theplainti£& in
error, upon the goods, wares, and merchanodse imported by them
into die port of Baltimore, was properly demanded by the defendant
in error, tinder the provisions of the act of the 24 of Marchj 1833,
entided ^'An adt to modify the act of the 14th of July, joiie thousand
eight himdred and thir^-two, and all other acts imposing duties on
imports." .
2. That even asyiming the same to have been demanded without
authority of law, the acton for mone^ had and received, instituted
by tike plamtifis against ihe ddTendant ii^ error in the court below, was
not mamtainable.
The first proposifion involves two inquiries:
1st. Whether any duties were collectable under die act of the 2d
of March, 1833?
2d. If so collectable, by what xide were they to be^ascertained and
assessed?
1st. It is admitted that prior ta the act of March, 1833, the goods
in question were subject to a duty of more than twenty per cent, by
virtue of the act oi 14th July, 1832, to be assessed according to the
rules prescribed by Ihat act The question di^ is, how fyr &ve the
proviaons of die act of 1832 been cha^iged' by that of 1833? All
are femiliar with the nature and cause ca the Uompromise Act It
b^ursupon its&ce marks of a friendly ^irit between &e advocates c^
two very different classes of opitiions. As a statute, it is singularP^
constructed. It states political propositions, promises money, prohi-
Uts money, but enacts few thinfl;s. But the only question before us
is, to what extent has it changed the taw of 1832? *It consists of six
sections, the 2d and 4tfa of which ar^ not material to the present
inouiry.
The 1st section carries out the purpose indicated in die preamble,
and provideis that from and after the 30th of June^ 1842, a duty of
twenty per cent is to be collected ui>on all goods .inmorted into the
United States, and embraced wx&in Its tenns. ideals only widitha
JAKUARY TERM, 1845, IT
Aldridg0 et »!. «. Willlmmt.
eioeflB above twe&tj pe* cent:, and prorides-for its gradual dimnni-
fioii; but ibe -dtitv men exwringi <n twenty per cent.| is no wbeie
rep«ded. Reducing it to twenty is not iepeahn^ the twenty. Hba
section is therefore equivalent to a wtA and postive enactment that
a duty of twentr per cent, diould be collected after June, 1842. But
it is tiiou^ mat this eflect of tite Ist section is controlled by the
subsequent sections. Let us examine tfiem seriatim.
The 3d contams nre distmet propositions^ viz. :
1. That unto &e 30di dar of June, 1842, the duties fDiposed by
flie 1st section diaD reuMn ind coiitihue to ht, c<dlected*
2v Tliat an duties thereafter duJl be collected in ready money, and
all creditB abofiahed.
3. That all duties afad belaid for the puipose of raifling rerenoe
necesaEoy to an eeonoimcal administraHen of the government
4. ^lat a home vahuttion shaU be adopted.
6. Tliat the rwuhtionsfer^ assessment dbaD be provided b^W.
It is fliid.that & first of diese pnqiositions fimits tbe-duration of
Ae act ID dOflt June^ 1842, and mn repeals it But it ia merely
dedsnlorrofflieetislini^law. and provides 4iat the mod^aii^man*
ner of couecting die duties should continue die same until dune,
1842, whenanewmpdeandmannerofcoUeetion was to be pursued.
It does not rq>eal the 1st section eidier exonmij or by im^cation;
because, if such had been die intention of the lenlatme, the eipres-
sionis used woidd have been co-extensive with mose of die 1st sao-
tion; and the langu^ of die 1st section provided for the state of
things afler June, 1842, whereas diat of the clause which is said to
xmeal It, stops Aott at that day. Besidess, fb^ provision is mere^
amnnative m regard to die act of 1832, which was in its terms a per-
petual act An affirmative ]^roviflion never repeals, where a pento-
nent law is re-enacted for a time. Sir Thos. lUvmond, 397.
2d proposition. This clause is operative by me mere force of its
terms-'proprio vigore. It estabBdies the system of cash, antd abo-
fiAea cremt duti^ but die duties upon i^ch it is to operate are
those provided for in die 1st and 2d sections. It does not profeas
to change* them in amount, but m^ely die mode in wfaidi they
fliiaU be paid; and can be read in connection witii die li^section so
as to be perfectiy consistent with it, except that it repeak the credit
system.
3d propontion. This is a mhe declaration or promise of what
should be done by future legislatures— of itsetf inoperative. It varies
no duty; abolishes none; estabfidies none. It merefore learesdie
1st section in full operation.
4di proposition. This establishes a principle and .enacts a law,
viz. : ^at the duty shall be calculated on the value of^ die goods at
tte place of importation, after 3(hfa of June, 1842. Its e&ct is to
repeal the mode of ascertainment provided in die act of 1832. It
was a strong provision for the protection of home industiy, and jeo«
Vol. in.— 3 b 2
18 SUPREME COURT.
Aldridge et al. v. Williams.
parded the bill. But does it repeal the 1st section? Or does it not
rather recognise the continued existence of the duties laid in that
section ? 1 he duties are to be collected in cash. What duties ? Not
those thereafter to be laid, but those then imposed.
5th proportion. This points to the mode in which such home Ta*
Illation shall be established,* by directing that the ^^ reflations shall
be prescribed by law." It is said that me existence of these regula-
tions is a pre-requisite to the power of colle<^;ting. Assuming^ this to
be so, what would be the legal effect? Only to leave theduties to
be ascertained as they were by the act of 1832. K this clause should
become inoperative- by le^ative omission, it cannot repeal the other
provisions of the act. This will be considered more particidarly
hereafter. The resiult is, that the third section of the act, when ana-
lysed into its five propositions, modified the act of 1832 in but two
particulars, viz. : by introducing cash duties and a home valuation.
Hie 4th section, as has already been stated, can have no bearing
tipcm the question, as it is temporary in its chso-acter.
Let us proceed to, the 5th section of the act. Does it repeal the
1st section? It provided only that Congress may reduce the whole
duties below twenty per cent., in case there should be a redundancy
of money in the treasury, or raise them to twentjr upon firee articles,
in case there should be a deficiency. How is this mconsistent with
the Ist section? It made no change in it, but only reserves a power
which existed without such reservation. We must harmonize these,
sections, if possible. The rule which recjuires us to do so is so wdl
known that it is useless to cite authorities m support of it. A reser-
vation of power to legislate is not legislation. It would be extra-
ordinaiy that in a case of mutud concession, all duties ^ould be
repealed, and the manu^tuiing interest left without any protection
at all. ^
The 6th section provnles ^^that so much of tiie act of 1832, or
of any other act, as is inconsistent with this act. is herebv repealed.'*
Tlie rate of duties differing fit)m the act of 1833; me credit on
dttties; the duties on articles made free by the act of 1833, are in^
conristent with this act, and necessarily repealed by it But the pro-
visions of the act which merely contemplate ftiture legislation, and.
yet enact nothing in themselves, such as that ^Muties shall be laid
for the piupose of raising necessary revenue only;" that goods pay-
ing lesS'than twenty per cent, ad valorem, may be admitted at such
duty, not exceeding twenty per cent, as -may be provided by law;^
4iat ^*the duties shall be assessed upon the value thereof at tiie port
of entiy, under such regulations as ma^ be prescribed by lawj" (un-
der the assumption before stated,) are mconsistent with no previously
fxjuting law.
A promise to pass a law to change the rate of duty, is not incoiw
jistent with an existing law^ so as to repeal it before tiie promise is
etecuted* The future laudation contemplated has not oeen had ;
JANUART TERM. 184B. !•
Aldridge et aL 9. Williams.
die only dung done b by the act of the 11th of September, 1841,
irfaich proTufed diat all arddes imported after the 30th of Seiitember,
1841, -which paid less than twenty per cent or came firee, should be
subject to a duty of twenty per cent., with certain exceptions.
Let us now return to the consideration of die fourdi proposition
of the 3d section, respecting the home valuation, and inquire whedier
the power to collect duties upon it did not exist under the acts of
1832 jand 1833, notwidistandmg the omission of Congress to legis-
hie as to regulations.
Omitting die qualification of tbe clause, was it not susceptible of
ezecutibn under the act of 1^2 ?
1. The 7di section of the act of 1832 contanis a principle
which is as applicable to home as to foreign raluation. It directN
the actual ralue to be appraised by die coSector, and provides for
duties then or diereafter imposed. Value is what a dung is worth
m the market, and the law that provicles for ascertaining it by the
judgment of appraisers in one place, lays down a principle by
which it in^y be ateertained everywhere.
2. Bj the 16th section a rule of ascertainment is prescribed by
adding usurance.
3. But supposing diese sections insufficient, still the 9di section
of the act vests the secretary of the Treasury, under the direction of
die President, widi power, to prescribe regulatiotis, &(f. Doc. 261,
ff. 6, 7 ; Executive Doc., 27th Cong., 2d sess.,.,vol. 5, opinion
Mr. Legar^.
But suppose diat regulations by Ccmgress were necessary, instead
of being made by the secretary. Tbev would only be directory to
covem the officers of the customs. The principle is e^bliidied by
Die law. Regulations are not wanted to setde the rights of mer-
Plants or the amount of the tax, for die aifiount is fix^ at twenty
per cent, and this court decided in Wood's case that merchants
must pay the amount of duty whedier die custom-house officers
acted ri^dy or not The record admits that twenty per cent was
biAy paid on a home valuation. A duty tbus imposed by the law
becomes a personal debt 13 Peters, 493. The eovemment could
recover die amount although the officers gave up me goods without
any bond ; and money thus properly paid cannot be recovered back.
1 T. R. ^80,
But it has been sai(l that die statute in question may be explained
by extrinsic parol evidence of die meaning of the le^ature which
passed it Now I hold, 1st, That you cannot look, in mterpretin^ an
act, beyond the terms of the act itself and the particular historical
circumstances out of which it grew, and, 2d, That if you can, the
evidence which has been mv^ok^ proves nothmg.
Aa to the first proposition, see Dwarris on Statutes, 48 ; 15 John^
380, 395 ; 2 Peters,.662 ; 1 Kent's Com. 461 ; Opinions of Attor-
neys-General, Mr« Wirt's opinion, 444. 445.
so SUPREME COURT.
- - — .
Aldridg#^ et al. •. Williams.
If evenr member of thejl^;islature had preferred Ihat the leffuk*
tions unde^ t}ie act of lo32 abould not nave been sanctioiiea by
that of 1833, it would not have been effectiye to lepeal die act <n
1832, unlMB they had eniressed their wish m a l^islftdve fomu
But 2d| what does the debieite prove ? Mr. Dickmaon's propoBidon
was to strike out the peraflrqdi respecting a future law and insert
an adoption of that of 183^« Upon what principle was it rejected ?
Merely because Congress intended to reserve the power in^ead of
^ving it to the executive. Even supposing that yoU knew ihe
meaning of the Senate, would it follow that the House of Repre-
sentatives understood^ the law so? At page 715, Mr. Robbine
proposed an amendment, that if Congress should omit to make a
regulation^ the law should cease ; and this was r^ected. Mr. Wit
Idns, in his speech, said that the law was not'to be expounded by
the declaration of any senator.
But suppose I am wrong in all this, still I say that the collector
is not personally ipen>onsibIe.. I concede that if an agent exacts
mon^ illegally, and nas notice, he is liable. But diere isa distino-
tion between voluntary and involuntary payments. 10 Peters, 137 ;
13 Petto, 267. These cases were brfore the act of 1839, and
under them Mr. Hoyt claimed a ridit to retain money in his nands
to meet pxptests. The act of 3d Mardi, 1839, was passed to pre-^
vent this practice, and was founded upon Mr. Grundy's opimooy
reported in Oinnions of Attomeys-GenmJ, p. 15287. This act s^ys
that moneys paid to' collectors snail not be held bv them, but diall
be placed to the credit of the treasurer of the United States. It
contains two provisions.
1. That the collector shall pay over to the treasurer.
2. It creates a remedy for the party by authorizing die secretary
of t^ Treasury to draw his warrant upon the treasurer fi>r thie
amount to be rmnded. How can an importer, smce this act, brinjg;
a personal action as^dnst the collector? This action of assun^Mit 19
founded on an impUed promise. But will ti^e law imply a promise
in the iace of the act of 1839, which directs all moneys, whedier
received properly or improperly by the ooUector, to be paid imme-
diately over to the treasurer? The case in 10 Peters, 154, sanc-
tions a collector's retaining money if it is paid under a prot^ but
this was before the act of 1839. If he had e^ven a bond not to pay
it over, the bond would have been void, u then he cannot retain
the money without violating the laws, how can a promise. to retain
it beimphed?
If an agent, acting in the execution of a duty, endorses a biD, he
is not personally lii£le. 5 Price, 564. Nor will a suit lie agmnst
an agent who pays oven 4 Cowen, 456.
And a case in Wheaton carries the doctrine further still, that an
officer of govenmient is not personally responsible for torts. 3 Wheat.
246.
JANUARY TBJfM, Vm. «
Abridge et ai «. WilUmmt. .
Jdhtion, in reply and oondoaon*
Let oil -consider m Ilie fini place llie poiat jnat raiaed, tix., tkat
w^^^annot reooTer because the coUectinr bu paid the monej o^er to
tiie government* We aayi
1. That tbere ia no audi general principle.
S. That the act ot 1839 £d liot eataUidi it
3. ThatifitdidyflieactwguldbeimcmiatitatkMialandToid
1. The <»iginal imkb eatabliah that vrbfot payment has been
made to an agent, -who has paid it over widiout ^lotice, flie agent
ia not reqponsude. But If more be notice, he iA 10 Peteia, 154;
l3Peten,26T; 3Wheat246; 4Cowen,46e— 468; 9Johns.20L
2. It is said, howfifer, diat the act of 1839 has changed die law
in dns respect It is probable that coDectora sometimes retained
too much, and ff ao, the act was rig^ But it only makes a rale
between the gnfcinnwirt and its -officer, wllbont inter£Bnnff with die
nf^ of die mefckant The 2d aeetion ssgrs, ** paid imcter protest
MHDst die rate of doty,?' bnt does not Include cases in vdiioh it ia
afieged Ihat dieie ia no dutf at aH If the argument on the other
side be correct, dieie dem be no suit at all against «iy collector, and
the President baa only to instruct him to seise upon any man'a
goods diaft be ohooaea.
3. Would sucjbk a law be constitutional f
It is unnecesaaiy to enlarge upon die doctrines, diat the govern-
ment has on^ limited pdwers, and diat its fondamental prinapal ia,
the sacrednesB of private propeitv, vdiidi is not to be taken vndiout
law. .The true constraction of *me act of 1839 must be, that die
aecretaiy of die Treasuiy is to draw his warrant for whatever amount
mav be recovered against the collector, and not, that he is vested
vritn discretionary power whedier to refund or not It would not
be justice to turn a citizen over for redress to the very government
friuch has mjured him.
But^ pursue the argument,
1. Were we bound to pay any thing at all ?
2. If so, how much,' on the home or foreisn valuation i
The first point turns on the act of March, 1833, which it is de-
sirable to construe by its own terms only, but if this is difficult, we
have a right to resort to its histoiy. The 1st section provides for
reductions until. June, 1842. After that time, was there any law for
die collection of duties ? We say not Up to that day there can be
no doubt of the existence of a duty, or that it was levied on ffie
fbrengn vahiadon. It is true, that if the law had stopped there, the
duty would have continued. But diat is not all me law. It in-,
tended to provide also for a time subse<^uent to June, 1842, in some
particulars,' as for escample, payment m ready money and a home
valuadon.
The 3d secdoih sqrs, that untilJune, 1842, the duties dxaU remain
» SUPREME COURT,
Aldridg* et aL •• Wiiliamt.
and be collected. If tbey couTd alreidy be eoOeeted by exiflting
laws, these words are superfluous. It must be read as if die words
'^and no longer" were mserted. After June^ 1842, die act says,
fliat only spch an amount of revenue shall be raised as is necessary
for an economical administration of the eovenunent Was tfaos a
twenty per cent duty? Who can tell ? It was impossible to sajr,
nine years in advance, what sum would be necessary. It was to be
collected, too, in a di&rent mode ; a home valuation was introduced
for the fiunst time. ^ The act of 1832 directed appraisers to ascertain
die foreign valuation. It is said by the odier stde, that it is easy to
add charges, &c., and then vou ascertain the home valuation. But
diis is not so, because the value-«t home fluctuates tnaa a variety o[
causes. There is a great difficulty in carrying out this princi{dle of
home valuation, because the Constitution requires duties to be uni*
form in all the ports. This very subject was the great objection to
ttie Compromise Act. Ouidit it to have been left to the executive?
It is said, that the act of 1832 had so referred it. But not so. That,
act oidy authorized the executive to ffi ard against fraud. Knowinff
die difficulty of executing die duty, Congress would not have so lot
h. There is litde or no difierence beb^een givine the executive
Ewer to impose a tax, and power to direct the mode of levying it
feet, die secretary of the Treasury issued three diflerent regula-
tions on. die subject. If previous laws gave the power to the execu-
tive, ^y were the words inserted, ^* under such regulations as may
be prescribed by law." Mr. Le^ur6 says, it i^eans, << may Of may
not be prescribed ;" and that ^^ may" is not imperative.
The 4th section of the act is said to have no bearing upon tbe
present point ; but I do not s^ consider it. It provides for free ar-
ticles until June, 1842 j after ttiat time, they fall back into their for-
mer class. But the section contemplates fredi legisktipn, when it
sajrs, that goods shall be admitted on such terms as sludl be pre-
scribed by law. Why put this in, unless it.was dioug^t that tnere
would be no law, unless one were passed? The last part of die 3d
section ought to t>e read as if it were part of the 1st If you ^ut
diem togemer, the sense is clear ; and their meaning is, diatthoe is
no duty after 1842, unless by the passage of another }aw.
What will YOU do with the articles enui lerated in the 4th section ?
After 1842, tney must go back to their former class. But this would
interfere with the basis of the compromise. K the other side i^ ririit,
these articles must be t^ed again, and, not being included vi^in
die Ist section, might be taxed more than twenty per cent But
this was iwt the meaning. The compromise act was more Kke a
trebtj, of peace than a law ; but the parties could not see as &r as
1842. One thought that free trade, and the otUer, protection, would
by diat ^ime be the setded policy of die country, and dierefore bodi
agreed in refening the whole inatter to fiiture legislation. Tbeyin^
JANUARY TERM, 1845.
Aldridge.et al. v. Williams.
tended to lay do^m oertun general rules, idiicfa diey expected to
have a commanding influence.
The 5th section was not in the bill when originally repcnrted.
Why was it put in? See Mr. Clay's qpeedi, R^. Deb., vol. 9,
part 1, p. 463. The original bill proyided, that after 1842, the duty
should foe twenty per cent ; but this was stricken out, and a clause
inserted, that Congress should provide, &c. Temporary 'systems of
legislation have ofen been adopted.
As to <^ r^iulations to be prescribed by law :^' — The debates show,
that a proposition was disdnctly made, by Mr. Dickinson, to leave
them to the executive, and rejected, because it was doubted whetiier
it was a power appropriate to the executive. The action of the
27th Congress diows its opinion. A bUl passed with much unani-
mity to continue duties, but failed to become a law in consequence of
<me controTerted point. But the message of die President admitted
that a law was desirable. Taxation riiould be cleariy imposed and
ovibr by law, not by the discretion -of the executive.
Ou^ the duty to have been levied on a home valuation?-—'
Tliere viras no law for this, even if the 1st section continued a duty
of twenty per cent It was to be carried out under regulations to
be prescribed by law, and none were prescribed, llie fiiends of
protection refused to pass the law, unless a home valuation were in-
serted, and thejr were unwilling to leave the matter to the executive,
because, if hosule to protection, he mig^ destroy it The diflferenca
in this small invoice is $1500.
Mr. Chief Justice TANEY delivered the opinion of the court
This suit comes before the court upon a case stated, and is broug^
here by writ of error from the Circuit Court for die district of Af aiy*
land.
The case in its material circumstances is this:
On the 20th of August, 1842, the plaintifis in error imported into
the port of Baltimore, from Liverpool, certain merchandrae particu-
Jariy set forth in the record, which, at the port of Baltimore, was
of die value of $44,346, as ascertamed by i^praisement at die cus*
tom^house. Upon these goods the defendant in error, who was at
ibat time die collector, acting m pursuance of orders and r^ulations
made by the Treasurv Department under the direction of the Presi-
dent, demanded for duties twenty per cent, upon the value so ascer-
tained; which amount was paid bjr'the plaintifis in error under pro-
test; and this action instituted ^^P^st me collector for the purpose
<tf recovering back the moncnr. There are some other circumstances
mentioned inthe case stated, but in the view whidi the court takes
ofthe subject it is unnecessarytorecanitulate them. The judgment
of the Cifcuit Court was in &vour of me defendant
The great question intended to be tried is, whedier, under the act
of Congress of March 2, 1833, die government was authorised to
8UPBEME COURT.
Aldridge et aL «. Williamt.
colkct any duties upon goods imported after ^.30th of June, 1842,
without the ^d of further lefiislation by Congress?
In expounding tfais^law, Sie judgment of the court cannot, in any
degree, be influenced by the construction placed ' upon il by indivi-
dual members of Congress in ^ debate which took place on its pas-
sage, nor by the motives or reasons assigned bytfiem for supportii^
or opposing amendments that were offned. The law as it panra
is the wiQ of the majority of both houses, and &e only mode in wUch
that will is spoken la in the act itsdf; and we must gather their in-
tention fibm the language there used, compaiin|r it, when any ambi-
guity exists, with the laws upon the same subject, and. lookmg, if
necessary, to the public history of the times in whidi it was passed.
The act in question is certainly not free from difficulty; and this
difficulty arises from, its Mculiar character. It .is commonly called
tibie Compromise Aqt; and up<m the &ce of it, it is evident .that some-
thing waa isdtended beyond me ordinary scope of le^^dation. Pro-
viflkms are introduced in relation to me future action of Congress
upon the tariff, which can only be accounted for by regarding the
act as a compromise of conffictmg opinions on &at subject, whereby
a certain scale of duties was fixed u{>on and establisk!ed until June
30, 1842, md certain leading principles amed upon, by wUdb,
after that time, it was proposed to regulate me action of Goncress,
and the latter, as well a& inib former, inserted in the law m the forms
of l^[idatioa. That this wIub flie case is.abundantly manifissted by
several clauses in tiie act, and particulady in the 6th and last sec-
tion, which provides that' nothing contained in the act shall be con-
strued to prevent the passage, prior or subsequ^t to the 30th of June.
1842, of laws to prevent mi punish evasions of the duties imposed
by law, nor to prevent the passage of any act prior to the day last
mentioned, in^tfae contingencr^ of either excess or deficiency of the
revenue, altering the rates of duties on articles which, under the act
of Juljr 14, 1832, were subject to a less rate of duty than twenty per
cent., in such manner as not to exceed tiiat rate, and so as to adjust
tibe revenue to either of the aforesaid contingencies. Now it is im-
possible to sum>ose that Congress could have doubted its povrer to
repeal, or modify afterwards, thexluties imposed by this act, in sudi
manner as the public exi^des mi^t require, or its power to pass
laws to secure the collection of the revenue, and to punish any one
who midit attempt to evade the duties imposed'by an act of Con-
gress, if there nad been nothing in this law out of the ordinary
course of legislative action,,it would hardly have been deemed neces-
sary to encumber it with &ese reservations of power, which nobpdy
doubted, and which Congress was continually exercising upon every
odier subject These provisions strongly mane its pecuhar character.
And this association of i>ositive and imp^ative enactments, widi
agreements for future actiop, has jperfaaps unavmdably occasioned
some obscurity, and, as to scmie of tiie clauses, made it difficiiU at
JANUABT TSBlIr 1845.
Aldridge el aL «. WiUiamt.
first mfjtA to say ^riiedier tibe langnsge was mandatory, or merdj do^
dared dbe nriiicbles by which it was proposed that the legisbtioiiof
Oougrcss aiioqld aAcrwards be govctDed>
Taldng this new of its gsnoral chsraeter sad objects, die ?eij
large som idtimalely iilyolTra in die cpptro versy makes it die duty of
the court to proceed to a closer and mote carefol examination of its
Hiflfcffwtit pioTisions. It is eridendy sbpplementary to theactof July
14, 183^, andr^ealsonlysomuenoftfaat'actaiidof odierpierious
icte-asareinconsisteiitwithit All of die duties, dierefore, miposed
by the act of 1 832, or anjr odiec law, and aU the rules and regulations
pioyided &yr their collection, remain ftiiull force, unless diey are in*
consistentwidi die act in queition.
Hie point to be determined then is, whedier, after die 30di of June,
18^, die cdlectibn of duties imposed by die act of 1832, or by aiqr
odier law as modified by ^^act of 1833, isinconostent mth tlie last
mentiooed act In oth^ words, whed^ it rq>eals all preyious laws
mqiosing duties after the time aboye mentioned; and u it does not,
-mMber it has fldled to proyide diid necessary rules and regulations to
csdble.die prefer officers to collect them.
Tlie Ist sectum declares that all duties aboye twenty per cent ad
yaloiem, imposed by the act of 1832, or any preyious laws, shall be
leduced annually, at die rate dierein mentioned, utntfl die 3l8t of De^
cember, 1841; and dmt, after that time, die cm^half of die excess
ibowe twenty per cent, diall be deducted; and firom and aft» the
SOd&of June, 1842, die odier half shall be deducted. Heredieseo-
tion slops; and so fior, therefore, torn repealing die whole duties, it
by necessary implication c<mtinues a duty of twenty per cent after
the 30di of June, 1842; tor the ^lirection to deduct the excess aboye
that sum presurooses &at a duty'to that amount is imposed apd to
be collected. The language, used is equiyalent to a positiye enact-
ment^ diat from and aftar £e 30di of June, 1842, die goodstherem
maitioned sbdl be (charged with that' duty.
Hie 2d section is to the same eflfect For after modifying the
duties imposed by the act of 1832, in regard to die articles men-
tioned in tha^ q^ction, it declares that, these duties shall be ha^ to
the same deducticms as are prescribed in the 1st sertion--<-diat ^ to
s^, die excess oyer twenty per cent remaining on the 30di of June,
lo42^ is to. be deducted ; and consequendy yery clearly impl^piff
that twenty per cent is to be charged snd collected after mat penoo.
The 3d section iHx>vides diat d^ duties imposed 1^ exiitinff laws,
as modified by that act, shall remain and continue to be cdlected
until die 30di of June, 1842 ; diat after diat time, all duties sbdl be
eoUected in ready money ; and diat sudi duties shall be laid as are
necessary to an econonu<»l administration of the goyemment, and
shall be assessed upon the yalue of die goods at die port where di^
are entered, ^' under sucb regulations as maybe prescribed bylaw.''
The tatter words of dds section relate merely to the regulations
VoL.m.-4 C
M SUPREME COURT.
Aldridge et at «. Williamt.
by which the duties were to be collected after the time specified,
and that part of the controversy will be hereafter considered. The
points to which our attention is now directed is, whether, under this
and the preceding acts of Congress, any duties continue to be im«
posed ; in other words, whether they were not all repealed by this
act after the 30th of June, 1842. Certainly the provision that they
shall be paid in cash, and assessed upon the home valuation, is no
repeal. Can the provision, that such duties should be laid, after the
time above mentioned, as were necessary to an economical adminis-
tration of the ^vemment, be construed to repeal all tl^ duties ex*
isting at that tune ? We think not. The coiut are not authorized
to decide upon the amount of revenue necessary to an economical
administration of the government. It is a question for the legisla-
ture. And the provision in this clause of the section addresses itself
to fiiture le^ative bodies, and not to the tribunals and officers
whose duty it is to cany into execution the laws of Congress. And
we diould hardly be justified, by any rule for the judicial interpreta-
tion of statutes, in pronouncing terms like these to be an implied
repeal of all duties after the time specified, when that construction
would make the law inconsistent with itself, by repealing, in the 3d
section, the duties it had continued in force in the 1st and 2d. On
the contrary, the true judicial inference would rather seem to be,
that it was supposed, at the time of the passage of the act, that the
modified duties remaining imposed on the 30th of June, 1842, might
produce the proper amount of revenue to be levied with a view to
the economical administradon of the government ; but leaving it to
Congress, when the time arrived, to alter and modify them m the
manner and for the purposes specified in this act
The 4th section merely provides that certain enumerated articles
shall be admitted to entry free firom du^ firom December 31st, 1833,
until the 30th of June, lb42, and theremre contains nothing that can
influence the decision of the court
The 5th section declares certain ardcles firee after die 30di of June,
1842, and then provides, that all imports on which the 1st section
o{>erates, and all articles, which were at the time of the passage of
die law admitted to entry free fix)m duty, or p^yii^ a less rate of
duty than twenty per cent, ad valorem, before the 30th day of June,
1842, may be admitted to entry subject to such duty, not exceeding
twen^ per cent as shall be provided for by law ; and this section,
as well as the 3d, has been much reUed on in oppoadon to the
duty claimed by the government. But is it not like the clause in
the 3d, of which we have already spoken, the language (rf* com-
promise and agreement, and addressed to those who diould ^be
afterwards called upon to legislate on the subject, rather than to dbe
administrative tribunals and officers of the countiV ? It reserves to
Congress the right to reduce the duties continued.by die 1st section
bdow twenty per cent. ; to impose dudes on free articles, and to
JANUARY TERM. 1846.
Aldridge* et al. v. Williams.
raise duties T?hich were below twenty per cent, up to that amount
Yet nobody could have supposed that Congress would not have the
power to oo all this, ift it thought proper to exercise it, without any
reservation of this descripticm. The ckuse obviously was not intro*
duced to reserve power, but with a view to the manner in which it
diould afterwards be exercised. As a mere question of power, Con-
gress undoubtedly had authority, after the 30th June, 1842, as weU
as before, to impose any duties it saw fit upon the articles referred to,
or upon any other imports. And it cannot be supposed that die
Congress of 1833 intended to restrict, by force of law, the rights of
a future Congress. Yet if we lose sight of the compromise charac-
ter of the act, and treat it as an ordinary act of legislation, we should
be bound to say, from the language used, that the Congress of 1833
supposed that the modifications of the revenue made by them could
not be altered by a subsequent legislature, unless the right to do so
was expressly reserved. No one would think of placing such a
construction upon the section in question; and the difficulty is
removed when we look at it in what we doubt not is its true light,
and regard it as a compromise of conflicting opinions, whi^ it
was beUeved would be afterwards respected, vmen it had thus been
solemnly set forth in a law. In this view of the subject, it is not
repugnant to the 1st and 2d sections, and leaves the duties retained
by them in full force after the 30th of June, 1842, until they should
be altered by subsequent legislation.
The 6th and last section, the contents of which have been already
stated, still more clearly marks the character of the act ; and upon a
view of the '^^ole law, the court are of opinion that the duties which
were in force on the first of July, 1842, continued in force, untB
they were afterwards changed by act of Congress.
This brings us to the remaimng inquiry, whether, after the 30th
of June, 1842, there were any regulations in force, by which Hoe
officers of the mvenue were authorized to coDect the duties which
had not been repealed by the act of 1833 ; and this question may be
disposed of in a few words, as it rests altogether' upon the 3d sec-
tion, the material parts of which have been already stated.
Before the passage of the act of 1833, there were certainly regu-
lations prescribed by law, abundantly sufficient for the collection of
the revenue. The clause at the close of ^the 3d section, which
directs that after die time so often referred to, the duties shall be
assessed upon the value at the port where the goods are entered^
** under such regulations as may be prescribed by law,'' can scarce-
ly be considered ais an implied r^)eal-of all previous regulation^;
K>r it does not confine the regulations spoken of to such as mig^t
aften^Brds be enacted, but uses die ordinary legislative language
appropriate to the subject, which natdrally and evidently embraces
an regulations lawfully existing at the time the home duties went
into operation, wheier made before or afterwards. They can, by
SUPREME COURT.
AUridge et aL v. Williami.
no just rule of construction, be hdd to rqpeal pre-ezisting ones,
nor to require any new iegialation upon the subject, unless it
should turn out that those already in force were insufficient for the
purposej
But it has been urged that this clause, taken in connection widi
the new rule of home raluatiom-then for the first time established,
and to which they refer, shows diat new regulations were contem-
plated, inasmuch as the -existing legislation upon that subject had
been directed altogedier to die value at die place of export. This
argument would undoubtedly be entitled to great weight, if die sub-
sisBng rules and relations could not be applied to diis new mode
of assesang the duties. But if the regulations already in force were
applicable to this new state of things, diere is no reason for con-
cluding that there was any intention to repeal them, even althoudi
it should appear diat diey had been firamed with a view to me
foreign value, and diould oe found more difficult of execution, and
less satis&ctory in the result, when applied to die value at the port
of entry.
The most important reffulations in relation to this part of the case
are contained in die 7th, 8th and 9th sections of the act of July 14th,
1832. It is true, that diese regulations point to the value of ^e
goods af the place of export ; and many of the i>ower8 particularly
conferred on me appraisers would not assist diem in ascertaining the
value at the place of import, and could not be used for that purpose.
But die suMtantial and manifest object of these regulations is to en-
9^le the proper officers to determme the amount, upon which the
rate of impost fixed by law is chargeable ; and if the place, widi re-
ference to which the valuation b to be made, is changed, it does
not by toy ineans follow, that the powers before given to .die officerS|
nnd the duties imposed upon them, aire not still to be exercised and
performed so far as diey are appUcaUe to the new state of things..
The object and mtention of die valuation is still die same..* It is to
execute the law, and to assess and collect die dut/ prescribed.
Thus, for example, die 7th section of the act of lo32 declares,
among other things, that it shall be the duty of the appraisers, and
of every person acting as such, by all reasonable ways or means in
his power, to> ascertain, estimate, and appraise die true and actual
value of die goods, at the time purchasea and the place from which
diey were imported. The place of valuation is afterwards changed
by die act of 1833, dnd the duty imposed according to die valu at
the home port It would be a most unreasonable mterpr^tation * f
the law, to say, that die appraisers must still go throudithe ceremony
of estimatmg the value at tne foreim port ; or, that me mere change
of place^ repealed the authority to vSue at all. Iii both cases the omy
object of the i^praisement is to ascertain die suiid upon which the
duty is to be calculated; and the value of the goods at die forei^
port, or at die home port, is of no importance to the public except m
JANUABT TERM, 1845.
▲Idrldge et aL v. Willlamt.
80 far as it fixes the sum upon idiich the collector is to levy the rate
of duty directed by law.
Hie 9tfa section niakes it the duty of the secretary of the Treasury ,
• under the direction of the President, fix>m time to time to establiflh
sudi rules and regulations, not inconsistent with the laws of the
Vwted States, as the President diaU. tfaidc proper, to secure a iust,
fidtfaful, and impartial i^praisal of all eoods, wares, and merchan-
dises, as aforesaid imported into the l^ted States, and just and
proper entries of such actual Value thereof and of the square yards,
parcel^, or odier quantities, as the case may require, and'of sudi'
actual value of every of them ; and it is made the duty of the seCre-
taiy of the Treasury to report all such rules and regulations^ with the
reasons tiberefor, to the next session of Congress. It is very clear
that any rq^ation^ within the authority thus given, are regulations
prescril)ed by law. And althou^ dus section, as well as the othera
before mentioned, und6ubtedly contemplated tiie value at the forei^
port, yet when the valuation is transferred to a home port, it was still
the duty of the secretary of the Treasunr to firame rules and regula-
tions to ascertain die value upon whicn the law directed that the
duty should be assessed. For this is the only object of the appraise-
ment, an the only purpose for whichrule&and r^^ulidons are to be
framed.
Indeed, when it is evident fliat under Ae act of 1833 certain
duties, as therein modified, were continued after the 30th of June,
1842, it would scarcely con^ with judicial 4nty, to give ah over-
technical construction to doubtfbl words, which would make the
legislature inconsistent with itself, by imposing a duty on goods im-
ported, and-at the same time repealmg &dl 4aws by wluch that duty
could be collected. ' For it cannot be supposed thai Congress, in
c^ne and the same law, could so have intended ; and such an inten*
tion ou^t not\to be impHed, unless it was a^^parent from unequivocal
language. We think that there are no words' in the act of 1833,
fit)m ^^ch such a deagn can fairly be inferred.
It appears from the case stated, that the goods in question were
subject to a duty of twenty per cent, under ihe 1st section, of the
last mentioned act ; and tnat die duties in this case were assessed
accordingly upon the value of the eoods at die port at which they
entered, as ascertained and appraisea under the rules and r^ulations
established by die secretary of the Treasury under ihe direction- oiF
the Preadent In the opinion of the court, they w^re lawfully as-
sessed and collected, .and the judgment of the Circuit Court is- thci^
fore affirmea.
We forbear to express an opinion upon die construction of the act
of 1839, which was argued m this case, because it is understood
diat odier cases are standing for argument, in whidi that question
alone is involved ; and it is proper to eive die parties an opportuni^
of being heard before the pomtis decided.
c3
80 SUPREME COURT,
Aldridge ttt al. V. Williamt.
Mr. Justice McLEAN.
The deciaon of this case turns upon the construction of die act of
1833, and as I differ jGrom the opinion of a mqoiitjr of the judges, I
'will state, in a few words, my views upon the subject
The 1st section of the act provides, that ten p^ cent on the ex-
isting duties shall be deducted annually, until the duties shall be re-
duced to twenty per cent
The 3d section declares^ '^ihat until the 30tfa dav of June, 1842.
the duties imposed by existing laws, as modified by this act, shall
remain and continue to be eoUectedl And from and after the day
last aforesaid, all duties upon imports shall be collected in ready
money; and all credits now allowed by law. in the payment of
duties, shall be, and are hereby abolished ; and such duties ^aU be
laid, for the purpose of raisdng such revenue as may be necessaiy to
an economical adininistratlon of the ^vemment ; and from and after
the day last aforei^d, the duties required to be paid by law on goods,
wares, and merchandise, shall be assessed upon the value thereof, at
the port whei:^ the same shall be entered, imder such regulations as
may be provided by law,"
The sibove sections can scarcely be misapprehended by any erne.
The 1st section reduces existmg duties, in a time and manner stated,
to twenty per cent And the 3d section provides, " that until flie
30th of June, 1842, the duties imposed by existing laws, as modified
by that act^ shall remain and contmue to oe collected. Now the in-
ference b irreastible, that after the above date, the duties shall not
b6 collected linder those laws. And this is shown conclusively by
die 5th section, which provides, that all imports on which the 1st
section of the act may operate, and all articles then admitted to entry
free from duty, or paying a less rate of duty than t\frenhr pey centum,
ad valorem, before the said 30th day of June, 1842, from and after
that day, may be admitted to entry subject to such duty, not exceed-
ing twenty per centum, ad valorem, as shall be provided by law."
Now, mese are not terms of compromise, but of enactment.- After
the day specified, the law declares, that the duties shall not exceed
twenty per cent. This, like all other laws, was liable to be re-
pealed, expressly or by implication. But it is law, until so repealed,
xhe duties are not to exceed twenty per cent, but that does not
establish them at twenty per cent
The 6tb section of the act repeals all laws ihconastent wiA it
The twenty per cent duties, by this act, were to be continued only to
the 30th of July, 1842. After that, by tiie same acf, the duties were
not to exceed twenty per cent. Here is no repugnancy id the
law, because the one provision is to cease at the same time that the
other begins to operate. It is impossible that both enactments can
be in force at the same time. They are inconsistent with each other.
'The one provision fixes a definite amount of duties, the other an in-
definite amount. Not to exceed twenty per cent, is not tw'enty
JANUARY TERM, 1646. 81
Aldridge tt aL «. Williami.
per cent To giye efiect to this proyiaon, future lesialation „
neeeflsaiT. But,, is it the less binding on that account? Can it be
diaregarded oa ^ ground that it was a mere matter of compromise?
It has the form and soknuiity of law, and it shows, that the act im-
posing duties expired on the 30th of July, 1842.
That this was the yiew of Congress, is manifest from the bdj that
in due time they passed an act regulating the duties, to take efiect
from die aboye date, which did not receive^the signature of die ez-
ecutiye. But this is no r^asdh why we, by construction, should con-
tinue in force a law which Congress had repealed. After the aboye
date, sudi (^ties were to be imposed ^' as ahall be proyided by law."
Now, this lanKuafi;e cannot be mistaken; and it is inconsistent widi
Ifae idea, diat ue law imposing duties prior to that date, should, after
it, continue in force. Such a construction is unwarranted by the 3d
section and- die whole tenour of the act ">
It is not for this court todetennine. whether Congress, in this re-
spect, acted wisely or unmsely ; whetnes dieir motiye was to com-
promise gmt and conflicting interests or not; but what haye they
declared to^be law? It would be a restriction on the lemlatiye
power, hidierto unknown, to say, that Conjgress cannot repeu a law,
unless they substitute another law in its place.
If the duty law in force prior to the 30th of Jul;^, 1842, be incon-
sistent with the proyisions of the act under consideration, then die
prior law is repealed. And it is no answer to this to say, that die
pricnr law, in its modified form, is in force by yirtue of the act of
1^3. The plain and uhequiyocal enactments of that act repudiate
audi an inference. Inits modified form, the prior law, b;^ that act,
ezpred in 1842. . And after that, a new enactment, in my judgment,
was essential, not only to continue duties upon fordgn mmhandise,
but also to giye effect to all the important proyisions of the act of
1833.
The 3d sectign, after July^ 1842, aboli^es all crecUts for duties,
anid requires thi^ ''to be paid in ready money;" and itfiurther pro-
yides, '^that duties shall be laid for me raising of such reyenue as
may be necessary to an economical administration of the goyemment ;"
and that the duties '' required to be pmd by law," '' shall be assessed
upon the yalue of the eoods at the port where the same shall be en-
tered, under such regulations as may be prescribed by law."
Now, eyery one of these proyisions was adopted with reference to
its taking effect firom, and after die 30di of July, 1842. They all
bekmfl^ to the same class. The credit for duties was to be then
abofisned, and prompt ps^ent required. From and after that day,
duties were to be laid to meet the expenditure of an economical ad-
ministration of the gpyemment. And after that day, ''the duties
required to be paid by law," were to be assessed on tne yalue of the
goods at the port of entry; and this assessment is required to be
made, "under such regulations as may be prescribed by law."
bupbeMe court.
Barr^ V. Gamble.
These proviaions cannot, by any known rale of constraction, be
made to refer to'^laws or t^ulations existmg at flie dnie, of 1lbar
enactment They all lefar to the future: to fiitdre lawa, and regO-
Wions prescribed by Ihose.kws.
The existing laws made no provision to cxmr into eflfect the
changes in flie system, introduced l^ the act of 1833. Appraisers
were appointed under former acts, but there was no law or regula-
tion as to the home yaluatipn.'. This was a most important matter,
under the new system. And itls percetved, from, the explicit provi-
sion of the act of 1833, that Congress did not intend to leave an
arrangement of so mucb importance to the discretion of the secre-
tary of. the Treasuiy or of me President They declai^^ that the
duties shall be assessed^ ^'under such regulations as may be pre-
sciibed by law;" This is not to be met by ^argument It is matter
of law.
No one can doubt, that laws in relation to duties, not inconastent
with the act of 1833, may be considered in giving a construction to
that act But I am jet to learn, fliat such laws, by any confibucdon,
can suspend or modify the'positiye enactments of the act of 1833.
Suel^ a power belongs not to the executive nor tfie judiciary, but to
Congress.
Tjaa$ BinY, Pujiri^ry m nmoB, o. ILunLTOir R. Oamblb.
Under the act of 1816, a New Madrid ieer^eate could be located upon lands
before .tbey were offered af public sale under a proclamation of the Presidorty
or even aarreyed'by the public surveyor.
The act of ISSa recogniied locations of this Idhd, although Ihej disregarded
the sectional lines hf which th^ snnreys were afterwards made.
Under the acti of 1806, 1806, and 1807, it was necessary to file the evidences
• of an incomplete claim nnder French or Spanish anmoritj, which bore dale
pnterior to the 1st of October, 1800, as well ms those which were dated sub-
seqoent to that day ; and in case of neglect, the bar provided in the acta
applied to botil classes.
A titlie resting on a permit fo settle and warrant of survey, dated before the ls|
of October, 1800, withoot any settlement or survey having been made, was
an incomplete title and within these acts.
And idthongh the acts of IBM and 1888 removed the bar aa it respected the United
States, yet, havink excepted, such lands as had been sold or otherwise die*
posed of by the (Riited States, and saved the ri^^ts &r txHe of adverse claim-
ants, these acts protected a New Madrid claim which had been located whilst
the bar contianed.
Tms case was broug^ m from &e SupremeOburt of Ifissouri, -
by a writ of error issued under the 26th section of the JudiciairiGct
of 1789.
It Was an qectnient brou^t hj Gamble, die defendantJn eirar,.
s^iainst Bany, to recover possession of a tract of land in 3t Louis
county, BfissourL
JANUARY TBBBi, 184ft.
Btrrj «. Qarabl«i
Tlie queitioii vnm one of tide. Gtaimble, tibe plaintiff bdow,
daimed under a grant issued to Bflqptiste Lafleor in confonnitjr witb
ike New Madrid act passed in 1816, and Bany, under die tideof
Mada^, which was before die Supreme Court cf the United States
in 1836, and k repented in: 10 Peters, 340. In die court below die
parties entered an agreement upon record,' in die following words:
— << It is agreed diat'die.tide of die plaintiff (GainUe) to die land in
die declaration mentioned, is the title under the patent isroed to
Bsptiste Lafleiir, or his legal representatiTes, and duit die title of Aie
dmndant ^Bany^ is Jhe, lide under^lhe confirmatiim to die leeal
rqircBcntatives or James Mackay ; and if it shall be adjudged &t
the Dtttent is a bettor tide than die confirmation, then the plaintiff
diau recoTor the lan$ in &e declaration mentioned ; and if die oon*
firmation shall be adjudged the better title, then the defendant shatt
haye judgment''
On die 13di of September, 1799| Mackay presoited die foUowing
petition:
<^To GJiailes Ddiank Ddassus, Heutenant-colond attached to die
'first regiment of Louisiana, and commander-in-chief of Upper
Louisbna.
<^ James Mackay, commandant of St Andre, of liCssouri, being
established at die said village of St Andre, on die bank of the Mis-
souri, but having the intention of establishing a habitation in the
nd^bouifaood (n Mr. Papin. between St Louis and the riyer Des
Peres, he prays you to grant him. in entire pr(^>ert7. 800 aipents of
land, in superfices, bounded on the south by Iimd of Mr..Papin and
Maikme (wido^) Chduteau ; on the east by the lands of die com-
mon field of Kie/cereau, I'Anglois Taillon. and others at &e Gr&t
Marais; on die west by James McDanicu; and on the north and
Ertheast by die land ot Mr. CEouteau and the domain of the long,
lowing die zeal ^nd fidelity of the suppliant in the sendee, he
hopes this grace of your justice. James Mackat.
«A. lotfif, IdthJSq^ember, 1799;"
On the nesrt day, die following order was iasoed.
«i«. Lmt, o/Ittmais, 14tt Sgd. 1799.
^^ Hie suryeyor, Don Antonio Soulard, will put the mterested paity
in possession m &e tract of land which he soudts hj^Vas memorial ;
iHucfa haying done, he diall form a plat, deliyennff it to this pirtj,'
and a certificate, in order that it may senre to obtam die conceanon
and tide in form from the semor intendant-generalof dieseproyinces,
to w]iom, by order oT his majesty, belongs particiilarly the distribu^>
ing and granting of eyeiy class of yacant lands.
<<Chables Derault DELAflScra.''
In Jamuirjr, 18b0, a grant was made to Chouteau for the land
icfiened to m die preceding papers. TUs circumslanoe ia com-
VouIIL— 5
SUPREME COURT.
Barry v. Gamble.
mented upon by the Supreme Court of the United States in the deci«
aon upon Mackay's case, 10 Peters, 341, ^
On the 2d of March, 1805, Congress passed an act ^*for ascer-
taining and adjusting the titles and claims to land withm the territory
of Omans and the district of Louisiana," the general purport of
^Huch was to recognise all existing complete grants. It provided
for die appointment of three persons who should examine, and de-
dde on, all claims isubmitted to them and report the resnilt to Hkh
aecretaiy of the Treasury, who was directed to communicate it to
Confi;re8S. It further provided that all papers relidng to claims
shomd' be delivered to the register or* recorder, on or t>efore the Ist
of March, I80d^ for the purpose of being recorded, and declared
^lat, with- regard to incomplete titles, any person who diould neglect
to deliver notice of his claun, or to cause the written evidence of it
to be recorded, should lose lus rig^t, and his claim should for ever
thereafter be barred.
On the 21st of April, 1806. Congress passed an act supplementary
to &e above, the 3d section of which extended the time for filing writ-
ten evidences of ckums to the Ist of January, 1807. It forther enacted
that ^^dierig^tsof such persons as should neglect so doing, witlun
the time then limited, should be barred, and the evidences 6{ their
claims never after admitted as evidence.''
Neither the conces^on or claipi of Mackay was presented to, or
filed with the recorder or board of commissioners, under Mther of
these acts.
On flie 17th of February, 1815, Congress passed an act declarinff
^t any person or persons owning lancu in the coimty of New Ma£
rid, in the Missoun territory, with the extent the said county had on
the 10th day of November, 1812, and whose lands had been mate-
rially injured by earthcjuakes, shoulid be and diey were thereby au-
tfionzed to locate the like quantity of land on any of the public lands
of said territory, the sale of which was authorized by law.
On the 30th of November, 1815, ^ certifii^ate was issued to La-
fleur, by the United States recorder, Frederick Bates, authorizinff
him to locate 640 acres on any of the pubUc land of die tenitoiy of
Miasouri, the sale of which was authonzedl by law.
On the. 7th of July, 1817, Theodore Hunt filed a notice of loca-
tion under said certmcate, vrith the surveyor-general.
In the fall of 1817, (as it appeared upon the trial from the deposi-
tion of Joseph' C. Brown, deputy surveyor of flie United States,) the
district embracing die land m question was surveyed under die au-
tiuNrity of the Umted States, but the survey was not closed until the
spring of 1818. ' The impression of the witness was, that the return
of die surveyor was made to the general land-office in 1820.
In April, 1818, the survey of Hunt's location was made by the
said Brovm, who placed it in township No. 45 north, rai^ No. 6
and 7 east. It called to beg^ at die north-east comer of Papn's
JANUARY TERM, 1846.
Barry «. Oamble.
survey, and ran raynd serenl courses and distances, diBreoarding
tlie cardinal points, in a.squaie form, and calling &^ die 'mies of
other tracts as boundaries.
On the 26di of Apiil, 1822, Conmss passed an act, directing
<<diat the locations heretofore made of warrants issued under die ac^
of die 15di of February, 1815, (die New Madrid law,) if made in
pursuance of die provisions of ^lat act in other respects, AsSl be
perfected mto grants, in like manner as if diev had conformed to die
sectional or quarter- sectional lines ot die public surveys." Tlie se>
cond section directed diat those who located such warrants thereafter
^ould conform to die sectional and quarter sectional lines of die.
public surveys, as nearly as the quantities would admit
On the ladi of June, 1823, die President of die United States
issued a proclamation, directing the public lands in towndiip No. 45
north, range No.. 6 and 7 east, (amongst odier lands,) \o be sold on
the durd Monday of ibt enduing November. These ranges included
the land in controversy.
On the 20di of May, 1824, Congress passed an act <<«nablinff
the claimants to lands within ^ limits of die state of Missouri ana
territory of Arkamns to institute proceeding to try die validity of
their chims." It allowed any peraons claiming lancb under old con-
cessions or surveys, under certam circumstances, to present a petition
to the District Court of die state of Bfissouri, which court was au«
thorized to give a decree in the matter, reviewable, if need be, by
-the Supreme Court of the United States. The 5th section provided
that a claim not brought before the District Court in two years, Qr
not prosecuted to final judgment in three years, should be for ev^
barred both ai law and in equity.^ The eleventh section enacted,
^'that if in any case it should so happNen that the lands, tenements,
or hereditaments, decreed to any daimant under the provisions (ji
this act, shall have been sold by the United States, or otherwise dis-
posed of, or if die same shall not have been heretofore located, m
each' and every such case it shall and may be lawful for the party in-
terested to enter, after the same shall have been offered at public
sale, die like quantity of lands, in parcels conformable to sectional
divisions and subdiviai<ms, in any land-oflke in die state of Bfis-
souri," &c Sue.
On the 26th pf May, 1826, an act was passed, contmuing die
above act in force for two years.
On the 13th of June, lo27„ a patent was issued to Lafleur, and
his legal representatives, for the land included in the New Madrid
certificate, location, and survey.
On the 24th of May, 1828, another act of Congress was passed,
by which the act of lo24 was continued in force, for the purpose of
filing petitions, until the 26th day of May, 1829, and for the puipose
of adjudicating upon the claims until the 26th day of May, 1830.
On die 25di of May, 1829, Isabella Mackay, widow, and die duK
SUPRfiME OOUBT.
Burff V. Gamble.
dren and heirs of James Madcap, deceased, filed dieir petilioii in die
DiabictCkmrtof^iflKnin^praymff^ttie confirmation of eig^him-
dred upentsof land, refemnff to me petition of Mackay, flie concea-
flian and <mier, above set foim, as the foundation of the claim.
In February, 1830, Ihe District Court decided against the claim.
In January, 1831, the heirs of Mackay filed a petition in the Su*
preme Court of die United States, statmg diat, by die act^f 1824.
&ey were allowed a-year fiom'die rendition of die decree to'uipeal
fipm it, diat die Distnc^ Court of MBssouii was closed onthe26diof
May, 1830, and praying to be allowed die benefit of an appeal.
Tbe prayer was granted, and die cause came on fot heairing in 1836.
The decision is repoirted, as before stated, in 10 Peters, 240, by which
the decree of the Distijct Court was reversed.
In 1837, Gamble, claiming title under Lafleur, brou^ an ^ect*
inent in die Circuit Court of tbe state of AGssouri, for the county of
St Louis, against Bany. The venue was chan^d to the county of
St Charles, and afterwards to die countv of Lmcoln. where it was
tried, and on the 2d of September, 1840, die juiy K>und a verdict
Sof the plaintiff.
In die mean time, to wit, on die 81st of March,^ 1840, Mackay's
representatives- had obtained a patent from die United Stated for die
land in controversy.
During the trial of th^ cause, die plamttf asked the court to eive
to diejuiy die following instructions:
*^That the tide to the premises, in the declaration mentioned, under
the i)atent to Baptiste Lafleur, or his legal representatives, is a better
tide in law d&in the tide under the .confirmation to die le '
sentatives of James Mackay, deceased ; and, therefore, the plaintifiT in
this caseisentided, undertheagreement of the piffties, to recover the
possession of the land in the declaration mentioned;" which instruction
was given by the court, and excepted to by the counsel of die de-
fendant
The defendant, by his counsel, then adced die court to give die
following instructions :
<^ That, inasmuch as the confirmation and patent ^ven in evidaice
by die defendant diow the legal estate in the premises to be vested
in the widow and heirs of Mackay; and, inasmuch as the plaintiff
has not shown any title under said Mackay, or his representatives,
the defendant is entided to a verdict;" which instructions die court
refused to give, and the defendant excepted to such refusal.
The case was carried to the Supreme Court of the state of Mis-
souri, which, in September,' 1842, affirmed the judgment of the court
helow ; and, to review that opinion, a writ of error brought die case
before the Supreme Court of the United States.
The cause was submitted upon printed arguments, by LawUss for
die plaintiff in error, and Spmuding for the defendant in tnot.
JANUABT TERM, 184S. 8T
Bmrrf «. Omrable.
Tliese arganientBooeDpjiiearijfifiy pages in print, and
legretB that his limits injl not pennit their insertion) in exten$o.
Lawless arsued that die power of die ^[OTeniment of the United
SMeSj after & cession of LonisianiL was not as great over incom-
plete titles to land as diat of die Kme of Spain ; and although it
mi^ be true that the latter possessed the power of recalling the
tide and wanting the land to another person, jet die goyemment of
die United States was controlled by the treaty of cesnon, by the law
o^ nations, and by die Constitution and laws of the XJnited States.
The question presented to tlie officers of the United States was not
whe^r the ^ng of Spain could haye afbitFEuily annulled the ^jant
to Mackay, but whedier, at the date of die treaty, it was not entided,
under die laws and usages of the Spanish goyemment, to be consum-
mated and^ clothed with the forms of a complete tide. He then pro-
ceeded thus:
^^But it was not merely complete tides diat constituted property,
and proof of property, m land, under the French and ^Ipanish
TOyemment in Louisiana. Those grants and orders of sury^, made
hj dielieutenant-^yemor of Upper Louisiana, of which the Supreme
dourt of Missouri q>eaks with such contempt, constituted property,
and imparted a ridit of property,.iust as mudi as a complete title
could do. This has b^ roecincaUy laid down as law by the
Supreme Court of the United States. In eyery case, on appeal from
the United States District Coiut of Missouri, under the act of 1824,
in which the decree of that court was reyeraed, and die claim con-
firmed, the Supreme Court of die United States based their confirm-
ation on the eround diat such a tide created property, and, as sudi.
was protected by the treaty. In. the case of Ddassus v. The Unitear
States, and in this yery case of Mackay V Widow and Heirs v. The
United States, Chief Justice Marshall, who defiyered the opinion (ji
the court, on this head is unambiguous and peremptory. ^ In De-
laasus' case,' sa^ the chief justice, ' the language of die treaty
excludes eyery idea of interfering widi property — of transferring
lands which had been seyered firom the royu domam.' In Mackay's
case, the chief justice reiterates this doctrine ; indeed, not only me
reasoned opinion of the Supreme Court of the United States in this
case, as reported in 9 Pet^ treats the grant to Mackay as haying
. constituted property,' and a tide to the land described m it at the
date of the treaty, but the formal decree of the court, as the same is
set out on the present transcript, exhibits this ground of confirmation^
The court, on turning to this decree, as spread on die transcriot,
wiQ find these words : ^ It i3 further ordered, adjudged, and de-
creed, that die tide of die petitioners to' the land described in this
petition to the District Court is yalid by the laws and treaty afore-
said, and the same is hereby confirmed as therein described, and
diat die Suryeyor of ^e pubhc lands in Missouri be, and is hereby^
D
86 SUPREME COURT.
Barry v. Gamble.
directed to sonrey the quantity of land claimed in die place deacribed
in Uie i>etition and grant, or concession*'
^<It is manifest, from the terms of this fonnal decre^^ that the
Supreme Court of die United States took a very different view of
die origmal title of Mackay from that which the Supreme Court of
Missouri has presented. I^is difficult to conceive how the Supreme
Court of Mi^uri, with those opinions and the decree in favour pf
Mackay before them, could have attributed to die grant to Mackay
such an unsubstantial and shadowy character, as not only to bie
liable to be annulled by ibe order of an absolute king, but hy the
arbitrary fiat of an intendant-gmeral at New Orleans ; and it is stiQ
more difficult to conceive how, with the treaty before them, and the
decree of the Supreme Court based upon tnat treaty, they coidd
have come to the conclusion that Mackay had no property in the
knd described in his petition and concession at the date of the treaty.
'^ It is subznitted, merefore, that the Supreme Court of Missouri,
when diey treat the grant to Mackav, and his title under it to the
land whidi it describes, as a something which Congress migiit, or
midit not, as it best pleased d\em, ani ul or acknowledge, do n6^
sumdendy respect the decisions o( this hig^ cpurt, or do not under-
standdiem.
"We have alreadv observed, that whatever mi^t have been the
power of the Spaniw long over the grant to Mackay, previous to its
Deing perfected into a complete tide at New Orleans, the treaty of
cession, and transfer of the province of Louisiana, for ever protected
die grantee from its arbitra^ exercise, and that no power was im*
parted to Congress, other tnan that of confirming tne g^rant if the
treaty protected it, and which power has had its imal action.
"but we must deny, with all due respect to the Supreme Court Of
ACssouri, that, previous to the treaty of cession^ the grant to Mackay,
and his right sbd tide to the land described m that grants were so
entirely at the mercy of the government, be that government Spanidi
or French) as the opinion of the Supreme Court would intimate.
"The established fact, thajt Mackay's grant created a right of pro-
per^, rc^pels such a doctrine. It is true, that the King of Spain was,
m a political sense, and as contradistmg;uished from constitutional
sovereigns, an absolute monarch ; but it is no less true, that in Spain
and her colonies the ri^ts of property were religiously respected and
protected. The * Recopilacion/ the ^siete partidas^ under Spain;
die custom of Paris, under the kings of France, were as protective
of private rights, as English or American law could be, and peihaps
more so. When it is considered, that grants and orders of survey
in Upper Louisiana were disposed of and adjudicated upon as pro-
perty ; when the records of that province abimdantly prove, that
Sroperty of this desc^ription was sold and transferred inter vivos ^ and
escended, and became distributable aB intestato^ and was the sub-
ject-matter of last wills and testaments, it would seem to be a neces*
JANUARY TERM, 1846. * »
Barry «• Gamble.
■ I'll
mj coii9e(|Qeiice, that such property was ptx>tected by law, and that
the tide to it was not at the meNnr either of tibe King of Spain or tttt
First Consul of France, and still kss of the intendant-general at New
Oriefms.
^^ In erery case (and few can be cited) in which land, previously
granted by Uie authorities of Louisiana, hu been conceded to a diird
perscm, it will be found, eidier that the first srant was forfeited b^
the noD-perfonnance of a condition, or that the land included in it
was fomudly rfr-united to the royal domain. It will be seen, by re-
ference to aU the concessions and ffrants, even those which have been
consiunniated by die signature of the governor-general previous to
1796, or that of the intendant-aeneraf and assessor subsequent to
that year, that, so cautious was me government and c^t^iul, in their
protection of private vested rights, there was unifiatmly a proviso
or saving clause in each gran^ declaring that it shouldprejudice
nobody.'' ^
Lamui dien argued, tiiat Congress hadnever intended to annul
the grant to Mackay ; tluit the 4Si section of the act of 1805, and
6th section of die act of 1807, did not include it, because they re-
ferred to, and operated upon, only sudi grants or. incomplete tides
as bore tlate subsequent to the 1st of October, 1800, whereas die
giant to Mackay was m September, 1799. And admitting, for the
sakeof argument, that it was affected by those acts, yet the forfeiture
was waived by the United States, and his claim placed on a perfect
leyd widL every odier by die acts of 1824, 1826, and 1828.
^ With r^[ard to the opposing tides, undfer die New Madrid loca-
tion Mr. Lawless contended, diat it was void, because laid upon
lana which was not <^ public land," because it belonged to Mackay ;
<», if it was public land, it was not land ^^the nle of idiid^ had
beien. authorized by law," and referred to the opinions of Mr. Wirt
and Mr. Buder in the ^^ Opinions of the Attorneys-General ol the
United States," edited by Gilpin, pp. 263, 273, 1199; and dien
jmoceeded dius:^—
yTe have endeavoured to demonstrate, that the very tvst element,
the ^subject-matter itself, of Lafleur's location was wi^&ting ; that tbs
land covered bv his locaticm was not public land, ana never has
been since the date of the ^prant of it to James Mackay, in 1799.
As to the second requisite, that die location should be made on
land, die sale of which was atithorized by law, die ouestion presents
itself, by what law? The only law diat regulatea, at that time,
diesaleofpublicland,wasdieactof February 16d^l811,(2StoI3r's
Laws, p. 1178.)
By the 10th secdon of diaiact, die President of die United Statea
ii andiorized to direct such ^ the puUie landa as diall have been
•arrejed to be offered for sale, w^ the exception,
1. Of section No. 16 in each township;
S. Qf.a tract reserved fertile support of a seminary of learning;
40 SUPREME COURT.
Barry «. Gamble.
3. Of all salt sprines, lead mines, and lands contiguous thereto ;
4. Of all tracts of land, the claim to which has been filed injdae
tlmCi and according to law presented to the recorder, foir the pur-
pose of being investigated by the commissioners appointed for ascei^
taiiung the n^t of persons claiming lands in the territory of Louisi-
ana : (by the act of Congress, June 4th, 1812, styled, under ike
new organization, the Territory of Missouri.)
It must be conceded, that, under ihis 10th. section of the act of
1811, ^e President had no authority to diiaect that any land shodid
be offered for sale, until after the survey thereo£
The object of this inhibition was, manifesdy, that the system of
surveys diould be fully established, and Hie sales and entries in the
land-offices should conform to the sectional divisions and subdivi-
sions.
It is no less manifest, that another object in thus restricting the
power of the President was, to ascertain die precise locationof die
salt ^rings and lead jnines in the territory of Missouri, and the
auantiQr of land c6ntifi;uous thereto, and which, for the working of
fliose mines, ought to oe reserved fiom public sale.
It is equally clear, that a respect ror vested ri^ts, and for the
trea^ 6{ cession, dictated the reservation of lands included in daima
fil^, under the requiren^ents of the acts of Congress, in the office oi
the United States recorder.
Now, it really seems difficult to comprehend on "wbai prin^le m
New Madrid locator could treat as land authorized to be sold, aind
as public land, that veiy land which die President of the United
States was forbidden so to treat
The counsel for the plaintiff in eiror respectfully conteSads, (widi
all deference to the Supreme Court of Missouri,) mat the excqptiona
and reservations, and conditions as to surveys in die 10th section of
die act of 1811, are, and were, very gck)d and wise provisions, and
diat a location, such as that under Baptiste Lafleur, oeing made in
total disregard and violation of those enactments, is not an irr^;ularr
ity merely^ but an absolute nulUty.
The effort by the Supreme Court of Missouri to cure the original
defects of the location by the operation (^ the act of 1822, has been
alTC»dy commented on, and the fallacy of the reasoning, it is^ped^
established. That act certainly did not cure the defect of a location
on a salt spring, or a lead mine, or a sizte^th section, still less upon
private property.
It mav be that the act of 1822 was concocted and intended to ef-
fect such impolitic and iniquitous results, but, fortunately, the terms
of that act ao not justify such ah application of its provisions, and
certainly die intention of diose "^o applied for and obtained its pas-
sage is entided to no consideration.
A proclamation by the Presid^t of the United States was not is-
sued till 1823, and of course no sale of lands till diat year took
JAJiVAliY TERM, 194R, 41
Barry 9* Gamble.
place in IfiflBouiL The wrreys were not letoraed till 1822. It
was impoenble tbat the President could hare known what lands be
Aonld direct to be sold until those sunreys wett returned and ex-
amined, and approved at Wadiinffton city.
It was under the 3d section of Sie act of 17tfa of February^ 1818,
ibat thePresident directed the lands in the district of St Louis to be
oflored for sale. That law did not, in any^reroect, affect the excep-
tions and reservations in die 10th section of the act of 1811. The
3d section of the above act of 1818 provides, that whenever a land-
office diaD have been established in any of the ^^ districts for tfie
land-office" created by the 1st section, the President shall be audior-
ised to direct so much of the lands, lyin? in such district as shall
have been surveyed according to law, to l>e offered lor sale, with
die same reservations and exceptions, and on the same terms and
conditions, in every req>ect, as was provided by the lOtfa section of
tiie act of 1811.
Thus, it may not only be contended, that, notwidistanding the act
of 1811, the l4eadent was not empowered to directs sale until after
&e pasnge of the act of 1818, v^ch created the machinery of sale,
andportioned out Missouri into ^' land districts."
There was no law for the sale of the land in the St Louts district
at all in force at the date of t^ location 1^ Hunt, under Lafleur, to
wit, on the 17th of July, 1817. There was, at thit time, in exist-,
ence, neither a St Louis land district, nor a St Louis hmd-office,
nor, as has been sbown, any public survey made according to law.
The land in Missouri (at least in that resion of it in.v^eh Mackay?s.
grant is located) was, on die 17th of Jmy, 1817, in the same state
as on tiie date of the last privSte survey made under th^ Spanish
and American government reroectively.
How, tiien, can it be succesnuQ^ argued, fliat a location thus pre-
mature-^thus, notonly not authorized, but in direct violation of two
acts of Congress, was only an ^'irregularity?'' The case of lind-
yand others v. Lessee of MiUer, 6- Peters, 672, and the case
Jackson i^. CSaric and otiiers, 1 Peters, 628, have, it is sub-
mitted, no bearing or analogy to the case now before tiiis court
In those cases the question arose on a survey, which was mani-
fertly only irregular from the want of certain technical formali-
ties. The surveys, when made, were made on land which lawfidhr
could have been surveyed. The surv^ were not absolutely void,
and tiie Supreme Court of the United States therefore decided that
ihe act of 1807 protected them, and that no location of a Virginia
m^taiy warrant under (hat act could lawfiilly be made upon land
whidi had previously been so survmd.
Ktiiere hieid been a law specifically prohibitine such surveys, or if
&ey had been made-on land not by law susceptible of such surveys,
no doubt they would have been void, and the Virginia militaiy war-
rant would luive been weU laid upon thesL
Vol. in.— 6 d 2
4> BUPREliE COURT.
Barry «. Gamble.
It may be observed, also, that those surveys, thourii irregular,
were made officially, and were based on a substantial fegal ridit in
the person for whom they were made; whereas the New Madrid
location in the-present case was, as has been shown, an ex parte pri-
vate act of an interested individual, who had no other colour of
claim to the land, and vrzs entirely -at his own ride. If such a loca«
tion be. declared valid, the locator must necessarilv have exercised,
in his own case, a high judicial flmction, namelv, the construction m
an act of Congress, and not only that, but the mnctions of a iury of
twelve men on a question of fact, and of a witness to prove the met
1st The ^Mocator" construed the words in the act of 1816,
'^public land, the sale ef whiqh is authorized by law," to mean land
wnich, thou^ not at the date of his location authoiized, as public
land, to be sold, might, thereafter, by possibility, be ^^auttiorized to
be sold."
2d. The locator assumed the fact, that land v^ch his location
called for was '^ public ,land.^'
3d. The locator assimied the. fact, that the land located by him
contained neither salt spring nor lead mine, nor vras ^^ contiguous"
to a salt spring or lead mine.
4th. The locator assumed the fact, that when the public surveys
should be made, ttie land would cehainly not incluae, or inteifere
with, the sixteenth section.
6di. That it would not interfere v^th seminaiy land.
6th. That his location would cover no land included in a Spanish
or French grant, or order of survey.
This would Ii^ve been a portentous power, indeed, to vest even
in the New Madrid sufferer; how much more productive of injustice
and spoliation, if impiirted to a New Madrid speculator!
The coimsel for the plaintiff in error, therefore, in conclusion,
submits —
1st That the title to the specific land in diqrate is prolected bj
the treaty of cession, and could only be affected or divested by judi-
cial action;
2d. That the title of James Mackay and his heirs has been con-
firmed by the Supreme Court, because of its original validity, and its
bemff protected an4guarantied by the treaty of cession;
3a. That previous to the confirmation of the grant to Mackay, the
land included in it has never been re-annexed to the royal domam, or
to the public land of the United States;
4th. That the location by Hunt and Lafleur, on the nthJuIy,
181T, was not merely " irregular," but was absolutely void.
5th. That Congress has not g^ven, nor could give, b^ any retro-
active law, vaHdity as against a vested right to a location vdid (A
wMo;
6th. That the acts of Congress of 2d March, 1806, section 4, and
of Maroh 3d« 1807; section 6, have -no operaliott on die grant to
JANUARY TERM, 1845.
Barrj v. Oamble.
Mackay, inasmuch as this grant bears date previous to the Ist Octo*
ber, 1800;
7th. That^ even if.ihe acts of 1805 and 1807 here on the grant to
James Mackay, the acts of Congress of 1824, and the acts in amende
ment and continuation of that, have remitted Mackay and his htan to
all their original ri^t and tide;
8th. That the patent, eiven in evidence by the defendiint in etror,
having been ^own to be based on a void location, is itself void at law
and in equity ;
9th. lliat the patentr J&avinfl[ been issued in the year 1827, and
pending the prot^tive acdon of the law of 1824, as respects French
and Spanish claimants and grantees, the patentee and his asagng are
bound to that act as by a fts pendens;
10th. That the protest filed in the office of the surveyor-general at
St Louis, by the agent of die widow and heirs of J^unes Mackay,
being three yeais before the date of the patent iunder Lafleur, is no-
tice to Lafleur and his legal representatives of the claim and giant of
Mackay;
11th. That the confirmation, hy the Supreme Court, of the grant
to James Mackay, and the patent m pursuance of Aat decree, which
has been issued to the confirmees, constitute a full and conclusive
proof of tide to the land in dispute, and therefore ougbt to prevail
against the location under Lafleur, and the patent issued and based
upon it; and
12th. That the judgment and opinion of the Supreme Coui:t of
Missouri, being againsta right and tide protected by treaty, and qpe-
daUy set up and claimed under a treaty and a decree of the Supreme
Court of tlue United States, oug^ to he reversedr
Spauldingy for the defisndaut in error, stated the case, commented
on the nature of. an incomplete tide, with the power of the govern-
ment over it, and proceeded thus: —
The position, then, which I assume in relation to the tide set up
by the plaintifi' in error is, that under the operation «f diflerent acts
of Con^^ress, the negligence of Mackay, the holder, has extinguished
the claim. Applying the provisions of these acts of Congress to the
tide set up by the plaintiff in error,"it is manifest that Mackay's
claim was barred, by his own negligence, when the tide of Lafleur
was initiated, and up to the time it was completed by the patent.
The 1st section of die act of 1805, (2f Story's Lav^s United States,
966,) provides for the confirmation of incomplete tides bearing date
prior to the 1st of October, 1800 ; the 2d section makes grants to
setders who had made improvements by permission of the Spanidi
officers ; the 4th section authorizes those who held land by complete
titltt, and requires every person who claimed land, either by the 1st
section of the act, under an order of survey, dated prior to October.
1800, or under the 2d section, by a setdement under permiasiQn of
44 SUPREME COORT.
Barry •• Gamble.
- • ' ---1 — —
the Spanbh officers, or by any incomplete title dated sabsequent to
the 1st day of October, 1800, to file, before the Ist day of Maidi|
1806, -with the r^rder, a notice in wiitinj^, stating the nature and
extent of his claim, together with a plat of the tract claimed ; and
further required that he should, on or brfore that day, ddiver to die
said recorder, for the purpose of being recorded, eveiy fiprant^ order
of survey, deed, conveyance, or other written evklence of his claim :
then, by the proviso to this section, a failure to give the notice, or
16 lecord the evidence of tide, is made a'bar to me daim, and fbe
documents which should have been receded are never to be
received in evidaice against a mnt fi*om the United States.
The 4di section of £e act of 1807^ (2 Story's Laws United States,
1060,) extends the jurisdiction of the commissioners to all claims to
land in their district, where the claim is made by a person vdio was
an inhabitant of Lonisiana, &c., and authorizes the commissionets
to decide according to the laws and established usages and customs
of die Frendi and Spanish govemnic^its, upon dl such cliums.
lliis section extends me time for filing notices of the claims,' and
written evidences of claims, to the 1st day of July, 1808, and de-
clares that the ririits of suich personal as Ami neglect to do so ividun
die time limited by the act, mall, so fiir as they are derived fix>m or
founded upon any act of Congress, ever after l>e barred, and become
void^ and the evidences ef th^ claims diall never after be admitted -
as evidence in any court of law or e^ui^ wluitever.
This last section extends the jurisdiction to all descriptions of
daims, and gives the utmost latitude to the commissioners in seeking^
ihe rule by which the claims are to be confirmed, while, at die same
time, it is just as imperative as the former law, in requiring the
exhibition of the claim and the recording of the written evidence of
tide. So, die 7di section of die act of l3di June, 1812, 12 Story's
Laws, 1260,) contains provisions which have the same effect upon
claims and evidences of tide not filed and recorded before die Ist
of December of that year, declaring that the evidence of die claims
shall never be admitted against any grant fi*om the United States.
This court has fully considered these acts in the case of Strother
V. Lucas, it2 Peters, 448, and, remarking generdly upon thdr
Srovisions, the court sajrs — " Congress, wdl aware of the state of
le country and villages, wisely and jusdy went to thie extent per-
haps of their powers, m providmg for the security of private ri^ts,
by directing all claimants to file their claims before a board espe-
cially appomted to adjust and setde sSIl conflicting claims to lands.
They had in view another important object, to ascertain what be-
longed to the United States, so that sales could be safely^made^ die
country setded in peace, and dormant titleis not be permitted either
to distmb ancient possessions, or to give to their holders the valuable
improvements made b^ purchasers,- or the sites- of cities which had
been built up by dieir enteiprise. Accordingly, we find that, by
JANtTART TERM, 1S45.
Barry «. Gamble.
▼vious ads, the tinle of filing such claims is limited^ afta* which
fliejr are declared void, as fiir as ^ey depend on any act of Con-
gress, and shall not be received in evidence in any court, against
any person claiming by a grant from the United States.
« These are laws analogous ta acts of limitation for recording
deeds, or giving effect to the awards of commissioners, for settling
claims to land under the laws of Hie states ; the time and manner
of tiieir operation, and the exceptions to them, depend on the
sound discretion of .the legislature, according to the nature of
;die titles, ^e situation <^ the countj, and the emergency igriiich
calls for their enactment Reasons of sound policy have led to tiie
general adoption of laws of both, descriptions, and their v^di^
cannot be questioned. Cases may occur where the provisions'of a
law may be such as to eall for the interposition of the .courts, but
tiiese und^ consideration do not They have been uniformhr ap-
-proved bjF this court, and ouriit to be t^onsidered as settled rubs of
decision, in all cases to whidi they apply."
The court>ifaen,' in applying these liaiws to a title as old as 1787,
at page 45%, says-— ^^ We must, &ep, take t^e defendant as one
boldi]^ the premises in dontroversy by a grant bom the United
States, and, as Hxeir grantee, entitled to all ^e protection of the
laws appropriate to ^e case." — ** The pontiff, dierefore, is brought
within me two provisions of the laws ; that bv Madame ChancelBer
not having filed her claim within the time limited by law, she could
not set up anv claim, under any act of Congress, or be pemiitted to
give any evidence ^oreof in any court, aj^dnst a person having a
grant from ^e Uiuted States, under the confirmation of the cmn-
nuasioners and ike act of 1812."
In the case now before the court, we have an exemplification of
die very evils .i^dnch the Court, in the case of Strother tr. LucaJi,
C(»isidered these acts- of Congress designed to prevent. We have
a man pointing out a^rtion of unbccupied waste land, as public
land, liable to oe appropriated by the location of a New Madrid
certificate-; and after it has been so appropriated and patented by
the government, w6 have a claim set up, by the heirs of that Inan,
under a dormant title, which had been held back, notwithstanding
tbft imperative provisions of these acts of Cimgresii, and stating, on
ttie fiice of ihea petition, that it had never been presented to any of
tte tribunals established for the investigation of such titles.
Had the claim of Mackay hem exlnbited and recorded as the acts
of CoiiereBs required, then the 10th section of the act of 3d Mardi,
1811, ^ StcNTv^ 1200^) would have expressly reserved the land from
sile, until the final action ot Congress upon the daiiki, and a perscm
attanpting to appropyiate it, by oe bemmof a New Madrid cer*
tifieafte, wpuld ha^e acted widi nolioe ftAt sudi claim existed ; but,
as it was not so recorded, Ihete was no evidence upon any Iand«
record of die country ttiat such chum existed ; and tfie land now
SUPREME COURT.
Barry «• Gamble.
cUdmed appeared to tYery person who could haye access to tbese
records, to oe Yadrnt public land, subject to any disposition wbkik
could lawfully be made of any part of &e public domain.
{&)auUing then proceeded to comment upon the acts of 1824 and
1828, and particularly upon those clauses*wldch saved die rig^ of
adverse parties; after which he took up the title of Lafleur under
the New Madrid grant, and argued thus:)
The plaintiff in error, having given in evidence a notice x>r appli-
cation made by Theodore Hunt, for the location of the c^tificate of
Lafleur upon the land in question, dated in July, 1817, and a sur-.
vey made hv a deputy surveyor in April, 1818, with tiiie proclanta-
tion of the President for the sale of the land in the townsbp, to take
place in October, 1823, objects to the tide of the defendant in error,
on the following grounds: — 1st, That, at the time of the location,
the land' was not public land; 2d, "^hat, if it was public land, the
sale of it was not authorized by law, and dierefore it was not subject
to location.
The first objection of the plsdntiff in error, that, at die jdme of the
location, the land located was not public land, subject to be located,
is based upon the assumption that it was Mackay's land, and in-
volves the consideration of the ars^iiment made against the title of
Mackay.* If, by die oneration of the diflerent acts of Coneress,
Mackay's negligence had barred his claini, and shut out his evidence
of tide fix>m the consideration of courts of justice^ the land was in
every smse public land, subject to such disposition as the ^vem-
mient mi^t diink proper to make of it To say it was still his land,
as against the fi[ovemment and4be grante^ of the eovemment, is to •
assert that his tide remamed valid, notwithstanding enactments vridch
annulled it, on account of his neglect to comply with the requirem^ijt^
of law. It is unnecessaiy further to pursue the answer to this objec-
tion of die plaintiff in error.
The second objection, upon which most stress is laid, is, that at
.the time of the location, this land was not of the description liable ta
location — ^that is, land die sale of which was authorized by law.
It may be of importance to determine, if we can, firom the evidence
in this case, when the location was made.
Hie plaintiff in tot)r has fallen into die mistake of svtpposin^ that
the notice or application for the location, made in July, 1817, is die
location itself. * This error misht have been avoided by an ezamiiUH
tion ^f the decision made by diis court in BagneU and others v. Bro-
derick, 13 Peters, 436. In that case, the court held, that thb notice-
or appfication forms no part of the tide, and is not part of the evi-
dence on which the eeoeral land-<^Kce acted, but the patent issued
on die plat and certificate of tha surveyor, returned to die recorder's
office, and whidi was by lum reportMl to the general land-o£Sce.
Again, the court says:— -<* The only evidence c£ the k)oation recog^
JANUARY TERlft 1M6.
Barry «. Oambl*.
msed by the goPf emmeiit as an appropriatioiiy was the plat and certi-
$c«te Of die siirreyor.''
As the notice or application is not die location, we next look to
the sunrey spread on ue record: this is dated in April, 1818, as the
time when the deputy sonrejror of die United States mrae die survey
on die gronndy.but when this sorvey was returned to the office of the
snryeyor-general, or "Mien it was approved. in diat office, does not
nppear^ and especially it does not any^ere appear on die record
"men die surveyor-general returned to the recorder of land-titles die
plat with die notice, desigiiatin|B^ the tract located, as required by die
2d section of the act, nor vdien the recorder issued the patent certi*
fieate under the 3d section.
In this state of the evidence, it cannot be known whether the sur*
vey made by the -depu^ surveyor, althou^ dated in April, 1818,
yna returned* or, if returned, was improved in the office of the sur-
T^r-general, at any time anterior tp the proclamation by the Presi-
dent tSr the sale of me land in the towndup.
It ^^lears, by inspection of die survey ffiven in evidence, diat it
was made m&t the public surveys liad estabfiiBhed die towndiips, &c.,
asH descrflies the land as situate in two townships. The question^
therefore, which the plaintiff in error has attempted to raise, is not
presented by die record. But it is not my purpose to avoid the <fi»-
cnsaion of me qtiestion, if we can really get it into a tangible, form.
"Diet question, if I have understood the ar^piment made in behalf
of die plaintiff in error, is, vdiether the patent issued to Lafleur is mot
Toid, because the survey wm made for him at a time when die sale
of the land vras not authorized by law?
If wetumagidn to thelanMase of the act, we find that the words
upon iHndi most stress is laid— *'the sale of wUch is audibrixed by
farw** — are used astdescriptive of the land to be located, and have no
lefisrence to time. If there were, thenyclasses of lands which, bylaw,
^rere reserved fiom 'sale so diat no officer of the govemmait could,
widiout a violation of law, attempt to sell them, and there were other
pubKc Imds in relation to vdiich the executive of the United States
was abeaify intrusted, by law, with the power to tiirect the survey
and nle, so that no fiurther audiority was needed, we have the ktj to
die ri^t undCTrtanding of the wonu employed in the act of 181&
The act of 3d March^ 1811. 2 Story, 1197, is diat which diiects
Ae sale of the public lands, and makes the reservations firom sale. It
is upon this act, and upon diose which establish land-offices in dif-
ferent parts of MQ»eun, and refer to diis for the direction of die dif«
ferent offices, that the sales o( land in SGawuri have takrai place.
The 8th section <^ this act empowers die President to direct die
sureyor^neral to cause the pubhf lands in the fenitory of Louisiana
to be surveyed.
Hie 10th section empowers the Preodent to direct the land, when
snrvr^ed, to be offoed for sale, and prescribes die duties of die dif-
48 SUPREME COUHT^
Barry 9* Gamble.
ferent officen, when the Presideiil has designated die days q( sale.
TIds section reserves from sale — Ist^ section number 16 in each town-
ah^; 2dy a tract for the siupport of a seminvy of leanunc; 3d, sah
^tpntifp |knd 1^ mines, and lands coiitiguous thereto ; idi^ hj tfie
proTiaoto die section^ ^^ no tract shall be oflered for sak,the.clami to
which has been in due time, and according to Jaw, presented to the
i^ecorder of land-tides in the distiict of Louisiana, and fil6d in his (tf*
fioe, for the purpose of being inyestigated by the commisrioiV^rB mh
•pointed for ascertaininff the ri^its ol persons, claiming lands in the
: of Louisiana.'' This section authorizes the sde
territory of Louisiana.'' This section authorizes the sale of the i
ot pulmc landf and forbids the sale (^particular descriptions of land:
we haye, then^ die division of the land into the two classes — ^tfaose
tlie sale of wmdi is audiorized, and those, the sale of which is not
authorized; and the. act of 1816 audiorizes locations to be made on
lands of one dass, and not on lands of Ifae.odier.
Ulis construction is further sustained by the designation of land,
subject f o the location, in th$ present tense: '^the sale of which is
anuorized 1)7 law." In 1815, when Ais liiw was passed, a veiy
large portion of di^ land in the territeiy of Missouri had not been
suirejred^ so diat i£ ihe intentipnof Congress was to mite a survey
of the public lands a pre-requinte to leeal locations, by the use of
diese words, then, as it was evidendy aesigned to gire a range for
these locations as extensive as the tertitoiy, the kw^affe empfoyed.
in^ad df being "the sale of which is authoiizedHby law," would
have been, die sale of which is or hereafter shall be authorized by
law.
As die act speaks of the authority then.esistinfi; by law for die safe
of the public land, it evident^ ezdudesvtfae i&a diat the sale 'vas
only authorized when the President had issued his proclamation^
die sale: for at that^time the President had never issued any procfe-
mation for any sale in the territory of ifissouri.
The other mterpretation of th^ words will, as I believe, ))e coi^
fldered as eipresBuig the meaning of Con^sess; that is^ ^lat diqr re-
fa fo the tv^o classes ef land, (me of which was then authorize by
hkw to be sold, and die odier was expxeaity, by law« •reserved tc^Sa
sale.
I am aware that great reliance has beep placed on die official
qnnions ot Mr. Wirt, when he was attorney-general, riven in r^la*
lion to dieae locations, and also upon the opinion of Mr. jButlei;, given
i^>on this very daim.of Mackay, after its confirmation, and upon die
opposing claim. These were, certainly, gentlemen epinent in die
profosflion, "^ose opinions- are entidcd to hi§^ consideration, but
still they are not condiunve authority.
I have but a single remark to make upon Mr. Butler's ^hnon,
and &at is, that m is totally mistaken as to a cardinal fiict in Ihi
OMe. He asBomes that Madcay's daim was filed and recorded ac-
cording tolaw, so diat die land was expressly reserved firom safe by
JANUABT TERM, 1815.
Btrrj «. Oaiiibt«.
ibt 100k section of &e act of 1811, and ttiat therefore it was not
idycet to location. Now, if Bfr. Butler had read the petition on
srfnch the confinnation was procured, he would have seen it there
stated, that "die claim had never been filed nor recorded according to
law, and that, therefore, the land was not only by law public land,
but that it was not, and nerer had been, reserved fi*om sale.
On die opinion of Mr. l¥irt, I have to remark, that he appears to
ha(?e 61kn mto die mistake of supposing, ^t the notice or applica^
lion of die party for a location was the locadon kidf» and to have
directed his arguments chiefly against diat instrumexit. it is true,
Aat Mr.' Wirt aigues against surveys made under New Madrid cei^
tificales wtich dm not conform to the Hnes of the public surveys;
iMit it is to be observed, diat this conformity to the public surveys is
nowhere required in the law ixdiich reflates these locations; and
aldioudi it may be very convenient, and be'ver]^ consistent widi die
Ijenend purposes of the gQvemmen^ in maintaining regular subdivi-
sums of the public lands, it is*nowhere required as necessary to the
▼aHdity of a mcB&on.
The e£kct produced by die opinions of Mr. Wirt was the passage
4>f die act of 26di April, 1822, 3 Stor^, 1841, which directed, diat
locations made under these certificates, if made in piuiraance of the
provisions of the act of 1815 in other respects, should be perfected
into grants, in like manner as if they had conformed to die sectional
or quarter-sectional lines of die public surveys, and the sales of die
fiactions made by such locations should be as valid against the
United States as if the firactions had been made by rivers or odier
satural obstructions.
The great alignment of Mr. Wirt a^ain^t the locationa which were
Diade before the jpublic surveys wa& mat they would not conform to
Ae legal subdivision of the public lands, when they dipuld be sur-
veyed, and thus confusion would be introduced ipto the system.
Now, diis act of 1822 takes the location as made, and the confusion
^ ezistiBg; and directs the issuing of jpatents, notwithstanding this
want of coiiformity to the lines of sections.
Tet it Is argued, that because this act ratifies die locations vfhidk
do not conform to the public surveys, only when diey are, in other
reqpects, in pursuance of the act of 1815, die objectioi) still is to be
made, &at mey were made on land which was not surveyed, and
fte nie <tf v^ch was consequendy not authorized by law.
"This is only coming back again to the discusaon of what lands
were audiorized to be sold; which, I think I have diown, was all
j&ot reserved from sale. It is beyond dispute that the land in contro-
versy was not reserved firom sale.
But what is the real extent of the objection we are considering?
It is this: applications were made to locate portions of the pubfic
lands bdbre the public surveys; locations have been so made, and
diey do not contorm to the sectional Unes, when they have been
Vol. m.— 7 £
S0PJIE1CE COURT.
Bsrrj «. Gamble.
ifterwards nm. The act of CongresB declares tUat this shall' be no
objection to the locatioDS, jet it is agreed now, that ahfaou^ the adt
bas waiyed all objection to the result prodnced, it sdU-ietaiDS tbe
objection to tiie cause Vhidi pjrodaced it; so that, substantiallj, 4ie
act has accomplidied nothing, and the United States, aldioufi^ tbejr
have sold' the sairoondin^' fractions, and have waived all objection
to the want of confonnilyin the location to sectional lilies, and liare
{Ndepted Ibe land as located,'ina7«t31, in aU cases where the api>li-
cationswere made before ttie public sunreys,, come in and claim
the land; or, diat an intruder or temsser on the land which the
Eyemment has tii^s patented, may snow ftat the wplication for the
»tion of the land was thus made before the public sunreys, and
set u(> the pretence that the patent is Void*
This ease would present some most remarkable features, if such
an objection could preyaQ.
Hat is an application for flieloca&on'of a tract of land, bounded
on 4iree aides by known Spamsh sunr^rs, and to run to a point in
tte line of ano&er Spanidi sunrey. The only nefw Ime to be run is
that on one aide, which is neoessaiy ta fix ^ quantity. A wrvej
is made under that ^qpH^atibn calBng for die townships and ranges,
yHiich shows that the survey was not made before &e United States
sunrieys. A patent is issued by the gpyemment^ and in a suH
brou^ by a purchaser under that patent it ia objected, not that the
land was- resenred from sale — not mat locatioii tould have been d^
ferentiy made if t& goyemment juryeys had beoi a'Aousand times
run — ^not that it does not conform to boundaries'whidi would hacwt
fixed its limits wheneyer it mi^t have been made, (sedb:ig that it is
bounded on three sides by est2[>liahed Spanidi sury^^ but that the
4^1ication was made prior to the public suryeya, ttaeforetfae appli-
^on was yoid, and me survey was void, and die location was yoid«
and the patent w^ void, and but for Mackay's confirmation, tiie land
would be mere vacant, unaroropriated land; and though an owner
of part of the land, under the JUfteur patent, has been more thapi
twenty years in possesnon und^ tile title of Lafleur, he has dl the
time be^ a mere trespasser!
The^ cases in which tl^p validity of patents have been examined ifk
suits at law, are too fiumliar to the^ court to need any extended re-
made from the counsel. . From the case of Polk's Lessee v. WendeB,
to the present time, the principles upon jsehich patents h^ve been ad-
judged void, have been wbeie the state has not had title to iht land
craved; where the officer had no authorit]^ to issue it; where the
uind has been appropriated by a q>ecies of &le which could not 1^
law appropriate it; where the tmtent has issued against some cxpiess
prohibition of law, or for land resenred froin, the disposition oftt at*
tempted by the latent. The patent to Lafleur is within iKhherof
Ihese classes. The whoK of the objections now made to it would
be answered to the satisfaction <^^ plamtiff in error, if the d^uty
JAN6A.RT TEllli. 1646. 6t
^w ■ I I " I '■ ■ r ■ ' ■ • '
Barrj 9. Oi^nblt.
mnffjuf m 18S3 had run arouxid Oe asine liiies ^dch were jim in
1818, and thai had sat down and made precisely 1he,san^ plat, and
die same' fieldrnotes. And how is it known that he did not? • Hie
pordiaaerunder Linear ^ve no eri^^nde about a survey. Thrdui-
Te^ of 1818 was oven m evidenoe to iippeach die patent; die {>a>
tent itself implies mat all wab done which, wiHtneceasaiy. to its being
regularly issued.
1 realW fed that I would be trifling widi die court to make a more
eztendea argument in die case.
^ Th^rq;KMition8 1 maintain are the following: —
1. Tnal bpon this record die Madcay tide commences, as against
die ^Vf»^"* in error^ widi the confirmation, as no document is
shown anterior to that confinfiation ; and die confirmation does not,
as against the drf<pndant> m eriur^.esjULbliQh the eriat^nce of any prior
clai^
5. Tliat if die' eziitence of a Renume Spanish order of survey
flbpuld be assumed, aa against die defiuidaBt in errar, all claim under
it was bured bt the acts of Congre«u^
. 3. Hist if the ex;istence of such order of survey diould be as-
aumed, whedierdie clain^ im&r it were barred or iot, the confirma-
ticm of die claim Is, by die act under whtcfa it was obtained, express^
ly poi^ned to die Mfleur tide.
4. That die pat^t of Laf^ur is the better legal tide, unless there
is some de&et mat renders die patent Toid. .
6, That die Lafleur tide is above. e»ceptiany icgnly, nfid eC>
fbctnaL
Mr. Justice CAlltdN delivered: ttieopmion of die court.
The first question in order is, whedier;die patent to Lafleur is a
' vaBd tide as against die United Stated, when standing alone.
By diecerfiSpateof there(k>rderof umd-tides 9tSt Ix>ui8,Lafle|^
^was entided to 64D acres of land iu compensation for lands of Us
injured by the eardiquakf in I^ew Madrid countv. On this, the
survey of April, 1815, is founded. Its return by &e surveyor, wiJ^
a notice of Ibcatioh, to the office of th^ recorder, was the firet appro-
priatbn of the land ; and not the notice to the surveyor-general's
office. requesting the survey to be made, as thi« court held inBag^'
ndl V. Broderidc, 13 Peters; 450.
Township 45, in vdiich the land Granted to Lafleur lies, was laid
oflT into sections in 1817, and l8lo ; and we suppose before the
anirey for Lafleur w^ made, as his patent, and the survey on
which die patent is founded bodi refer to the township by number
as induding the land. When die return of tHe township- survey was
made to the surveyor-general's office does not distinctly appear,
ahhoug^ it is probable it was after Lafleur's location had tieen made
widi the recorder.
The location was in irregular form, and altogether disregarded the
SUPREBiE COURT.
Barry v. Gamble.
section linesi and ordinary modes of entry under die laws of the
United States. This circumstance lies ieit the bottom of the contro-
versy. The general land-office at Washington refused to issue a
Stent on New Madrid locations thus sunreyed.. The secretary of
i Treasury on the 11th of Majr, 1820, and a^dn on the 19th of
June^ 1820, called on the attorney-general for his opinion on tiie
validity of such locations, (2 Land-I^ws^ and Opinions, 9, 10,) iias
officer replied — ^' That the authority given is, to make these loca-
tioDS on any of the public lands of the territory, the sale of which is
authorized by law ; but the sale \s not authorized by law untQ the
sectional lines are run, and consequently all locations previously
made by these sufferers are unauthorized.''
To cure this defect, the act of 1822 was passedf whi^ provides,
that locations made before that time, under the act of 1815, if made
in pursuance of the act in other respects, should be perfected into
grants in like manner as if they had conformed to the sectional and
quarter-sectional lines of the public surveys ; and that the fractions
previously created by such locations should be deemed legal frac*
tioQS« subject to sale : But that after the passing of the act, (26th
April, 1822,) no location of a New Madrid claim should be permit-
ted that did not conform to the sectional and quarter-sectional lines.
The opinion of the attorney-general appears to have .been favou^ble
to locations in conformity to the public sui;veys actually made, bdbre
their return ; until returned however, and received at the surveyor-
general's office, they could not be recognised as legal public surveys;
and in this sense Congress obviously acted- on the opinion, and
course of the general land-office, in pursuance of it. .
The principal difficulties standing in the way of issuing patents,
seem to have been the following : There were New Madrid locations
made on lands not then surveyed ; locations made after the lands
had been surveyed, but before the surveys were returned ; and loca-
tions made on lands surveyed,- and the surveys returned ; in each
case, disre^dful of the section lilies. But all of them were on
lands that nad been surveyed, and the surveys duly returned and
sanctioned, when the act of 1822 was passed. - On this state of &cts
Congress acted. No distinction was made among the claimants ;
all mictions created by prior locations, in existing public surveys,
were declared legal, and subject to sale ; the fractions produced,
could not be legal unless the locations producmg them were equaUy
so : In this rcspeA, therefore, such locations were binding on the
United States from the date of the act. It is insisted, however, that
until section No: 45 had been offered for sale by the proclamation of
the President, ho entry could be made on it by a New Madrid war- -
rant ; and in this respect Lafleur's location was void before, and not
cured by, the act of 1822, but expressly excepted : that Congress only
acted on one defect, that of disregarding the sectional lines,and exclude
ed aD others. Township No. ^ vras first advertised for sale in 1823.
JAWPART TERM, 1W&. ^
Barrjr 9. Oamble.
In addition to ivbat hat been said in answer to &e argument, it
maj be remaikedy that tbe NewBfadrid suflferers were preferred
ddimants; Uke otibers haTing a legal preferenpe, diej had a rig^t to
buy, so soon as'&e officers <tf the government had by law Ae power
to sell ; and sales could be made founded on pujuic Borvtys. It
'Could. not have been intended bv Congress that the sufierer should
surrender his imured claim, get his warrant from the recorder, and
then be compelled to wait until after the public sale, which mig^
sweep all the lands out of idiidi he could obtam a new home. Aiid
80 the act df 1816 was construed and acted on at the general land-
(rfSce. No objection seems to have been made diefe on tiie ground
that these claims had been entered on lands not previously oflfered
for sale at a:uction ; as the Preaidait mig^t, or might not order tibe
nle. We &ink fliis nlaiidy inferrible from the foUowin^ order.
On the 9th of April, lol8, an act was passed limiting applK^tions
to the recorder, for New Madrid warrants of survey, to me 1st of
January, 1819. The comnussioner of the land-office hcre^ wrote to
die recorder at St Louis, enclosing a copy of the act, a few days
lifter it was passed, saying:
<< TUs act authorizes me reception <tf claims to die 1st of Jaiiuaiy
next ; but as several public sales wiS take place previous to diat day,-
jou must not issue any patent certificates to those claimants after ttie
commencement of such sales, unless the claimant producet a certifi-
cate from the register of the land-office to show that the land has not
been sold. Should you issue any patent certificate to those claim*
ants previous te the public sales, you will furnish the register of the
land-office for the district in which the lands lie wifli a list of the
tracts for which you have issued patent certificates, that he may
reserve d>em firom sale.'*
The 3d section of the act of 1815 makes it the duty of the recorder
to deliver to the claimant a certificate stating the circumstances of the
case ; that is, that the claim had been allowed, survey^, and record*
ed in due form, and that he was entitled to a patent for flle tract de-
signated: this was to be filed with the recorder if satisfactory to the
claimant. Tlien the recorder was bound to issue the ** patent certi-
ficate,*' above spoken of, in favour of the party, which, beinc; trans-
mitted to the commissioner of the general land-office, entiued the
claimant to a patent firom the United States.
By the foregoing instructions, patent certificates, previous to the
Eubuc sales, were contemplated as due to claimants for lands entered
ut not previously offered. for sale; and we cannot doubt did exist
in large numbers. The^, of course, were sanctioned at the land-
office. Nor is' the consideration of this question presented to this
court for the first time. Pettier's claim, in the case of Stoddard v.
Chambers, 2 How. R. 317, was like this in all its features except
one. It had been located on the satme land covered by Bell's con-
cession made by the Spanish government, which had been filed and
e2
M BPPREME COURT,
Barrj «> Oamblcw
recorded in 1808, but not recommended for confirmation by die com^
miBsioners at St. Louis, for 'want at occuDation and cuttiTadon. By
die act of 1811, until the decision of Congress was had, the land
coyered by the Spanish claim could not be offered for sale, and this
restriction was cbndnued. Pettier's New Madrid location was made
in 1818, On the land reserved fitmi sale in favour of Bell's.conces-
sion, and this court hdd the New Madrid locatioii, and the patent
founded on it, void, because the sale of die land '^ was not autfacnrized
by law,'' and the title of Pettier in violation of the act of 1815. But
&e court says: — ^^Had the entiy been made or the patent issi^
after the 20th of May, 1829, when the reservation ceased, and be->
ferejt was revived by the act of 1832, die tide of the. defendant
eould not be contestedi"
' For the reasons asogned, the court was of opinion Pettier's claim
would have been valid, had Stoddard's not 1>een interposed. It also
lies in towndiip No. 45. So our opinion is, that Lafleur's claim was
rendered vaEd by the act of 1822, unless it can be ovardirown l^
the interpofition of Mackay's.
2. Tlus raises the inquiry into itBivalidit]r in opposition to Lafleur's.
Tliat, standing alone, Mackay'sLwas valid against die United States,
is in eflect decided by this court in Pollard v. Kibbe, 14 Peters,
355, and Pollard v. Fdes, 2 How. 601, and is free from doubt.
Lafleur's location was made in 1818, and his patent issued in
1897. Mackay's claim was first filed for adjudication before the
District Court (U. S.) of Missouri m 1829. Up to this date it had
stoo4 as an incomplete claim, reauiiing confirmation by diis govern^
ment before the tide could pass mm the United States; to accom-
plish which a decree in its fitvoiir was soudit in the Pistrict Court,
and finally obtained here on appeal; in comormity to which a patent
was obtuned.
As the proceeding und^ die act of 1824 was ex parte^ Lafleur
was not bound by it any further than die legislation of Congress af-
fected his lights; and* me auestion*i8, how far were they protected,
as against incomplete tides Drought before the District Court.
By the act of March 2d, 1805, sec, 4, certain French and ^^P^piah
claimants were directed, on or bdbre the 1st day of March, lo06, to
deliver to the register of the lahd*office, or recorder of land-tides,
within whose district the land might lie, every grant, order of survey,
deed, conyeyance, or other written eyidence of claim, fo be recorded
in books kept for the purpose. " And if," says the act, " such per-
son shall neglect .to deliver such notice in, writing of his claim, or
cause to be recorded such written evidence of the same, all his rig^t,
so far as the sam^ is derived from the two first sections of this actj
diaU become yoid, and fcr ever thereafter be barred; nor shall any
incomplete grant, warrant, order (^survey, deed of conveyance, or
other written evidence, which shall not be recorded as aboye di-
rected, ever after be considered or admitted as evidence, in any
JANUARY TERM, 1845.
Barrj v. Oambl^
eoQit of the United States, against any grant derived ^m the United
States."
. By tbe act of April 21, 1806, sec. 3, supplemental to die act of
1805, tbe time for filings notices of claims and the evidence tfaereofl
was extended to the first day of January, 1807 : but tbe rij^ts crif
sucb persons as sball neglect so doing within tbe time limited by tbe
ac^ it. was declared siiould be barred, and tbe evidence of ihar
damis never after be admitted as evidence; in tbe same manner as
liad been provided by tbe 4tb section of die act to whicb tbat was a
supplement
By the 6tb section of die act of March 3, 1807, furdier time for
fiKBg notices and evidences of claims was fi;iven till tbe 1st day of
Jufy, 1806: But all benefit was cut off m>m tbe claimant, u be
fidled to ffive jiotice qf bis dum, and file bis tide papers ; so fiv as
the acts of Congress cq^ted in giving tbe title aiw sanction tbroudi.
the affency of commisfionera— and ever after tbe nrst of July, 18w,
die <&m was baned.
It 18 insisted, bowever, Mackay's daim is not embraced by tbe
act of 1805, and to irtdch die acts of 1806 and 1807 refer. Tbe
act of 1805 does govern tbe fiiture legislation, interposing a bar.
By section 4, Fiencb or Spanisb grantsi made and complete before
tbe Ist dav of October, loOO, mimt, or migbt not, be filed ; as tbe
trea^ of 1803 confirmed tbem, tney needed no furtber aid : But
complete grants issued after tbe 1st day <^ October, 1800 — and
incomplete titles, bearing date after that time, << sball be filed," says
die act Madcay's claim is of neitber description; it was an incom-
plel^ tide; being a permit to settle and warrant of survey, widiout
any setdement or survey baving been made ; but dated before tbe
1st of October, 1800.
Tbe act of 1805, section 4, fiirtber provides, tbat every person
daiming lands by virtue of tbe two first sections of that act, snould,
by tbe 1st day of S(arcb, 1806, file bis notice of claim, title papers,
lie., otberwise die daim abould be barred. Mackay's claim ^^ was
a duly rc«|istered warrant of survey," withm tbe words of tbe 1st
section of tbe act. Tbat tbe United States bad tbe power to pass
sudi a law we tbink firee fix>m doubt; it beins; analogous to an
ordinary act of limitation, as tbis court beld in Strotber v. Lucas,
12 Betas, 448, to wbicb notbing need be added here.
As to tbe United States, and all persons claiming under them,
Ibckay's claim stood barred fitom die 1st of July, 1808, until the
passing of the act of May 26, 1824, by which the bar was removed
•0 fiur as tbe ^vemment was concerned. The time for filing claims
imder this act was extended by another passed in 1826, and again
by diat of May 24, 1828, to die 26di day of May, 1829 ; before die
expiration of whidi time Mackay's claim was filed in the District
Court ^U. S.) of Missouri, and.eventuaUy confirmed in tbis court on
mical: And die question is, did die acts of 1824, and 1828, and
66 SUPREME COUftT.
^arrj «. Gamble,
the proceeding had under dvem, afiect Lafleur's title. By Ifae lltfa
section of the act of 18^, it is provided, ^^ That if in any calse it
shall so happen, that the lands, tenements, or hereditaments decreed
to any claimant under the provisions of thiis act, shall have been sold
by the United States, or odierwise disposed of, it shall be lawful for
ibe party interested to enter the like quantity of lands, in parcels
conibrmable to sectional divisions and sub-divisions, in any land-
office in die state of Missouri."
The act of 1828, to continue in force the act of 1824 for a limited
time, and to amend the same, declares (in section 2) — << That the
confiimadons had by virtue of said act, and the 'patents issued
thereon, shall operate only as a relinquishment of title .on part of the
United States, and shall no wise afiect the right or title, either in law
or equitv, of adverse claimants of the same land."
The foregoing are the conditions on which the bar was removed ;
diese Congress certainly had rig^t to impose, and thereby give a
preference to an intervening title acquired during the existence of
the bar.
Lafleur.was a claimant with a good title in equity, vdien this act
of 1824 was passed ; this he well mi^t perfect mto a patent, as hjs
&imtj was expre^y protected by the -act of 1828^ and by implica-
tion m that of 1824, (section 11 ;) neither the patent or entr^ was
afiected by the proc^dings had on Mackay's claim in' the District
Court of Missouri, and in this court ; nor by hia patent issued pur-
suant tibereto : It follows Lafleur's is the better title, and that the
decision of the Supreme Court of Missouri must be afiErmed.
Mr. Justice McKINLEY.
I dissent from the opinion of the majority of the court, in 6ii8
ca^ for the following reasons :
First According to the act of the 17th of February, 1815, chap.
198, <^ persons owning Ismds in the coimtv of New Madrid, in me
Missouri territory, with the extent the saia coimty had' on ihe 10th
day of November, 1812, and whose lands have been materially
injured by earthquakes, shall be, and they are hereby authorized to
locate the like quantity of land on anv of the public lands of said
territory, the sale of wmch is authorized by law." Th§ion lines
of ihe land had not been run on the 7tli of July, 1817, when die
location on the New Madrid certificate, under wbich Gamble claims,
was made. The sale of the land, mcludiiig; this location, was not
authorized by law', until the year 1823. The 1st section of die act
of the 26th April, 1822, chap. 40, could not have legalized the loca-
tion, because die land was not then subject to sale ; and because
that section only authorized grants to isstie in like manner,, as if die
location had conformed to the sectional or quarter-sectional lines of
the public surv^s, if made in other respects, in pursuance of the act
of the 17th of February, 1815. Now as &e location had not hem
JANUARY TERM, 184<, OT
Dickson «. Wilkinson.
made in pursuance of &at act ; and as the 2d section of die act of
tiie 26th of April, 1822, declared <<.That hereafter the holders and
locators of such warrants shall be bound, in locating them, to con-
form to 1be sectional and quarter-sectional lines of the public surveys,
as nearly as the respectiye quantities of the warrants will admit, and
an such warrants sball be located within one jear after the passage
of this act ; in de&ult whereof the same shall be null and void ;''
and as no location and survey were made in conformity with the 2d
section, die warrant, survey, and patent, are utterly void. See
Lindsey v. Bfiller, 6 Peters, 676.
. Secondly. The decree confirming the claim of Mackay's heirs, by
the Supreme Courtof the United States, imder die treaty, was a full
and ample admissiOh, that, the United States had no ri^t to the land
covered by that claim. The dde which they acquired to this land,
imder the treaty, was, therefore^ heldl)y them in trust for Mackay's
KKirs, or any odier person havmg a l)etter tide, under the treaty.
The decree of confirmation related back to the date of the conces-
flbn, by the Spanish eovemment, to Mackay, and made the tide as
complete as if it had been completed by that government before the
treaty, notwithstanding the several intervening acts of limitation
pass^ by Congress.
Thirdly. The location, survey, and patent, under which Gamble
daimed, oeing void, the 11th section ot the act of the ^th of May,
1824, chap. 173, did not apply to this case. Because^ in the lan-
guage of the section, it did not ^^so happep that the land" had
been sold or otherwise disposed of by me tlmted States. There-
fore, Mackajr's heirs, oc those claiming under them, were not au-
thonzed, and much less bound to enter other land in heu of that
confirmed and mnted to them by the decree and patent.
Mr. Justice St6by and Blr. Justice Wayne concur in diese rea^
Jaibs -N. Aim Livi Dickson, Plaintiffs, v. William H. Wilkinson,
AnmNnTKATOR OF John T. Wilkinbon, dsobasid.
There was a jadgmeat against an administrator of assets quando aeeidmiU.
Upon this jud^ent a trirtfadoi was issued, containing an averment that goods,
chattels, and assets had come to the hands of the defendant.
Upon this teirt faeiM there was a judgment by defhnlt; execution was issued,
and retomed **fmOa bona,**
A $drt faeiat was then accorded against the administrator to show cause why
the plaintifik should not have execution **de bonis prapriu/*
fi was then too late to plead that the averment in the first §eirtfaeia$ did not
state that assets had come into the hands of the administrator subsequent to
the judgment ouamh.
A jMgmeni by deianlt Igainst an executor or administrator is an admission of
Assets to the extent eliAiged in the proceeding against him.
voL-m.— 8
Ii8 SUPREME COURT.
Dickson «. Wilkiason.
■ ' ■ ," > ' — —
If ai>srt]r tail to plead matter in bar to the original action, and Judgment paaa
againsi^iim, he cannot .afterwards plead it in another action wonded ott that
judgment; nor in a snrt/aciaf.
A demorrer reaches no fbrtner back than the proceedings remain inylr^ or im»
der the control of the court
This case came up from &e Circuit Court ikibe Ibited States lor
tfie middle district of Temiessee, upon a certificate, of dinakm m
opinion between the judges.
All the &cts which are necessaiy to an understanding (tf the poiot
are stated in the certificate,. as follows: —
The plaintifls, 9i September term, 1837, widi the defendant's cion*
sent, had a judgment of assets -juomid occiderinL .On'die 2d of
October, 1838, upon their suggestion of assets come to the defaid-
ant's hands, a scire facias was accorded them to be made known
to the defendant to siiow cause w^hy Ifaejr diould not have execution
ot those assets. This scire /ados was issued on &»IOth of January,
1839, and after reciting the jvLdfanexktquando^ it contained the fi&-
lowine, and no other, averment of the coming of assets to the defend-
ant's hands: — ^^ And whereas, afterwards, to wit, on the 2d day of
October, 1838, it was suggested to the said court, on bdialf of the
said plaintiffi, that goods, diattels, and assets had come to the hands
of the defendant, sufficient to satisffr. the said jud^^ment; and it was
ttiereupon ordered. by said court, that a scire /aaas isscte, and we
therfeore hereby command you^ &c." This* writ was made known
to the defendant, and the i)faintifla thereupon, by his defiaiult, at Sep-
tember term, 1839, had judgment of execution of the intestate^s
^oods in the defendant's hands to be administered, if so mudi, and
if jiot, then the costs de bonis proprOs. ,0n1he 9th of October^ 1839^
execution was issued accordingly, and returned to March rules, 1840,
nulla bona J except as to the costs, which were levied de bonis proprUs.
A scire Jacias was how accorded^ against the defendant to Aow cause
why the plaintifis should not have execution of their demand de bonis
proprOs: and this writ was issued, made known to the defendant,
and returned to September term, 1840, when he appeared, and
pleaded to it fully adminisJtered, and a special blea, that the insol-
vency of ihe intestate's estate had been sug^jgested to die proper Ten-
nessee authority, and a bill in equity filed m a state court.to admin-
ister hi^ effects according to the laws of Tennessee. To these pleas
the plaintiffs demurred, and on the argument of the demurrer, &e
defendant's counsel, against ^warding execution de bonis propriis^
abowed for cause, that the judgment by default upon the first icjre
facias did not establish the £^t, that any goods, fltc., had come^to
me defendant's hands since the judgment of assets qwando acddenmi:
because the said first scire facias did not aver that goods,- &c., haa
come to the defendant Viands since the said judgment qiutndOy but
only t^at those goods had come to his hands, without saying when,
and a judgment by default only admits such '&cts as are uleged ;
JANUARIf TERM, 1846. W
Dickson v. Wilkinson.
thtf unless t&e record sbpwed ttiat assets had come to his hands nnce
the said judgnient quando^ and that such assets had beep eloigned
and wasted, no execution could issue against the defendant to be
IcYied de homs fropms. And the coiinsel for the plaintifls indsted
that advanta^ diould have been taken of the aUeffed defect in the
first tcirefacuu at the term to which it was returnable^ and returned.
by plea or demurrer; that the iudgment by default was a waiver m-^
errors in the nrocess, and so that the said error, if it be one, could
not be reached bjr die demurrer aforesaid.
<< And upon said pointy whether advantage could be taken of Ae
aforesaid defi^ve averment in the first scire /acku^ upon the plain-
tiffi' demurrer to the defendant's pleas to the second scire /aciaSy the
opmions of the judges are ojqposed.
<' And it is hereupon ordered, that the foregoing statement of &cts,
involving said point, upon which said disagreement occurs, made
under the direction of the judges.and at the request of the plaintifls
by their attorney, be certified to me Supreme Court for their ojpinion
upon said jpoint, according to the' act of Congress in that case made
and provided."
"Hie case was argued by Mr. Francis Brinkf/^ for Ae plaintifls,
who made tiie following points: —
l.^The first sdre facias was sufficient accurate as to fonn. It
avers that on the 4di of September, 1837, judgment was rendered
fi>r the plaintifls againA the ^assets ouarufo accidmn^. It then avers
^it afierwards, on the 2d of October, 1838, (inore than a year,) the
pbflntiffi sn^ggested that ami^ had conie into the bands of me defen^
dftot, suffiaent to si^tisfy the judgmesit The two fiu^ts tofi;ether
form the conneeted proposition, that assets had come into the hands
otjdae defendant since the judgment quondo. In the case of Piatt v.
Robins iet al., 1 Johns. C. 276-, there is no better averment; yet no
objection was taken to th^ form. ^^ Diverse goods and chattels which
were of ^ intestate, to the ^amount of die damages recovered, had
come to the hands of the defendiints," is the language ia that case.
'2. If die averment in the first scire facias be imperfect, the obiec-
tion cannot now be taken ; it' should have been made by plea, wnen
fiiat wtA was returnable. Tl\e general rule is, &at if a party do not
Vfsal himself of the opportunity of pleading matter in bar to the ori-
ffmaf action, he cannot afterwards plead it, either in another action
founded on it, or in 9l. scire facias. Cook v. Jones, 2 Cowpet, 727;
Wheatley v. Lane, 1 Saunders, 2l6, note 8, bv Williamis. '
3. The defendant cannot plead any plea to me second scire/acias
wluch puts biff defence upon ^e want of assets ; for such plea would
be contrary to what is addkttMi by his default in the^ firsf , ^cirefaciasi
Ttie default^is ah admission of assets. Ti^ v, Edwards, 6 Modem,,
308; Rock V. Leig^ton; 1 Salk. 310 : Piatt v. Robins et al., 1 Johns.
Ca. 276: Skelton v. Bawling, 1 Wilson, 268; Ruggles et al. v.
60 SUPREME COURT.
Dickton «. Wilkintoa.
Sberman, 14 Johns. 446; TliePeopk v. The Jud^ of Erie Cc(im-
tjr, 4 Cowen, 446. This last case shows the practice to be to iasoe
executioii de bonis fropmsy whether nuUa bona or dto<uUwU be re-
iiui]^ by the shen£ ^;^iart v. Slate, for the use of 'Mackabin,
2 cm & Johns. 236; CSiffith v. Chew, 8 Serg. & Rawle, 17. A
c/^inonU actionem J by executor, is an admission of assets. Den «•
De Hart, 1 Halsted, 450.
4. The point raised by the spedal plea is as to the effect of t)ie
proceedings m insolvency in the local courts. If the proceeding be
m die natoreof a c<Hnmis8ionofinsolyency, then the pendency of such
commisflion is no bar to a mre fadoM ^gamst the administTator, in a
judgment had against him. Hatch v. Eustis, 1 GalL 160.
Mr. Justice McKINLEY defirered the opinion of the cotnt
This case is brou^t before this court upon a certificate of diviaon
of opinion of the Circuit Court fortibe middle district of Tennessee.
Tht plaintifls had judgment against the defendant for $1169 88
debt, and $110 94 dama^;es. <' And it appearing to the ssd^isfaction
of the c6urt, by the admission of the plsdntifis, thai no assets. of the
intestate had come to the hands of the defendant," it was adjudged,
that the plaintiSSs have < execution to be levied of the goods and
chattels, and assets, which midit thereafter come to the h^ds of die
defendant to be administered.'' Upon this judgment 9^fi.fa. issued
to be levied of the astets of the testator, which might thereafter come
to the hands of the defendant to be administered: which ^. /a. was
returned by the marshal nuUa bona. On the 10th day of January^
1839, a ictrefaJcias issued against the defendant, upon suggestion
diat assets of die intestate, sufficient to satisiV the judCTient, had
come to the hands of the defendant. Upon this scire facias there
was judgment asainst the defendant hj default, to be levied of the
ffoods and chatt^ of the mtestate, in his hands to b^ administered.
Aji.fa. issued upon this judgment, which was also returned nulla
bona.
And thereupon anodier scire facias issued against die defendant to
have judgment against him de bonis proptUs^ to which he pleaded,
first, plene administravU; secondly, that no assets ever came to his
hands; and thirdly, that die est^e of ti^e intestate was insolvent at
die tiine the letters of adAunistration were granted; and that in pur-
su^ce of the act of the General Assembly in such case made and
provided, he had suggested, to the clerk of the county court, the in-
solvency of said estate, &c. To these pleas the plaintifls demur-
red, and m ar^ment die counsel fcH* the defendant insisted ^'tfaat
the judgment By default upon the first scire facias did not estabHah
die fact, dial any goods, &c., had come to the hands of the defimd-
ant, siiice the judgment 'of assets quando acciderini; because the said
first scire facias did hot aver, that goods, &c.^ had come to the de-
fendant's nands once the said judgment quando; but only, &at said
JANUARY TERM, 1846. 61
Dickson v. Wilkinson.
^oodsy SlCj had cometo his hands, without saying yrbeai; and a
ludgment by defiaiult only admits such facts as are allied. Tliatun-
less the record showed that assets hadscome to his hands since the
judgment juondoi and that ^ch assets had been wasted, no execution
comd issue against die defendant to be levied de boms propriis.^^
And the counsel for the plaintiffi insisted '^that the all^;ed defect,
in the first idre fadaa^ snould have been taken advantage of at the
first term to which it wa^ returnable, by plea or demunrer;^ diat the
judgment by ddault was a waiver of errors in the process; and so
the error, if it be one, could not be' reached by the demurrer."
^< And upon said point, whether advantage could be taken of die
aforesaid defective averment in the first scire facias, upK>n the plain-
tifis* demurrer to the defendant's pleas to die second sdrefadas^ the
opinions of the judges were opposed."
A scire facias ia an action to which the defendant may plead znf
legal matter of defence. And m this case die defendant nudit hav^
pleaded die same matter in bar to the ^r^t scire faciasj wfaidi he of-
med to ^ead to the second. , Or if he considered the first scire fa<>
das insufficient in law, he mi^t have demurred to it Having done
neither, judgment by ddault was properly taken against him. And
it is well setued, that a jud^ent by de&ult against an executor, o^
administrator, is an admission of assets to the extent char^ in the
proceeding against him, whether it be by action on the origmal judflP-
ment or by scire facias. Swing's Executors v. Peters, 3 Term R.
685 ; The People v. The Judges of Erie, 4 Cowen, 446. FaiL
10^ to make the money out of the assets of die intSstate, on die first
sore yaoof , the idaintifis prosecuted the second to have judgment
a^jaiost the defendant, to be leviied of his own proper goods, &c. To
this he'ideaded the three pl^as before mentioned.
It is a universsd role <^law^ that if the party fiul to plead matter in
bar to ^ orieinait'aGtion, and judgment pass asainst him, that he can>
not afterward plead it in another action founded on that judgment;
norin a sdre fadas^ (see the authorities above cited.) llie demur-
rer of the plaintifis to the defendant's pleas was, therefore, well taken.
And althpu^ eidier party may, on a demurrer, take advantage of
any defect or feult in pleading, in the previous proceedings in the
suit, die demurrer can reach no fiirdier back than the proceedii^
remain injleri^ and imder the control of the court. The judgment
on the first scire Jacias^ although ancillarv to the original jud^ent,
and the foimdation of the proceeding on the second scire facias ^ was,
nevertheless, a final judgment, and, in that count, conclusive upon
die parties; and opposedan insuperable bar to any plea of either party,
^riiraier of law or of fiict, deiigned to go beyond it
. It is the opinion of th]^ cc&rt, therefore, that advantage could not
be tdken of any defective averment in the first scire facias, upon the
d^nurrer of the^hdntiffi to the pleas of the defendant; whicn is or-
dered to bef^certined to said Circuit Courts
F
SUPREME CdUBT.
John Walker, PLAiNTiFr m kbbob, «• Ths PRBsnneirr and Dokbot*
0B8 OF THE BaNK Or WAflHINOTONy DBrKNPANT IN XBBOE.
Ererj tnbseqne&t titaciitity, giTen for a loan origiaallf naiirioiis, howerer re-
mote or often ^vnewed, ia Toid.
Where there waa an api)plieation to a bank for a diaeonnt npon a note, to be
secnred coUatehdlj, and the party applying drew checks npon the bank
which were paid before the note was actnally disconnied; and the bank
treated the note, when discounted, as having been so on the day of its date
instead of a subsequent day on which its proceeds were carried to the credit
of the party, it was held not to be usury.
The court below was rig^'t in refusing an instruction to the jury thit, upon
such evidence, they might presume usury as a fact
In cases of a written contract, the question of Usury is exclusively for the deci-
sion of the court
This case was brought tip by writ of error from the Cirouk Court
of the United States for the District of Columbia, in the county, of
Washington.
The racts were these.
Onjthe 30tb o^ January, 1840, Walker, the plaintiff in error, ad-
dressed the following letter to the bank :
'^ Gentlebcek : — I am desirous of obtaining a loan of twenty-five
thousand dollars, to purchase cattle for (ulfiBing my contract with
the government, for N; Yoric station, say 2000 barrels, and amount-
ing to nearly $27,000.
^^ In security for the above money I'll assi^ all my right and title
to the beef now on hand, sa;^ barrelled ai^l salted, and a]l that I
may have (reserving a prior right of $3000, already dven for Nor-
folk station) at thewarehouse on Bradley's wharf, to oe subject to
your control.
^^I'll deposit an accepted draft of E. Kane, Esq., navy agent, for
the payment of mv contract for N. Y. station.
" Y'rs resp'y, Jwo. Walker."
On the 6th of February, 1840$ John Walker executed a promis-
sory note in favour of Henry Walker or order, for $10,000, pimible
ninety days after date, negotiable and payable at the Bank of Wash-
ington. This note was delivered to the bank imder the circum-
stances stated in the first bill of exceptions. The note upon which
the suit was brought was a renewal of it, dated on the 9m of May,
1840, the maturity of the above.
On the 19th of February, 1840, the following draft was drawn :
"Elias Kane, Esq., navy agent, Washington, D. C.
^^ Sir : — Please^ay to James Adams, E^., cashier of the Bank of
Washington, or order, the sum of (fen thousand dollars, out of the
delivery of navy beef, to be made by me at the navy yard, Brook-
lyn, NeW York, under my contract, dated 30th September, 1839.
"And oblige, sir,. veiy respectfiilly, &c., your ob't, serv't
''WaskhgUm, D. C, February 19, 1840." ^^^' Wambe.
JANUARY TERM, 1845.
Walker «. Bank of Washington.
On die bee of the aforegoing draft was the following acceptance,
to wit:
<< Accepted, to be paid by me, when the bills eliall have been .
recdved and duly approved by the commandant of the navy yard.
"EUAS ILkNE."
On the 20th of February, 1840, Walker executed to the bank a
bill of sale of all the beef which he had then on hai^d or should put
up, reciting that he. Walker, stood largely indebted to the bank on
loans and discounts obtained from it, and was anxious to secure the
payment of notes that had been drawn or given, or mig^t thereafter
be drawn or given, &c., &c.
On the 2d of April, 1840, the following draft was drawn, which
is referred to in one of the exceptions :
<^ EuAS Kakc, Esq., navy agent, Washington, D. C.
<< Sot : — Please pay to James Adams, E&q., or order, the amount
due me for delivery of navy beef, to be delivered by me, under my
contract, at the navy yard, Brooklyn, New York.
"And oblige, sir, very respectfully, your ob't serv*t,
"^ra 2(f, 1840. Jno. Walker."
On the face of the above was the following acceptance, to wit :
"Accepted, to be paid by me, when the bills shall have been
receiyed and duly approved by the commandant of the navy yard,
Broddyn, New York. Elias Kane, Navy Agent/'
On the 9th of May, 1840, the following note was executed upon
which the suit was brou^t:
" [110,000.] CUy of WofkingUm, May 9, 1840.
*< Thirty days after date I promise to paj to Henry Walker, or
order, ten thousand dollars, for value received. Negotiable and
payable at the Bank of Washington. Jno. Walker.''
" Credit the drawer."
It was endorsed by Heniy Walker, Lewis Walker, and John
Walker. *^
Not bdn^ paid at maturity, suit was brought upon it in May,
1840, and m 1841 the case came on for trial, when ti^e following
excq>tions were taken, on the part of the defendant
1^ BUI of ExeqMans.
"At the trial of the above cause, the plaintifis having given evi-
doice tending to prove the handwriting of the defendant to the pro-
missoiy note declared upon, read it in evidence, and then rested.
"Whereupon the defendant dien gave evidence, tending to show
that the note dated on the 9th of May, 1840, was given in renewal
of a previous note dated on the 6th of Februaiy, 1840, similarly
signed and endorsed, payable ninety days after date ; whidb said
64 SUPREME COURT.
Walker v. Bank of Washington.
note, cxf the 6th of February, 1840, was discounted hj the plaintiffi,
at the reauest of the defendant, for his accommodation, as a loan,
on the loth February, 1840, but i)ot passed to his credit until the
22d February, 1840 ; at which time, last aforesaid, an officer of the
plaintifis deducted from the proceeds of said note the interest on
die same, computed from the date of said note, (the 6th February,
1840,) for the period of ninety-four days, and that said note nowhere
appeared on the books of the plaintiffi until the I8th Februaiy, 18M ;
mat the whole amount credited by plaintifis to the defendant, as the
consideration of said note dated upon the 6th February, 1840, and
discounted only upon the l8th February, 1840, and passed to
defendant upon the 22d of same month, was the sum of $9,843 33 ;
and that the stm of $156 67 was taken by said plaintifis, as the
interest upon said note, for the time the same was discounted.
And further eave evidence, tending to diow that the said note of
the 6di of February, 1840, was surrendered to the defendant upon
the execution of the said note of the '9th of May, 1840, (the said
last mentioned note being but a renewal of the former,) and that the
said plaintifis credited the defendant, on accoimt of the said note of
die 9th of Majr, 1840, only the sum of $9,943 33, and took, as
interest upon said last named note, the sum of $56 67, which was
exacted from said defendant.
"Whereupon the plaintifis gave evidence, tending to prove that,
on die 20th of January, 1840, the defendant had checked out of
ElaintifiB' bank $1224 93 ; that, on the 6th of February, 1840, he
ad checked out of plaii^ifis' bank $2500 ; and, on the 2l8t of
Februaiy, 1840, he Imd checked out of said bank to the amount of
upwards of $7000 ; all of which last named sums of money were
charged to defendant on the books of the plaintifis, and no moneys
or funds appeared to his credit at the time of drawing out said last
mentioned sums of monqr ; and that, on the 22d day of Februaiy,
1840, the plaintiffil credited said defendant widi $9,843 33, as the
proceeds of said note dated the 6th February, 1840 ; and the balance
then appearing to be due to defendant on me books of the plaintiffi,
after oiargin^ him with the several amoimts so as aforesaid drawn
out of bank oy him previous to the 22d of February, 1840, was
$997 86 ; which balance was shown to the defendant, and assented
to by him.
<^ The defendant then gave evidence tending to tdiow that the said
note, dated 6th Februaiy, 1840, was 1>roudit, on or after the llfh
February, 1840, (it being a discount dajr,) by the president of the
E* iiitiffi, or. a book«keeper of said plainti^, to die discount deik,
e witness,) and given to him as a note not done, or not passed by
board of directors; and that said note remained in the hands of
such discount clerk until the 18th lebruary, 1840, when h was
passed by the said board ; and on the 22d Februaiy, 1840, tfie sum
of $9,843 33 was passed to defendant's credh astbenettprooeeda
JANUARY TERM, 1846. «5
Walker v. Bank of Waa-hington.
of said note, and that interest, at the rate of six per centum per an-^
num on $10,000, computed from the date of said note, for ninety-four
days, was reserved at the time of entermg such credit^ by direction of
some officer of ihe plaintiffi; and that it was the usual practice of
plaintifis to take interest on discounts only from the time of making
the discount ; and that it does not appear that defendant was cre-
dited on plaintifi^' books wiih the interest computed from the 6th oi
February aforesaid.
** The defendant flien adced the cashier of the plaintiffii, who was
sworn as a witness in said cause, whe^er the amounts drawn out
of bank by the defendant previous to 22d February, 1840, as afore-
said, were not charged on the books of the plaintifis as overdrafts,
and were not allowed as the personal credit of the defendant
'* Whereupon the said cashier answered, that he had no doubt but
that the defendant was allowed to check upon said note of 6th Feb-
ruary, 1840, before the same was entered to his credit on the books
of the bank. And being further asked for the reasons of this opinion
by the defendant's counsel, he stated that he had no recollection
of said note's being in bank previous to the 18th February, 1840,
or of its existence, pr of any arrangement with reference to it pre-
vious to that date ; and that the said amounts, so checked out pre-
vious to 22d February, 1840, would not have been paid on defend-
ant's checks, but for the knowledge, on the part ot the said cashier,
that he (defendant) had a large contract with the Navy Department
for the supply of beef, and that for antecedent liabilities the defend-
ant had given to plaintifis good collateral security; from which,
however, no surplus resulted after paying ssud liabilities; and that
the said advances made to the defendant after the 6th Februar ,
1840, and previous to the 22d February, 1840, were made o
security given, or to be given ; but he does not know of any security
given during that time, except the defendant's letter of 30th Janu-
ary, 1840, a bill of sale, by defendant to plaintifis, of his barrellec
b^, dated 20th February, 1840, and the two acceptances of the
navy agent, dated 19th February, 1840, and 2d April, 1840, and
tihe note, dated 6th of FebruaiT, 1840, of which the said cashier has
no recollection until the l8th of February, 1840 ; and that he is satis-
fied that said advances were not made on the personal credit of de^
fendant. And, frt>m all the above circumstances, he has no doubt that
said note of 6di February, 1840, was in btok from the time of its
date, and that defendant was allowed to check on said note from the
day of its date.
*< Whereupon the defendant moved th6 court to insh^ct ihe jury
that the fiu:ts mentioned by said cashier are evidence in said cause,
but the inferences or opinions of said ca3hier are not evidence; but
die court refused to give such instructions as prayed, but instructed
the jury that the inferences or opinions of said witness are not of
themselves evidence of the fricts so inferred, but that die &cts stated
Voi^m.— 9 r2
66 SUPREME COURT.
Walker v. Bank of Washington.
by the witness, as the gjround of his mference or opinion, are com-
petent to be ^ven in evidence to the juiy,' together with the infer-
ence Or opinion of the said witness; mm which &cts the jury
are to jud^ whether such inferences and opinion are justified by
the facts mus stated^ Whereupon, the defendant excepts to the
BBid refusal and to &e insdnctions so given, and this, his bill of
exceptions, is sign^. sealed, and enrolled^ this 24th day of Decem-
ber, 1841.'»
DefmdanPs 2d BUI of Exceptums.
** After the evidence contained in the aforegomg bill of exceptions
had been riven, the defendant prayed the court to instruct the j'iiy
fliat, ^ me juiy believe, firom tiie evidence aforesaid, that the ad-
vances to defendant named in the evidence were not made upon
the note of 6th February, 1840, and that the piaintiiTs, upon dis-
counting said note, received or reserved more than at the rate of
dx per centum per annum, then the jury may infer usury, from the
whole evidence aforesaid. La said note of 6th Februaiy, lo40.' And
* if the jury believe, from the evidence aforesaid, that the note of
the 9th of May, 18^, named m the evidence, was given in renewal
of a former note of die defendant, dated on the 6th of February,
1840, payable in ninety days. after date, and which last note was
discounted by the plaintiffs^ as a loan to the defendant, on the l8th
day of February, 1840, but was not passed to the credit of the de-
fendant until the 22d February, 1840, and that the said plaintiSs
then ch^irged and received interest upon the same from the date of
the said jaote, to wit, from the 6th day of February, 1840, it is the
taking above six per centum pe»-annura for the loan of the money
made to the defendant upon said note, and iS usury; and the defend-
ant is entitled to ^ verdict in his favour upon said note, notwith-
standing the jury may find, from the evidence, that the defendant
had overdrawn his account, as stated in the evidence, unless they
further find that the said interest, reserved as aforesaid, was credited
to defendant's account as a credit to take effect from die 6th Febru-
ary, 1840.' But the court refused to grant each of said prayers,
though presented seriatim. Whereupon the defendant, excepts to
the said refusal; and this, his bill of exceptions, is agned, sealed,
and ordered to be enrolled, this 24th of December, 1841."
Defendant's 3d BUI ofExcepHons.
"In addition to the evidence contained in the foregoing bill of ex-
ceptions, which is made part hereof, the defendant gave evidence
tending to show that,, in October, 1839, the plaintiffs suspended spe-
cie payments, and have not, since that time, paid their notes in spe-
cie or its equivalent until July, 1841 ; and ftirther gave evidence
tending to prove that the paying teller of the plaintiffs, according to
his impression, would not have paid the checks of the defendant for
the amounts credited to defendant as aforesaid, on the 22d and SSih
JANUARY TERM, 1846. W
Walker v. Bank of Washington.
February, 1840^ if drawn for the entire amounts in District bank
paper or uir^e plaintifis' paper, ^tmless he had received spectiBl in-
structions to that effect from the president, or unless he, the pajring
teller, knew &at the plaintifis were at that time deorous of increaang
the circulation of theur own notes; that he considered he had a dis-
cretioi^n that subject, in absence of instructions, and has no recol-
lection of having received any instructions in regard to the discounts
to defendant, or any general instructions as to the mode of paying
discounts at that time, though it is his impresaon that he would not
have paid discounts to so large an amount in District bank pa^)er or
plaintiffs' paper at. that time; nor would they, at the date of said
notes, have received on deposit paper of Virginia banks (they having
also suspended at the same time) in large amounts, or to the amount
of either of said notes, unless for the accommodation of a regular
customer of the plaintiffs, and only in that case upon the understand-
ing that he would receive back tne said deposit in the same kind of
funds ; and that the plaintiffs would not, by their olficers, have re-
ceived payment of the notes in suit, in case their amounts had been
^dered at the time of maturity, in the paper of Virginia banks, (all
of which were in a state of suspension of specie payments,) and that
Oie market vahie of Virginia bank notes, in the months of February,
March, April, and May, 1840, in the city of Washington, (i^ere the
plaintiffs did business,) was from ^ to 1 per cent. less than the notes
of the banks in said District, or the notes of banks in Baltimore, Ma-
ryland.
^^And the defendant iardier gave evidence to show, that on the 30tfa
January, 1840, he sent to the plnintiffs his written application for a
loan, in these words, (see statement.) That he afterwards executed
the note of the 6th FeDruary, 1840, named in the first bill of excep-
tions, and the note of the 25th February, 1840, now in suit ; and
then was passed to liis credit, on the 22d February, 1840, on the
books of the plaintiff's, the sum of $9,843 33, as the proceeds of the
discount of said above-named note of the 6th February, 1840 ; and
on the 28th February, 1840, the farther sum of $5,939 was passed
to his credit on the books of the plaintiffs, as the proceeds of the dis-
count of the note d^ted 25th February, 1840. That tlie defendant
checked out of the plaintiffs' bank the said sereral amounts so cre^
dited to him, and he gave evidence to show that some of his checks
for said amounts were specially made payable in Virginia notes, and
were in that form paid by the plaintiffs. That a check for upwards
of $900, drawn by the defendant on plaintiffs on the 29th February,
1840, for part'oT the proceeds of the note of 25th February, 1840,
passed to his credit as aforesaid, was also made T>iyable in Virginia
money on its face, but the plaintiffs, through their officers, reftised to
pay even Virginia money on said check, but against the wishes and
request of the bearer, one Sinclair, (to whom the said cheek was
given for value by said defendant,) paid the said check in notes of
68 SUPREME COURT.
Walker v. Bmnl^ of Washing.toA.
suspended banks in Delaware, Pennsylvania, and Ohio, being notes
more depreciated in value than Virginia paper in said District of Co-
lumbia; and that said Sinclair had to pay, on $260 of said money
i>aid to him on said check, a discbunt of ^$10, to obtain the equiva-
ent of Virginia notes, and the balance of said proceeds of said check
the said Sinclair could not pass at all, and he required the defendant
to take it from him, which he did. , And further ^ve evidence tend-
ing to prove, that at the time of the dates of said note, and of the
proceeds thereof bein^ credited to defendant as aforesaid, it was the
practice of the plaint)fis, through their officers, not to pay out the
accommodations or discounts made bv the plaintifis, to such lar^
amounts as either of said notes, in the loc.al bank paper oif said Dis-
trict or in specie, but in paper more depreciated thieuQ that of the said
banks in said District And further gave evidence tending to sbow,
that in February, March, Aprils and May, 1840, notes of the Vir-
^nia banluuwere not considered bankable money, and that the plain*
tifls had a. notice posted up in their bank, that they would not receive
the paper of the Virginia banks on deposit or psnrment of debts ; and
that the defendant did receive the pi ^ceeds of the loans stated as
aforesaid in Virginia paper, and some in Pennsylvania paper. '
^^And the pkinti£(s, in cross-acamining the said witness in said
cause, further proved, thftt said Walker always drew out perscmaUy,
and on his checks, either the A^ginia money pr the other money, as
he desired or directed, and ^erallv sudi as he asked for, and never
at any time made any objection to me moneys he was paid in; and
further, that he declared that Virginia money was as eood to ham as
any funds in which he could be paid, and tmit he preferred it to anj
other. And further proved, that the state of the bank, and its busi«
nesB, and the notes they usually^paid out, at the date ofsaid defend*
anf s letter,, and at the date of the notes and the times of their bc^
discounted, were well known to die customers of the bank ; and that
file defendant was &en, and had been before, a' considerable custom-
er; and that all the notes of Virginia banks, or of other banks, paid
ottt to defendant or • other ^ealers, were received by the bank in the
way of its business, at par ; and notwithstanding the notice aforesaid,
the bank took such notes in small payments, or when mixed with
others in lar^ payments, or on deposit by. customers whose business
was such as mduced die ofRcers to expect that they-would take the
same sort of notes in payment from the bank.
'^And the plaintifis furthei:. proved, on the cross examination of said
witness, the cas^t of ^d baidc, thst, at tfa^ time of the dates and
discounting the said notes, it was the custom of the bank to pepr out^
for tiie proceeds of its-discounts, its own notes, or the notes of other
badb, as desired by the parties receiving such discounts ; that when
the parties required it, they paid out their own notes^ and when no
particular paper was jequired, the^. paid out such as had most accu*
undated, and i£ wlis most convement for tike bank to pay out; and
JANUARY TERM, 1846.
Walker «. Bank of Washington.
fhat said Walker, if he had insisted on it, would, at the times ^pay-
ment to him of said proceeds of said notes, according to their then
practice, have had paid to him. the same in their own notes.
^^ Whereupon the defendant prayed the court to instruct the juiy, a)9
follows, to wit: —
"Prayer No. 4:
, " That if the jury believe, from the evidence aforesaid, that at the
time the plaintiils advanced the amounts of the notes in question, af-
ter deducting the discounts on the same, it was well understood and
arranged between the plaintifis and defendant, that the said amount
diould be advanced and loaned by plaintifis to defendant, on condi*
tion that defendant should draw such amounts from said bank in Vir*
ginia bank notes, or ifi notes of other state banks in a state of sus-
pension of specie payments — all which notes were depreciated in the
maiket, and ^commonly passed below the current value of the notes
of the said bank, and notes of other suspended banks in this District,
and all without exception, as well the iiotes of the said bank as of
other suspepded banks of this District, were considerably depreciated,
and commonly passed below the current money of the United States ;
and that^efendant did, in pursuance of the terms and conditions of
said loan, in fact receive the amount of said loans fit)m the plaintiffii
in the bank notes of Virginia and of other states, which, at the time
ike same were so received by defendant, were depreciated consider-
ably below the current value of the bank notes of this District, and
still more considerably depreciated below the standard and current
value of the current money of the United States, without any allow*
ance for the d^reciation of the same ; and that such depreciation
was well known to plaintifis at the time and times of such bans;
and &at defendf^t would not have been permitted, and in fact was
not permitted, by the plaintifis or the officers of said bank, to draw
out the amounts of such loans from the said bank, either in the notes
of said bank, or of other solvent though suspended banks of this
. District, or in the current money of the United States ; and that the
plaintifis were to. have received,, and expected to receive, in repay-
ment of said advances and loans, current money of the United States,
out of the said drafts on the navy agent, and would not have re«
ceived, in repayment of said loans, the whole amount of either loan
or note, the h^ik notes of Virginia or of other state banks in a state
of supension ; and that such current money of the United States was
then at a premium very considerably over and in Exchange for the
notes of any of the suspended state banks, and of any of the banCs
in this District: then tiHe jury should conclude from said facts, that
the said loans were usurious, and the said notes void.
"Prayer No. 5:
" If thejury believe, from the evidence aforesaid, that there was an
application by the defendant to &e plaintifis for a loan of a large
sum of money, and that the defendant being in want of such sum
70 SUPREME COURT.
Walker v. Bank of WashiDgton.
of money, the plaintifls agreed with him to loan him the amounts
of the notes in suit, provided he would take the said amounts (after
deducting therefrom the rate of six per centum on the same for the
time the said notes had to run) in notes of Virginia banks in a state
of suspension, or some other state banks in a state of suspension,
at theur nominal amount; which said suspended bank notes were
4hen depreciated in value below the value of the District bank notes,
and much more depreciated below the value of specie ; and that
defendants would previously execute his notes to the plaintifis for
the nominal amounts so to be advanced to him, superadding thereto
the interest on the amount mentioned in each of said notes for the
time said note had to run ; and that the defendant, in pursuance of
said agreement, did afterwards receive the said notes of suspended
banks in Virginia and other suspended state banks : And that if
the jury further find that the bank reserved, on the respective nomi-
nal amounts of money so loaned to the defendant, interest thereon
at the rate of six per centum per annum, paying him the balance
of said loans in the depreciated paper aforesaid, and that the plain*
tifis, according to the agreement between them and defendant, ex-
pectefd and intended to receive the amount of the notes in suit, with
interest thereon, in specie, or in funds of greater value than the
money so ])aid, as the proceeds of said notes as aforsaid : then the
said facts, if believed by the jury, constitute an usurious agreement,
and all contracts founded thereon are null and void.
"Prayer No. 6:
"If, from the evidence aforesaid, the jury &hall find an agreement
between the plaintifis and the defendant, by which the defendant
borr9wed firom the said plaintifis the amounts of money mentioned
in said notes, deducting mterest on said amounts at the rate of six
per centum per year, and that the proceeds of said loans were paid
ta the defendant by Uie plaintifils in depreciated bank notes, as a de-
vice, and with intent to evade the statute of usury, and that the said
Botes were founded on such agreement, a^id made in pursuance there-
of: then the Jury ou^t to find the said agreement to be usurious.
"Prayer No. 7:
" If the jury believe, firom the evidence aforesaid, that the notes in
suit were jriven in consideration of a loan or loans of money made
by plaintifis to defendant, and that by the terms of the agreement on
which said loau or loans were made, the defendant was compelled
to take the same in depreciated paper, (well known to the plain-
tifis to be depreciated,) whereby the defendant not only paid the
legal interest pn the nominal amount of said loans, but sustained
a loss on the depreciated paper with which the plaintifis paid him :
tlien it is competent for the jury to infer usury from the whole cir-
cumstances vk evidence.
"Prayer No. 8:
" It is competent for the jury, from all the circumstances in evidence,
JANUARY TERM, 1846^ JH
Walker v. Bank of Washington.
to infer usury in the agreement or agreements on which the notes in
suit were founded.
" But the court refused each of said prayers, though presented fen-
> atimj and the defendant excepts to such refund, and claims the same
benefit of exception as if each refusal aforesaid was separately ex-
cepted to. And this his bill of exceptions b signed, sealed, and or-
dered to be enrolled, diis 24th day of December, 1841.^'
Brenty for the plamtiff in error.
HeUetiy for the defendants in error.
Mr. Justice WAYNE delivered the opinion of the court.
This suit is brought upon a promissory note, given in renewal of
a former note, which had been discounted by the defendants in
error. The defendants in the court below deny that the plaintifls
have any right of action upon the note sued on, on the ground that
the first note was tainted with usury.
Such is the law in such a case. The mere chan^ of securities
for the same usurious loan to the same party who received the usury,
or to a person having notice of the usury, does not purge the original
illej^ consideration, so as to give a ri^t of action on the new se-
cunty. Every subsequent security given for a loan originally usuri-
ous, however remote or often renewed, is void. TutEll v. Davis,
20 J. R. 285 ; Reed v. Smith, 9 Cow.^647, and the cases of Sau-
erwein v. Brunner, 1 Harr. & Gill, 477 ; ITiomas v, Catheral, 5 Gill
& Johns. 23, decided in the courts of appeal in Maryland, under the
statute of which state, it is said, • the note now sued upon is void.
But such is not the case before us. The defendant. Walker, had
entered into "a contract with the United States to supply the navy
with beef^' and to enable himself to do it, he applied to the bank, by
letter dated the 30th January for a loan of $25,000, and offered as
a security K draft upon £. Kane, the navy agent, and also to assign
to the bank the beef which he might put up. The bMik accepted
his ofier, but before Walker gave the draft upon Mr. Kane, or made
the asagnment, he drew his note on the 6th day of February, seven
days after he had written his letter asking for a W Ji, for $10,000, at
ninety dajrs, and handed it into bank; which note, at maturity,
was renewed by the note of the 9th May, now in suit This note,
however, was not discounted until the 18th February, and when then
done, the proceeds were not passed to his credit until the 22d.
The cause of the delay, in both particulars, the proof in the case
shows, was^ that Walker did not, until the 19th of February, draw
his draft upon the navy agent, as he had proposed to do, or make an
asafi;nin^t of he beef to the bank, until the 20lh. He may or may
not have passed the navy agent's acceptance to the bjuik On the day
it it dated,. or have delivered his deed for the beef the day after; but
between those dajrs and the 22d inclusive, he did so^ and the bank's
secuii^ being then in its possession as he had offered it, the proceeds
n SUPREME COURT.
Walker v. Bank of WashiDgton.
of bis $10,000 note was, on the last mentioned day, passed to his
credit. But, in the mean time. Walker had drawn out of the bank,
upon his checks, more ^ban seven thousand dollars, with which he
was debited when the proceeds of bis note were carried to his credit ;
which sum and the interest upon it, computed for ninety-four days,
from the date of the note, left a balance to his credit of $997 86.
The computation of the interest from the 6th February, instead of
•from the day when the proceeds were carried to his credit, is the
usury complained of. The letter of the defendant of the 30th Jan-
uary, asking for the loan of $25,000; the accq)tances of his drafts
upon the navy agent by that officer, and the defendant's assignment
to the bank of certain portions of the beef which he had on hand,
and which he might put up under his contract with the United States,
and which assignment was not executed until the 20th February,
were in evidence before the court below. The assignment recites
the defendant's contract with the United States, so far ^ it was
necessary to introduce the contract which he was about to make in
it with the bank; -then his indebtment to the bank for loans and dis-
counts, his intention to secure the payment of the money due by
him, and all drafts, note or notes that have been given for the same,
or might be afterwards given by way of substitution or renewal of
such drafts or notes, or any of them, &c., &c., and then states that
the money which had abreadv been advanced or loaned, or which
might afterwards be advancedor loaned by Ate bank to the defend-
ant, being for the purpose of enabling him to fiilfil his contract with
the United States. New, the proof is positive, on both sides, that
the note sued on was given in renewal of the note of the 6th Febru-
ary, which had first been given under his proposal for a loan, and
that it was intended to be the note, the payment of which was to be
secured by the assignment. Such being the evidence, the court cor-
rectly refiised every instruction which was asked to refer the question
of usury to the jury as a fact. It was a case of a written contract,
in which the court had the exclusive power of deciding whether it
was usurious or not. Levy v. Gadsby, 3 Cranch, 180. But, if it
were not so, we think the instructions, as they were asked, could
not have been given by the court to the jury* Each of them called
upon the court to give an opinion upon tne sufficiency of the evi-
dence, and in all of them, except the eighth, there was a separation
of the facts from the entire evidence, so as to bring them under the
cases of Scott v. Lloyd, 9 Peters, 418; Greenleaf t?. Booth, 9 Pe-
ters, 292 ; and that of the Chesapeake and Ohio Canal Co. v. Knapp,
9 Peters, 541. Nor do we think that there was any error in the
instruction given by the court to the jury under the defendant's first
prayer. The court sufficiently distinguish between the facts of the
cashier's evidence and his belief, and tell the jury that they are to
determine by the facts whether the cashier's inferences were justified.
The judgment of the court is affirmed.
JANUARY T&RM, 1BI5. 78
William HntDBRsoiif Plaintiff m uror, v. John Andkrion.
This court adheres to the rate laid dovn io Walton «. Shellir, 1 T. It S96, sns*
tained as it has been by the decisions of this court in The ^ank of the United
Btates V. Dann, 6 Peters, 57; The Bank of the Metropolis v. Jones, 8 Peters,
IS, and Bcott v. Lloyd, tjz^ that a partjr to a negotiable paper, havibg given
It Talae ^nd cnrrenej by the sanction of his name, sbaJl not aAerwards
inraJidate it by showing, npoo his own testimony, that the consideration on
which it was exec^oed Was illegaL .
This case was brou^ up by writ 'of error from the .Circuit Court
otihe United States in and for the eastern district of liouisiana.
Anderson was a citizen of Kentucky, and William Henderson, of
Louisiana. Henderson was. a partner in the commercial house of
John Hendersoitand Co., canying on business in the town of War-
renton, Warren county, Mississippi.
On the 3d of Febm^, 1837, Thomas J. Green dreW the follow-
ing inland bill :
" Warreniony FArwry Sd, 1837.
'' Exchange for $3795 00.
/^ Twelve months after date of this iby first of exchange, (second
of the same tan<v and date unpaid,) pay to the order of Messrs.
John Henderson & Co;. thirty-seren hundred and ninety^^ye dol«
lars, Talue received, and charge the s^dGcie to .account of
^^ Your obedUent servant, Thqs. J. Gbeen.
^^To'Messrs. Briggs, Lacoste, & Co., Natchez.''
It was endorsed by John Hendersoiv& Co. and D. G. Barlow &
Co., and passed mto the hands of Anderson. Being protested for
non-acceptance and non-payment, Anderson instituted suit against
William Henderson, the partner, by way of petition, according to
the practice in Louisiana, as follows :
^^ That the petitioner is bolder and owner of a certain bill of ex<
change, for the sum of thirty-seven hundred and ninety-five doUars,
dra:^ by Thomas J. Green, endorsed and directed to Messn.
Briggs, Lacoste & Co., Natchez, which said bill was drawtttb th^
order, and was endorsed by John Henderson & Co., dated at War-
renton, in the state of Mississippi, on the 3d February, 1837, pay-
able twelye months after dace, whidi said bill of exchange, on the
8th. of Fdruarvi 1837, was protested for non-acceptance« and on
the 6th day of February, 1838, the d^ of maturity, was dul^ pro*
lested for non-payment by James B. Cook, a notary public, m the
citT c^ Natches,^ duly commissioned and qualified, and dMt said
John Henderson fc Co. was, by said notary, duly notified of said
proftest for non-acceptance, and for non-payment by, aU of which
wiU vpfeat by reference of said bill of exchange and protest diereof,
and said biH of exchange annei^ed is made a part thereof.
^^At the. time said bill was endorsed, petitioner avers flud; said
Waiiim He^denon^was a membcgr of the late oonMneicial firm of
youra-.^io o
74 SUPREME COURT.
Henderson v. Anderson.
John Henderson & Co., formerly doing busmess at Wairentdn,
under the said style and firm of John Henderson & Co., and as a
member of the said firm, he is now liable in solido to pay to peti-
tioner the amount of said biH of exchange, with interest, cost, and
damages, and by the laws of the* state of Mississippi petitioner is
entitled to five per cent, damages on the amount of said bill.
"Petitioner alleges further, that the. said William Henderson,
though amicably requested, has neglected to pay the amount or any
part thereof, for which he is indebted as aforesaid."
This petition was answered as follows :
. " Now comes the defendant in the above entitled cause, and, by
way of exception, says : that he is not bound to answer thereto^
because he has not received, nor been served wiw^ a true and exact
copy of the petition, which by law he is entitled to, and that heias
not been legally cited to appear and answer herein. Wherefore he
prays judgment, to be dismissed hence with his costs, &c.
"Aiid if the foregoing exception be overruled, he pleads the
S^neral denial. He denies that he is in any manner liable to pay
e bill of exchange sued on. He avers, specially, that he neither
signed and endorsed said bill himself, nor in any way authorized
the name of said firm of John Henderson & Co. to be signed and
endorsed on the same ; that it was so signed and endorsed as afore-
said by one John Henderson, without me knowledge and consent
of defendant, and without any authority whatever ; that such en-
dorsement was made neither for the benefit, nor for any debt or
liability, of the defendant or of said firm, ncMT was it made within
the scope of Ae partnership powers, or on account of said fiirm ;
but without any due authority, and without the knowledge and
consent of the defendant, the said bill was signed and endorsed as
aforesaid by said John Henderson, purely for me benefit uid accom-
modation of the dr^iwer, the said Thomas J. Green : of all which
the parties to said bill, and the holders thereof, before and sAer
maturity, had due notice. Defendant requires strict proof of every
alle^tion in the petition.
**Wherefore he prays Judgment, with his costs, &c.**
After sundry proceedmgs, a commission was issued to take the
testimony of John Henderson, the acting partner and endorser of
the bill, and the cause came on for trial m February, 1842. At the
trial, the court excluded the evidence thus taken, and there was a
judgment for the pkintifif; but the following bill of exceptions
being taken to the ruling of. the court, the decision came up for
review.
"Be it remembered, that on the trial of the above entitled cause,
the defendant's counsel, in order to prove the allegations set forth
by the defendant in his answer, offered in evidence the deposition
of one John Henderson, who, at the time of the drawing and en-
dorsement of the bill of exchange sued on, was a copartner with
JANUARY TERM, 1845. 76
Henderson v. Anderson. •
defendant, the firm doing business under the name and style of J dm
Henderson & Co. ; and especially in order to prove that said John
Henderson endorsed upon said bill the partnership name, without
any authority whatever, without the knowledge or consent of defendr
ant, and contrary to their articles of co-partnership, and the course
of dealing of said firm; that it was so endorsed m the presence of
the plsdntifif, purely for.^e accommodation of the drawer, Thomas
J. Green, in dischaiee of a promissory note held by the plaintiff
against said Green ; mat said bill was not endorsed as aforesaid, for
the accommodation, or on account of the said firm of John Hender-
son & Co., nor in any manner for the benefit of said firm of John
Henderson & Co., nor in any matter in which said firm was interest-
ed; and that the plaintiff, when said bill was so drawn, and en-
dorsed, and delivered to him, was fully comisant of all the above
fiicts. llie plaintiff's counsel objected to the reception of said de-
position, on the ground that the said John Henderson was incompe-
tent to testify to any fact tending to invalidate the said bill, pohcy
for the protection of cotaomerce and the public morals requiring the
rejection of such evidence. The court, after taking time to consi-
der, sustained the objection, and rejected the deposition, t)n the
ground taken, as aforesaid, by the plaintiff's counsel.
^^ To this decision of the court, the defendant takes this his bill of
exceptions,. and prays that the same be allowed and signed by the
court"
Conradj for the plaintiff in error.
This is an action by the holder of a bill of exchange against one
of the members of a commercial firm by which it purports to have
been endorsed.
The endorsement is admitted^ but the defence is, that it was made
by one member of the firm, without the knowledge or consent of his
copartner, the defendant, solely for the accommodation .of the
drawer, and in a matter in which the partnership had no interest or
concern whatever.
To prove these facts, the partner who made the endorsemejit of
the firm on the bill was exammed under a commission, and his de-
position, to be found at page 17 of the record, does fully establish
them.
This deposition, however, was objected to on the ^pund that,
being a party to the bill, he^could not impeach it by his testimony.
The objection was sustained by the court, and the deposition ex-
cluded. To this decision a bill of exceptions was taken, page 13
of the record, and the only question presented is as to the correct-
ness of this decision.
As Henderson had no interest in the event of the suit, his general
competency is not denied; but it is said, on the authority of the
doctrine first distinctly laid down in Walton v. Shelly, that his tes-
76 SUPREME COURT.
Henderson v. Anderson.
timony is inadmissible so far as it goes to establish that the endorse*
ment made by him was not binding on his copartners.
Apart from the sanction which the doctrine, that a witness Irill
not be permitted to impeach his own acts^ derives from mdidal deci-
sions, it is difficult to perceive on what rational grounds it can rest.
In either a moral or a legal point of view it seems equally untenable.
In a moral aspect, to confess a 'fault, is in aoibe degree to atone for
it; and what is under all circumstances a merit, becomes an impe-
rative du^, when the concealment of a fault by the one who had
committed it would involve an innocent person in its consequences.
In a legal point of view, the doctrine appears equally unsound.
The civil law maxim nemo allegans turpitudinem suam est audi-
enduSj invoked by Lord Mansfield in its support, i^ manifestly mis-
applied. Its proj>er application is to parties to the suit, not to wit-
nesses. Its meaninjz is, that no man ^all allege his Own turpitude
as the foundation of a claim or a right. It is equivalent to anoth^
axiom in that system, ex turpi causd non nascUur acUoj and is
analogous to the common law pi^inciple that ^^no one diall take ad-
vantage of his own wrong.*'
In fact, in all other cases courts of justice have adopted the o}iipo-
site principle, llie general rule is, not only that & man may con-
fess his own turpitude, but that he is bound to do so, whenever his
confession will not subject him to a criminal prosecution; and even
this exception, bein? established solely for the protection of the wit- '
ness, may be waived by him. In criminal trials witnesses are every
day allowed to prove crimes in the commission of which they aided
and abetted. In chancery, (which ha's borrowed the practice fjx>m
the civil law,) even parties may be compelled to di^lose acts of
fraud and moral turpitude.
It was no doubt a conviction on the part of the English courts
that the rule was erroneous in principle and inconvenient in prac-
tice, that induced them first to lunit its application to negotiable in-
struments, and finally to abandon it^altogether. Jordaine v* Lash-
brook, 7 Term Rep. 601.
In this country, m s6me of the states the rule has never been fol-
lowed. In others, where it had been originally adopted, the courts
have been gradually receding from it. Stafford v. Rice, 5 Cowen,
23; Powell V. Waters, 8 Coweh, 673; Williams v. Walbridge,
3Wenden,415.
The rule is now universally held to applv only to negotiable paper.
This limitation of the rules is a virtud abandonment of the ^und
on which it was originally founded, inasmuch as the impropnety or
indecency of allowing a man to contradict his own acts, can in no
manner depend on the form or character of the instrument ihus sought
to be impeached.
The rule thus restricted must rest, therefore, on another principlcj^
to wit, the public policy of protecting negotiable paper. Now on
JANUARY TERM, 1845. W
Hendtrson v. A&derson.
this point, I will observe, first, that if tlie holder received the paper
in good &ith, he is sufficiently secured bv the principle which pro-
tects such paper in the hands of a bond Jide holder against all equi-
ties that may exist between the original parties. If, on the contrary,
he took the paper mold fide^ there can be no good reason why he
should be protected. In the first hypothesis, the evidence would
be irrelevant; in the second, the reason for its exclusion does not
exist.
There are, it is true, two exceptions to this remark, to wit, where
the defence set up is that the note or bill orijginated in a gammg or
usurious consideration. In these cases the mstrument, even in the
hands of a hcrndfide holder, is tainted with the illegality of its origin.
But is not this exception founded on considerations of public policv ?
If so, how can a rule which excludes the evidence of the racts be
also founded on public policy? How caii it be at the same time
politic to allow the consiaeration of ne^tiable paper to be inquired
mto in these cases^ and at the same time impolitic to prevent the
introduction of the only evidence by which, in the great majority of
cases, the &cts can be established?
- At all events, if the object of the rule be to protect negotiable pa^
per in the hands of bona fide holders for a valuable consideration,
(and we apprehend it can hardly be desirable to protect any other,)
theji the rule itself should be co-extensive with the object sought to
be attained. As the onl^ cases, therefore, where the consideration
can in such cases be inquired into are those in which usury or gaming
is set up as a defence,, it would be sufficient for all the public policy
of the rule to say, that a par^ to a negotiable instrument should «not
be permitted 'to prove that it originated in a gambling or usxirious
consideration.
I have ventured on these general remarks in relation to the origin
of this rule, liecause the rule itself is of recent origin, and the juris-
Srudence in regard to it, both in England and in this country, is so
uctuating, that I do not consider it as firmly established.
But we contend that the rule, even when carried a? far as it has
ever been by this court, does not- apply to the present case.'
1. In the first place, for it to be applicable, the paper sought to be
attacked must not only be negotiable, but have been actuaUy nego-
tiated. U. S. V. Dunn, 5 Peters, 51 ; Same v, Liffler, 11 Peters, 91 ;
Blagg V. Phoenix Ins. Co., 3 Wash. C. C. R. 7 ; Baird u. Cochrane,
4 Serg. & Rawle, 397:
Now the draft in the present case is still in the hands of a party to
the ori^al transaction. * In point of form, it is true that the present
holder is the assignee of the payee and endorser, but in point of fact
he was a party to the transaction in which it originated, and had full
knowledge of the purposes for which it was executed. It was only a
mode whereby the endorsers undertook to become sureties for a debt
due by the drawers to the plaintiff. Powell t;. Waters, 8 Cowen,.699.
g2
TO SUPREME COURT,
Henderson v. Anderson.
2. Even supposing that the draft can be considered in a technical
sense as having been negotiated, the endorsee certainly took it maid
fidej and with a full knowledge that Henderson, in endorsing on it
the signature of his firm, was committing a firaud on his copartners.
Now, it is well settled that the rule does not apply to cases of firaud
or misconduct to which the holder was a party. Peterson v. Wil-
ling, 3 Dallas, 506; Langer v. Felton, 1 Rawle, 141; McPherson
V. Powers, 1 Serg. & Rawle, 102.
3. The draft was drawn and payable in the state of Mississippi.
Its nature and effect must, therefore, be tested by the laws of tiiat
state. Now, the law of that state provides, in substance, that in all
cases where a promissory note or other obligation in writing has
been assigned, the defendant shall be allowed the benefit of all want
of lawful consideration, failure of consideration, payments, discounts,
and set-ofis made, had, or possessed against the same, previous to
notice of the assignment, any law, -usage, or custom in any wise to the
contrary notwithstanding, in the same manner as if the same had
been sued and prosecuted by the obligee or payee therein. Law of
June 25, 1822, sect. 12. See Howard & Hutchinson's Di^. p. 372.
By this law negotiable instruments are placed precisely on the
same footing with all other securities, and, therefore, the distinction
on which alone the principle which prevents a party to an instrument
firom inmeaching it by his testimony rests, is unknown in that state^
The defence, in the present case, is want of consideration. Had the
suit been brought by the assignee of an instrument not negotiable,
the witness would unouestionably have been competent to prove
this fact. But by the laws of Mississippi the assignee of a note or
bill of exchange has no other or greater rights than the assignee of a
bond or other instrument not negotiable in its character. The "fat-
ness is, therefore, as competent in the one as in the other. The
case is similar to that of Baring v. Shippen, 2 Binney, 165.
4. The lex fori must regulate the competency of witnesses, Sto-
's Conflict of Laws, 526, sect. 635 ; and by the law of Louisiana
le witness was competent. Louisiana Code, art. 2260.
Mr. Justice DANIEL delivered the opinion of the court.
Upon a writ of error, to the Circuit Court of the United States for
the eastern district of Louisiana.
This was an action instituted at law in Ae Circuit Court for the
eastern district in the state above mentioned, by petition, according
to the modes of proceeding in the courts of that state, in the name
of the defendant in error, as endorsee and holder of a bill of ex-
change for $3795, against the plaintiff in error, as an endorser of
that bill.
The petition sets forth the facts following: That the petitioner is
the holder and owner of the bill in question, which was drawn by
one Thomas J. Green, at Warrenton, Mississippi, on the 3d of Pel>«
i
JANUARY TERM, 1846. TO
HenderfOA «. Anderfon.
niaiy, 1837) directed to Briggs, Lftcoste, & Co., at Natchez, payable,
twelve months after date, to John Henderson & ^-i^ vhom it
was endorsed. Hiat on the 8th day of February, 1837, this bill
wasprotested for non-acceptance, and on the 6th day of February,
1838, was duly protested for non-payment in the city ft Natchez,
and that John Henderson & Co. were regularly notified of said pro-
tests for non-acceptance and non-payment. Hiat at the time at
n^ch the said bill was so endorsed, the*p)aintiff in error was a
member of the £rm of John Henderson & Co., then doing business
at Warrenton in Mississippi, and as a'member of that firm is liable
to the petitioner for die amount of the bill of exchange, with interest,
costs, ood damifies. That the petitioner is a citizen and resident
of die state of Kentucky, and the said William Henderson, a citizen
and inhabitant of the pandi of Carroll, in the state of Louisiaiuu
Upon the aforesoing petition the plaintiff bdow prayed judgment,
With his costs. &c.
The defendant below, in the first place, took an excepticm to die
petition on the ground that he had not be^ aeryed with a true copy
* diereo^ according to law, nor had been l^;ally cited to ^pear, ynd
dierefore prayed to be dismisBed ; secondfy. he interposed what is
diere styled ^^ the general denial,'' coirteponding with the g^eneral is-
sue; and thirdl;^, he ayerred specially, that he neither sisned nor
endorsed the said bill himself^ n6r in any yrzj authorized die name
of ^e firm of John Henderson & Co. to be aimed and didorsed on
ihe same; that it was so signed and endorsed l|y one John Hender-
son without die knowledge and consent of the defendant, and ^^tb-
out any audiority wfaatsoey er ; and that such endorsemei^t was made
nehher for the benefit, nor for any debt or liability of the defendant,
nor of the said firm.; nor was H made within the scope of the part-
nership powers, or on ac^untof thefirm; but that without any due
audionty, and widiout the knowledge and consent of the defendant,
die Inll was signed and oidorsed by said John Henderson purely
tat the ber^ of the saidThomas J. ureen, the drawer, of all which
die parties to the- said bill, and the bolders thereof, berore and after
the maturi^ thereof, had notice.
At a subsequent day the exception first taken for the a]lefl;ed want
of regular senrice of the petition, was waiyed by the defenouit, and
die cause was contmued; afterwards, upon the trial thereof, the de-
fendant, in order to proye the alleg|ttdons in his answer to the peti^
tkm, ofitered in eyideiu^e the deposition of John Henderson, who, at
the time of die drawing and endorsement of the bill of exchangja
sued on, was a copalrtner widi the defendant in the firm, doin^ busw
ness under the name and style of John Henderson & Oo. : this en^
dence being designed ta snow that John Henderson endorsed the
partnerdiip name upon the bill without audiority, without die know-
kdge (& consent of the defendant, and contrary to their articles of
copartnershq) and to the course of their dealings^ and that it was so
80 SUPREME COURT.
• • •
Henditrson v. Anderson.
endorsed, in the presence oi' the plabtiff, purely for the accooimoda-
lion c^ the drawer, Thomas J. Green, and not for the accommoda-
tion, nor on account of, nor in any manner for the benefit of the
firm of John Henderson & Co. The reception of this deposition
was objected to on the ground that John Henderson, as a member
of the firm by whom and at the time the endorsement was made,
was incoizq>etent to testify to &cts tending to invalidate the bill;
the court sustained diis objection, and rqected the deposition of
John Henderson. To the ruling of tiie court on this point ike de-
fendant took ttn exception, which was reserved to him.
The exception thus taken presents the whole controversy in thi»
case, which, controlled by principles heretofore nded by this coiirt,
would seem to be limited within a very narrow compass. The in* ^
<ltiiry how tar a party to a negotiable mstrument may be heard in a^
court of la^ir to unpeaeh or invalidiate that instrumentin the hands
of another, is one which has led to considerable discussion and to
^Ufferent. conclusions in ibe courts both of England and in this
country. In the case of Walton, assimee, &c., t^. Shelly, 1 T. SU
296, die Court of King's Bench decided, that a party to a negotiable
pi^»er, having given it value and currency by the sanction of his
name, shall not afterwards invalidate it hj showing, upon his own
testimony, that ^e consideration on which it was executed was ille-
ffsi. Subsequently, by tiie same court, this rule was so far relaxed
or abrogated as to permit die impeachment of such an instrument by
i>erBons standing in the same relation to it. Vide Joi^daine v. Lash-
brook, 7 T. R^ 601. Amongst the different states of our union the
decisions of the Court of King's B^nch on either side of this ques-
tion have been {^lopted. In this court the rule laid down, in the
case of Walton v. Shelly has been Quitted and adhered to with a
imiformity which establishes it as the law of the court Thus, in the
case of the Bank of the United States r. Duim, 6 Peters, 51, it waa
enforced in an action by the holder of a note against an endorser, in
which an attempt was made to impeach the note upon the testimonj
of a subsequent endorser; in the case of the Bank of the Metropolis
V. Jones, 8 Peters, 12, in which the makeir of a note was deemed
«n incompetent witness, in an action by the holder, to testify to fitcts
in discharge of the liability of the endorser ; and in the case of Scott
V. Lloyd, the decision of this court, diough not direcdy upon the
same point, may be re^rded as apmovirig the role established b^
the cases previously adjudicated. The judgment of the Circuit
Court for the eastern district of Loiiisiana now under review beina
fiiUy sustained by these authorities, that judgment is hereby a^
finned.
JANUARY TERM, 184o. 81
EnLT POVLTHST ST AL., APPBLLAlfTi, V. Till ClTT OV LaTATSTR*
Isaac T. PsKsroif rr al., DtraifDAiiTt.
Before a case can be dismissed Qoder the Slst rule, regfnlating equity practice,
there niDSt exist, iii the technical sense, a plea or demurrer on the purt of the
defendant, which the plaintiff shall not hare replied to or set down for hear*
ing before the second term of the court after filing the same.
The qomplainanty if he cttboses, may go to the hearmg, on bill and answer.
Tbi8 was an appc^ from tbe Circuit Court of the United States
finr East Louisiana, sitting as a court of equity.
Tlie heirs of Pouhnej fikd a biU in chancery against the City of
la&yette and upwards of two hundred indiriduals.
It alleged that Poultney had purchased from, the Widow Rous-
seau a tra6t of land about, a mile and a half above the city of |(ew
Orleans in May, l&il8 ; and that to secure die payment of nart of
&e purchase mon^y, he had mortga^d the same land to her for
$80,000, payable in five annual instalments of $16^000 each : that
Poultney died in October, 1819, leaving minor children, and that
&e defendants were in possession pf the property, which the com-
pUdnanjts claimed a rifi;ht to redeem.
The proceeding which took place in court after this are exceed-
ingly compiicatea. Some of the defendants answered, using this
expression, ^^ the said answer to serve and be instead of a demurrer
and pleas to the said bill of complaint'' Objections- were made to
the jurisdiction of the court. on account of the. residence of the com-
plainants, and a rule jgranted to try the fiurt of residence, which rule
was afterwards set aside.
The bill was taken pro cof^esso as to many of the defendants,
who were afterwards allowed to answer; numerous persons were
vouched m warranty by the defendants, and afterwards the pro-
ceedings stricken out ] demurrers were filed and overruled ; die
cas^ was put upon the rule docket and then brought back again ;
thi^ more defendants were brought in.
Tlie answers, amongst other matters, averred that Poultney, at
the .time of his death, was insolvent, and thai the property in 5U€^
tion had been subjected to the operation of the laws in Lc'iraana
and sold to its present possessors.
In 1842, the following proceedings took place.
On this ftnt Mondav of January, 1842, appeared Isaac T. Pres-
ton and C. M. Conrad, Esquii^, for defenaants, and filed in evi-
dence with die clerk and master the following exhibits marked A.
B, C, D, E, F, G, I, M, N, O, P ; and, on farther motion of said
counsel, diis cause is set for trial for hearing on the merits, for Fri-
day, the 14di January, 1842.
And afterwards, to wit, on die 9di day of February, one diou-
sand eight hundred and forty-two, the following entry was made of
record, to wit:
Vol. IH.— 11
SUPREME COURT.
Ponltney el aL «. City of Lafayette et al.
'' Wednesday, FAmary 9, 1842.
<< The comt met, punaant to adjooniment. Present, the Honouiw
able Theodore H«.McCaleb, district judge ; the Honourable John
McIQnley, prending judge, absent
Hein of Poattaey ")
V. (No. 87.
The eilj of Lafkyette et alt. 3
'^ On motion of Isaac T. Pr€»sAon, Esq^, this cause was called on
flie 4ocket and fixed for trial for Wednesday, the 23d Februanr,
1842.*'
And afterwards, to wit, on the 23d of Febnuupv 1842, the fol-
lowing order of court was entered of record, to wit:
<< Wtdnesday, FAruary 23, 1842.
<^ The court met, nursuant to adjournment. Present, the Honour*
able Theodore H. McCaleb, district judge ; the Honourable John
McICnley, presiding judge, absent.
Ueln of P^taey "1
«. vlCo. 87.
Tbe eity of Lafkyette et als. 3
<< On the 23d day of February, 1842, Ois case was called for trial ;
whereupon the complainants, by tl^ir cou^isel, objected, upon the.
ground that the cause was improperly put pn the issue docket, and
set down for trial ; &at no replication had been filed, and that,
since the last term of the court, some of the defendants had died,
and their heirs or representatives had n%t been made parties to the
suit ; and moved the court to remand thi cause to the rule docket,
that an issue mig^ be formed.< On the other hand, the defendants
nisisted that the case should proceed immediately to trial, or be dis»
missed under the rules of practice presented by the Supreme Court
in equi^ cases. These motions were all fiilly argued together, and,
after argument thereof, the court took time to consider.''
And afterwards, to wit, on the 5Mth dav of Februaiy, one thou-
sand eig^ hundred and forty-two, the following entry and decree
were entered of record, to wit :
<< TkuTidmfy February 24, 1842.
<< The court met, pursuant to adioumment. Present, Honourable
llieodore H. McCafeb, district ju^ge ; Honourable Jolm McKinley,
piesiding judge, absent.
Hein of Poidtney "^
nu >No. 87.
Hie city of |«a&yfMe et alt. 3
^On ttiis day the court proceeded to deliver its opinion on flie
motions argued and submitted yesterdajr in this cause. When the
eourt had announced it was about to dehver its opinion, the counsel
finr ^ complainants inoved to be allowed to fite the aocuments A
and B, but the court refiised to receive them, stating that it wis
JANUABT TEBM. 184S.
Ponltnej et aL 9. CJtj of Lafajette et aL
about to ddiver an ODinion on the cause ; ut>on [ivhich] the oranad
for die complainuits handed them to the derk^ the court consider-
ing that the complainants' application to file a bill of reviTor or
eSLceptions came too late.
Decree of the Court.
'^The defendants having moved to dismiss the bin of CQmplamt in
diis cause, under the 2l8t of the rules in equity cases, and it appear-
ing tb the court that the complainants had not set for trial die pleai
filed in this case, nor filed replication to the answers, aldiou^ move
&an two terms of the court nad elapsed since the filmgof t& sante,
it is ordered and adjudged, tmd decreed, that the bilfof complaint
m this case be dLunissed as to all the defendants, and the complain-
ants pay the costs of suit**
From wUdi decree, the complainants appealed to this court
The case was aigued by Mr. Chbm (in writing) for the appel*
lants, and Mr. Cmps, for the appellees.
The foDowinff is an extract fiom Mr. QArn^s argument :
The bill in this cause was dismissed under the 21st rule of this
court, prescribed for the inferior courts in chanceiy causes, because
<< the plaintifls had not set for trial the pleas filed, nor filed replica-
tions-to the answers, although two terms of the court had elapsed
since filing the same." To all this it is confidentlv responded, that
diere were no pleas filed in the cause. Some or the defendantB,
availing themselves of the 23d rule of practice, instead of filing a
formal demurrer.or plea, did insist on some specud matter in the
answers, which diey left with the clerk of the court, and claimed to
have the benefit th^eof, as thou^ they ha4 pleaded the same mat*
ter. They commence " The several answer of," fcc. — "The said,
answer also to serve and be instead of a demurrer and pleas to the
said bill of complaint" — ^Was there then a plea in the cause?
Sorely not There was somediine else ; there was an answer to
serve and be instead of a plea, ana of virhich the party claimed the
advantage, as under the answer and not under a plea : and so it
was regarded by the court when an application was made to it to
try the question of citizenship : — and aldiougfa the party could avail
himself of all the matter, by way of answer, the plaintiff could not
odierwise reg^d it than as an answer, and could do no otherwise
towards forming an issue, without leave of court, than file a general
replicadpn to it, as an answer.
It is said, in die ohler dismissing the bill, that more than two
terms had elai^sed smce filing the pleas. Now if the most rigid
and technical interpretation m the rules are to be had, and £qr
diall be conformed to to the letter, it becomes important to ascer-
tidn when the pleas of die defimdant were filed. Tlie answers of
some of the defendants appear to have been lodged with the clerk
of die court in his ofSce, on the day of ; d^ete was no
84 SUPftEHE COURT.
Ponltnej et aL t. City of Lafaytstte et aL
notice taken of them upon the rule docket or in the minutes of the
court, and consequently they "were not parts of the ]:ecord ; the de^
fendants were not bound by them, and tlie' complainants were pot
notified of their being on file'. On the 24th, 30th, and 31st of
X)ecember, 1839, ahfl on the 19th February, 1840, notes are made
upon the rule docket of the filing of answers upon those days, l>at
Qpthing is said about the filing of pleas. Neither of those days
were or could have been rule days ; consequently the act was nuga-
tory. On the 24th of December, 1839, a motion was sustained to
set aside the decree nisij and leave was given the defendants to file
answers, which does not appear firom the minutes then to hsCve been
done ; and the complainants were, 'by order of th^ court, protected
in their ridnt thereafter to file any exception to the answers that
mi^t be med. Let it be borne in mind, that the de"cree;nin was
set aside without putting the jparties defendant upon any terms
whatever ; they were u6t even compelled to pay costs.
In the answers various record and documents are properly refimred
to as exhibits, and constitute parts of the answers-4he most. mate-,
rial and only important parts, and without the fihngpf which ^
plaintiff could not safely proceed in making up an issue in the cause.
At the January rules, lo42, these ^cUbits were, for the first time
filed, and noted upon the rule docket — they never having; been
before even lodged with the clerk. U]^ to that time the filing of
answers was not complete ; then for the first time the cause stood
upon bill and answer— and at the same time the cause was set for
hearing by the defendants, on t)ie merits, fof Friday, the 14th Janu-
ary. 1842 ; at the same time they suggested the deiith of Layton,
and the names of his heirs^ and ^ook an order at the rules the: they
be parties. There was then clearly a misconception by the court,
fliat more than two terms had elapsed since the fiUng of the pleas
and before the order dismissing the bill.
it doth clearly appear firom the 17th rule, that issues are to be
formed, and causes are to be prepared for trial, at the rules and
upon the rule days, and that neither party is bound to notice ^e
proceeding of his adversary except they be then entered in the rule
book, or uiej be had in open court.
The court below predicated its order dismissing the bill some-
what upon the failure of the plaintiffs to file replications to the
answers, and sufTering^two terms to expire.
• Pending a motion made by the complainants to set a^de the rule
for hearing of the cause upon its merits, and to remand the cause
to the rule docket, that an issue might be had, and during the argu-
ment of that motion, the defendants moved to dismiss the biU under
the 21st rule, without any previous rule therefor, without any pre-
vious notice thereof, and in direct conflict with dieir rule fc{r a trial
of the cause upon its merits, which thev had taken. Thexourt, in
pronouncing the order, says : ^^ The defendants having moved to
JANUARY TERM, 1846. W
Poultnej et aL v. City of Lafayette et aL
dismiss under the 2l8t rule» and it appearing to the court that the
complainants had not set for trial the pleas filed, nor filed rqplica-
tions to the answers, although two tenps of the court had elqwed
flince the filing the same, it is ordered and adjudged, and decreed,
that die sidtDe dismissed ^^ as to all of the detendants.'' In re-
sponse, therefore, to an application to remand the cause to the rules,
and in response to an appucation to disnuss under the 21'st rule, he
does dismiss under that rule ; and because the plaintiff had not
replied to the answers.
The plaintifls were not bound to notice or reply to the answeif
ontQ two calendar months after they were put in, nled at the rules,
or in <K>en court ; and upon their failure to reply, or file exception^
they mi^ be ruled to reply ; and unon the expuration of that rule,
aadf no replication or exceptions filed, the suit mi^ be dismissed :
but eiven then, m the discretion of ih court, the cause mi^ be
retained upon the payment of cost. — i <ife 13tk. But in this case
diere had Deen no rule for replication. 'No pains of dismissal could
be inflicted upon the plaintiff for Ming to reply, until he was ruled
to do so. It was then a vain invocation of the 13th rule to sanction
a dismissal moyed for under the 21st.
After filing a replication it would be too late to exc^f to an
answer ; but the courts, in the exercise of a sound discretion, and
for the attainment df justice, would suffer the renlication to be with^
drawn and exceptions had. But) at any time oefore replication, it
is the ri^t of the plaintiff, at the rules or in opeii court, to file ex*
oeptions to the defendants' answers ; and this ng^t was particularly
secured to the plaintifls, without limitation as to time, ^)pon setting
aside the decree niti. The court will not ordinarily set aside a de-
cree ntfi, until the coming in of a sufiScient answer. In this cas^
tibe rule was ex gratia charted firom ; reserving the ri^t of the
plaintiffi to reply to tbfe answers when diey should come m.
Upon the trial of the plaintifib' motion, and before the decision
diereof— when &ere had been no rule for replication, and the party's
right to file exceptions to the defendants' answers would appear to
have been unquestionable— they ofle'red to do so, but the court
lefiised them permission; and, inasmuch as Robert Lavton had
subsequently to the preceding term departed this life, ana his heks
were not properly before the court, the plaintifls offered to file a bill
of revivor against them, which the court refiised to permit : and
Widiout accepting any terms, 6r putting the plaintiff upon any terms
to apeed'fhe cause, put an end to the cause by pronou^cinff a final
decree— ^d £4 not, even in that, reserve to the plaintifls ue ri^
4o commence de novo.
It is supposed that the decretal order dismissing the plaintifls' bill
4i erroneous for its ambiguity, and want of reasonable ludicial cer-
tuiity. After ditoissing the bill as to oZ/ ^ defendant — which
sgldiesto ^ who had been served with process, or who had been
H
96 SUPREME COURT,
Ponltney et aL «. City of Lafayette et aL
smde defendants in the bill« and who had not answered — ^the decree
proceeds : ** and the complainants pay the costs of suit with r^ard
to sudi of the defendants as had filed pleas of demurrers — ^the com-
Slainant having fidled to reply to or set for hearing such pleas or
emurrers before the second term of the court after filing the same,
aereeably to the 21st of the rules of practice for the courts of eauity
of &e United States, as prescribed ny the Supreme Court of thie
United States."
Proctor filed the only demurrer fliat was filed m the cause. An
issue was had speedily. It was set for hearing, and inasmuch as
Layton and others relied upon the same matters, mey were all heard.
The demurrers were overnded, and the defendants ordered to an-
swer over, which Proctor has never done, notwithstanding^ whidi
he has succeeded in turning the plaintiff out of court. Now can
this court ascertain firom the decree, which of the persons named
as defendants in the complainants' lull are entitled to their costs ?
&c., &c.
We therefore conclude that the infeiior court erred, —
1. In deciding that the defendants, or any of them, had filed pleas
in ihe cause.
2. That the failure of the plaintifls to set such pleas down for
trial should be visited with the pains of disnmsd of weir bilL
3. Hiat the plaintifi were m de&ult in not replying to the de-
fendants' ansivers.
4. In refusing leave to the plaintiff^ to file exceptions to the
answers, and a bill of revivor against the heirs of a deceased party.
5. In disihissing the plaintifls' bill as to all or any of the parties.
6. In awarding costs to the defendants, or any of them, and not
defining to whom.
7. In refusing to award a rehearing of the case upon the petition
and affidavit filed.
Coxey for appellees, said that after the case was ar^ed in the
court below, and when the court was about to deliver its opinion^
some papers were presented, but the court very properly saia it was
too late. The prmted ar^;ument refers to the position of the case
when the judge decided it; and there was nothing in this position
to prevent the complainants firom filing a replication. The record
shows that they endeavoured to excuse themselves for this omission
1^ filinff a petition for a re-hearing; and it is, in fact, from the re-
fusal ofthe court to grant this that the appeal was taken.
Mr. Justice McLEIAN delivered the opinion of tiie court
This is an ^meal firom the decree of the Circuit Court for tiie
eastern district of Louisiana.
To determine the point brou^t up by the appeal, it is unneces-
sary to state tiie substance of the biU-or answers. On motion, ibe
Circuit Court dismissed the bill, under tiie 2l8t rule, because the
JANUARY TERM, 184ft, 87
Kendall «. Stokei et aL
^^complainants had not set down ¥or hearing the pleas filed in this
case> wxt Oed Eq>Iication to the answers, although more than two
tenna.of the-court had el^Mcd feince fihngof the same.''
The role referred to is, <^if tlkapIaintSr shall not reply to, or set
for hearing any plea or demorierbdfore the second term of ttie court
after filing the same, the bill may be dismissed, with costs." No
plea had Deen filed in the case^ and the demurrer filed had been
OTerruled, so^iat the rule did not apply to the case as it stood at the
time of tfae^ dismissal. The rule can only apply to demurrers and
pleas technically so called. And there is no other rule of proceed-
mg winch autlu>rized the decree of the court Hie complainant
nuTf, if he choose, go to the hearing on the bill and answer.
The decree of ^e Circuit Court is reversed, and the cause is re-
manded for fiuther proceedings.
Amos KstmAu., PLAnmrF nc saaom, v. Wiluam B. Stokss, Luonrs
W. Stockton, and DANitx. Moorb, suktitobs of RicsARn C. ^tocx*
TOHy DbFCNOANTS m XRBOR.
[The reader ia referred to a former ease befweeia Chete parties, reported
ia IS Peters, 6S4. The decision of the eoart in the present case is -so intimately
coniiected with the facts In both, that it is impossible to gire a clear acconnt
of the principles established, without a reference to those facts.]
After the decision in the former case^ Stokes, dto., brought a suit against Ken-
dall, which rested nltimately on two counts, Tiz., the ftrst and fifth. The first
claimed daipages for the suspension, by Kendall, on the books of the Posi-
ofBce Department, of certain credits which had been entered by his predeoee*
•or. The fifth, for the refusal, by Kendall, to credit Stokes, dsc, with the
Amount awarded in their fhTour by the solieitor of ihe Treasury.
The damages claimed in the first count constituted a part of the reference to
the solicitor, as shown br the plaintiA below in> their own eridence.
After a reference, an award, and the reception of the money awarded aaodier
suit cannot be maintained on the original cause of action, upon the ground
that the party had not prored, befbre the ref<i^ree, aU the damages he had
sustained, or that his damage -exceeded the amount which the arbitrator
awarded.
The acts complained of were not ministerial, but were oiBcial acts, done by
KendaU in his character of postmaster^enenkL A public officer, acting finom
a tease of duty, in a matter where he is required to exercise discretion, is not
•liable to an action for an error of JiJidgment
With regard to the fifth count, the' application fbr the mandamus covered the
same ground as that taken in this count Both rested on the refhsal of Kn^
daU to pay a sum of money to which Stokes, dtc, were lawfully entided.
But where a party has a choice of remedies for a wrong done, selects one, pro*
eeeds to judgment, and reaps the fruits of his Judgment, he cannot afterwards
proeeed in another suit for the same cause oi action.
Tins is especially true where the par^ has resorted to a mandamus, because it
is not Issued where the law aflfords a party any other adequate mode of re*
dvesSi To allow him to maintain another suit for the same cause of actioa
W SUPREME COURT.
Kendall v. Stokes et aL
would be inconsisteiit with the decision of the court which awar^ die
mandamns.
EvideDce of special damage was improperly admitted, under the circumstances
of the case m the court below.
This case was brought up, by writ of error, from the Circuit Court
of the United States for the District of Columbia, sitting for the
county of Washington.
The Supreme Court of the United States having aflSrmed (12 Pe-
ters, 524^ the decision of the Circuit Court, awarding a mandamus
against Amos Kendall, application was made by Stokes, &c., to
Kendall, that the sum of money mentioned in the proceedings should
be carried to their credit on the books of the department. Kendall
declined to interfere in the matter, upon the ground that the ^* audi-
tor" had charge of the books, and that he himself had no power to
settle claims, and no money to pay them with. On the 30th of
March, 1838, a peremptoiy mandamus was issued by the Circuit
Court, commanding lum to obey and execute the act of Congress
immediately upon the receipt of the writ, and certify perfect obe-
dience to it on the 3d of April next.
On the 3d of April, Mr. Kendall addressed a letter to the court,
saying that he had communicated the award of the solicitor of the
Treasury to the auditor, and received from him official information
that the balance of said award had been entered to the credit of the
claimants, on the books.
Ip. October, 1839, Stokes, &c,, brought a. suit against Kendall.
The declaration consisted of five counts, three of which were aban-
doned after a verdict and motion in arrest of judgment. The two
remaining were the first and fifth.
The &st count averred, in substance, that the plaintiffi, with
Richard C. Stockton, deceased, under and in the name of said
Richard, were contractors for the transportation of the mails of the
United States, by virtue of certain contracts entered into between
them and the late WiUiam T. Barry, then postmaster-general of the
United States. That the said William T. Bany, as postmaster-
gnsneral, did cause certain credits to be given, allowed, ana entered in
9ie boolu, accounts, and proper papers m the Post-office Department,
in fiivour of the plaintifis ana said Kichard, as .such mail contractors,
nnder and in the name ctf said Richard. That the defendant, onr
succeeding Mr. Bany in the office of postmaster^general, wrongfuDy,
illegally, maliciously, and oppressively caused said items of account,
so entered, and credited, and allowed, and upon which payments
had been made, to be suspended on the books, accounts, and papers
of th<; Post-office Department; and did cause said plaintiffs and said
Richard, under and in the name of said Richard, to be charged on
said books, papers, and accounts, with said several items ana suma
cf mon^, amountmg to $122,000.
Hie Mi count averred the passage of a private act of Congrea,
JANUARY TERM, 184<L 8ft
Kendall »» Stokei et aL
entitled "An act for tiie relief of Wm. B. Stokes, Ri<iard C^ Stock-
ton, Ludus W. Stockton, and Daniel Moore,'' by which the solicitor
of the Treasunr was au&orized and required to determine on the
eanitjr of the claims of them, or any of them, {[rowing out of certain
aUeg^ contracts between them and Mr. Barry, and by which the
postmaster-general was directed to credit them with such amounts
as mig^l be awarded,^pursuant to the act This count also averred
die actual rendition of an award by Virgil Maxcy, then solicitor of
the Treasury, for the sum of $162,727 05, in &your of Richard C.
Stockton, as the representadve of himself and the plaintifib below,
and the refusal of Mr. Kendall to comply fully with the terms of the
award, by crediting them with the full amount awarded.
Hie cause came on for trial at November term, 1841, which re-
sulted in a verdict for the pjaintifls. .
After die reoidition of the vardict aforesaid^ the defendant produced
die following certificate by the said jurors, and prayed the court to
be permittea to have the same entered on the minutes of the court,
to which the court assented,
"We, the jurors, empanneUed in the case of William B. .Stokes
and others v. Amos Kendall, and in which case we have this da^
rendered our verdict for the plaintiffs for $11,000, do hereby certify
that said verdict, was not founded on any idea that the defendant
performed the acts complained of by the plaintifis, and for which we
gave damages as sibove stated, with any intent other than a desire
midifully to perform the duties of his office .of postmaster-general,
and protect me jiublic interests committed to lus cnarge ; but the said
damages were given by us on the ground that the acts complained
(^ were illegal, and that die said sum of $11,000 was the amount
of actual di^age to plaintifis estimated by us to have resulted from
said illegal acts."
Upon the trial the defendant took three biUs of exceptions.
The 1st exception was to the competency of the evidence to sus-
tain the action. The evidence offered by me plaintifis was:
1. A transcript of the record in the mandamus case.
2. The report of Virril Maxcy , solicitor of the Treasury.
3. Sundry letters ana documents.
4. Oral testimony relating to the partnership.
The defendant oflered four prayers to the court, praying instruc-
tions to the jury that the defendant was not re^nsible to me plain*
tifis in the n^t in which they then sued under the Ist count; that
he was not hable under (he 5th count for refusing to compW with so
much of the award of the solicitor as he, on the ground of want of
jurisdiction in die said solicitor, refused to complv with ; that he was
not liable for consequential dsunages ; and diat the plamti£& had no
joint right of action.
AH of which prayers were refused by the court, to which refusal
die defendant excepted.
Vol. m.— 12 h 2
90 SUPREME COURT.
Kendall v. Stokei «t aL
2d Bill of Exceptions.
The defendant then offered in evidence sundry depositions and
papers:
1. The depositions of Andrew Jackson, Martin Van Buren, and
B. T. Butler.
2. Correspondence between Mr. Kendall and the attomey-generaL
3. The attorney-general's opinion, Doctunent No. 123, 26th Con-
gress, 2d session, House of Rep. Ex. Doc. page lOip.
4. Letter from the solicitor of the Treasury.
5. Reports of post-office committees of Senate and House.
6. The eTidence of Francis S. Key, Esq.
Upon all which evidence the defendant rounded four prarjrers:
1. That plaintifis were not contractors.
2. That defendant was not liable if he acted dBrom a conviction
fliat it was his official duty to set aside the extra allowances.
3; That he was not liable if he acted from a conviction that the
solicitor had no lawful iurisdiction to audit and adjust the items, &c.
4. That he was not uable for any of his acts, it the jury believe
that he acted with the band fids intention to perform duly tne duties
of his office, and without malice or intention to injure and oppress
the plaintifis.
All of which prayers the court refused to grant, and to the refusal
the defendant excepted.
3d Bill of Exceptions.
The plaintifis offered evidence to prove their special expenses &nd
losses, such as counsel-fees, tavem-oills, discounts, &c., to the ad-
mission of which evidence the defendant objected; but die court
overruled the objection and allowed it to be given. To which over-
ruling the defendant excepted.
Tlie case came up upon all these grounds*
Dent and Jemet, for the plaintiff* in error.
C(Kce, for defendants.
Dent laid down the following propositions:
1. That the official acts complained of in the declaration amount
to nothing more than a breach of contract, and a refusal to pay mo-
ney due by contract and award.
2. That ^ese acts, with what motives, aggravations, or conse-
quences soever accompanied, lay no ground for an action, sounding,
in damages, as for an official or personal tort or misdemeanor.
3. But as the case is now present^ by the record, it is a oemcef-
ftun, that the defendant's motives for the acts complained of were
clear of all malice, self-interest, and intention to vex, harass mjure,
or oppress'the plaintiffi, and proceeded from no other intent man a
desire faithfully to perfonpa the duties of his office, and to protect ^
public interest committed to his charge; and li\at if the acts com-
plained of were in truth illegal, or in any way a transgression of his
JANUARY TERM, 1845, M
Kendall «. Stokei et aL
public duties, {vAnich, is altogether denied,) flicnr resulted from
an honest mistake and misapprehension of the aumorily and duties
of his office; consecfuently, me broad question is noKr {>resented,
whether an honest misapprdiension of the rights of the plaintiA b^
low, and a contestation of those ri^ts, under the influence of honest
mistake, and in the manner and form appearing by the declaration
and evidence in the cause, be an official or personal tort or misde-
meanor. We maintain the negative of this question.
4. If the plsdntifls have diown, either in pleading or in evidence,
any cause of action, stiQ we except to all ike evidence of special da*
mage pretended to have been sustained by the plaintifis, in conse-
qu^ce of ike defendant's refusal to allow and panr them the Several
suins of money pretended to be due under then* contract — such as
discoimts and usury paid by them for monev borrowed, expenses of
travel, large fees to counsel, tav^n-bills, and other expenses incurred
in pursuit of their claim against the Post-office Department. We
maintain that the onlv measure of damages for withnolding money
due, (whether on public or private account,) is the legal interest on
the sum due.
5. That all right of action (if any such ever existed, which is de-
nied) for the pretended misfeasance complained of in the first count,
was completdy extinguidied and barred by the act of Congress au-
thorizing; the solicitor of the Treasury to settle and adjust tte claims
of die pLadntiffi and R. C. Stockton, or any of thesft, for the extra ser>
vices, oc., in the act mentioned, and by the foil and final settlei;|&ent
and adjustment of the same by the solicitor, as diown by the plaintifis.
6. That all ri^t of action (if any such ever existea,«vduch is de-
nied) for the pretended nonfeasance complained of in die 5th count,
(to wit, the non-payment of a certain portion of the solicitor's award,)
was extinguished and barred by the plainti£' election of their remedy
by m^damus, and the result of the procediire on such mandamus,
as diown by the plaintiffiu
7. That the daendant, as postmaster-general, had authority, and
was primd fade justified, by the circumstances of the case, for both
die aicts of pretended misfeasance and nonfeasance complained of:
Ist, for originally contesting their claims for the pretended extra ser«
vices afterwards referred to the solicitor of the Treasury; and 5klly,
for maintaining that the solicitor of the Treasury had exceeded the
scope of die authority committed, to him by the act of Congress, in
allowing certain claims not widiin the terms of the submission to his
award, as defined in the act of Congress; and, consequently, for re-
fiisins^ to pay so much of die solicitor's award as allowed sudi inad-
oiissible claims.
8. That there ia a fiital misjoinder of jmrties in this action; inas-
much as the plaintifis, by their own diowing, both in pleading and
in evidence, have no such joint ri^^ts of contract or action 93 they
have sued on in this case.
W SUPREME COURT.
Kendall v. Stokes et aL
9. That from their own exhibit of the original contracts, under
which all the plaintifis' claims arise, taken in connection with the acts
of Congress rdating to the premises, the plaintifis' own case, upon
their own showing, absolutely concludes against any such joint rights
of contract and action as are asserted in th^ first count.
IQ. That from their own exhibit of the awards of the solicitor of
the Treasury, referred to in their 5th count, their case, ujpon dieir
own showing, equally concludes against such joint ri^its ofaction as
are asserted m the 5th count.
Consequently, the evidence of 0. B. Brown ought to have been
rejected, as incompetent and inadm sible; and the court ought to
have allowed the several instructions aslced by the defendant in regard^
to such Joint ri^ts.
li. We mamtain generally, and without exception, that the points
of evidence, and of law, raised by the defendant in the course of the
trial, and in arrest of judgment, (as set forth in the several Wia of
exceptiohs and motions in arrest of judgment, already rdierred to,)
ou^t to have been sustained by the C^uit Court, and were eiT0« .
neously overruled, by that court.
Dent went largely into the histofr of the case, referring to m^ny
of the public documents which have been mentioned. He then took
up the points, and contended that the act of 1825, (3 Story, 1985,)
made the postmaster-general a disbursing, officer of all the revenue
of ihe department. See also 3 Stonr, 1630,. the 4th section of the
act of March 3d, 1817; 2 Story, 1091, 5th section of the aqt of
April 21st, 1808; Gidley v. Pajmerston, 7. J. B. Moore, 91r, 108;
3 Brod.' & Bingh. 275 ^ 7 Com. Law Rep. 434.
On the diird point he cited 1 East, 555, 558, and 564, note;
11 Johns. 114.
The fourth point he thought too clear to be discussed.
On the fifth and sixth pomts he contended that the plaintifis were
precluded firom this action, by hstVing already elected their remedy.
2 Wm. Black, edition of 18^, 779, 827; 4 Rawle, 287—299;
17 Pickering, 7—14; 6 Wheat 109; 1 Salk. 11; 2Bos. & Pul.
71 ; 7 Johns. 21 ; 8 Johns. 384.
The evidence which the ^laintif& introduced in this case is the
same which they brought before the solicitor to obtain his award,
and also in the mandamus case; and this may be shown under a
plea of the j^neral issue as well as under a plea, in bar. Young
V. Black. 7 Cranch, 565.
CoxBy for defendants in error, referred to numerous documents to
show that there was no misjoinder of parties ; that they had aD been
recognised as joint contractors; He denied that it was a concesium
HnLtmeve was no malice ; on the contrary, it is averred in the declara*
tion. He denied also that the merits of this case had ever hkea
, settled. They were not by Uie solicitor of the Treasury, whose
JANUARY TEHM, 1846.
Kendall «. Stokes et al.
pnmnce it was to decide on the legality or illegality, of Mr. Ken*
dall's conduct in suspending the payments. They were not setded
in the mandamus case, which related to an entry which Mr. Ken-
dall refused to make. The Circuit Court directed him to make it,
andttie Supreme Court affirmed the decision. 12 Peters, 609.
Having oisposed of some preliminary objections, Mr. Coxe proceed-
ed to discuss the Uability of public officers to pay money withhdd,
and cited 6 T. R. 443; 3 WUs. 443; 2 Kane, 312; 6 Mun. 271 ;
11 Mass. 350; 3 Wheat. 346; 2 branch, 175; 1' T. R. 493 ; 7 Mass.
282; 2 Wm. Black. 1141; 5 Johns. 282; 9 Johns. 395; 13 Johns.
141 ; 1 Cranch, 137 ; 10 Peters, Swartwout's case.
The defendants' conduct was illegal. See 15 Peters, case of Bank
of Metropolis; 9 Clarke fc-FinneUy Rep. 2&1, 278, 283; Lynd-
hurst's opinion, 5284; Ld. Brou^am's opinion. 287-^303, as to
malice ; SlO, Ld. Campbell's opmion.
J(me8y in reply and conclusion, referred to several parts of the
record to show that there was not such a partnership ks would enable
die plaintifis to sue^ and to othet parts to show mat malice in Mr.
Kendall was wholly out of the casie. This destroyed all daim for
consequential damages.
He dien discussed what constitutes an illegal act . in a public
officer, so as to make him liable in damages for withholding money,
and rderred to Story on A^ncy, 308, sect. 305 ; 1 Crandi, 345,
Upon what grounds actions ex delicto have been maintained
afi^ainat a public officer, he referred to 1 East, 562, 568 ; and to
£ow what description and (juality of officers are liable to this action,
he referred to the case of Gidley v. Ld. Palmerston, 111,
K the action be really founded upon a fa m of contract, yet, being
mixed up with tort, eyen defence, goo^ against the form ex con-
fradu^ is good against the tort. I fquiasse, 172; 8 Dum. &
East, 335.
An acton will lie agamst a public officer only when the duty to
be performed is wholly ministenal, and never in a case where judg-
ment is to be exercisiefd. United States v. Bank of MetropoliS|
15 Peters, 403.
As to the mandamus case, Mr. Kendall did not disobey, for the
extra allowance extended only to the end of die first quarter of 1835.
Mr. Chief Justice TANEY delivered the opinion of the court.
Tlie record in this case is very voluminous,, and contains a great
mass o{ testimony, and' also many incidental questions of law not
involving the merits of the case, which were raised and decided in
the Circuit Court, and tp which exceptions were taken hy the plam- .
tiff in error. But both parties have expressed their desire tnat the
controversy should now be terminated by the jud^ent of this court ;
and that me leading principles whicb must ultimately decide the
rights of the parties dioidd. now be settled ; and that the case should
M SUPREME COURT.
Kendall «. Stokei et aL
not Lo disposed of upon any technical or other objections which
would leave it open to further liti^tion. In this view of the sub*
ject it is unnecessaiy to give a detailed statement of tht proceedings
in the court below. Such a statement would render this opinion
needlessly tedious and complicated. We shall b^ better understood
by a brief summary of the pleadings and evidence, together with the
particular points upon which our decision turns; leaving unnoticed
those parts of the record which can have no influence on ^e judg-
ment we are about to give, nor vaiy in any degree the ultimate
rights of the parties.
^ Atthetimeof the trial and verdict in the Circuit Court the declara-
tion contained five counts. But a/ter the verdict was rendered, die
plaintifis m that court, with the leave of the court, entered a nolle
prosequi upon the second, third, and fourth^ imd the judgment was
c»itered on the first and the fiAh. It is only of these two last men-
tioned counts, therefore, that it is necessarv to speak. The verdict
was a general one for the plaintifis, and their damages assessed at
llie first count states that by virtue of certain contracts made with
"^^iam T. Barry, while he was postmaster-general, and services
performed under them, the plaintifils on the 1st of May, 1835, were
entitled to receive and have allowed to them the sum of $122,OO0l
and that that stun was accordingly credited to them on the books of
the Post-office Department; and that Amos Kendall, the defendant
in the court below, afterwards became postmaster-general, and as-
such illegally and inaliciously caused the items composing die said
amount to be suspended on the books of die department, and ttie
jplaintifis to be charged therewith : whereby they were greatly-in-
jured, and put to great expenses, and sufiered in their buamess and
credit
The fifth count recites the act of Congress of July 2d, 1836, by
which the solicitor of the Treasury was authorized to setde and acU
just the claims of the plaintifis for services rendered by diem under
contracts with William T. Banv, while he was postmaster-general^
and which had been suspended by Amos KendalL then postmaster-
general, and to make them such allowances therefore as uj^cm a fidl
examination of all the evidence mi^t seem right and according to
principles of equity ; and the postmaster-general directed to credit
them with whatever sum or sums of mon6y the solicitor should de-
cide to be .due to them, for or on account of such service or con-
tract ; and after this recital of the act of Congress, die plaintifis j^ro^
ceed to aver that services had been performed by them under con-
tracts.widi William T. Bany, while he was postmaster-general, on
whicL their pay had been suspended by Amos Kendall, then p»ost-
ma^er-genei^, and that for these claims the solicitor of the Treasury
allbwedthe plamtifis large sums of money amounting to $162,727 05 ;
that the defendant had notice of the premises, and that it became his
JANUARY TERM, 184S.
Kendall «. Stokei 0t aL
dulyaspostniMler-raiendtDC^^ but
tibat he ulegallV ancTmalicioudY lefiiaed to |;i?e Ibe credit, bjr reaaon
whereof tte plamtifi were aabjected to great looa, tfieir credit kn-
pair^, and they were obliged to incur heavy menaea in proaecutiiig
ttieir r^ta, to their damage in the aum of $100^000.
The defaidant plead not guilty, ufNon which issue was joined.
At the trial, me plointiflEs ofeed in evidence the record of the
proceedings in the mandamua which iaaued frcmi the Circuit Ciouit
upon ttieir relation on tibe 7tti ixyct June, 1837, commanding the
aaifl Amos Kendall to enter the credit fi>r the sum awarded l^ the
adicitor. It is needless to state at large the proceedings in that
suit^ as they are sufficientljr ad ferdi in the rqKnt of 1& case in
12 Peters, 624; the jud^ent of the Circuit Court awarding a per-
enqitoiy mandamus havmg been brouriit by writ of enor hmtt ttie
Supreme Court, and there affirmed at January term, 18%. Various
papers and letters were also offisred in evidimce by tibe plaintifi to
show that the aUowanoea mentioned in the declaration had been
suspended by the defiendant ; and diat after the awprd of the soli-
citor, and'^bmre the original mandamus issued, he had refused to
credit $39,472 47, part of the sum awarded, upon the ground that
the items compoong H were not a {lilt of the subject-matter refe^^
ind upon which, as the defiandant insisted, the solicitor had no riffht
to award. Odier pq>erB and letters were dso offered diowing mtt
after the judgment 9f the Circuit Court awarding a peremptOTV
mandamus had been affirmed in the Supreme Coiut, the. plamtiffii
demanded a credit for die above-mentioned balance on the. 23d of
Harch, 1838: that the defendant declined entering the credit,
all^^nig that a recent change m the post-office law hM pkced the
bows and account»of the department in die custody of die audi-
tor; and some, difficultv havinir arisen on this point, the Circuit
Court, on the 30th of March, lo38, issued a mandamus command-
ing the postmaster-general to enter the credit on the books o( the
department; and to this writ the defendant made return on the 3d
of April, 1838, that the said credit had been entered by the auditor
vdio nad the l^al custody of die books.
Thevriiole of this evidence was objected to bjrthe defiendant,
but the objectbn was overruled and die testimonyeiven to the j^iy.
And upon the evidence so oflered by the plaintifls, befdre any evi-
denoe was produced on his part, the defendant moved fior the follow
ing^inl^ction from the court:
<< Hie defendant, upon each and eveiy ai the pbdirtiffi' aaid
coonfts, severally and successively prayed the opinion of the court
and tbuBir instruction to the jury that the evidence so as aforesaia
produced ipd given on the^art of the plaintiflEs, so 6r as the same
m competent to sustain such count, is not competent and^sufficient
to be left to the juiy as evidence of any act or acts done or omitted
or rdEused to be done by the defendant, which legally laid him liable
96 SUPREME COURT.
Kendull II. ettoJi<?d et aL
to the plaintifi in this action, nndTer sncb connt, fyt the conaequentid
daniagea claimed by the plidntifi in such cornt'' — ^Thia instruction
was refused and ttie defend^t excepted.
The question presented to thecourt by this motion in subsbmce
was this: — Had the plaintiffi upon the CTidence adduced by thou
shown themselves entitled in point of law to maintain their action
for die causes stated in thdr declaratipn upon the breaches herein
assigned, assuming that the jury believed die testimony to be true?
Ine instruction asked for was in the liteture of a demurrer to die
evidence, and in modem practice has, in some of the states, taken
the place of it. In die Maryland courts, from which the Circuit
Court borrowed its practice, a prayer of tibas description at die time
of the cession of the District and for a longtime befo^, was a fami-
liar proceeding, and a demurrer to evidence seldom, if ever, resorted
to. And the refusal of the court was equivalent to an instruction
that the plaintiiis had shown such a cause of action as would
authorize the jurv, if diey believed the evidence, to find a verdict
•in feivour of the plaintiiis, and to assess damages against the drfendr
ant for the causes of action stated in die declaration.
Now the cause of action stated in the first count is the suspmnon,
by the defendant, of the allowances made by his predecessor in
office ; and of the recharge of jmms widi which' the plaintifli had
been credited by Mr. Barry wh^n he was tiie postmaster-general.
And it appeared in evidence, ^ the proceedings in the mandamus,
diat the plaintifis being unable to settle with tl^ defendant the di9*
pute between diem on the subject, Aey applied to Congress for
relief; that upon this application a law was passed refeninfi; the
ihatter to the solicitor of the Treasury, with directions that he £otdd
inq'uire into, and determine the equity of these claims, and make
them such allowances therefor as might seem rig^t according to the
principles of equity; and that the postmaster-general should credit
mem with whatever sums of money, if anv, the soUotbr should
decide to be due ; that the plaintiflb assehtea to this reference, and
offimd evidence before the solicitor that they were entided to die
allowances and credits claimed by them ; and that, from die catt*
duct of the postmaster-general, in suspending and recharging diese
allowances and credits, they had been compelled to pay a lar^
amount in discounts and interest, in order to carry on their busK
iless ; and that the solicitor had finally determined in fiaivour of their
claims, and awarded to them the sum hereinbefore mentioned, giving
them, as appears in his report to Congress, interest on the money
widihdd from them ; and dso, that, before this su^t was broug^V
diey had obtained a crecUt on the books of the department fi>r the
whole sum awarded by the solicitor.
Assuming, for the sake of the argument, that an action might in
flie first mstance have been sus^^ against the postmaster-generaL
can the pfadntifls still support a suit upon the original cause oi
JANUARY TEBM, 1846.
Kendall •• 8tokei et aL
action? It was not a controyersf between &e plaintiflh and Amoe
Kendall as a private individual, but between them and a public
officer acting for and on behalf of the United States. If they had
sustained dsumage, it was the consequence of his act, and the ques-
tion of damages was necessarily referred wim ^ suljject-matter in
controversy, out of which that question arose. It was an incident
to the principal mattevs referred, and therefore within &e scope of
the reference ; and it is not material to inquire whether damages fi>r
the detention of the money were claimed or not, or allowed or not
In point of hcty however, the plaintifis did claim interest on the
money withheld as a damage sustained from the conduct of the
postmaster-eeneral, and offered proof before the solicitor of die
amount of discounts and interest they had been compdled to pay ;
and, moreover, were allowed, in the award, a large sum on that
account, which was paid to them as well as the pimcipal sum.
The question, then, on the first count is, can a party, after a refer-
ence, an award, and the receipt of die money awarded, fnoSntaw a
suit on the origmal cause of action upon the ground that he had not
proved, before the referee, all the damages he had sustained? or
that bis damage exceeded tne amount which the arbitrator awarded?
We think not. The rule on diat subject is well setded* It has been
decided in many cases, and is clearly stated in Dunn -v. Murray,
9 B..& C. t80. Hie plaintifis, upon their own showing, therefore,
were not entided to maintain their action on the first count, and the
Uircuit Court ought so to have directed the juiy.
The judgment upon this count is also liable to another objectioa
ecpally fatd. The acts complained of were not what die law terms
mmisterial, but weire official acts done by the defendant in his di|h
meter, of postmaster-general. The declaration, it is true, charges
Qiat they were maliciously done, but diat was not the ffround iqKm
5diich me Circuit Court sustained the action eithef on ttiis count or
the fifth. For, among other instructions moved for oni>dialf of the
defendant, (he court .were requested to direct the jury :
<< That, if .they found £t^m the evidence Vthat tibe postmaster^
general acted torn the conviction that he had lawful power and
authority as postinaster-general to set aside the extra allowances
made by his predecessor, and to suspend and recharae the mncL
and Srom a conviction that it was his official duty to cb so ; and it
die plaintifis suffered no injury firom such official act, but the inc<Hi»
veniences necessarily residting therefix>m, that the defendant was not
Eable.''
This instruction was refused; the court therebyin effect giving
the jury to understand diat however correct and praiseworthy the
motives of the officer might be, he was still liat»le to the action, and
chargeable with damages.
We are not aware of any case in England or in this countnr ni
which it has been held that a public officer, acting to thel)est of his
Vol. m.— la I
SUPREME COURT.
Kendall «. Stokes et al.
ia^tement and from a sense of duty, in a matter of accoi;int -with an
mdividua], has been held tiable to an action for an error of judgment.
Tlie postmaster-general had undoubtedly 4ie right to examine into
tius account, in order to ascertain ivhether there ^ere any errors in
it which he was authorized to correct, and whether the allowances
had in fact been made by Mr. Bany ; and he had a right to suspend
thcM items until he made his exammation and formed his jud^^ment.
It repeatedly and unavoidably happens, in transactions with the
Stremment, that money due to an mdividual is withheld from him
' a time, and payment suspended in order to afibrd an opportunity
for a more thorough examination. Sometimes erroneous construc-
tions of the law may lead to the final rejection of a'claim in cases
idi^e it ouriit to be allowed. But a public officer is not Uable to
an. action if he falls into error in a case where the act to be done is
not- merely a ministerial one, but is one in relation to which it is his
dotY to exercise jud^ent and discretion ; even althou^ an indivi-
dual may sufier by his mistake. A contrary principle would indecf^
be pregnant widi die greatest mischieft. It is unnecessary, we think,
to refisr to the many cases by whidi this doctrine has been establi^ed.
It was fully recogms^ in the case of Gidley, Exec, of Holland^ v.
Ld. Pahnerston, 7 J. B. Moore, 91, 3 B. & B. 275.
The case in 9 Clark &Fiimelly, 251, recently decided in England^
in the House of Lords, has been much relied on in the argument for
die defendant in error. But upon an examination of that case it will
be found that it ha^ been decided by the Court of Session in Scot-
land, in a former suit, between the same parties, that die act com-
plained of was a mere ministerial act which the party was bound to
perform; and that this judgment had been affirmed in the House of
Lords. And the action against the party, for refusing to do the act,
was maintained, pot upon the ground only that it was ministerial.
but'Jbecause it luid been decided to be such by the hi^est judicial
tribunal known to the laws of Great Britain. The refiu^ for which
the suit was brought took place after this. decision ; and the learned
Lords, by whom die case was decided, held that the act of refusal,
under such circumstances, was to be r^arded as wilful, and with
knowledge ; that the refusal^to obey the lawful decree of a court of
Jastice was a wrong for which the party, who had sustained injury
by it, mi^t maintain an action, and recover damages against the
wron^oer. Thiis case, therefore, is in no respect in conffict with the
principles above stated ; nor with the rule laid down in d^e case of
Gidley v. Ld. Palmerston.
In the case bdbre us the setdement of the accounts of die plain-
tifis properly beloneed to the Post-office Department, of whic^ die
defendant was the head. As the law then stood it was his duty to
exercise his judgment upon them. He commitfed an error in sup-
posing that he had a right to set aside allowances for services rendered
upon which his predecessor in office had finaDy decided. But as the
JANUARY TERM, 1846.
Kendall «. Stokes et aL
case admits that he acted from a sense of pabUc duty and vitbout
malice, his mistake in a matter properly belonging to tne department
oyer which he presided can give no cause of action against him.
We proceed to the fifth count But before we examine the cause
of action there stated, it will be proper .to advert to the prindplei
setded by this court in the case of the mandamus hereinbefore re-
ferred to. The court in that case, q>eakin^ of the nature and cha-
racter of the proceeding by mandamus, which had been fiilly aigued
at the bar^ said that it was an action or suit broug^ in acourt of
iusdce, assertinfi^ a right, and prosecuted according to the forms of
judicial proceeding ; and tli^t a party was entiUed to it vrbea there
was no other adequate remedy ; and that although in the case then
before them the plamtifls in the court below might have brought their
action against the defendant for damaees on account of his refusal to
give the gredit directed by the act of Congress, yet as that remedy
mifi;ht not be adequate to affopd redress, they were, as a matter o{
right, entided to pursue the remedy by mandsunus.
Now, the former case was between these same parties, and the
wrong flien complained of by the plaintifis, as well as in the case
before us on the fifth count, was the refusal of the defendant to enter
a credit on the books of the Post-office Department for the amount
awarded by the solicitor. In other words, it was for the refiisal to
pay them a sum of money towhich they were lawfiilly entitled. The
credit on the books was nothing more than the form in which the
act of Congress, referring the dispute to the solicitor, directed the
payment to be made. lor the object and effect of that entiy was to
discharge the plaintiff fix)m so much money, if on other accounts
diey were debtors to that amount ; and if no other debt was due
from them to the United States, the credit entided them to receive a^
once firom the government the amount credited. The action of man-
damus was brought to recover it, and (he plaintiffs show by their
evidence that thev did recover it in that suit. The mst of the action
in that case was tne breach of duty in not entering me credit, and it
was as^gned by the plaintifis as their cause of action. The cause
of action in the present case. is the same; and the breach here
assigned, as well as in the former case, is the refusal of the defend-
ant to enter this credit. The evidence to prove the plaintifis' cause
of action is also identical in both actions. Indeed, the record of the
proceedings in the mandamus is the testimony relied on to diiow the
refusal of the postmaster-general, and the circumstances under which
he refused, and the reasons he assigned for it. But where a party
has a choice of remedies for a wrong done to him, and he elects
one, and proceeds to judgment, and obtains the fruits of his judj^
ment, can he, in any case, afterwards proceed in anotiier suit for the
same cause of action? It is true that in the suit by mandamus the
plaintifis could recover notning beyond the amount awarded. But
they knew that, when the}t elected the remedy. If the goods of a
100 SUPREME COURT.
Kendall «. Stokes et al.
party are forcibly taken away under circumstances of violence and
liggravationylie may bring trespass^ and in that form of action recover
'not only the value of the property, but also what are called vindk>
tive damages — ^that is, such damages as the jury may think propar
to give to punish the wrongdoer. But if instead of an action of tres-
paai he elects to bring trover, where he can recover only the value
of the property, it never has been supposed that, afler having proser
cuted the suit to judgment and received the damages awarded him,
he can then bring tre^ass upon the ground that he could not in the
action of trover give evidence of the Circumstance of aggravation^
which entitled him to demand vindictive damages.
/The same principle is involved here. The plaintiffs show that
they have sued for and recovered in the mandamus suit the full
amount of the award; and having recovered the deW they now
bring another suit upon the same cause of. action, because in the
former one they cotUd not recover damages for the detention of the
money. The. law does not permit a party to be twice harassed for
^ same, cause of action ; nor sufier a plaintiff to proceed, in one suit
to recover the" principal sum of n^oney, and then support another to
recover damages for the detention. Tliis principle ^ill be foimd to
be fully recognised in 2 Bl. Rep: 830, 831 ; 5 Co. 61, Spank's case;
Com. Dig. tit Jidian^ K,, 3. And in the case of Moses v. Afacfio'lan,
2 Burr. 1010, Ld. Maosfield held that the plaintiff having a r^t to
bring an action of assumpsit for money had and received to his use
on a special action on the case on an agreement, and having made
his elation by bringing assumpsit, a recovery in that action would
bar one on the agreemeilt, although in the latter he could not only
recover ttie money claimed in the action of assumpsit, but also md
costs and expenses he had been put to. The case before us &Us
directly vrithin the rule stated by Ld. Mansfield.
This objection applies widi still more force, when, as in this in-
stance, the party has proceeded by mandamus. • The remedy in that
form, originally, was not re^farded as an action \)y the party, but as
a prerogative vmrit commanding the execution of an act, where other-
wise justice would be obstructed; and issumg only in cases relating
to ihe public and the government ; and it was never ise^ued when the
party had any other remedy. It is now regarded as an action by the
party on whose relation it is granted, but subject still to this restric-
tion, that it cannot be granted to a party where the law kfibrds him
any other adequate means ot redress. Whenever, therefore, a man-
damus'is applied for, it is upon the ground that he cannot obtain
redress in any other form of proceeding. ■ And to allow him to bring
another action for the very same cause af^.er he has obtained the
benefit of the mandamus, would not only be harasang the defendant
with two suits for the same thing, hut would be inconsistent with
the grounds upon which he asked for theinandamus, and inconsistent,
also with the decision of the court which awarded it. If he had
JANDABT TgRMtlSW, «M
Kendall «. Stolies et aL
anodier remedy, ^diidi waa incon^lete and inadequate^ he abandoned
H by applying for and obtaining the mandamus. It is treated both by
him and the court as no remedy. Such wasobvioudy the meaning
of the Supreme Court in the opinion deliy^^d in the former suit
between mese parties, where 4hey speak of the action on the case,
and give him me mandamus, because the other fonn of action wai
inadequate to redress the injury, and tiiey would not therefore require
the plaintifis to pursue it. And they speak of the action on the. case
as an alternative remedy; not as accumulative and in addition to the
mandomus. Jn the case in 9 Claik & Finnelly, 251, hereinbefore
mentioned upon another point, the attorney-general in his argument
said that no other action would lie in any case where the pa^ was
entided to a mandamus. And Ld. Campbell, in giving his judgment^
said that this proposition was not uitivei:^y true} and at B^y rate
qiplied only to tiie ori^al jnant of the mandamOf^ and not to the
remedy for disobeying it; and that no caise had been cited to Aow
that an action would not lie for disobedience to the iudement of the
court. This remark upon the pnqioflttion stated by me attorn^*
general shows clearly that in his judgment you could not resort to a
mandamus and to an^acti<m on the case also for the same thing.' If
the postmaster-general had refused to obey the mandamus, then
indeed an jeiction on tiie case mi^t have been maintained against
him. But the present suit is not brought on that ground. No
question is presented here as to the neceissity of i^leading a former
recoreiy in bar, nor as to the right to ofier it in evidence upon the
gmeral issue. The point in the Circuit Court did not arise upon the
pleading of the defendant, nor upon evidence <^red by him; but
upon the Q^se made hy the plainti£&, in which^ by the same evidence
t^ proved their original cause of action, tiieyjalso proved that they
had ah^ady sued the defendant upon it, and recovered a judgment,
ndbich haa been .satisfied before this suit was 'brought And we
Hunk upon such evidence the instruction first above mentioned ouriit
to have been given on tibis (tiie fifth) count, as it appeared by me
J)laintifi&' own showing that they had' already recov^^ satis&ctioh
or the injury complained of in their declaration. *
The case before us is altogether unlike the cases referred to in the
ai]eument, where, after a party has been admitted or restored to an
office, he has maintamed an action of assumpsit or case to recover
th^ emoluments which had been received by another, or of vrtiich he
had been depriyed during the time of his exclusion. In those case^
tiie cause of action m t^^ mandamus was the exclusion from office;
and the suit afterwards brought was to recover the emoluments and
profits to which his admission or re.storation to office showed him to
have been .legally entitled. The action of assumpsit or case would
not have restored him to the office, nor have ^cured his r^t to the
profits. But in the case before the court, if this action had been re^
sorted to in the first instance, instead of the mandamus, the plaintiffs
i2
KM SUPREME COURT.
K&ndail «. Stokes et aL
could have recoyered the amount due on tbe award, and the damages
arising from its unlawful detention must have been assessed and re-
corered in the same verdict Clearly, Aey could not have main*
tuned one action on flie case ferthe amoimt due, and Aen brought
another to recovor &e damages; and this, not because both were
actioib on the case, but because ikkej could not be permitted to ha-
rass the defisndant with two suits for the same thing, no matter by
what name ihe actions may be technicdly called, nor whether both
are Actions on the case, or one of them called a mandamus.
But if this adion could have been maintained, we think diat moqt
of the evidence admitted by tlie Circuit Court to enhance die damages
oudit not to have been received. It consisted chiedy oi discoimts
and interest paid b^ the plaintiffi before the award of. the soHdtor,
and of expenses on journeys and tavern bills, and fees paid to coun-
sel for prosecuting their claim before Congress and the courts. It
appears by the record tbBt before this evidence was ofiered the court
had instructed the jury, that malice on flie part of the defendant was
not necessaiy to sunport the ^action; and it appears also that tbe
jury, which found me verdict and assessed the dami^;e8, declared
that their v^erdict was not founded on any .idea that the defendant
did the acts complained of, and for which they gave the damages of
$11,000,* widi any intent other than a desire udrnfoUy to perfonn the
duties of his o&ce of postmaster-general, and to protect the public
mterests conunitted to ms charge, and that the daniages were given
on the ground that his acts were illegal, and that the sum eiven was
the amount of the actual damage estmiated to have resulted from his
iU^d acts.
We have already said that although this action is in form for a
toit, yet in substance and in truth it is an action for the non-payment
of money. And upon the. principles upon whidi it was supported
by the court, and oecided by the jury, if there had been no proceed-
ing by mandamus to bar the action, the legal measure of damages
upon the fifth count would undoubte<Uy have been the amount crae
on the award, with interest upon it^.
The testimony, however, appears to have been offered chiefly un-
der the first count, because the items for interest paid, and travelling
and 'tavern expenses, for the most part, bear dates before the awanj^
and also a portion of the fees of counsel. , The evidence was certain-
ly inadmissible under this count, since, for the reasons already given,
no action could be maintained upon it, if there had been no previous
proceeding by mandamus, and consecaently no damages could be
recovered upon it. But iudependentiy of this consiaeration, and
even if the action could have been sustained, there are insuperable
objections to the admission of this testimony. In the first place, no
special damages are laid 'in the declaration; and in that form of
pleading no oamages are recoverable, *but such as the law imphes to
have accrued from the wrong complained of; 1 Chit PL 386: anid
JANUARY TERM, 1845. 108
Ex parte Dorr.
■■ ■ ■ » . r
certainly die layr does not imply damages of the description abpve
stated. But we think the evidence was not admissible m any fona
of pleading. In the case of Hathaway v. Barrow, 1 Camp. 151, in
an action on the case for a conspiracy to prevent the plaintiff from
obtaining Lis certificate imder a commission of bankruptcy, the court
refused to receive evidence of extra costs incurred by the plaintiff in
a petition before the chancellor. In the case of Jenkms v. Biddulph,
4 Bingh. 160, in an action against a sheriff for a fieJse return, the
court said they were clearly of opinion that the plaintiff was not
entitled to recover the extra costs he had paid ; that, -as between the
attorneys and their clients^ the case might be different, because the
attorney might have special instructions, which may warrant him in
incurrinjg the extra costs, but that in a case like the one before them
flie plamtiff could only claim such .costs as the prothonotary had
taxed. And in the case of Grrace v. Moi^an, 2 Bingh. N. C. 534, in
an action for a vexatious and excessive distress, the plaintiff was not
allowed to recover as damages the extra costs in an action of replevin
which the plaintiff had brought for the goods distrained ; and the
case in 1 Stark. 306, in whicn a contrary principle had been adopt-
ed, was overruled.
These were stronger cases for extra costs than the one before ii&
The admission of the testimony in relation to the largest item in these
duurges, that is, for interest paid by the plaintiffs, amounting to more
than $9000, is still more objectionable. For it appears firom the
statement in the exception diat the very same accoimt had been hdd
before the solicitor, and had induced him, as he states in his report
to Congress, to make the plaintifls ian allowance in hb award
for interest, amounting to $d893 93. And to admit this evidence
again in this suit was to enable the plaintiiis to recover twice for the
same thing; and after having received from the United States what
was deemed by the referee a just compensation for this item of
damage, to recover it over again from the defendant
There are several other questions stated m the record, but it is
needless to remark upon thein, as; flie opinions already expressed '
dii^K>se of the whole case. The judgment of the Circuit Court must
be reversed.
[For the dissentingopinion of Mr. Justice McLtiAH, see App. p.800.]
Ex Pakti DotiL
Neither tbe 8oprtme Coort, nor any other conrt of the United Stttes, or jadft
thereof, can issne a Aa6taf eorfm$ to bring np a prisoner, who is in enstoajr
under a sentence or execution of a stite conrt, for any other purpose than to
be used as a witness.
An application for a writ of erfor, preyed for withont the authority of the party
concerned, but at the request of his (Heads, cannot be granted.
104 SUPREME COURT.
Ex parte Dorr.
■ » * ' "
Ma. Treadwell moved for a writ of kabeas contu to bring-up
Thomas^ W. Dorr, of Rhode Island, under the following drculn-
stances: —
He stated that Dorr was charged with levying war against die
state of Rhode Island, and sentenced to the state's prison for life, ia
June, 1844 ; that upon the trial a point of law was raised, whedier
treason could be committed against a state, but the court would not
permit counsel to argue it ; that a motion was made to suspend tfa^
sentence until a writ of error could be sued out to bring the case
before the. Supreme Court of the United States, but the court refused
to suspend it. He then read affidavits to show that personal access
to Dorr was denied, in consequence of which his authority could not
be obtained for an application for such a writ. The present motion
for a habeas corpus was based upon this fact There was no ottier
mode of ascertainbg whether or not it was Dorr's wish that his case
should be brouriit up to this court Under the 14th section of the
Judioiaiy Act, me power to issue writs of habeas carpus was vested
in &e judges of flie United States' courts. 3 Story's Com. tit Ju-
risdicHan, 588, 690, 694, 695, 603, 608, 610, 65^.
The case was in itself proper to be brou^t up under flie 25th
section of the Judiciary Act, as the decision of the state court was
thought to be inconsistent with the Constitution of the United States.
Mr. Justice McLEAN ddivered the opinion of tbe couit.
Thomas W. Dorr was convicted before the Supreme Court of
Rhode Island, at March term, 1844, of treason against the state of
Rhode .Idand, and sentenced to the state's prison for life. And it
appears from flie' affidavits of Francis C. Treadwell, a cotmsellor at
law of tlds court, and ofters, that personal access to Dorr, in his
confinement, to ascertain ^fhetfaer he desires a writ of error to remove
the recordof his conviction to this court, has been reAised. On this
ground the above application has been made.
Have the court power to issue a writ of habeas carpus in this case?
This 13 a preliminary question, and must be first considered.
The original jurisdiction of this court is limited by ihe Constitution
to cases imecting ambassadors, other pubUc ministers, and consuls*
and where a state is a party. Its appellate iurisdiction is regulated
by acts of Congress. Under the commca law, it can exercise no
jurisdiction
As this case cannot be brought under the head of original juris-
diction ; if sustainable, it must be under the appellate power.
The Uth section of the Judiciar Act of 1789 provides, <<that die
courts of die United States shall Lave power to issue writs erf* scirt
facias J habeas corpus^ an4 all other writs not specially provided for
by statute, which may be necessaiy for the exercise of their respeo*
tive jurisdictions, and agreeable to the principles and usages of kw.
And that either of the justices of the Supreme Court, as weU as
JANUARY TERM, 1846. 105
Ex parte Dorr.
iudges of the District Courts, shall have power to grant writs of
kabMS corpus for the purpose of an inquiry into the cause of commit-
ment: Provided that writs of habeas carpus shall in nacase extend
1o prisoneii in jail, unless where they are in custody under or by
colour of the authority of the United States, or are committed for
trial before some court of the same, or are nec^^ary to be brought into
c^Durt to testify." -
In the trial of Dorr, it was inasted that die law of the state, under
which he was prosecuted, was repugnant to ^ Constitution of the
United States. And on this ^und a writ of error is desiredi under
the 25th section of the Judiciary Act above named. That as the
Mayer for this writ can only be made by Dorr or by some one under
his authority, and as access to him in prison i^ demed, it is insisted
that the writ to bring him before the court^is the only means through
which* this court can exercise jurisdiction in his case b^ a writ of
error. Even if this were admitted, ]^et the question recurs, whether
this court has power to issue the writ to bring him before it That
it has no such power under the common law is clear. And it is
equally clear that the power nowhere exists, unless it be found in
the 1^ section above cited. ^
The power given to the courts, in this 8ection,io issue writs of
sdre/adas^ haSeas corpus^ &c., as regards the writ of fiabMS carpus^
is restricted by the proviso to cases ^ere a prisoner is ^^in custody
under or by colour of the authority of the United States, or has been
coHimitted for trial before some court of the same, or is necessary to be
brought into court to testi^.'' This is so clear, from the language
of me section, that any illustration of it would seem to be unnecea>
sary. The words of the proviso are unambiguous. Thev admit of
but one construction. And diat they'qualify ai^d restrict me preoed-
inff provisions of the section is indisputable.
rfeidier tins nor anv other court of Qie United States, or jud^
tfaoeof, can issue a habeas corpus to bring up a prisoner, who is m
custody under a sentence or execution of a state court, for any other
purpose than to be used as a witness. And it is immaterial vrtiedier
the imprisonment be under civil or criminal process. As the law
now stands, an individual, who may be indicted in a Circuit Court
for treason against the United States, is beyond the power of federal
courts and judges, if he be in custody under the authority of a
state. •
Dorr is in confinement under the sentence of the Supreme Court
of Rhode Island, consequently this court has no power to issue a
habeas corpus to bring hun Bdbre it His presence here is not re-
quired as a vritness, but to signifjr to the court whether he desires a
writ of error to 'bring before this tribunal the record of his con«
viction. * •
The counsel in this application prays for a writ of error, but as it
appears from his own admission that he does not act under the au-
Vol. m.— 14
106 SUPREME COURT.
Cnrtia v. Martin et at
tbority of Dorn but at the. request of his friends, the prayer cannot
be granted. In this Tiew it is unnecessaiy to decicfe whether the
counsel has stated a case, which, with die authority of his cHent, en*
titles him to a writ of error.
The motion for 9i habeas corpus is oyerruled.
Edward Curti8» Plaintiff in error, v. Wiluah Martin and
Charles A. Coe, Defendants.
An act of Congress imposing a duty upon imports must be constnied to describe
the article upon which the duty is imposed, according to the commercial un*
derstanding of the terms used in the law in our own markets at the time when
the law was passed.
The duty, therefore, imposed by the act of 1883 upon cotton bagging, cannot
properly be levied upon an article which was not known in the maskei as
cotton bagging in 1882, although it may subsequently be called so.
This case was brought up by writ of error from the Circuit Court
of flie United States for the southern district of New Yoric.
It was an action brought in the court below by Martin and Coe
against Curtis, die collector, for return of duties upon certain im-
portations of gunny cloth, from Dundee, in Scotland, from Ajuril
to September, 1841.
The facts in the case are clearly stated in the foUowins; brief of
Mr. Mlsouy attom^-general, who argued the case on behalf of
Curtis, the plaintiff in error : —
This was an action brought by the defendants in error affainst
Curtis, as collector of the port of New York, to recover bade the
sum of $4543 17 of duties, levied bv him on a certain article as
cotton bagmig, which, they contended, was ^unnv baggine, a non-
enumerated article in the tariff of 1832, and therefore duty nee ; and
the question in die cause was, whether this kind of bagging was cot-
ton bag^ng within the meaning of the revenue laws?^ liie duties
were paid under written protest annexed to each entry.
By the tariff of 1832 it is enacted, that ^^ on cotton bagging three
and a half cents a square yard, without regard to the weight or
width of the article," of duty shall be collected. This duty, modi-
fied by the Compromise Act, was chargeable when the goods were
imported.
The imported article, used as bagging for the packing of cotton,
is principaUy manufactured in the town of Dundee, in Scotland, and.
like the oaggmg of Kentudr^, was made of hemp, until the material
of which the gunny doth of India is mafiufactured began to be used.
Bagging for cotton has also been made of cotton.
Gunny (Bengalee G6ni) is a coarse, strong' sackclofli, manu&c-
JANUARY TERMt 1846. lOT
'Curtis v. Martin .et aL
tured in Bengal, for making into bagn, sacks, and packing generally^
the material being the fibre of two plants, natives of India, as.hemp
orimiaily was. (See article ^' Gunny," in McCulloch's Dictionaiy
of Commerce, American edition, vol. 1, p. 722.)
Gunny bagging is now manu&ctured in Scotland, as well as in
In<Ua; and it was admitted, on the part of die defendants in error,
that the importations in question came firom Dundee, and were made
into New York between the months of April and September, 1841.
It was established, by the testimony on both sides, that guimy
cloth was imported largdy into this countiy, solely for bagging for
the packing of cotton, since"~1835. In commercial language it has
smce been known as cotton bagging; but in 1832, at the time of
the passing of the tariff of that year, it ¥fas not so known. The
counsel for the collector contended, at the trial in the court below,
that if the article was, in commercial understanding, known as cotton
hasgii^ at the time of its importation, it was suoject to" die duty,
anothat the term cotton ba^fgiog signified any fabric, without ^eard
to die materials of lArhich it is composed, tnat was used to bak or
cover cotton, and prayed the l^ourt so to charee the juiry, ^^ch his
honour refused; but, on^e contrary, charged that the point upon
which the case turned was, whether the article in question was
known as cotton bagging in the year 1832, when the tariff act was
passed. He further charged tliat it was a settled rule of construct
tion of revenue laws, imposing duties on articles of a sj^Necified de-
nomination, to construe the article according to the desimation of
such articles as understood and known m' commerce, and not with
reference to the material of which they may be made, or the use to
which they might be implied ; nor ought sudh laws to be construed
as embracmg all articles winch mi^t be applied to the same use
and purpose as the specific article. If ii had been the intention of
Confiress to impose the du^ upon all articles used for cotton
baggmg, the languaee of the act would have been different, and in
terms prospective, adapted to such puipoise ; that it had been argued
on the part of the United States mat die duty was intended to be
laid on dl\ articles used for cotton bagging, because the duty is laid
on cotton bagging << without regard to wei^t or measure ;'' but
that the terms ^^ weight and measure'' were intended to apply to
different materials then in use for bageing cotton, such as hemp,
flax, and sometimes cotton cloth, &c., and not to any new articles that
mig^t thereafter be applied to that use ; so that the whole question
was, whedier gunny doth was, in commercial understandmg, known
as cotton ba^;iiig when the law was passed laying the duty, in
1832? If it was not, they yould find for the plaintiffi; S it was,
they would find for the defendant. To which charge, in every re*
spect, the defendant's counsel excepted.
The jury found for the plaintifis, now defendants in emir*
106 SUPREME COURT.
Cards «. Margin et aL
The cause now comes up on a writ of em>r to this court, and for
error it is assigned —
That the judge ought to have charged the juiy that the act of
1832 was prospective; and that the l^slature/in using the term
^^ cotton bagging," without distinguishing the material* of which it
was made, meant that all articles which thereafter should be im-
Eorted for that ptirpose should be subject to duty ; and that gunny
agging, being known among merchants as cotton bagging at the
time of the importation of the bagging in question, was subject to duty.
Xord, for defendants in error, said ^at the points in the case were
the following: — j
1. That if gunny cloth was at the time of the passage of the act
of July 14th, 1832, in commercial understanding, knowri as cotton
baggine, it was liable to the duty demanded imaer the l4th clause
of the Sd* section of the act.
2. But if not so known at the time of the passage of such law,
then it was not liable^to the duty on cotton bao;ging.
Whereupon he contended for the two foUowmg propositions, viz. :
1st Under laws imposing .duties, articles are to be charged solely
according to their oor jnercial designation at the time of the paasaee
of the law, and that \.hether the designation be of a class or of incu-
vidual articles. For this he cited 1 Story's R. 341 , Bacon v. Bancroft ;
n^id.642, Lee v. Lincok ; 9 Wheat. 434, 438, United States v. 200
chests tea; »-Peters, 272, United States r. — ^ — sugar; 1 Sunmer,
159, United States v. Breed; 10 Peters, 272, Elliott v. Swartwout
2d. The construction claimed here by the importers is fully ad*
mitted by the government in the act of August SOth, 1842, whereby
cotton bagging and gunny cloth are subjected, as distinct articles, to
different rates of duty. Acts of 27th Congress, 5M session, p. 180,
section 3, clause 3.
Mr. Chief Justice TANEY deliver^ the opinion of die court
This case comes before the court upon a writ of error directed to
the Circuit Court for the soXitheril district of New York. The action
was brought by the defendants in error against the plaintiff, who was
the collector of the port of New York, to recover back $4500, which
had been paid, under protest, as duties upon certam goods imported
into the port of New York, in April, 1841. The fi|(>ods in question
were gunny cloths, and were chai^ged by the collector as cotton
bagging.
Tiled
lie defendants in error offered endence to show that, in 1832,
when the law passed imposing ^ duty on cotton ba^;ging, the article
in question was not used or known as cotton baggmg; that it was
then only seen in the form of bags for India goods ; tluk the first im*
nortation^f gunny doth, to be used as cotton bag^ng, was in 1834.
It is made fix)m fte yute grass.
The plaintiff in error proved that tiiese goods, at ^ time of die
JANUARY TERM,#I846. 100
Curtis V. Martin et aL
importation^ were* known in commerce as cotton baggmg ; that diey
were made of the proper, width for that purpose, and/ for sereral
years before this importation, gunny cloths had been imported and
used for cotton bagging; and that the goods in question were im-
ported from Dundee, in Scotland.
Upon this evidence, the counsel for the ddPendant contended that
tf the juij found that the article gunny cloth was, in commercial un-
derstaadm^, known as cotton bagging at'the time of its importation,
it was subject to a duty; and thatme term cotton ba^mi^, accdrdhig
to the commercial und^rsUndine of the phrase, signified any fabric,
wi&out regard to the material of which it was mcuie, that was used
to bale or cover cotton, and prayed the court so to charge the jury.
His honour the iudge refused so to charge the jury ; but, on the
contrary thereof, charged that the point upon which this case turns
10 for the decision of the jury, viz. : whether the article in question
in this case was known as cotton bagging in the year 1832, when
the tariff acf was passed. It has long been a settled rule of con-
struction of revenue laws, imposing duties on articles of a specified
denomination, to 'construe the article according - to flie designation
of such article, as understood and known in commerce, and not
with reference to the materials of which they may be made, or the
use to which thev mijgfat be applied. . Nor oug^t such laws to be
construed as embracing all articles '^n^ch mig^t subsequently be
applied to the same use and purpose as the specific article. If it
had been the intention of Congress to impose the duty upon all
articles used for baling cottoYi, the language of the act would have
been different, and m |erms prospective, adapted to such purpose.
It has been ait;ued, on the part of the United States, that the duty
was intended to be laid on all articles ulsed for ba^mg cotton, be-
cause the duty is laid on cotton bagging <^ widiout regard to Iveidit
or measupe.'^ These temCis, "weight or measure," were intended
to apply to difierent materials then in use for bagging cotton, such
as h^mp, flax, and sometimes cotton cloth, &c., and not to any
new articles diat midit thereafter be applied to that tise. So that fiie
whole question of met for the jury is whether gunny doth was, in
commercial unders^ding, known as cotton bagging when the law
was passed laving the du^, in 1832? If it was not, they will find
fi[>r the plaintma ; if it was, they will find for ihe defendaint
To this charge, in eyeiy respect, the defendant's counsel excepted.
The jury, found a verdict for the plaintifis for $4543 17^ and six
cents costs.
The quesdpA brought im bv diis exception cannot now be con-
sidered as an open one. In the case of the United States v. 200
thests ol'tea, 9 Wheat. 438, the court decided that in imposing du-
ties Congress must be understood as describing the article upon
which the duty is imposed according to the commercial understand-
ing of die terms used m the law, in our own markets. This doctrine
110 SUPREME COURT.
*^— ^"^— ^""^ ^— ^
Bwartwont v. Gihon et al
was ite-a&med in the case of the United. States t;. 112 caaka of
sugar, 8 Peters, 277, and asain in 10 Peters, 151, in die case of
Emott V. Swartwout. It follows that the duQr upon cotton baling
must be considered as imposed upon diose articles only which weie
known and imderstood as such in conmierce in the year 1832, when
the law was passed imposing the duty.
In the case before us, the Circuit Court followed the rule of con-
struction aboye stated, and it has been followed also in every circuit
where die quesdon has arisen. The judgment is therefore affirmed.
Saxubl Swabtwout, FLADrriFF nr error, v. John Gihon xtal.-
When an importer ineans to contest the payment of duties, it tM not neeessaiy
fi>r him to gire a written notice thereof to the collector.
The question of notice is a fact for the jury, and it makes no dlfferenoe, lor the
purposes for which it is required, whether it is written or rerbaL
The &cts in this case are sufficiently set forth in the following
opinion.
^ Mr. Chief Justice TANEY delivered the opinion of the eouit.
This case comes before the court ui)on a writ of error directed to
the Circuit Court for the southern district of New York. The action
was brought by the defendants in error against the plaintiff to recover
back certain sums of money paid to him ^s duties on brown linens,
imported into New York in 1836, of which port he was at diat time
the collector. Some of these duties were paid under protest in
writing, and some without any written protest or notice, but evi-
dence was offered for the purpose of "showing thaiihe defendants in
error verbally iiotiiied the collector that the duties char|^d on aD of
these goods would be contested. The goods in question were un-
bleached linens, and had been charged with duty as coloured; and
the jury found a verdict against the coD^^ctor for me amount claimed.
At die trial, die court instructed the jury that a written notice of
the objections to pay the duties was not necessarv, and that it was
sufficient if a verbal notice was brought home to tne collector; but
that the jury must be satisfied that such notice was brouriit home
to him. To .this direction the plaintiff in error /excepted ; and it
is upon this point only that the case comes before this^court
The only object of the notice was to warn the collector that the
party meant to liold him personally responsible for the money,
whether he paid it over or not. It was a question for the jury to
decide whether notice was or was not given; and it could miake no
difference, for the purposes for which it Vas squired, whether it was
Tjrritten or verbal. We think the charge of the court was clearly
rijg^t, and die judgment is therefore affirmed.
JANUARY TERM, 184S. Ill
Limbs of Hbnkt Waixbb, AinoKSB of Tvt banxruf^ bstatb of
Feancu a. Savaob, Plaiiitiff, v. Jamm and JoflBFH Bbst.
Ib Kencaelgrf tbe eredilor obtains a lien upon the propertj of lus debtor hf the
deUrery of 9ijifa, to the jheriiT; and this Uen U as absolote before the lerj
as it is afterwaras.
Therefore, a creditor is not depriyed of this lien by an act of bankmptej on the
part of the debtor committed before the levy is made, but after the execncion
IS in the hands of the sheriC-
This case came up from the Circuit Court of ibe United States
for the district of Kentuolnri on a. certificate of division in cpinioo
between the judges fliereo/.
The 'following is the entire record in the case: —
''Hie foUomng statement of questions and^ints of aw^hich
srose in this case, and the adjournment thereof into the Supreme
Court of the United States for decision, vtaa ordered to be entered,
to wit:
'' Sayaffe had the title to the land; tive plaintiff claimed under the
decree ofnis bankriptcj; the defendant, under a dieriflPs sale under
an execution.
''The act of banlouptcy of savage was committed on the 27th
April, 1842; die petition of his creditors was filed aeainst him in
tiie District Court on the 25th day of June, 1842, and he was de-
dared a bankrupt on flie 26th of October, 1842; the plaintiff was
appointed the asagnee,'and this is his title.
''J^i execu^pn of fieri facias on a judgment against the estate oS
Savage was delivered to me sheriff on the 9th of April, 1842, before
iie Btt of bankruptcy, and was levied on the land on the day
of before the petition; but after the actof bankruptcy the
defendant purchased at thci sheriff's sale, had his deed, and ibis was
his title.
" The question was, has the plaintiff, by ^e decree of bankruptcy
and its relation back to the act of bankrvrbtcy, the elder and better
title } or has flie defendant, by the prior deiiverv of the execution
into the higids of the sheriff, and his levy'of it before the petition
was filed, die prior and superior title?
'^On this question flie judges were divided and opposed in
opinion; whereupon; on motion of the counsel of the puantiff, the
Sestion is stated and ordered to be certified to the Supreme Court
' dedsbn."
Morehead and JB. JUbnroe, for the plaintiff.
Bicbard FrenAj for die defendants.
The argument on behalf of the plaintiff was diis :
Two questions arise i 1st Did Best, the tenant in possession and
ttie phintiff in the execution under which the sale of the land was
made, acquire any lien, such as is recognised by the latter proviso
lia SU1>REME COURT,
Savage's Assignee «. Best.
of the 2d section of die bankrupt law, before die execution was in
Act levied ?
2d. If any such was accpiiredy is it e&ctual agninst tbe rights of
tbe assignee of the bankrupt, when the act of bammiptcj was com-
mhted brfore the levy of the execution ; or could flie execution, in
Tirtue of die lien eiven by the state law. which was in the hands of
a tfberifi^ but not kvied before hi act of bankruptcy, be afterwards
lened, and the properhr sold ?
These questions render it necessary to look to, the chanu^.of the
lien giveii by the statutes of Kentucky, in favour of execution cre-
ditors, andnidien that lien commences. The statute of Kentud^
(1 Stat. Law, 636) provides "that no writ of fieri facias^ or other
writ of execution, shall bind the estate ot the defendant or defend-
ants but fiNMn the time such writ shall be delivered to the sheriff or
other proper officer to be executed." What is the import of the
term mna, as used in the statute? That it has some binding efiect
is evident, but to what extent? Is it a lien within the meaning oC
the proviso of die bankrupt law? It is insisted that it is not, but is'
only so far binding as to prevent such disposition of the property by
the defendant as will* defeat the execution so in the hands or the o^
ficeif ; and does not so far bind the property as to prevent other exe-
cution creditors from levying their executions upon the debtor^
property. See Tabl> v. Hams, 4 Bibb, 22d; and Kelby v. Haggin,
S J, J. MarshaD, 212. In the latter case the court use this language :
^*The only object of attaching a lien to an execution ia to prevent
the debtor, from defeating the creditor by alienating or embarrassing
his estate. The reason of the Ken, in such a case, does not apply
to competition between creditors, and cesionie ratione cesiot ter;
moreover, it'is but sheer justice to give the prefinence to the creditor
who by his superior industry and v^ance shall have procured tbe
first levy on die debtor's estate. V .'Aiis interpretation of the statute
shows what is die character ot ttiat binding spoken.of in the statute,
and that it does not amount to jhe Uen referred to in the bankrapt
law until the execution be in kct levied, when it may be admitted
that it amounts to such lien.
2d. The proceedings against Savase was at the instuice of a ere-
ditpr. Tbe apt of bankruptcy com^Mained of was eommitled beSfore
vaj levy cS ibe execution, thoush the filing of the petition and dwB
decree were stibse^uent }o the tevy of the ciscfcution of Beat At
cpmmon law a./!ert,^iaaf had relation to its teste, but by our statute
only firom die day of its delivery to the officer. According to the
adjudications of the Endish courts, on the btfidarupt laws of diat
country anterior to the 96 George 3 and the ^[^Gecnxe 4, dieimi-
form and well settled doctrine was that the assignee had a 'ri§^ to
o^Miaul aD tbe transacSons of the bankrupt subwquent to the first
act of bankruptcy, and recover all moneys or prop^ty whidi passed
diroug^ his hands; but by the 18th section ot the 6 George 4,
*<Thiit dl dctfagi M^ bMiiMtiow by and wiBi the bmtampt, kmj
itfitn two motrtht bcff
I bdbve tht pedtkNi
lied a^oDit him or-by him, ihall mit be inralidiiled by thm* act, pro-
or tninirriani had
JANtfABT TERM, IMfc 118
8aTafe*t Attig aee a Butt
<*an>Jiidjldbtraniartkwii entered into niore than ^
befiire the date and iapoing the ccoimimkm against the bai^^
aD ciggntiona and attachmenta againat Ins limdsOT cfaattdi hmijUk
agecnted orkviedniore flian two calendar mondisbefiwtheiaanimg
of the foinmiaBonii/* are made TaKd^^^notwitiMlMiding any prior acl
of banknifiey, provided the parties had no notice
Onr buiknif% kar has dns pcoviao in the 2d fcc^ion (Istprorbo) :
iUe made and ei^^red into ]
fled against him or.by him,
▼ided d|at the other party io any snoh.dealin^ or tnmsartiansi
no notice of ajuior act of banldrnptor, oir of ^ nteitkm of the bait
nipt to take tiie benefit of this act'^
These provisoes hatife no bearing npqnAeLqneationi inrohed. No
icfekence is here made to ai^ executiona or attarhmiwli, as in the
Ensiirii statute, but diey are left to be governed by the last provko
of Ae 2d section.
llie bindii^ efleet of writsof >n/MMt in Ens^, b^
nkm law, was from the tested by the statnles of Kntadiy it is from
the deiiyery to ^ riieriff: bnt in ^ diaraotfer of this bindinff effect
diere is believed to be no odier distinction but in reipeet of the tune
of its commencement It misTbe proper dien to Icamirhit was die
comae of adiudication by die fenghsh conrts npdn dns question. In
Cooper t^. Cbitty, 2 W.Black. 65, 1 Burr. 20, it is said if a dMriff
take goods of a bankrupt in execution after die act of bankruptqr
and bmre commianon issued, and si^ diem after the fommiaaon,
trover w91 lie against him.
Again,^ the sheriff seiied the goods of a defendant under ajlbri
Jfbctof , and sold and ddivered &m to the judpnent creditor, in
srfsfagtion of the debt, after a secret; wfA <tf baifrqiicy oomm^ad
by die defendant, but before the ivuinE' of a nommiMann against
hnn: held, that die seixui^ and'iele cfthe goods waa a wrMgfid
conversion, for which the dieriff was liiUe in jm action of trover alt
the ant or the asngnee subsequent choaeiL Bdme v. Hntton,
3 M. ItSaott, 1, 9Bing^ 471, 1 C. &M. 962; reversing 8. C.
Tyr. 17, 2 C. &J. Id, 12 T. & J. 101, het4 by aeven judgea IL B.
mid C. P. (Gaselie, J.,difMii(ioa.) ; Pnoe v. Jlelyar, 1 pinrii. 507,
1 M. fc P. Ml; S. P. Porter v. Staride, 1 Mt fc S. 260; mofcsLV.
PhiDqia, S Cinqi. 129.
Farther, in Lazarus v. Waidiman, 6 Moore, 313, vdiere a tradf^
committea an. act of bankruptcy on the 9th November, and the
dieriff took hjs goods in execution on die 16th November^ and sold
diem on the 21st December, and a commisaion issued on the 23d,
and an assignment made on the 6th January following^ it was heU,
*<diat the assignee mi^t maintain trover against the riimff," idthoug^
he had sol J before the assignment was made, as the bankrupt's pn^
Vol. m.— 16 k2
lU SUPREME.COURT,
Savage's Assignee «l Best .
perty vested in him by such assignment from die act of bankntptcy
oy relation.
These authorities are deemed sufficient ta show that the binding
eflfect of anexecutiqn i^m its date, m England, was not sueh sft to
S've the execution creditor any lien or preference over other cre-
tors, unless the execution was in &ct levied before the act of
bankruptcy ; and if hot levied, the decree in bankruptcy, by relation,
reached ^ck, and efiectuaHy passed all the ri^ts df the bankrupt
to the assignee, as thc^ existed at the time of the'commission of the
act of bamcruptcy. And there is believed to be nothing in otir
bankrupt law which recjuires that it should receive a different inter-
pretation from die English statutes in this particular. The action of
some creditor was necessary to bring about the decree in bankruptcy;
it is, therefore, the efibri of the creditor, not of die defendant in the
execution, which brin^ about die decree. The investiture of the
HjB^ts of the debtor m the assignee is the act of the law, and die
ettect ojf die acdon ot one or more creditors, for his own benefit and
that of other creditors; and the result of this conclusion is, Uiat there
is a pro rata distribution of the bankrupt's property, rather thaffthe
appronriation of die yifhole to a single creditor.
Is me placing the execution in the hands of the sheiifT a dealing
by and widi the bankrupt, to which the first proviso in die 2d section
has reference? It is insisted that it is not The bankrupt has, in
that matter, been passive entirely. There has been no act upon Ids
part, which k to acquire sanctity by the lapse of sixty days, spoken
of in tfaisiNToviso. But in this case sixt|r days had not elapsed; there-
fore, this proviso is altogether inoperative.
Although when an execution is levied, and a sale made, the title
of the purchaser reaches bade, and is protecteil firom any effort of
die debtor to pass-die tide of the property, yet it is not so when two
executions are out against the same defendant, in fhe hands of dif-
ferent o£^cc9rfiH-that which is -first levied will hold, though it be
youngest in date; and a levy and sale under that which was first in
the httids of the officer, but 1^ levied, will be ineflfectuid to pass
any title to the purchaser. This is the law, as understood by the
counsel, in contests between execution creditors in Kentucky; and
it is insisted diat the case of a petitioning creditor in badcruptcy is
analogous to that of an execution creditor, and that the filing of the
petition by a creditor is tantamount to the levy of an execution: it
IS a proceeding by which a lien is acouired by the assignee, for the
ben^ of the general creditors, -ana will oust any such inchoate
lien as-that relied on as arian^ from an execution not in fact levied.
The assignee had his election to sue the sheriff or to sue the pur«
diaser of the land ; and having dected to sue the purchaser of the
land, who was the plaintiff in die execution levied thereon, and
httring Abwn tide and ngjtit of possession, die judgment should be
for die assignee, for die po^ession of the land.
JANUARY TERM, 1846. 116
SaTftge's Assignee v. Best
Frenchy for defendants.
The qiiofition on which (tie court 'below divided was, whether the
title acquired by ]>urcha8e under an execution which came to the
hands of the d^eriff before the act of bankruptcy, and was levied
after the act of bankruptcy, but before filing of petition In bankrupt-
CT, related back to the time the execution came to the hands of Uie
merifi^ and overreached the title of the assignee in bankruptcy; or,
was the tide of th6 assignee the better title?
The defendants rely on jdie last proviso in the 2d section of the,
bankrupt law, which protects ^^ any hens, morts^ages, or other securi-
ties on property, real or nerscmal,. which may be vsdid by the laws
of die states respectively. *
Hiat an execution, delivered io the proper officer, constitutes a
Hen on defendants' property, and that title acquired by purchase
under such execution relates back to the time' of deliveiy, is a pro-
petition most clearly settled by judicial decision iif Kentucky. In
Million V. Riley, 1 Dana, 359, execution was delivered to sheriff,
June 16th, and was levied August 5th. On the intermediate July
22d, defendant sold and conveyed. Held, that execution acquired
a Hen from June 16th, and that purchaser's title related back to that
time. He recovered, therefore, in ejectment against the vendee of
execution debtor.
In Clagett v. Force, 1 Dana, 428, after, execution delivered, de-
fendant removed a horse to Indiana, and sold him there. The piH^-
chaser brought the horse to Kentucky, where he was levied on by
the same execution, deHvered as-aforesaid. Held, that the lien Xvas
not lost by the removsd to Indiana, and sale there; and, therefore,
Aat the horse was subject to the execution.
Orchard v, Williamson, 6 .J. J. Marshall, 561 ; after execution
deUvered, defendant swapped a horse for another. Both were levied
on: aAd held, that both were subject^ one by virtue of the lien, and
the other as the property of defendant.
Addison, &c., v. Crow, 5 Dana, 274; levying an execution has
&e effect of rendering the lien more specific, ana of continuing the
Hen and-authori^ of the sheriff; further than this, it had no ereater
efficacy than placing the execution in the hands of the sheriff. Neither
the deHvery nor the levy divests the defendant of title : he may sell
and pass the title, still the execution is a lien or charge on the land,
and when completed by sale, the title relates back to the deHvery,
and overreaches all intermedial conveyances.
Hood, &c., V. Winsatt, 1 B. Monroe : after execution deHvered,
property was removed to another county. The execution was re-
turned on the return day, and another one issued to the county to
vriiich the property had been removed, and was placed in the hands
of the sheriff of that county the same day. Held, that the Hen \\ras
continued from the deHvery of the original execution.
Having referred to a few of the Kentucky cases, which hold, with-
116 SUPREME COUBT.
SftTAge's AsAignee v. Be-^V.
out tbe shadow of doubt, that an ezecutbn delivered acquires a liep,
I diall notice some of the dedsions in which the above recited {hto-
vise of the 2d section of the bankrupt law is broudit under review.
The leading case is that of Ex jparte Foster, 5 Law Reports, 66.
The question ju^cially decided in diis ca3e was, that by the laws
of Massachusetts a party proceeding b^ attatchnient did not-acquire a
lien on ttie attached propierty until judgment, and that a petitioner in
bankruptcy could enjoin proceecQnes on &e attachment, until it was
ascertamed whether me baDkn:qpt obtained his certifiQate. If he did,
he could plead the certificate in bar of the attaphments, and thus de-
fi«t ihe inchoate lien.
