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V* 


V 


y'*~*         REPORTS  (&  ( 

OF 


C    A    S     E     S 

ARGUED  AND  ADJUDGED 
IN 

THE  SUPREME  COURT 

OF  THE 

UNITED   STATES. 

February  Tern,  1821. 


ma*m**+**a**+ 


BY  HENRT  WHEATON, 

Counsellor  at  Law. 


«MM%MMAw% 


VOLUME  VI. 


XEW-YORK* 
PUBLISHED  BT  R.  DONALDSON,  HO.  45  JOHN-STREET* 

C.  S.  Tan  Winkle,  Printer,  101  Greenwich-street 

•••••••••••a 

1891. 


v.  II 

ex. 


*  % 


J     \ 


i 


Siuthern  District  o/  kern-  }ork, «. 

BE  IT  REMEMBERED,  that  on  the  sixteenth  of  Julrf  in  the  forty-sixth 
year  of  the  Independence  of  the  United  States  of  America,  Hbhbt  Whiatow,  of 
the  said  district,  hath  deposited  in  this  office  the  title  of  a  book,  the  right  whereof 
he  claims  as  author,  in  the  words  and  figures  following,  to  wit: 

44  Reports  of  Oases  argued  and  adjudged  in  the  Supreme  Court  of  the  United 
States.  February  Term;  1*21.  B¥  Henry  Wnea'tbn\  Counsellor  at  Law.  Vo- 
lume VI." 

In  conformity  to  the  act  of  the  Congress  of  the  United  States,  entitled,  **  An 
act  for  the  encouragement  of  learning,  by  securing  the  copies  of  maps,  charts, 
and  hooks,  to  the  authors  and  proprietors  of  such  copies,  during  the  times 
therein  mentioned  ;'*  *rid  alio  Jto  *q  act,  enlftM,  "  An  act  supplementary  to 
an  act,  entitled,  an  act  for  Ine  encouragement  of  learning,  oy  securing  the 
copies  of  maps,  charts,  and  books,  to  the  authors  and  proprietors  of  such  copies, 
during  the  time  therein  mentioned,  and  extending  the  benefits  thereof  to  the 
arts  of  designing,  engraving,  and  etching  historical  and  other  prints.*' 

t?.  L.  THOMPSON, 
Clerk  of  the  Southern  District  of  New- York. 


JUN  9    1910 


•  • 


JUDGES 

OF  THE 

SUPREME  COURT  OF  THE  UNITED  STATES, 

DURING  THE  TIME  OP  THESE  REPORTS. 

The  Hon.  John  Marshall,  Chief  Justice. 

The  Hon.  Bushrod  Washington,  Associate  Jus- 
tice. 

The  Hon.  William  Johnson,  Associate  Justice. 

The  Hon.  Brockholst  Livingston,  Associate  Jus- 
tice. 

The  Hon.  Thomas  Todd,  Associate  Justice. 

The  Hon.  Gabriel  Duvall,  Associate  Justice. 

The  Hon.  Joseph  Stort,  Associate  Justice. 

William  "Wirt,  Esq.  Attorney-General. 


Mem.    Mr.  Justice  Washington  was  absent  the  whole 
of  this  term,  from  indisposition. 


GENERAL   RULES. 

February  Term,  1821. 


RULE  XXX. 

After  the  present  term,  do  cause  standing  for 
argument  will  be  heard  by  the  Court,  until  the  par- 
ties shall  hare  furnished  the  Court  with  a  printed 
brief  or  abstract  of  the  cause,  containing  the  sub- 
stance of  all  the  material  pleadings,  facts,  and  docu- 
ments, on  which  the  parties  rely,  and  the  points  of 
law  and  fact  intended  to  be  presented  at  the  argu- 
ment. 

RULE  XXXI. 

Whenever  pending  a  writ  of  error,  or  appeal  in  this 
Court,  either  party  shall  die,  the  proper  representatives 
in  the  personalty  or  realty  of  the  deceased  party, 
according  to  the  nature  of  the  case,  may  voluntarily 
come  in  and  be  admitted  parties  to  the  suit,  and 
thereupon  the  cause  shall  be  heard  and  determined, 
as  in  other  cases ;  and  if  such  representatives  shall 

b 


vi  GENERAL  RULES. 


not  voluntarily  become  parties,  then  the  other  party 
may  suggest  the  death  on  the  record ;  and  there- 
upon, on  motion,  obtain  an  order,  that  unless  such 
representatives  shall  become  parties  within  the  first 
ten  days  of  the  ensuing  term,  the  party  moving  for 
such  order,  if  defendant  in  error,  shall  be  entitled  to . 
have  the  writ  of  error  or  appeal  dismissed ;  and  if 
the  party  so  moving  shall  be  plaintiff  in  error,  he 
shall  be  entitled  to  open  the  record,  and  on  hearing, 
have  the  same  reversed,  if  it  be  erroneous.  Pro- 
vided, however,  that  a  copy  of  every  such  order  shall 
be  printed  in  some  newspaper  at  the  seat  of  govern* ,- 
meat,  in  which  the  laws  of  the  United  States  shall 
be  printed  by  authority,  three  successive  weeks,  at 
least  sixty  days  before  the  beginning  of  the  term  of 
the  Supreme  Court  then  next  ensuing. 

RULE  XXXII. 

In  all  cases  where  a  writ  of  error,  or  an  appeal, 
shall  be  brought  to  this  Court,  from  any  judgment 
or  decree  rendered  thirty  days  before  the  term  to 
which  such  writ  of  error  or  appeal  shall  be  returna- 
ble; it  shall  be  the  duty  of  the  plaintiff  in  error,  or 
appellant,  as  the  case  may  be,  to  docket  the  cause, 
and  file  the  record  thereof  with  the  clerk  of  this 
Court,  within  the  first  six  days  of  the  term ;  on  fai- 


GENERAL  RULES.  vii 

lure  to  do  which,  the  defendant  in  error,  or  appellee, 
as  the  case  may  be,  may  docket  the  cause,  and  file  a 
copy  of  the  record  with  the  clerk,  and  thereupon  the 
cause  shall  stand  for  trial  in  like  manner,  as  if  the 
record  had  been  duly  filed  within  the  first  six  days 
of  the  term ;  or  at  his  option,  he  may  have  the  cause 
docketed  and  dismissed  upon  producing  a  certificate 
from  the  clerk  of  the  Court  wherein  the  judgment 
or  decree  was  rendered,  stating  the  cause,  and  certi- 
fying, that  such  writ  of  error  or  appeal  had  been 
duly  sued  out  and  allowed. 


TABLE 


THE  NAMES  OF  THE  CASES 


REPORTED  IN  THIS  VOLUME. 


The  Amiable  Isabella,  [Prize.] 

Anderson  v.  Dunn,  [Constitutional  Law.] 

B 
Bnssard  v.  Levering,  [Bills  of  Exchange.] 
Beall,  (Lindenberger  v.)  [Promissory  Notes.] 
Barber,  (Randolph  v.)  [Practice.] 
Bryan,  (Young  v.)  [Practice.] 
The  Bello  Corrunes,  [Prize.] 
Blake,  (Hughes  v.)  [Chancery.] 
Bartle  v.  Coleman,  [Local  Law.    Practice.] 
Bowie  v.  Henderson,  [Local  Law.] 
Brashier  v.  Gratz,  [Chancery.] 
Bowmar,  (Preston  v.)  [Local  Law.] 


i 
204 


102 
104 
128 
146 
152 
453 
475 
514 
528 
580 


The  Collector,  [Instance  Court.] 

La  Conception,  [Prize.]  . 

Cohens  v.  Virginia,  [Constitutional  Law.] 

Coleman,  (Bartle  v.)  [Local  Law.    Practice.] 

Clark  v.  Graham,  [Local  Law.] 


194 
235 
264 
475 
577 


x  TABLE  OF  CASES. 

The  Corporation  of  Georgetown,  (Goazler  v.)  [Local 

Law.]  ..J....        60S 

D 

Dunn,  (Anderson  v.)  [Constitutional  Law.]  204 

Daniel,  (The  United  States  v.)  [Practice.]        .  542 

F 

Farmers  and  Mechanics'  Bank  v.  Smith,  [Constitu- 
tional Law.]  ♦  *        .        •         131 

The  Fulton  Steam  Boat  Company,  (Sullivan  v.)  [Prac- 
tice.]   450 

Faxon,  (The  Mutual  Assurance  Society  v.)  [Local 

Law.] 606* 

G 

Green  v.  Watkins,  [Practice.]        .        .  260 

Gibbons  v.  Ogden,  [Practice.]  ,         .  .  448 

dratz  v.  Prevost,  [Chancery.]  .  481. 

Gratz,  (Brashier  v.)  [Chancery.]  .        .  ^28 

Graham,  (Clark  v.)  [Local  Law.]  •         .        .  577 

Goszler  v.  The  Corporation  of  Georgetown;  [Local 

Law.] 593 

H 

Hopkins  v.  Lee,  [Chancery.    Common  Law.]  109 

Holltngsworth,  (Willinks  v.)  [Common  Law.}     .        ,  240 

Hughes  v.  Blake,  [Chancery.}         ....  453 

Henderson,  (Bowie  v.)  [Local  Law.]                .        .  514 

J 
The  Jonqmlle,  [Practice.} 452 

K 
Kerr  v.  Watts,  [Chancery.    Local  Law.]        .        ♦        550 

L 

Levering,  f  Bnssard  v.)  [Bills  or  Exchange.]  .        102 

Liodenberger  v.  Beall,  [Promissory  Notes.}  10* 


TABLE  OF  CASES.  si 

Lee,  (Hopkins  v.)  [Chancery,    Common  Law.]  109 

Leeds  v.  The  Marine  Insurance  Company,  [Chancery.]    665 

M 

The  Mechanics'  Bank  v.  Withers,  [Local  Law.  Prac- 
tice.]              106 

Mayhew  v.  Thatcher,  [Constitutional  Law.    Local 

Law.] 189 

The  Marine  insurance  Company,  (Leeds  *.)  [Chancery.]  666 

SPCIting  v.  Silliman,  [Constitutional  Law.]  698 

The  Mutual  Assurance  Society  v.  Faxon,  [Local  Law.]  606 

N 
The  Nuera  Anna  and  Liebre,  [Prize.]  193 

O 
Ogden,  (Gibbons  v.)  [Practice.]       ....        446 
Otis  v.  Walter,  [Construction  of  Statute.]  683 

P 

Powell,  (Thatcher  v.)  [Local  Law.]  .  119 

Prevost  v.  Gratz,  [Chancery.]         .  481 

Preston  v.  Bowmar,  [Local  Law.]  680 

R 

Rapdolpb  v.  Barber,  [Practice,]      ....        128 
The  Robert  Edwards,  [Instance  Court.]  .        187 

S 

Smith,  (Farmers  and  Mechanics'  Bank  v.)  [Constitu- 
tional Law.]        131 

Smith  v.  The  Universal  Insurance  Company,  [Insu- 
rance.]        .        .        .        .        .        .        .         177 

Sullivan  v.  The  Fulton  Steam  Boat  Company,  [Prac- 
tice.]   .450 

Spring  v.  The  South  Carolina  Insurance  Company, 

[Practice.]  .        .        .  .619 

SiDiman,  (M* Clung  v.)  [Constitutional  Law.]         .        698 


xii  TABLE  OF  GASES. 


Thatcher  v.  Powell,  [Local  Law.]            .  119 
Jhatcher,  (Mayhewv.)  [Constitutional  Law.    Lo- 
cal Law.]    * 129 

U 

United  States  v.  .Williams,  [Construction  of  Statute.]  135 
The  Universal  Insurance  Company,  (Smith  v.)  [Insu- 
rance.]           177 

The  United  States  v.  Six  Packages  of  Goods.     [In- 
stance Court.] 520 

United  States  v.  Daniel,  [Practice.]  ....  542 

The  Union  Bank  u.  Hyde,  [Promissory  Notes.]        •  572 

V 
Virginia,  (Cohens  v.)  [Constitutional  Law.]  •    264 

W 
Withers,.  (The  Mechanics'   Bank  v.)    [Local  Law. 

Practice.]             106 

Wilkins,  (United  States  v.)  [Construction  of  Statute.]  135 

Willinkfi  v.  H oil ings worth,  [Common  Law.]  240 

Watkins,  (Green  v.)  [Practice.]       ....  260 

Watts,  (Kerr  v.)  [Chancery.     Local  Law.]      .  550 

Walter,  (Otis  v.)  [Construction  op  Statute.]         .  583 

Y 
Young  v-  Bryan,  [Practice.]  .        .  146 


REPORTS 

OF 

THE   DECISIONS 

IN  THE 

SUPREME  COURT  OF  THE  UNITED  STATES. 

FEBRUARY  TERM,  1821. 


(Prize.) 

The  Amiable  Isabella,  Munos,  Claimant. 

Whether  the  capture  is  made  by  a  duly  commissioned  captor,  or  not,  is 
a  question  between  the  Government  and  the  captor,  with  which  the 
claimant  has  nothing  to  do. 

If  the  capture  be  made  by  a  non-commissioned  captor,  the  Government 
may  contest  the  right  of  the  captor  after  a  decree  of  condemnation, 
and  before  a  distribution  of  the  prize  proceeds ;  and  the  condemna- 
tion must  be  to  the  Government. 

The  17th  article  of  the  Spanish  treaty  of  1795,  so  for  as  it  purports  to 
give  any  effect  to  passports,  is  imperfect  and  inoperative,  in  conse- 
quence of  the  omission  to  annex  the  form  of  passport  to  the  treaty. 

Qu&re — Whether,  if  the  form  bad  been  annexed,  and  the  passport 
were  obtained  by  fraud  and  upon  false  suggestions,  it  would  hare 
the  conclusive  effect  attributed  to  it  by  the  treaty  ? 

Quetre — Whether  sailing  under  enemy's  convoy  be  a  substantive 
cause  of  condemnation  ? 

Br  the  Spanish  treaty  of  1795,  free  ships  make  free  good*; 
but  the  form  of  the  passport,  by  which  the  freedom  of  the 
ship  was  to  have  been  conclusively  established,  never  having  been 
duly  annexed  to  the  treaty,  the  proprietary  interest  of  the  ship  is  to 
Vol  VI.  1 


2  CA8ES  IN  THE  SUPREME  COURT 

1821.  **  P1^^^  according  to  the  ordinary  rules  of  the  Prise  Court,  and  if 

v,/W/       thus  shewn  to  he  Spanish,  will  protect  the  cargo  on  hoard,  to  whora- 

The  Amiahle      soever  the  latter  may  belong. 

Isabella.      g?  the  ^^  0f^e  p^ze  Court,  the  onus  proband*  of  a  neutral  interest 

rests  on  the  claimant. 

The  evidence  to  acquit  or  condemn,  must  come,  in  the  first  instance, 

from  the  ship's  papers,  and  the  examination  of  the  captured  persons. 

Where  these  are  not  satisfactory,  farther  proof  may  be  admitted,  if  the 

claimant  has  not  forfeited  his  right  to  It  by  a  breach  of  good  faith. 
On  the  production  of  farther  proof,  if  the  neutrality  of  the  property  is 

not  established  beyond  reasonable  doubt,  condemnation  follows. 
The  assertion  of  a  false  claim,  in  whole  or  in  part,  by  an  agent,  or  in 
connivance  with  the  real  owner,  is  a  substantive  came  of  condem- 
nation. 

Appeal  from  the  Circuit  Court  of  North  Caro- 
lina. 

This  was  the  case  of  a  ship  and  cargo,  sailing  un- 
der Spanish  colours,  and  captured  by  the  privateer 
Roger,  Quarles,  master,"  on  an  ostensible  voyage 

a  As  the  form  of  the  commission  issued  to  the  privateer,  hi 
this  case,  is  one  of  the  points  discussed  in  the  argument,  it  is 
thought  necessary  to  insert  it. 

James  Madison,  President  of  the  United  States  of  America,  f* 
all  who  shall  see  these  presents,  greeting: 

Be  it  known,  that  in  pursuance  of  an  act  of  Congress,  passed 
on  the  26th  day  of  June,  one  thousand  eight  hundred  and 
twelve,  I  have  commissioned,  and  by  these  presents  do  com- 
mission, the  private  armed  schooner  called  the  Roger,  of  the 
burthen  of  184  tons,  or  thereabouts,  owned  by  Thomas  E.  Gary, 
Hy.  Gary,  James  B.  Cogbill  &  Co.  Brogg  &  Jones,  Hannon  & 
High,  Robert  Ritchie,  Robert  Birchett,  John  Wright,  Wm.  C. 
Boswell,  Samuel  Turner,  John  G.  Heslop,  Wm.  &  Charles 
Carling,  Thomas  Shoe,  Richard  B.  Butte,  Richard  Drummond, 
lattlebury  Estambuck,  John  Davis,  Spencer  Drummond,  Peter 
Nestell,  and  Roger  Quarles,  mounting  fourteen  carriage  guns, 
and  navigated  by  ninety  men,  hereby  authorizing  Captain  , 


OF  THE  UNITED  STATES.  4 

from  Havana  to  Hamburg,  but  really  destined  for       1821. 
London,  or  with  an  alternative  destination,  and  or-  T^f2misWe 
dera  to  touch  in  England  for  information  as  to  mar- 
kets, and  further  instructions.    The  ship  sailed  from 
the  Havana,  on  the  24th  of  November,  1814,  under 

and  John  Davis,  Lieutenant  of  the  said  Schooner  Roger,  and  the 
other  officers  and  crew  thereof,  to  subdue,  seize,  and  take  any 
armed  or  unarmed  British  vessel,  public  or  private,  which 
shall  be  found  in  the  jurisdictional  limits  of  the  United  States, 
or  elsewhere,  on  the  high  seas,  or  within  the  waters  of  the 
British  dominions  ;  and  such  captured  vessel,  with  her  apparel, 
guns  and  appurtenances,  and  the  goods  or  effects  which  shall 
be  found  on  board  the  same,  together  with  all  the  British  per- 
sons and  others,who  shall  be  found  acting  on  board,  to  bring 
within  some  port  of  the  United  States ;  and  also  to  retake  any 
vessels,  goods,  and  effects,  of  the  people  of  the  United  States, 
which  may  have  been  captured  by  any  British  armed  vessels, 
in  order  that  proceedings  may  be  bad  concerning  such  capture 
or  recapture,  in  due  form  of  law,  and  as  to  right  and  justice 
shall  appertain.    The  said  is 

further  authorized  to  detain,  seize,  and  take  all  vessels  and 
effects,  to  whomsoever  belonging,  which  shall  be  liable  thereto, 
according  to  the  law  of  nations,  and  the  rights  of  the  United 
States,  as  a  power  at  war,  and  to  bring  the  same  within  seme 
port  of  the  United  States,  in  order  that  due  proceedings  may  be 
had  thereon— this  commission  to  continue  in  force  during  the 
pleasure  of  the  President  of  the  United  States,  for  the  time 
being. 

Given  under  my  hand,  and  the  seal  of  the  United  States  of 
America,  at  the  City  of  Washington,  the  24th  day  of 
April,  in  the  year  of  our  Lord  one  thousand  eight  hun- 
dred and  thirteen,  and„of  the  Independence  of  the  said 
States  the  thirty»seventh. 
(Signed)  JAMES  MADISON. 

fey  the  President, 
(Signed)  James  Monroe,  Secretary  of  State. 


4  CASES  IN  THE  SUPREME  COURT 

1821.  convoy  of  the  British  frigate  later,  with  which  she 
The  Amiable  Parted  company  on  the  1st  of  December,  the  frigate 
Isabella,  having  gone  in  chace  of  an  American  privateer ;  and 
on  the  3d  of  December,  was  captured  by  the  priva- 
teer Roger,  and  carried  into  Wilmington,  North  Ca- 
rolina, for  adjudication.  The  ship  and  cargo  were 
condemned  as  prize  of  war  in  the  District  Court  of 
North  Carolina,  and  the  sentence  was,  after  the 
admission  of  farther  proof  in  the  Circuit  Court,  af- 
firmed by  that  Court.  An  appeal  was  then  allowed 
td  this  Court,  with  permission  to  introduce  new 
proof  here,  if  this  Court  should  choose  to  receive  it 
The  original  evidence  consisted  of  the  papers 
found  on  board  the  captured  vessel,  and  delivered  up 
to  the  captors,  by  the  master,  at  the  time  of  the  cap- 
ture ;  and  of  certain  other  documents  afterwards 
found  concealed  on  board,  or  in  the  possession  of 
Rahlives,  the  supercargo,  or  of  one  Masuco,  alias 
Burr,  a  passenger  on  board  the  Isabella.  Some  of 
the  ship's  papers  were  mutilated,  and .  attempted  to 
be  destroyed,  and  others  were  thrown  overboard, 
and  spoliated. 

The  paper  of  which  the  following  is  a  transla- 
tion, was  the  only  one  delivered  up  by  the  master,  at 
the  time  of  the  capture  :  a  Don  Jose  Sedano,  Admi- 
nistrator General  of  the  Royal  Revenues  of  this 
port  of  Havana,  in  the  island  of  Cuba,  &c.  certify 
that  by  authority  and  knowledge  of  the  General 
Administrator  of  the  Revenues  under  my  charge, 
permission  has  been  given  to  ship  in  the  Spanish 
ship  called  the  Isabel,  Captain  Don  Francisco  Ca- 
cho,  with  destination  for  Hamburg,  viz, : 


OF  THE  UNITED  STATES.  5 

Don  Alonzo  Benigno  Munos,       isai. 
registered  00  the  day  of  this  date,  ^^le 
six  hundred  and  seventy-six  boxes     k*t*Ua. 
brown   sugar,  two  hundred  and 
Mia  676  twenty-eight  boxes  white   ditto, 

M  +  201  a  228  and  two  hundred  quintals  dye- 
1  a  40  wood,  which  he  has  shipped  on 
his  own  account  and  risk,  con- 
signed to  Don  Juan  Carlos  Rah- 
lives,  and  paid  6290,  and  that  it 
may  so  appear,  1  sign  the  present* 
(Signed)  Sedano." 

Havana,  10th  Nov.  1814. 

Among  the  papers  found  on  board,  and  brought 
into  the  Registry,  with  an  explanation  of  the 
circumstances  under  which  they  were  discovered, 
were, 

(1.)  A  passport  or  license  granted  by  the  Governor 
and  Captain  General  of  the  island  of  Cuba,  of  which 
the  following  is  a  translation : 

Number  94. 

PROVINCE   OF   THE   HAVANA. 

Don  Juan  Ruiz  de  Apodaca  y  Eliza,  President, 
Governor,  Captain  General  of  the  place  of  Havana, 
and  island  of  Cuba,  Commandant  General  of  the 
Naval  Forces  of  the  Apostedero,  &c  &c. 

For  want  of  royal  passports,  I  despatch  this  do- 
cument in  favour  of  Captain  Don  Francisco  Cacho, 
inhabitant  of  the  city  of  Havana,  that  with  his  Spa- 


6  CASES  IN  THE  SUPREME  COURT 

i8*i.  lysh  merchant  ship  called  Ataabk  Isabel,  of  the  bur- 
.Jj^riaMa  l^eI1  °f  208^  tons,  he  may  sail  from  this  port,  with 
cargo  and  register  of  free  trade,  and  proceed  to  that 
of  Hamburg,  there  to  trade,  and  return  to  his  port  of 
departure,  with  the  express  condition  of  performing 
his  voyage  outward  and  inward,  directly  to  the  fixed 
places  of  his  destination,  without  deviating,  or  touch* 
ing  at  any  port,  national  or  foreign,  in  the  islands  or 
continent  of  the  Indies,  unless  compelled  by  inevita- 
ble accident. 

Gratis.        (Signed)  Apopaca. 

Sebastian  de  la  Cadena.* 

a  The  original  of  this  passport,  or  license,  is  as  follows : 
Numero  94. 
Profincia  de  la  Habana. 

D.  Juan  Ruiz  de  Apodaea  y  Eliza,  Presidente,  Gobernador, 
Capitan  General,  de  la  plaza  de  la  Habana,  6  Isla  de  Cuba,  y 
Comandante  General  de  Marina  del  Apostadero,  &c.  &c. 

A'  felta  de  Reales  Pasaportes  ezpido  este  documento  6  favor 
del  Capitan  Dn.  Franc.  Cacho  Vecino  de  esta  Ciudad  de  la  Ha- 
bana para  que  con  su  Fragata  mercantile  Espanola  nombada 
Amable  Ysabel  de  porte  de  208J 

toneladas,  pueda  salir  de  este  Puerto,  con  carga  y  regtstro  del 
libre  comercio,  y  transferirse  al  de  Hambutgo 
para  comerciar  en  el,  y  restituirse  al  de  su  salida  con  expresa 
condicion,  de  hacer  su  derrota  de  ida  y  vuelta  directamente  a 
los  senalados  parages  de  su  destioo  sin  eztraviarse  ni  hacer  ar- 
ribada  a  Puertos  nacionales,  4  extrangeros,  en  islas,  6  tierra 
firme  de  Indias  *  menos  de  verse  obligado  de  accidentes  de 
otra  suerte  no  remediables.  Habana,  diez  de  Novembre  de 
mil  ocbocientoz  catorze. 

Gratis.        (Signed)  Apodaca. 

Sebastian  de  la  Cadbva. 


OP  THE  UNITED  STATES.  7 

(2.)  A  clearance  granted  by  Don  Pedro  Acevido,       ltn. 
captain  of  the  port  of  Havana,  permitting  the  said  ^^^^ 
Cacho  "  to  proceed  with  the  Spanish  ship  La  Ama-     Isabella 
hie  Isabel,  from  this  port  to  England,"  with  a  mus- 
ter roll  of  the  officers  and  crew  annexed*     (&)  A 
letter  of  instructions  from  Munos,   the  claimant, 
to  Cacho,  of  which  the  following  is  a  translation : 

Havana,  10th  Nov.  1814. 

"  Don  Francisco  Cacho. 
"Sir, 

4(  Intrusted  as  you  are  with  my  ship  La  Ama- 
ble  Isabel,  which  sails  bound  for  Hamburg,  or  some 
other  port  of  that  continent,  or  for  those  of  England, 
1  hope  that  you  will  perform  your  duty  with  the  ex- 
actness you  have  always  used,  and  which  was  my 
motive  for  making  choice  of  you.  Consequently  I 
will  omit  all  further  advice,  particularly  as  there  goes 
in  the  vessel  the  supercargo,  Don  Juan  Rahlives, 
with  my  full  power  and  instructions.  You  will  ob- 
serve all  his  directions  as  if  they  were  dictated  by 
myself.    Wishing  you  a  prosperous  voyage,  &c 

(Signed)  Munos. 

(4)  Articles  of  agreement  between  Munos  and 
the  master  and  crew  of  the  ship.  (5.)  A  general 
procuration  from  Munos  to  one  Von  Harten  of  Lon- 
don, dated  at  Havana,  May  29th,  1812,  with  a 
substitution  by  the  latter  to  Rahlives  the  supercargo, 
*  executed  at  London.  (6.)  A  letter  from  one  Tie- 
son,  dated  London,  November  4th,  1813,  to  his  bro- 
ther F.  Tieson,  at  Rio  Janiero,  introducing  Rahlives, 


8  CASES  IN  THE  SUPREME  COURT 

1821.       as  the  conductor  of  certain  commercial  operations, 
>**v^    which  he  had  concerted  with  several  friends,  refer- 
Isabeiia.     ring  his   correspondent  to  Rahlives  himself  for  the 
details.     (7.)  A  letter  from  one  Rhodes,  dated  Lon- 
don, to  Messrs.  Glover  &  Co.  at  Rio  Janeiro,  intro- 
ducing Rahlives,  who  the  writer  states  a  goes  as  su- 
percargo in  the  ship  Isis,  and  acts  for  Mr.  John  Go- 
ble  of  Havana,   and  Mr.  Von  Harten  of  London," 
&c.     (8.)  A  letter  from  Hawkes  &  Malloret,  dated 
Liverpool,  October  28th,  1808,  to  Brown  &  Co.,  at 
Rio  Janiero,  introducing  Rahlives  as  "  particularly 
connected  with  our  intimate  and  respectable  friend 
Mr.  George  Von  Harten  of  London,  and  John  Go- 
bel  of  Havanna,  on  whose  behalf  he  will  probably 
visit  you  very  shortly.     It  is  probable  Mr.  Rahlives 
may  entrust  to  your  management  some  transactions 
for  account  of  said  friends,  and  others,  and  we  beg 
.     to  assure  you  we  feel  convinced  every  satisfaction 
will  result  from  such,  business  as  he  may  have  to  con- 
duct."    (9.)   The    following  circular  :   "  Havana, 
1st  May,  1812.     On  the  15th  last  May,  we  took  the 
liberty  of  addressing  our  friends  from  London,  re- 
questing their  countenance  to  an  establishment  we 
intended  to  form  in  this  city  under  the  firm  of  Von 
Harten,  Gobel  &  Co.     We  now  have  the  satisfaction 
to  inform  you  of  our  complete  success  in  organizing 
and  consolidating  the  same,  and  that  we  are  in  every 
respect  enabled  to  procure  to  our  correspondents  all 
those  advantages  which  may  result  from  intelligence^ 
activity,  and  the  most  respectable  connections  in  thup* 
islaud.     Political  considerations,  however,  induce  us 
to  carry  on  our  affairs  for  the  future  under  the  sole 


OF  THE  UNITED  STATES.  9 

same  and  firm  of  Mr.  John  Gobel,  who  is  perma-  Wi. 
jiemljr  to  reside  in  this  country ,"  &c.  (10.)  An  acr  ^Jf^mWbL 
count  of  sales,  dated  Havana,  November  16th,  1814,  lobelia. 
signed  by  J.  Gobel,  of  the  cargo  of  the  English  brig 
Portsea,  received  from  Rio  de  Janeiro,  on  account 
of  Messrs.  Brown,  Weston  &  Co.  and  of  Rah  lives, 
^mounting  to  20,313  dollars  net  proceeds,  leaving  to 
the  credit  of  Rahlives,  in  Gobel's  bands,  half  of  that 
Bum.  (11.)  A  charter  party,  executed  at  Rio  de 
Janeiro,  May  1 1th,  1 8 14,  between  Weston  and  Gobel, 
letting  to  him  the  Portsea,  and  consigning  the  cargo 
to  the  charterer.  (12.)  The  following  letter  from 
Munos  to  Rahlives:  " Havana,  10th  Nov.  1814. 
Sir,  I  enclose  you  invoice  and  bill  of  lading  shew* 
ing  to  have  shipped  in  my  ship  called  La  Amable 
Isabel,  Capt.  Don  Francisco  Cacho,  1,104  boxes  of 
sugar,  and  40  half  boxes  of  ditto,  and  200  quintals 
of  dye-wood,  the  principal  amount  of  which  and 
charges  amounts  to  $60,642  3,  which  cargo  con- 
signed to  you,  you  will  please  to  take  charge  of  on 
your  arrival  at  Hamburg,  or  at  any  other  port  you 
may  find  convenient  to  go,  proceeding  to  sell  it  on 
the  most  advantageous  terms  you  can  obtain,  that 
with  the  proceeds  you  may  make  the  returns  accord- 
ing to  the  instructions  1  have  verbally  communicated 
to  you.  In  like  manner  I  recommend  to  you,  and 
place  under  your  care,  my  said  vessel,  in  order  that 
the  adventure  may  have  the  most  favourable  termi- 
nation, to  which  end  I  have  given  definitive  orders 
to  the  Captain,  Don  Francisco  Cacho,  that  he  may 
observe  the  instructions  you  may  communicate  to 
him  in  my  name.  As  I  am  so  well  satisfied  with 
Vol.  VI.  2 


10  CASES  IN  THE  SUPREME  COURT 

1621.  your  care  and  diligence,  and  the  friendship  my  house 
^f^mlabie  enterta*ns  f°r  y°u>  I  shall  omit  any  further  advice, 
Isabella,  wishing  you  a  prosperous  voyage,  and  that  you  may 
duly  advise  me  of  your  proceedings,  and  communi- 
cate such  instructions  as  you  may  think  fit.  Yours, 
&c."  (13.)  A  bili  of  lading  signed  by  the  master, 
Cacho,  acknowledging  the  receipt  of  the  cargo,  and 
engaging  to  deliver  it  to  Rahlives  at  Hamburg,  or  at 
the  port  where  his  register  might  be  verified.  (14.) 
A  manifest,  entitled  "  Manifest  of  the  cargo  of  the 
"  Spanish  ship  La  Amable  Isabel,  in  its  voyage  from 
this  port  of  Havana  to  that  of  London ;"  and  sign- 
ed by  the  master;  being  stated  in  the  margin  that  he 
had  signed  bills  of  lading  therefor  "  to  Don  Alonzo 
Benigno  Munos,  which  he  has  registered  on  his  own 
account  and  risk,  and  to  the  consignment  of  Horace 
Solly  of  London." 

Among  the  mutilated  papers  found  on  board  were, 
(1.)  various  accounts  between  Rahlives  and  F.Thi- 
eson.  (2.)  An  invoice  of  jerked  beef  and  tallow, 
shipped  from  Rio  de  Janeiro  to  Havana.  (3.)  Ano- 
ther invoice  of  the  same,  "  for  account  and  risk  of 
Mr.  Alonzo  Benigno  Munos  at  Havana,9'  per  brig 
Isis,  Capt.  Brenmer,  amounting  to  22,371  dollars. 
(4)  Invoice  of  sugars,  &c  shipped  on  board  the  Isis 
at  Havana  by  order  of  Rahlives,  signed  by  Gobel, 
and  amounting  to  60,671  dollars.  (5.)  Another  in- 
voice of  the  same,  shipped  on  board  the  Isis,  u  for 
Falmouth  aod  a  market,  to  the  orders  of  G.  Van 
Harten,  Esq.  in  London,"  signed  by  Rahlives,  and 
various  accounts  between  the  different  parties. 


OP  THE  UNITED  STATES.  11 

A  claim  was  given  in  for  the  ship  and  cargo,  as  the       issi* 
property  of  Don  Alonzo  Benigno  Munos,  by  Rah-  y^^^* 
lives,  the  supercargo,  as  agent  for  the  alleged  owner ;     lobelia. 
and  the  captured  persons  were  examined  on  the 
standing  interrogatories. 

Upon  the  order  for  farther  proof,  the  affidavits  of 
the  claimant  and  his  clerks,  to  the  proprietary  inte- 
rest of  the  ship  and  cargo,  in  him,  were  produced, 
and  the  proceedings  before  the  tribunal  of  the  Con- 
suiado,  at  the  Havana,  under  which  the  ship,  which 
had  arrived  at  that  port  from  New-Providence,  was 
sold  under  the  bottomry  bond  alleged  to  be  given 
for  repairs  by  one  John  Cook,  to  the  claimant,  and 
was  naturalized  as  a  Spanish  vessel.  A  great  mass 
of  testimony  was  also  produced,  tending,  (among 
other  things,)  to  show  that  the  claimant,  who  was 
father-in-law  of  Gobel,  had  not  been  actively  en- 
gaged in  trade  for  many  years  before  this  shipment 
was  made;  and  that  Gobel,  not  being  a  Spanish 
subject,  all  his  foreign  business,  and  his  transactions 
with  the  custom  house,  had  constantly  been  carried 
on  in  the  name  of  Munos. 

Mr.  Gaston,  for  the  appellant  and  claimant,  ar-  '*Mp» 
gued,  1.  that  the  prize  allegation,  in  this  case,  ought 
to  be  dismissed,  because  the  libellants  had  shown  no 
lawful  authority  to  make  the  capture  in  question, 
and,  therefore,  condemnation  could  not  be  pronoun- 
ced in  favour  of  the  captors ;  but,  even  if  the  pro- 
prietary interest  were  proved  to  be  enemy's,  it  must 
be  condemned  as  a  droit  of  admiralty  to  the  use  of 
the  government.     It  is  a  well  established  principle 


12  CASES  IN  THE  SUPREME  COURT 

i82i.  of  the  law  of  prize,  that  the  captors  must  short  an 
J^y^f{  authority  to  capture  as  prize,  and  exhibit  their  title 
IfebeUa.  deeds."  Here  the  commission  is  issued  to  the  vessel 
itself,  without  naming  the  commander  who  is  to  di- 
rect her  operations  as  a  cruizer.  The  commander* 
by  whotn  the  seizure  was  actually  made,  bad  no 
commission  or  authority  whatever,  other  than  what 
was  delegated  to  him  by  the  owners  of  the  vessel* 
The  capture  is,  therefore,  null,  so  far  as  respects  the 
captors.  On  gfeneral  principles,  no  persons  can 
rightfully  carry  on  war  but  those  who  have  a  par- 
ticular authority  from  the  sovereign  power  of  the 
state*  With  regard  to  private  armed  vessels,  unless 
they  have  a  public  commission,  their  acts  are  abso* 
lutely  unlawful,  and  all  on  board  may  be  treated  as 
pirates.*  At  all  events,  they  can  derive  no  title  un- 
der captures  thus  made,  unless  they  have  a  coimnis* 
sion.  In  hello  parta  cedunt  rmpublica ;  and  all  the 
rights  of  prize  are  derived  frotfi  the  grant  of  the 
sovereign  power.  Nor  can  the  commission  be  issu- 
ed to  the  inanimate  machine,  it  must  be  to  the  or- 
ganized association  of  human  beings  who  are  to 
control  and  direct  its  force.  Without  a  head  to  con- 
trol.and  govern  them,  such  an  association  would  be 
n6thing  but  a  band  of  pirates.  The  interests  of 
mankind  will  not  tolerate  the  existence  of  such  a 
monster  as  a  ship  of  war  without  a  lawful  comman- 
der. Even  when  thus  governed,  they  require  to  be 
watched  with  vigilance,,  and  controlled  by  the  go* 
vernment,  least  they  involve  the  nation  with  its  al- 

a  The  Melomasne,  5  Rob.  43. 

&  VatUl,  Droit  des  Gens,  /.  3.  c.  15.  t.  226. 


OF  THE  UNITED  STATES.  13 

lies,  or  with  neutrals."  For  this  purpose  it  is  neces-  issi. 
sary  that  the  government  should  designate  and  com-  Jjf^^M 
mission  their  officers.  So  strict  is  the  doctrine  of  is&beiit. 
the  Court  of  Admiralty  on  this  subject,  that  a  capture 
made  by  a  public  commissioned  ship,  the  command- 
er not  being  on  board  at  the  time,  is  regarded  as  if 
made  without  a  commission.6  So,  also,  by  our  own 
law,  the  act  declaring  war,  June  1 8th,  1812,  c.  425., 
authorises  the  President  to  issue  commissions  or  let- 
ters of  marque  and  reprisal,  in  such  form  as  he  shall 
think  proper  to  dictate  :  and  in  the  form  which  he 
has  actually  prescribed,  the  names  of  the  captain 
and  lieutenant  are  required  to  be  inserted.  The 
Prize  Act  of  June  26th,  1812,  c.  430.,  imposes  very 
strict  duties  upon  the  commander,  which  he  is  to 
perform  personally,  and  cannot  devolve  upon  an- 
other. He  is,  among  other  things,  to  give  bond,  and 
is  made  responsible  for  his  own  misconduct  and  that 
of  the  crew ;  is  to  receive  and  execute  the  President's 
instructions  ;  is  to  keep  a  journal  of  the  ship's  trans- 
actions ;  and  by  his  personal  negligence  or  miscon- 
duct, may  forfeit  the  commission,  and  the  rights  of 
prize  derived  under  k.  Most  clearly  the  Govern- 
ment has  a  right  to  judge  of  the  merits  and  qualifi- 
cations of  the  person  to  be  invested  with  a  trust  so 
high  and  important.  But  the  Government  has  not 
delegated  k  jto  the  captors,  in  the  present  case,  and, 
therefore,  they  have  no  right  to  demand  condemna- 
tion to  their  use.     Nor  has  the  Government  itself 

a  The  Thomas  Gibbons,  8  Cranch,  4*1. 

6  The  Charlotte,  b  Rob.  251.  4 


14  CASES  IN  THE  SUPREME  COURT 

1821.       interposed ;  nor,  indeed,  can  it  interpose,  to  require 
J^y^f.    condemnation  to  its  own  use,  until  the  preliminary 
Isabella,     question  of  prize  or  no  prize  is  determined,  and  the 
Court  is  about  to  distribute  the  proceeds/     No  final 
decree  of  condemnation  can,  therefore,  now  be  pro- 
nounced. 

2.  The  testimony  furnished  by  the  papers  found 
on  board  the  captured  vessel,  is  such,  as,  according 
to  the  treaty  between  the  United  States  and  Spain 
of  1 795,  is  conclusive  on  the  question,  and  entitles 
the  claimant  to  immediate  restitution.  This  treaty 
forms  a  conventional  law  on  the  subject  of  neutral 
commerce,  essentially  different  from  the  general  law 
on  the  same  subject.1'  By  the  15th  article  it  is  sti- 
pulated, that  the  ships  of  either  nation  may  sail  from 
any  port  to  those  of  a  country  which  may  be  at  war 
with  either  or  both  nations,  and  may  go  to  neutral 
places,  or  to  other  enemy  ports  ;  and  that  every  ar- 
ticle on  board,  except  contraband,  to  whomsoever 
belonging,  shall  be  free.  In  order  to  carry  into 
effect  this  stipulation  for  the  unlimited  liberty  of 
commerce,  and  that  free  ships  shall  make  free  goods, 
it  is  provided  bj  the  17th  article,  that  the  vessel 
shall  be  furnished  with  a  passport  expressing  her 
national  character,  and  with  certificates  to  show, 
that  the  cargo  is  not  contraband.  To  this  passport 
a  conclusive  effect  is  attributed.  It  establishes  the 
national  character  of  the  ship ;  and  that  being  pro- 

a  The  Thomas  Gibbons,  SCranch,  421. 

b  For  the  provisions  of  this  treaty,  vide  Appendix,  Note 


OF  THE  UNITED  STATES.  1£ 

Ted,  renders  it  immaterial  to  inquire  respecting  the       1821. 
cargo,  except  so  far  as  to  ascertain  by  the  certificate,  ^^^^ 
that  it  is  not  contraband.     The  18th  article  requires     Isabella. 
the  cruisers  of  either  party,  meeting  the  merchant 
vessels  of  the  other  upon  the  high  seas,  to  remain  out 
of  cannon  shot,  and  only  authorises  them  to  send  on 
board  two  or  three  men,  and  if  the  passport  be  ex- 
hibited, the  vessel  is  not  to  be  molested  ;  and  by  the 
17th  article,  if  the  prescribed  documents  are  not  ex- 
hibited, she  may  be  sent  in  for  adjudication,  and  con- 
demned as  prize,  unless  testimony  entirely  equivalent 
shall  be  produced.    The  ship  now  in  question,  was 
furnished  with  such  a  passport  and  certificate  as  the 
treaty  prescribes.     It  is  true,  that  the  form  of  pass- 
port, intended  to  have  been  annexed  to  the  treaty, 
never  was,  in  fact,  annexed  by  the  negociators,  ow- 
ing to  accident  or  negligence,  or  some  other  cause 
which  we  cannot  now  explain.     We  are  not,  how- 
ever, without  the  means  of  ascertaining  what  will 
satisfy  the  requisitions  of  the  treaty.     A  passport, 
or  sea  letter,  is  a  well  known  document  in  the  usage 
of  maritime  commerce,  and  is  defined  to  be  a  per- 
mission from  a  neutral  State  to  the.  master  of  a  ship 
to  proceed  on  his  proposed  voyage,  usually  con- 
taining  his   name   and   residence,  and  the  name, 
property,   tonnage,   and  destination  of   the    ship/ 
Although  it  evidences  the  permission  of  the  State 
to  navigate  the  seas,  yet  it  does  not,  therefore,  follow, 
that  it  must  issue  directly  from  the  supreme  power 

a  Marshall  on  Ins,  406. 


16  CASES  IN  THE  SUPREME  COURT 

let l.  of  the  State ;  and  some  authority  ought  to  be  shown 
-^y^Ku  to  suPP°rt  8UC'1  a  position.  This  erroneous  notion, 
probably,  arises  from  the  practice  of  our  own  coon- 
try,  which  is  different  from  that  of  all  other  nations. 
Previous  to  the  year  1793,  no  other  documents  were 
furnished  to  the  merchant  vessels  of  the  United 
States  but  the  certificate  of  registry  and  clearance ; 
but  the  depredations  upon  our  commerce  having 
commenced  with  the  European  war  which  broke 
out  in  that  year,  a  form  of  sea  letter  was  devised, 
and  to  give  it  greater  effect,  was  signed  by  the  Pre- 
sident. On  the  28th  of  November,  1795,  a  treaty 
was  made  with  Algiers,  by  which  a  passport  was  to 
protect  our  vessels  from  capture  by  Algerine  cruisers. 
By  the  act  of  the  1st  of  June,  1796,  c.  339.  Con- 
gress authorised  the  Secretary  of  State  to  prepare  a 
form,  which,  when  approved  by  the  President,  should 
be  the  form  of  the  passport.  Neither  the  treaty  nor 
the  law  required  the  President's  signature,  but  the 
form  prepared  was  signed  by  the  President,  as  the 
sea  letter  had  been.  But  this,  our  peculiar  practice, 
forms  no  rule  of  conduct  obligatory  on  others ;  and 
will  not  authorize  us  to  give  a  more  restricted  mean- 
ing to  the  term  used  in  a  treaty  than  the  general 
usage  of  nations  will  warrant.  The  word  passport,' 
thus  used,  is  taken  from  the  same  word,  signifying  a 
permission  given  to  individuals  to  remove  from  one 

a  "  Pbssaporte.  Patseport.  Lettre  ou  brevet  d*an  prince  ou 
d'uo  commandant  pour  donner  la  liberie1  de  voyager,  d'entrer 
et  de  sortir  librement  de  ses  terres.  Fides  pvblica."  Sobrino, 
Nouv.  Diet.  Espagnol,  Francais,  et  Latin. 


OF  THE  UNITED  STATES.  1? 

place  to  another,  and  the  documents  are  analogous.  iaai. 
Fattel  states,  that,  "  like  every  other  act  of  supreme  ^fY^L 
cognisance,  all  safe-conducts  or  passports  flow  from  Isabella. 
the  sovereign  authority  ;  but  the  Prince  may  dele- 
gate to  his  officers  the  power  of  furnishing  them, 
and  with  this  they  are  invested,  either  by  express 
commission,  or  in  consequence  of  the  nature  of  their 
functions.  A  General  of  an  army,#from  the  nature 
of  his  post,  can  grant  them  ;  and  as  they  are  de- 
rived, though  mediately,  from  the  same  Prince,  all 
his  generals  are  bound  to  respect  them."*  So,  also, 
Blackstone  speaks  of  the  offence  of  violating  pass- 
ports, or  safe-conducts,  granted  by  the  King  or  his 
Ambassadors.™  It  is  then  incidental  to  ihe  commis- 
sion of  an  Admiral  or  General,  or  public  Minister,  to 
issue  these  documents  of  protection  for '  persons  or 
property/  By  the  usage  of  all  commercial  coun- 
tries, tbey  are  issued  by  the  superior  officers  super- 
intending the  marine  affairs  of  the  kingdom,  pro- 
vince, city,  or  colony,  where  granted,  and  as  repre- 
senting the  Sovereign  in  those  places.  In  France, 
they  have  always  been  issued  \>y  the  Admiral  . 
of  France,  except  *  during  the  revolution,  when 
they    were    issued  by    the    Minister  of  Marine/ 

a  Vattel,  Droit  des  Gens,  L  3.  c.  17.  s.  265.  et  sep 

b  4  Bl.  Comm.  68. 

e  Wheat.  Capt.  59. 

d  "  Passeport.  C'est  tine  perminion  de  VAmiral  pour  Toy- 
ager  en  surete*  et  €tre  reconcile  par  toot.  C'est  stir  ce  passe* 
port  que  les  bitimens  de  commerce  naviguent."  EncycUp. 
Meth.  art.  Marine. 

Vol.  .VI  3 


IS  OASES  IN  THE  SUPREME  COURT  m 

1821.  In  the  King  of  Prussia's  ordinance  of  neutrality, 
■J^rikbto  P888!*01*8  anc*  sea-letters  are  spoken  of  as- issuing 
baMia.  from  Admiralties,  Maritime  Colleges,  or  magistrates 
of  cities/  And  in  the  celebrated  answer  to  the 
Prussian  Exposition  des  Motifs,  it  is  said,  that  until 
the  year  1746,  the  usual  document  was.  a  certificate 
from  the  Admiralty  that  the  ship  was  Prussian.  Af- 
terwards a  pass  under  the  royal  seal  of  the  regency 
of  Pomerania  at  Stettin  was  used.'  In  our  treaty 
with  Holland,  the  forta  of  a  sea  letter  is  given, 
which  is  in  the  name  of  the  burgomasters  and  re- 
gents of  the  city,  acting  under  an  ordinance  of  the 
States  General.  In  England,  such  documents  are 
issued  by  the  Lords  Commissioners  of  the  Admi- 
ralty, as  is  shown  by  the  papers  in  the  case  of  the 
Nereide  in  this  Court  :c  and  on  foreign  stations,  they 
may  be  issued  by  the  Admirals  commanding  those 
stations.  In  the  famous  Black  Book  of  the  Admi- 
ralty, we  find  it  laid  down,  that  all  intercourse  with 
the  enemy  is  prohibited,  unless  under  a  special  license 
from  the  King  or  his  Admiral.4  In  the  case  of  the 
ships  taken  at  Genoa,'  Sir  W.  Scott  declares,  that 
Lord  Keith,  as  Admiral  commanding  the  expedition, 
had  a  right  to  grant  passports  to  protect  the  ships 
sailing  under  them.  And  in  this  Court,  the  licenses ' 
issued  by  Admiral  Sawyer,  and  countersigned  by  a 

a  2  Azuni,Appx.  Ao.  9.  p.  401.  Johnton's  Transl. 
b  Wheat.  CapU  Appx.  JVo.  /.  p.  334.     Report  of  Sir  Geoff* 
Lee,  <frc.     Fide  Appendix,  NoteTfo.  II. 
c  9  Cranch,  388. 
d  Wheat.  Capt.  159. 
«  4  Hob.  317. 


OF  THE  UNITED  STATES.  19 

British  Consul,  were  determined  to  be  passports      mi. 
which  would  protect  against  British  capture.*    At  ^Jj^^nu* 
Gibraltar,  these  documents  are  issued  in  the  name  of,     Isabella. 
and  signed  hy,  the  Commissioners  of  the  Admiralty* 
at  that  place.6    As  to  the  usage  of  Spain,  it  appears, 
by  a  royal  passport,  found  on  board  the  Isabella,  and  ' 

issued  for  another  ship  called  the  Clara,  to  be  usu- 
ally issued  at  home  by  the  Secretary  of  the  Marine 
in  the  King's  name ;  but  it  also  appears  by  an  in- 
dorsement on  this  very  paper,  (hat  the  Spanish  com- 
mandants of  foreign  stations,  or  Apostaderos,  may 
alter  such  passports,  and  grant  liberty  to  change  the 
course  of  the  voyage.  And  they  may  also  issue  ori- 
ginal passports,  in  their  own  name,  where  there  is  a 
deficiency  of  royal  passports,  and  the  vessel  has  not 
been  previously  documented.  Such  is  the  passport 
Which  was  issued  to  the  Isabella  in  the  present  case. 
The  power  to  issue  such  documents  of  protection,  is 
necessarily  incident  to  the  vast  authorities  conferred 
on  the  Spanish  colonial  governors ;  and  the  case  of 
die  British  ship  of  war  Eliza,  which  was  compelled 
to  enter  the  port  of  Havana  in  distress,  in  time  of 
war,  and  to  which  the  Captain  General,  after  re- 
lieving her  wants,  gave  a  passport  to  protect  her 
from  capture,  is  an  example  of  the  exercise  of  the 
power  in  question  highly  honourable  to  the  generosity 
of  the  Spanish  character/    The  treaty  under  which 

a  The  Julia,  8  Crunch,  181.    The  Aurora,  8  Craneh,  203. 
The  Hiram,  8  Cranch,  444.     The  Ariadne,  2  Wheat.  Rep.  143. 
b  Reeve?  Law  of  Skip.  Appx.  No.  9,  in  fin. 
c  Raynal  fflst.  torn.  7.  p.  466. 


20  CASES  IN  THE  SUPREME  COURT 

I82i.  protection  is  now  claimed,  was  conceived  ia  the  spi* 
J?*7^Xi  Hit  of  that  benevolent  policy  so  Ibng  cherished  by  the 
inbeUa.  United  States,  and  which  Spain  has  reciprocated* 
It  has  for  its  object  to  limit  the  range  of  warfare  on 
the  high  seas,  and  to  extend  the  immunities  of  the 
beutral  flag.  In  this  spirit  it  ought  to  be  construed* 
A  comparison  of  its  provisions  with  those  of  other 
conventions  for  the  same  object,  will  show  the  cor- 
rectness of  the  interpretation  for  which  We  contend* 
In  the  French  treaty  of  1 778,"  which  was  the  foreran* 
ner  of  the  armed  neutrality  of  1 780,  a  passport  or  sea 
letter  in  a  certain  form  is  provided  to  protect  the  ship* 
But  there  is  nothing  from  which  it  can  be  inferred  that 
.this  document  is  to  issue  from  the  supreme  executive 
of  the  respective  nations.  To  show  how  subordinate  a 
consideration  was  that  of  form,  it  is  deserving  of  re- 
mark, that  the  form  actually  annexed  to  the  treaty, 
omits  a  circumstance  which  the  text  of  the  treaty 
expressly  requires — "  the  place  of  residence  of  the 
master."  So  that  a  passport  precisely  correspond- 
ing with  the  form  annexed,  was  adjudged  by  the 
Court  of  K.  B.  in  England,  who  had  not  seen  the 
annexed  form,  to  be  substantially  defective  in  this 
respect,  and  thus  to  falsify  the  warranty  of  neutra- 
lity in  a  policy  of  insurance.6  So  the  treaty  with 
Holland  of  1782,'  contains  analogous  stipulations 
with  those  of  the  Spanish  treaty.     It  gives  the  form 

a  For  the  provisions  of  this  treaty,  vide  Appendix,  Note 
No.  III. 

b  Baring  v.  Chr'wtie,  5  Eatt's  Rep.  398. 

c  For  the  provisions  of  thit  treaty,  see  App*ironr,  Note 
No.  III. 


OP  THE  UNITED  STATES.  21 

of  a  passport,  and  of  a  sea  letter,  which  are  after-  1*21. 
Wards  spoken  of  as  the  same,  or  at  least,  as  equi-  rj^^^bi 
pollent  documents.  The  passport  does  not  show  by  Isabella* 
whom  it  is  to  be  signed ;  but  it  shows,  that  it  may 
bfe  issued  by  individuals  signing  their  own  names, 
and  affixing  their  own  private  seals,  and  that  it  was 
not  thought  necessary,  that  it  should  issue  in  the 
name  of  the  chief  magistrate ;  and  the  sea  letter  is 
unequivocally  to  be  issued  by  an  authority  less  than 
the  supreme  power  of  Che  State.  The  treaty  of 
1783,  with  Sweden/  repeats  the  same  stipulations 
of  the  unlimited  liberty  of  commerce,  and  that  free 
ships  should  make  free  goods ;  and  to  prevent  dis- 
putes, a  passport  or  sea  letter  is  to  be  furnished, 
showing  that  the  vessel  belongs  to  a  subject,  which 
is  to  protect  from  all  further  inquiry,  and  is  to  be 
made  out  in  "  good  form."  Here  the  form  is  avow- 
edly left  to  the  exercise  of  an  honest  discretion  on 
each  side.  In  the  treaty  with  Prussia,  of  1785,*  the 
same  conclusive  effect  is  attributed  to  the  sea  letter 
or  passport,  the  form  of  which  was  to  be  subsequent- 
ly concerted  by  the  contracting  parties.  From  these 
die  treaty  wkh  Spain  was  copied,  whose  Govern- 
ment gloried  in  being  the  first  among  the  southern 
powers  of  Europe  that  acceded  to  the  principles  of 
die  armed  neutrality.0  One  of  the  leading  princi- 
ples asserted  by  that  confederacy,  went  to  exclude 

a  For  the  provisions  of  this  treaty,  see  Appendix,  Note 

No.  in. 

6  For  its  provisions,  see  Aitehihx,  16. 
c  ZAzuni,  Appendix,  No.  31. 


22  CASES  IN  THE  SUPREME  COURT 

1821.  from  the  jurisdiction  of  the  belligerent  Prize  Courts 
The  Amiable  w'iatever  was  done  under  the  neutral  flag,  and  to 
iiabeiia.  render,  it  matter  of  negociation  between  State  and 
State.  A  national  contract  made  to  carry  into  effect 
this  principle,  is  to  be  construed  according  to  its  in- 
tention and  spirit,  which  meant  to  rely  upon  the  jus- 
tice and  honour  of  both  nations,  that  neither  would 
impart  to  enemy  vessels  the  immunities  which  were 
intended  to  be  confined  to  neutral  property.  En- 
lightened views  of  interest  would  induce  the  neutral 
State  not  to  permit  any  but  its  own  subjects  to  avail 
themselves  of  the  concession ;  and  though  every  pos- 
sible abuse  might  not  be  prevented,  yet  cases  of 
fraud  would  rarely  occur,  and  the  evils  produced 
would  be  far  outweighed  by  the  immense  importance 
of  the  general  security  of  commerce,  and  the  con- 
sequent mitigation  of  the  evils  of  war.  The  autho- 
rity of  the  Spanish  Government,  to  issue  a  passport 
certifying  the  proprietary  interest  in  the  vessels  of 
its  own  subjects  is  unquestionable,  and  the  local  law 
and  usage  must  determine  its  form,  and  the  authority 
by  which  it  is  to  be  issued. 

3.  But  supposing  the  passport  produced  not  to  be 
precisely  such  as  the  treaty  intended,  yet  it  is  insist- 
ed, that,  with  the  other  documents,  it  furnishes  tes- 
timony "  entirely  equivalent,"  according  to  the  ex- 
pression used  in  the  17th  article.  It  is  important  to 
fix  the  precise  meaning  of  the  last  clause  of  that  article. 
The  preceding  clauses  stipulated,  that  the  ship  shall 
have  a  passport  to  show  that  she  belongs  to  the 
neutral  State,  and  a  certificate  to  show  that  her  cargo 


OP  THE  UNITED  STATES.  2S 

(to  whomsoever  belonging)  is  not  contraband.    By       1821. 
the  18th  article,  if  she  is  furnished  with  these  docu-  J^Y^t* 
ments,  she  is  to  be  exempt  from  all  detention  or  mo-     Isabella. 
testation.    If  not  furnished  with  them,  she  may  be 
carried  in  for  adjudication,  and  then  must  account 
lor  the  omission,  and- furnish  other  testimony,  which, 
considering  all  the  circumstances,  shall  be  of  equal 
value  with  that  omitted.     Suppose  the  omission  sa- 
tisfactorily accounted  for:  what  is  the  equivalent 
testimony  required  by  the  treaty  ?    Most  certainly 
it  is,  that  which  completely  proves  the  same  facts 
which  the  omitted  documents  would  have  proved. 
Even  a  passport,  in  due  form,  does  not  prpve  that 
the  ship  is,  in  fact,  neutral.    With  whatever  formal 
solemnities  it  may  be  cloathed,  it  must  issue  from  the 
custom  bouse  of  the  power  by  whom  it  is  granted*   It 
may  be  issued  improperly.  The  officers  authorized  to 
issue  it,  may  be  deceived  by  fraud  and  perjury.    The 
possession  of  the  document  only  proves  the  fact  that 
the   property  of  the  ship  has  been  decided  to  be 
neutral  by  the  competent  authorities,   by  those  to 
whom  the  sovereign  power  of  the  State  has  entrust- 
ed the  examination  of  the  question.    Their  deter- 
minations are  made  conclusive  by  the  treaty,  and 
import  absolute  verity,  in  the  same  manner  as  the 
solemn  judgments  of  the  Courts  of  justice.    If,  then> 
this  document  cannot  be  had,  but  its  absence  is  ac- 
counted for,  and  other  papers  are  produced,  which 
however  inferior  in  formal  solemnity,  unequivocally 
prove  such  a  decision  by  the  competent  authority  of 
the  neutral  State,  then  this  secondary  evidence  is 
completely  equivalent  to  the  passport  and  certificate 


24  CASES  IN  THE  SUPREME  COURT 

1891.  provided  for  in  the  treaty.  This  exposition  is  the 
^^^  only  one  consistent  with  the  spirit  of  the  treaty,  and 
Isabella,  is  in  furtherance  of  its  avowed  object,  which  was  that 
the  flag  should  protect  the  property  sailing  under  it, 
if  used  by  authority  of  the  neutral  nation*  This  ex- 
position is  conformable  to  the  English  version  of  the 
treaty,  but  is  absolutely  required  by  the  Spanish; 
and  even  if  there  were  any  difference  of  meaning, 
we  are  bound  in  honour  and  good  faith  to  adopt  the 
latter,  since  Spain  has  always  acted  upon  it,  and  has 
seldom  or  never  thought  it  necessary  to  document 
her  ships  according  to.  the  literal  requisitions  of  the 
treaty.  Unless  this  exposition  is  admitted,  the  whole 
of  the  clause  in  question  is  nugatory.  By  the  uni- 
versal law  and  usage  of  nations,  every  captured  ves* 
sel  is  at  liberty  to  account  for  the  want  of  formal 
documents/  It  would /therefore,  have  been  super- 
fluous to  insert  a  provision  in  the  treaty  to  this  effect. 
Something  more  must  have  been  intended  by  the  use 
of  terms,  which  are  to  be  found  in  no  other  treaty* 
In  the  case  now  before  the  Court,  the  omission  of  the 
required  document  is  fully  accounted  for  by  the  ac- 
tual state  of  the  mother  country  at  the  time,  and  by 
the  declaration  of  the  colonial  Governor  when  he 
granted  the  substituted.document.  This  ought  to 
be  considered  as  equivalent  proof,  because  it  is  next 
in  dignity,  and  approaches  very  nearly  to  a  level 
with  the  royal  passport  itself.  It  is  issued  by  an 
officer  who  is  only  not  King;  who  would  have  been 
charged  with  the  delivery  and  control  of  royal  pass- 
ports ;  who  expressly  declares,  that  it  was  issued  in 

a  The  Pizarro,  2  Wheat.  Rep.  244. 


OP  THE  UNITED  STATES-  2& 

Ken  of  such;  and  certifies  every  fact  which  would  lm* 
Jkave  been  stated  in  a  royal  passport  The  other  J^T^m* 
documents  are  superadded  to  that  which  would 
alone  have  been  required,  had  the  formal  requisitions 
of  the  treaty  been  complied  with,  and  are  abundant- 
ly sufficient  to  establish  the  proprietary  interest  in 
the  ship.  They  are  supported  by  the  depositions  of 
the  captured  crew,  who  are  required  by  the  naviga- 
tion laws  of  Spain  to  be  Spanish  subjects,  and  whose 
national  character  conforms  to  this  requisition. 

4.  Again.  If  there  be  no  passport  such  as  is  re- 
quired by  the  treaty,  and  no  such  equivalent  testi- 
mony as  the  treaty  provides,  still  the  claim  to  the 
ship  is  established  by  evidence  such  as  the  law  of 
nations  requires  to  establish  it ;  and  if  the  property 
of  the  ship  is  shown  to  be  Spanish,  that  is  sufficient 
to  protect  the  cargo  to  whomsoever  belonging/ 
She  is  furnished  with  all  the  usual  documents,  and 
none  are  of  a  suspicious  or  irregular  character.  The  y 
are  supported  by  the  testimony  of  all  the  witnesses, 
except  one ;  and  he  was  improperly  examined,  not 
being  produced  in  his  regular  order,  but  kept  back 
until  other  witnesses  had  been  examined,  contrary 
to  the  well-known  rule  of  the  Prize  Court,  which 
requires  the  captors  to  introduce  all  the  witnesses 
in  succession-*  Even  if  the  proprietary  interest  in 
the  cargo  should  be  thought  doubtful,  that  being  in- 
cluded in  the  same  claim  with  the  ship,  will  not  ne- 
cessarily involve  both  in  condemnation  ;  for,  an  at- 

a  The  Pizarro,  2  Wheat.  Rep.  227, 
b  The  Speculation,  2  Rob.  242.    Tha  William  fc  Mary, 
4  Rob.  3t2. 
Vol.  IV.  4 


26  CASKS  IN  THE  SUPREME  COURT 

i82t.       tempt  to  conceal  enemy's  property  only  affects  the 
j^Taitofo  "S*11  to  father  proof/    But  we  insist  that  farther 
lobelia,     proof  is  not  required  in  this  case ;  and  if  the  na- 
tional character  of  the  ship  be  established  by  the  ori- 
ginal evidence,  the  conventional  law  entitles  us  to 
restitution  of  the  cargo,  as  a  matter  of  course.* 

5.  Lastly.  Supposing  the  original  evidence  in  the 
cause  insufficient  to  entitle  the  claimant  to  restitu- 
tion, either  according  to  the  provisions  of  the  treaty, 
or  by  the  general  law  of  nations,  it  is  insisted  that 
all  the  difficulties  of  the  case  are  removed  by  the 
farther  proof  produced,  which  establishes  the  pro- 
prietary interest  of  both  ship  and  cargo  as  claimed. 

Mr.  Wheaton,  for  the  captors  and  respondents, 
]•  answered  the  objection  taken  by  the  claimant's 
counsel  to  the  validity  of  the  commission  under 
which  the  capture  was  made.  This  is  exclusively  a 
question  between  the  captors  and  the  United  States, 
The  claimant  has  no  persona  standi  injudicio  to  as- 
sert the  rights  of  the  United  States,  and  it  is  not 
until  after  the  determination  of  the  principal  ques- 
tion of  prize  or  no  prize,  that  the  claim  of  the  go- 
vernment can  be  interposed.0  This  is  not  only  our 
own  practice,  but  is  the  prize  law  of  France,  and 
England,  and  of  the  whole  maritime  world."    Even 

a  The  Madonna  del  Burso,  4  Rob. 

b  The  Pizarro,  2  Wheat.  Rep  227. 

c  The  Dos  Herman os,  2  Wheat.  Rep.  94. 

d  2  Bro.  Civ.  <fr  Mm.  Law,  524.  2  Woodes.  LecL  432. 
3  Bulstr.  Rep.  27.  4  Intl.  152  164/  Zouch.  Mm.  Juried,  c.  4. 
p.  101.  Comyn's  Dig*  tit  Admiralty  E.  3.  The  Georgian  a,  1 
Dodson's  Rep.  397.  The  Diligentia,  1  Dodson'e  Rep.  403.  Falin. 


OP  THE  UNITED  STATES.  27 

if  the  present  capture  be  a  droit  of  admiralty,  as  ta-  1821. 
Jcen  by  non-commissioned  captors,  that  will  not  in-  TJj^^| 
validate  the  capture,  if  it  be  of  enemy's  property,  iwbeiia. 
This  is  to  be  determined  after  a  general  decree  of  con- 
demnation is  entered,  and  before  a  final  distribution  of 
the  prize  proceeds.  If  the  Government  shall  interpose 
a  claim  at  that  stage  of  the  proceedings,  it  will  then 
be  time  enough  to  consider  a  question  in  which  the 
foreign  claimant  has  no  interest  or  right  to  interfere. 
2.  The  vessel  and  cargo  in  this  case  are  liable  to 
condemnation  as  prize  of  war,  having  left  the  Hava- 
na with  a  false  destination.  The  claim  sets  up  an 
alternative  destination,  to  an  enemy's  or  a  neutral 
port;  but  it  is  contradicted  by  the  documentary  evi- 
dence and  the  depositions  of  the  captured  persons. 
This  false  destination  is  not  excusable  on  the  ground 
of  the  necessity  of  deceiving  an  enemy  by  clearing 
out  for  a  neutral  port  Spain  was  at  that  time  at 
peace  with  all  the  world,  except  her  revolted  colo- 
nies ;  and  both  London  and  Hamburg  were  equally 
neutral  ports  in  respect  to  the  South- American  crui- 
zers.  A  false  destination  under  such  circumstances 
is  damnatory,  if  the  case  be  so  infirm  as  to  require 
farther  proof;  because  it  could  only  be  intended  to 
conceal  enemy  interests,  and  if  alternative,  it  ought  / 

Co  appear  to  be  such  on  the  face  of  the  papers,  in  or- 
der that  captors  may  not  be  misled.* 

Cofnm.  I.  3.  tit.  9.  des  Prises,  art.  1.     Potkier,  de  ProprUU,  No.' 
93.   Casaregis.  Disc.  24.  jConsolato  del  Mare,  e.  287. 

a  The  Jtiffrouw  Anna,  1  Rob.  125.  The  Welvaart,  1  Rob. 
122.  The  Nancy,  3  Rob.  1 25.  The  Mars,  6  Rob.  79.  86.  The 
Vroaw  Hermina,  1  Rob.  1C4. 


28  CASES  fK  THE  8UPREME  COURT 

lasi.  3.  The  proofs  of  proprietary  interest,  upon  the  ori* 

TbTAmiabia  g^al  evidence,  are  not  such  as  to  entitle  the  claimant 
Isabeiu.  to  restitution,  without  farther  proof.  As  to  the  ship, 
there  is  no  doubt  that  if  bona  fide  Spanish  property, 
and  documented  according  to  the  treaty,  she  must 
not  only  be  restored,  but  the  cargo  also  must  be  in* 
eluded  in  the  restitution,  even  if  proved  to  be  enemy's 
property*  But  it  is  insisted  that  the  treaty  does  not 
extend  to  a  fraudulent  use  of  the  Spanish  flag  to  co- 
ver enemy's  property  in  the  ship  as  well  as  the  cargo/ 
The  passport,  even  supposing  it  to  be  such  as  the 
treaty  requires,  is  falsified  by  the  muster-roll  and 
other  documents;  and  it  was  not  produced,  as  the 
treaty  requires,  to  the  captors,  but  found  on  board  lif- 
ter the  capture.  Fraud  will  vitiate  even  a  judgment, 
and  the  most  solemn  instruments  and  assurances* 
This  is  a  principle  of  universal  law,  and  it  would  be 
indecent  to  suppose  that  Spain  countenances  such  an 
improper  use  of  her  flag  and  pass.  Is  there,  then, 
that  equivalent  testimony  which  the  treaty  substi- 
tutes for  the  formal  passports  ?  The  law  very  pro- 
perly requires  the  bill  of  sale  to  be  on  board  where 
the  vessel  is  transferred  from  the  original  proprietor. 
Even  Hubner,  the  great  champion  of  neutral  rights, 
admits  this  to  |be  the*rule.'  But  here  the  vessel  is 
not  Spanish  built;  yet  no  bill  of  sale  is  found  on 

a  The  Minerva,  1  Marriott's  Adm.  Dec.  235.    The  Cittad 
<3e  Lisboa,  6  Rob.  368.     The  Eendraught,  lb.  Note  (a.)     The 
Egtern,  2  DM.  36. 
b  The  Welvaart,  1  Rob.  122.        , 
c  Dela  Sou.  des  Batim.  Neulr.  Part  1,  e.  3.  *.  10. 


b 


OF  THE  UNITED  STATES.  28 

board,  and  the  circumstances  strongly  point  to  the  1021. 
previous  existence  of  enemy  interests  in  the  vessel,  Jjf^^jL 
which  it  appears  came  from  New-Providence.  The  btbeiit. 
purchase  of  enemy's  vessels  by  neutrals  is  entirely 
prohibited  by  the  ordinances  of  some  countries;  and 
our  law  regards  it  as  suspicious.*  If  still  continued 
to  be  employed  in  the  enemy's  trade, .  or  under  the 
control  of  an  enemy,  this  is  deemed  a  badge  of  fraud, 
and  conclusive  evidence  that  there  has  been  no  bona 
fide  transfer/  The  ship  then  is  not  documented  bo- 
na fide,  as  the  treaty  requires,  nor  is  the  substituted 
proof  equivalent  to  that  for  which  it  is  substituted. 
The  ship,  therefore,  will  not  protect  the  cargo,  nor  is 
the  latter  so  documented  as  to  protect  itself,  or  avoid 
being  involved  in  the  same  fate  with  the  vessel.  To 
be  sure,  there  are  the  usual  formal  documents,  and 
so  there  are  in  every  case.  But  they  contradict  each 
other ;  and  being  fraudulently  blended  in  the  same 
false  claim  with  the  ship,  they  must  be  included  in 
the  same  condemnation.  Both  being  alleged  to  be- 
long to  the  same  claimant,  and  he  having  attempted 
to  assert  a  false  claim  to  the  ship,  the  entire  claim  must 
be  rejected  as  a  penalty  for  his  fraudulent  conduct/ 
4.  But  the  passport  in  this  case,  even  supposing 
it  not  to  have  been  fraudently  obtained  and  used,  is 
not  such  as  the  treaty  requires,  being  issued  by  an 
authority  incompetent  to  grant  such  a  document  of 

a  The  Bernon,  1  Rob.  102.  The  Sechs  Gedchwistero,  1 
Rob.  100.     The  Argo,  1  Rob.  163. 

b  The  Jemmy,  4  Rob.  31.     The  Omnibus,  6  Rob.  71. 

c  The  St.  Nicholas,  1  Wheat.  Rep.  417.  The  Fortune,  3 
Wheat.  Rep.  236. 


30  OP  THE  UNITED  STATES. 

1821.  protection.  It  is  insisted  that  nothing  less  than  the 
J^y^f.  solemnly  pledged  faith  of  the  supreme  power  of  the 
Isabella,  neutral  state  to  the  verity  of  the  facts  stated  in  the 
passport  can  possibly  satisfy  the  belligerent.  The 
terms  used  in  the  treaty  are  "  sea  letters  or  passports." 
One  of  the  contracting  parties  might  understand  it 
as  intending  a  document  in  the  nature  of  a  perma- 
nent muniment  of  the  title  to  the  ship.  Our  laws 
recognize  no  other  such  document,  than  one  signed 
by  the  President.  The  presumption,  therefore,  is, 
that  our  vessels  were  to  be  furnished  with  a  sea  let- 
ter thus  signed,  and  the  Spanish  vessels  with  a  royal 
passport  signed  by  the  king.  The  cases  cited  on 
the  other  side,  to  show  that  such  a  document  of  pro- 
tection may  be  granted  by  an  authority  inferior  to 
the  supreme  power  of  the  state,  are  not  in  point  In 
the  British  license  eases,  although  this  Court  con- 
demned our  vessels  sailing  under  them,  yet  the  Bri- 
tish prize  Courts  denied  the  authority  of  their  admi- 
rals and  consuls  to  issue  them,  and  condemned  the 
vessels  taken  by  British  cruizers  although  sailing 
under  these  licenses.'  All  the  other  cases  cited  are 
of  passports  issued  by  the  Lord  High  Admirals  of 
England  or  France,  acting  as  the  immediate  dele- 
gates of  the  royal  prerogative,  and  as  the  ministers 
of  the  crown.  There  is  no  doubt,  that  Admirals 
and  Generals,  commanding  fleets  or  armies,  have 
the  power  of  issuing  passports  for  the  temporary  pro- 
tection of  persons  or  property,  within  the  limits  of 
their  command.  But  this  arises  from  the  necessity 
of  the  case,  and  is  incidental  to  the  performance  of 

a  The  Hope,  1  Dodson's  Rep.  226.     Id.  Appendix,  (D.> 


n 


GASES  IN  THE  SUPREME  COURT  31 

their  official  duties.    But  it  is  not  incidental  to  any       issi. 
official  duty  of  the  Governor  and  Captain  General  rytry^f. 

J  *  The  Amiable 

of  the  Island  of  Cuba,  that  he  should  have  the  power  Isabella. 
of  naturalizing  foreign  ships,  giving  them  all  the  pri- 
vileges of  Spanish  built  vessels,  and  grant  passports 
to  protect  them  against  belligerent  scrutiny :  Non 
ei  rex  prtzponitur.  It  is  highly  improbable  that  the 
Government  of  this  country  would  have  agreed  to 
a  stipulation  so  improvident,  under  which  the  whole 
navigation  of  our  enemy  might  be  screened  from 
capture  by  a  mere  fictitious  adoption,  fraudulently  or 
corruptly  obtained  for  this  purpose.  The  form  of 
this  important  document  being  omitted,  either  from 
accident  or  design,  there  is  the  more  necessity  of 
looking  to  the  substance  of  the  contract ;  since,  if 
the  form  had  been  annexed,  there  is  no  doubt  that  it 
would  have  required  the  highest  authority  of  the 
State  to  grant  a  document  so  conclusive.  The  pass- 
port or  sea  letter  provided  by  this  treaty,  is  not  a 
mere  ordinary  license  or  safe  conduct  given  by  a 
General  or  Admiral,  for  a  temporary  purpose,  and 
within  the  limits  of  his  command*  It  is  the  supreme 
power  of  the  neutral  State  solemnly  pledging  itself 
to  the  belligerent,  that  the  property  of  the  ship  is 
truly  and  bona  fide  neutral.  The  doctrine  contend- 
ed for  on  the  part  of  the  claimant,  would  go  the 
length  of  entirely  abolishing  maritime  captures; 
since  the  passport  may  be  issued  by  any  authority, 
however  inferior  and  however  remote  his  functions 
may  be  from  such  a  duty.  The  treaty  provides, 
that  the  certificates  which  are  required  relative  to  the 
cargo,  shall  be  issued  by  the  officer  of  the  place 


y 


3$  CASES  IN  THE  SUPREME  COURT 

1821.       whence  the  vessel  sails,  and  the  same  proviso  would 

T^totiXu  **ave  been  ma(*e  as  t0  t'ie  PWsport*  had  it  been  in- 
tended to  entrust  the  local  magistrates  with  the 
power  of  granting  it  Neither  does  an  examination 
of  the  forms  of  similar  documents  annexed  to  other 
treaties,  containing  the  sau$  stipulation,  that  free 
ships  shall  make  free  goods,  justify  the  inference, 
that  they  may  be  issued  by  any  authority  less  than 
the  highest.  So,  also,  the  celebrated  convention  of 
1801,  between  Great  Britain  and  Russia,  though  it 
does  not  contain  such  a  stipulation,  but,  on  the  coo* 
trary,  subjects  enemy's  property  in  neutral  vessels  to 
capture,  yet  it  provides  for  similar  documents  of  pro- 
tection, and  in  the  formula  annexed,  it  is  stated,  that 
they  are  u  to  be  delivered  iwthe  respective  Admiral* 
ties  of  th*  two  high  contracting  parties."*  But  the 
question  has  already  been  determined  in  this  Court, 
in  the  case  of  the  PizarroS  In  that  case,  the  Court 
say,  ('  It  is  certainly  true,  that  the  vessel  was  not 
furnished  with  such  a  sea  letter,  &c,  as  are  de* 
scribed  in  the  17th  article."  But  she  had  on  board 
the  proceedings  under  which  she  was  naturalized  in 
East  Florida,  and  a  certificate  from  the  Spanish 
Consul  at  Liverpool,  certifying,  that  "  Captain  Don 
Antonio  Martinez,  commanding  the  Spanish  ship 
called  the  Pizarro,  of  the  burthen  of  273  tons,  re* 
gistered  at  the  port  of  St.  Augustine  de  la  Florida, 
which  came  to  this  port  from  the  Island  of  Amelia, 
with  a  cargo,  now  sails  for  the  port  of  Corunna,  in 

a  For  the  provisions  of  this  treaty,  vitle  Appekdix,  Note 
No.  IV. 

b  2  Wheat  Rep.  244. 


OF  THE  UNITED  STATES.  33 

Spain."    Here,  then,  was  a  certificate,  stating  the       mi. 
same,  burthen,  and  property  of  the  ship,  and  the  T^miaWe 
name  of  the  master,  and  issued  by  an  authority  as     Isabella. 
competent  as  the  Governor  of  Cuba.    Yet  the  Court 
held  it  not  to  be  a  compliance  with  the  terms  of  the 
treaty,  and  required  farther  proof  of  the  proprietary 
interest. 

5.  Supposing,  however,  this  vessel  and  cargo  to  be 
documented  as  the  treaty  requires,  it  is  insisted  that 
they  are  liable  to  condemnation  for  sailing  under  the 
protection  of  enemy's  convoy.  It  is  true,  that  the 
x  Isabella  parted  company  with  the  convoying  ship 
before  the  capture;  but  it  was  a  mere  temporary  se- 
paration, the  latter  having  gone  in  pursuit  of  one  of 
our  privateers.  Although  the  Court  has  determined, 
in  the  cases  of  the  Nereide?  and  the  Atalantaf  that  a 
neutral  may  lawfully  put  his  goods  on  board  an  arm- 
ed enemy's  vessel,  yet  it  has  not  determined  that 
be  may  put  his  vessel  and  goods  under  convoy  of 
the  enemy's  fleet.  The  distinction  between  the  two 
classes  of  cases  is  stated  by  one  of  the  learned  Judges 
of  this  Court,  in  delivering  his  opinion  in  the  Atalan- 
ta  :c  and  the  Lords  of  Appeal  in  England  have  held 
the  offence  of  sailing  under  the  protection  of  ene-  * 
my's  convoy  to  be  a  conclusive  cause  of  condemna- 
tion/ So,  also,  where  certain  merchant  ships  belong- 
ing to  the  Hanse  towns  had  put  themselves  under 

a  9  Cranch,  388. 
b  3  Wheat.  Rep.  409. 

c  Per  Mr.  Justice  Johison,  3  Wheat.  Rep.  423. 
d  The  Sampson,  Barney,  cited  by  Mr.  Justice  Stout,  in  8 
note  to  the  Nereide,  9  Cranch,  442. 
Vol.  VI.  6 


K 


34     ,  CASES  IN  THE  SUPREME  COURT 

1821.       the  protection  of  Swedish  convoy,  the  latter  having 
J^0^^^    assumed  a  hostile  character  for  the  purpose  of  resist- 

The  Amiable  .   „  ,        .  „      .    . .  .. 