The profession jjenerallv, however, understood the case di&renfly,
and supposed die eflfect or it would be tocut off all judgment Sens,
execution liens, even thou^ levied^ venddrs'Uens, S^., from all
benefit under the proviso alK>ve refisrred to. TUm case, thus under-
stood, was rdied on as authority before other judges, and first before
Judge Conldinfl;, of New Yoik, in the case, in the matter of AUen
and others, 6 Law Reports^ 363.
In tins case judnnent creditors had attached qhoses m action.
The court sustamea the lien acouired by the attachment, evidently
hichnin^ to a broader definition of the Kens embraced by die proviso
in question thsji was given in £x parte Fosfter.
Tfa^ next case ia fowner and others v. Bracket, 6 Law Reports,
392, before Judge Prentiss, of Vermont.. He discusses the subiect
ably and at )aige, dedarinffhis opmion that every kmd of hen, unless
firaudulent,.to wit, the vendor's lien, attachment &ns, judgment Hens,
&c., are protected. P. 394, 396. Attachment binds a^ efiectusdljjr as
judgment or execution issued. Judgment or execution issued bmds
all me property of debtor^ JUh *Grosvemor v. Gold, 9 Mass. Rqp.
209, is Inferred to, to diow that the Hen of judgment^ execution is-
sued, and attachment, all stand on die same CTOund.
In Hau^ton v. Eusdce, 6 Law Report^ 505, Judge Thompson,
oi Vermont, decided that an attachment Hen was protected by die
proviso in question. He expressed the opinion that judgment BenSy
and such similar liens, were protected.
That the case of Foster was greatly misapprehended is evident firom
the subsequent decisions of Judge Story.'
Thus, in the case of Paiker and Blanchard, plainti£Es, in matter of
Mu^gridge, &c., 6 Law Reports, 351, after judgment. Judge Story
maintained the Hen by attachment; because, aner judgment, thare
could be no day in court to plead the discharge. He abo expressed
die opinion that judgment Hens were protected by &e proviso in
.question.
In the ease, The matter of Cook, 5 Law Reports, 443 Judge Story
exprened surprise that the case of Foster hau been so much mtson-
derstood, and in this latter casesustaiAs the Hen of the attaching ere*
ditors, who had obtained jud^;pient, declaring that this Hen was equi*
. JAN0ART TERM, ISO. Itt
TBkot to die comiboii law jodgmeiit Ika^ adding, diat he nefver
doitbted tliai tfiat.lieD w«8. rotacSed. r
M ^ judffe^ dien, 't<|Nmosie qNoiona I fiaye lefiBrred, oonceda
Oat judgDieiit lirai are protected; and Jad^ Prentw placet jadg>
meot.Uens and executioiia inued on the same footing.
I will endeaTouryfliraier,to diow thai tiie Ben df execution MMed
k Mty eqoiyalent to the judgment Men.
Land by tte common law, aa it original^ stood,, waa not, except
under some peculiar circumstances^ subjedt to the debts of the own^*
2 Bac. Abr/tit £aeciili(m, A, 686; 3 Black. 418.
Hie judgment lien on Iknd arises 'from the construction of the
statute of £award 1, chap. 18, commonly called the statute of West-
minster. See.Ez {Ntrte Foster^ 6 Law Kepoita, 63, 67.
' It was by this statute die eh^ was fljren^ by Ti^^
judgiaoent creditor has hie electicm to tuse a VEm yboat-^for tfiepSale
of ^goofla and ch&ttels, or flie eligit-to extend flie goods and chattels
and one^half die land. See 2 Bac. Abr. tiL ExecuHam^ A, 686;
3 Black. 418.
This statute does not expressly ^ve any lien, but only authorizes
the creditor, at Us election, to sue out the. cJiffit directed to die
sheriff, and the coomtand of die writ as prescribea is^ that the sheriff
shdl levy the debt ot the goods and chattds, and one-half the land.
See form of writ, 2 Bac. Abr. tit I^xeadiany C, 710.
; It is byxonstmction of this statute, die writ relates back, to the
judgment, and oreireaches all inteimediate eiicumbrances.
In like manner, at commoniaw, iheiien/aciaiy which commanded
the sheriff to levy die.dclit of the goods and chattels, related back to
its teste, and bound from diat time.. 2 Bac. Abr. tiL Execution^ I,
733 ; as judmients did from time of judgm^t, same tide, 731,
By 29ith Charles 2, the"^ statute of frauds, (die same from which
the Kentucky statute is copied,) executiompbnly bird from the time
they are delivered. 2 Bac. Abf. tit ExeaUian^ L 733.
Judgments docketed, and executions ddivered, are evidently, in
Baj^n, at die paoes t^ited, (731, 733,) placed on the same footmg.
Tliey seem to be placed on the same footing in tte case of Foster,
6 LawReports, 63, 67.
There are some otiier striking analo^es betireen judgments and
executikms issued, which Itwill notice.
An execution, as concealed, does not vest a title until executed,
neidier does a judgment Ex parte Foster, 5 Law Reports, 64.
Covenant of seism is not broken by outstandirtg judgment. Sedgwick
V. HoDenback, 7 Johns. 380.
As between execution plaintifis, he that by superior dilk;ence ac-
ouires the first levy is preferred ; so between judgments oithe same
oate, he Aat first dues ^tecution- and sells, acquires a preference.
Adan^o. Dyer, 8 Johns. 360; Watterman, &c., v. Haskins, 11 Jo^ms,
230.
118 SUPREME COUBT.
I - -
8«T«ge'tf Assignee v. Best
Ssde under Junior execution, if first levied, would be valid ; so is
sale under junior Judgmetkt. Sanford v. Roosa, 12 Jo)ms. 162.
To conclude, tben, die title of die assimee can only relate back to
die act of bankruptcy. The title of the defendants, as we have seen
by the cases of JVuUion t;. Riley, 1 Dana, 359, and Addison, &c., v,
Cfrow^ 6 Dana, 274, relates back to the time the execution was de-
livered to the sheriff. This period being anterior to the act of bank-
ruptcy, the title of the defendants is older than that of the plaintiff
2d. All the authorities concurring in tl^ opinion, mat juds^
ment liens are protected by the proviso in the 2d section, and the
anabgies between the judgment lien and execution issued being ao
striking, I would respectfmly maintain, tha^ the title of the defend-
ants ia also protected by the proviso referred to.
Mr. Chief Justice TANEY delivered the opinion of the court.
This case comes before the court upon a certificate of division l)e*
tween the judges of the Circuit Court of the United States for tixe
district of Kentucky, upon the foDowing statement : —
^VSavafi;e had the title to the land; the plaintiff claimed under tixe
decree of his bankruptcy; the defendant, under a sheriff's sale under
an execution.
^^The act of bankruptcy of Sav^ was committed on the 27th
April, 1842; the petition of his creditors was filed against him in
tl^ district court on the 25th day of June, 1842, and he was de-
clared a bankrupt on liie 26th October, 1842; the plaintiff was ap-
pointed the assignee, and this is his title.
"An execution oi Jieri facias on a judgment against the estate of
Savage was delivered to the sheriff on the 9th April, 1842, before
the act of bankruptcy, and was le'vied on the land on the day
of ^before the petition; but cdler the act of bankruptcy
the defendant purchased at tne sherds sale, had his deed, and this
was his title.
" The Question was, has the plaintiff, by the decree of bankruptcy
and its relation back to the act of bankruptcy, the elder and better
title; or has the defendant, by the prior dehvery of the execution
into the hands of the sheriff, and his levy of it, before the petition
was filed, the prior and superior tide ?"
The statute of Kentucky, upon this subject, provides " that no writ
cf^fierifadasy or other writ of execution, shall bind the estate of the
defendant or defendants but from the time such writ shall be de-
livered to the sheriff, pr other proper oflBcer, to be executed.** Ac-
cording to the laws of that state a jud^ent is not a lieii upon land,
and the real as well as-personal estate is not bound until the process
of execution against die property of the defendant is deliverea to the
officer. The question to be determined is, whether the delivery of
ike ^fieri facias to the sheriff t^ be'cxecilted created a lien on the pro-
perty of the defendant, for driS &nount for which the execution was
JANUARY TERBi, 1846. 11&
Savage'ii Astignee «. Bett.
iflsaed? If it did, the title of the defendant is the superior and bet-
ter title, and protected by the last proviso in the 2d secticfn of. the
act to e^ablidi a uniform system of bankruptcy throug^ut the United
States.
In construing the statute above mentioned, the decisions of the
courts of Kentucky have not been entirely uniform. In the case of.
Tabb V. Harris, 4 Bibb, 29, decided in 1816, it was held, that the
de&ver^ to the sheriff created no lien on the property of the defend-
ant. In a subsequent case, however, in the same volume, Daniel t;.
Cochrane's administrator, 4 Bibb, 532, decided in 1817, the court,
in delivering their opinion, speak of the Hen of a Jieri Jacias^ from
the time it was delivered to the sheriff to be executed, as if it were
a known and settled principle of law in that state. But this was not
the main point in that civse, which turned upon the Question, whether
the execution continued to bmd the property of the debtor until the
judgment was satisfied. The court neld that it did not, ^nd that the
Hen ceased- after the return d^y of the execution, if it was not levied
before. The question, as to me lien acquired by the delivery to the
^cer, again arose in the case of Kilbjr v, Haggm, 3 J. J. Marshall,
SOS, and in this case, which was decided in 1830, die doctrine in
Ae case of Tabb v. Harris was fully sustained ; and it was directly
and distinctly decided, that the delivery to the sheriff created no lien
against any other creditor, and that an execution afterwards placed in
the bands of the sheriff, if first levied upon the property, was entitled
to a preference.
But in the case of Million v. Rvle^, 1 Dana, 360, decided iiv 1833,
the court held, tiiat die plaintiff obtained a Ken by die ddivery to the
sheriff, and that the tide acquired by the purchaser, when the execu-
tion was reffulariy levied and the property sold, related bade to the
deliveiy to me officer; and they speak of this lien as secured to the
creditor by the Kentucky statute. In 1837 this subject again came
before the court, in the case of Addison and others v. Crow and
odiers, 5 Dana, 274, and in this case the question appeara to have
heen veiy fiilly considered, and the case of Million ».' Rylcy was
refierred to and commented on, and the principle decided in it in
rdation to the^li^i of an execution re-amrmed. In this case the
court say *^die levy of dijieri facias upq^ the hnd of the debtor ua-
doubtemy renders the lien more speciiSc, and being a necessary step
in the execution of a writ, completes the authority of the officer to
sell, and has the fiirther effect of 'siving continuance both to the au-
diority and the lien, which would otherwise expire with die return
of the writ And we do not perceive any necessity or reasonable
ffiound for a^;cribing to it any other efficacy than this ;" and in page
277 of the same case, the coinrt again say, '^ no reason appeai3 toi
attributing^ to a levy any efficacjr except as one step towards die con-
summation of the uen arising from the delivery of the execution to
die officer."
190 BUPBEME COUBT.
United States ,«. Oemr.
This is tfie latest df anon m fhe courts of tfie state to yMdk we
have been refened, oi of which we are aware, and, as we hare al-
ready said, it appears to have been well considered. And wfaaterer
doubts might before have been entertained, we must, imder die an-r
tfioritfr of this case^jregard it as the setded law of the state, that the
creditor obtains a hen upon the property of his debtor by the defireiy
of ihi^ fieri fadoM to the sheriff; that it acquires no additional vdid^
or force by bein^ actually leried, but that flie lien is as d[>solute be-
fore the levy a»it is afterwards, and continues while die procte re-
mains in die hands of the sheriff to be executed.
In this view oif die subject, it is unnecessary to examine or to re-
mark upon die cases wl^ch have been decided in other states or in
England, because the question depends altogether upon the law of
KentucW. And as by the laws of that state a./m fadoi^ when
detiTered to the dieriif^ is a Wep, tqpon the property of die debtor
while it continues in the hands of the officer to be executed, die cre-
ditor is not deprived of this lien by an* act of bankruptcy on the pait
of the debtor committed before the levy is made^ but after the exe-
cution is in the hands of die sheriff In die case before us. therefore,
the court are of opinion that die defendant, by die prior ddivery of
the execution and the subsequent levy and sale, has the priot and
superior tide, v^ we shall ceitify acconiingly to the Circmt Court
Thb Unitid Statbs, Plaintipf, v. Hubkub H. Gsabv Dipimdaiit.
Tm Ui^mD States, CoMPLAiNAifT, v. Hbsxkiab H. Gsab, Dbpbhd-
Ainv
The set of Ctmgrees entitled ** An act to create additional land districts in te
. states of mmois and Missoari, and in the territorv north of the state of m^
nots," approved Jane S6th, 1884, does not require the President of the United
States to cause to be offered for sale the jpublic lands pontaining lead minti
titnated in 4he land districts created by said act
llie said act does not require the President to cause said lai^ eontaininf lead
mines, to be solc^ because the 6th section of the act of the 8d March, 1807,
entiUwi *<An act making proTisidh fo^ the disposal of the [>iiblio lands situated
between Uie United States military tract and the Connecticnt reserre, and for
other purposes," is stiU in iViU forced
The lands containing lead mines in the Indiana territory, or in that part of it mads
into new land districts bv the act of the S6Ui Jane, 1884, i^re not subject, vnder
say of the pre-emption laws which hare been passed by Congress, to a pr^
emption by settlers upon the public lands.
The 4Ui section of the act of 1884 does in no way repeal any pait.of the Wk
lection of the act of the 3d Warch, 1807, by which the lands containing iMd
mines were reserred fbr the ftitore disponl of ihe United States, by wiich
{rants for lead-mine tracts, discorered to be such befopi Uiey may be boighl
from the United States, are declared to be ficaadaleat Knd mU, and which aa
JANUARY TElAf,' I8M. Itl
Uaited 0lat«t •. 0«*r.
the PrttMoii 10 lesM uj lead oriM wUoh Ind ben, or might bt^
toboToced in the Indiana te^rilonr» Ibr a tenn not ezoMdiag Art jaan.
The land containing lead mine^* in tne ^tridtt made by the aet of l^Bi, are nol
•vbjeeC to pre-ebiptioh and tale onder anj of the ezitting lawi of Congresa.
DMng lead ore from the lead minee upon the pnblio landt of the United States
IS aneh a waste aa eotitlet the United Btatee to a writ of i^anetion to ra-
* lit
Trntn two catai came up fiom tficf Cireok Cooit of ike United
Slatai fMT tlie digtriet of IKaois, and inToIred die ririil of Gear, the
drfrndatiti to > tgact of had upon whadt thete waa tlcad mine> T^m
firatwag «a actiop df treapaaa yimrg elmmHm fr^fU on the common
bw aide of ttie court; and me eecond a biB m diaacefT, .with a
nnmr fiir an iquaction to atay waate, on the equity aide. The
dediFition charg^ Gear widi ngTing^ brdoe and entered the nordi
haV eeetion 83, townifa^ 39 ttorOt, linge 1 eaat, nd die goudi half
of fiictiottal aection 8, townrfi^ 5t6 north, range 1 eaat, bodi being
*: of die feoidi prmcipal mandtan, and then end ditfe dug up die
1 lead oief dec., oc
Tlie "di>frndanf filed aiz pleaa, all jeadng on die ground thgt he
had aetded, reaided on, and occupied die land m (jueadon in die
year 18S7 , and cultivated a part thereof, and had ever amce remained,
coadnnedy and atill waa in th!e ppagMion diereof, and waa lawfully
entitled to the pre-empdon righto said quarter aecdon; aaidpremiseg
beii4[ subject to pre-emption rights, and not yet oflered tor sale by
die Presicki^'s proclamation; by roson whereof he, the defoidant,
durlead.oie or mineral, as he miriit lawfully do, &c., fto.
. To thoe ideas the plamtiA itoBed, in aubstence, that die quartei^
aaetion of bind waa, and always had been, the property of die plain-
tifi; diat it contained a valnable lead mine, the eziatmice of irfiich
was wdl known-to die defimdant before and at the time he sfBttled
iqKm the land, &c.
To diese renhcations the defendEant demurred generally, and die
plaintifi joined in die demurrer.
The same piinrades were inTolTed in the chancery case, alleged,
of coarse, in a difl£rant manner.
When the canae canva up for amiment, in the court below, die
nidges were dirided in opinion, aiMi die questions AxAj cerdfied to
mis court Thqr are somewhat difierendy stated in the two caaea,
and it ia proper to mendoo bodL
In die dumceiy caae tfaqr are dius stated:
1. Whedierdieact of dongress, entitled << An act to create addi-
ttonal land districts in the states of Illinois, liG8Souri,jand the territoiy
noidl of die state 6[ nfinois," approved June 96di, 1834, so fiur re-
peds die 6th sectkm of die act of die 3d of Mard^ 1807, endded
^An act making proTision fi»r the disposal of the public lands situated
between die Umttkl States militaiy tract and die Connecdcut resenre.
and fcr odier purposes,'' as to subject die lands mendoned in said
aet of June 90di, 1834, contaming lead mines, to be entered and
Vol. IIL— 16 L
laa SUPREME COURT,
United States v. Gear.
Pjorchafled by pre-emption under any of the pre-emption laws of
Congress?
2. Whether the said act (1834) requires die iPresident of Oe
United States to cause lands containiiig lead mines to be sold, or only
authorizes him to do so in his diacretion?
3. Whedier lands containing lead mines are subject to be hdd or
purchased under any of the acts of Congress granting the rights of
pre-emption to setders upon die public lands ?
4. Whether the dig^ng lead ore from the lead mines upon tte
Giblic lands of the United States is such a waste as entitles the
nited States to die allowance of a writ of injunction* to restrain?
In the common law case they are thus stated :
1. I)oes the act of Congress, entitled ^' An act to create additional
lanH districts in the states of Illinois and Missouri, and in the territoiy
north of the state of Illinois," approved June 26di, li334, require the
President of the United States to cause to be offered for sale the pi:b-
lic lands situate in the land district created by said set, containing
lead mines?
2. Does die said act require the President to cause said lands,
containing lead mines, to be sold, notwithstanding the 5th section
of the act of the 3d of March, 1807, entitled ^^ An act making proTi-
aons for the disposal^of the public lands situated between the united
States military tract and the Connecticut reserve, and for other pur-
poses?"
3. Are the said lands, containing, lead amines, subject to pre-
emption under any of the pre-emption laws which have been passed
by Congress?
4. Does the 4di section of the said act of 1834 so fju* Irepeal die
5th section of the act of 1807, as to subject the public lands contain-
ing lead mines to be sold by the United States in the same manner
as other public lands not containing lead mines?
5. Are die said lands, containing lead mines, subject to pre-
emption or sale under any of the existing laws of Congress?
The acts of Confess referred to are ue following: —
On die 3d of March, 1807, an act was passed, (1 Land Laws,
162,) bv the 5th section of which it was enacted, ^^That the
several lead mines in the Indiana tertitory, together with as many
sections contis^uous to each as shall be deemed necessary by the
President of the United States, shall be reserved for the fiiture dis-
posal of the United States; and any grant which may hereafter be
made for a tract of land containintg a lead mine, which had been
discovered previous to the purchase of such tract from the United
States, shall be considered fraudulent and null. And the President
of the United States ^aH be, and he is hereby, authorized to lease
any lead mine which has been, or may hereafter be, discovered in
the Indiana territoiy, for a term not exceeding five years."
_^ JANUARY TERM, 1846, IM
United States «. Gear.
At that time die land now included within die state of Illinois was
part of the Indiana territory.
In 1827, Gear, the defendant, entered upon the north half of sec-
tion 23, town^p 29 north, of range I'east, erected a house upon it^
cultivated and occupied it.
On the 29th of May, 1830, Congress passed <^An act to grant
pre-emption rights to settlers on the public lands," the first section of
which was as loUows :
'^ That eveiy settler or, occupant of the public land prior to tfie
passafi;e of this act, who is now in possession, and cultiyated any
p^ mereof in the year 1829, shall be, and he is hereby, authorized
to. enter with the register of the land^office for the dismct in which
such lands may be, by legal subdivisions, any number of acres, not
more than one. hundred and six^, of a quarter-section, to include
his improvement, upon paying to the United States the then minimum
f)rice of said land : Proyided, however, that no entry or sale of any
and shall be made, under the provisions of this act, whidi shall
have been reserved for the use of the United Stsiies, or either of the
several states in which any of die public lands may be situated."
The 4di section declared, that die sale of the pubUe lands should
not be delayed, nor should the act be available for those who failed
td make proof and payment, and concluded as follows:
^^Nor shall the ndits of pre-emption contemplated by this act ex-
tend to an^ land which is reserved trom sale by act of Con^ress^. or
by order of the President, or which may have neen s^propnated for
anypurpose whatsoever."
The act was to remain in force for one year after its pitssage.
On the 5th of April, 1832, Congress passed an ^^ act sunplemen*
tary to the several laws for the jBale of the pubhc lands," which per-
mitted the public lands to be purchased either in entire s^ons, half-
sections, quarter-sections, half quarter-sections, or quarter quarter-
sections, and contained three provisions, the third of i^ch was as
follows :
" Provided further, that all actual settlers, being house-keepers,
upon the public land, shall have the right of pre-emption to enter,
within six months after the pas^tge of this act, not exceeding the
quantity of one half quarter-section, under die provisions of this act,
to include his or their improvements, under such regulations as have
been, or may be, prescribed by the secretary of die Treasury," &c.
On the 14th of July, 1832, Congress passed '^An act supple-
mental to an act grahtu^ the right of pre-emption to setders on the
|)ublic lands, approved on the 29di of May, 1830,*^ which is too
ong to be Quoted. The puiport of it was to extend to occupants
ana setders me privilege ffranted by the prior act until one year after-
the surveys had been made, or the land had bean attached to a par-
ticular land district
.On the 2d of March, 1833, an act was passed reviving that of
IM BUPftEME COURT.
United 8tal«t «. Gear.
Aprfl 6di^ i832y extending ibe jviTikges mnted bjr ttnt act to die
3ame penod as dM>8e just mentioiied, ana placing die benefidariea
of the two acts of die oth of April and 14di of Jwj upon the same,
footing.
In 1834, two acts were passed, one on the 19th and one im die
26di of June. That of die 19th wa9 to leviTe the act to mnt pre-
emption ri|^ti to settkis on die pufafic lands, approved mj 29tfa,
The Ist secdon declared, diat erevy setdar or occupant of the
jrablic lands prior to die panage of the act, who was then in poase^
flion, and culdyated any part thereof in die year 18&, should be
endded to all the benefits and priTikges proyidled by die act of S9di ^
May, 1830; which act was revited and continued in force for two
yeara.
the act^f die 26di June was entkled << An a0t to create addidond
land districts in die states of Illinois andHissouri, Od in the temtoiy
north Off die state of Illinois.''
The 4di section enacted, *^ dial die Ptesident diaU be audioriized,
.as soon as. the survqr shall have been completed, to cause to be
offered for sale, in the nanner prescBb^d by bwj all the lands lying
in nid land districts, at dieland-oifices in die respective districts in
which die haid so ofiered is embraced, reserviiu| mity secti<m 16,
in each townsh^, the tract reserved for die village Galena, such other
tracts as have been granted to indmd'tals and the stateof niintns, and
such reservations as the President shaQ deem necessary to retain for
military posts, any law of Congress heretofore ezistii^ to die con-
trary not!iritl|stanaing."
On die 82d of June, 1838, an act was passed, die tide of whidi
was ^^ An act to grant pre-emptbn rights to setders on the public
lands." It enacted that every actual settler of the public lands,
being the head of « fomily^ or over twenty-onr years of age, who
was in possession .and a ^quse-keeper, by personal residence diereon
at die time of the passase of the act and for four mcmths nett i»e-
ceding, diould be entidea to all the benefits and privileges of the act
of May 29th, 1830; which-act was therebv revived and continued
in force for two yeeia tt contained a number cf provisions, one of
vdiich was, that it should not be so construed as to sive a rig^ of
pre-emption to anv land apanally occupied or reserved for town-lots
or other purposes by authority of die united States.
By the act of the 1st June, 1840, die above act was continued in
force until ^ 22d of June, 1842, subject to the exceptions therek
contained.
On die 4di of September, 1841, an act was passed entided ^ An
act to 'iqspropriate the proceeds of die sales of the public lands, and
to ffrant me-emption ng^ts.'^
The 10th section granted pre-emption ri^ts to actual setders, widi
several limitations and exceptioiis, two of which v?ere as follovrs, vis. :
JANUABY TE^M. 1S46. Mt
^ '
Uoited States «.. Gear.
«No lands included m anj reservation bjr any treat^^^law, or pro-
clamation of the Resident of the United States, or leserr^ fo san^
or for other purposes,^' and *'no lands on which are sitaated any
loiown salines or mines, dott be liable to entiy nnder and by Tiitiie
of the proTisions of this act"
/felson^ attomey-generaly for the United States.
Hardiny for the defendant
JTelion. The early ads of CongresB upon the sabjectare allslatad
in Blr. Gilpin's argument, 14 Peters, 629. The act of 1807 resenrcs
an lead mmes. n that $^ is still in force the CBtfe is deariy widnn
it, because the reriieation^nTeis ^ existence of a lead mine on this
tract of land, and it is not controverted. If the oa^e is withdrawn
from the operation of thal.act,.it must be through the eflect of some
one of the pre-emption laws. Let iis;inqiiire.
By the act <^ 1830^ 1 UndXaws, 473, 474, chap. 401, there is
no nght of pre-emption in lands reserved from nie.
Ibt of 1832 cannot apply, because there is nodiinff in the record
to show that Aedefimdantmadean an)licirtion forflii8land,a]idtfraa
broUg^ himself withmtiie provisions of the act
That of 1834 merely revived the act of 1830. Of course die same
restiiction was contuiued; and by.that <tf 1838 it was continued for
two years longer.
By the act of 1841, Session Acts, p. 26, chap. 16, section 10, no
landTis to be entored on which lead mines are.
Iirno act is there a pre-emption right v^arying from that given by
Ast of 1830, except in the kw of 1832, which says it shall be subject
to such conditions as &e secretai^ of the Tre«suTy should impose.
But, m making tiiese conditions, it was his duty to conform to the
settle policy ^ die country.
Tteie acts may thei^ be laid aside, as having no bearing on die
case. The one under which the controversy arises is that passed in
1834. At diis session, two acts weie passed,, viz. : 1834, chap. 467,
passed on 19di June ; 1834, chap. 6!^, passed on 26th June.
The 4^ section of .the latter act is the dause to which the atten-
tion of die court should be directed. It authorizes the President
to offer for sale the lands dierein mentioned, with certain exceptions ;
and it b contended, on the p^ of the defendant, that lead mines are
not named in die exceptions, and that, consequent^, the rig^t of
pre-emption accrued.
The question is, does this act repeal dxat of 1807, and audiorize
die President to seU without regard to the restiictions imposed upon
lam bydie act of 1807? I tiiink jiot; because,
1. The act of 1834 was not designed to bear unon that of 1807.
It had a different object in view, professing to estaoUdi land-offiofs.
There were tvFO laws passed at that session, one seven days after die
odier. The* cme first passed provided for pre-emptions, and reserved.
l2
IM SUPREME COURT,
United States «. Gear.
lead mines. Is it probable tM these proTiflioiiB would be repealed
by a law paa^d a few days afierwards, and purporting to regulate
an entirely different tnatter?
2. In every subsequent act, of 1838, 1840, 1841^ there is the
same reservation as in 1830, which is a strong lesislative exposition
of the meaning of Congress. In the distribution mw, it is rq>eated;
and tfie practice of the executive department has dways been to re-
fuse tomnt such lands.
3. There is another legislative interpretation. In 1842 (chap. 190)
an act was passed, including Wisconsin in die act of 1834. Those
who had entered lead mines were indemnified, and allowed to enter
odier lands, provided they did not violate die act of 1830.
4. By the section of 1834 under consideration, the President
mig^t ofler the lands for sale, but it was ndt incumb^t on him to do
80. He had a discretionary power, which carried with it the rig^
to refuse to sell them at the minimuin price ofone dollar and twenty-
five Cents per acre. See opinion of Attomey-Goieral Butler, 2 Land
Laws, 127, 128.
In. 14 Peters, 526, die court has decided this (mestion. In that
case the contract for leasing was made after 1834. It is true, that the
act was not noticed in the argument, but this shows the opinion to
have been then, that the act had nothing to do with the subject It
was aigued by Mr. Benton upon a dififerent ^ound.
But suppose diat the President was authorized to sell these lands.
How does the ri^ of pre-emption follow? This is a matter regu*
lated by Congress only. Does the act of 1834 give a rig^t of entry,
before the lauds are ottered at public sale? The act of 1830 mig^
have thrown open all lands, then in the market, to pre-emption rights;
but it does not follow that that of 1834 did so, too.
As to die propriety of granting an injunction in the equity case, on
the ground that the bill alleges, that the injury will be irreparable,
see 2 L^d Laws, 17; 3 Wheat. 131; 2 Story's % 207, 208;
Dewey on Injunctions, 137, 183,. 184, 112.
Hardinj for defendant
The act of 1807 reserved lead mines firom sale, but left ihem sub-
ject to the fiiture action of Congress. They were liot a{>propriated to
any particular purpose: no, plan was adopted for their subsequent
eovemment. All diat was done by that act was to say, that at some
time thereafter Congress would consider what course should be taken
with recard to them. They were, tlierefore, just as much open to
the legislation of Coneress as any other portion of ^ public lands.
If an appropri^on of mem had beai made, to take immediate efiect,
the case would have been difi*erent ; for there is a distinction between
reservation and appropriiltion. Grants made by executive officers
were declared void ; but tUs was not intended to guide future con-
gressional actiofi. By die act of 1830, pre-emption rights are given
JANUARY TERM, 1846. 127
United States V. Gear.
in the broadest sense, except where lands are reserved for the United
States. But they were often reserved for canals, hght-houses, &c.
As long as die^t of 1807 was in force, we admit, that the act of
1830 dud not give a right of preemption to the land in question, be«
cause it was reserved from sale. But the act of April 6th, 1832,
permits Quarter quarter-sections to be entered, and extends the privi-
lege to all house-keepers, who had settled on the public lands, m the
broadest possible terms. The defendant's plea shows him to have
been entitled to claim it. There was no reservation in the act. It
has been said, by the attorney-general, that no settlement could be
made on lands which had not been offered for sale, and that the
secretary of the Treasury must prescribe regulations. But the veiy
term implies a recofi;nition of a settlement thus made. What is it?
Pre-emption : a right to purchase before the day of public sale. Be-
fore the passage of such a law, a settler was an intruder; but after-
wards, he had an estate upon condition. And if he complied with
the act, he fulfilled the condition, and the estate became absolute.
It has been called a gift. But if so, it was a rift under a legislatiye
srant, which, in effect, vests the title, of which a subsequent patent
IS only the evidence. . 2 Kent, 255 ; 4 Peters, 408, 422; 2 Howard,
316,344.
Beinjs; so, it was not in the power of the President or any execu-
tive officer to take it away.
If we look to results, diey are all in our favour. The object of
Congress, in making the original reservation, was to prevent mono-
poly, but not the general s^ement of the country. The leasing
system has not paid expenses, and it injures the land. The secretary
of War has, for many years, recommended that the lead mines shonld
be sold; and we 8«v, that Congress has ordered it, bittihat the Pre«
sident has improperly withheld them from sale.
By the act of 26th June, 1834, the President was authorized to
sell the public lands with certain reservations, and these are not with-
in the reservations. But the attorney-general says, that the President
was only authorized to sell ; that it was a matter within his discretion*
Be it so. This removes them from the list of reservations ; and being
no longer reserved, the pre-emption law of the 19di June comes in
and operates upon them. What construction must be given to the
word " authorized i^^ We say, it makes it the duty of the Presi-
dent to sell.
It is not only used so in the act of 26th June, 1834, but in all acts
in which Congfess directs or authorizes land to be sold by order of
the President. As in these acts: February 17th, 1818, sect 3, Land
laws, 294; March 3d, 1823, sect. 10, Land Laws, 364; July 14th,
1832, sect. 2, Land Laws, 511 ; July 7th, 1838, sect. 1, Land Laws,
578; March 3d, 1815, sect. 5, Land Laws, 260; May 6di, I8i2,
sect. 1, Land Laws, 214.
Congress never does order the President in imperative terms. The
1S8 SUPREME tiOVRt.
United States «. Gear.
lanmwe is courteous; but it is a ministttial ^enct to proclaim the
laods for sale. Grignon v. Astor^ 2 Howard, 344.
Tiqr power can he exevcised.by otfae* officers tfian the President;
and ii^the foUowii^; cases other subordinatetofficers are authorised, :
oliot directed, to make sales, &c. : secretery of War, March 3d, 1803,
sect 3, Land I^ws, 99; secretaiy of Treasury^ March 3d, 1826,
sect 1, Land Laws, 403; resisters and receivers, April 27th, 1816,.
sect. 1» Land Laws, 274 ; April 3001, 18H), sect. 1, Land Laws,
176; << proper officer,'* May 13th, 1800, sect 1, Land Laws, 78;
^commissioners," Ju^ 14di, 1832, sect 2, Land Laws, 610. See
also, acts 23d August, 1842, sect 2, Acts, 124; 4th August, 1842,
sect 1, A<^, 83; lOdi May, 1842, sect 1,-Acts, 14.
These lead-mine lands bc^ ^udiorized to be sold, without any
leservation, and no power ezistmg in the Pre^dent to reserve them
from' sde,; more than any jother public lands, so much of the lawof
1807, as <^ resenred diem for Oic future diq>08i4 of the United States,"
was necessarily repealed bjr the act of 1834. The reservation being
taken ofi^ they' become subject to rights of occupancy, as other lands,
and setders acquiring ririit8to.pre-emption,by virtue of pre-emption
hws^ cannot be divested of these ri^itsbythe refusal of die Preadent
to proclaim them fortak,
if the pre-en^tion laws, pasned prior to die act of 1834, did' not
five the defendant a rijriit or pre-emption, the pre-emption law of
838 did. This act m^es no mention of reser?ikig lead mines. It
is provided in this. act, that it diall not extend ^^ to any land specially
oosapied or reserved for town lots, or other purposes, by autiioD(y
of dis United States.^
These lead-mine lands w6r6 not occupied or reserved ferany pur-
poae by ^ United Sts^es. They were, in 1807, reserved from sde
for future disposal; but nowhere are diey m>ropriated or reserved
for the use of die government, to d^. mineral, or other q>ecial.t»e.
The object (^ the original reservation was to delay the sale until
Congress shoulddetermine what dispositicm diould be made of tfaem^
J3y & law of 1834, and the various pre-emption kiws, Cpngress has
antiborized dieir sale and disposal; and mj are not, consetfiieiktlT,
widun the meaning <^ any reservation or appropriation mentioned m
^ subsequent pre-emption laws.
On aD pubhc lands, authorized to be sold, citizens are pemitied
and encouraged, by this pre-emption laws, to m on dion an4 ihh
prove them. To do jk>, th^musC erect houses or^ak up die natural
meadow, and fell trees. These aie all acts of waste, according to
die common law.
The old acts of Congress against waste, and to punidi for.treflpassea
in cutting timber, &c., are inconsistent with these pre-emption laws,
and the rights and privileges*granted to occupants under them ; coin
sequently, th^ are repealed^^by tl|e pre-en^ption laws subsequent^
passed. Neimer action can therefore w sustained.
JANUARY TERBff, IStf, N»
United States «. Gear.
JVUfon, in r^ily and conclofton.
The qaesdon of a general reaenration does not arise in llie caae*
The lepucation seta out, that defendant knew that mines were on die
land; and by his demurrer he admits diat he knew it The act oi
1807 reserves mines, and declares, that all grants of diem shall be
considered fraudulent and null. Under this act alone, the defiaidant
would hare been a trespasser, even if he had obtained a gno^ of
die land.
It has been said, that the district attorney had no rifjbi to faring
suit without die authority of an act of Congress. But the Consdtn-
tion -makes it die duty of the President to see that all laws are exe-
cuted, and the power to sue results from the nature of thmgs.
The act of lo30 is the 'first and general pre-emption law ; and no
law, now m force, is inconsistent with this. It says that its proyi-
sbns do not apply to lands which were resenred from sale ; but die
act of 1807 haci already reserved these lands.
He act of April, l&i32, has no application. It was not designed
as .a pre-emption law, but to allow smaller subdivisions than had
tfeen before tolerated. The claim here is not for one of these sob-
ifi^ions, but an entire quarter-section. But the privilege granted
by the act of 1832 is confined to half quarter-sections, and extends
to no larger amount
The act of July, 1832, merely eare an extension of timet
The act of 18m appears to be me chief reliance of die defiendant
We admit, that if the court think that this act flAruits the lands, Ae
plaintiff is not entitled to maintain this suit out it does not pro-
fess to be a preemption act It is to create additional land-dis-
tricts. It airtfaorises the President tp do certain tfainn in the man*
ner prescribed by law. But a pre-emptioner can oi^ claim under
an act of Congress, and diis act does not eiye him boweri to enter,
wbidi b expressly prohibited by the act of 1830. It does not fi:>l-
low that any pre-emptioner may take up lands as soon as their sale
is authorized. No statute giyes him such a right The cmestioa'
is, ^at was the intention of Congress in passing this law? The
answer must be sought in die act itself, and in the circumstance
AAt, seyen ^ys before, a regular pre-emption law had been passed.
llie act of 1838 contains many res^ryations, and it is argued that
mines are not included within them. But the general phnse, ^*for
other purposes," will include mines; and besides, it professed tore*
yiye the act of 1830, with all its reseryations.
Bfr. Justice Waykx deliyered the opinion of the court
From the fiyrefl;oiiig statement of all the acts of Congr^n haying
ai^ bearing on the subject before us, we think it obyious it was not
intended to subject lead-mine lands in the districts made by the act
of the 26th June, 1834, to sale as other public lands are sold, or to
make diem liable to a pre-emption by setders.
Vol. m.— 17
IdO SUPREME COURT.
United States v. Gear.
The argument in support of a contrary conclusion is, that the reser-
vations in the fourth section of that act, with the authority given to the
President to sell all the lands in the districts, any law of Confess
heretofore existing to the contrary, notwithstanding, exclude lead-
mine tracts in those districts from the operation of the act of the 3d
of March, 1807. At most, the lan^age of the fourth section of the
act of 1834 imparts only an authonty to the President to sell, given
in the same way as it has been conferred upon him in other acts
providing for the sale of the public lands. Then the question oc-
curs, whether the section of an act, in general tenns to sell, (certain
reservations excepted,) without any reference to a previous act,
which declares that lead mines in the Indiana Territory shall be re-
served for the future disposal of the United States, is so mr a repeal of
the latter, that lead-mine lajfids in a part of that territory are subject-
ed to sale as other public lands are. Why should Congress, witnout
certain words showing an intention to depart from the policy which
had governed its legislation in respect to lead-mine lanas in the
whole of the Indiana Territory, from 1807 to 1834, be supposed to
have meant to exempt a portion of the lead-mine lands in that territoiy
from that policy, in ari act, the whole purview of which was to create
additional land-sale districts? Besides, the reservations in the fourth
section of the act of 1834, except the tract for the villag;e of Galena,
are no more than the reaffirmance of some of the provisions of other
statutes respecting reservations made or to be made out of the public
lands in other districts ; and cannot, therefore, be considered as an
enumeration in connection with the general power to sell all lands,
any law of Congress heretofore existing to the contrary notwith-
standing, repeahng another act, providing for a reservation of a par-
ticular class of lands within the same land-district to which the act
of 1834 applies. The reservations in the fourth section of the act
of 1834 are limitations upon the authority to sell^ and not an en-
largement of the general power of the Presiaent to sell lands, which,
by law, he neverhad a power to sell ; which have always been pro-
hibited by law from being sold, and which never have been sold,
except under the authority of a special statute, such as that of the
3d March, 1829, 1 Land Laws, 457, which authorized the Pre-
sident to cause the reserved lead mines in the state of Missouri
to be sold. In looking at that act, no one can fail to observe the
care taken by the government to preserve its property m the lead-
mine lands, or to come to the conclusion that the reservations of
them can only be released by special legislation upon the subject-
matter of sucn reservations. Authority, then, to sell all lands in the
districts made by the act of 1834, though coupled with the con-
cluding words of the fourth section, can only mean all lands not pro-
hibitea by law from being sold, or which have been reserved from
sale, by force of law. The propriety of this interpretation of that
section is more manifest, when it is considered, if a contrary inter-
JANUARY TERM, 1845. 181
United States «. Gear.
pretation is given, that the lead«mme lands in one district of the
same territory would be liable to sale and pre-emption^ and those in
another part of it would not be. Can any one possible reason be
suggested to sustain even the slightest intention upon the part of
Congress, when it was passing the act of 1834, to make such differ-
ences in respect to lands within the same locality, as have just
been mentioned? Could Congress have meant to say, under a
power to sell, that it would be lawful to sell in the new land dis-
trict what it was unlawful to sell in other land districts of the same
territory of which the new land district was also a part ? And that
settlers upon the public lands within the new district should have^^
right of pre-emption in lead-mine tracts, which settlers upon oth^r
lands within the same territoir, but not within the new land district,
could not have ? The mere met of a new land district havmg been
made out of a part of the territory in which the lead-mine lands had
been reserved, with the authority to the President to sell all lands
in the new district, can have no effect to lessen the force of the ori-
ginad reservation. In truth, the acts of 1834 and 1807 do not pre-
sent a case of conflict in the se];ise in which statutes do, when, from
some expression in a later act, it may seem that somediing was in-
tended to be excepted from the force of the former, or to operate as
a partial repeal of it. The rule isi, that a perpetual statute, (which
all statutes are unless limited to a particular time,) until repeale^ by
an act professm^ to repeal it, or by a clause or section of another
act directly bearmg in terms upon the particular matter of the first
act, notwithstanding an implication to the contrary may be raised by
a general law which embraces the subject-matter, is considered still
to be th*e law in force as to the particulars of the subject-matter le-
gislated upon. Thus in this case, all lands ^^ithin the district mean'
lands in which there are, and in which therie are not, minerals or
lead mines; but a power to sell all lands, given in a law subsequent
to another law expressly reserving lead- mine lands from sale, cannot
be said to be a power to sell the reserved lands when they are not
named, or to repeal the reservation. In this case there are two acts
before us, in no way connected, except in both being parts of the
public land system. Both can be acted upon without any interfer-
ence of the provisions of the last ^th those of the first — each per- ^
forming its oistinct* functions within the sphere as Congress designed
they should do. But further, that the act of 1834 was not intended
as a repeal of the act of 1807, in regard to lead mines, so as to grant
a ri^t of pre-emption in them to settlers, is manifest from the fact
that an act was passed only seven days before it, reviving an act to
grant pre-emption rights to settlers on the public lands, which ex-
cludes settlers from the right ofpre-emption in any land reserved
from sale. by act of Congress. Thus reasserting, then, what had
been uniformly a part of every pre-emption law before, and what
has been a limitation upon the right of pre-emption in every act for
IM SUPREME COURT.
United Slates «. Gear.
that purpoee since. We do not think it necessaiy to pursue the sub-
ject niruer, except to say that the view we have here taken of flie
act of 1834y in respect to lands containine lead mines, and the ridit
of pre-emption in them, is coincident wim the opinion given by Sub
court inthe case of Wilcox v. Jackson, 13 Peters, 513. That case
was well and most carefully considered, and expressed in the deli-
berate language of this court. We.determined, then, the point be-
inff dir^dy in the cause, diat the act of 1834 had relation to a aJe
Elands in the manner prescribed by law,^ at public auction, and
that a ridit of pre-emption was governed by other laws. The court
said, ^^ ue very act of 19th June, 1834, under which this claim is
made, was passed but one week before the one of which we are now
speaking, ([meaning the act of 26th June, 1834,) thus showing that
me provisions of the. one were not intended to have any effect upon
the subject-matter on which the other operated." We see no
reason to change what was then the view of the court. On the con-
traiy, there is much in this case to confirm it. Let it be certified,
dierefore, to the judges of the Circuit Court of the United States fi>r
the district of XUttiois, that this court is of die opinion that the act' of
Congress, entitled '^ An act to create additional land-districts in the
states of Illinois and Missouri, and in the territoiy north of the state
of Illinois," approved June 26^1834, does not require ike Pnarident
of tiie United States to cause to be ofiered for sale the public lands
containing lead mines situated in tiie land districts created by'said act
52d. That the said act does not requii;e the President to cause said
lands, contamine lead mines, to be sold, because the 6th section of
ttie act of the 3a March, ISOT, entitled ^^ An a<^ making provision
for the disposal of the public lands, situated between the United
States mimarv ti-act and the Connecticut reserve, and for odier pur-
poses," is still in full force.
To the third ({uestion we reply, that the lands containing lead
mi^es in the Indiana Territory, or in that part of it made in& new
land-districts by the act of the 526th June, 1834, are not subject, un-
der any of the pre-emption- laws whi<ih have been passed by Con-
gress, to a pre-emption by settlers upon the public lands.
To the 4th question, we reply that the 4th section of the act of
1834^ does in no way repeal any part of the 5th section of the act of
Ate 3d of March, 1807, by which die lands containing lead mines '
were reserved for the future disposU of the United States, by which
rnts for lead-mine tracts, discovered to be such befiire they may
bou^t flx)m the United States, are declared to be fraudulent and
null, and which authorized the President to* lease any lead mine
which had been, or might be, discovered in the Indiana Territoiy^
for a term not exceeding five v^ears.
To the 5th question we reply, that the land containing lead mines
in the districts made by the act of 1834, are not subject to pre-emp-
tion and sale under any of the existing laws of Congress.
JANUARY TERIj ISIft. 183
OordoB «. Appeal Tax Ccart.
Tbe foregcHiij^ aatwen tf^ly ilao to the pomts upon whjph. Hm
jvdfles were divided in opinion upon tibe bill in chtncery, between
the United States and Ai^ defendant Gear, except the fouith qnealioii '
certified in that case ; uid to that we reply; mat digj;inff lead ore
fronoi the lead mines upon tbe public lands in the Unitea States, is
sodi m i#Bste as entitles tibe United JSkates to a writ of injunetioi^to
restrain it
[For the dissenting opinion of Bfr. Justice McLcak, see App. p.789.]
Samuil Gordon, PijuifTif r in bkroii, v. Thx Ap#ral Tax Coorr.
Jambs Chbston, PLAnrriFr in xbbob, v. Tbb A#fbal Tax Coubt.
The charter 6t a hank it aftanchite, whieh la Bot tazabK sa soeh, if a prist
haa heen paid for it* which the legialature acceplad. -
But the corporate property of the bank is separable from tlie fraBchiacb and mtif
be tkxed, onless there U a special agreement to the contraiy.
The legislatare of Maryland, in 18S1, continued the charters of aereral banks
to 1845, upon condilion,lhat they would^mafce a road and pay a school tajb
This would hare eisttptml their franchise, but noi their property, Snooi ta»*
ation.
Bat another clause la* the law ]>royided, that upon anr of the aforesaid banks
accepting of and complying widi the terms and conditions of the act,- the fiuth
of the state was pledged not to impose'any fVirther Ux or bnrdea apon thsn
dnring the cootinnance of their charters noder the act
Thi4 was a contract relating to something beyond the franchise, and exempted
the stockholders firom a tax levied upon diem as individuals, according to the
amount of their stock.
These wore Idndred cases, brought up by writ of emnr from the
Court of Appeals of the state of Marylanci, under the 25th section of
the Judiciary Act of 1789.
The first case depended upon the constitutionality of a tax imposed
by the legislature of Maryland in 1841, it bein^ allied to be in
violation of a contract made by the legislature m ISSl ; and, the
second depended upon the same circumstance^ with the addition tfist
Ae plaintiff in error was entitled tp tbe benefit of die same contract,
by virtue of an act of the General Assembly, passed in 1834.
The facts in the case were these:—
At November session, 1804, the legislature of Maryland incorpo-
rated the Union Bank pf Mainland. Samuel Gordon, the plaintiff
in error in the first case, was, at the insdtutipn of the suit Ddow, a
stockholder in this b«ik. No bonus was required to be paid to die
state, but five thouand shares-were reserved for the use and benefit
of the state of Maryland, to be subscribed for by die state, when de-
sired bv the legislature thereof. The charter was to last until 1816.
At the ses^iion of 1812. the legi&latu'r«u?a3a^d,jii.act, entitled ^^ An
act to incoq>orate a company to make a tumpuce road leading to
Cumberland, and fbr the extension of the charters of the several
M
184 SUPREME COURT.
Gordon v. Appeal Tax Court.
banks in this state, and for other purposes." It proposed to extend
the charters of the banks to 1835, upon condition, that they would
subscribe for as much stock as would raise a fi)nd necessary and suf*
ficient to finish and complete the road, and upon the further condi*
tion, should bind themselves to pay into the Treasury the sum of
$20,000 for each and eveiy year that the charters ^ould continue }
the fund being pledged for die support of common schools.
TTie 12th section was as follows :
"That Upon any of the barjcs in this state complying with the
conditions of this act, the faith of the state is hereby pledged not to
impose any further tax or bonus on the said banks di'ring the con-
tinuation of their charters under this act."
This act was not accepted by any of the banks.
At the sesdon of 1813, the legislature passed another act, which
was entitled a supplement to the aforegoing. The 1st section incor-
porated a company to make the road. The second was as follows:
"And for the purpose of raising a iund to make and complete said
road: Be it enacted, That the charters of the several banks, &c.,
shall be, and they are hereby continued and extended to the 1st day
of January, 1835, and to the end of the session of the General As*
sembly next thereafter, upon condition of the said several banks sub-
scribing, in proportion to their respective capitals actually paid in
at the time of such subscriptions, for as much stock as is necessary
and sufficient to finish and complete said road," &<;., &c.
The 7th section enacted, that every bank should pay annually in-
to the Treasury the sum of twenty cents on every nundred dollars
of the cjapital stock actually paid in ; and if this were nedected for
six months after it was due, the bank so neglecting should forfeit its
charter.
The 8th section continued the charters of such banks as complied
with the act until 1835.
The 1 1th section ran thus : " That upon any of the aforesaid banks
accepting of and complj^ng with the terms and conditions of this
act, die faith of the state is hereby pledged not to impose any further
tax or burden upon them during the continuance of their charters
imder this act; and in case of the acceptance of and compliance
with flbe provisions of this act by the several banks hereby required
to make the aforementioned road, the faith of the state is fdrther
solemnly pledged to the several existing banks in the city of Balti-
more, not to grant a charter of incorporation to any other banking
institution to fc established in the city or precincts of Baltimore be-
fore the 1st day of January, 1835."
At the session of 1815, an act was passed, " declaring the con-
tinuation and extension pf the charters of the several baiucs therein
mentioned." It lecited, that several banks, and amongst them the
Union Bank, had accepted the act of 1813, and then declared, that
their charters were extended to 1835.
JANUARY TERM, 1845. 186
Gordon «. Appeal Tax Coaru
At the session of l821^<«nother act was passed, entitled ^^ An act
to incorporate a company to make a turnpike road from Boonsbcrou^i
to Hagerstown, and for the extension of the charters of the several
banks m the city of Baltimore, and for other purposes." The pre-
amble was as follows : '' Whereas it is to the interest of the state that
a turnpike road should be made, leading from Boonsborough to
Hagerstown, in Washington county, and it is represented to the
legislature, tiiat the banks hereinafter mentioned are willing to make
the same, it an extension of their several charters be grantee! to them,
as they were heretofore extended by an act entitled a supplement to
the act entitled, an act to incorporate a company to make a turnpike
road, leading to Cumberland, and for the extension of the charters
of the seversd banks in the city of Baltimore, aid for other purposes,
passed at December session, 1813: Therefore, Be it enacted,^' &c.
The Ist section incorporated a company to make the road.
The 2d section was as follows: ^^ And for the purpose of raising
a fund to make and complete said road, Be it enacted, That/ the
charters of the several banks aforesaid shall be, and they are hereby,
continued and e^ttended to the 1st day of January, 1845, upon con«
dition of the said several banks subscribing, in proportion to their
respective capitals actually paid in at the time of such subscriptions,
for as much stock as is necessary and sufficient to finish and com-
plete said road," &c.
The 6th section was as follows : ^^ That if the said company shall not
commence the making of the said turnpike road within two years
fit>m the passage of this act, and shall not complete the same in four
years thereafter, the richt of the said company to the said road shall
revert to the state of Afaryland, and the charters of the said banks are
hereby declared not to be continued or extended by virtue of this act"
The 7th section enacted, that the banks should annually pay to
the treasurer the sum of twenty cents on every hunched dollars of
the capital stock of each bank actually paid in; and in case of neg-
lect, the bank was to forfeit its charter.
The 8th section renewed and cq|tflnued the charters of the com-
plying banks until 1845 and the session of the General Assembly
next mereafter.
The 11th section was as follows: " That upon any of the afore-
said blanks accepting of and complying with the terms and condi-
tions of this act, the faith of the state is hereby pledged not to im-
pose any iurther tax or burden upon them during the continuance
of their charters under this act ; and in case of the acceptance of and
compliance with the provisions of this act by the several banks here-
by required to make the aforementioned road, the faidi of the state is
further pledged, to the aforesaid banks in the city of Baltimore, not
to grant a charter of incorporation to any other banking institution
to he establi^ed in the city or precincts of Baltimore before the 1st
day of January, 1845."
180 SUPREME COURT.
Gordon «. Appeal Tar Court.
The 12(h section was as follows: <<That the said banks, a>ecified
in the 7di section of this art, should th^y elect so to do, flball be,
and they are hereby, exempt from the payment of the annual tax
hereby imposed, upon condition of their paying to the treasurer of
the Western Shore of Maryland, on or before the 1st day of January,
1823, the sum of 1100,000, to be appropriated in the manner here>
•in before provided for."
The Union Bank, as was admitted in the court below, duly ac-
cepted and complied with the terms and conditions of thisTkrt of 1821.
At the session of the legislature of December, 1834, an act was
passed (chap. 274) to ^^ extend the charters of several banks in the
ci^ of Baltunore," by which, amongst other enactments, the charters ^
pf the Union Bank was extended to the end oif the year 1859* It
introduced some new provisions into the charter, required the pay-
ment of the school tax and a proportionate share of (75,000 ; but
contained no stipulation like that of the 1 1th section of the act of 1821 .
At the sesnon of December, 1835, the Farmers' and Planters'
Bank was incorpcH^ted. It was required to pay a bonus and school
tax, but the charter contained no exemption from taxation.
At the same session, viz., December, 1835, an act (chap. 142)
was passed, reciting thzi whereas, by the 11th section of the act of
1821, the feidi of the state was pledged not to impose any further
tax or burden upon certain banks, and it was eqmtable that other
banks should stand on equal footing, and enacting that the faith of
the state was pledged not to impose any further or other tax on banka
incorporated since the year 1821 than micht be imposed on the
banks which bad complied with the terms of that act.
The 3d section was as follows : ^^ And be it enacted. That in the
said act of 1821, it was not, nor is it now, the intention of the Gene-
ral Assembly of Maryland, to exempt from taxation and equitable
contribution to the common burdens fo|r state purposes, the property,
stock, or dividends severally held in or denvea from any buik m
this state, by any person or persons whatever ; but that me true in-
tent and meaning of the pledge given by tiie said act of Assembly
was, to limit the taxation upon the franchises only of &e banks there-
in mentioned.''
In April, 1841, an act was passed <^for die general viduation and
assessment of property in this state, and to provide a ^.1o pay the
debts of the state." It directed, amon^ other things, that ''all
stocks or shares owned by residents of this state in any bank, insti-
tution, or company incorporated in. any o(her state or territoiy : aD
stocks or shares in any bank, institution, or company incorporated
by this state," &c., should be assessed, and a tax unposed upon this
and all i)ther species of property, of twenty cents, or one-fiflh of one
per cent, on every hundred dollars of assefl^le property. It also
provided for an Appeal Tax Court, whose decisions should be car-
ried to the Court of Appeals.
JANUARY TERBff, I84B, IW
Gordon v. Appeal Tax Ooart
In ibe trial of the cause in (be Court of Appeala, the following
agreement was filed: —
^^It is asreedy that the appellant banks, to wit, the Union Bank
of MaiYlana, the Bank of Baltunore, &e Mechanics' Bank of Balti-
morei Uie Commercial and Fanners' Bank of Baltimore, the Marine
Bank of Baltimore, and the Farmers' and Merdiants' Bank of Balti*
more, commonly called the old banks, were chartered previous to
the year 1821 ; and that die new banks, td wit, die Merchants' Bank
of Baltimore, the Farmers' and Planters' Bank of Baltimore, the Citi-
zens' Bank of Baltimore, and the Weste^ Bank of Baltimore, were
chartered smce the yea^ 1830; the respective periods of die incorpo-
ration of all the aforegoing banks appearing by reference to their
charters.
^^It iJB admitted, thdt the old banks have duly accepted and com-
plied with the terms and conditions of the act of 1821, chap. 131,
the manner of which acceptance appears by the pv>er manced A,
herewith filed ; and have also accepted and comphea with the pro-
viri<His of die act of 1834, chap. 274: and it is also admitted, that
taxes have always, since the incorporation of said bieoiks, been levied
and assessed imon their real and personal juroperty in .all the cities
and counties of this state, in the same mani/er as upon property of
the same kind belonging to individuals, and that said taxes have al-
ways been paid by said banks i^ to this time. And it is fiirther
admitted, that said banks did not, at the time of the enactment of the
act of 1841, chap. 23, nor have they at any time since, paid or re-
deemed their notes or other obligations in specie."
The Court of Appeals decided, diat the tax imposed by the act
of 1841 was not a violation of the contract between the state and the
banks, which was effected under the act of 1821, and to review this
ojnnion die writ of error was brou^t.
Meredith and DuUmiJy for the plaintifis in error.
Jfelsony attorney-general, and SUde^ for the defendants.
In the case of Samuel Gordon, the counsel for the plaintiff in er-
ror contended,
1. That the Union BaiJc of Maryland having accepted of and
coihplied with the terms and conditions of the act of 1821, chap.
131. a contract .was created by the 11th section thereof, on the part
of the state, "not to impose anjr further tax or burden upon said
bank during the contbiuance of its charter under the 8th section of
said act; and that this exemption firom taxation extended to all the
pr6pert7 of said baidc, real and personal.
2. iW die 1st and 45di sections of the act of 1841, chap. 23, im-
posed upon die said bank " a fiirther tax and burden," in violation
of the said contract, and was therefore void as against the provisions
of the Constitution of the United States.
And in the case of James Qieston, plaintiff in error, v. the Appeal
Voi^ra.— 18 m2
138 SUPREME COURT.
Gordon v. Appeal Tax Court
Tax Court, who was a stockholder in the Farmers' and Planters'
Bank of Baltimore, one of the new banks chartered since 1830, the
counsel for said Cheston contended.
That if the aforesaid assessment law of 1841, so far as it imposes
a further tax upon the stockholders of the old banks, should be de-
clared void for its repugnance to the Constitution of the United
States, then, that it is equally void, so far as it imposes an additional
tax upon James Cheston, a stockholder of one of the new banks, as
it thereby deprives the new banks of the immunity from further tax-
ation granted to them by the 1st section of the act of 1835, chap.
142, which immunity is itself a franchise, granted for a valuable
concideration, and cannot, therefore, be taken away.
Dulanyj for the plaintiffs in error, said, that he would not stop to
cite authorities to show, that the law was void, if it impaired the ob-
ligation of a contract, but would refer to two cases which were ana-
logous to the present: 7 Cranch, 154; 4 Peters, 561.
He then entered into a detailed examination of the charter of the
Union Bank with its several supplements, and asked the court to
compare the 11th section of the act of 1821 with the act of 1841,
and he thought it would be found, that the latter took away what the
former gave. It was admitted, that there was an exemption of some
kind in the act of 1821, and the only question in the case was, what
kind of exemption was it ?
In Dwarris on Statutes, 51 , 9 Law Library, it was said, that every
word of a statute must have its effect ; that it was better to obsen^e
what the legislature said than what they are supposed to have meant.
Apply this to the paragraph, coupled with the doctrine that in Mary-
land property is not taxed, but persons are. 1 Maxcy*s Laws, 12,
Declara:ion of Rights, article 13, shows this. The exemption was
then a pledge given to a person, viz., the bank. Why should it be
limited, as contended for by the opposite side, to an exoneration of
the franchise merely from taxation ? The construction ought to be
in favour of the banks, because it was the intention of the legislature
to in>4te tliem to accept the law. If you narrow it down now, it is
not the spirit in which the offer was made. It is easy to see what
that spirit was. The two objects of promoting internal improvement
and fostering public schools were ijreat public objects, and it was
very de-^irable to encourage them without resorting to direct taxation.
The banks were the invited party, and the act was to be laid before
the stockholders for approval or rejection. Of course, the terms
would be closely looked at. The proposition was, that no " further'^
tax should be imposed. The word " further" refers to the preced-
ing section, in which the tax for the road and schools is provided.
It IS true, that the act of 1841 imposed a tax upon the property; but
the tax for road and schools fell upon the very same property, and,
as it happened, was of just the same amount. A furttier tax of the
JANUARY TERM. 1845. IM
Gordon v. Appeal Tax Coqrt
same character was meant. The object to which the money is to be
applied makes no diflerence in the character of the tax. The clause
is clear in itself, and we are not to look to the preamble, as a guide
to intention, unless there is some ambiguity. Dwarris on Stat. 19.
And if we look to the preamble, it will not enlighten us, because it
only refers to the road, without saybg any thing cbout schools. If
the exemption related only to the franchise, it was worth nothing,
because whether the tax snould be laid on the franchise or the pro-
perty of the bank, the same people would pay it in either case. The
legislature could haye deriyed ^e same amount by taxing property
as if they taxed the franchise ; and to hold, that they were at liberty
to do so, of course, renders the exemption of the franchise worthless.
There are two decisions upon similar words : 2 Harrison, 78, 79,
80; 7 Dana, 342.
True, the banks haye heretofore paid taxes upon their real pro-
perty, but the amount was trifling, and the stock was not taxed as
now. Besides, their consent does not furnish a rule by which we
are to construe the law.
It is said, on the other side, that the contract of exemption was
made with the bank and not the stockholders; and by the act of
1841 only the latter are taxed. But what is a corporation? Only
the union of certain persons, with power to sue, &c. 4 Peters, 552;
Angeli & Ames on Corp. 1, 3, 5.
The name is only me legislative baptism of the stockholders.
Natural persons are me substratum of the corporation ; they receive
all its benefits. They pay the taxes, and yet we are told, that a con-
tract for the benefit of the corporation does not reach them. They
were the persons who accepted the law in a general meeting, and
not the bank, actihg as a corporation. What is the difference be-
tween taxing them in the gross and taxing them individually?
As to the case of Cheston. He is a stockholder of the Fanners'
and Planters' Bank, one of what are called the new banks, char^
tered in 1836. The act of March, 1836, chap. 142, puts tliese on
the same footing with the old banks. The 3d section, it is true,
says that the exemption relates only to franchises; but the legisla-
ture had no right to deprive, by law, the banks of a benefit which
they had already acquired under a contract. And the words " with-
out violation," &c., show that the legislature did not intend to take
away any such benefit.
The tax of 1841 clashes with the exemption. It is laid on every
thing which constitutes the property of the bank, because in a sche-
dule every thing, even the franchise, goes to make up the aggregate
value of the stock, and the tax is laid on the cash value of the stock.
By the 17th section, the assessors are directed to value it at the
market price. But the market price is governed by the value of
all the diflerent species of property held by the bank, including even
the fitmchise, because a purchaser looks at all these, when about to
140 SUPREME GOUBT.
Gordon «. Appeal Tax Court
hiTest It is imposrible to separate that porti<« of the tax -wtiA
fidls upon the fianchise, and as the legislature has coyered the wbok,
the entire tax. must ML.
Steekf for the defisndbmts in error, contended,
1. That 4ie Contract betwe^i the State of Maryland and' the
Union Bank of Mar^dand, created by the act of 182), chap. 131|
and contmued by the act of 1834, cliap. 2t4, exempted fi^m taxm«
tion, not die property of said bank, nor the shares or its stock in the
hands of individual stockholders, but its coiporate franchises, ami
their exercise during the continuance of its charter.
2. That the tax imposed by the act of 1841, chap.. 23, being a
tax upons4fae diares of stock owned by individual stockholders, was
not a violation of the cpntract between the state and the bank, and
was, therefore, not unconstitutional.
In the case of James Cheston, a tax was imposed and assessed
under the same act of 1841, chap. 23, on the slmres of stock owned
by the plaintiff in error in &e Farmers' and Planters' Bank of Balti-
more— a bank chartered since 1830, and not included in the provir'
sions of the act of 1821, cbap> 131. and the act of 1834, chap. 274.
In this case, the cou isel for flie defendant in error contenoed,
That the plaintiff in error was entitled to no immunity from texa*
tion upon his shares of stock in said Farmers' dud Pluiters' Bank of
Baltimore, either under the acts of Assembly^ herein before men-
tioned, or under the act of 1835, chap. 142.
Mr. SUeek said, the Appeal Tax Court is the nominal defendant
only*; the real one is the state of Maiyland. The act of 1841 , chap. 33,
is a general tax upon all property ; not on banks alone, but every n>e-
des of property.' Tlie Court of Appeals^ decided that it did not conffid
widi die act of 1821. Is it not a rule that this court will adopt a
state's construction of its ovm laws?
In this case it is not correct to construe the contract favourably to
ttie banks. On die contrary, the rule is to construe stricdyanypro-
viaon which imposes a limit upon the taxing power« 4 Peters, 503.
Prov. Bank v. BilUngs. 11 Peters, 646— o48^ carries the riile still
further.
Such a rule is necessary to protect the community from improvi-
dent l^iislation. Another rule is, diat where there are two constrac-
tions, &t one is adopted which will produce the least injury. It
has been said that our construction, exempting; franchises only, ren-
ders the whole nugatory, because the franchises would have been
safe from taxation without such exemption. But not so. ^ Being the
creatures of law, they are peculiarly appropriate for the taxing power.
4 Wheat. 699 ; 12 Mass. 252 ; 4 Pe^rs, 526.
A charter makes a bank a person to carry on a bu^ess ; but it
must be carried on in the same way t}iat other persons do. Suppose
a pre-existing law had taxed banks, would a subsequent charter have
JANUAftT TERM, 1845. 141
Gordon v. Appeal Tax (/oart
been exempt ? No— because the laws would not conflict with each
other. Nor do diey conflict ^en the charter is passed first.
It has been said that the exemption is clear. But die section it-
self refers to the preceding part of the law, and the legislature, twice/
in 1835 and 1841, put the same construction on it that we d<^. Thd
7^ section and all preceding ones provide for an extension of char-
ters. It was nriit to exempt the minchises, because die legislature
was dealing wim diat subject ; but why should diey go beyond that«
and -exempt private property to an extent that they were not aw^are of?
The stat6 was not in want of money, nor was mere a motive in the
banJcs to purchase such an exemption as that contended for. No one
dien anticipated' what hai since come to pass. Taxes were lu^t^
and always paid.. The act of 1813 contains the same clause, when
tbBre did not exist any system of taxation. Up to 1841, the state
had never taxed bank stoclc or choses in action, and the taxes upon
real or other property -did not amount to the fourth part of 20 cents.
A proposition,ifaereK>re, to exempt stock which had never been taxed
at all, upon the payment of four times the amount which other pro-
perty paid, would have been considered a strange one. The tax of
SO cents must have been imposed upon the firanchise. The com-
pensation for extending the charters was that the banks vrould mdke
the road, and for future. exempti#i of the firandbise was that th^
dioidd pay 20 cents towairds the school fund. The word ^* further''
means another tax like that one; and if die tax imposed was upon
die franchise, a further one upon die same thing was all d^ was in-
tOMled to be prohibited.
Look at the cotemporaneous exposition of the law by both partiet.
County and city taxes were paid by the banks ; and not only so, but
t flDiaU. state tax, leyied in 1822 upon real property, was paid by
th^m aIso4 Other banks were incorporated in 1833, 1834, and 163^
vrhictk pay the 20 centsw without any thing being granted except the
diarter. The act of 1835 gives the new. banks an exemption upon
the franchise, and nbthinff more. In the casie in .2 Harrison, the
words were ** further or o£er tax.'' Exemptions have b^n strid^
construed.. 11 Johns. 77; 8 Term R. 4t6. The penalty for not
paying the 20 cents, shows upon what the tax was imposed) for
itprovideslfiatthecharter shall cease if the tax is not paid. Itwas
^dierefore a bonus for the charter. "■
But suppose that the contrabt was made as contended for by the
other side. By their own showing, it was made with the biink as m
person, and the intjividual stockholders cannot ayail themselves ol it
If die corporation were to purchase a house, one of- the members
could not claim an interest m the purchase. They have an interest
which is distmct from that of Qie^corporation, because*they may sue
it, or sue each othfr. If the contract hcfre be not to tut the bank, it
is not equivalent to an agreement not to tax the stockbcflders. liie
difference is Aown by. supposing the tax to be laid before the baoJc
14S SUPJBEME COURT-
Gordon v. Appeal Tax Coart
commenced ojperations^ and laid afterwards. In the first case, h
would dimimsh the capital of the bank, but in the latter it would not
If the individual stockholders can claim the benefit of the exemption,
they must also be liable to the state for the payment of the tax which
is me price of the exemption. But if Samuel Grordon were sued for
the 20 cents stipulated in the act, no one can suppose that he would
be bound to pay it. The difference between taxiMf banks and stock-
holders is shown in 1 Nott & McCord, 627; 4 Wheat. 436; 2 Pe-
ters, 459; 2 Bayly, 654, 672, 683.
Who pays the tax of 1841 ? If the bank does not, there is
no violation of the' contract with the bank, and the bank does not,
in fact, pay it
As to Cheston's case and the new banks, it has been said that
they are on the same footinc; as the old. The best reply to this is
to read the law. The legiskture expressly say, that they intend to
exempt only the firanchises.
Jfehorij attorney-general, on same side.
There are two propositions to be examined :
1. The nature of the contract of 1821.
2. Whether the act of 1821 was in force at all in 1841.
1. We admit there was a contract in 1821, and that it is pro-
tected by this court. But what is its nature and extent? The
original charter of the Union Bank contained no exemption, and,
therefore, according to the doctrine in the Providence Bank v. Bil-
lings, tiie state could tax it. The charter was passed in 1804, and
contained no clause imposing a school-tax. But this might have
•been imposed at any time after the charter, without asking the con-
sent of the bank. The only point upon which the assent of the
bank was required, in any subsequent legislation, was that its
charter should be continued. It was to expire in 1816. In 1812
an act was passed proposing to extend the charter on certain con-
ditions, but these were not accepted. In 1813 another act was
passed extending the charter to 1st January, 1835, which was
accepted.
(Mr. JVelson here went into a detailed examination of the several
acts.) All the acts show that the legislature had in view the making
of the road, and the banks the extension of their charters. The
pledge not to incorporate any otlier banks shows that it was only
the franchise which was intended to be protected. ITie contract
was made with the banks as such. They were the contractmff
{►arty in their corporate capacity. What does the act of 1811 do?
t imposes no tax on the capital stock of any bank, but on indi-
vidual interests. No bank is plaintiff in error here, complaining of
a violated contract. The 9th section of the act directs the mode
of making the assessment, which was upon the stock in the bands
of individuals at its cash value. But this is not the same with its
JANUARY TERM, 1845. I4S
Gordon «. -Appeal Tax Court.
nominal value, which would hkre been the guide if the bank had
been taxed. As laid, it is nothing more than an income tax, and
cannot a 1q;islature lay that wiuiout regard to the source from
irtiich rerenue comes ? The distinction between a tax upon a bank|
as such, and a tax upon its property, is clearly recognised in the
case of McCuUoch v State of Maryland, where the court say that
one may be taxed but not the other. The identity between a bank
and its stockholders is dbown not to eigst, when we consider that
die bank, as a corporation, could not become one of its own stock-
holders. Application Imd to be made to the legislature for permis^
sion for the bank to purchase its own stock. It is true, as said on
the other side, that the act of 1821 was accepted by the stock-
holders in general meeting, but this was a corporate act, and not
one proceeoinff from individoal interests. If it had been the latter,
whence would the majority have derired die right to bind the
minority.
2. Tne act of 1834, chap. 274, was accepted by the Unio^ Bank,
and by rirtue of it the charter was extended to 1859. Tlie ac*
ceptance of this new law is a merger of the old, and in the new
diere is no limitation of the power to tax.
Marediihj for plaintifis in arror, in reply and conclusion.
JLet us inquire,
1. What was the nature and character of die conttact?
2. Has it been impaired ?
Mr. Meredith reviewed the charter of the Union Bank and its
supplements, and said, that in 18;21, some years before the charter
was to expire, the legislature was desirous of making a road. It
was a feet of universal notoriety that turnpike roads were not pro-
fitable. Individuals could not be persuaded to subscribe and make
this one. . The cost to the Union Bank was $161,000, neariy ten.
per cent, upon a capita] of $1,800,000. It is conceded that for
this the state has relinquished a portion of the power of taxation ;
but then it is said to be only a partial exemption. We agree that
Ao make out a total exemption, the language must be so strong, as to
leave no reasonable doubt ; and we say it is so. What are the
words ? " Not to impose any further tax or burden on tiie banks.''
Tkere are two important words : " any*' and " fiirther." What is
the meaning of ** any ?'' In its popular acceptation it would in-
clude all ends of taxes in whatever form Uiey might be laid.
Accordinjg to lexicographers, the word is of unusual and indefinite
signification. " Any" tax qiust mean " every tax,*' of every nature
or description whatsoever. Then there is the word "further,**
whicli refers to something which has been done before and addi*
tional. The other side wish to limit the meaning to an addition of
die same nature ; biit no -dictionary or example can be found to
fustify this restriction.
144 SUPREME COURT.
Gordon v. Appeal Tax Court.
(Mr. Meredith here read from' Riclrardson's Dictionary, tifle
^Further.) Hie two words together are as comprehehsiye as Un-
ffua^ could be used. They are quite as strong as those used in
2 Imrison. Li the act of 1835, when the legislature intended to
put the 'new banks upon a footings with the old, they say ^^ further
orother" in the 3d ^ectioo. In a preceding section, the wore ^ are
the came as those in 1821, which ^ows that they were supposed to
be equivalent. The case cited from 11 Johnson, was not that of^a
tax; it ivas an assessi^ent for opening a street; and the case in
8 T. R. was dedded on two grounds: 1. That tiie property did not
belong to the occupier, and 2. That the statute haa been repealed.
Neither case is in pomt In Soudi Carolina, s^ven out of eight
banks are exempted under si clause exempting banks* from taxation.
The case in Nott & McCord tkcided that words of exemption did
not extend to &e franchise only, but all taxation.
If the words -of a statute are plain and definite, it is dangerous to
depart, &c. Dwarris on Stat. 3 LawXiib. 48.
If the construction of the other side be given to the act^of 1821,
ihe\ 11th section is of no use ; because without it the franchise
would have been safe from taxation. ^ In the ca^s of 12 Mass, and
4 Peters, the right was maintained. It is true, to impose a tax on
-existing banks, but in neither case was there a relinquishment of
the taxing power,^xpreisS or implied, except from the mere granting
of the charter. We may concede the authority of both. Sut here
the banks paid a high p^ice for their renewed charters, and the
legislature could not have taxed the franchise any further. If so,
the operation of th^ 11th section must be extended beyond the
franchise.
(Mr. Meredith then entered- into a critical examination of the acts
oi 1812 and 1$13, ami ai^ed that the first act was not accepted,
because it did not go as far ia protecting the banks as that of 1813^
and that the latter would have been rejected if it had not been sap-
posed to exempt them entirely from taxation.)
Mr. Justice. WAYNE delivered the opinion of the court
• The questioh raised in this case by the agreed statement of fisicts
upon the record, is. Does the act of Maryland of 1841, chap. 23, ao
fiur as it. imposes *a tax upon the shares of stock held by jtbdc-
holders in the Union Bank of Maryland and the other baxucs men-
tioned in the statement, impair the obligation of a contract ?
Hie banks aie classified in that statement as. the old and the new
banks. The old are those which were chartered previous to Ae
year 1821 ; the new, those which were cheered. -after the year 1830.
Their exemption from <he tax imposed by the act of 1841 »
claimed under the acts of Maryland ot 1821, diap. 131, and i0iat of
the 19th March. 1835, chap. 274, called the act of the sesnon of
1834.'
JANUARY TERM, 1845. 146
Gordon v. App^l Tax Court
It 18 admitted that the old banks accepted and have complied with
the terms and conditions of the act of ^lo21 ; that they aJso accepted
and ha?e complied with the proTisiqi\s of the act of 1834 ; and thi^
taxes have always, sinccf the incorporation of the banks, been aiBSssed
and kx^ed upon, their real and personal property in all tiie cities and
counties of &e state, in the same manner as upon property of' the
same kpid belonging to imlividuals, and that they Iniy^ always b^n
paid by the banks up to this time.
The question, however, which this court is called upon to decide,
and to which our decision will be donfined, is, Are the shareholders
in the dd and the new banks liable to be taxed, under the act of
1841, on account of the stock which they own in the banks ?
. The statement ^Ten by flie rq>0rter of the acts of the legislature of
Maryland, bjr which the charters of the hanks have been extended
at different times, makes it unnecessary to refer to them in detail
here*
Are ihe old badte in Baltimore and their stockholders exempted
6om furdier taxation during the continuance of their charters under
the act of 1821,^ diap. 131, by force of the 11th section of that act?
Can the bid baxDcs, uler the year 1846, the time to which their char^
ters wete eJlttended by die iud of 1821, and the new banks, claim
any exemp^on ^m taxation under the act of 1834, chap. 274, un-
less it be a tax upon their franchise of banking i
It appears, froQi the aots of 1812, 1813, and 1821, tb t.the legis-
latures .which passed them had in view the construction of the Cum-
bcsrland and Boon^bprough turnpike roads, and the establishment of
a school fund. That they designed to ^complish those objects by
making some of the banks construct Oie roads, and all of them con-
tributors to the schemed fund, as the price for their charters. A round
sum, or an annual charge, with or without reference to capital stock,
may be asked by a teeisb^ure for such a franchise. It may be more
convenient to the banks to have such a consideration or bonus dis-
tribnted through the years of their corporate existence, tiiian to pay
its ^quivsdent m advance. This option was riven to the old banks.
Being so ghren, it b conclu^ve that the legi^ture int^ided the an-
nual tax or charge upon* the capital stocla of the banks to be the
bonua or price, or. part of ^le price as to some of them, that they
were to pav for the prolongation of their franchise of banking.
When the banks accepted the acts, by choosing to p^ the annual
cUuge instead 6f the stipulated alternative, it is plam that they
thought so too, and that they understood in that way the contract
between themselves and the state. Either was a condition^ to be.
accepted and complied with befoie the cheers were to be extended^
Such a contract is a limitation upon the taxing power of the legisla-
ture making it, and upon succeeding legislatures, to impose any
further tax upon the franchise. But why, when bought, as it be-
comes property, may it not be taxed, as land is taxed which has
Vol. in:--19 N
186 SUPBEME COURT.
Gordon «. Appeal Tax^ Court
The 12fh section was as follows: '^That the said banks, n>ecified
in the 7th section of this art,. should th^y elect so to do, luall be,
and they are hereby, exempt from the payment of the annual tax
hereby imposed, upon condition of their paying to the treasurer of
ttie Western Shore of Marylwd, on or before the Ist day of January,
1823, the sum of $100,000, to be appropriated in the manner here-
in before provided for."
The Union Bank, as was admitted in the court below, duly ac-
cepted and complied with the terms and conditions of thisllct of 1821.
At the session of the legislature of December, 1834, an act was
passed (chap. 274) to ^^ extend the Tshart^srs of several banks in the
city of Baltmiore," by which, amongst other enactments, the charter^ ^
of the Union Bank was extended to the end of the year 1859. It
introduced some new provisions into the charter, required the pay-
ment of the school tax and a proportionate share of |75,000; but
contained no stipulation like that of the 11th section of the act of 1821 .
At the session of December, 1835, the Farmers' and Planters'
Bank was incorporated. It was required to pay a bonus and school
tax, but the charter contained no exemption urom taxation.
At the same session, viz., December, 1835, an act (chap. 142)
was passed, reciting that whereas, by the 11th section of the act of
1821, the faith of the state was pledged not to im^se any further
tax or burden upon certain banks, and it was eqmtable that other
banks should stand on equal footing, and enacting that the faith of
the state was pledged not to impose any furdier or other tax on banks
incorpon^d since the year lo21 than mieht be imposed on the
baidcs which bad complied with the terms of that act.
The 3d section was as follows: ^^ And be it enacted. That in the
said act of 1821, it veas not, nor is it now, the intention of the Gene-
ral Assembly of Maryland, to exempt from taxation and equitable
CK>ntribution to the common burdens fo|r state purposes, the property,
stock, or dividends severally held in or denvea from any bank m
this state, by any person or persons whatever ; but that me true in*
tent and meaning of the pledge given by the said act of Assembly
was, to limit the taxation upon the franchises (mly of tiie banks thoi^
in mentioned."
In April, 1841, an act was passed ^^for tiie general valuation and
assessment of property in this state, and to provide a ^.1o pay the
debts of the state." It directed, amon^ other things, tiiat *^ all
stocks or shares owned by residents of this state in any bank, insti-
tution, or company incorporated in. any c^her state or territoiy: all
stocks or shares m any bank, institution, or company incoiporated
by this state," &c., should be assessed, and a tax imposed upon this
and alli>ther species of property, of twenty cents, or one-fiflh of one
per cent, on every hundfred dollars of asse^^ble property. It also
provided for an Appeal Tax Court, whose decisions should be cnr-
ried to die Court of Appeals.
JANUARY TERM, 19«tt, MT
OordoB «. Appeal Tax Gonrt
In die trial of the canae in the Conit of Appeala, the following
agreement waa filed: —
'^It 18 afl;reed, that the appellant banka, to wit, the Union Bank
of Maryland the Bank of BaJtunore, the Mechanica' Bank of Balti-
nottf the Commercial and Fannera' Bank of Baltimore, the Marine
Bank of Baltimore, and the Farmera* and Merchanta' Bank of Balti-
more, commonly called the old banka, were chartered preriona to
die7earl821; and that die new banka, td wit, the Men&nta' Bank
of Baltimore, die Farmera' and Plantera' Bank of Baltimore, the Citi-
jKna' Bank of Baltimore, and the Weate^ Bank of Baltimore, were
chartered amce theydu: 1830; the respecdve perioda of the incorpo-
ration of all the atoregbing banka appearing by reference to their
chartera.
'4t ia admitted, that die old banka haire duly accepted and com-
plied with the terma and conditiona of die act of 1821, chap. 131,
die manner of n^ch acceptance appeara by the pap^r manced A,
herewith filed; and have alao accepted and complied with die pro-
Tiaiona of the act of 1834, chap. 274 : and it is alao admitted, that
taxea have always, since the incorporation of aaid banks, been levied
and assessed npon their real ana personal juroperty in .all the citiea
and countiea or diis state, in the same manifer aa upon property of
the same kind belonging to mdividuala, and that aaid taxea have al-
waya been paid by said banks vtp to t£is time. And it is fiirther
admitted, that said banks did not, at the time of the enactment of the
act of 1841, chap. 23, nor have they at any time since, paid or re-
deemed their notes or other obligationa in q>ecie.''
The Conrt of Appeals decided, that die tax impoaed by the act
of 1841 was not avioladon of the contract between the state and the
banks, which was effected under the act of 1821, and to review thia
opinion the writ of error was brought.
Marediih and Dulawf^ for the plaintiflb m error.
Melton^ attorney-general, and SUde^ tor the defendants.
In die case of Samuel Gordon, the counsel for the plaintiff in er-
ror contended,
1. That the Union Bank of Maryland having accepted of and
complied with the terms and conditions of the act of 1821, chap.
131, a contract was created by the 11th section thereof, on the piurt
of die state, << not to impose any further tax or burden upon said
bank during the continuance of its charter under the 8th section of
said act ; and that this exemption firom taxation extended to all the
pr^per^ of said bank, real and personal.
2. TW die 1st and 45di sections of die act of 1841, chap. 23, im-
poaed upon the said bank << a fiirther tax and burden," in violation
of the md contract, and was therefore void aa against the provisions
of the Constituti<m of the United States.
And in the caae of Jamea Cheston, plaintiff in error, v. the Appeal
Vol. m.— 18 m 2
148 SUPREME COURT.
Gordon «. Appeal TaxCoart:
the sense in which they are intended to be used, is determined by
their connection with what is said besides. When we speak of an
' act to be done by a bank or banks, we mean an act to be done by
those who have the authority to do it. If it be an act within the
franchise for banking, or the ordinary power of the bank to contract,
and it is done by the president and directors, or by their agent, we
say the bank did it, aiid every one understands what is meant I^
however, an' act is to be done relative to the institution, by which
its charter is to be in any way changed, the stockholders must do it,
unless another mode to effect it has been provided by the charter.
In one sense, but after it has been done, we may say the bank, did
it, but only so because what the stockholders have done, became a
part of the institution, which it was not before. The act to be done*
m this instance was r^ative to the institution. The le^akdore
knew it could only be done by the stockholders, and it uses tibe
word banks in reference to the act being accepted by the stock*
holders. The'> act was accepted by them. Whep, then, the lefi;id»-
ture says, ^* th^it upon any bf t^e aforesaid banks' accepting oi and
complyii^ wid) the terms and conditions of this act, the faith of.the
state is herebyt pledged not to impose any fuither -tax or burden-
upon them during the continuance of their charters under this act,'^
the relative is ^ broad 9S the antecedent, comprehending all ihat
the latter referred to. It cannot be said, then, that the stockholders
in the old banks are not exempted by the 11th. section of the act
of 1821 from bein^ taxed as persons, on account of their stock in
those banks, durmg the continuance^ of their charters under
thatact
Such was manifestly the intention of the legislatures which passed
the acts of .1813 and 1821, from their lan^age.. It is confirmed
by the* attendant circumstances. Each of those legislatures were
amdous to have a certain road constructed, which they thought the
convenience and intercourse of the citizens of Maryland, required ;
and they were also anxious to raise an adequate school fund for *
every county in the state. They determined that both ^should be
accomplished by incorporating certain banks, with the obligation
upon uem to make the roads, and to make all tiie banks m the
state pay an annual tax upon their respective capitals, for a school
fund, as the conditions upon which their charters were to be ex-^
tertded. By the ac.t of lol3, chap. 122, every incorporated bank
in the state was required to pay the annual tax of twenty cents upon
every hundred dollars of its capital stock, as the condition upon
which its charter '^as to be extended.
When the legislature, in 1S21, incorporated the Boonsborou^
Turnpike Company, and proposed to exteAd the charters of those
banks which, by the terms of the act, were to subscribe for stock
enourii to complete the road, it renewed upon those banks the
school 1$x which had been imposed upon them in common wifb the
JANXJARY TERM, 1845. «•
Gordon •• Appeal Tax GonrL
■ ^-l^^— ^^— ^^^^^M ■ I ■ I — ^— ^i^
Other banksy by the abt of 1813. The 1 1th sections in both acts are
identicaL In what roirit were those acts offered to the acceptance
of the banks ? In what qpirit was it that the banks viewed and ac*
cepted these acts? It was an unusual wa^ of providing means for
^ construction of turnpike roads. The tolls might turn out to be
enouj^ to compensate tnem for the expenditures. They might not
llioug^ the legislature thou^t the construction of the roads and
paying the schootfund tax were no more than an adequate price
for an extended {ranchise, it is very certain that the stockholders
may have thought, that the incorporation of the banks into turnpike
companies, with an obligation upon them to withdraw so much
money from their busmess operations as was sufficient to finish the
roads, presented only a contingent possibility that they could be re-
munerated by tolls from the roads. When the act of 1821 was
proposed » they had some experience of what had been the result of
the construction of the Cumberland road. Is it not possible, then,
that wh^n tli^ 5»^t;^ of 1813 ar*d 1821 were in preparation, or as they
were being enacted, that the 11th section was introduced as an in«
ducement to the stockholders to accept those acts? Whethei* the
tolls from the road have ever compensate the banks for the expen*
ditore upon them, doea not i^pear m the case. But it was natural
that the stockholders, knowing as they did that a tax upon the
firanchises of the banks would not exempt them from other taxation,
stipulated in both instances &at a provision should be introduced
into the acts surrendering the state's rifi£t to tax fliem frirdier than
ihej^ were about to be by those acts, in whatever way we examine
the acts of 1813 and 1821, we are of opinion that it appears fix>m
the 11th sections in those . acts, to have been the intention of the
legisiatores which, passed them, to exempt the stockholders from
taxatibn as persons on account of the stock which they owned in
4^ banks. This exemption, however, is limited to the old banks
in Baltimore which were chsurtered before 1821, during the contin-
uance of their charter under the act of 1821. It is founded upon
die 11th section of that act, and it b our opinion that the act of
1841, chap. 23, iji so &r as it imposes a tax upon the stockholders in
those banks, on account of their stock, does impair* the obli^tions
of a contract, and is void by the 10th section of the 1st article of
die Gonsdtution of the United States.
The act of 1834 does not extend to the old or the new banks an
exemption from the tax imposed by the act of 1841, chap. 23. It
is an act to extend the charters of the several banks in Baltimore.
The second section. prescribes the -terms upon which the franchise
for banking is extended. Those terms are the payment annually of
twenty per cent upon every hundred dollars of the respective
capitals of the-banlcs, and their proportional parts of $75,000, in
two yearly instalments, computed from the passage of die act, ac-
cording to the combined rates of their respective capitals paid in,
v2
160 SUPREME COURT.
OordoD V. Appeal Tax Coart
and of the time for which their charters are reqpectiyely contiiraed
beyond the first day of January, 1845.
upon a failure 6f any bank to pay either the annual chare;e or its
proportion^ instahnent, its charter is declared null and ToicL The
annual charge and the instalment make the bonutf to be paid by
each bank for its continued fianchise. It was urged for the old and
the new banks, that the annual tax which they were required to pay
by the second section of the act 6f 1834 being upon their re^>ectiye
capitals, a tax upon the stockholders on account of their stock
would be equiyalent to an increase of the price which had been
S'yen for the franchise. The efieot upon the stocldiolders would be
e same, as they pay both, but that is because they agreed to pay
an annual tax upon ue capital stodc, for their fira^cluse^ ^^ithout any
stipulation by the state that they were not to be taxed as stockhold-
ers, on account of their stock, as was the case in the eleyendi sec-
tion of the act of 1821. The firanchise is their coraprate property,
which, like any other property, would be taxable,'if a pHce haid not
been paid for it, which the le^lature accepted, as the consideration
for alfowinfi^em to use the mmchise during the continuance of their
charters. The capital stock is another property — corporately asso-
ciated, for the purpose of banking — ^but m its parts is die indiyiduai
property of the stockholders in the proportions tB^ may own them.
Being their individual property, they may be i^xed for it, as they
may for any other property they may own. This is not 6nly the
case in Maryland. A franchise for banking is in eyery state of the
union recognised as property. The banking capital attached to the
francliise is Another property, owned in its parts by persons, corpo-
rate or natural, for which they are liable to foe taxed, as they are for
all other property, for the support of goyemment.
We are of opinion that the stockholders in the old banks are
exempt from the tax imposed by the act of 1841, chapter 23^
during the continuance of their charters under the act of lo21, but
that the stockholders in the old and new banks are liable to be taxed
by the act of 1841, or that they can claim no exemption under the
act of 1834, by whiclttheir charters were further extended.
The jud^ent of the Court of Appeals is therefore reyersed, and
the cause will be remanded, with directions to enter up a judgment
for the plaintiff in error.
JANUARt TERM, 1846. 151
WiLUAX SsARIOirr, CoMMIMIONfiR AND SuPIRINTENDSNT OF THB CVH-
BSUANB Road, within ths Statb or 'Pennsylvania, PLAurinr
IN ERROR, V. WlLLUM B. StOKSS AND LuCIUS W. StOCKTON, WHO
HATS 8I7RYIVBD RlC9ARD C. StOCRTON, DrFRNDANTS IN BRROR.
tJnder d»e acts of Congress eeding toPennsylvatfia that part of the Camberland
road which is within that state, and the acts of Pennsjlrania accepting the
surrender, a carriage, whenever it is carrying the mail, mast he held to be
laden With the property of the United Sutes, within the true meaning of the
compact, and conseqoentlj exempted from the payment of tolls.
But this exemption dues not apply to any other property conveyed in the same
vehicle, nor to any person tl-avetUng Sn it, uolc.-s he is in the service of the
United Slates and passing along in pursuance of orders from the proper ao-
thority.
Nor can the United States claim an exemption for more carriages than are na-
cetsaxy for the Mie, speedy, and convenient conveyance of the maiU
This case was brou^ up by writ of error from the Circuit Court
of the United States for the western district of Pennsylvania, and iii«
Tolyed ihe right of the plaintiff in error, acting under the authority
of the state of Pennsvlvania, to collect tolls from the stage-coachea
which carried the mail of the United States.
The circumstances under which the question arose were these :
On the 30th of April, 1802, and 3d of March, 1803, acts of Con-
cress were passed, tne eflect of both of which taken together was,
mat three per cent, of the amount received for the sales of public
land in Ohio, should be expended 'm making roads within the said
state, and two per cent, of said fund be also expended in making
public- roads leading from the n^vigs^le waters emptying into the
Atlantic to the Ohio river, upon certain conditions, which were ac-
cepted by Ohio.
On the 29th of March, 1806, Congress passed an act to provide
for laying out Ae road by commissioners, and directed the President
to pursue such measures as in his opinion should be proper to obtain
the consent for making the road, of the state or states through ^^ch
die same may hare been laid out ; the expense of the road to be
charged to the two per cent. fund.
Pennsylvania, Virginia, and Maryland all gave their assent. Penn-
sylvania passed her law on the 9th of April, 1807, and gave power
to those who were to make the road to enter upon land, dig, cut,
and carrjr away materials, &c. The road was laid out from Cum-
berland, in Maryland, to Wlieeling, on the Ohio river, and made ;
but a great difficulty having arisen, on the part of the United States,
in keeping it m repair, the road fell into decay, and a new system of
legislation was adopted to attain this object.
On the 4th of Februarv, 1S31, the state of Ohio passed a law for
Ae preservation and repair of tlie United States road. It provided,
that whenever the consent of Congress should be obtained, the go*
▼ernor of the state should take the road under hb care, erect gates
188 SUPREME COURT.
Bearight v. Stokes et aL
and toll-house», appoint a superintendent, collectors, of toDs, &c.,
with this proviso amongst others: ^V Provided, also, That no toll
shall be received or collected for the passage of any stage or coach
conveying the United States mail, or horses bearing the same, or any
viragon or carria^ laden with the property 6f the United States, or
any cavaliy or omer troops, arms, or militarv stores belonging to the
same,vor to any of the states comprising this union, or any person
or persons on duty in the military service of the United States or of
the militia of any of the states."
Tlie law contained the necessary provisions for the preservation of
ffood order upon the road, and also a stipulation that the to)\s should
be neither below nor above a sum necessary to dc^y the eiq>eD8e8
incident to the preservation and repair of the same.
On the 2d of March, 1831, Congress assented to this act«
Oh the 4th of April, 1831, Pennsylvania passed an act ^^ for the
preservation and repair of the Cumberland road." It provided for
the appointment of conmiissioners, who were directed to build toU-
hbuises and erect toll-gates, to collect toUs, with the folloi^ing excep-
tions : ^^And provided, also. That nothing in thi6 act shall be construed
so as to authorize an^^ toUs to be received or collected £t)m any per-
son or persons passing or repassmg from one part of his iarm to
another, or to or from a mill, or to or frpm any place of public wor-
ship, funeral, militia training, elections, or from any student or child
gomg to or from any school or seminaiy of learning, or from persons
smd witnesses goin^ to and returning fit>m courts : and provided^
further, that no toll shall be received or collected for Ae passage of
any wagon or carria^^e laden with the. property of the United States,
or any cannon pr muitaiy stores belonging to the United States or to
anyof the states composbg this union."
The 4th section directed the amount of tolls, after deducting ex-
penses, to be ap])Iied.to the repairs and preservation of the road, and
gave the comml'<bi oners power to increase or diminish the rates of
tolls, provided that thev should at no time be increased beyond tfie
rates of toll established by an act incorporating a company to make
a road from Harrisburg to Pittsburg, passed in 1806. The toll fixed
by this act upon a coach and four horses was twenty cents for every
five nnles.
The 10th section was as follows : " And be it enacted, &c., That
this art shall not have any force or effect imtil the Congress of the
United States ^all assent to the same, and until so much of the said
road as passes through the state of Pennsylvania be first put in ^
good state of repair, and an appropriation made by Congress for
erecting toll-houses and toll-gates thereon, to be expended under
the au&ority of the commissioners appointed by this act: Provided,
the legislature of this state may, at anv future sesaon tfaoeof, change,.
alter, or amend this act, provided mat the same diall not be so aL*
tered or amended as to reduce or increase the rates of toU hereby
JANUARY TERM, 1845, Itt
Searifht «. Stokes et aL
establidbed bdow or above a sum necessaiy to defray the ezpenaes
inddent to the preseryadoii and repair of said road, for the pmnent
of the fees or salaries of die coinmi8sioiiers,.the.coUectorB or tolls,
and other ^igents. And provided, further, that no change, alteration,
or amendment shall' ever be adopted, that wHl in any wise defeat or
alDfect &e true intent and me&ning of this act"
On &e 23d of January, 1832, Maryland passed an act, which^Sa
its esKntial proviaons, was &e fame widi that of PemuylYania ;
ind on the 7u of February, 1832, Yiiginia pasted a similar lav.
On tfie 3d of July, 1832, Congr^ declared its assent to the above
mentioned laws of Pennsylvania and Marjrland in tfiese words, ^' to
idiich acts the assent of the United States is hereby given^ to remain
in &>rte during the pleasure of Congress," and appropriated $160^000
to cany into efiect the provisions of said acts ; and on die 2d of
Mardi, 1833, assented to the act- of Virginia, widi a similar Umitft-
tion.
On, the 24di of June, 1834, Congress passed an act for the con-
tinuation and repair of the Cumberland road, appropriating $300,000
to that object
The ^hsection was as fohows : ** And be it further enacted. That as
soon as Ae sum by this act appropriated, or so much thereof as is
necessary, shall be expended in, the renair of said road, agreeably to
the proviaons of this act, the same diall be surrendered to the stetep
respectively through which said road passes ; and the United States
shall not thereafter be subject to any expense for repairing said
road.'*
On tfie 1st of April, 1835, Pennsylvania passed a supplement to
the act above mentioned, accepting the surrender by me United
States, &c., &c.
On die 13th of June, 1836, Pennsylvania passed another acf re-
lating to the tolls on that part of the Cumberland road whidi passes
- tfirough Pennsylvania, and for other purposes^" the 1st section of
idiich was as follows : << That, all wagons, camases, or other modes
of conve|rance,pasring upon that part of ^e Cumberiand road whidi
passes tfarouf^ Pennsylvania, canying goods, cannon, or military
stores belonsing to tiie United States, or to any individual state in
tfie noion, wlincn are excepted finom the payment of toll by the 2d
section of an act passed the fourth of April, anno Domini eighteen hund-
red and thirty-one, shall extend only so far as to relieve such wasons.
carriages, and other modes of conveyance from the payment of ioll
to the proportional amount of such goods so carried belongmg to th^
United States or to any of the mHividual states of die union ; and
that in all cases of wagons^ camajs;es, stages, or other modes of
conveyance, canying the United States' mail, with passengnrs or
ffoods, such wagon, stage, or other mode of conveyance, shall pay
naif tdl upon such modes of conveyance."
On die Ml of April, 1843, another act was passed by Pennsyl-
Yoi^IIL— 90
IM BUPBEME COURT.
Seartght •. 8toke« et al.
vania, the 39th section of which was as follows : ^* That from and
after die passage of this act, the commissioner of the Cumberland
road shall have power to increase the rate of toUs on all sta^
coaches drawn by four or mote horses, to any sum not exceeduuf .
one dollar, at each fl;ate upon said n»ad within the state of Pennsjl^
vania; lind the said commissioner shall have the same power to
enforce the payment and collection of tolls authorized by me act of
thirteenth of June, eighteen hundred and thirty-six, relating to toUs
on that part of the Cumberland road pasang throu^ PennsyhraiiUL
by stopping such coach or coaches, as is proyided by the act of
fourth of April, ei^teen hundred and thir^-one, for the presenration
and repair of the Cumberland road.; and to exercise all the means
and remedies authorized W said acts for the collection of tolls and
preyention of fraud on said road ; reserying also to the said conn
missipner the ri^t to sue or maintain arv action thorefor, as he
might or could do at commpn law, in addition to the remedies
herein proyided.**
A suit was brou^t on the 29th Noyember, 1842. in the Circuit
Court of the United States for the western dis^t of Pennsylyania,
by agreement of parties, and a statement of &cts, signed by the
respectiye counsel, in the nature of a special yerdict, as follows:
<< It is agreed thait this case be submitted to the court on the fol-
lowing statements of facts, as if found by a jury..
^* 'Ae plaintiff is the commissioner ana superintendent of so muck
of the Cumberland or National road as hes within the ^tate of
Pennsylvania, duly appointed under and by yirtue of the laws of
that state in such case provided, and is a citizen of said state. The-
defendants and Richard C. Stockton, whom they haye surviyed, aire
and were citizens of Maiyland. The defendants, together with die
said Richard, whoYn they have sunriyed, were joint pajttners in cer-
tain contracts for carrying the mail of the United States hereunto
annexed. The route described in said oontracts extended oyer so
much of the road galled' the Cumberland or National road as lies
within the commonwealth of Pennsylyania. &Bd . contracts were
duly executed between the postmaster-general of the United States
fttereto lawfidly authorized by the laws of the United States^ and
said contractors in conformity with law. The mail of die United
States was transported by said contractors in accordance with the
provisions of said contracts, during the time therein stipulated, in
carriages constructed in conformity with the directions and require-
ments of the postmaster^general ; said carris^^ were constructed
and accommoaated as weU for the transportation of the mail, as for
carrying passengers and their ba]g[gage, but the number of said pas-
sengers was limited so as not to mterfere with or impede the trans-
portation of the mail, and in no case was any passenger clurried
when the transportation of the mail would be thereby retarded or
interiSsred widi. The said National road within the territorial limits
JANUARY TERM, 1846. 166
Bearight «. Stokes et at
of Pennsylyania was, 80 fiur and to such extent as the Constitution
and laws of the United States, and the'state of Pennsgrlvania, vested
the same, the property of the United States, and had been con-
structed under die audiorit^ of said laws by the United States,
llie Constitution and laws of the United States, and pf the common-
wealth of Pennsylvania, bearing upon this subject, and the executive
proceedings of the same respectively, are to be deemed and con-
sidered part of" this agreed case. No toDs were paid by said con-
tractors for or upon any vehicle or carriages employed or .used by
diem for the tranq>ortation of said mail during the period of the
existence of said c<mtracts, notwithstanding saicfcarriages ordinarily
as aforesaid carried passenrars, and said contractors received tlie
passage money therefor for ueir own .use.
'^ Under the laws of the United States and of fhe state of Penn-
sjrlvania, so much of. said Cumberland or National road as lies
within die Ujouts of the state of Pennsylvania, was ceded by the
United States, and accepted hj Peimsylyieuiia, upon the terma and
conditions expressed and contained in said statutes. Since the vear
1835, the 'State of Pennsylvania has held said road under and by
virtue of said laws, and has performed the terms and conditions
therein prescribed in every respect, unless the imposition and claim
of t^Us as herein stated is so far an infraction of the compact created
by said laws. Payment of tdls imposed by and under the laws of
Pemu^lvania, has been demanded of said contractors by the plaintiff
and his predeccissors in office, for and on account *of their carriages
so as aforesaid employed in the transportatioh of the znail with pas-
senjgers so^ carried as {foresaid; such payment of tolls has been
resisted and refused by said contractors on the ground that the car-
riages employed in me transportation of the mail of the United
States, on said road, wore, not under the said compact and laws
legally liable to the payment of said' tolls.
^^'pie said carriages employed in the transportation of the mail
were four-wheel carriages orawn by four horses each, and they rai|
over said route and dirou^ the six gates which are upon said road
within the said state of Pennsylvania, twice daily, being dieir eastern
and westam routes. The full rates of toll established by law upon
said road in Pennsylvania, for a dailjr line of four-Korse post -coaches
or stages, were, at each of the said six gates, including the eastern
and wMem routes, daily
From 1 January, 1836, to 1 April, 1837, - - 40 cents.
X* ",1837, to 1839, - . 60 cents.
1839, to present time, - - 100 cents.
^^B^lipon^foiegpinjg state of &cts.the court shall be of opinion
diat the defendants are liable fi> pay tolls for thdr carriages so em«
ployed in die transportation of the mail of the United Stetes, judg-
ment to be entered for the plamtiff for die sum of |6000. If it
riiall be 6f opinion that the said carriages so employed are not sub-
IM SUPREME COURT.
Seatight «. Btokts tt\l
ject to tbe payme&t of said tolls, then judgmciit to be entered fivr
the defendants. j^^ p ^jjonnKES, Jbr PtaMifi.
Rich'd. S. Cox, jfbr Jkfendanti.^^
Upon this statement of &cts the court below directed, judgment
to be entered in &vour of the defendant, and to reviev this dedsbn
of the court the writ of error was brou^t.
VeechBnd Walker^ for the plaintiffs in error.
Coxe and JftUon^ attorney-general, for the defendants in error.
(This case was argued at the preceding tom of the court by
Flermikin and Walker y for the plaintifis in error, and CcKce, for de-
fendants, but the court ordered a re-argument at the present teim.)
Veechy for plaintifis in error;
Ai^er recitine the history of the road, said, that if the nmd was
the property of the United S&tes, it might be conadered a harddiip
that die EQ^ could not pass free. But Pennsylyania had cmly
granted the right of way. She was the last of the three states who
argued that it should l)e made, and' then stipulated that it should
pass certain points.
The United States had no jurisdiction over tHe soil, and no more
power pver it than state officers had when they were making state
roads. No one thought of making any provision for keeping the
road in repair. As soon as ten nmes were made, a difficmty arose
upon this point. « 1 CoUection of Surreys, &c., published in 1839,
by order of the Senate. Report of Shnver, conununicated to Con-
gress by Mr. Gallatin.
Mr. Gallatin said, that ^^ tolls were suggested, but thi^ could 'only
be done by authori^ of the state." Same book, 133, 639.
Mr. Dallas, when secretaiy of the Treasury, made a report on the
subject, in which he said that provision ou^t to be made for keep-
ing the road in repair, but that Congress, of itself, had no power m
thepremises. Doc. No. 69, page to3.
llie road continued to decay until 1822, when a bill was passed
to erect gates and collect tolls, which was vetoed by the President
of the Imited States. Congress then appropriated a small sum for
repairs. Mr. Buchanan moved an amehdment, providing for a ces-
sion of 4he road to the states through which it passed, on condition
that they would collect tolls and keep it in repair. There was -no
reservation in &vour of the mail.
In 1823 the same amendment was ofiered, widiout any reserva-
tion.
Between 1828 and 1832, the road became so much out of repair
fliat another movement was made. (The .counsel here referrea to
the several acts which were passed by state legislatures and by
Congress.)
JANUARY TERM, 1846. IW
Bearight v. Stokes et aL
In the mean time, Pennsylrania had constructed roads leading
fiom Pluladelphia to Pittsburg, and the question was, "whether she
flhould turn the travel off her own roads to one which passed through
oplj a small portion of the state. The Penhsylvania legislature struck
out a part ofthe Ohio billj which they had before them. When the
<Miio Ml was before Congress, Mr. Burnet, a senator from that state.
said, &at care was taken diat the mail of the United States should
pass free. 7 Reg. Deb. 287.
There are other differences between the laws of Penhsylvania and
Ohio. The Virginia law is almost a copy of that of Ohio, althou^
in the spipt of old-fashioned Virginia hospitalitjr, one who is visitmg
his neignbour is not allowed to be charged with anv toll. Maryland
copies the law of Pennsylvania. Maryland and Fekinsylvania said,
that the United States should first put the road m*repair and erect
toQ-bouses, whilst \nrginia imposed no such restriction. The cost
to Congress was about $750,000 in repairing the r9ad and erecting
fintes. Before this time, the mail was carriecTiii one line of coaches.
The contract with the defendants for carrying it in 1835 was to pay
them $9708. In 1837, tbev were paid ^7,600.
Under the present law, half toll is chared upon the coaches T^idi
carry tiie mau and passen^rs ; if there is. nothing but die mail diey
ffo nree. Suppose we aamit, that the mail is me property of the
United States, can a coach be said to be ^* laden with the property
ofthe United States^ when it has nine passenj^rs in it and only a
smpll mail bag? Or, could this be affirmed of a} wagon laden with
flour and one mudcet ?■ Such a construction forces words from their
'true import. But the mail cannot be properly called die properhr of
flie United States. All carriers have a speciaJ property in their load
to protect it from depredations. But' what the law means is, that the
Umted States must have an unqualified right of property in the sub-
ject matter. It will be necessaiy for the other side to make out two
propositions:
1. That the mail is the property of the United States.
it. That, a* Vehicle can be said to be laden with the mail when it
has a single bag in it
Caxey for defendants in ierror.
(Mr. Coxi tra9ed the history ofthe road as it is found in the laws
and ill 1 State Papers^ tit MsceUaneous, 432, 474, 714, 718 940,
The error of the argument on the other side is in supposing, that
Ohio was the only party interested in the original construction ofthe
road. The United States was a lar^ landed proprietor, and wished
to open an eaafy access to the lancb in the west, in order that sales
inig^t be increased. Pennsvlvania, it is true, did not cede the land
over which the road passed, but ishe was deeply interested in the
general result. The United' States did not claim sovereign power
188 SUPREME COURT.
Searight «. Stokes et al«
over it Still Ihey have some interest in it, and we do not claim
more than all incorporated companies have ovjsr the roads which Ifaey'
make. The Penn^lvania act is different from that of Ohio. But
the reason is, that' the road was completed ip the former state and
not in the latter. TMr. Caxe here reviewed, the particular provisions
of the several acts.) Is there any ground to suppose, that Congress
intended to make a difierent contract with dmerent states ? Tlie
conditions are essentially the same : one exempts theproperty of the
United States, and the other, the mail. Hie act oT Pennsylvania
speaks of ^^ vcducles carrying die United States mail," thus recc^^nis-
ing the mail as belongmg to the government The mail is one o£
the most valuable branches of the government; connecting itsdf
closely with the business of the people, and a proportipn of the mail
matter is absolutely the pi-operty of the government, being communi-
cations from one public officer to another. The mail is fenced round
with protection, by law, from robbery and depredation, and the bass
and locks are pubhc property. The act of Congress of 1 831 , dut>u£^
out, recognises the mail as being the property of the government
Unless passengers were to ^ in the poaches, there would have to be
a guard ; but they are the oest guard. The contracts require, that
sts^;es shall be suitable for passengers. The right of altering the
contract is always reserved to the government, and although there
may be three lines now instead of one formerly, yet the letter of the
postmaster-general to the ^vemor of Penn^lvania shows, that the
mail could not now be earned in one coach. If there can be a toll
imposed upon carriages when there are passengers, why not also
when there are no passengers ? and such an amount may.be taxed
as will prevent the running of the mail. A question of power cannot
be decided by the greater or lesser exercise of it: 4 Wheat 327,
361,. 387, 417, 426, 429.
JV^on, attorney-general, on the same side.
The question lies in a narrow compass. It is, whether there is a
contractDetweeii the United States on the one hand and Pennsylvania
on the other ; and if so, what is its nature ? The act of 4th April,
1831, is the foundation of the compact. It proposed to provide for
&e repair of the road. Commisaoners were appointed on condition,
that me United States would repair the road and, erect gates. The
act was to have no force until Congress assented to it^ and apph>-
priated money for toll-houses and ^es. Here is a proposal, ah
offer for a contract The 10th section says, that it shall not go into
operation until an appropriation is made, but there is nothio^ said
about ceding juris^ction. Congress, in 1832, assented, on condi-*
tion that Pennsylvama would execute her part of the contract and
keep &e road m repair. The power of CDngress over internal im-
provements is not drawn into the case at aU.. The United States
have a ri^t to purchase the privily of transportkig the mail, over
JANUARY TERM, 1845. IM
Bearigkt «. Stokes et aL
any road. If Pennqrlvannt had said, give tis $760,000^ and your
ma3 shall pass, free, would not such a contract hare been wkhin the
competency of the parties to make, and have been good ? The con-
sideration was a Taluable one to Pennsylvania. She cannot now
deny the right ol die United States to inake the road, because she
accepted the cession, and actually holds title under the United
States. 9 La « : U. S. 232, 233, act of surrender by United States.
There was apower reserved to Pennsylvapia tochan^ the ref-
lations of the road, provided the comptuct was not infrmged. Sut
tiie act of 1836 asserts the antfaority of the lesislature to vaiy the
origbal terms, and levies half tolls. It cannot be said by the other
side, diat the two acts do not clash with each other, because the
legidature says thqr do. That the mail is property is too plain to
be an;ued.
WhdX were the circumstances under which the acts were passed ?
The road had been in use for twelve or fourteen years before 1831.
The mail was carried in stages, without pajring any toll, in the same
description of vehicle as that now taxed. There never was any
other species of property of the United States carried on it ; at least,
the reconl does not show that there was. Was it a lure, then, to
ibe government to spend $800,000 for the privilege of pasangpro-
Krty free whichit bad never transported on the road, and was not
:ely to transport? •-*
It has been said, that because Ohio was more specific in her le-
mlation, therefore Penn^lvania did not mean to exempt the mail.
Sut of what authority is tnc act of another state ? The object was
the same wit!: them all. *
We have the opinion of the executive and judicial departments
of Pennsylvania, 2 Watts & Sergeant, 1^3.
But suppose ibere was no compact. Thf act of 1836 would still
have been invalid. It is not a ^neral law to collect tolls, but di-
rected specificaHy against the mail. The property of the contractors
is, no doubt, subject to taxation by a state ; but a law levelled ex-
clusively af;ainst the mail is a different. thin^. A power to destroy
the means miplies a powdr to destroy the thmg itself. The case of
McCulloch V. Maryland. 4 Wheaton, was an attempt to tax the
means by which the bank carried on its operations. In Weston v.
City of Charleston, 2 Peters, 449, the same principle was established.
It was held that loans were means to execute the powers of Con*
gress, and to tax the stock would impair the means. So, 15 Peters^
435, 448. It has been said, that if these tolls aire not collected die
road win go out of repair. But can this be so? The whole amount
charged is only $1200 a year, upon a road on which $800,000 were
ex]>ended as late as 1835, built at the request of Pennsyhimia, and
which she pledged her faith to keep in repair. It has been said also
that the privilege of passing free may be abused ; that 100 stages
may be run upon the road. But the record presents no such ctse.
W SUPREME COURT,
Bearight «. Stokes et aL
The stages are iDsed bona fide by the contractors under their.contract
with the postmaster-general.
Walker y for plaintifls in error, in reply, and conclusion.
If the court shall be ag»nst us on the interpretation of the oom-
pacty we shall have to invite their attention to tiie following grave
question^:
1. That the federal government has no power, under the Constitu-
tion, to construct a road witUn the limits of a state,
2. That the consent of a single state cannot enlarge 'die powers of
the federal government, even within its own limits, and much less
within the limits of another state.
3. That ^e two per cent fund referred to in the several acts of
appropriation, was exhausted before the road reached the Pennsyt*
vanialine.
4. Thattheconsentof Pennsylvania, under the law of 9th of AprDy
1807, was based upon the appropriatien of the two per cent, fund,
and ttiat alone, to ttie construction of said road widiin her limits.
6. That Congress possessed no power, under the Constitution, to
collect toll upon said road in the state of Penn^lvania.
6. That the state of Pennsylvania had iurismction of said road,
and the right to collect toll, and possessed this power as one of the
ridits not delegated in forming^ the Constitution of the \mion,'and
wich could only be relinquidied by an amendment of the Consti-
tution.
7. That the right to collect toll in this case veas never surrendered .
by the state of Pennsylvania.
The power of the federal government to construct roads has been
abandoned for eight years past, llie authority to establish postr
roads, is merely to designate the road from point to point ; and if the.
United States have no constitutional po^er, an act of one of the
states cannot confer it. If there was no power to make the road,
there was none to repair it or collect tolls; and an agreement to re-
pair it was null and void, as being repugnant <to the: Constilutioi^
.The jurisdiction which Pennsylvania had, originally, over the soQ of
the road, was never surrendered; and if it had been, her legidttuie
had na power to surrender it.
The speech of Mr. Burnet dves the history of this matter. The
road was going to ruin, and Congress refused to appibpriate. The
friends of the road in Ohio obtained the passage ofan act there. It
was a favourite m that state, but not in Pennsylvania. The ktter
state had commenced- a large system of improvement from Phikidel-
phia to Pittsburg,, and knew that this Cumberland road would draw
off the travel irom her own works. The law of Pomsylvania was^
tiierefore, dissimilar fix>m that of Ohio. Ohio did not require ttie
road to be put in repair before accepting the ^cession, but rennsvl-
yania did. There are many other important difeences between mt
JANUARY TERBI, 1^46. 161
Bearight «. Stokes et aL
twah^ Congress hastened to accept the Ohio Iz^v before Penn-
sylvania acted. What reason is there to think that PennsvlTania in-
tended to imitate Ohio ? ' There is none. If so, why was the phrase-
oWy changed ? Some words must have been intention^y omitted^
andyet this court is now asked to insert them, to change places with
die legislature at Harrisbuig, and do what it refused to do. Al-
diou^, in general, the mail may be property, can it be considered
so here, where there is a special exclusio;i) £very word of a sta-
tute must receive a meaning, unless the court are compelled to con-
sider some words ^onymous. In the Ohio law, the words ^^ mail"
and ^^ property" are not synonymous: it exempts a ^^.stage or coach,
canrin^ the mail,." and a ^^ wagon or banriage, canying4iproperty of
die fjmted States;" referring to different yemcles, carrying different
diings. The *^ nuul" is never carried in wagons. The goyemment
recently brought a laree copper rock from Lake Superior. This
could not haye passed Sree unless under die head of property. Ohio
had, therefore,, two distinctprovisions in her law; .Pennsylvania
adopted only one of them. The toll on ^^ stages" included the coach
carrying the mail, in words aad letters. The Ohio law asked her to
exempt die mail, but she refused.
But does ^^ property" include the mail? Does a departmoit,
when making a schedule of its property, include the contents of the
mail.' The united States is only a common carrier, and paid as
such. If not, then postage is exacted for cargring the property of
the United State?. It is me property of the persons interested ; they
can recover it at law. It has been said that because a common car-
rier has a special property in what he carries, therefore the United
States have a property in the mail. But this technical principle was
unknown to the farmers and mechanics who passed the act of llBSl.
Again, what is the meaning of ^Maden?" it is the bulk of the load.
If an officer of the United States puts a single box in a wagon, and
die rest of the load is private property, eould it be said with any
propriety diat the wac^on was "laden" with the property of the go-
vernment? To Justi^ this, other words must be interpolated into
die law, viz., " m whole or in part" But-they are not4here. If
"property" means the "mail," then the section must read, ".laden
with tl)e mail ;" and if this be so, a single mail-bag will not exempt
die coach from tolls. If the contractors had a. steam-wagon cpnyey-
in^ 100 passengers kad a small mail-bag, would they all go free?
It IS said that we attack the mail, but we do not llie government
pays turnpike gates eyeiywher^ else. When companies make roads
with their own money, they allow the government to use them on
the same terms .with eyery one else. If it can seize upon roads, the
postmaster-general would soon ^t rid of all difficulties with rail-road
companies. But we deny the nght.
But upon whom does the tax fall in this case? The record ^ys
that stages conyeying nothing but the mail pass free. It is then
VoL^.— 21 o2
TM SUPREME COURT.
Sebright v. Stokes et aL
the passengers who pay the tax. The contractors must increase die
fere. The government is not a party upon the record, and the post-
master-general has no business to come here by counsel. The
whole difficulty has arisen from an eflbrt.of contractors to draw cus-
tom to their own line fipom roads whiere tolls are chargedr All op-
position stages, too, must be broken down on diis road, because
those sta^s wUl be charged with toll.
It is said that passengers are a guard to the mail. They do not
consider themselves as paying their passage money for the privilege
of yarding the mail. But, upon this theory^ the contractors ou^
to be bound to carry some always; whereas the stages frequently
run without any passengers.
Pennsylvania has been charged with violating her faith. But how
can this be? She derives no revenue from the road; the whole of
the tolls are expended upon repairs, and that too in a case where her
own pecuniary interests suffer, because the travel is drawn away
from ner own roads. The true interest of the United States is to
maintain our view of the case; because, if tolls enough are not col-
lected to keep the road in repair, it must go to ruin, and ihen the
contractors will charge a higher price for carrying the mail, even at
a slower pace.
The act of l836vis only declaratory of that of 1831, and not in-
consistent with it. . The latter exempts wagons when laden with the
property of the United States in the whole ; and the former propor-
tions the exemption to the amount of property thus owned. The
imposition of half-toll is, in fact, a privilege granted^ The whole
of the Pennsylvania legislation is one continueo? series, instead of be-
ing separate and inconsistent acts. The law of 1831 accept^ the
rojwl, when it should be put in repair and toll-houses erectea. The
act of Congress, making the appropriation, did not pass till 1834 ;
and in Apnl, 1835, Pennsylvania accepted the surrender, aind ap-
pointed commissioners. Between that time and die first of January,
1836, gates were erected, and the act of 1836, now \mder con-
sideration, was passed without any loss of time. The case in Watts
& Sergeant has been referred to, but here is a certified copy of the
record, diowing that, from 1836 to 1839, bills were made out Quar-
terly, Before tiie act of 1836, all the steges, except the fest line,
paid tolls. These, were therefore collected under the act of 1831.
Tliere were only two lines, and the commisiBioners a^ed to excuse
one, on condition that the other paid* This was huf-toll, and was
the foundation of the law.
Mr. Chief Justice TANEY delivered tiie opinion of the court
The miestion in this case is, whether the state of .Pennsylvania
can lawiully impose a toll on carriages empWed in transpoitmg the
mail of the United States over that part of the Cumberland road
which passes through the territory of ^t stale .^
JANUARY TERM, 1846. 1«
Bearight «. 8toke9 et aL
The dilute has arisen from an act of die legislature of Pennsyl-
vania, passed in 1836, wnereby wagons, carriages , stages, and omer
modes of conveyance, canning the United States mail, with passen-
gers or the goodbs of other persons, are chared with half tiie toll
levied upon other vehicles of Ihe like description. The plaintiff in
error is Ihe commissioner and superintendent of the road, appointed
by the state. The defendants are contractors for carrying the mail,
and they insist that their carriages, when engaged in this service,
are entitled to pass along the road £ree from toll, althou^ they are
conveying passengers and their baggage at the same time. In order
to obtain the opinion of this court upon the subject, an abiicable
action was instituted by the pbintiff in the Circuit Court of the
United States for the western district of Pennsylvania, for the tolls
directed to be collected by the law above mentioned, and the facts
in th^ case stated by consent* The judgment of the Circuit Court
was against the plaintiff, and it i^ now brouj^t here for revision
by wnt of error.
The Cumberland road has been so often the subject of public
discussion, and the circumstances under whicH it was constructed
and afterwards surrendered to the several sta^ through which it
passes, are so generally known, that we shall forbear to state them
rarther than may be necessary for the purpose of Rowing the cha-
racter (^ the present controvert, tod explaining the principles upon
w)uch the opinion of this court is founded.
The Toad in question is the principal line of* communication be-
tween the seat of government and the great valley of the Missis-
sippi It passes mrough Marylsmd,. Pennsylvania, Virginia, and
Onio,.and was constructed at an immense expense by me United
States, under the authority of different and successive acts of Con-
gress : the states contributing nothing either to the making of the
road or to the purchase of land oyer which it passes. 'Diey did
nothing more than enact laws authorizing the Umted States to con-
struct Sie road within their respective limits, and to obtain the land
necessary for that puipose from the individual proprietors upon the
payment of its value.
After the road had thus been made — although it was constiiicted
with the utmost 'care, sparing' no efforts to make it durable — it was
still found to be incapable of withstandmg the wear and tear pro-
duced by the number of carriages continually passing .oVer it, en-
gagisd in transporting passengers, or heavily laden wim agricultural
produce or merchandise ; and that either a very great expense must
DC annually incurred in repairs, of the road, in a short time, would
be entirely broken up and become unfit for use. As no permanent
provision had been made for these repairs, applications were made
to Congress for the necessary lunds ; and as these demands upon
the public treasury unavoidably increased, as the road was extended
or longer in use, they naturally produced a strong feeling of dissat-
164 SUPREME COURT.
Searight «. 8toket et al.
is&etion and opposition in those portions of the union Tdiich had no
inunediate interest in the road ; and the constitutional power of
'Congress to make these appropriations was also eamestlji and upon
many applications, contested by many of the eminent statesmen of
the country. It therefore became evident,' that unless some other
means than appropriations from the public treasuiy could be derised,
a WQrk which everjr one felt to be a great public conTenience, in
which a large portion of the union was directly and deeply inte-
rested, and- which had been constructed at so much cost^ must soon
become a total ruin.
In this condition of things, the state of Ohio, oh the 4th of Feb-
ruary, 1831, passed an act, proposing, with the assent of Con^ss,
to take under its care immediately the portion of the road withm its
limits which was then finished, and the residue from tmie to time aa
different parts of it should be completed, and to erect toll Rates
thereon, iod to apply the tolls to the repair and presenrition of the
road, specifying in the law the tolls it proposed to demand, and coxb*
taining a proviso in rel^on to the property of the United States,
and to persons in its service, in the following words : << That no
toll diall be received or collected for the tiassage of lmy>8tage or
coach conveying the United States mail, or norses bearing the samei
or any wagon or carriage laden -with the properhr of the United
States, or aity cavalry qt other troops, arms, or miutaiy stores, be-
longing to the same, or to any of the states comprising this union,
or any person or persons on duty in the military service bf the Uniteo,
States, or d[ the militia of any of the states.'^ On the 2d of March,
in tiie same year, Congress passed a law assenting to this act of
Ohio, which is recited at" large in the act of Congress, with idl its
provisions and stipulations.
The measure proposed by the sti^e of. Ohio seems to have been
received with general approbation ; and on the 4th of April, 1831^
. Pcsmsylvania, about two months after the passage of the law of
Ohio, parsed an act similar in its principles, but varying firom it in
some respects on account of the cufferent condition of the road in
the two states. In Ohio it was new and unworn, and therefore
needed no repair ; while in Pennsylvania, where it had been in use
£» several years, it Was in a state of great dilapidation. W0e
proposing, therefore, to take it under the care of the state, and to
charge the tolls specified in the act, it annexed a condition tiiai the
United States should first put so much of it as passed throu^ that
state in ^ood repair, and an appropriation be also made by Congress
for erectmg toll-houses and toll-gates upon it. The clause in rela-
tion to the passage ot the property of the United States over die
road/ also varies firom the language of the; Ohio law, and is in the
following words : ^^ That no toll shall be received or collected for
the passage of any wagon, or carriage laden with the property of
JANUARY TERM, 1845> M6
Searight v. Stokei et aL
the United Sbtes, or any cannon or military stores beloxijg;inff to the
United States, or to any of the states composin£| this union. '
The example of Pennsylvania was fouowed by Maryland and
Yirginia, at ^e next succeeding sessions of their respectiTe legis-
latures : the law of Maifyland being passed on the 2od of January,
1832, and the Virginia law on the 7tb of February following. The
Soviso in relation to the property of the United States, in the
airland act, b precisely the same with that*of Pennsylvania, and
would seem to have been copied from it, while the proviso in ti^e
Vir^;inia law, iq>on this subject, follows almost literally the law of
Ohio.
With these several acts of Assembly before them, Congress, on
the 3d of July, 1832, passed a law declaring the assent of the
United States to the laws of Pennsylvania and Maryland, to remain
in force during the pleasure of Congress ; and the sum of $150,000
was appropriated to repair the road east of the Ohio liver, and to
make the oth^r needful improvements required b]^ the laws of these,
two states. No menticm is made of Virginia in tluij.act of Coneress,
because in her law the previous reparation of the road, and Uie
erection of toll-houses and gates, at the expense of the United
States, was not in express terms made the condition upon which
die accepted the surrender of the road ; but the assent- of Congress
was afterwards given to her law by the act of March 2d, 1833,
which, like the contract with the two other states, was to remain in
force during the pleasure of Congress.
The sum appropriated, as above mentioned, was, however, found
bsufficient for the purposes for which it was intended, and by an
act of Jupe 24th, 1834, the further sum of $300,000 was ^pro-
priated ; and this act states the appropriation to be made for die,
entire completion of the road east of the Ohio, and other needM
improvements, to carry into effect the laws of Pennsylvania, Manr-
land, and Virgbia, each of which is particularly referred to in me
act of Congress; and further directs diat as fiu* as that sum is ex-
pended, or so much of it as shall be necessary, ihe road should be
ffiirrendered to the states respectively throu^ which it pas^*
But so greatly had the rqad become dilapidated, that even tihese
large sums were found inadequate to place it in a proper condition,
and by the act of March 3d, 1835, the further sum of $346,188^.
was appropriated ; but this law directed that no part ofi it should
be paid or expended until the three states should ren^ectively accept
die surrender ; and that the United States *^ should not thereafter
be subject to any expense in relation to the said road." Under this
act of Congress the surrender was accordingly accepted, in l836,
and the money applied as directed by tlie act of Congress, and^rom
that time the road has been in the. possession of and under the -con-
trol of the several states, with tolJ-^tes upou it. This is ifae hisf*
tory of the road, and of die legblation of Congress and the statM
166 StlPREME COURT.
I ''«.]■ ■ ■ ■ I III
Searight «. Stokes et aL
upon that subject, (so far as it is necessary now to state it,) up to
^e tirac when the road passed into tl^ hands of the states. We
shall have occasion hereafter to speak more particularly of the act
of Congress last mentioned, because it is the act under which the
states finally took possession of the road.
When the new arrangement first went into operation no toll was
charged in any of the states upon carriages transporting the maO of
the United States ; and no loll unon such carriage^.has ever yet be^
claimed in Ohio, Maryland, or Virginia. Biit on ihe 13th of June,
1836, the state of Pennsylvania passed a law, declaring that car-
riages, &c., carrying the property of the Uiuted States or of a state,
which were exempted from the pajTiient of toll by the act of 1831.
should tiiereafter be exempted only in proportion to Ibt amount of
property in such parriage belongmg to the United States or a state,
and, ^^ that in all cases of wagons, carriages, stages, or other modes
of conveyance, carrying the United States mail, with passengers or
goods, such wagon, stage, or other mode of conveyance shall pay
half-toll upon such modes of conveyance.*' And we. are tow to
inquire whether this half-toll can be imposed upon carriages carrying
the. mail under die compact between the United States and Perm*
sylvania.
It will be seen from this statement, that the constitu^onal power
of tiic general government to construct this road is not involved in
Ae case before us ; nor is this court called upon to express any opi-
nion upon that subject ; nor to inquire what were iht ri^ts of the
United States in the road previous to the compacts liereiubefore
mentioned. The load had in fact been made at the eypense of the
Sencral government. It was the great line of cormection between
le seat of government and the western states and terrilories, afiTord-
ing a convenient and safe channel for the conveyance of the mails,
and enabling the government thereby to communicate more prompt-
ly with its numerous officers and agents in tliat part of the United
States west of the Alleghany mountains, llie object of the coni-
Kcts was to preserve- the road for the purposes for which it had
en made. The right of the several states to enter into these agree-
ments w8l hardly be questioned by any one. A state may undoubt-
edly grant to an mdfvidual or a<X)q^orati6n a ri^ of way Uirough its
temtory upoA such tenhs and conditions as it thinks proper; and
we see no reason why it may not deal in like manner with the United
States, when the latter have the ppwer to enter into the contract.
Neither do we see any just ground for questioning the power of
Congress. TheXJonstitlition gives'^ it the power to establish post-
offices and post-roads ; and charged, as it thus is, with the transpor-
tation of the mails, it would hartJly have performed its duty to the
country, if it had sufiered this important line of communication to
&11 into utter ruin, and sought out, as it must have dpne, some cir-
euitoiii or tardy and difficu&route, when by the immediate payment
JAJ^UARY TERM, 1845. 167
8ei^right «• Btokes et aL
of an equivalent it obtained in perpetuity the means t>fperfonninff
efficiently a great public du^, which the Constitution has imposed
upon the general government. Large as the sum was which it paid
for repairs, it was evidently a wise economy to make the expendi-
ture. It secured this convenient and important road for its mails,
where the cost of transporting them is comparatively moderate, in-
stead of being compelled to incur a far heavier annual expense, as
they must have done, if, Sy the destruction of this road, they had
been forced upcm routes more circuitous or difficult, when much
Mriier charges must have been demanded by the contractors. Cer-
tamly, neidier Ohio, nor Pennsylvania, nor Maryland, nor Virginia,
appear from theb laws to have doubted their own power or the
power of Congress. But we do not understand, 'that Pennsylvania
now upon any ground disputes the validity of the compact or denies
her obligation to perform it; on the contrary, she asserts her readi-
ness to fulfil it in all its parts, according to its true meaning ; but
denies the construction placed upon it by the United States. It is
to that part of the case, therefore, that it becomes the duty of the
court to turn its particular attention.
It is true, that in the law of Pennsylvania, and of M^land also,
assented to by Congress, the exemption of carriages engaged in car-
rying the mail is not so clearly and specifically providecf for as in die
laws of Ohio and Vii^inia. But in interpreting these contracts the
character of the parties, the relation in which they stand to one
another, and the objects they evidendy had in view, must all be con-
sidered. And w^ should hardly carry out their true meaning and
intention if we treated the contract as one between individuals, bar-
graining with each other with adverse interests, and should apply to
It the same strict and technical rules of construction that are appro*
priate to cases of diat description. This, on the contrary, is a con-
tract between two governments deeply concerned in the welfare of
eadi other ; whose dearest interests and happiness are closely and
inseparably bound up together, and where an mjury to one cannot
bil to be felt by the other. Pennsylvania, most undoubtedly, was
anxious to give to the general government every aid and facility, in
its power, consistent wim justice to its own citizens, and the govern*
ment of the United States was actuated by a like spirit.
This was the character of the parties and the relation in which
they stood. Besides, a considerable number of the citizens of the
state had a direct interest in the preservation of the road ; and the
state had manifested its sense of the importance of the work by the
act of Assembly of 1807, which authorized die construction of the
road within its limits ; and ag^ in the resolution passed in 1828,
by which it proposed tb confer upon Congress the power of erecting
gates and charging toll. Yet the only value of. this road to the
general government worth, considering is for the transportation of
w- mails ; and in :tliat point of view it is far more important than
16» SUPREME COURT.
Bearight v. Stokes et al.
any other post-road in the union. Occasionally, indeed, arms or
miiitaiy stores may be transported over it ; and sometimes a portion
of the militaiY force may pass along it. But these occasions for its^
use, especially in time of peace, but rarely occur ; the daily and
necessaiy use of the road by the United States is as a post-road,
formmg ah almost indispensable link in the chain of communication
fipom the seat of government to its western bordets.
Now, as this was well known to the parties, can it be supposed
that when Pennsylvania, by her act of 1831, proposed to take the
road, and keep it in repair from the tolls coUpcted upon it, and ex-
empted from toll carriages laden with the property of the United
States, she yet intended to charge it upon the mails ? That in re^
turn for the large expenditure she required to be made, before she
would receive the road, she confined her exemption to matters of no
importance,, and reserved the right to tax all that was of real value ?
And when Confess assented to. the proposition, and incurred such
heavy expenses for repairs, did Ihey mean to leave their mails throu^^
Maryland and Penn^lvania still liable to the toll out of which me
road was to be kept m repair ? Upon this point the act of Congress
of March 3d, 1835, is entitled to great consideration. For it was
under this law that the states finally to<5k possession of the road and
proceeded to collect the tolls. By so domg they assented to all the
provisions contained in this act of Congress ; ana one of them is an
enress condition, that the United States ^ould not thereafter be
subject to any expense in relation to the road. Yet imder the argu*
ment, the expenses of the road are to be defrayed oi^t of the tolls
collected upon it. And if the mails in Pennsr^lvania and Maryland
may be charged, it will be found, that instead of the entu« exemp*
tion, for which Ihe United States so expressly stipulated, and to
\vhich Pennsylvania a^eed, a very large proportion of the expenses
of repair will be annuSly thrown upon them. We do not think ti^at
either party could have intended, when the contract was made, to
burden the United States in this indirect way for the cost of repairs.
So far as the general government is concerned, it might as well be
paid direcfly from the Treasury. For nobody, we suppose, will
doubt that mis toll, although in form it is paid by the contractors, is
in bet paid by the Post-office Department. It is not a contingent
expense, which may or may not be incurred, and about whidi a
contractor may speculate ; but a certain and fixed amount, for which
he must provide, and which, therefore, in his bid foy the contract, he
must add to the sum he would be otherwise willing to take. It is
of no consequence to the United States whether charges for repairs
are cast upon it throu^ its Treasury or Post-office Department. In
either case it is not free from expense in relation to the road, accord-
ing to the compact upon which it ^vas surrendered to and accfepted
by the states.
Neither do tiie words of the law of Pennsylvania of 1831 require
JANUARY TERM, 1846. 160
SearigM v. Stokes et aL
a difti^t construction. Tbe United States have unquestionably a
prcqpeity in the mails. They are not mere common carriers, but a
^emment, performing a m^ official dutjr ip holding and guard*
tog its oim property as well as that of its citizens committed to its
care ; for a Very large portion of the letters and packages conveyed
on ttos road, eq>ecimly during Ae session of Congress, consists of
communications to or from the officers of the executive departmerrt,
or members of the legislature, on public service or in relation to mat-
ters of public concern; Nor can the word laden be construed to
mttmJvUy laden, for that would in ctfect destroy the whole value
of the exemption, and compel the United iStates to pay a toll even
on its militarv stores and other property, unless every wagon or
carriage enquoyed in transportbg it was as heavily laden as it
could conveniently bear. We thimc that a carriage, whenever it is
can^ring the maU, is laden with the propertv ot the United States
witmn tbe true meaning of die ODmpact: and di^t the act of Con-
gress of whidi we have spoken, and to ifhich the state assented,
must be taken in connection with the state law of 1831 in expound-
ing this agreement Consequently, the half-toU imposed by the
act of 1836 cannot be recovered.
The acts of assembly of Ohio and Virginia have been relied on
m the argtunent by the plaintiff in error; and it has been urged
that, inasmuch as the. laws of these states, in so many woras,
exempt carriages carrying the mail, of the United States, the omis-
sion of these Words in the law in question shows that Pennsylvania
intended to reserve the right to charge them with toll. And it is
moreover insisted that, as the law of Ohio which contains this pro-
vision parsed some time before the act of Pennsylvania, it ought to
be presumed that the law of the latter was drawn and passea with
a full knowledge of what had been done by the former, and that the
stipulation in mvour of the mail was desi^edly and intentionally
omitted, because the state of Pennsylvania meant to reserve tbe
right to charge it.
Tbe court think otherwise. Even if the law of Ohio is supposed
to have been before die legislature of Pennsylvania, it does not by
any ineans follow that die omission of some of its words would
justify the inference urged in the argument, where die words
retained, by their fidr construction, convey the same meaning.
Indeed, if it appeared that the Ohio law was in fieu^t before the
legislature of Pennsylvania irtien it framed its own act upon the
subject, it would rather seem^ to lead to a contrary conclusion. For
it cannot be supp<Nied that in the compact which the United Stetes
was about to Ibnn with four >different states, and when the agree-
ment with one would .have been of no value without the omerSi
Pennavlvania would have desired or asl^ for any privileges to hei^
adf which were not extended to the other states, nor that she would
be less anxious to give every faciUbr in her power to the genial
Vol. in.— 22 P
no SUPREME COURT.
Bearigbt v. Stokes ct al.
goyernment \^hen carrying out "Arough her territory the important
and necessary operations of the Post-office Department. Nor could
she have supposed that Congress would give privileges to one state
which were denied to others; and, after haying done equal justice
to all in the repair and preparation of the roaa wherever needed,
make different contracts with the different states ; and, while it bar-
gained for the exemption of its mails in one or more of thenS, con*
sent to pay toll in another. The fact that they are cleariy and
explicitly exempted from toll in Ohio and Virginia is a strong argu-
ment to show that it was intended to exempt them in all, and that
the compacts with Pennsylvania and Maryland were understood
and believed to mean the same thing, and to accomplish the same
objects. And this conclusion is greatly strengthened by the fact
that Maryland, where the words of the law are precisely the same
with those of Pennsylvania, has never claimed the right to exact
toll from carriages carrymff the mail ; nor did Pennsylvania claim
it in the first instance, and they were always allowed to pass free
until the act of 1836. Indeed tl)at law itself appears to recognise
the right of the mail and other property of die United States to go
free, and the imposition of only half-toll would seem to imply that
the state intended to reach other objects, and did not desire to lay
the burden upon any thing that properly belonged to the United
States. And so far as^wexan judge from its legislation,. Pennsyl-
vania has never to this day placed any other construction upon its
compact ^an the one we have given, and has never desired to
depart from it.
If we are right in this view of the subject, the error consists in
the mode by which the state endeavoured to attain its object. Un-
questionably the exemption of carriages bearing the mail is no
exemption of any other property conveyed in the same vehicle, nor
of any person travelhn^ in it, unless he is in the service of the
United States, and passing along in pursuance of orders from the
§ roper authority. Upon all other persons, although travelling in
le mail-stage, and upon their baggage or any other property,
although conveyed in the same carriage with the mail, the state of
Pennsylvania may lawfully collect the same toll that she charges
either upon passengers or similar property in other vehicles. If
the state haa made this road hei-self, and had nOt entered into
any compact upon the subject with the United States, she might
undoubtedly have erected toll-gates thereon, and if the United
States afterwards adopted it as a post^road, the carriages engaged
in their service in transporting the mail, or otherwise, would have
been liable to pay the same charges that were imposed by the state
on other vehicles of the same kind. And as any rights which the
United States might be supposed to have acquired in this road have
been surrendereuto the state, the power of the Jatter is as extensive
in collecting toll as if tbe road had been made by herself, except
JANUARY TERM, 1846. 171
Sea right v» Stokes et aL
in SO &r as she is restricted by her compact ; and that compact
does noUiing more than exempt the carriages laden with the pro-
perty of the United States, and the persons and baggage of those
wlio are engaged in their service. Toll may therefore be imposed
upon every thing else in any manner passing over the road ; restrict-
ing, however, the application of the money collected to the repair
of the road, and to the salaries and compensation of the persons
employed by the state in that duty.
It has been strongly pressed in the argument, that the construc-
tion placed upon the compact by the court would enable the con-
tractors to drive every other line of stages from the road, by dividing
the mail-bags among a multitude of carriages, e^ch of which would
be entitled to pass toll free, ^hile the rival carriages would be com-
pelled to pay it. And that by this means the contractors for car-
ly'mg the mail would in effect obtain a monopoly in the convey*
ance of. passengers throughout the entire length of the road, greatly
injurious to the public, by lessening that disposition to accommodate
which competition is sure to produce, and enhancing the cost of
travelling beyond the limits of a fair compensation;
The answer to this argument is, that under the agreement they
have made, according to its just import, the United States cannot
claim an exemption for more carriages than &re necessaiy for the
safe, speedy, and convenient conveyance of the mail. And if mea-
sures such as are suggested wer6 adopted by the contractors, it would
be a violation of the compact The postmaster-general has unques-
tionably the ri^ht to designate not only the character and description
of the vehicle m which the mail is to be carried, but also the number
of carriages to be employed on every post-road. And it can scarce-
ly, we think, be supposed, that any one filling that high office, and
acting on behalf of the United States, would suffer the true spirit and
meaning of the contract with the state to be violated or evaded by
any contractor acting under the authority of his department. But
undoubtedly, if such a case should ever occur, the contract, accord-
ing to its true construction, could be enforced by the state in the
courts of justice ; and every, carriage beyond the^umber reasonably
sufficient for the safe, speedy, and convenient transportation of the
mail would be liable to the toll fanposed upon similar vehicles owned
by other individuals. In a case where an error in the post might be
60 injurious to the public, it would certainly be necessary that the
abuse shoidd be clearly shown before the remedy was apphed. But
there can be no doubt, that the compact in question, in the case suih
posed, would not shield the contractor, and upon a case properly
made out and established, it would be the Tluty of a court of justice
to enforce &e payment of the tolls. No such &ct, however, appeus
or is suggested in the case before us, and tke jud^ent of the .CiN
cuit Court is therefore affirmed.
in SUPREME COURT,
8earight v. Stokes et aK
Mr. Justice McLEAN.
I dissent from the opinion of the court And as the caseinToIves
hi^ principles and, to some extent, the action and powers of a
sovereign state, I will express* my opinion.
This was an amicable action to try whether the defendants, who
are contractors for the transportation of the mail on the Cumberland
road, are liable, under the laws of Pennsylvania, to pay tolj for
sti^s in which the mail of the United States is conveyed.
This road was constructed by the federal government through the
state of Peimsylvania, with its consent. Whether this power was
thus constitutionally exercised, is an inquiry not necessarily involved
in the decision of this case. The road was made, and for some
years it was occasionally repaired by appropriations from the Trea-
sury of the United States. These appropriations were made with
reluctance at all times, and sometimes were defeated. This, as a
permanent system of keeping the road in repair, was, of necessity^
abandonied ; and, with the assent of Pennsylvania, Congress passed
• a bill' to construct toll-gates and impose a tax on those who used the
road. This bill was vetoed by the President, on the ground that
Congress had no cbnstitutio? .at powerto pass it. The plan was theft
adopted to cede the road, on certain conditions, to the states through
which it had been established.
On the 4th of April, 1831, Pennsylvsttua passed "An act for the
preservation of the Cumberland road.'*
By'the 1st section it was provided, that as s6on as the consent of
the government of the United States shall have been obtained, cer-
tain commissioners, who were named, were to be appointed, whose
duties in regard to the road were specially defined. The 2d section
enacted, that to keep so much of the road in repair as lies in the state
of Pennsylvania, '^d pay the expense of collection, &c., the commis-
sioners should cause six toll-gates to be erected, and certain rates
of toll were established. To this section there was a proviso, ^^ that
no toll shall be received or collected for the passage of any wagon
or carriage laden with the property of the United States, or any can-
non or niilitar^ stores belonmng to the United States or to any of the
states composing the union.^'
By the 4th section the tolls were to be applied, after paying ex^
penses of collection^ &c., to the repairs of the road, the commission-
. ers having power to increase them, provided they shaU not exceed
the rates of toll on the Harrisburs; and Pittsburg road. The last
section provided tiiat the toll should not be altered below or above
a sum necessary to defray the expenses incident to the prc^rvation
and repair of said road, &c., and also, "that no changfe, alteration, or
amendment shaH' ever be adopted, that will in any wise defeat or af-
fect the true intent tmd meaning of this act."
By the 10th section of the abbve act it was declared to have no
effect until Congress should assent to the same, " and untifso much
JANUARY TERM, 1845. tW
Searight v, Stokes et al.
of the said road as passes through the state of Pennsylyania be first
{>ut m a good state of repair, and an appropriation madelyy Congress
or erecting toll-houses and toll-gates thereon, to be expended under
the authetity of the commissioners appointed by this act."
By their act of the 24(h of June, 1834, Congress appropriated
$3(K),000 to repair the Cumberland road east of the Ohio river,
which referred to the above act of Pennsylvania^ and also to similar
acts passed by Vir^nia and Maryland. And in the 4th section of
the act it was provided, ^^ that as soon as the sum by this act appro-
priated, or so much thereof as is necessary,' shall be expended in the
repair of said road agreeably to the provisions of this act, the same
shall be surrendered to the states respectiyely through vhich said
road passes ; and the Umted States shall not thereafter be subject to
any expense for repairing said road.'^ This surrender of the road
was accepted by Pennsylvania, by an act of the. 1st of April, 1835.
The aLove acts constitute the compact between the state of Penn-
sylvania and the tmion, in regard to the surrender of this road. The
nature «nd extent of this compact are pow to be considered.
As before remarked j the constitutional power of Congress to con-
struct this road is -not necessarily involved in this decision. By the
act of Congress of the 30th of April, 1802, to authorize the people
of Ohio to ^^form a constitution and state government," amone
other propositions for the acceptance of the istate, it was proposed
that "five per cent, of the net proceeds of the 'lands lying within
the said state, sold by Congress, should be applied to the lajrin^ out
and making public roads leading from the navigable waters filling
intd the Adarttic, lo the Ohio, to: the said state, and through the
same ; such roads to be laid under the authority of Congress, with
the consent of the several states through which the roads shall pass :
provided the stite shall agree not to tax land sold by the govern-
ment until after ibe expiration of fire years fiom the time of such
sale.'' ^ -
Bjrthe 2d section of the act of the 3d March, 1803, three per
cent, of the^above fund was placed at the disposition of the state, to
be " applied to the laying out, ppening, and making roads, within
the state."
The above conditions, having been ac(fepted by Ohio, constituted
the compact under which the Cumberland road, was ladd out and
constructed by the authority of Congress. And of this work' it mray
be said, however great has been the expenditure through the inex-
perience or unfaithfulness cf miblic agents, that no public work has
oeen so difiusive in its benefits to the country. It opened a new
avenue of commerce between the eastern and western states. Since
its completion, and while it wfis kept in repair, the annual transpor-
tation of goods and travel on it saved an expense equal to no incon-
siderable part of the cost of the road. But its cession to the states
p2
174 SUPREME COURT.
Searight v. Stoket et aL
through which it was established was found necessary to raise, by
tolls, an annual revenue for its repair.
Whatever expenditure was incurred in the construction of this
road beyond the two per cent reserved by the compact with Ohio,
was amply repaid by the beneficial results of the work ; and this
waa the main object of Congress. It was a munificent object, md
worthy of the legislature of a great nation.
The road was surrendered to Pennsylvania and .the other states
ihrou^ which it had been constructed. But what was ceded to
Pennsylvania? All the right of the United States which was not
reserved by the compact of cession. This right may be supposed to
arise firom the compact with Ohio ; the consent of Pennsylvania to
the construction of the road, and the expense of it& construction,
including the sums paid to individuals for the right of way. Hiese,
and whatever jurisdiction over the road, if any, might be exercised
by the United States, were surrendered to Peimsylvania. The roieid
then must be considered as much within the jurisdiction and con-
trol of Pennsylvania, excepting the rights reserved in the compact,
as if it had been constructed by the funds of thai state. It is, there*
fore, important to ascertain the extent of the rights ret^erved by the
United States.
In the closing para^aph of the 2d section of the act of 1831,
above cited, it is provided, " that no toll shall be received or col-
lected for die passage of any wagon or carriage laden with the
property of the United States, or any cannon or military stores be-
longing to the United States, or to any of the states composing this
union.^' In addition to this, tliere were certain limitations imposed,
as to the amount of tolls, on the state of Pennsylvania, whidi need
not now be considered.
Some light may be cast on the import of the above reservation by
a reference to somewhat similar compacts made in regard to the
same subject between the United States 6nd the st.ites of Ohio,
Maryland, and Virginia. ITie Ohio act of the 2d of March, 1831,
1>rovides, in the 4th section, " that no toll sliall be received or col-
ected for the passage of any stage pr coa^h conveying the United
States mail, or horses bearing the samt^, or any wagon or carriage
laden with the property of the United States, or any cavalry or other
troops, arms, or militaiy stores, belonging to the same, or to any of
the states comprising this union, or any person or persons on duty
in the militair service of the United States, or of the miUtia of any
of the states." The 4tli section of the Maryland act of the 23d of
January, 1832, provided, " that no tells shall b^ received or col-
lected for the passac^e of any wagon or carriage laden with the pro-
perty of the United States, or any caimon or muitafy stores belonging
to the United States, or to any of the stajtes composing this union."
In the Virginia -act of the 7th of February, 1832, it is provided,
^* that no toll shall be received or collected S»r the passage of any
JANUARY TLRM, 1845. 176
Searight o. Stoket et aL
Stage or coach conveying the United States mail, or horses bearing
the same, or any wagon or carriage laden with property o{ the
United States, or any cavalry wQP^other troops, army or militaiy
stores, beloB^ng to- #rc ^«k^, or to any* of the states comprising
this unipnji br any person or persons on duty in the military service
of the United States, or of the militia of any of the states/'
The reservations in the Pennsylvania and Maryland acts arc the
same, and difier materially from those contained in the acts of Ohio
and Virginia. In the latter acts the mail-stage is excepted, but not
in the former. Peni^lvania and Maryland exempt from toll " anv
wa^on or carriage Ifeden with the property of the United States ;**
but the same exemption is contained in the Ohio and Virginia laws
in addition to that of the mail-stage. Now, can the reservations in
these respective acts be construed to meai) the same thing ? Is
there no difference between the acts of Ohio and Pennsylvania ?
Their language is different, and must not their meaning be ^ sought
from the woms m the respective acts ? They are separate and cus-
tinct compacts. The Ohio law was first enacted, and was, probably,
before the legislature of Pennsylvania when their act was passed.
But whether this be the fact or not, they were both sanctioned by
Congress ; and the <)uestk>n is, whether both compacts are substan-
tiaHy the same ? That the leeisldtures did not mean the same thing
seems to me to be clear ot all dotttot. Did Congress, in acceding
to tiiese acts, consider that they were of the same import? Such a
presumption cannot be sustainednrithout doing' violence to the lan-
guage of the respective acts.
In both acts wagons laden with the property of the United States
are exempted. In the Ohio act the mail-stage is exempted from
toll, but not in the act of Pennsylvania. Now, is the mail-stage
eitempted from toll by both acts or by neither ? Is not either of
these positions equally unsustainable ? The -exemption of the mail-
sta^e must be struck out of the Ohio law to sustain one of these
fDsitions, and to sustain the other it must be inserted in the act of
ennsylv^a. Does not the only difference consist in sti'iking out
in the one case and inserting in me other ? This must be admitted
unless the words, ^^ wagon or carriage laden with the property of the
United States," mean one thine in me Ohio law, and quite a differ-
ent thing in the law of Pennsylvania. These words have a sensible
and obvious application in both acts, without including the mail-
stage. In the Ohio law the words '^ no toll shall be received or
collected for the passage of any stage or coach conveying the
United States mail," cannot,- by any sound construction, be con-
sidered as surplusage ; and yet .they must be so considered if the
Pennsylvania act exempt the mail-stage.
When one speaks of transporting the property of the United
States, the meaning of the terms "property of the United States,"
is never mistaken. They mean munitions of war, provisions pur-
176 SUPREME COURT.
Searight v. Stakes et aL
chased for the support of the army, and any other property pur-
chased for the public revenue. They do not mean the mail of the
United States. A wagon laden with property is understood to be a
wagon used for the tnmsportation of propetty, in the ordinaiy sense
of such terms. A wa^on or carria^ bemg laden is understood to
have a full or usual load. The mail-sta^e of the United States is
never spoken of in this sense. It is usea for the transportation of
passengers as well as the mail, and in diis view it is undoubtedly
considered when spoken of in conversation, and especially when
referred to in a legislative act. In no sense can the mail-stage be
considered a " carriage laden with the property of the United States.'*
The same exception applies to a wagon or carriage laden with the
property of a state, mw no one -can' doubt jthe meaning of the
exception thus applied. And can a different meaning be ^ven to
the same words when applied to the United States ? Certainly not.
unless the mail can be denominated the property of the Unitea
States.
The mail of the United States is not the property of the United
States. What constitutes the mail ? Not the leathern bag, but its
contents. A stage load of mail-bags could not be called the mail.
They might be denominated the property of the United States, but
not the maU. The mail consists of packets of letters made up with
post-bills, and directed to certain" post-offices for distribution or de-
livery ; and whether these be conveyed in a bag or out of it, they
are equally the mail ; but no bag without them is or can be called
the mail. Can these packets be said to be the property of the
United States ? The letters and their contents belong to individuals.
No officer in the government can abstract a letter from the mail, not
directed to him, without incurring die penalty of the law. And
can these letters or mailed pamphlets or newspapers be called the
Croperty of die United States ? They in no sense belong to the
Fmted States, and are never so denominated. If a letter be stolen
from the mail which contains a bank-note, the property in the note
is laid in the person who wrote the letter in which the note is en-
closed. From these views I am brou^t to the conclusion that
neither party to the compact under consideration could have under-
stood ^^ a wagon or carnage laden with the property of the United
States," as includmg the mail-stage of the United States.
Are there any considerations connected with this subject which
lead to a different conclusion from that stated. The fact that four
distinct compacts were entered into with four states to keep this
road in repair, cannot have diis effect. We must judge of the in-
tention of the parties to the compact by their language. I know of
no other rule of construction. Two of these compacts exempt the
mail-stage from toll, and two of them do not exempt it. Now, if
the same constructioa, in this respect^ must be given to all of them,
JANUARY TERM, 1845, 177
Searigbt «. Stokes et aL
which of the altematiTefl shall be adopted? Shall the mail-stage
be exempted by all of them, or not exempted by any of them?
y^hat effect can the expenditures of the United States, in -the
construction of this road, have upon this question ? In my judg-
ment, none whateyer. llie reservation must be constniea by its
terms, and not by looking behind it. The federal govemm^t has
been amply repaid for the expenditures in the construction of this
load, great and wasteful as they may hav« been, by the resulting
beneiSts to the nation^ It is now the road of Pennsylvania, subject
only to the terms of the compact. In the act surrendering this
road to the states respectiyely, throu^ which it passes, Congress
say, H and the United States shall not thereafter be subject to any
expense for repairing said road." To. set clear of this expense
was the object of the cession of it to the states. But does this
affect the question under consideration. The repairs of the road
are provided for, by the tolls which the state of Pennsylvania is
authorized *to impose. And this is the meaning of the above pro-
vision. It is supposed, that the exaction of toll 'on the mail-stage ^
would conflict with that provision. -But how does it conflict with
it? The toll on the mail-stage is not pud by the government, but
by the contractor. And whether this toll will increase the price
paid by the government for the transportation of the mail, is a mat-
ter that cannot be determined. Competition is invited and bids
are made for this service) and the price to be paid depends upon
contingent circumstances. The toll would be paid, in part, if not
in whole, by a small increase of price for the transportation of
passengers. The profits of the contractor might, perhaps, be some-
what lessened by me toll, or it mig^t increase, somewhat, the cost
of conveying the mail. But this is indirect and contingent ; so
that in no sense can it be considered as repumiant to th^ above
provision. "The United States are not to be subject to any
expense for repairing this road ;" and they are not, in the sense of
the law, should the Post-ofEce Department have to pay, under the
contingencies named, a part of the toll stated. Whether it does
pay it or not, under Aiture contracts, cannot be known ; and what-
ever expense it may pay, vrill be for the use, and not the repain, of
the road.
The act of the 13th of June, 1836, which is supposed to be in
violation of the compact, I will now consider. That act provides,
" That all wagons, carriages, or other modes of conveyance, pass-
ing upon that part of the Cumberland road which passes throu^
Pennsylvania, carrying goods, cannon, or military stores belonging
to the United States, or to any individual state of the union, which
are excepted from the payment of toll by the second section of an
act passed the 4th of April, 1831, shall extend only so far as to
relieve such wagons, carriages, and other tnodes of conveyance,
from the payment of toU to the proportional amount of suchgoods
Vol. m.— 23
178 8UPBEME COURT,
8«arigbt • Stoket et sL
80 earned bdonring to the United States, or to any of the indi-
vidual states of 3ie union ; and that in all cases of waeons, car-
riages* stages, or odier modes of conveyance, carrying £e United
States mail, with passengers or ^ods, such wagon, stage, or other
modtf oi conveyance, sh^ pay half-toll upon such modes of con-
veyance.*'
by the act of 1831, " every chariot, coach, coachee, stage,
wagon, phaeton, or chaise, with two horses and four wheels, were
to be charged at each gate twelve cents ; for either of the carriages
last mentioned, with four horses, eighteen cents.'^ Is the act of
1836, which imposes half-toll on ^^the mail-stage, with passengers
or goods," repugnant to the above provision ? I think it is not, in
any respect.
If the mail be not the property of the United States, then the
^age in which it is conveyed is not within the exception of the
act of 1831, and it is liable to pay toll. That only which is within
the exception is exempted, lliat the mail is in no sense the pro-
perty of the United States, and was not so understood by the parties
to the compact, has already been shown. It follows, therefore,
that a law of Pennsylvania, imposing on such stage a half or full
rate of toll, is no violation of the compact.
But, if the mail-stage were placed on a footing with a wagon or
carriage laden with the property of the United Sates, is the act of
1836, requiring it to pay toll, a violation of the compact? I think it
is not. A wagon or carriage laden with the property of the United
States, means a wagon or carriage having, as before remarked, a
full or usual load. Such a vehicte is exempted from toll by the act
of 1831. But suppose such wagon or carnage should have half its
load of the property of the United States, and the other half of the
property of mdividuals, for which the ordinary price for transportar
tion was paid ; is such a wagon, thus laden, exempted from toll?
Surely it is not. An exen^ption irnder such circumstances would
be a fraud upon the compact. It should be required to pay half-
toll, and this is what the law of Pennsylvania requires, llie mail-
stage by that law is only half-toll, when it conveys passengers with
the mau. There is, then, no legal objection to the exaction of this
toll. It is in. every point of view just, and within the spirit of the
compact.
In die argument for the United States, the broad ground was
assumed, that no state had the power to impose a toll on a stage
used for the transportation of the mail. That it is a means of me
federal government to carry into effect its constitutional powers,
and, consequently, is not a subject of state taxation. To sustain
thisposition the cases of McCulloch v. The State of Maiyland,
4 l^eaton, 316, and Dobbins v. The Commisaoners of Erie
County, 16 Peters, 435, were cited.
In the first case, this court held, ^^that a state government had no
JANUARY TERM, 1815. n»
Searight V. Stoket et sL
rij^t to tax any of the constitutional means employed by Ae govern-
ment of the union, to execute its constitutional powers." And the
Bank of the United States was held to be a means of the goyem-
ment In the second case, under a general law of Pennsylvania
imposinfi^ a tax on all officers, a tax was assessed on the office held
by the plaintiff, as captain of a reyenue*cuttcr of the United States,
and this court held that such law, so far as it affected such an officer,
was unconstitutional and void. The court say, ^^ there is. a concurr
rent right of legislation in the states and the United States, except
as bom are restrained by the Constitution of the United States.
Both are restrained by express prohibition^ in the Constitution ; and
the states by such as are reciprocally implied when the exercise of
a right by a state conflicts with the perfect execution of another
sovereign power delegated to the United States. That occuis when
taxation by a state acts upon the instruments and emoluments and
persons which the United States may use and employ as necessary
and proper means to execute their sovereign power."
Neither of these cases reach or afiect me principle involved in
the case imder consideration. The officer of the United States V^
considered as a meaiis or instrument of the goveimient, and, tiiere*
fore, could not be taxed by the state as an offioer. To msJce that
case the same in principle as .th^ one before us, tfa^ officer must
claim exemption from toll as a means of Ihe government, in pfissing
over a toll-bridge or turnpike-road eonstructed bv a state, or by an
association of individuals, under a state laww^ The principle of the
other case is equally inapplicable* Maryland taxeti. the franchise
of tiie Bank of the United States^ and if the law establisl^ng tiiat
bank were constitutional, the franchise was n\E> more liable to %axzr
tion by^a state than rights and privSeges' conferred on one or more
individuals,, under any law of the union. With thie same propriety
a judge of the United States mi^t be subjected to a ta^ by a state
for the exercise of his judicial functions. And so of eveiy ptiier
officer and public a^nt But the court held ths^tthi^ stock iil the
b«i^ ownea by a citizen might be taxed.
A toll exacted for the passage over a bridge or on atumpike-road
is not, strictiy speaking, a tax. It is a. compensation for a benefit
conferred. Money has been expended in the construction of the
road .or bridge, which adds greatiy to the comforts and fa^^ilities of
traveQing, and on this ^und compensation is demanded. Now,
can the United States claim the right to use such road or bridge fre^
from toll ? Can they place locomotives on the rail-roads of tiie states
or of companies, and use them by virtue of their sovereignty ? Such
acts would appropriate private property for public purposes, without
compensation ; and this the Constitution of the union prohibits.
It is said, in the argument, that as well ni^t ti revenue-cutter be
taxed by a state a^ to impose a toll on tiie Stage which convejrs the
mail. The revenue-cutter plies on the thorough&re of nati(^ or of
180 SUPREME COURT.
Searight v. dtoket et al.
the State, which is open to all vessels. But the stage passes oyer an
artificial stnicture of great expense, which is only common to all who
pay for its use a reasonable compensation., lliere can be no diffi-
culty on this point. At no time, it is believed, has the Post-office
Department asserted the right to use the turnpike-roads of a state, in
the transmission of the mau, free from toll.
Pennsylvania stands pledged to keep the road in repair, by the
use of the means stipulated in the compact. And she has bound
herself, ^^ that, no change, alteration, or amendment ^all ever be
adopted that will in any wise defeat or affect ihc true intent and
meaning of the a6t of lo31.^' In my judgment, that state has in no
respect violated the compact by the act of 1836. If the mail-stage
can be included in the exemption by the terms, ^^ wagon or carriage
laden with the property of me United States," ^1 the half-toll on
such stage, when it contains passengers, is within the compact. But,
as has beien shown, the mail-stage is not included in the exemption^
and, consequently, it was liable to be charged with full toll. The state,
therefore, instead of excteding its powers under the compact, has
not yet exercised them to the extent which the act of 1831 au-
thorizes.
Mr. Justice DANIEL.
"With the profoundest respect for the opinions of my brethren, I
find myself constrained openly to differ from the decision* which, on
behalf of the majority of me court, has just been pronounced. This
case, although in form a contest between individuals, is in truth a
question between the government of the United States and the go*
vemment of Pennsylvania. It 13, to a certain extent, a question of
power between those two governments ; and, indeed, so far as it i^
represented to be a question of compact, the very consideration on
which the interests of the federal government are ursed involves impli-
cationsb sdOTecting mediately or directly what are held to be great and
fundamental principles in our state and federal systems. It brings
necessarily into view the operation and effect of the compact insisted
upon as controlled and Hmited by the powers of both ihe contract-
ing parties. In order to show more plamly the bearing of the prin-
ciples above mentioned upon the case before us, they will here be
more explicitly, though cursorily, referred to.
I hold, then, that neither Congress nor the federal government in
the exercise of all or any of its powers or attributes possesses the
Eower to construct roads, nor any other description of what have
een called internal improvements, within the limits of the states.
That the territory and soil of the several states appertain to them by
title paramount to the Constitution^ and cannot be taken, save wim
the e5cceptions of those portions theneof winch might be ceded for
the seat of the federal government and for sites permitted to be pur-
diased for forts, arsenms, dock-yards, &c., &c. That the power of
JANUARY TERM, 1845. 181
Searight v. Stokes et aL
tfie federal government to acquire, and that of &e states to cede to
Aat govemment portions of dieir territory, are by the Constitution
limited to the instances above adverted to, and that these powers
can neither be enlarged nor modified but in virtue of some new fa*
cuhy to be imparted by amendments of the Constitution. I believe
that the Authority vested in Congress by the Constitution to establish
post-roads, confers no ri^ht to open new roads, but implies nothing
beyond a discretion in Uie government in the regulaiions it ma^
make for the Post-office Department for the selection amongst vari-
ous routes, whilst they contmue in existence, of those along which
it may deem it most judicioDs to have the mails transported. I do
not believe that this power given to Congress expresses or implies
any thing pecidiar in relation to the means or modes of tranroorting
&e pubhc mail, or refers to any stipposed means or modes ot trans-
portation beyond the usual manner existing and practised in the
country, ana certainly it cannot be understood to clestroy or in any
wise to affect the proprietary rights belonging to individuals or com-
panies vested in those roads. It guaranties to' the government the
ri^t to avail itself of die facilities offered by those roads for the
purposes of transportation, but imparts to it ho exclusive rights — it
puts the govemment upon the footing of others who wouul avail
themselves of the same facilities.
In accordance with the principles above stated, and which with
me are fundamental, I am unable to perceive how the federal ^-
vemment could acquire any power over the Cumberland road oy
making appropriations, or oy expending money to any amount for
its construction or repair, though these appropriations and expendi-
tures may have been made with the assent, and even with the solici-
tation of Pennsylvania. Neither the federal government separately,
nor conjointly with the state of Pennsylvania, could have power to
repeal the Constitution. Arguments drawn from convenience or
inconvenience can have no force with me in questions of constitu-
tional power ; indeed, theyxrannot be admitted at all, for if once ad-
mitted, they sweep away evenr barrier erected by the Constitution
against implied authority, and may cover every project which the
hurian mind may conceive. It matters not, dien, what or how
fieat the adyantag^e which the government of the United States may
ave proposed to itself or to others in undertaking this road ; such
Purposes or objects could legitimate no acts either expressly forbid- -
en or not plainly authorized. If the mere, appropriation or dis-
bursement of money can create rights in the govemment, they may
extend this principle indefinitely, and with the very worst tenden-
cies— ^those tendencies would be the temptation to prodigality in the
gf>vemment and a dangerous influence with respect to others.
In my view, then, the federal govemment could erect no toll-
gates nor make any exaction of tolls upon this road ; nor could that
government, in consideration of what it had done or contributed,
Q
Ids SUPREME COURT.
Searight o. Stokes et sL
constitutionally and legally demand <^the state of Pennsylyania the
regulation of tolls either as to the imposition of particular rates or
the exemption of any roecies of tranqportation upon it As a matter
of constitutional and legal' power and authority, this appertained to
the state of Pennsylvania exclusively. Independendy, uen, of any
stipulations with respect to them, vehicles of the United States, or
vehicles transporting the property of the United States, and that pro*
I>erty itself, would, m passing over this road, be in the same situa-
tion precisely with vehicles and property appertaining to all other
Eersons; they would be subject to the toHs regumrlr iinposed
y law. There can be no doubt if tiie road were vestea in a com-
pany or in a state, that either the company or the state might stipulate
for any rate of toll within the maximum of their power, ot might
consent to an entire exemption ; and such stipulation, if made^for a
valtiable or a legal consideration, would be bmding.
The United States may contract with companies or with commu-
nities for the transportation of their mi ils, or any of their property,
as well as with carriers of a diflerent description ; and consequenUy
could contract with the state of Pennsylvania. But ^at is meant to
be insisted on here is, that the gjovemment could legally claim no
power to collect tolls, no exemption from tolls, nor any dimii\ii(tion
of tolls in their favour, purely in consequence of their having expand-
ed money on the road, and without the recognition by Pennsylvania of
that expenditure as a condition in any contract they might make with
that state. Without such recognition, the federal government must
occupy the same position -wiih other travellers or carriers, and re-
main subject to every regulation of her road laws which the state
could legally impose on others.
This brings us to an examination of the statutes of Pennsylvania,
and to an inquiry into any stipulations which the state b said to have
made with the federal government, as declared in those statutes.
Tliat examination will, however, be premised by some observations,
which seem to be called for on this occasion. These acts of the
Pennsylvania legislature have been compared with the acts of other
legislative bodies relative to tliis road, and it has been supposed that
the Pennsylvania laws should be interpreted in conjunction with those
other state laws, and farther, that all these separate state enactments
siiould be taken, together with the acts of Congress passed as to them
respectively, as forming one, or as parts of one entire compact with
the federal j^ovcmment. I cannot concur in such a view of this case.
On the contrary, I must consider each of the states that have legis-
lated in respect to this road, as competent to speak for herself; as
speaking in reference to her own interests and policy, and independ-
endy of all others ; and unshackled by the proceedings of any others.
By this rule of construction let us examine the statutes of Pennsyl-
vania. The act of April 4th, 1831, which may be called the com-
pact Uyf as it contains all that Pennsylvania professed to undertake.
JANUARY TERM, 1845. 1»
Searight v. Stokes et al.
beffins by statinfl; the doubts ^priiich were entertained upon die
auSiori^r of the United States to erect toll-gates and to collect tolls
on the Cumberland road ; doubts which, with the goTemment as well
as with others, seem to have ripened into certainties, inasmuch as,
notwithstanding its large expenditures upon this road, the govern-
ment had never exacted tolls for travelling or for transportation upon
it. The statute goes on next to provide, that if the government of
die United States will make such fieurther expenditures as shall put
the road lying within the limits of Pennsylvania in complete repair, .
Pennsylvania will erect toll-gates and collect tolls upon the road, to
be applied to the repairs and preservation of it. The same act in-
vests the commissioners it appoints to superintend the road, with
power to increase or diminish tne tolls to be levied ; limiting ibt in-
crease by the rates whidi the state had authorized upon an artificial
road that die had established Trom the Sus(}uehanna, opposite the
borough of Harrisburg, to Pittsbure. Then m the act of 1831 are
enumerated the subjects of toU, and t£e rates prescribed as to each
of those subjects. Amongst the former are mentioned chariots,
coaches, coadiees, sta^, wagons, phaetons, chaises. In the 3d pro-
viso to the id section it is declared, ^' that no toll shall be received
or collected for the passage of any wagon or carriage laden with the
poperty of the United l^tes, or any cannon or military stores be-
longing to the United States, or to any of the states belonging to this
union.'' On the 13th of June, 1836, was passed by the legidature
of Pennsylvania, ^^ An act relating to the tolls on that part of the
Cumberland road which psses throu^ Pennsylvania.'' The 1st
section of this act is in the following words : ^' All wagons, carris^ges, or
other modes of conveyance, passing upon that part of the Cumberland
road which passes throu^ Pennsylvania, carrying goods, cannon, or
military stores, belonginc; to the united States, or to any individual
state of the union, wnicn are excepted from the payment of toll b^
the second section of an act passed the fourth of April, ^nno Doinini
e^teen hundred and thirty-one, shall extend only so fiur as to relieve
such wagons, carriages, and other modes of conveyance, bom the
payment of toll to the proportional amount of such goods so carried*
belon^g to the United States, or to any of the individual States of
the union; and that in all cases of wagons, carriages, stages, or odier
modes of conveyance, carrying the Unitea States mail, widi passen-
ger! or ffoods, such wagon, stf^„ or other mode of conveyance, shall
pay half-toll upon such modes of conveyance,"
Upon the construction to be given to the 1st and 2d sections of
tfie ftatute of 1831, and to the 1st section of the statute of 1836, de-
poids the decidon of the case before us. By ih6 defendant in error
It is insisted tiiat, by the sections of the act of 1831 above cited,
stages or stage-coaches, tranqporting the mail of the United States,
are wholly exempted by compact from the payment of toUs, althoag^
the. mails may constitute but a small portion of their lading; and
194 SUPREME COURT.
Searight v. Stokes et aL
those vehicles may be at the same time freighted for the exeiusive
profit of the riaail contractors, with any number of passengers, or
with any quantity of baggage or goods, which can be transported in
them, consistently with me transportation of the mail ; and that the
1st section of the act of 1836, which declares that ^^ in all cases of
wagons, carriages, stages, or o&er modes of conveyance, carrying
the United States mail, with passene^ers or snoods, such wagon, «tage,
or other mode of conveyance, shsdl pay half-toll upon such mode
of conveyance,*' is a violation of the compact. Let us pause here,
and inquire what was the natural and probable purpose of the ex-
emption contained in the act of 1831 ? Was mat exemption de-
signed as a privilege or facility to the government, or as a donation
for private and incUvidual advantage? Common sense would seem
to dictate the reply, that the former only was intended by the law ;
and even if the privilege or facility to the government could be best
secured hj associating it with individual profit, certainly that privi-
lege or feicility could, on no principle of reason or fairness, be so
sunk, so lost sight of, so entirely perverted, as to make it a mean
chiefly of imjMsition and gam on the part of individuals, and the
cause of positive and serious public detriment; and such must be
the result of the practice contended for by the defendants in error, as
it would tend to impede the celerity of transportation, and to des^y
the road itself, bv withholding the natural and proper fund for its
maintenance. Passing then from what is believed to be the natural
design of these enactments, let their terms and language be considered.
By those of the 2d section of the law of 1831, every stage or wagon
is made expressly liable to toll, .without regard to the subjects it
might transport, and without regard to the ownership of the vehicle
itsdf* The terms of the law are universal ; they comprehend all
stages and all wagons; they would necessarily, therefore, embrace
stages and wagons of the United States, or the lUce vehicles of otliers
carrying the propertjr of the United States or of private persons. If,
then, either the vehicles of the United States, or of omers carrying
the property of the United States, have been withdrawn from the
operation of the act of 1831, this can have been done only by force
of the 3d pipviso of the 2d section of that act. llie proviso raerred
to declares that no toll shall '^be collected for the passage of any
wagon or carriage laden with the property of the United States,*' 4c.,
&c. Can tins proviso be understood as exempting stages, whether
belonging to the government or to individuals, which were intended
purposely to carry the mail? It is not deemed necessary, in intcr-
Sreting this proviso, to discuss the question, \«hether the United
tates have a property in mails which they carry. Itma^ be admit-
ted that the United States and all their contractors have m the mails
that property which vests by law in all common carriers; it may be
admitted that the United States have an interest in the mails even
beyond this. These admissions do not vary the resd inquiry here.
JANUARY TERBi 1845. 186
Searight v. Stoket et aL
whicb 18, whether by this proyiso the mails of the United States, or
the carmges transporting mem, were intended to be exempted from
toll»? ^is law, Uke every other instrument, should be mterpreted
according to the common and received acceptation of its words ; and
artificial or technical significations of words or phrases should not
be resorted to, except when unavoidable, to give a sensible meaning
to the instrument interpreted ; or when they may be considered as
coming obviously within the understanding and contetnplation of the
parties. According to this rule of interpretation, what would be
commonly understood by " the property of the United States,*' or by
die phrase ^' wagons and carnages laden with the proper^ of the
United States f'' Would common intendment apply those terms to
the mail of die United States, or to vehicles carrying that mail ? The
term " mail" is peifaaps universally comprehended as being that over
wUch the government has the management for the purposes of con-
veyance and distribution; and it would strike the common under-
standing as something singular, to be told that the money or letter^
belonging to the citizen, and for the tran^rtation of which he P^i
was not his property, but was the property of the United States. Ine
term ^^ mail," then, having a meaning clearly defined and universally
understood, it is conclusive to my mmd, that in a provision design^
to exempt that mail, or die vehicle for its transportation, the general
and eqmvocal term "property" would not have been selected, but
Hie terms " mul," and " stages carrying the mail" — ^terms femiliar to
an — ^would have been expr^y introduced.
Farther illuttradon of the language and objects of the legislature
of Pennsylvania may be derived fix>m the circumstance, that, in the
law of 1831, they coujile the phrase " property of the United States"
with " property of the states." The same language is used in reference
to both; they are both comprised in the same sentence; the same
exemption is extended to both. Now the states have no mails to be
transported. It then can by no means follow, either by necessary or
even plausible interpretation, that by " property of the United States"
was meant the " mails of die Unitea States," any more than by " pro-
perty of the states" was meant the " mails" of those states; on the
contrary, it seems &r more reasonable that the legislature designed
to make no distmction with reeard to either, but intended that the
term " property" diould have the same signification in reference both
to the state and federal govemmejits.
In dieacceptation of the term " property," insisted on for the defend-
ants in error, the mails committed to the contractor are the property
of diat contractor also» Yet it would hardly have been contended
that in a provision for exempting the " property" of a mail contractor
from tolls, either a vehicle belonging to the United States, and m the
use of such a contractor, or the mau which he carried in it, would
be 80 considered as Us property as to bring them within that exemp-
tion ; yet such is the conclusion to which the interpretation contended
Vol. m.— 24 q2
186 SUPREME COURT.
Searight v. 8toket et aL
for by tbe defendants would inevitably lead. That construction I
deem to be forced and artiiicial| and not the legitimate interpreta-
tiqiFof the statute, especially when I consider that there are various
otiber subjects of property belonging to the United States, and be-
longing to them absoiutefy and excmsivelv, which from their variety
could not well be specifically enumerated, and which, at some pe-
riod or other, it might become convenient to the government and be-
neficial to the country to transport upon this road. But if, by any
interpretation, the words ^^ wagon or carriage laden with the proper-
ty of the United States,^' can be made to embrace stages carrying
me mail, and employed purposely for that service, they surely can-
not, by the most forced- construction, be made to embrace stages
laden ^th every thing else, by comparison, except the mail of the
United States, and in which the mail was a mere pretext for the
transportation of passengers and merchandise, or property of every
description and to any amount, free of toll. They must at all events
be laden with the mail. The term laden cannot be taken here as a
mere expletive, nor should it be wrested fr5m its natural import — be
made identical in si^ification with the terms ^^ carrying" or ^^trans-
porting." Such a departure would again be a violation of common
mtendment, and should not be resorted to ; and the abuses just shown,
which such a departure would let in and protect, furnish another and
most cogent reason why the common acceptation of the phrase, ^' pro-
perty of the United States," should be adhered to. Fairness and
equality with respect to all earners and travellers upon this road, and
justice to the state which has undertaken to keep it in repair from the
tolls collectable upon it, require this adherence.
If the interpretation here given of the act of 1831 be correct, then
admitting that act to be a compact between Pennsylvania and the
United States, the former has,^ by the 1st section of t^e act of 1836,
infracted no stipulation in that compact. Penns)'lvania never did,
accot^ing to my understanding of her law of 1831, a^ee to the ex-
emption from tolls for stages," wagons, or vehicles of anv kind, in-
tended for carrying the mails of the United States. These stood
upon the like footing with oflier carriages. If this be true, then by
the act of 1836, in which she has subjected to half-tolls only, stages,
wagons, &c., carrying the mails, and at the same time transporting
passengers or goods, so far from violating her compact, or iiiiSicting
a wrong upon 3ie government or upon m^ contractors, tfiat state has
extended to. them a privilege and an advantage which, under the 3d
proviso of the act of 1831, they did not possess. My opinion is.
that the plaintiff in the court below had an undoubted rig^t'of
recovery.
JANUARY TEBBf, 1846. 187
LssBKX OF Anoeuca Cboohan bt al., PLAnmrF, v. Johh Nsuon,
Dbfkkdant.
In makiDg an entry of land, where mistakes occor which are dceasioned by
the impracticability of ascertaining the relatiice positions of the objects called
for, the court will correct those mistakes so as to carry out the intentions of
the locator.
This case came up on a certificate of division in opinion between
the judges of the court below. It was an ejectment brou^t in the
Circuit Court of the United States for the district of Kentucky.
The case was this: ■
On the 16th of August, 1784, William Croghan^ under whom
the plaintiff claimed title, made the following entiy : ^ William
Cro^an, assignee, enters 1000 acres of land, part of a miiitaiy
warrant. No. 2023, beginning at a fo/k of Mayneld creek, about
two miles by water above Fort Jefferson, where a branch, occasiqhed
by the high waters firom the Mississippi, runs out of said creek, tCxid
at high water empties into the riyer at the upper end of the iron
banks ; firom said beginning 500 poles, when reduced to a strai^t
line ; and then off from the branch towards [the] Mississippi on a
line parallel to Ma}^eld creek, until a line from the extremity of
said line, parallel widi the first line, will strike Mayfield creek,, to
include the quantity;"
On the 29th of November, 1826, a patent was issued to Cro^ian
by the governor of Kentucky, which described the land as follows:
<^ Beginnii^ at a fork of Mayfield creek, occasioned by high water
firom the Mis3issippi river, and whi^h creek or bayou empties into
die Mississippi at the upper end of the iron banics, on a walnut,
sweet gum, and ash standing on the west bank of the creek ; run-
ning thence down the bayou or branch aforesaid with the meandecs
thereof, S. 18° W. 134 poles, S. 36° W. 200 poles, S. 48° W. 12
poles, S. 18° W. 14 poles, S. 18° W. 54 poles, S. 30° W. 120
Eoles ; thence S. 110 poles, to two ash trees, a hackbeny, and red
ud on the west bank of Ae bayou ; thence N. 75 W. 206 poles^
to an elm, a sycamore, and box elder on die bank of the Mississippi
river ; thence up the sanle, with its meanders, and binding on it at
low water-mark, N., &c., &c., to a walnut and two cotton wood
trees at the mouth of Majrfield creek ; thence up the creek, with the
several meanders thereof, and binding on the same at low water-
mark, &c., &c., to the beginning."
In 1830, Nelson took out ft patent for the firactional north-west
quarter of section 32, &c., contam^in^ 103 acres.
The whole dispute being one of location, it is impossible to
understand the opmion of the court vnthout a map or diagram.
188
SUPREME COURT.
Croghan't Lessee v. Nelson.
A, B, C) D) is the survey made for Croghan. A being the be-
ginning station, and D the mouth of Mayfield creek. The defend-
ant contended that the plaintiff's line should run from B to E, and
from E to D, in which case it is manifest that it would not include
JANUARY TERM, 1846^ 180
Croghan'a Leasee t. Nelion.
the land granted to Kelsoni the line B E being parallel to a line
drawn from A to D.
Upon tbe trial, the counsel for the defendants asked tbe court to
instruct the junr, that <' if they believe from the evidence that the
course of Mayneld creek, from A to D, is correctly laid down,
then the line from B towards the Mississippi river otould be run
parallel to ^at to conform to the entry ; and if, in running that
parallel line, they shall believe from^the evidence tiiat the improve*
ment of the defendants is left out, they ou^t to find for the defend*
ants. But the court were divided in opimon on the point, whether
the second line called for in the entry should run from B to E, or
whether the line from B to C should be tsdcen, and recognised as
the true and proper line, it biBing the line pn which the patent was
foui^ded. One judee b^ing of opmion, that for all the land south
an(f west of a line from B to E the patent was void, and the other
judge being (^ a contrary opinion.
'Upon this point, the case came up.
It was argued by Mr. Underwood for Crbdian's hbirs, who eon-
tended that the entry was '^precise enough for others to locate
other warrants with certainty on the adjacent residuum,'' as required
by the act of 1779. The fork of the creek being found, it would
be easy for a subsequent locator to run the line to B. Arrived
tiiere, and desiring to locate the ^^ adjacent residuum" below, I
think he has the means of knowing and ascertaining '< preciie/y"
^e course which Croghan's line from B towards the Miadssippi
must pursue, and the mstance b that direction.
Entries for land are addressed to the common good sense of those
euCTged in appropriating the tacant domain, and are to be '^ special
and precise,'' so that subsequent locators shall not be deceived or
deluded to tiieir- injury.
An entry is to be understood and taken as it would have been
understood on the day it was made. See 1 Bibb, 36, 84E> 2 Bibb,
105 ; Hardin, 287.
Rectangular figure is -not to be departed irom without a strong in-
dication of a contrary intent. 2 Bibb, 120 ;. see also cases referred
to under the 29th rule, in the index to 3 Bibb, imder the head
Enhies,
A locator is not bound to give the best possible description, b^t
it diouJd be certain to a common mtent, and not misleading. St Bibb,
144; 1 Bibb, 73, 64.
With ^hes^ rules m the mind of a subsequent locator, wishing to
ascertain the exact position of Crogfaan's 1000 acres, and with the
entry before him, let us exanfine how he would proceed and reason
upon the subject He could not know the exact position of the
lines without making a survey of the pntiy ; but that is equally tnK!
in respect to every entry, no matter ho W special. He would xnow
190 SUPREME COURT.
' ^
Croghan's Lessee v. NelsoD.
that the natural objects called for were to constitute boundaries of
the survey, when made. Thus, a subsequent locator would know,
by inspecting the entry, that the branch down towards the iron banks
from die forS of the creek at A, upon the plat, to a point 500 poles,
when reduced to a straight line, from the beginning, constituted 6art
of the boundary. He would also know that Mayfield creek, from
the fork at A down towards its mouth, constituted another portion
of the boundary. With this knowled^, he woxild find no difficult
in locating the adjacent residuum, Ijing eastwardly of the brandd
and the creek, without interfering with Croghan's entry. Conceding
that a subsequent locator would oe ignorant of the true course of the
line from B upon the plat towards the Mississippi river, until a survey
was actually made, still, if he desired to enter the land west of the
branch below. Croghan's entry, and adjoining Croghan's tract, h^
could have done so with perfect safety by calling to adjoin Cre-
tan, without giving the course. If a subsequent locator wished to
enter land below the mouth of Mayfield creek, lying between the
river and Croghan's entry, supposing there might be land thus situ-
ated not covered by Croghan's entry, he would find no diflSculty in
making such an entry without interfering with Croghan, by calling
to bind on Croghan and the river. Thus it is manifest, that the
*f adjacent resiouum," in the language of the act of 1779, all around
Croghan's entry, might have been appropriated by a subsequent lo-
cator, without interfering with Croghan's entry. I therefore insist,
it is " certain to a common intent, and not misleading," in the judi-
cial language of the Appellate Court of Kentucky. A better descrip-
tion than that given will therefore not be required.
. Mr. Underwood then proceeded to argue, that the line from B
should run, not parallel with that part of the creek between A and
the mouth of it, but parallel with the general course of the stream,
including the part above A, because this would include only 835
acres, and the locator's intention was to enter 1000.
He then referred to a number of Kentucky cases to show, feat tfife^
intention of the locator toust be carried out, &c., &c
Mr. Justice McKINLEY delivered the opinion of the court.
This is a case certified to this court fix)m the Circuit Court for the
district of Kentucky.
The plaintifB brought an action of ejectment, in that court, against
the defendants : and to support their\action, they read to the juiy a
patent for 1000 acres of land, granted by the state of Kentucky to
Charles Croghan, bearing date the 2dth of November, 1S26, and
proved title m themselves by the will of the said Charles Cretan.
The plat mariced A was shown to the jury ; and the surveyor proved,
that the fork of Mayfield creeV, at the letter A, was correctly laid
down ; that five hundred polcSj on a straight line, on the branch .
leading from Mayfield creek, would extend the line to letter B, on
JANUARY TERM, 1846, 191
Croghan*8 Lessee t. Nelsoo,
^ plat, where one of the patent-comers wis found ; and that the
plat truly represented the Isoid granted by the patent
The defendant then read the following entry of William Crodian,
assignee, for 1000 acres, dated 16th of August, 1784, on whichthe
patent is founded, to wit: ^* William Crdghan, assignee, enters 1000
acres of land, pait of a military warrant, No. 202o, beginning at a
fork of Mayfield creek, about two miles by water above Fort Jefiei^
son, where a branch, occasioned by the high waters from the Missis-
sippi, runs out of said creek, ^nd at hifi^h water empties into the river
at the upper end of the iron-banks ; from said beginning 500 poles,
when reduced to a straight line ; and then off from the branch to-
wards the Mississippi, oa a line parallel to Mavfield creek, until a
line from the extremity of said line, parallel wiUi the first line, will
strike Mayfield creek, to include the quantity." The defendants
then offered in evidence a patent from the state of Kentucky to Hugh
Nelson, for 103 acres of land, bearing date the 17th of December,
1830 ; and proved by the surveyor, mat the beginning of the entry
was at A, on the plat, and that the end of the first Une was at B,
and if a line were run firom B towards the Mississippi river, in a di-
rection parallel with the general course of Mayfidd creek, for
twelve miles above the fork at A, it would be the-red line extendme
from the letter B to the Mississippi river at F. It was also proved,
if a line were run from the comer at B parallel with Mayfield creek,
below the fork, to the letter D, at the mouth of the creek, it would
run from B to £, and leave out the land claimed by the defendants.
The surveyor also proved, that the various lines on the plat were
correctly laid down from actual survey.
" The counsel for the defendants then prayed the court to instruct
the iury, if they believe, from the evidence, that the course of May-
field creek from A to D is correctly laid down, then a line from B
towards the Mississippi river should be run parallel to that line, to
conform to the entry ;. and if, in running that parallel line, they shall
believe, from the evidence, that the improvement of the defendants
is left out, they ought to find for the defendants.^ ButVthe court
were divided in opinion on the point, whether the second line called
for in the entry should run from B to £, or, whether the line from B
to C should be taken and recognised as the true and proper line, it
being the line on which the patent was founded. One of the judges
being of the opinion, that for all the land south ard west of a line fi:^m
B to E the patent was void ; and the other judge being ^f a contraiy
opinion. They were also divided in opinion, for the-forcgoin^ ^easons^
vniether the foregoing instructions ou^ht to be given or/efused."
By a statute of Kentucky, passed £e 26th of December, l820, it
is required, that all surveys thereafter to be made on .entries :west of
Tennessee river should oe run according to the calls of the eiitrT.
And^' to enable the register to ascertaii^ whether the survey is made
according to entry , a copy of the entry shall be returned to the le-
JW SUPREME COURT,
CrQghan*s Lessee t. Nel'son.
pater's. office, with Hie plat and certificate of surrey ; and any pa-
tent issuing on a surrey made «ontranr to the location ^all be void
to all intents and purposes, so far as die' same may be different a^d
variant firom the location." The survey in this case was made on
the 6th day of November, 1825; and the patent under whidi the
defendants claim, dated the 17th day of December, 1830, was grant-
ed for Idnd sold by the state subsequent to the date of the patent
under which the plamtifls claim title, and which covers part of ^e
land claimed by the defendants. This brings in question the legality
of the survey, and the construction of the en1iy on which it was
made, and leads to an examination of the points certified for our
determination.
But before we enter on that duty it will be prefer to consider
file circumstances in which the locator was j)laced when he made the
entry. It was proved in the Circuit Court, th^t along Ihis branch
diere was a very dense cane-brake, and &e greater part of the land
covered by the patent is still a dense cane-brake. It was alsb proved,
dmt a line run parallel with the general ^ course of Mayfield cleek,
for twelve mUes abqve the fork, and crossing the branch, at the ^d*«
nunaSon of the 500 poles, firom A to B, on the plat, would strike
the Missisoppi river at F, on the plat, a considerable distance below
die comer c^led for in the patent at the letter C. And it appears
by the plat tliat the creek continues to run nearly the same course
for 300 or 400 vards below the fork, and then runs north of north-
west for about oOO poles. . Now we have a righrto infisr, from the
6et8 proved, dial aD the land included in Crog4ian's patent, laid all
the river bottom above Mayfield creek, at the date of the entry, was
a dense cane-brake ; because, if ah object, permanent in its nature,
18 proved to exist at the time of the trial, it is fair to infer that it
existed at the time the entry was made. Crochet v. Greenup,
4 Bn)b, R. 158. The history and topogrs^hy of the great valley of
the BGssBSsipin proves satisfactorily, that where diere is a cane-brake
now there ^^ras one sixty ^ears a^ ; and this faidy induces the belief
that the cane upon the noh and alluvion lands is coeval with the
oldest trees of the forest As the locator had the means of ascer-
taining the course of Mayfield creek above the fork, where it .ran
across the hieh lands, and where there was no cane, it is reasonable
to suppose, from the calls of die entry, that he believed that Ma]^eld
creek, oelow the fork, ran nearly at right angles to the branch in its
Serai course to the river. And he had a right, from the circum-
Lces, dsolo believe, that the distance'from the fork of die (»«ek
to the river was about two miles, when in fact it was less than one
mile.
It is obvious fit)m these circumstances, and the calls of the entry,
tbift the locator believed die survey to be made upon it would ap-
proach as near to a paralldo^m as the irregularity of the two
natural boundaries would permit. ^ We are led to the conclusioh,
JANUARY TERM, 1848, 198
Croghan's Ltsset •• Neison.
Ilieiefore, that these mutaket were all occaaoned by tibe impractica-
Inlity of ascertaining the relative positions of the objects called for,
and the courses and distances of the lines neceMary to include the
quantity of land specified in the entry. But mistakes of this cha-
racter haye*been corrected, as fair as practicable, by the , courts of
Kentucky, in ffiyin^ construction to entries, and particularly in two
recent cases luce this between military claims and purchases from
the state. Rays v. Woods, and Daniel, &c. v. Allison, 2 B. Mon-
roe's Rep. 324. Keeping these mistakes in view, we will proceed
to ^re construction to the entry. The call to run from the termi-
nation of the base line at Bj 500 poles from the fork of the creek at
A, and off from the branch towards the Mississippi on a line parallel
to Mayfield creek, until a line from the extremity of said line, par-
allel with the first line, will strike Mayfield creek, to mclude the
(quantity, presupposes that a line from the termination of the base
line on the brs^ich, parallel with Mayfield creek> to mclude the
quantity, would terminate before it reached the river, otherwise die
locator would have called to run to the river. But it was found,
when they made the survey, that the whole area, bounded by the
branch, from the termination of the 500 poles. Mayfield creek to its
mouth, and the Mississippi river, down to the < letter £, the point
where a line running from the termination of the base line, parallel
to Mayfield creek, smkes the river, would include but 887 acres, and
when reduced to sti'aight lines, would present a rhomboidal figure,
with two extremely acute, and two extremely obtuse angles, instead
of the figure which must have been in the mmd of the locator when
he made the entr^. We might, therefore, upon the authority of the
cases referred to in 2 B. Monroe's Rep., sustain the survey on the
^und of the mistakes of the locator, evidently made under the
influence of causes well calculated to mislead him. But there are
other reasons and other authorities upon which this entry and 'fturvey
may be sustained. It is a well setded rule of construction, that
where^ there are calls in an entr)^ repugnant to each other, those
which are inconsistent with the main intention of the locator, man-
ifested by the words of the entry, shall be rejected to give effect to
the entry. For examnle^ distance shall prevail over course^ where
it appears by other calls m the entry the course has been mistaken.
Smith V. HaiTow and others, 1 Bibb, 104. A call to include a
natural object will prevail over a mistaken distance called for to
reach the object Freeble v. Vanhoozer, 2 Bibb, 118 ; Mclver v.
Walker and another, 9 Cranch, 173. Testing the entry by these
rules, has it been properly surveyed ?
Three of the lines are natural and permanent boundaries, except
the Ime on the river, which may be extended in length; the fourth
is artificial and movable. It has been already shown that a line
from the termination of the line on the branch, at B. to the river at
£, and thence up the river to die mouth of Mayfield creek, will not
Vol. m.— 26 R
194 8t7PREME COURT.
Croghaa*8 Lessee v. Nelson.
include the quantity of land called for in tbe entry. If it is practi-
cable, by a r^sonable construction of the entry, to give the whole
quantity of land called for, it is the duty of the court to e;ive such
construction. The mistakes referred to have defeated the mtentiona.
of the locator, no doubt, as to the figure* of the survey ; but, like
all prudent locators, he provided, as far as he could, ajpinst the
influence of such mistakes, by requiring that the two last Imes of the
survey should be so run as to include the quantity of land called
for }n the entry. To these two lines he gave course, but gave no
specific distance to either, that they might be run long enough to
include the quantity. The first of these lines Was to run fi^m the
termination of the base line at B, ^^ off from the branch towards the
Mississippi, on a line parallel to Mayfield creek,'' but no specific
distance is ^ven, nor is any natural object called for as the termi-
nation of this line. Its termination was to be governed, therefore,
by the relative positions of the objects previously called for, and tfie
actual distance of the line, on the branch, fi*om the river, and by
the hecessaiy course and distance that the first and second of these
two lines should rup to include the quantity ; and therefore he con-
tinues the call by saying, " until a line parallel to the first (the base
line) will strike Mayneld creek, to include the quantity.*' The word
*^ until," in grammatical construction, modifies and qualifies the words
used to give course and distance, and, in leg^al construction, the
call for course mu^ yield 'to the call for quantity, the latter being
tbe most important call in the entry.
The great and leading object of every entry is to obtain the
quantity of land specified in it ; every other call, therefore, must be
regarded as intended to eflect this principal object, and as subordi-
nater thereto. The call, to pin a line parallel with the first, or base
line, is, therefore, repugnant to the call to include the. quantity,
and must be rejeeteci. Because, if this line had been run parallel'
widi the base line, the quantit|r of land would not have been
included. And for the same reason the words <^ on a line parallel
to Mayfield creek" must be rejected,^ they being, also, repugnant to
the call to include the quantity. The survey has, therefore, in our
opinion, been made in conformity with the entry, by running from
the mouth of Mayfield creek, down the river, to the comer at C,
that being the distance required te include the quantity; and the
fine fit>m B, another comer, has been properly mn to *€, that being
the course and distanc^e necessary to close the survey and tQ include
the quantity of land called for m the entry. It is die opinion of
this court, therefore, that the Circuit Court ou^t to have refused
the instmction prayed for by the defendant's counsel.
It is ordered,, that it be certified to the Circuit Court, that the
line firom B to C ^^ should be taken and recognised as the tme and
proper line," and that the instmctions prayed by the defendaoxt's
coansel ought to be refused.
lANUART TERM. 1846. 10»
CroghanH Lessee v. Nelson.
Mr. Justice McLEAN.
^^Croghan, assignee^ enters lOQO acres of land, part of a military
warrant. No. 2023, begizkmng at a fork of Ma]/^eld creek, about
two miles by water abore Fort Jefferson, where a branch occasioned
by the high waters from the Mississippi runs out of said creek,
and at hi^ water empties into the river, at the ujqper end of the
iron^banks ; from said beginning, 500 poles when reduced to a
straiglit Hn% and then off from me brancb towards the lifississipjn,
on a mie pandlel to Mayfield credc, until a line from the extremity
of said line, parallel witti the first Ime, will strike Mayfield xreek to
include the quantity.^'
By a statute of Kentucky passed in 1820, all entries oh military
warrants west of the Texmessee river are required to be surveyed
s^preeably to their calls; and any survey and patent which shall
cover more land dian the entry c^^ for, is declared to be'void as
to such surplus. There can he no dbjection to the validity of this
law, as it impairs no right
Under this statute, the court were requested to give a construction
to the mtry in question. Hie prayer was, that the court .should
instruct the jury, "if they believe from the-evidence that the course
of Mayfield creek, from A to D, (the letter A being at the fork of
die creek, the begmnii^ of the entry, and the letter D at the mouth
of the creek,) is correc^y Isgd down, then 4he line firom B (die ter-
mination of the first line of 500 poles) towards the Mississippi,
diould run parallel to that, or (in other words) to Mayfield creek, to
confom^ to the entry."
The only diq>ute is as to the second line, which is "to run firom
the branch towards the Mississippi, on a line parallel to Mayfield
creek.?' And this was the instruction prayed for, and which was
rejected by the court Had the instruction been in the very
words of me entry, there would not have been a closer conformity
with it
The disputed line was called for by the entnr " to run parrllel to
Bfayfield creek." Now one line to be parallel to another must be
equidistant from it. And that was ^at the instruction asked.
From th^ words of the call in the entry, as to this line, the creek
fix>m the forks to the nfbuth must have been intended, as the line
d^ijopated could only be parallel to'diat part of the creek.
Tte third line called for in the entry was to run from the termina-
tion of the line parallel to Msiyfield creek, and " parallel with the first
Ime, so as to strike Mayfield creek to include the Quantity." As
this line strikes the creek at the mouth, and runs on the bank of the
Mississippi, it cannot be varied to include in the survey the thou-
sand acres called for in the entry. There is a deficiency of one
hundred ;tnd acres, which covers the land in controversy. And
the question is, whether the second line called for in the entry, to
run parallel vrith Mayfield creek, can be disregarded, and extended
196 SUPREME COURT.
Croghan's Lessee •• Nelson.
SO as to include the lands of the defendants and the quanti^ caUed
for in the enty .
In my opinion, .this can no more be done than the beginning
called for in the entry can be changed, or the first line of the isanrey.
The third liiie up the Mississippi was, by the entry, ^^to strike May*
field creek so as to include the quantity."
It is admitted that Mayfield creek, with its meanders, forms the
closing Ime of the survey. I know of no principle in the land law
of Kentucky which authorizeera court to disregard the specific calls
of an entrV} so as to include the quantity designated. Ilie locator
was, no uoubt, deceived as to the ground covered by his enty.
The line called to be run so as to include the thousand acres bdng
bounded by the Mississippi^ could not be varied so as to answer ibe
caUs of the entry for quantity. This was the misfortune of tfie
locator which is chargeable only on himself. It is clear diat he
cannot disregard the calls of the entry, on any other line, ao as to
include the quantity.
The injustice of such a constructicti to the defendants, 6eems to
me to be clear. Finding the claim of Croghan's entry de^enating
in plain terms its boundaries, and knowing that by the law he was
limited to the calls of his entry, his survey not having been made,
they purchased the adjacent residuum. And I have no doubt timt,
by the well established principles of the land law in Kentucky, their
title is good; and, therefore, the instruction prayed for should be
given.
In Rays v. Daniels et al., 2 B. Monr. 222, the court say in xefer-
ence to mis district of country, where a* patent has issued, the proof
of a variance in die survey from tEe entry, so as to make the patent
void, for the land not included in the entry, devolves on the ad-
vel«ary claimant. But they do not sav, m that or in anv other cas^,
that where the locator is lijoiited strictly to the, calls of ms entiy, hj
a subsequent entry, or, as in the present case, by an express statute,
ttidX the call for quantity controls the speeiJSc calls of the .entry.
There is no principle better settled in the land law, than that the.
calls in a survey and. patent' are iiot' affected by quantity. Ifntf
private kad paramount right be interfered ^th, whether tne survey
and patent contain more or less than the quantity called fpr, it is
equally valid. An entry cannot -call for a ^eater- number of acres
than is authorized by the warrant on which it is made ; but, where
flie boundaries galled for are specific, and the locator is limited
strictly to the boundaries of hip entiy, in making his survey, he can
no more disregard them than he can disregard the boundaries called
for tnhispateht..
Pdpable mistakes in the entry, such as a call for east instead of
west, which is apparent by other calls in the entry, may be correct-
ed. But where there is no mistake or uncertainty in -the caljs, to
wy them is to make a new entry. This, I conceive, no court has
J AJ^UABY TERM, 1845, lOT
Tajlor et aL •. Uaittd flTtatet.
power to do. An entry^Iike ereiT other instrument of writings
must be construed by the words used. And these'Vrords can neyer
be extended, by constmctipny so as to infiinge upon subsequent
and hon&fidt entries.
JoRH Taylor, Jmnoa, and Wnxuit BLAOKmnm and Co., CLAnuNTa
or €LQTH8 AND KBRSITMBttBS, PLAINTiri% IN XRROK9 O. Tu UnITBD
^ STATfeSt DsriNDANTs m XBlunu
It is the right of an officer of the castomt to seixe goods which are suspected
tahave been introdaced into the country in rioUtion of the reTeane laws, not
only in his own district, hut also in any other district than his own. ^
And it is wholly immaterial who makes the seicare, or whether it was irregti-
lariy made or not, or whether the canse assigned originally for the seizure be
that for which the condemnation takes place, proTtded the adjudication is for
a sufficient cause.
In the trial of such a case the officers of the customs who made the seizure are
competent witnesses.
A bill of lading, entry, and owner's oath concerning^ other goods than those
seized,' may be admitted as a link in tl^e chain of endence to show a pririty
between the parties to commit a fraud upon the rerenue.
When<a witness on the p^rt of the United States stated, that his firm were im-
porters of cloths, and was asked, upon a cross-examination, to state the extent
(^ their importations, to which he answered, ** formeriy we imported large
quantities orwoollens ; for three xxt four years past we ha)re imported but a
few packages annually,** it was a proper question on the part of the United
States, "whether there was any thing in dia state of the market which caused
the alteration 1*'
It was also a proper question, whether other goods than those seized were lying
in the custom-house .at New York, under circumstances iVom which the jury
might infer a connivance between parties inconsistent with fair dealing! -^
An invoice of other goods entered at another port, but marked like those seized,
was also properly admitted as strengthening the evidence of the true owaer-
ship of packages with this mark.
To rebut the proof of a general usage of an allowanee of five per cent for meih"
sur^ment, other invoices were properly introduced in which there waa no
such allowance. ^
Where a witness was introduced to prove such usage, and had verified his pwn
invoices, it was admissible to read a letter which had been addressed to the
' witness and was annexed to one of the invoices.
Beventie-laws, for the prevention of Oaud, for the suppression of a public
wrong, or to efi*ect a puhlic good, are not, in a strict sense, penal acts, al-
though they impose a penally. But they ought to be so construed as most ei^
Ibctually to accomplish the intention of the legislature in passing them, in-
stead of being construed with great strictness iu fartour of the defendant
Concealment and Qiider>valuation of goods are good grounds, amongst others,
for a decision ot the court, that probable cause. of prosecution existed.
The 68th section of the act of 1709 reaches cases where, by a fiUse and ftaudo-
lent under-valuatidn,less than the amount of duties requited bylaw haa beta
-paid as weU as those where no duties at all have been paid.
This case came up by writ jof error from the Circuit Court of tua
TUitad S^des for the eistem district of PeDiurrlTaiua.
m SUPREME COURT.
Taylor et el. v. United States.
It Vfzs an information filed in the District Court of the United
States for the eastern district of Pennsylvanui against sundry cases
and pieces of cloths and kerseymeres, seized on land, as forfeited..
The mfotmation contained thirteen counts.
* The first and second were founded on the 50th section of the
•act of 1799, chap. 128.
The third on die 68th section of same act.
The fourth and fifth on the 66th section of same act
The sixth, seventh, and eighth on the 4th section of the act of
28th May, 1830, chap. 147.
The nmth on the 14th section of flie act of 14tii July, 1832,
chap. 224.
The tenth on the same section as fourth and fifih.
The eleventh and twelfih on the same section as sixth, seventh,
and eighth.
Tlie tiiirteenth on the same section as ninth*
Upon the first and second counts the jury found a verdict for the •
claimants, and upon the remaining counts for the United States. The
claimants were John Taylor, jun., and William Blackbume & Co.
The claims filed were as follows : —
" John Taylor, jun., late of the city of New York, but now absent
from flie United States, by Edward Henry Bradbury, his attorney in
fact, comes and claims the said goods, wares, and merchandise, in
the said information and-libel mentioned as his property ; (subject
to the repayment of a certain advance or loan of sixty thousand
dollars and upwards, thereon made to him by William Blackbume
& Co. ;) and the said John Taylor, jun., by his said attorney, alleges,
that at the time of tlie seizure aforesaid he was, and yet is the true
and lawful owner of the said goods [wares] and merchandise, sub-
ject as aforesaid. j^^ ^^^^^ j^^
^* October^ lOlhj 1839. Pr. pro E. H. Bradbuky.
" Edward Henry Bradbury, being duly sworn, says, the facts
above set forth are just and true, to me best of my knowledge and
belief. I am the duly authorized attorney in fact of the above
named John Taylor, jun. He was absent from the United States
at the time the seizure of the above mentioned goods, wares, and
merchandise was made, and has ever since contmued, and still is
absent from the United States. „ j, jj Bkadbitby.
*^ Sworn, October 11th, 1839, before me.
** Ptr. Christian, Alderman.
<^ William Blackbume & Co. claim the said goods, wares, ahd
merchandise, in the said libel and information mentioned, as the
sole property of them, the said William Blackbume & Co., for the
purpose of securing and pa}'ing an advance or loan thereon made
oy them to John Taylor, jun., of sixty thousand dollars and up-
JANUARY TERM, IS45. IM
Taylor et aL v. United States.
•
wards; for securing which said loan or advance the said goods
{wares] and merchandise were delivered to them, long hefbre the
said seizure, bythe said John Taylor, jun., in whose possession they
were as his property, lUid remained in their possession as aforesaid
at the time of said seizure, without any notice or knowledge on
their part Uiat there was any allegation whatever, that the same had
not been duly imported, and the duties paid or secured ; or, that
die ^same were on any account liable to seizure, and under the full
and entire belief, on their part, that the said goods [war^l and
merchandise had been duly imported and entered,, and the duties
thereon paid or secured according to law.
<(ktoberl0th,m9. «Wm.Bi^oebubke&Co.
^^ Francis Blackbume, being duly sworn, sajs, I am a member of
the firm of William Blackburn^ & Co., mentioned in the foregoing
claim. The &cts stated m the fore&|oing claim are just and true, to
the best of my knowledge and benef. The said firm of William
Blackbume & Co., at and before the time of the seizure of the
goods and merchandise mentioned in the said information and libel,
was composed of William Blackbume, Francis Blackbume, Christo-
pher John Blackbume, and Charles F. Shaw ; since that time the
said Charles F. Shaw has retired firom said firm and is no longer a
member thereof. ,, j^ Blackbuene.
« Swom, October 11th, 1839, before me.
^^ Ptb. Christian, Alderman.
<^ And now, , comes John Taylor, jun., and, by
leave of the court first had, withdraws so much only of his claim
heretofore filed in this case as relates to forty-three pieces of cloths,
{lart of the goods above mentioned, and on behalf of James Buckl-
ey, claims twenty-nine pieces of cloth, part of said forty-three
Sieces, as the property of the said James Buckley, and on behalf of
ohn W. Bradbuiy, claims fourteen pieces of cloths, the residue of
the said forty-three pieces, as the property of the said John W.
Bradbury ; and the said John Taylor, jun., says, that the said Buck-
ley and Bradbury are respectively the tme, sole, an J lawful owners
of the respective parcels of cloth herein above claimed for them re-
spectively, and, SQ, bein^the owners, respectively consi^ed the said
several parcels to die said John Taylor, jun., who, as their consimee
and factor, at the time of the seizure aforesaid, held, and is still en-
titled to- hold the same, subject to the repayment of the advances
made thereon by William Blackbume & Co., in whose actual pos-
session they then were. And the said John Taylor, iun., further
says, that the said Buckley and Bradbuiy are both resident in Eng-
land, and were, at and before the time of said seizure, and now
are, absent from the United States. „ j^^^ r^^^^^ j^
200 SUPREME COURT.
Taylor et |lL v. United Btaiet.
^^ John Taylor, jun., being dulj sworn, says, that the facts above
set forth are true to the best of his belief.
" John Taylor, Jim.
<^ Sworn .and subscribed before me, February ^2th, 1840.
" WitxiAM MiLNOR, Alderman.''
In March, 1840, the case Qame on Yor tridL Some of the points
of law which were raised are thus stated in the record : And the
counsel of the said plaintifls, to support a^ provt-the issue on- their
part, called as witnesses John J. Logue, George Gideon^ and Wil-
liam Cairns, i)(rho,l)eing respectively sworn on their voir dire^ testi-
fied that they went to Blackbume's store, and there assisted in maldne
the seizure of the goods mentioned in die said information ; the said
Logue and Gideon stating that they were, at the time of making said
seizure, inspectors of the customs m the district of Philadelphia, axid
the said Cairns stating that he was, at the time of making said
seizure, an inspector of the 'customs in the port of New xork.
Whereupon, the said defendants objected to the admission of said
Logue, Gideon, and Cairns, severally^ as witnessed for the plaintiflji,
they being interested in the. event of the case. But the judge over-
ruled the said objections and admitted the said witnesses, to which
admission the defendants then and there excepted; and the\said
Logue. Gideon, and Caihis were thereupon severally^ bwom and ex-
ammea on behalf of the plaintiffs, and proved the faqts attending
the seizure of the goods, and that certain original maiks on pack-
ages containing the said goods had been erased, and among them
the mark [B]F, which was originally upon one of said packa£;es.
In the course of the examination of the said witnesses, the mllow-
ing papers were produced and given in evidence, being Ihe affidavit,
virarrant, and autnority under which the seizure of the said goods
was made, viz. : A list of the goods seized, affidavit of William
Cairns, warrant of Alderman Mflnor, authority from George Wolf,
esq. collector of the port of Philadelphia. It was also proved t^
the greater part of said goods were seized in an apartment in the
second story of the house No. 26 Church alley, adjoining the house
No. 24 Church alley, which apartment was occupied by the' house
No. 24 Church idley^ into which a. doorway h^d been cut, the com-
munication between said apartment and the remainder of the house
J>Io. 26 Church allev being closed.
The counsel of the United Statep, farther to prove the i^bue on
&eir part, offered in evidence the bill of lading, entry, and owner's
oath, taken on the 16th of July, 1839, in the month preceding the
seizure of the goods in question, of nineteen cases of goods, (not
part of the goods seized^) marked [B]F 1 a 19. To all which the
said defendants objected ; but the judge overruled the objection, and
admitted the^same in evidence. Whereupon the said papers were
read in evidence.
[The counsel of the United States, fiu&er to prove the issue on
JANUARY TERM, 1845, m
Taylor et aL v. United Statei.
&eir parts, offered evidence to prove that WiUtam Blackbtmie
& Co. hady in January, 1839, imported certain invoices (no paii of
the goods seized) into I%iladelphia, and had entered them at the
custom-house there ; that the goods so imported had been appraised
above the invoice prices ; that the importers had acquiesced m such
appraisement ; and that Francis Blackbume thereupon stated that
he had passed 140 cases at New York at similar prices, and would
cease importing goods here ; the counsel stating that this was to be
followed by evidence to show that he never md import into New
York in his own name. AH which evidence was objected to by die
defendants^ but was admitted by the court, to which the defendants
then and diere excepted ; and the said evidence was ^thereupon
given. ' And die plaintifis further proved. the adinission of the de*
^ndant Taylor, that the said mark [B]F was'the maik of said de«
fendant Francis Blfickbume, and that said Tavlor, as the agent of
said Blackbume, had paid freigbt at New York for packages of
goods imported there with that mark; and further proved that no
importations had been made at that port in the name of said Francis
Blackbume, or of said WilU&m Blackbume & Co., previously to
die summer of 183d, but that large importations had been made
there in die name of- the claimant, John Taylor, jr. It was proved
that the goods seized had been imported into New York, and en*
tered and pa^d there, and the duties' thereupon paid, but it was no
part of ibfi evidence or case of the United States, diat there had
been any fraud or connivance on the part of the officers of the cus-
tom-house of New York with the importers of said goods.]
Abraham I. Lewis was examined as a witness on behalf of the
United States; and having stated that his firm were importers of
cloths and kerseymeres, and that he had thereby a knowledge of
tileir quality and value, he was asked, on cross-examination, to state
the extent of the importations of his firm; and in reply, sud:
^< Formerly, we imported large (quantities of woollens ; for three,
four, or five years past, we have imported but a few packages an*
nually.'* miereupon the counsel of the United States, on re-ex-
amination, proposed tha following question, viz. : ^' Was there anv
thing in the state of the market which caused the alteration ^^^cb
you have mentioned, in the amount imported by you within four or
five years last past ?'' To which question the defendants objected.
But the jildge allowed the question to be put, saying, the question
may have a bearing on the case, &c, ; that it was but following out
the question on me cross-examination. To which decision the
defendants then and there excepted. Whereupon the said question
was put to the witness, and answered by him.
The counsel of the United States further offered to prove, by the
oath of David Gardiner, thai certain goods marked [BIF, .which
had been imported into New York In the ship Eutaw, being the
me on whidi defendant Francis Blackbume was alleged to have
You m— 26
5302 aUPREME COURT.
Taylor et al. v. United States.
paid the fi^ight a$ aforesaid, i^ere still in the- custom-house at New
York. To which the defendants objected. But the judge over-
ruled the objection, and admitted the eyidence; to wluch decision
the defendants then and there excepted. Whereupon the said evi-
dence was given.
The counsel of the United States further offered in evidence an
invoice of merinoes (not part of the goods >nentioned ia the in-
formation) bought of Abel Shaw, entered in Philadelphia by*Wm.
Blackbume & Co., by ship Franklin, on the 19th August; 1839,
marked [B]F, 35 a 53, offered as strengthening the evidence of ihe
ownership of packages with this mark. To which the defendants
objected. But the judge admitted the evidence ; to which decision
the defendants then and there excepted. Whereupon the said in-
voice was read in evidence.
And the counsel of the United States, in rebutter, offered in evi-
dence invoices of Blackbume, Taylor, and Okie & Robinson, to
show the absence of any such custom as to the allowance of Eve
p. c. for measurement, as had been testified to by the witnesses
on the part of the defendants. Which evidence yas objected toby
the defendants. But the objection was overruled by the court, and
the said evidence was admitted ; to which decision the defendants
dien and there excepted. Whereupon said invoices were read.
The defendants produced and examined John Robinson, of the
firm of Okie & Robinson, and Robert Walker, to prove an alleged
usage of trade, in England, to make a discount of allowance of
five per cent, for measure on cloths and cassimeres ; said Robert
Walker being cross-examined, several invoices of his own importa-
tions into the port of New York wiere shown to-and verified by him :
and the said invoices were placed by plaintifis' counsel in the hands
of the counsel of the defendants, and one of said invoices was read
by the coimsel of the United States to the jury. The coimsel of
tiie United States, pending this cross-exammation, offered to read
to Hie jury a letter from one Waite to the witness, which accompa-
nied and was annexed to one of the said invoices, and left there-
with in the New York custom-house, on which the goods had been
entered, and referring to the said invoice. The reading of which
letter in evidence was objected to by defendants. But the court
admitted the same to be read to the jury ; to which decision the
defendants' counsel excepted. Whereupon the said letter was read
in evidence.
And the counsel of the United Stales further offered in evidence
the several invoices which had been shown to defendants' witness,
Robert Walker, during his cross-examination, and had been verified
by him, of goods consigned to and imported by said Robert Walker
into New York ; the said invoices having been shown to the counsel
for the claimants, and one of them read to the court and jury, with-
out objection on the part of the claimant to any of them ; which
JANUARY TERM, 1846. 908
Taylor et al. v. United States.
being obiected to by defendants, the judge said that he cpnsidered
them to be akeady in evidence, inasmuch as one had been read to
the Jury, and the others shown to the witness Walker, verified by
him, and shown to the counsel of the defendants, and all w6re
offered for the same purpose, and. that the paners sdiould be con-
adered in evidence. To which decision the aefendants then and
there excepted. Whereupon the said invoices were read to- &e
And the judge charged the jury.
And thereupon the defendants' counsel excepted to the said
charge generally, and to every part thereof; and in addition to
said general exception, and without prejudice thereto, specified the
following exceptions, to wit :
That me judge, in his said chargje, instructed the iuiy —
1. That the whole proceeding in the seizure of the goods in
question was, and substantially, m conformity with the act of Con-
gress.
2. That the objections made to the proceedings are immaterial
to the issue now trying.
3. That the entry of the goods at New York, their appraisement
at the custom-house there, me payment of the duties according to
that appraisement, and the delivery of the goods thereupon to the
importers, were not conclusive against the United States in this
4. That the revenue acts mentioned in this information are not
strictly penal laws.
5. That the duties on the goods were not paid within the meaning
of the 68th section of the act of 1799, (although they had been
passed at the custom-house of New York, and the duties there
assessed upon them had been paid, according to the value and
prices in the invoice,) if the jury should be of opinion that they
were not invoiced at Uieir fair and true cost and value.
6. That the provision of the 66th section of the act of 1799^
mentioned in the charge, was not repealed.
7. That under the act of 1830, when a package or invoice has
been made up with intention to defraud, ^e package or invoice
(that is, the goods contained in the invoice) are forfeited.
8. Tliat the probable cause mentioned in the 7th section of the^
act of 1799, is not a cause existmg and known to the persons by
whom the seizure was made, antecedent to the seizure, and which
was ibe warrant and ground of the proceedings. The probable
cause intended by tbie act has no reference to the seizure, but to
the trial. There must be probable cause for the prosecution, not
for the seizure, and the court is td judge of it by what appears to
the court — ^by what comes to the knowledge oi the court on the
trial of the prosecution.
9. That the United States have shown {Nrpbable cause for the
9D4 BUPREME COURT.
Taylor et ai. v. United States.
prosecution, and that Hit onus probandi was thrown upon the claim-
ants.
10. That it was not necessairy to affirm or deny the doctrine that
there can be but one official appraisement of the goods, and that
that must be made in the custom-house at which the goods were
entered.
11. That, die first step in thei inqniry whether the goods are
invoiced at their actual cost, is to ascertain "^liat was their actual
cost ; and how has this been done on the part of Ihe United States?
By certain §ppraisements made, in the first place, by official, appraisers
of the custom-house of this city ; and further, by private appraisers,
selected for that purpose. If die opinions of Messrs. Stewart and
Simpson (the official appraisers at the port of Philadelphia) have not
the authority of an official appraisement or act,, they have, neverthe-
less, thcs weight of the judgment of men accustomed to other goods
of this descnption, and who, from the appointment, as well as thehr
experience, may be presumed to have competent knowledge and
skill in ascertaining their value. In this light the jury may consider
their evidence, and give credit to it accordingly.
And thereupon, the counsel for the said claimants did then and
there 'except to the aforesaid charge and opinions of the said court ;
and inasmuch as the said charge and opinions,' so excepted to, do
not appear upon the record, the said counsel for the said claimants
did then and (here tender diis bill of exceptions to the opinion of
the said court, and requested the sed of the said judge aforesaid
should be put to the same, according to the form of the statute in
such case made and provided.
And thereupon, the aforesaid judge, at th6 request of the said
counsel for the claimants, did put his seal to this bill of exceptions,
pursuant to the aforesaid statute in such case made and provided.
Jos. HOPKINSON. [l. 8.]
Meredith and Crittenden^ for the plaintiffs in error.
Cadwallader and JWlson^ attorney-general, for the United States.
The Reporter was unavoidably absent, and therefore cannot report
the arguments of the respective counsel.
Mr. Justice STORY delivered the opinion of the court
This is a writ of error to the judgment of the Circuit Court of the
eastern district of Pennsylvania, affirming the judgment of the Dis-
trict Court founded upon an information in rem against certain cases
of cloths and cassimeres seized on land in the said district. The
cause was tried by a jury, who returned a verdict for the United
States, upon which the judgment was rendered.
The information contained thirteen counts. The first and second
counts were founded on the 50th section of the Duty-Collection Act
of 1799, chap. 128; the thii*d count was founded on the .68th sec-
^ JANUARY TERM, 1845. M6
Taylor et ak v. United States.
lion of the same act ; the fourtb, fifth, and tenth counts were found-
ed on the 66di section of the same act ; the sixth, seventh, eidith|
devendi, and twelfth counts were founded on the 4di section of the
act of the 28th of May, 1830, chap. 147 ; and the ninth and thir-
teenth counts were founded on the 14di section of the act of the
14th of July, 1832, chs^. 224. The claimants put in a plea or
answer denying the allegations in the information, upon which an
issue was tendered and joined, and tried by the juiy.
At ihe trial, certain exceptions were taken ,to the matters ruled,
and to the charge riven b^ the learned judge who presided at the
trial, the form and mme of ^Uch exceptiops, as propounded by the
counsel, we do not propose to examine ; and the questions submit-
ted to us arise firom the matters of law thus ruled and contained in
his charge. With the comments of the learned judge upon the
evidence, except so &r as they involved matters of law, we have
nothinff to do, as thf y were submitted solely for the consideration
of the jury in wei^iihg the evidence, of whidx they were the proper
and final judges.
In the course of the argument in this court, an objection was
insisted on, that the seizure itself upon which the information is
founded, was irregularly and improperly made, it having been made
by die collector of the customs of the port of Riiladel^ua, when it
snould have been made by the collector of the customs of the port
of New York. And some reliance in support of this objection seems
to have been placed upon the supposed mtention of the 68th section
of ihe Duty-Collection Act of 1799, chap. 128. But if any reliance
could be placed thereon, yua we think it could not,) it would be
completely removed by^the 70th section of the same act, which
makes it the duty of the several officers of the customs to mate
seizure of all vessels and goods liable to seizure by virtue of that act
or any other act respecting the revenue, as. well without as within
&eir req>ective districts. So that it is plain from this provision that
a seizure made by any officer of the customs of any district would
be good, although made within any other district. And the whole
structure of the act shows that any officer of the customs had a per-
fect right to seize goods found in his own district, and indeed that
it was his appropriate duty. ^
But the objection itself has no iust foundation in law.. At the
common law any person may, at his peril, seize for a forfeiture to
the goveroment, and, if the government adopts his seizure, and
institutes proceedings to enforce the forfeiture, and the property is
condemned, he will be completely justified. So that it is wholly
immaterial in such a case who makes the seizure, or whether it is
irr^ularly made or not, or whether the cause assigned originally
for the seizure be thsft for which the condemnationjjt^es place, pro-
vided the adjudication is for a sufficient cause. T)iis doctrine was
fuUy recognised by this court in Hoyt t;. Gelstcli^ 3 Wheat 247}
S ' \
»6 SUPBEME COURT.
Taylor etal. o. United States.
310, and in Wood v. United States, 16 Peters, 342, 358, 369. And
torn these decisions ^e feel not the slightest inclination to depart
Indeed, if the objection could under any circumstances be main-
tainable, it was matter that sh6uld have been propounded as preli-
minar}' matter in the nature of a plea in abatement of the information,
and could constitute no point oefore the jury upon pleadings ad-
dressed to the merits of the case, and involving the direct question
of forfeiture or not.
In the course of Ihe trial several objections to the competency of
certain witnesses, and to the admissibiuty of certain evidence, ofl(ered
on behalf of the United States, were taken by the claimants. 'In
the first place an objection was taken to the competency of John J.
Logue, George Gideon, and William Cairns, called to support the
issue on behauf of the United States, they being officers of the cus-
toms and the persons who niade the seiisure of the goods in contro-
versy. By the 71st section of the Duty-Collection Act of 1799, chap.
128, the anus probandi to establi^ the innocence of the property
is thrown upon the claimant in all cases where probable cause is
shown for the seizure and prosecution. And by the 89th section
of tiie same act it is provided, that when in any prosecution on ac-
count of a seizure judgment shall be given for the claimant, if it shall
appear to the court belore whom such prosecution shall be tried, thai
there was a reasonable cause of seizure, the court shall cause a certi-
ficate and entry to be made thereof; and in such case the penson
making the seizure, or the prosecutor, ^all not be liable to any action,
suit, 6r judgment, on account of such seizure and prosecution. The
argument, merefore, on behalf of the claimant is, mat these witnesses
are incompetent, they being interested in the event of the suit, and
being liable to an action at tiie suit of the claimants, if reasonable
cause for the seizure was not established, and that their testimony in
effect would conduce to establish such reasonable cause.
Several answers may be given to this objection. In the first place,
it is not true, that the mere liability of a party to an action in one
event of a suit will constitute of itself an absolute or universal objection
to his competency. There are many exceptions to the rule on tWs sub-
ject, founded upon necessity, or public policy, or the remoteness,
the uncertainty, or the contingent nature of the liability. The pre-
sent case falls directly within these exceptions. The witnesses were
acting as the agents of the government in making the search 'and
seizure ; they alone could give testimony as to the facts attending
such search and seizure, and were, therefore, witnesses firom neces-
sity; and their acts being adopted or authorized by the government,
public policy requires that the govempient should have the means
of enforcing its own rights through the instrumentality of their testi-
mony. Their competency for such purposes falls directly within the
reasoning of the Court of King's Bench in the case of The King v.
Williams, 9 Bum. & Cres. 549, and the case of United States v.
JANUARY TERM, 1816.1 M7
Taylor et al. «. United State!.
Mnpbj^ 16 Peters, 203, indiere the sabject was considered very
miidi at large.
In die next place, the witnesses were not objectionable in point
of compet^cy on account of any ihterest in the event ort&e cause.
Their interest, if any tibey had, as informers or o&erwise, in the for-
fiBiture, was completely removed by die proTioion of the 9l8t section
of the Daty-Cdlection Act of 1799, chap. 128, which, when the^ are
nsed as witnesses,* takes away from them the share of the forfeiture
to which diey wpnlc^ otherwise be entitled. In tbe event of the suit,
therefore, they had no interest, for the suit was solely to enforce the
forfeiture. Ine question, whethc;r &.9te was nrobable or reasonable
cause fdribe seizure, constituted no part of thc^ issue to be tried by
the jvy. So -ftr Bs it reelected throwing the onta frobandi upon
the clsunants, it was t matter solely for the consideration o[ the court
in the pro^^ress of the'triid, and collateral to the main inquiry, al-
thoQ^ of great inqportance in regulating the niature and extent and
suffioenqr of the e^ence. And so for as respected the certifi-
cate and entry ^. reasonable cause to protect the seixorp from foture
lirixility.for.tfae seizure, it'^sno part of the issue, and, indeed, was
an 0Ksi to be. donC: bv the court before whom the prosecution was
tr^i, only in case iudgment upon the verdict should oass for the
claimants; and it, uierefore, was plainly an act to be done and in-
quiry to be had posterior to ^ tnal.
' In the next ^ace, the objection taken was to the competency of
die witaessesj i^ such, for any purposes in die cause, lliey were
not nailed by the government as witnesses to give evidence of mat-
ters phowing reasonable or probable cause ior the seizure, but as
witnesses generally '^ to support the issue on.tfae part'' of the govern-
ment If competent for any purpose upon die trial, ihify could not
be rejected generally ; and diat they were competent to prove V the
&^ attending the seizure of &e ^oods, and that certoin original
marks on packages containing the said goods had been erased, and
Cong' them the mark [B]F, which was oririnally upoti one of the
1 packages," cannot m our judgment, admit of any just doubt.
It could, make no di£^rence as to thdr admis^ility for these, pur-
poses, that' oollaterally these- foots mi^t bear upon the question of
ptobable or leasotiable cause or not
In the next place, there was anotheif and independent ground
upon whidi then: coi^tency is clear. Jt is, that diey #ere acting
under a search-warrant in making the search and seizure-, which
wo^d undoubtedly, tinder the 68th section of the same act, be a
complete protection to diem against all liability to an v suit there-
foor, unless indeed in a -case where the witnesses acted from malice.
and also without probaUe cause ; and the absence of either would
exonerate them from all liabili^. So that in diis view their liability
remote, contingent, and uncertain;
908 SUPREME COURT.
Taylor et aL v. TJiij(e4 States.
Upon idl these grounds w^ are of opinion, that the witnesses were
clearly admissible.
Ahother objection was to the admisabifity of a bill of lading, en-
tiy, and owner's oath, taken on the 16th of July, 1839, in the month
preceding the seizure of the goods in question, of nineteen cases of
eoods (not part of the goods seized) marked [B]F, 1 a 19. AI-
mough this evidence was objected to, and it. was admitted, yet it
does not appear ui)on the record, that anjr exception was taken to
the ruling. But, without dwelling upon this, which was periiaps fm
accidents omission, it is proper to say^ that this evid«ice was not
offered as a single, isolated document, (for in that yiew it mi^t be
.deemed at most as irrelevant and inconsequential for any purpose j)
but it was ofiered in connection with other doc\im^nts and evidence
to establish a privity between Taylor and Blackbume & Co. in oth^
importations of a kindred character, and imder a sdieme of medi-
tated fraud upon the revenue of the United States, of which these
documents were a link in the chain. For this purpose thev m^ht
be important and necessanr; and although the whole evidence 13
not set forth in the record, yet.it is apparent, from what is there
found in reference to the next objecdon, that the evidence had ui
intimate connection and bearing upgn that whidi is there stated.
The objection here alluded ta is in the record stated in the follow-
ing words : " The counsel of the United States'' — ^fsee the paiapjaph
in the statement of the Reporter which is included within bra<£etB.]
Now, we think the exception to this evidence was properly over-
ruled, aiid the evidence admissible to establish the connection be-
tween Taylor and Blackbume in other importations as well as in the
importation of the goods now in <;ontrov€!rsy, and also to displace
any presumption that the acts of the one were not properly to be
deemed attributable to any connivance with the other, or that they
were pot jointly interested in the saine scheme of importations, and
mutually cogmsant of the; desi^ of each other. What eflect this
evidence, ought to have Mter its admission in the cause^ taken hi
connection with the other evidence, was a matter for the considera-
tion of the jury alone; but of its admissibility for the purposes above
stated. we entertain no doubt.' It is, indeed, a. strange onuteicm in
the record, that the other evidence in the case is not therem folly
stated, lior ^e points, id which it was adduced, suggested, so that
we are left to conjecture from very imperfect materisus what was the
true extent and bearing of the various matters excepted to as im-
proper evidence.
. Another objection is to a question put to Abraham J. Lewis, a
lRi:itnJess on behalf of the United States, who, having stated that his
firm were importers of cloths and kerseymeres, and that he had diere-
by a knowledge of their quality, was adced,^on cross-etamination,
to state the extent of the importatipAs of his firm; and in reply he
said, ^^Fonnerly we imported large qiiantititi^ of woollens; for
JANUARY TEBM, 194ft. M»
Tirf lor et aL «• United Btatei.
diree or fo«ir yean past we hare im(k>rtedlHitt£n7pacIai^
aDy.'' Whereopon die counsel f<Mr die United States, on re-ezami»
nation, proposed the foDowniff question, Tiz.: *< Was there any thfaig
in die state of the maiket, '^ch caused die alteration which you
hare mentioned in die amount Imported by you widun four of fire
jrears la^ past?^ to which question die dainumls objected ; but the
vidg^ allawed die- question to be put, saving it might have some
beanng on the case, and that it was .but ioUowin^ out die question
put on the cross-examination. We think the decision of die court
was perfecdy correct, for the reason stated by the judge. The an-
swer mig^ show that the witness had ceased to import so largely,
not from want of sIdU or capital, but for reasons Which miiHht con-
nect themsdres with die importations of ttie^ claimants. What the
answer was we do not know; and certainly it could be no just
gitrand of exception, that the answer was such as had no beanng
either way upon die merits of die case, and ufirtiari not, if finrour-
aUe to tlie claimants.
Another objection was to diradmisnbility of the eridence of Dft-
Tid Grardner, ^i^ was offered to prove diat certain eoods, marked
[FJF, idiichhad been imported mto New Yoxk,*m the ship Eutaw,
bemg the same on which Francis Blackbume was alleged to have
"paid the freig^ were still in ibt custom-house at New York. We
diink that this evidende was properly admissible, for the same reasons
as those which have been already stated. It was a part of the rt$
ftsim. If die other parts of the evidence were &vourable to the
mnocence of die claimants in their various importations, then no con-
duaion aeainst than could Mrly be drawn from this fact But if,
on the odier hand, strong circumstances of suqiidon of fraud at-
tached to odier importations, then the circumstance, so contrary to
die usual course of mercantfle transactions in cases dP perishable ar-
ticles, or articles liable to depreciation or decay, of their remaining
long in the custom-house, might fairlv be deemed to inflame those
suspicions, especially if in the interval the government was on the
alert to detect supposed frauds in ^dier importations.
Another objection was to the admisBion of the evidence of an in-
voice of merinpes, (not part of the goods mentioned in the informa-
tion^ entered in FUladelphia, by filacUume & Co., and marked
[BiF, 36 to £3, ofibed as strengthening the evidence of the own-
enmip of packa^ widi this mark. In this view we can perceive
no possible question as to the competency or propriety of the evi-
dence.
Anodier obiection was to the admissibility in evidence of certain
invoices of Blackbume, Taylor, Olde & Robinson, to show the ab-
sence of any such usage as to the allowance of five per cent, for
measurement, as had heen testified to by the witnesses on the part
of the claimants. We see no jtrat ground of exception to the ad-
misribility of such evidence. The usage set up was of a general
Vol. m.— 27 s2
no flUPREME COURT,
Taylor et aL «. United States.
nature, and all evidence /which went to establish the wuit of tMcfa
generslih', by pToof of the n(»i-existence of such a deduction in in*
voices of a similar liaturer— where, if it was general jmd well known,
it ought to be found — was certainly admissible to tebut the pie-
munptions derived from the adverse proof. The same answer msry
be given, and indeed implies more forcibly, to &e evidence given
by Robert Walker, a witness for the claimants, who, upon his crosiK
examination, verified several invoices of his own importations into
^e port of New Yoik ; and also a letter of one Waite, annexed ta
one of the invoices. ' The introduction of this letter was objected to ;
but it was an accompaniment of the invoice introduced witlu>ut <d>-
jeclion, and it was olSered not in chief, but as qualifyinja; and rs^iel-
Img the evidence offered by. the claimants as to the ^e per cent
nsase — ^founded, among that of others, upon the very testimony of
Wi&er. The other invoices verified by Walker were, for the same
reason, in our judgment, equally admissible.
We have thus ^one over the vario\is objections taken to the com-
petency and admissibility of the testimony in this case; some of
which, considering all the circumstances of the case, can scarcely be
treated otherwise uan as being tn/er apices jurit; and shdl now pit>-
ceed to examine the exceptions taken to the char^ of the court
Of many of diese it is unnecessary to take any special notice, since
they have been already disposed of in the case of Wood tu Umted
l^ates, 16 Peters, 342, or have incidentally fSsdlen under notice in
the preceding parts of this opinion. Upon the point that ttie reve-
nue IlBiws, on which the information was founded, were not, as tfie
judge in the court below su^ested, to be deemed penal laws in the
sense in which that phrase is sometimes used, it may be proper to
s^ a very few words. Re treated the point as not of great import-
ance in the case, as we think it was not^ since it had no t^idency
to change the interpretation of the provisions of the revenue laws
dien under his consideration. In one sense, every law impoiBing a
penalty or forfeiture may be deemed ft penal law; m another sense,
such laws are often deemed, and truly deserve to be called, teme-
dial. The judge was therefore strictiy accurate, when he stated
that ^^ It must not be.understood that every law which imposes a pe-
nalty is, therefore, leeally spealdng, a penal law, that is, a law idnch
is to be construed witii great strictness in favour of the defendant.
Laws enacted for the prevention of fraud, for the suiqpression of a
public wronff, or to effect a public good, are not, in the strict sense,
penal acts* althoudi they may inflict a penalty for violating them.''
And he added, ^^It is in this lig^t I view the revenue laws, and I
would construe tiiem so as most effe<$tually to accomplish the inten-
tion of the legidature in passing tiiem." The same distmction will
be found recougnised in me elementary writers, as, for example,, in
Blackstone's Uommentaries, (I BladL Comm. 86;) and Bacon's
Abridgment^ (statute I. 7, 8;) and Comyns' Digest, (Farliameiit R.
JANUART TERM, 184ft. 911
Tajlor et aL «. United States.
13^ R. 19^ R. 5M> ;) and it is alio abondantly sapported by tbe aa«
The main exception boweyer to tbe charge is as to the ruling of
ttie judge that there was probaUe cause of seizure, and that, there-
iote^ the onus probandi to establish the uinocence of the importation,
and to r4>el die supposed forfeiture, was upon the claimants. We
entiiely concur in me opinion of the judge, in his views of the evi-t
denoe as applicable to this point. . He, and not the juiy, was to
jud^ whether there was probable cause or not to throw die onui
frwHUhdi on fte claimants; for the 71st section of the act of 1799,
chi^. 128j ezpresdy dedareiS that ^^ the oiutt probandi shall lie on the
claimant only where pirobable cause is shown for such prosecution,
to be judged of by the court before whom such prosecution is to be
had." £ our Judgment, the circumstances were abundantly suffi-
cient to iustify him, nay, to requii^ him to throw the omtf probandi
on the claimants. The extraordinary circumstances connected with
the concealment of the goods, the prevarications and false statements
of Blackbume, and the undervaluation of the g6ods, all required the
most plenary proqfii on the part of the claimants, to deliver die pro-
perty from the perils by which itwias surrounded. The original
cost of the purchases could have been fully proved by the claimants,
if the transactions were bona fide purchases ; and they had the most
amjde means within their power to establish it. Taylor and Black-
bume were so completely mixed up in these transactions, as princi-
pals-and agents, or as jomt principals, that the acts of the one might
most jusdy be attributed io the odier ; and in &ct they admit of iio
reasonable separation as to design or privity of co-operation.
Thete is but one other exception remaming, which requires any
floecial notice. It is whether tlie 68th section of the act of 1799,.
cmap, 128, was mtended to reach, or does reach cases where, by a
fiJse and fraudulent undervaluation, less dian the amount of duties
required by law has been paid, or whether it applies only to cases
where no duties at all have been paid upon the goods. In our
opinion, the section was* designed to apply equally to both cases.
In die B&aae of that section aU goods are forfeited on which, bv
fraud, aD the duties shall not have been paid, or secured to be paid,
iriiick are by law reauired to be paid or secured thereon.
Upon the whole, the judgment of the Circuit Court is affirmed.
Stt SUPREME COURT.
JOHH POLLASD ^ AL.» LdMRS, PLAOm#F m BUU»9 V.JiMK HaBMM IT
▲L.9 DivsHiiAirn nr Euiob.
The ttlinilition contained ia the 6Ui section \>f the act of Congress, passed on
the Sd of Mareh, 1810, for the admission of the state of Alabama into the
nnion,-Tii.: ''that all narigable waters within the said state shall for erer re-
main public highwajs, free to the citizens of said states and of the United
States, without any tax, dnty, impost* or toll therefor, imposed by said state,"
conreys no more power oyer the nayjgable waters of Alabama, to the
goremment of the united States, than it possesses orer the naTigable walrft
of other states nnder the prorisions of the Constitotion.
And it leares as nrach ri|^t in the state of Alabama orer them as the original
stktes possess orer narigable waters within their respectiTe limits.
The shores of narigable waters, and the soils nnder them, were not granted by
the Constitntion to the United Stales, bnt were resenred to the states respee*
tirely^ and the new states hate the same rigfatSt soTereignqr,and jnrisdielion
orer this subject as the original states.
The United' States nerer held any mnnicipal sorereignty. Jurisdiction, or right
of soil in and to Uie territory of which Alabama, or any of the new states,
were Ibrmed, except for temporary ptfrpoees, and to execute the trusts ereatsd
by the acts of the Virginia and Georgia lecislalures, and the deeds of cession
executed by them to the United States, and the trust created by the treaty of
the 80th April, 1803, with the French i[epublie, ceding Louisiana.
Upon the admission of Alabama into the union, the right of eminent domainy
which had been temporarilr held by the United States, passed to the stale.
Nothing remained in the United States but the pViblic lands.
The United States now hold the puhlic lands in the new states by force of the
deeds of cession and the statutes connected with them, and not by any muni-
cipal sorereignty which 4t mar be supposed they possess or hare receiredby
compact with the new states for that fwrticolar purpoee.
That part of the compact respecting tb^ public lands, is nothing more than the
exercise of a constitutional power rested in Congress, and would hare been
binding on the people of the new states whetfKr they consented to be bound
or not
Under the Florida treaty the United States did not succeed to thoee rights which
the King of Spain had held by rirtue of his rojraLprerogatire, but possessed
the territory subject to the institutions and laws of its own goremment
By the acts of Congress under which Alabama was erected a territory and a
state, the common law was extended orer it to the exclusion of all other law,
Spanish or French.^ .
The treaty of 1798 was not a cession of territory by Spain to the United States,
but the recognition of a boundary line, and u admission, by Spain, that all
the territory on the American sid^ of the line was originally within the
United States. '
The United States hare nerer admitted that they derired t^ile from the Spanish
goremment to any portiqu of territory included within the limits of Alabama ;
for, by the treaty of 1796, Spain a^^ted that she had no cljum to any terri-
tory abore the Uiirty-flrst degree of north latitude, and the United States de-
rired its title to all below' that degree from France, under the Louisiana
treaty. .
It resulu from these principles that the right of the United States to the public
lands, and the power of Congress to make all needful rules and regulAtions
for the sale aed disposition thereof; conferred no power to gnsnt land in
Alabama which was below usual hi|^ wAier-mariL at the time Alabama was
admitted into the tmioo.
JANUARY TERM, 1846. 918
Pollard's Lestet v. Hagan et aL
This case was brou^t up by wnt of eiror from the Supreme
Court of Alabama.
It was an ejectmait brought by the plamti£F in eiror in die Ciis
cutt Court (State Court) of Alabama, to recover a lot in the city of
Mobile, described as follows, yiz. : Bounded on the north by the
south bound3iy of what was originally designated as John Forbes
& Co.'s canal, on the west by a h>t now or lately In the occupancy
o^^or claimMl by, Ezel, on the eatf by the channel of the
lirer, and on the south by Government street.
lie case was similar m its character to the two cas^ of City of
Mobile V. Emanuel et al., reported in 1 HowaFd, 95, and Pollard's
leasee v. files, 2 Howard, 692. In the report of the first of these
cases ihe locality of the ground and nature of the case are ez«
plained.
In 1 Howard, 97, it is stated that the court charged the jury, that
'' if the place in Controversy was, subsequent to the admission of
this Mateihto the union, below both hifi;h and low watei^maik, then
Congress had no nght to srant it ; and if defendants were in pos*
session, me plmntim coula not oust them by virtue of the act of
CoD^^QAs." And at page, 98 it is remarked, that ^^the Supreme
Court of Alabama did not decide the first point raised in the bill of
excq[>tions, viz. : that Congress had no ri^t to grant die land to the
city of Mobile.''
In the case of Pollard's lessee v. Files, it is remarked ^2 Howard|
601) that ^^ the arguments of both counsel as to the nf^t of the
state of Alabama over navi^ble water in virtue of her sovereignty,
are omitted, because the opmion of the court does not touch upon
tti^ point.
In the present case, there were objections made upon the triaL
bdow to tne admission of certain evidence which was offered by die
defendant ; bat these objections were not pressed^ and the whole
aimimeDt turned upon the correctness of the charge of the court,
which was as follows: ^^That if they believed that the premises
sued for were below usual high water-mark, at the time the state of
Alabama was admitted into the union, then the act of Congress, and
&e patent in pijrsuance thereof, could nve the plaintiff no tide,
whether the waters had receded by the labour of man only, or by
alluvion ; to which plaintiff excepted, and the court signs and scab
this bill of exceptions."
Under these instructions the jury found for the defendant, and the
Supreme Court of Akbama affirmed the judgment. From tfiis last,
court the case was brought up, under the 25m section of the Judi-
ciary Act, and the only question was upon the correctness of the
above instructions.
Cbxe, for the plaintiff in error.
SergearUy for tbe defendant m error.
«14 SUPBEME^ COURll
Pollard^t Lessee «. Hagan et aL
Cbze, for plaintiff in error, said, that the only point presented upon
the record grew out of the charge of the court The plaintiff ga^e
ia evidence a patent from the United States for die premises
in question ; an act of Cong;re88, July 2d, 1836, and an act of 26th
May, 1824. Proof was giTcn- that the waters of Mobile bar, at
him tide, overflowed the premises during all the time up to 1829.
This «ame title has been before the court already and confiimed^
1 Howard, 96 ; 2 Howard, 691.
The act of Congress admitting Alabama into the union is in
6 Laws U. S. chap. 468, p. 380. The 6th section contains a pro-
viso, that all navigable v^raters diall remain public hig^wigrs^ &c.
Unless Hob section jprerents the land' described in the patent from
bdonging to the Umted States, the pluntiff must recover under it.
In 14 reters, 361, the land in question was situated just Hke this,
and &e title was confirmed. So in 16 Peters, 234, 246. In these
two cases diere is an impKed omniqp of the court up<m the poiiit
now, under eoiisideration^ and the expressed opinion of one judge.
16 I*eters, 262, 266.
In| 2 Howard) 699, the point was expressly raised by the counsel
on^d^e ottier side.
If the land did not bdong to die United States, it belonged to no-
body. Neidier the state of Alabama nor the city of Mobue had any
tide to it Many lands are in the sainesituation, subject to be oreiv
flowed, and if they belong to nobody, there is an end to aD improve-
ment of diiem, and they must remain public fiuisances.
Sargeaniy for defendant in enor, stated the foIlowiDg points :— -
1. The plaintiff rested his cas^ entirely upon the act of Congress
of the 2d July, 1836, and die patent issued under it, diovring no
previous or oth^ ^lig^tr The act and the patent gaYe^him no tide
to the premises, because,
1st. The United States had nothing to grant, or to release ; die
^t, if any, between hi^ and low water-mark bein^ in the state
Alabama, and not in die United States ; and if ever m the United
States, after Alabama became a stat§, viras passed .away and parted
widi by tbe^act of 1824.
2d/ The rig^ and tide in and to the premises in quesdonwere
rested in those under whom defendant claims, by a valid grant
from Spain before the treaty of 1803, namely, by the grant of June
9th, 1802.
3d. The grant from Spain, calling fof die river as aboundluy,
maintained the same boundary and followed the river.
4th. The length of the line referred to in the grant does not limit
defendant's right, because it is not stated for the purpose of limiting
die rig^t, but only as the then distance to the river ; because it ao-
tuaUy went into the river, and also because the caU for the river
controls both course and instance.
JANUARY TEBM, 1845, «16
Pollard's L«ttee «. Hagan ef aL
2. The act of CoDgren could not operate as a rdeaae or confip-
oudioiu becauae Aere was no ri§^t or colour of rig^t fi>r a release
or confirmslkm to operate upon.
3. The, rig^t of die defendant was svred aiid confirmed by the
act of IC^ so as to place it thenceforward beyond doubt or
question.
(All of Mr. SerfmnPi remaiks wfaidi bear upon other points than
the oneupon which the opini<m of die court rested are omitted.)
Had die United States any^title to land coyered by navigable
water, after the admission of A!MJ>ama into the union ? Judge Catron
has decided in finrour of the United StatM. but the court has ex-
{uressed no opin^n in preceding cases. The land in Question was
a part of flie shore of the river when Alabama was aomitted, and
was so when &e act of 1824 passed. It was a part of the river.
What isa river? Are not its books included? *In the language of
courts, there are two distinct parts of a river, its diore and its dian«
neL The idiores sometimes extend a mile out They may be left
bare at low tide^. but are still a part of the rirer, either for the pur^
poses of navijnition or fidiing. Beyond that is the channel. The
record descrioes this land as being bounded by the channel of the
rirer. The question, whedier the United States had a tide after
1817| was not deddea in 14 Peters, nor in 16 Peters, nor in Pollard
V. Files. It is of Utile importance to the United States, because free
nsTigatimi is secured, but of great ma^piitude to ^ state. It has
been said, diat if die decision be against the United States, the
shores must remain unimprored. But not so. Their improvement
requires local regtdation. They are avenues to navigation, and want
aneaier mardian than die United States. Odier states hare the
c<mtrol of similar property. The United States describe the limits
of a port in dieir revenue laws, and if they want alocal property
dieybuyit A state can manage this sort of property better than
the Uni^ States, who have never done any tlung with it The
qneirtion is important to the new states, as involving an attribute of
aoTerrign^. tt^ want of whichMnakes an invicfious distinction be-
tlrecn me dd aiid new slates. In9Porter, 677, there is an outline
of die argument imon this subject, and the authorities are cited. See
also 669^ 691. It is not materud for me to examine the power of
die Eji^ of Spain, because after the transfer in 1803, the countiy
became subject \o die common law and statute laws of the United
8tates,.exoOTt jss to previous grants.
At page 696, this particular question is examined, and die case
in 10 Peters referred to.
It siroears, therefore, that the Supreme Court of Alabama studied
&e Sonjeeti and there is no adverse decision in diis or any state
court (hi th^ contrary, the decision oS Alabama has b^ suih
tained hw (his court in nrmcqde.
A ingoX to die shore betweoi hig^ and low watei^maik is a sove-
916^ BUyREME COURt.
Pollard'* Lesaee v. Hagan.et aL
' _ •
reign rig^t) not a proprietary One. By the ir^aties of 1803 and
1819 there is no cession of river ishores, although Itfndji forts, SuUf
are mentioned^ Why.? Because rivers do not^pass by mnt, Imt
as an attribute of sovereignty. The rijg^t passes in ^. pec&ar man* *
. ner ; it is held in trust .for eireiy indmdual proprietor in the stale
or the United States, and requires a trustee of great dignitv. ' Rivers
must be kept open ; thev are iiot land, which may be sold, and die
right to them passes with a transfer of sovereignty. 16 Peters, 367,
413,410,416. ..
It follows from this decision,, that the rights over rivers became
severed from the rights over property. .In Pennsylvania, aftei the
Beyolution, an act ^^is passed confiscating the property of the i^enn
ianuly; but no act was passed transferring the soverei^ty of the
state. The reason is, that no act was necessary. • Sovereignty trans-
ferred itself, and when this P^iSses, the ri£;ht over rivers passeig^teo.
Not so with public lands. The riffht which New jersey acquired
in 16 Petera was precisely the rigat which Alabama claims now.
Tliere can be no distinction between those states which acquired
fheir independence .byjprce of arms and those which acquired it by
the peacml consent ~of older states. The Constitution says, the
latter must be-admitted into the union on an equal footing with the
rest. The dissenting opinion of Judge Thompson (page 419) is not
inconsistent with this.
U these positions are ri^t, the United Stateshad nothing hdidw
high water-mark. They might have reserved }t in the compact with
the state, ^the third article of the treaty with Spain (1 Land Laws,
57) contaiiifi such a reservadon* But as jit. is, the United States
have nothing in Alabama but proprietary rij^ts. They bannot put
their foot in a state to claim jurisdiction without its consent No '
principle is more fiuniliar than this, that whilst a state has granted a
portion of its sovereign power to the United States, it remains in the.
enjoyment of all the severalty which it has not voluntfurify parted
with. This court, thou^ ineiqpreasibly viJuable to tiie countiy, is
yet a court of limited juns^cticm. In the Constitution, what power
IS given to the UnitedStates over the subject we are now discu^ing ?
In a territoiy they aie sovereigi^, but when a stale is erected a change,
occurs. A new sovereifi^ comes ip. -Where the jioim of taxation
occurs, it is because it has been yielded by compact 1 McLean's
Rep. 337, 339, 343, 344, 354, 371, 374, 378.
Th^ case in 10 Peters, 731, New Orieans t;. The United States,
sections the idea, that the power of which we have been ipeddng
must be held in trust ; that the kings of France had jurisdiction over
the isiiore, but it was a police power, and used lor the coiismoii
benefit, not as a proprietary right. If the trust be in tfa6 state of
Alabama, the Unitea States cannot defeat that trust The ririit of
accretion could not belong to ^i United States, because it bdongs
to the adjacent proprietor.
JANUARY TERM, 1S«. SIT
Pollard's Lertet «. Hagan et at
CoMj in l^Jf maflted, tbat fonner dedaona of. tins eomt corer
tins case. The nature of the mnnd in questiob b fiilfy* shown in
9 Porter, 680, 681 ; that the tide riaea one and a half or two feet
In 10 Peten, 667, ftoperij amilariy ntoated ia described, wh^re
the water wcfohi oveifiow noless confined by badcs. It has been
said, jthat the United States oannot exercise acts of ownerdiip over
iti but it is conceded that Spain hadand exercised jurisdiction to
the extent of granting it to individuals. 10 Peters, 679, 680, 681 ;
attom^-ffeneral's opmion, 16 JPeters, 262 ; 9 Porter, 691.
In 10 Peters, 662,^ no question like &e present'was raiaed, as to
thepower to grtmt, but whether the property erer had been granted.
The case ol New Orleans v. Umted States mvolyed merely the
■- question, whe&er the land had been dedicated to the public. It
was like the Pittsburg and Cindnnati cases^ diflering only u to die
&ct8 proTed to sub&ntiatie such dedication and me code of &w
whidi was to gorern it l^e citations fr6m Domat (123) are de-
aened merely to point out ihe places which belong to die public.
No Question was presented or decided, nor was any opinion indi-.
cated as to the pomts inrolVed in, this controrersy.
Prior to flie trea^ by which the United States acquired this terri-
tory, die former soreretgn claimed and exercised die rights which
the United States haVe undertaken to exercise. But it is said, t^
we must show that our goTemment could be the recipient of diis
power. Suppose we cannot Then the ri^ must remaiiv in Spain,
which womd be a strange result Butwesi^,
1. That portion of soTcre^ power whidi is Tested in flie United
States by our Constitution and biws is unlimited*
2. The exercise of power by an;^department or fimctionaiT of Ifae
gOTemment, as among<and operating on oursehres, is limited.
3. The 8oYerei|p power as a nation in its foreign intercourse is
subject to no ccmstitutional restraint
But it is ocmtended, that die ri^ to die shore is a sererei^ and
Klitical, not a proprietary rij;fat' In what die distinction exists, so
* as it is applicable to this centroversy, has-not been ejplained^
and is not em to be understood. That diere is an immense body
of lands in all our alluvial territory, from die Nordi rirer to tfie &•
bine, induding the meadows between Newark and New Yoric. those
mi Ae Ddaware, die nee plantations of Carolina and Georgia, ihe
marshes of Florida, die swamps of Louisiana, is a matter of foot
They are object to periodical mundations, some daity, some by oc«
caaional fiesbets, some witih the semMummd rise of waterSk Accord^
ing to the argument on theodier side. aH these are to be considered
p^ of die diore. How can a political power be said to exist
wiAout a prc^etaiy right ov^r niarshes where no one can live ?
It ia said dvie treaties of 1803 attdl819 nowhere specify rivers,
and from this die eoiiclusion is drawnHiat they passed as pait of die
sdremgnhr. It seems more probaUe dial they passed as p^tt et
Vol. m.— 28 T /r~ r-
«18 SUPREME COURT.
Pollard's Lessee v. Hagan et aL
the territory. Islands are mentioned^ out in the ocean, under lAkk
we hold Key West, Tortugas, &c. Why shoiild they be considered
merely as incidents to sovereignty and not part <n Ihe territory?
The language of the grant is, in ^^ full property and -sot^
reignty.*'
The treaty of 1795, with Spain. (1 Laws U. S, 264,) in de-
signating the boundaries, speaks of them which separate me terri-
tories of the contracting parties, and establish part of this Une pf
territory in ihe middle of a river. Article 4th designates the middQe
of the channel, or bed of the Mississi{>pi, as the western bound|ur^.
In this treaty, as in that of 1819, a river is the boundary, and its
free navigation is secured. Did any one ever suppose mat ather
party precluded itself from using the In^way, or from holding or
di^osmg of the lands on the banks subject to inundation ?
It is said that the land which was in question in Martin v. Waddell,
16 Peters, 369, was similarly situated to the present; that it was
below hig^ water, and &ence it is inferred that it was above low
water-maric. But the special verdict indicates no suck thing. It
says, "covered with water," "where the tide, ebbs and flows.*'
Nor is there anj thing in the rassages cited (410, 413^ 416) con*
fiictin^ with this idea. New Jersey, who asserted the ri^t sus^
tainecrin that case, would be astonished to learn the construction
now placed upon it, denying the rig^t of private property in the flats
left bare at low water, or in the valuable meadows protected 1)y
banks fix>m daily inundation, and converted into productive property,
conducive eaually to he^th and wealth.
In the lands thus situated, which had not been severed from the
SubUc domain, the United States had the capacity to acquire, and
id acquire, a proprietary interest. Nor is this repugnant to our
constitution or laws, or the principles of our ^vemme^ Throudi-
out the union such property is held by mdividuals under t^s
sanctioned by legislative acts and judicial decisions.
The sea-snore and arms of the sea, " like other public proper^
may be granted by the kmg or government to individual proprietors.'*
2 Dane's Abr. 690, 691.
The Massachusetts colony act of 1691 grants numerous pieces
of flats to the proprietors of the adjoini^ uplands. This was in
strict conformity vrith the English law. Tne sofl on which ihe sea
flows and ebbs, that is, between hidb and low water-maiks, may be
parcel of a manor. Where the tide flows, it is vrithin the jurisdic-
tion of the admiralt|r ; where the tide ebbs, the land may tielonff to
a subject. Every thing done on the land when ttie sea is out, nail
be tried at common law; 6 Co. 107, Constable's case. In New
York and New Jersey, the inlets of the sea on Long Uand and
between the Passaic and Hackensac, have all been redaimed and
converted into meadows. When New York claimed the entire
jurisdiction of the North river, she never "Qioug^ of claiming ih/t
JANUARY TSRM, 184ft. *»
PoUtrd's Lessee «• Fagaii et aL
■■ ■ ■ i-^— ■ ' ' ■
meadows and manhes oq die Jersey side, although fliey were corered
at eveiy hii^ tide by the waters of that riTer.
On ttie Delaware, in the states of Delaware, New Jeney and
Penmylvania, the same law prerails.
In Afaiyland, Sooth Carolina, and Greorgia, yalnable private
proper^ lias been thus reclaimed from the water.
Throu^out our western countiy, Ohio, Indiana, Illinois, I^Gs-
souri, Louisiana, Alabama, Mississ^i, no question has erer been
raised on this point until these cases fim presented it BGUions of
acr^ are thus held. The right has been uniformly asserted by the
United States. It was so in the act of 20th April, 1818, for the
sale of Fort Charlotte lands, which gave rise to me suits in Peters
and Porter. 9 Porter ; 16 Peters, 250 ; 6 Laws U. S. 346.
The act of May 26th, 1824, expressly grants land of this de-
scription, and the act of July, 1836, does me same.
All the. titles under these acts are now in controversy. It is said
that the Umted States have litde or no interest in this Question j but
their interest is of incalculable yalue. See Dailey's Louisiana, as
to &e amount of overflowed lands. ^
The right has been judiciously recognised. In 16 Peters, 408,
tTnited States v. Fitsgendd, where there was a daim under the pre*
emption laws. In the five diflerent cases in which this very grant
has been disputed. . Pollard v. Kibbe, 14 Peters, 366, where the
title of both parties was presented. So &r as. die plaintiff's tide
appears^ it was identical with that now exhibited^ widi the only
addition of the Spanish ongb, which had been rejected by the
board of commissioners. T%e defendant's title die «ame as now.
All the objections how ur^d to the plabtiff^s title were then a^>a*
rent on the record. Mobile v. Esclava, 16 Peters, 234; 9 Porter;
Mobile V. Hallett, 16 Peters, 261 ; Mobile v. Emanuel> 1 Howard^
96 ; Pdlard t^. Files, 2 Howard, 69^.
Mr. Justice McKINLEY delivered ^e opinion of die oourt.
Thur case comes before this court upon a writ of error to the
Supreme Coutf of Alabama.
An ^action of ejectment was brought by the plaintiffi a^inst the
defeiKlants, itf the Cupcuit Court of Mobile county, in said state;
and iipon die trial, to support their action, ** the plaintifis read in
evidence a patent fix)m the United States for the premises in ques-^
tioiu and an act -of Congress passed the 6th day of July, 1836,
oonnrmiBg to dieni the premises in the patent mentioned, togedier
^th an act of Congress passed the 20th of May, 1824. The pre*
mises in (question. were admit^d by the defendants to be compre«
•bended within the patei^ ; a^ there was likewise an admlssioh bv
both narties that me land lay befweeq. Church .street and Norm
Boundary street,, m the city of Mobile;, and there the plaintifis
rested their case."
ttO SUPREME COURT.
Pollard's Lessee «. Hagan et aL
. ^* The defttidantB, to maintain the issue on thdr part, introdnoed
a witness to prove that the|premises in question, between the yean
1819 and 1823,. were cov^d by watej of the Mobile river at com*
inon hidi tide ;'^ to which evidence the plaintifis bv their counsel
objectea ; hvii the court overruled the objection, ana permitted the
endencd to go to the jury. ** It was also ip proof, on the part of
the defendant, Aat at the date of the Spanish erant to Panton,
Leslie & Co., under which they claim, the waters of the Mobile bay,
at high tide, flowed over what is now Water street, and over about
one-uiird of die lot west of Water street, conveyed by the Spanish
grant to Panton, LesBe £(.Co. ; and that the waters cbntmued to
overflow Water street, and the premises sued for, during alL the
^me up to 1822 or 1823 ; to all which admissions of eviaencie, on
part of the defendants, the plaintifljs ^ccepted.*^ ^*The court
charged the jiiry, that if they believed the premises sued for were
below usual high water-marlc, at the time Alabama was admitted
into the union, then the act of Coneress, and the patent in pilr-
suance thereof^ x^ould ffive the plamtils no title, whemer the waters
had receded by the labour of man only, or by alluvion ; to whicb
the plaintidb excepted.. Whereupon a verdict and judgment were
. rendered in favour of the defendants, and which juc^nent was
afterwards affirmed by t^e Sopreme Court of the state."
This question, has been hetetofore raised, before this court, in
cases fix)m the same state, but they went off upon otiier points.
As now pre8esited,'it is the only qviestion necessary to the decision
of the <;ase. before us, and must, therefore, be decided. And We
now. enter into its examination with a just sense of its gre^t im-
^rtance to all &e states of the union, and particularly to the new
ones. Altfaoufi;h this* is the first time we have been cidled upon to
' draw the line mat separates tiie sovereignty and jurisdiction of the
government of the union, and the istate governments, over the- sub-
tect in controversy, many of the principles which enter into and
form the elements of the question nave been settied by pre^nous^
well conadered, decisions of this court, to which we shall have
occasion to refer in the course of this investigation.
The counsel for the plaintiffs insisted, m argument, that the
United States denved title to that part of Alabama, in which the
hnd in controversy lies, iBrom the Kin^ of %>ain ; and that thc^
succeeded to all his rights, powers, and jurisdiction, over the tern*
toiy ceded, and therefore hold the land and soil, under navigable
waters, according to the l^ws and usages of Spain; and by mose
laws and usages the fights of a subject to land denved from the '
crown could hot extend beyond .hig^h water-mark, on navigable
waters, without an express grant ; and that all alluvion belong to
the crown, and might be granted by this king, tog^ether with aO
land between high water and the channel of su(^ navigable waters;
and by the compact between the United States and Alabama, on
JANUARY TERM, 18«, »|
PoUard'f Lessee «. Hagan et aL
her admission inter <he union^ it was agreed^ that llie people of
Alabama for ever disclaimed all right or title to Hxe waste or unap-
prc^iiated lands lyii^ within the state, and that the same A%iijd
rainain at the sole diq^osal of the United Stat^ ; and 4hat aU the
naTigable waters withm tiie state should for ever remain public
hi^ways, and finee to the citizens of that state and Hie United States,
Wi&out any tax, du^, or impost, or toll therefor, imposed by thai
state. That by these aitiqles of the compact, die land under Hbe
nayigable waters, and the public domain above high water, were
aEke reserved to the United States, and alike Qibject to be sold by
fliem ; and to give any other construction td^^diese compacts, would
be to yield up to Alabama, and the other new states, aU flie public
lands within their limits.
We think a proper examination of this subject will show^lhat
the United States never held any municipal sovereignty, jurisdic-
tion, or ri^t of soil in and to me territory, of which Alabama or
any of the new states wer^ formed; except for temporanr j^ur-
poses, and to execute the trusts created by the acts of uie Vimnia
and Ueorsia legislatures, and die deeds of cession executed by
fhem to Sie United States, and the trust created by the treaty
widi the French republic, of the 30di. of April, 1803, ceding
Louisiana.
All that part of Alabama which lies between the thirty-first and
thirfy-fifih degree of north latitude, was ceded by the state of
Georgia to the United Stoiei, b^r deed bearing <late the 24di day
of April, 1802, which is substantially, in all its principles and stijpu*
iations, like the deeA of cession executed by Vurffiiiia to the United
States, on the 1st day of March, 1784, by which she ceded td the
United States die territory north-west of the river Ohio. Bbth of
diese deeds of cession stipulated, that all theiancb within the terri-
tory ceded, imdnot reserved or . appropriated to other purposes^
should be consiaered as a common fund for the use and benefit of
all ti^e United States, to be fidthfully and bona fidt disposed of for
diat purpose, and for no other use or pu^ose whatever. And die
statute passed by Virginia authorizing ner delegates to execute this
deed, and which is recited in it, authorizes thetn, in behalf of the
ftate, by a proper deed to convey to the Uhijed States, for the benefit
of said states, all the n^t/ title, and claim, as well of soil as Juris-
diction, ^^ upon condition that die territory so ceded shall be laid
put |md formed into states, containing a suitable extent of territory,
not less than 100, nor mpre than 160 miles square, or as nefur
thereto as circumstances will admit : and that the states so formed
ahall be republican states and' admitted members of the federal
union, having the ^une rights of sovereignty, freedom, and inde-
pendence, i\|9 the other states.'^ And the delegates conclude the
deed dius: ^^Now know ye,'diat we, die said 'X^omas JeflTerson,
S^uel Hardy, Ardiur 'Lee, and James Monroe/ by virtue of the
t2
SUPREME COURT-
Pollard's Lessee v. Hagan et a).
power and authority committed to us by the act of the said general
assembly of Virginia before recited> and in the name and for andf
on behalf of the said conmionwealth^ do by these presente conyey^
transfer, assign, and make dyer unto the United States in Ccm^ren
assembled, for the benefit of said states^ Virginia inclusiye, alt nghL
title, and claim,, as well of soil as of juriraiction^ which the said
coinmonwealth hath, to the territory or tract of country within the
limits^of the '^^rginia charter, situate^ lying, and being to die north-
west of the Jirer^ Ohio, to and for the uses and purposes, and oa
the conditions of the ^id recited act'' ^
And in the deed of cession by Georeia it is expressly stipulated.
'^That ttie territory thus cede^ shall form a state and be admitted
as such into the union as soon as it shall contam sixty thousand fiee
inhabitalits, of at an earlier period if- Conjgresd shall think it expe-
dient, on the same conditions and restrictions, with the same pnyv>
leges, and in the same manner, as is proyided in die ordinuice of
Congress of the 13th day of Jiuy, 1787, for die |;oyemment of the
nort&westem territory of the United States, which ordinance shall
in all its parts extend to the teintoiy contained in the present act
0f cession, that article otij excepted which forbids slayery.'^ Ihe
manner in which die new states were to be admitted into the
union, according to the ordinance of 1787^ as expressed therein, is
as follows : ^^ And whenever any of die said states shall haye sixty
thousand firee inhabitants therem, such state shall be admitted, by
its delegates into the Congress of the United States, on an equal
footing with the original states in aU reiroects whateyer." Thus it
appears that the stipulations, trusts, and conditions, are substan-
tiaUy the same. in bodi'of these deeds of cession; and die acts of
Congress, and of the state legislatures in relation tfaereto^jure found-
.€d in the same reasons of policy and interest, with this exception,
however — ^tbe cession made' by Virginia was before' the adoption of
the Constitution of the United States, and that of Geongia afterwards.
Taking the leeislatiye' acts of die united States, ana the states of
Virginia and ueorgia, and their deeds of cession to the United
States, aad giving to each, separately, and to all joindy, a fiiir
interpretation, we must come to the conclusion that it was the
intention of the parties to invest the United Stetes with the eminent
domain of the Countiy ceded, both national and municipal, for the
purposes of tempor^iy government, and to hold it in trust for die
perfonnance of the stipulations and conditions expressed in tihe
deeds of cession and the legislative acts connected ^^th diem. To
a correct understanding of die eights, powers, and duties of die par-
ties to these contracts, it is necessary to enter into a more minute
examination of the rights of eminent domam, and the ri^t to the
public lands. ^Vhen the Unitekl States accepted the cession of the
territory, they took upon themselves the trust to hold the municipal
'eminent domain for the new states, and to invest them with it, to
JANUARY TERM, 1846.
Pollard's Lessee v. Hagan et 'aL
the same extent, in aU respects, that it was held by the rtates ceding
the territories.
The right whidi bdongs to the socie^, or to the sovereign, of
disposing, in case of necessity, and for the public safety, of all the
w^th contained in the state, is called the emineni domain. It is
evident that this right is, in certain cases, necessary to him who
governs, and is, consequently, a part of the empire, «or sovereign
power. Vat. Law of Nations, section 244. . This definition shows,
that tlie eminent domain, although a sovereign power, does not
include all sovereign power, and this explains the sense in which it
is used in this opinion. The compact made between the United
States and the state of Georgia,. was sanctioned by the Constitution
of the United States ; by the 3d section of the 4tb article of which
it is declared, that ''New states, may be admitted by the Con^^ress
into this union ; but no new state shall be formed or erected within
the jurisdiction of ary other state, nor. any state be formed by the
junction of two or more states or parts of states, without the consent
of the legislatures of the states concerned, as well as of Congress.''
\Mien Alabama was admitted into the union, on aji equal footing
with the original states, she succeeded to all the rights of sove-
reignty, jurisdiction, and eminent domain which Georgia possessed
at Sie date of the cession, except so far as this right was diminished
by the public lands remaining in the possession and under the con-
trol of tne United States, for me temporary purposes provided for in
the deed of cession and the legislative acts connected with it*
Nothing remained to the United States, according to the terms of
the agreement, but the public lands. And, if an express stipulation
had been inserted in the agreement, srantin|g the municipal ri^t of
sovereignty and eminent domain to me United States, such stipula-
tion would have been void and inoperative; because the United
States have no constitutional capaci^ to exercise municipal juris-
diction, sovereignty, or eminent domain, within the limits of a state
or elsewhere, except in the cases in which it is expressly granted.
By the 16di clause of the 8th section of the 1st article ofthe Con-
stitutbn, power is riven to Congress ^' to exercise exclusive legisla-
tion in all cases whatsoever, over such district (not exceeding ten
miles square) as may by cession of particular states, and the accept-
ance of Congress, become the seat of government oi t}ie United
States, and to exercise like authority over all places purchased, by
the consent of the legislature of the state in which the same may be,
for the erection of forts, magazines, arsenals, dock-^ards, and other
needful buil^Ungs." Within the District of Columbia, and the other
places purchased and used for the purposes above mention<ed, the
national and municipal poweis of government, of eveiy description,
are united b the ofovemment of the union. And these are die only
cases, widiin the United States, m which all the powers of. goyem-
jnent are united in a single govenunent, except in the cases already
SUPREME COURT.
Pollard's Lessee v. H^an et aL
meatioiied of &e temporary territorial ^ovenunents, and there a lo-
cal goTemment exists. The right of ^bama and every other new
iltate to exercise all the powers of govenunent^ which belong to and
may be exercised by the original states of the union, must be ad-
mittedy and renudn nnquestionedi except so far as they are, tempo*
laiily, depriyed of contipl over the public lands.
We will now inquire into the nature and extent of the right of the
United States to these lands^ and whether that rijc;ht can in any man-
ner afiect or contrd the decision of the case before us. This rig^
originated in voluntaiy surrenders, made by seyeral of the old states,
of their waste and unappropriated lands, to the United States, under
a resolution of the old Uongress, of the 6th of September, 1780, re-
conunending such surraider and cession, to aid in paying the public
debt, incurred by the war pf the Revolution. The object (^ all the
parties to these contacts of cession, was to convert the land into
money for the payment of die debt, and to erect new states over the
territory dius ceded ; and as soon as these purnoses could be accom-
plished!, the power of the United States over tnese lands, as proper-
ty, was to cease.
Whenever the United States shall have fiiDy executed these trusts,
the municipal sovereimty of the new states wiu be complete, throUg^
out their respective border^, and they, and the original states, will
be upon an eciual footing, in all respects whatever. We, therefore^
tldnk the United States hold the public lands within tfie new states
by force of the deeds of cession, and the statutes connected with
them, and not by any municipal sovereignty which it may be sup-
posed diey possess, or have reserved by compact with the new stat^
K)r fliat particular purpose. The provision of the Constitution above
referred to shows that no such power can be exercised by the United
States within a state. Such a power is not only repugnant to the
Constitution, but it is inconsistent with the spirit and intention of
the deeds of cession. The argument so much relied on by the coun-
sel for the plamtifls, that the agreement.of the people iimbiting tiie
new states, *^ that tiiey for ever disclaim all right and title to the
waste or unappropriated lands lying within the said territoiy; and
that the same shall be and remam at the*«ole and entire. disporition
of die United States," cannot operate as a contract between -the par-
ties, but is binding as a law. Full power is given to Congress ^^to
make all needfol rules and regulations respecting the territoiy or
other property of the United States." This autiiorized the passafl;e
of all laws necessary to secure the rij^ts of the United States to the
public lands, and to provide for their sale, and to protect them from
taxation.
And alL constitutional laws are binding on the neq>le, in tiie new
states and the old ones, wheAer they consent to be bound by them
or not Every constitutional act of Congress is passed by tne will
of tiie people of the United States, expressed Arouj^ tlieir tep»-
JANUARY TERM, 1845.
Pollard's Lessee v. Hagan et aL
matM&rtBj on the sabject-matter of the enactment; and when ao
paaaed it beoomea the aupreme law of the land, and opcratea by its
on^ force on the aabject-malter, ip whatever state or territoiy it majr
happen to be. The proposition, therefore, that such a law cannot
operate upon the subject-matter of its enactment, without the eiqpress
consent en the people of the new state where it may hq>pen to be,
contains its own refutation, and requires no &rther examination.
The propositions submitted to the p^ple of the Alabama territoiy,
for tiieir acceptance or rejection, by the act of C<nigres8«authoTiiing
them to form a constitution and state goyemment for themselves, so
for as they related to the public lands within that territory, amlDunt-
ed to noming more nor le^s than rules and renlationa respecting the
sales and diqiosition of the public lands, llie supposed compact
relied on by the counsel for the plaintiffs, conferred no authonty,
therefore, on Ck)ngress to pass the act granting to the {daintiffi the
land in controversy.
And thisi>rinffs us to ttie examination of the quesfion, whether
Alabama-is entiUed to the shores of the navigable waters, and the
aoib under them, widiin her limits. The prinqipal argument relied
on against this right, is, that die United States acquir^ the land in
controversy fonm the Kmg of Spain. Althou^ there was no direct
reference to any particular trea^, we presume the treaty of die S2d
of Februaiy, 1819, aimed at Washington, was the one relied on.
and shdl so consider me argument U was insisted that the Unitea
States had, libder the treaty, succeeded to all the rights and powers of
tiie Kjng of Spain ; and as by the laws and usases of Spain, die king
had the nriitto grant to a subject the soil under navigable waters,
that, therrfore, t& United States had the ng)it to grant the land in
contiover8y> and thereby the plaintiffs acquired a complete tide«
If it were true that the United States acquired die whole of Ala-
bama firom Spain, no auch coiaequences would result as those con*
tended for. kcannot be admitted that the Kjng of Spain oould, by
treaty or otherwiae, impart to the United States any of his royal prcH
rogatives; and much less can it be admitted that they have capacity
to Ireceive cirpgwer to exercise them. Eveiy nation acquiring ter-
ritoiT) by trefi^ or .odierwiae, must hold it subject to the coitttitation
and laws of its own jgovemment, andjaot aecordinff to those of the
goveromect cediog it. . Vat Law of Nutiona, b. l, c. 19, a. SIO,
244, 245, and b. 2, c. 7, s. 80.
TTie United 8^tes hare ne^er claimed auy part of the territory
included in the s^tes of Ifimsippi or Alabama^ under aa^ treaty
with Spain, althoudi she claimed at different periods a eotisiderable
portic^o of the temtory in botti of those states. By the treaty be-
tween the United States and Spam, signed at San Lorenzo el Real,
on the 27th of October^ 1796, ** The hi^h contracting parties declare
and agree, that the line between the United States and East and
WeatFlorida^ shall be deiignated by a line, beginning on the river
9S» SUPREME COURT.
Pollard's Lessee v. Hagan et aL
Missisdppi, at the northernmost part of the thirty-first degree of
north latitude, which from thence ^all be drawn due east to the
middle of the Chatahouchee river," &c. This treaty declares and
agrees, that the line which was described in the trea^ of peace be-
tween Great Britain and the United States, as their southern bound-
ary, shall be the line which divides their territory from East and
West Florida/ The article does not import to be a cession of ter-
ritory, but the adjustment of a controversy between the two nations.
It is understood as an admission that the right was originally in the
United States.
Had Spain considered herself as ceding territory, she could not
have neglected to stipulate for the property of the mhabitants, a sti-
pulation which every sentiment of justice and of national honour
would have demanded, and which the United States woidd not
hscve refused. But, instead of requiring an article to this effect; she
expressly stipulated to withdraw the setdements then within what
the trea^ admits to be the territory of the United States, and for
pennission to the settlers to take their property with them. "We
think this an unequivocal acknowledgment that the occupation of
the territory by Spain was wrongful, and we think the opinion thus
clearly indicated was supported by the state of facts. It follows,^
that Spanish grants made after the treaty of peace can have no
intrinsic validity.'' Henderson v. Poindexter, 12 Wheat 536.
Previous to the cession made by Greorgia, the United States, by
the act of Congress of the 7th of April, 1798, had e^blished the
Mississippi territory including the territory west of the Chatahouchee
river, to the Mississippi river, above the 31s1^ degree of north lati-
tude, and below the Yazous river, subject to thctclaim of Greorgia
to any portion of the territory. And the territory thus erected was
subjected to the ordinance of the 13th of July, 1787, for its govern-
ment, that part of it excepted which prohibited slavery: 1 Stonr^s
Laws, 494. And by the act of the 1st of March, 1817, havine mst
obtained consent of Georgia to make two states instead of one
within tfie ceded territory. Congress authorized the inhabitants of
the western part of the Mississippi territory to form for themselves
a constitution and state government, '^to consist of all the tenit'^ry
included within the following boundaries, to wit : Beginning on the
river Mississippi at the point wfaerq. the southern boundary line of
the state of Tennesisee smkes the sam^ ; thence east along the said
boundaiy line to the Tennessee river*; thence up die same to the
mouth' of Bear creek; ti^ence by a (hreot line, to the north-west
comer of Washington county; thence due south to the; Gulf of
Mexico; thence wesfwardly, incluifing all the islands within six
leagues of die shore, to the junction of Pearl river with Lidce
Borgne ; dience up said river to the thirty-first degree of nordi lati«
tude ; ^ence west along said degree of latitude to the Missiasiiiui
river; ttience up the same to die beginning." 3 Story's Laws, 1690.
JANUARY TERM, 1845. m
Pollard's Lessee «. Hagan et al.
AikI on the 3d of Marcby 1817, Congreas passed an act decliuri&^
^'Tbat all that part of ^e Mississippi territory which lies within-
file foUowbg boandariea, to wit : Beaamme at the point where the
line oi the thir^first degree of north Tatituoe btersects the Perdido
riTer; thence east to the western boundary line of the state of
Georgia ; thence al<mg said line to the southern boundary line of
the state of Tennessee ; thence west, along said boundary line, to
the Tennessee river ; thence up the same to the mouth of Bear
creek ; thence by a direct line to the north-west comer of Wash-
ington county; thence due south to the Gulf of Mexico; thence
eastwardly, including all the islands within six leagues of the shore
to the Peraido river ; thence tip the same to the beginning ; shall,
for the purposes of temporary government, constitute a separate ter-
ritory, and be called Ahaibama.
Ajnd hj the 2d section of the same act it is enacted, "That all
offices ¥^ch exist and all laws which may be in force when this
act diall go into effect, shall continue to exist and be in force until
otherwise provided by law." 3 Story's Laws, 1634, 1635. And by
the 2d article of the compact contained in the ordinance of 1787,
nduch was then in force in the Mississij^i territory, among other
thinffs, it was provided, that " The inhabitants of the said territoiy
flhair always be entided to the benefits of the writ of habeas corpus,
and of tiie trial by jury, and of judicial proceedings according to
the course oi the common law. And by me proviA) to the 5th sec-
don of the act of the 2d of March, 1819, autfaorizmg the people of
the Alabama territory to form a constitution and state ^vemment,
it 18. enacted, " That the constitution, when formed, shall be republi-
can, and not repugnant to the ordinance of the 13th of July, 1787,
between tiie states and the people of the territoiy north-west of tiie
Ohio river, so fiair as the same has been extended to the said terri-
toiy [of Alabama] by the articles of agreement between the United
St^es and the state of Georgia. By these successive acts on part
of the United States, the common law has been extended to all
flie territoiy within the limits of the state of Alabama, and therefore
excluded all other law, Spanish or French.
It was after ibe date of the tre^ky of the 22d of February, 1819,
between the United States and Spain, but before its ratification, the
pieople of the Alabama territory were authorized to form a consti-
tution ; and the state was admitted into the union, according to thie
boundaries established whta the country was erected into a territo-
rial government But the United States have never admitted, that
diey derived tide from the Spanish government to any portion of
the territoiy included within the limits of Alabama. Whatever
daim Spain may have asserted to the territory above the thirty-first
degree of north latitude, prior to the treaty of the 27th of October,
1795, was abandoned by that treaty, as has been already shown.
We will now inquire whether she had any right to territory bekny
228 SUPREME COURT*
Pollard's Lessee v.3agan et at
the thiity-first de^ee of north latitude, after the treaty between
France and the United States, signed at Paris on the 30th of Amily
1803| by which Louisiana was ceded to die United States. The
legislatiye and executive departments of die goyemment hare con-
stantly asserted the>i^t of the United States to this portion of the
territoiy under the 1st article of this treaty ; and'^a series of mea-
sures intended to maintain the right have been adopted. Mobile
was taken possession of, said erected into a collection district, by
act (^ the 24th of Februai^, 1804, chap. 13, (2 Story's Laws, 914.)
In ike year 1810, the President issued his proclamation, directing
the goTemor of the Orleans territory to take possession of the coun-
try, as far as the Per dido, and hold it for the United States. Li
^ril, 1812, Congress passed an act'to enlarge the limits of Louid-
ana. This act includes part of the country claimed by Spun, as
West Florida. And in February, 1813, the President was au&or-
iaed to occupy and hold all that tract of country called West Flo-
rida, which hes west of the riyer Petdido, not then in the possession
of the United States. And these measures h&ying beai followed
by the erection of Mississippi-territory into a state, and the erecticm
(H Alabama into a territory, and afterwards into a state, in the year
1819, and extending them both oyer this territory: could it be
doubted that these r^easures- were intended as an assertion of the
title of the United States to this country?
In the case of Foster and E3am v. Neilson, 2 Peters, 263, the
right of the United States to this country underwent a yery able and
fhorou^ inyestigation. And Chief Justice Marriiall^ in deliyering*
the opmion of the court, said : ^' After these acts of soyereign power
oyer the territory in dispute, asserting the American construction
of the treaty, by which the goremment claims it, to maintain the
opposite construction in its own courts would certainly be an ano-
maly in the history and practice of nations. If those departments,
which are intrusted with the foreign intercourse of thenation, whidi
assert and maintain its interests against foreign powers, haye une-
((uivocally asserted its rights of dominion oyer a country of whidi it
is in possession, and which it claims under a trei^ ; if the legidai-
ture has acted on the construction thus asserted, it is not in its own
courts that this constiQiction is to be denied." . The chief justice
then discusses the yalidity of the grant made by die Spanidi mrtm^
ment, after the ratification of the treaty between the Unifted Stales
and France, and it is finally rejected on the ground.1hat the country
belonged to the United States, and hot to Spain, wheo: the grant
was made. The same doctrine was maintained by this court in the
case of Garcia v. Lee, 12 Peters, 511. . These cases establish, be-
yond controyersy, the ri^t of the United States to the whole ci this
territory, under the treaty with France.
Alaliama is, therefore, entitled to the soyereig^ and juiisdictioii
oyer all the territory witfaim her lunits, subject to Hat dunmon law^
JANUARY TERM, IMS.
Pollard.'s Lessee 9, Hagan et aL
to die same extent that Georgia poaaetKd it before she ceded it to
tibe United Stat^L To maintain an^ other doctiiney is to deny ttiflt
Alabama has been admitted into the union on an equal footing
vidi the original atateSy the constitution, laws^ and compact, to the
contraiy notwithstanding. But her rigjits of soTereisnly and juris-
diction aite not ffOTemed by the conmion law €f En^and as it pre-
vailed in the c<Monie8 before ^e Rerolution, but as modified by oar
own institutkms. In the case of Martin and others v. Waaddl,
16 Peters, 410, the present chief justice, in deliyering the ophiion
of the court, said : ^^ When the Revolution took place, die people*
of each state be^ume themsdres soyereign ; and in^ihat charader
hold the dbsolute ri^ to all their navigable waters, and die soik
under them for their own common use, subject only to die rights
since surrendered by the Constitation.'^ Then to Alabama beloi^
die navi^^ble waters, and soBs under thtoi, in controversy ip this
'ease, subject to* the rights surrendered by the Constitudon to the
United States ; and no compact that mig^t be made between her
and the United States could diminish or enlarge these rights.
The declaration, therefore, contained in the compact entered into
between them when Alabama was admitted into the union, ** that
all navigable waters within the said state shall for ever remain public
hij^hways, free to the citizens of said state, and of die United StataiL
without any tax, dut^, impost, or toll dierefor, imposed by the saia
state,'' would be void if mconsistent with the Constitution of die
United States. But is this provision repugnant to the Constitution f
By the 8th section of the 1st article of me Constitution; power is
granted to Congress ** to regulate commerce with fbreicn nations^
and among the several states." If, in the exercise of mis power,
Conmss can impose the same restrictions upon the original states,^
in relation to ^eir navigable waters, as are imposed, by this article
of the compact, on the state 0^ Alabama, then this article is a mere
regulation of commerce among the several states, according to the
Constitution, and, therefore, as binding on the other states as
Alabama.
In the case of Gibbons v. Ogden, 9 Wheat 196, after examining
the preliminary questions res^ecHng the regulation of commerce
with foreign nntions^ and among the states, as connected with the
subject- matter there in controversy, Chief Justice Marshall said :
*• We are now arrived at the inquiry: What is this power?
*' It is the power to reguJate, that is, to prescribe the rule by
which commerce \s to be governed. This power, like all others
vested in Congress, is complete in itself, may be exercised to its
utmost extsnt, and acknowkd^es no limitations other than are pre-
scribed in the Constitution^ 1 hese arc expressed in plain terms,
and do not aiTect the questions which arise in this case. If, as has
been always understood, the sovereignty of Congress, though limited
to specified objectis, is plenary as to those objects, tiie power over
980 SUPREME COURT.
Pollard's Lessee v. Hagan et aL
commerce with foreign nations, and among tbe several states, is
vested' in Congress as absolutely as it would be in a single govern-
ment having in its constitution the same restrictions on me exercise
of the power as are found in the Constitution of the United States."
As the provision of what is called the compact between the United
States and the state of Alabama does not, by the above reasoning,
exceed the power thereby conceded td Congress over tht ori^^nal
states on the same subject, no power or ri^t was, by the compact,
uitended to be reserved by the United Stsde^, nor to be grant^ to
diem by Alabama.
This supposed compact is, therefore, nothing more than a rega*
lation of commerce, to that extent, among the several states, and
can have no controlling influence in the excision of Uie case befoi^e
us. This right pf eminent domain over the shores and the soils
under the navigable waters, for all municipal purposes, belongs ex-
clusively to the states within their respective territorial jurisdictions,
andjhey, and they only, have the constitutional power to exercise
it. To give to the United States Ifae right to transfer to a citizen
the title to the shores and the soils under the navigsUe waters, would
be placing in their hands a weapon which might be wielded greatly
to the injury of stitte soverei^ty, and deprive the states of the power
to exercise a numerous and important class of police powers. But
in the hands of the states this power can never be used so as to
a£^t the exercise Of any national right of eminent domain or juris-
diction with which the United States have been invested by the
Constitution. For, akiiough the territorial limits of Alabama have
extended all her sovereign power into the sea, it^is there, as on the
shore, but munii^ipal power, subject to the Constitution of the United
States, ^^ and the laws which sliall be made in pursuance thereof.'*
By the preceding course of reasoning we have arrived at these
general conclusions : First, The shores of navigable waters, and the
soils under them, Were not granted by the Constitution to the United
States, but wer^ reserved to the states respectively. Secondly, The
new states have the same rights, soverei&;nty, and jurisdiction over
tUs subject as the original states. ThirSy, The right of the United
Static to the public lands, and the power of Con^;ress to make all
needful rules and regulations for the sale and diq>osition Aereof^
conferred no power to grant to the plaintiils the land in controversy
in this case. The judgment of the.Supreme Court of ihe state of
Alabama is« therefore, iiilirmed.
Jfr: Justice CATRON dissented.
The statute of 1836, jMid the patent of tiie United iStates fbimded
on it, by which the land in contipovers^ was granted to Wm. Pol-
lard's heirs, have on several occasions heretofere received the sanc-
tion of this court as a valid title.
h In the cause of Pollard's heirs t;. ICbbe; 14 Peters, 353, the
JANUAHT TERM. 1846. »1
Pollard's Lessee v. Hagaa et aL
Supreme Court of Alabama haying pronounced an opposing claim
under the act of 1824 guperior tolPoUard's, this court reversed the
judgment and established the latter, after the most mature conside.
ration. - -
2. In the case of Pollard v. Files, 2 How. 5D1, the precise title
was again brought before this court, and very maturely considered ;
it was then said — (page 602) — ^^ This court held, when Pollard's title
was before it formeny, diat Congress had the power to erant the
land to him by the act of 1836 : on this point there was no difference
of opinion at that time among the judges. The difference to which
the Supreme Cpurt of Alabama refers, (in its opinion in the record,)
grew out of the construction given by a majority of the court to the
act of 1824, b}r. which the vacant lands east of Water street were
granted to the city of Mobile.**
On ttiis occasion the decision of the Supreme Court of Alabama
was again reversed, and Pollard's heirs ordered to be put into pos-
session, and they now maintain it under our two judgments. It is
here for the third time.
In the mean time, between 1840 and 1844, a doctrine had sprung
up in the courts of Alabama, (previously unheard of in any court of
justice m this country, so far as I know,) assuming that idl lands
temporarily flowed with tide*water were part of the eminent domain
and a sovereign right in the old states ; and that the new ones when
admitted mto the union, coming in wiUi equal sovereign rights, took
the lands thus flowed by implication as an incident of state sove-
reignty, and thereby defeated the title of the United States, acquired
either by the treaty of 1803, or by the compacts with Virginia or
Georgia, Although the assumption was new.in the courts, it was
not entirely so in the political uiscusaons of the country ; there it
had been asserted, that the new states coming in, with equal li^ts
appertaining to the old ones, took the hig^ laiids as well as the low,
by the same implication now successfully asserted here in re^d to
the low lands ; and indeed it is difficult to see where the distmction
lies* That the United States acquired in a coiporate capacity the
right of soil under water, as well as of the hig^ lands, by the treaty
with France^ cannot be doubted ; nor that the right of soil was re-
tained and subject to grant up to the time Alabama was admitted as
a state. Louisiana was admitted in 1812 ; to her the same rules
must apply that do to Alabama. All acquainted with the surface
of the latter know that many of the most productiye lands there, and
now in successful cdtivation, were in 1812 subject to overflow, and
have since been reclainaed by levees.
It is impossible to deal with the question before us understand*
in^ly, without reference to the physical geography of the delta of the
Mi^issippi and the country around the gulf of Mexico, where the
most yaluable lands have been made and are now forming hj alluvion
de|>osits nf the floatmg soils brouj^t down by the great nvers ; the
S32 flUPREMfi COURT.
Pollard's Lessee v. Hagan et aL
earikr Of which had become dry lands ^ but the more recent were
flowed, wlien we acquired the country; and a?e in c[reatpart yet so :
thus ntuated they have been purchased from the United States and
reclaimed ; a process that is now in daily exercise. An as^mption
that mud-flats and swamps once flowed, but long since reclaimed,
had passed to the new states, on the theory of sovereign rights, did,
at the first, strike my mind as a startling novelty ; nor have I been en-
abled to relieve myself from the impression, owins to the fact in
some degree, it is admitted, that for thirty years neimer Congress, or
any state legislature, has called in question tl^e power of &e United
States to grant the flowed lands, more than others :, the origin of
title, and its continuance, as to either class, being deemed the same.
A right so obscure, and which has lain dormant, and even unsus-
pected, for so many years, and the assertion of which will strip so
much ci^ property, and so many estates of all title, should as I ^ink
be concluded by long acquiescence, and especially in courts of
justice. '
Again : the question before us is made to turn by a majority of my
brethren exclusively on political jurisdiction ; the right of property is a
mere incident. In sucn a case, where there is doubt, and a conflict
suggested, the political departments, state and federal, should settle
the matter by legislation : by this means private owners could be pro-
vided for and confusion avoided ; but no state complains, nor has
any one ever complained, of the infraction of her political and sove-
reign rights by the United States, or by their agents, ii^ the execution
of the great trust imposed on the latter to dispose of the public do-
main for the common benefit ; on the contrary, we are called on by
a mere trespasser in the midst of a city, to assert and maintain this
sovereign nght for his individual protection, in sanction of the tres-
But as already stated, the United States may be an owner of pro-
perty in a state, as well as another state, or a private corporation, or
an individual may: That the proprietory interest is large, cannot
alter the principle. I admit if the agents of the United States ob-
struct navigation, the state authorities may remove the obstructions
and punish the ofienders ; so the states have done for many years
without inconvenience, or complamt.
Nor can material inconvenience result. If a front to a city, or
land for another purpose is needed. Congress can be appiied to for
a grant as was done by the corporation of Mobile in 1824 : If the
state where the land lies was the owner the same course would have
to be pursued. The states and the United States are not in hostihty ;
the people of the one are also the people of the other ; justice and
donation is alike due from each.
Connecticut was once a large proprietor in the North- West Terri-
tory, (now Ohio.) She owned the shores of a great lake and the
banks of navigable rivers : Can it be assumed that the admission of
JANUARY TERM, 18tf.
Pollard's Lesste •• Hagan et aL
Ohio defeated the title of ConnecticYit, and that she coyld not grant ?
The question will not bear discussion — and how can the case put be
distii^guished from the one before us: Nay, how can either he dis-
tinguished from the rights of private owners of lands above water, or
under ttie water ? Yet in either instance, is the owner in fee de*^
prived of his property, on this assumption of severe^ lig^its.
The front of the city of Mobile is claimed by the act erf" 1824|
sanctioned by diis court as a valid grant in the five cases of PoHard
V. Kibbe, 14 Petera; of The City of Mobile v. Eslava, 16 teeters,
334; of tiie same plaintiff v. tiallet, 16 Peters, 26i ; of the same
plaintiff V. Emanuel, 1 How. 95, and of Pollard v. Files, 2 How.
691. Except the grant to Pollard, the act of 1824 confers the entire
title, (so fiur as is Known to this court,) of a most valuable portion,
and a very large portion, of the second cihr on the ffulf of Mexico,
in wealth and population. This aet is declared void in the present
cause ; and the previous decisions of this court are either directly, or
in eflect, overthrown, and the private- owners stripped of all title.
On this latter point my bretheni .and I fully aspree : Can Alabaiiia.
remedy the evil, and confirm the titles by legislation or by patent ?
I sajT by patent, because this state, Louisiana, Missisappi, and surely
Florida, wiU of necessity have to adopt soma ^stem of giving title
if it is possible to do so, aside from private legislation ; as the flowed
lands are too extensive and valuable for the latter mode of grant in
all instances.
The charee of tiie state court to the jury was, that the act of Con-
gress of 1836, and the patent founded on it, and also, of course.
3ie act of 1824^ were void, if the lands |;ranted by them were flowea
at IMffh tide when Alabama was admitted ; ana it was immaterial
whether the mud-flat had been filled up and the water excluded by
tiie ^abour of man or by natiiral alluvion. And this charge is de-
clared to have been proper^ by a majority of this court.
The decision founds itself on the right of navigation, and of no-
lice connected with navigation. As d^practical truth, the mud-flats
and other alluvion lands in the delta of the river Mississippi, and
around the Gulf of Mexico, formed of rich deposits, have no c<m-
nectbn with navigation, but obstruct it, and must be reclaimed for
its furtherance. This is well illustrated by the recent history of Mo-
bile. When the act of 1824 was passed, granting to the corporation
the firoi^ of the city, it was exduaed from the navigable channel dT
the river- 1^ a mud-fiat, sli^tly covered with water at hidi tide, of
peihaps a tiiousand feet wide. This had to be filled up before' the
city could prosper, and of course by individual enterprise, as the
vacant space, as was apparent, must become city property ; and it is
now formed into squares and streets, having wharves mid ware-
houses. The squares are built up ; and tiie fact that that part of the
city stands on land once subject to the flow of tide, wul soon be
matter of Ustoiy. At New Orleans, and at most other places front-
VoL. m.— 30 V 2
M4 SUPREME COURT.
Pollard's Lessee v. R«gaii et aL
ing rivers where the tide ebbs and flows, as well as on the ocean
and great lakes^ navigation is facilitated by similar means; without
'their employment few city fronts could be formed, at all accommo-
dated to navigation and trade. To this end private ownerahip is
indispensable and universal; and some one must make title. If the
United States have no power to do so, who has ? I repeat, can Ala-
bama grant the soil ? She disavowed all claim and title to and in it,
as a condition on which Congress admitted her into the union. By
the act of March 2, 1819, (3 Story's Laws, 1726,) the Alabama
territoiy was authorized to call a convention, and form a state con-
stitution; but Congress imposed various restrictions, and among
others the following one: ^^And provided always, that the said con-
vention shall ijrovide by an ordinance, irrevocable wiOiout the con-
sent of the United States, that the people inhabitinc^ said territory do
agree and declare that they for ever disclaim all ri^t and title to the
waste or imappropriated lands lying within the said territory, and
that the same shall be and remain at the sole and entire disposition
ofthe United States."
On the 2d of August, 1819, Ae convention of Alabama formed a
constitution, and adopted an ordinance declaring ^^that this conven-
tion, for and on behalf of the people inhabiting this state, do ordain,
agree, and declare, that they for ever disclaim all right and title to
the waste or unappropriated lands lying within this state; and that
the same shall be and remain at the sole and entire disposition of
the United States.'' In addition, all the propositions offered by the
act of March 2, 1819, were generally accepted without reservation.
On the 14th of December, 1819, Congress, by resolution, admit-
ted Alabama as a state, on the conditions above set forth. 3 Sto-
ry's Laws U. S. 1804.
That the lands in contest, and granted by the acts of 1824 and
1836, were of the description of ^^ waste or unappropriated," and
subject to die disposition of the United States, when the act of Con-
gress of the 2d of March, 1819, was passed, is not open to contro-
versy, as already stated; nor has it ever been controverted, that
whilst the territorial government existed, ariy restrictions to ^ve pri-
vate titles were imposed on &e federal government ; and &is in re-
wxrd to any lands that could be granted. And I had supposed that
mis ri^t was clearly reserved by the recited compacts, as well as on
the general principle that the United States did not part with tilie
right of soil by enabling a state to assume political jurisdiction.
Tnat die disclaimer of Alabama, to all ri^ht and title m the waste
lands, or in the unappropriated lands, lying within the state, ex-
cludes her from any interest in the soil, is too manifest for debate,
aside from all inference founded on general principles. It foUowSi
if the United States cannot giant these lands, neither can. Alabama,;
and no individual title to ttem can ever exist. And to this conclu-
mon, as I understand tiie reasoning of the principal opinion, &e doc-
JANUARY TERM, 1845. 285
Pollard's Lessee v. Hagan et aL
trine of a majority of my brethren msdhly tends. The assumption
is, that flowed lands, mcluding mud-flats, extending to navigable
waters, are part of such waters, and clothed with a sovereign politi-
cal right in the state ; not as property, but as a sovereign incident to
navigation, which belongs to the political jurisdiction ; and bein^
part of state sovereignty, the United States could not withhold it
from Alabama. On this theoiy, the grants of the United States are
declared void: conceding to die theoiy dl the plenitude it can
claim, still Alabama has onljr political jurisdiction over the thing;
and it must be admitted that jurisdiction cannot be the subject of a
private grant
The present question was first brought directly before this courts
(as I then supposed, and now do,) in the cause of The City of Mobile
V. Eslava, in 1840, when my opinion was expressed on it at some
length. It wiU be found in 16 Peters, 247, and was in answer to
the opinion of the Supreme Court of Alabama, sent up as part of the
record ; having been filed pursuant to the statute of that state, found
in Clav's Dig^, 286, sec. 6. My opinion, then given, has been
carefully examined, and so iSeur as it goes, is deemed correct, (except
some errors of the press,) nor will the reasons given be repeated.
In HaUet's case, 16 Peters, 263, reasons were added to the for-
mer opinion. And again, in the case of Emaauel, the question is
referred to, in an opinion found in 1 How. 101.
In Pollard's Lessee v. Files, 2 How. 602, the question, whether
Congress had power to grant die land now in controversy, was treat-
ed as settled. As the judgment was exclusively founded on the act
of 1836, (the plaintifl* having adduced no other title,) it was impos-
sible to reverse the Judgment of the Supreme Court of Alabama on
anv other assumption t&n that the act of Congress conferred a valid
title. I delivered that opinion, and it is due to myself to say, that
it was the unanimous judgment of the members of ihe court then
present
I have expressed these views in addition to those formerly given,
because this is deemed the most important controversy ever brou^t
heioie this court, either as it respects the amount of j^operty m-
volved, or the principles on which the present judfi;ment proceeds—
trinciples, in my judgment, as applicable to the hi^ lands of the
Fnited States as to the low lands and shores.
«M SUPREME COURT.
WnxuinT* Caey aitd Samusl T. Cart, PLmniFrsy v» Edwaw
CURTU.
Since the passage of the act of Congress of March 8d, 1889, chap. 88, sect 8,
which requires collectors of the MiMoms to place to the credit of the treasurer
of the United Sutes all money which they receive for unascertained Katies or
for duties paid nnder protest, an action of assumpsit for money hhd and r»>
ceived will not lie against the collector for the return of such duties so i^
ceiyed hy him.
In what other modes the claimant can have access to the courts of justice^ fSbiM
court is not called upon in this case to decide.
This case came up firom tbe Circuit Court of the United States
for the southern district of New York, oh a certificate of division in
opinion between the judges thereof.
The action was brought in the Circuit Court to recover money
paid to Curtis, as collector of the port of New York, for duties.
The declaration contained the common money counts, and the de-
fendant pleaded the genei^ issuci. The cause was tried at Novem-
ber term, 1842.
The jury found for the plaintifls, subject to the opinion of the
court, among odier thmgs,
1. That the plaintifls pai4 tl e Bimi of $181 75 to the defendant^,
on the 3d July, 1841, for duties on the goods imported as being
raw silk.
2. That the goods on which thie duties were demanded and paid,
were not raw suk, but a manufactured article.
3. That the money so paid was under a written protest, made at
the time of payment
4. That the money had been paid into the Treasury by tiie de-
fendant, in the month of July, 1841, and before the commencement
of this suit.
Upon the argument of this cause, after verdict, several questions
arose ; among others, the following, flz: : '
Whether or not the 2d section or tiic act of Congress, approved
on the 3d day of March, 1839, entid^d ^' An act making appn^ria-
tions for the civil and diplomatic ex^nses of government for the
year 1839," was a bar to the action ?
On this question the opinions of tiie judges were opposed.
Whereupon, on motion of die plaintifis. by their counsel, it was
ordered, diat ihe foregoing state of the pleadings and facts, which
is made imder the direction of the judges-, be certified under the seal
of this courtj according to the statute in' such case made and pro-
vided, to the Supreme Court of the United States, to the end, that
the question on which the said disagreement has happened may b^
finally decided.
The cause was argued (in writing) bv Sullivtmj for the plaihtifi
in error, and JfeUon^ attorney-general, lot the defendant
JANUARY TERBl, 1845> m
Garj fw Cartii.
jSUKtMm, for plaintifis.
This cause comes before the court on a certificate of a (Uvisioii
from the Circuit Court of the United States for the southern district
of New York,
The plaintifis, as importers, had a perfect right to hare and main-
tain this action against the defendant upon the &cts as found in this
cause. Elliott v. Swartwout, 10 Peters, 137.
The 2d section refieired to in the certificate of division (9 Laws
U. S. 1012) does not take away this right of action.
Because thi» right existed at common law, and the statute does
not express a clear intent to do so. Bac. Abr. tit SkMe; 19 Vin.
Abr. 524, sect 125.
Because this rig^t is not taken firom the importer by necessary im-
jilication ; but, on the contrary, the jproanpectiye langukge of this sec-
tion shows, that Conmss contemptated that actions a^inst collec-
tors would and diould be broug^ in future, and sustamed, as thejr
had been in all cases of illegal exaction of duties, if paid under su^
ficient- protest This section provides, that money paid to a coUeo-
tor unaer protest siuJl not be held by him to await th^ result of any
Iiti^;adon in relation to the rate or amount of duty legally chargeable.
This is all prospective, and relates to suits which may be brought in
future ; for there is not a word that limits the efiect of the provision
in Hub section to ttie past or present, but words in the future
tense only are used. Th^; section commences with the words,
** From and -after the passage of tibis act," and refers only to money
hereafter to be received by collectors. The whole tenor of the sec-
tion imports an intent not to take away the right of litigation for
money paid under protest. But if it be urged, that the del^;ation
of a new {>ower to the secretaW of &e*Treasury to take cognisance
of such claims for repayment of duties illegally exacted, imports, by
necessary implication, that Congress intended to vest in him exclu-
srrdy the rimt of ascertaining me facts in such cases, and of d^d-
iDff use law mereon, the plaintifis respectfully ask the court to con-
mer in what widely different language such an intent must needs
hxvt been expressed. There must have been an express prospective
prpvision of some mode of proving the fects of each case, consistent
with t^ constitutional guaranty of die right of trial by jury ; for up
to the passing of the act in question, the law had, by neces^ury im-
plicadon, and by the known course of judicial proceedings in such
cases, recognised ibia ri^t as the right of all impjorters i)ajring such
duties under protest,^and thi^ means of an ulterior decision of all
questions of larw other tfaaoi the opinion of the secretary would have
beenprovidecl; wtoeas ^ )aw, by authorizing the secretary to re-
pay audi illegally exacted duties when he should be satisfied they
ou^ to be repaid, has left open to importers their knowii and con-
stitutional rijB^ of recourse to the tribunals of law when he should
not be satisfied; so ^diat the true conslructioa of die provision giving
889 SUPREME COURT.
Garj V. Oartls.
him such a power may be carried into full efiect, to the utmost infer-
rible intention fix>m the terms of this section, quite consistently with
leayinff to all importers their remedy at law, as well as the privilege
of applying to the secretair at their option.
Because the purpose of this section appears to be two*fold, to wit :
the security of public moneys receiyed for duties under protest,
and the repayment of them by the secretary in all cases where he
may be satisfied they ought to oe repaid, without touching, varying,
or altering, in any manner, the right of action by importers agaiii^
the collector.
Because the collectors have alws^ been required by law to pay
oyer all moneys, wi&out reference to protests. See ^^ An act to
reeulate the collection of duties on imports and tonnage," Acts of
5th Congress, chap. 128, sect 21, (3 Laws U. S. 167,) which pn>-
yides, i^er o/io, that the ^^ collector shall at all times pay to the
Ofder of the officer who shall be authorized to direct the payment
thereof, the whole of the monejrs which they may respectively re-
ceive by yirtue of this act ; (such moneys as they are otherwise by this
act directed to pay, only excepted ;)" and it is by virtue, in part,
of this veiy act that ^e collector demanded and received the money
paid in this case.
The monej being withdrawn from the collector's hands by law,
it would seem unjust that he should be exposed to a judgment and
execution thereon ; but this section provides that it shall be the dut)r
of the secretary to refund, and thus the collector is indemnified,
which is equivalent to a right of retaining money paid under protest,
as laid down in the case of Elliott v. Swartwout, 10 Peters, 164,
Tvhere the court, speak of the collector's protecting himself by re-
taining the money or claiming an indemnity ; but if not strictly an
indemnity, and it should be found in practice that the collector was
not re-imbursed, he would refrain from exacting duties in doubtful
cases until he had the sanction of the secretaiy, and his assurance
thai the money should be repaid upon die recovery of a judgement
at law. And this court held, in the case of Tracy and Balestier v.
Swartwout, 10 Peters, 98, 99, that the personal inconvenience to
ibe collector is not to be considered.
The collector is liable for money illegaily exacted and paid under
protest, althou^ the same may have been turned over to the go*
vemment under the requirements of the acts of Congress.
In the case of Townson v. Wilson and others, 1 Campb. 396,
Lord EUenborough says, ^^ if any person gets money into his hands
illegally, he cannot discharge himself by paying it over to another ;"
and this opinion is entitled to more consideration than nisi prku
decisions usually are, because LonI Ellenborough states, that he had
consulted.the other judges, and that they agreed witbhim.
In flie case of Sadler v. Evans, or Lady Windsor's case, 4 Burr.
1986, it is held, that where notice is given, the agent may and ought
JANUARY TERM, 1846, »9
Carj fw Cartii.
to be sued, and cannot exonerate himself by payment This case
is cited and approved in Elliott v. Swartwout.
In the Commentaries of his Hpnbur Jadge Story, on Agency,- p.
311. § 307, it is laid down, that ^* where money is obtained 'from
diird persons, by public officers, illegally, but under colour of office,
it may be recovered back again from them if notice has been given
by the party,' at the time, to the officer, although the money has
been paid ofa'to Ike ^vemment'' In tibe case of Elliott v. Swart«
wout, 10 Peters* &8,-it is held, that <^ where money is illegally de-
manded and received by an agent, he cannot exonerate himself
from personal responsibihty by paying it over to his principal ;" and
in the case of Bend v. Hoyt, 13 Peters, 267, it is held, that << there
is no doubt the collector is generally liable m an action to recover
back an excess of duties paid to him, as collector, where the duties
have been illegally demanded, and a protest of the illegality has
been made at the time of payment, or notice then given that the
party means to contest the claim, whe&er he has paid .over the
money to the government or not''
If It be objected that the payments here referred to are voluntary,
tiie answer is, that it is evident that the contraiy is ihe fiaict U the
cases and the remarks in the Commentaries above referred to had
been made concerning an ordinary agent, there might be ground for
such an objection ; but a coUecfor is the defendant in each case, and
government officers are specially referred t«/ in th& Commentaries,
and if there had been any distinction between the kinds of payments,
ttiat distmction would have been referred to, for it was well known
to the court, that collectors and other government officers were then
compelled by law to payover all monejr received by them ; and, as
has been previou3ly snown, the section in question is no more com-
pulsoiy than the laws in force at the time o'f those decisions, and.
It follows, that they are controlling and decisive in this case.
The case of Greenway v. Hurd, 4 Term Rep. 553, 554, does
not appljr, because it &£PJ^U9 to have been a voluntary payment, and
> deci(f • • •
is so decided to be in iSUott v. Swartwout
[Of Mr. JVelsan^s argument in reply the reporter has no notes.]
Mr. Justice DANIEL delivered the opinion of the court
In order to arrive at the answer which should be given to the
question certified upon this record, the objects first to be sought for
are the intention and meaning of Confess in the enactment of the
2d section of die act of Marcn 3d, 1839, under which the question
sent here has been raised. The positive language of the statute, it
is true, must control every other rule of interpretation, yet even
this may be better understood by recurrence to the known public
practice as to matters in pari materia^ and by the rules of law as
previously expounded by the courts, and as applied to and as haviii^
influenced that practice. The law as laid dowirl^y this court with
W» SUPREME COURT.
Gary v. Cartis.
respect to collectors of the revenue, in the case of Elliott v. Swart*
wout, 10 Peters, 137, and a^in incidentally in the case of Bend o.
Hoyt, 13 Peters, 263, is precisely that which is applicable to agents
in private transactions between man and roan, viz. : that a voluntaiy
payment to an a^ent .without notice of objection will not subject the
a^nt who shall nave paid over to his principal ; but that payment
with notice, or with a protest against the legality of the demand,
may create a liability on the part of the agent who hall pay over to
his principal in despite of such notice or protest. Such was the
law as announced fiom this court, and Congress must be presumed
to have heen cognisant of its existence; abd as die pecuhar power
ordained bv the Constitution to prescribe rules of right and of
action for all officers as well as others fidling i^idiin the legitimate
scope of federal lerislatidn, they must be supposed to have been
equally cognisant of the effects and tendencies of this court's deci-
sions upon the collection of the public revenue. With this know-
led^ necessarilv presumed for them. Congress enact the 2d section
of 3ie act of '1S39. It should not be overiooked, for it is very ma-
terial in seeldng fof the views of Congress in this enactment, that
the court, in the case of Elliott t;: Swartwout, in its reasoning upon
the second point submitted to ^em, say, that the claimant by giving
notice to the' collector would ^^ put him on his guard," by reauiring
him not to pay over the money. The^ fieulher saj, that the collector
would, by &e same means, be placed in a situation to claim an in-
demai^. The precise mode in which this protection of the collec-
tor was to be accompli^ed, or his indemnity secured, it is true, the
court have not explicitly declared ; but it is thought to be no forced
contouctioji of their language to explain it as sanctioning a right of
retainer in the collector of the funds received by him for the govern-
ment; for what shield so effectual could he interpose between him-
self and the cost and hazards of fr^uent litigation? Indeed, this
wxHild appear, according to the opinioii of the court, that very pro- '
tection Wfiidi justice and necessity would equally warrant.* In
practice, this retainer has, with or without warrant, b^n resorted to.
And now let us look to the language of the act of 1839, chip.
82, § 2. ^^ That from and after the passage of this act, all money
gdd to any t^Uector of )he customs, or to any person acting a^sudi,
r unascertained duties, or for duties paid unaer protest againk the
r^ or amount dC duties charged, shall be placed to the credit of
the treasurer of the. United States, kept and disposed of as all other ""
money paid for duties id required by law, or by regulation of tiie
Treasury Department, to be placed to the credit of the treasurer, kept
^ and disposed of ; and it diall not be held -by aedd collector or person
acting as 91^, to await ai y ascertainment of duties,- or the result
of any litigation in relation to the rate or amount, of duty legally
chargeable and collectable in any case where money is so paid : but
ixdienever it shall be shown to the satis&ction of the secretaiy of the
JANUARY TERM, 1846. Ml
Carj 9. Curtis.
Treasury, that in any case of unascertained duties, or duties paid
under protest, more money has been paid to the collector, or to the
person actinjB^ as such, than the la^r requires should have been paid,
it shall be his duty to draw his warrant upon the treasurer in favour
of the person or persons entitled to the over-payment, directing the
said treasurer to refund the same out of any money in the Treasury
not otherwise appropriated." What is the plain and obvious im-
port of this pro ion, taking it independently and as a whole? It
IS that all moneys thereafter paid to any collector for unascertained
duties, ot duties paid under protest, (i. e. with notice of objection
by the payer,) shall, notwithstanding such notice, be placed to the
credit of the treasurer, kept and disposed of as all other money paid
for duties is required by law to be kept and dittiosed of; that is,
thev shall be paid oyer by the collector, received by the treasurer,
and disbursed by him in conformity with appropriations by law, pre-
ciselv as if no notice or protest had been given or made ; and uiall
not be retained by the collector (and consequently not withdrawn
£rom the uses of the government) to await any ascertainment of
duties, or the result of any litigation relative to the rate or amount
of duties, in any case in which money is so paid.
This section of the act of Congress, considered independently
and as apart from the beta and circumstances which are known to
have preceded it, and may fairly be supposed to have induced its
enactment, must be understood as leavmg with the collector no lioi
upon, or discretion over^ the sums received by him on account of
the duties described therein ; but as convertme him into the mere
bearer of those sums to the Treasury of the United States, through
the presiding officer of which department tfaev were to be dispensed
of in conformity with- the law. Looking then to the immediate
operation of this section upon the conclusions either directly an*
noimced or as implied in the decision of Elliott v. Swartwout, how
are those conclusions affected by it? They must loe influenced by
consequences like the following: That whereas by the decision
above mentioned il is assumed mat hy iiotiee to the collector, or by
protest against payment, a personal habilitjr for the duties actually
paid, attaches upon, and that for his protection a.correspondent right
of retainer is created on his part ; it is therebjr made known (i. e.
by the statute) that under no circumstances m future should the
revenue be retained in the hands of the collecto)* : that he should in
no instance be regarded by those making payments to him as having
a lien upon it, because he is announced to be the mere instrument
or vehicle to convey the duties paid into his hands into the Treasury :
that it is the secretary of the. Treasury alone in whom the rights ojf
the government and of the claimant are to be tested : and that who-
soever shall pay to a collector any money for duties, must do so
subject to the consequences herein declared* Such, from the 3d
day of March, 1839, was the public law of the United States; it
Vol, m.— 31 X
S4» SUPREME COURT.
Carj «. Cnrtijk
operated as notice to ereiy one ; it apptied, of course, to ereiy citi-
zen as wdl as to officers concent^ in the reflations of the revenue ;
and as it removed the implications on whicn the decision of Elliott
V. Swartwotlit materially rested, that case cannot correctly control
a question arising under a diflerent state of the law/ and under a
Qondition of die parties^ also essentially diflerent.
It will not be irrelevant here to advert to other obvious and
cogent reasons by which Congress ma]^have been impelled to the
enactment in question ; reasons whidi, it is thotl^itt will aid in fiir-
nidun^ a solution of their object.' Unifcmnity of imports and ez«
dses IS required by the Constitution. Rie^larity and certainty in
tiie payment of the revenue must be admitted ^y eveiy on$ as of
primary importance : they may be said almost to constitute the basis
of i^ood fenh in the transactions of the government ; to be essential
to its practical existence. Within the extended liinits of this coun*
tiy are numerous coUection-districts ; many officers must be intrusted
with the collection of the revenue, and persons much more nume-
rous, widi every varie^ of intere^ and purpose, are daily required
to mske payments at the ports of entry. To permit the receipts at
tiie customs to. depend on constructions as numerous as are the
agents eii^loyed> as various as might be the designs of those who
are interested ; ox to require that those receipts shall await a settle-
ment of every dispute or objection that might roring fix>m so many
conflicting views, would be^reat\y to disturb, if not to prevent, the
unifonnity prescribed by the Constitution, and by the same means
to withhold from the government the means of fulfilling its import-
ant enga^ments. In the Tiew of mischieft so serious, and wrdi
,tiie intention of preventing or remedying them, nothing would seem
more probable or more reasonable, we mi^t add more necessary,
thai^ uiat the government should endeavour to devise a plan by
whidi, as fiBff as practicable, to retain its fiscal operations withm its
x>wn control, thereby insurinje; that unifonnity in practice, enjoined
by the theory of the Constitution, and that punctuality which is
indiroensable to the benefit of all. Such a ^lan has Consress de-
vised in the act in question. We have no doubts of the oDJects or
tiie iipport of that act ; we calmot doubt that it constitutes the
secreta^ of the Treasuiy the source whence ipstructions are to
flow: that it controls bom die position and the conduct of coUect-
ors of the revenue : that it has denied to tnem eveiy right or au&ori-
ty to retun any portion of the revenue for purposes of contestation
or indemnity ; has ordered and declared those collectors to be the
mere organs of receipt and transfer, and has made the head of (be
Tr^uBuxy Department the tribunal for the examination of claims for
duties said to have been improperly paid.
It has been urged &at me clause of the act of 1839 declaring
fliat the mcmey received duJl not be held b^ any collector to await
any aseertamment of duties, or the result of any htigation in relation
JANUARY TERBI, 1846. %»
Carj V. Curtis.
to tba rate or amount of duties legally chargeable and coHeotaUe
in any caae where money is so {mid; shows that Congress did not
mean to deprive die parhr of his aetion of assumprit against tlie
edl^ctor : that litigation of that descripticm was still contemplated,
and flnt. the only object of the law was .to place die money in dis-
pute in the possession of die treasurer, to await i| decision, instead,
dflearing it ii^thehaiids of the collector. The court cannot assmt
to &is^constractitiii« It wfll be remembered that the two principal
cases in which collectors have claimed the rigfai to retam, have
been those of unascertained duties, and of suits brought, or ttireal*
ened to be brou^t, for the 'recovery of duties paid under protests
It is matter 6! histoiy that tiie alleged right to retain on these two
aocounte, had led .to great abuses, and to much loss to thepublic ;
and it is to these two subjects, tfiorefore, that thct act of Congress
particularly address^ itself. ' It begms by declaring that all money
reeoved on di^ese accounts diaU be paid into the Treasury; and
&en, in order to diow that tfie collector is not the person with
whom any claims-for this money are to be adiHsted, or -mo is to be
held responsible for. it^ the act proceeds to declare that the money
shall not remain 'in his hands even if the protest is followed by a
suit : that, notwiAstanding suit may be brou^t against him, he
AbU still pay the monevinto the Tr^sury, and that me controversy
shall be adjusted with the secretary. Congress supposed, probably,
that a party miftht choose to sue the collector, as has been done m
fliis instance; out it does not by any means follow, that it was
intended to make him liable in the suit, or to give die partv the
ri^t of recovery against him. The words used go to show,
that neither a protest wUch is mentioned in the first jpart of the
section, nor a suit which is mentioned in the clause or which we-
are speaking, diall be a pretext or excuse for retaining the money^
Suppose the wofds in relation to a litigation had been omitted, and
the kw had said, that die coUdctor diould not retain the money for
any asceitainment of duties, but that the secretary of the Treasury
in that case, as well as in die case of duties paid under protest,
should adjust the claim and pay what was really due. The omis-
sion supposed "^ould have strongly implied that, if there was liti-
gation, he might letain, and it might be said with mach diow of
reason, that by forbidding. him to retain for unascertained dutie^
but not forbidding him to retain in case of Bti^tion for. duties j^da
under motest, implied that he could not retam for die former but
jBifjbi m die latter. 'We holu it not a logical mode of reasoning
where the omission of words would evidendy lead to a- particular
conclusion, to aigue that their insertion can do the same thine.
Berides, the' Utigjation spoken of, and which is said to lead to this
result, is a litigation for duties |)aM under protest, and not for over-
paymoits of unascertained duties. If these words were intended
to sanctiofi suits against collectors for the former, why are litigations
M4 SUPREME COURT.
Gary «. Cartis.
for ike latter not also countenanced ? Independently of this statute,
the collector might have been sued for over-payments on unascer-
tained duties a« well as for dutiei paid under protest And it can
hardly be reconciled with reason or consistency that Congress de-
signed to preserve the ri^t of suit in the one casQ) and to deny it
in the other. Yet if these words hav« the force contended for by
the defendant in error, they give the rieht of action against tfie eoU
lector for duties paid under protest onw, leaving the parQr who has
overpaid unascertained and estimated uutics, no rem^y buttiiat of
resorting to the secretary of the Treasury. It would be difficult tc
assign any fit>od reason for such a diversity ; we think none such
was intendra, that none such in reality existe, that the law intends
merely to declare that if the protest is followed by a suit, the duties
in that case as well as in the other, shall be paid into the Treasuiy
and shall not remain in the hands of the collector jo abide the result
of the suit. The conclusion to which we have coipe upon this
statuteis greatly strengOiencd by the act of Con^tfss of May 31st,
1844, chap. 31, which,> in suits brought by the United States for the
enforcement of the revenue laws, or for the collection of duties due
or alleged to be due on merchandise imported, authorizes a writ of
error from this court to the Circuit Courts without regard to the
sum in controversy. The object of this law undoubtedly was, to
obtain uniformity of decision in regard to the duties imposed.
Prior to the act of 1839 there were often diflerrnces of opimon in
the circuits in the constructioji of the laws, and in instilnces too in
which the amount in controversy was too small to. enable either
party to brin^ them here for'reviad by writ of error. It can hardly
then be imagined that when Congress was taking measures express*
]y to secure uniformity of decision and practice in relation to the
amount of duties imposed by law, they would have confined the
writ of error to cases brought by the United States, when they were
of small amount, and refused it in suits against collectors in inmilar
controversies, if they supposed that such suits could still be piam*
tained.. Indeed it has heretofore been in this latter form tiiat the
amount of duties claimed has been far more frequently contested,
than by suits brought by the United States. And if this form of
trying the question had not been intended to be taken away by the
act ot 1839, there dould \ivivt been no reason for excludinjg it from
the act of 1844. For the purposes obviously designed by tliis law,
it would have been much more impcrtant to the public to have
allowed the writ of error in suits against collectors, than in ^its
instituted by the United States, suppotong suits of the former de*
scription to be still maintainable ; and the omission of such a reme*
dy strongly implies that the legislature supposed such suits could
be no longer maintained.
• It is contended, however, that the language and the purposes Of
Congress, if really what we bold them to be declared in the statute
JANUARY TERM, 1845. M5
Carj V. Curtis.
of 1839, cannot be sustained, because ther would be repugnsuit to
Ae Constitution, inasmuch as the^ woula debar the citizen of hi^
ri^t to resort to &e courts of justice. The supremacy of the Con-
stitution oyer all officers and authorities, both of the federal and state
governments, and the sanctity of the rights guarantied by it, none
will question. These are coneessa on all sides. The objection above
referred to admits of the most satisfactory refutation. This may be
found in the following positions, familiar in this and in most other
goremments, viz. : that the government, as a general rule, claims
an exemption from being sued in its own courts. That although^ as
being charged with the admibistration of the laws, it will resort to
those courts as means of securing this ^reat end, it wiU not permit
itself to be impleaded therein, save in instan6es forming conceded
and express exceptions. Secondly, in the doctrine so often ruled
in this court, that the judicial' power of the United States, althoujgfa
it has its ori^n in the Constitution, is (except in enumerated m-
stances, applicable exclusively to this court) dependent for its dis*
tribution and organization, ana for the modes of its exercise, entirely
upon the action of Congress, who possess the sole power of creating
the tribunals (inferior to the Supreme Court) for the exercise of the
judicial power, and of investing them with jurisdiction dther limited,
concurrent, or exclusive, and of withholding jurisdiction from them
in the exact de^ees and character which to Congress may seem
proper for the public good. To deny this position would be to ele-
vate the judicial over the legislative branch of the ^vemment, and
to give to the former powers limited by its own discretion merely.
It follows, then, that the courts created by statute m\ist look to the
statute as the warrant for their authority ; certainly tiiev cannot go
beyond the statute, and assert an authority with wluch they maynot
be invested by it, or which may be clearly denied to them. This
argument is in nowise impaired by admitting: that the judicial power
dial] extend to all cases arising under the Constitution and laws of
the United States. Perfectly consistent with such an admission is
the tiruth^ that the organization of the judicial j^ower, the definition
and diistribution of the subjects of jurisdiction in the federal tribunals,
and the modea of their action and authority, have been, and of ri^t
must be, the work of the legislature. The existence of the Judicial
Act it^lf, with its several supplements^ furnishes proof uhanswer-
able on this point. The courts of the United States are all limited
in their nature and constitution, and have nt)t the powers inherent
in courts existing by prescrijption or by the common law.
In devising a system for imposing and collecting the public re-
venue, it was competent for Congress to designate ue officer of the
goyemment in whom the rights of that government should be repre-
sented in any conflict which might arise, and to prescribe the man-
ner of trial. It is not imagined, that by so domg Congress is jusdy
chargeable with usurpation, or that the citizen is thereby deprived
x2
346 SUPREME COURT.
Carj V. Cartii.
othid rights. There is nothing arbitrary in such airaiigements ; tbqr
are general in their character ; are tfa^ result of principles inherent
in the goY^mment ; are defined and promulgated as the public law.
A more ^trildn^ example of the powers exerted by the goyemmenf,
in relation to its fiscal concerns, than is seen in theact of 1839, is
the power of distress and sale, authorized by the act of Congress of
May 15th, 1820, (3 Stoiy, 1791,) upon adjustments of accounts by
the first comptroller of the Treasury. This very strong and summary
priceeding has now been in practice for nearly a quarter of a cen-
tury, without its regularity having been questioned, so far as is known
to the court The courts of the United States can take cognisance
only of subjects .assigned to them expressly or by necessary implica*
tion ; a fortiori^ they can take no cognisance of matters that by law
are either denied to them or expressly referried ad aliud examen.
But whilst it has been deemed proper, in examining the question
referred by the Circuit Court, to clear it of embarrassments ^ith
which, firom its supposed connection with the Constitution, it is
thought to be environed, this court feel satisfied that such embar-
rassments exist in imagination only and not in reality : tbat the case
and the question now before them present no interference with the
Constitution in anv one of its provisions, and may be, and should be
disposed of upHon tne i)laine8t principles of common right. In tesdnff
Aese propositions it ia proper to recur to the ca$e of Elliott and
Swartwout, and acnin to bring to view the grounds on which^at
case was ruled, it was, unc^uestionably, decided upon princ^lea
which may be admitted in ordmary case's of agency, which expressly
recognise the right, nay, the duty of the agent to retain, aha make
his omission so to retain^ an inmdient in the gravamen or breach of
du^, whence his liability and his promise are implied by the law.
The lanmag^ of the court, 10 Peters, 164, is (his : ^^ There can be
no hardSiip in requiring the partv to aye notice to die collector that
he considers the duty^ claimed iUegai, and put him on his guard by
requiring him not to pay over the money. The collector^woidd then
be placed in a atuation to claim an indemnity fix>m the government.
But if the party is entirely silent, and no. intimation is given of an
intention to seek repayment of the money, there can be no eround
upon*which the collector can retain the money, or call upon die go*
Temment to indemnify Imn agaipst a suit" Here then the. ri^t
and the duty of retainer are sanctioned .in the officer ; without them
the notice q>oken of would be* nugatory — a vain act,, which the law
never requires. And this ri^t and tUs duty in the officer.. and this
injunction of notice to him, must all be understood ana are pro-
pounded m this decision as principles or precepts of ihe law, widi the
knowledge of which each of the parties must stand aflecte4
The action of assumpsit for money bad and receivedyit is aid by
Ld. Mansfield, Burr. 1012, Moses v. Mac&iien, will he in geitem
irtienever die defendant m received vMmj which is the property
JANUARY TgRBl, 1845> . 9iT
Oarj •• Our tit.
of the plamdffy and which the defiendant is obliged bj the ties of
nataral justice and eoaihr to refund. And bj^uller, Justice, in
Stratton v. RastaU, 2 T. iL 370, Mthat diis action has been of late
years extended pa the principle of ita being copsidered like a bill in
equi^. And, therefore, in order to recoTer monqr in this form of
action the paity must diow that he has e<|uitT and conscience on his
side, and could recover in a court of equity, v These aie.the gene-
ral grounds of the action as given frombigb authority. There must
be room for implication as between the pvties to tfie action, and the
recoveiy must oe e^ egtio et banoj or it can never be. If die action is
to depend on the principles laid down by tiiese judges, and en>e-
dally by Buller, a case ot hardship merely could scarcely be founded
upon them ; much less could one of injusdce or expression, nor even
one which arose* from irregularis or ^discredon in the plaintiff's
own conduct. So &r aathe fiabifity of agents in this fonn of action
appears to have been considered, die general rule certainly is, that
the action Uiould be brou^ against the principal and not aeamst a
known agent, who is disdiax]^ from liability by a bond fide pay«
ment.over to his principal, unless anterior to making payment
over he shall have had notice from Ae plaintiff of his n^t and of
his intention to claim die monqr. The absence of notice will be an
exculpation of the agpit in every instance. And widi regard to the
^fect of the notice in &dng liability upon die aoent, that effect is
dependent on die known powers of the agent ana the character of
hk agency. If, for instance, the agent was known to be a mere car-
rier or vehicle to transfer to w employer the amount received, pay-
ment to the agaat with such knowledge, ahhoug^- accompanied with
a denial of the justice of the demand* would seem to exclude every
idea of an agreement express or implied on the part cf tiie agent to
refund; and cduld furnuii no ground for tins action against the
agent who should pay over the nmd received to his princi^ This
doctrine is bdieved to be sanctioned by the cases of Greenaw^ v.
Hurd, 4 T. R. 563, of Coles v. Wri^t, 4 Taunt 198, and of Tope
V. Hockm. 7 Bam. & Ores. 101. 'Tis true diat die.case m Taunt
and that from Bam. & Ores, were not instances of payment under
protest; but the case from 4 T. R. has diis common feature with
mat before us, diat it was an action against an excise oflScer'for du«
ties said to have been iDegaUy collected, in which the plaintiff de-
nied die legality of the d^ciand, diou^ he subsequendy paid it
But an dire^ of diese cases ccmcur in condemning the harshness of
a rule which would subject aii agent, who is a mere channel of con*^
vqrance or deUvenr of the amount which mig^t pass duroug^ his
h^ds. Neidier or these cases was affected by a positive stabitoir
mandate requiring the aflent to make payment over to his jdncipeL
Another principle held to be fundamental, to diis ai^n is tnis:
dial there must exist a privhy between the plaintiff and defendant;
■ooiedimg (m iriiich an obligation, an eng^igement, a promise from
^48 SUPREME COURT.
Gary v. Curtis.
the latter to the former can be implied ; for if such implication be
excluded from the relation between the parties by positive law, or by
inevitable legal intendment, every foundation for the promi^ and of
the action upon it is destroyed ; for none can be presumed or per-
mitted to promise what either law or reason does not warrant or
may actually forbid. Thus, where bankers received bills from their
foreign correspondents, with directions to pay the amount to the
plaintiff, but on being applied to by him refused to do so, although
they afterwards received the amount of these bills ; it was held, that
an action for money had and received would not lie to recover it
from them, there being no privity between them and the plaintiff.
Lord Ellenborough observed, the defendants might hold for the bene-
fit of the remitter, until by some engagement entered into by them-
selves with the persons who were the objects of the remittance, they
had precluded themselves from so doing ; but here, so far from there
being such an engagement, they repudiated it altogether. Williams
V. Everett, 14 East, 582, Again, where J., an attorney, who was
accustomed to receive dues for the plaintiff, went from home, leaving
B., his clerk, at the oflSce ; B., in the absence of his master, received
money on account of the above dues for the client, which he was
authorized to do, and gave a receipt " B., for Mr. J.^* J. was in
bad circumstances when he left home, and never returned. B. af-
terwards refiised to pay the money to the client, and on an action for
money had and received against him, it was held not to lie ; for the
defendant received the money as the agent of his master, and was
accountable to him for it ; the master, on the other hand, being an-
swerable to the client for the money received by the clerk, there was
no privity of contract between the present plaintiff and the defend-
ant: Stevens v, Badcock, 3 Bam. & Adblpn. 354. So in the case
of Sims et al. t;. Brittain et al., 4 Bam. & Adolph. 375. A., B., and^
others, were part-owners of a ship yi the service of the i^st. India
Company ; B. was managing owner, and employed C. as his-agent,
and C.kept a separate account on his books withB. as such manag-
ing owner. In order to obtain payment of a sum of money from
the East India Company on account of the $hip, it was necessary
that the receipt should be signed by one or more of the owners be*
sides the managing owner ; and upon a receipt being signed by B.
and by anofter of the owners, C. received JE2000 on account of the
ship, and placed it to the credit of B. in his~ books as managing
)wner ; the part owners having brought money had and received to
scorer the balance of that account, lield, that C. had received the
Qon^ as the agent of B., and was accountable to him for it ; and
hat there was no privity between the other part-owners and C, and
onsequently, that the action was not maintainable. To the same
ffect are ti^e cases of Rogers v, Kelly, 2 Camp. 123, and Edden v.
lead, 3 Camp. 339, and Wedlake r. Husley, 1 Crompton & Jarvis,
3. If indeed the defendant has consented (where he can properly
JANUARY TERMt 1845, M$
Carjr iw Cartit.,
I • - ... . ■
eoDflent) to hold Hat mtmej for the use of the plaintiflry he m^ be
Ui^e. And it is conced^, that his consent need not be express,
but it must, if not so, vest u]x>n fiur and natural implication or legal
intendment Where sudi unplication or intendment is excluded,
foibidden by the position of the parties, by positive law, or by the
character of the transaction, consent or any obligation upon which
.to imply it is entirely removed.
We have thus stated, and will here recapitulate, the principles on
which the action for money had and received may be maintained.
Th0)r are these: 1st. Whenever the ddendant has received mone^
which is the property of die plaintiff, and which the defendant is
oblised^ by the ties of natunl justit^e and equity, to refund. 2dly.
In the case of an agent, where such a^t is not notoriously the
mere canrier or instrument for transfemng the fund, but has the
power of retaining, and before he has paid over has received notice
of ttie plaintiff's claim, and a warning not to part with the fund.
3dly. Where diere exists a privity between the plaintiff and the de-
fendant. Let the case before us be broueht to the test of these rules.
The 2d section of the act of Congress declares, first, that from its
passaffe, all money fmd to any collector of the customs for unascer-
tainea duties, or duties paid under protest agunst the rate or amount
of duties charged, shall be placed to the credit of the treasurer, to
he kept and applied as all other money paid for duties required b^
law. Secondly, that ihey shall not be held by the collector to await
any ascertainment of duties, or the result of ^y litigation concern-
ing; the rate or amount of du^ legally chargeable or collectable. And
thirdly, diat in all cases of dispute &9 to the rate of duties, application
diall be made to the secretary of the Treasury, who shidl direct the
repayment of any money improperly charged. This section, as a
put of the public law, must be taken as notice to all revenue oflBcers,
and to all importiers and others dealing with those officers in the line
of dieir duty. There is nothing obscure or equivocal in this law ; it
declares to eveiv one subject to the payment of duties, the disposi-
tion wnich shall be made of all payments in future to collectors ; tells
thetn those oflicers shall have no discretion over money received by
themi and especially that they shall never retain it to await the re-
sult of any contest concerning the right to it j and that q^oad ibis
money the statute has converted those oflicers into mere instruments
for its transfer to the Treasury. With full knowledge thus imparted
by the law, can it be correctly understood that the party making
Eayment can, ex equo et bonoj recover a^inst the officer for acting in
teral conformity with the law, converting thereby the performance
of his duty into an offence ; or that upon principles of equity and
good conscience, an obligation and a promise to refund shall be im-
plied a^iiiist the express mandate of the law? Such a presumption
^ipears to us to be subversive of every rule of right , The more
correct inference seems to be, that payment under sudi circumstances
Vol. m.— 32
S50 8UPBEME COUBT.
II ■ . ■ » 1 III
Carj V. Cuftii.
musl, ex equo e^ bonOj najy ex neceaiiaie^ wod in despite of objection
made at the time, be taken as being made in conform!^ with the man*
date of the law and the duty of the officar. which exdude not cmly any
implied promise of repayment by tbe'officer, but would render Toid
an ezprcfls'promise by him, founded upon a violation both of die law
and of his duty. The claimant had his option to refuse payment;
the detention Of the goods for the adjustment of duties, being an inci-
dent of probable occurrence^ to avoid tins it could not be nermitted
to effect the abrogation of a public law, or a sjrstem of public policy
essentially connected with the general action of the government
The claimant, moreover, was not without other modes of redress,
had he chosen to adopt them. He might have asserted' his ri^t to
&e possession of the goods, or his exemption from die duties de-
manded,^ either by replevin, or in an action of detinue^ or pieihapi
bjr an action of trover, upon his tendering the amount of duties ad*
mitted by him to be legally due. The legitimate inquiry before this
court is not whether all ri^t of action has been taken away from the
party, and die court responds to no such inquiry. The miestion'
presented for decision, and the only question decided, is Aether,
under the notice given by the statute of 1839, payments made in
despite of that notice, though with a protest against their supposed
illegality, can constitute a ^und for that implied d)ligation to re-
fund, and for that promise mferred by the law from such obligation,
which are inseparable from, and indeed are the only foundation o^ a
rij^t of recovery ia this particular form of action. And here is pre-
sented the answer to the assertion, that by the act of 1839, or by die
c<mstruction given to it by this court, the party is debarred all ao-
cess to the courts of justice, and left entirely at the mercy of an ex-
ecutive (^er. Neither have Congress nor this court iiimished die
diditest ground for the above assertion.
But the objection to a recovery in this action may be ferther ex*
tended, upon grounds which to die couit app^ff to be insuperable.
We all know mat this action for money had and received is founded
upon what the law terms an implied promise to paj what in good
conscience the defendant is bound to p^ to the plamtiff. It wmg
in such case the duty of the defendant to pay, the law hnputea to
him a promise to [my. This promise is always charged in die de*
claration, and must be so charged in order to maintain die actiion.
It was. ujion Ats principle that the actioii for money had and received
was sustained in the case of iSliott v. Swartwout There numev
had been taken bv die coUector for duties which.ii7ere not iinposecL
Hus money la^^fruly belonged to the plaintiff; it was die duty, ther^
Core, of the collector to pay it back to him. The coHector was not
bound to pay it to &e treasurer, for the law did not command diis
disposition of it It did not bdong to the Umted States, who had
no ridit, dierefore, to demand it of him, and copld not nave reco-
vered it against ]um,4n a stiit^ if he had paidit badt to die tme
JANUARY TERMr W45, Ml
Carjr «. Cnrtii*
owDer. It beinff tlie duty of the Collector to return what he had un-
lawiulljr taken, Sie law implied on his psoi a promise to do so ; and
on this implied promise, annnp( or infexred from a duty imposed up-
on lim^ tte action was mamtamed. . The protest and notice were
to him of no fiottier importance than to warn him' to hold over, and
to take awa^ an excuse he mig^t otherwise have had from payment
to his principal* It was his duty, as the law then stood, not to pay
over, but to pay back to tiie party torn whom he had collected witlir
out Jejgal authority, when warned that this party diould look to him
for reimbursement, and not to his principal. But the law never im-
plieti a promise to pav^ unless duty creates the obligation to pay;
and more especially it never imphes a promise to do an act contruy
to duty or contrary to law. Now, unaer tibe statute of 1839, if the
collector receives money, thou^ for duties'not due, it is neverthe-
less made his duty to fBiy it into the Treasury, to be rq>aid there^ if
the party claiming is tound io be entitled to it. And the question
here is,^ will the la\jr imply a.pronuse .from tiie collector to do that
which is contraiy to his offidal duty, contraiy to the command of a
positive statute? If it will not, then tiie action of assumpsit for mo-
ney hatt and received will not lie in this case.
Moreover, the law will nevierimply a promise where it would be
unjust to the party to whom it would be imputed, and contraiy to
equity so to imply it Suppose the collector should not, as directed
by law, pav.tiie money into tiie Treasoir^ the United States mij^t
xmdoubtedly maintain an action against mm for money had and re-'
ceived to their use. Because it beinff his duty to do so, the law
would imply a promise to pay it. C^ the law at the same time
imply a promise to pay it dsewhere or to another^ and tiius burden
the coDector with the double obUsation of paymg to the ^vem-
ment, and also to one daiminein aaversary interest? If suitsweie.
mstituted against him bv bom parties, and were standing for trial
at the same time, woula both beentitled to a recoverv, and woiild
the law imph promises to botii, promises Io pay double the. amount
received ? We think not; and as the law in positive terms directs
payment to be made into the Treasury,, tiiere can be no judicial im-
pHcation contraiy to law, nor ft^t the collector will pay to another
what the law directs him to pay to the United States; and no judi-
cial implication which Vould require him to be guilty of an act of
oJBScial misconduct, or a breiM^ of his duty to the public. If the
law implies a promise to pay back to the pjeuty, then it must be the
duty of the collector to do so as soon as it is demanded. If the
money may be recovered of him hj suit, then he would be justified
in paying without suit, yet if he does so pay, he not only violates a
duty imposed by law, but may be compelled to pay^ over a^;ain to
the government, as for so much money had and received to its use.
We think tiie law cm never imply a promise which must be unjust
and oppressive in its results to uie party, or contraiy to his duty as
aw SUPREME COURT,
Gary v. Curtis.
a public officer ; and there being no impli'ed promise, therefore in
dns case the action for money had and received cannot be main*
tained. It is perfectly clear to the court that, under the act of 1839,
the United. States have, by express law, a rig^t to demand the mo-
ney from lie^ollector, and to recover.it in an action for money had
and recerred, even if that officer had paid it over to the person from
-whom he had received it ; and we say with con^dence that in the
multitude of cases that h^ve been decided in relation to that action^
there is not one in which it has been held that money could be re-
covered from a defendant when his voluntary payment of it would
leave him still liable to an action for the same money by another.
We deem it imnecessary to examine farther the grounds stated in
the second and third heads of inquiry, as forming the foundation of
the action for money had and received ; or to bring to a particular
comparison with those grounds the law and the facts of this case, as
E resented ujpon the record. The iUustrations given under the first
ead embrace all that is important under the remaining divisions,
with respect to the nature of the demand and the position of the par-
ties. Those illustrations establish, in the view of the court, that, so
far is the defendant from beine obliged, by the tieaof natural equity
and justice, to refund to the plaintin the money received for duties,
that, on the contrary, under that notice of the law which all must be
presumed to pdssess, the payment must be understood as having
been made with knowledge of die parties that the right of retaining
or of refunding the money did not exist in the defendant; that the
money by law must pass from him immediately upon its receipt;
that payment to him was in legal efiect payment into the Treasury ;
&at notice to him was, under such circumstances, of no efiect to
bind him to refund ; that as the collector, since the statute, bad
power neither to retain nor refund, there could, as betweenhim and
the plaintiff, arise no privity nor implication, on which to found the
promise raised Jby the law, only where an obligation to undertake or
promise exists ; and that, therefore, the action for money had and
received could not, in this case, be maintained, but was barred by
tbe act of Congress of 1839.
Mr. Justice STORY.
I regret exceedingly being compelled by a sense of duty to ex-
press openly niy dissent from the opinion of the majority of the
court in this case. On ordinary occasions my habit is to submit iii
silence to the judgment of the court where I happen to entertain an
opinion diflferent m>m that of my brethren. But .the present case
involves, in mv judgment, doctnnes and consequences which, with
the utmost dererence and respect for those who think otherwise, I
cannot but deem most deeply afiecting the rights of all our citizens,
and calculated to supersede the great guards of these rights intended
to be secured by tibe Constitution through the instrumientality of tiie
JANUARY TERM. 1845.1 9n
Gary «• Cartis.
judicial power^ etate or national. Tlie question, stripped of all for-
malities, IS neidier more nor less tban &i8 : Whether Uongress have
a ri^t to take from the citizens all right of action in any court to
recover back money claimed illegally, and extorted by compulsion^
by its officers under colour Of law, but witiiout any legal authority^
and thus to deny them all remedy for an admitted wrong, and to
dotfae the secretary of the Treasury with the sole and ezclusiTe
authority to withhold or restore that mcmey according to his own
notions of justice or ri^t ? If Congress may do so in the present
ease, in the exercise of its power to leyy and collect taxes and du-
ties, and thus take away from all courtSj^state and national, all ri^t
to interpi^ the laws for levying and collecting taxes and duties, and
to conncle such tnteipretation to one of its own executive fimction-
aries, wbocH^ judgment is to be at once summary and final, then I
must say, tnat it seems to ine to be not what I had hitherto sum>osed
it to be : a government where the three great departments, legisla-
tive, executive, and judicial, had mdependent duties to p^form
each in its owp sphere ; but the judicial power, designed by the Ccmi-
stitution to be the final and appellate jurisdiction to interpet our
laws, is superseded in its most vital and important fimctions. I
know oi no power, indeed, of which a free people ought to be more
jealous, tiian of that of levymg taxes and duties ; ana yet if it is to
r^ widi a mere executive iunctionaiy of the govchmient absolutely
and flnaUy to jdecide what taxes and duties are leviaUe under a par-
ticfular act,. without kny power of appeal to any judicial tribunal, it
seemd to me that we have no secun^ whatsoever for the ri^ts <^
the citizens. And if Congress possess a constitution^ authoritf to
vest such summary and final power of interpretation in an executive
functionary, I know no other subject witiiiii the reach of legidation
which may not be exclusively confided in the same w^y to all ex-
ecutive functionary ; nay, to tiie executive himself. Can^ it be true
that the American people ever contemplated such a state of things
a» ju^ifiabl<& or practicable under our Constitution ? I cannot bring
my mind to believe it ; and, therefore, I r^)eat it. widi the most
sincere respect for i^ brethren, who entertain a dimo'ent opinion, I
deny the constrtutiond authority of Congress to delegate such fync-
tions to any executive officer, or to ^e away all.rig^t of action for
an admitted-wrong and illegal exercise of power in the levy of mo-
ney firom the injured citizens. I am further of opinion, as I shall
endeavour presently to show, that Congress never Imd contemplated
paasinffany such act, and that die act of the 3d of March, 1839,
chap. S2.\ 2y neither requires nor in my humble judgment justi-
fies such an interpretation.
What is the r^ questicm presented, upon the division of opinion
in the Circuit Court, for the consideration of this court? It is not
whedier an action to recover back die money illegally claimed nnd
paid to tiie collector for duties, in order to obtain possession of the
Y
»4 SUPREME COURT,
Gary v. Curtis.
goods b;^ tibe owner under a protest that they were not legally due,
would he in the Circut Court, for no such question arises on ihit
record, and it is incontroyertible and uncontroyerted, that if any
such action wotdd lie, it would lie in the national courts as weU as
in the state courts. It is not whether Congress may limit, restrain,
modii^, or eveii take away the right to sue in the national courts, in
cases Uce die present, or, indeed, in any other class of cases not
constitutionalhr provided for, but it is sunjply whe^er the act of
Congress of the 3d of March, 1839, chap. o2, ^ 2, is a bar to such
an action in any court, state or nationaL If it is a good bar in one
court, it is good in all courts under the provisions of that act. If
Congress have a right to say, and have said, under the provisions
oi that act, that no officers of the customs shall be liable to any
action for money extorted by him under colour of his office without
authority and against law, then these provisions are equally applicable
to all courts, and furnish the rule of decision for all. And Congress
have an equal right to apply a like provision to all otter acts of dl
other officers done under colour of office, and the trial by jury may,
in suits at common law, be completely taken away in all such cases,
and the right of final/decision be exclusiyely vested in the executive,
or in any other public functionary, at the pleasure of Congress.
Now, how stands the common law on this veiy subject ? It is,
that an action for money had and received lies in ail cases to recover
back money which a person pays to another in order to obtain pos-
session of his ffoods fropa tte latter, who withholds them from him
upon an illegal demand, or claim, colore officii^ and thus wrongfully
receives and withholds the money. Such a payment is in no jui
• sense treated in law as a voluntary payment, but it is treated as a
payment made by compulsion, and extorted by the necessities of
the party who pUys it. Such is the doctrine of the common law
as held in England, with a firm and steady hand, against all the
daiins of prerogative, and it b maintained in our day as die unde-
niaole right of eyeiy Englishman, aeainst the unjust and illegal ex*
actions of officers of the crown. Mr. Justice Bayley laid down the
general principle with great exactness in Shaw v. Woodcock, 7 Bam.
and Cres. 73, 84, and said : ^< If a party has in his possession goods
or other property belonging to another, and refuses to deliver 9uch
property to that other unless the latter pays him a sum of money
which ne has no right to receive, and the latter, in order to obtain
possession of his property, pays that sum, the money so paid is a .
pajrment made by compulsion, and may be recovered bacK." In
Irvmg V. Wilson, 4 Term R. 485, the doctrine vns applied to the veiy
case of the acts of an officer of the excise or customs. Upon that
occasion Lord Kenyon emphatically said: ^'The revenue laws
ought not to be inade the means of oppressing Ae subject tf
ffoods liable to a foirfeihire be forfeited, the officer is to seise fliem
fi>r the king, but he is not permitled to abuse the duties of his sift-
JANUARY TERM, 1846. S65
Ctrj «. Curtis.
tion, and to make it a mode of extortion." Theie are many oQier
aathorities leading to the same result, but it is unnecessary to cite
tiiem, since the very point that an action for money had and received
lies against a collector of the customs to recover back money de-
manded by and paid to him, colore qfficHy opon goods in^ported, for
duties not legally due thereon^ has been, upon the most solemn de-
liberation, hdd by tins court m the cases of Elliott v. Swartwout,
10 Peters, 137, and Bend v. Hoyt, 13 Petets, 263, 267.
It is an entire mistake of the true meaning of the rule of the com-
mon law, which is sometimes suggested in argument, that the action
of assumpsit for money had and received is founded upon a voluntary,
express, or implied promise, of the defendant, or that it requires
pnvity between the parties ex contractu to support it The rule
of the common law has a much broader and deeper foundation.
Wherever the law pronounces that a party is -under a legal liability
or duty to pay over money belonging to another, which he. has no
lawful right to exact or retain from turn, there it forces the promise
upon him m ifwitum to pay over the money to the party entitled to
it. It is a result of the potency of the law, and is in no shape de-
pendent upon the wiU or consent or voluntary promise of the wrongs
ful possessor. The promise is only the form in which the law an-
nounces its own judgment upon the matter of right and duty and
remedy ; and under such circumstances any argument founded upon
the form of the action, that it must arise under or in virtue of some
contract, is disregarded, upon the maxim qui futrd in UierOy harei
in co/tke. Hence, it is a doctrine of the common law, (as far as
my researches extend,} absolutely universal, that if a man, by fraud,
or wrong, or illeeality, obtains, or exacts, or retains money^ mstly
belonging to anomer, with notice that the latter contests the tigbX of
the former to receive, or exact, or retain it, an action for money had
and received lies to recover it back ; and it is no answer for the
wrongdoer to say that he has paid it over to his superior; for al-
thou^ as between the wron^oer and his superior, the maxim may
well apply, respondeat'tupenory yet the injured party is not bound
to seek redress in that direction ;' and d fortiori j »;., he is not so
bound, where, as in the case of the government, the superior is not
suable. That would be a mere mockery of justice. And this is
tibe veiy doctrine affirmed in its full extent by* this court m die cases
of Elliott V. Swartwout, 10 Peters, 137, and Bend v. Hoyt, 13 Pe-
ters, 263, 267.
An action for monepr had and received being then the known and
Impropriate remedy of'^the common law, applied to cases of this sort,
to protect the subject from illegal taxation, and duties levied by
public c^fficerSy vdiat fpround is there to suppose that Congress could
intend to take avtray so important and valuable a remedy, and leave
our citizens utteriy vridiout any adequate protection ? It is said, diat
drcintoudy anotiier remedy may be foumL The answer is, diat if
tf6 SUPREME COURl,
Gary «. Cartis.
Congress have taken away the direct remedy^ the circuitous remedy
must be equalljr barred. But in point of fact no other judicial
remedy does exist or can be applied. If the collector is not re-
sponsible to pay back the money, nobody is. The goyemment itself
is 6ot suable at all ; and certainly there is no pretence to say that
the secretary of the Treasury is suable therefor. Where then is the
remedywhich is supposed to exist ? It is an appeal to the secretary
of the Treasury for « return of the money, if in his opinion it ought
to be returned, and not otherwise. No court, no jury, nay, not
eyen the ordinary rules of evidence, are to pass between ihat officer
and the injured claiixiant, to try his rights or to secure him adequate
redress. Assuming that the secretary of the Treasury will always be
disposed to do wh^ he deems to be ri^t in the exercise of his dis-
cretion, and that he possesses all the Qualifications reauisite tq per-
form tins duty, among the other complicated duties of his office — a
presumption vrUch I am in no manner disposed to question — s^ it
removes not a single objection. It is, after all, a substitution of ex-
ecutive authority and discretion for judicial remedies. Nor should
It be disguised, that upon so complicated a subject as the nature and
chanicter of articles made subject to duties, grave controversies must
always exist (as they have always hitherto existed) as to the categoiy
widun whidi particular febrics and articles are to be classed, ^e
line of discrimination between, fabrics and articles approaching near
to each other in quality, or component materials, or commercial de-
nominations, is often very nice and difficult, and sometimes exce^-
inglj^ obscure. It is the very case, tiierefore, which; is fit for judi-
tiSl inquiry and decision, and falls within the reach of that branch
of the judicial power giyen by the Constitution, where it is declared
(< that flie judicial power shall extend to all cases in l^w and equity
arising under this Constitution^ the laws of the United States, and
treaties, &c.'' If then the judicial power is to extend to all cases
acisbg under the la^s of the United States, upon what ground are
we to say that cases of this sort, which are emmently ^^ cases arising
under the laws," and of a judicii^ nature, are to be excluded firom
judicial cognisance, and lodged with an executive functionary ?
Besides, we all know that, in all revenue cases, it is the constant
practice of tte secretary of the Treasuiy to give written instructions
to the yarious cdlectors of the customs as to what duties are to he
collected under particular revenue laws, and what, in his judgment,
is the proper interpretation of those laws. I will venture to assert
that, in nmeteen cases out of twenty of doubtful interpretation of
any such laws, the collector neyer acts without the express instruc-
tioQis of the secretaiy of the Treasury. So that in most, if not in
all cases where a controversy arises, the secretary of the Treasuiy
has already pronounced bis own iudgment. Of what use then,
practically speaking, is the appeal to him, since he has already
given his decision ? Further, it is well known, and the annals oi
JANUARY TERM, 184ft. MT
Ctrj V. Curtis.
■ * '
liiis court v well as fliose of the other courts of the United States
establidi in the fullest manner, that the interpretations so given by
die secretaiy of the Treasury have, in many instances, difiercd
widely from those of the courts. The Constitution looks to the
courts as the final interpreters of the laws. Yet the opinion main-
tained by my brethren does, in effect, vest such interpretation ex-
clusively in that officer.
These considerations have led me to the conclusion ttat it nev»
could be the intention of Congress to pass any statute, by which
the courts of die United States, as well as the state courts, should
be excluded from all judicial power in the interpretation, of the
revenue laws, and that it should be exclusively confided to an exe-
cutive functionary &ially to interpret and execute them— a'power
which must press severely upon the citizens, however discreetly
exercised, and which deeply involves their- constitutional rij^ts,
privileges, and liberties. The same considerations force me^ m all
cases of doubtfiil or ambiguous language admitting of different
interpretations^ -to cling to that which should least trench upon
those rights, privileges, and liberties, and a. fortiori to adopt that
whidi would be in general harmony with our whole system of
government
And this leads me to say that, after the most careful examination
of the 2d section of the act of lod9, chap. 82, 1 have not' been able
to find any grotmd to presume that Congress ever contemplated ttiv
thing contained in that section to be a bar to the present action. I
look upon that section as framed for a very different object, an ob-
ject founded injsound policy and to secure the public mt^rest.' It
was to prevent officers of the customs firpm retaining (as the habit
of some had been) large sums of money in dieir hands received for
duties, upon the pretence that they had been pidd under protest,
and thus to secure in the hands of the officers a sufficient indemnity
for bU present as well as future liabilities to the persons who had
paid diem. By ttis means large sums of money were withheld
from die government, and there was imminent danger that severe
losses mi^t thus be sust^jbed firom the defieJcation of those officers,
and the public revenue mi^t be thus appropriated to the personal
business or speculating concerns of the officers. If actions should
be brou^t and judgment obtained against such officers for the
repayment of any of ^uch duties, it was plain that the government
would be boQn<i to indemnify them, especially if thev had acted
under instnictiotis from the Treasury Department. On the other
hand, the government, being in possession of thc^ money, would
hold It in the mean time as a deposit to await events, and to refund
the same if in the due administration of the law it was adjudged
diat it ought to be refunded. Such, in mv judgment, "was the ob-
ject and 3ie sole object of the section, and it seems to me in this
view to be founded m a wise protective policy.
Vot. m.— 33 ^ y 2
.SUPREME COURT.
Gary «. Cartis.
With fhis exposition in our view, let us examine the language of
&e section. It is as follows : ^^ That from and after the passage of
iUa act, all money paid to any <;ollector of the customs or to any
person acting as such, for unascertained duties or for duties paid
under protest against ^e rate or amount of duties charged, shall be
placed to the credit of die treasurer of the United States, keot and
disposed of as all odier money paid for duties is required by law or
by regulation of the Treasury Department to be placed to the credit
of said treasurer, kept dnd di8{>osed of; and shall not be held by
the said coUector or person actmg as such to await any ascertain-
ment of duty, or the result of any litigation ia relation to the rate or
«mountt>f(uity legally cl^urgeabie and collectable in any case where
money is so paid.^' Now, pausing hiere, it seems to me that the
clause is plainly and merely directly to die collector or person act-
ing as such, pointing out his dubr and requiring him to pass the
mtoney so paid to the credit of the goyemment as soon as it is
leceired. Nodiing is h%re said as to the ri^ts of third persons,
who pay the money for duties ; no declaration is made that the col-
lector shall not be liable to any action for such duties, if not legally
demandable ot payable, or that the collector or such other person
duill hot be liable to refund the same. And yet, if such haa been
die intention of Congress, it seems to me incredible tiiat a provi^on
to this effect should not haye been found in t)ie act. But further ;
not only is there a total al)sence of any such provision, but there is
positive evidence that Confiresa contemplated that there would be
suits brqu^t affamst the electors andpther persons for the lepay-
ment of such cmties, and, accordingly, as we see, the money is not
to be retained by them ^^ to await any ascertainment of duties or the
result of any litigation." The iah|;uage is not limited to the result
of past or pending litigation, but it ecjually implies to future litiga-
tion ; in short, any litigation^ without any nmitation as to time, and
indeed to be coextensive widi the permanent prospective operation
of the act. If, then, diere is in ttus clause no positive or implied
bar to anj action provided for, and if the clause is perfecdy satisfied
S deeming it to be what it professes on jts fecetq be, a relation
dressed to the collectors and other persons coUectinfl; duties, and
directoiy to diem, let us see if the subsequent clause^ which contains
ibe residue of the section, either enlarges, or qualifies, or repels the
inferences drawn from the preceding clause. This claqse is, '^But
whenever it shall be shown to the satisfaction of the secretaiy of the
Treasury, diat, in any case of unascertained duty or duties paid under
protest, more money has been paid to the collector or other person
actin|r as such, than the law requires should have been paid, it shall
be his duty to draw his warrant upon the treasurer in ravour (^ the
person or persons entitied to the over-payment^ directing the said
treasurer to refund the same out of any money m the Treasmy not
otherwise appropriated.''
^ JANUARY TEHM. 1845. 980
Carjr *. Cnrtii.
Hub 18 the wbole of tbe clause, and, unless I. am sreatlj deceived
in its purport and effect, not .one word is &> be found therein which
bars me party who has paid the mone^ fronv his rigbt of action
against the collector or omer persons actmg as such to recover bacic
the money illegally claimed* or which compels such party to make
his application or appeal sblely to the secretary of the Treasury for
redress, or gives to the latter exclusive power, jurisdiction, and final
arlHtrament in tfie premises. Tlie true object of tlus clause seems,
to be precisely what its language imports, to give the secretary of the
Treasury a power which he did not previously possess^ to draw firom
&e TreasCLry mon^ which had been overpaid for duties when he
was satisfied of such over-payment, upon the appKcation of the party
interested. It was not to be compulsive on the party, that he shoula
so apply, but he had aii option to apply to the secretary, to save die
delay and expense of a protracted litigation, if the secretary should
grant him the desired rdief. It would also diminish the necessity
of applications to Congress for the repayment of money which had
been ulegally paid for duties, by enabling tfae-secretary to d^w his
warrant upon the Treasury for tne amount ; which rehef, when' th^
money ha!u been paid mto the Treasury, could not before be ob-
tained' except by means of an act of Congress. It was, therefore,
an auxiliary provision to the general rights of action secured to the
party by tlie common law, and not in extinguishment or suspension
of it. Whether the clause clothed the secretary also with authority
to draw a j/rwrmxt in favour of the party, if he recovered back the
money in a suit at law against the collector, is a matter which might,
upon the strict words of the clause, admit of some doubt, since the
case provided for is only where the over-payment shall be shown to
the satisfaction of the secretary, and not where it is a result of a
judgment at law. But a liberal construction might embrace such
a case also, as within the intent, if not strictlv within the words*
But be this as it may, it is manifest to my mba, with all deference
to the judgment of otiiers, that- the aflBrmative power thus given by
this clause to flie secretaiy, cannot be construed to exclude the
rig^t of the party to his remedy at the common law without a vio-
lation of the known rules of interpretation, by addiiig important
and material language which the legislature has not used, and inpor-
poratins; provisions which neither the words nx)r th^ professed ob-
jects of the section re'quire.
Nor am I able to perceive any grounds upon which a different
interpretation can be maintained, unless it be, that it would be A
hardship upon the collector to require him to pay money over to
the government which lie might be compelled again to pay to flie
party firom whom he had illegally demanded it. One answer to
this suggestion is, that he cannot complain, because it is his own
choice to hold an office to which such a duty or responsibility is
attached, and if he elects to hold it, he ought to take it cum onere.
aSO SUPREME COURT. ^^^
Gary «• Cmrt'i's.
Another and conclusiye answer is, that he has a perfect rig^ of
indemnity from the government'; nor can it be doubted that the
ffovemment will always indemnify all its officers for acts done by
its orders and demands made. under its authority. On the other
hand, an extreme hardship would be thrown upon the injured party,
whose money is taken from him against his wul by colour of office,
and against his ri^t, if his con^mon law reme^ is swept away ;
for then he can have no means of redress, and no indemnity, since
he has resisted the- demands of the goTemment and asserts an ad-
versary interest.
Nor is it any ground of excuse, (as has been already sugj^^ested,)
in case of monej paid by compulsion, that the officer has paid over
the money to his principal j and in this req>ect it differs from die
case of a voluntary payment. ,This distinction was taken and acted
upon in the case of Snowden v. Davis, 1 Taunt. R. 358, where
money had been paid to a bailiff under a threat of a distress by
an excess of authority, and the money had been paid over by him
to the sheriff, and by the latter into the exchequer. And the same
doctrine was fully recognised and confirmed by this court upon the
most solemn consideration in Elliott v. Swartwout, 10 Peters, 137,
after a full review of all the leading authorities.
Upon ihe whole my opinion is, Uiat the ()uestion propounded by
the Circuit Court upon the division of opinion of the judges in tluit
court, oufi;ht to be answered m the negative, that the 2d section of
the act of 3d of March, 1839, chap. o2, was no bar to the action.
Mr. Justice McLEAN.
This suit was brought to recover from the defendant, collector of
the customs, an excess of duties exacted by him of the plaintifis
a^[ainst law. And on the trial in the Circuit Court t^e judges were
divided on the question, ^^ whetlier the act of the 3d of Manm, 1839,
was a bar to the action." This point has been certified to this
court.
The 2d section of the above act provides, '^ that fix>m and after,
the passage of this act, all money paid to any collector of. the cus-
toms, or to any person acting as such, for unascertained duties, or
for duties paid under protest against the rate or amount of duties
charged, wall be placed to the credit of the treasurer of the United
States, kept and disposed of as all other money paid for duties is re-
quired by law or by regulation of the Treasury Department to be
placed to the credit of the said treasurer^ kept and disposed of; and
shall not be held by the said collector, or person acting as such, to
await any ascertainment of duties pr the result of any litigation in
relation to the rate or amount of duty legally chai^able and collect*
able in any case where money is so paid ; but whenever it ^all be
shown to the satisfaction of the secretary of the Treasury, that, in
any case of unascertained duties or duties paid under protest, more
JANUARY TERM, 1945, ««
Carj V. Curtis.
money has been paid to the collector or person acting as sacb than
die law requires should have been paid, it shall be his duty to draw
his warrant upon tte treasurer in fayour of the person or persons en-,
titled to d^e over-payment, directmg the said' treasurer to refund th6
same out of any money in the Treasury not otherwise appropriated.''
In die case of Elliott v. Swartwout, 10 Peters, 137, and in -Bend
V. Hoyt, 13 Peters, 263, this court held, that illegal duties exacted
by the collector were recoyefable from him, where paid under pro-
test, by the importer, in an action of assumpsit. This doctrine is not
auestioned in this country or in England. Has the 2d section of
le act tbore cited chanG;ed the law m this respect ? A majority of
die juds;es have decided in the affirmative, and that that act consti-
tutes a bar to an action in such a case. I dissent from the opinion
of the court.
The above section, in my judgment, so far torn ta]dng away the
kgal remedy, expressly recognises it. The collector is required,
<< from and after the passage of the act,'' to pay over to the treasurer
the moneys in his bands, and not ^^to await any ascertainment of
duties, or die result of any litigation in relation to me rate or amount
of duty legally chargeable," &c. Now, if Congress intended by
diis section to withdraw this subject from the courts, and vest the
exclusive right to decide the matter in the secretary of die Treasury,
could they have used this lazi^age ? The law was not to operate
upon the past, but upon the mture acts of the collector. And I ask
in sober earnestness, whether the collector coidd be reauired to pay
over money, " and not await the result of a litigation,'^ as " to the
amount of duties legally chargeable," if the intention was to prohibit
such litigation. I use me words of the section ;, and the woros of the
section done, as I think, are conclusive as to the mtention of Coneress.
The. collector must pay over the money, and not retain it untu the
termination of a suit. Does this take away the right to bring a suit ?
Such an inference, it seems to me, would be as exceptionable in logic
as in law.
From the proceedings of this court we know that collectors of
the customs after their removal from office or the expiration of their
term, and sometimes while in office, under the pretext of indemnify-
ing themselves against suits for the exaction of illegal duties, were
in the practice of withholding from the Treasury large sums of
money. And it was to remedy this evil, that the above law was
passed. As to the remission of duties ille^Uy charged, it ve^ed in
the secretary no new powers ; but it authonzeshim, where the excess
of duty has been paid into the Treasury, to draw it out by a war-
rant, and pay it over to the person entitied to receive it. By the .21st
section of the Duty Act of 1799, (1 Story, 592,) the collectors " were
required, at all times, to pay to the order of the proper officer the
whole of the moneys which they may respectively receive, &c., and
shall once iti three months, or oflener if requirea, transmit their ac-
M2 SUPREME COURT.
Gary v. Curtis.
counts,^ Sue. Now, it is known from public documents and from
cases before this court, that the secretary of the Treasury has, for a
long time before the act of 1839, required the collector ot New Yoric
to pay over moneys received by him, weekly or at Aort intervals.
And can it be pretended that the act of 1799, under the instructions
of the secretary of the Treasury, was not as binding upon collectors
as the act of 1839 ? In a le^ point of view the liability of a col-
lector was the same for illega. duties received by him, whether paid
into the Treasuiy under the one law or the other.
It is said that the law cannot raise a promise to pay by an officer,
where it re(]uires him to pay the same money into the Treasury.
The . action is founded on die illegality of the transaction. None
other than lec^al duties are payable to the government ; and where
an officer by nis own volition, or acting under the instn^nt^ons of
his superior, demands a hig^her duty th^ the law authorizes. He is
guilty of a wrong which his instructions cannot justify. And having
done this, can it be contended, that by paying over moneys so ob-
tained he can escape the legal consequence of his unlawftd act?
Where one person obtains money illegaiHy from another, is he not
bound in conscience to return it ? And may not an action of a9>
sumpsit be sustained for the recovery of the money ? In such an
action the question is, whether the defendant has received money
which he is bound in cfood conscience to pay to the plaintiff. Now.
if the defendant, as collector, exacted a higher duty of the plaintifls
than the law authorized, is he not bound in conscience to tetum the
excess ? But it is said that he has paid it over to tfie Treasury of
the United States, in pursuance of the act of 1839, and d^t 'Uis k
a bar to the action. Why haa not this bar been' set up under the
act of 1799 ? ]3y that act the collector, when ordered by the secre-
taiy of the Treasury, was as much bound to pay over the money in
his^hands into die Treasury as under the act of 1839. And yet for
forty-four years such a defence has not been thought of. It has
never been supposed that the payment of the money into ttie Trea-
sury exonerated the collector. He has violated the law. and he is
answerable for that violation. This must be the case, unless, in the
language of tiiis court in the case of Elliott v. Swartwout above
cited, ^^ the broad proposition can be midntained, that no action will
lie acainst a collector to recover back an excess of duties paid him,
but mat recourse must be had to the government for redress Sudi
a principle,'' the court say, ^^ would be carrying an exemption to a
Eublic officer beyond any protection sanctioned by any principles of
iw or sound public policy." • -
In Townson v. Wilson et al., 1 Camp. 396, Lord Ellenborou^
says, ** If any person gets money mto his hands illegally, he caimot
discharge himself by paying it over to .another." The same doctrine
ia held in Sadler v. Evans, 4 Burr. 1986. And this court in the
above case of Elliott v. Swartwout say, ^< It may be assumed as the
JANUARY TERIiil, 1846. 268
Gary «. Curtis.
settled doctrine of the law, that where money is iHegallj demanded
and received by an agent, he cannot exonerate himaeE' from req)onai-
bilit^ by paying it over to his principal, if he has had notice not to
pay it oyer. A notice not to pay over the money to the principal, it
18 contended, presupposes a ng^t in the agent to retain, it. No such .
inference could arise under the act of 1799, nor can it be made un«
de» the present law. The notice should induce the •collector to re^
consider his act, and if found to have been against law to correct it.
But it is said, he may have acted under tlie orders of the secretary
of the Treasury. Suppose he did, would that justify or excuse an
illegal act ? I will answer this in the language of this court in the
case last cited : ^' Any instructions fix)m the Treasury Department
could not change the law or afiect the ri^ts of the plaintiff. He,
the collector, was not bound to take and adopt that instruction. He
was at liberty to judse for himself, and act accordingly." And in
Tracy tr. Swartwout, 10 Peters, 99, this court say, ^* that the per-
sonal inconvenience of the collector is not to be considered.''
When acting under instructions the government is bound to indem-
nify him. ui my judgment the act of 1839 interposes no bar to
this action.
But there is another aspect in which this case must be considered.
Feeling, as I do, an unfeigned respect for the opinion of the judges
who differ from me, yet I cannot, without concern, look at ihe con-
se^ences of the principle established in this case. The ri^ht of a
citizen to resort to the judicial tribunals of the country, federal or
state, for redress for an injury done by a public officer, is taken
away by the construction of an act of Congress, which, in my judg-
ment, bears no such construction. But I will take higher ground,
and say, that Congress have no constitutional power to pass such im
act as the statute &[ 1839 is construed to be by this decision.
By the 2d section of the 3d article of the Constitution of the
United States, the judicial power extends to all cases in law and
equity arising under the Constitution and laws of the union. And
by the 7th section of the amendments to the Constitution it is pro-
yided, that " in suits at common law, where the value in controversy
diall exceed twenty dollars, the right of trial by jury shall be pre-
served."
The act of 1839^ in my jud^ent, does not conflict with either of
the at>ove constitutional provisions. But if it take away the right
of the citizen to sue in a court of law for the injury complained of,
as construed by my brethren, then it is in direct conffict with both
(rf'the aboye provisions.
In a matter of private right it takes from the judiciary the power
of construing the law, and yests it in the secretary of the Treasuiy ;
die executive officer under whose sanction or instruction the wrong
ocHBiplained of was done.
d64 SUPREME COURT.
Gary v. Curtis.
And in the second place it takes from the citizen the ri^t ot
trial by jury, which is expressly given to him by the Constitutioh.
I agam repeat that Congress bare not done this, nor did &ey
intena to do it by the act of 1839. But the act is so construed by
the decision just pronounced. Under this view, I feel myseu
bound to consider the principle established by the court, and to
speak of its consequences.
That the act, as construed, is in direct conflict with the aboye
provisions of the Constitution, is so palpable that it seems to me no
lUustration could make it clearer.
The right to construe the laws in all matters of controversy, is
of the very essence of judicial power. Executive officers who are
required to act under the laws, of necessity, must give a construc-
tion to them. But their construction is not final. Vvhen it operates
injuriously to the citizen, he may, by any and eveiy possible means
tmrou^ which it may be brought before the courts, have the con-
struction of the law submitted to them, and their decision is final.
But the court say, that the plaintifis in this case cannot seek
redress for the injury complained of, by an action at law, but, under
the act of 1839, are referred to the secretary of the Treasury; an
executive officer, who has prejudged the case, who can exercise
neither the forms nor die functions of a judicial officer; who acts
summarily, without a juiy, and from whose judgment tiiere is no
appeal. The case turns upon facts; facts properly triable by a
J'ury. The question is, whether the articles on which the duties
lave been assessed, are such articles as under the law are liable to
be thus taxed. This is a question most fit to be answered by a
jury of merchants, under the instructions of a court of law. The
plamtifis allege that the duty was not authorized by law, but to ob-
tain possession of their goods, they were compelled to pay it, pre-
testing against the right of the government. And they brou^t an
action at law to recover from the collector the excess of duty paid.
This course had been sanctioned by previous decisions. It was, in
feet, the only lefiectual course they could take to obtain possession
of tiieir goods. A tender of the legal duty, and a replevin, if it
would lie, involved the necessity of security for a return of the
g6ods which, if in the power of the importers, might not have been
convenient to them. But a replevin is expressly prohibited in such
a case by the act of 2d March, 1833.
The question arises on the facts stated. Illegal duties were de-
manded by the collector and paid to him by the plaintifis, before
they could obtain their goods ; and the question is, has their remedy
at law been cut ofl'by the statute of 1839 ? This is a taxing power;
the most delicate power that is exercised by the govemikient. It
reaches the concerns of the citizen, and takes from him a part of
his property for purposes of revenue. The tax should be judicious,
and the mode of collecting it should be specially guarded. Care
JANUARY TERBt, 1845, 906
Carj «. Cartit.
riumld be taken not to infriiifi;e private rig^ht in maldng this public
exaction. But, especially, where, in this respect, a wronff has been
done to the citizen, the courts should be open to him. ms remedy
ahodld be without obstruction. But my brethren say that the act
of 1839 takes away from the plaintiffs aU remedy except an appeal
to ttie secretary. The state courts as well as the federal are closed
■gainst the injured party.
The able men who laid the foundations of this goTemment saw
that, to secure the gjreat objects they had in view, the executive,
legidative, and judicial powers, must occupy distinct and indepen-
dent nheres of action. That the union of mese in one individual
or body of men constitutes a den>otism. And every approxima-
tion to this union partakes of diis character.
What, though no positive injustice be done to the plaintifls in this
ease ; is ihwt anv reason why the great principle inrolved in it
durald be yieldea? What is this principle r It is nothing leas tiian
tins; that tfuroudiout the whole course of executive action, sum-
mary, dirersified, and multiform as it is, for wrongs done the citi»
sen, all legal r^ress may be withdrawn from him ; and he may be
turned over as a petitioner to the power that did the wrong. If this
may be done in &e case under consideration, it may, on ttie same
principle, be done in every similar case.
A seizure of a vessel and cargo may be made by an ofScer under
a supposed breach of the rerenue law, and the question of forfeiture
may be referred to the secretary of the Treasury. Private property
may be taken for public purposes, and the owner may be limited
to me remedy, if remedy it may be called, of petitioning some exe-
cutive officer for remuneration. Militar]|r violence may be peipe-
trated on the person of a citizen or on his property, and his reuef
mqr be made to depend on the will of the commander-in-chief. In
short, in every line of the executive power, wrongs may be done
and l^al redress may be denied.
The cases put may seem to be extreme ones, and therefore not
likely to bappen. But do thejr not test the principle? I diink
diey do. If Conffress may deprive these plaintiffi of their remedy
by action at kw, mey may do ihe same thing in the cases specified.
Indeed, it would be difficult to prescribe any limit to legislative
action on this subject. It can, at least, be extended through all the
ramifications o! executive power.
To say that this will never be done, and that the consequences
Sioken of can never happen, is no answer to the argument Do
e consequences lie witbm the exercise of the principle ? If they
do, the consequences must follow a j|;eneral exercise of the power.
The dan^r is in sanctioning the pnnciple. At this point, 1 meet
die principle and combat it I object to it because it is dangerous
and maybe ruinous. It takes firom die citizen his rights — ^r^ts
secured to him by die Constitution ; the trial by jury, in a court of
Vol. m.— 34 Z
966 SUPREME COURT.
"" White V. Nieholli 6t aL
law. * This is done by the act of 1839, if. it be what it is now con-
strued to be. In this aspect, then, I say, the act is unconstitiitional
and void. It not only strikes down the rights of the citizen, but it
inflicts a blow on the judicial power of the country. It unites, in
tiie same department, me executiye and judicial powef • And on a
subject the most delicate and interesting; and one which, of all
others, may most easily be converted into an engine of oppression.
In this ^remment, balances and checks have been carauDy ad-
justed, with a view to secure public and private rifi;ht8 ; and any
departure from this organization endangers all. We have less to
apprehend from a bold and open usurpation by one department of
the eoyemment, of powers which belong to another, than hj a more
gracual and insidious course. In my judgment, no principle can
be more dangerous than the one mentioned in this case. It covers
from le^ re^onsibility executive officers. In the performance of
their imnisterial duties, howeyer they may disregard and trample
upon the rights of the citizen, he can claim no indemnity by an
action at law. This doctrine has no standing in England. No
ministerial officer in that country b dieltered mm legal responsi-
bility. Shall we in this coimtiy be less jealous of private ri^ts
and of the exercise of power ? Is it not our boast that the law is
paramount, and that all are subject to it, from the highest officer of
the country to its humblest citizen? But can this be the case if any
or every executive officer is clothed with the immunities of the
sovereignty? If he cannot be sued, what may he not do with im-
punity. 1 am sure that my brethren are as sincere as I am, in their
convictions of what the law is, in this case ; and I have only to
regret, that their views do not coincide with those I haye statecL
RoBSRt Whtts, Plaintiff in error, v. William S. Nicrolls, Wil-
liam Robinson, Otho M. Linthicum, Edward M. LiNTHiomi, Ra-
FBABL SbKHSS, PaXJL StEVENS, AND ChARLES C. FHtLTON, DEFENDANTS
Of ERROR.
Robert WHrrE, Plaintiff in error, v. Henrt Addison, Defendant
IN ERROR.
In an action for a libel it is not indispensable to nse the word * malieionsl j** in the
declaration. It is sufficient if words of equivalent power or import are nsed.
Every publication, either by writing, printing, or pictures, which charges upon,
or imputes to, any person that which renders him liable to punishment, or
which is calculated to make him infamous, or odious, or ridiculous, is prima
fadt a Ubel, and implies malice in the author and publisher towards the per-
son concerning whom such publication is made.
Proof of malice cannot, in these eases, be required of tna party complainlaf ,
JANUARY TERM, 1845. aw
White V. Nichollt et aL
beyond the proof of the publication itself; JattLfication, ezcnse, or eztenn*
ation/if either can be. shown, most proceed from the defendant
I^Fileged commnnications>are an eiception ; and the role of evidenee, as to
such cases, is so far changed as to reqoire of the plaintiff to bring home lo
the defendant the existence of malice as the troe motive of his condocL
Privileged commonications are of foor kinds :
1. Wherever the aothor and publisher of the alleged slander acted in the bona
fide discharge of a pobtic or private dotjr, legal or moral, or in the prose-
cution of his own rights or interests.
S. Any thing said or written by a master in giving the character of a servant
who has been in his employment.
S. Words nsed in the ^orse of a' legal or Jodicial proceeding, however hard
they may bear opdn the parnr of whom they are used.
i. Poblications duly made in toe ordinary mode of Parliamentary proeeedingt»
as a petition printed anddelivered to the members of a committee appointed
by the Hoose of Commons to hear and examine grievances.
Bot in these cases the only effect of the change of the role is to remove the
usual presomption of malice. It then l>eoomes incumbent on the party com-
plainings to show malice, either by the construction of the spoken or written
matter, or by £icts and circnmstances connected with that matter, or with
the sitoation of the parties, adequate to authorize the conclusion.
Proof of express malice, so given, will render the publication, petition, or pro-
ceeding, libellout. Falsehood and the absence of probable cause will
amount to proof of malice.
The jury being the tribunal to determine whether this malice did or did not
mark the publication, the alleged Ubel should be submitted to them, and the
court below erred in withholding it.
These two cases depended upon the same facta and principles,
and were ar^ed together. They were brought up by wnt of error
from the Circuit Court of the United States for me District of
Columbia, sitting for the county of Wadiington.
The facts were these :
On the 26tfa of June, 1841 » the following letter was addressed to
tfie President of the United States :
'< Georgetawnj June 26I&, 1841.
" Sib : — ^We fed it to be proper to put you in possession of the
grounds upon which the removal of Mr. Robert White, from the
office of collector of customs of this port, is requested. You will
recollect Ae humiliating and prostrate concUtion of the people of
this distnct about a year ago. when the majority then in Congress
determined to destroy ourlmnics as a punishment upon 4is for having
avowed and published our preference for the candidates of the ^reat
wlug party. It was in that dark season that Mr. White determmed
to desert his own fdlow-citizens, and to join in the war which was
making upon their liberties and interests. Beb^ then seeking officii,
he Qiougiit to recommend himself to the executive by getting up a
memorial here, which was to be used as a sanction or approvd, on
the part ot our own dtizens, of the mad- policy which had been
adopted bjf tiieir oppressors. : He then joined with an assemblage
of roity-eig^t persons in getting up a memorihl, which none but
Qiemselves could be induced to sijepti. These memorialists, wi&
sdwut five excc^tions^ could not be identified by name or residence,
S68 SUPREME COURT.
-
White V. Nichollt et aL
as citizens of Georgetown. Upon invesdgationy ihey proyed to be
apprentices and journeymen, holding a transient residence in the
town. Being few in number, they were no doubt beliered by Con-
gress, and persoas at a d^tance, to be a select body of expenenced
merchants and traders, who had some knowledge of the subject of
their memorial. A copy of the memorial has been deposited with
the secretary of the Treasury.
** It is, perhaps, one of the vilest calumnies ever issued by a band
of thoughtless and irresponsible individuals, many of whom would
have shnmk from such a proceeding had they the necessary intelU-
Smce to comprehend its enormity. But not so with Mr. White,
e knew the paper contained an unmitigated dander. He seemed
to be willing to olacken the character of those of his fellow-dtizens
who had been intrusted with tibe charge of our banks, if diat would
only secure an appointment when all other methods had fidled him
for the preceding twelve years.
^^ We revolt at the idea of Mr. White being permitted to remain
in an office whose emoluments flow from the labour and enterprise
of fhe very men whose business and fronilies he sou^t to involve
in ruin.
^^ It is impossible that he can ever regain the confidence of men
whom he abandoned and vilified in the darkest hour of their exist-
ence. His expulaon from office is no less demanded by his unpar-
donable conduct, than by justice to the wounded feelings of on
injured community.
^^ About the same time, June, 1840, with the persons under his
influenc^e, and as is believed at the request of an office-holder of
neat political rancor, Mr. White procured Dr. Duncan, then a mem-
ber of Congress firom Ohio, to aeliver a speech here in abuse of
General Harrison. The speech was, perhaps, the rexj vilest that
was ever delivered by that gentleman.
" It was. so satisfactory to Mr. White, who acted as vice-president
on the occasion, that he immediatelv rose, and moved flie doctor a
vote of thanks, and a request that the speech be fiimidied for pub-
lication. The resolutions which were adopted unanimously on the
occasion, were nearly as calumnious as the speech itselfl
" We refer ypu Xo'ihe Globe newspaper of the 3d July last, for
an official account of the proceedings of the meeting. We will only
trouble you with a few sentences, that you may have some idea or
the character of those extraordinary proceedings. They denounced
Greneral Harrison as ^ the nominee of the bank whig federalist, abo-
litionist and anti-masons,' ' an abolitionist of fi^ud and conceal-
ment,' as being guilty of pursuing a course ^ grossly insulting to
common sense, honesty, and decency, by shrouding hims^ in
darkness,' 'of courtbg dangerous fanatics, and countenancmg
them (abolitionists) in dieir mad war&re upon our peace, our pro-
JANUARY TERM, 1846. 960
White 9. NicfcoUs et aL
pei^, and our liyes,' and ^ that he Aould be treated as an aboli-
tionist'
" Mr. ¥niite'8 was the place where the leading men of his party
nightly assembled up to the close of the presidential election, and a
respectable citizen dedso^es, that since Mr. White's appointment he
circulated ^busliels' of the ^ Globe.' He declines to gire Us
formal evidence in the case, upon the ground, that he being a near
neighbour of Mr. W., he is unwilling to disturb the friendly personal
relations existing between them.
" Such was Air. White's general political violence, and the unhesi-
tancy with which he descended to the lowest means to secure the
&vour of the late administration, that no one doubted here but
that he would \>e dismissed when the present party came into power,
and no one can be more astonished than Mr. White is himself at his
retention to the present time.
** We will also take this opportunity to state, that we desire Mr.
H. Addison to be appointed to the oflSce of cx)llector in Mr. White's
Elace, whose abundant testimonials and recommendations of our
usiness citizens are already on file with the secretary of the
Treasury.
" Widi great respect, your obedient servants,
Chas. C. Fulton,
£. M. LlNTHICUM^
Rap. SfiBfMES,
0. M. LiNTHICUM,
Wm. Robinson,
Wm. S, NiCHOIiLS,
Paul Stevens.
" P. S. It is fiirflier proper to state, that Mr. Addison's recom-
mendations, filed with Mr. Ewing, are signed by every citizen in
town, with a single exception, who have regular business to transact
at ttie custom-house."
On some other day, which was not stated in the record, the fol*-
bwing letter was addressed to the secretary of the Treasury.
^^Hon. Thomas Ewing,
Secretary of the Treasury.
^^SiBi — ^Earnestly requesting, as we now do, the immediate re-
moval of Mr. Robt. Wnite firom the office of collector of this port,
we feel it proper to stat6 candidly our insuperable objections, to his
continuance in that office.
** At a time when a remorseless and vindictive majority in Con-
sresB were makinjg a ruinous war upon all the business interests of
me country, by destroying coi^dence in its banking institutions, and
"mhen that majority were pursuing a most persecuting and ruinous
course towsurds the ddfenceless and unoffending people of this Dis-
trict, Mr. White, for the mere purpose of evidencmg his unscrupu-
z2
m BOPREME-COORT,
White 9. NichoUt et aL
lou8 zeal in behalf of the late administration, and to secure its fitTour,
did, under the most ofiensiye circumstances, si^ a violently abuave
and insulting memorial to Congress, urging m the most decided
manner the adoption of &tal measures toi^^inr the banks, by compel-
ling them to continue specie payments, when all the institutions (^
Virginia and Maryland had suspended, and thereby to be compelled to
pursue a destructive and burdensome policy towards their customers.
^< The object of the memorial Was to place somethmg in die hands
of our enemies, in the shape of an approval of their course, which
was a ^ss deception.
** This offence becomes greatly aggravated, when it is known that
Mr. White knew, so far as his acquaintance went with his co-agn-
ers, that they were too grossly ignorant of business and banking to
be able to express any opinion upon such a subject The omer
ogners, with the exception of two or three, were so wholly imknown
to our busmess community, that Mr. White would not be able to
identify their persons or designate iheii residences. It is to be taken
for granted that they were merely transient labourers, or persons so
young as not then to have attracted the notice of our oldest and most
observing citizens ; some of them, indeed, were known to be small
apprentices. So offensive and unpopular was the whole proceeding,
that with the exception of, perhaps, two others, (from whom our
community would look for nothing better,) Mr. White was the only
reqiectable man of buaness who could be induced to put his name
upon the paper. His own purpose could never have been detected,
, but for his appointment as collector, which so soon succeeded. Mr.
White's experience in trade had taught him the indispensable ne-
cessity there was for banks in this District, and lib intelligence and
sense of justice were outraged by the declaration that our banks
should be made to pay specie, when the banks of our neighbouring
states of Virginia and Maryland found it wholly impracticable so to.
do. He knew the gentlemen who had the management of our ban)cs,
directors as well as officers, and he knew they stood without reproach,
and that it was wholly impossible that the^ could be influenced by
the low and disreputable designs which his memorial so unscrupu-
lously charged to them. It was a vile slander, put forth so as to
evade the responsibility of a legal prosecution. We think he is the
last man to hold an office, the value of which depends upon the en-
teiprise and integ^ty of the very men whose famiUes and business
were alike to be overwhelmed with ruin at his special' application.
"His removal from an office thus obtained would be doubly grati-
fpng to us, when we know his family docs not need its emoluments
for support.
" It can be proved that at his store, in which the office of collector
is kept, there were almost nightlj^ assemblages of the principal party
men who sustained the late administration, and particularly during
the fall of 1840.
JANUARY TERM, 1M5, «1
White «. Nichollt et aL
** A highly respectable man has stated that, during die latter part
of &e late canTass, he saw Mr. White preparing immense nomoen
of the newspaper called the *Washinfi;ton Globe/ for circulation,
but, being a neiri&bour of Mr. White, he is unwilling to appear as a
witness agabst nim. The language the gentleman used was, that
^he had seen bushels of ttie GloM so prepared, since his appointment
as collector.'
** Under these circumstances, we would most respectfullj ask jou
to dismiss Mr. White from &e office, and that our fellow-townsman,
Mr. Heniy Addison, who has alreaoy been recommendi^ by most
of us, may be anpointed to fill it
*0. M. LinTmouM, Wm. Hatmajt,
Raphael Skicmes, Jos. Smoot,
Wm. RoBorsov, Wm. S. Nioholls,
£. M. LiNTHiouM, James Thomas,
PERsquNE Wabfisld, Jeremiah Obmb,
Robert Ouu), T. P. Waugh,
Wm. Jewell, Edw. S. Wright,
WlLUAM LaOKD, J. RiLET,
Wm. Lahg, W. S. RniGGOLD,
S. E. Scott, J. I. Stull."
On &e 19th of June, 1841, the following letter was addressed to
the secretary of the Treasury.
<< GeorgHowny June 19, 1841.
*^ Sir : — ^About a y^ar a^, the Hon. A. l)uncan, of Ohio, was in-
Tited^ by a number of ofltoe-holders and others, to hold a political
meetmg in this town*
<< The meeting was held on ^e 26th June, 1840, and the proceed-
ings were publidied in Ae Globe, on or about the 3d July.
<< Mr. Robert White, our collector of customs, acted as one of the
Tice-presidents of the meeting, and who was so tickled and delight-
ed wiA Duncan's vile calumnies upon Gen. Harrison, that he arose
and made the motion that he (Duncan) would prepare the speech
for publication. The address was said to be one of the vilest, and,
if you desire it, a copy shall be presented for your perusal. The*
persons who moved the resolutions, and one of the secretaries, were
cleiks in the departments.
<< We now hand you a copjr of two of the resolutions, and an ac-
count of &e proceedings, ^raach we presoit sq>arate, for your im-
mediate and convenient notice, referrmff you at the same time to die
very lengUiy ac6ount to be found in me Globe of the date men-
tioned afove.
<< You will see that the copy now sent q>plies the following Ian*
fpmge to General Harrison: 'Nominee of the bank whigs, fi^leral*
ists, abolitionists, and anti-masons.' < Fraud and concealment' —
'grossly insulting common sense, decency, and honesty, by ahlroud-
ing himself in darkness' — 'of courting dangerous &natics, and
919 StJPBEMtl COURT.
L^
White «. Niohollt at al.
oonntenancine tkem in their mad warftre upon our p^ace, property,
and Hyes.' OEIe should be treated as an abolitionist'
<<This conduct of Mr. White, -in connection with his signatnie
beinff placed^ the in&mous anti-bank memorial/ which a delega-
tion uom town left in. your hancla when. Mr. White's removal was
first requested, renders him extremely offensive to the whigs here.
We affiondwuld tdke the opportunity to remind you of our earnest
bope 9iat Mr. H. Addison will be appointed to that office, whose
fill! and abundant testimonials are already in your possession.
<< The continuance of Mr. White is mortifying to every read friend
of th^ administration here.
^^ WiHi respect, your obedient servants,
p. M. LiNTHICUM,
William Laibd,
Wh. S. Nicholls.
"Hon. T. EwiNG,
Secretary of the Treasury. ^^
On the 2l8t of September, 1841, the following letter was ad-
. dressed to the President.
'^Gtorgeiaum, Sept. 21 ^ 1841.
^' Sib : — Should any paper be sent to you, contradicting in any
manner a rq>resentation made by ourselves to the conduct of Mr.
White, late collector of this port, we will thank you to let us have
acopy of that paper, with the names appended thereto, that we
may see in what particular, and to what exteiit, our statement may
liave-been contracjucted, and by whom.
^^ With great regard, we are, sir, your obedient servant,
O. M. LmTmcDM,
W. RoBmsoN,
WnXiAM Laibd,
Raph. Semmes,
Wm. S. Nicholls.
D. EtfGLiSHf Jun.
^<To Ks EzceDency, John Ttl^ P^readent U. S."
And upon the 23d of September, 1841, th^ following :
^^ Georgetown^ Sqdember 23, 1841.
'<SiB :«^I fisel -bound to make to you this statemei^ in conse-
flutoce ci a report which has reached my ears, that Mr. Robert
White^ with Cqytain Garbery, and B. Madcall, are endeavouraig,
by ikeu joint iimuence and representations, to injure me in your
estimation. It is due no less to- you, than to my friends and mjsdf^
to write you this letter, in which I shall omit every thiilg that is not
really necessaiy to be stated.
^<'As to Mr. White. I fed warranted in assuring you that the
iqpiesentations made ibyoit by my friends in regurd to him, are
tni« tfiroug^Qut, of which hct they will be able to fumidi you ^
JANUARY TERM, 1M6. SfTB
White «. Niebnlls et %L
ji« I ■■■' ■■- ■■ i»
abundant eridence. No man of character h^re. would hazard the
intimation that these friends of mine would possibly descend to a
misrepresentation in regard to Mr. White or any one else.
<' ]• or all they have stated they can produce a mass of evidence.
too strong to be doubted.
^^In ruation to Mr. Carbeiy, 1 have only to refer ^ou to my let-
ter to you of the 23d August, and its accompanymg papers. I
would take much pleasure in furnishing you with any turtner eicpla*
nations in regard to that case that you mi^t desire.
^^ It is wholly impossible that Mr. Mackall can have the least
Sound for complaint, as I can supply you witb abundant proof tW
ere was no employment here for him whatever, nor any prospect
of need of his services at any time hereafter. All &e labour per-
formed by him, since I have been appointed to diis office, was
merely to mm a receipt for his pay. He, or his friends for him,
appealed to fnt secretaiy.of Ae Treasury, and seemed to h^ve suc-
ceeded in producing an impression on his mind Aat I was meditat-
injg an unjust proceeding towards Mr. Mackall — aU this, too, before
I had said or written a word io Mr. Ewing upon the subject. He
wjTote me that Mr. Mackall must not be removed until I assigned
him my reasons for so doing. I ebeyed his order ; but, on the
yery day J wrote him that there were no service for Mr. MackaU to
peitorm, Mr. Ewing instructed me to discontinue the office. Mr.
Mackall still complained to the secretary, who wrote me to come to
the Treasuiy Department. I went, ancl after hearing my statement,
he said he was then satisfied that he had done what was proper m
the case. I did not feel at all hurt at the course taken by BIr.
Ewing, because I knew that the whole matter had been grossly
misrepresented to him. I had been waited upon by a friend, y^o
earnestly remonstrated with me upon the subject of abolishing Mr.
Mackalrs office; as he said that, in that case, the influence of a
powerful fiunily connection would be immediately wielded against
me. I did not exactly see the propriety of being governed by such
apprehensions, and took the course prompted by my sense of'^duty,
and relying confidently upon the favourable result of an impartial
iny^stigation, dbould any difficulty occur.
"There is but little revenue collected at this port, and I felt it to
be my dutylo conduct its business with as little expense as possi-
ble. I found the expense of this office, as fiir as Georgetown is
concerned, to be - 1^,673 34
"I haye reduced these expenses to the sum of • 1,046 00
"Thus sayinjs to the government ... $1,428 34
without at all impairing the efficiency of the service. The whole
expense of the office for Georgetown is now absolutely $45 a year
less than Mr. Mackall was receiving for doin^ nothing. The ex-
penses in Washington I haye reduced twenty-five per cent I did
Vol. III.— 35
<M SUPREME COURT.
White «. Nicholls at aL
flnfl (torn a sense of duty, but not without anticipating much mis^
representation and abuse.
** I am, skf with great regard, your obedient servant,
"TothePtesiPENT." "H.Addison.
On the 18th of November, 1841, Robert White brought die two
suits mentioned in the titling of this statement.
The declaration inihe suit agamst Nicholls and others contained
two counts.
The first was as follows : "And whereupon the said plaintiff, by
Brent & Brent and Francis S. Key, his attorneys^ complains, for that
whereas previous to, and at the time. of committing of the several
griev^ces by the ddendants as hereinafter mentioned, the plaintUT
was collector of the customs for the district, and inspector of die
revenue for the port of Georgetown in the District of Columbia ; yet
tfie defendants well knowing the premises, but greatiy envying the
happy state and condition of the^said plaintiff, and contrivm^, and
wickedly and maliciously intending to iniure the plaintiff m his
cood name, feme, and credit, and .to bring him into jmblic scandal,
mfamy, and disgrace,, with aild amongst all his neighbours, and
other good and worthy citizens <pf the county aforesaid, and to cause
the plaintiff to be removed firom his said office, heretofore, to wit :
on me 20th June, 1841 > at Georgetown, to wit, at die county afore^
said, fidselv, wickedly, and maliciously did compose and publish,
and caused to be composed and published, of and concemiiig the
plaintiff, and of and concerning his aforesaid office, and of ana con-
<;emin^ the plaintiff's conduct in his said office, for die purpose of
procuring his removal liom said office, a certain false, maliciQus,
and defiunatory libel, containing, amongst other things, the fsilse,
scandalous, malicious^ defamatory, and Imellous matter of and con-
Cieminff the plaintiff, and of and concerning his aforesaid office, and
of and concerning his- said plaintiff's conduct in his said office, for
the purpose of procuring the removal of the plaintiff firom his said
office, as follows, that is to si^ : (then followed a copy of the letter
to the President of June 26, 1841, down to the words " delivered
by that gentlemiin," widi the necessaiy. innuendoes.)
The second count was as follows: "And whereas also Qie said
defendants, mtending and contriving to cause the plaintiff to be
removed bom the o£» then held by him, as stated in the £rst count
hcretctfore, to wit, on die 26th Jtme, 1841, at Georgetown, to wit,
at the county aforesaid, fialsely, wickedly^ and maliciously, did com*
pose and publish, and caused to be composed and published, of
and concerning the plaintiff, and of and concerning his office, and
of and concerning his conduct in his said office, ana for the puroose
of procuring his removal torn hift. said office, a certain other raise,
maucious, and de&matoiy libel. Containing, amongst other thingSi
Ibe following fidsci 8can<udoU8, malicious, de&matory, and libdloua
JANUARY TBBM, 1846. 376
White «. Nieholls et aL
matter of and concerning the plaintiflr, and of and concemiBg his
said office, and of and concerning his, md phinti^s, conduct in his
said office, and for Ae purpose of procuring the plaintiff's removal
fiom his said office, that is to say :
<< Mr. White's was the*place, &c.," (flien followed fte remamder
of die letter not included m Hke firstjcount)
The dedamtion concluded as follows :
^^Bj reason of publiidiin^ of which said aereral libels, die said
plaintm saith, that he hath been and is greatly injured in his good
name, fame, and credit, with tod amongst all his neighbours, friends,
and acquaintance. And by Ireason of the publishing of which said
several libels, dife plaintiff saith that he was heretofore, to wit, on
the 12th day o! July, 1841, at the coiinty aforesaid, removed from
his office aforesaid, and was thereby deprived of the emoluments
and income of said office, amounting to a large sum of money, to
wit, tiie sum df three thousand doUars annually, and hath been
o&erwise greatly injured, whereby the said plaintiff saith that he
hadi damage, and is the worse, to the value or twenty-five thousand
dollars ; and therefore he brings suit, and so forth.
" BaEirr & BUent, /or plairU^y
The declaration in the suit against Addison also contained two
counts, with no essential variation .from the above.
The defendants pleaded not guilty, and in November, 1842, the
causes came on for trial. They were tried together, the same evi-
dence and instructions prayed from the court being common to
both. The juiy, under the direction of the court, found a verdict
of ^^not Ruilty," and the followinff* bills of exceptions show tiife
p<ni|t8 of law which were raised and ruled.
PlainHf's 1st BtU of Exceptions.
*^£i the trial of tiiese causes, the plaintiff, to support the issues
. on his part, offered evidence to show that he was duly appointed to
the ofi^ set forth and -described in the declaration, on the 21st day
of July, 1840 ; and that he was acting as such officer from that time
tin tiie 9th day of July, 1841, when ne was removed from office,
and the defendant, Henry Addison, appointed in his place ; and
flien further oflered in. evidence a written paper, fvizc, the letter to
the President,) and proved that the same was in tiie handwriting of
the defendant Addison, and that the simatures thereto were in the
handwriting, respectively, of the severw defendants ; that the said
paper so written and subscribed was sent to t^e President of th€
Umted States, and by him sent to the Treiasury Department, where
it was filed on or before the 30th June, 1841, and kept by a cleik
of that Department having charge of such papers, and wiown on
one occasion to one person by him — which person had called to
see it at the request of the plaintiff; and sdso on another occaaon
to another person.
SW SUPREME COURT,
White «. Nickollt et aL
« And die plaintiff fiiilber offered eridence that one of die aaid d^
iendanta, whom he named, said, about the time q[ signing die aaid
jM^^ and before the plaintiff was turned out of office, that die
phuntiff had aimed a memorial against the banks in the District^
and swore that he would have him turned out of office.
^' And also offered evidence that another of said defendants, also*
named, had on one occasion said, after the said pap^ had been
sent to the President, diat he had made no charges agamat die
plaintiff; and on another occasion he stated he had made dhaises,
and diat he could prove against die plaintiff more than he had ao^
charged.
** And die plaintiff further proved that die said paper, so writtei^ »
and subscribed, was dbown to a citizen of Georgetown for the pur-
pose of being subscribed bv him, who refused so to do, because he'
was not acquainted widi all the ftcts stated in said paper.
** And die plaintiff, upon the evidence aforesaid, oflered diereiqxm
to read the aud paper to the iuiy ; but the court refused to allow die
said jW>^ to be read in evidence to the ju^.
** To which refusal of the court the plamtiff excepts, and prays
the court to sign and seal this bill of exceptions, which is done ac»
c6rdin(^7, this 3d day of Januaiy, 1843.
^/ B. ThRUSTON, rSEAL.1
'< Jas. S. MonsEix. LteAL.j"
Pktintg)^U2d Bill 6/ Exceptions.
<< And the plaintiff further offered, after the evidence aforesaid in
former exceptions had been given, to show die malice of defendants in
writings sijmihi;. and presenting said paper^ to jead the sud paper,
and onerea eviaence m connection therewith of the felsehood df die
charge therein^ stated, tdiich the dourt also refused, and the plaintiff
excepts to said refusal, and prays the court to sien and seal this bill
of exceptions, which is done accordindy, this 3d Janiuuy, 1843.
" S. Thhustoit, [seal.]
<< Jas. S. MoasELL. [seaL.]"
Plahdif's 3d BUI of Exceptions.
<* And the plaintiff, after the evidence was offered, as stated m the
first and second bills of exceptions, and ^er the opinion had been
given by the court, as dierem stated, then oflered to prove by sub*
stantial evidence, for the purpose of showing malice in the defend-
ant* in writing, sijgping, and presenting die said ps^per, that the
chaige contained in the said paper^ of the plaintiff's having lost
die confidence, of the men from whose labours and enterorise dM
emoluments of his office flowed, was felse, malicious, and widiout
probable cause ; thi^ aU the pereons doing business widi the said
plaintifll^ as such officer in Ins said office, auring all the time of his
eontiniungin office, were General Waller SiAith, Heniy McPherson.
John HopldQS, and Jabe^ Travers— all w}iicE persons the plaintiff
JANUARY TERM, 1946, «7
White #. )fieho]lt et al.
now oflers as "witnenes to prore thai 'the phintiff had neret loil
Aeir confidence, but that thev always continued flieir confidence in
file plaintiff^ and approved' of his conduct as such officer. And also,
fiirtfaer to fiadsify the said charge, the plaintiff ofiers to prove that an
election was held in Georgetown, in. Februair, 1841 and 1842, fi>r a
common councilman in said town, in which election a maibrily of
the qualified voters of said town voted for the plaintiff; ana he was
elected to the common council, notwithstanding the active opposi-^
tion of several of the defendants.
^^ And the plaintiff, also, furOier oflfered to prove that.the charges
in the said paper of me plaintiff's having descended to the lowest
means to secure the fisivour of the late aidministrationi and diat he
procured Doctor Duncan to deliver a speech in Georgetown in the
abuse of General Harrison; and that the plaintW? was &e place
where die leadinjg members of his party nightly assembled up to the
close of the presidential election ; and that the plaintiff, once his- ap-
pointment to his said office,- had distributed busbels of the Globe,
were false, malicious, and without probable'cause, Jbj producing
witnesses to fidsi^ and disprove the said char;^^ and show that
there wasiio foundation or probable cause for said charges.
'^ But the coutt was of opinion ^at such evidence was inadmissi-
ble, and refused to albw the same to be ^ven in evidence to tilie
juiy ; to which refiisal the plaintiff, by his counsel, exc^yts, and
prays the court to sim and seal this ImU of exceptions, which is done
accordingly, this ScTof January, 1843.
'^ W. C&AjrcH, [seal.]
- - .J.,
^ Jas. S. Mobsell. [8
PUbdiPs 4ih Bill ofExeeptumi.
^^ In the further trial of this cause, and after ofiering die evidence
stated in the preceding bills of exceptions, and after tiie4)pihion8
and decisions of the court as therein stated, the plaintiff, by his
counsel, in order to show express malice, ana the want of all pro-
bable cnuse in the defendants, in writing, and subscribing, and pre-
senting, as before stated,*the paper — ^wnting set out in tne declara-
tion— and that the same was so written, subscribed, and presented
by such defendants, not for the purpose of claiming redress for a
grievance in the conduct of a public officer, but maliciously, and
fiom private pique and resentment, and in order that the said paper,
wifli' die evidence now to be offered, should go to ttfe jury as evi-
dence of malice on the part of the defendants by competent evidence,"
and the want of probable cause for the charges contained in said
paper, and in connection with such evidence to offer the sud paper
m jcvidence to the jury.
^'And the defendants, by their council, Objected to said ievidence ;
and diereupon, the court refused to allow the same to be given for die
purpose above stated, or for any o^er puipose ; to which the plaintifi^
2A
978 SUPREME O.OUBT.
White V. NieboUt et aL
■ . ' -^^^^ ' ■■
b^ his counsel, excepts, and prays the court to sien and seal this
bill of exceptions, Wnich is done accordingly, this 5th day of Janu-
aiy, 1843.
*^ Witness our bands and seals, this 6tfa day of Januaiy, 1843.
^^ B. Thruston, f seal.]
^' JaS. 8. MOBSELL. [seal.]''
Pkdntiff^t 6th BiU ofExcepiums.
^* In the further trial of this cause, and after the eyidence stated
m the preceding bills of . exceptions had been offered as stated, and
after the opmions and rejections of evidence as herein stated, die
plaintiff in support of the issues iomed on his part, for the purpose
of proving a publication of the lioel charged in the declaration on
the part of certain of defendants, whose names are signed to the
Cpers, now offered m evidence die following papers, (the several
ndwritings of the said defendants signing the same being ad-
mitted^)
'< The letter to the seeretaiy of the Treasury ;
«< The letter of June 19di, 1841 ;
<< The letter of September 21st, 1841 ;
by showing, from the said papers, that the said defendants had re*
ferred to and re-asserted the truth of the charges contained in die
said libel charged in the declaration ; and that such reference and
re-asserdoji was not privileged, and was a publication of die libels,
for which said defendants were responsible m this action.
*^ And in the case a^pdnst Henry Addison, the plaintiff, fbr a like
purpose, and to prove m the same way such a pubuciition of die libel
charged in the declaradon as h^ was responsible for in this action,
offered m evidence a paper, admitted to be in the handwritixig of
^d defendant, Heniy Addison, viz. : the letter of Sqytembier 23d,
1841.
^^ And the defendants, by their counsel, objected to the admissi-
bility of said papers so ofiered in evidence.
^* And the court sustained the said objection, and refused to allow
the said paper to be given ,in evidence ; to which opinion and refusal
the plaintin,by his counsel, excepts, and prays the court to sign and
seal this bill of exceptions ; which is done accordingly, this rai day
of Januaiy, 1843, as witness our hands and seals.
" W. Cranch, Fseal.!
" Jas. S. Morsell. [seal, r
To review die decision of the court on these several points of law
the present writ of error was brought.
May and H. Breniy for the plaintiff in error.
Bradley and Cbxie, for the defendants in error.
JHoy, fbr plamtiff in error.
Wluft is the law applicable to the facts exhibited in this record?
JANUARY TERMt 1945, Sm
Whitt 1^ If iehoMi tt >L
ItwiH hardly be denied tiiat,inordininr'cftse9, tbe writing bere
declared on would* in Tiew of its terms and tendency^ be considered
a libel, and tbe demndants to have acted maliciously^ tiiat is« widi the
view to effect those consequences, to whiiA the means mey have
used naturally and obviously lead. 2 Stailde's Ev. 361.
But it win be contended diat dus is distinguished fiom the ordi*.
nary cases of libel, by reason of the occasion of writinc^ and publish-
ing it; it puiportuiff to be a complaint about an official gnerance,
and being addressed to the President of die United States, die ptoper
auttiorhy to redress it; that this is \diat is termed ^^ a privQegecleom*
munication.''
That there is such a descripdon of libels* wdl dasafied by stable
legal distinctions, is admitted. They are rounds upon considera-
tions of public policy and convenience, and do confer upon dieir
authors and pubuldiers certain privileges.
Now what is the nature of a privileged communication, and \diat
ve its \egA incidents?
It may be defined to be a writing publidied fona/cb about a law-
ftd occaaon.
This lawful occasion maybe found in die performance of a public
m private duty of a lejpl or moral nature— or die fiur and honest ful-
filment of such obligMions as sprinff outof the social relations of life;
as in die exhibition of articles of the peace before a civil magistrate,
or other communication in die way or a judicial proceeding; apeti-^
tion about li public nuisance, or remonstrance presented by citizens
to die proper audiorities; an account of die character of a servant,
made by a master ; a report on the character of an intended huai>and,
given bv a brodier to a sister, &c.
But mese privfleged libels are separated into two classes.
The first are all such communications as are presented in the course
of justice, and before a tribunal having power to examine mto dieir
trum or felsdiood.
Tbe second class are all such as do not arise in die course of jus-
tice, and before a tribund, &c.
^ Now, it is said to be the incident of the first class, that die occa-
sion is an absolute bar to an action, even though the libel be felse
and malicious.
The incidents of the second class are, that the law only raises a
prima /ocje presumption in favour of the occasion, which operates in
die nature of^evidence, and supplies a prima fatdt justification ; and
also that, under the general issue plea, the modves of the defendant,
and the truth of the hbel, may be given in evidence to die jury.
But there must be the concurrence of an upright intention along
with die lawful occasion. It must not be w officious intermeddling
with the rights of others, nor published through hatred and ill-will.
It is the first requisite of this class of ^^ privileged communicadons,''
diat diere be no taint of personal malice about it
280 BTJPREME COURT.
White «. Nieholls<^t aJ.
A writing Aus justified bjr the occasion and good motives of its
authors, bestows upon them an irresponsibility to lesal condemna-
tiouy even thoog^ it produce ihjiuy to Ae rights of otSos.
lliis doctrine is foupded not omy upon considerations of public
conyeniencei but also on a confidence in human motives, where they
are uprig^ and pure.
The law pteferrin^ to sufifer the contingencies of occasional injuiy
that may happen to mdividuals, rather thui by shuttinj^ t&e door to
the fireedom of inquiry and complaint upon the administration of
public afiairs, the proceedines of courts of justice, or the perform-
ance of moral duties, where done feirly and truthfully, and the If^ell-
being of society should be prejudiced. Besides, the party accused
in such cases is not without redress. If he bf availed unjustifiably
in a jucUcial proceedbs in a court, its dignity is oflended and its
censures secured ; besiacis, the benefit of evidence to vindicate him-
self and disprove such charges is afforded. . The true criterion of
the privilege in the first class, (which creates a bar to an action,) i^
to be fotmd in the power of &e tribunal to afford this redress. . If
the libel be published before those who cannot afford this summaxy
redress, then the occamon does not bar an action, and the libel be-
longs fo'the second class of privfleged communications; and in all
these, if the libel be malicious in feet,, the privilege is g(me, and the
pretext of the occasion only serves to aggravate the wron^.
But the law in favour of. ^ese occasions vrill not {^s m ordinaiy
libels) imply malice, but it must be proved. And this is the great
distinction.
There are two kinds of malice, as Justice Bajrley distiiu[ii]sbes in
4Bam.dt Cress. 255; malice in law, and malice in feet Thefirstis
inferred, the last mnstbe proved, llie first is a legal inference finovi
all ordinary libels. Tlie last is a leeal requisite to maintain an ac-
tion upon a -privileged libel; and when malice in fiict can be proved,
the pnvilege that surrounded the libel, and in legal contemplation
I)urmed it, is 'stripped off, and the exposed fibeller stands on the same
evel with the rest of his kind.
Lord Mansfield said, in Buller's N. P. 8, << Malice is the eist of
die action, which is not implied fixim the occasion, but must oe di-
rectly proved.'*
And to sustain this summary of the general doctrine, are the fol-
lowing authorities:
English. 4 Reports, 14; 2 Smith, 3; 1 Bam. & Aid. 239; 6 Bam.
& Aid. 648; 8 Bam. & Cress. 578; 1 Moody & Rob. 198; 2 Bing-
ham's New C^aes, 464; 1 Saund. 131 ; 2 Burrows, 806.
American cases and authorities. 2 Kent's Com. 22. In Massa-
chusetts, 3 Pick. 383; 4 Mass. 168; 9 Mass. '264. N^ Yodk,
5 Johns. 34; 5 Johns. 524; 4 Wendell, 135. Pennsylvania,
5 Serg. & Rawle, 22; 4 Serg. & Rawle, 423. Maiyland, 51^.
6 Johns. 459.
JANUARY TERM, 1846. m
White «• Niehollt et aL
Now the case at bar nuut bdong to tiie second daas of pririlefled
conununicatioiui. if indeed it be privik^ged at all. The Presi&nt
could not affi>rd any redress to tiie plaintiC He has no power to
compel the attendam^e of witnesses, or to administer an oath. He
could not inquire in a Judicial waj into tfaetruth or fidsehood of the
charfi;es. T^ plainm then turned to the Circuit Court for redress,
and brou^t his action on the case. But that court refiisedi as the
exceptions AoWj to allow him to read the Ubel to die juiy, and to
prove it ^^fidse and without probable cause,** and that the defend-
ants were actuated by malice In &ct, or ^^fxpress malice." But
falsehood and want of probable cause are in diemselves evidence of
malice in fact. 1 Moody & Rob. 470; 4 Bingiiam, 406; 4 Serg.
&Rawle,423; 6 Hair. & Johni. 468.
But the privilege ct this libel is very questionable. It pvefiBrs
diams not relating in sny wise to the phdntiflTs oflScial duuracter.
It afieges political offbices committed nefbre his appointment tct
cAce. It shows a personal aspration after the oflSce held by plain*
tiff. It is couched m terms ot fptut aspeiiQr, and breadies mroug^-
out u spirit wholly incompatible witti the honest purpose of re-
dressing a public grievance^ The privilege is doubtful upon the
&ce of the libel, and vriiether privOeetd or not was a question for
thejmy. 9 Bam. and Cress. 406 ; 2 Bmg^iam, 408.
Tlie filOi exception shows a reiteration of the VM by die de-
fendant Addison, after the plaintiff was removed from office. Then
diere was no privily, and such repetition is a repubHoactioii.
3 Stephens' N. P. S6M, and cases thope cited.
I h^ve now explored this record. Questions of the grtvest con-
sequences are presented by it They may wdl claim to be decided
by this ^e highest court in our land. The doctrine of ** privileged
communications" is here to be setded. There is seeming contrft-
rietv of judicial omnion on die subject in our country. Tlie cases
in 1 Sttund^s, in 5 Johnson, and in 2 Tjder, were af^woved by die
court below as establidung die irresponsibili^ of these defendants,
and will be relied on here to sustain that position.
Under the free dispensations of our Constitution and laws, wha;«
die ^greatest liberty of speech and of publication is allowed, and
If here this liberty, under die heat of political passions, is ever
tending towards hcentiousness, in assaults upon political adtersaries
who may be enjoym? in office the fruits of party success, die queih
tions here presented'become most interesting, and the decision that
your honours may pass upon diem vnM ascertain the value of diat
ereat right, to oiis description of citizens, ** of being secure in
m^ goal reputation.''
Bradlejfy for defendants.
If this action should be maintain^, there will be no end to actions
for libels. The defendants Fere dissatisfied with a public offioer^
yoL.m — 36 2a2
S82 SUPREME COURT.
White V. Nicholls et aL
and complained of what they thought a grievance to the o£Scer who
could redress it. If this course was not absolutely privileged, yet
it was so much so as to compel the plaintiJOf to show that me acts
. were done without probable cause ^nd with malice, and to charge
it so in his declaration. Buller's N. R, as cited, says that malice
and falsehood are the gist of the action, but publication is also ne-
cessary. The case in 7 Term R. 110, 111, shows that the occasion
ihere justified the publication ; and this is always a question for the
court. In 1 Bam. and Aid. 339, the jury determined whether or
not the words were used, but the question of occaaon was reserved
for the court. In 12 Wendell, 410, 546, all the American audior-
^ties are summed up. The ^eat difficulty is to know how far the
auestion of privilege gpes. in this case the court below thought
lat the letters were addressed to such officers as were competent to
remedy the grievpnce. In 1 Term R. 130, the. defendant pleaded
precisely what has been shown in this case. In 2 Tyler's (Vermont)
Rep. 1^, 133, it was held that where the occasion made a petition
to the legislature necessary, no action wouM lie. If in this case the
defendants had published the letter to the President, no privilege
could have been pleaded. Kent's Com. 22.
In 2 Sere. & Rawle, 23, the libel was read to the juiy without
objection; but here we object that the plaintiff himself shows it to
be a ca3e of privilege.
In 4 Serff. & Rawle, 424, it was ruled that where malice and
want of probable cause were relied Upon to take away the ffround
of privilege, they must be averred in the declaration. §o also
1 Wilson, 242; 2 Wilson, 304. All the exceptions in this case
depend upon tibe first, fpr if the libel cannot be read the othe^
papiers cannot
CcKte, on same side.
What are the points in the case ? (Mr. Coxe here ^camined the
several counts in ihe declaration.) llie result of the whole is, that
a person belonging to one party charges some of the other party
with being ^ui% of a crime to effect his removal firom office. The
communication charged as libellous, was addressed to the President,
and is not averred to have been ever published. Hiat officer was.
vested with the whole control of the subject. The paper was sent
to the secretary of the Treasury, fi^m whom an asent of the plain-
tiff obtamed it. There was no proof of publication whatever.
Some of the exceptions relate to mere matters of aggravation,
which were not admissdble in evidence unless a ground of action
was laid. Publication is essential ; and it must be proved before
the libel can be given in evidence. Starkie Ev. 351. -The de-
fendants are charged, it is true, with having shown the paper to
citizens of Georgetown ; but they had a right to show it for the pur-
pose of obtaining signatures. 1 Wendell, 547.
JANUARY TERM, 1846. t»S
White V. Nipholls et aL
Was it a publication to send it to the President ? It was not sent
for the purpose of injuring tiie plamtiff's character, but solely for
the purpose of obtaining his remoTal from office. - It was a per*
fectly constitutional proceeding; if not, Congress should pass an
act to bum all the letters in the Departments. The President had
full and exclusive jurisdiction over the subject, and was the sole
judge of the propnety of the removal of the plaintiff. His reasons
cannot be inquired into by the judiciary. 13 Peters, 255.
It is a well established principle, that when an action is brought
for an act which is in itself lawful, those matters, bevond die act,
which make it criminal, must be averred in the declaration. For
example, in an action for keeping a mischievous dog : it must be
averred that the doR was addictea to biting, and that the defendant
knew it to be so. In this case the defendsmts had a'right to address
the President, and it must be averred that there was express malice,
and also a want of probable cause. If the paper had been printea
and handed about, it would have given a different aspect to .the
afiair. In Stockdale'scase^ be was not responsible as long as the
paper was confined to parliament. Generally, sending it to a third
part^ is a publication, but not in all cases ; such as sending ii^er-
mation about a servant, &c.
It is said thatlhe Pre^dent could not have taken testimony about
the matter. Suppose it to be so, and that his functions are imper-
fect, still his iunsdiction over the subject-matter and power to act
according to his jud^ent cannot be denied.
Evidence^ of mahce cannot be fpven under this declaration.
There should have been a special action on the case.
R. J. Brentf for plaintiff, in conclusion. *
^ This declaration is in the usual form, if the paper is an ordinary
libel ; but not, if the paper is one which tiie party was privileged to
send.^ On the face of the paper it is clear,, that the removal of the
pjaintiff was not asked for upon public grounds, because the acts
complained of took place before his appointment to office. He is
not charged with unfitness for office, but held up to odium as a pri-
vate individual. There was a personal motive m all this. Addison
was to be appointed in his place. The motive is an important con-
.sideration. 2 Bingh. New Cases, 463.
The paper is actionable on its fece^ as it charges the plaintiff with
things which are calculated to bring public odium upon him : such
as ^* descending to the lowest means,^' &c.
The declaration ave^ special damage. 1 Chitty's PI. 291, ed.,
1829; 3 Johns. C^ 198.
It has been said that thep declaration is msufficient,.because it
does not aver express malice. But it chai^ges, that the acts were
done *^ falsely and maliciously;'' Is not this enooi^ ? It does not
»4 SUPREME COUBT.
White V. NichoUs et al.
aver^ that the libel was pubfiahed ** in presence of diren citizens^"
btt It saysy that it was ^* published,'' which is the usual form.
In 2 Bingham's New Cases, 273, the declaration was tiie same
as in the present case.
In all me cases cited, the libel was read to the jury, but in the
court below it was shut out
As to the question of pleading, see 4 Wend. 136'; 2 Burr. 812 ;
4 Bos. & Put. 48, In tne last case the.action was for defaming a
candidate for Parliament The averment in the declaration was ue
same as in this case, and the plaintiff recovered.
As to what is a sufficient averment, isee Holt on libels, 266;
2 Smith, 43.
Mr. Justice DANIEL delivered the opinion of the court.
In the investigation of these cases it is deemed unnecessaiy to
examine seriatim the five bills of exceptions sealed by the Circuit
Court, and made parts of the record in each of them. The papers
declared upon ^ libellous, and the instructions asked of the Circuit
Court, are literally the same in both actions; the reasons, tod, which
influenced the decision of the court pervade the "v^^ole of thesie in^
striictions, and are prese ited upon their &ce.
Before proceeding more particularly to consider the rulings of the
court upon these instructions, it may be proper to animadvert up<m
a point of pleading which was incidentally raiseid in the* argument
for the defendants in error; which point was this : that, assummg
the publication declared on as a libel to be ope which would be
mmayooe privileged, the circumstances which would render it il-
legal, m other woras, the. malice which prompted it, must be ex-
pressly averred. Upon this point the court wiU observe, in the first
place, that in cases like the one supposed in argument thev hold,
that in describing the act complained of the word ^^maliciously'' is not
indispensable to characterize it ; diey think that the law is satisfied
with words of equivalent power and import: thus, for instance, the
word ^^felsely" has been held to be sufficiently expressive of a mali-
cious intent, as will be seen in the authorities cited 2 Saund. 242 a,
(note 2.) But the declaration in each of these cases chaiKCS the
defendants, in terms, with maliciously and wickedly intending to
injure the plaintiff in his character, and therebv to eflect Ins Removal
from office, and the appointment of one of tne defendants in his
stead ; and with that view, with having falsely, wickedly, and mali-
ciously composed and pubhshed, and having caused to be composed
and published, a fal^e, malicious, tod defamatory libel concerning
the plaintiff, both as ^ citizen and an officer. The ^averments in
these declarations appear to the court, in point of fact, to be full up
to the reauirement insisted on, and to leave no^ room for the criticism
attemptea with respect to them.. But the defence set up for the de-
fendants in error reaches much farther and to results infilnitcly higher
JANUARY TERM, 184B.' 986
White «• Niebolls et aL
ttanany thin^ dependent upon a Inere criticimi upon foims of
pleading. It mTolves this issue, so imiH>rtant to society, tu.:
How fiu*, imder an alleged' right to examine into flie fitness and
qualifications of men who are ei&er in office or are applicants fi>r
office— or, how iar, under the obUeation of a supposed duty, to ar-
raign such men either at tiie barof ttieir immediate superiors or fliat
of pubUc opinion, ^eir reputation, their acts, dieir motives or fedinga
may be assailed with impimity — ^how fiur that law, designed forme
protection of all, has placed a certain class of citizens without tiie
pale of its protection r The necessi^ for an exclusion like flus, it
win be admitted by all, must indeed be yeiy strong to justify it : it
win never be recognised for trivial reasons,, much less upon fliose
that may be simulated or unworthy* If we look to flie position of
men in common life, we see die law drawing providentiy around
fhem eveiy security K)r their safe^ and their peace. It not only
forbids the imputation to iEm individual of acts which are crin^iu
and would suoject him to penal inffiction ; but, regarding man as a
sympathetic and social, creature^ it will sometimes take cognisance
of injuries aiSectinff him exclusively in that character. It will ao-
cordiujgly rive a claim to redress to him who shall be charged widi
what is cidculated to exclude him firom socitd mtercourse; as, for
instance, with being the subject of an infection^ loathsome, and in-
curable disease. Tne prinaple of the law always implying injuir,
vdierever die object or efiect is die exposure of ^ accused to crimi-
nal punishment or to degradation in society. These guardian pro-
visions of the law, designed, as we have said, for the security amd
peace; of persons in the ordinanr walks of private life, appear in some
jespecis to be extended still fiulfaer in relation to persons invested
widi official' trusts. - Thus it is said that words not otherwise, action-
able, may form die basis of an action' when qK>ken of a party in re-
ipect of Jsis office, profession, or 'business; Ayston v. Bhgrave,
Strange, 617, and 2Ld* Raym. 1369. Again; in~ Lumby v. AD^
day, 1 Crompt. & Jarv. 301, where words are spoken of a person in
an office of profit, which have a natural tendency b occasion (he loss
of such office, or which impute misconduct in i^ tiiey are aCtipnAIe.
And this principle, embraces all temporal oflkes of profit or trusty
widiout limitation : 1 Starlde on Slander, 124.
With regard to that q)ecie8 of defamatioa which is eflected try
writing or.prmting, or by pictures- and signs, and which is techni-
caDy denommated libdy although in general the rules applicaUe to
it. are the same which appljr to verbal slandier, jet m other respect^
it is treated wiih a sterner rigbur than the latter; because it mus(
have been effected with coolq^ss and deliberation, and must be more
permanent and extensive in its operation than Words, which are fre*
quently die oflipring of sudden gusts of passion, and soon may be
buried in oblivion: Reic t;. Beau, 1 Ld. Raym. 414: It follows,
thctefore, that actions may be maintained for ^efiunatory words pub-
Me SUPREME COURT.
White V. Nieholls et %h
lifihed in writing or in print, which would not have been actionable
if spoken. Thus, to publish of a man in writing, that he had the
itch and smelt of brimiBtone^ has been held to be a libel. Per Wil*
mot, C. J., in Villers v. Mfousley, 2 Wils. 403. In Cropp v. Hil-
ney, 3 Salk.^, Holt, C. J., thus lays doHtm the law^ << That scandal*
oiis matter is not necessaiy to msdce a libel ; it is enough if tiie de-
fendant induce a bad opinion to be had. of the plaintifi^ or make him
contemptible or ridiculous.'^ And Bayley, J., declaims in McGrecor
t;. Thwaites, 3 Bam. flt'Cres. 33, that '^ an action is maintainable
for slander either written or printed, provided the tendency of it be
to bring a man into hatred, contempt, or ridicule." To the same
effect are the decisions in 6 Bing^. 409, The Archbishop of Tiiam
V. Robeson; and m 4 Taunt. 356, Thorley t;. The Earl of Kerry.
In eyery instance of slander, either verbsd or written, malice is an
essential meredient : it must in either be expressly or substantial^
averred in ue pleadings ; and whenever thus substantially averrea,
and the langu^e, either written or spoken, is proved as laid, the
law will infer nmice until the proof, in tiie event <^ denial, be over-
thrown,^ or the lanmage itself be satisfactorily explained. The>de-
fence of the defencumts in error, the defendants likewise in the Circuit
Court, is rested upon grounds forming, it is said, an established ex-
ception to the rule in ordinary actions for libel ; grounds on which
tiie decision of the Circuit Court is defended in naving excluded
firom the jury, under the dechotitions in these cases, me writing
charged in them as libellous. These writings were offered as evi-
dence of express malice in the defendants. The exception relied
on belongs to a class which, in the elementeoy treatises, and in the
decisions ui>on libel and slander, have been1deiK)minated privileged
communications or publications. We will consider, in the first place,
the peculiar character, of such communications, and tiie extent of
their infiueiice upon words or writings as to which, apart firom that
character, the law will iinply malice; Secondly, we will examine
the burden or obligation unused hj the law upon the party com-
Elainiiiig to r^ove presumptions which might seem to be justified
y the occasion of such communications, and to devdope their true
nature. And lastly^ we will compare the requirements of the law
with the character of the publication before us, and with the pro-
ceeding of the Circuit Court in reference thereto. The exceptions
found in the treatises and decisions before alluded to are such as tiie
following: 1. Whenever the author and publisher of the alleged
slander acted in the bona fide discharge of a public or private duty,
legal or moral ; or in tiie prosecutioii of his 9wn ri^ts'or interests.
For example, words spoiren in confidence and friendship, as a cau-
tion ; or a letter written confidentially to persons who employed A.
as a solicitor, conveying charges injurious to his professional cha-
racter in the management of certam concerns which they had intrust-
ed to him, and m which the writer of the letter was also interested.
JANUARY TERM, 1846> MT
Whitti «.. NiehoUt et aL
2« Any dung said or written by a master in giving tbe character of
a aervant who has been in boa employment 3. Words naed in the
coorae of a legal or judicial proceeding, however hard diey may
bearnpon tbe party of whom they are used. 4. Publications duly
made m the ordinanr mode of paniamentary proceedinga^'ais a peti-
tion printed and deuTered to the members of a committee appoint*
ed by the House of Commons to hear and examine grieyances.
But the term ''ezoqfyticms," ais qpplied to caaea like those iust
ennmerated/could never be interpreted to mean that there is a class
of aetors or transactions placed above the cognisance of the law,
absolved finom the commands of justice. It is difficult to conceive
how, in society where rights and duties are relative and mutual,
fliere can be tolerated those who are privileged to do injury l^gAus
toluH; and still more difficult to imagme, how such aprinlese could
be instituted or tolerated upon tiie principle& of social good. The
privilege .^poken of in the nooks nimld, in our opinion, be taken
with, strong and weD-defined qualifications. It properlv rignifies
this, and nothin^more. That tiie eiCcepted instances snail so fa^
diange die ordmary rule with respect to slanderous or libellous
matter, as to remove the regular and usual presumption (rf malice,
and to make it incumbent on the party complaining to ahow malice,
eitiier by ihH construction of the spoken or written matter, or by
fiBKSts and circamstances connected with that matter, or with the
shnation ct die parties, adequate to autborize the conclusion* Thus
in tke case of Codmyne i;. Hoddds8on,-6 Car. & Pk^^lS, we find
it declared hj Parke, Baron, ^^Tiiat evjsry wilful and unauthorixed
publication mjurious to the character cSt anotiier is a libel ; but
where the writer W?^ng on any duty legal or moral, towards the
person to whom he writes^ or is bound by his situation to protect
the interests of such peraon, ths^t which ne writes under sudi cir-
cumstances is a privileged communication, unless the writer be
actuated by malice.'' So in Wiight t;. Woodgate, 2 Crompton,
Meeson It Rosco^, 573, it is said, ^<a privileged communication
means nothing mdre tiian that the occasion of inaldn^ it rebuts the
jnima^acie inference of malice arising firbin the pubhcation of mat-
ter prejudicial to the character of tl^e plaintifi*, and tiirows i^pon him
th« onus of provine malice in &ct ; but not of proving it by extrin-
sic evidence only ; Be has still a ri^t to require that th<p alleged libel
itself flhall be submitted to the jury, that th^ ma^ judge whether
there is evidence of malice on the face of it" ui re^rd to the
second example mentioned, viz., that of a master giving the Qha-
racter of a servant, althoudi this is a privileged communication, it
IS said by Lord Mansfiela in Weatherstone v. Hawkins, 1 T. R.
110, and by Parke, J., in Child t;. Affleck, 9 Bam. k Cres. 406,
that if express malice be diown, (be master will not be excused*
And ^e result of Aese authorities, with many others whidi bear upon
tins head is this, tfa^t if the conduct of the defendant entirdy conr
SUPREME COURT.
White V. Nieholls et al.
sists of an answer to an inquiry^ the absence of malice will be pre-
sumed, unless the plaintin produces evidence of malice; but if a
master unasked, and officioiudj, gives a bad diaracter to a servant,
or if his answer be attended with circimistances from which malice
may be inferred. It wjll be a (question for the jury to determine,
whether he acted bona fide or with malice.
With req>ect to words used in a course of judicial proceeding,
ft has been ruled that they are protected by the occasion, and can-
not form the foundation of an action of dander without proof of
express malice ; for it is said that it. would be matter of public
inconvemence, and would deter persons from preferring their com-
plaints against pJSfenders, if woras spoken in the course of their
giving or preferring their complaint should be deemed actionable ;
per Lord Eldon in Johnson v. Evans, 3 Esp. 32 : and in the case
of Hodesoh v. Scarlett, 1 Bam. & Aid. 247, it is said by Holrpyd,
J., speaking of the words of counsel in the argument of a cause,
«<If they be fidr comments upon the evidence, and relevant to the
matter in issue, then unless malice be shown, die occasion justifies
them. If, however, it be proved that thev were not spoken h(ma
fide^ or express malice be shbvm, then they maV be actionable.''
Abbot, J., m the same case remarks, ^'*I am of opinion that no
action can 'be. maintained unless it can be shown that die counsd
availed himself of his situation maliciously to utter words wholly
tmjustifiable." In relation to proceedings in courts of justice, it
has. been strongly questioned whether, under all circumstances, a
publication of a m]l report of such proceedings will constitute a de-
fence in an action for a libel. In the case of Curry v. Walter,
1 Bos. & Pul. 526, it was held that a true report of what passed in
a court of justice was hot actionable. The same was said by Lord
EQenboroudi in Rex t?« Fi^J^ ^ Cainp. 563; but this same jud^e
in Rex v. Crevy, 1 M. fit S. 273, and Baylejr, J., in Bex v. Carlisle,
dissented frt>m ^is doctrine as laid do^H in Currv t;. Walter, ob-
serving diat it must be understood with very &;reat mnitations ; , and
by'Tindal, C. J., in the case of Delegal t;. Highly, 3 Bing. N. C«
690, it is said ^^ to be an established principle upon which the pri-
vQege of publishing the report- of any judicial proceeding is admit-
ted to rest, diat such report must be strictly confined to the actual
proceedings in court, and must contaiA no de&matoiy observations
or commits from any quarter whatsoever in addition to what forms
strictly and properly the legal proceedings." So a publication of
die result of me evidence is hot pritile^d ; the evidence itself
must be published. Neither is a publication of a counsel's speech
unaccompanied by the evidence. Lewis v. Walter, 4 Barn^A Aid.
606; Flint V. Pike. Ibid. 473.
Publications duW made in the otdinaiy course 6[ parliamentaiy
proceedings have been ruled to be ppvileged^ and therefore not
actionable. A& where a fidse and scandalous li}yel was contained in
JANUARY TERM, 1846. 980
White •. Nieholls et %l
a petitioii which the defendant caused to be printed and delivered to
the members of the committee appobted by the House of Commons
to hear and examine grievancesi it was held not to be actionable.
Such appears to be the doctrine ruled in Lake v. Kin^, 1 Saund.
163 ; and the reason there assigned for this' doctrine is, that die
libel was in the order and course of proceedings in the Parliament,
which is a court The above case does certamly put the example
of a privileged communication more broadly than it has been done
by other aumorities, and it seems difficult, from its very comprehen*
sive language, to avoid the conclusion, that there might be instances
of privifege which could not be reached even by the clearest proof
of express malice.^ The point, however, appearing to be ruled by
that case, is so much in conflict with the current of authorities going^
to maintain the position that express malide cannot be shielded by
any judicial forms, that the wei^t and number of these audiorities
diould not, it is thought, be controUed and even destroyed by die
influence of a single and seemingly anomalous decision. The de«
cision of Lake v. King should rather yield to the concurring opinions
of numerous and enli^tened minds^ resting as they do upon obvious
Erinciples of reason and justice. The exposition of the Endidi
iw of libel given by Chancellor Kent in the second volume of his
Commentaries, pait 4th, p. 22y we regard as strictlv coincident with
reason as it is witl^ the modem adjudications of uie courts. That
law is stated by Chancellor Kent, citing particularly the authority of
Best, J., b the case of Fairman v. Ives, 5 Bam. Sl Aid. 642, to the
following effect: ^^That petitions to the Idn^, or to parliament, or
to the secretary of war, for redress of anv gnevance, are privileged
communications, and not actionable libels, provided the privilege
is not abused. But if it appear that Ae, communication was made
maliciously, and without probable cause, the pretext under which it
was made aggravates the case, and an action lies." It is the un*
doubted right we know of everv citizen to institute criminal prose-
cutions, or to exhibit criminal. charges before the courts of the
country ; and such prosecutions are as much the regular and ap-
proprlate modes of proceeding as the petition is the appropriate
proceeding before parliament— yet it never was denied, ^at a pro-
secution ynih malice, and without probable cause, was just founda-
tion^ of an actbn, diough such prosecution was instituted in the
appropriate court, and carried on with every formality Imown to
the law. The parliament, it is said, is a court, and it is difficult to
Crceive how malicious and groundless prosecutions before it can
placed on a ^und of greater impunity than they can occupv in
another appropriate forum. The case or Lake i;. Kinff, therefore,
interpreted by the known prmciples of the law of ubel, wouM
extend die privilege of thedefendant no farther tnan to require as
to him proof of actual malice. A different interpretation would
establish, as to sudi a case, a rule that is perfectly anomalous, and
Vol. m.— 37 2 B
290 SUPBEME COURT.
White V. NichoUs et al.
depending upon no reason ^which is applicable to other cases of pri-
vilege.
By able judges of our own country, the law of libel has been ex-
Eunded in perfect concurrence with Ae doctrine p;iyen by Chancel-
- Kent. Thus, in the case of the Commonwealth v. Clap, 4 Mass.
Rep. 169y it is said by Parsons^ C. J., '* that a man may dpply by
complaint to the legislature to remove an unworthy office ; and if.
the complaint be true, and made with honest intentions df giving
information, and not maliciously, or with intent to defame, the cpm-
plaint will not be a libel. And when any- man shall consent to be
a candidatejfor a public office conferred by the election of the peo-
ple^ he must be considered as puttipg bis d^aracter in issue, so far
as it may respect his fitness and qu^cation^ for the office; and
publications of the truth on this subject, with ike honest intention
of informing the people, are not a lioel ; ifor it would be unreason-
able to conclude, that the publication of truths, which it is tiie in-
terest of the people to know, should be an offence against their
laws. For the same reason, the publication of falsehood and
calumny against public officers, or candidates for public offices, is an
offence dangerous to the people, and deserves punishment, because
the people may be deceived, and reject their best citizens, to their
great injury, ana, it may be,. to the loss of their liberties. The
publication of a libel maliciously, and; with intent to defieune.
whether it be true or not, is clearly an offence against law on sound
principles, &c."
In ibe case of BodweH v. Os^od, 3 Pick. Rep. 379, it was ruled,
that a false complaint, made with express mahce, or without pro-
bable cause, to a body having competent authority to redress the
grievance complained of, maybe the subject of an Action for.a libel,
and the Question of malice is to be determined by the juiy. The
court in this last case say, p. 384, '^ R maybe admitted^ that if the
defendant had proceeded with honest intentiois, believmg &e ac-
cusation to be true, al&ougb in fitct it Was not, he would be entitled
to protection, and that the occadipn of the publicfiition would pre-
vent the legal inference of malice.'' The court proceed further to
remark, p. 386: <^it has been argued that the juty should have
been inis^iicted, that the appUcaticm to a jbribunal competent to re-
dress die supposed grievance was jirimd^/tK^re evidence that the
defendant acted fidrly, and that the burden of proof was on the
plaintiff to remove &e presumption. The judge was not reouested
thus to instruct the jury. He did, however,- instruct them tnat the
burden of proqf was on the plaitttiff to satisfy &em tb^t the libel
was malicious, and that if the plaintiff did not prove die malice
beyond any reasonable doubt, Hmt doubt diould be in favourof the
ddrendant''
We have &us taken a vi^w of the aiithorities wmch treat of the
doctrines of slander mi libel, and have considered dxose authoriti^
JANUART TERM, 1846. Ml
' '■ White v. Nieholls et aL
^ ^^ ■- I -L 1 _ ■ ' ' I ■ I
particularly with reference to the distinction they establish between
ordinary instances of slander, written and unwritten, ai^d those
which have been styled privileged communications ; the peculiar
duuracter of which is said to. exempt them from inferences which the
law has created with respect to those cases that do not partake of
that character. Our examination, extended as it may seem to have
been, lias been called for by the importance of a subject most inti-
mately connected with the rights and happiness of individuals, as it
is with the quiet and good order of society. The investigation has
conducted us to the following conclusions, which we propound as
Ae law applicable thereto. 1. 'Fhat every publication, either by
writing, printing, or pictures, which charges upon or imputes to
any person that which renders him liable to punishment, or which
is calculated to make him infamous, or odious, or ridiculous, is
prima fadt a libel, and implies malice in the author and publidier
towards the pelrson concerning whom such publication is made.
Proof of mahce, therefore, in the cases just described, can never
b.e required of the party complaining beyond the proof of the pub-
lication itself: justification, excuse, or extenuation, if either can be
diown, must proceed from the defendant. 2. That the description
of cases recognised as privileged communications, must be under-
stood as exceptions to this rule, and as beins; founded upon some
apparentiy recognised obligation or motive, legal, moral, or social,
which may fairly be presumed to have led to the publication, and
therefore pmux fac\e relieves it from that just implication front
whichthe gencrafrule of the law is deduced. The rule of evidencCi
as to such cases, is acconjingly so far changed as to impose it on
&e plaintiff to remove those presumptions flowing from the seeming
obligations and situations of the parties, and to require of him to
brin^ home to the defendant the existence of malice as the true
motive of his conduct. Beyond this extent no presumption can be
permitted to operate, much less be made to sanctify the indulgence
erf malice, iowever wicked, however express, under the protection
of legal forms. We conclude then tiiat malice may be proved,
thou^ alleged to l^ve existed in the proceedings before a court,
or legidative body, or any other tribunal or authority, although such
court, legislative body, or other tribunal, may have been the appro-
priate authority for redressing the grievance represented to it ; and
"that proof of express malice in any written publication, petition, or
proceeding, addressed to such tribunal, will render that publication,
petition, or proceeding, libellous in its disiracter, and actionable,
and will subject the autiior and publisher thereof to all the conse-
miences of libel. And we think that in every case of a proceeding
like those just enumerated, falsehood and the absence of probable
cause will amount to proof of malice.
The next and the only remainb^ question necessary to be con-
sidered in these cases, is that which relates to tHe rulings of the
W2 BiJPREME COURT.
Ex parte Christy.
court below excluding tbe publication declared upon as a libel from
going to the jury in connection with other evidence to esti^lish the
existence of malice. We forbear any remark upon the intrinsic
character of the injury complained of, or upon the extent to whidi
it may have been made out. These are matters not properly before
us. But if ihe publication declared upon was to be regarded as an
instance of privileged publications, malice was an indispensable
diaracteristic which the plaintiff would have been bound to establish
in relation to it. The juiy, and the juiy alone, were to detennine
whether this malice did or did not mark the publication. ^ It would
app^ difficult (t priori to imagine how it would be possible to ap-
preciate a tact whust that fact was kept entirely concealed and out
of view. This question, however, need not at the present time be
reasoned by the court; it has, by numerous adjudications, been
I^aced beyond doubt or controversy. Indeed, m the very many
cases that are applicable to this question, they almost without an
exce{)tion concur in the rule, that me question of maGce is to be
submitted to the jury upon the face of the libel or publication itself.
We refer for this position, to Wright v. Woodgate, 2 Crompton,
Mees. & Rqs. 573 ; to Fairman v. Ives, 5 Bam. & Aid. 642 ; Rob-
inson t;. May, 2 Smith, 3 ; Flint v. Pike, 4 Bam. & Cres. 484, per
latdedale, J.; lb. 247, Bromage t;'. rrosser; Blake v. Pilford,
1 Mood. & Rob. 198 ; Parmeter v. Coupland, 6 Mees. & Welby,
105 ; Thomson if. Shackell, 1 Moo. & MaL 187. Other cases
might be adduced to the same point.
Upon the whole we consider the opinion of 4he Circuit Court, in
the several instmctions given by it in these cases, to be erroneous.
We therefore adjudge that its- decision be reversed ; that these
causes be remanded to the said court, and that a venire facias de
novo be awarded to tiy them in conformity with the principles herein
laid down.
Ex' Paste, The Cmr Bams or New Oklbamb in the mattee or Wix^
UAM Cbeibtv, Absiomeb or Danij^. T. Waldsn, a Bankrupt;
This court has bo revising power over the decrees of the District Cpurt sitting
in hmkmptey; nor is it authorised to issue a writ of prohihition to it in anj
case except where (he District Coart is proceeding as a court of admiralty
and maritime jurisdiction.
The District Court, when sittinf^ in baakruplcj, has jurisdiction over liens and
mortgages existing upon the property of a bankrupt, iso as to inquire into
their T&dity and extent, and grant the same relief which the state eourts
might or ought to grant.
The control of the District Court over procdedinge in the state pourti opon tueh
liens, is exercised, not over the state oonrte themselves, but upon the parties,
through an injunction or.olher appropriate proceeding in equity.
JANUABT TERitft 1846.
Bx parte Christj.
The design of the Banknipt Act was to seeare a prompt and effeetnal admiai«^
tration of the estate of all bankmpts, worked ont bjr the eonrts of the'United
Btates, without the assiftance of state tribunals.
Hie phrase in. the 6th section, ''any creditor or creditors who shall claim wmy
debt or demand under the bankraptcy,** does not' mean only such crsdilon
who come in and pro?e their debts, but all creditors who have a present sob-
sisting claim npon the bankropt's estate, whether they have a secnrily or
mortgage thereror or not.
Such creditors hare a rif^ht to ask that the property mortgaged duUi be.iokl»
and the proceeds i^hed towards the payment of their debts) and the ma>
signee, on the other hand, may contest their claims.
Id the case of a contested claim, the District Court has [arisdiction, if resort be
had' to a formal bill in equity or other plenary proceedings and aleo jurisdie-
tion to proceed summarily.
Thi8 was a motion on, behalf of the Citjr Bank of New Orleans,
for a prohibitioni to be issued to the Distnct Court of the Unitea
States for the distnct of Louisiana.
Hie suggestion for tiie prohilntion stated the following as fiurts in
die case:
First That Daniel T. Walden, of the city of New Orleans, on the
S7th July, 1839, and on the 17 ^ day of Auj^st, 1839, executed
two several mortgages to the City Baink of New Odean^ on a oer*
tain^itation, ami on lots of land in said state, to secure payment
of ^00,000 borrowed of said bank; which mortgages were duhr
recorded, and in all respects good and yalid, and created a gpoo^
legal, and equitable lien on the property mortgiured for payment of
saM debt That, on or about 20th October, 1840, Walden insti-
tuted suit in the state District Court, to set aade said mortgages* for
the same causes, substantially, as William Christy ( Walden's suDfe*
quent assignee in bankruptcy) has presented by lib petition and
amended petition in the Distnct Court of the Umted StBites at New
Orleans, exercising summary jurisdiction in bankruptcy, to set aside
the stole mortgages, as per certified copy of die proceedings in tfa^
District Court of the Umted States herewith annexed ; and the state
court, on appeal, decided finally against Walden^s complaint, and
sustained the mortflnges.
Second. That, werward, the bank proceeded to foreclose its mo^-
ffages in die state court; and thereupon, on 17th May, 1842, an or-
oer of seizure- and sale was made, and an actual seizure of die pro-
perhr »ecuted on 19di May, 1842.
lliird. That, on VMi June, 1842, die said Walden filed his peti->
tion.for the beiMt of ^ bankrupt act, in the District Court of &•
United States at New Orleans, and on die 18di July, 1842, said
court decreed him to be a bankrupt
Fourdh That, after Walden filed his petition, and before decreed
a bankrupt, viz., on 27th June, 1842, he applied to the said District
Court oi the United States for its injunction to stay the sale ordered
in the state court of the mortgaged premises; setting forth, an
grounds dmefon the same &cts, substantially, as subsequendy again
2b2
»4 gUPREME COURT.
Ez parte Cbristy.
set forth by Christy, his assignee, m his petitions aforesaid. Alter
fiill hearing of said bill, the court refused the injunction ; and there-
after the premises seized were duly sold, with evenr legal requisite
and formsdity, in execution of the prerious orders of the state court,
and the City Bank became the purchasers.
Fifth. That thersaid bank has, iii no wise, presented or proved its
claim against Walden, in the bankrupt court, but pursued the said
mortgage claim adversely in the state court, relying on its lien by
the state. law, and the proviso in the bankrupt act, saving such lien
from its operation.
Sixth, liiat the matter in diq>ute exceeds two thousand dollars in
value.
Seventh. That the said Christy, assignee, Ax., knowing all the
premises, but contriving to impair {he lien of the bank by the mort-
-gaees aforesaid, contrary to the saving clause of the bankrupt act, is
endeavouring, by his petition and supplemental petition, to subject
aU the previous proceedings of the state court upon the mortga^ to
review and revision in the District Court of the United State&L bv its
summaiT process in bankruptcy. And the said Christy and VETal-
den, and the Hon. Theodore H. McCaleb, judge of the said District
Court of the United States, have wrongftdly and vexatiously forced
the said bank- to appear in said court^ upon its summary process, ta
answer said Christy's petition. And dioug^ the bank has objected,
bv plea, to the summary jurisdiction of the court over the matters
amiesflid^ yet the court atmeres — ^hath overruled the plea — and per-
sist, by its summary process, to proceed with th6 cause, to the em*
barrassmeiitt of the oank, and to the deprivation of all redress by
appeal.
Jn addition to the foregoins statement iGled by the counsel ir sup-
port of the motion for a prohioition, it mav be proper to state that,
On the 8th of October, 1842, Christy med the petition mentioned
in the seventh proposition just quoted. It'r^itea that Walden, the
bankrupt, was, at the time of filing his schedule and surrender,
the owner of a large amount of real estate ; that the bank claimed to
have a mortgage upon it ; that the bank caused it to be sold and pos-
session delivered ; that die sale was void, because the application of
Walden operates as a stay of proceeding; that the property was ofr
fared for cnle in block, though composed of twenty diflerent stores'
or buildings, and for c^sh; that the mortgage debt was not justly
due^ but void on account of usury ; and prayed that the sale might
be declared void, or if adjudged valid, that the amount thereof should
be paid over to die petitioner, to be distributed according to law.
On the 31sr of October, 1842, the bank filed a plea to the juris-
diction of the court, with other matters in defence.
On the 17th of February, 1843, the questions raised by the an-
swer of the bank were adjourned to the Circuit Court of the United
States.
JANUARY TERM, 1846. 905
Ex parte Christjr.
At April term, 1843, the Circuit Court returned the following
answers : —
<< In answer to the questions adjourned into this court by die Dis-
trict Court for die said district, it is ordered that the following an^
swers be certified to the District Court in bankruptcy, as the opinion
of die court thereupon :
*^ First. That the said District Court has, under the statute of
bankruptcy, full and ample jurisdiction of all auestbns arising under
the petition of William Uhnsty, assignee of Walden, to tiy , adjudge,
decree, and determine the same between the parties thereto.
<^ Secondly. That the sale made of the mortgaged proper^, under
the seizure and sale ordered by the District Court of the state of
Louiriana, is void, and that the District Court of the United States
diould by its decree declare it void in the suit ; and diat said last-
mentioned court has full power and authority to try and determine
the validity of said mortgages, and if proved upon the trial void
according to the laws of Louisiana, to make a decree accordingly,
and^order a sale of the property therein contained for the benefit of
the several creditors of the baiuarupt; but if upon proof said mort-
gages shall be sustained and adjudged vaUd, a decree should be
rendered in fiivour of the mortgagees, condemning to sale all their
interests, rij^ts, and tide therein, and all the interest, right, and tide
of die bankrupt and all the general creditors, in the hands of the
assignee, and the ririits and tide of the assignee also ; and by the order
of sale die marshsd be directed to pa^ over to the mortgagees, after
deducting tlve per cent for his commissions and all the legal, costs
of the suit, the amount of their claim, if the proceeds of the sale
amount to "BO much, and the balance, if any, to pay over to th^
as9ignee ; and that by such decree the assignee be ordered to nUike
proper title and conveyance to the purcluiser or purdiasers, upon
me full payment of the purchase money and a reasonable compensa-
tion to &e assignee for making such conveyance, to be determined
and setded by die judge of the District Court, should the purchaser
or purchasers and the assignee disagree as to the amount.
<< Thirdly. The second and alternative )3rayer in the petition of
the assignee,- asking the payment tohim of the whole amount of the
pfoceedb of the former sale of the mortgaged property, bebff incon-
sistent with the opinion of the court in the second pomt, w2l there*
fore be disregarded on the trial by- the District Court
<< J. McKlNLET,
** Associate Justice of the Sapreme Court U.S.**
Afterwards, in 1843, an amended petition was filed by Christy,
alleging, amongst other things, that the bank claimed to be a creditor
of Walden, and ^' in that capacity had become a party to the said
proceedings in bankruptcy," &c., &c.
In December, 1843, the bank prayed oyer of the time, place.
906 SUPREME COPRT
£z parte Christy.
manner, and form, where, how, and when it became a partjr to the
proceedings in bankruptcy.
The court havinfi; granted the prayer for oyer, Christy, on the
23d of January, 1844, filed the followmg:
^< That the said Ci^ Bank became parties to the proceedings in
bankruptcy of the said Walden, first, by the operation of law, they
beine at me time of his bankruptcy mortgage creditors of die said
Walden, and placed upon his schedule as such ; second, by their
own act, having filed a petition in this honourable court on the 5di
September, 18&, praying that the deman4 of the assignee for die
pos^onement of the sale ef certain properties be disregarded, that
their privileges be recoenised, and that said properties be sold under
an order of this court mr cash; third, that an attempt was made by
the said bank to withdraw said petition and prayer of 6th September,
1842, but a discontinuance of the same was opposed by M. W.
Hofiman and L. C. Duncan, creditors of said bankrupt, and parties
interested, hj reason of which said opposition the legal effects of
said application, mdde by the City Bank as aforesaid, to this honour-
able court remain in full force.
<^ In consideration of all which and the documents herewith filed,
your petitioner prays, that said City Bank be compelled to answer
to the merits of the original and supplemental petition in this case
filed, without further delay."
On the 10th of February, 1844, the bank filed its answer, denying
that it had erer proved its debt, or otherwise subjected itself in any
manner to the summary jurisdiction of the District Court sitting as
a court of bankniptcy ; but, on the contrary, that it had prosecuted
its remedy in the state courts of Louisiana, and adding the following^ :
^* And so these respondents and defendants say and insist, that this
honourable court, sitting as a bankrupt court, and holding summary
jurisdiction in matters of bankruptcy under and by virtue of said
act, ought not to have and to take cognisance of the several matters
and things in the said petition and supplemental petition contained:
forasmuch as all juristliction over the sameMs bv law vested in and
does of right belong to the Circuit Court of the United States for the
eastern district of Louisiana, holding jurisdiction in equity, and pro-
ceeding according to the principles and forms of courts of chancery
as prescribed by Taw and by rules tod orders of the Supreme Court
of the United States, or to the District Court of the United States for
the said district, proceeding in the same manner, and vested with
concurrent jurisdiction over all suits at law or in equity wHich may
be brought by the assignee* of any bankrupt against any person
claiming an adverse interest ; which said courts are competent to
entertain the suit of the petitioner and grant him the relief of prayer
for, if by law he is entitled to the same, and not this court ; and
forasmuch as this honourable court, sitting as a bankrupt court, and
deciding in a summary manner in matters of bankruptcy, is wholly
JANUARY TERM, 1845. Wf
Bz parte Ciiritty.
without jurisdiction in the premises, these respondents and defend-
ants submit to the judgment of this honourable court, whedier they
diall be held to make any further or oAer answer to the serend
matters and things in the said petition and supplemental petition
contained, and pray to be hence dismissed, wim tfadr reasonable
costs, &c.**
An a|;reement of counsel was filed in the court bebw rdatire to
the petition of the bank and its discontinuance spoken of in the
oyer of Christy, as above set forth. The agreement stated that
the discontinuance was ordered in open co^rt by the coiinsel of
the bank, and the proceeding of the court showed that a rule to
show cause why the discontmuance should not be set iside was
disnussed.
This was the position of the case in the court below.
The motion for a prohibition was sustained by Wilde and Hender^
ton, and opposed by Crittenden. The Reporter has no notes of the
arguments of Hendertan dudCrittenden^ and from that of Wilde only
extracts can be given.
Wilde referred to the seven facts stated in the beginning of this
report, and then said, the questions of law insisted on by me sug-
gestion are,
1. That the Bankrupt Act contemplates two kinds of jurisdiction:
one over parties claimmg under the bankruptcy, the odier over par-
ties claimuiff adversely to it ; the one summary, the other formalj
the one exclusive in the District Court exercismg summary jurisdic-"
tion in matters of bankruptcy, without, appeal, as defined by section
6th ; ibe other a concurrent jurisdiction m both District and Circuit
Courts for or against parties claiming an adverse interest, acconUns;
to the provisidns of section 8th, which is not summaiy, but formal,
to be exercised according to the rules and forms of chancery or
common law, and subject to review in this court by appeal or writ
of error under the general provisions of the laws heretofore passed
regulating writs of error ana appeals.
2. That the rules of said banlcrupt court resulatin^ its summary
process, in pursuance of which this proceeding by Chns^ is assumed
to be instituted and entertained, are in viomtion of the Bankrupt
Act — ^which rules are herewith exhibited.
The reasons why this court should interpose to restram the Dis-
trict Court fix)m furdier proceedm^ in the matter are two :
1. Because said court, proceedmg summarily on petition, as in a
matter of bankruptcy, hais no lawful cognisance and jurisdiction of
&e matter.
2. Because hj permitting said court so to proceed and decide,
(from vrhidk decision no appeal would lie,) would be to permit said
district and inferior court to inqpair tiie legitimate powers of this
Vol. ra.— 38
208 SUPREME COURT.
Ex parte Christy.
court in its appellate jurisdiction, and to deprive the bank of its
ri^t to invoke the supervisory powers of this court bjr appeal.
After stating the general principles on which prohibitions issue,
which were cases where an appeal does not lie, and citing a num-
ber of authorities, Mr. Wilde continued — .
For the present, th^, we are to consider whether the District
Court, sitting as a bankrupt court of exclusive and summaiy juris-
diction of afl matters arising under the bankruptcy, and deciding
without appeal, has rightful and lawful cognisance of the matters it
is proceeding to investigate and adjudicate upon in this case.
Here are lawful mort^ges, made and recorded according to the
laws of Louisiana, bearing date three years before petition of the
mortgagor to be declared a voluntaiy bankrupt.
Here is a mortgagee who has not proved his debt under the bank-
ruptcy, but has rested on this state lien ; prosecuting that lien to
i'udgioent of foreclosure upon his said mortgages in the state court,
lefore the petition in banlmiptcy.
Here is an order of seizure and sale, and an actual levy on the
mortgaged premises by the sheriff one month before the petition oT
the mortgagor for the benefit of the Bankrupt Act
Under this levy or seizure the mortgagee proceeded to sell the
mortgaged premises, after appraisement, advertisement, and all other
legal pre-requisites, in several distinct lots, according to their sepa-
rate enumeration . in the mortgajges and appraisement, and in as
minute divisions as the nature of the property would admit or the
law allow.
And the substantial que^on before this court is, whether he wha
has never proved his debt, never come in under the bankruptcy, can
be dra^d into the District Court, sitting as a bankrupt court, and
exercising summary jurisdiction, without appeal ; his writ of seizure
and sale annulled, the judgment of the state court vacated, the sale
set aside, and his mortgagies declared null and void, thoudi the
Supreme Court of the state have declared them good and vaEd.
The mere statement of such a (question would ^eem to be enough
to decide it ; but its very simplicity leads to the suspicion of error,
and therefore we will verify it step bv step.
First then, the proceedings in bainkruptcy, of which we produce
an authenticated copy, and the clerk's certificate, show exclusively
that the Citjr Bank has never proved its debt apdnst Walden, See
transcript of the petition,. schedule, &c., in bankruptcy — clerk's cer-
tificate, last page.
We hold it to be clear law, that a party holding a mortgage can-
not be compelled to prove his debt, or come in under the commis-
sion ; and we hold that unless he does so, the District Court, exer-
cising the powers of a bankrupt court, and proceeding summarily
without appeal, has no jurisdiction over him.
^^ If a creditor has a security or lien, he is not compellable to
JANUARY TERM, 1845. «0
Ex parte Christy.
come in under the comimssion ; be may elect to stand out, and reljT
on his security or lien."
^^ But if he does prove, he relinqnishes his security for the benefit
of all." CuUen on BankruDtcy, 145, 149.
If this be the case in England, d fortiori^ it is so under our late
bankrupt act, which contains a clause saying state liens. Section
2, p. 16, Bankrupt Act : —
^^ Nothing in this act contained shall be construed to annul, de-
stroy, or impair any Jiens, mortgages, or other securities or proper-
ties, real or personal, which may be valid by the laws of die states
respectively."
In the decisions under this law, althourii ihere has been a diver-
aty of opinion as to what constituted a hen, there has been none
that a mortgafi;e was one.
There has been no diveraty of opinion on the point whether a
mortgaged creditor could be compelled to prove or not
There has been some difierence of opmion how, and in what
court, and by what process or form of proceeding, ttie state lien is
to be saved ; but all a^ree that saved it must be.
On the score of aumority, it cannot be expected we should do
more than produce the decisions of circuit or district judges. These
questions have not yet been adjudicated in this court.
We rely on the following cases, decided by iudges of this court
on their curcuits, or by district judges, respectaole for learning and
ability.
The dedsion of Mr. Justice Baldwin m the matter of Kerlb, a
bankrupt, reported In the United States Gazette, of Philadelphia, of
26t^ October, 1843.
The decision of Mr. Justice Story, in the case of MitcheU, as*
3' ^ee of Roper, t^. Winslow and o^ers, in the Circuit Court of
aine, reported in the Law Reporter of Boston, for December^
1843, pp. 347, 860.
Mr. Justice McLean's decision in the case of N. C. McLean,
asagnee in bankruptcy, t^. The Lafayette Bank, J. S. Buckingham
and others ; to be found in the Western Law Journal for October,
1843, p. 15.
Mr. Justice McLean's decision in the case of N. C. McLean,
assignee, v. James F. Meline ; Western Law Journal for November;
18fi, p. 51.
Mr. Justice Story's decision in the case of Muggridge, 5 Law
Rd). 357 ; in Ex parte Cook, 5 Law Rep. 444 ; Ex parte Newhall,
6 Law Rep. 308 ; in Button v. Freeman, 6 Law Rep. 452.
Mr. Justice Thompson's decision in Houghton v. Eustis, 5 Law
Rep. 506.
Judge Prentiss's (of Vermont) opinion in Ex parte Spear, 5 Law
Rep. 399; and Ex parte Gomstock, 5 Law Rep. 165.
800 SUPREME COURT,
Ex parte Christy.
Judge Conlding'fl (of New York) opmion in Ex parte Allen,
B Law Rep. 368.
Judge Monroe's (of Kentucky) opinion in Niles's Rerister, 5th
'NoYeml)er) 1842 ; and those of kwin, Randall, and Gilchrist, ib.
The^e cases, it is humbly submitted, establish the doctrine for
which the defioidants. contend, namely: that the state lien in this
case was properly and rightfully enforced under the state law and
process. Penn. Law Journal for November, 1842, p. 302, Ex parte
Dudley, Judge Randall and the late Judge Baldwin's decisions;
Penn. Law Journal, April, 1844, p. 246, Itege v. Hosier, District
Court of Philadelphia; Law Reporter for October^ 1844, p. 281,
Judge ConUing's decision on Briggs v. Stephens, (proving surrenders
lien ;) Western Law Journal, Aprfl, 1844, Judge McLean's decision
in McLean.v. Rockey,p. 302 ; Law Reporter, July, 1844, Mr. Justice
Story's decision in Bellows and Peck, United States Circuit Court
of New Hampshire, pp. 126, 127 ; Law Re^rter, June, 1844, Supe-
rior Court of New Hampshire, Kitteridge v. Warren, p. 87 ; Penn.
Law Journal, October 15th, 1842, p. 2^, Jud^ Randall's decision
(distress ;) Penn.' Law Journal, October 15, 1842, p. 245, Judg6
Randall, (proof withdrawn ;) £x parte Lafeley, Report of Kitteridge
& Emerson, Su;.. Court, New Hampshire.
The decision of Jud^e Gilchrist m the case of McDowall's as-
signee V. Planters' and Mechanics' Bank; of which an authenticated
copy is pibdu^ed.
But this court very properly holds itself entirely uncommitted by
Circuit Court decisions. They are merely cases at niri prius^ and
fli6 matters there determined are as open to discussion as ever.
(Mr. Wilde then went on to argue tnat a mortgaged creditor could
not be compelled to prove his deot, and that if he did so, he would
only come m for a diare of the assets pro rata; and then investigated
the jurisdiction of the District and Circuit Courts in bankruptcy,
and the revisory powers of this court by appeal or prohibition, as
follows :)
In considering the authority of the District Court exercising sum-
mary jurisdiction in cases of bankruptcy, it will be most convenient
and perspicuous to examine —
First. Its exclusive jurisdiction.
Secondly. Its jurisdiction concurrently with the Circuit Court.
Its exclusive jurisdiction is granted by the 6th section, whidi is
as follows :
?ilT. WUde here quoted it at length.)
o obtain a distinct idea of the extent and boundaries of the
jurisdiction thus granted, it is requisite to examine them under three
difierent aspects :
First. As to the persons over whom — ^that is, for or'against whom
^-jurisdiction is given.
JANUARY TERM, 1845, Ml
Ex parte Christy.
Secondly. As to the objects, rights, or claims, subjected to sodi
jurisdictioii.
Thirdly. As to the modes and fonns of proceeding.
A careful analysis of this section will diow —
First, as to jtersons:
That the. jurisdiction granted extends —
To the bankrupt;
To the creditors claiming any debt under the ban]axq>tcy;
To the assignee, whether in office or remored.
These parties and each of them are authorized to sue each otha
in the District Court, and to liti^;ate their reactive claims or pre-
tensiims there. But the court will remaric, there is no jurisdiction
whatever granted by this section, so &r as persons are concerned,
to a creditor who does not claim under the bankruptcy. 'Ho juris-
diction over such a creditor is cpranted : none is giren for him or
against him. This distinction has always been recognised by the
courts of the United States wherever the point has been brought to
their attention. Bri^ t^. Stephens, Law Rep., Oct. 1844, p. 282,
per Conkling, J. ; £z parte Diidley, Penn. Law Journal, Nov. 19,
1842, pp. 320, 321, per Justice Baldwin ; Assienees of McDowall
V. Planters' and Mechanics' Bank, per Judge GKlchiist
Secondly. As to objects, rights, claims, and controversies, sub-
jected to me summary jurisdiction of the District Court sitting in
bankruptcy.
The jurisdiction granted by this section extends —
To all controversies between the bankrupt and any creditor
claiming any debt or demand under the bankruptcy;
To afi controversies between such creditor and tiie assignee of
the estate;
To all controversies between the assignee and the bankrupt ; and—
To all acts, matters, and things, to be done under and by virtue
of the bankruptcy.
But your honours will observe, that under this section, so far as
objects, rights, (Claims, or controversies are concerned, no jurisdic-
tion is grjuited in controversies between the assignee and a creditor
not claiming under the bankruptcy, but clai^kiing adversely to it.
No iuris£ction is eranted in controversies between such a creditor
and otner creditors cledming under &e bankruptcy.
None in cases between a creditor claiming adversely to the bank-
ruptcy and the bankrupt himself.
None where the acts, matters, and things are not done, or be
done imder and in virtue of ihe bankruptcy, but before it, inde-
pendent of it, and adversely tp it.
So &r, than, as the objects^f the District Court's summary juris-
diction in bankruptcy are concerned, no such jurisdiction is granted
by this section over the rights or demands of a creditor who dainis
adversely to Uie bankruptnr, and not under it.
2C
MB SUPREME COURT.
Ex parte Christy.
In rdadon to such a creditor, so claiming such rights, he is not
audiorized to sue in that court either the assignee or the bankrupt*
or the creditors claiming under the bankruptcy; neither| in regard
to such a creditor and rjch rights, is the assignee or the baxJorupt,
or the other creditors claiming under the bankruptcy, empowered to
sue him there.
Thirdly. In reference to the modes and fonns of proceeding, it
is indisputable that in the District Court, sitting as a bankrupt court,
and holding jurisdiction in bankruptcy under the 6ib. and 7th sec-
tions, the proceedings are summary, and in general without appeal.
But however clearly it may appear that o^ the letter of the 6th
section no such jurisdiction is granted for, agamst, or oyer a creditor
claiming adversely to the bankruptcy, it may be said cognisance^of
such clums somewhere is indispensable to the fiiU execution of a
uniform qrstem, and therefore, ex necessikUe, it must be vested in
some court of the Upited States.
He who objects to the jurisdiction of a court (it will be said) must
show that sotne other court has jurisdiction. We assume that obli-
gation and this brings us to a lixe analysis of the 8th section.
That section is as follows :
« Sect. 8. And be it further enacted. That the Circuit Court
within and for the district where the decree of bankruptcy is
passed, shall have /concurrent jurisdiction with the District Ciourt
of the same district of all suits at law and in equity, which may
and shall be brought b^ any assimee of the bankrupt against any
person or persons claiming an adverse interest, or by such person
against sucn assignee, touching any property or r^ts of property
pf said bankrupt transferable to, or vested m, such assignee; and
no suit at law or in equity shall in any case be maintainable by or
against such assignee, or by or against any person claiming an ad-
verse interest, touching the property and ri^ts of proper^ afore-
said, in any court whatsoever, unless the same shall be brought
within two years after the declaration and decree of bankruptcy, or
after tiie cause of suit shall first have accrued."
With respect to the jurisdiction wanted by this section, the court
will observe it is concurrent in uie District and Circuit Courts.
But as some complexity and confusion are likely to arise in con-
sidering the variety of jurisdictions possessed by the same tribunal,
thou^ sitting on different' sides, and proceedm^ by different forms,
we will analyze this section as to the jurisdiction thereby granted
to the Circuit Courts, with reference to the persons for or against
whom it is granted, the subject-matters over which it is extended,
and the modes and forms of proceeding required to be adopted.
As soon as we shall have ascertained what the jurisdiction of the
Circuit Court is, under the 8th section, it will be easy to apply it to
the District Court, for as the two courts under the 8th section have
concurrent jurisdiction, it follows that whatever jurisdicticm is
JANUARY TERM, 1846. m
Ex parte Christy.
gnaoited by that section to the one is granted to the other. When the
Circuit Court's jurisdiction under it is known, the District Court's
jurisdiction under it is known to be the same, and we thus arrive
at a clear and precise conception of the two district jurisdictions,
which we allege exist in the District Court, namely :
1. Its summary jurisdiction as to parties claiming under the bank-
ruptcy.
2. Its jurisdiction as a court of law and equity, for or agains
parties claiming adversely to the bankruptcy ; a jurisdiction not sum-
mary, but to be exercised according to the usual modes smd forms
of courts of chancery or common law, according as the nature of
the case made, or the relief sought, belongs to the one or the other
forum.
Let us examine, then, the jurisdiction granted by the 8th section
to the Circuit Court.
1. It extends to all suits at law or in equity brought by an as-
signee against any person claiming an adverse mterest.
2. To all suits at law or in equity by such person, against such
as^nee, touching any property or nghts of the bankrupt.
'flius we see that the very jurisdiction over persons claiming an
adverse interest and rights,, not arising under the bankruptcy, but
in opposition to it, which tiie 6th section did not ^ant to the Dis-
trict Court exercising summary jurisdiction, has been granted to
the Circuit Court by tiie 8th section, as a court of common law and
equity, proceeding according to its ordinary jurisdiction in such
Quits, and according to the usual modes and forms of proceeding in
chancery, where a chancery remedy is sought, and of common law,
where a* common law remedy b adequate.
The District Court, then, as a court of summary jurisdiction, has
no cognisance of cases for or against persons claiming an adverse
interest, but the Circuit Court has ; and the Circuit Court, as to such
cases, proceeds not summarily, but according to the usual modes
and forms of courts of common law or chancery*.
Now the jurisdiction cpranted to the District Court by the 8tii
section is concurrent wim that given to the Circuit Court by the
8th isection — ^that is to say, it is neither more nor less, but precisely
the same ; to be exercised over the same ^ parties, in the same way,
and by the same rules and forms of proc^eaing.
There are then two distinct jurisdictions given to the District
Courts ; as. we u^dertook to prove.
The one a summary jurisaiction, to be exercised over all claifti-
ing under the ba^^kruptcy, and this jurisdiction is exclusive. The
other a forihal jurisdiction, coextensive with that. given to the Cir^
cuit Court, for and against |)ersons claiming adversely to the bank-
ruptcy, which junsuiction is not summary, but to be exercised
according to the usual forms of common law or chancery.
The suminary jurisdiction of the Bankrupt Court may be admit-
a04 8UPREME COURT.
Ex parte Ohristj.
ted for die puiposes of this argument^ to be ezduaii^ and widioot
appeid.
But the jurisdiction granted to tlie Circuit Court orer persona
claiming an .adverse interest, is not summaiy, but is the ordinary
jiurisdiction of that' court as a court of common law and cbancei^j
extended over a new *class df. cases, and a new description of suit-
orSy it is tru6> but to be exercised according to fong-estabUdbed
forms ; and as the onlj jurisdiction possessed oy the District Court
oyer persons, not parties to the bankruptcy, but claiming adversely
to it, is precisely tiie same as tiiat riven by tiie 8th section to tibe
Circuit Court, it follows tiiat, when me District Court takes cogni-
sance of that clan of cases, its jurisdiction is to^ be exercised ac-
cording to the usual forms of chancery and common law, by bill or
suit, precisely as the Circuit Court would exercise it.
The Circuit Court in such cases cannot decide summarily, and
as the jurisdiction of -the District Court is^ie same, and no more,
as to that description of persons^ and controversies, the District
Court cannot deade summarily.
To maintain the opposite doctrine, is to assert that a concurrent
jurisdfetion may be dinferent, and greater in the one court than ihe
otiier, and that the fonnal and summary jurisdictions of a court may
be adopted and intermin^ed at its pleasure. It is indisputable,
and conviction results from a mere inspection of the proceeding
tiiat T^nDiam Christy, the assignee, is proceeding in the Distnct
Court, fitting in bankruptcy, and according to tine course of its
summaiy jurisdiction as a bankrupt court
l%e petition is so addressed, [p. 7 of the printed papers attached
to the suggestion.] All the pleading and orders in the cause are
uniformly so entitled. Thej are ^^ih the United States District
Covaij sitting in bankruptcy,'* pp. 7, 12, 14, 23, 24, 25, 26, 27,
and 28.
Now, where the relief sought belongs to the chancery jurisdiction,
it must be soujdit in Louisiana, as wSl as elsewhere, in the courts
of the United States, according to the course and forms of chancery
practice. ' McCuUum v. Eag^, 2 Howard, 63.
** The proceeding of the asrignee is by petition, not by bill in
chancery.
The motife of his so proceeding is sufficientiy obvious. If he
can. maintain the jurisdiction of the District Court, exercising sum-
maiy jurisdiction in bankruptcy, he cuts off aIl*appeaL He has
succeeded in persuading the District Court, that the case comes
under, and belongs to its summary cogniamcfe. A ipleai to the
jurisdiction upon the very ground we are arguing, has been sub-
mitted to that court and overruled. Vide the plea to the jurisdic-
tion, p. 26, 26, of the printed record annexed to the suggestion,
and order overndin^it, p. 26.
In fime, therefore, it is mamfest that William Christy, the assignee.
JANUARY TERM, 184ft. tOB
Ex parte Chrittjr.
18 proeeediD^ in tbe bankrupt court, according to the course of ill
aommaiy junkliction.
The plea so expressly alleges, pp. 25, 26.
Bj demurring ore terms to the plea, which he is held to have
done, by praying judgment of the court upon it, aldiou|^ no formal
demurrer isr allowed by the law or practice of Louisiana, he admits
the fact
And the court, by overruli&g the plea; decide, tiiat he ia pro-
ceeding in the court of bankruptcy, according to the course €i its
summary jurisdiction, but tibat he is rightfully and lawfully proceed-
ingthere.
This is the precise point we have attempted to disproTe, and
upon which we sedc the judgment ct this court, in the form of an
order for a prohibition.
Thus, then, we think we have sustained tiie first branch of our ar-
gument, namely, Aat the District Court of the United States for the
eastern district of Louisiana is proceeding in the. case (rf* William
Christy, assignee, against the City Bank of New Orleans, widiout
jurisdiction, and contrary to law, and in such manner as to depriye
the City Bank of an important legal ri^t.
This view is sustained by the decision of the late Mr. Justice
Baldwin, Ex parte Dudley, Penn. Law Jour., Nov. 19, 1842, p. 297;
by Briggs V. Stephens, per Conkling, J., Law Reporter, Oct 1844,
p. 282.
The decision of Mr. Justice Baldwin, m the matter of John Ker-
lin, reported for the United States Gazette, 26 October, 1843.
The dissenting opmion of Judee Bullard, b the case of The State
V. Rosanda, p. 23 of the Printed Documents, in which it is under-
stood Chief Justice Martin agrees, although he did not sit in die
cause; and the dissenting opinion of the same judge in Bank's case,
p. 7 of the same documents.
Assuming, therefore, that the true jurisdiction, in a case like the
present, is not in the District Court proceeding summarily by peti*
tion and order, but in the United States Circuit Court for d^e eastern
district of Louisiana sitting in chancery, or the District Court of that
district having concurrent ' chancery jurisdiction, in cases for or
acamst a creditor claiming adrersely, under and by virtue of the
89i section of the. bankrupt act, in which suit the proceeding must
be by bill and answer, according to the usual diancery rules and
forms.
We are next to show that in such a case an appeal would lie.
(Mr. Wilde went on to msdntain this proposition, citing many au-
thorities.)
We r^ard it, then, as established, that from the summary juiif-
diction of the bankrupt court no appeal lies.
That firom the chancery jurisdiction, granted by the 8th section
concurrently to the Circuit and District Courts, an ^peal does lie.
VoL.in.— 39 2c2
aes SUPREME COURT.
Ez parte Christjr.
That the summaiy jurisdiction does not extend to a party claiming
adversely.
That the chancery does.
And that Christy, in resorting to the summaiy jurisdiction, does
so because he. has an evident interest to deprive the bank of die right
of appeal, and to oust this court of its ultimate appellate jurisdiction.
All this may be true, and yet ve may have no redress.
Let us nOiW inquire iif this court be competent to grant us any re-
medy, and whether we have sought the proper one.
We have seen, in the early part of this argument, from the Eng-
lish authorities, that in the lung's Bench this would be clearly a case
for a prohibition.
But this court,^it has already been admitted, does not possess, in
such cases, an authority coextensive with that of the King^s Bench.
We arc to Aow —
Ist. That the exercise of such an authority is delegated to it by
the Constitution and laws of the United States; and
2d. That its exercise is necessary to protect its appeUate iuris-
diction.
First, then:
Has the Supreme Court power to issue writs of prohibition to the
lower courts of the United States geneially, wherever they exceed
their Jurisdiction ?
The 13th section of the Judiciary Act of 1789, 1 Laws U. S. 59,
S'ves this court power to issue writs of prohibition to the District
ourts, proceeding as courts of admiralty and maritime jurisdiction,
and writs of mandamus in cases warranted by law, to any courts, or
persons holding office under the United States.
The 14th sec^on gives power to issue writs of scire facias^ habeas
corfuSy and all othei writs not q>ecially provided for by statute, and
which may be necessary for the exercise of their Jurisdiction.
Now the writ of prohibition, in civil cases of common law and
equity jurisdiction, is a writ not specially provided for by statute;
and we undertake to. show hereafter that it is necessary forihe exer-
cise of the Supreme Court's appellate powers.
TBie first objection we must meet is that express authority being
E'ven to issue prohibitions in admicaity and maritime cases, it must
} presumed there is no such authority m any other cases : '^ eipressio
iMtttf est exclusio alterius.^^
But besides the argument already used in anticipation, that the
writ in common law cases is not specially provided for by statute,
and ttierefore within the general powers granted by the 14tn section,
it may be remarked : —
That it would be singular, indeed, if it did not lie by our law, in
all tiiat laige class of cases in which it does lie hy the law of Eng-
land, and vice versa^ that in the only case where it has been some-
times held not tp lie by the law of^ England, it does lie by our law.
JANUARY TERM, 184S. «0T
Ex parte Christy.
-
Such an anomaly would be contrary to the spirit of our whole le-
Slslation, whose tendency is to extend justice, not to barricade juris-
ictions.
But why, then, was the express grant of power made to issue pro-
hibitions in admiralty cases? Considered historically, the answer is
obvious: out of abundant caution.
At that neriod the jealousy of a part, and a lar^e part, of the peo-
ple towarcb the courts of the United States, especially those not jpro-
ceeding according to the course of the. common law, was excessive.
The amendments made to the Constitution, and the debates of the
time, are conclusive proofs of the fact.
The decisions of Lord Mansfield in Lecaux v, Eden, and Lindo v.
Rodney, were made in 1781 and 1782, and in 1789 must have been
well known in the United States.
They declared that a writ of prohibition did not fie from the courts
of cottaion l^w to a court of exclusive iurisdiction — as the Court of
Prize — althou^ it was alleged the goods belonged to a British sub-
ject, and were seized on land.
This was certainly quite enough to alarm a sensitive jealousy ;
and though the enactment may not have covered the whole ground
of apprehension, the fair inference under all the circumstances is,
that the clause in our act was adopted to extend the remedy, by
prohibition, t6 cases which it was supposed it could not reach by
the common law — ^to enlarge the remedy, not to contract it.
The general power to issue all other writs necessary to the exer-
cise of meir jurisdiction, is broad enough to cover prohibitions, when
used as an appellate or revisory process.
(Mr. WUde then went on to revidW and criticise the cases of Mar-
bury r. Madison, Weston v. City Council of Charieston, 2 Peters,
464; Cohens. r, Virginia, 6 Wheat. 397; and contended tliat the
authority to issue a writ of prohibition rested upon the same ground
as writs o( mandamus and procedendo^ viz., the necessity of protect-
ing the appellate jurisdiction of the Supreme Court.)
If our distinction between the summary bankrupt jiirisdiclion and
the formal chancery jurisdiction of the District Court be well taken,
it follows, that when the district judge, sitting in the summary court
of bankruptcy, i/suri)s the authority of the formal chancery court, and
subjects to the power persons and things belonjrjng to the cognisimc^
of the latter, he commits an excess of jurisiliction.
If the assopiate justice presiding in the Circuit Court of th.it dis-
trict, sustains the District Court in that excess, an<l says, as he is sup^
))Osed to have done, that it is procoeiiing regularly and lawfully,
when in truth its proceedings aix! irregular and unlawful, then either
this coiu*t must have power to issue a prohihifion, or ils authority to
revise the pi-geeedings of inferior tribunals, to confine them within
the limits of their jurisdiction, and to protect their own, is so far
completely nullified.
a08 SUPREME COURT.
Ex: parte Christy.
If the application foi" a prohibitioiiy therefore, must first be made
to the Circuit Court, and when refused there cannot be broug^here
by appeal, or writ of error, it follows, that althou^ this court would
have ultimate appellate jurisdiction of this cause, if r^;ularly brou|^t
and prosecuted according to law^ on the chancery sioe of that court,
yet, if irregularly and unlawfully prosecuted on the bankrupt side,
and the district judge and circuit jud^ erroneously sustain it there,
we have no redress, and this tribunal is impotent to preserve its own
uHiinqte appellate jurisdiction. In tke language of Chief Justice
Marshall, ** It can neither revise the judgment of the inferior court
nor suspend its proceedings." 6 Wheat 397.
For the general practice in ptohibidon, we refer the court to
Croucher v. Collins, 1 Saund. 136, 140, notes 1, 2, 3, 4, and 5;
2 Chitty's General Practice, 355; 3 Black. Com. 355 ; 2 Sell. Pract.
425. Cases in Prohibition: 14 Petersdorf Abf. verbo ProhUniian;
2 Sdk. 547; 3 Mod. 244; 6 Mod. 79; 11 Mod. 30. Leading
Cases: Leman v. Goulty, 3 Term R. 3; Dutens v. Robson, 1 H.
Black. 100 ; 2 H. Black. 100, 107 ; Lecaux v. Eden, Douglass, 594 ;
Lindb v. Rodney, Ibid. 613. Pleadings and Forms : 6 Wentwordi's
Pleadings, 242, 304-, 1 Saund. 136, 142.
Mr. Justice STORY delivered the opinion of the court.
This is the case of an application on behalf of the City Bank of
View Orleans to diis court for a prohibition to be issued to tlie Dis-
trict Court of the United States for the district of Louisiana, to pro-
hibit it from further proceedings in a certain case in bankruptcy
pending in the said court upon the petition of William Chri^, as-
signee of Daniel T. Walden, a banlmipt The suggestions for tibe
writ state at large the whole proaeedings before theDistrict Court,
and contain allegations of some other facts, which either do not ap*
pear at aU upon the face of those proceedings, or qualify or contra-
dict some of the statements contained therein. So &r as respects
these allegations of facts, not so found in the proceedings of the Dis-
trict Couit, we are not upon the present occasion at liberty to entertain
an;jr consideration thereof for the purpose of examination or decision,
as tt would be an exercise of origimuijurisdiction on the part of ^his
court 'not confided to us by law. llie application for the prohibi-
tion is made upon the ground that the District Court has transcend^
its jurisdictioQ in entertaining those proceedings ; and whether it
has or not must depend, not upon &cts stated dehors the record,
but upon those stated in the record, upon whieh the District Court
was called to act, and by which alone it could regulate its judgment
Other ijiatters, whether goin^ to oust the jurisdiction of the court, or
to establish the want of ments in the case of the plaintiflT, constitute
I>roperIy a defence to the suit, to be propounded for the conadera-
tion of ttie District Court by suitable pleadings, siq)ported fay suit-
JANUARY TERM, IMi, M»
Bx parte Olirifty.
d)b pvoofii, and caouiot be admitted here to
District ODQit to ent^tain tbe suit
Let UB then see wbiat is the nature of the case ori^naUyjpresented
to ^ District Court It is founded upon a petition or William
C^uisly, as assignee of Daniel T. Walden, a bankrupt, in Idiich he
states, ttuit the bankrupt, at ihe time of his filing ms schedule of
propoty and soarrendenng it to his creditors^ was in poflsession of a
Inge lunount of real estate, described in the petitiMi, situate in the
dtj of New Qrl^ms, ^riiich wa^ to be administered and disposed
of in baiJonptx^ ; the bankrupt hating ^plied to the court for the
benefit of the Bankrupt Act ' It fiirther states, that the City Bank
of New Orleans, claiming to be a creditor (rf* the bankrupt and to
have a mortoage on the dbresaid property, the said, coiporation b^
ing a schedule creditor, being^ a par^ to die proceedings in' bank-
ruptcy, aod beinj^ fully aware of tbe pendency of the same pro-
cee<mg8, did proceed to the seizure of tbe said prpperty, and did
ttosectite ike said seizure to a sale of the jnme property, the same
being put up and oflRsred tCa liale at public auction 'by the sheriff ot
the state District Courts on or about the 27di:of June, 1842 ;' and
k was by die said dienff declared to. be struck off to die said City
Bank, notwidutuiding the remonstrances of the said assignee and
his demands to haVe the same d^vered up to himfor the benefit
of all the creditors of die bankrupt It further avers, diat thesame
property was illegallT offered tor sale, and that it is itself a*nullityi
and confisrred no title on the said City Bank ; &at the* sale was a
fiaud upon the Bankrupt Act ; diat die City Bank attempted thereby
to obtam an illegal preference and priority oyer the other creditoi^
of the bankrupt and diat the property was sold at two-thirds only
of its estimatra yalue ; that the City Bank had neyer dderated to.
2 person the'authori^ to bi4 off die same to the said baiu: at the
; and that die preyious fonnalities required hv law for die sale
were not comjplied with, and that the proper^ had been illecdly
adyeftised and aiq>raiiied. It further ayers, that the bankrupt^ lonff
C 'or to his banlmiptcy, was contesdng^the debt chdfned by the said
ik; and contefimng that the said debt was not owing by him,
and the said.properbr was not bound thereby. It furdier avers, ^ask
die said debt is yoia for usury on the part of the said bank in mak-
ing the loan, the same not having been made in mon^, but that it
was leceiyed as at par in bonds of the Municipality No. 2, whiitdi
W9ie then at depredatioirat from twenty to twenKy-five per cent., at
dieir real current market value ; add that the said bank had no au-
dioritjr to make the s^ contract or to accept or execute the mort-
gage given by the bankrupt, and that the contract and mortgage are
utterly void, and should be so decreed by the court
The prayer of the petition i^, thai the cheriff's adjudication of die
said property inay be declared null and void, and that the said pro-
perty may be adjudged to form part of the bankruptcy and given up
8M SUPREME GOURT.
Ex parte Christj.
' , ,11
to the petitioner to be by him administered and disposed of in the
said bankruptcy and according to law ; that the jsaid debt and mort*
cage may be decreed to be null and void, and the estate of the said
bankrupt discharged from the payment thereof; and that if the said
adjudication shall be held yaud, and the debt and mortgage main^
tained by the court, then that die amount of the said adjudication
may be ordered to be paid oyer by the said bank to the petitioner,
to be accounted for and distributed by him according to law in the
course of the settlement of the bankrupt's estate, and for all general
and equitable relief in the premises.
To this petition the bank, by way of answer, pleaded various
pleas — (1) That the District Court had no jurisdiction to decide
upon th6 premises in Uie petition ; (2) That the subject had already
become res judicata in two suits of D. T. Walden v. The Cjty Bank,
and The City Bank t;. D. T. Walden, in. the state courts, and by
the District Court upon the petition ^of D. T. Walden for an injimc-
tion, (not stating the nature or subject-matters of such suits, so as to
ascertain the exact matters therem in controversy;) (3)' That the
petition contained inconsistent, demand^, viz. : that the sale be set
aside, and that the proceeds of the sale be decreed to the petitioner;
and (4) That the mortgages to the bank were valid upon adequate
considerations ; that the order of seizure and sale were duly granted,
and the sale duly made with all legal formalities, and the proper^
adjudicated to the bank ; that the price of the adjudication was re-
tamed by the bank td satisfy the said mortgages, and that the bank
became and were the lawful owners 6f the property. The pleas
concluded with a denial of all the alle^tions in the petition^ and
prayed tiiat the issues in fact inyoli^d m the petition be tried by a
jury. It is unnecessary for us to consider whether such a mode of
leading is allowable in any proceedings in equity, i^ether they are
mmary or plenary.
Upon this state of the pleadings the petitioner took exceptions to
the answer of the bank, and three questions were adioumed into the
Circuit Court for its decision. To these questions the Circuit Court
returned the following answers. (See them quoted in the statement
of the Reporter.)
Subsequently the assignee filed a supplemental or amended peti-
tion in the District Court, stating the matters contained in the original
petition more fully and at large, ^with' more precise averments, sAid
mainly relying thereon ; and alleging, among other things, that tinQ
City Bank became a party to the proceeding in bankruptcy ; and
by a subsequent amendment or supplementalallegation the as^gnee
averred, that the bank became a party to the proceeding in bank-
ruptcy, first, by operation of law, the bank being at the time of the
bankruptcy mortgage creditors of thje bankrupt and named in his
schedule ; secondly, by their own act, having nled a petition in the
court, in September, 1842, praying that the demand of the assignee
JANUARY TERM, 1846. 811
Ex parte Christy.
for the postponement of the sale of certain property be disregarded,
that their privileges be recognised, and that the proper^ be sold
under an order of the court for cash ; and that the court bad since
lefiised leave to the bank to withdraw and discontinue the latter ap-
plication and petition.
To the supplemental and amended petition the bank put in an
answer or plea, denying the jurisdiction of the District Court to take
cognisance thereof, ana insisting ^at they had never proved their
debt in bankruptcy, but had prosecuted dieir remedy in the state
courts against ihe mortgaged property, relying upon their mortgage
as a lien wholly exempted from the operation of the bankruptcy by
the express- terms of the Bankrupt Act ; that the District Court, sit-
ting as a bankrupt court, and holding summary jurisdiction in mat*
ters of bankruptcy under the act of Congress, ou^t not to take co^
nisance of the petition and su{5plemental petition, inasmuch as dl
ilurisdiction over the premises is by law vested in and of right be-
onfi|s to the Circuit Court.of the United States for the eastern district
of Louisiana, holding jurisdiction in equity, and proceeding accord-
ing to die forms and principles of chanceiy as prescribed by law, or
to die District Court of ihe United States, proceeding in the same
manner, and vested with concurrent jurisdiction over all suits at law
br. in equity brought by an assignee against any person claiming an
adverse interest, which courts are competent to entertain the suit of
the petitioner and grant him the relief prayed for, if by law entitled
to me same, and not this court ; and the bank, therefore, prayed
the said petition and supplemental petition to be dismissed for want
of jurisdiction.
The District Court affirmed its jurisdictionp considering that the
matters of the plea had been already determmed by the decree of
the Circuit -Court already referred to, and overrulea the pleaj and
ordered the bank to answer'to the m'erits of the cause.
It is at this stage of the proceedings, so far as the record before
us enables us to see, that the motion for the prohibition has been
brought before this court for consideration and decision. Upon the
argument the principal questions which have been discussed are,
first, what is the true nature and extent of the jurisdiction of the
District Court sitting in bankruptcy ? secondly, whether if the Dis-
trict Court has. exceeded its jurisdiction in the present case, a Wait
of prohibition lies from this court to that court to stay farther pro-
ceedings ? Each of these questions is of great importance, and the
first in an especial manner having given rise to some diversity of
opinion in the different circuits, and lying at the foundation of all
the proceedings in bankruptcy, is essential to be decided in order to
a safe and just administratiQn of justice under the Bankrupt Act.
In the first place, then, as to the jurisdiction of the District Court
in matters of bankruptcy. Independent of the Bankrupt Act of
1841, chap. 9, the Distnct Courts of the United States possess no
SIS SUPREME COUBT.
Bz parte Chrifty.
equity jurisdiction Tdiataocrer ; for the prerioiisl^^
conferred no such authority upon mem. WhateTer jurisdietioii,
Aerefore, Ihey now possess is wholly derived from diat act Aiid|
9S we shall presently see, the iurisdictio^ thus confeired is to be^s*
ercised by that court summaruy in the nature of summaiy proceed**
ittflss in equity.
The obvious deaga of the Bankrujit Act of 1841, chap. 9, was
to secure a prompt and effectual administration and setdement 6£
the estate of all bankrupts within a limited period. For this pur-
pose it was m^ispensable that an entire system ade(]|uate to that end
diould be {>rovided by Congress, capable ot bemg- woiked out
through the instrumentality oiits own courts, independent^ of all
aid and assistance from any other tribunals over which it could
exercise* no efiectual control. The lOfii section (rf* the act dedaies^
that in order to ensure a roeedy settlement and close of^lhe jffo-
ceedioigs in each case in Danlouptcy, it AdH be the duty dt the
court to order and direct a collection of the assets, and a reduction
of the same to money, and a distribution thereof at i» early periods
as pracacable, consistaitly with a due regard to die interests of die
creditors, and that audi custribution of the assets, so fiur as can be
done consistently widi the rights of third persons having adverse
claims thereto, ehall be made as often as once in six months ; and
diat all the proceedings in bankruptcy m each case, if practicable,
diaQ be finally adjusted, settled, and brou^t to a close by the court,
within two year^ after the decree declanng the bankruptcy. By
anodier section of die act, (§ 3^) die assignee is vested with all the
rijB;hts, tides, powers, and authorities, to sell, manage, »and dispose
of the estate and property of the bankrupt, of ev^ name and
nature, and to sue mr and defimd the same, subject to the orders
and dire^ons of the court, as fally as the bankrupt mig^ before his,
bankruptcy. By another section, (§ 9,) all sales, transfers, and'
other convcnrances of the bankrupt's property, add ri^its of prc^erQr,
are required to be made by the assignee ^t such times and in sqch
manner as shall be ordared and appointed by the court in bank-
ruptcy. By another section, (§ 11,) the asrignee is clothed widifbll
authority, by and under the o«der and direction of the proper court
in banlmiptcy, to redeem and discharge any mortgage, or other
pledge, or deposit, or lien upon any property, real or personal, and
to tender a due pc^ormance thereof and to compound any debts or
odier claims or securities due or bdonging to the estate of the
bankrupt
From this brief review of diese enactments it is manifest tiiat
the purposes so essential to the lust operation of the bankrupt sys^
tem, could scarcely be accomplished except by clothing the courts
of die United States sitting in bankruptcy with the most ample post-
ers and jurisdiction to accomplish diem ; and it would be a matter
of extreme surprise if^ when Congress had dius required the e»d.
JANUARY TERM> 1946. 8»
Ex parte Christj.
they should at the same time have wilhheld the means Inr Tdiich
alone it could be successfiilfy' reached. AccorcUnely we md that
byihe 6th section of the act it is expressly provided, ^^that die Dis-
trict Court in eyeiy district shall have junsdiction in aU matters and
proceedings in bankruptcy arising under this act, and any other act
vyhich may hereafter be passed on the subject of bankruptcy, the
said jurisdiction to be exercised summarily in the nature of sum-
maiy pn)ceedinfi8 in equity ; end for this purpose the said District
Court diall be &emed always open. Ana the district judge mqr
adjourn any noint or question annnr in any case in banlmifrtcvinto
the ^rcuit Court for the district, in nis discretion, to be there heard
and detennined ; and for diis purpose the Circuit Court of such dis-
trict shall also be deemed always open." If the section had stopped
here, there could have been no reasonable ground to doubt that it
reached all cases vriiere the rights, claims, and proper^ of the bank-
rupt, or diose of his assignee, are concerned, smce they are matters
arising under &e.act, ana are necessarily involved in the due admin-
istration and setdement of the bankrupt's estate. In this respect the
language of the act seems to have been borrowed from the lan^age
of tne Constitution, in whidi the judicial power is declared to ex-
tend to cases arising under the Constitution, laws, or treaties of the
XJmted States. But the section does not stop here, but in order to
avoid aU doubt it goes on to enumerate certam specific classed of
cases to which the jurisdiction qhall be deemed to extend, not by
wa^ of limitation, but in explanation and illustration of the gene-
rality of die preceding language. The action iurther decmres:
<^ And the jurisdiction hereby conferred on die District Court shall
extend to all cases and controversies in bankruptcy arising between
the bankrupt and any creditor or creditors, who shall claim any dd>t
or demand under the bankruptcy ; to all cases ;and controversies
between sudi creditor or creditors and the assignee of the estate,
Aether in office or removed ; and to all acts, matters, and thinss,
to be done under and in virtue of the bankruptcy until the final &-
tribution and setdement of the estate of the bankrupt, and the close
of the proceedings in bankruptcy." This last clause b manifest^
added m order to prevent die force of any argument that die specific
enumeration of the particular classesi of cases ou^t to "be construed
as excluding all. odiers not enumerated, upon the known maxim,
often incorrecdy applied, txprtssio umus est excbisio alterius. The
8di section of die act further illustrates this subject. It is there pco-
vided, " that the Circuit Court within and for the district where tile
decree of bankruptry is passed, shall have concurretit ju isdiction
with the District Cc- irt of the same district, of all suits at law and
in equity which Ina^ and shall be bro'udit by auy assignee of the
bankrupt against any person c persons claiming an adverse inte est,
or by such pelrson against such assignee touching any propert. or
rights of property of such bankrupt ti-ansferrable to or vested in such
Vol.111.— «) 2D
814 SUPREME COURT.
Ex parte Christy.
assignee.^' Now, this clause certainly supposes either that the Dis-
trict Court, in virtue of the 6th section above cited, is already in
full possesion of the jurisdiction, in the class of cases here men-
tioned, at least so far as they are of an equitable nature, and then
confers the like concurrent jurisdiction on tjie Circuit Court, or it
intends to confer on both courts a coextensive authority over that
very class of cases, and thereby demonstrates thftt Congress did not
intend to limit the jurisdiction of the District Court to the classes of
cases specificallv enumerated in the 6th section, but to bring within
its reach all adverse claims. Of course, in whichever court such
adverse suit shpuld be first brought, that would give such court full
jurisdiction thereof, to the exclusion of the other, but in no shape
whatsoever can this clause be construed otherwise to abridge the
exclusive jurisdiction of the District Court over all other " matters
and proceedings in bankruptcy arising under the act," or over " all
acts, and matters and things to be done under and in virtue of the
bankniptcy." *-
One ground urged in the declinatory plea of the bank to the sup-
plemental petition, and also in the argument here, is, that the Dis-
trict Court would have had jurisdiction in equity over the present
case, if the suit had been by a formal bill and other plenary pro-
ceedings according to the common course of such suits in the Cir-
cuit Court, but that it has no right to sustain the suit in its present
form of a summary proceeding in equity. Now, without stopping
to consider whether the petition of the assignee in the present case
is not m substance, and for all useful purposes, a bill in equity, it is
clear that the suggestion has no -foundation whatsoever in the lan-
guage or objects of the 6th or 8th sections of the Bankrupt Act.
There is no provision m tlie former section authorizing or requiring
the District Court to proceed in equity otherwise than " summarily
in the nature of summary proceedings in equity ;" and that court is
by the same section clothed with ImII power and authority, arid in-
deed it is made its duty, " from time to time to prescribe suitable
rules, and regulations, and forms of proceedings, in all matters in
bankruptcy,''^ subject to the revision of the Circuit Court ; and it is
added : *' And in all such rules, and regidations, and forms, it shall
be the duty of the said courts to make them as simple and brief as
practicable, to the end to avoid all unnecessary expenses, and to
racilitnte the use thereof by "the public at large." If any infer-
ence is to be drawn from this language, it b, not that the District
Court sliould in any case proceed by plenary proceedings in equity
in cases of bankniptcy, but that the Circuit Court should, by the
interj^osition of its revisini^; power, aid in the suppression of any
such plenary proceedings it* they should be attempted tliercin. The
manifest object of the act was to provide speedy proceedings, and
the asi'ertainment and adjustment of all claims and rights in favour
of or against the bankrupt's estate, in the most expediUous manner,
JANUARY TERM, 1846. dl5
Ex parte Christy.
consistent >vith justice and equity, without being retarded or ob-
structed by formal proceedings, according to the general course of
equity practice, which had nothing to do with the merits.
Anodier ground of objection insisted on in the argument is, that
the lan^age of the 6th isection, where it refers to " any creditor,
or creditors, who shall claim any debt or demand under the bank-
ruptcy," is exclusively limited to such creditors as come in and
prove their debts under the bankruptcy, and does not apply to
creditors who claim adversely thereto. If this argument were well
founded, it would be sufficient to say, that the case would then fall
within the concurrent jurisdiction given by the 8th section already
cited, and therefore not avail for the City Bank. But we do not so
interpret the language. When creditors are spoken of *^ who claim
a debt or demand under the bankruptcy^" we understand the mean-
ing to be that they are creditors of the bankrupt, and that their debts
constitute present subsisting claims upon the bankrupt's estate, un-
extinguished in fact or in law, and capable of being asserted under
the bankruptcy in any manner and form which the creditors might
elect, whether they have a security by way of pledge- or mortgage
therefor or not. U they have a pledge or mortgage therefor, they
may apply to \he court to have the same sold, and the proceeds
thereof applied towards the payment of their debts pro tantOy and
to prove for the residue ; or, on the 6ther hand, thfe assignee may
contest their claims in the court, or seek to ascertain the true amount
thereof, and have the residue of the property, after satisfying their
claims, applied for the benefit of the other creditors. Still, the
debts 01 demands are in either view^ debts or demands under the
bankruptcy, and they are required by the Bankrupt Act to be in-
cluded by die bankrupt in the list of the debts due to his creditors
when he applies for the benefit of the act ; so that there is nothing
in the language or intent of the 6th Action to justify the conclusion
which the argument seeks to arrive at. The 5th section of the
Bankrupt Act is framed diver^o intuitu. It does not speak of
creditors who shall claim any debt or demand undt*r the bankruptcy,
but it uses other qualifying langua^. The words are : " All cre-
ditors coming in and proving' their debts under such bankruptcy in
thcmanner hereinafter prescribed, the same being bona fide debts,
shall be entitled to diare in the bankrupt's property and (?ffects pro
rata^ &c. ; and no creditor or other person coming in or pronng his
debt or other claim, shall be allowed to maintain any suit at law or
in equity therefor, but shall be deemed thereby to have waived all
right of action and suit against such bankrupt." But this provision
by no means interferes with the right of any creditor to proceed
against the assignee under the bankruptcy to have the benefit of
any mortgage, pledge, or other security, pro tanto for his debt, if
he elects so to do, or with the rights of the assignee to redeem the
816 BUPREME COURT.
Ex parte Christj.
same, oi otherwise to contest the validity of the debt or secuiitj
under the bankruptcy.
It is also suggested that the proviso of the 2d section of the act
declares, *^That nothing in this act shall be construed to annul,
destroy, or impair any lawful rights of married women or minors, or
anv liens, mortgages, or other securities on property, real or perso-
na), which may be valid by thje laws of &e staites respectively, and
which may not be inconsistent with the provisions of the 2d and
5th sections of this act;" and that thereby such liens, mortgages,
and other securities are* saved from the operation of the Ba&rupt
Act, and by inference from the jurisdiction of the District Court.
But we are of opinion that the iniS^rence thus attempted to be drawn,
b not justified by the premises. There i^ no doubt &at the liens,
mortgi^;es, and other securities within the purview of this proviso,
80 w as they are valid by the state laws, are not to be annulled,
destroyed, or impaired under the proceedings in bankruptcy; but
they are to be held of equal obligation and -^dity in the courts of
the United States as they would be in the state courts. The Pis-
trict Court, sittinfi^ in bankruptcy, is bound to respect and protect
them. But this does not and cannot interfere with the jurisdiction
and right of the ^District C ourt to inquire into and ascertain the vaU-
dity and extent of such liens, mortgages, and other securities, and
to grant the ^ame remedial justice and relief to all the parties inte-
rested therein as the state courts might or ought to erant. Jf the
argument has any force, it would go equally to establish, that no
court of the United States, neither me Circuit Court, nor the Dis-
trict Court, could entertain any jurisdiction over any isuch cases, but
that ibej exclusively belong to the jurisdiction of the state courft.
Such a conclusion would be at war with the whole theory and prac-
tice under the judicial power given bv the Constitution-and laws of
the United States. The rij^ts and the remedies in such cases are
entirely distinct. While the former are to be fully recognised in all
eourts, the latter belong to the lex/ariy and are within the compe-
tency of the national courts eoually with the state courts.
Let us sift this argument a little more in detail. The 8th section
of the Bankrupt Act. (as we have already seen) confers on the Cir-
cuit Court concurrent jurisdiction with the District Court of all suits
at law and in equitjr brou^t by the assignee against any persop
claiming an adverse intere^ and e converso by such person against
the assignee. Now, the argument at the bar supposes, that a cre-
ditor having toy lien, mortgage, or other security, falls within, the
d^egoiy here described as having an adverse interest Assuming
this to be true, (on which we give no opinion ; and the clause cer-
tainly does include persons claiming by titles paramount and not
under the bankrupt,) still it must be admitted that, under the 8di
•ection, a bill in eqliiQr may be brought by or against such creditor
in the Circuit Court to redeem or foreclose, or to enforce, or to set
JANUARY TERM> 1846, 817
Ex parte Ghrittj.
aside audi a lien, mortgage, or other security ? If it can be, tiben
the £en, mortes^, or other security, is not saved from* the cogni-
sance of the Circuit Court having jurisdiction in bankruptcy, out
the most ample remedies lie there ; and although the ri^ts ox such
creditors are to be protected, they are subject to the entire ezamina-
tioji and decision of the court as much as diey would be, if broudit
hefore the court in the exercise of its ordmaiy jurisdiotion. if,
tLen, the jurisdiction over such liens, hior^&ges,- and securities
essts in the Circuit Court, it follows from the very words of the
Baalorupt Act, that the District 'Court has a concurrent jurisdiction
to the same extent and with the same powers.
But it is objected, that the jurisdiction of the District Court is
^umrnarv in equity and without appeal to any higher court This
we reamly admit.x But this was a matter for the consideration of
Congress in framing the act. Cong;ress possess the sole right to say
what shall be the forms of proceedrnffs^ either in equity or at law, in
the courts of the United States ; and m what cases an appeal shall
be allowed or not It is a matter of sound discretion, and t6 be
exercised by Congress, in such a manner as shall in their judgment
best promote the public convenience and the true interests of the
citizens.* Because the proceedings are to be in the nature of sum*
maiy proceedings in equity, it by no means follows, that they are
not entirely consistent with the principles of justice' and adapted to
promote the interest as well ^s tne convemence of all suitors. Be-
cause there is no appeal given, it by no means foUows, that die
jurisdiction is eithev oppressive or dangerous. No appeal lies from
the judgments either of the District or Circuit Court in criminal
cases ; and yet within the cognisance of one' or both of those courts
are all crimes and offences against the United States, from diose
which are capital down to the lowest misdemeanors, affecting the
liberty and the proper^ of the citizens. And ^et there can be no
doubt that this denial of appellate jurisdiction is founded in a wise
protective public policy. The same reasoning would apply to the
S>pellate jurisdiction from the decrees and judgments 6f the Circuit
ourt, which are limited to cases above $20iD0, apd cases below
that sum embrace a lar^ proportion of the business of that court
But, in the present instance, ihe public policy of confidine the
whole jurisdiction to the District Court without appeal in ormnary
cases requires no daborate argument for its vindication. The dia*
trict judges are presumed to he entirely competent to all the duties
imposed upofi them by the Bankrupt Act. In cases of doubt or
difficulty, me- Judges have full authority riven to them to adjourn
any questions into the Circuit Court for a final decision. That very
course was adopted in the present case. In the next place, in one
class of cases, that of adverse interests' between the assignee and
diiird persons, either party is at libertjr to institute original proceed-
ings in the Circuit Court, if a prior suit has not been brought there-
S d2
818 SUPREME COURT.
Ex parte Christy.
for, in the District Court. So that here the act has afibrded efiectual
means to have the aid and assistance of the judge of the Circuit
Court, wherever it may seem to be either expeaient or necessary to
resolve any questions of importance or difficulty, and it has also
secured to parties having ah adverse interest a right at their election
to proceed m the District or the Circuit Court for any remedial jus-
tice which their case may require. On the other hand, the avowed
policv of the Bankrupt Act, that of ensuring a ^eedv administration
and distribution of the bankrupt's effects, would (as nas been already
suggested) be greatly retarded, if not utterly defeated by the delays
necessarily incident to regular and plenary proceedings in equity in
the District Court, or by allowing appeals from the District Court to
the Circuit Court in all matters arising under the Bankruptcy.
It is farther objected that, if the jurisdiction of the District Court
is as broad and comprehensive as the terms of the act justify accord-
ing to the interpretation here insisted on, it operates or may operate
to suspend or control all proceedings in the state courts either then
pending or thereafter to be brought bv any creditor or person hav-
ms any adverse interest to enforce bis rights or ol;tain remedial
rearms against the bankrupt or his assets after the bankruptcy. We
entertadn no doubt that, under the provisions of the 6th section of
the act, the District Court does possess full jurisdiction to suspend
or control such proceedings in the state courts, not by acting on the
courts, over which it possesses no authority ; but by acting on the
parties through the instrumentality of an injunction or other remedial
proceedings in equity upon due application made by the assignee
and a proper case bemg laid before the court requiring such inters
Terence. Such a course is very familiar in courts of chanceiy, in
cases where a creditors' bill is filed for the administration of the
estate qf a deceased person, and it becomes necessary or proper to
take the whole assets into the hands of the courts for the purpose of
collecting, and marshalling the assets, ascertaining and adjustinjj
conflicting priorities and claims, and accomplishing a due and equi^
table distrioution among all the parties in interest in the estate.
Similar proceedings have been instituted in England in cases of
bankruptcy ; and they were without doubt in the contemplation of
Congress as indispensable to the practical working of the bankrupt
System. But because tlie District Court does possess such a juns-
iction under the act, there is nothing in the act whicli requires that
it should in all cases be absolutely exercised. On the contrarj'j
where suits are pending in the state courts, and there is nothing m
Aem which requires tlie equitable interference of the District Court
to prevent any mischief or wrong to other creditors under the bank-
ruptcy, or any waste or misapplication of the assets, the parlies may
well DC permitted to proceed in such suits and consummate Aem
by proper decrees and judgments, especially where there is no sug-
gestion of any fraud or injustice on the part of the plaintiffs in those
JANUARY TERM* 1845. 819
Ex parte Chrlstj.
suits. The act itself contemplates that such suits may be prosecuted
and further proceedings had in the state courts ; for the assignee is
by the 3d section authorized to sue for and defend the property
vested in him under the bankruptcy, ^^ subject to the oraers and
directions of the District Court," <' and all suits at law and in equi^
then pending in which such bankrupt is a party, may be prosecuted
and oefended by such assignee to its final conclusion in the same
way and manner and with the same effect as they midit have been
by the bankrupt." So that here the prosecution or defence of any
such suits in the state courts is obviously intended to be placed un*
der the discretionary authority of the District Court And in point
of fact, as we all know, very few, comparatively speaking, of the
numerous suits pending in the state courts at the time of me bank-
ruptcy ever have been mterfered with, and never, unless some equi^
intervened which required the interposition of the District Court to
sustain or protect it. •
It would be easy to put cases in which the exercise of this author-
iQr may be indispensable on the part of the District Court, to prevent
irreparable iniuiy, or loss, or waste, of the assets, without aaverting
to the case at bar, where, upon the allegations in the petition and sup-
plemental petition, the creditors of the bankrupt are attempting to
enforce a mortgage asserted to be ilkfi^al and invalid, and to procure
a forced sale of me property by the sherifT, in an illegal and irregu-
lar manner, thereby saciificmg the interest of the other creditors un-
der the bankru'ptoy. Let us put the case of numerous suits pending,
or to be brought in the state courts, upon different mort^iges, by
the mortgagees, upon various tracts of land and other pnq>^rty,
some of £e mortgages being upon th6 whole of the tracts of land or
other property; some upon a part only thereof; some of them in-
volving a Qoimict of independent titles; some of them involving
Suestions as to the extinguishment, or satisfaction, or validity, of the
ebts ; and some of them involving verv doubtful questions as to the
construction of the terms and extent of the. conveyances. If all such
suits may be brought by the separate mortgagees, in the different
state tribunals, and the mortgagees cannot be compelled to join in,
or to be made parties defendant to one smgle^ bill, (as is certamly the
case in those states where general equity jurisdiction is not given to
die state courts,) it is most obvious that, as each of the state tribu-
nals may or must proceed upon the single case only before it, the
most conflicting decisions may be made, and gross and irreparable
a'ustice may be done to the other mortgagees, as well as to tbefi;ene-
creditors under the baidm^ptcy. An mis, however, is compietelv
avoided, by bringing the whole matters in controversy between all
the mortgagees before the District or Circuit Court, making them all
parties to the summary proceedings in ecjuity, and thus enabling the
court to marshal the nghts, and priorities, and claims, of all the
parties, and by a sale and odier proper proceedings, after satisfying
•BO BUPREME COURT.
Ex parte Christj.
die just claims of all the mortgagees, appljring the residue of Ae as-
sets, if any, for the benefit of the general creditors. Similar consi^
deiatioDS would apply to other liens and securities, held by different
parties in the same property, or fumi$hing grounds of conflict and
controyersy as to their resp^ctiye rights land claims.
Beades, how is the bankrupt court or the assignee, in a great
Tariety of cases of Bens, mortgaj^es, and other securities, to ascertain
Hie just and full amount thereof after the deduction of all payments
and equitable set-oi!s, unless it can entertain a suit in equity, for a
discovery of the debts, and payments, and set-ofTs, and grant suita^
ble relief in the premises? The bankrupt is not, in his schedule,
bound to specify tnem ; and if he did, ncm constat that the other par-
ties would admit their correctness, or that the general creditors
would admit their validity and amount. The 11th section of the
act gives the assignee full power and authority, by and under the
order and direction of the proper court in bankruptcy, to redeem
and discharge any mortgage or other pledge, or ueposit, or lien,
upon any property, and to tender a due periformance of the condi-
tions hereof. But how can this be eflectually done, unless the
bankrupt court and assignee can, by proceedings in that very court,
aacertain what is the amount of such mortgage, or pledge^ or depo-
sit, or lien, and what acts are to be done as a performance of the
mortgage, or pledge, or deposit, through the instrumentality of a
suit m the nature of a summary proceeding in equi^ for a discovery
and relief? If we are told that resort may be had to the state courts
for redress, one answer is, that in some of the states no adequate ju-
risdiction exists in the state courts, since they are not clothed with
general jurisdiction in equity. But a stronger and more conclusive
answer is, that Congress did ,not intend to trust the working of the
bankrupt system solely to the state courts of twenty-six states, whiclr
were independent of any control by the general government, and
were under no obligations to carry the system into effect. The ju-
dicial power of the United States is, by the Constitution, competent
to m such purposes; and Congress, by the act, intended to secure
the complete administration of the whole system in its own courts,
as it constitutionally might do.
Let us look at another provision of the act already referred to,
which declares, "that in order to insure a speedy settlement and
dose of the proceedings in each case in bankruptcy, it shall be the
duty of the court to order and direct a collection of the assets, and
a reduction of tiie same to money, and a distribution thereof, at as
early periods as practicable." Now here again, it may be repeated,
^t the end is required, and can it be doubted that adiequate means
to accomplish the end are intended to be given ? Construing the
language ot the 6th section as we construe it, adequate means are
^ven ; construing it the other way, and it excludes the jurisdiction,
if not of the whole subject, at least of the most ilnportant parts cf
JANUARY TERM, 1846. Sn
Ez parte Cfeuisij.
die system^ and thqr are left solely to the cognisance of tbe tribunak
of twenty-six different states, no one of vmck is bound by &e acts
of die others, or is under .the control of die national courts. If it be
admitted, (what cannot well be denied,) that the District Court may
order a nfe of the property of the bankrupt, under this section, how
can that sale be made safe to th6 purchasers, until all claims thereon
have been ascertained and adjusted? How can any distribution of
die assets be made, until all such*claims are definitivelv liquidated?
How can the proceedings be brought to a close at all, mr less within
the two years, unless all parties claiming an interest, adverse or other-
wise, can be brought before the bankrunt court, to assert and main-
tain diem ? Besioes, independendy of me delays which must neces-
sarily be incident to a resort to state tribunals to adjust the matters
and rights afiected by or ari«ng in bmkn^ptcy, consideiii^ the vast
numbsT of cases pending in t)u>se courts, m-the due admmistradoa
of their own' jurisprudeh<er«nd laws, there could htfdly fidl to be a
conflict in the decisions, as to the priority and extent of the varioas
clidms of the creditors, pursuing their rentes therein in disdnct and
independent suits, and peiiiaps, also,, in different state tribunals of
co-ordinate jurisdiction. These are but a few of die cases which
may be put to diow the propriety, nay, the neces9ity, of the jurisdic*
tkinof the District Court to the full extent of reaching all cases aria-
inffout of the bankrupt act.
The truth is, (as hiM been already asserted,) dkat in no odier wqr
could the bankrupt system be put into operation, without inteimina-
Ue doubts, controyenries, embarrassments, ana difficnlties, or in
such a manqer as to aduere the true end and design thereof. Its
success was dependent ui>on the national machinery being made
adequate to all the exigencies of die act Pronqyt ahd ready action,
without heavy charges or «q>enses, could be safely relied on, when
the whole jurisdiction was confided to a single court, in the collec-
tion of the assets ; in the ascertainment and liquidation of the liens
and odier ^ecific claims thereon ; in adjusting the rarious priorities^
and conflictmg interests; in marshalling the different funds and as-
sess; in directing the sales at Such times and in such a manner as
dKmld best subsenre the interests of all concerned ; in preventing,
by injuncticm or odierwise, i^iy particular creditor or person, having
an advene interest, firom obtaining an unjust and inequitable prefep-
ence over die general* creditors, by ,an improper use of his rights or
his remedies in the state tribunals; and finally, in making a due dis*
tributiofn of the assets, and brmgin^ to a dose, within a reasonable
time, die whole proceedings in bankruptcy. Sound policy, there-
Ibre, and a just r^ard to public as well as private interests, mani-
fesdy dictated to Congress the propriety of vesting^ in the District
Court fbU and complete jurisdiction over all cases arising, or ads
done, or matters involved, in the due adimnistratioh and final setde-
t of the baiddiq^'s estate ; and it is accordingly, in our judgment,
Vol. nt— 41
838 SUPREME COURT.
£z parte Christy.
designedly given by the 6th section of the act. In this view of the
matter, the District €ourt has not exceeded its jurisdiction in enter-
taining the present suit, but it has full power and authority to proceed
to the due adjudication thereof upon its merits.