Iiabeiia.  ing  the  right  of  search,  they  were  equally  held  lia- 
ble to  confiscation*41  Such,  also,  is  the  law  of  Den- 
*  mark,  a  state  that  has  always  professed  to  maintain 
the  mildest  principles  of  prize  law.6  In  his  corres- 
pondence with  the  Danish  government,  Mr.  Erving, 
our  minister,  admits  the  extreme  difficulty  of  uphold- 
'  ing  the  contrary  doctrine ;  and  only  seeks  to  escape 

from  it  by  contending  that  the  rule  could  not  extend 
to  vessels  farced  into  the  convoy,  or  accidentally  in- 
volved in  the  enemy's  fleet :  and  this  may  readily  be 
admitted  without  at  all  weakening  the  force  of  the 
general  rule. 

6.  This  is  an  aggravated  case  of  spoliation  and 
concealment  of  papers.  Were  this  Spaniard  to  be 
tried  by  his  own  law,  he  would  be  instantly  con- 
demned. By  the  law  of  the  whole  world,  except  that 
of  the  United  States  and  Great-Britain,  spoliation 
of  papers  is  per  se  a  cause  of  confiscation:  and  by 
our  law  it  is  all  but  damnatory.  If  the  spoliation  is 
unexplained,  or  the  explanation  is  unsatisfactory  ;  if 
the  cause  labours  under  heavy  suspicions  or  gross 
prevarications,  farther  proof  is  denied,  and  condem- 
nation inevitably  follows/  And  it  is  a  relaxation 
of  the  rules  of  the  Prize  Court  to  allow  farther  proof 
even  where  there  has  been  a  mere  concealment  of 

«  The  Elsebe,  5  flo*.  173 
b  4  Hall's  Law  Journ.  467.     Ordonn.  of  1810. 
c  The  Pizarro,  2  Wheat.  Rep.  241.    The  Rising  Sun,  2  Roh. 
166.    The  Hunter,  1  DodionU  Rep.  486. 


OP  THE  UNITED  STATES.  45 

papers.*    But  here  are  both  suppression  and  spolia-      1*21. 
tion ;  and  a  case  which  escapes  from  this  imputation,  Th^m^ie 
(to  use  the  emphatic  language  of  Sir  W.  Scott)  "is     i»beru. 
saved  as  by  fire."6    In  the  present  case,  the  spolia- 
tion and  concealment  are  not  only  unexplained,  but 
inflame  the  other  circumstances  of  suspicion.    The 
acts  of  the  supercargo,  in  this  respect,  bind  the 
owners,  because  he  is  their  confidential  agent ;  and  the 
shipowner  is  always  bound  by  the  misconduct  of 
the  master  in  all  respects/    So,  also,  the  act  of  the 
master  binds  the  owner  of  the  cargo,  if  he  is  also  the 
owner  of  the  ship?  and  according  to  a  decision  of 
the  Lords  of  Appeal,  whether  he  is  owner  of  the  ship 
or  not.*    The  act  of  the  agent  or  consignee  of  the 
cargo  is  conclusive  upon  the  owner  of  the  cargo. 
And  if  the  case  be  such  as  to  require  farther  proof, 
it  is  to  be  granted  or  denied  under  the  Spanish  treaty, 
precisely  in  the  same  circumstances  in  which   it 
would  be  granted  or  denied  by  the  pre-existing  law 
of  nations.1     But  by  the  general  law,  this  is  a  case  in 

a  The  Fortana,  3  Wheat.  Rep.  245. 

b  The  Hunter,  1  Dodson's  Rep.  4. 

c  The  Rising  San,  2  Rob.  108.  The  Vrow  Judith,  1  Rob. 
150.  The  Adonis,  5  Rob.  256.  The  Imina,  S  Rob.  167.  The 
Man,  6  Rob.  79.  2  Valxn  Coram.  253.  1  Emerigon  des  Assur. 
449. 

d  The  Rosalie  k  Betty,  2  Rob.  343.  The  Alexander,  4  Rob. 
93.     The  Elsebe,  bRob.  173. 

e  The  Franklin,  2  Acton,  106. 

/  The  St.  Nicholas,  1  Wheat.  Rep.  417.  The  Vrow  Judith, 
1  Rob.  150.  The  Baltic,  1  Acton,  14.  2  Binney,  308.  15 
Eatt't  Rep.  78. 

f  The  Pizarro,  2  Wheat.  Rep.  242. 


S6  CASES  IN  THE  SUPREME  COURT 

i*si.       which  if  would  be  refused,  and  therefore  it  is  an  ex- 
J^T^M    ceptioo  to  the  immunity  secured  by  the  treaty. 
Isabella.         7.  Finally.    Even  if  farther  proof  were  admissi- 
ble, the  farther  proof  produced  does  not  establish  the 
proprietary  interest  in  a  satisfactory  manner.     It  is 
not  incumbent  on  the  captors  to  show  to  whom  the 
.  property  really  belongs.     It  is  sufficient  that  it  does 
not  belong  as  claimed/ 

The  Attorney- General,  on  the  same  side,  insisted 
that  the  case  was  not  within  the  protection  of  the 
treaty,  because  the  vessel  was  not  documented  ac- 
cording to  its  provisions,  and  the  only  paper  which 
conld  possibly  answer  to  the  description  of  the  sea- 
letter  or  passport,  required  by  the  17th  article,  was 
concealed,  and  not  shown  by  the  master  to  the  cap- 
tors, as  provided  by  the  18th;  so  that  they  had  a 
right  to  detain  and  send  in  the  vessel  for  adjudica- 
tion. Being  thus  subjected  to  the  ordinary  jurisdic- 
tion of  the  Prize  Court,  she  is  to  be  tried  by  the  or- 
dinary rules  of  the  prize  law,  independent  of  the 
treaty.  This  Court  has  already  determined  in  ano- 
ther case,  that  the  equivalent  testimony,  required  by 
the  17th  article,  is  to  be  such  as  the  Prize  Court 
would  require,  independent  of  the  stipulations  of  the 
treaty/  No  other  testimony  could  give  the  "  legal 
satisfaction"  which  the  treaty  demands.  In  a  case 
requiring  farther  proof,  the  equivalent  testimony  is 
that  farther  proof:  and  the  grant  or  denial  of  this 

a  The  Odin,  1  Rob.  227.     The  Neptunus,  4  Rob.  68. 
&  The  Pizarro,  2  WhtoX.  Rep.  242. 


OF  THE  UNITED  STATES.  3? 

must  rest  upon  the  ordinary  rales  of  the  Court/       1821. 
But  here  the  claimant  has  forfeited  his  right  to  far*  rw^Y^x 

&  The  Aimable 

titer  proof,  by  his  own  aggravated  misconduct  in  Isabella. 
concealing  the  destination,  and  spoliating  and  sup- 
pressing the  ship's  papers,  which  it  was  his  duty, 
both  by  the  treaty  and  the  general  law  of  nations,  to 
exhibit  to  the  captors  voluntarily  and  fairly.  But 
supposing  the  passport  to  have  been  delivered  to  the 
captors  at  the  time  of  the  seizure,  as  it  ought  to  have 
been,  and  suppose  the  usage  of  Spain  fo  supply 
the  omission  of  the  form  being  annexed  to  the 
treaty,  still  the  document  produced  is  not  such  a  pass- 
port as  that  usage  requires.  This  is  shown  by  the 
very  terms  of  the  document  produced,  which  state 
it  to  have  been  issued  "  for  want  of  royal  passports." 
It  is  said  that  this  is  justified  by  the  local  usages  of 
the  colony;  but  we  are  not  bound  to  know  those 
usages,  or  to  admit  that  this  Governor  had  the  au- 
thority to  substitute  his  passport  for  one  signed  by 
the  King.  The  document  required  by  the  treaty, 
then,  not  being  found  on  board,  the  parties  are  to 
give  "  legal  satisfaction  of  their  property  by  testi- 
mony entirely  equivalent"  This  testimony  is  to  be, 
according  to  the  course  of  the  Prize  Court,  the  pa- 
pers found  on  board,  and  the  examinations  in  pre- 
paraiorio.  But  these  papers  and  depositions,  so  far 
from  satisfying  the  conscience  of  the  Court,  increase 
the  suspicions  excited  by  the  want  of  the  documents 
required  by  the  treaty ;  documents  so  easily  procured 
where  the  property  is  really  Spanish,  and  the  vessel 

a  The  Pizarro,  8  Wheat.  Rtp.  %i%. 


38  CASES  IN  THE  SUPREME  COURT 

1821.       fairly  entitled  to  the  privileges  of  a  Spanish  ship, 
J^y?^,    that  it  is  incredible  any  such  vessel  should  want 

The  Amiable  ,        ,.   .  i         i   • 

Isabella,  them.  The  onus  probandi  is  on  the  claimant  in 
such  a  case  under  the  treaty,  precisely  as  it  would 
be  by  the  general  law  of  nations,  independent  of 
the  special  provisions  of  the  treaty ;  and  the  ques- 
tion of  proprietary  interest  is  to  be  determined  just 
as  that  question  would  be  in  any  other  case  of  prize* 
The  investigation  in  the  Prize  Court  is  substituted  in 
lieu  of  the  investigation  by  the  captors  at  sea,  which 
last  was  to  be  entirely  concluded  by  the  treaty  do- 
cuments, if  the  ship  was  furnished  with  them ;  if 
not,  she  was  liable  to  be  brought  in  to  ascertain  the 
character  of  the  ship,  which,  if  adjudged  to  be  Spa- 
nish, the  same  consequence  of  protection  to  the  car- 
go will  follow,  as  if  the  ship  had  been  regularly  do- 
cumented according  to  the  treaty.  It  is  not  the  pos- 
session of  papers  equivalent,  in  formal  effect,  to  those 
required  "by  the  treaty  which  will  protect  her  from 
farther  inquiry,  but  she  must  have  papers  which  will 
produce  the  effect  of  giving  satisfactory  evidence  of 
the  proprietary  interest  according  to  the  ordinary 
rules  of  the  Prize  Court.  If  the  substituted  docu- 
ments were  fraudulently  obtained  and  used,  would 
that  be  satisfactory  evidence  ?  The-  spirit  and  inten- 
tion of  a  treaty  is  always  to  be  regarded  in  its  in- 
terpretation.* Every  object  of  such  a  treaty  would 
be  entirely  defeated  by  permitting  an  enemy  to  avail 
himself  of  provisions  contained  in  it,  and  intended 
for  the  exclusive  benefit  of  a  friend ;  and  even  if  a 

a  Vattel.  Droit  det  Gens,  I.  2.  e.  17.  $.  268—270.  274— 28& 


OF  THE  UNITED  STATES.  39 

Spanish  subject,  by  perpetrating  a  fraud  upon  his  1821. 
own  government,  lends  the  protection  of  its  flag  to  J^^L 
a  foreigner,  that  Spaniard  becomes  himself  an.ene-  Isabella. 
my,  and  cannot  justly  complain  if  he  suffers  the  fate 
of  an  enemy ^  It  is  no  disrespect  to  Spain,  or  disre- 
gard of  her  national  rights,  to  refuse  the  benefit  of  her 
flag  and  pass,  where  they  have  been  obtained  by  prac- 
tising an  imposition  upon  her  officers*  She  can  claim 
no  greater  respect  for  their  acts  than  is  conceded  to 
the  judgments  of  the  highest  Courts  of  justice.  But 
even  these  are  vitiated  by  fraud,  according  to  the 
law  of  every  country.  Great  Britain  so  under- 
stands the  effect  of  a  similar  treaty  stipulation. 
In  the  case  of  the  Cittade  de  Lisboaf  which  was  de- 
termined under  the  British  treaty  with  Portugal,  con- 
taining the  principle  of  free  ships,  free  goods,  though 
the  vessel  had  the  Porfuguese  flag  and  pass,  she  was 
condemned  because  a  box  of  papers  was  found  on 
board  falsifying  the  claim,  and  showing  the  proper- 
ty to  be  enemy's ;  and  to  give  more  solemnity  to  the 
judgment  of  the  Court,  the  Portuguese  Consul  was 
called  in  to  witness  it,  and  admonished  to  advise  his 
government  to  be  more  vigilant  over  the  conduct  of 
its  officers  in  this  respect.  So,  also,  our  own  Court 
of  Appeals  in  prize  causes,  during  the  war  of  the  re- 
volution, held  the  general  maxim  of  free  ships,  free 
goods,  which  had  been  temporarily  recognized  in  an 
ordinance  of  Congress,  not  to  extend  to  a  case  of 
fraudulent  combination  between  the  enemy  and  neu- 
trals to  defeat  the  belligerent  rights  of  the  United 
States  and  her  ally.*    In  that  case,  the  Court  ob- 

o  6  Rob.  368. 

h  Darby  r.  The  Est  em,  2  Doll  35. 


40  CASKS  IN  rjTHE  SUPREME  COURT 

mi.  served,  that  Congress  had  not  paid  that,  a  violated 
ThTAmitbie  neutraWty  should  protect ;  and  the  mention  of  some 
Isabella*  exceptions  to  the  general  immunity ,  (such  as  con- 
traband, &c.)  does  not  exclude  others,  equally  fla- 
grant, though  not  mentioned.  So  in  this  case,  the  ex- 
ceptions of  blockade  and  contraband,  do  not  exclude 
other  cases  of  unneutral  conduct ;  and  some  implied 
exceptions  there  must  be,  or  how  could  the  Court 
engraft  the  exceptions  of  the  propery,  of  citizens  of 
the  United  States  trading  with  the  enemy,  or  of  Spa- 
nish subjects  not  actually  domiciled  within  the  domi- 
nions of  Spain,  both  of  which  cases  are  excluded  from 
the  general  operation  of  the  treaty,  according  to  the 
opinion  of  this  Court  in  the  Pizarro.*  If,  then,  the 
case  is  not  within  the  protection  of  the  treaty,  does 
either  the  original  evidence;  or  the  farther  proof,  sa- 
tisfy the  Court  of  the  property  of  the  ship  and  cargo 
being  as  claimed  ?  This  inquiry  cannot  be  limited  to 
the  ship,  because  if  that  vyas  really  Spanish,  it  would 
be  sufficient  to  protect  the  cargo  also :  but  both  are 
included  in  the  same  claim,  which  is  given  for  the 
same  person  ;  and  if  the  claim  for  the  cargo  be  false, 
that  will  also  affect  the  claim  to  the  ship.  If  the 
ship  was  Spanish  property,  why  seek  to  show  that 
the  cargo  was  Spanish  also  ?  The  proprietary  in- 
terest in  the  ship  is  supposed  to  have  been  acquired 
under  a  judicial  sale  upon  a  bottomry  bond.  But 
the  previous  history  of  the  ship  is  not  satisfactorily 
explained,  and  so  far  as  it  is  given,  points  to  an 
enemy  origin :  and  the  proceedings  under  which  the 

a  2  Wheat.  Rep.  245.  246. 


OF  THE  UNITED  STATES.  4] 

sale  was  had,  are  manifestly  collusive  and  fraud  u-  issi. 
feat*  The  claim  to  the  cargo  is  also  supported  by  -i^mWhL 
mere  formal  documents,  unsupported  by  the  oaths  of  Isabella, 
witnesses,  and  contradicted  by  the  evidentia  rau 
The  spoliation  and  concealment  of  the  papers  are 
not  satisfactorily  explained.  Such  explanation 
could  only  proceed  upon  the  ground  of  the  papers 
being  innocent  in  themselves,  and  that  they  were 
destroyed  from  a  necessity  unconnected  with  an  at* 
tempt  to  evade  the  right  of  search.  But  as  to  the 
papers  thrown  overboard,  all  that  we  know  of  their 
character  is,  that  they  came  from  the  compting 
house  of  the  claimant,  who  ordered  them  to  be 
thrown  overboard,  in  case  of  capture ;  and  as  to  the 
supposed  necessity  of  destroying  them,  the  only  rea- 
son alleged  is  the  fear  of  South  American  cruizers. 
This  could  not  be  the  true  reason,  since  the  papers 
retained  on  board  would  equally  show  the  Spanish 
ownership  of  the  ship  and  cargo,  which  it  is  now  in- 
sisted they  are  sufficient  to  establish.  And  as  to  the 
papers  mutilated  and  concealed,  a  careful  inspection 
of  them  will  satisfy  the  Court,  that  they  point  to  the 
English  origin  of  the  adventure,  and  to  English  in- 
terests in  its  results.  The  learned  counsel  concluded 
by  a  very  minute  and  able  analysis  of  the  proofs  of 
proprietary  interest. 

'Mr.  Harper,  for  the  claimant  and  appellant,  in  reply, 
(1.)  insisted  that  the  destination  of  the  vessel,  in  this 
case,  was  not  a  false  destination ;  and  that  even  a  false 
destination  is  not  a  substantive  cause  of  condemna- 

V«L.  VI.  6 


42  CASES  IN  THE  SUPREME  COURT 

1821.       tion.     A  false  destination,  is  an  unlawful  destination 
^y^f.    concealed :  but  here  the  alternative  destination  did, 

The  Amiable 

Isabella,  in  fact,  appear  on  the  face  of  the  papers,  and  both 
London  and  Hamburg  were  equally  lawful  ports  for 
Spanish  vessels  to  trade  with.  In  the  cases  oflheJuff- 
rouwAnna*  and  the  Welvaartf  the  false  destination  was 
combined  with  other  circumstances  of  illegal  conduct 
or  suspicion,  and  the  condemnation  did  not  proceed 
upon  that  ground  alone.  In  the  case  of  the  Nancy  f 
it  was  also  connected  with  the  offence  of  carrying 
contraband  goods  on  the  outward  voyage.  So  the 
case  of  the  Marsf  was  that  of  engaging  in  the  colo- 
nial trade  of  the  enemy,  attempted  to  be  concealed  by 
a  false  destination ;  and  farther  proof  being  neces- 
sary, it  was  refused  on  account  of  those  circumstan- 
ces of  fraud  and  illegality. 

2.  Nor  ought  the  present  case  to  be  affected  by 
the  fact  of  the  vessel  having  set  sail  from  the  Havana 
under  convoy  of  a  British  frigate.  This  protection 
was  necessary  against  South  American  cruizers,  to 
whom  Spanish  property  would  have  been  good 
prize.  But  the  Isabella  intended  to  leave  her  con- 
voy off  the  coast  of  Florida,  and  such  an  intention 
admits  of  a  locus  penitentice  which  was  availed  of: 
for  she  had  in  fact  left  the  fleet,  before  the  capture. 
The  case  of  the  Hanse  vessels  taken  under  Swedish 
i  convoy  was  very  different  from  this.'    The  Swedish 

a  1  Rob.  125. 

6  1  Rob.  122. 

c  3  Rob.  125. 

ej  6  Rob.  79. 

e  TheElsebe,  5  Rob.  173. 


OP  THE  UNITED  STATES,  43 

arri)6d  vessels  prepared  to  resist,  and  only  yielded  to      1821. 
the  terror  of  a  superior  force ;  and  the  Hanse  vessels  TJjf^^Ie 
were  affected  by  what  was  considered  as  an  actual     Isabella. 
resistance  of  the  convoy,  having  associated  them- 
selves under  its  protection. 

3.'  As  to  the  spoliation  and  concealment  of  papers, 
the  facts  do  not  warrant  the  inference  of  its  having 
been  done  for  unlawful  purposes.  There  Is  no  evi- 
dence whatever  that  the  papers  thrown  overboard 
were  connected  with  this  transaction.  The  con- 
cealed papers  were  innocent ;  and  were  even  essen- 
tial to  show  the  Spanish  interest  in  the  cargo:  and 
as  to  the  mutilation,  if  practised  at  all,  it  most  have 
been  by  the  captors  themselves,  as  they  alone  had  an 
interest  in  defacing  papers  which  were  material  to 
the  claimant's  proofs  of  property.  The  fact  as  to  the 
papers  thrown  overboard  was  frankly  and  freely  dis- 
closed by  the  parties  who  alone  had  any  knowledge 
of  it,  and  a  satisfactory  reason  for  their  conduct  as- 
signed by  them  on  jheir  first  examination.  Even 
supposing,  however,  that  the  fact  of  the  spoliation 
and  suppressioff  of  papers  would,  under  other  cir- 
cumstances, exclude  the  claimant  from  the  benefit  of 
farther  proof,  it  is  now  too  late  for  the  captors  to  ob- 
ject, an  order  for  farther  proof  having  been  granted  in 
the  Court  below,  without  any  objection  on  their 
part.* 

4.  The  passport  in  this  case  is  sufficient  to  esta- 
blish the  national  character  of  the  ship,  so  as  to  pro- 
tect both  her  and  the  cargo  under  the  treaty  with 

a  The  Pizarro,  2  Wheat.  Rep.  227.  240. 


44  CASES  IN  THE  SUPREME  COURT 

182U      Spain.    It  is  one  of  a  series  of  passports  issued  by 
J^y^,    tbe  Governor  of  the  island  of  Cuba ;  is  numbered 

The  Amiable  #  '  m 

.  itaUiia.  94,  showing  that  many  more  of  the  same  kind  had 
been  issued ;  and  the  words  "  For  want  of  royal 
passports"  are  printed,  which  circumstance  shows 
that  it  was  an  established  formula.  The  circum- 
stances of  the  Spanish  nation  at  that  period,  when 
Ferdinand  had  been  just  restored  to  the  throne,  suf- 
ficiently explain  the  cause  of  the  defect  of  passports, 
with  the  king's  sign-manual.  The  very  act  of  exer- 
cising such  an  authority  cm  the  part  of  the  colonial 
Governor,  is  strong  prima  facie  evidence  of  his  pos- 
sessing the  power ;  and  until  rebutted  by  some  con- 
trary proof,  must  be  considered  as  conclusive  that 
such  is  the  usage  of  Spain.  There  is  no  substantial 
difference  between  such  a  document  and  royal  pass- 
ports ;  since  the  latter  must  be  issued  in  blank,  and 
sent  to  the  different  ports  throughout  the  extent  of 
the  Spanish  dominions,  and  the  distribution  of  them 
entrusted  to  subordinate  officers,  so  that  the  same 
frauds  may  be  perpetrated  as  are  imagined  in  the 
present  instance.  What  better  sectlrity  have  we 
that  the  royal  passport  itself  will  not  be  employed  to 
protect  the  trade  of  our  enemy  ?  It  may  be  safely 
admitted,  that  you  may  inquire  so  far  as  to  ascertain 
that  the  passport  is  not  forged,  or  obtained  by  crimi- 
nal means,  or  fraudulently  applied  to  a  vessel,  for 
which  it  was  not  issued  :  But  if  none  of  these  cir- 
cumstances occur,  and  the  passport  regularly  issues, 
from  an  authority  which  is  competent  to  grant  it 
according  to  the  local  usages  of  the  neutral  country, 
the  treaty  makes  it  conclusive,  on  the  question  of 


Or  THE  UNITED  STATES.  4& 

property.    Id  this  case,  the  passport  was  granted,       issi. 
under  a  judicial  decree  of  the  Consufado,  at  the  t^T^Tw 
Havana,  proceeding  according  to  the  course  of  the     inbeihu 
Court  of  Admiralty,  to  inforce  a  bottomry  bond, 
given  for  repairs  to  the  ship.  The  sentences  of  foreign 
tribunals,  having  jurisdiction  of  the  subject  matter, 
and  proceeding  in  rem,  are  considered  as  conclusive, 
by  the  law  of  this,  and  every  other  country,  wherever 
the  title  to  the  thing  comes  incidentally,  or  directly, 
in  controversy.    Here  it  is  the  very  question  in  issue 
before  the  Court ;  and  the  decision  of  the  Spanish 
tribunal  not  only  warranted  the  Governor  of  Cuba 
in  granting  the  passport,  but  even  if  he  had  not 
issued  it,  would  bind  this  Court  to  consider  the  pro- 
perty as  Spanish.    Therefore,  admitting  that  the 
captors  had  a  right  to  bring  in  this  vessel  for  adjudi- 
cation, because  she  had  not  the  passport  required  by 
the  treaty,  or  because  it  was  not  exhibited  to  them 
at  the  time  of  the  capture,  still  the  equivalent  proof 
is  more  than  sufficient  to  supply  the  want  of  a  pass- 
port in  any  form  that  can  be  conceived  ;  because,  it 
shows,  that  the  ship  was  entitled  to  every  document 
which  could  prove  her  to  be  a  Spanish  ship,  the  tri- 
bunal of  the  Consulado  having  adjudged  her  to  be 
Spanish  property.    The  captors  may  possibly  be 
exempt  from  costs  and  damages ;  but  it  does  not, 
therefore,  follow,  that  the  case  is  taken  entirely  out 
of  the  special  provisions  of  the  treaty,  and  left  at 
large  to  be  determined  under  the  law  of  nations. 
The  object  of  the  treaty  was  to  provide,  that  neutral 
vessels  should  protect  goods  to  whomsoever  belong- 
ing, with  the  exception  of  contraband  only.    The 


46  CASES  IN  THE  SUPREME  COURT 

1821.       passport  was  to  ^e  conclusive  of  the  neutrality  of 
J1-^^,    the  ship,  and  the  certificate  was  to  show,  that  the 

The  Amiable  r7  ,,»-..  , 

Isabella,     cargo  was  not  contraband.     If  these  documents  are 
wanting,  then  the  property  of  the  ship  is  to  be  esta- 
blished by  equivalent  testimony;   and  that  being, 
shown  to  be  neutral,  will  protect  the  cargo,  even  if 
enemy's  property,  unless,  indeed,  it  consist  of  con- 
traband articles.     The  "  equivalent  testimony"  re- 
quired, must  mean,  that  other  documents  shall  be 
produced  which  will  prove  precisely  the  same  facts 
that  were  intended  to  be  proved  by  the  passport  and 
certificate ;  and  not  that  sort  of  evidence  which  the 
technical  rules  of  the  Prize  Court  demand  in  a  case 
requiring  farther  proof.     Doubtless  the  intention  of 
the  contracting  parties  is  to  be  regarded  in  constru-^ 
ing  treaties,  as  it  is  in  the  interpretation  of  all  other 
instruments;  but  that  intention  is  to  be  gathered 
from  the  words  they  use.     Although  there  are  many 
treaties  consecrating  the  maxim,  that  free  ships  shall 
make  free  goods,  there  is  no  other  example  of  a  treaty 
stipulating  what  should  be  conclusive  evidence  of  the 
freedom  of  the  ship.     The  parties  to  this  treaty  in- 
tended to  exclude  the  jurisdiction  of  the  Prize  Courts 
of  the  belligerent  as  far  as  possible,  by  forbidding ' 
the  detention  of  vessels  having  the  required  docu- 
ments, and  where  they  were  carried  in  for  adjudica- 
tion for  want  of  these  documents,  limiting  the  in- 
quiry of  the   Prize  Courts  to  such  testimony  as 
should  be  equivalent.     All  the  cases  cited  on  the 
other  side,  of  the  supposed  exception  to  the  general 
immunity,  are  cases  arising  under  treaties  or  ordi- 
nances, merely  recognising  the  principle,  that  free 


OF  THE  UNITED  STATES.  47 

ships  should  make  free  goods,  without  providing  any       mi. 
rule  of  evidence  to  establish  the  national  character  Jtj^y^f* 
of  the  ship,  and  leaving  that  question  to  be  deter-     Isabella, 
mined  by  the  general  law  of  nations.    But  here  the 
conventional  law  adopts  a  new  rule  of  evidence,  from 
which  the  Court  is  not  at  liberty  to  depart. 

The  learned  counsel  also  argued  the  question  of 
proprietary  interest  with  great  minuteness  and  ability. 

The  Court  directed  the  cause  to  be  reargued,  up-  March  «A, 
on  the  point  as  to  the  form  and  effect  of  the  passport. 

The  Attorney-  General,  for  the  captors  and  respon- 
dents, insisted,  that  the  form  of  passport  to  which  an 
effect  so  important  was  attributed,  not  having  been 
annexed  to  the  original  treaty,  by  the  contracting 
parties,  could  hot  now  be  supplied  by  the  judicial 
tribunals  of  either.  Such  an  attempt  would  be  an 
encroachment  on  the  treaty-making  power,  which, 
in  our  government,  is  exclusively  confided  to  .the 
President  and  Senate.  The  office  of  this  Court  is  to 
construe,  not  to  make  or  amend  treaties.  The  treaty 
(art.  17.)  provides,  that  "the  ships  and  vessels  be- 
longing to  the  subjects  or  people  of  the  other  party, 
must  be  furnished  with  sea  letters  or  passports,  ex- 
pressing the  name,  property,  and  bulk  of  tlte  ship, 
as  also  the  name  and  place  of  habitation  of  the  mas- 
ter  of  the  said  ship,  that  it  may  appear  thereby  that 
the  ship  really  and  truly  belongs  to  the  subjects  of  one 
of  the  parties,  which  passport  shalLbe  made  out  and 
granted  according  to  the  form  annexed  to  this  treaty." 
These  particulars  were  required  to  be  inserted  for 


48  CASES  IN  THE  SUPREME  COURT 

1831.  the  purpose  of  identifying  the  vessel  to  which  the 
J^y*^.  passport  was  intended  to  apply,  and  to  satisfy  the 
Isabella,  other  contracting  party  that  she  is  really  entitled  to 
the  immunities  stipulated  in  the  treaty.  The  pass- 
port in  the  present  case  was  either  intended  to  certi- 
fy that  the  ship  was  Captain  Cacho's,  or  not  The 
words  are,  "  Captain  Cacho,  with  his  Spanish 

ship  called/9  &c.  If  Cacho  was  meant  to  be  certified 
to  be  the  owner,  the  claim  does  not  conform  to  it 
He  expressly  swears  that  it  is  not  his,  but  that  it  be- 
longs exclusively  to  Munos,  who  claims.  Nobody 
else  can  have  restitution  but  the  actual  claimant,  and 
he  is  not  certified  in  the  passport  to  be  the  owner. 
But  the  term  "  his  Spanish  ship"  is  evidently  a  mere 
figurative  expression,  and  means  nothing  more  than 
the  ship  of  which  he  is  master.  What  then  is  the 
import  of  the  term  ''  Spanish  ship  ?"  A  certificate 
that  a  ship  of  a  certain  name,  and  bulk,  and  master, 
is  a  Spanish  ship,  is  not  a  certificate  that  it  is  Spa- 
nish property,  or  in  other  words,  the  property  of  Spa- 
nish subjects,  which  is  alone  intended  to  be  protect- 
ed by  the  express  terms  of  the  article.  A  vessel  may 
be  a  Spanish  ship  by  adoption,  by  having  a  license 
to  trade  with  the  Indies,  without  ceasing  to  be  the 
property  of  foreigners,  or  becoming  the  property  of 
Spanish  subjects.  It  is  not  sufficient  to  certify  the 
national  character  of  the  ship  merely.  There  must 
be  a  certificate  that  it  is  the  individual  property  of 
particular  subjects  of  Spain,  for  to  such  alone  does 
the  protection  of  the  treaty  extend.  The  treaty  be- 
*  ing  left  imperfect  in  omitting  to  annex  the  form  of 


OF  THE  UNITED  STATES  40 

passport,  it  is  very  questionable  whether  the  stipu-       isai. 
Jation  as  to  its  effect  as  evidence,  is  not  wholly  void.  J^Yyf. 

•n  i     •    •         .         .      ^  ../.  The  Amiable 

But  admitting  that  the  Court  can  supply  the  form,  Isabella. 
how  is  it  to  be  done?  Two  modes  may  be  selected. 
Fint,  to  take  the  literal  words  of  the  treaty ;  and  then 
the  passport  should  have  stated  the  ship  to  be  the 
property  of  Munps,  the  claimant:  or,  secondly,  the 
form  may  be  supplied  by  referring  to  other  treaties 
similar  in  their  nature.  In  the  form  of  passport  an- 
nexed to  the  French  treaties  of  1778  arid  1801,  the 
master  is  required  to  swear  that  "  the  ship  belongs  to 

•one  or* more  of  the  subjects  of  - .     The  act 

whereof  shall  be  put  at  the  end  of  these  presents," 
&c  No  form  of  the  oath  which  is  .to  be  thus  ap- 
pended is  given :  but  the  Dutch  treaty  of  1 782,  shows 
what  the  form  of  the  oath  would  probably  be:  cC  C. 

D.  of ,  personally  appeared  before  us,  and  de* 

clared  by  solemn  oath,  that  the  ship  or  vessel  called, 
&c.  does  rightfully  and  properly  belong  to  him  or 
them  only,"  &c.  The  terms  of  these  treaties  are 
the  same  with  the  Spanish  treaty,  and  require  "  the 
name,  the  property,  and  the  burthen  of  the  vessel," 
to  be  expressed.  It  is  not  property  in  the  abstract, 
the  national  character  merely,  acquired  by  a  fictitious 
adoption  into  the  navigation  of  Spain;  but  the  indi- 
vidual proprietary  interest  of  some  Spanish  domicil- 
ed subject,  that  is  to  be  protected. 

Mr.  Harper )  contra,  contended,  that  the  treaty  mere- 
ly required  the  national  character  of  the  property,  and 
not  its  individual  ownership,  to  be  expressed  in  the 
passport:     There  can  be  no  doubtt  hat  this  pa&sport 

Vet.  VI.  7 


60  CASES  IN  THE  SUPREME  COURT 

1821.       tfiust  be  according  to  the  regular  Spanish  form,  bettrifee 

^iiTa^m  ^ot*1  t^a  anc*  t'ie  fo^  PassPort  ^  ^e  Clara,  which 
Isabella,  was  also  found  on  board,  have  the  same  expression, 
viz.  "  his  Spanish  ship."  This  is  precisely  equiva- 
lent to  a  certificate  that  the  ship  belongs  to  Spanish 
siibjefcts.  A  warranty  in  a  policy  of  insurance  that 
a  ship  is  an  American  ship,  is  a  warranty  that  she  is 
the  property  of  citizens  of  the  United  States.  The 
form  of  passport  which  was  intended  to  have  been 
annexed  having  been  omitted,  good  faith  requires 
that  it  should  be  supplied  by  construction,  since  it 
must  be  concluded  that  the  parties  intended  to  Waive 
it.  A  construction  has  been  given  to  the  stipulation 
by  the  Usage  of  the  two  countries,  which  is  suffi- 
cient for  all  practical  purposes.  What  good  pur- 
pose Would  be  answered  by  inserting  the  name  of 
the  owner?  The  Court  could  not  inquire  even 
whether  such  a  person  existed,  much  less  as  to  his 
national  character  or  domicil.  The  conclusive  effect 
attributed  to  the  passport,  would  prevent  any  such . 
extrinsic  investigation,  and  therefore  a  fictitious 
name  might  be  inserted  which  would  satisfy  all  the 
requisites  of  the  treaty.  So  that  a  general  certificate 
of  the  national  character  of  the  property  is  as  effica- 
cious as  would  be  a  certificate  that  it  was  the  pro- 
perty of  some  particular  person. 

Mm*  K>t!i,        The  cause  was  again  argued,  upon  the  application 
182a       of  the  executive  Government,  to  the  Court,  on  the 
question  of  the  construction  of  the  Spanish  treaty, 
and  the  form  and  effect  of  the  passports. 


OF  THE  UNITED  STATES.  5} 

Mr.  Pinknetfy  for  the  captors  and  respondent*,       is2\. 
stated  four  points  for  the  consideration  of  the  Court.  J^y~*?t 

*  m  The  Amiable 

1st.  That  the  passport  produced  in  this  case,  was     Isabella. 
not  within  the  terms  of  the  treaty,  because  it  was 
obtained  by  fraud. 

2dly.  That  it  was  not  within  the  treaty,  because 
Upt  issued  by  the  Spanish  sovereign,  or  his  known 
authorized  substitute. 

3d.  That  it  was  not  within  the  same,  because  the 
only  article  which  professes  to  provide  for  it,  is  in- 
complete and  inofficious,  the /arm  never  having  been 
annexed,  according  to  the  terms  of  the  article. 

4th.  Because  the  passport  issued  for  this  ship,  is 
not  conformable  either  with  the  terms  or  the  sub- 
stance of  the  article  ;  since  it  does  not  state  that  the 
ship  is  the  property  of  a  Spanish  subject,  nor  nape 
any  Spanish  subject  as  the  owner. 

This  treaty  is,  unquestionably,  to  be  interpreted 
by  a  just  regard  to  the  public  faith,  but  only  so  far 
as  the  public  faith  is  actually  pledged  by  it.  The 
spirit  which  animated  the  parties  to  the  armed  neu- 
trality is  to  be  regarded  ;  but  it  must  be  remembered, 
that  the  celebrated  confederacy  which  has  received 
that  naipe,  was  intended  to  introduce  new  rules,  to 
the  disparagement  and  repeal  of  those  which  then 
existed,  and  in  derogation  of  the  ancient  law  of  na- 
tions. The  intention  of  the  parties  to  the  Spanish 
treaty,  is  also  to  be  token  into  view.  But  this  in- 
tention is  to  be  collected  from  the  language  they 
have  used ;  if  that  be  clear  and  plain,  there  is  no 
room  for  interpretation ;  but,  if  ambiguous  in  itself, 
then  the  intention  may  be  fairly  collected  from  the 


52       ,  CASES  IN  THE  SUPREME  COURT 

1821.       object  and  circumstances  of  the  stipulation  in  ques- 
-^^V.    tion.     In  a  word,  the  treaty  is  to  be  executed  as  it 
Isabella*     is,  and  no  new  treaty  to  be  ibade  by  the  labour  of 
exposition. 

1.  The  object  of  the  stipulation  is  expressed  in 
the  article  to  be  "  the  ships  and  vessels  belonging  to 
the  subjects  or  people  of  the  other  party,"  &c.  This, 
necessarily,  excludes  all  other  ships  or  vessels. 
Consequently,  it  cannot  be  applied  to  vessels 
which  are  not  really  those  of  Spanish  subjects, 
but  only  fraudulently  represented  to  be  such.  It 
is  a  principle,  not  only  of  the  common  law,  but 
of  universal  jurisprudence,  that  fraud  vitiates  every 
act,  whether  public  or  private;  contracts,  deeds, 
and  judgments,  are  alt  affected  by  it,  even  as  to  bona 
fide  purchasers.  No  record,  however  solemn,  estops 
an  allegation  of  fraud.  Judgments  of  Courts  of 
competent  jurisdiction  import  absolute  verity,  wher- 
ever they  are  brought  in  question  ;  hut  if  obtained 
by  fraud,  they  are  set  aside,  either  in  the  same  or 
any  other  tribunal ;  and  a  person  affected  by  the 
fraud  may  show  it  and  avoid  the  judgment,  though 
not  a  party  to  the  suit.  Thus  a  stranger  may  avoid 
a  recovery  in  a  real  action,  if  covenous  or  fraudulent, 
and  he  is  prejudiced  by  it.  These  analogies  of  the 
municipal  law  are  applicable  to  similar  cases  arising 
under  the  law  of  nations.  The  comity  which  is  due 
to  foreign  States,  does  not  require  us  to  respect  the 
acts  of  their  administrative  or  judicial  officers  when 
they  are  contaminated  with  fraud,  and  still  less 
where  this  fraud  has  deceived  those  very  officers, 
and  induced  them  to  issue  Spanish  papers  to  a  Bri- 


OP  THE  UNITED  STATES.  53 

tish  ship.     In  such  a  case,  even  if  a  royal  passport       1821. 
had  been  issued,  we  should  have  a  right  to  say,  in     v-*~*^/ 

The  Amiable 

the  language  of  the  common  law,  li  the  King  has     Isabella. 
been  deceived  in  his  grant."      A  repetition  of  such 
transactions  as  the  present  case  discloses,  would 
bring  the  entire  treaty  into  jeopardy.    The  honour 
and  interest  of  both  nations  equally  require  that  they 
should  be  repressed.     The  only  mode  of  preserving 
the  amicable  relations  between  the  two  powers,  is  by 
judicial  interposition,  preventing  the  effect  of  such 
violations  of  the  spirit  of  the  treaty  before  they  grow 
too  mighty  to  be  controlled  by  diplomatic  remon- 
strance.   Make  these  frauds  successful,  and  encour- 
age them  by  your  decisions,  and  such  violations  will 
be  frequent     On  the  other  band,  by  arresting  them 
in  limine,  the  presumed  and  declared  purposes  of  the 
contracting  parties  will  be  fulfilled,  and  dissentions 
and  hostilities  prevented.    That  there  must  be  some 
implied  exceptions  to.  the  conclusive  effect  attributed 
to  the  passport  by  the  letter  of  the  treaty,  is  manifest. 
Such  would  be  the  case  of  a  royal  passport,  signed 
in   blank,  obtained  by  corruption  of  the  officer  in 
whose  custody  it  was,  and  filled  up  fraudulently,  and 
applied  to  a  vessel  not  entitled  to  the  privilege. 
Here  is  a  passport  de  facto,  with  all  the  solemnities 
upon  its  face,  yet  certainly  examinable  in  this  par- 
ticular ;  and  if  shown  by  extrinsic  evidence  to  be 
thus  fraudulently  obtained  and  used,  not  only  would 
the  captors  be  excused  from  costs  and  damages  for 
detaining  the  vessel,  but  she  must  be  condemned 
under  the  ordinary  rules  of  prize  law.     So  that  all 
the  mischiefs  of  stopping  vessels  at  sea  may  arise 


54  CASES  IN  THE  SUPREME  COURT 

18^1.  notwithstanding  this  stipulation;  and,  indeed,  all 
^^Mbi  8UC'1  attempts  to  limit  the  range  of  maritime  warfare 
Isabella,  will  be  found  in  practice  to  be  quite  illusory,  unless, 
indeed,  the  capture  of  private  property  be  entirely 
prohibited ;  and  even  then  contraband  and  breach 
of  blockade  must  be  excepted.  A  passport,  as  in 
the  present  case,  actually  filled  up  by  the  proper 
authority,  and  intended  for  the  ship  for  which  it  j» 
actually  used,  if  issued  upon  false  suggestions,  is  np 
more  a  legal  passport  than  the  one  just  supposed. 
The  will  of  the  grantor  does  pot  concur.  The  fraud 
makes  it  no  passport. — But  it  is  objected,  that  by  the 
18th  article,  the  passport,  if  in  due  form,  is  to  he 
conclusive  when  shown  at  sea,  and  the  belligerent 
cannot  detain  the  vessel  after  this  document  is  ex- 
hibited. If  the  precise  letter  of  the  treaty  he  adher- 
ed to,  this  objection  will  be  found  to  be  groundless. 
"  If  the  ships  of  the  said  subjects,  &c.  shall  be  met 
with,"  &c.  "  the  master  or  commander  of  such  ship 
shall  exhibit  his  passports  concerning  the  property  of 
the  ship,  made  out  according  to  the  form  inserted  in 
this  present  treaty,"  &c  Suppose  a  ship  exhibiting 
such  a  passport,  should  be  proved  by  other  evidence 
found  on  board,  not  to  be  a  "  ship  of  the  said  sub- 
jects ;"  then  the  letter  of  the  treaty  does  not  apply 
to  her.  If  not  a  "  ship  of  the  said  subjects,"  her 
passport  is  no  absolute  and  conclusive  protection. 
On  the  other  hand,  if  the  spirit  of  the  treaty  be  re- 
garded, the  result  is  precisely  the  same.  The  inten- 
tion of  the  contracting  parties  was  to  protect  Spanish 
ships,  and  not  enemy  ships ;  to  give  effect  to  the 


OF  THE  UNITED  STATES.  55 

0> 

nlteto  tffiree  skips,  free  goods;  not  to  make  one-  mi. 
my  ships  protect  enemy  goods.  Even  admitting,  J^y^f, 
tint  the  contracting  parties  meant  to  confide  in  the  i»beu*. 
good  faith  of  each  other,  that  they  would  grant  their 
respective  passports  only  to  their  own  vessels  ;  still 
it  is  not  to  be  supposed,  that  they  meant  to  confide 
in  the  good  faith  of  their  enemies,  that  these  last 
would  not  attempt  to  deceive  their  officer*.  It 
would,  indeed,  be  an  imputation  on  their  good  faith, 
to  suppose  that  they  wished  such  frauds  to  be  suc- 
cessful. Every  such  national  stipulation  must  re- 
ceive fe  fair  and  reasonable  construction.  One  which 
subverts  its  object,  which  encourages  fraud  and  per- 
jury, and  makes  the  stipulation  destructive  to  the 
rights  of  both  parties,  and  benefits  their  enemies 
only,  cannot  be  just.  So  pernicious  a  construction 
destroys  all  the  advantages  of  the  treaty.  Look  at 
its  consequences  to  our  belligerent  rights.  The 
passport,  however  obtained,  and  attended  with  what- 
ever concomitant  proof  of  fraud  and  falsehood,  is 
supposed  to  be  incontrovertible.  However  clumsy 
and  barefaced  the  imposition  may  be,  still  it  must 
prevail ;  and  while  our  enemy  is  warring  upon  us  in 
atl  directions,  and  by  every  means,  we  must  suffer 
his  trade  to  pass  unmolested  in  his  own  ships,  wear- 
ing a  Spanish  veil  which  disguises  nothing,  and  only 
compels  us  to  affect  blindness.  On  the  other  side, 
the  evils  flowing  from  the  interpretation  we  insist 
upon  amount  to  nothing.  The  passport  is  still  pro- 
tecting evidence  to  all  reasonable  and  honest  pur- 
poses.    The  captor  who  disregards  it,  does  so  at  the 


50  CASES  IN  THE  SUPREME  COURT 

tail.       peril  of  exemplary  costs  and  damages,  to  be  inflicted 
J^y^f.    in  the  discretion  of  the  Court,  according  to  the  pe- 

Thc  Amiable  mi  •       i_ 

Isabella,     culiar  circumstances  of  every  case..    There  ts,  then, 
the  moral  restraint  of  a  great  responsibility.     It  is 
sufficient  to  give  protection  where  it  is  due,  and  was  . 
intended  to  be  given.     It  provides  for  the  consequen- 
ces of  slavish  submission  to  the  letter  of  the  instru- 
ment, on  the  one  hand,  and  guards  against  vexatious 
interruptions  of  neutral  commerce  on  the  other. 
.    2.  But,  if  the  document  can  be  issued  by  any  in- 
ferior functionary,  the  argument  on  the  first  point  is 
entitled  to  still  more  weight     It  is  impossible  to 
conceive  that  any  nation  would  be  so  unwise  a&  to 
consent  that  subordinate  officers,  at  a  distance  from 
the  sovereign  authority,  of  great  facility,  surrounded 
by  corrupt  agents,  or  perhaps  themselves  corrupt, 
should  grant  such  an  omnipotent  document,  sacred, 
infallible,  and  conclusive  even  against  the  manifest 
fact,  and  truth.    Where  is  the  authority  of  this  Court 
to  countenance  the  issuing  of  such  a  document,  by 
an  authority  less  than  the  highest  ?  The  treaty  is 
here  silent.    If  the  jfcrm  had  been  annexed,  it  would 
probably  have  made  provision  on  this  subject  also. 
If  this  omission  is  to  be  supplied  by  construction, 
the  Court  will  remember  the  high  dignity  and  vast 
power  of  the  document,  and  will  not  too  easily  con- 
fide in  the  responsibility  of  subordinate  agents,  re- 
mote from  the  control  of  their  sovereign.   The  pass- 
port now  in  question,  professes  to  be  issued  "  for , 
want  of  royal  passports."    But  why  want  them  ? 
Their  absence  proves  a  want  of  confidence  in  the 


OF  THE  UNITED  STATES.  57 

officer  who  has  here  assumed  the  authority  to  sub-       mi. 
stitute  his  own,  for  the  passport  of  his  prince.    In  J^YV 
the  absence  of  any  evidence  of  a  right  to  exercise  an     Isabella. 
authority  so  high,  or  of  the  fact  that  any  royal  pass- 
ports had  ever  been  entrusted  to  his  distribution,  the 
Court  cannot  recognize  the  validity  of  a  document 
thus  issued. 

3.  The  17th  and  18th  articles  of  the  treaty,  so 
far  as  they  provide  for  the  form  and  effect  of  pass- 
ports, are  inofficious  and  incomplete,  for  want  of  (be 
annexation  of  the  form  intended.  The  17th  pro- 
vides, that  the  "  passport  shall  be  made  out,  and 
granted  according  to  the  form  annexed  to  this  treaty." 
Tfre  ships  of  the  two  nations  are  to  be  "  provided 
with  passports  us  above  mentioned?  &c.  "  without 
which  requisites  they  may  be  sent  to  one  of  the 
ports,"  &c.  The  18th,  stipulates  that  the  master 
u  shall  exhibit  his  passports,  concerning  the  property 
of  the  ship,  made  out  according  to  the  form  inserted 
in  this  present. treaty,  and  the  ship,  when  she  shall 
have  showed  such  passport,  shall  be  free,  and  at  li- 
berty to  pursue  her  voyage,"  &c.  So  that  there  is 
nothing  in  these  articles  which  gives  a  conclusive 
effect  to  any  other  passport  than  one,  which  it  is  im- 
possible to  have  under  the  treaty,  as  the  parties  have 
left  it  The  first  part  of  the  17th  article  does  indeed 
give  some  of  the  qualities  of  the  passport ;  but  it 
must  have  others,  and  they  are  unattainable  by  rear- 
son  of  the  omission  of  the  form.  The  Court  then 
must  either  strike  out  the  reference  to  a  form,  or 
imagine  a  form,  and  annex  iu  To  do  either,  would 
be  a  high  act  of  legislation,  to  which  the  Court  is 

Vol.  VI.  8 


58  CASES  IN  THE  SUPREME  COURT 

1821.  incompetent.  But  let  ns  try  to  discover  the  for© ; 
f>-^v^w  and  taking  the  1 7th  article  for  a  guide,  it  must  ex- 
UabfUa.  press  the  name,  property,  and  bulk  of  the  ship,  aad 
the  name  and  habitation  of  the  master.  Still  there 
are  several  things  more  to  be  ascertained*  Who  i* 
authorised  to  grant  the  passport  ?  This  is  an  essen- 
tial circumstance ;  is  ascertained  by  the  forms  of 
passport  annexed  to  several  treaties ;  and  would 
probably  have  been  expressed  in  this  form  had  it 
been  annexed.  How  is  the  proprietary  interest  to 
be  stated  :  as  the  general  property  of  the  subjects  of 
the  state,  or  as  the  special  property  of  some  indivi- 
dual named  ?  Is  the  national  character  of  the  ship, 
jus  a  part  of  the  navigation  of  the  country  under 
whose  flag  she  sails,  sufficient;  or  must  it  appear  to 
be  the  property  of  subjects  in  general,  or  of  some 
individual  owner?  Under  what  sanctions  and  so* 
lemnities,  and  accompanied  by  what  proofs,  is  the 
document  to  issue  ?  These,  too,  are  regulated  by  the 
forms  annexed  to  several  treaties,  which  were 
brought  to  the  notice  of  the  Court,  at  the  former  ar- 
gument. The  Court  may  supply  these  requisites, 
conjecturally,  but  it  can  have  no  assurance  that  it 
will  not  err,  and  defeat,  instead  of  promoting  the  in- 
tention of  the  parties.  The  stipulations  of  the  treaty 
are  nothing,  and  profess  to  be  nothing  without  the 
form  of  passport  The  contracting  parties  have 
made  no  effectual  contract  on  this  matter,  without 
the  form.  The  Court  cannot  finish,  what  they  have 
left  imperfect,  any  more  than  it  could  frame  new 
articles,  and  insert  them  in  the  treaty.  The  con- 
tracting parties  give  conclusiveness  to  no  passport 


Of  THE  UNITED  STATES.  £9 

but  one  according  to  a  form  to  be  annexed.-    The       1821. 
Court  knows  not  what  that  form  would  have  been.  J^Y^f^ 

The  Armabl* 

ft  might  hare  explained,  varied,  or  added  to  the  re-      fcabeUa. 
qmsitesof  the  passport  contained  in  the  body  of  the 
treaty.     Can  the  Court  give  conclusive  effect  to  any 
other  passport  than  the  one  intended  to  be  ^provided 
by  the  treaty  ?  If  it  can,  the  treaty  wonld,  to  a  cer- 
tain extent,  be  made  by  the  Court.    But  the  judi- 
ciary has  no  portion  of  the  treaty-making  power 
trader  our  constitution  ;  and  cannot  exercise  it  under 
the  pretext  of  interpreting  treaties  made  by  the  Pre- 
sident and  Senate.     Here  is  no  room  for  interpreta- 
tion.    The  language  of  the  treaty  is  express  and  in- 
telligible, as  far  as  it  goes.     It  creates  but  one  casus 
foederis.     The  Court  cannot  vary  it,  or  superadd 
another.     The  14th  article  of  the  Prussian  treaty 
of  1785,  contains  a  similar  stipulation  with  that  of 
the  Spanish  treaty.     The  passport  is  to  express  the 
"  name,  property,  and  burden  of  the  vessel,  as  also 
the  name  and  habitation  of  the  master,  which  pass- 
ports shall  be  made  out  in  good  and  due  forms,  (to 
be  settled  by  conventions  between  the  parties,  whene- 
ver occasion  shall  require")  &c.     Suppose  that  no 
such  conventions  were  ever  concluded,  (and  in  fact 
they  never  were,)  could  the  Court  supply  the  form, 
or  give  effect  to  the  stipulation  in  the  treaty  with 
Prussia  ?  Yet  the  two   cases  are   the  same :    for 
the  omission  of  a  convention  settling  the  form,  or, 
of  the  annexation  of  the  form,   equally    fail    to 
complete  the  stipulation.     If  one  can  be  judicially 
supplied,  why  cannot  the  other  ?    It  is  a  gratuitous 
assumption  to  say,  that  by  the  non-annexation,  the 


60  CASES  IN  tHE  SUPREME  COURT 

1821.  parties  intended  to  refer  the  form  to  each  other's  good 
J^fy?*  faith  and  discretion.  If  they  had  changed  their  minds 
Isabella,  in  this  respect,  when  they  executed  the  treaty,  a  sup- 
plemental article  would  have  been  added:  and  the  on- 
ly fair  inference  from  their  silence  is,  that  they  meant 
to  leave  the  stipulation  of  free  ships,  free  goods,  to 
support  itself  by  the  ordinary  rules  of  evidence  as 
to  the  property  of  the  shift  The  Court  cannot  alter 
the  treaty  by  mere  implication,  and  that  too,  not  a 
necessary  implication,  for  the  non-annexation  might 
have  been  the  result  of  inadvertence.  It  might,  also, 
have  been  the  result  of  an  intention  to  abandon  the 
scheme  of  conclusive  passports,  or  of  passports  more 
than  usually  efficacious,  by  omitting  to  perfect  the 
treaty  in  that  respect.  If  the  defect  proceeded  from 
accident,  the  parties  might  have  supplied  it  by  a  sub- 
sequent convention :  and  if  they  have  not  thought 
Jit  to  do  it,  the  proper  inference  is,  that  they  did  not 
wish  to  do  it ;  and  if  wishing  it,  they  have  neglect- 
ed it,  they  have  no  reason  to  complain  that  the  Court 
acts  upon  the  treaty  as  it  finds  it.  The  inadver- 
tence, therefore,  was  remediable  in  a  regular  man- 
lier, by  the  treaty -making  power  on  both  sides ;  and 
the  Court  has  no  right  to  say  that  it  was  not  an  in- 
advertence ;  or  if  by  design,  that  it  was  not  intended 
to  leave  the  stipulation  abortive  as  to  the  effect  of 
passports.  And  where  is-  the  mighty  mischief  of 
leaving  it  unaccomplished  ?  The  great  object  of  the 
treaty  was  the  principle  of  free  ships,  free  goods. 
Take  away  the  conclusiveness  of  the  passport,  and 
that  principle  remains  in  full  force.  It  stands  in 
many  a  treaty  without  it.    The  passport  would  still 


OF  THE  UNITED  STATES.  $1 

Have  its  proper  effect.     It  would  be  entitled  to  re-       1*21. 
spect,  as  prima  fade  evidence,  but  it -would  not  be  J^v7*' 

1     •  •        i»      «  Td6  Ami&fa|ltt 

conclusive  against  further  examination.      No  doubt     Isabella. 
the  public  faith  is  to  be  preserved,  but  the  care  of  it 
is  devolved  upon  this  Court  to  a  limited  extent  only ; 
the  executive  government  is  answerable  for  the  rest 
The  jurisdiction  of  the  Court  to  carry  the  treaty  into 
effect,  arises  out  of  the  constitution,  which  declares 
it  to  be  the  supreme  law  of  the  land,  and  it  is  only 
as  a  law  that  the  Court  can  deal  with  it     Where  a 
treaty  gives  a  legal  rule,  the  Court  may  enforce  it 
directly  in  the  exercise  of  its  ordinary  and  regular 
jurisdiction.    But  where  it  fails  to  give  such  a  rule, 
the  Court  is  without  power.    As  a  Court  of  the  law 
of  nations,  it  cannot,  by  analogy  to  its  equitable  ju- 
risdiction, supply  the  defective  execution  of  a  treaty,     . 
as  Chancery  supplies  the  defective  execution  of  a 
power,  or  a  trust.     A  Court  of  Equity  supplies  a  re- 
medy where  there  is  a  right  merely  equitable.      It 
has  a  control  over  the  parties  to  compel  them  to  do 
justice,  although  there  be  no  legal  obligation.    But 
this  Court  cannot  deal  with  treaties  in  this  manner. 
It  must  execute  them  as  it  finds  them,  since  it  acts 
upon  them  as  written  laws  merely,  and  has  no  con- 
trol over  the  parties  to  make  them  conform  their  con- 
ventions to  their  actual  intentions.     Suppose  the 
United  States  had  refused  to  make  a  convention 
providing  the  form  of  passports  under  the  Prussian 
treaty,1  could  this  Court  compel  the  Government  to 
do  it,  or  consider  it  to  be  done,  because  in  equity  it 
ought  to  be  done  ?  An  equitable  jurisdiction  over 
treaties,  implies  a  control  over  parties.      But  the 


{ft  CASES  IN  TltE  SUPREME  COURT 


is».  power  of  the  Court  over  treaties  is  incidental  merely j 
^T^w  it  makes  the  treaty  act  where  it  professes  to  act,  and 
UabeUa.  dees  not  supply  rules  of  conduct  which  the  treaty 
does  not  give.  Its  province  is  interpretative,  as  in 
the  case  of  other  laws :  and  it  can  no  more  assume 
the  treaty-making  power,  than  any  other  legislative 
power. 

4.  But  putting  the  last  objection  out  of  the  ques- 
tion, the  passport  produced  does  not  conform  to  the 
17th  article  of  the  Spanish  treaty.  The  requisition 
of  the  treaty  is,  that  the  passport  shall  state  u  the 
name,  property  and  bulk  of  the  ship"  &c.  "  that  U 
may  appear  thereby  thai  the  skip  realty  and  irmly  be- 
longs to  the  sutyects  of  one  of  the  parties^  &c  But 
this  passport  merely  licenses  the  master,  by  name, 
"  to  proceed  in  his  Spanish  ship,"  &a  How  does 
it  appear  by  this  that  the  ship  is  the  property  of  any 
subject  of  Spain  ?  The  words  of  the  treaty,  or  ab- 
solute syuonymes*  are  essential,  and  cannot  be  dis- 
pensed with  without  frustrating  the  object  of  the  sti- 
pulation. Unless,  therefore,  the  substituted  words 
necessarily,  and  under  all  circumstances,  mean  the 
same  thing,  and  give  the  same  security  to  the  bel- 
ligerent, the  departure  is  fatal.  '  The  pronoun 
"  his,"  as  here  used,  does  not  relate  to  property,  but 
to  the  official  character  of  the  master ;  nor  is  it  pre- 
tended that  he  is  owner.  The  words  a  Spanish 
ship,"  do  not  necessarily  denote  Spanish  property. 
Spain  may  adopt,  or  naturalize  foreign  vessels,  for 
temporary,  or  for  permanent  purposes,  without  ma- 
king their  owners  her  subjects.  Even  a  Spanish 
passport  given  to  a  vessel,  documented  in  other  res- 
pects as  a  foreign  vessel,  may  be  held  to  communi- 


OF  TfciE  UNITED  STATES. 

cate  the  Spanish  national  character.     It  depends  on       iwi. 
Spain  to  make  any  vessels  Spanish  vessels,  and  thus  ^^^jL 
to  give  the  protection  of  her  flag  and  pass  to  the     Isabella, 
whole  navigation  of  our  enemy.     The  words  here 
substituted,  do  not  then  necessarily  import  the  same 
with  the  words  of  the  treaty ;  they  are  susceptible  of 
evasion ;  they  may  be  true,  and  yet  the  requisitions 
of  the  treaty  remain  unsatisfied. 

Mr.  Harper,  contra,  referred  to  the  former  argu- 
ment on  the  part,  of  the  claimant  and  appellant  on  all 
the  points,  except  that  relative  to  the  omission  of  the 
form  of  passport  provided  by  the  treaty,  which  he 
insisted  did  not  defeat  the  conclusive  effect  meant  to 
be  attributed  to  the  passport  by  the  treaty.  The 
construction  contended  for,  on  the  part  of  the  cap- 
tors, would  destroy  the  benevolent  object  of  the  con- 
tracting parties.  It  is  highly  improbable  that  the  two 
nations  would  have  suffered  so  important  an  altera- 
tion to  be  worked  in  their  original  intentions,  either 
by  an  accidental  or  designed  omission  of  the  form  of 
passport.  The  annexation  could  hardly  have  been 
omitted  from  negligence ;  and  if  the  entire  effect  of 
the  stipulation  was  meant  to  have  been  waived, 
the  parties  would  have  distinctly  expressed  this 
change  in  their  views.     The  fair  inference,  there-  , 

fore,  is,  that  they  meant  to  refer  the  form  to  each 
other's  good  faith,  and  to  be  satisfied  if  it  contained 
a  compliance  with  the  substantial  requisitions  of 
the  treaty.  Under  this  confidence,  our  vessels  have 
been  furnished  with  the  sea  letter,  and  the  vessels  of 
Spam  with  a  royal  passport,  or  a  passport  substitu- 


64 


CASES  JN  THE  SUPREME  COURT 


1821.  ted  for  it  by  the  Spanish  authorities,  to  whom  the 
v*^v^  issuing  of  royal  passports  is  entrusted,  and  contain- 
rubella*  mg  the  same  particulars  as  to  the  property  of  the 
ship,  &c,  which  the  royal  passport  contains.  It  is 
not  contended,  that  the  passport  may  be  issued  by 
any  Spanish  authority,  however  inferior,  or  however 
alien  his  functions  to  the  matter  in  question ;  but 
only  by  such  officers  as  the  Spanish  Government 
authorizes  to  grant  them.  If,  notwithstanding  a 
vessel  has  such  a  passport  or  sea  letter  on  board, 
she  is  liable  to  be  interrupted  in  her  foyage,  and 
carried  in  for  adjudication,  udder  the  ordinary  rules 
of  the  Prize  Court,  independent  of  the  conventional 
law,  the  object  of  the  contracting  parties  will  be  en- 
tirely defeated.  It  is  true,  that  free  ships  will  still 
make  free  goods ;  but  if  the  freedom  of  the  ship 
must  be  established  by  the  tedious  process  of  judi- 
cial investigation,  notwithstanding  the  provisions  of 
the  treaty  intended  to  exclude  such  investigation, 
very  little  will  be  gained  for  the  security  of  neutral 
commerce.  The  terms  used  in  the  passport,  with 
which  this  ship  was  furnished,  are  precisely  synony- 
mous with  those  of  the  treaty.  The  treaty  does  not 
say,  that  the  passport  shall  express  the  individual 
proprietary  interest  of  any  particular  Spanish  sub-: 
ject,  but  that  it  shall  express  the  property  of  the 
ship.  How  can  a  ship  be  a  u  Spanish  ship,"  with- 
out being  Spanish  property  ?  And  how  can  it  be 
Spanish  property,  without  being  the  property  of  the 
subjects  of  Spain  ?  This  is  the  effect  of  the  terms, 
as  used  in  a  policy  of  insurance,  and  other  commer- 
cial transactions.    A  mere  license  to  a  foreign  ship, 


OF  THE  UNITED  STATES.  65 

documented  as  a  foreign  ship,  conferring  oh  her  the      ia»i< 
privileges  of  Spanish  trade,  by  a  fictitroos  adoption  mj^mfabi* 
similar  to  that  which  gave  rise  to  the  British  rule  of    lobelia. 
1766,  relative  to  the  colonial  trade,  would  not  make 
her  a  Spanish  ship.    And  even  if  Spain  should  abuse 
the  immunity  conferred  by  the  treaty,  it  is  no  reason 
why  this  Court  should  dispense  with  its  obligations. 
It  is  for  the  legislative  authority  to  determine  when 
political  considerations  Will  justify  this  country  in 
suspending  any  of  the  provisions  of  a  foreign  treaty. 
The  Court  must  take  the  law  from  the  treaty-ma- 
king power,  or  from  the  higher  legislative  ptfwer 
dispensing  with  the  obligations  of  a  treaty. 

The  cause  was  continued  to  the  next  term  for  ad- 
visement 

At  the  present  term  the  opinion  of  the  Court  was  February  22a, 
delivered  by 

Mr.  Justice  Stoky.  This  cause  was  heard  upon 
the  whole  evidence,  introduced  by  both  parties,  at 
the  last  term ;  and  as  it  embraced  several  points  of 
great  importance  and  difficulty,  the  Caw t,  eti  titefo 
motUj  directed  one  of  those  points  to  be  reargued ; 
and  another,  including  a  final  construction  of  the 
Spanish  treaty  in  matters  of  deep  and  universal  in- 
terest, was  reargued  upon  ttfe  Application  of  thti 
Government  itself.  The  last  argument  Was  heard 
at  so  late  a  period  of  th*  session,  that  it  Was  found 
impracticable  ft*  all  of  us  to  prepare  deliberate  opi* 
niontf,  and  (he  caus*  was  ordered  by  the  Cottrt  16  ft* 

Vat..  V*.  0 


66  CASES  IN  THE  SUPREME  COURT 

1821.  continued  for  advisement.    '  The  Court  has  now 

v^/-^  come  to  a  result,  which  I  am  directed  to  pronounce. 

Isabella.  A  preliminary  question  was  raised  at  the  original 

SSr&aVSt  argument,  that  the  libel  ought  to  be  dismissed,  be- 

i!  aAd^Stion  cause  the  capture  was  made  without  public  autbori- 

twe^lythe  Go"  ty,  and  by  a  non-commissioned  vessel.     Whether 

the     captors,  this  be  so  or  not,  we  do  not  think  it  material  now  to 

with  which  the    .  .  . 

claimant    has  inquire.     It  is  a  question  between  the  Government 

nothing  to  do.  J  *  , 

and  the  captors,  with  which  the  claimant  has  nothing 
to  do.  If  the  ship  and  cargo  be  enemy's  property, 
it  cannot  be  restored  to  the  claimant.  If  the  captors 
made  the  capture  without  any  legal  commission,  and 
it  is  decreed  good  prize,  the  condemnation  must, 
under  such  circumstances,  be  to  the  Government 
itself.  If  with  a  commission,  then  it  may  be  to  the 
captors.  But  in  any  view,  the  question  is  matter  of 
subsequent  inquiry  after  the  principal  question  of 
prize  is  disposed  of;  and  the  Government  may,  if 
it  chooses,  contest  the  right  of  the  captors  by  an  in- 
terlocutory application  after  a  decree  of  condemna- 
tion has  passed,  and  before  distribution  is  decreed. 
The  claimant  can  have  no  just  interest  in  that  ques- 
tion,  and  cannot  be  permitted  to  moot  it  before  this 
Court. 

Having  disposed  of  this  point,  which,  indeed,  has 
been  long  recognised  as  a  settled  principle  of  the  law 
of  prize,  the  path  is  open  for  the  consideration  of  the 
other  points  of  the  cause. 

The  captors  contend,  that  the  whole  evidence  es- 
tablishes, that  the  ship  and  cargo  are  enemies  pro- 
perty, the  property  of  British  subjects  disguised  under 
Spanish  documents,  and  bound  to  a  British  port. 


OP  THE  UNITED  STATES.  67 

That  the  voyage  had  its  origin  iu  London,  and  was     ■  1821. 
to  terminate  there ;  and  that  the  usual  frauds  of  false  J^T^ 

The  Amiable 

papers,  false  destination,  and    suppression  of  evi-     Isabella. 
dence,  have  been  resorted  to  for  the  purpose  of  giv- 
ing a  neutral  character  to  hostile  interests. 

The  counsel  for  the  claimant  deny  the  matter  of 
fact,  and  assert,  that  the  proprietary  interest  of  ship 
and  cargo  is  bona  fide  Spanish  ;  and  endeavour,  with 
great  ingenuity  and  force,  to  explain  away  the  diffi- 
culties with  which  it  is  admitted,  on  all  sides,  this 
part  of  the  cause  is  surrounded.  If  this  ground 
should  be  thought  not  to  be  entirely  and  satisfacto- 
rily made  out,  the  counsel  for  the  claimant  farther 
contend,  that  the  ship  was  duly  documented  as  a 
Spanish  ship,  according  to  the  stipulations  of  the 
Spanish  treaty  of  1795 ;  and  that  the  effect  of  those 
stipulations  is  to  preclude  all  inquiry  into  the  pro- 
prietary interest  of  ship  and  cargo.  Of  the  former, 
because  the  passport  is  conclusive  evidence  pf  the 
national  character  and  ownership  of  the  ship,  which 
all  persons  are  estopped  to  deny ;  of  the  latter,  be- 
cause, by  the  treaty,  free  ships  make  free  goods,  and 
the  national  character  of  the  cargo  becomes  wholly 
immaterial. 

To  this  point,  which,  if  settled  one  way,  is  deci- 
sive of  the  cause,  the  counsel  for  the  captors  have 
given  several  answers.  1.  That  the  passport  of  this 
ship  was  obtained  by  fraud,  and  this  is  always  in- 
quirable  into,  and  vitiates  all,  even  the  most  sacred  in- 
struments and  records.  2.  That  the  passport  is  not 
conformable  to  the  treaty,  not  having  been  issued  by 
royal  authority,  or  authenticated  by  the  royal  Go- 


(fo       -  CASES  IN  THE  SUPREME  COURT 

18^1.      T-ernment,  bat  issued  by  a  mere  colonial  Governor; 
s^v-«w    an(j  ^jjj.   s|1€j,  as  it  jS  it  j^g  00t  state  the  gjjip  to. 

Tb*  Amiable  ..  .... 

JtataUa.  be  owned  by  Spanish  subjects,  which  is  indispensa- 
ble under  the  treaty.  3.  That  the  substituted  proof 
required  by  the  17th  article  of  the  treaty,  where  the 
passport  is  not  regular,  must  be  such  as  is  subject  to 
the  thorough  examination  of  the  Prize  Court. 
4.  That  the  form  of  the  passport,  referred  to  in  the 
17th  article  of  the  treaty,  never  having  been  annexed 
to  it  by  the  contracting  parties,  that  article,  so  far  a? 
it  purports  to  give  any  effect  to  passports,  is  inopera- 
tive and  imperfect,  and  the  imperfection  cannot  be 
supplied,  hy  any  judicial  tribunal. 

Such  are  the  leading  propositions,  pressed  with 
great  ability  and  earnestness  into  the  discussion  of 
this  cause,  by  the  respective  parties.  They  embrace 
principles  of  international  law  of  vast  importance ; 
they  embrace  private  interests  of  no  inconsiderable 
magnitude ;  and  they  embrace  the  interpretation  of 
a  treaty  which  we  are  bound  to  observe  with  the 
nqost  scrupulous  good  faith,  and  which  our  Govern- 
ment could  not  violate  without  disgrace,  and  which 
this  Court  could  not  disregard  without  betraying  its 
duty.  It  need  not  be  said,  therefore,  that  we  feel 
the  responsibility  of  our  stations  on  this  occasion, 
and  that  in  delivering  our  opinion  to  the  world,  we 
Jiave  pandered  on  it  with  great  solicitude  and  delibe- 
ration, and  have  looked  to  consequences  no  farther 
than  the  sound  principles  of  interpretation  and  inter- 
national justice  required  us  to  look. 

The  point  to  which  the  Court  will  first  direct  it? 
attention,  is  that  last  made,  viz.  whether  the  17th 


OP  THE  UNITED  STATES.  69 

article  of  the  treaty  of  1795,  so  far  as  it  respects       isfci. 
passports,  is  inoperative   and   imperfect  in  conse-  T^7^^, 
quence  of  the  omission  to  annex  the  form  of  the  pass*     Isabella, 
port  to  the  treaty.     This  is  a  very  delicate  and  in-  5TbJ^SSwb 
teresting  question.  Sffi^fe 

The  17th  article  provides,  uthat  in  case  either  v££bi££l 
of  the  parties  hereto  shall  be  engaged  in  a  war,  the  ^cncenof°X 
ships  and  vessels  belonging  to  the  subjects  or  people  nexthe^nt^ 
of  the  other  party,  must  be  furnished  with  sea  letters  **•■*• 
or  passports,  (patentee  de  mar  o  pasaportes,)  express- 
ing the  name,  property,  (propiedad,)  and  bulk  of 
the  ship  ;  as,  also,  the  name  and  place  of  habitation 
of  the  master  or  commander  of  the  said  ship,  that  it 
may  appear  thereby,  that  the  ship  really  and  truly 
beloogs  to  the  subjects  of  one  of  the  parties,  which 
passports  (dichos  pasaportes)  shall  be  made  out  and 
granted  according  to  the  form  annexed  to  this  treaty." 
The  article  proceeds  to  declare,  "  that  such  ships, 
being  laden,  are  to  be  provided  not  only  with  pass- 
pores,  as  above  mentioned,  but  also  with  certificates 
containing  the  several  particulars  of  the  cargo,  the 
place  whence  the  ship  sailed,  that  so  it  may  be 
known  whether  any  forbidden  or  contraband  goods 
be  on  board  the  same;  which  certificates  shall  be  . 
made  out  by  the  officers  of  the  place  whence 
the  ship  sailed,  in  the  accustomed  form ;  and  if 
any  one  shall  think  it  fit  or  advisable  to  express 
in  the  said  certificate,  the  person  to  whom  the 
goods  on  board  belong,  he  may  freely  do  so  ;-  with- 
out  which  requisites  they  may  be  sent  to  one  of  the 
-  ports  of  the  other  contracting  party,  and  adjudged 


70  CASES  IN  THE  SUPREME  COURT 

i82i.  by  the  competent  tribunal,  according  to  what  is 
ThTAmiabie  a")0ve  set  f°rth>  that  all  the  circumstances  of  the 
Isabella,  above  omission,  having  been  well  examined, .  they 
shall  be  adjudged  to  be  legal  prizes,  unless  they  shall 
give  legal  satisfaction  of  their  property  by  testimony 
entirely  equivalent."  In  point  of  fact,  no  form  of  a 
passport  was  made  out  and  annexed  to  the  treaty. 
The  case,  then,  now  before  us,  is  not  within  the  letter 
of  the  treaty,  for  as  no  form  is  prescribed,  the  docu- 
ments found  on  board  cannot  be  compared  with  any 
form  ;  and  until  that  comparison  is  made,  it  is  im- 
possible to  say  whether  the  stipulations  originally  in- 
tended by  the  treaty  have  been  exactly  and  literally 
complied  with  or  not.  There  is  no  room  here  left 
for  interpretation,  on  account  of  ambiguous  language 
of  the  parties.  They  have  expressed  themselves  in 
the  clearest  manner,  and  it  is  to  the  passport,  whose 
form  is  to  be  annexed  to  the  treaty,  and  to  none 
other,  that  the  effect  intended  by  the  treaty,  whatever 
that  may  be,  either  as  conclusive  or  prima  facie  evi- 
dence of  proprietary  interest,  is  attributed.  Into  the 
reasons  whjf  this  form  was  omitted  to  be  annexed 
to  the  treaty,  we  are  not  permitted  judicially  to  in- 
quire. It  may  have  been  by  accident,  or  by  design, 
from  difference  of  opinion  as  to  what  should  be  the 
solemnities  accompanying  it,  or  from  a  willingness 
to  leave  it  to  future  negotiation.  Can  this  Court 
annex  a  form  to  the  treaty  ?  Can  it  supply  the  defi- 
ciency of  the  treaty,  and  give  effect  to  it  in  the  same 
manner,  as  if  no  form  were  referred  to  ?  Can  it  look 
to  the  stipulations,  and  decide  for  itself  what  the  par- 
ties regarded  as  substance,  and  what  as  mere  form ? 


OF  THE  UNITED  STATES.  71 

Can  it  say  that  the  stipulations  in  the  text  would       isai. 


hare  been  agreed  to  without  the  auxiliary  form  of 
the  passport  ?  Can  it  decide  judicially ,  that  under  no  Isabella. 
circumstances  the  form  of  the  passport  could  be  of 
the  essence  of  the  stipulations?  These  are  grave 
questions,  and  are  not  to  be  lightly  answered.  They 
deserve  and  require  deliberate  consideration.  We 
have  given  it ;  and  our  opinion  will  now  be  deli- 
vered. 

In  the  first  place,  this  Court  does  not  possess  any 
treaty-making  power.  That  power  belongs  by  the 
constitution  to  another  department  of  the  Govern- 
ment ;  and  to  alter,  amend,  or  add  to  any  treaty,  by 
inserting  any  clause,  vt  hether  smalt  or  great,  im- 
portant or  trivial,  would  be  on  our  part  an  usurpa- 
tion of  power,  and  not  an  exercise  of  judicial  func- 
tions. It  would  be  to  make,  and  not  to  construe  a 
treaty.  Neither  can  this  Court  supply  a  casus  omis- 
sus in  a  treaty,  any  more  than  in  a  law.  We  are  to 
find  out  the  intention  of  the  parties  by  just  rules  of 
interpretation  applied  to  the  subject  matter ;  and  ha- 
ving found  that,  our  duty  is  to  follow  it  as  far  as  it 
goes,  and  to  stop  where  that  stops— whatever  may 
be  (he  imperfections  or  difficulties  which  it  leaves 
behind.  The  parties  who  formed  this  treaty,  and 
they  alone,  have  a  right  to  annex  the  form  of  the 
passport.  It  is  a  high  act  of  sovereignty,  as  high  as 
the  formation  of  any  other  stipulation  of  the  treaty. 
It  is  a  matter  of  negotiation  between  the  Govern- 
ments. The  treaty  does  not  leave  it  to  the  discre- 
tion of  either  party  to  annex  the  form  of  the  passport; 
it  requires  it  to  be  the  joint  act  of  bothy  a^d  that  act 


72  CASKS  IN  THE  SUPREME  COURT 

mi.       te  to  be  expressed  by  both  parties  in  the  only  man- 
wJl^^miiW*  ner  known  between  independent  nations^— by  a  so- 
Isabella,     lemn  compact  through  agents  specially  delegated, 
and  by  a  formal  ratification. 

Nor  is  there  any  thing  strange  or  singular  in  lea- 
ving matters  of  this  sort  to  be  settled  by  future  ne- 
gotiations. In  our  treaty  with  Prussia  of  1785,  the 
14th  article  contains  a  provision  as  to  passports,  in 
substance  like  that  of  the  17th  article  of  our  treaty 
with  Spain,  except  that  it  declares  that  these  a  pass- 
ports shall,  be  made  out  in  good  atid  due  form,  to 
be  settled  by  conventions  between  the  parties,  when- 
ever occasion  shall  require."  This  stipulation  ma- 
nifestly contemplates  that  the  form  of  the  passport  is 
to  be  a  solemn  act  of  the  treaty-making  power  of 
both  Governments,  and  that  neither  Government  has 
authority  in  its  discretion  to  use  a  form  which,  shall 
be  binding,  without  its  consent*  upon  the  other  con- 
tracting party. 

In  the  next  place,  this  Court  is  bound  to  give  ef- 
fect to  the  stipulations  of  the  treaty  in  the  manner 
and  to  the  extent  which  the  parties  have  declared, 
and  not  otherwise.  We  are  not  at  liberty  to  dispense 
with  any  of  the  conditions  or  requirements  of  the 
treaty y  or  to  take  away  any  qualification  or  integral 
part  of  any  stipulation,  upon  any  notion  of  equity  6r 
general  convenience,  or  substantial  justice.  The 
terms  which  the  parties  have  chosen  to  fix,  the  forms 
Which  they  have  prescribed,  and  the  circumstances 
fender  which  they  are  to  have  operation,  rest  in  the 
exclusive  discretion  of  the  contracting  parties,  and 
Whether  they  belong  to  the  essence  or  the  modal 


Or  THE  UNITED  STATES.  73 

parts  of  the  treaty,  equally  give  the  rule  to  judicial       isal. 
tribunals.     The  same  powers  which  have  contracted,  J-^y'V. 

'.  r  .  t  The  Amiable 

are  alone  competent  to  change  or  dispense  with  any  Isabella. 
formality*  The  doctrine  of  a  performance  cy  pres, 
so  jusjt  and  appropriate  in  the  civil  concerns  of  private 
persons,  belongs  not  to  the  solemn  compacts  of  na- 
tions, so  far  as  judicial  tribunals  are  called  upon  to 
interpret  or  enforce  them.  We  can  as  little  dis- 
pense with  forms  as  with  substance* 

In  the  next  place,  we  cannot  admit  that  the  an* 
nexation  of  the  form  of  the  passport  was,  in  itself, 
(supposing  we  had  a  right  to  inquire  into  it)  a  mat- 
ter of  small  moment  or  importance,  so  that  the  omis- 
sion could  be  dispensed  with,  as  not  belonging  to  the 
substance  of  the  treaty.  It  was  competent  to  the 
parties,  by  the  particularity  of  the  form,  to  have  qua- 
lified the  general  expressions. of  the  article,  and  to 
have  made  that  determinate,  which,  upon  the  face  of 
the  article,  stands  indeterminate.  It  is,  for  instance, 
indeterminate  upon  the  face  of  the  article,  whether 
there  is  to  be  a  specification  of  the  names  of  the  own- 
ers of  the  ship,  or  only  a  general  declaration  that  the 
owners  are  Americans  or  Spaniards.  It  has  also  been 
contended  here,  and  is  certainly  susceptible  of  doubt, 
whether  the  passport  was  to  express  the  individual 
ownership,  or  the  national  character  of  the  ship*  So 
the  solemnities  to  be  observed  in  granting  the  pass- 
port, the  oaths  to  be  made  by  the  parties,  the  persons 
by  whom  they  were  to  be  verified,  are  all  left  inde- 
terminate by  the  treaty.  These  might  have  been, 
and  looking  to  the  requisitions  of  other  treaties,  must 
have  been  explained  and  settled  by  the  form  annexed 

Vot.  VI.  10 


74  CASES  IN  THE  SUPREME  COURT 

1821.  to  this  treaty.  The  25th  article  of  the  Dutch  treaty 
^^sy  of  1782,  is  substantially  the  same  as  the  17th  article 
Isabella,  of  the  Spanish  treaty ;  and  the  form  of  the  passport, 
certificate,  and  sea  letter  annexed  to  that  treaty,  re- 
duce to  a  perfect  certainty  every  circumstance  which 
has  been  already  mentioned.  Other  qualifications 
and  limitations  might  have  been  added,  in  the  plea- 
sure of  the  parties.  It  is  impossible,  therefore,  for 
this  Court,  judicially,  to  say  what  such  passport 
might  or  would  have  contained.  We  may  indeed 
conjecture,  but  in  this  conjecture  we  may  err ;  and 
to  assert  what  it  would  be,  in  Uteris,  would  be  to  ex- 
ercise a  sovereign  control  over  the  compact  itself. 

Nor  are  the  circumstances  already  stated,  mere 
form,  or  diplomatic  ceremony.  They  might  well 
have  entered  into  the  very  substance  of  the  stipula- 
tion. The  counsel  for  the  claimant  alleges,  that 
the  passport,  intended  by  the  treaty,  was  to  import 
perfect,  unimpeachable  verity ;  that  it  was  to  have 
a  sanctity  beyond  that  which  is  granted  to  any 
other  solemn  instrument.  Fraud  would  not  vitiate 
it,  nor  the  most  direct,  unequivocal  breach  of  good 
faith,  or  abuse  of  the  passport,  bring  its  protecting 
virtue  into  question.  Assuming  for  the  purpose  of 
argument,  that  this  is  true,  the  form  of  the  passport, 
and  the  solemnities  accompanying  it,  were  of  the  deep- 
est interest  and  importance  to  both  nations.  It  was 
vital  to  the  treaty ;  vital  to  the  acknowledged  rights 
derived  under  the  law  of  nations.  The  immunity 
intended  by  the  treaty,  in  this  view  of  it,  was  a  de- 
rogation from  the  general  belligerent  rights  of  both 
parties.    They  might  be  willing  to  confide  the  issu- 


OF  THE  UNITED  STATES  75 

ing  of  such  passports  to  the  Spanish  high  officers  of  mi. 
state  with  the  royal  approbation  and  signature,  or  with  TN^^/^1 
the  corresponding  signatures  of  our  own  Secretary  of  Isabella. 
State  and  President.  They  might  have  full  faith 
and  confidence,  that  under  such  guards,  the  danger 
of  abuses  would  be  very  much  diminished,  if  not  en- 
tirely checked.  But  they  might  not  be  willing  to 
trust  to  the  integrity,  discretion,  and  watchfulness  of 
subordinate  agents  ;  to  officers  of  the  customs ;  to 
colonial  Governors,  or  commanders  in  distant  Pro- 
vinces. In  point  of  fact,  our  own  passports  have  issued 
under  the  authority  and  signatures  of  our  highest 
executive  officers.  What  reason  has  this  Court  to 
presume  that  our  Government  would  accept  of  a 
verification  by  inferior  officers  of  Spain  ?  What 
reason  has  this  Court  to  presume,  that  our  Govern- 
ment would  have  been  satisfied  with  a  passport  sign- 
ed by  a  colonial  Governor  for  want  of  royal  pass- 
ports ?  It  has  not  been  so  stipulated  in  the  treaty. 
It  has  not,  in  terms,  dispensed  with  the  annexation 
of  the  form  of  the  passport  to  the  treaty.  Even  if 
one  Government  had  been  willing  to  dispense  with  * 
it,  it  remains  to  be  shown,  that  the  other  was  also 
willing.  And  if  both  were  willing,  it  would  still 
remain  to  be  shown,  that  the  act  of  dispensation  was 
consummated  by.  a  solemn  renunciation ;  for  the  ob- 
ligations of  the  treaty  could  not  be  changed  or  vari- 
ed but  by  the  same  formalities  with  which  they  were 
introduced  ;  or  at  least  by  some  act  of  as  high  an 
import,  and  of  as  unequivocal  an  authority.  All 
that  can  be  said  in  the  present  case,  is,  that  the  sub- 
ject of  the  annexation  of  the  passport  was  taken  ad 


76  CASES  IN  THE  SUPREME  COURT 

i82i.  refer endam  by  the  parties.  They  had  competent 
Th^^bi  aut^l0"t7  3°  to  do ;  and  this  Court  is  bound  to  pre- 
Isabeiia,  sume,  that  they  had  good  reasons  for  their  conduct. 
It  is  far  more  consistent  with  every  fair  interpreta- 
tion of  the  acts  of  the  Government,  to  suppose,  that 
the  form  of  the  passport  was  postponed  with  a  view 
to  the  suspension  of  the  article  until  the  subject 
was  more  deliberately  considered,  or  could  be  more 
conveniently  attended  to,  than  to  suppose  that  words 
of  reference  were  used  without  meaning,  and  forms 
carrying  with  them  such  important  and  interesting 
solemnities,  and  such  obligatory  force  and  dignity, 
were  hastily  abandoned  at  the  very  moment  they 
were  studiously  sealed  to  the  text.  Unless  this 
Court  is  prepared  to  say,  that  all  forms  and  solemni- 
ties were  useless  and  immaterial ;  that  neither  Go- 
vernment had  a  right  to  insist  upon  a  form  after 
having  assented  to  the  terms  of  the  article ;  that  a 
judicial  tribunal  may  dispense  with  what  its  own 
notions  of  equity  may  deem  unimportant  in  a  treaty, 
•  though  the  parties  have  chosen  to  require  it ;  it  can- 
not consider  the  17th  article  of  this  treaty  as  com- 
plete or  operative,  until  the  form  of  the  passport  is 
incorporated  into  it  by  the  joint  act  of  both  Govern- 
ments. 

Upon  the  whole,  it  is  the  opinion  of  the  Court,  in 
which  opinion  six  judges  agree,  that  the  form  of  the 
passport  not  having  been  annexed  to  the  17th  article 
of  the  treaty,  the  immunity,  whatever  it  was,  intend- 
ed by  that  article,  never  took  effect;  and  therefore, 
in  examining  and  deciding  on  the  case  before  us,  we 
must  be  governed  by  the  general  law  of  prize. 


OF  THE  UNITED  STATES.  77 

This  view  of  the  case  renders  it  unnecessary  to       1821. 
consider  the  other  points  made  by  the  counsel  for    v-*~v~^/ . 

The  Amiable 

the  captors,  as  to  the  effect  of  the  treaty ;  and  we     Isabella, 
therefore  give  no  opinion  upon  them. 

It  remains  then  to  consider  whether  the  ship  and 
cargo,  now  in  judgment,  are,  in  fact,  neutral  or  hos- 
tile property.  The  facts  are  extremely  complicated, 
and  the  evidence,  in  many  instances,  clashes  so  as  to 
forbid  all  hopes  of  reconciling  it  It  cannot  be  dis- 
guised too,  that  the  claim  is  involved  in  much  per- 
plexity, and  is  shaded  by  some  circumstances  that 
have  not  been  entirely  cleared  away.  If  it  were  not 
a  task  from  which  we  could  derive  no  general  instruc- 
tion, the  whole  evidence  might  be  minutely  ex* 
amined,  as  to  the  questions  of  false  destination,  sup- 
pression of  papers,  and  use  of  false  papers.  But  the 
labour  would  be  very  great,  and  after  all,  would  con- 
duce to  no  important  purpose.  We  shall  content 
ourselves,  therefore,  with  a  brief  statement  of  the 
result  of  our  opinion. 

It  is  to  be  recollected,  that  by  the  settled  rule  of  Theomupr* 
Prize  Courts,  the  onus  probandi  of  a  neutral  inte-  ciaim^iT 
rest  rests  on  the  claimant*  This  rule  is  tempered  by 
another,  whose  liberality  will  not  be  denied,  that  the 
evidence  to  acquit  or  condemn,  shall,  in  the  first  in- 
stance, come  from  the  ship's  papers,  and  persons  on 
board ;  and  where  these  are  not  satisfactory,  if  the 
claimant  has  not  violated  good  faith,  he  shall  be  ad- 
mitted to  maintain  his  claim  by  farther  proof.  But 
if,  in  the  event,  after  full  time  and  opportunity  to 
adduce  proofs,  the  claim  is  still  left  in  uncertainty, 
and  the  neutrality  of  the  property  is  not  established 


78  CASES  IN  THE  SUPREME  COURT 

1821.       beyond  reasonable  doubt,  it  is  the  invariable  rule  of 
v^v^/1    Prize  Courts  to  reject  the  claim,  and  td  decree  con- 

Tbe  Amiable  rr, 

Isabella,     demnation  of  the  property.     There  is  another  rule 
is  a  rabTtaltire  too,  founded  in  the  most  salutary  and  benign  princi- 
demnation.       pies  of  justice,  that  the  assertion  of  a  false  claim,  in 
whole,  or  in  part,  by  an  agent  of,  or,  in  connivance 
with  the  real  owners,  is  a  substantive  cause  of  forfei- 
ture, leading  to  condemnation  of  the  property.   These 
principles  are  not  alluded  to  in  this  case,  for  the  pur- 
pose of  founding  our  present  judgment  upon  them ; 
for  we  do  not  rely  upon  it  as  a  cape  merely  of  rea- 
sonable doubt ;  but  to  show  that  a  case  less  strong 
might  justly  have  supported  the  decree,  we  feel  our- 
selves bound  to  pronounce — of  condemnation. 
Determination      We  can  no  t  resist  the  conclusion,  looking  to  the 
of  propn?te7  whole  evidence,  that  this  is  a  case  where  the  whole 

interest  in  this 

c«m.  mercantile  adventure  had  its  origin,  in  the  house  of 

trade  of  Messrs.  Von  Harten  and  Gobel,  a  house  do- 
miciled in  London.  The  ship  was,  beyond  all  ques- 
tion, a  foreign  ship;  but  of  what  nation,  and  in 
whose  ownership  at  the  time  when  she  acquired 
her  ostensible  Spanish  character,  is  studiously  con- 
cealed., She  came  just  before  her  naturalization 
from  New  Providence ;  and  that  naturalization  was 
procured,  as  we  feel  ourselves  constrained  to  believe, 
by  an  imposition  practised  upon  the  Spanish  judicial 
authorities,  by  means  of  a  pretended  lien  under  a 
bottomry  bond,  supposed  to  be  given  for  repairs. 
The  holder  of  the  bond  procured  a  judicial  sale  of 
the  vessel,  became  himself  the  purchaser,  and  after- 
wards obtained  the  Spanish  character  by  a  nego- 
tiation with  the    Spanish  Colonial    Government, 


OF  THE  UNITED  STATES.  *jrg 


making  awkward  apologies  for  bis  asserted  igno-     '  1*21. 
ranee  of  the  former  ownership,  and  endeavouring    v^v~x 
to  allay  the  well-founded  distrust  of  that  Govern-     Isabella. 
ment.     To  this  very  bonr  the  claimant  has  observed 
a  profound  silence  on  this  point,  a  source  of  just  and 
pregnant  suspicion,  although  he  has  loaded  the  cause 
with  documentary  proofs  and  affidavits  on  other 
points.     He  has  not  chosen  to  give  any  information 
as  to  the  origin  of  the  bottomry  bond,  or  former 
ownership  of  the  vessel,  or  of  the  circumstances  un- 
der which  the  supposed  lien  was  acquired.     Yet 
these  facts  would  seem  to  have,  lain  immediately 
within  his  reach.     On  board,  too,  of  the  vessel  at 
the  time  of  the  capture,  was  the  special  and  confi- 
dential agent  of  Messrs.  Von  Harten  and  Gobel,  and 
also  the  brother-in-law  of  Mr.  Von  Harten.     Some 
papers  were  thrown  over  board,  others  were  con- 
cealed, and  others  spoliated.     The  testimony  of  the 
witnesses  upon  the  standing  interrogatories,  was  far 
from  satisfactory ;  and  it  is  extremely  difficult  to  ex- 
empt the  agents  on  board  the  vessel  from  the  impu- 
tation of  designed  suppression  of  facts  and  prevari- 
cation.    The  claimant,  Mr.  Munos,  is  the  father-in- 
law  of  Mr.  Gobel,  and  claims  this  very  valuable  ship- 
ment as  his  own  property,  asserting  himself  to  be  a 
merchant  now  engaged  in  business.     And  yet  it  is 
proved  by  a  weight  of  testimony  that  seems  difficult 
to  resist,  that  Mr.  Munos  has  not  been  known  to  be 
engaged  in  commercial  business  on  his  own  account 
for  at  least  fifteen  years  before  the  time  of  this  ship- 
ment.    And  it  is  established  in  the  most  satisfactory 
manner,  and  is  indeed  admitted  by  the  claimant  him- 


80  CASES  IN  THE  SUPREME  COURT 

1821.       self,  that  on  account  of  the  foreign. character  of  Mr# 
ThTAmiabie  **obel,  (the  son-in-law  of  Mr.  Munos,)  all  the  fo- 
isabeiia.     reign  business  of  Mr.  Gobel  has  been  constantly 
carried  on  for  several  years  under  the  cover  of  Mr. 
Munos.     These  are  a  few  of  the  extraordinary  facts 
of  this  case,  and  cbmbiniog  them  with  the  indica- 
tions of  the  papers  found  on  board*  and  the  suppress- 
ed documents  which  have  reached  the  light ;  the  ve- 
hement presumption,  and  almost  written  proof,  that 
Mr.  Gobel,  the  admitted  partner  of  the  English  house 
of  Von  Harten  and  Gobel,  was  the  stationed  agent 
of  that  house  at  the  Havana  ;  and  the  fact,  that  the 
destination  was  alternative,  or  double,  to  London  or 
Hamburg,  or  both;    the  conclusion  is  difficult  to 
overcome,  that  the  cargo  was  the  property  of  Messrs. 
Von  Harten  and  Gobel,  or  some  other  unknown 
enemy  proprietor,  and  covered  by  the  Spanish  cha- 
racter of  Mr.  Munos.     And  the  Court  is  constrain* 
ed  to  consider  the  proceeding  at  the  Havana  as  mere 
machinery  to  naturalize  an  enemy's  ship,  and  that 
the  ship,  either  previously  belonged  to  Messrs.  Von 
Harten  and  Gobel,  or  some  other  enemy  proprietor, 
or  was  purchased  at  New-Providence  on  his  or  their 
account.     It  is  perfectly  immaterial  whether  Mr. 
Munos  had  any  subordinate  interest  in  the  ship  and 
cargo  or  not.     If  his  claim  be  substantially  false  in 
the  manner  in  which  it  is  framed,  having  been  adopt- 
ed by  him,  he  has  justly  incurred  a  forfeiture  of  any 
such  interest,  by  attempting  an  imposition  upon  the 
Prize  Court. 

It  is  the  judgment  of  the  Court,  that  the  decree  of 
the  Circuit  Court,  condemning  the  ship  and  cargo. 


OP  THE  UNITED  STATES.  81 

be  affirmed,  with  costs.     From  sp  much  of  this  opi-       mi. 
nion  as  respects  the  question  of  proprietary  interest  ^^Tua 
of  vessel  and  cargo,  three  Judges  dissent  Isabella. 

Mr.  Justice  Johnson.  This  is  an  appeal  from 
the  sentence  of  the  Circuit  Court  of  North  Carolina, 
condemning  this  vessel  and  cargo  as  prize  of  war  to 
the  Roger  privateer. 

The  condemnation  below  appears  to  have  pro- 
ceeded on  evidence  of  an  hostile  interest  existing  in 
the  ship.  For,  as  to  the  cargo,  it  is  not  denied  that 
the  proprietary  interest  is  immaterial ;  since,  if  the 
ship  be  Spanish,  the  existence  of  an  enemy  interest 
in  the  cargo,  does  not  affect  it.  Yet,  much  of  the 
evidence  and  argument  have  been  introduced  to 
prove  the  existence  of  an  hostile  interest  in  the  car- 
go ;  but  it  has  been  with  a  view  to  maintain  two  po- 
sitions: 1st.  That  it  is  a  strong  circumstance  to 
prove  the  vessel  to  be  British  property ;  and,  2d.  That, 
though  it  be  not  enemy  owned,  yet,  as  both  vessel 
and  cargo  are  claimed  by  the  neutral,  if  it  be  proved 
that  he  has  attempted  a  fraud,  the  penal  consequence 
is  the  forfeiture  of  his  own  interest. 

It  cannot  be  denied,  that  there  are  many  circum- 
stances in  the  case,  going  strongly  to  prove  too  inti- 
mate a  connection,  between  this  adventure,  and  the 
mercantile  transactions  of  the  house  of  Gobel,  con- 
sisting of  Gobel  and  Von  Harten,  a  British  mer- 
chant. Nor  is  it  entirely  clear  that  Rahlives,  who 
appears  in  the  machinery  as  supercargo,  is  not  him- 
self a  participator  in  interest  If  I  felt  myself  now 
called  upon  to  decide  this  case  on  the  ordinary  prin- 


82  CASES  IN  THE  SUPREME  COURT 

1821.       ciples  which  govern  the  decisions  of  Prize  Courts, 
J^T^V.    on  neutral  claims ;  it  must  be  acknowledged,  that 

1  he  Amiable  ■  •   *  i 

Isabella,  there  is  a  good  deal  of  evidence  which  must  be  re- 
jected, in  order  to  clear  it  from  the  tissue  of  difficul- 
ties in  which  the  circumstances  involve  it.  Yet 
there  is  one  important  consideration  which  rides 
over  all  the  unaccountable  combinations  of  interest 
which  present  themselves  to  the  view  of  the  Court 
"Why  should  British  property  on  board  a  Spanish  ves- 
sel have  been  disguised  as  Spanish  ?  There  are  ob- 
vious reasons  why  Spanish  property  should  have 
been  disguised  as  British  ;  for,  it  would  have  af- 
forded protection  against  the  only  enemy  a  Spaniard 
had  to  fear — the  patriot  privateer.  But,  as  England 
was  at  peace  with  all  the  world  except  America, 
and  enemy  property  secure. from  American  capture 
in  a  Spanish  vessel,  it  is  difficult  to  conceive  a  reason 
why  this  disguise  should  have  been  thrown  over  a 
British  cargo.  The  course,  however,  which  I  will 
pursue  in  coming  to  a  conclusion,  precludes  the  ne- 
cessity of  disentangling  the  web,  in  which  the  inter- 
ests of  the  claimant  are  wound  up  by  the  various  cir- 
cumstances of  the  destruction,  mutilation,  and  con- 
cealment of  papers,  and  the  questionable  shape  in 
which  several  of  the  actors  in  the  drama  present 
themselves  to  the  view  of  this  Court. 

The  claimant  founds  his  right  to  restitution,  on  his 
Spanish  character,  and  the  sufficiency  of  his  Spanish 
documents  under  the  treaty.  The  captor  contends, 
that  the  documents  found  on  board,  were  not  of  the 
first  order  under  the  treaty,  and  that  when  let  in  t# 


OP  THE  UNITED  STATES.  83 


■v 


the  production  of  substitutes,  a  plenary  inquiry  is       1821. 
opened  into  proprietary  interest  i^A^tbie 

Before  entering  upon  these  more  general  ques-      Isabella, 
tions,  it  is  necessary  to  take  notice  of  a  preliminary 
ground  of  condemnation,  which,  if  it  can  be  sustain-  ' 

ed,  anticipates  every  other  inquiry.  It  appears,  that 
the  vessel  ieft  the  Havana  under  convoy  of  a  British 
frigate,  and,  it  is  contended  that  this  circumstance  is, 
per  se}  a  ground  of  condemnatipn. 

This  is,  at  least,  a  new  ground  in  this  Court ;  and 
it  cannot  be  expected  that  it  will  meet  with  a  very 
favourable  admission  from  a  Court  which  has  mani- 
fested no  disposition  to  multiply  causes  of  condemna- 
tion* Without  being  supposed  to  express  any  in- 
clination to  adopt  the  principle,  I  deem  it  sufficient 
to  remark,  that  if  it  could  be  admitted,  it  ought  not 
to  be  applied  to  a  nation  which  needed  that  protec- _ 
tion  against  an  existing  and  enterprising  enemy  ; 
and  which  ought,  therefore,  to  be  considered,  as 
having  sought  it  for  that  purpose,  and  not  against  a  s 

neutral,  whose  principles  of  conduct  it  had  then  no 
reason  to  distrust.  The  Gulph  of  Florida,  at  that 
time,  swarmed  with  patriot  privateers;  and  the  con- 
voying ship  had,  moreover,  parted  from  the  fleet  be- 
fore this  capture  was  made.  The  conduct  of  this 
vessel  was  perfectly  pacific  when  overhauled  by  the 
American  cruiser.  The  utmost  to  which  the  Courts 
of  Great  Britain  have  gone,  has  been  to  affect  the 
merchant  vessel  actually  taken  under  convoy,  with 
the  resistance  or  character  of  the  convoying  ship  j 
and  when  such  a  case  shall  occur,  it  will  be  time 
enough  for  this  Court  to  determine  on  the  course  it 


84  CASES  IN  THE  SUPREME  COURT 

1891.       will  adopt*     At  present  I  feel  no  inclination  to  go  sd 
J^Y^,    much  beyond  those  decisions  as  has  been  here  coo- 

Tfae  Amiable  J 

Isabella,      tended  for. 

On  the  principal  question,  it  appears,  that  this  ves- 
sel was  provided,  at  the  time  of  her  sailing,  both 
with  a  passport  and  certificate  of  her  cargo.  That 
these  papers  were  on  board  at  the  time  of  the  cap- 
ture, cannot  be  doubted  ;  they  were  both  delivered 
by  the  captain  to  the  Registrar  of  the  District  Court* 
the  former  marked  A.  No.  7;  the  latter,  B.  No.  1. 
Some  doubt  arises  whether  they  were  both  exhibited 
prior  to  the  capture  ;  but  this  is  wholly  immaterial 
in  the  question  of  condemnation. 

In  behalf  of  the  claimant  it  is  contended,  that  on 
the  production  of  the  passport  and  certificate,  or  bill 
of  lading  of  the  cargo,  he  is  entitled  to  restitution. 
To  this  the  captor  objects,  that  the  1 7th  article  of 
the  treaty  with  Spain,  contemplated  a  form  of  pass- 
port intended  to  be  attached  to  that  treaty ;  that  as 
no  such  form  was  settled  by  the  two  nations,  the 
claim  must  rest  altogether  upon  the  provisions  of  the, 
loth  artic  e,  and  the  proprietary  interest  is  to  be  in- 
quired into  as  in  ordinary  cases.  But,  if  the  con- 
tracting parties  are  to  be  permitted  to  devise  forms 
of  passports  for  themselves  severally,  then  that  this 
is  not  a  passport  in  the  language  of  the  treaty,  but  a 
substitute  for  one,  and  is  defective  in  not  expressing 
unequivocally  that  the  ship  was  Spanish  property. 

On  this  part  of  the  case  it  is  proper  to  remark,  that 
it  is  not  always  easy  for  the  criticising  eye  of  the 
common  law,  to  expand  to  the  enlarged  views  and 


OP  THE  UNITED  STATES.  '  g& 

remote  perceptions  which  should  govern  the  mind  in       H2i. 
the  construction  of  treaties.    Yet  nothing  could  be  .^Y"?*?. 

*  °  The  Araiablt 

toore  inconsistent  with  international  law,  than  to  ap-  Isabella, 
ply  tp  such  instruments  those  scrutinising  principles, 
which  enter  into  the  construction  of  a  special  plea  or 
a  criminal  statute.  From  history,  analogy,  and  po- 
licy, as  well  as  language,  are  to  be  gathered  the 
views  of  the  contracting  parties ;  and  however  either 
may  be  pressed  by  the  application  of  conventional 
stipulations  to  particular  cases,  or  under  particular 
circumstances,  not  less  is  the  obligation  to  execute 
them  in  a  spirit,  not  only  of  good  faith,  but  of  libe- 
rality. Where  no  coercive  power  exists  for  compel- 
ling the  observance  of  contracts  but  the  force  of  arms, 
honour  and  liberality  are  the  only  bonds  of  union  be- 
tween the  contracting  parties,  and  all  minor  consider 
rations  are  to  be  sacrificed  to  the  great  interests  of 
mankind. 

fn  the  case  before  us,  I  see  no  reason  for  nullify- 
ing the  operation  of  the  17th  article,  for  want  of  the 
form  which  was  in  contemplation  to  be  drawn  up 
and  attached  to  the  treaty.  The  substance  of  the 
passport  intended  to  be  prescribed,  is  so  copiously 
exhibited,  as  to  render  it  a  matter  of  the  simplest 
effort  to  throw  it  into  form.  This,  no  doubt,  was 
the  cause  why  the  contracting  parties  manifested  so 
much  indifference  about  carrying  their  intention  into 
effect.  1  am,  therefore,  content  to  give  the  same 
effect  to  any  instrument  complying  substantially  with 
this  article,  as  ought  to  have  been  given  to  a  passport 
in  a  prescribed  form.     What  is  that  effect  ? 


86  CASES  IN  THE  SUPREME  COURT 

1821.  This  is  easily  ascertained  by  comparing  the  pro- 

J^y^,    visions  oif  the  ioth,  17th,  and  18th  articles.     By  the 

The  Amiable  * 

Isabella,  15th,  the  principle  is  established,  that  free  ships  shall 
make  free  goods,  and  that  several  branches  of  com- 
merce which  the  modern  law  of  nations  has  prohi- 
bited to  neutrals,  shall  notwithstanding  be  freely 
prosecuted.  But,  knowing  the  endless  litigation 
which  questions  of  proprietary  interest  give  rise  to, 
and  the  sad  depravity  of  morals  exhibited  by  wit- 
nesses in  Prize  Courts,  the  enlightened  statesmen 
who  formed  that  treaty,  resolved,  by  the  17th  and 
18th  articles,  to  make  the  freedom  of  the  ship  to  rest 
upon  documentary  evidence  in  the  first  instance,  and 
evidence  of  property  in  those  cases  only,  in  which 
the  vessel  was  unprovided  with  the  necessary  docu- 
ments; that  each  nation  should  be  sovereign  to 
judge  for  itself  in  conferring  upon  its  own  vessels 
the  immunity  secured  by  the  treaty,  and  that  the 
acknowledged  right  of  adjudication  in  the  Courts  of 
the  capturing  power,, should  be  superseded,  when  a 
vessel  was  found  on .  the  ocean  provided  with  the 
documentary  evidence  stipulated  for  by  treaty  ;  and 
only  revert,  when  the  vessel,  being  unprovided  witb 
such  documents,  was  obliged  to  resort  to  evidence  of 
property  of  a  less  solemn  nature. 

It  is  contended,  that  this  is  yielding  an  important 
national  right.  What  if  it  is  ?  It  is  a  mutual  re- 
linquishment, and  one  made  by  the  Government,  not 
by  this  Court.  And  although  it  operate  against  us 
now,  the  time  may  come  when  the  comity  of  Spain, 
or  her  colonies,  may  extend  the  benefits  of  it  to  the 
commerce  q{  this  country.    But,  be  that  as  it  may, 


OP  THE  UNITED  STATES.  87 

if  the  relinquishment  has  been  made,  it  is  incumbent  mi. 
on  us  to  observe  it.  And  although  it  may  not  be  so  jJ^Swi 
sensibly  felt  at  present,  the  time  is  scarce  gone  by  Isabel!* 
when  it  was  thought  a  highly  beneficial  stipulation 
to  this  country.  Spain  was,  at  the  date  of  that 
treaty,  a  respectable  naval  power.  Her  relations 
with  Europe  and  the  Barbary  powers,  often  involved 
her  in  wars.  America  abounded  with  ships  and 
seamen,  and  her  prospects  were  favourable  for  the 
enjoyment  of  peace.  To  carry  on  the  commerce 
of  the  West-Indies  and  Mediterranean,  as  the  favour- 
ite carriers  of  belligerent  cargoes,  was,  therefore,  to 
us,  a  highly  flattering  object.  And  though  occasion- 
al impositions  might  be  practised,  it  was,  compara- 
tively, a  trivial  consideration,  and  the  chances  mutual* 
When  abuses  should  become  flagrant  and  intolerable, 
it  would  have  presented  a  just  cause  for  dissolving 
the  treaty ;  but  it  does  not  rest  with  Courts  of  jus- 
tice to  dissolve  a  treaty.  A 

As  to  considerations  drawn  from  the  impolicy  of 
discouraging  the  spirit  of  cruizing,  1  attach  to  them 
very  little  importance.  The  most  serious  doubts 
may  well  be  entertained  of  the  policy  of  giving  en- 
couragement to  that  species  of  enterprise.  Certain 
it  is,  that  no  nation  can  pursue  it  long  without  feel- 
ing its  demoralizing  influence.  It  draws  together  a 
race  of  men,  from  every  quarter,  who  want  for  no- 
thing but  a  legal  pretext  for  indulging  their  appetite 
for  blood  and  violence ;  and  while  their  habits  and 
examples  become  popular,  the  rapid  fortunes  which 
are  occasionally  acquired,  render  the  most  valuable 
classes  of  a  community  dissatisfied  with  seeking 


W 


CASES  IN  THE  SUPREME  COURT 


mi.       competence  by  the  slow  progress  of  useful  labour* 
v^'^'     It  will  not,  perhaps,  be  too  much  to  say,  that  this 

The  Amiable  •  l-       •  •  *u-  c 

Isabella,     country  is,  at  this  time,  experiencing  something  of 
the  baneful  effects  which  flow  to  the  world  from  let- 
ting loose  the  passions  of  men  to  gratify  themselves 
,     with  plunder.     But,  be  this  as  it  may,  it  is  the  direct 
pbject  of  these  articles,  of  this  treaty,  to  cover  com- 
merce from  capture ;  and  if  a  treaty  is  to  be  con- 
strued with  a  view  to  effectuate  its  intent,  that  con- 
struction which  will  afford  the  most  ample  protection 
to  commerce,  will  be  most  consistent  with  the  views 
which  dictated  this  treaty.     Could  the  language  of 
the  treaty  leave  a  doubt  on  this  subject,  it  is  histori- 
cally known,  that  the  policy  of  the  United  States,  at 
the  time  of  its  date,  was,  if  possible,  to  annihilate 
the  right  of  cruizing  against  commerce.    With  ma- 
ny ships,  and  a  most  flourishing  trade,  she  had  not 
a  vessel  of  war  ;  and  while  every  other  nation  was 
likely  to  be  embroiled  in  wa-s,  her  policy  was  peace, 
and  her  prospects  favourable  to  the  enjoyment  of  it. 
To  become  the  carriers  of  the  world,  was  the  ob- 
ject to  which  her  negotiations  were  directed ;  and 
could  she  have  obtained  the  same  stipulation  from 
all  the  rest  of  the  European  nations,  she  must  have 
succeeded  greatly. 

The  example  of  other  nations  in  the  construction 
of  treaties  is  brought  to  the  notice  of  this  Court. 
But,  besides  that  the  analogy  in  the  cases  referred 
to  is  very  remote,  I  cannot  admit  the  force  of  any 
example  that  contravenes  general  principles.  It  is  a 
melancholy  truth,  that  nations  and  their  Courts  are 
too  often  inclined  to  restrict  or  enlarge  construction, 


Or  THE  UNITED  &TATES.  89 

under  a  temporizing  policy  suggested  by  the  pres-      1821. 
sure  or  allurement  of  present  circumstances.    I  will  ^^^ 
endeavour  to  give  this  treaty  the  same  construction     Isabella. 
against  an  American  captor,  as  ought  to  be  given  it 
in  the   Courts  of  the  opposite  contracting  party. 
And  the  day  trtay  arrive  when  American  commerce 
will  have  no  cause  to  regret  that' bur  Courts  have! 
pursued  liberal  and  enlarged  views  in  adopting  this 
construction-  1 

On  the  exceptions  taken  to  the  form  of  the  pass- 
port it  is  to  be  observed,  that  on  the  face  of  the  in- 
strument it  is  declared  to  be  issued  in  default  of  royal 
passports.  From  this  circumstance,  a  doubt  arose 
whether  it  was  an  instrument  of  the  highest  autho- 
rity/ This  led  to  an  inquiry  at  the  highest  sources 
of  information  relative  to  the  powers  of  the  Governor 
of  Cuba  to  issue  such  passports.  From  the  informa- 
tion thus  obtained,  1  am  satisfied  that  his  powers  are 
amply  sufficient  to  support  the  authority  of  that  do- 
cument. Some  very  serious  doubts  also  have  been 
raised  relative* to  the  form  of  the  instrument,  particu- 
larly that  passage  of  it  which  has  relation  to  the  na- 
tional character  of  the  ship.  The  treaty  requires 
that  it  should  set  forth  the  name,  property,  and  bulk 
of  the  ship;  also,  the  name  and  habitation  of  the 
master,  or  commander.  These  requisites  are  all  mi- 
nutely complied  with,  unless  we  except  that  part 
which  related  to  the  property  of  the  vessel.  The 
words  used  with  that  view  are  simply  fragata  mer- 
cante  Espanola ;  and  a  doubt  has  existed  whether 
this  be  a  sufficient  affirmance  of  the  property  or  na- 
tional character  of  the  vessel.    Nor  has  this  doubt 

Vol.  VI.  12 


90  CASES  IN  THE  SUPREME  COURT 

1821.  been  removed  without  a  careful  reference  to  the 
v^v-v/  passports  of  various  nations.  The  result  is,  that  in 
babeib.  e  all  of  them  the  affirmance  is  general,  without  specify- 
ing the  individual  proprietor*  It  is  also  in  evidence 
that  this  is  the  form  known  and  used  in  Spain  and 
her  colonies,  as  the  passport  of  regularly  documented 
and  acknowledged  Spanish  vessels ;  and  I  feel  my- 
self bound  to  receive  and  acknowledge  it  as  sufficient 
in  form  and  substance.  ' 

Thus  far  the  opinion  was  written,  and  prepared 
to  be  delivered,  prior  to  the  argument  ordered  at  the 
instance  of  the  Executive.  I  have  seen  no  reason 
to  change  a  word  of  it,  from  any  thing  since  heard. 
On  the  contrary,  the  last  argument  has  fully  confirm* 
ed  me  in  its  correctness.  Thousands  of  imaginary 
cases  of  fraud  and  collusion,  have  been  suggested  to 
alarm  the  Court ;  and  it  may  be,  that  our  Govern- 
ment, having  now  a  prospect  of  becoming  a  respec- 
table naval  power,  and  having  experienced  the  acti- 
vity and  enterprise  of  our  privateers  in  the  late  war, 
may  feel  less  disposed  to  promote  the  principles  of 
the  armed  neutrality,  than  ihey  did  formerly.  This 
conviction  of  former  error  has  generally  grown  out 
of  the  same  change  of  circumstances  in  other  states. 
But  it  is  not  through  the  medium  of  Courts  of  jus- 
tice that  this  change  of  sentiment  is  to  develope  it- 
self. If  this  treaty  was  ever  binding,  it  is  equally 
binding  now;  and  in  adjudicating  between  indivi- 
duals, the  same  rules  which  would  ever  have  been 
applicable,  ought  to  be  religiously  adhered  to,  under 
all  possible  changes  of  interest  or  policy. 

But  the  interests  and  apprehensions  so  eloquently 


OF  THE  UNITED  STATES.  91 

pressed  upon  the  notice  of  this  Court  are  not  real.       mi. 
ITiey  are  factitious ;  and  maj  have  their  effect  on  a  ^f^mwut 
client's  cause,  but  they  are  not  the  well  understood     Isabella. 
interest,  or  the  well  founded  apprehensions  of  the 
Government*    The  execution  of  one  treaty  in  a  spi-     * 
rit  of  liberality  and  good  faith,  is  a  higher  interest  ' 

than  all  the  predatory  claims  of  a  fleet  of  privateers. 

What  has  this  country  to  fear  ?  A  practical  an- 
swer is  always  most  satisfactory  on  such  a  question ; 
with  similar  treaties  existing  with  various  other 
powers,  what  real  injury  was  sustained  in  the  late 
war  ?  The  truth  is,  and  every  one  conversant  in  na- 
tional policy  well  knows,  that  there  is  always  less 
danger  of  imposition  in  reality  than  a  limited  view 
of  the  operation  of  such  a  stipulation  would  sug- 
gest. It  is  not  tb^interest  of  the  belligerent  to  fos- 
ter the  carrying  trade  of  a  commercial  rival ;  hence> 
Great  Britain  would  rather,  in  time  of  war,  compel 
her  own  vessels  to  sail  under  convoy,  than  permit 
her  merchants  to  use  a  neutral  bottom.  Nations  are 
generally  jealous  of  permitting  foreigners  to  hold  do* 
mestic  tonnage,  or  use  domestic  names.  There  are, 
commonly,  privileges  of  trade  attached  to  the  ship's 
character,  and  severe  laws  enacted  against  a  prac- 
tice which  is  always  viewed  as  a  fraud  upon  the  Go- 
vernment whose  flag  is  thus  acquired.  Witness  the 
severity  of  our  own  laws  in  such  cases. 

If  there  is  any  nation  in  the  world  more  interested 
than  all  others  in  the  liberal  support  of  the  doctrine 
contended  for  by  this  claimant,  it  is  the  United 
States.  Oar  chances  of  enjoying  peace  are  much 
geater  than  any  other  -,  and  if  there,  be  a  tendency 


92  CASES  IN  THE  SUPREME  COURT 

i82i.       to  war,  it  is  with  a  nation  which  will  not  be  driven 
T^^j'1   to  the  necessity  of  making  use  of  neutral  bottoms. 
Isabella.     I  cannot,  therefore,  really  see  why  our  administra- 
tion should  have  been  so  seriously  alarmed  at  the 
*     prospect  of  our  deciding  in  favour  of  this  Spaniard, 
as  has  been  urged  upon  this  Court 
.   But,  considerations  of  policy,  or  the  views  of  the 
administration,  are  wholly  out  of  the  question  in  this 
Court.    What  is  the  just  construction  of  the  treaty 
.   is  the  only  question  here.    And  whether  it  chime  in 
'  with  the  views  of  the  Government  or  not,  this  indi- 
vidual is  entitled  to  the  benefit  of  that  construction. 

The  more  I  have  examined  this  subject,  the  more 
thoroughly  I  have  been  convinced  that  my  view  of 
the  construction  of  the  treaty  is  the  correct  one, 
viz.  that  national  protection  was  to.  depend  upon 
authentic  documents,  and  not  proprietary  interest; 
or  more  correctly,  that  each  nation  should  be  re- 
stricted from  looking  beyond  those  documents.  There 
is  one  provision  contained  in  all  these  treaties,  which 
sets  this  point,  in  my  opinion,  beyond  all  doubt 
Which  is,  that  in  the  case  of  convoy,  the  word  of  the 
commander  of  the  convoying  ship  is  to  be  taken  con- 
clusively for  the  neutral  character  of  every  vessel  in 
the  fleet.  This  is  the  substitute  in  the  case  of  a 
fleet  for  the  passport  of  a  single  vessel.  .  I  apeak  of 
authentic  documents ;  for  the  absurdity  never  was 
imagined  that  a  passport  stolen  or  seized  by  violence 
was  to  have  the  force  of  one  regularly  issued. 

But  it  is  contended,  that  it  is  due  to  Spain  to  pur- 
sue these  inquiries  into  proprietary  interest,  and  due 
,  to  the  peace  of  both  nations  that  such  questions 


OP  THE  UNITED  STATES.  93 


should  be  examined  in  Courts  of  justice,  rather  than       1821. 
leave  them  to  be  the  subjects  of  diplomatic  remon-    ^^^^^ 

'  .       The  Amiabl 

strance.  This  is  a  specious,  but  very  Unsound  argu-  Isabella, 
menu  Have  not  the  vexations  of  Courts  of  Vice- 
Admiralty,  and  the  violence  of  armed  cruisers,  been 
the  pregnant  sources  of  half  the  commercial  alterca- 
tions of  the  last  centqry  ?  This  was  the  evil  intend- 
ed to  be  remedied,  and  whatever  impositions  might 
flow  from  the  remedy,  it  was  well  understood,  that 
the  benefits  of  a  commerce  uninterrupted  by  the  cu- 
pidity of  cruizing  vessels,  would  more  than  compen- 
sate. There  is  one  consideration,  which,  on  this 
subject,  is  conclusive.  No  Sovereign  can  appear  in  - 
Courts  of  justice  to  defend  his  subjects,  and  it  was, 
therefore,  that  a  method  was  devised  for  taking  such 
questions  from  Courts  of  justice  if  possible,  and  re- 
ferring them  to  another  tribunal.  Every  stipulation 
in  the  treaties^of  that  day,  teems  with  the  project  of 
ridding  commerce  of  vexatious  capture,  and  more 
vexatious  litigation.  A  better  practical  illustration 
of  the  wisdom  of  such  &  measure  cannot  be  imagined 
than  that  which  the  present *ease  presents. 

But  it  has  been  earnestly  and  successfully  con- 
tended, that  if  such  was  the  intention  of  the  treaty, 
it  must  fail  altogether  for  want  of  the  form  of  a  pass- 
port, contemplated  in  the  17th  article. 

Yet  if  there  is  any  one  question  more  clear  of  doiibt 
than  all  others,  I  think  it  is  this.  For  the  fallacy  of 
the  proposition  admits  almost  of  mathematical  de- 
monstration. This  omission  must  have  been  the 
result  of  ehher  accident  or  design.    It  may  have 


94  CASES  IN  THE  SUPREME  COURT 

1821.  proceeded  from  accident  between  the  negotiators  in 
TbTAmitbte  Europe  ;  but  after  the  receipt  of  the  treaty,  and  its 
habeiia.  submission  to  the  Cabinet  and  the  Senate  here,  the 
omission  could  not  have  been  the  result  of  accident 
when  it  received  the  sanction  of  our  government  It 
must  then  have  been  designedly  omitted  by  our  con- 
stituted authorities.  And  for  what  purpose  ?  Will 
any.  one  presume  to  suggest  that  it  was  a  deliberate 
fraud  upon  the  other  Government?  calculated  to 
leave  our  Courts  at  liberty,  on  some  subsequent  day, 
to  declare  the  17th  and  18th  articles  in  effect  void? 
Did  we  hold  out  to  them  the  idea  of  having  adopted 
the  provisions  of  those  articles  into  our  national  code, 
when  we  were  conscious  that  they  contained  an  in* 
nate  vice,  calculated  to  defeat  every  beneficial  effect? 
If  the  argument  on  this  point  could  meet  the  sanc- 
tion of  our  Government,  I  would  blush  for  it.  From 
the  advocate  of  a  captpr,  it  might  have  been  expect- 
ed ;  but  cannot  lay  claim  to  the  sanction  or  counte- 
nance of  the  American  Government.  I  am  sensible 
that  the  cabinet  would  disavow  such  a  doctrine. 

But,  it  is  urged  with  much  emphasis,  that  we  have 
no  right  to  annex  a  form,  or  to  add  a  clause  to  the 
treaty.  It  is  not  contended  that  we  have.  No  mem- 
ber of  this  bench  entertains  such  a  thought.  But 
why  may  not  the  contracting  parties  supply  one  ? 
All  the  requisites  being  prescribed  in  language,, the 
form  and  the  substance  are  the  same  thing.  If  the 
contract  is  complied  with,  what  matters  form  ? 
Whether  it  is  substantially  complied  with  or  not, 
must  be  a  question  for  the  Courts  of  the  contracting 
parties.    But  how  ridiculous  would  it  be,  to  be  try- 


OF  THE  UNITED  STATES-  95 

iog  form,  and  shape,  and  size,  like  the  ignorant  Arab,      isti. 
where  the  treaty  is  substantially  complied   with.  J^y^f 

wi    ,    •  i         .      »       i     ■  .         n  The  Amiable 

Had  it  merely  stipulated,  that  a  passport,  in  a  form  Isabella. 
prescribed,  should  be  givep  mutually,  there  would 
have  been  something  in  the  argument ;  but  in  ex- 
pressing with  precision  the  substance  of  the  instru- 
ment to  be  given,  it  rend  er%  the  devising  of  a  form  a 
mere  work  of  supererogation.  If  no  cfther  conclu- 
sion is  to  be  drawn  from  its  omission,  certainly  this 
may,  that  it  was  too  trivial  to  be  remembered. 

In  order  to  support  the  argument,  that  the  absence 
of  the  form  nullifies  the  17th  and  18th  articles  of  this 
treaty,  the  attention  of  this  Court  has  been  drawn 
to  the  provisions  of  the  14th  article  of  the  treaty 
with  Prussia.  And  it  has  been  contended,  that  until 
a  form  of  a  passport  be  adjusted  between  the  two 
nations,  that  article  is  also  a  dead  letter.  The  con- 
struction is  one  which  could  not  be  supported  even 
on  a  common  law  instrument.  The  words  are, 
"  which  passports  shall  be  made  out  in  good  and 
due  forms,  (to  be  settled  by  conventions  between 
the  parties  whenever  occasion  shall  require.)"  If  the 
Spanish  treatyHs  tp  be  construed  by  analogy  to  this, 
the  argument  is  directly  on  the  other  side.  For  these 
words,  obviously  leave  "  the  good  and  due  forms1' 
of  these  instruments  to  be  devised  by  the  parties 
severally,  and  only  stipulate  for  settling  a  form 
by  convention,  ci  whenever  occasion  shall  require ;" 
that  is,  whenever  either  shall  be  dissatisfied  with  the 
form  used  by  the  other.  The  nations  which,  in  the 
very  same  article^  could  repose  such  implicit  faith  in 
each  other's  candour,  as  to  leave  the  neutrality  of 


% 


96  CASES  IN  THE  SUPREME  COURT 

i8ei.        whole  fleets  to  be  determined  on  the  word  of  the 


Amiabi    conv°y*ng  officer,  merit  more  the  confidence  of  each 
Isabella,     other,  than  to  have  imputed  to  them  an  evasion  so 
obvious. 

As  it  became  indispensable  to  assign  some  reason 
for  retaining  these  two  articles  in  the  treaty,  if  they 
were  to  be  held  a  dead  letter  for  want  of  the  form, 
it  has  been  suggested,  that  the  only  operation  intend- 
ed by  them  was  to  prescribe  a  law  to  the  caprice  or 
violence  of  cruisers,  and  subject  them  to  more  ex- 
emplary punishment  than  in  ordinary  cases. 

No  one  who  reads  and  compares  these  four  arti- 
cles, the  15th,  16th,  17th,  and  18th,  and  considers 
the  historical  events  in  which  they  originated,  can 
for  a  moment  suppose,  that  this  was  the  object 
which  led  to  the  insertion  of  the  two  latter  of  those 
articles.  The  intention  was  to  ingraft  into  the  law 
of  nations  a  great  and  a  new  principle.  And  al- 
though power  and  cupidity  may  affect  to  sneer  at  it, 
and  melancholy  experience  cannot  dismiss  the  ap- 
prehension, that  it  is  too  etherial  to  subsist  in  this 
nether  atmosphere,  yet  it  is  one  which  philanthropy 
will  ever  cling  to,  and  justice  cherjtfh.  To  ingraft 
into  this  treaty  the  principles  of  the  armed  neutrality 
was  the  object,  and  for  this  purpose  the  15th  article 
declares  those  principles  in  detail.  The  16th  fur- 
nishes the  exceptions  to  them;  the  17th  prescribes 
the  evidence  on  which  those  privileges  shall  be  con- 
ceded ;  and  the  18th,  after  regulating  the  conduct 
of  cruisers  towards  vessels  so  protected,  proceeds 
to.  declare,  that  "  the  ship,  when  she  shall  have 
showed  such  passport,  shall  be  free,  and  at  liberty 


OP  TUB  UNITED  STATES.  97 

to  pursue  her  voyage,  so  as  it  shall  not  be  lawful  to       tan. 
molest  or  .give  her  chase  in  any  manner,  or  force  her  T^^^ 
to  quit  her  intended  course."     It  is  impossible  for  -    Uabeiia. 
language  to  be  stronger.    That  the  violation  of  these 
stipulated  privileges,  would  aggravate  the  punish- 
ment to  be  inflicted  on  cruisers,  is  a  consequence  of 
the  thing  provided  for,  not  the  thing  itself. 

Upon  the  whole,  I  am  decidedly  of  opinion  that 
the  claimant  is  entitled  to  restitution.  Nor  should  I 
find  much  difficulty  in  supporting  his  right  on  the 
ground  of  proprietary  interest.  But  entertaining  the 
opinion  that  1  do  on  this  preliminary  point,  there  is 
no  necessity  to  examine  into  this  part  of  the  case. 

Sentence  affirmed. 

Mr.  Harper,  for  the  claimant  and  appellant,  moved  Marches. 
to  vacate  the  decree  of  condemnation  entered  in  this 
cause,  and  that  it  should  be  again  continued  to  the 
next  term  in  order  to  enable  the  claimant  to  procure 
farther  proof  as  to  the  annexation  of  forms  of  pass- 
ports to  the  original  Spanish  treaty,  and  read  an  af- 
fidavit annexed  to  a  printed  copy  of  the  treaty,  pub- 
lished at  the  royal  printing-office  in  Madrid,  which 
contained  two  forms  of  passport,  which  will  be  found 
in  the  margin/ 

a  Model*  del  Pamportc,  6  Paienie  de  Mar  que  $e  concede  &  lot 
Buquee  para  navegar  en  Amirica,  citado  en  el  Articvlo  XVU. 

Don  Carlos,  por  la  Gracia  de  Dios,  Rey  dv  Castilla,  de 
Leon,  de  Aragon,  de  las  dos  Sicilias,de  Jerusalem,  de  Navarra, 
de  Granada,  de  Toledo,  de  Valencia,  de  Galicia,  de  Mallorca, 
de  Sevilla,  de  Cerdena,  de  Corcoba,  de  Corcega,  de  Murcia, 

Vol.  VI.  13 


98  CASES  IN  THE  SUPREME  COURT 

i82i.  The  motion  was  opposed  by  the  Attorney- Generd 

and  Mr.  Whcaton,  for  the  captors  and  respondents. 


The  Amiable 
Isabella. 


de  Jaen,  de  los  Algarbes,  de  Algezira,  de  Gibraltar,  de  laa  Islas 
de  Canarias,  de  laa  Indias  Orientates  y  Occidentals,  Islas  y 
Tierra-firme  del  Mar  Oceano  ;  Arcbiduque  de  Austria,  Duque 
de  Borgona,  de  Brabante  y  Milan,  Conde  de  Abspurg,  Flan- 
des,  Tirol  y  Barcelona,  Sefior  de  Vizcaya  y  de  Molina,  &c. 

Por  quanto  he  concedido  permiso  a  para  que  con 

su  nombrado  de  porte  de  Toneladas, 

pueda  salir  del  Puerto  de  con  carga,  y  registro  de 

efectos  de  comercio,  y  transferirse  al  y  restituirse  a 

Espana  al  Puerto  de  con  expresa  condicion  de  hacer 

su  derrota  de  ida  y  vuelta  directamente  a  los  senalados  parages 
de  su  destino,  sin  extraviarse,  ni  hacer  arribada  a  Puertos  Na- 
cionales  6  Extrangeros,  en  Islas,  6  Tierra-firme  de  Europa,  • 
America,  a  menos  de  verse  obligado  de  accidentes  de  otra  su- 
erte  no  remediables  :  Por  tanto  quiero,  que  el  Presidente  dela 
Contratacion  a  Indias  6  el  Ministro  encargado  del  despacho 
de  Navios  a  aquellos  Dominios,  y  el  Intendente,  6  Ministro  de 
Marina  del  Puerto  en  que  se  equipare,  concurran  a  facilitarle 
quanto  fuere  regular  6  este  fin,  cada  uno  en  la  parte  que  le  to* 
care  :  el  primero  en  lo  respectivo  a  su  habilitacion  y  carga ;  y 
el  de  Marina  en  lo  que  mira  a  Tripulacion,  que  debera  compo- 
nerse  de  gente  matriculada,  y  constar  que  lo  sea  por  lista  cer- 
tificada,  que  ha  de  entregarle,  obligandose  a  cuidar  de  su  con- 
serracion,  y  responder  desus  faltas,  segun  previenen  lasOrde- 
nanzas  de  Marina. 

Y  mando  a  los  Ufficiales  Generates,  6  particulares  Coman- 
dantes  de  mis  Esquadras  y  Baxeles,  al  Presidente,  y  Ministros 
de  la  Contratacion  a  Indias,  a  los  Comandantes,  y  Intendentes 
de  los  departamentos  de  Marina,  Ministros  de  sus  Prorincias, 
Subdelegados,  Capitanes  de  Puerto,  y  otros  qualesquiera  Ofi- 
ciales,  Ministros,  y  Depeodientes  de  la  Armada,  a  los  Vireyes, 
Capitanes,  6  Comandantes  generates  de  Reynos  y  Provineias, 
a  los  Gobernadores,  Corregidores  y  Juaticias  de  los  Pueblos  de 
la  Costa  de  Max  de  mis  dominios  de  Europa  y  America,  a  los* 


I 


OF  THE  UNITED  STATES  99 

Mr.  Justice  Story.     Without  giving  any  opinion      mi. 
upon  the  sufficiency  of  the  evidence,  to  establish  the  T£f^^je 


Isabella. 


Officiates  Reales,  6  Jueces  de  arribadas  en  eUos  establecidos,  y 
a  todos  los  demas  Vasallos  mios,  a  quienes  pertenece,  6  perte- 
necer  pudiere,  do  le  pongan  embarazo,  causen  molestia,  6 
detention  ;  antes  le  auxflien,  y  fatiliten  lo  que  hubiere  menes- 
ter  para  su  regular  naregacion,  y  legitimo  comercio  :  Y  a  los 
V&ssallas  y  Sabditos  de  Reyes,  Principes  y  Republican  amigas 
y  aliadas  mias  k  los  comandaotes,  Gobernadores  6  Cabos  de  sua 
Provincias,  Plazas,  Esquadras,  y  Baxeles,  reqaiero,  que  asimis- 
mo  no  le  impidan  su  libre  navegacion,  entrada,  salida  6  de  ten- 
don en  los  Puerto*,  k  los  quales  por  algun  accidente  se  con- 
duxere  ;  permitfcndole  que  en  ellos  se-bastimente,  y  proveade 
todo  lo  que  necesitare  :  A  cuyo  fin  he  mandado  despachar  este 
Pasaporte,  refrendado  de  mi  Secretario  de  Estado,  y  de  la  ne- 
gotiation de  Marina,  el  qual  yaldra*  por  el  tiempo  que  durare 
su  viage  de  ida  y  vuelta  ;  y  concluido  que  sea,  le  recogera  el 
Ministro  que  entendiere  en  su  descarga  :  Y  para  su  validation 
y  oso  pondra  a  continuacion  la  nota  que  corresponded  et  que 
concurriere  a  su  despac&o.     Dado  en  k  de 

mil  setecientos 

Yo  El  Reyy 

PEDRO  VARELA. 

Model*  del  Pasaporte,  o  Patente  de  Mar  que  te  concede  a  los 
Buqw$  para  navegar  en  Europa,  cilado  en  el  Articulo 
XVII. 

Don  Carlos,  por  la  Gracia  de  Bios,  Rev  de  Castilla, 
de  Leon,  de  Aragou,  de  las  dos  Sicilias,  de  Jerusalem,  de  Na- 
▼arra,  de  Granada,  de  Toledo,  de  Valencia,  de  Galicia,  de 
Mallorca,  de  Serilla,  de  Cerdena,  de  Cordoba,  de  Corcega  de 
Murcia,  de  Jaen,de  los  Algarbes,  de  Algezira,  de  Gibraltar,  de 
las  Islas  de  Canarias,  de  las  Iudias  Orientates  y  Occidentals, 
Islas  y  Tierra-firme  del  Mar  Oceano  ;  Arcbiduque  de  Austria ; 
Duque  de  Borgona,  de  Brabante  y  Milan ;  Conde  de  Abspusg, 
Flandes,  Tirol,  Barcelona,  Senor  de  Vizcaya  y  de  Molina,  &c. 


100  CASES  IN  THE  SUPREME  COURT 

1821.       probability,  that  the  forms  of  passport  now  offered 
ThTA^labte  to  the  inspection  of  the  Court  were  ever  autborita- 


Iqabella. 


Por  quarto  he  concedido  permiso  a 
vecioo  de  para  que  con  su> 

Dombrado  de  porte  de  toneladas 

pueda  navegar,  y  comerciar  en  los  Mares  y  Puertos  de  Europa, 
tanto  de  mis  Dominios,  como  de  Extrangeros  ;  y  singularmente 
en  los  *  con  absolula  probibicion  de  pasar  a  los 

de  Islas,  6  Tierra  firme  de  America:  Por  taoto  quiero,  que 
constando  la  pertenencia  de  la  Embarcacion  al  referido 

d  a  otro  Vasallo  mio  de  quien  tenga  poder» 
se  le  permita  equiparla  con  gente 

de  su  misma  Provincia,  o  de  otra  de  mis  Domi- 
nios, habil  a  este  efecto,  segun  lo  prevenido  en  las  Ordenanzas 
de  Marina,  para  salir  k  navegar,  y  comerciar  en  ella,  bazo  las 
reglas  establecidas- 

Y  mando  a  los  Officiates  generates,  o  particukres  coman- 
dantes  de  mis  Esquadras  y  Baxeles ;  a  los  Comandantes  y  In* 
tendentes  de  los  Departementos  de  Marina  :  &  los  Ministros  de 
sus  Provincias,  Subdelegados,  Capitanes  de  Puerto*,  y  otros 
qualesquier  Oficiales  y  Ministros  de  mi  Armada  :  a  los  Capita- 
nes, 6  Comandantes  generates  de  Provincias  :  a  los  Goberna- 
dores,  Corregidores,  Jueces  y  Justicias  de  los  Puertos  de  mis 
Dominios,  y  a  todos  los  demas  Vasallos  mios,  &  quienes  perte- 
nece,  6  pertenecer  pudiere,  no  le  pongan  embarazo,  causen 
molestia,  6  detencion  alguna ;  antes  le  auxilien,  y  faciliten  lo 
que  hubiere  menester  para  su  regular  navegacion  y  legitimo 
comercio  :  Y  &  los  Vasallos  y  Subditos  de  Reyes,  Principes  y 
Republican  amigas  y  aliadas  mias  :  a  los  Comandantes,  Gober- 
nadores,  6  Cabos  de  sus  Prorincias,  Plazas,  Esquadras  y  Bax- 
eles,  requiero,  que  asimismo  no  le  pongan  embarazo  en  su 
libre  navegacion,  entrada,  salida,  6  detencion  en  los  Puertos,  k 
los  quales  deliberadamente,  6  par  accidente  se  conduxere,  y  le 
permitan  exercer  en  ellos  su  legitimo  comercio,  bafitimeotarse, 
y  proveerse  de  lo  necesario  para  continuarle ;  6  cuyo  fin  he 
mandado  despachar  este  Pasaporte,  refrendado  de  mio  Secre 


OF  THE  UNITED  STATES.  10} 

tively  annexed  to  the  original  treaty,  in  the  posses-       iftsi. 
sioo  of  the  Spanish  Government,  the  Court  is  of  T^^^,e 
opinion,  that  the  motion  for  a  continuance  must  be     Isabel)* 
denied.     The  passport  found  on  board  the  Isabella, 
is  materially  variant,  berth  in  form  and  substance, 
from  the  forms  of  passport  now  produced ;  and  to 
the  form  of  the  passport  actually  annexed  to  the 
treaty,  and  to  no  other,  was  the  effect  intended  by 
the  treaty,  whatever  that  effect  may  be,  meant  to  be 
attributed.     The  possession  of  that  form,  and  not 
of  any  other  passport  which  might  be  substituted 
for  it,  was  of  the  very  es&enee  of  the  treaty.     It  is 
clear,  therefore,  that  even  if  the  case  were  as  the 
claimant's  counsel  supposes,  he  could  derive  no  be- 
nefit whatever  from  it,  because  the  treaty  passport 
was  not  on  board  ;  and  the  case  must,  therefore,  in 
this  respect,  be  judged  by  the  rules  of  the  Prize 
Court,  independent  of  the  conventional  law. 

Motion  denied. 

tariode  Estado,y  de  la  Negociacion  de  Marina,  el  qual  valdra, 
y  tendril  faerza  por  termino  de 

contado  desde  el  dia  en  que  usare  de  el,  segnn  conate  por  la 
Nota  que  a  so  continnacion  se  pusiere.     Dado  en 

k  de  de 

mil  setecientos  noventa 

Yo  El  Rey, 

PEDRO  VARELA. 


102  .       CASES  IN  THE  SUPREME  COURT 

1821. 

(Common  Law.    Bills  or  Exchange.) 

Bussard  v.  Levering. 

Where  the  second  day  of  grace  falls  on  Saturday,  it  is  the  last  day  of 
grace ;  and  notice  of  non-payment  given  to  the  drawer  of  a  bill  on 
that  day,  after  a  demand  upon  the  acceptor  on  the  same  day ,  is 
sufficient  to  charge  the  drawer. 

Notice  to  the  drawer,  by  putting  the  same  into  the  post-office,  where 
the  persons  live  in  different  places,  is  good. 

Error  to  the  Circuit  Court  for  the  District  of 
Columbia. 

Assumpsit  against  the  defendant  below,  (Bossard,) 
as  drawer  of  an  inland  bill  of  exchange  drawn  at 
Baltimore  on  the  3d  of  October,  1816,  upon  one 
Martin  Gillet,  for  $1,244  79  cents,  payable  six 
months  after  date,  and  accepted  by  Gillet,  Plea,  non 
assumpsit.  On  the  trial  of  the  cause,  the  plaintiff 
produced  and  read  in  evidence  to  the  jury,  the  bill, 
acceptance,  and  protest;  the  hand  writing  of  the  re- 
spective parties  being  admitted ;  and  gave  evidence  to 
prove  that  after  bank  hours,  on  Saturday,  the  fifth  of 
April,  1817,  being  the  second  day  of  grace  after  the 
said  bill  became  due,  the  same  was  presented  by  a 
notary  to  the  acceptor  for  payment,  and  not  being 
paid,  was  duly  protested.  And  on  the  same  day 
written  notice  was  sent  by  the  mail  to  the  defendant, 
residing  at  Georgetown,  D.  C.  notifying  him  of  the 
non-payment  and  protest  of  the  bill.  And  gave  evi- 
dence that  such  protest  and  notice,  on  the  second 
day  of  grace,  under  those  circumstances,  was  confor- 


OF  THE  UNITED  STATES.  103 

mable  to  the  general  usage  in  Baltimore.    And  no       1821. 
other  evidence  of  demand  or  notice  was  offered. 
Whereupon  the  counsel  for  the  defendant  prayed  the 
opinion  and  instruction  of  the  Court  to  the  jury,  that 
the  defendant,  under  the  circumstances  so  given  in 
evidence,  was  not  liable  in  this  action,  the  drawer  of 
the  said  bill  not  having  received  due  notice  of  the 
dishonour  of  the  same;  but  that  the  notice  given  up- 
on the  same  day  that  the  payment  of  the  draft  was* 
demanded,  to  wit,  on  Saturday,  the  5th  of  April, 
1817,  was  not  regular  and  sufficient  to  charge  the 
defendant  in  this  action.     Which  instruction  the 
Court  refused,  and  the  defendant's  counsel  excepted. 
A  verdict  and  judgment  thereon  was  rendered  for 
the  plaintiff,  and  the  cause  was  brought   by  writ  of 
error  to  this  Court.  * 

This  cause  was  argued  by  Mr.  Jones  for  the  plain-  Feb.  7th. 
tiff  in  error,  and  by  Mr.  Key  for  the  defendant. 

This  Court  were  unanimously  of  opinion  that,  by 

the  general  law  merchant,  notice  of  non-payment 

given  to  the  drawer  on  the  last  day  of  grace,  after  a 

demand  upon  the  acceptor  on  the  same  day,  (and 

Saturday,  in  this  case,  was  the  last  day  of  grace,  the 

next  day  being  Sunday)  was  sufficient  to  charge  the 

drawer ;  and  that  the  notice  in  this  case  given  to  the 

drawer,  by  putting  the  same  into  the  post-office,  was 

good. 

Judgment  affirmed. 


CASES  IN  THE  SUPREME  CODRT 

(Common  Lait.    PaoMmomy  Notes. 
LlNDENBERGER  €t  at.  V.  BEALL. 

After  demand  of  the  maker  of  a  note,  on  the  third  day  of  grace,  notioe 
to  the  endorser  on  the  same  day,  is  sufficient  by  the  general  law 
merchant. 

Evidence  of  a  letter,  containing  notice,  haying  been  put  into  the  post- 
efioe,  directed  to  the  endorser,  at  his  place  of  residence,  is  suffi- 
cient proof  of  the  notice  to  be  left  tojthe  jury,  and  it  is  unnecessa- 
ry to  give  notice  to  the  defendant  to  produce  the  letter  before  such 
evidence  can  be  admitted. 

Error  to  the  Circuit  Court  for  the  District  of 
Columbia. 

Assumpsit  against  the  defendant,  (Beall,)  as  en- 
dorser of  a  promissory  iote,  drawn  by  one  Tunis 
Craven,  dated  at  Baltimore,  October  22d,  1811,  in 
favour  of  the  defendant,  and  by  him  endorsed  to  the 
pdatmtifis,  for  191  dollars  17  cents,  negotiable  at  the 
bank  of  Washington,  payable  six  months  after  date, 
At  the  trial  the  note  was  given  in  .evidence,  and  the 
handwriting  of  the  drawer  and  endorser  admitted. 
The  plaintiffs  farther  proved,  by  a  notary,  that  the 
note  was,  by  bim,  demanded  of  the  drawer,  on  Sa- 
turday the  25th  of  April,  1812,  being  the  day  on 
which  it  became  payable,  that  is,  the  last  day  of 
grace.  And  not  being  paid,  notice  of  the  non-pay- 
ment thereof  was  enclosed  in  a  letter  addressed  to 
the  defendant,  at  the  city  of  Washington,  and  put 
into  the  post-office  at  Georgetown.  The  notary 
testified,  that  he  had  no  recollection  of  these  facts, 


OF  THE  UNITED  STATES.  105 

fmd  only  knew  them  from  bis  notarial  book,  and  the  1821. 
protest  made  out  at  the  time ;  by  which  it  appeared, 
that  a  demand  was  then  made  of  the  drawer,  and 
the  protest  made,  and  notice  sent;  and  from  its  being 
his  invariable  practice  to  give  notice  either  personal- 
ly, or  by  letter,  to  the  endorsers  on  the  same  day. 
Nor  did  he  then  recollect  that  he  addressed  the  letter 
to  the  defendant  in  Washington,  but  he  presumed 
from  his  book,  and  protest,  and  his  uniform  practice, 
that  if  he  did  not  know  where  the  defendant  lived, 
(which  was  probably  the  case  when  he  received  the 
note,)  he  inquired,  and  ascertained  his  residence, 
and  addressed  it  properly.  Upon  which  evidence 
the  defendant's  counsel  prayed  the  Court  to  instruct 
the  jury,  that  the  above  proof  of  notice  was  insuf- 
ficient to  charge  the  defendant  as  endorser  of  said 
note,  and  that  the  plaintiffs  were  not  entitled  to  re- 
cover. Which  opinion  the  Court  gave.  The  plain- 
tiffs' counsel  excepted  to  the  opinion.  A  verdict  and 
judgment  thereon  was  rendered  for  the  defendant 
by  the  Court  below,  and  the  cause  was  brought  by 
writ  of  error  to  thitf  Couft. 

Mr.  Key j  for  the  plaintiff,  was  stopped  by  the  ftkmy  ?A 
Court. 

Mr.  Jones  and  Mr.  Law,  for  the  defendant,  con- 
tended, that  the  notice  was  insufficient:  (1.)  be- 
cause it  was  on  the  third  day  of  grace ;  and,  (2.) 
that  there  was  no  sufficient  proof  of  notice  having 
been  sent  by  mail,  or  of  the  contents  of  the  letter 
sent ;  and  that  before  secondary  evidence  would  be 

Va>l.  VI.  H 


106  CASES  IN  THE  SUPREME  COURT 

last.       let  in  to  prove  the  contents,,  notice  should  bare  been 
M^^T^  given  to  the  defendant  to  produce  it 


Bank  of 
Alexandria 

T. 

Withers. 


The  Court  were  unanimously  of  opinion,  that 
after  demand  of  the  maker  on  the  third  day  of  grace, 
notice  to  the  endorser  on  the  same  day  was  suffi- 
cient, by  the  general  law  merchant ;  and  that  evi- 
dence of  the  letter  containing  notice  having  been 
put  into  the  post-office,  directed  to  the  defendant,  at 
his  place  of  residence,  was  sufficient  proof  of  the 
notice  to  be  left  to  the  jury,  and  that  it  was  unne- 
cessary to  give  notice  to  the  defendant  to  produce 
the  letter  before  such  evidence  could  be  admitted. 

Judgment-reversed. 


(Local  Law,    Practice,) 

The  Mechanics'  Bank  of  Alexandria 
v,  Withers. 

Hie  Circuit  Court  for  the  District  of  Columbia  has  authority  to  ad- 
journ to  a  distant  day,  and  the  adjourned  session  is  considered  as  the 
same  term. 

Where  the  regular  term  began  on  the  3d  Monday  in  April,  and  the 
Court  continued  to  sit,  de  die  in  diem*  until  the  16th  of  May,  when 
it  adjourned  to  the  4th  Monday  of  June;  held,  that  a  defendant, 
against  whom  an  office  judgment  had  been  entered  on  the  16th  of 

•  tyay,  had  a  right,  under  the  laws  and  practice  of  Virginia,  to  appear 
at  the  adjourned  session,  and  have  the  default  set  aside,  on  giving 
special  bail,  and  pleading  issuably. 


OF  THE  UNITED  STATES.  107 

This  cause  was  argued  by  Mr*  Lee  and  Mr.      mi. 

Swann,  for  the  plaintiff  in  error,  and  by  Mr.  Taylor,  ^^^9 
for  the  defendant  in  error.  Bank  of 

Alexandria 

T. 

Mr.  Chief  Justice  Marshall  delivered  the  opinion     w»«*«* 

*   .       *  February  91k. 

of  the  Court. 

This  is  a  writ  of  error  to  a  judgment  rendered 
by  the  Circuit  Court  for  the  District  of  Columbia, 
sitting  in  Alexandria,  in  an  action  of  debt ;  and  the 
case  depends  on  the  law*  of  Virginia,  as  they  stood 
when  jurisdiction  over  the  District  was  first  exerci- 
sed by  Congress. 

By  the  law  of  Virginia,  the  proceedings,  until  an 
issue  is  made  up  in  a  cause,  are  taken  in  the  clerk's 
office  at  monthly  rules,  and  judgments  by  default 
become  final  on  the  last  day  of  the  succeeding  term, 
till  which  day  the  defendant  in  any  such  action  has 
a  legal  right  to  set  the  judgment  aside,. and  to  plead 
to  issue.  The  Circuit  Court  held  its  regular  session 
in  April,  1818,  and  continued  to  sit  regularly  till 
the  16th  day  of  May,  when  it  adjourned  to  the 
fourth  Monday  of  the  following  June.  The  clerk, 
considering  the  day  on  which  the  Court  adjourned 
as  the  last  day  of  the  term,  and  the  judgments  at  the 
rules  as  having,  on  that  day,  become  final,  issued  an 
execution  on  one  of  these  judgments,  which  had 
been  obtained  by  the  plaintiffs  against  Cave  Withers 
and  his  common  bail.  When  the  Cowt  met  in  June, 
the  defendant  appeared,  and,  On  motion,  was  allow- 
ed to  set  aside  the  office  judgment,  give  special  bail, 
and  pltfad  to  issue.  The  execution  was,  conse- 
quently, quashed.    In  the  course  of  the  t*rm  judg- 


168 


1821. 


Mechanics' 
Bank  of 

Alexandria 

▼. 

Wither*. 


CASES  IN  THE  SUPREME  COURT 

ment  was  confessed  by  the  defendant,  for  the  sura 
claimed  in  the  declaration,  and  a  writ  of  error  was 
then  sued  out,  the  object  of  which  was  to  reverse  the 
last  judgment,  and  set  aside  all  proceedings  subse- 
quent to  the  16th  of  May,  on  the  idea,  that  the  judg- 
ment rendered  at  the  rules  became  final  on  that  day. 

The  sole  question  in  the  cause  is,  whether  the 
adjournment  from  the  16tb  of  May  to  the  fourth 
Monday  in  June,  was  a  continuation  of  the  April 
term,  or  constituted  a  distinct  term  ? 

There  being  nothing  in  any  act  of  Congress  which 
prevents  the  Courts  of  the  District  from  exercising 
a  power  common  to  all  Courts,  that  of  adjourning 
to  a  distant  day;  the  adjournment  on  the  16th  of 
May  to  the  fourth  Monday  in  June,  would  be  a  con- 
tinuance of  the  same  term,  unless  a  special  act  of 
Congress,  expressly  enabling  the  Courts  of  the  Dis- 
trict to  hold  adjourned  sessions,  may  be  supposed 
to  vary  the  law  of  the  case.  That  act  is  in  these 
words :  *'  And  the  said  Courts  are  hereby  invested 
with  the  same  power  of  holding  adjourned  sessions 
that  are  exercised  by  the  Courts  of  Maryland." 
These  words  do  not,  in  themselves,  purport  to  vary 
the  character  of  the  session.  They  do  not  make  the 
adjourned  session  a  distinct  session.  They  were, 
probably,  inserted  from  abundant  caution,  and  are 
to  be  ascribed  to  an  apprehension,  that  Courts  did 
not  possess  the  power  to  adjourn  to  a  distant  day, 
until  they  should  be  enabled  so  to  do  by  a  legislative 
act.  But  this  act,  affirming  a  pre-existing  power, 
ought  not  to  be  construed  to  vary  the  nature  of  that 
power,  unless  words  are  employed  which  manifest 


OP  THE  UNITED  STATES.  14J& 

such  intention.  In  this  act,  there  are  no  such  words,  mi. 
unJess  they  are  found  in  the  reference  to  the  Courts 
of  Maryland.  But  on  inquiry,  we  find,  that  in 
Maryland,  an  "  adjourned  session"  is  considered  as 
the  same  session  with  that  at  which  the  adjourn- 
ment was  made*  Since,  then,  the  term  at  which 
this  conditional  or  office  judgment  was  to  become 
final,  was  still  continuing  when  it  was  set  aside,  and 
the  defendant  permitted  to  plead  to  the  declaration, 
(here  was  no  error  in  that  proceeding. 

Judgment  affirmed. 


(Chancery.    Common  Lav.) 

Hopkins  v.  Lee. 

A  judgment  or  decree  of  a  Court  of  competent  jurisdiction  is  conclu- 
sive wherever  the  same  matter  is  again  brought  in  controversy. 

Bat  the  rule  does  not  apply  to  points  which  come  only  collaterally 
under  consideration,  or  are  only  incidentally  considered,  or  can 
only  be  argumentatively  inferred  from  the  decree. 

In  an  action  at  law  by  the  vendee,  against  the  vendor,  for  a  breach  of 
the  contract,  in  not  delivering  the  thing  sold,  the  proper  measure 
of  damages  is  not  the  price  stipulated  in  the  contract,  but  the  value 
at  the  time  of  the  breach 

This  rale  applies  to  the  sale  of  real,  as  well  as  perianal  property : 
but,  Quctrc,  Whether  it  is  the  proper  measure  of  damages  in  the 
case  of  an  action  for  eviction  ? 

Error  to  the  Circuit  Court  for  the  District  of 
Columbia. 
This  was  an  action  of  covenant,  brought  by  the  de- 


Hopkins 

Let. 


f  10  CASES  IN  THE  SUPREME  COURT 

mi.  fondant  in  error,  (Lee,)  against  the  plaintiff  in  emir, 
(Hopkins,)  to  recover  damages  for  not  conveying 
certain  tracts  of  military  lands,  which  the  plaintiff  in 
error  had  agreed  to  convey,  upon  the  defendant  ia 
error  relieving  a  certain  incumbrance  held  by  one 
flawleigh  Colston,  upon  an  estate  called  Hill  and 
Date,  and  which  Lee  had  previously  granted  and 
sold  to  Hopkins,  and  for  which  the  military  lands  in 
question  were  to  be  received  in  part  payment.  The 
declaration  set  forth  the  covenant,  and  averred  that 
Lee  had  completely  removed  the  incumbrance,  from 
Hill  and  Dale.  The  defendant  below  pleaded,  1. 
That  he  had  not  completely  removed  the  incumbrance ; 
and,  2.  That  he  (the  defendant  below)  had  never  been 
required  by  Lee  to  convey  the  military  lands  to 
him  :  and  on  these  pleas  issues  were  joined.  Upon 
the  trial,  Lee,  in  order  to  prove  the  incumbrance  in 
question  was  removed,  offered  in  evidence  to  the 
jury  a  record  of  the  proceeding  in  Chancery,  on  a 
bill  filed  against  him  in  the  Circuit  Court  by  Hop- 
kins. The  bill  stated,  that  on  the  23d  of  January, 
1807,  the  date  of  the  agreement  on  which  the  pre- 
sent action  at  law  was  brought,  Hopkins  purchased 
of  Lee,  the  estate  of  Hill  and  Date,  for  which  he 
agreed  to  pay  18,000  dollars:  viz.  10,000  dollars  in 
military  lands,  at  settled  prices,  and  to  give  his 
bond  for  the  residue,  payable  in  April,  1809.  That 
Lee,  in  pursuance  of  this  agreement,  selected  cer- 
tain military  lands  in  the  bill  mentioned.  That  at 
the  time  of  the  purchase  of  Hill  and  Dale1  it  was 
mortgaged  to  Colston  for  a  large  sum,  which  Lee  had 
promised  to  discharge,  but  had  failed  so  to  do,  in 
consequence  of  which  Hopkins  had  paid  off  the 


OP  THE  UNITED  STATES.  JH 

mortgage  himself.  The  bill  then  claimed  a  large  isai. 
sum  of  money  from  Lee  for  having  removed  this  in- 
cumbrance,  and  prayed  that  the  defendant  might  be 
decreed  to  pay  it,  or  in  default  thereof}  that  the 
claimant  might  be  authorized  by  a  decree  of  Chan- 
cery to  sell  the  military  lands,  which  he  considered 
as  a  pledge  remaining  in  his  hands,  and  out  of  the 
proceeds  thereof,  to  pay  himself.  On  the  coming  in 
of  Lee's  answer,  denying  several  of  the  allegations 
of  the  bill,  the  cause  was  referred  to  a  master,  who 
made  a  report,  stating  a  balance  of  427  dollars  77 
cents,  due  from  Hopkins  to  Lee.  This  report  was 
not  excepted  to,  and  the  Court,  after  referring  to  it, 
proceeded  to  decree  the  payment  of  the  balance. 
To  this  testimony  the  defendant  in  the  present  action 
objected,  so  farasrespected  the  reading  of  the  master's 
report,  and  the  decretal  order  thereon ;  but  the  objec- 
tion was  overruled  by  the  Court  below,  and  the  evi- 
dence admitted.  The  counsel  for  the  plaintiff  in 
error  then  prayed  the  Court  to  instruct  the  jury,  that 
in  the  assessment  of  damages,  they  should  take  the 
price  of  the  military  lands  as  agreed  upon  by  the 
parties  in  the  articles  of  agreement.upon  which  the 
action  was  brought,  as  the  measure  of  damages  for 
the  breach  of  covenant.  But  the  Court  refused  to 
give  this  instruction,  and  directed  the  jury  to  take 
the  price  of  the  lands,  at  the  time  they  ought  to  have 
been  conveyed,  as  the  measure  of  damages.  To 
this  instruction  the  plaintiff  in  error  excepted  ;  and  a 
verdict  and  judgment  thereon  being  rendered  for 
the  plaintiff  below,  the  cause  was  brought  by  writ  of 
error  to  this  Court. 