This view of the subject disposes also of the other question made
at the bar, whether this court has jurisdiction to issue a writ of pro-
hibition to the District Court in cases in bankruptcy, if it has exceed-
ed its proper jurisdiction. As the District Court has not exceeded
its jurisdiction in the present case, the question is not absolutely ne-
cessary to be decided. But it may be proper to say, as the p<Hnt
has been fully argued, that we possess no revising power over the
decrees of the District Court sitting in bankruptcv ; that the District
Court, in the present case, has not interfered witti, or in any manner
evaded or obstructed, the appellate authority of this court, by enter-
taining the present writ; and that we know of no case where this
court IS authorized to issue a writ of jprohibition to the District Court,
excepit in the cases expressly provided for by the 13th section of the
Judiciary Act of 1789, chap. 20, that is to say, where the District
Courts are '^ proceeding as courts of admiralty and maritime jurisdic-
tion."
Upon the whole, the motion for a writ of prohibition is overruled.
Mr. Justice CATRON.
By the 14th section of the Judiciary Act this court has power to
issue writs proper and necessary for the exercise of its. jurisdiction ;
having no jurisdiction in any given case, it can 'issue no writ : that
it has none to revise the proceeding^ of a bankrupt court is our
unanimous opinion. So far we adjudge ; and in this I concur.
For. fiirdier views why the prohibition cannot issue, I refer to tiie
conclusion of the principal opinion. But a majority of my brethren
see proper to go further, and express their views at large on the ju-
risdiction of ttie bankrupt court In this course I cannot o^cur ;
perhaps it is the result of timidity fipx>wing out ofiong estabiiflhed
judicial habits in courts of error elsewhere, never to hazard an
opinion where no case was before the court, and when that opinion
might be justly arraigned as extra-judicial, and a mere dictum by
courts and lawyers; be partiy disregarded while I was living, and
almost certainly be denounced as undue assumption when I was no
more. A measure of disregard awarded with an unf^aring hand^
here and elsewhere, to the dicta of state judges-under simuar.ci^ -
cumstances : and it is due to the occasion and to myself to «a^^ that
I have no dbubt the dicta of this court wiH only be treated with be-
. coining respect before the court itself, so Ions; as some of the judges
who concurred in tbem are present on the bench ; and afterwards
be openly rejected attjio. authority — as they are not
Tne case standing in the Diitoct Court of Louisiana will test it
as well as another. The application for a prohibition was broug^
JANUARY TERM, 1846.
Ex parte Chris-ty.
before us at last term ; then the late Mr. Justice Baldwm was here,
and one other of tlie judees now present was then absent ; had the
matter not then been laid over on advisement, and a decision been
had adverse to our jurisdiction to award tlie writ ; and an opinion
been expressed by the majority of th^ judges then present, against
the legaTity of the proceeding in the bamcrupt court, declanng it
void, and that in the state court valid ; would the bankrupt court
be bound to conform to such opinion ; would it overrule the in-
structions given in the p^cular case by the Circuit Court on the
questions adjourned, dismiss the petition of Christy, the assignee,
and let the decree and sale foreclosing the mortgage made by die
state courts stanid ? Will the bankrupt court of Pennsylvania be
bound, either judicially or in comity, by the opinion now eiven by
a majority of the judges present, to overthrow that of Mr. Justice
Baldwin in the case hereto appended ; or is it bound to conform ?
Are the bankrupt courts in alt the districts that have held the state
proceedings on liens to be valid, and not subject to their supervi-
sion, now bound to suppress such proceedings on the suggestion of
assignees that they were erroneous or inconvenient, regardless of
proof, as was done in Louisiana, and thereby overhaul case^ in
great numbers supposed to be settled ? Certainly not. This court
has no power over the bankrupt courts, more than they have over
this court ; the bankrupt law has made tlicm altogether independent,
pnd their decrees as binding as ours, and as fin^. We have as
little power to control them as the state courts have ; they may con-
cur with the reasoning of either, or neither, at discretion. I there-
fore think we should refrain from expressing any extra-iudicial
opinion on the present occasion ; we did so in Nelson v. Garland,
1 How. 265, a case involving the constitutionality of the bankrupt
law, and I then supposed most properly, by the majority of the court,
who thought we had no jurisdiction : a more imposing application,
requiring an opinion, could not have been presented, as twelve
hundred cases depended on the decision of the District Court of
Missouri, which was opposed to the constitutionality of the law ;
and to revise it the case was brought here. So in Dorr's appUca-
tion, at the present term, for a writ o( habeas corpus^ the same course
was pursued. That application and this are not distinguishable in
principle : in neither had this court power to bring a case for judg-
ment mto it ; thi»re, and here, we held nothing was before us, or
could be brought before us. With this course I would now con-
tent myself, was it not tliat by acquiescing in silenro with the opinioii
of my brethren I might be supposed to have agreed wiih them in
the' i:oursc pursued ; and also m the views expressed in the affirm-
ance of the jurisdiction exercised under the banlviupt law by the
Circuit Court of Kistern Louisiana ; to botli of which my opinion is
adverse, and that most decidedly. The case presented to that court
was this: —
SM SUPREME COURT.
Ex parte Chriitj.
In 1839, Walden gave to &e City Bank a mortgage to secure Hie
payment of $200,000 loaned him, on a plantation and town lots.
In 1840, he instituted a suit in the District Court of the state, in
New Orleans, to set the mortgage aside as void ; a trial was had,
and the court adjudged the mortgage valid ; torn tibis Walden ap-
pealed to the Supreme Court of Louisiana, and that court affinned
flie judgment.
Ine Dank then proceeded in the District Court of tfie state to
ibreclose the mortgage, and on the 17th of Maj, 1842, an order of
seizure and sale was madej and an actual seizure of the proper^
was executed on the 19th of May. The sale took place on tlie
S7tfa of June.
Tlie property was sold by lots, after appraisement, in confonnity
to tfie laws of Louisiana, and the bank became the purchaser at the
price of $160,000.
That tfie sale was made in re^lar and due form, according to the
modes of proceeding in the state courts, cannot be controverted.
On die I8di of June, 1842, Walden filed his petition for the bene-
fit of the bankrupt law ; and on the 18th of July was declared a
bankrupt, and an assignee appointed, llie $200,000 was on Wal*
den's creditor li^, but the bank refused to prove its debt, and relied
on die decree of foteclosure, and the force of its lien, by the mort-
^risty.
y, die. assignee, filed his petition in the bankrupt court, and
as part w the proceeding in bankruptcy, to have the sale declared
Toid : 1. Because it was made afler Walden applied for the benefit
of the bankrupt law. 2. Because^ the sale haa been unfairly con*-
ducted. 3. Because the proceeding in the state court was errojie-
ous. 4k Because the debt was' affected with usury, and therdpre
th^ mortgage void originally ; and should be so decreed by th^
bankrupt couit.
The bank, appeared, and pleaded to the jurisdiction of the bank-
rupt court; and relied on the proceedings of the state court as valid
by answer. Exceptions were taken to this plea and answer, which
were adjourned to the Circuit Court ; there it was adjudged, and
the District Court instructed :
1. That it had fuU and ample jurisdiction to ti^' all the questions
set forth in the petition of- the assi^ee ; and to try, adjudge, and
determine the same between, the parties.
2. That the seizure and sale of the state court were void ; and
that the District Court of the United States do declare it void.
3. That the District Court has full power and authoritj' to try and
determine the validity of the mortgage ; and if proved on the trial
void, to declare it so^ and to make a decree oruering the property
to be sold for the benefit of the creditors generally ; but if found
valid, the bank to have die benefit of its lien.
This decree pronounced void the judgment of the Supreme Court
JANUARY TEAM, MM.
Bx parte Chriitj.
of Louiaana, affirming that of tbe infefior court declaring tbe mort-
gage valid, and not aSected with nsary ; which- waa concIoaiTe bo*
tween Walden and the bank before the bankrupt law existed. 2. It
declared Toid tbe decree and order of jseizure made before Walden
applied for Ac benefit of the act — and it declared yoid the sale : In
shorty it annulled all the judgments of the state courts, and assumed
to extinguish the tide acquired under tfiem ; and haa extinguished
in form and fact, if the views of a majoiihr of my present bre&en be
correct, a title indisputable according to tine laws of Louisiana standi-
ing alone; this is manifest from Sie slightest ' examination of tbs
fSicts, and laws applicable to Ifaem. On me l8th c^ July &e decree,
declaring Walden a banbratot was passed ; up to this date he mig^
or mij^t not be declared a oankrupt, either at his own instance, or
that of the court ; therefore he was a proper party before the stabs
court until diat time ; afterwards he was represenied by his assignee ;
his property was ifhder execution when be was- declared a bank-
rupt; if he had iben died, still die duty of*die officer woold have
been to sell; the execution having' commenced^ a natural, or civil
death could not defeat it, as the property was in the custody of tbe
law.
If it be true that this title is void, it follows eveiy other is void
where a sale has taken place after die defendant to die execution
(issued bv a state court) had applied for die benefit of the bankrupt
aw ; and this whether the execution was ^warded in the form usiml
to courts of law, or by decree in a court of chanceiy, ordering a
seizure and sale by force of the decree. Every sheriff, or commis-
sioner in chancery, executing such \mt or decree, must have been
a trespasser ; and all persons taking under such sales deluded pur-
chasers. In the eighth circuit there are very many such cases be-
yond doubt ; they are founded on my opinion acting with die dia-
trict judges, who fully concurred with me, that such sales were
lawful, and the tides ac(juired under them valid. In two other cir-
cuits at least, siinHar news have been entertained, and no doubt
similar consequences have followed. It is therefore due to interests
so extensive, affecting so many titles, that they should not be over-
thrown until a case calling for' the authoritative adjudication of diis
court is presented involving them, and therefore diese brief views
have been expressed ; not on the jurisdiction of the bankrupt courts
generallv ; but on the precise facts presented as the grounds on
which ttie prohibition was demanded-
On the force of the lien, and tbe remedy to enforce it, aa a right
excepted from the bankrupt law, I have said nothing, because my
late brotlier Baldwin was called on to follow the decision given ia
Louifnana and refused. As he deqided under the responsmiiity of
passing on men's rights, and from whc^e judgment there was no
appeal, his opinion is judicial, and authoritative throughout his late
circuit, whereas mine on the present occasion would be exira-judi-
2M SUPREME COURT.
Ex parte Christy.
dal, and therefore I append his instead of any I may entertain indi-
viduaDy.
In the aforegoing opinion of Mr. Justice Catbon. Mr. Justice
Daniel concurs.
Opinion of Mr. Justice Baldwin, adopted by Mr. Justice Catron
as a part of his dissenting opinion.
In the maUerofJohn Kerlin^ a Bankrupt. Oct. 26, 1843.
On the 13th of May, 1843, the assignees of John Kerlin, a bank-
rupt, presented their petition to the judge of the District Court for
the eastern district off Pennsylvania, praying for an order, authoriz-
ing them to sell certain real estate of the bankrupt, in Delaware
county. On the face of the petition it appeared that at the time of
the decree of bankruptcy, the proper^ was subjected to encum-
brances amounting to $14,800 ; that it had been sold by the sheriff
of Delaware county on die 11th of May, 1843, for the sum of
$8000, by virtue of proceedings issued 3y the Court of Common
Pleas of Delaware county, under one of the mortgages recx>rded
before the decree of bankruptcy, but the purchaser had not com-
plied with the terms of the foie. The assignee in bankruptcy con-
tended that the sheriff could not 'make tiUe to the premises, and'
under a decision of the Circuit Court in Louisiana, claimed (he
right to sell. The district judge (Randall) refused to grant the
oraer, but at reauest of the parties adjourned the question to the
Circuit Court, where the following opmion was delivered by bald-
win, J.
The following questions have been certified by the district judge
for the opinion of this court :
" 1st. Does a sale by a sheriflf af^er a decree of bankruptcy, by
virtue of process issued on st judgment or mortgage, whicn was a
Hen on the property of the bankrupt before and at the time of the
decree, divest tiie title of the assignee in bankruptcy ?"
^^ 2d. In case of a sale made by the assignee under an.order of
the court, if the whole of the purchase money is not sufficient to
discharge the liens existing at the time of the decree, are the liens
divested by such sale ?"
The leading principle which has governed this court in the con-
struction of the Bankrupt Act of 1§41 has been to consider it as
establishing a uniform law oft the subject of bankruptcies, in the
most comprehensive sense of the words as used in the Constitution,
in which mere is no other restriction on the' power of Congress than
that the laws shall be uniform throughout the United States. To
make it so in its practical operation, it must be taken as it reads,
its words must receive therr appropriate meanir^, with reference to
the whole law, and the policy develojJed in its various provisions.
These constitute that sj-stem which it ^-as intended to establish,
JANUARY TERM, 1846. 89T
Ex parte Christy.
not by assuming tiiat the design of the law was to adopt an^r prer
existing niles and principles found only in the fonner legislation of
Congress, or in other countries, and then to so apply it as to eflec*
tuate a supposed policy not apparent in the law itself, nor consistent
with its language, the inserdon of which into the system must make
it operate according to the intention of other legislatures, and«require
a mode of construction which will do violence to the plainest terms
used to denote and declare the policy and general principles which
Conaesa have, actually established.
That the act of 1841 is anomalous in its provisions, unlike any
other-known in any legislation here or elsewhere, cannot be doubt-
ed. In the great outlines as well as in the details of the system, we
feel the exercise of an express plenary power, competent to act at
its own unlimited discretion, (so that me action be uniform,) either
by adopting or modifying some old system on the subject of bank-
ruptcy or prescribing a new one ; the latter mode has seemed the
better in the eye of me. legislature, and the duty of the judicial de-
partment is to consider its intention and to canr it into effect
In applying this principle to the solution of the first question now
submitted, there seems no difficulty as to the policy and intentions
of &e law from its unequivocal language, which, as we have here-
tofore held, contains an express prohibition to the judicial power,
no^ to so construe any provision as to annul, destroy, or impair any
lien, mortgage, or other security, on property which is valid by the
laws of the states respectively, and not mconsistent with the 2d or
5th sections.
The validity of a mortgage or judgment is submitted to no other
test than these — ^the laws of the states and these two sections; if
they stand this scrutiny, the du^ of the courts is imperative. The
Bankrupt Act protects all valid judgments or mortgages against any
construction which shall impair them, to the same extent as &e
Constitution guards the obligation of contracts when attempted to
be impaired by state laws. Havmg heretofore given this as, not
the construction merely, but the inevitably result of language inca-
paJ)le of bmg mistaken in any fair reading of the last proviso in
the 2d Section, and stated the reasons therefor at lar^, it is not
deemed either necessary or useful to now resume the mvestigation
of that proviaon of the law, as no doubt was then or is now enter-
tained of its meaning; vide Ex parte Dudley et al., Pennsylvania
Law Journal, 302. If additional reasons could be requisite to elu-
cidate this view of that proviso, they will be found in the 1 1th sec-
tion, which is framed to meet its provisions — ^by authorizing the
assignee with the order of -the court, to redeem and dischaige any
mortgage or lien upon any property of the bankrupt, though payable
at. a mture day, and to tender permrmance of its conditions.
This authority to redeem and discharge a lien presupposes its
validity, that it cannot be impaired by any power of the court, and
m SUPREME COURT,
Ez parte Christy.
libat the assignee of the bankrupt could not take the property so
bound before the lien was discharged^ on any other terms than
those on which it was held by the bankrupt himself, before any de-
cree of bankruptcy had vested his rights m the assignee, else v'hj
should it have been deemed necessary to authorize him «to redeem
or discharge the lien, if it was not in full force as weU after as before
the petirion or decree. Neither the prAviso. to the 2d or the 11th
section discriminate between a lien existing before the petition filed
or after xt ; both comprehend all liens eicistmg at the time of the de-
cree as burdens on the property, and contemplate the necessity of
their payment in full before apy o&er creditor can cotae in upon it.
The only fund for their payment being the assets of the bankrupt in
the hands of the assignee, it is clear tnat the rights of those creditors
who have Kens, are, and must be,, paramount to any which accrue
under 4he banloTiptcy to the assignee or general creditor. When
liens are paid, then the property which they bound becomes distri-
butable by the assignee ; if not paid, the rights of the lien creditor
remaining incapable of being impaired by any authority conferred
by the Bankrupt Act, stands perfect as if that act had net been
passed; so that, if valid by the law of the state, and not inconsist-
ent with the 2d or 5th sections of that law, they may consequently
be enforced by a sale or other process conformably to the existing
laws of the state for enforcing liens, which no court can annul, de-
stroy, or impair, by any proceeding in bankruptcy. Oh this sub-
ject, the principles established by the Supretne Court, in the case
of Bronson v. Kenzie, are replete with the soundest rules of juris-
prudence and constitutional law, and directly applicable to the
question now under consideration, which is, in all rejects, anala-
eous to the one then befo^ that court on the nature of the obliga-
tion, of the extent of the mortgage and die rights of the mortgagee ;
and the validity of the state law, which impaired his rights to en-
force the payment of the mortgage money. In that case, the court
declared, that the obligation of the contract, the rights which the
mortgagee acquired in the mortgage premises, depended on the then
existing laws of the state, which " created and defined the legal and
equitaWe obligation of the mortg^^e contract." 1 How. 315. That
tiie Constitution equally prohibits die impairing them by a state law,
acting on the repiedy or directly on the contract itself, " if it so
changes the nature and extent of existbg remedies as materially to
impair the rights and interests of the owner, the}' are just as much a
violation of the compact as if they directly overturned his rights and
interests in it." 1 How. 316. "' That it may be seriously impaired
by burdening the proceedings with new conditions and restrictions,
so as to make the remedy hardly ti'orth pursuing." 1 How. 307.
"That the rights and remedies of mortgagor and mortgagee by flie
law then in force, wer^ a part of the law of the contract without
any express agreement of the parties — they were annexed to the
JANUARY TERM* 1846.
Ez parte Christy.
contract at the time it was made and formed a pait of it, and an^
subsequent law impairing the rights thus acquired, impairs the obli-'
gations which the contract imposed." 1 How. 319. And on these
principles a state law wbich encumbered the remedy of the mort-
gagee by conditions imposed after its obligation had attached was
nu5 and void. In this case the (question presented is, whether a
court of Ae United States, sitting m bankruptcy, can, by any rule,
order, or decree, impair the right of a creditor by mortgage or judg-
meotj to enforce the payment of his debts b^ a sale of thie property
mortgaged or encumbered by the lien of a judgment, according to
the proTisions of the state laws. If the right and power to sell can
be taken from the creditors and conferred ou the assignee of a
bankrupt, who is a debtor by a mortga^ or jud^ent exist injg. at
the time of ihe decree of banlmiptcy ; if the vahdity of the I^ns,
the time, and terms of sale, and the distribution of the proceeds,
can, undier the bankrupt law, be determined and regulated by a
judge in a proceedinff m bankruptcy, from which there can be no
appeal, then the remedy for enfixt^ing a mortgage oriudgment is no.
longer annexed to the contract or a part of it. The empty right
stilfremains in the mortgagee, yet the remedy is taken from him o^
the assignee of his debtor. Ine final adjudication, and eren his
ultimate rija^ts, and the mode of administering the remedy, is made
dependent on the discretion of a judge, exercised by the summaiy
proceedings prescribed by the Bankrupt Act, instead of the regular
course of ttie law as administered in the courts of a state. For such
a course, there is not only no warrant in fiie law, but it b a direct
riolation of the prohibiticm in the section, by so construing the law
as to negative its express language, and takmg from hen creditors,
by mere judicial power, those very rights and remedies which are
placed beyond its exercise, in terms positively forbiddini^ it, in as
plain and emphatic language as that m which the Constitution de-
clares that '^ no state diall pass any law impairing the obligation of
contracts." The principles of the Supreme Court in the case of
Bronson, must be repudiated before a judge can exercise a power
under the Bankrupt Act which is forbidden to a state by the Consti-
tution. If either the obligation or the remedy is impaired, it mat*
ters not by whom it is done; no state has any power to do it;
Congress can only do it by a '^ uniform law on the subject of bank-
ruptcy y" nor when the law is silent can the courts do it without the
usurpation.of lej^lative power. But the law is not silent ; it speaks
to the judge ; it forbids him to do any act which impairs any lien
then e3dsting, and, in deciding the first question submitted in this
case, I answer in the affirmative, and repeat the language of die
Supreme Court: "and it* would ill become this court under any
circumstances to depart from the plain meaning of the words used,
and to sanction a distinction between the ri^t and the remedy
which would render this provision illusive and nugatory; mere
Vol. m.— 42 2 e 2
8d0 SUPREME COURT.
Ex parte Christj.
words of form, affording no protection and produdng no practical
result." Howard, 318.
But were the Bankrupt Act open to construction, and the pro-
viso of the 2d section left out of view, the result would be the
same. Tliere is no provision m the act that interferes with the laws
of a state, which create and defend the obligation of a contract
which is a lien on property ; there is nothing which professes to effect
the remedies attached to such contract, one incident of which is the
power of the creditor to sell or extend as the laws of the respective
states have prescribed ; it requires the plenary and unlimited power
of Congress over the whole subject of bankruptcies to abrogate
state laws relating to liens, or to take from state courts the adipinis*
tration of remedies to enforce them, and above all to prohibit the
creditor from resorting for his remedy to that law which prescribed
it, and substituting the assi^ee of a bankrupt, the mere creature
and servant of a judge of theJ)istrict Court, in his fklace, widiout
and against the will of the creditor. Congress may delegate such
power toa judge or a court, but it must be in plain terms, leavine^
no doubt of their intention to do so ; but the proposition is a bola
one indeed, that judicial power is competent to do it, when the legis-
lature has not given its sanction to its exercise ; it would give the
Constitution a construction which would authorize the courts to ex-
ercise the power granted to the Congress, without the passage of a
law delegating it to the judicial department. So far as the Bank-
rupt Act, by express words, or necessary implication, affects state
laws, state ri^ts, the power of state courts^ or the rights and reme-
dies of suitors therein, it must be paramount, yet too much caution
cannot be observed on this subject by the courts of the United States.
The settled course of jurisprudence in the state is to be over-
looked only when such is the intention of the law ; no intention to
do so is to be presumed, no policy is to be assumed as the basis of
the law, other than what its words indicate, and nothing is to be
borrowed from any other s}'stem which is not consistent with that
which Congress has thought proper to create. A leading feature
of that system is the protection of all liens existing at the time of
the decree of bankruptcy ; they are created by contracts which by
their own force create a remedy to enforce theiH ; this remedy is (he
right of the creditor, the rule for its exercise is the law of the state,
the power to sell in this slate is the essence of both right and reme-
dy. Congress has not impaired either, and forbidden it to be done
by any construction of tlie Bankrupt Act ; a sale made pursuant to
the laws of the state must therefore divest the title of the assignee
in bankruptcy.
If the foregoing views are sound, they dispose of the two ques-
tions; an order of the court in bankruptcy ran confer on the as-
signee no power whif^h Congress has not c(mfcrrod on the c^urt ;
its powers are what the law has delegated, and none othei*; the law
JANUARY TERM, 1845. 8S1
Ex parte Christy.
may and mustbe construed where it is open to construction, but
where the law itself forbids construction it must be taken and fol-
lowed as it reads. If, therefore, an order of court' is made that
would, in its execution b^ an assignee, impair a lien protected by
the proviso in the 2d section, it is an excess of authority, and there-
fore void ; ^ forHoti the divesting of a lien in the case put in this
question is a much higher act of power than merelv impairing it by
affecting the remedy. The property bound by the lien is taken
from the creditor, his whole n^t is extingruished, and his debt is
lost entirely, unless he comes m for bis dividend of the assets of the
bankrupt's estate.
Every principle established b^ the Supreme Court in the case of
Bronsoii, as well as the protection given to liens by the Banknipt
Act, would be utterly prostrated, if a sale by an assignee would
disencuinber property morte^aged or bound by a judgment ; such a
doctrine would equally militate with other plain provision^ of the
law, which clearly point out what passes by the decree of Bank-
hiptc^ to the as8u;nee, when it passes, the extent of his, and the
power of the coun, and the nature of a purchaser's title. The 3d
section vests all the property and the rights of property of the bank-
rupt in the assi^ee " fit)m the time of the decree of bankruptcy ;'*
be then stands m the position of the bankrupt ^> before and at the
time of his bankruptcy declared ;" standing m the** place of the bank-
rupt, the measure of liis rights of property is necessarily that of die
assignee, who can take noming which did not belong to the baiJc-
rupt when the law made the conveyance of all his rights of property.
To the property which was mortfi;aged, the only right of the as-
signee was to redeem it ; if it was bound by judgment or other lien,
the bankrupt held it subject to its payment ; he could sell the equity
of redemption on &e land itself, subject to the lien, but the pur-
chaser could not hold without paying it. The assignee can have no
other rights by force of the decree, which is a conveyance by ope-
ration of law, than he could acquire by the deed to the bankrupt ;
nor could the assignee convey a greater interest than the law de-
volved on him ; or the court by their order make his or the estate
of a purchaser under him, an absolute one discharged of the lien
without payment. The 1 1th section is framed to meet this view of
the 3d ; by giving power to the court to authorize the assignee to
redeem, and omitting any power to order a sale, it \^ manifestly
intended merely to put the assignee in the place of the bankrupt,
but in no ofter respect than enabling the assignee to appropriate uie
assets in his hands to disencumber the property by payment. Fol-
lowing the proviso in the 2d section, the 1 1th withholds the power
of sale, as that might impair the liea; we thus find that it was deemed
necessary to provide for the power of the assignee to redeem ; it
cannot have been intended that there should be by implication alone
the higher power of sale, that in its exercbe would take from the
88S SUPREME COURT.
Ex parte Christy.
creditor the protection given so carefully hj tfie 2d aecticnr; the
words of the 11th admit of no such. construction, and even if they
did, the court could not give it without overlooking the plain lan-
guage of the 15th section. ^^ And be it further enacted, that a copy
of any decree of bankruptcy, and the appointment of assignee, as
directed by the 3d sectioii of this act, shall be recited in eveiy deed
of lands belonging to the bankrupt, sold and conveyed by an v as-
signee under and by virtue of this act ; and that such recital, to*
gether with a certified copy of such order, sbdll be full and complete
evidence both of the bankruptcy and assignment theirein recited, and
mipersede the necessity of ever}r other proof of such bankruptcy
and assi^ment to validate the said deed ; and all deeds containing
mich reatal, and supported by such proof, shall be as eflectual id
pass the title of the bankrupt of, in, and to the lands therem men*
tioned and described to the purchaser, as fully to all intents and
puiposes as if made by such bankrupt himself immediately before
such order." Here is as precise and perfect a definition of the tide
which passes to the purchaser by a sale by the assignee under an
order of court, or otherwise by virtue of the bankrupt act, with.the
eflfedt thereof; ^^ it is the same to all intents and puiposes as if made
by such bankrupt himse f immediately before such order," in the
words of the 15th section, with or without an order of sale. There
is no express provision giving the court power to order a sale. The
3d section ^authorizes the assimiee ^^ to sell, manage, and dispose of
the propel^, to sue for and defend the same, subject to the orders
and directions of the court, as fully to all intents and purposes as
if the same were vested in or might be eicercised by' such bankrupt
before or at the time of his bankruptcy, declared as aforesaid."
Connecting this with the 15th section, declaring; the effect of a sale
ly an assignee, the answer to the second Question is most obvious.
Siuch sale has the same effect as if made by the bankrupt, and no
other. It can divest no lien existbg at the time of the decree or
order declaring him a bankrupt. The word ^^ order" in the 15th
section refers either to. that or to the order of sale ; it is not material
to which. If to the decree, then the deed of the assignee conveys
only such tide and estate as the bankrupt then had ; if to die otder
of sale, then that is the time to which his right is referred. But in
neither case can a sale divest a lien '^ existing before or at the time,"
or '^immediately" before such order. Thus taken, the Bankrupt
Act is an. affirmance of the universal principle as laid down by the
Supreme Court in Rankin v. Scott, 12 Wfaeaton, 179, ''that a
prior lien gives a prior claim, which is entitled to a prior satis&ction
ont of the subject it binds," unless it be defective, or the party
holding it has done some act to postpone him ; and that a purchaser
is bound by the lien unless there is a prior act of the legislature to
f>rotect him fl*om it. 12 Wheat. 80. The second question there-
ore is answered in the negative.
JANUARY TERM, 184B.
WiixuM Ounm akp Micajah T. Wuxums amd othsm, AmLiAMTh
i^..BoBEmT Piatt.
Itt eases of tnistt where the trustee has riolatad his trust hj an illegal conTer^
sioD of die trust property, the eutui mi* tnui has a right to follow the property
into whosesoerer l^nds he majr fioid it, not being a Iom ftdt purchaaer ibr a
yalaable consideration, without notice.
Where a trustee has, in Tiolation of his trust, invested the trust propertjr or its
proceeds in any. ot^ property, the ctthn que trutt has his option, either to
nold the substituted property liable to the original trust, or. to hold the trustee
himself personally hable for the breach of Ae trust
The optioo, howerer, belongs to the tettm que inui alone and is for hit beiidU»
and not for the benefit of the trustee.
If the trustee, after such an unlawful conversion of the trust property, should
re-purcnase it, the ctahu que tnut may, at his option, either hold the original
property subject to the trust, or take Uie substituted property in which it*hat
been iaresUMi, in lieu thereof And the trustee, in such a ease, has no right
U> insist that the trust shalU upon the re-purchase, attach exclusively to the
original trust property..
Where the trust property has been unlawfully invested, with other Ainds of the
trustee, in other property, die latter, in the hands of the trustee, is chargeable
pro tamio to the amount or value of the original trust property.
What constitutes notice of a trust t
An agent, employed by a trustee in the management of the trust property, and
who thereby acquires a knowledge of the trust, is, if he aAerwards becomes
possessed of the trust property, bot^id by the trust, in the same manner as the
trustee.
Where, upon the &ce of the title-papers, the purchaser has fall means of ae-
quiring complete knowledge of the title from the references therein made to
the origin and cohsideration thereof, he will be deemed to have constructive
notice thereo£
A co-proprietor of real property, derived under the same title as the other pro-
prietors, is presumed to have full knowledge of the objects and purposes and
trusts attached to the original purchase, and for which it is then held for their
common beoefit
A purchaser by a deed of quit claim without any covenant of warranty, is not
entitled to protection in a cpurt of equity as a purchaser for a valuable con-
sideration, without notice ; and he takes only what the vendor could lawfully
convey.
A warranty, either lineal or collateral, is no bar to an heir who does not claim
the property to which the warrantv is attached by descent, but as a purchaser
thereof.
Whether a bill in equity is open to the objection of multifhriousness or not,
must be decided upon all the circumstances of the particular case. No gene-
ral rule can be laid down upon the subject; and much must be left to the dia-
eretion of the court
The objection of multifhriousness can be taken by a party to the- bill onlv by
demurrer, or plea, or answelr, and cannot be taken at the hearing of the
cause. But the court itself may take the objection at any time— -at the hear-
ing or otherwise. The objection cannot be taken by a party in the appellate
court.
Lapse of time is no bar to a subsisting trust in real property. The bar does
not begin to run until know^edg^ of some overt act of an adverse, claim or
right set up by the trustee is brought home to the eekm quetnuL The lapse
of any period less than twenty years will not bar the ctttui que truti of his nk
medy in equity, although he may have been guilty of some negUgenee^ whert
984 SUPREME COURT.
Olir^r et al. v. Piatt
the suit is brought against his trustee, who is guilty of the breach of tnist,A>r
others claiming under him with notice.
Where exceptions are taken to a master's report, it is not necessary fo^the
court formally to allow or disallow them on the record. It will be sufficient.
if it appears from the record, that all of them have been considered by the
court, and allowed or disallowed, and the report reformed accordingly.
There is no principle of the common law which forbids individuals from asso-
ciating together to purchase lands of the United States on joint account at a
public sale.
This was an appeal from the Circuit Court of the United States
for the district of Ohio, sitting as a court of equity.
The record was very voluminous, consisting of nearly ei^ht hun-
dred printed pages. The acts and declarations of the parties were
S' Ven in evidence, running through a period of twenty years ; and
e case bemg an ajppeal from the decree of the Circuit Court, as a
court of equity, all this matt^ was brought up. to the Supreme Court.
It is impossible, therefore, to put into this statement all the circum-
staiices which had a bearing upon the point in issue, which was,
\i[hether a trust did or did not continue in a valuable body of land.
The leading incidents in th^ history of the case are these : —
In the summer of 1817, two distinct companies were formed at
Cincinnati for the purpose of purchasing lands at the public sales of
flie United States, to be shortly held at Wooster, in the state of
Ohio ; the object being to lay out and establish a town in the reserve
of twelve mUes square on the Miami of Lake Erie, since called the
Maumee river.
One company, called the Piatt Company, was com|)osed of the
following persons : John H. Piatt, William M. Worthington, Gor-
ham A. Worth, and Robert Piatt, the plaintiff in the suit below,
imd now defendant in error.
The other company was called the Baum Company and composed
of the following persons : Martin Baum, Jacob Burnett, William C.
Schenck, William Barr, William Oliver, (one of the plaintifis in er-
ror,) Andrew Mack and Jesse Hunt.
What the articles of agreement were between the members of the
Piatt Company the record did not show.
On the 7th of June, 1817, the Baum Company entered into the
following articles of agreement-^Mack bemg admitted to half a
share, the whole interest was divided into thirteen parts, whereof
Mack held one-thirteenth and each of the other persons two-
thirteenths : —
'* We, the undersigned, agree to enter into a partnership for the
purpose of purchasing lands and lots at the public sales to be held
at Wooster, on the seventh and fifteenth of July next ; and for the
purpose of effecting the said purchases, we agree to borrow, at the
Omce of Discount and Deposit at Cincinnati, uie sum of eight thou-
sand doUarSj for which sum, and for all purchases made by our
agents, either at the public sales or otherwise, we hold ourselves
e
JANUARY TERM, 1846. 885
OliTer et aL «. Piatt
i'ointly and equally liable. And we do Airther agi^ that l^niliam
/. Sciienck, William Barr, and WilUam Oliver shall be our agents
to explore the lands and make the purchases. And we do agree
to confirm and comply with any contracts that our agents aforesaid
may make on our account. And it is further agreed that our said
agents shall be authorized to take in any other partner or partners
tl^t they may see proper, on such terms as they may esteem ad-
vantageous. And It is further agreed that in consideration of the
services to be performed by the aeents above, their expenses, inci-
dept to making the purchases aforesaid, shall be demiyed by the
other individuals comprising the company.
^^ In witness whereof we have hereunto set our hands and seals,
at Cincinnati, this the seventh day of June, eighteen hundred and
seventeen.
Mabtin Battm,
Jesse Hunt,
J. BUBKET,
W. C. SCHEMCK,
W. Barr,
William Oliver.
SEAL.
SEAL.
SEAL.^
SEAL.
SEAL.
SEAL.
The Piatt Company appointed Robert Piatt its agent.
On the 23d of June, 1817, Worthington, John H. Piatt, and
Worth addressed a letter of instructions to Robert Piatt, their agent,
directmg him how to proceed, and enclosing $4000 to make the
firstpayment on the lots of land which he mi^t purchase.
The agents havine made their selections, met at Wooster to at-
tend the sales, and then .ascertained that they had each selected the
following tracts, viz. : 1, 2, 3, 4, 86, and 87. In consequence of
this, the following agreement was entered mto, viz. :
<< We, the undersigned, agree, on behalf of the companies we
represent, to wit: Wuliam C. Schenck, of Warren county, Ohio,
and William Oliver, of Cincinnati, Ohio, for themselves, and for
Jacob Burnet, Martin Baum, Jesse Hunt, William Barr, and An-
drew Mack, all of Hamilton. county, Ohio; and Robert Piatt, of
Boon county, Kentucky, for himself, and for W^illiam M. Worthing-
' ton, John H. Piatt^ and Gorham A. Worth, all of Hamilton cpunty,
Ohio, to purchase at the public sales, in July, 1817, at Wooster,
lots numbered 1, 2, 3, and 4, at, and including, the mouth of Swan
creek, in town^ip No. 3, in the United States reserve, at the foot
of the rapids of the Miami of the Lakes, for t^e joint benefit of
both companies ; that is, one companv to have one-half interest in
the whole, and the other company to have the other half; each com*
pany paying one-half of the purchase money. It is furflier agreed
that Robert Piatt, in behalf of his company and the company of
Schenck and Oliver, shall be the bidder for lots Nos. 1 and 2, and
William Oliver for lots Nos. 3 and 4, they being the above four lots
at the mouth of Swan creek.
BUPREMi! COURT.
Oliver et aL «• Pialt
** In witness -whereof, the parties have hereunto interchangeably
MC their hands and aeals, this 17th day of July, 1817.
W. C. ScHENCKi rSBAL.1
William Oliver, r8KAL.t
RoBEBT Piatt. [seal.]''
And afterwards tfie following :
<' The undersigned have agreed to purchase, for the joint benefit
of their companies, lots or tracts of land numbered €6 and 87, op-
posite, the mouth of Swan creek, on the same principles tfiat lots
numbered 1, 2^ 3, and 4, at the mouth of Swan 6reek, were pur*
diased, as per agreement between William C. Schenck and WQ*
liam Oliver, for themselves and others, and RobertrPiatit, for himaelf
ftnd others, bearing da^ 17th July, 1817.
RoBEBT Piatt; [seal.!
WiLUAM OlIVEB. [seal.}"
On the 18th of Jufy, 1817, in ccfnformity with the ^ above asree-
meiit9, William Oliver bid fin lots No. 3 and 4, and on the 1901 of
July, ftobert Piatt bid in .tracts 1, 2, 86 and 87. The ori^al cer-
tificates for the tracts bid in by Oliver, were made out in his name,
and'for the tracts bid in by P-iatt, in the names of himself, John H.
Piatt, Worth, and Worthington, in conformity with the letter of in-
structions addressed to him on die 23d of June.
On tfie 21st pf July, 1817, Robert Piaft Jbid in, for the separate
account of the Piatt company, the fallowing other tracts, viz. :
North-west quarter-section 2, township 3.
Soudi-west quarter>section 2, township 3.
South-west quigrter-SQction 3, township 3.
North-west*quai^ter-section 3, towndiip 3.
Sbuth-ea^ ouartemsection 3, townabip 3. ^
Tlie £r8l instalment or the purchase money fof which was paid
by the Piatt company.
On the 4th of August^ 1S17, Robert Piatt settled an account with
the Piatt company^ givine them credit for the four thousand dollars
above mentioned, . and charging them with one-half of the in^-
ments which had been paid upon Nos. 1, 2,^ 3, and 4, and with dlie
whole of the inMalments which had'been paid upon Nos. 86 and 87,
and upon the five quarter-sections.
After tfie Tetum of ttie agents to Cincinnati, a meeting of both
tompanies was held ; fbe acts of the agients at Wooster were rati-
fied^ and the two companies were, in respect to their joint pur-
chases, consolidated in a new company called the Port Lawrence
Company. Martin Baum waft appointed trustee, for the purpose of
canymg out a resolution of the company that a towii diould be hid
out upon a part of the land. It was further agreed that (Hiver
Aould be appointed an agent to lay out &e town and make-nle of
the lots ; and he was directed, in performing thb duty, to call to hii
JAKUARY TERM, 1845, WT
Oliver et aL «. Piatt
aflBistance William C. Schenck, anotber of ^ original memben of
the Baoin Company.
Each of the companies poichaaed other lands upon its own pri-
vate account
On the 14th of August, 1817, Oliver executed a bond to Baum
in the penal, sum of twenty thousand dollars, the condition of which
was as follows :
" Whereas, the. above named Martin Baum hath this day consti*
tuted^md appointed the before-bound William Oliver his afi;ent, widi
power to lay out a town at tfie mouth of Swan creeic, on me Bfiuni
of the Lakes, and hath authorized the said William to seU and dia-
pose of the lots in said town, agreeably to a letter of instructions,
and to receive payment for the same m>m ti^e purchasers, and to
execute, and dehver certificates, in the nature of title-bonds, for flie
lots by him sold. Now the condition of ihe above obligation is
such, that if the said William Oliver shall in all things weH and
trulv execute tiiie trust reposed m him by the said Martin Baum, and'
idisiU render a true account of his j)roceedings, when reauired, and
shall fidthfblly pay over to the said Martin all moneys oy him re-*
cdved for or on account of sales made in the town to be laid off
by him, as aforesaid, when thereto required, then, and in such case,
the above obli^tion shall cease and aetermine, otherwise remain in
full force and virtue."
On the same day, Baum executed a power of attorney to Oliver,
as follows :
^ <^ Know all men by these presents, that I. Martin Baum, of Cin-
cinnati, in the state of Ohio, for divers good causes and considera-
tions me thereunto moving, have made, constituted, and appointed,
and -by these presents do make, constitute, and appoint WUliam
OUver, of said place, my true and lawful attorney, lor me and in
my name, to sell and depose o^ the lots in a town to be laid off at.
Swan creek, on the Miami of the Lakes, agreeably to a letter of
instructions therewith delivered, and to receive payment for the same
from the purchasers, and to execute and- deliver certificates, in the
nature of titie-bonds, for the lots by bim sold, kad to do all lawful
acts requisite for effecting the premises, hereby ratifying and con-
firming aD that my said attorney shall lawfully do therein by virtue
hereol. In testimonv whereof,^' &c. &c.
On the same day Baiim delivered to Oliver a letter and a set of
instructions. The letter is as follows :
^^CincinnaH, .August 14ihy 1817.
** Sot : — ^You will observe by the power of attorney this day handed
.to you, Aat you are appointed an agent to lay out a town at the
mouth of Swan creek, on the Miami of Lake Erie. Your appoint-
ment is for one year, commencing this day ; for which services so
rendered, you are entitied to receive from the proprietors twelve
hundred dollars. And the proprietors of the lands lying in that
Voum.— 43 2F
888 SUPREME COURT.
Oliver et al. v. Piatt.
countTY) but whicK is a distinct concern from the above, have
agreed to allow you three hundred dollars for attending to Uieir se-
parate business. ,, y^^^ ^^^^j^^^ ^^^^
" Mr. W. Ouviau" Martdt Baum.'»
The instructions were as follows ;
'< Cincinnatiy 14/A .Ougusiy 1817.
<«D£A& Sir: — ^As agent for the proprietors of the land recently
Surchased at Swan creek, you will, immediately upon the receipt of
lese instructions, proceed to that place, and commence the laying
off a town.. General Schehck^ who accompanies you, will assist in
the survey of the ground, in uetermining me site, and in the 91^
raii^ment and formation of the plat. In running the streets, and
in me division of the lots, it is not the wish of the proprietors that
interest or convenience should be sacrificed t^form ; that the growth
of the place should be retarded by a useless adherence to any par-
ticular figure, or to any fanciful imifonmty of squares. The num-
ber of lots to be laid off may be from uir^e to . five hundred, and,
with the exception of water lots and fractional sections, of about
aixty fi^t in front, and one hundred and twenty feet in depth. The
principal or central street should be at least one hundred and sixty
feet wide ; others firom eighty to a hundred ; the alleys from twelve
to fifteen. - Let there be three lots, each of one hundred and.twenty
feet square,, set off for public uses, churches, schools, &c. ; and one,
of two hundred and forty feet square, for court-house and jail.
There should also be reserved one or two suitable lots out of'^the
town for burying grounds. It is not, however, the intention of the
proprietors to tie me agent down to aqy specific nimiber of feet and
inches in the width of the streets or size of the lots, but they leave
to him the exerciise of his own judgment, and recommend to him
ike use of tfiat sound discretion which his better knowj^ed^ of the
Sound, and his practical information, will enable him to display, to
e interest and advantage of all concerned.
^^^ soon as the. surveys have been made, and a plat of the town
formed, it is necessary that a copy of them should be immediately
^mrwarded to the proprietors, as also a notice of the time of sale,
wbidi, if practicable, should correspond with the time of holding
the treaty with the Indians ; and" on this subject it is necessaiy- &at
the agent should obtain the earliest iniformation. In the disposition
and arrangements of the lots for sale, let one-third of the whole
number t&en in different sections of the town be reserved for tiie
use and benefit of the proprietors! or for fijfture disposal.
« The terms of sale, one-fourth, down, and the residue in three
equal annual instalments, with interest fi^m date, if not punctuaUy
paid; subject, however, to such variations as the judgment of the
agent may dicta^, or particular circumstances require. . An imme-
(fiite corveqK)ndence is to be opened by the ag^t with Martin
JANUARY TERM, 1845. 899
Oliver et aL v. Piatt
BauiDy Esq., of this' city, who M'ill act as trustee for the propcietoni,
and any bformation given to him in relatidn to the business of the
agency, the sale of the lots, and the progress of the town, that may
be thou^t of any consequence to the interests of the proprietors,
or that may be required by the trustee. It is the intention of the
proprietors to give public notice of the time of the sale, and it is
necessary that this notice should be as general and as widely spread
as possible ; the agent will, therefore, immediately, upon the times
being fixed, forwanl the proper advertisement to Detroit, Buffalo,
Albany, New York, Philadelphia, Pittsburg, Chillicothe, and to the
trustee in this city, for publication. The instructions of the trustee
are, in all respects, to be r^arded as coming from the proprietors
themselves.
^^ Wishing you a safe and pleasant journey, and an easy ami pros-
perous management of the trust conmiitted to your care, we remain,
with great reject, &c., your obedient servant,
Martin BAtiM,
Trustee for the Proprietors.
*^To Major Wm. Olivee."
In another part of the record, the same pi^er is found, with a few
and unimportant variations, bu the names of these persons are agned
to it, viz., Barr, Mack, Bumev, Worthington, Hunt,- John H. ratt,
Worth, and Baum.
The agents proceeded to lay out a town, and on the 20th Sep-
tember, 1817,. offered the lots for sale, according to the following
advertisement*
^^Termsofsale.
" Terms of sale of lots in the town of Port Lawrence : One-fourdi
down; the balance in three equal annual instalments, with interest
from die date of purchase, if not punctuaUv paid ; and'if the whole
amount of the purchase money is not paid when the last instalment
becomes due, the lots now piu*chased shall revert to the proprietors
of Port Lawrence. The undersigned reserve the privilege of one
bid on each lot offered. ^ c. Schekck,
William Oliver, Agents.
Miami HapidSy Sept 20, 1817.'»
At the sale, seventy-nine lots were sold. Two of them, viz., Nos.
223 and 224, w^re purchased by Oliver himself, with the assent,'as
he alleged in his answer, of the company, and of Martin Baum, the.
trustee.
On the 5th of October, 1817, Schenck gave to Oliver the follow-
ing receipt:
<<3fuwm Rapids, Oct. 6, 1817.
" Received fit)m William Oliver, agent, eight hundred and fifty-
five dollars and thirty-three cents, the proceeds of sales of lots in the
m SUPREME COURT.
Oliver et aL «. Piatk
town of Port Lawrence, for which I am accountable to Martm Banm,
of Cincinnati.
i*|856 33. (Signed duplicates.) W. C. Schenck.'*
In January, 1818, Oliver went to Port Lawrence, and spent the
winter there. In May, 1818, he returned to Cincinnati, about whidi
time he was elected caishier of the Miami Exporting Company, and
entered upon the duties of his office on the 1st of July, 1818.
On die 14th of August, 1818, Oliver, as it was aUeged by him in
his answer to the biU, sold and transferred one half of his bterest in
Ae Baum Company, and also in the Port Lawrence Company, to
Steele & Lytle, they assuming all outstanding liabilities; and m an
early part of the ensuing sprine, the remaining half of his interest in-
both companies to Embree & Williams.
On the 19th of September, 1818, Oliver and Worthington made
a division of the lots m the town of Port Lawrence, between Martin
Baum and John H. Piatt, these persons representing their respective
companies. One hundred and fifty-seven lots were assigned to
Piatt, and one hundred and fifty-ei^t to Baufai.
On the 24th of Apiil, 1820, Congress passed an act. entided f' An
act making further nrovision for the sale of the public lands," chane-
inff the mode of selling lands firom credit to cash, and reducing the
race firom two dollars to one dollar and twenty-five cents per acre,
llie effect of this law, and of the general embarrassment in the bu-
smess of the country which occurred about this period, was, as it
was allej^d in the answer to the bill, to depress the prospects of the
companies before ti^tioned, and the pecimiary condition of the in-
dividual members mereof, to such an (extent that they resolved to
abandon the lands, and forfeit th^m to the United States, rather than
pay the instalments which were, sfill due. But before this was done,
the intention was changed by another act of Congress.
On die 2d of March, 1821, Con^ss passed ''An act for the relief
of die purchasers of public lands prior to the first day of July, 1820,'*
vdiich allowed a purchaser to file a relinquishment of the land so
purdiased, upon which the whole purchase money had £ot been
paid, and apply the sums which had already been paid for such
land, to the completion of payments which might be due upon any
other land.
On ftie 16th of September, 1821. Oliver transferred to Baum the
certificates of Nos. 3 and 4, which he had bid for at the public sale,
aiif heretofore described; and on the 17th of September, John H.
Piatt, Robert Piatt, G. A. Worth, and William M. Worthington,
united in transferrins to Baum the certificates for the Nos. 1, 2, 86,
and 87, which the^ had bid for at the sale ; and by the same instru-
ment the last-mentioned parties also transferred to Baum the certifi-
cates for the five quarter-sections, which it has already been stated
the Piatt Company purchased on di ir bwh private accouQt, at the
JANUARY TERM, 16». IMl
01iT«r «t aL •. Piatt
public sak. BoditianflfimwereabsolateytoItfartmBtiimyhv
and aasigiis, fior ever.
On ihe 27di of September, 1821. Baum|to whom the certificates
had thus been aaognedy filed, by Miciyah T. Williams, his attorney
in &ct, a relinquiflmnent o^ tracts N6fe. 1 and 2, and requested diat
the proceeds of former instalments mig^t be ^hed to the conq>le-
tion of the payments still due upon 3, 4, 86, o7, -and the fire auap*
ter-sections. . The^consequence of this transaction was, that as Nos.
1 and 2 had been bou^ at a much hidier price than the other trac^
the credit acquired on the books of the goremment by their ^elin-
auishment was more than enough to complete the payments for all
le other lands mentioned abore, and a surplus existed, in the form
of land-scrijp, which might either ha^e been sold or applied to a pay*
ment for other lands. Four hundred and seyen^rroup dollars and
fifty-nine cents of this scrip belonged to the Piatt Uompany, and was
applied by the Baum Company in payment for lands wiiich that com-
pany had purchased. The followmg is the account
Lands surrendered.
Tract No, I.
Amount paid on it, $1,015 05j^
Tract No. 2.
Amount paid on it, 3,802 60
Lands n<4 gitrrendered.
Swan Creek, 3, #607
" « 4, 271 73
" " 86, 373 3l\
« ** 87, 149 "
6 quarter-sections, 1248 00'
On the 27th of September, 1821, Olirer made a memorandum,
or addrrased a letter to some person, stating several particulars
which he had attended to at Maume^^ directmg the land to be run
out, counsel to be employed, &c., &c.
On the 20tb of Januanr, 1822, Baum presented a petition to Con-
gress, representing that he had laid out a town upon tracts Nos. 1
and 2, and sold a number of lots to persons to whom he was bound
to g^ve a title ; that in consequence of the late law of Congress, re-
ducing the price of the public lands, he had been obliged to surren^
der them ; and praying that Congress would authorize an immediate
sale of those tw<; tracts of land, so as to ffire him an opportunity to
re-purchase them at a feir price, and thus De enabled tonilfil his en-
gagements to those who had purchased of him*
On the 10th of September, 1822, Baum gare to Olirer the follow-
ing certificate.
''CincwHaH, Sept. 10, 1822.
"It is hereby certified, that there is due William Oliver, finom the
Port Lawrence Company,^ two hundred and thirteen dollars and
seven cents, which said Ohver refunded, by request of the company,
to purchasers of lots in Port Lawrence, the title of which has oeen
telmquisbed to the United States by the company; it being the
2f2
M» SUPREME COURT.
Olirer et aL v. Piatt
amount due on the shares originally owned by John H. Piatt, Ro-
bert Piatt, G. A. Worth, and William M. Worthington.
^^ Mmitin Baum,
^'Agent for the Port Lawrence Land Company."
On the 25th of December, 1822, Baum addressed a letter to the
Hon. E. A. Brown, Washington CiQt, enclosing his petition, to be
ap;ain presented, and saying, amongst other thmgs, ^' thou^ it is
simied by myself onl/, suU others have an interest in it, to wit, Ja-
cob Burnet, William Steele, M. T. Williams, S. R. Miller, John
Rowan, of Kentucky ; but, for the sake of convenience, all the lands
of tiie company were transferred to me. The petition gives a true
statement of &cts; the grounds why those tracts were surrendered to
Hie United States ; the injurious operation of the law of Congress
(called the relief law) iii the case ; and the just claim which (I think)
I and my associates have on the government for redress," &c., &c.
Li January, 1823, Baum came into arrangements with some of
those who had purchased town-lots, and to whom he was unable to
S*ve a title, agreeing for himself and his associates to re-purchase
e lots and rmnd the mon^ which he had received on them.
On the 3d of February, 1823, Oliver addressed the following let-
ter to Robert Piatt, which was received by him :
^^Oindnnatiy February 3dj 1823.
'^Dear Sir :-^I have been anxious, to see you in relation to the
Port Lawrenccf business, and was on the. eve of settinj^ off vesterd9,y
for your house, but have cpncluded to write, requestmg the fitvour
of your attention to the matter. In consequence of the company's
securing the Port Lawrence property, they are liable to the pur-
clmsersTor tiie money received for lots ; and as some of my ftiends
in ])etx:pit were di«K>sed to bear pretfjr hard on me for advisinj;
^m to purchase, I authorized Colonel Hunt to redeem the.certif
cates of sale from those who had purchased by my advice.* The
payments made in this way were upwards of $400. M. Baum's
company hare refunded their prcportion, but my claim ($213 07,
whidi is from the 10th of last l^ptember, 1822) a^;ainst you is
unsatisfied ; and as we are at a loss tp know the particular interest
of the members of your company, I must ask the favour of your
stating the present proprieton^ and their, respectire interests in the
concern. Please say when it will be cimvenient for you to arrange
your proportion, as also to request Mr. Grandon to pay on his share
or diares. Respectfully, your obedient servant,
^ R. Piatt, Esq." " ^°^- ^^^^"^^
On &e 6th of Februarj^, 1823, Baum addressed another letter to
Mr. Bfown upon the subject of his petition, representing that the
case was a rumous one to him and his- associates, &c., &c.
On the 3d of June, l823, OUver exhibited an account against
JANUARY TERM. 1846. 84S
Olirer et aL v. Piatt
<^ Martin Baum and his associatesi" runnins^ from 1818 to June.
1823. and bringing them in debt to Ofiver in the sum of
$1835 47.
On the 27th of Au^st, 1823, Baum mortgageii^ to Oliver tracts
Nos. 3, 4, 86, and 87, to secure the payment of the above simi of
$1835 47 with interest from the 1st of September,' 1823. The pay-
ment was to be made on or before the 1st of Januaty, 1824.
On the 31st of January, 1824, Baum addressed a letter to the
proprietors of the Maumee and Sandusky Land Company, accom-
pamed by ah account between himself and the propnetors of Port
Lawrence. The letter was as follows :
''dndnnoHj 31st Jamimy, 1824.
** To the Proprietors of the Maumee and Sandudcy Land Co.
«D£AE Si& : — ^Enclosed, I hand you a statement of the Port Law-
rence land speculation, by which you can see how diat business
stands, to wit, a balance due me t>y the company of upwards of
$4755, and is daily increasing with interest. Suits have been
commenced against me for the -restoration of the money iriiich was
paid the company for lots, and the amount of improvements made
thereon, as well as for damages. I was obliged to borrow money
ior compromise and quiet those claims, for fear of incurring heavy
damages, great expenses, and much trouble^ and probably a total
loss of the company's property by sales, or judgments and execu-
tions. The lands have consequently been mortg^d for the money
borrowed, and unless it is shortly refunded, the lands may yet be
sold uiider the mortgage ; it is therefore necessary that the proprie^
tors pay to me their respective quotas, to save theur lands fit>m sale.
I am extremely anxious to close this business, and therefore propose
that I will exonerate you from paying anv mote money, if vou will
sell and convey me your interest in. all those lands. J3ut, lest you
should think that I wish to make a speculation out of you, if you
will exonerate me fit>m paying any more, I will sell you my interest
in diese lands, and will thank vou to accept the latter proposition.
It is needless to go into an explanation, as the account will do it of
itself; and my proposition will satisfy you as to the prospects of
gain. Please inform me soon what course you intend to pursue.
"Yours, respectfully, Mabtin Baum."
One of these letters appears to have been directed to Mr. Robert
Piatt, and another to W. M. Worthington, Ea^.
On the 23d of April, 1824, Baum authorized and empowered
Major William Oliver to lease, let, and rent all the lands, in and
out-lots, houses, and other property which he owned, or of which he
had the control, atuate and being within the United States reserva-
tion on the Maumee river for the then present season ; and also to
collect all rents^ which might be then due on all x)r any of die siud
property.
M4 SUPREME COURT.
Olirer et al. v, Piatt
On the 28th of Anenst, 1824, Baum addressed a letter to G. A.
Worth, Esq., a part of which is as follows :
<< dncmncOij 2Sth .Ougusty 1824.
<Deab Sm:— Your &yoar of the 10th April last came duly to
hand — contents noticed. The land speculation has truly been an
unfortunate business, and no one can be more tired of it than I am ;
for it's me who has to stand the brunt of the company — suits, judg-
ments, executions', with all its attendant vexations. First, our
agents were crazy in making purchases at such high rates — ^then
the madtaess of Congress in reducing the price of the public lands
— change of times — scarcity of money — ^the impossibility of mianag-
ing that species of property where so many are concerned ; the
change of sentiments ol persons in holding real estate ; in fact all
aiu} every thing has operated against%such speculations; and were
I relieTed of that concern, an immense burden would be taken off
my dioulders, &c., &c."
On the 21st of September, 1826, Baum gave to Oliyer the follow-
ing pow^:
^'CincmnaHy 21st S^t^ 1826.
'^I hare and hereby authorize and empower Major William OU-
ver to lease, let, and rent all die lands, in and out-lots, houses^ and
o&er property which I own, or of which I have the control, situate,
lying, and beinff within the United States reservation, on die Mau-
mee river, for me ensuing season ; and also to collect all rents or
other moneys due me in and about the town of Maumee and Port
Lawrence. Maktik Baum.''
On the 6th of October, 1826, Oliver commenced procee
attachment in Michigan, by making the following amdavit:
« Martin Baum, agent for John H. Piatt, (since deceased,) Robert
Piatt, G. A. Worth, and William M. Worthington, to William Oli-
yer, debtor, for the sum of two hundred and thirteen ^1. dollars,
being the amount refunded to purchasers of the lots in Fort Law-
rence, by request of said Baum, with interest from the 10th day of
September, 1822.
<< MkkiMnj Mmroe county ^ $$ :
'**!, w^liam Oliver, of lawful age, do solemnly swear that the
warn mentioned in the above account is justly due from the persons
herein named ; that they do not reside within the territory of^Midii-
gan, and that he has reason to fear, unless an attachment issues
iq>on the property of the persons above named, his debt cannot be
recovered. Will. Ouver.
" Sworn this 6(h day of October, 1826, before me,
« Peter P. Ferry, Justice of the Peace."
On the 7th of October, 1826, an order was Hed in the oflBce of
flie derk of Monroe county court, for an attachment against the
JANUARY TERM. 1846. 846
Olirer et aL fh. Piatt
rig^ and credits, mone]^ and effects, goods and chattels, Imda
and tenements of > the parties above named. The writ was issued
on tb« same day.
On the IStfa of October, 1826, an attachment was laid upon the
South-west quarter of section 2, township 3.
Noith-west quarter of section 3, township 3.
South-west quarter of section 3.
South-west q\iarter.of s^on 4.
The three'firat of tfaes^'were included in the original purchase by
Piatt and subsequent transfer to Baum» The fourth belonged to
some other transaction and is not involved in &is case. The whole
four were appraised, collectively, at l|1200.
The suit went on, no one appearing for the defendants, until Oc-
tober, 1826, when it nmearing that notice to defendants in attach*
ment had been published nine months, judgment was entered against
them, zjierifacioi issued, and, on the Mi of April, 1828, Ae pro-
perty was sold to Charles Noble ibr $341 60 cents, who on the
same day conr^ed itio Oliver.
Having traced out the proceedings under the attachment to their
consummation, it is necessary to, go back to tiiie year 1825.
On the 13di of October, 1825, Oliver filed a bill in the Supreme
Coi^rt of the territory of Michigan, sitting as a court of chancery, to
foreclose the mortgaee which had been given l^ Baum on the 27th
of August, 1823. Baum being a non-resident, a notice to him to
app^ was publidied for nine weeks successively in a newqpaper
published at Monroe.
On the 7th of December, 1827, the b31 was taken pro cof^eao^
and on the 5th of September, 1828, the court decreed that the pro-
perty should be sold, which was accordingly done. Oliver became
the purchaser, and received a deed fiom me register, who had been
directed to make the sale.
To return again to the chronological order of events.
Congress having made a donation of land to the University 6f
Michigan^ <he trustees of&at mstitution. resolved, on tiiie 25th of
June, 1827, to accept of. No. 1 in lieu of a section, in the expecta-
tion that in the evexit that lot No. 2 should revert to the United
States, then the same should be considered a part of the section to
which they were entitled under the act, and requested the chairman
to advertise the Treasury Department tiiereof.
On the 20di of July, 1827, Baum addressed a long letter to the
commissioner of the General Land-offiqe, giving a Ustory of the
Port Lawrence Company, and expressing a desire to re-possess Nos. 1
and 2. He then says, ^^ It has been bmted that the trustees of the
Seminaiy Lands of the Michigan Territoiy have had sufficient in-
Bneace to delay the sale, with a view to get the privilege of locating
diese two imcts for that purpose. If this is the met, I protest against
such an arrangement. They have- no claim to them whatever^ but
Vol. ra.— 44
34S SUPREME COURT.
Oliver et aL v. Piatu
mine is a strong one, and I am determined to pursue it in every pos-
sible way till I obtain justice."
In August, 1827, Oliver went to Detroit to ascertain if the tracts
1 and 2 could be obtained from the university, but nothing was
then done.
On the 18th of October, 1827, Charles Noble wrote to Benjamin
H. Piatt, one of the heirs of John H. Piatt, who had died, and en-
closed him a copy of the proceedings in tibe attachment at the suit
of Oliver.
On the 18th of February, 1828, Fiatt acknowledged the receipt
of this letter, and desired further information.
On the 1st of April, 1828, Noble replied, and enclosed a copy of
the advertisement of the auditor for the sale of die three quarter-sec-
tions of land as before mentioned. The sale was to take place on
the 6th of April, 1828.
On the 12th of Au^st, 1828, Oliver opened a negotiation with
the University of Michigan, proposing to give other lands in ex-
change for Nos. 1 and 2, which was prosecuted without success for
some time.
On the 1st of September, 1828, Charles W. Whipple, the assistant-
register of Michigan, executed to Oliver a deed for Nos. 3, 4, 86,
(excepting sixty acres^ which Baum had sold to Prentiss and Trom-
ley in 1823,) and 87. The deed recited the proceedings for a fore-
closure of the mortgage, and conveyed the property to Oliver, his
heirs and assims for ever.
On the 13ui of January, 1830, Congress passed an act, entided
^^ An act to authorise the exchange of certain lots of land between
the University of Michigan and Martin Baum and others.'^
On the 16th of August, 1830, Oliver (called in the proceedings
of the board the agent of Martin Baum and others) appeared before
the trustees of the university on the subject of the exdiange of lands,
which subject was discussed from time to time.
In December, 1830, Oliver (having previously received an as-
signment of the final certificates from IBaum} obtained patents for
the following : —
Lot No. 3.
Lot No. 4.
North-west quarter of section 3.
South-west quarter of section 3.
South-east quarter of section 3.
South-west quarter of section 2.
Being the whole of the five quarter-sections originally purchased by
the Fiatt Company, except die north-west quarter of section 2.
On the 7th of February, 1831, an exchange took place- between
Oliver and the university ; the negotiation therefor having resulted
in an aCTeement. Oliver ceded to the trustees — ^
Lot No. 3, except ten acres reserved.
JANUARY TERM, 1846, 847
Oliver et al. «. Piatt.
Lot No. 4*
The north-west quarter of section 3.
The south-west quarter of section 3 ; and
The south-west quarter of section 2.
The universitY deeded to Oliver lots Nos. 1 and 2, and authorized
the President of the United States to issue a patent or patents to the
said William Oliver.
On the 4th of March, 1831, a patent was issued to Oliver for
these lots Nos. 1 and 2.
On the 16th of May, 1831, OUver sold to Baum and Micajah T.
Williams each one undivided third part of lots Nos. 1, 2, 86, and
87, excepting sixty acres of No. 86, which had been sold by Baum
to Prentiss and Tromley. Each of the two parties Was to pay $1555.
The necessary provisipn was made for laying out a town on the pro-
perty where Port Liawrence was formerly laid out, making partition, &c.
The 8th article w^s as follows : ^^ The parties agree . to admit a
fourth person as a proprietor — a man of enterprise and character —
on equal terms with themselves, on his estabhshing himself perma-
nently at Port Lawrence, and devoting himself to the improvement
of the place."
On me 19th of Septembec, 1832, under the article just mentioiivd,
Stephen B. Comstock was admitted to have .an undivided fourth
part.
On the 224 of October, 1833, Oliver re-purchased from Baum^s
heirs (for he bad died before this time) th^ whole of Baum's interest
under the contract of the 16th May, 1831.
On the 8di of May, 1834, Oliver and Williams sold to Edward
Bissel one-fourth part of lots Nos. 1 and 2, for $7000.
On the 23d of May, 1834, Oliver sold to WiUiams an undivided
moiety oif86 and 87.
On the 17th of October, 1834, Oliver sold to Pratt and Taylor
one undivided sixteenth part of Nos. 1 and 2,. for $4000. lliey
wdre also to erect k warehouse, two dwelling-houses, and arrange
for a line of steam-boats to stop ,-at Toledo, as the town was now
called. And on the sa&e day, he sold to Smith and Macy another
undivided sixteenth, on the same terms.
On the 30th of June, 1835, Oliver sold a portion of the property
to Ljnde and Raymond, for $13,000 ; in September,. 1835, another
portion to Lot Clark, for $1000, and in January, 1836, another por-
tion to Philander Raymond, for $22,000.
On the 21st of April, 1836, Robert Piatt, the appeDee in the pre-
BOkt case, filed his lull of complaint in the Circuit Court of the
Unite4 States for the district of Ohio, against Oliver and others.
But before narrating the proceedings under this bill, it is proper to
close the history of the transactions of the parties by stating mat on
the && (^ May, 1837. Oliver received a aeed from the trustees of
ibe University of Michigan for the property which he had given to
t^ SUPREME COURT.
Olirer et aL «. Piatt
them in exchange as plreviouslj related. The property thus con*
veyed to Oliyer consisted of tracts Nos. 3 and 4, the sontfa-west
quarter of sectipn No. 2, the north-west quarter of section No. 3,
and the ^outfa-west quarter of section No. 3. The consideration
was $5000, and die sode was stated in die deed to be made ^' pur-
suant to a contract entered into between the said trustees and the
said William Olirer. on the twenty-fourth .and twenty-fifth days of
October, 1834.^*
To return to the* bill, which was filed in 1836. It made Olirer
and Williams and a number of other persons, who were the represen-
tatives of the original parties, respondents, most of whom appeared.
After die pleas, which were nled by the defendants, were overruled,
Ian amended bUl was filed.
These bills recite the formation of the Piatt and Baum Companies ;
their union in die I^ort Lawrence Company, under the circumstances
already related; the acceptance of the tmst by Baum ; the assign*
meht to him of the certificates of purcha^; the ^appointment of
(Oliver as agent; his acceptance thereof; the instructions, bond, and
power of attorney ; the laying out of the town ; the sales of lots, for
which the respondents are called u^on to account; the rdinquish-
ment of Nos. 1 and 2 ; the application of. the credits ariising there-
fir0m to the completion of the payments due upon the odier tracts ;
the understanding of the parties that NOs. 1 and 2 diould be re-
piu^hased for the benefit of all cpncemed, whenever it should be
rsible to do so ; the application to Confess ; the deadi of John
Piatt, in 1822 ; die formation, some ^Ort time thereafter, of a
firaudul^nt combination and confederacy between Baum, as trustee,
-and Oliver and Williams, as agents, for the purpose of cheating die
members of the Piatt Company out of theic entire interest and claims;
that in pursuance of , this firaudulent combinatidn Baum issued to
Oliver the certificate of debt; that the comj^lainant resided at^ short
distance from Cincinnati ; that about that time, and prior, and lonp;
subsjBquenU^ thereta, he was during^ some part of nearly every we^
in Cincinnati in company vrith said Baum and Oliver, or one of them ;
thal^ di<sy knew the complainant to be a man of properfy, well able
and wilUnff to pay his just debts ; that neither Baum nor Oliver
eVer gare him the sfigjbtest information that any such certificate had
been given ; .that he had received a letter from Oliver, dated on the
3d of February,. 1823 ; diat the mortgage given by Baum to Oliver
was widiout au&oiity, and firai^dident and void ; tliat the assignment
of the certificates for Ibe^quarter-section^ were also fi^udulent and
void ; the circumstances under which the exchange of lands took
place with the UnlTersity of Michigan ; the circumstances al^ un-
der which Williams became interested; that the proceedings in
Michigah were coram nonjudice and void ; that if they vested a tide
in Oliver, it was to constitute him a trustee fqr the complainant with
others, and tluit Oliver and Williams were acting widi a sole view
JANUARY TERBI, 1S45. 8tt
Olirer et aL v. Piatt
to benefit themsdves at the expense of tbe complainant and ikt
other co^proprietors.
The bill then enumerates the ori^al parties who were dead,
states their representatives and tbe assignees of the living, and prays
that they may all be made defendants.
It 'then prays for an injunction, a receiver, &c., &c.
Most of the parties answered, but a notice of Oliver's and Wil-
liams's will be sufficient.
Oliver's answer admitted the formatidn of the Baum Company,
of the Port Lawrence Companv, but denied diat after the sides any
agreement was made to unite the interests in the several tracts ; dM
appomtment of Baum as the trustee of the Port Lawrenpe Companvi
but denied that the object of the trust was fully stated in the bill ;
alleged that Baum was authorized to sell and dispose of any of the
property on speculation, or for payment of claims against the con^
pany, &c. ; that Baum had also a right to diiqK>se of the quartei^
sections to pay the debts of the Piatt Company; admitted the in-
structions, except some of the signatures ; the laying out of th^
town; the powei of attorney from Baum; the letter from Baum
fixing the appomtment for one year, and the compensation therefor ;
the sale of^lots in tbe town*; alleged that he surrendered up- the
agency to Baum at the time of his appointment as cadiier of the
Buami Exporting Company, and that he then closed up his accounts ;
tiiat his subsequent acts as temporaiy agent were only to accommo-
date Baum ; that h€ and Baum had erected a warehouse on one of
the lots which he had purchased at th^ sale, 'which circumstance
drew him often to the town ; that he had transferred one^half of his
interest in the Baum Company to Steele and Lyde, in I8l8, and die
remaining half to Embree ^d Williams in 1819 ; admitted the re-
linauidiment ; denied tbe intention to re-purchase; that Baum
auuorized to negotiate with die university, but that he did so in his
own^ri^t and upon his own account; alleged that the certificate
of debt and mortgage were given upon bona fide consideratidns ;
that the members of the Piatt Companv, and €^ecially the con^
plainant, were repeatedly urged to satisnr the claims and release tbe
lands ; diat he, the respondent, bid the full value for the lands, and
more than they would nave been sold for to others for -cadi ; that
the assignment of the certificates was in eood fidth ; explained die
reasons which led to an exchange of lana with the university ; that
he purchased back from the university the lands which he had con-
veyed to it, long after all agency for die companies or /or Baum was
ended and settled up ; denied all firaud and combination; admitted
that he had united IBaum andoWilliamS in the subsequent attempt to
build up a town, and rehed €pon the lapse of time, the defaults,
laches, and acquiescence of die cemplamant and the statutes of
limitation, in bar of the claim set up in the bill. The respondent,
moreover, admitted or explained a number of papers respecting
2 G
MO SUPREME COURT.
Olirer et aL cu Piatt
■ » ■
ubidi be had been intenogated, and then jnayed that his
nu^ be coDsideied as a cross-bilL
The answer of Williams admitted the fonnatioD of the Banm
Company, Ae subsequent fbnnation of the Port Lawrence Con^nn j ;
arerred that in the i^mng of 1819, Embree, the partna* of the re-
qxmdent, whilst the req>ondent wa& absent in DlinoiB, purchased
irom Oliver an interest of one-thirteenth in the Banm Company ;
admitted the relinquishment to the United States of Nos. 1 and 2,
which was made by the re^ondent himself; ttiat the {Mroceeds of
Ibe lar^ number of tracts standing in the name of Baum, and thus
rehnquidied, were ascertained in gross, and a credit entered to that
amount on the lands retained ; that the proceeds of tracts Nos. 1
and 2, were $4817 55^, and the amount due to the United States,
on tracts 3, 4, 86, 87, was $1372 36, and upon the five quarter-
sections $1248; averred that he did not know what became of the
balance of $^4 60, except that John H. Piatt and Baum arranged
it to their mutual Satis&ction ; denied that there was any agreement,
understanding, or intention, amongst the members of the Fort Law^
rence Company, to re-purdiase tracts 1 and 2 ; averred that after
die relinquishment the members of the Port Lawrence Company
abandoned Baum, and left him to settle tiiie liabilities of die com-
pany as he could ; denied. aU knowledge jot belief that the com-
plainant or Baum attended the public sales in 1827 with die inten-
tion of re-purchasing said tracts for the benefit of the c(nnpany,but
oa the contraiy intended to purchase them on account of odier
Krsons; denied all knowled^ or belief that Oliver was authorized
Baum to open a negotiation with the trustees of the Michigan
ifniversity ; averred that in May, 1831, Oliver oflered to sell to the
respondent one-fourth of tracts 1 and 2, 86 and 87, except sixty acres
of 86, for a specified sum, and at the same time offered anodier
fourth each to Martin Banm and Jacob Burnet, which offer the
respondent accepted, taking one-third instead of one-fourth, as Bur-
net declined becombg interested ; and in 1832, the respondent pur-
chased an additional sixth from Oliver, which purchases together
save him an interest of one-half, for which he received a d^ in
&e-8imple from Oliver and wife ; averrM that at the time of paying
the purchase money and receiving the deeds, he had no notice or
knowledge of any ri^, title, cuim, demand) or interest, ol the
complainant, or the Fort Lawrence Companjr, or any of the mem-
bers thereof, nor had he anv notice, knowledge, information, su^i-
cion, or belief, of any fraud, or breach of trusty or other transacticms.
matters or things, affecting die tides of said lands, but maintained
that he purchased the same bona Jide^ in good &idi, and for a full
and lair consideration actually paid.
To all these answers a general replication was filed.
In December, 1840, the bill was taken As conferred by all the de-<
fiendants who had iailed to plead, demur, or answer^ and die cause
JANUARY TERM, 1646. Ml
Oliver €i al. v. Piatt
came on for hearing upon the bills^ answers, replications, testimony
and exhibits, when tiiie coiut passed the following decree :
^^ The court do here find that the law and equity of the case Bte
with the complainant ; but because the court here are not fdlly ad-
vised as to the exact nature and extent of the relief to which the
complainant is entitled, so as to enable them to render up a final
decree in the premises, it is therefore adjudged, ordered, and de-
creed, that this cause be, and the same is nereby, referred to Aaron
F. Perry, as special master commisaoner, "^ho is hereby instructed
to mak^ out, and report to us at our next term, an amount of the
sales made in whole or in part of tracts one, two, three, four, eighty-
six, eighty-seyen, and the fire quarter-sections, designating the date
and amount of sales in .each tract, title made, moneys receired and
due, and also an account of all moneys expended, either in the pui^
chase or improyement of each tract, by the defenoants Williams and
Oliyer, or either of them, including compensation for the agency
exercised in the general management of the property, and such other-
matters of iact and calculations as either party may deem necessary,
in order to a just and equitable*^ decree in the premises ; and for Aat
purpose he is hereby invested with power to demand the production
of any books, papers, and accounts in possession of eimer of the
I>arties, to examine them, if necessary under oath, touching any par-
ticular matter or thing connected with the maitters in contest, to ex«w
amine and take the deposition of witnesses, to withdraw any exhibit
or paper now on file with the clerk, giving a receipt therefor, and
penorm. every act necessary to a proper adjustment of the accounts
and transactions of the parties. He is hereby required to deliver
to each i>arty demanding the same^ a copy of his report^ twentjr
days previous to the next term of this court, until which time this
cause is continued."
In addition to the points upon which the master was directed in
the decree to report, the solicitor for the complainant stated twenty-
five others, and the respondent fourteen, as matters of &ct and cal-
culation which they respectively deemed necessary.
On the 3d of July, 1B41, the master presented a veiy voluminous
report^ occupying nearfy five hundred pages of the printed record.
To tfab report £e complainant filed twenty-one exceptions, and the
defendants ten. Thcnr related chiefly to matters of detail and ac-
count, which it woula be difficult to understand unless the whole
report were here inserted.
In July, 1842, other parties were made in place^of those who had
died ; and John Rowan, a citizen of Kentucky, filed his answer
voluntarily, claiming an interest of six-»thirteenths in the Baum
Company.
At die same term tiiie court referred the case to Edward D. Mans-
field, master, to report die deduction of title as claimed by each of
the parties.
Sn. SUPREME COURT.
Olirer et aL v. Piatt
On the 22d of July, 1842, the master, in confonmty with the
above reference, reported the deduction and then condition of the
aereral titles.
At the same term, additional parties were made, to represent the
dead, and die case was again referred to Mansfield, with the follow-
ing instructions, viz. : ** To state separate accounts of die compen*
sation which, u^der all the circumstances, ought to be made to the
said William Oliver and to the said Micajah T. Williams for their
services; and also an account for expenses in the procurement,
management, and improvement, in the value of the trust property,
consisting of tracts 1, 2, 86, 87, and die ten acres in No. 3; and
diat the said master also restate s^arate accounts touching die
moneys or other proceeds ari^g to said OUver and Williams,
firom sales made prior to the filing of the bill, of any parts of said
trust propei;^ ; and also of the account of said Oliver a^inst the
Port Lawrence or Piatt Company, for advances not heretofore reim-
bursed..
In estimating services, ei^penses, &c;, the master is to have refer-
ence to the advantage derived firom said expenses and services, &c.^
as well to tracts Nos. 3 and 4, and the half-section No. 3, and south-
west Quarter-section No. 2, township 3, as to the tracts before named.
And uiat in performing this order, the master, besides having refer-
ence to the papers, depositions, &c., now on file, maj take fiirther
testimony,- or further examine the parties if he deems it necessary.
On ttie 27th of July, 1842, the master fil^d a report, entering
Biinutely into the several matters of account, to whicn four of the
defendsmts took four exceptions.
On die 29th of July, fit^ parties were made in die place of some
inore who had died, and the master made two.additional reports, to
which Oliver and Williams took twelve exceptions.
On the 30th of July, the court pronounced the fi^Uowing final
decree:
<^lst. That Philip Grandin and Hannah C. Grandin his wife,
Marv P. Ewing, Egbert T. Smidi and Sanh ^L Smidi his wife,
Nathaniel G. Pendle^ton, William J. Van Horn and Margaret Van
Horn his wife, John Spencer and Susan Spencer his wife, Samuel
Peny, as administrator of Martin Baum^ aeceased, Jacob Burnet,
§e administrator of William C. Schenck^ deceased, William J. Van
om, as administrator of William Barr, deceased, having been duly
served with process requiring them to appear and answer the c(»n-
phinant's bitis, and they notnaving.api^ared, plead, demurred to,
or answered the same, as required by the rules of this court,, the
said bills, and the matters therein contained, are hereby, as against
them respectively, declared to be taken as confessed.
<< 9d. l^at the rights of the defendants, Isaac Dunn, the unknovm
heirs of William Steele, deceased, Alexander Findlev and Ann Ellen
Undley his wife, Woodhull S. Schenck, Andrew Mack, Israd T.
JANUARY TERBf, 1845.
Oliver et aL v. Piatt
Canbjr, and Gorham A. Worth, who are not inhabitants of the state
of Ohio, or found within the disbict of Ohio and jurisdiction of
this honourable court, if any thejr or either of them haTe, or hath^
in and to the lands and^ premises in question, be, and the same are
hereby, resenred to them re^ectirely, in as fiill and ample a man-
ner as if this decree had never been rendered.
<<3d. That Eleanor Baum, Egbert T.Schenck, Elizabeth Schenck,
James F. Schenck, Jun., Susan Louisa Peodleton, Martha Pendle-
ton, George Hunt Pendleton, Elliott Hunt Pendleton, Ann Pierce
Pendleton, Nathaniel Pendleton, Mary Barr, William W. Barr, and
Darid Barr, the infants, defendants, are hereby req>ectiyely allowed
six months after atbdnin^ majority, to show cause, if any he, she,
or they, hath or have f^;amst ttiis decree.
^^4m, And the court further decree, diat all bona fide sales, mte-
rests, and undivided interests, in and to lots in the town of Toledo,
in the ten. acres of tmct number three, and in the lots S6 and 87,
made by the said Oliver and Williams, before ihe filing of the orifli-
nal bill in this case, together with die sixty acres sold by Martm
Baum to Tromiey and Fcentiss in tract 86, be, and the same are
hereby, ratified and confirmed ; and as to any of said nles not yet
perfected by conyeyances, and as to which me outstanding claims
upon tiiie purchasers have been reported cm, it is decreed dwt the
same inure to the said Oliver and Williams, and they are empow-
ered to receive tiiie amounts due thereon to ^eir own use, and to
convey the land to the purchasers^ And all donations, appropria-
tions, and dedications of any parts of said several tracts of land for
any public use, heretofore made, be, and the same are hereby, con-
firmed to the original purpose of the donation, appropriation, or
dedication. And inasmuch as Benjamin S. Brown» to whom, by
the resolution of the proprietors, on the 17th September, 1837, the
lots Nos, 109, 110, 111, were to be conveyed for the purpose d the
S»propriation of those lots, has dq)arted this life, it is oraered, with
e assent of the parties to this suit, in interest that Richard Mott
be, and he is hereby, appointed trustee, instead of said Brown, to
carry out said appropriation. And the partition heretofore made
between the said. Oliver and^ Williams, and their assispiees of inte-
rests, be, and the same is hereby, ratified and confirmed to die
respective parties thereto, according to theorij^nal intent of the
same ; and it is further decreed, that the lease made by the said
Williams to Garret D. Palmer, on the 24th November, 1840, be,
and the same is hereby, confinned; and the repts accruing and to
accrue on said lease, smce. the 1st day of July, 1842, inure to the
benefit of the parties in interest, as settled by tins decree.
<^6th. That the said Oliver and Williams hold &e legal title to
the following tracts of land mentioned in the pleadings, not othei^
wise disposed of in this decree, that is to say : tracts 1 and 2, 86,
87, and ten acres of tract 3, m trust, for themselves and die other
Vol, m.— 45 2 o 2
SM SUPREME COURT^
Oliver et al. v. Piatt
members of the Port Lawrence Company, so called, and those now
holding and representing their interests, as tenants in common, in
the proportions affixed to their names, diat is to say, dividing the
whole into 2832 parts, then the said trust is-^
For Alexander H. Ewing - - -- 989 6-10 parts.
John Rowan 496 6-10
Robert Piatt 219 6-10
John G. Worthington - - - 219 6-10
William Oliver .... 166 6-10
Micajah T. WilUams ... 82 8-10
the heirs of William M. Worthington 219 6-10
tfie heirs of John H. Piatt - - - 439 parts. For the
said heirs of J. H.- Piatt, being^Benjamin M. Piatt, Abraham S. Piatt,
Hannah C. Grandin wife of Philip Grandin, each one-fourth part of
the said 439 parts, and for the heirs of Frances Dunn the other fourth,
viz.: John P. Dunn, Jacob P. Dunn, George Dunn, Strange S. Dunn,
Hannah M. Tousey wife of George Touset , Sarah Jane Lavton wife
of William Layton, each one-seventh of said fourth ; and Francis
£. Smith, and Adam C. Smith, each one-fourteenth of said fourth. *
'<6th. And the court do furdier order, adjudge, and decree, that
the said Oliver and-Williams do, within five months firom the date
of this decree, by deeds, with special covenants, to be prepared by
each of said parties for their respective interests, convev to each^f
said parties, m fee-simnle, the undivided proportion of said trust-
estate affixed to his or her name as aforesaid, tofi;ether widi'the un-
divided interests in the same proportions in the wharves, ferries, &c.,
heretofore reserved for the use of the said Oliver and Williams in
their former conveyances; and also the same proportions of all
public edifices, materials, and advantages heretofore reserved to the
said Oliver and Williams, saving to said Oliver and Williams the
hotel materials; and also, in the same proportions, the interests
remaining in th^ said Oliver and Williams in and to the following
common and o^er properhr, that is to say : lots numbered 109,
110, 111, 119, 120, 121, 162, and 163,in flie town of Toledo, and
any others in which there is any such interest in said Oliver and
A^olliams, they, the said Oliver and Williams, retaining in them-
selves only the proportions pertaining to them and ascertained as
aforesaid. And it is further decreed, that the said Oliver and Wil-
liams permit the said jmrties, respectively, to enter into the posses-
sion and enjoyment of their siaid portion of said estate as tenants in
common. And it is further ordered and decreed, that the said Oli-
ver and Williams do, within the said sixty days, transfer to the said
Sarties respectively, without recourse, in the same proportions, the
emand on the books of said Oliver and Williams against Andrew
Palmer, as agent, now amounting, according to the report of tiie*
master, to the sum of $6668 79 ; and the like demand against Ed-
ward IBisseD, now amounting, according to siaid report, to the sum
JANUARY TERM, 1846. 8U
Oliver et al. v. Piatt
of $2427 35 ; and also the like demand against Stephen B« Corn-
stock, now amounting^ according to said report, to the sum of
$976 62 ; the said tl^e mims beinjz reported as due from the said
Pahner, BisseU, and Comstock, of moneys which came to their
hands as agents connected wi& the sale of lots and improvements
in said town of Toledo.
" 7th. It is further ordered and decreed, in respect of the moneys
heretofore received by the said Oliver and Williams, or either of
them, from sales, rents, or otherwise, arising from either of said
tracts of land, which is not allowed to the said Oliver and Williams
for compensation for their services, or for expenses on account of
said trust property, that there remains m their hands,, as said trus-
tees, the sum of ^237 35 ; which said sutn is held by them in trust
for diemselves dnd the other parties, in the same proportions herein-
before found and decreed as to the said trust lands ; and apj>ortion-
ing the ^am'e according to said rule, the parties will be entitled to
the following sums :
To said Alexander H. Ewing- ... |781 76
John Rowan - 392 35
Robert Piatt 173 40
John G. Worthington 173 40
William Oliver - - ' - - - 130 78
Micajah T. Williams 65 39
Alice Worthington, executrix and trustee of
Wm.M.W. 173 40
heirs of John H. Piatt 346 80
" And of the share of the said John H. Piatt, the following are
tiie portions of his heirs, that is to say.
To Benjamin M. Piatt $86 70
Abrahani S. Piatt 86 70
Hannah C. Grandin - - - - - - 166 70
John P. Dunn 12 33
Jacob P. Dunn 12 33
George Dunn 12 33
Strange S. Dunn 12 33
Hannah M. Tousey - - - - - 12 33
Sarah Jane Layton - -"- - - 12 33
Francis E. Smith . - - - - 6 16
Adam C. Smith 6 16
** And the court order and decree, that the said Oliver and Wil-
liams pay, withm five months from the date of this decree, the said
several sums, except those opposite their own names, with interest ;
and in default thereof, that execution issue therefor as at law.
. " 8th. That the said William Oliver, having held the legal title to
the south-east quarter of section 3, township 3, in the said reserve,
as trustee, in trust for the complainant and the other members of the
Piatt Company, on the 25th day of July, 1835, at the time he sold
869 SUPREME COURT.
■ , - ■ ■ — — — ^^M^
Oliver et aL v. Piatu
and conveyed the same to William J. Daniels, for the sum of |1000»
whereby the said complainant and the other members of said com-
jmjy their heirs or legal representatives, became, and are now en«
titled to their proportionate ^ares of the avails of said sale, with the
interest which has accrued thereon, amounting, in the aggregate, to
$1420 ; that is to say, each are entitled to the proportionate shares
of said avails annexed to their names respectivdy, viz. :
The complainant, one-eighth part, - - $177 50
Alexander H. Ewing, three-eldidi parts, - - 532 50
John G. Worthington, one-ei^th part, - 177 50
Alice WoxtlnBgton, as executrix and trustee of
Wm. M. Wwthington, dec'd, one-eighth part, 177 50
The heirs of J. H. Piatt, deceased, two-eighth parts, 355 00
That is to say, of the d^re of the said John
H.Piatt, his heirs are entitled as follows, to wit:
Benjamin M. Piatt the sum of - - - 88 75
Abraham S- Piatt 88 75
Hannah C. Grandin -* - - - - 88 75
John P. Dunn 12 68
Jacob P. Dunn 12 68
George Dunn 12 68
Strar^ S. Dunn 12 68
Hannah M. Tousey 12 68
Sarah Jane Layton - r - - - 12 68
Francis E. Smith 6 34
Adam C. Smidi - - -- - .^634
<^ It is therefore further decreed, that the said defendant, Oliyer,
do, within five months from this date, pay to the complainant and
the heirs and lefl;al representp.liyes of the orifidmd propnetors of die
Piatt Company the above ^ums, annexed to meir respectiye names,
with interest firom this date, or that executions issue therefor as on
judgments ^t law.
<< 9tii. That Maiy P. Ewin^, in her own n^t, and the said Alex-
ander H. Ewme, in rig^t of his wife, the said Maiy P. Ewing, being
inyested with &e legS title to the north-west quarter of section 2,
tpwnshipr 3^ in said reserve, as trustee, in trust for the complainant
and those now holding and representing their interest in the Piatt
Company; that is to say, in trust for the persons,^and in the pro-
poitions annexed to their respective names, as follows :
The complainant, one-ei^th part, ... 20 acres.
Al^?cander H. Ewing, three-eighth parts, - - 60
John G. Worthington, one-ei^th part, - - 20
Alice Worthington, executrix and trustee of Wm.
. M. Worthineton, deceased, one-eighth part, - 20
Heirs of John H. Piatt, deceased^ two-eighth parts, 40
That is to say,
Benjamin M. Piatt. 10
JANUARY TEfiBf, 1646, Wt
Oliver et aL «. Piatt
Ahrahatn S. Piatt lOacres,
Hannah C. Grandin, wife of Plulq[> Gfarandm, - 10
John P. Dunn - - -- - - "^l
Jacob P. Dunn - li
George Dunn -•.--.-1|
Strange S. Dunn -.-.-- 11
Hannah M. Tot^y, wife of George Tousey, • li
Sarah Jane La^on, wife of Win. Layton, - - If
Francis E. Smith ...... f
Adam C. Smith ..-..- i
f^ It is therefore further dei^reed^ that the said Alexander H. £wing
and Mary P.Ewin^ his wife, do, within sixty days from the date
of this decree, by deed, with special covenants, (to be prepared br
each of said parties for dieir respective interests,) convey to the flaid
parties in fee-simple, except the said John G. Wortiiington, to whom
a conveyance of bis proportion has already be to made, the undivided
proportion of said trust-estate affixed to his or her name as afore-
said; they,- the said Alexander H. Ewiii^ and Mary P. Ewihg, re^
tkining in themselves the proportion pertaming to them as ascertained
as aforesaid. And it is furtner decreed, that the said Alexander H.
Ewin^ and Maiy P. Ewing permit the said parties respectively to
enter mto the possession and enjoyment of theu* said portions of said
estate as tenants in common.
<^ 10th. As to the account on file and reported upon by the mas-
ter, for advances made by Martin Baum for the Port Lawrence Com-
pany, the court find that the amount of the same, with interest to
this time, is $2063 96, which is /chargeable upon the said trust
estate ; and the court further find that the said claim is now held by
die defendant, Alexander H. Ewing, and should be apportioned ta
die several interests in said property, except the proportion of the
said Oliver and Williams, which has been satisfied. The propor-
tions of said demand remaining to be satisfied are as follows, to wit:
John Rowan to pay $360 08
John H. Piatt's hem to pay - - - 320 38
Robert ?iatt to pay 160 19
J. G. Worthinffton to pay - - - 160 19
Wm. M. WorSimgton's heirs to pay - - 160 19
Alexander H. Ewing's share - - .- 721 29
William Oliver's sliare - - - - 120 36
M. T. WilUams's share .... 60 18
^^And thereupon die court further decree, that the said John
Rowan, the heirs of John H. Piatt, aocording to dieir portions as-
certained in this decree, Robert Piatt, John G. Worthington, the
heirs of Wm. M. Worthmgton, shall each pay the proportion of said
account affixed to their names, with accruing interest, within ^ve
months, or in default, that execution issue against each for his ox her
proportion.
866 SUPREME COURT. ^^
Oliver ct aL v. Piatt
^^lltfa. As to the claim set up by Robert C. Schenck's answer to
lot No. 1 in the original plat of Port Lawrence, which was sold to
William C. Schenck, and for which Martin Baum, trustee, in bis
lifetime issued a certificate to Egbert T. Smith, who afterwards
assigned the same to the said Robert C. Schenck, who now holds
it in his own right^ the bill is dismissed, without any prejudice
to his, the said Schenck's ri^t, and he has leave to wiUidraw
from tiie files of this court his answer and other papers relating
thereto.
<^ 12th. As to the costs in this suit, it is ordered, that the costs of
this suit be paid by the defendants, according to their several inte-
rests ascertained by this decree, within four months, into the hands
of the clerk, one docket-fee only to be taxed, and that to die com-
plainant ; and in default of payment, execution mav issue as b^ law.
And the court allow to Master Peny the sum of $618 for his ser-
vices and expenses, to be taxed in the cost&^-of which there has
been paid toUm $50 by the defendant, A. H. Ewing, and $50 by
the said Robert Piatt; me balance of the allowance only to be paid
siid Peny, and^the said Ewing and Piatt to be credited widi meii
said advances. And the court allow to Uie Master Mans£eld, to be
taxed, the sum of $75, for his services in this case."
From this decree an appeal brought the case up to this court
SUmberry and Ewmg^ for the appellants.
PirtU and ScoU^ for the appellees.
The printed brie& in the case occupied nearly one hundred pages.
It is difficult to give a condensed statement of the arguments of the
counsel, because many of them were foimded upon matters of evi-
dence, which it was impossible to embrace in &e foregoing statement
of the case.
Stanberry divided his ar^ment into flie following heads, under
each of which he referred to various portions of the record.
1. The formation of Port Lawrence Company.
After narrating its history, he said :
The Port Lawrence Company was strictly an association of com-
panies, ra&er than of individuals; each of its constituent companies
continued its separate existence, and held separate estate; the union
only extended to the property held in common; the eleven members
of the new company entered into no new arrangement, chan^ng the
Siantum of mterest of the^members of its constituent compaiues. All
at was settled, in that respect, was, that each company should con-
tribute one half to capital and expenses, and own one half of the
stock, leaving e^ch company to adjust the interests of its respective
members in its moiety of the concern.
In every sense, this was a partnership, not simply a tenantcy in
common. The capital was real estate, not acquired for division
among the owners, but for speculation. It was to be laid out in &
JANUARY TERM, 1846. 850
Olirer et aL v. Piatt
city, requiring further advances from tbe partners in the way of ex-
penditures, and to be sold, in luircels, for the common profit.
The Baum Company, in ^eir articles, call themselves a part-
nership.
See letter of instructions of Piatt Company, in which they say
(heir object is to buy for sale and profit, for their common benefit.
The modem authorities are full to the point, diat, in the estimation
of a court of equity, real, estate, held as partnership assets, is consi-
dered as personal estate.
Mr. Justice Story, in his Commentaries on Equity, vol. 1, page
624, in treating of partnership property, says: "A court of equity
considers the real estate, to all intents and purposes, as personal
estate, and subjects it to all the eouitable rights and liens of the
partners which would appljr to it if it were personal estate. And
this doctrine not only prevails as between the partners themselves
and their creditors, but (as it should seem) between the representa-
tives of the partners also. S6 that real estate, held in fee for the
partnership, and as a part of its funds, will, upon the death of one
partner, belong, in equibr, not to the heirs at law, but to the per-
sonal representatives,^' oc.
Mr. Sianherry then quoted CoUyer on Partnership, 76, and 7 Con.
Enff. Ch. R. 215; 6 Cfon. Ene. Rep. 383; 8 Ohio Rep. 364^
2. Operations and state of the Port Lawrence Company, fix)m its
orflnnization until September, 1821.
The histonr of the company was traced from year to year.
3. General allegation of fraud, and the transactions subsequent to
relinquishment.
We have, first, the general allegation of fraudulent coihbination
between Baum, Oliver, and Williams, to cheat the Piatt Conmany
out of their five quarter-srrctions, and their moiety of the Port Law-
rence Company bmds. The rules of pleading in equity do not admit
this fl;eneral allegation of fraud, but require the facts which consti-
tute it to be averred, that issue may be taken on them. In answer
to such general allegation, a general denial is sufficient White
V. HaU, 12 Ves. 323.
The time of this combination is laid in the early part of the year
1822. The allegation is first made in 1836, years afler the death
of Baum. It therefore aflects the dead as well as the living. It is,
besides, an alle^tion of breach of trust, as well as fi^ud. The sort
of proof which is required to make out such a case, b well stated by
Mr. Justice Story, in Prevost v. Gratz, 6 Wheat. 498:
"Fraud or breach of trust ought not lightly to be imputed to the
living, for the legal presumption is the other way; and as to the
dead, who are not here to answer for themselves, it would be the
hei^t of injustice and cruelty to disturb their ashes, and violate the
sanctity of the grave, unless the evidence of fraud be clear beyond
a reasonable doiK>t."
aeO SUPREME COURT.
""^ Olirer et al. v. Piatt
Baum lived many years after this transaction, and during his life
it was not questioned. He is not here to answer for him^lf, and
those who represent, him, and have had the custody of his papers,
make common cause with the complainant (See A. H. Ewmg's
answer, p. 81, and his deposition, p. 361."^
It is very proper in such a case, where ^ud and breach of trust
are imputed to the dead, and^attempted to be raised upon presump-
tions from Conduct, to look to the character of the deceased.
The whole case shows that Baum was esteemed by aU parties a
man of the strictest honour, and had the fullest confidence of his as-
sociates.
4. Oliver's agency.
The bill alleges that, on .the 14th August, 1817, Baum, with the
advice and consent of the company, appointed Oliver agent to lay
out the town, (wi& Schenck's assistance,) and to attend to the con-
cerns of the company; which agency Oliver accepted, and has con-
tinued such agent ever since.
Oliver answers that he was appointed agent August 14, 1817 ; that
his appointm^t was for one year ; that about w mpnth of May,
1818, he was elected cashier of the Miami ExportmR Company, a
l)ank at Cincinnati ; that he entered upon his duties of c^ishier about
the 1st of July, 1818, and considering these duties incompatible with
his Port Lawrence agency, before entering on his duties as cashier,
he resigned his agency to Baum, settied his accounts, and delivered
to Baum all moneys and papers relating thereto.
On the 14th August, 1818, Oliver sold half his interest in Port
Lawrence Company to Steele and Lytle, they assuming alUiabiUties;
and in March, 1.819, he sold, in like manner, the other half to £m-
bree and Williams.
The allegation of the continuing a^cy of Oliver is met by the
direct denial of the answers, which allege that, as originally consti-
tuted, it was to continue but one year, and actually termmated in
less than a year, on the 4th July, 1818.
Next, and what is much more satisEactory, we hav the express
limitation of the agency to the period of one year, iid he salary of
$1200, in tiie letter of Baum to Oliver, of August 14 1817; the
testimony of Gano, that Oliver's whole time from July, 1818, for
the succeeding four vears, was directed to hisjduties as cashier; the
allowance of the salary down to July 4, 1818, and no longer; the
total absence of evidence of any renewal of the appointment of agent,
or the payment of any salary aifter that date, and the special ppwer
given by Baum to Oliver, on the 1st September, 1825, to collect
money due to Baum on the Port Lawrence concern.
It well appears, therefore, that Oliver's relation to Port Lawrence
Company, as agent, ceased on the 4th July, 1818, and that his rela-
tion as partner ceased in the month of March, 1819, when he sold
his remaining interest, without recourse, to Embree and Williams.
JANUARY TERM. 184S. Ml
Olirer et aL v. Piatt,
From that time his onlj relation to this company v^as as a purchaser
of lots in Port Lawrence.
But if his relation as arait continued, there was nofliingm that to
prevent his purchase of the lands of the company, in payment or coU
lection otdioonajlde debt
5. The certificate of $213 07.
The bill alleges &at this was a felse certificate, purportins^to hftre
been given to Oliver by Baum, for moneys refunded by Oliver to
purchasers of lots in Port Lawrence ; that the transactions in r^pect
to it were secret ; that instead of making personal demand ot the
plaintiff and other members of the Piatt Company, Oliver firaudu-
lently attached three of their five quarter-sections, and purchased
them under that proceedmg.
(Mr. Sianberry here referred. to many parts of the record, to show
that the debt was just; that personal demands were made for pay-
ment trom the plamtiff and other members of the Piatt Company;
and that tiie transaction was not a secret one.)
Three objections are taken in die bill to die proceedings in attach-
ment under this certificate of debt
Istt That Michigan had no jurisdiction.
2d. That certificate was not a valid claim.
3d. That the proceedings were firaudulent.
The co\irt bdow decided against their validity, upon another
ground, viz., that the estate of the parties to the attachment could
not be reached by that process.
See &e Michigan statute as to attachments, which embraces all
^^rig^ts^ credits,. moneys and effects, goods imd chattels, lands and
tenements." Laws of Michigan Territory, chap. 23, No. 189,
Cong. Law Lib. 399.
Baum was a party, and he.held die final certificate diowing full
payment The debt was still due, primarily fit>m him, as the act-
ing partner, and was raised by advances at his request, in disidiarse
of^his personal covenants. The land attached was a fund he held
as indemnity ttspdnst^ those advances. He certainly had vA estate, a
right. Sttbiordmiate to his estate or lien' on these lands, the mem-
bers of Piatt Company had a rifi^t in these lands ; tiiey were entitled
4o diem after the' debts were mscharged ; their interest was simply
an equity of redemption*
It seems to u& a starring doctrine, upon a bill filed in another
jurisdiction, collaterally, to hold these attachment proceedings a
nullity. ^The court of Michigan had exclusive jtirisdiction of the
territory in which fliese lands were situate. That was decided in
.the Circuit Court. The court in Michigan q>ecially ordered a sale
of these lands, (210,) and now it is claimed diat the whole proceed-
ing is void, not simply voidable on writ of error, but absolutely
null ; and this, too, by a court of another jurimliction, in a collate-
lal proceeding.
Vol. m.— 46 2 H
8W SUPREME COURT.
Oliver ct aL v. Piatt.
The proceeding differs wholly from the ordinary sale of lands on
execution, in which the judgment of the court is one thing, and
the proceeding by execution quite anotheii-, and carried on by the
This is a proceeding in rem^ in which the court acts upon the
tiling, and takes, specially, jurisdiction of it.
We thmk the authorities cited in the Circuit Court do not sustain
this doctrine.
Cases relied on in Circuit Court. Piatt et al. v. Law et al..
9Cranch,496. '
The questions of the validity of the sale of an equity of redemp-
tion in lands, under the attachment law of Manrland, w^ ra^ed ;
and it anpeared that question had not been decided by the Supreme
Court of Maryland. The statute of Maryland, of 1715, chap. 40,
makes "goods and chattels, credits, &c.," liable to attachment.
The statute of 1795, chap. 56, in "lands, tenements, goods, chat-
tels, and credits.''
This court, in the above case, held that the decree of the court
of Manrland, if it did not fix the law as to the attachment, at least,
fixed the fate of the lands attached beyond reveraal, p. 496.
One judge doubted if the attachment act, making the equitable
interest tangible, did also make it subject to execution. The court
was of opimon that the condemnation gave the court power to issue
final process of execution, p. 496.
Haven v. Law, 2 N. Hampshire Rep. 13, was a case of pledge
of personalty ; and it was held that the interest of the owner could
not be seized in attachment. The court say such an interest is
made liable in some of the states by statute.
It appears from the case of Kitteridge v. Bellows, 7 N. Hamp.
Rep. 899, that an equity of redemption m lands is subject to attach-
ment, even in that state.
Badlam v. Tucker, 1 Pick. Rep. 399. The court say it is only
by statute that equities or rights to redeem are subject to attachment
by ordinary process, and no statute, in Massachusetts, has author-
ized the attachment of such interest in personal property.
See revised statutes of Massachusetts of 1836, chap. 90, sect. 23
and 24. The attachment in that state is ordinary mesne process,
and execution upon it by statute provision only goes against such
interests as are subject to execution at law.
Jackson ex dem. Ireland v. Hull, 20 John's Rep. 81, cited by
Circuit Court to diow that an equity of redemption cannot be
attached.
It was a sale under judgment and execution of the equity of
redemption of mortgagor. Held that the eauity of redemption did
pass by the sale ; and it appearing the sale did not satisfy the judg-
ment, (which was on the mortgage debt,) it was held that flie pur-
JANUARY TERM, 1845. 868
Olirer «t al. •. Piatt ~
chaser took, subject to the remaiiuler due on the judgment See
Waters et al. v. Stewart, 1 Cames's Cases in Error, 67, to same
point.
6. The mortgage.
On the 27th August, 1823, Baum, for the consideration of
$1835 47, conyeys to Oliver, in fee, tracts 3, 4, 86 and 87, except
sixty acres off upper, end of 86, sold to Tromlev and Prentiss.
Baum covenants that he is the true owner, and hath foil power to
sell, and with general warranty. The condition is, that upon pay-
ment pf $1836 47, <^ the sum due Oliver from Baum. and his asso*
ciates, in die purchase of said property," on or before &e lat
Januaiy, 1824, ^widi interest from September 1, 1823, the mortgage
to be void.
The bill alleges that this mortgage was a fraudulent, secret con-
trivance to cheat the owners out of their property.
That the pretence that there was $lo35 47 due to Oliver was
&lse.
That Baum had no power to sell, mortgage, or in any manner to
convey any lands, except 1 and 2.
(Mr. Sianberry here examined the record and contended that
there was nothing fraudulent or secret about it ; that the debt was
justly due, and that Baum had full power to- sell or mortgage.
With regard to Baum's powers, he said :)
It is, then, not disputed that there was no written appointment,
E>wer of attorney, or declaration of the powers or trust vested in
aum. He was made the agent or trustee for the six tracts — all
the lands 6f Port Lawrence Company. At the time of his appoint-
ment, the certificates of tide* stood in the names of the agents who
made the purchase at Wooster. It is admitted, by the amended
bin, that it was then agreed that all the certificates should 'be as-
signed to him ; but it b alleged in the same bill that &e assignments
were made just prior to the relinquishment m 1821. The answers,
are express, that all the tracts were assigned in 1817, and the sub^
sequent and more formal assignments were made necessary on the
relinquishment.
The nature of the business required that the title should be vested
in Baum —
1st. To prevent difficulties firom deaths in a company of eleven
members, hereby embairaoing the transfer of title to a multitude
of purchasers.
3d. Baum sold with his personal covenants to make title, which
nece^sarilr implied that the title was in4iim.
He had power to sell all the lands, on speculation, or -for the
debts of the company.
The bill alleges that no power of sale or mortgage was given as
to any other lands than 1 and 2.
864 SUPREME COURT>
Oliver et &L v. Piatt
The answers are lesponsiye, and expready allege the contraiy ;
and there is nothing contradictoiy in the proof.'
We have so far considered Baum's pdwenfas originally granted ;
but at the date of the moi±^ge they stand on different croond.
A power originally ^onifer^, even by writing, may be enlarged
subsequently, and this enlargement be proved by parol. Story £q.
97.
It is admitted that the title to the unreHnquifihed lands was for-
maUv transferred to Baum in September, 1821.
The bill alleges that this tranaer was for &e sole purpose of the
relinquishment and appropriation to the unrelinquished lands.
Tlus allegation' is aemed by the answers, and no proof to con<^
tradict.
The complainant introduces Baum's letters to Brown of 822 and
1823, which state that all the lands^ were transferred to imn for con-
renience' of sale, and conveyance.
Clothing a person with apparent ownership and right to sell, im^
plies that the apparent is me reed authority. Story on Agency,
lUo.
Now bad Baum power to mortgage for the debts of die com-
pany?
1st. On bill and answer .that power must be taken to have been
expressly riven in the beginning, and consequently existed in Au-
gust, 1823, die date of the morteage.
2d. But it is necessarily implied, at that time, the title was in
him, without limitation. He hsd incurred liabilities for the com-
panv, and there was no other iund provided for the debts but these
Was. He mi^ht even sell them — for a power to laise money out
of an estate authorizes a sale. 1 Ak. 421.
3d. It is further implied by acquiescence. Story on Agency, 60.
I^ January, 1823, Baum sells thii4y acres to Prentiss and thirty
acres to Tromley, of which the company are notified by the circular
of 1824, and to which no objection is made.
So, too, the acquiescence in this mortgage, notified to the com-
pany by the same circular.
4dL But the powers of Baum are greatly enlarged when we re-
gard his true character — not an agent, but me managing partner of
a partner^ip in real estate-^the ^^pr^qfosUus negotns societatis^^ —
holding all the title — managing all the business— incurring, by his
personal covenants, the primary liabilities.
5th. Besides this power of disposal over the assets, as managing
partner, he stands in another rehtion to these lands after his acU
yances.
At die time of the mortgage, his debt a^nst the partnership, for
advances and liabilities, aniounted to $4755 25. Wyllis on Trus-
tees, 164 ; Lambert ^. Bainton, 1 Cba. Ca. 199 ; Dove v. Langs-
ton, Plowd. 186, (at top) ; Chalmer v. Bradley, 1 Jac. & Walk. 51.
JANUARY TERBf, 184ft, 8W
Oliver et &L v. Piatto
These cases are to the point, that a trustee, to sell, becomes in
efifect the owner, by adyancing to the value.
There may be a question, whether this doctrine applies, in its full
force, to realty as well as personalty. Lambert v. Sainton was
real estate, and the lord keeper there held the doctrme.
In Chalmer fK Bradley, which was also a case of real estate, the
Master of the RoUs says he is aware of a distinction between per-
sonal and real estate ; nevertheless, he seems disposed to act upon
^ analog.
We maintain that the dc^ctrine applies, in all its force, to the case
at bar, for the diares in this real estate partnership, cardiillj sepa-
rated as they were fix>m the tide, and cognisable only in equity, are
uniformly treated in this court as persondty.
Baum, then, might have held this land as his own. He might
have sold it; instead of which he mortgages it, and with great re-
<gard for the interests of his delinquent associates.
Several objections are taken to the proceedings by which the
mcHtoi^ was foreclosed : First, that they were carried on secretly.
The biU alleges that the nlaintifif had no knowled^ of the mortgage
or the proceedings untu after Oliver had obtained the patents,
(which was in December, 1830,) except only through Baum's cir-
cular of January, 1824.
OUver answers, that.wl^en Ike debt secured by the mortgage be-
came due, he applied to the different members of the company, and
especially to the plaintiff, for payment, but' in vain. That during
the pendency of proceedings under the mortgage, the members of
the company were cognisant thereof; that he advised the plaintifi
of the l^roceedings, and urged him to pay the debt, or his propor-
tion of it, to prevent the necessity of a sale, but the plsdntiff paid
no attention to Ae request.
There is not a particle of proof of the alleged secrecy, nor do
these proceedings show any anxious haste to acquire this property,
but Quite the contrary.
Ouver submits to a postponement of payment of four months.
He delays the commencement of legal proceedings for upwards of
two years, and delays a sale for five years ; in Ae mean time en-
deavouring in vain to get his money &om lus debtors.
The next objection to these proceedings, and the one on which
most reliance was placed by the Circuit Court, is the want of par-
ties. It is said the different members of the Port Lawrence Com-
pany, or those representing their interests, ought to have been made
parties. We mamtain this objection would not have been fetal if
made by demurrer, or at the hearing in the court in Michigan. The
tide was in Baum alone. H« fully represented all the members of
die Company. Even if he stood in the mere relation of a trustee, it
is doubtfiil if this objection would have preyailed. Campbell v.
2h2
866 SUPREME COURT.
Oliver et aL v. Piatt
Wa^n, 8 Ohio Rep. 498 ; 11 Ves. 443 ; 3 P. Wms. 92 ; Stonr's
Ea.Pl.145.
But his true standing was that of actiog partner, with the title to
all the assets. The omer members of. the company were dormant
partners, and hy &e rules of chancery practice need not to have
been made parties defendant. Uoyd v. Archbowle, 2 Taunt 324 ;
Ex parte Norfolk, 19 Ves. 455.
But if Oliver acquired no title to the three quarter-sectipns by the
attaclunent, nor to the other tracts by die chancery proceedings
under the mortgage, yet he did acquire the legal title to all diese
lands, l)y the subsequent assignment of the certificates to him by
Baum, and the granting of the patents.
7. Assignment of final certificates by Baum to Oliver.
In December, 1828, Baum assigned to Oliver the final certificates
for tracts 3 and 4, and the three quarter-sections, purchased under
the attachment ; and in December, 1829, the final certificates for
tracts 86 and 87 ; and in August, 1830, the final certificate for
another of the quarter-sections. Under which assignments, Oliver
obtained patents in December, 1830, for all but tracts 86 and 87.
(Mr. Stcmberry her^ examined the charge that this assignment was
firaudulent.)
In the opinion of the court below, it seems to be intimated tiiat
Baum's whole power of sale and transfer was exhausted by ttie
mortgage. However that may be in the execution of strict specified
Eowers, it is apposed the doctrine does not apply to the case at
ar. Here the titl§ was in Baum, without any express limitation or
declaration of trust. It was not a power carried out.firom the estate,
but die whole estate waes vested. . Dougl. 292, 293, Perkins v.
tValker, 1 Vem. 97; diat a mortgage is not an exhaustion of a
power of sale.
Besides, the trantfer was not the exercise of any new power, but
the confirmation of the first act ; the ratification of Ouver's title
under the mortgage, after his puifchase at -a judicial sale. Baum
might have maoe an absolute sale to Oliver in the first place, instead
of which he mortgages the land, obtains further time, and puts
Oliver to the necessi^ of a purchase under judicial proceedings, at
a public sale, open to competition^ He then makes^ the transfer of
the certificates ; a very proper i^ct, and such an one as a court of
equity would have compelled him to do; such an act, therefore, as
in conscience he was bound to pettorm.
Here, as well as in every part of this case, in which a question
is raised as to Baum's powers, his true situation must not be for-
gotten. He was not merely an a^nt or trustee, but a joint owner,
and the acting partner; invested with the title to all the- assets,
having made advances, and incurred personal liabilities, to taeir
full value.
Under these proceedings and transfers, Oliver acquired the legal
JANUARY TERM. 1846. MT
Oliver et &I. v, Piatu
title to tiie four quarter-sections^ and the lands included in the mort-
gage, by patents issued to him in December, 1830. Hie plaintiff
comes to be relieved, and to impeach the transactions under ^niiich
that title was obtained. From first to last he has been under no
disability. He pretends to have been lenorant of these transactions,
but his full and current knowled^ of them is established by the
answers. In &ct he admits notice upon the emanation of the
patents.
Now if there was gopd faith in these transactions, it is out of the
question to ask this court to disturb a legal tide upon any of the
^unds of irregularity or want of power, which are alleged. This
IS especially ^o when the laches of the plaintiff is taken into the
account.
The case of Bergen v. Bennett, 1 Caines, 1, is very much in
point here. That >vas the case of a purchase by a trustee ; a
mortgagee with power to sell ; sixteen years afterwards the mortgagor
brought his bill to redeem. Kent, Justice, whilst he acknowledges
the incapacity of the trustee to purchase, holds the tide good, sim-
ply by the acquiescence. He states the distinction between the
case of a bill brought against the trustee to set aside his legal title,
and a bill brought oy him to complete his purchase, and that equity
would not interfere, as of course in the former case. He says,
*^ the cestui que trust must come in a reasonable time to set aside the
sale, or he will not be heard ; and that what shall be termed a rea-
sonable time, is not susceptible of a definite rule, but must in a de-
gree depend upon the circumstances of the particular case, and be
guided by the. sound discretion of the court. In this case the cestui
me trust comes after sixteen years, finding it a gaining bar^in, and
being all that time under no disability.^' Hie learned judge then
goes on to enumerate several cases of much shorter acquiescence,
which were held barred.
GregoiT V. Gregory, 1 Coop. Chan. Ca. 201, was a purchase by
a trustee m)m cestui que trusty ^t an undervalue. The Master of the
Rolls said he woidd nave set it aside if the appUcation had been
made in a reasonable time, but a delay of -eighteen years was too
great.
Chalmer v. Bradley, 1 Jac. & Walk. 51, is to the same point,
as to the effect of acquiescence in a breach of trust.
But this being a partnership, requiring regular contributions to
meet liabilities, refusal or neglect to contribute works a forfeiture,
and implies acquiescence, under circumstances less strong than in
ordinary cases.
Prendergast v. Tuston, Younge and CoUyer, Ch. Rep. 98, decided
in the English chancery in 1841, was the case of a mining partner-
idiip, in which a delay of nine years to jneet contributions waft held
fatal to the plaintiff.
The bill alleges that the plaintiff was always willing to contribute
tea SUPREME COURT,
Oliver et al. v. Piatt
his proportion* but was never called upon. The answers denT this
allegation, and set out repeated and earnest requests, and total dis-
refinuti of them.
How then stands the case of the plamtiff? He had engaged in a
partnership adventure in real estate ; debts were contractea t^ the
acting partner, who was primarily liable upoii his personal covenants.
That acting partner is also deeply harassed with his own individual
liabilities. The plaintiff is under no disability, is a man of property,
M fidly advised of the condition of affairs, and deliberately, fdr a series
irf'jrears, abandons the property and the acting partner. In process
of time, after the p^peity has changed hands and greatly appreciated
by the labour of others, he comes into a court of equity for relief.
1m it not clear that but for this unexpected inc^rease in value, we
should never have heard of this case ?
8. Exchange with the Michigan University.
tf the court should be againsi the appellants on all the foregoing
praits, and be of opinion .fliat Oliver hdd trapts 3, 4, .86,- and 8l for
the Port Lawrence Company, and the quarter-sections in trust for
tte Piatt Company, we claipi next, that the decree was erroneous m
gpving^to these ceshds tracts 1 and 2, instead of makiog the value of
&e lands-exchanged a charge on 1 and 2.
These tracts, several yeai^ iedler the relinquishment, had been
granted by Congress to the University of Michigan, and were ac-
quired from the trustees by Oliver, in exchange for tracts 3j (except
ten acres in north-east corner^) 4, and the three quarter-sectu>ns pur-
diased under the attachment. The journal of the trustees is codii-
bited to show the negotiation.
l^is part of the decree is attempted to be sustained on two
grounds: that Oliver made the exchange as agent for the Port Law«
renoe Company, in conformity with an understanding formed sA the
time of the relinquishment to re-purchase these .tracts ; or if not.
that as they were acquired with the lands of the Port Lawrence ana
Piaftt Companies, a trust results for their use.
' First, as to the alleged intention to re-purchase, and the exchange
by Oliver in conformity to it.
The original and amended bills both allege that at the time of the
reBnquishment of 1 and 2, it was understood and agreed by the par-
ties, that when at any time they should be ofiered for sale by the
United States, they should be re-purchased for the benefit of aJl
concerned.
The answer of Oliver expressly denies such understanding or in-
tention, ^d states that he-(Oliver) often conversed with members of
file company on the subject of die relinquishment
The .answer of Williams is, that he was a member of the Port
Lawrence Company at the time of the relinquishment, intimately
acquainted with all its concerns and the views of its members, and
never heard of such intei^n, then or afterwards.
iANUABY TERM. 184B. S6»
Olirer et aL «. Piatt
(Mr. 'Stmhem/ here examined the eridence toaching this point)
it 18 therefore quite clear, that there was no agreement on the part
of the company to re-purdiase tracts 1 and 2 ; diat the subsequent
acts and declarationli of Baum were upon his own motion, ana the
motive was to secure himself first, and his assocUtes ultimatdv, from
loss. If he had then succeeded in the re-acquisition, his old asso-
ciates mi^t have had the election to come in or not, for they gave
him no autiiority to bind them to new speculations.
However it might have been at the tune of ^e memorial, yet in
1828, when the negotiation for the exchange was begun witii the
Lniversity, the idea of re-purchase for the old Port Lawrence Com-
pany is absurd, for at that date a majority of its members were dead
or gone to distant parts, and the remamder hi^d for seven years
abandoned the concerd.
There was then no agreement to bind the cdnsciences of Oliver
or Baum, and nothing in their rdations of trustee or agent, if those
rdations continued, to disable them from acquiring these lands upon
iheir own account
When 1 and 2>iEere relinquished, the subject-matter of the trust
and agency in regard to those tracts was ended. There was no pre-
emption rimt in me company — no tenant right of renewal— no ad-
vantage orained by reason of the trust.
^^n^ from being in possession, trustees have an opportunity of
lenewmg the leasdiold, such renewal can only be for their testms mue
truit; but where the old lease and all the trusts rea;>ecting it are de-
tommed, and there is no tenant ri^t of renewal, the former trustee
is qfioad hoc trustee no lon^. The fiduciary relation ceases for
want of an object, and there is no ground for excluding the auondam
trustee fix)m l>eing a purchaser.'' Hov. on Frauds, «1, 482.
So, during the continuance of a lease, the trustee may purchase
the reversion in fee, though by this means he debars the cestui que
trust of a chance of renewal. Ibid. 482.
Next, as to the claim that a trust restdts in 1 and 2 for the
owners of the tracts which Oliver gave for them in the exchange.
The first objection to this claim is founded on its multifariousness.
Here is trust property belonging exclusively to the Piatt Company,
and other trust proper^ belongmg exclusively to the Port Lawrence
Company, all of which has been applied by Oliver in the purchase
of tracts 1 and 2, and which tnist property was afterwards reclaimed
by Oliver. TTiis bill seefa reliet for these independent ceshds aue
court sua sponiCj at the hearing, to refuse relief. 1 Stoiy's Eq. PI.
224, note 2 ; 10 Ohio Rep. 459; Campbell v. McKay, 1 Myhie &
CrM, Ch. Rep. 603.
There are other insuperable objections to this resultmg trust in 1
Vol. in.— 47
«0 SUPREME COURT.
Oliver et aL v. Piatt:
and 2. It waft fosmerly doubted whether trust moneys could be
followed into land, so as to operate even as a Jien, in exclusion of
odier creditors. It is' now settled that the lands maybe charged
with the trust fund, and that is ordinarily the sort of relief given to
the cestui. Hov. onFraudsj 468^471 ; Wallace v. Duffield, 2 Serg.
& Rawle, &21.
In some cases a trust in the land so purchased results to the cestui^
but the case at bar is not of that class, because,
1st Where in the misanpropriation of a trust fund it has been con-
fiised with any other fund, the uniform rule is, simplv to make the
trust fund a charge on the new; acquisition. Crop v. Norton, 2 Atk.
75. The only hmitation upon the dpctrine as established by Lord
Hardwicke in Crop v. Norton, that a. trust never results, except
-where all the money is paid by one person, is, that where die joint
advance is in conformity with an agreement of purchase a trust will
result. Wray v. Steele, 2 Ves. & Bea. 388; Bottsford v. Burr,
2 Johnff. Ch. Rep, 410.
2d. Another Ejection to a resulting trust in tracts 1 and 2 is, that
th^ were acquired in part by the individual funds of Oliver.
Under the mortgage proceedings and the subsec^uent. assignment
of thie certificates, Oliver acquired, at the least, the interest of Baum
in tracts 3 and 4, which tracts formed a part of the consideration for
tracts 1 and 2.
Where land i^ purchased partly with trust and partly with indivi-
dual funds, the trust fund so applied^is simply a charge on the land,
and affects the title no further. Willis on Trustees, 64 ; 1 Hov. on
Frauds, 471, 472; Lewis v. Maddocks,. 8 Ves. jun. 150; S. C.
17 Ves. jun. 47.
3d. Oliver was not a strict' trustee.^ He did not stand towards his
ceshds in any one of the common fiduciary relations. He believed
himself to be the sole owner of the fund with which he purchased
1 and 2.
Where land is purchased with a trust fund, but the party is not
in a strict fiduciarjr relation, and acts under a belief of his right to
the fund, the rule in equity is, to make the trust fund or.its vSuc a
charge simply. Savage v. Carroll^ 1 Ball & Beatty, 265 ; Perry v.
Philips, 4 Ves. jun. 108 ; Cox v. Paxton, 17 Ves. jun. 329.
4th. Oliver has re-acquired the very lands, the identical trust fund
which he is said to have misappropriated in the exchange for 1 and
2. There is therefore no necessity for following the original fund
into the new acciuisition, either in the way of charge or resulting
trust, for the original fund is here undiminished, ahd by giving it
them the cesiids are in statu quo.
5th. Another objection to ^ving the cestiiis 1 and 2, is the difficulty
of apportioning their re^ective interests in the new acquisition.
We know £at the parties to the exchange considered 1 and 2 as
equal in yalue to 3, 4, and the three quarter-sections, but what relative
JANUARY TERM, 1846. STl
Olirer et aL v. Piatt.
value they affixe4 to 3, 4, and the thiee quarter-sections, we 40 not
know. Undoubtedly they h^d their own views of this relative value,
and these' views may have been very dissimilar. How can the court
fix that relative value, and say what j)roportibn in the new acquisi-
tion represents the distinct funds vested in it ? In the ordinaiy case
of a sale of luids, where the agreement settles all terms but the price,
a court of chanceij has never yet attempted to fix a price for the
parties by the opinion of third persons. Even where the contract
provides that the price shall be fixed by arbitration, a court of chan-
cery will not compel the delmquent party to choose his arbitrator or
even appoint arbitrators for them.
6di. The vast Increase in the value of 1 and 2 since the purchase by
Oliver, an increase brought about, in a mat measure, by the com-
bined efibrts of Oliver ami Williams, forbids a resulting trust
This property, at the time of its purchase, was worm only about
$5000. At the time of the filing of the bill it had advanced one
hundred fold in valiie, mainly by the constant exertions of the ap-
pellants.
But if a trust did result, we claim that the decree is very far firom
establishing the true proportions of the parties in 1 and 2.
As to tracts 3, 4, o6 and 87, notwithstanding the proceeding in
chancery, and die assignments of the certificates to .be holden mva-
lid, Oliver yet had title to them ; his mortgage remained ; by that he
had th^ equitable estate. He subsequenuy obtained the legal tide,
in trust for all persons interested in the property. He sells the pro-
perty for cash, and the cesiuis que trust may affirm or disaffirm the
sale. K they affirm it, how will equity compel him to apply the pur<»
chase money?
1st. To the expenses of the sale. 2d. To satisfy the mortgage in
full. 3d. The residue to the mortgagors.
But if, instead of making ;this application, he lay out the money in
otl^er land, and if the court find they can pursue ihe money into the
land, not merely as a charge upon it, but to raise a resulting trust in
the land itself, then the land will be applied iust as the money which
boudit it woidd have been applied, and in the same proportions.
If the mortgaged premises were exchanged for land, without the
intermediate sale and re-investment, the same consequences would
follow.
If it be found that Oliver should share, in equal proportion with
the other persons interested, the profits of the bargain he has made,
then we taike the value of the property sold as the basis of our esti-
mate, and it gives this result:
■Lots 3, 4, 86, and 87, estimated by Hunt & Conant, - $2357 50
Mortgage, (deducting all corrections claimed,) with in-
terest to 1830, - - .' ^. . . . 2218 00
Interest of P. L. Company,, . - - - - $139 50
ara SUPREME COURT.
OliTtor et aL «• Piatt
^IF the court diould be of opinion that equity ought not to ^;iye OliTer,
flie mortgajB;eey any shaie in the profits of his own baigain, nor any
compensation for time, trouble, and expenses in making it, then the
proportions would be settled thos :
Value of land 2 m 1830, (Hunt &ConantO - $403000
Paid by Piatt Company, or Oliver, as the court diall.find
in another branch oiihe case, by the three auarter^sec-
tions, worth at same tune, (Hunt & Conant,] • 1120 00
3O10 0O
Oliver's interest in the mortgaged premiises, • • 2218 00
Interest of Port Lawrence Company, - * - -$792 00
Oliver's expenses, services, etc., if allowed, would,, of course, be
deducted rateabljr from the respective interests.
9. We claim, if a trust is established in 1 and 2, tfiat it was erro-
neous to allow the share conveyed by Burnett to Manr P. Ewing to
be set up against Oliver, being -^ of Baum Company's shares^
Baum conveyed the lands included in the mortgage to Oliver,
with covenants of warranty.
Assets descended, upon the death of Baum, to his heirs. With
part of the assets so descended, t. «. the amount due to Baum from
the members of the Port Lawrence CompanjTy for advances, Manr P.
Ewing, one of his children and heirs, requires from Burnett title to
an interest m the lands covered. by the warranty of her frither. The
decree defeats the title to these lands, and allows the heir to recover
upon the footing pf the adverse interest so acquired.
We maintain she is estopped. Co. Lit. 325.
10. We claim, lastly, that the decree is erroneous as against Wil-
liams, who well maintams the groimd of a bonajtdt purchaser, with-
out notice.
The bill alleges notice, by Williams, of aU the fraudulent combi-
nations and transactions imputed to Baum and Oliver.
These alleealions are met with full and unequivocal denials in the
answer, whic£ sets forth all die particulars required for the defence
of a purchaser without notice.
. There is not a particle of proof to impeach ibis answer, or to show
that Williams had any knowled^ of &e fraudulent acts attempted to
be made out against Oliver and Baum. He purchased an interest
in die Port Lawrence Company in March, 1819. He was the agent
to make the relinquishment of 1 and 2 in September^ 1821, and does
not appear again m the case until M^, 1831, wten he makes his
first purchase from Oliver. He finds OKver invested with the legal
title to 1 and 2, which had been relinquiEhed ten years before.
It is said Williams was one of the- cutms whose property was
wrongfully conveyed by their trustee, Baum ; that he must be pre-
JANUARY TERBl, 1846, TO
OlivT'»t aL •. Piatt>
tivned to have knowledge that Baum had no authority to aeQ or
mortgage the property^
In the first place, we do not see, if flus be .so, how it aflects his
title totracts 1 and 2i The trust, as.to them, eeased at the relin-
(^aiahment. Ten yeax^ aiPter, he finds Oliver inyested widi ihe legal
trtle, and then purchases firom him.
Will it be sa»i that the recitals in the piatent to Olirer fi>r tracts
1 and 2 affect him witfi notice?
Hie patent issued^to Olirer on the 4tb March, 1831, -and le-
citea, that, under the proyisions of the act of Ccmffress of Januai]^
13, 1830,. <^to authorize tfie* exchange of certain lots of land be*
tween the Univertityan^ Martin Baum and others," the Uniyeisity
had transferred 1 .and 2 to Oliver, as the assignee of Baunu
. In point of fitct, Oliver was not the assi^ee of Baum, of tracts 1
and 2. No one pretends &at'itua recital is not a mistak%;nor can
it be said the "recitals in the act of Congress notified Williams that
the phrase '^ Martin Baum and overs'' meant Martin Baum and the
other members of the old Port liawrence Company. The most con-
clusive argument to show it implies^no such notice, is found in the
testimony of Judge Burnett, who, like WiUiama, was a member of
that company, and, bein^ in the Senate of the United States, voted
for the law, and hstd no idea that ^^ Martin Baum and odiers" in-
duded the company.
As to die other tracts, Oliver held the patente without any recitah.
Williams knew a part of tiiem had once belonged to die rort Law^
rence Company, but he knew nodiing to impeach Oliver's tide.
Pirikj (oT appellees^ denied that this was a case of partnership,
and commented on the authorities referred to by Mr. Stmbtrry.
which, he contended, did not justi^ the position. He -then traced
thie history of the transactioii, begmning with the purchase at the
public sale, taxd said, that courts will not enforce agreements in
mud of the law, or a{|[ainst public polipy , is true. Tlat an agreement
not to. bid at a shenff's sale or at an ;tuction oran executor woulct
be against public policy, has.been decided. The doctrine on this
subject was thoroughly examined in the case of Jones v. Caswell,
3 Johns. Ca. 29; 1 McLean?s Ren. 300, 302; 2 McLean's Rep.
276, d s^.; 1 Stoiy's Eq. 290. But this doctrine has no applica-
tion to this case. To apply it now, even if there v^ere fiaud, woiild
be very much like a pl^ to an auction of tfover that the plaintiff had
obtained the property in question of a stranger by deceitful practices,
which would be absurd. This suit is not to enforce a contract
The contract had been x;ompleted years before the matters charged
i^auist the. defendants.
There is nothing corrupt in such aiv agreement as that made by
the parties in the instance stated in the plea. Nothing is more com*
mon than for several persons to join in a. purchase of lands or other
874 SUPREME COURT.
Oliver et al. v. Piatt
valuable property at auction sales. There was no more harm in
forming the Port Lawrence Company than there was in forming the
Baum and Piatt Companies. Inere was no agreement that one,
for a certain price, should not bid against the other, but that certain
tracts, desired by both, should be purchased for bodi.
This was a great sale, advertise^] over the union, at which great
numbers of persons were collected from different quarters. It was
not like a neighbourhood sale of chattels by an officer, and there
was no danger of injury to the government or of the misleading of
any man's confidence. The United States had fixed a minimum
1)nce on these lands. There was strong competition ; and a price so
arge was given fcr the lands, that the Port Lawrence Company
were compelled to relinquish the site of the tovm to the government.
So the effect, at any rate, was not to cheat the country.
It would be a flagrant encouragement of fraud to say, that because
Oliver and Piatt had formed such a partnership for their respective
companies as that in 1817, Oliver and Williams (who bought of
Oliver and thus came into the Port Lawrence Company) mi^t in
1836 cheat all the others of the company out of their sHares m the
Port Lawrence lands.
It is ct)ntended that Baum did remain a trustee and agent for the
Port Lawrence Company in reject to Nos. 1 and 2. after the surren-
der to the United States, as well as in respect to me otfier property
of that company, and of the lands owned separately by the Baum
Company and by the Piatt Company. That he was agent and
trultee ,as to all the other land's, except 1 and 2, is |)erfectly appa-
rent ; and that Oliver acted for him, that he acted only through Oli-
ver for all the time, is ju^ as ^apparent upon this record. Baum
never .was on tliese lands — ^never was in that region of the country —
all was intrusted to Oliver. Some temporary business was done by
another Mr. Oliver, but under the instruction and assistance of this
appellant. The duty of surrendering the lots was done by Williams,
but this was a smgle act.
Olivef could not stand on any better ground than Baum, whether
he knew what Baum's powers were or not ; or whether he acted as
tfie sub-agent of Baum, or merely as his friend pnd for his accom-
modation, or not. If he acted as a volunteer, he could claim no-
thing of Baum. or the company ; but his claim must be upon the
ground that his acts'were at the instance of one or the other. He
cannot^ then, seplarate himself from the t^haracter of agent. He was
acting for tiie company, not for Baum alone. He stood, then, as
the company's fiduciary; and was bound to know how Baum stood
to the company. Bauni continued to be the agent mid trustee for
the other lands. This is undeniable. It Is only said his agency may
have termiiiated so^ie time aflerwaixls. He was just as much aeent
and trustee for the lots 1 and 2 after the relinquishment as belore.
The intention to- reclaim them was manifested by his petitions to
JANUARY TERM, 1946, m
Oliver et aL v. Piatt
Congress. These petitions are dated 30th January, 1822; the
lands were relinquished 27th September, 1821. In his letter to Mr.
Brown he says, '^ thou^ the petition is signed by myself only, still
others have an interest m it, to wit : Jacob Burnet, William Steele,
M. T. Williams, J. R. Miller, and John Rowan, of Kentucky ; but
for the sake of convenience, all the lands by the company were
transferred to me ;^' and after having refenred to the ar^ment in the
petition he says, it will show ^^ the just claim which, f think, I and
my associates have on the government for redress.'' What was that
redress ? Why, that Congjress should allow them to purchase the
lots 1 and 2, so that they mi^t build up tlie town laid off there, and
in which they had sold lots.
By his associates, he meant to include the Port Lawrence
Comjpany; and although he does not name them all in this let-
ter, he names J. H. Piatt and M. Worthins;ton in the postscript ;
showing that he was not acting for himscu and the persons first
named only.
In his letter to Mr. Brown, of the 6th of February, 1823, he speaks
of the case on which he is petitioning, as ^' a ruinous one to me and
my associates, and has resulted so from the acts of Congress more
than other causes ;" and he says, ^^ all the tracts stood in my name,
in order to render it more convenient to sell and convey."
The Dossession of these lots, Nos. 1 and 2, on which the town
was laid out, was not by anv means given uj) when the surrender
was made of the tide to the United States, but it was held by Baum
until the patent issued to Oliver, as far as it appears in this record.
(Mr. PiriU refenred to a great many parts of the record to establish
thisO
The attachment in Michigan could give Oliver no title for several
reasons. 1. No attachment would lie, because a mere equity, un-
certain in its character, subject, according to Uie statements of Oli-
ver, to balances due to Baum, could not be attached, and so the
court had not jurisdiction. The old statutes of Pennsylvania are
veiy general on the subject of foreign attachment ; yet it has been
held, that an attachment would not lie against executors, 2 Dallas, 73 ;
nor against money collected by a sheriff, 1 Dallas, 355. ^^ A claim
resting in damages and depending on a possibility only, is not attach-
able by foreign attachment." " For the same reason, foreign attach-
ment ues not of a claim in covenant, because it sounds merely in da-
mages." Serg. on Attachment, 76. " A legacy cannot be attached
in the hands of the executor by foreign attachment, because it is
uncertain whether, after debts paid, tlie executor may have assets
to discharge it." Serg. on Attachment, 86. The statute of 1794, of
Massachusetts, provides, that any creditor enlith^d to an dCtion against
his debtor, " havinc: any j:;oods, onccts, or croilits so intrusted or de-
posited in the hands of olliers," Su\y may cause not only the goods
and estate of the debtor " to be attached iu his own hands or pos-
876 SUPREME COURT,
Oliver et al. 9, Piatt
-
sessioDf &c., but also aT his goods^ efiects, and credits so intrusted
and deposited." In tb^ case of Picquet v. Swan et'al., 4 Mason's
Rep-. 446, Mr. Justice Story savs, <Ut is an extraordinary process,
and from- its nature can anora but a very imperfect administration
of rights and remedies as to the litigant parties. Nor, as far as my
limited experience has gone, has it enabled me to say, that in com-
Elicated transactions, where yarious and conflicting rights have been
rought forward for controversy, the result has m a general view
been such a^ entitled it to peculiar public fitvour on account of its
advancement of ^public justice,'* &c. In 7 Mass. llep. 274, tfie
Supreme Court, in exposition of this Statute, remarks, that ^^cuniary
le^cies in the hands of an executor, are »iot good^ or efiects; and
it IS equaUy clear, that in no proper sense can the^ be denominated
credits." (See aWl Pick. Kep. 399.3 These opinions go to show
how this statute of Michic^ should be construed.
2. But if the court hacf jurisdiction, this was fin improper proce-
dure against the Piatt Coinpany. The debt, if any, was against the
Port Lawrence Company, and it was not in the power of Baum or
of Oliver to fix it on the Piatt Company alone. . There was no debt
of the Piatt Company.
3. This attachment was evidently sued out for the purpose of •
^tting hold of the lands ; and not merely for flie. purpose of mak-
ing the money pretended to be due. These lands were of much
greater value at the time of the attachment than is pretended.
The three sections attached were valued at the time, by the corn-
missioners appointed for the purpose, to $1200. The sum pre-
tended to be Que, was |213 07. Piatt and Oliver Uved near eadi
other ; Piatt was a man of wealth, at any rate of very competent
means, and was weekly in the cit^ where Oliver lived. It was
much more convenient to Oliver, if he knew this demand to be
just, to have made his money by coercion, or otherwise, in his own
neighbourhood, than to proceea in a wilderness and* remote region
—hundreds of miles off. ^
It is a principle of univei^l justice, that a party shall not be
affected by the mdgment of a court, who has not been party to the
suit in which it is made. Who was the party that was to -foe warned
to pay Hie money due on the mortga^, by the decree nisi ? not
Baum : for Oliver would not have received it of him:; but the par-
ties owing the debt, the Port Lawrence Company. Who was ex-
pected to defend the suit? not Baum; whose property was to be
sold ? the property of the Port Lawrence Company ; and to be sold
to their ftgent upon their agent's suit! It would be strange indeed,
if they were not necessary parties in such judicial performances as
this. The doctrine of necessary parties is stated in so many books,
it would fiitigue the court to cite them. See Stoiy on Eq. PI. 187 ;
4 Peters, 202.
Had a third person, ignorant of the rights of the company, pur-
JANUARY TERHl. 1846. 117
/ Oliver et aL •. Piatt
diased the propertr under thin decree, he u^jbM have held, just as
he miffht have held under a purchase from Baum without notice.
But OliYer's purchase was nothing. The assignment from Baum
afierwiurds was notfiing.
This purchase was on the 1st oT September, 1828, jmd a few
weeks before, on the 12th (rf August^ a nc|;otiation was commenced
with the iCdiignn University by Ohver, for the exchange of 1<^ 1
and 2 for other lands in the nei^bourhood.
Oliver says he made the proposition for himself; but the records
of ibe university show that he made it in bdialf of '^Baum and
others.^' Baum had been strugglinfi; with the government for these
lots 1 and 2, for several years, ana the act of Congress passed for
the benefit of Baum and others, and not for the benefit of Oliver.
The ^vemment bad been made \o understand that Baum and his
associates had suffered great loss in the purchase of the lots 1 and
2, which they had been compelled to rdinquish after haying laid
out a town, and sold lots, &c. The deed from the universi^ to
Oliver purports to be made to carry into effect the act of Congress ;
and the patent that issued to Oliver purports to be issued ^4o cany
into effect the intent of the aforesaid act, of the 13th January, 1830.^'
The application of Oliver to the university for the exdianse in be-
half of Martin Baum and. others, was calculated to delude the
members^of the Port Lawr^ce Company ; and the act of Congress,
purporting to be for their benefit, and to carry out, in substence,
what Baum had been asking of the ^vemment for eikht years, was
directly calculated to quiet Qieir anxiety, and mislead them.
(Mr. Pirtle here referred to many parts of the evidence to show
that Oliver had created an impression that he was acting for Baum
and others.)
Suppose there was no combination between these parties, or any
of them, and that the other members of the company were not ne-
cessary parties to the suit, vet Oliver, according to his statement,
was a mere volunteer; he had made the payments to purchasers,
by which his demand was created, because diey were nis friends
and>old associates, and he had obtained the mortga^ from Baum,
with a knowledge that Baum held the title for a special object only ;
and how can he be allowed to hold the property tmder such cir*
cumstancesf Tie assimments by Baum to him are aU of apiece
with the sale under the decree. What court ever supported a trans-
fer by an ageiit and trustee, of all the subject of the agetcy and
trusteeship, ta his friend, or sub-agent, under pretence of pajring
debts ? The assignments were made by Bauin to enable Oliver to
seize the Port Lawrence property. The foreclosure of the mortgage
had been made for that purpose. Thus the matter was^ fixed up
between them to take all, in and- out of Port Lawrence, and let the
eeshiis que trust lose all the money paid out for all ihe land,' all
VoL.in.--48 2i2
m SUPREME COURT.
Olirer et aL «. Piatt
paid to Oliver, to Baum, and to eyerybody else ; and a balance,
the whole of Baum's account renderecly and two-thirds of Ollyer's,
still' outstanding!
The lots 1 and 2 haying been obtained with the lands of the
Port Lawrence Company, by such means, and by persons standing
in the relation in which Baum and Oliver stood, and ft which Wil-
liams also stood, must be held in trust for the Port Lawrence Com-
pany. WiUiams was one of that company, and was bound to have
notice of the manner in which Baiim held, and the relation in which
Oliver stood; and his denials amount to nothing. I need not
trouble this court with reference to authority to support the general
doctrine, that a fiduciary cannot hold for himself tne subject piu*-
chased with the funds mtrusted. There are some (jualifications of
the jule. But why should there be any here? This is. not a case
where so much money has been laid out in lands by one who held
money in trust, either to lay it out in lands, or for any other pur-
pose ; that monejr has no ear-mark, does not make a dimcultjr here.
It is not a case, cither, where justice cannot be rendered to the par-
ties purchasing the land, if any thing further than a sj^ific lien
were given on the land purchased. But this is a case where the
lands exchanged have been improperly obtained, and applied to the
exclusive use of parties standing in a relation to compel them, in
good faith, to divide the lands acquired, taking to themselves a
sufficient compensation. It is not necessary that there shall be a
direct vidation of a formal trust, to allow me parties, claiming to
have the benefit of the purchase, tfiat privilege. Docker v. Somes,
2 Myhe & Keene, 655 ; 4 Kent's Com. 306 ; Holt v. Holt, 1 Ch.
Ca. 19 ; Walley v. Walley, 1 Vem. 484 ; Palmer v. Ypuiig, 1 Vem.
276; Lane r. Di^ton, Ambler, 409; 1 Bro. Ch. Rep. 232;
2 Bro. Ch. Rep. 287 ; Phillips v. Crammond, 2 Wash. C. C. Rep.
441 ; Holeridge y. Gillespie, 2 John. Ch. Rep. 33. This case
is very similar in its principles to the cases of a renewed leasci^ pro-
cured by an executor or guardian, when he shall be a trustee of die
new lease.; and of a surrender by one partner and a new lease taken
to himself, where his partners shall hold him as a trustee, as in some
of the cases just cited. The doctrine contended for has been uni-
form, from the decision of Lord Keeper Bridgman, in Holt v. Holt,
says Chancellor Kent, ta the present time.
Scoitj on the same side, for appellees.
This cause is brought before this court by appeal fix)m a decree
of the Circuit Court of the United States, sevendi circuit, and dis-
trict of Ohio ; and in its discussion we shall assume the following
positions :
1. At the time lots 3 and 4, (except ten acres, part of lot 3, re-
served,) and the three quarter-sections in the bdl named, were
transferred by William Oliver to the trustees of the Michigan Uni-
JANUARY TERM, 1846. S79
Oliver et aL v. Piatt
Teis^, in exchange for lots 1 and 2, said Oliyer was the trustee,
and Robert Piatt, me original complainant, and others, the eestuis
S\e trust of the lands then giveh in exchange for lots 1 and 2-— of
e ten acres reserved, part* of lot 3 ; of lot 86, (except sixty acres,
parts thereof sold to Prentiss and Tromle^ ;) of lot 97, and the
south-east quarter of section 3, of township 3 — all in the twelve
miles reservation, at the foot of the rapids of the Miami of Lake
Erie.
2. When Oliver teceived conveyances from the trustees of the
AGchiean University (and assignments of the original first certificates
from Baum, and obtained a patent therefor) of lots 1 and 2, in ex-
change for the three auarter-sections of land which belonged to the
Piatt Company, and lor part of lot 3 and lot 4, which belonged to
ike Port Lawrence Company, he became invested with the legal
title to said lots 1 and 2, as trustee in trust for said Piatt and Port
Lawrence Companies, from whom the consideration given for said
lots 1 and 2 proceeded.
3. M. T. Williams is not an innocent bona fide purchaser. He
is affected with notice at and prior to the respective periods in which
he received conveyances from Oliver, of portions of the lands in
question, and therefore holds the same as trustee, for the uses and
purposes originally designed. 1 Phillips's Evidence, 410, 411
Comyn's. Digest, tit. EvidencSy B. 6; Plowden 23*, 430, 434
2 Serg. & Rawle, 507; GUbert's Evidence, 87; 1 Salk. 285
Marchioness of Anandale v. Harris, 2 Peer Williams, 432; Shelby
V. Wi^t, Willis, 11 ; Com. Dig. tit. Estoppel, A. 2.
4. Oliver as agent, and Oliver and Williams as trustees, are
bound to flBbcount witfi and pay to the original complainant, Robert
Piatt, his just proportion of the money and notes received by them
on the sales of lots in Port Lawrence and Toledo, and lands adja-
cent, and to convey to him his just proportion of such parts thereof
as remain unsold.
6. Oliver and Williams have no just cause to complain of the
decree which has been rendered against them in the Circuit Court,
as ample and more than liberal justice has been awarded to them,
even if their conduct in the premises had been entirely untainted by
fraud or a firaudulent design, and they had been merely acting under
an entirely innocent but mistaken view of their legal ri^ts. But it
is respectfully submitted, that Robert Piatt, the heirs of Martin
Baum, and the other defendants in interest, have just cause to com-
plain of that decree.
The answers of all the defendants, except Oliver and Williams,
to the amended bill of the original complainant, Robert Piatt, are
in tiie nature of cross-bills, a»d respectively ask for similar relief, as
respected him or themselves, to that prayed for by the complainant,
Robert Piatt.
It was therefbre proper for the court; in rendering the decree, to
880 SUPREME <;OUBT.
■
Olirer et aL v. Piatt
adjust and settle the bterests and claims of all die parties to Hxe
record.
I, (Mr. Skoti related the formation of the Port Lawrence Com^
pany.)
The partnership thus formed was 9either universal nor generd,
but limited and confined to the objects set forth in the instructions^
^.y given to Oliveri and the fiicts to which we shall refer, from
which the rights, duties, and obligations of Baum, the trustee, and
Oliver, the agent, are to be ascertained.
It ifii conceded that Baum continued to act as trustee until his
death. That Baum's powers were restricted to a general oversight
of the company's busmess, and the execution or conveyances of
the lots and lands when sold, we also infer from the following facts:
Baum, in his letter to Brown, 35th December, 1822, says : ^* For
the sake of convenience, all the lands, by die company, were trans*
ferred to me." In his letter to the same, Februair 6th*, .1823, ha
also says: ^^ All the tracts stood in mv name, in order to render it
more convenient to sell and convey ;" and in his letter to the com-
misnoner of the General Land OHfice, July 20th, 1827, he says :
^^ These lands, houg^ bought in sundry persons' names, were after*
wards transferred to me as agent, for the purpose of managing and
conveying them in case of sales." All the certificates, for the pur*
poses aforesaid, were assigned to Baum.
Oliver, as agent, witfi the assistance of Schenck, proceeded to
lay out the town, advertised a sale of lots, and sold a number of
lots. His mstructions confined him to the sale of a certain portion
of the lots, fixed the terms of sale, and required him to give certi*
ficates of purchase, in the nature of title-bonds, for a conveyance hf
Baum, the trustee. He was to open an immediate correspondence
with Baum relative to the interests of the company, 'and was in*,
formed, that any instructions h» might thereafter receive firom Baum,
the trustee, were to be considered as coming directly firom the pro-
prietors fliemselves. This is all shown by his instructions, his bond
to Baum, and power of attorney from Baum.
The letter given by Baum to Oliver, noticing him of his appoint^
ment, .which relates particularly to tfie. salary he was to receive,
would seem to restrict his agency to one year ; but ids appointment
by the company was without limit as to time. His appointment
being without limit as to time, the law presumes a continuance of huji
agency. (See Starkie's Evid. 46, 60, 61, cited.) Oliver insists
that he never acted as agent of ihe Port Lawrence Company after
his resignation, in May or June, 1818. But the foUowing Acts
and circumstances show that his agency extended beyond &t pe-
riod, and that he still stands in that relation to the company.
(Mr. SeoU here referred to numerous parts of the record.)
We thus deem the agency of Oliver, from August, 1817, the
date of his original appomtment, down to the 20th June, 1834, es-
JANUARY TEBM. 1S46. 88t
Oliver et aL v. Fiatt
tabliflihed ; the conBeqaences remihiiig from ytbkh Agencj will be
elcamined hereafter.
Oliver was one of the original proprietors of Port Idrwreiice ; and^
althoti^ he may hare traj^eited his interest in the company to
others, in 1818 and 1819, as he alleges in his answer^ yet all the.
liabilities against said company had acomed pribr to said transfers.
These transfers did not discharffe him from the Uidnlity to persons
who had claims jmwing out of purchases made prior to ^ trans-
fers, which liabmties have not yet been entir^y satisfied, ^lee
Coliyer on JPartnerahips, 4, 106 ; and Story on Partnerq^ips, § 368.)
No settley^ent among the original proprietors or their legal repre*
sentatives or assignees has ever been made y his relation, thermre.
to the company, as one of the original partners, still remains, ana
the consequences of this relation ^ill also be exammed during die
pro^-esB of the cause.
'file pressure of the times and other causes rendered it indispensa*
bly necessmry for 'die company to avail themselves of the benefit ,of
die act of Congress for the relief of purchasers of the public lands
prior to the 1st day of July. 1820, by the relinquidmient of lots 1
and 2, and the application ot the money paid diereon to the payment
of the purchase money of other lands bou^t by diem. The amount
S aid-on tracts 1 and 2*was $4817 661. The bailee due on lots
, 4, 86 and 87, was $1402 36|; and die balance due by die Piatt
Company, for dieir five quarter-secticms, was $1248. Li order to
fkcilitate, therefore, the application of die moneys paid on said lots
I and 2, the oriand first certificates of die punmase of said Iota 1,
2, 3, 4, 86 and 87, and the five quarter-sections^ were aU asagned to
Baum.
M. T. Williams, as agent, made the relinquishment of said tracts
1 and 2, and applied the moneys arising therefiroln to the discharge
of the balances due on the landis retamed, September 27, 1821, and
die surplus remaining after such payment was $949 21/ on^half of
which, viz., $474 60J^, belonged to die Piatt Company. This ba-
lance, by arrangement between the parties, was applied to Ike pay-
ment of lands which had been purchased by the Maumee and San-
dusky Company, and which was to be accounted for as part of the
Pmtt Company's portion of the liabilities of the Port Lawrence
Company.
All the defendants, except Oliver and Williams, distincdy admit
that the five quarter-sections were assigned to Baum^for the purposes
above named, and that no consideration moved, or was intended to
move, fix>m Baum to the Piatt Company, as an inducement to said
assignments. Neither jOliver nor Williams deny that the assi^ments
were made for the above piirposes. The assi^ments being thus
m&de for the above purposes, those puq>oses being acccompushed,
a trust resulted to the Piatt Company in said five quarter-sections.
See Jackson v. Mills, 13 Johns. R. 463; Boyd t^. Lane, 1 Johns.
382 SUPREME COURT.
Oliver ct al. v. Piatu
Chan. R. 682; Wallace v. Duffield, 2 Serg. & Rawle, R. 521;
Foote V. Calden, 3 Johns, R. J216; Trustees of the Methodist Epis-
copal Church v. Jacques, 1 Johns. Ch. R. 450 ; Botsford v. Burr,
2 Johns. Ch. R. 405; Huston v. Hamilton, 2 Binn. R, 387; Deg
V. Deg, 2 P. Williams, 412.
(Mr. ScoU then referred to various parts of the record to show that
when lots 1 and 2 were relinquished,'it was done with an under-
standing and determination, among the original proprietors, to re*
purchase them, and go forward wifli the enterprise of building up a
town; and tlien argued, from the following pro}>ositions, that OUver
intended to defraud his a^ociates.)
1. In order to plac^ himself in a situation m which he might se-
cure to himself a part or the whole of the five quarter-sections be-
lon^g to the Piatt Company, Oliver procured from M. Baum the
certificate dated September 10, 1822.
The giving of that certificate did not fall within the scope of
Baum's authority as trustee. See Story on Partnerships, §111.
The accounts between the partners could not be si^lit up, as
contemplated by that certificate, so as to render one partner lia-
ble in his individual capacity for claims against the whole of the
partners.
At the time that certificate was given, nothing was due from the
Piatt Company to the Port Lawrence Company, but, on the contrary,
the sum of $191 was due from the latter to the fonner. No suit
at law could be maintained by Oliver, the agent, for the recovery
of the amount of said certificate, it being Iraudulent and void;
and if a just demand, it was due from the Port Lawrence Company,
and not the Piatt Company, and a suit could not be maintained
on it against the Piatt Company. See Story on Partnerships, S 234,
235, 236, and 128; Jackson. r. Ra\ylins, 2 Vernon, 95; Maddox t;.
Jackson, 3 Atkins, 406 ; Anon., 2 Freeman, 27.
2. Oliver's letter to R. Piatt, February 3, 1823.
3. No demand for payment of said certificate was ever made upon
the Piatt Company, or any of its members ; nor was there ever any
legal proceedings instituted against them where tliey resided.
4. The very fact of instituting legal proceedings in a forei^ juris-
diction, against the property oi the Piatt Company, at a point situ-
ated more than two hundred and fifty miles from the residence of
any of the members of the Piatt Company, and which point could
only be reached bypassing through a dense and uninhabited wilder-
ness, whilst most 01 those members resided in the immediate neigh-
bouiliood of Oliver, furnishes strong evidi'nce of a fraudulent and
ulterior design on the part of Mr. Oliver to secure to himself the pro-
perty of the Piatt Company.
5: At October term of \\\^ County Court of Monroe county, Mi-
chigan Territory, 1625, Oliver sued out a writ of foreign attachment
on the aforesaid certificate, against Martin Baum, Robert Piatt,
JANUARY TERM, IMS. 8M
Oliver et aL v. Piatt
George A. Worth, and William M. Worthington, survivors of Mar-
tin Baum, John H. Piatt, (deceased,) Robert Piatt, Geoige A.
Worth, and William M. Worthington, late jomt partners. The
manner in which this attachment was sued out would seem to fur-
nish conclusive evidence of a fraudulent intent. George A. Woitii
never was a partner, nor had any interest in the Piatt Company;
nor were Martin Baum, John H. Piatt, (deceased,) Robert Piatt,
George A. Worth, William M. Worthington, late joint partners.
The ttiree quarter^sections on which the attachment was levied did
not belong to the persons named in the attachment, but to the repre-
sentatives of John H. Piatt, (deceased,) Robert Piatt, Gorham A.
Worth, and WiUiam M. Worthington. This is not like the case
where process has been served on an individual by a wrone name,
in which case he has an opportunity of appearing in ^oiirt and plead-
ing the misnomer in abatement. In attachment, the proceedings
bemg in rem^ if the property on which the ^attachment be levied be-
long not to the defendants named in the writ, it \s respectfully sub-
mitted that the court has no jurisdiction in the case. Even if the
notice which seenu to have been given of the pendency of the at-
tachment had by accident rekched the members of the Piatt Com-
pany, they could not have supposed that they were the persons in-
tended. The plaintiff, in all such cases, proceeds at his peril.
Kilboum v. Woodworth, 5 Jojms. Ch. ^. 40 ; Fisher v. Lane,
3 Wils. 297; Phelps v. Holldrk, 1 Dall. 261 ; Kibby v. Kibby, Kir-
by, 119 ; Buchanan r.Bucker, 9 East, 192 ; S. P. Robertson v. Ex*rs
of Ward, 8 Johns. R.; and Fenton v. Garlick, Ibid. 152; Hso^
Manuscript F, p..'6.
At the time of the levy, judgment, and sale, under the attachment,
die le^ tide to the three quarter-sections levied on remained in the
Unitea States ; the evidence of the equitable title was vested in
Baum; and the ohly claim which the Piatt Company had was a
mere resulting; trust, not subject to be levied on under attachment or
execution; ^d, consequently, the whole proceedings under the at^
tachment, the conveyance to Noble, and by him to Oliver, were ab»
solutely null and void. Lessee of Abraham's heirs v. Will et al. ;
6 Ohio R. 164 ; 2 Powell on Mortgages, p. 457, A ; Co. Lit. 36, A ;
MS. p. 7, &x;. ; and the opinion and authorities cited by his hbndur
Judge McLean, in giving his opmion in this case, pp. 20, 21.
Oliver's title to the three, quarter-sections purcheised under the at-
tachment was not strengthened by taking assignments of the original
first certificates of purchase from Baum, nor by the attainment of
patents under them ; for by having notice of the trust, he himself
became the trustee to the Piatt Company. See Lucas v. Mitchell^
3 Marshall, 244 ; MS. letter G, p. 9. The procuring an assignment
of the original first certificate of purdiase of the fourth quarter-section,
from Baum, and obtaining a patent under it, he having notice of the
SM StTPBEHE COLBT.
Oliyer et ml «. Pimtu
tnuit, ccmstitiited bim a trustee to the Piatt Company for tiiat qnar*
ter-8ection.
6. On the StTtfa &7 of 'August, 1823, Olirer ^udulentlj, and in
violation of the great confidence reposed in him by Baum, die tnia^
toe^ obtained firom him a mor^n^ of a^U the property t)elonfi;ing to
the Port Lawrence Company. This n^ortgage was obtained in or-
der to secure Olirer for nis proportion of the moneys for the pur-
chi^ and improYements of lots 223 and 224, in Port Lawrence;
the amount contracted to be paid to B. F. Stickney, for lots and im-
proyements in Port Lawrence which he surrenderedf; and the amount
charged for his (dliver'a) services and expenses in settling with.
Stidm^v, and transacting other busmess for thd company, to ue en-
tile exclusion of the interests c^ Baum, and all the^ther proprietors
and creditors of the Port Lawrence CompaAy.
Baum, as trustee, had no authority to execute die mortgage, m
his powers were limited,%flx>m his own showing, to that of executing
conveyances for the lots or lande, in case of sales of lots bv the
Smt, Oliver, or of the lands by oider of the cutitU que trust them-
yes. Story on Partnerships, § HI and 101, commencing on p;
146; .^did Manuscript^ p. 5!0, letter M. Oliver 'could not sell the
lancb to himself, and it is dear ths^ no sale was made to him by the
eutuis qu^ tnut.'
The mortsase is fraudulent, as it related to Baum, and given to
rid himself (S the importunity of Oliver.
No notice of the existence of this morteege seems ever to have
been. given to the members of the Port Lawrence Company, by
Oliver.
In October, 1825, Oliver filed his bill in theSuprieme Court of
liGchigan Territonr, sitting ad a court of chanceiy, a^nst Baum,
pn^rinff a decree for payment of the monejrs due on said mortgage,
Dy & abort day, to be nailed; and, in delault hereof, that Baum,
and all claiming under him, midit be forebound of and firom all
e<|uity of redemj^tion, of, in, and to,' the mortgage premises, and
mi^t ddiver over to the plaintiff" all patents, deeds^jLemises, and
vmtings, whatever^ relating to said premises. In 1828, it was de-
creed that the defendant redeem the mortgage premises by payment
to the complainant of $2306 9& and costs, oy the 1st of July next
thereafter, or, in default hereof, that the mortgage premises be sold.
The mortgage premises were afterwards sold to Oliver, by the a»-
ristant re^ef , for &e sum of $618 66, and a deed made to Oliyer.
The proceedings, decree, and sale, under the mortgage, were they
valid, have not extingui^ed the rights of the cestuis que truti of
daum, they not having been made parties to the;suit. See 4th sec-
tion of an act of the territory of Micnigan, appreved April 12, 1827,
page 204, directing the mode of procedure in chanceiy; Gore v.
St^kpole, 1 Dow. Par. R. 1831 ; 3 Powell on Mor^ges, 978 a, in
note; Haines et al. v. Beach et al., 3 Johns. Ch. R. 469; Draper
JANUABY TERM. 1846. S85
Olirer et al. «. Piatt
tr. The Earl of Clarendon, 2 Vcm. 517; Godfrey ». ChadweQ,
2 Vcm. 601; Moret r. Westiene, 2 Vem. 663; Hobeit v. Abbot,
2 P. Wm«. 643; TeU v. Brown, 2 Bro. 276; Polk v. Clinton,
12 Vea. 48^ 69; The Bishop of Winchester v. Beaver, 3 Ves. 314;
same v. Paine, 11 Ves. 19 and 198 ; Shannon v. Cox, 3 Ch. R. 46 ;
Needier v. Deeble, 1 Ch. C^ses, 299; Monday t;. Monday, 4 Yes.
and B. 223 ; Calvery t>. Phelps et al. , 6 Mad. 229 ; MS. letter H, p. 9.
7. A part of the debt, to secure which the iportgage was given,
was due from Oliver luraself ; only a part of the debt wA at all jusdy
due bv the companv, as the rents of tne warehouse, as before stated,
dioula have been (ieducted therefrom.
If it were not intended by Baum «nd Oliver that the repurchase
of lots 1 and 2 should inure to the benefit of the Port Lawrence
Compan^jT, then the following facts and circumstances fuCmish addi-
tional evidence of a fraudulent intentions
8. Baum's letter to ^e commissioner of the General Land Office,
dated Januaiy 20, 1627.
9. Oliver's negotiation with the trustees of the 0niveraty of Mi-
chigan Territory.
10. The several acts of Congress above referred to, auAorizmff
the exchange of lands by the University of Michigan Territory, w^
Oliver, for Tots 1 and 2, and the issuing of the patent to Oliver for
said tracts. 6 Laws U. S. 650.
11. The assignments by Baum to Oliver of the original first cer*
tificates of punmase of the mortgage premises and the four quarter-
sectiond. The procurement of those assignments did not better the
condition of Oliver. See Freeman v. Barnes, and Dihton v, Green-
ville, 1 Vent 82; Ibid. 239, and 1 Sid. 460; Focus >. Salsbury,
Hard. 400; Bowles t?. Stewart, 1 Sho. & Lef..228; Kentd^v.
Daily, ibid. 379; Lord Portsmouth v. Vincent, cited in Lord Pon-
flet V. Wardson, 2 Ves. 476; Thynne v. Carey, W. Jones, 416;
Kennoul v. Greeville, 1 Ch. Cas. 295; Bov^ v. Smith, 18di Dec.,
1676; Salesbury t;. Bagot, Lord Not MSS. .2, Swanst 610, and
MS. letter I, p. 12.
12. The contract between^ Oliver, Baum, and Williams
13. The change of the name of 4^e town of Port Lawrence, lyfaich
was established by the proprietors in 1817, to that of Toledo, in
1836, long subseauent to t)ie death of Baum.
14. The sale of shares, and town-lots, and tracts of land, belong-
ing to the Port Lawrence Company, in violation of the trust and
confidence reposed in him by the proprietors of that comjpanjr.
16. The enormous amount of money recklessly and most injudi-
ciously expended, under the plea of improvements, without the an^
tfaoriiy orooncurrence of die owners, viz., $42,813 41.
16. Hie pleas inteiposed by Oliver and WilUams, in order to p!^
vent a disclosure of their frauds, and to bar the proprielbra from a»-
aerting tbeiir ririits.
Vol. m.— I» 2 K
88(t SUPREME COURT.
Otiyer et ai. v. Piatt
17, After the rendition of the interlocutory decree, when Oliver
abd Williams were compelled to render an account, the enormous
and unconscionable demands made by them, before the master, for
compensation for their services in an abortive attempt to wrest, the
property from its rightful owners, in order to swallow up the large
amount of monc^ in their hands belonging to their cesttUs que trusty
furnishes conclusive evidence of their fraudulent desims.
We have thus traced the course of Mr. Oliver from 1817, the
time at which he became a member of the Port LiawTence Company,
and was appointed the agent to manage its concerns, and the course
of M. T, \Villiams from 1819, when he became a proprietor in the
Port Lawrence Company, down to a period subsequent to the ex-
change of lands nmae bv Oliver with the trustees of the University
of Michigan Territonr, K)r lots 1 and 2 ; and we tha*efore respect-
fully submit, that we have clearly establidied the position with which
we set out, namely, "that at the time lots 3 and 4 (except ten acres,
part of lot 3. reserved) and the thr^e (juarter-sections, in the bill
named, were transferred by William Oliver to the trustees of the
Michig^ University, in exchange for lots 1 and 2, said Oliver wafi
the titistee, atfd Robert Piatt the origmal complainant, and others,
the cestw qU/e trust of the lands then given in exchange for lote 1
and 2— of the' ten acres reserved, part of lot 3 — of lots 86 (excq)t
siyty acres, parts thereof sold to Prentiss and Tromley) — of lot 87,
and the' south-east quarter of section 3,'of township 3, all in the
twelve-miles reservation at the foot of the rapids of the Miami of
Lake Erie.
At the time of the exchimge, the parties stood related to each
o^er a^ follows: Oliver was die trustee and the Piatt Company
were the cesiuis que trust of the four quarter-sections, and Oliver
was also the trustee, and the Port Lawrence Company were the
cestvis que trtLst of lots 3, 4, 86 and 87, (except sixty acres, parts
of 86, sold to Prentiss and Tromley.)
n. When Oliver received conveyances from the trustees of the
Michigan University (and assignments of the original first certificates
firom Baum, and obtained a patent therefor) of lots 1 and 2, in ex-
change for the three quarter-sections of land which belonged to the
Piatt Company, and for part of lots 3 and 4 which belonged to the"
Port Lawrence Company, he became invested with the legal title to
said lots 1 and 2, as trustee in trust for said Piatt and PortXawrence
Companies, bom whom the consideration given for said lots 1 and
2 proceeded.
1. The relation m which Oliver stood connected with the Port
Lawrence Company, as an original proprietor, partner, and t^^enti
many of the accounts and claims against which remained una^iist-
ed and unsatisfied at the time of the exchange, he could not, con-
sistent witib the principles of equity,. acquire property for his owa
use, the obtaining of which would defeat the very object of the
JANUARY TERM, 1846. 887
Oliver et aL v. Piatt
original association. (See Parkhurst v. Alexander, 1 Johns. f!h. R.
394; Green t^. Winter, 1 Johns. Ch. R. 26; Evertson v. 'Htppan,
5 Johns. R. 497 ; Hallcy v. Manlius, 7 Johns. Ch. R. 174 ; Mathews
V. Desaud, 3 Desaus. 28; Anderson v. Stark, Hen. & Munf.
246 ; Hudson t;. Hudson, 5 Munf.' 180 ; Mosley's administrator
V. Buck 'and Brander, 3 Munf. 232 ; Buck and Brander v. Cope*
knd, 2 Call. 218 ; Prevost v. Gratz, 1 Peters, 373 ; Hart n. Tenyke,
2 Johns. Ch. R. 62, 104 ; White v. Brown, 2 Car. Law R. 429 ;
Howel t;.' Baker, 4 Johns. Ch. R. 118 ; McClenneghao v. Hender-
son, 2 Marsh, 3?9; Van Home v. Fonda, 5 Johns. Ch. R. 388; .
Holdridge v. GDUspee, 2 Johns. Ch. R. 30, 252 ; Reyden v. Jones^
1 Hawk. 497 ; Conway v. Greene, I I{ar. & Johns. 151 ; Mathews,
389 ; 2 Sim. & Stu. 49, 50 ; 1 Wils. Ch. Cases, 1 ; 10 V^. 428,
429; 6 Ves. 625; Lucas v. Mitchel, 3 Marshall, 244; Hott. J.
McLean'9 opinion in this case, and the authorities cited bylum, p.
31 ; MS. letter *E, p. 3, and letter G, p. 9.)
2. As the entire consideration giren for lots 1 and 2 proceeded
not from Oliver, but from the Port La>vrencfe and Piatt Companies,
a trust resulted to them in the lands thus acquired ^th their means.
(See the authorities relating to restDting trusts, and trusts arising by
operation of law, hereinbefore referred to, MS. letter D, p. 2.)
We have now, we submit, demonstrated the original complainant,
Robert Piatt's, right to a decree against Oliver and Williams, for his
just proportion of lots 1, 2, 86, 87, of the ten acres reserved- in 3,
and the one quarter-section named iQ the bill remaining,unsold, and
for his just proportion of the moneys,* &c., remaining In their hands,
arising from the sales to others of part of the lots and. lands m ques-
tion.
3. M. T. WiUiams is not an innocent bona fide purchaser. He
is affected with Jiotice at and prior to the respective periods in
which he received conveyances from Oliver, of portions of the lands
in question, atid therefore holds the same as trustee, for the usies
and purposes originally designed. 1 Phillips's Evidence, 410, 41 1 ;.
Com. Dig. tit Evidence^ b. 5; Plowd. 234, 430, 434; 2 Serg.
6 Rawle, 507 ; Gilbert's JSvidence, 87 ; 1 Salk. 285 ; Marchioness
of Anan^e vJ Harris, 2 Peer Williams, 432 ; Shelby v. Wright,
Willis, 11 ; Com. Dig. tit. Estoppel, A, 2 ; MS. letter K, p. 16.
4. Oliver as agent, and Oliver and Williams as trustees, are
bound to account with and pay to the original complainant, Robert
Piatt, his just proportion of the money and notes received by them
on the sale of lots in Port Lawrence arid Toledo and lands adgacent,
and to convey to him his just proportion of the lots remaining un-
soldt
Ewbigj for appellants^ in reply and conclusion, divided his argu-
ment into different heads, and directed his attention chiefly'to the
fiicts in the case.
868 S^UPREME COURT/
^ Oliver et a|. v, Piatt
1. The agency of Oliver.
This commenced on 14tfa August, 1817, by three papers of diat
date: 1. Power of attorney. - 2. Letter of instructions. 3. Letter
Jimiting it to one year.
The .account presented by OKver to Baum, referred to in the
answer, is now a file in the cause^ and is also inserted tn exUnso,
in the master's report. By this it appears, taking the date as our
fuide, that Oliver was paid his salary down to the 4di day of July,
818. To this the sum allowed him sdso conforms. He entered
into the service of the company on the 14tb of Auq^ust,:.1817. Hp
was allowed a sal^of of $1200 a year. He was paid^on settlement
$1070, which would be the amount due him on the dar Ute item
bears date. The same paper shows a fiill settlement ana payment
by him of all the funds in his hands, and a balance overpaid by him
was placed to his credit on the private books of Baum, and passed
by Baum to his own credit as against the company. All ttie plipers
rdating to this settlement, which are referred to id the answer of
Oliver^ as deliyered over to Baum, are found.in bundle* Ay of papers
accompaaying the master's report, numbered in blue iiak fixrm 374
to 382. Among them is an account of Baum with the Port Latr-
rence Company, showing a final settlement with Oliver, and charge
ing separately to each 6f the two companies whose union constitute
Ate Port Lawrence Company, its half of the amount found due to
Maj. Oliver, and paid over by &em to Baum. On a simple view
of these facts it Is difficult to perceive how rt can be contended for
a moment &at the agencjr in which Oliver was engaged in 1817,
was a perdurable, continuing agency. It expired by its express
limitation at the end of one year^ — so says the answer oi Oliver — so
isays the letter of Baum, accompanying the power. The Answer
States that before the year expired, in the begihning*of July, 1818,
the aeency wa6 ended by mutual consent, the accounts of the agency
dosed, uid all the papers relative thereto surrendered. The file
above referred to, from Nos. 374 to 382, (brigmal papers,) Aqws
conclusively the -same fact See Stoiy's A^ncy, 499.
There was ho ^genqv.on the part of Ohver from Julv 4, 1817,
until after the relinquishment in September, 1821, fuad mis vnll be
colisidered tinder the seventh head.
2. Oliver a J){urtner.
It is said by the other aide that he Was a partneiv But he sold
out his shares m 1818 and 1819, an4 both his vendees 'qrere acknow-
led^d as partners. At the time of these sales, the paitncrship was
not indebted, It is trite, he could not have exonerated himself from
liability to those persons to whom lots- had been sold. H^ was
bound to make his contract with them |!;oad. But he was not a
party to the relinqui^ment in 1821, and it may be doubted whether
he would have been liable in equi^,.td the other partners^ for a debt
created by the relinquishment "The iunds obtabed by it from tlie
JANUARY TERBt, 1846. MO
Oliver «t aL v. PiVtt
United States were applied to the payment for other lands, instead
of going to cancel the obligations outstanding to purchaseis of
lots.
3. The.natore of the ptaitn^ihip and the powers of Baum to and
at the time of the relinqaishment.
The companv was a quasi corporation, represented by a head or
committee. T!he books are full of such cases. When these asso-
ciations are le^, they are recojgnised -both at law and in eouity.
One is called m Vesey the ^^firuit club,? and the court said' that it
was sufficient to make the- ^'committee" parties, and not necessaiy
to include all th^ members of the club. So in the Covent Garden
case. Baum had ail the title, and in consequence of his own ex-
tensive powers, eranted a' power to Oliver. We must judge of
Baum's powers oy his acts. Ihe ceftificates were held bjr him.
It is said that this power ceased when 1 and 2 were relinquished.
But at that .time a Wge debt existed. Seyentv-nine covenants of
Baum were'all broken, and a debt of more than f^OOQ created at the
instant of ^linquidmient The avails, amounting to $4817 55, were
applied to other lands, and those lands oudbt to hiave been placed
in the hands of Baum as a s^urilr for his fiabiUties. The partner-
ship wad not over ; the debts had to be paid. The bill says that
Baum had no power to sell, but the answer asserts that he had, and
this is confirmed by the-evidence.' Jn 1-821, at the teliny lishmertty
Baum had the tide. AU covenants were made by him m his own
name, or by Oliver in the name of Baum ; and these covenants,
such as the sale to Tromley and Prentiss, were acquiesced in. He
was Hs^le for all the improvement^ on 1 and 2, ana it was natural
thai the certificates for the lands whidi had been iully paid for,
diould be placed in his hands. The court below say that no debts,
existed ; but this is an error. It is said that the defendant (except
Oliver) admit ^t the transfisr of the^rtificates was made to Baum-
only to enable him to perfect the title. This is admitted by one of
the nominal defendants, but the active prosecutor, who I^ admit-
ted $100,000 into his own pocket. It does not bind us. There
was no necessity for such a transfer to enable Baum to complete
the title, (for the script was receivable for any lands within the dis-
trict,) wi^out relference to their being owned by the same man who
held the script The only good reason that can be given is, that it
was done to secure Baum. This claim was not mai^ nntil he died.
How does it haf^en that the tide to due quarter-sections was sufiered
to remain in Baum for fourteen years, unless it had been placed ^n
hid hands as security. Equity would have kept it there, it an elfbrt
had been made to take -it away. The security was scarcely^isuffi-
cient, because .the lands had been bought at ^, and the price of
lands reduced to $1 ^ per acre^ The interpretation which must,
be given to tibese acts of the parties concerned is, <' we mean to jpliy
you, but if we do not, there is an adequate fund ; of course, the pro-
2x2
390 SUPREME COURT.
Oliver et al v. Piatt
perty was subject to sale by Baum to pay debts, and he had a right
to pay a debt due to himself as well as one due to another person.
4. Fraudulent combination between Baum and Oliver.
It is charged that as early as 1821 there was a plan laid by these
two men to defraud the other members of the Port Lawrence Com-
pany of this property ; and that such combination was carried on for
six succeeding years, until 1828, when, at last, they got possession
in the name of Oliver by virtue of a sale in chanceiy.
The cost of these tracts at the sale in 1817 was less than $l800 ;
then- value from 1822 to 1828 was less than $1000. It in taxing the
credulity of men greatly indeed to ask them to believe, that for the
possession of wild land such as this, so remote from his residence
and so little attractive as it then was, Baum would combine with
Oliver or any one else, and by a long train of artifice and fraud,
continued and practised for a series of years, pursue this as the great >
and absorbing object of his life.
But if the motive were adequate, and the supposition not contra-
dicted by probability, the evidence m the case wholly repels such a
conclusion.
Baum was not the man who would engage in such a dishonest
combination. He was not in a condition to do it, if he had been
base enough for the purpose. His stale of mind at the time was
such as wholly precludes the idea. On these points there is abun-
dant evidence, to some of which I vnll refer.
(Mr. Etoing here referred to various parts of the record.) It ap-
pears, thenj mat there were seventy-nine outstanding covenants by
baum, some as small as $1-5, some as larce as $1000, but all vexa-
tious. He was the only person troubled anout ^em, and had been,
during all his previous life, a nervously punctual man. Some olf
the witnesses say, '^ they feared for his intellect." In this condition
he applied to Oliver, a young man whom he had taken by the hand
and who was familiar with the subject. The first measure of relief
was- to buy up the small 'vexatiou3 claims. Ten were bought up for
$231. llie people there all knew Oliver — ^he had been out in the
north-western campaign. Baum paid these claims; that is the firaud;
and paid them through Oliver-: that is. the combination. Was it
wrong in Oliver to do this ? His conduct is consistent with the best'
as well as with the worst motives. Baum is now dead, and his son-
in-law, to whom his papers descended, now comes here to fasten
firaud upon him. He wished to refund ^e money whicfh Oliver had
thus advanced, but not being able to do so, gave him a certificate,
acknowledging the debt.
6. The certificate of $213 07.
The complainant, for the purpose of making out a case of fraudu-
lent concealment and sinister purpose upon the part of Major Oliver,
avers, that though he, the complainant, lives, and lived at that time,
on the Ohio river, within forty miles of Cincinnati, and was weekly
JANUARY TERM, 1846. 891
Oliver et aL v, Piatt
in^e city, where Baum and the defendant resided, he never knew
any thing of the alleged indebtedness, until he .received a letter from
Major Oliver, some time in 1823 ; and that this was all the know-
ledge he had upon the subject, for the order never was presented to
him to be paid or rejected, until suit was brought upon it, in at-
tachment, in Michigan.
In reply to these aUegations, the defendant, Oliver, answers, and
^' denies that there was any fraud or unfairness in said certificate for
$213 07, dated September 10th, 1822, mentioned in the bill ; and
.he says, that the same w&s justly due to him from the Piatt Com-
pany, for one-half the amount previously advanced by him, at the
request of Baum, to re-imburse purchasers of lots in Port Lawrence,
for which an account was rendered to said Baum at the time, with
the vouchers therefor. This defendant has not in his possession the
means of re-stating that account, but believes that tne exhibit Q,
attached to complainant's bill, contains a true statement of that mat-
ter, and that the item of $426 14 on the debit side of that account
shows^^the lots for the. refunding the purchase money of which said
certificate was given in part, beine the half thereof, due from said
Piatt Company ; and that said defendant repeatedly, at diflerent
times, in lo22 and afterwards, requested said complainant to refund
to him the amount of said certificate, which the said complainant always
avoided or refused to do ; and this respondent distinctly told the
complamant, that he would attach said quarter-section to satisfy said
debt, unless it was otherwise ^aid ; and defendant repeatedly re-
quested payment of the same both before and after his letter to com-
i)lainant.of February 3d, 1823, referred to in the biU, and eyen of-
ered to surrender up or release to said complainant said land after
he had acquired the title^ if said complainant would pay said debt
of defendant."
This statement in the answer is responsive to the bill, and there-
fore evidence in the case ; it shows an ev ly and repeated request on
the part of Major Oliver to the complainant to pay him in behalf of
his ccMnpany what was justljrdue to hipi. It shows that the com-
plainant eyaded or glanced off eyeiy-attempt on the part of this cre-
ditor to converse with him about &e matter, until at last Oliver felt
it was necessary to act, or submit to the loss of what he had ad-
vanced. He, flierefore, on the 3d of February, 1823, five months
after the date of the certificate, enclosed a letter to the complainant,
in, which he states to him the reasons why he incurred the liability,
and the £ict that the one-half due by the Baum Company had been
paid him. It is obvious from the letter, that he recognises the com-
flainant, since the death of J. H. Piatt, as the head of the Piatt
Jompany, and he reouests him to use his influence with the admi-
nistrators of John H. Piatt to pay their proportion, and advise him
of the names of the members of tne Piatt Company as then existing,
and their several interests.
SOS SPPRErtE COURT.
Oliyer et ^l* v. -Piatt
In the argument in ike court below, we thought this account could
not be re-opened for examination. It .was a statement of a partner-
diip account by the acting partnj^r, commupicated to all concerned,
and acquiesced in brtt^m for twelve yeafs;^ especialljr after the
trustee was dead, ana his papers wiece ia the han& of an interested
party; and mpre e^ecially, that those who claimed coUifterdliv
who had no custody of these accounts or power oyer them, ou(^t
not to be called upon, under such circumstances, to youch the ac-
count or forfeit their right We thought that, explained or unex-
plained, {he account was binding on the parties, so {it as ^ird pep-
sons were concerned. The learned judge held otherwise, and this
error,' as we respectfully contend it is, combined with importaiit mis-
takes in point of &ct, lies at the foundation of the decision below.
iMr. Evnng here went into an elaborate Examination of the record
or thepurpose of showing that the account was correct.)
6. The mortgage.
' In the month of AujFust, 1823,*01iyer stated an account of pay-
ments made by himseff and Baum for lots 223 and 224, and also an
exact account, confirmed by original youchers, of all tiie expendi-
tures in improving the lots. He ;credit8 Baum with one-half the ex-
penses, borne by himself, for which he had fi*om time to time ad-
vanced money to Oliver. He charges also what he had paid to
Benjamin t. Stickney for his advances and improvements ilpon hi^
lot, as compromisea 'pending his suit, and the whole .account,
amounting to $1835 47 j was presented to Baum for liquidation.
"Baum, bemg without funds* of me company, and owing to his own
pecuniary embarrassments, which then pressed heavily up^n him,
unable himself to advance any thing, mortgaged the proper^ of the
company which remained in his hands to Oliver, and by his circular
of January 31st, 1824, informed the individual menders of the com-
pany of what he had done and the state of their indebtedness, and
earnestly solicited ^em to make some provision or put it in Us
power to provide for the payment, sb mat the property might be
made available to cover their liabilities, which, he assures them, is
the most that can possibly be expected. The other members of ^e
company, who had placed Baum m the front of difficulty and trouble,
turned a deaf ear to his sugges^ons and remonstrances: they did
not even dei^ to answer his letter.^ The complainant^ ^o resided
but forty miles from Cincirmati, and who was in the city weekly, -
did not even call to examine ihe account, to inquire into the state
of affairs, or speak a single word of cheering or encquragement to
his partner and agent, who was left to bear, himself, their accumu-
lated burden of misfortune and loss.
It seemis to me that there was openness and publicify enough
upon the part of Baum in this and all his other acts to secure even
a man of doubtfiil character from the imputation of firaud, design,
or concealment. And in the case c^ the mortgage he had magnani*
JANUART TERM, 1S4S. SM
Oliver et aL «. Piatu
mou! cast out of tbe ^ount all that applied to himaelf— his own
payments to the company for the lots — ^his expenditures on their im*
I>royemeiil^ and contented himself as well as he could to suffer the
OSS, so that those who had trusted to him, and relied upon his good
fidthy should come by no injury.
Proceedings upon this mortgage were not commenced bv Oliver
until about twelve months after the money fell due. In the mean
time, he avers in his answer, which, though responnve to no special
allegation, is clearly so to the general scope and tenour of the biBj
that be used eveiy effort to collect this money ^f the parties, and
eq>ecially, that he repeatedly applied for that purpose to the com*
plainant. I do not however conceive this to b^ a matter of^creat
importance. The indin>utable £aict is shown by ^ letter of BauQ
to ^ the imrtners, in 1824, that they all knew that suph mortgage
had been giren to pay the debts of the company, and that, if £e
money were not paid, the property would be proceeded agunst by
the mortoagee in due course of law. There is, therefore, no ground
to coBipbin of secrecy x>r concealment, and the question arises solely
upon the legality of tiie transfer, mcludin^ the execution of the mort-
gage, the proceedings in chanceiy under it, the decree, the purchase,
ana ^e final assignment of the certificates by Baum to Onver after
the sale. These are questions of great importance, and merit a
careftd consideration.
The right of Baum to sell and convey rests on two grounds:
1st Because the propeiijr was persoiuJty in his h^ds as acting,
partner.
2d. As trustee of the real estate vested in him for tiie payment
erf* debts.
Ist . It was personalty.
It is objected, that the land in. this case cannot be considered a0
ersonalty, on the authority of die case where land connected witii a
^ly was drawn into Question. But there the land was not the
subject-matter of the traae. Portions of the fireehold in a mine have
been severed and sold. It is true, that b the case before us tiiere
was no authority to re«invest. But in principle, why should this
make a difference? The land here was bought to sell agsdn, and-
partnership debts were contracted. What gopd reason can be
given, why it should not vest in the acting partus in the same
manner as skkkIs?
2d. But Baum was a trustee.
Having the tide in himself, without any expressed restriction, he
IS presumed to hold it for all the purposes to which equity would
apply it, and his act was con^rmed by acquiescence in the sales to
Inrentiss and Tromley, and m this mortgage for twelve years. It is
objected that an unreasonable amount of property was mortgaged.
But the debt was $1835 47, and the first cost of the tracts mort-
Vol. ffl.— 50
804 SUPREME COURT.
OHver et al. v. Piatt
gaged was $1679 14, tmd their value had been reduced by the act
of Congress reducing the price of public lands, to $1049 14 ; esti-
mated m proportion. It was the duty of Baum to audit accounts
and to sell and convey property to pay debts. A mortgage by him.
and a decree of foreclosure against him, are equivalent to his deed
of bargain and sale. We hold that the sale under the mortgage
gave^to Oliver all the title of Baum, and a right to a patent. But
if not, if there be any thing irregular or imperfect in the pursuit of
Our right, it is cured bv the assignment of the certificates and the
patent. How stands the case ? Oliver has the legal title, and he
IS called upon to surrender it. He has got it in payment of a debt,
fairlv, from a person having power to seUle the debt and convey the
land. But this trustee, so empowered, took two steps instead of
one. He first m^ortcaged, then assigned. In law, his mere assign-
ment is good enough. Can this dimculty als to mode affect us in
equity ? There is no reason why this legal title, so acqi^ired, should
be now disturbed. The complainant had full notice of the mort-
eage, and of the' suit thereon. He.stood by: suffered the suit upon
me mortgage to proceed without coming in and making himself a
party, as he might have done ; suffered the sale to be made without
objection; the certificates to be assigned and the patent to issue;
suffered Oliver to enter upon the property, expend his time^ and
talents, and money, upon it ; and we now claim that it is too\late
for him to go into chancery. S Vesey, 170.
The complainant should have made his election without waiting
for future developments. It is not a statutory bar that interposes,
but acquiescence.
(Mr. Etoing here went into calculations to show the viJue of the
property then, and until 1832.)
Up to the issuing of the patents in 1830, the value of the nro-
perty did not change. Suppose this bill had been filed in 1832.
No chancellor comd have acted on the future use which Oliver
might make of the property. But that fiirther use, and the en^
hanced value of the property, blends itself everywhere with the
opmion of the court below, and is made to give a character to past
transactions.
1st. There is an impression that the tracts purchased under the
mortgage and die attachment were of great value ; but, according
to the evidence, the whole property, at any time fix)m 1822 to 1830,
was not worth, in cash, $1200.
2d. In malong Oliver's exchange with the Michigan University
re-act upon and affect his purchase of the other tracts.
3d. It fixes upon Oliver a knowledge of the contingent future.
The bill to foreclose and the attachment were in 1825, and it is sup-
posed that Oliver's design in acquiring the other tracts was to re-
possess 1 and 2 ; but at that time 1 and 2 belonged to the United
States, and there was no prospect that any thing out money would
JANUARY TERM, 1846. 806
Oliyer et aL v. Piatt
eyer purchase them. The Uniyerahy did not select ifhtil June 26tfa,
1827.
7. Oliyer's agency after the rtslinc^uishment
At Baum's request he paid with his own money debts of itie Port
Lawrence Company ; and the youchers show great accuracy and
strict justice. Did diis disable him from recoyering the money so
paid?
8. Agreement to re-purchase.
The eyidence shows an intention on the part of Baum to repur-
chase, but there was no contract or understanding to that effect.
Nor does any eyidence show how he proposed to carry out his de-
sign, whether with his own money or a fand raised by contribution.
9. Suppose Baum had purchased and paid his money, would the
members of the Port Lawrence Company have been bound to con-
tribute ? or would any trust haye resulted to diem ? or if Piatt had
made the purchase, could Baum haye held any part of the property ?
Neither of the parties ought to haye purchased for the benefit of
their old partners. There would haye been absent persons, insol-
yent estates^ infants, femes coyert, all to unite in the expenses
and incur the hazard of what counsel would haye called a reckless
and Vxtraya^t expenditure to build up a city. The purchase re-
quired capacity, consent, contribution, and also situation and ability,
to join in its management The negotiation with the United States
entirely failed.
10. The exchange for 1 and 2, and resulting trust
It is coniended that a trust results to the Port Lawrence Company
on two grounds:
1st. That the purchase was for Baum and his associates, who were
the Port Lawrence Company. This is charged in the bill and de-
nied in^the answer; and the record shows that Oliyer is sometimes
spoken of, in the records of the uniyersity, as actmg for himsielf,
and sometimes for others. It was probably an error ^of Mr. Wing,
and corrected by Oliyer as soon as discoyered.
2d. That a trust resulted,because tiie sale on the attachment passed
no title to Oliyer, and therefore the quarter-sections still belonged to
the Piatt Company ; and because the sale under the mortgage passed
no title except that of Baum himself, therefore, with that exception*
thfe trsicts 3 and 4 belonged to the Port Lawrence Company ; and
that Oliyer haying exchanjged 3 and 4 and the quarter-sections for 1
and 2, a trust resmts therem to the Port Lawrence Company, and to
the Piatt Company.
But a member of the Port Lawrence Company has joined with a
member of tiie Piatt Company, and filed this bill. That the part-
ners in the difierent companies happen to be the same indiyidualS|
does not help the case ; it is a joinder of difi*erent claims in die
same bill, which becomes multifarious. If so^ the difficulty lies
deeper than, mete pleading } for without such jom4er the party can-
8M BUPREilE COURT.
Olirer et aL v. Piatt
not present Una mnltifitrious case. No such case has ever been sua-
tamed. If there had been an agreement between these two coti-
Sanies that their land should be so exchanged, and they had Tested
le tide in O^yer for the piuposCi the bill would lie. But diere was
no such agreement, and no trust assumed on the part of OKyer.
He piirchased the two tracts of land at judicial sales, was in pos-
session, claimed title, and made the exchange for himself. The^
books, we believe, show no caft in which the separate fionds of
seyenJ individuals can be followed into a joint investment, so as to
raise a trust in the property. (See the authorities referred to l^
Mr, Stanberry.)
The vast enhancement of the value of the fund vnthwhich l^and
S were purchased, b^ applying to it the labour and aloll of Oliver
and Williams ; the tmie, and efibrts, and skill of Oliver, in brinffinff
about the exchange, shoiild be considered as a fund which hemed
to pay for 1 and 2 as fiilly as so much cash. Ihe property has uiua
been- made to be worth more than an bundled fold as q^uch as it
was at the time pf the exchange. And this is all to be restored if
the court hold both, or either of the parties claiming, to be entitled
to it
11. Estoppel.
Baum conveyed thfe lands included in the mor^ge to Oliver,
with covenants of warranty. Assets descended to his heirs, who are
estopped. Co. Litt. 325.
12. Williams is a bona fid/t purchaser without notice.
(See this head discussed at the conclusion of Mr. Stanberrfll^$
argument.)
Mr. Justice STORY delivered the opmion of the court
This is the case of an appeal from the decree of the Circuit Court
of the district of Ohio, sitting in equity, — rendered in fevour of tiie
original plaintiff, and it is brought to this court by the original de-
fendantS) who are now the appellants. The record is exceedingly,
voluminous, and the facts and proceedings complicated and per-
plexed by a variety of details. A generd outline of the leaainff
fects is given in the printed opinion of the court below, with which
we have been favoured ; and those facts cannot be more succinctly
stated than they are in tiiat summary — we shall therefore avail our-
selves of it upon the present occasion. It is as follows: "In the
summer of 1817, the complainant, in connection with John H. Piatt>
William M. Worthinston, and Gorbam A. Worth, formed an asso-
ciation to purchase lands of the United States, at a public sale,
which was shortly to take place at Wooster, in this state — and the
complainant was appointed the agent of the company, to attend the
. sale for that purpose.
"Another association consisting of Martin Baum, Jesse Hunt,
Jacob Burnet, William C. Schenck, William Barr, William Oliver,
JANUARY TERBl, 1846, WT
Olirer et aL «. Piatt
and Andrew Mack, was formed for the same object — and William
Olirer and William C. Schenck were appomted its agents to attead
tiie sale.
<^ Before the sale took place, it was diiBcoyered* that both coxnpa-
mes were desirous of purchasing die same tracts of land, and the
agtnts agreed that they Would purchase tracts 1, 2^ 3^, and 4, at,
and includinfi^ ttie mouth of Swan creek, in the Umted States re-
serve, at the foot of the rapids of the Miami; and also Nda. 86 and
87 on. the other side of the river, opposite the mouth of Swan creek,
for the joint benefit of both compames ; each company to have one-
half of the lands purchased, and to pay at &e same rate. Nos. 86
and 87 were bia off by Oliver, and the certificates of purchase
issued to him. The other tracts were bid off by the complainant,
and the certificates of purchase were issued in the names of the
association represented by him.
<* At the same sale, the complainant, in behalf of his company,
purchased the north-west quarter of section 2, township 3, the
south-west quarter of the same section, the north-west quartel* of
section 3, township 3, and also the south-east and south-west Quar-
ters of the same section, in said reserve; and one-fourth 6t the
purchase money oti each tract beinff paid, certificates of purchase
were made out in the names of Sie company. And me other
a^^ents purchased for their company, at the same sale, other tracts
of land.
'^On the return of the agents to Cincinnati, their acts were rati-
fied by both compames. One company was designated the I4att
Company, the other the Baum Company ; and the union of both, in
regard to the lands jointly .purchased, was caUed the Port Lawrence
Company. The joint, or* Port Lawrence Company^ havine made
their purchase wim the view of laying out a town, ta be cadkd Port
Lawrence, appointed Baum a trustee, and authorized him to sell
lots, and do other things in relation to his agency, for the benefit of
the company.
<' On the 14th August, 1817, Baum appomted Oliver his attor-
ney, to sell lots m the town to be laid out, receive the money, and
give certificates of sale, in the nature of title-bonds, to the pur-
chasers ; and he, in association with William C. Schenk, was au-
^orized to lay out the town. Baum, and also the proprietors, gave
to Oliver a letter of instructions in relation to the plan of the town,
the sale of the lots, &c. ' By the conditions of sale, one-fourth of
the purchase money was to be paid down, and the residue in three
equal annual payments.
"At the sale of lots, the sum of |856 33 was received by
Schenck, for which he was toPbe accountable to Baum.
" At &e sale, Oliver purchased lots 223 and 224, animdivided
half of which he afterwards conveyed to Baum, and they erected a
warehouse and other improvements on them.
2L
896 SUPREME COURT.
Oliyer et aL v. Piatt
''In August, I8l8y he sold one-half of his interest in the Port
Lawrence Company to William Steele and William Lytk ; and in
March, 1819, he soldihe residue of his interest to Micajah T. Wil-
liams, one of the defendants, and his partner Embre.
"By the reduction of the price of tiie public lands, and the pres-
sure of the times, the Port Lawrence Company were under the ne-
cessity of relinquishing to the United States tracts 1 and 2, having
agreed to pay for the same about $20,000 ; and of appropriating
the money paid on them to the payment in full of the residue of the
tracts purchased^ by them, and hy the Baum and Piatt Companies
respectively. In pursuance of this object, the five quarter-sections
purchased by the Piatt Company were assigned to Baum, the 17th
September, 1821 ; and on the same day, tracts numbered 1, 2, 86,
and 87, purchased in the name of the Piatt Company for the Port
Lawrence Company ; and also tracts 3 and 4, purchased by Oliver
for the same company, were assigned to Baum. It is alleged that
these tracts had been previoudy assigned to Baum, of which there
is no evidence.
" On the 27th September, 1821, Baum, through his agent, Mica-
jah T. WiUistms, one of the defendants, relinquished, to the United
States, tracts 1 and 2. On these tracts there had been paid the
9um of $4817 55. $1372 34. of this sum were applied to com-
plete the payments on tracts 3, 4, 86, and 87, the residue of the
tracts purchased at the sale by the Port Lawrence Company. From
the relinquished tracts, there still remained $3445 21. Of this
sum, one-half belonged to the Piatt Company. $1248 were appU^
to complete the payment on the five quarter-sections, which left a
balance of $474 60 still due to the Piatt Company ; but which was
applied in payment of lands held by the Baum Company. *
" After ihe relinquishment of the tracts on which the town had
been laid out, the purchasers of town lots claimed a return of the
money paid by them, with mterest, and also damages for their im-
provements.
" On the 10th September, 1822, Baum gave to Olirer a certifi-
cate, which stated there was due him, by the Port Lawrence Com-
pany, the sum of $213 02, which he refunded to purchasers of lots,
by the recjuest of the company, Mt beinpj the amount due en the
shares originally owned by John H. Piatt, Robert Piatt, G. A.
Worth, and William M. Worthington.'
"And on the 27th August, 1823, Oliver having made out an
account against the Port Lawrence Company, for money paid by
him to purchasers of lots, and services rendered as agent, Baum
admitted his account, amounting to the sum of $1835 47 ; to se-
cure the payment^ of which, Baum executed to him a mortgage on
tracts 3, 4, 86, and 87. The payment was to be made, with inte-
rest, on or before the 1st of January, 1824.
"The 7th October, 1825 Oliver caused an attachment to be
JAND^ARY TgRM, 184& 8W
Olirer. et al^v. Piatt
iasatd hj the clerk of Monroe couatjr, in tbelfichigan Tenitor]^,
against mum and the members of Uie Piatt -Company, on the certi-
ficate of indebtment given by Baiim. This attachment was levied
on four of .the five quarter-sections owned by the Piatt Companyi
and such proceedings were had on the attachment, as to obtain an
order of sale of die property attached ; three of Uie quarters were
sold, by the auditors appointed, for the sui|^ of $241 60, to Noble,
the agent of Oliver. Noble, shortly afterwards, conveyed these
tracts to his principal.
<< A bill to foreclose the mortjga^ given to Oliver Was filed bv
him in the Supreme Court of Michigan, the 13th of October, 1825.
And a final decree having been obtained, the mortgaged premises
were sold, by the assistant register of the. chanceiy court, to Oliver,
the 1st September, 1828, for |618 66.
"By the'act of 20th May, 1826, the secretary of the Treasury
was authorized to select, for the benefit of the Universitv of the
Michigan Territory, a certain number of acres of the public lands
within the territory^ and he selected tracts 1 and 2, which had been
relinquished.
^^In the summer of 1828, as appears firom the report of the com-
mittee of the trust^s of the university, Oliver, as the agent of Baum
and others, proposed to' elEchange certain lands owned by Baum, in
the vicinity of Fort Lawrence, or anv of the public lands subject to
entry, for tracts 1 and 2, on which the town of Port Lawrence had
been laid out.
"A law of Coiiness was passed, authorizing the exchange, the
13Qi January^ 18^. Previous to this, Balim assigned to Oliver
^e final certificates for the tracts he purchased under the attach-
ment, and also under ^-decree of foreclosure; and one of die
quarter-sections levied on by the attachment, but not sold under it,
in payment of the balance of the judgment on the. attachment, ^^hich
enabled 'Oliver to obtidn patents for &e saune in his own name.
And on his conveying to the university tracts numbered 3 and 4,
except ten acres reserved of number 3, and the north-west quarter
6! section 2, township 3, and also the lioith-west and ^outh-west
Juartera of section 3,, township 3, he received an assimment firom
le university of their right to tracts 1 and 2, for which patents
were issued m the name of Oliver.
<< After the exchange was effected, Baum, and the defendant Wil-
liams, each p^rchasea an interest of one-third in tracts 1 and 2, 86
and 87. A^f Baum^s death, in 1832, Oliver purchased his inte-
rest from his heirs. And the 1st December, 1832^ Oliver conveyed
to Williams an undivided half of the ten acres reserved in number 3.-
On the 23d May, 4834, he conveyed to him an undivided half of
tract? 86 and 87, except sixty acres which had been sold to Prentiss
and Tromley ; and on the - — day of November, he conveyed to
bim^ one undivided half of lots 1 and 2, on which Port Lawrence
4jM> SUPREME COURT.
• - - ■ _
Oliver et #1. v. Piatt
was laid out, 'together ^ with a like interest in all sales and improT^
m^ts thereunto belon&;inff.'
<< Oliver, Baum, ana Williams, agreed to lay ont the town of
Toledo on the site of Part Lawrence, and to make titles to.tfie Ppit
Lawrence purchasers of lots, on their complying with their con-
tracts.
<^Some years after this, Oliver purchased from the Michigai
University the tracts of land he conveyed to it in exchange foi
tracts 1 and 2.
<< Of the Piatt Company, John JL Piatt is deceased, and hjs a4-
ministrators and heirs are made parties to this suit William M.
Wortfaington assi^ed one-half his bterest in the Port Lawrence
Company, and it is claimed and represented by John £. Worthing-
ton. The interest of Worth has been assigned to the defendant
Ewing, who also claims the entire interest of Baumi Mad^ Barr,
Burnet, and half the interest of the complainant.
<^ Of the Baum Company, Martin Baum, Jesse Hunt, William C.
Schenck, and William Banr, are deceased."
Such is a general outline of the leading facts. There are others
which may be required to be adverted to in the progress of tlds
opinion; but there are many details which must necewarily be
passed over in dlence, as they would tend to embarrass the jbscus-
sion of the main questions in the cause, and obscure ratibter than
illustrate the merits thereof.
The object of ;die bill is to subject the tracts No. 1 and No. 2,
now constituting the site of the. town of Toledo, formerly known as
Port Lawrence, to the ri^ts of the Port Lawrence Company, com-
posed, as we have seen, of the Piatt Company and tibte Baum Com-
pany, and tho^e who claim under them, now in the possesion of
Oliver and Williams, under a title derived from the grant of the
Michigan University, upon the ^und that a trust Jias attached to
those tracts in favour of the Piatt and Port Lawrence Companies,
under ^e circumstances which wUl be presently stated. These cir-
cumstances are, that the lands given in exchange to the Michigan
Univeraty, for tracts No. lanaNo. 2, under the neeptiation with
the univerrity, were, at the time, the.property of the ftatt and Port
Lawrence Companies, as cestuU que trust thereof; that the facts were
at the time wdl known to Baum, and Oliver, and WOliams, and
consequently that the trust by operation of law attached Uiereto in
the hands of those parties. To this, conclusion several objections
have been tal^en by the counsel for the appellants. In tne first
place, that'Uo siTdi trust attached to th^ lands so given in exchange
to the Michigan Universi^, at the time of die transfer, and conse-
quentl«.none to tract&Nos. 1 and 2, taken in the exchange. In tk^
aecoiid place, that if it did, as Oliver afterwards repurchased the
esEchanged lands from tb^ oniversi^^ and Oliver and Williams under
him now hold some parts thereof, ue trust is revived, and has re-
JANUARY TERM» 1945. 401
Olirer at aL «. Fiatt
attached ta these hnds, and dtus lias d]q>laced any supposed trust
upon tracts No. 1 and No. 2, at least fro Umto. In tfie next place,
that Oliver and Williams are purchasers without notice of the trust,
or of any misapplicatiop of the trust property by die trustee.
Before proceedine to the considerations applicable to the first and
third points, it may be well to diqiose of that wi^ck ^ws out of
the second point, as it inrolyes a most important principle in equity
juricprudeiice. It is a cleqirly established principle in tnat jurispru-
. dencc, that whenever the trustee has been guil^ of a breach of the
trust, and has transferred the.property, bv sale or otherwise, to any
third person, the ceitui que ln<#/ has a fiiil right to follow such pro-
pefty mto the hainds of such third person, vmless he stands in die .
predicament of a b<ma fide purchaser, for a valuable consideration,
without notice. And if the trustee has invested ^hd trust pi:6pertT,
or its proceeds, in any pther prop^rtf into whidi it can be distmcdy
traced, the cnhd que tnut has his election either to follow the same
into tbs new investment, or to hold the trustee nersonally .liable for
the breach of the trust This right or <>ption of die ce$hd que truri
is one which positively and exclusivelv belongpto him, audit is not
m the power of the trustee to deprive him of it by any subsequent
repurchase of the trust property, althousfa in the latter case t^e
etihd aue truH mav, if he pleases, avail himself of lus own rig^t,
and twe back ana hold the trust property upon the original trust ;
but he Is not compellable sota.do. The reason is, .that this would,
enable tike trustee to avail himself of his own wrong; and if he had
made a profitable investment of the trust fund, to appropriate the
profit to his own benefit, and by a repurchase of the trust fond to
charge the loss or deterioration m value, if any such there had.been,
in the mean tnne, to the account of die eethd que truit — ^whereas the
rule in equity is, diat all the gain made by the trustee, by a wrongfol
Spropriation of the trust fund, shall go to the cestui que trusty and
die tones shall be borne by the trustee himself. The option, in
such case, to take the new or the original fopd is, therefore, (as has
been already sumested,) exclusively given to the ct^hti que trusij
and is given to ^h for die wisest purposes and upon the soundest
public policy. It is to aid in the mamtenance of ri^ht and in die
suppression of meditated wrong. Many cases on this subject will
be found collected in the elementary writers. (See 2 Sugden on
Vendors, chap. 14, sect 3, p. 148, Suc.j 9th edit ; 2 Story Eq. Juriq>.
sect 1258 to sect 1266, 3d edit. ; Com. Dig. Chancery^ 4 W. 25, to
4 TV. 28 ;) and the rule will be found folly cuscussed and recoenised
in Ryall v. Ryall, 1 Adr. 59 ; Lane v. Dighton, Ambler, 409 ; Lench
V. Lendi, 10 Yes., 511 ; and Docker o. Somes, 2 Mylne ArKeen, 655 ;
in many of its important bearings. Lord £llenborougb, in the case
of Taylor v. Plumer, d Maule & Selw. 562, examined and confirmed
the doctrine in its explication to cases at law, and cited and approved
the decisions in equity ; so that it is plain upon authority, and the
Vol, m.— 61 2l2
iOt SUPREME COURT.
Olirer et al. v. Piatt.
same votdd be equally true upon principle, that if the tracts Nos
and 2 were purchased with the trust funa belonging to the Piatt a
Port Lawrence Companies, the latter are at full liberty to foUbw the
same into the hands ct any persons not being boTia fide purchasers
for a valuable consideration without notice, and the circumstance
that there has since been a repurchase of the origmal trust property
by Oliver, does not in any manner affect, -or control, or vary, die
light or option x>f the ceshds^que trust The case is not like that'
Eut at the bar, where a part of die funds of the cesiids que tnut have
een mixed up with other funds exclusively belonging to the trustee
in the new pjcirdiase or investment. In such a case there may be
fiTOund to'hc^d the trust funds in charge pjro tanio therein. Here,
ttie .whole consideration of the purchase was a fund whoUy and ex-
clusively belonging to the cesims que trusty if they have made out
any title at all,* which we shall hereafter consider.
Let lis then proceed to the cotisideration of the other questions
above stated. And the first is, whether at the time of the exchange
Wi^ die Michigan Universi^rl^me lands given in exchange for tracts
Nos. 1 and 2, were', in the hands of the party of parties msddngdiat
exchange, affected with any trust such as has be^n already sug-
gested r And this leads us to the (Consideration of the antecedent
state of facts between the parties to this record.
We have seen that the ;original purchase of tracts Nos. 1, 2, 9,
and 4, and Nos. 86 and. 87, was made for the account and benefit
of the Port Lawrence CompaBy ; and the object of the piurcbase
was to lay out a town diereon, and to sell die lots to purchasers.
Baum was appointed a trustee and agent for this purpose, and he
was to make sale of the lots and conduct the other affairs of the
agency. With the consent 'of the company, in August, 1817, he
employed Oliver as a sub-agent, whp received instructions fi'om the
company in relation to the plad of d^e town /which he was .to lay
out m conjunction widi Wm. C. Schenck) ana the sale of the lots.
This agency of Oliter, under Baum, was origbally (as it should
8eem)'Wnited to one year, but it wa« certainly continued, if not for
tSlj at least for some ptuposes, to a much later period. In August,
I8ld, Oliver sold one-half of his interest in the Port Lawrence Com-
panv to Steele ^ntE.Ljrtle, aqd in March, 1819, he sold the residue
to me defendant WiUiams, and hia partne^'Smbre. And these fects
are most important to be borne in mind, since diey dearly c^ttablidi
that Oliver, as an. original pitlprietor, and Williams, as a derivative-
proprietor, under Oliver^ in the Port La^rrence Compai^y, had foil
and complete notice of die nature ai^d objects of the oneinal pui^
chase by that company, and of die Irust and-Agency of Baum in
siccompushi^g those objects. In truth, the laying 6ut of a town on
those tracts /and die sale of the' lots, seems to have been an enter-
prise always cheridied by some of the company "with .uncommon
soUdtAde and sanguine expectations of profit.*
JANUABY. TERM, 1846. 408
" Qiirer et aL •. Piatt '
111 coDseqaence of the redaction orthe price of the pmblic knds
l^ Congress, and the pressure of the times, the Port Lawrence
Company found themselves compelled, in 1821, to relinquish a part
of their trads to the government For this purpose they assiened
all the four tracts to Baum, in September, 1821 ; and the JPiatt Com-
pany at the same time assigned to Baum their five quarter-sections ;
and hie, throu^ the defendant, Williams, thereupon peUnquished
tracts Nos. 1 and 2, to th^ United States, and the return purchase
money was applied pro ianto to complete &e nayments due on die
other tracts, (Nos. 3 and 4% and Nos. 86 and o7,) and jthe residue
; was applied partly to pay tne balance due on the five quarter-sec-
tions, purchased by the Piatt Company, and partly to pay a balance
due on other lands purchased by the Baum Company.
Pausing here, for a moment, it is ai^>arent that the original trust
created in .tracts Nos.,! and 2, imder the agency and assignment to
Baum, for the benefit of the Port Lawrence Company, was, by this
rdinquishment to the government, entirely displaced and extin*
guished. These tracts afterwards, in the summer of 1828, under
Sie act of 20th of May, 1826, were selected by the secretary of the
Treasury for the Michigan University, and certainly came mto tiie
possession of the latter discharged of the trust '^ Still, however, it
18 obvious fix>m the papers in the cause, that in the intermediate
time between the relinquishm^t of these tracts and Hbe grant thereof
to the university^ the original plan of establishinc^ a town on the site^
remained a fiivourite project of Baum as' agent of the Port Lawrence
Company, and he made strenuous efforts by appUcations to Congress,
and to the CSeneral Land-office, to reacquire the title thereof, not for
himself alone, but, bs his applications and letters, show, on behalf
of himself and his associates. He constantly held himself out aa.
acting for the benefit of the concern ; and there is eveiy reason to
suppose, that some, if not all, of hia associates were lulled into se-
curity, and contemplated, if he should be successful, to resume the
original plan. This mav sepve in some measure to explain their
inactivity, and to show tLat they continued to place unlimited con-
fidence m Baum, that all his proceedinss would be for their ben^t,
and not for his own sole advantiura. Baum petitioned Congress cm
. tiie subject ^ eariy as January, 1 822, and • in his letter to Mr. Brown,
(a senator m Con^ss,) of the 25tii of December, 1822, enclosing
a^ duplicate of his petition, he says : ^^ Enclosed is the petition
signed by myself only, still others have an interest in it ;" and ha
names in the letter, and its postscript, Williams, Piatt, and others.
In another letter to the same senator, dated the 6th of Febmaiy,
1823, he says: <^ The trapts purchased by myself and associates m
thai quarter ; those retained and reUnquiahed can be ascertained in
the Land-office.'' In another letter aliddressed to ibe commissioner
of die General Land-office, as late as the 27th of July, 1827, he
says^: ^< In cooseqiience of the I^resident's proclamation, announang^
40t SUPREME COPRT.
01iTer-«t aL «. Piatt
ttie sales of lands, I attended, at Delaware, on die 9th instant, but
was much disappointed to md there instructions of the G^end
Land-office, to withhold from sale all lands situate north of ttie
line which dirided the state of Ohio and the Michi^ Tenritonr, for
I went there for the express puit>ose of repurchasmg tracts Nos. 1
and 2, in the Maumee reseryation, which I formerly owned and
which I have reHnquished.'' He adds: <^ These lands, though
bought in sundry persons' names, were afterwards transferred to me
as agent for tiie purpose of managing and conveying ihem m case
6f wes.*' In the same letter he protests against the trustees of the
Michigan Unirersity having a crant of these tracts, as they have no
claim .to the same j and that he has a strong claim upon the goTem-
ment.
To repel the inferences deducible from tiiese facts, it is said, that
the testimony of Cameal establishes that Piatt attended that venr
sale at Delaware fbrthe puipose of bu}^ diese tracts, not for tiLe
Port Lawrence Company, but for another company consisting of
Colston, Cameal, and hunself ; and that Baum also attended on his
own account, and not for the Port Lawrence Company. • Of trans-
actions of tins nature, after such a lapse of time, it is perhaps not
easy to ascertain all the facts which tnen regulated tiie conduct of
the parties, when they depend upon the fern recollections of wit-
nesses.' (t is quite possible that tne circumstances might have been
explained, and nothing have been intended by either party really
injurious to the interests of the Port Liiwrence Company. But as
no sale tocdc place of &ese tracts upon that occasion, the only efiect
wUch can be properly attributed to the testimony, admitting it in its
fullest latitude, is, that it weakens 'Our confidence in Piatt's own
conduct, and dimmishes the force of the inference as to Baum'sthen
acting as an agent for the Port Lawrence Company. Bnt the writ-
ten statements of Baum in the letters above cited are evidence of
his intentiotis and acts, of a &r hi^er character, which the lapse of
time has not obscured or varied, and diose letters are, as to himself,
most conclusive tp show, that he did not deem himself as actine for
bis own interest alone, but for that of his associates also, in his whole
proceedings to re*acquire those tracts.
As soon as die Michigan University had obtained a titl6 to tacts
Nos. 1 and 2, (in Uie summer of 1828,) Oliver, avowedljr on behalf
of Baum, made an application to the trustees of that university for
an exchange of tiiose tracts for other tracts in the vicinity, lliese
negotiations were begun as early as the 12th of August, 1828, and
various propositions were made and negotiations were had by the
trii^ees and Oliver, as agent of Baum, between that time and &e
4th of Jauuaiy, 1831, when &e consent of Congress havine been
obtained for the exchange, by an act approved on the ISth of Janu-
ary,-l830, the univer&ty agreed to make the exchange ; and ac^
cordin^y, by their deed, dated the 7th day of February, 1830, did
JANUARY TEBBf, 1846. 406
Olirer at aL v. Piatt
convey th^r ri^t and title to tracts Nos. 1 and 2 to Oliver in fee-
simple, in consideration of receiving a deed from Oliver of certain
tracts, containing seven hundred and sixtvr-seven and alialf acres,
viz. : the whole of tracts Nos. 3 and 4, the ' south-west quarter of
section 2, and the west half of section 3 ; the tracts being part of
the purchase of the Port Lawrence Company, and the quarter and
half sections being part of the purchase of the Piatt Company, in
1817. We thus trace the trust property home to the Michigan Uni-
versity, as obtained by a conveyance from and under Baum and
Oliver in pursuance of a negotiation, avowedly made by Oliver on
behalf and as i^ent of Baum*, as the sole consideration of the grant
of Nos. 1 and 2 to Oliver by the univeraty.
And this conducts us to the coiisideration of that which is the
main hinge on which .the present case i irns ; that is, whether the
tracts, so conveyed b^ Oliver to the university, were at the time af-
fectea with the trust m favour of the Piatt and Port Lawrence Com-
panies, with which thev were originally chargeable in the hands of
mum. .This necessarily involves a review 'of the title of Oliver to
thfe tracts (the three qu^er-sections) bdong;in^ to the Piatt Com-
fmy ynder the attachment proceedings in Michigan, and also of his
title under the mortgage of tracts Nos. 3 and 4, and Nos. 86 and
87, belonging to the Port Lawrence Company, and, the foreclosure
thereof, — ih connection with the subsequent acts of Baum and Oliver
in the premises. Unless the title thus derived b beyond all lesal
exception (pntni excsptione major) fZa an adverse and unimpeachable
title, it is plain, that the original trust attadied at the time of the
exchange to the trsicts so conveyed^ and consequently (as has been
already suggested] it was,, at the ODtion of the cestuis que trusty trans-
ferable and tranfifterred to tracts Nos. 1 and 2. For it is in our-
judgment bevond all question, that Oliver at the time of the ex-
change had mil notice of the trust and title originaDy invested in
Baum, and that hid acts in making the exchan^ are to be deemed
the acts of Baum, and afiected by Sie same considerations as if per-
sonally transacted by Baum himself, and were designed by mutual
consent to promote the contemplated objects and interests of both.
And, first, let us review the proceedings under the attachment
In September, 1822, Baum gave a certificate to Oliver, stating that
a debt of f213 02 was due to him from the Port Lawrence Com-
pany for money refunded to purchasers of lots at the request of the
company. ^^ it o^ingthe amount due on the shares originally owned
by John H. Piatt, Robert Piatt, G. A. Worth, and Wm. M. Worth-
ington.'' These persons constituted the Piatt Company; and con-
sequently die claim thus asserted was a sub-division of a debt con-
fessedly due from the Port Lawrence Company, in which the Piatt
Company had a moiety of the interest ^oidy. Whether Baum had,
in virtue of his general agency, the right to give such a certificate,
thus severing a joint debt^ so as to be binding upon the Piatt Com-
406 SUPREME COURT.
Oliver et at v. Piatt
pany alone, without their consent,^ and wheUier this certificate -was
bona Jide (Hven iin'der justifiable cirpumstances, it is unnecessaij to
consider, ^though the transaction is certainly open to some obser-
vation in point Si authority as well as propriety in the then unliqui-
dated concerns of the Port Lawrencct Company. Assuming, how-
ever, the transaction to have been perfectly correct and binding in all
respects, let iis ^xanxme the subsequent proceeding consequent
thereon. Upon this certificate Oliver, in October, 1823, instituted
a suit by attachme^ in Monroe county, in the territoij of Michi^i
against TBaum, Robert Piatt, G. A. Worth, and WiUiam Worfliing-
ton, (John H. Piatt beinj; then deceased,) alleging them to be joint
partners and survivors, and all residing out of the territory-^upon
which four of the quarter-sections of laiid owned by the Piatt Com-
pany in that county were attached. At the October term, 1826, of
the sam'e court, judgment-was obtained by default against all the
defendants, no appearance having been entered for them ; and upon
the execution issuing thereon, three of the four sections (tiiose "v^ch
were afterwards conveyed to the Michi^n UniversiQr) were sold, and
bid ofl*by an agent of Oliver, and were afterwards coaveyed by him
to Oliver. Of this suit there is no pretence to say, that any of the
defendants, except Baum, had any notice, if indeed he had any,
although some of them resided in the same state yrhere Oliver resided,
aiid one of ihem m a neighbouring state, ^t no great distance, who was
Imown to be a man. of large property. The other members of the
Port Lawrence Company were not made parties to the suit. It was
brou^t in a distant territory, almost then a wilderness, more than
two hundred miles from the residence of the defendants ; and if it
had been the design of Oliver to procure a judgment against the par-
ties, without any notice to them^ which womd be obligatory upon
them, and t;o dve Oliver a good title to the lands at a comparatively
trivial price, better means could scarcely have beemdevised to ac-
complidi the puipose. For die institution and consummation of tUs
^it behind the backs and without the knowledge of the parties in
interest, nc^ better excuse can now be found than that Oliver did not
choose to institute a suit against them at home, as it mi^t give them
offence and break up some former ties of acquaintance^ How &r
-such an excuse is admissible we do not stop to inquire. It rather
tends to cast a shade upon the transaction man to vindicate it; Blot
what was the title thus acquired, supposing all the proceedings .to be
bofnafidel It was a mere naked title u equity to die tracts, the
tide to whid still remained in the United States; and die legal tide
could not be consummated, unless the certificates <^ the purchase
and paymtots for* the tracts were first surrendered to die United
States. Those cert^Scates were dien in the Imnds of Baum, as tma-
tee of the Piatt Company ; and he had no rig^t under the circom-
fltahces to assign or surrender those certificates to Oliver to enable
him to make his ti^ available at law, widiout the. eiq^ress consent
JANUARY TERM, 1846. 407
Olirer et aL v. JPiatL
of tbe Piatt Company. If hb aad refused, Oliver could not have
obtained tfaem, imless upon a bill in equity^ to which all the propria
etors should' be made parties, and in which they would have Ineen
at full liberty to examine into the validity and merits of the origpal
claim of Oliver, on which his attachment was founded, and also into
the regularity and b<ma fides of the transactions in and under the
suit Yet Baum, in December, 1828, assigned and surrendered up
these certificates to Oliver, and thus enabled him to consummate his
title and reduce it to a leg^ title, by obtaming a patent, without anv
sudi consent; and in so doing he was guilty of a manifest breach
of trust, of which Oliver cannot now be permitted to pretend igno-
rance. It is also a fact of no small significance, that the surrender
cf these certificates was contemporaneous with the surrender to Oli-
ver of the certificates of tracts Nos. 3 and 4 ; and subseouently, in
December, 1829, a like surrender of Nos. 86 and 87, beiongmg to
the Port Lawrence Company> under the foreclosure of the mortga^,
which we shall have occasion to review ; and that all this was done
pending the negotiations with the Michigan University by Oliver on
bdhalf of Baum for the exchange.
This view of the matter releases us from no small doubt and dif-
ficulty in relation to an argument pressed at the bar with great earn-
estness ; and that is, whether such an equity was attachable and
vendible under the attachment law of Michigan. There is great
difficulty in maintaining the affirmative, for the reasons stated in the
opinion of the learned judge in Uie court below ; and especially if,
as has been suggested, Uie act is but a transcript of an act of New
Jersey, and the courts of that state have, as has been asserted at the .
i>ar, hdd no such equity attachable.
Then, as to the mortgage and the proceedings under it. The
mortgage was |;iven upon tracts Nos. 3 and 4, and Nos. 86 and 87.
by Baum to Ohver, in August, 1823, upon an account then adjusted
between him and Oliver against the Port Lawrence Company^ (and
which does not appear ever to have been examined or sanctioned
by the company itsdf ) for a balance of $1835 47, then supposed t6
be due to him for money paid and services rendered by him as agent
of the company. In October, 1825, a bill was filed in the Supreme
Court of Michigan (within which these tracts were situate)^ to foreclose
tte mortgage ; and sudi proceedings were had upon tms suit, that,
in Septeml^, 1828, the tracts were sold, and at the sale bought by
Oliver for the sum of $618 66, and a deed of conveyance thereof was
accordingly made to him. To ^s suit BauiU alone was made a paity;
none of me other proprietors of the Port Lawrence Company being
made parties, although Oliver knew perfectly well who they were,
and that Baum was merely their trustee, and that they were the
astids que trust, possessing the beneficial interest in tfaejpremises.
Under such circumstances, to allow the foreclosure to stand, so as to
eonclude die rights of the cesUds que tru$iy would be a violation of
406 SUPREME COURT.
-• - -- ...
Olirer et aL v. Piatt.
all the doctrines of courts of equi^ upon this subject. The decree
must be treated, as to them, as wholly inoperative and void.
But there is another view of the matter, which is conclusive. The
mortgage was of a mere equity, the legal title being still outstanding
in the United States ; and supposing that this equity could have been
iforeclosed in such a suit, (which, considering the defect of the real
parties in interest, it clearly could not,) still it was a naked equi^,
which could be made available to obtain a legal title from the United
States, only by an assignment and surrender of the certificates of the
purchase and payments, then held by Baum for the benefit and use
of the Port Lawrence Company. And here, again, the same con^-
derations apply, which have been already suggested. Oliver could
not obtain an assignment and surrender of those certificates, except
by a bill in equity against Baum, to which the other proprietors m
the Port Lawrence Company must have been made parties, as they
were necessary parties ; and thus the whole merit of the mortgage and
foreclosure must have heen brought directly before the court for adju-
dication. Yet Baum, without anv consultation with. or assent of those
proprietors, assigned and surrenaered the certificates of those tracts
also to Oliver, and thus enabled him to obtain a patent therefor from
the United States, in subversion of their rights and his duty. This
was a gross breach of trust, and was done ^el it be repeated) in De-
cember, 1828 and 1829, pending the negotiations with the Michigan
University, obviously for the purpose of enabling Oliver in his,
Baum's,'name, and on his behalf, to consummate the exchange.
And, finally, when the ne^gbtiation was consummated by means' of
these very certificates, Oliver, with the consent of Baum, was ena-
bled to obtain a patent therefoj, on the 4th of March, 1831.
Very soon after the patent was so" obtained, viz., on the 16th of
May, 1831, we find that Baum, Oliver, and Williams, entered into
a written agreement, by which Oliver purported to sell,'in fee-?imple,
to Baum and Williams, each one-third part of the tracts Nos. 1 and
2, and Nos. 86 and 87^ "with the exception of sixty acres out of No.
86 ; and they were to receive a quit-claim deed therefor from hiin ac-
cordingly, for the sum of $1555 for each third part. The parties
farther agreed to lay out a town upon the old site, with some change
of the plan, and to bring the lots mto the market for sale; and the^
were to contribute to the charges and expenses according to theur
respective interests. After the death of Baum, Oliver purcmased his
share of the tracts from his heirs ; and by certain deeds of auit-claim,
executed in December, 1832, in May, 1834, and in November,
1834, Oliver conveyed one-half of the premises to Williams.
Now, looking at these transactions together, it seems almost im-
possible to escape from the conclusion, tnat Baum and Oliver had a
mutual interest m the negotiation with the Michigan University; that
it was not only carried on in the name of Baum, and apparently for
his account but that Oliver acted as his agent Aroughout; that the
JANUARY TERM, 19*5, 409
"" OlJTer et at v. Fiatt
deed from the Unirersifjr was made directly to Olirer, with the con-
sent of Baum; ibaA the aarigmnent and surrender of all the certifi-
cates by^am, to Oliver, was for the express purpose of enabling
Oliver to complete the baiqnun with die univorsi^; and that the
agreement between Bamn, Oliver, and Williams, which followed al-
most immedishely upon the grant of the patent, was made in pursu-
ance of a prior understa^di^ between all the parties, and was but
a co<i8ummation^f the objects originally contemplated by Baum and
Oliver, from the period of their first negotiation with the University
down to the time of the execution of that agreement. And all {his
was done by Baum and Oliver, without the knowledge, or {oililent^
or approbation, of the Piatt and Port Lawrence Companies, and was
never sanctioned by them. Under such circumstances, what' is the
true du^ of a court of equity? It is, to hold the parties engi^ed in
these transactions, with full notice of the title and the trust in Saum,
bound by that trust, and to enforce that trust against the tracts Nos.
1 and 2, so far as they remain in dieir hands uiuifiected by die ri^ts
of purchasers under them, b(nuifide for a valuable consideration,
without notice. In our judgment, no reasoning can make the pro-
position more clear dian a sunple recital of the facts, and the state-
ment of the general doctrine of equity jurisprudence that the ashds
que trust have an option to follow their property, or its proceeds, into
any other property mto which it has been converted by a breach of
die trust, subject only to the rij^ts of such purchasers as have been
just referred to. Indeed, the question, as against Baum and Oliyer,
seems absolutely closed by the state of the evidence; and their inti-
mate knowledge of the whole concern requires neither illustration nor
commentaiy.
Let us, ihen^ proceed to the consideration of the case as to Wil-
liams. It is said that he stands m th^ predicament of a bona Me pur-
chaser for a valuable consideration, without notice; and if he does,
he is certaiidy entided to protection. WiUiams, m his answer, as-
serts Umsetf to be such a purchaser, but it is difficult to maintain
that averment in its just lera sense, looking to all the circumlstances
of the«case. In 1819, he became a purchaser of one-half of the m-
lerest of Oliver in the Port Lawrence Company, and, as such, he
could not fidl to know that tracts Nos. 1 and 2, 3 and 4, and Nos.
86 and 87, belonged to that company ; and he has never ceased to
be a member of that company. In 1821, he was employed by
Baum, the acknowledged trustee and agent of the company, to sur-
render tracts Nos. 1 and 2 to the government of the United States ;
and through him the relinquidbment took place. He savs that he
did^not know of the negotiation between Ohver and the University,
for an exchai^ of the umds, until after its consummation, and never
heard of the details of said negotiations, nor what lands were given
in exchange, except parts of tracts Nos. 3 and 4. Now, these very
tracts belonged to the Port Lawrence Company, so that he was ne-
VoL. nL— 62 2 M
410 SUPREME COURT.
■ ' _
Olirer et aL «. Piatt
icessarily put upon the inquiry by wbat means Baum had parted widi
them, and Oliver had become possessed of them. Besides, in his
neeatiation and surrender of tracts Nos. 1 and 2 to Ihe gbyemtnent,
and the apportionment of the funds arising from ^e relinquished
lands, first to the remaining lands of the Port Lawrence Company,
and then to the lands respectively purchased by the PiiM and Baum
Companies, he necessarily became acquainted with the relative in-
terests of all these companies dierein. The origin and title of die
Michi^ University to the tracts Nos. 1 and 2, and the eicchange
thereof wit^ OUver, were matters of public notoriety, and proclaimed
in the acts of Confess under which the exchange was made. The
deed fix>m the University to Oliver recited the material facts respect-
ing the lands' given in exchange, and referred to ttie records of the
antecedent negotiations ; and me patent itself, from the government,
cf tracts Nos. 1 and 2, referred to die deed of Oliver to the Univer^
sity, of the lands given in exchange; so that it is most manifest
that Williams, as a proprietor in the Port Lawrence Company, and
as asent thereof in the relinauishinent above referred to, and as a
purchaser under Oliver, not only had the most ample meaps of knqw-
mg the nature and character and extent of the title of Ohver to die
lands under consideration, but he was poatively put upon inquiry
in relation to the whole matter. If, under sudi circumstances, hie
chose to remain in indecent ignorance or indifference to die title, it
was a voluntaiy ignorance and indiflference, which ought not to be
permitted to avail him a£;ainst the ri^ts of the eeshdi que trust. If
we add'to this the feet that within two months after the patent was
obtained by OUver, he and Baum united in an agreement with Oli-
ver, by which each was to take a third part m the tracts Nos. 1 and 2,
and Nos. 86 and 87, (these tracts never having been relinquished by
the Port Lawrence Company to the government,) to be laid out as a
town, and the lots sold on joint account, it would seem almost in-
credible that he diould not have made some inouiries on the subject
And the only reasonable conclusion seems to be, that he was m as
full possession of all the facts as^ were his partners Oliver and Baum.
Another significant circumstance is, that this veij agreement con-
tained a stipulation that Oliver divM give a quit-claim deed only
for the tracts; and the subsequent deeds given by Oliver to him ac-
cordingly were drawn up without any covenants of warranty, except
against persons claiming under Oliver, or his heirs and assigns. In
legal enecty therefore, ^ey did convey no more than Olivers ri^t,
tiUe, and interest, in the property; and under such circumstances,
it is difficult to conceive now he can daim protection as a hjmafide
purdiaser, for a valuable consideration, without notice, against any
tide paramount to that of Oliver, which attached itself as an va^etr
tinffuished trust to the tracts.
And here, in our judgment, the merits of the case would seem to
be brou^t to a dose. But certain objections have been .made to
JAWtJARY TERM, 1945, 411
OliTer 6t aL «. Piatt.
the ririit of the plaintiff to maintain the bill upon other Collateral
grounoflL In the court below. an objection vras taken, by way of
plea, that the original agreement of the Piatt and Baum companies,
in r^ard to the ptLchases of diese tracts at the public sale in 1817|
was an illegal ccnnbination in fraud of the rights of the United States,
and therefore it makes the whole purchase an utter nullity. This
objection was fully answered in the opinion of the Circuit Court, in
which, on this pomt, we fuUy concur. It has been abandoned by
the learned counsel here ; ^and, indeed, in our opinion, properly
. abandoned, as unmaiDtainable in point of fact 4s well as law.
Another objection is to the lapse of time. The mere lapse of
time constitutes of itself no bar to the enforcement of a subsisting
trust; and time begins to run against a trust only from the time
when it .is openly disavowed by the trustee, who insists upon an
adverse ti^t and interest, which is folly and unequivocally made
known to the cestui que hyui. Now, until 1831, no foial overt act
was done by Baum in violation of his du^ as trustee ; and th^ first
and flpreat breach of that dubr, on his part, was the surrender of the
certificates of the tracts to Oliver at different periods between l&t28
and 1831 • At what particular period the subsequent aCts of Baum,
Oliver, and Williams, became first known to the plamtiff and the
other proprietors of the Piatt and Port Lawrence companies havinfi^
t|ie same interest, does not distmctly appear ; but the facts' coula
not have been foUv known or understood until within a few years
before the filingof the bill, and, at most probably not exC<eeding
ei^t or ten. That period^ upon admittra principles, is far too
short to inteipose any positive bar to rehef in eouity. There may
have been an unjustifiable delay, and ^ross inattention on the part
of some of the proprietors. But as against persons perfcct^*y conu*
saht of the trust it can fomish no ground for any denial of the relief
which the case otherwise requires.
Another objection urged at the argument is, that the bill is multi-
fiurious in umting the trust- property owned by the Piatt Company
and the Port Lawrence Company in one bill, as the interests of each
are separate and distinct in the tracts conveyed by Oliver to the
Michigan University. We are of opinion that the bill is in no just
sense multiforious. It is true that it embraces the claims of both
the companies ; but their interests are so mixed up in all these
transactions, that entire justice could scarcely be done, at least not
conveniently done, wi^out a union of the proprietors of both com-
panies; and if they had not been joined, the hill would have been
open to the opposite objection that all the proper parties were not
before the court, so as to enable it to midce a final and conclusive
decree touching all their interests, several as well as joint It was
well observed by Lord Cottenham in Campbell v. Mackay, 1 Mylne
& Craig, 603, .and the same doctrine was affirmed m this court
in GameiB and wife t^. Belf and Chew^ 2 How. 619, 642, that it is
412 SUPREME COURT,
Oliver et aL «u Piatt
Unpracticabfe to lay down any rule, as to \diat constitutes multifa-
riousness, as an abstract propositbn; that each case must depend
upon its own circumstances ; and much must necessarily be left^
Where the authorities leave it^ to the sound discretion of die court(aj
But, if the objection were tenable, (as we are of opinion it is not,)
it would be quite too late to insist upon it. Tlie objection of mul-
ti&rioUsness cannot, as a matter of right, be taken by the parties,
except by demurrer, or plea pr answer ; and if not so taken, it is
deemed to be waived. It cannot be insisted upon by the parties
even at the hearing m the court below, although it may at any time
be taken by the court sua spanUy wherever it is deemed hj the court
to be necessary or proper to assist it in the due administration of
justice. And at so late a^period as the hearing, so reluctant is the
court to countenance the objection, that, if it can get on in the
cause to a final decree without serious embarrassment, it will do so,
disregarding the fault or error, when it has been acquiesced in by
the parties up to that time. J} forUwi an appelhte court wovld
scarcely entertain the objection, if it was not forced upon it by a
moral necessity. There is no pretence to say, that such is the pre-
dicament of the present cause in this court
Another objection taken at the argument is, that Baum's heirs can-
not insist upon any tide to the property in question, because they
are bound by the warranty of their ancestor in the conveyance
thereof to Oliver. But this objection has no foundation whatsoever
in law, whether the warrant oe Uneal or collateral ; for the heirs
here do not claim an^ tide to the property by descent, but. simply
by purchase ; and it is only to cases of descent that the doctrme
€A warranty applies. For this it is sufficient to cite litt sect. 735 ;
Co. Litt. 365 ; Com. Dig. Guaraniyj I. 2, and Bac. Abridgment,
Warranty^ G, H, I, L. The fact, therefore, that assets descended
upon Mary P. Ewing, one of the children and heirs of Baum, can
have no influence upon the right of her husband or herself to enter
die land in controversy by purchase, however it mig^t repel their
rig^t to take it by descent.
Another objection sug^sted at the argument was the difficulty of
apportioning the req>ective interests of the cegtuis que trust in the
tracts Nos. 1 and 2. But this difficulty has been overcome ; and it
constitutes no matter of diflerence between the Piatt and die Port
lAwrence Companies, so far as their own interests are concerned, as
distingui^ed from that of Oliver and Williams.
As to the report of the master and the exceptions thereto in the
court below, although those exception^ were not formally overruled
or allowed ; yet it is plain thiit in die final decree they were all disp
posed of, some being dlowed and others disallowed ; and no argu-
■• ■ ' *
(a) See also Stoiy Eq. Plead, sect 630 to sect 640, an4 the authorities ^txt
eiled. Attdraej-General «. Crmdock, 8 iHjXnt & Craig, 85,
JANUARY TERBI, 1845. 418
Washington Bridge Co. *. Btowart et aL
ment baa been addressed to us upon the present occasion, ^^ch
points out any specific errorsi whicn rec^uire correction beyond those
"vduch hare been already incidentally hinted at
We pass over some other objections, which were suggested at
the argument, without rem^, as this opinion has already been
protracted to an unusual length. We need only say, that we see
nothing in those objections xniich requires us to reform the decree
of the court below.
Upon the whole, the decree of the Circuit Court is affirmed, with
costs.
WASHnreroN Biidoi Compant, Appsllakt, v. William 8tbwart»
JaMSS STrWART, AND JOHN GlERN.
AAer a case has been decided upon its merits, and remanded to the eonrt below,
^ if it is again brongfat np on a second appea], it is then too late to allege that
the eonrt had not jurisdiction to tiy the first appeal.
The Sapreme Court has no power lo reriew its decisions, whether in a ease at
law or in eqnilj. A final decree in chancery iz as condnsire as a judgment
at law.
An aflirmance by a diyided eonrt, either upon a writ of error or appeal, is con-
dns'Te upon the righu of the parties.
Tms was an appeal from the Circuit Court of the United States,
for &e District or Columbia, held in and for the county of Wash-
ington, sitting as a court of equity.
The same case was before the court at January term, 1840, and
the decree of the court below affirmed by tlie Supreme Court, but
in consequence of the court being equally divided, bo opinion was
giren, and no report of the case published. It now came up on an
allegation that it was improperly brought up before, as the decree,
from which the appeal was taken, was said not to be a final decree.
The case was this :
The Washington Bridge Company were the owners of a bridge
across the Potomac river, under a charter granted in 1808. In
February, 1831, a large part of the bridge was broken up and car-
ried away bv the ice and flood ; and in April, the president and
directors called for an instalment of ten dollars per snare from the
stockholders, for the purpose of repairing it. The defendants in
error did not pay, and their shares were forfeited on the 2l8t of
June, 1832, under the 8th section of the charter.
On the 14th of July, 1832, Congress passed an act to purchase
the bridge, and appropriated *f20,(X)0 for that purpose, which they
directed to be mvided amongst the stockholders in the manner
therein pointed out.
In Mav, 1833, the defendants in error filed a bill in the Circuit
2m2
414 SUPBEME COURT.
Washington Bridge Co, v. Stewart et aL
Court, claiming to be stockholders, and, as such, to be entitled to
a distributive £are of the purchase money. Hie bridge company
resisted the claim on the ground that tiieir shares had been forfeited,
and in November, 1838, the cause came on for hearing on the bill,
answers, exhibits, depositions, and general replication, when the
court ms^de the following decree :
^^ This cause havmg been set for hearing upon the bill, answer,
general replication, exhibits, and evidence, and coming on to be
heard and argued by counsel, it is, on this twenty-ninth day of
November, in the year ei^teen hundred and thirty-eight, after fall
consideration, ordered, decreed, and adjudged, that the rights and
interests of the complainants, and the other stockholders in said bill
of complaint mentioned, and who have come in, or may come in,
l)efore the final determination of this cause, and procure themselves
to be made parties to these proceedings, have not been, and were
not, forfeited under and by virtue of the proceedings of said bridge
company, stated and set forth in the said answer, and exlubits. and
evidence, but that the same remain in fall force and virtue, ana timt
the said parties are respectively entitled to their proportion of the
sum of $20,000, mentioned and stated in said bill ot complaint as
stockholders in said company ; and that, in order to fix and adjust
the said proportions or shares of said parties, there be first deducted
the sum of $10,561 55^ mentioned in said answer, bein^ the sum
advanced by certain stockholders, as therein mentioned, with interest
thereon from the time the same was advanced to the time of the
receipt of the said $20,000, being an average of nine months, for
which said interest is to be calcmated ; also the sum of $568 25,
being die amount of unclaimed dividends expended on the said
bridge^ with interest thereon from the time of said expenditure to
the receipt of said $20,000, and that subject to ^ch deductions ;
and, after the same shall have been made, ike said complainants are
respectively entitled to, and shall receive, their fiill phi^e anct pro-
portion of the interest on the same, which shall have been earned
and made of the said sums so due to them respectively pending this
suit, under the investment made thereof b^ complainants.
^^ And it is ordered, that other items claimed to be deducted be
rejected, no evidence having been offered to show their character or
their amount:
^^And it is further ordered, that the case be re/erred to the audi-
tor, to state an account in conformity with fiie prmciples iaid.down
in this decree." ^
From this decree the bridge company prayed an appeal to the
iSupreme jSomrt, where, as has alreaay been stated, it was affirmed
by a divided court.
In April, 1840. the case was referred by the Circuit Court to the
auJitor, who made the following report in November, 1841 :
" The undenngned auditor,' to whom was referred the papers in
JANUARY TERBt, 1846, 415
Watbington Bridge Co. v. Stewart et aL
this cause on the ZBHh of April, 1840, has had the same under ex-
aminationy and, after a fiilt consideration of the same, begs leave to
make &e foUowmg report: That the amount of* funds in the hands
of Frederick May, president and treasurer of the Washinj^n Bridge
Company, including interest on corporation stock received and to
be received, on the 3(Mh June, 1841, b $22,221 52. That the
amount refunded the stockholders of fifteen hundred and nineteen
diares, which they had advanced towards repairing the bridge^ with
interest thereon according to the decree ; the amount of unclaimed
dividends which had been expended for said repair, imd also di-
rected to be refunded with interest for nine months ; for debt due
from the bridge company, including costs of suit ; the trustee's com-
mission, auditor's bill, &c., and the payment to said fifteen hundred
and nineteen shareholders of ten per cent^ upon the cost of their
stock, as per statement herewith submitted, amount to $18,991 11,
leaving a balance in the trustee's hands of $3,222 41.
*^ That the holders of the four hundred and seventy-three shares,
which were deemed by the company to have been forfeited, (but
which the court decided were not forfeited,) according to the cost
of the same, amount to $20,749 17, ten per cent, on the same
(being the dividend paid to the first-mentioned stockholders) amounts
to $2,074 91, as per statement B herewith, leaving a balance, after
paying said amount, in the hands of the trustee of $1,147 SO.
*^In ascertaining the cost of the shares to the present claimants,
the auditor has taken pains, as far as possible, to ascertain the same.
The prmcipal claimants are John Glenn and the Messrs. Stewarts.
In the case of Mr. Glenn, he states on oath, that the stock belongs
to the estate of Robert Barry, and is held by him as trustee or ad-
ministrator. Barry was an original subscriber. In the case of the
Stewarts, they claim as having obtained it firom D. Stewart's estate
in the course of distribution, not as. purchaser. D. Stewart was an
original subscriber. In all other cases, the scale furnished firom the
president of the company of the current price of the stock at the
periods of transfer, have been the sole guide by which to fix the
value. Several of- the stockholders on the list are known to be
dead, and it is not known to the auditor who their representatives
are ; but in. making a distribution of this fund, their rights ought to
be preserved, and their &ir dividend paid when demanded.
<^ Doctor May, the trustee, claims $1,000 for his commission on
the money received firom the Treasury, $20,000, for the sale of the
bridge. The charge has been objected to bv some of the claimants,
and the auditor has reduced it to $500 ; if he has erred in this, the
court can correct it
^^ The amount of the unclaimed dividends used for repairing die
bridj^, $568 25, and nine months interest thereon, $25 57, maUnff
$59? 82, has been in part paid, but a very considerable part, in afl
probabili^, never will be called for, as many of the persons who
416 SUPREME COURT.
Washington Bridge Co. «. Stewart et aL
were entitled to it are deady and some insolyent ; their representa-
tives knowing nodiing of the small amount so many years due.
The complaii^tSy however, in the present cause, hare no claim on
the unclauned money due to others.
^^ As regards the disposition to be made of the balance which
will remain in the liands of the trustee, ($1147 60,) after paymg
the stockholders ten per .cent, the auditor begs reference to his re-
maiks on the general statement herewith.
« Submitted by
" Joseph Forrest, Auditor.'*
Whereupon the court made the following decree in the pre-
mises:
^^ The report of the auditor m this case having been filed, tojgether
with the accompanying statements by him made, and constitutb|r
part of the same, and Seing fully considered by the court, it is, this
tQurth day of June, eighteen hundred and forty-two, ordered and
decreed) that the same be, and it is in all respects confirmed. And
the said cause coming on for final hearing upon the biU, answer,
replication, exhibits, evidence, report of auditor, &c., and being
maturely cpnsidered, it b further ordered, adjudged, and decreed,
that the complainants are entitled to the relief praved, in conformity
with the report of said auditor as aforesaid, ana that the relief be
^tended to the other stockholders in said company in the propor-
tions and for the sums mentioned in the statement by the auditor of
the stockholders in said company who have not participated in thcL
dividends of said bridge company. And it is further ordered afTf
decreed, that .the said defendants pay over to said parties respective-
ly, or to their solicitors on recora, the said sum so due to uem re-
n>ectively, in conformity with said report and statement and of this
decree, together with the costs of this suit to be taxed bv the clerk,
including me costs of the Supreme Court, on or before the first day
of July, 1842, and file with said clerk, on or before said first duy
of July, 1842, a statement of s<iid payments so made.
" By order of the court."
From this decree the bridge company appealed to the Supreme
Court.
Bradley y for the appellants.
Coxey for the appellees.
Bradley referred to the record to show, that the decree first ap-
pealed uom was an interlocutory, and not a final decree, and that
the Supreme Court had not jurisdiction in such a case. He then
proceeded thus :
rhe appellants are not estopped from denying the jurisdiction of
the Supreme Court to which they appealed in that cause, as die
want of jurisdiction is apparent in the record. See Wilson v^ Hob-
day, 4 M. & S. 120.
JANUARY TERM, IMtt. 41T
Wathiiigtoa Bridge Go. v. Stewart et aL
That was debt on a rqpleTin-bond ffiren bj the defendant to
4ie Bfayor of Canterbuiy, and the bieai£ assigned was, that the de*
fendant di ^ not appear and prosecute his replevin in the Majorca
Court Th^ defendant demurred to the declaration} and, among
other filings, aasi^ed as cause of demurrer, that it (Ud not wppeu
upcm die declaration diat the mayor had jurisdiction to grant reple-
▼ma, and to take bond, &c.
The court was of opinion that it did sufficiently appear, that the
major prima faci$ had iurisdiction, and upon diat ground only over-
ruled the demurrer ; whereas if the^ haa been of opinion Ihs^ die
defendant was estopped to deny the jurisdiction, because he had re-
sorted, to that court for relief, diey would have decided ^ case
upon diat ^und rather than on the doubtful ground, that the mayor
had jurisdiction^ and which diey took msX pains to support
See also Kedand v. The Cassius, 2 Dallas, 368. << Th« court is
bound to take notice of a question of jurisdiction whenever it may
occur, and however it may be proposed ; for,if we are satii£ed that
we have not legal comiaance of any cause^ or m terms less direct,
if we are not satisfied ttat we have cognisance, we qsif^i not to
proceed to a decision or an investigaticm upon its ments.'' Per
Wilson, J.
A plaintiff mav assigD for error the want of jurisdiction in dttt
court to which he had chosen to resort It is the duty of die court
to see diat thev have jurisdiction, for the consent of parties cannot
Ijive it ; and if they decide a case of Which thjy have no jurisdic-
tion, it is die error of the court The decision is Toid ^because
coram nonjudice. Cuiron v. Van Noorden, 2 Cranch, 126.
Crow V. Edip^tfds, Hobart, 6. ** Consent of parties cannot change
the law : V hfotthrij eailnot mve jurisdiction.
<* Tlie courts of the Unitea States are all c^ limited jurisdiction,
and their proceedings are erroneous, if die jurisdiction I>enot diolvn
upon &em ;" but ^luene, whether judgments in such cases are abso-
lute nullities, which mav be totally disregarded? For, it does
not follow that the court had not junsdiction, because all die cir-
cumstances necessary to give jurisdiction do not appear in the pnK
eeedings. It is error, however, not to i^te diem ; ana the jms^
moit may, therefore, l^ reversed. But; if it does ajqpear upon &
-proceedings that the court had not jurisdiction, the judgment is an
absolute" nullity, and.^biay be totally disregarded. iSee Kempe's
Ld»ee V. Kennedy, 6 Crimch, 186 ; The Life Insurance Company
9. Adams, Q^P^n, 602, before cited ; Decatur v. Paulding, 14 Pe-
ters, appendix, 609, and Skillem's Ex. ft. Bfay's Ex., 6 Cranch^
268, in which die Supreme Court decided, that as the merits of die
cause had been finally decided in that court, and its mandate ve-
quired only the execution of its decree, the Circuit Court was
bound to cany that decree Into execution, aldioug^ the jurisdiction
<tf that court was not alleged in the pleadings
VoxmIII 63
418 SUPREME COURT.
- Watbington Bridge. Co. v. Stewart et al.
Letters of administration, granted while there is a qaalified execu-
tor capable of acting, are absolutely void. Grimth v. Frazier,
8 Cranch, 26.
'In the casex)f Hpuston v. Moore, 3 Wheat 433, the coiut said,
that ike jurisdiction of the Supreme Court under the 25th section of
the Judiciary Act of 1789 extends only to a final judgment or de-
cree ; and mat a judgment reyersing tiiat of an inferior court, and
awarding a venire de novOy is not a' final jud^ent ; and in Martin v.
Hunter, 1 Wheat 35i5, that a decree amrmmg an interlocutory de-
t^e is not a final decree ; and in Weston v. City of Charleston,
2 Peters, 454, that a final judgm^t is that which determines the
particular cause : it need not fiimUy decide upon the rights litigated;
and in Rutherford i^. Fisher, 4 Dtulas, 22, that a decree, oyemiling
in equity ja plea of limitations, and ordering the defendant to answer,
is not a final judgment ; and Chase, J., said, diat ^* in England a
writ of error may ht brou^ upon an interlocutoiy decree or order;
but here &e words of the act allow it only in uie case of a final
judgment'' In Young v. Grundy, 6 Cramch, .51, the Supreme
Court said, no appeal or writ of error will lie to an interlocutory de-
cree dissolying an injnnction — the same in Gibbons & Ogden,
6 Wheat. 448 ; and in ITie Pahnyra, 10 Wheat 502, a decreef for
^restitution, with costs and damages, before the court had acted upon
the report of the commissioner as to the damages, was held not to
be a final decree.
In Owen t;. Hurd, 2 T. R. 643, .644, it appeared that the court
had no jurisdiction, because the arbitration had not been made a
rule Qf court. The parties agreed • to waiye the objection and so
into the merits, but Lord Kenyon, C. J., said, ^^ that could not be
done; for the court were bound to take notice that &ey had no
jurisdiction; and* be . remembered an instance, many years ago^
when, there being no title to the affidayits in the cause, the court
said, they could not take .any notice of them, eyen though the coim-
sd on the other side did npt wisli to take the objection.'' l^e
Binfi^am v. Cabot et al., 3 Dallas, 32, note. In Itoss t;. Triplett,
3 mieat 600, the Supreme Court said, that its jurisdiction extends
only to final judgments and decrees of die Circuit Court of the Dis-
trict of Columbia, not to cases where the opinion of the judges of
that court were diyided.
In the case of The Ablv^, 1 Mason, 363, 364, Mr. Justice Story
ndd^ ^^ It cannot be admitted, that any party can first affirm .&e ju-
risdiction by taking the property on bail, and then turn round and
deny the same jurisdiction, when the court can no longer administer
effectual relief to the interests of pther persons. The party is. estop-
ped by his own acts firom such a proceeding. A plea to the ments
18 an admission that the jurisdiction of the court is well fi)Utided,
and a decree upon those merits cannot afterwards be arrested, unless
die is&oX of jurisdiction be apparent on the ftee ctf the record.'*
JANUARY TERM, 1845. 4M
Washington Bridge Co. t. *8tewart et nL
But if the defect of jurisdiction be already apparent on the i__.
of die record, and there is no necessity to intrOdace into ike record
any tAci to show the want of jiuisdiction, the par^ is not otopped
from availing himself of such defect, and the court is as much hound
to toke notice of it as if it had been pleaded.
So in Fisher i^. Hamden, 1 Fame, 68, Mr. Justice Livingston
said, ^* Where a court has jurisdiction, it has a ri^t to decide every
question that occurs in the cause ; and, whether its decision be cor-
rect or otherwise, its judgment, ui^ reversed, is considered as bmd-
ing. But if it act without authority, its judgments are considered
as nullities, and form no bar to a recovery, which may be soug^ in
opposition to them, even prior to a reversal.'^
.If, then, the judgment of Jihis court, thus technically affirming th0
interlocutory decree of the Circuit Court, is a mere nullitv, as we
think it is, the cause now comes before this court for the nrst time
upon its real merits, and the counsel for the original defendants,
now appellants, respectfully submit the foUowmg argument
(The argument of Mr. BrcuUey upon the merits of the case is
omitted, b^ause the decision of thexourt turned upon the preced-
ing point.)
Coxe^ for appellees.
This case, origbated in a bill in equity filed by the appellees, on
behalf of themselves and others in die Circuit Court for the county
of Washington, in May, 1833.
After a tedious prosecution of the cause, a decree was rendered
in November term, 1838, by the Circuit Court. The chief judse,
Cranch, being interested in the case, as one of the defendants, aid
not sit in the cause, and, consequently, the decree was made by the
concurring opinions of the two other jud&;es.
The decree having been made^ the defendants, now the q>pel«
lants, prayed an appeal to the Supreme Court, and, in January
term, 1840, the decree of the Circuit Court was affirmed with costs.
The mandate from the Supreme Court directed to the CircuitCJourt,
commanding that such execution and proceedings be h^d in the
said case, as, according to ri^t and justice, and the law of the
Umted States ouglit to be had, was filed on the 3d April, 1840.
The case was refejrred to the auditor to stlte an account in con*
formity with the principles laid down in the decree. The auditor
made his report in November term, 1841. To this report no ex-
ceptions were taken by either party, and it was accordingly, in con-
formity with the practice of the Circuit Court, confirmed 4th June,
1842.
From this decree the defendants again appeal, and thus the case
y for the second time brought up for decision.
It will be observed by the court that the argument submitted on
behalf of the appellants, presents no objection to any proceeding or
«0 SUPREME COURT,
Wathiagtoa Bridge Co. «. Stewart et aL
actum of the Circuit Court 8ub^eq^ent to the former decree of ^ this
court It contains no objection to the report of the auditor,^ no
allegation that it was not in precise accordance with the niandate of
this court issued in January, 1840.
The argument now addressed to the court on the part of the ap-
pdlants seeks to establish three positions :
1. That the former decree, having been made by a divided court,
is not to be regarded as an adjudication of the rights of the parties.
2. Hiat inasmuch as iiirther proceedbgg were necessary to cany
out that decree, the decree of the Circuit Court then, app^ed from
was not final, and consequently the Supreme Court had no jurisdic-
tion of the case, and all its proceedings, being coram wmjudUx^ are
null and void.
3. That the real merits of the case being open now for the first
time, thb court will re-examine those merits, and decree in opposi-
tion to its former judgment.
These questions have an importance far beyond the interests in-
volved in this particular case.
1. The question is, not what is to be recognised here or else-
ifrtiere as the authority of a decision of the Supreme Court when the
judges wefe equally divided, in case such decision should be dted
as an authoritmve adjudication of principles. It is, however, in-
sisted that this case was decided — ^that it passed into remjudicaiam.
The law is perfectly well setded that when this court is equally
divided in opinion upon a wiit of error, the judgment of the iniferior
court is affirmed. Etting v. Bank of United States, 11 Wheat 59.
He judgment has die same force and effect in eveiy particular as
if it had passed by the unanimous opinion of the court.
2. The decree uf the Circuit Court upon which the decree of
affirmance passed, not being a final judgment, this court had no
jurisdietion.
Tins ground of objeption is uot entided to much fitvour from this
court. The now appellant was then the appellant. He invoked
the jurisdiction of tms court, and, having been unsuccessfid in his
appucation, now denies the validity of his own acts, disclaims a
jurisdiction which he hipiself sought, and denies the aXithorHy of
the court into which he' himself compelled his antagonist to meet
him.
But the answer to this objection is twofold :
1.. The question is not now open whether or not this court had
jurisdiction of the former case ; nor has this court now jurisdiction
to examine its own judgment passed four years since, and io re-
verse it for any cause of error. Skillem's ^'ors v. May's Ex'ors,
6 Cranch, 267.
The question certified trom the Circuit Court of Kentucky to die
Superior Court for its decision, was whether the cause could be
dinnissed fit)m the Circuit Court for want of jurisdiction after the
JANUARY TERM. 1846. 4S1
Washington Bridge Co. v. Stewart et aL
case had been removed by writ of error to the Supreme Court^ and
that court had acted upon it and remanded the cause to the Circuitt
Court for further proceedings; It was held that the objection came
too late.
It is manifest that if the Circuit Courl had no jurisdiction of the
case, that the only question over which this court could exercise
authority was the smgle one of jurisdiction. When, therefore, it
was held that it was too late to question the Jurisdiction of the Cir-
cuit Court, i/artiori it was too late to question ttiat of the Supreme
Court.
The ground of objection now urged existed when the case was
formerly before the Supreme Court. It might then have been
urged. If not noticed by counsel, it was competent for the court
ex mero motu to take cognisance of it/ and to dismiss it for that
cause. In adjudicating upon the merits of the case, this court has,
by necessary implication, asserted its jurisdiction. It is alleged that
the judgment was not final. This point was fully argued in McDo*
nough V, Millaudon, at the present term. The whole law of the
case was settled ; nothing remained but the ministerial dniy of stat-
ing the account, which is in the nature rather of an execution to
cany out the decree.
li there be error in this, how can this error now he rectified ? It
will hardly be contended that this cm be assimilated to some which
have been cited, and that the judgment rendered in 1840 v^as coram
tumjudke^ and consequently an ^solute nullity. .
In Kempe^s Lessee v. Kennedy, 5 Cranch, 185, this court held
that such was not the case in regard to the courts of the United
States. If jurisdiction does not appear on the face of their pro*
ceedines, tlieir judgments are erroneous an 1 reversible, but they
cannot oe considered as nullities which may be totally disregarded.
. In this aspect of the case, the present appeal, although nominally
and in form an appeal fi*om a decree of the Circuit Court rendered
in June, 1842, is substantially an appeal from a decree of this court
rendered in January, 1840.
Jt is contended upon this point, -
1 . That there is no mode pointed out by law in which an errone-
ous judgment of this court can be renewed ^d reversed either in
this or any other court.
2. That upon this appeal nothing is before this court but the
proceedings of the Circuit Court upon and subsequent to the man-
date.
Both of these points have been conclusively settled by a series
of adjudications:
Himely t^. Rose, 5 Cranch, 316. This cause came up a second
time by an appeal, and the chief justice declared that nothing was
before the CQurt except what was subsequent to the mandate. In
316, in delivering the opinion of the court, he again says, " A de-
2N
4» SUPREME COURT.
Washington Bridge Co. v. Stewart et al.
cree haTing been formerly rendered in this cans^, the court is now
to determine whether the decree has been executed according to
hs true intent and meaning."
Martin t^. Hunter^s Lessee^ 1 Wheat. 364. This case was broujg^t
before the Supreme Court on a writ of error upon proceedings sub-
sequent to the mandate formerly awarded, and the error assigned
wad in the judgment of the court of appeals of Virginia, which had
solemnly decided, that the Supreme Court did not possess the ap-
pellate jurisdiction which it hsad exercised in rendering the former
iudgitient. The points of difierence which distinguiw that case
finom the one at bar are, Ist, that in Martin v. Hunter, ibe Court be-
low had adjudged that this court had no jurisdiction, and therefore
its proceedmgs were coram non judice ; here the Circuit Court has
widiout hesitation reco^ised the authority of this court, and as in
duty bound executed its mandate. 2d. In Martin v. Hunter, the
objection was made by a state court jealous of its rights and powers,
and by parties brought unwillingly before the federal tribunal;
here it 4s the suggestion of the very parW who voluntarily invoked
the appellate jun^Uction of this court. 3d. In that case the judg-
ment of the inferior court embodied and asserted the defect of
jurisdiction, and it was that judgment vdiich v^s to be reviewed ;
m this, case it is soudit to give to this appeal the force and effect
of an appeal directly from the decree of the Supreme Court itself.
In p. 356, the court says, /^ To this argument several answers
may be gjiven. In the first place; it is not admitted that upon this
wnt of error the former record is before us." " Li the next place,
in ordinary cases a second writ of error has never been supposed to
draw in question the propriety of the first judgment, and it is diflB-
cult tQ perceive how such a proceeding could be sustained upon
principle.' A final judgment of this court is supposed to be con^
elusive upon the rights which it decides, and no statute has j^ro-
vided any process by which this court can revise itSQwn judgments.
In several cases which have been formerly adjudged in this court,
the same point was argued by counsel and expresdy overruled. It
was solemnly held that a final judgment of this court was conclu-
sive upon the parties and could not be re-examined. Browder v.
McArthur, 7 Wheat, 58.
On an appeal, afler a mandate, counsel applied for a rehearing of
the original case. The court refused to allow it, being of opinion
that it was too late to grant a rehearing after the cause had been re-
mitted to the court below, &c. ; and that a subsequent appeal firom
the Circiiit Court for supposed error in carrying into effect such man-
date, brought up only the . proceedings subsequent to the mandate,
and did not authorize an inquiiy into the merits of the original de^
cree. The Santa Maria, 10 Wheat. 442.