J 12  CASES  IN  THE  SUPREME  COURT 

1821.  Mr,  Pinkney  and  Mr.  Swarm,  for  the  plaintiff  in 

"jpf^  error,  argued,  ( 1 .)  That  the  proceedings  in  Chancery 
▼.  were  not  admissible  evidence  in  the  action  at  law. 
tobnJyVh.  A  verdict  and  judgment  are  indeed  conclusive  evi- 
dence between  the  same  parties ;  but  the  other  pro- 
ceedings in  the  cause,  and  all  that  which  is  merely 
inducement  to  the  verdict  or  judgment,  are  not  evi- 
dence. So,  a  decree  in  Chancery  is  not  conclusive 
evidence  of  all  the  facts  in  the  course  of  the  cause. 
Not  that  the  decree  is  not  conclusive  as  a  res  judi- 
cata :  but  the  decree  here  is  no  otherwise  conclu- 
sive than  as  giving  the  party,  in  whose  favour  it  was 
pronounced,  a  right  to  have  it  executed.  It  is  not 
evidence  at  all,  unless  it  be  conclusive  evidence : 
but  it  cannot  be  conclusive  evidence  of  the  details  of 
the  cause,  and  of  the  incidental  questions  which 
arose  in  its  progress.  (2.)  The  proper  measure  of  da- 
mages in  the  action  at  law,  was  the  price  agreed  by 
the  parties.  When  a  portion  of  the  price  of  land  is 
to  be  paid  for  in  other  land,  the  pecuniary  price,  with 
interest,  is  the  rule  at  law,  where  specific  perform- 
ance i9  not  called  for.  It  is  thus  subjected  to  the 
analogical  rule  in  the  Court  of  Chancery,  where  the 
contract  is  rescinded,  instead  of  being  specifically 
performed. 

Mr.  Jones  and  Mr.  Lee,  for  the  defendant  in  er- 
ror, insisted,  (1.)  That  the  proceedings  in  Chancery 
were  not  only  admissible  evidence  in  the  suit  at  law, 
but  conclusive  evidence.  It  may  be  safely  admit- 
ted that  the  decree  is  not  evidence  of  such  facts  as 
are  only  collaterally  or  incidentally  drawn  m  quo*- 


OF  THE  UNITED  STATES.  113 

tion,  or  can  only  be  argumentative! y  inferred  from  1821. 
the  decree.  But  where  the  decree  professes  to  be 
founded  on  a  particular  fact,  which  was  the  principal 
question  in  issue,  and  was  ascertained  by  the  mas- 
ter's report,  it  must  be  conclusive  in  any  other  suit 
between  the  same  parties.  (2.)  As  to  the  proper 
measure  of  damages,  it  is  the  settled  doctrine  of  this 
Court,  that  in  an  action  by  the  purchaser  for  a  breach 
of  the  contract  of  sale,  the  rule  of  damages  is  the 
price  of  the  article  at  the  time  of  the  breach/  It  is 
true,  that  the  case  of  Shepherd  v.  Hampton,  was  a 
gale  of  goods ;  but  it  is  not  perceived  that  there  is 
any  difference  in  the  application  of  the  principle  to 
real  or  to  personal  property. 

Mr.  Justice  Livingston  delivered  the  opinion  of  Ftb.  im. 
the  Court 

The  first  question  which  this  Court  has  to  consi- 
der is,  whether  the  proceedings  in  Chancery  were 
properly  admitted  in  evidence  in  the  Court  below. 

It  is  not  denied,  as  a  general  rule,  that  a  fact  which  conciMivcnew 
has  been  directly  tried,  and  decided  by  a  Court  of  * m  *"*'"*• 
competent  jurisdiction,  cannot  be  contested  again 
between  the  same  parties,  in  the  same  or  any  other 
Court  Hence  a  verdict  and  judgment  of  a  Court 
of  record,  or  a  decree  in  Chancery,  although  not 
binding  on  strangers,  puts  an  end  tp  all  further  con- 
troversy concerning  the  points  thus  decided  between 
the  parties  to  such  suit.  In  this,  there  is  and  ought 
to  be,  no  difference  between  a  verdict  and  judgment 

a  Shepherd  v.  Hampton,  3  Wheat.  Rep.  200. 
Vol.  VI.  15 


T. 

Lee. 


114  CASES  IN  THE  SUPREME  COURT 

1821.  in  a  Court  of  common  law,  and  a  decree  of  a  Court 
^^7^  of  equity.  They  both  stand  on  the  same  footing,  and 
may  be  offered  in  evidence  under  the  same  limitations, 
and  it  would  be  difficult  to  assign  a  reason  why 
it  should  be  otherwise.  The  rule  has  found  its  way 
into  every  system  of  jurisprudence,  not  only  from  its 
obvious  fitness  and  propriety,  but  because  without 
it,  an  end  could  never  be  put  to  litigation.  It  is, 
therefore,  not  confined  in  England  or  in  this  country 
to  judgments  of  the  same  Court,  or  to  the  decisions 
of  Courts  of  concurrent  jurisdiction,  but  extends  to 
matters  litigated  before  competent  tribunals  in  foreign 
countries.  It  applies  to  sentences  of  Courts  of  Ad- 
miralty— to  ecclesiastical  tribunals — and,  in  short, 
to  every  Court  which  has  proper  cognizance  of  th# 
subject  matter,  so  far  as  they  profess  to  decide  the 
particular  matter  in  dispute.  Under  this  rule,  the 
decree  in  this  case  was  proper  evidence,  if  it  decided, 
or  professed  to  decide,  the  same  question  which  was 
made  on  the  trial  at  law.  For  to  points  which  came 
only  collaterally  under  consideration,  or  were  only 
incidentally  under  cognizance,  or  could  only  be  in- 
ferred by  arguing  from  the  decree,  it  is  admitted  that 
the  rule  does  not  apply.  On  a  reference  to  the  pro- 
ceedings at  law,  and  in  Chancery,  in  the  case  now 
before  us,  the  Court  is  satisfied  that  the  question 
which  arose  on  the  trial  of  the  action  of  covenant, 
was  precisely  the  same,  if  not  exclusively  so,  (al- 
though that  was  not  necessary,)  as  the  one  which 
had  already  been  directly  decided  by  the  Court  of 
Chancery.  The  bill,  which  was  filed  by  the  pre- 
sent plaintiff  in  error,  states,  that  on  the  23d  of  Jauu- 


Hopkins 

v. 

Lee. 


OF  THE  UNITED  STATES.  115 

ary,  1807,  which  is  the  date  of  the  agreement  on  mi. 
which  the  action  at  law  is  brought,  Hopkins  pur- 
chased of  Lee  the  estate  of  Hill  and  Dale,  for  which 
he  was  to  pay  #18,000— that  is,  #10,000  in  military 
lands  at  settled  prices,  and  the  remainder  in  bonds, 
payable  in  April,  1809.  That  Lee,  in  pursuance  of 
this  agreement,  selected  certain  military  lands  in  the 
bill  mentioned.  That  at  the  time  of  the  purchase  of 
Hill  and  Dale,  it  was  mortgaged  to  Hawleigh  Colston 
for  a  large  sum,  which  Lee  had  promised  to  discharge, 
but  that  he  had  failed  so  to  do,  in  consequence  of 
which,  Hopkins  had  paid  the  mortgage  himself. 
The  complainant  then  claims  a  large  sum  from  Lee 
for  having  removed  this  incumbrance,  and  prays  that 
the  defendant  may  be  decreed  to  pay  it,  or  in  de- 
fault thereof,  that  the  complainant  may  be  authori- 
sed, by  a  decree  of  the  Court,  to  sell  the  military 
lands,  which  he  considered  as  a  pledge  in  his  hands, 
and  out  of  the  proceeds  to  pay  himself.  Not  a  sin- 
gle demand  is  stated  in  the  bill,  except  the  one  arising 
out  of  the  complainant's  extinguishment  of  the  in- 
cumbrance, which  Lee  had  taken  upon  himself  to 
remove. 

On  Lee's  answer  coming  in,  denying  several  of 
the  allegations  of  the  bill,  the  cause  is  referred  to  a 
master  commissioner,  who,  after  a  long  investigation, 
in  the  presence  of  both  parties,  and  the  examination 
of  many  witnesses,  makes  a  report  by  which  Hop- 
kins is  made  a  debtor  of  Lee  in  the  sum  of  #427  77. 
On  inspection  of  this  report,  it  will  be  seen  that  the 
chief,  if  not  the  only  controversy  between  the  par- 
ties was,  whether  Hill  and  Dale  had  been  relieved 


116  CASES  IN  THE  SUPREME  COURT 

i82i.  from  its  incumbrance  to  Colston,  by  funds  furnished 
by  Lee  to  Hopkins  for  that  purpose,  and  that  unless 
that  fact  bad  been  found  affirmatively,  a  report  could 
not  have  been  made  in  Lee's  favour.  The  Court,  af- 
ter referring  to  this  report,  and  stating  that  it  had  not 
been  excepted  to,  proceeds  to  decree  the  payment  of 
this  balance  by  the  complainant  to  the  defendant 
From  this  summary  review  of  the  proceedings  in 
Chancery,  the  conclusion  seems  inevitable,  that  the 
chief,  if  not  sole  matter  in  litigation  in  that  suit,  was 
whether  Hill  and  Dale  had  been  freed  of  the  incum- 
brance to  Colston,  by  Lee  or  by  Hopkins,  and  that 
the  report  and  subsequent  decree  proceeded  on  the 
ground,  and  established. the  fact,  that  Lee  had  dis- 
charged it,  which  was  also  the  only  point  put  in  is- 
sue by  the  first  plea  of  the  defendant  in  the  action 
of  covenant.  No  rule  of  evidence,  therefore,  is  vio- 
lated in  saying  that  this  decree  was  properly  admit- 
ted by  the  Circuit  Court.  But  if  the  decree  were 
admissible,  it  is  supposed  that  the  report  of  the  mas- 
ter ought  not  to  have  been  submitted  to  the  jury. 
The  Court  entertains  a  different  opinion.  No  rea- 
son has  been  assigned  why  a  decision  by  a  proper 
and  sworn  officer  of  a  Court  of  Chancery,  in  the  pre- 
sence and  hearing  of  both  parties,  according  to  the 
acknowledged  practice  and  usage  of  the  Court,  on 
the  very  matters  in  controversy,  not  excepted  to  by 
either  party,  and  confirmed  by  the  Court,  should  not 
be  as  satisfactory  evidence  of  any  fact  found  by  it, 
as  the  verdict  of  a  jury,  on  which  a  judgment  is  af- 
terwards rendered.  The  advantage  which  a  verdict 
may  be  supposed  to  possess  over  a  report,  from  its 


OP  THE  UNITED  STATES.  117 

being  the  decision  of  twelve,  instead  of  the  opinion  last, 
of  a  single  man,  is  perhaps  more  than  counterbalan- 
ced by  the  time  which  is  allowed,  to  a  master  for  de- 
liberation, and  a  mere  thorough  investigation  of  the 
matters  in  controversy.  But  a  better  and  more  satis- 
factory answer  is,  that  it  is  the  usual,  known,  and 
approved  practice  of  the  Court  to  whose  jurisdiction 
the  parties  had  submitted  themselves.  But  if  this 
document  be  witheld  from  a  jury,  how  are  they  or 
the  Court  to  arrive  at  the  grounds  of  the  decree,  or 
a  knowledge  of  the  points  or  matters  which  have 
been  decided  in  the  cause  ?  Without  it,  the  decree 
may  be  intelligible ;  but  the  grounds  on  which  it  pro* 
ceeds,  or  the  facts  which  it  means  to  decide,  may  be 
liable  to  much  uncertainty  and  conjecture.  The  re- 
port, therefore,  as  well  as  the  decree,  was  proper 
evidence,  not  only  of  the  fact  that  such  report  and  de- 
cree had  been  made,  but  of  the  matter  which  they 
professed  directly  to  decide.  We  are  not  now  called 
upon  to  say,  whether,  in  those  respects,  they  were 
conclusive,  as  they -do  not  appear  to  have  been  offer* 
ed  with  that  view  ;  but  without  meaning  tod eny  to 
them  such  effect,  we  only  say,  which  is  all  that  the 
present  case  requires,  that  they  were  competent  and 
proper,  in  the  absence  of  other  testimony,  to  establish 
the  fact  of  the  removal  of  the  incumbrance  by  the 
defendant  Lee,  from  the  estate  of  Hill  and  Dale. 

In  the  assessment  of  damages,  the  counsel  for  the 
plaintiff  in  error,  prayed  the  Court  to  instruct  the  ju- 
ry, that  they  should  take  the  price  of  the  land,  as 
agreed  upon  by  the  parties  in  the  articles  of  -agree- 
ment upon  which  the  suit  was  brought,  for  their  go- 


J18  CASES  IN  THE  SUPREME  COURT 

1821.      vernment.    But  the  Court  refused  to  give  this  in- 
struction, and  directed  the  jury  to  take  the  price  of  the 
lands,  at  the  time  they  ought  to  have  been  conveyed, 
as  the  measure  of  damages.     To  this  instruction  the 
Ruieofdama-  plaintiff  in  error  excepted.     The  rule  is  settled  in 

gM  on  a  breach    »  r 

$  Sfe°bJtrSot  d"8  Court,  that  in  an  action  by  the  vendee  for  a 
aJucfc1?1*  ^  breach  of  contract  on  the  part  of  the  vepdor,  for  not 
delivering  the  article,  the  measure  of  damages  is  its 
price  at  the  time  of  the  breach.  The  price  being 
settled  by  the  contract,  which  is  generally  the  case, 
makes  no  difference,  nor  ought  it  to  make  any; 
otherwise  the  vendor,  if  the  article  have  risen  in  va- 
lue, would  always  have  it  in  his  power  to  discharge 
himself  from  his  contract,  and  put  the  enhanced  va- 
lue in  his  own  pocket.  Nor  can  it  make  any  differ- 
ence in  principle,  whether  the  contract  be  for  the  sale 
of  real  or  personal  property,  if  the  lands,  as  is  the 
case  here,  have  not  been  improved  or  built  on.  In  both 
cases,  the  vendee  is  entitled  to  have  the  thing  agreed 
for,  at  the  contract  price,  and  to  sell  it  himself  at 
its  increased  value.  If  it  be  withheld,  the  vendor 
ought  to  make  good  to  him  the  difference.  This  is 
not  an  action  for  eviction,  nor  is  the  Court  now  pre- 
scribing the  proper  rule  of  damages  in  such  a  case." 

Judgment  affirmed. 

a  As  to  the  damages  recoverable  upon  an  eviction  of  real 
property,  Vide  Ante,  Vol.  II.  p.  62.    Note  c» 


OF  THE  UNITED  STATES- 


U9 


(Local  Law.) 


1821. 


Thatcher  et  al  v.  Powell  et  ah  Lessee. 

The  execution  by  a  public  officer  of  a  power  to  sell  lands  for  the  non- 
payment of  taxes,- must  be  in  strict  pursuance  of  the  law  under 
which  it  is  made,  or  no  title  is  conveyed. 

It  is  essential  to  the  validity  of  the  sale  of  lands  for  taxes,  under  the 
laws  of  Tennessee,  that  it  should  appear  on  the  record  of  the  Court, 
by  which  the  order  of  sale  is  made,  that  the  Sheriff  had  returned 
that  there  were  no  goods  and  chattels  of  the  delinquent  proprietor, 
out  of  which  the  taxes  could  be  made. 

The  publications  which  are  required  by  law  to  be  made,  subsequent 
to  the  Sheriff's  return,  and  previous  to  the  order  of  sale,  are  indis- 
pensable preliminaries  to  a  valid  order  of  sale. 

In  summary  proceedings,  where  a  Court  exercises  an  extraordinary 
power  under  a  special  statute,  which  prescribes  its  course,  that 
course  ought  to  be  strictly  pursued,  and  the  facts  which  give  ju- 
risdiction, ought  to  appear  on  the  face  of  the- record.  Otherwise, 
the  proceedings  are  not  merely  voidable,  but  absolutely  void,  as 
being  coram  rum  judice. 

In  construing  local  statutes  respecting  real  property,  this  Court  is 
governed  by  the  decisions  of  the  State  tribunals. 


Krror  to  the  Circuit  Court  of  West  Tennessee.  ranarylsn^ 
This  cause  was  argued  at  the  last  term,  and  at  the 
present  term  the  opinion  of  the  Court  was  delivered 
by  Mr.  Chief  Justice  Marshall. 

This  was  an  action  of  ejectment  instituted  by  the 
defendants  in  error  against  the  plaintiffs,  to  recover 
640  acres  of  land  in  Montgomery  county.  Upon 
the  trial  in  the  Court  below,  the  lessors  of  the  plain- 
tiffs, in  support  of  their  title,  read  in  evidence  a  grant 


r. 
Powell. 


120  CASES  IN  THE  SUPREME  COURT 

i8«K  from  the  State  of  North  Carolina  to  Stokeley  Do- 
)^^  naldson,  dated  the  12th  of  January,  1797;  also  a 
deed  for  the  same  land  from  the  said  Donaldson  to 
John  Love,  dated  the  13th  of  January,  1797,  and 
registered  in  Montgomery  county,  on  the  26th  of 
July,  1815,  upon  a  probate  made  in  the  County 
Court  of  Grange  county,  at  May  term  of  the  said 
Court,  1814. 

The  defendants  in  that  Court,  to  support  their 
title,  read  in  evidence  a  transcript  of  a  record  from 
the  County  Court  of  Montgomery  county,  at  their 
July  session  of  1801,  as  follows,  viz  : 

"  Haydon  Wells,  who  was  appointed  by  the 
•Court  of  January  term,  1801,  to  receive  the  list  of 
taxable  property  in  Captain  Boyd's  company,  re- 
ports to  Court  a  list  of  taxable  property  in  the 
county  of  Montgomery,  not  listed  for  the  year  1 799, 
nor  taxes  paid  thereon,  to  wit :  among  others, 
4  Stokeley  Donaldson  2,560  acres  on  Yellow  Creek 
waters.'  "  Haydon  Wells,  T.  P." 

"  Ordered^  that  the  clerk  make  out  a  certificate  of 
lands  and  tenements  reported  by  Haydon  Wells, 
Esq.  for  the  year  1799,  that  are  liable  to  the  pay- 
ment of  taxes,  agreeably  to  the  14th  section  of  (  an 
act  to  ascertain  what  property  in  this  State  shall  be 
deemed  taxable,  and  the  mode  of  collecting,  account- 
ing for,  and  paying  public  taxes.9  And  now,  to  wit, 
at  January  term,  1802,  the  following  proceedings 
were  had  thereon,  to  wit,  on  motion,  it  is  ordered, 
adjudged,  and  decreed,  that  the  tracts  of  land  enter- 
ed in  the  names  of  the  following  persons,  be  subject 


OP  THE  UNITED  STATES.  121 

to  the  payment  of  taxes  due  thereon,  agreeably  to  mi. 
report  of  Haydon  Wells,  Esq.  receiver  of  taxable 
property,  as  delinquent  for  the  year  1799,  agreeably 
to  law,  and  that  execution  issue  accordingly:" 
(among  others,)  Stokeley  Donaldson,  11  dollats  90 
cents.  Upon  which  order  or  judgment,  an  execu- 
tion, bearing  date  the  fourth  Monday  in  March,  1802, 
was  issued  to  the  sheriff  of  Montgomery  county, 
commanding  him,  that  of  die  lands  of  Stokeley 
Donaldson,  reported  to  be  in  arrears  for  taxes  for  the 
year  1799,  he  cause  to  be  made  the  sum  of  11  dol- 
lars 90  cents,  as,  also,  the  sum  of  1  dollar  40  cents, 
and  charges,  &c.  Upon  this  execution  the  sheriff 
made  the  following  return : 

"  Levied  on  2133,  and  advertised  agreeably  to  the 
old  ;  not  sold,  because  the  new  act  which  requires 
it  to  be  advertised  in  the  Gazette  did  not  come  for- 
ward till  the  day  of  sale. 

"  John  Saunders,  Sheriff  M.  C." 

On  the  1st  of  May,  1802,  an  alias  execution  issu- 
ed, bearing  date  the  fourth  Monday  in  April,  1802,  in 
the  words  of  the  former,  on  which  the  sheriff  made 
the  following  return  :  "  The  within  land  sold  agree- 
ably to  law,  on  the  23d  of  July,  1802,  at  seven 
mills  per  acre."  They  also  read  in  evidence  a  deed 
from  John  Cocke,  Sheriff  of  Montgomery  county, 
to  Samuel  Vance,  one  of  the  defendants,  dated  the 
14th  of  April,  1808,  reciting,  that  whereas  John 
Saunders,  late  Sheriff  of  Montgomery  cootity,  did, 
on  the  23d  of  July,  1802,  by  virtue  of  an  execution 
or  order  of  sale,  to  him  directed,  from  the  Court  of 

Vol.  VI.  16 


122  CASES  IN  THE  SUPREME  COURT 

1121.  Montgomery  county,  expose  to  sale  2,560  acres  of 
land  granted  to  Stokeley  Donaldson,  or  so  much 
thereof  as  would  be  sufficient  to  satisfy  the  taxes 
due  thereon  for  the  year  1799,  agreeably  to  an  act 
of  Assembly  in  such  cases  made  and  provided.  And 
whereas  Morgan  Brown  became  the  purchaser  of 
2,229  6-7  acres  of  the  said  land  at  seven  mills  per 
acre,  he  being  the  highest  and  best  bidder,  the  taxes 
and  costs  due  thereoq  being  17  dollars  10 cents; 
and  the  said  Morgan  Brown  having  authorized  a 
deed  to  be  made  therefor  to  Samuel  Vance;  Now, 
the  said  John  Cocke,  in  consideration  of  the  said 
sum  being  paid  to  the  said  John  Saunders,  Sheriff 
&c.  doth  sell  and  convey  the  said  2,229  6-7  acres  of 
land,  &c.  The  said  deed  then  described  one  tract 
of  640  acres,  the  tract  in  question ;  also,  two  other 
tracts  of  640  acres  each ;  also,  one  other  part  of  a 
survey  of  land  of  309  acres  granted  to  Stokeley 
Donaldson. 

The  lessors  of  the  plaintiffs  then  introduced  grants 
from  the  State  of  North  Carolina  to  Stokeley  Do- 
naldson, all  dated  about  the  same  time,  for  two  dif- 
ferent tracts  of  land  of  640  acres  each,  a  part  of 
which  are  those  described  in  the  said  Sheriff's  deed, 
all  lying  upon  the  waters  of  Yellow  Creek,  and  pro- 
ved that  the  same  lay  in  one  connection  of  surveys 
adjoining  each  other,  but  ihcse  described  in  the 
Sheriff's  deed  were  of  much  the  greatest  value. 

Upoajthis  evidence  the  Court  instructed  the  jury, 
that  it  was  for  them  to  determine  whether  the  said 
lands  in  the  said  Sheriff's  deed  mentioned,  were  the 
same  lands  which  the  former  Sheriff  Saunders  had 


OF  THE  UNITED  STATES.  I8S 

sold  or  no£  If  not  the  same  land,  then  the  said  1821. 
Sheriff's  deed  was  not  good  in  law.  And  the  Court 
farther  instructed  the  jury,  that  the  said  record,  or 
any  thing  therein  contained,  was  not  sufficient  in  law 
to  authorize  the  sale  of  the  lands  made  by  the  said- 
Sheriff  Saunders,  nor  the  deed  aforesaid  made  to 
the  said  Vance  by  the  said  John  Cocke,  the  said 
successor  of  the  said  Saunders,  and  that  the  said 
sale  and  deed  did  not  in  law  vest  any  title  to  said 
lands  in  the  said  Samuel  Vance. 

To  this  instruction  of  the  Court,  the  counsel  for 
the  defendants  excepted.  In  consequence  of  this  in- 
struction,  the  jury  found  a  verdict  for  the  plaintiffs, 
and  a  judgment  was  accordingly  rendered  in  their 
favour.  The  cause  was  then  brought  by  writ  of 
error  to  this  Court. 

The  objections  made  on  the  record  to  the  title 
papers  of  the  plaintiff,  so  far  as  respects  their  regis- 
tration, have  not  been  pressed  in  this  Court,  and  do 
not  appear  to  be  sustainable.  The  plaintiffs  in  error 
rely  principally  on  the  deed  made  by  John  Cocke, 
the  sheriff  of  Montgomery  county,  on  the  14th  of 
April,  1808,  and  insist  that  the  instruction  given  by 
the  Circuit  Court  to  the  jury,  on  this  point,  is  erro- 
neous. 

The  validity  of  this  deed  depends  on  the  act  pass- 
ed by  the  Legislature  of  the  State  of  Tennessee,  on 
the  25th  of  October,  1797,  .respecting  the  collection 
of  taxes.  The  3d  section  of  that  act  directs  the 
Court  of  each  county,  at  its  session,  in  the  pponth  of 
January,  in  each  year,  to  appoint  a  justice  of  the 


124  CASES  IN  THE  SUPREME  COURT 

18*1.  peace,  for  each. captain's  district  in  the  county,  to 
receive  lists  of  the  taxable  property,  for  the  then 
present  year." 

The  5th  section  makes  it  the  duty  of  the  sheriff  to 
discover,  and  report  in  writing,  to  the  clerk  of  the 
Court,  such  taxable  property  as  may  not  have  been 
returned  within  the  time  limited  by  law. 

The  6th  section  directs  non-residents  to  return  to 
the  Court  an  inventory  of  their  taxable  property. 

The  9th  section  enacts,  that  if  any  non-resident 
"  shall  fail,  by  himself,  his  agent,  or  attorney,  to  re- 
turn his,  her,  or  their  taxable  property,  as  by  the  act 
directed,  the  property  of  such  person,  so  failing,  shall 
be  liable,  and  stand  bound  to  pay  a  fine  of  fifty  dol- 
lars, and  a  double  tax,  to  be  collected  and  paid,  as  by 
this  act  directed,  and  the  justice  shall  report  the  said 
property  to  the  best  of  his  knowledge  and  informa- 
tion as  aforesaid." 

The  thirteenth  section  directs  the  sheriff,  in  the 
event  of  the  non-payment  of  taxes  by  a  specified 
time, "  to  levy  the  same  by  distress  and  sale  of  the 
goods  and  chattels  of  every  person  so  neglecting." 

And  the  14th  section  directs  the  sheriff,  in  case 
there  shall  not  be  any  goods  and  chattels  on  which 
distress  may  be  made,  to  report  the  same  to  the 
Court  of  the  county,  whose  duty  it  is  "  forthwith  to 
ditect  the  clerk  to  make  out  a  certificate  of  the 
lahds  and  tenements  liable  for  payment  of  the  said 
taxes,  together  with  the  amount  of  taxes  and 
charges  due  thereon."  This  is  to  be  published,  and 
if  no  person  shall  pay  the  taxes  and  other  charges, 
within  thirty  days,  the  "  Court  shall  enter  up  judg- 


OF  THE  UNITED  STATES.  125 

ment  for  the  amount  of  taxes  due,"  &c.  for  which       i«2i. 
execution  shall  issue,  under  which  execution  the 
land  may  be  sold  and  conveyed  by  the  sheriff. 

That  no  individual  or  public  officer  can  sell,  and 
convey  a  good  title  to,  the  land  of  another,  unless 
authorized  so  to  do  by  express  law,  is  one  of  those 
self-evident  propositions  to  which  the  mind  assents, 
without  hesitation;  and  that  the  person  invested 
with  such  a  power,  must  pursue  with  precision  the 
course  prescribed  by  law,  or  his  act  is  invalid,  is  a 
principle  which  has  been  repeatedly  recognised  in 
this  Court.  The  validity  of  the  sale  and  deed  made 
by  the  sheriff  qf  Montgomery  county  will  then  de- 
pend on  the  regularity  of  the  order  under  which  the 
sale  was  made,  and  on  the  question  whether  that 
order,  if  erroneous,  will  still  support  the  sale  which 
has  been  made  in  pursuance  of  it. 

Previous  to  an  order  for  the  sale  of  lands  for  the 
non-payment  of  taxes,  the  sheriff  is  ordered  to  levy 
them  by  distress  and  sale  of  the  goods  and  chattels  of 
the  delinquent ;  and  if  there  be  no  such  goods  and 
chattels,  he  is  to  report  the  same  to  the  Court,  as  the 
foundation  of  any  proceeding  against  the  lands.  By 
this  act,  no  jurisdiction  is  given  to  the  Court  over  the 
lands  of  a  person  who  has  failed  to  pay  his  taxes, 
until  the  sheriff  shall  report  that  there  are  no  goods 
and  chattels  out  of  which  the  taxes  may  be  made. 

This  being  an  important  fact  on  which  the  juris- 
diction of  the  Court  depends,  it  ought,  we  think,  to 
appear  on  record }  either  in  the  judgment  itself,  or  in 
the  previous  proceedings. 

In  this  case  no  such  report  appears  to  have  been 


126  CASES  IN  THE  SUPREME  COURT 

i8*i.  made.  Could  it  even  be  contended  that  this  report 
might  be  presumed,  the  answer  is,  that  the  terms  of 
the  order  exclude  such  a  presumption.  It  would  ap- 
pear, that  the  report  of  the  magistrate,  that  the  land 
in  question  had  not  been  listed,  was  made  in  July, 
1801,  and  that  the  Court  immediately  made  that 
order  which  the  law  directs  to  be  made  on  the  she- 
riff's report,  that  there  are  no  goods  and  chattels ;  and 
this  order  refers  not  to  any  report  of  the  sheriff,  not 
to  any  deficiency  of  goods  and  chattels,  but  to  the 
report  of  the  justice  of  peace,  that  the  lands  have 
not  been  listed. 

This  is  not  the  only  defect  which  appears  in  these 
proceedings.  Previous  to  an  order  for  a  sale  of  land, 
and  subsequent  to  the  report  of  the  sheriff,  certain 
publications  are  to  be  made  in  the  manner  and  form 
prescribed  by  the  act.  These  publications  are  in- 
dispensable preliminaries  to  the  order  of  sale.  They 
do  not  appear  to  have  been  made.  The  judgment 
against  the  land  was  given  at  January  term,  1802, 
on  motion,  without  its  appearing  by  recital  or  other* 
wise,  that  the  requisites  of  the  law,  in  this  respect, 
had  been  complied  with,  and  that  the  tax  still  re- 
mained unpaid. 

We  think  this  ought  to  have  appeared  in  the  re- 
cord. 

The  argument  is,  that  the  judgment,  for  these 
errors  in  the  proceedings  of  the  County  Court,  may 
be  voidable,  but  is  not  void  ;  that  until  it  be  reversed, 
it  is  capable  of  supporting  those  subsequent  proceed- 
ings which  were  founded  on  it. 


OF  THE  UNITED  STATES.  127 

We  think  otherwise.  In  summary  proceedings,  issi. 
where  a  Court  exercises  an  extraordinary  power 
under  a  special  statute  prescribing  its  course,  we 
think  that  course  ought  to  be  exactly  observed,  and 
those  facts  especially  which  give  jurisdiction,  ought 
to  appear,  in  order  to  show  that  its  proceedings 
are  coram  judice.  Without  this  act  of  Assembly, 
the  order  for  sale  would  have  been  totally  void. 
This  act  gives  the  power  only  on  a  report  to  be 
made  by  the  Sheriff.  This  report  gives  the  Court 
jurisdiction ;  and  without  it,  the  Court  is  as  power- 
less as  if  the  act  had  never  passed. 

In  construing  the  acts  of  the  Legislature  of  a 
State,  the  decisions  of  the  State  tribunals  have  al- 
ways governed  this  Court.  In  Tennessee,  the  ques- 
tion arising  in  this  cause,  after  considerable  discus* 
sion,  seems  to  have  been  finally  settled  on  princi- 
ples which  are  thought  entirely  correct.  The  case 
of  lYancis*  Lessee  v.  Washburn  &  Russell,  reported 
in  5  Haywood,  is  this  very  case,  and  was  decided  as 
this  case  was  decided  in  the  Circuit  Court  On  the 
authority  of  that  case,  and  on  principle,  the  Court 
is  of  opinion,  that  there  is  no  error  in  the  judgment 
of  the  Circuit  Court 

Judgment  affirmed. 


128  CASES  IN  THE  SUPREME  COURT 

1821. 

a      .   * 

(Practice.) 

Randolph  et  at.  v.  Barbour  et  al. 

Ad  equity  suit,  where  an  appeal  has  been  taken  from  the  Circuit 
Court  to  this  Court,  but  not  prosecuted,  will  be  dismissed  upon  pro- 
ducing" a  certificate  from  the  Court  below,  that  the  appeal  has  been 
taken  and  not  prosecuted* 

FtbAtok.  Mr.  B.  Hardin,  for  the  respondents,  moved  to 

docket  and  dismiss  the  appeal  in  this  case,  which 
was  a  suit  in  Chancery,  commenced  in  the  Circuit 
Court  of  Kentucky,  and  a  decree  entered,  from  which 
an  appeal  was  taken,  but  not  prosecuted*  He  pro- 
duced a  certificate  from  the  clerk  of  the  Court  be- 
low to  that  effect. 

The  Court,  stated  that  the  case  was  within  the 
spirit  of  the  20th  rule  of  Court,  although  that  rule  ap- 
plied, in  terms,  only  to  writs  of  error. 

Motion  granted. 

Order. — A  certificate,  from  the  Clerk  of  the  Cir- 
cuit Court  for  the  District  of  Kentucky,  stating  that 
an  appeal  had  been  taken  in  this  case  in  May  term, 
1819,  from  the  decree  of  the  said  Circuit  Court,  hav- 
ing been  produced  and  filed,  and  it  appearing  that 
the  record  in  said  cause  has  not  been  filed :  on  mo- 
tion of  Mr.  Hardin,  of  counsel  for  the  respondents,  it 
is  ordered,  that  the  said  appeal  be  and  the  same  is 
hereby  dismissed." 

a  Vide  new  rule  of  Court  of  the  present  term.  Ante, 
Rule  XXXII. 


OF  THE  UNITED  STATES 


Mayhew 

(Constitutional  Law.    Local  Law.)  _.    v' 

'  Thatcher. 

Mayhew  v.  Thatcher  et  al. 

As  by  the  laws  of  Louisiana,  questions  of  fact  in  civil  cases  are  tried 
*  by  the  Court,  unless  either  of  the  parties  demands  a  jury ;  in  an  ac- 
tion of  debt  on  a  judgment,  the  interest  on  the  original  judgment 
may  be  computed  and  make  part  of  the  judgment  in  Louisiana, 
without  a  writ  of  inquiry  and  the  intervention  of  a  jury. 
The  record  of  a  judgment  in  one  State,  is  conclusive  evidence  in  ano- 
ther, although  it  appears  that  the  suit,  in  which  it  was  rendered, 
was  commenced  by  an  attachment  of  property,  the  defendant  hav- 
ing afterwards  appeared  and  taken  defence. 

Error  to  the  District  Court  of  Louisiana. 

This  was  an  action  of  debt  commenced  by  the  de- 
fendants in  error  against  the  plaintiff  in  error  in  the 
District  Court  of  Louisiana,  upon  a  judgment  ob- 
tained in  the  Circuit  Court  of  Massachusetts.  The 
original  suit,  in  which  the  judgment  was  obtained, 
was  commenced  by  a  process  of  foreign  attachment, 
according  to  the  local  laws  of  Massachusetts ;  but 
the  defendant,  Mayhew,  subsequently  appeared  and 
took  defence.  The  cause  was  referred  to  arbitrators, 
and  judgment  rendered  upon  their  report  against  the 
defendant,  Mayhew,  for  the  sum  of  #4,788  57  debt, 
and  $284,  33  cents  costs.  The  defendants  in  er- 
ror having  declared  upon  this  judgment  against  the 
plaintiff  in  the  District  Court  of  Louisiana,  the 
plaintiff  in  error  pleaded  nil  debet,  to  which  plea 
there  was  a  general  demurrer,  and  judgment  being 
rendered  thereon  for  the  defendants  in  error,  for  the 

Vol.  VI.  17 


13$  CASES  IN  THE  SUPREME  COURT 

wsa.       sum  of  5,072  dollars  and  90  cents  debt,  with  interest 
"^^    thereon,  &c.  and  the  cause  was  brought  before  this 
r.         Court. 

Tbatchei. 

T*.  totk.  This  cause  was  argued  by  Mr-  C.  J.  IngersoU,  for 

N     the  plaintiff  in  error,  and  by  Mr-  Hopkinson  and  Mr. 
Mills  for  the  defendants  in  error/ 

m.  istt.  Mr.  Chief  Justice  Marshall  delivered  the  opi- 

nion of  the  Court,  that  as  by  the  local  laws  and  prac- 
tice of  Louisiana,  questions  of  fact  in  civil  cases 
were  tried  by  the  Court,  unless  either  of  the  parties 
demanded  a  jury,  the  interest  upon  the  original 
judgment  in  Massachusetts  might  be  computed,  and 
make  a  part  of  the  judgment  in  Louisiana,  without 
a  writ  of  inquiry  and  the  intervention  of  a  jnry. 
And  that  although  the  original  suit  was  commenced 
by  an  attachment,  yet  that  the  defendant,  Mayhew, 
bad  personal  notice  of  the  suit,  and  afterwards  ap- 
peared and  took  defence,  so  that  even  supposing 
there  was  any  objection  to  the  proceeding  by  attach- 
ment, it  was  cured  by  the  appearance  of  the  defend- 
ant, and  bis  litigating  the  suit. 

Judgment  affirmed. 

«  The  latter  cited  Brown  v.  Van  Braam,  3  Doll.  344. 
Rennerv.  Marshall,  1  Wheat.  Be  p.  216.  to  show  that  where  the 
action  is  brought  for  a  sum  certain,  or  which  may  be  made  cer- 
tain by  computation,  judgment  for  the  damages  may  be  entered 
up  by  the  Court  without  a  writ  of  inquiry. 


OP  THE  UNITED  STATES.  131 

1821. 

Farmers  an4 
(CowsirnmcML  Law.)  ^Mechanics' 

Bank  of 
Pennsylvania 

Farmers  and  Mechanics'  Bank  of  Pennsylvania      „  ▼• 

South. 

v.  Smith. 

An  act  of  a  State  Legislature  which  discharges  a  debtor  from  all  lia- 
bility for  debts  contracted  previous  to  his  discharge,  on  his  surren- 
dering his  property  for  the  benefit  of  bis  creditors,  is  a  law  impair* 
nag  the  obligation  of  contracts  within  the  meaning  of  the  constitu- 
tion of  the  United  States,  so  far  as.  it  attempts  to  discharge  the 
contract :  and  it  makes  no  difference  in  such  a  case,  that  the  suit 
was  brought  in  a.  State  Court  of  the  State,  of  which  both  the 
parties  were  citizens,  where  the  contract  was  made',  and  the 
discharge  obtained,  and  where  they  continued  to  reside  until  the 
suit  was  brought. 

Error  to  the  Supreme  Court  of  the  State  of 
Pennsylvania. 

This  was  an  action  of  assumpsit  brought  by  the 
plaintiffs  in  error,  in  the  Supreme  Court  of  the  Com- 
monwealth of  Pennsylvania,  against  the  defendant 
in  error,  as  endorser  of  a  promissory  note,  made  at 
Philadelphia  by  one  Edward  Shoemaker,  on  the 
6th  of  June,  1811,  for  2,500  dollars,  payable  in  six 
months  after  date,  and  endorsed  by  the  defendant  to 
the  plaintiffs  at  the  same  plafee,  on  the  same  day* 
The  declaration  was  in  the  usual  form ;  and  the  de- 
fendant pleaded,  that  on  the  8th  day  of  September, 
1812,  he  was  a  citizen  of  the  said  Commonwealth, 
residing  in  the  city  and  county  of  Philadelphia,  and 
having  resided  there  for  more  than  two  years  before 
that  time  ;  and  that  being  such  citizen  and  resident, 
he,  the  defendant,  in  conformity  to  the  act  of  the 


132  CASES  IN  THE  SUPREME  COURT 

1821.       Legislature  of  the  said  Commonwealth,  passed  on 
v^v-w    the  i;jth  0f  March,  1812,  entitled,  <«  An  act  for  the 

Farmers  and 

Mechanics'    relief  of  insolvent  debtors  residing  in  the  citj  and 
Pennsylvania  county  of  Philadelphia,"  did,  on  the  said  8th  day  of 
SnTith.       September,  1 812,  at  the  city  of  Philadelphia  afore- 
said, present  his  petition  to  Charles  Jared  lngersoll, 
&c.  the  Commissioners  appointed  under  and  by  vir- 
tue of  said  act,  &c. ;  in  which  petition,  he,  the  said 
petitioner,  did  state  his  belief,  that  he  was  insolvent, 
and  did  pray  that  he  might  be  permitted  to  assign  all 
his  estate  and  property  for  the  benefit  of  his  creditors, 
and  be  discharged  by  virtue  of  said  act.     Whereupon 
the  said  Commissioners  did  appoint  Mathew  Ran- 
dall, &c.  to  be  curators,  to  whom  the  defendant  did 
thereupon  forthwith  assign  all  his  estate,  real  and 
personal,  in  conformity  with  the  provisions  of  the 
said  act.     And  the  said  Commissioners  did  then  and 
there  appoint  the  second  day  of  October,  1812,  afore- 
said, for  the  hearing  the  defendant  and  his  creditors, 
of  which  due  notice  was  given  according  to  the 
provisions  of  the  act  aforesaid.     Upon  which  day, 
&c.  the  said  petitioner  did  exhibit  a  true  account  and 
list  of  all  his  creditors,  and  moneys  due,  and  to  be- 
come due,  and  owing  to  them  respectively  by  him j 
and,  also,  an  inventory  and  account  of  his  estate, 
real  and  personal,  and  of  all  interest  of  him,  the  said 
petitioner,  either  present  or  contingent,  in  any  thing 
of  value,  and  of  all  books,  vouchers,  and  securities 
relating  to  the  same.      And   thereupon   the  said 
Charles  Jared  Ingersoll,  one  of  the  said  Commis- 
sioners, did  administer  to  him,  the  said  petitioner, 
the  oath  required  by  the  said  law,  which  was  duly 


OF  THE  UNITED  STATES.  133 

taken  by  him,  the  said  petitioner,  according  to  the      i82i. 
requisition  of  the  said  law.     And,  afterwards,  &c.  «^v"^'a 

.  .  .  ,  .  ^  Farmers  and 

the  said  Commissioners  did  assign  to  Chandler  Mechanic*' 
Price,  &c.,  who  were  duly  nominated  and  appointed  PcM?yivwiia 
assignees,  all  the  estate,  real  and  personal,  of  him  g^ 
the  said  petitioner,  or  which  was  of  him  the  said 
petitioner,  at  the  time  of  the  provisional  assignment 
so  as  aforesaid  made  to  the  curators  aforesaid.  And 
the  said  Commissioners  did  appoint  the  15th  day  of 
October,  then  next,  for  a  second  examination  of  him 
the  said*  petitioner.  Upon  which  second  examina- 
tion, it  appearing  to  the  satisfaction  of  the  said  Com- 
missioners, that  the  said  petitioner  had  not  concealed 
any  part  of  his  property,  &c.,  and  he,  the  said  pe- 
titioner, having  also,  in  all  other  things,  conformed  to 
the  provisions  of  the  said  act,  the  said  Commissioners 
did,  then  and  there,  give  to  him,  the  said  petitioner,  a 
certificate,  under  their  hands  and  seals,  that  he,  the 
said  petitioner,  had,  in  all  things,  conformed  to,  and 
was  discharged  by,  said  act  The  plea  also  averred, 
that  the  cause  of  action  arose  in  the  city  and  county 
of  Philadelphia,  from  contracts  made  within  the 
same,  and  that  the  plaintiffs  and  defendants  were,  at 
the  time  the  said  contracts  were  made,  and  at  the 
time  the  causes*  of  action  accrued,  and  at  the  time 
the  said  act  passed,  citizens  of  the  State  of  Pennsyl- 
vania, and  still  continued  to  be  citizens  thereof.  To 
this  plea  there  was  a  demurrer ;  and  judgment  being 
rendered  thereon  for  the  defendant,  the  cause  was 
brought  by  writ  of  error  to  this  Court. 


134  CASES  IN  THE  SUPREME  COURT 

i$*i.  This  cause  was  argued  by  Mr.  Hopkinson,  for  the 

J^Z^T*^  plaintiffs,  and  by  Mr.  Sergeant,  for  the  defendant 

Mec^mnics' 

FcMuyiTmma  Mr.  Chief  Justice  Marshall  delivered  the  opi- 
g^A       nion  of  the  Court,  that  this  case  was  not  distin- 

Ftbruary  iba.  guishable  from  its  formfr  decisions  on  the  same  sub- 
ject/ except  by  the  circumstances,  that  the  defend- 
ant, in  the  present  case,  was  a  citizen  of  the  same 
State  with  the  plaintiffs,  at  the  time  the  contract 
was  made  in  that  State,  and  remained  such  at  the 
time  the  suit  was  commenced  in  its  Courts.  But 
that  these  facts  made  no  difference  in  the  cases. 
The  constitution  of  the  United  States  was  made  for 
the  whole  people  of  the  Union,  and  is  equally  bind- 
ing upon  ail  the  Courts  and  all  the  citizens. 

Judgment  reversed. 

Judgment.  This  cause  came  on  to  be  heard  on 
the  transcript  of  the  record  of  the  Supreme  Court 
for  the  Eastern  District  of  the  Commonwealth  of 
Pennsylvania,  and  was  argued  by  counsel.  On  con- 
sideration whereof,  the  Court  is  of  opinion,  that  the 
said  Supreme  Court  for  the  Eastern  District  of  the 
Commonwealth  of  Pennsylvania,  ferred  in  giving 
judgment  for  the  defendant,  on  the  demurrer  of  the 
plaintiffs  to  the  plea  of  the  said  defendant.  It  is, 
therefore,  adjudged  and  ordered,  that  the  judgment 
of  the  said  Supreme  Court  for  the  Eastern  District 
of   the  Commonwealth  of  Pennsylvania  be,  and 

a  Sturges  v.  CrowDinshietd,  4  Wheat.  Rep.  122.  M'Millaa 
M'tteill,  t<*.  209. 


OF  THE  UNITED  STATES.  }$g 

the  same  is  hereby  reversed  and  annulled-  And  it  mi. 
is  farther  ordered*  that  the  said  cause  be  remanded 
to  the  said  Supreme  Court  for  the  Eastern  District 
of  the  Commonwealth  of  Pennsylvania,  with  direc- 
tions to  enter  judgment  for  the  plaintiffs  in  the  said 
Court.. 


(Common  Law.     Construction  or  Statute.) 

United  States  v.  Wilkins. 

Where,  in  a  contract  with  the  Secretary  of  War,  for  supplying  the 
troops  of  the  United  States  with  provisions,  specific  prices  are  stipu- 
lated for  rations  issued  at  certain  places  mentioned  in  the  contract; 
and  it  is  farther  provided,  that  "  should  any  rations  be  required  at 
any  places  not  specified  in  this  contract,  the  price  of  the  same  shall 
be  hereafter  agreed  on  betwixt  the  public  and  the  contractor;"  if 
the  parties  cannot  agree  upon  the  price  for  the  rations  thus  requi- 
red, a  reasonable  compensation  is  to  be  allowed*  and  is  to  be  proved 
by  competent  evidence,  and  settled  by  a  jury ;  and  the  contractor, 
apon  the  trial,  is  at  liberty  to  show,  that  the  sum  allowed  by  the 
Secretary  of  War  is  not  a  reasonable  compensation.  , 

Under  the  3d  and  4th  sections  of.  the  act  of  the  3d  of  March,  1797, 
c.  74.  the  defendant  is  entitled,  at  the  trial,  to  the  full  benefit  of 
any  credit  in  his  favour,  whether  arising  out  of  the  particular  trans- 
action for  which  he  was  sued,  or  out  of  distinct  and  independent 
transactions,  which  would  constitute  a  legal  or  equitable  set-off,  in 
whole  or  in  part,  of  the  debt  sued  for  by  the  United  States. 

This  was  an  action  of  debt  brought  in  the  District 
Court  of  Kentucky  against  the-defendant,  a  former 
contractor  for  supplying  the  troops  of  the  United 


136  CASES  IN  THE  SUPREME  COURT 

1821.       States  with  provisions.     The  defendant  pleaded  nil 
debet.     The  attorney  of  the  United  States,  to  sup- 
port the  issue  on  the  part  of  the  United  States,  pro- 
duced a  certain  account  marked  A.     The  counsel 
for  the  defendant,  to  support  the  issue  on  his  part, 
produced  the  contract  marked  B. ;  also,  a  paper 
marked  C,  and  an  account  for  contingent  claims, 
marked  D.     By  the  contract  entered  into  between 
the  defendant  and  the  Secretary  of  War,  on  the  3d  of 
July,  1801,  it  was,  among  other  things,  agreed,  that 
the  contractor  should  receive  "  for  every  complete 
ration  issued  at  the  Chickasaw  Bluffs,  at  Nashville, 
at  Bear  Creek,  on  the  Tennessee,  or  at  any  other 
place  on  the  road  between  Nashville  and  Bear  Creek, 
fourteen  cents ;"  and   "  for  every  complete  ration 
issued  at  any  place  in  the  Chickasaw  or  Chock  taw 
country,  on  the   road  between  Bear  Creek   and 
Natchez,  eighteen  cents  and  one  half  cent ;"  and 
that,  "  should  any  rations  be  required  at  any  places, 
or  within  any  other  Districts  not  specified  in  this 
contract,  the  price  of  the  same  shall  be  hereafter 
agreed  on  betwixt  the  public  and- the  contractor." 

It  appeared  from  the  evidence,  that  at  the  time  the 
contract  was  entered  into,  the  road  from  Nashville 
to  Natchez  crossed  the  Tennessee  river  at  the  mouth 
of  Bear  Creek,  which  empties  into  th6  Tennessee 
river  on  the  southwest  side.  That  after  the  date  of 
the  contract,  a  new  road  from  Nashville  to  Natchez, 
passing  through  the  Chickasaw  and  Chocktaw 
country,  was  cut  out  by  the  United  States'  troops, 
which  crossed  the  Tennessee  river  about  twelve  or 
fourteen  miles  above  the  mouth  of  Bear  Creek,  and 


Wilkin*. 


OF  THE  UNITED- STATES.  137 

about  ten  miles  further  from  Nashville.    That  du-       1821. 
ring  the  continuance  of  the  contract,  a  cantonment    S^T?' 

, ,.  U.  States 

was  established  on  the  southwest  side  of  the  Ten-  v 
nessee  river,  at  the  crossing  point  of  the  new  road, 
and  in  the  Chickasaw  country.  That  the  rations  on 
which  the  two  first  deductions  were  made  in  the 
paper  marked  C,  were  issued  at  this  cantonment, 
and  on  the  new  road  as  far  as  Bear  Creek.  That 
supplying  rations  at  the  cantonment,  and  on  the  road 
as  aforesaid,  was  more  expensive  to  the  contractor 
than  it  would  have  been  at  the  mouth  of  Bear 
Creek.  That  Fort  Deposit  is  situated  on  the  road 
from  Natchez  to  Nashville,  on  the  northeast  side  of 
the  Bayou  Piere,  about  half  a  mile  above  the  Grind- 
stone Ford.  That  when  the  contract  was  entered 
into,  the  Bayou  Piere  was  considered  the  Chocktaw 
boundary ;  but  at  the  treaty  afterwards  held  at  Fort 
Adams,  it  was  discovered,  that  an  old  boundary  line 
existed  between  the  Chocktaw  Indians  and  the 
French,  twenty  miles  in  advance  from  the  Grind- 
stone Ford,  and  this  line  was  adopted  in  the  treaty. 
That  at  this  post  the  rations  were  deposited,  on  which 
the  third  deduction  was  made  in  the  paper  mark- 
ed C. 

On  the  trial  of  this  cause,  the  following  questions 
occurred  : 

1.  Whether,  under  the  contract  marked  B.,  the 
defendant  was  entitled  to  the  sums,  or  either  of  them, 
disallowed  in  the  papers  C.  and  D.,  which  had  been 
presented  to  the  proper  officers,  and  by  them  disal- 
lowed ? 

2.  If  the  defendant  be  not  entitled  to  the  amount 
Vol.  VI.  18 


138  CASES  IN  THE  SUPREME  COURT 

1821.  claimed  in  the  first,  second  and  third  items,  or  either 
of  them,  in  the  paper  marked  C.f  on  the  ground,  that 
the  place  at  which  the  rations  were  delivered  is  not 
specially  provided  for  in  the  contract,  has  he  a  right 
to  show,  that  the  sum  allowed  by  the  Secretary  of 
War  for  those  rations  is  not  a  reasonable  compensa* 
tion  ? 

3.  Upon  such  proof,  is  the  defendant  entitled  to  a 
reasonable  compensation  for  those  rations  to  be  as- 
certained by  the  jury  ? 

4.  If  the  defendant  be  entitled  to  any  of  the  above 
sums,  can  he  be  permitted  to  claim  a  credit  for  them 
in  this  suit  ? 

The  opinions  of  the  Judges  of  the  Circuit  Court 
being  opposed  upon  these  questions,  they  were  or- 
dered to  be  certified  to  this  Court,  according  to  the 
act  of  Congress. 

mrwry  m.  This  cause  was  argued  by  the  Attorney- General; 
for  the  United  States,  and  by  Mr.  Jones  and  Mr.  B. 
Hardin,  for  the  defendant. 

f&ru*ry  i«ft.      Mr.  Justice  Story  delivered  the  opinion  of  the 

a  He  cited  the  case  of  the  Commonwealth  y.  Matlack, 
4  Dall.  303.  in  which  it  was  held  by  the  Supreme  Court  of 
Pennsylvania,  under  the  statute  of  that  State,  that  a  debtor  to 
the  Commonwealth,  who  was  sued  by  it,  could  not  indirectly 
recover  from  the  State  a  substantive,  independent  claim,  by  waj 
of  set-off,  any  more  than  he  could  directly  recover  a  debt  due 
from  the  State  by  bringing  a  suit  against  it.  He,  also,  cited 
the  United  States  v.  Giles,  9  Cranch,  212.  228.  to  the 
effect. 


OP  THE  UNITED  STATES,  13$ 

Court.     This  cas£  comes  up  from  the  Circuit  Court      1*21. 
of  Kentucky,  upon  a  division  of  opinion  of  the 
Judges  upon  certain  questions  stated  in  the  record. 

It  appears  from  the  record ^  that  the  defendant,  on 
the  3d  of  July,  1801,  entered  into  certain  articles  of 
agreement  with  the  Secretary  at  War,  for  supplying 
the  troops  of  the  Udited  States  with  provisions,  at 
certain  places  enumerated  in  the  contract.  Among 
other  things,  the  articles  provide,  that  the  contractor 
should  receive,  "  for  every  complete  ration  issued 
at  the  Chickasaw  Bluffs,  at  Nashville,  at  Bear  Creek, 
on  the  Tennessee,  or  at  any  place  on  the  road  be- 
tween Nashville  and  Bear  Creek,  fourteen  cents  ;" 
and,  "  for  every  complete  ration  issued  at  any  place 
in  the  Chickasaw  or  Chocktaw  country,  on  the  road 
between  Bear  Creek  and  Natchez,  eighteen  cents  and 
one  half  cent ;"  and  that,  "  should  any  rations  be 
required  at  any  places  or  within  any  other  Districts 
not  specified  in  this  contract,  the  price  of  the  same 
shall  be  hereafter  agreed  on  betwixt  the  public  and 
the  contractor.'9 

At  the  time  the  contract  was  entered  into,  the 
road  from  Nashville  to  Natchez  crossed  the  Ten* 
nessee  river  at  the  mouth  of  Bear  Creek,  which 
empties  into  Tennessee  river  on  the  southwest  side. 
After  the  date  of  the  contract,  a  new  road  from 
Nashville  to  Natchez,  passing  through  the  Chicka- 
saw and  Chocktaw  country,  was  cut  by  the  United 
States  troops,  which  crossed  the  Tennessee  river 
about  twelve  or  fourteen  miles  above  the  mouth  of 
Bear  Creek,  and  about  ten  miles  further  from  Nash- 
ville.   During  the  continuance  of  the  contract,  a 


140  CASES  IN  THE  SUPREME  COURT 

1821.  cantonment  was  established  on  the  southwest  side 
of  the  river  Tennessee,  at  the  crossing  point  of  the 
new  road,  and  in  the  Chickasaw  county.  At  this 
cantonment  certain  rations  were  issued  by  the  de- 
fendant, for  which  he  claimed  the  contract  price  of 
eighteen  and  a  half  cents  a  ration,  as  rations  issued 
in  the  Chickasaw  country.  This  claim  was  disal- 
lowed by  the  Treasury  Department,  and  constitutes 
the  first  and  second  items  of  an  account  presented  to 
the  Treasury,  and  referred  to  in  the  first  question  as 
the  paper  marked  C.  The  remaining  item  of  the 
same  account,  which  was  disallowed  by  the  Trea- 
sury, was  for  certain  rations  deposited  at  Fort  De- 
posit, for  which  the  defendant  claimed,  also,  the 
contract  price  of  eighteen  and  a  half  cents  a  ration, 
as  rations  issued  in  the  Chocktaw  country.  At  the 
time  the  contract  was  made,  Fort  Deposit  was  con- 
.  .sidered  within  the  Chocktaw  boundary ;  but  at  the 
treaty  afterwards  held  at  Fort  Adams,  it  was  disco- 
vered, that  an  old  boundary  line  existed  between  the 
French  and  the  Chocktaws,  which  was  the  line 
adopted  by  that  treaty,  and  excluded  Fort  Deposit 
from  the  Chocktaw  country.  There  is  another  ac- 
count annexed  to  the  record  marked  D.,  consisting 
of  certain  claims  of  the  defendant  against  the  United 
States,  which  were  presented  to  and  disallowed  by 
the  Treasury  Department.  Upon  these  claims  it  is 
unnecessary  to  say  more,  than  that  this  Court  entire- 
ly concurs  in  the  opinion  of  the  Treasury  Depart- 
ment. 

STSSS*      The  first  <luestion>  then>  m»  whethef  the  defendant 
is  entitled  to  any  or  all  of  the  items  disallowed  by 


OF  THE  UNITED  STATES,  141 

the  Treasury  Department  in  the  account  C.  It  is  1*21. 
contended  on  behalf  of  the  United  States,  that  the 
two  first  items  for  rations  issued  and  deposited  at  the 
cantonment  on  the  new  road  on  Bear  Creek,  were 
within  that  part  of  the  contract  providing  for  rations 
issued  "  at  any  place  on  the  road  between  Nashville 
and  Bear  Creek,"  for  which  the  defendant  was  en- 
titled to  the  contract  price  of  fourteen  cents  only ; 
and  that  this  sum  had  been  allowed  therefor  at  the 
Treasury.  On  the  other  hand,  the  defendant's  coun- 
sel pretends,  as  has  been  already  stated,  that  this 
cantonment  was  within  the  Chickasaw  country,  and 
that  the  phrase,  "  Bear  Creek  on  the  Tennessee," 
in  the  contract,  means  the  mouth  of  Bear  Creek,  on 
the  Tennessee;  so  that  the  defendant  is  entitled  to. 
the  contract  price  of  eighteen  and  a  half  cents. 

We  are,  however,  of  opinion,  on  this  point,  that 
the  contract  must  necessarily  be  presumed  to  refer 
to  the  actual  state  of  things  at  the  time  of  its  incep- 
tion, inasmuch  as  there  is  nothing  in  it  which  shows 
that  the  parties  had  in  contemplation  any  prospec- 
tive changes.  The  phrase,  "  Bear  Creek,  on  the 
Tennessee,"  seems  to  be  an  unusual  description  of 
the  junction  of  a  creek  with  a  river  ;  but  in  its  con- 
nection with  the  context,  we  are  unable  to  give  it 
any  other  rational  interpretation.  And  if  this  were 
even  doubtful,  we  are  of  opinion,  that  the  road  be- 
tween Nashville  and  Bear  Creek,  spoken  of  in  the 
contract,  is  the  road  then  in  existence  and  use  be- 
tween those  places,  and  cannot,  in  the  absence  of 
all  evidence  of  intention,  be  construed  to  mean  a  new 
road  not  then  laid  out  or  made,  nor  shown  to  be  in 


142  CASES  IN  THE  SUPREME  H20URT. 

itsi.  the  contemplation  of  the  parties.  The  rations  then 
issued  and  deposited  at  the  cantonment  on  the  new 
road,  were  not  provided  for  in  the  contract  at  a  spe- 
cific price ;  not  at  the  price  of  fourteen  cents,  for 
they  were  not  issued  at  any  place  on  the  old  road 
between  Nashville  and  Bear  Creek,  described  in  the 
contract ;  and  not  the  price  of  eighteen  and  a  half 
cents,  for  it  was  not  sufficient  that  the  cantonment 
should  be  in  the  Chickasaw  and  Chocktaw  country, 
but  it  must  also  be  on  the  road  between  Bear  Creek 
and  Natchez  existing  at  the  time  of  the  contract* 
The  case,  then,  falls  precisely  within  that  clause  of 
the  articles  of  agreement,  that  provides,  that  the 
price  of  rations  delivered  at  any  other  places  not 
specified,  shall  be  thereafter  agreed  on  betwixt  the 
public  and  the  contractor  ;  and  this  is  the  construe* 
tion  originally  adopted  by  the  Government  itself. 

The  same  reasons  which  lead  us  to  this  conclu- 
sion, constrain  us  to  adopt  the  construction,  that  the 
parties,  in  their  contract,  in  referring  to  the  Chicka- 
saw and  Chocktaw  country,  intended  not  a  dispu- 
ted, imaginary,  or  rightful  boundary  afterwards  to 
be  settled  ;  but  the  actual  reputed  boundary  of  that 
country.  If,  then,  Fort  Deposit  was  within  the  re- 
puted boundary  at  the  time  of  the  contract,  the  line 
as  afterwards  settled  by  the  treaty  at  Fort  Adams, 
though  the  true  line,  has  nothing  to  do  with  the 
case ;  and  the  rations  deposited  at  Fort  Deposit  are 
to  be  paid  for  at  the  contract  price  of  eighteen  and  a 
half  cents  a  ration. 

The  second  and  third  questions  propounded  by 
the  Circuit  Court,  may  be  shortly  answered.     If 


OF  THE  UNITED  STATES.  143 

there  be  no  specific  price  agreed  upon  in  the  con-       isti. 
tract  for  rations  issued  at  any  place,  the  contract    ,!fPv^^/ 

J    r  U.  States 

leaves  the  price  to  be  adjusted  by  the  Government         v. 
and  the  contractor.     It  is  to  be  the  joint  act  of  both     M 

*  Manner     m 

parties,  and  not  the  exclusive  act  of  either.    If  they  ofhrati^,& 
cannot  agree,  then  a  reasonable  compensation  is  to  ajLcifedcS3£ 
be  allowed ;  and  that  reasonable  compensation  is  to  bT«tUeV8  * 
be  proved  by  competent  evidence,  and  settled  by  a 
jury,  as  in  common  cases ;  and  the  defendant  upon 
such  a  trial,  is  at  liberty  to  show,  that  the  sum  al- 
lowed him  by  the  Secretary  of  War  is  not  a  rea- 
sonable compensation. 

The  fourth  question  is,  whether  the  defendant  can    ifefodaiitM- 

titled,  under  the 

be  permitted  to  claim  a  credit  for  the  sums  due  him,  JjJJg*  to  »"? 
under  the  contract,  in  this  suit.  The  answer  may  S^v  u£& 
materially  depend  upon  the  true  construction  of  the  whX^ 
act  of  Congress  of  the  third  day  of  March,  1797,  T™t  ofMd£ 
c  74.  providing  for  the  more  effectual  settlement  of 
accounts  between  the  United  States  and  public  re- 
ceivers. The  third  section  of  that  act  provides,  that 
upon  suits  instituted  against  any  person  indebted  to 
the  United  States,  judgment  shall  be  rendered  at  the 
return  term,  unless  the  defendant  shall,  in  open 
Court)  make  oath  or  affirmation,  that  he  is  equitably 
entitled  to  credits  which  had  been  previous  to  the 
commencement  of  the  suit  submitted  to  the  consi- 
deration of  the  accounting  officers  of  the  Treasury, 
and  rejected,  &c.  The  fourth  section  then  provides, 
that  in  suits  between  the  United  States  and  indivi- 
duals, no  claim  for  a  credit  shall  be  admitted  upon 
trial,  but  such  as  shall  appear  to  have  been  presented 
tp  the  accounting  officers  of  the  Treasury  for  their 


144  CASES  Itt  THE  SUPREME  COtJRT 

18«.       examination,  and  by  them  disallowed  in  whole  or  in 
part,  unless  it  shall  be  proved  to  the  satisfaction  of 
the  Court,  that  the  defendant  is  at  the  time  of  the 
trial  in  possession  of  vouchers  not  before  in  his 
power  to  procure,  and  that  he  was  prevented  from 
exhibiting  a  claim  far  such  credit  at  the  Treasury 
by  absence  from  the  United  States,  or  some  una- 
voidable accident.     The  terms  of  these  sections  are 
very  broad  and  comprehensive.    The  third  section 
manifestly  supposes,  that  not  merely  legal  but  equit- 
able credits  ought  to  be  allowed  to  debtors  of  the 
United  States  by  the  proper  officers  of  the  Treasury ; 
and  the  fourth  section  prohibits  no  claims  for  any 
credits,  which  have  been  disallowed  at  the  Treasury, 
from  being  given  in  evidence  by  the  defendant  at  the 
trial.     There  being  no  limitation  as  to  the  nature 
and  origin  of  the  claim  for  a  credit  which  may  be 
set  up  in  the  suit,  we  think  it  a  reasonable  construc- 
tion of  the  act,  that  it  intended  to  allow  the  defend- 
ant the  full  benefit  at  the  trial  of  any  credit,  whether 
arising  out  of  the  particular  transaction  for  which 
he  was  sued,  or  out  of  any  distinct  and  independent 
transaction,  which  would  constitute  a  legal  or  equit- 
able set-off,  in  whole  or  in  part,  of  the  debt  sued  for 
by  the  United  States.     The  object  of  the  act  seems 
to  be  to  liquidate  and  adjust  all  accounts  totween 
the  parties,  and  to  require  a  judgment  for  such  sum 
only,  as  the  defendant  in  equity  and  justice  should 
be  proved  to  owe  to  the  United  States.     If  this  be 
the  true  construction  of  the  act,  which  we  do  not 
doubt,  the  defendant  might  well  claim  a  credit  in 
this  suit  for  the  sums  due  him,  even  if  they  had 


r 


WOkins. 


OP  THE  UNITED  STATES,  145 

grown  out  of  distinct  and  independent  transactions,      mi. 
for  he  is  legally,  as  well  as  equitably,  entitled  to    ^f^£ 
them.     But  even  if  this  construction  of  the  act  were     _  v. 
doubtful,  upon  the  facts  of  this  particular  case,  as 
far  as  we  can  gather  them,  we  should  have  proba- 
bly come  to  the  same  result. 

This  suit  seems  to  have  been  brought  by  the  Uni- 
ted States  for  the  money  price  of  certain  provisions 
received  by  the  defendant  under  the  articles  of  agree- 
ment. The  real  object  of  the  suit  is,  therefore,  to 
procure  an  account  and  settlement  of  that  claim.  It 
forms  an  item  in  the  general  account  between  the 
parties,  like  every  other  advance  made  by  the  Go- 
vernment to  the  defendant ;  and,  independent  of  any 
statute  provision,  the  defendant  would  have  a  right 
to  show,  that  he  had  accounted  for  the  value  of  such 
advance  by  delivering  the  equivalent  provisions  for 
which  it  was  originally  made.  In  this  view,  also, 
the  fourth  question  might  be  answered  in  the  affirm- 
ative. 

The  opinion  of  the  Court  will  be  certified  accord- 
ingly to  the  Circuit  Court  of  Kentucky : 

1.  That  under  the  contract  marked  B.,  the  defend- 
ant is  not  entitled  to  the  sums  disallowed  in  the 
paper  D.,  nor  to  the  sums  specifically  charged  in  t)ie 
first  and  second  items  of  the  paper  C,  which  were 
disallowed  by  the  Treasury  officers ;  but  is  entitled 
to  the  sum  charged  in  the  third  item  of  the  paper  C, 
which  was  disallowed  by  the  same  officers,  if  Fort 
Deposit  was  within  the  reputed  boundary  of  the 
Chocktaw  country. 

Vot.  VI.  19 


146  CASES  IN  THE  SUPREME  COURT 

ip*i<  2.  That  the  defendant  is  not  entitled  to  the  first 

and  second  items  in  the  paper  C,  on  the  ground, 
that  the  place  at  which  the  rations  were  delivered  is 
not  specially  provided  for  in  the  contract ;  but  that 
he  has  a  right  to  show,  that  the  sum  allowed  by  the 
Secretary  of  War  for  those  rations,  is  not  a  reasona- 
ble compensation. 

3.  That  upon  such  proof  the  defendant  is  entitled 
to  a  reasonable  compensation  for  those  rations,  to  be 
ascertained  by  the  jury. 

4.  That  the  defendant  ought  to  be  permitted  to 
claim  a  credit  for  the  above  sums  due  him  in  this 
suit. 

Certificate  accordingly. 


(Practice.) 

Young  v.  Bryan  et  di 

The  Circuit  Court  has  jurisdiction  of  a  suit  brought  by  the  endorsee 
of  a  promissory  note,  who  is  a  citizen  of  one  State,  against  the  en- 
dorser, who  is  a  citizen  of  a  different  State,  whether  a  suit  could  be 
brought  in  that  Court  by  the  endorsee,  against  the  maker,  or  not. 

No  protest  of  a  promissory  note,  or  inland  bill  of  exchange,  is  neces> 
sary. 

Error  to  the  Circuit  Court  6f  Tennessee. 

This  was  an  action  of  assumpsit,  brought  in  the 
Court  below,  by  the  defendants  in  error,  citizens  of 
Pennsylvania,  against  the  plaintiff  in  error,  a  citizen 


OP  THE  UNITED  STATES.  147 

of  Tennessee,  as  the  endorser  of  a  promissory  note       2121. 
drawn  by  another  citizen  of  Tennessee,  and  endor- 
sed to  the  plaintiffs.  The  only  questions  in  the  cause 
were, 

(1.)  Whether  the  Court  below  had  jurisdiction  ; 
and,  (2.)  whether  notice  of  protest  was  necessary  to 
charge  the  endorser  in  this  case.  Judgment  having 
been  rendered  against  the  defendant  below,  the 
cause  was  brought  by  writ  of  error  to  this  Court. 

Mr.  Eaton,  for  the  plaintiff  in  error,  (1.)  argued,  WnwfW 
that  under  the  11th  section  of  the  judiciary  act  of 
1789,  c.  20,  the  Court  below  had  not  jurisdiction. 
The  decision  of  this  Court,  in  the  cases  of  Monta- 
let  v.  Murray  f  and  Turner  v.  the  Bank  of  North 
America  f  shows,  that  where  jurisdiction  does  not  at- 
tach between  the  drawer  and  drawee,  assignment 
cannot  give  jurisdiction.  The  endorser  can  only 
transfer  by  the  assignment,  the  rights  and  interest  he 
possesses ;  as  he  had  no  right  (he  and  the  drawer 
being  citizens  of  the  same  State)  to  sue  in  the  Federal 
Court,  he  could  not  consequently  create  any  such 
right  by  the  assignment  It  would  amount  to  a  creation 
of  jurisdiction  by  consent,  which  the  law  does  not  war- 
rant The  case  of  Slacum  v.  Pomeryf  went  off  on 
the  ground  of  the  want  of  notice.  At  any  rate,  that 
was  a  foreign  bill,  and  perhaps  within  the  operation 
of  the  1 1th  section  of  the  judiciary  act :  it  is, 
then,  not  authority  in  this  case.  In  the  lan- 
guage of  the  11th   section  of  the  judiciary   act, 

•  4  Cranck,  46.  ft  4  DalL  II.  c  0  Cranch,  2*1. 


j 


148  CASES  IN  THE  SUPREME  COURT 

im.        this  is  a  "suit  to  recover  the  contents  of  a  pro- 
v^/*w    missory  note  in  favour  of  an  assignee,"  &c.    The 
YT*      declaration  contains  but  a   single  count,  founded 
Brytn*      upon  the  assignment,  non-payment,  and  consequent 
liability  of  the  plaintiff  in  error.     There  is  no  count 
for  money  had  and  received ;  there  is  but  a  single 
count,  and  that  is  to  recover  the  contents  of  the  note, 
a  chose  in  action,  which  is  against  the  express  pro- 
vision of  the  act.     There  is  no  distinct,  substantive 
contract,  between  the  endorser  and  holder  of  the 
note  ;  and,  if  there  were  any,  it  is  not  declared  on. 
(2.)  No  notice  of  protest  was  given.      This  was 
necessary  to  charge  the  endorser  :a  and  the  declara- 
tion should  contain  an  averment  of  notice  of  protest.* 

Mr.  Sergeant,  contra,  (1.)  admitted,  that  where 
by  the  judiciary  act,  jurisdiction  does  not  attach  be- 
tween the  drawer  and  the  payee  of  a  note,  assign- 
ment cannot  give  jurisdiction.  Such,  and  no  more, 
is  the  amount  of  the  decisions  referred  to.  If  the 
payee  of  the  note  could  not  maintain  a  suit  in  the 
Federal  Courts  against  the  drawer,  neither  can  the 
endorsee  maintain  a  suit  in  the  Federal  Courts  against 
the  drawer.  But  the  jurisdiction  of  the  Federal 
Courts  extends  to  the  case  of  a  suit  brought  by  the 
endorsee  against  the  endorser,  being  citizens  of  diffe- 
rent States,  whether  a  suit  could  have  been  there 
brought  against  the  drawers  or  not.  By  the  words 
of  the  act,  a  general  jurisdiction  is  given,  in  terms,' 

a  French's  Ezrz.  v.  The  Bank  of  Columbia,  4  Crunch,  141. 
Donaldson  r.  Means,  4  DaU.  109. 
b  Slapum  v.  Pomery,  6  Craneh,  221. 


OF  THE  UNITED  STATES.  t49 

embracing  all  cases  where  citizens  of  different  States      ia«. 
are  parties.    Being  in  conformity  with  the  provisions 
of  the  Constitution,  and  intended  to  secure  to  the 
suitor  an  impartial  tribunal,  it  ought  to  be  liberally 
construed.    Out  of  this  general  grant,  there  is  a  par- 
ticular exception,  which  ought  not  to  be  extended 
beyond  its  natural  construction,  but  rather  to  be 
strictly  taken,  being  against   constitutional   right; 
and  if  there  be  doubt,  that  interpretation  should  be 
given  which  is  most  favourable  to  the  jurisdiction. 
The  words  are,  ('  Nor  shall  any  District,  or  Circuit 
Court,  have  cognizance  of  any  suit  to  recover  the 
contents  of  any  promissory  note,  or  other  chose  in 
action,  in  favour  of  an  assignee,  unless  a  suit  might 
have  been  prosecuted  in  such  Court  to  recover  the 
said  contents,  if  no  assignment  had  been  made,  ex- 
cept in  case  of  foreign  bills  of  exchange."     These 
words  necessarily  import  a  recovery  by  an  assignee, 
claiming  through  the  medium  of  an  assignment,  of 
the  same  contents  which  might  have  been  recovered 
by  the  assignor,  if  he  had  not  assigned.     They  apply 
only  to  a  derivative  claim.     If  the  payee  should 
make  a  special  endorsement  to  a  citizen  of  the  same 
State,  and  such  endorsee  should  endorse  the  note  to 
a  citizen  of  a  different  State,  the  latter,  perhaps, 
could  not  sue  the  first  endorsee  in  the  Federal  Court, 
because  he  would  be  obliged  to  claim  under  the  as- 
signment, and  in  right  of  the  assignor.     But  if  the 
payee  endorse  the  note  to  a  citizen  of  a  different 
State,  there  is  a  new  contract  entered  into  between 
the  endorser  and  the  endorsee,  by  the  endorsement, 
and  the  endorsee  would  claim  upon  the  footing  of 


]50  CASES  IN  THE  SUPREME  COURT 

1821.  that  contract,  without  regard  to  the  original  engage- 
ment, except  for  the  fact,  (upon  which  the  liability 
of  the  endorsee  arises,)  that  the  note  has  been  dis- 
honoured. The  contract  is  so  entirely  independent, 
that  the  endorsee  would  be  liable  though  the  note 
were  forged,  or  the  drawer  fictitious.  The  assign- 
ment, it  is  true,  is  the  evidence  of  the  contract,  and, 
in  a  certain  sense,  the  foundation  of  his  claim ;  but 
he  does  not  claim  through  it,  nor  under  it,  nor  does 
he  claim  at  all  as  assignee.  In  the  case  of  a  note 
payable  to  bearer,  and  transferrable  by  delivery,  it  is 
believed  there  could  be  no  doubt  of  the  jurisdiction, 
in  favour  of  a  bona  fide  holder,  being  a  citizen  of  a 
different  State  from  the  drawer,  through  whatever 
hands  it  might  have  passed  in  its  course  to  him.  He 
would  claim  in  his  own  right,  and  not  by  assign- 
ment In  the  case  of  a  general  endorsement,  also 
transferrable  by  delivery,  and  conferring  upon  the 
bona  fide  holder  an  original  right  of  suit  against  the 
endorser,  the  Court  would  have  jurisdiction  of  a  suit 
against  the  endorser,  for  the  same  reason.  And  in 
case  of  a  special  endorsement  to  *a  citizen  of  a  diffe- 
rent State,  the  argument,  if  possible,  is  still  stronger. 
Neither  of  these  is  within  the  words  of  the  act.  The 
plain  intention  of  the  provision  is  effectuated  by  the 
construction  contended  for  on  the  part  of  the  defend- 
ants in  error.  The  design  of  the  exception  was 
either  to  prevent  colourable  transfers  for  the  purpose 
of  giving  jurisdiction,  or  to  enable  the  party  to  a 
negociable  contract,  to  secure  to  himself  the  juris- 
diction of  the  State  Courts.  The  interpretation 
contended  for,  does  not  interfere  with  these  views. 


" 


OF  THE  UNITED  STATES.  151 


It  is  in  the  power  of  the  endorser  to  fix  the  jurisdic-       mi. 
tion,  by  making  a  special  endorsement,  as  it  is  in  the 


Young 


Bryan. 


power  of  the  drawer  to  escape  the  Federal  jurisdic*  y. 
tion  by  making  the  note  payable  to  a  citizen  of  the 
same  State*  But  as  it  must  be  admitted,  that  where 
the  note  is  payable  to  a  citizen  of  a  different  State, 
or  being  payable  to  bearer,  comes  into  the  hands  of 
a  citizen  of  a  different  State,  the  drawer  may  be- 
come subject  to  Federal  jurisdiction,  it  would  seem 
to  follow,  conclusively,  that  the  endorser  (omitting 
to  guard  himself  and  thereby  voluntarily  waiving  the 
right)  would  also  be  liable.  It  may  be  remarked,  in 
the  particular  case  under  consideration,  that  the  note 
appears,  from  the  evidence,  to  have  been  drawn,  and, 
probably,  endorsed  for  the  very  purpose  of  being 
delivered  to  the  plaintiffs  below,  who  wejre,  and 
were  known  to  be,  citizens  of  Pennsylvania. 
(2.)  It  appears  fully  in  evidence,  that  notice  of 
non-payment  by  the  drawer,  was  in  due  time  given 
to  the  endorser.  This  is  all  that  was  necessary  to 
be  done,  no  protest  being  required  of  a  note  or  in- 
land bill  of  exchange.  Slacum  v.  Pomeryf  was  the 
case  of  a  foreign  bill. 

Mr.  Chief  Justice  Marshall  delivered  the  opi- 
nion of  the  Court,  that  a  suit  may  be  brought  in  the 
Circuit  Court  by  the  endorsee  against  the  endorser, 
whether  a  suit  could  be  there  brought  against  tha 
drawer  or  not.  In  such  a  case,  the  endorser  does 
not  claim  through  an  assignment.    It  is  a  new  con- 

a  QCranch3  221, 


152  OASES  IN  THE  SUPREME  COURT 

1821.  tract  entered  into  by  the  endorser  and  endorsee,  upon 
.^p^JJ^  which  the  suit  is  brought ;  and  if  the  endorsee  is  a 
Corrunes.  citizen  of  a  different  State,  he  may  bring  an  action 
against  the  endorser  in  the  Circuit  Court.  As  to  the 
other  objection  insisted  upon  by  the  plaintiff  in  error, 
all  that  was  incumbent  upon  the  holder,  was  to  give 
due  notice  to  the  endorser.  No  protest  of  a  promis- 
sory note  or  inland  bill  of  exchange  is  necessary. 

*w        Judgment  affirmed. 


(Prize.) 

The  Bello  Corrunes.     The  Spanish  Consul, 
Claimant. 