Himely and Rose is affirmed, and it is said that the original pro-
ceedings are before the court on the second appeal only for the pur-
JANUART TERM, 1945, m
Washington Bridge Co. «. Stewart et aL
■ » . ' "
pose of enabling it to see and adjudge any new points "^lich were
not terminated oy die original decree. Ex parte Sibbald, 1ft Pe-
ters, 492.
We think proper to state pur setded opinion >of the course which
is prescribed by the law for this court to take, nfter its final action
upon a case brought within its appellate jurisdiction, as- well as that
which the court whose final decree or judgment has been thus veri-
fied ou^t to take. Appellate power is exercised over the proceed-
ings of mferior courts, not on those of the appellate court. The Su*
preme Court have no power to review their decisions, whether in a
case at law or equity. A final decree m chancery is as conclustve
as a Judgment at law. Both are conclusive on the rights of the par-
ties mereby adjudicated.
No principle is better settled, or of more universal application,
ttian that no court can reverse or annul its own final decrees or judg-
ments, for errors of fiict or law, after the term in which they have
been rendered, except for clerical mistakes, or to reinstate a cause
dismissed by nustake ; firom which it follows, that no change or mo-
dification can be made which can vary or afiect it in any material
thin?.
When the Supreme Court have executed dieir power in a cause
before them, and their final decree or judgment requires some far-
ther ad to be done, it cannot issue an execution, but shall send a
special mandate to the court below to award it. Whatever was be-
fore the court,- and is diq>09ed of, is considered as finally setded.
The inferior court is bound by the decree, as the law of the case,
and must cany it into execution accordmg to the mandate. They
cannot vary it, or examim it for any odier purpose dian execution;
or give any odier or &rther relief; or review it upon any matter de-
cide on appeal, for error apparent; or intermeddle ^^th it, fieurther
than to setde so much as has been remanded. •After a mandate, no
rehearing will be granted. It is never done in the House of Lords ;
and on a subsequent appeal nothing is brought up but the proceed-
ings subsequent to the mandate. After this diatmct exposition of
the law by the Supreme Court, it would be a work of superero^*
tion for me to vindicate it fromthe charge of usurping a jurisdictioh
not vested in it by law, or to establish the correctness of a judgment
which this hi^ tribunal has rendered. Should this be deeAded im-
E>rtant, I proffer myself ready to show that the former decree of the
ircuit Court was a final decree, within the meaning of the judicial
act and the practice of this court; and that the decree, as well as
thift affirming it, was right.
No exception having been taken to the report of the auditor, and
no erfor bem^ asaffned in that or in the final decree, it is submitted
diat the case is within the 17th rule of the court, and that the decree
<tf die Circuit should be affirmed, widi ten per cent, damages.
4M SITPREME COURT.
Wafhington Bridge Co. v. Stewart et aL
Mr. Justice WAYNE delivered the opinion of the court.
This cause is now before us upon an appeal from a decree of the
Circuit Court) made bv it upon an auditor's report, in conformity
with the mandate issued by this court, when the cause was before it
upon a former occasion.
The appellants did not except to the auditor's report, in the court
below. When the cause was tried upon the first appeal, the decree
of the Circuit Court was affirmed by a divided court.
We are now asked by the counsel for the appellants to permit him
to re-examine the decree of the Circuit Court, upon its merits, af-
firmed as it was by the Supreme Court, upon the nound that the af-
firmance was made when this court had not jurisdiction of the case ;
the first appeal having been taken upon what has since been dis<^o-
yered to have been an interlocutory and not a final decree.
The Supreme Court certainljr has only appellate jurisdiction, where
the judgment pr decree of the inferior court is final. But it does not
follow, when it renders a decree, upon an interlocutory and not a final
decree, that it can, or ought, on an appeal from a decree in the same
cause, which is final, examine into its jurisdiction upon the former
occasion. The cause is not brought here ia such a case for any
such purpose. It was an exception, of which advantage might have
been taken by motion on the nrst appeal. The appeal would then
have been dismissed for the want of jurisdiction, and the cause would
have been sent back to the Circuit Court for fkrther proceedings.
But the exception not having Wen then made of the allesed want of
jurisdiction, the cause was argued upon its merits, ana the deciee
appealed from was affirmed by this court. Its having been aflbrmed
by a divided court, can make no difference as to &e conclusiveness
of the affirmance upon the rights of the parties. It is settled, that
when this court is equally divided upon a writ of error or appeal,
the Judgment of the court below stands affirmed. Etting v. Bank
of the United States, 11 AVheat. 69; the case of the Antelone,
10 Wheat. 66. Having passed upon the merits of the decree, una
court has now nothing beiore it but the proceedmgs subsequent to
its mandate. So this court sai(\ in Himely and Hose, and in the
case of the Santa Maria, 5 Cranch, 314 ; 10 Wheat. 431. Its
decree became a matter of record in the highest court in which the
cause could be finely tried. To permit aAerwards^ upon an appeal
from proceeding upon its mfmdate, a su^stion of the want of
jurisdiction in tms court, upon the first appeal, as a sufficient cause
for re-examining the judgment then given, would certainly be a no-
velty in the practice of a court of equity. The want of jurisdiction
is a matter of abatement, and that is not capable of being shown for
error to endorse a decree upon a bill of review. Shall the appel-
lant be allowed to do more now, than would be permitted on a bill
of review, if this court had the power to grant him such a remedy?
If he was, we should then have a mode for the review of the decrees
JANUARY TERM, 1845.
Washington Bridge Co. v. Stewart et aL
of this court, which have become matters of record, which could not
be allowed as an assimment of error for a bill of review, in any of
tiiose courts of the united States in whidi that proceeding is the
ordmary and appropriate remedy.
The application has been treated in this way, to show how much
at variance it is with die established practice of courts of equity.
It mig4it, however, have been dismissed, lipon the authority of a
case in mis court, directly in point, Sldllem's Executors v. Ma^'s
Executors, 6 Cranch, 267, and upon the footing that there is- no
mode pointed out by law, in which an erroneous judgment by this
court can be reviewed in this or any other court. In Skillem's case,
the question certified by the court below to-this court, for its deci«
sion, was, whether the cause could be dismissed tcom the Circuit
Court, for want of jurisdiction, after the cause had been removed to
the Supreme Court, and this court had acted upon and remanded
die cause to the Circuit Court, for further proceeaines. This court
aedd, <*It appearing that tlie merits of the cause had been finidly de*
cided in this court, and that its mandate required only thcf execution
of its decree, it is the opinion of this court that the Circuit Court is
bound jto carry that decree into execution, although the jurisdiction
of that court is not alleged in the pleadings.^' Tike jurisdiction of
this court, in that case, was as defective as it is said to have been in
&is. When that cause was before this court, though the judgment
of the court below on it would have been reversed, upon motion, for
&e want of jurisdiction on the face of the record, die defect having
escaped the notice of the court and of counsel, and the coun having
acted upon its merits, it determiped that its decree should be exe-
cuted. The reason for its judgment no doubt was, that the motion
to dismiss the case, in the court below, for the want of jurisdiction,
after it had been before the Supreme Court by writ of error, and had
been acted upon, would have been equivalent, had it been allowed,
to a decision tbat the judgment of this court might be reviewed,
when the law points out no mode in which that can be done, either
hj this or any other courti The want of power in this court to re>
view its judgments or decrees, has been so firequently determined by
it, that it is not now an open question. Such is the result of what the
court said in Himdy and Rose, 5 Cranch, 314. The court says, in
Martin v. Hunter's Lessee, 1 Wheat 304^ in reply to the allegation
that its judgment had been rendered when it had not jurisdiction,
<^T6 this argument several answers may be given. In the first
place^ it is not admitted thai upon this writ of error the former re-
cord IS before us. In the next place, in ordinary cases, a second writ
of error has neve^ been supposed -to draw in ^ueistion the propriety of
the first judgment, and it la difficult to perceive how such a proceed-
ing could be sustained on principle. A final judgment of this court
is supposed to bc^ conclusive upon die rights it decides, and no sta-
tute has provided any process by which Ais court can reverse its
VoL.ra.— 54 2h2
486 BUPREME COURT,
Norton's Assignee.v. Boyd et aL
judgments. In seyeral cases formerly adjudged in this court, the
same point was ar^ed, and expressly overruled. It was solemnly
held, that a final judgment of this court was conclusiye upon the
parties, and could not be re-examined." In Browder v. McArthur,
7 Wheat. 68, counsel applied for a re-hearine; the court refused it,
saying a subsequent appeal brought up only me proceedings subse-
qnent to the mandate, and did not autnorize an inquiry into the me-
ats of the orimial decree. The same is said with equal positivenesa
in the case of the Santa Maria, 10 Wheat. 442. To these cases we
add an. extract from the opinion of the court, given by the late Mr.
Justice Baldwin, in Ex parte Sibbald, 12 Peters, 492. That case
called for the most careful consideration of the court. ^^ Before we
proceed to consider the matter presented by these petitions, we
think it proper to state our setUed opinion of the course which
is prescnoed by the law for this court to take, after its final action
upon a case, brou^t within its appellate jurisdiction, as well as that
which the court, whose final decree or judgment has been thus
verified, ought to take. Appellate power is exercised over the
proceedings of inferior courts, not on those of the appelate court
The Supreme Court has no power to review its decisions, whether
. in a case at law or in equihr. A final decree in chancery is as
conclusive as a judgment at law. 1 Wheat. 355; 6 Wheat. 113,
116. Both are conclusive of the rights of the parties thereby adr
judicated."
These cases are decisive of the motion made in this case, and as
die decree now appealed firom carries into execution the mandate
issued by this court upon the first appeal, we direct it to be
affirmed.
RlOHAlU) NVOEMT, ASSIGNEE OF ELIZABETH NoRTOK, IN BaNKRUPTOT,
Plaintiff m error, v. George W. Boyd, Isaac T. Preston, and
Abner Phelps, Defendants.
Tlie principles established in the case of Ex parte the City Bank of New 0^
leans in the matter of Christy, assignee of Walden, renewed and confirmed.
But this conrt does not decide, whether or not the jurisdiction of the District
Court over all the property of a bankrupt, mortgaged or otherwise, is ezclu-
siye, so as to take away from the state courts in such cases.
This case came up by appeal from the Circuit Court of the United
States for East Louisiana, sitting as a court of eauity .
The controTersy was between the bankrupt's assis;nee, on one
side, and a mortgage creditor and purchasers at the sak under state
process of the mor^;aged premises, on the other. The points to be
JANUARY TERM, 1846. 497
Norton's Asviguee «. Boydvet ah
decided grew out of the bankrupt law, and e4>ecially out of the
saving in &your of state liens in the 2d section, and the jurisdiction
granted to the District and Circuit Courts of the United States in
cases of bankruptcy by the 6th and 8th. The validi^ of certain
rules established by the District Court of Louisiana, sitting in bank-
ruptey, was questioned, and the mortgage creditor, not haying proved
under the commission, claimed exemption from those rules, and as-
serted the rieiit to pursue his prior lien in the state court.
The complainant's bill stated in substance, that Elizabeth Norton
filed her petition to be declared, a bankrupt, on the 9th May, 1842.
On the 1st June, it was decreed ju^cordingly, and lUchard Nugent
i^pointed a^gnee. •
At the time, and long before the date of the petition, George W.
Boyd, one of the defendants, -was the holder of notes, secured by
mortgage duly recorded according to the laws of Louisiana, for the
sum 01 $9000, on which judgment had been rendered, order of
seizure aod sale ^ranted, and execution issued and been levied, all
before the date of the bankrupt's petition. The levy took place on
the 16th of February, 1842. The sale was die only proceedmg after
the date of die decree of bankruptcy ; that decree being dated die
1st, and the sale taking place on the 4th of June, 1842.
The bill admitted that all the forms and notices, &c., required by
the laws of Louisiana for the sale of mortgaged premises under ex*
ecution, were observed ; but set up the petition and decree of bank-
ruptcy^ made before the sale, and allejged, that before the property
was sold the assignee gave written notice of the decree, and ik his
appointment as assignee imder it,' to the sheriff, the mortgage cre-
ditor, Boyd, and to Preston and Phelps, who afterwards became the
purchasers of the mortgaged premises at sheriff's sale, cautioning
them respectively, and claiming at the same time the ridit to stay
the sale, and take the property mto his own hands for sak and dis^
tribution under the rules of the bankrupt court. Copies of die pro-
ceedings in bankruptcy and of the rules of the bankrupt court were
made exhibits to the bill. . These general orders of the District Court
of the United States for the district of Louisiana, sitting in bank-
ruptcy, and purporting to be made in pursuance of the authority
delegated to it by the Bankrupt Act, and especially the 6th section
thereof, provided, in substance, that notice should be served on all
creditors of the bankrupt who bad any special mortgage, lien, or
privilege^ The assignee was authorized to take a rule on the mort-
gage creditor to show cause why the mortga^d premises should
not be sold by the assignee ; and the court woiud thereupon pass an
order of sale, which order should ipso facto annul the mortgages,
liens, &c., existins^ on the property sold, and upon its presentation
to die recorder oT mortgages, he sbould be required to cancel the
inscription of all such mortga^, liens, &c., on his records; and
the liens, privOeges, &c., dioufd attach to the proceeds in the hands
SUPREHE COURT.
Nbrtoa'a Assignee «. Bojd et %h
of tbe aa^igDee; The inoite;age creditor was entitledy under certain
reserrationsy to prescribe the terms of sale, aiid at sudi ^e mi^t
become the purchaser, but was required to pay the expenses and
commissions on the sale,. and the surplus, if any, over and above
the amount of his mortga^.; but these pri^rileges were allowed only
on &e condition of his filmg the proof of his debt in the registiy of
the.CQurt.
The complainant alleged, that by the act of Congress the rules
afisiresaid made in pursuance thereof, and the proceedings thereunder
in the case of the bankrupt, the sale should have been stayed, and
the said George W. Bo]^d having been notified and cited to appear
and contest the proceedings in bankruptcy, all tbe acts done under
colour of the state process, after the date of the petition, were irre-
gular and void ; tli^t Preston and Phelps having also been notified
and cautioned, they derived no title from the sherd's sale, such
sale beine invalid.
The bm prayed that the sheriff's sale mAi be set aside, the title
of Preston and Phelps declared null ; that Qsorge W. Boyd be com*
pelled to come into tie District Court, sittinj^ in baidmiptcy, and
conform himself in all hings to the rules of said court in such cases,
and for other and^ general raief.
To this bill there was a demurrer, which, admitting all the &ct8,
insisted, in point of law,
1. That we petition, decree, appointment ol the assignee, ftc,
did not prevent the mortgage creditor firom enforcmg his uen under
tbe process of the state court.
3. That the District Couit had no right to pass the rules insisted
on.
3^ That the mort^^ creditor was not bound by law, to submit
his claims to the.D7Strict Court, sitting in bankruptcy, but might
dect not to prove his debt, and still pursue his lien and remedy
under the law.
4.. That the title obtained at the dieriff's sale was, according to
the fkcts set forth by the complainant, a good title for die purchasers
against the assignee.
On the hearing of the argument on the bill and demurrer, the Cir-
cuit Court ^sustained the demurrer, and ordered the bill of the com-
plainant to be dismissed.
From this decree (he complainant appealed.
The cause was submitted, upon printed arguments, by RidMrd
for the appellant, and WUde and Hmdersanj for the ap-
ees.
The argument- for tbe appellant was as follows : —
It having been agreed by all parties to submit this case in printed
brie&, so as to expedite its decision, and the final proceedings in the
bankrupt court, tte appellant req>ectfiilly represents, that me hc^
JANUARY TERld, 1846. 4»
Norton's Assignee v. Boyd et aL
set forth by the bill being admitted by the demurrer, and substan-
tially set forth in the statement of the appellees, it is unnecessaiy
here to repeat them. The contest is one entirely of law ; and as
the best and most conclusive ar^ment he can present, the appel-
lant annexes hereto certain decisions heretofore made on the pomta
in controversy in similar cases, by the Supreme Court of Louisiana,
and the Circuit Court of the United States for the Louisiana dis-
trict. These decisions were all rendered after elaborate ar^;ument,
on due deliberation, and disclose so fulW the reasons on which they
are founded, that it cannot be requisite for the appellant to do more
than state the principles established by them. These courts have
considered, that, to . prevent confusion, and secure uniformitr of
action and decision, it is indispensable that all the claims of aU the
creditors, without distinction, be brought before the bankrupt court,
and that all the property to which the bankrupt may have any claim
shall be administered, sold, and distributed, under the authority of
tibat court, no matter what liens exist upon it. These liens themr
selves cannot, indeed, be disputed or impaired, and against that the
rules of the bankrupt court have made due provision ; but they can-
not be enforced under state laws and process, for that must inevi-
tablv disturb the uniform and harmonious administration of the
bankrupt act
Hence it has been held, that, from the moment of filing the peti-
tion, the bankrupt became -incompetent to stand in judgment in the
state courts, and that the assignee in bankruptcy has the right to
cause ihe state process to be stayed, to take the property into his
own possession, and to sell it free from the mortgage, leavmg to the
mortgagee the right to claim the proceeds in the court of bankruptcy,
under such rules as that 6ourt may prescribe. Such has been me
practice of the bankrupt court in Loui3iana, and the rules annexed
as an exhibit to the bill were adopted by the District Court of the
United States, in analog to, or conforming with them. The power
to prescribe such rules is c^iven by the 6th section of the Bankrupt
Act, and they contain nothing repugnant to the proviso in the 2d
section, since the state liens are saved.
There is also a distinction to be noted between the legal efiect of
a mortgage in the state of Louisiana, and the common law mortgage.
Under the latter, the legal title passes to the mortga^. According
to that system, therefore, the assignee does not acquire the legal title
by the assignment, and mortgaged property consequently is not sub-
ject to administration and sale, as part of the bankrupt's effects.
The mortgage of Louisiana is thus defined : ^^ Mortgage is a rig^t
granted to me creditor over the property of his debtor, for ^e se-
ctirity of his debt, and gives him the power of having die property
seized and sold in defieiiSt of payment" Civil Code of Louisiana,
art. 3246.
Hence the legal estate in, and possession of, the mortgaged pre-
4«) SUPREME COURT.
Norton's Assignee v. Boyd et aL
mises in Louisiana, remains in ibe mortgagor/ and passes to his
assignee. Being seized of the legal estate and in possession, it is
for mm to sell. In other states, the legal title passing to the mort-
gagee does not rest in the assignee of me bankrupt mortngor, and
consequently the decisions in other states are not applicable^ here.
The argument for the appellees was the following:
The decisions of the Supreme Court of Louisiana, and the Cir-
cuit Court of the United States, for the Louisiana district,, as wcJl
as the rules in cases of bankruptcy, adopted by the District Court,
all of which are relied upon by the complainant, proceed upon the
mistaken assumption of an analogy between the cessio bonorum or
concurso de acreadores of the Louisiana law, and the Bankru{>t Act
of &e United States, and a supposed obligation or authority to
model the one upon the other. Inere is no such analogy and no
such authority.
The Louisiana concurso reauires aQ the creditors of the bankrupt
to come in, grants an immediate cessation of all actions of every
descriprtion against him, and vests in the syndic all his proper^
withouHt distinction, with power to sell, cancelling all mortgages and
liens, and conveying an absolute and clear title to the purchaser.
The rights of die several creditors are settled contradictorily, and
the liens on the property sold, which have been cancelled by order
of the syndic, attach upon theproceeds of the property in his hands.
Elwes V. Estewan, 1 Matl. 193 ; Code t)f 1824, art 2172 ; Greiner
Lou. Dig. tit. Insolvency^ 237 ; and the authorities quoted in Fisher
V. Vose, 3 Robinson, L. R. 475.
In the bankrupt law there is nothing of all this: TBe mortgage
creditor is not compellable td prove his debt under the bankruptcy.
He may rely upon his lien, and assert and prosecute it under the
state law and process. There is no authority to stay his Proceedings,
unless his mort^;age is fr$iudulent or void, or alleged to oe paid off,
none of which is pretended here.
If he elects to come into the bankrupt court and prov^ his debt,
he &ereby relinquishes his mortgage or other lien, and stands upon
the same footing as s^ ordinaiy cr^tor. There is no power |pven
by the Bankrupt Act to the court, or to the assignee, to discriminate
in the distribution of the proceeds of property sold by the assignee,
between creditors holding liens on it and &ose holding none. The
only authority the assignee has, is to redeem the mortgage under the
order and direction of the court, (sect 11.) If he does not choose
to redeem, he has no power to enjoin the proceedings of the mort-
gage creditor. ^That would be to impair the lien, contraiy to the
proviso of flie 2d section.
To preven't or obstruct the recovery 6f debts, bas been held im-
pairing the obligation of contracts. To prevent or obstruct the
assertion of a lien, and take away the existbg remedy up(m it, must
impair the lien.
JANtTART TERM. 1845. 4S1
Norton's Assignee v. Boyd et al.
All the decisions of this court upon the former subject dre autho-
rities for us.
The dissenting opinions of Judge BuHard, in the state of Loui-
siana, aninst the sheriff of the first judicial district, and J. D. Roa-
senda, for a prohibition, and in the case of F. B. Conrad, assignee
of Thomas Banks, for a mandamus, which are before your honours
in this case, outweigh, as we humbly Contend, in soundness and
acutenesa of argument, the contrary decisions of bis brethren*—
Scevola ossenHor.
The (wide ran^ of judicial lemlation exercised bjrfhe District
Court, in providmg that ^^ the order of sale shaU, ^pso /bdo, annul
the mortgages, liens, &c., existing; on the property sold,'' and the
rast ad£tion to. and alteration m, the bankrupt law, tiius made,
cannot; receive the sanction of this court, miat part of the act
authorizes the District Court to attach liens on flie-jHroceeds of
property sold, to distribute such proceeds otherwise than rateably,
without discrimination, or to force into its forum a mortgage creditor
who chooses to rely npon his* lien, and not to prove his debt?
Whence does^thaC court derive its power to order a state register
of mortgages to cancel the inscription of such mortgages on his .
records? If he refuses, how is such order to be enforcea ? If en-
forced, what is its effect ? The Supreme Court of Louisiana, indeed,,
courteously lends its aid to enforce the decrees of the District Court
sitting in bankruptcy, but will the courts of other states do so ?^ If
not, IS the District Court of the United States armed with authority
to enforce its own mandate against a state officer, in regard to hn
official duty under the laws of the state, as to &e reffi^tion and
cancellation .of mortgages? Can such a |)retenflion^ be maintained
i&4dl the states? Anahow is uniformity in the administration of
the bankrupt law to be secured^ by the adoption of rules g|oing far
beyond its text, aiM most certamly incapable of execution in many
of the states?
This branch of the subject assumes a tenfold importance when tfie
court considers that these rules and orders, and the decrees psswd.
under them, constitute a part of the extraordinary bankrupt juris-
diction granted to the District Court alone, under ttie 6th section.
Such decrees, this court had decided, are without q^peal. Nebm
r. Carland, 1 Howard.
While concurrent jurisdiction, therefore, is granted by tfie 8^
section to the Circuit and District Courts, of jjl suits at law and in
equity,' which may be broufi;ht by an assignee against any one claimr
ing an adverse interest, or by such person against the assignee, and
the suit so brou^t may be carried, by appeal, to this tribunal, the
hasty and inconsiderate orders of the District Court in bankruptcj^
thoi^ they may woik irreparable injury, are not subject to any
supervision.
On the score of autfiority, it cannot be expected we should do
SUPREME COURT.
Norton's Assignee v. Bojd et aL
more 4faaii proddce the decisions of circuit or district judges. These
questions have not vet been adjudicated in this court.
We rel^ on the following cases, decided by judges of this court
on their circuits or hj distnct judges, respectable for learning and
ability.
The decinon of Mt. Justice Baldwin in the matter of Kerlin, a
bankrupt, reported in the United States Gazette, of PhtladelpUa, of
26th October, 1843.
The decision of Mr. Justice Stoiy in the case of Mitchel, assignee
of Roper, v, Winslow and others, in the Circuit Court of Maine,
reported in the Ldm Reporter of Boston, for December, 1843, pp.
347 and 360. '
Mr, Justice McLean's decision in the case of N. C. McLean, as-
signee in bankruptcy, v. The Lafayette Bank, J; S. Buckin^am
a^d others ; to be found in the Western Law Journal for October,
1843, p. 15.
Mr. Justice McLean's decision in the case pf N. C. McLean, as-
signee, V. James F. Meline. Western Law Journal for November,
lfe3, p. 61.
Mr. Justice Stoiy's decision in the case of Mu^idge, 6 Law
Rep. 357. Li Ex parte Cooke, 5 Law Rep. 444 ; fix parte New-
hau^, 5 Law R. 308. In Qutton v. Freeman, 5 Law R. 452.
Mr. Justice Thompson's decision in Hau^tpn v. Eustis, 5 Law
R.606.
Judfije Prentiss's (of Vermont) opinion in Ex parte Spear, 5 Law
R. 399 ; and Ex parte Comstock, 5 Law R. 165.
Judge Coniding's (of New Yoik) opinion in Ex parte Allen,
6 Law R. 368.
Judge Monroe's {of Kentucky) opinion in Niles's Register, 5th
November, 1842 ; and those of Irwm, Randall, and Gilchrist, Ibid.
These cases, it is humbly submitted, establish the doctrine for
which the defendants contend, namely: ihat the state lien in this
case was property and rightfully enforced under the state law and
process ; that the rules of the District Court of Louisiana relied
upon are Toid and without force, exceeding the Jurisdiction of that
court, and interpolating new principles into the Bankrupt Act ; that
ihe title acquired by Preston and Phelps, at sheriff's sale, under
, execution fotinded upon the mortage, is good, valid against the
assignee ; and that tne demurrer was properly sustained, and the
bill rightfully dismissed.
"Proeeeaings m bankruptcy,'? as per section 6, are or exclusive
cognisance in me District Courts of the United States.
These proceedings are but, acts of administration upon property
and accounts, closely resembling the administration of decedents'
•estates in the courts of probitte. Proceedings in bankruptcy by
virtue of the provisions of this section, are not "suits at law and
equi^," which may be brought by and againstthe assignee, toud^
JANUARY TERM, 1846. 488
Norton's Assignee «. Boyd et aL
ing property or ri^ts of property claimed to have belonged to the
bankrupt, as per section p. To entertain such suits, the Circuit
and District Courts of the United States have ** concurrent juris-
diction."
And of suits in court pendmg by and against a party who *be*
comes bankrupt, such pending controversies do not abate by opera-
tion of the law upon the party's being declared badorupt.
The jurisdiction of the state courts, as to such controversies, is
not interfered with by the act of bankruptcy. The assignee oe-
comes vested with the precise rights and condition of the bankrupt
in respect to his property and controversies, which were possessed
and sustained by the bankrupt on the day of hid being <^ decreed"
a bankrupt. And the bankrupt's suits pending are to be ^^prose-
cuted and defended (by the assignee) in the. same way, and widi
the same effect, as they nu^t have been by such bankrupt" Sec-
tion 3.
In this case, the judgment of Boyd against the mortga£;or, the
order of seizure and sale, and the levy of execution, were all before
fhe party filed his petition in bankruptcy.
Now, by the express provision of section 3, the assignee's rights
and duties in respect to this state proceeding upon the mortgage,
(irre8;>ective of its being a question of mortgaee,) were neither more
nor less than to present himself in the court ^ere the case was pro-
gressing to ^al execution, and there make any defence Norton, ^e
baidorupt, might have done. But it wholly subverts die provision
of section 3, to indulge the assi^ee in disregarding such pending
controveraes, and then permit him to assume the attitude of plain-
tiff in the same case, commencing de novo in the District Court of
the United States, and ihere to discard as coram nonjttdice all that
had been previously adjudged in the state court
But besides that this was a case pending in a state court where
the assignee should have made defence, as per section 3, as a ques-
tipn of mortgage, it has more distmction and immunity in the con-
sideration of me BaiJorupt Law. And in this aspect the District
Court of the United States proceedmg in bankruptcy had no juris-
diction of it, (unless the mortgagor had chosen to nle his claim,)
save and except to administer and sell the equity of redemption, or
to redeem the mortgage, as per section II.
There is no legitimate pretence this bill in chancery is a proceed-
ing in bankruptcy. The district Court has no equity jurisdiction in
this respect, but m virtue of section 8, and whicn comers it equally
on the Circuit Court And yet the bill seeks an administration in
property coercively against the mort-
i under the provisions of section 6.
the Circuit Cfourt too, which has no
orifi^al jurisdiction in bankruptcy, may nevertheless obtain it by
bill in equity.
Vol. m.— 56 2 0
484 SUPREME COURT.
Norton's Assigneo v. Boyd et aL
But an the pretensions of this bill are conceived to be unparal-
leled in the coimicting and imperious results it proposes.
Section 2, of the Bankrupt Act, is regarded as express authority
to the asagnee and the court in bankruptcy to impair, annul, and
destroy this i&ort^;a^. . And by the rule of court seizing upon the
mortgage for admmistration in bankruptcy, to maintain a semblance
of req>ect for the mandates of section 2, the provisions of section 6
are deliberately violated, which forbids any ^^ priority or preference''
to be awarded among private creditors. It assumes tne right to
treat as a nullity an orduiary state adjudication of a mortgage inte-
rest, fuUy rendered previous to any jurisdiction having attached to
the banlaiipt court. In truth, the state adjudication is adjudged of
as an ex post facto usurpation. The jurisdiction was well enough
in &e state court inceptively, and throughout its progress to tSe
rendition of judgment. But while the execution of the state cfburt
was being consummated, the debtor filed his petition. And this, the
bill assumes, ipsofado, reversed the judgment of the state couit or
avoided it as a nullity;
In view of a fair mterpretation of the Bankrupt Act, and of the
disastrous considerations presented by the bill in this case, we assure
ourselves with th^ belief, that results so unjust, so inharmoniously
absurd, will not be sustained in the reversal of thistlecree.
Tlie lien of a judgment and execution attaches as to real estate
upon the rendition of the judgment, as to personal property upon
ttie seizure or levy of the execution. Code of Practice, art. 722,
723; Civil Code, art. 3289^ 3290, 3291, 3292; Dnffy v. Town-
send, 9 Mart. R. 586 ; Bradbury and Foster v, Morgan, 2 L. R.
479.
Here the levy or seizure was before the date of the petition in
bankruptcy, and the lien of the jud^ent had attached even if the
prcmr^ levied on had been person^, much more when it was real.
The order of seizure under a mortgage is by the law of Louisi-
ana a judgment from which appeal lies to the Supreme Court, and
on which, upon a proper case ^own, injunction may issue. Gurlie
t^. Coquet, 3 N. S. 498 ; McDonough v. Zacharie, 3 L. R. 316 ;
Code of Practice, tit. Injunction, art. 296, 309 ; Wells v. Hunter,
6 N. S. 311; Crane tr. PhUlips, 7 N. S. 276 ; 8N. S.683; 3N.
S. 480; 4N. S.499.
Mr; Chief Justice TANEY delivered the opinion of the court.
It appears in this case, that, in January, 1844, a bill was filed in
&e Circuit Court of the United States for uie eastern district of Loui-
nana, sitting in chancery, by Richard Nugent, assignee of the estate
of Euzabeth Norton in bankruptcy, stating, that me said Elizabeth
Norton, on the 9th day of May, 1^42, filc^ her petition in the TXb-
trict Court of the United Stat^ to be declared a bankrupt, and thU
die was accordingly decreed to be such about the 1st of June, in
JANUARY TERM, 184S.
Iforton'i Attifttee «. Boyd et aL
tfie fame year ; that she returned in her schedule two lots of ground
in the city of La Favette, particularfy described in the biu ; and
that George 'WiUiam Boyd was, among others, returned as a creditor
for the sum of $9000, and »that notice was served on him of tbt
proceedings in banlnnptcy. The bill further states, that prior to
and at the time of the petition in bankruptcy fte two lots abo^e
mentioned were affected by a special mortgage, to the said Boyd,
which was valid by the laws of Louisiana, ibr the sum of $9000
and upwards; that prior ta the bankruptcy of Elizabeth Norton,
HbBt is to say, about me 11th of November, 1841, Boyd commenced
suit upon his stdd mortga^ in the proper state court of Louisiana,
and oDtained judgment, with the privileges of a mortgaffe> and is-
sued execution thereon, which was levied upon the said property
about the 16th of February, 1842 ; a^d on or about the 4th of J[une
follo^iring the property was regularly sold by the sheriff under the
execution to Isaac T. Preston and Abner Phelps, who took posses-
sion of the said two lots and continue to hold them, claiming as
owners. The bill fiirdier states, that the complainant, having re*
Ceived- notice of the levy and intended sale under the execution^
duly notified the said Boyd', I'reston, Phelps, and the sheriff m writ-
ing, before the sale, of his appointment as assignee as ^foresaid, and
cautioned them not to proceed with the sale ; but that the parties,
continuine and intending to. defeat the just rights pf the complainant,
proceeded to sell, and placed the purchasers above mentioned in
possession of the property in (|[uestion. The complainant refers to
and exhibits with nis bill certam rules adopted by the District Court
of the United States for the disposition pf real estate surrendered by
bankrupts^ and encumbered by mortgages; and charges, that hy
virtue of the Bankrupt Act all the proceedings in the state court
ought to have been stayed, from the moment the petitiot) of the
bankrupt was filed ; ana &at the subsequent proceedings were irre-
gular, and conferred no title on the purchasers ; and that the com-
plainai\t was entitled to take the property from die hands of the
sheriff, and to administer and sell die same under the direction of
ttie district Court by virtue of the act of Congress and the rules of
court above mentioned. The bill then prays process against Boyd,
Preston, and Phelps, and that the proceedings under the execution
subseouent to the petition in bankruptcy shomd be declared irregu-
lar; that the tide of Preston and Phelps from the sheriff should be
decreed to be null and invalid, and the said Preston and Phelps be
ordered to restore the said lots to the possesion of the complainant;
to be administered and sold by him in conformity with the orders '
of the District Court of the United States, and in pursuance of the
rules before referred to ; and that Boyd should be directed to come
into the District Court, and conform himself to the orders of the
court and the rule^ aforesaid.
The defendants appeared, and demurred to the bill ; and upon
4M SUPREME COURT.
Nortoo'f Assif o«e «. Bojd et al»
final healing on the demurrer, the fonowing decree was passed by
the Circuit £ourt: —
^^ Tlus is a bill in equity, presented by an. assignee in bankinptCT,
to set aside a certain sale, made unde^ a writ of seizure and^cnle
from the District Court of Louisiana, upon the eround that the Dis-
trict Court of the United States was, by the baiSmipt law passed by
Congress on the 19th of August, 1841, vested with exclusiTe juris-
diction over all matters appertaining to the settlement of the affairs
of the bankrupt ; and that, consequently, the sale made by the Dis-
trict Court of Louisianii hais transferred no legal title to the proper^.
The bill further claims the property sold as a part of the property
of the bankrupt to be sold or. otherwise disposed of under the orders
of the District Court of the United States. It appears that die pro-
perty in question consists of real estate, and that the same was sold
to satis^r a special mortgage held by the creditor who obtained the
order of seizure and sale from the state tribunid.
'< I haye, after an attentive consideration of the various allegations
in the bill, ordered the same to be disnussed, and shall now proceed
to state veiy briefly the grounds upon which I acted. In the first
place, I do not consider that there is any equity in the bill ; tibe pro-
perty was specially mortgaged to satis^ the claim of the creditor
who demanded the sale ; and it does not appear that in die assertion
of his right he has in any manner interfered with the "rights of the
other creditors of the bankrupt. It does not appear that any doubt
existed as to the validity of the mortgage, or that the creditor has
obtained any right or any advantage over die other creditors which
the District Court, sitting in bankruptcy, would not have been
bound to award him under the -express provisions of the bankrupt
law. It is quite clear that the ttens and mortga^ which are valid
under the state law must be protected by the District Court of the
United States, sitting in bankruptcy, and it will not be pretended
diat the creditor at whose instance the property in question was
sold would not have been entitled, under any and all circumstances,
to the proceeds of that property to satisfy the amount alleged to be
due him. What benefit would then accrue to the general creditors
of the bankrupt by the interference of this court in a matter whidi
seemir to have been fairly and finally adjudicated ? WhOe I am
weU satisfied that no good would arise firom such an interference, I
am equally well satisfied that greatinjustice would be done bodi to
die mortgage creditor and to the estate of the bankrupt, by subject-
ing both unnecessarily to additional costs and expenses.
" I agree fiilly in the opinion, that upon the epnound of expediency
the jurisdiction of the District Court of the United States over au
the property of the bankrupt, mortgaged or otherwise, should be ex-
clusive; but I do not understand the bankrupt law to render it so.
Where a creditor, by virtue of a special mortgage, elects to foreclose
that mortgage before a state tribunal, the federal court is not c^ed
JANUARY TERM, 184S. «7
Norton's Assifnee «. Fojd et aL
upon to inteipoae, except in cases where from the nature of the case
wrong or injustice may be done to other creditors in interest, or
where the mortgage itself may be contested.
<^ I wish it, however, to be distinctly understood, that I am fiilly
of opinion that the District Court of the United States is vested with
jurisdiction over mortgaged property belonging to die bankrupt,
and that when a proper case is shownj it h^ power to foreclose a
mortgage, and to do all other acts necessaiy to orin^ about a final
dismbution and settlement of the bankrupt estate. I am also of the
opinion, that in a case where a creditor calls in aaestion the validtty
of a mortgage held by another creditor, it is the duty of the said
court to exercise jurisdiction over tiie questions involved, and, if
necessary, to declare the mortgage null and void.
<^ In me case before me no such question is involved, ai^d I. see
no reasons why the equity powers of this court diould be exercised
to do that which cannot change ihe r^;hts of the parties interested,
but which would haye the eflbct of domg a positive injustice to the
mortgage creditor, by subjecting his property to useless costs and
expenses.
*^ It is, therefore, ordered that the complainant's bill be dismissed."
We have inserted the whole of this decree, because we think the
court were not only risht in dismissing the bill, but, with a single
exception, we concur suso in the principles and reasoning on which
the learned judge founded his decision. Tlie exception to which
we allude is that part of the decree in which he expresses his opinion,
that upon the around of expediency the jurisdiction of the District
Court of the United States over an the propei^ of the bankrupt,
mortgaged or otherwise, should be exclusive, so as to take away
from the state courts any jurisdiction in such cases. Upon that
subject it is not our province to decide, and we have no aesire to
express an opinion upon it. But in every other respect the decree
conforms to the opinion delivered by this court, at the prc^nt term,
upon the motion for a prohibition in the case Ex parte tne City Bank
m New Orleans, in the matter of Wm. Chris^, assignee of Daniel
T. Walden, a bankrupt^ v. The City Bank of New Orieans. In that
case the opinion of this court in relation to the jurisdiction of the
District Court iii matters of bankruptcy has been fully expressed,
and need not be repeated here; and according to the principles
tiierein stated the decree of the Circuit Court in this ckse must be
affirmed.
Mr. Justice CATRON.
I think the adjudication in this case is in conflict with that made
in the CircuitJCoiut at New Orleans in Christy a^nst the City Bank;
and in support of whichj a majority of my bretiiren saw proper to
express their views at a previous day^durinff this term, m the un«
successful application of the bank for a prohibition; but- that the
2o2
488 SUPREME COURT.
Norton's Assignee «. Boyd et aL
cases are alike — and one cannot be maintained, and the other ovex^
durown.
In that csise the petition of the assfmee set forth the entire lecnl
grounds, why the District Court should annul the judgments in 3ie
state court, and pronounce the sale void.
1. That the property^ sold was given in by Walden, the bankrupt,
as part of his effects.
2. That the bai^ had notice thereof, before the sale by the
sheriff.
3. That the sale was void, being contraiy to the Bankrupt Law,
which operated to stay all further proceedmg so soon as Walden's
petition was filed, and was a, bar to any further prosecution of ihe
suit until an assignee should be appomted. That the sale with no-
tice was* a firaud upon the act of Congress, and the other creditors
of Walden, by reason of the law, because &e bank was endeavour-
ing to obtain an iHeeal preference/ '
4. That at the safe the property was struck off in blocks, aUboug^
consisting' of diflerent buildings, at two-thirds of its value : ** ^U of
which actines and doings are prohibited bv law, and render said
sale null and void.*^'
6. That the sale was in other respects irregular, the legal formali-
ties not having been observed.
6. lliat the mortoise was void for usury, because in efiecting the
loan the bank gave WSden bonds on the Second Municipality instead
of ikibney, and they w^ then at a discount at from twenty to
twenty-five per cent. *
To these allegations the bank answered : —
1. By plea that the District Court was not by law empowered to
decide on^the matters charged.
2. That all the matters and things set fordi had already been
decided by a court of competent junMietion — ^refening^to the adju-
dications by name.
3. The. defendant answers, md avers, Aat the mortgage Was le-
gal and valid, and given upon a. full and adeau^e consideration. '^■
4. That the order of sale was duly granted, and the»writ &ereon
Sroperly issued: and that the property described in the petition was
iwfully seized, and after a compliance with all tbie legal formalities,
was sold, and adjudicated to the defendants: .that the price was
fully paid bv ^ving a credit — and. that ^e property is held under
an indefeasible title.
5. AU the allegations in the. petition not admitted, are denied,
and a triid demanded of them.
. Thu answer was excepted to as containmg no legal grounds of
defence ; the question war adjourned, under the 6th section of the-
Bankrui^ Law, to the Cir^it Court to be there heard and determined.
It stood in Ihat court as on bill and ansv^er r the answejp was taken
of course «S true in all its parts— the only qu^tfdon.bemg whether
JANUARY TERM, 1845.
Norton's Aiiignee v. Bojd et aL
any legal ground of defence was furnished by the plea^-sapported
by an answer, denying the aUeged unfairness of the rale — ^presenting
flie same question in substance as did the case of Harpending v. The
Dutch Church, in 16 Peters. By setting the case down on plea and
answers, the proceedings in the supreme and inferior tftate courts
were adniittea of 'necessity to hare been property and fairly con-
ducted ; and the sale legally and fiamdy made, lius was ^ un-
doubted aspect of the case as presented to and decided by &e Cip-
cmt Court Its decree, in the form of instructions to the bankrupt
court, is, first — ^That the latter had full and ample powers to try all
tfie questions pres^ted in &e assignee's petition : 2dly. That the
sale made under the seizure by order of the state court was yoid ; .
and diat the b^Boikrupt court diould declare it so: 3d. That Ae
bankrupt court had full power to re-try die yalidity of &e mortgage
and ascertain whether it was yoid for usury or otherwise t and this
on the ground ezclusiyely that the proceedings in the slftte courts
were annulled by force of &e bankrupt law, and the &ci of Walden
applying for its ben^t
XfJong the petition and answer together, and a case existed in aB
its features like the present, on the tide by executioa; eadi being a
fiir and regular proceeding in the sti^ court One is suppressed
—and the other maintained. And on/vdiat ground does the district
Judge assume to act contrary to the former adjudication ? Because
it was equitable and for the best interests of the estate to be dis-
tributed, in his judgment The obyious^ n&eanin^ oS which is, that
he had power to oyerthrow the title or not, at- his discretion; and
-dnt sucm discretion was the law of the case and the tenure of the
tide, according to the trae intention of the Bankrupt Act On this
assumption are die two cases attempted to be reconciled ; and on no
other can di^ ayoid direct conflict, eyen in appearance. In reality,
die one tide is as good as the odier. The tendency of such a doc-
trine is too direatenine to tides to be tilendy acquiesced in. Did
Congress intend that die force and effect of judgments and execu*
dons in a state court, should depend on the sole discretion of a
judge ntting in baidmiptcy ? Was it intended to discard die
axiom, that unrestrained dis^tetion in those that goyem, is incon-
sistent with the rights of those that are goyemed, be they (^property
or person? It is yeiy diflbmlt to suppose so ; and as dimciut to
accommodate die construction of the act to such a supposition. It
is declared, *^^that it diall not be construed to annul, destroy, or
impair, any liens or mortgases, on property real or personal, winch
may be ydid by the laws of the states respectiyely.^'
Here two liens are combined ; one by. mortgage, die other by ex*
ecution leyied. In Christy v. llie City Bank, as already stated, that
by mortgage was recognised as a right protected by the act, but to
be administered in the bankrupt court only ; that by execution was
440 SUPREME COURT.
Norton's Assignee «.. Boyd et aL
!)ronounced void. This decision the court below was asked {p fol-
ow outy in the case before us, and refused.
By the execution levied; the lien ^^ was valid by the laws of the
state" — in the words of die saving clause ; the remedy by seizure
created the risht; to annul, or to stay the execution, impaired a
ri^t, excepted out of the act. Since the opinions were delivered
in the ex parte application of die €ity Bank, we have in effect so
held at the present term, in Waller v. Best
In makiDff exceptions in favour of liens created by jud^ent and
execution, Congress was governed by practical considerations. The
states usually were large, the bamoxi^t courts in many of them far
off from the creditors, die debts owing hj the bankrupt small in
amount to a great extent ; for these recoveries would be had in the
inferior courts and before magistrates ; die property would be seized
by execution, and he the debtor be driven into bankruptcy; this
step ini^t be taken secredy. The oflicer having possession of the
property had to dispose of it according to the commands of the
writ, and make return to die state tribunal ; ^ return that the debtor
had applied for the benefit of tbe bankrupt law would not be a
legal return, as I have held, and always supposed ; and that a de-
cree declaring the party a bankrupt, would not alter the case ; as i&
eithev, the lien would be not only impaired, but destroyed where the
levy done gave it, as is the case in many instances. To drive the
small creditor into the bankrupt court to establish his demand and
effectuate his lien, would often have been worth more in trouble and
expense than the debt, and "in the mean time the property, being
abandoned bv the officer, and not taken possession of by the as-
siffnee, would in many instances perish.- These facts were too pal-
p^le for Congress to overlook. To protect such liens, I take it the
exception was a compromise between the opponfints and fiiends of
the bill ; the one ade supporting rifi^ts secured bv the state laws,
and the other seeking to adopt a different rule under die Constitu-
tion of the United States, in regard to the relation of debtor and
creditor.
In many cases the bankrupt might owe debts in other states than
diat where he would be declared bankrupt; then other difficulties
would arise on executions bein^ levied in. the foreign jurisdicticm,
to which th^ powers of the bammipt court could not extend. In
all the cases enumerated the assignee had given to him the same
powers the bankrupt previously had, to sue and defend, and no
material dBIBculty could arise (or has arisen) in adjustmg the claims
in the state courts, to. which the assignee was bound to apply.
That a mort^ffe can be foreclosed in the bankrupt court, and the
iien given by it be preserved there, I have never doubted, if the
'urisouction of a state court had not attached, and was not ousted
J the proceedings in bankruptcy.
For die foregoing reasons, I think the court of Louisiana was
I
JANUARY TERM, 1846. 441
Carroll v. Bafford.
mistaken when it Assumed to have power to suppress the sale made
by ^e ^eriff, or to let it stand, at its discretion.
The decree is deemed entirely proper ; nor would the reasons for
it have been noticed had not mv bretnren adopted them to the ex-
tent above ; and widi which aaoptton I cannot concur.
Chabucs H. Carroll, CoMFLAoiAirr, v. Orrin Safford, Trrasursr
OF THX COUNTT OF QbMSSRB, IN THB flTATR OF MiCBlOAN, DbFRND-
AHT.
When the pttrchsMr of land from the United States has paid for it, and re-
ceiTed a final certificate, it is taxable property, according to the statutes of
Michigan, although a patent has not vet t^en issued.
Taxation upon lands so held is not a violation of the ordinance of 17S7, as an
"interference with the primaiy disposition of the soil by Oongress," nor is it
''a tax on the lands of the United States." The state of Michigan could
rightfully impose the tax.
It was competent for the state to assess and tax such lands at their foil value,
as the alwolute property of the holder of the final certificate, and in default
of payment, to sell them as if he owned them in fee.
In case of controversy, a court of equity is the proper tribunal to prevent an
injurious act by a public olBcer, for which the law might give no a<fequate
r^ress, or to avoid a multipli<iity of suits, or to prevent a cloud from being
cast over the title.
Tbis case came up on a c^iificate of diviaon from die Circuit
Court of the United States for the district of Michigan, sitting as a
court of equitjr.
The complainant resided in the state of New York, and in 1836
imrchased from the United States three thousand five hundred and
brty«nii)e and seventy-one one-hundredths acres of land in Genesee
county, in Michigan. The lands were paid for in the way usually
pursued by purchasers of the public domain, subject to private entry
and sale. According to the laws of^Cpngress, and the practice of
die land officers, an mdividual wishing to purchase a tcact of land
makes application, in writing, to the register, specifying, in the ap-
plication, the particular tract sought to be bought. The register
examines and ascertains whether it is subject to entry. If it be, he
gives to the applicant a memorandum, addressed to the receiver,
stating the application, and that the land is subject to entry. This
is taken to the receiver, and the money there paid. The receiver
executes receipts in duplicate, speciMng the particular tract sold,
and the price paid fpr it. One of these is delivered to the nur-
chaser, the omer to the register ; and this last is transmitted to
the^ office at Washington as a voucher against the receiver. The
regnter then makes out a final certificate, specifying the sale, and
mk the purchaser is enlkled to a patent It is competent for the
Vol. m.— 66
442 SUPREME COURT.
Carroll v. Saffor^.
purchaser to demand and take this certificate from die roister ; but^
m practice, it is rarely done. Almost invariably the register retau^s
it uptil he makes his monthly retumSy when he transmits this certi-
ficate to the office at Washington^ and on it (if the goverfmient
confirm the sale) the patent issues.
In this case, the register, immediately after the entry of the Iand«
transmitted to the proper office at Waslungton the patent certificates,
asL the basis of the issue of patents for the land so entered by die
complainant.
Ine complainant, previous to the issuing of the patents for the
lands, did not enter mto actual possession of them, nor exercise acts
of ownership over thenk
Patents were issued for this land by the United States on 12di
August, 1837, and not before. They were dated on that day, ani)
were shortly ailer their date transmitted to the register of the land
office at Ionia, in. Michigan, and subsequently were delivered to the
comilainant.
The delay in the issuing of the natents, after the entry of the land
by the complainant, was not "at the request or in any way by the
procurement of the complainant
The patents declare, mat ^^ the United States give and grant" die
lands to the patentee.
In the vear 1837, and before die date and issue of the patents,
these lanos were assessed at their full value, and as if owned by the
complainant in fee-simple, for township, county, and state taxes, by
the proper local officers of Michigan, (having full knowledge that
the patents for the same had not issued,) whidi taxes were not paid
by the complainant.
The assessment rolls describe the land as owned by the com-
plainant absolutely, and without any reservation or qualification.
The valuation attached to it purported to be its entire value, as an
absolute and unconditional estate in fee-simple.
By th^ laws of Michigan, applicable to Ihis part of the case, it is
made the duty of the county treasurer to sell such lands as have
been taxed, and the taxes on which have not been paid on ^ving a
certain notice. The defendant being then, and now, a citizen of
the state of Michigan, as county treasurer of Genesee county, did so
sell the lands described in the bill of complaint
Two yeairs are allowed by law for the person claiming tide to the
lands to redeem, by paying to the treasurer the tax and charges, and
interest at the rate of twenty per cent, per annum. If not reaeemed,
the land was to be conveyed to the purchaser in fee-simple.
The two years, the period allowed for redemption, hail not ex-
{xred at the time of filmg the bill of complaint The bijl prayed
that the assessment and sale might be declared ill^al, and declared
void, and that the treasurer of the county might be enjoined from
conveying the lands to the purchasers at the tax sale, for other relief.
JANnARY TERM, 1845. 449
Carjroll v. Safford.
Tlie bill was filed in 1842, and was taken pro canfesso. A mo*
tion was then made for a decree according to its prayer, upon which
the following questions arose, upon which the opmions of die judges
were opposed :
1. AVnether the statutes of the state of Michigan did, in fact,
authorize the assessment and sale of the lands m question, and
whether said statutes were intended to direct the assessment for
taxation X)f lands of the United States before the patents for them
had been executed by the officers of the United States ?
2. Whether the lands in question were, before the date and ex-
ecution of the patents for them, subject to taxation at all, by the
state of Michigan?
3. Whether, if they were subject to taxation by the state, before
the execution of the patents for them, it was competent to assess
and tax and sell them, as the absolute property of me complainant,
and at their full value, as if he owned them in fee ?
4. Whether the remedy by bill 'in equity, and the relief sought,
areproper?
Tne statutes of Michigan, referred to in the above questions, were
the following :
Law of April 22d, 1833.
" Sect. 1. Be it enacted by the legislative council of the territory
of Michigan, that the taxes hereafter to be levied in this territoiy,
shall be assessed, levied, and paid in the manner hereinafter men*
tioned, upon a valuation of real and personal estate, including
property and stock in anv bank, insurance company, or other incor-
poration, to be made as hereinafter prescribed.
" Sec. 2. The assessors of each township may divide their town-
ships, by mutual agreement, into such number 6f districts, to be
balled assessment districts, as they may deem convenient, not ex-
ceeding the number of assessors in any such township ; and in every
year, between the 15th day of April and the 1st day of May, shall
mdividually, in their assessment districts, according to the best evi-
dence in their power, make out a list or schedule of all the taxable
property in the same, and bring the said lists or schedules together,
and jointly value the property named in each, and set down m their
assessment-roll the value of buildings and lands in such township^
owned or possessed by any person residing in such township, or any
banking or insurance company, or other incorporation situated in
such township, opposite the name of such person or incorporation ;
and shall also ascertain and set down in their said assessment-rolls,
in like manner, the value of all the personal estate of every such
person ; and in case any person, not satisfied With such valuation,
shall make oath before such^ assessor, or either of thera, who are
hereby authorized to administer such oath, that the value of his or
her real or personal estate does not exceed a certain sum^ specifying
the same, then, and in every such case, the assessors shall value su(£
444 SUPREME COURT.
Carroll «. BafforcL
real and personal estate at the sums specified in such affidayit, and
no more ; and every person liable to be taxed for any j>ersonal estate
as aiforesaid, shall be taxed for the same in the township where such
person shall reside at the time of maldng such assessment; and the
assessors shall also ascertain what lands are situated in their town-
ships, not owned by persona residing in such townships, and diall,
in their assessment-rolls, separate m>m the assessments made the
estates of non-residents, and designate such land in die following
manner : if the estate be a patent pr tract of land of the subdivision
of which' the assessors cannot obtain correct information, they shall
enter the name of the patent or tract, if known by any particular
name, without regarding who may be the owner thereof; and if
such tract be not known or designated by any particular name, they
shall state by what other land the same is bounded, and shall set
down the quantity of land contained therein, and the value therebf^
in Ae proper columns for that purpose ; and the assessors shall com-
plete their assessments on or before die 1st day of May in eveiy
vear, and make out a fair copy thereof to be left with one of the
Doard, and thereupon cause notices to be put up at three or more
public places m their town^ip, setting forth mat they have com-
pleted their assessm' nt, and that a copy thereof is left with one of
them, naming him, ^herc the same may be seen and examined by
any of the iimabitants during ten days ; and that at the expiration
of the said ten days, they shall meet on a certain day, at a place in
the said notice to be specified, to review their said assessments, on
the appUcation of any pcnson conceiving himself age^rieved ; and it
shall DC the duty of the said assessors, with whom the said assess-
ment-roll diall be left as aforesaid, during the said ten days, to sub-
mit the said roll to the inspection of any person who shall ^pply for
that purpose ; and at the said time and place, the said assessors
shall meet, und, on application of any person conceiving himself
aggrieved, shall review the said assessment, and may alter the same,
on sufficient cause bein^ shown, to the satisfaction of the said as-
sessors, or a majority of them; and the assessors, or a majority of
them, shall make oath or affirmation, and attach the same to the said
assessment-roll in the following, or other eouivalent form, to wit:
* We do several! V swear (or aflSbrm) that the sums at which pro-
perty is assessed in the foregoing assessment-roll, are, according to
our best judgment, the fair cash value of such property.*
'* Sect, 9. The person in possession of anv real estate, at the
time any tax is to be collected, shall be liable to pay the tax imi»
posed hereon; and in case any other person, by agreement or
otherwise, ou^t to pay such tax,^or any part or proportion thereof,
the person who shall pay the same shall and may recover the amount
from the person who ou&;fat to have paid the ^-same ; and all taxes
upon any real estate shaS be a hen thereon, and shall be preferred
in payment to all other charges ; and all taxes upon any personal
JANUARY TERM, 184g. 446
Carroll «. Safford.
estate shall, in case of the death or bankrupti^ of the person taxed,
be piefierred in payment to all other demands.
<< Sect. 14. Any tax heretofore laid by yirtue of any law of this
territoij) or to be laid by virtue of this act, upon any real estate,
and the interest and diarges thereon, shall be a lien upon the same
real estate, until the same tax, interest, and charges, shall be paid
or recovered, notwithstanding the Same real estate may have been
divided or aUened, in thje whole or in part ; and whenever such tax,
and the interest aforesaid accruing thereon, shall remain unpaid for
two years from the 1st day of May following the year in which any
such tax was or shall be laid, the treasurer of me* proper coun^
shall catise so much of the land charged with such tax and interest,
to be sold at public auction^ at the court-house of the county where
such lands are situated, to the highest bidder, as shall be necessary
to pay the said tax and interest, toother with all charges thereon,
first eivin^ at le^ four months' notice of the time and place of aale.
by advertisement, posted up in three or more public places in said
county, and also, by causing a copy thereof to be published in one
or more of the pubuc newspapers printed or in circulation in ^aid
counlhr-"
^< ^ect 15. On the day mentioned in the said notice, the treasurer
shall commence the sale of the said lands, and continue the same
from day to day, until so much thereof shaU be sold as will pay the
taxes,. interest, and diarges due, assessed and charged thereon as
aforesaid; and the treasurer shall give to the purchaser or pur-
chasers of any such lands, a certificate, in writing, describing the
lands purchased, and the sum paid therefor, and the time when the
purchaser will be entitled to a deed for the said lands ; and if the
person claiming title to the said lands, described in the said certifi-
cate, shall not, within two years from the date thereof, pay the trea-
surer^ for the use of the 'purchaser, his heirs or assigns, the sum
menticmed in such certificate, together with the interest thereon,
at the rate of twenty per cent, per annum, from the date of the
said certificate, the treasurer shall, at the expiration of the said two
years, execute to the purchaser, his heirs or assigns, a conveyance
of die lands so sold, which conveyance shall vest in the person or
persons, to whom it shall be given, an absolute estate in fee-simple,
subject to all the claims whidi the territory of Michigan shall have
thereon, and the said conve^^ce shall be conclusive evidence that
the sale was regular, according to the provisions of (his act ; and
eveiT such conveyance to be executed by the treasurer, under his
hand and seal, and die execution thereof witnessed and acknow-
ledged in the usual form, may be. eiven in evidence and recorded,
in tfie same manner, and with like eflect, as a deed regularly
acknowledged by the grantor 4nay be given in evidence, and re-
corded."
2P
440 SUPREME COURT.
Carroll v. Safford.
Jfelsanj attomey-eeneral, for the complainant.
Jfarvell. for the defendant.
Jfekan^ for complainant.
A fundamental proposition, and one ofn which the whole equity
of the complainant's case rests, is, that, until the issue of the patent,
the fee of the land remains in the United States ; that,' after pay-
ment of the purchase money by the applicant, and the receipt of it
by the officers of the United States, the United States may still de-
cune, on various grounds, to perfect his title by the execution of a
patent ; that he cannot know after purchase, and before the patent
issues, whether he is to receive an absolute conveyance or not ; that
nothing but the patent passes the fee, and that, before its issue, the
purchaser has but a qualified cmd contingent estate in the lands.
These principles are involved in the following decisions : Stringer
et al. V. Lessee of Yoimg et al., 3 Peters, 320, 344 ; Boardman et
al. V. Lessees of Reed & Ford et al., 6 Peters, 328, 342 ; Bi pell
et al. V, Broderick, 13 Peters, 436, 450; Wilcox v, Jackson,
13 Peters, 498, 511, 516; Brush v. Ware, 15 Peters, 93, 107,
108 ; Stoddart v. Chambers, 2 How. 284, 318.
I refer also to the opinions of the attorneys-general, and the prac%
tice of the land*office, as found in the 2d volume of Public Land
Laws, Instructions and Opinions, published in 1838, not only to
show that the sale is frequently cancelled b^ the government for a
great variety of reasons; and that ^^the issuing a patent is not so
purely a mmisterial act as to follow a patent certificate as a matter
of course," but also that it has been the settied policy of the govern-
ment to regard lands thus situated as exempt finbm all taxation, and
that <^ the legal tide remains in the government until tiie patent
issues." See pp. 4, 14, 24, 25, 39, 76, 80, 84, 87, 160, 213, 214,
and 1040 ; ana act of Congress, 12th January, 1825, chap. 318.
The payment of the money by an applicant for a partof'tiie
public domain, is a proposition for a purchase. The register and
receiver do not act judicially in admittmg the application and re-
ceiving the money ; their acts may be overruled, and the money
^returned, and a patent be reftised for various reasons ; and the Me
of the application cannot be known by the purchaser until tiie patent
be executed. Till then his titie is imperfect, and his estate contin-
gent* In ordinary cases between private individuals, where a legal
contract for the sale of lands has been entered into, eouity con-
siders the vendee as tiie true owner of the lands, because the vendor
is bound to convey by tirtue of a contract, which can be enforced
in a court of equity, and the obligation is mutual, as is also the
remedy. 2 Stoiy's Eq. 98, 99, sect. 790. Not so in regard to ap-
plications for the purcnase of the public lands. But even if tins
were, it would not aflect the present ailment.
Assummg, then, that at the time of the assessment of the lands
JANQABT TERlf^ IStf. 447
Carroll «. SafforcL
described in the bill, the fee of them was in the United States, the
complainant's counsel insist
1. The statutes of Michievi did not embrace the lands m ques-
tion, and were not intcndecf to authorize their assessment
llie statute directed die assessment of lands ^^ owned or pospcascd
by anj person residing in the.township.*'
This part of the statute is inapplicable, for the complainant is and
was a non-resident ; and the case shows that he wan not in the ac-
tualpossession of the land.
The statute then directs the lands not ^ owned'' by residents to
be separately assessed by die description of the tract without regard
to the name of the << ownor."
The assessment is to be according to the <^fair cash valuife" of the
lands ; that is, of the fee-simple or absolute estate iv the lands.
The assessment of real estate is to be according to its entire value,
as in tiie case of personaltjr. The word ^^ owner" is attached to
both kinds of property as descriptiYe of the estate or interest to be
taxed. '
The taxes are made a lien upon tne lands.
If not paid, and if the land be not redeemed after sale for non-
Pfiyment, die treasurer of the county in which the lands lie is direct-
ed to ^cecute t6 tibe purchaser ^^ a conveyance of the lands so sold ;
whic& conveyance shall vest in the person or persons to whom it
diallbe ^ven an ateolute estate in fee-simple, subject to all the
claims which the territory (state) of Midiigan sh^ have therein ;
and the S^d conveyance shall, be conclusive evidence that the sale
was reffulw according to the provisions of this act"
All die provisions of this statute are intended to operate upon the
unencu(nl>ered fee of the lands assessed. This furnishes the mesi-
suire of value^-this icsulates the convey^ce of the purchaser.
Lands owned by the United Stdt^ are not subject to tamtion.
The £de of these lands was in the United States at the time of the
assessment It ta not to.be supposed that there was any intration
of taxing the property of the United States. This assessment is
upoathe fee. The conveyance operates, as a transfer of the fee.
How, then, can it be argued that the statutes intended to embrace
these lands?
It does not aid ihfi argument in this branch of it to sav, that ^
con^lainant had a valuable and taxable interest in these huids.
This may for the present be conceded. Our answer to it is, that
the statute does not profess to tax such interest It taxes the owner
of the land and sells the fee if the tax bie not paid.
2. The lands in question were not, before the date and execu-
Jdon of die patenta for them, subject to taxation at all by the state
ofMich^ian.
The proposition refers to the date and execution of the patents.
It is not denied that, so soon as executed, diey become operative ;
448 SUPREME COURT.
Carroll «. Safford.
and that the transmission of them to tbe register is in law a ddireiy
to the purchaser through him as the agent ofboth parties.
The 4th article of £e ordinance of 1787 for the eoyemment of
the territoiy north-west of the river Ohio provides^ that ^^ the legis-
latures of those districts or new states diall' never interfere with the
primary disposal of the 'soil by the United States in Congress assem-
bled, nor with any regulations Congress may find necessary for
securing the title in such soil to tiie bona JUe purchasers. No tax
shall be imposed on lands the property of the United States ; and
in no case wall non-resident proprietors be taxed hig^ than resi-
dents.'*
It has been shown that, after the receipt of the receiyer and the
^transmission of the patent certificate, the patent may still be*refiised.
In point of &ct this firequently occurs. Patents were, in several
instances, refused to the complainant, and his certificates of purchase
cai^c^ed. In the case of Ostrom v. The Auditor-General of lyfichi-
p;an, which arose in the Circuit Court for the district of Michigan,
m 1842, it appeared that, out of about one hundred certificates,
fourteen were never allowed, and patents for diem had been refused;
The lands embraced in those certificates have been sold and con-
veyed in fee-simple by Michigan, by virtue of assessments on them
as the property of Ostrom, to whom the United States refused to
convey. The United States either retain the^ lands, or have con«
veyed them to third parties. These facts illustrate the principle ;
they may ^gain occur. Is not this an interference with the primary
disposal of the soil by the United States ? Itf so in any degree, die
amount of it does not afiect the argument j and if such may be the
consequence of admitting the operation of the principle, it is a con-
clusive argument against its allowance at all.
Again: Itjs provided that ^^no tax shall be imposed on lands
the property "of the United States."
Mark the phraseolosy. It is not that no tax ^all be imposed on
the mterest or estate ofthe United States m any lands, but that lands,
while they remain the property^ of the United Stat^, shall not be
taxed at all by the states. This is the plam import ofthe terms. The
auestion is dien narrowed to this: When do the lands embraced in
le public domain cease to be the property of the United States?
This qu^on, we think, has been nilly answered by the authorities
already cited.
The reasoning of the court in the case of Wilcox v. Jackson, is
strong and clear upon this question: —
<< We think it unnecessary to go mto a detailed examination of die
various acts of Congress,'* say the court, " for the purpose of show-
ing what we consicfer to be true in regard' to die pubnc lands, that
with die exception of a few cases, nothing bdt a patent passes a per-
fect and consummate tide:'' 13 Peters, 516.
AAd again: —
JANUARY TERM, 184g. 4tf
Carroll «. ^afford.
^^ A much atiomm ground, howeyer, has been taken in argument
It has beea ^^d mat the Sta]te of Illinois has a rig^t to declare bj
law, diat 9 jBtle derived from the United States, which, by their
laws, is only inchoate and imperfect, shall be deemed as perfect it
tide as if a patent had issued from the United States;, and the con-
struction of her own courts seems to five that efiect to her statute.
That state has an undoubted rig^t to legislate as she may please in
regard to the remedies to be prosecuted in Jier courts, and to r^;u-
late the disposition of the property of her citizens by descent, devise,
or alienation. But die property m question was a part of the public
domain of the United States. Confi;ress is invested by the Consti-
tution with the power of disposing of and maldnff heedful.rules and
regdations respecting it; . Uongress has declared, as we have said,
by its legislation, that in such a case as this a patent is necessary to
complete the title. But in this case no patent has issued; and, there*
fore, by &e laws of the United Sitates, the le^ tide has not passed,
but remain^ in the United States. Now, if it wei^ competent for a
state legislature to say that, notwithstanding this, the tid^ shall be
deemed.to have passed, the efiect of this would be, not^at Con*
gresQ had the pov^er of oisposing of the pubCc lands, md prescribu^
me rules and regulations conceminff that disposition, but^hat Illinois
possessed it. That would be to moke the lawsbf BUnois paramount
to those of Congress in rdation to a subject confided by the Consti-
tution to Congress only. And die practical result in mis veiy ease
would be, by force of state legidation, to take from the United States
dieir own land) against their own w31, and agamst tiieir own law&
We hold the true principle to be tiiis: that wheneyer the (question
in any court, state or federal, is, whether a tide to land which had
once been the property of the United States has passed, that questioii
must be resplyed by me laws of the United States; but that, wheiH
eyer, according to those laws, the title diall have pained, then tbat
'property, like all otiier proper^ in the state, is subject to state le-
gislation, so far as that legislation is consistent "^th the admission
Siat the tide passed and vested according to the laws of the United
States.** 13 Peters, 616, 517.
The act of Congress (15 June, 1836) admitting Michigan into the
union, is even, stronger m its terms than the ordinance ox I78T. It
is as follows:
^' Sect. 4L And b^ it fortiier enacted, that nothing in this act con-
tuned, or in the admission of the said state into the union as one of
the United States of America, upon an equal footing with the original
states in all req>ects whatever, shall be so construed or understood
as to confer upon the people, leg[islature, or other^ authorities of tike
said state of Michigan, any authority or right to interfere with the sale
by the United States, and Under their authority, of the yacant and
unsold lands within die limits of the said, state ; out that the subjejBt
(tf the public lands, and the interests which maybe given of the said
Vol. m.— 57 2f2
400 SUPREME COURT.
Carroll «. Safford.
State fherem, sh^dl be regulated by future action between Consreas,
on the part of the United States; and the said state of lUichigao
shall, m no case, and under no pretence -whatsoever, impose any
tax, assessment, or imposition of any descriptioii, upon any of the
lands of the United States within its limits."
This exemntion from' taxation of the lands of the United States,
and the prohioition of the states in which they are located to inter-
fere with their disposal, were designed, as they were calculated, to
&cilitate. their sale, and to hold out inducements to purchasers, and
enter, as one of its elements, into the price of such lands ; and as,
from the very nature of the contract of purchase, a buyer cannot pru-
dently, improve, or expend money on ihe land, before his title is
consummate. All the principles of equitjr, as well as of law, eon-
cur in securing to the citizen an exonera^on from the burdens of
State assessment, until the moment that he may be recompensed by
the'eniopaent of the profits of the land purchased, and that is, when
his title IS perfected by patent.
'The legislature of the state of Michigan illustrates this view. By
her act providing for the disposition of her university lands, she has
provided, that me land held by a certificate of purchase fipm the
state. shsJl be taxed as personal property; that such certificate ^all
enable the j)urchaser to support an action of trespass on the lands,
and entitle mm to ihe immeqiate possession thereof. Laws of Mi-
chigan, 1844, No. 68, sect. 19. And it has been decided by her
c6urts, that the holder of a certificate of purchase from the United
States cannot maintain ejectment on it. This I learn firom the my-
fession. for there are no reports published of their decisions. The
same doctrine is th^ settled law of Ohio. 1 Ohio Rep. 313. 314;
6 Ibid. 165; 7 Ibid. 151 and 252. In Illinois, the holder of certi-
ficate of purchase may Maintain ejectment, &c., by virtue of poritive
statutory enactment. Revised Laws, p. 199.
But we ^link that, independent of these statutes, the claim of the
state to tax these lands is mdefensible.
The property of the United States is* not taxable byjthe several
states.
The subjects over wnicb the sovereign power of a state extends,
are objects of taction; but those over which it does not extend, are
exempt fit)m taxation. McCuHoch v. The State of Manrland)
4 Wheat. 316, The power of legislation, and consecjuently of taxa-
tion, operates on all the persons and property belonging to the body
politic. Providence Bank v. Billings & Pitman, 4 Peters^ 563.
These prificiples exeinpt the United States ^d their properQr from
taxation by the states. See Weston et al. v. City Council of Charles-
toii/2 Peters, 449.
The exemption extends to. the lands'in'controversy, unless the in-
choate title acquired by the applicant for the purchase of them sub^
jects them to taxation.
JANUARY TERM, 1845. tfl
Carroll v. Saffor^.
There certainly is no express legislation to this effect.
How does die;case stand on general principles ? In order to piac^
it in the most un&Yoarable li^t for our argument, let the situation
of the complainant be assimilated to that of a vendee after contract,
but before deed, ^^fdio has a perfect right to a conveyance. Biefote
conveyance actually made, who is to pay taxes on the lands agreed
to be conveyed?
Taxation is a legal question. Taxes are levied against the legal
owner. Iliey are prescribed by express statutes. Legal rights are
alone looked to in me assessment and levy of taxes.
Under the old. credit system, lands wei« confessedly Exempt irom
taxation until after the patent issued. A purchaser of them, even
before the payment of tl^ ^money, was as much an equitable owner
as now. He was staled die purchaser of the land so soon as he
made the payment of twenty per cent, and received Us certificate.
JiiOok at the absurdity of the opposite doctrine: It a tax assessot
is to mquire into the equitable ri^ts and interests of parties, then
when money has been agreed to oe laid out in lands, it should be
assessed and returned as lands, and vice versoy in regard to lands
contracted to be sold.
This Yenr point arose in the case of Wilson's Execv. iappan,
6 Cond. Onio Rep. 80, 7 Hammond, 172, and it was there decided,
that the vendor was bound to payfhem; and that, if not paid, the
warranty in the deed of freedom from encumbrances would indem-
nify the vendee against them.
The patents, issued by the United States for the public lands eon-
tain the words " give and prant." These words miply a warranty.
See Gaines's Rep. 188; 7 Johns. Rep. 258 ; 8 Cowen, 36 ; 1 Coke.
384 a ; 4 Kent's Com. (ed. of 1844,) 474, and cases there cited. If
the complainant can be compelled to pay these taxes, he has a right
to be re-imbursed by the United States.
The public domam, as such, cannot be taxed by the states. The
lands of the complainant were not sevred from it until conveyed to
him by patent. After he had paid his money to the receiver on his
application to purchase the lands, he could have been ]>ersonalb as-
sessed for such sum, if he had been within the jurisdiction of Michi-
gan. His property was not diminished by such a payment ; for, if
me patent were refused, the money would be refunded. If actual
possession had been taken of the lands, inasmuch as such posse^on
IS protected by the laws of the state, its value might be the subject
of a personal tax. All this may be ffranted, and yet nothing wiH
have been conceded tending to establish the right of the state to im-
pose a tax upon the land itself, which does not constitute a charade
against the purchaser personalty, but is to be satisfied out of the
land and by a sale of it. This is the tharacter of the present tax,
and must be of any. land-tax. Such 'tax is a proceeding m ran.
It cannot be apportioned and split up, so as to sell the interest •f
m 8UPREME COPBT.
Carroll v. 8jiffor<L
the purchaser in die land, and transfer an interest in it, wilhout the
anent or co-operation of the United States, and yet not interfere
with the absolute rights of property and control belonging to the
latter.
The federal goyemment, though limited in the subjects of its
powers, is soyerei^ in their exercise ; and in all cases where its
powers are exclusiye, or where the exercise of a concurrent power
Dy a state conflicts with the beneficial and perfect exercise oi it by
the United States, the federal authority is supremew The extent of
the alle^d interference is not a question to oe ccmsidcred in deter-
mining its inyalidihr.
Tbe case of Dobbins v. Commissioner of Erie Co., 16 Peters, 436,
applies this principle to a question of taxation. It also shows clear-
ly, that this is a tax on the property assessed^ ^nd not a personal
charge, (p. 446,) and that such a tax, when it acts upon the pro-
perty or afi;ents of the United States, is entirely illegd.
Tiie public domain is exclusiydy within the control (>f the United
States, and is dsa important source of its revenue, llie ^^perfect'
execution'' of the power of its sale and man^^ement is certainly
interfered with by the acts complained of^ kad the principles estali^
liahed in the aboye case fp. 447) control die present
3. If the lands were subject to taxation to any extent by the state
of Michigan, before the execution of the patents for them, it was
not competent to assess, and tax, and sell them as the absolute pro-
perty of die complainant, and at their full y^lue, as if he owned
them in fee.
That such is the e£kct gf -the law. complained of, will not be de-
nied. That it is illegal, we thndc is already shown. The fee of the
United States cannot be diyested by the legislation of the state.
The state could only riye the purqhaser at the tax-sale an equitable
interest, for the complainant hunself had no other.
4. The case is properly cogmsable in equity, and the relief sou^iht
is appropriate.
As to the principle on which equity ekercises its jurisdiction,
there are equitable n^ts and legal rights incident to property.
Courts of law will not take notice of mere equitable rights ; they
can be enforced only in equity, and hence arises the exdusiye juris-
diction of courts of equity.
But in cases where legal rights are defined and setded by the
rules of law, then equity follows the law.
Hie ri^t to tax, and the mode of taxation, are defined by statute,
and the construction of statutes is the same at law and in equity.
In support of these principles, I refer to 1 Story's £q. 14, 15, 16,
17, 72.
Our rights, then, are setded by the law, and will be construed in
the same manner in courts of law and of equity. Indeed, is it not
manifest tbit'tfae legality or illegali^ of 'the tax must be decided in
JANUARY TERIC, 1845.
CarroU -w. SafforcL
the same way by caarts of law and eqildty? Can that be a vdid as-
seasment in equibr which is inraUd at law, wheire there can be bot
on6 legal mode of assessment in any case? Why, then, if we r^
iii>on our legal ridits, do we ask the interference of ^nity ?
We cpme for me remedy. The most important source of jup^
dicti<Hi of an equity court is that which is concurrent widi couns oC
law. Rij^hts in each court are the same, but a party is at Uberfy to
ask the aid of a court of equity to protect him in his legal rights on
account of the better remedy which results from. the modes of ad-
ministering relief in equity ; and equity will interfere in all casea
where ihe remedy at law is not plain, adequate, and complete. See
1 Stoiy, 93, 94.^ 2 Story, 155, 163; 3 Peters, 215.
When this is done, me ri^ts of parties in the subject-matter of
the litigation are construed as at law. The remed]^ is according to
equity, and it will be ^[ranted in all cases, with the simple condition,
mat a party who asks it shall do equity hiinself.
What is meant by this? Not the wild notions as to natural equity
which were suggested on the argument below; but simidy, that
where legal ana conscientious matters are mingled in the same
transaction with those of a fraudulent and illegal character, a party
shall discharge die former part of the contract oefore he wUl be re-
liered as to me latter. 1 Story's Com. 77,
This maxim has here no application, untU it be shown that a pait
of these taxes are legal and proper.
The sole pomt that is left for discussion is, as to the reasons which
render the remedy at law inadequate, and require the mterference (rf
this court. These reasons are the following:
1st. To preyent a cloud being cast oyer the complsdnant's title.
See following authorities: Coiporation of Washington v. Pratt,
8 Wheat. 682 ; Burnet v. City of Cincinnati, 3 Ohio Rep. 86 ; Gou-
yemeur v. City of New Yortc; 2 Paige, 435 ; Pettit v. Shepherd,
5 Paige Rep. 493, 501 ; Hamilton v. Cummings, 1 Johns. Ch. Rep.
517; Ward r. Ward, 2 Hayw. Rep. 226; Leigh ». Eyerhart,
Exec, 4 Munf. Rep. 380 ; Groyer v. nugel, 3 Russ. Ch. Rep. 432 ;
Harrington^s Rep. 3 ; Ostrom v. Bank of the United States, 5 Pet
Cond. 759.
2d. To ipreyent a. multiplicity of suit§ and unnecessary Utigation.
1 Story, 82, 83, 84 ; 6 Paige Rep. 88. Better for bath complainant
and the state that the matter should now be decided.
3d. To restrain public officers from doin^ an illegal act. If the
act be consummated, there may be no redress ; equity, therefore^
interferes to preyent tiie consequent failure of justice by enjoining
the act. Osborne v. Bank ot the United States ; 6 Psige, 88 ;
2 Kent, 339, note, 3d ed.
The claims of die state to tax landarin the situation of those de-
scribed in the complainant's bill are exceedingly inequitable. The
lands are not actually nor theoretically separated from the publk
4M SUPREME COURT.
Carroll o. Safford.
domain. Hie purdiaser has taken no possession of them, nor ex-
ercised any acts of • ownership over them. A tax on the unimprored
and yacant lands of non-residents is generaUy inequitable, and| at
best, oppressive and onerous. See 2 Kent's Com. 332. Just so
soon as an individual proposes to buy the lands of the United Statai,
the agents of the state nini in and fasten on it, and demand, on pain
of foneiture of the- whole of it, that he pay taxes on it for an interest
which he does not own, and which he cannot Icnow he will receive,
until, perchance, iiie land has been sold and lost
Jfarvellf for defendant
The questions of difference involved in this case are of deep im-
portance to the state of Michigan, affecting, as they do, her ri^t to
tax lands as soon as they are purchasea, and paid for, from the
United States, and obli^g her, u they should be decided adversely
to the defendant, to reiuna to individuals a large amount of money
received into her treasury from the taxation of lands so situated.
1. The first question is, ^^ whether the statutes of the state of
Michigan did, iii &ct, authorize the assessment and sale of the lands
of the complainant, and whether said statutes were intended to direct
^e assessment for taxation of lands of the United States before die
Stents for them had been executed by the ofiScers of the United
ates?'*
. The statutes of ACchiean did and do authorize the assessment,
taxation*, and sale of lanos for non-payment of the taxes, situated as
Aose of the complainant were. The lands of the complainant had,
prior to their assessment, been purchased from the United States,
and he had received the regular certificates of purchase and pay-
ment from the receiver of publid^ moneys. These lands were not, it
is believed, sold for th^ taxes, before the patents were dated and
executed. But whether they were, or not, is not material to the
ri^t decision of this cause.
The act passed by the legislative council of the territory of Michi-
gan, and approved on the 22d of April, 1833, authorizes, in its first
« section, the assessment, levy, and collection of taxes, upon the
valuation of real and personal property, to be made as prescribed in
^ subsequent sections of the same^ct.
'the 2d section directs the proper oflicers to ascertain, assess, and
make out a separate and distmct list of the lands situated in their
respective townships, " not owned by persons residing in such*
town^ip," and prescribes the manner in which the lands of non-
residents shall be described and entered in the assessment-rolls.
This is precisely the same language used with regard to the lands
owned by non-r sidents, and assessed for taxation, in the laws of
Michigan, passed by her legislature, after die became a state.
The 1401 section of the act of April 22, 1833, provides that
whenever the taxes on lands of non-residents, as well as residents^
JANUARY TERM, 1846. 4H
Carroll v. Bafford.
diall remain jonpaid for two years, the treasurer of the proper county
diall cause so much of the land charged with such taxes and inte-
rests as shall be necessai^ to pay the same, to be advertised and
sold for that purpose, givm^ at least four months' notice, in certain
public newspapers, of the tune and place of sale.
The long notice directed to be thus given, before the sale could
take place, affords conclusive evidence that the lands of non-resi-
dents living out <^ the state wer^ included m the terms and provi-
sions of the act directing the assessment, taxation, and sale of real
andpersonal estate, if the taxes were not duly paid thereon.
The succeeding section of the law prescribes the tuxie within
which, and the conditions on which, tne lands in question, thus
assessed, taxed, and sold for the' taxes, might be redeemed by the
owners.
I refer to the act of April 22, 1833, at page 88 of the Session
Laws of 1833, to be found here in the Department of State.
The laws of Michigan maJce no distinction between the lands for
which patents have notbeen^issued, and those for which they have
been issued, in providing for their assessment, taxation, and sale
for the non-payment of taxes. As soon as the lands are purbhased
of the United States, the money paid for them, and the duplicate
receipts and certificates of purchase signed, and issued by the re-
ceivers of the public moneys at the land-offices within the state, they
become, according to the invariable interpretation of the tax laws
of diat stated ana the usage in their execution, objects of assess-
ment, taxation, and sale.
An act was passed by the legislative council of Michigaii, and
u>proved December 30, 183 << making the cettificates of the pur-
chase of public lands" evidence of their possession by the persons
holding such certificates of purchase of such lands, as against any
penon or persons not having a better title than actual possession.
is act illustrates the general light in which the duplicate receipts
or certificates of the purchase of public lands, signed by the re-
ce rs, were viewed by the legislative authorities of Michigan.
The statute remains unrepealed. And I am not aware that any of
the courts of Michigan have decided, ^^that the holder of a certifi-
cate of purchase firom the United States cannot maintain ejectment
upon it.'' On the contrarjr, die very law making these certificates
evidence of possession was intended to authorize 3ie holder to main-
tain action of ejectment in any of her courts, and it expressly pro-
vides that they shall be evidence in such courts that possession is in
the person holding the certificate. And, as secretary of the legisla-
tive council when the act was passed, I remember it was maintained
in debate, that lands which had been purchased, and for which cer-
tificates of purchase firom the United States haa been issued at the
land-offices, were ^ lilwfiilly and riditly the subjects of taxation as
if the jpatents had been issued firom 9ie proper department at Wadi*
460 SUPREME COURT.
Carroll «. Bafford.
ingtoD. See the Session Laws of Mdiigan/ passed at the second
session of legislative council in 1834, pp. 88, 89.
The act of the legislature of the state of Michigan, approved
Apiil 19, 1839, makes it the duty of the severid county treasurers
to collect all non-resident tiaces assessed prior to 1838, remaining
unpaid, as if the laws under which said taxes were assessed stifl
continued in force. See Session Laws on839, pp. 168 and 1T7.
An act to regulate tax-sales for 1843 authorizes the stJe of all
lands for delinquent taxes assessed in &e.yelurs 1836, 1837, and
1838. The several county treasurers are to make the sales und^
the direction of the auditor-general. See Session Laws of Michigan
of 1843, pp. 55 and 70.
It is clear, tiien, that ^^the lands in question," belonging to the
complainant, were authorized by the statutes of Michigan to be'
assessed for taxation, and to be sold for the non-pavment of taxes.
It is equally <;lear, from the plain language or the statutes, and
from the practical interpretation put upon them by all the public
authorities of Michigan, that ^^ they were intended to direct the
assessment for taxation of lands" purchased from ^^the United
States, before the patents for them had been executed by the offi-
cers of the United States," but after the money had been paid for
them, and certificaites of purchase and payment had been receiyed
from the proper land-officer.
2. To the question, *^ whether tiie lands m question were, before
the date and execution of the patents for them, subject to taxation
at all by the state of Michigan," I answer in the affinnative.
In the case of John H. Ostrom et al. v. Charles G. Hammond,
auditor-general of the stete, tried in the Circuit Court of the United
States for the district of AGchiffan, at the June term of 1842, before
Judge Willdns, it was decided that the entr^ of public lands^ the
payment of the purchase monejr, and the certificate of the receiver,
constituted such an equitable interest and tide in the land as to
authorize its taxation by the state, and its sale for the nOn-payment
of the taxes.
At the succeeding October term of the same court. Judge McLean
presiding, the decision of the court, at the precedjne term, in the
case, of Ostrom v. Hie Auditor-GreuOTd, was confirmed, both judges
concurring in opinion.
Newspaper reports of the case have alone, as yet, been published.
But the decision must remain firesh in the memoiy of jUb. Justice
McLean of this court.
In the case of Douglas t;. Dangerfield, in the Supreme- Court of
Chip, the court stated that the n^t to tax lands witiiin the borders
of that state, before they become the property of individuals, was a
ri^t which had been exercised firom tibe earliest period of the state
e>yemment, vrith respect to all lands except tho^ belonging to the
nited States, while so held, or for a limited period afier the same
JANUARY TERM, 18«. 407
Carroll «. BafforcL
wefe lold. Hiis limited period has reference to the five years' ex-*
emptioiiy wluch die compact of admission between the United States
and Ohio secures to purchasers of public lands in that State, after
ti^er have nude their purchases. No sudi exemption is stipulated
in me compact which admitted liGchigan into the union. She has
the riffht to tax as soon as the public Umds are purchased.
Juc^e Hitchcock adds, in this same case, that ^^ if the ri^ to tax
exists, and that it does there has not been any serious question for
many years at least, it would seem to follow, that the right to collect
must also exist, althou^ in maldn^ collection it mif^t become n^
cessary to transfer to a new proprietor the thing taxed." When,
however, this question ^^does arise, it must be purely a leeal ques-
tion, to be Setded by a court of law." 10 Wilcox, Ohio Rep. 166.
See also, pp. 154, 166.
In Ohio, it is well known that lands entered and suireyed in the
military land district, have for years been, taxed, and k>ld for taxes,
before they were patented. This is stated m the report of the case of
Hennick et aL t^. Wallace, 8 Ohio Rep. 540, where the court say,
tiiat in another case, which was cited, ^^it was expi-essljr held, Hit
where lands have been entered and surveyed in the inilitary land
district, and sold for taxes before patented, that when patented, the
patentee must hold the land subject to any claim whidi a purchaser
at tax-sale may hare in conseauence of such sde." In the case of
Hennick, just referred to, the land was sold for taxes before patent-
ed, and the court said that the sale was legal, so &r as any thing
appeared to it in the case. 8 Ohio Rep. -541.
In the case of the lessee of Stuart and odiers t. Parish, Supreme
Court of Ohio, at the December term, 1833, 6 Hammond, part 1, 476,
477, Stuart purchased the tract No. 6, in the Sandusky Reserve, in
1817, and made the first payment. He afterwards took the benefit of
the e^i^t years' credit, under the laws which then prevailed. Stuart
did not complete the payment for flie land until 1830. Four years
befcNre that, the land lilis taxed. The court would not entertain the
question, whether the land was liable to taxation before patent is-
sued, but admitting the legality of the sale for taxes, said, that the
legal title of the patentee was not afifected by such rale. In other
words, the tax-title could not convey an interest to the purchaser su-
perior to that of the owner at the time of &e sale for taxes.
In Alabama, before public lands finally pass into the hands of the
purchaser by patent, tne collector may rent at auction so much as
wiU pay Ae tax, but cannot sell until the title is complete.
The Supreme Court of the United States, in the case of Bagnell
et al. V. Broderick, 13 Peters, 436, decided, that *^no doubt is en-
tertuned of the power of the states to pass laws to authorize pur-
chasers to prosecute actions of ejectment, or certificates of purclttse,
against trespassers on the lands purchased." If conflicting patents
issue, the. state courts may give effect to the better rifliit.
Vol. in.— 68 2 Q
466 SUPREME COURT.
Carroll v. Safford.
In Pennsylyania, where the consideration for the land has been
paid, a survey, though unaccompanied by a patent, gives a leiml
ri^t of entry. 3 Dall. 457.
' The authorities, then, clearly show that lands are subject to taxa-
tion by the state, on certificates of purchase, before the patent issues.
It would be very extraordinary if an individual could purchase lands
of the United States, settle, improve, and cultivate diem, on certifi-
cates of purchase, and yet, because, fix)m the nedect and delay <^
die proper department, the patents are not issued for several years,
they are exempt firom taxation, while his neighbour was compellea
to pay taxes, when he was deriving no greater advantage firom the
possession and cultivation of his land.
Lands purchased and paid for at the land-offices, are not thereat
ter the property of the United States. The United States cannot
withhold the patents, except i|i a few specified cases, as where the
sale was illegal ; where a prior sale or reservation, or a prior grant,
may have been made ; where the land had not previously been o^
fered at public sale, or where it had been directed by government to
be withheld fi*om sale. These are rare ^exceptions, and do not af-
fect or impair the general principle, that, as soon as the public land
is purchased and paid for, it becomes the property of the purchaser,
and may be sold and transferred by him, as is constantly the case, be-
fore it ispatented . If the authorities and decisions were not in favour
of the nght of the state to tax such land or certificates of purchase,
reason and common sense would demonstrate its equity and justice.
3. It follows fi-om .these views, which show that lanas are subjeet
to taxation before they are patented, that it is competent for the state
to assess, tax, and seU Uiem, as the property of the owner, as if they
had been patented.
If, from accident, or the exceptions adverted to imder the preced-
ing head, the certificates of purchase should not be matured mto pa-
tents, the purchaser at a tax-sale could not acquire a better title than
the holder of the certificate. That is his risk. But in ^e case ol
the present complainant, it is not pretended that his titles were not
perfected. On the contrary, the record brought up here alleges and
admits that the patents for his lands were isstled on the 12th of Au-
gust, 1837. And this was before the lands were sold for the taxes.
4. It is doubted whether the remedy sou^t m this case, by a bill
in eouity, is proper. In the case of Ostrom v. The Auditor-General,
mvolvinff the same principles as the case of the complainant involves,
Judge Wilkins said that the complainants had an adequate and com-
plete remedy in the state courts tor any injury they might sustain by
the sale of tlieir lands for taxes, if the taxation and sale were illegal.
And the 16th section of the act of 1789, establishing the .courts of
the United States, provides that suits in equity shall not be sustamed
in the courts of the United States, in any case where a plain, ade-
quate, and complete remedy may Be bad at law;
JANUARY TERM, 1845, 4M
Carroll v. 8&fford«
Mr. Justice McLEAN delivered the opinion of the court.
The complainant filed his bill in the Circuit Court of the United
States, in Michigan, stating that he is the owner in fee-simple of
certain lands lying in Genesee county, amounting to three thousand
five hundred, and forty-nine and seventy«one hundredths acres, and
of the value of $7500. That, in 1836, he entered these lands, paid
for them, and received from the land-office a final certificate. Pa-
tents were issued for them on the 12th of August, 1837. That the
delay in issuing the patents was not at the instance of complainant.
Before the emanation of the patents, the lands were assessecl for tax-
ation, and sold by the defendant for the taxes thus assessed. Two
{ears are allowed the owner to redeem the land by the act of
lichi^an, on the payment of the tax, charges, apd imerest, at the
rate of twenty per cent, per annum. When this bill was filed^ the
time of redemption had not expired. The bill pra^s, that the as-
sessment and sale may be declared illeg;al and void, and that the
defendant may be enjoined from conveymg the land, and other re-
lief, &c.
The case wastronsidered as on a demurrer to the bill, and on the
ar^punent, the opinion of the judges were opposed on the following
pomts: —
1. << Whether the statutes of the state of Michigan did, in fiict^
authorize the assessment and sale of the lands m question,, and
whether said statutes ^ere intended to direct the assessment for tax-
ation of lands of the United States, before the patents for them had
been executed by the officers of the United States."
2. ^^ Whether the lands in question were, before the date and ex-
ecution of the patents for them, subject to taxation at all by the state
of Michigan."
3. ^^ Whether if they were subject to taxauou oy the state, before
the execution of the patents for them, it was competent to assess,
and tax, and sell them, as the absolute property «ftne complainant,
and at tiieir full value, as if he owned them in fee."
4. '^ Whether the remedy by bill in equity, and the relief sought,
•repropen"
Tlie 1st section of th^ act of the 22d of April, 1833, of the tern-
tory of Michigan, provides, '^ that the taxes hereafter to beJevied in
ihia territory shall be assessed, levied, and paid in the manner
hereioAfler mentioned, upon a valuation of real and personal estate,"
&c.
By the 2d section the asse ors of the different districts, '* accord-
ing to the best evidence in their power," are required to make out
'^ a list or schedule of all the taxable property in the same," imd
bring the said lists or schedules toother, and jointly value ,the pro-
perty named in each, and set down in their assessment^rdll the value
of Wildings in such township, owned or possessed by any person
residing in such' township," &c. ^^ And the assessors shall ascer-
4M SUPREME COURT,
Carroll v. Safford.
tain what lands are situated in their towndiips, not owned by per-
sons residing in such townships, and shall, in their assessment-roll(^
separate firoin the assessments made the estates of non-residents, and
designate such land in the foUowinjg; manner : if the estate be a pa-
tent or tract, of land of the subdivision of which the assessors cannot
obtain correct information, they shall enter the name of the patent
or tract, if known by any particular name, without regardmg who
may be the owner thereof; and if such tract be not known or de-
signated by any particular naine, they shall state by what other land
the same is bounded j and shall seidovnii the quantity of land con-
tained therein in the proper columns for that purpose." By the
14th section, the tax, interest, and charges thereon, constitute a lien
on the land, though aliened, and unless paid within two years from
the 1st of May succeeding the assessment of such tax, the treasurer
of the proper county, after givine notice, is required to.seU the -same.
And if the person claiming title to said lands shall not pay fb the
treasurer, for the use of the purchaser, his heirs or assigns, ihe sum
paid by him for the lands, with interest at the rate of twenty per
cent, per annum, the treasurer -shall execute to the purchaser, his*
heirs or assigns, ^^ a conveyance of the lands so sold, which convey-
ance shall vest in the person or persons to whom it shall be given
an absolute estate in fee-simple,'^ ttc. ; ^ and such deed pay be
given in evidence J t nd recorded in the same manner and with like
efiect as a deed regularly acknowledged by the grantor may be
given in evidence and recorded."
It is first contended, << that the statutes of Michigan did not em-
brace the land in question, and were not intended to authorize their
assessment."
In answer to this, it may be said, that a difierent construction has
been put upon the above statutes by the authorities of the territory,
and also of the state since its admission. into the union. The prac-
tical construction of local laws is, perhaps, the best evidence of the
intention ofthe law-makers. The courts of the United States adopt
as a rule of decision the established construction of local laws. And
it cannpt be material, whether such construction has been establidied
by long[ usage or a-iudicial decision^
But mdependently of the force of usage, we think the construc-
tion is sustainable, yfhen the land' was purchased and paid for, it
was no longer the property of the United States, but of thepurchaser.
He held for it a final certificate, which could no more be cancelled
by tiie United States than a patent. It is true, if the land had been
previously sold by the United States, or reserved from sale, the cer-
tificate or patent might be recalled by the United States, as having
been issued through mistake. In this respect there is no difference
between the certificate-holder and the patentee.
It is said, the fee is not.in the purchaser, but in the United States,
until the patent shall be issued. This is so, technically, at law, but
JANUARY TERBl, 1845. 461
Carroll v. Safford.
not in equity. The land in the hands of the purchaser is real es&te,
descends to his heirs, and does not go to his executors or administra-
tors. In eyenr legal and equitable aspect it is considered as belong-
ing to the realty. Now, why cannot such property be taxed by its
proper denomination as real estate ? In the words of the statute,
<^as lands owned by non-residents." And if the name of the
owner could not be ascertained, the tract was required to be de-
scribed by its boundaries or any particular name. We can enter
tain no doubt that the construction given to this act by the authori-
ties of Michigan, in regard to the taxation of land sold by the
United States, whether patented or not, carried out the intention of
the law-making power.
But it is insisted, ' that the lands in question were not, before the
date and execution of the patents for them, subject to taxation at all
by the state of Michigan."
It i^ supposed that taxation of such lands is ^^ an mterference with
the primaiy disposition of the sdil by Congress," in violation of the
ordmance of 1787 ; and that it is ^^ a tax on the lands of the United
States," which is inhibited by tha ordinance. Now, lands which
have been sold "by the United States can in no sense be called the
propeiiy of the United States. They are no more the properhr of
the Umted States than lands patented. So far as the rights of the
Purchaser are considered, they are protected under the patent-certi-
cate as fuUy as under the patent. Suppose the officers of the ,go-
yemment had sold a tract of land, received the purchase money,
and issued a patent-certificate, can it be contended that they could
sell it again, and convey a good tide ? The^ could no more do this
than they could sell land a second time which had been previously
Eatented. When sold, the government^ until the patent sSiall issue,
olds the mere legal title for the land in trust for the purchaser ; and
any second purchaser would take the land charged with the trust
But it is supposed that because on some certificates patents may
not be issued, taxation of unpatented land is an interference '^ wi^
the primaiy diq>osition of the land." And it is said that in the
caise of Ostrom v. The Auditor-General of Michigan, before the Cir-
cuit Court in 1842, out of one hundred certificates patents were re-
fused on fourteen at them ; that those lands had been sold for taxes
and conveyed under the statutes of Mchigan 'y^ and that the United
States either retain those lands or have conveyed them to third
parties..
Michigan does not warrant the title to lands sold for taxes. The
deed, by the express words of the statute, when duly executed and
recorded, ^^ may be given in evidence in die same manner, and with
Vkt effisct, as a deed regularly acknowledged by the mntor," &c*
The government has no right to refuse a patent to a oanajide puP'
ehaser of laokl offered for ^e. But where there has been firaud, or
mistake, the patent may be withheld, and ^very purchaser at a tax-sale
2q2
4M SnPBEME C01TRT.
Carroll v. Safford.
incoxs the risk as to the validly of the tide he purchases. He
incms the same risk after the emaqation of the patent But how
this interferes with *' the primary, disposition of the public lands,''
by the United States, is not perceived. The sale for taxes is made
on the presumption diat the purchase from the gorermnent has been
b<ma fide J and if isot S(v jnade, the purchaser at the tax-sale acauires
no tiue, and consequently no embarrassment can arbe in the niture
disposition of the same land by the government.
It is known to be universally the4)ractice in the west, where lands
are purchased for a residence and cultivation, that ihe pmnch^aser
enters immediately into the possession of them. And it may also
be observed, -that -^in all the new ^tes, lands purchased of the
United States have imifimnly been held liable to be taxed before
they are patented. And, indeed, in Ohio, under the credit systeml
lands were taxed after the expiration of five years from the time of
their purchase, although they had not been paid for in fuU. There
was no compact made with Michigan, as wim Ohio, not to tax lands
sold by the United States until after the Expiration of five years from
the time of sale. The court think that the lands in question were
liable to taxation under the authorities of Michigan.
It is contended ^^ that such landb should not be taxed at their full
value, nor should they^ sold as if the claimant owned them in
fee.''
The statute does provide that the coi^veyance, under a tax-sale,
« shall vest in the purchaser aii absolute estate in fee-simple,'? &c.
Two. years and more are r^uired to elapse after the tax shall ht^
come due, before the land is liable to be solid ; and the deed is not
tQ be executed before the lapse of two years after the sale, during
which time the owner has a ri^t to redeem. This is a tardy pro*
ceeding, and gives amole time to non-residents for the payment of
their taxes, &c. The land should be estimated at its full value, as
the owner, havine paid for it, is subjected to no additional charge /or
the pbtainment of the patent Andf although the statute may pur-
port to give a higher interest in the land th^ the owne^ could con-
vey, yet it does not follow that such title is inoperative. It must at
least convey the interest which the owner has m the lands. Or it
may be that a higher interest is conveyed. But whether such a
conveyance shall take effect as in fee, under the statute, when exe-
cuted, or when the patent shall be issued, or at any time, it caimot
be necessary now to inauire. The only inquiry is, whether the land
should not be estimatea at its full value, and sold by the fMe for
the tax regulariy assessed upon it. The effect ot the title ia not
now before us for consideration. The conveyance of real estate,
whether by deed or by operation of law, is subject to the law of the
state ; and it is difficult to say that any restraint can be imposed
upon the local power on this subject. It cannot, however, conv^
a better title to the land sold for taxes than the owner of such land,
JANUARY TERM, 1845. 488
Carroll v. Safford.
to whom it stands chained, possessed at the time the taxes ^consti-
tuted a lien, or when the land was sold. Whether the legislature
may not change the character of a title, so as to make that a legal
title which before was only an equi^, is a yeiy different question.
In the case of the Lesisee of Wallace v. Semour and Renich,
7 Ohio Rep. 156, the court held ^< Uiat a purchaser at a sale for
taxes can acauire a right which can be enforced in equity, although
he has been defeated at law." But that case grew out of the pecu-
liar phraseolog/ of the statute. It was also decided that ^^ where
lands have been entered and surveyed in the military district, and
sold for taxes before patented, tlmt when patented, the patentee
should hold the land subject to any claim which a purchaser at tax-
nJe may have in consequence of such sale." And in Lessee of
Stuart V. O. Parish, 6 Ohio Rep. 477, that a purchaser of land at a
tax-sale, before a patent was issued, could not set up, in an action
of ejectment, the tax-deed against the patentee. In Douglass p.
Dangerfidd, 10 Ohio Rep. 166, the court say, in reference to taxing
lands before the patent has been issued, ^^ if the ri^t to tax exists^
and that it does tiiere has not been any serious question for many
. years at least, it would seem to follow that the ri^t to collect must
also exist"
Under the Michigan statutes, we have no doubt, the law-making
power intended to tax lands that had been entered and paid for, as
the lands in question, and that it had the power to impose the tax.
Hie nature en the title of such lands, under a tax-sale, not being
involved in the points certified, we will not further discuss.
In regard to me fourth point certified, we entertain no doubt, that,
in a proper case, relief may be' given in a court of equity. This
may be aone on die ground to prevent a cloud from bemg cast on
flie complainant's title, or to remove such cloud ; to prevent multi-
plici^ of suits, or to prevent an injurious act by a public officer, for
which the law mif ht rive no adequate redress. We tfnswer all the
questions certified in me affirmative.
4M SUPREME COURT.
JoHir LaMb and Sarah C. Lanb, wifs of thb said John, and Eii-
ZABETH Irion, an infant under twbnty-onb years, who sues bt
John Lane her next friend, Complainants and Appellants, t;.
John W. Vick, Saroeant S. Prentiss et al.. Defendants.
Newit Yiek made the ibllowing devises, riz. :
Sdly. I will and bequeath unto my beloyed wife, Elizabeth Vick, one equal share
of ail my personal estate, as is to be divided between her and all of my chil-
dren, as her own right, and at her own disposal during her natural life ; and
also, for the term of her life on earth, (he tract of land at the Open Woods on
which I now reside, or the tracts near the river, as she may choose, reserv-
ing two hundred acres however, on the upper part of the uppermost tract, to
\>e laid off in town lots at the discretion of my executrix and executors.
tdly. I will and dispose to each of my daughters, one equal proportion with my
sons and wife, of all my personal estate as they come of age or marry ; and
to my sons, sue equal part of said personal estate as they come of age, toge-
ther with all ^f my lands, all of which lands I wish to be appraised, valued,
mod divided when my son Westley arrives at the age of twen^-one years, the
said Westley having one part, and my son William having the other wri of'
the tracts unclaimed by my wife, Elizabeth ; and I bequeath to my son Newit,
■i the death of my said wife, that tract which she may prefer to occupy. I
wish it to be'distinctlv understood, that that -part of my estate which my sou
Hartwell has received shall be valued, considered as his, and as a part of his
porCioo Qf my estate.
I wish my executors, ftirthermore, to remember, that the town lots now laid oH^
and hereafcer to be laid ofl^ on the aforementioned two hundred acres of land,
should be sold to pay my'just debts, or other engagements, in' preference to
any other of my property, for the use and benefit of all my heirs.
From the provisions of the wiU it appears .not to have been the intention of the
testator to include the town lots in, the devise of his lands to his sons.
But these town lots must be soId,^aher the pajrment of debts, for the use and
beneilt of all the heirs of the testator.
The mere construction of a will by a State Court, does not, as the construetioa^
of a statute pf ti^e state, constitute a rule of decision for the courts of the
United States, a such construction by a State Court had been long acqui-
esced in, so.as to become a rule of property, this court would follow it
Tms was an appeal from the Circait Court of the United States
for the souAem district of Mississippi, sittmg as a court, of equity.
The case wad this.
In 1819, Newit yick, a citizen of the state of Mississippi, died,
leaTihg a wife and th'e foUowil^ children :
&fis.— HartwfeU Vick, JohnWesfley Vick, WiDiam Vick, Newft
HVick.
Daughters. — ^Nancy, Sarah, Maiy, Eliza, Lucy, Matilda, Aman-
da, Msotha, Emily.
The wife, however, died in 4 few minutes after her husbands
In October, 1819, the wifl pf the deceased was admitted to jno*
bate in the Orphan's Court of Warren county, and was as follows:
^^ In th^ name of God, Amen f I, Newit Vick. of Warren county;
and state of Mississippi, being of perfect mind and'memoiy, and
JANUARY TERM, 1846. 466
'ill - • —
J*ane et al. v. Viek et aL
caUing to inind the mortality of life, and knowing &at it Was ap-
pointed for all men once to die^ do make and oraain tfab mj last
will and testament, in the manner and form following, to wit :
^^ Primarily, and first of all, I give and dispose my soul into die
bands of Almighty God, who gave it, and my body, I recommend
to be buried in a Christian-like and decent manner, according to tfie
discretion of n^y executors.
<*2dly. I wul and bequeath unto m? beloved wife, Elizabedi
Vick, one equal share of all my personal estate, as is to be divided
between her and all of my children, as her own riefat,. and at het
own diq>osal during her natural life ;* and also, for Sie term of her
life on earth, the tract of land at the Open Woods on which I now
reside, or the tracts near the river, as she may choose, reserving two
hundred acres however, on the upper part of the uppermost tract,
to be laid off in town lots at the discretion of my executrix aha
executors.
*^ Sdly. I will and dispose to each of my daughters, l>ne eaual
proportion with my sons and wife, of all my personal estate as mey
come of age or marry ; and to my sons, one equal part of said per-
sonal estate as they come of age, together with all of my lands, all
of which lands I widi to be appraised, valued, and divided ^en
mv son Westley arrives at the age of twenty-one years, the ^d
Westley having one part, and my son William having; the other
part o( the tracts unclamied by my wife, Elizabeth ; and I bequeath
to my son Newit, at the death of my said wife, that tract which she
^may. prefer to occupy. I wish it to be distinctly understood, that
that part of mv estate which my son Hartwell has received diall br
valued, considered as his, and as a jpart of his portion of my estate.
^<4thly and lastly. I hereby nominate and appoint my beloved
Knfe Elizabethj my son Hartwell, and my nephew Willis B. Vick.
my sole and only executrix and executors of this my last will ana
testament. It is, however, furthermore my wish that the aforesaid
Elizabeth should keep together the whole of my property, both r^
personal, reserving ihe provisions before made, for the raismg, edu-
catinff, and benefit of the before-mentioned chUdren.
«n must be remembered, that the lot of two acres on the bank
of the river on which a saw-mill house is erected, belongs to myself,
son Hartwell, and James H. Center, when the said Center pays his
proportional part.
'^I wish my executors, furthermore, to remember, that the town
lots now laid off, and hereafter to be laid off, on the aforementioned
two hundred acres of land, should be sold to pay my just debts, ^
otiier engafi;e9ieuts, in preference to any other of mv property, for
die use anabenefit of aU my heirs, and that Jame^ H. Center ha^e
a title made to him for one lot already laid off of half an acre in
said two hundred acres, and on which he has #builded, when he
pays to my executors the sum of three hundred dollars.
Vol. in.— 69
MS SUPREME COURT,
Lane et aL v. Viek et aL
^^ In testimony whereof^ I have hereunto set niy hand and aeal,
this 22d day of August, in the year of our Lord lol9.
^^ The words interiined, ' for the use and benefit of all ngr heirs,'
before signed. Newit Vice, [sej^.]
FosTEK Cook,
Edwin Cook,
B. VkcK."
The wife being dead, Hartwell, one of the executors, yiitually
renounced the executorship, and Willis the other executor gave the
necessary bond and took out letters testamentary ; but being in bad
health, he was, with his own consent, removed. John Lane, one
of die complainants who had married Sarah, one of the daughters
of the testator, then took out letters of administration with the wUl
annexed, and filed accounts, firom time to time, until the year 1829.
when he filed his final account and was discharged. He reported
the sale of 'sixty-seyen town lots at various prices and to various
persons. The debts of the testator were all paid.
In 1831, John Westley Vick sold a portion of bis interest^ which
was subdivided by sundry mesne conveyances, and came mto the
possession <^ several holders*
In 1838, the plaintiff^ beinff residents of Louisiana and Tennes-
see, filed ^eir bill against all me ofher descendants of the testatcM*.
and claimants uiider them. It recited the &cts Above set forth, ana
proceeded thus : —
^* Your orators would further allege, that some years since the
said Willis B. Vick departed this life, and that for some years all
the executors of the last will and testament of said Newit Vide have
been deeid. Your orktors allege, that only a few lots had been laid
off ted sold by Newit Vick, 'in bis lifetime, and diat your orator,
John Lane, as administrator, with the will annexed, laid off by actual
survey the said town of Vicksburg, off of the Mmet end of the up-
permost tract, referred to in said will ; which will, as your honours
wiU parceive, directed the same to-be done. Lota and parts of lots
have been sold bom time to time by the. said administrator, and ^e
amounts of the sales implied to the payment and licjuidation of the
debt»of the said Newit Vick, until all the debts whicb he, the said
Newit ^^ck, owed, so &r as are known, have been paid off and dis-
duurffed.
"They would further, state^ that there yet remain lots and parts
a lots, and parcels of eround m said town, and on said two hundred
- acres, which are unsold, mid more especially, that part of said town
known by the nune of ^ Commons,' and ' Levee street,' which have
descended to the heirs of said Newit Vick, hereinafter mentioned.
They would further represent, that the powers of said Lane, admi-
nistrator, to seD the unsold lots, parcels of ground, as above stated
afi^resaid^ have been doubted and birought into question, which
lend^ It to him a matter of prudence and sound discretion to
JANUARY TEBBlt 1945. «T
Lane et at «. Viek et at
stop tibe sales, since the debts of Newit Viek have been paid* and
aalc &e advice of this honourable 6o\at sitdng in chancery, -who
bare ^ burden, and whos^ duty it is t exidain die nature of qU
trusts, and decree the neifoWnance of the same, to say what shall
be done with the residue of the unsold lots, and parts of lots,
commons, Leyee street, &c., in said town, and on said two hundred
acres.''
It concluded thus :—>
'< Your orators pray your honours^ upon a final hearing of this
cause, to decree a diyision and partition of the ieibresaid lots, parts
of lots, commons, uidXevee street^Tto be made between diem and
the.other heirs -of Newit Viek; and that said claimants shall be
put into possesnon.cf the part'allottedio her or them, and that ^e
defendants idiall -account for the rents and profits which they h^re
respectively received.^ Or if a partition and division of the ground
aforesaid, as abore asked for, is not, in the opinion of this honour*
able (iourt, carrying the will of the testator, Newit Viek, into full and
complete effect, according to the true intent and meaning thereof,
dieii may your honours decree and qrder the said John Luie, admi«
nistrator with the will annexed, to proceed to sell said flrounds,
upon siich terins and credits aryou may deem proper, and men dis-
tribute the money among the several clmmants, according to dieir
Spective inter^ls, ancf grant all such other relief as to justice may
ong."
Some of the defendants answer^ the bill, adinittin^ the truth ef
its statemelf% and cohcurrinr in the prayer for a division, ** among
the 9everal claimants, le^ccprdin^. to the nature and extent of them
as heirs, and also under the will of Newit Viek ;" others concurred
generally, and prayed that their parts mi^ht b?s allotted to them.
The parties maide defendants, as vendees, &c., to wit, Prentiss,
&c., demurred to the bilt; and the cause being set down for heai>
ing on this state of prei>aration, the court* in Jime, 1842, sustaii^
-die, demurrer, and (usmissed the bill.
Froin^ this' decree the complainants appealed.
Bm Hardin^ (in print,) tor ^e plaintiffs in error.
CrUUndm, fiir the defendants in error.
This is one of the cases which was argued during an unaroidable
absence of the Reporter^ and altuou§^ he & enu)led to give Mr.
Hordm'f argument, h^ tegrets^ that' he cannot fiiroish that oC Mr.
CriUenden.
HardiA, jifter sta^g the case, proceeded thus : —
From the face of the will, and also the statements of the bill^ it
aroears diat the testator owned a tract of land in the Open Woods,
a few miles from the Mississippi river, on which he resided at his
4» SUPREME COURT.
Lane et aL «. Yiek et aL
death; and also two tractsr and parcels of land, included in one sur-
vey^ on the Mississippi^ immediately below and adjoining the Wal-
nut Hills. The ianos on the Mississippi bad only been surveyed
when the testator died, and patented after his death. The second
clause in die will siyes to the.wife of the testator, << for the tenn of
her life on earth, me tract of land at the Open Woods, on which he
then readed, or the tracts near the river, as she may choose, reserv-
ing two~ hundred acres, however, on the upper part of the upper*
most .tract, to be laid off in town lots^ at the duscretion of mv execu-
trix and executors." The court will perceive that the two hundred
acres, on which the town was to be laid off, are expressly reserved
out of the devise to the wife of thje testator. In the ;;hird clause of
the will there is the following devise : ^' And to my sons, one equal
part of my said personal estate, as the]^ come of age, together with
all my lands, all of which lands I wish to be appraised, valued,
and (uvided, when mv son Westley arrives at the age of twenty-one
years ; the said Westfey having the one part, and my son William
naving the other part of my tracts unclaimed by my wife Elizabeth ;
and I bequeath to my son Newit, at the death of my said wife, the
tract she may prefer to occupy.'* The question from this clause is,
what lands were disposed of by it? I contend it is all his lands, ex-
cept the two hundr^ acres directed to be laid off into town lots,
because the objects the testator had in view in laying off the town
into lots, and selling the same for the payment ^^ of his debts and
liabilities," are utterly inconsistent and incompatible with devising
the same away to his sons. And the expression, ^' iall my lands,"
must be understood to mean, except the two hundred acres reserved
for th^ town. Should it be contended that the expression, ^^ all my
lands," will embrace the two hundred acres to be laid off into town
lots, leaving the executors power to sell so much of it as would pay
the debts of the testator : me answer to that argument is, that the
lands devised to his sons ^^ are to be appraised^ valued, find divided
when Westley arrives at the age of twen^-one irears." The time
fixed on for a division of the land would, in all probability, arrive
before the debts and liabilities of the testator would be paid off, or
even known ; for aupht the court knows or can know, on the de-
murrer, Wesdey mi^t have been, at the death of the testator,
within one or two years of twenty-one, (which was (he fact,J and
thereby leave no time, or at least not sufficient time to ascertam his
debts and pay them off, and settle all his liabilities, before '^ the
lands were to be appraised, valued, and divided." When Westley
might arrive at twenty-one years of age the persons appointed to
appraise, value, and divide the lands would not know what portion
of the lots would be required to be sold -to pay the debts. The
above reason excludes the idea that he intended to devise said lots,
or any. of tlj^em, to his sons. The whole amount of the debts of th^
testator, as settled by the coi^rt in August, 1829, was $38,704 16.
JANUARY TERM. 1845. 409
^ L«i. et aL v. YUk et ttl.
The laymg off Ifae town was a mere experim^t of the testator to
enable his executors to meet his debts and liabilities. It mig^ suc-
ceed and pf^yhis debts, and then a^ain it might faHl f^ short.
These experiments of new towns to raise funds are as uncertain and
precarious as lotteries. And he^e it never entered into the desijgn
of the. testator to will awa;^ the unsold lots, after the debts were paid,
and to fix -on a. time certain, when the power of &e executors to sell
should ceascj because it must cease *^ when appraised, valued, and
divided.'' Tbece is another argument growing out of the ^ird
clause of the will, whidi I deem conclusiTe in favour of the .position
I contend for. The testator had two tracts of land, one in the Open
Woods, and one on the Mississippi. His wife had a right firom-the
will to select which she chose for her jesidence ; but the town part
of the river tract was expressly reserved, and was not within- the
devise tocher. Suppose she had selected the river tract, then Newit,
the son of the testator, was to have that tract ^^ which she may pre-
fer to occupy ;" and Wesfl^ and William the other tract, to wit,
the Open wbods. If the wife of the testator had selected ihe river
tract, then, at her death, what would Newit Vick take ? Just what
she selected to occupy, no more or less. For if more was intended,
that is the readue ot the river tract, if she had selected it, whv with-
hold thaft-part from him until she died, when she ]}y the will had no
claim to it? It surely is not compatible with the faur exposition and
interpretation of the will to sslJj that if Mrs. Vick selected the river
tract, then Wesdev and WilUam "would be entitled to tibe Open
V/oods, and also the two, hundred acres off of the upper end of the
uppermost tract, which was laid off into town lots. Besides, West-
ley and William were to have the other part of the tracts unclaimed
by his wife Elizabeth. The construction of the will contended for
On the other side, iust amounts to this, that Westiey and William
Vick took the two hundred acres which were to be laid off in lots,
without the wife >of the testator or his son- Newit having any claim to
that part Then why use the words ^^ unclaimed by my wife Eliza-
]beth," if she had no claim from the will ? l^e word '^ unclaimed"
clearly proves that the testator ^ve no lands to Westiey and Wil-
liam, except such lands as the wife of testator had the right to claim
as her future residence, if she chose.
The last clause in the wil) has these words interlined and under^
scored, " for the use and benefit of all rty heirs." These wbrds
have no^meaning in them, if it be only intended that by the sale of
his lots 'to take the burden of the payment of bis debts off of bis
personal estate, and that in that way it would be for the benefit
of all his heirs, as all are to have an equal share of that, because
6iat would have been the effect and operation of that clause with-
out the interlineation of the above words. The clear meaning is,
the town lots are for the benefit of all my heirs. Bv adding the
word "and" before the word "for," then it would read mus:
2R
CO SUPREME COURT,
Laoe et aL v. Yick et aU
<<and fdr ^e use and benefit of all my heirs.'' The word <^and"
added would free the will fix>m all ambiguity and uncertain^, and
then the interlineation^ which was inserted with deliberation, will
have some meaning, otherwise ft has none ; all words and parts of a
will shall have some meaning, if hj an^ sensible construction of the
will the same can be done. It is certam that the interlineation wiDi
inserted after the will was wrote, and the necessity of it was suggested
upon the last reading, before signing, which shows that the testator
4eemed the iuterlin^tion e^ential to carry out his meaning. The
&ct is, it is well remembered by all present, who are yet alive, that
on the reading of his will, one of the daughters of the testator asked
him tf his daughters were to have an interest in the town lots; upon
the testator answering in die affirmative, she replied, to clear die will
of all doubt, the interlineation had better be made, which was ac-
cordingly done. I am aware that these facts are inadmissible, but at
all events the interiineation goes to show that something of the kind
did occur. There is yet another question ; the wife of the testator
died in about ten minutes after her husband, and was, firom the djBath
of the testator, until her death, incapable of making a selection of the
place of her future residence, and nev<x made any, or attempted to
make any.
If the town lots passed by the will of the testator to his sons, then
Newit Vick is entitled to one-third His adswer is a cross-bill, and
^ould have been retiuned, and, upon a final hearinj^, one-third allot-
.ted to him. 1 will Tefer the court to the laws of Mississippi, to show
that all the legitimate children inherit equal share a*- 1 diare alike,
and also to Swinbum, 20, 21, 22, 638, 639. The meaning of the
testator is all that is sought aftej: by the judges. There is another
principle of law uniyersi&y admitted to be correct, that heirs are not
to be disinherited by a doubtful construction.
Crittenden^ for defendants in error, laid down the foUo^ring pro-
positipns:
1. That (subject to an estate for life to his wife) << all" &e lands
of the testator ai^ devised to his sons, in exclusion of his dau^ters.
2. That the last clause of the will does not affect the devise to the
sons, otherwise than by cheating a charge upon the town lots for the
payment of debts, thereby exonerating and preserving the personal
estate for the use and benefit of all the parties to whom it had been
bequeathed. And those debts being paid, (as appears by confession
of the complainants,) the encumbrance is discharged, and no ground
of interest or complaint left to the complainants.
3. TIfBt if any ri^t or title, other than above supposed,' was de-
vised to the complamants, it is expressly limited and confined to the
^^town lots now laid off, and hereafter to be laid off,"- &c. By the
bill, it appears duit die lots laid off by^he testator were sold by him,
and Ait no others were thereafter laid off by the executors, to whose
JANUARY TERM. 1846. fTl
Lane et al. v. Yick et aL
discretion it was confided; so that there are no lots to which any
r^t or claim of the complainanta can attach.
4. That Lane's appomtmem as administrator was illegal and
void; and, if not, that he had no rieht to exercise the power and
discretion confided in the executors of laying off and sdling towQ
lots ; and that his laying off lots can confer no ri^t thereto upon the
comjilsdnants.
6. That the construction of the will insisted on in the Ist and 2d
of the above propositions, and the points stated in all the foregoing
propositions, have been, in substance, so decided and settled hj the
Supreme Court of the state of Mississippi, and that decision will be
regarded as conclusive in this court, according to its well established
prmciples.
On the 1st proposition, he cited 10 Wheat. 159 ; 8 Wheat 635 ;
12 Wheat. 162, 168, 169; 5 Peters, 15b; 16 Vesgr, jun., 446;
3 Mass. ^1 ; 3 Bibb, 349; 4 Johns. Ch. 365: and m support c^
ihe 5th proposition, 1 How. Miss. Rep. 379, 442; United States v.
Crosby, 7 Cranch. 116; 9 Wheat. 565; 10 Wheat 202.
Mr. Justice McLEAN delivered the opinion of the court.
This case is brou^t here bv an appeal fix)m the decree of the
Circuit. Court for tbe district of Mississippi.
The complainants under the will of Newit YiA, late of the iftate
»of Mississippi, deceased, claim certain interests in a tract of two
hundred acres of laqd, on which the town of Vicksbure is laid off.
In the bjll various proceedings are stated as to the proof of die ^I.
tiie qualification of one of the executors named in it, the death of
the executrix, and the refusal of one of tibe executors named to
qualify ; that the executor who qualified ;was afterwards removed,
ith his <
with his consent, and Lane, the complunant, appointed administra-
tor, with the will annexed ; that acting imder the will, the adminis-
trator laid off the town of "^cksburg, sold lots, and|)aid the debts
of the deceased ; that there yet remains certain parts of the above
tract undisi>osed of; and that his power as administator to sell the
unsold lots is questioned.
The defendmits are represented as being interested in the above
tract, as devisees and as purchasers^ and the complainants pray
that the court would decree a partition of the lots, conunons, and
Levee street, to be made between ihem and the other devisees of
Newit ^ck ; and tfai^ said claimants shall be put m possession, &c. ;
or diat said property may be sold, &c., as shall best comport with
the intent of the testator.
. The defendants favourable to the object of the bill answered ; the
o&ers demurred to the bill, which was sustained on tiie hearing,
and the bill was dismissed, firom which decree this ^peal was taken.
The decision of this case depends upon ^ construction of the
win of Newit Vick. It was proved the 26th of October, 1819«
478 SUPREME COURT.
Lane et aL «. Yiek et aL
Every instrument of writing should be so construed as to effectu-
ate, if practicable, the intention of the parties to it. This princq>le
Implies with pecuHar force to a wiU. Such an instrument is gene-
rally drawn in the last days of the testator, and yery often under
circumstancea un£aiyourable to a calm consideration of tiie subject-
matter of it. llie writer/ top, is frequently unslrilfu] in the use of
language, and is more of less embarrassed by the importance and
solemmty of the occasion. To expect much system or precision
of language in a writing formed under such'emef^ncies, would
seem to be unreasonable* And it is c}iiefly owing to these causes
that so many controversies aqse under wills. ^
In giving a construction to a wiU, all the parts of it ishould be
examined and compared ; and the intention of the testator must be
ascertained, not from a part, but the whole of the instrument.
By the second paragraph of the will under consideration, the
testator bequeaths to his wife one equal share of his personal pro-
perty, to bfe divided between her and her. children. TTiis would
give to his wife one-half of his personal estate. But the succeeding
paragraph Qualifies this bequest so as to give to his wife a share of
the personal property equal only to the amoimt received by each of
bis children. This shows a want of precision in the language oT
the will, and that one part of it may be explained and qualified by
another.
In the second paragraph, the testator devises to his wife^ during
her natural life, ** the tract of lai^d at the Open Woods, on which he
then resided, or the tracts near the river, as she might choose^ re^
serving two hundred acres on the upper part of the uppermost tract
to be hid off in town lots, at the discretion of hb executrix and
executors.*^
This discretion o>f Ids executrix ind executors, refeiredtb the
plan of the town, and not to the propriety of laying it offi 'The
testator had determined that a town should foe established, and re-
served for this purpose the above tract of twa hxmdred acre^, " to
be laid off in town lots;*' .
The testator next disposes of his personal property to iiiswife and
children ; and he says, *^ to my sons one eaual part of said personal .
estate as they come of age, together with all my lands, all of which
lands I wish to be appraised, valued,- and divided, when my son
Westley arrives at the age of twenty-one years ; the said Wesdey
having one part, and my Son William having the other part, of the
tracts imclaimea by my wife Elizabeth ; and I bequeatli to my son
Newit, at the death of my said wife, that tract which she may prefer
to occupy. I wish it to be distinctly understood, that that part of
my estate which my son Hartwell has received, shall be valued,
considered as his^ and as a part of his portion of my ^state.^
By &ese devises, Newit, on the death of his mother, was to have
the tract selected by her for her residence. She died, it is admitted^
JANUARY TEBM, 1646. 4T8
Lane et aL «. Viek et at
in a fiew minutes after the decease of the testator^so that no selection
of a residence was made by her. But this is not important as re-
gards the intention of the testator. What lands did he derise to his
sons Westlev and William? The answer is, the land unclaimed by
die wife of tne testator. His words are, ** Westley having one part.
and my son William baring the other part, of the tracts unclaimed
by my wife Elixabeth." But what tracts may be said to come under
the designation of ** tracts unclaimed by my wife ?^' The land
which, under the election given to her in the will, she might have
claimed as a residence, but did not
This claim by the widow was expected to be made ehortly after
the decease of the testator, as by it her future residence was to be
established. If she selected the river land, then the Open Woods
tract was to go, under the will, to Westley and William ; but if the
Open Woods tract were selected by the widow, then they were to
have the river land. This devise being of the land unclaimed by
ttie widow, presupposes her right to have claimed if in the altema-
tire under the will. It did not include the town tract, for that was
^l^ressly reserved hj the teslator from the choice of his wife. That
tUs is the proper limitation of Ae devise to W^ey and William,
seems to be .clear of doubt
To Hartwell was devised tibe tract on which he lived^ and which
was to be valued.
These are the specific devises of his lands, by the testator, to his
four sons. . The tract of two hundred acres reserved for (be town
is not affected by them. Did this tract pass to bis -sons under the
gttieral devise of hb lands to them^ in tiie third paragraph of the
will ? That point will be now examined. The words of the testa-
tor are, ** and to my sons one iequal part of said'personal estate as
tiiey come of age, together with all, of my lands, all of which lands
I vndi to be appraised) valued, and divicfed, when my son Westley
arrives at the age of twenty-one years.** The words " all of mv
lands,'* unless restricted bv words with which they stand connected,
or by senile other part of the will, cover the entire real estate of the
testator. But these words are restricted by the part of the sentence
w^h follows them, and also in other parts of tne will.
*^ All of which lands I wish to be appraised, valued, and divided,
when my son Westley arrives at the aee of twenty-one years,** fol-
low the words << all of my lands,** and diow that the tract of t^o
hundred acres was not intended to be included m this general de-
vise. Such an intention was incompatible with the reservation of
this tract for a town. In the second clause of the will are the
words, " reserving two hundred acres, however, on the upper part
of the uppermost trad, to be laid off in town lots.** Now the tes-
tator could not have intended, in the next clause, to direct that this
tract should be valued and divided among his sons. This would
be repugnant to the audiority given to his executors to lay off a
VoLTin.— 60 2e2
m BUPREME COURT,
Lane et aL «. Viek et aL
town, and would have been an abandonment of what*appeani^ from
^e last clause in the will to have been, with him, a fitvourite object
Did he intend the tract of two hundred acres should be valued and
divided among his sons, which he directed in another part of his
will to be laid off into town lots and sold by his executors? So
mat an inconsistency is not to be inferred. The eeneral devise to
bis sons, ^^ of all his lands," was limited to the lands which he di-
rected to be valued and divided among^ his sons. This cannot be
controverted, for it is in the vei; words o£ the will, leind does not
depend upon inference or construction. Tlie special fdevises to
each of his sons, which follow the general devise, also^ in. effect,
limit it. These devises cover all the real proper^, of tfie testator,
except the tovna tract, and show what he meant ^* by all his hmds."
He intended all his lands whicii he subsequently and specially de-
vised, and not the tract which,, in the wiQ, he had premusfy re-
served and afterwards disposed of.
In the next clause of the will the tester expresses his widi^ diat
die aforesaid Elizabeth should keep together the whole of his prp-
!)erty, both real and personal, (reservbg the provisions before maae,^
or the raising, educating, and benefit of the before-mentionra
children. .
These exceptions rrfer to the share of the personal property which
.each child was to receive when married, or at full age, and to die
land appropriated for the town.
We have now arrived at the last clause of the will^ under which
clause this controversy has arisen. The testator has made provision
for his wife, by giving her a life-estate in one of two tracts of land
as she might select, and an equal share, with each child, of the per-
sonal property. To his sons, in addition to his share in the person-
alty, he has given to each a portion of his real estate. He has
made no disposition of the tract reserved for a town, but pifoceeds
to do so in &e following and closing paragraph of the will.
<<I wish my executors furthermore to remember that the town
lots now laid off, and hereafter to be laid off, on the aforanentioned
two hundred acres of land, should be sold to pay my just debts, or
other enga^ments^ in preference to any other of my property for
die use and benefit of aU my heirs.''
This clause is. construed, by the appellees, to be a charse on the
two hundred acres of land for the payment of the debts of the tea-*
tator only. And that the author!^ to the executois to sell lots, is
limited to this object. That as the personal property bequeathed
to his heird wa^ first liable for the debts of the deceased, the cbaree
on this tract may well be said, in the language of the will, to Be
V for the use and benefit of all his heirs."^
Tliat there is plausibili^ in this construction is admitted. It
mav, at first, genereUy, strike the mind of the reader as rpasonablir
and just. But a closer investigation of the structure of; the paia^
JANUARY TERM, 1846. 4»
Lane et aL v. Tick et aL<
graph, and a comparison of it with other parts of the will, with the
Tiew to ascertain the intention of the testator, must, we think, lead
to a different conclusion.
If the object of the testator had been, as contended^ merely to
charge this tract with the pavn^ent of his debts, would the words,
^^for the use and benefit of all my heirs," have been inserted? The
sentence was complete- without ihet^. They add nothing to its
clearness or force. On th^ contraiy, if the intention of the testator
was to pay his debts only, by the sale of lots to be laid off, the
words are surplusa^. Iney stand in the sentence, disconnected
with other partis of it, and, consequently, are without an object.
The testator directed that the town lots should be sold to P&yhis
just debts, "in preference to any other of his property," xhis
released lus personal property, which he had bequeathed to his
children, firom all liability on account of his jiebts. And on tbe
hypotheses that he only intended to do (his, why diould the abore
words have been added. They were not carelesriy &rown into the
sentence when it was first written. From the will, it appearar they
were interlined. This shows deliberation, and &e exercise of jude;-
ment. Without this interlineation, the lots were required to be sold
to pay debts, in preference to other property, in language too clear
to oe misunderstood by any one. It coula not have been misun-
derstood, either by the testator or the writer of the will. But, as
the paragraph was first written, it (fid not caxry out the intention of
the testator. ' To efiectuate diat intent, the interlineation was made.
The words, " for the use and benefit of all my heirs," were inter-
lined. Does this mean nothing ? This deliberation and judgment?
Were these words added to a sentence perfectly clear, ana which
charged the land 'with the payment of the debts of die testafor,
^thout any object? Were they pitended ^o be words of mere
surplusage and without efiect ? Suoh an infer^ce is most unrea-
sonable. It does violence to the words themselves, and to the
circumstances under which diey were introduced. No court can
disregard these words, or the manner of their introduction.
Tlie testator was not satisfied with the direction to bis executors
to sell lots for the payment of his debts, but he adds^ " for the use
and benefit of all my heirs." By this he intended, diat the lots
should be sold for the payment of his debts, and "for the use and
benefit of all his heirs." The omission of the word <m'(f has riven
rise to tiib controversy. Had that word been inserted with the
others, no doubt could have existed on the subject. And its oini»>
sion is reasonably accounted for, by the fact of the interlineation.
On such occasions, more attention is often paid to the matter to be
introduced, &an to the word Vhich connects it with &e sentence.
That the lots should be sold ^^ for tiie use and benefit of aU his
h^eirs," after the payment of his debts, is most reasonable ; but it
cannot, with the same propriety of language, be said, that the debts
«r6 SUPREME COURT.
Lane «t aL «. Yiek et aL
of the testator ^ere to be paid ^^for the use of all his heirs." lie
word use imports a more direct benefit That the phrase was used
in this sense we cannot doubt
The clauses in the will, preceding the one which is now under
Cfonsideration have been examined, and no disposition is found in
any of them of the town tract And if it be not disposed of m
this last paragraph, after the payment of the debts, the remaining
lots or their proceeds will descend generally to the heirs of the te&-
tat6r as persona] property. The law will not disinherit the heir,.6n
a doubtml devise. But we think the. testator intended that the tract
of two hundred acres should be laid out in lots and sold, *^ for the
use and benefit of s^ his heirs," and ^^ the payment of his debts and
other engagements."
This construction of the Vill is stren^ened by its justice to all
flie parties interested. That the testator intended to give to his sons
a much larger part of his property than to his daughters, ia evident
He gave to his sons an equal share, with his dau3iters,'of his per-
sonsd property. But did he intend to cut off his daughters firom all
interest in his real estate? He could not have had the heart of a
dyine fother to have done so. He did not act unjustly to his
(Uiumters. They, equally with his sons, were devisees of the pro-
ceeds of die town bte, after the payment of all just debts and other
enga^ementjp.
It 13 insisted that tfie construction of this will has been conclu-
sively setded by^tfae Supreme Court of Missassippi, in the case of
Vick et al. v. The Mayor and Alderman of Vicksbuig, 1 How.
379.
The parties in that case were not the same as those now before
ihis court; anii that decision does not affect the interests of the
complainants here. The question before the Mississippi court ¥ras.
whether certain cirounds, within the town i>lat, had been dedicated
to public use. The construction of the will was incidental to the
inam object of the suit, and of course was not binding on any one
claiming under the will. With the matest respect, it may be pro-
per to say, that this court do not follow the state courts in their
construction of a will or any other instrument, as they do in the
construction of statutes.
Where, as in tKe case of Jackson v. Chew, 12 Wheat 167, the
construction of a will had been settled by the highest courts of the
state, and had long been acquiesce^ in as a rule of property, this
court would follow it, because it had become a rule of proper^.
The construction of a statute by the Supreme Court of a state is
followed, widiout reference to the interests it may^ affect, or the pai^
ties to the suit in which its construction was mvolved. But the
mere construction of a will by 'a state court does not, as the con-
struction of a statute o€ the state, constitute a, rule of decision for the
'Courts of tluB United States. In the case of Swifts. Tjrson, 16 Peters, l.
JANUARY TERM, 184k. 497
Lane et aL v. Yiek et aL
Die efiect of tiie 34tb stetioii of the Judiciary Act of 1789, and flia
construction of instruments by the state courts, are considered with
greater precision than is found in some of die preceding cases on
me same subject
The depree of die Circuit Court is reversed, and the cause is
remanded to that court for further proceedings.
Mr. Justice McKINLEyp
In this case I differ in opinion with the majority of the cout, not
only on the construction of the will, but upon a question of much
ffreater importance, and that is, whether the construction given to
uis will by the Supreme Court of Mississippi is not bindmg on tfus
court? I wilL proceed to the examination of thecfe questions in the
order in which! have stated them; and to bring into our view all
the provisions of the will, which dispose of the r^ estate of die tea-
tator, I will State them in the orde^ m ^diich thqr stand in the wiQ^
unccmnected with other provisions not necessary to aid in consti^uing
tiiose relating to the real estate.
After the introductorv part of the wiU, and providing for his iune-^
ral, tibe testator proceeds to di^ose of his estate thus:
^< Secondly, i will and bequeath to my beloved wife, Elizabeth
Vick, one equal share 6f all my personal estate, as is to be divided
between her and dl my childr^, as her own right, and at her own
disposal during her natural life; and also for the term of her life on
earth, the tract of land «t the Open Woods, on whidi I now remde,
or die tracts near the river, as we may choose; reserving two hun-
dred acres, however, on tlie upper part of the uppermost tract, to
be laid off in town lots, at the oiscretion of my executrix and exe>
cutors.
^^ Thirdly, I will and dispose to each of my daughters, one equal
proportion with my sons .and wif^, of all my personal estate, as
diey come of age or marry ; and to my sons one equal part of said
persoiud estate, as they come of age, togetiber with all of mv lands;
all of which lands I wish to be appraised, valued, and aivided,
when my son WesUcy arrives at the age of twenty-one years;/the
said Wesdey having one part, and m^jon-VTHliam having the otiier
part of die tracts unclaimed by my wife, Elizabeth; and f bequeadi
to my son Newit, at the death of my wUe, that tract which she may
ftef€r to occupy. I widi it to be distinctiy understood, that thai
part of my estate which my son Hartwcll has received, shall be
valued, conadered as his, and a$ part of his portion of my estate.
<^ Fourthly, It is, however, furmermore my wish that tiie afore*
said Elizabc^ should keep together the whole of my pnmerty, botii
real and personal, reserving the provisions before made ror the rai^
in^, educating, and benefit, of the before-mentioned children. I
wuli my executors, forthermore, to remember diat the town lots now
laid off, and hereafter to be laid off, on die aforementioned two hun«
478 SUPREME COURT.
^ Lane ct aL •. Vick ct at'
dred acres of land, should be sold to pay my just debts, or other en-
gagements, in preference to any other of my property, for ftie use and
benefit of all my heirs."
An inquiiy which lies at the threshold of diis investigation, is,
"what was the meaning and intention of the testator in reserving the
two hundred acres of land, " to be laid off in town lots?"
Did he intend this tract, of two hundred acres, should not pass by
his will, under the general description of ^^ all my lands?" Or did
he mean simply that it diould be reserved from the use of his wife« in
the event she selected the river tracts in j^reference to the Open
Woods tract? Or did he intend, as the majority of the court liave
decided, that it should be reserved to be sold by his executors, for
the purposes of pajdng his just debts and other engagements, %^^ and"
to increase the legacies of his dau^ters? To the last construction
there is a very material objection. The power of the executors to
sell the lots laid off, and to be laid off, on the two hundred acres, is
not absolute, but contingent. The testator did not direct that any
of his property, real or personal, should be sold for the purpose of
paying; his deots, or for any other purpose. But his meamn^ and
mtention, as manifested by the language employed, is, that if, m the
administration of his estate, it should become necessaiy to sell any
portion of it for the payment of his debts or other engagements, he
wished his executors to remember that the town lots then laid off,
and thereafter to be laid off, shouM be sold ^^in preference to any
other of Qds) property."
If the debts and other engagements could have been satkfied
without a sale of the lots, the executors would have had no power
to self them for any purpose whatever ; and the words ^ for the use
andbenejit of all my heirs," would have been inoperative for the
purpose to which they have been applied ; and the bounty, which it
IS supposed by the court a father's neart could not wiOihold from
his dau^ters^ would have been entirely defeated ; and in that event,
the interpolati6n of the word ^< and," which has been si:g>plied by
Hie court, could not have conferred on the dau^ters the lots, noor
the proceeds of the sale of them. But conceding the power to sell
the lots for the payment of the testator's debts, do the words ^^fer
the use and benefit of all my heirs," give any authority to the exe-
cutors to sell die remainder of the lots, after paymg the debts, or any
ri^t to the heirs to receive die proceeds of such sale ?
The court seem to admit, by their reasoning, ^ that these words
alone give no ri^t to the heirs to claim the proceeds, nor power to,
die executors to sell the remainder of the lots, and, therefore, thev
have supplied the word <^and," to unite the power granted to sell
.for die pavment of debts, with the words ^' for die use and benefit
of all my neirs," which, they say, completes the ridit to receive die
proceeds. If the court have the ridit to alter the will, and tfaea
give construction to it, they may make it mean what they please.
JANUARY TERM, 1845. 479
Lane et aL v. Tick et aL
But! deny the power of the court, in such a ease as this, to add die
word ^*and«" The rule & understood to be thisi: where there is a
supposed mistake .or omission, all the court has to do is to see whe-
flier it is possible to reconcile that part with the rest, and whether it
is perfectly clear, ujpon the whole scope of the will, that tihe intention
cannot stand wiui the alleged mistake or omission. Mellidi v. Mel*
lish, 4 Ves. 49. It appears to me these word? are perfectly con-
astent with the other parts of the will, an(f are by no means repug-
nant to the main intention of the testator, but perfectly consistent
therewith.
His intention, as manifested by all the provirions of die wiH, ap-
pears to be, to divide his personal estate equally among his sons and
dau^ters and his wife, and to divide all his real estate, or lands,
equdly among his sons. That he intended each son to take an equal
part of his lands, is proved by the direction to have each portion
I valued. That half of the Open Woods tract was not equal in value
to the two river tracts, excluding the two hundred acres to be laid
off into lots, is clearly proved by the will itsdf; because the testator
gives his wife her choice of the Open Woods tract, or the two tracts
on tiie river; and whichever Ae selects is, at her death, to go to
his youngest son, Newit, and the other ta be divided between his
sons Wesdey and William ; and he furtiier directs that the part
which his son Hartwdl had receiyed, shotild be valued, considered
his, and as part of his portion of the estate. Here is a clear and un-
. equivocal intention manifested to give to each son an equal portion
of his real estate; and it is as clearl;^ manifested that the q>ecific
portions riven are not equaL To maktain the construction given
to the wm by the court, the two hundred acres are excluded fix>m
the devise dt all thcf testator^s lands to his sons. And tiie question
arises, and ouAi to have been decided, how are these portions to be
e^ualued? If &e two hundred acres passed to the sons by tiie de-
vise, subject to the payment of debts, men a reasonably certain con-
tingent means was am>rded for equalizing the portions, by dividing
ana valuing the lots not sold to pay debts, to m&ke up deficiencies.
This yiewtdone is sufficient to satisfy my mind that all the lands
passed to the sons by the general words, *<all of my lands, «11 of
which lands I wish to be appraised, and yalued, and divided, when
my son Westley arrives at the age of twenty-one jrears." Can the
words ** for the use atid benefit of all my heirs," which in themselves
contaiti no positive words of ^rant, control ihe previous, positive,
and unconmtional, grant of aU his lands to flis sons? It appears to
me to be impossible to ^ve such controlling influence to such words«
upon any of the known and establisned rules of construction; ana
especialty when they admit of a different inteipretation, by whicli
tiiey would ststnd in perfect harmony with the other provuions of
tiie will.
Tbraccounts settied by .the executor, with tiie Orphans' Couit,
480 SUPREME COURT.
Lane et aL «. Vick et al>
and wiiich are part of the record exhibited in the bill of complaint,,
show that between twenty-five thousand and thirtjr thousand, dollars
of the debts of the estate were paid by the proc^ds of the cotton
crops; wUph proves diat a large portion of the personal estate con«
sisted of slaves. Is it not reasonable, therefore, to suppose the tes-
tator had in his mind the disadvantages that would result to all his
children. If he should leave his slfives liable to be sold for the pay-
ment of his debts j when he ordered the lots, which were unproduc-
tive, to be sold for that purpose^ ^^ in preference to any. other of his
propcurty '' wbidi was pr<Mluctive ? Acting upon thiis view of Us at
ndrs, is it at all surprismg that he. should have inserted in his will, even
Dy inta'lining, the words, ^^ for the, use and.b^efit of all my heirs,"
&at beinff the reason wiuch induced him to charge the debts upon
the town lots?
But putting out of view all extraneous considerationa, can the con-
struction given by die court to this part of the will be sustained upon
Srinciple? Executors have no authority to sell real '^rtate, unless
le power to sell, and the purpose of flic sale, are. expressed in
the will. Tl^erefore the court Cannot infer, firom a power expressly
.sranted to sell the estate for one purpose, a power to sell it for ano-
&er purpose not granted, Hill v. Cook, l.Ves< & Beames, 176. hk
the case undef consideration, the only authority given by the will to
sell the towii lots, .was for the payment of debts ; and there die poif er
of the executors to sdl any portion of the estate terminated. Wh^i
they bad iK>ld as many of mt lots aswere necessary to pay the debts,
tbe remainder fell into the general devise of all the lands of the tes-
tator to his sons ; and the purposes of the testator, in relation to his
real estate, were accomplished, according to his plain .intention,
i^en aU the provisions of the will are taken tpgetiier.
Tp reserve the remainder of the lots boxA the general devise, and
to ^ve effect to the hiterlined words, difierent from their plain
meaning, in die connection in which they stand with the other pn>-
vivons of the will, the court revive the exhausted power of ale,
and give capacity to all the heirs to teke the proceeds of the sale of
the remainder pi the lots, by inserting the conjunction ^^ and" be-
tween the power to sell^e lots for the payment of debts and the
interlined w^rds ; thereby changing the meaning of the whole sen-
tence. This certeinly is not constraing the will.; but it is making a
win, and givii^ this portion of the testator's estate to his dai^ters,
which he plainfy intended for, and ^ve to, his sons.
TUs will was brou^t in question before die Hi^ Court of Er-
rors and .Appeals of the state of Miissisdlppi, in die case of Vick and
others v^ The Mayor and Alderman of Vicbsburg, 1 How. Mia.
Rep. 443^ The question before diat court'was, whe^er die land in
controversy had been dedicated by Newit Vick, in his lifetime, 1o
public purposes, or passed to, and wais vested in his devisees by his
will ; and it is a part of the same land in controversy m the caise
JANUARY TEEBj I6«g. «1
Lane •! aL «. Yiek et aL
before Hiis ooart; the comt of IfisMripiH hmng concorrei^ jo-
riedictioii of the labject-matter with this tonrt^ aecided,-that the
^ole of the real estate was devised to the 8on8>of Newit Vide, de-
ceased ; and that his daughters were entided to no part of the lots,
nor any partof the proceeds of the sale of them. Accordmg to the
Constitiiticai and laws of the United States and previous decinons
of this court, I think this court Vas bound to follow the decision of
that court upon the construction of the will
the 2d section of the 3d article of the Constitution of the United
States declares, ^* The judicial power shsJl extend to all dases in
Iprw aJud eautty arising under -this Constitution, the laws of tiie United
States, and treaties made or which shall be made under their autho-
rity ; to all cases affecting ambassadoiS, other ]^ublic ministers, and
consuls; to aU cases of acuniralty and maritiBpLe jurisdiction; to con-
troversies to which the United &ates shall be a patt^ ; to controver-
sies between two. or more states, between citizens of diflferent states,
between citizens of the same state claimiiq; lands under grants ol
different states, and between a state .or tiie citisens thereof and
foreign states, citizens, or subjects." In these three letter classes
of casito, the jurisdiction of the courts of tbeUnked States is concur-
Tent with the state ^courts. In this case it originated between citi-
zens of different states, and is, therefore, concurrent with tiit eourts
of MisassippL Before the jurisdiction here conferred on the couiti
ct the Umted JStates could be exercised, it was necessary tiiev
powers and authority should be established and defined by law.
^d accordingly, by the 34th section of the act of Congress of the
24&L of September, 1789, it ia enacted^ /< That the laws of die
several statM, isxcept where the Constitution, treaties, (mt statutes of
the United States mU otherwise require or provide, shall be legaided
as rules of decision in trials at common law in tiie courts of the
United jStates, in cases where they apply." The purposes for whiah
jurisdiction was given to the courts of die United States between
Citizens of difl^nt slates in ordinaiy matters of controversy, be-
tween citizens of ^e same state daikning lands under grants from
different states, and between an alien and a citizen of a state, was to
give in each of these cases, at the option of the plaintifl^ a tribunal,
1>resumed to be free from aiqr accidental state {urejudicexur partiality,
or the trial of the cause.
And when Congress defined the powers of the courts of. the
United States, &ey directed, that the laws of the several states
should be regarded as the rules of decision in suits at common law,
in cases where they apply. And upon these principles, with few.
if. any exceptions, nas this, court acted from the commencement of
the ffovemment down to the present term of this co]irt. That thet
shomd continue so to act, is of mat importance to the peace ane
harmcmy of the people of the iMited States. If the state judicial
Vol. m.— 61 2 S
4m SUPREME COURT.
Lane et aU «. Tick et al.
tribunals establish a rule, goyeming titles to real estate, whether it
uise under statute, deed, or will, and this court establishes another
and a different rule, vri)xdi of these two rules shall prevail ? Thejr
do not operate like two equal powers in phyrics, one neiitraUziog the
ottier; but they produce a contest for success, a struggle for yic-
toiy; and in such a contest it may easily be foreseen which will
prevail.
The state courts have unlimited jurisdiction over all the persons,
and property, real and personal^ wittiin the limits of the state. And
as often asine courts of the United States have it in their power, by
their judgments, under their limited jurisdiction, to turn out of me
possession of real estate those who have been put into it by the
judgment of the highest court of appellate jurisdiction of the state,
so often tiiat possession will be restored by the same judicia} state
power. To avert such a contest, arid in obedience to the act of
Congress before referred to, this court have lai4 it down, in many
cases, as a sound and necessaiy rule, that they should follow the
state decisions establishing rules and regulating titles to real estate.
And in the foUowing cases they have applied the rule to the
construction of wills, devising real estate. In Jackson v. Chew,
12 Wheat. 162, the jirinciple is folly maintained. In that case the
court say, " The inquiiy is very much narrowed by Applying the rule
which has uniformly governed this court, that where any principle
of law, establishing a rule of real property, has been settled in the
state courts, the same rule will be applied by this court, that would
be establidied by the state tribunals. This is a principle so obvi-
ously just, and so indispensably necessary under our system of go-
vernment, that it cannot be lost sight of." The question in that
case arose upon the construction of a will devising land in New
York. In the case of Henderson and wife v. GriflSn, 5 Peters, 154,
the court say, ^^ The opinion (rf* the court m the rase of Kennedy v.
Marsh was an able one ; it was the judicid construction of the will
of Mr. Laurens, accordmg to their view oTthe rules of the common
law in that state, as a rule of property, and comes within .the princi-
ple adopted in Jackson t. Chew, 12 Wheat. 153, 167." These
cases are in strict conformity with the 34th section of the act of the
24th September, 1789, above referred to.
There are many other decisions of Ciis court api)licable to this
case ; some of them have followed a single decision of a State
court, where it settled a rule of real propei^. And at the present
tton of this court, in the case of Carroll v. SafTord, t]:easurer, &c.,
it was held, that -it was not material whether it had been settled b^
fre(}uent decisions, or a sin^e case. From these authorities, it is'
plam, die jurisdiction of this court is not' wholly concurrent in this
case widi tiie Supreme Court of Mississippi ; but in power of judg-
ment it is subordmate to that court, and, therefore, me construction
JANUARY TERM, 1846.
Bla^k et aL «. Zaeharit & Co.
giren by that court to the will ooj^t to hare been die nile o£ con*
structioD for this court.
Mr. Chief Justice Tanst concurred in die opinion of Mr. Justice
McKlNUY.*
FnAMCii C Black aho Jajui Chapxan, Plaintifps in buor, v. J. W*
ZifiilABlK ^ C0.y DbFCNDAMTS.
When a ereditor, iresidiiiff in Lonisiana, drew biUs of dkchange npon Ips debtor,
residing in Sonth Carmina, which hiUs were negotiated to a third person and
accepted by the'drawee» the creditor had no right to lav an attachment npon
the property of the debtor, until the bills had become dne, were dishonoored,
and tatoi ap by the dcawer.
By the drawing of the bills a new credit was extended to the debtor for the time
to which they ran.
The laws of Louisiana, allowing attachments for debts not yet dne, relate only
to absconding debtbrs, and do net embrace a case like the above.
The legal title to stock held in corporations situated in Louisiana, does not past
under a general assignment of property, until the transfer is completed in the
mode pointed out by the laws of Louisiana, regulating those corporations.
But the equitable title will pass, if the assignment be sufficient to transfer it by
the laws of the state iu which the assignor resides, and if the laws of tho
state where the corporations exist do not prohibit the assignment of equitable
interests in stock. 8uch an assignment will bind all persons who have
notice of it.
The laws of Lomsiana do not prohibit the assignment of equitable interests in
the slate It' residents of other states.
Personal property has no locali^. The law of the owner's domicil is to deter-
mine the validity of the transferor alienation thereof^ unless there is some
positive or customary law of the country where it is found to the contrary.
This case was brought up by writ of error from the Circuit Court
of the United States for East Louisiana.
It was an attachment issued originally by the Commercial Court
of New Orleans, (a state court,| against tne goods and chattels,
lands and tenements, ri^ts and moneys, effects and credits, of
Black, at the inMance of Zacharie & Co., and removed, on die pe*
tition of Black, into the Circuit Court ot the United States.
Black resided in Charleston, South Carolina, and Zacharie & Co.
in New Orleans.
In 1837, Black was the owner of five hundred shares of the
capital stock of the New Orieans Gas li^t and Banking Company,
and six hundred shares of the CarroUton Bai^k of New Orleans.
On the 31st of May, in that year, he assigned to the Bank at Soudi
• On the trial of this case, Mr. Justice Sroav was absent ; (bur of the jadgeft»
dMvefore, ruled the decision.
484 SUPREME COURT.
BUek et aL «. Zaakaric A C«w
CaioliDa, 93 teeuritj for a loaii, hk ahares is the Gas U^ asd
Bankii^ Company, with power to sefl, if nrrcnuij
The mares m the CarroUtcm Bank were mor^pieed to tbat bank.
Zacharie & Co. and Black were in comBiindai eorreflpondence
torn 1835 to 1840, and a number of letters were inserted in die '
record. The point of law, howerer, whi^ was baaed upon those
letters, having been decided by the court bdow, and the ^^fjgJAn
not except^ to, it is mmecesBuy to recite tteir contents.
In die eariy part of 1841, Zu^harie &. Co. di^pped to Black a
csi^ of sogpr and molasses, which was sold finnn time to time,
hegmning widi Jannaiy the 25di, uid ending w^ April 9di, part^
for caah aqd parthr o* time.
The following oOls of exdumge were drawn Iby Zachaiie It Co.,
oonadc:
February 17d^ at sixty days after nght, $1500 00
FebruaIyl8d^ " " " 1500 00
Februaiy 24d^ ^ " " . 2000 00
Mareh 1st, < '< ^ 2000 00
April 1st, " " " 1088r26
lliey were all drawn in &your of Alexander McDonald, and ac-
cepted by Black. The two first M due ea the same day, vis. : on
die aOdi April, 1841, and were protested.
On the 15th April, 1841, Black executed a power of attorney,
q>pointing die cashier of the Gas li^t and Banking Company ma
agent, to transfer the five hundred shues ot stock sfandii^ in his
nauMTto the Bank of South Caroliifa.
On the 16th of April, 1841 , this powa was forwarded by the
Bank of South Carolina to the cashier of the Gas Light and Bank*
ing Company, with a request that the transfer mig^t m imme<iiately
made, and a new certificate issued.
On the 28th of April, 1841, Black made a general asagnmoit of
aU IttB property to James Chapman, for the benCTtcrf* all his creditors,
mentioning particularly the fiye hundred diares of stock in the Gas
L^^ and Banking Company, subject to the .mortgage before-men-^
tionedlo the Bank of South Carolina, and die six hundred flhares
in the Carrollton Bank, subject to a mortgage to the CarroDtonBank.
These mortgages the trustee was directed to pay off, and diyide die
surplus amongst die creditors named in a schedule annexed to the
deed, including Zacharie & Co.
On the same day Black addressed a letter to Zacharie & Co., in-
forming them of what he had done, and that he had sent the assign-
ment to Messrs. J. H. Leyerich & Co. He said also—
Your two drafts, $1,500 each, Ml due on the 30di inst
Your one draft, $2,000, fells due on the 7th May.
Your one draft, $2,000, foils due on the 3d June.
Your one draft, $1^088, falk due on the 14th June.
On die 4di of May, 1841, Zacharie & Co. filed an affidayit for
JANUARY TERM, 1646. «6
BUek et aL v. Zacharie St Co.
the purpose of obtaining from the Commercial Court of New Or-
leans, as before stated, an attachment against the goods and credits
of ^lack. The necessary bond was giyen, and the attachment laid
in the hands of the CarroUton Bank, and of the Gas Li^t and
Bankine Company.
On the 5th of May, 1841, Zacharie & Co. addressed to Black a
letter, frt)m which the following is an extract:
<^Fbajb^»8C. Black, Esq. .
<<D£AR SiR>— YouiB of &e 28th idtimo came to hand yesterday
mominfi; at the opening of the piast-office, and immediately after die
shock the writer experienced, he called on our attorney, and in less
than ten minutes we had an attachment levied on your stocks, both
of the CarroUton and Gas Banks, and am happy to say that our at-
torney assures us that we hare succeeded it m spite of our. assign-
ment, which is worthless in our state, particularly as no transfer nad
taken* place on the books of the bank ; this course w« feel satisfied
you must approve of, as it certamly will relieve you &om the very
unhappy and truly inevitable dilemma of throwing upon vour friendf,
who to serve you has, without c<)mpensation, accepted ior your ac*
commodation u{>wards of $3000, a loss to that amount. A neglect
to provide for this sacred and confidentitd debt, you could not be
sustained in by your best friend ; and mdeed we cannot but beUeve
you will be happy to learn the course we have pursiied, and we now
hope that your assignee will urge a decision as soon as practicable^
as it is useless to procrastinate the matter longer than necessary."
On the 6th of May, 1841, J. H. Leyerich addressed letters to the
Cashier of the CarroUton Bank, and of the Gas Li^t and Banking
Company, requesting them to transfer the stock in their respective
institutions, standing in the name of Blaqk, to Chapman, his as-
signee ; to which the foUowing answers were returned :
** Gas Light and Banking Company^
"JVw Orhms, May 6tt, 1841,
^* Messrs. James H. Leverich & Co.
" Gentlebcem ; — ^In answer to jrour note of this date, I have to
say, that, on the 22d ult. I received a letter from J. Chapman,
cainner of the Bank of South Carolina, covering a certificate of five
hundred shares of the stock of this institution, m fiivour of Francis^
C. Black, together with a power firom said Black to me to transfer
tiie stock to me Bade of Sfouth Carolina ; that said power being not
considered sufficiently formal, (although it might be thought so by
persons less ri^d than myself in matters of the kind,) was returned
to the Bank of South Carolina, witii the remark, that upon another
beinff furnished in conformity with corrections which were stated on
tiie lace of the one returned; the desired certificate would be trans-
mitted.
** On the 4th inst. a notice of seizure, of all effects or property
tS said Black, in this bank, under an attachment was served ; con-
282
SUPREME COURT.
Black et aL «. Zacharie A Co.
aequently, under aD these circumstances, we cannot consent to the
transfer requested in your note, but must hold the stock, subject to
die decision of the courts.
<' Req>ectfuUT, your obedient servant,
(Signed) " J. W. Housiof, Cashier.*'
^^ CarroUUm Banky
<' JVeto Orleam, 1th May, 1841.
« GENTLEBCi3i: — ^Tour application, of date 5th inst., to transfer
six hundred shares and stock, standing in the name of F. C. Blac]^,
by virtue of a power from James Chapman as his assign^ is noted.
Ine transfer cannot b^ allowed, because that said stock has been
attached at the suit of J. W« Zacharie &. Co., served on die 4th
inst.« and also for the reason that said stock is pledged to this bank
for a stock loan. « Very respectfiiDy,
(Signed) "^Johk Nicholson, Cashier.
'* Messrs. J. H. Lcverich & Co., New Orleans."
On the day when the attachment wa'i issued, the court appointed
counsel to represent die absent defendant, and on the 12tfa June,
1841, that counsel filed an answer on behalf of Black, but without
instructions from him.
On the 19th of November, IMl, Black, filed a petition prmng
that the cause mi^t be removed into the Circmt Court of the
United States, and it was accojding|lv removed.
On the 7th of December, 1841, Black prayed oyer of the bills
of exchanee, and Chapman filed a petition of mtervention, in which
he set forth die assignment to him by Black on the 28th of April,
claimed the shares of stock in consequence thereof, and prayed that
die attachment might be dissolted. Zacharie & Co.^ appeared to
the intervention, and denied all the allegations in the petition except
that the stock had been attached and the case removed.
The notes were filed in conformity ^rtth the pirayer for oyer.
On the 28th of December, 1841, Black filed the following ex-
ceptions and answer :
"And now mto the ninth Circuit Court of the United States, (ox
the eastern district of Louisiana, comes Francis C. Black, the de-
fi?ndant In said suit, by his attorneys, and excepts, to the order and
writ of attachment granted tfaerem, to the petition and the demand
therein made, and for cause of exception, avers that at the institu-
tion of said suit the plaintiffs therein had no cause of action what*
ever against this defendant, and that no debt was at the date of said
suit due by defendant to said plaintiflf, all of which is apparent by
the petition of said plaintiff, and the account and bills of exchange
annexed and referred to ; wherefore defendant prays that said writ
of attachment be set aside and dismissed, and that said suit be dis-
missed.
^But if the said exception be overruled^ then this defendant an^
JANUARY TERM, 1846> «T
Black et a), v. Zaeharie A Co.
swers to said suit, and denies all and singular the allegations in
plaintifls' petition contained, and denies specially being indebted
to said plaintifis as alleged in said-petition; and defendant fiuther
pleads uiat the bank*stock attached in this case was not, at the date
of said attachment, the propeitjr of defendant^ or liable to be attached
for any debt by him owing, and that the said stock was then the
property of James Chapman of South Carolina, Who became the
owner thereof under a trust-deed for the benefit of all the creditors
bf drfendant without distu^ption, executed in Charleston, South
Carolina, on the 28th April, 1841, and that said stock was delivered
to said Chapman before the issuing of the attachment in this case.
Defendant furdier shows that the said trust-deed was executed in
due form of law in South Carolina, where defendant resides, and
tiiat &e same is effectual to pass the said stocks both in said state
"^^ere it was»executed and in this stat&; and that before the attach-
ment in this case^the plaintifis were notified of said assignment, and
that the Gras Baidc and the CarroUton Bank were also notified of
said assignment imniediately after the execution thereof. Wherefore
defendant prays that plaintifis' demand be dismissed.''
On. the 13tn of January, 1842, the court overruled diese excep-
tions.
In March, 1842, the cause came on for trial, when the juiy on
the 5th of March found a verdict for the plaintiffs Zaeharie & Co.
against the defendant, Black, for the sum of $8000.
. A motion for a new trial was made^ but overruled.
Before statuag the bSls of exception which were taken on the
trial, it is proper to mention that the depositions of three members
of the bar of South Carolina were read in evidence tp show what
the law was in that state. The following is an extract firom that of
J. li. Pettigru.
" That he, the witness, knows that the said Francis C. Black im-
. mediately advised the plaintifis in this cause of his assignment, and
that, in consequence thereof, they laid their attachment for he, the
witness, has seen the letter cX the said Francis C. Black to the said
J. W. Zaeharie, and the answer to it, and he advised the assinee.
as well as Mr. Black, to inform all the creditors immediately of
yrhat has been done. But by the law and usage of South Carouna,
no act of the cntui que truit^ or creditor in wl^se fietvour an assign-
ment is made, is necessary either to entitle &em to the benefit of
its provisions, or give validity to the deed ; and that the assizor
and assignee were advised oy the' witness to give the creditors
notice, because, in a business point of view, it is right and proper
ahraysto inform a correspondent or creditor of fliat which concerns
his interest ; and because, by an act of Assembly of this state, fsta*
tutes of Soudi Carolina, vol. 6, p. 365,) it is made the duty or an
assignee to call the creditors together within ten days after me exe-
cution of the assignment, to' i^point agents on their part, equal in
4BB SUPREME COURT.
Black et aL v. Zaeharie A Co.
nmnber to the asagnee, with equal authority in the execution of the
trust ; but if the assignee neglects his duty, the deed is not hereby
invalidated, but the creditors may appoint their agents, and take
the whole property out of the hands of the assignee, and apply the
same according to the provisions of the deed.
^^ And the witness says that he has practised in the Courts of
South Carolina for nearly twenty-nine years as a solicitor and coun-
sellor; and he deems himself ^qualified to etpress^an-opinion on ibe
law of South Carolina. That, by the common law, as known and
administrated in South Carolina, an assignment completely diverts
the property fix>m the execution of the deed, so that it cannot be
questioned by the assignee himself, and, if free from fraud, cannot
be questioned by his creditors or anybody else, and that thourii
such assignment be made abroad, it passes the property of &
debtor in South Carolina from the instant of its execution, and no
subsequent attachment can disturb the right of the assignee. That
this })rincip]e was denied as long ago as the year 1816, in the case
of Prime v. Yates, Treadway, 770. That the distinction between
an assignment of ^e party and one by operation of law, was taken
and recognised in Topham v. Chapman, 1 Constitutional Report,
283, decided in the year 1817. That this decision was followed in
Brown v. Minis, 1 McCord's Rep. 106, though the point £bere was
not considered one of any difficulty, ^e controversy in &at case
turning on other questions involved. But the very question be-
tween an assignment of property in South Carolina, executed in
New York, in trust for creditors, and an attachment laid on the pro-
perty of the assignor in South Carolina after the date of the assign-
ment, was raised in West v. Tapper, in the year 1829i, and was
decided in favour of the assigniAent, in which case his honour. Judge
Gilchrist, of the United States Court, then at the bar, was of coun-
sel for West, the assignee : see f Buley, .193. That the question
was made again in Green v. Maury, decided in the year i83l,
and again decided that a bona fide assignment in trust tor creditors
(&ough made out of the state, and of the property withm the state,)
takes precedence of a subsequent attachment. That since that time
the pomt has not, as far as witness knows, been questioned, although
property to an immense amount has been passed by such ass^n-
ments, and so well settled is the law on the subject, &at if tiie situ-
ation of these parties was revera^, and the plaintifis, by aiona^^cb
assignment in Louisiana, had conveyed their property in Soufii Ca-
rolina, whether consisting of real or personal estate, or choses in
action for the payment of debts, no lawyer of reputation could be
found to advise a creditor in this state to attempt to take the pro*
perbr by a subsequent execution or attachment. That in the case
of tiSe assignment of stocks, though they can only be transferred on
die books of the bank itsefr, yet the asagnee would be entitied to
call for a transfer, and no cremtor by any attachment subsequent tQ
JANUARY TERM, 1846.
Black et al. v, 2teharie A Coi.
die deed of assignment could prevent the assignee from taldns; the
stocks, and disposing of them according to the trusts of the aeed,
and that in the decision of the question, it is perfectly immaterial
whether the assignee be in actual possession of the property assigned
when such property is capable of manual delivery, or whether the
transfer be completed on the books of the bank when the proper^
is of such a nature as to require such transfer, for in all cases the
ri^t of ph)perty i> in the assignee from the dilte of the deed, and
there is^nothm^ for the attachment to act upon.
Mr. McCraoy says, << that he has read the denosition o( Mr. Pet*
tigru, and concurs fully in the opinion expressed by him.''
Mr. Henry Bailey also concurs, and adds, ^^that no assent or
other act on the part of the assignee, or cestui que trusty is necessary
to eive validity to an assignment for the benefit of creditors, unless
suoi assent or act is made a condition pecedent by the express
provisions of the deed ofassignment, in whiCh case the conventional
law of the parties supersedes the general law of the land; thst the
assignment takes e£(ect frt)m its execution, and although executed
in a forei^ country, prevails over a subsequent attachment or as-
signment m Soutii Carolina; that this principle applies only to
voluntary assignments by the debtor, and not to' assignments by
operation of the foreign laws of a country, such as the bankrupt "law
of England ; that the cases cited by Mr. Pettieru in bis foregoing de«
position are of unouestionabl^ authority in §outh Carolina, two of
which were reported by this witness when he held the office of State
Reporter ; that the same principles have been recognised in various
adjudications mnce, and are umvennJly regarded by the bar of this
state as settled and frinuliar law."
The foUowing are the bills of exceptions to &e rulmg of the Court
upon the triiil :
^^Be it known, that on the trial of diis case the plaintifls offered
in evidence the following bills of exchange, to wit:
One of 17th February, protested 30th April, 1841, $1500 00
One of 18th February, protested 30th April, 1841, 1600 00
One of 24th February, protested 7th May, 1841, 2000 00
One of 24th Mdrch, protested 3d June, 1841, 2000 00
One of Ist April, protested J4th June, 1841, 1088 26
" And before said drafts were offered in evidence, it was proved
by the testimony of a witness, that each of said drafts had been
negotiated by the plaintiffs ; that the two drafts of $1500 ^ch were
returned under protest, and taken up by the nlaintiffs on the 7di
May, 1841 ; the draft of $2000, protested on the 7tb May, was
returned and taken ud on the 17th May, 1841 ; the draft for $2000,
protested on the 3d June, 1841, was returned and taken up on the
10th June, 1841 ; and the draft for $1088 26 was returned and
taken up by the plaintiffs on the 30th June, 1841. And before &e
said drafts were offered in evidence, the said plaintiff also intro-
YoL- m.— 62
480 SUPREME COORT.
Black et al. v. Zacharie & Co.
duced theaoeeuAt sal^-mstfked ^ A^' &e ktter o£ the defendant
on file, of date the 28th April, 1841 ; and the deed of assignment
executed in Charleston on 28th April, 1841. All of which, to wit*
the said bills of exchange, the account sales marked ' A,' the saia
letter, and the said assignment, are prayed to be taken as a part of
the bill of exceptions ; and the counsel' for the defendant thereupon
objected to the said bills of exchange as evidence in this case, and
denied the plaintifis the rigbt-ta -present them to the jury, on the
Sound that by said bills of exchange, and said testimony connected
erewith, it tally appeared that the indel)tedness of defendant to
pls^tiff^ thus attes^ted to be. proved, arose after the institution of
this suity an4 said-^ills were, consequently, no evidence in this
cause ; but the said objection was overruled, and the plainti£& were
permitted to present the said drafts and protests to the jury as evi*
dence, and the defendant's counsel thereupon took this bill of ex-
ceptions. The plaintiff's petition and the account cument annexed
thereto had, before &e said bills were offered, been read to the jury
as pleadings, but not as evidence.
"Theo. H. McCaleb, [seal.]'*
A -great number of lexers were then given in evidence, and made
a part of the exception. Some of them have been already quoted ;
those which have not, were intended to show an agreement between
Zacharie & Co. and Black, that the former should hold the stock a^
security for advances which they alleged themselves to have made
to Black. But the court, by granting the mndi piwer asked by the
intervener, decided this point against Zacharie & Co., whose coun-
sel did not except to the opinion of die court. The papers, there-
fore, need not be further noticed.
l^e defendant. Black, and the intervener. Chapman, offered se-'
parate prayers to the court, viz. :
The defendant pra^s the following instructions to the iurv :
" 1. That the drawing, negotiation, and acceptance of bills of ex-
change operate a complete transfer of the funds of the drawer in the
hands of the acceptor, up to the amount of the bills so dx^wn and
accepted.
** 2. That after the negotiation and acceptance of such bills, the
drawer ceases to be a creditor of the acceptor for the amount
thereof, and has no right of action agsunst the acceptor for jaid
amount.
<< 3. That tfae-plaintiff 's account annexed to this petition, in which
the proceeds of sura* and certain advances are charged on one side,
and certain bUls of exchange are credited on the other, is; an admis-
sion that said proceeds and advances constituted the fimal
againdt which said bills were <irawn.
*^ 4. That if the jury believe, firom the evidence before them, that
such bills have been drawn, negotiated, and accepted, the said
drawing, negotiation, and acceptance transferred to the payee of said
JANUARY TERM, 1846. 401
Black et aL «. Zacharie 4d Co.
bills so much of the said fund against which they were drawn as is
represented by said bills.*
" 5. That if the jury believe, from the evidence before them, that
at the date of the institution of this suit the plaintiffs had drawn and
negotiated such bills, and were not then the holders thereof, then the
t'urv must reject from the plaintifls' demand the amoimt of said
»ills, althou^ it should have been proved that subsequently to the
institution of this suit, to wit, upon the return of said bills under
protest, the pkuntifis took up the same, and became the owners
thereof.
"6. That a suit upon an account, the items of which consstof the
amounts of certain bills of exchange, and that a suit upon such bills,
cannot be maintained, unless the plaintiff in the suit is the holder
of the bill at the date of the institution of his suit."
The intervener pr^s the following instructions :
*^ 1. That a bona fide assignment of property bv a debtor for the
equal benefit of all his creditors is not i^dawfui, but is highly fa-
voured by the law.
^ " 2. That the law presumes an assent of creditors to such an as-
signment, unless their dissent is proved, and that the creditors who
assent acquire, from the date of the assignment, an interest in the
property which cannot be destroyed by a subsequent attachment of
■ any sinde creditor.
^^3. That.from the date of the assignment the title of the assignor
is divested, and the property assigned and delivered is not liable to
attachment forliis debts, and tiiat bank stocks are incorporeal ri^ts,
the deriving of which passes by the delivery of die title or act of
transfer.
^^ 4. That if the certificates of die stocks are not m the possession
of the owner, but in the possession of other persons, to whom he has
pledged them, said owner may make a valid transfer, and an effec*
tual and complete delivery of such stock, by delivering to the ven-
dee or assignee a written tide to the same, and that such title passes
all the mterest of the assignor. .
^' 5. That the provisions in the charters of the Carrollton and Gras
Banks, to the purport that die transfer of stocks in those banks shall
not be efiectusd or valid, tmtil entered upon the books of the banks,
are introduced solely for the protection of the interests of said cop-
Eorati6ns, and for purposes connected vrith the elections thereof;
ut that said provisions do not in any wise alter or affect the general
laws touching the delivery of incorporeal ri^ts or stocks m said
banks.
<< 6. That a sale or assignment of stocks in said banks, and the de-
livering of the tide to the same, makes the assignee or vendee the
owner of the same, although the transfer shoulcf not have been eiH
tered upon the books of the bank, subject only to such ri^ts or
equities as said banks themselves may have or possess upon said
^1 SUPBEME COURT,
Black et aL «• Zacharie A €0.
stocks, and that die vendee or assignee may force the bank to enter
such transfer upon^dieir books.
^ 7. That if the juiy belicTe, from the endence before them, and
especially from the act of assignment, and the depositicais of wit«
n^sses taken m CWleston, South Carolina, on file and offered in
evidence, that on the 28th day of April, 1^1, the defendant, being
domiciliated in the state of South Carolina, and being indebted to
sundry persons in the amount stated in said depositions, and bdng
the owner of the six hundred and sixty shares of the stock (rf* the
CarroUton Bank, and five hundred shares of the stock of the Gas
Bank, executed and delivered to the intervener a deed of assign-
ment of said stocks honafide^ and for the benefit of all his creditors. ;
that said stock was, after said date, attached by the plaintifis; tfiat
no creditor is shown to have objected to said tranoer, except the
plaintiffs ; that other creditors are proved to have excepted ; tiiat &e
certificates of said stock were not, on the date- aforesaid, in posses-
sion of said defendant, by reason of his having pledged them re-
spectively to the Bank of South Carolina and tte Carrollton Bank;
that Ihei} the delivery of said deed of assignment constituted a com-
Jlete and legd delivery of said stocks to the mtervenor for the bene-
t aforesaid ; and the jury must find for the said intervener.
^^8. That if the jury believe, firom the evidence, and especially
firom the letter of the plaintifis of date the &th May, 1841, on.file,
that the plaintiff bad been notified of the assignment made as afore-
md, and thereupon and afterwards levied an attachment, then that
such attadmient was invalid, and cannot be sustained.
<< 9. That the letters of I . C. Black, dated at Charleston, South
Carolina, on the 11th January, 1837, and at Macon, Georgia, on
the 13th May, 1837, on file and in evidence, do not in law amount
to a contract, agreement, or understanding that the stock of the
Carrollton Buik should be held by plaintiffs as a security or pledge
for the debt claimed l)y the plaintiffs in this suit, and mat no such
agreement between the defendant and plaintiff (if the jury believe
that an^ such agreement existed) can avail in law against the inter-
vener m this case, representing the other creditors, unless the
juiy find from the evidence that such i^reement was made in the
form of a pledge, as prescribed in act 3125 of the Civil Code of
Louisiana.^'
And i^erwards, to wit, on the 5th March, 1842, the following
bill of excejltions was fi! . J :
^^ Be itlmown, that on the trial of this case, and after the argument,
the counsel of defendant and the intervener prayed the in^^ctions
of the court to the jury, to the purport of the written requert on file,
numbered fit>m 1 to 6 for the defendant, and from number No. 1 to
9 for the intervenor ; and the coUrt having granted and given to the
jury all the instructions prayed for, except mose designated as Nos.
3, 4, 5, 6, and 7, prayed by the intervenor; and the court refiised
JANUARY TERM, 1846.
Black et aL «. Zacharie & Co.
to gire the said charges as demanded, but gave them ^th the qua-
lificatioiii as to all said instructiions, ^at the delivery of the stock
was not complete, and did not pass to the assignee, uiiless the trans-
fer was entered upon the books of the bank; and that the laws of
Louisiana alone, and not the laws of South Carolina, or the gweral
commercial law of the United States, were to be regarded in the de-
cision of this suit ; to which qualification the counsd of the inter-
Tenor takes this bUl of exceptions, and prays that said instructionSy
as prayed for, be taken ^ a part thereof."
On the 24th of March, 1842, Black prayed that a writ of error.be
allowed; and tendered a bond, with James H.' Lev^mch & Co.. as.
securities, in the penal sum of $500, with a condition that he diould
prosecute his wnt of error, to efiect, and answer all costs. Where-
upon the judge issued the following order:
"Be it so; on the petitioner's giving bond, with J. H* Leverich
ft Co. as security, as the law directs, m the sum of fire hundred
dollars."
Chapman also prayed for a writ t>f error, " and that the said writ
operate supersedeas of any further proceedings of J. W. Zacharie &
Co. against the bank stock attached in said cause, and claimed hj
your petitioner as plaintiff in said intervention, .until the final deci-
sion of the said cause in the Supreme Court of the United States."
Whereupon the judge issued the following order :
" A writ of error is allo^ired as a supersedeas, on petitioner's jriving
bond, conditioned according to law, widi J. H. Leverich & do. on
ibe same, of 4ve hundred dollars.
(Signed) Theo. H. McCaub, U. S. Judge.
March 28/A, 1842.V ^
On the next day, vi2., the 29th of March, the following order was
pa3sed:
<<0n motion of Greorse Strawbridge, Esq., for plaintifls, ordered,
that so much of the order of this court as grants, a supersedeas to
the intervener, Chapman, on his giving bond in the sum of "five
hundred dollars, be annulled ; the court bteing of opinion that the
stocks attached are not suflScient security for said writ of super-
sedeas."
The court afterwards re-opened this matter, upon motion of Chap-
man's counsel, but, after hearing an argument, declined to change
:die last quoted orde/, and refused to restore the supersedeas, upon
the ground that the ^bond was considered as insufficient."
WUdey for plaintifls in error*
CaxBy -for defendants m enrol'.
But before the case^ was reached in order,
WUde^ on behdf of »the idamtiffs in error, moved that this court
2T
494 SUPREME COURT.
Black et al. v. Zackarie dc Co.
do issue a \imt of supersedeas upon the judgment| upon two
grounds:
1. Becausei wi&in the time allowed by law, the writ of eiror had
been prayed for, citation issued, and bond given, with adequate se-
curity.
2. Because, before the sale of the stocks by the marshal, Black
implied for the benefit of the bankrupt act, to the District Court of
South Carolina.
In support of this motion, Mr. Wilde said:
That tne court erred in refusing a supersedeas, we regard it as
settled bjr Stockton & Moo^e v. Bi^op, 2 Howard, 74.
Nor is it a matter of indifference that the execution should be super-
seded. It may be that the stocks have been sold at a most unfavour-
able period, and bought in by the plaintifis in attadmient Uiemselves.
It may be that they would now satisfy the attaching creditor's de-
mand, and leave a large surplus. Such considerations can wei^
nothing with this court It is quite enough that we were entitled to
a supersedeas, and the court below refused it
Your honours will remsfrk the stocks were in the custodv of the law.
The fund, therefore, was secure. It was competent ior the court
-taT>rder a sale of the property, on proof that it was perishable, or
deteriorating in value.
Against me intervener no judgment could be eiven, except for
costs; and a bond for $500, with unquestioned and unquestionable
surety, was undoubtedly sufficient.
That the intervener is a plaintiflT, see 2 Doncet/676 ; the proposi-
tion asserted in argument, and hot denied in ims court, in livrngs-
.ton V. D'Orgenois, 7 Cranch, 581.
Our Supreme Court have determined that plaintifis are bound to
S've security only for costs, to entide them to a suspensive appeaL
eath &. Co. v, Vaught et al., Dougherty & Co. intervenors, 16 L.
R. 520, 1.
Even if the execution has been levied and the stocks sold, the
party is still entided to restitution. Tidd's Prac. 1033, 1186, 1187;
2 Salk. 588; 2 Bac. Abr. 232; Cro. Jac. 246, 698.
Upon this preliminaiy point, Mr. Justice STORY delivered tiie
opuuon of the court.
This is a case coming by writ of error to this coiui, from the Cir-
cuit Court of the eastern district of Louisiana. The case has not as
yet been heard upon the merits, but a motion has been made in be-
half of the plamtifis in error, (die original defendant and the inter-
vener,) for a writ of supersedeas to the execution issaed upon the
judgment against Bkck, upon two grounds; first, that the execution
issued improvidentiy, because, vrithin the ten days sJlowed by law,
the writ of error had been prayed for, citation issued, arid bond given,
whh adequate security; secondly, that after the execution i^ed^
JANUARY TEBBi, 1845. 406
Blaek et »]. «. Zaeharie & Co.
■
and certam^toda had been seized thereon, and before the sale there*
of by the marshal, Black (who is a citizen of South .Carolina) applied
for the benefit of the Bankrupt Act to the District Court of South
Carolina district, and was siterwards declared a bankrupt, and an
assignee appointed ; and that, in the intermediate period, the marshal
sola the stocks.
Upon examining the record, we find that, although the writ of er-
ror had been allowed by the Circuit Court, ^^^ & citation issued,
and bond given for prosecution of the writ of error and payment of
costs,- and a supersedeas had afterwards been awarded to stay exe-
cution, yet that the court upon the succeeding day revoked that
order^ upon the ground that the stocks attached were not a sufficient
secunty for the said writ of supersedeas, and that the bond was in-
suflicient; so that the case does not fall within the predicament pro-
vided for in the 22d and 23d sections of the Judiciary Act of 17^9,
chap. 20, which entitles the party to a supersedeas and sti^ of exe«
cution, since that'Can only be where, within the ten days allowed by
law, a sufficient i}ond is eiven to prosecute the writ of error to ef-
fect, and also to answer m damages and costs* The judges of the
Circuit Court were die sole and exclusive iudges what security
should be taken for that purpose; and they nave decided that die
security offered was insufficient
In rc^spept to the other ground, that .of die bankruptcy of Black,
that of itself constitutes no ground why this court should interfere to
stay proceedings on the execution, or to award a supersedeas. It
is a matter, if at all cognisable, properly cognisable in the Circuit
Court, upon an {q;>plication and petition, by the assignee, to that
court, upon a case showing an eauitable tide to relief; or for an ap-
plication to the proper* District Court, sitting in bankruptcy format
purpose. It is m no respect a matter within the appellate jurisdic-
tion of this court, upon me present writ of error.
The motion is therefore overruled.
This preliminary motion haying.been disposed of. the cause came
on, soon afterwards, for argument upon its main pomts.
WUdel for Black and Chapman, the plaintifis in error, said :
Two Questions are presented by this record*
1st Had the attaching creditor a legal cause of action at the
commencement of his suit?
2d. Had there been a sufficient tradition or delivery of the eflfects
assigned, to divest the assignor of all interest therein before attach-
ment levied ?
The last, being decisive of the rights of the parties and merits of
the case "mii be first considered.
From the statement of the plaintiffs in error, the court will per^
eeive that this is a controversy between an assignee under an assign^
SUPREME COURT.
Blaek et aL v. Zacharie A Co.
ment made for the equal benefit of all the creditors, and an attaching
creditor who seeks to obtain ^ority ofpayment bylegal dUigence.
The assignment was made m South Carolina. The assignor and
assignee are resident citizens of that state. The subject of assim-
ment is ap interest in the stocks of certain banks incorporated l>7
the state of Louisiana. The attaching creditor is a domiciled mer^
chant of New Orleans, where the attachment issued. He bad express
notice of the assignment before issuing his attachment. Indeed, he
issued it in consequence of receiving that notice. The assi^ment
was made on the 28th of April, 1841. The attachment levied on
&e 4th of May.
Thle evidence of Pettigru, and the letters of F. C. Black, and
&charie &. Co., show the notice.
At the date of the assignment, the scrip or certificates of prcq>er^
in the stocks referred to were in the hands of third persons, to whom
ibej had been pledged. Their delivery to the assignee was there^
fore impossible, l^fore the attachment, application was made by
tilie ple^ee to obtain a transfer. It wa^^ refused, oni the eround of
some imormality in the power of attomev, though the.caimier of the
€(as Lifldit and Banking Company, so renising, admits it midit have
satisfied persons less ngid than himself, and before a trans&r tould
be effected, the attachment was levied.
It is obvious, at the first glance, that in any other state than
Louisiana the question thus presented would not bear a moment's
argument. Personal property, having no localibr, but adhering to
the person of the owner, passes according to the law of his domidl ;
and when it is shown that the assignment b^ the law of South Ca-
rolina would transfer the interest of Black m the stocks assigned,
simply by the execution and deliveiy of the deed, all doubt is at an
end. See the evidence of Pettigru, McCrady, and Bailey, as to the
^cct of this assi^ment, according to the laws of Carolina.
Even assignments preferring sotne creditors to others have been
repeatedly held good. Brooks t;. Marbury, 11 Wheat 78, 98 ; Tom-
Idns V. wheeler, 16 Peters,* 106, and the cases there cited. Such
preferences are not fi-audulent unless under a bankrupt law. Conard
V. NicoD, 4 Peters, 297.
With respect to the general principle the authorities are super-
abundant. Story's Conflict of Laws, 312, 315, 317, 330, 332;
Angel on Assignments, 67 ; Milne v. Moreton, 6 Binney, 361 ;
Hunter v. Potts, 4 T. R: 192 ; Lewis t;. Wallis, 7 Jones, 223 ; Sill
V. Worswick, 1 H. Black. 691 ; West v. Tupper, 1 Bailey, 193 ;
Greene v. Mons^, 2 Bailey, 163 ; Robinson t>. Rapelye, 2 Stewart,
86 ; Holmes t^. Kemsen, 4 Jk)hns. Ch. R. 460 ; Means v. Hapgood^
19 Pick. 105 ; Meeker et al. v. Wilson, 1 .GalL 6* C. R. 419.
His honour, (he district jud^e, seems, indeed^ to admit the general
law as we state it, by saying m his charge that ^^ the laws of Louisi-
ana akme, and not the law of South Carolina, or the general com*
JANUARY TERM, 1845. 49T
Blaek et aL «. Zaeharie & Co.
mercial law of the United States, were to be regarded in the deciaon
of this suit ; and that, accordme to the law of Louisiana, the deli-
r^ry of the stocks was not complete, unless ikt transfer was entered
on the books of the bank.''
The rule thus broadly laid down we humbly contend is errone-
ous, and we shall attempt to show —
First^ that the law of South Carolina, where the contract wis
made, is to be regarded. Next, that the deliTciy of the effects as-
signed was complete, eren according to the law of Louisiana.
That the lex loci c(miradus ia adopted as die rule of decision bf
the courts of most civilized nations is incontroyertibte. Stores
Conflict of Laws, Bank U. S. h. Donallv, 8 PMers, 372. The
charge of his honour, the district judge^ nowerer, evidently pro-
ceeds upon the assumption either that it is not the rule of the
courts of Louisiana, or at least ^is so only under such restrictions
and qualifications as render it inapplicable to a case like the present
At a very early period in the mstory of those courts, we find them
laying- down the law thus : '^ The nature, validity, and effects of
fliis contract, must be inquired into according to the laws of the
country in which it was celebrated, even when the delivery of tfie
^ing, or the Act stipulated for, is to take place abroad.'' Lyndi
r. Posdethwaite, 7 Mart. 69, citing 1 Gallison, 375.
Ten yenrs later, the Supreme Court, after carefully reconsidering
their opinion, reaffirm it, m a dedsion iusdy characterized as most
learned and masterly. ** Upon the whole,'' sajr they, '^ we must
conclude, as we did in Morris v. Eves, and Vidal v. Thompson,
that contracts are governed bv the law of the country in which they
were made, m every thing which relates to the mode of construing
them, the meaning to be attached to the expressicms by which the
parties bound themselves, and the nature and validity of the engage-
ment" Depau V. Humphreys, 8 New Series, 1. And accormh^y
they determine, ^^ that in a note executed here, on a loan of money
made here, the creditor may stipulate for the legal rate of conven-
tional interest authorized by our law, although such a rate be disal-
lowed in the place at which payment is to 1^ made." — Ibid. Vide
Morris v. Eves, 11 Mart. 730 ; Shiff v. Louisiana State Insurance
Co., 6 N. S. 629 ; Brown v. Richardson, 1 N. S. 202 ; Orfy v.
Winter, 4 N. S. 277.
In Thatcher v. Walden, 6 N. S. 496, 3 Cond. R. 633, the court
held that a verbal power of attorney, if eiven in a state where slaves
pass by parol, is legal proof of the authority under which a written
sale was made in mis state. In delivering this decision, they em-
ploy the strongest lan^age :
" There is no diflerence," say they, " between the right of a
stranger to have tfie aid of the laws of the country where his debtor
resides, to compel him to do justice in relation to a contract made
under another government, ana that of one citizen of a state to en-
VoL.m— & 2t2
4» SUPREME COURT>
Black et al^ «. Zacharie fc Co.
force his claim acainst another. This principle, which ia fpnnded
on the comity of nations, and makes a part of international law,
would be a mere illusion, if other evidence was required for the
validity of the agreement, that that of the laws of the country whete
it was made."
The same doctrine has since been repeatedly affirmed, liable only
to the limitations eiven to it in the case of Saul v. hu creditors,
6 N. S. 569, which will be considered hereafter. Vide Miles v.
Oden et al., 8 N. S. 214; Chartres v. Caimes et al, 4 N. S. 1 ;
Bell r. James, 6 N. S. 74; King v. Herman's heirs, 6 L. R. 616;
Andrews v. his creditors, 11 L. R. 476 ; Ohio Insurance Co. v.
Edmondson et al., 6 L. R. 299.
It will scarcely be dcfnied, indeed, that the lex lod caniradus \s
adopted by the courts of Louisiana as their rule of d^cimon, although
it may be contended that this adoption is subject to such restrictions
and qualifications as deprive the intervener of' all benefit firom it, in
8 cas^ like the present.
^ These restrictions are supposed to have been defined and estaln
lished in a number of cases, some of them turning on the question
of delivery.
(Mr. WtUe then examined with great minutepess the Louisiana
decisions^^ , '
In considering this branch of our subject, it will be remarked b^
the CQ|irt, diat we have thus fiur confined our citations to the dea- *
sions of Louisiana only.
We have studiously abstained firom all othera, because, as we
alleged in the outset, except as to Louisiana, this cannot be con-
sidered an open question ; and the court are so well aware of ike
English and American authorities on the subject, that k would be a
waste of time to quote them.
Nothing but the deference which this court habitually antd uni-
formly euibits for the adjudications of die local tribunris, in its
anxiety to administer justice between citizens of different states,
predsely as*it is administered bebveen citizens of the same state,
could hAve induced us to restrain our are:ument within such narrow
boundaries.
We think it is apparent, firom the local decisions, that we are
f>rotected by the private law of nations, even as adopted in its most
imited sense by me courts of Louisiana.
But if we are not, surely there never was a more fit and proner
occasion, nay, never a more palpable and pressing necessity, ror tnis
court to assert its own unquestionable right of judgment, in oppo-
sition, if it must be so, to the state tribumds.
The question is one of intematicxal law; of the greatest prac^eal
consequence to us, as part of the femily of nations, and of infinitely
more importance, considering pur country as a confederacy of states.
It is one regarding die ^plication of the Ux lod coniraeUu^ on which
JANUARY TgRM, 1846, «0
Black et aL «. Sacharie ^ Co.
aD Europe and America bare spoken with one common roice-; and,
Louisiana^ if indeed her decisions are adverse, is the only recusant
' How fiur those decisions, supposing thetaa to trench upon recdved
principles, are ^tisfactory to. the common sense and justice of man-
land, may be readily ascertamed by a xmrsoiy reference to the
treatises' ca learned and accomplished jurists.
The oiily respectable authority opposed to the doctrines we have
advocated, is the case of Ingraham v. Geyer, 13 Mass. R. 146, 148,
mudi relied on by our adversaries in the couit below.
That case, however, was never generally satisfactory to the pro-
fession, has often been questioned, and was finally overruled bv the
recent case of Means v. Hapgood, 19 Pickerinfi;^ 105. In the latter
case it was decided, that where i( citizen of t&me executed ati as-
fl^;nment in that state, to certain of his creditors, of a debt due to
bmi firom a citizen of that commonwealth, and the creditors having
claims to an amount exceeding such debt, became parties to the
assignment, it was held that die assignment was valid against a sub-
sequent attachment of the debt here, by a citizen of Massachusetts,
notwittistanding the courts of Maine had decided that a similar as*
signment made in this commonwealth was invalid asainst a subse-
Sent attEU^ment of the assigned property in Maine, by a citizen of
It state.
It may be ^t we deceive ourselves as to the force of these argu-
ments. It may be that they are unsound.
We turn then to &e second point, and shall endeavour to main-
t^' that, even according to the municipal law of Louisiana, there
had been a suflBcient tracution or delivery cf the stocks fissigned, to
divest the assignor of all interest therein, before the attachment d
Zacharie ft Co. was levied.
It is cheerfully admitted, at the outset, that, in relation to mov-
ables, things personal and tangible, the maxim traditioniinu non
pacht has been adopted by ihe courts of Louisiana, and adhered to
m a variety of cases in its full extent and rigor. Dnmford v. Syn-
dics of Brooks, 3 Mart. 222 ; Norris v. Munford, 4 Mart. 20 ; Ram-
sey V. Stevenson, 5* Mart. 23 ; Louisiana Code, art. 1917.
If the property assigned and attached in this case had been goods
and chattels, movables, capable of actual manual possession and
delivery, assuredly we should not venture to argue that, according
to &e municipaljaw of Louisiana, tradition was not necersary.
That pdnt Jias been setded by too long a series of judicial* decisions
to be now contested. But the effects conveyed by this assignment
are altogether of a different nature. They are mere incorporeal
rights, invisible, intaneible, unsubstantial, and incapable, firom their
very nature, of any omer dian a symbolical delivery.
This distinction is recognised by several articles of the Louisiana
Code. Thus:
Alt 462. Incoiporeal things, consisting only in a rig^t, are not
rtO SUPREME COURT,
Black et aL «. Zacharie & Co.
of themselyes Strictly suscej^ble of the quality of moyahles or inn
moyaUes : neyertheless, diey are pkced in one or other of these
classes, according to the object to which ^ey relate, and the roles
hereinbefore established.
Art. 3395. Possession appHes properly^ only to corporeal things,
movable or immovable. The possession of incorporeal rights,
such as servitudes and other rights of that nature, is only mtasi pos-
session, and is exercised by the species of possession of vnich tnese
rights are susceptible.
Art. 2612. In the transfer of debts, ririits, or claims, to a third
person, the delivery takes i>lace between me transfer and the trans*
feree by the giving of die title.
Art. 2613. The transferee is only possessed as it recards third
Eersons after notice has been pven to the debtor of me transfer
aving taken place.
Art. 2457. The tradition of incorporeal ri^ts is to be made by
the delivery of the titles, and of the act of transfer, or by die use
made by the purchaser with the consent of the seUer.
Art. 466 expressly classes bank shares as movables. They are,
therefore, incorporeal things, movable. Vide, also, art. 467.
We contend, then, that these articles of the code allow the sym*
bolical deliveiy of mcorporeal rights, ^vinfg to it the same vaUdi^
that attaches to the actual manual tradition of thmgs tan^ble. In*
deed, if this were not so, it would seem to follow, that mcorporeal
rights were insusceptible of any delivery at all<
In the execution of our task, it will be ^requisite to consider a
number of judicial decisions, touching the subject of tradition, and,
by a brief but critical examination of each, we hope to show that,
in relation to incorporeal ri^ts, nothing more has been i;equired to
vest them m the assignee tj^ what the assignee in the present case
has fully performed.
The earliest case decided is that of Dumford v. Brooks's Syndics,
3 Mart. 222, 26^, 1 Cond. R. 112.
fMr. Wilde then examined the Louisiana cases upon this point.)
The argument has hitherto been conducted according to the as-
sumption of the district judge, that this is to be regarded as an
assignment of stocks. But such assumption is surely mistaken.
Tlie stocks themselves had in both instances been already assigned .
as security for other debts, and the certificates at the time were
actually in possession of the pledgees. The Carrollton scrip was
in pledge to that bank, as security for what is technically termed a
stock note, and the Gas Light Company's scrip was ia pledge to
the Bank of South Carolina. In botn bstances, therefore, nothing
remained to be assigned, nothing was subject to assignment, but an
equitable right in an incorpjoreal thin^ — a right to recreem the thing
by paying the sum due on it — an equity of redemption in the stock,
not the stock itself. This view of the subject makes it clear to us»
JANUARY TERBf, 1845. 601
Bl^ek et aL v. Zach^rie A Oo.
— .,. ; , (. ^
that the district judge erred, and his error consisted in appljbg to
a mere eqidty, a law regulating -nothing but the actual tnmsfer of
the incorporeal thing.
K we are correct in holdipg that the only interest assigned; or
susceptible of assignment, vfza an equitable ng^t in an incorporeal
thing-:— a right to redeem the stock by paying the sum for which it
was pledged— ^it follows as a necessary consequence, that the subject
matter of this assignment no longer bdones to the catejgory of public
stocks, transferable only in a peculiar mode, but ialls mto the. gene-
ral class of debts and credits which ike common law terms choses in
action, or more properly, as w^ contend, into that of incorporeal
rights, which pass by the delivery of the titles, and of the act of
transfer. [Vide art 2457 and 2612, 2613, ante.} With respect to
die fornler, we have ^en that no tradition or delivery is possible :
none is required. Notice to the debtor stands in the place of de-
lively. The debt is liable to be attached so long as the debtophas
not had notice of its assignment. After such notice, it i» no longer
subject to attachment. Gray v. Trafton, 12 Mart. 702 y Armor v.
Cockbum et al., 4 N.. S. 667 ; Bambridge v. Clay, 4 N. S. 56 ;
Carlin v. Dumakait, 4 N. S. 20 ; Randal t^. Moore et al., 9 Martin,
403 ; Cqx v. White, 2 Louis. R. 425.
But here is certainly in strictness no debt due .from the bank.
The corporation, to be sure, at the end of its. charter,. is to return
the stock to its stockholders, or, more prpfjerly speaking, to divide
its assets, whatever they may be. But until cussolution die amount
of diese cannot be ascertained ; and if there should be no assets
there is no debt
The only class, therefore, into which the s^iect-matter of this
assignment can &U^ is that of '* incorporeal* things, condsting only
in a right,'' ^^ thetraattien of which is complete by the mere de-
livenr of the titles, anu of the act of transfer."- Articles 462 and
2457, ante ; and also art. 1918, which is as.follows :
^^ What shall be considered a delivery «of possession is determined
by the rules of law applicable to the situation andL nature of the
property."
Now^ we ha^ seen that 4ncorpor^«d thin^^ thou^ not strictly .
susceptible of the quality, of movables or immovables, fall Into
one or the odier class, according to the object to which they relate.
A^de ante, art 462, Louisiana Code.
The effects here assigned belong clearly to the class of rights^
daims, incorporeal things personal.
The tradition of incorporeal rights personal, is held to be com-
plete by art. 2457, when there is a delivery of the titles and of the
act of transfer. Vide ante, art. 2457, Louisiana Code.
Here the delivery of the titles Was complete, if that means the
complete divesture of the original owner's title ; if it means, as we
suppose, the title papers, the scrip was in the hands of third per-
603 SUPREME COURT.
Black' et al. «. Zi^eharie A Co.
sons* and incapable of delivery; and the right actually conyeyed,
not Seing the stock itself, but an ecjuity of redemption in the stock,
there were no other titles to be delivered but the act of transfer.
An examination of two or three cases, whidi are supposed to
press most strongly against the plaintifikin error, is incumbent on ua.
dwres et al. t^. Roy, 13 Louis. Rep. 454^ 467, was decided on
the ^und that the assignment imposb^ the condition of a release,
and muring to the benefit of such creditors only as should comply
with this condition, was oppressive tai void, even on common law
principles, as wdl because it did not appear to be a conveyance of
fdl the debtor's property, as because certain claims, not alleged. to
be fiaudulent, were excluded.
Townsend v. The Louisiana Stato Marine and Fire Insurance
Company, 13 Louis. R. 551, 554, turned upon the fact that the aa*
signment was made in Louisiana, and gave a preference to some
creditors over others.
Kimball t^. Plant et al., 14 Louis. Rep, 10, 13, was decided upon
&e express provisions of the Louisiana Code, that in the transfer of
debts, the transferee is possessed as it regards third persons only,
after notice has been given to the debtor of the transfer having taken
place.
In the case of Beime &. Bamside v. Patton et al., 17 Louis. Rep.
589, 591, the court do undoubtedly lay down, broadly, that, as re-
lates to die ridits and remedies of creditors, personal property has
a situs orlocsuity, and is to be governed by tne law otthe country
where it is situated, when there arises a conflict between.the latter
and the former.
Tlfe wisdom of determining only what is necessary to .decide the
ri^ts of the parties,, and' the danger of proceeding orgveiuio to settle
points neither, cardinal nor fully discussed, was .never more apparent
than in this case, and your honours in considering it vrill take care to
separate the judgment of the court from the dicta that accompany it
There were at least' three points on which die judgment there
rendered might be placed, widiout-M all invokiiig the very doubtful
canon above quoted.
1st The assignment was one giving a preference to some credit-
ors over others.
2dly. It did not appear that it was valid, even by the laws of
Tennessee, where it v^as made.
3dly. It distinctly appeared that the debtor reserved a part of his
property.
The decision mbreover seems, to some extent at least, to be based
on the authority of Ingraham t>. Geyer, 13 Mass. R« 146, smce over*
niled by Means v. Hapgood, 19 Pickering, 105 ; and is apparently
in coimict wid^ Depon ^.'Humphreys, o New Series, 1, already
cited — a case of the nishest authority>
If, therefore, we app^ to the case at bar the rule eidier of McNdl
JANUARY-TERM, 184ft, Ml
Blacl^ et al. v. Zacharie &'Co.
V. Glass, 1 N. S. 261, before cited, or that of Armor v, Cockbom.
4 N. S. 667, it will appear that Bl^ck had so completel]^ diVested
himself of tifle as jto satisfy the exigency of the first decidon, and
so entirely lost aU power over the propertj^ as to be incapable of
changing its destination, and therefore within flie principle of the
second. In other words, ^' the original owner of the property could
no longer sell and deliyer, so as to pass a eood title." ^^He had
lost all power over it, and could no longer diange its destination ;"
and cpnsecjuently, "the creditor C9uld no longer seize." Vide ante,
the quotations m>m the cases of 'McNeil t^. Glass, and Armor tr.
Cockbum. Vide also, Babcock v. Maltbie, 7 N. S. 137 ; and Urie
V, Steyens, 2 Robinson's Louis. Rep. 263.
Nor is there any thin^ contraiy to this m the United States Baidc
V. Laird, decided by this court, 2 Wheat. 393, for in that case the
court recognise the possibility of acqujring an equitable title wiOiout
transfer on the books of the bank — subject, of course, to any hen
which the bank itself may possess.
As die distinction between equitable and legal tides does not pre-
yail in Louisiana, where any just title is sufficient, and as no attach-
ment can be sustained if tne equitable title has passed out of the
defendant in attachment before it was leyied, it follows that an'
assignment of the equity, such as is contemplated by the court in
the United States Bank v. Laird, is sufficient to defeat a subsequent
attaching creditor.
Courts of common law eyen protect in certain cases die assign-
ment of choses in action. Welch v. Mandeyille, 1 Wheat 2^3 ;
S. C. 6 Wheat 283 ; Corser v. Craig, 1 Wash. C. C. R. 424, 427.
The second pomt, yiz. : << Had tiie attaching creditor a legal
cause of action at tiie commencement of his suit r' need not detain
us long
We contend that the drawing, negotiation, and acceptance of the
bills amounted to an assignment of me fund against which they were
drawn. Chit^ on Bills, 1, 2; 3 Kent's Com. 76 ; 2 Black. 466 ;
Mandeyille v. Welsh, 5 Wheat 286.
Zachaiie & Co. ceased to be creditor^ of Black trom the moment
of the acceptance of the bills. There remained a contingent liabili-
ty to pay them, if they should be regularly protested for non-payment
and due notice giyen ; but this did not make them creditors of Black,
nor eyen his sureties^ Then, at the institution of the suit, there was
no debt due by the defendant to the plaintiff. Taylor v. Drane,
13 Louis. Rep. 64 ; Pothier on Obli^tions, 235, and note.
An endorser who has not paid his endorsee is not a creditor.
Planters' Bank v. Lanusse, 10 Martin, 690.
Credit giyen in an account current for a note extinguishes the
account and produces a noyation. ^Cox v. Williams, 7 N. S. 301 ;
Banron v. Horr, 2 N. S. 144; Gordon et al. t;. McCarty, 9 Mart.
804 SUPREME COURT.
■ — ' ■
Black et at v. Zacharie dc Co.
Here the bills were credited in the account.
The mode of ascertaining whether there was anj existing debt
at the time of attachment is to inquire whether, considering it a case
of bankruptcy, Zacharie & Co. could have proved against the
bankrupt's estate, before payment of the bills.
There cannot be two creditors for the same debt, entifled both to
prove at the same time.
Now, the holder of the bOIs would clearly have been entitled to
prove ; and, consequently, Zacharie & Co. would not.
Their debt revived when they paid the amount of the bills, njt
before.
These principles have become proverbial : '^ Qui a terme ne doU
rienJ^ Loysel, Evans's Pothier on Obligations* " Q^Qd in diem
stipulamurj peH prius quam dies venerii non potesV'^ Justin. Inst.,
by Cooper, p. 249.
If, by any interpretation, Zacharie & Co. can be considered cre-
ditors at the time of commencing their action, this debt was not due,
and their suit was premature. Louis. Code, art. 2047; Code of
Pract., art. 168 ; Groning v. Krumbhaur, 13 Louis. Rep. 64 ; At-
well V. Bdden, 1 Louis. Kep. 504 ; Williamson v. Foucber, 8 Louis.
Rep. 685.
Cose, for fte defendants in error, recapitulated the iaet^ in the
case, and then said^
Thequestions presented by the record are :
1. Whether, on the 4th May, 1841, any debt was in feet due by
Black to plaintiffs.
2. Whether the deed of assignment, per se, operated- a transfer
of tiie stock.
3. Whether, if such debt actually existed on which suit could be
sustained 2 the attachment laid on the 4th May, or the assignment of
28th Apnl is to prevail.
1. Whether, on the 4th May, 1841, Black was indebted to plain-
tifls.
By the account sales of sugar and molas^s, it appears that such
sales were made of a cargo, consigned bv Zacharie ft. Co. (to
Black,) net proceeds subject to their order U)r account of whom it
may concern.
This account rendered bv Black on the 12th Apri), 1841, shows
a balance due plaintiffs of |9366 68.
The account shows that the proceeds were the property of plain-
tifl& ; the average time of payment 27th to 30th April ; and, conse-
quentiy, the /notes given by purchasers were the property of plaihtiffi
held bv Black as their agent.
In this position of affairs, plaintiffs drew several bills on Black, in
February, March, and Api^, and what became of them is diown by
the record. None of these bills appear on their fece to have beea
JANUARY TERM, 1848, 806
Black et aL v. Zacharie dc Co. .
accepted by Black ; but, in the protests of some, three of the fire,
he is c^ed the acceptor. All were returned unaer protest for non«
payment, and talcen up by plaintiflfs after the institution of the suit. .
it is msisted diat di^ drawing of these-bills operated a transfer of
the debt, and, as between these parties, extinguished the original
M>ility.
Hie drawing of biUs by a consignor and his consi^ee, is a mat-
ter of dsdiy occurrence in the immense business of r^cw Orleans;
advances are thus made by the purchasers of such bills, and they
are of infinite convenience. To regard them as operating an extin-
ffuidmient of d)e debt of th^ consignee, before payment, is a novel
doctrine, replete with the most serious consequences.
This extinguishment of the old debt by the substitution of a new
one, is called, in the Louisiana law, a novation.
Wherever diis doctrine of novation eusts, i^Ader whatever naipe,
the application of it depends upon the intention of the parties as
exhibited in their acts. Nap. Code Civil, lib. iii. tit. iii. sect. 2,
§ 1273. It is never to be presumed — ^it is essential that the inten-
tion to operate it result clearly from the act. Peter v. Beverley,
10 Peters, 568.
It is a setded doctrine that the acceptance of a negotiable note
for an antecedent debt will not extinguidi such debt, unless it is
expressly amed that it is received as pavment. The evidence must
be clear and satisfactory that such was the mtention of the parties.
This is a much stronger case, than the acceptance of a negotiable
note ; the drawer of the bill does not disconnect himself from the
debtor. His responsibility remains to die holder. See Hie three
cases of novation. Nap. Code, N. S.
The acts of the parties show that they had no such intention.
Ist. Plaintifls do not assign their claim for a valuable consideration
and exonerate themselves from it.
So ^r from such a bill dissolving the connection between the
parties, it presumes its existence ana continuance. If drawee re-
{uses to accept, drawer may sue and recover for such act If he
refuses to pay, he has a full remedy growing out of the original
indebtment.
2d. Black neyer so regarded or treated it.
1. In his account dated 12tfa April^ 1841, no entiy is made of
these bills and acceptances; no credit claimed; but the balance
growing out of the sale of sugars, &c., distinctiy stated and ad-
2. In his schedule of creditors^ annexed to the assignment to
Chapman, Zacharie is put down as one, and McDonald, the payee
and lu>lder of bills, is not'
«3. His letter of 28th April so treats plaintiff, and particularly
mentions the drafts about to fall due.
4. Black's books, as proved by Pettigru, show the same thing.
Vol. ni.-«4 2 U
606 SUPREME COURT.
Black, et al. v. Zaeharie dc Co.
Throughout, such appears to be the understanding of the parties.
Such, then, being the mercantile- usage, such the particular under-
standing of these parties, what does me law say ? Civil Code, ait.
2181.
Novation is a contract, consisting of two stipulations, one to ex-
tinguish an existing obligation, the other to substitute a new -one in
its place. Pothier on Oblig. 341, (550,) 344, (559,) Civil Code,
art. 2183, 2185, 2190. The mere indication by the creditor of a
person who is to receive for him does not operate a novation. Po-
thier, Traite de Vente, No. 600, 603. Touiller, Le Droit Civil,
(5me. edit.) vol. 7, lib. iiL tit. iii. c. 6,jp. 243, 4, Ibid. 66, No.
46. 19 Sircy Recueil General, 55, 56. 57.
In Louisiana the law is well settled by adjudicationiB. Cox Vi
Rabaud's Syndic, 4 Martin, 11; Hobsbh v. Davidson's Syndic,
8 Martin, 428 ; Gordon v. McCar^, 9 Martin, 268; Bonrmere v.
Negretti, 16 Louis. 474 ; Plique r. Ferret, 19 Louis. 318.
2. Does the assignment opertde, jper «e, as transfer of the stock.
1st. The assignment, &c., does not a(^ pene^ as a transfer of
stock in Louisiana banks.
2d. Black executes two powers of attorney, one 15th AprO, 1841,
to transfer to the Bank of South Carolina ; the other -:- April« ac-
knowledj?ed on 30th.
3d. Tbese powers indicate no person by name, but merely, give
thepower to '^ the cashier, &c.'' This is invalid 6f itself.
Tne charters of the Louisiana banks are not imbodied in the
record, but the substance of them is imbodied in the instructions
praved.
K such instruction was not warranted by the evidence, it was
rightly refused. The modem charters of banks have copied sub-
stantially the provisions on this subject, in &at of the Bank of
England. An abstract of that charter may be found, 3 PjeteradorflPs
Abr. 276, 285, 286, Amer. edit. ; Bank of the United States, 3 Sto.
Laws U. S. 1547, 1552 ; Rex t;. Bapk of Enffland, Dou^. 624.
It cleariy appears that the transfer on the books is neceasaiy to pass
title. 9 Binff. 393 ; 3 Petersdorff, 268, (410.)
It is incumoent on banks not to permit a transfer until satisfied
of authority to transfer. If they err, they are bound to make good
the loss. Sutton v. Bank of England, 1 Carr. & Payne, 193 ; S. C.
1 Ryan k Moody, 52.
Action will lie against the bank for unreasonable delay in per>
mitting transfer. Hartsa v. Bank of England, 3 Yes. 55 ; Bank of
Ei^land v. Parsons, 5 Yes. 665, See tins last case particularly.
u. this stock stood upon the common footing of pttier personal
property, in the hands of third persons, it would not pass until he
was notified. Here no notice was given until the 5tfa May ; the at-
tachment had been laid on the 4tfa.
JANUARY TERM, 180. SOT
Black et aL v.Zaeliarie dc Co*
The power of attorney to* transfer mentions no party by niune.
They designate ^^ the casnier^ ftc.'' * This is a roid authority. •
3. The attachment issued and levied on ttie ^ Aby, 1841,
takes precedence of &e assignment.
The questbn is one of deep interest to the commercial part of
Louisiana, and settled by her courts.
Whatever may be the general commercial law, Louisiana has her
own law.
In this caie the' question is between an attaching creditor and a
voluntary asn^nee. An attaching creditor is a purchaser for a
valuable consideration. Langran v. Simmons, 17 Mass. 110.
It is then a case of a purchaser of ^such a character, widi all the
equity, now possessed of legal title.
The legal title does not pass without a transfer on the books of &e
corporation. 22 Wendell ; 2 Wheat.
It is said this point would not admit of argument out of Louisiana.
There seems a smeular misapprdi^ision on this point
B^ the common law, delivery is a general essential to the passing
of title to personal property. Statutes of Elizabeth, 1 Gallis. 428 ;
17 Mass. 110.
Here the Louisiana property is to be carried to a foreignstate for
iistribution, and Louisiana creditors to follow it &ere. This is
^nst the policy of the state, and required hj no comity.
In regard to intestates. Confl. of Laws, 523.
The law in legaiA to stocks is peculiar. Confl. of Laws, 383,
note, ilmphatiadly the law of Louisiana and of Frailce. . Pothier,
Trake de Vente, 186, part 6, art 2, sect. 318, bic. ; 5 Martin, 43,
75, 57; 4 Martin, 20; 2 Louis. 422; 14 Louis. 10; 12 Louis.
395; Story, Confl. of Laws, 386—390.
WiUkj in reply, examined, in thfc first place, whether tfiere was
an existing debt due from Black, at the time of laying the attach*
ment. Ifthe proof of such a debt did not rest upon the bills of ex-
change, because- (as had been argued by Mr. Om) thev were not
acoepted, then we must look elsewhere for it, because merely drawing
upon a person does not make him- a debtor. The proof of an exist-
mg debt can only be discovered Heaving out the bilb) in — 1. The
account sales. 2. The letter of Black. 3. The evidence of Pettiffru.
(Each head of which was separately examined by Mr. TRMe.)
If, on the other hand, ttie bub were accepted, then diere was a
novation of .the debt, and not a mere ddegaoon.
Zbcharie ft Co. Imd notice of tfie assignment, as appears from
Black's letter to them. The Oas Light Bank had notice also of the
claim of the Bank of South Carolina ; and the CarroUton Bank could
not be injured by the want of tiotice, because they held die acrip in
pledge.
The
e whole object of notice is to prevent injury to the debtor,
606 SUPREME COURT.
Black et aL «. Zaeharie dc Co«
holder of the property, or depositarj; to prerent an umocent pencai
from two recoveries against him for the same cause.
But here the one bimk had express notice from the pledeee^ (Bank
of South Carolina.) The ottier held the scrip m pledge u>r its own
debt. Neither could be prejudiced.
So far as the reason of tne case goes, the maxim applies, ^^ceisanle
ratume, cessat et y^a far."
It was distinctly admitted at the outset, &at by the law of Louis-
iana, absolute tracution of personal proper^ was necessary to protect
it from attachment.
It was equally admitted that, as to debts assigned, they remained
liable to attachment, until notice of the assignment had been given to
the debtor. After such notice, they cannot be attadied.
But it was contended, and is still insisted, that the equi^ of fe-
demption in certain stocks in pledge is ndther a personal thing, tan*
gible and susceptible of tradition or deliveiy, nor is it a debt which
requires notice to be given to the debtor, ft belongs to the catego-
ly of incorporeal things movable.
The learned counsel errs, in suf^sing the articles of the Code,
<luoted in the opening, refer to what are called^ by the common law,
incorporeal hereditaments.-
On the contranr, incorporeal things, by the Louisiana law, are
classed into movable and immovable. Art. 462, L. C.
And article 466 expressly declares bank stocks to be movables.
The equity of redemption assigned m this case, then^ is neither a
thing movable, susceptible of manual tradition, nor is it a debt,
which, in order to perfect the assignee's title, requires notice to be
given to the debtor.
There is no article of the Code, no decision of the courts of Louisi*
ana* which requires manual tradition, which is impossible, or notice
to the bank, which is unnecessaiy, as the bank is not a debtor.
But the court are asked to extend the principle by analogy.
There is no room for such analogy.
On the contrary, the analogy and- reason of the thing are the other
ymj.
Art. 3395, Louisiana Code, says possession applied properly only
to corporeal things movable or immovable.
Art.'2612, as to debts, makes notice e(|uivalent to tradition ; but
Art. 2457 declares that the tradition of mcorporeal rights is to be
made by the delivery of the tides, and of the act of transfer.
No distinction is made between incorporeal rights to things mova-
ble and thinffs immovable. AU incorporeal n^ts may be so trans-
ferred. Vide. Martinez v. Perez, 8 Mart. N. S. 668.
Here every thing was done that could be done. The scrip was
in the hands of Uie pledgees. That could not be delivered to the
assignee, because the assignee had* neither possession of it nor con-
trol over it.
JANUARY TERM, 1845. MO
BUok et aL «. Zaeharie dc Oo.
Immediate notice was giren to tbe creditor, Zaeharie & Co., and
in consequence of that notice he issued ttie attachment
Notice was giren to the banks as early as possible, and the Gas
Bank had noticeof the lien of the Bank of South Carolma before flie
attachment issued.
Neither the Louisiana Code nor die decisions of the courts sustain
the attempt to declare this assignment void, for want of delireiy of
the eflects assigned.
'Nor is it supposed the judge rested his charge on the public or
general law.
Hie argument of the learned counsel ceitainly reposes mainly on
the clauses of the charters.
(Mr. Wilde here referred to the charters, and cited the following
cases: Bank of Utica v. Smalley & Barnard, 2 Cowen, 777, 778;
Sergeant v. Franklin, 8 Pick. 96, 97; Gilbert v. Manchester Iron Co.,
11 Wend. 628; Commercial Bank v. Kortwri^t, 22 Wend. 362.)
The case of the United States Bank v. Laird^ 2 Wheat. 393, shows
.that the court recognise &e possibility of acquiring an equitable title,
without a transfer on the books of the bank.
Mr. Justice STORY delirered the opinion of the court
This is a writ of error to the Circuit Court of the United States for
the eastern district of Louisiana. The original suit was brought in
the state court, against Black lAonef upon an attachment issued by
Zaeharie. & Ooflipan^ ttgainst'him, he being a citizen of Soudi Caro-
litla, and n6t reliident in Louisiana; and upon this attachment certain
shares of Blaqk, in the Carrollton Bank, and the Gas Lig^ uid
Banking Conq>any, in Louisiana, were attached, to answer the exi-
gmcy of the writ Black appeared in the suit, and caused it to be
removed into tbe Circuit Court Black, upon his appearance, plead*
ed that prior to the attachment he had assigned the attached stock
to James Chapman, of South Carolina, by a trust-deed, for the be-
nefit of all his creditors. After the removal ot the suit into the Cir-
cuit Court, Chspman filed an intervention, according to the Louisi-
ana practice, and became a party to the suit to protect his interest
under the trust-deed. In his petition of intervention he asserted his
title^ and that he had nven due notice thereof to die Carrollton Bank,
and the Gas Light and Banldnff Company ; and tfiat Zaeharie & Co.
had due notice thereof before their attachment
The cause was tried by a junrupon the pleeidings in the case ; and
upon die trial it w^s provea tpat the asSumment was made by die
trust-deed in South Carolina, by Black to Chapmap, on the 2^ of
April, 1841. Hie attadiment of Zaeharie ft Co. was made on the
4tti of May, 1841, with a iiill'lmowledge of the assupunent Long
before the attacfametK^ the stock in the Carrollton Sank had been
transferred and pledfl;ed to die Carrollton Bank, for a stock loan, and
was then held by £at bank, under that transfer, die equity of re-
2u2
610 SUPREME COUET,
Black et al. v^Zaeharie dc Co.
deeming the same only remaining iii Black. On ttie 16th of April,
1841, Black had executed a letter of attorney to the cashier of the
Gas Lidit and Banking Company, to transfer the same to the Bank
of South Carolina^ of vmich notice was sent oh the next day to the Cras
Li^t and Banldn^Company, and notice was received by the latter
on the 22d of Apm , but owing to some informality in the letter of
attorney, the transfer was not then made, but the paper was sent
back to be corrected, the company then agreeing to transfer it when
the informality was corrected. Ine Bank of Soutii Carolina was a
holder of the stock, under this power, for value; and of this tranis-
action also Zacharie & Co. had notice before their attachment.
At the trial, the jury found a verdict for the original plaintifis, and
judgment thereupon passed for them. Two bills of exceptions were
taken to the ruling of the court at the trial, and upon these excep-
tions the cause has been brought before this court.
It does not seem necessary to recite at large the matters contained
in these exceptions. They give rise to two questions, which have
f>een fully ai^ed at the bar, althoii^ very inartificially presented in
the record: First, whether at the time of the commencement of the
suit of Zacharie ft Co. there was any debt due to them, upon which
the attachment could, undcir the circumstances, be maintained ? Se-
condly, whether the assignment to Chapman, being made in South
Carolma, and known to Zacharie ft Co. at the time of tiieir attach-
ment, and being, by the laws of Soufh Carolina, a good and valid
assignment, is entitled to a priority over the attachment. The latter
Question, so &r as it reqpected the nc^ce to Zacharie k Co., and
the e^ui^ of the assi^ee, is not so precisely put as it is obvious it
was intended to be, m the instructions asked by the intervener.
But it is plain, fix>m the qualifications of those instructions suggested
by the court, that the court held diat the delivery of the stock was not.
compTlete, and that die assignment did not pass the rig^t to the stock
to the assignee, unless the transfer was entered upon -the books of
the bank, notwithstanding the notice ; and that the raw of Louisiana
upon the point was different firom that of South Carolina. In this
way only is the verdict at all reconcileable with the admitted state of
facts.
In respect to the first question, it is plain to us that there was no
debt due to2acharie & Co., at the time when the attachment was
made. The supposed debt was for the proceeds of a cargo of sugar
and molasses, sold by Black on account of Zacharie & Co. Assum-
ing those proceeds to be due and payable, Zacharie ft Co. had drawn
certain bills of exchange upon Black, which had been accepted by die
latter, for die full amount of those proceeds; and all of these bills
had been negotiated to third persons, and were then outstanding,
and three of mem were not yet due. It is clear, upon principles
of law, that this was a suspension of all right of action m Zacharie
& Co., until after those bills had become due and dishonpured, wod
JANUARY TERM, 1845. «11
BUek et al. w. Zaebarie fk Oo.
were tak^ up by Zacharie k Co. It amounted to a new credit to
Black for tibe amount of those acceptances, during the running of the
bills, and gave Black a complete hen VLfon those proceeds, forhis
indemnity against those acceptances, until they were no longer out-
standing after they had been dishonoured.
Whether the transactions by &e drawing and acceptance of these
bills amounted to a novation of the debt, which might otherwise be
due under the account current for the sale^ oC the sugar and molas-
ses, it is not necessanr to decide ; for. assuming that these transac-
tions mig^t be treatecl as a conditional novLtion only and not as an
absolute novation, it would make no difierence in the conclusion to
which we should arrive under the circumstances of this case.
It is true that die statute law of Louisiana allows, in certain cases,
an attachment to be maintained upon debts not yet due. But it is
only under very special circumstances ; and the present case does
not fall within any predicament prescribed by that law. The statute
does not apply to debts resting in mere contingency, whether they
will ever become due to the attaching creditor or not ; nor to any
case except of absconding debtors ; and this, therefore, is a case
not governed by it. We think, then, that there was error in &e
ruling of the court in admitting, that there was a sufficient debt
estabtished by the evidence to maintain the attachment.
The other point is one of much greater importance, althou^ in
our judgment not attended with any mtrinsic difficulty. We admit,
that the validity of this assignment to pass the right to Black in Ae
stock attached depends upon the law of Louisiana and not upon that
of South Carolina. From the nature of die stock of a cpiporation,
which is created by and under the authority of a state, it is neces-
sarily, like every other attribute of the corporation, to be governed
by the local law of that state, and not by the local law of any foreign
state. And in the present case, if the local law of Louisiana had
prohibited fas we think it had not) any assignment of an equitable
mterest in the stock attached, we^omd not have scrupled to have
followed that law. The question is not here, whether the legal in-
terest in the stock passed by &e assignment before a transfer of ibe
stock upon the books of the corporations ; but whefter the equita-
ble interest herein, as contradistinguished from die legal interest,
did not pass to and .vest in the tissignee bv the law of I^uisiana, so
as to oustthe risht of any creditor with full notice of the assignment
from divesting &e title of ^e assignee by a subsequent attachment
thereof as the property of the debtor. In respect to the CarroUton
Bank it is clear that nothing but an equitable mterest could be con-
veyed or was intended to be conveyed by the assi^ment ; for the
bank already held the legal title as a pledge for a stock loan. In
respect to the Gas Light and Banking Compaq, the interest in the
stock had been transferred to the Bank of South Carolina as a
pledge, and the letter of attorney was given to perfect the equitable
Bl« S^JEBEME COU«T,
Black et al. «.*Zaeharie dc Oo.
tide into a legA title by an actual transfer on the booka of the cor-
poration. But, sulgect to that pledge, the equity was widi the con-
sent of the Bank of South Carolina vested in the assignee under the
assignment So that each case presented the satne general questioa
as to the validity of the equitable title by the law of Louisiana
against attaching creditors, having full knowle(]^ of that equity,
(hit of Louisiana, we believe, that no such question could possibly
arise ; for coi^ of law, as well &s courts of eijuity, are constandy,
in all states where the common law prevails, in the habit of holding
a. prior assignment of the eauitable mterest in stock as superseding
therifi^ts of attachinj; creditors, who attach the same with a fuS
knowkdfi^ of the assi^ment.
Upon Sill ezaminaton of the laws of Louisiana and the decisions
of its courts, we see no reason to believe diat a different doctrine
on this subject preva^ in that state. It is true that the same dis-
tinctioiis' between l^gal and equitable rights may not as to tie mode
of remedy exist in that state, which are recognised in states eorerned
by the common law : but the same purposes of substantial justice
are attained there unoier similar circumstances as the courts in other
states are accustomed to administer in a difierent form.
liere is a marked distinction in the Louisiana law between the .
transf^ of corporeal thin^ movable, and things incorporeal. In
the fonner a manual tradition of the tiiinfi; is orcUnarily but not uni-
rersally required to perfect the tide, in the case of incorporeal
things no such tradition can take place, and therefore such a deli-
very .as the thing admits of— a sort of symbolical delivery— 4s ad-
nutted by the law as a substitute. There are^ several articles of the
Civil Code of Louisiana bearing directiy on this point ; bjit it wiD be
sufficient onlylo cite a few 6f tiiose which have been r^ed nn l^j
counsel. Art. 2612 declares, ^^In the transfer of debts, rigtts, or
claims, to a third person, die delivenr takes place between the rans*
ferrer and transferree by die giving pf ibe tide." Aijt. 2613 declares,
^^ The transferree is only possessed; as it regards third persons, ^fl^
notice has been eiven to the debtor of the transfer having taken
place." Art. 24o6 declares, <<The traditi<m oF the incorportel
rj^ts is to be made either by the delivery of the titles and^of die
act o/ tmnsfer, or by the use made by the puMshaservnth die con-
sent ot the sdler.'^ In Bainbridge v. Clay, 16 Martin R. 56, die
Supreme Court of Louisiana said, ^'A debt due [by] the defendant
on a Jleri facku cannot aS; to third persons cpmpletely pass to the
assignee unless there be what in sales of tangible property is called
a traidition or delivery ; and this is eflected as to choses in action
by notice of die assicnment to die debtor.^^ .Again, in Babcock v.
Mattbie, 19 Martin K. 137, die same learned eourt said tlUit die
true test, in cases of assignment, is, *^ That where die owner of the
property has lost aU pqwer over it and cannot chan^'its destination,
the creditors cannot attach." The same docthne v^as directly*
JANUARY TERM, 1846, BW
Bl»ok et aL «. Zaeharie dt Oo.
aflBrmed in the recent case of Urie v. Stevens, 2 Rob. Lonis. Rep.
251. l])ie principles announced in tfiese decisions seem complewy
to coyer the present suit In the case of the Carrollton Bsmk the
Aares had actually passed to the bank itselfasa pledge, and nothing
butan equitjr remained in Black, cai)able of being transferred, and
that was assigned by the deed of assignment to the assignee before
the attachment, and was known to Zacharie k Co. at the time when
they made their attachment; and at least as early as the next dajr it
was made known to the bank. So that the ci«<utojrs had full notice
and the bank had full notice ; and die creditors could not make a
▼aUd attachment when to their knowledge the property no longer
belonged to their debtor, 'the case, as to the Carrollton Bank 6&s,
then, directly within the principles iust stated. The owner had
parted with all his prpperty % the stock ; he had lost all power over
it ; and he could not change its destination'. The same principles
apply, i/brHarij to die Gas light and Bankmg Company; for
there, not only had the creditors notice of the assignmeht before
their attachment; but the company also had notke thereof before
that period.
It IS true that the charters of the Carrollton Bank and of the (3as
Light and Banking Company provide that no transfer of die stock
of these corporations shiul be valid or effectual until such transfers
shall be enta«d or reg^red in a book or books to be kept for that
purpose by die coiiK>ration. But diis is manifestly a regulation de-,
signed for the security of the bank itself, and ofthird persons taking
transfers of the stock without notice of any prior equitable transfer.
It relates to the transfer of the legped tide, and not of any equitable
interest in die stodc subordinate to Aat tide. In the case of the
Union Bank of Geprg^own v. Laird, 2 Wheat. 390, this court took
notice of the distinction between the lepl and equitable tide in
<iases of bank-stock, where the charter of me bank had provided for
the mode of transfer. The general construction which has been put
upon the charters of odier banks containing similar proviaons as to
the transfer of their stock, is, that the provisions are designed solely
for the safety and security of the bank itself, and of purchasers with-
out notice ; and that as between vendor and vendee a transfer, not
in conformit)r to such provisions, is good to^pass the equitable tide
and divest the vendor of all interest in the stock. Such are the de-
cisions in the cases^of the Bank of Utica v. Smalley, 2 Cowen, 777,
778; Gilbert v. Manchester Iron Co., 11 Wend. 628; Commercial
Bank of Buffalo v. Kortwridit, 22 Wend. 362 ; Quiner v. The Mar-
blehead Insurance Go., 10 Mass. R. 476 ; and Sergeant v. Franklin
Insurance Co., 8 Pick. R. 90.
We see no reason to doubt that die jurisprudence, of Louisiana
adopts a similar inteipretation for die purpose of protecting equitable
tide against die claims of creditors of the tnmsferrer, who have
notice of such equitable tides. If it will protect an assignment of
Vol. m.— 65
M4 SUPREME COURT.
BUek et aL «. Zmeharie A-Oo.
a diose in acticm affainrt attadimg creditors after notice of the aa-
fl^;nment given to me debtor, bemuse no title remains in the trana>
ferrer, fas we have seen it will,) a fovUm^ it on{^t to protect it
where me attaching creditor himself has notice, sinee, in justice, he
is entitled only to lake under his attachment what li^tfiiujr remains
in tiie transferrer. ^ In the absence- of any positiye controlling
statute or dir^ adjudication of the courts of Louisiana tiponthe
yeiy point, in contradiction to the doctrine maintained in other states,
as one founded er «^ el iono in general justice, we may well pre-
sume, that a state deriviiig its jurisprudence fiom die Roman Law,
has not failed to act upcm it
There is another ground, auxiliaiy to this last view^ which is en*
titled to great consideration. It is well settled as a doctrine of
intematiomLl juriq>rudeMce, that perMmal property has no locality,
and that the uiw. of the owner's domicil is to determine Ae validity
of the t^ransfer or alienation thereof^ unless there is some positive or
customary law of the countiy where it is found to the contrary.
This doctrine haq, in the very late case of die United States 0. The
United States Baiik, fin June, 1844,) l)een fully and directly re>
cog[nised and aflbrmed b}rthe Supreme Court of Ix)uisianii, as a part
of Its own international jurisprudence \ and it was applied in that
very case to su{^;>ort an assignment made in Pennsvlvania, 1^ the
Bank of the United Statea, to certain asrignees, ^o were mter-
venors of soods, debts, credits; and eflects, in Louisiana. Tte
court held Siat the assignment, being broyed to be valid and efiectual
ath^ law of Pennff)rlvania,. waa to be. deemed equally valid and
ectual to pass die goods, debts^ credits, and eflects, m the bimk,
to &e assignees in Louisiana^ i^gainst the attaching creditors, who
had notice of the assisnment~at the time oftlheir attachment. The
decision turned upon me very doctrine xJl international jurisprudence
just refened to. . So that here we have the high authonty of the
state court in this very mattit, that there is nothing in the juris-
prudence oi Louisiaiia, which forbids grvinjg full eflect and validi^
to an assignment of debts, credits, and equities, situate in that state,
where the assiffument is valid and eflectual by ^he law of tte^atate
where it is made, so as to oust the rights of attaching crecEtoi^ who
have due notice tiiereof. Now, in the case before us, there ia
Elenary evidence that the assignment was valid and eflectual by Ike
iws of South C?volina, when and where it was made^ to pass "Ae
right to the property in controversy ; and that tiie attaching creditors
had notice thereof before their attacfament Was made; so that itt
validity and eflect are &e same in Louisiana as in SouiSi Carolina.
It is true thiit the legal title could not pass without a r^iUar tmhflfar
of the stocks tipon tiie books of the coip<Nration ; but it is eqaaI^^
true, that the titie to tiie property, subject to the pledge tiiereol,
was complete in the assignee, so as to bmd the banks as wellras %at
attaching creditors, after due notice to tiiem respectively. W6 tire,
JANUABY TEBM. 1845. W
CcnideB •. Doremn* et »L
■ - -
'ttierefore, of «opimon, tbat the district judge erred m diiecting the
jury that the delhreiy of the stock was not complete unless die
trauDsfer wfts entered upon the books of the banks. That was true
as to the absolute legal title, but- it did not prevent the eouitable title
from pasmng to and becoming completely rested in me assignee
under.and in virtue of .the assignment, so as to bind the attaching
creditors, as soon as they had notice thereof, and in 4ike'manner the
banks, as soon as they mid notice thereof.
Upon both ^rounds^ therefore, stated in the exceptions, the judg-
ment of the Circuit Court is reyersed, and the cause remanded to
that court with directions to award a v&nire /aciat de novo.
Joan B. CiMBiHy PtAiiiTiFF iM Bsnom, V. Thomas C. Dobbmitjs, Ccm^
MELIUS R. SutllAMt JaMXS SuTHAHt AMD JOHM M. N1ZOM9 DbVBMV-
AMT8 IN BBBOR.
Where a .general objection is made, in the court below, to the reception of tes-
timony, without' stating t^ grounds of the objection, this court consider it
as ragile and nugatory ; nor ought it to have been toleratM in the court be-
low.
Where at the time of the endorsement and transfer of a negotiable note^ aa
agreement was made that the holder should s^d it fbr collection, to the bank
at which it was, on its face, made payable, and in the event of its not btiaf
paid at maturity, sboiild use reasonable and due diligence to collect it from
tbe drawer and 'prior endorsers before resorting to the last endorser, the
holder is bound to conditions beyond those which are implied in the ordinary,
transfer and receipt of commercial instruments.
Byideaoe of the general custom of banks to giro prsrious notice to die payer,
of the time when notes will fall dii^ was properly rejected, unlesa the wimess
•eonld testify as to thtf practice of the particular bank at which the note wae
made payable.
A ipresentment and demand of payment of the note, at maturity, within bank-
ing hours, at the bank where the note was made pajrable, was a sufBeieat
eompliance with the contract to send it to the bank fbr collection.
nt record of a^su^t brought by the 'holder against the maker and prior en-
dorsers was proper eridence of reasonable and due diligence to collect the
amount of the note firom them ; and it was a proper instruction, that if the
Juiy beliered that the prior endorsers had left the state and were insolrenf,
the holder of thcAote was not bound to send executions to the Aunties where/
these endorsers resided at' the institution of the suit
The diligent and lionest prosecution of a suit to judgment with a return of
mrnUa boma, has always been regarded as one of the extreme tests of due dili-
gence.
And the ascertainment, upon correct and sufllcient proofb, of entire and noto-
rious insolvency, is recognised by the law as answering the demand of doe
diligence, and as dispensing with the more dilatory evidence of a suit.
If the holder cannot obtain a judgment against the maker for the whole amount
of the note, in consequence of the allowance of a set-off as between the maker
and one of the prior endorsers, this is no bar to a full recovery against the
last endorser, provided the holder has been guilty of no negligence.
ne BUPREME COURT>
Camden w. Dofemiis et aL
This case ^miS brought up, hj writ <»f enory from ike Cmmt
Couit'of the United-States for the district of lifisflburL
The de!!»^ants in errpr were citizens of the state of New Toik
and partners in trade under the name dsd style of Doremus, Suy*
dams and Nixon. The plaintiff in error was the suryiyioff partner
of the mercantile house of John B. an4 Mai1>el Camden, which car*
ried on busmess at St Louis under the name and firm of J. B. and
M. Camden. The plaintiff in error was sued in the court below as
endorser of the following promissory note.
On the 8th (tf June, 1836, Ewing F. Calhoun executed Has nOU^
viz.:
<<^19 90.
^< Twelve months after date, I promise to pay Judah Barrett, or
order, four thousand two hundred and nineteen dollars and ninety
cents, negotiable and payable at the Commercial Bank rf Colum-
bus, June 8, 1836. Ewnro F. CALHotTK,
<' Mississippi + 1809." Columbus, Misassippu''
Which note was endorsed bv Barrett to Sterling Tarpley, or order,
by him to J. B. and M. Camden, or order, and by them to Dpr^mus,
Suydams-, and Nixon, or order.
On the 22d of August, 1836, the plaintifis and defendant entered
into the following agreement :
''Mw York, Jlw%ut 22d, 1836.
<' Memorandum of an agreement and trade made by and between
l)oremus, Suydams and Nixon, of the city of New Yorir, of the one
part, and J. B. k M. CamdeA, of the city of St. Loqis, of the other
part, witnesseth : Whereas, thi^ said Camdens have this day sold and
assigned unto the said Doremus, Suydams and Nixon, a note for four
thousand two hundred and nineteen -jVW dolkurs, V^jMe twelve
months after date^ and dated the eighth dav of June, lo36, and ne-
Etiable and payable at the Commercial Bank of Columbus, AGss.
cecuted by Ewing F. Calhoun to Judah Barrett, and endorsed by
the said Judah Barrett and Sterling Tarpley and J. B. It M. Cam*
den. Now, it is expressly understood and agreed by the contract*
ing parties, that the said Doremus, Smrdams and Nixon, are to send
ttie said note to the said Commercial Bank of Columbus, Mississippi,
for collection, and in the event of its not being paid at maturity,
they are to use reasonable and due diligence to collect it of the
drawer and two endorsers before they call upon the said Camdens ;
but in the event of its not being made out of them, then the said.
Cajndcns bind and obligate themselv^, so soon as informed of the
fact, to pay the said Doremus, Suydams and I^on, the principal of
the said note, together with its interest and all legal costs diey may
have incurred in attempting its collection.
J. B.*& M. CABfDEK,
Doremus, Suydams & Nixoh.'^
JANtTARY TERM, 1846. 617
Camden v. Poremnt e^ al*
The note not being pud at matuiitj, suit was brought b^ the
endorsers affainat the plaintiff in error as sumving paiWr of die
endorsers J* 19^ and M. Camden. •
Upon the ^ial of the cause, the plamtiff offered to read m evi-
dence sundry depositions, and also a voluminous. record^ which are
all set forth m full in die first bill of exceptions, but which it is im-
possible to insert here on account of their great length. They were^
1. The deposition of llioinas B. Winston, that he presented the
note at the Commercial Bank of Columbus, and dei^anded pay-
ment thereof, which was relumed ; that payment was demanded on
the 10th of June,; 1837, because the day of payment fell on Sunday;
that it was protested, and notices thereof sent to the first, second,
and third endorsers.
2. The deposition of EwingF. Calhoun, provmffbls own signa-
ture; the handwriting of the first and second endorsers; that he
was sued at the first court dter the note became due ;. that the suit
was prosecuted as diligently as i>ossible to a judgment an4 execution^
that deponent continued to .reside in Lowndes county, Mississippi,
but that dk die rendition of the judgment Barrett resided in South
Carolina^ and Tarnley in Texas; that Barreti and Tarpley were both
insolvent, and had no property within the state of Mississippi, out
of which to make the judgment, or any part thereof; Ihat at the
trial deponent was allowed a set-off afi;ainst Tarpley, of abouut
$1500, which Tarpley owed deponent at the time of the commence-
ment of the suit, and before he received notice of Tarpley 's en^
dorsement
d. The deposition of Samuel F. Butterwortfa, that the suit was
prosecuted as diligently as possible to judgment and. execution;
that at October term, lo38, a verdict was renaered for the plaintifib/
which was «et aside ;. that in April, 1839, another yerdict was ren-
dered, which was also set aade ; that in December, 1839; a verdict
was rendered for only $3498 46. upon which z fieri Jitcias wbs
issued, die statutes of the state not authorizing process against the
person ; that no property could be found out of which the executioii
or any part thereof could be made.
4. A document purporting to be a transcript of the record of the^
suit spoken of i^ove, showing its process up to the final return of
the ^eriff, which was as follows : ^^ The within named Ewinfi; F.
Calhoun, Judah BarrM, and Sterling 0. Tarpley, have no goo£ or
chattels, lands or tenements,' within my county, whereof I can make
the gums within mentioned, or any part thereof. March 28Qif
Each one of these papers was severally objected to by the^de*
fendant, but the, court overruled the objection, and permitted them*
to be read in evidence. The admission of these four papers con-
stituted the ground of the first bill of exceptions.
Bill of exceptions No. 2.
2X
M8 gOPREME COURT.
Camden «. Do rem us et aL
^'^ Be it remembered, that on the trial of this cause, the plaintffi,
in addition to the evidence in the former b31 of exceptions m Am
case contained, examined Pardon D. Tiffany as a witness, who tes-
tified, that shortly before this suit >;vas brought, as well as after, be
had conversations with the defendant in relation to the clahn of the
Elaintifls against him ; and &e defendant told the witness that be
ad transferred &e note in question in the present action to die
plaintifis, for goods purchased from them, ana that at the tim^ he
transferred the note to the plaintifis he was indiSerent whether diej
took it or not, as he considered some of the parties thereto feus good
as George Collier, (who is known to the court and jury as a veij
rich man.) Witness did not know whether defendant saw tibe note
or not. The witness received a copy of the record of the suit in
Lowndes'county, Mississippi, brought by the plaintifi against Ewing
F. Calhoun, the maker of the note, ana Judah Barrett and Steriing
Tarpley, the endorsers ; but witness could not say whe&er he re-
ceived the_copy from Mr. Adan^s, the agent of ^ plamtiffi, or firom
the defendant, or fironi Mr. Oamber, the counsel of the .defendant
The defendant in his conversation vrith witness was aware of die
nature of the plaintifis' claim against him, and objected to the
claim, alleging that the plaintifis had not used due diligence to col-
lect the amount of the note ; he did not say that if he were satisfied
&at diligence had been used he would pay ike claim ; but he did
say, diat he was not bound 1o pay, and would not pay the claim ;
but made no other objection to the claim but want of diMeence."
The plaintiffs next ^ye in evidence an act of Ae legidatuie
of the state of Mississippi, entitled ^^ an act to abotidi imprison-
ment for debt," approved February 16th, 1839, which acf^e parties
here in open court agree may Ife read in any court in wWdi tfab
cause may be pendi^, fix)m tiie printed statutes of the state df
The plaintifis then pr^ved the handwritmg of the defendant to the
following letter addressed to the plaintifis, and read the same in evi-
dence to the jury in the words following:
'< Saini Louis, October 24M, 1839.
** Messrs. Doremus, Sutdams & Nixon, 'New York :
** Gents : — ^Your fevpur of the 11th inst. is received, and contents
noted. It is quite out of our power to send- you any New Orleans
bills for your note on E. F. Calhoun. We trust you will before
long receive a Judgment for the entire debt, interest and cost, and
that you will find by the virtue of an execution that < insolveticy
has not passed upon them all.' Those who have gone to Texas
may yfet moke a great rise in that fine country. We regret that the
note has been so difficult of collection. We scarcely Imow which,
you or we, made the worst trade ; we* have many of the goods on
hand we got for it. Your friends,
"J. B. &M. Camden*.
JANUARY TERM, 1848. W>
Camden fu Doremns et cL
<^Tour message to Sfr. Homans, cashier, has been attended to,
and deliyered."
It was admitted by defendant^ counsel, that die endorsements
on the note eiren in evidence were filled m in the handwritii^ of
Josiah S|>al(mig, the counsel of the. plaintins in this action, for the
purpo^te of tins suit. It was also admitted diat the laws of the state
of New York idaced the liability of endorsers upon promissory notes
on the same rooting with the liability of endorsers upon inland bills
of exchange under the genend law merchant;
The plaintiffi having here closed their case, the defendant pro-
duced one William C. Anderson as a witness, who, being sworn,
iest^ed that he had been employed in several banks, and had con-
ducteid one in St Louis himself; . that the practice in banks in rela-
tion to notes deposited widi diem for collection, was to give notice
to the payer of the note fliat it was in the bank, and when it would
beeoBie due; that (he ^ecton the credit of a pajrer, of a fieulure to
pay the note when it became due, was different in eastern and west-
em banks. In banka at the east, pi^er deposited for collection was
conndered almost as sacred as paper discounted by the banks, and a
fieilure to pay would stop the aq'commodation of the payer at the
bank; •'but in the western banks, the effect of permitting collection
paper to lie over was not of much consequence to the credit of the
payer. The defendant's counsel having asked the witness, whether
a note presented at a bank for payment on the last day of grace, by
a notaiy public, would .be consiaered as having been sent to die
bank fot collection, within the meanmg of die contract between plam-
tilEi and defendant, the question was objected to 'by ttie plamtiffi*
counsel, and the bourt not only refused to aDow^ the question to b6
answered, but rejected all testimony given by the witness, or which
might be given, m relation to the practice of banks on notes depo-
sited for coUection, unless the witness could testify as to the practice
or usaee of the Commercial Bank of Columbus, mentioned in the
note of Calhoun; to which opimon of the court the defendant, by
his counsel, exc^ts»
Instructions assed by defendant
**The defendant, by his coimsel, moved the court to instruct &e
juiT, that the plaintiffi were bound to send the note of Ewing F.
Camoun, endorsed bv -Jiidah Barrett and Sterling Tarpley, to ttie
Commercial Bank pf Columbus, Mississippi, for collection ; and
that, unless it is proved to the satisfaction of die juiy diat this was
done by the plaintifis, they must find for the defendant; which in-
struction was given to the Jury by the court, with this explanation:
Tliat if the Jury believes the note was presented at the bank, and
had ]T\ there, .by the ag^t of the plaint^, at the banking hours on
the day it fell due, so as to be a valid demand on the imdcer, then
it was duly at the bade, as required by the contract sued on. To
which explanatoiy instructiDn the defendant, by his counsel, excepts.
BSO SUPREME COURT.
C^nrden «• Dbremus et kL
~ ■ ■ ■ - . , , . ^. . ■ . I ■ ■ ■ ■'" ■ . ., t »
^^ The defendant) by hit; coupsel, forther mored the court tQ inrtnict
the juiyy that the plaintifis were bound to u^ diligence by suit against
Calhoun, the maker of the note, and Barrett aiid Tarpley, ttie en^
dorsers thereof, in order to collect the money; and that if the plain-
tifis neglected to prosec^ their action vriith diligence against either
of said parties^ the defendant is not responsible on his endorsement
of the note in question; which instruction was given by the court*
"The defendant/ by his counsel, then mored the court to instruct
the juij, that the record from the Circuit Court of Lowndes county,
fiven m evidence, does not show due diligence bv suit against Cal-
oun, the maker, and Barrett and Tarpley, the endorsers, of the note
in question; which instruction the court refused to give, and in lieu
thereof instructed the juiy, that, so far as the record goes, it does
show due diligence on part of the plaintifis ; and if the jury beUere
from the evidence, given in addition to the record, that the two en-
dorsers had left the state of Mississippi, and were insolvent, and had
left no propertjr in that state, at the time the judgm^t was rendered^
that the plaintifis were.nqt bound to cause executions to be sent to
the counties where die endorsers respectively resided at the time they
were sued. To which opinions of the court, in reiusmg the instruc-
tion asked by die ddendant as last above-mentioned, and in giving
the instruction in lieu thereof which was given by the ^ceurt, the de-
fendant, by his counsel, excepts.
'^^The aefendant, by his counseL then moved the court to instmct
the jury, that the plaintifis, under the law of Mississippi, were enti-
tled to a jud^ent .against Tarpley for the full amount of the note,
notwithstanding any payment or set-ofi* between Calhoun, the maker
of the note, and Tarpley, the endorser^ and that, if the plaintifis
have neglected to assert meir right to such judgment, and have suf-
fered a judji^DOLent by their neglect to pass for a smaller amount, the
defendant is discharged by such neglect for all accountability for the
sum thus lost; which ixistructions the court refused to give, because
die record from Mississippi furnished all the evidence on the subject
to which this iostniction refers, and no negligence appears from said
record in prosecuting the suit against Tarpley; to which opinion of
the court the defendant, by his counsel, exciepts. And the defend-
ant, bjr his counsel, prays the court to sien and seal this his bill of
exceptions and that the same may be made part of the record, which
is done. J. Catbon, [l. s.]
R. W. Wells, [L. s.J
John J. Hardin J for plaintifi*m error.
Z. Collins Lee, for defendants in error.
Hardin's argument was as follows:
The points now arising for the consideration of the court, are: .
1. Were the instructions asked improperly reftised ; and those de-
livered in lieu thereof improperly given?
JANUART TERM, IM& m
Camdea v. Doremvs et aU
'2. Were the depositioDf, or anj one of them, . improperly per-
mitted to be read in evidence?
3. Does the record from Mississippi show &e use of reasonable
and dae diligMnce?
The contract was not complied with, by defendants in error, in
They were to " send the said note to the Commercial Bank of Co-
lumbus, Afiasissippi, for collection." This ihey did not do, and
diere is no eridence that the h^joik ever had it for collection. It is
true this note was protested for non-payment on the last day of grace ;
but there is a wide difference between sending a note to a bimk for
collection, and merely presenting it for payment on the last day of
grace. Banks, universally, are collecting agents; they always sive
notice of the time of payment, and of the amounts due, to the &htr
<»8 whose notes are left with tiiem for collection. It is an injury to a
man's credit, and not unfreauentiy destroys his business character,
not to provide the means of paying a note left with a bank for coir
lection, and^ of which he has been notified. Tb^se reasona must
have operated with plaintiff in error in inducing him to require the
note to be sent to the bank for collection. Calhoun, as appears from
the record, lived in the town where the Columbus Bank was situated;
and if he had been notified that the note was left in the bank for col^
toction, he mig^t have had an opportunity of providW for its liqui-
dation. Nor will it do to say that the presentation of tiie note for
payment was the same thmg in substance as sending it to the bade
for collection. The plaintiff in error did not think so, and at any
rate he has required me stipulaticm that the note diould be sent to
tiie bank for collection by defendants in error; and the defendants
in error have no right to say that, although they did, not comply,
they did what amounts to nearly the same thing. The sending the
note to the bank for collection was a condition precedent to the lia-
bility of plaintiff in error, and should be diown to have been strictiy
complied with by defendants in error.
Suppose, for instance, as is the hcU though it does not impear on
the record, that the note was sent lo the Columbus Bank of 6eoij[ia|
and did not reach the agent of defendants in error in Missis^pi
until die last day of grace, when it was forthwith protested. . llus
was not a compliance with the letter or spirit of the contract.
In this view of die case, it was proper to prove what was the
iisafi;e of banks witii £eeard to paper left with them for collection,
ana tiie testimony of WT C. Anderson, page 519, was tiierefore per*
tinent This testimony was excluded by the court, and was th^re*
fore error.
The first instruction asked by the plaintiff in erro^ in the court
below was, therefore, proper, and was erroneously refused.
The depositions were improperly permitted to be read.
1st Objection. They were taken before a ^Mudge of the nintii
YaL.ni— 66 2x2
5123 SUPREME COURT.
Camden v. Doremns et aL
judicial district of Mississippi." The law of 1789 makes no inen-
Qon of such an officer as authorized to take depositions. If it is
said that such judges were judges of a ^^ Court ot Common Pleas,"
within the meaning of that law, it is answered, tfiat if so, that fact*
should appear affinnativel^ in the certificate of authentication. No
evidence aliunde being mtroduced, the deposition itself shoiild
contain the complete evidence that it was taken by a legally autho-
rized officer. 1 Peters, 355.
2d Objection. The depositions were taken de Ifene esse^ and the
certificate does not comply eitiier With the letter or spirit of the law.
The dOth secdon of the Judiciaiy Act of 1789 provides for taldnff:
such deposition^ when the witness resides more than ai hundrea
miles firom the place of trial, upon giving due notice of the time
and place of taking the deposition *^ to me adverse party, or his
attorney, as either may be nearest, if either is within a hundred
miles ofihe place of caption."
This law, being in derogation of the common law, must be strict-
ly complied with. 1 Peters, 355 ; 3 Cranch, 297.
The certificate of the Judge attached to each one of the deposi-
tions, states that no notifoation was given to plaintiff in error of the
takins^ of the said depositions, ^^ because neither the said John B.
Camden, nor his counsel, live within one himdred miles," &c.
It was decided by the Supreme Court, 3 Cranch, 297, that in
taking a deposition under a dtdimus potestaiem^ the term ^^ attor-
ney," used m the Virginia statute, meant an attorney in iact, and
not an attorney at law. The words of the Virginia statute— s^
Tate's Digest, p. 210, sects. 18 and 15 — are, on ^^ giving notice to
the adverse party, his attorney, or agent"
The inference firom analogy, and from the decision in 3 Cranch,
297, is irresistible, that the term ^^ attorney," used in the 30th sec-
tion of the law of 1789, means an attorney in fact and not an attor-
ney at law.
it therefore would be no compliance with the law to certify ttat
'^ neither the adverse party, nor his attorney at law. live within one
hundred nules," &c. It seems to have been the idea of the judge
vrtio made the authentication, that the law of 1789 meant an attor-
ney at law. But even if &e law was construed to mean an attorney
at law, the word ^^ counsel," used in the certificate, does not meet
its requisdtion. A counsel and an attorney are two distinct l^al
officers. Their duties may be, but are not necessarily, dischar^d
by the same person. It is the province of an attorney to .prepare a
case, by making up the pleadings, taking depositions, &c. ; whilst
the counsel in the cause manages it in court afler the case is pre-
pared by the attorney to his hand. The plaintiff in error might not
have had a counsel within a hundred miles, and yet have had an
attorney at law. But as a counsel is neither a^ attorney at law or
an attorney in fact,'non constat^ but that the pluntiff in error had an
JANUARY TERM, 1845. SM
Oamfen «. Doremas et aL
Momej living widiin one hundred niil^, and' the defendants in
error failed to give him notice, and therefore hare had the audien-
tication so made as to prerent this fact from appearing. The law
being in derogation of a man's common law rimts, ana the deposi-
tions being taken exparUj the authentication mould exclude ererf
conclusion which could in reason be made against the legality and
formality of taking the deposition. 1 Peters, 355. Tliey should,
therefore, have been excluded from the juir.
3d Objection. The deposition of Thos. 6. Winston should hare
been exduded, because he was not sworn to tesdfy ^^the whole
truth." He was sworn <^ta testify the truth, and nothing else but
file truth." Now, the 30di section of the act of 1789, autl^priz-
in^ the taking ..of these depositions, expressly provides ttiat ^^the
witness is to be carefully examined, and cautioned, and sworn,
or aflirmed, to testify tiie whole truth." This was not done, ana
the deposition, thererore, diould have been excluded. This is ana-
logouH to the case where a witness does not answer the general
interrogjitory, " Do you know any ttdng further ?" Such a neglect
is sufficient to vitiate the deposition. 3 Wash^ 109.
4th Objection. The deposition of S. F. Butterwordi^should have
been excluded for imperfection or diminution. It begins by statins,
^^ That the annexed note was sued," &c. ; and no note is annexed,
or set out m the deposition. Nor could any one tell who were the
parties to the note m>m any &mg which is contained in the deposi-
tion, for their names are not even mentioned. The court cannot
tdl whether it was the note here sued on that the witness had befone
him, and intenlled to have annexed to his deposition, or whether it
was not an entirely different iiistrument
This defect cannot be supplied by reference to the deposition of
Winston, for that is a distinct depo^on, and was taken at a difier-
ent time — one being taken on loth Januaiy, and the other on 17th
February, 1842. Ilach deposition must be perfect in itself.
If the depopitions are excluded, there is no evidence whatever of
any diligence. If the deposition of T. B. Winston, the acting no-
tary public, is exclu(}ed, there is no testimony to show &at the note
was even pili^nted for non-payment at the Columbus Bank. This
bein^ required by ^ contract, the ether testimonv would not be
sufficient to support tiie judgment But the fact of permitting one
improperly taken deposition to be read to the iurv is sufficient to
reverse the judgment
The court erred in refosmg tti^ third instruction asked by plaintiff
in error, which was substantially, that ike record from Lowndes coun-
ty does not show due dili^nce by suit, and also in the instruction
fpren in lieu thereof by die co&rt. First. The suit in Lowndes eoun-
Vfy Mississippi, was instituted by defendants in error, against maker,
and two fint endorsers of the note here sued on, under a provision
in the statutes of Missisappi. Howard and Hutchinson's statutes
tat SUPREME COURT,
Camden v. poremvs at aL
of Mississippi, 697, sect. 33, authoriang this mode of inatitntiiig
suit. A 8ub9e<|aent section of same law provides, (sect 35^ How-
ard and Hutchmson, 596,) *^ The court diall recdve the mea of
non-assumpsit and no other, as a defence to the merits in all suits
brouj3;ht in pursuance of this act^ and all matters of difference may
be given in evidence undier the said plea. And it shaU be lawful
for the jury to render a verdict against part of the defendants, and
in feiyour of the others, if die evidence before them require such a
verdict, and the court shall render up the proper judfipnents in such
verdicts ^;ainst the defendants, which juogments ana verdicts shaU
not be reversed, annulled, or set aside for want of form."
. Sect 41, same act and pa^, provides, that defendants diall not
sever in their pleas to the merits of the action.
Another act of Mississippi, Howard and Hutchinson, 374, sect
12, provides, that ^*the deiendaat diall \}e allowed the benefit ot
any payment, discount, or set-off, made, had, or possessed against
the^ same, (any assigned note or bill of exchange,) previous to the
notice of the assignment."
These provisions are innovations on the common law, and were
evidently intended to create a new practice in pleading?, trials, and
rendering up jvdgments. If it is not so, then the set-off of the
maker of the o ite, Calhoun, against the second endorftr, Tarpley,
was all wrong, and there was a total want of diligence in defendant
in error, in not taking th case to the' appellate court and having it
there decided, and in permittihg the case to be contmued for tmee
years, for an improper defence in the Circuit Coiurt.
Admittinj^, then, that it was proper for Calhoun to claim his set-
off a^inst Tarpley, it is clear that judgment should have been ren*
' dered against Calhoun for the amount of note and interest, after
deducting the amount of the set-off. But it is equally clear, that as
Tarpley endorsed the note without crediting thereon the amount of
the set-off, and without giving notice that there existed any such
set-off, diat judgment should nave been rendered against him for
the full amount of the ^ote and interest. The 35th section provides
expressly for such cases. And without such a provision, and a
strict compliance with the law under it, most flaunt injustice
would be done in numerous cases, and especially m the present
instance. Tarpley endorses the note to plaintiff m error, without
notice of any set-off. Plaintiff in error endorses it to defendant in
error, on &e faith of Tarpley's solvency. Defendant in CiTor sues
Calhoun and Tarpley, and takes a judgment against both, for the
amount due from Calhoun to Tarpley^ and wholly neglects to take
a judgment for the amount really and justly due by Tarpley, as the
law authorized. If plaintiff in error now pays up the note and
interest, and ^es back on Tarplev, this judgment against Calhoun
and Tarpley, for less than what larpley was legally liable for, will
be a bar to a recovery for a greater sum. The defendant in error
. JANUABY TERM, 184ft, Mft
Gftmden 9. Doremns et »i.
havinff thus feiled to obtain a judgment as he &ouId have done for
the ^ole amount due^ and thus haying prejudiced plaintiff in errori
there was not due dilifi^ce used.
The 36di section ofthe statute of MississiptA, Howard and Hut-
chinson^ 696, provides, that <<new trials diall done be granted to
such defendants as the verdicts may hare been wronefully rendered
against, and judgments shall be rendered against all the other de-
fendants in pursuance of the verdict" It appears a verdict was
rendered on the 17th October. 1838, against all three of ttie de-.
fendants, Calhoun, Barrett, ana Tarpley, for $4102 77. and judg«
ment rendered thereon. On same pag^ it appears, tnat at same
time V the defendant, E. F. Calhoun, moves tne court to grant a
new trial, &c." On pa^ 28, the case is docketed *^ Doremus, Suj-
dam and Nixon, v. £wm^.F. Calhoun ;" and it states, ^^ thereu{>on
came on tfie motion of the defendant for a new trial, &c.," which
motion was sustained. This motion was made by one defendant,
ike reasons assigned are personal to himself^ and the new trial is
^[ranted him on bis motion. According to the 96th section above,
judgment should have been rendered against Barrett and Taipley.
die endorsers, who did not join in the motion for a new trial, and
who had no- possible drfence against the note. Yef defendant in
error neglected to take anv such judgment. And the case goes on
as thou^ thev were entitled to, and had ^pranted to them, a new
trial, and no final judgment is rendered until 27th December, 1839.
more than a year after, whei^-these defendants had moved out of
the state, as appears by the record. This is a clear case of a neg-
lect of due diligence. See also a similar motion by Calhoim.
A similar neglect appears in another part of the record. Another
statute of Misassippi, Howard and Hutchinson, 616, provides :
** Sect. 11. Every new trial at law shall be on such terms and
conditions as the court shall direct ; and no more than two new
trials shall be granted to either par^ in the same cause.'' Now
the record diows that three new trials were granted in this case.
Hie first verdict and new trial was granted 21st October, 1837.
The second on the 17th October, 1838. The third on 19th April,
1839, and the fourth and last trial was. had on 27th December,
1839. All these new trials were granted on motion of defendant
Calhoun ; and after two were granted, it was €rror in the court in
Mississippi, and it was gross neglect in defendants in error that dicy
did not Imve it reversed* The Supreme C&urt of the st^te of Mis-
8issippi| 1 Smedes and Marshall, 421, have expressly decided ^t
flie court cannot grant more than two new trials. . &y the neglect
of defendants in error, a gross injury is done plaintiff in error in
this : On the third trial, theeverdict was for $4236 SS, and on the
last trial it was only for $3498 45 ; thus decreasing the amount
which plaintiff, in error could thereafter recover againsn the maker
and two first endorsers.
680 SUPREME COURT.
Oamden «. Doremvs et aL
Again : There was not due diligence shown in the record in this.
There was never any service of process on defendants, Barrett and
Taipley, the first and second endorsers. There never was a writ
issued to the county where Taipley resided. They never appeared
in court and entered their appearance ; nor do any attorneys enter
their appearance for them. It is true the pleas, which are most
cai:ele»Blv drawn, use the words "the said defendants say/' &c. ;
but nowhere does it appear that they authorized an appearance ; and
the whole defence is conducted by the attorneys fox Calhoun. It
is manifestly improper that this loose mode of pleading in the name
of defendants, by Calhoun's attorney, should be construed into an
appearance ahd defence for the endorsers ; for the whole of Cal-
houn's defence consisted of a 9et-ofi' afi^ainst Tarpley ; and their
interests in this suit were directly conflictmg. The whole proceed-
ings, therefore, against Barrett and Tarpley, were infbntisJ ; and
there was want of diligence in not bringmg ihem before the court
by legal process, so that they might have had an opportuni^ of
contesting Calhoun's set-off.
Besides' this, there never was an execution, or "branch writ,^'
issued to the counties^ where, it appears fi*om Winston's deposi-
tion, that Barrett and Tarpley resided ; and in this there was a want of
due diligence to use all the means of the law to collect the judgment.
There has also been an entire .failure of the defendants in error
to obtam payment from Barrett and Tarpley. One of them moved to
South Carouna, and the other to Texas. One of them is certainly
within the jurisdiction of our courts. As to the jurisdiction of our
courts over the other, adhuc subjudice lis est
Lee tiTgaed thus :
The defendants in error, by their counsel, respectfully submit
with ihe record, that there is no error in the ruling and decision of
ttie Circuit Court of the United States, for Missouri, in the questions
of law raised and adjudged in this case, and that all ^ material
and important facts in &e cause were fully considered by the jury,
which were necessary for them to render, as they have done, a
proner and just verdict in the premises^ and that the judgment
oumt therefore to be affirmed.
But it is objected, and now argued by the plaintiff in error,' that
(he contract was not complied with, iJecause " the note was not
sent to the Bank of Columbus, Mississippi, for collection." The
answer to this objection is obvious and conclusive, and to be found
in the facts as sworn to by Thos. B. Winston, by which the court
will perceive that the usual and proper demand of payment of said
note was made on the lOtk June, 1837, at the Bank of Columbus,
Mississippi, and due notices of protest sent to the endorsers ; in a
word, that all which the law merchant, or bank% usage required,
as to the presentation and protest of the note, was stric^y complied
JANITABY TEBUt IMfc MT
Gjiaien 9. Doramaa et aL
ymOk ; «nd it is apprehended tbat'die term ''fin* collection/' used in
tiie contract between the parties, cannot be made to express more
dian a legal and propec demand at the maturity of the said note ;
ai^ diat this was a compliance both widi the contract and stipu-
lation in the note itself; for collection at the bank means paymenA
thereon. The court was therefore rig^t in limiting tiie action of the
holders of the note to demand payment at ttie bans specified on the
note, and during baink hours, &c. There^ is, beades, nothing in
this record to ^w that any proper step was^omitted, or that the
plaintiff in error ever understood the contract in the sens^ now con-
tended for by him.
, 2. As-to one of the objections, timt due process ^was not served,
<Mr suit properiy instituted against Barrett and Tarpl^, there can be no
ground to question the. regularity of the prct^eeoings ; and the court
will find all necessiurir Itpl steps to have been promptly taken in
strict ilbcordance wim the laws of AGssissippi, to which the plaintiff
in enO( has referred ; and it is presumed timt the attorney,, entered
upon tte record as acting for iMessrs. Barirett and Tarpley, acted in
gobd iaitii, and by their appointment, and beyond tnis the court
cannot now look«
The^court, too, rightiy rejected the testunony of W. C. Anderson,
because the usage of banks, east or west, ana the opinion of the
witness, could not be evidence, when the contraA and note in ques-
tion stipulated distinctly for the collectio^orpresentation of thesaid
note at the Bank of Columbus, at Misdmppi, whose usage alone
was important to be known, and which it was presumed luul beeA
known, and governed the parties at the time the contract was made.
Another objection is taken to the depositions in tlus case, and which
it is contended were inadmissible on several grounds.
But the defendants in error now confidently submit that upon ex*
animation of tlift Judiciary Act of 1789, sect 30di,-2 I^iws U.
S. 68, it will be fouiid that the depositions objected to were
legally taken in due form, and in compliance with me law referred
to, however strictly it may be c<mstrued.
The deposition of Wmston is certified to by the ^' presiding
judge," and that of Calhoun abo by the judge of the court before
whom the suit was pendinfi^ ; and another deposition is certified and-
taken by the presidmg judge of the nintii judicial district of Mis*
Bssippi. This being, in the language of the' law, taken before ^< a
judee, or justice,«Sx. &c."
Tjie terms qr tidesj attorney and counsel, between which some
nice distinctions are drawn in the argument, are, by common con-
sent and usage, now regarded as convertible terms ; and, indeed^
the Judiciary Act, to which reference is made, does itself so speak of
them. See sect. 30th.
The law meant the attorney or counsel, not in fact, as is contended,,
but the party's legal attorney or counsel, and genendly none but
SirPBEMR COUBT.
Oamden «. Doremvs •% aL-
fluch can be of record, or act in court; beadea, ttie ceitificatea to
these depoaitiona name the attorney m one or more inatancea.
So' also aa to &e objection.that one of the wiintaaua (Winatori) was
not awom to tell the ** whole truth." Thia may be a derical or typo*
gn^hical omianon^aa the word ^< whole" trrai ia naed in all the
odier depoaitiona.; and eren were it omitted by the judffe, it is aub*
nutted whether, under the true intent and meaning of me Jndidary
Act, aett 30, diia would be fital to the depoaition.
Anothcnf objection as to these depoaiticms is made with reference
to an omiasion, as it is alleged, of the note referred to in the depo-
ntion. as die.^^ annexed note ;" but be this aa it may, the court wffl
find.tfaat the whole d^positioii taken U^getheria foil and disdnct aa to
tiiepailicular note, and nothins more waa required.
. ilinally, aa to the question m due diligence : it cannot be denied
that it is for the court, on the fectssupp<^ed, to determine the point
of due diligence. . The <|uestion only is, whether die &ct8 contem*
plated by the court's direction prove ^due and reaaonabledifi-
^;eiice" under the affi^ement of Camden and Co. >nth the defendants
in error. Due and reasonable diligience means ^^reaaonable dili*
gence.'^ But <* due" and << reaaonable" miay. In truth, be regarded
aa convertible terma m this aasodation*
^ Waa aucfa •diligence. used? The suit it showi\ to have been
rigidly, and promptly proaecuted, widiout the remisttiess of a day,
and widi eviiy delay accounted for under authority superior to^ ibe
pafrty's prevention or discnetion. And fiflaUy, z^mnfaaai issues
instendy, and a return appears of utiUa iofio, and it ia diown that
the laws of Mississippi ulow no ca. ti^ It is fiirdier proved,, that at
the time of judgment the defendants were insolvent, and notorioual^
so, (or at least known to '^public" rumor to be so^ It is in tl»s
case found that one of the defendtots bad gone to Texaa when the
judgment was obtained; but it is not diowH that that change of
residence was known to theae claknants, or to their counsel. And
ifh was, need there have been a pursuit of him into Texas, and a
rovinff cofiat to explore for him whitbelnoever rqK>rt might have
sent him? Was this neces^u^, with proof, too, of actuid inaol-
vency ? Due diligence can be required only becavise diligence may
find and seize property to pay the daim-^-and where there is inso(
vency due diligence has no object, or radier constfta, at die utmoit
atretch of obli^on, i& having a return o^ execution of mdta UmS.
This retutn is m feet ovAj a test, or a form of proof, of insolvency.
Substantiated otherwise, the du^ of .diligence has as truly been ful-
filled by simplv recovering judgment,'ana by issuing execution upon
it Here insolvency is proved, and Mudiciju ascertainment ynuB not
•re^ttifflte. And the office of. due duigence was accomi>l]shed bjr
auit and judgment, and (though unnecessaiy) by the firuidete Jimi
That die endi»f all ^due diligeiioe" is but to arml of aohreney.
JANUARY TERM, NIB. M»
Gattden fh Doremns et aL
or to establish insolTeiicj, and that proof of insolreiicj, otherwise
than jndiciaUj) supersedes all steps of further dilisence, varioua
cases settle yery clearly. See Saunders v. Manhd), 4 Hen. &
Mttn£ 466, 468; Thomas v. Wood, 4 Cowen, 172, 188; Boyer
IT. Turner, admr. 3 Harr. & Johns. 286', 287; Rcgmolds et al. v.
Douglass et al., 12 Peters, 603; and 1 Law Lib. 100, 169. The
strictest exaction in such cases, faowerer, never desianded more
than a nulla bona to a fieri fttciat and a oMa. to succeed it The
first we have in this case ; and the latter couldnot be had, it being
abrogated by force -of the law of Misasnppi against* imprisonment
for debt« llius, apart from die prored insolrency. we have judicially
tested the means of the defendant, an4 exhausted all diligence.
Another suit is prescribed to us here, and to be in l^as — and
that for tfie vain cnase of an insolyent man! Not more than one
suit for the exercise ^f diligence^ whererer imposed, is required.
Any ottier view might multij^y suits throu^ an mterminable series
ana all recourse to an oriffinal party, dependent on eyentual ana
long-deferred tests of insonrency, would proye but a shadow of a
right, and a mere mockery.
The last objection needls scarcely a commer -Ihtt the set-off of
about $1600 should not be allowed. This seUoff is explained by
Calhoun's testimony, not only substantiating the set-off, but proyin|;
tiiat it was adtersely adjudged. If soy it must, as Calhoun^s testi-
iBony prores it,, be r^;arded as an ineyitable abatement from the
note for lifhich the plamtiff 4n error should suffer,^ and not the de-
fendants^ wly Contracted with Camden for the note as yalid, for
what it puiported to pay.
On the whdle, the defendants in error iiisist that the record pre-
sents a case inirhieh, after great delay, and long tfnd expensiye liti-
gMion, by ^rtiich tiiey have performed eyery legal dut^ incumbent
on diem by the contract -entered ihto in 1836, as a security to them,
fifom the present plaintiff in error, dieir original debtor, for yalue
recejyed.
That how, after die lapse of more thiBui nine years, they are met
by objections merdjr tedmical, and with merit, which, if sustained
by this honourable court, would, indeed, make the forms of the law
more potent than its justice, and turn out of the courts, remediless,
and in some cases ruined, the honest creditor,- who may re()uire
their protection and yindication.
Mr. Justice DANIEL deliyered the opinion of the court.
No question has been raised on this record in reference to the
original character of the instrument on which the action was founded
as a negotiable and commercial paper, nor in reference to the duties
and obligations of the parties arising purely from their positions as
parties to such a paper. And foi: aught that the record discloses,
eyery requirement of the law merchant, with respect to the note, or
Vol- m.--e7 2 Y
68b SUPREME COURT.
Cftaaden v. Doremas et aL
widi respect toihe rights of the endorsers thereof^ appears to hare
been fulnlled. Presentment at maturitjr and withm due time was
made at the- Bank of Colmnbns, Mississippi, aiid payment there de-
manded ; IhK failure to make payment was followed by regular pro-
test, and by 13ce notice to all the endorsers. The exceptions speci-
ficaUy urged by &e defendant in the court below, and pressed in his
behalf before this court, fi;row out of an agreement sign^ by tiie
firm of the Camdens and by the defendants in error at the time
that tiie note of Calhoun was endorsed by the former to the latter,
and which a^preement, it is contended, bound the defendants in error
to undertakmgs and acta beyond the usual duties incumbent upon
endorsers and holders of negotisdble paper, and without the fulfil-
ment of which no ri^t of recoTeiy agamst tiie plaintifis in error
could arise. Before altering upon an examination of this agree-
ment and of tfa^ questions wmch it has given rise to, it is proper to
dispose of an objection by the defendant in the court below, which
seems to Imre l>een aimed at the entire testimony adduced by the
plaintifis, but whether at its competency, or releyancy, or at its re-
gularity merely, that objection nowhere discloses. After each de-
position ofiered in evidence by the plaintifis to the jury, it is stated,
tiiat to tiie reading of such depoation the defendant, by lus counsel,
objected, and. that his objection was overruled. A -similar state-
ment is made with regard to the record of the scdt instituted in the
court of Hinds county against Calhoun, the maker of the note, and
ofiered in this cause as proof of due diligence. Witii lesard to the
manner and the import of this objection, we would remark, tiat they
were of a land that should not have been tolerated in the court be-
low pending the trial of the issue before the juiy. Upon the ofier
of testimony oral or written, <sxtended and complicated as it may
often prore, it could not be expected, upon the mere suggestion of
an exception which did not obviously cover the competency of the
evidence, nor point to some definite or specific defect in its charac-
ter, that the court should explore the entire mass for the ascertain-
ment of defects whidi the objects himself dther would not or could
not point to their view* It would be more extraordinary still if,
under tiie mask of such an objection, or mere hint at objection, a
party s^uld be permitted in an appellate court to q>ring upon his
adversanr defects vrbkh it did not appear he ever relied on ; and
whidi, if they had been openly and specifically alleged, mig^t have
been easily cured. *Tis impossible that this court can determine,
or do more than conjecture, as the objection is stated on this record,
whetiier it applied to form or substance, or how fisir, in the yiew of
it presented to the court below, if any particular^iew vras so present-
ed, the court may have been warranted in overruling it We must
consider objections of this character as vague and.nugatory, and as,
if entitled to weight anywhere, certainly, as vrithout wei^t before
an appellate court
JANOABY TERM, 1945. m
Camden «• Doremni et &!>
_ ^ ,
Recurring to tke agreement signed by the ps^es at the time of
the trantfer of ^e note^ and to the instructions ^ven and refused at
flie trial, with respect both to that agreement and the proceedings
had in fulfilment thereof, wei^iU remark, as to the agreement itseu,
it is dear that it bound the endorsees to ccmditions bejond those
which' ait implied in the ordinary transfer and receipt of commercial
instruments. Their obliflations, therefore, to these endorsers could
by no means be fulfilled by a compliance with such usual condi-
tioiis. The language of the agreement is explicit.. The said Dore-
mus, Suydams and Nixon were to send the notepasftd to them to
the Commercial JBank of Columbus, Mississippi, tor collection, and
in the event of its not being paid at maturity, diey were to use rea-.
sonaUe and due diligence to collect it of the drawer and two pre-
Tious endorsers before they were to call upon the said Camdens,'
&c., Ssfi. The oblkation of the plaintiffs, as endorsees Imd holders,
would haye been ftdfiUed b^reffular demand, protest, and notice;
firom &ese a rig^t of action would immediately haye accrued. But
the condition stipulated in the agreement is, that. before they can
haye any rij^ ta make demand upon their endorsers, they shall
diligently endeayour to poUect of the maker and previous endorsers.
Wim tlie view of showing a failure in the plaintms in'fulfillbg their
contract, and of dedudng therefrom their own exemption from re-
qionsiBility, tiie defendants first offered a witness to prove a di^er-
ence in the practice prevailing in eastern and western banks with
respect to the management of paper deported with them for coUec-
tion'; and inquired of the witness whether a note presented at a
basic for payment on the last day of grace by a notary public would
be considered as haying been sent to the bank for conection^ within
the meaning of the contract. This Question, on motion of the plain**-
tiflPs counsel,- the court reused to allow, and rejected all testiiaony
by die witness in relation to the praetice of banks as to notes de-
posited for collection, unless the witness coutd testify as to the prac-
tice or usage of the Commercial Bank of Columbus. The ruling
of the court on thb point we think was proper. The note was
miide payable at the Cfommercial Bank of Columbus ; by the agree-
ment between d(e parties it was moreover expressly stipulated, that
it diould be sent to that bank for collection ; if, then, any custom
or practice other than general commercial usage were to control the
mimagement of the note^ it was the usage ofthe Bank of Columbus,
certainly not the particular usage of other banks not mentioned in
the contract, and perhaps never within the contemplation of the
parties to that contract. The next exception is taken upon an in-
struction asked of the court to the jury, that unless it was proved to
their satisfaction, that the note was sent to the Bank of Columbus for
collection by the plaintiffs, they must fipd for the defendant. The
court responded afErmatively to the proposition that tlie note should
have been sent to the Bank of Columbus for collection, but declared
flUPREHB COUBT.
Oamden «. DdremQi et aL
Its opmioD that by presentment and demand of parent of flienote
at mataritir by the plaintifla at the said bank, witmn banking honrSy
so' as to Biake a le^ demand on the makers, the requirement of flie
contact in this paracular would be complied with. A nice distinc-
tion might be made between the lan^age of the agreement and that
of the instruction given upon this pomt. The distinction, howerer,
we diould deem to be more apparent and verbal than sulistantial,
and not to be applicable either to the intei^on of the parties, or to
the real merits oi the case. The note was payable at tne Comjner-
dal Bank of Jlississippi. The maker of tne note resided in the
Goun^ in which the hank was situated ; the endorsers Barrett and
Tarpley, who were to be looked to for payment before nroceedin^
asamst the Camdens, were also residents of the state of SfissLssippi.
]^eiy party upon the note must be presumed to have been cognisant
of jts cnaracter, and to hare known when and where it was payable;
and was bound to. prepare for his respective responsibility arising
from his uAdertaking. Other notice than that to which the law en-
tided him from his peculiar position upon the note, he had no ridit
to claim. It would be going too fisir, tncn, to uoAply any other ripit,
or to admit it upon ground less strong than ftnA of express and un-
equivocal contract The language of the agreement we hold not to
amount to this, and as being satisfied with the interpretation that the
note diould be reeularlv presented and payment thereof demanded
at ihe Commmtnu Banlc of Columbus-, simply as one of the means
of collection to be adopted before recourse should be had to the
last endorsers.
But it has been contended, that had the note been placed under
the management of the bank itBcIf, notice might bave been ^ven by
the bank to the maker and prior endorsers, before the maturity of tlie-
note, and diat, thereby, provision might have been made to meet it
when due. In reply to this argument, it may be said, that the agree-
ment itself expresses no such purpose or obiecf, in requiring the note
to be sent to the bank, and we do not think that such an object is
necessarily implied in the requisition. In the next place, there is no
proof that the bank would have given notice to the maker and en-
dorsers, previously to the maturity of the note; noris there any thing
in die record to show that this would have been in accordance with
its practice in similar cases. Under the silence of the contract itself,
ana in the absence of proof dehors the agreement, we are not at
liberty to set-up a presumption, which neither the language of the
agreement nor justice to the parties imperatively calls for.
The defendants also excepted to the opinion of the court, given
•upon a prayei- to iiistnict the jury, tlmt tlic record of the suit by the
plaintifls, against Ae maker and prior endorsers of the note, did not
diow due diligence as to those parties. This instruction the court
refused, but, in lieu thereof, instructed the jury, tlmt the record was
proper evidence to sliow due diligence on the part of the plaintiff,
JANUABT TEBM, 1846.
Oamdem tw Doremvs el aL
and that if diey belieyed, from ifae eiideiice submitted in addilioii
to the record, Aiat die eudorsers Bairntt and Taiplej had left the
state of Misnsrippi, were insolvent, and liad left no property in the
state at the time of the iudg^ent in the said record, the plaihtifis
were not bound to send execptbns to &e counties in which those
endorsers reqpectiyely resided at the time when suit was instituted
againrt them. This court can conceive no just foundation for this
ezc^on to Ae mU^ of die Circuit Court, llie condition to which
die ptain6flr was pieced, was the practice of due, that is, proper,
just, reasonable, diligence ; not to me pei&rm^nce of acts whidi
were obviously useless, and from which expense and injury mig^t
arise, but from which adtanta^ certaiidy could not Ine diligent
and honest prosecution of a suit to judgment, with a return of mUla
hom^ has always been regarded as one of the extreme tests of due
diligence.
Tius phrase, and the obligation it in^Kntai may be. sadsfied. how-
ever; by other means. The ascertainment, upon cofiect ana suffi-
Ident proofs, of entire or notorious insolvency, is recognised by the
law as answering die deinand of due diligence, and as diq^ensinjg^
under such circumstances, with die more culatoiy evidence of a suit;
evidence which, in instances that it may be easy to imagine^ midit
prove prejudicial alike to him who should exact, and to him wno
would supply it. Dulany v. Hodgidn, 6 Cranch, 333; Violet >.
Pfttten, Ibid. 142; Yeaton v. Bank of Alexandria, Ibid. 49. We
hold, dierefore, that, both as to the instruction refused )uid as to thai
vdiich was given upon this prietyer, the decision of the Circuit Court
was correct.
We come now to the last exception takai to the opinion of ^
Circuit Court upon the points presented to it. The defendant in
^t court insisted, that, by the law of Mississippi, the plaintifls were
entided to a recovery of the ftill amount of the note, against the
maker and endorsers, subject to no set-off between die maker and
endorsers; and that, if the plaintifls had, bv thdr neglect, permitted
a judgment for a smaller amount, die defendant wa» discharged fiom
all accountability for the sum dius lost. The court refused so to lay
down the law, because the record from the court in Mississippi fur-
nished the only evidence to which the instruction prayed for referred,
and no ne^igence (tppeared, firom the record, in tbeprosecution of the
suit against the defendants thereto. This refusal of the court wa3
clearly ri^t, and the reason assi^ed for it is quite satis&ctory.
The question to which the instruction asked was designed to appq%
was that of due diligence. The timely and bona fide prosecution ii
a si)it is, perhaps, die highest evidence of due diligence. If, in the
conduct of that suit, die party should be im^ded or wronged, by an
eitoneous decision of the tnbunal having cognisance of hU case,
that wrong could, on no just principle,^be imputed to him as a fault.
It certainly does not tehcf to show him to have been the less diligent
2 Y 2
Statt of Marjlmnd «t. Baltittoft A Ohio Bailroad Co.
in ^ pomut of hia claim; and least of all^oald he be prejudicec}
thereby, when ihe error insisted on has been induced by &e person
ivfao sedtf to avail hinuelf of its existence.
Upon the whole, we consider tiie nilings of Ih6 Circmt Coai^ npon
die several points before it, to be coneet; its judgment iS; theremrsi
aflbmed.
Umnn Statbs v. Akdrsw Honea.
If the citaHon he tifDcd by the elerk, and not hf a fudge of the Ciieait
Coiort, or a jostice of the Supitae Coort» the oaae will» oa BM)<ioa» he dia-
taiised.
BfB^ Chief Justice TANET delirered thet^inion (rfihe court on
a motion to dismiss this case.
This case is brought here b^ a writ of error to the Circuit Court
for the eastern district of Louisiana, and a motion has been made to
dismiss it, because the citation was si^ed by the derk, and not by
a judge of the Circuit Court, or a justice of the Supreme Court, as
directed W the act of Congress of 1789, di. 20, sect 22.
^ The defendant is not bound to appear here, unless Ae citation is
. signed in the manner prescribed by law ; ana as that has not been
done in this case, the writ must be dismissed.
TkB STATB OV BlAaTLAND, VOB THV U8S OV WASBOIOTOIf OOmTTt
PLAnmn nc saaoB, t^. Ths Baltuiobx and Ohio Railpoad Cok-
PAMY9 DsFSMDANTa.
The state of Maryland, in 1886, passed a law directing a snbscripddn of
#8,000,000 to he made to the capital stdck of the Baltimore and Ohio Bail-
road Conpany} with the following proviso, *<That if the said companj shall
not locate the said road in the manner provided for in this act, then, and ia
that case, thej shall forfeit Sl.000,000 to the state of Maryland for the use
of Washington county.
In Marchf 1641, the state passed another act repealing so much of the prior
act as made it the doty of the company to construct the road hy the route
therein prescribed, remitting and releasing the penalty, and directing the dia>
contiaoanceof any suit brought to recover the same.
The proviso was a measure of state policy, which it had a right to change, if
the policy was aAerwards discovered to be erroneous, and neither the com-
IDissioners, nor the county, nor any one of its citizens acquired any separate
or private rotcrest under it, whkh cooid be maintained in a court of
Justice.
JANUARY TEBlf» 1846. f86
• I I i.. ■■ ■ ■ ■ I ' ■ ■
. Btmf of Maryliknd «. BaUimor« A Ohio Railroad Co.
JfL intM a ^efudtYt inflicted upon the ^Company as a poBiahment for disobeying
Uie law; and the. assent of the company to it, as a snpplemental charter, is
not snfieioBt to depmre it of the character of a penalnr.
A elasse ^ Snftitare in a law is to be constmed differently ftoas a similar
K^nae in an : engagement between indiridnals. A legislature can impose ft
as a pionishment, bnt indiTidoals can only make it a matter of contract.
Being a powlty imposed by law^; the legislatore had a right tO'femit it
Tms case was brought up b^ writ pf enror, under the 26di aeo-
tion of the Jadidarj.Act, from the Court of Appeals for tfie Western
ffliore dTMaiylsoicl.
The fiicts were tfaes^ : —
On the 4th of June, 1896, (Laws of Maij^d, 1835, diap. 396,)
die legislatme of Maryland passed an act entitled ^'An act for the
promotiQn of internal improTement,^ by whidi subscriptions were
directed to be made, on certain terms, to ^e capital stock of ^e
Chesaqpeake, and Ohio Canal Company, and Baltimore and Ohio
Railroad Company, to the amount of $3,000,000 to eadi company.
The conduct of the canal company baying no bearing upon the
question inyplyed in the present suit, it is not necessaiy to notice
any further die parts of the law which related to it
A part of the 6tfi section of the act was as follows :
<^And the said treasurer shall not make any payment aforesud
tot subscrqytion to the stock of the Baltimore, and Ohio Railroad
Company, until after a majority of the directora appomted there&
on behalf of this state shall haye certified to the treasurer in writing,
supported by the oath or affirmation of a majority of said directors,
that fliey mncerel]^ )>^^ye in their certificate and statement, that,
with the subscription by this act autiiorizedto be made to said eomi*
pany's stock, and with the subscription which ^e city of -Baltimore
may haye made by yirtue c^ an act, passed atl>ecember session of
the year ei^teen hundred and thirty-fiye of tiiis Assembly, or that
indei>endentiy of any subscripti<Mi by any other public audiority than
die city of Baltimore, as aforesaid, and of the cities of Pittsburg and
Wheeling, and exclusiye of any loan secured to it, exclusiye of all
future profits ^d debts due by the company on interest, the said
railroad company in their opinion haye fiinds suflicient to complete
the said railroad firom the Ohio riyer, by way of and through Cutn-
barland, Hagerstown, and Boonsborou^, to its present track near
to Haiper's Feny ; and it is hereby declared to be and made the
duty of the said company to, and they shall so locate and . construe!
tfie said road aS to pass through each of said places ; which certifi-
cate of said director^ shall he accompanied by an estimate or ^-
mates of one or more skDful and competent engineers, made out
after a particular and minute suryey of the route ofsaid road by him
or them, and yerified by his or their affidayit, showing that the
whole cost of said work will not be greater than the amount of
funds 'the said directors shall certify to haye been receiyed by said
SUPREME COURT.
State Qf MarjUad «. Baltiaore dt Okio Bailroa4 Cob
eompaDY, and applicable to flie conatractioD of die aaid road: Pro^
Tided, That if ^ said Bahimore and OHao RaiIi6adCompaD7 jball
Dot'locate the said road inthemamier pioTidedfor intbisactytheo,
and in that case tfaejMhaD' forfeit one millkMi of ddhra to the state
of Ifaiyland fi>r tiie use of Wadiington county.'*
This act was accepted by &e railroad company, .in ft genenl
meeting (tf stockholders, and information thereof commnnicated to
tiie goTciinor, op the 26th of July, 1836.
On the 24th dt September, 1^36, tiie treasurer made his sabscr^
tion of $3,000,000 to the capital stock of die company.
On d^ 1st of October, 18^, a majority of directors 6n behalf of
the state ^ye the ceitificatr and statement cMpiired by tte act
The railroad companj haying finally located, and being in the
act of constructing dieir road, without die limits of Wadiipgton
county, widiin' which Bbtterstown and Boonsboroug^ are situated,
a suit was brou^t in Frederick county, Maiyland, in February,
1841, in the name of the state of liaryhnd, fi>r the use of Wadiing-
ton county aeainst die railroad compai^ in an action of debt to re-
coyer $1,000,000.
In March, 1841, the legislature of Ifaryland passed an act in
which they say, '^ that so much of the 5di section of the act of 1835
as nukes it the duty of the Baltimore and Ohio Railroad Company
to construct die said road so as to pass thioug^ Hifferstown and
Boonsboroug^,be and the same is hereby repealed ; ana diat^ the A>r-
feiture of one million of dollars reservea to the state of Muyland as
a penalty, in case the said Baltimore and Ohio Railroad CJompany
nail not locate die said road in the manner proyided for in diat »ct,
be and the same is hereby remitted and rdeased,* and any. suit in-
stituted to recoyer the same sum of one million of dollars^ or any
part thereof, be and' the same is hereby declared to be discontinued
andofno^ect"
In October, 1841, the defendant pleaded the general isne, and
s^ forth the aboye act.
In February, 1842, the case came on £>r trial, upon the following
agreed statement of facts :
f < It is admitted in this case, that the commissioners of Wadiing- '
ton county, the parties at whose instance diis action was instituted
for dbe use.of Wadiington county, were at th^ time of inatitutum of
this itmty and still are a body corporate, duly elected and organised,
under and by yirtue of jthe act of Assembly (tf Manrland of }829,
chap. 21, and its supplementary acts. . It is also admitted diat die
defendants are, and were at the institution of this suit, a* body cor-
porate, duly-existing under and by yirtue of the act of AsKmbly of
Maryland of 1826, chap. 123, and its supplementary acts, ft ii
also admitted that this suit is brought at the instance of said eom-
missibners of Wadiington county to recoyer, for die use of and
county, die $1,000,000 which diey allege to be forfinted to die said
JANUABY TERM, 1846, «T
0Utt of Mtrylaad «^ Baltimore A Ohio Railroad Cob
State, for the use of said countyi under the j^rorisions of the 6th
section of the act of 1836, chapi 395; and it is admitted that the
said defendants have not, and had not at the institution of this suit,
constracted pr located dieir road from the Ohio river, by way of
and through Hagerstown and Boonsborooriiy to the track of said
road at Harper's Feny, as the same existea at the time of the pas-
sage of the said act of 1835^ chap. 395 ; but, on the contrary, had
at the institution of this suit finally located, and are, were then,
and are now constructing their saia road by a diflerent route, and
without the limits of Washing^ton coun^, within which the said
Hagerstown and Boonsborough are situated. It is admitted that
the said Baltimore and Ohio Railroad Company, in general meeting
of die said corporation, did accept, assent, ana agree to the seyeral
provisions of die said act of lo35, chap. 395, and did duly com-
municate Aeir said appibyal, assent, and a^eement, under their
corporate seal and the signature of their president, tci the ^vemor
of this state, in the manner and within the time prescribed by
the said act ; which approval, assent, and affreement, together with
the report of the engineer of the said raihroad company, which
was required by the said act to' accompany the same, were as fol-
lows, yiz. :"
(The statement then set out all these documents in exUnto. The
engineer framed his estimates for a road to Pittsburg which would
cost $6,681,468. That part of it passing through Washington
county is thus described. ^< The route departs from the Baltimore
and Ohio Railroad at the mouth of the Little Catoctin, ascends that
stream to the eastern base .of the Blue Ridge or South mountain,
and thence continues to ascend aloi^ its slope to a depression in its
crest called < Crampton's Gap ;' thence passing throu^ the moun-
tain by a tunnel of 1500 feet in length, it descends into ^Pleasant
Valley,^ lying between the South mountain and the Elk mountain,
and proceeds along the western base of the former, to and through
Ike town of Boon«>orough ; thence to a point near the village of
Fonkstown ; and thence across the Antietam creek, above the Turn-
pike bridge, to the borough of Hagerstown ; thence through the
streets of that town, and over Salesbury ridge, to and across the
Conocochegue creek, about two miles norai of Williamsport ;
thence" &c., &c;)
<<It is also admitted, that after this suit was instituted for die pur-
pose of recovering^ the said forfeiture of a million of dollars, the
legidature of Maryland, on the 10th day of March, 1841, passed the
act of December session 1840, chap. 260, repesJing the said 5th
section of the said act of 1835, chap. 395, as far as relates to the
said forfeiture- of a million of dollars, and releasing the said defend-
ants from the said forfeiture, and every part thereof, and directing
any suit instituted to recover the same to be discontinued, and to
Vol. m.— «8
fi88 SUPREME COURT.
8tst^ of Maryland v. Baltimore & Ohio Railroad Co.
Iiave no effect.. It is also admitled| that th6 said repealine act of
1840, chap. 260^ .was passed upon the following memoriar of the
said defendants to the legislature ^ and that at the time of passing
the same there was then before the legislature a counter-memorid .
upon the said subject from the said commissioners of .Washington*
county J which memorial and counter-memofiali it ia agreed, were
as follows, to wit :'*
(These documents are too long to be inserted.)
'* It is further admitted and agreed, that the several acts of Assem-
hly herein particularly referred to, as well as any other acts or reso-
ludons of the General Assembly of lAar^lahd, that either paiijr may
deem applicable in the argument of this case, either in the Uounty
Court, or Court of Appeals, or Supreme Court of the United States,
should the case be bereafter earned by ddier party ta said courts,
or either of them, shall be read from the printed statute-books, and
have the sake effect and operation in the case, as if duly authenti-
cated copies thereof were made a part of these statements.
'^ It is further agreed that all errors of pleading and of form in an^
Eart of the proceedings of either party m this case are wsdved ; it
emg the object and understanding of the parties- thkt the matters
of rij^t in controversy between them shill be fairly and fully pre-
sented to all or either of the said courts, in which the same mAj be
pending, and that either of the said parties shall have his pleading
and proceeding considered as being as perfect as they could be
made to give lum the benefit of the case here stated. It is admitted
that this suit was the only suit ever brou^ by the said commi»f
sioners, or at their inst^ce, to recover the aaid forfeiture of a mil-
lion of dollars, and was pending when the said act of 1835, chap.
396, was passed. Upon this statement it is further agreed that, if
die court mall be of opinion thai this action could not 1^ maintained
if the said repealing act. of 1840, chap. 260, ha^ not been passed,
or that the-operiation and effect of that repealing act is to release
die said forfeiture of ^1,000,000, and to discontinue ^ind put an
end to thia suit, then jud^ent tobe entered for the defendants,
otherwise such judgment is to be entered for the plaintiffs as the
court may think right and proper. It is further a^eed that the
county court shall enter juagment pro forma for £e defendants.
The plaintiff to have the same right to take up the case, by appeal
or writ of error, to the court of appeals, or ultimately to the Supreme
Court of die United States, as if the judgment in the county court
had been rendered upon demurrer,- or upon a bill of exceptions
taken in due and legal form upon the facts herein before agreed
upon."
Upon this statement of facts the court of Frederick cotinty gave
judgment for the defendant, and the case being carried to the Couit
of Appeals, the judgment below was affirmed.
The writ of error was brought to review this judgment.
JANUARY TERM* 1846.
8iate of Maryland v. Baltimore ^ Ohio Railroad Co.
Jems Spencer and SergetnU for the plaintiff in error.
MUan (attorney-general) and Johnson for defendants.
Sjpencefj for die plaintiff in error, made the following points:
1. That the act of 1835 is a contract
2. That Washin^n coan^ is a party to that contract
3. That the forfeiture is in no sense a penal^.
1st. It is not for any criminal or prohibited act ' amounting to a
public offence.
2d. It is Qot introduced m ierroremy but is a sum to be paid for
using the license gi?en by the act as a compensation to the injund
party.
4. That, by the use of the license by the company, Washing-
ton county acquired a vested right in the sum stipulated to be
5. That to take a\ii^y this right from Wadiington county would
be inequitable, unji^ and contrary to the first prmciples of the
social compact ; and therefore the act ought to be so construed, if
possible, as to avoid that result ; and it may be so construed by
confining its operatida to whatever right the state hacl,^if any. The
state might release her own power over the matter, leaving inlforce
the ridit of the county.
6. If otherwise construed, it is repugnant to tiie state constitu-
tion, and void.
7. In the same view, it is repugnant to the constitution of the
United States,^and void.
And ihen nid—
This suit is brought in the name of tfie state of Maryland, to
recover $1,000,000, which is claimed by th^ county, under die
f>rovisions of the 5th section of the act of the legislature rf Mary,
and, at the session of 1835, chap. 395, which are substantially set
fordi in the declaration.
Idntained, to support. the claim of the plaintiff, that the
constituted a contract between the state and company;
h section a part of said contract, in which the county, is a
eficially interested.
ovisions of the 1st section of the act are m the very terms
of contract, and embrace the 5th section as well as the rest of the
law : ^* If the railroad company shall approve, assent, and agree
to the several provisions of this act so far as diey are applicable to
said corporation," &c. The approval, assent, and agreement of the
company were given as providect for by the act, and that agreement
gave vitality to the whole law. The state otkredy and the company
accepted the offer, on mutucd considerations. It was the congre^
goHo menUumj which is of the very essence of contract.
The case stated shows that at the time of commencing this
suit, the road had been located out of the limits of Washington
MO SUPREME COUHT.
State of Maryland «. Baltimort A; Ohio Railroad Otk
county, and that, under the law, the company waa liable to pay
the money.
But the defence reUea on the act of 1840| chap. 360| which
undertakes to repeal the provision of tfie act of 1836, -duip. 396,
un(ler which the claim is asserted ; and &e question is, whether
that act of 1840 violates the 10th section df the Constitutbn of die
United States.
The first Btpect in which the question is to be ezafaiined, is, wbe-
ther the 6th section is part of a contract at all, or only criminal pe-
nalty, which it is maintained to be by the defendant. We maintain
that it is not only contract, but that it could have no operation as cri*
minal penalty.
What is a contract? Chitty on Contracts, 1. &c. ; Canal Com-
pany V. Railrgad Company, 4 Gill & Johns. 128, &c.
The Court '6f Appeals say, we must look to concurrent legislation,
to find the meaning of the odi section ; . and lefer to the act of 1840.
chap. 260, which uses the term ^^ penalty." But could, the act ot
18^, after the ^uit was brought, alter the character of the thing? If
it was contract when the suit was brought, the act of 1840 cotud not
make it criminal penalty. Hie le^ldature could not stretch the shoe
or contract it, and make &e previous law 'mean one thing or an-
other, as they might choc se to call it, and when they had a fn^nvf^t^
motive in eodeavouring to alter its character.
Concurrent legislation, prior to the act of 1840, proves that the
leeislature understood it as contract, and nothmeelse. The act of
l§26f chap. 123, sect .14, which was the origmalchai^, authorized
the company to enter upon any lands for a Ibcatioiw Afterwards,
.by the act of 1827, chap. 104, sect. 3, the legislatulff moudit pro-
^r to restrict the company to a location within Frederick an* Wasbr
mgton counties, but did tl^ey do it by a criminal enactment? No,
They knew they could not do that, and they entered into a distmct
contract for the purpose. Stress is laid by {he other side on &e &ct
that the terms of contract are used in the same section of the act of
1827, which makes the restriction; and the inference is deduced
that if the 6th section of the act of 1836 were intended lo be con-
tract, the terms of contract would have 1>een used in that section
dso. But the important fisict is entirely, overlooked, that the words
of contract, in the first section of the act of 1836, embrace the whole
act; whereas, in the act of 1827, there were no such general words
&( assent and agreement to the whole act^ but they apj^ed only to
die respective sections.
The Court of Appeals reibr to the 9th section of the act of 1836,
and say that, inasmuch ai^a special contract vas required to be
made by that section,* therefore tne legislature coutd not have intend-
ed to make the 6th section contract. This construction cannot be
justified. It would involve the construction that many of the most
essential stipulations of the company are not its contnurt, because
JANUARY TERM, 194B. Ml
Bta^te of MarylftDd «. Baltimore St Ohio Bailroad Oo.
tfie particular ^MCtions in whidi tfaey occur do not require oflier spe-
cial contracts witii reference to the same. Tlie 9tti section required
a iiistinct contract, in order that if the state should ever hare occa-
sion to sue on it/ die suit ahouI4 not be en^arrassed by aU the va-
rious matter embraced by the law. U was an arrangement of eon-
Tenience. When the company agreed to die law, and accepted die
same, it was under contract to fulfil the 9th section by an aaditional
contract. That sectioQ was a contract, to be peifermed by entering
hito another contract; and" it was as much a contract as me suIn»>
quent contract Wjould be such, after it should be entered into.
There are thousands of instances of this, where contracts are in
part, .or the whole^ to be performed by entering into other contracts.
Tlie right to choose a location w^ a rested firanclSse of the coin-
pany, its pnq>erty, which the legislature of Bfaryland had no r^t to
mterfere with by a criminal enactment Canal Company p. Rauroad
Company, 4 Gm & Johns^ R. 144. llie obligation togo through
Fredericjc and Washinffton counties, under the act of 1827, was re-
leased by the act of 1831, chap. 261 ; and the company stood un-
trammelled, without any power of control by the jl^^^ature. Their
contract or agreement wfis absolutely essential to bmd them down to
any pardcular location. The 6th section, in any other sense but
contract, is a dead letter.
It has been asked, suppose the act had said that the compimy
should be liable to Wamin^on county in damages, would that bie
contract? And again, that if the. ^ad should leaye the prescribed
points it should be a misdemeanor, would that be contract ? It is
submitted, that it would be, in' both cases. The courts haye said,
in tlie aumorities I hare read, that the ririit to choose a location is
the property ot the company, ^d it could be liable neither for da-
mages nor a misdemeanor, for ucfing properly its own property.
It mi^t contract to use its property in a certain waj, and n nothing
be' said about damages for the breach, a liability for such diBtmages
IS implied in eyery contract. To declare, in express terms, what is
impl^d in eyery contract, certainly would not yitiate it. Priyate
inaiyiduals,coula not contract that uc act of one shoulcl be a misde-
meanor, but a misdemeanor is an ofience against tfie state,, and
purely^ a party who has an absolute ri|^t'to do a thing, indepezident
c^legpslatire control, may contract with the state ttiat he will not do
it,' and if he does, it Aalf be a misdemeanor. A State may do many
ttungs^ m the way of contract, that an indiyidual cannot do, for
diere is no public policy to restram her, nothing but the written Con-
stituidon.
There is another land of penalty which is flie penidty of a contract
This is not such a case, but it is the actual contract of the party to
pay the million, in die eyent which has happened. 2 Pothier on Ob-
figations, 86, &c.^ 93, 94, 96, 96; 7 Wheat. 18.
Washington cfounty had a good subsisting interest in the contract
2Z
54g BUPREME COURT.
State of Maryland v. Baltimore & Ohio Railroad Co.
If any conaderation were necesnuy to sustain, die use, it anip!f
exists in the moral obligation which the state owes to the people to
protect their interest and nourish their prosperity. The Court of
Appeals say, that, ''as a county, she stands to the state in the rdft-
tion of a cnild to a parent;'' and this would furnish consideration
enoufiii. Green v. Biddle, 8 Wheat. 151; Lloyd v. Spiffiet,
2Atk.l49.
But no question of consideration can arise here, as the acceptance
and contract of the company b imder the solemnities of a seal« which
implies a consideration.
No consideration is necessanr. Dartmouth College case, 4 Wheat.
698 ; 3 Story on the Const. 257, 258; Camiganti. Morrison, 2Met-
calf, 396 ; Willis on Trustees, 216 ; Cooker v. Child, 2 Lerinz, 74 1
4 Kent's Com. 307, and cases there referred to.
The sovereignty of a state is above the restrictions of the common
law and the statutory law. They must all yield to tl^ 'Sovereign
will ; and what would be necessary to the contract or gruit of an
individual would by no means be necessaiy to the same things of a
state.
Even though Washington county had been ignorant of the provi-
sion in the law, made for her benefit at the time of its passage, she
could have availed herself of it; and dbe did affirm it when die in-
stituted the suit, if not before. 4 Rent's Com. 307, &c.
The use declared in the act of 1835 ought to be as sacred as any
other right of j)roperty. It is property to the county. It is vested
under the law of the state. It vests under the same sanction which
secures to a citizen his estate. It is an interest in a contract, vested
under the sacred sanction of the law, and is inviolate under the Conr
Stitution.
The county enjoyed great advantages before the construction of
this road. One of the greatest thorou^fieures in the countrjr (the
great national road)' passed for fifiy^ miles throng her territory.
Twentv four-horse stage-coaches, filled with passengfers, daily passed
over the road, and it was constantly lined with immense wagon-
teams, travelling to and from the grent west. AU these people and
horses had to be fed. It made a most profitable market for our farm-
ers. Houses were built all along the rqad, to accommodate the cus-
tom. It is now all gone. The farmers lose the profits of their pro-
vender ^nd marketing ; the whole countiy feels the depression ; and
the house's which were a few years ago comfortable inns, and profit-
able to their proprietors, are going to decay, a dead loss. The niil-
lion We seek to recover can never indemniQr the county for the injury
she has sustained.
Maryland was about to apply large sums to the construction of
tii'is great workj (the Baltimore and Ohio Railroad;) the means
were to be obtained in part from Washington county; and could
any more cruel injustice be conceived than for the state to appro-
JANUARY TERM, 1845. 548
8t»te of Maryland v. Baltimore 4c Ohio Railroad Co.
priate the money of the people, and pledge the properhr of Wdsh-
mgton coun^. ior the construction of a work which would take from
the county all the benefits it enjoyed? Surely every principle of
justice and moral (luty required that t)ie state should prbtec.t the
county ; , and the stipulations of the 5th section were no doubt intend-
ed for Uiat.
The state was a mere trustee after the contract was made, and
could not deny to the county the right to vtae her name in bringing
. the suit Payne v. Rogers, 1 Dpug. 407 ; Carter & Moore v. In-
surance Company, 1 Johns. Ch. R. 463 ; Green v. Biddle, 8 Wheat.
89; Kierstead v. The; State, 1 Gill & Johns. 246.
It has been argued, by the other side, tfiat the state has entire
control oyer the corporation of Washington county, and can destroy
it at her pleasure. We admit that the Jegislature has absolute con-
trol of the political powers of a political corporation, to amend, or
modify,- or repeal them. But as long as the corporate organization
continues, the county is as capable of taking as a natural person,
and its contracts are equaUy protected. The act of 1829, chap. 21,
sect. 3, incorporates die commissioners of Washington county, and
enables them to hold all kinds of estate, llie Constitution made no
distinction in the classes (tf contracts whose obligation was forbidden
to be inqpaired. but . protects those made by corporations equallv
with those made by individuals. Green v. Biddle, 6 Pet. Cond.
Rflp. 390.
The right of a legislature oyer charters does not imply a rig^ht to
the property held under those charters. 9 Cranch, 335 ; 16 Mass.
Rep. 84, 85, 86 ; 2 Kent's Com. 275, 3d ed.
JVebon, attorney-general, for defend9nts in error, referred- to and
conmiented on the yarious laws of Maryland respecting the railroad'
company, and said, that the only question in the case was, whether
the act of 1840 was ya}id and legitimate. Upon this point three
prdpositions could be stated —
1. The proyiso in the preceding act, which declares a forfeiture,
imposes it as a penal^.
' 2. If it be a penalty, the legislature had a ri^t to remit it, and
did remit it.
3. If the stipulation in the 5th section of the act of 1835 be a
ccatract in its nature, th^ legislature was competent to release it,
and did so.
1. Is the proviso a contract or mere penalty ? This must be an-
swered by a reference to the terms of the act, to the circumstances
under which it was passed, and to acts in pan nuUeria. Let us exa-
mine each. The 5tii section prescribes a du^ to be performed by
the railroad company. It says, ^^ It shall be the duty of the com-
oany," and die performance <m it is sanctioned by a forfeiture. The
language is not that they shall pay if they fail to comply, but that
644 SUPREME COURT.
State of Mirylaad v. Baltimore 4c Ohio Bailroad Oo«
(he; shall forfeft $1,000,<)00. What is a foifeiture ? Itisapenalgr
imposed by a saperior poller for an omission to perform a duty;
The terms of the act, therefore, mean a penalty bj denouncing fcM^
feiture as a punishment. The act of 1837^ 4th section, contibed
an ofler to 4he company,, which was not accc^)ted ; but its Ianniafl;e
is, that it shall^' not be construed to repeal the forfeiture to Wam-
injB^ton county." The act of 1840 contains the same idea; it re-
mits a forfeiture. .'In the act of 1836, different enressions are used
ih the 7th and 9di sections, where it is declared that ^'the company
dull bind itself by an instrument to pay,'' &c. ; and b the 14th
section, where the duty of providinff transportation Is im]posed upon
the company, diey are made liaUe to^ an. action by any party
aggrieyed. In the j5di' section, it is not the less a penaky because
the amount is ascertained. If the legislature meant the obligation
in the &th section to rest pn contract, can it be accounted for that
th^ did not use the appropriate terms, when they did so in the Tth
and 9th sections ? It has been said, that the railroad company as-
sented to tl^ act, and diat it thus became a contract. But the assent
was ffiyen to the act as it stood, with the penal^in it. Assent to
it did not chang^ a penalty into a contract. The act of Virginia
contaiiled penalties for wroneinff persons, but by acceptmg this the
comply left* it optional wim me proper authorities of Virginia
whether to enforce the penalties or not.
2. If it be a penalty, has the legislature the i>ower to. release it?
Whether inhistice was or was not done to Washington county, was
a question tor the legislature to decide, but not for this court, which,
must jtif dicere^ and not jut dare.' In England, the Idn^ cannot re-
mit a penalty where priyate rights are inyolved^ but parEament can.
2 Black. Com. 437, 446 ; 1 Wm. Black. Rep. 451.
Where a forfeiture is imposed by act of Congfess, and the law ex-
pires, die forfeiture cannot l>e enforced, althou^ there was a judg-
ment below. 1 Cranchj'104; 5 Cranch, 281 ; 6 Cranch, 203,3^.
Decisions in the different states are * umform on this • poi^t
2 McCord, 1 ; 2 BaUey, 684; 1 Missouri, 169; Breeze, 116;
1 Murphy, 466 ; 1 Stew. Ala. Rep. 346 ; Allen, N. H. 61 ;
4 Yeates, 392.
It is clear, therefore, that if this proyision is in the nature of a
penalty, the law of 1840 is yalii, ,
3. Suppose howeyer, that the stipulation is in the nature of a
contract, had the le^slature power to release it ? The act of 1840
professes to release it, whether it be contract or penalt)r. It is not
denied Aat a state may make a contract, and if she does, that she
cannot break it. The Constitution intended to protect priyate pro-
perty, whefter ci corporations or indiyiduals. Is Washington
Coun^ such a person ? We say, that she can haye no interest se-
parate from the state. She is a component part of Marjdand, and
IS separate only for the puipose of executing the soyereign^ will of
JANUARY TERM, 184ft. 046
Bt4te of Mtrjltnd «. Baltimore 4c Ohio Railroad Co.
the ftate. Tlie djstiAetkm between public and prirate corporations
must exist m such*a case, if it exists at all. In 1804 the Levy Court
was incprporated, the justices of which were appointeid by the state,
but tfaejT had no power to lery taxes, nor any other power, except
that wmch was conferred upon. them by law. In 1839, commis*
sioners were authorized by law to supersede the Levy Court, witti
the same powers. They cannot be Ae cestui ^ icse of the state,
for they had no authori^ to accept such a ^9^&nd could not appro-
Eriate the money, if it were riyen to them.. The state could nass a
iw, directb^ ttie purpose for which it should be expended, and
even order it to be paid orer to the railroad company. Maryland
can abolish Washington county. Suppose; that on die day after the
forfeiture 4ie county were to be annihilated or broken up, and parti-
tioned amongst the adjacent counties, what .would be done with the
funds on ha^d ? It woidd be for the state to prescribe their direc-
tion. 9 Cranch^ 43, 62, 292.
If the distinction between public and private coiporations be ihat
interests are prot^BCted, all are protected, because there can be no
litigation without interests. 4 Wheat. 629, 630, 669, 660, 693,
694; 13 Wend. 326^ 334, 337.
Was a rig^t of action such a property as is protected? Hie pe-
nal^ was never reduced into possesaon. and the state had a ri^
to oefeat the remedv when it was sought by a suit in its own name.
AU the poitfts- in mis case are coyerod by 1 Bfissouri Rep. 169.
Counties are public coiporatbns, and can be changed or modified
at Ae pleasure, of the state. Breese, (lOinotB Rep.) 1 16.
In fhe case of the town of PaviAet private interests were involved;
it was .not intended to throw the shield of protection oyer pubUc
property. The public may do what they please with their own. A
leglmiure cannot repeal acharter, and take the proper^ of indivi-
duals r but if you refuse to it the power to control public funds,
you s^p it of a usc^ and legal auth<Mrity.
2L JoAmon ^argued upon the same mde^ but of his argument the
Reporter has no notes.
Sttgeanty for plaintiff in error, m condusion, stated the fects in
die case^ referred to tte acts of A«embly. and dien aigued iimt &e
Ilroviso m the act oC 1836 was not a penalty. There was an altema-
tivow an option eiyen to fhe railroad company, eidier to make tiie
road as directed^ or to par die money. The nature of th^ proviso
was perfecdy underitoodby thekff^^ The previous part of
flie law enacted, diat the company nould pass through diree towns.
Had ttl^ law stoj^ed thoe^ me obligation would have beenciKpi-
pkte, under the penalty, as it is said bythe odier side, of forfeitiBg
their charter. But the jm^iso makes a diiertece. tf&e company
ehoose topay the money, tfi^ may decline to obey die enacting
clause. The difieience between a law and an agreement is. thit
yoL.m.-69 8x2
6M SUPREME COORT.
Btaie of Maryland v. Baltimore & Qhio Railroad Co.
the one is binding absolutely, and the other not without an assent.
But here the company were required to signify their assent to the
law, which shows that the legislature thought ihey were making a
contract. When a state becomes a contractmg party, die acts with
no higher power than an individual, except that sometimes persons
are made able to contract who would be unable, without the assist-
ance of legislation. A confusion arises in some cases from tte
same power maldne laws and contracts ; and the diflerent mode of
action musLbe steadily kept in view. A treaty is binding, and yet
there is no exercise of a legislative power. In the ease oefore us,
the company were not bouhd to adopt any certain route. All that
the legiidature said was, that if they did not agree to pass throu^ die
three towns, thiqr should not have the subscription of $3,000,000.
It makes no difierence, in a legal point of view, whether iUwas on
was not difficult to construct the road along that route. This cir-
cumstance did not alter the contract. If they had agreed to pay the
$1,000,000, the legislature could not have compelled them to pass
through the towns.
The act of 1840 does not declare what that of 1835 was, but
professes to annihilate it But the legislature cannot do this. They
cimnot even construe Ihe law, which is the t>eculiar province of
a court. There is nothing in this disability derogatory to the dig-
nity of Maiyland, because it is common to all 0^ ities. Courts
may look at acts which are in pari materia^ but the' eicammation is
oioily to guide their judgment, and not because the legblature has a
right to construe a contract aheady made. Yihssa the Cimstitution
of the United States protects co^stracts, it means that 4iey shall, be
defiiKd and construed aocordpff to received and setded principles ;
there is no exception of implied contracts ^r those made by states
or conporatioiiis, public or private. Poblic corporafiims have a risht
to make contracts and to sue. and there is no exception of a penuty
by contract, such, for example, as a bond. This court has alwavs
acted up to the letter and spirit of the Constitution, and it is a sub-
{'ect of rejoicing that its opinions have found their way hito the
learts of the people, and become guides of action. . In a conven-
tion of the |>eople of Pennfi^lvania, which met not lon^ since, an
argument aadressed to that body^ founded on the' decisions of this
cou^t. setded a question which had been muclu debated. It is a
principle that contracts must be interpreted by the judiciary, and
this is equally true of contracts made by individuals or states. All
the incidents of contracts are protected also, and no equivocation:
or subterfuge will be allowed. The only distinction which ckn be
made amongst penalties, is reg[ardin^ crimes and contracts. No
one caQ contract tp commit a crime ; it would be void. If the act
of 1840 impairs the obligation of a contract, it is»nugatory. Between
individuals, this would be considered a'^case of- contract, and there
is in the law no etercise of the legislative power, which would
JANUARY T£;RM, 1845. M7
State of Mtrjlaad «• Baltimore 4c Ohio Railroad Co.
hare been the case if Washington county, by it, had been empow-
ered to make a contract But this was not necessary. The state
could cont^acty undoubtedly, and so could the railroad company^
and a third party is introduced with the consent of both. A char-
ter is a contract; but provisions are sometimes introduced into it
which are not matters of contract 4 Wheaton, 236. In the pre-
sent case, the acceptance ccunpletedihe contract. U you strike out
of the law the words, " for the use of Washington county," there
is nothing to show what was to be done with the money, but when
these were inserted, it preyented the state from chiming it for her-
self; if die had done so, the railroad cotnpany would have heesa
justified in ref)^sing to pay. Here then were two parties, each
capable of contracting; and as to the capaci^ of Washington
county so to do, it was held, in die case of Terrett and Ta^r,
ifaat .me recognition of a power to contract is equiyaknt to a nresh
grant of power.^ A bond between A. and B., for the use of C,
admits C.^s interest, and suit must be brought in the name of the
obligee* When a bond is assigned, there is an implied engagement
that the assignor will do nothing to impair the interest of the other
rartyg A cestui que trust has, in equity, a control of the lund.
jBlack r. Zachaiie, decided at this term.
The act oi 1835 is^ m fact, a,^pulation for a license to depart
from a prescribed route. It has "been said, by the other side, that it
is a penalty, that the legislature can release it, and that if it is a
contract, the legislature can annul it If it is a penalty, and the
state has released it, the question cannot come up here. We haye
no desire to say any thing as to the power of a state oyer criminal-
penalties, such as that in 10 Wheaton. It is said that Washington
coun^ was not a party to the contract But it seems to be con-
ceded that if it were not for the act of 1840, there would be no
opposition to the claim, 'there wa^ a time then, when^Washii^on
county had ah interest, and this remained at the institution of the
suit. If the state of Maryland were to receive the money as the
plaintiff in the cause, perhaps we could not legally coerce her to
pay it to Washington county. But she would be morally bound to
do so. The moment tiiat the railroad company determmed not to
pass through the- three towns, Washington county acquired a right
Tlie trustee and the party bound haye concurred to destroy the con-
tract,* and it 4s only m consequence of this, that Washington county
does not stand as it did at first It has been said that the legislature
could take away the remedy by which the contract was to b6
enforced. But die decisions of this court are uniform, that a legis*
lature cannot take away a^ right, under pretence of affecting the
remedy. The last case upon this point is Bronson t;. Kenzie, 1
Howard, 311.
If tfie law impairs a remedy, or varies a contract a hair's breadth,
it is yoid ; and it makes no dmerence whether it is a general or a
MS SUPREME COURT,
State of Maryland v. Baltimore & Ohio Railroad Go.
special law. In the case before us, the plaintifls are ]^at m a wone
situation than they were before, and the same thing is intended t^
be accomplished as if a law had been passed forbidding 'them to
bring a suit.
It is said that Washington county n a public municipal coipora-
tion^ and therefore within ihe control of the legblature. But m flie
act,of 1835,- there was no resenration of power upon this ground*
It may be t^ the vojtes of some few persons were reouired to pass
the *law, who would not have voted for it if any such reservation
had been made. Men cannot be such senerai philanthropists as to
give up the interests of their own immediate neijj^iboiiihood. Sup-
pose Washingtoii counhr to hav^ said, if you take aWay die road
0om us, you must make compensation. In such case, the law
would not have been passed with a reserriition in it like the one just
Soken of. And if it be a contract, it is violated for Ae benefit of
e railroad company. The arjgument on the other side goes to the
extent diat eveiy contract, maae by a public municipal corporation,
is beyond the pale of die Constitution. There is no decirion of
this court that such a charter and properbr can be taken away« One
of the complaints in the l!)eclaration of Independence is, that char-
ters were talcen aw^ ; and this practice, in part, nroduced a revolu-
tion in England. By tl is argument, they ihay aU be swept off; and
such corporations may, moreover, be adced what they ate going to
do with their property. It has been said, that supposing it to & a
contract^ it cannot inure to the benefit of Washington county.' But
an imphcation cannot be made confijaTy to what is expressed, or
what IS just and riffht. What Washii^on caunty is goinff to dg>
with the money is of no concern 4o the railroad company, thie true
defendant in Ais case. It may feducke .the poor with it; it may
pay debts, or it may erect a monument to that glorious clause in
the Constitution which enables it to assert its rights in this court
Mr. Chief Justice TANEY delivered the opinion of the court.
The question brou^t before the court by this writ of error de-
pends upon the construction and eflect of an i^ct of the Greneral
Assembly of Maryland, passed at December session, 1835, entitldl
"An act for the promotion of internal improvement.''
The original charter of the Baltimore and Ohio Railroad Compmy
authoruEedTit to. construct a railroad from Balthnore to some. suitable
point on the Ohio river, without prescribing any particular route over
which the road was to pass ; leaving the whole line to the judgm^
and discretion of the company. But bv the act above mentioned the
ditate proposed to subscribe 13,000,000 to its capital stock, provided
the company aissented to the provisions of that law; and, among
Other provisions,, this act of Assembly required tiie road to pass
throu^ Cumberland, Haserstown, and Boonsborough ; and pro-
vided also that, if the road was not located in the manner therein
JANUARY TERBI, 1846, M0
State of Maryland «. Baltimore ^ Ohio Railroad Co.,
Minted out^ die coii^Miiy ^^ahcmld foifett $1^000,000 ta tbe state
for ttie use of Waduneton coun^."
The toivna of Cumberland, Ha^erstown, and Boonaborooriiy are
all situated in Maqrland ; the first in Alleghany county anil £e two
latter in Washington.
This Uw was assented to by the company, and became obligatoiy
upon it, and the sum proposed was subscribed by the. state ; but for
reasons iidiich it is not necessary here to mention, the company did
not locate the road throudi Hagerstown or Boonsborou^, nor pi|SB
duou^ any part of Waimngton, on its way from Harp^s Fmy to
CumlSsiiand, to which point the road has been made ; and this smt
was thoeupon broo^t, at the instance of the commissioners d
Wtehington county, m the name of the state, for the use of the
county, to recover the $1,000,000 ^bove mentioned. After the
suit had beclh instituted, the stdte^ at December session. 1840, passed
a law repealing so much of the act of 1836 as required the company
to locate the road tibroudi Hagerstown and Boonsborough,. and re-
mitting the forfeiture of mt $1,000,000, and directing any suit instt
tuted to recover it to be discontinued.
Hie commissioners of Washington county, however, at whose
instance the actiim w^ broueht, insisted that the money was due to
the county by contract, and mat it was not in the power of the state
to tdease it ; and upon that fi;Tound contmued to proSsecute. the suit ;
and the Court of Appeals of the state, having decided against the
daim^ the ca^ is brought here by writ of error;
Undoubtedly, if the money was due to Washington county by
.contract, the act of 1840, wmch altogether takes away die remedy,
would be inoperative and void. But even if the proviisions ujmmi
this subject in the act of 18^5 could be regarded as a con^ct with
the railroad company, it would be difficult to maintain that the
county was a party to the agreement or that it acquired any private
or separate interestunder it, distinct from that c^ the state. It was
certamly at that time the po&cy of the state to require the road to
pass through the places mentioned in the law, and if it &iled to do
so, to appropriate the forfeiture to the use of the county. But it
cannot be presumed that in making^ this appropriation the legislar
ture was governed merely by a desure to advance die interest of a
single county, without any reference to the bterests of the rest of the
state. On me contiluy, the ^ole scope of the law shows that it
was legislating for sti^ purposes, makii:^ large appropriations for
improvements in different places ; and if the policy which at that
time induced it to prescribe a particular course for me road,^and in
case it was not followed to exact from the company $1,000,000 and
devote it to the use of Washin^on county, was afterwards discovered
to be a mistaken one, and mcely to pove highly injurious to the
ifest of the state, it had unquestionably the power to change its
policy, and dlow the company to pursue a different qouibCi and to
660 SUPREME COURT.
8tite of Maryland v, Baltimore & Ohio Rftllroad O^
release it from its obligations Ix^tfa as to the clii«ctioii of tlie raid
and the payment of the money. For, in^doing tfais^ it was dealing
altogether with matters of public conaeTn^ and interfered -widi no
private ridit ; for neither the commissipners, nor the coiintyy nor
any one of its citizens, had acquired any separate or private interest
which could be maintained in a court <» justice.
As relates to the commissioners, they are not named in the law,
nor were they in^any shape parties to the contract supposed to have
beei^ made, nor is^the money declared to be for* their use. ThCT
are a corporate body, it is true, and the members who compose n
are chosen by the people of the county. But like similar corpora-
tions in every other county in the state^ it is created for the purposes
of government, and clothed with certam defined and limited powers
to enable it to perform those public duties which, according to the
laws and usages of the state, are always intrusted to local county
tribunals. Formeriy they were appointed in all of the counties an-
nually, by &e execudve department of the government, and were
then denominated the Levy Court of the county ; and in some of the
counties they are still constituted in that manner, die legislature
commonly retammg the old mode of appointment, or directing an
election bv the people, as the citizens of any piarticular county nay
prefer, fiut, however chosen, their powdrs and duties depend upon ,
the will of &e legislature, imd are modified and changed, and the
manner of their appointment regulated at the pleasure oi the state;
And if this money had been received from the railroad compuj^
the commissioBers, in their corporate capacity, would not have been
entitled to it, and e^uld neither h^ve received nor dicbursed it,'iKMr.
lu\ve directed the uses to which it should be applied, imless tfie
state bad seen fit to enldr^ dieur" powers and commit the money to
th.eir care; If it was i^hed to the use of the countv, it did not by
any means follow that it- was to paiBs flurbugfa their hands,' and the
mode of appUcatibii woulcl have dcfpended altD^|ether upon the will
of the state. This corporation, therefore, certamly baa no private
corporate interest in the money, and Indeed the suit is not eiftered
for their use, but for the use of the county. The clum for the
county is equally untenable with that of the commissioners. The
several counties are nothine more than certain portion^ of territoiy
into which the state is divided for fte more confvenient exercise ^
the powers of government. They form together^one pofitical body
in which the soverei^ty resides.. And in pasong the law of 1835,
the people of Washmgton county did not and could not act as a
community having separate and distinct interests of their own, but
as a portion of the sovereijgnty ; their delegates to the General As-
sembly acting in conjunction widi the delegates from evoy other
part of the state, and legislatms for public and state ptffposes, and
the validity of the law did not depend upon their assent to its pro-
visions, as it would have been equally obligatoiy upon them,if
JANUARY TEBM, 18«$. Wl
" State of Maryland v. Baltimore A Ohio Railroad Co.
eyery one of their delegates had voted a^onst it, provided it was
passed by a constitutioiud majority ot the General Assembly. And
whether the money was due by contract or^ otherwise, it must, if
reoeiTed and appUed to the use of. the county, have yet been re-
ceived and applied by the state to public purposes in the county.
For the county has no separate and corporate organization by vAnctx
it oould receive the money or designate agents to receive it or give
an acquittance to the railroad companv, or determine upon the
uses to which it should be appropriated. We have already seen
thf^ .the corporation of commissioners of the county had no suck
power ; and certainly no citizen of the county had any private and
mdividual property in it. It must have rested with the state so to
dii^se of it as to promote the general interest of the whole com-
munity, by the advantages it bestowed upon this particular portion
of it.
Indeed) if this money is to be conddered as due, either to the com*
missioners or -to tiie county, by contract with the railroad comnany,
so that it may be fecovered in this suit, in opposition to the will and
policy of the state, it would follow necessarily that it might have
'Oeen released by the party entitled, even if the state had desired to
enforce it. And if the state had adhered to the policy of ihe act'in
question, and 9upposed it to be for the public interest to insist tiiat the
road should pass alon^ the line prescribed in that law, or the company
be compellea to pay me million of dollars, according to the construc-
tion now contended for, the commissioners or the county mig^t have
counteracted &e wishes of the state, and, by relearing the company
from the obligation to pay this nioney, allowed them to locate the
road upon any other line. And if the construction of the plamtifi* in
error be right, the legislature of Maryland, in a case where the
whde people of the state had become so deeply concerned by the
large amount subscribed to the capital stock of the road, that its suc-
cess or Mure must seriously affect the interests of eveiy part of the
state ; and where the improvement was regarded as of the biggest
importance to its general commercial prosperity; it deliberately de-
pnved itself of t& power of exercising any future control over it,
and left it to a angle county or county corporation to decide upon
the course of the road, and either to insist on ihe line prescribed by
ttie legislature, or to release the company from the obligation to pur-
sue it, without regard to the wishes or inU^restof die restof the state«
Whedier the milHon of dollars was resenred by ccmtract, or inflicted
as a penalty, such a construction of the law cannot be maintained.
But we think it very clear that this was a penalty, to be inflicted
if the railroad company did not follow the line pomted out in the
law. It is true, that the act of 1835, which changed in some im-
portant particulars the oblij^tions imposed by the original charter,
would not have been bindmg on the company without its consent;
and the '1st section, therefore, contaios a provision requiring the
ess SUPREME COURT.
State of Mftrjlsn.d v. Baltimore A Ohio Railroad Co.
consent of tbe company in order to give it ralidity.. And wben the
compai^y assented to me proposed alterations in their charter, and
agreed to accept the law, it undoubtedly became a contract between
it and the state; but it was a contract in no other sense dian etery
charter, whether original or sup^lementaiy, is a contract, where
rights of private* proi^rty are acquired under it Yet, altlu>ug^ diis
supplementary charter was a contract in this sense of the term, it
does not by any means follow that the legislature might not, m the
charter, impose duties and obligations upon the company, and in-
flict penalties and forfeitures as a punishment for its disobedience,
which might be enforced against it in the form of criminal proceed-
ings, and ^ the punishment of an oflfence against the law. Such
penal provisions are to be found in many charters^ and we are not
aware of any case in which they hare been lield to be mere matters
of contract. And in the case before .thie court, the language of the
law requiring the company to locate the road so as to pass through
the places therein mentioned, is certainly not the language of con-
tract, but is evidently mandatory, and in the exercise of legislative
power; and it is made the duty of Ihe company, in case they assent
to the provisions of that law, to pas6 throu^ Cumberland, Ha-
gerstown, and Boonsborough ; ana if ttey fed to do so, the fine
of $1,000,000. is imposed as a punishment for the offence. And
a provision^ as in this case, ttiat the party shall forfeit a particular
sum, in case he does not perform an act required by law, has al-
ways, in the construction of- statutes, been redded not as a contract
wi& ttiB delinquent party, but as the puni^unent for an ofience.
Undoubtedly, in tbe case of individuals, the word forfeit is construed
to be the language of contract, because contract is the only mode in
which one person caii become liable to pay a penalty to another for
a breach of duty, or the failure to perform an obligation. In kigis-
lative proceedings, however, the construction is otherwise,' and a
forfeiture is always to be regarded as a punishment inflicted for a
violation of some duty enjoined upon the party by law; and such,
very clearly, is the meaning of the word in the act in question.
l!n this aspect of the case, and upon this construction of die act of
Assembly, we do not understand that the right of the state to release
it is disputed. Certainly the power to do so is too well settled to
admit of controversy. The repeal of the law imposing the penaltr,
is of itself a remission. 1 Craneh, 104; 5 Crandi, 281 ; 6 Cranch,
203, 329. And in the c^se of the United States v. Morris, 10 Wheat
287 y this court held, that Congress had clearly the power to authorize
the secretary of the Treasury to remit any penalty or,, forfeiture in-
curred by the breach of the revenue laws, either before or after judg^
ment; and if remitted before the money was actually paid, it em-
braced the shares given by law in such cases to the officers of the
customs, as well as the share of tlie United* States^ The right to re-
mit a penalty like this stands upon the same principles.
JANUARY TERM, 1345. 668
Stimpson v. West Cblster Riilroad Co.
We are, therefore, of opinion, that the law of 1840, herein before
mentioned, did not impair the obKgatipn ofa contract, and that the
jud^ent of the Court of Appeals of Maryland must be affirmed.
Jims STDfPtON, PLAUiTirF iM Error, V. West CmssriR Rahaoao
Company.
The 88tli . rale of coort forbids the losertion of the whole of the charge of the
coart to the junr in a general bill of exceptions, bat reqaires that the part
excepted to shall be specificallr set oat
This court has not the power to correct any errors or omissions which ma^
hare been made in the 'Circuit Coart in framing the exception; nor can it
regard any part of the charge as the subject-matter of revision, unless the
jadges, or one of them, cerUfy under his seal, that it was excepted to at the
trUL
If the omission of a part of the charge, which was in fact embraced in the
exception, is a mere clerical error, the party will be entitled to a certiorari,
uj>on producing a copy of the exception, properly certified.
Bat in no case can the exception certified under the seals of the judges of the
Circait Court be altered or amended.
A SUGGESTION was luade, in this case, of diminution in the record,
and a motion for a cerHarari to bring up the charge which the court
delivered to the jury on the trial of the cause in the Circuit Court
of the United States for the Eastern District of Pennsjlvania.
Mr. Chief Justice TANEY delivered the following opinion of the
court.
T^e plaintiff in error in this case suggests that there is diminution
in the record, in omitting the charge to the jury which was delivered
at the trial by the Circuit Court, smd moves for a certiorari^ that it
may be set out at length, and appended to the record.
So much of the charge of the court as was ercepted to at the
trial, is .inserted in the record as it now stands; and by the 38th
rule of this court, adopted at January Term, 1832, it was ordered,
that thereafter " the judges of the Circuit and District Courts do
not allow any bill of exceptions, which shall contain the charge of
th'e court at large to the jury, in trials at common law, upon any
general exception to the whole of such charge. But that the party
excepting.be required'to state distinctly the several matters in law,
in such charge, to which he excepts ; and that such matters of law.
and those onlv, be inserted in the bill of exceptions, and allowed
' by the court."
The record now before us contains as much of the charge as is
authorized, by this rule, to be inserted in the exception, and the
motion for a certiorari must therefore be overruled.
Vol. m.— 70 3 A
664 SUPREME COURT.
Btimpson v« West Chester Railroad Co.
/. R. IngersoU afterwards filed, and read in open court, flie fol-
lowing suggestion in writing, to wit :
In the printed record, a mere omission is made of a portion of
the manuscript charge. 1. After the reference to Evans v. Jordan,
9 Cranch, 201, (printed record, p. 30, near the bottom of the
page,) there are four and a half pages of manuscript, {p9g^ 26,
27, 28, 29, 30.) 2. On page 27 of the manuscript are these
words : '< It thus appears that the act of 1839 goes only one step
beyond those of 1832 and 1836, and is a dead. letter, if it pro-
tects the person who has purchased, constructed, or used the
machine invented," &c.
A memoranduip. endorsed by Judge Baldwin, " Stimpson r. West
Chester Railroad Company. Exceptions to the charge." In this
memorandum are found the following words : ^^ 7 sec^ act of 1839
^es only one step beyond those of 1832 and 1836, smd is dead
letter so fiur as protection against such subsequent use."
3. On page 30 of the manuscript charge are these words : ^^ In
the case before us, it clearly appeals that the defendants constructed
their railroad with the plaintiff's curves, in 1834, one year or more
before the plaintiff's application for his renewed patent, conse-
quently they may continue its use without liability tp the plaintiff."
The same memorandum, endorsed by Judee Baldwin, contains
these words : ^< As defendants made railroad in 1834, they may
continue use."
Thus it win be perceived, the very points objected to in writing,
and the writing received and admitted to be such by Judge Bald-
win, are omitted in copying tibie charge at the clerk's office at Phila-
delphia. Tlie language of the cha]^,-as written out, i^ somewhat
more extended than 3iat of a meiporandum hastily made while
it was delivered, but it is, throu^out, substantially, and in part,
litefally the same.
The <^ important question" in the case w^, the defendants' ri^t
to use, after the date of the second patent, the specific machme
constructed and used by them before tne date of that patent This
question, according to the printed record, is not decicled at all, nor
left to the jury^ nor any result arrived at in» regard to it.
The whole charge is not wanted, but only those parts distmctly
excepted to at the moment, and inadvertently omitted by a copyist
It is obvious, besides, that the charge, or the fi^igment of a
charge printed, is not only elliptical, but insensible. The judge
says, (p. 30,) " Another important question," &c., yet no question
appears. The manuscript must be consulted in order to give
meaning or object to the phrase.
The counsel for the defendant in error would probably learn with
some surprise, that this application has been refused. In the paper
book which that counsel has caused to be printed, page 3. thud
paragraph, the 7th section of the act of 1839 is quoted, ana sup-
JANUARY TERM, 1846. 668
Stimpson v. West Chester Railroad Co.
ported b^ points ^and references. All this is without objeet or orig;in
•in the printed record. The source of it is dried up by the omission
of the copvist. So piqge 4 of that paper book, No. 6, ^^ under t^e
act of 1839, &c." These remarks are applicable only to the
omitted parts of the charee.
The counsel for plaintiff in error, who now moves for a certiorari^
^as not present at the trial, but his colleague, who tried the cause,
informs him that the judge undertook to put the whole charge on
the record, and the concluding words along with it. Thus,
1. The ^ole charge, under the promise of the judge, ought to
be a part of die record.
2. The omitted parts in the printed record are the essence aiid
substance of the case; admitted by the judge to be such, and
specifically excepted to at the moment.
3. The whole, difficulty arises from a mere inadvertence of a
clerk.
4. Extreme injustice will be done, if the clerical omission be not
corrected.
5. Were the judge living, verbal explanations might be given by
him, but not more precise perhaps than the written endorsement or
the memorandum of counsel.
Finally, the printed record shows that the judge put the case on
two points : —
Eirst, was the second patent void ?
The judge decided that it is.
S^ondly, if the second patent were not void, then, can the plain-
tiff recover, when the specific machine used by the defendants was
first made and used by them before the second patent was taken
out?
This second point, according to the printed record, the judge
states, but does not decide, or put in such shape as to let the juiy
decide. His conclusion is omitted, while his premises are statea.
And a correction of this is the subject of the certiorari. Mr. Inger'
soil then moved the court for a writ of certiorari to be directed to the
judges of the Circuit Court of the United States for the eastern dis-
trict of Pennsylvania, commanding them to certify forthwith what-
ever errors and Omissions AzUl be found.
Upon which motion, Mr. Chief Justice TANEY delivered the
opimon of the court.
A motion was made at a former day of the present term for a
certiorari to bring up the charge delivered by the Circuit Court at
the trial, to be set out at length, and appended to the record. This
motion was overruled for the ireason then stated by tlie court.
The motion has since been revived, and a copy of what purports
to have been the charge of the court at length has been produced, in
order to show that a material point in it has not been inserted in die
656 SUPREME COURT.
The United States v. Freeman.
exctptioD, as brought up in tbe record ; and aome memorandums ia
the handwriting ofthe late presiding judge of the Circuit Court hare
also been laid before this court for the purpose of showiiig that an
exception was reserved to the part ofthe charge above referred to*
In relation to the exception stated in the record^ the court fliink
it proper to say, that it contains a great deal of argument which is
altogether out of place in an-excejption, and contrary to the direc-
tions of this court as given in the 3oth rule. And it would appear,
from the copy of the charge produced in support of this motion,
that while much of the argument of the Ciromt Court has been im-
properly inserted, the matter of law which the argument was in-
tended to prove, and upon which the jury were instructed, is omit-
ted. But this court has not the power to correct any errors or
omissions that may have been made in the Circuit Court in framing
the exception ; nor can we regard any part of the charge as the
subject-matter of revision here, unless the judges, or one of. them,
certi^, under lus seal, diat'it was excepted to at the trial. If the
portion*of the charge, in relation to which the -diminution is sug-
^ted, was in fact etibfaced in the exception, and the omission of
.it is a clerical error, hen, upon producing here a copy of the excep-
tion properly certific d, the plaintiff in error-will be entitled to a cer*
tiaraiiy m order to. supply tile deledt.. But we ca|i in no respect
alter or amend the exoepcon. certified u^der the seals of the judges
of the Circuit Court^ ett&et by referring fo^^he charge at length, or
the notes of the presufihg Ju4ge ; and as the case is now presented,
the motion must be refused.
The Untted States, Plaintiffs, v, William H. Freeh ak«
SutQtes in pari materia should be taken into consideration in constrains a liv.
If a thing contained in a sobsequent sutnte be within the reason of a formsr
sutute, it^hall be taken to be within the meanii^g of that statate.
And if it can be gatherei^fiom a subseqaeot statute in pari tHaieria whai mean-
ing the legislature attached to the words of a formrer statate, this will amoant
to a legislative declaration of its meaning, And will govern the constroctioa
of the first statute.
The meaning ofthe legislature may be extended beyond the precise words llAd
ID the law, from the reason or motive upon which the legislature proceeded,
from the end in view, or the purpose which was * designed ; tbe limitation of
the rule being, that to extend the meaning ^> any .case, not included wilhia
the words, the case must be shown to come within the same reason apon
which the law-maker proceeded, and not a like reason.
A brevet field-ofiicer of the marine corps is not entitled by law to brevet pay
and rations, by reason of his commanding a separate post or station^ if thie
force under his command would not entitle a brevet fleld-oficer of infantry
of a similar grade to brevet pay and rations.
JANUARY TEjEtM, 1846. 6W
The United States v. Freeman.
The act of 1884, chap. ISS, does not f<epeal the Ist section of the act of 1818,
regulating the pay and-emolnments of brevet officers.
The 5th section of the act of 30tli Junc9il884, is a repeal of the joint resolntion
of the two houses of Congress of the 86th May, 1832, respecting the pay and
emokunents of the marine corps.
By force of the army regulation No. 1185, authorizing the issues of double r^
tions to officers commanding departments, posts, and arsenals, a brevet field*
officer of marines is entitled to double rations. But the fact must be shown
* Aat he bad such a command of a post or. arsenal at which double rations'
had been allowed according to the army regulations.
The fact of appropriations having been made by Ccttgress for double rations
does not determine wEat officers are entitled to them.
A brevet field-officer of the marine corps, conunanding a separate post, with-
out a command equal to bis brevet rank, is not entitled to brevet pay and
emoluments. 3ut if such brevet officer is a captain in the line of his corps,
and in the actual command of a company, whether he is in the command of
a post or not, he is entitled to the compensation given by the 8d section of
the act of the 8d March, 1887.
This case came up, on a certificate of division, from die Circuit
Court of the United States (or the district of Massachusetts. It was
to test the right of the defendant in error who was also the. defend*
ant bdoWy to certain pay, allowances, and emoluments^ which he
daimeti as being an officer of the marine corps. The questions
which were certified to thb courtweie the following : —
<< 1. Whether a brevet fidd-offieer of the marine corps is bylaw
entitled to receive die pay and rations of his brevet rank by reason
of his commanding a separftte post or station, although the fierce
under his command should not be such as would bylaw, or by suck
regulations as have in this respect and for the time the force of Ihw,
entitle a breve field-officer of infantry of a similar grade to brevet
pay and ra ns ?
^^ 2. Whether die provision respecting brevet pay and rations in
the 3d section of die act of 1818, chap. 117, is repealed by die act
of 1834, chap. 132?
<< 3. Whedier by force of dte act of 1834, chap. 132, die joint
resolution of the two houses of Congress of the 25di of May, 18%,
j^qpecting the pay and emoluments of the marine corps, is re-
pealed?
" 4. Whether by force of the army regulation, numbered 1125,
audiorizing the issues c^ double rations to officers commanding de-
partments, posts, and arsenals, a brevet field-officer of mann^,
commanding a seoarate post or station^ is entided to double ra-
tions?
** 5. Whether die additional fact of appropriations having been
' made by Congress for such double rations, entities such marine
officer to receive the same fi;>r die years for which such appropria-
tions artf made ?
^*Q. Whether a brevet field-officer of die marine corps, com-
manding a separate post, and receiving his brevet pay and emolu-
metta, but being a captain in the line, is entitied to the ten dollars
oa2
MB SUPREME COURT. .
TEe United Stales «. Freeman.
r ' " •
a month additions^ compensation for responsibility .(Vf cloAilig, &4^j
under the act of 1834, chap. , applying to the marine coips the
act of 1827, chap. 199 ?''
There was a statement of ^ts agreed iipon in the court bdow,
the only parts of wETch that bear upon the certified questions are
the foUowing^ —
^'It is further agreed that Colonel Freeman was commissbned a
captain in the line of the marine coips on the 17th of July, 1821,
and on that Imeal rank he w^^ commissioned a lieutenant-colonel
by brevet on the 17th of July, 1831, and on the 30th (^ June,
1834, he was commissioned a m^jor in the linie of the marine
corps.
^^ Colonel Freeman files an account,^ in set-off against die United
States, of^ $1013 93, for brevet pay and rations wnile in comoiand
on the Boston station, the same being a separate station or detadi-^
ment, under the provision of the dd section of an act of Congress
of 16th April, 1814, for the augmentation of the marine coipo.
Said amount extends from the ^)th of June, 1834, to the^lstof
April, 1842, and has been presented to and disallowed by the fourth
auditor.
<< Said Freeman fU^s an accpunt also of $1669 for double rations
while in command on b6 BoBton station, between the 30th of June^
1834, and the 1st pf April, 1842, under a joint resolution of Con-
gress of 25th May, 1832 , which account has also be^ presdited to
and disallowed by the fourth auditor.
^< Said Freeman files also an account of $354 69 for the responsi-
bilities of clothing, &c., while a captain in the line of the marine
corps, and in command of the Qiannes on the Boston station, finom
the 17th of Julv, 1831, to the 30th of June, 1834, under an act of
Congress of 30th June, 1834, making certain allowances, &c.^ to the
captains and subalterns of the marine corps, as to officers of similar
pades in the army, under an act of 2d March, 1827 ; which account
has likewise been presented to and disallowed by the fourth auditor
of the Treasury, on the ground .that the defendant received ihe pay
of a grade higher than that of captain.
'^ It is further agreed that double rations have been paid hereto-
fore and up to the 30th of June, 1834, to the officers of the^ marine
corps, in the manner and a^ stated in the letter of the fourth auditor
of date 27th of April', 1842, and marked B, and annexed ; also, that
.estimates and approoriations were made, as stated in said letter/
since 1834.
" Upon the foregoing facts, the case is submitted to the court ; the
accounts of the said several claims of the said Freeman to be ad-
justed hereafter by the officers of the Treasury, if the same, or any
portion of them, are found bv the court to be legally due.
FRiiNKLiN Dexter, U. S. Dist. Att'y.
W. H. Fkeeman."
JANUARY TERM, 1S46. 600
The Uiited dcate«'«. Frecmaji.
- *- -
Hie law8 'will be stated whioh bear upon each of the three
items into which the account is diyided, viz. : 1, Pay; 2, Rations;
a^ Clothing.
1. As to pay.
On die 6di of July, 1,812, (2 Story, 1278,) Congress passed an
^^ Act entitled an act ^tnaking further proYision for the army of the
United States, and for other purposes,^' the 4th section of which was
.as foUows : —
<<Tbat the President is hereby authorized to confer brevet rank
on such officers of the army as sitall distinguish themselves by gal-
lant actions, or meritorious conduct, or who dudl.have senred ten
years in any one grade : Provided, That nothing herein contained
jShall be so construed as to entitle officers so breveted to any addi-
,tional pay or emoluments, except v^n commanding separate posts,
lUstricts, or detachments, when they ahall be entitled to and receive
tne same pay and -emoluments to which officers of the same ^rade
are now, or hereafter may be, allowed by law."
. On the 16th of April, 1814, Congress passed an act (2 Story,
1414) <^ authorizing an augmentation of the marine coijis and for
other purposes," tiie 3d section of which vras exactly similar to the
above, except that ^^ officers of die marine corps" were substituted
for ** officers .of the army,'^ and that in ihe proviso die words '* com-
manding s^apeite stations or detachments" were substituted for
** commanding separate posts^ districts, or detachments."
On the 16£ of April, 1818, an act was passed (3 Story, 1672)
'^'r^fulating the pay and emoluments of bretet officers," the 1st
sectioii of which was as follovrs :
** Be it enacted, &c., That the officers of the army who have
brevet commissions shall be entitled to, and receive, the pay and
emoluments of their brevet rank when on duty and having a com-
mand accordmg to their brevet rank, and at no other time. .
In 1825, regulations for thetutny were issued; the 1124th section
vrasasfoUows:
*^ Brevet officers shall receive the pay and emoluments of their
brevet commissions, when they exercise command equal to their
brevet rank ; for example — a brevet captaid must command a com-
pany; a brevet major and ai brevet lieutenant-colonel, a battalion ;
a brevet colonel, a regiment ; a brevet brigadier-general, a brigade;
a brevet minor-general, a division."
On the 30th of June, 1834, Congress passed an act <^ for the bet-
ter or^^anization of die United States marine corps," (4 Stonr, 2383.)
After mcreasing die number of officers and privates, the 6tti section
Enacted :
« That the officers of the manne corps shall bi^ entided to, and
receive^ the same pay, emoliiments, and allowances, as are now, or
hereafter may be, allowed to officers of similar grades in the infantzy
of the irmy, except the adjutant and inspector, who shall," &c.. 8tc.
MO ftPPBEME COURT.
Th« United Blatef>«. Frfemaa.
Hie 7th eedioD {NroYided that ^^the commisnons of the
now in the marine ceips aball not be Ta<»bed by this act,'' &e.
*nie 9th aec^n fepealed so mueh of the 4th section of the act of
tiie 6th of July as aumorized the President to-CQiifer brevet rank on
an^ officers iof the annjor of the marine corps as shall have serred
tenyeaia in any one grade.
The 10th section repealed all acts or parts of acts mconaiatent
therewith.
la 1836, anoiber «rt of army regulations waa issued, the foity-
eig^th article of which contained the following ^
^* Officers who have hreyet conunissiona shall be entitled to re-
ceive their brevet pay and emoluments, when on du^, under the
following circumstances :
<^ A brevet captain, when commanding a company.
/^A brevet major, when commanding two companies,v or when
acting as miyor of the regiment.
^^A brevet lieutenant-colonel,, when commanding at least four
companies, or when acting as lieutenant-colonel of the regimentt^
^^ A brevet colonely when coinmaQding nine companies' of artil^
feiy, pr ten of inbntry or dnf;o(ms, or a mixed coips of ten com-
panies, or when commanding a r^^iment
^* A brevet Im^padier-general, when commanding a bii^e of not
less than two regiments or twenty companies.
*< A brevet major-geperal, when^ commi^dmg a division of four
regiments or ait least foitjr companies.
<^ A brevet officer, when assigned by the special order of the
aecretaiy of war to a particular duty and command, accordk^ to
his brevet rank, althou^ such commcind be not in the line, provided
his brevet allowances tupe recdgnised in the order df awngnmfnt
<^ To entitle officers to brcivet aHowances while .ac&ig as fidd-
officers of regiments according to their brevets, they must be recog-
nised Mt generpl head-quarters as bemg on suCh'^^, and the Act
announced accordingly m general ordex:is."
The laws reLedng to rations are the following :
2. Rsddons^
On the 3d of March. 1797, (1 Story, 460,^ Conmss passed an
act to amend and repeal, in part; the- act entitled <* An act to ascer-
tain and fix the muitfuy'establidmient of the United States," the
4th section of which declared that ^^ to each officer, while command-
ing a separate post, there shall be allowed twice the number of
rations to which.they would otheiwise be entitled."
On the l^th of March, 1802, (2 Stoiy, 831,) an ac|: was passed
<< fixing the milftaiy peace establislmient of the United States^" Ae
6th section of which designated the number of rations to which
each officer should be enStled, and thenjadded as followsyviz. : <<to
the commandmg officers of each separate post, such additional, ma^
ber of rations as the Pxesideht of tiie United States shall, £rom tune
JANUABY TERM, 184S. 661
The United States «. Preenr^ii.
to time, direct, haying respect to the q>ecial circumstances of each
poet."
On the 25th of May, 1832, (4 Story, 2333,) Congress passed a
joint resolution as foQows: ^^ Resolyed, &c., That die pay, sub-
sistence, emoluments, and allowances of officers, non-commissioned
officers, musicians, and priyates of the United States marine corps,
shall be the same i|s they were prjyiously.to the 1st of April, 1829,
and shall so continue until they shall be altered by law."
In 1834, the act was passed which has alrteady been menticmed
under the head of " Pay/*
3. Clothinff.
On the 2d of March, 1827, Congress passed an act, (3 Story,
2057,) the 2d section of which was as follows : That eyery officer
in the actual commuid of a company in the zrmj of the Umted
States shall be entitled to receive $10 per month, additional pay,
as '^ compensation for his duties and responabilities, with respect to
the-elothmg, arms, and accoutrements of the company, whilst he
shall be in the actual command thereof."
Mbon^ ^attorney-general,) for the United Stated.
Colonel Freemany (in a printed argument, j the defendant in the
court below, for himself.
Mlion made the. following pomts :
Ist That a bkevet field-officer of the marine coips is not by law
entitled to receiye the pay and rations of his breyet rank, under the
circumstances stated in tms case.
2d. That tiie provision respecting breyet pay and rations, in the
3d section of the act of 1818, chap. 117, is repealed by the act of
1834, chap. 132.
3d. .That the joint resolution of the two houses of Congress, of
the 25th of May^ 1832, is repealed by the act of 1834, chap. 132.
4tii. That a brevet field-officer of marines, commanding a sepa-
rate post or station, is not entitied to double rations by force of
Army Relation, numbered 11^5.
5m. l£at the additional feet of appropriations having been made
by Congress for double tations, does not entitie such marine officer
to receive the same, if otherwise not entitled thereto by law.
6th. That a brevet field-bfficei: of marines is not entitied to the
$10 a month, under the act of 1834, chap. 132, under the circum-
stances stated in the sixth question, certified in Ae record.
He examined the subjects in the order mentipned above, of Pay,
Rations, and Clothing.
1. Pay.
He admitted tiiat if tiie act of 1814 is still in force, tiie defendant
is entitied to brejvet pay ; but it is not in force. The act of 1834
has changed the law ; the 5th section puts the marine corps on the
same footmj with the infantry. What, then, were the inmntzy en-
VoL.ffl— 71
M» SUPREME COURT.
The United States v. Freeman.
titled to ? To answer this question, we must look at the laws of
1812 and 1814, (the same in substance upon this point,) and also
the law of the 16th April, 1818, which expressly declares that offi-
cers of the army shall receive brevet pay when they have a com-
rnznd according to their brevet rank, and at no other time. Before
they can claim the pay, the condition must be shown to be complied
wim ', but here it is admitted that Col. Freeman had not such a
command.
The Army Regulations of 1825, reg. 1124, say that brevet officers
are to receive pay only when the command is equal to the rank ; and
those of 1836 say the same. Freeman was a lieutenant-colonel by
brevet, and had not the command appropriate to that rank.
Does the act of 1834 repeal that of 1814? We say it does. It
purports to re-organize the marine corps; it makes great changes as
to me officers and their rate of pay; and the 7th section provides
that the commissions of the officers diall not be vacated. Why put
in such a clause, unless there Was a design to put the corps upon a
new footing altogether? The 5th section changes the pay, emolu-
ments, and allowances, and puts them on the footing of iniantij;
and the 10th section repeals all laws inconsistent with Uie act. The
acts of 1818 and 1834 repealed all former laws, both as to in&ntry
and nArmes.
2. Rations.
By the act of 1797, double rations were given to a commander of
a separate ^ost; but the act of 1802 changed this rule, and sdbsd-
tuted another. Instead of giving them to evety commander, the
President was to designate the number of rations for each post, ac-
cording to circumstances. This was a repeal of the act of 1797.
They cannot both stand.
But it is said that the joint ri?solution of 1832 changed the rule, as
to officers of marines, and rendered lawful the same pay, rations,
Ac., which they had, in fact, received before 1829. Suppose we
adniit this. That resolution looked to a future change, which was
made by the act of 1834, which referred not only to pay, but allow-
ances and emoluments. Infantiy are not entitled to these allow-
ances, and therefore the marines cannot be.
The^ considerations furnish answers to the three first certified
questions.
With refi;ard to the fourth, it may be said that the army regulations
give doubk rations to such posts as the War Department shall au-
ftorize ; but the act of 1802 says that the President is the person who
is to give the au&ority; and supposin^that the War Departn&ent
represents the special authority of the President, then we ray, that
the D^artment never gave sucn authori^ for this post Tne de-
fendant must show that it did.
Besides, the regulation was not intended to apply to the marinetf.
They were under the Navy Department
JANUARY TERM, 1846.
The United Stafeji v. Freeman.
The 5th question is easily answered. If the defendant was not
entitled to the allowances by law, he cannot claim them because
Conmss placed money in the hands of the executive, in case it
shoiud be wanted. The service might have been nerfonned or it
mi^t not, and the money was ready in case it should be performed.
But here it was not.
3. Clothing.
Ten dollars per month were to be given to commanders of com-
panies. But Freeman was a major by commission, and lieutenant-
colonel by brevet. The law only includes captains ; and, moreover,
the record does not show that there was a company of marinces at
Boston, and the 'fact, I believe, was not so.
Mr. Jusdce WAYNE delivered the opinion of the court
Several questions occurred upon the trial of this cause in the court
below, upon which the opinions of the judges were opposed, and
they were certified to this court for decision.
From a careful examination of all the acts of Congress relatb^^ to
the pay and emoluments of brevet officers, and those acts establish-
ing and organizing the marine corps, we are of the opinion, what-
ever may have been a different practice, that the brevet officers of
^e marme corps have always been by law upon the same footing
wUh o&er officers of the military establishment of the United States^
in respect toAe circumstances which entitle them to pay and emolu-
ments, and that they continue to be so. Brevet pay and emolu-
inents were originally given by the act of 1812, (2 Story's Laws, 1278,)
and by the act of 1814, (2 Story's Laws, 1414,) when breveted officers
commanded separate nosts, districts, stations, or detachments. But
an act was passed in 1818, (3 Story's Laws, 1672,) regulating the pay
and emoluments of brevet officers, the 1st' section of which is, that
"the officers of the army who have brevet commissions, shall be en-
titled to and shall receive the pay and emoluments of their brevet
rank, when on duty and having a command according to their bre-
vet rank, and at no other time.'' The 2d section is, " that no brevet
commission shall hereafter be conferred, but by and with the advice
of the Senate." By the acts of 1812 and 1814, they were conferred
by the President alone. By the 1st section of the act of 1818, it
will be perceived that pay and emoluments were attached to com-
mand, and not, as they had been, to the command of separate posts,
stations, districts, or detachments. That the act of 1818 repealed the
4th section of the act of 1812, no one doubts. But it is said, it is not a
repeal of the 3d section of the act of 1814, because the act, in terms,
speaks of the officers of the army who have brevet commissions, ana
not of such officers of the manne corps. It may be well to state,
that the 3d section of the act of 1814 ifi a transcnpt of the 4th sec-
tion of the act of 1812, except that it has in it the words " officers
o£ the marine corps," instead of " officers of tiie army ;" and that the
604 SUPREME COURT.
The United Statei v. Freeman.
words ^^statioiis or detaduneDts** were substituted for <* posts, dis-
tricts, or detachments." The first point for consideration is, was the
act of 1818 a repeal of the 4th secUon of the act of 1812, and of the
3d section of the act of 1814, as to the condition up6n which brevet
officers wereto have additional pay and emoluments ? It is conceded
that it repealed the 4th section in the act of 1812. We are of opi-
nion that it repealed also the dd section of the act of 1814. It can-
not be denied that the marine corps is an addition to the <^ militaij
estabUdunent of the United States." It is declared to be so in the
act by which it was organized. Now, though neither that fact, nor
the words ^^ military establishment," as they are used in &e acts of
Congress, will of tliemselFes authorize the inclusion of officers of the
marine corps, within the words ^* officers of the army," yet consider-
ing the subject-matter of the act of 1818; the fipplication of the 2d
flection of me act to all breveted officers; and the assimilation of the
marine corps, by the act of 1814, to the army, to give to its officers
bievet commissions, and pay, exactly, too, in the same way as they
were given tb the officers of the army, by the act of 1812 ; we do
not see how, consistently with a correct judicial interpretation, the
<H>nclusion can be resisted, that Congress did intend, in passing the
act of 1818,' to place the officers of 3ie marine, corps and the officers
of the army upon the same footing, in respect to brevet pay and emo-
luments. Though what has been diflerentiv done is binding upon
the government, and cannot be recalled, to tne pecuniary disadvan-
tage of any officer, who may have received brevet pay and emolu-
ments, not according to the act of 1818, no erroneous practice under
it, of however long standing, can juitify the allowance of a claim,
contested by the government, in a suit, contrary to what is the true
meanine and inteAt of that act. The error of the accounting officers
of the Treasury, and of the officers of the marine corps, in the con-
struction of the act of 1818, arose from that act having been consi-
dered by itself, without any reference to other statutes relating to
brevet commissions and pay, and without any examination whether
the words ^' officers of the army," as used in the 1st section of the act
of 1818, though they are descriptive of a particular class, were not
intended, from their connection with the subject-matter of the act, to
comprehend all officers of the military establishment of the United
States, who, when the act was passed, were only under like circum-
stances entitled to brevet pay and emoluments.
Tlie correct rule of interpretation 'is, that if divers statutes relate
to the same thing, they ought all to bo taken into consideration in
construing any one of them, and it is an established rule^ of law,
that all acts inparimaiena are to be taken together, as if they were
one Uw. Doug. 30; 2 Term Rep. 387, 586 ; 4 Maule&Selw. 210.
If a thing contained in a subsequent miute, be within the reasoit
of a former statute, it shall be taken to be within the meaning of
fliat statute ; Lord Raym. 1028 ; and if it can be gathered from a
JANITARY TERll^ 184S. MS
The United Btatei 9. Freeman.
gubsequent stalate en pari nudma, idiat mwining flie leg^atune
attached to the words of a former atitate^ they wiU amount to;a
/legislatiye declaration of its mftaning, and will goTem the constnic-
tion oi the first statute. Morris 9. Mellin; Gifiurn. t Cress. 464 :
7 Bam. t Cress. 99. Whereyer any words of a statute are doubtm
QM3i>sciire^ the intention of the legpslatute is to. be resorted to, in
OJDckr to find )he.~-me^ing of the words. Wimbish if TaUbois,
Plow)d. 57. A-Uiing which is widiin fhe intention of the makers of
the statute, is as much within the statute; ss if it were within the
letter.* Zouch v. Stowdl, Plowd. 366. Thcsse citations ar^ but
different fllustrations of the rale, fliat the meaning of the kgishinre
may be extended^ beyond the priscise wends usea in Ihe law, irom
the reason or motive upon which the legislatare proceeded, fiom tiie
end in view, or the pi^pose which was designed— die limitation of
die rule being, that to extend the meaning to any case not included
in die words, the case inust be phown to come within tibe same rea«
son upoi^ which the lawmaker proceeded, and not only within a like
reason. This court has repeatedly, in effect, acted upon the nile^
-and there may be fipund, in the reports of its^dedsicms, cases under
ft. like die cases which have, been cited fit>m the reports of the
£ii|^ courts^ .I&-4DalLa4^ <' The intention of die lerislature,
when dMcovered, miMtpreTOl,-any.jule;Qf constiuctiou declared 1)t
previous actsto the contraiy notwithstanding.*^ In 2 Crahch, 33,
'^ A law is the best expositor of itself— that every part of an act is
to be taken into view for die purpose of discovering the mind of the
Iqpdature," &c. JIlc. In the case of the United States r. Fiaher
et al., Asagnees of Blight, in the same book, the court said, ^' it is
undoubted^ a well-established principle in the e]qK>sition of
statutes, that every part is to be considered, and the intention of the
kgidature to be extracted from the whole," &c. In 2 Peters^ 662,
f^ A le^rialatiye act is to be interpreted according to the intention of
me legislature,, apparent upon its face. Every technical rule, as to
the construction or force of particular terms, must vield to the clear
expression of the paramount voll of the le^dature.'' In Paine's C.
C. Rep. 11, ^'In doubtful .oases, a court should compare all the parts
of a statute, and different statutes in pari fno^eria, to ascertain die
intention oi the legislature." So b 1 Brockenb. C. C. Rep. 162.
In the construction of statutes, one part niust be construed by
another. In order to test the legislative intention, the whole statute
must be inspected. No one of the cases cited will jtistif^ ; nor
have they been cited to sanction an eouitable construction of
statutes bm>nd the just application of aojudicated cases. They
Inve been brought tc^ether upon this' occasion^ for the puipose cf
sbo^vv^fig'Eow many-audiorities th&re are to sustam the conclusion,
ItEat ihe act of I8i8, regulating the pay and emoluments of bretret
efficefs, repealed the act of 1814, upon' which the ddendant relies
to support his claim to brevet pav.. Our answer to the first question
0M SOPREME COURT.
Tti« Unrted States «. Freemaiu
flien is, diat a brevet field-officer of the marine coips is not entitled,
by law, to brevet pay and rations, by reason of his commanding a
separate post or station, if the force under his conmiand would not,
entitle a ore vet field-officer of in£mt]7,of a similar grade, to brevet'
pay and rations. We will add to oar exposition of the law upon
this point, diat brevet officers of the marine corps, in respect to pay
and emoluments, were included under the Army Reeulation 112^
sanctioned on the 1st March, 1825; were included also, in the
regulation upon the subject of brevet pay^ sanctioQed by the Presi-
dent Deeember 1, 1836, and that, they may claim brevet pay and
emoluments under the regulations of 1841, when they exercise a
command, accordine to the provisions r^ulating brevet pay, in
page 344, Army Kiegulations of 1841. Tuis ri^t to br^et pay
results firom the marine corps having been subjected, by the act cif
1798, (1 Story's Laws, 642,) and by other acts of Congress, to the
same rules and articles of war << as arei prescribed for the militaiy
establidmient of the United States,'? and firom the exceptioot: in the
2d section of tibe act of 30th June, 1834, taking them out of die
regulations which might be established for the navy, when detached
for service with the army, by order of the President of the United
States.
To the second question w^e reply, fliat the act of 1834, cIk 132,
does not repeal the first section of die act of 1818, regulating the
pav and emoluments of brevet officers. That section c? the act is
still in force, and upon it rests die army regulations, ian relation to
brevet pay and emoluments. The act of 1834 only repeals those
sections in die acts of 1812 and 1814, and in die act of 1818, by
which the President was authorized to confef, and die Senate was
permitted to confirm, brevet commissions conferred upon officers of
the army, or officers of the marine corps, for ten vears' service in
any one grade, excepting such officers as- had, berore die passage
.of the act, act^uired the ri^t to have brevet rank conferred by ten
years' service m a^y one grade, if the President should think fit to
nombate them to die senate for brevet commissions.
To the third question we reply, that the 5th section of the act of
the 30th June, le34, is a repeal of the Joint resolution of the two
bouses of Congress of the 25th May, 1832, req>ectiag the pay and
emoluments of the marine corps.
The fourth question involves the charge made by the defendant
for double rations. Additional rations are provided for by the 5di
section of die act of 1502, (2 iStory's Laws, 831.) " To dse com-
manding officer of each separate post, such additional number of
rations as die President of the United States shall, firom time to time,
direct, having respect to th^ special circumstances of each post," is
tbeknguage of a part of the section. It is die authori^ for the
1125tb paragraph m the Army Regulations of 1825. The Fresident
sanctbiied Aose regulations, and by doing 90, delegated hts audior*
JANUARY TERM, 1846. 66T
The United States e. Freemen.
itjy as he had a right to do, to fte secretaiy at war. The Army
Re^siulatioiis, when sanctioned by the President, haTe the force of
law, because it is done by him by the authority of law. The Regu-
lations of 1825, then, were as conclusive upon the accountii^ offi*
cer of the" J*reasury, whilst they continued in force, as those of 1836
afterwards were, and as those of 1841 now are. When, then, ai|
officer presents, with his account, an authentic document or certifi-.
cate of his havuig commanded a post or arsenal, for which an order
has been issued from the War Department, in conformity with the
(provisions of the Anny Regulations, allowing double rations, his
ri^t to them is established, nor can they be withheld, without doing
lum a wrong, for which the law eives him a remedy. ,. But as the
Question in this case must be decided upon the sgresd statement of
mcts in the record, between Colonel Freeman and the District
Attorney of die United States, we have no hesitation in answering
it adveraely fix>m the claim of the defendant, for double rations, as
the fiMSt does not appear in the record, tiiat he had such a command
(^ a post or arsenal, at which double rations had been allowed,
according to die Army Regulations which were in force, from the time
his account begins, or according to those subsequenUy sanctioned by
the President. To the fifth question, we reply, mat the fiict of
appropriations having been made by Conmas for double rations, does
not determine what officers in comoiand are entided to them. The
sixth question relates to the chu^ of the defendant for compensa-
tion for his duties and responsibihties, widi respect to clothing, arms,
and accoutrements," while he was a captam in the line of the
marine corps, and in command of the marines on the Bostoh sta-
tion. The question, as it is put, makes it necessaiy for ns to repeat
wfaatlias been already said in a previous part of this opinion, that a
bievet ^field-officer of the marine corps, commanding a separate
post, without a command equal to liis brevet rank, is not entided
tc brevet pay and emoluments. But if such brevet officer is a cap-
tain in the line of his coips, and in the actual command of a com-
pany, wheth^ he is in command of a post or not, he is entided to
the compensation given by the 2d section of the act of the 2d
Bfarch, 1827, (3 Story's liaws, 2057.) We cannot give any odier
answer to this question, because the first part of it attaeheg brevet
pay and emoluments to the command of a separate post, for wbich
it is not allowed by law, and cannot therefore infiuence any ri^t to
compensation which may have accnied to a captain in the line under
die 2d section of the act of die 2d March, 1827. Titat act is m
fiill force, unrepealed in any way by the act of 1834, for the better
organization of the marine corps. 4 Story, 2383. And captains
and subaltema of that corps are as much entitled to its provisions,
as any odier captains or suoaltems in the military estabh^hment of
die ^itited States. If there wag any doubt of this, before the act
of 1834 was passed, the 5th sectbn of that act must be coo^dered
MB SUPREME COTPBT.
Andrews v. Wall et aL
88 having pat an end to it It is, ** that the officers of the ]
corps shall be entitled to, and receive the same pay, emdiuneiifa^
anq allowances, as are now, or may hereafter be allowed to simflar
grades in the in&ntiy of the army," subject to the exception in t)ie
section following the words just cited.
We shall direct the foregoing answors to the questions, upon
which the judges in the court below were opposed in opinioD, to be
certified to that court
Xamss B. Andrbws, Appbixani^, v. Wdluam H. Wall Aim Johh H.
GbIOB8« DBrBMDAIITS.
Ab agreement of contortthlp Mween iht matters of two vessels engaged ia
the basiness known by the name.of wrecking, is a contract eajpable of beiaf
enforced in an admiralQr conrt, a^nst pro|>er^ or proceeds m the eoslody
of the conn.
The case of Ramsaj «. Allegre,- 18 Wheaton, Sll» commented oa* sad c»
plained.
Such an agreement extends to the b^r^ers and €rew% and is not incrdj per*
sonal between the masters.
If made for an indefiaile perio4» U does not ^pire with the mere removal of
oae of ihe masters from his vessel, biA oontinnes oatil dissolved upon dae
notice to the adverse parhr.
Where there is no other endeaccthaalhe answer of its having bees a part eC
the original agreement, that sadbivmoval shoold dissolve die eontraet, the
evidence is not snAeienL .
Whenervr proceeds are rightfully la tha possession and castody df the ad-
miralty, it is ^ inherent incident to the Jnrisdictiott of that eonrt to enlsr-
tain supplemental snits by the parties in interest to ascertain .to whom those
proceeds rightftiUy belong, and to deliE«sr-tbeia over to the parties who
establish tfie lawftd ownership thersoC
Tms was an s^peal fix>m the Court of Appeal^ in Fknida^.i^d
grew out of the following circumstances: —
There were two vessds, o e called the Globe, and t)beothar tlie
Georffe Washington. /engagea in the business of asmtfing veaids
which were wrecked. 6r in dancer of becoming so, <» the oofiat of
Ftorida. Between these two Siere existed tte agreement of ooih
sortship, which will he qpoken of present^.
For assistance rendered by the Globe to the sh^ Tilfi»Bi|W|Hii
and careo, an amount of $5622' 48 was decreed as sahitfe. . A^
drews, £e am>ellant, was part owner of the Gk^ and Wstt nd
Geiger, the defendants in errtMr, were part owners of the Geaty
Washington.
Wall and Geiger filed a petitidn in the Siqwiior Court ton the
southern district of Florida^ {being ttie aaoiecoQit^ ** * * ^
&e salvage,) as follows :-^
JANUARY TERM, 1846.
\iidrew» «. Wall et a-L
^ To the honourable Vfu. Mabvut j Judge of die United States Su-
perior Court, sdutfaem judicial dntrict of Florida, in admiral^'.
<< Your petitioners respectfully represent, on oadi, to join honour,
that diey, with J. A Thouron, are me only owners of Uie schooner
George Wadiii^ton ; that said schooner lias for sottetime past been
consorted With Uie doop Globe, m the business of wrecking upon
this reef, and wad so 6onisoited with said sloop when that vessel
perform^ the services to the diip Mississippi which have resulted
in die payment of salvage to said aobp by your honour, in admindty,
on the Slst day of May, 1841 ; that a portion of nid salvage is
justly due and owing unto your petitioners from said consorSiipi
and that the master and agent of said sloop Globe, J. B. Andrews,
positiTely refuses to pay to them any portion of the same, lliey
uterefore respectfully represent fliis matter, and pray die inteiference
of your honour, that you mav order the clerk of^your honour's cotirt
to retain such portion of said salvage, now about to be pjaid to said
doop, as to your honour may appear equitable under said consort-
dap, due to said petitioners as owners of schooner the. George
Washington. And. dieyare ready to show to vour honour the ex-
act sum due to them under said consortship. And will ever pray.
W. xi« Wall,
John H. Geiger,
S. R. Mallort, Proctor.''
In conformity with this petition the judge ctirected the sum of
$24% 64 to be retained, which WaU and Gteiger claimed by a sob-
sequent petiOon.
Andrews answered it as follows : —
^^The answer of James B. Aijdrews, part owner of the doop
Globe, would respectfully represent, that a notice of a petition filed
by Wm. H. Wall and John H. Geiger, who claim as part owners
of the schooner George Washington, claiming a^art of the salvage
decreed to Thos. Greene,^ master of the doop Globe, in the case of
lliomas Ghreene et al. v. Ship Missisdppi and cargo, and has been
served upon him. To which he comes into court, and says, that-^
^^ 1. The petitioners have no ri^t to come into ^ur honourable
court in this saiaunaiy way, and obtain a decree agamst the eamin^js
of &e master and crew of the doop Globe, <who were libellants m
&e above -case.
' ^^2. That if there is any thing due b^ the Globe, her crew and
owners, it must be by some contract existing at the time the ser-
vices for which sdvage has been decreed were rendered, and that
if such contract exists, it was not made with petitioners. by. your
respcmdent.
^^3. Your respondent admits that tfiere was a consprtdiip or
u^reement entered mto previoudy to tfie services rendered to the
ship Missisdppi, by him, as master of the doop Globe, and
Russdi master of me schooner George Wadiington, by whi<A they
Vol. m.— 72 3b 2
570 SUPREME COURT.
Andrews v, W. 11 et aL
agreed to divide their respective earnings or gain between eadi
other, their crews, and the owners of the respective vessels, in a. cer-
tain-proportion, viz. : the Globe was to be rated at sixty-three tons,
and the George Washin^on at fiAy-three tons, and the number of
men each vessel might have on board at the time that any money
might be earned. But he alleges that such contract was made b^
tween him and Captain Russel for an indefinite time, and considered
that it only remamed in forc^ so long as they both remained on
board of their respective vessels and earned salvage ; and that at
the time the money in dispute was earned, that Thomas Greene, the
mate of the Globe, was master, and in ^at capacity rendered ser-
vices to the ship Mississippi, and filed a libel In his own name, as
such, and being recomised as master by this court, salvage on the
said ship was decreed to him in his own name.
" Whereupon your respondent prays that your honour will dismiss
the said petition, and that the amount of the money retained firom
the salvage decreed to Thomas Greene be paid over to him, together
with his costs in this behalf expended. And your respondent, &c.
James B. And^iews,
W. R. Hackley, Proct. for Resp.**
After the cause had been argued, the court gave the following
order: —
^^ Ordered, That the clerk ascertain the number of men on board
the sloop Globe and George Washington respectively at the time
of the earning of the salvage by the Globe for services rendered the
Mississippi and cargo, ana that he divide the salvage in that case
decreed me Globe, oetween the Globe and the Geor^ Washington,
man- for man, and ton for ton, taking the Globe at sixty-three tons,
and the Greorge Washington at fifty-three tons, and that he pay to
Wm. H. Wall and John H. Geiger the George Washington's por-
tion for and on behalf of all persons interested therein.
" Ordered, That each party pay his own costs in this suit**
The result of the order was an apportionment of the fund between
the two vessels as follows : —
To the Globe ..... f3066 85
To the George Washington ... 2455 64
Total salvage - - - - $5522 49
From this decree Andrews appealed to the Court of Appeals d
Florida, which affirmed the sentence, and firom this affirmance he
appealed to this court
Clement Cox^ for the appellant
C J. Ingersollj for the aefendants.
Cox made the two following points : —
1. That the record shows no subsistmg contract of conaortabip at
the time of the salvage service.
JANUARY TERM» 1845. Wl
■ - ■ ■
Andrews «.. Wall et aL
2. That a court of admiralty has no jurisdiction of the case.
In support of the first point, he said, that he had not been able to
find any judicial exposition of the contract of consortship. The
court below decided on two grounds : 1st. That the Globe was a
wrecker, an<}, 2d. That contracts of consortship were usual. But
the record shows no evidence of these facts, and the court was not
warranted in assuming them. 8 Gill & Johns. 449, 456,
Upon the second point, he said that he had not found a case
where a court of admu^ty had taken sudi jurisdiction, and it ought
not to have been assumed. 12 Wheat. 611, 613; 3 Peters, 4*3;
Baldw. 544; Bee, 199; 1 Pet. Adm..Rep. 223; Gilp. 514, 184;
Dunlap's Adm. Pr. 29; 1 Hagg. 306; 13 Peters, 175:
-< C. J, hgersolly for defendants, said, that he could scarcely add
any thi^ig to the reasoning upon which the court below founded its
opmion, which was in3erted in the record. The contract was one
of in admiralty character, ^d die case was lUce that of joint captors,
the rules relating to whidi were familiar to the court. It was a
daily practice in a court of admiralty to distribute funds which were
brought into court. The answer itself admitted the contract.
Mr. Justice STORY delivered the opinion of the court
This is the case of an appeal in admiralty, firom a decree of the
Court of Appeals of the territory of Florida, affirming the decree of
the judge of the Superior Court of the southern jumcial district of
Florida. It appears firom the proceedings, that upon a libel filed ia
the Superior Court of the territory, in behalf of the owners and crew
of the sloop Globe, salvage had been awarded in their favour, against
die ship Mississippi; that a part of the salvage so decreed remained
in the registry of the court; and that the present petition was filed
by Wall and Geiger, on behalf of the bwners of the schooner George
Washington, for the share of the salvage due to them, as consorting
with die Globe in the business of sSvage. It seems to be a not
uncommon course among the owners of a certain class of vessels,
commonly called Wreckers, on the Florida coast, with a view to
prevent mischievous competitions and collisions in the performance
of salvage services on that coast, to enter into stipulations with each
other, that the vessels owned by them respectively shall act as con-
sorts vrith each odier in salvage services, and share mutually with
each ether in the moneys awaraed as salvage^ whether earned by one
vessel or by )>oth. It is admitted in the answer of the appellant,
who was the master and part owner of the Globa, and the original
respondent in the court below, that such an agreement or ^ipulation
was entered into, for an indefinite time, betm^een himself, ai^ the mas-
ter of the GHobe, and the master -of the George Washington, before
4ie salvage service in question; but he insists that it was to remain
in tbrce only so long aa boUi remamed masteis of tbeir respective
Wa SUPREME COURT.
Andrews v. Wall et al.
ressels, and earned salyage ; and diat at' the time of die aalrage mr-
vices in question, one Thomas Greene, mate of the Globe^ acted as
master thereof. He also insists, that die libellanta have no ri^ to
come into the court, m a summary way, to obtain a share of the sd-
yage ; and lasd v, he insists that the agreement or stipulaticm was not
mad6 between him and the libellants.
The courts Uelow overruled all these matters of defence ; and upon
die present appeal the same are brought before us for conaideratioii
and' decision. In the first place, then, as to the original agreement
or stipulation for consortship, it must, althoue^ made by the masters
of the vessels, be deemed to be made on b^alf of the owners and
crews, and to be obligatory on both sides, until formally dissolved
by the owners. The mere change of the masters would not dissolve
it, since in its nature it is not a contract for the personsJ benefit of
diemsdves, or for any peculiar personal services. It fiedls precisely
within the same rule, as to its obligatory force, as the contract of the
master of a ship for seamen's ^ages, or for a charter-party for4he
voyage, which, if widiin the scope of his authority, binds the owner^
and is not dissolved by the death or removal of the master. Besides,
in the present case, the agreement or stipidation for consortdup was
for an mdefinite period, and, consequently, could be broken up or
dissolved only upon due rotice to the adverse party; and the mere
removal of the niaster of one of the vessels, bjr me owner thereof^ for
his own benefit or at his own option, could in no manner operatei
widiout such notice, to the injury of the other. In the next plaoe^
there is not a particle of evidence in the case, that at the time of the
agreement or stipulation fi>r consortdiip, it was agreed between Ae
parties, that a change of the masters diould be treated as-a dissolu-
tion thereof. The answer is not of itself evidence to estabHah such
a fact, but it must be. made out J)y due and Suitable proofr; fi>r m
the admiralty the same rule does not prevail as in equity, diat die^
answer to matters direcdy lespbnsive to the allegations of the bill, is
to be treated as sufllcient proof of the facts, in &vour of the respond-
ent, unless overcome by the testimony of two witnesses, or ^f one
witness and other circumstances of equivalent- force. The answer
may be evidence, but it is not conclusive ; and . m the present
case, the dissolution of the agreement or stipidation for consortahip,
by the change of me master of the Globe, seems to be rdied on as
a mere matter of law, tind not as apositive ingredient in the original
contract.
The material and important question, therefore, is, whedier die
agreement or stipulation of consoftdiip.is a contract capable of being
enforced in the admiralty againist property or proceeds in the custody
of the court? "We are of opinion^at it is a case within the jnris-
dietion of the court. It is a maritime contract for services to be reii-
dmd on the oea, and ain apportionment of the salvage eameddiereb.
Over mttitime contracts the admindty possesses a clear and estsh-
JAHUABY TEBMt IMfc iR
Andrewi v. Wall et aL
lidied joriidictioii, capable of beiiig enforced in Mnoiiam, as well
%Binfem; asisfiuniliariyseenincaseBof mariDen'wues^bcf^
biimdsy pilotage aerRces^ supplies hj material-men to &reign.flhipS)
and otber cases of a kindred nature,.which it is not necteasaiy here
to enumerate. The case of Ramsay v. AUegie* 12 Whieat' 611,
contains no doctrine, sanctiohed by the court, to the contrary. It is
wi&ih my own personal knowledge, having been present at die de-
cision diereof, that all the judges of the court, except one, at that
time concurred in the opinion mat the case was one of a maritime
nature, within the jurisdiction of &e admiralty, bnt that the claim
was extinguished by a promissory note havinff beien pyen for the
amount, which note was stSl outstanding ma unsurrendered. It
became, therefore, unnecessary to decide the other point The jze-
nend doctrine had beenpreviously.asserted in the case of the ue*
neral Smith, 4 Wheat. 438, and it was ;rob«equendy.fully recognised
and acted upon b^ this court, in Perouxv. Howard, 7 Peters, 334.
Upon |(eneral pnnciples, &erefore, there would be no diflkul^ in
maintaming the present suit, as wel} founded in die jurisdiction of
the admiratty.
There is another yieW of the matter, which does not displace but
idds i^reat weight to the preceding consideriitions. This is a case
of oroceeds rightfully in the possession and custody of the admiralty ;
and it would seem to be^ igdd we are of opinion that it is, an inherent
incident to the jurisdiction of that co^ to.entertain inipplemeDtal
suits by the parties in interest, to ascertam to whom those nioceeds
ririitfully belong, aad to deliver th^ over to the narties vimo'esldb-
hSa the lawful ownership thereof. This is frnmiarly known and
exercised in cases of the sales of diips to Afisff claims for seft-
.men's w^ges, for bottomry bonds, for nlva^ services, and for msf*
plies of . material*men, where, after satisfiiction thereof, there remam
vriiat are techmcally cBlled << remnants, and surpluss^^ in the regit*
tqr of die admiral^. But a more striking example is diat of sup^e-
mental 'Bbels and petitions, by persons asserting themselves to be
joint captors, and entitled to share in prize proceeds, and, of cu»-
tom-hpuse officers, for their distributive diares of the proceeds cMf
pirbpeity aeized ud condenlned for breaches of the revenue laws,
ndiere the jurisdiction is habitually, acted upon in all cases of diffi*
coltv or controversy.
y pop die whole, widiout going mcMre at large iQto the suh^^
are of opinion diat the decree of the Court ^ Appeals of Floiida
OQg^ to b^ affirmed, widi oosfes.
874 SUPREME COURT.
AUOITSTUS AND EdWARD BoiVNAPEE, PARTHSILB UNDSE THB HAMS AMD
8TTLB OF BONNAFBB Sc Co., PLAINTIFFS IN XIUU>m« V. Ira £. Ws^
LiAMty Charles S. Spann and B. H. Cooe, Dbfbndants in
Tie Cireait Court of the United Sutes has jorisdictioD where a promiatozy
note is made by a citizen of one state payable to another citizen of the same
slate or bearer, and the party bringing the suit is a citizen of a different state;
although upon the &ce of the note it was expressed to be for the use of per-
sons residing in the state in which the maker and payee lived.
Where the citizenship of the parties gives jurisdiction, and the legal right to
sue is in the plaintiff, the court wiU not inqoire^nto the residence of those
who may have an equitable interest in the claim.
This case was brought up, by writ of error, fiom the Circuit '
Court of the United States for the southern district of Missis^npL
The plaintifls in error were citizens of the sts^e of New Yonc; the
defendants in error, of Mississippi.
The defendaals in error executed four joint and several promis-
sory notes, pr - 'ng to pay to Cowles Mead or bearer, for the use
of me Resd Estate ranking Company of Hinds county, the sums of
money therein mentioned;
In 1841, the plaintiffi brought suit upon these notes, aUeging
themselves to be the lawful bearers thereof.
The defendants demurred upon the two following grounds :
^' 1. The plaintifls cannot mainti^ the action, bmuse, by their
own showing, the defendants who are sued are also a part of die
personk for whose use the suit is commenced.
<^ 2. The court can have no jurisdiction of this case, because,
although it is true, the nominal plaintifls are the bearers of the paper
'sued on, and citizens of a state other than Mississippi, yet the usees,
or those for whose benefit the suit is brought, for any thin^ which^
appears in the (declaration, are citizens of the state of Mississippi ;
and there are all other causes," &c.
The Circuit Court sustained the demurrer, fiom which dedsitte
a writ of error brought the case to this court.
The cause was argued for the plaintifls in error, by Mr. WalheTf
as follows :
The first cause of demurrer was as follows : " The defendants
whd are sued are aJso a part of the persons for whose use the suit
is brought."
Now, the suit is brought in the name of Bonnafee & Co. alone,
and not for the use of any one, arid therefore the demurrer cannot
be sustained on diis ground. The note was payable to ** Cowles
Meade, or bearer, for the use of the Real Estate Banking Company
of Hinds county," and it was assigned by delivery, oy Cowles
Meade, to the plaintifls, who, throughout every count "of flie decla-
ration, are describ^ as the lawful bearers of the note, and in whose
JAirUARY TBBll, i84& IVB
Bonnafee «. WilliABt et aL
Bame alone the suit is brought It is tree, the note was payable to
Cowles Meade, for the use. of the Real Estate Banking Companj*
and that Cowles M^de was oiie of diat company ; but this codd
constitute no objection to the jurisdiction, because, .before a couit
6f common law, this company had no rights whateyer. They were
unincorporated, and, therefore,'could not sue at law in the name
assumed by them ; and even if they could, no ri^i of action would
accrue to tnem, where the note, as in this'fease, was not payable to
them, but to Cowles Meade, or bearer, in whonr alone, or uie bearer,
the sole legal tide was vested. The. question, therefore, intended
to be raised by the demurrer, does not apply to .this case. The
legal title is vested in any bearer, and the fact that the bearer de-
rived title by delivery, from Cowles Meade, cap have no injurious
eflect upon the title of the plaintifis.
But it is said that Cowles Meade, to whom, or bearer, the note
is payable, appears to be one of the same unincorporated banking
company for whose use the note is given* But if .Cowles Meade
delivered the note to the plaintifis, and thev, as is the fact, are not
members of the same banking company, still the question does not
arise, tiiat one partner cannot sue another partner at law ; for the
pluAtiffi and defendants were not partners, aiid the use for which
the note was given does not aflect the leg^ ri^ts of the parties,
the legal intendment is, and such is the fact, that the plaintiffi,.
with the consent of the banking company, were the puraiasers of
the note in question, and brou^t the suit for their own use alone-
But were it otherwise, could not Cowles Meade maintain a suit at
law on sudi a note as this of the defendants, even if Meade and the
defendants were members of the same baidung company? Now,
the law is clearly setded diat a partnefdiip can sue upon a note
given by one of me partners to another, even aldioug^ it be for the
use of the firm. Van Ness t^. Forrest, 8 Cranch, 90.
In that case, the person to whom the note was given was a mere
trustee for the firm ; yet the court maintained the action against one
of the partners, llie cases in which partners cannot sue c^ich other,.
an account ot transactions growing out of the p^rtner8hq>, or wbne
the firm cannot sue a partner, are cases of uiiasoertamed balances,
or where the partnershq) transaction has not been separated by a
note or express promise. ^ such cases a court of law cannot sever
the joint contract or liabilities, but this 'may be done by the parties,
dienlki^ves. Neale v. Tuston, 4 Bing. 149 ; Coflee v. Brian, 3 Binff.
64 ; Gibson v. Moore, 3 New Hainp. 627 ; Nevins v. Townsend,.
6 Conn. 5 ; Story on Partnerdiip, 241, 527, 320; Collyer on Part-
neidiip, 392, 504, 91, 148, 152, 147, 165', Wright v. Hunter^
1 Eai^ 30 ; Brierly v. Cripps, 7 Carr. and Payne, 709 ; Smidi v^
Bairow, 2 T. R; 476; Simpson v. Rochman, 7 Bing. 617; Veii-
mnrv. Leckie, 13 East, 7 ; Gale v. Leckie, 2 Stailde, 96.
Where a note is payable«to A, for the use of B, the legal title is-
m$ iUPBEME GOUBT.
Eoniiftfee *. Williams tt at
in A, and be is die ptrty to transfer it, to receiire pqrment, and to
sae upon it 3 .Kent's C2om. 89 ; 1 Sdwyn's N. PL292 ; Chittr
cm Bills, 180, 226, 428, 666 ; BaSv on Bills 76, 115 ; Ch»^lin a.
Canada, 8 Conn. 286 ; Binney v. Phumpley^ 6 Vennont, 60&.
At law, the trostee h^ thc^ whole title and interest. Bank, of the
United Slates lu Devanx, 6 Cranch, 91 ; Irving Vm Lowiy, 14 Peters,
300 ; Banennan v. Rodenus, 7 T. R. 663 ; Wake v. Tinlder, 16 East,
36 ; Tucker v. Tucker, 4 B. fc Adol. 745 ; Willis' Trustees, 78.
and N. E. 73, 83, 86, 87 ; Lewin on Tmsteen, 267, 247, 481.
The eipress purpose of the trus^lvas, to give Mdlde the' legal
title, and enable him to sue at law.
But even if Meade could not- sue, the bearer could ; and Meade
€ould lecdre payment, or transfer by delivery; And having done
so, he is presiuned to have received foil ralue from the plaiutiflls.
1 Selw. N. P. 292, cililpg Carth. 5 ; 2 Vent 307 ; (banner, 264^
The bankiBg.eompaiy are not parties plamtiflb er ddGendanb,. on
the record, nor is the suit brouj^t for their use, nm have fliey in
foet any interest in flie case, .ud, in the language of the SupteUse
Court of the United States—
<< It may be laid down as a rule, we flunk|.which admits of no'
ezceptionj Ihat in all oases idiera ukiiKliction depends on die paity,
k is tfie Mrtysamed on Ae recoraL^' Governor of Geoigia «• lu-
drqrs,! Peters, 122.
^ Juiisdietioa is neidier i^ven niMr ousted by ^ relative Mtuslian
tf the parties concerned in int^iest^ but by the rdative situaetion of
tfie pMies named on the record." Osbom v. Bank United Stipes,
afWheak. 738.
A trustee mij sue in the federal courts widiOut reference talhc
domicil of his oeiM queinat. Irvine o. Lownr, 14 Peters,^288;
Bank United StatMvV, Devaux, 4 CrAach^ 308$ Coiporation of
Washington v. Tojong, 10 Wheat 4; Story, Constitution, 566 ;^8cr-
geant, C. L. 113, 114 ; 1 Kent^s CoUt 348, 349.
These smthorities are equally conclusive i«inst die second cause
asdgned hi die demurrer, diat ^* those for i^iose benefit td^ suit is
brou^it*' Sf^'citijDenis of Bfississippi.
No odier cause of demurrer is assigned;
It is clear diat jurisdiction is iiot'divMed,(m the ground; dyit
Meade was a citizen of Mississippi, because the note was fsyMt
to him^^ or b^irer," and, therefore, not within the provisions of Ae
lldi section of die Judiciary Act of 1789. BuUard v. Bdl, 1 Ma-
son, 251. And in Bank of Kentucky v, Wistar et al., 2 Petef%
326, the codrt say : << The other pdint has rebtipn to die form cr
Ae bSb which are made pavable to individuals or bearer, concent
.ing ^sUch individuals there ia no averment of citizenship, and iribich,
iherefore, may have been payable in th^ first instance to partka not
competent to sue in die courts d the United States. Bm dus is
also m question wticb has been, considered and disposed of in our
JANUARY TERM, IMft, W7
BoBBAfee 9. William* et aL
pie?iou8 deciflioiis. This court has mufonnly held that a note pay*
able to bearer is payable to anybody^ and not iffectedby the dis-
abilities of die nominal payee.*'
Mr. Justice McLBANdeliYered the opnion of the court
This is a writ of error from the soatfaem district of Mississippi.
The plaintifls brought dieir action on four pronussory notes, pay*
able at difleient times, for different soma, and bearing different dates,
' except two, which were dated the 23d Januaiy', 1^9. In each of
die notes die defendants promosed, or eidier of them, to pay to
Cowim Bieide; or bearer, for the ufe of die Real Estote Banking
Coitapany of Hinds eoun^, at dieirlwnkmg house in Clinton, the
smn nanied, widiout.de&Icadpn. for value recdired.
The defendants demurred to-tbe dedaration, and asagned the fol-
hywinff causes ofdemuiter :
1. ^* the phindflEB cannot maintain the action, because, hj their
own showing, the defendants who. are sued are also a part of die
persons for whose U9e , die suit is commenced.^'
8. *^ The court can Iolyp no jurisdiction of this c^, bteause,
although it is true, the nominal plaintifls are the bearers of the paper
sued on, and cidxens of a state odier than Mississippi, yet, those for
ndiote benefit suit is brouriit, for any thing whidi appears in the
declaration, are citizens of die state or Ifississippi."
Hie notes in question passed by delivery, and the plaintifls, as
bearers, iiare a-rij^t to sue in their own names, as the piomise to
pay is made to bearer. Hie plaintifls alle^ tlmt they are citizens
of New York, and, conse<^uendy, the Circuit Court h^ jurisdicticm
of the case. ' Where the citizenship of die parties give iurisdiction,
and the legal rig^t to sue i&in die plaintiff, me court wQl not inquire
into the residence of diose who may have an equitable interest in
the claim. Thejr uie not neoessaiy parties on the record. A per>
•00 haTmg the legd jrig^t mi^ sue,^ at law, in the federal courts,
widMmt rmrence to die citisensl^ of those who may have die equi-
table interest IrFine v. I^owiy, 14 Peters, 298. The judgment
oTthe Circuit Court, whiph sustained the demurrer, is reyersed;
and die cause is remanded for further proceedings.
Vol.111.— 73 3C
•18 SUPREME COURT.
Tn Uiffm STATftf, FumnwwB, v. Eu 8. PRBsodrr n jl.*
Dbfxiidaiiti.
The felooiont taking and CMirjinf away Hhs publie fnoneja in tlie enslody of a
reeeifer of public monefa, witftont anjlknlt or negligence on his pa]% does
not discbufe him and hia snretiea, and cannot be' set np as a defence to aa
action on his official bond.
This case came up on a certificate of division in opinion bet#een
the Judgjes of the Circuit Court of the United States for the District
of Illinois.
On &e 4tfa of March, 1839, Prescott was appointed receiyer of
pttbUc moneys at Chicago, in Dlinois.
On the 1st of October, 1840, he executed a bond, together widi
fwenty-seyen other persons, who were all defendants in me present
suit, in the pend sum of $150,000, the condition of which was as
follows : << If the said Eli S.Preseott had truly and feithfully exe-
cuted and discharged, and should truly and raidifiilly continue to
execute and discharge, all the duties of said oflBce, sftcordin^ to ^
lawsof the United States, and moreover had well, truly and fidth-
fully kept, and should well, truly and faithiuUy keep, safely, without
loaning or usmg, all the public mone^ collected by him, or other-
wise« at any time placed m his possession and custody ,^till the same
bad been, or should be ordered by the proper department or oflBoer
of the eoyemment, to be transferred or paid out, and when sudi
Orders for transfer or payment had been or should be receiyed, had
fidthfully and promptly made, and should faithfully and promptly
make, the ^me as dfirected, ^d had done, and sliould do and per-
form^ all other duties, as fiscal agent of die goyemment, which
haye been or may be imposed by any act of Congress, or by any
regulation of tiie Treasury Deputment made in conformity to law.
and also had done and performed, and should do and penorm, all
jicts and duties required by law, or by direction of any of the exe-
cutiye departments of the government, as agent for paying pen-
sions, or for making any othejr disbursements which ei(her of the
heads of those departments mif^t be reouired by law to make, and
which were of a character to be made by a depositary cons^uCed
by an act of Congress, entitled * An act to provide for the coDec-
tiop, safe keeping, transfer and disbursements of the public reve^
nue,' appioved July 4, 1840, consistently with the other cSaal
duties impbsed upon him, then the sidd obligation to be void and of
none effect, otherwise it sliottid abide and remain in full force and
virtue."
In June, 1843, the United States brou^ an action of debt upon
tiiis bond against Prescott and all his securities, setting^ foitii,
amdngst other breaches, thst on the 16tii of June, ^842, IVescott
was ordered by the secretary of the Treasury to transfer the pnUie
JANUARY TE«M, 1846.
The United Slates «. Pretoott et «].
xooneys to £dl?rard H. Haddack; and that he neg^eoted and sefiiaed
80 to do.
The defendants filed several pleai. Jbe 3d, 4th and* 6th were of
the same character, and it is only peceasarv to insert one of thenu
" 3. And for a further |>lea in t^ bdiaLf, the said defendants say
acHo nouj beoiuse they say that the said Eli S. Prescott, before tiie
commencement of diis sui^ did pay. to the said plaintifis all moneys
which came into his hands as receiver of public moneys, exceptinfip
die sum of $12,815 ; and thie said defendants aver that the said i3i
S. Prescott tendered to the said plaintiff the sum of $127 before the
commencement of this suit; 'and the said defendants aver that whilst
die sai^ JEUi 1^; Prescott luid said money in his possession, and
before the commencement of this suit, some person or persons, to
said defendants unknown, felonioudy did steal, take, and oahy away
firom the possession of the said Eli S. Prescott, the sum of $11,688.;
part and parcel of said mqney received by the said Eli S. PmcotL
as receiver of public monieys, although the said Eli S. Prescott used
ordinary care and diligence in the safe-keeping of the same, and
this they are ready to >renfyj. wherefore they prav judgiAent, &c.^
To these pleas the plamtifis demurred generauy, and the ddend-
ants joined in the demurrer.
And the cause being argued upon the said demurrer before Ae
c<$urt, the opinions of the judges were opposed on this question,
namely: Does the felonious stealing, takbg, and carrying away the
pubUc moneys in the custody of a receiver of public monevs, with*
out any fault or negligence on his part, discharge him and ius fnn^
ties, and is diat a good and valid defence to an action on his official
bond?
Upon this question the cause came up.
J^elsony (attorney-general,} for the plaintifis.
Dickey and Burke^ for the defendants.
Jfebon said, that if it were not for die printed arjgument, filed -on
behalf of the defendants, he would have bought it eiiou^ to say,
with respe<}t to tlie money being stolen, dial there was no such con-
dign m the bond. It was contended by the other side, that the
case was to be governed by the principles of bailment, If the bond
were to be laid asid^, and the case examined as if it were one of
|Muroi contract, it would sdll be found that the defendant was respond
sible. In Southcote's case, 4 Co. Rep. 83,. it was held no defence
to say that goods w^re stolen, and in WUles, 118, it was a^;ain
affirmed that a defendant was responsible for robbery. But Una is
not a case of general bailment ; it rests on special contract' All the
prihciples yrhich goVem it are summed ;ap in Stoiy on Bailments, 21.
Bailments may be enlar^d or restricted by special contract. The
condition of the bond here is to keep safely, uiid it is of course a.
special bailment It would be nuscfaievous to apjdy die doctrine of
660 SUPREME COURT.
• . - .
The United Btmtet «• Presoott et aL
general baOmenti to saeh cases, ff cairien are held
from motiyes of public policy, much more strongly is the i .^
felt in the eases of officers of government, where the door coold so
easily be opened to collusion and fraud. ^ In Coggs v. Bernard^
2 Lord Raym. 918, this doctrine is indicated, when speddn^ of the
fifth species of bailment, and die same principle is sustained By Ray-
mond, 230; 1 Ventris, 190; Holt, 131; 1 Wilson, 281; 1 Term
Rqp.27; Strange, 128.
The case relied upon by the other sideisL? lilass. Rep. 479, wheif
gold was deposited with the. Essex Bank for safe keying, and
stolen by die oflBcers of the bade. But that was a bailment widKmt
consideration. The bank received nothing for keeping U, wherea^
in this case, the party undeitook to keqp^ the money, and was prid
for it.
The argument of Dickey and Burke was as follows:
1. The defendant, Prescott, is a depontary for hire, and onleM
his liability was enlaived by the special contract to keep safely, he
is only subject to the liubitidea imposed by law vfon such a
2. The special contract to keep si^ely does not enlarge the lial»lity<
in the case of a depositary for hire.'
1st. It does not enlarge it by the ordinary meaning and accepta-
tion of the terms ^^ keep safely," nor,
, 2d. Has the judidal construction put on those words enlarged
the liability.
1. The defendant is a depositary for hire, and comes under the
liability imposed upon such depositary. He is within the class laid
down by Lord Holt, Cogens v. Bernard, 2 Lord Raym. 917^ as the
fifth class of bailments, and called by Judge Story in his Commentaiy
on Bailments, and Jones on Bailments, locatio custoduBj or '* deposits
for lure," or " tiie hiring of care and seryices to be peifonned ox
bestowed on the thing defivered," or " hire of custody." . Story on
Bail. sect. 8, 442, 2d ed. ; Jones on Bail. 90, 91, 96, orimnal ed.
Such a depositanr is bound to ordinary diligence, and only re-
KK)nsible for losses by ordinary'negligence. Story on Bail, sect* 442;
Jones on Bail. 97, 98, 99; Piatt v. flibbard, 7 Cow. R. 497.
If hcuses due care, and the property deposited is neveithdess
stolai, he is excused ; Coges v. Bemara. 2 Ixmi Raym. 918, where
Lord Holt says, <^he4s oidy to do the best he can ; and if he be
robbed, it is a good account;" and again, (p. 918,) ^< and yet if hei
receives his master's money, and keeps it locked up, with a reason-
able care, he diallnot be answerable for it thou^ it bestoloi." See
also Story on Bail. sect. 444, 455, 2d ed. ; Roberts v. Turnery 12 T.
R. 232; Brown v. Anderson, 2 Wend.' 593.
If then the defendant, Prescott, was such a depositary, die pleas
averring that the mone^ was stol^ without any defeult on bis part,
JANUARY TEJEtM, 1845. «1
The United 8tate» •.'Preaoott et aL
and that he uaed ordiiiafy care in keeping the w^me^ are good j^eaa,
and excuse his liabili^.
2. The words << keep safely," in sect. 6 of die act of Jdy, 18iiL
and in tl^ condition of the bond declared on, ieQowMi^ the word!
of the act, do not alter or extend the Uabilitj, otherwise imposed
by-law:.
1st They do not by the ordinary meaning and acoeptadon c(
the terms.
In, the construction to be giTen to words, they are to be receited
according to their ordinary meaning and import, or such meaning'
as is given to them by me common sense and understandings <n
manldad. In this sense no odier -construction can be given to tlia
wor^^Ur^keep safdy," thfln.to keep with that degree of safe^ yAaek
prudent men ordinmh^ exercise, where safe^ is required; tAe^oai^
mon sense of mapking would'construe.it to mean reatoiable safetgr*
When A. accepts to keep safely, the meaning he wpuM be a^ to
gire to the contract, (snpposmg no judidalmeanin^ had been.^?ea
to the "woeds,) would be, such reasonable safety as in the exercise df
prudence^ he and other men oudit, under the circumsfauicea of tiptf
case,,to. use; ai^ this b exactly the deme of difigenceror care
reo^red in ^contract of bailix^^t called ^loeaHo cusMlmA
The wor4s f^ keep safely,'' therefore, considered in their ord|0|uy
and coiinmon apceptatipn, do not.yaiy die usual liriiility of a depo-
sitaiY for hire.,
24. Judicial c6natraction has not givenahi^ier..meaniftg to these
words.
In Southcote's case^ 4Go. 83, 84, the plwidff had deHlrefed
good& to the defendant to be by him nfelj kept The plea was, that
fliey were stolen out of the possession of the defendant, and. judg-
mentwas giyeii because die goods were to be safely kept. Tlie plea,
howeyer^ was defectiye in not aFehing that they were stolen with*
out his default, or dial he used onfinaryeare and dUigeAce, and
dieft beioff ieyidence of ordinair neelect according to ifiiir Wm.
Jones, (alUiou^ diis is ndw doubted,) it would be presumed tM
die defendant had becHii ffoSXbf of ordinary neglect, and this is in
juHM)rdance with -the opinion orSir Wm. Jonee in commenting upon
this case, (Jones on Bail. p. 43, or^^iial edition,) where he says:
^ If the plaintifl^ in^ead of rq>lying, had dmuited to thepleft in.
bar^ he might haye insisted in argument, with reason find law on
his side, tluit, although a gmeral' badee to keep be responsible f(Mt
. mas neglect oiily, vet Bennet biad, by a specml acceptance, made
iiunself answerabie for ordinuy neglect at least; that it was ordinary
neglect to let the goods be stolen out of his possession^ and Be had
not arenred that they were stolen widiovt his default ;''^dierd>y inti*
Hiatiiig,>diat if such averment had been made in Southcote's'oase,
te plea would hare been good. In the present case die pleas eon-
tain sadi airermenta.
3c 2
86S SUPSEM£ COntiT.
The United Stfttet «. Pr«teott el at
The words'^^keiep safely," then, bj Soothcote'a caise, and m tlie
opinion of Jones, meant to bind the deposhaiy to ordinaiy dSigence
only.
The case of Coggs v. Bernard, 2 Ld. Raym. 909, by the opinion
of Ld; Holt and the majoribr of the court, is to the same eflect
The question in p6int, decided, was, ^< tiiat if a man undertake
to Cany fl;oods safely and securely, he is responsible for any damage
through his nedect, althou^ he was not a common carrier, and
was to have nomine for the caniaee." (See 1st marginal note.)
The inference to oe drawn is, if there was no ne^ect, he was not
liables
In commenting on the eflfect of the undertakifi|g^^to keep and
carry safely," the judges who delivered opinions in this case dit
fered. Lord Holt, who delivered the celebrated opinion which has
been the foundation of the modem ]aw of bailment, and wfaidi is
entitled to the most consideration, together with all the otherjudges,^
(except Powell, J.) held, (as is remarked by Judge Story, Com. on
Jiail. sect. 35, 2d edition,) *^ that upon a proimise by a teilee, widi-
out reward to keep or- cany safely, be is not responsible for injuiiea
or losses occasioned by the acts of wronff*doers, an'd i/Micn^ that
he is not responsible rot a theft not caused by bis own neglect" bt
the same section. Judge Story remarks^ <^ Mr. Justice Pbwys, and
Mr. Justice; Gould, seem to have agreed m opinion with Lord Gb>lt'^
By refening to die opinion of the judges in this case, the same doo»
trme will be found. Lord Holt says, (2 Ld. Raym. 915,) <<Nav,
suppose the bailee undertake^ safely and securely to keep the goods,
in express words, yet eren that wont chi^ lum with alt softs of^
n^ect Foi if such a promise wer^ put into writing, it would not .
cterge 80 fer even then. . . »^nd if a promise wul not charge a
man against wrong-doers, when put in writing, it is hard it should
dd it mor^ so wh^ spoken. Doct.^and Stud. IdO, is in point, that
tfiou^ a bailee do promise to redeEver eoods safely, yet' if he have
nodmis for the keeping of them, he wiU not be answerable for Ae
acts of a wrong-doer. So th^ there is neidier sufficient reason or
authoritr to support the opinion m Southcote's case ; if the bailee be
guilty of gross negligence, he will be chaigeable, but not for any or^
dinary nc^ect." See 2 Ld. Raymi. 914 and 915 ; Lord Holt's com-
ment on Southcote's cas^. In the same case, Gould, J., agrering
with Lord Holt says, (2 Lrl. Rliym. p. 909,) ^ So if goods are dq>o-
sited widi a iHend, and are stolen from him, no action wQl lie. ... .
But it a man undertakes expressly to do such a feet, safely and
securely, if the thing cd^es to any damage by bis miscarriage, an
action will lie against him.'' And again, (p. 910,) <* But vmen a
man undertakes especially to do such a Using, it is not hard to chaige
him for his neglect, because he had the goods committed to his cus-
tody upon those terms." It is apparent' by the reasoning of these
judges, that they intended to place the liability in the case of a sp^'
JANUARY TEBM, 1846.
The United Btatee «• Preseolt ei aL
cial contract to keep safely, upon the neglect or miscarriase of the
depo^taiy, and that he would not be liable for the acts <» wiong-
doem^ w^out his defeiult ; and this was the opinion of Lord H^i
and all the oth^ judges^ except Powell, J. See Story on BaiL
aect 35.
It is true that PoweU, J., in the same case, says, (p. 910,) <^ The
partjr's special assumpsit and undertaking obliges him so to do the
thing, that the bailor come to no dam^ by his neglect, and the
baOee in diis case diall answer Occidents, as iif the goras are stolen,
but not such as happen by the act of Grod ;'' but from the reference
made to &e case of the fenyman, immediately after, he .was proba«
bly dlttding to the case of the common earner. But, at any rate,
die reason assigned by him for' the liability of the bailee in case of
necidenCS) as in case the goods are stolen, yiz.^ that the bailee has
m remechr against the wrong-doers, as an appeal of robbery, or ac-
tion tigamst the hundred, is Unsatisfactory. It might furnish a rea-
eon in £nj^d, where a speedy and certain remec^ is ^yen for the
man robbed, by a special action on the case against the nundred for
damafles equivalent to his loss unless they make hue and cry after
^ £»on, and take him, which excuses th^m. 3 Black. Com.
160. But no such remedy eipsts here. And it is. to be obseryed,
dmt the reasoD^ giyen by Powell, J., was probably altogether wrong.
I& Wm. Jones expresses his disapprobation as follows, (Jones on
Bail. 44, orig. ed.:) <<Mr. Justice Powell, speaking of South-
cote's case, which he denies to be law, admits that ^ if a mvn does
undertake apedaUy to keep goods safely, that is a warranty, and
ymH oblige the hmee to keep them safely against perils, where he
has a remedy oyer, but not against 'those where he has no remedy
oyer.' Oneis unwflKng to suppose that diis learned judge had not
read Lord Coke's report with attention ; yet (he base which he puts-^
is precisely that whidi he opposes, for Bennet did undertake to keep
fte goods safely ; and with submission, the degree of care demanded,
liot me remedy oyer, is the true measure of the obligation, for &e
bailee mig^t haye his appeal of robbery. Yet he is net bound to
keep the -goods against robbers without a most express agreement"
Jones on Bail. 44.
In 2 Black. Comi 463, the same construction is giyen to the
words ^* keep safely and securely," yiz., << he is bound to take the
same care of them as a prudent man would of his own," i. e. rea-
sonable care. And the case of Cogss v. Bernard, 2 Ld. Raym.
909, is cited, and the law is spoken of as settled.
Finnucane v. Small, 1 Espinasse R. 315, was a case m which the
depositary receiyed pay, and he was held, by the opinion of Lord
K^yon, to be liable only for ordinary neglect In this case the
property had been stolen from th6 depositaiy.
the American authorities are to the same effect,
Fosters. The Essex Bank, 17 Mass. Rep. 479, was a case of de-
Be4 gUPREME COtJRT;
TJie Unit«d Slates- «r Preseottet«L
posit of gold in a bank, under .'a memo, signed by the cashier/ fliat
It was "left for safe keeping;'' the court, (Parkw, J.,) delivered an
ehborate opinion, and reasons on the natuife vS the undertaldtiff to
keep sa&Iy in a yeij full aod satiffectoty manner, (see pages &9,
600, 501 and 502,) showing diat die contract to keep safely, in Hbe
case of a*simple depositar^^ eirtends his liability to ordinary neglect,
and in the case of a depositary for hire, the principle goesjio^aafter
tfian liability for ordinary nenect ; " so that if he idiowa that be used
due care, and nevertheless the goods were stolen, he would be ex-
cused." 17 Mass. Rep. 602.
1 "^Dane's Abr. chap. 17, art. 11, sect. 3, lays down the same
.doctrine.
Judge Stoqr, (StoiT on Bail, sects. 70, 71, 2d edition,) evident-
ly leans to the same aoctrine, where he says that " there is much to
warrant the suggestion that in a case where the bailment is to keep
•safay, the dejf>ositafy weuld^not be4iableJor^ loss bxthd^ unless
it should^se'from his ow& ncgligonce,. and want of due^ dilij^ence
and cafe.**
Chancellor Kent (2 Kent's Com. 563, note d, 3d edition) alludes
to the decision in 17 Mass. Rep. 479, witb i^probation.
The great weight of authority, then, both vi England ahd in tfiis
country, supports the doctrine, that under the contract to keep safe-
ly, the depositary would not be liable for a theft coinmitted vrithout
lus default, and that in such case he is only liable for ordinaiy dili-
.gence.
The case relied on, Chiefly, on Ihe o&er side, i^ a dictum ixi
Lord Chief Justice Willes, Kettle v. Biomsall, Willes R. 118,)v^crc
be speaks of the liability of the depositary to keep safely, in case he
is robbed of the goods. But it is to be observed that uis is said as
being according to Southcofe's case, the case of Co^ u.. Bernard."
Willes R. 121. It is hardly conceivable how.the judc^, who deB-
vered the opinion in Kettle 'r. Bromsall, could have fiBen into sudi
error, for the first leiuthority cited fay him, (Soiithcote's case,) bad
been expressly overruled in the last authority citedy (Cbses v. Ber>
nard ;) and in the last case. Lord Holt and the majority ofme court,
dissenting from Soxithcote's case, lay down a contrary rule, (as we
have shown above,) viz. : that die (^positary would not be liable
fertile acts of wrong-doers, without his default.
Chancellor Kent says, in the note above referred to, t}iat ibe doo>
trine in Kettle v. Brolnsall, Willes R. 118, and in Soudicote's ease,
^' is held to be exploded in the case of Foster v. Essex Bapk.*"
. A distinction has sometimes been taken between a loss b^ dieft,
and a loss by robbery, from the last being considered iiresistible,
and the former not so. But see, as to this, Stoty on BaiL sect 39,
2d edition, where the distinction is refuted ; and it is held that *^M
degree of vigilance will always secure a party btna losses by tiieft ;''
&c., &c.^
JANUARY TERM, ISW. MB
The United Slate* «. Preaeott et «l.
When the contract i8*a special acceptance, the taking a reward
can make no difference in the construction of it
It is to be obsenred that where there is a q>ecial contract lo
^< keep safely )" the contract is expounded according to the meaning
of &e terms diemselves, without inquiring whether a reward was
paid or hot The acceptance is a sufficient consideration for the
E' e to keep safely, as was deterpiined by tiie case in point in
V. Bernard, Tsee first mar. note ;) and in that case the court
d that the bailee, to keep or cany safely, is liable for ordinary
negligence, without inquiring whe&er he received a reward or not
None was ayerred in t^^e declaration, and ttiere mi^t or ud^i not
hare been one.
In Hargraye and Butler's note to 2 Co. Lit. n. 78, it is said, in
reference to the decision in the case of Co^ v. Bernard, that *^ it
was wholly funded on a special under(akmg tocany saiely, widi^
out stating either that the defendant was to have hire or was a com-
mon earner." In ^vine an exposition, therefore, to the contract
<« to keep safely," it mdces no difference whether a reward waf
Cid or not It is the q)ecial acceptance that makes the party
und to ordinary diligence and liable for ordinanr neglect
Agab, In the contract << to keep safely," it is the special acoqiC-
ance Twidiout inquiring into a reward or not) that makes the pvty
bouQQ to ordinary diligence ; and in the ordinary contract of a de-
positary for a reward, it is the reward that puts the psurty to ordinary
diligence. Story on Bail. sect. 442 ; Jones on Bail. 49, 91, 98,
99, original ed. The liability, therefore, of the fecial depositary
to keep^saiely, and of the depositary for a reward, is the same ; and
if this depositary for a reward accepts, specially, the receiving the
reward cannot put him to greater diligence than what the law de-
termines that met shall put a depositary to. which is ordinaiy dili-
gence, (Stoiy on Bail. sect. 442,) and nothing more.
Tlie cases and authorities that expound the'meaning of the words
^^keep safely," speak of them generally in reference to the contract
of Apari^m, or naked bailment without reward ; (Story on Bail,
sect 33, the opinion of the judges in Coggs t;. Bernard, in rela-
tion to thes6 words altering the responsibility in case of naked bail-
ment ; Southcote's case, 2 Black. Com. 452 ; 17 Mass. Rep. 479 ;)
and as enlarging the responsibility from slight dili^nce, in such case,
to ordinary diligence. If the cases and authorities are silent as to
the effect of these words in the case of other bailees, such^aa the
depositary for hire, common carrier, &c., it is because, in these
- cases, their ordinary legal liability iis the same, or more extensive,
than the words '^ keep safely" import, requiring ordinary diligence
in some, and extraordmary diligence in others. No one would
contend that these words enlarged the* re^^nsibility of a common
carrier, ^o is liable for more than what they would import, viz.,
for all losses except ^^ by the act of God, or the Idng^s enemies;"
Vol. in.— 74
fiM SUPREME qoCRT.
The United States v. Preseott et al.
neither diould it ^ contended that they enlarge the responsibiMty
of Ae bailee for hire, whose usual legal responsibility is the same
as ^hat the special acceptance in the case of nmpie deposit has
beei^ decided to be, viz., ordinary diligence. These words only
make a diflerence in the case of dqposUum^ or naked bailment, be-
cause the usual liability in that case, for gross neglect only, is incon-
sistent with safe keeping. And this agrees witlr Sir William Jones,
(p. 61, original ed.) vfhete he says, in remarking on the, opinion of
Powell, J., in Cogens v. Bernard, '^ Now the reason assigned^ by the
learned judge for me cases in the register and year-books, which
were the same with Coggs v. Bernard, viz., the party's special as-
sumpsit, obliged him so to do the thing that the %dSioT come to no
damage by his neglect, seems to- intimate that the omission of the
words so/vo et secure would have made a difference in this case, as
m that of a deposit, but! humbly contend that those words are im*
plied by the nature of a contract which lies in feasance," &c. In
the present case the duty of the receiver, tor which he is paid, lies
m feasance, for he is to ceceive, keep, traksfer, and pay out, and do
aU other acts, as fiscal agent, wtvich may be imposed on him by
law, or the dn^ctions of thcr Treasury department, (sect. 6, act df
1840.)
By section 12, of the acf of 4th July, 1840, government-agents
are reauired to examine ^^ die money oirhand and the manner of its
being kept ;" and by section 13, the register is required to examine
and report, firom time to time, die condition of the money on hand
with the receiver ; and by section 14^ the officers may be allowed
for fire-proof chests, vaults, &c., for safe-keeping, to be expressly
authorized by the secretary of the Treasury, whose directions, &c.,
"are to be strictly followed."
The law, then, vests die discretion of the safe-keeping, in a mea-
sure, in government agents, and in the secretary of the Treasmy,
*f whose directions are to be strictly followed." If, then, the secre-
taiy of theTVeasurv has directed me money, deposited- with the re-
ceiver, to be placed in a particular place, vault, &c., and it is stolen
diere; or, if uie government agent, havings examined ^f&e manner
of its being kept ^' is satisfied, and so reports, and still the money is
^stolen; the receiver, in either case, would not be liable, without his
defaoh; Stoiy on Bail. sect. 74, 2d ed. ; ^^ if the depositor agree ^t the
goods may l>e kept in a particular place, &c., he cannot object after-
wards that the place is not a safe one." And turn constat but that,
in the present case, the money had been directed to be kept in the
particular place where it was stolen, nor but that the government
agent had examined '< the manner of its being kept," and reported
it to be safe ; in either of which cases the defendant, without his own
de&ult, would not be liable.
Finally, it may be said that government requires nothing unrea-
sonable from its officers. If, as in the case of th^ Esigex Bank,
JANUARY TERM, 1845. MT
The United States v. Prescott et aL
where $53^000 of ^Id was deposited, under d memo., for safe-
keeping, and who might be considered in the light of a public depo«
sitary, and where considerations of public poucy, m return for the
extraordinary privileges conferred on the bank, were entitled to all
their weight, the bank was held to ordinary neglect obly, why should
greater responsibility be flirown on a receiver of public money?
Ch. J. Parker, in that case, 17 Mass. Rep. 501, says, ^^ and this cer*
tainly is the more reasonable doctrine, for the common understanding
of a promise to keep safely, would be,ihat the partywould use due dili-
gence and care to prevent the loss or accident; ^nd there is no -breach
of faith or trust, if, notwithstanding such, care, the goods should be
spoiled or purloined." A contrary doctrine to this would be unreS-
sonable. It vrould also be against public policy ; for, if the receiver
is to be held liable, when money is stolen from him without his de-
fault, having used due diligence and care in the safe-keeping, men
of common prudence and resnponsibility would cease to become his
sureties, since they would make themselves responsible, not merely
for his prudence, good faith, and honesty, in keeping money, but
sureties against the cunning, dishonesty, and villany, of all manJand.
Mr. Justice McLEAN delivered the opinion of the court.
This action was brought in the Circuit Court for the district of
Illinois^ on a bond given by Prescott, with the other defendants as
his sureties, for his feithful performance of the duties of receiver of
public moneys, at Chicago, in the "state of Illinois. The defence
pleaded was, that the sum not paid over by the defendant, Prescott,
and for which the action was brought, had been feloniously stolen,
taken, and carried away, from his possession, by some person or
persons unknown to him, and without any fault or negligence pn his
part ; and he avers that he used ordinary care and diligence in keep-
mgsaid money, and preventing it from being stolen.
To this plea, the plaintiffs filed a general demurrer; and on the
argument of the demurrer, the opinions of die judges^wcre opposed
on the question, whether ^'the felonious taking and carrying away
the public moneys in the^ custody of a receiver of public moneys,
without any friult or negligence on his part, discharged him and his
sureties, and may be set up as k defence to an action on his official
bond ?" And tms point is now before this court, it having be6n
cerdfied. to us under the act of Congress.
On the part of the defendant it is contended that the defendant^
Prescott, was a depositary for hire; and that unless his liability was
enlarjged by the special contract to keep %iely, he is only subject to
the liabilities imposed by lav^upon such a depositary; that the spe-
cial contract does not enlarge his liability.
This is not a case of bailment, and, consequently, the law of bail-
ment does not apply to it. The liabUity of the defendant, Prescott,
arises out of his official bond, and principles which ari founded upon
m SUPREME COtritT.
The Ufrited Statcf v. Pret«btl et aL
■ ■ ■ 'I t X "
public policy. The conditioiis of the bond are, that the aaid^ee-
cott has ^^ truly and fidthfiiUy executed and discbarged, and diaU
truly and faithmUy continue to execute and dischaige, aU the duties
of said office," YotreceiTer of public moneys at ChicagO|) ^^ according
to the laws of uie United States; and moreover has well, truly, and
fidthfiilly, and shall well, truly, and fidthfully, keep safdy, without
loaning of uaiig, all the pubhc moneys cdlected by him, 6t other-
wise at any time placed in his possession and custody, t^l the same
bad been or should be .ordered, by the proper departanoit or oflker
of the eoyemment, to 'be transferred or paid out; and when sudi
orders for transfer or payment -had. been or should be seceived, had
fidthfuUy and promptly made, and would faithfully and promptly
make, the same, as directed," &e.
The condition of « the l>ond has' been broken, as the deAfidant,
Prescott,. failed to pay oyer the money receiyed by him, when re-
quired to do so ; and the question is, "vdiether he shall be exone-
rated from the condition of nis bond, oh the ground that the money
had been stolen from him?
The objection to this defence is, that it is not 'within ;the oonditipii
of the bond ; and tl is would seem to be cpnclusiye. The contract
was entered into on his part, and there is no allegafioa of fiulure on
the part of the goyemment; how, then, can Prescott be discharged
from his'bond ? He knew (be extent of his obn^;ation^ when he en-
tered into it, and he has realized the fruits of this obligation by die
enjoyment of the office. Shall he be discharged JBnom nability, c6n-
tcary to his own express undertakbg? There is no principle on
which such a defence can be sustained. The obligation to keep
;saiely the public money is abs(dute, without any condition, express
or implied; and nothing but the payment of it, when required, can
discharge the bond.
The case of Foster et aL v. The Esaex Bank, 17 Mass. Rep. 479,
m».a mere naked bailment^ and of course does not apply in principle
to this case. The deposit m that case was for the accommoaation ^
the depositor, and without any advantage to the bank, as the court
say, ^^ which can tend to increase its liability. No control whateyer
of die chesty or of the eold contained in it, i^as left with the bank ov
its officers. It would have been a breach of trust to have, opened the
chest, or to inq>ect its contents."
. Public policy requires that every depositary of the public money
should be held to a strict accountability. lliot only that he dipuld
exercise the highest de^ee of vigilance, but that /^ he should ke^
safely" the moneys which come to J>is hands. Any reTaxatioii of
this condition would open a door to frauds, which mi^t be prac-
tised with impunity. A depositary would have nothing more to do
than to lay h^ plans and arrange his proofs, so as to establidi his
lo6s,*w]!ftbut laches on hfe part. Let such a principle l>e implied to
our poat;pia8ters, collectors of the customs, receiven <n pofalie
JANUARY TERM, 1846.
Permoli v. First Mnnioipalitj.
moDejB, and others idio receive more or less of the public Ainds,
and what losses might not be anticipated by the pubkc? No such
principle has been recognised or admitted as a legal drfence. And
it is beUeyed the instances are few, if indeed any can be found,
idiere any relief has been given in such cases by .the mteiposition of
Congress.
As every depositary receives the office with a full knowledge of
its responsibiliaes, he cannot, in case of loss, complain of hardbhip.
He must stand by his bond, and meet the hazards which he volunta*
rilyincurs.
The question certified to us is answered, that the defendant, Pres-
cott, and his sureties, are not discharged from t]ie bond, by a felo-
nious stealing of tiie money, without any friult or negligence on tbe
part of the depositanr ;• and, consequentiy, that no such defence to
the bond can be made.
BxENASD Pumiou, PLAnrnFT m ssror, v. Municipautt No.' 1 <»
THB Crrt OF Nbw Oblbams, Dbfbndant in ebror.
Thi^ court has not jarisdietioD, under the 36th section of the Jodiciarjr Act, at
4jqoestion whether an ordinance of the corporate authorities of New Orleans
does or does not impair religions lihettf.
The Constitntion of Uie United States makes no provision for protecting d^
citizens bf the respectire statte in their religions liberties ; this i%leA to the
state ooostitntions and laws.
The act of Febmary SOth, 181 1, snthorising the people of the territory of •
Ork^s to form a constitntion ^and Mate goremment, contained, in the tiilrd
section ^r^f^ two provisoes ; one in the liatnre of instroctions how the con-
stitution was to be formed, and the other, reserving to the United States the
property in the pnbUo lands, their exemption from state taxation, and the
oommon right to navigate the Mississippi.
The first of these provisoes Was fully satisfied by the act of 1S13, admitting
Louisiana into the nnion, ''on an equal footing with the original states.
The conditions find terms reforred to in the act ^ admission referred solely
to the second proviso, involving rights bf property and i^avigatiouw
The act of 1S06, chap. 83, extending to the' inhaoitants of the Orleans ttrrilorf
the rights, privi£^s and advantages Secured to the North Western terrifory
by the ordinance of 1787, hacL no further force after the adoption of tbe stale
constitution of Loulsianay than otlier acts of Congress, organizing the terri-
torial goveramentr and standing in connection with the ordinance. They are
none of th^m in force unless' they were adopted by the state constitution.
This case .was hroti^ up hj writ of erroTy under the 26th section
of the Judiciary Act,^from H^b City Cooi) Xjf New Orleans,. tfa«
higliest iq^dlale court in th^ state to which the question coidd be
carried.
In ;i848y the defendants in error passed the following ordi-
nance:
3D
MO SUPREME COUltT> ^^^
Permoli «. First Ifnnicipaliljr.
** Municipality No. 1 of the City of New Orleaiis.
<< Sitting of Monday, October 31st, 1842.— Resolved, &at fiom
and after the promulgation of the present ordinance^, it shall be
unlawful to cany to, and expose in, any of the Catholic churches of
this municipality, any corpse, under the penalty of a fine of fifty
dollars, to be recovered for the use of this municipali^ againotany
person who may have carried into or exposed ia any of the aforesaid
churches any corpse, and under penalty of a similar fine of fi^ dol-
lars against any priest who may celebrate anyftuteral at any of the
aforesaid churches; and that ail the corpses shall be brouj^ to the
obituary chapel, situated in Rampart street, wherein all ftin^al rites
shall be performed as heretofore*
Signed, Paul Bje&tus, Recorder.
Approved, November 3d.
Signed', D. Pbxeub, Mqyor.^'
And a few days afterwards, the following : —
^^Sittmg of ^[ovemb^r 7th, 1842.— Resolved, that the reaolti-
tion passed on the 31st October last, concerning the exposition ot
corpses in the Catholic churches, be so amended as to annul in ssid
resolution tj|ie fin^ imposed against all persons who should transport
and expose, or cause to be transported or exposed, any cpipses in
said churches.^
f^ Be it further resolved, that the said fine diall be imposed on any
pliest who shall dfficiate at any ftmerals made in any other church
than the obituary chapel.
Signed, Paul16ertds, Rei^rder.
Approved, November 9th.
Signed, D. PwEua, Mayor.'*
On the 11th of November, 1842, the municipality issued the fi)I-
lowLig warrant against Permoli, a Catholic prick.
** Municipality No.
V,
Bernard PermolL
r ^^ Plaintiff demands of defendant fifly dollars fine, for having, on
tlie 9th November, 1842, officiated on the body of Mr. Louis Le
Roy, in the church St. Au^ustin, in contravention of an ordinance
passed on the 31st of October last."
To which the following answer was filed :
" The answer of the Reverend B. Permoli, residing at NewOrieans,
to the complamt of Municipality No. 1.
" This respondent, for answer, says: true it isthattiie corpse of
Mr. Louis Le Roy, deceased, ^as brought (enclosed in a co$n) in
the Roman Catholic church of St Augustin, and there exposed;
arid that when there thus exposed, this respondent, as stated in the
complamt, ofticiated on it, by blessing it, l^y reciting on it all the
other ftmeral prayers and solemnity, aU the usual funeral ceremonies
"I
JANUABT TERBf. I84& 601
Permoli v. First Mnoicipalitjr.
prescribed hy the rites of the Roman Catholic religion, of which this
respondent IS a priest Th%t in this act he was assisted by two
otherpriestS) and by the chanters or smgers of the said church.
<^ lliis respondent aveiSy that in so doing he was warranted by the
Constitution and hws of the United States, which prevent the
enaptment of any law prohibiting the free exercise of any religion.
He contends tlmt the ordinance on which the complainanls rely is
null ated void, being contrarv to the provisions of the act of incor-
poration of the city of New Orleans, and to those of the Constitution
and laws of the United States, as above recited.
« This respondent therefore praysto be ^ce dismissed with costs.
Signed, D. Seghers, of counsel." •
The jud^, before whom the case was tried, decided that the ordi-
nance was illegal, and not supported by any of the acts of the legis*
lature incorporating the city of New Orleans. But the case beinj;
carried up by appeal to the City Court, the decision was reverseci,
and judgment entered in favour of Municipality No. 1 against Per*
moli,, for fifty dollars and costs.
llie judge of the City Court, before deciding the case, made the
fi^Uowing remarks, which it may not be inappropriate to transcribe.
^^ Before entering into a statement of the case, as it appeared on
die trial befoi^ this court, I consider it necessary to give a mere out-
line of the circumstances which idduced the Council of the First
Municipality to pass the ordinances of the 31st of October and 7th
of November, 1842.
^^By an ordinance of the corporation of the citv of New Orleans,
approved 26th September, 1927, and' entitled ^ An ordinance sup-
plementary to an ordinance concerhine* public health,' it was
< Resolved, that from and after the first of November next, (1827,)
it shall 4iot be lawful to convey and expose into the paipchial churdi
of St Louis any dead nerson^ under penalty 6f a*fine of 'fifty dol-
lars, to be recovered ror the use of the coiporation, against any
person IvhS ^ould have conveyed or exposed bjij dead person into
tfie aforesaid church ; and also under penalty o« a simdar fine of
SAy ddlars, against idl priests who should Bunister to the cdebra-
tion of any funeral in said church ; and that firom the first of No?em-
ber of the present year, (1827,) all d^ad persons Aall be conve;^
into the obituary chapel in impart .street, where the fimeral rites
may be performed in the usual manner.'
<< Thi^ ordinance continuedln force during a-period of fifteen years,
without any opposition on &e part of the Catholic Clerspr or popu-
lation; but in the year 1842, th^ late lamented and venerable
revered Abb^ Moni, XMirate of the pansb of St Louis, having d^Muted
ttis life, some misunderstanding took place between his successor
and flie diureh-wardens. Tte new curate and assistant deigy
aband<med the cathedral, and commenced to celebrate funeral cere*
I in odiex churches than the obituary chapel, this chapel being
AM SUPREME COURT,
Perm'oli «• First Municipality.
under die administration of the said wardens^ The council there*
upon passed the ordinances, for the violation of which tiie defend-
ant issued.
*' The case was presented here on the same pleadinc^s as in the court
heiow, but the plaintiff's counsel introduced evidence to prove
several facts-; this evidence was in substance as follows:
^VThe Right Reverend A. Bktnc, Bishop of New Orleans, testified
that the dogmas of the Roman Catholic religion did not require that
the dead £ould be brought to a church, in order that the fimeral
ceremonies should be perrormed over them ; that this was a matter
of disdpline only; that die witness, as bishop of this diocese, had
authorized the chrgf to leave the cathedral, and not to officiate at
fimeral rites at the obituary* chapel, and that these ceremonies might
be celebrated at the house where the dead person expired, or at any
othcrplace designated by the bishop.
^^Tike Reverend C. Maenhant, curate of the parish of Su Louis,
testified, diat he was the curate of said parish, and in that capaci^
he had given orders for no funeral service to be said at the obituaiy
chapel; that, from the situation of the clergy with regard to the
wardens, these funeral services could not, with propriety, be pe^
fi^rmed at said chapel; that he had been several time3 applied to,
bj persons who wished these ceremonies celebrated over the dead
homes of their friends or relatives at the obituary chapel, but he had
replied thaj^ under present circumstances, these ceremonies would
not be performed at that place, but at the chapel of St. Augustm, or
in ibe house where the deceased person was lying, at the choice of
the relatives.
^^ Cross-examined. — ^This witness testified, that the St Augusdn
ehapd was, in his opinion, to conveniently situated for these pur-
poses as the obituaiy chimel; that, in the fimeral office, there is
nodung calculated to dintorb the public peace, nothing cdntranr to
morals, and that the greatest decency is always observed in these
mortuaiy rites.
^^ The Reverend Jacques Lesne testified, that he is the priest em-
ployed as chaplain at the obituaiy chapel ; that he is entitled to no
remuneration, besides wbat he receives from the church- wardens,
for attending at die chapel, to bless the bodies of the dead which
are brou(^t there; that be does not celebrate fimeral obsequies^witfa
diat pomp which is given to them in special cases, but he continues,
widi the permission of the bishop, to read the office of the dead,
iN^ieneTer required, at the obituary chapel^ as he <lid previous to the
deDartur^of the clergy from di^ cathedral; that he is not permitted
to leave die chapel to accompany funerals to the cemetery.
^* Qross-exammed. — ^He said, there is nothing immoral or contrary
Id the public tranquillity in die prayers which are said at funerals.
^^ Messrs. Jo86 Fernandez, Bernard Turpin, Anthony Femande^
and Jcfaqdi Gteois, proved diat, fpf fifteen years past, the ^eral
JANUARY TERM, 194& 808
Pe.rmoli t. First Msnieipality.
service has been performed at the obituary chapel, only that this
chapel is the best situated for this puipbse, and that nothing disor-
derly ever occurred there,
^^ Mr. A.. Femandezy^-eross-examined, added that he had never
known of the occurrence of any disturbance of die public peace,
during the ceremonies at the St Augustin chapel, but he had heard
a great d^al of complaint about it; and that, being a native of New
Orleans, iemd having almost constantly re«ded here, he has never
sem or heard of the peiformance of Amoral litres at^y of the Ptro-
testant churches.
^<The Honourable Paul BertuH, recorder of Municipality No. 1,
prored, that having had the misfortune to lose his sister-in-law, he
desired that the funeral solemnities jhould have4>een celebrated at
the obituary chapel ; but that the ^ergy had left him no choice but
between the St. Augustin chapel and me mortuaiy house, and that
he determined upon the latter place.
<< The folbwin^ resolutions, passed by the church-wardens of the
paridi of St Loun, were next introduced :
« 'Sitting of Friday, 11th November, 1842.— Resolved, that the
obituary chapel shall be open for the reception pf the remains of all
deceased Catholics. Resolved, that all oersons who desire to have
dead bodies exposed in iiiiieral state, at me said chapel, are request-
ed to give notice to ike secretary of the wardens, in order that he
may cause the necessary preparations to be made.
'^ ' Resolved, that the public be informed that the Reverend Abb6
Lesne shall continue to bless all bodies of dead persons brought to
the obituary chapel, and tli^ he will continue to say the usual fune-
ral prayers at said chapel.'
*^ A corres^ndence between the mayor and the curate was also
introduced, by consent of paities ; but the court, considering this
evidence as having no lespl effect upon the case, contents itself
merely with the mention of its introduction.
*^ Henry St. Paul, Esq., (one of defendant's counsel,) testified,
that at Lexington, KentucW, he saw the body of a deceased pers(m
taken into the Methodist Episcopal church, where a funeral ora-
tion was pronounced for the •occasion by the Reverend Maffit, a
minister 6f that pefsuasion, and that said oration was followed by
prayers.
<< Finally, the testimony of Mr. P. £. Crozat proved, diat cme q{
h\s friend^ having depaited this life, and having been warned by
Mr. Rufino Fernandez of the existence of the ordinance, he haa
nevertheless insisted that the body diould be takeh to the St Au-
flpistin chapel for the funeral rites, holding himself responsible for
me fine imposed, for his opinion was on ti^ side of the clergy."
The judge of the City Court then gave his opinion at lam and
decided, as has already been stated, in favour of Municipali^ Pfo. 1,
from which decision al writ pf error brought the case up to this couit.
VoL.ra.— 76 3d5
IJi4_ SUPREME COURT.
' > ■■■II ^—^1^
Permtli t;. First Mvnicipalitj.
WiUkmi 0. Bead and Caxe for the plaintiff in error.
Barton for the defendant in error.
BeatPt argument was as follows :
Three questions arise on tfais'record —
1. Is the cause before the court, in accordance widi the require-
ments of the act of September 94th, 1789, sect 25?
2. Have the court jurisdiction' over cases of infrinfi[ement of the
fdigious liberty of citizens of Louisiana, by the municipal authm-
ties of that state? .
3. Do the ordinances of November 3d and November 9th, recited
in the record, infrin^ the religious liberty of citizens of Louisiana ?
1. Tlie first question is set&d affirmatively by a bare inq>ection
of the record. It ftlls within the very terms of the act.
*2. For an answer to the second question, we must m back, in
the &st place, tp the ^^ ordinance for die government of 3ie territory
of the United Stetes north-west of the river Ohio,'' passed by Con-
gress onihe 13th of July, a. d. 1787 ; part of preamble and ardde
ist.: ^* And for extending die fundlunental prmciples of civil and
religious liberty^ which form the basis whereon tiiese republics, their
laws, and constitutions are erected ; to fix and establisn those |mn-
ciplc»3 as the basis of all laws, constitutions^ and govanments, which
for ever hereafter difdl be formed in the said territory It is
herebY ordmned and declared .... That the foUo\nng artides
shall be considered as articles of compact between the original states
and the people and states in the said t^titoiy, and for ever remain
unalterahle unless by common consent, to wit:
^^'Art. 1st. No per^n demeaning himself in a peaceable and or-
derly maimer shall ever be molested on account of his mode of
Wordiq[> or religious sentiments, in the said territoiy."
This ordinance, so comprehensive, so.iar-reaching, so simple, and
sublime, established a new en for ^e millions who were aesdned
to swArm widiin the sphere of its benevolent operation. For them,
we may say in the words of die Roman poet, ^^magmu ah i$U^gro
UKtorum natcUurordo /" Till then, the ripfat of die civil power to
control the relicion of the state had always been practically asserted
and recognised ; if not by moralists and dieologians, at least by
statesmen and- jurists. Siudi has been the theory and practice m
European governments, firom die time; when die emperors lighted
the streets of Rome with blazine Christians, to the last liturgy forced
on his Protestant subjects by &e despot of j^russia. Even these
American states, planted as they were by refugees from religious
persecution, presented for generations any thing but a land of relh
gious liberty. The government of the Puritans was die veiy oppo-
site of tolerant ; and if they ipilled not the lives ol dieir dissentient
bre^ren as fineely as others bad done, it was because they fled finom
before diei^ free into the wilderness. The government of Virginia
JANCARY TERM, 1846.
Permofi v. First Mairicipalitjr.
was equally exclusive ; and the land of the Calverts was peopled
by exiles from both. Even Old Maryland, the primal seat of Chris-
tian freedom, has enfranchised Ihe Israelite within our own brief
memories. It was but yesterday that the Catholic was made eligible
ta office in Noilh Carolina ; and his continued exclusion from it
disgraces' New Hampshire to-day. But the ordinance of 1787 drew
a broad line of distinction between the thirteen original states, which,
in conquering their independence, acceded to all tne known attributes
of sovereignty, and the new ones to be carred out of the immense
regions north- w&<t of the Ohio ;, which come into the national com-
munity shorn of thia flower, or rather thorn, of prerogative. It has
left not the trace of a foundation, within their vast extent, whereoft
bigotry can erect her citadels. The United States have guarantied,
to their inhabitants, religious liberty ; as absolutely as they hare
republican government to us all.
This ordmance gave Hie fcey-note to our territorial legislation ; and
every subsequent passage has, on this paramount interest of humanity^
harmonized therewith. By the act of April 7th, 1798, chap. 45, sect. 6,
the mhabitants of the Mississipi territory were admitted to ^^ all the
rights of the people of the norUi-west territory^ as guarantied by the
oniinance ;" ana by the act of Marciv 2d, 1^CK5, chap. 437,. sect, 1,
the inhabitants of the territoiy of Orleans, (now Loiusiana,) became
entitled to ^^ all the rights, privileges, and-advanta§^'secured by said
ordinance, and enjoyed by the people of the Mississippi territory.'*
But we do not rely on the ordinance of 1787 and the aforesaid
extetidiiig acts alone. The act of February 20th, 1811, chap. 298,
by which the people of the territoiy of Orleans were empowered to
form a constitution and state government, provided expressly in the
3d section, that the constitution to be formed, ^* should contam the
fundamental principles of civil and religious liberty;" and the act
of April 8th, 1812,^ chap. 373^ sect. l,bY which the state of-Loqisi-
ana was iidmitted into ihe union, provided ^^ that all the conditions
and terms contained in the said third section, should be considered,
deemed, and taken as fundamental conditions and terms, upon which
the said state is incorporated into the union."
The argument dien is strictly consecutive; that, boA underCbe
ordinance df 17^7, and the acts for admitting Louisiana into Ae
o^on, there is a solemn compact between the people of that state
and the United States, (which this high conservative tribunal will
f>rotect from violation hj^ state authority,) that they shsA not be mo-
ested on account of their religious belief, or modle of worship ; but
tiiat they shall for ever enjoy reli^ous liberty in the fdlest«and most
Mmprehenave acceptation of'Ae term.
To obviate the force" of this conclusion, the judG;e " a quo"
flPreaux) has, in his opinion, which is part of the record, (16 Peteili,
^5,) been 'compelled to advance doctrines of the wildes* nulliiica-^
tion^ sobveisive of the very first principles of political morality.
Md BUPRElfE COURT.
Ptrmoli «• First Mnnicipalitj*
He argues (pages 19 and 20. of the record,) ^^that tfae ordinance of
1787 was superseded by the constitution of the state of Louisiana:
• • • that constitution hi^eame the supreme hm ctf the state, ana
all acts of Congress regulating the government of the territories of the
United States ceased to exist withm the limits of Louisiana — a soye*
reign slate; • • • • the erection of Louisiana into an independent
state, under a constitution adopted by her own citizens, and sanc-
tioned by Congress, must nece^arily set aside the charter established
for its territorial fi;oTemment' by Congress. To accede to a contrary
doctrine^ would oe to admit mat the power of Congress ml^t I>e
perpetui^, notwithstanding* this solemn act, contrary to the rights
of tbe states as defined and reserved by the federal compact," and
this notwidistanding die most carefully expressed and guarded 8tq>u-
lations between the federal empire and its newly admitted member!
To what a solemn force does this argument reduce the earnest de-
bates., the stem remonstrances, the enmusiastic appeals, which shake
our le^slative halls, and agitate this vast union from one extremity
to the other ! What avail our anxious compromises, our reluctant
^oncesmons, our cautious provisoes, if, the instant a new partner is
admitted to the national firm, she is at liberty to cast her most solemn
obligations behind her? To What a ridiculous condition is one at
least of die hi^ contracting parties degraded by these fimcies ! Is
she sovereign ? Oh, no ! not ^' sovenri^'* till she becomes ^^ a state !"
Is she subject ? How can subject stipulate with sovcraen ? She
is Ihen a nondescript, ^' tertium quid" — a sort of political redemp-
tioner ; with just enoudi of the slave to submit to humiliating con-
ditions, and just enou^ of the fireeman to count the days the mden?
tures haye vet to run, and rejoice in anticipated repudiation of the
most formal and expUcit engagements.
Such, however, is not the ooctrine of this court. In Moiard v.
Aspasia, 6 Peters, 615, Judge McLean, delivering the opinion oi
the coui4, distinctljT mtimated that the ordinance of 1787 mi^t be
insisted on,'as yet in force, withm tiie sovereim state of Blusouri.
His words are too clear for misconception: ** u the decision of tiie
Supreme Court of Missouri had been against Aspasia, it mig^t have
been contended, that the revising' power of this court, under the
25th section'of the JMiciar]^ Act, could be exercised ;" and although
the same learned k^^^j ui Spooner v. McConnell and others,
1 McLean's C. C. R. 341, subsequently admitted that such provi-
sions of the ordinance as were intended to produce a moral or politi-
cal effect, (among which he classes those which secure the ri^ts of
conscience,) were annulled, in Ohio, by the adoption of tiie federal
and state constitutions, as implying the '^ common consent" required
for their abrogation ; his language must necessarily be undersk>6d
as'harmoni^g with that of this court in Menard v. Aq>asia, and
inapplicable to the case of Louisiana ; unless it can be shown either
that the federal constitution abolished those provisi<ms explicitiy,
JANUARY TERM. 1846. 597
Ptrmpli tf. First Mnnieipalitf.
■— ^ - - — ■
which it did not; or rested the staleftwiQi powers repugnant thAteto,
-iriiich it did not; or superseded diem bj higher federal guaranties,
which it did not; or duit ibe constitution of Louisiana proceeded
on either of those ffrounds, whidi it certainly did not, in tennr; and,
if at all, only by.inference from the^onditions imposed by the act for
admitting that state to the jonion; which supposition leayes the ease
as strong as under the ordinance.
Equafiy unfortunate is the g^oss by which ttie judge below has
endeavoured (pages 14 and 15 of the record) to eraoe. the consti-
tqtional guarantees of Louisiana, on the subj^ of religious UbaHty.
The Supreme Cpurt of his own state, in the recent case of ^ The
Wardens of the Church of St. Louis. New Orleans, v. Blanc, Bishop^
&c.," (which is reported, as H would seem by authority, in the New
Orle&hs Weekly Bulletin of July 6th, 1844,) holds this most em-
phatic language in reference to the constitution of Louisiana. *^ If
the state constitution, fraiAed a few years afterwards, contained no
sudi restriction upon the lefl;islatiTe power, it was because it was
tiiira^ unnecessaiy. It had already been setded, by solemn and
iuTiolable compact, that religious freedom, in its broadest sense^
diould form the essential basis of all laws, constitutions and gOTem-
m'ents,;vdiidi diould for ever after be formed in the teiritoiy ; and that
compact was declared to be unalterable unless by cmnmon consent'^
• . • ^'In die opinion of the court, no man can be molested, so
long tis he demeans himself in a peaceable and orderly manner, on
account of his mode of worship, bis religious opinions and profes-
sion,-and the religious functions he ma^ choose to perform, accord-
ing to the rites, doctrine, and di^ciplme of the churoh or sect to
wmch he may belong. And this absolute immunity extends to all
rdi^ons, and to every sect" So that, had the judiciary system of
Louisiana permitted an appeal from the City Court of New Orfeana
to th^ supreme law tribunal of the plainttflT's own state^ this court
would not probably have been troubled with this areument
3d. To read the ordinances, under which die plaintiff in error
has been fined, is to dispose of the third question presented hj this
cause. Their bearing upon only one denomination of worshippers
establishes their tyrannical character. Equality before the law is of
die very essence of liberty, whether civil or religious. The o«w
formance of funeral obsequies, in buildings consecrated to public
adoration of the Deity, is not confined to Catholics, but is practised
by many other religious societies.
Affain ; the ordinances, as they now stand, contain but a single
penal prohibition. They punish the performance of a religious
function by individuals acting in their religious capacity or diarac-
ter, " according to the rites, doctrine, and discipline of flie diurch
to which they belong." They legislate for the priest as priest, and
only as priest; not as a person transporting and exposing, or cans*
ing to be transported or exposed, any corpse in the mterdicted
ne aupREME copbt.
Permoli «. First Mani^ipalily.
churcfaes; but as die ordained celebTant o! the -office fiir the dead.
What is this functioD he is forbidden to- exercise ? His churebr-te
holy Catholic church — ^teaches diat the meit^ of God, while it nuti*
gatesy does not meiKC hb justice; that, tboiuii many^ throng die
atoning blood of the Sanour, escape eteouu wo, they do not all
pass direcdy firom this probationary stiute to ^^lestid bliss. Soub
may depart this life unpolluted with mortal sin, which woulcP con-
sign them to ereriasting misery, and yet Jyiearing some stains of
^uth, which may not l^ admitted to Ifis presence, before whose
awful purity archangels yeil their fiices; and sudi,. according to
the femiil parable, are cast into that priflKm whence there is -no
egress till /^payment of the iittermost rarthing;'' till expiation ef
" every idle word," of which we are to " give account" This e»--
piatory state is termed by theologians, ^^ purgatory ;" and the Catho*
tic doctrine ia, that those who siufcr diete are aided by the prvven,
almsdeeds, and other good works of dieir brethren stiJ in the fledi,
and the suffivges of die blessed spirits; exhibiting thus, blended in
one tender ^^commiHiion of ndnts," the church triumphant in heap-
yen, &e church militant on earth, and her sufiezing members in die
middle state. . Tims Cath6Iic charity ceases not with die. last sad
oflSces rendered to diese fidnting.firames. When e^ dut |)eaaied
on us with loudness are closed for ever, when the mteHectoal Hriil
&at blax^ about and guided us is darkened, vrhsm. the hearts mat
loyed and trusted us are cold imd still, then tfe we stimulated to
new demonstrations of jaflfeetion, by the yery agony of our bereaye-
ment And the church, whose eyery precept is founded on the
deepest philosophy of human nature, Imowin^ th^ the efficacy ci
prayer is proportioned to its urgetusy, (as her-diyine master ^^ in his
agony prayed the more,") dirc^ mat they ahall be oflfered' under
eyenr circumstance that can animate hope, strengthen £udi, or kindle
chanty. And^ therefore, to her temples, whm die receiyes the
litde child at ^^the hyer of regeneration," and : where she delidiH
to bless the nuptial ring, she commands that we bring the bier ;'^at|
kneeling tneside the dear remams of friend or relraye, befim die
awful memorials of our redemption, surrounded .by the relia of
those who haye gone before, and whom we belieye to be confirmed
in gloiy,^ in the yeiy presence o£the mercy-seat, where, less terrible
but dearer than in the $hekinah that filled the tabernacle of the eaify
dispensation, the Almighty shrouds his glory beneadi the sacramentid
ycoi, we may pour out our souls in fenrent supplication^ that diose
we inoum may be admitted to the mansions of eternal rest^ and
haye their lonj^g hopes crowned with eyerlasting fruition. And
tell us not this is a fond'Superstition. It is an office in which *^the
church of the New Testament is in commiunion with the churdi of
the Old;" with the Hebrew, of three thousand years ago and die
Hebrew of to-day.^ In it the Catholic unites with the Nestorian and
the Copt, and the separated Gleek, and eyery lituigiiit before the
JANUARY TElHt> 1845, 000
Permoli «. First Miijiioipalitf.
■zteenth ceatuiy ; naj, "witb many of the wise and ^ood, who^half
doubting or rejecting it as of rerealed anthority, still practise it at
ibe iiistmctiye teadiing of their owq hearts; aha with the great Dr.
JohniM)D, how down for them th^y loved in prayer ttiat God <^ may
have had mercy/' Bat were it, on ttie contrtdy, the last novem
of the day ; were it conjBned to ttie little chapd where the plaintiir
iii.enfo^ mii^er^ to his flock, still he could lay bis hand on the or-
dinancelof 1787, and ezckdm with the sage of Tusculum, ^^$i errO|
Kbenter erro; nechtinc errorem a me .extoraueri volo!l'
But the jcfd^ ^<a quo'' has argued, that tne praying for the dead
in churches, with &e body &ere present, is merely a disciplinary
observance, as stated in me evidence of Bishop Blancj and may,
therefore, be resulated or controlled by flie legislature, without vio*
ladng religious uberQr.
Now if there be aught e^ntiallyxharacteristic of religious liber^.
it is t^e exemptioi^ of ecclesiasiical disciplme (defined by die feamed
Hooker, << church order,") from secular control ; and this, because
flie external forms and practices of relig[ion are all that temporal,
power can directly invade. Faith, doctrme, are beyond its reach;
objects of the unaerstanding and 'the heart - Discipline is tiie ses^
sible law i^di regulates the manifestatioirof our belief or opinicm,
in our public and social devotional intercourse with our, Cfreator.
Faith is the soul of religion ; discipline the vimble beauty in which
she commends hersdf to our veneration and love. AAa it may be
nfely asserted, that there never was an arbitrary change introduced
by governments into the religious opinions of a community, ^vriiich
was not masked by. a pretended reform of exterior obsenrances.
What distinguishes the most numerous sect cf Christians, in our
countrjr, firom the many who agree with them on doctrinal pqints,
but their mediod ; the practical methods establi^Aied by the founders
of &eir peculiar system of church polity? In foct^ they have taken
flieir nanpie from it. Yet what is ^^ method" but anoUier word for
** discipline ?'' And would a member of that society consider him*
self i4 the enjoyment of rdigious liberty, if told >^believe what yoti
please of die (&vmity,the incarnation^ me atonement, the influenoes
of the H(^ Spirit, Daptism; but hold no dass-meeting-7-hold no
camp-meetmg, lliese, thou^ perhaps edifying and consblatoiy to
yoa, are only matter* ol discipfiiie, and amenable, therefore, to the
municipal police?"
But the judge below contends thatthe Catholic ofiice for die dead
IS noiprdubited ; inasmuch as it is penmtted in the ^obituary cha-
pel." That is to ny, religion is free, though its obseryance; may
be limited to a building in the possession of notorious schismatics,
who might tax diem to Virtual prohibition, or appty die proceeds, at
dieir own discretion, to die sub^iersion of rdig^n itself . The j>oint
is stated arguendo; but borrowed from the fiM^ts which gave nse to
Hob qppeal to die court
NO SUPREME COURT,
Permoli «. FirtI Manicipalitj.
But it was further insisted below, that, as a measure of quarantine
precautiopi the exposition of .corpses may be prohibited^ Not if
such prohibitory legislation iofrin^es rights more ])reciouiB than mere
anipial health, wnich are guarantied by the Constitution or supreme
law of the land. Judge Marshall's language on this point is clear.
In Wilson and others p. Hie Blackbird Creek Marsh Co., 2 Peters,
251, he says, ^^The value of the property on the baidcs (of this
credc) must be enhanced bv exciudinfi^ the water from the mardi,
and &e health of the inhabitants probably improved. Measures
calculated to promote these objects, provided they do not come into
collision with the powers of the general government, are undoubt-
edly within those which are reserved to the states." And if it be
true, as inferred from this languajse, that a sovereign state, in her
high legislative capacity, cannot, for the preservation of the health
of her citizens^ encroach on the constitutional guarantees for unre-
stricted commerce between man and man ; can we suppose die could
delegate the more dangerous power of interfering with the inter-
course of nlan with God, specially guarded as it has been bv the
organic law of Louisi^uia, to a pet^ corporation? This case, how-
ever, passes clear of that suggestion. The judge below endeavoured
to implicate the priest, as the ultimate cause of exposing the sad
relics of mortality which ^Mie festering in the shroud;'' but the
words of the ordinances, which, being penal, must be construed
stricd]^, have expressly waived the penalty agunst all concerned in
exposing, or causing diem to b6 exposed, imd directed their ven-
geance exclusively against the priestly function.
BarUm^t argument was this :
The First Municipality of New Orleans embraces ihe whole of vrfaat
is called ^^tiie city proper," or ^^ square of the city," and is bounded
by a wide front levee, and the three streets of Esplanade, Rampait,
and Canal, (which are as wide as Penpsjrlvania Avenue,) and cover-
ing also the whole suburbs, and lowjsrounds in Hie rear oi Rampait,
extending to Lake Ponchartrain. Tne obituary chapel, referred to
in the record, is situate upon Rampart, but^n flie rearward side,
and is thus separated from the city proper by an area of the width of
three of its pnncipal streets. The parochial church of St. Louia is
the principal Camolic cathedral in the cify, and, like the diurch of
St. Augustin, is situate vrithin the square of the city, where all the
streets are veiy narrow.
New Orleans is visited annually with the yellow fever, in either the
sporadic or epidemic form, and strong sanitory measures are deemed
indiq)ensable there to check the range and prevalence of the pesti-
lence when it comet.
The m^t body of ihe Catholic citizens of New Orleans (other than
those of Iridi descent) reside in the First Munidpality. The American
Protestant population reside chiefly in the SecondT Municqudity; they
JANUARY TERM, 1845. 601
Permoli v. First Monicipality.
have but one church in die First Municipality, and that fronts the
Second, on Canal street
Hie usagesof the Catholics, there are to perform &e mortuary ser-
vices with the corpse exposed in open church, and before the c6n«
gregatidn. Protestant clurches there are never used for such pur-
poses, but services for the dead are performed at the cemeteries wnere
the bodies are deposited.
The statement t)f facts contained in the opinion of the jud^ of the
City Court having been used in the opening ar^ment at this forum,
EVes warrant for the statement now made, which it is thought may
I useful besides as a clue to Hie quo animo of the council of me First
Municipality in enacting the ordinance complained of. If that mea-
sure had its ori^ in the mere purpose of infringing upon, and dis-
criminating, to me prejudice of the relidous ri^ts of one aenomina-
tion of CImstians, it is^not to be defenatd; but if designed merely
as a regulation of sanitory police, for the preservatioii of the public
health, then the law of necessity pleads in its behalf; and all obituary
rites and ceremonials which tend to frustrate its objects, or impair
its efficacy, must yield to the supremacy of the common good.
Hie learned counsel also cited and quoted, from the New Orleans
Bulletin, an opinion of the Supreme Court of Louisiana, m the case
of the Wardens of the Church of St. Louis v. The Right Rev. Bishop
Blanc, instituted for the legal adjustment of certain diflerences b^
tween them in relation to church ^airs, and which that court's judg-
ment happily put an end to. It may be proper to remark, however,
that this controversy was between Uathoucs ; the one administering
^e temporalities of the church, and maintaining the rights of the cor-
poration— ^the other administering the ecclesiastical functions, and
maintaining the rights of the clergy. None but those professing die
Roman 'Catholic reli^on can vote for chuh^h-wardens, as that opi-
nion makes known ; and none, therefore, are chosen such, who are
not of that religious persuasion. Nothing could have been further
from the designs of either party to ihvt controversy, than to have
trenched upon or abridged the civil or religious privileges of Cattio-
locism itself, and still less to have frivoured, to its prejuciUce, any
other denomination of Christians.
Tbe controvennr referred to having arisen, too, in the same year
n842) in which tne ordinance was passed under which the fine was
imposed on the plaintiff in error, leaves ttie inference hk that diere
was a necessary conndction between them^ But this is not so ;;, and
the circumstances strongly repel all inferences that the First Milnici-
pality council' could have designed any infringement iq)on, or im-
pairment of, the privileges of Catholics. The CTeat body of die con-
stituency of that councU is Catholic ; and it is believed, ab wrhe con-
dtto, to the present dav, a majority, and veiy fiiequentlv the whole,
of that council, are such as have been reared iq) in the Catholic fidtfa,
and have continued in that religious persuasion. Hence, if the
Vql. in.— 76 3E
668 SUPREME COURT, ^^
Permoli v. First Mnnicipalitf.
ordinance complained of abridge the pnTileges of Catbotics, it
abridges to a like extent the privileges of those who enacted it If
Catholics are wronged, Catholics have wronged them. Hiis cinnim-
stance, indeed, may not lessen the injury, thoueh it weakens the
wrong. It may not test the lawfulness, but it defends the motive.
Though the particular ordinance under which the fine wad im-
posed, bears date the 31st October, J842, (modified as it was-by the
ordinance of the 7th of November, 1842,) yet the purpose and the
occasion originated at a far earlier period^ at a season when dissen-
sions in the parochial church were unknown, and when the vencfra-
ble and reverenced Abb6 Moni — a priest of all worth and all appre-
ciation— presided as curate of the parish of St. Louis. As far back
as the 26th of September, 1827, (mteen years before,) the ci^ coun-
cil mlopted an ordinance upon thiis subject of precisely similar import
with tfaatof the 3lst October, 1842 ; and the motive of its enactment
is conspicuous in the very tide of the ordinance. It is entitled ^^ An
ordinance supplementary to an ordinance concerning public health."
It is as follows:
<^ Resolved, That firom and after the Ist of November next, ( 1827,)
it shall not be lawful to convey and expose, into the parochial church
of St. Louis, any dead person, under pjensJty of a mie of $50, to be
recovered for the use of the corporation, against any person who
should have conveyed or exposed any dead into the aforesaid church ;
and also under penalty of a similar fine of $50, aeainst all priests
who should minister to the celebration of any funeral in said church;
and that fit)m Ae 1st of November of tiie present year, (1827,) dl
dead persons shall be conveyed ^^to Jthe obituary chapel in Ram-
part street, where the funeral rites may be performed in the usual
manner.*'
This ad has remained in force ever since the 1st November, 1827.
Its sole purpose was manifested in its title and provisions. All pe^
sons concerned gave it their obedience, and none ever complamed
that it impahed or abridged the civil or religious ri^ts and privi-
leges of ue Catholics. No motive was attributed to its auuors,
other than the fears they may have entertained, in seasons of diseaite,
of die perils of contagions, .or the ^read of epidemics. The Ordi-
nance of the 3l8t October, 1842, made no change whatever in the
ordinance of 1827, except in its penalties, for conveying to, and ex-
posing in, other Catholic churches, in the First Municipality, of dead
Dodies; ihe obligations not to do so, and to use die obituary chapel
in Rampart street for that purpose, remained as before^. Neither has
the ordmance of the 7th November, 1842, wroudit any modificati)9B
in that of 1827, for its amendments are confined by qpecial references
to the ordinance of the Slst October, 1842. That the ordinance of
1827, in principle, dfected the rights, and privileges referred to,
equally with the subsequent ordinances, is too plain to be questioned ;
and that grievance seems aUogefher too sli^ and impalpable 1o
JANUARY TERM, 1845. Mt
Permoli «. First Monicipa'litj^.
claim the protectiou of this august tribunal^ when in fifteen year^
for aught ^t is known, it has passed without complaint| and ror die
reason, it may be, that it was so subtle and ediereed as to elude de*
tection.
2. Hie ordbances of the 31st of October, and the 7tfa Noyember)
1843, do not invade the rights or privileges of the CadioUc citizens
of New Orleans.
The testimony of the Right Rey. Bishop Blanc would seem to
establish this proposition incontroveriibly, for he says that ^^ the dog-
mas of the Roman Catholic religion, did not require that the dead
should be brought to a churchy in order that the funeral ceremonies
should be performed over them ; that this was a matter of discipline
only." A d2)gma is a matter of church-faith, and affects conscience ;
discipline affects conduct only, where conduct does not affect fiulfa.
Under these ordbances, then, and ihe bishop's testimony, fiuth and
conscience are left free; nothing molests ihe enjoyment or constrains
the exercise of either. How is it made tp appear, then, that they,
conflict with that "firec enjoyment of religion," secured to the'"in-
hi^bitants of the ceded territory." by the Louisiana treaty of 1803,
which has been cited? ^r, with the 1st article of the ordinance <^
1787, which says, that ^* no person demeaning himself in a peaceable
and orderly manner, shall ev.er be molested on account of his mode
of worship or reli^ous sentimentu^," which has beeii also cited ? Or^
with the 4th section of the act of Congress of March 2Sj 1804,
which prohibits the Lerislative Council of the Orleans territory firom
Sassing any law ^^ which shall lay any person under restraint,, bur-
en, or disability, on account of his religious opinions, profession,
or worship ; in all which he shall be free to maintain his own, ana
ppt burdened for those of another," which has been also cited? Or,
widi the act qf Congress of Ae 20tfi February, 1811, ^also cited,)
which provides that the constitution to be formed by the people*ca
the Orleans territory, ^^ shall contain the fundamental principles of
civil and religious liberty ?" Or, with the act of Congress of the 8th
April, 1812, admitting Lowsiana as a state, and providing that the
terms of admission contained in the 3d section of the act of SOtk
February, 1811, ^' shall be considered, deemed, and taken, as fiuK
damental conditions and terms upon which the said state is incorpo-
rated in the union?"
Supposing these various provisions, relied on by the plaintiff in
error, to have not spent their force by the operations of^ time, nor
Hke change of gpvemment, it is submitti^, that there is nothing in
diese oromances repugnant to either or any of them ; for, if they be
(siforced evermore, they do not, and cannot, aflect the religious sen-
timents or opinions, the worehip or the liberty, of any. But the
bishop says, further, that ^' these ceremonies might be celebrated at
the house where the dead person expired, or at any other place de-
signated by die bishop." The place^ then^ for the mortuary oere-
•04 SUPREME COURT.
Permoli v. First Manicipalitj.
monials not being sacramental, how is the faith or conscience of Ca-
tholics assailed, by designating a few places in which they could not
be performed? The essence of the^rig^t consists in the thing that is
to be done, and not in die place of performance. If the thing itself
were forbidden, then midit haye b^ drawn in question the power
to forbid, coupled widi the further mquiiy, how fiur rel^ous, as wcJl
as ciyil ri^ts and priy^eges, may be constrained to giye way to the
public necessities and die common fi;ood?
3. The ordinances complained of were within the competency of
the council of the First Municipality.
No express authority is needed to inyest in a corporation a power
of presenration of the public health. The law of^ necessity would
constitute it an incident essential to its existence. Vide iBacon's
Abridgment, tit Carp. (D.) It is there laid down that ^* there are
some things incident to a corporation — ^wUch it may do without
any express proyision in the act of incorporating — such are powers
to make laws, for a body politic cannot be goyemed without laws.''
And Chief Justice Holt says, (Carth. 482.) '< That eyery by-law, by
which the benefit of the corporation is adyanced, is .a eood by-law
for that yery reason, that being the true touch-stone of 3l by-laws.'^
So in matters r f corporate police. In Com. Die. 3, tit. By-ktw
C, it is laid dowi , ^^That a by-law to restrain butdiers, chandlers,
et d., firom setting up in Cheapsi(le, or such other eminent parts in
die city of Lopdon, was eood''— -(not because a special power was
conferred to enact it, but) — ^^ because such trades were oflensiye^
and apt to create diseases ; and that, therefore, for fear of infection,
and for the sake of public decorum and cbnyeniency, such kind of
oflensiye trades might be remoyed to places of more restramt"
The yalidity of a similar by-law, made by the corporation of Exeter,
was afterwards affirmed by Lord Man^ld. See Cowp. R. 269,
270.
^^ Where a restraint appears to be of manifest benefit to the pub-
lic, such is to be considered rather as a regulation than as a re-
straint." Willes, 388 ; 1 Strange, 675 ; 2 Strange, 1085 ; 3 Burr.
1828 ; 1 H. Black. 370 ; 1 Roll. Abr. 365 ; 3 Sadk. 76 ; Sid. 284 ;
2 Kyd. on Corp. 149.
In The Village of Buffalo v. Webster, 10 Wend. 101, Chief Jus-
tice Sayage puts this case ex gratia. ^' A by-law that no meat
should be sold in the y illage would be bad, being a general re-
straint ; but that meat shall not be sold, except in a particular place,
is good, not beine a restraint of the right to sell meat, but a regula*
tion of that right.
In the czse of The Commonwealth v. Abram Wolf, 3 Serg. &
Rawle, 48, Chief Justice Tillman affirmed the yalidity of an ordi-
nance of Philadelphia, imposing a fine for working on a Sunday,
against a Jew ; thoueh under the teachings of the Jewish Talmud
and the Rabbinical Constitutions, the Jew deemed. Saturday as the
JANUARY TERlil, 194ft, M6
Permoli v. First Manieipalitj.
Jewish Sabbath, and felt H bolh as a priyOeK and a duty to labour
for six days, aiid to rest on the sevenmi or Siturday.
In the case of the Mftyor of New Yoric t^. Slack, 3 Wheeler, 248,
it ieq.j the court aflirmed the validity of an oitlinance imposing
penalties for burying the dead withm three miles of tiie city limit^
on the ground that die preserration of the public health was an.
incident of die corporate power. The opinion of the court is par-
ticular)/ referred to for the minuteness and learning with whidi it
reviews the vdiole power of city corporations over matters of gene-
ral policle and sanitary regulation.
To the same end reference is also made to die ordinances of Bos-
ton, pp. 53, 55, 76 ; of Nashville, p. 60 ; die revised ordinances
of Baltmiore, (1838,) P* ^^85, for the act of assembly, conferring the
power; and from p. 37 to 51, for the ordinances made under that
authority ; quarantine laws, ftc.
So far as the legislative power of Louisiana, both territorial and
state, could confer the power to make the ordinances in Question,
that power has been ainplj conferred. The 6th section or the act
of the i7th February. 1^, provides diat <<tbe said council shall
have the power to maice and pass aU.by-laws and ordfaiances for the
better government of the affairs of the said corporation, for regulat-
ing the police, and preserving the peace an^ good order of the said
ci^ ;" so the act of die 14di March, 1816, provides ^ diat the city
council shall have power and authority to make and pass sudi by*
laws and ordinances as they shall deem necessary to maintain tbi^
cleanness and salubrity of the said city, ftc. And to make any
other regulations which may contribute to the better administration
of the amdrs of the said corporation, as well as for die maintenance
of the police, tranquillit]^, and safety of the said city.
These acts were all in force at the time these ordinances were
passed, and still are ;* and also the '4th section of an act of the 8di
of March, 1836, which provides that |^ each of the municipalities,
&c., shall possess generally all such rights, powers, and capacities
as are usually incident to municipal corporations, ftc., ftc.
The power conferred on the council, then, is ample enough to
sanction these ordinances ; but it is material to know, ^edier die
delegating power could rightfully do what it has thus done ; and if
it could not, whether it is the province, or within the competency
of this court to say so ? This brings us to the question :
4. Has this court jurisdiction in this case ?
If it has, it does not derive it from the character of the parties,
for they are all citizens of the same state ; and not deriving it thence,
the function of this court to administer state laws between certain
classes of parties does not attj^ch. The questions raised here, diere-
fore, of die repugnancy of these ordinances io the la^s of the state,
or of ^e repugnancy of those laws to the state constitution, be such
repugnancy what it may, it is most respectfully submitted, are mere
3E2
W6 SUPREME COURT.
Permoli «. PirtC Mnnieipalitj.
municipa] questions, upon which the iudgment of the court, €i quo^ id
the present conjuncture, is final ana concluave. If, indeed, there
be a repugnancy between these ordinances and ^^the constitution,
treaties, or laws of the United States," and their validity is ^^ drawn
in question" by the court's judgment, the jurisdiction is conceded.
1st. There is no repugnancy to the constitution, because no pro-
vision thereof forbids the enactment of law or ordiniBnce, under state
authority, in reference to religion. The limitation of power in the
first amendment of the Constitution is upon Congress, and not the
states.
2d. The provisions of the treaty of 1803 are Junda offidorum^
with re^d to that portion of " the ceded territoiy" which has been
formed mto states which have been admitted into the union. To
that end the- guarantees in beLalf ofthe <^inhabi£ants"'were directed
and confined, for no hi^er or other piivil^;eff were claimed (Mr pro-
vided for them ; and it is hau^ iBubinitted, that when a state, formed
out of that territory, enters the union, the treaty, (juood Aoc,haiB been
executed, and has q)entits force. The ^^ inhalntants" of Louisiana
have provided their own securities fin* their own ridits in their own
constitution, which they themselves have established ; and the fede-
ral government has aomitted her into the union upon their owA
terms. They have absolved the government from its.trea^ dues to
them, and the government has airaolved itself fix)m its treaty dues to
France on.tiieir account.
3d. So much of the ordinaiice of 1787 a^ may have been ex-
tended to the people ojf the /Orleans territory expired within the
jurisdiction of Louisiana when she was admitted as a state into the
union. That ordinance is older' than the Constitution, but it cannot,
to any extent, supersede it. Th& federal government possesses no
powers but such as it has derived firom the states ; . and no t»ne state
nas conlbrred upon it, or can confer upon it, more or less power
ttian any other.state has conferred, or can confer. This results bom
the incapacity of the government to take, rather diah firom £he inc»-
pacity of the states to give. Hence there is^ and must be, firom a
constitutional necessity, a perfect and unchangeable ei^ualiiy among
the states, not indeed in reference to the powers which tney may
separately ^erdse, (for that depends upon their own municipd
constitution^^ but in reference to those which .they separately retain.
What Massadiusetts may do, Louisiana may do. What Congress
may not forbid Massachusetts to do, it Ut^y not forbid Louisiana, to
do. * If Congress may not extend over Massachusetts the proyisiona-
of the ordinance of 1787, or anyportions thereof, neidier can it over
Louisiana, or retain them there after Louisiana became Massachu-
aetts'^s equal, and had the power to decide for herself. If they are
retained there they derive their exclusive obligation apd force firom
Louisiana's adoption, and not firom the authority of Congress. They
have ^us beccmie laws of Louiaana, and have ceased to be laws ot
JANUARY TERlilt 1845, W
Fermoli «. First Manicipalitj.
flie United States. If ibej have so ceased to be Iswb of the United
States, how coald the imputed repognaxicy between them and the
city ordiiUaices confer any jurisdiction upon Una court ? As laws
of Louisiana, the judicial functionaries thither are the constitutional
and final expounders in cases between her own citizens, like the
one at bar.
The act of Congress of the 8th AprQ, 1812, which admitted Lou-
isiana into the union, acknowledged that veiy equality with her
soveieign sisters, which is here asserted. The 1st section proyides —
^^ That the said state shall be one, and is hereby declared to be
one, of the United iStatea of America, and admitted into the union
on a& eaual footing with the orig;iQal states, in all respects what-
ever.?' It is not the mere assertion of her equality, in this clause,,
which establishes her equali^ — it only pronounces that equality .
which the Constitution establishes. If she be equal, hpweyer, i^.
must be equally exempt from the legislation of Congress^ past of
future,^as her elder sisters. If &e 1st article of the compact created
by the ordin^ce of 1787, in these words, ^^ No person demeaning
lumself in a peaceable ana orderiy manner shall ever be molested
on account of his mode of wor^p or religious sentiments,", has
been extended oyer Massachusetts by any act of Congress, and
ihrou^ its 6wn proper vigour has the force of law, it binds Louisi-
ana to the same extent, but no further, and not 'otherwise.
The learned counsel for thei plaintiff in error have cited two de-
cisions of this court — ^the one 6'Peters^ 616f the other 9 Peters, 936
— ^o sustain their position upon this branch of the issues raised by
the record ; but it is presumed that there is some error in the refer-
ences ; for thejre is nau^t to be found at- those pages applioable to
the matter for which they are cited.
A case ^has also been cited fix)m 1 McLean's C. C. Rep. 341.
to maintain that the ordinance of 1787 survives the orsnnization of
a state government over territory to which it applies.- That may be,
in those new states which have been erected m the identical terri-
tory to whicu the compact contained in die ordinance relates. Nor
is the authority understood as extending beyond that The case
arose* in Ohio. It had reference especiafiy to the free navigation of
her waters, as secured to the other states by the compact, and it
may be doubted if Ohio could have deprived .them of that, thoug^
ihete had been no compact The learned judg^, in delivering his
opinion, and in speaking of the ordinance, says^
^^ Many of the provisions were temporary in their nature, having
lor their object the organization and operation of a territorial go-
vernment Others assume the solemn form of a compact between
the original states and the people and states in the territory which
were to remain for ever unalterable, unless by common consent*'
The portion of the mlinaiice thus deemed <^ unaltenj^e,'' could
never have been made applicable to the ^^ inhabitants'' of the Orieans
606 BUPREME COURT,
Permoli v. First Manicipality.
territoiyi because tiiere could hare been no audi ** compact" made
in reference to tliem; ncM* waa it made. Indeed, odier parti ol tfie
opinion aeem to assail tbe)M>8idon it was cited to support Atp. 343,
toe learned judge says :
** The change from a territorial eoTemment to that of a state
necessarily abolished all those parts of die ordinance which gave a
temporary organization to the goyemment, and also sudi jMuts as
were desfin^ to produce a certain moral and political effect ^ Of
the latter description were those provisions whidi secured the rig^
of conscience — ^which declared that education should be encouraged,
and excesave bail should not be required/' &c.
What <^ provisions" 6f the ordinance <^ secured the ri^ts^of con-
science," other than those forbidding a person to |^ be^inolested on
account of his mode of worship/ or religious sentiments," already
quoted from the 1st article of tte compact? The counsel of tlie
plaintiff in error has made reference to no other ** provisions," and.
It is believed there are none. Then w^ are fiimished by the learned
counsel with the high authority of Mr. Justice McLean, that these
<* provudons" are ** necessarily abolished," by ttie .erection of a ter-
ritory, in which they apply, into a state government And as this
is true of a territory embraced within the very limits to which Ae
compact originally referred, itJarHori must it be a|^licable to states
formed out of territorr aUun^.
|t is b^eved that the opinion also sustains other views presented
in ttie argument in behalf of the defendants in error, in the following
passSjge:
** It may be admitted diat any provinon in the constitution of the
state must annul any repugnant provision contained in the ordinance.
This is within the terms of the compact. The people of the state
formed the constitution, and ilf waa sanctioned by Congress; so diat
diere was the ^ common consent reqiured by ue compact to alter
or annul it"
So, too, the constitution of Louiaana ** was sanctioned by Con-
gress." If there be a repugnancy between its provisions ana dioee
^* provisions" of the ordinance referred to, mose provisions are
annulled. If not, then die state of Louisiana has retabed them,
and made them her own proper laws, and dieyare, in.no. just sense,
^ce then, laws of -the United States ; for Congress is without
capacity to make for her, or to extend over her sovereign domain,
any laws of Congress upon that subject.
The defendants in error further rely on, and make reference to,
die wdl-reasoned opinion of the judge, a quo, and the audioiities
cited therein.
Coxe, in reply, directed his attention chiefly to the other questions
in the case than that of jurisdiction, and lefmed to die .opening
JAt^UARY TERBC, 1845. OW
Permoli «. First Mttnieipality.
aigoment of hie colleague, BCr, Read^ as a full exposition of tbe
merits of the case.
Mr. Justice CATRON deUyeied the opinion of the court.
As this case comes here on a writ of error to bring up the proceed-
ings, of a state court, before proceeding to examinekhe ments of the
controYersy, it is our duty to determine whether this court has jurisdio
tion of the matter.
The ordinances complained of, must violate the Constitution or
laws of the United States, or some authority exetcised under them;
if they do not, w€ haye no power b;^ the 25th section of the Judi-
daiy Act to interfere. The Constitution makes no provision, for pro* '
tectmg the citizens of therespective states in their relieious liberties;
this is left to the state constitutions and laws : nor is mere 8^y inhh
bidon imposed by the Constitution of the United States in this respect
on ihe states, rfe must therefore look beyond die Constitution (at
the laws diat are sijpposed to be violated,* and on w|iich our juris-
diction can be^founded ; these are the following acts of Cong^ress.
Tliat of Februaiy 20, 1811, authorized the people of die territorV
of Orieans to form a donstitution and state government ; by sect 3,
certain restrictions were imposed in the form of instructions to the
convention diat might frame die constitution; such as that it should
be republican ; consistent with die Constitution of the United l^tes;
^t it should contun the funikmental principles of civil and rdi-
gious liberty ; that it should secure die rig^t of trial hy juiy in
criminal* cases, and the writ ot habeas carpui; that the laws of the
state should be published, and legislative and judicial procee£ng8
be written^and recorded in the language of the Constitution of the
United States. * Then follows by a second proviso, a stipulation reserv-
ing to the United States the property in the public lands, and their
exemption from state taxation — wim a declaration that the navin*
tion of the Mississippi and its waters shall be common hi^wayi, £c.
By the act of AprU 8, 18X2, Louisiana was admitted according to
the mode pr^ ;cribed by the act of 1811; Con^;ress declared it
Aould be on the conditions and terms contained ii^ the 3d section
cft that act; which should be considered, deemed and taken, asfim-
damental conditions and terms upon wluch tbe state was ineorjk)*
rated in the union.
All Congress intended, was to declare in advance, to die people
d the territoiy, the fundamental principles their constitution should
contain; this was eveiy way proper under the circumstances: the
instrument having been duly formed, and presented, it was for the
national legislature to judge whether it contained the proper princi-
ples, and to acceptit if it did ; or reject it if it did not Havinff
accepted the constitution and admitted the state, **on an equu
footing wilii the orignsal states in all respects whatevar,'' in express
terms, bylhe act of 1812, Congress was concluded from assuminff
IfeL. m.— 77
m SUPREME COURT,
Permoli «. First Municipality.
'tibat the instructions contained in the act of 1811 liad not been com-
plied with. No funciamental principles could be added by way of
amendment, as this would have been making part of the state' con-
stitution; if Congress could make it in part, it mieht, in the form of
amendment, make it entire. The conditions and terms rdemed to
in the act, of 1812, could onl/ relate to the stipulations contained in
the second proviso of the act of 181 1 , inyolving ri^ts of property and
navigation; and in our Opinion were not otherwise intended.
Ine principal stress of the ailment for the plaintiff in error pro-
ceeded on the ordinance of 1787. Hie. act of 1805, chap. 83,.
having provided, that from and after die establishment of the govern-
ment of the Orleans territory, the inhabitants of the same diould ^e
entitled io enjoy all the ri^ts, privileges, and advantages secured
by said ordinance, and then enjoyed by the people of the Mississippi
territory. It was also made the frame of government, with mo£n-
cations.
In the ordinance, there are terms of compact declared to be there-
by established, between die original states, and the people *in the
states afterwards to be formed north-west of the Ohio, unalterable,
unless bv common consent-r^ne of i^ch stipulations is, that ^'no
person d^emeaning himself in a peaceable manner, shall ever be mo-
lested on account of his mode of worship, or religious sentiments,
in the said territory." For this provision is claimed the sanction
of an unaltsrfibte law of Congress ; and it is insisted the citv ordi-
nances above have violated it ; and what the force of the ordinance
is north of the Ohio, we do not pretend to say,* as it is unnecessaiy
for the.puiposesof this case. But as regards the state of Louisiana,
it had no nirther force, after the adoption of the state constitution,
than oth^ acts of Congress organizing, in part, the territorial go^
vemment of Orleans, and standing in connection with^e OTdinance
of 1787. So &r as th^ conferred political rights, and secured civil
and religious liberties, (which are political ri^ts,) the laws of Con-
gress were all superseded by the state constitution ; nor is any part
of them in force, unless &ey were adopted by tibe constitutionof
Louisiana, as laws of die state. It is not possible to maintain that
die United States hold in trust, by force of the ordinance, for the
people of Louisiana, all the great elemental principles, or any one
of diem« contained in die ordinance, and secured to the people of
the Orleans territory, durins its existence. It follows, no rapug-
oance could arise between me ordinance of 1787 and an 9Ctm we
legislatiire of Louisiana, or a city regulation founded on such act;
and therefore this court has no jurisdiction on the last ground as-
IWned, more than on the preceding ones. In our judgment, the
qoesdon presented by thc^ record is ^etclusively of state cpgnisuioe,
•nd equally so in tb^ old states and the new ones ; anid that the
writ of eiror iQust be dismissed.
JANUABT TERM. 4845. 011
Joseph ChJoxes^ szsoutor of BBNjAiaif Chairss, DBCKASEb, andPs-
TBB Miranda and Qad Humfhrets, appsixants, v, Thb Unitxd
States.
Where this court has ai&rmed the title to lands in Florida, and referred, in its
decree, to a particalar survey, it would not be proper for the court below to
open the case for a re-hearing, for the purpose of adopting^ another surrey.
The court below can only execute the mandate of this court It has no autho-
rity to disturb theilecree, and can only settle what remains to be done.
Tms was an appeal from die Superior Court oifEast Florida, and
a sequel to the case reported in 10 Peters; 308.
The appellants filed m the court below the following petition :
" To the Honourable Isaac H. Bronson, judge of the -Superior
Court in and for the eastern district of Florida.
" The petition of Joseph Chaires, of the said territory, executor
of the last will and testament of Benjamm Chaires, late of the same
territory, but now deceased, Peter Miranda, and Gad Humphreys,
respectfully showeth :
" That the said Benjamin Chaires, Peter Miranda, and Gad Hum-
phreys, heretofore, to wit, on the 11th day of May, which was in
the 'Year of our Lord one thousand eight hundred and twenty-nine,
filed their petition in tiie office of the clerk of fliis honourable court
in terms of an act of Congress of the United States, entitled an act .
supplementary to the several acts fjrovidin^.fbr the settlement and
confirmation of private land claims in Florida, approved on the 23d
of May, in the year one thousand ci^ht hundred and twenty-eight,
praying for the confirmation of certam claims to lands therein spe-
cified, and founded on a title made and granted by his excellency
Don Jose Coppinger, lieutenant-colonel of the royal armies of Spain,
civil and military governor of the -territory of Florida, then subject
and belonging to his Catholic Majesty, the King of Spain, and chief
of the royal exchequer of the city of St. Augustine, Florida, to Jps6
de la Maza Arredondo.
"That the attorney of the United States in and for said district,
duljr appeared, £md answered the said petition ; and thereupon such
proceedings were had in the said court, that afterwards, on the 24th
day of November, in the year of our Lord one thousaiid eight bun- .
dred and thirty-four; a. decree was rendered therein in favour of .the
petitioners ; and the said court did thereupon order, adjudge, and
decree, that the claim of the said pelitionef was valid, and that, in
accordance with the laws and customs of Spain, and under and by
virtue of the treaty of amity, settlement, and limits, between the
United States and Spain, ratified by the President of the United
States on the 22d day of February, pne thousand eight hundred
a^d twent^r-one, and under and by virtue of the laws of nations and
of ttie United States, the said claim was thereby coi^Krmed, ad-
mS BUPREJiE COURT.
Chairet et aL 9, The United Butes.
judged, and decreed, unto die said claimant, to the extend for die
numoer of acres, and at the place specified in the grant for the said
land, to J086 de la Maza Arreddndo ; and as m the certificate and
plat of the same, made by Andres Burgeyin, dated the 14th of Sq>-
tember, in the year of our Lord one thousand eight hundred- and
nmeteen, and fully in the said cause is set forth, that is to sa^ —
'^ A piece of land, which contains twenty thousand acres, situated
on both margins of a creek, known as Alligator creek, said land
commencing a little above the head of said creek, and embracing
an Indian town, distant about ei^ty miles^from the port of Buena
Vista; and abput forty miles to the north-west of Payne's Town — its
first line running north twenty degrees west, three hundred and
fifty-seven chains, -begins at ^pine marked X, and ends at anodier
mtuked = ; the second line running south seventy degrees west,
five hundred and sixty chains, and ending at a stake ; the third line
running south twenty degrees east, three hundred dnd fifty-seven
chains, and ending at a pine marked II l and the fourth line running
north seventy degrees cast, five hundred and sixty chains.
^' That an appeal was taken firbm the decree, so rendered in this
honourable court, to the Supreme Court of the United States, by the
attorney of die said United States, in and for the said territoiy. and
such proceedings were thereupon had in the said Supreme Cfourt
ttiat afterwards, on the day -of ,* in die year of our Lord
one thousand ei^t hundred and thirty-six, the decree of this honour-
able court was aflBrmed; and. thereupon the mandate of the said
Supreme Court was awarded, directing the same to be carried into
'cfiect.
" And your petitioner further shows to your honour, that upon
application to the proper officer of the United States, to carnr the
said decree into effect, by admeasuring to your petitioner die lands
fipectfied in the grant, it appears that mere is error in rendering the
said decree, and that the same requires to be reforined, in tfaisH-
** That in and by the decree of this honourable court, hereinbe-
fore alleged and affirmed, in manner hereinbefore set fbrth bv the
Supreme Court, vour petitioner's claim was confirmed, adjudged,
and decreed to be valid ^ to the eittent, for the number of acres,
and at the place as in the grant to the said land to Jos6 de la Maza
Arredondo,' but it is' added in the said decree, ' and as in die cer-
tificate and plat-of surveyof the same, made by Don Andres Bur-
gevin, and dated the 14th September, one thousand eight hundred
and nineteen, and filed herein, is set forth, to wit,' &c., &c. ; and
the said decree thereafter proceeds to recite the metes and bounds
as specified and set forth in the survey made by the said Don An-
dres Burgevih.
<< That the land eranted to J086 de la Maza Arredondo/ and, in
the decree before referred to, confirmed and adjudged to your p^-
tioner, is described in the royal grant or title to property, also before
JANUARY TERM, lft». MS
Chairet et aL v. The United States.
berein referred to, to coDsist of ^ twenty thousand acres of land,
with title of absolute property, of those known as Alachua, about
eighty miles distant from this city (of St Augustine) at a place
known as ^'Big Hammock," about twenty mues from the river
Lawanee westi^^urd, about sbrty miles from St. John's.' While the
land specified in the sarver of Don Andres Burgevin is described
as follows : ^ twenty thousand acres of land, situated on bodi mar-
gins of a creek known as Alligator creek. Said land commences a
nttle above the head of said creek, and embraces an Indian town,
distant about eidity miles from the post at Buena Vista, and about
forty to the ]ior£-west of Pajmc's town, &c., &c.'
<^ That the land specified m the said survey does not conform to,
or correspond with, the land described in the said grant, ai^d that
the surveyor-general of the United States has^ therefore been unable
to execute the decree of this honourable court^^affirmed as aforesaid
by the Supreme Court of the United States, and to admeasure to
your petitioner the land adjudged to him by ^ said decree.
^' That forasmuch as the land specified m the said grant to Josi
de la Maza Arredondo. is, by the decree aforesaid, adjudged to vour
petitioner, * to the extent, for the number of acres, and at die place,
as m the grant for said land,' your petitioner is entitled to have the
same admeasured to him according to the terms of the said grant,
and the description therein contamed ; and that if the said survey
of Don Andres Burgevin conflicts with the said grant, the said sur-
vey must yield to, and be controlled by, the t^rms of the grant.
** Your petitioner further shows to your honour, that the said land
was duly surveyed and .admeasured, and a plat thereof made and
returned to this honourable court, and given in evidence in said
cause, by Joshua A. Coffee, a competent and Qualified surveyor,
but that the same was omitted ih the transcript ot the record sent to
the Supreme Court of the United^ States, although the fact of its
having been given in evidence appears in the said transcript, a copy
of which saia survey is hereunto annexed.
" Your petitioner further shows to your honour, that the surveyor-
feneral of the United States hath refused to execute the said decree
y admeasuring for your petitioner the land thereby confirmed and
adjudged to him, and that, upon application to the commissioner
of the General Land-office, he nath in like manner refiised so to do,
until the said decree' shall have been reformed by the competent
authority.
" Wherefore, your petitioner prays this honourable court, the pre-
mises aforesaid being considered, and due proof thereof being made,
that the said decree may be reformed, and to that end, that a
rehearing of the said cause in this behalf may be granted ; that the
title of your petitioner to the twenty tho)isand acres of land, specified
in tiie grant to Josd de la Maza Arredondo may be adjudged to your
petitioner according to the terms and specifications of the said grant,
3 F
814 8UPREME OOURT,
Ch4iret et aL «. The United States.
and die snnrey of the said JoBhna A. Coffee, a copj whereof it
hereonto filed; or according to a aunrey to be made under the order
of this court, by the surveyor-general of the territory of Florida, in
conformity to the description of the said land in the said mnt
spcjcified and set forth, to be returned into the registry of this hon-
ourable court; and diat he may have such other and further reUef^
as in the wisdom of this honourable court shall seem meet and ri^
in the premises; and your petitioner, &c., &c., &c."
In June, 1844, the court, after hearing an ailment, decided that
the netidon for rdiearing could not be entertained, ana ordered it to
be dismissed
From this decree the petitioners appe^ed to this court
Berrien^ for die appellants.
Jfehony (attorney-general,) for the United States.
Berrienj after stating the case, said: this petition' was dismissed
by the District Court, on the ground that it had not been filed in tune.
The relief sought by the petitioner is therefore resisted solely on
the ground that top much time has elapsed since &e decree was
rendered, to entitle them to it.
They have the decree of this court sflBrmmg their title to twenty
thousand acres of land, specified' in their grant, and at the place
therein s[>ecified.
The ministerial officer of the government refuses to admeasure die
land so awarded to them, according to the terms of the gram, be-
pause the decree also "refers to en inconsistent description contained
m the survey of Burgevin.
And an application to have the decree reformed, according to the
clear and manifest mteut of the cdurt, is resisted on the CToimd of time.
This objection is sustmned by a refex^n6e to the rmes established
in the Engli^ courts of chancery, and recognised here in cases to
which they apply, in relation to applications for a rehearing, and
bills of revivor.
And to the argument from analogy, drawn firom the limitation of
time in our statute, within which appeals may be entered, and writs
of error sued out.
As to the first objection: it is submitted that the rules which
i-egulate the proccedmgs of courts of chancery, in the exercise of
their general jurisdiction over cases, between individual parties, are
not applicable to this proceeding.
This case- was brought before the court below, and subsequently
transferred to this court, not by an appeal to the general xhancery
jurisdiction .of either^ but under the special authonty ^ven to these
courts by tbeftct of 1828, providing for the settiemcnt and confir-
mation of pnvate land claims in Fl6rida, and those other acts .to
which it refers.
The proceeding was b);^ petition ; which was required to be con-
JANUAUT TERM, 1846. 615
Chairet et &1. v. 7*be Uoited" States.
ducted according to the rules <^ a court of eouity ; and certain limi-
tations of time were prescribed| within which .petitions were to be
^ed, and appeals to be entered.
But the courts was required to settle and determine the validity of
&e title, by a final decree, and the successful claimant was entitled
to a copy of the decree, and the admeasurement by the surveyor-
general of the land awarded, with a certificate of such admeasure-
ment, for the purpose of obtaining a patent fix)m the commissioner
of die General Land-office.
No time is specified within which the duties of these officers are
to be respectively performed.
But in the case of a successful claimant, their acts constitute part
of the res gesta. They are part of the proceeding; and the District
court must, in such case, retain possession of the cause, until the
mandate of this court is carried into execution.
Its intervention may, in various ways, be necessaiy to direct, or
speed the action of the ministerial officers of the United States.
Neither the enrolment of the decree in this court, nor of the man^*
date in the court below, can conclude the cause, and fix a period
fix>m which the time for filing a petition for a rehearing, or bill of
revivor, is to run.
The case remains open, always liable to be acted on by the court
below, until the mandate is executed.
No time is prescribed by the act, within which the duties of the
surveyor-general are to be performed. The nature of these duties
forbade it ItVas to survey wild lands in trackless forests.
In point of- fact, the decision of the surveyor-general, and of the
commissioner of die Greneral Land-office^ uat this decree, in its
presenit form, could not be executed, was only obtained immediately
before the application to the court below.
If they erred in that decision, had not thd District Court power,
in the exercise of its authority, to carry the mandate of this court
into execution to correct that error, and to require the survey to be
made according to its interpretetion of the decree'? That was one
of the prayera of the petitioners.
No application could be made here. The case had passed fix)m
this court with its mandate.
It remained with the court below to superintend the execution of
the mandate ; and must therefore have reraained open in that court.
That which is here contended is, that neither the time at which
die decree is pronounced, in this court, nor that when the mandate
is filed in die court below, can be considered as the starting point,
from which the limitation applicable to petitions for rehearmg, ana
bills of revivor, is to be computed.
This seems to result inevitably firom the mode of proceeding.
The decree of this court is spoken of. But the proceeding here
is but an affirmance of the decree of the C9urt below.
616 SUPREME COURT.
Chaire» et at v. The United States.
The mandate i^ the certificate of tiiat affirmance, and the case is
remanded to the Districti£7ov.rt for '^ such fuither proceedings," as
accbrding to rieht and justice, and tiie laws of the United States,
oueht to be had. It is then necessarily open in that court.
It itiay do whatever ^^ rig^t and justice," and ^^the laws of die
United States," require to be done.
Here it is obvious that this application is. founded on such matter.
The impossibility of reconciling the different parts of this decree,
so as to give it effect, could only oe ascertained (from the va^eness
of this, as of ailofoer Spanish grants,) by the experimental surveys
of the United States ofiBcer.
This suggestion withdraws the case at bar from the authority of
that of Thomas and Brockenborou^, and of die rules of the Euj^liah
chancery.
Repeated experimental surveys were necessary, for the purpose
of ascertaining whether the lines of surveys lying in the supposed
vicinity of those specified in this grant would correspond wim those
of tiie survey referred to in the decree. I^ was only when this had
been done, Uiat the impossibility of carrying this decree into effect,
without abandoning the Unes of the survey of Burgevin, and resortr
in^ to those in the grant, and tiie survey of Coffee, could be ascei^
tamed.
No laches can be imputed to tiie petitioners, because the time
which has since elapsed is not within any legal or equitable limitation.
The ground upon which, however, it is apprehended that this case
ought to be put IS, that this case was still open jn the tovit below
for the purpose of this petition.
The petitioners had a final decree in their favour, as ascertaining
their tide to twenty thousand acres.
As they were required to do, they applied to the surveyor to ad-
measure their land to them.
This, after repeated efforts, in a wild country, he foiled to do, al-
leeing c^-tain errors in the decree.
When this was ascertained, application was made to the court be-
low, so to reform the decree as to give tiie petitioners the benefit of
it in some form.
lliis was refused, solely on tiie ground that such petition could
not now be received.
If, therefore, this oause is open for any purposie, in the District
Court, as we apprehend all such cases must be, while tiie surveyor
is engaged in making the survey, in obedience to the mandate; if
tiiat court could have granted relief ii\^any form, upon petition, to
the appellants, then we suppose that its judgment must be rever»ed,
as the petition contains a prayer for general relief.
JVSrbon'i argument veas this :
This is an i^peal firom tiie decision of tiie Sdperiot Coicrt of tiie
JANUARY TERM. 1846 617
Chairet et al. «. The nolted States.
district of East Florida, rendered on a petition exhibited m said
court by the appellants^ praying for certain relief, and which was
dismiyaed by said court The error alleged is, that the decree of
dismissal was improvidently passed.
Tl)e petition b spread upon the record, and need not be repeated
here.
it is sufficient to state, that it seeks to reform a decree of the court
to which it was printed, passed on the 5^th day of November,
1834, and which was. at the Januaiy term, 1836, of this court, upon
an appeal prosecutea by the Unitai States, aflSrmed. 10 Peters,
306.
. . The object sought to be effectuated is to make the decree ayailar
Ue for other lands than those covered by it, under an allegation that
&e recitals in said decree are erroneous, and tfiis it is proposed to
do by the instrumentality of the petition set out in the recoiti.
Tbe appellee maintains that die court below, in dismissing the pe-
tition, committed no error, and that the same ought not to have been
enterteined by it, because of the lapse of time mm the rendition of
&e decree proposed to be reformed, to the exhibition of the petition
inthiscase.
The proceedings in the court of Florida were had in pursuance of
tiie provisions of the act of Congress of the 23d of May, 1828, enti-
tied ^^ An act supplementary to Sie several acts providing for the set-
tlement and confirmation of private land-claims m Floriaa," the 6di
section of which provides, that ^^all claims^ &c., shall be received
and adjudicated by die judge of the Supenor Court in which die
land lies, upon the petition m the claimant, according to the forms,
rules, regulations, conditions, restrictions, and limitations, prescribed,
to the district judge, and claimants in the state of Missouri, by act
of Congress, approved May 26th, 1824, entided < An act enablinff
die claimants to lands, withm the limits of the state of Missouri ana
territory of Arkansas, to institute proceedings to try the validity of
thdr cudms.' "
The 2d section of the act last referred to declares, ^'that eveiy
petition, which shall be presented, und^r the provisions of this act,
shall be conducted according to the rules of a court of ecjxiity."
The question then to be decided is, in the view entertamed by the
appellees, whether, according to those rules, the petition for a re-
hearing, nled in this case, was in time to justify the court below in
opening the original decree?
This was passed on the 24th day oi November, 1834, and was
affirmed in this court in January. 1836, and tbe present petition was
ffled on die 21st day of May, 1844.
A rehearing wiD not be granted, if once the* decree has been en-
rolled, even a only one of several defendants has caused the enrol-
ment 1 Schoales & Lefiroy, 234.
Whatever may be die capacity of a bill of revivor or review, 1o
Vol.. in.— 78 3f2
618 SXTPBESffi CC»17RT.
' . It. "> a,, ■
Chatres ee^^L k Th> United States.
Open a decree thus enrolled, a pedtioa for a rehearing is incompetoit
to such an end« Bennett tn Werter, 2 Johns. CJb. Kep. 305| 3 Ch.
Rep. 94.
But in this case, the lapse of time, in analogy to the pnnciples of
law applicable to limitationSj is a bar to any relief under this peti-
tion, if not, indeed, under any form of proceeding. 10 Wheat 146 ;
8 Petere, 123.
The 22d section of the Judiciary Act of Sratember 24, 1789,
limits "Writs of error and appeal*to frveywirs, 1 Story's Laws, 60;
2 Ibid. 905, 906, sect. S; McClung v. Sillimui, Wheat 596.
Appeals in cases arising under the act of 1828 are iroveniedhy
the Im and 9th sections thereof.
And the 12th section provides, that claims not brought orprose-
Cuted to final decision within two years shall be barred.
Besides, in this case, a mandate had been sent down from the So-
prente Court to the Superior Court of Florida; and after a mandate,
no rehearing will be ^nted. Sibbald v. The United States, 12 Pe^
ters, 492, and authonties there cited.
It is a mistake to suppose, that the object of ibis petition was to
operate upon a ministerial officer, the Surveyor-general, in the exe-
cution of the decree of the court; its purpose was to reform the de-
cree itself, and to assert, substantially, a new claim, lliis, it is re-
fl^ectfully insisted, it is not competent for the appellants to do in the
form they have adopted.
Mr. Justice CATRON delivered the opinion of the court
On the facts presented, one consideration is whether the petition
was dismissed for a proper reak)n. The petition was moved on by
die claimant's counsel — and resisted on the ground that it had not
been filed within the time allowed by law, and the rules^of the courU
aqd it is insisted it was dismissed for this reason, which is insuffi-
cient; as the bar of five years cannot be interposed under the cir-
cumstances. If this had been the reason given, it would be imma-
'terial, if the order was proper for other reasons. The 32d section
of the Judiciary Act prescribes the duty of this court in such cases,
and directs it to proceed and give iudgment according to the ri^t
of the cause, and matter m law, wimout regard -to any imperfections
in the judgment.
But we do not apprehend any imperfection to exist; the court
says — ** It.is considered that a petition for a rehearing cannot now
be entertained by this court, in this cause:" And why not? In
1829, a proceeding was instituted in the Superior Court ofEast Flo-
rida by the claimants for the confirmation of a claim for twenty thou-
sand acres of land granted to Arredondo : In 1830 that court declared
the title valid, on the face of the tide-papers ; this feet existing, the
next presented for ascertainment was the sufficiency of the descnption
as to the general locality of the land granted. But the duties of die
JANUARY TERM, 1846. 610
Cfaaires et aL «. The United States.
court did not end here; by the 2d section of the act of 1824 it was
not only given iuU power and authority to hear and determine all
auestions arising in die cause relative to the validity of the tide, and
le descriptive identit/of location on the &ce of the title ; but diird*
ly to settle the precise boundaries of the land on the ground; found-
ing its decree on an existing survey, if a proper one was produced,
and if not, to let the party proceed according to the 6th section of the
act. On the face of the title no material difficulty seems to have
arisen ; but to identify the land called for was most difficult, and pro*
bably impossible : if the grant had been unaided bv a survey, it
cannot well be perceived how it could have escaped m>m the prin-
ciples on which were rejecte'd the claims of Forbes, Buyck, and Jo*
seph Delespine, (found m 15 Peters,) and of Miranda, (in 16 Peters.)
To avoid aoing so, the land was decreed by metes and line-marks,
founded on a survey (pun>ortin^ to have been made for the land
granted) by Don Andres ^ureevm on the* 14th of September, 1819.
This survey, it is contended, is for land lying in a (Merent locality
from that referred to in the grant, and being so, it is urfi;ed, that ac-
cording to the rulings of this court, no survey could be made for
any other land than that granted after the 24th of January, 1818 ;
as this would in effect be a hew grant, which the treaty prohibited
after that date, according to the cases of Clarke and Huertas, in
8 and 9 Peters, and that of Forbes, 15 Peters, 182 ; and there being
no ei^uivalent provided in the grant to except the case from these
principles,* the survey could not legally be the basis of a decree.
This may have been true, and, me decree for the land contained
in Burgevm's survey erroneous; but die question is, whether the
court below had any power to correct it^ If it had not, thon no
petition for such purpose could be heard, either on the part of the
United States, or the claimants in that court.
From the decree made in 1830, an appeal was prosecuted by the
United States to this court.; the claimants rested content, and prose-
cuted no cross appeal. 10 Peters, 308. On a hearing, the decree
below was affirmed for the specific land, and the cause remanded
for further proceedings, to th^ end that a patent might issue, pur*
suant to die 6th section of the act of 1824, which declares it dhall
be for the land *' specified in the decree;" and prohibits a survey
for any other land, unless that decieed has been disposed of, when
a change is authorized hj the Uth section; but as no other appro-
priation of the land set forth in the decree is alleged to exist, this
circumstance is out of the present case.
The claimants not. being willing to take the land in Burgevin's
Survey, assumed the riffht to have a resonr^y made, or to have
adopted that made by JoshuaoA. Coffee, on their behalf, in 1834,
which they alle^ is at the place called for in the grant ; and this
on the ground mat the decree of 1830 is inconsistent, it being in
confirmation of the land granted, and also of Burgevin's survey-*
020 8Ut>REME COURT,
The United 8iatet «. MarTin.
'• ■■ f : .
the places not being the sune. This change was refused at'' the
land-office here, for the reason that the decree ezcliided such a
change until it was altered by the proper judicial authority. For
this purpose the petition for. a re-hearing was filed, seeldng to have
the aecree of 1830 reformed, and that part of it establishmg'locility
and botindaries set aside or disregarded, and the land located dse-
where. This die Superior Court of East Florida had no power to
do, on the &cts set forth by the petition, because the decree of diis
court, made in affirmance of that made below, is conclusive on the
inferior court ; and it has no authority .to disturb it by the mode
proposed, but can only execute our mandate, and settle so much as
remains to be done. For the .principles eovemins; in like cases,
we refer to the ex parte application of Sibbald, and the rules diere
laid down, (12 Peters, 4d^, 490,) to which nothing need be added;
as they are altogether adverse to the present proceeding, and ahpw
that the petition was properly dismissed.
Thb United States, appbixants, v. William BIartht.
The act of ibe 26tb of Maf, 1880, providing for the final tetUement of land
claims in Florida, mast be construed to contain the same limitation of time
within which claims were to be presented as that provided by the act of SSd
of May, 1828.
That limitation was one year. The courts of Florida, therefore, had no richt
to receive a petition for the confirmation of an incomplete concession ailer
the 36th of May, 1831.
The case in 16 Peters, 829, examined and distinguished firom the presents
This was an appeal from the Superior Court for the district of
East Florida.
It was a land- claim, and as die opinion of the court turned eiw
tirely upon the question, whether or not the claim was filed in time
in &e codrt below, it i& only necessary t6 state the circumstances
which bear upon that point.
On the 23d of Ma;r, 1828, (1 Land Laws, 439,) Congress passed
^"act, the 12th section of which was as follows :
^^That any claims to lands, tenements, and hereditaments, within
the purview of this act, which shiJl not be brouj^t by petition be*
fore said court within one year from the passage of this a<^ or vrfiicfa,
bemg brou^t before said court, shall, on acco.unt of die neglect or
delay of the claimant, not be prosecuted to a final decision within
two years, shall be for ever barred, both at law and in equity; and^
no. other action at common law, or proceeding in equity, shall ever
thereafter be sustained in any court whatever."
On the 26th of May, 1830, another act was passed, (1 Land
JANUARY TER3f, 184S. «U
The United States «. Marvin.
Laws, 466,) providing for the final settlement of land claims
in Florida, it confirmed certain claims under a league square*
which had been recommended for confinnation by the register ana
receiyer of the land-office, actine as commissioners in the district
of East Florida, and then proceeded to enact by the 4th. section, as
Follows:
** That all the remaiping claims which have been presented ac*
cording to law, and not finally acted upon, shall be adjudicated and
finally settled upon the same conditions, restrictions, and limitations
in every re^ct, as are prescribed by the act of Congress, approved
23d May, 1B28, entitled '^ An act supplementanr to the several acts
providing for the settlement and connrmation of private land claims
m FloricSi."
On the 17th of June, 1843, Marvin filed in the clerk's office of
ihe Superior Court for the district of East Florida, a petition, claim-
ing title to seven thousand acres of land which had been granted to
Bernardo Se^i, in the year 1815, by Estrada, then the Governor
of East Florida. He further stated that the claim had been pre-
sented to the commissioners, recommended by them to Congress for
confinnation, and confirmed by Congress to the extent of one league
square, by the act of May 23, 1828.
An answer being filed on behalf of the United States, and sundiy
matters being given in evidence by the petitioner, the cause came
on for trial, when the court decided that by the Bctoi Congress of
May 26, 1830, the claimant was not bound to file his petition within
(me year firom the passage of said act, and then proceeded to decree
in ftivour of the daim.
From this decree the United States appealed to this court.
The cause was argued by Mr. Kelson, (attorney-general,) on be-
half of the United l^ates, and by Mr. Marvin, for the defendant in
error.
Mr. Nelson referred to the acts of Congress above cited, and said
that the question- und^ this head was, whether the limitation of time
^escribed by the act of 1828 was continued by the act of 1830.
The case in 15 Peters, 319, was relied upoii by the other side, ami
was the foundation of the opinion giver by the court belpw. Bqt
the point did not arise in that case, because there a petition had
been fil '^ in time. In all other, land laws there was a limitation,
because the policy of the government was to have all land claims
settled withm a given time.
Marvin argued in the following manner.
The jpetition inihis case was filed June 17, 1843, and ike only
point of any difficulty in the^case, and the only one argued in flie
court below, is, 'Werner flie petition was filed in proper time.
The correct decision of this question depends upon the construc-
tion to be given to the 4th section of the act of Congress of May 26,
m 8UPREME COURT.
The United States r. Mkrvin.
1830y entitled ** An act to proyide for the final settlement of land
claims in Florida," and to the 12th section of &e act of May 23(^
1828, entitled ^' An act supplementaiy to the several acts proyidinf
for die settlement and confinnation of private land claims in tlorida^
By die 4th section of the act of May 26, 1830, it is proyided, diat
** all the remaining claims which have bec^ presented according to
law, and not finculy atted upon, diall be adjudicated and finally
0e0ed, upon the same conditions, restrictions, and limitations as are
prescribed in die act of 1828." This claim had been presented,
according to law, to die land commissioners, and by them presented
to Congress, and recommended for confirmation. It remained to be
finally setded, Congress confirming only to the extent of one league
square.
The.^int of difficidty, if any, is in the true meaning of die words
" conditions, restrictions, and limitations!" These words do not neces-
sarily mean a limitation as to time. By the 12th section of the act
of May, 1828, claims were to be brought by petition before the court,
within one year thereafter, i. e. by filay 23d, 1829, and prosecutea
to fihal decision in two years, i. e. by May 23d, 1830. Yet the Con-
gress says. May 26, 1830, more than two years afterward, that die
remaining claims diall be adjudicated upon the same limitations^
ftcv, as in the act of 1828, which would be impossible, S these
words included the idea of time; for the time to file the petition,
and even for final decision, had i^ready expir^, and no proceed-
ings could be had. But the Congress intended, by the 4th section
of the act of 1830, that the proceedings should l>e had for a final
setdement. The tide of the act is, *^ to. provide for a final setde-
ment," &c. These words then cannot intend a limitation as io the
time of commencing proceedings, but mean diose various condi-
tions, restrictions, and limitations, in regard to the practice, course
of proceeding, &c., &c., required by the act of 1828, and the
Missouri act upon the same suoject.
This point was argued in the case^of die United States t^. Deles-
pine, 15 Peters, 319, and the court says, diere " is no direct limi-
tation in the act of 1830." Will the court imply a limitation as to
time in diis highly remedial statute, and by suqh implication defeat
a final setdement of diese land claims, to efl*ect which was die object
of passing the act, and in which both parties are interested ; and
that, too, in a case where the minori^ of heirs repels any imputa-
tion of laches on the part of the claimants ? Justice and public
policy are both a^'sdnst any such implication.
Mr. Justice CATRON delivered the opinion of the court
This is an appeal from a decree rendered by the Superior Court
of the district of East Florida, by which it was adjud^d that no
limitation existed to the filing for adjudication a claim for land
under di6 acts of 23d May, 1828, and of 26di May, 1830.
JANUARY TERM* 184ft. «»
The United States «. MarTin.
The petition to the Superior Court of Florida was filed in 1843
by Marvin, to have conmmed to him seven thousand acres of land
on the riyer St. John's, by a concession in the first form made in
favour of Don Bernardo Segui, on the 20th December, 1815, by
Governor Estrado : and the first question presented below was, and
is here, ha^ the Superior Court jurisdiction to entertain the cause ?
That court havmg adjudeed*th^ the act of 1830 had no limitation
in it, and our conclusion oeinff to the contrary, we vrill briefljr tftale
our reasons for reversing the decree and for ordering the petition to
be dismissed.
The first act conferring jurisdictioil on certain courts of the Uni-
ted States, to adjudge tides to land of die foregoing description, W|s
tihat of May 26, 1824, and applicable to lands lying withui the state
of Missoun and territory of Arkansas. By. the 5th section of that
act it was declared* that all claims within its purview should be
brought by petition before the District Court within two years firom
the passing of die act ; and when so brou^t before the court, if the
claimant, b]^ his own neglect or delay, &iled to prosecute the cause
to final decision within three years, he should be for ever barred,
both at law and in equity ; and that no other action at commoi\law,
or proceeding in equity should ever thereafter be sustained, in any
court whatever in relation to said claims.
By flie act of 1828, sect. S, the provisions of the act of 1824
were extended to the Superior Court of Flgrida, with somer modifi-
cations ; and among othiers by sect. 12, that any claims to lands
within die purview of that act which should not be brought by peti-
tion before the proper court within one' year from th^ passing of the
act ; or which, being brought before the court, should not on account
of die neglect or delay of the claimant, be prosecuted to a final de-
cision within two years, should be for ever barrc J ; and that no
action at common law or in equity diould evei thereafter be su^
tained in any court whatever. And by sect. 13, the decree was to
be conclusive between the United States and the claimant.
Jhe act of 1830, in its Ist, 2d, and 3d sections, confirms
various claims; and in the 4th section declares, that all the
remaining claims which had been presented according to law to
certain boards of commissioners referred to in the previous sections,
and not finally acted on by Conmss, should be adjudicated and
finally setded upon the same conditions, restrictions and limitations,
in every respect, " as are prescribed'by Ae act of Congress approved
May 23, 1828, entided an act supplementary to the several acts pro-
vidiiifi; for the settlement and confirmation of private land claims in
Florida." The last law, of 1830 is also entitled an act to provide
for the same purpose : It is supplementary to, and in effect re-enacts
the law of 1828 ; carrying with it the entire provisions of the pre-
vious statutes, save in so lar as previous parts of them were modi-
fied by subsequent conflicting provisions. The policy of Congress
mi SUPREME COUBT.
Price «. .Session^.
wai to settle iiie claims m .as short a time as practicaUe, so as to
eni^e the govermnent to sell the public lands^ nvtich could not be
done ^th propriety until the private claims were ascertained. As
these *were many in number, and for large quantities, no choice was
l«ft to the eoYemment but their spfiedy settlement, and sererance
from the piH>lic domain ; such has lieeitits anxious policy through-
out, as appears from almost every law passed on the subject. In
f 8S^ the time for filing petitions befoi:e the courts was even reduced
from two years to one, and a positive bar interposed in case of
fedlure. This policy we think Con^p^ int'endea to maintain, aiid
that die c(^urts of Florida had no jurisdiction to receire a petition
lor ibe confirmation of an incomplete concession like the one before
us, after the 26th of May, 1831.
Some stress has been placed on the languaee .employed by tfiis
court m Delespine's case, 15 Peters, 329; and on wnidi it is sup-
-pdsed the court below founded its decree on the head <^ jurisdietitfn.
There «n amended petition. had been filed after d^e expiration of a
year firom the 26di of May, 1831, and the. question was whether the
defectiye petition, filed -in time, had saved the bar, and it was held
that it had: But so far from holding that no bar exited, the con-
trary is rather to be inferred ; the difeet question was neither decided
or intended to be.
For the reasons stated, we order die decree of Ihe Superior Court
of East Florida to be reversed, andalirect that the «ppeUeea? peti-
tion be dismissed.
ICSWILItTK PUCB, Juir., POR THB USE OV DaHBL W. GUULUY, PtAV-
TIFF IN SRROR, V. MjJfTBA A* SiSBIONS.
Where a testator devised certain property to his infant daogfater, to be delivered
orer to ber when she should arrire at the age of eighteen years, utd the
dai^teT; at the age of .sixteen, married the executor who had the principal
management of the estate, and possession of the property 'devised, he man be
considered as holding it as execntor, and not as husband.
Hie executors had no power to deliver the property to the ^fighter, or to her
guardian, or to her hnsband, before the happening of the contingency neap
tioned'in the wiU.
The law of the state of Mississippi, providing (hat a wife should retain tnch
property in her own right, notwithstanding her coverture, having gOne into
operation before the daughter arrived at the age of eighteen years, the distrip
botion to her must be considered to have been nsade under that law.
Hie property, therefore, cannot be responsible for the husband's debts.
Tms case "was brou^t up^ by writ of error, from, the Circuit Ckmlt
of die United States for the southern ditoict of Mississippi.
The fiiCts were these,:
bi June, 1836, Russell Smxtk died, leuTing a will, flie second section
JAWOABY TERM, 1848. W>
Prio« «. Seaaiona.
ef which directed that his just debts and funeral expenses be iwidi
md that for this purpose, the fprce be kept together on his planta-
tion, SylTan Vale, and prudently managed until that crop, or die
subsequent one,' should yield a fund to pay said debts.
The third section bequeathed to his step-son, William D. Giiffin.
finur Quarter^sections of land, and serenteen slates; and continued
as follows: ^^ which properQr is to be delivered to the said William
D. Griffin, l>y my executors, .^e& he diall arrive at the age of twen^
ty-one years; and should he, the said William. D. Griffin, die before
lie atrires at the age of twenty-one years, then, and in that event.'
the aforesaid prof^rtv, real and penonal, is to be equally divided
between my deur beloved- brothers-in-law, E. J. Senions, P. W.
Defranee^ W. Le Defiance, and Charles A. Defrance, provided they
be livinff ; if not,' then it is to revert to my estate again, to be dis-
poaed of as herei^oafter provided.
«iddy. I j;iTe and bequeath unto my dear beloved dauditer,
Mar&a Ana Snith, all the remaining: balance of my estate, realand
personal, not mentioned in my bequest to William D. Griffin, and
should he and the othcm before-mentioned, to* whom the said legacy
was tO'desceod, all be dead,ahe is also to inherit it^ the said legaqr
to' W. D. Griffin ; but, at all events, the property is to be kept toge*
tfier, and the force worked on the plantation, until my said daupi-.
titr, Martha Ann, arrives at the age (^eighteen years, at which time
my^ executors are to deliver over to her all of tne proper^ first set
n>art for her^ and still retain the possession of the legacy to W. D.
uriffin^ and not deliver it to her, if he lives until be is twenty-ooa
years "if age ; and if he dies, the mode is pointed out for them to •
pursue* But should my said dau^ter, Martha Ann*, die before Ae
arrives at the ase of eighteen, or has ^ heir of her own body, then
:die legacy left ner, as also that may descend to her iGrom ttie first
legacy, (to W. D. Griffin,) is to be disposed of* 9s follows,;to wit:''
Ac., AC.
Ife forfher appointed E. J. Sessions, P. W. Defi-ance, John Lane,
and George Selasr, executors; and John Lane guardian tp his daug)i-
ter, Ma^a, the defendant in error in the present suit, who was, at
that time, about fourteen years of age.