A  foreign  consul  has  a  right  to  claim,  or  institute  a  proceeding,  ui 
rem,  where  the  rights  of  property  of  his  fellow -citizens  are  in  ques- 
tion, without  a  special  procuration  from  those  for  whose  benefit  he 
acts. 

But  a  consul  cannot  receive  actual  restitution  of  the  res  in  contro- 
versy, without  a  special  authority  from  the  particular  individuals 
who  are  entitled. 

A  capture  made  by  citizens  of  the  United  States  of  property  be- 
longing to  subjects  of  a  country  in  amity  with  the  U.  S.  is  unlawful, 
wheresoever  the  capturing  vessel  may  have  been  equipped,  or  by 
whomsoever  commissioned ;  and  tbe  property  thus  captured,  if 
brought  within  the  neutral  limits  of  this  country,  will  be  restored  to 
the  original  owners. 

Whatever  difficulty  there  may  be,  under  our  municipal  institutions, 
in  punishing  as  pirates,  citizens  of  the  U.  S.  who  take  from  a  State 
at  war  with  Spain,  a  commission  to  cruise  against  that  power,  con* 


OP  THE  UNITED  STATES.  163 

trary  to  the  14th  article  of  .the  Spanish  treaty,  yet  there  is  no  doubt         1321 „ 
that  such  acts  are  to  be  considered  as  piratical  acts  for  all  civil  pur-      v^v-w' 
poses,  and  the  offending  parties  cannot  appear,  and  claim  in  our     The  Bello 
Courts  the  property  thus  taken.  Conunes. 

ItteeiMy  that  the  terms,  "  *  State  with  which  the  said  King  shall  be  at 
uwr,"  in  the  14th  article  of  the  treaty,  include  the  South  American 
provinces  which  have  revolted  against  Spain. 

But,  however  this  may  be,  the  Neutrality  Act  of  June,  1797,  c.  i.  ex- 
tends the  same  prohibition,  with  all  its  consequences,  to  a  colony 
revolting,  and  making  war  against  its  parent  country. 

In  the  ease  of  such  an  illegal  capture,  the  property  of  the  lawful  own- 
ers cannot  be  forfeited,  for  a  violation  of  the  revenue  laws  of  this 
country,  by  the  captors  or  by  persons  who  have  rescued  the  pro- 
perty from  their  possession. 

The  rights  of  salvage  may  be  forfeited  by  spoliation,  smuggling,  or 
other  gross  misconduct  of  the  salvors. 

Apfeal  from  the  Circuit  Court  of  Rhode  Island. 

This  was  the  case  of  a  Spanish  vessel  and  cargo, 
stranded  on  Block  Island,  and  there  seized  by  the 
officers  of  the  customs.  An  information  on  behalf 
of  the  United  States,  was  filed  in  the  District  Court, 
against  the  property,  as  forfeited,  for  an  alleged 
breach  of  the  revenue  laws.  His  Catholic  Majesty's 
Vice  Consul  for  the  district  of  Rhode  Island,  inter- 
posed a  claim  on  behalf  of ''  certain  subjects  of  the 
King  of  Spain,"  the  original  omiers  of  the  ship  and 
cargo,  which  was  bound  on  a  voyage  from  the  port 
of  Tarragona,  in  Spain,  to  La  Vera  Cruz,  and  was 
taken  off  Cape  St.  Antonio,  on  the  west  end  of  the  " 
island  of  Cuba,  on  the  21st  of  March,  1818,  by  an 
armed  vessel  called  the  Puyerredon,  commanded  by 
one  James  Barnes,  sailing  under  Buenos  Ayres  co- 
lours, and  asserting  a  right  to  make  captures  under 
the  authority  of  the  government  of  that  place*  Res- 
titution to  the  original  Spanish  owners  was  claimed, 

Vol.  VI.  20 


164  CASES  IN  THE  SUPREME  COURT 

1821.  upon  the  ground  that  the  capturing  vessel  had  been 
^^Jj^  equipped  in  the  ports  of  this  country,  in  violation  of 
Conunea.  our  neutrality.  An  allegation  was  also  filed  by 
Barnes,  demanding  restitution  of  the  property  to  the 
captors,  as  having  been  taken,  jure  belli,  on  the  high 
seas.  Another  claim  was  also  filed  by  certain  per- 
sons, part  of  the  original  crew  of  the  Bello  Corrunes, 
left  on  board  after  the  capture,  who  asserted  a  claim 
for  salvage,  in  case  the  property  should  be  restored 
to  the  original  Spanish  owners,  under  the  following 
circumstances.  The  master  of  the  captured  vessel, 
and  all  her  crew  except  four,  were  taken  out,  and  a 
prize  master  and  crew  put  on  board  from  the  Puyer- 
redpn.  Thus  equipped,  the  Bello  Corrunes  cruised 
in  company  with  the  Puyerredon  nearly  two  months, 
during  which  period  another  Spaniard,  of  the  ori- 
ginal crew  of  the  Bello  Corrunes,  was  returned  to 
that  vessel.  The  two  vessels  afterwards  separated, 
and  on  the  8th  of  May,  in  lat.  32°  30'  north,  and 
longitude  74°  W.  from  London,  the  prize  crew,  as- 
sisted by  the  persons  originally  on  board  the  Bello 
Corrunes,  rose  on  the  prize  master  and  other  officers, 
and  rescued  the  vfsstl  from  their  possession.  They 
then  steered  their  course  for  the  United  States,  and 
the  vessel  was  by  some  means  stranded  upon  Block 
'  Island,  where  the  vessel  and  cargo  were  seized  by 
the  revenue  officers. 

A  decree  was  entered  in  the  District  Court,  pro 
forma,  and  by  consent  of  parties,  restoring  the  pro- 
perty to  the  original  Spanish  owners  as  claimed,  and 
dismissing  the  other  allegations  and  claims.     This 
decree  was  affirmed,  pro  forma,  and  by  consent,  in 


OF  THE  UNITED  STATES.  165 

the  Circuit  Court,  and  the  cause  was  brought  by  ap-      issi. 
peal  to  this  Court.  !^Q£ 

It  appeared  by  the  evidence  in  the  Courts  below,  Commes. 
and  by  the  farther  proof  taken  under  a  commission 
from  this- Court,  that  the  capturing  vessel  was  for- 
merly owned  by  citizens  of  the  United  States,  and 
called  the  Mangoree,  and  was  originally  armed, 
lequjpped,  and  manned  at  Baltimore ;  and  sailed 
from  that  port  in  March,  1817,  under  the  command 
of  Barnes,  a  citizen  of  the  United  States,  domiciled 
in  that  city,  under  Buenos  Ayres  colours,  on  a  cruize.; 
and  after  capturing  several  Spanish  vessels,  pro- 
ceeded to  Buenos  Ayres,  where  the  vessel  arrived  in 
August,  1817/  The  vessel  was  then  altered  from  a 
schooner  into  a  brig,  and  her  name  changed  to  the 
Puyerredon,  an  addition  of  one  gun  was  made  to 
her  armament,  some  of  the  original  crew  were  re- 
shipped,  and  other  seamen  recruited*  An  alleged 
sale  of  the  vessel  took  place  to  one  Higginbotham,  a 
citizen  of  the  United  States  domiciled  at  Buenos  » 

Ayres ;  and  a  commission  was  issued  by  the  Su- 
preme Director  of  the  United  Provinces  of  South 
America,  dated  the  20th  of  November,  1817,  au- 
thorizing Barnes  to  capture  Spanish  property ;  with 
which  the  vessel  sailed  from  Buenos  Ayres  on  the 
cruise,  during  which  the  present  capture  was  made. 

The  Attorney-  General,  for  the  United  States,  ar-  February  m. 
gued,  that  the  officers  of  the  Government  being  in 

a  This  was  the  same  vessel  which  captured  the  Droina  Pat- 
tera,  id  1816.     Fide  ante,  Vol.  IV.  p.  62. 


166  CASES  IN  THE  SUPREME  COORT 

1821.  possession  of  this  property,  would  hold  it  as  a  droit 
£££^  until  some  person  appeared  duly  authorized  to  claim 
Corrunea.  it  The  consul  of  Spain  has  no  authority  to  claim, 
in  his  own  name,  and  in  his  official  character,  the 
property  of  persons  to  him  unknown,  and  by  whom 
he  cannot  therefore  have  been  invested  with  a  spe- 
cial procuration.  He  is  not  invested  with  a  general 
authority  for  that  purpose,  virlute  officii,  nor  is  there 
evidence  in  this  particular  case  that  the  consul  is  the 
agent,  consignee,  or  correspondent  of  the  owners, 
who  are  sometimes  permitted  to  claim  for  their 
principal,  when  the  latter  is  absent  from  the  coun- 
try.0    Great   public  inconveniences  and   mischief, 

a  The  Anne,  3  Wheat.  Rep.  435.  De  Steck,  des  Consuls,  64. 
Warden  on  Consuls,  116  and  opinion  of  M.  Poktalis  there 
cited.  This  opinion  of  M.  Portalis,  in  the  case  of  the  claim 
of  the  Danish  Consul  before  the  French  Council  of  Pri- 
zes, will  be  found  in  the  Appendix  to  the  present  volume  of 
Reports,  Note  No.  V. 
9  The  passage  cited  from  De  Steck,  is  as  follows  : 

•*  §  27.  Selon  la  regie  par  la  pi d part  destraitls  de  commerce 
et  par  l'usage  presque  genlralement  recu  les  consuls  sont  les 
juges  des  gens  de  mer  et  des  nlgocians  et  marchands  de  leur 
nation.* 

28.  II  leur  est  ordinairement  attribute  la  jurisdiction  tant 
en  matiere  civile  que  criminelle. 

29.  Cette  jurisdiction  attribute  aux  consuls  n'ltnane  point  de 
la  puissance  et  de  l'autorit£  du  souverain,  qui  les  Itablit,  qui 
n'a  point  de  pouvoir  sur  ses  sojets  expatrils,  dlmeurans,  com- 
mergans,  Itablis  en  des  pays  strangers.  Elle  depend  et  derive 
plut6t  de  la  concession,  de  l'attribution  du  souverain  de  V4Ukt 
ou  les  consuls  resident.  Elle  suppose  done  toujours  des  traitea 
par  lesquels  elle  est  stipule,  accordle,  attribute. 

w  Vatin.  Com.  Sur  rOrdorm.de  la  Marine,  1 1.  tU.  9.  art.  12.  p.  261. 


OP  THE  UNITED  STATES.  157 

might  follow  from  allowing  foreign  consuls,  not  spe-       1821. 
dally  authorized  by  their  own  government,  or  by    ^T^C^ 
this,  nor  by  the  parties,  to  receive  restitution  of  pro-    Conuoes. 
perty,  for  which  they  may  interpose  a  claim  as  be- 
longing to  their  fellow   subjects.     Supposing   the 
property  bere  to  be  devested  out  of  the  original  own- 
ers by  the  capture,  and  vested  in  the  captors,  jure 
belli,  it  must  be  forfeited  to  the  United  States  for 
violating  the  revenue  laws,  which,  was  the  original 
intention  of  the  parties,  and  was  partially  accom- 
plished at  Block  Island.     Or  supposing  the  recap- 
ture by  the  prize  crew  to  be  valid,  they  mu3t  be 

SO.  Lorsque  la  jurisdiction  eat  attribute  aux  consuls  par  lea 
traites  de  commerce,  ils  ont  le  pouvoir  dans  leur  district,  dans 
1'endroit  de  leur  eHablissement  et  dans  leur  residence,  de  juger 
les  differ  en  s,  .contestations  et  proces  qui  surviennent  entre  lea 
gens  de  raer,  les  negocians,  les  commer§ans  de  leur  nation,  qui 
s'llevent  entre  les  capitaines,  patrons,  1' equipage,  et  les  pas- 
sagers  des  vaisseaux  et  des  batimens  nationaux.  * 

.  31.  Leur  jurisdiction  ne  se  borne  pas  alors  aux  affaires  con- 
tentienses  des.  nationaux.     Ils  ont  aussi  la  jurisdiction  volon-  " 

taire,  c'est  a  dire  la  faculty  de  recevoir  les  declarations  des 
capitaines  des  vaisseaux,  et  tous  les  actes  que  leur  nationaux 
veulent  passer  dans' leur  chancellerie,  de  les  legaliser,  de  re- 
cevoir leur  testamens,  de  regler  leurs  successions  et  leur  tu- 
telles,  de  faire  I'inventaire  de  leur  biens  delaisses  et  nau- 
frag^s,  etc. 

32.  Dans  les  proces  que  surviennent  entre  les  nationaux  et 
les  habitans  et  sujets  de  Felat  ou  les  consuls  sont  Itablis,  on 
entre  les  commercans  d'autres  nations,  ils  assistent,  protegent, 
defendent  leurs  nationaux.  Dans  les  echelles  du  Levant  les 
jugee  du  lieu  n'osent  dans  ce  cas  proclder  sans  la  participation 
et  Intervention  du  consul,  sans  la  presence  des  on  interprete." 
De  Steck  des  Consuls,  p.  64. 


J  58  CASES  IN  THE  SUPREME  COURT 

1821.       considered  as  the  agents  of  the  original  proprietors, 
and  their  misconduct  must  be  visited  upon  the  ori- 


TheBello 


Corrnnes.     ginal  proprietors. 


Mr.  Winder y  for  the  appellants  and  captors,  insist- 
ed, that  the  present  capture  being  made  on  the  high 
seas,  jure  belli,  under  a  commission  regularly  issued 
by  a  Government  acknowledged  to  be  entitled  to  ex- 
ercise the  rights  of  war  against  its  enemy,  could  not 
be  inquired  into  by  the  Courts  of  this  country  ;  but 
that  the  captors  being  entitled  to  the  possession, 
having  only  been  dispossessed  by  the  criminal  mis- 
conduct of  the  prize  crew  which  they  had  put  on 
board  to  secure  the  prize,  were  entitled  to  restitution, 
in  order  to  enable  them  to  proceed  against  it  as  prize 
in  the  competent  Court.  Whatever  military  means 
are  directed,  from  within  the  territory  of  one  of  the 
belligerent  States,  against  its  enemy,  are  not  subject 
to  the  review  or  control  of  any  neutral  or  other  fo- 
reign tribunal  or  authority,  except  in  the  single  case 
of  a  direct  violation  of  the  neutral  territory  itself. 
This  principle  grows  out  of  the  perfect  independence 
and  equality  of  nations,  existing  as  it  were  in  a  state 
of  nature  in  respect  to  each  other.  Their  conduct 
in  authorizing  acts  of  war  is  no  more  reviewable  by 
other  nations,  than  any  other  their  acts  of  sovereign- 
ty.- It  is  this  perfect  independence  and  equality  of 
sovereign  States  which  is  the  sole  foundation  of  the 
exclusive  jurisdiction  of  the  Prize  Courts  of  the 
captor's  country  over  every  thing  done  under  a  prize 

a  Vattel,  Droit  des  Gens,  Prelim,  s.  16—23.  /.  2.  c.  4.  $.  64, 
55. 


OF  THE  UNITED  STATES  159 

commission."    In  the  celebrated  case  of  the   Ex-       mi. 
change?  this  Court  held,  that  the  commission  of  a    ^T^^ 

^  /  >  The  BeUo 

sovereign  protected  that  vessel  from  all  inquiry,  not-  Comutes. 
withstanding  the  flagrantly  unjust  conduct  of  the 
French  Emperor  in  appropriating  the  property  of  an 
American  citizen  to  his  own  use,  without  the  form  of 
a  trial,  and  incorporating  it  into  his  military  marine. 
It  must  be  shown,  that  the  act  of  the  Government  of 
Buenos  Ayres  in  granting  this  commission  is  unlaw- 
ful, before  it  can  be  shown  that  any  of  the  effects  of 
that  act  are  invalid.  Suppose  the  Exchange,  on  her 
voyage,  had  made  a  capture,  could  this  Court  have 
restored  it  to  the  former  owners  ?  Or  could  it  in- 
quire into  the  validity  of  such  a  capture  consistently 
with  the  principles  laid  down  in  that  case  P  The 
enlistment  of  men  in  neutral  countries  to  serve  the 
belligerent  powers  is  lawful,  unless  there  be  some  ex- 
press prohibition  of  the  neutral  State.  Such  a  mu- 
nicipal prohibition  would  certainly  make  it  unlawful, 
in  respect  to  the  neutral  State  whose  laws  are  viola- 
ted ;  but  it  does  not,  therefore,  follow,  that  all  the 
acts  of  such  persons  in  war  would  be  unlawful,  or 
that  they  are  not  entitled  to  the  rights  of  lawful 
war.c  The  carrying  of  contraband  is  prohibited  by 
the  law  of  nations  under  the  penalty  of  confiscation, 
and  the  exportation  of  contraband  articles  may  be 
prohibited  by  the  municipal  code  under  other  penal- 
ties ;  but  such  prohibition  would  not  invalidate  a 

a  L'Invincible,  1  Wheat  Rep.  238.  254. 
b  7  Cranck,  116. 

c  Vattel,  1.3.  c.  2.  s.  13—15.      Bynk.  Q.  /.  Pub.  pp.  175. 
177.  of  Da  Ponceau's  translation. 


1^0  CASES  IN  THE  SUPREME  COURT 

i82i.  capture  made  with  the  munitions  of  war  thus  eX-' 
^^0  ported.  The  Government  of  this  country  naturalizes 
CorruDea*  all  foreigners  indiscriminately,  in  peace  and  in  war, 
and  employs  them  in  its  land  and  naval  service  ;  and 
it  is  not  for  us  to  question  the  right  of  a  citizen  of 
the  United  States  to  enter  into  the  military  service 
of  a  foreign  State.  It  is  insisted,  that  not  only  the 
Court  has  no  authority  by  the  law  of  nations  to  re- 
store to  the  original  owners  a  prize  thus  captured, 
but  that  the  law  of  nations  gives  the  Congress  no 
power  to  authorize  the  Court  to  restore.  The  Le~ 
gislature  may  prohibit  our  citizens  from  enlisting  in 
the  service  of  the  belligerents,  or  from  fitting  out 
ships  to  be  employed  in  cruising,  under  ever  so  se- 
vere penalties ;  but  those  penalties  cannot  extend  to 
a  forfeiture  of  the  rights  of  prize  acquired  under  the 
commission  of  an  independent  sovereign  State.  Nor 
are  Spain  and  the  United  States  competent  to  regu- 
late by  their  mutual  treaty  stipulations  the  sovereign 
rights  of  the  South  American  Provinces,  though 
they  may  stipulate  to  inflict  penalties  in  personam, 
for  what  they  deem  the  criminal  conduct  of  their 
subjects  or  citizens.  As  to  the  claim  of  the  United 
States  for  a  forfeiture  on  account  of  the  alleged  vio- 
lation of  the  revenue  laws,  it  is  already  settled  by 
this  Court,  that  the  property  of  foreigners  cannot  be 
forfeited  for  the  misconduct  of  those  who  are  tor- 
tiously  in  possession,  as  was  the  case  here  with  the 
rescuers/ 

a  The  Josefa  Segunda,  5  Wheat.  Rep.  338. 


OF  THE  UNITED  STATES.  16J 

Mr,  Webster  and  Mr.  Wkeaton,  for  the  respondent  1821. 
and  claimant,  the  Spanish  Consul,  (1.)  contended,  ^XTjf 
that  the  Consul,  from  the  necessity  of  the  case,  had  Corrunes. 
a  right  to  interpose  a  claim  for  the  property  of  his 
fellow  subjects,  brought  into  our  ports  in  this  man- 
ner. He  does  not  claim  as  attorney  in  fact,  but  his 
character  is  more  like  an  attorney  at  law.  There  is 
no  necessity  of  a  special  procuration  from  those  for 
whom  he  claims,  because  it  does  not  follow,  that  the 
property  will  be  actually  delivered  into  his  hands 
until  the  respective  rights  of  the  owners  are  deter* 
mined,  and  a  special  authority  produced  from  them 
to  receive  distribution.  There  is  the  more  necessity 
for  permitting  the  Consul,  as  the  official  protector  of 
the  commercial  rights  and  interests  of  his  fellow  sub- 
jects in  a  foreign  country,  to  interpose  a  claim  in 
a  case  of  this  nature,  because  the  usual  term  of  a 
year  and  a  day  allowed  in  prize  causes,  where  there 
is  no  claim,  would  not  be  allowed  here,  since  the 
property  is  demanded  by  the  captors  under  their  pre- 
tended commission,  and  if  the  subjects  of  Spain,  re- 
siding at  a  distance,  and  ignorant  even  of  the  fact  of 
the  capture,  were  not  allowed  to  be  represented  by 
their  Consul,  the  property  would  be  taken  away  by 
the  captors,  and  irrecoverably  lost  to  the  original 
owners.  It  will  also  frequently  be  impossible  for 
the  Consul  to  specify  the  owners  for  whom  he  claims, 
and  he  ought,  therefore,  to  be  allowed  to  file  allega- 
tions claiming  it  for  Spanish  subjects  generally. 
The  opinion  of  M.  Portalis  in  the  case  of  the 
Danish  Consul,*  proceeds  entirely  upon  the  peculiar 

a  Vide  Appendix,  Note  No.  V. 
Vol.  VI.  «I 


|62  CASES  IN  THE  SUPREME  COURT 

i82i.  regulation  of  France,  which  makes  the  Proctirtur 
.J^bX  General,  the  official  attorney  of  all  persona  who  are 
,  Corrunes.  not  represented  before  the  tribunals  by  any  special 
procuration  ;  which  would,  of  course,  render  unne- 
cessary the  interposition  of  foreign  Consuls  in  cases 
where  the  rights  of  their  countrymen  were  involved. 
2.  They  argued,  that  the  vessel  by  whirh  the  pre- 
sent capture  was  made,  having  been  fitted  out  in  the 
ports  of  the  United  States,  and  the  capture  having 
been  made  by  our  citizens,  in  violation  of  the  law 
of  nations,  the  acts  of  Congress,  and  the  treaty  with 
Spain,  the  property  must  be  restored  to  the  original 
owners,  according  to  the  uniform  .decisions  of  this 
Court/  Uuder  our  municipal  constitution,  the 
treaty  is  the  supreme  law  of  the  land  ;  and  it  would 
be  so  by  the  law  of  nations  without  that  constitu- 
tional provision.  "  Every  treaty,"  says  Sir  W.  Scott, 
"  is  a  part  of  the  private  law  of  the  couotry  which 
has  entered  into  that  treaty,  and  is  as  bindiug  on  the 
subjects  as  any  part  of  their  municipal  laws."*  The 
9th  article  of  the  Spanish  treaty  declares,  that 
goods  taken/row  pirates  shall  be  restored  to  the  law- 
ful owners ;  and  the  14th  article  declares  the  captors, 
in  the  present  case,  to  be  pirates,  as  it  provides,  that 
they  shall  be  punished  as  such  for  taking  a  commis- 
sion to  cruise  against  Spain.  And  yet  we  are  in- 
quiring whether  they  are  entitled  to  have  restitution 

a  The  Alerta,  9  Cranch,  359.  Talbot  ▼.  Jansen,  3  Doll, 
133.  L' Invincible,  I  WhtaU  Rep.  238.  The  Divina  Pastors, 
4  Wheat.  Rep.  52.  Note  to  that  case,  p.  02.  Sir  L.  Jenkins' 
works,  there  cited.     The  Estrella,  4  Wheat.  Rep.  298. 

b  The  Eenroom,  2  Rob.  6. 


OP  THE  UNITED  STATE8.  169 

/ 

of  die  very  property  which  they  have  thus  piratical-  1821. 
ly  taken.  It  may  be  admitted,  that  in  some  cases  ^^Cjjl 
citizens  of  one  country  may  lawfully  engage  in  the  cornwes. 
wars  of  another ;  we  may  take  the  doctrine  cited 
from  Bynkershoeck,  that  they  may  enlist  where 
there  is  no  prohibition.  It  may  also  safely  be  ad* 
mitted,  that  as  for  as  the  other  belligerents  are  con- 
.  eerned  in  their  hostile  relations  with  each  other,  it  is 
lawful  war.  Spain  cannot  justly  complain  of  the 
South  American  Provinces  for  employing  foreigners 
in  their  service.  And  if  the  capturing  ship  were  a 
national  vessel,  like  the  Exchange,*  no  doubt  her 
commission  would  estop  all  judicial  inquiry  into  her 
conduct.  But  this  is  a  private  claim.  The  original 
Spanish  owners  claim  nothing  against  the  Govern- 
ment of  Buenos  Ayres.  That  Government  claims 
nothing  of  the  Spanish  owners.  Our  own  citizens 
assert  a  claim  to  this  property  acquired  in  war,  which 
can  only  be  maintained  upon  the  supposition,  that 
they  may  be  at  war  whilst  their  country  is  at  peace ; 
that  they  are  not  bound  by  the  laws  and  treaties  of 
their  own  country  ;  that  they  may  expatriate  them- 
selves, flagrante  bello,  for  the  purpose  of  committing 
hostilities  against  nations  in  amity  with  the  United 
States.  If  the  doctrine  contended  for  on  the  part  of 
the  captors,  that  the  commission  is  conclusive,  be  cor- 
rect, then  the  Court  can  never  look  behind  it,  and 
the  belligerents  may  dispense  with  our  laws,  and  the 
allegiance  of  our  citizens,  at  their  pleasure.  The 
case  of  Talbot  v.  Jansanf  whatever  may  be  thought 

a  7  Cranch,  116.  6  3  Doll.  133. 


164  CASES  IN  THE  SUPREME  COURT 

1821.  of  it  in  other  respects,  has  never  been  overruled  as 
^^JJ^  to  the  principle,  that  the  neutral  tribunals  have  a 
Corraoes.  right  to  inquire  into  the  validity  of  a  captor's  com- 
mission, to  see  whether  it  was  obtained  and  used  in 
violation  of  the  laws  of  the  neutral  country.  That 
case  has  been  made  the  basis  of  a  series  of  decisions, 
which  have  become  the  settled  law  of  this  Court, 
and  which  it  is  now  too  late  to  question.  The 
Court  has  uniformly  treated  it  as  a  necessary  conse- 
quence of  the  personal  illegality  of  the  act  of  taking 
the  commission  that  the  property  captured  under  it 
should  be  restored  to  the  lawful  owner.  It  is,  there- 
fore, immaterial  where,  or  by  whom,  the  capturing 
vessel  was  equipped.  It  is  sufficient,  that  the  cap- 
turing persons  are  citizens  of  the  United  States,  and 
cannot  assert  a  right  of  property  founded  on  their 
own  illegal  conduct. 

3.  But  even  admitting  that  the  original  capture 
was  legal,  the  prize  cannot  now  be  reclaimed  by  the 
captors.  An  interest  acquired  in  war  by  possession, 
is  lost  with  the  possession.  The  rights  of  capture 
are  completely  devested  by  recapture,  escape,  or 
rescue.-  Here  the  property  has  been  devested  out 
of  the  possession  of  the  captors  by  the  rescuers,  for 
the  benefit  of  the  original  owners,  and  the  rescuers 
hold  it  in  trust  for  their  benefit. 

Mr.  Wheaton,  for  the  salvors,  stated,  that  the  ori- 

a  The  Astrea,  1  Wheat.  Rep  125.  The  Invincible,  2  Gallis, 
35.  Hudson  v .  Guestier,  4  Cranch,  293.  S.  C.  6  Cranch,  281. 
The  Dijjgeuua,  1  Dodson,  404. 


OF  THE  UNITED  STATES.  166 

gittft]  owners  being  thus  shown  to  be  entitled  to  res-  im. 
titution,  the  next  question  would  be,  whether  the  ^^JJ^ 
salvors  were  entitled  to  any,  and  what  salvage.  Corrara. 
Unless  the  property  were  thus  restored  to  the  Spa* 
nish  owners,  the  rescuers  could  not  claim  any  sal- 
vage ;  for  certainly  the  captors  would  not  admit  that 
any  meritorious  service  had  been  rendered  them  by 
the  rescue.  But,  as  against  the  former  owners,  the 
rescuers  have  a  just  claim,  having  saved  the  property 
from  the  grasp  of  their  enemy :  and  it  would  be  idle 
to  send  the  salvors  to  the  Courts  of  Spain,  to  prose- 
cute their  claim,  since  the  possession  of  the  property 
enables  this  Court  to  do  complete  justice  between 
all  the  parties.*  And  this  Court  has  already  deter- 
mined, that  in  a  case  of  derelict  by  one  belligerent, 
a  neutral  is  entitled  to  salvage,  and  the  Courts  of 
the  neutral  country  into  which  the  property  is 
brought,  have  authority  to  award  it/  As  to  the 
quantum  of  salvage :  one  third  was  allowed  in  that 
case ;  and  it  was  doubted  whether  more  ought  not  to 
have  been  allowed,  if  the  salvors  had  appealed.  The 
case  of  the  Adventure,'  which  was  a  donation  at  sea 
by  the  belligerent  captor  to  a  neutral,  who  brought 
the  property  into  a  port  of  his  own  country,  was 
held  to  be  a  lawful  salvage,  and  a  moiety  was  al- 
lowed.    In  the  case  of  Rowe  et  al.  v.  the  Brig , 

which  was  a  Spanish  vessel  captured  by  a  South 
American  cruiser,  one  of  the  learned  judges  of  this 

a  The  Two  Friends,  1  Rob.  281. 
b  The  Mary  Ford,  3  Dall.  198. 
t  8  Granch,  221. 


106  CASES  IN  THE  SUPREME  COURT 

i*2i.  Court  allowed  a  moiety  of  the  net  value/  And  in 
^*^7y  general,  it  may  be  affirmed  that  there  is  no  inflexible 
Cornwca.  rule,  either  in  cases  of  derelict,  or  of  rescue ;  a  rea- 
sonable salvage,  proportioned  to  the  meritorious  ex- 
ertions of  the  salvors,  is  to  be  decreed  ;  but  never 
less  than  a  third,  unless  the  property  is  very  valua- 
ble, or  the  services  rendered  very  inconsiderable.6 

Mr.  Webster j  contra,  upon  the  claim  for  salvage, 
insisted,  that  it  appeared  by  the  evidence  that  there 
had  been  a  partial  embezzlement  of  the  property  by 
the  alleged  salvors,  and  that  it  was  a  fixed  rule  that 
such  misconduct,  or  any  circumstance  of  fraud,  for- 
feited the  rights  of  salvage/ 

February  2m.      Mr*  Justice  Johnson  delivered  the  opinion  of  the 
Court. 

This  vessel  was  stranded  on  Block  Island,  in  an 
alleged  effort  to  reach  a  port  of  the  United  States. 
The  vessel  and  cargo  have  been  seized  by  the  Col- 
lector of  Newport,  for  supposed  violations  of  the 
trade  laws  of  this  country,  and  an  information  was 
accordingly  filed,  to  subject  the  whole  to  condemna- 
tion, in  the  District  Court,  for  Rhode  Island  District. 
This  claim  of  the  United  States  has  been  opposed 
by  three  classes  of  competitors.    The  vessel  and 

a  1  Mason'*  Rep.  372. 

b  Abbott  on  Shipp.  451.  Story's  Ed.  Note  (1.)  The  Favourite, 
4  Cranch9  347.  The  Jonge  Bastiaun,  5  Rob.  322.  The  Lord 
Nelson,  Edw.  79.  L'Esperance,  1  Dodson,  49.  The  Blenden- 
hall,  1  Dodson,  421.  Barrels  of  Flour  r«  Prior,  1  Gallu.  133. 

c  The  Blaireau,  2  Crancht  240 


Or  THE  UHITED  STATES.  167 

cargo,  it  appeals,  are  Spanish  property,  and  were       isai. 
captured  on  the  south  western  coast  of  Cuba,  by  the    ^T^f 
Puyerredon,  a  private  armed  brig,  bearing  the  flag    Comum. 
of  the  Buenos  Ayrean  Republic,  and  commanded  by  x 
Captain  James  Barnes.    Being  armed,  and  well  cal- 
culated for  a  privateer,  she  was  manned  with  a 
complement  *of  the  privateer's  men,  about  thirty  in 
number,  and  her  original  commander,  and  all  ex* 
cept  four  of  the  Spanish  crew,  removed.  Thus  equip- 
ped, it  appears  that  6he  cruised,  as  a  tender  to  the 
Puyerredon,  for  about  two  months,  during  which 
time  another  Spaniard  was  added  to  her  crew,  and 
on  the  8th  May,  when  in  lat  32  30,  N.  and  long. 
74,  from  London,  the  crew  rose  upon  the  officers, 
subdued  them,  put  them  on  board  the  first  vessel 
they  met  with,  and  steered  their  course  for  this  con- 
tinent 

Thus  circumstanced,  Capt.  Barnes  has  libelled  in 
behalf  of  the  captors,  the  Spanish  Vice  Consul  in 
behalf  of  the  original  Spanish  owners,  and  the  crew 
of  the  Bello  Corrunes  have  libelled  for  a  compensa- 
tion by  way  of  salvage,  to  which  they  suppose  them- 
selves entitled,  in  the  event  of  restitution  being  de- 
creed to  the  original  owners. 

To  these  several  claims  it  is  objected  on  behalf  of 
the  United  States,  that  restitution  cannot  be  decreed 
to  the  Spanish  Vice  Consul,  because  he  is  not  in  that 
capacity  a  competent  party  in  Court  to  assert  the 
rights  of  individual  subjects  ;  nor,  in  favour  of  the 
captors,  because  the  privateer  was  originally  fitted 
out  in  the  United  States,  and  is  still  owned  by  Ame- 
rican citizens ;  nor,  in  favour  of  the  salvors,  because 


168 


CASES  IN  THE  SUPREME  COURT 


1821, 

The  Bi-JJo 

Corrunes. 


A  Fort  ;':  ii  con- 
sul hup  n  rtfrht 
tochimorUbM, 
in  jtwi,  whet'e 
the  right*  of 
property  of  bid 
fellow  pubjecu 
,i  rr  in  4juc^tiont 
without  any 
spvrm]  au(lio- 
ntj  from  those 
for  whoii"  bene- 
fit be  acts. 


they  have  forfeited  their  claim  to  salvage  by  spolia- 
tion, and  an  attempt  to  smuggle. 

As  these  suggestions  open  the  whole  case,  it  shall 
be  disposed  of  by  considering  them  severally  in  their 
order,  only  remarking  en  passant,  that  though  they 
were  all  sustained,  it  would  avail  the  United  States 
nothing ;  since,  without  evidence  sufficient  to  sus- 
tain the  criminal  charge,  it  would  only  follow  that 
the  proceeds  of  the  property  libelled,  must  lie  in  the 
registry  of  the  Court,  until  a  proper  claimant  shall 

jike  his  appearance. 

On  the  first  point  made  by  the  Attorney  General, 
this  Court  feels  no  difficulty  in  deciding,  that  a  Vice 
Consul  duly  recognised  by  our  Government,  is  a 
competent  party  to  assert  or  defend  the  rights  of 
property  of  the  individuals  of  his  nation,  in  any 
Court  having  jurisdiction  of  causes  affected  by  the 
application  of  international  law.  To  watch  over 
the  rights  and  interests  of  their  subjects,  wherever  the 
pursuits  of  commerce  may  draw  them,  or  the  vicissi- 
tudes of  human  affairs  may  force  them,  is  the  great 
object  for  which  Consuls  are  deputed  by  their  sove- 
reigns ;  and  in  a  country  where  laws  govern,  and 
justice  is  sought  for  in  Courts  only,  it  would  be  a 
mockery  to  preclude  them  from  the  only  avenue 

i  rough  which  their  course  lies  to  the  end  of  their 
mission.  The  long  and  universal  usage  of  the 
Courts  of  the  United  States,  has  sanctioned  the  ex- 
ercise of  this  right,  and  it  is  impossible  that  any 
evil  or  inconvenience  can  flow  from  it.  Whether 
the  powers  of  the  Vice  Consul  shall  in  any  instance 
extend  to  the  right  to  receive  in  his  national  charad- 


OF  THE  UNITED  STATES;  J£9 

ter,  the  proceeds  of  property  libelled  and  transfer-       1*21. 
red  into  the  registry  of  a  Court,  is  a  question  rest-    •J^T^T' 
ing  on  other  principles.     In  the  absence  of  specific    Cominea. 

...  .       .  .  But  he  cannot 

powers  given  him  by  competent  authority,  such  a  receive  bcuhu 
right  would  certainly  not  be  recognised.    Much,  in  0ttl  a  ?Peci»l 
this  respect,  must  ever  depend  upon  the  laws  of  the  f^^1**61 
country  from  which,  and  to  which,  he  is  deputed* 
And  this  view  of  the  subject  will  be  found  to  recon- 
cile the  difficulties  supposed  to  have  been  presented 
by  the  authorities  quoted  on  this  point.     Consider- 
ing, then,  the  original  Spanish  interest  as  legally  re- 
presented, the  questions  are,  whether  that  interest  is 
not  forfeited  to  the  United  States,  or  superseded  by 
the  superior  claims  of  the  capturing  vessel. 

This  is  not  the  ordinary  case  of  a  capture  made     a  citi**  of 
under  the  taint  of  an  illegal  outfit.    The  decision  of  cannot'  data! 

m  •     a*  <■•«•  •  in  their  Comto, 

this  Court  must  rest  upon  a  very  different  principle.  «°« property  of 

r  J  r  r         foreign  nations 

In  those  cases,  the  national  character  of  the  claim-  jje  j"^  «£ 
ant  is  immaterial.  He  has  violated  the  neutrality  of  w^wL^iU" 
this  country,  and  cannot  shelter  himself  under  his  r^ViSse?^ 

•     .  i  •         *i       •  i  have  been    e- 

commission,  or  his  allegiance,  however  unques-  quipped,  or  by 
tionable  his  right,  individual  or  national,  would  comn»«sione<t 
have  been  otherwise.  But  can  a  citizen  of  this 
country,  who  has  violated  its  laws,  ever  be  recogni- 
sed in  our  Courts  as  a  legal  claimant  of  the  fruits  of 
his  own  wrong  ?  We  are  of  opinion  he  cannot,  and 
it  therefore  becomes  material  to  determine  what  is 
the  national  character  of  the  claimants,  under  the 
capture  made  by  the  Puyerredon. 

At  the  time  of  this  vessel's  first  sailing  from  Bal- 
timore, she  was  unquestionably   American  owned 
and  commanded.    During  the  time  of  her  cruising 
Vot.  VI.  21 


170  CASES  IN  THE  SUPREME  COURT 

1821.  under  the  name  of  the  Mangoree,  it  is  not  pretended 
£J^£J£  that  she  changed  owners.  The  legality  of  her  con- 
ComiDes,  duct  at  that  period  has  been  defended  altogether  on 
the  ground  of  her  taking  the  flag  of  Buenos  Ayres, 
being  commissioned  in  a  foreign  state,  and  her  com- 
mander, Barnes,  assuming  the  character  of  a  citi- 
zen of  the  power  that  had  commissioned  him.  It  is 
not  until  her  arrival  at  Buenos  Ayres,  in  1817,  that 
any  change  of  property  in  the  vessel  has  been  set  up 
in  proof.  At  that  time,  it  is  contended,  she  was  set 
up  at  auction,  and  changed  owners,  passing  into  the 
hands  of  a  Mr.  Higginbotbam,  a  citizen  of  the  United 
States,  married  and  domiciled  at  Buenos  Ayres. 

If  this  fact  had  been  satisfactorily  made  out  in  evi- 
dence, it  would  have  drawn  this  Court  into  the  con- 
sideration of  some  questions  of  great  nicety,  which 
have  never  yet  received  a  solemn  adjudication  in  this 
Court.  But  the  evidence  to  support  this  pretended 
change  of  property  is  so  wholly  unsatisfactory,  that 
the7 Court  rejects  it;  for,  the' ordinary  solemnities  of 
such  transfers  are  too  well  known,  to  admit  the  be- 
lief that  in  this  instance,  the  change  of  property, 
had  it  been  real,  would  not  have  been  effected  or 
commemorated  by  written  documents. 

■  This  Court,  then,  proceeds  upon  the  assumption 
that  the  Puyerredon  is  still,  in  reality,  American 
owned,  and  they  are  also  of  opinion,  that  she  must 
be  held  to  be  American  commanded  ;  since,  even  if 
the  doctrine  could  be  admitted,,  that  a  man's  alle- 
giance may  be  put  off  with  his  coat,  it  is  very  clear 
that  Mr.  Barnes9  citizenship  is  altogether  in  fraud  of 
the  laws  of  his  own  country.     His  family  has  never 


OF  THE  UNITED  STATES.  171 


been  removed  from  Baltimore,  and  his  home  has       i«2i. 
been  always  either  there,  or  upon  the  ocean.  ^T^CT? 

rn.  TheBello 

The  question  then  is,  whether  thus  circumstan-    Conunes. 
ced,  the  claim  in  behalf  of  the  owners  and  mariners 
of  the  Puyerredon,  can  be  sustained. 

We  are  decidedly  of  opinion  it  cannot. 

By  the  2d  section  of  the  14th  article  of  the  treaty 
with  Spain,  u  Citizens,  subjects  or  inhabitants9'  of 
the  United  States,  are  strictly  prohibited  from  ta- 
king "  any  commission  or  letter  of  marque,  for  arm- 
ing any  ship  or  vessel,  to  act  as  privateers  against 
the  subjects  of  his  Catholic  Majesty,  or  the  property 
of  any  of  them,  from  any  Prince  or  State  with 
which  the  said  King  shall  be  at  war."  And  it  is 
further  provided,  "  that  if  any  person  of  either  na- 
tion shall  take  such  commissions  or  letters  of  marque, 
he  shall  be  punished  as  a  pirate.9' 

Whatever  difficulties  there  may  exist  under  the 
free  institutions  of  this  country,  in  giving  full  effi- 
cacy to  the  provisions  of  this  treaty,  by  punishing 
such  aggressions  as  acts  of  piracy,  it  is  not  to  be 
questioned  that  they  are  prohibited  acts,  and  in- 
tended to  be  stamped  with  the  character  of  piracy ; 
and  to  permit  the  persons  engaged  in  the  open  pro- 
secution of  such  a  course  of  conduct,  to  appear,  and 
claim  of  this  Court,  the  prizes  they  have  seized, 
would  be  to  countenance  a  palpable  infraction  of  a 
rule  of  conduct,  declared  to  be  the  supreme  law  of 
the  land. 

Some  doubts  have  been  suggested  on  the  use  of 
the  words  "  State  at  war"  with  Spain.  This  Court 
would  not  readily  lean  to  favour  a  restricted  con- 


172  CASES  IN  THE  SUPREME  COURT 

i82i,       struct  ion  of  language,  as  applied  to  the  provisions  of 
K^~^Y     a  treaty*  which  always  combines  the  characteristics 

The  Belio  '"  y  .     .  ' 

Corronef *  of  a  contact,  as  well  as  a  law :  but  it  is  not  neces- 
sary to  examine  the  grounds  of  these  doubts,  as  ap- 
plied to  the  present  case ;  because  this  treaty  has 
been  enforced  by  the  provisions  of  the  act  of  Con- 
gress of  the  14th  June,  1797,  so  as  to  leave  no 
doubt  of  its  extension  to  the  case  of  cruising 
against  Spain,  under  a  commission  from  the  new 
states  formed  in  her  colonies. 

Citizens  of  the  United  States,  therefore,  present 
themselves  to  this  Court  to  demand  restitution  of  a 
prize  which  they  had  made  in  violation  .of  the  most 
solemn  stipulations  of  a  treaty,  and  provisions  of  a 
law  of  their  own  country,  and  of  which  they  have 
been  dispossessed  by  their  own  associates  in  guilt. 
Under  such  circumstances,  this  Court  cannot  hesi- 
tate to  reject  the  claim,  and  adjudge  the  property  to 
the  original  proprietors. 
ffliuuaptun!       r^Yls  v*ew  °^  t'ie  subject  obviates  the  necessity  of 
SStMtSSrSr  examining  the  reality  and  effect  of  the  alleged  res- 
!h?ero^ri"trof  em  on  behalf  of  the  original  owners,  with  a  view 

the  lawful  own-  .  .  r  ..  .  •hi 

hi  cannot  be  to  tlie  question  of  restitution :  but  it  still  becomes 

forfeited  for   1 

breach  of  im re.  necessary,  with  a  view  to  the  question  of  forfeiture, 

vi-nu.:  Jaws,  by  J  '  *  7 

™Stonwho  and  tlie  raerit  of  the  alleged  .salvors.  With  regard 
tuT  Pr?(Krty  to  the  former,  it  is  very  clear,  that  supposing  the 
i-aion'"1  rescue  to  have  been  real  and  compleat,  the  Spanish 
consul  ought  not  to  be  precluded  from  his  election, 
whether  to  put  his  claim  upon  the  ground,  that  the 
interest  of  those  whom  he  represents  was  never  le- 
gally devested,  or  that  it  was  afterwards  legally  re- 
covered •     In  the  one  case,  there  is  no  ground  for 


OF  THE  UNITED  STATES.  173 

affecting  it  with  the  forfeiture,  because  of  the  con-  1821. 
duct  of  the  crew  ;  and  in  the  other,  some  question  ^^Jj^ 
may  be  made,  how  far  the  property  was  affected  by  Corrunes. 
the  illegal  acts  of  those  who,  at  that  time,  held  in 
the  right  of  the  owners.  But  even  in  this  latter  view 
of  the  state  of  the  property,  we  are  of  opinion,  that 
the  forfeiture  was  not  incurred ;  since,  although  it 
be  supposed,  that  the  property  was  in  custody  of 
those  who  held  for  the  Spanish  owners,  it  was  not 
held  by  those  to  whom  the  Spanish  owners  had  en- 
trusted the  vessel  and  cargo.  And  this  is  the  only 
ground  upon  which  the  acts  of  the  ship's  company 
are  made  to  produce  forfeitures  of  the  interest  of 
shippers  or  ship  owners.  For,  besides  the  conside- 
rations drawn  from  the  great  predominance  of  the 
force  detached  from  the  privateer,  in  the  effort  to 
recapture,  the  few  men  of  her  own  crew,  were  gra- 
tuitous actors.  Their  contract  with  the  owners  had 
ceased,  and  they  assumed  the  character  of  voluntary 
agents,  whose  conduct  the  owners  might  or  might 
not  adopt,  according  to  their  own  views  or  interests.. 

As  to  the  claims  of  the  salvors,  it  may  be  remark-    The  right  <* 
ed,  that  maritime  Courts  always  approach  them  with  SMSEd*!?  ** 

...  ,     r  xr         •  ••  misconduct    of 

great  benignity  and  favour.  Yet,  in  proportion  to  thewivow. 
the  inclination  to  favour  where  there  is  merit,  is  the 
indignation  with  which  they  view  every  indication 
of  a  disposition  to  take  advantage  of  the  unfortunate. 
Spoliation,  and  even  gross  neglect,  may  forfeit  all 
the  pretensions  of  salvors  to  compensation. 

In  the  case  before  us,  it  is  not  too  much  to  pro* 
nounce  the  claim  of  those  of  the  crew  of  the  Puy- 


j 


174  CASES  IN  THE  SUPREME  COURT 

1821.  erredon  who  libel  for  salvage,  to  be  not  only  ground- 
^T^C*?  less  but  impudent ;  for,  besides  spoliation ,  smuggling, 
CorniDes.  and  the  grossest  irregularities,  it  is  perfectly  clear, 
from  the  pilot's  evidence,  that  they  run  the  vessel  on 
shore  purposely ., So,  that  whatever  may  have  been  the 
reality  of  their  benevolent  designs  towards  the  Spa- 
nish owners  originally,  their  subsequent  conduct  not 
only  casts  a  doubt  over  their  candour,  but  devests 
them  of  all  pretensions  to  compensation. 

Nor  do  the  five  Spaniards  who  composed  a  part 
of  the  crew  of  the  Bello  Corrunes,  at  the  time  she 
was  stranded,  and  who  were  not  of  the  capturing 
crew,  escape  being  involved  in  the  suspicions  which 
fasten  on  their  associates. 

It  is  a  melancholy  truth,  too  well  known  to  this 
Court,  that  the  instruments  used  in  the  predatory 
voyages  carried  on  under  the  colours  of  the  South 
American  States,  are  among  the  most  abandoned 
and  profligate  of  men.  Under  the  influence  of  strong 
interests  or  fears,  the  mind  of  man  too  often  yields, 
even  where  the  moral  sense  still  exerts  its  influence ; 
but  hold  out  to  one  of  these  practised  adventurers  in 
a  course  of  plunder,  the  hope  of  gain  on  the  one 
hand,  and  the  fear  of  imprisonment  for  piracy  on  the 
other,  and  what  are  the  chances  for  truth ! 

That  these  men  were  selected  from  the  Spanish 
crew  to  associate  with  those  of  the  capturing  vessel, 
is  a  circumstance  not  very  favourable  to  their  cha- 
racters and  conduct,  and  it  would  require  some  strong 
evidence  of  their  innocence  to  remove  from  them  the 
suspicion  of  a  volunta  association  with  the  '  ne- 
mies  of  their  King.    Joining  in,  or  even  setting  on 


OF  THE  UNITED  STATES.  175 

foot  or  promoting  the  recapture,  (facts  which  rest  uni. 
wholly  on  their  own  veracity,)  can  prove  very  little  ^C*£^ 
in  their  favour,  since  such  mutinies  are  become  every-  Comraes. 
day  occurrences  whenever  such  a  crew  find  them- 
selves in  possession  of  a  valuable  cargo.  Nor  will 
the  inference  in  their  favour  be  very  strong  from 
their  resorting  to  the  Consul  of  their  country,  since 
it  was  the  only  course  which  held  out  a  chance  of 
gain,  or  of  escape  from  the  imputation  both  of  piracy 
and  smuggling.  There  is  no  evidence  to  separate 
their  conduct  from  a  compleat  identification  with 
the  rest  of  the  crew,  except  what  is  obtained  from 
their  own  testimony.  Yet  it  is  suggested,  that  they 
may  still  make  their  innocence  and  merits  to  appear; 
and  as  the  parties  have  signified  their  consent  that 
the  case  may  be  opened  in  the  Court  below  as  to 
this  class  of  salvors,  the  case  will  be  remanded  to 
the  Circuit  Court,  for  further  proceedings,  so  far  as 
the  claim  for  salvage  is  concerned. 


*&v 


Decree  accordingly. 

Decree.  This  cause  came  on  to  be  heard  on 
the  transcript  of  the  record  of  the  Circuit  Court  for 
the  District  of  Rhode  Island,  and  was  argued  by 
counsel :  on  consideration  whereof,  it  is  ordered 
and  decreed,  that  the  Decree  of  the  said  Circuit 
Court  in  this  case  be,  and  the  same  is  hereby  affirm- 
ed, with  costs,  against  Barnes  and  others,  except  so 
far  as  relates  to  the  libel  for  salvage  of  Emanuel 
Rodriguez,  Emanuel  Josef,  Emanuel  Barbaras,  An- 


1821. 


Smith 


|76  CASES  IN  THE  SUPREME  COURT 

tonio  Josef,  and  Josef  Isnages,  who  formed  no  part 
of  the  crew  of  the  private  armed  brig  Puy  erred  on  ; 
and  as  to  so  much  of  the  said  Decree  as  relates  to 
uiin»iwc0  *fr*  sa^  libelants  Emanuel  Rodrigues  and  others, 
Company-  ^  is  further  decreed  and  ordered,  by  consent  of 
parties,  by  their  counsel,  that  the  Decree  of  the  said 
Circuit  Court  be,  and  the  same  is  hereby  reversed 
and  annulled.  And  it  is  further  ordered,  that  the 
said  cause  be  remanded  to  the  said  Circuit  Court  for 
farther  inquiry.  And  that  the  proceeds  of  the  said 
Beilo  Corrunes  and  cargo  lie  in  the  Registry  of  the 
said  Circuit  Court,  to  be  paid  over,  under  the  order 
of  that  Court,  to  the  Spanish  owners,  as  interest 
shall  be  made  to  appear* 


(fNSUJIAJfCE.) 


Smith  et  aL  v*  Universal  Insurance  Company. 


IV" In ' re,  id  a  policy  of  insurance,  a  technical  total  loss  is  asserted  as 
the  ground  of  recovery,  Lhc  loss  must  be  occasioned  by  the  imme- 
diate operation  of  some  of  the  perils  insured  against,  and  it  is  not 
sufficient  that  the  voyage  be  abandoned  for  fear  of  the  operation  of 
the  peri). 

The  insurers  do  not  undertake,  that  the  voyage  shall  be  performed 
without  delay,  or  that  the  perils  insured  against  shall  not  occur; 
they  undertake  only  for  losses  sustained  by  those  perils ;  and  if  any 
peril  docs  begin  to  act  upon  (he  subject,  yet  if  it  he  removed  before 
any  lo^s  lakes  place,  and  tlie  voyage  is  not  thereby  broken  up,  but 
is,  or  may  be,  resumed,  the  insured  cannot  abandon  for  a  total  loss. 

Insurance  on  munitions   of  war,  fa  Jen  on  board  a  neutral  vessel,  oo 


OP  THE  UNITED  STATES  177 

a  ttryage  from  New-York,  to  and  at  a  port  or  ports,  plaoe  or        i$gi. 
places,  in  the  Gulph  of  Mexico,  from  the  Balize  to  Campeacby,     \^-v-x*/ 
both  inclusive,  and  from  either  back  to  New-York,  &c.  with  a  me-        Smith 
morandvmi  that  the  insurers  should  be  free  from  any  loss  arising  «.     y':rerm 
from  illicit  or  prohibited  trade.    Tbe  goods  insured  were  prohibited  sal  Insurance 
from  being  imported  into  tbe  ports  of  New  Spain,  in  possession  of    Company, 
the  Royalists,  by  the  laws  of  Old  Spain,  but  were  permitted  to  be 
introduced  into  such  ports  as  were  in  possession  of  the  Insurgents. 
The  vessel  and  cargo  arrived  off  a  place  in  possession  of  tbe  patriot 
General  Mina,  and  the  master  made  an  agreement  to  sell  the  cargo 
to  him,  deliverable  from  time  to  time,  as  he  should  want  it,  at  St 
Ander.    But  before  the  cargo  could  be  delivered,  the  vessel  was 
chased  off  by  Spanish  armed  ships,  and  after  making  several  at- 
tempts to  return,  was  compelled  to  proceed  to  the  Balize  for  re- 
pairs ;  after  which  she  again  approached  the  coast,  but  found  it  still 
in  possession  of  the  Royalists,  General  Mina  having  retired  into 
the  interior*    Tbe  objects  of  the  voyage  being  thus  defeated,  the 
vessel  returned  to  New- York  with  the  original  cargo  on  board ; 
and  the  insured  then  abandoned  to  the  underwriters,  jiot  having 
before  had  information  of  the  breaking  up  of  the  voyage.    Held* 
that  the  insured  were  not  entitled  to  recover  as  for  a  total  loss  of 
the  voyage. 

Error  to  the  Circuit  Court  of  Maryland. 

This  was  an  action  of  covenant  on  a  policy  of  in- 
surance, underwritten  by  the  defendants  for  the  plain- 
tiffs, on  the  4th  of  February,  1817,  on  a  voyage  at 
and  from  New-York,  to  and  at  a  port  or  ports,  placet 
or  places,  in  the  Gulph  of  Mexico,  from  the  Balize 
to  Campeachy,  both  inclusive,  and  from  either  back 
to  New- York,  or  a  port  of  discharge  in  the  United 
States,  upon  all  kinds  of  lawful  goods  and  merchan- 
dises laden,  or  to  be  laden,  on  board  the  schooner 
Ellen  Tooker.  In  another  part  of  the  policy,  it  is 
stated  to  be  "  on  cargo,  consisting  chiefly  of  muni- 

Vot.  VI.  23 


178  CASES  IN  THE  SUPREME  COURT 

1821.      tions  of  war.'7    There  is  a  memorandum  also  in  the 

s^Tvf>/    policy,  whereby  the  underwriters  are  warranted  by 

v.         the  assured  free  from  any  charge,  damage,  or  loss, 

The  Univer-       ...  .  c  , 

6*1  insurance  which  may  arise  in  consequence  ot  a  seizure  or  de- 
Company,  tention  of  the  property  for  or  on  account  of  any  illi- 
cit or  prohibited  trade.  The  declaration  alleges, 
that  the  vessel,  with  the  cargo,  proceeded  on  the 
voyage,  and  asserts  as  a  loss  within  the  contract, 
that  while  on  the  voyage,  the  schooner,  with  her 
cargo,  was  restrained  and  detained  by  certain  per- 
sons acting  under  the  authority  of  the  King  of  Spaiq, 
whereby  the  goods  and  merchandises  became  wholly 
lost. 

The  material  facts,  as  they  appeared  on  the  trial* 
are  these — the  Ellen  Tooker  having  on  board  pro- 
perty of  the  plaintiff  of  a  greater  value  than  the  sum 
insured,  sailed  from  New- York,  on  the  voyage  in- 
sured, on  the  31st  of  January,  1817.  On  the  26th 
of  February  she  arrived  at  the  Balize,  where  the 
master  left  the  vessel  and  went  to  New-Orleans* 
and  having  obtained  information,  that  Nantla  and 
Talacuta  were  in  possession  of  the  Independents,  to 
which  places  American  vessels  might  proceed,  on  his 
return  to  the  Balize,  the  schooner  proceeded  for 
Nantla,  and  arrived  off  that  place  on  the  23d  of 
March,  and  found  it  in  possession  of  the  Royalists* 
The  schooner  then  proceeded  to  Talacuta,  and 
having  arrived  off  that  place,  a  boat  was  sent  ashore 
for  information,  the  crew  of  which  were  made  pri- 
soners. Concluding  from  this  occurrence,  that  the 
place  was  in  possession  of  the  Royalists,  the  schooner 
put  to  sea,  and  on  the  5th  of  April  fell  in  with  a  fleeft 


OF  THE  UNITED  STATES.  179 

ef  six  sail  under  the  command  of  General  Mina,  i8*i. 
with  troops  on  board,  bound  for  the  bar  of  St,  An-  v-^^*/ 
der.  The  master  having  had  communication  with  ?• 
General  Mina,  and  received  encouragement  from  8ai  insurance 
him  that  he  would  purchase  the  cargoa  the  schooner  ColDPany' 
kept  company  with  the  fleet,  and  arrived  off  the  bar 
of  St.  Ander  on  the  28th  of  April,  where  the 
schooner  came  to  anchor  in  the  open  sea,  the  en- 
trance being  too  shoal  to  permit  her  to  cross  the  bar. 
On  the  11th  of  May,  the  master  left  the  schooner 
and  went  up  the  river  to  Porto  La  Marina,  (where 
General  Mina  had  his  head  quarters,)  for  the  pur- 
pose of  selling  the  cargo,  which  he  accordingly  did, 
deliverable  to  General  Mina,  as  he  should  want  it, 
from  time  to  time,  at  St.  Ander,  the  whole  delivery 
to  be  completed  by  the  first  of  July.  On  the  18th 
of  May,  while  the  master  was  on  shore,  a  Spanish 
frigate  and  two  armed  schooners  of  the  Royalists 
hove  in  sight,  and  the  schooner  was  immediately 
gotten  under  way  for  the  purpose  of  escaping  them, 
and  after  four  hours  chase  effected  her  escape.  The 
schooner  made  several  attempts  to  return,  but  was 
prevented  by  Spanish  ships  hovering  about  the  place ; 
on  the  26th  of  May,  finding  the  coast  clear,  she  re* 
turned  to  St.  Ander,  which  was  still  in  possession  of 
the  Independents,  and  the  master  was  taken  on 
board.  The  foremast  of  the  schooner  being  found 
to  be  loose  in  the  step  and  injured,  and  the  crew  be- 
ing short  of  water,  the  schooner  proceeded  to  the 
mouth  of  the  Rio  Grande  for  water  and  to  examine 
the  foremast ;  and  there  the  heel  of  the  foremast  be- 
ing found  to  be  gone,  the  schooner  proceeded  to  the 


182  CASES  IN  THE  SUPREME  COURT 

i82h       Country  which  subjects  the  vessel  a  ad  cargo  to  con- 
^^T^    fiscation,  if  it  is  morally  certain  that  it  applies  to  the 
v*  vessel,  and  would  be  enforced.11     So,  if  the  port  of 

sal  insurance  destination  be  shut,  by  being  in  possession  of  an 
CompaDj.     eneniy^  or  by   interdiction  of  trade,  it  is  a  just  cause 
for  breaking  up  the  voyage-*     There  is  a  great  ap- 
parent discrepancy  in  the  English  authorities  as  to 
11  restraint  of  princes."     But  this  Court  has  settled 
the  import  and  meaning  of  the  term  in  the  case  of 
Qlivera  v.    The   Union  Insurance  Company S    But 
it  may  be  said  that  there  is  no  proof  that  the  block- 
ade existed,  at  the  time  of  the  abandonment*     To 
which  it  js  answered,  that  this  principle  does  not  ap- 
ply to  a  technical  total  loss  produced  by  blockade. 
In  the  case  of  an  embargo  or  capture,  the  voyage  is 
not  necessarily  broken  up;  it  is  merely  suspended  : 
but  in  that  of  a  blockade,  it  is  entirely  defeated,  and 
the  object  of  the  voyage  cannot  he  accomplished. 
Though  the  restraint  now  under  consideration,  is 
not  that  of  a  blockade,  yet  it  is  equivalent ;  since 
the  master  was  prevented  by  the  restraint  from  en- 
tering the  port  which  he  had  selected,  within  the  li- 
mits prescribed  by  the  policy*     A  reasonable  fear  of 
loss  by  capture,  seizure,  &c.  is  a  justifiable  cause  of 
deviation,  and  consequently  protects  against  all  los- 
ses arising  from  deviation.     In  the  case  of  Schmidt 

10  Johns,  Rep.   177.    Rhinclauder  v.  Ins.  Co.   of  Penney  I  v.  4 

Crunch,  29. 

a  Craig  v.  Unit  Ins.  Co,  G  Johns.  Rep.  226* 

b  1  Johns.  Rep.  260,  Per  Kent,  Ch.  J,  who  cites  1  Emtrifr 

Dm  Assur.  242. 

c  3  meat.  Rep.  183, 


OP  THE  UNITED  STATES.  183 

*.  United  Insurance  Company,  it  is  said  to  be  u  suf-       1021. 
ficient  to  justify  the  master's  conduct  in  cases  of  this 
kind,  if  he  have  good  reason  to  apprehend  that  a  cap- 


Smith 

y. 

ture  will  be  the  consequence  of  going  on."*  sal  inramce 


Company. 


Mr.  Pinkney,  and  Mr.  D.  B.  Ogden,  contra,  ar- 
gued, that  in  order  to  establish  a  technical  total  loss 
in  this  case,  the  insured  must  show  a  restraint, 
within  the  policy  and  declaration ;  and  that  it  ac- 
tually produced  the  breaking  up  of  the  voyage.  The 
onus  probandi  is  on  the  plaintiffs,  and  they  must 
trace  the  supposed  consequences  of  the  peril  home  to 
its  efficient  cause.  The  insurance  was  on  munitions, 
contraband  of  war ;  but  the  memorandum  that  the 
underwriters  were  not  to  be  liable  for  a  loss  by  illicit- 
trade,  secured  them  against  any  loss  by  mere  muni- 
cipal regulations.  They  have  nothing  to  do  with  aft 
internal  conflict,  by  which  the  port  may  change  mas- 
ters. The  declaration  alleges  a  loss  by  restraint  of 
princes.  But  this  restraint  must  be  the  direct  and 
immediate  agent  in  breaking  up  the  voyage  ;  as  in 
an  embargo,  or  blockade,  which  being  removed, 
the  peril  instantly  ceases.  Here  the  restraint  was 
not  only  not  the  efficient  cause  of  the  loss,  but  it  arose 
out  of  illicit  traffic.  This  part  of  the  coast  of  Mexico 
did  not  cease  to  be  subject  to  the  colonial  code  of 
Spain,  by  the  temporary  possession  of  the  insurgents. 
The  vessel  attempted  to  escape,  not  merely  from  the 

a  Per  Livingston,  J.  1  Johns.  Rep.  262.  and  Target.  Ponde- 
raz.  e.  59.  «91.  Casaregi*,  Disc.  83.  No.  84,  cited  by  him- 
See  also  1  Emerig.  des  Assur.  509. 


184  CASES  IN  THE  SUPREME  COURT 

1821.       ordinary  peril  of  capture  in  war,  but  from  that  com- 

s,frv^'    bioed  with  the  local  prohibition.     It  was  a  loss  from 

v.         a  fear,  which  had  it  been  realized,  would  not  have 

ma  Insurance  made  the  underwriters  liable.     All  the  quia  timet 

Company.    cases^  are  cases  where  they  would  be  so  liable.  The 

attempt  is  to  make  the  underwriters  find  a  lawful 

market;  whereas  the  insured  stipulates  to  take  that 

upon  himself  by  his  warranty.     Even  if  the  market 

were  lawful  for  a  time,  its  ceasing  to  be  so  is  not  at 

the  risk  of  the  underwriters.     So  that  the  insured 

have  broken  up  the  voyage  for  a  technical  total  loss, 

arising  from  perils  not  insured  against. 

February  2m.  Mr.  Justice  Story  delivered  the  opinion  of  the 
Court,  and,  after  stating  the  facts,  proceeded  as 
follows : 

Upon  these  facts,  the  Circuit  Court  directed  the 
jury  that  the  plaintiffs  were  not  entitled  to  recover ; 
and  the  propriety  of  this  direction  is  the  question 
before  us  upon  this  writ  of  error. 

Two  points  have  been  argued  at  the  bar :  1.  That 
there  was  no  actual  restraint  of  persons  acting  under 
the  authority  of  Spain,  whereby  the  voyage  was  de- 
feated. 2.  That  if  a  technical  total  loss  took  place, 
by  the  loss  of  the  voyage,  it  was  a  loss  occasioned  by 
engaging  in  an  illicit  and  prohibited  trade,  for  which, 
by  the  memorandum  in  the  policy,  the  underwriters 
are  not  liable. 

The  declaration  and  the  abandonment,  both  tie  up 
the  case  to  a  total  loss  of  the  voyage,  by  the  restraint 
of  Spanish  authorities.  If  this  case  be  not  made  out 
in  proof,  there  is  an  end  of  the  controversy. 


OF  THE  UNITED  STATES,  185 

In  cases  of  this  sort,  where  a  technical  total  loss  is  mi. 
asserted  as  a  ground  of  recovery,  it  is  not  sufficient 
that  the  voyage  has  been  entirely  frustrated  and  lost ; 
but  the  loss  must  be  occasioned  by  some  peril  ac-  taiinraram 
tually  insured  against.  The  peril  must  act  directly,  ^""P*"*' 
and  not  circuitously,  upon  the  subject  of  the  insu*  ySrSioSi 
ranee.  It  must  be  an  immediate  peril,  and  the  loss  mQ^ebeV<3^ 
the  proper  consequence  of  it ;  and  it  is  not  sufficient  &££**£  <%Z 
that  the  voyage  be  abandoned,  for  fear  of  the  ope*  fau^agauut 
ration  of  the  peril. 

The  plaintiffs  rely  upon  the  fact,  of  the  EHen 
Tooker's  being  chased  away  from  St.  Ander,  and 
being  prevented  for  several  days  from  returning  to 
that  place  by  the  presence  of  Spanish  armed  ships, 
as  decisive  proof  of  actual  restraint.  But  the  voyage 
was  delayed  only,  and  not  broken  up  by  this  occur* 
rence,  for  the  vessel  afterwards  returned  in  safety  to 
St.  Ander.    The  insurers  do  not  undertake   that    if  a  peril  be- 

rina  to  act  upon 

the  voyage  shall  be  performed  without  delay,  or  that  ^tgfg2JlrS 
the  perils  insured  against  shall  not  occur ;  they  un-  %k£  "JuS! 
dertake  only  for  losses  sustained  by  those  perils ;  ST^tSS? 
and  if  any  peril  does  act  upon  the  subject,  yet  if  it  »  "J*&  *» 
be  removed  before  any  loss  takes  place,  and  the  voy-  JEJJS^ff* 
age  be  not  thereby  broken  up,  but  is,  or  may  be  re-  totel  kM9> 
sumed,  the  insured  cannot  abandoft  for  a  total  loss. 
If  a  vessel  be  captured  during  a  voyage,  and  after* 
wards  be  recaptured,  and  performs,  or  may  perform 
it,  there  can  be  no  abandonment  after  the  recapture, 
for  a  technical  total  loss.    In  the  present  case,  the 
vessel  actually  did  resume  her  voyage  after  the  re- 
straint ceased ;  and  there  is  no  evidence  to  show  that 
any  object  of  the  voyage  was  defeated  by  this  tern* 

Vol.  VI.  24 


186  CASES  IN  THE  SUPREME  COURT 

1821.       porary  restraint  and  delay  to  avoid'  capture.    Then, 
s^*v*w    what  was  the  real  cause  of  the  final  destruction  of 
SB^h       the  voyage  ?  It  was,  that  St.  Ander,  which  but  for. 
.Til^r^e  a  short  time  was  in  the  possession  of  the  troops  of 
Company.     cenerai  Mina,  was,  in  transitu,  again  occupied  by 
the  royalists,  and  the  colonial  Government  resumed 
its  functions.    A  trade  was  inhibited  with  that  place, 
by  the  ordinary  colonial  laws  of  Spain ;  and  the 
voyage  itself,  in  which  the  Ellen  Tooker  was  en- 
gaged, placed  her,  and  her  cargo  also,  in  the  cha- 
racter of  an  enemy.     It  was  clear,  therefore,  that  a 
proceeding  into  St.  Ander,  would  have  subjected 
the  Ellen  Tooker  to  confiscation  for  a  double  cause ; 
for  breach  of  the  ordinary  laws  of  trade,  and  for  a 
violation  of  neutral  duties.    The  voyage  then  was 
broken  up  from  fear  of  loss,  by  reason  of  the  seizure 
and  confiscation  of  the  property.     It  was  abandoned 
by  the  master  quia  timebat,  and  not  because  there 
was  any  actual  direct  restraint,  which  prevented  the 
vessel  from  proceeding  to  the  port  of  destination.  The 
case,  therefore,  falls  directly  within  the  authority  of 
Thecaseiof  the  cases  of  Hadkinsonv.  Robinson,  3  Bos.  and 
no*n«m,3Bu.  Pull.  388.  and  Lubbock  v.  Rowcroft,  5  Esp.  R.  50. 

and  PulL  388. 

and  L*»ock  ▼.  which  have  never  been  shaken.  In  the  former  case, 
iwgoodiSr50,  Lord  Alvanley  said,  "  any  loss  which  necessarily 
arises  from  capture  or  detention  of  princes,  is  a  loss 
within  the  policy ;  but  here  the  Captain,  learning 
that  if  he  entered  the  port  of  destination,  the  vessel 
would  be  liable  to  confiscation,  avoided  that  port, 
whereby  the  object  of  the  voyage  is  defeated.  This 
does  not  operate  to  the  total  destruction  of  the 
thing  insured."  There  are  precisely  the  same  circum- 


<    OF  THE  UNITED  STATES.  187 

stances  in  the  case  now  at  bar.     The  underwriter       i82i. 
does  not  warrant  that  the  vessel  shall  have  a  right  to  ^f^£^tt 
trade  at  the  port  of  destination ;  but  only  that  not-    Edwards. 
withstanding  the  perils  insured  against,  the  vessel 
shall  proceed   to     such    port.      If  the  plaintiffs, 
in  the  events  which  have  occurred,  were  entitled  to 
abandon  and  recover,  as  for  a  technical  total  loss, 
they  would  have  been  entitled  to  abandon  for  the 
same  cause  at  the  time  of  the  vessel's  sailing  from 
New- York  on  the  voyage  ;   for  St.  Ander  was  at 
that  time  just  as  much  shut  against  the  vessel,  and 
she  was  just  as  liable  to  confiscation  for  illegal  traf- 
fic with  that  place,  as  she  was  at  the  time  the  voy- 
age was  broken  up. 

It  is  the  unanimous  opinion  of  the  Court,  that  the 
judgment  of  the  Circuit  Court  be  affirmed,  with 
costs. 


(Instance  Court.) 

The  Robert  Edwards.    Savage,  Claimant. 

A  question  of  fact,  under  the  46th  section  of  the  Collection  Law  of 
the  2d  March,  1799,  o.  128.  exempting  from  duty  the  wearing  ap- 
parel, and  other  personal  baggage,  of  persons  arriving  in  the  United 
States. 

Where  the  re*  gesta,  in  a  revenue  cause,  are  incapable  of  explana- 
tion consistently  with  the  innocence  of  the  party,  condemnation 
follows,  although  there  be  no  positive  testimony  of  the  offence  hav- 
ing been  committed.  Circumstances  are  sometimes  more  convin- 
cing than  the  most  positive  evidence. 


188 

1821. 

The  K'jbcrt 
Edwards. 


CASES  IN  THE  SUPREME  COURT 

Although  a  mere  intention  to  erade  the  payment  of  duties  be  not,  per 
«,  a  cause  of  forfeiture,  yet  when  a  question  arises  whether  an  act 
ha*  been  committed  which  draws  after  it  that  consequence,  such  in- 
tention will  justify  the  Court  in  not  putting  on  the  conduct  of  the 
party,  in  respect  to  ihe  act  in  question,  an  interpretation  as  faTour- 
able  as  under  other  circumstances  it  would  be  disposed  to  do. 


Appeal  from  the  Circuit  Court  of  South  Caro- 
lina. 
February  im.      This  cause  was  argued  by  Mr,    Winder  and  Mr. 
Raymond,  for  the  appellant  and  claimant,  and  by  the 
Attorney-  General  for  the  United  States. 

February 2&/*.      Mr.  Justice  Livingston  delivered  the  opinion  of 
the  Court, 

This  is  a  libel  for  an  alleged  forfeiture  under  the 
46th  section  of  the  Collection  Law,  passed  the  se- 
cond of  March,  1799. 

This  section  exempts  from  duty  the  wearing  ap- 
parel, and  other  personal  baggage,  of  those  persons 
who  arrive  in  the  United  States ;  and  to  ascertain 
what  articles  are  to  be  exempted,  it  is  directed  that 
due  entry  thereof,  as  of  other  goods,  but  separate, 
and  distinct  therefrom,  shall  be  made  with  the  Col- 
leetor>  by  the  owner  or  his  agent,  verified  by  oath, 
stating,    among   other  things,   that    the  packages 
mentioned  in  such  entry,  contain  no  goods  whatever, 
except  the  wearing  apparel  and  other  personal  bag- 
gage of  the  person  to  whom  they  belong.     And  it  is 
provided,  ih;it  whenever  any  articles  subject  to  duty, 
shall  be  found  among  such  baggage,  which  shall  not 
be  mentioned  to  the  Collector  at  the  time  such  entry 
is  made,  they  shall  be  forfeited,  and  the  person  in 


OP  THE  UNITED  STATES.  18& 

whose  baggage  they  shall  be  found,  shall,  moreover, .     18*1. 
forfeit  and  pay  treble  the  value  of  such  articles.  J^T^l 

rriL  _,       ,         The  Robert 

These  proceedings  commenced   in  the  District    Edwards. 
Court  of  the  district  of  South  Carolina,  and  after 
sentences  of  condemnation  in  that  Court,  and  in  the 
Circuit  Court  of  the  United  States  for  that  district, 
the  claimant  has  appealed  to  this  Court. 

The  only  question  we  have  to  decide,  is,  whether 
the  goods  libelled,  and  which  are  admitted  to  be  sub- 
ject to  duty,  were  entered  as  baggage  or  not.  If  they 
were,  they  must  be  condemned  ;  if  not,  the  claimant 
is  entitled  to  restitution. 

The  claimant  insists  that  the  trunks  seized  were 
not  included  in  her  baggage  entry,  and  that  no  act  of 
her's,  prior  or  subsequent  to  the  entry,  shows  that  it 
was  her  intention  to  cover  them  by  it.  Her  baggage 
entry  comprised  "  seven  trunks  wearing  apparel, 
sundry  band-boxes  and  bedding,  for  Mrs.  Savage  and 
family,  passengers  in  the  ship  Robert  Edwards.** 
Under  this  entry,  and  a  permit  given  in  conformity 
with  it,  the  claimant  took  away  several  trunks  and 
band  boxes,  the  contents  of  some  of  which  do  not 
appear,  but  she  alleges  that  they  contained  only 
baggage,  and  no  dutiable  article,  and  that  she  never 
demanded  the  trunks  in  question  as  part  of  those 
mentioned  in  the  entry  of  her  baggage.  Some  re- 
liance is  also  plaeed  on  the  fact,  that  before  any  sei- 
zure, these  trunks  were  regularly  entered  by  the 
master,  and  the  duties  on  them  secured,  or  paid. 
Whether  they  were  thus  entered  or  not,  can  have 
no  influence  on  the  present  question,  which  is  con- 
fined to  the  single  inquiry,  whether  they  had  pre- 


190 


CASES  IN  THE  SUPREME  COURT 


1321- 

The  Robert 
Edward  b  p 


vious  to  such  act  on  the  part  of  the  master,  been  en- 
tered by  the  owner  as  part  of  her  baggage.  For,  no 
act  of  the  master,  subsequent  to  such  entry,  could 
relieve  them  from  the  forfeiture  which  in  that  case 
had  previously  attached. 

It  will  be  sufficient   to  advert  to   a  few  of  the 
prominent  facts,  to  ascertain  the  real  character  of 
this  transaction.  The  Court  has  been  reminded  that 
it  ought   not,  without   the   most    satisfactory   and 
positive  proof,  in  a   case  so  highly  penal,  to  decide 
that  a  violation  of  law  has  been  committed.     Al- 
though such  proof  may  generally  be  desirable,  we 
are  not  to  shut  our  eyes  on  circumstances  which 
sometimes  carry   with  them  a  conviction  which  the 
most  positive  testimony  will  sometimes  fail  to  pro- 
duce.    And  if  such  circumstances  cannot  well  con- 
sist with  the  innocence  of  the  party,  and  arise  out  of 
her  own  conduct,  and  remain  unexplained,  she  can- 
not complain  if  she  he  the  victim  of  them.     No  ex- 
traordinary prudence  or  circumspection  on  the  part 
of  the  claimant,  was  necessary  to  have  avoided  the 
unpleasant  predicament  in  which  she  is  placed.     If 
she  had  brought  these  goods  on  board  in  London,  as 
cargo;  if  she  had  paid  freight  for  them  as  such ;  if 
she  had  desired  them  to  be  placed  on  the  manifest  of 
the  cargo,   which  she  was  most  probably  apprised 
was  necessary  \  if,  when  she  entered  her  other  mer- 
chandise imported  in  the  same  vessel,  she  had  also 
entered  these :  if,  after  making  her  baggage  entry, 
she   had   distinguished   or   informed    the  inspector 
which  of  the  trunks  contained  her  baggage,   and 
which    were   filled    with  merchandise,  the  whole 


OF  THE  UNITED  STATES.  191 

of  the  present  difficulty  would  have  been  avoided.  1821. 
The  claimant  neglecting  to  take  any  one  of  these  £f^T^t 
precautions,  which  could  not  have  been  the  effect  of  Edwards. 
ignorance,  as  it  appears  she  is  occasionally  engaged 
in  the  importation  of  goods  in  the  line  of  her  busi- 
ness, leads,  irresistibly,  to  the  conclusion,  that  she 
intended  to  land  these  trunks  without  the  payment 
of  duties,  and  that  this  end  was  to  be  effected  under 
the  disguise  of  entering  them  as  baggage  and  wear- 
ing apparel.  Although  a  mere  intention  to  evade 
such  payment  be  no  cause  of  forfeiture,  yet  when  a 
question  arises,  whether  an  act  has  been  committed 
which  draws  after  it  this  consequence,  such  inten- 
tion will  assist  in  dispelling  some  of  the  doubts  in 
which  the  act  itself  might  otherwise  be  involved,  and 
will  justify  a  Court  in  not  putting  on  the  conduct  of 
the  party,  in  relation  to  the  act  in  question,  an  inter- 
pretation as  favourable  as  under  other  circumstances 
it  would  feel  disposed  to  do.  Thus,  in  the  case  be- 
fore us,  the  claimant  wishes  us  to  believe,  that  the 
seven  trunks  of  wearing  apparel,  and  the  band-boxes 
which  were  included  in  her  baggage  entry,  were  all 
of  them  actually  landed  under  her  permit ;  and  that, 
therefore,  the  five  trunks  which  remained  on  board, 
and  were  seised  as  composing  part  of  her  baggage 
entry,  were  not  comprised  in  it.  But  is  this  made 
out  with  any  reasonable  certainty  ?  On  the  contra- 
ry, is  there  any  evidence  whatever  on  which  we  can 
come  to  a  satisfactory  conclusion,  that  seven  trunks, 
which  was  the  number  entered  by  her  as  baggage, 
were  actually  landed  before  the  seizure.    What  the 


192  CASES  UFTHE  SUPREME  COURT 

i*2i.  claimant  herself  considered  as  band-boxes,  and  ac- 
ThTRrt^rt  tua"y  represented  as  such  to  the  inspector,  she  now 
iMwards.  desires  may  be  converted  into  trunks.  Unless  this 
can  be  done,  which  would  be  to  disbelieve  the  whole 
evidence  in  the  cause,  there  is  no  pretence  for  saying, 
that  all  the  trunks  entered  by  her  as  baggage  had 
been  landed.  The  marks  on  the  trunks  do  not  fur- 
nish even  a  presumption  in  her  favour,  for  on  those 
landed,  and  on  those  seised,  we  find  the  same  in- 
scription, that  is,  '-  Mrs.  Savage's  baggage,  apparel, 
and  haberdashery?*  In  this  uncertainty  and  confu- 
sion, which  is  the  result  of  her  own  irregular  con- 
duct, and  which  it  was  her  business,  and  not  that 
of  the  Court,  to  remove,  she  has  exposed  her  case  to 
very  unfavourable  inferences.  One  of  the  trunks  land- 
ed was  em  pty ,  or  contained  only  a  few  books  and  loose 
papers ;  and  yet  it  appears,  by  a  cocket  produced 
before  the  Circuit  Court,  that  this  very  trunk,  when 
taken  hoard,  was  valued  in  London  at  115  pounds 
sterling.  What  became  of  the  goods  which  it  then 
contained,  is  left  without  explanation.  This  forms 
a  part  of  the  res  gesta,  and  is  a  circumstance,  if  not 
of  strong  suspicion,  at  any  rate  but  little  calculated 
to  evince  the  integrity  of  the  transaction. 

Without,  therefore,  entering  into  a  more  minute  de- 
tail of  the  circumstances  of  this  case,  the  Court  is 
well  satisfied,  from  the  whole  of  the  evidence,  not- 
withstanding some  little  obscurity  in  which  it  is  in- 
volved, that  the  trunks  in  question  formed  a  part  of 
the  baggage  entry  of  the  claimant,  and,  therefore, 
affirm  the  sentence  of  the  Circuit  Court,  with  costs. 


r 


OF  THE  UNITED  STATES 


(Prize.)  TheNueva 

Anna,  and 

The  Noeva  Anna  and  Likbre.     The  Spanish        Liebre' 
Consul,  Claimant. 

This  Court  does  net  recognise  the  existence  of  any  lawful  Court  of 
Prize  at  Galreztown,  nor  of  any  Mexican  republic  or  state,  with 
power  to  authorize  captures  in  war. 

Appeal  from  the  District  Court  of  Louisiana. 

These  were  the  cases  of  the  cargoes  of  two  Spa- 
nish ships,  captured  and  condemned  by  a  pretended 
Court  of  Admiralty  at  Galveztown,  constituted  by 
Commodore  Aury,  under  the  alleged  authority  of 
the  Mexican  republic.  The  goods  were,  after  this 
condemnation,  brought  into  the  port  of  New-Or- 
leans, and  there  libelled  by  the  original  Spanish 
owners  in  the  District  Court.  That  Court  decreed 
restitution  to  the  original  owners,  and  the  captors  ap- 
pealed to  this  Court. 

This  cause  was  argued  by  Mr.  Hopkinson  for  February  &tk. 
the  respondents  and  libellants,  no  counsel  appearing 
for  the  appellant  and  captors. 

The  Court  stated,  that  it  did  not  recognise  the 
existence  of  any  Court  of  Admiralty  sitting  at  Gal- 
veztown, with  authority  to  adjudicate  on  captures, 
nor  had  the  Government  of  the  United  States  hither- 
to acknowledged  the  existence  of  any  Mexican  re- 
public or  state  at  war  with  Spain  ;  so  that  the  Court 
could  not  consider  as  legal,  any  acts  done  tinder  the 

Vol,  VI.  %h 


194  CASES  IN  THE  SUPREME  COURT 

18M.       flag  and  commission  of  such  republic  or  state.     But, 
%^v-^'    as  the  record,  in  this  case,  stated  the  capture  to  have 
lector. "    been^made  uuder  the  flag  of  Buenos  Ayres,  it  be- 
came necessary  to  send  back  the  case,  in  order  to 
ascertain  under  what  authority  it  was  in  fact  made. 

Sentence  reversed,  and  cause  remanded  for  far- 
ther proceedings. 


(Instance  Court.) 

The  Collector.     WUmot,  Claimant. 

In  all  proceedings  in  rem,  on  an  appeal,  the  property  follows  the 
cause  into  the  Circuit  Court,  and  is  subject  to  the  disposition  of 
that  Court.  But  it  does  not  follow  the  cause  into  the  Supreme 
Court,  on  an  appeal  to  that  Court. 

After  an  appeal  from  the,  District  to  the  Circuit  Court,  the  former 
Court  can  make  no  order  respecting  the  property,  whether  it  baa 
been  sold,  and  the  proceeds  paid  into  Court,  or  whether  it  remains 
specifically,  or  its  proceeds  remain,  in  the  hands  of  the  Masshai. 

It  is  a  great  irregularity  for  the  Marshal  to  keep  the  property  or  the 
proceeds  thereof  in  his  own  hands,  or  to  distribute  the  same  among 
the  parties  entitled,  without  a  special  order  from  the  Court;  bat 
such  an  irregularity  may  be  cured  by  the  assent  and  ratification 
of  all  the  parties  interested,  if  there  be  no  mala  fidet. 

Appeal  from  the  Circuit  Court  of  Maryland. 
The  facts  of  this  case  were  as  follow  : 
In  the  year  1807,  the  schooner  Collector  and  car- 
go were  libelled  in  the  District  Court  of  the  district 
of  Maryland,  as  forfeited  under  the  act  of  Congress, 


OF  THE  UNITED  STATES.  195 

prohibiting    commercial    intercourse    with  certain      mi. 
ports  of  St.  Domingo.  v--r>^w 

John  Wilmot,  the  present  petitioner  and  libellant,      lector. 
and  the  house  of  Tagart  &  Caldwell,  claimed  the 
whole  property. 

Pending  the  proceedings  in  the  District  Court,  the 
vessel  and  cargo  were  sold  under  an  order  to  "  bring 
in  the  proceeds,  subject  to  the  future  disposition 
thereof."  The  money,  notwithstanding  this  order, 
was  never  paid  to  the  clerk,  nor  was  it  ever  depo- 
sited by  him  in  any  Court,  and  the  Court  never  af- 
terwards made  any  order  respecting  it. 

The  property  was  condemned  in  the  District,  and 
Circuit  Courts,  which  latter  decree  was  reversed  by 
the  Supreme  Court,  in  the  Term  of  February,  1809 
and  the  property  libelled  ordered  to  be  restored. 
The  mandate  of  the  Supreme  Court  was  filed  be- 
low, the  1 1th  of  May  following.  The  present  libel 
and  petition  was  filed  in  the  District  Court,  the  8th 
of  June,  1816,  when  a  decree  passed  dismissing  the 
same,  which  was  afterwards  affirmed  by  the  Circuit 
Court,  from  whose  sentence  this  appeal  was  taken. 

The  object  of  the  present  appeal  was  to  obtain 
the  benefit  of  the  decree  of  the  Supreme  Court,  that 
is,  restitution  of  the  property,  according  to  the  rights 
of  the  respective  claimants  ;  the  appellant  insisting 
on  one  half  of  the  proceeds  of  vessel  and  cargo,  as 
joint  owner,  and  also  upon  a  lien  on  the  other  half 
as  ship's  husband,  for  advances  made  beyond  his  pro* 
portion  of  the  outfits  of  the  voyage,  as  well  as  foi: 
expenses  in  defending  the  vessel  and  cargo  against 
the  information  which  had  been  filed  against  them, 


mmm 


196  L'ASES  IN  THE  SUPREME  COURT 

J8ffi^  and  for  this  purpose  prayed  that  the  Marshal  might 
Tbe  a*.  he  ordered  to  bring  in  the  proceeds,  according  to  the 
Wr.  interlocutory  decree,  and  that  the  same  might  be 
restored,  pursuant  to  the  decree  of  the  Supreme 
Court,  preserving  to  the  parties  their  respective 
rights,  liens,  kc.  concluding  with  a  general  prayer 
for  relief. 

From  tire  petition  of  the  appellant,  the  answer  of 
the  Marshal,  and  the  proofs  in  the  cause,  it  appeared, 
that  the  Marshal,  although  he  sold  the  schooner  and 
her  cargo,  did  not,  in  fact,  bring  the  money  into 
Court.  That  for  the  moiety  of  the  proceeds  belong- 
ing to  Tagart  &  Caldwell,  an  order  was  given  by 
then,  in  favour  of  Vaa  Wyck  &  Dorsey,  as  early  a* 
March,  1807,  in  consequence  of  which  order  Van 

a  andJWy,  who  sold  the  property  at  auction, 
uuder  the  Marshal's  directions,  were  permitted  to  re- 
tain the  pan  belonging  to  Tagart  &  Caldwell,  upon 
an  understanding  to  keep  it,  if  the  vessel  and  cargo 
were  acqumed,  but  to  return  it  in  case  of  a  different 
issue.  That  the  other  moiety  of  the  proceeds  was 
paid  on  the  6th  of  April,  1H09,  which  was  pre- 
vious to  the  filing  of  the  mandate  in  rhe  Court 

below,    by   the   Marshal,     to    the    present    appel- 
lant   aS   appears   hy  h.s  ^.^  Qf  (j]a(  IT^ 

which  expresses  the  sum  therein  mentioned,  to  be 
for  hls  one  half  of  the  net  proceeds  of  the  sale  of  the 
schooner  Collector  and  cargo.     The  Marshal  died 
pendmg   the  proceedings,   and  they   were  revived 
agaiust  his  executors, 

**-.  m      M,  Mm*  for  the  appellant  and    claimant, 


OP  THE  UNITED  STATES.  197 

(1 .)  stated,  that  this  was  not  a  motion  in  the  Court  be-  1821. 
low,  for  a  rule  against  the  Marsha),  to  lay  the  foun-  ^^^ 
dation  for  an  attachment,  but  a  proceeding  in  the  ketor-  j 
nature  of  an  original  libel,  to  give  effect  to  the  sen- 
tence of  this  Court,  as  another  Court  of  Admiralty, 
in  the  former  cause.  That  the  District  Court  has 
jurisdiction  to  sustain  such  a  libel  or  petition,  found- 
ed upon  the  sentences  of  foreign  Courts,  and  a  far* 
tiori  of  our  own,  appears  by  numerous  authorities/ 
The  mandate  from  this  Court  was  properly  filed  in 
the  District  Court,  because  if  the  proceeds  were  to 
be  considered  as  in  Court  at  all,  they  were  in  that 
Court.  They  remained  in  that  Court,  notwithstand- 
ing the  appeal,  and  it  was,  therefore,  the  proper  tri- 
bunal to  execute  the  decree  of  restitution.  Accord- 
ing to  the  English  practice  in  proceedings  in  rem, 
the  thing  in  controversy  does  not  follow  the  suit  into 
the  Court  of  Appeals,  but  remains  in  that  where  the 
proceeding  was  originally  commenced.6  This  is 
also  the  law  of  our  own  country/  The  ground  of 
complaint  here  is,  that  the  proceeds  have  not  been 
brought  into  the  registry,  in  pursuance  of  the  inter- 
locutory decree  of  the  District  Court,  which  is  the 
only  tribunal  competent  to  vindicate  its  own  decrees. 
The  Circuit  Court  has  no  original  jurisdiction  in 

a  PeBballoir  v.  Doane,  3  Dall.  54.  97.  118.  Jennings  v. 
Canon,  2  Cranch,  21.  Livingston  v.  M'Kenzie,  3  Term  Rep* 
323.  Not*.  Smart  v.  Wolff,  3  Term  Rep.  329.  2  Bro.  Civ. 
and  Adm.  Law,  120.  7  Vez.  jun.  593.  Camden  v.  Home, 
4  Term  Rep.  385.  395. 

b  2  Bro.  dv.  and  Adm.  Law,  405. 

c  Jennings  v.  Carson,  2  Cranehf  21. 


198  CASES  IN  THE  SUPREME  COURT 

1821.  Admiralty  and  Maritime  cases,  and  cannot  redress  a 
^£v2d-  violation  of  the  orders  of  the  District  Court.  The 
Uctor.  object  of  the  present  application,  is  not  merely  to 
compel  the  payment  of  the  proceeds  into  Court,  but 
to  obtain  payment  of  money  out  of  Court,  which  re- 
quires the  solemnity  of  a  petition  analogous  to  the 
proceedings  in  Chancery  in  a  similar  case.  Lord 
Eldon  would  never  suffer  money  to  be  paid  out  of 
Court  on  motion,  but  put  the  party  to  his  .petition, 
stating  his  rights,  which  would  thus  appear  on  the 
records  of  the  Court  at  any  distance  of  time ;  and 
this  practice  was  approved  and  adopted  by  Lord 
Erskine."  (2.)  The  claimant  insists  upon  his  lien 
as  part  owner  and  ship's  husband,  on  the  voyage  in 
which  she  was  seised,  for  advances  made  by  him,  be- 
sides his  absolute  right  in  one  moiety/  It  is  an  in- 
controvertible principle,  that  where  property  is  taken 
out  of  the  hands  of  a  party,  in  invitum,  and  by  legal 
process,  the  law  will  retain  all  his  liens,'  and  return 
it  to  him,  still  subject  to  them,  as  before/  It  is  true, 
that  a  person  holding  a  dormant  title,  who  stands  by 
1  and  witnesses  a  sale  to  another,  is  guilty  of  fraud  ; 
but  if  this  lien  be  an  equity  raised  by  law,  and  not  by 
the  act  of  the  parties,  it  requires  no  notice.  The 
receipt  of  part  out  of  the  registry  of  a  Court  of 
Admiralty,  is  no  bar  or  prejudice  to  the  residue  of 
the  claim,  but  the  party  may  afterwards  file  his  libel, 
and  have  a  monition  for  the  further  sum  due/    The 

a  3  Fez.  jun.  393. 

b  Abbott  on  Shipp.  1 14.  Story's  ed. 

c  Wilson  v.  Kymer,  1  Maul.  *  Selw.  157.  163. 

d  Bymer  v.  Atkyns,  \  H.  Bl.  167. 


OF  THE  UNITED  STATES.  199 

Marshal  has  not  done  bis  duty  under  the  interlocu-       mi. 
tory  decree,  directing  him  to  bring  the  money  into    IjT^^V 
Court.    We  do  not  insist  on  an  actual  delivery  to      lector, 
the  register,  in  facie  curia,  but  that  the  specific  pro- 
ceeds should  be  separated  from  all  other  property, 
so  that  the  decree  of  the  Court  shall  act  upon  it, 
without  the  necessity  of  the  concurring  will  of  the 
officer.    The  property  is  not  to  be  confounded  with 
the  private  funds  of  the  officer,  so  that  it  cannot  be 
distinguished  and  recovered,  if  he  absconds ;  or  if 
he  dies,  will  be  subject  to  a  distribution  of  assets  in 
the  hands  of  hi*  personal  representative.0    In  this 
case,  the  executor  is  liable,  not  as  for  a  tort,  but  to 
restore  funds  which  are  not  assets  in  his  hands. 

Mr.  Pinkney  and  Mr.  Wheaton,  contra,  (1.)  in- 
sisted, that  the  cases  cited  on  the  other  side,  of  Jen- 
nings v.  Carsonf  and  Penhallow  v.  Doane,c  were 
proceedings  to  enforce  the  decrees  of  the  Continental 
Court  of  Appeals,  which  had  ceased  to  exist ;  simi- 
lar in  their  nature  to  those  cases  in  England  where 
the  prize  commissions  to  certain  Vice-Admiralty 
Courts  had  expired,  and  application  was  made  to  the 
High  Court  of  Admiralty  to  carry  into  effect  their 
decrees.4  In  the  cases  cited,  the  District  Court  had 
jurisdiction,  because  it  is  a  Court  of  Prize  of  the 
first  resort,  with  all  the  powers  of  the  English  High 

a  The  Princessa  and  La  Reine  Elizabeth,  2  Rob.  31. 

b  2  Cranch,  21. 

c  3  Dall.  54. 

d  The  Picimento,  4  Rob.  360. 


200 


CASES  IN  THE  SUPREME  COURT 


182H 

Tbe  Col- 
lector. 


Court  of  Admiralty  inherent  in  it ;  and  the  proceed* 
ing  could  be  commenced  no  where  else,  because  it  is 
the  only  Court  of  original  prize  jurisdiction.  But 
the  present  case  is  a  proceeding  under  the  judiciary 
act,  where  the  Supreme  Court  does  not  execute  its 
own  decrees,  but  sends  its  mandate  to  the  Circuit, 
and  not  to  the  District  Court;  and  the  Circuit 
Court  must,  therefore,  execute  the  mandate,  and  dis- 
tribute the  proceeds  of  the  property.  The  property 
follows  the  cause  into  the  Circuit,  but  not  into  the 
Supreme  Court.  (2.)  Here  the  distribution,  though 
irregularly  made  by  the  Marshal,  without  tbe  special 
direction  of  the  Court,  is  precisely  what  the  Court 
would  have  made  upon  an  application.  It  is  a  rule 
of  the  Court  of  Admiralty  to  restore,  or  to  condemn, 
the  gross  tangible  property,  without  regard  to  any 
liens  which  parties  other  than  the  general  owners 
may  have  upon  it.  So  that  if  the  Court  had  now 
to  pronounce  tbe  distribution  of  the  property,  it 
would  not  enter  into  these  minute  inquiries  respect- 
ing the  claims  of  the  part  owners  against  each  other, 
but  leave  them  to  their  remedy  at  common  law  or  in 
equity.  Thus,  in  the  case  of  the  Jefferson  f  Sir  W. 
Scott  refused  to  sever  the  share  of  a  bankrupt  part- 
ner in  favour  of  his  assignees,  but  restored  the  pro- 
perty in  solidum,  leaving  the  assignees  to  their  re- 
medy in  the  proper  forum.  (3.)  But  supposing  the 
Court  would  interfere  to  protect  the  pretended  lien, 
there  is  no  proof  of  its  existence  ;  or  if  it  ever  exist- 
ed, it  has  been  waived,  and  the  distribution  made 


a  J  Rob.  325. 


op  The  united  states.  2Q1 

With  the  assent  of  all  the  parties  interested.  The  mi. 
appellant  has  received  his  moiety  of  the  gross  pro-  ^J^^ 
perty.  And  even  if  it  were  not  so,  the  personal  re-  lector, 
presentative  of  the  deceased  Marshal  is  not  liable  in 
this  form.  The  regular  course  would  be  to  proceed 
against  the  Marshal  himself,  by  motion,  and  a  rule 
directing  him  to  bring  the  money  into  Court.  But 
this  proceeding  could  not  be  continued  against  his 
executors.  The  provisions  of  the  judiciary  act  re- 
lative to  the  revival  of  suits,  do  not  apply  to  this 
proceeding,  because  it  cannot,  upon  general  prin- 
ciples of  admiralty  law  and  practice,  be  continued 
against  the  personal  representatives  of  the  officer. 
If  it  could  be  revived  against  them,  the  relation  of 
their  testator  with  the  Court,  as  an  officer,  would 
cease,  and  it  would  become  a  common  debt,  subject 
to  the  ordinary  course  of  administration. 

Mr.  Justice  Livingston  delivered  the  opinion  of  March  24 
the  Court,  and  after  stating  the  facts,  proceeded  as 
follows :  This  is,  to  say  the  least,  a  very  novel  and 
extraordinary  proceeding.  The  Marshal,  probably, 
without  any  improper  views,  or  an  intention  of 
making  use  of  the  proceeds  of  the  vessel  and  cargo, 
disobeys  the  order  of  the  Judge,  and  instead  of  de- 
positing them  in  the  registry  of  the  Court,  keeps 
them  under  his  own  control,  and  finally  distributes 
them  among  the  parties  without  any  direction  of  the 
Court  on  the  subject.  This  was  a  great  irregulari- 
ty, but  the  owners  of  the  schooner  Collector  and 
cargo  have  no  right  at  this  day  to  complain  of  it. 
They  were  early  apprised  of  the  situation  of  their 

Vol.  VI.  26 


306  CASES  IN  THE  SUPREWf:  COURT 

I82t       property.    Two  of  them  gave  an  order  on  tht  Ma?- 
^^^    shal  for  their  proportion  of  the  proceeds  before  any 
lector.       sale  had  taken  place  ;  and  the  other,  who  \a  the  pre* 
sent  appellant,  received  of  the  Marshal  his  share 
before  the  sentence  of  reversal,  which   was   pro* 
nounced  here,  had  been  made  known  to  the  Court 
below.     After  this  ratification,  or  sanction,  on  their 
part,  of  the  irregular  conduct  of  the  Marshal,  neithet 
of  them  ought  now  to  be  permitted  to  seek  any  other 
redress  from  him.     Before  any  distribution  of  the 
proceeds  by  the  Marshal,  they  might  have  applied 
to  the  Court  to  enforce  obedience  to  its  order,  as  it 
regarded  the  bringing  of  them  into  Court,  and  then 
have  had  their  respective  pretensions  adjudicated  by 
the  Court  itself.     Not  having  proceeded  in   this 
manner,  the  District  Court,  if  it  have  jurisdiction  of 
the  case,  could  not  now,  without  great  danger  of  do- 
ing injustice,  interfere  in  this  business.    Whatever 
notice  it  might  have  taken  of  the  lien,  which  is  now 
set  up  by  the  appellant,  on  a  part  of  these  proceeds 
beyond  his  moiety,  if  the  proceeds  were  still  in  that 
Court,  it  is  by  no  means  clear,  that  the  Marshal 
ought  now  to  be  rendered  liable  to  the  appellant  for 
them,  there  being  nothing  like  satisfactory  proof, 
that  he  had  notice  of  such  a  claim  when  the  appel- 
lant took  from  him  his  moiety,  nor  until  long  after 
he  had  parted  with  the  whole  of  the  property.  Under 
this  view  of  the  case,  the  Court  is  of  opinion,  that 
the  appellant,  under  the  particular  circumstances  of 
this  case,  is  not  entitled,  on  the  merits,  to  any  relief 
against  the  Marsha).    But  the  Court  is  further  of 


Or  TUB  UNITED  STATES.  90g 

opinion,  that  the  proceeding  on  the  present  petition,       ltft. 
and  that  in  the  District  Court,  was  coram  nonjudice.    ^^ 

By  an  appeal  from  the  sentence  of  a  District  lec**r- 
Court  to  a  Circuit  Court,  the  latter  becomes  pos- 
sessed of  the  cause,  and  executes  its  own  judgment 
without  any  intervention  of  the  former.  It  is  fit, 
therefore,  that  the  proceeds  of  the  property,  if  it 
have  been  converted  into  money,  should  follow  the 
appeal  into  the  Circuit  Court,  and  be  deposited  in 
such  bank,  or  other  place,  as  it  may  direct*  there  to 
remain,  subject  to  the  disposition  and  direction  of 
the  Circuit  Court.  And  if  the  property  at  the  time 
Of  the  appeal  remain  in  specie  in  the  Marshal's  cus- 
tody, and  any  order  or  direction  shall  become  neces- 
sary for  its  sale  or  preservation  after  an  appeal,  such 
order  must  emanate  from  the  Circuit  Court.  But  if 
a  further  appeal  be  had  to  the  Supreme  Court,  the 
property,  or  its  proceeds,  will  still  continue  in  the 
Circuit  Court,  because  the  Supreme  Court,  in  such 
cases,  does  not  execute  its  own  judgments,  but  sends 
a  special  mandate  to  the  Circuit  Court  to  award  exe- 
cution thereon. 

The  proceeds,  therefore,  of  the  Collector  and 
cargo,  at  the  time  of  filing  the  present  petition  and 
libel,  even  if  the  order  of  the  District  Court  in  rela- 
tion to  them,  had  been  complied  with,  could  not, 
after  the  appeal,  be  regarded  as  in,  or  under,  the 
control  of  the  District  Court,  which  was,  therefore, 
incompetent,  when  this  petition  was  filed,  to  mak* 
any  order  respecting  them. 

Sentence  affirmed,  with  costs. 


CASES  IN  THE  SUPREME  COURT: 
(Constitutional  Law.) 

Anderson  v.  Dunn. 

To  an  action  of  trespass  against  the  Sergeant  at  Arms  of  the  House  of 
Representatives  of  the  United  States,  for  an  assault  and  battery 
and  false  imprisonment,  it  is  a  legal  justification  and  bar,  to  plead, 
that  a  Congress  was  held  and  sitting,  during  the  period  of  the  tres- 
passes complained  of,  and  that  the  House  of  Representatives  had 
resolved  that  the  plaintiff  had  been  guilty  of  a  breach  of  the  privi- 
leges of  the  House,  and  of  a  high  contempt  of  the  dignity  and  au- 
thority of  the  same ;  and  had  ordered  that  the  Speaker  should  issue 
his  warrant  to  the  Sergeant  at  Arms,  commanding  him  to  take  the 
plaintiff  into  custody,  wherever  to  be  found,  and  to  have  him  before 
the  said  House,  to  answer  to  the  said  charge ;  and  that  the  Speaker 
did  accordingly  issue  such  a  warrant,  reciting  the  said  resolution 
and  order,  and  commanding  the  Sergeant  at  Arms  to  take  the  plain- 
tiff into  custody,  &c.  and  delivered  the  said  warrant  to  the  defend- 
ant :  By  virtue  of  which  warrant  the  defendant  arrested  the  plain- 
tiff, and  conveyed  him  to  the  bar  of  the  House,  where  be  was  heard 
in  his  defence,  touching  the  matter  of  the  said  charge,  and  the  exa- 
mination being  adjourned  from  day  to  day,  and  the  House  having 
ordered  the  plaintiff  to  be  detained  in  custody,  he  was  accordingly 
detained  by  the  defendant,  until  he  was  finally  adjudged  to  be 
guilty,  and  convicted  of  the  charge  aforesaid,  and  ordered  to  be 
forthwith  brought  to  the  bar,  and  reprimanded  by  the  Speaker, 
and  then  discharged  from  custody ;  and  after  being  thus  repri- 
manded, was  actually  discharged  from  the  arrest  and  custody  afore- 
said. 

Error  to  the  Circuit  Court  of  the  District  of  Co- 
lumbia. 

This  was  an  action  of  trespass,  brought  in  the 
Court  below,  by  the  plaintiff  in  error,  against  the  de- 
fendant in  error,  for  an  assault  and  battery,  and  false 
imprisonment :  to  which  the  defendant  pleaded  the 
general  issue,  and  a  special  plea  of  justification.  The 


OF  THE  UNITED  STATES.  206 

plaintiff  demurred  generally  to  the  special  plea,  iwi. 
which  was  adjudged  good,  and  the  demurrer  over- 
ruled :  and  judgment  upon  such  demurrer  was  enter- 
ed for  th$  defendant,  and  a  writ  of  error  brought  by 
the  plaintiff.  The  question  arising  upon  the  demur- 
rer will  be  best  explained  by  giving  the  defendant's 
plea  at  large,. as  pleaded  and  adjudged  good  upon 
general  demurrer,  in  the  Circuit  Court,  viz.  : 

And  the  said  Thomas,  by  the  leave  of  the  Court 
here  first  had,  further  defends  the  force  and  injury, 
when,  &c.  And  as  to  the  coming  with  force  and 
arms,  or  whatsoever  is  against  the  peace  ;  and  also 
as  to  the  assaulting,  beating,  bruising,  battering,  and 
ill-treating  of  the  said  John,  in / manner  and  form  as 
the  said  John,  in  his  said  declaration,  hath  above  sup- 
posed to  be  done,  the  said  Thomas  saith  that  he  is 
not  guilty  thereof;  and  of  this  he,  as  before,  puts 
himself  upon  the  country :  And  as  to  the  imprison- 
ment of  the  said  John,  and  the  keeping  and  detain- 
ing him  in  confinement,  at  the  time  in  the  said  decla- 
ration mentioned,  to  wit,  on  the  said  eighth  day  of 
January,  in  the  year  one  thousand  eight  hundred  and 
eighteen,  and  for  the  space  of  two  months  in  the  said 
declaration  mentioned,  the  said  Thomas  saith,  that 
the  said  John  ought  not  to  have  or  maintain  his  ac- 
tion aforesaid  against  him,  because  he  saith  that 
long  before  and  at  the  said  time  when,  &c.  in  the 
introduction  of  this  plea  mentioned,  and  during  all 
the  time  in  the  said  declaration  mentioned,  a  Con- 
gress of  the  United  States  was  holden  at  the  city  of 
Washington,  in- the  county  of  Washington,  and  Dis- 
trict of  Columbia  aforesaid,  and  was  then  and  there, 


306 


CASES  IN  THB  SUWtEME  COtJRT 


1B31. 


and  during  all  the  time  aforesaid,  assembled  and  sit* 
ting ;  and  that  long  before  and  at  the  time  when,  kc* 
in  the  introduction  of  this  plea  mentioned,  and  du- 
ring all  the  time  in  the  said  declaration  mentioned* 
be  the  said  Thomas  was,  and  yet  is,  Sergeant  at 
Arms  of  the  House  of  Representatives,  (then  and 
there  being  one  of  the  Houses  whereof  the  said  Con- 
gress of  the  United  States  consisted)  and  by  virtue  of 
his  said  office,  and  by  the  tenor  and  effect  of  the 
standing  rules  and  orders  ordained  and  established  by 
the  said  House  for  the  determining  of  the  rules  of  Its 
proceedings,  and  by  the  force  and  effect  of  the  laws 
and  customs  of  the  said  House,  and  of  the  said  Con- 
gress, was  then  and  there,  and  during  all  the  time 
aforesaid,  and  yet  is  duly  authorized  and  required, 
amongst  other  things,  to  execute  the  commands  of 
the  said  House,  from  time  to  time,  together  with  all 
such  process  issued  by  authority  thereof,  as  shall  be 
directed  to  him  by  the  Speaker  of  the  said  House : 
and  that  long  before,  and  at  the  time  when,  &c.  in 
the  introduction  of  this  plea  mentioned,  and  during 
all  the  time  in  the  declaration  mentioned,  one  Henry 
Clay  was,  and  yet  is,  the  Speaker  of  the  said  House 
of  Representatives,  and  by  virtue  of  his  said  office, 
and  by  the  tenor  and  effect  of  such  standing  rules  and 
orders  as  aforesaid,  and  by  the  force  and  effect  of 
such  laws  and  customs  as  aforesaid,  then  and  there* 
and  during  all  the  time  aforesaid,  was  and  yet  is, 
amongst  other  things,  duly  authorized  and  required 
to  subscribe  with  his  proper  hand,  and  to  seal  with 
his  seal,  all  writs,  warrants,  and  subpoenas  issued  by 
order  of  the  said  Howe :  and  that  long  before  and 


r 


OP  THB  UtflTED  STATES.  2D7 

9/l  the  time  when,  &c.  In  the  introduction  of  this       im. 
plea  mentioned,  and  during  all  the  time  in  the  said 
declaration  mentioned,  one  Thomas  Dougherty  was, 
and  yet  is,  the  Clerk  of  the  said  House  of  Repre- 
sentatives ;  and  by  virtue  of  his  said  office,  and  by 
the  tenor  and  effect  of  such  standing  rules  and  or- 
ders as  aforesaid,  and  by  the  force  and  effect  of  such 
Jaws  and  customs  as  aforesaid,  then  and  there,  and 
daring  all  the  time  aforesaid,  was  and  yet  is,  amongst 
other  things,  duly  authorized  and  required  to  attest 
And  subscribe  with  his  proper  hand,  all  such  writs, 
warrants,  and  subpoenas  issued  by  order  of  the  said 
house :  and  that  long  before,  and  at  the  time  when, 
&c.  in  the  introduction  of  this  plea  mentioned,  and 
during  all  the  time  in  the  said  declaration  mentioned, 
and  ever  since,  it  was  and  yet  is,  amongst  other 
things,  ordained,  established,  and  practised,  by  and 
under  such  standing  rules  and  orders  as  aforesaid, 
and  such  laws  and  customs  as  aforesaid,  that  all 
writs,  warrants,  subpoenas,  and  other  process  issued 
by  order  of  the  said  House,  shall  be  under  the  hand 
aqd  seal  of  the  said  Speaker  of  the  said  House,  and 
attested  by  the  said  Clerk  of  the  said  House ;  and 
so  being  under  the  hand  and  seal  of  the  said  Speaker, 
and  attested  by  the  said  Clerk  as  aforesaid,  shall  be 
executed,  pursuant  to  the  tenor  and  effect  of  the 
game,  by  the  said  Sergeant  at  Arms :  And  the  said 
Thomas,  the  defendant,  further  saith,  that  the  said 
Henry  Clay,  so  being  such  Speaker  of  the  said 
House  of  Representatives  as  aforesaid,  and  the  said 
Thomas  Dougherty,  so  being  such  Clerk  of  the 
same  House  as  aforesaid,  and  he  the  said  defendant, 


208 


CASES  IN  THE  SUPREME  COURT 


1821. 


so  being  such  Sergeant  at  Arms  of  the  same  House 
as  aforesaid,  and  the  said  Congress,  so  being  assem- 
bled and  sitting  as  aforesaid,  heretofore  and  before 
the  said  time  when,  &c.  in  the  introduction  of  this 
plea  mentioned,  to  wit,  on  the  seventh  day  of  Janu- 
ary, in  the  year  aforesaid,  at  Washington  aforesaid, 
in  the  county  and  district  aforesaid,  it  was,  in  and 
by  the  said  House,  for  good  and  sufficient  cause  to 
the  same  appearing,  resolved  and  ordered,  pursuant 
to  the  tenor  and  effect  of  such  standing  rules  and  or- 
ders so  ordained  and  established  as  aforesaid,  ana 
according  to  the  force  and  effect  of  such  laws  and 
customs  as  aforesaid,  that  the  said  John  had  been 
guilty  of  a  breach  of  the  privileges  of  the  said  House, 
and  of  a  high  contempt  of  the  dignity  and  authority 
of  the  same  ;  wherefore,  it  was  then  and  there,  in 
and  by  the  said  house,  further  resolved  and  ordered, 
in  the  like  pursuance  of  such  standing  rules  and  or- 
ders as  aforesaid,  and  of  such  laws  and  .customs  as 
aforesaid,  that  the  said  Speaker  should  forthwith 
issue  his  warrant,  directed  to  the  Sergeant  at  Arms, 
commanding  him  to  take  into  custody  the  body  of 
the  said  John,  wherever  to  be  found,  and  the  same 
forthwith  to  have  before  the  said  House,  at  the  bar 
thereof,  then  and  there  to  answer  to  the  said  charge, 
&c.  as  by  the  journal,  record,  and  proceedings  of  the 
said  resolutions  and  order  in  the  said  House  remain- 
ing, reference  being  thereto  had,  will  more  fully  ap- 
pear.   Whereupon,  the  said  Henry  Clay,  so  being 
such  Speaker  as  aforesaid,  in  pursuance  of  such 
standing  rules  and  orders  as  aforesaid,  and  accord- 
ing to  such  laws  and  customs  as  aforesaid,  did,  for 


r 


OP  THE  UNITED  STATES.  209 

the  execution  of  the  resolutions  and  order  aforesaid,  1821. 
afterwards,  and  before  the  time  when,  &c.  in  the  in- 
troduction of  this  plea  mentioned,  to  wit,  on  the  said 
seventh  day  of  January,  in  the  year  aforesaid,  at 
Washington  aforesaid,  in  the  county  aforesaid,  as 
such  Speaker  as  aforesaid,  duly  make  and  issue  his 
certain  warrant,  under  his  hand  and  seal,  duly  di- 
rected to  the  said  Thomas,  the  defendant,  as  such 
Sergeant  at  Arms  as  aforesaid,  (to  whom,  so  being 
such  Sergeant  at  Arms  as  aforesaid,  the  execution  of 
such  warrant  then  and  there  belonged,)  and  by  the 
said  Thomas  Dougherty,  so  being  such  Clerk  as 
aforesaid ;  in  and  by  said  warrant,  reciting  that  the 
said  House  of  Representatives  had,  that  day,  resolved 
and  adjudged,  that  the  said  John  Anderson  had  been 
guilty  of  a  breach  of  the  privileges  of  the  said 
House,  and  of  a  high  contempt  of  its  dignity  and 
authority  ;  and  that  the  said  House  had  thereupon 
ordered  the  said  Speaker  to  issue  his  warrant,  direct- 
ed to  the  said  Sergeant  at  Arms,  commanding  him, 
the  said  Sergeant,  to  take  into  custody  the  body  of 
the  said  John  Anderson,  wherever  to  be  found,  and 
the  same  forthwith  to  have  before  the  said  House, 
at  the  bar  thereof,  then  and  there  to  answer  to  the 
said  charge ;  therefore,  it  was  required  that  the  said 
Thomas,  the  defendant,  as  such  Sergeant  as  afore- 
said, should  take  into  hid  custody  the  body  of  the 
said  John  Anderson,  and  then  forthwith  to  bring 
him  before  the  said  House,  at  the  bar  thereof,  then 
and  there  to  answer  to  the  charge  aforesaid,  and  to 
be  dealt  with  by  the  said  House,  according  to  the 
constitution  and  laws  of  the  United  States :  and  said 
Vol.  VI.  27 


210 


CASES  IN  THE  SUPREME  COURT 


1821. 


Henry  Clay,  so  being  such  Speaker  as  aforesaid, 
then  and  there,  and  before  the  said  time  when,  Stc. 
in  the  introduction  of  this  piea  mentioned,  delivered 
the  said  warrant  to  the  said  Thomas,  so  being  such 
Sergeant  as  aforesaid,  to  be  executed  in  due  form  of 
law.  By  virtue,  and  in  execution  of  which  said  war-* 
rant,  the  said  Thomas,  as  such  Sergeant  as  afore- 
said, afterwards,  to  wit,  at  the  said  time  when,  &ic. 
in  the  introduction  of  this  plea  mentioned,  at  Wash- 
ington aforesaid,  in  order  to  arrest  the  said  John, 
and  convey  him  in  custody  to  the  bar  of  the  said 
House,  to  answer  to  the  charge  aforesaid,  and  to  be 
dealt  with  by  the  said  House,  according  to  the  con- 
stitution and  laws  of  the  United  States,  in  obedience 
to  the  resolutions  and  order  aforesaid,  and  to  the  te- 
nor and  effect  of  the  said  warrant,  so  issued  as  afore- 
said, went  to  the  said  John,  and  then  and  there  gent* 
]y  laid  his  hands  on  the  said  John  to  arrest  him,  and 
did  then  and  there  arrest  him  by  his  body,  and  take 
him  into  custody,  and  did  then  forthwith  convey 
him  to  the  bar  of  the  said  House,  as  it  was  lawful 
for  the  said  Thomas  to  do  for  the  cause  aforesaid  : 
and  thereupon  such  proceedings  were  had,  in  and  by 
the  said  House,  that  the  said  John  was  then  and 
there  forthwith  duty  examined,  and  heard  in  his  de- 
fence, before  the  said  House,  at  the  bar  thereof, 
touching  the  matter  of  the  said  charge ;  and  that 
such  examination   was,  in  and  by  the  said  House, 
and  by  the  resolutions  and  orders  of  the  same,  duly 
adjourned  and  continued  from  day  to  day,  from  the 
said  time  when,  he.  in  the  introduction  of  this  plea 
mentioned,  until  the  sixteenth  day  of  January,  in  th© 


OP  THE  UNITED  STATES,  ,     211 

year  aforesaid ;  which  said  examinations  were  then  mi. 
so  adjourned  and  continued,  as  aforesaid,  from  ne- 
cessity, in  order  to  go  through  and  conclude  the  ex- 
amination and  defence  of  the  said  John,  touching  the 
matter  of  the  said  charge,  before  the  said  House ; 
neither  the  said  examination,  nor  the  said  defence, 
having  been  finished  or  concluded  before  the  day 
last  aforesaid :  during  all  which  time,  to  wit,  from 
the  said  time  when,  &c.  in  the  introduction  of  this 
plea  mentioned,  until  the  day  last  aforesaid,  it  was, 
in  and  by  the  said  House,  duly  resolved  and  ordered, 
from  day  to  day,  as  the  said  examination  was  ad- 
journed and  continued  as  aforesaid,  that  the  said 
John  should  be  remanded,  kept,  and  detained  in  the 
custody  of  the  said  Thomas,  as  such  Sergeant  as 
aforesaid,  by  virtue  and  in  execution  of  the  said 
warrant,  in  order  to  have  such  his  examinations  and 
defence  finished  and  concluded,  in  due  form ;  and 
the  said  Thomas,  as  such  Sergeant  as  aforesaid,  af- 
terwards, to  wit,  at  and  from  the  said  time  when, 
&c-  in  the  introduction  of  this  plea  mentioned,  until 
the  said  sixteenth  day  of  January,  in  the  year  afore- 
said, did,  in  pursuance  of  the  last  mentioned  resolu- 
tions and  orders  of  said  House,  and  by  virtue,  and  in 
execution  of  the  said  warrant,  keep  and  detain  the 
said  John  in  custody  as  aforesaid,  and  him  did  bring 
and  have,  from  day  today,  during  the  said  time,  be- 
fore the  said  House,  at  the  bar  thereof,  in  order  to  un- 
dergo such  examinations  as  aforesaid,  and  to  be  heard 
in  his  defence  aforesaid,  touching  the  matter  of  the 
said  charge,  to  wit,  at  Washington  aforesaid,  in  the 
county  aforesaid,  as  it  was  also  lawful  for  him,  the 


212 


CASES  IN  THE  SUPREME  COURT 


Aiuier&OQ 
v. 


)82i.       said  Thomas,  tq  do  for  the  cause  aforesaid  :  and 
thereupon  afterwards,  to  wit,  on  the  said  last  men- 
tioned  sixteenth  day  of  January,  in  the  year  afore- 
DwiD~       s.ud,  such  further  proceedings  were  had  in  and  by 
th ■?  said  House,  that  it  was  then  and  there  finally  re- 
solved and  adjudged,  in  and  by  the  said  House,  that 
the  said  John  was  guilty,  and  convict  of  the  charge 
aforesaid,  in  the  form  aforesaid  ;  and  that  he  be 
forthwith  brought  to  the  bar  of  the  said  House,  and 
there  reprimanded  by  the  said  Speaker,  fqr  the  out- 
rage by  the  said  John  committed,  and  then  that  he 
be  forthwith  discharged  from  Hie  custody  of  the  said 
Sergeant  at  Anns  :  and  thereupon  the  said  John  was 
then  and  there,  in  pursuance  of  the  last  mentioned 
resolutions,   order,  and  judgment,  forthwith  repri- 
manded by  the  said    Speaker^  aud  then  forthwith 
discharged   from  the  arrest  and  custody    foresaid ; 
as  by  the  journals,  record,  and  proceedings  of  the 
said  resolutions^  orders,    and  judgment  in  the  said 
House  remaining,  reference  being  thereto  had,  will 
more  fully  appear  :  which  are  the  same  several  sup- 
posed trespasses  in  the  introduction  of  this  plea  men- 
tioned, and  whereof  the  said  John  hath,  above  in  his 
said  declaration,  complained  against  the  said  Tho- 
mas, and  not  other  or  different:  With  this,  that  the- 
said  Thomas  doth  aver  that  the  said  John,  the  now 
plaiutiff,  and   the  said  John  Anderson,  iu  the  said 
resolutions,  orders,   warrant,  and  judgment  respec- 
tively mentioned,  was,  and  is,  one  and  the  same  per- 
son :  and  that  at  the  said  several  times  in  this  plea 
mentioned,  and  during  all  the   time  therein  men- 
tioned, the  said  Congress  of  the  United  States  was 


OF  THE  UNITED  STATES.  213 

assembled  and  sitting,  to  wit,  at  Washington  afore-       1821. 
said,  in  the  county  aforesaid :  and  this  the  said  Tho- 
mas is  ready  to  verify :  Wherefore  he  prays  judg- 
ment, if  the  said  John  ought  to  have  or  maintain  his 
aforesaid  action  thereof  against  him,  &c. 

Mr.  Hall 9  for  the  plaintiff  in  error,  made  three  February  20th. 
points. 

1.  That  the  House  of  Representatives  had  no  au- 
thority to  issue  the  warrant. 

2.  That  the  warrant  is  iHegal  on  the  face  of  it. 

3.  That  in  either  case,  it  is  no  justification  to  the 
officer  who  executed  it. 

I.  If  the  house  had  authority,  it  must  be  either  in 
virtue  of  the  Constitution  of  the  United  States,  of 
usage  and  precedent,  or  as  inherent  in,  and  inciden-  # 

tal  to,  legislative  bodies.  In  the  Constitution  there 
are  but  two  clauses  which  can  be  made  to  serve  the 
purpose.  The  first  article,  Section  eight,  enables 
Congress  to  make  all  laws  which  may  be  necessary 
and  proper  to  effectuate  the  powers  expressly  given. 
But  it  is  obvious,  that  this  merely  authorizes  the 
Legislature  collectively,  not  one  House  separately, 
to  pass  certain  laws,  not  mere  occasional  sentences. 
And  the  powers  delegated  to  the  United  States,  be- 
ing in  derogation  of  the  rights  of  sovereign  States, 
must  be  construed  strictly.0  For  the  same  reasons, 
the  authority  to  determine  the  rules  of  its  proceed- 
ings, (art.  1.  sec.  5.)  cannot  be  construed  to  operate 
beyond  the  walls  of  the  House,  except  on  its  own 

a  2  Mass.  Rep.  146. 


214 


CASES  IN  THE  SUPREME  COURT 


1B21. 


members,  and  its  officers.  It  is  observable,  also, 
that  this  authority  is  coupled  with  an  authority  to 
punish  its  members  for  misbehaviour,  and  to  expel  a 
member.  It  is  a  rule  of  construction,  that  the  text 
should  be  considered  in  connection  with  the  context ; 
but  the  context,  viz-  the  power  to  punish  and  to  ex- 
pel, relates  solely  to  the  internal  polity  and  economy 
of  the  House.  The  authority  is  to  determine  the 
rules  of  its  proceedings,  not  the  proceedings  them* 
selvesj  for  these  are  determined  by  the  Constitution 
itself  in  the  first  article.  The  fifth  section  of  the 
first  article,  authorizes  the  House  to  punish  its  mem- 
bers ,"  el  emuneraiio  unius  est  exclusio  alterius.  The 
power  of  issuing  warrants  is  manifestly  judicial* 
This  may  he  assumed  as  an  axiom.  The  Constitu- 
tion ordains,  that  the  judicial  power  (which  is  equi- 
valent to  all  the  judicial  power)  shall  be  vested  iu 
one  Supreme  Court,  and  other  inferior  Courts, 
(arL  3.  sec,  I.)  Thus,  the  right  of  the  Courts  to 
exercise  such  a  power,  is  exclusive^  and  an  assump- 
tion of  it  by  any  other  department,  is  an  usurpation. 
Nor  can  the  authority  he  inferred  from  usage  and 
precedent.  These  must  be,  either  of  the  two  Houses 
of  Congress,  the  State  Legislatures,  or  the  British 
Parliament.  On  the  journals  of  the  House  of  Re- 
presentatives, are  found  the  cases  of  Randal  and 
Whitney,  and  two  others.  On  those  of  the  Senate, 
is  the  case  of  the  editor  of  the  Aurora,  &c.  Shall 
we  be  told,  that  these  proceedings  were  acquiesced 
in  ?  The  want  of  spirit  in  the  individual  to  resist 
oppression,  cannot  fairly  be  construed  into  acquies- 
cence on  the  part  of  the  public ;  since  that  resistance 


OF  THE  UNITED  STATES.  215 

could  be  made  only  by  the  person  immediately  af-  i«i. 
fected.  As  to  the  usage  of  the  State  Legislatures,  it 
is  either  under  colour  of  their  unlimited  powers,  of 
express  provisions  in  their  Constitution,  or  of  the 
common  law  and  the  usage  of  Parliament.  In  this 
case,  unlimited  powers  and  express  provision  are  not 
pretended ;  the  penal  code  of  the  common  law  is  no 
p»rt  of  the  federal  system.  Is,  then,  the  authority 
incident  to  legislative  bodies  ?  An  incident  is  de- 
fined, "  a  thing  necessarily  depending  upon,  or  ap- 
pertaining to,  another  that  is  more  worthy,  or  prin- 
cipal." So  the  Constitution  of  the  United  States, 
(art.  1.  sec.  8.)  when  regulating  the  incidental 
powers  of  Congress,  authorizes  it  to  make  such 
law  only  as  may  be  "  necessary"  to  effectuate  the 
,  express  powers.  Necessity,  then,  is  the  criterion  of 
incident  But  is  a  power  to  punish  the  offer  of  a 
bribe  beyond  the  verge  of  the  House  necessary  to 
enable  Congress  to  perform  its  duties  ?  The  impu- 
nity of  the  offence  being  the  only  possible  reason  of 
the  necessity,  if  the  offender  may  be  adequately 
punished  by  the  Courts  of  justice  in  the  ordinary 
mode  of  proceeding,  the  supposed  necessity  Ceases. 
Bribery  of  a  member  of  Congress  is  punishable  in 
the  State  Courts,  and  in  the  Circuit  Court  of  the 
District  of  Columbia,  according  to  the  course  of  the 
common  law.  Redress  may  also  be  had  before  the 
same  tribunals,  in  case  of  the  battery  or  libel  of  a 
member ;  and  if  the  existing  remedies  be  insufficient, 
an  act  of  Congress  may  be  made  to  supply  the  de- 
ficiency. And  though  the  ordinary  remedies  should 
not  reach  every  possible  case,  it  is  a  rule,  that  "  if  the 


21G 


CASES  IN  THE  SUPREME  COURT 


1821, 


words  of  a  statute  do  not  extend  to  a  mischief  which 
rarely  occurs,  they  shall  not,  by  an  equitable  con- 
struction, be  extended  to  that  mischief ;  but  it  is  a 
casus  omissus ;  and  the  objects  of  statutes,  are  mis- 
chiefs, qu&frtequentius  accidunt"*  It  is  evident,  that 
the  framers  of  the  Constitution  deemed  it  more  pru- 
dent to  leave  such  mere  possihle  mischiefs  unprovid- 
ed for,  than  to  incur  a  certain  evil  by  vesting  an. ex- 
traordinary and  dangerous  prerogative  for  their  sup- 
pression, 

2,  The  warrant  is  illegal  on  the  face  of  it.  By 
the  fourth  article  of  the  amendments  to  the  Consti- 
tution, it  is  provided,  that  "  no  warrant  shall  issue 
but  on  probable  cause,  supported  by  oath  or  affirma- 
tion/' Thus,  are  prohibited,  all  warrants  which  do 
not  rest  on  oath,  and  on  probable  cause.  But  it  is 
no  less  necessary,  that  the  warrant  should  recite  the 
cause  in  special  and  the  oath.  The  Constitution  is 
not  satisfied  with  u  a  cause"  so  vague  and  indefi- 
nite, as  "  high  contempt  and  breach  of  privilege." 
When  it  adopts  a  term  from  the  common  law,  it 
adopts,  also,  the  law  regulating  its  incidents  and  pro- 
perties, unless  repugnant  to  that  instrument.  Now, 
what  are  the  incidents  and  properties  of  a  warrant  at 
common  law :  It  is  said  by  Dalton,  that  "  the 
warrant  ought  to  contain  the  special  cause  and  mat- 
ter whereupon  it  is  granted, m 

3,  If  there  be  either  a  defect  of  authority  in  the 
House,  or  illegality  in  the  warrant,  it  is  no  justifica- 
tion.    That  it  is  none  in  the  former  case,  has  long 


a  Faugh,  373. 


b  Dalian's  Sheriff,  169. 


OP  THE  UNITED  STATES  217 

since  been  settled  in  this  Court/  As  to  the  latter  mi. 
alternative  of  the  proposition,  the  constitution,  by 
prohibiting  an  act,  renders  it  void,  if  done  ;  other- 
wise, the  prohibition  were  nugatory.*  Thus,  the 
warrant  is  a  nullity.  The  rights  of  Congress  on  the 
subject  of  contempts,  have  been  considered  similar, 
and  equal  to  those  of  the  federal  Courts.  But  here 
we  must  recur  again  to  the  maxim,  that  when  the 
constitution  adopts  a  term  from  the  common  law,  it 
adopts,  also,  its  incidents.  At  common  law,  the 
power  to  punish  contempt  is  incident  to  Courts. 
But  "  Congress,"  and  the  u  House  of  Representa- 
tives," being  terms  unknown  to  the  common  law, 
can  derive  no  claims  through  it.  Courts  enforce  the 
laws ;  they  must,  therefore,  be  clothed  with  authori- 
ty to  compel  obedience  to  them :  whereas,  the  Le- 
gislature is  merely  deliberative.  But,  it  is  asked,  are 
the  members  to  be  insulted  with  impunity,  in  a  man- 
ner which  will  not  authorize  the  interference  of  3 
Court  ?  If  the  insolence  be  merely  by  words  or 
gestures,  not  amounting  to  slander  or  assault,  the 
genius  of  our  institutions  does  not  admit  of  its  pu- 
nishment. Privilege  of  Congress  is  reduced  by  the 
sixth  section,  art.  1.  of  the  constitution,  to  ex- 
emption from  arrest,  and  freedom  of  speech.  From 
the  nature  of  the  enumerated  privileges,  it  is  evident, 
that  the  sole  object  of  giving  them  was  to  prevent 
interruption  of  the  business  of  the  Houses,  not  to 
render  the  person  and  feelings  of  members  more 
sacred  than  those  of  other  citizens.     An  attempt  to 

a  Little  v.  Barreme,  2  Cranch,  179. 
b  4  Bl.  Comm.  491. 
Vol.  VI.  28 


318  CASES  IN  THE  SUPREME   COURT 

1891.  bribe  a  member  may  be  made  in  Maine  or  Missouri* 
The  Speaker's  warrant  may  be  issued  on  a  mere 
allegation  without  oath,  commanding  the  Sergeant 
at  Arms  to  arrest  the  accused  "  wherever  found,** 
and  bring  him  to  the  bar  of  the  House.  So  that  ha 
may  be  dragged  from  the  extreme  of  the  Union,  to 
be  tried  by  a  legislative  body.  Yet  the  constitution 
(art.  3.  sec.  2.)  provides,  that  "  the  trial  of  all  crimes 
shall  be  by  jury  ;  and  that  such  trial  shall  be  held  in 
the  State  and  District  where  the  offence  was  com- 
mitted ;"  and,  also,  (art.  5.  amendments,)  that  "  no 
person  shall  be  held  to  answer  for  an  infamous 
crime,  except  on  the  presentment  or  indictment  of  a 
grand  jury ;  nor  shall  be  deprived  of  liberty  without 
due  process  of  law."  And  further,  that  "  in  all 
criminal  prosecutions,  the  accused  shall  enjoy  the 
right  to  a  speedy  and  public  trial,  by  an  impartial 
jury  of  the  State  and  District."  It  is  only  necessary 
to  compare  the  conduct  of  the  House  of  Represen- 
tatives, in  the  case  at  bar,  with  these  provisions,  ia 
order  to  perceive  its  gross  injustice  and  illegality. 

The  Attorney- General  and  Mr.  Jones,  contra,  sta- 
ted, that  the  only  question  before  the  Court  was, 
whether  the  House  of  Representatives  could  exer- 
cise the  power  in  question,  either  as  incidental  to  its 
legislative,  or  its  judicial  capacity. 

1.  The  House  being  one  branch  of  the  Legislature, 
no  legislative  act  can  be  performed  without  its  con* 
currence,  and  therefore  an  attack  upon  it,  is  an  at* 
tack  upon  the  whole  Congress.  The  necessity  of 
self-defence  is  as  incidental  to  legislative,  as  to  judi- 


OF  THE  UNITED  STATES.  219 

t*al  authority.    This  power  is  not  a  substantive  pro-      1*21. 
vision  of  the  common  law  adopted  by  us ;  it  is  re- 


Aadet*4n 


D»m. 


Cher  a  principle  of  universal  law  growiog  out  of  the      ^r. 
natural  right  of  self-defence  belonging  to  all  persons. 
It  is  unnecessary  to  resort  to  the  doctrine  of  construc- 
tive contempts,  in  order  to  vindicate  the  conduct  of 
die  defendant  as  a  ministerial  officer.    He  merely 
executed  the  judgment  of  the  House,  pronouncing 
the  plaintiff  guilty  of  a  breach  of  privilege,  and  a 
high  contempt.    It  was  confessedly  within  the  com- 
petency of  the  House  to  render  such  a  judgment  in 
some  cases :  such  as  that  of  a  direct  interruption  of 
its  proceedings  by  open  violence  within  the  walls. 
But  from  the  plea,  non  constat,  what  was  the  nature 
of  the  offence  committed  by  the  plaintiff.    Nor  was 
it  necessary  that  the  plea  should  set  out  the  facts  con- 
stituting the  contempt.    It  is  sufficient  for  the  pro- 
tection of  the  officer,  that  the  House  has  jurisdiction 
to  punish  contempts,  and  that  it  had  adjudged  the 
plaintiff  guilty  of  a  contempt  The  power  of  punish* 
ing  contempts  is  incidental  to  all  Courts  of  justice, 
and  even  to  the  most  inferior  magistrates,  when  in 
die  exercise  of  their  public  functions,  and  arises  out 
of  the  absolute  necessity  of  the  case,  which  renders 
it  indispensable  that  they  should  have  such  a  power. 
*    2.  Each  branch  of  the  Legislature  has  certain  pow- 
ers of  judicature  under  the  constitution,  and  the 
House  of  Representatives  has  the  exclusive  power 
of  impeachment ;  fthich   necessarily  involves   the 
authority  of  compelling  the  attendance  of  witnesses, 
and  punishing  them   for  contempt.     Even   Lord 
Holt,  who  was  an  enemy  of  the  extravagant  privi- 


220 


1821. 


CASES  IN  THE  SUPREME  COURT 

leges  of  Parliament,  admits  that  the  power  of  im- 
peach uient  residing  in  the  House  of  Commons,  ne- 
cessarily involved  the  authority  of  committing  the 
act  used,  and  of  punishing  contempts,0     The  powers 
of  judging  of  elections,  and  of  punishing  members 
for  disorderly  conduct,  necessarily  involves  all  the 
incidents  of  judicature*     Nothing  appears  upon  the 
face  of  the  record,  to  show  th;it  it  was  not  in  the  ex- 
ercise of  these  very  powers,  or  in  defence  of  the  ad- 
mitted privileges  of  the  House,  that  the  warrant  is- 
sued.    It  need  not  appear  on  the  face  of  the  warrant 
that  the  cause  out  of  which  the  contempt  grew,  w^s 
within  the  judicial  powers  of  the  house.     The  mere 
question  between  the  ministerial  officer  and  the  of- 
fender, is,  whether  the  warrant  was  issued  by  a 
Court  of  competent  jurisdiction,  and  whether  he  has 
pursued  the  precept  in  the   manner  of  executing  it. 
In  other  words,  the  only  question  is,  whether  the 
House  has,  in  any  case,  the  power  of  punishing  con- 
tempts.    If  it  has  jurisdiction,  it  is  a  peculiar  exclu- 
sive jurisdiction,  and  its  exercise  cannot  be  question- 
ed or  re-examined  elsewhere.     The  doctrine  is  set> 
tied  and  established  in  this  Court,  that  the  grant  of 
the  powers  expressly  given  to  Congress  in  the  con- 
stitution, involves  all  the  incidental  powers  necessary 
and  proper  to  carry  them  into  effect/    And  the  ge- 
neral grant  of  judicial  powers  to  the  Courts  of  the 
United  States,  does  not  exclude  the  other  branches 
of  the  government  from  the  exercise  of  certain  por- 


a  Regina  v.  Paty,  2  Lori  Raym*  1106. 

b  H'Culloch  v.  Maryland,  4  Wheat.  Hep.  316. 


OF  THE  UNITED  STATES.  221 

tions  of  judicial  authority.  The  different  depart-  mi. 
meats  of  the  government  could  not  be  divided  in  this 
exact,  artificial  manner.  They  all  run  into  each 
other.  Even  the  President,  though  his  functions  are 
principally  executive,  has  a  portion  of  legislative 
power ;  and  the  Congress  is  invested  with  certain 
portions  of  judicial  power.  The  whole  of  this  sub- 
ject has  been  thoroughly  investigated,  in  two  recent 
cases  in  England,  and  the  authorities  cited  on  the 
argument  of  those  cases,  renders  it  unnecessary  to 
repeat  a  reference  to  them  on  the  present  occasion.4 

a  Burdett  v.  Abbott,  14  East's  Rep.  1.  Bardett  v.  Colman, 
ib.  163. 

In  these  cases,  the  pleas  by  the  Speaker  and  Sergeant  at 
Arms  of  the  House  of  Commons  justi6ed  the  supposed  trespas- 
ses under  a  warrant  reciting  a  resolution  of  the  House  that 
"  a  letter  signed  '  Sir  Francis  Burdett/  and  a  further  part  of  a 
paper  entitled,  *  Argument,'  in  Cobbet's  Weekly  Register,  of 
March  24,  18 14,  .was  a  libellous  and  scandalous  paper,  reflect- 
ing on  the  just  rights  and  privileges  of  that  House ;  and  that  Sir 
Francis  Burdett,  who  had  admitted  the  letter  and  argument  to 
have  been  printed  by  his  authority,  has  been  thereby  guilty  of 
a  breach  of  the  privileges  of  that  House,"  and  that  it  was  there- 
upon ordered  by  the  House,  that  the  plaintiff,  for  his  said  of- 
fence,  should  be  committed  to  the  Tower ;  and  that  the  Speak- 
er should  issue  his  warrants  accordingly.  The  cases  were  car- 
ried from  the  Court  of  King's  Bench  to  the  Exchequer  Cham- 
ber, where  the  judgments  in  favour  of  the  defendants  were  af- 
firmed upon  the  same  grounds  stated  by  the  judges  of  the  K. 
B.  in  East's  Rep.  The  plaintiff,  Sir  Francis  Burdett,  having 
brought  a  writ  of  error  to  the  House  of  Lords,  the  cause  was 
argued  for  him  by  Mr.  Brougham  and  Mr.  Courtnay,  in  the 
Session  of  1816 — 1817.  After  the  counsel  for  the  plaintiff  in  er- 
ror had  been  heard,  Lord  Eldon,  (Ch.)  proposed  to  their  Lord- 
ships that  the  counsel  for  the  defendants  should  not  be  heard, 


222 


CASES  JN  TUB  SUPREME  COURT 


1B1L 


Anderson 
v. 

Dunn* 


It  is  sufficient  to  say,  that  they  fully  establish  the 
doctrine  that  a  legislative  body  has,  from  the  neces- 
sity of  the  case,  a  right  to  commit  persons  for  con- 

• 
uotil  tbe  House  should  have  received  the  opinion  of  the  Judges 
on  the  following  question,  vte.  **  Whether,  if  the  Court  of  Com- 
mon Fleas,  having  adjudged  an  act  to  be  a  contempt  of  Court, 
had  committed  for  tbe  contempt  under  a  warrant,  stating  such 
adjudication  generally,  without  the  particular  circumstances, 
and  tbe  matter  were  brought  before  the  Court  of  Kmg*s 
Bench,  by  return  to  a  writ  of  habeas  corpus,  the  return  setting 
forth  the  warrant,  stating  such  adjudication  of  contempt  gene- 
rally ;  whether,  in  that  case,  the  Court  of  King's  Bench  would 
discharge  the  prisoner,  because  tbe  particular  facts  and  circum- 
stances out  of  which  the  contempt  arose,  were  not  set  forth  in 
the  warrant1* 

The  question  being  handed  to  the  Judges,  and  they  having 
consulted  among  themselves  for  a  few  minutes,  Lord  Chief 
Baron  Richards  delivered  their  unanimous  opinion  that  in  such 
a  case  the  Court  of  King's  Bench  would  not  liberate. 


Lord  El  don,  (Ch.)  That  this  is  a  case  of  very  great  import* 
ance  none  will  dispute  ;  but,  at  tbe  same  time,  I  do  not  think  it 
a  case  of  difficulty.  If  1  did,  I  should  be  aniious  to  bear  the 
counsel  for  the  defendants,  before  proceeding  to  judgment.  But , 
iu  my  view  of  tbe  case,  considering  it  as  clear  in  law,  that  the 
House  of  Commons  have  the  power  of  committing  for  contempt ; 
that  this  was  a  commitment  for  contempt ;  that  the  general  na- 
ture of  tbe  contempt,  if  that  was  necessary,  was  sufficiently  set 
forth  in  the  warrant ;  and  being  of  opinion  that  the  objections, 
in  point  of  form,  have  not  been  sustained,  unless  any  other  no* 
ble  Lord  should  express  a  wish  to  hear  the  counsel  for  the  de- 
fendants, I  shall  now  move  that  the  judgments  in  the  Court  be- 
low be  affirmed. 

Lord  Ekskikc.    When  this  matter  was  first  agitated,  I  under- 
stood that  the  House  of  Commons  intended  to  pursue  a  very 


Anderson 


OP  THE  UNITED  STATES.  223 

tempt,  in  breach  of  their  privileges ;  that  they  are       ism. 
the  exclusive  judges  whether  those  privileges  have    ^^ 
been  violated  in  the  particular  instance;  and  that        v. 

Pumu 

different  coarse.  I  was  therefore  alarmed.  I  expressed  my* 
self,  because  I  felt,  with  warinth.  I  have  changed  none  of  the 
opinions  1  then  entertained ;  I  then  said  that  the  House  of  Com- 
mons ought  to  be  jealous  of  such  privileges  as  were  necessary  for 
its  protection.  My  opinion  is,  that  these  privileges  are  part  of  the 
law  of  the  land,  and  upon  this  record  there  is  nothing  more 
than  the  ordinary  proceeding  ;  the  Speaker  of  the  House  of 
Commons,  like  any  other  subject,  putting  himself  on  the  coun- 
try as  to  the  fact,  and  pleading  a  justification  in  law  ;  for  this 
was  not  a  plea  to  the  jurisdiction,  but  a  plea  in  bar.  This 
course  of  proceeding  gave  rise  to  the  most  heartfelt  satisfaction ; 
for  if  the  judgment  had  been  adverse  to  the  defendants,  the 
House  would  no  doubt  have  submitted.  It  would  be  a  libel  en 
the  House  of  Commons  to  suppose  that  it  would  not.  There- 
fore, by  this  judgment,  it  appears  that  it  is  the  law  which  pro- 
tects  the  just  privileges  of  the  House  of  Commons,  as  well  as 
the  rights  of  the  subject. 

The  case  has  been  argued  with  great  propriety  ;  but  it  was 
contended  that  it  was  not  alleged  in  the  warrant  that  the  libel 
was  published  by  the  plaintiff.  But  it  is  alleged  that  the  paper 
was  printed  by  his  authority.  And  if  I  send  a  manuscript  to  the 
printer  of  a  periodical  publication,  and  do  not  restrain  the 
printing  and  publishing  of  it,  and  he  does  print  and  publish  it  in 
that  publication,  then  I  am  the  publisher.  The  word  reflect- 
ing, standing  by  itself,  would  not  be  sufficiently  distinct.  But 
the  warrant  recites  that  the  letter  had  been  adjudged  to  be  a 
libellous  and  scandalous  paper,  reflecting  on  the  just  rights  and 
privileges  of  the  House  of  Commons;  and  the  meaning  there 
must  be,  arraigning  the  just  rights  and  privileges  of  the  House* 

I,  myself,  while  I  presided  in  the  Court  of  Chancery,  com- 
mitted for  contempt,  in  a  case  in  which  a  pamphlet  was  sent  to 
me,  the  object  of  which  was,  by  partial  representation,  and  by 


22&  CASES  IN  THE  SUPREME  COURT 

1821.      their  decisions  upon  the  subject  cannot  be  question- 
ed in  any  other  Court  or  place. 

3.  As  to  the  form  of  the  warrant,  it  is  unnecessary 
to  describe  the  offence  particularly  in  the  warrant, 
except  for  the  purpose  of  letting  the  party  see  whe- 
ther it  is  bailable  or  not.a  But  this  was  only  a  war- 
rant to  arrest  the  plaintiff,  and  bring  him  before  the 
House ;  a  preliminary  proceeding  absolutely  neces- 
sary to  exercise  any  sort  of  jurisdiction  over  the 
matter. 

March  %l  Mr.  Justice  Johnson  delivered  the  opinion  of  the 
Court  Notwithstanding  the  range  which  has  been 
taken  by  the  plaintiff's  counsel,  in  the  discussion  of 
this  cause,  the  merits  of  it  really  lie  in  a  very  limited 
compass.  The  pleadings  have  narrowed  them  down 
to  the  simple  inquiry,  whether  the  House  of  Repre- 
sentatives can  take  cognisance  of  contempts  com- 

flattering  the  Judge,  to  procure  a  different  species  of  judgment 
from  that  which  would  be  administered  in  the  ordinary  coarse 
of  justice.  I  might  be  wrong,  but  I  do  not  think  I  was.  The 
House  of  Commons,  whether  a  Court  or  not,  must,  like  every 
other  tribunal,  have  the  power  to  protect  itself  from  obstruc- 
tion and  insult,  and  to  maintain  its  dignity  and  character.  If 
the  dignity  of  the  law  is  not  sustained,  its  sun  is  set,  never  to  be 
lighted  up  again.  So  much  I  thought  it  necessary  to  say,  feel- 
ing strongly  for  the  dignity  of  the  law  ;  and  have  only  to  add, 
that  I  fully  concur  in  the  opinion  delivered  by  the  judges. 

The  counsel  were  called  in,  and  informed  that  the  House  did 
not  think  it  necessary  to  hear  counsel  for  the  defendants.  And 
then,  without  further  proceeding,  the  judgments  of  the  Court 
below  were  affirmed.     5  Dow's  Pari.  Rep.  165.  199. 

a  Cfiitty's  Crim.  Law,  and  the  authorities  there  cited. 


OF  THE  UNITED  STATES.  225 

mitted  against  themselves,  under  any  circumstances  ?  mi. 
The  duress  complained  of  was  sustained  under  a 
warrant  issued  to  compel  the  party's  appearance, 
not  for  the  actual  infliction  of  punishment  for  an  of- 
fence committed.  Yet  it  cannot  be  denied,  that  the 
power  to  institute  a  prosecution  must  be  dependent 
upon  the  power  to  punish.  If  the  House  of  Repre- 
sentatives possessed  no  authority  to  punish  for  con- 
tempt, the  initiating  process  issued  in  the  assertion  of 
that  authority  must  have  been  illegal ;  there  was  a 
want  of  jurisdiction  to  justify  it. 

It  is  certainly  true,  that  there  is  no  power  given  by 
the  constitution  to  either  House  to  punish  for  con- 
tempts, except  when  committed  by  their  own  mem* 
bers.  Nor  does  the  judicial  or  criminal  power  given 
to  the  United  States,  in  any  part,  expressly  extend 
to  the  infliction  of  punishment  for  contempt  of  either 
House,  or  any  one  co-ordinate  branch  of  the  govern- 
ment. Shall  we,  therefore,  decide,  that  no  such 
power  exists  ? 

It  is  true,  that  such  a  power,  if  it  exists,  must  be 
derived  from  implication,  and  the  genius  and  spirit 
of  our  institutions  are  hostile  to  the  exercise  of  im- 
plied powers.  Had  the  faculties  of  man  been  com- 
petent to  the  framing  of  a  system  of  government 
which  would  have  left  nothing  to  implication,  it  can- 
not be  doubted,  that  the  effort  would  have  been 
made  by  the  framers  of  the  constitution.  But  what 
is  the  fact  ?  There  is  not  in  the  whole  of  that  ad- 
mirable instrument,  a  grant  of  powers  which  does 
not  draw  after  it  others,  not  expressed,  but  vital  to 

Vol.  VI.  29 


326  GASES  IN  THE  SUPREME  COURT 

mi,       their  exercise ;  not  substantive  and  independent,  in- 
deed, but  auxiliary  and  subordinate. 

The  idea  is  Utopian,  that  government  can  exist 
without  leaving  the  elercise  of  discretion  some- 
where. Public  security  against  the  abuse  of  such 
discretion  must  rest  on  responsibility,  and  stated  ap- 
peals to  public  approbation.  Where  all  power  is 
derived  from  the  people,  and  public  functionaries,  at 
short  intervals,  deposite  it  at  the  feet  of  the  people, 
to  be  resumed  again  only  at  their  will,  individual 
fears  may  be  alarmed  by  the  monsters  of  imagina- 
tion, but  individual  liberty  can  be  in  little  danger. 

No  one  is  so  visionary  as  to  dispute  the  assertion, 
that  the  sole  end  and  aim  of  all  our  institutions  is 
the  safety  and  happiness  of  the  citizen.  But  the  re- 
lation between  the  action  and  the  end,  is  not  always 
so  direct  and  palpable  as  to  strike  the  eye  of  every 
observer.  The  science  of  government  is  the  most 
abstruse  of  all  sciences  ;  if,  indeed,  that  can  be  call- 
ed a  science  which  has  but  few  fixed  principles,  and 
practically  consists  in  little  more  than  the  exercise 
of  a  sound  discretion,  applied  to  the  exigencies  of 
the  state  as  they  arise.  It  is  the  science  of  experi- 
ment. 

But  if  there  is  one  maxim  which  necessarily  rides 
over  all  others,  in  the  practical  application  of  govern- 
ment, it  is,  that  the  public  functionaries  must  be  left 
at  liberty  to  exercise  the  powers  which  the  people 
have  intrusted  to  them.  The  interests  and  dignity 
of  those  who  created  them,  require  the  exertion  of 
the  powers  indispensable  to  the  attainment  of  the 
ends  of  their  creation.     Nor  is  a  casual  conflict  with 


OP  THE  UNITED  STATES.  22? 

the  rights  of  particular  individuals  any  reason  to  be  iouu 
urged  against  the  exercise  of  such  powers.  The 
wretch  beneath  the  gallows  may  repine  at  the  fate 
which  awaits  him,  and  yet  it  is  no  less  certain,  that 
the  laws  under  which  he  suffers  were  made  for  his 
security.  The  unreasonable  murmurs  of  individuals 
against  the  restraints  of  society,  have  a  direct  ten- 
dency to  produce  that  worst  of  all  despotisms,  which 
makes  every  individual  the  tyrant  over  his  neigh- 
bour's rights. 

That  "  the  safety  of  the  people  is  the  supreme 
law,"  not  only  comports  with,  but  is  indispensable 
to,  the  exercise  of  those  powers  in  their  public  func- 
tionaries, without  which  that  safety  cannot  be  guard- 
ed. On  this  principle  it  is,  that  Courts  of  justice 
are  universally  acknowledged  to  be  vested,  by  their 
very  creation,  with  power  to  impose  silence,  respect, 
and  decorum,  in  their  presence,  and  submission  to 
their  lawful  mandates,  and,  as  a  corollary  to  this 
proposition,  to  preserve  themselves  and  their  officers 
from  the  approach  and  insults  of  pollution. 

It  is  true,  that  the  Courts  of  justice  of  the  United 
States  are  vested,  by  express  statute  provision,  with 
power  to  fine  and  imprison  for  contempts ;  but  it 
does  not  follow,  from  this  circumstance,  that  they 
would  not  have  exercised  that  power  without  the  aid 
ef  the  statute,  or  not,  in  cases,  if  such  should  occur, 
to  which  such  statute  provision  may  not  extend ;  on 
the  contrary,  it  is  a  legislative  assertion  of  this  right, 
as  incidental  to  a  grant  of  judicial  power,  and  can 
only  be  considered  either  as  an  instance  of  abundant 
caution,  or  a  legislative  declaration,  that  the  power 


228  '  CASES  IN  THE  SUPREME  COURT 

182K  of  punishing  for  contempt  shall  not  extend  beyond 
its  known  and  acknowledged  limits  of  fine  and  im* 
prisonment. 

But  it  is  contended,  that  if  this  power  in  the 
House  of  Representatives  is  to  be  asserted  on  the 
plea  of  necessity,  the  ground  is  too  broad,  and  the 
result  too  indefinite  ;  that  the  executive,  and  every 
co-ordinate,  and  even  subordinate,  branch  of  the 
government,  may  resort  to  the  same  justification, 
and  the  whole  assume  to  themselves,  in  the  exercise 
of  this  power,  the  most  tyrannical  licentiousness. 

This  is  unquestionably  an  evil  to  be  guarded 
against,  and  if  the  doctrine  may  be  pushed  to  that 
extent,  it  must  be  a  bad  doctrine,  and  is  justly  de- 
nounced. 

But  what  is  the  alternative  ?  The  argument  ob- 
viously leads  to  the  total  annihilation  of  the  power 
of  the  House  of  Representatives  to  guard  itself  from 
contempts,  and  leaves  it  exposed  to  every  indignity 
and  interruption  that  rudeness,  caprice,  or  even  con- 
spiracy, may  meditate  against  it.  This  result  is 
fraught  with  too  much  absurdity  not  to  bring  into 
doubt  the  soundness  of  any  argument  from  which  it 
is  derived.  That  a  deliberate  assembly,  clothed 
with  the  majesty  of  the  people,  and  charged  with 
the  care  of  all  that  is  dear  to  them ;  composed  of  the 
*most  distinguished  citizens,  selected  and  drawn  to- 
gether from  every  quarter  of  a  great  nation  ;  whose 
-deliberations  are  required  by  public  opinion  to  be 
conducted  under  the  eye  of  the  public,  and  whose 
decisions  must  be  clothed  with  all  that  sanctity  which 


OF  THE  UNITED  STATES. 

unlimited  confidence  in  their  wisdom  and  purity  can  lttL 
inspire ;  that  such  an  assembly  should  not  possess 
the  power  to  suppress  rudeness,  or  repel  insult,  is  a 
supposition  too  wild  to  be  suggested.  And,  accord- 
ingly, to  avoid  the  pressure  of  these  considerations, 
it  has  been  argued,  that  the  right  of  the  respective 
Houses  to  exclude  from  their  presence,  and  their 
absolute  control  within  their  own  walls,  carry  with 
them  the  right  to  punish  contempts  committed  in 
their  presence ;  while  the  absolute  legislative  power 
given  to  Congress  within  this  District,  enables  them 
to  provide  by  law  against  all  other  insults  against 
which  there  is  any  necessity  for  providing. 

It  is  to  be  observed,  that  so  far  as  the  issue  of  this 
cause  is  implicated,  this  argument  yields  all  right  of 
the  plaintiff  in  error  to  a  decision  in  his  favour ;  for, 
non  constat,  from  the  pleadings,  but  that  this  warrant 
issued  for  an  offence  committed  in  the  immediate 
presence  of  the  House. 

Nor  is  it  immaterial  to  notice  what  difficulties  the 
negation  of  this  right  in  the  House  of  Representa- 
tives draws  after  it,  when  it  is  considered,  that  the 
concession  of  the  power,  if  exercised  within  their 
walls,  relinquishes  the  great  grounds  of  the  argu- 
ment, to  wit :  the  want  x>f  an  express  grant,  and  the 
unrestricted  and  undefined  nature  of  the  power  here 
set  up.  For  why  should  the  House  be  at  liberty  to 
exercise  an  ungranted,  an  unlimited,  and  undefined 
power  within  their  walls,  any  more  than  without 
them?  If  the  analogy  with  individual  right  and 
power  be  resorted  to,  it  will  reach  no  farther  than  to 
exclusion,  and  it  requires  no  exuberance  of  imagina- 


230  CASES  IN  THE  SUPREME  COURT* 

iasi.  don  to  exhibit  tbe  ridiculous  consequences  which 
might  result  from  such  a  restriction,  imposed  upon 
the  conduct  of  a  deliberative  assembly. 

Nor  would  their  situation  be  materially  relieved 
by  resorting  to  their  legislative  power  within  tbe 
District.  That  power  may,  indeed,  be  applied  to 
many  purposes,  and  was  intended  by  the  constitution 
to  extend  to  many  purposes  indispensable  to  the  se- 
curity and  dignity  of  the  general  government ;  but 
they  are  purposes  of  a  more  grave  and  genera]  cha- 
racter than  the  offences  which  may  be  denominated 
contempts,  and  which,  from  their  very  nature, 
admit  of  no  precise  definition.  Judicial  gravity  will 
not  admit  of  the  illustrations  which  this  remark 
would  admit  of.  Its  correctness  is  easily  tested  by 
pursuing,  in  imagination,  a  legislative  attempt  at  de- 
fining the  cases  to  which  the  epithet  contempt  might 
be  reasonably  applied. 

But  although  the  offence  be  held  undefinable,  it  is 
justly  contended,  that  the  punishment  need  not  be 
indefinite.     Nor  is  it  so. 

We  are  not  now  considering  the  extent  to  which 
the  punishing  power  of  Congress,  by  a  legislative 
act,  may  be  carried.  On  that  subject,  the  bounds 
of  their  power  are  to  be  found  in  the  provisions  of 
the  constitution. 

The  present  question  is,  what  is  the  extent  of  the 
punishing  power  which  the  deliberative  assemblies 
of  the  Union  may  assume  and  exercise  on  the  prin- 
ciple of  self-preservation  ? 