On the 25di of July, 1^, the will was admitted to probate, and
kftten testamentary were granted to three of the executors, viz.^ Sea*
sions, Lane, and Selser; and Lane was also appointed guardian to
the diild.
On the 8th of May,^.1838, Sessions, together with Ghmuel Per-
nandis, and H. Femandis, executed to Price, die plaintiff in error,
two promissory notes; one payd)le eight months after the .1st of
May, 1838, for #2345 11, and \iie other payable twelve months after
Oe 1st of May, 1838, for |3401 16 ; bo^ being negotiable and pay-
aUe at the office of the Planters Bank, Yidcsburg, Mississippi.
In September, 1838, Sessions, one of flie ezecutois, aianied Mar-
V0L.III.— 79 3G
<W6 SUPREME COURT,
Price V. Sevsiom.
' ■ ■ » ■ '
tha, the daughter of the testator, she being, at that time, about nx«
teen years ch age.
In August, 1839, Price, a citizen of the republic of Texas, and
suing for the iise of Gaulley, a. citizen of the state of New York,
bioi^t suit against the three makers of the notes aforesaid, in the
Cirgiuit Cou^ of the United States.
Af November term, 1839, he obtained a judgment against the
whole three, and in December fo11o^;nng i3Sued. a fieri facias upon
theiudgment
The property levied upon was suffered to remain in die hands of
the possessors, upon their executing a forthcbming bond.
In 1839, the legislature of Mississippi passed an act, (Acts, 72,)
fte 22d and 23d sections of which were as follows :
"Sect. 22^ Any married woman miy become seised or possessed
of any property, real or personal, by direct bequest, demise, gift,
purchase, or distribution, in h^ own name, and as of her own pro-
perty; provided, the same does not come from her husband^ after
coverture.
"Sect. 23. Hereafter, when afty woman, possessed of a property
in islavesy diall mjmy, her property in such slaves, and their natural
increase, shall contiirue to her, notwithstanding her coverture ; and
she shall have, hold, ecnd possess, the same, as her separate pro-
perty, exempt from any liability for the debts or contracts of the
nusband.'^
The 24th section gave to a woman who became entitled to slaves,
during coverture, the same right which the preceding section gave
to those women who possessed slaves at the time of marriage.
In January, 1840^ Session/s and wife executed two mortgages;
one to the Commercial and Railroad Bank of Vicksbui^, of land and
negroes, tp secure $21,66] 19, and the other to the Planters' Bank,
of other laiwi and negroes, secure $7121 20.
In May, 1840, the forthcoming bond, already spoken of, was for-
feited, the effect of which was equivdent to a judgment against
prmcipal and sureties, for debt, interest, and costs.
On the 23d of November, 1840, the executors of Russell Smifh
presented their account to me Probate Court, -by which it was re-
ceived, e^mined, allowed, and ordered to be recorded ; and the
executors were discharged from further accounting with the court,
unless thereafter cited by parties interested.
The estate was made Dr., $39,345 70
And allowed a credit of 13,636 12
By trtiich it appeared the executors had overpmd $25,709 48
In Januarv, lo42, aii' dlvsia fieri facias was issued against Sessions.
togefter witii the securities on flie forthcoming bond, and levied
upon the land and negroes which were devised to Martha by her &ther.
In Febnmiy, 1842, Martha claimed the property as her own, and
JANUARY TERM, 184S. - eSOT
Price «. BeirioDi.
the* question was brought before the court bdow on the yalidity of
said claim.
Upon the trial, the claimant then introduced John Lluiei one of
the executors, whose competency was objected to by the plaintiff,
but was pemutted to testi^ by the court. Said witness testified that
Egbert J. Sessions, one of the defendants in the above-named ./ierj
facias y had acted as executor fit>m the time he qtialified as such, in
conjunction with the two other executors; that Egbert J. ^Sessions
had taken charge of the plantation and ^slaves, as executor, and had
since had the actual control and management thereof; that the pos-
session of Sessions was joiitt. with the other executors, and the con^
trol of the ^yes was ffiven to him by the other executors as a mat- ^
ter of convenience, aslie, Sessions, uyed on tiie adjoining planta-
tion. The witness further testified^ -that the estate oi Russell Smith
was unsettled} and that there are now outstmding debts against the
e8tatej[>f Russelli Smith, unncad, amounting to -upwards of twenty
thousand dollars. Witness iurther testified, that the accounts of the
affim of the estate had been kept and rendered mostly by Egbert J.
Sessions, the witness^ Lane, having made but two .annual settle-
ments. Witness stated that he had rendered' accounts, as guardian
of claimant, Martha A. Sessions. Witiiess further stated, that he
considered Egbert J. Sessions in the possession of the property, in
the capacity of executor of Russell Smith ; that the daimant and E^
bert J. Senions had intermarried in 18^; that said Sessions was
now in the possession of the property since the marriage ; that no
formal act of delivery of the property to E. J. Sessions, by the exe-
cutors, had taken place since the marriage of the chdmant with said
Sessions*
The plaintiff proved that daiinantiwas bow about twenty yean
of age, and was sixteen years of age ^ ^e time of her marriage
widi said £g^i)ert J. Sessions, which was in* September, 1838.
The plaintiff proved by John Lane, that he anented to the execu-
tion of the two mortgages above named, by Sessions and wife, the
present claimant.
The claimant then proved, that the. debts enumerated in said
mortgage befor$ referred to, was, as she believed, in renewal of
debts contracted with the bank by Russell Smiths in his lifetime, the
claimant's father.
Said John Lane furAer proved, that he was a director in one of
the banks to which said mortgages are made ; that he had assisted
Sessions in making the arrangement with the bank,'and also assented
that he, Sessions, and claimant should mortgage the property to the
banks.
This was all the proof in the cause; and,* thereupon, the court
instructed the jury, ^'that the property^ devised suid bequeathed by
the will of Russell Smith to the claimant, Martha A., did not vett
in her, nor was die entitled to the possession of it until she, the
aaS 8T7PREHE COURT.
Price 9. SetfioBB.
claimant, arriyed at ftie afl;e of eighteen Team: and aldiou^ die
married the defendant in ue execution before that time, tbe tide of
tlie property conld not be vMed in iiim until the claimant attabed
eiriiteen years of age,, at which time, under the will, she became
erotled to the possession of it;^that the proner^r in controversy is a
chose in action, and could not vest in her nusoand until she or he
had reduced it to possession, which could not be done, b^' tfie terms
of the wiU, before she was e^^teen yeafs of age. I^ therefore,
when the act of the Mississippi legislature, fiecuring ^o married wo-
men their property^ free from the debts of their husbands, (which
went, into CTect in April, 1839,) the claimant had not attaoned d«e
ge (^ei^tc^ years, die husband had no legal estate in it, and it
ould not be subject to this execution ; and if they believe from the
▼idence, that the possesion held by Egbert J. Sesdons, oiie of the
efendants in the execution, was held as executor up fb that time
iointiy with the other executors, such t>08i{ession ves^ in him no
legal interest by his marriage with'the^daimant, either to the land
or slaves, or other personal property.
<^To which instructions.of the court the phintiflr eaccepted, and
tendered this his bill of exceptions at the time, before the Jury re*
tared from the bar, 3vhu3i he prayed mi^t be agned, swed, en*
loUed, and made a part of the record, which is done accordingly.
«^J. McKmiXT, [SEAL-P
Under these instructions die jury found a verdict for the claimant,
and to nrview their correctness, die writ of eivdr was brought
Bemdersoiif for die plaintiff in error.
CVJtteiufen, for die defendant in error.
Ehukr$on referred to the foHowing assignment of errors whidi
hndbeen filed in the cdurt below :
1. The court erred in ingtroctins di$ jurv —
« That the property devised ana bequeamed by the will of Rus*
sell Smith to die claimant Martha Ann, did not vest in her until she
irriTcd at die age of eighteen years.
2. The court eired in instructme the juiy —
<« Hiat the tide to die property md not vest in Egbert J. Sessions
until the claimant arrived at ei^teen years M* age."
3* The court eired in instructing the junr —
** That the property in controversy is a chose in action, and could
not Test in the huAand of the claimant, nintil she or he had reduced
it to poasessipn.
4. The court erred in instruc: the iury —
'^ If, when the act of the Mssi ppi legislature, securing to mar-
ried women their propertj^, free from the debts of their husbands,
(which went into eflect m April, 1839,) die claimant had not at-
. tained the age of eighteen years, the husband had no legal estate in
it, and it could not be subject to this execution.''
JANUARY TERM, IMS.
Price 9. Sessions.
5. The court erred m instnictiDff the jury —
*^ If they believed) from the eyioimce, that the possesrion held by
Egbert J. S^dons^-one of the defendants in the executidn, was held
as executor up to jhaf time, (when the act of the legislature of Ifis-
sissippi, . above rderred to, "was passedi) jointly with the other
executors, such possession vested m him no 1^^ interest .by his
mani&ge with the claimant, either to the land or slaves, or other
personal property."
6. "the court mstructed the jury contraijr to the law of the case.
His argument then ppoceed^ed as follows :
Notwimstending that Russell Smith died in June, 1836, and his
dau^ter Martha married the said Egbert in September, 1838, and
die married women's act todc effect on die 15th April, 1839, yet,
as from the proof it is to be inferred that Martha was not ei^teen
years old till about June, 1840, it is assumed the legacy comd not
vest till the,lktter date, and therefore was property acquired to her-
after the said statute took effect, and was therefore secured to her
by the 3d section of that act, which is as follows :
/< That. when any woman during coverture shall become entitled
to, or' possessed of, slaves by convevance^ gift, inheritance, distri-
bution, or otherwise, such idaves,togeuier with their natural increase^
Aall inure and. belong to the wife, in like manner as is above pro*
vid<sd as to slaves which she may possess at the time of marriage*''
As to all such slaves, she is entvtied, as.per sect. 2, to hold them
as her property^ the control and usufruct, however, to belong to the
husband, agreeable to laws heretofore in force.
The Superior Court of Mississippi has decided that this statutory
estate, of a married woman is not me jsole and separate estate known
to the common and chancery law : that the latter may still be cre^
a(ted, thou^ the statute has not created such estate, but has only
secy fed personal property to a inamed woman, in the same way
lands,' in her own ngfat, were secured to hte at common law.
8 Smede t^ Af arshall's Rep. 165, 570.
We maintain —
1st. That by the will of Russell Smith theiegacy to his daughter
Martha vested on the instant of his death, and possession only was
deferred ; and her marriage with Egbert J. Sessions invested him
with a right of property in said legacy, subject only to like post-
ponement of possession. 4 Hen. & Munf. 411 ; 4 Call's Rep. 321.;
1 How. Miss. Rep. 563, 564 ; 3 How. Miss. Rep. 312, 395, 396 ;
1 Wash. Va. Rep/30.
That to fix a husband's right of property to a legacy accruing to
his wife, either before or during coverture, it is not necessaiy he
should reduce it to possession. 3 How. Miss. Rep. 395, 396;
4 How. Miss. Rep. 214.
Especially is this true of a l^cy, the possession of which is
362
ftW 8Ut>REME COURT.
The United 8iaiei «. Marriii.
'- '' (" '. ' '
tbe places not being the same. This change was refused at^lhe
land-office here, for the reason that the decree excluded such a
dhange until it was altered by the proper judicial authority. For
this purpose the petition for. a re-hearing was filed, seeking to hare
the decree of 1830 rdbrmed, and that part of it esfablishing'locality
and botmdaries set aside or disregarded, and the land located dse-
where. This the Superior Court of East Florida had no power to
dO| on the &cts set forth by the petition, because the decree of this
court, made in affirmance of that made below, is conclusive on the
inferior court ; and it has no authority .to disturb it by the mode
proposed, but can only execute our mandate, and settle so much as
remains to be done. For the principles eoveminfl; in like cases,
we refer to the er parte application of Sibbald, and the rules diere
laid down, (12 Peters, 480^ 480,) to which nothing need be added;
as they are altogether adVerae to the present proceeding, and dipw
that the petition was properly dismined.
Thb Untted States, appeixants, r. William Martin.
The act of ihe S6th of May, 1880, protiding for the final telUeiiieDt of land
claims in Florida, mnst be construed to contain the same limitation of time
within which claims were to be presented as that provided by the act of SSd
of May, 1828.
That limitation was one jrear. The conrts of Florida, therefore, had no riebt
to receive a petition for the confirmation of an incomplete concession after
the 36th of May, 1831.
The case in 16 Peters, 839, examined and distinguished £rom the present*
This was an appeal from the Superior Court for the district of
East Florida.
It was a land^ claim, and as the opinion of the court turned eiK
tirdy upon the 9uestion, whether or not the claim was filed in time
in the coturt below, it i& only necessary t{> state the circumstances
which bear upon that point.
On the 23d of May, 1828, (1 Land Laws, 439,} Congress passed
impact, the 12th section of which was as follows :
^< That any claims to lands, tenements, and hereditaments, within
the purview of this act, which shiJl not be brouj^ht by petition he^
fore said court within one year from the passage of this act, or which,
being brou^ before said court, shaU, on accojunt of die neglect or
dc^lay of the claimant, not be prosecuted to a final decision within
two years, shall be for ever barred, both at law and in equity; and^
no. other action at common law, or proceeding in equity, shall ever
diereafter be sustained in any court whatever. '^
On the 26th of May, 1830, another act was passed, (1 Land
JANUARY TERJH, 1846. (Mil
The United States v. Marrin*
Laws, 466,) providing for the final settlement of land claims
in Florida. It confirmed certain claims imder a league square*
which had been recommended for confirmation by the register and
receiver of the land-office, acting as commissioners in the district
of East Florida, and then proceeded to enact by the 4th. section, as
follows:
'< That all the remaining claims which have been presented ac-
cording to law, and not finally acted upon, shall be adjudicated and
finally setded upon the same conditions, restrictions, and limitations
in every respect, as are prescribed by the act of Congress, approved
23d May, lo28, entitied '^ An act supplementary to the several acts
pro\idiii^ for the settlement and confirmation ot private land claims
m Flori(&."
On the 17th of June, 1843, Marvin filed in the clerk's office of
die Superior Court for the district of East Florida, a petition, claim-
ing title to seven thousand acres of land which had been granted to
Bernardo Se^i, in the year 1815, by Estrada, then the Governor
of East Florida. He fiirther stated that the claim had been pre-
sented to the commissioners, recommended by them to Congress for
confirmation, and confirmed by Congress to the extent of one league
square, by the act of May 23, 1828.
An answer being filed on behalf of the United Stajtes, and sundiy
matters bemg given in evidence by the petitioner, the cause came
on for trial, when the court decided that by the act of Congress of
May 26, 1830, the claimant was not bound to file his petition within
(me year fit>m the passage of said act, and then proceeded to decree
in favour of the claim.
From this decree the United States appealed to this court.
The cause was ar^ed by Mr. Nelson, (attorney-general,) on be-
half of the United States, and by Mr. Marvin, for the defendant in
error.
Mr. Nelson referred to the acts of Congress above cited, and said
diat the question under this head was, whether the limitation of time
prescribed by the act of 1828 was continued by the act of 1830.
llie case in 15 Peters, 319, was relied upoii by the other side, and
was the foundation of the opinion ^ver by the court belpw. Bi)t
ike point did not arise in that case, because there a petition had
been fil '^ in time. In all other, land laws there was a limitation,
because the policy of the government was to have all land claims
settled within a given time.
Marvin argued in the following manner.
The petition in^this case was filed June 17, 1843, and the only
point of any difficulty in the'^^case, and the only one argued in the
court below, is, whether the petition was filed in proper time.
The correct decision of tills question depends upcm the construc-
tion to be given to tiie 4th section of the act of Congress of May 26,
68& SUPREME COURT.
A.I ■ .III! — ^^1—^
Price 9. Setiioni.
representatives, but the will gives it another direction. 1 Rc^ier on
L^cies, 378) d sea. ; 3 Vesev, 236, 536 ; 1 Merivale, 4^, 428;
8 Vesey, 647 ; 2 Merivale, 363, 384.
The rule is, that where interest*on a legacy is given to a legate,
courts are inclined to consider it as a vested- l^cy, althou^ Ae
payment may be postponed to a future time ; but here the profits
were to go to the executor ,> and, in case of the deftth of the l^atee,
the property was to go in another direction than to her natural heirs.
Was it wiUiin the protection of the law of l^ississippi ? The law
may be inartificially drawn, but its object is apparent. When it
allows a woman to acquire' and hold separate proper^, it is equiTU-
lent to sayine that it shsJl not be responsible for the debts of the
husband. &it it b said by the other side th^at the husband had at
least an estate for life in the slaves, and that this estate was pnmerly
liable to execution for his debts. But the act says that he is to nave
the direction and control of them during coverture, and how. can
this be complied with if they are removed out of it bv being sold ?
If this were so, the intentions of the legislature could always be
defeated. There are no" restrictions as to time or place, ana:they
mi^t be sold for twenty or thirty years if the husband continued to
live so lon^ and be removed to some distant place from which the
woman, wnen a widow, would find it impossible to reclaim them.
Was Ais what the legislature meant ? All that they intended to
provide for was that me husband diould have. & control over them
for safe keeping. They intended to carry out their idea planily,
wrthout reference to technical rules or continjgent legacies. It has
been said that the husband became vested with the property before
the passage of' the act ; but the counsel confounds his possession ais
executor with that as husband. A case has been cited from Vir-
ginia, saying Ihat where a remainder in slaves belongs to a wife, the
husband has a vested right. But this is peculiar to that state .and
arises from her local laws. In Kentucky, slaves are real. property
for some purposes, and personal for others. The common law has
not been the woihan's mend. Society has placed herinahi^er
position tha^ the law. Under a flattering pretence of unity b^ween
husband mid wife, the woman has been considered as annihilated,
stripped of her property, and in widowhood, allowed only a scan^
pittance of the yery property which die may have brought. "Ins
law of Mississippi is a wise and just law, and we hope it will re*
ceive such a construction as will carry out the benign mtetitions of
the legislature. Sessions was not married when the debts were
contracted, and no injustice is done to his creditors by refusing to
apply his wife's property to the payment of these debts.
Bendersouy in reply and conclusion, referred to Roper on Lega-
cies, 403, to show that a devise over upon a contingency does
not prevent a legacy firom vesting. The husband here daims to
JANtlART TEBlt, 1646.
Price «u jEletsiom.
hold as execiilor after his funcdons aft executor have ceaaedr The
durtiiiction between the choses in action and prq^erty of % wife, it
clearly pointed out in 3 Howard's Miss. Rep. ^6. The courts 19
Bfississippi saj that the nfjtd, of the ^nsband is perfect without re-
ducing them into possession. How can property in possession be
a chose in action? Sessions had these slaves in possession^ and has
them now. He undoubtedly had a life-estitte in them. The 1
is badly brought ud, because the verdict of the juiy includes both
land and slaves. In Mississippi property taken in execution may
be replevied^ but this will not apply to land, llie statute only
meant to put a wife's personal ordpertyin the same condition where
the common law places her real estate. But the life«estate of a hus-
band in lands may be sold. The statute ^ves to the husband the
use and control of the wife's slaves as long as he lives, and conse-
quently die can have no benefit from them under any construction
of it
Mr. Justice CATRON delivered the opinion of the court
The Question arising on the charge of the Circuit Court is, "What
interest bad the husband^ Sessions, in the propertv in controversy at
the time it was levied on for his debts.' If he had anv subject to'
execution, it was acquired by the marriage with his wife as owner.
Her right depended on the will of her father.
Russell Smith died in 1836, in the state of Mississippi, leaving a
last will and testament, duly proved in Warren county, (Zlih July.
1836,) leaving E. J. SessiQns, P. W..Defrance, John Lane, and
Geor^ S^Iser his executors ; and also leaving John LanC'testamen-
taiy guardian to the testator's only <iild, Martha Ann Smith. Ses-
sions, Lane, and Selser qualified, as executors.
The testator first provided, that his debts should be paid by the
proceeds of crops from his plantation.' and that the force Aould
oe kept together, until the crops paid the same, not exceeding two,
however.
He next gave to his step*son, William D. Griffin, a section of
land, and various slaves^^ to be delivered to this devisee, w^en be
arrived atrthe age of twenty-one years : But should he die before,
then, and in that event, the property, real and personal was to be
divided between E. J. Sessions, r. W. Defiance, W. Le Defiance
and Charles A. Defirance, provided they should be living — ^if not,
the property to revert to the estate to be disposed of as thereinafter
pronded. .
2. All the remaining balance of the estate real and personal is
devised to the daughter, Maittia Ann Smith— and should aU of the
devisees mentioned .in the first clause be dead before William D.
Griffin attained twenty-one years of age, then the whole estate was
to be inherited by said Martha Ann. "Bi^ at all events (says the
will) the praperhr is to be kept together and the force worked on
684 SUPREME COURT.
Price 9. Sessions.
the pjaptation until my said daughter Martha Ann arriyes at die
age of Eighteen yean; at which time my executors are to deliyer
over to her all of the property first set apart for her, and still r^ain
the possession of the legacy ta W. D. Griffin, and not deliyer it to
her if he lives until he is twentjr-one yeara of age." The proceeds
of the erops to be yested in young slayes, in tfie mean time.
If the daughter diould die before she arriye at the age x>f eighteen,
or had an heir of her body, then the legacy left her, (and that left to
Griffin also, if yested in her,) are directed to be disposed of oiher^
wise — in charities, &c.
At about sixteen yeara of age Martha Ann married Egbert J. Ses-
sions, one of the executors, who had the principal mana^ment ct
the estate, and possession of the property. For the additional fiurts
we refer to the statement of the reporter. On this proof the court
instructed the jury, " that the property deyised and oequcathed hj
the will of RusseU Smith to the claimant, Martha A., did not yest
in her, nor was she entitled to the possession of it uiftil she, die
claimant, arriyed at the age of ei^teen years; and aldiou^ die
married the defendant in the execution beiore tfiat time, Ae title of
the property could not be yested in him, until the claimant attained
eighteen years of age, at which time, under the will, she became
entitled to the possession of it ; ftat the properhr in controyersy is a
chose in action, and could not yest m her husband until she or he
had reduced it to possession, which could not be done, by the tenns
of the will, before she was eiditeen years of age. If, Aerefore,
when the act of the Mississippi legislature, securing to married wo-
men their property, free from the debts of their husbands, (whidi
went into eflect m April, 1839,) the claimant had not attained the
age of eighteen years, the husband had no legal estate in it, and it
could not be subject to this execution : ^nd if they belieye from die
eyidence, that the possession held by Egbert J. Sessions, one of the
defendants in the execution, was held as executor up to that time
joinUy with the other executors, such possession yested in him no
legal Interest by his marriage with the claimant, either to the land
or slayes, or other personal property."
As the legacy ^33 outstanding at the time of the marriage, the
title was in me executors, subject, first, to the payment of debts ; and
then the claim of the deyisee : but on the contingency, that until the
daughter arriye at eighteen, or had an heir of her body, she should
in the mean time take nothing more thim a support; and tUs whe>
ther she married or not, for a marriage was contemplated as possible
before the age of eighteen, as the becoming a mother berore was
proyided for, so that the child might take through the mother.
We think it is free from doubt that the executors had no power
to deliyer possession of the property deyised to the dau^ter before
either of tne contingencies aboye occurred ; and that an attempt to
do so, either to the guardian,. or to the husband, would haye oeen
JANUARY TERM, 1846. eSS
Price V. Sessions.
void, because in violaticm of the manifest intention of the testator:
It follows, that until the wife arrived at the age of eiriiteen, or had
an heir of her body, the husband could only hold possession as
executor. Had he died before, then we think it clear, the wife
would have taken, and not the personal representative of the hus-
band^ as the executors could not assent in his behalf to the vestiture
of the le^cy in possession. Provisions in wills, that the executors
shall retam the propertv devised until the devisee is of lawful age,
and postponements to later periods, are of common occurrence ; tiie
executors having assumed the Jtrust, are held to its execution — on
their responsibility and prudence the testator relied, and not on fu-
ture husbands that young and orphan daughters mig^t marry ; nor
on guardians selected by indiscreet and incompetent minors. Thes3
evib are too prominent, and have too long employed the anxious
cares of prudent, testators, for this court to lend its sanction in any
degree to impair the -^ardg interposed by wills, whereby the rights
of possession and enjoyment are withheld from devisees. As the
testator could have cut them off altogedber if he would, there is no
ground for complaint recognised in courts of justice : And yet less
^und for complaint i^ there in a case like the present, where an
individual creditor of the husband seeks to defeat the plain provi-
sions of the will, by an assumption that the marital ridits super-
seded the executorial duties, and conferred a power to aeliver pos-
session, which the will expressly prdhibited.
Mrs. Sessions attained the age of eighteen m June, 1840. In
April, 1839 the act of Mississippi took effect, by which it is pro-
vided— ^that when any woman possessed of property in slaves sball
marry, her property in such slaves, and their natural increase, shall
continue to her, notwithstanding her coverture ; and she shall have,
hold,' and possess the same, as her separate property, exempt from
any liability for the debts or contracts of the husband : And when
any woman during coverture shall become entitied to, or possessed
of^ slaves by conveyance, gift, inheritance, distribution, or other-
wise, such slaves shaJI inure and belong to the wife in like manner,
as is above provided as to slaves which she may possess at the time
of marriage.
As the rig^it of distribution in this case was postponed until after
the act of ll39 took effect, the wife could only take the slaves ex-
empt from the husband's debts; — we say, could, because it does not
appear that the executorsof Russell Smith have assented to the legacy
and delivered possession to the legatee, Martha Ann.
Without saymg more, we are of opinion the charge of the Circuit
Court to the jury was proper, and that the judgment nxust be afiirmed.
SUPREME COURT.
• AMD D. H. DAwam vr At^t PhAamwn m sbbob« o* Jom H.
Faxrbairh bt ai^, Hmnm ot BIakt E. FAiRBAnury piniain, Dih
VBMDAim Of £BSOB.
b afinnaiiTe statutes, foch parts of tiie prior as may be incorporated iaio Ibe
sal^seqaent statnte, as consistent witli^itlnnst be considered in force.
If a snbseQnent statute be not repugnant iir all its prorislona to a^rior one^ jei
if the later statute clearly intended to prescribe the olily mles which skoald
gorem, it repeals the prior one.
tTnder the application of these ntles, the law of Virginia, passed in 1771^
'authorizing the mayor of a city to take the acknowledcment <^ a feme corcrt
to a deed, irvot repealed by the act of 1795, or that of 179dL
Tats case was brou^t up by writ of error from Ae Circuit Cout
of the United Stateis for the district of Kentucky.
It was an ejectment brdufi^t by the heirs of Mary E. Fairbaini|
to recover a lia^^acre lot in me city of Louisrillei designated on die
oldpbn as nuifiber 22, and on the new plan as number 31.
lliere were many questions in die case, but as the opinion of the
court turned upon a single point, it is not necessary to state ai^
except that one.
On the 12th of Masc i, 1811, Mary E. Fairbaim, being the wife
of Thomas H. Fairbair^, and the owner of the lot in controyersyt
subiect to the dower interest of her mother, united widiher huAana
and mother in executing a deed K>r the premises. She then resided
in the city of Baltimore. It was allegea by her children and heirs
that this deed was incompetent to pass her interest, being improperly
executed^
They therefore brouefat an ejectment to recover it
The deed was as follows:
<' This indenture,^ made this 12th day of March, in the'year of our
Lord 1811, between Elizabeth Henry, Thomas H. Fairbaim and
Maria his wife, (daughter and heiress of Daniel Henry, decease],)
of the city of Baltimore, in the state of Manlapd, of the one pail
as^d Dr. Kichard Ferguson, of the town of Louisville, in the county
of Jefferson and stat^ of Kentucky, of the other part, witnesseth:
that the said Elizabeth Henry, and Thomas H. Fairbaim and Maria
his wife, for and in consideration of the sum of ei^t hundred doK
lars, current money of the United States of America, to the said
Thomas H. Fairbaim in hand paid, at and before the execution of
these j>resents, the receipt whereof is hereby acknowledged, the
said Elizabeth Henry, as tenant in dower, hath aliened, released,
and coLfirmed, and bv these presents dpth alien, release, and con-
firm ; and the said Thomas H. Fairbaim. as tenant bv the curte8y>
and the said Maria his wife, as tenant in fee-simple, have granted^
bargained, sold, conveyed, released, and confirmed, and oy diese
presents doth grant, bc^in, sell, release, convejr, and confinp,
imto the said Kichard Ferguson, his heirs and assigns, for ever, a
JANUARY TERM, 1646. «T
DftTieti et aL w. Fairbairn et aL
oertain lot of land, with all t£e appuiteiiaiioes, situate^ lying, and
bd^ in tibe town of LouisnDe aforesaid, and known on tlie plan
or map tiiereof by tibe number ninety-one^ (dl,).containme half an
acre, be tbe same more or less, on Main street, adjoining me north-
wardly side of Ae half-acre lot whereon the said Ferguson now
Ures, and between the same and Main street : to have and to hold
tiie said half-acre lot number ninety-one, with all the appurtenancesu
imto the said Richard Ferguson, Lis heirs and assigns, to his ana
tiieir oidy proper, use and tehoof for ever. And the said Thomas
H. Fairliaim and Mam his wife do covenant and agree, to and with
ihe said Richard Ferg^oson, and his heirs and assigns, that they, the
said TbDmas and Mari^} 'will, and their heirs, executors, and admin-
istrators, shall, warrant and for ever defend ^ said lot of land num-
bered nuiilty-one, with aU the appurtenances, unto the said Richard
Ferguson, his heirs and assigns, against all and every person or
persons whatsoever lawfully claiming or \o claim the ssmie.
<^ In witness whereof, the said Ehzabeth Henir, Thomas H. Fair*
baim, and Maria his wife, have hereto set their hands and seals, on
Hie day and y^ar first written.
Elizabeth Hemry, Tl. s.'
Thomas H. FaHlbaibn, [l. s.]
Maria Eliza Faibbaibn. [l. a.]
<< Simed, sealed, and delivered, in presence of—
jEdw'd Johnston,
Jno. Hargrove,
Henrt Patson,
CUTH. BULUTT,
Thomas Lrster.^
«< Bahim e county, state of Maryland, act. :
^* Be it imown and remembered, that on this 12th day of March,
1811, EliSabedi Henry, and Tliomas H. Fairbairn Rnd Maria his
wife, parties to the within and foregoing deed of conreyance to
1^. Ririiard Ferguson, come in their proper person before me, Ed-
ward Johnston, mayor of the city of Baltimore, in the state afbra-
sttd, and signed, scaled and delivered said deed of convevance; as
and for their Toluntary act and deed ; and the said Maria, being pri-
vately examined by me out of the presence and hearing of her said
husband, did, of- her own free will and consent, again consent to and
aclaiowledge &e said deed of conyeyance as ancf for her, act and
deed, the -same being shown and explained to her; and also relin*
quisbed and released all her right, title, interest, and estate, and ibe»
of, in, and io the lot of land number 91, with all the appurtepanoes
by tile said deed conTcyed, or intended to be conveyed,
r L 8.1 ^'^ testimony whdhM>f, I have hereto set my hand, and
I- ' •■caused die c(»porate seal of the city of Baltimore to be here*
oIq aflbced, the, day and year above written.
^ Edw'd Johnston, mmr of the city of Baltimore.**
eW SUPREME COURT.
Daviess et al. «. FairJ>airii et aL
Upon the trial in the court below, the followmg instraetions }
gnren with reference to this deed.
^^ And in substitution of a number of instructions moved by the
plaintiff, the court gave to the jury these instructions.
^^ I^iiead of the plamtiff's instruction No. 1, the court instructed
the junr, that the deed of conveyance byHiomas H. Fairbaim, &c^
of i2th March, 1811, to the defendant Dr. Richard F^guson,
whereof a copy was read in evidence by the plaintiff, was not in
law the deed of the feme covert Maria E. Fairbaiin, is not her deed
of conveyance for any purpose whatever, and passed fix>m her to
Dr. Ferg^uson no estate whatever in the lot of land in controversy.''
The bill of exceptions brought up this instruction, amongst otheis.
The question was, ;vidiether the majror of the ci^ of Baltimore
had a right to take* thcf acknowledgment
The act of Virginia, passed in 1776, which had been adopted by
Kentucky, (4 lattell's Laws of Kentucky, 432,) allowed the major
of a city to take an acknowledgment, where the grantorredded out
of Virgmia.
Two acts were afterwards passed by Virginia, one in 1785 and
the other in 1796, prescribing other modes of taking acknowledg-
ments in such cases, and £e question was, whraicr these acts
repealed that of 1776. The provisions of these acts are quoted in
the opinion of the courts and need not be repeated.
CriUenden^ for the plaintifis in error.
Loughborough^ for the defendants in error.
Crittenden f for the plaintiffs in error, referred 6r8t to the act of
Vireinia passed in 1748, (4 Littell, 423; 1 Statute Laws of Ken-
tucky, 429,) and tiien to the succeedmg acts. Hie act Of 1785 was
thought to repeal that of 1776, but there was no repealing clause in
it, and the courts of Kentucky construe them to be in pari maUriaf
Tlie laws of Virginia successively enlarged the means of convqf*
ance. The title of the act of 1796 was ^< to ena))le,'' &c. The
rule is, that repugnancy in statutes must be clear and undeniable,
before courts will assume it to exist. Dwarris on Stat.. 638i,* 699,
717, 718, 726, 734.
And again, where a statute is remedial and enlarging^ it will not
be held to control the operation of a previous one. The general
character of these statutes is enabling. The act of 1776 allows
femes covert to go before a mayor ; that of 1785 to appear in court
and acknowledge a deed. Where is the inconsistency between the
two ? If the l^ter is a repeal of the former, weliave never found
it out in Kentucky. There are more conveyances of land there than
in any o&er state, aiid much land is owned by non-residents. Up
to 1827, the doctrine now contended for was never heard of. The
first time ^at tfie question was raised was in the case of Hvnes and
Campbell, 6 Monroe, 386, mudi relied on by the 6ther stoe* But
JANUARY TERM, 1846.
DaTiess et kt «. FairbAirn •( aL
Ihae iras no question in tbat case about a feme covert. A deed
was set aside because justices did not certify that it was subscribed
before them. Tlie court say that the act of 1785 repeals that of
1776 as to justices. But then th». provisions of the two laws are
inconsistent i^di each other i^ this respect In Miller v. Hensbaw,
4 Dana, 327, the point is not decided. There are some loose dicta,
but althoueb the decisions of sti^ courts upon state laws are bind-
inff upon this court, dicta of judges are not In Taylor v. Shields,
6 liittell, 295, the court held that a sulMiequent statute requiring
deeds to be recorded in eig^ months, did not repeal a prior one
allowing eighteen months. ' 6 Monroe, 186, refers to the preceding
case. ' The act of 1796 contams a ^neral repealing clause, (1 Littell,
608, 509,) repeidixlg all that is mconsistent with the acts therein
recited and continued. But affirmative subsequent statutes are not
held to be inc<»isistent widi prio. ones. 6 Co. Rep. part 11, p. 54.
The Digest sanctioned by the judg^ of the court of appeals con*
tains this act of 1776.
Loju^Jbormigh, for defendants in error.
The first opinion of the court pronounced on 4he trial was, that
the deed ^rf* March 12, 1811, waamefiectual as to the wife (^T. H.
Fairbaim, and that her title to the lot did not pass thereby.
The act of Virginia of 1748 respecting conveyances provided for
cases of conveyances by^ persons residil^ in the state. It wiD be
found in 4 litt^, 423, (1 Statute Lawii of Kentuclqr, 429.)
By die act of 1786, (1 Statute Laws, 432,) husband and wife re-
«di^ in another state were enabled to Qonyey the dower or inherit-
ance of the wife withiA die commonwealth by the acknowledgment
of the deed, and the pri^ examination of the wife before two jus-
tices of" peace of the copn^ of the- wife^s residence, to be empo weied
bv a'commission for tliAt putpose flom the court in which ttie deed
snould be recorded.
By an a ^ of lt92, (1 littdl, 152, 1 Statute Ls^ws, 434,) the ao*
knowledgineiit and subseriptioh of the de^ before, two Justices of
the peace,'thou(^ not empowered by commission, and their certifi*
cate of the privy examination of the wife, upon being recorded in
due time, shall be effectual to pass the wife's rig^ of dower.
' ^ In 1795, Aortly afi^r Kentucky became a state, ib legislature
oobsiderin^ the comple^dty and an.ertainty of the statute laws in
fiffoe, provided by act 4>f December 17, (1 Lottell, 293,) for a revision
fliereor, fcr a.selecfion of such as 6u^ to be contmued in force,
and finr a reduction of aH of those reurting to the siime subject into
one fMst
Revisors were acccAdinj^yappomted, and dischai]^ their duty.
The results of their labours mkf be seen in various miportant acts
passed in 1796, inihe first volume of littelPs Laws. Having en-
acted ftem, the legislature, by an act of the 19th December, 1796,
640 SUPREME COURT.
DaTiess et at v. Fairbairn et al.
provided that tbey shoold take eflect on the 1st day of Januarf,
1797, and that so much of any act or acts as came within the pnr-
riew of the said acts should be repealed firom and after that asjr*
1 Litteirs Laws, 508, 609.
One of these revised statutes was the act to reduce mto one the
seyeral acts for regulating conveyances, 1 LitteU", 567, -(1 Statute
Law, 437.) It provides specialW (section 4) fob the conveyance by
husband and wife, living in another state, of the wife's land in Ken-
tuclqr. Thfe mode prescribed is the aclmowledgment of the deed,
and the privy examination of the wife before two justices of the
peace of the county of her residence, to be commissioned for fliat
purpose. This act also embriaces the provisions of the act of 1792,
respecting the transfer of the wife's dower, in its 6th, 7th, atad 8th
sections.
It was the law in force at the date of the deed to Fersuson.
In Elliott V. PiersoU, 1 Peters, 338, this court held that in Ken-
tucky the capacity of a feme covert to convey her land, is the crea-
ture of the statute law, and that to mske her deed eflectual, the
forms and solemnities provided by that law must be observed. This
is the received doctrine in the courts of Kentuclgr. It is held^ there,
that the deed of a. feme covert to convey her inheritance, or even
her dower, must not only be executed in the mode, and with the
solemnities required by the statute laws, Phillips et ux.'v. Green,
3 Marshall, 12 ; Steele v. Lewis, 1 Monroe, 49 ; Roberts' heirs v.
EUiott'a hews, 3 Monroe, 397 ; Smith w. White, 1 B. Monroe,. 19:
but it must be actually recorded, together with the certificate of her
pivt examination, not merely lodged in the proper office for record,
Whitaker V. Blair, 3 J. J. Marshall, 241 ; Tomlin v. MctJhord's
Reps., 5 J. J. Marshall, 336 ; and that, too, within the time fixed bv
tixe statute, otherwise it is void. Prewitt v. Graves, 5 J. J. Marshall,
124; Applegate v. (jrracey, 9 Dana, 215. And to authorize its
recordation it must be authenticated in the mode p'^'scnbed, and
by the officers appointed for that purpose. Hunt v. OWines, &c.,
4 Monroe, 21 ; McConnell v. Brown, Litt. Sel. Cases, 464 ; Wo-
mack V. Hughes, Ibid. 292. And if, in fact, placed on the record
without being so authenticated, it is ^tSl regarded as an unrecorded
instrument— cases last cited.
These cases show the strictness with which the statutes of Ken-
tucky, authorizing married women to part with their titles, have
been construed by its courts ; and the care they have exhibited in
Ac protection, of the rights of such persons and their heirs.
In this ease, though the deed to Ferguson was in fact recorded, it
wa* not upon its auSenticatioti, as regarded the feme covert, proper-
ly admitted upon the records. As to her it is an unrecorded deed.
The Mayor of Baltimore was not authorized to take her acknow-
ledgment, and to make and certify a privy examination.
Ml was contended m the Circuit Court that he derited anthootjr
JANUARY TERBI, 1846, Ml
PATiess et aL «• FairbairA et' aL
<a peifima these aeto from a etaftute of Viiginia o£ 1776, (4 Littell,
Die answer to this is, 1st That this act iras impliedly repealed
by the act of 1786.
This act o( 1786 occupied the same ground, and so fiur as regards
conreyances of real estate, contemplates and provides for the same
case. It was decided by the Court of Appeals of Kentuclgr, in the
case of Hynes v. Campbell, 6 Monroe, 3b9, that this act yirtually,
yet effectiudly, repealed that of 177iS.
2d. When the legislature passed the act of 1796, it was obyious-
ly intended that all 3ie provisions of existing statutes on the subject
m conveyances should be thereby supers^ed. Its histoiy and titfe
make this manifest. It was a codification of all the laws which it
was intended should remain in force. Its first ifections are the same
as &ose of ^ act of 1786. Those succeeding are the provisions
of the act of 1792. The old act of 1776 was wholly dropped.
Odier modes dian those of that act being adopted for the convey*
ance of Isind by non-residents.
Without a clause of repeal, it would seem that after the act of 1796,
that of 1776 was not in force. To hold otherwise would imply the
folly on the part of the legislature in the effort to render simple and
dondense into one law all acts on the sul^ject, to have retained two
acts on tfie same subject bv which the same thing could be tlone in
difierent modes— ^>r would be to deny to the le^slature the power^
to simidiAr and reduce into one the Jaws of convey^^es, since*
there can be no doubt that was its intention.
But having adopted the codes, so to call tfiem, of the revisers,
the legislature, by a separate act, passed on the same day, (1 Littell.
606«) as if to leave no doubt upon this subject, ezprewy repealed
all rormer acts coming within the purview <n these statute^
Can it be said that the act of 1776, so ftr as it resarded convey-
ances of real estates, by non-resident husbands ana wives, is not
within the v^urview of the act of 1796 ?
As to what subseouent statutes annul prior ones, see 1 lackering,
46 ; 12 Mass. Rep. 563 ; 6 Pickering, 169. The case of Taylor v.
Shields ouj^t to have no weight upon this pomt There must have
been an error in copying the word ^'eig^t'' instead of ^' eighteen."
The last qrllable must have been left out by mistake, for no good
reason can be given' for aIlowinfl| the people of the state eighteen
months to record their deeds, ana restricting non-residentF to eig^
It is admitted by the other side that the act of 1796 repeals the
prior statute as to* justices of the peace, because it makes promion
for them ; but it is argued that the authority of a mayor was permit-
ted to remain, because no n ice is taken of him in the .ict But
hoQk laws are equally applicable to justices. What good reason,
then, can be siven for the distinctbn ?
This case does not rest on an implied repeal only ; we say that
Vol, m.— 61 3 H 2
6^ SUPREME COUfaT,
Dayiess et aL v. FairbairD et aL
theife was an express repeal. The revisors were to collect what
was j^roper to be retained, and omit what ought to be left out
The title of the act of 1796 was ** to reduce into one," &c. One
branch of the laws reported on by the revisors related to coimtjr
courts, and upon this subject they made an entirely new code. Vfe
m that the same purpose was mtended with regard to the deeds
en femes covert. Additional guards were thrown around them for
protection. They were required to go into a court or before •com-
missioners. If the legislature had repealed the whole act of |776,
by name, tfaev would hav^ gone further than they wished, because
fliey intended all such parts of it as related to personal property to
remun in force. We must find out the intention of the legislature
by looking at the evils which existed before the passage of the law,
&e circumstances of the case, &c. 6 Dane's Abr. 695 ; 9 Peters,
317^; 3 Wheaton, 610.
It is said, in 6 Danie, 595, ^t where the legislature intends a re-
vision, it amounts to a repeal of prior laws.
In the act of 1796, clerks are (urected to record papers '* acknow-
ledged as before prescribed," which shows that the I^islature intend-
ed to make a new rule.
CriUmderij in reply v^d conclusion.
The deed is admitted* bythe other side to be good, if the statute
of 1776 is. not repealed. The burden of proof is on him, therefore,
to diow that it has been so ; and it has been attempted to be shown,
1. From its being inconsistent with the act of 1785.
2. From its inconsistency with 1796
3. From an express repeal by 1796.
The tajcX that the act of 1796 is the work of reviisors, cannot afiect
the construction of it.- There is no rule like this laid down by iht
elementary writers. It is only, after all, a revised statute. Eveiy
act of a legislature implies a revisbn of all former laws ; and is die
construction of it to be varied, because A. B. prq)ared it? A part
of the duty of revisors is to saywhat statutes shall be repealed. If
they thought that the act of 1776 ought to have been repealed, wlgr
did they not say so? * A revised act is cumulative, 11 Leigh, first
case in the volufne. What part of the act of 1786 repeals that of
1776? By 1748 deeds must be acknowledged before the Greneial
Court, or a County Court, in Virrinia. fiy»1776 a feme covert
may go before a mayor, and by. 17w she may go before any court
of record, or two justices appointed by a commission. But these
mi^t all be put into one statute, and not be inconsistent with eabh
o&er. How can the circumstance that they are in difierent statutes
varv the result? Statutes m pari materia must be construed to-
gether.
In 6 Pickering, a hiriier penalty was imposed than had been im-
posed by a preceding law. Here &ere was a direct conflict. But
JANUARY TERM, 1845, 6»
^ Dayiess ei at. «• Fairbairn et aL
in the case in Foster, where j£20 per month, and 12i. per Sunder,
were inflicted for not going to chOrch, both penalties could be levied.
The multiplication of the means of acknowledging deeds was only
a &cUity afforded to women.
If the act of 1785 did not repeal that of 1776, the act of I79ff did
not, because it is almost an exact transcript of former hws. The
designation of one person to do any given thing, doei not ex-
clude the right of another to do the same thing, u is said that the
legislature intended to protect women, but M13. Fairbaim never de«
nied or questioned the validity of her deed, as long as she lived.
Mr. Justice McLEAN delivered the opinion oi the court
This case is brought here by a writ of error to the Circuit Court
for die district of Kentucky.
The lessors of the plaintiff* brought an action of ejectment, to re-
cover a half-acre lot in tlie city of Louisville, numbered on the new
plan of the city ninety-one. Richard Ferguson, Daviess, and others,
were made defendants. The jury found the defendants guilty, and
a judgment was entered against them. On the trial, exceptions
were taken to various rulii^ of the court, only one of which it is
material to consider.
The court instructed the jury, "that the deed of. conveyance, by
Thomas H. Fairbaim and wife, of the 12th of March, 1811, to the
defendant, Dr. Richard Ferguson, whereof a copy was read in evi-
dence by the plaintifll^, was not, in law, the deed of the feme covert,
Maria L. Fairbaim ; is not her deed of conveyance for any purpose
whatever ; and passed from her to Dr. Ferguson no estate whatever
in the lot of land in controversy."
The plaintiffs below claimed as heirs at law of Maria E. Fairbaira.
The faimess of the purchase of the lot by Ferguson was not contro-
verted, nor that he paid for it an adequate consideration, llie lot
having descended to Maria £. Fairbaim, and her husband being
dead, her heirs claim the property, on the ^und that the acknow-
ledgment of the deed by meir mother, she being a feme covert, was
defective. And so the court ruled in the above instruction.
The deed w»s acknowledged on the 12th of March, 1811; the day
it bears date, by Elizabeth Henry, who signed it, and who had a
dower interest in the lot, and by f^airbaim and wife ; the latter bemg
examined separate and apart from her husband, in due form, before
the mayor of Baltimore, who. affixed his certificate and the seal of
the corporation to the acknowledgment.
On the 20th of May, 1811, Warden Pope, clerk of the County
Court of Jefferson, in which Louisville is situated, certified that the
deed was received in his office ; and it being duly certified and au-
thenticated, he recorded the same.
By the Virginia act of 1776, adopted by Kentucky, 4 Litt. Laws
of Kentucky, 432, entitled '' An act to enable persons living in other
644 SUPREME COURT.
DaTiess et aL *• Fairbairn et aL
countries to dispose of their estates in this eommonwealfli, with Qiore
ease and conyenienee/' it was provided ^^fliat a person residing ia
any other county, for passing any lands and tenements in this com-
monwealth, by aeed, shall acknowledge or prove the same before^'
the mayor or other diief maristrate of ttie city, town, or coiporatioD,
iR^erein or near to which be resides. But where there was no
mayor or other chief magistrate within the county, then a ceitificatey
under the hands and setJs erf' two jus^es or magistrates of the coun-
ty, that such proof or acknowledgment. has been made before them,
is sufficient ^Without an acknowledgment, the fee did not pass un-
der this statute. And '< where any person making such ccmveyance
shall be a feme covert, her interest in any lands or tenements diall
not pass thereby, unless she shall personally aclqiowledge the same
brfore such mayor or other chief magistrate, or before two justices
or magistrates, as aforesaid.'' A privy examination b required, and
the same beine certified, the deed may be recorded m the cornier
where the land Ues. And such deed shall be effectual to pass aU
the interest of tbe feme covert.
The acknowledgment of the deed under consideration, in all re--
spects, conforms to the requirements of the above act; and the im-
portant (question is, whether, at the time of the acknowledc^ment, the
act was m force ? If the act had not been repealed, the deed is un-
questionably valid.
The plaintifls in error contend that the above statute was repealed
Jbv the act of 1786, and also of 1796. The act of 1785 is entitled
*\A.n act for reflating conveyances," in the 1st section of which it
is provided, ^^mat no estate of inheritance, or fi'eehold, or for a term
of more than five years, in lands or tenements, shall be conveyed
from one^to another, unless the conveyance be declared by writmg,
sealed and delivered ; nor shall such conveyance be good against a
uurchas^ for valuable consideration, not having notice thereof, un-
less acknowledged or proved before the General Court, or before
the court of the county, city, or corporation, in which tiie land is
conveyed, or in the manner hereinafter directed," &c.
<< When husband and wife shall have sealed and delivered a wai-
ting, purporting to be a conveyance of any estate or interest, if she
i^pear in court, and being examined privily and apart fi-om her
husband, by one of the judges thereof, &c. ; or if before two justices
of the peace, of that county in which she dwells, who may be em-
powered by commission, to be issued by the 'clerk of the court
wherein the writing ought to be recorded," &c., shall be sufficient to
convey her estate.
In this act there is no express repeal of the act of 1776, conse-
qnently that act can only be repealed in so far as it may be repug-
nant to the subsequent act. They are both affinnative statutes, and
such parts of the prior statute as may be incorporated into the suV
sequent one, as oonsistent with it, must be considered in force. TMs
JANUARY TERM, 1845, W
Dayiess et at «. Fairbairn et at
is a settled rule of constructiony and implies, with peculiar force^ie
these statutes. Their object was to prescribe certain modes bv
which real property within the commonwiedth should be conveyed,
by residents and non-residents, and also by femes coverti and it must
be admitted, that no other modes of conreyance than those which
are so prescribed will be valid. These forms have been adopted
for the security of real property, and the convenience of individuals;
hence we find in the statute books of all the states, numerous acts
regulating the signing, acknowledgmg, and recording of deeds.
If the act of 1785 be not repugnant in all its provisions to the act
of 1776, yet if the former cleariv intended to prescribe the only
modes by which real estate should be conveyed, it repeab the prior
act. And this intention, it is said, is found in ttie act of 1786. To
some extent, this may be correct. Ii\ die first section of that act, it
is provided, &at '^ no estate of inheritance in lands or tenements
didl be conveyed from one to Mother, unless the conveyance be de*
clared by writmg,* sealed and delivered." Now a deed, to be ralid
as a conveyance, under this statute, must be in writing, sealed and
delivered. This is the common law definition of a d^. But there
are other requisites to make this convejrance valid against a pur-
chaser for a valuable considerati(m, without notice. The deed must
be acknowledged as the statute requires, and lodjB;e4 widi the clerk
for record, llie conveyance as between the parties would be valid,
under this statute, without acknowledgment, but unless acknow-
lodged and recorded, or lodged for record, would not be notice to
subsequent and innocent purdiasers.
The acts under consideration provide specially the mode by which
the estate of a feme covert shall be conveyed. In the act of 1785,
her privy examination may be made in court, or by one of the
judges mereof, or she may be examined by two justices of the
peace of the county where she re^des« ^^ who may be empowered
to do so by commission," &c.
By the act of 1776, the acknowledgment and privy examination
of a feme covert were required to be made before the mayor or other
chief magistrate, or before two justices or magistrates of the town
or place wherein she shall reside. Tlie acknowledgment before two
justices is retained in the act of 1785, with this additional requisite,
wat the Justices shall be commissioned, as provided, to perform this
dut)r. This necessarily repeals that part of the prior act~ which
authorized the acknowledgment to be taken before two justices,
without being commissioned. The latter act is, in this regard, repug*
nant to the former. The provisions cannot stand together, as thie
latter .act superadds an essential qualification of the justices not
required by the former. But the important question is, whether, as
the act of 1785 made no provision authorizing a mayor of a city to
take the acknowledgment of a feme covert, that provision in the act
of 1776 is repealed by it. In this nespect it is clear there is no
•« SUPREME COURT.
Dariess et aL V. Fairbair|i et al^
repue[naiicy between the two acts^. The two prorisions may.weD
stand together, the latter as camulative to the former.
Does a feir interpretation of the act of 1785 authorize the~ infier-
ence, that the legislature intended no conyeyance by a feme .<x>yert
should be valid, unless acknowledged in the form prescribed by that
act? We think no such inference can be drawn. In- the first sec-
tion of that act, in reference to ordinary acknowledgments of con«
Teyances, in order, when recorded, that they might operate as notice
to subsequent purchasers, it is required that the aclmowledgment
should be made as provided, *^ or in the manner hereinafter directed."
The words here cited can have no bearing on the execution of a
conveyance by a feme covert. In a subsequent part of m^ same sec-
tion, provision is made for the execution- of -such an instrument,
which is complete, without reference to any other part of die statute.
The above words, therefore, could only refer to the conveyances
spoken of in the first part of the section, and in order that they
might operate, when recorded, as notice.
Upon a carefiil comparison of these statutes, as regards the point
in controversy, we think there is no repeal of the act of 1776, by
the act of 1785. There is no express repeal; no repuCTancy, as
regards the power of the mayor of a city to'tdke the acknowledg-
ment of a feme covert; nor on this point are there any words of-the
latter act which Aovr an intention to make its proviaons exclusive.
We are therefore brought to the. conclusion, looking only at these
statutes, that the latter act, in this regard, may be omsidered as
cumulative.
As having a strong and decided bearing on this view, t^e refer to
Wood V. The United States, 16 Peters, 362. In that case, the court
sapr, ^^ the question then arises whether the 66di section of the act
of 1799, chap. 128, has been repealed, or whether it remains in fiiU
jforce. . That it has hot been expressly, or by direct terms, repealed,
is admitted ; and the question resolves itselif into the mOie narrow
inquiry, whether it has been repealed by necessaiy implication. We
xy by necessary implication, for it is not sufficient to establish that
subsequent laws cover some or even all the cases provided for by it;
for they mav be merely affirmative, or cumulative, or auxiliary. Bat
there must be a positive repugnancy between the .provisions of the
new laws and those of the old ; and ^ ven then the old law is repealed
by implication only pro tcmtOy to the extent of the Tepug^[^u[icy<''
We come now to consider the act of 1796. The act of the 5M)di
of December, 1792, concerning the relinquishinent of.dowrr, in
the 2d section, provides that dower may be relinquished before two
justices of the peace, where the parties reside out of the common-
wealth, and the clerk of the county is required, to certify that the
persons taking the acknowledgment werejustices, &.c. Inis provi-
sion is repugnant to that of the act of 17o5, which requires a com*
mission to be issued to such justices.
JANUARY TERM, 1846. «*r
Dayiets et aL «. Fairbairn e( aL
By ttie act of the 17th .of December, 1795, two persons were
authorized to be appointed byjoint ballot of the lesislatare, to
reyise the laws in force, &c. Tnese persons, bavinff been so ap-
pointed, reported the act of 1796, which is entitled <^ An act to
reduce into one the sereral acts, or parts of acts, for regulating con-
veyances." In this act are included parts of the act of 1776, and
nearly the whole of the act of 1785. It was passed the 19th of
December, 1796, and, with all other acts reported at the same
time, was adopted by a general act, referring to the various acts,
and providing that ^^ so much of eveiy act or acts before recited, as
comes within the purview of this act, shall be and the same is
hereby repealed from and after the 1st day of January, 1797," on
whiclt day the above act took effect
That part of the act of 1776, authorizing the mayor of a city to
take the acknowledgment of a feme covert, is not included in the
act of 1796; nor were certain Provisions of the act of 1748, ^'for
settling the titles and bounds of lands," &c., included, some parts
of which have since been recognised by die Court of Appeals of
Kentucky, as in force.
Great reliance is placed by the cpunsd for the defendants in error,
in the case of Hynes^s Representatives v. Campbell, 6 Monr..286. In
that case, die complainants prayed a rescision of die contract for the
conveyance of a certain tract of land, on the ground of a defect of
title ; and the court held, that they were not bound to accept the
deed for the land, tendered by the defendant, as some of the con-
veyances under which he claimed were not admowledeed and re-
corded, as the law required. The deeds thus objected to ^* were
acknowledged before two justices of the peace of Dunwiddie county,
Virginia, who certified simply that the srantor acknowledged the
same bdTore them, as die law required," without adding Siat the
grantor *^ also subscribed the same in dieir presence." This pro-
ceeding was under the %ct of 1792, which had been construed to
require a certificate of the iustices that the deed had been subscribed
in their presence, in regard to deeds executed within the state. And
the court say, they turned their, attention to the act of 1776, ** and
^ev find^ mat it regulates only conveyances made out of the state,
and that it provides for acknowledgment alone, before two justices of
the peace, and says not a word about subscribing, and if that act is
in force in this respect, it vrill exactly embrace the case in question."
And they held that the above act was virtually repealed by the act
of 1786, which requires that the two justices taxing the acknowledge
ment should be commissioned to do so. This view of the court, as
regards the acknowledgments of the deeds then before them, was
undoubtedly correct. It is the construction which we have before
given to this part of the act of 1785. The attention of the court was
not drawn to any oth^r point than the one before them. They did
not say that that part of the act of 1776 which regulates the admow-
048 SUPREME COURT,
Dayiess et al. «. Fairbairn et al.
ledgment by a feme cpveit, which is wholly different &om the abore,
was' repealed.' It is tme iheir langaage is general, but their mean-
ing most be limited to the point under consideration. This decision,
therefore, cannot be consiaered as having a bearing on the point now
before us.
In the case of Prewet v. Graves et al., 5 J. J. Marshall, 120, the
court say, that the 6th section of the act of 1748 had been repealed
by subs^uent and repugnant enactments. In Miller et al. v. Hen*
sbaw & Co., 4 Dana, 323, they say, in reference to the act of 1776,
and to the decision of Hynes's Representatives v, Campb^ll,^ above
cited, that the act of'1776 " is nowhere repealed by express words,
but only by construction, in consequence of the inconsistency of its
provisions vrith those of subsequent statutes ; and as none of the
subsequent statutes relate to the authentication of deeds of person*
alty, out of the state, except those which reduce the number of wit-
nesses from three to two, there can be no inconsistency, and there-
fore no constructive repeal of so much of this statute as relates to
deeds of personalty, except as to the number of witnesses."
In McGowen v. Hay, 5 Litt. 244, the court held the act of 1748
was m force in Kentucky, in regrard to the acknowledgment and re-
cordmg of mortgages and deeds of trust. By the act of 1796, a
deed, executed out of the commonwealth for lands within it, was
required to be recorded in eight months. The act of 1785, which
preceded it, required such deed to be recorded in ei^teen months;
and in Taylor v. Shields, 6 Litt. 297, the question was, whether the
latter of these acts, in this respect, had repnealed the former; and the
court say, '< we should hesitate much to give such effect to the latter
statute." " Virtual repeals are not favoured by courts. A tody of
acts oufi;ht to be held as one act, so far as they do not conflict with
each omer. Here the same restriction to die ^ manner prescribed
by law,' existed before the panaj^ of our act, as well as afterwards ;
and if, in transcribing the v ireinia Code into ours, any part shall be
adjudged to be repesded, barely by putting in the date of transcribing
as the date of the law, and because the provision, so transcribed,
shall apparently conflict with any former part not so transcribed, it
may be of serious* conse^juence to the community." " We incline,"
the court say, to the o|)inion, <^ that the clause in our statute, (of 1796,)
< in the manner prescribed by law,' meant to retain, and was intaidea
to retain, former provisions, with reg^d to deeds entire ;" and tfaey
held, that the recording of the deed within eighteen months, under the
act of 1785, was suflBcient.
That part of the act of 1785, which regulated the time of record-
ing dee^, executed without the commomwealth, was not copied into
the act of 1796, and vet the court held that the latter act, in this
ren>ect, did not repeal the former.
In Elliott et al. v. Piersoll et al., 1 Peters, 339, .dus court say,
the Virginia statute of 1748 ^^was adopted in Kentucky, at her
J
JANUABT TERM, 1845. 6tf
Dariess et aL «• Fairbairn et a).
separation from Virginia, and is understood never to have been
repealed."
It does not appear that ihe question, as to the validity of the ac-
knowledement of a deed before the mayor of a city, by a feme co-
vert, uhuer the act of 1776, since that of 1785 has been enacted,
has ever been decided. Some general ezj)ressions, as above stated,
have been used by the Court of Appeals, in regard to the repeal of
the former act by the latter, but those expressions did not relate to
the above question. And it may be again observed, that those re-
marks by tne Court of Appeals can only be held to apply to the
matter then before them ; and that a more extended application of
*them would be inconsistent with the views taken by the same court,
in Ae other cases cited. If the provision in the act of 1785, requir-
ing a deed executed ' out of the state to be recorded in eighteen
months, is not repealed by the act of 1796, requirinj; such deed to be
recorded in eidit months, is the act of 1776, authorizing the acknow-
ledgment of a deed before a mayor, by a feme cOvert, repealed by sub-
sequent acts ? None of those acts repeal, in terms, the above provision
in the act of 1776, and they contain no repugnant provision. Con-
sequently, the first act stands unrepealed. 'Die different «cts on the
same subject, in the lanraage of the Court of Appeals, must be
*> considered as one act.'' fii this view, the provision in question
stands consistently with all the subsequent statutes; and on this
ground we feel authorized to say, that the acknowledgment of the
deed before us is valid, under the act of 1776, and that it conveyed
to Ferguson, the grantee, a good title in fee-simple. The clause of
^e.act of 1796, ^^ repealing so much of the acts referred to as come
within the purview of that act," extends no further than the repug-
nancy of the act of 1796 to the provisions of the acts named.
Upon the whole^^ the judgment of the Circuit Court is reversed, at
the costs of the defendants, and the cause be remahded, &c.
Vol. m.— 82 3 1
66D
SUPREME COURT.
L1B88BX OF WiLLux L. Browv akd Wifb, FLAXtrrm nr nuum, v.
Joseph Clekents and Jonathan Hitnt, Dbfenpants in buuml
Under the act^ of Congress, providing for the subdivisioD of the public lands,
and the instmctions of the secretary of the Treasury, made under the act of
24tii April, 1820, entitled ''An act, making further provision for the sale of
the public lands,'' it is the duty of the sunreyor-general to layout a fraetioaal
section in such a manner that an entire quarter-section may be had if the
fraction will admit of it.
The snrveyor-general has no right to divide a fractional section by arbitrary
lines, so as to prevent a regular quarter-section from being taken up.
This case was brought up, by writ of error, under the twenty-
fifth section of the Judiciary Act, firom the Supreme Court of tne
state of Alabama.
It was an ejectment, brought by the plaintifls in error to recover
2jYir acres of land, in the possession of Clements as the tenant of
Hunt. The plaintiff claiiped title through a patent to James Ethe-
ridge, and the defendants through a pategit to W. D. Stone. Both
Etheridge and Stone claimed as pre-emptioners under the act of
Congress, passed on the 29th of May, 1830.
The question depended upon the manner in which the fi^ctional
section twenty-two, in township four south, of range one west, in,
the district of lands subject to sale at St. Stephens, .^bama, diould
be laid out.
A reference to the annexed diagrams will make it more intelligible*
4 8
1 5 2 1 Tl ■ 5
Nos. 1, 2, 3, 4 represent the whole section ; but in consequence
of prior claims or grants, only that part of it included within 1, 5,6,
7, o, 9, 10, was subject to entry, containing the entire souib-west
quarter section, and some additional land upon the east, and nordi.
The surveyor divided the whole of this into two parts by a line run-
ning from 11 to 12, one of which parts (marked A) contained 92*67
acres, and the other (marked B) contained 110-50 acres. The
TANUARY TERM, 1846. C51
Brown's Lessee v. X^lements et al.
plaintiff daimed to,extend the part A over the whole square which
constituted the quarter-section, sis represented by dotted lines.
On the 28th of January, 1831, Emeridge presented the following
application and affidavit :
" To the Register and Receiver of dte liand-office at St. Stephen's :
<< You wiU please to take notice that I, James Etheridge, of Mo*
bile county, Alabama, claim the riAt of pre-emption, under the act
of CongreiBs of the 29th May, 1830, to the south-west quarteiHsec-
tion 22, t. 4, r. 1 west."
.Affidavit. — ^^ James Etheridge, bein^ sworn, maketh oath that
the above described tract of land was planted and cultivated by him
in the year 1829, and remained in his possession from the year 1829
until after the 29th May, 1830. That the said land was occupied
and cultivated by him m his own right, and not as the tenant of any
other person. That the said land was enclosed with his own fence,
and that there was no person concerned with him in the occupation
and cultivation of the said land ; and that the present claim does not
interfere with the right of any other person, and that he believes he
is entitled to the same under the act of Congress of the 29th May,
1830, and that the said tract is within the corporate limits of the
city of Mobile. J. Ethe&idge."
The affidavit was sustained by the oaths of Daniel Robertson and
John Carr.
On the 25th of March, 1831, Stone presented the foUovnng ap-
plication and affidavit:
« To die Register and Receiver of the Land-office at St. Stephen's,
Alabiuna-
** You will please to take notice that I, William D. Stone, of Mo-
bile county, Alabama, claim the right of pre-emption, under the act
of Congress of the 29th of .May, 1830, to the fraction situated in the
west part of the south-east quarter of section 22^ in township 4,
range 1, west of 13. Wili«um D. Stone.^'
Affidamt — ^< WiUiam P* Stone, being sworn, maketh oath that the
above described tract of land was planted and cultivated by him in
the year 1829, and remained in his possession from the year 1829
until die 29th May, 1830, and that the said land was occupied and
cultivated by him in his own ri^t, and not as the tenant of any
other person. That the said tract of land was enclosed vnth his
own fence, and that there -was no person concerned or connected
withJiim in the cultivation of the said land, and that this present
claim does not interfere vnth the rights of any o&er person ; and
further, that the tract described is wimin the present corporate limits
ofthe city of Mobile^ William D. Stone;"
The affidavit was supported by the oaths of Samuel H. Oarrow
aad James Dowell.
e62
SUPREME COURT.
Brown's Lessee «. Clements «t aI.
On die 20th of June, 1831, the register and receiTerlssaed Ae
following certificate:
E. — ^Extract firom abstract of claims to pre-emption, .under the act
of29th May, 1830.
<< Landrqfficey St. Stqfhm^s, Alabama.
Abstract of claims to pre-emptions to lands tbat are reported to have
been surveyed,, but me township plats not furnished to diis office.
Mk
Jy«k«0MML
All.
TrmL
^mtUg.
JMk..
— 1
Ac.
T.
s.
^
c.
D.
C.
D.
c
t
1ft
Jm. Etb«rklf«
Wm. D. Stone
Mobil*
Do.
8. W. qr. 0 4 1 W.
FrmetlOBSaiid S7 4 1 W. J ]
Ah lyhif Motb of Sloekcepidaim No. 40.
'< Landrofficty St. likens, Ma., June 20, 1831.
^^ It is the opinion of the imdersigned, diat the foregoing claimanti
are each entitled to the right of pre-emption, under me act of Con-
gress of the 29tb May, 1^0, to the tract or tracts by them claimed,
and annexed to their nam ;s respectively, in the foregoing abstract
John B. Hazaxd, Register.
J. H. Owtar, Receiver.''^
The account of sales was entered in the book at some period
which the record does not show, and was as follows :
Extract firom account of land sold by register and receiver.
^* Account of iands sold, and moneys entered in payment tfaerefo)r, in
April, 1832.
i
J>«IPWj.irril«rt,
t
i
Trwt.
1
1
1
T.^.
8mihiu
r.
JL
itss.
ApfUM
/fUBMBtberldgt
Wta.D. Stone
MAbQc
Do
4,M«
B.'T.qr.tt
8.E.niMlT.qr.tae.n
480.
4 So.
IW.
IW.
9Mf
U,tM
1 S9
1 ts
IIS ts
IM IS
Pre-CBvaon
So. Slat.
On the 30di of April, 1832^ the register gave to Etheridge the
followmg certificate ;
G. — CeiUJicaU.
"Pre-emption No. 4,539, act 29th May, 1830.
^'Land Offkt, St. Stephen's, Ma., April 30, 1832.
"It is hereby certified, that, m pursuance of law, James Etheridge,
of Mobile county, Alabama, on this day purchased of the register
of this office, the lot or south-west quarter of s^tion number twenty-
-two, of township No. 4 south, in range number one west, contain-
ing ninety-two -f-^ acres, at the rate of one dollar and twenty-five
cents per acre, amounting to one hundred and fifteen -j^ doUarii
JANUARY TERli 1846.
Brown's Lessee «. Clements et aL
for which the said James Etheridge has' made payment in full, as
required by law.
<'Now, therefore, be it known, that on presentation of Una certifi-
cate to, die commissioner of die General Land-office, the said James
Etheridge shall be entitled to receive a patent for the lot above de-
scribed. JoHK B. Hazard, Register.''
On the same day a certificate was issued to Stone, as appears
firom the following extract from the rec(»rd of certificates issued for
lands sold.
^* Record of certificates issued for lands sold, &c.
*>£!^
iL^ttfi^
^
,^
Tmct,
~>>
Fpm.
SM.«r^0«^Sfe.
T.
M,
u
A.
•1
1
C.
M
M
111
IM
M
It
IMS.
Ap-JM
MM
AMI
WBlI>.iUMM
UoVUoo.
Do.
KmttiwwtM
•,M.nA.ttm,
n
n
«
«
IW.
IW.
M
•r
M
On the 17th of December, 1832, a patent was issued to Stone.
It granted the land described in the following preamble :
^^Prct*emption certificate, No. 4649. — ^The United States of America,
to all to whom diese presents diall come, greeting :
" Whereas William D. Stone, of Mobile, has deposited in the
General Land-office of the United States a certificate of the register
of the Land-office at St. Stephen's, wheteby it appears that full pay*
ment has been made by the said William D. Stone, according to
the act of Congress of the 24th of April, 1820, entitled << An act
making further provision for the sale of the public lands,^ for die
south-east subdivision of fi-actional section twenty-two, in township
four, south of range one west, in the district of lands subject to Mt
at St Stephen's, Alabama, containing one hundred andf ten acres
and fifty one-hundredths of an acre, according to the official plat of
the survey of said land re:tumed to the General Land-office by the
surveyor-eeneral, which said tract has been purchased by the said
William D. Stone.
" Now know ye," fcc.,. &c.
On the 30th of May, 1833, a patent was issued to Edieridge for
die land described in me preamble.
** Pre-emption certificate, number 4539.
<* The United States of America, to all to whom &ese presents diaU
come, greeting :
^< WhercAS, James Etheridee, of Mobile county, Alabama, has
deposited in the General Land-office of die United States a certifi-
cate of the register of the Land-office at St. Stephen's, whereby it
appears that payment has been made by the said James Ethericfge,
.3 I 2
064 SUPREME COURT.
BrowD'9 Lessee v. Clements et %L
according to the provisions of the act of Congress of the 2^h Aprils
1820, entitled ^^ An act making Airtber provisions for the sale of the
public lands," for the south'-west quarter of section twenty-two, in
township four, south of range one west, in the district of lands sab-
ject to sale at St. Stephen's, Alabama, containing ninety-two acres
and sixty-seren hundredths of an acre, according to the official plat
of the survey of the said la*)ds returned to the Ueneral Land-office
b}r the survey or-g|eneral^ which said tract has been purchased by the
said James Etherid^e.
** Now know ye," &c., &c.
In April, 1838, .Brown and wife, claiming under the title of
Etheridge, brou^t an ejectment ag;ainst Clements for the east half
of the south-west cjuarter of fractional section twenty-two. The
case came on for trial at the April term, 1841, in the Circuit Court
of the state of Alabama for the county of Mobile, in the course of
which the following bill of exceptions and agreement were fil^
Bill o/ExcepHons.
'* Be it remembered, that upon fte trial of this cause, the plain-
tifis gave in evidence the paper hereto annexed, marked A, being a
duly certified copy of a patent from the United States government
to James Etheridge ; and thereupon, it was admitted by the defend-
ants, that the plamtifTs had, at the date of the demise, an4 time of
trial, all the rights of said patentee Etheridge in the land described
in the declaration. Plaintms also save in evidence paper maiked
B, hereto annexed, being a plat of a survey made and returned,
under an order of this court, by the surveyor for the county of Mo-
bile, and proved by said surveyor that said survey was truly made,
according to said order, and that the plat returned diows coirecdy
the external lines and comers of said fractional section twentj-two.
That he found the south-west comer of said fractional s^tion, as
shown b^ the plat retumed ; and also found, on the section lines of
said fractional section, the half mile posts, each post being a half mile
from the south-west comer of said fractional section. That these
posts bore evidence of being those put down by the United States
surveyor, on mnning the section lines. That an entire south-west
quarter exists in said fractional section, without interference with
any private land cTaim, and^ leaving a residuum both on the north
and on the east 6{ said quarter-section, as shown by the plat returned
^y him ; and also, that said fractional section contains two hundred
aiid ten acres. The defendants admitted that they were in posses-
sion j at the time of service of the declaration, of sixteen acres of the
land described in the declaration. The defendants gave in evi-
dence, by consent of plaintifls, a certified copy of a patent from the
United States government to William D. Stone, hereto annexed,
marked No. 1 ; and thereupon, it was admitted by the phdntiffi,
that the defendants have all the rights of the said patentee, Stmie, in
JANUARY TERM, 1845. 665
Brown's Lessee v. Clements et al.
die land admitted to have been in their possession at the time of the
sendee of the declaration.
'^ The defendants offered in evidence duly certified copies of the
official township plats of 1832 and 1835, of the township in which
the land sued for is situated, (extracts from which are hereunto an-
nexed, marked No. 2,) to show the boundaries and contents of the
land described in said patents to said Etheridge and to said Stone,
without having offered, or professing to have any other evidence
than the plats themselves afiord, to prove that the subdivision, cor-
ners, ana lines, dividing said fractional section, as exhibited in the
said plats, bad been run and marked on the ground. To the ad*
mission oi which evidence the plaintiffs objected ; and their objec-
tion vras overruled, and said plats allowed to go to the jury, fhe
plaintiffi admitted, that if the line, a& marked on said extract from
plats (No. 2) dividing lots A and B, is' a legal line, lot B, as exhi*
oited, will cover the land sued for.
^^ The phuntifis further gave in evidence, that the said line and
comers, as exMbited on the extract, (No. 2,) had never been run or
marked on the ground ; and also ^ve in- evidence papers marked
C, D, E. F, 6j^9 being duly certified transcripts of records from
the lAna-oipce at St. Stephen's, Alabama.
'< The defendants mve in evidence paper marked No. 3, being a
duly certified copy of fiie instructions of the secretary of the Trea-
sunr, bearing date the 10th day of June, 1820, also 20th January,
*^ The plaintifils gaver in evidence paper marked I, being a duly
certified copy of the circular of the secretary of the Treasury, of
date the Sth dav of May, 1832.
<< Upon the foregoing evidence, the court instructed the jury, that
if they believed the same, they must find for the defendants. The
court further instructed the jury, that if said fi^ctional section (No.
22) was capable of being subdivided into an entife south-west quar-
ter-section and two half qiiaiter-sections, leaving a residuum as shown
by the said map and evidence of the county surveyor, still the
surveyor-general Vas not reauired, under the acts of Congress pro-
viding for tfae^subdivisioh or the public land, and tbe instructions of
the secretary of the Treasury, made under the act of the 24th of
April, 1820, entitled ^ An act making further provision for the sale
of the public lands,' to make, in his subdivision of the same, either
such (quarter-section or half quarter-s^tions, but might lawfully
subdivide the same into two lots, (A and BO as indicated by said
plat of 1832; and that under said evidence, Etheridge's title would
not hold the whol^ south-west quarter of said fractional section, but
only lot A, and that Stone's tide would hold lot B, bemg the
balance of said Sectional section.
** To which instructions^ and each and ereiy of them, the plain-
666 SUPREME COURT.
Brown's Lessee v. Clements et aL
tifis, by their counsel^ except, and pray the court to algn and aeol
this their bill of exceptions.
E. L. Dargan. [seal.]"
Agreement of the parties^ —
^^ The parties to this cause, not irahing to encumber the record by
copying from the book entitled ^ General Public Acts of Congress
respectmg the sale and disposition of the public lands, with instruc-
tions issued from time to time by the secretary of the Treasuiy and
commissioner of the General Land-office, and official opinions of
the attorney-general on questions arising under the land laws,' and
which instructions are contained in the 2d volume, part 2d, prepared
and printed by order of the Senate, agree that said book may be
used by either party, and any thing therein contained read as illus-
tration of the practice'of the Land-office, and construction that die
acts of Congress had received in that branch of the eovemment
The same work can be referred to by either party in the Supreme
Court, for the purpose aforesaid. The parties forther aerec, that for
exhibit No. 2, oeing the official map of the survey of ue township
described in the patents of both plamtifls and defendants, the map
contained in the same book above described, between pages 134
and 135, shall be referred to as if the same was incorporated with,
and formed a pait of the record in this cause.
Shebman & Chambe&s,
AttomiBys for plaintifis.
Gordon, Campbell & Chandler,
Attorneys for defendants.''
The jury having found for the defendants under the above instruc-
tions, the case was carried to the Supreme Court -of the state <^
Alabama, where the opinion of .the court below was affirmed.
A writ of error brought it to this court.
WUlis Hall dni^Shemum^ for the plaintiff in error.
Jones J for the defendants m error.
Hall stated the case, and claimed the entire ouarter^section. U
was not within the exceptions of the act of lo30, being neither
reserved nor appropriated. The agent of the United States cannot
f>rescribe any other conditions than those which* are found in the
aw. Hie south-west quarter of section 22 b a specific thing. A
patent was issued to Etheridge for it. It is true mat the patent says
that it contains only ninety-two acres and sixty-seven hundredtUL
but this is mere surplusage, and do^s not detract from the legal
efficacy of the grant. 6 Cowen, 706.
The defend^t in error settled upon the south-east quarter, but
there were previous claims to a part of it, which had a preference,
and he only claimed what remained. Stone's claim to the soudi-
east quarter was put in three months after ours. In order to effect
a vahd tide under tlie pre-emption law, three things are required^
JANUARY TERM, 1841^ m
'Brown's Lessee v. Clements et aL
1. The land must belong to the United States, and be nnap-
propriated.
2. It must confonn to the regular and legal stibdiyimons.
3. The settlement must be upon the quarter-section ^diicfa is
claimed.
The patei^ of the parties in this case do not dadi ^?itfa each
other. One is 'for the south-west quaiter-sectiony and the other for
the south-east subdivision. A sobdivision is not a \egBl term^ and
is ^onjnK>us,.in this case, iridi Quarter. The part cbimed li^the
defendant in eiror is <;aUed by dinerent names, for example, ^m
fraction of 22^'V'^ south-east subdivision^" ^< fraction and soutti-east
subdivision/' and << south-east mib-fraction." They all mean the
same thing, vrhich is, a fractional part of the soum-east quarter^
section, llie dispute has arisen bedause the surveyor has drawn
a line not authorized by Uw, dividing the section into two parts.
The authoritv which is supposed to exist for such a line is the law
of 1820, {1 Land Laws, 303;) but we say that this law does not
apply to tbe case, of if it does, dtat it is controlled by the act. of
1830, which saytf that we are entitled to a quarter-section. But
these laws are not inconsistent with each other. 13 Peters, 498.
All the laws^bednninff with the ordinance of 1786, whidi directs
die public lands to DC laid off into townships, and coming down to
tiie law of 1832^ (l.Land Laws, 493,) hare the same system in
view, viz.: rumkiigjhe .lines eeanrapUcfllly, and laying the land
off iltito squares* xShe acti of 1W4 and 1805, (1 Luid Laws,
104^ 106,} requiring^ lands to be laid out and offered for sale in
quarteissections, are unrepealed, for the act of 1820 refers to them,
and recd^nses the same mode of runnmg out the lines. Laws
must be construed together. Dwarris on Stat; 674. The act of 1820
Supposes that the hnd is already laid off in quarter^sections, and not
that new lines are to Be run. The reference to the rules which the
secretary of die Treasury is authorized to prescribe, is to the manner
of exectt^ng the established proviaons of 'existinff laws, ,and not that
the system itself riiould be dianged. The word *^ fraction" in the
law muM be construed to mean the piece which is Idl after a
?[uarter-sectiOn is carved out. The object of all the land laws
whi<Ai Mr. Hall examined in .detail^ is twofold. 1st. To avdd a
conflict As to bou&daries, because eaep man's possession is a regular
dpBometriqal figure ; and, 2d. To guard against favouritism and par*
tmli^, by requiring the whole figure to be purchased. After the
surveyor-general had run these lines, he was Junchu f^ffMo^ and had
no ri^t to obliterate tiiem, unless by a firesh act of C<Higress* We
contend :
1. That this quarter-section is given to us by the act of 1830.
2. That there hare been no laches on our part.
3. That we have the hidier equity, our clami being two or three
months earlier than that or the other side.
Vol. m.— 83
666 SUPREME COU9T.
Brown's Lessee v, Clements et al
Sherman here ^ve DOtice, that in his reply, he should refer to the
following authorities. 6 Cranch, 237; 1 Paine's C. C. Rep. 494;
4 Wash. C. C. Rep. 45 ; 2 Porter's Ala. Rep. 42, 43;^ 7 Porter's
Ma. Rep. 351, 360, 432; 3 Stew. Ala. Rep. 76; 1 Peters, 655;
St^t. Alabama, 283; 13 Peters, 436, 498; 4 La. Rep. 547; 13 Lt.
Rep. 547; 1 La. Rep. 56.
• JoneSy for defendant in error.
BoA patents can stand. The parties are both pre-emptioners,
and entered and paid for their land on the same day, and receired
certificates for it. Our patent is the elder. What does it grant?
The description of the property is, the ^^ south-east subdivision,"
&c., ^^ according to the official plat of the surveyor." We must,
tiierefore, look at the ofiicial survey, returned Wore the patent
issued. It is the same thing as if it had actually been inserted in the
body of t^e patent. There are two subdivisions marked upon it,
and no one can doubt which is the south-eastern. It corresponds,
also, with the original entry, which we find to be one hundred and
ten and a half acres. The patent contains the exact technical de>
scrbtion of the land, as claimed by us.
The argument upon the other side is, that the surveyor-general
had no ri^t to lay off the land in these two subdivisions, and that
his act, being illegal, is void. But if he has done an illegal act,
does that destroy cmr title? This section is a fi^ctional one, con-
taining onl]^ two hundred and diree acres, forty-three more than a
quarter-section. Were we bound to divide this mto half or quaitei^
sections ? Had not the secretary of the Treasury power to adapt tiie
mode of laying it out to the state of the country? The act of Con-
gress was prospective, and desired to provide for just such a case
as this. What is lefl' of the section, after satis^g elder claims, is
sbfi^ularly shaped, and could not have been laid out into squares.
R is made an objection to the subdivision by the, purveyor, that
die dividing line was never run and mariced upon the ground. But
if this be sound, it .-mil impeach evejy title made under that survqr*
The irregularity of the figure is no oDJection to the subdivision, mr
die act of 1820 provides for the case. It directs whole sections to
be laid oflfby north and south lines, but firactional sections are left to
the judgment of the secretary of the Treasuiy. The act of 1830
introduces no new system for the benefit of pre-emptioners, but refers
to the system which was then in existence. Under it,* if an entire
quarter-section had been laid out, there would have been only forty
acres left, and if several claimants had been living on it, it would
have been impossible to divide the land amongst them all.
Sherman^ in reply, laid down the following propositions:
1. That Etheridge's patent, legally construed, will hold the whole
JANUARY TERM, 1846. ffiO
Brown's Lessee v. dements et sL '
^' south-west quarter" of fractional section number 22, according to
his daimy allowance, and right, under the pre-emption law.
2. That Stone's patent for t^e ^^ south-east subdivision" of said
section, legally construed, will h61d only the south-east legal subdi-
vision of the same; and that the south-east fractional quarter is such
south-east ^Uegal subdivision," according 'to his claim and ri^t
under the pre-emption law.
3. That if the patents cannot be legally so construed as to avoid
conflict, ^et that JStheridge's preliminaij title, and nriits under the
pre-emption law, are sufficient to authorize the plaintils to recover;
and that, under the statutes of Alabama, the certificate issued to Ethe-
ridge, which is older than the certificate or patent to Stone, is suffi-
cient to authorize the plaintifls to recover.
These lands were surveyed in 1830, and the comers marked. It
is stated in the record that they found the south-west comer and the
half-mile posts all marked. Etheridge's patent includes the whole
of the south-west quarter, and the granting^ clause is not restrained
by 6 reference to the number of acres, which is-merelv descriptive.
&e the authorities already cited, and also, 5 Mason, C. C. R. 410 ;
1 Peters, C. C. R. 496 ; 6 Cowen, 706.
The pre-emption act of 1830 says that persons must take some
legal subdivision. The direction is positive on this subject. The
south-west qutffter was such a subdivision, and created in 1820,
when the lines were run. There were three comers established
then, and any one could run the fourth Ime ; and the fact of the case
is, that these section lines are the only ones which were ever ran.
The system was adopted in 1^5. Under it, quarter-sections could
b^ound without bemg run out, because half-mile posts were put
down. The law, then, created tlus quarter-section, which was estab-
lished as soon as the posts were planted. Etheridge lived' in sight
of a post. The lines which the surveyor makes upon paper are not
boundaries, but are merely indicative of subdivisions t^hich the law
has created. 6 How. Miss. Rep. 751.
A quarter-section is a definite, precise, legal thing. 2 Laws and
Instructions, 180, 181, 183, 184j 187; 4 Stewart & Porter, 396 ;
7 Porter, 432.
Etheridge's patent is not for the lot A, which rans into the north-
west quarter-section.
The act of 1805 speaks of comers and lines not ran out ; and the
2d section of the act of 1796 (Land Laws, 51,) shows what the sur-
veyor-general must return, by directing that his plat must be made
up from field-books. 2 Porter's Ala. Rep. 40 ; 3 Stew. 76 ; 7 Por-
ter, 432, 434, 435; 3 Stew. 396.
These two certificates being issued by the same officer, on the
same day, must be interpreted so as to avoid a conflict between them.
Lot A cannot be held under Etheridge's patent, because it runs out
of the south-west quarter. Stone's is described to be the south-east
MO BUPREME, COURT.
Brown's Lessee «. Cleaents et aL
sdbdiTision; but what is that, and bow can: it be found, as no ^ea
wore ever run upon die ground? 2 Land Laws, 303, 820, 787,
999,826,827.
In instructions from the commissioner, dated Januair 5!0, 1826,
^fractional section is defined tobe ^< a tract (tf land not Ixmnded bjr
sectional lines on all sides, in consequence of the intiarention of a
navi^ble stream, or some other boundaiy recognised by law, and
containing a ksi quantity than six hundred gnd forty acr»i;'' and
tfie surveyor is directed, in ^^subdiyidine fractional sections, con-
taining one hundred and siirty acres and upwards," to ^^ deacnate
as many full half-quarter-sections as j^racticable, and tiie resioiiaiT
lot will then be a firaction of the fraction^ quarter-section of whidh
itformsapart 2 Land Laws, 853, 864« 921, 933^ 934, 136.
Mr. Justice McKINLEY dellrered the opinfonof the court
This case comes before this court on a writ of error to tiie Supreme
Court of tim state of Alabama.
The plaintifls brought an action of ejectment a^amst the defend-
Imts, in the Circuit Court for the coun^ of MobOe, m said state ; and
upon 4he trial, they read in eridence ue following claim and entry :
^' To the register and receiver of the Land-oflke at St Stephen's: Yoo
will please to take* notice, that I, James^Sdieridge, of Mobile county,
Alabama, claim the right of pre-emption, under the act of Congress,
of tiie 29tii of Msnr, 1830, to the soutii-west ouarter-section 22,
township 4,'Tanfl;e 1 West;'' and that, on the 28ui day of Jamianr,
1831, the said James Edieridge made the necessaiy proof that be
bad planted and cultirated said quarter-section in the year 1829,
and remained m possesion until: after the 29th day of May, 1830.
The plaintiff also read in evidence a patent from the United States,
bearing date Uie 30th day of May, 1833, reciting that, <^ Whereas
James £theridge, of Mobile counts, Alabama, has deposited in tiie
General Land-office of the United Stotes, a certificate of the register
of the Land-office at St. Stephen's, whereby it appears that payment
has been^made by the. said James £theridge, according to me proyi-
sions of tiie act of Congress of the 24th of April, 1820, entitied ^ An
act making further proyision for the sale of the public lands,' for tiie
south*west quarter of section 22, in towndiip 4, south of range 1 west,
in the district of lands subject to sale at St. Stephen's, Alabama, con-
taining ninety-two acres and sixty-seyen hundredths of an acre, ac*
cording to the official plat of the sunrey of the said lands, returned to
the General Land-office, by the suryeyor-general, which said tract has
been purchased by the said James Etheridge :
^^Now know ^e, that the United States of America, in considera-
tion of the premises, and in conformity with the seyeral acts of C<m-
gress, m such case made and proyided, haye giyen and granted^ and
Dy these presents do giye and grant, unto the said James £thendge,
fund to bis heirs, the said tnict,'aboye described," &c,
JANUARY TERM, 184S. Ml
Brown's Le^ssee v. CleneBtt ^t nL
In obedience to an order of the Circuit Court, ibe «anrejoMrf
Mobile county went upon tiie land in controyerflj, and made an ac-
tual sunrey, and returned a plat thereof into coiurt, showing that the
section 22 was covered by private land claims, except the whole of
the- 8outh*west quarter, on which James Edieridge had made Us
entry; and a small fraction in the south-east quarter, entered, under
tiie pre-emption law, by William D. Stone; and a fraction in* the
north-east and north-west quarters of said section; which plat was
given in evidence to the jury. And the plaintiffs proved, by the
surveyor, that he found the south-west comer of said fractional sec*
tion as mown by &e plat returned; and also found, on the section-
lines of said fractional section, the half-mile posts, each post bei^
half a mile from the south-west comer, of said fractional section;
tii^ these posts bore evidence of bemg .those put down by the sur-
veyor of the United States, on rmmiii^the section lines; that an en-
tire south-west quarter-section exists m said fractional section, with-
out interfering with any private land claim, leaving a residuum on the
north and the east of said quarter-section.
The''(ieftgQdant5 gave in evidence to the Jury the following claim
~ 4md-^^ii|i^, made by the said William D. iMone.: ^^ To the register
-and receiver of the Land-office at St. Stephen's, Alabama: You will
please tp t^e notice, that I, William D. Stone, of Mobile county,
Alabama, claim the right of pre-emption, under the act of Cohgres^,
of the 2£fth of May, 1830, to the nraction situated in the west part
o^the south-east quarter of section 22, in township' 4, range 1 west
of 13." And on the 25th of March, 1831, he made the necessary
affidavit and proof to show that he had planted and cultivated the
above described tract of land, a(Xordine to said act of the 29th of
May, 1830. And they also ^ve in evidence the following patent:
^^llie United States of Amenca to all to whom these prescfnts sh^
come, greeting: Whereas William D. Stone, of Mobile, has depo^
sited in the General Land-office of the United States, a certificate
of the register of the Land-office at St Stephen's, Whereby it appears
that full payment has been made by the said William Dv^Stone^ ac-
cording to the act of Congress, 9f the 24th of April, 1820, entitled
^ An act making frirther provision for the sale of the public lands,'
for the south-e^ subdivision of fractional section 22, in township
4 south, of range 1 west, in the district of lands subject to sale at
St Stephen's. Alabama, containing one hundred and ten acres and
fifty-one hundredths of an acre, according to the official plat of the
surveyor of sa^d land, returned to die (S^eral Land-office by the
sunreyor-general ; which said tract has been purchased by the said
William D. Stone: Now know ye, that the United States of Ame-
rica, in consideration of the premises, and in conformity with the
several acts of Congress in such case made and provided, have given
and ^[ranted, and by these presents do give and grant, unto the said
Wilham D. Stone, and his heirs, the said tract above described,"
3K
068 SUPREME COURT.
Brown's Lessee v. Clements et aL
&c. And it was admitted by the plamtifls^ that the defendants had
all the rights of said Stone in the land admitted to have been in tBeir
possession, at the time of the service of the declaration;, and the
defendants admitted that the plaintifls had^ at the date of the de-
mise, and time of trial, all the rights of said patentee^ Etheridge, in
the land described in the declaration.
And the parties ^^ not widiing to encumber the record, bjr copy-
ing from the book entitled ^ General Acts of Congress rejecting the
sale and diq>osition of the public lands, with mstructions issued^
from time to time, by the secretary of the Treasury, and commis-
sioner of the General Land-o£Sce, and Qfficial opinions of the attor-
ney-general, on questions arising under the land laws;' and which
instructions in the 2d vol., part me 2d, prepared and printed by the
Senate, agree that said book may be used by either party, and any
thine herein contained read as illustration of the practice of the
Land-office, and construction that the acts of Congress had received
in that branch of the government. The same work can be referred
td, by either party, in the Supreme Court, for the purpose aforesaid.
The parties further acree that the exhibit. No. 2, b^ing the oflkial
plat of the survey •of the township described in the patents of both
!>laintifis and defendants, between pages 134 and 136, diall be re-
erred to as if the same was incorporated with, and formed a part
of the record in this cause." This statement furnishes all die evi-
dence deemed necessary and pertinent to the investigation of the
questbns involved m &e principal instruction of the Circuit Court,
to the jury, on the trial otthe cause; which instruction is as follows:
*^ The court further instructed the junr, that, if said fractional sec-
tion. No. 22, was capable of being subdivided into an entire south-
west quarter-section, and t^o hau-quarter-sections, leaving a resi-
duum, as shown by said map and evidence of the county surveyor,
still the surveyor-general was not required, under the acts of Con-
gress, providing for the subdivisions of the public lands, and die
mstructions of me secretary of the Treasury, made under the act of
the.24di of April, 1820, entitled ^ An act, maldng further provisidn
for the sale of the public lands,' to make in his subdivision of. the
same, either such quarter-section, or half-quarter-sections; but midit
lawfidly subdivide the same into two lots, A and B, as indioatedby
said plat of 1832; and that under said evidence, Etheridge's title
would not hold the whole south-west quarter of said fractional sec-
tion, but only lot A ; and that Stone's title would hold lot B, being,
the balance of said fractional section." To this instruction the
plaintiffs excepted.
Upon the construction here given to the act of Congress., and to
the instructions of the secretary of the Treasury thereon, rererred to
in the above instruction of the court, depends the whole controversy
between the parties to this suit. Tlie 1st section of the act of* Con-
gress, above referred to, is in these words : " That fit)m and after
JANUARY TERM, 1846. 663
Brown's Lessee v. Clements et aL
the first day of July next, all die public lands of the United States,
the fl«Je of which is, or may be, authorized by law, shall, when
offered at public sale to the bluest bidder, be oflfered in half-quar-
ter-sections; and when ofiered at private sde, may be purchased, at
the option of the purchaser, either in entire sections, half^sections,
Suaiter-sections, or half-quarter-sections ; and in every case of the
ivision of a quarter-section, the line for the division thereof shall
run north and south, and the comers and contents of half-(^uarter
sections, which may hereafter be sold, shall be ascertained m the
manner and on the principles directed and prescribed by the second
section of an act, entitled ^ An act concemmg the mode of survey-
inff the public lands of the United States,' passed the 11th day of
F^Nruaiy, 1805, and fractional sections, containing one hundred
and mtv acres, or upwards^ shall, in like manner, as nearly as prac-
ticable, be subdivided into half-quarter-sections, under such rules
and regulations as may be prescribed by the secretary of the Trea*
sury." 3 Stoiy's Laws, 1774.
The settled policy of Congress has been to survey the public
lands in square figures, running the lines north and south, and east
and west, and to extend the subdivisions authorized by law, as &t
as practicable, in square figures, to the lowest denomination.
The second section of the act of the 18th of May, 1796, chap; 29,
directs that the public lands ^^ diall be divided by north and south
lines, run accoming to the true meridian, and by others crossing
them at right angles, so asto form townships six miles square, un-
less where the line of the late Indian purchase, or of tracts of land
heretofore surveyed or patented, or the course of naviffable rivers
may render it impracticable, and then this rule diall'not be departed
fit>m further than such particular circumstances may require.- Af-
ter directing how townships should be divided into sections, it
directs that >^ fractional townships shall be divided into sections in
manner aforesaid, and the^ctions of sections shall be. annexed to,
and sold with, the adjacent entire sections*" 1 Story's Laws, 422.
The lowest denomination authorized b^ this act, was sections ; but
die direction -to the surveyor was to divide the firactional townships
into as many sections as the particular circumstances would permit
And so by the 1st section of the act of the 24th of April, 1820,
the surveyor is directed to subdivide fractional sections, contaming
one hundred tmd sixty acres and upwards, into as many half-quarter-
sections as practicable, by running the lines north and south. And
this statute conferred no power on the secretary of the Treasury to
make any regulation, by which a fractional section might be divided
into anv quarter, or other subdivision than half-quarter-sections.
The only authori^ he acquired by the statute, was to make such
rules and regulations as would enable the surveyor to make the
greatest number of half-auarter-sections out of a fractional section,
by running the lines north and south, or east and west ; and this
M4 BUPREME COURT.
Brown's Lessee «. Cieaents et aL
power he executed, by his areolar letter, to the mirreyov-genenl,
of the 10th of June, 1S20, 2d part, Pubhc Land Laws, &c., 830.
Had the sunreyor-genord aubdmded the fractional section 22,
now in contrormy, according to law, there would have been two
half-quarter-sections in the south-west quarter, mddng ihdit quarter
complete, a fractional section in the south-east quarter, aikl a
fractional section in the north-east and north-west quartets,
makmg four tracts or subdivisions instead of two, as returned
b^ him to the Land-pfBce of the district None of tiie lines, sub-
dividing sections, are required by law to be made by actual mxrvef^
and mwced on the land ; but they are to be delineated on the town-
ship plats, according to the 2d section of the act of the 11th of
M^, 1806, chap. 74, referred to in the act of the 2^ of Ajnn,
1820, (2 Stoiy^s Laws, 961.) When the townshq> and secticm lules
are run^ and the comers mmced according to law, the quarter-sec-
tion lines are ascertained on the plat by protracting lines across 4ie
section north and south, aiul east and west, equi-tdistant fix>m die
section lines; and so of other subdivisions. And a surveyor going
on the land to ascertain the boundary .of a quarter, or half-quarter-
Secdpn, would do it with as much ease and certainty as if it had
been delineated on the plat by the sunreyor-generaL T^rt^Hmg
ihe subdividing lines on the towndiip plats, is not, therefore, essen-
tiallv necessary to enable the register to sell the land, or to give title
to the purchaser. The register is as much bound to know what is
a legiu subdiviflbn of a section, or fractional section, as is tfie sur-
T^or-general.
Because he is directed by law to ofler flie lands, when sold at
SubUc sale, in half-quarter-sections. To enable him to perCnrm this
uty, he must know vdiat a half^iuarter-section is. And brfore he
can offer a fractional section for sale, he must see that it has been
subdivided, so as to enable him to cSerfg much of it in half-miar-
ter-sections as practicable. When Edieridge applied to nurdiase
tfae«>uth-west Quarter of this fractional section at ^ivate sale, as he
had a ri^^t to ao, under die act ffraBtiiiff pre-emption ri^ts, flie
register was bouna to know whemer sudi a subdivision could be
obtamed acoordinff to Ikw. A bare inspection of the township plat
must have satisfied him, in this case, that it was practicabk to ob-
tain an entire quarter-section in the south-west comer of tfae'frao-
tional section W, The 1st section of die act (tf die 24th <tf April,
1820, directed diat this fractional section should be divided into as
many half-quarter-sections as practicable, by lines north and south ;
and the instructions ^ven by the secretaij of the Treasury under
this act, directed that it should be divided mto half-quarter-sections,
by nordi and south, or east and west lines, so as to preserve the
most compact and convenient forms.
^ Tt !re is nothing inanvof the acts of Congr^ norm the instrue-
tions of &e secretary of die Treasury, to s^orise the divisicmof
_^ JANUARY TERM, 1845, 866
Brown's Lessee «. Clements et aL
fliis fractional section made by the muTi^yor^generaly and it being a
Tiolation of the law, and contrair to the duties of his office, it must
be regarded as a void act. Miller and others «. Kerr and others,
7 Wheat. 1. SotuBB Stone's claim was concerned, this division
of the fractional section has been treated by the register and the
commissioner of the Genial Land-office as a legal subdivision, said
the register seems to have disr^;arded entirely me act granting pre-
emption rights^ and Stone's clami and prooft und^ it, and to have
transferred his claim to tiie western lot of the fractional section as
divided by the surveyor-general. The certificate of the register,
recited in the patent of Etheridge, takes no notice of this subdivision
of tiie fractional section, but states that Etheridge had ^^ purchased
of tiie register the lot or south-west quarter of section, number 22,"
&c. The patent is for the whole of the south-west, quarter of sec-
tion 22, by its proper designation, and if no quantity of land had
beeli expressed m it, all the land contained in the quarter-section
would have passed, by the patent, to Etheridge; because, by- the
8d section of the act of the lltfa of Februaiy, 1805, before re-
ferred to, it-is provided that '^^ half-sections and quarter-sections, the
oontents of which have not been returned, shall be held and con-
ridered aif containing the one-half, or the one-fourth resn>ectively, of
tibe contents of the section of which they make part.'' The sur-
Teyor failed to return the contents of the ouarter-section in this case ;
it was liable, therefore, to be sold by tne above nde. But it ha9
been insisted that Etheridfi;e, and those claiming under him, were
bound, and concluded by me number of acres expressed in the pa-
tent. It is evident the quarter-section was not referred to for the
number of acres contained in it; but by express words reference
was made to the plat returned by the surveyor-general, lowing the
division of the motional section into two parts, one of which con-
tains the number of acres expressed in £meridge's patent,* and the
other the number of acres expressed in Stone's patent. It has been
already shown that this plat was illegal, and the subdivision of the
fractional section void ; and any reference, the^ore. to this jdat, to
ahow the number of acres granted to Etheridlge, is illegal soia incon-
sistent with every previous step taken towards perfecting his tide, and
utterly repugnant to the previous words of grant used m die patent.
Thus it appears, that neither the claim of Etheridge, filed witii
the register, die certificate of purchase issued by him, nor the patent
issued to Etheridge by the commissioner of the (General Land-office,
is founded on the division of the fractional section made bv the sur-
veyor-general ; but the whole appears to be founded on the subdi-
vision of the firactional section mto one quarter-section, and two
fractional sections, made by actual survey on the land. It is true
thkt, in undertaking to state die quantitv of land contained in the
quarter-section, reference is made to what is there called the offi-
cial plat of the lands returned to the General Land-office by the sur-
VoL. HI-— 84 3x2
666 SUPREME COURT.
Brown's Lessee «. Clements et al.
Teyor-general ; which is nothing more than a reference to this same
subdivision of the fractional section so often mentioned. Bat this
(question necessarily arises: How can the contents of either divi-
sion of the fractional section, £tus divided into two lots or sab-
divifflonSy show the contents or number of acres in the south-west
quarter of the same section ? The ninety-two acres and sixty-seven
hundredths of an acre mentioned in the patent, is the numb^ of
acres contained in the western subdivision of said fractional section,
and consists of part of the south-west, and part of the north-west
quarters of the fractional section, as appears l^ the plat used on the
trial. No part of the north-w^ quarter of this fractional section
can by any reasonable construction be considered as being within
and part of the land included in a patent for the south-west quarter
of the section. This prores that the reference to this plat, in Edie-
ridge's patent, is both delusire and illegal, and must, thc^ore, be
rejected as void and inoperative.
The act of the 29th of May, 1830, to grant pre-emption rights to
settlers on the public lands, chap. 209, appropriated this quarter-
section of land, on which i^eriage was then settled, to his claim,
under the act, for one year, subject, however,*to be defeated by his
failure to comply with its provisions. Durmg that time, this quar-
ter-section was not liable to any other claim, or to be sold to any
other person, except at public sale, under the proclamation of the
President of the United States; and that Etheridge had a ri^t to
prevent, by paying for it as directed by the act And as he has
complied wim all the requisitions of the act, as &r as the mistakes
and illegal acts of the ministerial officers of ihe government would
permit, he has acquired a good title by hi§ patent, against the United
States, for the whole of Miid south-west auarter-section. The re-
maining question is, whether Etheridge's title is good aeainst Stone's
patent r Stone claimed ^^the right of pre-emption, under the act of
Congress of the 29th of May, 1830, to the fraction situated in the
west part of the south-east quarter of sectioa 22, in township 4,
ran^ 1 west." This claim confined his pre-emption ridit to that
^cific fraction. And although the act gave to every settler on the
public lands the right of pre-emption of one hundred and axty
acres, yet if a settler, happened to be seated on a fractional section,
containing less than that' quantity, there is no provision in the act
by which he could make up the deficiency, out of the adjacent
lands, or any other lands. The only case provided for in the act,
by which the pre-emptioner had the right to enter land outdde of
the quarter, or fractional section, on which he was settled at the pas-
sage of the act, is the case provided for in the 2d section, "miwi
two or more persons were settled on the same quarter-section, it
mi^ht be divided between the two first settlers, and each be entitled
to a ^re-emption of eighty acres of land elsewhere, in the same land-
distnct. But, in this case, Stone was not only permitted to taie
JANUARY TERM, 1846. WT
Brown's Lessee v. Clements et al.
land, outside of the fractional section, on which he was settled, but he
was permitted to take land on which Etheridge was setded, and to
which he had previously proved his rig^t under the same act of
Congress*
In the case of Lindsay and others v. Miller and others, 6 Peters,
674, the plaintifis in ejectment claimed title under a pat^t, dated
the 1st (^December, 1824, founded on an entry and survey made
in the ^ same year. The defendants claimed title under an entry,,
made in January, 1783, upon a military warrant, for services ren-
dered in the Vimnia state-line, and a survey made thereon, in the
same months and recorded on the 7th of April, of the same year, and
a patent, issued by the state of Virginia, in March, 1789. xhisiand
lay in what is called the military district, between the rivers Scioto
and Little Miama, in the state of Ohio. This district had been re-
served, in the deed of cession, dated the 1st of March, 1784, made
by Virginia to the United States, to satisfy the claims of the Virginia
troops on continental establishment, in the event of there not being
sufficient good land for that purpose, in a reservation previously
made by Vir^ia, on the south-east side of the Ohio nver. Ai-
thou^ me d^endants proved possession, under this title, for upwards
of thirty years, the entry, survey, and patent, were adjudged by the
court to be void, on the ground that the land had been reserved for
the satis&ction of military warrants, granted for services of the Vir-
ginia- troops on continental establishment, and was *not, therefore,
subject to entry upon warrants for services rendered in the Virginia
state-line.
In the case before the court, all th^ land in the south-west quartet
of the Actional section had been appropriated, by law, to satisfy
Etheridge's claim, and no other land could be substituted in lieu of
that quarter-section, for any psdrt of it. Stone's claim arose under
the same law, and by the same provisions was confined to the frac-
tion in the west part of the south-east quarter of the same section,
and gave no right to land elsev/here. So much of the patent to
Stone as puiports to grant land within the south-west quarter of the
section, is, therefore, not only an appropriation of land to his claim,
not subject to it according to the act, but which,, by the same act, haa
been appropriated to another Kslaim, arising under the same act, con-
current with and eq^ual in all respects to Stone's claim. l)ow, then,
could his patent give him title to land that was not subject to his
claim ; land that he never had lefaUy claimed ; and to land that, by
law, had been appropriateid to and claimed by another? It seems to
us. this case is clearly within the principles settled m the case above
retened to, and that tne patent granted to Stone is void, for so much
of tfie land included in it as lies within the said south-w^st quarter
of the fractional section, and for whidi Etheridee holds a {>atent
It has been insisted, however, that as Etheridge only paid for the
quantity of land mentioned in his patent, that he can have no rigBl
eeS SUPREME COCRT,
Brown's Lessee it. Clements et aL
to land paid for by Stone, and included in his patent This is one
of the remits of the mistaken and illegal actS'Of the ministerial offioen
of the government, which^ as already diown, can neidier benefit one
part^, nor prejudice the n^ts of the other. The United States ha?e
received nul payment for all the land contained in both patents.
And if* Stone has paid for land which belonged to Edieiidfle, that is
E matter to be adjusted between themselves, amicably^ -or by law, as
tfa^ may choose.
Upon a full view of the whole case, it is the opinion of the court,
that the judgment of the Supreme Court of Alarama be reversed.
Mr. Justice CATRON.
I feel myself bound to dissent, from the foregoing opinion — ^for fhe
following reasona:
1. By the act of 529th May, 1830^. pre-emption rig^t settler then
in possession was entitled to enter wiA the register of the Land-
office in the district where the land Uty; by legal subdivisions, not
more t}ian one hundred and sixty acres.
The controver^ before us turns, partly, on what was the true ^' legal
subdivision" of lactic aal section 22, containing two hundred and
duee acres: This must be ascertained firom the laws on the subject
ezistinff in 1830. The lines of public surveys actually run and
markea in the field, are township ^xtennons, and section bounda-
ries; tiie lines dividing^ sections into quarters, half^uarters^ (and
auarter-quarters smce 1832,) being only indicated, or oepictea upon
le township plats returned and recorded in the office of the roister.
The act of 26tii March, 1804, provides for the first time for the
sale of the public lands in qiiarter-sections ; and also directs (sect 9)
that fictional sections shall be sold entire ; or by uniting two or
more together. The act of February 11th, 1805, directs with abso-
lute precision, leaving no discretion on the subject, tiie manner in
whidi full sections uiall.be divided into quarters: but makes no
provision for the subdivision of fractional sections. It was not until
die passinff of the act of April 24, 1820, that tiiese were authorized
to be 'subdivided; and then only when they contained more than
one hundred and sixty acres. The act' of 1820, in directing die
manner in which full sections shall be subdivided into half-quarters,
or ejriity acre lots, is as absolutely precise in its provisions as that
of lS)5 ; and, as in the former case, eives no discretionary power so
fiur as these subdivisions are concerned — ^but in authorizing ^e suIkS-
vision of firactional sections containing one hundred and sixty acres
and upwards, it directs that they shsll in like manner, ^^ as neaify
as practicable," be subdivided mto half-quaitep*sections, or eiditv
acre lots — ^^ under sudi rules and regulations, as may be prescifted
by die secretary of the Treasury.** Under tne discretionarv power
wre given, rules and regulations were prescribed by Siecaretaiy
Crawford, on the 10th of June, 1820, (2 Land Laws and Qjnnioni^
JANUARY T2RM, 1845. eO»
Brown's Lessee v. Clements et al.
-^ _ .. — -- -
p. 820, No. 796.1 . !A. circular was addressed to the surveyors^jgoieTal
of that date, for tneir goy^mment in this respect, by (he commissioner
of the General Land-ofhce: It orders that fractional sections, con*
taihing'more than one hundred and sixty acres, shall be divided into
half quarter-sections, by north and south, or east abd west lines, so
as to preserye the mo^t compact and conyenient forms. ^^ You wil),
therefore,*' says the commissioner, "be pleased to divide the frac-
tional sections in your district, Twhich remaih unsold,) in the manner
above directed, and iieport to this office, and to the registers of the
land-district in which those fractions respectiyely are situate, the
subdivisions, together with the quantity in each. It is not intended
to run the sufbdivisional lines, and marie them, but merely to make
them upon your survey^, and calculate the quantity of land in each
subdiyision."
In January, 1826, (2 Land Ls)ws, p. 683, No. 841,)furdier mstroc-
tions were ^iven on this subject, to the surveyor-general at Wash-
infilon, MississippL The \commissioner says, amon^ other things-*
"A fractional section is a tract of land^ not bounded by sectional
lines on all sides, in consequence of the intefvMltion of nvers, &c.,
and containing a less quantity than six hundred and forty acres."
Speaking of'the regulations, and the circular letter founded on
them, the commissioner continues: " The substance of the mle is,
that fractional sections of one hundred and sixty acres and upward!^
are to be subdivided by east and. west, or north and south lmes,-«t
the discretion of the surveyor, so as to preserve the most comiMi^
and convenient forms. Each lot to be, as nearly as practicable, a
half-quarter-section, containing a quantity of eighty acres ; sometimes
rather more, sometimes less, as the locality demands."
According to these instructions, fraction No. 22 was divided: two
precise eighty-acre tracts could not be made out of it; half-quarters,
or eighty acres, was the least quantity that could be sold by the act
of lo20, if in regular form and part of a full section ; but if in irre*
fular form^ and the fraction of a section, containing upwards of one
undred and sixty acres, then it was left to the secretary to cause it
to be subdivided accormng to his own regulations, into two or more
tracts, approachinff, " as nearly as practicable," to eighty acres
each. He directea the subdivisions to be made in all cases so as to
preserve the most compact and saleable forms, accommodating the
tracts to the sides of nvers, or other legal intervening boundanesto
subserve the best interests of the government. This practice haA
prevailed as the governing rule for nearly a qn?irter of a centuiy, and
IS now in full operation — large quantities of land have been sold
thus subdivided; and great mirmtities yet remain to be sold, I
s;)eak on information derived from Ae commissioner of the General
Land-office. The idea of taking out of a fraction a quarter -section
of one hundred and sixty acres, if found there, as if the section was
entire, and leaving surrounding strips of a few acres each, unsaleable
670 SUPREME COURT.
Brown's Lessee v. Clements et aL
and of little or no Talue, as will be the case here, nerer has heea
entertained at that office, as the true construction of the act of 1820,
fiN)m the date of Mr. Crawford's instructions, (June 10th, 1820,^ up
to this time. On mature consideration, I think the instructions given
legitimately within the authority conferred on the secretary. In this
▼iew of the law, as applicable to the present case, I am supported
by the opinion of the attomey-^neral, given on Etheridge's claim
in 1837,(2 Land Ii^ws and Opmions, p. 136, No. 85.)
2. Suppose, however, it was doubtful whether they were or not
authorized, is it admissible for the courts of justice, after such a
lapse of time, to call in question the construction given to tiic act;
to ftisturb so inany tides taken under it — and to break up existing
suljidivisions? The sole authority to which the act referred for its
exposition, and the prescribing of rules and regulations to carry it
into execution, was the secretary of the Treasuiy. His jurisdiction
was subject to no supervision; he was constituted the only jud^,
fix>m whose decision there was no appeal on part of purchasers; they
were .compelled to buy in the form^ and quantity, the lands were
oflered for sale, or not be permitted to purdiase at all. The secre-
tary having adjudged and settled the construction of the act accord-
ing to his views of its true meaning, and this coeval with its pas-
sage— a strong circumstance : the government in its executive and
political departments, and the community at large concerned in pur-
chasing from the government, having acquiesced without complaint,
recognising the construction as the true one, through so great a lapse
of years, it is now supposed by me, the duty of this court, on die
question beine presented here, and that for the first time, to acquiesce
also. That these subdivisions are for the best interests of the United
States is manifest; all others have abided by them, and so should
the jplaintiff.
It one of our own judgments made in 1820, coeval with tiie sta-
tute, had produced similar consequences ; if many thousands of titles
rested on it, (as there surely do on Mr. Crawford's instructions,) I
should feel myself wholly unauthorized, at this day, to overthrow
the decision, however doubtful I miorht think it to be. The conser-
vative rule of commuT^ error facU jus^ is universal in courts of
justice, in regard to their own judgments, under such circumstances ;
and' undoubted judicial propriety requires its adoption, as it seems
to me, when desding with the decision of the secretary in the preset
instance. This course is peculiarly due to the repose of tides, and
the stable maintenance of an established ^stcm m a great depart-
ment; a system that cannot be changed in this respect without mucl
expense, confusion, and delay, in the administration of that de-
partment
3. But suppose the secretary was mistaken, and the subdivision
of firactional section 22 is illegal ; what then is the plaintiff's case?
His tide is a patent ; on his legal title he must recover, ^erefore he
JANUARY TERM, 18i8, mi
Brown's Lessee •• Olements et al*
cannot be beard to say bis patent is void because fomnded on an
illegal subdivision : the question dien is reduced to this ; what does
tiie patent cover? Etheridge had no peculiar rigbts by the act of
1830^ save that he had a preference of entry ; like others purcha^ng
of the United States he was compelled to buy in legal subdivisions;
before 1820 not less than an .entire firactioSBl section could be sold ;
nor after the a6t of that year, could one be sold in subdivisions until
divided, under regulations by the secretary of the Treasury. Fur-
ther than this, the act of 1805 remained unchanged, as to fractions.
EOieridee could not be permitted to treat a quarter-section in a frac-
tion, al&ough found there, as if it was found in an entire section.
He did attempt it, in proving up his preference rights but when he
applied to enter at the Land-o£ace the register rejected his claim, and
compelled him to take the land on which he resided in the form and
quantity it had been laid off according td the instructions ; and this
he did take. The soyeniment is bound by its patent; is estopped
to disavow the subdivision granted ; and as estoppels are mutual,
Edieridge is equally bound, by the grant It recites the patent cer-
tifii^te ;• tins says it is for ninety-two acres and sixty-seven hundredths,
bounded ^^ according to the official, plat of the survey of the said
lands, returned to die General Land-office by the surveyor-general —
which md tract, described in the plat returned, has b^ purchased
by the said James £theridge.'? The plat is part of the patent cer-
tmcate; is referred to in the parent, and is part of that also, just as
much as if it was attached to the same papc^. By the plats of pub-
lic surveys, lands must b^ identified, and die boundaries ascertamed,
in all cases of the kind. The parties agree of record diat exhibit
No. 2 ia the official map described in the patent of £&eridge ;
according to Ais, he purdiftsed Ipt A for ninety-two acres and siirty*
seven hundredths; his eastern boundaiy being the red line made by
the surveyor-general, pursuant to the instructions. This was un-
doubtecBy thejand the sovemmept intended to sell, and, as I think,
as certainly ^he same Emeridge intended.' to buy, and did. buy; of
course-iie can recover no land east of that, line, and therefore the
ju(igment ou^t to be affirmed, even if the instructions were iUegal
and void.
4. The case does not stop here : Stone's patent is elder dian
Edieridge's ; the same plat is referred to in each ; Stone's is for the
one hundred and ten acres and t&y hundredths east of the red line.
This is not disputed. To overcome it, Etheridge's j>atent must b^
supported by a legal entiy for' the same land, elder than Stone's
Ct As already stated, until Edieridee paid his money, he could
no le^ entEy from which to date his tide. There being no
Mdi subdivision existing in law as the south-west quarter of nrao-
tional section 22, whenEtheridge presented Ids occupant claim, he
could not be permitted to enter in l£at form, or for that quantity.
Such was the express instruction of May 31, 1831, (2 Land Laws
m gUPBEME COURT.
Brown'* Lesiee «. Clementt et aL
It
and Instraetions, No. 497, and again in No. 521.) The first aab-
diyiflion was ci«»ted afterwards by the acf of the soryeyor-genendi
and is indicated by &e red line. That it is denominated the aondi- .
West quarter in the patent^^amoonta, ki my judgment, to vefy Ettle';
&US me department saw proper to ^caK jmch sul^visions ; the deno- •
mination was arbitrary ind not precise, but we cannot discard the
substance for the sake of correcting terms of description open to
yerbal criticism. The land contained in plat referred to in Slhe-
iridge's patent, is a teclmicai quarter-section in the language of the
deneral Land-office; and such subdivisions are known by no other
name there, as will be -seen by No. 483 aitd No. 486 in me yolume
of Instructions above referred to. Thus in No. 483, dated July 28,
1830, the commissioner instructs the register at Mount Salas, diat
&e pre-emptio|i law of that year restricted the quantity to be located
to one hundred and sixty acres, or a quarter-section ; but that it did
not intend that an excess over one hundred and sixty acres, ** in a
tract of land technically known as a quarter-section,'' diould be cut
off so as to restrict the quantity literally to one hundred and. sixty
acres. ^^ The law, (says he,) having taken it for granted that every
quarter-section contains one hundred and sixty acres, which not
bein^ the feet, we must be guided by what we Imow to be the spirit
and mtention of the law.^' He then instructs the register, in cases
of fractional sections, to conform to the subdivisions as made by the
surveyor-^neral, and to give the quantity as near as practicable^
No. 4^ is a general circular, dated September 14, 1830, on the
same subject in part.- Instruction 8 directs : ^^ Although a quaitov
section may be found to contain rather more than the ordmaiy quan-
tity of one ^hundred and sixty acres, the ri^t of pre-emption is
extended to the full quantity of such quarter-section.'' Jn me lan-
guage, therefore, of the General Land-office, the south-west quarter
of fractional section 22, called for in Etheridge's patent, is as well
known by its designation, as if the section was entire. This the
Instruction No. 497 above, explains, where the subdivided quantity
is less, to be a ^^ technical" quarter also, as well as if the quantity
had been more. But if there be imcertainty, here,^ as in former
cases, we must refer to Ae plat and Quantity to explain the imcer-
tainty. This course was pursued in tne case of Mclver v. WaDcer,
9 Cranch, 173, and again in 4 Wheaton, 444. There the plat was
held to control the face of the patent, and fixed a different locality,
because Crow creek was laid down on the plat, nearly through its
.centre; the location certificate copied in the patent, as in this case,
called for a beginning, and for courses from tnat point, running off
.firom the creek, which was not named as beine crossed by the hues ;
jet this court disregarded the calls, and hda Ac land lay on both
sides of the creek, as indicated in ihe naked plat It was a much
weaker case than the present. In patents of the United States, frcdn
their earliest date down to this day, nothing b referred to but mUn-
^ JAKUABT TEltH. 18i8, €W
Brown's Lessee «. Clement* et i^L
hen OS die public sotreys. To hold that thesuireytf^did not explain
and cdntrd- die patent as to identity, and side .lines, would be an
abandonment of both; ^ noUiing ebe can establidi either.
Much stress is laid on the fiict that the half-mile post is found on
the south boilndanr of section 522. The stoie hue-marks are uni-
formlrmade on all sectional lines, r^^ardless of fitactionS': so it
would have been done had the fraction 22 been for less than oike
hundred, and sixty acres, and not subjected to subdivision. The
section south may have been entire, and the comer post necessary
for the purposes^ gt that section.
Another difficulty stands in fhe way of the plaintiflPs recovery.
Stone's patent is the elder ; it is admkted„it covers the land in dis-
pute—the patent passed the perfect and consummate tide; in an
action of qectmenttfae patent is conclusive, as was held by this court
in Wilcox 9. Jackson, and Bagnell v. Broderick, 13 Peters, 516, 450.
You can only fi^ bc^iind it, and give it earlier date, £rom a predse
leeal entry for me same land made by .the grantee, to overrisladi an
elder patent; as this court held in Bioss v. Barland. 1 Peters, 655.
We have seen £theridge did not enter the land in dispute when he
paid -his money, and took his patent certificate. To overthrow
Stone's patent, we must rely on the preference right to enter. At
best.' it IS a remote and doubtful equity; Stone paid for the land,
(and if the assumption be ^e,]^ h^ an equitj at^bed to it for his
purchase m^ney; presenting a; case of conflicting equities,^ with
which a court of law cannot deal. In ^e language of this court in
Bagnell v. Broderick, <^ we are bound to j^esume for the puiposes
of tiiis action, that all previoifis legal steps nad been taken by Stone
to entitle himself to the patent, and thai ne had the superior r^htto
obtain it^ notwithstanding die claim set up by Etheridge ; andhav-
ing ol^tamed the patent* Stone had the test titie known to a court
of law, to wit, t^ie fee.'^ There a much more imposing equity than
Etheridge can pretend to,^ was set up. In no respect, therefore, is
there any g^und for reversing the oeciision of the Supreme Court
(tf Alabama, ac is supposed by me.
In.the case of Brown et ux. v. Hunt, Mr. Justice Dajxiel (^
sents from the opinion of the court, and concurs in opinion with
Ifr. Chief Justice and.Afr. Justice Catbok.
Vol. m.— 86 3 L
flT4 SUPREME COURT.
Lbsoii of Qeokob Cltmbk bt al., Plaintiff jn bbbob, v. V^obob
DAlf KUff ET AL., DbFBNPANTI IN BKBOB.
A eoart is not bovnd to giTeiiostructions to the jory in the terms reqoired bf
either party; it is sufficient if so much thereof are giren as are applieaU^
to the eriden^ before the jury, and the merits of the case as presented bf
the parties.
The entry and possession of one tenant in common, is ordinarily deemed the
entry and possession of all the tenants ; and this presumption will prerail in
fiivonr of all, until some notorious act of ouster or adrerse possession^by the
party so entering is broogfat home to tbe knowledge or notice of the others.
When this occurs, the possession is from that period treated as adverse to
the. other tenants.
Such a notorious ouster pr ^adverse possession mi^ be b/ Any overt act mp€k
of which the other tenants have due notice, or the assertion in any proceed-
ing at law of a several and .distinct claim or title. If an attempt be made to
obtain a partition, although the legal proceedings by which it is effected may
be invalid or defective, still, being a matter of public notoriety* the co-tenant
is bound M his peril to take notice of the cUum to adverse possession thus
set up.
If the tenants in possession onlj^ claim the undivided interest which was held
by their immediate grantors, it is not adverse to the remaining part of the
title, and such persons cannot defend themselves in ejectment by giving in
evidence an outstanding title elder than that under which they claim ; nor
can they avail themselves of the Statute of Limitations.
Bat if the occupants entered into possession and held the lands for more than
twenty years before tbe commencement bf the suit, by a purchase and dtaia
thereof in entirety and severalty, and not an undivided part thereof in t^
tenancy, it is an adverf^ possession) and ^e Statute of Limitationa is a
good plea.
This case was brought up by writ of error from the Circuit. Court
of the United States for the district of Kentucky.
There were three tenants in common of a tract of land in Ken-
tucky, and the question was, how far the possession ofthe occupiers,
holdmg under two of the three, constituted an adyerse possessioii
against the third, so as to entitle them to the benefit of me Statute
of Limitation.
In 1806, a patent was issued by &e Goyemor of Kentucky to
George Clymer for one-third, and Charles Lynch and John Bianton
for two-thirds of a certain tract or parcel of land, containing eleyen
thousand acres by survey, bearing date the 30tfa of May, 1784, If*
ing and being in the coun^ of Jeflerson, on the waters of Hanocrs
. creek, and bounded as follows, &c., &c.
A diyision of the land was made by commissioners and ofiered
m evidence during the trial; and as the yarious proceedings under
this commission ran throu^ a long period of time,- the whole of
them will be stated before passing on to other circumstances in the
history ofthe case.
<^ Henry county, the first day of January, eighteen himdred and two.
<^ We, William Neall and Isaac Forbes, haying been appointed
conmiissioners by the County Court ofthe said county of Ileniy, in
JANUARY TERM, 184S> «6
Olymer't Lett«e «. Hawkins et aL
confonDily to an act of flie General Assembly of the state of Ken*
tdtkjf for the purpose of making divisbn of Isunds between residents
and non-iesidents in the said county of Henry, having been called
on to divide a tract of eleven thousand ajcres on the waters of Har-
row's creek, in the name of George Clymer for the one-third| and
Charles Lynch and John Blanton two-thirds, agreeably to a patent
bearing date the 2^ day of December, in the year of our Loni one
Aousfl^ emht hundred and six, and of the commopwealth of Ken-
tueky the mleenth, and sdgned by Christopher Greenup^ the then
Governor of Kentucky^ It being stated to us that the said Georse
Clymer is a non-resident, we have gone on the ground, and made
&t following division, to wit : Charles Lynch and John Blanton's
portion is lot No. 1, containing seven thousand three hundred and
thirty-tfaree and one-third acres, agreeably to the plat hereby laid
down, which is bounded as fo^oweth, to wit : &c., &c.
^ No. 2, on the plat allotted to George Clymer on the division, is
bounded as follows, to wit, containing three thousand six hundred
and sixty-six and two-third acres : Be^ning, &c., &c., hereby con-
veying and aflirming the foregoing division, ajmeable to the said
allotment, to the said Charles Lynch and John Blanton, for the two*
&ircU of said eleven thousand acres, and the one-third to the said
George' Clymer, agreeably to the metes and boupds before described.
<< Given under our hands an4 seals as commissioners aforesaid, the
day and date first above written.
Will. Neale, Fl. s.] Com'r.
Isaac Fokbes, [l. a.J Com'r.
^* Signed, sealed, and delivered in presence of
^^ Henry County Courts Clerk's Office^ Jan. 1, 1810.
^' The within division of land was filed in my office, ackno\Y]edged
by William Neale and Isaac Forbes, commissioners in said county
for the division and conveyance of lands, parties thereto, as their
act and deed, and admitted to record.
"Att. Row. Thomas, C. C»
^^ Henry County^ October Cotirtj 1827.
** An instrument of writing purporting to be a division of eleven
fliousand acres of land, in the county of Henry, between' Charles
Lynch, John Blanton, and' George Clymer, the same being made
by William Neale and Isaac Forbes, commissioners appointed for
that purpose, was this day produced into court, (the commissioners
beine absent,) together with the certificate of acknowledgment, en-
tered and attested by Rowland Thomas, clerk. Whereupon, on
tnotion of Charies H. Allen, attorney for the parties, it is ordered
that the same be now received and recorded accordingly, which
was heretofore done.
"Att Edmd. p. Thomas, C.
By Will. Sharp, D. C.
m SUPRfiBtE COtTRT, ^^
^ JXmiy CbM^ Gfwrii Clb'iiPf (^^
^< I, Edmimd P. Thomit, deikt)£lbe Coiib% Gtmtm tbt ooitt^
aforenid, do oertii^, that on the day of the date hereof the fotegi^
mg conuiDBBioiieni report of hnds^ together ifith ' the otxti&cMtM
therecm oidoriedi were filed in my office and recorded.
<< Att. Ej^md. p. Th<»ca^ C,^
In 181 3y Georjge Clymer. one of die patentees, rending in Plul»-
delpfaia, made his will and died. He derised his prop^ty to* cer-
tain persons in trust, fok' ttie i^inrmeBl of certun moneys, and tfaeie
to be divided amongst his children and grandchildren.
Much evidence was g;iven in. the court below, to dmw the natve
of die title and possession under winch the ocenplmts (resUing en*
tirely'imon.the part allotted to Lynch and Blanton) held dieir lands.
They all clainled tinder Lynch and Blantcm; and the following is n
summary of the evideiice. It was proved thai diese persons entered
upon and first improved, settled, and occu|»ed, the land; and they,
and those claiming under them, have held, churned, and occupied,
'the land, as their own^ for upwards of twenty-five years before the
commencement of this suit^ but ^no evidence Iras inth>duced by
either of the defefida^ts, conducing to prove that either of thena, or
any odier person, had^ given any expres9 notice to the patentee, Gil-
mer, in his li^time, or either of the trusts named in me vnll of said
Cl^er, that they, or any of them, held the land adversely to the
claim or right of Clymer; nor was any evidence given, tending to
prove diat notice of anjr sort had erer beei^ fi^^i^ to Clyiner, or any
of the trustees named in his wil}, by anv of the defendants, or any
other jperson tmder whom any of them claim, except the facts which
tbfi evidence did conduce to establidi, that the land in possession
of each defiHidant had been taken pdssesaon of, improved, and oc-
cupi^ by actual residence, by eacn defihidant, (or .at first by.him
of whom he derived his* possession and claim, of rig^t, and after-
wards by himself,) as all entirely his or their Own, and not as co-
tenant with Clymer or his devisees, and had been' so erer afterwards
held, for upwards of twenty years, and up to die commencement of
this suit.
It did not appear bv the evidence, that either of the defendants,
or his predecessor in die possession, had any knowle^ or notiee.
in ^t, that Clymer was a co-partner with Lynch and' Blanton, or haa
any interest in the l^nd; and plaintiff's counsel insisted only that
they were bound to know and name the right of Clymer, vpfmntd
on the patent.
Evidence was also introduced to show that m^ of the defaid^
ants were within the boundary of adverse patents^ elder in date dian
the patent to Clymer, Lyncfir'^d Blanton. and that some of them had
contracted with the claimants of those elder psitents, for die land in'
dieir possession, since fliey became possessed of it.
The suit was brou|^ in December, 1840, by the representativca
JANUARY TERM, 1845. m
Glymer's Lessee •• Dawkios et aL
of Clym^r, against six^«diree occupants of tbe tract, which, as he»
fi>re stated, had been assimed, in the partition, to Ljmch and Blanton.
Upon the trial, the plaintiff asked the court to instruct the jury:
1. That if the jury belieye, from the evidence, that the detend-
ants, or others under whom they claim, entered upon the land in
contest under the claim of Clymer, Lynch and Blanton, for eleyen
&ousand acres, that such of me' defendants as the Juiy may find so
^ntered,^ by themselves or others Under whom they claim, cannot
iiTail Aentselyes of the elder patents read in evidence, as to defeat
the pliuntiff in this action.
2. That&e defendants cannot defeat the plaintiff's ri^t to reco-
▼^ if the jury believe, from the evidence, the plaintiff ever had
right, by reason of the Statute of Limitation, provided the jury be-
lieve, from the evidence, that the defendante, or those under whom
tt^ey claim, entered upon the land in contest, under the title of Cly-
mer, Lynch and Blanton, for the eleven thousalid acres patented to
diem.
3. That if the jury find, firom the evidence, that any of the defend-
ants entered upon the land in contest, under a parol contract of pui^'
chase fix>m the agent of Lynch and Blanton, who were tenants in com-
mon vrith Clymer in the eleven diousand acre patent, read in evi-
dence ; and the juiy also find that such of the ddfendants as so pur-
chased never notified the patentee Clymer, or the trustees named in
bis will and codicil, or either of them, that jthey held adversely to
Clymer's tide, that die defendants, as to whom thd jury may so nnd,
cannot avail themselves of the Statute of Limitation m defence of this
action. Also,
4. That such defen^mts as the jury may find as above-men-
tioned, if there be any such, cannot avail themselves of the outstand-
ing conflicting elder patents read in evidence, unless the jury further
find that such defendants, in the opinion of die jury^ have proved a
connection with such elder patent or patents, by purchase, either
: made by them or odiers under whom they claim.
The court refused to give either instruction, is asked, but in-
stead thereof gave to the jury the following instruction:
"The court instruct the jury, that if they find, from the Evidence,
that any of die defendants, or those under whom they claimed, en-
tered upon the parcel of the land in controversy in their possession
at the commencement of this action, under a contract, whether it
was executed or executory, by parol or in writing, widi the agent
of Lynch and Blanton^ or either of their co-grantees with Clymer, of
the eleven thousand acres, by the patent read by plaintiff, ox any
other person claiming under that patent, whereby ^ey purchased an
individual two-thirds, or any other such part, and not the entire in-
terest in such parcel or parcels of the lana, then such defendants, or
those under whom they claimed, and who had so entered, did not,
by their entry into the possession, oust Clymer or his .devisees (tf his
3l2
678 BUPREME COURT.
Olymer's Lessee v. Dawkins et al.
or their undivided third thereof; but the entrjr of such purcbaaers
and their possession was for him^ Clymer, or his devisees, as w^U as
for themselves; and in the absence of all evidence of notice to Cljr-
mer, or those claiming under him, of a subsequent advarsaiy holdings
by such occupants, their possession did not become adversary in
legal eflect, to Cljmer or his devisees; and no defendant, who so
entered, can now avail himself of the outstanding legal title by the
elder patents to be read in evidence; nor cap any such defendant
prevail in his defence of this action by the length of his possession,
and the Statute of Limitation; nor can any defendant who entered,
claiming the entire estate in Ub parcel of the land, add to the lei^;th
of his owii possession that of any one under whom he claimed and
had succeeded, who bad' so entered under a purchase of an undi-
vided part, and was so a co-tenant with Clymer or his devisees,
and thereby make out the twenty years of adversaiy possession within
the statute. '
The defendants moved the following instructions, to find as in
case of a nonsuit as to all the defendants:
That t^ie plaintiff has shown title only to an undivided interest in
the land, and that only one-fifteenth.
To find in fiivour of all the defendants whose tenements faU within
the elder claims of Tutde and Howard.
To find in favour of all whose possession existed, and continued,
and have been held as their own^ for twenty years before the com-
mencement of this suit
To find in favour of those whose possession existed and continued
under Lynch and Blanton, and adverse to Clymer, for twenty years
before suit brought.
To find in favour of those whose p<;;;sesaon originated, and have
been held as their own, twenty years b3bre suit brought, under pur-
chases fi-om Lynch and Blanton, or either of them, a&r the division
made under the orders of the Henry county court
• The court refiised to rive either of the instructions, as moved by
the defendants, bjut in substitution therefor gave the following instruc-
tions :
" The court instruct the juiy, that their verdict ought to be for each
defendant who, or whose predecessor in possession, from whom he
had derived his possession and claim of right, had entered on the
land in his possession at the commencement of the action, twenty
years before that day, by a purchase and claim thereof m severalty,
all as his own, and not an undivided part in co-tenancy with Clymer
or his devisees, but adversely to him or them, whether such pur?
chase was firom Lynch or, Taylor, or Lynch and Blanton, or any other
who bad ever afterwards, up to the commencement of this suit, con-
tinued thus to hold such possession."
To each opinion and decision of the court, in refusing to pve the
instructions as moved by the plaintiff and each of them, and in giving
JANUARY TERH, 1845. 6W
Olymer's I^essee v. Dawkins et aL
&e instructions which were given by the court m substitution^ or in-
stead thereof, the plaintiff at the time excepted. Also, tiie plaintiff
excepted to the inMruction which is given by the court in substitu-
tion of the ^instruction^ moved by die defendants, at the time the
iostructipn was given, and h^ now excepts to each opinion and de-
ciaon, and prays diat this his bill of exceptions be signed, sealed,
and.enrolled, which is accordingly done.
Thos. B. Monroe, [l. s.]
CrUtenden for the plaintiff in error.
TibbaUs and Armircng^ (in a printed argument,) for the defend-
ants in error.
Crittenden made the following points:
1. That the proceedings of the County Court of Henry counfy,
and of the commissioners for the purpose of making a partition of
said land, were not authorized by any law, and the division was
therefore null and void, because not conformable to the statutes on
which its validity depended. 1 Littell's Laws of Kentucky, 691 ;
Hood V. Mathers, 2 Marshall, 669 ; 3 Littell's Reports, 40 : Clay
V. Short, 1 Marshall, 371.
2. That the defendants having entered and held under the patent
to Clymer, Lynch, and Blanton, could not lawfully set up and rely
for their defence upon any other outstanding adverse patents to bar
the plaintiff's recovery, and especially as it was not shown to be a
subsisting and available tide.
3. That the possession of the defendants having been acquired
under Lynch and Blanton, or one of them, could not be considered
as adverse to their co-tenant, Clymer, or allowed to operate as a
bar to 'the present aetibn ;.and that this is especially true as to those
defendants who diowed no deed or written evidence of purchase.
1st. Eight years after the division was said to have been made,
it was given to the clerk, and not to jlhe court until 1827. The act
of Assembly doeis hot say when it Jnust be recorded, but twenty-
five years is too lone a time to elapse. The parties might have bad
it in their pocket aU this time. The courts in Kentucky have al-
wi^s construed such papers strictiy. See the authorities above.
2d. If tiie defendant has acknowledged the title of the plaintiff,
be cannot afterwards dispute it. 1 Caiines's Rep. 394, 444 ; 6 Cow.
Rep. 129, et sea. 174; 4 Cranch, 419.
Nor can a defendant, whose predecessors bad recognised the title
of the plaintiff, afterwards dispute it. 6 Cow. Rep. 129, 130 ;
4 Johns. 230 ; 1 Caines's Rep. 3d4 ; 4 Munf. 473 ; 2 Johns. Cas. 363 ;
3 Peters, 60; 3 Serg. & Rawle, 386 ; 13 Johns. 116 ; 3 Martin,
(N. S.) 11 ; 6 Johns. 34; 7 Johns. 167; 19 Johns. 202; 6 Cow.
620 ; 3 Wash. C. C. Rep. 498.
The defendants also offered in evidence outstanding tides in
m- SUPREME COURT,
Oljmer's Lessee «i Dawkins et aL
■ » ' ' ' » >. ^1
fltrangers, which they allege^ to be elder and better than &e |dani-
tiflPs title. Can Aey do this?
If it be admitted as the settled doctrine, that t)tO|ig^ the plano^ in
ejectment has a title better than that of the ddendant^ yet that he is
not entitled to recover if the defimdant ean^abow a superior ti^ in
a third person, though he does not claim anjr privi^ with that third
person: If this be the admitted doctrine, if is subieci to a ereat
many exceptions, which destroy its general applicabilW, and taoat
exceptions a^e supposed to include the present case. The instances
of such ^exceptions are numerous, namely:
A mortgagor is never suffered to set up the title of a third person
against his mortgagee. Doe v. Pegge, 1 T. R. 758, note.
It is estabUshed that a mortgagor cannot ^t up a prior mortga^
to defeat the recovery of a second nK>rtfi;age. He is barred by his
own act from averring that he had no&ing in the premises at the
time of the second mortgage. The principle of this decision has
been repeatedly recognised. Lade v. Holford, 3 Burr. 1416 ; New-
haU V. Wri^t, 8 Mass.. Rep. 138, 153; Jackson v. Dubois, 4 Jolms.
Rep, 216.
A lessee cannot do it ligainst his leM>r; 8 Mas9» Rep^ 138, 153;.
1 Cames's Rep. 444 ; 2 Caines's Rep. 215 ; 7 John^r Rep; 466 ; W
it is needless to cite authorities on this point.
So a person who bar entered into possession under another, and
acknowledged his tide, cannot set up an outstanding^tide in another.^
Jackson v. Stewart, 6 Johns. Rep. 34; Jackson v. De WaUpi
7 Johns. Rep. 157 ; Jackson v. Henman, 10 Johns.' 292.
Nor can a person claiming the land under a tenant, set up an out-
standing title against the landlord. Jackson t^. Graham, 3 Caines's
Rep. 188.
A pecson who has entered by permission under one tenant in
common, cannot, iafter partition made, set up an adverse tide aeainst^
another ttoant in cdmmon, to whose share the 'premises bad rallta.
Smith V, Burtis, 9 Johns. Rep. 174; Fisher t;. Creel, 13 Johns.
Rep. 116.
A mere intruder cannot pr6tect himself by setting up an ontstand- -
ing title. Jackson v. Harder, 4 Johns. Rep. 202.
Dui if a defendant have acknowledged the tide of the plaint^ be
cannot afterwards dispute it. Jackson ex dem. Low v. Reynolds,
1 Caines's Rep. 444; Jackson ex dem. Smith et al. v. S^tewait,
6 Johns. Rep. 34; Jackson ex dem. Davy v. De Walts, 7. Johns.
Rep. 157j Jackson ex dem. Browne v. Hanman, 19 Johns.
Rep. 202.
And even where the predecessors^ of the de^ndant had acknow-
ledged the tide of the claimant, it ^ms held diat the defendant was
equally precluded from setting up the defence of adverse possession.
Jackson ex deni. Van Schaick and others v. Davis^ 5 Cow. Rep.
129,130.
^ JANUARY TERM, 1941b. %n
Oljmer't Lessee «i Dawkint et aL
< r I ■ ■
Where one takes hj deseent as a eo-heir and tenant in common,
he cannot diow (in ejectment bj his co^-heir, oe one clatmmff under
him) that &e ancestor had no title. Jackson ex, dem. liiU v^
Streeter, 5 Cow. Rep. 620.
Armiinmg^ for defendants in error, stated die case and proceeded
tibns:
The isstie, then, in ^Qiif cause between the parties seems to be on
tibe question : did the entry of dtf^ndants on land to which plaintiff
had ri^t in common with their vendor, notwithstanding their igno-
rance of that right, their want of intehtion to enter, as tenants in
common, and their express entry claiming and holding the land as
fheir sole freehol(l, adyersely to the whole world, constitute them
ten tots in common with Clymer?.
It is not, I presume, necessary for me ta cite autfiority to diow
the intention with which*'an entry is. made on land defines me nature
of that entry. These, defendants, and those under whom they claim,
entered undcar their purchases as sole owners in fee of the whole
lander held by them, and were so possessed thereof ^or more than
twenty-five years before the commencement of tfiis suit
The counsel for defendants does not .deem it necessary to con-
mime the time of th^ caur^ by using argument, or citing authority,
to proye that possession of land by a purchaser, under a contract
for^ entire estate, without ri^t m the {grantor, is adverse to the
ligh^ owner ; or &at a person in possession of land may purchase.
in an outstanding title to protect mat possession, but will merely
can the attention of die court to the case of Jackson ex.dem. F^res-
ton,'&c.;^ V. Smith, m the Supreme CoWt of New York, 13 Johns.
Rep. 406^ a^ase in point. .There the defendant held under a
deed miuie by one out of nine tenants in conuqon ; but the deed
purported to be for die whole fee. The court says, (pagje 411,)
** the deed," under which defendant held, <* for the whole lot can-
not control die possession of the defendant, and of his father, so as
id make it the entry and possession of a tenant in common, merely
because it gave title to no mem than one-nintfi part of the whole
lot ;" and a^ain, (page 112,) *^it is evident, therefore, that the dp6-
trine^ in relation to tenants in common does not apply to this case.
It might as well be urged as applicable to a c6nyeyance made by a
stranger of ainr lands held in common, and it will not be questioned
that uie purchaser under such a deed, given without right on the
part of the grantor, would notwithstanding be adverse to the rightr
iul owners, altbourii held by thein in common."
It is belieyed Sie case cited presents the true law of this casr^
and diould die court deem it necessary, they are respectfully re-
quested to examine die case referred to for themselves.
Tiiiattt, for the defendants in error, recited the fiicts and eyideace
in the case with great particularity, and then added :
Vol. m.— 86
m SUPREME COUHT.
Clymer's Lessee •> Dawkinc et aL
I
Under this state of .theeyidenQe^onthe part of the defendants, ne
contend that the law of the case was for them, and the Terdicl ol
the jury correct on the following gronnds :
1. Because the division was a good and TaUd division, and sev-
ered the estate of Clymer fix>m that of his co-patentees.
2. Because, if it were not good in its inception, it became good by
the lapse of time, and the le^ presumptions arising from the lapse
of time.
3. Because the defendants held the land adversely to the ri^t or
title of the lessor of the plaintiff, and their -holding bang adverse,
his ri^t of entry is barred by the Statute of Limitations.
By the act of the legidature of Kentucky^ approved December
19, 1792, (2 M. & B. 1066,) it is enacted, sect. 1, thai if the
owners of lands within this state, who are non-residents, do not
attend to have the same divided, where the same is held in coniuno-
tion with citizens of this commonwealth, or with other non-residents,
where such non-residents tnay apply by themselves or agents to have
the same divided, or do not appoint agents to make such divisbn
vrithin one year from the passage hereof, die courts of the several
counties within this state shall appoint six commissioners in each
county, who, or any two of them, shall, wheA called upon for the
purpose by the citizens of this commonwealth, or th^ ovimers of lands
who are non-residents, or their agents, attend and make such divi-
sion agreeable to the contract entered into by the parties, *^ and sudi
commissioners shall make return of such land by them so divided,
with the quantity and names of the parties concerned, a^d by whom
called upon to do the business, to the county court of' the county
where such land may lie, to be there recorded."
The requisitions of this act are,
1. The appointment of six commis^oners by die court, which
has been done.
2. The return of the land, with th^ quantity and names of the
parties concerned, and by whom called on, &c., which is construed
to mean '^ a description of the boundaries of the whole tract, and of
the particular lots divided, together with the names of each par^
holding interests, so that it may duly appear who were parties to the
partition ;" Hood v, Mather, 2 Marsh, 560 ; which has been com-
plied with.
3. That the return shall be made to the county court of the county;
and it is decided (Ibid.) that it will not be good to make the return
to the clerk's *office, but that it must be maqe to the 'county court
We contend that this conditron has also been complied with ; for
though the division was first returned to the clerk's office and
acknowledged by the commissioners, yet it was afterwards presented
to the court, which was good, because the statute does not require
that the commissioners shall present it in person, nor acknowledge it ;
it being an official act, such as the return of a summons by a sheriff^
JANUARY TERM, 184&
Clymer's L.essee «. Dawkins et aL
which, with the papen^with die return written thereon, maybe handed
in person, .or sent by a third person, or by letter, &c.
Nor does the statute fix any time in which the division is to be
retuilied ; nor is there any thing to be done by the commisaonerain
court, or by the court itself, the law itself ordering what is to be done.
Besides, it appears fix>m the record of the court, that it was received
and ordered to be recorded, on the motion of ^^ the agent of the
parties,^ which will include Clymer as well as the other, and will
be so intended by the court. Vide Pringle v. Sturgeon, Litt. Sel.
Cas. 112, and Parker's Heirs v. Anderson, 5 Monr. 540. That if the
division was not good in its inception, it became good b^ the la|>se
of time, and the jury had s, ri^t to presume every thing which
would be necessai^ to make it good, as a deed of release, or con-
firmation fi*om Clymer.
** Artificial or legal presumption is arbitrary, inflexible, and con-
chisive. it is the policy of the law substituted for proof of facts,
the ee^lishment of whieh by oral testimony, or written testimony,
or written memorial,' is rendered impossibly by lapse of time."
- The presumption not absolutely conclusive is such, that after
twenty years a bond is paid off; a mortgage satisfied, the mortga^r
remaining^ all the time in possession; £e equity of redemption
released, the mortgagee having enjoyed the possession twenty years;
or the l^zal title conveyed to thfe purchaser after twenty years' pofih
session, &c., &c. These may all be combatted by pft>o& or ^expla-
nations, inconsistent with the inference of reason, and firom ihe
isolated fiu^ts which of themselves would establidi the presumption^
Hence their consideration belongs to the jury, to whom they wiH be
left upon hypothetical instructions. The jury may presume a deed
when neither the chancellor nor the common law jud^ will or can.
Staride, 1216, 1227, 1236 ; Peake's Ch. 26.
A possession of thirty years or less, by a purchaser who held a
bond for a title, would be sufficient, in the absence of any control-
ling circumstances, to create a lesal presumption of a conveyance
finom the possessor of the legal tide. In such a case, it is not oolj
necessary for peace and justice, that such a presumption should
arise, but is intrinsically probable that a deed was made. 10 Johns. 377;
11 John». 466; S Mass. Rep. 399; 6 Cranch,262; Gaines v. Conn's
Heirs, 2 J. J. Marshall, J07.
Aldiou^ the Statute of Limitations will not run where the posses-
fflon held is on pledge^ mortga^, &c., yet, ^^^ if possession had been
of twenty years' duration, it might have justified the presumption, in
case there were no repelling circumstances, that the testator relin-
quished the title to. the slaves in satisfaction of ^e debts, and a court
of chancery would not then interfere to disturb the possesnon.
Mims V. Mims, 3 J. J. Marsha, 106«
Without some opposing probability, the jury will presume adeed
after possession of twenQr years, by one who had purchased- the
«M SUPREME COURT.
Olymer's Lessee «. Dawkini et aL
land, which, in consequence of his ptndiase, he diall hare so long
occupied. 2 Saund. 175 a. ; Sltarkie, 602, 1243, 989 ; 7 Wheat 6£
Grants may be toresnmed from lapse of time. 12 Co. B«. 5:
2Heii.tMunf. 370.
Grenerally whatever will toll the ri^t of entry will create a pie*
sumption of the conyeyance of the legal title.
Eyery thing necessary to the validity of a collector's ()eed will be
presumed after twenty years, if it be shown tbit he was collector of
taxes which were committed to him. 14 Mass; Jftep. 146 ; Ibid. 177 ;
Fitzhugh V. Croghan, 2 J. J. Marshall, 436.
3. But we contend further, that the defendants held the land ad-
▼ersely to the ri^ht or title of the lessor of the plaintiff, and that
their holding bemg adverse, the rifffat of entiy is tolled, and the
pbdhtiff is barred by the Statute of Limitations.
We admit, as a jgeneral .principle, that die possession of one tenant
in common, or jomt-tenant, is the possession of the other; Ckdeman
V. Hutchii^n, 3 Bibb, 209; and ^tlhe Statute of Limitations does
not run against one tenant in common in feyour of another, unless
there hsA been an actual ouster and adverse holding. (Ibid.) But iA
this case we contend that there has been bo^ ; we show that Ae
defendants, imorant of the r^ts of the ancestor of thelessor of ^
plaintiff, without any intention to enter as tempts in conunoo,
entered upon the land, expresdy claiming and holding it as tfietr
sole freehold, adversely to ttie whole wchtIq ; they, and ttiose under
whom they claim, entered under their purchases, as aefe ownen in
fee of the whole land held by them, and were so possessed for moie
tiian twenty-five years before the commencement of the suit
The quo ammo with which an entry is made on land, will define
the nature and character, whether friendly or adverse, and extent of
the possession acquired by the entry ; 1 Marsh. 347 ;,Calk9. Lymi'b
Heirs, 3 Marsh. 615 ; and whether_th'e possession of land is a^Tene
to a certain claim or not, is a question of &ct to be found hf die
Jury; Bowles t;. Sharp, 4 Bibb, 560 ; or as the true doctrine is more
distinctly laid down m Barrett and wife v. French, 1 Coph. He^.
The possession of one tenant in common recognising the tide of his
co-tenants, is in legal consideration the possession of all; that
persons under the same titie, without partitidn^ cannot prescribe
agidnst each other. Broussard p. Duhamel, 3 Martinis Rep. N. S.41.
That where ^^ two persons claim by the same title, there shaQ be
no adverse possession, so as to toll the entnr of the one, but an
entij of the other be at all times lawful. 2 £sp. N. P. 8^ (old
namng 434 ;) Carothers et al. v. Ihe Lessee of Dunnmg et aL,
3 Serg. & Rawle's Rep. 386.
But that a person claims to hold land under^ the same tide, is no
evidence that he holds amicably with the original holder of that txtfe,
or those claiming under him. The purchaseir of land sold for the.
non-payment of taxes holds advei^y to the fimn^ owner, and
JANUARY TEBBf, 1846.
Ol^mer't Lessee «. Dawkins et aL
can conseauently ayail hiimself of twenty yeais'-adTene poaieasion.
Graves v. nayden, 2 Litt. 65. The court say, ^^ the circumstance
diat the defenaant claims to hold die land in controTer^ under Ifap-
tin's title, was no evi^'ence of his not holdinjg adyersdy, nor^eonld
it prevent the Statute of Limitations £romrunnmg. Beingapurdiaser
in fee, tfaou^ lie held under Martin's tide, he did not hold under
Martin, but m his own fig^t, in rnrtue of his purchase, and must
dierefore have continued to hold adversdy to Martin and those
deriving tide through him.
So a purchaser und^ a riteriflTs sale — and
Where a party had obtnneda decree, thou^ a Toid one, finr a
conveyance m fte absolute* and a conveyance m pursuance diereof
of the inheritance of his. deceased wife, under the erroneous idea
that he was heir of her son, who diedvshordy after tia mother's
death, and had sold the land to one who retained the
twenty years, such alienee is protected in his tide and possession by
lapse of time. Baseman's Heirs v. Batterton et al., 1 Dana, 432.
So with the ^efendants^ notwithstanding they daun die same tide,
and ^ouph the division mkf have been void.
Theretore, though the possession of one tenant in common diould
be deemed di6 possession also of his co-tenant, nothing to th^ con-
trary appearing ; yet if a tenant in common enter not as a tenant in
common, but adversely to lus po4enant, his twenty years' possession
would not only be a good defence against,' but would m hd so
invest himvrith the complete tide, as to enable him to recover in
ejectment against his co-tenant.
*^ That one tenant in common may oust his co-tenant, and hold
in severalty, is not to be questioned. But \ silent poawssion,
accompaniea vrith no act which can amount to an ouster, or give
notice to his co-tenant that his possession is adverse, oug^t not, we
think, to be construed into an adverse posseBaon. McClungv. Rbsi^
6 Wheat Rep. 124, per Marsh. Ch. J.
The law is, that nothing but an* actual ouster by one tenant
in common shall rive him the exclusive possession. Lessee of
Empsomv. Shacldeton, 6 Burr. 2604; Carothers et aL v. The
Lessee of Dunning et al., 3 Serg. & Rawle's Rep. 386.
But if there has been an actutd ouster and adverse holding, it is
well setded in numerous cases, that the Statute of Limitations will
nut from the time of such ouster and adverse possession. Coleman
r. Hutchinfen, 3 Bibb, 212; and vide Braekett v. Norcross,
1 Greenl. Rep. 91 ; Russell's Lessee v. Baker, 1 Iburr. k Johns. 71 ;
Lessee of Brandt et al. v. Whid)eck, 6 Cow. Rep. 633; Van Dyck
V. Van Buren. 1 Caines's Rep. 84; Biyans^t^. Atwater, 6 Day's
IU». 188.
We contend that the division of the land, the marking the lines,
the selling the entire fee, amounted to an actual ouster — no actual
fi>rce fvas necessary, and none could have been used in this case> the
3M
eW SUPREME COURT.
Clymer'f Lessee v. Dawkins' et aL
land being wild land. To provd an actual ouster by one tenant m
common against another, it is not necessary ^o show that any real
force was used ; it is sufficient to show that the tenant in possession
claims the whole^ and denies the title of his co«tenant; McConneU
V. Brown, Litt. Sel. Cas. 468 ; Adams on Eject 56 ; and this rule
must work both ways.
Where the defendant, bavins purchased a lot of land, and received
a deed for the whole lot, in which the erantor stated himself to be
the heir of the patentee, and he entered into the possession under
that deed, and it afterwards appeared that the grantor had title to
one-ninth part of the lot only, as a tenant in common, this was held
not to alter the character of the defendant's possession, so as to pre-
vent its being adverse, but that he must be deemed to have entered
under his deed, as sole owner of the {ei in the whole lot ; and that
possession of land by a purchaser under a deed for the entire lot,
g'ven without ri^t in the grantor, is adverse to the rightful owners,
ough tenants m common with the grantor. Lessee of Preston et
al. V. Smith, 13 Johns. Rep. 406.
And'in the case of Culler et al. v. Motzer, 13 Serg. & Rawle, 356, it
IS held, that if one tenant in common sell the whole tract, iand pos-
sesaoh be held adversely for twenty-one years,, the sale and posses-
sion amount to an ouster of the co-tenant, who is bound by the act
of limitations.
This case is fully in point: the court say, ^^the possession here
was for twenty-five years, in denial of the right^f the other; for the
sale of the whole, and the possession under such ^e, 'would amount
to an ouster." llie purclmser, who came into possession in 1800,
came into possession under a title adverse. Motzer could never be
considered as a co-tenant, and as the bailiff and receiver of James
Brown, and as such accountable for the profits in an action for ac-
count render. He never entered as a tenant in conmion ; and the
charge t)f the court was altogether correct, for- this was an entire tract
of land to which there was no adverse claim, and therefore the ad-
verse claim was co-extensive with the claim. That was the oidy
ri^t, and the possession there being no adverse tide, was according
to that right. There ought not, consequently, to be made any de-
duction on account of James's supposed outstanding tide. Jackson
ex dem. Preston v. Smith, 13 Johns. Possc^on of land by a pur-
chaser, under a deed of an entire lot, is adverse to the rightful owner,
though tenant in common with the grantor.
If, then, a tenant in common Or joint-tenant cannot bold adversely
to his co-tenant, and if the holding of the defendants amounts, as we
contend it does, to ah ouster in contemplation of law, and diey do
hold adversely to the claim of Clymer, the le^r of the plaintifi^ then
they can rightfully rely either upon the Statute of Limitations, or an
outstanding elder, title, according as their circumstances may require
either defence ; and there is no error in the proceedings of the Ciicoil
JANUARY TERM, 1846. WT
Olymer't Lessee v.Dawkins et aL
Cc^f either in refusing to grant the instructions asked for by the
counsel for the plaintifi^or in giving the substituted instruction for
the defendants, or in substituting the instruction for those asked for
by the plaintiff.
Mr. Justice STORY delivered the opinion of the court.
This is the case of a writ of error to the Circuit Court of the dis-
trict of Kentucky. The original suit was m ejectment for a certain
tract of land| in Kentucky, containing eleven thousand acres.; and
upon the trial, upon the general issue, a verdict was found for the
defendants, upon which judgment passed for them. A bill of ex-
ceptions was taken by the plaintin, to the opinions of the court at
til.' trial; and to revise those opinions, the* present writ of error is
brought by the plaintiff
On the 24th of December, 1806, a patent for the tract of eleven
thousand acres of. land was granted by the commonwealth of Ken-
tuckyf unto George Clymer, (under whose will the lessors of the
-plaintifi* make clam,) one-third, and unto Charles Lynch and John
jSlanton, (under whom die defendants make claim,) two-thirds. In
the year 1810, if not at an earlier period, (for there is some repug-
nancy in the various dates stated in the record,) Lynch and Blanton
procured a partition of the tract to be made, by the authority of the
Uounty Court of Henry, by certain commissioners, appointed pursu-
ant to the Kentucky statute of 1792, by which one-thu-d was assigned
in severalty to Clymer, (he being then a non-resident,) by certain'
metes and bounds; and the remaining two-thirds wer^ assigned to
Lynch and Blanton, by certain other metes and bounds. The return
of the commissioners was filed, acknowledged, and admitted to re-
cord in the clerk's oflSce of the county of Henry, in 1810; but the
Court of that coun^ do not seem to have ordered the return to be
received and recorded until 1827. How this delay took place, has
not been satisfactorily explained ; and the omission has been insisted
upon as an objection to the validity of the partition.
All the defendants appear, firom the evidence, to have derived titie
to the lands in their respective occupation, and to have entered into
possession of the same, i^er the partition was made, and by titles in
severally, derived exclusively firom or under Lynch and Blanton ; and
the lanos held^y them are situate exclusively within the tract as^
signed by the partition to Lynch and Blanton. The main defence
reued upon by the defendants, at the trial, was an adverse posses-
sion to the tide of Clymer, during the period prescribed by the Sta-
tute of Limitations of Kentucky. To rebut this defence, the plaintiff
insisted that the partition was void, and being void, the defendants
having entered into the liand under the patent to Clyfher, Lynch and
Blanton, who still, notwithstanding the partition, in point of law,
remained tenants in common of the land, were not at liberty to set
up an adverse possession against that titie; nor at liberty to set up
«M SUPREME COURT.
Clymer's Lessee v. Dawkins et aL
any outstanding superior title in any third person, under any elder
patent offered in evidence, to defeat the plaintiflfin the action.
The plaintiff, upon the evidence, (which need not he here particu-
larly recited,) moved the^court to instruct the jury as foUows: [Sec
the statement of the reporter.]
The defendants also moved the court to give certain instructions
to the jury ; which instructions the court refused to give, but gave
the following instruction in substitution thereof: [See statement.]
To the instructions so refused as propounded by the plaintifil and
to the several instructions so given by the court, the pl^tin ex-
cepted ; and the cause stands before us for consideration upon the
validity of these exceptions.
The first point made at the argument for the plaintiff, is as to the
validity of the partition under the proceedings in tne county of Henry.
In our judgment, it is wholly unnecessary to decide whether those
Eroceedings were absolutely void or not ; for, assuming them to have
een defective or invalid, still, as they were matter of public notori-
ety, of which Clymer was bound, at his peril, to take notice ; and.
as Lynch and Blanton, under those proceedings, claimed an exclusive
title to the land assi^ed to them, adversely to Clymer; if the de-
fendants entered under that exclusive title, the possession must be
deemed adverse, in point of law, to that of Clymer.
And this leads us to the consideration of the instructions actually
given by the court, which cover the "whole ground in controverey,
and, if correct in point of law, show, that the court rightly refused to
give the instructions asked by the plaintiff, so far as they were not
consistent with the instructions actually given. It is very clear that
the court are not bound to ^ve instructions in (he terms required by
either party; but it is sufficient if so much thereof are given as are
applicable to the evidence before the jur/, and the merits of the case,
as presented by the parties.
The first instruction given by the rourt is as favourable to the
plaintiff, in all its bearings, as the law either justifies or requires,
and is in direct response to the substance of some of the instructions
asked by the plaintiff. It in substance states that if this defendants
entered under the title of Clymer, Lynch and Blanton, as tenants in
common, and did not claim any title except to two-thirds of the par-
cels of land respectively held by them, and not to the entirety thereof,
then their entr}' into the possession did not oust either Clymer or his
devisees of his or their undivided third part, and was not adverse
thereto ; and that the defendants so entering could not avail them-
selves of the defence of the Statute of Limitations ; and they could
not avail themselves of the outstanding legal title of third persons by
any elder patent. So far as this instruction goes, it is manifest that
it was favourable to the plaintiff; and indeed it is not now per a
objected to, but the objection is, that it does not go far aiough, and
thus was to the prejudice of the plaintiff.
JANUARY TERM. 1846. 689
Clymer't Lessee v» Dawkins jet al.
The real pomt in controversy turns upon tbe second instruction
given hjihe court, in answer to the prayer of the defendants. That
instruction, in substance, states, that if any of the defendantss entered
into possession of the lands respectively claimed by them, and held
the same for more than twen^ years before the commencement of
the suit, by a purchase and daim thereof inentirety and severalty,
and not for an undivided part thereof, in co«tenancy with Clymer
or his devisees, but adversely to them, then such defendant was
entitled to a verdict. in his favour, whetiier he held bv a purchase
from Lynch, or Blanton, or any other person who had ever after-
wards, up to the commencement of the suit, continued thus to hold
the possession. We see^o objection to this instruction, which ought
to prevail in favour of the plamtiff: on the contrary, we deem it en-
tirdy correct, and consonant to the principles of law upon this sub-
ject It is true, that the entry and possession of one tenant in com-
mon of and into the land held in common, is ordinarily deemed the
entry and possession of all the tenants ; and this presumption will
prevail in mvour gf all, until some notorious act of ouster or adverse
possc^on bv the party so entering into possession, is brought home
to the knowledge or notice o^ the others. When this occurs, the
possession is from that period treated as adverse to the other tenants,
and it will afterwards be as operative against them, as if the party had
entered under an adverse title. Now such a notorious ouster or ad-
verse possession mfty be by any overt act in pats^ of which the other
tenants have due notice, or by the assertion, in any proceeding at
law, of a several and distinct claim or tide. to an entirety of the whole
land, or, as in the present case^ of a several and dbtinct tide to the
entirety of the Wbole of the tenant's purparty imder a partition, which,
in contemplation of law, is known to the other tenants. Upon so fa-
miliar a doctrine it scarcely seems necessary to cite any authorities.
So early as Townsend and Pastor's case, 4 Leon. Rep. 52, it was
holden m the Common Pleas, hy all the justices, that where there
are two co-parceners of a manor, if one enters and makes a feofiment
in fee of the whole manor, this feoffment not only passes the moiety
of such coparcener, which she mi^t lawfully part with, but also the
other moiety of the other coparcener, by disseisin. This decision
was fUlly confirmed and acted on, in the recent case of Doe d. of
Reed v. Taylor, 5 Bam. & Adolph. Rep. 575, where the true distinc-
tion was stated, tiiat althou^ the general rule is, that where several
persons have a right, and one of them enters generally, it shall be
an entry for aD ; for the entry generally shall always be taken accord-
ing to right; yet that any overt act or conveyance, by which the
party entering or 'conveying asserted a title to the entirety, would
amount to a disseisin of the otiier parties, whether joint-tenants, or
tenants in common, or parceners. Upon' the same ground, it was
held, in New York, in the case of Jackson v. Smith, 13 Johns. Rep.
406, that a conveyance made by oiie tenant in common, of the entire
Vol. in.— 87 3m2
wo SUPREME COURT.
Clymer't Lessee v. Dawkins et aL
fee of the land, and an entiy and possession by the purchaser, under
tfiat deed, is an adverse possession to sdl the other tenants in com^
mon. To the same effect is the case of Bigelow o. Jones, 10 Pick.
Rep. 161. The reason of both of ihese latter cases is precisely the
same as in the case of a feoffment, the notoriety of &e entry and
possession, under an^ad verse title, to the entirety of Ae land.
Similar principles have been repeatedly recognised in this court
In McCliing v. Ross,. 6 Wheat. Rep. 116, 124, the court said,
*^ liat one tenant in common may ou^ another, and hold in seve-
ndhr, is not to be questioned. But a silent possesion, accompanied
with no act wbich can amount to an ouster, or give notice to his
co-tenant, that his possession is adverse, ought not, we think, to be
construed into an adverse possession." In the case of the Lessee
of Clarke v. Courtney, 5 Peters, 319, 354, this court also held,
that where a person enters into Jand under a deed or title, his
possession (in the absence of all odier qualifying or controlling cir-
cumstances) is construed to be co-extensive with his deed or tide;
and although the deed or title may turn out to be defective or void,
Jet the true owner will be deemed disseised to the extent of die
oundaries of such deed or title. This doctrine is strongly appli-
cable to the possesnou under the partition in the present case.
There, are several other cases affirming the «ime;doctrine, and espe*
cially Green v. Liter, 8 Cranch, 229, 230 ; Barr o. Gratz, 4 Wheat.
Rep. 213, 223 ; and The Society for Propagating the Gospel v. The
Town of Pawlet, 4 Peters, 480, 604, 606. The doctrme has Uen
earned by this court one step failfaer ; but at the same time one which
is entirely consistent withy* the principles on which the general rule,
and the exertions to it, are founded. In Bli^t's Lessee v. Ro-
chester, 7 Wheat. Rep. 636, 649 — 650, it was held, that in cases
of vendor and purchaser, although the latter claimed his tide under
or through the former, yet as between themselves, die possession of
the purdiaser under the sale, where it Vas absolute and uncondi-
tional, was adverse to that of the vendor, and he might protect diat
possession by the purchase of any other tide, or by insisting upon
the invaliditv^ of me tide of the vendor, as die foundation of any
suit against him. Now, upon this last ground, the defendants were
certainly ai full liberty as absolute purchasers in fee to maintain their
adverse possession to the land, and the bar of the Statute of limita-
tions against Lynch and Blanton, and A fortiori against Clvmer..
Upon the whole, we are entirely satisfied that the second instruc-
tion given by the court vflis correct in point of law; and, therefore,
the judgment of the Circuit Court ought to be affirmed wiib coats.
JANUARY TERM, 1845. Wl
BOB£BT BBOCkBTT BT AL.9 APPBLLARTS, V. WtSJAAM BrQCKETT BT AT.*
Dbfbndants.
When an issue is directed by a court of chancery, to be tried by a court of law,
and in the course of the trial at law, qaestions are raised and bills of excep-
tions taken, these qaestions mast be brought to the notice and decision of the
coart of chancery which sends the issoe.
If this is not done, the objections cannot be taken in t Appellate oonrt of
chancery.
If the chancery coqrt below refers matters of accoant to • naster, his report
cannot be objected to in the appellate court, unless exceptions to it have
been filed in the court below in the manner pd^nted out in the serenty-third
chancery rule of this court.
Tms was an appeal froib the Circuit Court of the United States
Ibr the ^District of Cblumbiai in a^d for the cpunty of Alexandria.
The case i» -sufficiently stated in the opinion of the court
Male and Bradley^ for the appellants.
Janes pnd Brent^ for the appellees.
Mr. Justice McLEAN delivered the opinion of the court.
This is a bill in chanceiy, brought here by an appeal from the-
Circuit Court of the District of Columbia.
The complainants filed their bill, alleging themselves to be the
legitimate heirs of Robert Brockett, deceased, and claiming as such
one-half of the real and personal property of which he died seized
and possessed. The defendants filed their answers, denying the
allegations of the bill. An issue at law was directed to try the le-
^timacy of the complainants, and after hearing the evidence, the
jury found a verdict m their fevour.
Several exceptions were taken to the rulings of the coUrt, in the
admission of evidence to the juiy, and to the refusal of the court to
admit evidence offered by the defendants, which appear in two bills
of exceptions. And these decisions, in relation to the trial of the
issiie, constitute the principal ground of controversy in the case.
^ It does not appear that any questions were raised on the chancery
side of the court, gjrowing out of these exceptions. And this not
having been done, it is proper to inquire Mvhether the exceptions
can be considered in this court.
It is contended that as the same judges sat in the court of law
as in the court of chancery, that it could not be necessary to bring
before them as chancellors what they liad decided in a court of law.
Had the court of law been held by diiierent persons from those
who sat as chancellors, it is admitted that it would have been neces-
saiy to bring before the latter the points ruled in the trial of the
isme. But is not the principle the same in both cases? The capa-
cities in which the same tribunal acts on such occasions, are as dis-
dnct as if the same duties had been performed by different tribunals.
6W efUPREME COURT,
Brockett et aL v. Brockett et at
The distinctioii is the same as where a judgment at law is entered
by a court which also exercises chancery powers ; and ii^ch pow-
ers are invoked agmnst its own judgment. In such a case it mig^t
as well be said, as in the present one, why may nqt the same court,
whether acting at law or in chancery, having possession of the
cause, finally decide it
The bills of exceptions are copied into the record; but they do
not properly constitute a part of it, as they were not brought to &e
notice and decision of the court srttiag in cjiancery. An issu^ in
part is directed by a court of chancery to inform its conscience. To
brin^ the fact or facts before the jury at law, a feigned issue is piade
by pleadings, as at law ; and if the pleadingls of me junr be unsalis-
fiau^toiy to me court of chancery', either on account k>[ the admission
of incompetent evidence, the exclusion of evFdence which is com-
petent, or by a mistake of the facts by the jury, the court of chan-
cery will order another trial of the issue. By the consent of parties
these issues are sometimes tried without the formality of pleading.
But in all cases where objections, exist to the verdict, tBbv must m
brought before the court of chancer]^ which ordered the issue.
And where this is not done in an inferior court, the objections can-
not be taken in the appellate court of chancery. It is a g^eral
rule of practice, that no point arising on the pleadings or evidence
in an appellate court shall be made which was not brought to the
notice of the inferiov^court. And we think in this case, that the ex-
ceptions taken on the tjial of the issue at law not having been, acted
on by the court of chancery below, cannot be insisted on in diis
court.
Bein^ satisfied of the le^timacv and consequent heirship of the
complauiants, firom the verdict of tne jury, the court below rderred
ta a master die rents 'received by the defendants, and other matters
o[ account pertaining to the estate. And to some of the items al-
lowed by the master^ objections are made before this court. But it
does not appear that these objections were brou^t before' the lower
court by exceptions to the master's report. The seventy-third
dianeenr rule is decisive«on this subject. It provides that '^tfae par-
ties shall have one month from the time of filing the master's rq>ort,
to file exceptions thereto, and if no exceptions are within that period
filed by eitiber party, the report shall stand confirmed on the next
rule-day after the month is expired.^' No es^eptions having been
filed in the Circuit Court to tne report of the master, none can be
heard in this court.
The verdict and the report of the master, which constituted the
basis of the decree of the court below, not having been objected to
in thst court, cannot be objected to here, and consequently the de-
cree of the Circuit Court is affinned with costs.
JANUARY TEBM, 1845. 698
John McDonooh, Plaintiff in error, r. Laurbnt Millaudon anp
OTHBRSy DKj^NDANTS.
The treaty by wliich Louisiana was ceded to the United States recognised com-
plete grants, issued anterior to the cession, and a deci^on of a state conrt
against the Talidity of a title set up under such a grant, would be subject to
revisal by this court under the 25th section of the Judiciary Act
But if the state court only applies the local laws of the state to the construction
of .the grant, it is not a decision against its validity, and this court has no
jurisdiction.
Congress, in acting upon complete grants, recognised them as they stood ; and
the act of llih May, 1820, confirming such as were recommended for con-
flrmation by the register and receiver, had no reference to any particular
surveys.
A decision of a state court, tbeoefore, which may be in opposition to one of
these surveys, ia not against the validity of a title exisUng under an act of
Cong;ress, and this court has no jurisdiction in such a case.
Where a cause has been pending in this court for two terms, a writ of certiorari
sent down at the instance of the defendant in error, to complete the record,
and the defetidant in error then moves to dismiss the case upon the ground
that the clerk of a iftate court issued the writ of error, and one of the judges
of that court signed the citation, the motion comes too late.
This case was brougbt^ by writ of error, under the 26tfa sec-
tion of the Judiciary Act, from die Supreme Court of the state of
Louisiana.
The decision of this court being against its juri^iction, it seems
best to give the opinion of the Supreme Court of Louisiana, as the
facts in the case and the points decided by that court are stated
with great clearness.
" Supreme Court of the slate- of Louisiana.
" The court met, Monday, April 26th, 1841.
" Present, their honours Henry A. Bullard, A. Morphy, E. Simon,
and Rice Garland. His honour Judge Martin is absent on account
of indisposition.
«LanrentMillaudonetal.,appeUees,^^pp^^ ^^^ ^^ j^^^^^ ^^^ ^, ^^
John McDonooh, appellant. 3 - ^^' ^''^''''^ ^^^'^^^
" The plaintiffs (Millaudon and others, who were plaintiffs in the
original action) allege that they, with Henry T. Williams and
Charles F. Zimpel, purchased a large tract of land of A. F. Rightor,
being a portion of a claim or grant generally known as the Houmas,
in the parish of Ascension. They took possession Witb the inten«
tion ordividing it into smaller tracts and selling them at auction, to
effect a partition ; but were prevented from doing so by the acts and
conduct of the defendant, who publicly declared that he was the
owner of a large portion of the land, and slandered their title.
They say they have requested him to desist his slanders, or to bring
suit to assert his title, which he declines. They pray that he be
compelled to set forth his title, if he has any, and if he fail to do so,
6M BUPItEME COURT.
McDoDOf h v^ Millaadon, et ale
that they be quieted in their possesion agiunst his claims and jm-
tensions ; that be be enjoined and ordered to desist therefrom ; and,
further, that they have judgment for fifty thousand dollais damages
for the tortious acts of the said defendant.
*<^ The defendant pleads a -general 4enial ; then speciaDy ttiai die
plaintiffs hare no title ; he further avers he is the true and lawfiil
owner of the land by jgood and sufficient titles, and condudes by a
demand in reconTention, in which he prays the plainti^ may be
cited to answer; that they be compelled topromice and ezhil^
dieir titles, and that he be quieted and maintained in his possesaoo
of the land.
** The plaintifls, for answer to this reconvention demand, plead flie
general issue, and called on A. F. Ri^tor, as their warrantor, to
maintain and defend their title against that of McDono^. Rag^lor
answers the caH in warranty by a plea of die general issue ; secoi^dly,
that the plaintifis aje not entitled to the remedies against him, yibkh,
they claim ; thirdly, that they had a perfect knowledge oC the cbjh
racter and extent of the ddendant's claim when they purchased,
and, therefore, have no rig^t to call on him as warrantor. He for-
mer says, the plaintifis have a good and sufficient tide ; that McDo-
nogh has none at all ; and if he has, he is bound to sue tiie plaintiffi
to establish it, or abandon his claim. He prays that McDonog^ be
compelled to exhibit his title ; that it be rejected ; and he concurs
in the pi^er of the plaintifis ag^unst him, (McDono^..)
** It- IS further prayed that the cause be tried by a jury ; but, subse-
quendy, the parties agreed to submit the question of tides to the
court, reserving the damages to a trial before the juiy;
<^The issues in this case are somewhat complicated; it has been
lu^ed at neat length and widi eminent abili^. • A vanehr of ques-
tions have been raised by bills of exceptions, which, with die evi-
dence, have swelled the record to a great mxe ; and botii plaintift
and defendant eyidentiy desire die court to go much fiirther into an
investigation of , and decision upon, their respective titles, than is
necessary for the setdement of the controversy between them. We.
think we can see difficulties enough likely to arise out of (^th these
claims, in Which persons not now before us may be interested. V^e
shall not anticipate die points that may hereafter be made, and will
now only decide what is indispensable to the adjustment of the diffi-
culty between the parties before us.
M The first question is, upon which party Hes the bprden of proof
as to the title of the land. The defendstnt says, it rests, upon Us
adversaries and their warrantor. We think differently. The rea-
sons given by the district judge, in his judgment, have not been
refuted, and are, in our opinion, unanswerable. He sap, the de-
mand of the plsdntifi in their original petition does not constitute a
petitory action. It is destitute of the first recjuisite of that action^
not bemg brought against a party alleged to be - m possession. Code
JANUABT TEUM^ 184S. 606
■
MeDonogh v. MiUandon, et aL
of Pract art#43. On the eontreiT, tbe plaintiffs allege thej were in
pooeflsioni and are disquieted and presented from making a I^;itf-
maite use and profit out of Adr possesnon and titl^, by ttie words and
act$ of the ddendant ; for which eoose ihej adc for damages^ and
flutt he be enjoined from setting up any claim for the future^ unless
lie do it at once, either m ttie present action or by another suit, It
is true, the defendant says he is in possession also ; and had he
rested liis case -upon diat aHegation, it is possible the Question would
have been limited to that inquiry, accoroinff to art 49 of the Code
•<rf Practice. But the ddendant has gone further; without except-
ing to' the form of the action, he comes up to the mark, sets up title
in nimself, and in^itutes a reconventional demand, asking th^t the
property be adjudged to him. This reconventional or cross action,
which is by tiie Code of Practice consolidated witii the principal or
original' suit, ifr cleariy petitory, and imposes on McDono^ tl^ ob-
ation of makiiig th^ proof requisite to sustain his demand. So
' r does tiiis seem to have been understood by tiie patties ori^-
y, that all die subsequent proceedings are in accordance witii
the idea of the ori^al defendant having become pro hdc vice the
plaintiff. The plaintifis cite their, vendor, Rigfator, in warranty. to
defend their title, according to Code of Practice, article 379; et m-
^wNr* Every provision of that code assumes that the warrantor
u a defendant in die issue.
<* There are various decisions of tiiis court, and we hold it well set-
tied, tiiat- the last warrantor is the real ddSsndant in a suit against
his vendees*— not only against the partr who cites him, but more
paiticiilariy agamst the original actcnr. That person in die present
suit, 80 &r as Ri^tor is concerned^' botii in substance and mrm, is
McDonoflii^ whose pretensions he is called upon bv his vendees to
resist This question has been heretofore decided by this court, in
9 Martin, 566, and 11 Louis. Rq>. 188; and we see no reason for
" ' : tiie prededents.
«»%^no0i, holding tiie affirmative ^f the issue, ofiered in evi-
dence a certified copy mm the register or record of complete grants
in die LaudnDffice in New Orleans, by which it appmed tibat on the
3d of April,' 1769, the French governor of Louiriana granted to
Pierre Joseph DeliQe Dupard, p^re, a tract of land having thirty ar-
pens front on the Mississippi nver, with all the deptii which might
be found to Lake Maurepas, of the land where formerly. stood two
vQlages of the CoDapissa Indians, situated about sixteen leagues
above the citv, on the same side ; to take firom the plantation of a
person named — — Allemand, and join that of a free mulatto named
Joseph LacomK The usual stipulations and reservations are made
in this grant To its reception m evidence various objections were
made, which were overruled, and bills of exceptions taken by
Ri^itor, and the grant attached after it was received as being a nul-
906 SUPREME COURT.
- • -
McDonogh v. Millaadon, et aL
lity on various grounds. It is not necessaiy in the presmt case to
decide any of these Questions.
. << The counsel for Ki^htor, on whom devolyed the whole defiance
of this case, (the plaintiffs not appearing at aO, further than io ioin
issue with McDonogh,) insists that, su{qx>sing the grant to DcMe
Dupard to be genuine, given by competent authority, and all die
r^ts of the grantee, vested in his opponent, (all of which he spe-
cially denies, however,) that then this action cannot be maintained;
because, h^ says, it being for a certain front and depth, and it not
being specified that the lines are to open or close in any manner, it
must be located by parallel lines; and the evidence shows conclu-
sively that, if so located, it will not touch any portion of the land
claimed bv the plaintiffs. But the counsel for McDonbg^ insist,
the lines would open upwards of twenty degrees, and endeavour to
t)rove that it has been located, and should, so continue, as to let the
ower line touch the western shore of Lake Maurepas, and the upper
running westerly strike the Amite river at a distance of about nine-
teen miles from the Mississippi, and nearly that distance foom the
point where the lower line touches the lake. Nothing is said in the
grant about the Amite river, nor is it diown that the lines diould
open in this manner, so as to include the sites of the two Indian vil-
lages mentioned in it If this location were to be- sanctioned, the
Dupard claim would cover somewhere about one hundred thousand
ar^ns of laud. '
<* To sustain their poation, the counsel for McDonogh insist stre-
nuously on what ^ey call a plat made by Don Carlos Trudeau, in
1790, which they say indicates the partition of the tract among the
heirs and legal representatives of Delille Dupard, as on it it is said
the lines open in the rear as claimed.. This document was objected
to as evidence by the counsel of Rightor, but received by the court,
with the exception of a written memorandum upon it, and a bill of
exception taken, which we consider it uonecessarv to decide on, as
we think the paper does not prove vrbBi is alleged, nor is it aitided
to any weight as evidence. It is neither a survey, or plat, or a amy
properly authenticated, showing how the partition was made. On
the face, it is apparent a partition had been made i»evioudy, and
Acre is evidence in the record showing it must have been made se-
veral years previous, as one of the heirs sold her portion to Fonte-
neau, in 1784. This plan is evidently nothing more than a sketch
made by Trudeau to represent the front of the tract, which it seems
had increased from thirty arpens front, in 1769, to upwards of forty
arpens, in 1790. There is not about it that particularity and neat-
ness which marks the operajtions of the former 8urveyor-g;eneral of
the province of Louisiana. The lines drawn seem to be expNeri-
mental or provisional. None of those running out from the river
have any length marked, and out of fifteen lines drfiwn or dotted,
but six have any bearing indicated, and that is different on each of
JANUARY TERM, 1845. 6W
MeDonofh v. Millandon et aL
them. The statement in writing, on the &ce of the dcetch, indicates
its trae chancier. It is not in die form of a proc^ vepbal, but is
stated to be a note which says that the land betonginc; to the succes-
sion haying been asserted to have thirty-fire aipens front, according
to die declarations of the parties interested, and conformably to the
writingand sales pjassed b^ the heirs' in favour of Henrjr Fonteneau,
Gelar^edro Le bourgeois, Alexandre Lange, mulatto, and Don
Francisco Dupard, die so% the only one who liAd not sold his por-
tion ; but frotn the verifioadon that was had in die month of Maurch,
1787, repeated this day, the 10th of August, in the currdit year, the
same was found to coittain forty arpens and twen^-three toises front,
on the Misnssippi,^ measured upon the lines maiked (punteas) a, b,
c, &c. j &b. lliis is dated the lOth of August, 1790, and signed by
Carlos Trudeau. In no part of this note pr statement does he as-
sume any official character. If this plan or sketch was of any valid-
ly at all, it would perhaps prove more for the defendant than he
wishes, as it fixes mis claim in the pariah of St. John the Baptist,
instead of the county of Acadia. In connection .with this plan^. we
find .an<Hfaer in the record, yrioich is authentic, that differs from it in
various particulars.. It qipears that Henri Fonteneau, in 1784, pur-
chased of Mad'e Macnamora, one of the heirs of Ddille Dupard, her
portion of the land, being pne-fifUi. In the act of sale made, in pre-
sence of the commandant of the port or paiiA of St. John die Bap-
tist, die land is described as a tract in that parish, having seven ar-
pens bojkt on the river, bv the ordinvy depth, {profondeur ordi-
naire.) Not a word is said about die lines extending to the lake, or
dieir opening. On the 24th of September, in.die year 1790, Tru-
deau makes a survey of this land, places it in the parish aforesaid,
gives it a firont of eight arpens, four tdises, and Aree feet, firont, and
states the lower side line to run north eight degrees and fifty minutes
east, and the upper, north ten minutes west, according to the nee-
dle, without attending to die variation. Jforteodu) grados cinquerUa
mimtids ede de la acSiotagiga tin aUmdes a la variaeion. This va-
ries widely from other plans and smreys submitted to us; it in hat
difiers fipm any other plat that we see in the record, and it ii the
cmly autlu^tic one of the lower portion of die Dupard claim made
by authority of the Spanish ffovemment. We have no other evi-
dence of any well founded claim to an opening towards the rear,
until McDono^ and Brown became interested in the land. They
purchased upwards of ei^teen arpens front, by ei^ty in depth, of
Pierre Le Bouigeois, the 3d of Marcn, 1806 ; and m the act of sale
there is nothing said of the lines extending beyond that depth, or
opening in any manner; but it is mentioned that two plats of survey
exist, and were delivered by the vendor to the purchasers, paraphed
by the notary, neither of which are produced. ^
" When the inventory of Delille Dupard's estate was made in 1776,
die land is represented as extending to Lake Maurepas, but not a
Vol. ra.— 88 3 N
OOe BUPREHE COURT.
McDonogh v. Millandoii et aL
word said of there being an opening towards the rear. Some i
after McDono^ and Brown purchased of Le Bonigeois, fliey pie-
sented the claim for confirmation to Ae comnussioners of the Umted
States, in the eastern district of Louisiana, and represented it as
having a front of ei^teen arpens, three toises, uid three feet, front,
by ei^ty arpens deep, and havine an opoiing of twenty degrees
and seventy-one minutes towards me rear; and with the exception
of a small portion, it was confirmed to that extent 2 Am. JState
Papers, Public Lands, 332. This claim was based upon a grant of
die Spanish government to Le Bourgeois, nodiing bemg said about
a grant to Dupard..
^^Aiiother portion of this daim w|fi derived firom Dupard, throu^
L. H. Guerlsun, agent of the Eastern Shore of Maryland Louisiana
Company. We have carefully examined this branch of the title,
and nnd nothing to prove the claim had any opening, until scmie-
time after it was recognised by the United States. In 2 American
State Papers, relating to public lands, p. 297, this claim was pre-
sented for confirmation, and described as * situate on the east side
of the Mississippi river, in tiie county of Acadia, containing ten ar-
pens and seven toises in front, and a depth extending to h&e Mau-
repas, bounded on one side by McDonogh and Brown, and on flie
other by land of Antoine Tiegle.' Not a word is said about an
opening. The claim is confirmed for a depth at fturt^ aipens, and
rejected for the remainder. On pages 300 and 343 of the same
volume, it will be seen these claims were again under the consider-
ation of the commissioners, and rejected. An examination of tiie
tide of the remaining portion of tms claim, vdiich comes throu^ .
Tregle, establishes the tact that the idea of the Dupard grant open-
ing towards the rear was of modem origin. It is certain tiiat McDo-
n(Mdi did not consider it as extending to the Amite river previous to
1806, as he was himself estabhshed on tiiat stream some years pre-
vious, tmder a difierent tide, or as a trespasser.
« We have been thus paHicular in the examination of all these
circumstances, to diow tluit the effects of the subsequent action on
the daim are not such as contended for by the defendant
*^In 3 American State Pq>er8, relating to tiie public lands,
p. 254, and firmn the record, we ascertain tiiat McDonc^ & Co.
again applied to the register of the Land-office and receiver (rf* pub-
lic moneys in New Orleans, to report on this claim, under the pnh
visions of the act of Congress, passed the 27th January, 1813, oiti-
tied ^An act giving forther time for re^eiins claims to land in the
eastern and western district of the territory of Orleans, now state of
Louisiana.' It is described as * a tract of land situated in the coon^
of Acadia, on the east shore of the Mississippi, sixteen leagues above
New Orleans, containing thirty-two arpens^ front with a depth ex-
tending as frur as Lake Maurepas. This tract has formerly been
claimed before the board of commissioners, and the dcptl^ extending
JANUARY TERBi, 1845> «M
McDonogh v, Millaudon et at.
beyond foit^ acres rejected by them for. want 'of evidence of title ;
t>i^t-1he claimants have since produced a complete French title for
the whole quantity claimed, in iayour of DeUlle Dupard^ under whom
they claim, dated the 3d of April, 1769.' His claim is placed by
the register and receiver in the first class; which, thej say, compre-
hends such claims as stand couifirmed by law. It will be observed
that the grant to DeliUe Dupard b now spoken of for the first time;
his clum, whenever mentioned previously, was described a^ one de-
rived from the CoUapissa Indians, yet no mention is made in this re-
port of its haying any opening in the rear. That difficulty is met
by the deifendant by the [)roduction of a' paper which, he says, is a
survey and plat of his claim made by F. V. Potier, a United States
surveyor, which it is certified was o&red as part of the evidence in
support of the claim, when last presented for the action of the United
States commissionej^ ; and it is alleged that as the claim was con-
firmed, it must necessarily be so to the extent inentioned in the plat,
it being a portion of the evidence. Admitting for a moment- that
this plat is valid, we are not prep>are4 to say tmit the propositipn is
true to the extent stated. One piece of evidence does not fix the
extent and character of a decision, but We must look to all that is
oflered, and the amount demanded. There is ndthine in what is
said by the rerister and receiver, which authorizes a bcuief that any
opening was cudmed, or any was intended to be confirmed. McDp^
nodi 8l Co. simply say they claim a ^ front of thirty-two arpens, mth
a depth extending as mr as Lake Maurepas,' under a complete tide
to Dupard, and £e cominissioners say it is a claim that stands con-
firmed by law. .
<^ The omission to mention any thing about the plat, goes to show
it was not regarded, or had but little weighty and we can scarcdy
suppose that so imporCant an opening, as is claimed, would haye
been passed* oyer in silence, if it had been seriously pressed.
<^ We are of opinion, that the plat, even if admissible as evidence,
is not entitled to any wei^ as establishing the extent of the claim.
Althou^ Potier says he is ia sworn surveyor, commissioned by the
surveyor-general of the United States, we know of no right that
giyeshim to run out claims under the direction of individuals merely,
and fix the boundaries of those not recognised by the government.
It is not pretended he acted under any authority from his superior
ia making what is called a survey; it never wa9 presented to the
surveyor-general for his approval, nor does it seem to have had the
legal sanction of any one authorized to act in the premises.
Potier does not pretend it is a regular survey; he calls it ^plan
exiraU .des mintdes de nos opiratums d^arpentage faite dans tes
annies 1806, 1808, et 1812, lesquetles lignes en divers terns ant
Hi parcourues jusqu^il la rivttre Amite et demarqiU cmformhnent
aux limes du jia/n.^ He then goes on to say, Dclille Dupard had
described his title from the CoU^issa Indians, and sold it to various
700 SUPREME COURT.
McDoDogh V. Millan 6*011 et aL
personsr He does not seem even to have heard of a ^rant from tbe
French government in 1769, or attempted a location in conformity
to it
'^The defendant further states that his claim has been located by
the United ^tes since its confirmation, and surveyed in the manner
claim0& by him. To establidi this, he offered in evidence copies
of three township plats, to wit : tcl^;rnship No. 10 south, ran^ five
and six east, and township No; 11 south, range 5 east. To the
introduction of these plats as evidence Rightor objected, because
the papers are not, nor do they purport to be, copies of the original
plats of those townships, and for other causes mentioned in his bill
of exceptions. The district judge admitted them in evidence, in
which we think he erred. The papers are copies of copies, and it is
a well settled rule of evidence that they are not admissible as testi-
mony when better evidence can be procured. It is further apparent,
from the certificate of the register of the Land-office, that Ihey are
not correct copies. The claim of McDonogh is represented on
these copies in a manner differing from that in which it appears cm
the plats in the register's office. The register states on one of the
Elats, that on the origjuial ^ section No. 1 is not coloured,' bnt that
e had * represented it as it now appears, at the request of John
McDonogh, Esq.' Tae colouring of these maps was, perhaps,
not intended to deceive or impose on any person, but when it is
secoUected that surveyors represent private claims properiy located
on their plats in a colouring different from public lauds or doubtful
rights, such a representation is calculated to make an erroneous
impression. But the objection most fatal to the reception of these
Elats as evidence, is that they are certified by a person not die
eeper of the original. The surveyor-general of the United States
for this state is the officer who has charge of the public surveys, and
he is the proper person to certify the township maps. 2 Land
Laws, 294, sect. 6. The copxes of public surveys deposited in the
office of the register of the Land-office are placed there for his
fi;ovemment, and to enable him to perforin the duties imposed by
uiw, but he has not legal authority to certify copies so as to make
them legal evidence. The law intrusts diat power to another
person.
" Although we are of opinion these plats were improperiy received
in evidence, we have examined them with a view to see if the pre-
tended survey would justify the claim of the defendant. We do not
find in the record the slightest evidence of authorily firom any officer
of the United States to locate this claim in any manner. Tie acts
of Congress of tlie 12th of April, 1814, and the 3d of March, 1831,
direct me mode of locating private claims. 1 Land Laws,. 652,
sects. 3, 4 ; 2 Land L^ws^ 294, sect. 6.
There are also other acts of Congress in relation to the location
JANUARY TERM, 1845. 7D1
McDoDogh V. Millandon et aL
of particular classes of claims, but the defendant does not come
within the provisions of any of them.
<^It has oeen decided that the court and jur^ will look beyond
the confirmation of a claim by the land commissioners or Concreas,
emanating from the former .governments of Louisiana, in order to
ascertain the extent and boundaries of the land claimed. 11 Louis.
Rep. ^87. We have acted on that principle in this case, and see no
reason to depart firom our previous decision, that when the ezpres*
sions in a title only convey a certain front and depth, the grantee or
purchaser cannot claim by diverging lines to the rear, and thereby
obtain more than the superfices contained in a parallelogram, unless
there be something In me grant to authorize me opening, or, firom
the peculiar position of the claim, it diall be necessary to eive ihe
superficial quantity. ' That does not appear necessary in the case
before us.
« We repeat, that it is not our purpose to decide in any manner
upon^e validity of theHumas' grant, under which the plaintifls claim,
nor do we decide any thmg more in relation to that alleged to be in
fiivour of Delille Dupard, under wfiich the defendant clamis, than to
say, whether it is for thirty or forty arpens fi-ont, and is eighty arpens
or more in depth, it must be located by parallel lines, unless the
confirmation to McDonogh and Brown for eiditeen arpens, three
toises,and three feet, firont, by eighty in depth, ^ould for that quan*
tity audiorize the opening mentioned in the report on the claim, but
it cannot extend beyond it.
<^It is clear from the evidence before us, that the claim of the de-
fendant, if located in the manner specified, cannot in anv way inter-
fere with the land claimed by the plaintifis as shown by the plats laid
before us.
^< The judgment of the District Court is therefore affirmed, with
costs."
To review this opinion, under the 26th section of the Judiciary
Act, a writ of error was sued out, by which the case was brought
up to this court.
Jones and MertdUhj for the plaintiff in error. .
C(xee and William Cost Johnson^ for the defendants in error.
A motion had been previously made and amied on die part of the
defendant iir error, to dismiss the case upon three grounds.
1. That die writ of error )iad been irregularly issued.
2. That no jurisdiction was diown by the record to exist under
the 25th secuon of the Judiciary Act.
3. That the judgment of the court below was not final.
The writ of error was issued by A. Cuvillier, Clerk of Supreme
Court of Louisiana, eastern district.
Coxe^ in support of the motion to dismiss, referred to 2 Dallas,
3k2
9(n BUPREME COURT.
McDonogh «. Millaadon et mL
401, and said that in consequence of this decision, an act <^ Con-
ffress was passed in Mvfy 1792, (I Stoiy, 260.) fn 8 Wheat 312,
324, it was held that the 9di section of die act of 1792 applied to
bringing up cases from the Circuit Courts of the United States, and
also from me hi^est tribunal of a state, when this court can take
jurisdiction under die 25di section. .4 Dallas, 22 ; 9 Peters, 602 ;
McCollum V. Eager, 2 Howard; 7 Wheat. 164; 12 Wheat 117;
2 Peters, 380; 3 Peters, 392; 10 Peters, 368; 9 Peteris, 224;
7 Peters, 41 ; 11 Peters, 167.
Meredithj in reply, said that there was a difference which nrast
be borne in mind, between the English system and ours. In Eng-
land ^e writ was an original writ^ issuing out of the court of chan-
cery, which had a double nature. It was a certiorBri to remove
the record^ and a commission to the superior court to affirm or reverse
the judgment 2 Saund. Rep. 100, (1.)
Under our judiciary system, it Is nothing mdre than a certiorari
to rei^ore the record. It imparts no authority to this court. It
. gives no jurisdiction. The President of the United States, in whose
name the writ issues here, has no power to confer jurisdiction upon
ttds court, as the kin^ has in Endand, in whose name the writ issues
there. Ifete it is ^cn solely by the Constitution and laws. It is
a mere instrument in edd of the revising and appellate power, but is
not indispensable. Its sole purpose is to bring the record into
court ; and if the record b in court, or a copy properly certified and
brought there by the party aggrieved by the juds;ment, with due
.notice to the omer party, there can be no difficulty in proceeding
to exercise the appellate power. In order to show that if a copy of
the record be in possession of the court, the mode of its removal
will not be inquired into, it may be mentioned that a large portion
of the cases bro.ugfat here under the 25th' section, are brought widi-
out writs of error, viz., chancery cases and admiralty decrees, which
are brou^t simply by a prayer of appeal with citation ; and yet the
25th section requires a writ of error in all cases, decrees as well as
judgments. la Martin v. Hunter, the state court refused to make
return to the writ, and the plaintin in error procured an exemplifi-
cation of the record and brought it himself into this court. 1 Wheat
349;. 6 Wheat 264.
If a writ of error is a mere mode of removing the record, and if
the mode of removal is form and not substance ; if it ^ves no juri9-
diction'to the court, but is a mere instrument to fiaicilitate the exer-
cise of the appellate power, then we contend that any defect in the
writ itself, or any irregularis in issuing it, is immaterial.
1. It may be waived. Ilie general rule is, that irregularities and
defecto in the process or pleadings may be waived.
A writ issued with an illegal teste, may be waived. 2Pidc. 592^
and the cases referred to m p. 595.
JANUARY TERBI, 1645, 708
McBonogh V. Millandon et aL
21 Pick. 636. The action was aninst a depu^ sheriff. The
writ was served by a coroner ; service bad, bat coied dj appearance.
1 Mete. 608. A motion to dismiss the action, or quadi tb€ writ,
if not founded on matter of exceptions, which show want of juris-
diction of the court, comes too late after pleading to .the action.
In this case the facts show a waiver. The record was filed 24th
October, 1842. There was an appearance. This is the diird term
the case has been here. There was a motion for certiorari at last
term. All which make a strong case of implied waiver.
2. If not waived, the defect is ciured by the 32d section of the
act of 1789. 1 Paine, 486.
But we contend that the writ was regularly issued. The record
shows a petition signed by the counsel of the plamtiff in^rror, and
addressed to the Snpreme Court of liOmsiana, assigning reasons whv
a writ of error would lie, and praying. that it may be allowed.
Upon which, that court issued the following order:
^^ Let the writ of error be allowed accorainsr to law. The peti-
tioner to give bond and security in the sum of five hundred dollars.
(Signed) "F. X. Mabttn."
From these proceedings it is manifest that the state juds^e thougiit
he had authority to issue the writ. See dictum of Johnson, J.,
1 Wheat 379.
There is nothing prohibitory in the section. It says ^^ upon a
writ. of error," but does not toy when or how it is to be issued.
The provision respecting a citation show9 that.it was the design of
the law to promote the conveiuence of suitors. To allow the suitor
to apply to a state jud^e for a citation, and yet compel him to go to
the Uircuit Court for me writ, would conduce notmng to his con-
venience.
It may be said that our construction would lead to the anomaly
of a court issumg a mandatoiy writ to itself. But, m fact, this is
no anomaly in our legislation. By the act of 1792, sect. 11,
(1 Story, 5260,) the writ of error is directed to be issued out of die
Circuit Court, under its seal, returnable t6 this court
2d. The judgment is said not to be final. (Mr. MarediiVs argu-
ment upon mis point is omitted.)
3. As to the jurbdiction of this court. A classification of the
cases in which jurisdiction is conferred, is made in 10 Peters, 398;
16 Peters, 286.
What appears then firom the record, and the decision of the court?
It is Apparent that McDonogh relied upon the confirmation of his
title, by the report of die register and receiver, and the act of Con^
gross.
The district judge decided that his claim was not embraced by
diS. act ; that there had been no confirmation.
If the vmt of error had been taken to this judgment, tiiere could
have been no doubt of the jurisdiction.
T04 SUPREME COURT.
McDonogh v. Millaudon et aL
A construction of the act was directly drawn in question ; and tbe
decision was against the right and title specially set up and claimed
by McDonogh, under the act
The writ of error, howeyer, is to the judgment of the Supreme
Court.
It is apparent that in that court also, McDono^ relied upon the
confirmation of his title, by th6 act of Congress.
What title ?
A title to the whole extent of his claim, as established by the
evidence of a survey before the register and receiver, and by them
so confirmed.
Whatever they reported was confirmed by the act. And in the
absence of all evidence of a prior title out of the United States,
the report and confirmation were <;onclusive. Strother v, Lucas,
12 Peters, 410 ; Grignon v. Astor, 2 How. 319 ; Boatner v. Walker,
11 Louis. Rep. 682. But the Supreme Court decided, that assuming
the confirmation of the act of Congress, it was a ponfirmation of the
bare title, without any ascertainment of location. And that althoudi
no title was shown *by Rij^tor, they had a ri^t to loo)c beyond me
confirmation, and ascertain the extent and boundaries of the claim.
Now here again, the construction of the act of- Congress was
drawn in question : for McDonogh relied on it as a confijrmation of
his title for the whole quantity of land, claimed before the register
and receiver.
But the court gave a difilerent construction of the act; and there-
fore decide against the right and title specially set up under it by
McDonogh.
It is a case then clearly within the 25th section.
Mr. Justice CATRON delivered the opinion of the court.
The question in the Supreme Court of Loui^ana was one of
boundary. The court pasiwl on the CTant to Dupard only, and not
on the opposing claim : if the lines of the former did not open in
their production from the Mississippi, towards Lake Maurepas, then
the land claimed under Millauaon's title was not embraced by
Dupard's grant, and no necessity existed for the examination of
Millaudon's. Dupard's was maae in 1769, "for thirty arpens of
front to the river Mississippi, upon the Whole depth that diall be
found, unto Lake Maurepas, of the land where heretofore were two
villages of the CoUapissa savages ; to take from tbe pla&tation of
one Allemand, unto its junction with that of a person named Joseph
Lacombe." The front being ascertained, the court below held that
the extension back miist be on parallel lines. As this construction
excluded the land claimed by Millaudon, it ended the controvert
in his favour.
Did this final judgment draw in question the construction of a
treaty or statute of the United States ; or of an authority exercised
JANUARY TERM, 1846. T06
McBonogh «. Millaadoa et ai
under the same : and was the decision against the validity of either;
or against the tide, or ri^t set up or claimed under either? If these
Snestions are answeied in the nc^ratiye, it follows we have no juris-
iction to re-examine, or leyerse die jud^ent under the 25th section
9f the Judiciary Act ; as no other error is within the cognisance of
this court
1. The treaty with France, of 1803^ ^ye .no further sanction to
the boundary of McDonorii's title than it had by the grant ; in re*
spect to its validity, the decision of the state court supported the
claim to the same extent that the treaty protected it, ana therefore
the decision was not opposed to the Jxea^* A question pardy in*
Tolving dds consideration was adjudged in The Ci^ of New Orleans,
9. De Annas, 9 Peters, 225, to which we refer.
2. Was the decision of the. Supreme Court of Louisiana opposed
to any act of Congress ? Dupard's grant was completed as early
tti 1769, and presented to the register add receKrer as a complete
title ; was thus reported on by them to the General Land-office, and
by that department the report was laid before Congress ; it is as
follows :
••No. 406.
••John Mcliono^ & Company claim a tract of land situateid m
the county of Aciadia, on the east shore of the river Mississippi, six*
teen leagues above New Orleans, containing thirty-two arpens front,
with a oepth extending as fur as Lake Maurepas.
•• This tract of land has formerly been claimed before the board
of commissioners,, and, the depth extending beyond forty acres, re-
jected by them, for want Of evidence of titfe ; but the claimant has
since produced a complete French tide to the whole quantity claimed,
in fevour of Pierre DolUle Dupard, (under whom he claims,) dated
3d day of April, 1769."
On the report at large, embracing many claims. Congress pro-
ceeded; and by the act of May 11th, 1820, declared, <<that the
claims to lands within the eastern district of Louisiana, described by
.the register and receiver of said district in their report to the com-
miflsioner of the General Land-office,^ bearing date the 20th Axj o[
November, 1816, and recommended m said report for confirmation,
be, and the nunc are hereby confirm^, against any claim on part of
tiie United States.'^
McDono^'s claim. No. 406, is Of class first, roecies first, in
tiM report, including twenty-one Riants, of which the register and
receiver say : •• All die preceding ckims, being founded on complete
tides, are m our opinion confirmed by law.'.' 3 Am. State Pj^rs,
S{%. This is explamed in page 267, iirtiere it is again said: ••lliose
claims which are found under species first of the first class, being
founded on complete grants <^ former governments, we think are
good in themselves on general principle and therefore require no
VoL.in.-89 1^ r r— I -n
'Kfi 8TTFREME COURT.
XcDoBogh 9. Mi 11 an don et aL
confirmation by the gOTemment of the United States to gi^e them
TaBdity."
Many faiCQinplete tides were recommended for confirmaticm, and
confirmed by Congress, but in these cases the former eoyexnmente
had not parted with the ultimate interest in- the land^ and the fee was
transferred to the United States by the treaty, widi the equity attached
in the claimant, which equity was clothed with the fee by the con-
firming act. The perfect title of McDono^ being clodied widi the
h^est sanction, and in full property, on the change of govemmoits
an assumption to confirm.it would have been pregnant with suqii-
cion that it required confirmation by this government, in addition to
tiie general law of nations and the treaty of 1803, wluch secured in
feu property such titles. That the grant stands recognised as com-
plete and valid against the Unitea States, and any one cbiming
under them, by the proceedings had before the register and Teceiver
and by Congress, we have ho doubt ; fiutfier than this, the govern-
ment has not acted on it. In such sense similar titles have beien
treated, as will be seen by tb^ two acts of May 8th, 1822 — ^the first
confirming lots in the town of Mobile and claiins in West Florida;
the second, sanctioning the reports of the registers and receivers of
the land-offices at St. Helena Court Hoiise and at Jackson Court
House, in the distiicts east and west of Pearl river; in regard to
whidi reports, Congress says : That all complete titles (reported on
as such) DC, and the same are, recognised as valid and complete
against the United States, or any rij^t derived under them.
But in McDonp^'s case, as in other similar ones referred to
above, the reception extended only to the boundaries the grants
themselves furnished, according to tiieir landmarks, and true con-
struction under the local laws in virtue of which they were obtained.
3. To overcofne this objection, it is insisted, on the part of the
plaintiff^ in error, tfaatMcDonogfa & Company £^ed plans of survey
apd descriptions of the land with the register and receiver, and
especially uiat of F. V. Potier, as part of their title, giving the boun-
daries as they were claimed before the Supreme Court ofXouisiana;
that these were confirmed by Congress ; that the confirmation, .to the
extent it was made, is binding on the United States, as the opposing
claim of Millaudon was not drawn in controversy below, and the
lands claimed treated as unappropriated, bv individuals.
If the fiaict assumed was true, mat the plans and descriptions had
been confirmed, and boundary ^ven to the title accdrdii^ to diem
by the United States, dien the decision would be opposed to the
confirmation, and jurisdiction exist in this court
There can be no doubt such plans and descriptions were filed
and recorded in due time, but no evidence is found in the record
fliat the register and receiver acted cm them, or that Ihey were pre-
sented to Congress even as documents accompanying the rqyoit;
if they were, it is mamfest that diey were disr4;araed, tat two rea-
JANUARY TERai» 1846. mt
Qantljr's Lessee. «. Ewing.
■ ■ ' ■ p
80118 : first, because Congress did not assume the powerto deal directfj^
wi& this title at all ; and, secondly, because the report had refiarence
singly to the &ce of die erant, regardless of private survejrs made suJb-
seouent to its date, at me instance of the successive owners.
The state court held McDonoeh's title to be valid to every uctent
that it has been recognised by me United States, and only applied
ttie local laws of Louisiana in its construction, so &r as they had a
controllmg influence on the manner in whi(;h the side lines diould
be extended from the Mississippi river towards lake Maumpas ; and
as, in so doing, neither the treaty of 1803, nor any act of Congress,
<»r authority exercised under the United States, was drawn in ques-
tion, tlus court has no jurisdiction to revise the decision of that
court ; for which reason, the cause must be dismissed.
The clerk of the Supreme Court of Louisiana issued the writ of
error,. and one of the judges' of that court signed the citation ; and,
on the ground tl^at such writ could not remove the record, it was
moved on a former day of the term to dismiss the cause. It has
been here for two terms ; a writ of certiorari has been sent down, at
the instance of the defendant in error, in whose behalf the motion i^
made, to complete the record ; he now moves to dismiss for the first
time, and we think he comes too late. If errors had been assigned
by the plaintiff here, and joined by the defendant, no motion to ditK
miss for such a cause could be heard ; and as no formal errors are
usually assi^ed in this court, and none were assigned in this cause,
we think .the delay to make the motion is equd to a joinder in
error, even if the clerk of the Supreme Court of Louisiana had no
authority to issue the writ, on which we at present express no
opinion.
Ltsnfi OP Daniel W. Gantlv et ai... Plaintiff, 9. Williaii Q. and
Qeoroe W. Ewino,. Defendants.
A law of Uie state of IndisDa,- directing "that reaKand personal estate, taken in
ezeeatloa, shall tf U for the best price the same wiil bring at public aoetton
and oatci^, except that the fee-simple of rea^estate shall not be. sold to satisfy-
any execution or executions, until the rents and profits for the term of seren
jresrs of such real estate shall have been first ofiferfd for sale at public auc-
tion and outcry; and if such rents and profits will not sell for a sum sufficient
to satisfy such execution or executions, then the fee-simple shall be sold,^ is
not merely directory to the sheriff, but restrictive of bis power to sell the fee-
simple.
If he sells the fee-simple without having previously offered the refits and profits^
his deed is void.
The law of Indiana, passed after the execution was issued, also required that
the property should be appraised. The sherifi^s deed was not void, because
^ of there being no appraisement
Tms case came tip on a certificate of division from the Circuit
Court of the United States for the district of Indiana.
706 SUPREME COURT.
Oanlly's Letiee «. Bwing.
The &cts were stated by an agreement in the nature of a wpteid
rerdict, and were as follows :
« On the twenty-fifth day of December, eiriiteen hnndred and Hur-
^-eigfat, one Jacob Linzee was indebted to Daniel W. Gantly, of the
city of New York, in the sum of nine himdred and nine doUan and
ei^ty-two cents; and, to secure the payment of die same, liniee
then executed to Grantly a mortgage on town lot numbered one hun-
dred and serenty-nine, in Peru, Indiana, of which Linzee was seised
in fee. At the time of the execution of the UKMrtgage, Linzee was
in possesion of die mortgaged premises, and they were worth fiom
one thousand to fourteen mindred dollars. Linzee made de&nh m
tlie payment, and Grantljr, on the ei^di day of September, eighteen
hundred and forty, obtained a decree in tiie state court to foredoae
die mortgage; and unless the money should be paid in mxty days,
an execution was directed to be issued for the sale of the premises.
'*In January, eighteen hundred and for^-one^ an eteeutidn wag
issued, and on the thirteenth of February tollowmg, before the. sale
of the property, the appraisement law passed, and was pnblidied
die twenty-third day of Februair, eidite^ hundred and u>rty-oiie;
on the first of Mardi, ei^teen bun£ed and forty-one, the sbear^
having given due notice, sold the pr emises at public auction, to die
defendants, for seventy-six dollars, and executed a deed td them for
the same; which deed was offer^ in evidence to support the tide
of the defendants. The property was not valued, nor were the rents
and profits oflered for sale by the sheriff. And the court were adced
to instruct the juiy that j as the rents and profits had not been ofiered|'
nor the land valued, under the statutes of Indiai^, the dieriff's deed
was inoperative and void. And on this question the opinions of die
judges were opposed ; and on motion of plaintifiPs counsel, the point
IS certified to the Supreme Court, tinder the act of Congr^'*
Cooper and WkUe^ for plaintifis in error.
Hobahy for defendants m error.
The argument on behalf of the plaintiff in error was as follows:
The acts of the state of Indiana, which have relation to the ques-
tion, are certified in the record.
Now as Linzee made defeuH in the pajrment of the money the
mortgage, was given to secure, Gandy foreclosed the mortga^ in
the state court, under Ae provisions of die Revised Laws of Indiana,
of 1831, pp. 244 and 246, and issued his execution, as squired by
that statute, requiring <*raortgaffed premises to be sold as other
lands are sold on execution." All die proceedings, up to the time
of issuing the execution, were strictly in accordance with the proyi^
sions of die statute above mentioned. And as the defendants dainr
as purchasers under the execution, they waive all objections to die
previous proceedings. Cowper*s Rep. 46.
JANUARY TERM, 1846> 70»
Qantljr's Lesree v. Ewing.
But I contend that tbe AeriflPs deed to the defendants is inope-
rative and Yoidy for the following reasons:
1 . Because the AenS sold the fee-simple of the land, without hav*
ing first ofiered the seven years' rents and profits of the same.
2. Because he did not have the land appraised before the sale of
die same.
By the Revised Law of 1831, ]>. 235, sect. 3, it is enacted, << That
real and personal estate, taken in execution, shall sell for the best
price the same will bring at public auction and outcry; except that
the fee-simple of real estate shall not be sold to satisfy any execu-
tion or executions, until the rents and profits, for die term of seven
years, of such real estate, shall first be ofiered for sale at public auc-
tion and outcry."
Which appears to be a good and salutary law. c ' acted to prevent
the sacrifice of the fee-simple of real property, lu die cupioOT of a
heardess set of speculators, who han^ round dieriff 's sales, for the
sole purpose of speculating ofi" the -misfortunes of their fellow^rea*
tures. In Elneland the fee-simple of land' cannot be sold under ex-
ecution, but die judgment-creditor can only take possession of the
rents and profits, by a writ of levari fadaSy ot take hiis extent under
an deffitj but both of which remedies he could ,not resort to. A si-
milar law I believe still prevails in Virginia. In New York, when
the fee-simple ha3 been sold un^der execution, the owner of the land
is allowed a year firom the time of the sale to redeem the land. In
Ohio, lands are required to be appraised before they can be sold un*
der execution. And I never have learned that either the constitu-
tionality, or the policy, or the propriety of either of the laws of New
York or Ohio, have ever been questioned.
Thenyto give a fair construction Jo the statute of this state last re-
cited, it must inevitably appear diat the oflerbg of the rentsi and profits
was made a condition precedent by the statute to the sale of the fee-
simple of the land in controversy, and that a sale, Without such pre-
yious requisition having been first complied with, is null and void.
Sherifls in this state receive the whole of their power and authority
from the statute laws of the state. They have no common law
powers nor implied powers, and it would be dangerous to trust
them with either. But, on the contrary, it has been said by the Su-
preme Court of this state that it may be safely presumed, by a bona
fide purchaser at sherifTs sale, that the sheriff had done his duty in
obeying the directions of the statute as respects the inquest, the ad-
vertisement and sale, %lq. 1 Black. 210.
But in the present case the defendants could not be bona fide pur-
chasers ; the very idea is repelled by the gross inadequacy of the
price they bid and gave for the same. We cannot presume that
tl^e defendants supposed the rents and profits had first oeen offered,
when the proof is positive that they had not been offered. Presump-
tion can never outweigh positive proof.
30
TIO 8UPREME COPRt.
GaQtljr't Lessee «. Ewing.
The improper conduct of the sheriff in aellinff propertj maj be in>
quired into, in an action of ejectir.ent on his title, and me owner of
me land would have t right to prove on the trial that it was known
to the purchasers that the rents and profits had not been offered for
sale by the dxeriff. 4 Black. 228.
In die present case, as the property was sold for a price grosdj
inadeouate, and the dieriff never offered the rents and profits, as is
provea oit the trial, every presumption is against the defendants.
1 now come to the second point,, 'fest the p^^pertj had not bee|^
appraised before the sale was mad^.
^ It appears from the testinlony certified of record, that-the execu^
tion under which the property in question was sold, tras issued in
January, a. d. 1841 ; tnat on the 13th of Februaiy, and before the
sale, the leaslatttie<pas8ed the appraisement law; and that the same
.waapubliwed on the 23d of Februaiy^ a. d. 1841, being five dm
before the sale of the property in question, by the isheiiff^ to the die-
fendants; which law was in force, and was, by the 14th section of
the same, to take effect fix>m and after its passage. Vide Law of
1841, p. 130-132.
In the case of Tredwav v. Gapm, 1 Blackford, 5^9, << it was said
by^ the Supreme Court, that from die time a statute is published in
print, by au&ority, at any place within the state, it takes efiect in
every part of it, unless flie act itself otherwise directs."
This statute being in force at and before the time of sale of the
property in question, by the sheriff to the defendants, the defendants
have no tide to the premises, unless they show that it had been
strictly complied with ; the 6th section of which statute is as follows:
^^ That hereafter no real property shall b^ sold on execution for less
than fpr one-half its cash yalue at the time c^such sale." And the 7th
section of the same law points out the form of the appraisement and
return at die cash value at the time of the appraisement; which sta-
tute is not only directory to the dberiff, but it in positive and direct
terms prohibits any sale of land under execution, unless the statute
has first been complied with.
In the case of Tweedy v. Pickett, 1 Day's .Rep. 109, it was de-
cided by the SujNreme Court of Connecticut, tHat, " in order to make
out a title to land by the levy of an ezecutbn, it must be shown die
appraisers were incufferent freeholders, and that they were sworn
according to law.^' And in the case of Mitchell v. Kirtland, 7 Conn.
Rep. 229, the law is laid down to the effect following: ^
^^The acquisition of title by execution being a proceeding in m-
vUuMy the requisites of which are prescribed by positive law, m de-.
rogation of the common law, a smct compliance with these requi- .
sites is indispensable to a transfer of the titles" Vide also, the case
of the United Stat^ v. Slade, 2 Mason, 70.
And by the statute of Indiana, approved Januaiy 6^, 1821, (Laws
of 1820, 1821, p. 4,} it is enacted ^tbat no real property diaU be
JANUARY TERM, 1846> 711
Omntly*! Lessee «. Ewing.
aold for less than one half of its real value, by yirtue of any execu-
tion which may hereafter issue on a judgment which^has heretofore
been rendered, or which may hereafter he rendered," &c.
Shortly afterwards the Supreme Court of Indiana were called on
to ^e a proper construction to the last mentioned statute,, and it
decided that a bid and sale of land oflered at sheriff's sale under
execution under that statute, where the purchaser did not bid half
&e appraised yalue of the land, and a sheriff's deed under such a
bid and sale, were void, and conyeyed no title tothe purchaser.
Vide Han^n et al. v. Doe, on the demise of Rapp, 2 Black. 1 ;
which case, I think, clearly settles the construction of the recent Tip-
praisement law, and is in accordance with the cases cited m Con-
necticut, and the case in Mason's Reports. And they all go to
establish the position taken, that, inasmuch as the land was not ap-
praised before tiie sale, the sheriff's deed to the defendants is inope-
ratire and void.'
If the titl^ to the defendants be good under this deed, they (the
defendants) get the property for less than a tenth part of the value,
and Grantly will have to lose nine-tenths of the money Linzee has so
long and justly owed him; which, lihink, dearhr shows the sale by
the sheriff to tne defendants to be fraudulent ana void.
In the third resolution in Fermor's case, 3 Co. Rep. 78^ the court
said that ** the* common law doth so abhor frajid and covm, that all
acts, as well judicial as others, and which of themselves are just and
lawfiil, yet being mixed with deceit, are in judgment of law wrong
and unlawftd."
The question whether a deed be fraudulent and void as to cre-
ditors, may be exfeunined and decided in an action of ejectment
2 Black. Rep. 230.
It would be unnecessary to produce further authority in support
of the second objection to the deed of the sheriff in this case.
It has, however, been contended by the counsel for the defend-
ants, that the appraisement law of our state, of 1841, is unconstitu-
tional, and, therefore, that the lessor of the plaintiff has no ri^t to
complain of its violation ; and the case of Bronson v. Einzie et id.,
1 How. 311, is by them referred to to support their position. But
I am wholly at a loss to find out the least spark of resemblance be-
tween the cases. IC Gantiy (the lessor) had bou^t the property in
question for a nominid price, without the same having first been ap-
pndsed, and linzee commenced a suit against him to recover the
property, it might have raised a diflferent question to that now before
Vour honours. But, in tiie present case, the defendants boudit the
land at sheri£Ps sale in violation of the appraisement law, after the
same was in force. The appraisement law, at the time of the pur-
chase, was the law of tiie land, entered into and became a part of
the contract betyreen the defendants and the sheriff, and if it was
712 SUPREME COURT.
Gantly's Lessee v, Ewing.
unconstitationaly it would make the argument so mudi the stronger
for setting aside the sale.
A law may be constitutional in its application to some cases, and
void as to others. 8 Peters, 94. The law might have been uncon-
stitutional between Gantly and Linzee, and constitutional between
the defendants and the sheriC
Hoharij for defendants in error, after stating the case, proceeded
as follows :
From the above statement, which is taken word for word from
that of the plaintiff in error, it appears that the title of the defend-
ants in error to the premises in dilute is adndied, unless the
sheriff's deed is inoperative, and the deed is asstUed upon these-
groiinds: first, because the sheriff sold the fee-simple of the land
without first having offered the seven years' rents and profits of the
same — and this is supposed to be required by the act of the legida*
ture of Indiana of 1831, sections 3 and 18. It must be premised
that this law. is prior in date to that of the mortgage, which was in
1838. It will appear firom the law itself that it applies only to exe-
cutions (m judgments at law; section 18 apphes to decrees in
equity, which provides that sales under them are to take place at
public vendue to the hi^est bidder, as on execution on judgments
at law. In the nature of things a law of this kind' could not apply
to a chancery decree^ which orders a specific thing to be done in a
manner by the law itself expressly declared to be, as the court may
determine *^in the premises between the parties, as may be ri^
and just." I do not deem it necessary on this point to do more
than to refer the honourable court particularly to section 18 of the
law, where the sale of the land and the making of an unencumbered
deed to the purchaser sure spoken of, but no mention of a valuation
of the land, or restriction of the courts first to order the sale of the
rents and profits for seven years, before decrees of the unconditional
sale of the premises.
The second objection is, that the land was not appraised pursu-
ant to the act of the legidature of Indiana of February 13, 1841,
which requires, as it appears, that land shall not be sold on exeeur
tion,. except after being appraised, and then only after more than
htilf the vsuue is bid.
The first answer to this is, that the law applies to sales on execu-
tions, which, in Bronson v. Kinzie, 1 Howard, 311, is admitted not
to apply to sales under mortgage foreclosures.
But if the law be admitted, and be particularly framed, to apply
to a case of this kind — still it is clearly unconstitutional. The law
of Indiana is of 1841 ; the date of the mort^ige 1838. I shall re£er
Irour honours Qnly tc Bronson v. Kinzie, 1 Howard, 311, where the
eading cases are referred to on this subject ; Green y, Biddle, Stur-
ges V. Crowningshield, Ogden v. Saunders; these cases, as kd)0-
JANUARY TERM, 1846. 718
Oantly's Lessee v. Ewing.
rioudy and ably argued as any on record, decide this general prin-
ciple, that a state law which materially varies the well ascertained
remedy upon a contract, is as to contracts in existence at the time
of its passage, in the sense of the amendment of the Constitution, a
law impairing the obligation of a contract, and which in consequence
no state has a ri^ht to pass; Bronson v. Kinzie, 1 Howai*d, 311,
applies this prinaple specifically to a case of the very character now
under consideration, and decides that & law extending the time of
credit under a mortgae« foreclosure^ and prohibiting the sale of the
mortgage premises, umess after valuation, and unless they produce
a certain sum or value, as such an invasion of the ascertamed reme?
dy, at ihe date of the contract, or mortgage, Yand rendered in legal
contemplation a part of the compact between tne parties,) as to come
within tiie prohioition intended b^ the Constitation. This law pro-
hibits the nle of the premisesuntil it may be made to produce one-
half its value by assessment, which may ne^er be.
Mr. Justice CATRON, ddlvered flie opfaii(m of the court
This case comes before us on a certificate of division firom the
Circuit Court for the district of Indiana. As the facts folly appear,
in the statement of the reporter, they need not be repeated at large
here. The action was an ejectment ; tibie defendants set up a die-
riff's deed, and the cou(tt was asked ^ instruct the jury that the
deed was void for two reasons: First, because the rents and profits
had not been offered for sale, before the fee-simple was sold: Se-
cond, nor had the land been valued under the statutes of Indiana
before, the sale was made.
The .first sround of objection involves the construction of the 3d
section of the act of February 4, 1831, which is in the following
words:
<< That 'real and personal e^itate, taken in execution, shall sell for
flie best price the same will bring at public auction and outcry, ex-
cept that the fee-single of real estate diall not be sold to sati^ any
execution or executions, until the rents and profits for the tarm of
seren years of such real estate shall have first been offered for sale
at public auction and outciy ; and if such rents and profits will bring
a sum sufficient to satisfy the execution or executions levied thereon,
ibe dieiiff, or other officer, selling the, same, shall make to the pur-
chaser diereof a deed conveying to such purchaser a term of seyen
jrears in and to such real estate ; and moreover forthwith deliver*
immediate and actual possession thereof;^ and if such rents and pro-
fits will not sell for a sum sufficient to satisfy such execution or exe-
cutions, then the fee-simple, or other estate, of the execution defend-
ant or defendants^ diall be sold, and a deed, conveying the same to
the purchaser thereof, shall be executed ))y the officer selling the
same.''
By this provision the sheriff, was governed in making the sale ; if
V0L.IIL— 90 3o2
714 SUPREME COURT.
Oantly's Lessee «. Ewing.
it was merely directory to the officer, then ^e deed cannot be as-
sailed ; but u it contains an inhibition to sell the fee, untQ the rents
and profits are first offered, and the authority to seU the fee in this
instance, did not exist before, then the sale was void : as it is ad-
mitted on the record, that the rents and profits were not ofiered by
the sherijBT. Had this fact not been established, then we are of opi-
nion the court would hare been bound to presume the sheriff did
his duty, and that ^e sale, and deed founded on it, were valid :
they being prima/aae Valid, the proof to assail them must come
firom the opposing side, be it negatiye or affirmatiTe. This is the
general rule apphcable to all proceedings of courts where diey have
and exercise general iurisdictibn ; and of this description is the court
of Indiana, fix)m which the execution issued'. This being conceded,
die question is. Does the established.&ct annul the sale ? At com-
mon law the fee in lands by a fieri fecias is not subject to sale ; the
sheriff's authority to sell in this country is in the oature of a naked
f)ower conferred by statute ; he takes no title in the land by the
eyy , as he does in goods, and can confer none on the purchaser, if
power to sell is wanting. We admit if the words of a law are
doubtfiil,.the sale should be supported, and the benefit of any ob-
scurity in the statute be given to the purchaser, lest he should be
* misled in cases where a e^eneral power is given to t)ie sheriff to sdl,
and this is limited by indefinite restrictions ; and that the cnrfer rule
is to hold .such restrictions to be directory. Turther than this, no
eeneral rule need be asserted; Giving the act in question the bene-
fit of these favourable intendments, ai^ what authority did it ccmfer
on the sheriff?
The general power to sell lands at auction and outcry is riven,
but then follows the explicit restriction, that the fee-simpte.shw not
be sold until the rents and profits shall have been first ofiered at
public auction and outcry ; if they bring the amount of- the execu-
tion, the sheriff is to convey to the purdutser the term of seven yean
and put him forthwith inta possession. Had the power to ^11
stopped here, theii no audionty to convey the fee could exist;' and
the question is when did the power arise r We think, on tiie Mure
of the sheriff to get a bid of the whole amount of the levy for a term
of seven years; as before, the fee could not be sold. Nor can we
see how tne legislature could have.made the excepti<ni more expli-
cit, unless negative language had been used, repeatmg the inhibi-
tion ; and for^ this there was no necessity, as the statute conferred a
power not known to the common law, and which could only be
given affirmatively, and which was not given at all, save with the
positive restriction imposed in advance.
To treat the exception as directory to the sheriff would violate, as
it seems to us, the general spirit of the laws of Indiana ; they cau-
tiously endeavour to maintain debtors in possession and to preserve
their houses, at the same time that a remedy is afforded to creditors
JANUARY TERM, 18*6. 716
Gantly's Lessee «• Ewing.
against landa. It not being our province, however, to construe the
state laws on this point, so as to ^ve any bmding effect to the ad-
judication on the courts of Indiana, we forbear to go into an exami-
nation in detail of what we suppose to be the policy of ^t stater^
One consideration has been much pressed on us, to wit. That the
purchasers here are not proved to have had notice of a failure on the
part of the sheriff to offer the term of seven vears for sale first. It
IS admitted |f such notice had been proved, the sale would be void.
In our opmion the purchaser must be held to notice. The sta-
tute contemplates a sale of the term ; or an offer to sdl it, and a
failurci and thi^ at public outcry, at the same time and place, and
immecUately .preceoing the sale of the fee : tie who goes to pur-
chase and is present at .the sale, and does purchase, rarely if ever
can want actual knowledge, as the opeti outcry and public auction
of the term is to be as notorious as that by wnich the fee is sold;
and even should the purchaser of the latter not be^present at the
opening of the vendue, the slightest diligence would command in-
formation whether the requi^te previous step had been taken. To
treat a bidder at the sale in any of its stages, as an innocent pur-
chaser, we think would be dealmg with him in a manner too igdid-
gent ; as it is quite certain in no other instance could the doctrine
of innoc^t purchaser be applied to one having ec^ual opportunities
of knowledge, aside from any duty imposed on him to acquire it
Furthermore: this would in almost every case of the kind narrow
down the issue to a single point — ^whether the purchaser had or had
not notice ; leaving the jiu^ to determine on the validity of the title,
by the exercise of an undenned discretion ; its verdict being founded
on an exception in poisy and on one the legislature did not see pro-
per to m^e. This is a question of power, and the answer to the
su£[gestio|i rests on this. The sheriff's duties are plainly prescribed ;
if he has no power to sell, want of knowledge on part of the pur-
chaser could not confer it, and no such contingenc*.v can be let in
to help his deed.
It is in^ed the (question has been settled by the Supreme Court
of Judicature of Indiana, in the case of Doe t;. Smith, 4 Blackford's
Rep. 228, that the purchaser at execution sale takes a good title to
the fee, although the land had Qot been previously offered for sale
by the sheriff ^r the rents and profits of a term of seven years.
Tliat case does not so settie me point as to satisfy us. It applies
to a sale, made pursuant to the act of January 30, 1824, sect. $; it
is in sub$(ance like that set forth above, of 1831, but much less
stringent and precis in its terms of exclusion, so that the first midit
be held directoiy to the officer, and the last an inhibition, if the de-
cision was to the precise effect contended for, which it is not. For
another reason we suppose the question not to be settied in Indiana.
The certificate of division, althoudi not exclusively contraiy to the
assumption that the question has been settied, must still be treated
716 SUPHEME COURT.
Gantlj's Lessee v. Ewing.
by U8 as .assuming ffimafaaey that the constniction of the statute
is open, and that it requires settlement here for the purposes of the
case ; as to no other end could the question be brought here in its
present form.
It is proper to remark, that it would be our dut? on this Doint to
follow tne construction of the Supreme Judicial Uourt of Indiana,
had it settled any ; and this we would the more cheerfulhr do from
the confidence we have in that tribunal ; but nothing can be deemed
as settled by the court of last' resort in a state, unless it has adjudged
the direct question ; or unless the subject has, in an indirect form,
and at various times, been brought before such court and treated as
conclusively setded, and not open to controversy. This not appear-
ing to be me case, it is certified to the Circuit Court that die
sheriff's deed is void for the reasons stated.
2. The next question certified is, i^hetber the sheriff's deed* is
void, because the land was not valued according to the statute of
Indiana before the sale took place.
Linzee owed Grant^y, who took a mortgage on a town lot, of
which Linzee was sei ed in fee. This occurred' in 1838. The debt
was for $909, and the property mortgaged worth more than the debt.
Linzee made default, and Gantly filed nis bill to foreclose; In Sep-
tember, 1840, he obtained a decree of foreclosure,,on which an ex-
ecution issued in January, 1841 . On the 13th of February following,
the apj)raisement law was passed. The sheriff sold the property on
the 1st of March, 1841, to the defendants.
. 1 . llie act of 13th February provides, that the debtor may redeem
real estate sold under execution founded on a judmient or decree,
at any timet within twelve months from the day of sale, by paying
the money into the clerk's office, with interest thereon, at the rate
of twelve and a half per cent.
2. That junior encumbrances may redeem in like manner.
3. That if the jud^inent debtor neglected, or was unable to take
the stay by the laws ihen in force, the property should be sold on a
credit, equal to the stay, and bond be taken by the officer selling,
for the purchase money.
4. That thereafter no property should be sold on execution for
less than one half of its cash value at the time of the sale, to be ascer-
tained by three freeholders at the instance of the officer : and if the
property did not sell for half the value, the feet was to be returned
on the execution, and another might issue subject to the same con-
ditions.
The decree ordering foreclosure was made iA conformity to the ex-
isting laws, at the date of the mortgage, and of the decree. An exe-
cution sale was the appropriate mode of foreclosure, and this with-
out any of the restrictions contained in the act of February 13, 1841.
The dtcree followed the provisions of the 18th section of the act of
1831, chap. 36. The contract of mortgage was a vested interest.
JANUARY TERM, 1846> 717
MoFarland «. Gwin.
and its main incident a right to have the land applied in discharge
of the deht, either by an execution executed, as on a judgment at
law, or in some form of remedy subst^tially eoual. The new
remedy, prescribed by the act of 1841, changed tne contract, and
required among other things that the mortgaged premises should
not be sold to satisfy the debt unless they were first valued, and
one-half of that value was bid for them. If the legislature could
make this alteration in the contract, and in the decree enforcing it^
so it could declare the property should brin^ its entire value, or that
it dbould not be sold at all ; thereby impainng, or defeating the ob-
ligation under the disguise of regulating the remedy, 'niis court
held in Brofison v. Kinzie, 1 How. 319, that the right, and a re-
medy substantially in accordance with the right, were equsdly parts
of the contract, secured by the laws of the state where it was made ;
and that a change of these laws, imposing conditions and restrictions
on the mortgagee, in the enforcement of his contract, and which
affected its substance, impaired the obligation, and could not pre-
vail ; as an act directly firohibited, could not be done indirectly.
This being the settled doctrine of the court, and applying as forci-
bly to the case before us, as' it did to the one cited, we answer to
the second ground of objection, that the sheriff's deed is not void
on this ground, although no valuation of the property was made
before the sale.
William H. McFARLAin> v. William M. Qwin, (latx MaHshal.)
A marshal is not authorized by law to receive any thing, in discharge of an
execution, but gold and silyer, unless the plaintiff authorizes him to receive
something else.
The case of Griflin et aL v. Thompson, 2 Howard, 244, reviewed and confirmed.
A marshal, like a sheriff, is bound, after the expiration of his term of office, to
complete an execution which has come to his hands during his term ; and
an execution is never completed until the money is made and paid over to
the plaintiff, if it is practicable to make it.
This case was brought up, by writ of error, from the Circuit
Court of the United States for the southern district of Mississippi.
McFarland had recovered a judgment against one Passmore for
the sum of $9763 10, and on the 6th of July, 1839, issued a fieri
/ados.
On the 1st of November, 1839, the execution was levied upon
sundry pieces of property by the marshal.
On the 20th of December, 1839, a venditioni exponas was issued,
to which the marshal made the following return :
^^ The within named property was sold on the 27th day of Janu-
718 SUPREME COURT.
McF.arland «. GwiOb
arj, 1840, and I received in payment therefor, on tbat day, die sum
of nine thousand ti(Aal^ in the post notes of the Mississippi Union
Bank, whieh are herewith returned. 'Received^ also, on the same
day, the balance of the execution from the defendahts, in the same
kind of money, which is likewise herewith returned.
"Wm. M. Gwin, Marshal,
Per J. F. Cook,, deputy.*'
Attorney* 9 Beuifi.
" May 22d, 1840, Received of Wm. M. Gwin, mnsfaal, the sum
of five hundred and fourteen -^^^ dollars, being the amount of my
comniissioas, I having refused to receive the balance belonging to
the plaintiff, as the same was tendered me by Mr. Gwin in Union
BanK of Mississippi post notes, in which Idnd of money he says and
returns that it was collected.
**Wm. R. T. Chaplain, PPtff's atfy.''
At Notembttr term, 1841, MqFarland, by his counsel, moved the
court tor a judgment agamst Gwin for the amount due on the Ori-
5inal judgment, with interest at the rate of eight per cent, from the
4th of m^jy 1839, to the 27th of January, 1840, and for interest
upon the aggregate sum -at the rate of &id^ |ier cent per annum,
from the 22d of May, 1840, until paid.
The. motion was submitted to the court upon the foUowing agreed
case, viz»:
(The writs and returns were stated, and then the agreement con-
tinued thus:)
^^ And it was proved that the money was demanded on the 22d
day of May, 1840; also, that at that da^ the Union post notes
were at forty per .cent, discount.
^^ The defendant proved, that on the demand he tendered the pos^
notes of the Mississippi Union Bank, which were refused by tiie
attorney of the plaintifi. He also proved, that from August, 1838,
when uie Mississippi Union Bank went into operation, until ^bout
the middle of February, 1840, the post notes of that bank .consti-
tuted nearly the entire circufatinff medium of the. state. That they
had been' treated as cash in aU business^ transactions during thit
time. That they were habitually and ordinarily received by the
sheriffs throughout the state in satisfaction of executions, and in
pajrment of property sold under them. That the marshal had been
accustomed, during all that time, to collect the post noter of said
bank upon executions ; and. that the attorneys of the court, and
plaintiffs in executions, had always, without objection, received
such notes from the marshal as money. That on theJ27th day of
January, 1840, the day of ^e, the post notes of said bank were
worth five or six per cent. less than specie, and were worth more
than they had previously been. That about ttie middle of Febra*
JANUARY TERM, 1846. 719
McFarland V. Owin.
aiy, 1840)- they suddenly depreciattd in value, and continued to
decline until the 22d May, 1840.
" The above was all the evidence in the case.
H. S. IjU8ti9|
W. Ykeger.''
Upon this statement of facts, the court were of opinion that judg-
ment should be entered for the defendant. To which opinion of
the court, the plaintiff, by his counsel, excepted, and upon this ex-
ception the' case came up.
Core, for the plaintiff in error.
Walker J for the defendant in error.
Mr. Justice McKINLEY delivered the opinion of the court
McFarland recovered judgment against Ellis. P. Passmore, for the
sum of $9,763 10 cents, in the Circuit Court of the United States,
for the southern district of Mississippi ; and on the 6th day of July,
1839, a Jieri facias issued thereon, directed to the marshal of the
southern distnct of Mississippi, commanding- him, that of the goods
and chattels, lands and tenements of the said Ellis P. Passmore, he
should cause to be made the said sum of $9,763 10 cents, upon
which Jieri facias the marshal returned, that he had levied of the
goods and chattels, lands and tenements of the defendant sufficient
to satisfy the fieri facias; but which property had not been sold for
want of time.
And thereupon a vendiHom earpono^ issued to tiie marshal, com-
manding him to expose to sale the goods and chattels, lands and
tenements levied on, upon which he returned, that he had sold ^e
nerty levied on, and received the full amount oT the fi^ facias^
e post notes of the Mississippi Union Bank. Hie attorney for
the plaintiff received of the marshal $514 15 cents, being tbe
amount of the attorney's fees ; for which he gave a receipt, but re-
fused to receive any part of the note^ foV the plaintiff. At die Nc^
vember term, 1841, of the Circuit Court, the plaintiff moved the
court for judgment against the marshal for the amount of the fieri
/ados and mterest mereon. On the- trial of the motion, it was.
proved by the nlaintiff, that the money was demandeo on the 22d
day of May, 1840 ; and at that date the post notes of the Unioa
BaUk were Kellins at a discouttt of 40 per cent; Gwm, the defendant,,
proved that on &e demand made,; he had tendered die post notes
of the Union Bank, which were refused bv the attorney of the plain-
tiff; and that irom August^ 1838, when tne Mississippi Union Bank
went into operation, until about the middle of February, 1840, the
post notes of that bank constituted nearly- the entire circulating me-
dium of the state'; that they had been treated as cash in all lousi-
ness transactions during that time, and had been received by the
lifff^ol and the sheriffi of the state in payment of executions. And
790 8UPREMJS COURT.
Neil* Moore ^ Cp. «. The Btate of Ohio.
fliereupon the court rendered jadgment against the plaintifi^ and ibr
the defendant
To Averse this judgment the plamtiff has prosecuted this writ of
error.
Tins question is fully settled in the case of Griffin & Eryin- v.
Thompson, 2 How. Rep. 244. In that case this court held^^ftat the
marshal was not authorized by law to receive any thing in discharge
of tiie executiouj but the gold or silvet coin of the United States. To
flus gena:al proposition we give our full anent ; but we do not mean
to say there is no exception to this general rule. • If the plaintiff
were to authorize the marshal to take bank notes,^ of any descrip-
tioui in payment of the execution, we hare no heatation in saying,
a payment by ttie defendant to the marshal in such bank notes
'^ouid be 8 satis&ction of the judgment.
But as Gwin failed to prove any such authority from the plaintiff,
he was clearly liable for the whole amount of the execution with
leg^ interest thereon, except the amount paid to the plaintiff's
attorney. It has been contended, howeTer^ in this case, that, at the
.tune this motion was made, Gwin was not marshal^ his time having
expired, and another having been appointed in his stead. It is a
well settled prmeiple qf law, that if an execution come to the hands
of a dieriff to be executed, and hb term of office expire before he
executes it, he is bound nevertheless to complete me execution;
and the same rule applies to a mardial. An executioiL is neyer com-
pleted until the money is made and paid over to the plaintifl^ if it
DC practicable to make it.
All the remedies against the mardial, nec^saiy to x^ompel him to
pay over the pioney he has made, survive his term of service, and
remain in full force against him until the execution shall be completed
The judgment ^f the* Circuit Court must, therefore, be reversed*
NsiL, Moors <& Cohpant, PtAlifTirrs m Ekbor, v. Thx Stats of
Ohio, DsrsKDANT.
ynde^tbe acts of CoDms^and of the 8ute of Ohio, relating to the surrender and
acceptance of the Cainberiand road, a toll charged npon passengers travel-
fingra thrmaU'stages, without being chfl;rged also npoa passengers traveJling
in other stages, is against the contract, and void.
It fasts altogether in the discretion of the postmaster-general, to determine at
what honrs the mail shall leave particalar places and arri?e at others, and
. to determine whether it shall 4eaTe the same place onlj once a daj or more
frequently.
His not, fherefore, the mere frequency of the departure of carriages, earryiag
tbe maili that constitutes an abuse of the privilege of the United States, but
th^ nnaecessaofv division of the mail bags amongst a number of carriages in
order to evade tbe payment of tolls.
Thu case v»as broudit up under the 25th section of the Judiciaiy
Aet^ bj'vnit of error, m>rQ die Supreme Court of Ohio;
JANUARY TERM. 184B. TU
Neil, Moore A Co. ». Tde State of Ohia
It inyolred the construction of the acts of Congress and the state
of Ohio, relative to the cession of the 'Cumberland road, which are
narrated in a preceding part of this Tohime, in the case of Searig^t
V. Stokes et aJ., p. 151.
It is projjer, however, to state the law of Ohio with more partica*
laritjr than it was necessaiy to do in the report of that case. The
proviso contained in the 4th section of the act of 1831, was there
recited, but the 5th ^section was not. They are as follows :
Sect 4 lays toIls,^and adds: ^* Provided, That nothing in this act
flthdl be construed so as to authorize any tolls to be received or col-
lected from any person passing to or from public worship, or to or
from any muster, or to or frt)m his common business on his farm or
.woodland, or to or fix)m a funeral, or to or from a mill, or to or from
his common place of trading or marketing, within the county in which
he resides, mcluding their wagons, carriages and horses, or oxen
drawing the same: Provided ako, That no toll shall be received or
collect^ for the passage of any stage or coach convejring the United
States mail, or horse^-oearing the same, or any wagon or carriage
laden with the property ox die United States, or any cavaliy or other
troops, anns or militaiy stores belonging to the same, t>r to any of
the states comprising this union, or any person or persons on duty
in the military ^rvice of the United States, or of the militia of any
of die states.
^^Sect. 6. That it shall be lawful for die General Assembly, •at
any future session thereof, without the. consent of Congress, to
change, alter, or' amend this act : Provided, That the same shall not
be 80 chanced, altered, or amended, as to reduce or increase die
rates of toll hereby established, below or above a sum necessary to
defray the expenses incident to. the preservation and repair of the
said road, to the erection of gates and toll houses thereon, and for
the payment of the fees or s^aries of the superintendent, the col-
lectors of tolls, and of such other ajgents as may be necessarily em-
ployed in the preservation and repair of the same, according to the
true intent ana meaning of this act.''
On^the 6th of February, ISSTT, the state of Ohio passed an act,
containing, amongst other provisions, the following, viz. :
'^ Sect 4. That one dauy stage, coadi, or other vehicle, and no
more, with the horses drawing the same, belonging to^ any con-
tractor or contractors for canying the United States mail on said
road, with the passengers dienein, shall be permitted to pass in each
direction free from the payment of tolls ; and each additional stage,
coach, or other vehicle belonj^ng to such contractor or contractors,
although the same may contaul a mail, or portion thereof, shaU be
charged with the s^me toUs as other vehicles of the like land. But
if the postmaster-general shall order the maif to be divided, and car-
ried in two or more stages, coaches, or rehicles, in any one direc-
tion daily, then in such case the coaches or vehicles in vriddk mails
Vol. In.— 91 3 P
T2S SUPBEMi: COUBT.
Neil, Moore ^ Co. v. The State of Ohio.
fiikaH actually be carried, shall pass free of toll ; but on each pas-
senger tran^orted in any^such additional stage, coacfi, or yehide,
there shall be charged and collected at each gate, three cents, in
manner hereinafter provided.
"Sect. 5. That each and every driver of any stage, coach, or
other veiiicle, belonging to any such mail contractor or contracton,
other than such as are entitled to cany passengers free of toll,«haI],
at each and every gate, report the nimiber of seats occupied in such
stage, coach, or omer vehicle, to the keeper of such gate, whose
duty it shall be to open an account against me proprietor or proprie-
tors of such stage, coach, or other vehicle, ana diarge, in a book
to be kept for that purpose, three cents for each passenger, i^^ro-
Tided in the preceding section of this act ; and said proprietor or
proprietors shall pay over to such gate keeper, at the end of every
three months after the taking effect of this act, the aggregate amount
of tolls which shall have become due for* passengers, and charged
as above provided.
'^ Sect. 6. That should the driver of any stage^ coach, or oth^
vehicle, belonging to such mail contractor or contractors, other than
such as are entitled to cany passengers free of toll, neglect or refuse
to report to any gate keeper the^ number of seats occupied in said
stage, coach, or vehicle, it shall be the duty of such gate keeper to
ch^ge the proprietor or proprietors of such stage, coach^ or. other
Vehicle, at tne rate aforesaid, for each and eveiy seat which midit
be occupied in the same, to be recovered in an action of debt,m9ie
name of the State of Ohio, in any Court having cpmpetent jurisdiction.
"Sect. 8. That the Board of Public Works, or their authorized
agent, may be allowed to collect tolls from any proprietor or propri-
etors of any line of stages, post-coaches, or other vebicles for the
conveyance of passengers, quarterly ; and if any proprietor or pro-
prietors of any such line of stages, post-coaches, or other vehiclesr as
aforesaid, shall neglect or refuse to pay quarterly, that from and after
such neglect or remsal, the said proprietor or proprietors as aforesaid
shall be required to pay at each and every gate as they pass: Rto-
vided. That the Bo'ard of Public Worics, or their authorized agent,
shall have made out and presented to any such proprietor or proprie-
tors, or any one of them, me amount of the toll due from him or mem
for each and every gjate.*'
The act of the legislature, of March 19, 1838, provides as follows:
" Sect 24. That the said Board of Public Works sh^ have power
to. revise &e rates of toll to be paid by persons passing on or using
the National road in Ohio, and so to modify the same, from time to
time, as to raise and collect, m the most equal manner, the sum ne-
cessOT to defray the expenses incident to the preservation and rqpaiz
of said road, to &e erection of gates aAd toll-houses thereon, and for
the payment of the fees or salaries of the superintendent, the coUectois
of tolls, and of such other agents as may be necessarily employed in
JANUARY TERBt 1846. 788
Neil, Moore & Co. «. Th« State of Ohio.
liie repair and preseryation df Ae sam^, i(ccording to the true intei^
and meaning of the act, passed Pebruasv 4th. 1831, entitled ^An
act for the presenration and repair of the United States road.* "
The order of the Board of Public Works, ahove referred to, is as
follows: '
' "By virtue of the powers resteff in the Boaird of-Public Works,
hy the 24th section of the act ^ in addition to an attfor the preser-
vation and repair of the United States road,' passed March 19tb,
1838, it is hereby
"Ordered, That instead of the rate >pf toll charged on each pas-
senger by the 4th section of the act ^ fixing the rates of toUs on ihe
National road,' passed February 6th, 1837, there shall be charged
ten cents, at each gate, on each of such passengers."
In October, 1842, a suit was brought in the Court of Common
Pleas, in Franklin county, against mil, Moore & Co.^ for tolls on
passengers conveyed in stages by the defendants, on the National
road, and the followinff agreed statement of facts was filed:
"In this case, the following facts are agreed by the parties: The
partnership of the defendants, as alleged, is admitted. The plain-
tiff claims to recover fpr tolls on passengers, carried upon the Na-
tional road, in Ohio, in coaches belonring to the defendants, other
than and besides one daily stage-coacn, carrying the mail of the
United States^ whiph said coach, with ^e horses, passengers, and
every thing else pertaining to it, was permitted to pass toll firee;.
The order of the IBoard of Public Works, hereto annexed, was made
in due form, at the date thereof, and is to be admitted in evidence.
The passengers upon whom toll is sought to be recovered, were car-
ried by the defendants, as above mentioned, between the first days
of April and October, a, d. 1842. The defendants were contract-
ors for carrying the mail of the United States upon said road, and
said passengers were all carried in coaches in woich a pai;t of said
mail was carried at the sape time ; the mail being dius carried in
more than one coach, pursuant to ordera firom the postmaster-gene-
ral i one coach, containing a part of the mail, and the passengers,
and baggage, and every thing on it, bein^at th» same time, per-
mitted to pass toll firee, as ieibove stated. The mail was carried in
one line of coaches, down to the time stated in the annexed state-
ment of the pois[tmaster-general, which, together with the accompa-
nying orders of the department, are taken in evidence in ibis case.
Both before and since ue construction of the National vdad, it was
the uniform practice, in Ohio, to carry passengers on &e coacl^es
carrying the mail; and since the construction of the National road,
no Claim was made for toll on such passengers, or coaches, or on any
thing pertainine to them, except as shown bv the case of The State
of Ohio V. Neu and Moore, 7 Ohio Rep. 132. Until the mail was
carried in two separate lines of coaches, as ^ecified in the ^aid
statement of the postmaster-general, and .in the manner and for \h%
TM SUPREME COURT.
Neily-Moore & Co. v. The Btate of Ohio..
_ • — -
purpose therein mentioned, the defendants were required fo oany
tfie mail in two separate lines of coaches, and did so cany it ac-
cordingly. It is admitted that the acts of the legislature of Ohio,
and the orders of the Board of Public Works, in existence when the
tolls in question accrued, did not reduce or increase the rates of toD,
hereby established, below or above a sum necessary to defiray the
expenses incident to the preservation and repair of the said road, to
^e erection of ^tes ana toll-houses, thereon, smd for die pOTment
of the fees or salaries of the superintendent, the collectora of tolls,
and of such other ^nts as maybe necessarily employed in die^re-
servation and repair, of the samei but it is not intended by this ad-
mission to preclude ^e defendants fix)m objecting to the yafidi^ or
leg^ty of said charge of toll upon passedgers, upon any ground they
may think proper to take, in die argument. It is understood and
agreed that, this case shall not in anywise prejudice the rights of the
puimtiff, nor of the defendants, in any other suit, upon any demand
not included in the facts hereby agreed. For the mutuiBd conve-
nience of the parties, this case is narrowed down so as to present
only the quesdon arising upon the facts above stated. Any material
&ct left out in this 'agreement, may be supplied, by proof, on the
trial, by either party, after giving the other party reasonable notice
of such intendon. It is agreed by the pardes that the whole num-
ber of passengers chai|[ed with ton at all' the gates, between the first
days 01 April and Jufy, a. d. 1842, was ten thousand seven hun-
dred and fifty-six, and diat the whole number chargeable between
the first day of July and October, a. d. 1842, was twelve thousand
ax hundred and seventeen; and that if the plaintiff be endded to
recover, judgment shall be entered for the sum of $1075 ■^**, with
interest from the first 'day. of July, 1842, and $1261 67^, wi&bte-
rest irom the first day of October, a. d. 1842, and costs, or for such
other sums as may be due, computing die tolls^on said passengers at
any other rate than that fixed by the Board of Public Works, if the
court deem it competent to adopt any other rate, with interest on the
^ss sums due on Jie first days of July and October above men-
tioned, from those times respecdvely, and costs."
The Corrt of Common Pleas were of opinion that judgment
diould be entered for the plaintiff,- and the damages were a8»ei»ed at
$243825.
The defendants carried the case to the Supreme Court of Ohio,
where, in December, 184^ the judgment of the court below was
affirmed, and the following certificate was annexed to the record.
^^ And it is hereby certified, that on the trial of this cause the de-
fisndants set up and claimed the ridit and authority to transport, in
their two daily lines of mail-coacnes, which carried the United
States mail, under a contract with the posttnaster-^eral, and by
the authority of the United States, passengers trayellmg therein, firee
of toll, along the United States. road, in the state of Ohio, and
JANUARY TERIA, 1846. T»
Noil* Moore & Co. v. The State of Ohio.
■ ! ■ !> *
tiirooffh the toU-gated erected by the said sfote thereon; Qiat tfa^
said aefendants set up and claimed this -power and authority under
and by yirtue of the act of Coneress approved the 2d day of March,
A. D. 1831, entitled *^An act declaring the assent of Congress to
the act of tfie GenersJ Assembly of the state of Ohio," recited therer
in ; and that in- said case tiiere were drawn in question the construc-
tion, effect, and ralidity, of said act of Congress, and the rig^t and
autiiority claimed by the said defendants under the United StateflL
hj -virtue thereof, and that the decision was a^^ainst the yalidity <n
said act to confer 4^e right and authority so claimed."
The defendants sued out a writ of error^ to bring this decision of
the Supreme Court of Ohio before this court
Ewbig^ (in writing,) for plaintiffs in error.
Swaynty for defendant in error.
Ewbig referred to the law of Ohio, passed in 1838, and the order
of the Board of Pubjiic Works, (both of which have been already
cited,) and then proceeded thus:
Under this law and this order, there was. charged against the
plaintiffs in error, on pas^ngcrs transported in one of their lines of
coaches, in which they carried the United States mailj by order of
the postmaster-general, a larse amount of tolls^ which charge, as
stated in the agreed case, is me foundation of this suit
I contend that the second proviso in the 4t]b section of the statute
of Ohio, al Februaiy 4th, lo31, which .exem|>ts from the payment
of toll ^^ any stage or coach conveying the United States mail," &c.,
when assented to by the act of Congress of March 2d, 1831, became
and was an essential part of a contract, over which Ohio alone h^d
no power o^ control. On the other side, I understand, it will be
contended that the 15th section of the statute reserves to Ohio the
right to alter or abolish that exemption at pleasure. This is the first
question which we present for the connderation of the court.
If we leave out of view the 15th section, this statute, as assented
to, is clearly a contract. By it the United States surrenders the
road to Ohio, in consideration of which Ohio agrees to levy tolls,
and keep the road in repair, and suff*er the mails and other property
of die United States to pass along it toll free. Now, could it have
been the intent of the contracting parties to put it in the power of
one of them to annul at pleasure a valuable provision of that con-
tract, and is such intent unequivocally expressed in the 15th section?
I think not. It b not reasonable to suppose it, and the statute does
not necessarily requite, if, indeed, it will admit of a construction
winch will allow it.
The first four sections of the statute contain, 1st, a contract 2d,
The means in detail, by which Ohio proposes to execute it on her
part, couched in very special directions to the governor to that effect
3p2
?M UPREME COURT.
Neil, Moore &, Co. v. The State of Ohio.
The contract was not properly an act of the legislature, and I do not
admit that it was so considered or treated of in the 15th secti<Mi.
But aU those matters which did not pertain to the contract, those
provisions which touched hot its execution, but the mode and man^
ner of its execution^ fell at once within the sovereignty of Ohio ;
and the statute, so (ar as it relates thereto, became and was, to all
mtents and purposes, an act of her legislature. Now, there are here
a contract and a statute. Ohio reserves the right ta ^^ change, alter,
and amend?' the statute, but surely not to chi[nge, alter, and amend
the contract Indeed, if there be a contract, such a provision would
be void, because it would be inconsistent. with^nd destructive of it
But the two provisoes in the 4th section, and the proviso in the 15tli
section, do all, as I think, look to the distinction between that which
is contract^ and that which is merely a legislative act*
The first proviso in the 4th section, which makes some domestic
exemptions irom toll, with which Congress had nodun^ to do, (suck
as persons going to market, to public worship, &c.,) is coudhed in
this language, ^^ provided, that nothing in this act shall be so con-
strued as to authorize'' thex:ollection of tolls from such objects; but
it does not say that no tolls shall be collected firom them. This
statute' does not authorize such collection, yet some future act may.
But the second proviso which follows this immediately, and Sdnch
might have been included under the first, without any ^'provided
also," had it not been intended to^ place the two subjects m totelhr
different categories, declares ^^that ho toll diall be recdved or cot
iected for the passage of any sta^ or coach conveying tKe United
States mail," &c. — ^not conmiing it to the construction of this statute
meivly, as in the other case, but a universal prohibition, extending
td all iiftnTe time.
The proviso in the 16di section seems to contemplate alteration
and amendment in the rates 'of toll, not in the objects on which it is
to be levied.
*^ It i^alllxe lawful for the General Assembly, at any future session
thereof, withbut'^e consent of Concress, to cnange, alter, or amend
this acf : Provided, that the same ^aU not be so changed, altered,
or amended, as to reduce or increase' the rates of toll herebv erta-
blished below. or above, &c." So that the objects exempted from
toll by die second proviso, are, fbr that reason, out of the op^ation
of the Ib&i section. There may, it i^ true, be some mcdnsisfency
in tiie ai)parent ends wd objects of the firs^i)rDviso in the ^ and
the proviso in the 15th section — the one impi^png that 'the objects
subject to toH m^t, and the other that they might not, be thereafter
extended. Tet both are inconsistent with the suppo^on that toll
might be levied on the objects exempted in the second proviso^
But it is still more important that the chief end and purpose of the
contract would be fiiistrated and destroyed by allowing Ohio to re-
peal that proviso.
JANUARY TERM, 1846. VST
Neil, Moore & Co. v. The State of Ohio.
But if Ohio had a ri^ to change and alter that proyiso, and if it
were 90 changed by the act of February 24th, 1837, it is restored
by the 24th section of the act of March 19th, 1838. That act^rn*
powers the Board of Public Works to revise the rate pf tolls on the
National road, and to modify the same so as to raise and collect, in
the most equable manner, the sum necessary to defray expenses, &c.,
*^ acco^;din^ to the true intent and meaning of the act of February,
1831.** And the Board of Public Works, by virtue of the power
so/iested in them, charged the toll' which is the subject of this suit;
so that at last the.case rests upon'^^ the true mtent and meaning of
the act of February 4th,* 1831," just as it stood-when it was adopted
by Congress, and became a contract between the United States and
Ohio.
2. I contend fliat the levy of the toll, which is the subject of
this suit, was a violation of mat contract.
Nominally, and in express words, by the statute of March 19th,
18%, the setfQnd. mail-coach, as well as the first, is permitted to
pass toll free ; but toll is chared against &e proprietor of such coach
for the passengers which are carried in it Now, no toll is charged
fo persons who pass the gates, unless tiiey pass in a mail-coach.
Out of the mail-coach they go free^in it, toll iS charged upon ihem
against the proprietor, because he owns ihe mail-coach ; or, in other
words, toU IS chargea upon .the mafl-coach to the amount of ten
cents for each passenger which it carries.
Nowj it cannot for a moment be contended that, under this con*
tract, (if it be a contract,) and' within its spirit^ either &e horsea
drawing the mail-coach, or the person drivmg it, can be chsu^d
with toll. It would be a mere evasion to contraict that the mail
should pass toll free, and yet charge toll on its necessary incidents.
I think it would be equally so, though not at first'view so strildne, ta
bharge toll on that which was its uniform incident at tiie time of the
ctetract, because not absolutely indispensable to its passage. Thus
it is with ihe transportatibn of passengers. The a^;reed case showa
that, at the time of the contract, and before and smce, ii has beea
the uniform practice ta carry passengers in the mail-coaches.