Analogy,  and  the  nature  of  the  case,  furnish  the 


OF  THE  UNITED  STATES.  231 

answer—"  the  least  possible  power  adequate  to  the  mi. 
end  proposed;"  which  is  the  power  of  imprisonment. 
It  may,  at  first  view,  and  from  the  history  of  the 
practice  of  our  legislative  bodies,  be  thought  to  ex- 
tend no  other  inflictions.  But  every  other  will  be 
found  to  be  mere  commutation  for  confinement; 
since  commitment  alone  is  the  alternative  where  the 
individual  proves  contumacious.  And  even  to  the 
duration  of  imprisonment  a  period  is  imposed  by  the 
nature  of  things,  since  the  existence  of  the  power 
that  imprisons  is  indispensable  to  its  continuance ; 
and  although  the  legislative  power  continues  perpe- 
tual, the  legislative  body  ceases  to  exist  on  the  mo- 
fhent  of  its  adjournment  or  periodical  dissolution. 
It  follows,  that  imprisonment  must  terminate  with 
that  adjournment 

This  view  of  the  subject  necessarily  sets  bounds 
to  the  exercise  of  a  caprice  which  has  sometimes 
disgraced  deliberative  assemblies,  when  under  the  in- 
fluence of  strong  passions  or  wicked  leaders,  but  the 
instances  of  which  have  long  since  remained  on  re- 
cord only  as  historical  facts,  not  as  precedents  for 
imitation.  In  the  present  fixed  and  settled  state  of 
English  institutions,  there  is  no  more  danger  of  their 
being  revived,  probably,  than  in  our  own. 

But  the  American  legislative  bodies  have  never 
possessed,  or  pretended  to  the  omnipotence  which 
constitutes  the  leading  feature  in  the  legislative  as- 
sembly of  Great  Britain,  and  which  may  have  led 
occasionally  to  the  exercise  of  caprice,  under  the 
specious  appearance  of  merited  resentment. 


232  CASES  IN  THE  SUPREME  COURT 

mi.  If  it  be  inquired,  what  security  is  there*  that  with 

an  officer  avowing  himself  devoted  to  their  will,  the 
House  of  Representatives  will  confine  its  punishing 
power  to  the  limits  of  imprisonment,  and  not  push  it 
to  the  infliction  of  corporal  punishment,  or  even 
death,  and  exercise  it  in  cases  affecting  the  liberty  of 
speech  and  of  the  press  ?  the  reply  is  to  be  found  in 
the  consideration,  that  the  constitution  was  formed 
in  and  for  an  advanced  state  of  society,  and  rests  at 
every  point  on  received  opinions  and  fixed  ideas.    It 
is  not  a  new  creation,  but  a  combination  of  existing 
materials,  whose  properties  and  attributes  were  fami- 
liarly understood,  and  had  been  determined  by  reite- 
rated experiments.     It  is  not,  therefore,  reasoning 
upon  things  as  they  are,  to  suppose  that  any  deli- 
berative assembly,  constituted  under  it,  would  ever 
assert  any  other  rights  and  powers  than  those  which 
had  been  established  by  long  practice,  and  conceded 
by  public  opinion.    Melancholy,  also,  would  be  that 
state  of  distrust  which  rests  not  a  hope  upon  a  moral 
influence.     The  most  absolute  tyranny  could  not 
subsist  where  men  could  not  be  trusted  with  power 
because  they  might  abuse  it,  much  less  a  govern- 
ment which  has  no  other  basis  than  the  sound  mo- 
rals, moderation,  and  good  sense  of  those  who  com- 
pose it.     Unreasonable  jealousies  not  only  blight  the 
pleasures,  but  dissolve  the  very  texture  of  society. 

But  it  is  argued,  that  the  inference,  if  any,  arising 
under  the  constitution,  is  against  the  exercise  of  the 
powers  here  asserted  by  the  House  of  Representa- 
tives ;  that  the  express  grant  of  power  to  punish  their 


OP  THE  UNITED  STATES.  Jgg 

taembers  respectively,  and  to  expel  them,  by  the  ap-       1821. 
plication  of  a  familiar  maxim,  raises  an  implication 
against  the  power  to  punish  any  other  than  their 
own  members. 

This  argument  proves  too  much  ;  for  its  direct  ap- 
plication would  lead  to  the  annihilation  of  almost 
every  power  of  Congress.  To  enforce  its  laws  upon 
any  subject  without  the  sanction  of  punishment  is 
obviously  impossible.  Yet  there  is  an  express  grant 
of  power  to  punish  in  one  class  of  cases  and  one  only, 
and  all  the  punishing  power  exercised  by  Congress 
in  any  cases,  except  those  which  relate  to  piracy  and 
offences  against  the  laws  of  nations,  is  derived  from 
implication.  Nor  did  the  idea  ever  occur  to  any 
one,  that  the  express  grant  in  one  class  of  cases  re- 
pelled the  assumption  of  the  punishing  power  in  any 
other. 

The  truth  is,  that  the  exercise  of  the  powers  given 
over  their  own  members,  was  of  such  a  delicate  na- 
ture, that  a  constitutional  provision  became  necessary 
to  assert  or  communicate  it.  Constituted,  as  that 
body  is,  of  the  delegates  of  confederated  States,  some 
such  provision  was  necessary  to  guard  against  their 
mutual  jealousy,  since  every  proceeding  against  a 
representative  would  indirectly  affect  the  honour  or 
interests  of  the  state  which  sent  him. 

In  reply  to  the  suggestion  that,  on  this  same  foun- 
dation of  necessity,  might  be  raised  a  superstructure 
of  implied  powers  in  the  executive,  and  every  other 
department,  and  even  ministerial  officer  of  the  gov- 
ernment, it  would  be  sufficient  to  observe,  that  nei- 
ther analogy  nor  precedent  would  support  the  asser- 
Vol.  VI.  30 


2£4  CASES  IN  *HE  SUPREME  COURT 

i83i.  tion  of  such  powers  in  any  other  than  a  legislative 
or  judicial  body.  Even  corruption  any  where  else 
would  not  contaminate  the  source  of  political  life. 
In  the  retirement  of  the  cabinet,  it  is  not  expected 
that  the  executive  can  be  approached  by  indignity 
or  insult ;  nor  can  it  ever  be  necessary  to  the  exe- 
cutive, or  any  other  department,  to  hold  a  public  de- 
liberative assembly.  These  are  not  arguments; 
they  are  visions  which  mar  the  enjoyment  of  actual 
blessings,  with  the  attack  or  feint  of  the  harpies  of 
imagination. 

As  to  the  minor  points  made  in  this  case,  it  is  only 
necessary  to  observe,  that  there  is  nothing  on  the 
face  of  this  record  from  which  it  can  appear  on  what 
evidence  this  warrant  was  issued.  And  we  are  not 
to  presume  that  the  House  of  Representatives  would 
have  issued  it  without  duly  establishing  the  feci 
oharged  on  the  individual.  And,  as  to  the  distance 
to  which  the  process  might  reach,  it  is  very  clear 
that  there  exists  no  reason  for  confining  its  operation 
to  the  limits  of  the  District  of  Columbia ;  after  pass- 
ing those  limits,  we  know  no  bounds  that  can  be 
prescribed  to  its  range  but  those  of  the  United  States. 
And  why  should  it  be  restricted  to  other  boundaries  ? 
Such  are  the  limits  of  the  legislating  powers  of  that 
body;  and  the  inhabitant  of  Louisiana  or  Maine 
may  as  probably  charge  them  with  bribery  and  cor- 
ruption, or  attempt,  by  letter,  to  induce  the  commis- 
sion of  either,  as  the  inhabitant  of  any  other  section 
of  the  Union.  If  the  inconvenience  be  urged,  the 
reply  is  obvious :  there  is  no  difficulty  in  observing 


OF  THE  UNITED  STATES.  $$> 

that  respectful  deportment  which  will  render  all  ap*      i*ti* 
prehension  chimerical.  r^0^^ 

Judgment  affirmed.  tiot>. 


(Patzs.) 

La  Conception.     The  Spanish  Consul,  Claimant 

Where  a  capture  I*  made  of  the  property  of  the  subjects  of  a  nation  ib 
amity  with  the  United  States,  by  a  vessel  tmilt,  armed,  equipped, 
and  owned  in  the  United  States,  such  capture  is  illegal,  and  the 
property,  if  brought  within  our  territorial  limits,  will  be  restored  to 
the  original  owners. 

Where  a  transfer  of  the  capturing  vessel  in  the  ports  of  the  bellige- 
rent State,  under  whose  flag  and  commission  she  sails  on  a  cruiae, 
is  set  up  in  order  to  legalize  the  capture,  the  bona  fides  of  the  sale 
must  be  proved  by  the  usual  documentary  evidence,  in  a  satisfac- 
tory manner. 

Appeal  from  the  Circuit  Court  of  South  Caro- 
lina. 

This  was  an  allegation  filed  in  the  District  Court 
of  South  Carolina  by  the  Vice  Consul  of  his  Catho- 
lic Majesty,  claiming  restitution  of  the  ship  La  Con- 
ception and  cargo,  as  the  property  of  Spanish  sub- 
jects to  him  unknown,  which  had  been  illegally  cap- 
tured by  the  armed  ship  La  Union,  sailing  under 
the  flag  of  Buenos  Ayres,  and  pretending  to  have  a 
commission  or  letter  of  marque  from  that  govern- 
ment, but  actually  built,  equipped,  armed,  ami  man- 
ned in  the  United  States.    A  claim  was  interposed 


236 


CASES  IN  THE  SUPREME  COURT 


1821. 

The  Concep- 
tion. 


by  one  Brown,  claiming  the  property  as  having  been 
taken  by  him,  as  commander  of  La  Union,  on  the 
high  seas,  under  a  commission  from  the  government 
of  Buenos  Ay  res,  authorizing  him  to  capture  the  pro- 
perty of  the  subjects  of  Spain.  The  District  and 
Circuit  Courts  decreed  restitution  of  the  property  to 
the  captors,  no  sufficient  evidence  being' produced  of 
the  capturing  vessel  having  been  equipped,  or  hav- 
ing augmented  her  force  in  the  ports  of  the  United 
States.  On  appeal  to  this  Court,  farther  proof  was 
taken,  showing  conclusively,  that  the  capturing  ves- 
sel was  originally  built,  owned,  and  equipped  in  this 
country,  and  after  proceeding  to  Buenos  Ayres,  and 
Sailing  from  that  port  on  a  cruize,  had  touched  at  the 
port  of  New-Orleans,  and  there  illegally  augmented 
her  force,  since  which,  the  capture  in  question  was 
made.  This  evidence  was  attempted  to  be  repelled 
on  the/  part  of  the  captors,  by  testimony  tending  to 
show  a  transfer  of  the  capturing  vessel  at  Buenos 
Ayres  to  domiciled  subjects  of  that  country,  and  that 
the  subsequent  augmentation  of  her  force  at  New- 
Orleans,  if  any,  was  very  trifling,  and  only  amount- 
ed to  a  replacement  of  her  former  equipment. 


March  sth.  The  Attorney- General,  and  Mr.  Hopkinson,  for 
the  appellant  and  claimant,  the  Spanish  Consul,  ar- 
gued, that  the  original  owners  were  entitled  to  resti- 
tution, according  to  the  uniform  series  of  decisions  in 
this  Court,  upon  the  ground  that  the  capturing  ship 
was  built  and  equipped  in  the  United  States,  with 
the  intention  of  cruizing  against  the  subjects  of 
Spain,  in  violation  of  our  neutrality,  and  actually  be- 


OP  THE  UNITED  STATES.  237 

longed  to  citizens  of  the  United  States,  when  the       1821. 
present  capture  was  made ;  or  had  illegally  aug-  T^^^- 
mented  her  force  in  our  ports,  previous  to  the  capture/       tion. 
That  the  pretended  transfer  at  Buenos  Ayres  was 
evidently  colourable,  and  was  not  proved  by  the  pro- 
duction of  the  bill  of  sale,  or  any  of  the  other  docu- 
mentary evidence  usually   expected    by  maritime 
Courts,  to  establish  a  change  of  this  species  of  pro- 
perty. That  the  enlistment  of  additional  seamen  to  the 
crew  at  New-Orleans,  being  proved,  the  anus  was 
thrown  back  upon  the  captors,  to  show  that  the  per- 
sons so  enlisted  were  subjects  of  Buenos  Ayres,  tran- 
siently within  the  United  States/ 

Mr.  Winder^  contra,  insisted,  that  it  must  be  a  clear 
case  of  the  violation  of  our  neutral  rights,  or  the 
Court  would  not  interfere  to  restore  a  capture  made 
under  a  commission  from  a  sovereign  state,  and  that 
die  anus  probandi  for  this  purpose  was  on  the  Spa- 
nish claimant/  We  have  an  unquestionable  right  to 
build  ships  for  sale,  and  to  export  any  kind  of  contra- 
band subject  to  the  risk  of  capture:  And  even  if  a 
ship  be  expressly  built  for  war,  it  may  be  sold  to  a 
belligerent,  and  afterwards  equipped  in  his  own  ports 
to  cruise  against  his  enemy/    Here  the  purchaser 

a  The  Alert  a,  9  Crunch,  359.  The  Divina  Pastora,  4 
Wheat.  Rep.  298.  The  Est  r  el  la,  4  Wheat.  Rep.  298.  La 
Amistad  de  Rues,  5  Wheat  Rep.  385.  The  Bello  Corrunes, 
ante,  p.  152. 

b  The  Estrella,  4  Wheat.  Rep.  298. 

e  La  Amistad  de  Rues,  5  Wheat.  Rep.  385. 

d  The  Alfred,  3  Dall.  387. 


238 


CASES  IN  THE  SUPREME  COURT 


tiou. 


1321.  was  actually  domiciled  at  Buenos  Ay  res,  and  there 
Tbett>ncep-  *s  n°thing  to  impeach  the  bona  fides  of  the  transac- 
tion. He  then  sailed  again  from  Buenos  Ayres  on 
a  cruize,  and  the  alleged  augmentation  of  the  crew 
at  New-Orleans  was,  in  effect,  nothing  but  a  replace- 
ment of  the  original  force,  the  vessel  having  lost  by 
desertion  nearly  the  same  number  of  men  which  she 
acquired  by  enlistment.  Such  a  replacement,  this 
Court  has  already  determined  not  to  afford  a  ground 
for  restitution."  It  is  true,  that  the  case  cited  was 
under  the  French  treaty  of  1778.  But  the  19th  ar- 
ticle of  that  treaty  provides  nothing  more  than  a 
right  of  asylum  and  hospitality,  the  same  as  is  enjoy- 
ed by  the  South  American  cruizers  in  our  ports, 
under  the  President's  instructions. 

The  counsel  on  both  sides  also  argued  on  the 
same  grounds  which  are  stated  in  the  case  of  the 
Belh  CorruneSj  ante^  p*  155.  and  which  it  is  not 
thought  necessary  to  repeat. 


Mr.  Justice  Story  delivered  the  opinion  of  the 
Court. 

In  this  case,  if  the  cause  had  stood  solely  upon 
the  evidence  before  the  Circuit  Court,  we  should 
have  no  difficulty  in  affirming  its  decision.  But 
upon  the  new  proofs  which  have  been  since  taken, 
and  are  now  produced  to  this  Court,  it  is  apparent 
that  the  capturing  vessel  was  originally  built,  equip- 
ped, manned,  and  armed  in  the  United  States  for  a 
cruize,  being  owned  by  citizens  of  this  country,  and 


a  Moodie  v.  the  Phoebe  Add,  3  Doll,  319, 


Of  THE  UNITED  STATES.  239 

sailed  with  the  intent  of  cruizing  against  Spain.  It  mi. 
is  true  that  she  went  to  Buenos  Ayres,  and  sailed  J^y^ 
under  the  colours  of  that  government  on  a  second  ti<m. 
cruise,  during  which  this  capture  was  made  ;  but, 
there  is  no  satisfactory  evidence  that  the  American 
ownership  ever  ceased,  or  that  there  was  a  real, 
bona  fide  sale  at  Buenos  Ayres.  If  such  a  sale  had 
really  taken  place,  it  was  perfectly  in  the  power  of 
the  captors  to  have  proved  it,  in  the  clearest  man- 
ner. A  bill  of  sale  is  the  customary  and  universal 
document  by  which  the  ownership  of  vessels  is  evi- 
denced ;  and  the  want  of  any  document  of  this  na- 
ture, or  of  any  direct  and  positive  evidence  of  an  ac- 
tual sale,  leaves  no  doubt  in  the  mind  of  the  Court, 
that  no  such  sale  ever  was  made.  The  consequence 
is,  that  the  capturing  vessel  must  still  be  considered, 
as  owned  in  the  United  States ;  and,  according  to 
the  decisions  which  have  already  been  made,  the 
capture  was  illegal,  and  the  property  must  be  res- 
tored to  the  original  Spanish  owners. 

Sentence  reversed. 


240 


1821. 


Williok* 

v. 

Hollings* 

worth. 


CASES  IN  THE  SUPREME  COURT 

(Common  Law.) 
WlLLINKS  V.  HOLLlNGSWORtd  €t  oL 


H.  and  other*,  merchants  in  Baltimore,  consigned  a  vessel  and  carga 
to  W.  and  others,  merchants  in  Amsterdam,  with  instructions  to 
them  respecting  her  ulterior  destination,  which  showed,  that  on  the 
failure  of  getting  a  freight  to  Batavia,  Or  of  selling  the  vessel  at  a 
price  limited,  she  was  to  proceed  to  St  Petersburg,  and  there  take 
in  a  return  cargo  of  Russian  goods  for  the  United  States,  but  with 
instructions  to  the  master  committing  to  him  the  management  of 
the  ulterior  voyage.  No  freight  to  Batavia  could  be  obtained,  and 
the  vessel  could  not  be  sold  for  the  price  limited  at  Amsterdam ; 
and  W.  and  others,  purchased  in  Amsterdam,  with  the  concurrence 
of  the  master,  a  return  cargo  of  Russian  goods,  partly  with  the 
money  of  H.  and  others,  and  partly  with  money  advanced  by  them- 
selves. On  the  return  of  the  vessel  to  Baltimore,  H.  and  others 
objected  to  the  purchase  of  this  cargo  in  Amsterdam,  as  being  con- 
trary  to  express  orders,  and  gave  notice  to  W.  and  others,  of  their 
determination  to  hold  them  responsible  for  all  losses  sustained  in 
consequence  of  this  breach  of  instructions ;  but  received  the  goods 
and  sold  them.  W.  and  others  brought  an  assumpsit  against  H. 
and  others,  to  recover  from  them  the  monies  advanced.  The  decla- 
tion  contained  the  three  usual  money  counts.  Held,  1st  That  the 
plaintiffs  had  a  demand  in  law  against  the  defendants,  which  could 
be  maintained  in  this  form  of  action.  2dly.  That  whether  the  plain- 
tiffs could,  or  could  not,  be  made  responsible  in  any  form  of  action 
which  might  be  devised  for  the  possible  loss  resulting  from  the 
breaking  up  of  the  intended  voyage  to  St  Petersburgh,  the  defend- 
ants were  not  entitled  to  a  deduction  from  the  plaintiffs'  demand,  for 
the  amount  of  such  loss. 

This  was  an  action  of  assumpsit  brought  in  the 
Circuit  Court  of  Maryland,  by  the  plaintiffs,  who 
were  merchants  of  Amsterdam,  to  recover  from  the 
defendants,  merchants  of  Baltimore,  a  sum  of  money 
advanced  by  the  plaintiffs  in  Amsterdam,  for  the 


OF  THE  UNITED  STATES.  241 

cargo  of  the  Henry  Clay,  a  vessel  belonging  to  the      mi. 
defendants,  which  had  been  consigned  by  them  to    ^£^* 
the  plaintiffs,   with  an    outward  cargo,  and  with    -   y- 
orders  respecting  her  ulterior  destination,    which      worth, 
showed,  that  on  the  failure  of  getting  a  freight  to 
Batavia,  or  of  selling  her  at  Amsterdam,  she  was  to 
go  to  St.  Petersburg,  and  there  take  in  a  return  cargo 
of  Russian  goods  for  the  United  States.     The  plain- 
tiffs purchased  in  Amsterdam,  with  the  concurrence 
of  the  master,  a  return  cargo  for  the  Henry  Clay, 
partly  with  the  money  of  the  defendants,  and  partly 
with  money  advanced  by  themselves.     On  her  arri- 
val at  Baltimore,  the  defendants  objected  to  the  pur- 
chase of  this  cargo  in  Amsterdam,  as  being  contrary 
to  express  orders,  and  immediately  gave  notice  to 
the  plaintiffs  of  their  disapprobation  of  the  transac- 
tion, and  of  their  determination  to  hold  them  respon- 
sible for  all  losses  sustained  in  consequence  of  this 
departure  from  instructions.     They,  however,  re- 
ceived the  cargo,  and  sold  it* 

The  declaration  contained  three  counts :  the  first, 
for  money  lent  and  advanced  to  the  defendants ;  the 
second,  for  money  laid  out  and  expended  for  their 
use  ;  and  the  third,  for  money  received  by  them  for 
the  use  of  the  plaintiffs. 

On  the  trial  of  the  cause  in  the  Circuit  Court,  the 
defendants  prayed  the  Court  to  instruct  the  jury, 
that  upon  the  whole  evidence,  which  is  spread  on 
the  record,  "-  the  plaintiffs  have  not  any  demand  in 
law  against  the  defendants  which  can  be  maintained 
in  this  action ;  but  that,  if  they  have,  the  defendants 

Vol.  VI.  31 


34S 


1891. 


Willmks 

Hollingi- 
irorth. 


CASES  IN  THE  SUPREME  COURT 

are  entitled  to  a  deduction  from  the  same,  of  the 
amount  of  the  loss  which  the  jury  shall  find  the  said 
defendants  sustained,  by  reason  of  the  alteration 
aforesaid,  in  the  destination  to  St.  Petersburg,  of  the 
said  ship,  and  the  loading  her  as  aforesaid  at  Amster- 
dam." On  this  motion  the  Judges  were  divided  in 
opinion,  and  the  division  certified  to  this  Court. 

The  evidence  principally  consisted  .of  two  letters, 
dated  the  29th  of  April,  1815,  written  by  M'Kim, 
one  of  the  defendants,  addressed,  the  one  to  the  plain- 
tiffs, the  other  to  the  master  of  the  Henry  Clay. 

That  to  the  plaintiffs  was  as  follows : 


u  Gentlemen — The  owners  of  the  ship  Henry 
Clay  having  appointed  me  the  ship's  husband  for 
this  voyage,  and  from  the  introduction  of  our  mutual 
friends,  Robert  Gilmor  and  Sons,  I  have  been  di- 
rected by  the  owners  to  consign  the  ship  to  your 
house,  also  that  part  of  her  cargo  which  1  consider 
belongs  to  her  owners  jointly,  agreeable  to  the  in- 
voice, amounting  to  1,363  dollars  40  cents. 

"  You  will  find,  that  the  owners  of  the  ship  have 
shipped  tobacco  on  their  separate  accounts ;  the  pro- 
ceeds are  to  be  placed  to  the  credit  of  John  M'Kim, 
jun.  to  remain  a  fund  for  the  purpdse  of  loading  the 
ship  if  she  should  proceed  to  St.  Petersburg.  The 
freight  and  primage,  and  also  Captain  Charles 
Gantt's  bills,  which  are  now  enclosed,  drawn  on 
you  for  the  sum  of  6,560  guilders,  are  to  constitute 
part  of  the  funds  for  the  loading  of  the  ship. 

««  Our  wish  is,  in  the  first  place,  if  a  good  freight 
or  charter  can  be  had  for  the  ship  to  Batavia,  that 


OF  THE  UNITED  STATES.  343 

she  should  proceed  there  in  preference  to  any  other      idsi. 
place* 

"  And,  secondly,  if  the  ship  can  be  sold  for  8,000 
pounds  sterling,  you  will  dispose  of  her  rather  than 
send  her  to  St.  Petersburg." 

The  letter  then  proceeds  to  give  such  a  description 
of  the  ship  as  might  enhance  her  value  in  the  esti- 
mation of  a  purchaser,  and  then  adds,  "  If  the  Hen* 
ry  Clay  proceeds  to  St.  Petersburg,  we  must  depend 
on  your  placing  funds  there  to  purchase  a  cargo  of 
iron,  hemp,  and  other  goods.  If  the  funds  we  have 
placed  in  your  hands  should  fall  short  of  loading 
her,  Messrs.  Gilmor  and  Sons  have  written  you  to 
make  us  any  advances  that  may  be  deficient.  Agree- 
able to  the  estimate,  what  we  have  ordered  from  St* 
Petersburg,  will  not  exceed  45,000  dollars,  and  you 
may  rest  assured,  that  any  sum  advanced  us  will  be 
remitted  to  you  as  soon  as  we  know  the  amount." 

The  letter  to  the  master  was  in  these  words : 

u  Dear  Sir — The  ship  Henry  Clay  is  given  you 
in  charge,  that  you  proceed  with  all  possible  des- 
patch for  Amsterdam,  and  it  is  recommended  that 
you  sail  north-about  at  this  fine  season  of  the  year* 
The  owners  of  the  ship  have  the  greatest  confidence 
in  your  good  management ;  that  you  will  take  care 
tbat*your  disbursements  in  every  foreign  port  may 
be  as  moderate  as  possible;  that  you  will  purchase 
every  article  yourself  on  the  lowest  terms  that  may 
be  required  for  the  ship;  that  you  will  use  the 
greatest  economy  in  all  your  expenditures.  After 
your  arrival  at  Amsterdam,  your  first  object  is  a 


2W 

1821. 

Willinks 

v. 

Hollings- 

worth. 


CASES  IN  THE  SUPREME   COURT 

good  charter  for  Batavia,  and  if  what  you  know  to 
be  a  good  charter  is  obtained,  you  will  of  course  ac- 
cept it  in  preference  to  any  thing  else. 

u  And  if  a  good  freight  cannot  be  had  to  Batavia, 
and  the  ship  can  be  sold  for  8,000  pounds  sterling, 
you  have  orders  to  sell  her,  and  we  confidently  ex- 
pect that  she  will  bring  more,  as  she  cost  upwards  of 
14,000  pounds  sterling,  and  never  made  one  voyage. 
I  hope  that  every  exertion  will  be  made  to  proceed 
to  St  Petersburg  immediately,  if  you  do  not  go  to 
Batavia,  and  the  ship  cannot  be  sold  ;  as  the  season  is 
far  advanced,  no  time  must  be  lost.  The  same  in- 
dustry must  be  used  to  get  away  from  St  Peters- 
burg, for  fear  that  you  might  be  detained  there  all  the 
winter.  The  owners  must  also  depend  on  your  at- 
tention at  St.  Petersburg,  that  the  hemp  is  good  that 
you  receive."  The  letter  then  gives  instructions 
respecting  pilots,  protests,  &c,  and  then  adds, 
"  Messrs.  Willinks  will  of  course  endeavour  to  con- 
sign the  ship  to  a  friend  of  theirs  at  St.  Petersburg, 
but  we  have  great  confidence  in  a  house  recommend- 
ed by  Mr.  Cumberland  D.  Williams,  Messrs.  Meyer 
and  Buxner,  and  we  could  wish  you  to  consign  the 
ship  to  them.  If  any  freight  should  offer  from  St 
Petersburg  to  Baltimore,  of  course,  you  will  accept 
of  it,  and  if  any  goods  for  Philadelphia  or  New- 
York  should  be  there,  you  can  inform  the  skippers 
how  easy  they  may  be  sent,"  &c. 

It  was  also  proved,  that  no  freight  to  Batavia  could 
be  obtained,  and  that  the  vessel  could  not  be  sold  at 
the  price  limited. 


OF  THE  UNITED  STATES.  2AB 

Mr.  Harper  and  Mr.  Winder,  for  the  plaintiffs,  ar-      182 1. 
gued,  (1.)  That  the  present  action  could  be  main-    ^^^ 
tained  by  the  plaintiffs  for  the  monies  advanced  by         ▼• 
theta  at  Amsterdam,  for  the  purchase  of  the  return      worth. 
cargo  received  by  the  defendants    at    Baltimore*  February  22d. 
Even    supposing   that  the  defendants  might  have 
refused  to  receive  it,  yet  having  actually  sold  it, 
and  received  the  proceeds  of  the  sale,  this  raises 
an   assumpsit  to  pay  the  money    thus    received. 
In  the  case  of  Marietta  r.    Barry*  foreign    mer- 
chants, sent  by  their  general  agent,  written  orders  to 
their  factor  in  this  country,  to  purchase  goods  here 
upon  their  account,  but   to  ship  the  goods  in  the 
name  of  the  factor,  and  by  those  orders  the  factor 
was  referred  to  the  verbal  communications  of  the  ge- 
neral agent,  who  undertook  to  order  the  goods  to  be 
shipped  in  the  name  of  another  person,  and  declared 
that  he  had  authority  from  the  foreign  merchants 
thus  to  control  and  vary  their  orders  ;  the  factor  was 
held  to  be  justified  in  obeying  the  new  orders  of  the 
general  agent,  though  contrary  to  the  first  written 
orders.     So,  here  the  consignment  of  the  ship  to  the 
plaintiffs  was  limited  to  her  transactions  at  Amster- 
dam, and  the  control  of  her  ulterior  movements  was 
left  to  the  master.    The  learned  counsel  here  entered 
into  a  minute  examination  of  the  correspondence,  to 
show  that  this  was  its  import. 
1    2.  The  defendants  cannot  claim  a  deduction  from 
the  plaintiffs'  demand  of  the  amount  of  the  supposed 
loss  sustained  by  the  alteration  of  the  intended  des- 

a  3  Cranch,  415. 


m 


CASES  Itf  THE  SUPREME  CODRT 


1821. 

Willinki 
f , 

Boilings- 
worth. 


tination  of  the  vessel  to  St.  Petersburg,  and  the  load- 
ing her  at  Amsterdam.  This  question  depends  not 
on  the  English  statute  of  set-off,  but  on  the  act  of 
Assembly  of  Maryland,  of  November,  1785,  c.  46. 
s.  7.  This  act  provides,  "  That  in  case  any  suit 
shall  hereafter  be  brought  on  any  judgment,  or  on 
any  bond,  or  other  writing  sealed  by  the  party,  and 
the  defendants  shall  have  any  demand  or  claim 
against  the  plaintiff,  upon  judgment,  bond,  or  other 
instrument  under  seal,  or  upon  note,  agreement,  as* 
sumpsir,  or  account  proved,  as  by  this  act  is  allowed 
the  defendant,  or  otherwise  according  to  law,  shall  be 
at  liberty  to  file  his  account  in  bar,  or  plead  discount 
to  the  plaintiff's  claim,  and  judgment  shall  be  given 
for  the  plaintiff  for  the  sum  only  which  remains  due 
after  just  discount  made;  provided  the  sum  which 
shall  remain  due  after  such  discount  be  sufficient  to 
support  a  judgment  in  the  court  where  the  cause 
may  be  tried,  according  to  its  established  jurisdiction ; 
and  in  ail  cases  of  suits  upon  simple  contracts,  the 
defendant  may  fde  an  account  in  bar,  or  plead  dis- 
count of  any  claim  he  may  have  against  the  plaintiffs 
proved  as  aforesaid,  or  oUierwist  proved  according  to 
law,  which  may  be  of  an  equal  or  superior  nature  to 
the  plaintiff  h  claim,  and  judgment  shall  be  given  as 
aforesaid^  Unliquidated  damages  cannot  be  admit* 
ted  by  way  of  discount,  according  to  the  very  letter 
of  the  law,  and  the  uniform  decisions  of  the  local 
Courts  of  Maryland.  But  even  the  English  statute 
has  received  the  same  construction.0     Damages  for 


a  Montagu  m  Set  Off,  21.  and  the  authorities  there  cited. 


OP  THE  UNITED  STATES. 


24T 


*  breach  of  the  implied  contract  of  an  agent  are,  and 
necessarily  must  be,  unliquidated.  If  then  such  da- 
mages cannot  be  set  off  under  the  statute,  neither 
can  they  be  admitted  .incidentally ,  by  way  of  deduc- 
tion, upon  the  equitable  principles  of  an  action  for 
money  had  and  received.  It  woold  be  an  evasion  of 
the  law  to  permit  such  an  equitable  deduction, 
which  sounds  rather  in  tort  than  contract  The  po- 
licy of  the  law  is  to  prevent  two  distinct  issues,  in- 
volving controverted  questions,  from  being  tried  at 
the  same  time,  thus  confounding  the  simplicity  of  ac- 
tions and  of  proceedings  in  a  Court  of  law. 


1821. 

Willinkfl 

v. 

Holliog»» 

worth. 


Mr.  Pinkney  and  Mr.  D.  B.  Ogden,  contra,  (1.) 
insisted,  that  the  action  could  not  be  maintained  by 
the  plaintiffs,  there  having  been  a  manifest  breach  of 
instructions  on  their  part,  not  justified  by  the  pre- 
tended approbation  of  the  master.  (2.)  The, de- 
fendants have  a  right  to  a  deduction  for  the  loss  sus- 
tained by  them  in  breaking  up  the  intended  voyage 
to  St.  Petersburg.  No  part  of  the  money,  for  which 
the  action  is  brought,  can  be  said  to  be  received  to 
the  use  of  the  plaintiffs,  which,  by  the  very  nature 
of  their  claim,  ought  in  conscience  to  be  applied  to 
the  indemnity  of  the  defendants  against  the  breach 
of  contract  which  originated  the  plaintiffs5  demand. 
The  claim  of  the  plaintiffs  arises  from  a  breach  of 
their  duty  to  the  defendants.  That  breach  of  duty 
forced  the  money  in  question  into  the  hands  of  the 

Brown  v.  Cuming,  2  Caine?  Rep.  33#  and  Note  (a).  Winchester 
v.  Hackley,  2  Cranch,  341. 


248 


CASES  IN  THE  SUPREME  COURT 


1821. 

WiJlinks 

v. 

Hollings- 

worth. 


defendants.  If  the  plaintiffs  should  obtain  a  judg- 
ment for  the  whole  of  this  money,  it  cannot  be 
doubted  that  Chancery  would  enjoin  execution  until 
the  extent  of  the  injury  inflicted  upon  the  defend- 
ants by  the  acts  which  produced  the  judgment  could 
be  ascertained  by  a^Jury.  And  surely  in  this  action 
for  money  had  and  received,  a  Court  of  law  will  pro- 
ceed with  the  same  view,  if  the  existence  of  the  de- 
fendants' right  to  complain  is  ascertainable  (although 
the  exact  quantum  of  the  injury  is  not)  by  the  same 
evidence,  and  through  the  same  circumstances,  which 
properly  belong  to  the  case  of  the  plaintiffs.  The 
acknowledged  nature  of  the  action  for  money  had 
and  received,  will  otherwise  cease,  and  it  will  differ 
in  nothing  from  any  other  form  of  action.  If  we  are 
not  to  inquire  in  this  action,  how,  and  under  what 
circumstances  money  was  received,  in  order  that  we 
may  determine  whether,  ex  cequo  et  bono,  the  defend- 
ants may  retain  the  whole,  or  any  part  of  it ;  and  if 
nothing  can  prevent  a  recovery  of  the  whole,  but  a 
plea  of  discount,  or  a  notice  of  set-off,  or  such  other 
defence  as  in  ordinary  actions  may  be  competent,  the 
character  given  in  the  books  of  the  action  for  money 
had  arid  received,  is  a  perfect  delusion.  The  case  of 
Dale  v.  Sottetf  goes  the  whole  length  of  this  doc- 
trine. The  deduction  there  claimed  might,  perhaps, 
have  been  used  as  a  discount  or  set-off  under  the  sta- 
tute ;  although  as  the  claim  was  not  a  liquidated 
one,  it  probably  could  not ;  but  at  any  rate  it  was 
not  so  used,  and  consequently,  as  a  discount  or  set- 


a  4  Burr.  2133. 


OF  THE  UNITED  STATES.  249 

off,  no  advantage  could  be  taken  of  it  at  the  trial.  law. 
Why  then  was  it  allowed  in  that  case  ?  Because  of  "^^ 
the  equitable  nature  of  the  plaintiff's  action,  and  of  ▼• 
the  intimate  connection  between  the  claim  and  the  worth. 
defence,  out  of  which  arose  the  conclusion  that  the 
defendant  might  retain,  or  stop  so  much  of  the  mo- 
ney, although  it  was  in  fact  the  plaintifPs  money 
which  he  received,  and  although  there  was  no  pre- 
cise contract  that  it  should  be  stopped  out  of  the  mo- 
ney received.  The  right  in  that  case  to  stop  a  rea- 
sonable compensation  (which  the  parties  had  not 
defined)  out  of  the  whole  sum  which  had  come  to 
the  defendant's  possession,  was  exactly  such  a  right 
as  we  now  insist  upon.  It  stood,  as  ours  does,  upon 
the  qualities  of  that  sort  of  suit  which  the  plaintiff  had 
instituted,  and  upon  the  union  of  the  claim  and  the  de- 
fence. The  defence,  indeed,  was  less  complicated  in 
that  case  than  it  is  in  the  present  one :  but  so,  too,  was 
the  plaintiff's  demand.  And,  besides,  a  defence  is 
not  the  less  a  good  defence,  or  an  examinable  de- 
fence, because  it  does  not  depend  upon  a  single  fact, 
or  does  depend  on  many  facts.  A  jury  can  deal  with  it, 
nevertheless,  and  does  deal  with  such  defences  every 
day  :  and  there  would  be  a  defect  of  justice  if  they  did 
not.  The  defence  in  this  case  rests,  incontestibly ,  upon 
contract,  as  it  did  in  that.  The  deduction  claimed 
was  in  that,  as  in  this,  unliquidated  in  amount.  The 
right  to  the  deduction  arose  in  that,  out  of  the  whole 
circumstances  of  the  case.  It  does  so  equally  in 
this.  The  amount  was,  in  that  case,  as  well  as  in 
this,  part  of  the  case  itself,  as  respected  the  demand 
of  the  plaintiff.  Evidence  was  necessary  on  the 
Vol.  VI.  32 


250 

1821. 

WiUiDks 

v. 

Hollings- 

worth. 


CASES  IN  THE  SUPREME  COURT 

part  of  the  defendant,  to  ascertain  there  the  quantum 
of  the  deduction,  as  much  as  it  is  here.  What  case 
could  the  plaintiffs  in  this  cause  have  shown  upon 
any  of  the  counts  in  their  declaration  without  expo- 
sing, or  letting  in  an  exposition,  of  the  whole  mat- 
ter on  which  the  defendants  rely  ?  Of  necessity,  the 
entire  transaction  was  before  the  jury,  and  it  is  upon 
that,  as  in  Dale  v.  Sollet,  that  we  contend  for  the 
admissibility  of  a  defence  which  the  entire  transac- 
tion brings  under  the  notice  of  the  Court  and  jury. 
And  it  should  seem  to  be  monstrous,  that  when  the 
whole  is  regularly  and  necessarily  presented,  and  the 
result  is  that  the  defendants  ought,  in  conscience 
and  equity,  to  be  permitted  to  retain  an  ascertainable 
part  of  the  money  received  by  them  for  their  own 
use,  they  should  be  turned  round  to  a  cross  action 
against  persons  who  appear  in  their  writ  to  be  foreign- 
ers, and  are  not  therefore  amenable  to  our  judica- 
tures, or  that  (being  probably  remediless  at  law,  if 
they  are  compelled  to  part  with  the  whole  of  the 
money  in  their  hands)  they  should  be  driven  into 
Chancery  for  an  injunction  upon  grounds  of  equity, 
equally  available,  as  we  are  taught  by  the  authori- 
ties, in  an  action  for  money  had  and  received. 
The  cross  action,  to  which  the  other  side  refer  us, 
must,  in  truth,  try  the  present  action  over  again  ; 
and  a  verdict  for  the  present  defendants,  in  such  an 
action,  could  scarcely  be  reconciled  with  a  verdict  in 
this  cause  for  the  whole  amount  of  the  plaintiffs' 
claim.  A  cross  action,  which  is  to  unravel  the  ac- 
tion now  sub  judice^  and  which  upon  the  same  cir- 
cumstances is  to  establish  that  the  present  plaintiffs 


OF  THE  UNITED  STATES. 


261 


eught  not  to  have  what  it  is  now  contended  tbey 
ought  to  have,  seems  to  be  supererogation  at  l^ast. 
When  a  cross  action  is  unavoidable,  the  necessity 
must  be  submitted  to  ;  and  it  is  unavoidable  where 
the  matters  of  inquiry  are  not  combined  in  their  na- 
ture. But,  where  so  combined,  an  action  for  money 
bad  and  received,  opens  the  entire  investigation,  and 
can  do  ample  justice  without  other  assistance.  Indeed, 
it  cannot  do  justice  at  ail  on  such  occasions  without 
exhausting  the  whole  investigation.  And  to  affect 
to  administer  equity  by  shutting  out  one  half  of  the 
real  case,  (upon  which  the  equity  of  the  other  half  de- 
pends,) would  be  a  mere  mockery.  Cross  actions 
are  always  avoided  when  it  is  possible ;  and  here  it 
is  not  only  possible,  but  absolutely  required  by  the 
facts. 


1821. 
Willinks 

F. 

HolliDg8- 
worth. 


Mr.  Chief  Justice  Marshall  delivered  the  opi-    ******* 
nion  of  the  Court,  and  after  stating  the  facts,  pro- 
ceeded as  follows : 

On  the  first  branch  of  the  question  certified  from 
the  Circuit  Court,  no  doubt  can  be  entertained. 
The  defendants  having  received  the  cargo  of  the 
Henry  Clay,  and  sold  it,  are  accountable  for  the 
proceeds,  although  the  cargo  should  be  considered  as 
the  property  of  the  plaintiffs.  Whether  the  defend- 
ants are  liable  for  the  moneys  actually  advanced  in 
Amsterdam,  or  for  the  net  amount  of  sales  in  Balti- 
more, considering  the  goods  as  the  property  of  the 
plaintiffs,  still  they  are  liable  for  something ;  and,  of 
consequence,  the  action  is  sustainable. 


262 


CASES  IN  THE  SUPREME  COURT 


1821. 

Willinks 

v, 

Hollings- 

worth. 


In  deciding  on  the  second  branch  of  the  instruc- 
tions which  were  required,  it  becomes  material  to 
examine  the  orders  which  were  carried  out  by  the 
Henry  Clay  on  her  voyage  from  Baltimore  to  Am- 
sterdam, contained  in  the  letters  of  the  26th  of  April, 
the  one  to  the  plaintiffs,  the  other  to  the  master. 

It  is  admitted,  that  no  freight  to  Batavia  could  be 
obtained,  and  that  the  vessel  could  not  be  sold  at  the 
limited  price  ;  consequently,  the  only  deviation  from 
orders  alleged  by  the  defendants  is,  the  purchase  of 
the  Russian  goods  for  the  return  cargo  at  Amster- 
dam, instead  of  sending  the  Henry  Clay  to  Su  Pe- 
tersburg. 

That  the  orders  of  the  defendants  to  send  their 
ship  to  St.  Petersburg,  in  the  event  which  had  oc- 
curred, were  positive ;  and  that  no  authority  was 
given  to  purchase  her  return  cargo  at  Amsterdam, 
under  any  circumstances,  are  too  apparent  for  con- 
troversy. That  this  purchase,  thus  made  without 
authority,  whether  with,  or  without,  the  consent 
and  concurrence  of  the  master,  must  have  been  made 
at  the  risk  of  the  plaintiffs,  is  also  too  clear  for  ar- 
gument. But  the  liability  of  the  plaintiffs  for  any 
loss  which  the  defendants  may  have  sustained  by  the 
breaking  up  of  the  voyage  to  St.  Petersburg,  depends 
on  the  question,  whether  the  control  of  that  voyage 
was  committed  to  them,  or  to  the  master.  In  consi- 
dering this  question,  it  is  proper  to  take  into  view  all 
the  instructions  which  were  given,  and  to  compare 
the  two  letters  written  by  the  defendants  with  each 
other. 

In  the  commencement  of  the  letter  written  by 


OP  THE  UNITED  STATES.    • 


263 


Mr.  M'Kim,  on  the  part  of  the  defendants,  he  says, 
"  I  have  been  directed  by  the  owners  to  consign  the 
ship  to  your  house,  also  that  part  of  the  cargo  which 
I  consider  belongs  to  the  owners  jointly." 

Whether  this  consignment  was  limited  to  the 
transactions  in  Amsterdam,  or  extended  to  any  sub- 
sequent voyage  in  which  the  Henry  Clay  might  be 
directed  to  engage,  depends  on  other  parts  of  the 
letter. 

Mr.  M'Kim  then  proceeds  to  direct,  that  certain 
parts  of  the  outward  cargo  should  "  remain  as  a 
fund  for  the  purpose  of  loading  the  ship,  if  she 
should  proceed  to  St.  Petersburg." 

These  orders  are  precise  and  explicit,  with  respect 
to  the  funds  which  are  to  remain  in  the  hands  of  the 
plaintiffs  for  the  purchase  of  the  cargo  in  St.  Peters- 
burg, but  are  silent  respecting  any  agency  of  the 
plaintiffs  in  making  that  purchase. 

After  communicating  the  desire  of  the  defendants, 
that  a  freight  should  be  obtained  for  Batavia,  the 
letter  proceeds  to  say,  "  And  secondly,  if  the  ship 
can  be  sold  for  8,000  pounds  sterling,  you  will  dis- 
pose of  her  rather  than  send  her  to  St.  Petersburg." 

This  part  of  the  letter  may  indicate,  that  in  some 
other  part  of  it,  might  be  found  an  express  order  to 
send  the  Henry  Clay  to  St.  Petersburg,  if  the  prima- 
ry objects  of  the  defendants  should  be  unattainable, 
but  does  not  in  itself  amount  to  such  express  order. 
The  writer  does  not  say,  u  we  request  you,  if  the 
vessel  cannot  be  sold,  to  send  her  to  St.  Petersburg;" 
but,  "  you  will  dispose  of  her,  rather  than  send  her 
to  St.  Petersburg ;"  as  if  there  were  seme  authority 


1821. 

Willinks 

v. 

Hollings- 

worth. 


254 


CASES  IN  THE  SUPREME  COURT 


1821. 

WilllDks 
V. 

Holliogp- 
worth. 


not  communicated  by  these  words,  to  which  they 
have  allusion.  There  is  no  such  authority,  unless  it 
be  implied  in  the  general  consignment  of  the  vessel. 

That  consignment  is  completely  satisfied  by  the 
agency  which  was  to  be  exercised  in  Amsterdam. 
If  it  was  designed  to  extend  it  to  the  eventual  voy- 
age to  St.  Petersburg,  the  Messrs.  Willinks  would 
naturally  expect  to  find  some  instructions  respecting 
that  voyage ;  respecting  the  articles  of  which  the 
cargo  was  to  consist,  and  their  conduct  in  the  pur- 
chase of  them.  But  they  could  find  no  such  in- 
structions. In  a  subsequent  part  of  the  letter,  Mr. 
M'Kim  states  the  estimated  value  of  the  cargo  he 
had  ordered,  and  is  explicit  in  his  request,  that  they 
would  advance  the  necessary  funds  for  laying  it  in, 
should  those  placed  in  their  hands  be  insufficient ; 
but  he  i?  entirely  silent  with  respect  to  their  having 
any  other  agency  in  the  voyage. 

It  was  impossible  for  these  gentlemen  to  read  this 
letter  without,  at  least,  doubting  their  power  to  in- 
terfere farther,  with  respect  to  the  voyage  to  Sr. 
Petersburg,  than  to  advance  the  money  which  might 
be  required  for  the  cargo  to  be  purchased  at  that 
place.  The  letter  contains  all  the  information,  and 
all  the  power  which  was  necessary  for  this  purpose, 
but  contains  neither  information  nor  power,  for  any 
other  purpose. 

It  was  natural  for  the  Messrs.  Willinks  to  require 
farther  information  on  this  subject,  and  to  seek  it 
from  the  Blaster.  He  could  have  no  motive  for 
withholding  his  letter  of  instructions  from  them,  and 
in  that  they  would  find,  that  the  management  of  the 


OP  THE  UNITED  STATES. 


255 


voyage  was  committed  to  him,  and  that  the  utmost 
confidence  was  reposed  in  his  intelligence  and  integ- 
rity. "  I  hope,"  says  M'Kim,  u  that  every  exertion 
will  be  made  to  proceed  to  St.  Petersburg  immedi- 
ately, if  you  do  not  go  to  Batavia,  and  the  ship  can* 
not  be  sold."  These  exertions  were  to  be  made  by 
the  master  ;  he  was  to  proceed  immediately  to  St. 
Petersburg ;  and  as  no  reference  is  here  made  to  the 
Messrs.  Willinks,  the  fair  inference  seems  to  be,  that 
he  was  expected  to  proceed,  not  in  consequence  of 
any  orders  he  should  receive  from  them,  but  in  con- 
sequence of  the  orders  he  had  received  from  the 
owners.  "  The  same  industry,"  he  is  told,  a  must  be 
used  to  get  away  from  St.  Petersburg."  The  letter 
then .  adds,  "  the  owners  must  also  depend  on  your 
attention  at  St.  Petersburg,  that  the  hemp  is  good 
that  you  receive." 

But  the  part  of  the  letter  which  seems  to  be  con- 
clusive on  this  point,  is  that  which  relates  to  the 
consignment  of  the  ship.  "  The  Messrs.  Willinks," 
says  the  writer,  "  will  of  course  endeavour  to  con- 
sign the  ship  to  a  friend  of  theirs  at  St  Petersburg, 
but  we  have  great  confidence  in  a  house  recommend- 
ed by  Mr.  Cumberland  D.  Williams,  Messrs.  Meyer 
and  Buxner,  and  we  wish  you  to  consign  the  ship 
to  them." 

The  owners  then  did  not  suppose,  that  they  had 
empowered  the  plaintiffs  to  order  the  ship  to  St. 
Petersburg.  They  did  not  suppose,  that  their  ori- 
ginal consignment  of  the  Henry  Clay  to  the  Messrs. 
Willinks,  implied  a  control  over  her  after  the  trans- 
actions at  Amsterdam  should  be  terminated.    Had 


1821. 

Willinks 

v. 

Hollings- 

wortb. 


256  CASES  IN  THE  SUPREME  COURT 

1821*       such  a  control  existed,  those  gentlemen  would  not 
^[J^^    have  consigned  her  to  one  of  their  friends.     But 
TT  v«         these  words  show  conclusively,  that  the  defendants 
worth,      themselves  directed  the  consignment  of  the  ship  from 
Amsterdam  to  St.  Petersburg,  and  in  executing  their 
orders,  the  master  is  not  merely  directed  to  proceed 
without  consulting  the  Messrs.  Willinks,  he  is  direct- 
ed to  disregard  their  advice  should  it  be  offered. 

The  plaintiffs  could  not  compare  this  letter  with 
that  addressed  to  themselves,  without  perceiving  that, 
with  respect  to  the  voyage  to  St.  Petersburg,  every 
order  was  given  directly  to  the  master  without  re- 
ference to  them,  farther  than  to  show,  that  their  in- 
terference, with  respect  to  the  consignment  of  the 
ship,  was  to  be  disregarded  ;  and  that  their  agency 
was  confined  to  advancing  the  necessary  funds  for 
the  purchase  of  the  return  cargo. 

Both  the  master  and  thd  Messrs.  Willinks  appear 
to  have  acted  on  this  construction  of  their  respective 
powers.  The  correspondence  between  them  con- 
tains no  indication  of  an  opinion  in  either,  that  the 
voyage  to  St.  Petersburg  depended  on  the  orders  of 
those  gentlemen.  The  master  does  not  require  their 
orders,  but  asks  their  advice  ;  they  do  not  attempt 
to  order,  they  only  advise.  This  advice  may  have 
been  dictated  by  their  best  judgment,  or  may  hare 
been  dictated  by  a  view  to  personal  interest ;  still  it 
is  mere  advice,  and  was  both  given  and  received  as 
advice. 

The  conduct  of  the  parties,  then,  is  full  proof  of 
the  opinion  each  entertained  of  the  authority  of  each ; 
and  the  first  letters  written  after  they  had  met  in 


OF  THE  UNITED  STATES. 


267 


Amsterdam,  show  that  free  communications  had 
taken  place  between  them.  In  a  letter  of  the  19th 
of  June,  addressed  to  Captain  Gantt,  the  Messrs. 
Willinks  say,  "  We  have  not  received  yet  the  pro- 
mised note  of  the  Russian  goods  that  would  be 
wanted  for  the  Henry  Clay."  And  in  the  captain's 
letter  from  the  Helder,  of  the  18th  of  June,  he  says, 
"  Herewith,  I  annex  you  a  copy  of  the  order  for 
Russian  produce,  which  the  owners  of  the  Henry 
Clay  wish  to  constitute  her  return  cargo." 

These  letters  strengthen  the  probability,  that  in 
the  verbal  communications  which  were  made  at 
Amsterdam,  the  captain  had  stated  his  orders  rela- 
tive to  the  voyage  to  St.  Petersburg ;  at  any  rate, 
they  show,  that  the  note  for  the  cargo,  which  had 
not  been  transmitted  to  the  Messrs.  Willinks,  had 
been  entrusted  to  him.  There  is  an  expression  in 
the  last  letter  of  the  plaintiffs  to  the  defendants, 
which  seems  to  have  some  bearing  on  the  question, 
whether  the  captain  had  communicated  to  them  his 
letter  of  instructions.  They  say,  u  You  cannot  ex- 
pect, gentlemen,  that  we  shall  enter  here  into  all  the 
details  of  this  business,  which  has  been  conducted 
by  us,  bona  fide,  with  a  view  to  your  greatest  benefit 
and  advantage,  faithfully  relying  on  your  promises, 
and  considering  the  incomplete  state  of  your  instruc- 
tions to  us,  that  your  captain  was  furnished  with 
more  particular  orders." 

There  is  a  vagueness  in  these  expressions,  arising, 
probably,  from  the  unskilfulness  of  the  translation, 
if  they  were  not  written  in  our  language,  which 

Vol.  VI.  33 


1821. 

Willinks 

Holliags- 
worth. 


$5ft  CASES  IN  THE  SUPREME  COURT 

mi.       leaves  it,  in  some  measure,  uncertain,  whether  the 
"^y    plaintiffs  tneant  to  assert,  that  the  captaia  was  fur- 

W  till  DOS         *  l  ■  • 

*'  aished  with  more  particular  orders,  or  that  they  in- 
wwXT  ferred  this  fact  from  the  incomplete  state  of  the  in- 
teractions to  themselves.  If  the  case  depended  en* 
tirfety  on  the  question,  it  might,  perhaps,  be  proper 
to  refer  to  the  original ;  but  we  do  not  think,  that 
the  right  of  the  defendants  to  the  deduction  they 
claim  from  the  demand,  depends  entirely  on  the  fact, 
that  their  orders  to  their  captain  were  shown  to  the 
plaintiffs.  Their  letter  to  the  plaintiffs  was  at  best 
equivocal ;  and  any  evidence  showing  that  the  con* 
struction  which  the  plaintiffs  put  on  that  letter,  con- 
formed to  the  intention  of  the  defendants,  will  justify 
the  plaintiffs,  although  that  evidence  was  not  in  their 
possession  pending  the  transaction.  The  defendants 
cannot  be  permitted  to  say,  "  It  is  true,  we  did  not 
intend  to  consign  the  Henry  Clay  to  you,  farther 
than  was  necessary  to  your  agency  in  Amsterdam. 
We  did  not  intend  to  give  you  any  control  over  her 
voyage  to  St.  Petersburg.  We  had  committed  that 
"whole  subject  to  our  captain,  and  had  given  him 
precise  orders  respecting  it.  We  had  even  gone  so 
far  as  to  direct  him  to  disregard  your  consignment 
of  the  vessel,  should  you  endeavour  to  make  one. 
But  you  did  not  see  these  orders,  and  we  will,  there- 
fore, make  you  responsible  for  not  having  understood 
our  letter  to  you,  as  creating  a  duty  which  we  did 
Hot  intend  it  should  create."  This,  certainly,  cannot 
be  permitted.  As  little  can  they  be  permitted  to 
charge  the  Messrs.  Willinks,  in  consequence  of  the 


OP  THE  UNITED  STATES. 


m 


advice  they  gave,  with  the  profits  which  might  pps- 
siWy  have  been  made  on  the  voyage  to  St.  Peters- 
burg. Although  the  orders  were  broken  with  their 
advice,  still  they  were  broken  by  the  master,  to 
whom  their  execution  was  confided,  not  by  the 
Messrs.  Willinks,  to  whom  their  execution  had  not 
been  confided. 

Were  it  even  possible,  that  the  Messrs.  Willinks 
could  be  made  responsible  in  any  form  of  action 
which  could  be  devised,  for  the  possible  loss  result- 
ing from  the  breaking  up  of  the  voyage  to  St.  Peters- 
burg, they  cannot,  we  think,  be  made  responsible  in 
this.  Having  loaded  the  Henry  Clay  at  Amsterdam, 
clearly  without  authority,  the  cargo  was  shipped 
at  their  risk.  The  defendants  might  have  refused 
it  altogether.  But  they  have  sold  it,  and  received 
the  money.  This  creates  an  assumpsit  to  pay  the 
money  received.  This  action,  then,  so  far  as  re- 
spects the  count  for  money  received  by  the  defendants 
to  the  plaintiffs'  use,  is  founded  on  the  transactions  in 
Baltimore ;  and,  were  it  even  possible,  which  we 
are  far  from  admitting,  that  the  defendants  could  be 
allowed  to  make  a  deduction  of  this  supposed  loss, 
from  the  sum  to  be  recovered  on  the  count  for  money 
kid  out  and  expended  to  their  use,  provided  that 
count  could  be  supported,  yet  they  cannot  be  allow- 
ed to  make  that  deduction  from  the  sum  to  be  reco- 
vered on  the  count  for  money  had  and  received  to 
the  use  of  the  plaintiffs,  for  goods  sold  as  die  goods 
of  the  plaintiffs. 


mi. 


Williok» 
worth. 


260  CASES  IN  THE  SUPREME  COURT 

ifl2i.  Certificate-     This  cause  came  on  to  be  heard 

on  the  transcript  of  the  record  of  the  Circuit  Court, 
for  the  fourth  Circuit  and  District  of  Maryland,  and 
on  the  question  on  which  the  Judges  of  said  Court 
were  divided,  and  was  argued  by  counsel.  On  con- 
sideration whereof,  this  Court  is  of  opinion,  that  the 
plaintiffs  have  a  demand  in  law  against  the  defend- 
ants, which  can  be  maintained  in  the  action  now  de- 
pending in  the  Circuit  Court,  and  that  the  defend- 
ants are  not  entitled  to  a  deduction  from  the  same 
for  the  amount  of  any  loss  which  may  have  been 
sustained  by  them  by  reason  of  the  alteration  in  the 
destination  of  the  ship  Henry  Clay  to  St.  Peters- 
burg, and  the  loading  her  at  Amsterdam.  Which 
opinion  is  directed  to  be  certified  to  the  Circuit 
Court* 


(P&4GTICE.) 

Green  v.  Watkins. 

Id  real  or  personal  actions,  at  common  law,  the  death  of  parties,  be- 
fore judgment,  abates  the  suit ;  and  it  requires  the  aid  of  some  sta- 
tutory provision,  like  lb  at  of  the  31st  section  of  the  Judiciary  Act 
of  178?,  c*  20.  to  enable  the  suit  to  be  prosecuted  by,  or  against  the 
personal  representative  or  heir  of  the  deceased,  where  the  cause  of 
action  survives. 

In  writs  of  error  upon  judgments  already  rendered,  in  personal  actions, 
if  the  plaintiff  in  error  dies  before  assignment  of  errors,  the  writ 
abates  at  common  law  \  bnt  if  after  assignment  of  errors,  the  de- 
fendant may  join  in  error,  and  proceed  to  get  the  judgment  affirm- 


OP  THE  UNITED  STATES.  261 

ed»  if  not  erroneous,  and  may  then  revive  it  against  the  representa-         jg^l . 
tires-of  the  plaintiff. 

But  a  writ  of  error,  in  personal  actions,  does  not  abate  by  the  death 
of  the  defendant  in  error,  whether  it  happen  before  or  after  errors 
assigned ;  and  the  personal  representatives  may  not  only  be  admit* 
ted  voluntarily  to  become  parties,  but  a  scire  facia*  may  issue  to 
compel  them. 

By  the  rules  of  this  Court,  if  either  party,  in  real  or  personal  actions, 
die,  pending  the  writ  of  error,  his  representatives  in  the  personalty 
or  realty,  may  voluntarily  become  parties,  or  may  be  compelled  to 
become  parties,  in  the  manner  prescribed  by  the  rule. 

Mr.  B.  Hardin,  for  the  defendant  in  error,  moved  ****  **. 
to  dismiss  the  writ  of  error  in  this  case,  which  was 
a  real  action,  upon  a  suggestion  of  the  death  of  the 
demandant  and  plaintiff  in  error,  pending  the  pro- 
ceedings in  this  Court.  He  insisted  that,  at  common 
law,  the  death  of  either  party,  any  time  before  final 
judgment,  would  have  abated  the  suit  ;*  that  the  ju- 
diciary act  of  1789,  c.  20.  s.  31.  made  no  provision 
for  this  case,  since  k  merely  extended  to  the  case  of 
the  death  of  parties,  in  personal  actions,  before  judg- 
ment; and  that  the  statute  17  Car.  II.  c.  8.  and  the 
act  of  Kentucky,  showed  the  sense  of  Parliament 
and  the  local  legislature,  that  real  actions  abated  by 
the  death  of  the  parties,  before  judgment,  upon  writ 
of  error  on  judgments  already  rendered. 

Mr.  Justice  Story  delivered  the  opinion  of  the    March  buu 
Court. 

The  preliminary  question  which  has  been  argued 
at  the  bar,  is,  whether  the  writ  of  error  in  this  case, 

a  Tidd's  Prac.  1024.  Bac.  Abr.  tit.  Abatement. 


262 


CASE8  IN  THE  SUPREME  COURT 


1821. 


* 


which  is  a  writ  of  right,  has  abated  by  the  death  of 
the  demandant,  who  is  the  plaintiff  in  error,  pending 
the  proceedings  in  this  Court.  There  is  a  material 
distinction  between  the  death  of  parties  before  judg- 
ment and  after  judgment,  and  while  a  writ  of  error 
is  depending.  In  the  former  case,  all  personal  ac- 
tions by  the  common  law  abate ;  and  it  required  the 
aid  of  some  statute,  like  that  of  the  thirty-first  sec- 
tion of  the  Judiciary  Act  of  1789,  ch.  20.  to  enable 
the  action  to  be  prosecuted  by  or  against  the  perso- 
nal representative  of  the  deceased,  when  the  cause  of 
action  survived.  In  real  actions,  the  like  principle 
prevails,  for  a  still  stronger  reason,  for,  by  the  death 
of  either  party,  the  right  descends  to  the  heir,  and  a 
new  cause  of  action  springs  up  ;  and  the  plea  is  not, 
therefore,  in  the  same  condition  as  it  was  in  the  life- 
time of  the  party. 

But,  in  cases  of  writs  of  error  upon  judgments  al- 
ready rendered,  a  different  rule  prevails.  In  personal 
actions,  if  the  plaintiff  in  error  dies  before  assignment 
of  error,  it  is  said  that  by  the  course  of  proceedings 
at  common  law,  the  writ  abates  ;  but  if,  after  assign- 
ment of  errors,  it  is  otherwise.  In  this  latter  case, 
the  defendant  may  join  in  error,  and  proceed  to  get 
the  judgment  affirmed,  if  not  erroneous ;  and  he  may 
then  revive  it  against  the  representatives  of  the  plain- 
tiff. But  in  no  case  does  a  writ  of  error  in  personal 
actions  abate  by  the  death  of  the  defendant  in  error, 
whether  it  happen  before  or  after  errors  assigned.  If 
it  happen  before,  and  the  plaintiff  will  not  assign  er- 
rors, the  representatives  of  the  defendant  may  have  a 
scire  facias  quare  executio  non,  in  order  to  compel 


OF  THE  UNITED  STATES.  268 

inn j  if  it  happen  after,  they  must  proceed  as  if  the  1821. 
defendants  were  living,  till  judgment  be  affirmed, 
and  then  revive  by  scire  facias.  And  the  plaintiff,  in 
order  to  compel  the  representatives  of  the  defendant 
in  error ,  to  join  in  error,  may  sue  out  a  scire  facias  ad 
audiendurn  errores,  either  generally,  or  naming  them. 
Such  is  the  doctrine  of  approved  authorities/  It  is 
clear,  therefore,  that  at  common  law,  in  these  cases, 
a  writ  of  error  does  not  necessarily  abate  :  and  that 
the  personal  representatives  may  not  only  be  admit- 
ted voluntarily  to  become  parties,  but  a  scire  facias 
may  issue  to  require  them  to  become  parties.  And 
such  has  been  the  practice  hitherto  adopted  in  this 
Court  in  all  personal  actions,  whether  there  has 
been  an  assignment  of  errors  or  not ;  for,  a  specific 
assignment  of  errors  has  never  been  insisted  on  here, 
as  a  preliminary  to  the  argument,  or  decision  of  the 
cause. 

In  respect  to  real  actions,  this  is  the  first  time  the 
question  has  presented  itself  upon  a  writ  of  error, 
where  the  death  of  either  party  has  occurred  pen- 
dente lite.  There  is  no  doubt  that  the  heir  or 
privy  in  estate,  who  is  injured  by  an  erroneous 
judgment,  may  prosecute  a  writ  of  error  to  reverse  it. 
And  there  seems  no  good  reason  why,  in  case  of  the 
death  of  his  ancestor,  pending  proceedings,  he  may 
not  be  admitted  to  become  a  party,  or  be  cited  to  be- 
come a  party,  to  pursue  or  defend  the  writ,  in  the 
same  manner  as  in  personal  actions.  The  death  of 
neither  party  produces  any  change  in  the  condition 

a  2  Tid<T$  Pr.  ch.  43.  Error,  p.  1096. 


264. 


1821. 


CASES  IN  THE  SUPREME  COURT 

of  the  cause,  or  in  the  rights  of  the  parties.  It  would 
seetn  reasonable,  therefore,  that  the  suit  should  pro- 
ceed, and  not  be  dismissed  or  abated.  In  the  ab- 
sence of  all  authority  which  binds  the  Court  to  a 
different  course,  we  are  disposed  to  adopt  this  doc- 
trine, and  shall  promulgate  a  general  rule  on  the 
subject 

Rule  accordingly/ 


(Constitutional  Law.) 

Cohens  v.  Virginia. 

This  Court  has,  constitutionally,  appellate  jurisdiction  under  the  judi- 
ciary act  of  1789,  c.  20.  s.  25.  from  the  final  judgment  or  decree  of 
the  highest  Court  of  lair  or  equity  of  a  State,  having  jurisdiction  of 
the  subject  matter  of  the  suit,  where  is  drawn  in  question  the  vahV 

.  dity  of  a  treaty,  or  statute  of,  or  an  authority  exercised  under,  the 
United  States,  and  the  decision  is  against  their  validity ;  or  where  is 
drawn  in  question  the  validity  of  a  statute  of,  or  an  authority  exer- 
cised under  any  State,  on  the  ground  of  their  being  repugnant  to  the 
constitution,  treaties,  or  laws  of  the  United  States,  and  the  decision 
is  in  favour  of  such,  their  validity ;  or  of  the  constitution,  or  of  a 
treaty,  or  statute  of,  or  commission  held  under  the  United  States, 
and  the  decision  is  against  the  title,  right,  privilege,  or  exemption, 
specially  set  up  or  claimed,  by  either  party,  under  such  clause  of 
the  constitution,  treaty,  statute,  or  commission. 

It  is  no  objection  to  the  exercise  of  this  appellate  jurisdiction,  that  one 
of  the  parties  is  a  State,  and  the  other  a  citizen  of  that  State. 


a  Vide  new  order  of  Court  of  the  present  term.  Ante,  Rule 
XXXII. 


OF  THE  UNITED  STATES.  263 

The  act  of  Congress  of  t  h  e  4th  of  May,  1812,  enti  tied ,  * s  an  act  fur  ther  j  a  2  j  m 

to  amend  the  charter  of  the  city  of  Washington/*  which  provides,  **^v^^ 

(s.  6.)  that  the  Corporation  of  the  city  shall  be  empowered,  for  cer-  Coheos 

tain  purposes,  and  under  cer  lain  restrictions,  to  authorize  the  draw-  yw"  ia 
lag  of  lotteries,  does  not  extend  to  authorize  the  Corporation  to 
force  the  sale  of  tbe  tickets  in  auch  lottery,  in  Stales  where  such 
a  ate  may  be  prohibited  by  the  State  laws. 

This  was  a  writ  of  error  to  the  Quarterly  Session 
Court  for  the  borough  of  Norfolk,  in  the  State  of 
Virginia,  under  the  26th  section  of  the  judiciary  act 
of  1 789?  c*  20.  it  being  the  highest  Court  of  law  or 
equity  of  that  State  having  jurisdiction  of  the  case. 

Pleas  at  the  Court  House  of  Norfolk  borough,  before 

the  Mayor ,  Recorder,  and  Aldermen  of  the  said 

borough,  on  Saturday,  the  second  day  of  September , 

one  thousand  eight  hundred  and  twenty,  and  in 

the  forty- fifth  year  of  the  Commonwealth* 

Be  it  remembered,  that  heretofore,  to  wit :  At  a 

Quarterly  Session  Court,  held  the  twenty-sixth  day 

of  June,  one  thousand  eight  hundred  and  twenty, 

the  grand  jury,  duly  summoned  and  impanelled   for 

the  said  borough  of  Norfolk,  and  sworn  and  charged 

according   to   law,  made   a   presentment  in   these 

words : 

We  present  P,  J,  and  M.  J.  Cohen,  for  vending  Presentment 
and  selling  two  halves  and  four  quarter  lottery  tick- 
ets of  the  National  Lottery,  to  be  drawn  at  Washing- 
ton, to  William  H.  Jennings,  at  their  office  at  the 
corner  of  Maxwell's  wharf,  contrary  to  the  act  thus 
made  and  provided  in  that  case,  since  January,  1820. 
On  the  information  of  William  H.  Jennings. 
Vol.  VI.  34 


066 


CASES  IN  THE  SUPREME  COURT 


1831. 


Whereupon  the  regular  process  of  law  was  award- 
ed against  the  said  defendants,  to  answer  the  said  - 
presentment,  returnable  to  the  next  succeeding  term, 
which  w»as  duly  returned  by  the  Sergeant  of  the  bo- 
rough of  Norfolk—"  Executed." 

And  at  another  Quarterly  Session  Court,  held  for 
the  said  borough  of  Norfolk,  the  twenty-ninth  day 
of  August,  one  thousand  eight  hundred  and  twenty, 
came,  as  well  the  attorney  prosecuting  for  the  Com- 
monwealth, in  this  Court,  as  the  defendants,  by  their 
attorney,  and  on  the  motion  of  the  said  attorney, 
leave  is  given  by  the  Court  to  file  an  information 
against  the  defendants  on  the  presentment  aforesaid, 
which  was  accordingly  filed,  and  is  in  these  words : 
information.         Norfolk  borough,  to  wit :  Be  it  remembered,  that 
James  Nimmo,  attorney  for  the  Commonwealth  of 
Virginia,  in  the  Court  of  the  said  borough  of  Nor- 
folk, cometh  into  Court,  in  his  proper  person,  and 
with  leave  of  the  Court,  giveth  the  said  Court  to 
understand  and  be  informed,  that  by  an  act  of  the 
General  Assembly  of  the  said  Commonwealth  of 
Virginia,  entitled,  "  An  act  to  reduce  into  one,  the 
several  acts,  and  parts  of  acts,  to  prevent  unlawful 
gaming.9'    It  is,  among  other  things,  enacted  and  de- 
clared, that  no  person  or  persons  shall  buy,  or  sell, 
within  the  said  Commonwealth,  any  lottery,  or  part 
or  share  of  a  lottery  ticket,  except  in  such  lottery 
or  lotteries  as  may  be  authorized  by  the  laws  thereof: 
and  the  said  James  Nimmo,  as  attorney  aforesaid, 
further  giveth  the  Court  to  understand  and  be  in- 
formed, that  P.  J.  and  M.  J.  Cohen,  traders  and 
partners,  late  of  the  parish  of  Elizabeth  River,  and 


L 


" 


EOF  THE  UNITED  STATES.  267 

borough  of  Norfolk  aforesaid,  being  evil  disposed  U2u 
persons,  and  totally  regardless  of  the  laws  and  sta- 
tutes of  the  said  Commonwealth,  since  the  first  day 
of  January,  in  the  year  of  our  Lord  one  thousand 
eight  hundred  and  twenty,  that  is  to  say,  on  the  first 
day  of  June,  in  that  year,  and  within  the  said  Com- 
monwealth of  Virginia,  to  wit,  at  the  parish  of  Eli- 
zabeth River,  in  the  said  borough  of  Norfolk,  and 
within  the  jurisdiction  of  this  Court!  did  then  and 
there  unlawfully  vend,  sell,  and  deliver  to  a  certain 
William  H-  Jennings,  two  half  lottery  tickets,  and 
four  quarter  lottery  tickets,  of  the  National  Lottery, 
to  be  drawn  in  the  City  of  Washington,  that  being 
a  lottery  not  authorized  by  the  laws  of  this  Com- 
monwealth, to  the  evil  example  of  all  other  persons, 
in  the  like  case  offending,  and  against  the  form  of 
the  act  of  the  General  Assembly,  in  that  case  made 
and  provided. 

James  Nimmo,  for  the  Commonwealth. 

And  at  this  same  Quarterly  Session  Court,  con- 
tinued by  adjournment,  and  held  for  the  said  bo- 
rough of  Norfolk,  the  second  day  of  September, 
eighteen  hundred  and  twenty,  came,  as  well  the  at- 
torney prosecuting  for  the  Commonwealth,  in  this 
Court,  as  the  defendants,  by  their  attorney,  and  the 
said  defendants,  for  plea,  say,  that  they  are  not  m  cmy 
guilty  in  manner  and  forms  as  in  the  information 
against  them  is  alleged,  and  of  this  they  put  them- 
selves upon  the  country,  and  the  attorney  for  the 
Commonwealth  doth  the  same ;  whereupon  a  case 


f 


268  CASES  IN  THE  SUPREME  COURT 

i8t i.        was  agreed  by  them  to  be  argued  in  lieu  of  a  special 
^'fy**'    verdict,  and  is  in  these  words  : 

Cohens  ' 

y, 

Virginia.  Commonwealth  against  Cohens — case  agreed. 

Cue  agreed.  In  this  case,  the  following  statement  is  admitted 
and  agreed  by  the  parties  in  lieu  of  a  special  verdict ; 
that  the  defendants,  on  the  first  day  of  June,  in  the 
year  of  our  Lord  eighteen  hundred  and  twenty, 
within  the  borough  of  Norfolk,  in  the  Common- 
wealth of  Virginia,  sold  to  William  H.  Jennings  a 
lottery  ticket,  in  the  lottery  called,  and  denominated, 
the  National  Lottery,  to  be  drawn  in  the  City  of 
Washington,  within  the  District  of  Columbia. 
,  That  the  General  Assembly  of  the  State  of  Vir- 
ginia enacted  a  statute,  or  act  of  Assembly,  which 
went  into  operation  on  the  first  day  of  January,  in 
the  year  of  our  Lord  1820,  and  which  is  still  unre- 
pealed, in  the  words  following. 

Prohibition  of      No  person,  in  order  to  raise  money  for  himself  or 

Lotteries,  Ac.  *  7  J 

another,  shall,  publicly  or  privately,  put  up  a  lottery 
to  be  drawn  or  adventured  for,  or  any  prize  or  thing 
to  be  raffled  or  played  for :  And  whosoever  shall  offend 
herein,  shall  forfeit  the  whole  sum  of  money  pro- 
posed to  be  raised  by  such  lottery,  raffling  or  play- 
ing, to  be  recovered  by  action  of  debt,  in  the  name 
of  any  one  who  shall  sue  for  the  same,  or  by  indict- 
ment or  information  in  the  name  of  the  common- 
wealth, in  either  case,  for  the  use  and  benefit  of  the 
literary  fund.  Nor  shall  any  person  or  persons  buy, 
or  sell,  within  this  Commonwealth,  any  lottery  tick- 
et, or  part  or  share  of  a  lottery  ticket,  except  in  such 
lottery  or  lotteries  as  may  be  authorized  by  the  laws 


OF  THE  UNITED  STATES.  269 

thereof;  and  any  person  or  persons  offending  herein,       mi. 
shall  forfeit  and  pay,  for  every  such  offence,  the  sum 
of  one  hundred  dollars,  to  be  recovered  and  appro- 
priated in  manner  last  aforesaid. 

That  the  Congress  of  the  United  States  enacted  a 
statute  on  the  third  day  of  May,  in  the  year  of  our 
Lord  1802,  entitled,  An  Act,  &c.  in  the  words  and 
figures  following  : 

An  Act  to  incorporate  the  inhabitants  of  the  City  of 
Washington,  in  the  District  of  Columbia. 

Be  it  enacted  by  the  Senate  and  House  of  Repre-  Washington  iQ- 
sentatives  of  the  United  States  of  America,  in  Con-  corpoim 
gress  assembled,  That  the  inhabitants  of  the  City  of 
Washington  be  constituted  a  body  politic  and  corpo- 
rate, by  the  name  of  a  Mayor  and  Council  of  the  City 
of  Washington,  and  by  their  corporate  name,  may 
sue  and  be  sued,  implead  and  be  impleaded,  grant, 
receive,  and  do  all  other  acts  as  natural  persons,  and 
may  purchase  and  hold  real,  personal  and  mixed  pro- 
perty, or  dispose  of  the  same  for  the  benefit  of  the 
said  city  ;  and  may  have  and  use  a  city  seal,  which 
may  be  altered  at  pleasure.  The  City  of  Washing- 
ton shall  be  divided  into  three  divisions  or  wards,  as 
now  divided  by  the  Levy  Court  for  the  county,  for  the 
purposes  of  assessment ;  but  the  number  may  be  in- 
creased hereafter,  as  in  the  wisdom  of  the  City  Coun- 
cil shall  seem  most  conducive  to  the  general  interest 
and  convenience. 

Sec.  °L  And  be  it  further  enacted,  That  the  Coun-  py  coundi-r 

'  how  composed. 

cil  of  the  City  of  Washington  shall  consist  of  twelve 


270  CASES  IN  THE  SUPREME  COURT 

i8si.  members,  residents  of  the  city,  and  upwards  of  twen- 
ty-five years  of  age,  to  be  divided  into  two  cham- 
bers ;  the  first  chamber  to  consist  of  seven  mem- 
bers, and  the  second  chamber  of  five  members  ;  the 
second  chamber  to  be  chosen  from  the  whole  num- 
ber of  councillors,  elected  by  their  joint  ballot.  The 
City  Council  to  be  elected  annually  by  ballot,  in  a 
general  ticket,  by  the  free  white  male  inhabitants  of 
full  age,  who  have  resided  twelve  months  in  the  city, 
and  paid  taxes  therein  the  year  preceding  the  elec- 
tions being  held :  the  justices  of  the  county  of  Wash* 
ingtoo,  resident  in  the  city,  or  any  three  of  them,  to 
preside  as  judges  of  election,  with  such  associates  as 
the  council  m&y  from  time  to  time  appoint. 
E,ecK°7IwheD      §ec-  3.  And  be  it  further  enacted,  That  the  first 

held.  7 

election  of  members  of  the  City  Council,  shall  be 
held  on  the  first  Monday  in  June  next,  and  in  every 
year  afterwards,  at  such  place  in  each  ward  as  the 
judges  of  the  election  may  prescribe. 
■SSJJT  Sec.  4.  And  be  it  further  enacted,  That  the  polls 
shall  be  kept  open  from  eight  o'clock  in  the  morning, 
till  seven  o'clock  in  the  evening,  and  no  longer,  for 
the  reception  of  ballots.  On  the  closing  of  the  poll, 
the  judges  shall  close  and  seal  their  ballot  boxes,  and 
meet  on  the  day  following,  in  the  presence  of  the 
Marshal  of  the  District,  on  the  first  election,  and  the 
council  afterwards,  when  the  seals  shall  be  broken, 
and  the  votes  counted :  within  three  days  after  such 
election,  they  shall  give  notice  to  the  persons  having 
the  greatest  number  of  legal  votes,  that  they  are  duly 
elected,  and  shall  make  their  return  to  the  Mayor  of 
the  city. 