It must be presumed that the contract was made with a view to*
(hat practice ; and in stipulating that the mail-coaches should pass
free of toll, that both parties mtended they should so pass with
their usual incidents^horses, coachmen, guards, passengers. If not
with aU, vnHtk what part ? It will be answered, that only which is
necessary. But the question recurs, how far necessary, and who is
to d^ermine the necessity which wiU bring Ihe case within the spirit
of thie contract? Hor9es are necessary, but how many? Persons
to copdoct the coach and protect the maol, but how many of them?*
Mav you take an agent or guard free of ^11 ? The necessity for
each of these is in the same degree with^the neces^ty 0/ passengers —
both tend to &e security of the mail ; but it is possible that it may
79B SUPREME COURT.
N-^U, Moore ^ Co. v. The State of Ohio.
go safely without either, and both or nei&er should be exempt fiom
toU.
Such was clearly the understanding at, and long after, the date
pf the contract The a^;reed case dbows that Ohio permitted,-' and
still permits, one daily line of mail-coaches to go, with its passen^
gers, toll free. Ther^ was, therefore, a perfect understanding as 4o
what was earned, and should continue to be carried, in tiie mail
coach, and partake of its. exemption. But the state now claims to
limits this exemption to the passengers in one daily line of mail-
coaches, and to char^ toll on Aose transported in the second daify
line. I think there is nothing to warrant this limitation. It is true,
that at the time of making the contract the mail was carried in one
daily line of coaches, but there is nothing in the contract to limit it '
to mat; but, on the contrary, it must have been within the con-
templation of the parties that the nui^ber of lines should be in-^
creased according to the wants of the countiy and the convenience
of the department This, also, seems to be admitted ; for the
second line of coaches is permitted to pass toll free, if. it cany no
passengers. Now, if the first line of coaches has a rig^, under the
contract, to cany its passengers toll-free, and if the second line has
a riJB^t to pass toll £ree, no toll can be charged upon it for its pas>
sengers, for they are just as much the usual and well understood in-
cident of a second, as of a first line of mail-coaches. Toll, there-
fore, can be charged upon them only where the mail is put into more
than one line of coaches wrongfully, for the purpose of avoiding the
payment of toll. We show that such is not the case here.
3. But I contend, also, that the coach carrying the United States
mail, upon a post road established by law, is a matter over which a
state has no power or sovereignty, and which it cahnot by law bur-
den with any toll or imposition whatsoever.' 'It is another Question,
how a road, which is the property of a state, is to be maae a post
road ; but when it once is so, and fairly the property of the United
States, as this road was, and is to that exteiit and for that purpose,
the state has no power to interfere with, lay burdens upon, or pre-
scribe the manner, of its use. The mail is transported under a law
of Congress, 4)y contracts made with the postmaster-general. For
die convenience of the public and the security of the rnaib, he re-
quires it to be carried in coaches adapted to the transportation of
pa3sengers, and the contracts could not be executed according to
their spirit^ and with due regard to the safety of the maQs,.dunild
the contractor fail to provide for the tranax>ortation of passaagers.
The compensation paid for carrving the mail is fixed w&h a view to
these duties and conditions, and any tax or toll levied pn a contractor
on account of passengers, by so much lessens his CQmpensatian, or
it compels the department to increase it to an equivalent amount
Nay,'ii such toll majr be levied, it enables a state^-at pleasure, to
prohibit the transportation of passengers in all mail-coacheji, and
ANUARY TERM, 1846. 730
N eil» Moore 4c C> v. The State of Ohio.
ftkVLB take away i^ greatest safeguard. In^Iike manner, the state
midit tax, at itsioQ-gates, even to prohibition, a guard psuasing iijpon
and with the coaidi canying the mail. This case, as I riew it, falls
within the reasoningof the couk m Dobbins v. The Commissioners
c^ Erie county, 16 FiEters, 448, 450.
The transportation of the United Statics inail is a substantive power
in Congress, to which the^establishment of ^ost-roads, thou^ spe-
ciaUy granted by the cbn^tution, is but an incident; for it can be
only with a view to the transportatioa of the mail that Congress
could use the power to establish post-roads, and the passage of the
mul in the coach along the post-road, with the horses wbch more
it, and the drivers who guiae, and the passengers, or guards who
protect it from violation, are, to borrow the language of the court,
in McCulloch V. Maryland, which is repeated by Chief Justice Mar-
flfaaU, in Weston t;. The City of Chaileston, 2 Peten, 46, << those
means which are employed by Congress to cany into execution the
power conferred on that body by the people of the United States,**
and ** the attempt to use the power of taxation,*' or the levying of
toUs <^on the means employed by the government of the union in
pursuance of flie Constitution, is^ itself an abuse, because it is the
usurpation of a power which the people o^ a smgie state cannot
gi?e ;" for ^< the states have no power, by taxation or otherwise, to
retard, impede, burden, or in any manner control the operation of
the constitutional laws enacted by Congress to carry into execution
thepowers vested in the general government."
llie right to tas^ these contracts for the transportation of the mail
must operate upon the contractors before they make their bids, and
thus hate a sensible effect upon die contracts. It this power be
allowed to exist at all, in this case ^^ its extent depends upon the
will of a distinct government. It. may he carried to an extent
which wHl arrest them entirely."
Sioayne^i argument was as follows:
Before proceeding to die discussion of the question arising in the
case, I resDectfully submit to the consideration Qf the court the.fol-
lowingpreliminaiY points :
1. The act of tne legislature of Ohio, of February 4, 1831, which
lies at the bottom of this controversy, and upon which it must be
detmnined, is a local state law, and, being such^ Uiis courtj in giv-
iM it a construction, will foUow the decisions of the highest judicial
tribunal of that state. MoKean v. Delancy's lessee, 5 Cranch, 32 ;
Polk's Lessee v. Wendall, 9 Crandh, 87 ; Mutual Ass. Society v
Watta, 1 Wheat. 279 ; Shipp et al. v. Miller's heirs, 2 Wheat, 316;
Gardner v. Collms, 2 Peters, 68 j U. S. v. Morrison^ 4 Peters, 127;
Anderson etalv r. Griffin, 6 Peters, 161.
** We peceiye the construction given by the courts of the nation
as tibe true sense of the law, and feel ourselves no more at liberty
Vol. m.— &2
T90 SUPREME COUHT.
Neilt Moore h, Co. v. The State of Ohia
to depart iiom Hiat construction tban to depart from the words of
&e statute. On this principle, the construction given by ttiis court
to the Consti^tion and laws of the United iStates, is received by
all as die true construction; and on the same prmciple, die construc-
tion given by the courts of the several states to the le^Ialive acts
of those states, is received as true, unless it conflict with the Con-
stitution, laws or treaties of the United States."
^ This course is founded upon the principle supposed to be uni-
versally recognised, that the judicial department of every govern-
ment, where such department exists, is the appropriate jorgan for
construing the" legislative acts of that government." Elmendorf t^.
Taylor et al., iOlVheat 152.
^^ Nor is it questionable that a fixed and received construction of
tiieir respective laws in their own courts, makes in fact a part of the
statute law of the country, however we may doubt the propriety of
that construction." Shelby et al. v. Guy, 11 Wheat, 361.
2. If there be doubt m the minds of the court as to the proper
construction of the legislative act of 1831, that doubt will be so re-
solved as to sustain the claim of the defendant in error.
** The presumption must always be m favour of the validity of
laws, if the contrary is not clearly demonstrated." Cooper v. Tel-
fiur, 4 Dall. 14.
If die first of these points be sustained, it determines this case.
This identical Question has been twice decided by the hi^est court
of judicaturie or the state, in fevour of .the defencmt in error. The
first of these decisions was made in 1835, by the Supreme Court
of the state, sitting in bank, (The State of Ohio r. Neil & Moore,
7 Ohio Rep. 132;) the second, by the Supreme Court in this case.
Why is this point not tenable ? It is true, Congr^ assented to
the act of the legislature ; but that assent was given without limit or
qualification. R does not make the act any the Jess ^^ the act of the
legislature of a particular state" — nor does it in anv wise change
the principles upon which it is to be construed. 1 am unable to
Eerceive any reason why its construction should not be determined
y the same lights which are applied in this court to other state
enactments ; and I think it may be safely affirmed that ever^ ar^-
ment advanced in the authorities cited, to sustain the principle
which they decide, applies widi undiminished force in this case.
If in this I err ; if these two solemn decisions of the hi^est judi-
cial tribunal of die state have not setded the question, then I rely
upon the merits of the case. '
Before considering them, it is proper briefly to advert to the cir-
cumstances under which the road, was ceded by the United States
to die state of Ohio.
^^ In the construction of the statutory or local laws of a state, it is
firequendy necessaiy to recur to the history and situation df the
country, iu order io ascertsdn die reason as well as the meaning of
JANUARY TERM, 1845> 781
Neil, Moore 4c Co. v. The State of Ohio.
many i>f the provisions in tfaem, to enable a court to apply with pro-
Srie^ the dinerent rules of construing statutes." Preston v. Brow-
er, I Wheat 116.
At the time of the passage of the act of the ledslature, of 1831,
a considerable part of the road in Ohio had been miished and in use
some time. It was rapidly goinff to ruin. The general gorem-
ment made no appropriations, and took no other step to keep it in
repair.* There was no prospect of any such provision being made.
The same course had been pursued in regard to the road east of tjie
Ohio river, and large sections of it were nearly impassable. Under
these circumstances, the state of Ohio came forward and proposed
to take charge of the road within her limits, and keep it m .repair
upon the terms specified in the act referred to. Congress immedi-
ately assented, and the state thereupon took charge of the road.
This act provided for a loan^ money to the road fund. Such loans
have been firequently mad« *^since for repairs ; and notwithstanding
that the tolls have been repeatedly ei^ended and enlarged, both as
to objects and rates, the ro^d is at this time largely in debt, and yet
needs constant and large repairs. With all me tolls now levied
upon it, including the important item in controvert in this suit, the
road is a heavy burden to the state, and has required, and still re-
quires unremitted vigilance and effort to prevent it from becoming
an entire ruin.
Treating- the question under consideration as an open one, I lay
down two propositions :
1st That the state has as broad a right to levy and collect tolls
upon this road, as if it had been constructed bv her, without the
United States having been in any wise connected with it ; subiect,
however, to this perpetual and only restriction — that the whole
amount collected shall be neither more nor less &an sufficient to
meet the costs and charges, direct and incidental, of keeping the
road in repair.
2d. That the levying of toll upon passengers conveyed in mail-
coaches is not in conflict with the proviso in the 4th section of the
act of 1831 — ^^that no toll shall be collected for the passage of any
stage or coach conveying the Udited States mail, or horses bearing
the same."
If the first of these propositions be sound, the second is not ma-
terial in this case. I rely, however, confidently upon both.
1. As to the first proposition.
It has been shown already that Congress consented unqualifiedly
to all the provisions of the act of the le^lature of Februaiy 4, 1831,
For the sake of clearness and contmuity of view, at me hazard
of being tedious, I will here again quote the 15th section of that act.
It is the. tumingjpOint of this case.
<^ Sect 15. That it shall be lawAil for the Genelral Assembly at
any future session thereof, without the assent of Congress, to diangCi
TO8 8UPREME COURT.
Neil, Moore dt Co. «. The State o£ OhiOi
alter or amend, this act, provided the same shall not be so changed,
altered or amended, as to reduce or increase the rates of toll hereby
established, below or above a sum necessaiy to defray the expenses
incident to the preservation and repair of said road, to the erectkni
of gates and tou-houses thereon, and for the payment of the feesxir
salmes of th^ superintendent, the 'collectors of tolls, and of suok
other agents as may be necessarily employed in the preservation
and repair of the isame, according to the true intent and meaning c(
this act"
First. The power ^^ to change, alter, or ainend,^' is given in the
broadest language. What is the ifestiction? Simply that ^'the
rates of toll'' thereby established, ^all not be reduced or increased
^< below or above a sum necessary" for the preservation andl repair
of the road. This is the only restriction upon die power of the
state. The object Of both parties was to preserve the road. Con-
gress asked no guaranty beyond this, and the state gay# none. To
secure the preiserVation of tibe.road, and at the same time to get rid
of the ))urden, was th^ inducement to -die general ^vemment. To
prevent the destruction of the road, «nd to provide the means of
preserving it, from he road itself, was the purpose of the state.
Such bein^ the < nly restriction upon the power of the state, when-
ever* any act IS done by her, the validity of which is questioned, die
true mode of arriving at a sound condusion,. is to inquire whether
it is- within this restriction. II it be^ not, however unwise or impo-
litic it may be, it is as valid as any other act of the stat^.
Since the passa^ of the act of 1831, various objects, not enume-
rated in it, have been subjected to toll ; but it is admitted iii the
agnsed fricts, that the ^^^ rates" pf all the tolls are neither above nor
below the sum prescribed in the act. Passengers in oiie of the lines
of mail-icoaches ^e a part of these objects. Are they within this
restriction? Suppose d^e stages and horses canying ue mail had
in like manner been embraced in these objects, and subjected to
toll, as upon other turnpike roads ; how could they be said to be
within a restriction, vtibidti does not allude to them in the most dis*
tant manner, and which relates to a wholly different subject?
It may possibly be contended that the proviso in this section is
confined to the rates of toll upon the objects enumerated in that act
If it be so, it is immaterial in this case.. The tolls in that act have
been repeatedly increased, but never reduced. If this construction
be adopted, then the agreed &ct, that all the tolls (iiicluding diese
upon new objects) are neither " below nor above** the sum required
to be collected^ is an immaterial matter. • Whichever construction
be adopted, it is clear that levying toll upon an. object not subjected
to toll by the act of 1831, is not within mis restriction.
The literal meaning of this proviso may possibly be as suggested,
|>ut a few words will be sufficient to show that such is not the pro-
p^ construction. If it were^ this absurd consequence would follow;
JANUARY TBBBi, 1845. 79^
NeiL Moore 4e Co. «. The State of Ohio.
the state maj raise the toDs upon the objects specified in the act so-
hu^ as to yield a swax jsufficient to keep the road in repair: and in
acBition, levy any amount of tolls upon odier objects, and aj^ly it
'to other puiposes.
To insist upop sudi a construction, woidd be about as rational as
for the defendant in error to contend^ that coaches carrying a part
of th^ mail are not within the^terms sjid nieaning of the clause ex-
enmtmg from toll coaches carryii^ the mail.
ff we loolr beyond the letter of the proviso to the context of Ae
act, no doubt can remain as to its true meaning. Either construc-
tion, however) affects die defendant in enror alike, and suits equalfy
with the views here presented.
After this examination of the subject, can it be doubted, that it
was the intention of both ^parties, when the acts of 1831 were passed,
that the state should have all the power claimed for it in this propo-
sitioh, sa}>ject only to the restriction mentioned.
Second, The act of February 4, 1831, contains a proviso, at the
end of the 1st section, and two at the close of die 4th section, to.
which, in connection, I desire to call the* attention of the court
' The first provides that die number of gates on the road shall not
exceed one for every twenty miles.
The second exempts' fironi toll, persoils paawff to or from public
worship ; or, to or from musters ; or, to or firom meir common busi-
nesiB On their ferms or woodlands ; or, to or firom a fimeral ; or, to or
fix)m a mill ; or, to or fi*om their common places of trading, or
market, incltiding their carriages and horses, or . oxen drawing the
same.
The third exempts firom toll, any stage or coach <:onveying di^
mail of the United States, and the horses drawing the same ; any
wagon or carnage laden with the property of the United States ; any
cavah^ or other troops of the United States ; arms or military stores
belonging to the United States ; arms or military stores belonging to
any of the states, or to any person on duty in the military service
of die United States, or of the 9iilitia of any of the states.
All these provisoes stand upon the same footing. They are alike
oblij^tdry as to duration and mviolability.
If the 9tate dan <^ alter, amend, or chinge" any of them, she can
all. Sh^.can abrogate all or none. Allor none were intended to
beperpetbal and unaltend>le. .
The state has found it necessary, besides increasing the rates of
toll, to increase, the number gf gates. There are gates now eyeiy
ten itiiles, and, in some instances, ^^ half gates" at the end of five
miles.
She has abrogated the exemption frop toll in fisivour of dioae
going to mill, market, and their common places of trading.
jShe has abrogated nearly all the other exemption^.
That in fevour of inail-coaches and horses is one of the few left.
30
784 SUPREME COURT,
Neil» Moore it Co. «. The State of Ohio.
Was it a violation of the -aet of 1831 to erect these gates, and
abrogate these exemptions ? Was it within the restriction con-
tained in the 15th section ?
Have not all those passing the additional gates, and all those
going ta mill, maricet, or their usual places of trading, much mojre
ground for complaint than the plaintifls in error?
Can they resist the payment of the new tolls imposed upon them ?
If the state had a right to make these changes m the act of 183],
and to abrogate these exenq)tions, has she. not the same right to
abrogate the remaining exenq>tion as to mail-coaches, whenever she
inay think proper to oo so ? Wherein lies the difference, and how
are the cases mstinguished ?
It will be observed that -these exemptions contain no words df
perpetuity.
The part of the statute which contains them is separated from the
part containing t^e power to alter and amend and resbicting it, by
ten intervening, sections, which are wholly silent upon the subject.
If it had been the intention of the legislature that this exemp-
tion ais to mail-coaches and horses should be perpetual, would there
not haVe be^ added, at the end of the 15th' section, after the other
perpetual restriction whidi it contains, a clause like this :
<^ And provided also. That no toU shall ever be collected from
any sta^coach carrying the mail of the United States, nor from die
horses drawing the same."
Nothing of this land is to be found in any part of die act
I think these views fully sustain the first proposition.
2. As to the second proposition.
Tha ground upon whjlch the plaintiffs in error mainly rely, is, I
understand, that passengers conveyed in coaches carrying the mails
are within the proviso of the fourth section of the act of 1831^
which exempts the coach and horses from toUj and consequent^
tiiat such passengers are exempted also.
If this were SO, I think t have diown, that it was in the pow^
of die legislature at any time to abrogate all or any part of this
exemption, and if it were necessary, I ini^t safely contend diat as
respects such passengers, the l^islature has done so.
But I rely confidently, upon the proposition, that such passengers
are not wimin this exemption.
In the year 1835, the Supreme Court of Ohioyin bank, in a case
between die same parties, (adverted to elsewhere in this argiunent
in another connection,) delivered the following unanimous judg-
ment upon this point :
"Fmt, flien, is the act of the General Assembly imposing this
toO, unconstitutibnal ? Or, in other words, is it a tax on the coach
itself, ctdculated in its, consequences to impede or obstruct the con-
veyance of the United States mail ? We hold the negative. The
coach, the horises; ^e drivers, and the proprietors are exempted in
JANUARY TERM, 1845, _TO»
Neil» Moore 4c Co. v. The State of Ohio.
express tenns. But it is said that contracts for Hie transportation,
of Ae mail were made in reference to the conyeyance of passen^
gers. Such may have i>een' the case. The postmaster-general is
not authorized, however, to make any cpntract exempting passen-
gers, either' in coaches, or en foot, firoQi Uie payment of tolL His
contracts can extend only to the mail, a|id the mode ot its convey-
ance. The defendants hieive the right to the road secured to them
by the acts of Congress, and of the Assembly, free from toll, for
such carriages, borses, and attendants, as may be necessary to en-
able them fully to comply with their contracts; but when they
attempt to go, beyond this, and resort to means to increase their
profit^ . not necessarily connected with their contracts, they, like
others, are rightfully subjected to the inconvenience of paying the
toll, which the convenience of a ffood road imposes.
"The proposition cannot, we think, be maintained, that passen-
gers are necessary for the conveyance of the mail, and if they are
not, a tax on them is, in no light in which the subject can be
viewed, a tax on the co^ch itself, nor calculated, in its consequences,
to impede or obstruct the transportation of die mail." State of
Ohio t;. Neil & Moore, 7 Ohio Rep. 133.
This opinion was a(Uieredto ana deliberately affirmed^ in the case
at bar. The reasoning of the court seems to me to be conclusive. It
covets die whole ^ound of the oUections urged by the plaintifis in
error. Furilier discussion can add little to its force. I shouH. not
fear to rest this part of the case, entirely upon it. The proposition
winch it maintams, however assailed, requires, I think, utde efibrt
to-support it It seeins to.me to be such, as almost to present one
of ibose cases, in which " the. trudi is discoverable by its own lig^t^
without the aid of argument."
This toll is levied, not u^n the plaintifis in error, but upon the
passengers conveyed in theu coaches. If those from whom it is
exacted pay it, surely it is no burden upon thQse who convey
tfaem. The latter are not compeUed to pay it, unless they assume
it Stripped of all circumlocution, the language of the plaintifis
in error IS, in effect, this : Allow us to receive Qiis toll, mstead of
the state, and the mail will be cairried at less cost to the Post-office
Department The same reasoning upon which they rely, would
apply (equally to every thing else they may ,chdose to cany in their
mful-coaches,.or, indeed, in any other Vehicle in which they may
carry apart of the maily with the sanction of the postmaster-gene-
ral. The. answer is, that the general government has not asked,
and that, tibe state had not conceded, any such exemption. I do not
see but th^t the same argument would applv with equal force to any
oQier toll collcfcted on the road. Give to tne plaintifis in error anv
odier toll, and undoubtedly they would carry the mail at so much
less cost to the government. — ^The circle of this argument is wide
enough to include every toll levied upon the road. If we depart
79* BUPREIIE COURT,
Neil, Moore 4c Co. t. The State of Ohio.
from flie construction of this exemption, contended for by the de-
fendant in error, where shaH the departure be limited ?
Another act of the legislature of Ohio proyides, that ^^ aD boats^
belonging to the Unhra States << shall be permitted to navigate
either of th^ canalsof this state, free from the payment of tolb."
38 Ohio Ij6lwSj 87. Does this exemj^on of uie boat from foil,
exempt from tcdl also the ladins upon it belonging to private indi-
Tiddals ? If the exemption of me coach exempts the passengers,
Tvfay does not the exemption of the boat also exempt tfie lading ?
Before and ^t the time of die passage of the act of 1831, it wis
no more ^^ usual"^^ to convey passengers in mail-coaches on the
National road^ than it was before and at the time of the passage of
dtis law, to transport lading in boats upon the canal. '^ If not
necessary, it is usefUl" i^ the same manner. Were the boat re-
moved, by contract, from point to pomt imOn the canal, the exemp-
tion of the lading would as much lessen me cost of the removal of
the boat, as the exemption of the^ passengers would lessen the cost
of the tranq>ortation of tibe mail. Were the boat a mail-boat, the
exempticm of* the lading would be much move important to the
Umted States than the exemption of nassengers as claimed in this
case\ Ladings is as closely associated wifli the idea of a boat upon
tiie cdnal, as passengers are with that of a mail-coach on the Na-
tional load. The term boat as much includes lading, cub the term
mail-coach does passengers. I am aware of no arguihent applica-
ble to one, that does not ^ply equally to the.other. In my appre-
hension &e partdlel is per^ct.
To insist seriously that the exemption of the boat tempts the*
ladings would probably be deemed by all a gross absurdity. Does
not this claim of the plaintiffs m error, by the clearest analogy, em-
biace tiiat case'and lead to tUs result ?
A proposition leading to .a consequence so absurd, must^ itseU^
necemnly be unsound.
It will be observed thftt the decision of the Supreme Court in
1836 was niade before the plaintiffs in error entered mto the contract
with die postmaster-general, which was- in existence when iStaa
cause of action arose. Thai contract was made^ uid this liability
incurred, of .course^ with full knowledge of that decision.
It will also be observi^d that the objeji^Qn to the tolKin auestion
does not come from the general eOvemment, which is saia to be
ag^eved, nor from those upon iniom the ton is laid, but frt>m &e
mail contractors, who have voluntarily- assun^ed a vicarious respon-
sibility for their passengers, and patriotically seek iu this suit, un-
bidden, to vindicate the violated rights of me United States.
Upon what consideration this is done, it is not material to in-
quue
Sinpe the foregoing was written, 1 have seei^ the aigument of the
plaintifSs in error. It renders a few additional remaiks necSessary.
JANUARY TERM, 1845. 7*7
.Neilt Moore dt Co. «. The State of Ohio.
It is not denied that it was within the power of Congress to sur-
render the road to the state upon any terms that might be agreed
upon. The whole question is. What were Ae terms r They are to
be found in .the 16th section of the act of 1831. There is the ^^ con-
tract.'' The power to ^^ alter, change, and amend," is, (as before
remarked,) unlimited by ^^any (}ualification," except as to the
amount to be collected. Bfr. !Ewmff$ argument would change the
contract, and impose a condition which \fi contrary both, to the terms
and implication of the agreement. In order to warrant his construc-
tion of this act, it woula be necessary (as suggested in the preceding
argument) to ^^ dislocate" the proviso ui>on which h^ relies from its
place in Ae 4th section, and, thrustmg it oyer the ten interyenins
sections, interpolate it as a second proviso at the end of the 16u
section. Otherwise, it is clear that the construction for which he
contends is both grammatically and logically incorrect. It is only
by confusing these provisoes together, and losing sight of their dif-
ferent -and idative places m the conte3ct, that any doubt can ariseion
tfiis point.
It is admitted tibat it was competent for the state to abrogate all
the exemptions contained in the 4th section, except that relating to
mail-coaoies. The distinction attempted to be established between
that and those which precede it, is unwarranted by any principle of
construction with which I am .acquainted. They stand upon the
same footing, and are all alike alterable or unalterable.
When the act of 1831 was passed, the legidature obviously be-
lieved that the mad, with all the .exemptions specified in the 4th
section, would yield a sum sufficient for its preservation. But as
the experiment was an untried one, the state was willmg to bind
herself bjr no restriction whatever, but that the sum collected should
be neidier more nor less than sufficient to keep the road in repair.
Her experience has shown the wisdom of this caution.
The act of February 6th, 1837, imposes a toll at each gate, of
three cents, upon the passengers in question. The act of March
19th, 1838, authorizes the Board of Public Works to << revise" the
rates of a]l the toDs— ^^ to be paid by persons passing on, or using,
the National road.'' In the exercise of this power the board has
raised the toll in controversy from three to ttt^u ueui^. It \:s ^JumiLctd
that they have not traiiscenaed the limitation c^ontained in the 15th
section of the act of 1831. Their action, then, is '^ according to the
true intent and meaning of .the act of February 4th, 1831 < The
l^slature used the language- just quoted in the act of 1838^ ob-
viously with a view to ue restriction contained in the I5th Gection
of the act of 1831, and not, as intimated in argnmeDt of the plain-
tiffin error, for the purpose of submitting the t^ueation to the board,
as an open one — ^tdiether the act of 1831 permitted such a toll to be
exactea. That question had been determined by both the legisla*'
tore and tibe Supreme Court. The duty devolved upon the board
Vol. m.— 93 3 q 2
788 SUPREME COURT.
Neilt Moore 4c Co. ^ The State of Ohi^
was, to ^^reTise," upon die principles indicated, Hie pre-eziating
toDa.
It is said that die state stilt exempts from toll the two line^of mail-
coaches, and the passengers conveyed in one of them.
This is true ; and the exemption, is practicaUj larger and more
injurious to die fund arinng from the road, than it was when Ibe
act of 1831 took effect. Then, the exemption was cotifined to <me
line of coaches and the pKassengers convejred in it. How long die
state will be able to continue diis exemption in its present extent,
will depend upon the. amount of expenditure necessary to keep the
road in repair.* She is bound by her contract with the Umted States
to collect this amount. The sum constandy increases as the road
becomes more worn. Her forbearance during Ae few rears whidi
has elapsed since Ae todc cbarp;e of the roao, can surely afford no
aigument against anyri^t to which she is entitled under a &ir con-
struction of the act of cession.
It is said, also, diat dus road ^is a post Toad establiflhed by
law.'' ^
Admitting diis to be so, in my view of the subject it does not
affect die question under consideration. But the assumption is
erroneous. Congress.has designated the points Inhere post-offices
shall be established, and directed the mail to be conyeyed to tibem;
but the road is not specified upon which it shall be conyeyed.
This, then, is no more *<a post road established by 'law,'* than any
odier road over/ which the mail is carried. Indeed, die power to
establish post roads, it is said, has neyer been exercised by Congress
in any instance. 3 Story's Const 43.
Whenever this power shall be exercised either as respects state
roads already existing, or diose to be constructed for that purpose by
the genera] goyemment, a host of new ^d most difficult Questions
will at once arise between the several states and the Unitea States.
A glance ^ the learned work referred to will diow diem. It is im-
necessaiy to consider any of them here.
His not being a post road established hj law, the aigument
founded upon that assumption (alls to the grouiid.
It may, nowever, be contended, that this and all odier roads upon
vdiich the mail is conveyed, are established as post ibads by neces-
sary implication from the acts of Congress establishing post-oflb^s
upon them, and duecting the mail to be conyeyed to sucm offices.
If so, the answer is ^bvious. If the United States buj in die pro-
per^ of a debtor in satisiaction of a judgment, such, property is stfll
nabie to taxation by the state. A brandi of the Bank of the United
States was not liable ^o be taxed, but the real estate held by^the
bank, which the branch occupied, was so liable.
It has never been questioned that the coaches and horses beloitt^
ing to the contractor, which he uses in the transportation of the m^
ixe &ble to taxation bylhe state, like ail other mdividual pnqpeHy;
JANUARY TEBM^ 1845. TW
I^eil, Moore dt Co. v. The State of Ohio.
tndlf the ccmtractor convey the mail upon a turnpike on which tofls
ar^ ejected, he is Uable to the same tolls as omer persons. The
|K>wer to leTT such taxes and collect such tolls, is witiun the exc^
tions distinctly recognised in all the cases decided by this ^ourt.m
which this subject has been considered. 4 Wheat. 316; 9 Wheat.
867; 12 Wheat 136; 2 Peters, 46; 16 Peters, 442.
The argument upon the other side is broad enou^ to maintain
the proposition, that such coaches and horses are exemjited both
from' taxation, and toll.
Whaneyer the. general government uses the instrumentality of
private means to elect its objects, such means are liable to taxation
or toll, as the case may be, to the same extent as if they were, em-
ployed in the business of private individuals. This reasoning applies
as much to this road as to any other; and the case must necemurily
turn upon other pomts.
It is strenubudy contended, that the'exenqption of the coaches and
horses from toll, exempts also the passengers as an ^^ incident."
It will be readily perceived by the court, that if the argument of
&e defendant in error fail on all the other points, yet, ** unless the
plaintiff in error succeed in maintaining this proposition, the judg-
ment below must be affirmed.'^
If my recollection serves me correctly, it is not many years since
tfie transportation of passengers in the mail lines, on the great routes,
was greatly restricted, if not entirely prohibited, by the liead of the
. Post-office Department. Does he contract for the conveyance of
passengers ? 1$ that a matter about which the government concerns
Itself? The letter of the postmaster-general in this cas^ sets up no
such claim as is insisted upon by the plaintiff in error, and manifests
no interest in the subject.
It has been held by this court, that a branch of the Bank of the
United States was not liable to taxation by a state, but.tiiat the stock
in the bank, held by a citizen of the state, was. 4' Wheat. 316.
Was- not the ar^ment for the exemption of the stock in that case
much stronger man the argument for the exemption of the passen-
^rs here ? The analogy ^ too obvious to need comment If the
right claimed to collect toll from passengers be sustained, it is appre-
hended that ^^the state might tax at its toll-gates, even to prohibition,
a guard paadng upon,a coach canving die mail." The connection
between the mail and the coach, horses, driver, and guard, is cer-
tainly very different from that which subsists between the mail^ and
the passengers. No right has been asserted by the legislature to
collect tbll from the proper incidents of the mail upon this road.
When such a case diall occur, it will be early enough to adjudicate
upon it. The question in this case is a very different one. It relates
solely to passengers.
For a fuller examination of this point, I refer to the preceding
argument.
740 SUPREME COURT,
Neil, Moore dt Co. v. The State of OhiOi
Ewmgj in reply.
I have said in tbe opening argument, that the National load in
Ohio was, at the time of the tranter to ^t staite, and still ia, a post
road. This is denied by Mr. Swyane.
Acts of Congress, passed every four years since its construction,
direct that the mail ^all be carried daily from town to town, (as
firom Wheeling to Zanesville, and thence to Columbus,) which towns
are upon ^e National road. The agreed case shows that die mail
was so carried upon said road ever smce its consfaruction. The usage
applying the law to this road, and th^ subsequent laws coinciding
with the usa^, the reservation in the Contract of the ri^t to trans-^
port ihe mail along the road, and its subsequent continued transpor-
tation, make it, I contend, as fully a post road, as if it had been
expressly declared so by act of Congress.
Mr. Chief Justice TANEY delivered the opinion of the court.
This case has arisen out of two acts of Assembly, passed by the .
l^pslature of Ohio, one in 1837, and the other in 18%, and an or*
der of the Board of Public Woiks of diat state, whereby a toll has
been imposed upon passengers travelling in the mail-stage on the
Cumberland roaa.
We have alreadv, at the present term, fully expressed the opinion
of ttiis court, in relation to the Compacts between the United Statea
and the states of Ohio, Pennsylvanui, Maryland, and Virginia, con*^
oerning this road, and the rules by which they oug^t to be interpret-
ed? R is only necessary, therefore, on this occasipn, to apply the
principles t&ere stated to the case before us;
The material parts of the laws in question are the 4th section of
the act of 1837, and the 24th section of the act of 1838. The first
imposes a toll of three cents on eveiy passen^r in the mail-stoge, at
each toll-gate ; and the second authorizes the Board of Public Wc^
to revise and mddify the rates of toll to be paid by persons using the
road ; and in pursuance of this authority the board passed an order
raising the toll on each passenger in the mail-stage to ten cents.
But no toll is charged, either by the law or the order of &e board,
upon persons travellinc; in any other carriage.
The 4th section of the act of 1831 , whereby the state of Ohio pro-
posed, with the assent of Congress, to take charge of the road and
keep it in repair, contains a specific enumeration of the tolls she in-
tenaed to charge upon carriages of every description, and other pro-
perty ; and after making this enumeration, the section concludes with
ttie following proviso : " That no toll should be received or coUect-
ed for the passage of any stage or coaph conveying the United States
mail, orjiorses bearing the same, or any wagon or carriage laden
with the proper^ of the United States, or any cavalry or other
troops, arms or military stores belonging to the same or to any of
the states comprising this union, or aiiy person or persons on' duty
TANUART TERM, 1846. 74t
Neilt Moore A; Co. v. The State of Ohio.
in the milituy service of the United Stales, i>r of flie militia of^o^
of tbe states.'^
We diaUheitafterjpeak of :die 15th section of Ilu8 act, whic^
been supposed to justify ^the toll in question. But, subject to the
-modifications, ff any, authorized by that-sectbn, the entire contract
in relation to ttie tolh^ offered by the state and accepted by 'Coih
gress, is to be found in the 4th ; the residue of the act contain|ui|{
nothing more than detailed regulations for flie collection and ap{^-
catbn of the tolls.
At the time this compact was made, it was well known that th^
mail was alwa^ tran^rted by contractors, and that whenever it
was conveyed in carriages, the vehicles belonged to them, and were
their own private properhr, and not the property of die United
States. It was equally weU known that upon this road, aa well as
many others, the postmaster-general, in his contracts, uniformly re«
quired that the mail should be carried in a stage or coach capable
ci accommodating a certain number oS passengers, the presence of
the passengers being regarded as addixig to the safety of the mail,
and supersedii^ the necessity of any o&er guard.
This mode of transporting the mail gnust have been peifoctly
known to the state in 1831, when the agreement was made ; and in
providing for the exemption of carriaees eonveyinff the United States
mail, both parties must haye. intended to exempt £e vehicles usually
employed in that service; and: that carriages belonging to the con-
tractors, althou^ carrying passen^rs, were to pay no toll, while all
other vehicles were to be charged at the rate n>ecified in the law.
The reason of this exemption is evident; for a toU charged upon the
carriages of the contractor would, in effl^^, be a charge upon the
Post-office Department, since die contractor wduld be obliged to
make provision for this expense when bidding for the contract, and
regulate his bid so as to cover it. '
In the proposition made by Ohio, nothing was said of a toll on
the passengers in a carriage of any kind, but the charge is made upon
the carria^ itself, according to its description, and the number of
horses, without any regard to the numbar of persons that may be
travelling in it; and it is evident that it was at that time supposed
diat the rates sp^ified and amed 'on would prove sufficient to keep
the road in repair, and. that me United States would always there-
after have the firee use of it, for mail-carria^s . of the usual kind,
without any burden upon them, direct or inmrect.
If the expectations of the pakies had been realized, and the tolk
mentioned m the law had produced revenue enough to preserve the
road, no one, we think, would have supposed that toUs could' be
collected firom passengers in the mail-stage, or that the specified
charges upon the carriaffes could have been reduced, and the defi-
ciency su|q>lied by a toll upon persons travelling in the carriages
which conveyed the maiL
74a SUPREME COURT.
Neiii Moore dt Ct>. v. Tho State of Ohio.
In the case of Searigbt v. Stokes and others, we hvve alrdadj
said, that with an agreement like this before us between the United
States and a state, we must look at the relation in which the parties
stood to one another, as' well as to the subject-matter of the contract,,
and the object which the high contracting parties intended to attain;
and we must expound it upon principles of justice, so as to accom-
plish the purposes for which it was made, and not defeat their ma-
nifest intention, hj a narrow and literal interpretation of its words.
And regarding it m this point of view, we think it very clear that
no part of the burden of supporting this road wa» intended to be
levied lipon the United States, but was to be obtained altogether
from other sources; and that the relative position and privileges of
the mail-coaches in regard to tolls, as prescribed iti the law, were
to be always afterwards maintained, unless a deficiency or supera-
bundance of revenue should render it necessary to increase or di-
minish the rates fixed in the law. For if this were not the case, the
whole detailed and particular provision in relation to the things to
be charged, and the rates to be imposed, as set forth in the law -of
Ohio, and so cautiously recited in the act of Congress consenting
to the surrender of the road, would be nugatory and without an
object. On the. oUier Imnd, tUs mode of proofing was the natural
and proper one, where two sovereignties were conthicting with
each other by m^ans of legislative ^on; and it was obvioosty
adopted bv the parties in this instance in order to show the terms
Srolfered by Ohio, and assented to by Congress, and forms the ccm-
itions of the compact between them, ao &r as tbdr respective ri^its
were concerned.
We proceed to apply these principles to the question before us
The law of the state, and the order of it& Board of Public" Works,
impose a toll upon every one travelliiu^ in the mail-stage, while the
passengers in eveiy other vehicle are aflowed to ^o free.. If this can
be done, it is manifest that the United States will derive no benefit
from the compact, and «o far fit>m enjoyine Ae privilege for which
they stipulated, and for which they paid so neavny in me constme-
tion of the road, a l^e portion of the' burden of repairs will be
thrown upon them. This is strikingly illustrated by comparing the
toll charged upon coaches similar to diose employed in conveving
the mails, with the toll indirectly levied upon the mail-stage, by a
charge upon its passengers. According to the rates containedtin
the law of which we are speaking, a four-wheel ^rriage, drawn by
four horses, pajrs at each eate thirty-one and a quarter cents, and u
it is not conveying the malQ, it pays nothing on its passengers. This
sum is therefore the whole amount of the toll to which it is liable.
Nc^ the mails on this road have, we understand, been always
transported in coaches of the above 'description, and^althoug^ inukr
the order of die Board of Public Works no toU is charged direethr
upon the carriage, yet eveiy passenger must pay ten cents at ea^
JANUARY TERM, 1846. 748
Neil, Moore dt Co. v. The State of Ohio.
gate,. 80 that the carriage of a mail-contractor, containing six pas-
sengers, pays nearly double as much as a like carriage owned by
any one else with the same number. And what still more strondy
marks ihe disadvantases to which the United States are subjected oy
this order of the board, these passengers may be persons in die ser-
vice of the United States, passing along the road in the execution of
some public dut]^, for the order makes no exceptions in their favour.
And althouffh, tms toll, in form, is laid upon the passengers and not
upon the vemele, the result is the same ; for in eimer case it is, in ef-
fect, a charge upon the proprietor of the carriage, diminishing his pro-
fits in tfiat portion of his business; and when thus levelled exclu-
sively at passengers in the mail-stage, it accomplishes indirectly what
evidently cannot be done directih^ by a toll upon thecarriage, and in its
consequences must seriously affect the interests of the United States.
For in bidding for a contract upon a road so much travelled as this,
the bidder would undoubtedly be g^tly influenced by the advan-
tages which a contract would -give mm in the conveyance of passen-
gers, as his carriages, when carrying the mail, are entitled to go free.
But if they, and £ey alone, -are to be subjected to this burdensome
and unequal toll, it is obvious that he must seek to reimburse him-
self, by enlarging his demand upon the eovemment. Indeed, if this
system of levyine toll can be sustained, the Qiischief may not stop
Jiere; and it willbe in the power of any one of the states through
wUdi die road passes so to graduate the tolls as to drive all passen-
S^rs from the mail-stages into other lines, and by diat means compel
e United Stotes, contrary to their wishes, and contraiy to ttie pub-
lic interest, to tranq;>6rt the mmb in vehicles in which no passenger
would travel.
Nevertheless we do not mean to deny the ri^t of the state to
impose a toll upon passengers in the mail-stages, provided, the
power is exercised, m a manner and upon prmciples, consistent
with the roirit and meaning of the argument by which the road was
transferred to the care of the states. On the contraiy , in the case of
Searidit v. Stokes and other^ we have already said that such a toll
may be lawfully collected. But as no toll on passengers had been
proposed by the law of Pennsylvania, the opinion, on that occasion,
18 ei^ressed m general terms, as to .the right ; the case then under
conaderation, not calling upon the court to speak more particulariy
upon the subject The Ohio law, however, brings the question
duecdy before us, and makes it necessary to state more fuUy a^
precisely the opinion of the court.
The true meaning of the compact we understand to be this. The
carriages carrying the mail, with their passengers, travelling in the
known and customaiy manner, were to pass toll free, as well as
other vehicles laden vriih ih"t property of the United States and the
persons employed in their service, as mentioned in the proviso
hereinbefore recited; and the road was to be kept in repair by die
744 SUPREME COXTRT.
Neil, Moore 6c Co. v. The l^tate of Ohio.
xevenae derived from the tolls specified in die Ohio law, according
to the rates there. set forth, provided they should prove to be suffix
dent for the purpose. No toll was at that time proposed upon
passengers in any vehicle, and passengers in the mail-stase there>
fore bad no peculiar privilege in gpme free, and merefy passed
along &e road upx>n the same ^nns with wose who were travelling in
other carriages. And as the compact contains no stipulaticm for the
exemption of travellers in the mail-stages, the general govemmoit
can demand no advantages in their behalf, whicSi are not extended
to passengers in other v3iMes. Butthev have a ri^t to inast that
the equalitv upon this sul>ject, which the hw of Ohio originally pro-
posed, shall still be maintaincid ; that the privilege and advantages
intended to be soured to the carriages conveying the mail, over
those granted to other vehicles, shall be preserved in substance and
reality as well as in form ; and that the passengers in the ma3-
stages sball not be selected and set apart, as the eq>ecial objects
upon which burdens are to be laid, and to wMch travellers in other
carriages are not to' be subjected.
If, merefore, the revenue from the road, according t6 the rates
originally agreed on, was found to be inadequate, then the state had
undoubtedly a ri^t to increase the rate on any thing before subj^
to toll ; or mi^t, if it was deemed more advisable, leave the tolb as
they stood, and charge in addition to them a tolT on passengeis.
And if instead of selecting the persons travelling in the mail-coaches,
afid laying the burden exclusively upon them, all passengers in
vehicles of any.ldnd had been equally charged, the real and sub-
stantial advantages and privileges to Which the United States are
entitled under the agreement would have been preserved, and the
equality in relation to passengers originally exlSt^lg between the
mail-coaches and other carriages woum not hav« been disturbed.
And it is in this manner only, in our judgment, and as a toll in
addition to that specifically stated in ihe contract, and imposed
equally upon passen^rs in every description of vehide, &at persons
. travelling in the mail-stages can be lawfully charged, without first
obtaining the assent of Congress.
The 15th section of the law of 1831 has been relied on in &e
argument, as reserving to the state the right to make any alteration
it might afterwards think proper without regard to the interest of
the general government. It is true that this section begins with a
. declaration that it ^all be lawful for the General Assembly at any
future session, without the assent of Congress, to diange, alter, or
amend the act. But this clause evidentiy^ relates to the various
provisions made in the law for the collection' and dii^ursement of
the money arising from the tolls proposed to be charged. Hie
United States coiud have no interest in these details, and they were
therefore properly retained in the hands of tiie state. And so in regard
to the privilege of passing free on certain occasions, given by the*
JANUARY TERBl, laiS, M6
Neil, H oore 6^ Co. v. The State of Ohio.
law, it is undoubtedly in the power of the state, if it thinks proper,
to revoke it, since the exemption was a mere yoluntary act, foundea
on no Yalusdble consideration^ but crowing out of what was then
supposed to be a just and liberal policy, which the ^tate could
afiord to exercise ; but which it had the n^t to change whenever
it was deemed necessary to do so. But a full and v^uable con-
sideration had been paid, by the United States for the privileges
reserved to fliem, and they were a part of the contract which trans-
ferred the road to &e care of the state. And this being the case,
the section in question cannot by any sound rule of construction be
regarded as inconsistent with the c6ntract contained in another part
of the same law^ and 9s placing the rights secured to one party
entirely at ihe discretion and the control of the other. The reaer*
rations of power to the state, evidently relate to subjects in whidi
\he general government had no separate interest; and fliey would
have been dtogether unnecessanr and useleas if the state had not
considered the prepedine part of the law as the pnrffer of a com-
pact which was to be obu^ntoiy upon it, if assented to by Congress.
There is a clause in -the law of 1837, which would i^pear to dis-
tmguish between the mail-stages, in relation to tdl, where more
than one mail passed along the road on the same day. Upon this
point it may be proper to sajr, that, in the opinion of the court, it
rests altogether in tne discretion of the postmpster-general, where
the power has been conferred on him by Congress, to determine at
what hours the mail shall leave particular places and arrive at oiheis ;
and to determine whe&er it shall leave &e same place only once a di^
or more frequently. Upon this point his decision is absolute, when
flie discretion is committed to hun by the laws of the United States,
and cannot be controlled by a sts^te or by tiie courts. And in the
case of Searig^t t^. Stokes and others, when ihei court ^edc of
abuses by the contractors in the number of carria^ employed, and
€$ tb^ ri^t of the court to enforce the compact, it will be seen by
a reference to tihe opinion,* that it is confined to cases where the
mail-bags, directed to leave the post-office at the same time, are un-
necessarily divided among a number of caniaees in order to evade
the payment of toll; and the opinion expressea on that occasion bv
the court does not apply to stages leaving; the post-office with mails
at different hburs^ in obedience to the orders of the department In
the latter case it is immaterial whether the mails are light or heavv.
Hie postmaster-general is, upon this subject, the proper and only
jud^e of what the public interest and convenience requires, and his
decision cannot be questioned by the courts.
The provision upon this subject, however, appears to have been
intended to euard against ttbuses by contractors, rather than to in-
terfere with me powers of the postmaster-general. And in regard
to tibe toll imposed, as hereinbefore mentioned, if it is necessary for
the support of the road, it is in the power of the parties to the com-
VoL. in.— 94 3 R
746 SUPREME COURT,
Neil Moore 6l Co. v. The Slate of Ohio.
pact to mocBfy it at their pleasure, and to give the state &e power
It has icgceircised. But according to the terms of the contract^ as it
was originany made, and still stands, the toll upon passengers in
the maU-stages, laid in the manncsr hereinbefore stated, cannot law-
fully be demanded, and the judgment of the state court must there-
fore be reversed.
Mr. Justice DANIEL.
From the decision just pronounced on behalf of. the majoritr of
die court, I am constrained to dissent. Upon the principles myolyed
in the decision, so far as they have been assumed as the foundation
of rights in the federal jgovemment, or in the postmaster-^general as
its agent or representative, independently of ttny agreement with the
state of Ohio, my opinion has already been declared, llat opinion
was expressed on a simUar point anane in the case of Seanght o.
Stokes et al., during the present term'; it is unnecessaiy, therefore,
on this occasion to repeat it. With respect ta the compact which
is said to have been made between the federal government and die
state of Ohio, by the act of Congress relinquishing the control of die
Cumber]and road to the state, and by the act of the Ohio legislature^
assuming die control aiid mans^ement of diat road, it has not to my
mind been shown that this compact has in any respect been violated
by the state. A cursory view of the legislation, both by the state
and by Congress, will establish the very' converse of any such infer-
ence. That the several proceedings on the part of the state steer
entirely clear of collision with die letter of that compact, has not, so
&r as I have heard, been even diluted. The statute of Ohio,
passed on the 4th 'of February, llBSl, after several provisions — 1st,
mvesting the governor of the state with power to tdce under his
care that portion of die Cumberland road comprised within the limits
of the state; 2dly, prescribing the rates of toll to be collected;
3dlv, laying down regulations for the police of the road ; contains
in ue second proviso of the 4th secdon &e following enactment:
<^ Provided also, that no tgD shall be received or collected for the
passage of any stage or coach carrying the United States mail, or
horses bearing the same, or any wagon or carriage laden with die
property of the United States, ^or any cavaliy or odier. troops, arms
or mihtary stores belonging to the same, or to any of the states of
the union; or any person or persons on duty in the militaiy service
of the United States/ &c., &c." The 15th section of the same law
is in the following words : ^* That it shall be lawful for the Greneral
Assembly at any future session thereof, without the assent of Con-
gpress, to change, alter, or amend this act ; provided diat the same
diall not be so changed, sJtered, or amended, as to reduce or in-
crease the rates of toll hereby established, below or above a sum
necessary to defray the expensies incident to the preservation and
repair of the said road, to the erection of gates and toll-houses
JANUARY TERM, 1846, 74T
' Neil, Hoore 6^ Co. «.'The State of Ohio.
thereon^ and for the payment of the fees or salaries of the superin-
tendent, the collectors of tolls, and such other a^ts as may be
necessarily employed in the preservation and repair of the same,
according to the true intent and meaning of the act" The act of
Congress of the 2d of March, 1831, (4 Stoiy's L. U. S. p. 2260,)
is nodiing more than a literal recital ot the law of Ohia, and an en-
tire and unqualified assent to, and adoption of, that hw. These
statutes comprise' all that has been ever done l^ the state and fede-
ral goyemments, which amounts to any thing in the nature of an
agreement or compact between them in reference to the Cumberiand
road. Let us now inquire what it is that, by reasonable and pro-
per construction, these laws import? And it should, in their ex-
amination, ever be borne in mind, that whatsoerer the law of Ohio,
has ordained in reference to its subject matter; whatever ridits tx
powers it has claimed for the state in*regard to it, the act of Con*
gress has unconditionally recognised die whole. The second pro-
viso of the 4th secti6n, already quoted,ocontains no stbulation that
ordinary travellers or passengers, or any others indeecl,^ or any de-
scriptions of property, save Aose expr^y enumerated in the pro^
yiso, ishall pass upon ihe road firee of toll. It concedes to the fede-
ral government that stages carrying the mail, i. e. the carriages and
the horses necessaiy for their use, and the mail itself, should not
pay toll; but with respect to private travellers, and to every thing
within or without those carriages, the law- is entirely silent. By
what correct implication, then, can the power of the state to levy
tolls on travellers in such carriages be talren away. I can conceive
of no implication tending to such a result, which would not obvi-
oudy do violence to the lanfj^uage of the statute, as it would to
every Correct rule of construction, and to every intendment consist-^
ent ynAk the natural and plain objects of the law. The fact -that
Hie state has exacted tolls on passengers in the stages canying the
mails, only beyond a certain number of carriage so employed, can
by no correct reasoning affect the ri^t of tne state in this matter,
however it mi^t be received as a meavsure either of policv or libe-
rality ; for having the power absolutely \o exact tolls of all travel-
lers on the^road not exempted by the proviso, diis power carried
'With it, by every sound rule of logic, the ri^t to discriminate be-
tween the subjects of her power. She had then a perfect rimt to
declare that travellers in specified carriages carrying the mail should
pass firee of toll, and tiiiat thpse transported in other vehicles, although
bearing the mail, likewise ^ould be subjected to the payment of
toll. Such a regulation the state had tbe power to enact, had it
been the dictate of mere ci^rice. A correct apprehension, how-
ever, of her policy and interests in reference to this road, and in
reference to the accommodation of die public, will develope a more
enlarged and more equitable motive for the measures adqited by
fibe state, showing those mBfsan%,fo have been produced by m
M8 SUPREME COURT.
Neil, Moore 60 Co. v. The State of Ohio.
force of sUjperTening circumstances. It cannot be denied, tbat in
assunung the management of this road, the pnipose of the state was
to maintain and preserve it as a commodious highway. By tiie
title q{ the law passed for its assumption, yiz., << An act for the jne-
servation and repair of the United States road/' as well as by eveiT
clause and provision of that law, this object is clearly evinced, it
is equally undeniable, that the means in contemplation for the ac-
complishment of this object were the usual and natural means by
wbich artificial highways are supported, viz. : the tolls collectabfe
on travellers and on^property tranroorted upon it The concession
to the federal j^vemment of the tree passa^ 'Of a portion of its
mails over this road, and of the vehicles m which they nd^t be
carried, was an act of fitimess and liberality which should not be
made the pretext for abuse and monopoly, sudi as must, if permit-
ted, drv up the source whence the means of maintaining the road
are to be derived, and whibh would operate for the exclusive ad-
vantage of the &vourites of such monopoly, and for the serious injuiy
of the public. To guard against consequences like tiiese, the power
reserved by the 15tii section of the law of ^1831 was retained by
the state, a poWer xpressly recognised to its full extent by the act
of Congress adoptiiig the former law ; and it can as littie be doubted,
tiiat, in the practical experience of those consequences, and in tiie
intention of applying a remedy for them, the law of Ohio of March
9tii, 1838, and the order of the Board of Public Works of the same
state, had their origin.
But it is argued that the exaction of tolls on traveUers in stages
canying the jnails, woulct be a violation of the compact between me
two governments, because it would enhance the demands of con-
tractors for transporting the mail, and thereby become a tax upon
the feiieral treasury, aud in tiie same dqgree an impediment to the
conveyance of the mails. It is a sufficient reply to such an argu^
ment to.remark, that neither the law of Ohio nor the act of Con-
gress adopting that law, stipulates any exeinption from tolls m
travellers, but the exemption is limited to carriages only ; and it is
an inflexible rule of contract, too familiar to be commented on here,
that neither party, sindy, can superadd a term or condition to a
contract completed. This argument is therefore utterly without
force, even if the efi*ects it seeks to deduce could be demonstrated.
It is fallacious too in another respect. The monopoly in suj^it
pf which it is adduced^ by enabling the mai\ contractor to drive
off all competition, whilst it puts it in his power to withhold tiie
tolls by payment of which the road would be supported, enables
him to practise the very extortions upon the government which
Mr competition would be the surest means of preventing. But con-
ceding, for the moment, that a denial to the contractor of the pri-
vilege now contended for, might enhance the price of tran^rong
the mails, the question still very properly arises, whether, this eflect
JANUARY TERM, 1845, 7«
Neil, Hoore 6c Co. «. The State of Ohio.
(were the language of the law even doubtfiil) would justify the
extension to him of such a privilege ? A just view of the legisiation
of both the state and federal goyemments, and of the obvious pur-
poses of that legislation, must compel a ne^tive answer to this
question. The purposes designed by this legation were the pre-
servation and repair of die National road. Such are the objects
announced, not onl^ in the titles of die laws themselves, but pro*
Tided for in all their enacting sections ; and the jftio tnodo declared
by these enactments is the levying of tolls. Is it then reasonable
or lo^cal, or rather is it not inconsistent and contradictory, to
attempt to deduce from them conclusions which fall not within
their terms, but which go to defeat every end which must have
been within the contemplation of the parties ; for which indeed
these enactments all profess to have been made. Is not this attempt
in violation of all rules for the construction either of statutes or
contracts, which always preserve the main and obvious intentions
of legislators or of contracting parties, to the exclusion of minor
thou^ seemingly contradictory considerations ? But the language
of these laws is by no means eq^uivocal. Except for the exemption
contained in the. second proviso of the 4th section of the Ohio
statute of 1831, all mails and the carriages in which they are trans-
ported, the troops, arms, and property of the United States o/eveiy
description, would have been subject to the payment of tolls ; and
the exemption can be extended no farther than tne pbtin and natural
import of the language of that proviso will justify.
Again, it has been said, that the exaction of tolls from travellers
in the mail-stages would be a violation of the contract, because by
such a demand travellers would be excluded .fit>m those staees, and
that the safety of the mails would be endangered by this exclusion ;
it bemg assumed by this argument that the travellera are to con-
stitute a guard to me mails. To this seemingly strange and frir-
fetched argument, it might be sufficient to answer, as was done to
the former, that no stipidation for the transportation of such a guard,
(if by anjr violence to lan^age ordmary casual wayfarers could be
80 denominated,) is contained in the contract ; and that the attempt
thus to introduce any such stipulation or engraft it upon that
contract, is a palpable and unwarrantable interpolation upon it»
terms and its objects. In the next place, the propoundera of this
argument may be challenged to show either the duty or the will-
ingness of such travellera, to-take upon themselves die hazards, the
trouble, or the responsibiUties of guarding the United States mails.
With equal cogency may those who thus reason be called upon to
prove, that amongst tl^e promiscuous multitudes who travel in
stages, there mav not be comprised those who roam the country
wim the view of conunittinff depredations, and from Whose designs
the safety of the mails may be most endangered.
Upon afiill consideration of this case, I am brought to concludci
3b2
780 SUPREME COURT.
Lessee of Hickey >t aL v. Stewart et aL
that the acts of the legislature of Ohio, subseauent in date^lo the
2d of March 1831, and the proceedings of the Board of Public
Works of that state, founded upon those statutes, are in violation
of no principle or rig^t guarantied by the Constitution of the United
States, nor of any acts of Congress passed in pursuance thereof;
nor of any contract at any time existuig between the state of Ohio
and the federal goyemment. I am further of opinion, that the afore-
said laws of Ohio were on the contrary designed, and are of a
tendency, fairly and justly, to distribute the jtolls collectable within
her limits, on the road in question, so as to make them properiy
subsernent to the views of the federal government and of the
f^vemment of Ohio, at the times of passing of the state law of
ebruaiy 4d^, 1831, and die act of Congress of the 2d of March,.
1831 ; and in conformity with the express language of those laws ;
and to prevent unwarrantable monopoly, and serious if not &tel
detriment to the road. I think that the decision of the Supreme
Court of Ohio, being a correct exposition of the law.s designed to
efiect these important objects, oug^t therefore to ne affirmed.
LxssEB OF Philip Hickxt bt 4L., FhAmnwr m b«iu)B9 tr. Jamss A.
Btbwar'T bt al.
A defendant in ejectment cannot protect himself hy setting np the record in a
prior chancerv suit between the same partiesT by which the ptaintifT in the
ejectment had b^n ordered to cbnrey all his title to the defendant in the
ejectment, but in consequence of the.party being beyond the jarisdiction of
the court, no snch conveyance had been made.
And this is so, although the Court of Chancerv, in following up its decree, had
legally issued a habere facia$ poMi$iiontm, and put the defendant in ejectment
in possession of the land.
By the treaty of 1795, between the United States and Spain, Spain admitted
that she had no title to land north of the thirty-first degree of latitude, and
her previous grants of land, so situated, were of course void. The country,
thus belonging to Georgia, was ceded to the United States, in 180S, with a
reserration that aU persons who were actual settlers on S7th October, 1795,
should have their grants confirmed. Congre^ provided a board of com-
missioners to examine these grants, and declared that their decision should
be final
The Court of Chancery of the state of Mississippi had no authority to esUMish
one of these grants which had not been brought within the provisions of the
act of Congress. The claim itself being utterly void, and no power having
been conferred by Congress on that court to take or exercise jurisdiction
over it, for the purpose of imparting to it legality, Uie exercise of jurisdiction
was a mere usurpation of judicial power, and the whole proceeding of the
court void.
The doctrine of this court in I Peters, 340, reviewed and confirmed, viz.* "that
the jurisdiction of any court exercising authority over a subject may be
inquired into in every other court where the proceedings of the former are
relied on, and brought befi>re the latter by the party claiming the benefit of
such proceeding.**
JANUABY TERM, 1845, 751
Lessee of Hiekey et aL v. Stewart et aL
This case was brou^t up, by writ of error, from (he Circuit.
Court of the United States, for the southern district of MississippL
It was an ejectment brought by Hickey's lessee against the de-
fendants, as the heirs of Robert Starke, for two thousand acres of
land in the state^of Mississippi.
The &cts in the case ate fully ^t forth in the opinion of the
court.
The question was, whether or not the court below erred, in per-
mitting to be read in evidence, on the part of the defendants, the
record of a former chancery suit between the same parties, in which
the court had decreed tfiat all the title of Hiekey et al. should be
conveyed to the heirs of Starke.
Caxe and Walker , for the plaintiff in error.
Henderson and Jones, for the defendants in error.
Coxe said that the condition of the country where the land
in (question was situated was described in 12 Wheat. 524. l*he
distinction is important between an acouiredcountiy and that where
a disputed boundary was settled. Different codes of laws prevail
in the one and tiie other. 12 Wheat. 635, another case.
This being an adjusted boundary, there was no obligation tO'
recoenise Spanish grants. 12 Wheat 535.
Tne United States derived all their proprietary tide from Georgia,
1 Laws U. S. 488; and took it only upon certain conditions,
3 Laws U. S. 39.. 380, 491, 546.
The act of 1803 provided that the decisions of the commis-
sioners should be finaL Under it, our claim wad registered and
confirmed, in 1804^
Our titie is therefore complete. But the defendants set up the
decree of a court of equity, and the first question is, can the
courts of the United States recomise* any power in i| state court to*
divest us of our titie ? The judsment of the conmiissioners was
made final ; and as to the effect of £is, see 4 Ctanch, 269 ; 9 Cranch^
J27 ; 3 Wheat 246 ; 6 Wheat. 109 ; 9 Peters, 8; 10 Peters, 449;
2 Bos. & Pul. 392i
Decisions may be impeached for firaud ; but it must be firaud in
obtaining the judgment,, and not pre-exicrfing. Story's Conflict of
Laws, 590, 591, 592; 2 Kent's Comm. 118.
The state of Mississippi could not have divested us of our titie
by an act of legislation. How then, can one of its courts do it ?
Again, it is a decree of a court of equity. The titie of the
plaintiff is a statutory titie from the United States^ whose authority
no one doubts. Can equity interfere ? The act of Congress says
that the decision of the commissioners shall be final. The rule of
law is positive, and equity cannot relieve against a positive law.
r Story on Equity, sect 10, ll, 64i
8UPBEME COURT.
Lessee of Hickey et aL «. Stewart et.aL
An action at law cannot be maintained upon a decree in equily.
8 Wheat 6-,7 ; 3 Bam. & Adolph. 52.
If the par^ cannot maintain a suit, he cannot defend himself in
ejectment Levin on Trusts, 247, ^S2.
{Coace then objected to the decree in many points of formi)
Bendenony for defendants.
Of the second and third instructions refused to the plaintifi, we
justtfir thexourt's refusal in the language of the decree itself:
^< That the title of the defendant was obtained by fraud and
force and violence, against &e eauitr of complainant^s ancestor,
... it is thei>^re oidered, aojudged, and decreed, that die
tide of defendants to said tract of land be, and the same is herri^y
declared to be, fraudulent and void as against complainants.*'
The leffal title of the j^aintifls herein does not, therefcne, ^^ remain
unoSected at law by said decree,'' .... and the decree dpes not
limit its cancellation of title to equi^ merely; but it finds and ad-
judges the title ^^ fraudulent and voia," as agsonst our grantors and
tide, ^d so, too, we defend die court below in refusing the fourdi
instruction asked by plaintifls below.
The deci^^e is, tfaat the defendants shall ^^ deliver to complainants
the full, peac€«ble, and actual possession of said tract of land."
The presumption of law must arise, therefore, that the facts found
to subsist, in conformity with the decree, were brou^t about in con-
fonnity widi its command, and possesion so surrendered, and so
taken, may assuredlv be lawfuUy retained. If was so ordered to be
given, that it might 4)e retained.
And of the charges given by die court at the instance of the de-
fendants, they vincUcate themselves <m reading— self-evident prr^K)-
sitionR on their &ce.
Without farther notbg diese particular criticisms, we pass to meet
the substantial propositbns from wlaeh diey proceed, viz. :
1. Was the chancery record admissible in evidence for any jhu^
pose? and if sof
3. What was its legal effect?
It is objected, that these chancery proceedings do not pwpoit to
be a record at aJl. But besides, that the defendants have denomi-
nated and regarded diem as a record, and acted upon them as a final
decree of the hi^est court of law and equity in the state, and diould
diei«fore be estopped in this objection, (see the case on thleir appeal,
1 Peters, 94;) it is manifest, on inspection, it jioraesses all the ele-
ments of a fonnal and complete record. It b between all prefer
psfties, and con^sts of a bill, answer, plea, and repUcafion.
Mudi testimony on the matter in controversy appears to have been
tsdcen, on 3^hich the court exercised their chancery discretbn in
dure<^ing an issue at law. This was duly tendered, joined in, and
verdict diereupon rendered; exceptions taken, argued, and ove^
JANUARY TERM, 1846. T68
Lersce of Hickey et aL v, Btew&it et al.
roled, and thence decree ordered, made out, and duly enroUed, and
then thereafter appealed from to th^ Supreme Court of the United
States. A judicial proceeding widi these forms and contents, duly
certified as it is, must be i record. 7 Cranch, 408.
It is assuijied, too, diat the Supreme Court, in treating the case as
with plenary atid orieinal powers, transcended their jurisdiction.
This conclusion is deduced from the assumption that, as the decree
was not pronounced till I824,^the powers of the court were governed
by the laws of 1822, found in Poindexter's Code ; and diat, by these
liiws, the Supreme Court, in such a case, could only certify its opinion
to the inferior court to which the case had been referred; and the
inferior court must adopt and execute a final decree in conformity
wiA thcf>opinion so certified.
We do not Consider, if this record were to be tested by the acts
of 1822, in Poindexter's Code, the conclusions of tibe appellants
would follow, or that the final jurisdiction exercised by die Supreme
Court in this case would be rendered doubtfid. See sect 30, p. 91 ;
sect &, p. 160; sfot/ 21, p. 164, of Poind^ter^s Code.
But, it is to be obserred, this bill in chancery was filed in the
<* superior court of law and equity," in Adams county, as early as
18lo. The date of filine the biH does not appear, in the record, but
the plea of one of the defendants is sworn to 14th of October, 1816.
The controrer^ continued a lis^pendens till final decree at December
term, 1824.
The territorial act of 22d December, 1809, fTumer^s big. p. 178,
sect 116,) gave the jurisdictiori under "^hicn this suit was insti*
tuted.
A further act of the territory, of 20th January, 1814, (Turner's
Dig. p. 201, sect 203,) ^ye the jurisdiction of ti^e Supreme Court
by which they took cognisance of the cause on reference, and which
expressly aumorized thenr^^^ grant judgement thereon according^to
the ri^t of the matter, and awtra execution.^'
In die year 1817, the territory became a state, and the laws gene-
rally were soon afterward, in 1^2, reyised by Poindexter, to con-
form to the modified system of jurisprudence appointed by the new
constitution. By this constitution, the jurisprudence of the Supreme
' Court was not specified, but left to the legislature to prescribe.
See Constitution, tide ^^ Judicial Department,^^ p. 660, Poindexter's
Code.
The act of 1822^sect 6, pp. 149, 160, Poin. Code,) estabKdied
this jurisdiction. Tjie Poindexter Code was adopted and operatiye
in lo23, and while this chancery Case was yet pending. But the
code expressly sayed from its operation all such cases as werepend*
ing, hy proyiding, per sect. 7, p. 8, of the Code,
<<Tnat all remedies, which shall haye been commenced uikder
former laws, shall be and remain as though the said code had neyer
been adopted:'"
Vol. III.— 95
m SUPREME COURT.
Lessee'of Hickey^^ et at «. 8t«wart at aL
■ ' f »
This decree is tberefore in conformity to the laws in Turner's Di*
cesty and this exception of the appelUnts is manifestly eroundleas.
And foil to this point, see Blanchard's Adm. t^. Buckbolt'a Adm.,
Walk. Mifis.^Rep. 64.
It is farther objected to this record and decree, that the Chancery
Court of Mississimi had 90 jurisdiction of the subject-matter, on die
ground diat the tme of the patentee was fixed by the ^vemment or
soTereign power: 1st, by the decision of the Spanish goyemw;
5kl, by the 1st article of the compact of cession from Georgia to die
United States, of 1802 ; and 3dly, by the ascertainment of those en-
titled to confirmation under said article by the board of commissioQ-
ers, as per secdon 6 of act of Congress of 3d March, 1803.
To this we answer, 1st, that no title, emanating firom tiiis or any
other goyemment, for lands now within the United States, can daim
immumty firom inyestigalion and adjudication in the courts. And
if the wnfid wronff or mistake of the ministerial officers of goyem-
ment, or the firaud and misrepresentation of the donee or grantee,
has induced the issuance of a patent to. one who, by the laws said
policy of die goyemment, was not equitably entitled to receiye it^
the ceurt may^ as they 'perpetually do, nMiress the wrong. And
2dly, as to the claim under the act of cession, the appellants cannot
be heard to inyoke any protection to their tide from th^t article, to
the prejudice of the court's jurisdiction, as they did not show them-
selyes wid&in the proyision of that article on diat occasion. See die
tBBd on a{q>ea], 1 Peters, 94. And showing^ it now, coula in no
dcfgree. impair d^e jurisdictibn then exercis^. The patentee did
not, in the chanceiy suit, proye himself a setder on 27th October,
1796. But had it been shown, by the finding of the board of com-
missioners under the Qth section of the act o( 1803, such proceeding
could not preclude Stsurke firom his judicial inquiry into his rights for
die same lands; and so the Supreme C^mrt in Missiseippi had pie*
Tiously adjudged. See case of \Yinn v. Coles' heirs. Walker's Rep«
119; 2rioward,603.
It haying been thus shown, the court in Afississippi had ri^tfid
jurisdiction of the cause, their decision upon the matters in ume,
and embraced in the decree, is final and concludye until reversed.
16 Peters, 87 ; 6 Wheat 109 ; 1 Mason C. C. R. 61&; 3 WasL
C.C.R.28; 1 Brock. C.C.R. 126; 3Dal.l01; 2 Howard, 338
to 342.
What then shall be adjudged the proper and legal eflect (tf our
tecord, as offered in defence to the plaintifis' action. The. decree
entitled those under, whom we claim to haye had a formal conyey-
ance of the l^al tide firom the patentee. The order in .this behalf
^hayin^ been disregarded, this act of contumacy is now relied on as
lemittmg the parties to their patent ri§^t of title, unaffinited by die
decree inronouneing it firaudulent and yoid as against us.
In the yiew we entertain of, thb point, the inquiry tsnotregaidad
JANUABT TERli. 1846. 7U
Lessee of Hiekey et al. v. Btewart et al»
■ 'i I
essential) whether our decree has qtialified die lesal title wi& a trust
to our use or not ; or whether, in this relation of trustee and eeituii
que tnutj our equitable title is a bur in ejectment to the recoveiy c£
our trustee against us. We think the authorities would sustain ni
in dus position. A mortgaeee, whose debt has been paid to him, or
a party holding Ihe legal title as a resulting trust, or that of a |;;ustee
by deed, after the trust is fully executed, cannot maintain ej^tment
against his cestui que ifwty so entided to call for the ^nmediate
cpnyeyance of the legal estate. 2 Harris and McHenry, 17 ; 7 Wen-
deU, 379; 3 Johns. Rep. 222; 2 WendeU, 134; 6 Munford, 41;
1 Cowper, 46; 18 Johns. Rep. 12.
And an eqidtable title, of Jike description, is also adjudged in
Mississippi, (whose decisions must furnish .^e law to this court in
this case,) as a bar to this action. Brown t^. Weast's heirs, 7 How-
ard's Rep., here in manuscript.
Clear, however^ as oar defence may be, under thi^ aspect of the
authorities, we thmk it more obviously sustained, on grounds le»
technical and pi n^ore ready comprehension, viz. : upon the • rule^
that whateyer takeff away the plaintiff's right of possession, must bar
his recovery in ejectment, notwithstanding his legal title* This rule
is displayed in its ikost simple instances, when the defendant claims
as a lessee, or tenant in dower, or b^ die courtesy, &c. But it holds
whenever Uie ri^t to possession exists in one par^^ thou^ r^bt of
proper^ be in another. 6 Peters, 441 , 442 ; 9 Wheat. 624 ; 3 Wash.
C. C. K. 204; 16 Johns. Rep. 200..
Now the decree offered in evidence has expressly found, tfiat the
Satent is fiaudulent and void as ag^nst the better rig^t of our ven-
ors. And the defendants therein, besides being commanded to
convey their title to the complainants, are required also, within sixty
days mereafler, to *^ deliver to complainants the full and peaceable
and actual possesion of said tract of land."
Our derivative title under those complainants, and-our actual pot-
session of the said tract of land being admitted, our right to the
possession must be sustamed at law or equity.'
In tfie Cincinnati common case, 6 Peters, 441, the defendant's
claim to ri^t of possession was established Ky no such formal and
solenm proof as here presented, and vet sustained as a bar to the
ejectment. The matters put in issue by the parties in our record,
znd found by the decree, are proven and established conclu-
rively, ^1 the judgment be reversed. 6 Wheat. 113, 114, 117;
3 Wash. C. C. R. 28; 1 Brock. C. C. R.a29. And, in deraign-
ment of title before a court, a decree of title is good evidence even
against a stranger to the record. 4 Wheat. 217.
The appellants maintain, however, that the matters decreed in a
court of chancery are only available as evidence in a chancery court;
^or if admissible at all, in a court of law, must be received with
Amimdied consideration, than if adjudged in a court of law. Not so.
W6 SUPREME COITRT.
Lessee of Hickey et aL v. Stewart et aL
The cases of 6 Wheat. 113, 114, and 3 Wash. C. C. R, 28,
were of decrees offered in evidence in courts of law, and held of
equal validity as judgments at law. And the former speculative
opinions, that debts and charges on real estdte^ established by de-
cree, were of less dignity and validi^^ than judgments at law, no
longer prevaU. 3 P. Wms. 401, n. (F.)
uk the view we have taken of the sufficiency of our defence in
diowing our right of possession, it is of course unnecessary to main^
tain that a decree of title, in le^. consideration, is equivalent to a
conveyance of title. Yet on principle, it must be so. A commis-
sioners deed, executed under a decree, is in itself form without sab-
stance. It has no force or validity, but in virtue of the decree.
6 Peters, 400, 401. In 10 Peters, 245, it was decided, that a deed
of conveyance^ made pursuant to a decree, was in effect cancelled
nd annulled by a reversal of the decree under which it was exe-
cuted. But if, as the appellants would maintain, the deed so exe-
cuted passed the legal title, it is adjudged in this case that the mere
reversal of the decree cancels and revests the legal title. Why,
then, when the decree, (as in our record,) acting directly on the legal
title, cancels it in the hands of the holder, and expr^v adjudges
it to belong to another; why does it not transfer the le^ tide ? In
1 Peters, ot8, 559, 560, this j^rinciple is fully maintained. True,
the statute of Ohio is referred to for its authonty, but ^tuere, if that
statute should be regarded as any thing more than declaratorv of the
leml effect of a decree of title.*
Xlhancellor Kent considered the decree, even on the foreclosure
of a mortgage, to operate so directly on the land and the tide, that
on motion of die purchaser of the land (sold under the decree] to
have possession awarded him against the mortgagor's wife who re-
fused to surrender, it w'as adjudged the decree concluded the question
of possession, as against all parties and privies, and the' court's writ
of aissistance was directed in Bayour of the application, and this,
diough the decree had not directed the possession^ should be so
surrendered. 4 Johns. Ch. Rep. 614.
We believe, therefore, our case is so fortified in every aspect, both .
in its equity and at law, that this court must affirm the judgment of the
court below.
Mr. Justice McKINLEY delivered the opinion of the court
This case is brought before the court by a writ of error to the Cir-
|Buit Court for the southern district of Mississippi.
The plaintiffs brought an action of ejectment against the defend-
ants in the court below ; and upon the trial, the plaintifis read in
evidence, to the jury^ the copy of a plat and certificate of survey^
signed by Charles Trudeau, royal surveyor of the province of Loui-
nana, for two thousand acres of land, French measure ; and a patent,
issued by the Spanish governor of that province, thereupon, to James
JANUARY TERM, 184& WT
Lessee of Hickey et aL «. Stewart et ai.
Mather, dated the 3d of April, 1794; and a deed of conrejvnoe
from James Mather to Georee Mather, dated the 26th day of April,
1803, for &e same tract of land ; and they also read in evidence a
certificate, dated the 10th day of April, ISOiS, a^ed by the com-i
misnoners, a|q>ointed by the Presi^ent.of the Umted States, uilder
the act of Congress, of the 3d of March, 1803, and the act, supple*
mental thereto, of the 27th of March, 1804, confirming to Greorge
Mather the said tract of land, by virtue of the articles of agreem^
and cession between the United States and the state of Georgia. It
v^as also proved that Geoi^e Mather died, about the Tear 1812, and
that James Mather was his heir; aoid that James Majther had died
pending the suit; and it was admitted by the defendant^ that the
plaiiiti£ were the heirs of James Mathec, ^^ and whatever title he had
at his death vested in them or anv others, his heirs, to be shown.^
And it was admitted by the plaintifis, '^ that the defendants were
in possession of the land in controversy^ and were so at the time
this suit was brou^t, under derivative titles firom Robert Starke's
heirs, valid so &r as Starke's title was valid." And the defendants
in support of the issue, on their part, ofierecTtb read the record of
the proceedings in a suit in chancery, in the Supreme Qourt of the
state of^ifississippi ; in which the heirs of Robert^ Starke were com-
plainants^, and the heirs of James Mather defendants. , And bv which
record it appeared, that the complainants set up and claimed title to
the land, nere in controversy, under a warrant ^a order of surveyi
for two thousand acres of land, dated about ttie 29th day of Decem«
bear, 1791, and the survey thereon ; and the deft^dants claimed title <
under the survey and patent, of die Spanish government to James
Mather. And by the order and decree of that Court, the land, in
controversy in this suit, was adjudged and decreed to the heirs of
Robert Starke.
To the reading of which record and proceedings, (is evidence to
the jury, the plaintiffs objected, on these^ grounds : ^^ First. That it
does not purport to be a record on its face, and in its context
Secondly. That said record does not disclose, nor contain a final
decree ; neither the said record, nor the said decree therein beina;
siCTed by the judges of the said Supreme Court of Mississippi
Thirdly. That the pleadings and context of said record show^ that
the chancery suit was entertained and treated by said Supreme Court
as a matter of original jurikliction ; whereas the statutes of Missis-
sippi expressly provide,^ that the opinion of the Supreme Court shall
foe certified to thecourt below, whose action and adoption alOne can
render the opinioii of the Supreme Court final upon a question of
law adjourned for its opinion. Fourthly. That the facts and the
law of the case, did not give the Chancery Court jurisdiction, inas*
.much as, after the treaty of 1783, a Spanish warrant or order was a
mere nullity, and could only be rendered valid, by the holder brings
ing himself within the first section of the^ct of Confess of 1803, by
o o
786 ITTPBEJiE OOUBT.
Lessee of Hickey. et aL r. Stewart et aL
jresidence and cultiyation ; whereas, as tfie record diows, tbat Staike
was not within that act ; nor, if he had been, could he have doired
^any equity against ^ tide, ccnfirmed by the articles ot agreement
and cesnon between Greorgiaand the United States, of the 14tb of
April, 18CK2. FifOily. That jurisdiction, legal and equitable, was
rested elsewhere, t>y the 6th section of the act ot 1803; such inves*
titure of jurisdiction in an inferioiutribuiM being exclusive of that
of any other tribunal. Sixthly /^at a recoraor decree out of
diancery is not evidence of a leg^,.but an equitable title only, and
is, therefore, not pertinent to the issue joinied. Seventhly. That the
decree, if read at aD, must be read as an estoppel by the record, and
subject to the rales as to estoppels. ' Eighthly. That a decree in
chancery must be read on the same footing as a judgirent at law ;
and unless carried out by a conveyance, can have no greater eflect
than a judgment in ejectment."
The court overruled these objections, and permitted the record
to jgo to die jury, as evidence of any feet decided by it To which
opmion of the court the plaintiffs excepted. The plaintiffs, amonff
other instructions, some of which were refused and some granted^
but which need not be noticed here, moved the court to instruct the
juiy, ^^ that the decree read in evidence, by the defendant's counsd,
does not per fe divest the plaintiffs^, or the ancestors of the plaintiffi,
of the legal title, but that said tide remains unaffected at law by
said decree, and is still in plaintiffs, if the jury believe them to be
Ike hcfirs of said Mather.''
Hiere w^re several instructions moved by the defendants, some of
which were granted, and some refused ; but as theyare ei&er included
in the ruling of tt court, already noticed, or unnec^»aiy to ^
decision of the points^ on which we think this case oudit to be de*
cided, they will not be noticed in the investigation of me subject
Two questions are distinctiy presented by the'rulins^ of the Cir-
cuit Court. First Whether the decree in the suit in diancery was
a bar to the action of the {>laintifis. Secondly. Whether the Court
of Chancery had jurisdiction of the subject matter in controversy
before it in that case. For the plaiijiffs in error, it has been
insisted, that die decree is not evidence of -a le^ tide, even if it
were otherwise valid, and, dierefore, no bar to £e action of eject-
ment ; and that the possession of the defendai^ under the decree,
without a deed of conveyance as directed by it, whether by the writ
ot habere facias vossestionan or otherwise, gave no legal tide to &e
defendants; anu, therefore, opposed no legal bar to the plaintiffi'
action. And, secondly, it was insisted, that neither the Court of
Chahcery, nor &e Supreme Court of the state of Mississippi, had
juri^iction of the subject matter presented by the bill of uie com*
plainants. Fhe whole power to confirm Spanish tides, protected by
the contract of cession by the state of Georgia to the l&ited States^
liavmg been conferred, by act of Congress^ on a board of commit
JAIiUARY TE:RM, 1845. 760
Lettea of Hiekey et ai «. Stewart et aL
monersy whose decision was by law made final, no ottier couit could
decide upon die yalidity of those claims.
The converse of these propositions, was maintained by the
counsel for the defendants* And it was inasted, ttiat the decree
operated as a conyeyance, and also as a j'udgment in ejectment|
tiae Court of Chancery having the power by statute to award the
writ ot habere fadat; and, Sierefore, the decree, and possession
under it, is a legal bar to the action of ejectment. And ii'pon the
second point it was insisted, that the iunsdiction of the court oyer
the subject matter of the decree could not be inauired into by the
court below, nor by this court, when brought before either collate-
rally. . To arriye at the le^ effect of the decree, we must inquire
into /^e object and intention of the complainants, in bringing the
suit in chanceiy. They charge m ^ir bill, that James Mather had
obtained firom the Spanish goyemihent the legal title to the land m
ecmtroyeFfly, in £rai|a of the rights of tfa^ ancestor, Robert Starke ;
and ^ey pray that by decree of the court, Mather may be compelled
to surrender to them the fuU and entire possession of the land, to?
gether with the eyidences of title which he has thereto, and that they
may. be <^uieted in their title ; ^^ and such other and further relief in
thepremises as to the court shall seem meet."
Ijie court by its decree established the right of the complainants
to the land in controyersy, and ordered' Mather's heirs, who were
all non-residents of > the state of Missisippi, to conyey the land to
the complainants, and to deliyer to them the possession, and
awarded the writ of habere fadas; .which writ the Court of Chancery
is authorized to order by a statute of the state. Without Hit aid
of tbis writ, the court could not haVe put the complainants into pos-
session^ the defendants beiiig out of their jurisdiction ; nor could
they for the same reason compel a conye^ance of the title to the
land. The decnee is, therefore, if otherwise yalid, nothing more
Dian an eauitable ri^t, ascertained by the judgment and decree of
a court 01 chancery; and until executed by a conyeyance of the
legal title, according to the decree, Starke's heirs, and those claim-
ing imder ttiem, haye nothing but an equitable title to the land in
controyersy.
To enable the defendants in this case to defend their possession
successfully, upon their own title, that tide must be shown to be a
ffoodand subsisting. legal title, and superior in law to that set up by
3ie plaintiffs ; otherwise it opposes no legal bar to the recoyery in the
action of ejectment. And conceding, what was contended for in
argument, mat the decree ^d possession imder it, by the writ of
htu>ere faciasy is equivalent to a mdmnent in ejectment, followed by
like possession, it would ayail tne defendants nothing in this case ;
because such a judgment and possession are no bar to another ac-
tion of ejectment for the same premises. The defendant in eject-
ment can never defend his possession against the plaintiff* upon a.
760 SUPREME COURT.
Lessee df Hickej et al. «. Stewart et-aL
tide in himself, by whidi be could not recover tbe possesaoDy if
he were out, and the plaintiff in possession. Reversbe the poo-
tions of the parties *in this case, could the defendants, if plaintMTs,
recover the land in controversy upod this decree, and evidence of
Eossession under it, against the title of the plaintins ? We have no
esitation in saying mey could not; and, therefore, the decree, if
founded upon a vahd equitable title, would be no legal bar to the
action of the plaintifls.
To a correct understanding of the question of jurisdiction, argued
at the bar, it is necessaiy to ascertain the character of the grant set
u^ by Starke's heirs in the suit in chancery. This grant was oib-
tuned from the Spanish governor jf Louisiana, prior to the treaty
between the United States and Sp.un, of the 27th of October, 1795.
Bv this treaty, Spain admitted she had no right to the territory north
of the thirty-first degree of north latitude. In consequence of which,
all the grants maoe by her authority, within that territoiy, were
void. This territory then^belongcd to the state of Georgia^ but by
deed, bearing date the 24th day f April, 1802, she ceded it to the
United States. And in that deen it was stipulated, *^ that all per-
sons who, on the 27th of October, 1795, were actual settiers within
the territory thus ceded, shall be confirmed in all the grants legally
and fullv executed prior to that day, by tbe former British govern*
ment, or the government of Sp. m,**' &c. The first section of the
act of Congress of the 3d of March, 1803, chap, 80, (2 Story's Laws,
893,^ enacts, ^^That any person or persons that were residents in tiie
Mississippi territory on me 27th of October, 1795, and who had
prior to that day obtained, either firom the British government of
Weist Florida, or the Spanish ^vemment, any warrant or order cS
survey for lands lying within said territoiy, to which the Indian tide
had been extinguished, and which, on that day, had been actuaDy
inhabited and cultivated by such person or persons, or for his or
their use, shall be confirmed in tneir claims to such lands in the
same manner as if their claims had been completed.'' This section
places those who had obtained a warrant or order of survey upon
the same ground with those who had complete tides. Ine 5th
section of the act declares, " That every person claiminj? lands by
virtue of British grant, or of the three first sections of Qiis 9ct, or
of the articles of agreement and cession between the United States
and the state of Georgia, shall, before the last day of March, 18D4,
deliver to the register of the Land-office, within whose dis6^ the
land may be, a notice in writing, stating the nature and ext^ of
his claims, tojzether with a plat of the tract or tracts claimed ; and
shall also, before that day, deliver to said register, for the purpose
of being recorded, every erant^ order, of survey, deed of conrej*
ance, or other written e>idence of his claim, and the. same shall be
recorded by the said rejrister in books to be kept for that purpose."
And upon the feilure of the claimant to comply with tiiese require*
JANUARY TEBM, 1846, Wl
Letiee of Hick^y et aL *• Stewart et aL
mentflu his claim is deckred^ to be void, and shall neyer ^^ be re-
oeired or admitted as evidence in any court in the United States
agaii^ any grant derived from the United States."
The 6tih section of the act provides for the appointment of two
boards of commissioners, for the purpose of ascertaining the rights
of persons claiming ttie benefit of the -articles of agreement and ces-
sion between the United States and the state of G^rgia, and of the
three first sections of the act Each board was authorized to hear
and decide, in a summarymanner, all matters respecting such claims
within their respective districts, and their determination was de-
clared to be final.
The record of the chancery .suit between Staike's heirs and Mak
ther's heirs, shows that Starke was not resident in the Mississippi
territory on the 27th of October, 1796, but had removed therefrom
some years befi)re that period; that no notice of his claim had been
given to the register of the Land-office, within whose district it lay,
together with a plat of the tract claimed and delivered to the regis-
ter, to be recorded as required by law. '"Nor does it appear uat
tibe claim was ever submitted to the board of commissioners for their
determination.' Many years afterwards, the exact time not appeietr-
ing by the imperfect record read in evidence, the court of chancery
for the Mississippi territory, without any authority having been con-
ferred on it by act of Con^ss for that purpose, took cosnisance of
Strike's claim, and established its validi^ by its own juogment and
decree.
In the case of Henderson t^. Poindexter, 12 Wheat 643, 644,
the court says, ^^ The whole legislation an this subject requires that
every title to lands in the country which had been occupied by
Spain, should be laid before the board of commissioners. The mo-
tives for this regulation are obvious \ and as the titles had no intrin-
sic validitjr, it was opposed by- no principle. Cluinants could not
complain, if the law which gave validitv to their claims should also
provide to examine their frdmess, and shbuld niake the validity de-
pend upon their being laid before that board. The plaintiff in error
has feiled to bring his case before the tribunal whicn the legislature
had provided for its examination, and has, therefore, not Drou^t
hunself within the law. No act of Ccmgress applies to a grant held
by a non-readent of the territory in October, 1796, which has not
been laid before the board of commissioners. It is true that no act
has declared such ^prants yoid; but the legislature has ordered the
lands to be sold which were not appropriated in a manner recog-
nised by law, and the land in controversy is of that description.
« If this view of the subject be correct, no Spanish grant, made
while the country was wrongfully occupied by Spain, can be valid,
unless it was confirmed by me contract with Greor^a, or has been
laid before the board of commissioners.'' This tribunal wa|, d^
ited for the express purpose of deciding all questions arising upder
Vol. in.— 96 3s2
W 8UPREME COURT,
LiBtsee of Hickey et. aL «. Stewart et aL
the deed of cessioaby Creorg^a, sequrinff to apaiticQiar dan of
claimants ttie lands they occupied and cnmyated at the date of the
trea^ between the United States and Sj^ain, of the 27th of Octoba;
1795, and its decision was to be final ; tod therefore its iniisdiction
was exclusive ; unless, by eicpress words, Copgress had conferred
concurrent jurisdiction on some other judicW tribunal. From these
propositions results the inquiry, Whether the decree in the chanceiy
suit was void, the court having no jurisdiction of the subject-matter
of the decree, or only erroneous and voidable? If the former, then
its validity vras inqmrable into in the current court^ when ofiered as
evidence,, and it ought to have been rejected.
According to the decision in the case of Henderson v. Poindexter,
above referred to, Starke's claim, when submitted by his heirs to
the Court of Chancery,'was utterly void ; and no power having been
conferred by Congress, on that court, to take or exercise juriscUction
over it for me purpose of imparting to it legality, the exercise of
jurisdiction was a mere usurpation of judicial power, and the whole
proceeding of the court void.
In the case of Rose v. Himely^ Chief Justice Marshall said, << A
sentence professing on its &ce to be the sentence of a judicial tri-
bunal, if rendered by a self-constituted body, or by a bod^ not
empowered by its government to take cognisance of the subject it
had decided, could have no legal effect whatever. The power of
the court then is, of necessity, exaihinable to a certain extent by
that tribunal, which, is compelled to decide whether its sentence has
chanffed the ri^t of property. The power under which it acts
must DC looked mto, and its authority to decide questions idiich it
professes to decide, mi^ be considered.'' ^* Upon principle, it would
seem, that the operation of every judgment must depend on the
^wer of the' court to render that judgment ; or, in other words, on its
jurisdiction over the subject-matter which it has determined." In
the case of Elliott and others v. Piersol afad ethers, 1 Peters^ 340,
it was held by this court, that " Where a court has iurisdiction, it
has a right to decide every question which occurs in fte cause ; and
whether its decisions be correct or otherwise, its judgment; until
reversed, is regarded as binding in every other court. But if it
acts without authority, its judgments and orders are regarded as
nullities. They are not voidable but simply Toid, and form no bar
to a recovery sought, even prior to a reversal, in opposition to them.
They constitute no justification ; and all persons concerned in exe-
cuting such jud^ents or sentences are conadered, in lavr, tres-
passers. This distinction runs through all the cases on the subject ;
and it proves, that the jurisdiction of any court exercising authority
over a subject, may be inquired into in every other court when the
Eroceedines of the former are relied on, and brought before die
itter by the party claiming the benefit of such proceedings."
The same doctrine was maintamed, by this courtj in the case of
JANUARY TERM, 1846. TW
Wilton dc Co* o. Smiths
l^cox and Jackson, 13 Peters, 511, and the case of Elliott and
o&ers tr. Piersol and others, referred to, and the decision approved.
These cases being decisive of the question of jur^diction, we deem -
it unnecessary to refer to any other authori^^on that point From
the view we have taken of die whole subject, it is our opinion^ the
decree of the Supreme Court of Mississippi would have been no bar
to the action of the phint^s in this case, if the subject-matter of
flie suit had been within its jurisdiction. But we are of the opinion,
diat court had no jurisdiction of the subject-matter, and that th^
\diole proceeding is a nullity. The Circuit Court erred, therefore^
in permitting the record to be read to the jury, as evidence for any
purpoge whStever. Wherefore the judgment of the Circuit Court
18 reversed.
TapMAS Wilson aito Compant, Flaintivfs, v. Hobacb Smith,
Defendant.
Whenereryby express agreement of the parties, a sob-agent is to be employed
by an agent to receiire money* for the principal ; or where an authority to do
so may fairly be -implied from the asual coarse of trade, or the nature of the
transaction ; the principal may treat the snb-agent as his agent, and when be
has veceiFed the moiiey, may reooTcr it in an action for money had and re-'
eei^ed. ...
I( insoch case, the snb-agent has made.po advances and given no new credit
to the agent on account of the remittance of the bill,'the snb-agent cannot
protect himself againit such an action by passing the amount of the bill to
the general credit of the agent, although the agent may be his debtor.
This case came up on a certificate of division in opinion between
the judges of the Circuit Court of the United^ States for the distrid
The record being very short, it will be inserted entire.
^^This was an action of assumpsit brought in this court by the
plaint^, to recover from the defendant the sum of eig^t hundred
dolkrs and mterest, bebg the amount of a draft or bill of exchange
dmwn by one Hemy B. Holcombe, of Augusta, in .the state of
Georgia, upon one Cfharles F. Mills, of Savannah, in said state^ abd
, acceptea by him, and paid to the defendant The declaration con-
tained two counts. The first t^as for money collected and received
by the defendant to and for the use of the plaintiffs, upon the par^
ticular bill of exchange set out and (^escribed in die declaration;
Ibe second count was generally for money had and received. The
pka of non-assumpsit was pleaded by the defendant in bar of the
action, Ut being proved that the draft or bill of exchange upon
which the money was collected and received by the defen&nt was
Ike property of me plaintiffi ;' that it had been by them placed in th6
bands of their agent, David W. St John, at Augusta^ Georgia, for
tM SUPREME COURT.
Wilson A Co. w, Smitli.
eoUection, and by hiixi) St John, forwarded to &e defendant, St
John's agent, at &vannah, Georgia, for acceptanee and coUection ;
that it was accented and paid to me defendant, by whom the proceeds
were received and credited to the account of St. John, from whom
the defendant received the draft or bill for collection^ and who wag
indebted to the defendant at the time. That at the time the said bitt
was so paid to the defendant, and by him credited to the aoeonnl
of St. John, he^ St John, had Med m busmess, and had d^aited
this life ; that' he failed, and had not recovered his afiairs at tl^ time
of his death, and was insolvent; that the credit for the amount of
the bill, carried by the defendant to St. John's account, was made
in payment of a previously existing debt due by St. John to the de-
fendant, no new transaction having arisen between the defendant and
St John after the payment of the said bill to the defendant ; ^that to
secure the payment of his debt to the defendant, St. John had trana*
ferred to the defendant three hundred diares of the capital stock of
the Augusta Insurance and Banking Company, upon which $100 per
share had been paid; that the defendant appeared satisfied with uus
securi^, and that St. John would then have given additional security
had the defendan required it.' That the draft or bill of exchange
was made payable to the order of Henry B. Holcombe, the drawer,
and by him endorsed in blank, and endorsed by St John to H.
Smith, Esq., (the defendant,) or order. That when the draft was
sent to the defendant for collection he was not apprized to whom it
belonged, nor were any instructions or directions given to him as to
the disposition of the money when collected.
^^ 'Fhe following point was presented, during the progress of the
trial for the opinion of the judges, on which the judges were opposed
in opinion, viz. : Whether there was such pnvity of contract be-
tween the plaintifls and defendant, either express or implied, as
would enable the plaintifls to maintain the action for money had and
received.
<< Which said pomt, upon which the disa^;reement bus happened,
is stated above, under the direction of the judges of the said court,
at the request of the counsel for the parties m the cause, and ordered
to be certified into the Supreme Court of the United States at the
next session, pursuant to the act of Congress in such case made and
provided.'*
JBemen, for the plaintifis.
^elsouy (attorney-general,) for the defendant
Berrien. The question is, whether there is such a privity, of con-
tract between the plaintiff and defendant, either express or implied,
as will enable the plaintiff to sustain the action for money had and
received.
It is not necessary that the relations of contract should exist
between the parties.
JANUARY T£RSf, 1846. W5
Wilson A Co. «. Smith.
There are i02ny cases in which the defendant has received the
money 6f plaintin, under circumstances which would render him
liable ea; delidOy in whicli plaintiff is permitted to waive the tort, and
sue in thi^ action. 1 Leigh's N. P. 46, 46. Wherever defendant
has received money, the property of plaintifis, which defendant is
bound ex aquo et bono to refund, it may be recovered in this action.
Moses V. McFarlane, 2 Burr. 1012. The true question is the ri^t
of plaihtiff to receive, or of defendant to retain the money.
In the eye of the law, there is always such privity of contract as
is necessary to sustain this action, between a person who holds the
money of another, which in equity and good conscience he is bound
to refund, and the person whose money is thus withheld. Camp v.
Tompkins, 9 Conn. Rep. 553.
Again. Where one nas received the money of another, and has
not the ridit to retain it, the law will imply privity of contract.
Mason v. Waite, 17 Mass. Rep. 560;. Hall v. Marston, 17 Mass.
Rep. 575.
Two propositions mat be laid down.
1. On the facts stated. Smith, defendant, was the agent of plain-
-tifis^ bound to account to them on notice of their claim ; and, mere-
fore, ike amount collected by him was money had and received to
iheir use.
2. That his ignorance of the real owner of the bill cannot affect
the ri^t of plaintiffs to ^recover in this action, on notice and proo/
of th^ir title, so lonjg as defendant stands in nis original situation,
and until there has bieen a change of circumstances, by his having
paid over the money to his immediate employer, or done something
equivalent to it.
1^ Smidi, the defendant, was the agent of plaintifis. The c^se
states, —
1st That the bill, was the property of plaintiils.
2d. That it was collected by defendant, who received it from St.
John, the agent of plaintiffs.
On this state of racts, did the necessary privity exist ? or, in other
words, had defendant the ri^t to retam after notice of plaintifis'
claim?
It is objected that delegated power cannot be delegated without
authority for that purposes, because it implies trust and confidence,
which cannot be assi^ed to a stran^r. That the sub-agent has no
claim upon the princioal, for commissions, advances, &c., therefore
is under no responsibility to him, his sole remedy being against his
immediate employer, and therefore that his sole responsiUlity is to
bim* For qualifications of 1he rule, see Story on Agency,' sect 14»
p. 16.
Authority implied.
Licensed auctioneer.-^. When indiq)ensable by the laws to ao*
eompliah the end.
T66 SUPREME COURT
Wilson A Go. «. Stoith.
- -
Ship-broker. — ^2.. Ordinary uss^ of trade.
Factor.— 3. Where. uhderstooollxy parties as tte mode in 'whidi
flie' businesB wotdd or miriit be dooe.
The authority exclusiydy personaly onless from express proTision.
'legal necessity^ usage of tiBde, or fiur presumptions gro^wm^ out of
particular transaction, a broader power .was intended to be confened.
Stonr on Agency, sect 14, p. 17.
T^ the present case, by this rule, tl^us qualified.
A foreijgn house, holding a bill ^wn on a citizen ct SsTannah,
in Georgia, has a conren>ondent ^ Augusta, in the same state, to
whom he remits it for collection, and by whom it is sent to his coi^
reroondent in Savaoinah, where the drawee resides.
Is ^tfais not conformable to the usual course of such transactions ?
CouISL plaintiffs have expected that St John, abandoning Us own
place of business, should have repaired to the distant residence of
die drawee, to present this bill personally ? Would not the remit*
tance of it there, to his correspondent, be '< understood ^y the par-
ties, to l)e the mode in which diis particular business would or mig^t
be don^ ?" Was St. John bound* to do more than select a compe-
tent and trust-worthy agent to receive the contents of the bill ? If
with the bill he had stated plaintifis' interest, would any have
doubted that defendant would have been the agent of plaihtifi in
diis matter ? and does this not setde the right to delegate his autho- '
rity? What effect withholding &at information would have, will
be considered hereafter.^ ^ -
It suffices at present, in order to sustain the first portion, to diow,
that this bill was dealt with according to the usual mode of trajw-
acting such busmess. That in appobting a 8ub-ap;ent, St John did
no more than plaintifls designed and intended. Ifso,, defendant was
ae;ent of plaintiflb, by an authorized substitution ; an authority, im-
plied from the circumstances, and as strong as« if expressly nren;
and, as theif agent, is, therefore, directly accountable to them for the
money received und^ that agenpy, as money had and received to
their use.
2. Defendant's ignorance of the real owner of the bill, and St
John's -prior indebtedness to him, cannot effect plaintifls' right fi>
recover, unless, before notice of dieir claim, defendant had made
advances to St. John, or delayed his prior cbum against him, 'My*
ing for reimbursement or payment on this fond.
St John, in remitting the bill, did not state diat plaintifls were
owners of it. He was mdebted to defendant, who, on receiving its
contents, credited him in account, and now claims to retain the
money of plamtifis, in i»yment of the debt due to him by St John*
The defendant's having passed the money, in account, cannot
affect this question ; Buller t^^ Harrison, Cowp. Rep« 666; <7oze v.
Ptentice, 3 Maule fc Selw. 348. Lord Enenborouii^'says,:^^ takeit
that an agent who receives money for his principal, is liaUe as a
JANUARY tERBI, 1848. TW
WiltoB A Oo. «. Smith.
— * * • - 9
principal so long as he stands in Us original situation, and until
mere has been a change of circumstances,'' Ac., &c.
This money is, tfaemore, to be considered as in &e hands of de-
fisndant, without any disposition havinff been made of it. Defendant's
want of knowledge that the money belonged to tb^plaintifis, cannot
affect their rijriit after notice and proof of their title. De Valengin\i
Adm'r t^. Du^, 14 Peters, 282, 290. This was a case where money
was rtceiyed £y an administrator, as property'belonging to his intes-
tate, though it belonged in fiict to another. The court said, Aat
^^the want of knowledge, or the possession of knowledge, on the
part of the administrator, as to the rights or claims of other persons,
on the money thus received, cannot alter the rights of the party to
whom it is ultimately due."
^ Something more js necessary to enable a sub-agent to retain for
his general balance asainst his immediate- employer, than his m^re
want of knowledge of ilie real principal. Stoiy on Agen^, sects.
389, 390, pp. 481, 483, and the authorities there cited. The lien
exists for adyances made^ and (as it seems) for his general balance.
But why ? The reason is given. It is the presumption that the
advances were made, or the demand delayed, relying on the credit
of the fund allowed to remain in his hands. No advances were
made in diis case. Defendamt did not rely on this fund for ike pay-
ment of his demaiJd. He did not delay it. That demand was prior,
and had been secured to the satis&ction of defendant by a pledge
of bank stock.
When St. Johii failed, and the security became (as is to be pre-
sumed) inadequate, then, for the first time, defendant looked to dus
fund, but he had undertaken the agency without any such reliance.
The presumption is, therefore, negatived by the hcto of the case ;
The Bank Metrop. v. New England. Bank, 1 How. Rep. 234. This
will probably be relied on. The court held :
1. That Ae paper in question continued the property of the New
fiidand Bank, notwithstending the endorsement, these having been
ijoaae to enable the agent to collect.
2. TbAt a long course of dealing and repeated settlements in con-
formity to it, in which the parties were mutually credited with die
proceeds of bills remitted by them, balances bemff suffered & re-
main, until they were reduced by the proceeds of bills and notey
deposited, made this case die same in principle as if money had
been advanced on die paper deposited.
The court said there was no difference in principles, between an
advance of money, and a balance su&red to remam upon the &ith
•of these mutual dealings.
The case under consideration is unaccompanied by any of these
.cireumstances. Here there was no advance made, or. demand de-
layed in rdiance upon this fund ; or any course of dealing and
usage foimded upon it, by which balances were suffered to remain
m 8UPREME C O UHT.
Wilson A Co. v. Smitib
undrawn fori looldne to reimbursement from the proceeds of biDfl er
notes to be collectea, which woidd be deemed equivalent, as m that
case, to advances actually made.
Aebon, (attorney-general,) for the defendant
The bill was drawn by Hokombe on MiUs, accepted by IffiDs,
and endorsed by Holcombe, and sent to Augusta* for collection.
All that was necessary was for St John to endorse it in blank, but
he endorsed it specialty to Smith. In this state of the. case, whose
i^ent was Smith? to whom would he have written to give informa-
tion of the' payment or non-pavment of the bill ? C^tainly to St
John, who would have compeUed him to pay over the money. A
defence by Smith, that he was not the proper person to be paid,
WQuld not have been listened to. A sub-agent can be created, and
in this case Smith must have been the agent of St John. The
enestion of agency must settle that of privibr of c<mtract Stoiy on
Agency, 395 to 400, where the subject is aiscui»ed.
An agent is req>onsible only to his emplover. Paley's Agency, 48 ;
1 livermore on Agency, 64, 65, 66 ; 6 Taunt 148 ; 1 Vesey, jus.^
291, 292; where a son vras employed as sub-ag^it by his fttber,
irtio vras agent, uidh.was held that the son could not be an ac-
counting p^rty to the owner of jdie mine, because there was no pii-
Tity. 14 East, 582 ; 1 Crompton fc Jervis,fi3 ; 3 Bam. fc Ad- 354;
4 ibid. 375; 2 Campbell, 123.
It is said, by the other side, that usage must govenu This is ad-
mitted. But what usage or facts does the record diow ? Not that
Smith was a factor or broker, but only that he was a creditor df St
Jdm. The oourt cannot presume -usage, and tfiere^is nothing in tiie
vecord to show it
W^t are the req)ective equities of the parties? The actum fer
money had and received is analogous to a bill in eouity. Siqpipose
fliat me bill had belonged to St John, could he have claimed to
receive the amoui^t of it whilst he w.as a debtor? The creditor had
-a ri^t to apply the fund to pay himself. It is admitted that if Smith
had forborne to press 3t. Joim for the amount of this debt, he would
have a riffbt.to retain the amount of this bffl. But tlte plaintiff, by
his acts, has been the cause of lulling Smith intoa &l8e securily.
Stwy, 483, 484.
Where a puty may be supposed to rely on a particttlar security,
it is enough. Case of New England Bamc, 1 How. 234i
The death of St John does not defeat th|^ lien. Stoiy" on Ajgen-
cjr, 378 to 388, authorities collected.
It is a general rule, that where a fiictpr holds jiroperty as his own,
ttie real owner cannot come in and 'daim, where ttiird perscms are
concerned, having claims upon the agent 5 Taunt 56 ; 2 Bdi's
Comm. sect. 807 to 812 ; Chitty's Commercial Law, 544, 545, 546;
2 BeU's Comm. 789 to 806. .
JANTTART TERM, 1845. 789
Wilton dc Co. 9* Smith.
Berrienj in reply.
The controYersjr h&re is not about general princides, but their
application. The cases in Taunton ana 6 Ve^ejr establishy that be-
tween a sub-agent and principal there is no privity. I do not deny
the existence of the ^neral rule which these cases support, but say
that there are exceptions^to the rule^ of which this i$ one. (Mr. Bet'
fien here examined the cases.) One of the exceptions is, where it is
manifest that some other person would be employed.
As tp the equities of tl^e parties. Shall the defendant retain mo-
ney which comessedly belongs to the plaintiif, when the position of
the defendant has undergone no change in consequence of setting
this money? If his circumstances had been changed upon £is ac-
count, I have conceded that he could retain it Smith could not
hare' been luUed into a false security, because the statement a£Biiais
Aat no new transaction happened. St John, therefore, could not
have received a fresh advance. The case of the New England Bank
was decided upon the ground that there bad been ^^ mutual and ex-
tensiye dealings ;" that they ^^ did qot draw ;" atid that these things
were like an ^* actual advance.'' Strike these facts out of the case,
and it would not have been decided as it was, but would then have
resembled ours. Here is an insulated transaction, without any evi-
dence of advance or forbearance.
Mr. Chief Justice TANET delivered the opinion of the court
We think the question certified has been settied by the decision
of this court, and that itis unnecessaiy to go into an examination of
the English laws which were cited in the argument. It is adniitted
that the bill was the property of the plaintiff, and was transmitted to
St. John, at Augusta, for coQection, and by him transmitted to the
defendant, at Savannah, where the drawer rended ; and that no con-
sideration was paid for the bill, either by the defendant or St. John.
According to the usual course of deaune amons^ merchants^ the
transmissiop of the {>aper to St. John gave him an implied authority
to send it for collection to a sub-*agent at Savannah, ror it could not
hare' been expected by the plaintm that St. John was to go there in
person, either to procure the acceptance of the bill, or to receive the
money, nor could St. John have so imderstood it So far, there-
fore, as the question -of privity is concerned, the case before us is
precisely the^utne with mat of the Bank of the Metropolis v. Tlie
rfew England Bsmk, 1 How. 234. In that case, the bills upon
which the monerhad been received by the plaintiff m error, were
the properhr of me New England Bank, and had been placed by it
in the hands of the Commonwealth Bank for collection, and were
transmitted by the last mentioned bank to th^ Bank of the Metropo-
lis, in Washington, 'where the bills were payable. And upon re-
ferring to the case, it will be seen that the court entertained no
doubt of the right of the New England Bank to maintain the action
Vol. in. ^ 3 T
170 SUPREME COURT,
Wilton dc Co. V. Smith.
for money had and receired^ against the Bank o£ die lAetropolis ; and
the diflkuhj m the way of its recoreiy^^in the action was not a want
ci priyity, but arose finom the right of the Bank of ike Metropolis
to retain, under the circun^stances stated m the case, for its geaeral
baknce against the Commonwealth Bank. In that case, as in the
present, fhe agent transmitting the paper appeared, by ttie ^idorse-
ments upon it, to be the real owner, and die party to whom it was
transmitted had no notice to the contrary, and the money received
was credited to the Commonwealth Bank. We think the rule yeiy
clearly established, that whenever, by express agreement between the
parties, a sub-agent is to be employed by the agent to receive mo-
ney for the principal, or where an authority to do so may fiaiirly be
implied from the usual course of trade, or the natufe of the transac-
tion, the principal may treat the sub-agent as his agent, and when
he^has receivea the money, may recover it m an action for money
bad and received.
Another question has been raised in the argument, that is, whe-
ther the d^endant has a right to retain on account of the money due
to him finom St. John ? M this point has not been certified, it is
not regularly before the court, yet as it has been^fully argued on both
sides, and evidently arises in the case, it seems proper to express
our opinion upon it, as it may save the parties from further litigaticm
and expense.
Upon this part of the case, as well as upon the question certified,
we uink the case of the Bank of the Metropolis v. The New Eng-
land Bank, decisive against the tiefendant It appears firom tiie
statement that he made no advances, and gave no new credit to St
John on account of this bill. He merely passed it to his credit in
account Now if St. John bad owed him nothing, upon the princi-
ples we have already stated, the plaintiff would be oititled to recover
the money; and we see no reason why he should be barred of his
action becsoise St. John was debtor to the defendant, since the case
shows that he mcuir^d no new responsibility upon the &ith of this
bill, and his transactions with St. John remamed in all respects the
same as they would have beenif this bill had never been transmitted
to him. In the case of the Bank of the Metropolis and the New
England Bank, it appeared in evidence that there had for a lon^ time
been tnutual dealings between these two banks, in the collection of
money for each other, and that balances were suffered to remain
and credit given upon the faith of the paper transmitted or expected-
to be received, according to the usual course of their business witii
one another. And the court held, that if credit had been so ^ven,
tiie party giving it had the s^ime right to retain as if he hf^) made an.
advance of money ; the hazard he ran by the extension of the credit
pvins him as just and equitable a rigjat to l^t^in, as.if he had inr
curred responsioility by an advance of money. The right to retain,
in that case^ depenaed upon the fact that credit was given. But in
JANUARY. TERM. 1846. TH
Rois V. Prentitt.
tbe case at bar this &ct is expressly ne^red, and there iv no
groondy therefore, upon i^hich he can retauii according to the prin*
ciples decided in the case referred to.
As this point, however, is not m stnctness regularly befbre this
court, we wall confine our answer to the question sent here for de-^
cision, and shall direct it to be certified to the Circuit Court, that
fliere was such a priyity ci contract between the plaintiffi and de-
fendant, as would enable the former to maintain the action for money
had ana received.
Thomas B. Winston v. Thi Untro States.
Where the mauer in dispute ie below the amoont neeestarx to gi^e jnriidictioa
to this cotut, the writ of error most be-dismissed, on motion.
JftUon ^attorney-general) moved to dismiss this case For want
of jutisdictibn, under the circumstances stated in the opinion of the
court, which was delivered by
Mr. Chief Justice TANEY.
A motion has been made to dismiss the case for want of juris-
diction.
It appears that an action was brought by the United States against
the plaintiff in error, in the District Court of the United States for
the northern district of Mississippi, (the said court having the
powers of a Circuit Court,) for the purpose of recoverinff dama^
a^inst the plaintiff in error, who was a notary public, for havmg
failed to give notice to the endorsers of a promissory note, put into
his hands for protest, whereby ^the United States lost their remedy
against them. The note was iox $537 27 cents, and the damaees^
in the declaration laid at one thousand dollars. Thec^ was a varcuct
and judgment for the sum of $760 36 cents, and it is upon this
judgment that the writ of error is brought.
Tne matter in dispute is below the amount necessary to give
S Jurisdiction to this court, and the writ of error must therefore be
iismissed.
HuoB Ross, AnmNUTRATOR OF HiEAX Pratt, nscsASED, Appbllant, 9.
William PaiifTias, Marshal, DBPaNDANT.
Where a bill was 'filed on the equity- side of the court below, to enjoin the
narthal from letying an ezecntion upon certain property, which execution
was for a less snm than two thonsapd dollars, an appeal from a decree dis-
missing the bill will jiot U( to this conrt, tltboagh the entire raloe of the
property may be more than two thousand dollars.
The jnrisdietion of the conrt does not depend upon the amount of any eontinfent
Ion or damage which one of the parties may tnstain by a deciskm agunst
him, bat upon the amount in dispute between them.
TTO SUPREME COURT.
Ross «. Prentiss.
■ ■ ■ ■ ' I
It waS; moved by Jfelson (attomey-gieneral) to dismiss ttie* ....^-.^
for want of jnrisdietioii, under the circumstances stated in die
opinion of the court, which was delivered by
Mr. Chief Justice TANEY.
It appears from the record in this cateihat a bill in chanceiy was
filed in the Circuit Court for the district of Illinois, by the appeUant
against the appellee, who was the marshal for that district, stating
among other uibgs that the United States had recovered a judgment
in, die District Court for the district of JUinois, against one J^m S.
C. Hagan and Gholson Kirchenal, for the sum of $BQO damages,
and $Sj2b cents costs, upon which an execution had been issued,
directed to the said marshaJ, who had levied it upion a certain lot of
land and premises described in the bill, upon which the complain*
mat, as admiqistrfltor as aforesaid, held a mortgage to a large amount
mentioned in the bill, and which he was thjBn proceeding to fore-
close; and averring that the said property was not chargeable with
the said judgment, and that he was in dan^r of losing the benefit
of his mortage, by a sale under the execution, and prayincr &at the
mBffshai mi^t be enjoined from making such sale.
Uoon this bill an injunction was granted, and the am>enee aft^
waros put in his answer, and the cause was proceeded in until a
final hearing, when the injunction was dis^lved and the bill dis-
missed. '^^
It is unnecessary to state more particular! v the character of the
controversy, because the case now comes beK>re us on a motion to
dismiss, upon the ^und that the matter in dispute is not sufficient
in amount to give juriscUction to this court.
The motion is resisted by the appellant, who insists that the juris-
diction depends on the value of die property upon which the exe-
cution has been laid, and the amount of the appellant's intc^rest in
it And as the property is worth much more than the sum required
to give jurisdiction, and, the mortgage also for a larger amount, he
has a rimt to appeal to this court from the decree of the Circuit
Court ; because, as he allows, he may lose the whole benefit of his
mortfi;age by a forced sale under the execution.
yfe Slink otherwise. The only flatter in controverqr between
the parties is the amount claimed on the execution. 'Ine diq)ute
is whether the proper^ in question is liable to be chai^d with^
or not. The jurisdiction does not depend upon the amount of any
continent loss or. damage which one of the parties may sustain by
a decision against him, out upon the amount in dispute between
theln ; and as that amount is in this case below two thousand dollars,
the appeal must be dismissed.
JA^UART TIBBI, 1846^ r»
ThB UlRTB^ SXATBt^ PuklNTIFF Of SBBOR^ V. RiCHAKD KsHB JJtD
Daniel W. Coxb» Dsfbiidahts.
The certificate of sanrey alleged to have been gi^n by Trodeao, on the 14tk
of June, 1797, and bronght forward to sustain a grant to the Marqois de lU-
Bon Rouge, declared ante-dated and fraudulent
The oircumstance that a copy of this paper was delirered by the SIpaiiidi •»>
thorities in 1808, is not sufficient to prevent its authentiotty from beiag in»-
peached.
Leaving this certificate out of the case, the instruments executed by the Baron
de Carondelet in 1706 and 1797, have not the aid of any authentic survey to
ascertain and fix the. limits of the land, and to determine its location*
This court has repeatedly diecided, and in cases too where the instrument coQ»
tained clear words of grant, that if the description was vague and indefinite^
and there was no oflScial survey to give it a certain location, it could crehte
no. right of private property in any particular parcel of land,^^hich could be
maintained in a court of justice.
An equitable title is no defence in a suit brought by the United States. An im-
peiifect title derived .from Spain, before the cession, cannot be supported
against a party claiming under a grant from the United States.
The act of dongress of the S9th April, 1816, confirming the grant to the extent
of a lea^e square, restricted it to that quantity* and cannot be constmed aa
confirming the residue.
Query: Whether the acceptance, by the claimant, of this league square, afibeted
his title to the residue.
This case was brought up» by writ of error, from the Circuit
Court of the United States/or East Louisiana.
It involved a claim for upwards of two hundred thouctand ari>ens
of land in Western Louisiana, commonly known as the Maison
Rouge claim, the history of which is this :
About the year 1795, a number of French royalists arrived in
'New Oiieans, ai^d amongst them the Marquis de Maison Rouge, a
Imigbt of St Louis, who had beeii banished from France, and whose
propertY had been confiscated in the Revolution,
On the 1st of January, 1795, he obtained the following passport:
" The Baron de Carondelet, knight of the religion of St. John, bri-
gadier of the royal armies, governor vice-patron of the provinces of
Louisiana, West Florida, and inspectoc of the troops thereof, &c;, &c.
" It is hereby permitted Messrs. De Maison Rouge, De Breard,
and other persons of their suite, to pass on to Ouachita, to examine
its position, and there to form a settlement. In consec^uence, Mr.
de Filhiitdr will afibrd them every assistance, and the information
necessary for that object.
** Given in our government-house, at New Orleans, this 1st day
of January, one thousand seven hundred and ninety-five.
"Signed, The Baron de Ca&ondelet,
Andrew Lopez Arbcesto.''
On the 17th of March, 1795, the following contract was entered
into:
3t2
m BPP«EME C0PBT,
Tile Uiifed States v. King et au
<^We, Frands Lewis Hector, Baion de CarandeleL kniglit of
Malta, brigadiar-jgeneral of the royal armies of his Catholic majesty,
militBiy and civil goYtmbr of thfe province of Louisiaiia and West
Fforida; Don Francis Rendon, inteiidant of die army and deputy
superintendent of the ro^ domains in' the said provinces; Don Jo«
gepli 4e Orae, kni^t of the royal and diBtinroished order of Charles
Third, principal accountant for the royal (£ests of this army, exer-
cising the functions of fiscal of the royat domains, declare, that we
agree and contract wifli die Senior Marquis de Maison Bouge, an
emigrant French knight, who has aniyed in this capital fi^m the
United States, to propose to us to brinff into fliese provinces thirty
fiunilies, who are also emigrants, and who are to descend die OJdo,
for the purpose of fonning| an establishmeiit widi them on the lands
bordering upon the Washita, desired principaUy for the cidtore of
wheat and the erection of mills m manufacturing flour, under the
foIlowin|( conditions :
^ 1. We offer, in the name of his Catholic majeshr, whom God
preserve, to pay oilt of the royal treasu^ two huncued dollars to
eveiy hioHy composed of two white persons fit for agriculture, or
for tnie arts useful and necessa^ for dus establishmoit, as house or
ship-carpenters, blacksmiths and bcksmiths, and four hundred dol-
lars to those having four labourers ; and in die same way, one hun-
dred to those having no more than one useful labourer or artificer,
as before described, with his fiEunily. *
^*2. At the same time, we promise, under the au^ices of our
sovereign monarch, to asaisl them forward fix>m New Madrid ta
Washita, with a skilful guide, and the provisions necessary for them
till their arrival at their place of destination.
** 3. The isxpenses of^tnmsportaticm of their ba^gaee and imple-
ments of labour which AaU come by sea to diis capital shall be paid
on account of the royal domains, and the^ shall be taken on die
same account fiom diis place to die Wasluta: provided, that die
weig^ shall not exceed tibree thousand pounds' for eadi famity. .
*^ 4. There shall be granted to every family containing two white
persons fit for agriculture ten arpens of land, extending back fatty
afj>en8, and increasing in the same proportion to those which shpi
contain a greater number of white cultivators.
^' &. Li^y, it diall be permitted to the femilies to bring or to
cause to come with them European servants, who shiJl bind diem-
selves to their service for six or more j^ars, under the express con-
dition that, if they have families, they shall have a ri^t, afW dieir
term of service is expired, to receive gnmts of land, pn^rtioned in
the same manner to their numbers. Thus we promise, as we have
here stated, and that it may come to the knowledge of those families
which propose to transport themselves hither, we sign the presrat
contract with the aforesaid Senior Marquis de Maison Rouge, to
^ JANOABY TERM, 184& W5
The United States v. King et aL
irtuHD, that it may be made plain, a certified copy dudl be fiir-
niahed.
<< Signed, The B^.^n D£ Caeondel£t.
FnAircis Rendon.
Joseph de Orue.
The MA&quis de Maison Rouge.
<< Muy Orleans, theVJtA of March, 1795."
On the 14th of July, 1796, this contract was approyed by the
IdngasfoUows:
** Having laid before Ae king what you have made known in
your letter of the 25tii of April last, No. 44, relative to the contract
entered into with die Marquis of Maison Rouge for the establish-
ment on tibe Washita of thirty families of £mners, destmed to culti*
vate wheat for the supply of these provinces, his muesty, considering
the advantages which it promises, compared with the preceding, has
been pleased to approve it in all its parts.
*^By his royal duection, I communicate it to you for your infor-
mation. . God preserve you many years.
f* Signed, Gabdogou.
« Madrid, 14ih of Julyy 1796.
** The Intendant of Louisiana.''
On the 12^ of August, 1796, the foDowing letter was addressed
to the Marqms de Maison Rouge :
''Mw Orkam. Jhigiut 12, 1796.
<< Sni : — ^I have received die honour of your letter of the 25th June
last, with a statement of the' families. Your perseverance, in the
opinion you have formed of the exceUence of the lands jrou inhabit,
and whidi you are £ping to inake flourish for the happmess of this
province, as well asTor diose in its neighboiirhood which ought to
partake of .these advantages, ought to animate you to make the
ffreatest efforts to effect its early accomplishment. The picture you
draw ofdiese enchanted places convinces me of the solidity of your
judgmeM, and of the fortunate selection you have made in your
plan, as well as of the facility of means to carry it into execution in
all its branches.
^^I have paid M^. Merieult the $900 for Alexander Laurent, Pe-
ter Rele, and James F^ret.
« By diis opportunity, I inform the commandant of ythBt is to be
done when any.new family arrives — giving him distincdy to under-
stand that, if the least formality or a certincate is wantmg, and not
conformable to the copy which I «end him, no payment whatever
wiU be made from the royal treasury.
" I have the honour to be, -with respect, sir, your very humble
and most obedient servant,
*< Signed, ' Francisco REMixnr.
"Mr. De Maison Rouge.*'
m 8UPREME COURT.
Th^ Uaited States f. Kilig et al.
On the 26th of August, 1796, <he following letter was written:
^^ Under this date, I have written to the commandant, John ilBiial,
as follows:
«3y the certificates which 70a sent me in bdbalf of the indiYi-
duals who were brought here lateljr by the Cheyalier Bteard, I kam
that there were among them many sin^le< men, who cannot, theie^
fpre, be considered as composing &milies, {uid, consequently, they
ou^t not to have received the $100 stipulated in the 1st article of
die contract which the Marquis of A^aison Rouge made widi the
gayemor and intendant of this province. On this occasion, we
passed over this irregularity in order to aroid disputes in future, it
being inconsistent with the spirit of the contract, and of no use ta
ihe mterests of the king,, to spend the public money on individuda
who, having no inducements to remain in the country^ could leave
it with the SjEune facility they came. It must qot occur again : and
inform the Marquis that there are no funds in the public treasury
destmed.to that object ; and that, as soon as he. has completed the
number of thirty families which he contracted for, nothing wiU be
Eaid out of the royld treasuiy to any 1^0 should exceed mat num-
er, and Ivho wish to come andestablish themselves in this district;
and you will consider yourself instructed to this effect, and conform
to it in future, advinng me in conformity of what is done in ttie
premises. I consider you as the agent, and authorized to act for
the Marquis of Maison Rouge, in the business of bringing families
to diat post, uid, therefore, communicate this for your government
and i|]tformatibn. The I^rd preserve you many years.
'^I^igned, Juan Ventuba Morales.
^ To Mr. Augui£is de Breard.
. <*JVw Orleans, 26th Jhigust, 1796."
On the 14di of June, 1797, it was a11qs|ed that Trudeau, the 8UP>
Teyor-general, issued the following certifeate:
*^ Figuratiye plan of the thirty leagues of superfices of land granted.
to the Marquis of Maison Kouge, not including the lands held by
anterior titles.
^'Don Carlos Trudeau, surveyor-gei^eral and particular of the
province of Louisiana.
^< I certify in behalf of the Marquis of Maison Rouge, that the plats
of land represented and sdcetchedf in the foregoing phm of :vennilion
colour, may contain thirty superficial leagues, to wit: the first plat
marked No. 1, on the ridbt bank of the river Ouachita, commencing
or starting five arpens oelow the mouth pf the bayou Cheniere au
Tondre tul it reaches the bayou Calumet, with the depth necessary
to complete or produce one hundred and for^ thousand supeificiu
arpens. The 2d plat marked No. 2, on the left baqk of t^ same
riyer Ouachita, to start or begin two l^gues below ttie Foit Ifiio at
JANUARY ^ERat^lWS, Tfr
The Unite4 8ta>et v^ King et aL
^ point called Laine, tiU it reaches the prairie de Lee, with ibe
Decessary dq>di to complete or produce sixty thousand arpens su*
perficiaL Tne third pkt marked No. 3, to start in front of the
oajrou de la Loutre, and from thence on a line runnmg south sixty-
fiVe decrees east to the bayou Siar, which line the bayou Siar and
bayou Sai^elemT, and Hie Ouachita bound said plat No. 3 and the
jdat No. 4) on me right l^nk of die Ouachita, to start in front of
the entrance of bayou Bardielemy, running- down the river till it
reaches the bayou la Loutire ; wluch plats Nos. 3 and 4, widi the
corresponding or necessary depth, are to complete eight thousand
tiiree nundred and forty-four superfidal arpens, and, added to the
plats No. 1 and 2, form together the superficial total of two hundred
and eig^t diousand three hundred and forty-four superficial arpens,
equal to the foregoing thirty leagues, at the rate of two thousand
five hundred toises or fathoms per side for each league, ^ich is the
agrarian measure of dii^ province ; it bein^ well understood diat the
lands included in the foragomg plats, which are held by titles in
form, or by virtue of a fresh decree of commission, are not to com-
pose a partof^tbe foregomg thirty leagues; on the 'contrary, the
Marquis of Mcuson Rouge promises not to injure anv of the said
occupants, promising to maintain and support them in all dieir rights,
since, if it should happen diat the said thirty leagues should raffer
any diminution of the land occupied, there will be no objection or
inconvenience to the said Marquis of Maison Rouge's completing or
making up die deficiency in anv other place where there are vacant
lands, ana to the satisfoction of the concerned.
^'And in order that it may so appour or be made pa^t,I give die
present, with die precedii^ figurative plan, formed .or drawn bv
order of &e ^vemor-ffeneral, the Baron de Carondelet, to which
fintfa is to be given dusmurteenth of June, one thousand seven hun-
dred and ninety-seven. ^
^< Signed, Cablos Teudeait.
"Noted in book A."
On the 20th of June, 17d7, die following grant was issued :
" The Baron de Carondelet, knij^t of the order of St John, marshal
de camp of the royal armies, govemor-^;eneral, vice patron of
the provinces of Louisiana and West Florida, inq>eetor of troops,
Ac. ^
« Forasmuch as the Marquis de Maison Rouge is near completing
the establishment of die Washita, which he was auAorized to make
for thirty jfamilies, bv the royal order of July 14, 1795, and, desir-
ous to remove, for the future, all doubt respecting oth^ families or
new colonists who may come to estahliA themselves, we destine
and appropriate conclunvely for the establishment of die aforesaid
Marquis de Maison Rouge, by virtue of the powers granted to us
by the ki^, the thir^ superficial leagues marked in the plan annexed
Vol. 111.-1-98
778 BUPltlEME COURT,
The United States v. King et aL
to tbe head of this instniiDent, with the limits and boundaries de-
signated, with our approbation, by die surveyor-general Don Car-
los Lareau Trudeau, under tbe terms and conditions stipulated and
contracted for by the said Marquis de Maison Rouge.
''And that it may at all times stand good, we give the present^
signed with our hand, sealed with our seal at arms, and counter-
signed by the underwritten honoraiy conunissary of war and secre-
tary of his majesty for thb commandancv general.
''Signed, The Bahon De Cabondelst.
Andres Lopez Abmesto.
" Mw OrUaniy the 20th ofJune^ 1797.
" Note. — That, in conformity with his contract, the Marquis de
Maison Rouge is not to admit or establish any American in the
lands included in his grant.
"Signed, The Babon De Carondelet."
In the latter part of the year 1799, Maison Roufi;e died, leaving a
will, wtuch was dated on ttie 26th of August, in £at year. It was
as follows :
" Hrst — Recommending my soul to the same Lord God who ^ve
it to me, and created and redeemed it at the price of his most preaoua
r blood, passion, and death, I implore him oy the niost holy bowels
of hb divine mercy, that he will pardon it and send it to eternal '
rest among the chosen, for which it -was created.
" My body I order to be placed in the earth, out of which it was
made ; and, when I die, I desire to be buried in the plainest man-
ner, and that my funersd shall take place in such place as my ex-
ecutor chooses, to whom I leave the management of the rest of my
funeral and interment, in order that he may act as to him appears
best — such being my will and pleasure.
" I also direct that three masses be said for the rest and repose of
my soul, for each of which three bits or rials shall be paia once,
and to each of the donations into which my goods and eflects are
divided.
<' I also declare that I am a bachelor, that it may so be made mani-
fest and certain. I also declare and make known that I possess
property in Paiis, Berry, and Quernr, which was confiscated, of
which 1 possess no documents to establish my claim'.
^' I also declare that I possess, in Ouachita, a house and landi "which
I give and bec^ueath to mv servant-maid, called Maria, an Irish wo-
man— such bemg my wiidb and pleasure.
" I also declare that I owe some small sums to my work people,
which I desire.to be paid fix)m the present harvest.
*' I also name as my executor and property holder Mr. Louis Bou-
ligny, ^om I empower and give authority to, after my death, to
ttuce possessiod of my goods and property, without the intervention
JANUARY TERM, 1846. 179
The United States v. King et aL
or interference of judicial proceedings; to make inyentories, valua-
tionSy and sales thereof; to appoint such appraisers as he diboses,
and to adopt all necessary proceedinc^s until my mortuary affidrs are
conclpded and wound up ; for which parpose, I postoone and ex-
tend the year of executorship, and furtner tihie which may be
necessary for that piurpose ; and such is my will and pleasure.
<< I also declare that I have, at the house of Don Pedro, all die
articles necessary to build a saw-mill for cutting plank« and a pump
auger.
** I also desire and declare that, in the donation whicj^ by this will
I make to my senrant-maid Maria of a house and land, there is only
included five acres firont, by the usual depth, and. the aforesaid
house, and not the rest, or o&er land ; such being my win and
pleasure.
^^ And the residue and remainder of my godds, rights, and actions,
as well within as out of this province, in case my parents are dead,
I constitute and name, for my sole and Universal heir, die aforesaid
Louis Bouligny, in order that, after my decease, he may have and
inherit them, with the blessing of God and myself; and such is my
will and pleasure.
*^ I revoke and annul, and declare void, cancelled, of no value nor
effect whatever, any other wills and testamentary dispositions I may
have heretofore made by word, or in writing, which I derire no
fidth QT value shall be attached to, savins and excepting this, which
I at present authorize and declare in such manner and lorm as may
stand good and right.
^^ In faith of which, this Instrument is dated in the city of New
Orleans, the 26th of August, one thousand seven hundred and
ninetv-nine.
** 1, the notary^ give faith to and know the declarer, who, to ap-
pearance, possiesses his natural judgment, memory, and understancU
tng, and signed it in the presence of Don Andres Lopez de Arinesto,
honorary commissary of war and secretary of this government, Dh.
Pedro UondOlo, and Dn. Vizente Texeiro Lientard, inhabitants.
De Mampn Rouge."
In 1802, Boulieny went upon die ground and caused a survey
to be made by McLaughlin, ^o had been a deputy-surv'eyor under
Trudeau.
In 1803, Daniel Clarke applied for and obtained from the intendant-
general of New Orleans copies of tUe contract with Maison Rouge^
and of the order of the 14th July, 1795.
Congress having passed an act for the puri>08e of ascortaininR
the ri^ts of' persons to land within the district and territory of
Orleuu, the commissioners appointed under that act reported upon
BouHgny's claim as follows.
V8e
SUPREME CO0KT.
The United B|ates v. Kipg et »L
*' ClaimM to land in the eouutg of WufiUa.
"TiT**
*iK"'-
c!a£n4.
OiigM pro.,
prtttor or
Qnutity
oftllteOTdftte.
•
• •
m
• •
it •
11
• •
Louis Bon-
Marqnis de
• •
• •
30 square
leagues.
• •
• •
Bpaaisfa ftant,
SOth June,
1797.
• •
•
B.
•
Class B, m whkh the claim was placed by the commissioiierS)
is thus described by them.
To the second class, comprising ^^ claims which, though not em-
braced by the provisions of the said acts, ought nevertheless ia the
opbion of the commissioners, to be confirmed in c(mformity wifli
the laws, usages, and cu^oms of the Spanish government,'' die
letter B will be affixed.
By an act of the 29^.h April, 1816, the claims, mariced B were
confirmed : ^^ provided, nevertheless, Uiat under no one claim shall
any person or persons be entitled under this act to more than the
quanti^ contained in a league square.''
In 1841, the defendant Coxe, who had become owner of this
claim, applied for patents for a league square, which were accord-
ingly given him, under the circumstances stated in the opinion of die
late Mr. Attorney-General Legard, under date of 22d December, 1841.
On the 13th of February, 1843, the United States, by Bailie
Peyton, their attorney, filed a petition in the Circuit Court of the
United States, stating that Richard King had' taken possession of,
and claimed tide to, a part of the land. The ijetition prayed that
the land might be adjudged to belong to the United States, &c. &c.
King answered and cmled Coxe in warranty, who also answered
and set forth his title in extenso under the grant to Maisou Rouge.
On the 10th of July, 1843, the court, after argument, pronounced
the following decree :
** The court having maturely considered the law and the evidence
in this case, doth now order, adjudge and decree, that the plaintiff's
petition be dismissed, and that the grant made by the Baron de
Carondelet, as the governor of Louisiana, on the 20th June, 1797,
to the Marquis de Maison Rouge, be and the same is hereby de-
clared valid ; that the said Richard King, the defendant, and die
said Daniel *W. Coxe, warrantor, be and they are hereby declared
and lecpgnised to be the lawful ovniers of the parts of the said grant
held by uem, as described in the answer of die said Richard Kmgi
JANUARY TERM, 1846. TW
The United States v. King et al.
and in (he schedule ^ Ay' and that (hey be quieted in the owner-
flhip and possession of the same.
"Signed, Theo. H. McCaleb, U. S. Judge."
In the course of the trial, the United States filed five, and the de»
fendants three bills of excep^tions. The following were assigned as
errors on the i>art of the United States.
1. That in the matters stated in the sereral bills of exception,
not necessary here to be re-stated, the court below committed error.
2. That the evidence in the cause does not sustain the claim of
tide of the defendants to the lands in controversy.
3. That the acceptance by the defendant Daniel W. Coxe, of a
patent for one league saiiare of said \ d, imder the act of Congress
of ttie 29th April, 1816, operates as an extinguishment of his tide
to any other portion of said land.
'The evidence referred to in the second point of error was very
voluminous. It consisted of a n^mber of letters written by the
Baron de Carondelet, by the Marquis de Maison Rouge, and hj
others, and of the deposition of sundry persons ; all of which it is
imposable to insert at length or to compress within a reasonable
compass.
JVebon, (attorney-general,) for the United States.
CScwe, for the defendants.
Mison^ after referring to and explaining the papers above cited,
laid down four propositions wbidiiie proposed to maintain.
1. That the paper relied. upon b^ die defi^ndants is not a grant
2. That assuming it to be so, it was b take efl^t upon con-
ations which were not complied widu
3. That the paper purporting to be a survey by Tmdeau is a
fimeiT, and covers land not covered by the grant
4. ThsX the grant is void from indefiniteness, and cannot be lo-
cated. (As the decisioa of the court turns upon one of these points
only, it is deemed unnecessary to report the arguments of the respec-
tive counsel upon the other points.)
3. That the paper purporting to be a survey is a forgery; and,
apart from that paper, the grant contains no description.
It is remarkable that no one ever saw this survey, although pro-
fessing to have been Qiade in 1797, until 1803. It was not ap-
pended to the grant In 1802 there was a grant by Trudeau to
rilhidl, of land below Fort Mtro,and yet the survey, made in 1797,
calls for FilhioPs line, which was not established until 1902.
Moreover, this grant to Filhiol says that his land is bounded on
eveiT side by vacant lands, and yet if the former survgr were genu*
ine, PilhioPs ^rant was in the midst of the land which had been
granted to Maison Rouge.
(Mr. Jfehon then examined minutely the testimony of various
3U
782 SUPREME OOUBT,
The United States «. Kini^ et aL
pexBons ; of Mr. FilhioL ttie commandant of the post of Waduta,
fiom 1783 to 1800 ; of tl^e widow Bay^reeon ; m Mr. Pomier, a
settler under tbe cpntract ; of Mr. Belin ; of Mr. McLaaphlin, who
said that-Tmaeau was nerer on the spot, «nd nvrer hacf any ottier
deputy-sunreyor'than himself.)
In 1602, Bouligny went oat to the qpot and had a plat made by
McLaoeblin, who toys^ that die ^^plat dated 14th June^ 1797, is
copied''^ from die one whidi be maoe in 1802.
C(KEe, for defendants, gave a history of the case, and referred to
TBrioQS state papers: Biport of a Committee, iS^ate U. S., Johr
20, 1842 ; Instructions of Solicitor of the Treasury, December 23,
1842 ; 2 American State Papers, June 9, 1813 ; Land Laws, 744,
746 ; 3 Greene's Public L^ds, 247.
In 1 Laws U. S., Brown's edition, 649i, this title is set out just ais
it is in die present record.
In 2 Land Laws, (American State Papers,) 771, 774, diere is a
copy of^ihe very plat which we have..
It is 'objected that no one ever saw Tmdeau's certificate of sur-
vey until 1803. At the foot of the grant, in Spanish, which is in
the record j a;re these words: ^^ Anotado en el Ubro A, No. 1, vergo
38, y copia sicada.'^
What became of the book A, we do not know.
In American State Papers, Public Lands, vol. 2, page 774, there
is a translation of Trudeau's certiSk^te of fiurvey, w^ the following
remark
; ^* Land-qfficey Opdouta^ Aug. 15, 1812.
^' The foregoing is the substance of the fToci§ verbal, (certifi-
cate,) of the surveyor-general,''Subioined to the plat, ([of which die
annexed is a copy,) filed in die claim of Louis Bouli^y, holding
und^ Maison RoujS[e.
S. Chacibc, Trandator to the Comnussioneis.
L. PosBY,^lerkofthe^Board."
If there is any defect in the record, the government must bear die
consequences, tor all the Spanish books were handed over to the
public authorities. It is the first time that thb paper was ever de-
nounced as a forgery. The grant itself says, ^^ Marked in die plan
annexed,'^ showmg that some plan was aimexed to it The evi-
dence of Tessier verifies It. He was a principal cleik in the office
for making ^r^ts of land under the Spaniish. government, end this
grant is in his handwritiiig. He says he' '' caniiot recollect whether
he had or had not . Tjrudeau^s figurative plan and prods verbal be-
fore him, bili he is certain that he performed his duty, either by
dictation or written instructions of his superiors, or by^aeeing the
document B, though he cannot say in which of the diree resp^ve
modes he* acted upon this occasion.'^
JANUARY TERM, 1845. 783
The United Btatss v. King et tl.
The decision of the board of commissioners is final against the
United States. In the case of McDonald t;. Millaudon, decided at
this term, the court say that a complete grant recjuires no confirma-
tion by Congress. Hie limit to a league square m the confirmatory
act does not iiegative the residue of the tide; there are no words to
that efiect. The proviso was put in because it was thou^t that
Spanish governors could not grant niore than a league square,
llus court entertained the same doubt 4 Peters, 611.
Congress could not annul the title to the land beyond a league
square, because it rested on a treaty. The act does not profess to
anniil it, but leaves it where it found it, subject to judicial decision.
Thlb construction of the'act reconciles it with justice and eood fiutfa,
and these considerations were held to be operative in 2 Wheat. 203^
6 Pettoi,718. The United -States never claimed what was severed
from the public domain. Our tifle, therefore, is eoual to a pateiit,
and can ottly be assailed on the ground of fraud. This is a charge
which is easily made. It is not pretended that ady was practised
on Caroodelet, nor is die signature of Trudeau denied, but it is
said to be ante-dated. The United States knew all about these
papers, but the petition in this case does not allege fraud. It is
true that the defendants are said to have no title. But suppose we
were in chancery, would* the court permit a party to^ raise such a
question upon the -.trial if it was not alleged in the bill ? It ought
to have becTn put in issue and evidence taken uppn it, and in that
case the onus probandi would have been upon the United States.
By the treaty they became, possessed of all. Vacant domain, and must
make out their title* It will not do to claim all and mdce the de-
fendant show his title. 9 Peters, 298'; 2 Burchard'« Land Laws, 669;
The fraud here is charged upon hi^ functionaries of a foreign
government fbrhr-eight years ago. Eraud, for whatpurpose ? There
was no motive ior it Caronaelet mi^t have made tne grant if he
chose f he had the power to do it. ibth d^^se papers were before
Congress in 1820, Imd the defendant met the accusations which
were t^ brought against them. The> United Statto have never
attempted to rescind this patent for tw^ty years. If they were a
private pisrson, they wotdd he bound by their acts. He accusation
of firaud now made by the attorney-general rests on two grounds:
1. A pamphlet published by Gnaud.
2. On evidence taken in another suit.
With regard to the pamphlet, it has been answered in the same
way. Wim r^;ard. to the other, the evidence was taken under a
notice served by a hostOe party before another hostQe party, all on
the same day, and the suit then not prosecuted.
(Mr. Caxe then ezaminedlhis testimony.)
Jfebon^ in reply and conclusion.
This IS a mere question of tide, to be settled on principles of law.
T84 BUPREME qOURT,
The United States V. King-«t aL
The defendant claima under a grant from ttie Spanidi gorernment*
The treaty gave die pubKc domain to the United States. There ia
no contest about their title, if the land had not preTioiisly been
granted by Spain. We concede fredy that the United States only
succeeded to the ri^ts o^ Sprain, and diat all grants, perfect or im-
perfect, are binding. If the ridits Were imperfect, the United States
are bound in equi^ to. carry them out ; but not ttiis branch of the
government, which can look only at the legal title. Is this such ?
But fint let us examine a proposition laid down by the other side,
that this claim has been recognised by all the departments of the
goyermnent. If so, the United States must be estopped. If Cm^
gress has conferred a title on the representatiyes of Maison Rouge,
mere is an end of the question. So, if the judiciary has recognised
it. :But no misapprehension of the executiye on such a subject is
binding on this court
(Mr. JVelsim here ezKmined the papers and documents dted by
Mr. Coxe.)
The laws requiring commissioners to rq^rt to Congress, caimot
be construed as erecting them into a judicial tribunal whose deci-
sions should be final.
-The alleged legislatiye confirmation .is equally defectiye.
fMr. JV^onhere referred to 2 Story, 1410, 1429.)
The executiye department of the goyemmait has always resisted
this claim from 1804. It o^ered the ladds for siale, but withdrew
them on account of the dispute. A sunrey had to be made to ascer-
tain what was unclaimed.
There has been no regulation by any branch of the goyemment,
but the question is entirdy open for this court.
It is said that no fraud was alleged in the court below. That is
yer;^ true. But it would haye been odd, if the United Stales, isdien
instituting a proceeding similar to an ejectment, had gone go in
their deckration to say Siat die title of the defendant was fraudulent.
It is also said that w/e haye no right tp supenrise the action of die
Spanish authorities. This is true, if they Brebanor Jide^ but not if
they are fraudulent Congress has always ppoyided, in its laws, fi>r
cases of fraM. The fraud was concocted in 1802, after Carondelet
had ^ne away.
It IS true that a great part of the testimony was taken in anodier
case; but it was introduced into this by consent, aiid the defiendant
must abide by it.
Mr. Chief Justice TANEY deliyered the opinion of the court
This case is one of great importance, from the amount of property
in dispute ; and if the court entertained any doubt upon the questions
of law or of fact which are presented by the record, we shotdd re-
sard it as our duty to hold it under adyisement, and postpone die
decision to another term. But the principles of law upon whidb it
JANUARY TERM, 164R. 78B
The United 8tatej v. King ^et al.
depends are not hew in this court, and liaye often been the subjects
of discussion and consideration since .ihe cession of Louisiana and
Florida to ihe United States. And having, after a careful examina-
tion of the eyidenee, formed a decided opinion upon the feMsts in the
case, we deem it proper to diqpose of it without, ftirther delay.
The claim itk quei^on arises upon two instnunenis of writing,
executed by the Baron de Carondelet, civil goyemor of Louisiana;
one in 1795, and the other in 17j97; the latter of which is alle^,
hv ibe defendant in error, to be a gnmt to the Marquis de Maison
Rouge, for tbe land included in a nlat made out by Trudeau, the
soryeyor-generd of the^ptpyince, and dated the 14th of June, 1797,
and which survey embraces the lan^ in controyersy. It is insisted,
on the part of ihe United Stales, that flus bertificate of Trudeiiu is
antedated and fraudulent; and in oider to determine the state of the
fitcts upon which the questions of law will arise, the authenticity of
this sunrejr will be die first subject of inquiry.
Upon this point, a good deu of testimony has oeen taken upon
both sides. jSut it would extend tUp opinion to an unreasonable
and unnecesmy length, to enter upon a minute comparison and
analysis of the testimony of the different witn^nes, and of the other
eyideiM^e contained jin the record. It is sufficient to say, that, after
an attentive scrutiny and collation rflhe whole testimony, we think
it is perfectty dear that this certificate of Trudeau is antedated and
fraudulent, and we refer to the evidence of Filhiol, McLaug^ilin,
and Pomier, as esteblishing conehisiyely that the actual surv^ upon
which this certificate was made out, did not take place until Decem-
ber, 1802, and January, 1803; and that the one reConred to by the
goyemor,"m the pi^ of 1797, was for land in a different olaoe,
and higher up d^e Waahita river. Yle are entirely convincea that
ihe survey now produqed was not made in the lifetime of die Mu^
quis de Maison Kouge^ whio died in 1799, but. after bis death, and
at. the instance of Louis Bouligny, who, according to the laws of
Louisiana, was what is there termed the forced heir of the marq\iis;
and tiiat it was made in anticipation and expectation. of the cession
of the country to the United States ; the negotiations upon that sub-
ject being then actually pending, arid the treaty of cession agned
on the 30th day of April, 1803. We see no reason to doubt the
truth of the witnesses to whom we have referred. On the contrary,
fhey are supported by the testimony of other witnessed and by va-
rious circumstances detailed in die record.
It has, however, been argued that, inasmuch as an attested copy
of this certificate, with the two mstruments executed by .the Baron
de Carondelet, were delivered to Dajud Clarke, in August, 1803,
by the Spanish authorities at New Orleans, upon his application for
the documentary proofis of the tide to this land, the aumenticity of
the paper in Question ouj^t not to be impeached ; and that it is in>
consistent wim the coimty due to the omceis of a foreign govern-
Vol. m.— 99 3 u S
786 ^ SUPREME COURT,
The United States «. King et aL
ment, to impute to them firaud, or conidTaace in a fraud, in an offidd
act where their conduct has not been questioned by the waAuoalj
under whidi they "wese actinfi^, and to which they Were respopmblt.
This proposition is undoubteoly true, where no other interest is eon-
cemed except that of their own goyeramait or its citizens. Apd M
regards tfie mterest of others, the acts of the officer, in the line of Us
duty, will prima fade be considered as performed honestly, and ib
good froth. Ana although this certificate and the other docomeBto
were deUvered toCluke after the country had been ceded to Ibe
United States, yet as possesaon had not been taken, and the evi-
dences of titles to lanos in the ceded province were still lawfiiUy in
flie hands of the Spanish authorities, the documents upon that sub*
ject^ obtained from the proper officer, ought t6 be regarded: as ge-
nuine, unless inq>eached by other testimony ; and to dUKt .extent mk
court is bound to respect the certificate in question. Rst it would
be pushing the comity usually extended to the tribunals and officers
oi a fordgn government, t>eyond the bounds of justice and the usi^ea
of nations, to qlaim for them a total exemption from inquiry, wfcen
their acts afiect the ri^ts of ano^er nation or its citizens. Cer-
tainly, the political department of this govemmeot has never acknow-
ledged this immunity firom inquiry, now claimed for the SpaniiA tii-
buiuds* and officers; and 'in every law establishing American tribu-
nals to examine into the validity of titles to land in Louisiana and
Florida, derived firom the government of S^ain, they are expressly
eiyoibed to inquire whether die documents produecd in support of
tiie claim are antedated or fraudulent; tind we have no doubt fliat
it is^e ri^t of this court to hear and determine whether the certifi-
C9Lte of Trudeau, althou^ recognised and sanctioned by-the colonial
authorities of Spain, is abtedati^ and made out either with or witli-
out their privity and consent, in order to defraud the United Statesi,
and to deprive them of lands which ri^tfrilly belonged to them ua-
der the treaty; uid that it 4s our duty to ^eal widi it as &e evidence
may require. We desire, however, to be understood, when speak-
ing upon this subject, as not intending to charge &e present ckedm-
Qnbi with having participated in the £aud ; but firom ttie testimony
in the record, we are fimy convinced that it was committed in tM
manner hereinbefore mentioned, by Bouligny, under whom they
daim title.
Regardmg tibe case in this point of view, the right of the^defiBud^
ant in error must Stand altogether upon the instruments executed in
1795 and 1797, by the Baron de Carondelet -^ and it has not the aid
of any authentic survey, to ascertain and fix the limits of the land,
ttid to determine its locatibn. The instruments themselves omtain
no lines or boundaries, whereby any definite and specific parcel of
land was severed ,fix)m the public domain; and it has been settled,
by repeated decisions in this court, and in cases, too, isdiere the in-
strument contained clear words of grant, that if the (kscription was
JANUABT TERM, IStt. im
■- -'■ .^^^ — ■ ■ ■ - ...
The United 8tate» «. King •% aL
Tt^e and indefimte, as in the caae before na, and there was no ef-
fieial aunrey to give it a certain location, it could create no ridit of
priyate pit^erty in any particular jpared of land, which, comd be
maintained in a court of justice. It was so held in the cases reports
ed in 15 Peters, 184, 215^ 275, 3^9, and in 16 Peters, 159, 160.
After such repeated decisions unon the subject, all affirming tiie same
doctrine, Ihe question cannot oe considered as an q>en one in' this
court. Putting aside, tiierefbre, and rejecting the certificate of Tni-
dfau, for the reasons before stated, the mstruments in Question, eren
if ^ey could be construed as grants^ convened no title to the Map*
auis de Maison Rouge for tiie la^d in question, and, consequently,
le defendants in error can derive none mm him. The land claimed
was not severed from the public domain, by thfe Spanidii authorities^
and set apart as private property, and, consequent^, it passed to the
United States, by the treaty wmch ceded to them all the public and
unappropiiated lands. It is unnecessary, Aterefoie, for the decision
of the case, to sa^ any thing in rriation to the construction and eflfeet
of tiiese two instniments, or the purposes for ^hich thqr were in-
tended.
As relates to the claim of an equitable title arising from the number
of immigrants alleged to have l^en introduced under these instru*
ments, it would not avaQ the defendant in error in this action, eyen
if the proofe diowed a performance equal to that contended for on
his part. For if these instruments were regarded as grants, and it
apjpeared tiiat flie .Marquis de Maison Rouge had ori^;inial]y selected
mis ver/ district as the place where the grant was mtft»iaed to be
located; and die imxniigrants introduced by him had been settled
upon it in performance of the conditions of bis contract; and if it
should be held that he had thereby acquire^ an equitable rig^t to
have the quantity of land mentioned in tne naper of 1797 laid off to
him at this place, stUl it would be no defence against the United
States. For m the case of Choteau v. Eckhart, 2 How. 375, this court
decided that an imperfect titie derived from Si>ain, before the cession,
would not be supported a^inst a party claiming under a grant from
the United States, unless it had been confirmed by act of Congress*
The^same point was again fully considered and decided, at the pre-
sent term, m the case of Hickey and others «. Stewart and otiiers.
These decisions stand upon the ground that such titles are not con*
firmed by the treaty itself so as to bring them within judicial cogni*
sance and authority: and that it rests with the political department
of the govemmept to determine how and by what tribunals justice
diould be done to persons claiming such ririits. If, therefore, this
controversy was in a court of equity, ana no suspicion of firaud
rested upon the claim, yet it could not be supported against a grantee
of the United States, because Congress has not confirmed it,. nor
autiiorized any other tribunal to determine upon its validity. This
case, however, is in a court of law; the petitory action brought by
788 SUPREME COURT. ^^^
The United States v. King et al.
the United States in the Circuit Comt of Louisiana, bong in the
nature of an action of ejectment in which the decision must depend
on the legal title ; and that title under the treaty of cession being in
the United States, an Equitable title, if the defendant in error could
show one, would be no defence.
It has indeed been urged in the ai]?ument, that the act of April
29, 1816, sect 1, (3 Story's Laws, 1604,) confirmed this grant to
die claimants to its whole extent. Upon ih\s point we do not think
it necessaiy to go into a particular and minute examination of the
acts of Congress upon this subject, nor indeed of the act referred to.
Because the provision in this act, that the confirmation shall extend
only to the quantity of land contained in a league square, is in the
judgment of the court too clear and unambiguoiS to admit of serious
controversy. The restriction of the confirmation to the quantiQr
above mentioned, appears to be as plainly stated in the proviso as
language could make it ; and Congress certainly, in a ckiim of this
description, addressing itself to the political power, had a right to
confirm a portion of me claim, and, at the same time, to remse to
me the claimant a title to the residue, if they supposed it just to
do so.
Another question of more difficultjr arises under this act of Con-
gress, but as it has not been pressed in the argument, we forbear to
express an opinion upon it It appears that the claithant has accepted
a patent for a league square. In similar cases in Florida, the act of
Congress upon that subject provided, that the patent for tiie quantity
confmned ^ould not issue unless the claimant released aU title to
the residue. The law in relation to the land in question does not,
it is true, require this release, and the patent was issued and accepted
under an understanding 'With the commissioner of the General Land-
office, that the acceptance should not prejudice the claim to the re-
sidue. Yet it is a question worthy of serious consideration, how far
the acceptance of the land profiered by Congress, even under these
circumstances, must affect any title to the residue, whudi the jpartv
might be supposed to have had, and ou|ht to influeQce the judg^
ment of the court where the fact appears m the record. It is unne-
cessary, however, to pursue the inquiry, since, for the reasons before
stated, the judgment of the Circuit Court must be reversed.
APPENDIX
From circomsttnces which it is not necessaiy to explaia to the public, the
two following dissenting opinions of Mr. Justice McLxAir, in tbe«cases of Ken*
dall V. Stokes, p. 87, and The United States v. Gear, p. 121, ha^e been omitlad
from their proper places, and are here inserted.
AXOS KMWDALZy
V. ^
BtOKBS BT Aim J
Mr. Justice McLEAN.
This case is a writ of error. The facts and merits of the case
are before dronly so far as they ace connected with the legal points
raised by the bills of exceptions. I will consider these points^ and
not indulge' in a coiirse of remarks which could only, be proper on
a motion for a new trial.
Before taking up the exceptions, I will observe, that from the
finding of the jury the defendant below was acquitted of all malice
with which he stands charged in the declaration. And I will add
that there is nothing in the record inconsistent with the inference,
diat he acted from a sense of duty, and with a desire to advance ike
public service.
The second, third, and fourth counts in the declaration were discon-
tinued, so that the judgment was entered on the first and fiilh counts.
The first count states, that the plaintiffs were contractors for the
transportation of the mail of the United States under William T.
Barry, then postmaster-general, and that for services so rendered
the said postmaster-general caused credits to be entered in their
accounts on the books of the department for the sum of one hundred
'^nd twenty-two thousand dollars. The defendant below was ap-
pointed to succeed William T. Barry, in the office of postmaster-
general, and that he wrongfully, &c., caused the above sum of
money ,which had been paid to the plaintiffs as aforesaid, to be sus-
pended on the books of me department and to be cliarged as a debit
against them ; by reason whereof the plaintiffs were unable to obtain
from the department moneys under their several contracts for the
transportation of the mail, which subjected them to gre^t losses in
raising funds to enable them to carry on their contracts ; that their
credit was destroyed, and that they were obliged to incur great ex-
pense in obtaining payment of the above sum, &c.
The fifth count claims damages for the refusal of the postmaster-
general to credit theim with the amount of the award of the solicitor
of the Treasury, as by tlie act of Congress he was required to do ;
by reason whereof they were kept out of the money for a long space
of time, and were subjected to expensive litigations, &c.
789
TPO flUPBEME COURT, "
Kendall «. Slokit el at
The first ezception, by die defendant bdow, Ihat I aball conader,
18 aa fonows: '^That the acta of defendatiti as poatmaster-sen^
eraly inaospending the allowances mentioned in the two letters fioni
P. S. Lon^boro^, aa treasurer, both dated 14dt May, 1835, At
(MM addressed to Messrs. Stockton & Stokes, the other to L. W.
Stockton, and above given in evidence by plaintifis, and in ccm-
tinnally holding the same nnder saq[>en8ion and refusing to cnklit
or pay the same till the rendition of the soficitor's award, above
given m evidence by plaintiffs, were not such as laid him liable to the
plaintifis in the rig^t m which they now sue, to theaforesaid action^
and that upon the evidence so as aforesaid produced and givoi on the
part of the plaintifis, th^are not entitled to maintain thisaction on ibm
said first, second, and third counts, of their amended declaration.''
As the second and third counts of the declaration were discon*
tmued, no reference can be had to them in considering the Irgal
questions in the case.
The court properly refused to ^ve the last clause of the above
instruction, on the ground diat it requested them to determine flie
eflfect of the evidence. This has been so. often decided by tiiia
court, that no reference to authority is deemed necessaiy. The other
part of the exception goes to the capacity in which the plaintifis sue
as partners.
The contracts under which they sue were made in the name of
Richard C. Stockton, but they were toAde for tiie benefit of the
plamtiffi equally, as jointly interested with Stockton. When the
contracts were about being executed, the postmaster-general was
informed that all the plaintifis were interested in them ; and mquiiy
was made of him whether the contracts made in tibe name of Rich*
ard C. Stockton would inure to the benefit of all concerned. The
reply was, that they would ; and with that understanding the con*
tracts were signed.
The duties under the contracts were apportioned ^mong the
parties. From this state of facts, the question arises, whether the
plaintifis having a joint interest in the contracts may not, sue as part-
ners. They made the contracts in the name of Richard C. Stockton,
and can there be any doubt of their right thus to make them ? In this
view the others are not sub-contractors under Stockton, but are
jointly interested with him in the-contracts. And if any diing has
been done to render the head of the department liable to Richard
C. Stockton, his associates being jointly interested with him are
proper parties in the action for damages. The action is not on the
written contracts, but by those interested in them for a wrong done.
No subdivisions of the labour among the partners can aflect this
question. I can have no doubt as to the nght of the plaintifis to
sustain this action, if there be a ground for any action. The Circuit
Court, therefore, in my judgment, did not err in refuring the above
instruction.
JANUARY TfRRMt 1846> »1
Kendall «. Stolret et aL
The eTidenc^^of 0. B. Brown, a cleik in the depaitment, to show
die interest of Uie plamtiffi, is objected to, 0I^the ground that parol
evidence cannot be heard, to contradict a written agreement. How
this i^pUes in the present case, it is difficult to perceive. Brown
does not contradict the written contracts, but swears that the plain-
tifis made them with the department in the name of Richard C.
Stockton. And this evidence was admusible, on the ground that
where anv association of mdividuals bind themselves by a particular
name or designation, m a written contract, in an action by or against
thepersons thus bound, the facts ma^ be diown by paroL
liie practice which prevails inHoB district, of praying the court
for instructions on the close of the plaintiff's evidence, is a most in-
convenient one, and can answer no other purpose tfian to introduce
confusion in the case, and pi^lex the ^ury. In this case,«the9 were
two prayers £^r iii8tructi[on& on the endence of ike plaintiffi, as re-
gards the capacity in which they sue; and a similar instruction is
again asked after the close of the defendant's evidence. These in-
stroctions are founded upon the evidence, and are substantudtf the
same,' thoush expressed m different words.
The tUrd instruction aisked by die defendant in the court below,
will be considered in connection with the second one prayed, after
all the evidence had been heard.
The fourth instruction refused by the Circuit Court, was, ^^tfaat
the evidence so a» aforesaid produced and given, on the part of the
Slaintiffi, so far as the same is competent, to sustain any count in the
eclaration, is not competent and sufficient to be left to tibe luiy, as
evidence of any act or acts doneor omitted, or refused to be done
by defendant, wlach legally laid him liable to the plaintifis in this
action, under such count, for the consequential damages claimed by
plaintiff in such count.^'
This instruction goes only to the admissibility of the evidence.
The question would have been more properly raised by a motion to
overrule the evidence. But viewing it as an instruction, it prays
die court to instruct the jury that the racts proyed are not competent
and sufficient ; not to prove the right of the plaintiffii to recover, but
to be left to the jury, ^^ as evidence of any act or acts done or omit-
ted, or reftised to be done by defendant,'' &c.
No particular facts proved are alleged to be incompetent evidence,
and the court, consequently, could not ^ve the instruction, provided
there was any legal evidence before the jury, which conduced to sus-
tain the plaintifls' right under any one of the counts in their d^la-
ration..
That the above instruction should be mistaken by any one as a
demurrer to evidence, is, to me, very extraordinary.
A demurrer to evidence withdraws it from the luiy, but this in-
struction calls upon the court to say whether " tne evidence was
competent to be considered by the jury." The instruction is not in
70» SUPREME COURT.
Kendall «. Stokes et aL
form or effect like a demurrer to evidence. It was notfaing more Aor
leas than ah objection to the admissibility of the eyidence.
The fifth instruction prayed is, as to the capacity in which the
plaintiffs sue, and which I have already considered.
I now come to the instructions prayed by the defendant below af-
ter the^lose of his evidence.
The fiirst one, being substantially of the character of the fifths above
stated, will not be Examined.
The second instruction was, ^' if the jury find, fiom the said evi-
dence, that the defendant, as postmaster-general, acted in the pre-
mises firom a conviction that he had the lawful power and authority
as such postmaster-ffeneral, to set aside the extra allowances, as
claimed under the afiowance of his predecessor, and to 8ua>end and
recharge the same^ and firom a conviction that it was his ofiScial duty
to do so ; and if plaintifils suffered no oppression, injury, or damage,
firom such officii act of the defendant, but the inconveniences ne-
cessarily resulting firom such ofiScial act, then he is not liable to
plaintiffs in this action for having so set aside, suspended, and re*
chara;ed such extra allowances."
Tne prbciple imbodied in this instruction is this : if an executive
oflBcer do an act in good faith, and, as he believes, within his power,
he is not responsible for an injury done to an individual.
It will require but little rd^ection to show, that the proposition,
to the extent here stated, is unsustainable. The principle is madr
to depend, not upon the character of the act or its consequences, but
on the intent with which it was done. Now there are many duties
of an executive ofiScer which are purely ministerial, and others which
are discharged under prescribed limitations. Ft is inconsistent with
the nature of our ipsti^tions, that an irresponsible power should be
exercised by any public agent. Eveiy officer, trom the highest to
the lowest, m our government, is amenable to die laws for an injuiy
done to individuals. An act which the law sanctions cannot be con-
sidered as injurious to any one. And- where a discretion may be
exercised, if it be exercised in good fidth, the officer is not reqK>n-
aible for an error of jud^ent. jBut this, of necessity, is limited to
matters which come within his jurisdiction. He can claim no im-
muni^ beyond this. If he could, he might act widiout any other
restiamt than his own discretion; and this would be to exercise an
unmitigated and irresponsible despotism.
If a member of this court should imprison a citizen, ht causes
over which the law gave him no jurisdiction, he would be reqpon-
sible for damages in an action at law. And it is supposed that no
higher immuni^ can be claimed by an executive officer. It is a
fundamental prmciple in our government) that no incUvidual, lAnt^
ther in office or out of office, is above the law. In this our safisty
consists.
Of all the powers exerdsed by the departments of diis gorfSOf
JANtrJkRT TEtLM, 184S. . 7W
^^—i mil ,' , tm, m t ■ I ■ I
Kendall «r Stokes et aL
ment, those of the executiye aife the most extensiye and die most
fummary. Ihey have not the forms and the deliberations of a judi-
eidl procedure. Hence it is of the utmost importance that the exe-
cutite power should be defined and guarded by law. From ttie
nature of tiiese duties^^an enlar^ cQscretioji is indispensable; and
with the exerciise of this discretion no o&er power can inteipose,
and no legal FesponsibiUty>re8uIts from its rightful exercise. But ^is
is not an unlimited discreticHi. If its bpimdaries be not specificaJQ^
defined by statutory enactm^ts, yet they are found in the thing
done, and in the well-established principles of private ri^ht The
courts are c^O/ called on to exercise their discretion, but it must be
a le^ discretion. The same rule applies, where individual rights
»« mrolved, to eyery execufiye officer.
A postmaster-general, by the terms of every mail contract, oh the
bappdaine of certain fietUures by the contractor, may forfeit it. But
if he shall arbitrarily annul the contract, when by me terms of it.he
had no power to do so, he is unquestionably responsible to the
party injured. And in such a case, the plea that he act^d in seed
mith and ^Hth 4 desire to discharfi;e his duty, would not avail nim.
He is presumed to be acquiedntea with his duties, and the powers
he moY exercise, A contrary presumption would suppose him to be
unquaUfied to disdiarge the duties.of his office. It therefore followsf
when a nublic officer does an act to the iiuury of an individual,
which did not come widiin the exercise of his discretion, and was
ckariy not within die powers with which he is invested by law, he
may be held legally respol^fdble
In the first count of the declaration, the plaintiffii charge that the
defimdant not only refused ^o pay to ihem the sum of $122,000,
which under their coiltracts ihpjf had earned, and which had been
credited to them in their accounts ; but that he caused that sum to
be recharged to them, which represented them, on the books of the
department, as de&ulters, &c.
Now, had he power to do this I As thia point has been expressly
adjud^d by this court, I need refer to no other authcnrity.
In me case of the United States v. Bank of Metropolis, 15 Peters,
400y the court say, ^^The third instruction asked die court to sa^,
among other things, if the credits given by Mr. Barry were for
extra allowances ^^cb the postmaster-peneral was not legally autho*
rized to allow, then it was the duty of £e present postmaster-ffeneral
tor disallow such items of credit ;'' and to thislnstruction diis court
answ^ : '^ The successor of Mr. Bany had the same power, and no
more, than his predecessor, and the power of the former did not ex-
tend to the recall of credits or allcfwances made by Mr. Barry, if he
acted within the scope of official authority given by law to the head
of the department This ri^t in an incumbent of reviewing a
predecessor's decisions, extends to mistakes in matters of fieict arising;
mmi errors of calculation, and in cases of rejected claiios in which
Vol. m.— 100 3X
704 SUPREME COURT.
Kendall ir. Stokes et aL
material testimony is aften^ards discovered and produced. But if
a credit has been given or an allowance made, as these were, by the
h^ of a department^ and it is alleged to be an illegal allowance,
the judicial tribunals of the country must be resorted to, to constme
the law under which the' allowance was made, and to settle the
ri^ts between the United States and the party to whom the credit
was given. It is no longer a case between the correctness of one
officer's judgment and that of his successor."
The point here ruled is, in eveiy req>ect, the j>oint under con-
sideration. And the decision is clear and unequivocal against the
power of the postmaster-general to supervise the allowances and
contracts of his predecessor. And m6re especially must this be the
case, where the allowances have not only been made for services
rendered, but credited to the party on the books of the department.
On the ground of fraud or mistake, a postmaster-general may
suspend or annul the acts of his predecessor. But in such a case
the ground should be set up as matter of justification. No such
defence has been made m the present case.
. Here is an act done by the defendant, as postmaster-general^
which this court say he haa no power to do. And as a consequence
of that act great injury has been done to the plaintifis, as alleged in
flie declaration, shown bv the evidence and sanctioned by the ver-
dict of the jury. And here the question arises whether the act so
complained of subjects the defendant to an action at law. My
brethren think it does not ; I have come to a different conclusion.
In stating the grounds of my opinion, I acquit the postmaster-
general of all improper intention. And I not only do ibis, but I
am willing to admit, that the circumstances under which he acted
were such as to requi^re from him ^eat vi^ance and firmness. He-
acted too imder the sanction of the President, and in accordance
with the opinion of the attorney-general. These precautionary
measures go to explain his action, and diow that whatever d&mages
might have been incurred by the plaintifib and recovered by them,
the defendant should be indemnified by the government. He should
no more be subjected to loss in this respect than a collector of the
customs who, under the instructions of the Treasury Department,
collects an illegal duty upon goods imported, which subjects him
to a judgment for damap^es.
But if the ri^t of acton exist, these circumstances carmot destroy
it. They create a clear case of indemnity bv the government, but
they do not lessen nor excuse the injurious consequences to the
plaintiffs.
There are three ^unds on which a public officer may be held
responsible to an imured party.
1. Where he renises to do a ministerial act, over which he can
exercise no discretion.
JAIfUART TERM, 1646. 796
»»*■* I ■ ■ I ■ ■ III
Kendall «. 8to]r>e8 et aL
2. Where he does an act which is clearly not within his jurisdic-
tion.
3. Where he acts wilfhlly^ malicionslj, and unjustly, in a case
within his jurisdiction.
The first position is sustained by this court in the ^ase of Kendall
V. The United States, 12 Pettis, 613. Speaking of the act required
by the law, to be done by the nostmaster-generd, the court say, ^^it
is a precise definite act, purely ministeruJ ; and about which the
postmaster-general had no discretion whatever." And again, in
612, they say, ^^the plaintifPs ri^t to the full amount of the credit,
according to the report of the sohcitor, having been ascertained and
damages are large. The- act required to be done was, that the ppst-
master-general diould cause a credit to be entered on the books of
ike department in favour of the plaintifis below, for a certain sum.
^^His refiisal to do this subjected him to an action." Thid decision
then sustains the position, wat a public officer is liable to an action
for damages sustamed, fbr refusing cfr n^lecting to do a mere minis-
terial act, over which he could exercise no discretion.
In the case of Ferguson v. Earl of ICnnouU, 9 Clark and Fin«>
nelly's Hep. 279, a decision in the House of Lords^ in 1842, the
lord chancellor said, ^^ When a person has an important public duty
to perform, he is bound to perform that duty ; and if he neglects or
refuses so to do, and an radividual in consequence sustains injury,
that layjs the foundation for an action to recover damages by way of
compensation for the iiijury he has so sustained." And he cites
Sutton t;. Johnston, 1 Term Rep. 493. His lordship further re-
vobAbj^^A partv had applied to a justice of the peace to take his
examination under the statute of Elizabeth, the statute of hue and
cry ; the justice had refused to do this, and the party had in conse^
quence sustained injury, because he was deprived (d his right of
bringing a suit against the huncfared in consequence of that neglect.
It was ndd, upon the principle I have stated, that h^ was entitled
to recover damages against die justice for the neglect of his public
duty; be having in consequence sustained a personal injury."
(jieen v, Bucklechurches, 1 Leon. 323, c. 456. lie. states anbdier
case, of Stirling v. Turner. ** Stiriing was a Candidate for the office
of bridgemaster; the mayor refused to take a poll, in consequence
of whidi he brought an action against him, and it was held that that
action might be sustained to recover damage for the injury. Upon
what principle ? That it was the duty of the Lord Af ayor to take
the poll; that he neglected that duty; that the party in consequence
sustained injury, and it was therefore held that the action might be
maintained."
In his opinion Lord Brougham says, page 289, <^ Courts of jus-
TtM SUPREME COURT.
Kendall «. Stokes et aL
tice, that is^ the superior coturts^ courts of ^neral jurisdictioiiy are
not ^nswerable^ eimer as bodies, or by^eir indiyidual numbers,
for acts done within the Umite of their jurisdiction. Eren inferior
courts, provided the law has clothed them with judicial functions,
are not answerable for errors of iudgment ; and where they may not
act as judges, but only have a cuscretion confided to them, an erro-
neous exercise* of that discretion, however plain the miscarriage may
be, and however imurious its consequences, tfae;^ shall not answer
for. This follows from the veiy nature of the thing ; it is implied
in &e nature of judicial authority. But where the law neither con-
fers judicial power, nor any discretion at all, but requires certain
things to be done, eveijr body, whatever be its name, and what-
ever other functions of a judicisJ or of a discretionary nature it may
have, is bound to obey; and with the exception of the legislature
and its branches, every body is liable for the consequences of diso-
bedience."
Lord Cottenham said, ** I feel much satis&ction at finding that
this case has been so deeply considered and so fully discussed by
the noble and learned lords who have preceded me. I concioir in
the opinions which * hev have stated."
Lord Campbell saia, *^ Where ther^ is a ministerial act to be
done bv persons who, on other occanons, act judicially, the refusal
to do the ministerial act is equally actionable as if no judicial func-
tions were on anv occasion intrusted to them. There seems no
reason why the renisal to do a ministerial ^ct by a person who has
certain^.judicial functions, should not subject him to an aetion,'in
the same manner as he is liable to an action for an act bevond his
jurisdiction. The refusal to do the ministerial act is as Ut^e within
the scope of his functions as judge, as the act^where his jurisdiction
is exceeded. In the act beyond his jurisdiction, he has ceased to
be a judge."
And the House of Lords, without a dissenting voice, affirmed^ on
the above principles, the judgment.
2. An officer is liable where he does an act.mjurious to another,
which is clearly not within his jurisdiction.
In the case of Tracy et al. v. Swartwout, 10 Peters, 95, this court
say, ^^ It would be a most dangerous principle to establisii, that the
acts of a ministerial officer, when done in good &ith, however inju-
rious, to private rights, and unsupported oy law, should afford no
ground for legal riedress. The facts ofjhe case-under consideration
will forcibly illustrate this principle. The importers ofler to comply
with the law by giving bond for the lawful rate of duties ; but the
collector demands a hond in a greater amount than the full value of
the cargo. The bond is not given, and the property is lost, or its
value greatly reduced in the hands, of the defendant. Where a
ministerial officer acts in good faith, for an injury donie, he is not
JANUARY TERM, 1646. 797
Kendall «. Btolces et aL
liable io.exemfisty damages; bat he can daim no fordier exemption
"wfaeie his acts are clearly against law.''
In the langua^ of Lord Campbell, above cited, *^ where a judge
does an act, whidi is dearly beyona his jurisdiction, he ceases to
be a judce." And if he cease to be a judge, all the immunities
connectea with his official character, as relates to. the act, also cease.
Tlie treasurer dT the United States, in the exercise of his discre-
tion, withholds the salaiy of a judicial or other officer, on the ground
^t such dSScer has not faitfalully discharged his duties. Now this
is a^ matter abbut^whidi the treaBurer can exercise no discretion.
He is, ^erefore, liable to an action^ ^nd on this 'principle, any
and eyeiy* officer may be made responsible for injuries done to
another.
3. That an officer is liable where he acts wilfully, maliciously,
and unjustly in a case within his jurisdiction, would seem to result
from the foregoing considerations. But, as there is no pretence
that this action is to be maintained on this around, I shall not con-
sider it ferther than.to say, that the law is dear where the fiicts are
established.
The thkd instruction prayed by the defendant, and refused bv the
court, is as follows: ^^If .me jury, in addition to the facts aboye
supposed m the last preceding form of instruction, further find, firom
said evidence, that the defendant, in refusing to credit plaintifis
with such parts of the sdlldtor's awards as he refused to credit them
withvas aforesaid) acted firom a conviction that the solicitor had no
lawful jurisdiction or authority to ^udit,* settle, or adjust the claims
or items of claims upon whiiph he awarded the several sums of mo-
ney, constituting the sum ot what defendant refused to credit them
with as aforesaid, and fi'om a -conviction that it was therefore his
official duty to refiise to credit them with so much of the amount
awarded by the soUdtor as aforesaid; and if plaintifls suffered no
oppression, injury or damage, from such refusal of the defendant,
but the inconvenience necessarily resulting thereupon, then he is not
liable to plaintiffs in this action for such refusal."
This instruction, as the one preceding it, rests the liability of the
defendant upon the intention with which the act, was done; 'Bxjid
consequently, however injurious it might have been to the plaintiffs,
if done with a bona fide intent, &ey are without remedy. This
prindple has been examined under the preceding instruction, and
nothing further need here be said, than that this court, in the man-
damus case above cited, held that &e act referred to in this instruc-
tion was ministeria] ; &at the defendant had no discretion over \L
but was bound to enter *&e credit under the act of Congress. And
for not doinff so, they held he was liable to an action.
^ Hie fi>ur3i instruction refused was, ^^ that the defendant is not
liable in this action for any of his said acts in the premises, if, in
additi<m to the fiaiiets supposed in the two last preceding forms of
3x2
TBB SUPREME COURT.
Kendall «.' Stokes et aL
kustructioDy the jury belierey from the whole evideaee, that he acted
in the premises with the bona Jide iiiteiilaoii to fteiform duly the
duties ot his oflSce, and without mdice or inteatioa to inj^tfe and
oppress the plaintifis."
The record shows no eTidence of maHce against 6ie defendant
below. His lifid>ility on other grounds has been already discttssed.
. The third and last bill of exceptions, was, <' the plaintift; further
iQ support the issues on their part, aboYe jcinea, produced and
i^ered eridence to prove their special eipense^ k^s, &c., in con-
sequence of the defendant's acts in the premises, ^o wit, sudi ex* •
penses a&d losses as aire set out in the papers annexed, mariked A,
b, C, D, (c<^ied in' pages 633 — 638;) and also their expenses
and losses m the form of bank discounts, paid by Stockton and
Stokes, on po^office acceptances, and interest paid by them on
money borrowed from May 30th, 1836, to Not. 90), 1836, amount
ing to $9^49 14, a particular account whereof (being the same as
tae document 52, annexed to the solicitor's report aMTe giren in
evidence by plaintifis) they produced, as taken from the books of
Stockton and Stokes, and proved that all the original entries in the
sud account were in the handwritbe o[ one A. Matter, at that
lime the clerk who kqpt the said books, and has since deceased ;
and further evidience to prove that Stodcton and Stokes were in
good credit up to May, 1835, wheq. said suspensions were made by
order of ibe defendant and that their credit was afterwards destroyed
in consequence of such suspensions." To the admisdon of which
evidence defendant objected, but the court overruled the objeeticm.-
This objection goes to the entire evidence in the case. And
ahhouffbua part of that evidence thus objected to 'should have been
ovemued, if specially objected to ; yet Ieis the exception extended to
other evidence clearly acunissible, it was properly overruled. This
point has been so often decided, and is, m itself, so evident, that I
shall not cite any authority. Hie objection, to prevail, must always
be limited to that part of the evidence offered, winch is incom-
petent
Doeathe mandamus suit bar tl;!s action? My brethren ttiink it
does ; in my opinion it does not.
-There is no plea in bar, and how the proceedings by 'mandamus
can constitute a bar, without being pleadedy I am at a loss 4o de-
termine. It is tru$, ftiose proceecungs were given m evidence by
tfie plaintifis, to show what expense they had incurred, in prose-
cuting that suit, for. the balance of tiie award, which should Imve
been credited promptiy by the postmaster-general. But how can
4his constitute a bar to this action?
What was the object of the mandamus ; not to recover money, but
to obtain an order m>m the court directing the postmaster-genenl
to enter a credit to the plaintifis for ike balance of the award, on
die books of the department And such an order was made by the
JANUARY TERM, B45. 9W
Keftdall «. Stokes et aL
court, in pursaance of which ike dredit was given. The'act^ of
tiie 2d of July, 1836, referred the claims of me plaintifis, against
th^ Post-office Department^ to die solicitor of the Treasuiy, ^o
was authorized to make them ^^sndi allowances, therefi>re, as,; upon
a full examination of all the eyidence,' may seem right according to
the principles of equity ; and ttiat the postmaster-generd be, and he
is hereby directed to credit the plamtifls with whatever sum or
sums* of money, if any, the said solicitor shall so ded^ to be due
to them, &c.'' The solicitor reported in favour of the plaintiffs
$161,563 89, as* the' amount of principal and interest due to them
bv the department. Of this sum $122,101 46 were credited to tite
putidtifis on the books of the dep^fflment. But the poetmasten*
general refused to credit the balance, and fi>r this cause the manda^
mns was brought
Gould the mandamus have been platded in bar of the presMt
action ? The objects of die two suits are entirely distinct By the
mandamus, a credit for the fuH amount of the sum awarded to the
pluntifls was sou^it By the present action^the piaintiflb sedr- to
recover damages sustained.by them, in their busmess as contracton
for Ae transportation of the mail, by reason of the suspension of
more than $120,000 which they had earned, and which had been
allowed and credited to them by &e predecessor of the defendant ;
but which the ddendant had recharged agmat them. And also for
the refusal to credit $39,000 of the award^ as die law required. *
Notwithstanding this suspension and refusal^ the phmtifli affl^
that they were required rigidly to perfohn their contcacts with the
depaHmeiift, which tiiey- <ud at a great expense and sacrifice; and
tiiiat in die prosecution of their rig^Ss, diey were subjected to jneat
expense in employing counsel, loss of time,* &c. This is the mm^
dation of ttie present action. And it is only necessaiy to state it to
diow that the mandamus, if pleaded^ could have been no bar. The
two actions are distinct m their character and objects, and also in
the evidence on which they rest Interest was allowed to the
plaintifis for the sums of money widiheld from them by the depart-
ment; but no allowance was made by the solicitor to die plaintins for
the consequential damages sustained by them Jn the premises. The
Evidence acted upon by the solicitor, as stated in document 52, was
before the junr, but the plaintiff could claim no item which htid been
allowed by me solicitor. The sQms allowed by the solicitor hafd
been credited to the plaintiffi. -Hiose Sums, therefore, constituted
no part of the present case. Still the document was proper evi-
dence to prove tne award of the solicitor, as « part of the proceed-
ings in me mandamus case. Indeed the record in that case was
properiy received as evidence to show the delays and expenses to
wfaidi die plaintiffs were subjected by the acts of the defendant.
It is saia that in an action against tne postmaster-|;eneral, the sum
aWEurded might have been recovered, and abo th6 damages claimed
880 BUPREME COTTRT,
The United States «. Gear.
in this action, if such damages constitute a l^;al lig^t of actum.
And from tliis an iffgument is drawn in support of the position, that
the mandamus suit bars the; present action, ^e force of this aigo*
ment is not perceiyed. Kor if the 'damages as abore stated could
hiire been recovered by an action against the postmaster-raieral, it
does not follow that tne same damages were recoTerable by the
mandamus, , In fact fio damages were recovefed by the mandamus
stnt It is true that that proceeding would bar an action on the
award^ as it procured a credit to be entered &r the amount of the
award. But the solicitor was not, b]^ the act dF^Congress, antiio-.
nzed to inquire, and-he did not inquire into any consequential da-
mages su£^red by the plaintifls, b^ond ^the interest on the sums
8uq>ended. And the present acti<m is brought for the consequen-
tial injuries sustained by the plaintifls, under the peculiar cireum-
stances of the case.
From this yiew it must be apparent that th^ mandamus suit, if
technically pleaded,, cotdd be no bar to this action. The hisbiy of
f*U(Ucial proceedings, it is confideiltiybelieyed,. affords no similar
>ar to this, which has been sustained. Nor does the award conjati-
tute a bar, for the reason that the arbitrator did not aUow,^ nor was
he authorized by the law to allow, a mng^e item which is claimed
in the present action. .All the items allowed by tfie itrbitratbr were
before the jury, as they could not be separated nom the proceecUngi
in &e mandamus case; but all those items were shown to haye been
credited to the plaintifis, ^nd, therefore, tiie plaintifls could not ut^
sist tiiat tiiose items should be any ground of recoyeiy in this action.
To say, therefore, that the eyidence in thisv aoti<m, on which the
yerdict was rendered, is t^e same as that in the mandamns suit, is,
in my judgment, wholly unsustained by tiie fiiCts in tiie case. I
flunk the judgment 6i the Circuit Court should be affirmed.
Tbb Usrrm Statu '^
H. H. Chum. 5
Mr. Justice^ McLEAN.
I dissent k6m the opimon of the court.
The question certified, in my judgment, should be answered inflie
fffirmatiye^
That it was the intention of Congress to sell, at public nie, tiie
land in question, is clear, if that intention is to be ascertamed by
their own language. In the 4th section of the act of '26th of June,
1884, it is proymed, <^that the President diall be authorized, as
soon as the surveys shall haye been e^pleted, to cause to be ollmd
far sale,m the manner prescribed by law^ all tiie lands lying in sui
^^_ JANUARY TERM, 1845. 601
The United States v. Gear.
.laDd districts, at the land-offices in the respectire distri^ in ^rfaidi
the land so offered is embraced, reserving only section 16 in each
township, the tract reserved for the Tillage of Galena, such otiber
tracts as have been granted to individuals and the state of Illinois,
and such reservations as &e President shall deem necessaiy to re-
tain for militaiy posts, any law of Congress heretofore existing to
the contraiT notwithstanding.^'
Tbte land lies in one of the land diistricts above 'referred to, and 4s
not within any one of the reservations named in tiie section. This
beins; admitted, is there any ground to doubt that Congress autlMH
rizea the President to sell all lands covered by the section and not
reserved in it They have said so expressly. The lanjguage of the
section k. so clear as to admit of no other construction. And it
would seem to me that such must be our judnnent, unless we can
judicially say, diat wlien Congress speak m 3ie authoritative lan-
guage of law, they do not' mean what they say. Such a decision
womd constitute a new rule for the construction of statutes.
It is said that the land occupied by'the defendant was reserved
b^ the 6th section of the act of the 3d of March, ISOX This is ad-
mitted. But the question is, whether it was reserved by die act of
1834 ? The 5di section above referred to provides, ^^ that the seve-
ral lead mines in the Indiana ten^tory, toffetfaef with .as msOT sec-
tions contiguous*to each as shall be deemed aecessaiy by die fVc^
dent of the United States^ shall be reserved for the fdture diflposal
of the United States ; and any grant vdiich inay hereafter be made
for a tract of land containing a lead mine whidi had been disco-
yered previous to the purchase of such tract from-the United Aates,
ihall be considered fraudident and null.'' Now the tract in ques-
tion had on it a lead mine,'and,'being then within ^ Indiana terri-
tory, of course, came within the reservation just ^ited. But sudi
reservation was made only ^^ for the future disposal of the United
States." And the act of 1834 does authorize the President td dis-
pose of this tmd all other tracts in the districts named not specially
reserved in that act. This latter act 'then, by consequence, rq>eaj8
the act of 1807. In this respect th|-acts are repusnant They can-
not stand together. The first aorreserves the land for the future
disposal of the United States, and the last act dirooses of it The
President is, undoubtedly, bound vrithm a reasonaUe time, after the
Burveirs were executed, to issue his proclamation o£fering for nk,
at public auction, the lands in the above districts. And after sudh
^es all the lands not sold or reserved were open for entry as the
law provides. A fidlure of the President to execute a duty enjoiaf^
by law cannot affect any individual right inyolved in this case.
It is iiot doubted that if no other consequence resdted fiom the
above construction of die act of 1834, than the mere audiority of
the President to sell die land, there would have been litde or no
diversity c$ opinion on the subject ; but apre-empdye riii^t m the
VoL-m.-^101
808 SUPREME COURT.
■■I ■ f ■ ■ ,11
The United States ir. Gear.
defendant may follow such s^ construction, and this creates the diffi-
culty m the case. But when the law is dear we should follow it,
without regard to consequences.
In my judgm^ent the pre-emptive ri^t of the defendant, if he.
AaHl bring himself within the law, is as clear as that the President
was authorized to sell the land. "
By the 1st section of the act of 29th May, 1830, it is provided,
** diat every setUer or occupant of the public lands prior to the pas-
sage of this act, who is now in possession, and cultiyated any part
thereof in the^ year 1829, shall be, and he is hereby authorized to
enter, with the register of the Land-office for the district in which
such lands may li£, by legal suodivisions, any number of acres, not
more than one hundred and sixty, or a quarter-section, to include
his improvement, upon paying to the United States the then mini-
mum price of said land: Provided, however, that no entry or sale
of any land shall be made, under the provisions of this act, which
shall have been reserved for the ,use of the United States,*' &c.
By the act of the 19th x)f June, 1834, every settler prior to th»
passage of that act, then in possession, and who cultivated any part
t>f the land in 1833, was declared to be entitled to the benefit of the
act of 1830, which act was continued in force two vears. And by
the act of the 22d of June, 1838, it is provided, mat every actusd
settler of the public lands being the head of a family, or over tw^ity-
one vears of age, who was in possession and a housekeeper by per-
sonal residence ffiereon at the time of the passage of this act, and
for four months next preceding, shall be entitled to all the benefits
and privileges of the above act of the 29th May, 1830. And that
act. was declared to be in force two years. In tiie same section it
was declared that said ridit should not extend ^^ to any land spe-
cially occupied or reserved for town lots, or other purposes, by au-
thonty of die United States."
As the pre-emption act of the 19th of June, 1834, passed seven
days before the act which authorized the President to sell the land
in question, and as, prior to this latter act, the land was reserved finom
sale by the acts of 1807 and 1830, the pre-emption right mnj not
have attached to the residence of the defendant. But if tlus be
admitted, the act of 1807 having been repealed, as above shown,
by the 4th section of the act of the 26th of June, 1834, there seems
to me to be no doubt, that the pre-emption ririit did atjtach under
tibe law of 1838, After the land was authorized to be sc4d, it coukl
no longer be considered as reserved from sale bv the act of 1807;
aiid the act of 1838 only excepted, from the right of pre-emption,
such tracts as were at mat time reserved by me authority of the
United States. In thi^ view, then, it would seem the right of pre-
emption is in the defendant, if he were a resident on the land widiin
the provisions of the act o^ 1838.
It is said the law authorizing the sale of these lands and the p»*
JANUARY TERM/ 1845. 808
Tht United States v. Gear.
emption laws, being all on the same subject, must be taken to^theTi
and so construed as to effectuate the intention of Con^ss. This is
admitted. But .does this rule of construction authorize the court
to say, -that where a subsequent law is repugnant to a prior onci
ihey may both stand. It is impossible to ^ive effect to boUi, as they
are inconsistent. The truth of this is forfibry illustrated by the acts
in qu^on. By the 4th section of the act of 1807, the lead mines
are reserved for the future disposal of the United States. By the 4th
section of the act of 1834, these with all other lands, not specially
lesenred in that section, >"«" authorized to be sold. .It is true;.the
lead mines are not named in the section as authdrized to be sold,
but they are not reserved from sale by it, and the authority to sell
all other lands not reserved in the section necessai^ includes them.
Now how are these two laws to stand together. The one reserves
the lands for the future disposal of Congress, and the other disposes
of them. Can effect be given to both of these laws? • Can we sav
that this repugnancy does not necessarily repeal the act of 1807? A
negative answer to this inquiry would add, as I think, a new prin-
ciple to the construction of statutes. Instead of following the rule
on this object, which is obvious, sensible and just, ^e would in-
volve ourselves in the mysteries and uncertainties of the alchemist.
It is said Congress did not intend to dispose of the lead mines
and the lands aojacent thereto by the act in (question. To this I
answer, that I have no other mode, of ascertaining the intention of
Congress except by the plain and unequivocal language which they
have used in the solemn form of law. Whether the lead mines
were valuable or not, is not a matter of any importance in regard to
a right construction of the act. We cannot go out of the law to
ascertain what is meant by it. If it were proper to investigate the
Eolicy of reserving lead mines, salt springs and mill seats, for the
enefit of the United States, it would not be difScuk to show that
they had not been a source of revenue to the United States. In
most instances, it is believed, if not in all, the expenses of superin-
tendencies have absorbed the profits.
The case of Brown and Wife v. Hunt et al., decided at the pre-
sent term, has a strong bearing upon the principles involved in this
case.
It is contended that the main point in this case was decided in
Wijcox V. Jackson, 13 Peters, 509. In my judgment, that decision
has no bearing on the present question, feeaubean in that case set
up a pre-emption right to the tract of land in controversy, having
obtained from the register and receiver of the proper land-office a
certificate sanctioning his right. But the government showed that
the land had been reserved for a military post in 1804, and was
occupied as such until, in 1812, during the late war, ttie fort was taken
by the enemy and the troops were massacred. It was re-occupied
in 1816, and from that time the government continued to occupy it
90t SUPREME COURT.
The United Bta.tes «. Gear.
for a mOitaij post,^ as a trading estabUahment with the Indiana and
also for a li^t-houae, ^v^ch had been built upon the ground at an
expenditure of fiye thousand dollars. This possessian was continued
hj the ^yemment up to the time the preemption was claimed, fiat
in addition to these &cts, the 4th section of the act of 1834 ape-
ciaUy reserved from sale such places ^^as the President shall dfi«m
necessary for military posts." Sp that here was not only an «zpreai
resenration of the- land, from sale, in the abo?e section, but a re-
servation in fact was shown of inore than thirty years, ^md a con-
tinned possession by tha^^vemment.
Now, is there any synilai^, as to the Itol points, m die two
cases? I can see none. It is true that Mr. Jush^ Biarbour says,
<< We do not consider this I$rw« (the act of 26th June, 1834,) as
applyingvat all to the case. That has relation to a sale of< lands in the
manner-preacribed by general law at. public auction, whilst ^e claim
to the land in question is founded On a ririit of pre-emption, and
governed by diflerent laws. The very act of the 19th of June, 1834^
undier whicn this claim is made, was passed but one week before
tiie one of which we are now speaking ; thua dtowimz^ ihat the pro-
visions of the one were i^ot intended to haye any enect upon the
subject-matter on which theother operated. But we go frirther, and
say, that whensoever a tract of land shall have beeA once le^y
appropriated to any purpose, from that moment Ac land appropriated
becomes seyered mm the mass of public lands ;..and ttiat no sub-
sequent law, or proclamation, or safe, would be construed to em^
brace it, or to operate upon it; ^altiboug^ no reservation were mad6
of it'*
But one of the points above stated i^ necessary to a decision ct
the case. The tract ui question was reserved for a military post;
and such reseryes, by the 4di section of the act of 26th June^ 1^9^
were excepted from die lands to be sold. Now, the.reiseryation was
frillv proved by the evidence, and that, undfer the above aecti<»a,
ended the controversy. The femark, that the above act had no' i^
plication to the case, was correct in the sebse only that it had no ap-
nlication to affect injuriously the title of the government; and that,
it is presumed, was tiie sense in which it was lis^d hjf the judge*
K is stricdy true, as stated, that die pre-onption rig^t set uji was
assumed to be deriyed under a different law. Biit the statement,-
that the above act of 26th of June, 1834, could have no effect upon
the pre-emption act which was passed on the 19th of the same
month, was not in the case^ was unauthorized, and is wholly unsus-
tainable. It was not in the case, because the 4th section of the act
of the 26th did reserve the land. No court can deliberately say,
that an act, which is wholly repu^ant to a preceding act, does not
repeal it. And it can be of no importance whether tiiie preoeding
act had been passed seven days or seven years before the last act;
the effect is the same.
JANUARY TERM, 1846, 806
The United States «• Gear.
There can be no doubt, that when a tract of land is ai>proprial«d
for a military post, or for any other permanent object, it become^
separated from the mass of the public lands, and need not be spe^
cially reserved in the president's proclamation for the sale of lands
in the same district. And the illustration of Mr. Justipe Barbour
shows his meanidg. ^^Thus, in the act of 26th June. 1834," he
says, ^* there is expressly reserved from sale the land granted to
individuals and the state of Illinois." ^^ If such lands were sold,"
says the judse, *^ could the purchasers hold them? Ceitainly they
could not. Having been previously granted by the United States,
the second grant would be void."
But- what is the case now under consideration? There was no
appropriation of the lead amines, of a permanent character, which se-
parated them from the mass of the public lands. *^ They were re-
served for the friture disposal, by the United States." Aiid, as bas
been shown, the act of me 26th June, 1834, authorized the president
to sell them. This, then, if there be any meanine in language^ was
a disposal of them within the act of lw7; by which they wer« re-
served.
There seems to be an impresaon that pre-emption rights djt with-
out merit, and that the acts under which they arise should Veceive a
strict construction. In my jud^ent, the acts granting' tiiese rights
are remedial in their nature ana policy, and should be so C9nstrued
as to eflectuate the intention of Coneress. It b a lifi^t arvdnfi^ under
the statute, and must, of course, pe brought wimin it. But the
policy of the statute was a bei^ign one, audit was founded upon a
meritorious consideration. T^t legislation which ten^ to make
evenr citizen a freeholder cannot be unwise or impolitid;
This opinion has been submitted to Mr. Justice Stort, and- Mr.
Justice McKiNLEY, who have authorized me to say, that it 'Coincides
, with their own views on the subject.
BY
INDaX
Of TU
PRINCIPAL MATTERS.
per
4Ifiiia
ADMIRALTT.
U An agreement of eonsorUhip between the mtstera of two restels engaged
in the boaineaa known by the name of wrecking/is a contract capable
of being enforced in an admiralty conrt, against property or proceeds in
the enslodr of the coort JndreiM r. Wall, 668.
S. Hm case oiT Ramsay «• AUegre, IS Wheaton, 611, commented on, and ex-
plained. Ibid.
S. 8aeh an agreement extends to the owners and crews, and is not merely
person^oetween the master?* Ibid,
fmade for an indefinite period, it does not expire with the mere remoral
of one of the masters from his vessel, but cpnlinnes until dissolved upon
dne notice to the adverse party. Ibid,
5. Where there 'is no other evidence than the answer of its having been a
part of the original agreement, that such removal shonld disMlve the
contract, the evidence is not sufficient Jbid,
6L Whenever proceeds are rightftilly in the possession and custody of the
admiralty, it is an inherent incident to the Jorisdiction of that conrt to
entertain supplemental suits by the parties in interest, to ascertain to
whom those, proceeds rightfully belong, and to deliver them over to th6
parties who establish the lawfU ownership thereof IbUL
Since the passage of the act of Congress of March 8, 1889, chap. 8S, which
requires collectors of the customs to place to the credit of the treasurer
of the United States aU money 'which they receive for imascertaiaed
doties, or for duties paid imder protest, an action of assumpsit for moaejr
had and received will not lie against the collector for the return of such
duties so received by him. Cory r. Ciirftf, S86.
ATTACHMENT.
The laws of Louisiana, allowing attachments for debts not yet dne^ relate
only to absconding debtors. Black Y. Zaduurk, 488.
BANKRUPTS AND BANKRUPTCY.
!• In Kentucky, the creditor obtains a lien upon the pro|;erty of his debtor by
the delivery of a /L /a. to the sheriff; and this hen is as absolute before
the levy as it is afterwards. 8avag^$ M9igne$ v. BctT, 111.
% Therefore, a creditor is not deprived of this lien by an act of bankruptcy
on the part of thd debtor committed before the levy is made, but after thie
execution is in the hands of the sheriiC Jbid.
8. This coort has no revising power over the decrees of the District Court
sitting in baokruptcy; nor is it authorixed to issue a writ of prohibition
to it in any ca^e except where the District Court is proceeding as a court
of admiralty and mantime jurisdiction. Ex partt" Christy, 398.
4. The District Court, when sittiog in bankruptcv, has jorisdiction over liens
and mortgages Existing upon the property of a bankrupt, so as to inquire
into their validity and extent, and grant the same relief which the state
couru might or ought to grant Ibid,
6» The control of the I&trict Court over proceedingsin the state courts upon
807
808 INDEX.
BANKRUPref AND BANKRUPTCT.
tQch liens, is exercised, not o^er the state courts themselres, bat upon
the parties, throng^ an injonctibn or other appropriate proc«ediog in
equity. Jbid.
6. The design of the Bankrapt Act was to secure a prompt and cffeotual ad-
ministration, of the estate of all banlcropts, worked out hj ihe courti of
the United States; without the assisunce of slate tribunals JbuL
7. The phrase in the 6th section, *< an j creditor or creditors who shall claim
any debt or 4efflattd under the bankruptcy," does not mean only such
creditors who come in and pro^e their debts, but all creditors who have
a present subsisting claim upon the bankrupt's estate, whether they have
a lecurity or mortgage therefor or not Ibiu
8. Such creditors ha^e a right to ask that the property mortgaged shall be
sold, and the proceeds applied towards the payment of their debts; and
(he assignee, on the other hand, nuy contest their claims. Prid^
9. In the case of a contested claim, the District Court has Jurisdiction, if re-
sort be had to « formal bill in equity or other plenary proceeding; and
also jurisdiction to proceed summarily. Ibid,
10. The principles established in the case of Ez parte the City Bank of New
Orleans m the matter of Christy, assignee of Walden, reviewed and
confirmed.
11. But this court does not decide whether or not the Jniisdictlon of the Dis-
trict Court over all the property of a bankrupt, mortgaged or otherwise,
is exdusiFe, so as to takenway from the state courtsin such cases. Nor-
Um*i jiitignee r. Boyd, 426.
% Where the defendant below became a bankrupt, this court will Qot award
a supersedeas to stay an execution, because the assignee of the bankmpt
has his cemedy in the Circuit' Court. BUuk ▼. ZacharUt 468.
BILLS OF EXCHANGE AND PR0MI880RT NOTEa
See CoxxiaciAi. Law.
CHANCERY.
I. In cases of trusty where the trustee has riolated his trust by an illegal eon-
rersion of the trust property,'the et$hti qut tru$t has a right to follow the
property into whosesoever hands he may find it, not being a Bonaflde pur-
chaser for a valuable consideration, without notice. Ottocr Yt Pitit, 993,
5. Where a trustee juis, in violation of his trust, invested the trust proper^
or itr proceeds m any other property, the eatui gme trutt has his option,
either to hold the substituted properr^ liable to the original trust, or to
hold the trustee himself personally liable for the breach of the trust Ibid,
9. The option, however, belongs to the nsrwi que tnut alone and is for his
beueiit, and not for the benefit of the trustee. Ibid,
4. If die trustee, after such an unUwfiil conversion of the trust property, should
repurchase it the ctsM guc truat may, at his option, either hold the original
Property subject to the trust or take the substituted property in which it
as been invested^ in lieu thereof. And the trustee, in such a case^has
no right to iiisist that the trust sl^all, upon the repurchase, attach exclu-
sively to the original trust property. Hnd.
6. Where the trust property has been unlawfyilljcJnvested, whh o(her funds
of the trustee, in other property, the latter, in the hands of the trustee, is
chargeable pro tanto to the amount or value of the original trust property.
Ibid.
6. What constitutes a notice of a trust t IhU
7. An agent, employed by a trustee in the management of the tnift nropertv,
and. who thereby acquires a knowledge of the trust, is, if he aAerwards
becomes possessed of the trust property, bo^nd by the trust, in the same
manner as the trustee. Ibid,
8. Where, upon the face of the title-papers, the purchaser has MX means of
acquiring complete knowledge of the title from the references therein
made to the origin and consideration thereof, he will be-detmed to have
constructive notice thereof. VAd,
INDEX. 8W
CHANCEKY.
•• A eo-proprietor of real prdpertj, deHTe4^»ii49rJl|e^iaiiie titte m tim other
proprietors, is presamed to have fall knowledge of the objects and. par-
poees and trasts attached to the original parohase, and for which it is
Ihen held for their eonmon benefit. JbitL
IOl a porehaser bj a deed- of qait claim, without any covenant of warrant]r»
is not entitled to protection in a coart of equity as a purchaser for a
vahiable consideration, without notice ; ^d he takes only what the vendor
CoaM lawfully convey. JbitL
11. A warranty, either lineal or collatera!, is no bar to an heir who does not
claim the property to which the warranty is attached by descent, bat as
a jrarchaser thereo(l Ibid.
1% Whether, a bill in eqoity is open to the objection i>f moltilaHonsness^or
not, mast be decided upon all the circomstances of the particular caee.
No general rule can be laid down opon the subject; i^id much mast be
left fb th^ discretion of the court. AuL
IS. The objection of multiiOmoasness can be taken by-a party to the bill only
by demnrrfr, or plea, or answer, and cannot be taken at ihe. hearing of
the cause. But the court itself may take the objection at any time— at
the hearing or otherwise. The objection cannot be taken by a party in
the appellate court. Ibid.
14. Lapse of time is no bar to a subsisting trust in real properhr. The bar
does not .begin to run until knowledge of some evert act of an adverse
claim or right set up bv the trustee is brought home lo the ctatfd qm tnmu
The lapse 6f any period lets than twenty years will not bar the eahd qm
tnui of his^remedy in equity, although he may havi^ been guilQr of some
negligence, where the suit U brought against li^ trustee, who is guilty
of the breach of trust,'or others claiming under him with notice. Ibid.
15. Wheru exceptions are uken to a masters report, it is not necessair for
the court formally to-allow or disallow them on' Ihe record. It will be
sttlBcient, if it appears from the recprdi that all of them have been consi*
dered by the court, and allowed or disaUowed, and the report reformed
accordingly. Ibid. . <
It. There is n^ principle of the common law which forbids individuals from
associating together to purchase lands of the United Slates on joint ao>
count at a public sale. Ibid*
17, The Supreme Court has no poWtr to review its decisions, whether in a
case^^at law or in equity. A final decree in chancery is as conclusive m
a judgment ^l law. WMmgfon Bridge Co. v. Aavorf, 418>
18. In case of controveny,.a court of equity is the proper tribunal to 'prevent
an iojurious act by a public oflker, for which the law might give no ade*
Jiuate redress, or to avoid a multiplicity of suits, or to prevent a cloud
com being cast over the title. CamU v. Saffbrd, 44i.
!•• The legal, title to stook held in coaporations, situated in Louisiana, does not
pass tinder a^neral aas^gnment of propertv, no til the transfer is com-
pleied in the mode pointed out by ^t laws of Lonisiaaa, regulating those
e^nor^tions. JUaek v. Zbdbaric^ 483.
80i But this equiuble .title will pass, if the assigiiment be cuiBcient to transfer
it by the laws of the stato in which the^ssi^nor resides, and if the laws
of. the state whejre the corporations exist do not prohibit the assignment
of equitable intorests in slock. Such an asaignmeat will hind all persons .
who have notice of it. Ibid.
SI. The laws of Louisiana do noUprohibit the assignment of M^liitable interests
in the atato by residents of other states. IbSiL
SS. Personal pn»er^ has no locality. The law of thetnmer's domieil is to
determine the validity of the transfer or alienatioa thereof; unless thefe
is fome positive or customa^ law of the country where it is found, to
the contrary. IbuL'
18. When an issue is directed by a court of chancery, to be tried by a court of
law, and in the course of the trial at law, questioaa are raised and bills
cf exceptions taken, these questions must be broudit to the Botice and
Vol. in.— 102 3t2
8]» INDEX.
CHANCERY.
deei^icNi of the court of ebaocorj whieh Mads the israe. JMhcr r.
BroektU, (191.
S4. If this it not done, the olgeetions cannot be taken ut an appellate court of
chancery. Ibid.
S6. If the chancery court below referk matters of aocoant to a master, his re-
port cannot be objected to in the appellate court, unless exceptions to it
have been filed in the court below in the manner pointed oat in the
seventy-third chancery rule of this court. Jbid.
S6. A defendant in ejectment cannot protect himself by setting up the record
in ji prior chancery suit between the same parties, by which the plain-
tiff in the ejectment had been ordered to convey all his title to the
defendant in the ejectment, but in consequence of the party being
beyond the jurisdiction of^e court, no such conveyance had been
made. Luau of Eidcey ▼. Stewart, 760.
27. And this is so, slthough the Court of Chancery, in following up its decree,
had legally issued a haben facia$ pai$e$$ionim, and put the (fsiendant in
ejectment in possession of the land. BntL
S8. An equitable title is no defence in a suit brought by the United States, to
recover possession of land. An imperfect title derived from Spain,
before the cession, cannot be supported against a party claiming under a
grant from the United States. United Stata t. King et oL, 778.
COMMERCIAL LAW.
1. Every subsequent security given for a loan originally usurious, however
remote or often renewed, is rotd. Walker ▼. Bank of WoMmgtonf 63. -
S. Where there was an application to a bank for a discount upon a note, to be
secured collaterally, and the party applying drew checks upon the bank,
which were paid before the note was actually discounted ; and the bank
treated the note, when discounted, as having been so on the day of its
date, instead of a subsequent day on which its proceeds were carried to
the credit of the party, it was held not to be usury. Ibid.
8. The pourt below was right in refusing an instrucGon to the jury that, upon
such evidence, they might presume usury as a fact. Ibid.
4. In cases of a written^contract, the question of usuiy is exclusively fi>r die
decision of the court. Ibid.
5. This court adheres to the rule laid down in Walton v. Shelly, 1 T. R. 896,
sustained as it has been bv the decisions of this court in The Bank of the .
Uhited States v. Dunn, 6 reters, 67; The Bank of the Metropolis v. Jones,
8 Peters, 18; and Scott v. Lloyd; viz., that a party to a negotiable paper,
having given it value and currency by the sanction of his name, shall
not afterwards invalidate it by showing, upon his own testimony, that the
consideration on which it was executed was illegaL Hmdermn v. Af
dcrfOfi, 73.
6. When a creditor, residing in Louisiana, drew bills of exchange upon his
debtor, residing in South Carolina, which bills were negotiated to a third
person, and accepted by the drawee, the creditor had no right to lay an
attachment upon the property of the debtor, until the bills had become due,
were dishonoured, and taken up by the drawer. Bladic v. Zacharie, 488.
7. By the drawing of the bills a new ciedit was extended to the debtor for the
time to which they ran. Ibid.
8. The laws of Louisiana, allowing attachments for debts not vet due, pelate on-
ly to absconding debtors, and do not embrace a case like the above. Ibid.
9. The legal title to stock held in corporations situated in Louisiana,-does not
pass under a general assignment of property, until the transfer is com-
pleted in the mode pointed out by the laws of Louisiana regulating those
corporations. Ibid.
10. But the equitable title will pass, if the assignment be sufficient to transfer
it bv the laws of the state in which the assignor resides, and if the laws
of the state where the corporations exist do not prohibit. the assignment
of equitable interests in stock* Such an assignment will bind all persons
who have notice of it. Ibid.
INDEX. 8U
COMMERCIAL LAW.
IL The laws of LoQisiaoa do not prohibit the assigDmenl of equitable inte-
rests io the sute, by residents of other states. Ibid.
IX Personal property has do loealitj. The law of the owner's domidli* to
determine the Talidity of the transfer or alienation thereof, nnless there
is some positive or enstomarj law of the oonntry where it is fonnd, to the
contrary. Ibid,
15. Where a general objection is made^ in the eonrt below, to the reception
of testimony, without stating the groqnds of the objection, this coart con-
siders it as vagae and nugatory; nor ought it to have been tolerated in
the court below. CanuUn ▼. Donmu, 616.
14. Where, at the time of the endorsement and transfer of a negotiable note,
an agreement was made that the holder should send it for collection to
the bank at which it was, on its face, made j>ayable, and in the. event of
its not being paid at maturity, should use reasonable and due diligence
to collect it from the drawer and prior endorsers, before resorting to the
last etfdorser, the holder is bound to conditions beyoud those which are
implied in the ordinary transfer and receipt of commercial instruments.
Rid.
16. Evidence of the general custom of banks to give previous notice to the
payer of the time when notes will fall due, was properlv rejected, unless
the witness could testify as to the practice of the particular bank at which
the note was made payable. Ibid.
16. A presentment and aemand of payment of the note, at maturity, within
banking hours, at the bank where the note was made payable, was a suf«
ficient compliance with the contract to send it to the bank for collection.
md.
17. The record of a suit brought by the holder against the maker and prior en-
dorsers was proper evidence of reasonable and due diligence to collect
the amount of the note from ihem; and it was a proper instruction, that
if the jury believed that the prior endorsers had left the state and were
insolvent, the holder of the note waanot bound to send ezecoUons to the
counties where these endorsers resided at the institution of the suit. Ibid.
18. The diligent and honest prosecution of a suit to judgment with a return of
nuUa bona, has always been regarded as one of the extreme tests of due
diligence. Ibid.
19. And the ascertainment, upon correct and sufficient proofs, of entire and
notorious insolvency, is recognised by the law as answering the demand
of due diligence, and as dispensing with the more dilatory evidence of a
suit Ibid.
90. If the holder cannot obtain a judgment against the maker !br &e whole
amount of the note, in consequence of toe all^twance of a set-off as l>e-
tween the maker and one of the prior endorsers, this is no bar to a full
recovery against the. last endorser, provided the holder has been guilty
of no negligence. Ibid.
%h Whenever, by express agreement of the parties, a sub-agent if to be em-
ployed by an agent to receive money for the principal ; or where an au-
thority to do so may tAirly be implied from the usual course of trade, or
the nature of the transaction ; the principal may treat the sub-agent as
his agent, and when he has received the money, may recover it in an
action for money had and received. WiUtm tf Co. v. Smith, 763.
St. I( in such case, the sub-agent has made no advances and given no new
credit to the agent on account of the remittance of the bill, the sub-
agent cannot protect himself against such an action by passing the
amount of the bill to the general credit of the agent, although the agent
may be bis debtor. Ibid.
COMPROMISE ACT. .
1. The act of Congreis, of March Sd, 1833, commonly called the Compromise
Act, did not, prospectively, repeal all duties upon imports after the 30th
of June, 1843. Jldridgt ttoLy. WOUatm, I.
fL Repealing only such pans of previous acu as were inconsistent with itself,
8tt IKDEX.
COMPROMISE ACT.
it leA in force, aAer the SOth of lane, IMS, the mbm dutlM whieh won
levied on the let of June, 1849. Ibul0
8. Bnties were directed, bj the * of 1^88, -ta be levied necordinf to a hoa«
▼alnatibn, ''nnder sach re^ ions as maj be^rescribed bj law." This
phrase embraces all regnfihons lawfully easting at iStte time the hoBM
▼aloation went into operation, whether made before or after tha pasaagt
of the act of 1888. Ibid.
4. And the regalatioos established in the 7th and 8th sections of the act of
1888 are svflkient for the correct performance of the daty. Jbid.
6. The regolations prescribed by the secretary of the Treasury, under apowaf
given to him by the 9di section of the act of 1888, are also «^regaiatioaf
prescribed by law.** Ibid,
CONSTITUTIONAL LAW.
See JuaisnrcTioy.
1. A ptiblic o£ker» acting from a sense of doty in a matter where ho is ra*
quired to exercise discretion, is not liable to an action for an error of
judgment. KendaU ▼. Stokei et ai^ 87.
8. The charter of a bank is a franchise, which is not talabl^ as such, if a
price has been paid for it, which the legislature accepted. Oordoa ▼. 4p*
petti Tax Courf, 188.
8. But the corporate property of the bank is separable from the franchise, and
may be taxed, unless there is, a special agreement to the contra^. Bid.
4. Tl^e legislature of Maryland, in 1821, continued the charters of sereral
banks to 1845, upon condition that they would make a road and pay a
School tax. This would have exempted their franchise, but not their pro-
perty, from taxation, li id.
5. But another clause in the law provided, that upon any of the aforesaid
banks' accepting of and complying with the terms and conditions of the
act, the faith of tfie state was pledged not to impose any farther tax or
burden upon them during the continuance of their charters under dia
act. Ibid.
6. This was a contract relating to something beyond the franchise, and ex-
empted the stockholders from a tax levied upon them as individuals, a6«
cording to the amount of their stock. Ibid.
T Under the acts of Congress ceding to Pennsylvania that part of the Cam-
berland road Which is within that state, and the acts of Pennsylvania
accepting the surrender, a carriage, whenever it is carrving the mail,
must be held to be'taden with the property of the United Sutes, within
the. true meaning of the compact, and consequently exempted from the
payment of tolls. Bearighi v. 8toki$t 161.
8. But this exemption does not apply to any other property conv^red in the
same vehicle, nor to any person travelling in it, unless he is in the ser-
vice of the United States, and passing along in pursuance of orders from
the proper authority. Ibid.
9. Nor can the United States claim an exemption for more carriages than ara
necessary for the safe, speedy, and convenient convejrance of the maiL
Ibid.
10. The stipulation contained in^ the 6th section of the act of Congress, pasted
on the 2d of March, 1819, for the admission of the state of Alabama iaio
the union, viz., ** that all navigable waters within the said state shall for-
ever remain public hgbways, free to the citizens of said state, and of tha
United States, without any tax, duty, impost, or toirtherefor,inu>o9ed by said
state," conveys no more power over the navigable waters of Alabama, lo
the govemmentof the United Stctes, than it possessed over the naTigabia
waters of other states under the provisions of the Constitution. PoSar^g
Lentt V. Hagan^ 212.
11. And it leaves as much right in the state of Alabama over them as the oii-
ginal states possess over navigable waters within their respective iiasils.
Ibid.
18. The shores, of narigable waters, and the soils aader them, were not granted
INDEX. 818
OONBTITUTIOIf AL LAW.
bf Ae ConstitnHon to the United Stales, bot were Teeerred to the states
respeetlTely; and the new states have the same rights, soTereigntf, uid
.jurisdiction oyer this subject as the original states. Ibid,
19, The United States never held >&y municipal sovereignty, jarisdiction, or
right of soif in and to the territory of which Alabama, or anj of the new
states, were fonned, except for temporary purposes, and to execute the
trusts created by the acts of the Virginia and Georgia legislatures, and
the deeds of cession executed by them to, the United States, and the tmsi
created bjr the treaty of the 80th April, 1808, with the Freneh republiCt
ceding Louisiana. Ibid.
li. Upon the admisfion of Alabama into the union, the right of eminent do^
main, which had been temporarily held b? the United States, passed to
the sute. Nothing remained in the United States Imt the puMie lands.
Ibid.
lA. The United States now hold the public lands inihe n^w states hf foree of
• the deeds of cessibn and the statutes connected with them, and not bj
any municipal sorereigntj which it ma^ be supposed they possess, or
hare receired' by compact with the new states for tliat particular pur-
pose. Ibid.
16. That part of the eompspct respecting the pubUc lande is nothing more than
the exercise of a constitutional power vested. in Congress, and would
have been binding on the people of the new states, whether they consented
to be V)ood or not. ibid.
17. Under the Fbrida treaty the United States did not sncceed to thbse rights
which the King of Spain had held by virtue of his roy^ prerogative, but
possessed the territory subject to the institutions and laws of its own go-
vernment.. Ibid.
18. By the acts of Congress under which Alabama, was erected a territorj and
a state, the common law was expended over it to the exclusion of all other
law, Spanish or French. Ibid.
I'O. The treaty of 1785 was not a cession of territory by Spain to the United
States, but the recognition of a boundary line, and an admission, by Spain,
that all the territory on the American side of the line was originally
within the United States. Ibid.
88i The Unite4 States haire never admitted that they derived title from the
Spanish government to any portion of territory included within the limits
or Alabama; for, by the treatv of 1785, Spain admitted that she had no
claim to any territory above the thirty.-first degree of north latitude, and
the United Sutes derived 'M title to alM>elow that degree from France,
under the Louisiana treaty. Ibid,
tl. It results from these principles that the right of the United States to the
public lands, and the power of Congress to makn all needful ruleft and
regulations for the sale and disposition thereof, conferred no power to
grant land in Alabama which was below usual high water-mark at the
jtime Alaibama was admitted into the union. ' Ibid.
88. The 'state of Maryland, in 1886, passed a law direjcting a subscription of
#8,000«000 to be made to the capital stock of the Baltimore and Ohio
Railroad Companjr, with the. following proviso, *'Tbat if the said com-
pany shall nor locate the said road in the manner provided for in this
act, then and in that ease, they shall forfieit #1,000,000 to the state of Mary-
land for the use of Washington county.
88. hk March, 1841, the s|ate passed another act repealing so much of the prip/
act as made it the duty of the company to construct the road by the route
therein prescribed, remitting and. releasing the penalty, and directing the
discontinuance of any suit brought to recover the same.
4Mi The proviso whfi a measure of state policy, which it had a right to change,
if the policy waa aAerwards discovered to be erroneous, and neither the
. commtssionecs, nor the county, nor any one of its citizens acquired any
separate or private interest under it, which could t>o maintained in a court
of justice. State of Mtaryland v. BoJUvmn and Ohio Railroad Conqtatt^, 684.
814 INDEX.
coJrenTunoNAL law.
S6. It was a peaalty, iDflieled upon the compaiif ts a imBiffameBt Ibr ditobef-
ingthe Ufr; aod the assent of the eompanj to it, as % sapplemeatal char-
ter, is not soffitient to deprive it of the character of a penaltj. Bid,
%9k A clause of forfeiture in a law Is to be construed differently from a similar
clanse in an engagement between individnals. A legislature can impose
it as a punishment, but individuals can only make it a matter of coatraet
Being a penalty imposed by law, the legislature had a right to xe-
mit it Ibid,
S7« A law of the suto of Indiana, passed aAer an execution was issued, require
ing that property should be appraised and not sold unless it bkou^t a
certain amount, could not avoid the deed of the sheriff in a case where
the property was sold without appraisement. Cktntl^t Lettte v. Ewmg, 707.
58. Under the acts of Congress and of the state of Ohio, relating to the surren-
der and acceptance of the Cumberland road, a toll charged upon passea«
gers travelling in the mail-stages, without being charged also uplon pas-
sengers travelling in other stages, is against the contract, andToid. N(^
Moore ^ Co, v. Tkt^Stale 0/ Ohio, 720.
59. It restk altogether in the discretion of the postmaster-general, to determine
at what hours the mail shall leave particular places and arrive at otherst
and to determine whether it shall leave the same place only once a day,
or more frequently. Ibid,
80. It is not, therefore, the mere frequency of the departure of carriages cany-
ing the mail, that constitutes an abuse of the privilege of the United
States, but the unnecessary division of the mail-bags amongsl a number
of carriages in order to evade the payment' of tolls. Ibid*
CONSTRUCTION OF STATUTEa
1. The court, in construing an act, will not consider the motives or reasons,
or opinions, expressed by individual members of Congress, in debate,
but will look, if necessary, to the public history of the times in which it
was passed. Mdridge tt aU v. Williams, 1.
See DirriKs, Lixn Mtfbs, CosfSTiTirTioirAK Law, BAiTKmvpTOT, MAxnn
ComFs, Lahss — Public.
3. The mere coDstruction of a will by a state court, does not, as the construc-
tion of a statute of the state, constitute a rule of decision for the courts
of the United States. If such coustruciion hy a state court had been
long acquiesced in, so as to become a rule of property, this court would
follow it. Lane v. Vide, 464.
8. A clause of forfeiture in a law is to be construed differently from a similar
clanse in an engagement between individuals. A legislature can impose
it as a punishment, but individuals can only make it a matter of contract.
State of Maryland v. Ballimork and Ohio Jtairoad Company, 584.
4. Being a penalty imposed by law, the legislature has a right to remit it
Ibil
6. Statutes in pari materia should be taken, into consideration I4 construing a
law.' If a thing contained in a subsequent statute be within the reason
of a former statute, it shall be taken to be within the meaning of that sta-
tute. United Staiee v. Freeman, 656.
6. And if it can be gathered from a subsequent statutie m pari materia what
meaning the legislature attached to the words of a former statute, this
will amount to a legislative declaration of its meaning, and will govern
the construction of the first statute. Ibid.
7. The meaning of the legislature may be extended beyond the precise ivords
used in the law, from the reason or motive upon which the legislature
proceeded, from the end in view, or the purpose which was designed;
the limitation of the rule being, that to extend the meaning to any case
not included within the words, the case must be shown to come withii^
the same reason upon which the law-maker proceeded, and not alike
reason. Ibid,
8. In affirmative statute, such parts of the prior as may be incorporated into
INDEX. 8»
CONBTRUOnON OF 8TATUTE&
the sabseqaent •tatqte, m coaiittant mlfk it, mwH be eoniidered inibroe.
Da»m ▼. Fairbaim, 686.
0. If a snbseqaem stalotQ be not repugnant in all ita proTisions to a prior
one, yet if the latter eutnte clearly intended lo prescribe the o^j rules
which shoald govern, it repeals the prior one. JbitL
16. Under the application ^f these rules, the law of Virginia, passed in 1776«
authorizing the mayor of a city to take the acknowledgment of a
feme covert to a deed, is not repealed by the act Of 1786, or that of
1796. /M,
11. The act of Congress of the 99th April, 1816, confirming certain claims to
land to the extent of a leagae square, restricted it to that quantity, and
cannot be construed as confirming the residue* UmUtd Statu v. King
ttai^rrs.
C0RP0RATI(»f8.
1. The legal title to stock held in corporations situated in Louisiana does not
pass under a general assignment of property, until the transfer is com«
pleted in the mode pointed out by the laws of Louisiana, regulating those
corporations. BUuk v. Zaeharie, 483^
% But me eqaittble title will pass, if the assignment be sufficient to transfer
it by the laws of the state in which the assignee resides, and if the laws
of the state where the corporations exist do not prohibit the assignment
of equitable interests in stock. Such an assignment will bind all persons
l^ho have notice of it UntL
DEYIBE.
1. Newit Tick made the following devises, viz. :
•* Sdly. I will and bequeath unto my beloved wife, ^iaabeth VIck, one
equal share of all my personal estate, as is Ho be divided, between her and
aU of my children, as her own right, and at her own disposal during
her nataral life ; and also, lor the ttrm of her life on earth, the tract
of land at the Open Woods on which I now resi^ or the tracts near
the rivef, ae she may choose, reserving two hundred aervs, however^
on the upper part of the uppermost trac^ to be laid off in town lots at
the discfetioik of my executrix and executors.
''Sdly. I will and dispose to each of my daughters, one equal pro*
portion with my sons and wife«of all my personal estate aethi^ come
of age or marry; and to my sons, one equal part ^f said personal
estate as they come of age, together with aU of my lands, all of which
lands I wish to be appraised, valued, and divided when my son Westley
arrives at the age of twenty-one yeara, the said Westley having one part,
and my son William having the other part of the tracts-uUekuned by-my^
wife, Elizabeth ; and I bequeath to my eon ^ewit at the death of my
said Fife, that tract which she may prefer to occupy. I wish it to- be
distinctly understood, that that part of my estate which my eon Haru
well has received shall be valued^ conaidered as his, and as a part of
his portion of my estate.
« I wish my executors, furthermore, to remember, that the town Iota
now laid off, and hereafter to be laid.off,oqthe aforementioned two hun*
dred acres of land, should be sold to pay my just debts, or other en-
gagements, in preference to any other of my property, for the use and
benefit of all my heirs."
From the provisions of the will it appears not to have been the inten*
tion of the testator to include the town lots in the devise of his lands U>
his sons. *
But these town lou must be sold, after the payment of debts, for tha
use and benefit of all the heirs of the testator. Xorvc r. Viek, 464.
t. Where a testator devised certain property to his infant daughter, to be de»
livered over to her when she should arriv.e at the age of eighteen years,
and the daughter, at the age of .sixteen, married the executor who had the
principal management m the estate, and possession of the property de*
8M INDEX.
DEYSBB.
TiMdflM niut bt eoiffidmd M boUUiif it is tztelilor, uid not at ks»»
band. Prie$ ▼. Sfuiomi, 6)4.
8. The eiecQton had no power to deliver the property to dbe daaghlef, or to
her giiardiaa» or to her hatband, btfore the happening of the ^MHiBgaaejr
mentioned in the will. ihU.
4. The law of the itate of Missiatippl, proriding diat a wift 8|io«ld ratalm
.anch propertj in her own right, notwithetanding her ooTertara, haTing
gone into operation before the daoghler arriTed at die age of eig}itaan
years, ihrdittribaiion to bar most be eontidared to have been made mdar
that law. Ibid.
ft. The property, therefore, bannot be held respoaeible for the kaabaidft
debts. JbkL
DtJTIES.
See CoMraoMisB Act.
1. An act of Congress ioipoeing a dntjr upon imports orast be ckmatrved to da-
scribe the article npon which the 'doty is imposed, according to the eoa-
. mercial nnderstaoding pf the terms used in the law~in oar own markets
at the time when the la'w wak passed. Ourti$ ▼. Martin^ 106.
g. The daty, therefore, imposed -by the act of 183g npon cotton baggings eaa*
not properly be levied npion an article which was not known in the mar-
ket as cotton bagging in 1883, idthongh it may subsequently be ealM
so. JUd.
8. When an importer means to contest the payment of daties, it is not i
sary for him to giro p, written notice thereof to the collector.
T. GiAomllO.
4. The qvestion of notice is a fact for the jnry, and it makea no differenee,
for the parlK>ses for which it is reqoirM, whether it is written or re^
bal. aid.
6. It is the right of an c^fficer of the customs to seize goods which, ire ana-
pected to hare been introdnoed into the country in riolation Of the rere-
nue laws, not only iu his own district, but also in any other district than
his own. Tofhr ct fL t. THm VmUd 8taUh ^87.
g» And it is wholly immaterial who makes the seiiure, or whether it waa
irregularly made or not, or whether the cause assigaed originally for the
seizure be 'that for which the condemnation takes ]dace, provided the
adjodieation is for a sufficient cause. Itiid*
7. In the trial of such a case the officers.of the customs who made the seizure
are competent witnesses. Rid.
.8. A bill of lading, eotrv, and owner's oath concerning other goods than dMae
seized, may be admitted as a link in the chain of evidence to showm
privity between the parties to commit a fraud upon the revenue. Rid.
9. When a witness on the part of the United States stated, tl^at his Arm were
importers of cloths, and was asked, upon a cross-examination, to stale
the extent of their importations, to which he answered, ** formeriy we
imported large quantities pf woollens ; for three or four y^ars past we
have imported but a few packages i^nnually," it was a proper question oa
the part of the United States^ ** whether there was any thing in the atate
of the market which caused the alteration t" Ibid.
10. 'It was also a proper question, whether other goods thaa those sisized were
lying in the cpstom-boose at New York, under circumstances /h>m which
Umb jury might infer a connivance between' parties inconsistent with fair
dealing. Ibid.
11. An invoice of other goods entered at another port, but marked like thoae
'seized, was Jlso properly admitted as strengthening the evidence of the
true ownership of packages with this mark. Ibid,
18. To rebut tha^nroof of a general usage of an allowance of five per oeat for
measurement, other invoices were properly introduced in which tbera
was no snch allowance. . Rid.
18. V^ere a witness was introduced to prove such usage, and had verified hia
INDEX 8tr
DUTIES.
own iiiToio€t,H WM admMpible to read a letter whieb had been addreiied
to tb^ witness and wasannexed to one of tbe invoices. Ibid,
li. Berenne-lawsy for tbe prevention of frand, for tbe sappression of a nnbUo
wrong, or to effect a public good, are not, in a strict sense, penar acts,
ttltbongb tbej impose a penalty. Bat tbey iragbt to be so eonstmed as
most effectnally to accompUsb tbe intentipn of tbe legislators in passing
tbem, inf tend of being oonstnied witb great strictness in DsYoor of Ibe
defendant Ibid,
15. Concealment and nnder-Talnation qf goods are good grounds, amongst
otbers, for a decision of tbe conrt, tbat probable eanse of prbseention
exists^* Ibid.
It. Tbe 68tb section.of tbe act of 1709 reacbes cases wbere, by ft ftdse and
firaodnleat nnder.ya}aati&n, less (ban tbe amount of dnties reqnired by
law bas been paid as well as tbose wbere no dnties, at all bave been
paid. £rid, ^
17. fliince tbe passage of die act of Congress, of Matcb 9d, 1889, cban.BS,
sect^ S, wbicb nNpiiFes collectors of tbe castoms to place to tbe credit of
tbe treasarer of tbe United States all money wbicb aey receire for nnas-
eertained dnties or for duties paid under •protest, an action of assumpsit
for money bad and received will not lie against tbe collector for tbe
return of sucb duties so received l»y bim. Cory v. CuHii, 886.
18. In wbat other modes^e claimant can bave access to-tbe courts of justice
tbis court is not called upon in ibis case to decide. Bid.
BYIDENCE.
!• Wben a partv to negotiable paper Jias given it value and Qurrency by tbe
saneiioii of bis name, be shall not afterwards invalidate it, by showing,
upon bis own testimony, that* the consideration on wbicb it was ezecnted
was illegal. Bmdtr$on v. Jlmdgntmf 78. .
8. In tbe trial of a. cause for the se^re of goods for tbe violation of die tete-
nue laws, tbe ofllcers wbo made the seisure are competent witnesses.
Taylor etaLr.Tka UnkUStaia, 197.
8. A bill of lading, entry, and owner's oath, concerning oibe^ goods than those
eeixed, may be admitted as n link in tfae> chain of evidence to sbqw a
privity betw^n the parties to commit « fraud upon tbe revenue. Ibidi
oee DuTiss.
i. Where a general objection is made, in the court below, to tbe reception
<^ testimony, without stating the grounds of the objection, the court con*
sider it as vague and nuga(bry>; tier ought it to have been tolerated in
tbe court below. Camdtn v. Donmiu, 615,
BXECUTION.
1. A lawof the state of Indiana, directing "that real and personal estate, taken
in execution, shall sell for the best, price the same will bring at public
auction and outcry, except that the fee-simple of real estate shall not be
sold to satisfy any execution or executions, untils^ie rents and profits for
theiterm of seven years of such rear estate shall have been first offered for
salemt public auction and outcry; and if sueh rents and profits will not
sell for a sum sufficient to satisfy such ezecdtion or executions, then the
fee-simple shall be sold,'' is not merely directory to the sheriff, but
restrictive of his power to sell the fee-simple. Oantly'g Le$ttt v. Ewing,
707.
t. If he sells the fee-simple without having previously offered the rents and
profits, his deed is Void. Ibid.
8. A marshal is not authorized by law to receive any thing, in discharge of
an execution, but gold and silver, unless the plaintiff .authorizes bUn to
receive something else. MeFtarlamd v. Qwin, 717.
i. The case of Griffin et al. v. Thompson, 3 Howard, 344, reviewed and con-
firmed. Ibid, •
6. A marshal, like a sheriff, is bound, after tbe expiration of his term of ofike,
Vol. HI.— 103 3Z
618 INDEX.
B3CBCimON.
to complete an execution which hat come to his hands dming his term ;
and an execution is never completed until the money is made and paid
orer to the piaintifi^ if it is practicahl^ to make it Und,
EXECUTORS AND ADMINI8TRAT0R8.
See PBAfrriox, Dsvisx»
FEME COVERT.
1. Where property derised to a woman who aAerwards married, was held
not to be responsible for her husband's debts. Prict ▼. SutkmM, 6S4
QABEAS CORPUS.
1. Neither the Sapreme Conrt, nor any other court of the United States, or
judge thereof^ can issue a habeoi oorput to bring up a prisoner, who is in
custody under a sentence or execution of a state court, for any other pur-
pose than to be used as a witness. Ex parte Dorr, 108.
iUSBSDICnON.
See ADMimiiTT.
I. The Circuit Court or the United States has jurisdiction where a promis-
sory note is made Ify a citizen of out state payable to another citizen of
the same state or bearer, and the party bringing the suit is a -citizen of a
different state; although upon the face of the note it was expressed to be
for the use of persons Residing in the state in whkh the maker and payee
lived. Bofio^ev. WiUiam$,b7i.
X Where the citizenship of the parties gives jnrisdicndn, and the legal right
to sue is in the plaintiff, the court will not inquire into the residence of
those who may have an equitable interest in the claim. Ibid,
8. This court has not jurisdiction, under the 25th section of the Judiciary Act,
of a question whether an ordinance of the corporate Authorities of New
Orleans does or does not impair religioiu liber^. PermoH r. Finl Jfimi
egtahtf, 669.
i. The Constitution of the United States makes no provision for protecting
the citizens of the respective states in their religious liberties : this is left
to the state constitutions and laws. Ibid,
5. The act of February 30th, 1811, authorizing the peopltf of the territory of
Orteans to, form a constitution and state government, eoniained, in the
third section thereof, two provisoes ; one in the nature of instructions how
:the constitution was to be formed, and the other, reserving, to the United
^Ute^ the property in the public lands, their exemption from state taxa-
tion, and the common right to navigate the Mississippi. Ibidt
6. The first of these provisoes was fully satisBed by the act of 1818, admittiBff
Louisiana into (he Union, ''oft an equal footing with the original states.'*
The conditions and terms referred to in the act of admission referred
solely to the second proviso, involving rights of property and navigaticn.
Ibid,
7. The act of 1806, chap. 83, extending to the inhabitants of the Orleans ter-
ritory, the rights, pnvile^s, and advantages secured to the North Western
territory by the ordinance of 1787, had no further force after the adop-
tion of the state constitution of Louisiana, than other acts of Congress,
organizing the territorial government, and standing in connection with
the ordinance. They are none of them in force unless they were adopted
by the state constitution. Ibid,
8. The treaty by which Louisiana was ceded to the United States, recognised
complete, grants, issued anterior to the cession, and a decision of a state
court against the validity of a title set up under such a grant, would be
subject to revisal by this court under tfa^ 26ih section of the Judiciary
Act McDonogh Y. MtUattdon, 693.
9. But if the state court only applies the local laws of the state to the eoft^
struction of the grant, it is not a decision against iu validity, and thia
court has no jurisdiction. Ibid.
INDEX. 819
JURISDICTION.
10. Coogress, in acting upon complete gndts, jreeognited them as Ibey stood;
and the act of 1 Ith Maj, 1830, confirming snch as were recommended
for confirmatioor by the register and receiver, had no reference to any
particnlar sonreys. JRrUL
11. A decision of a state court, therefore, which may be in opposition to one
of these snnreys, is not against the validity of a titie existing under an
act of Ck>ngress, and ibis court has no jurisdiction in such a case. Ibid,
15. The doctrine of this court in 1 Peters, 340, reviewed and confirmed, viz.,
^that the jurisdiction of any icourt exercistng authority over a subject
may be inquired into in every other court where the proceedings of the
former are relied on, and brought before the latter by the party claiming
the benefit of such proceeding.^* Lt$ut of Hichnf v. Stewart, 760.
18. Where the matter in' dispute is below the amount necessary to give juris*
diction to this court, the writ of error must be dismissed, on motion.
Wmiton V. THm Umted StattM, 771.
14. Where a bill was filed on the equity side of the court below, to enjoin
the marshal from levying an execution upon certain property, which
execution was for a less sum than two thousand dollars, an appeal from
a decree dismissing the bill will not lie to tbfs court, aldiough the entire
value of the property may be more than two thousand dollars. Ro$$ v.
PrentUi, 771.
16. The jurisdiction of the -court does not depend upon the amount of any con-
tingent loss or damage which one of the parties may sustain by a deci-
sion against him, but upon the amount in dispute between them. Jlnd,
LANDS PUBLIC.
See CowsTiTUTioFAi Law, Lxad Mnrxt.
1. Under the act of 1816, a New Madrid certificate could be located upoiu
lands before they were offered at public sale under a proclamation of the
President, or even surveyed by the public surveyor. Barry v. Oamble, d%
5. The act of 1823 recognised locations of this kind, although they disregard-
ed the sectional lines by which the surveys were aAerwards made. Ibid,
8. Under the acts 'of 1805, 1806, and 1807, it was necessary to file the evi-
dences of an incomplete claim under French or Spanish authority, which
boie date anterior to the 1st of October, 1600, as well as those which
were dated subsequent to' that day;- and in cases of ne|;lect, the bar pro-
vfded in the acts applied to both classes. Ibid,
4. A tiUe resting on a permit to settle and warrant of survey, dated before the
1st of October, ISOO, without any settlement or survey having been made,
was an incomplete titie, and within these acts. Ibid,
6. And altboagh the acts of 1824 and 1828 removed the b'av as it respected
the UniTed States, yet having excepted such lands as bad been sold or
otherwise disposed of by the United States, and saved the rights or titl^
of adverse claimants, these acts protected a New Madrid claim which
had been located whilat the bar continued. Ibid*
6. In making an entry of land, wl^ere mistakes occur which are occasioned
by the impracticability of ascertaining the relative )>ositions of the ot>-
jects called for, the bourt will correct' those mistakes, so as to carry out
the intentions of the locator. Croghan*s Ltftee v. Nebon, 187.
7. There is no principle of the common law which forbids individaals from
associating together to purchase lands from the United States, on joint
account, at public sale. OKver v. Piatt, 333.
8. When the purchaser of land from the United States has paid for it, and
received a final certificate, it is taxable property, according to the sta-
tutes of Michigan, althoagh a patent has not yet been issued. Carroll
V. Saford, 441.
8. Taxation upon lands so held is not a violation of the ordinance of 1787, as
an <* interference with the primary disposition of the soil by Congress,**
nor is it **a tax on the lands of the United States." The state cf Michi-
gan could rightfully impose the tax. Ibid,
10. It was competent for Uie state to assess ah'd tax such lands at their fUl va-
no INDEX.
LANDS tVBUO.
loe, pi the abapliite propertjr of &• hoktor of t)ie fliial.eertiieate,«iid m
dfifimlt of pajfiaent, to sell them as tiT he owned them ia fee. Jhid,
lU la eaae of .controirersj, a eonrt of eqnitj It the proper tribaaal to proTeat
an injarioot act by a public officer, for whieh Ibi law lUfbt giro no ado^
qoate redreu, or to avoid a moltipUoitj of soita, or to pm^t reload
from being east orer the title. Bii.
It. Where this coort has affirmed the title^o lands ia Horida, and reftrrcd in
hs decree to a particalar sonrey, it would not-be proper for the eonrt be-
low to open the case for a re-he«rH^^ir the purpose, of adopting anodier
sonrejr. CAoirft >. DmUd ftaM%«U»
IB. The coort belowcan only execnti Ave maniate of this eonrt; it has no anihori-
ty to disturb the decree, and can only^aettlrwhitt remains to be done. UlUL
14. The actctf the S6di of May, 1880, proridijig for the final settlement o( land
claims in Florida, mutt be coattmed to contain the 'same limitition of
time withiii which clauns were to be presented,ms that provided by te
aetofSadofMay, 18S8. CMmI Aatet ▼. i|arvi«, fSO.
16. That limitation was one year. The cqurt* of Floridit, therefiire, hadno
right to reeeiye a petition for the confirmation of im, incomplete conces-
sion after the S6th of May, 1881. Jbid^
18. The case in 16 Peters, 8S8, ezaiained and distinguish^ fvpm tiie present.
Ifnd.
n. Under the acts of Congress, f roriding for the subdiTision of the puMie
lands, and the instruction^ <»rthe secretary of (he Treasury^ made undet
the act of Mth April, 1 880i entitted "An act making further provision fo.*
the sale of the public lands," it is th* duty of the "surveyor-general to lay
out a fractional section in such a manner that an entire qoarler-eeetloa
may be had if the fraction will admit of it. Bnmm^i Lttttt v. CltmentSf 8601
18. The snnreyor^genetal has no right io divide a fractional section by arbi-
trary lines, ao as lo^ prevent a regular quarter-section from being taken
up. Jhid,
19. The treaty by which Louisiana was ceded to the United States, recognised
complete grants, issued anterior to the cession, and the decision of a
state court, against the validity of a title set up under such a grant, would
be subject to revisal by tbiscotirt, under the 86th section of 4he Judiciary
Act. McDondghT^Mmamdon, 999.
80. But if the sute court oaly applies the local laws of the state to the eon*
struction of the grant, it is not a decision against its validity, and this
court has no jnri«iietien. Rid.
. 81. Congress, in acting upon complete grants, recognised them as they stood;
and the act of 11th May, 1880, confirming such as were recommended
for confirmation by the regist^ and receiver, had. no reference to Any
particular surveys. Jbid. .
88. A decision of a state coort, therefore, which may be in opposition to one of
these surreys, is not against the validity of a title exisung imder an aat
ofi^ongress, and this court has no jurisdiction in such a case. Ibid.
88. By the treaty of 1706, between the United States and Spain, Spain admitted
that she had no title to land north of the thirty-first degree of latitude,
and her previous grants of land, so situated, were of course void. .The
country, thus belonging to Georgia, was ceded to the UAited States, in
1808, with a reservation that all persons who were actual settlers on
87th October, 1.795, should have their grants confirmed. Congress pro-
vided a board of commissioners to examine these grants, and declared
that their decision -should be finaL Lmte of Hiekty v. Suwirt, 760.
84. The Court of Chancery of the stiite of Mississippi had no authority to esta-
blish one of these grants which had not been brought within the provisions
of the act of Congress. The claim itself being utterly void, and no power
having been conferred by CoDgiess on that court^ to take or exercise
jurisdiction over it, for the purpose of imparting to it legality, the exer-
cise of jurisdiction was a mere nsurpatioitof judicial power, and the
wl^le proceeding of the court void. Ibid.
INDEX* an
LEADlfnfE&
tfi. The certificate of smrer tllei^ to Inre been giTen \j Tradam, on the
14th of Jane, 1797, and brought forward to 8aatain«,grant'to the Marqnii
de Maison Ronge, declared ante-dated and firaadnlent. ^hnUed SUUa
T. Kmg it alf 77a.
d6. The cireomstance that a copy of this paper was delirered by the Spanish
aathoritiea in 1808, ia not sufficient to pferent itr aiithentioitjr f^m being
impeached. Ibid,
87. Leaving this certificate ont of the case, the instrnmenta executed by the
Baron de CarondeJet in 1706 and 1707, have not the aid of any authentic
survey to ascertain and fix the limits of the land, and to determine its lo»
cation. Jbid.
88. This court has repeatedly'decided, and in cases too where the instrument
contained cleat words of grant, that if the description was vague and
indefinite,, and there was no official survey to give It a certain location,
it could create no right of private property In any particular parcel of
land, which could be maintained in a court of justice. Ihid,
80. .An equitable title is no defence in a suit brought by the United States. An
imperfect title derived from Spain, before the cession, cannot be Supported
against a party claiming under a gi^nt from the United States, ibid,
80. The act of Congress of the 80th April, 1816, confirming the grant to the
extent of a league square, restricted it to tbkt quantity, and cannot be
construed as donfirming the residue. Ibid^
31. Query: Whether the acceptance, by the claimant, of this league square, af-
fected his title to the residue. . Jbid,-
I^ADHtNEa
1. The let of Congress entitled " An act to create additional land districts in
the states of Dlinois and Missouri, and in the territory north of the state
of Illinois," approved Jane'86(h, 1884, does not reqnise the President of
the United States to cause to be ofbred for sale the public lands con-
taining lead mines situated in the land districts created by aaid act
Ui^ltid 8iaU$ V. Char, 180.
8. The said act does not require the President to cause -said lands oontaioing
lead mines to be sold, because the 6th section of the act of the 8d March,
1807, entitled ''An act making provision for the disposal of the public
lands situated between the United States milita^ tract and the Connec-
ticut reserve, and foi* other purposes,", is still in full force. Ibid,
8. The lands containing lead mines, id the Indiana territory, or in that part of
it made into neir land districts by the act of 86th June, 1834, are not sub-
ject, un^er any of the pre-emption laws which have been passed by Con-
gress, to a pre-emption by settlers upon the public lands; Ibid,
4. The 4th section of the act of 1834 does in no way repeal any part of the 6tlu
section of the act of the 8d March, 1807, by which the lands containing
lead mines were reserved for the fature disposal of the United States, by
which grants for lead-mine tracts, discovered to be such before they mav
be bought from the United States, are declared to be fraudulent. and null,
and which authorized the President to lease anjr lead mine which had
been, or might be, discovered in the Indiana vtemtory, for a term not ex-
ceeding five years. Ibid,
6. The land coiitaining lead nfines, in the districts made by the act of 1884,
are not subject to pre-emption and sale, nude/ any of the existing laws
of Congress. Ibid.
6. Digging lead ore from the lead mines upon the pubTicHands of the United
States, is such a waste as entitles the United States to a writ of injiine-
tion to restrain it Ibid,
UBEL.
1. In an action for a libel it is not indispensable to use the word " maliciously"
in the declaration. It is sufficient if words of equivalent power or im-
port are used. White v. Nichols, 266.
8. Every publication, either by writing, printing, or pictures, which charges
3z2
OB INDEX.
UBEL.
upoDi orimpalM I0, any person that which rthdenhim Uabk to pmiih-
mcDt^ or which iB calciiliued to mike ham infimbnc, or odiooe* or fidicn-
loos, it pnmm faek a libel, and impUet malice in die aathor and pnl^
lisber towards the person concerning whoiA spch pablication ia nude-
Jbid.
5. Proof of malice cannot, in these cases, be required of the party complain-
iag, beyond the proof of the pablication itself; jnstiiication, exeose^ or
eztennation, if either can be shown, must proceed from the defendant
Rid.
i. PriTileged commnnications are an exception ; and the mle of erldence, as
to sndi cases, is so far changed as to require of the pbundiT to bring
home to the defendant the existence o( malice as the tme motiFC of hia
oondoct
PriFileged commni^tions are of fi>ar kinds:
1. Wherever the aothor and publisher of the alleged slander acted la
the bona fidt discbarpe of a public or prirate duty, legal or moral, or in
the prosecution of his own ngfats or interests.
S. Any thing said or written by a master in giving the character of a
senrant who has been in his employment
8. Words used in the coarse 01 a legal or judicial proceeding, however
hard they may bear apon the party of whom they are used.
4. Publications duly made in the ordinary mode of Parliamentary pro-
ceedings, as a petition printed and delivered to the members of a coBa>
mittee appointed by the House of Commons to hear and examine
grievances. Ibid,
6. But in these cases the only'etfect of the change of the rule is to remove
the usual presumption of malice; It then become^ incumbent on the
party complaining to show malice, either by the construction of the
spoken or written matter, or by (kets and cireumstancfes connected with
dbat matter, or with the situation of the parties, adequate to anthorixe the
conclusion. Ibid.
6. Proof of express malice, so given, will render the publication, petition, or
proceeding, libellous. Falsehood and the absence of probable cause will
amount to proof of malice. Ihid.
7. The jory being the tribunal to determine whether thiamalice did or did not
mark the publication, the alleged libel should be submitted Jo them* and
die court below erred in withholding it Aid.
LIMITATIONS.
1. Where there has been a tenancy in common, if the tenants in posseasioA
only claim the undivided interest which was held by their immediata
grantors, it is not adverse to the remaining part of the title, and such per-
sons cannot avail themselves of the Statute of Limitations. Ctfrna^i Lmtt
V. Datokim^ 674.
S. But if the occupants entered into possession and held the land for more
than twenty years before the commencement of ihe suit, by n purchase
and claim thereof in entirety and severalty, and not an undivided part
thereof in co-tenancy, it is an adverse possession, and the Sutne of Limi-
tations is a good p)f a. Ibid.
MA180N ROUGE.
1. The certificate of eurvey alleged to have been given by Trudeau, on the
14th of June, 1797, and broogbt forward to sustain a grant to the Marqnia
de Maison Rouge, declared to be ante-dated and iraudulent Umiud BUAm
V. £tNg tt aL, 778.
S. Leaving the certificate out of the case, the instruments executed by the
Baron de Carondelet in 1796 and 1707, have not the aid of any authentie
survey to ascertain and ^ the limits of the land and to determine its loca*
tion. Ibid,
MANPAMUa
L Wherea party has resorted 16, and obtained n mandamtia, he cannot afiei^
INDBX. m
wards piMMdimaaodMrMJtibrAttaiMrenMoCaAaoa. Xmdattr.
MARSHAL.
1. A BMrtbal it not avOiorised br law to raMira any thiaf , hi diaoharga oC
an ezeeatioDy bat gold aid 8iW«r> nnltM the plaintiff anthoriaaa him to
reeeive somathiog else. MeFaHand t. Owm, 717.
% Tha ease of GriiBn et at t. Thompson, % Howard, 144, reriawad and oon-
firmed. Ibid.
a. A marshal, like a sberiftkboond, after tha expiration of Ills term of oflea,
to complete an ezeeation which has come to his hands daring his term s
and an azecation is Aeyer completed until die money is made and paid
oyer to the plaintifl;; if it is practicablci to make it BUL
MABINE COBPa
L A brevet fleld-oiBcer of the marine corpe la not entitled bf law to brevet
pay and ratioaa, br reason of his commanding a separate poster station.
If the Ibree nnder his epmoMnd woald not entitle a brevet fietd-oOcer of
infhntrf of a similar grade to brevet pay and rationa. UmMat&imr.
fmihtH^ 666^
S. The $c% of 1834^ chap. ISt, does not repeal the first aectioii of the act of
1818, regalating die pay and emcrfaments of brevet oAoers. IkkL
8. ThiB 6th secdon of the net of 80th Jane, 1884, ia a repeal of te joint rea»*
lation of the two hoases of Congress of the 9fdLMay» 188% lespectiag
the pay and emolnments of the marine corps. Bid.
4. By force of tiie army regalation No. 1185, aathorising the iaanea of doable
rations to officers commanding departments, posts, and arsenala, a brevet
fiekMioer of marines is entitled to doable rations. But the fhct mast be
shown that he had each a command of a poet or arsenal at which doable
rations had been allowed according, to the army ^egolations. JMi
8» The fhet of appropriations having been made by Congress Jbr doobla ra*
tions does not determine what omcers are entitled to them« IkkL
8. A brefet field-olfieer of the marine corpci^commanding a aeparaia poat^
wiOioat a command eqaal to his brevet rank, is not enntled to bfwet pay
and emoluments. Bat if sack brevet officer is a captain- in the line of
his coips, and in the actual command of a oompany, whether he ia in the
eemmand of a post or not, he is entitled to the eompensalion given W
the Sd section (^the net oftheSd March, 1887. IM.
PLBA8 AND PLEADING.
8ee Linaa.
niACTICB.
1. There waa a iudgment against an administrator of nasals ymadb aerUMtf.
5. Upon this judgment a scirt fadoM was issued, containing an averment that
goods, chattels, and assets had come, to the hands of the defendant.
8, Upon tl|is §ein fiums there was a judgment by delkult; eiecutioa waa i»
sued, and retomed '^rntih botuL^
4. A Bcinfaeiat waa then accorded against the administrator to show cauaa
why the plaintiis should not have ezecation **^ bomb pniprii$/'
fib It was then loo late to plead that the averment in the first fnrvyhciei did not
state that asaeu had come into the hands of the administrator aubaeqnsnt
to the judgment qmmi^. Didbon v. WUUam$am^ 07.
8. A judgment by delault against an executor or adodnistralor is an ndmissiom
of issets to the extent chacged in the proceeding against hias. ibid.
7. If a party fkil.to plead matter in bar to the original action, and judgment
pass agaiust him,hecannot aAerwards plead it in ainother notion founded
on that judgm^t; nor iu a Mve/ioet. JML
8i A demurrer reaches no fhrther back than the pffooaailiagi leBmin in Jkri^
orundertibe control of the corns. JW.
8. Before a case can bediamissed under tiM Site tula, regulatiag equitypm^
tioebthaiamaataiia^in the laalmknl aanae, a i>leaordAiurraronthe
SM INCEZ.
PRACTICE.
part of the defeodint, which the plftintiff shall not haro replied to or set
aown for hearing before the second term of the coort after filing the same.
Pomlifiiff et aly. City of Lq/ayHU et al, 81.
10. The complainanttif he chooses» may go to the hearing on bill and answes.
Ibid.
11. After a reference^ an award, and the reception of the money awarded,
another suit cannot be maintained on the original ca'ase of action, npon
the ground that the party had not proved, before the referee, all the da-
mages he had sostained, or that his damage exceeded the amount which
the arbitrator awarded. Kendall r. Stokn, 87.
13. Where a party has a choice of remedies for a wrong done, selects one, pro-
ceeds to jadgment,and reaps the fruits of his judgment, he cannot after-
wards proceed in another suit for the same cause of action. Ibid,
18. This is especially true where the party has resorted to a mandamus, be-
cause it is not issued where the laif affords a party any other adequate
mode of redress. To allow him to maintain another suit for the Mme
cause of action would be inconsistent with the decision of the court ^ nich
awards the mandamus. Ibid.
14. An application for a writ of error, prayed for without the authority • f the
party concerned, but at the request of his friends, cannot be gr* nted.
ExporU Dorr, 108.
18. The objection of multifariousness can be taken by a party to. the bih only
by demurrer, or, plea, or answer, and cannot be taken at the hearing of
the cause. But the court itself may take the objection at any time — at
the hearing or otherwise. The objection cai^t be taken by a party in
the appellate court OHver y. Piait, 888.
16. Where exceptions are^ taken to a master's report, it is not necessary for
the court formally to allow or disallow them on the record. It will be
sufficient if it appears from the record that all of them have been con-
sidered by the court and allowed or disallowed, and the report reformed
accordingly. Ibid.
17. After a case has be^n- decided upon its merits, and remaiided to the court
belo'w, if it is again brought up on a second appeal, it is then too late to
allege that the court had not jurisdiction to try the first appeal.- WkuJ^
ington Bridge Co, v. Stewart, 418.
18. The Supreme Court has no power to review its decisions, whether in a case
at law or in equity. A final decree in chancery is as conclusive as a
judgment at law. Ibid,
19. An affirmance by a divided court, either upon a writ of error or appeal, is
conclpsite upon the rights of the parties. Ibid,
80. Where. the court below awarded a supersedeas to stay execution, but after-
wards revoked that order on account of the insufficiency-of the security,
the Supreme Court will not interfere by granting a. supersedeas. Bkuk
v. Zaeharie, 468.
81. Nor will it interfere on account of the bankruptcy of 4he defendant, beeauae
the assignee of the bankrupt has his remedy in the Circuit Court Rid,
88. Where a generail objection is made in the court below to the reception of
testimony, without stating the grounds \)t the objection, this court coo*
siders it as vague and nugatory ; nor ought it to have been tolerated in
the court below. Camden v. Dorenme, 615.'
33. If the citation be signed by the clerk, and not by a judge of the Circuit
Court, or a justice of the Supreme Court, the case will, on motion, be
dismissed. The United 6tate$ v. Bodge, 684.
84. The 88th rule of court forbids the insertion of the whole of the chaiige of
the court to the jury in a general bill of exceptions, but requres that the
part excepted to shall be specifically set out Stimpton v. Weti Chetttr
BaUroad Company, 668.
86. This court his not the power to correct any errors or omissions which may •
have been made in the Circuit Court in framing the exc^i^tion; .nor-can
it regard any part of the charge as the subject-matter of revision, unless
INDEX. 8»
PRACTICE.
the Judges, or oii« onhem^ oertiiy imd«r hit teal, that u wu exoeptad to
attketriaL AicL
6. If the omissioa of a part of the charge* which was in fact emhraead In the
ezeeption, is a mefe elerical error* the party will be entitlad tor a eofioroci;
upon producing a copy of the exception, properlF certified. Ibid,
37. Bat in no tist can the exception certified under the seals of the Judges of
the Circuit Court be nltered or amended. Ibid,
28. Where this court has affirmed the title to lands in Florida, and referred, in
its decree, to a particular sfurey, it would not be proper for the court be-
tow to open the case foi^ rehearing, for the purpose of adc^ting another
Surrey. CAotrct v. Jim UmUd 8uuei, 611.
SO. The court below can only execute the mandate of this court It has no
authority to disturb die decree, and can only settle what remains to be
("one. Ibid,
80. A court is not bound to give iostructions to the jury in the terms required
by either party; it is sufll6ient if so much thereof are j^ven as are appli*'
cable tathe cTidence before the jury, and the merits of the case as pre-
sented b^ the parties. C/ymer'f Leaet y. DaukkUf 674.
81. When an issue is directed^ by a court of chancery, to be tried by a court
of law, and, in the course of the trial at law, questions ar^ raised and
bills of excep^tions taken, these questioos must be \>rought to the notice
and decision of the court of chancery which sends the issue. Brockttt r.
Broekdt, 691.
88. If this is not done, the objections cannot be taken in an appellate court of
chancery.: Ibid,
88. If the chancery court below refers mauiiers of account to a master, his re-
port cannot be objected to in the appellate court, unless exceptions to it
hsTS been filed in the court below in the manner pointed out in the 78d
chancery rule of this court IbH,
84. Where a cause has' been ]>ending in this .court for two terms, a writ of ccr-
Horari sent down at the instance of the defendant in error, to complete
the record, and the defendant. in error then moves to dismiss the case
upon the ground that the clerk of a state court issued the writ of error,
and one of the judges of that court signed the citation, the motion comes
too late. McDonogh y. MUlaudon, 698.
86. Where the matter in dispute is below the amount neciessary to giye juris*
diction to this court, the writ of error must be dismissed, on motion.
WuuUm y. Thi Umttd 8iaie», 771.
86. Where a bill was filed on the equity side of the court below, to enjoin the
marshal from levying an execution upon certain property, which execu-
tion was for a less sum than #8000, an appeal from a decree dismissing
the bill will not lie to this court, although the entire vftlue of theproperqr
ma^ be more than #8000. lUm y. Prtniia$, 771.
87. The jurisdiction of the court does not depend upon the amount of any con-
tingent loss or damage which one of the parties may sustain by a deci-
sion against him, but upon the amount in dispute between them. IbUL
RECEIVER OF PUBLIC MONET.
The felonious taking and carrying away the public moneys in the custody
of a receiver of public moneys, without any fault or negligence on his
part, does not discharge him and his sureties, and cannot be set up as a
defence to an action on his official bond. Thi Umied Staiti y. PnteoU, 678.
TENANCY IN COMMON.
1. The entry and possession of one tenant in cdmmon is ordinarily deemed
the entry and possession of all the tenants ; and this presumption will
prevail in favour of all, uutil some notorious act of ouster or adverse
possession by the party so entering is brought home to the knowledge or
notice of the others. When this occurs, the possession is from that pe-
riod treated as adverse to the other tenants. Clvmer^i LmttY, DawkwM^
674. '
Vol. ra— 104
696 INDEX.
TENANCY IN COMMON.
3. 8beh a notoriona oi|8ter or adrertt posMstion may b« bj any overt aot4»
p<rii of which the 'Other leaante hare dae notice, or die assertion in an/
proceeding at law of a seyeral and distinct claim or title. If an attempt
be made to obtain a partition, althoogh the TtgtA proceedings by which it
la effected may be inralid or defective, still, being a matter of pablic no-
toriety, the co-tenant is bonnd at his peril to take notice of the clabn to
adverse possession thas set np. Ihid,
8. If the tenants in possession onlj claim the nndivided interest which was
held by their immediate grantors, it is notadverse to the remaining part
of the title, and snch persons cannot defend diemselves in exectment hj
giving in evidence an ontstandinc title elder than that under which diej
claim ; nor cai^ they avail diemselves of the Stalote of Limitations. Ibid.
i. But if Uie ocenpants entered into possessien and held the lands for more
than twenty years before the commencement of the snit, by a pnrchase
and claim thereof in entirety and severalty, and not an ondivided part
thereof in cc-tenancv, it is an adverse possession, and the Statute of
Limitations is a jood plea. IW.
TRU8T8.
See CiAveBnT.
USURY.
See ConxBBCiAa Law.
OffD OF TOL* IIL
I