OP  THE  UNITED  STATES.  271 

Sec.  5.   And  be   it  further  enacted,   That  the      mi. 
Major  of  the  city  shall  be  appointed  annually  by  the    *^£^ 
President  of  the  United  States ;  he  must  be  a  citizen       .  ▼- . 
of  the  United  States,  and  a  resident  of  the  city  prior    M*j^tf  th* 
to  his  appointment.  JSoiJdX.1*" 

Sec.  6.  And  be  it  further  enacted,  That  the  City  citycoonc^ita 

7  J      sessions,  Ac. 

Council  shall  hold  their  sessions  in  the  City  Hall,  or 
until  such  building  is  erected,  in  such  place  as  the 
Mayor  may  provide  for  that  purpose,  on  the  second 
Monday  in  June,  in  each  year ;  but  the  Mayor  may 
convene  them  oftener,  if  the  public  good  require 
their  deliberations ;  three  fourths  of  the  members  of 
each  Council,  may  be  a  quorum  to  do  business,  but 
a  smaller  number  may  adjourn  from  day  to  day : 
they  may  compel  the  attendance  of  absent  members 
in  such  manner,  and  under  such  penalties,  as  they 
may,  by  ordinance,  provide  :  they  shall  appoint  their 
respective  Presidents,  who  shall  preside  during  their 
sessions,  and  shall  vote  on  all  questions  where  there 
is  an  equal  division  :  they  shall  settle  their  rules  of 
proceedings,  appoint  their  own  officers,  regulate 
their  respective  fees,  and  remove  them  at  pleasure : 
they  shall  judge  of  the  elections,  returns,  and  qualifi- 
cations of  their  own  members,  and  may,  with  the  con- 
currence of  three-fourths  of  the  whole,  expel  any 
member  for  disorderly  behaviour,  or  malconduct  in 
office,  but  not  a  second  time  for  the  same  offence : 
they  shall  keep  a  journal  of  their  proceedings,  and 
enter  the  yeas  and  nays  on  any  question,  resolve  or 
ordinance,  at  the  request  of  any  member,  and  their 
deliberations  shall  be  public.  The  Mayor  shall  ap- 
point to  all  offices  under  the  Corporation.    AH  ordi- 


272  CASES  IN  THE  SUPREME   COURT 

i82i.  nances  or  acts  passed  by  the  City  Council,  shall  be 
sent  to  the  Mayor  for  his  approbation,  and  when  ap- 
proved by  him,  shall  then  be  obligatory  as  such.  But, 
if  the  said  Mayor  shall  not  approve  of  such  ordi- 
nance or  act,  he  shall  return  the  same  within  five 
days,  with  his  reasons  in  writing  therefor  ;  and  if 
three-fourths  of  both  branches  of  the  City  Council, 
on  reconsideration  thereof,  approve  of  the  same,  it 
shall  be  in  force  in  like  manner  as  if  he  had  approved 
it,  unless  the  City  Council,  by  their  adjournment, 
prevent  its  return. 
Power,  of  the      Sec.  7.  And  be  it  further  enacted,  That  the  Cor- 

CorporatiOQ  7 

prescribed.  po ration  aforesaid  shall  have  full  power  and  authority 
to  pass  all  by-laws  and  ordinances  to  prevent  and 
remove  nuisances ;  to  prevent  the  introduction  of 
contagious  diseases  within  the  City ;  to  establish 
night  watches  or  patroles,  and  erect  lamps ;  to  regu- 
late the  stationing,  anchorage,  and  mooring  of  ves- 
sels ;  to  provide  for  licensing  and  regulating  auc- 
tions, retailers  of  liquors,  hackney  carriages,  waggons, 
carts  and  drays,  and  pawn-brokers  within  the  city ; 
to  restrain  or  prohibit  gambling,  and  to  provide  for 
licensing,  regulating,  or  restraining  theatrical  or 
other  public  amusements  within  the  City  ;  to  regu- 
late and  establish  markets ;  to  erect  and  repair 
bridges;  to  keep  in  repair  allnecessary  streets,  ave- 
nues, drains  and  sewers,  and  to  pass  regulations  ne- 
cessary for  the  preservation  of  the  same,  agreeably 
to  the  plan  of  the  said  City  ;  to  provide  for  the  safe 
keeping  of  the  standard  of  weights  and  measures 
fixed  by  Congress,  and  for  the  regulation  of  all 
weights  and  measures  used  in  the  City  ;  to  provide 


OF  THE  UNITED  STATES.  273 

for  the  licensing  aud  regulating  the  sweeping  of  i82t. 
chimneys,  and  fixing  the  rates  thereof ;  to  establish 
and  regulate  fire  wards  and  fire  companies ;  to  regu- 
late and  establish  the  size  of  bricks  that  are  to  be 
made  and  used  in  the  City  ■  to  sink  wells,  and  erect 
and  repair  pumps  in  the  streets ;  to  impose  and  ap- 
propriate fines,  penalties  and  forfeitures  for  breach 
of  their  ordinances;  to  lay  and  collect  taxes;  to 
enact  by-laws  for  the  prevention  and  extinguishment 
of  fires  :  aud  to  pass  all  ordinances  necessary  to 
give  effect  and  operation  to  all  the  powers  vested  in 
the  Corporation  of  the  City  of  Washington  :  Provi- 
ded, That  the  by-laws,  or  ordinances  of  the  said 
Corporation,  shall  be  in  no  wise  obligatory  upon  the 
persons  of  non-residents  of  the  said  City,  unless  in 
cases  of  intentional  violation  of  the  by-laws  or  ordi- 
nances previously  promulgated.  All  the  fines,  pe- 
nalties and  forfeitures  imposed  by  the  Corporation 
of  the  City  of  Washington,  if  not  exceeding  twenty 
dollars,  shall  be  recovered  before  a  single  magistrate, 
as  small  debts  are  by  law  recoverable  ;  and  if  such 
fines,  penalties  and  forfeitures,  exceed  the  sum  of 
twenty  dollars,  the  same  shall  be  recovered  by  action 
of  debt,  in  the  District  Court  of  Columbia,  for  the 
County  of  Washington,  in  the  name  of  the  Corpo- 
ration, and  for  the  use  of  the  City  of  Washington- 
Sec.  8.  And  be  it  further  enacted,  That  the  per*  TarahotrMi* 
son  or  persons  appointed  to  collect  any  tax  imposed 
in  virtue  of  the  powers  granted  by  this  Act,  shall  have 
authority  to  collect  the  same,  by  distress  and  sale  of 
the  goods  and  chattels  of  the  person  chargeable 
therewith ;  no  sale  shall  be  made>  unless  ten  days 
Vol.  VI.  35 


274  CASES  lN  THE  SUPREME  COURT 

mi.       previous  notice  thereof  be  given :  no  law  shall  be 
passed  by  the  City  Council  subjecting  vacant  or  un- 
improved city  lots,  or  parts  of  lots,  to  be  sold  for 
,  taxes. 

comcii  topm-      Sec.  9.  And  be  it  further  enacted,  That  the  City 
vu*r,  ^for  the  £oj|ncj|  shall  provide  for  the  support  of  the  poor,  in- 
firm and  diseased  of  the  City. 
Bate  of  tax.  Sec.  10.  Provided  always,  and  be  it  further  enact- 

ed, That  no  tax  shall  be  imposed  by  the  City  Coun- 
cil on  real  property  in  the  said  City,  at  any  higher 
rate  than  three  quarters  of  one  per  centum,  on  the 
assessment  valuation  of  such  property* 

Sec.  11.  And  be  it  further  enacted,  That  this  Act 
shall  be  in  force  for  two  years  from  the  passing 
thereof,  and  from  thence  to  the  end  of  the  next  ses-  . 
sion  of  Congress  thereafter,  and  no  longer. 

And  another  act,  on  the  23d  day  of  February, 
1804,  entitled  "  An  Act  supplementary  to  an  Act, 
entitled,  an  Act  to  incorporate  the  inhabitants  of  the 
.  City  of  Washington,  in  the  District  of  Columbia." 
.  "  Be  it  enacted  by  the  Senate  and  House  of  Repre- 
sentatives of  the  United  States  of  America,  in  Con- 
gress assembled,  That  the  Act,  entitled,  an  Act  to  in- 
corporate the  inhabitants  of  the  City  of  Washington, 
in  the  District  of  Columbia,  except  so  much  of  the 
same  as  is  consistent  with  the  provisions  of  this  Act, 
be,  and  the  same  is  hereby  continued  in  force,  for 
and  during  the  term  of  fifteen  years  from  the  end  of 
the  next  session  of  Congress. 

Sec  2.  And  be  it  further  enacted,  That  the  Coun- 
cil of  the  City  of  Washington,  from  and  after  the 


OF  THE  UNITED  STATES.  275 

period  for  which  the  members  of  the  present  Coun-  1821. 
cilhave  been  elected,  shall  consist  of  two  chambers, 
each  of  which  shall  be  composed  of  nine  members, 
to  be  chosen  by  distinct  ballots,  according  to  the 
directions  of  the  Act  to  which  this  is  a  supplement  ; 
a  majority  of  each  chamber  shall  constitute  a  quo- 
rum to  do  business.  In  case  vacancies  shall  occur 
in  the  Council,  the  chamber  in  which  the  same  may 
happen,  shall  supply  the  same  by  an  election  by  bal- 
lot, from  the  three  persons  next  highest  on  the  list  to 
those  elected  at  the  preceding  election,  and  a  majo- 
rity of  the  whole  number  of  the  chamber  in  which 
such  vacancy  may  happen,  shall  be  necessary  to 
make  an  election- 
Sec.  3.  And  be  it  further  enacted,  That  the 
Council  shall  have  power  to  establish  and  regulate 
the  inspection  of  flour,  tobacco,  and  salted  provi- 
sions, the  gauging  of  casks  and  liquors,  the  storage 
of  gunpowder,  and  all  naval  and  military  stores,  not 
the  property  of  the  United  States,  to  regulate  the 
weight  and  quality  of  bread,  to  tax  and  license  haw- 
kers and  peddlers,  to  restrain  or  prohibit  tippling 
houses,  lotteries,  and  all  kinds  of  gaming,  to  super- 
intend the  health  of  the  City,  to  preserve  the  naviga- 
tion of  the  Potomac  and  Anacostia  rivers  adjoining  the 
City,  to  erect,  repair,  and  regulate  public  wharves, 
and  to  deepen  docks  and  basins,  to  provide  for  the 
establishment  and  superintendence  of  public  schools, 
to  license  and  regulate,  exclusively,  hackney  coaches, 
ordinary  keepers,  retailers  and  ferries,  to  provide  for 
the  appointment  of  inspectors,  constables,  and  such 
other  officers  as  may  be  necessary  to  execute  the 


276  CASES  IN  THE  SUPRfcME  COURT 

1321.       laws  of  the  Corporation,  and  to  give  such  compensa- 
tion to  the  Mayor  of  the  City  as  they  may  deem  fit. 

Sec  4.  And  be  it  further  enacted,  That  the  Levy 
Court  of  the  county  of  Washington  shall  not  here- 
after possess  the  power  of  imposing  any  tax  on  the 
inhabitants  of  the  City  of  Washington." 

That  the  Congress  of  the  United  States,  on  the 

4th  day  of  May,  in  the  year  of  our  Lord  1812> 

enacted  another  statute,  entitled,  An  Act  further  to 

amend  the  Charter  of  the  City  of  Washington. 

oorpormtiai  of      «  Be  it  enacted  by  the  Senate  and  House  of  Re* 

the  Pity,  how  J  . 

composed.  presentatives  of  the  United  States  of  America* 
in  Congress  assembled,  That  from  and  after 
the  first  Monday  in  June  next,  the  Corporation 
of  the  City  of  Washington  shall  be  composed  of 
a  Mayor,  a  Board  of  Aldermen,  and.  a  Board  of 
Common  Council,  to  be  elected  by  ballot,  as  here* 
after  directed ;  the  Board  of  Aldermen  shall  con- 
sist of  eight  members,  to  be  elected  for  two  years, 
two  to  be  residents  of,  and  chosen  from,  each  ward, 
by  the  qualified  voters  therein ;  and  the  Board  of 
Common  Council  shall  consist  of  twelve  members, 
to  be  elected  for  one  year,  three  to  be  residents  of, 
and  chosen  from,  each  ward,  in  manner  aforesaid ; 
and  each  board  shall  meet  at  the  Council  Chamber 
on  the  second  Monday  in  June  next,  (for  the  des- 
patch of  business,)  at  ten  o'clock  in  the  morning, 
and  on  the  same  day,  and  at  the  same  hour,  annual- 
ly, thereafter.  A  majority  of  each  board  shall  be 
necessary  to  form  a  quorum  to  do  business,  but  a 
less  number  may  adjourn  from  day  to  day.  The 
Board  of  Aldermen,  immediately  after  they  shall 


OF  THE  UNITED  STATES,  277 

have  assembled  in  consequence  of  the  first  election,  issi, 
shall  divide  themselves  by  lot  into  two  classes  ;  the 
seats  of  the  first  class  shall  be  vacated  at  the  expira- 
tion of  one  year,  and  the  seats  of  the  second  class 
shall  be  vacated  at  the  expiration  of  two  years,  so 
that  one  half  may  be  chosen  every  year.  Each 
board  shall  appoint  its  own  President  from  among 
its  own  members,  who  shall  preside  during  the  ses- 
sions of  the  board,  and  shall  have  a  casting  vote  on 
all  questions  where  there  is  an  equal  division;  pro-  Pn*iio. 
yided  such  equality  shall  not  have  been  occasioned 
by  his  previous  vote- 

Sec.  %  And  be  it  further  enacted,  That  no  per-  Q«Jifi*»tiaM 

r  of  the  elected, 

son  shall  be  eligible  to  a  seat  in  the  Board  of  Alder- 
men or  Board  of  Common  Council,  unless  he  shall 
be  more  than  twenty-five  years  of  age,  a  free  white 
male  citizen  of  the  United  States,  and  shall  have 
been  a  resident  of  the  City  of  Washington  one  whole 
year  next  preceding  the  day  of  the  election  ;  and 
shall,  at  the  time  of  his  election,  be  a  resident  of  the 
ward  for  which  he  shall  be  elected,  and  possessed  of 
a  freehold  estate  in  the  said  City  of  Washington,  and 
shall  have  been  assessed  two  months  preceding  the 
day  of  election,  And  every  free  white  male  citizen  Andefccton. 
of  lawful  age,  who  shall  have  resided  in  the  City  of 
Washington  for  the  space  of  one  year  next  preced- 
ing the  day  of  election,  and  shall  be  a  resident  of  the 
ward  in  which  he  shall  offer  to  vote,  and  who  shall 
have  been  assessed  on  the  books  of  the  Corporation, 
not  less  than  two  months  prior  to  the  day  of  election, 
shall  be  qualified  to  vote  for  members  to  serve  in  the 
said    Board   of  Aldermen  and  Board  of  Common 


/' 


Present  Mayor 


278  CASES  IN  THE  SUPREME  COURT 

i82i.       Council,  and  no  other  person  whatever  shall  exercise 
the  right  of  suffrage  at  such  election. 

Sec.  3.  And  be  it  further  enacted,  That  the  pre- 
sent Mayor  of  the  City  of  Washington  shall  be,  and 

SSfi^&T"*  continue  such,  until  the  second  Monday  in  June 
next,  on  which  day,  and  on  the  second  Monday  in 
June  annually  thereafter,  the  Mayor  of  the  said  City 
shall  be  elected  by  ballot  of  the  Board  of  Aldermen 
and  Board  of  Common  Council,  in  joint  meeting, 
and  a  majority  of  the  votes  of  all  the  members  of 
both  boards  shall  be  necessary  to  a  choice  ;  and  if 
there  should  be  an  equality  of  votes  between  two 
persons  after  the  third  ballot,  the  two  houses  shall 
determine  by  lot.  He  shall,  before  he  enters  upon 
the  duties  of  his  office,  take  an  oath  or  affirmation 
in  the  presence  of  both  boards,  "  lawfully  to  execute 
the  duties  of  his  office  to  the  best  of  his  skill  and 
judgment,  without  favour  or  partiality."     He  shall, 

Mis  dude*,  &c.  €X  officio,  have,  and  exercise  all  the  powers,  autho- 
rity, and  jurisdiction  of  a  Justice  of  the  Peace,  for 
the  County  of  Washington,  within  the  said  county. 
He  shall  nominate,  and  with  the  consent  of  a  ma- 
jority of  the  members  of  the  Board  of  Aldermen, 
appoint  to  all  offices  under  the  Corporation,  (except 
the  commissioners  of  elections,)  and  every  such  offi- 
cer shall  be  removed  from  office  on  the  concurrent 
remonstrance  of  a  majority  of  the  two  boards.  He 
shall  see  that  the  laws  of  the  'Corporation  be  duly 
executed,  and  shall  report  the  negligence  or  miscon- 
duct of  any  officer  to  the  two  boards.  He  shall  ap- 
point proper  persons  to  fill  up  all  vacancies  during 
the  recess  of  the  Board  of  Aldermen,  to  hold  such 


OF  THE  UNITED  STATES.  279 

appointment  until  the  end  of  the  then  ensuing  ses-  mi. 
sion.  He  shall  have  power  to  convene  the  two 
Boards,  when,  in  his  opinion,  the  good  of  the  com- 
munity may  require  it,  and  he  shall  lay  before  them, 
from  time  to  time,  in  writing,  such  alterations  in  the 
Jaws  of  the  Corporation  as  he  shall  deem  necessary 
and  proper,  and  shall  receive  for  his  services  annu- 
ally, a  just  and  reasonable  compensation,  to  be  al- 
lowed and  fixed  by  the  two  boards,  which  shall  nei- 
ther be  increased  or  diminished  during  the  period 
for  which  he  shall  have  been  elected.     Any  person  QpfHfcatim 

i     ii  i        i«    •■  i  t         /v  *  m*  i       .  i.  of  Mayor,  *c. 

shall  be  eligible  to  the  office  of  Mayor,  who  is  a  free 
white  male  citizen  of  the  United  States,  who  shall 
have  attained  to  the  agq  of  thirty  years,  and  who 
shall  be  a  bona  fide  owner  of  a  freehold  estate  in  the 
said  City,  and  shall  have  been  a  resident  in  the  said 
City  two  years  immediately  preceding  his  election, 
and  no  other  person  shall  be  eligible  to  the  said  of- 
fice. In  case  of  the  refusal  of  any  person  to  accept 
the  office  of  Mayor,  upon  his  election  thereto,  or  of 
his  death,  resignation,  inability  or  removal  from  the 
City,  the  said  two  boards  shall  elect  another  in  his 
place,  to  serve  the  remainder  of  the  year. 

Sec.  4.  And  be  it  further  enacted,  That  the  first  Times  ami 
election  for  members  of  the  Board  of  Aldermen,  and  *«»•>&>. 
Board  of  Common  Council,  shall  be  held  on  the  first 
Monday  in  June  next,  and  on  the  first  Monday 
in  June  annually  thereafter.  The  first  election 
to  be  held  by  three  commissioners  to  be  appoint- 
ed in  each  ward  by  the  Mayor  of  the  City,  and  at 
such  place  in  each  ward  as  he  may  direct ;  and  all 
subsequent  elections  shall  be  held  by  a  like  number 


280  CASES  IN  THE  SUPREME  COURT 

i8*i.       of  Commissioners,  to  be  appointed  in  each  ward  by 
the  two  boards,  in  joint  meeting,  which  several  ap- 
pointments, except  the  first,  shall  be  at  least  ten  days 
previous  to  the  day  of  each  election.     And  it  shall 
be  the  duty  of  the  Mayor  for  the  first  election,  and  of 
the'  commissioners  for  all  subsequent  elections,  to 
give  at  least  five  days  public  notice  of  the  place  in 
each  ward  where  such  elections  are  to  be  held.  The 
said  commissioners  shall,  before  they  receive  any 
ballot,  severally  take  the  following  oath  or  affirma- 
tion, to  be  administered  by  the  Mayor  of  the  City,  or 
any  Justice  of  the  Peace  for  the  county  of  Washing- 
ton :  "  I,  A.  B.  do  solemnly  swear  or  affirm,  (as  the 
case  may  be)  that  I  will  truly  and  faithfully  receive, 
and  return  the  votes  of  such  persons  as  are  by  law 
entitled  to  vote  for  members  of  the  Board  of  Alder- 
men, and  Board  of  Common  Council,  in  ward  No. — , 
according  to  the  best  of  my  judgment  and  under- 
standing, and  that  I  will  not,  knowingly,  receive  or 
return  the  vote  of  any  person  who  is  not  legally  enti- 
.  tied  to  the  same,  so  help  me  God."    The  polls  shall 
be  opened  at  ten  o'clock  in  the  morning,  and  be  clo- 
sed at  seven  o'clock  in  the  evening,  of  the  same  day. 
Immediately  on  closing  the  polls,  the  commissioners 
of  each  ward,  or  a  majority  of  them,  shall  count  the 
ballots,  and  make  out  under  their  hands  and  seals  a 
correct  return  of  the  two  persons  for  the  first  elec- 
tion, and  of  the  one  person  for  all  subsequent  elec- 
tions, having  the  greatest  number  of  legal  votes,  to- 
gether with  the  number  of  votes  given  to  each,  as 
members  of  the  Board  of  Aldermen :  and  of  the 
three  persons  having  the  greatest  number  of  legal 


OF  THE  UNITED  STATES.  281 

votes,  together  with  the.  number  of  votes  given  to       mi. 
each,  as  Members  of  the  Board  of  Common  Coun- 
•  cil.     And  the  two  persons  at  the  first  election,  and 
the  one  person  at  all  subsequent  elections,  having 
the  greatest  number  of  legal  votes  for  the  Board  of 
Aldermen  ;  and  the  three  persons  having  the  great- 
est number  of  legal  votes  for  the  Board  of  Common 
Council,  shall  be  duly  elected  ;  and  in  all  cases  of  an 
equality  of  votes,  the  commissioners  shall  decide  by 
lot.   The  said  returns  shall  be  delivered  to  the  Mayor 
of  the  City,  on  the  succeeding  day,  who  shall  cause 
the  same  to  be  published  in  some  news- paper  printed 
in  the  city  of  Washington.     A  duplicate  return,  to- 
gether with  a  list  of  the  persons  who  voted  at  such 
election,  shall  also  be  made  by  the  said  commission- 
ers, to  the  Register  of  the  City,  on  the  day  succeed- 
ing the  election,  who  shall  preserve  and  record  the 
same,  and  shall,  within  two  days  thereafter,  notify 
the  several  persons  so  returned,  of  their  election ; 
and  each  board  shall  judge  of  the  legality  of  the 
elections,  returns  and  qualifications  of  its  own  mem- 
bers, and  shall  supply  vacancies  in  its  own  body,  by 
causing  elections  to  be  made  to  fill  the  same,  in  the 
ward,  and  for  the  Board  in  which  such  vacancies 
shall  happen,  giving  at  least  five  days  notice  previous 
thereto ;  and  each  Board  shall  have  full  power  to 
pass  all  rules  necessary  and  requisite  to  enable  itself 
to  come  to  a  just  decision  in  cases  of  a  contested 
election  of  its  own  members  :  and  the  several  mem- 
bers of  each  Board  shall,  before  entering  upon  the 
duties  of  their  office,  take  the  following  oath  or  af- 
Vol.  VI.  36 


28$  CASES  IN  THE  SUPREME  COURT 

i82i.  fiftoation :  u  I  do  swear,  (or  solemnly,  sincerely,  and 
truly  affirm  and  declare,  as  the  case  may  be,)  that  I 
will  faithfully  execute  the  office  of  to  the 

best  of  my  knowledge  and  ability,"  which  oath  or  af- 
firmation shall  be  administered  by  the  Mayor,  or 
some  Justice  of  the  Peace,  for  the  county  of  Wash- 
ington. 

Sec.  5.    And   be  it    further    enacted,    That  in 
addition  to  the  powers  heretofore  granted  to  the 
Corporation  of  the  City  of  Washington,  by  an  act, 
entitled,  "  An  Act  to  incorporate  the  inhabitants 
of  the   City  of  Washington,,  in  the    District  of 
Columbia,"  and  an  act,  entitled,  "An  Act,  sup- 
plementary to  an  act,  entitled,  an  act  to  incorpo- 
rate the  inhabitants  of  the  City  of  Washington, 
in  the  District  of  Columbia,"  the  said  Corporation 
shall  have  power  to  lay  taxes  on  particular  wards, 
parts,  or  sections  of  the  City,  for  their  particular  lo- 
cal improvements. 
A^rt<mmeni      That  after  providing  for  all  objects  of  a  general 
peodimre..      nature,  the  taxes  raised  on  the  assessible  property  in 
each  ward,  shall  be  expended  therein,  and  in  no 
other;  in  regulating,   filling  up  and  repairing  of 
streets  and  avenues,  building  of  bridges,  sinking  of 
wells,  erecting  pumps,  and  keeping  them  in  repair ; 
in  conveying  water  in  pumps,  and  in  the  preserva- 
tion of  springs  ;  in  erecting  and  repairing  wharves ; 
in  providing  fire  engines  and  other  apparatus  for  the 
extinction  of  fires,  and  for  other  local  improvements 
and  purposes,  in  such  manner  as  the  said  Board  of 
support  of  the  Aldermen  and  Board  of  Common  Council  shall  pro- 
S^uhargir  vide ;  but  the  sums  raised  for  the  support  of  the  poor, 


OF  THE  UNITED  STATES.  28S. 

aged  and  infirm,  shall  be  a  charge  on  each  ward  in  mi. 
proportion  to  its  population  or  taxation,  as  the  two 
Boards  shall  decide.  That  whenever  the  proprie- 
tors of  two  thirds  of  the  inhabited  houses,  fronting 
on  both  sides  of  a  street,  or  part  of  a  street,  shall  by 
petition  to  the  two  branches,  express  the  desire  of  im- 
proving the  same,  by  laying  the  kirbstone  of  the  foot 
pavement,  and  paving  the  gutters  or  carriage  way 
thereof,  or  otherwise  improving  said  street,  agreeably 
to  its  graduation,  the  said  Corporation  shall  have 
power  to  cause  to  be  done  at  any  expense,  not  ex- 
ceeding two  dollars  and  fifty  cents  per  front  foot,  of 
the  lots  fronting  on  such  improved  street  or  part  of  a 
street,  and  charge  the  same  to  the  owners  of  the  lots 
fronting  on  said  street,  or  part  of  a  street,  in  due  pro- 
portion ;  and  also  on  a  like  petition  to  provide  for 
erecting  lamps  for  lighting  any  street  or  part  of  a 
street,  and  to  defray  the  expense  thereof  by  a  tax  on 
the  proprietors  or  inhabitants  of  such  houses,  in  pro- 
portion to  their  rental  or  valuation,  as  the  two  Boards 
shall  decide. 

Sec.  6.  And  be  it  further  enacted,  That  the  said  jwenofti* 
Corporation  shall  have  full  power  and  authority  to 
erect  and  establish  hospitals  or  pest  houses,  work 
houses,  houses  of  correction,  penitentiary,  and  other 
public  buildings  for  the  use  of  the  City,  and  to  lay 
and  collect  taxes  for  the  defraying  the  expenses  there- 
of;  to  regulate  party  and  other  fences,  and  to  deter- 
mine by  whom  the  same  shall  be  made  and  kept  in 
repair ;  to  lay  open  streets,  avenues,  lanes  and  al- 
leys, and  to  regulate  or  prohibit  all  inclosures  thereof, 
and  to  occupy  and  improve  for  public  purposes,  by 


Corporation. 


J 


284  CASES  IN  THE  SUPREME  COURT 

1*21;       and  with  the  consent  of  the  President  of  the  United 


States,  any  part  of  the  public  and  open  spaces  or 
v.  sqnare#in  said  city,  not  interfering  with  any  pri- 
*«*""».  ^^^  rights ;  to  regulate  the  measurement  of,  and 
weight,  by  which  all  articles  brought  into  the  city 
for  sale  shall  be  disposed  of;  to  provide  for  the  ap- 
pointment of  appraisers,  and  measurers  of  builders' 
work  and  materials,  and  also  of  wood,  coal,  grain 
and  lumber ;  to  restrain  and  prohibit  thp  nightly 
and  other  disorderly  meetings  of  slaves,  free  negroes 
and  mulattoes,  and  to  punish  such  slaves  by  whip- 
ping, not  exceeding  forty  stripes,  or  by  imprisonment 
not  exceeding  six  calendar  months,  for  any  one  of- 
fence ;  and  to  punish  sucli  free,  negroes  and  mulat- 
toes for  such  offences,  by  fixed  penalties,  not  exceed- 
ing twenty  dollars  for  any  one  offence ;  and  in  case 
of  inability  of  any  such  free  negro  or  mulatto  to  pay 
and  satisfy  any  such  penalty  and  costs  thereon,  to 
cause  such  free  negro  or  mulatto  to  be  confined  to  la- 
bour for  such  reasonable  time,  not  exceeding  six  ca- 
lendar months,  for  any  one  offence,  as  may  be  deem- 
ed equivalent  to  such  penalty  and  costs ;  to  cause  all 
vagrants,  idle  or  disorderly  persons,  all  persons  of 
evil  life  or  ill  fame,  and  all  such  as  have  no  visible 
means  of  support,  or  are  likely  to  become  chargea- 
ble to  the  City  as  paupers,  or  are  found  begging  or 
drunk  in  or  about  the  streets,  or  loitering  in  or  about 
tippling  houses,  or  who  can  show  no  reasonable 
cause  of  business  or  employment  in  the  City ;  and  all 
suspicious  persons,  and  all  who  have  no  fixed  place 
of  residence,  or  cannot  give  a  good  account  of  them- 
selves, all  eves-droppers  and  night  walkers,  all  who 


OF  THE  UNITED  STATES.  286 

are  guilty  of  open  profanity,  or  grossly  indecent  Ian-  mi. 
guage  or  behaviour  publicly  in  the  streets,  all  public 
prostitutes,  and  such  as  lead  a  notoriously  lewd  or 
lascivious  course  of  life,  and  all  such  as  keep  public 
gaming  tables,  or  gaming  houses,  to  give  security 
for  their  good  behaviour  for  a  reasonable  time,  and  to 
indemnify  the  City  against  any  charge  for  their  sup- 
port, and  in  case  of  their  refusal  or  inability  to  give 
such  security,  to  cause  them  to  be  confined  to  la- 
bour for  a  limited  time,  not  exceeding  one  year  at  a 
time,  unless  such  security  should  be  sooner  given. 
But  if  they  shall  afterwards  be  found  again  offend- 
ing, such  security  may  be  again  required,  and  for 
want  thereof,  the  like  proceedings  may  again  be  had, 
from  time  to  time,  as  often  as  may  be  necessary  ;  to 
prescribe  the  terms  and  conditions  upon  which  free 
negroes  and  mulattoes,  and  others  who  can  show  no 
visible  means  of  support,  may  reside  in  the  City  ;  to 
cause  the  avenues,  streets,  lanes  and  alleys  to  be 
kept  clean,  and  to  appoint  officers  for  that  purpose.  , 

To   authorize  the  drawing  of  lotteries  for  effecting    To  author** 

.        i         ~  i  .    ,  Lotteries,  &c. 

any  important  improvement  in  the  City,  which  the 
ordinary  funds  or  revenue  thereof  will  not  accom- 
plish. Provided,  That  the  amount  to  be  raised  in  Proviso. 
each  year,  shall  not  exceed  the  sum  of  ten  thousand 
dollars  :  And  provided  also,  that  the  object  for  which  Proviso. 
the  money  is  intended  to  be  raised,  shall  be  first  sub- 
mitted to  the  President  of  the  United  States,  and 
shall  be  approved  of  by  him.  To  take  care  of,  pre- 
serve and  regulate  the  several  burying  grounds  with- 
in the  City  ;  to  provide  for  registering  of  births, 
deaths  and  marriages ;  to  cause  abstracts  or  minutes 


286  CASES  IN  THE  SUPREME  COURT 

18^1.  of  all  transfers  of  real  property,  both  freehold  and 
leasehold,  to  be  lodged  in  the  Registry  of  the  City, 
at  stated  periods ;  to  authorize  night  watches  and 
patroles,  and  the  taking  up  and  confining  by  them, 
in  the  night  time,  of  all  suspected  persons ;  to  punish 
by  law  corporally  any  servant  or  slave  guilty  of  a 
breach  of  any  of  their  by-laws  or  ordinances,  unless 
the  owner  or  holder  of  such  servant  or  slave,  shall 
pay  the  fine  annexed  to  the  offence ;  and  to  pass  all 
laws  which  shall  be  deemed  necessary  and  proper  for 
carrying  into  execution  the  foregoing  powers,  and 
all  other  powers  vested  in  the  Corporation,  or  any  of 
its  officers,  either  by  this  act,  or  any  former  act 

Sec,  7.  And  be  it  further  enacted,  That  the  Mar- 
shal of  the  District  of  Columbia  shall  receive,  and 
safely  keep,  within  the  jail  for  Washington  county, 
at  the  expense  of  the  City,  all  persons  committed 
thereto  under  the  sixth  section  of  this  act,  until  other 
arrangements  be  made  by  the  Corporation  for  the 
confinement  of  offenders,  within  the  provisions  of  the 
Remedy  incase  said  section ;  and  in  all  cases  where  suit  shall  be 

t>f  a  return  of 

nutia  bona,  &c.  brought  before  a  Justice  of  the  Peace,  for  the  reco- 
very of  any  fine  or  penalty  arising  or  incurred  for  a 
breach  of  any  by-law  or  ordinance  of  the  Corpora- 
tion, upon  a  return  of  u  nulla  bona"  to  any  fieri  fa- 
cias issued  against  the  property  of  the  defendant  or 
defendants,  it  shall  be  the  duty  of  the  Clerk  of  the 
Circuit  Court  for  the  County  of  Washington,  when 
required,  to  issue  a  writ  of  capias  ad  satisfaciendum 
against  every  such  defendant,  returnable  to  the  next 
Circuit  Court  for  the  County  of  Washington  there- 


OP  THE  UNITED  STATES.  287 

after,  and  which  shall  be  proceeded  on  as  in  other      mi. 
writs  of  the  like  kind.  n^n^w 

Cohens 

Sec.  8.  And  be  it  further  enacted,  That  union-         ▼. 
proved  lots  in  the  City  of  Washington,  on  which  two    V"*101** 
years  taxes  remain  due  and  unpaid,  or  so  much  £{?£•*  k»w 
thereof  as  may  be  necessary  to  pay  such  taxes,  may  <****»»  to- 
be  sold  at  public  sale  for  such  taxes  due  thereon : 
Provided,  that  public  notice  be  given  of  the  time  and  ProrUo. 
place  of  sale,  by  advertising  in  some  newspaper  print' 
ed  in  the  City  of  Washington,  at  least  six  months, 
where  the  property  belongs  to  persons  residing  out  of 
the  United  States ;  three  months  where  the  property 
belongs  to  persons  residing  in  the  United  States, 
but  without  the  limits  of  the  District  of  Colum- 
bia ;  and  six  weeks  where  the  property  belongs  to 
persons  residing  within  the  District  of  Columbia  or 
City  of  Washington ;  in  which  notice  shall  be  stated 
the  number  of  the  lot  or  lots,  the  number  of  the 
square  or  squares,  the  name  of  the  person  or  persons 
to  whom  the  same  may  have  been  assessed,  and  also 
the  amount  of  taxes  due  thereon :  And  provided, 
also,  that  the  purchaser  shall  not  be  obliged  to  pay 
at  the  time  of  such  sale,  more  than  the  taxes  due, 
and  the  expenses  of  sale ;  and  that,  if  within  two 
years  from  the  day  of  such  sale,  the  proprietor  or 
proprietors  of  such  lot  or  lots,  or  his  or  their  heirs, 
representatives,  or  agents,  shall  repay  to  sueh  pur- 
chaser the  moneys  paid  for  the  taxes  and  expenses 
as  aforesaid,  together  with  ten  per  centum  per  an- 
num as  interest  thereon,  or  make  a  tender  of  the 
same,  he  shall  be  reinstated  in  his  original  right  and 
title ;  but  if  no  such  payment  or  tender  be  made 


288  CASES  1N  THE  SUPREME  COURT* 

i82i.  within  two  years  next  after  the  said  sale,  then  the 
purchaser  shall  pay  the  balance  of  the  purchase  mo- 
ney of  such  tot  or  lots  into  the  City  Treasury,  where 
it  shall  remain  subject  to  the  order  of  the  original  pro- 
prietor or  proprietors,  his  or  their  heirs,  or  legal  re- 
presentatives ;  and  the  purchaser  shall  receive  a  title 
in  fee  simple  to  the  said  lot  or  lots,  under  the  band 
of  the  Mayor,  and  seal  of  the  Corporation,  which 
shall  be  deemed  good  and  valid  in  law  and  equity*. 
style  or  the      Sec.  9.  And  be  it  further  enacted,  That  the  said 

Corpora  t  km.  ,  ,  .  *  . 

Corporation  shall,  in  future,  be  named  and  styled, 
u  The  Mayor,  Aldermen,  and  Common  Council  of 
the  City  of  Washington;9'  and  that  if  there  shall 
have  been  a  non-election  or  informality  of  a  City 
Council,  on  the  first  Monday  in  June  last,  it  shall 
not  be  taken,  construed,  or  adjudged,  in  any  manner, 
to  have  operated  as  a  dissolution  of  the  said  Corpo- 
ration, or  to  affect  any  of  its  rights,  privileges,  or 
laws  passed  previous  to  the  second  Monday  in  June 
last,  but  the  same  are  hereby  declared  to  exist  in 
full  force. 
corporation  to      Sec,  10.  And  be  it  further  enacted,  That  the  Cor- 

t'uuw  wards  to  t      it       -  .  .  .  , 

be  jocfttedffii*  poration  shall,  from  time  to  time,  cause  the  several 

a  vitw  lo  dec* 

N0"  wards  of  the  City  to  be  so  located,  as  to  give,  as 

nearly  as  may  be,  an  equal  number  of  votes  to  each 
ward ;  and  it  shall  be  the  duty  of  the  Register  of  the 
City,  or  sucli  officer  as  the  Corporation  may  here- 
after appoint,  to  furnish  the  commissioners  of  election 
for  each  ward,  on  the  first  Monday  in  June,  annual- 
ly, previous  to  the  opening  of  the  polls,  a  list  of  the 
persons  having  a  right  to  vote,  agreeably  to  the  pro- 
visions of  the  second  section  of  this  act.  , 


OF  THE  UNITED  STATES.  889 

Sec.  1 1.  And  be  it  further  enacted,  That  so  much      isai. 
of  any  former  act  as  shall  be  repugnant  to  the  pro- 


Cohens 

vtsioo8  of  this  act,  be,  and  the  same  is  hereby  re-         v. 

*  *  Fart  of  a  former 

Which  statutes  are  still  in  force  and  unrepealed,  •etwpeiw. 
That  the  lottery,  denominated  the  National  Lottery, 
before  mentioned,  the  ticket  of  which  was  sold  by 
the  defendants  as  aforesaid,  was  duly  created  by  the 
said  Corporation  of  Washington,  and  the  drawing 
thereof,  and  the  sale  of  the  said  ticket,  was  duly  au- 
thorized by  the  said  Corporation,  for  the  objects  and 
purposes,  and  in  the  mode  directed  by  the  said  statute 
of  the  Congress  of  the  United  States.  If,  upon  this 
case,  the  Court  shall  be  of  opinion,  that  the  acts  of 
Congress  before  mentioned  were  valid,  and  on  the 
true  construction  of  these  acts,  the  lottery  ticket  sold 
by  the  said  defendants  as  aforesaid,  might  lawfully 
be  sold  within  the  State  of  Virginia,  notwithstand- 
ing the  act  or  statute  of  the  General  Assembly  of 
Virginia  prohibiting  such  sale,  then  judgment  to  be 
entered  for  the  defendants*  But  if  the  Court  should 
be  of  opinion,  that  the  statute  or  act  of  the  General 
Assembly  of  the  State  of  Virginia,  prohibiting  such 
sale,  is  valid,  notwithstanding  the  said  acts  of  Con- 
gress, then  judgment  to  be  entered,  that  the  defend- 
ants are  guilty,  and  that  the  Commonwealth  recover 
against  them  one  hundred  dollars  and  costs. 

Taylor, /or  defendants. 

And  thereupon  the  matters  of  law  arising  upon  the  Judmentof 
Mid  ease  agreed  being  argued,  it  seems  to  the  Court 
here,  that  the  law  is  for  the  Commonwealth,  and 

Vojl.  VI.  37 


200  CASES  IN  THE  SUPREME  £OURT 

i8ti.  that  the  defendants  are  guilty  in  manner  and  form, 
as  in  the  information  against  them  is  alleged,  and 
they  do  assess  their  fine  to  one  hundred  dollars  be- 
sides the  costs.  Therefore,  it  is  considered  by  the 
Court,  that  the  Commonwealth  recover  against  the 
said  defendants,  to  the  use  of  the  President  and  Di- 
rectors of  the  Literary  Fund,  one  hundred  dollars, 
the  fine  by  the  Court  aforesaid,  in  manner  aforesaid 
assessed,  and  the  costs  of  this  prosecution  ;  and  the 
said  defendants  may  be  taken,  &c. 
Motion  form  From  which  judgment  the  defendants,  by  their 
counsel/ prayed  an  appeal  to  the  next  Superior  Court 
of  law  of  Norfolk  county,  which  was  refused  by  the 
Court,  inasmuch  as  cases  of  this  sort  are  not  subject 
to  revision  by  any  other  Court  of  the  Common- 
est*, wealth.     Commonwealth's  costs,  #31  50  cents. 

February  isui.  Mr.  Barbour,  for  the  defendant  in  error,  moved 
to  dismiss  the  writ  of  error  in  this  case,  and  stated 
three  grounds  upon  which  he  should  insist  that  the 
Court  had  not  jurisdiction:  (1.)  Because  of  the 
subject  matter  of  the  controversy,  without  reference 
to  the  parties.  (2.)  That  considering  the  character 
of  one  of  the  parties,  if  the  Court  could  have  juris- 
diction at  all,  it  must  be  original,  and  not  appellate. 
(3.)  And,  finally,  that  it  can  take  neither  original 
nor  appellate  jurisdiction. 

1.  As  to  the  first  point :  it  is  conceded  by  all,  that 
the  Federal  Government  is  one  of  limited  powers. 
This  distinguishing  trait  equally  characterises  all  its 
departments ;  it  is  with  the  judicial  department  only, 
that  the  present  inquiry  is  connected.     It  is  in  the 


OF  THE  UNITED  STATES.  291 

^d  section  of  the  3d  article  of  the  constitution,  that  isai. 
we  find  an  enumeration  of  the  objects  to  which  the 
judicial  power  of  the  Union  extends.  That  part  of  it 
which  relates  to  the  present  discussion;  declares,  that 
**  the  judicial  power  shall  extend  to  all  cases  in  law 
and  equity,  arising  under  this  constitution^  the  laws 
of  the  United  States,  and  treaties  made,  or  which  shall 
be  madey  under  their  authority S}  It  is  not  pretended, 
that  anj  treaty  has  any  sort  of  relation  to  the  pre- 
sent case  :  before,  then,  this  Court  can  take  jurisdic- 
tion, it  must  be  shown,  that  this  is  a  case  arising 
either  under  the  constitution,  or  a  law  of  the  United 
States.  I  shall  endeavour  to  prove,  that  it  does  not 
belong  to  either  description.  These  two  classes  of 
cases  are  obviously  put  in  contradistinction  to  each 
other  ;  and  there  will  be  no  difficulty  in  showing  to 
the  Court  the  difference  in  their  character-  The 
constitution  contains  two  different  kinds  of  provi- 
sions ;  the  one,  (if  I  may  use  the  expression ,)  self 
executed,  or  capable  of  self  execution  ;  the  other, 
only  executory,  and  requiring  legislative  enactment 
•  to  give  them  operation ;  thus,  the  2d  section  of  the 
4th  article,  which  declares,  that  u  the  citizens  of 
each  State  shall  be  entitled  to  all  privileges  and  im- 
munities of  citizens  in  the  several  States;"  the  10th 
section  of  the  1st  article,  which  prohibits  any  State 
from  making  any  thing  but  gold  and  silver  coin,  a 
tender  in  payment  of  debts  \  from  passing  any  law 
"  impairing  the  obligation  of  contracts  ;"  and  the 
prohibition  to  Congress,  in  the  9th  section,  and  to 
the  States  in  the  10th  section  of  the  same  article,  to 
pass  li  any  bill  of  attainder,  or  ex  post  facto  law  " 


CASES  IN  THE  SUPREME  COURT 

18JL  are  all  examples  of  the  self-executed  provisions  ef 
the  constitution ;  by  which,  I  mean  to  say,  thai  the 
constitution,  in  these  instances,  is,  per  *e,  operetta, 
without  the  aid  of  legislation.  On  the  contrary,  tW 
various  provisions  of  the  8th  section  of  the  same  ar> 
tide,  such,  for  example,  "  as  the  power  to  establish 
an  uniform  system  of  naturalization,  and  uniform 
laws  on  the  subject  of  bankruptcy/'  are  executory 
only;  that  is,  without  an  act  of  legislation,  they  • 
have  no  operative  effect. 

The  cases,  then,  arising  under  the  constitution,  are 
those  which  arise  under  its  self-executed  provisions } 
and  those  arising  under  the  laws  of  the  United 
States,  are  those  which  occur  under  some  law,  pass* 
ed  in  virtue  of  the  executory  provisions  of  the  con- 
stitution* If  this  idea  be  correct,  then  this  is  not  a 
case  arising  under  the  constitution ;  and  it  does  not 
correspond  with  the  other  part  of  the  description, 
that  is,  it  does  not  arise  under  a  law  of  the  United 
States.  In  the  first  place,  this  Court,  in  the  case  of 
Hepburn  v.  Elzyf  decided,  that  the  District  of  Co-* 
lumbia  was  not  a  State,  within  the  meaning  of  the . 
constitution,  and  that,  therefore,  a  citizen  of  that 
District  could  not  sustain  an  action  against  a  citizen 
of  Virginia,  in  the  Circuit  Court  of  that  State.  Now, 
it  would  sound  curiously,  to  call  a  law  passed  for  a 
District,  not  itself  exalted  to  the  dignity  of  a  State,  a  • 
law  of  the  United  States.  It  would  seem  more 
strange  to  call  a  law  passed  by  the  Corporation  of 
Washington,  for  the  local  purposes  of  Washington, 

«  ft  Cranch,  445. 


OP  THE  UNITED  STATES.  39$ 

9  law  of  the  United  States,  and  jet  such  is  the  cha-      \m. 


Cohens 


racter  of  the  law  under  which  this  case  arises ;  for 
the  act  of  Congress  did  not  itself  create  the  lottery,      ™7 
hoc  authorized  the  Corporation  of  Washington  to    v,I*ima* 
da  it 

As  to  this  sub-legislation,  legislative  power  is  a 
trust  which  cannot  be  transferred.  Delegatus  turn 
potest  delegare.  If  this  can  be  exercised  by  substi- 
tution, other  legislative  powers  can  also.  I  would 
then  inquire,  whether  in  execution  of  the  power  "  to 
lay  and  collect  taxes,"  "  to  declare  war,"  &c.  Con- 
gress could  authorize  the  State  legislatures  to  do 
these  things.  It  is  a  misnomer,  to  call  by  the 
name  of  a  law  of  the  United  States,  any  act  passed 
for  the  District  of  Columbia,  though  enacted  by  Con* 
gress,  without  calling  in  the  aid  of  a  Corporation. 
It  has  been  well  observed  by  a  former  member  of 
this  Court,  that  every  citizen  in  the  United  States, 
sustains  a  two-fold  political  character,  one  in  relation 
to  the  Federal,  the  other  in  relation  to  the  State 
Governments.  To  put  the  proposition  in  other 
words,  it  may  be  stated  thus :  a  two-fold  system  of 
legislation  pervades  the  United  States ;  the  one  of 
which  I  will  call  Federal,  the  other  municipal.  The 
first  belongs  by  the  constitution  of  the  United  States 
to  Congress,  and  consists  of  the  powers  of  war,  peace, 
commerce,  negociation,  and  those  general  powers, 
which  wake  up  our  external  relations,  together  with 
a  few  powers  of  an  internal  kind,  which  require  uni- 
formity in  their  operation :  the  second  belongs  to 
the  States,  and  consists  of  whatever  is  not  included 
in  the  first,  embracing  particularly  every  thing  con- 


294  CASES  IN  THE  SUPREME  COURT 

18&1,  nected  with  the  internal  police  and  economy  of  the 
several  States.  If  this  system  knew  no  exception  in 
its  operation,  the  present  question  would  never  have 
arisen  ;  for  no  man  would  ever  dream  of  calling  a 
law  of  Virginia  or  Maryland,  a  law  of  the  United 
States.  But  there  are  certain  portions  of  territory 
within  the  United  States,  of  which  the  District  of 
Columbia  is  one,  in  which  there  is  no  State  govern- 
ment to  act :  in  relation  to  these,  Congress,  by  the 
constitution,  exercises  not  only  federal,  but  mu- 
nicipal legislation  also:  and  as  the  whole  diffi- 
culty in  this  case  has  arisen  out  of  this  blending 
together  of  two  different  kinds  of  legislative  power ; 
so,  that  difficulty  will  be  removed  by  a  careful  at- 
tention to  the  difference  in  the  nature  and  character 
of  these  powers,  and  the '  extent  of  their  operation 
respectively.  Whenever  a  question  arises,  whether 
a  law  passed  by  Congress  is  a  law  of  the  United 
States,  we  have  only  to  inquire  whether  it  is  consti- 
tutionally passed  in  execution  of  any  of  the  federal 
powers :  if  it  be,  it  is  properly  a  law  of  the  United 
States;  since  the  federal  powers  are  co-extensive 
with  the  limits  of  the  United  States ;  and  this, 
though  the  particular  act,  may  be  confined  to  certain 
persons,  places  or  things.  Thus,  a  law  establishing 
federal  Courts  in  a  particular  State,  is  a  law  of  the 
United  States ;  for  though  its  immediate  operation 
is  upon  one  State,  yet  it  is  in  execution  of  a  power 
co-extensive  with  the  United  States  ;  but  if  a  law, 
though  passed  by  Congress,  be  passed  in  execution 
of  a  municipal  power,  as  a  law  to  pave  the  streets  of 
Washington,  then  it  cannot,  in  any  propriety  of  Ian- 


OP  THE  UNITED  STATES,  295 

guage,  be  called  a  law  of  the  United  States.  It  is  an  1821. 
axiom  in  politics,  that  legislative  power  has  no  ope- 
ration, beyond  the  territorial  limits  under  its  autho- 
rity. I  do  not  now  speak  of  the  doctrine  of  the  lex 
loci ;  of  that  comity,  by  which  the  different  States  of 
the  civilized  world,  receive  the  laws  of  others,  as 
governing  in  certain  cases  of  contract,  or  questions  of 
a  civil  nature.  I  speak  of  the  intrinsic  energy  of  the 
legislative  power,  its  operation  per  se. 

If  this  principle  be  true,  is  there  any  thing  in  this 
case  to  impair  its  force  ?  It  is  admitted  on  all  hands, 
that  this  law  was  passed  in  virtue  of  the  power  gi- 
ven by  the  constitution  to  exercise  exclusive  legisla- 
tion, over  such  district,  not  exceeding  ten  miles 
square,  as  should  become  the  seat  of  the  federal  go- 
vernment If  we  look  into  the  history  of  the  country, 
the  debates  of  the  Conventions,  or  the  declarations  of 
the  Federalist,  we  shall  alike  arrive  at  the  conclusion, 
that  this  power  was  given  in  consequence  of  an  inci- 
m  dent  which  had  occurred  in  Philadelphia,  and  the 
•necessity  which  thence  seemed  to  result,  of  Con- 
gress deliberating  uninterrupted  and  unawed.     The 
motive,  then,  for  granting  this  power,  would  not  lead 
to  an  extension  of  it ;  still  less  will  the  terms4;  for, 
they  are  as  restrictive  as  could  by  possibility  be  used. 
The  district  shall  not  exceed  ten  miles  square,  and 
as  was  argued  in  the  Convention  of  Virginia,  may 
not  exceed  one  mile :  so  far  from  the  principle  being 
impaired  then,  it  is  greatly  strengthened  by  the  lan: 
guage  of  this  provision.  See  to  what  consequences  we 
should  be  led  by  the  doctrine,  that  because  this  lot- 
tery-was  authorized  by  Congress,  therefore,  the  tick- 


296  CASE8  IN  THE  8UPRfiME  COURT 

182H  ct8  might  be  sold  in  any  State,  against  its  laws,  with 
impunity.  The  same  charter  authorises  the  Corpo- 
ration of  Washington  to  grant  licenses  to  auctioneers 
and  retailers  of  spirituous  liquors :  now,  upon  the 
doctrines  contended  for,  what  will  hinder  the  Cor- 
poration from  granting  licenses  to  persons,  to  vend 
goods  and  liquors  in  Virginia,  by  a  Corporation  li- 
cense, contrary  to  the  laws  of  Virginia  ?  and  thus, 
greatly  impair  the  revenue  which  the  State  raises 
from  these  licenses ;  as  it  is  said,  that  a  saleable 
quality  is  of  the  essence,  and  constitutes  the  only 
value  of  a  lottery  ticket,  and  that  therefore  it  is  not 
competent  to  any  State  to  abridge  the  value  of  that, 
which  was  rightfully  created  by  the  Legislature  of 
the  Union  ?  Would  not  the  same  reasoning  justify 
the  holders  of  these  Corporation  licenses,  equally  to 
trample  upon  the  laws  of  the  State  ;  lest,  for  want 
of  a  market,  their  merchandise  and  liquors  might  not 
be  sold,  and  thus  the  value  of  their  license  diminish* 
ed.  These  are  cases,  in  which  the  revenue  of  a 
State  would  be  impaired,  as  well  as  the  laws  for  thefV 
protection  of  its  morals.  Such  is  the  law  of  Virgi- 
nia, prohibiting  the  use  of  billiard  tables*  If  Con* 
gre&  should  authorise  licenses  to  be  issued,  by  the 
Corporation  of  Washington,  for  using  them,  and  if 
this  law  have  an  operation  beyond  the  territorial 
limits  of  the  District,  then  has  Virginia  lost  all  power 
of  regulating  the  conduct  of  her  own  citizens* 

The  solution  of  the  whole  difficulty  lies  in  this : 
That  though  the  laws  of  Congress,  when  passed  in 
execution  of  a  federal  power,  extend  over  the  Union, 
and  being  laws  of  the  United  States,  are  a  part  rf 


OF  THE  UNITED  STATES.  207 

the  supreme  law  of  the  laad:  yet,  a  law  passed  like      isn. 
the  one  in  question,  in  execution  of  the  power  of  mu- 
nicipal legislation,  extends  only  so  far,  as  the  power 
under  which  it  was  passed — that  is,    to  the  boun- 
daries of  the  District ;  that,  therefore,  it  is  no  law  of 
the  United  States,  and  consequently  not  a  part  of  the 
supreme  law  of  the  land.     Nor  is  there  any  thing 
novel  in  the  idea  of  two  powers  residing  in  the  same 
body,  at  the  same  time,  and  over  the  same  subject, 
of  a  different  kind.    The  idea  is  familiarly  illustra- 
ted by  cases  of  ordinary  occurrence  in  the  judiciary. 
For  the  same  trespass,  an  action,  or  indictment,  may 
be  brought  before  the  same  Court,  and  a  different 
judgment  pronounced,  as  one  or  the  other  mode  is 
pursued.    So  the  same  Court  has  frequently  common 
law  and  chancery  jurisdiction,  and  pronounces  a  dif- 
ferent judgment  in  relation  to  the  same  subject,  as 
they  are  exercising  the  one  or  the  other  jurisdiction. 
Let  us  look  further  at  the  consequences  of  calling 
the  laws  of  the  District,  laws  of  the  United  States. 
By  the  sixth  article  of  the  Constitution,  laws  of  the 
United  States  made  in  pursuance  of  the  Constitu- 
tion, are  declared  a  part  of  the  supreme  law  of  the 
land,  and  the  judges  in  every  State  shall  be  bound 
thereby,  any  thing  in  the  laws  of  their  State  to  the 
contrary  notwithstanding.     If,   then,  laws  of  the 
District  be  laws  of  the  United  States,  within  the 
meaning  of  the  constitution,  it  will  follow,  that  they 
may  be  carried  to  the  extent  of  an  interference  with 
every  department  of  State  legislation ;  and  when- 
ever they  shall  so  interfere,  they  are  to  be  considered 
Vol.  .VI.  38 


298  CASES  IN  THE  SUPREME  COURT 

i82i.       of  paramount  authority.    Suppose  the  law  of  Vurgi* 
v^v-^'    nia  to  declare  a  deed  for  land  void  against  a  purcha- 

Coiiens 

v:  ser  for  valuable  consideration,  without  notice,  unless 
Jl*ima'  recorded  upon  the  party's  acknowledgment,  or  the 
evidence  of  three  witnesses.  Suppose  a  law  of 
the  District  to  dispense  with  record,  or  to  be 
satisfied  with  two  witnesses.  If  one  citizen  should 
convey  to  another  citizen  of  the  District,  land  lying 
in  Virginia,  in  conformity  with  the  District  law, 
upon  the  principle  now  contended  for,  the  party 
must  recover,  in  the  teeth  of  the  law  of  Virginia.  It 
will  be  admitted,  that  a  law  passed,  like  the  one  in 
question,  by  one  State,  might  be  repelled  by  an* 
other:  it  will,  also,  be  admitted,  that  if  Congress 
had,  (as  some  think  they  have  a  right  to  do,  but  in 
which  I  do  not  concur,)  established  here  a  local  le- 
gislature, which  had  passed  the  law  in  question,  its 
effects  might  have  been  repelled  from  the  States  by 
penal  sanctions. 

But  if  it  be  said,  that  as  the  dominion  over  the 
District  flows  from  the  same  source  with  every  other 
power  possessed  by  the  government  of  the  Union, 
as  it  is  executed  by  the  same  Congress,  as  it  was 
created  for  the  common  good,  and  for  universal  pur- 
poses, that  it  must  be  of  equal  obligation  throughout 
the  Union  in  its  effects,  with  any  power  known  to 
the  constitution ;  from  whence  it  is  inferred,  that  the 
law  in  question  can  encounter  no  geographical  im- 
pediments, but  that  its  march  is  through  the  Union: 
The  answer  is,  that  the  federal  powers  of  Congress, 
in  their  execution,  encounter  no  geographical  impe- 
diments, because  no  limits,  short  of  the  boundaries 


^^^mrmam 


©P  THE  UNITED  STATES,  299 

of  the  Union,  are  prescribed  to  them  ;  but  the  legis-  182\. 
lative  power  over  the  District,  in  its  execution,  does 
encounter  geographical  impediments,  because  the 
limits  of  the  District  are  distinctly  prescribed,  as  the 
bound  of  its  extent,  and  as  an  insurmountable  barrier 
to  its  further  march. 

It  may  be  said,  too,  that  this  case  bears  no  resem- 
blance to  that  of  one  State  repelling,  hy  penal  sanc- 
tions, the  effects  of  the  laws  of  another;  because  it 
is  said,  one  State  is  no  party  to  the  laws  of  another  ; 
whereas  here,  the  law  is  its  own  law,  as  being  re- 
presented in  Congress,  and  thereby  contributing  to 
its  passage,  and  capable  in  part  of  effecting  its  repeal. 
It  will  be  seen  at  once,  that  this  principle  would 
prove  too  much,  and,  therefore,  that  it  cannot  be  a 
sound  one ;  for  if  the  States  are  to  acquiesce  in  this 
instance,  because  they  are  represented  in  Congress, 
and  have*  therefore,  an  agency  in  making  and  repeal- 
ing laws,  the  same  reasoning  would  justify  Congress 
in  legislating  beyond  their  delegated  powers ;  for 
example,  prescribing  a  general  course  of  descents. 
It  is  obvious,  that  they  might  contribute  as  much  to 
the  passage  and  repeal  of  this  law,  as  any  other*  and 
yet  this  ground  will  not  be  attempted  to  be  sustain- 
ed. If,  then,  they  are  not  bound,  because  of  their 
representation  in  Congress,  to  acquiesce  in  the  as- 
sumption of  a  power  not  granted  ;  they  are  surely  as 
little  bound,  upon  that  ground,  to  permit  a  power, 
confined  to  ten  miles  square,  to  extend  its  opera- 
tion with  the  limits  of  the  United  States. 

If,  then,  the  law  in  question  is  not  a  law  of  the 
United  States,  in  the  seflse  of  that  expression  in  the 


gOO  CASES  IN  THE  SUPREME  COURT 

i«m.  constitution,  this  is  not  a  case  arising  under  the  law 
of  the  United  States,  and,  consequently,  the  juris- 
diction of  this  Court  fails  as  to  the  subject  matter. 

2.  My  second  proposition  is,  that  if  this  Court 
could  entertain  jurisdiction  of  the  case  at  all,  it  must 
be  original,  and  not  appellate  jurisdiction.     This  has 
reference  to  the  character  of  one  of  the  parties  in  the 
present  contest.    The  constitution  of  the  United 
States,  after  having  carved  out  the  whole  mass  of 
jurisdiction  which  it  gives  to  the  federal  judiciary, 
and  enumerated  its  several  objects,  proceeds  in  the 
second  clause  of  the  second  section  of  the  third  arti- 
cle to  distribute  that  jurisdiction  amongst  the  several 
Courts.     To  the  Supreme  Court,  it  gives  original 
jurisdiction  in  two  classes  of  cases  ;  to  wit,  ''  in  all 
cases  affecting  ambassadors,  other  public  ministers 
and  consuls,  and  those  in  which  a  State  shall  be  a 
party  ;"  in  all  the  other  cases  to  which  the  judicial 
power  of  the  United  States  extends,  it  gives  the  Su- 
preme Court  appellate  jurisdiction.     This  Court,  in 
the  case  of  Marbury  v.  Madisonf  thus  expresses  it- 
self in  relation  to  this  clause  of  the  constitution  : 
u  If  Congress  remains  at  liberty  to  give  this  Court 
appellate  jurisdiction,  where  the  constitution  has  de- 
clared their  jurisdiction  shall  be  original ;  and  ori- 
ginal jurisdiction,  where  the  constitution  has  decla- 
red their  jurisdiction  shall  be  appellate,  the  distribu- 
tion of  jurisdiction  made  in  the  constitution,  is  form 
without  substance."     Again,  the  Court  says,  u  the 
plain  import  of  the  words  seems  to  be,  that  in  one 

a  1  Cranch,  174. 


OF  THE  UNITED  STATES,  301 

class  of  cases,  its  jurisdiction  is  original,  not  appel-  i&u, 
late  ;  in  the  other,  it  is  appellate,  not  original  ;'*  and 
accordingly,  in  that  case,  which  was  an  application 
for  a  mandamus  to  the  then  Secretary  of  State,  to 
issue  commissions  to  certain  Justices  of  the  Peace  in 
the  District  of  Columbia,  the  Court,  after  distinctly 
admitting  that  the  parties  had  a  right,  yet  refused  to 
grant  the  mandamus^  upon  the  ground,  that  it  would 
be  an  exercise  of  original  jurisdiction  ;  that  not  be- 
ing one  of  the  cases,  in  which  that  kind  of  jurisdic- 
tion was  given  them  by  the  constitution,  it  was  not 
competent  to  Congress  to  give  it. 

It  appears,  then,  from  the  constitution,  that  where 
a  State  is  a  party,  this  Court  has  original  jurisdic- 
tion :  it  appears  from  the  opinion  of  this  Court  just 
quoted,  that  it  excludes  appellate  jurisdiction.  But  a 
State  is  a  party  to  the  present  case  ;  it  is  a  judgment 
for  a  penalty  inflicted  for  the  violation  of  a  public 
law ;  the  prosecutiou  commenced  by  a  presentment 
of  a  grand  jury,  carried  on  by  an  information  filed 
by  the  attorney  for  the  Commonwealth,  and  the 
judgment  rendered  in  the  name  of  the  Common- 
wealth ;  and  the  case  has  come  before  this  Court  by 
a  writ  of  error,  which  is  surely  appellate  jurisdiction. 
If,  then,  when  a  State  is  a  party,  this  Court  have 
original  jurisdiction  ;  if  the  grant  of  original,  exclude 
appellate  jurisdiction  ;  if,  as  in  this  case,  a  State  be 
a  party  ;  and  if  the  jurisdiction  now  claimed  is  clear- 
ly appellate,  then  it  follows,  as  an  inevitable  conclu- 
sion, that  in  this  case  this  Court  cannot  take  jurisdic- 
tion in  this  way,  if  they  could  take  it  at  all. 


9Q2  CASES  IN  THE  SUPREME  COURT 

last.  3.  My  last  proposition  is,  that  considering  the  na* 

ture  of  this  case,  and  that  a  State  is  a  party,  the  ju- 
dicial power  of  the  United  States  does  not  extend  to 
the  case,  and  that,  therefore,  this  Court  cannot  take 
jurisdiction  at  all  This  is  a  criminal  case,  both 
upon  principle  and  authority*  A  crime  is  defined  to 
be,  an  act  committed  or  omitted  in  violation  of  some 
public  law  commanding  or  forbidding  it.  The  of- 
fence in  this  case  is  one  of  commission*  A  prosecu- 
tion in  the  name  of  a  State,  by  information,  as  this 
has  been  shown  to  be,  to  inflict  a  punishment  upon 
this  offence,  is,  therefore,  a  prosecution  for  a  crime  ; 
in  other  words,  a  criminal  case.  Upon  authority,  too, 
penal  actions  are  called  in  the  books  criminal  ac- 
tions. But  if  it  be  a  criminal  case,  it  is  conceded, 
that  the  Courts  of  the  United  States  cannot  lake 
original  jurisdiction  over  it — inasmuch  as  that  right 
fully  belongs  to  the  Courts  of  the  State  whose  laws 
have  been  violated  ;  and  that  jurisdiction  having 
once  rightfully  attached,  they  have  a  right  to  proceed 
to  judgment:  but  if  they  have  no  original  jurisdic- 
tion, I  have  shown,  in  the  discussion  of  the  second 
point,  that  they  cannot  have  appellate  jurisdiction, 
and  it  consequently  follows,  that  they  cannot  have 
jurisdiction  at  all. 

I  will  now  endeavour  to  show,  from  general  prin- 
ciples, in  connection  with  the  fair  construction  of  the 
third  ■  article  of  the  constitution,  that  without  re- 
ference to  the  particular  character  of  the  case,  whe- 
ther as  criminal  or  civil,  the  judicial  power  of  the 
United  States  does  not  extend  to  it,  on  account  of 
the  character  of  one  of  the  parties  ;  in  other  words, 


Virginia. 


OP  THE  UNITED  STATES,  903 

because  one  of  the  parties  is  a  Stat*.    It  is  an  axiom       mi. 
in  politics,  that  a  sovereign  and  independent  State  is    V^^/ 
not  liable  to  the  suit  of  any  individual,  nor  amenable     v.  j^ 
to  any  judicial  power,  without  its  own  consent.   All 
the  States  of  this  Union  were  sovereign  and  inde- 
pendent, before  they  became  parties  to  the  federal 
compact :  hence,  I  infer,  that  the  judicial  power  of 
the  United  States  would  not  have  extended  to  the 
States,  if  it  had  not  been  so  extended  to  them,  eo 
nomine,  upon  the  face  of  the  constitution.     But  if  it 
can  reach  them  only  because  it  is  expressly  given  in 
relation  to  them,  then  it  can  only  reach  them  to  the 
extent  to  which  it  is  given.    By  the  original  text  of 
the  constitution,  the  judicial  power  of  the  Union 
was  extended  to  the  following  cases,  in  which  States 
were  parties ;  to  wit,  to  controversies  between  two 
or  more  States,  between  a  State  and  citizens  of  an- 
other State,  and  between  a  State  and  foreign  States, 
citizens,  and  subjects.     The  case  of  a  contest  be- 
tween a  State  and  one  of  its  own  citizens,  is  not  in- 
cluded in  this  enumeration ;  and,  consequently,  if 
the  principle  which  I  have  advanced  be  a  sound  one, 
the  judicial  power  of  the  United  States  does  not  ex- 
tend to  it ;  but  the  uniform  decision  of  this  Court 
has  been,  that  if  a  party  claim  to  be  a  citizen  of  an- 
other State,  it  must  appear  upon  the  record.     As 
that  does  not  appear  upon  the  record  in  this  case,  I 
am  authorized  to  say,  that  the  plaintiffs  in  error  are 
citizens  of  Virginia :  then  it  is  the  simple  case  of  a 
contest  between  a  State  and  one  of  its  own  citizens, 
which  does  not  fall  within  the  pale  of  federal  judicial 
power, 


304  CASES  IN  THE  SUPREME  COURT 

1821.  It  is  said,  however,  that  the  judicial  power  is  de- 

clared by  the  Constitution,  to  extend  to  all  cases  in 
law  or  equity,  arising  under  this  Constitution,  the 
laws  of  the  United  States,  and  treaties  made,  &c  ; 
and  that  by  reason  of  the  expression  "  all  cases," 
where  the  question  is  once  mentioned  in  the  Consti- 
tution, the  federal  judicial  power  attaches  .upon  the 
case  on  account  of  the  subject  matter,  without  refer- 
ence to  the  parties.     Notwithstanding  the  latitude 
of  this  expression,  it  will  be  seen  upon  inquiry,  that 
in  the  nature  of  things,  there  must  be  some  limita- 
tion imposed  upon  this  provision,  which  the  gentle- 
men seem  to  consider  unlimited.     In  the  first  place 
there   are   questions  arising,  or  which  might  arise 
under  the  Constitution,  which  the  forms  of  the  Con- 
stitution do  not  submit  to  judicial  cognizance.    Sup- 
pose, for  example,  a  State  were  to  grant  a  title  of  no- 
bility, how  could  that  be  brought  before  a  judicial 
tribunal,  so  as  to  render  any  effectual  judgment  ?  If  it 
were  an  office  of  profit,  it  might,  perhaps,  be  said, 
an  information  in  the  nature  of  a  quo  warranto  would 
lie ;  but  I  ask  whether  that  would  lie,  in  the  case 
which  I  have  stated,  or  whether  an  effectual  judg- 
ment could  be  rendered  ?  It  is  a  title,  a  name  which 
would  still  remain,  after  your  judgment  had  denoun- 
ced it  as  unconstitutional.     Where  a  quo  warranto 
lies,  in  relation  to  an  office,  the  judgment  of  ouster 
is  followed  by  practical  and  effectual  consequences. 
Again  ;  suppose  a  State  should  keep  troops  or  ships 
of  war,  in  time  of  peace,  or  should  engage  in  war, 
when  neither  actually  invaded,  nor  in  imminent  dan- 
ger.    Here  would  be  alarming  violations  of  the 


Virgios*. 


OF  THE  UNITED  STATES.  30ft 

constitution,  assailing  too  directly  the  federal  pow-      iMi. 
ers;  it  would  be  a  most  serious  question  arising    ^^^ 
under  the  constitution,  and  yet  clearly  such  a  case     v7. j[: 
as  this  does  not  belong  to  the  judicial  tribunal. 

If  it  be  said  that  the  opposite  counsel  mean  all 
cases  in  their  nature  of  a  judicial  character,  still  I 
shall  be  able  to  show,  that  broad  as  this  expression  is, 
it  does  not  reach  all  these.     It  will  be  remembered 
by  the  Court,  that  the  words  are,  not  all  questions, 
but  all  cases.    Although,  therefore,  a  question  may 
arise,  yet  before  there  can  be  a  case,  there' must  be 
parties  over  whom  the  Court  can  take  jurisdiction ; 
and  if  there  be  no  such  parties,  the  Court  cannot 
act  upon  the  subject,  though  the  question  may  arise, 
though  it  may  be  clearly  of  a  judicial  nature,  and 
though  there  may  foe  the  clearest  violation  of  the 
constitution.    By  the    11th  article  of  the  amend- 
ments to  the  constitution,  it  is  declared,  that  "  the 
judicial  power  of  the  United  States  shall  not  be  con- 
strued to  extend  to  any  suit  in  law  or  equity,  com- 
menced or  prosecuted  against  one  of  the  United 
States,  by  citizens  of  another  State,  or  by  citizens  or 
subjects  of  any  foreign  State*"   Now,  suppose  that  a 
State  should,  without  the  consent  of  Congress,  lay  a 
duty  on  tonnage,  which  should  be  paid  by  a  citizen 
of  another  State ;  suppose,  too,  that  a  State  should 
cause  the  lands  of  a  British  subject  to  be  escheated, 
contrary  to  the  ninth  article  of  the  treaty  of  1794, 
upon  the  ground  of  alienage;  or  debts  due  to  a  Bri- 
tish subject  from  individuals  of  the  United  States,  or 
money  or  shares  belonging  to  him,  in  the  public 
funds  or  banks,  to  be  confiscated,  contrary  to  tfaf 
Vol.  VL  39 


306  CASES  IN  THE  SUPREMfe  COURT 

1821.  tenth  article  of  the  same  treaty,  and  deposite  the  pro- 
ceeds in  the  public  chest:  It  will  be  agreed  on  all 
hands,  that  the  first  is  a  palpable  violation  of  the  fe- 
deral constitution,  and  the  two  others  as  palpable 
violations  of  the  solemn  stipulations  of  a  treaty ; 
and  that,  therefore,  the  first  presents  a  question  ari- 
sing under  the  constitution,  and  the  others  one  ari- 
sing under  a  treaty  ;  yet,  will  any  man  contend  that 
the  citizen  of  another  State,  in  the  first  case,  or  the 
subject  of  the  foreign  State,  in  the  others,  could  bring 
the  offending  State  before  the  federal  Court,  for  the 
purpose  of  redressing  their  several  wrongs  ?  It  will 
not  be  pretended;  and  why  not?  for  the  reason 
which  I  have  given,  that  one  of  the  parties  in  the 
cases  supposed  being  a  State,  and  the  amendment 
referred  to  having  declared,  that  a  State  should  not 
be  amenable  to  the  suit  of  a  citizen  of  another  State, 
or  the  subject  of  a  foreign  State  ;  although  the  ques- 
tions have  arisen,  the  cases  have  not ;  that  is,  the 
Court  cannot  take  judicial  cognizance  of  the  ques- 
tions, because  it  cannot  bring  one  of  the  parties  in- 
terested in  litigating  it  before  them.  Let  us  now 
suppose,  that  a  State  should  collect  a  tonnage  duty 
from  one  of  its  own  citizens;  could  that  citizen 
bring  his  own  State  before  a  federal  Court?  The 
words  of  the  11th  amendment  apply  to  the  case  of  a 
citizen  of  another  State,  or  the  citizen  or  subject  of 
a  foreign  State  ;  but  the  reason  is,  that  it  was  only  to 
them  that  the  privilege  of  being  parties  in  a  contro- 
versy with  a  State,  had  heen  extended  in  the  text  of 
the  constitution.  It  was  only  from  them,  therefore, 
that  it  was  necessary  to  take  away  that  privilege : 


OF  THE  UNITED  STATES.  307 

but,  when  from  those  to  whom  a  privilege  had  been  mi. 
given,  that  privilege  had  been  taken  away,  they 
surely  then  occupy  the  same  ground,  with  those  to 
whom  it  had  never  been  given.  When  I  speak  here 
of  the  right  of  these  persons  under  the  constitution 
of  suing  a  State,  I  speak  of  the  interpretation  of  this 
Court,  particularly  in  the  case  of  CMsholmh  ex'rs.  v. 
Georgia,  in  which  the  Court  decided,  that  a  State 
might  be  made  a  party  defendant  It  was  that  deci- 
sion which  produced  the  11th  amendment  If  I  am 
right  in  the  idea,  that  since  that  amendment,  no  mat- 
ter what  the  character  of  the  question,  this.  Court 
could  not  take  jurisdiction  in  favour  of  the  citizen  of 
another  State,  or  subject  of  a  foreign  State,  against  a 
State  as  defendant,  it  is  equally  true,  that  without 
the  aid  of  that  amendment,  it  never  could  take  juris- 
diction in  favour  of  a  citizen  against  his  own  State ; 
because  that  is  not  one  of  the  cases,  in  which  the  fe- 
deral judicial  power  extends  to  States,  and  because 
in  this  case,  as  in  the  others,  although  a  question  has 
arisen  under  the  constitution,  &c.  a  case  has  not  ari- 
sen, inasmuch  as  you  cannot  bring  one  of  the  parties 
before  you.  That  the  constitution  never  contem- 
plated giving  jurisdiction  to  the  federal  Courts  in 
cases  between  a  State  and  its  own  citizens,  will  ap- 
pear manifestly,  from  the  only  reason  assigned  for 
giving  it  in  favour  of  the  citizens  of  other  States,  or 
foreign  citizens.  That  reason  was  an  insufficient  one, 
even  for  the  purpose  for  which  it  was  assigned  ;  it 
being,  that  as  against  foreigners  and  the  citizens  of 
other  States,  State  Courts  might  not  be  impartial 
where  their  States  were  parties ;  but  such  as  it  is,  it 


$tt  CASES  IK  THE  SUPREME  COURT 

i82i.  iWtttr  csbtild  applj  aii  between  a  State  and  its  own  ci- 
tifeeris,  whom  they  were  uiicter  every  moral  and  poli- 
tical Obligation  td  protect,  and  towards  whom,  there- 
fore, there  dould  be  no  apprehension  of  a  want  of 
impartiality. 

Upon  a  full  View  of  this  aspect  of  the  subject,  the 
fair  construction  of  the  constitution  will  be  found 
to  be  this — that  in  carving  but  the  general  mass  of 
jurisdiction,  it  had  reference  only  to  the  natural  and 
habitual  parties  to  controversies,  who  are  either  na- 
tural persons,  or  Corporations,  short  of  political  soci- 
eties, not  to  States ;  that  in  relation  to  these,  they 
could  not  have  been  made  parties  at  all,  but  by  ex- 
press provision,  and  that,  therefore,  the  extent  to 
which  they  can  be  so  made,  is  limited  by  the  extent 
of  that  provision.  It  will  be  conceded,  that  the  Uni- 
ted States  cannot  be  sued  :  and  why  ?  Because  it  is 
incompatible  with  their  sovereignty.  The  States,  be- 
fore the  adoption  of  the  federal  constitution,  were 
also  sovereign  ;  and  the  same  principle  applies,  un- 
less it  can  be  shown  that  they  have  surrendered  this 
attribute  of  sovereignty  ;  which  I  have  endeavoured 
to  show  they  have  not 

Upon  my  construction,  there  is  consistency  through- 
out the  constitution.  According  to  it,  a  State  can 
never  be  subjected,  at  the  suit  of  any  individual,  to 
any  judicial  tribunal,  without  its  own  consent ;  fork 
can  never  be  made  a  party  defendant  in  any  case,  or 
by  any  party,  except  in  the  cases  between  it,  and  an- 
other State,  or  a  foreign  State.  If  it  be  a  party  plain- 
tiff, I  _have  already  endeavoured  to  prove  that  this 


OF  THE  UNITED  STATES.  3Q& 

Court  could  never  take  appellate,  but  only  original  mi* 
jurisdiction,  and  that  therefore  as  between  a  State 
and  any  individual,  that  State  never  could  be  placed 
in  the  attitude  of  a  defendant.  This  idea  is  further 
sustained  by  reference  to  the  history  of  the  country. 
From  that  we  learn,  that  the  great  and  radical  de- 
fect in  the  first  confederacy  was,  that  its  powers  ope- 
rated upon  political  societies  or  States,  not  upon  in* 
dividuals.  The  characteristic  difference  between 
that  and  the  present  government  is,  that  the  latter 
operates  upon  the  citizens*  Take,  for  example,  the 
power  of  taxation/ which  addresses  itself  directly  to 
the  people  of  the  United  States  in  the  shape  of  an  in- 
dividual demand — instead  of  a  requisition  upon  the 
States,  for  their  respective  quotas. 

It  has  been  said,  that  if  this  doctrine  prevail,  the 
federal  government  will  be  prostrated  at  the  feet  of 
the  States,  and  that  the  various  limitations  and  pro- 
hibitions imposed  upon  the  States  by  the  constitu- 
tion, will  be  a  dead  letter,  upon  the  face  of  that  in- 
strument, for  the  want  of  some  power  to  enforce 
them.  Let  it  be  remembered  that  the  several  State 
legislatures  and  judiciaries,  are  all  bound  by  the  so- 
lemn obligation  of  an  oath,  to  support  the  federal 
Constitution  ;  that  to  suppose  a  State  legislature  ca- 
pable of  wilfully  legislating  in  violation  of  that  con- 
stitution, if  it  is  to  suppose  that  it  is  so  lost  to  the 
moral  sense  as  to  be  guilty  of  perjury  ;  a  supposition 
which,  thank  God !  the  character  of  your  people 
forbids  us  to  make*  nor  can  it  be  realized,  until  we 
Shall  have  reached  a  maturity  of  corruption,  from 
which  I  trust  we  are  separated  by  a  long  tract  of  fu- 


310  CASES  IN  THE  SUPREME  COURT 

182K       ture  time.     But  if  the  legislatures  could  be  supposed 
sfT?**'    to  be  so  blind  to  the  sacred  dictates  of  conscience 

Cohens 

v.  and  of  duty,  as  to  pass  such  a  law,  we  have  another 
"****•  safeguard  in  the  character  of  the  State  judiciaries. 
Before  effect  could  be  given  to  it,  it  must  be  suppo- 
sed that  the  sanctity  of  the  judicial  ermine  was  also 
polluted.  To  him,  who  can  for  a  moment  entertain 
this  unjust  and  injurious  apprehension,  I  have  no- 
thing to  say,  but  to  ask  him  to  lpok  at  the  talents,  the 
virtues,  and  integrity,  which  adorn  and  illustrate 
the  benches  of  our  State  Courts ;  and  I  will  add, 
that  according  to  the  doctrine  maintained  by  this 
Court,  in  the  case  of  Hunter  v.  Martin,*  the 
judgments  of  the  State  Courts,  in  questions 
arising  under  the  constitution,  between  indivi- 
duals, would  be  subject  to  the  appellate  juris- 
diction of  this  Court/  But  if  the  States  are  un- 
der limitations  by  the  constitution,  so  also  is  the  fe- 
deral government.  If  the  State  legislatures  may  be 
supposed  possibly  capable  of  violating  that  instru- 
ment, and  the  State  judiciaries  disposed  to  sustain 

a  1  Wheat.  Rep.  305. 

b  Mr.  Barbour  observed,  in  reply,  that  he  wished  to  be  dis- 
tinctly understood,  as  not  yielding  his  assent  to  the  doctrine  of 
Hunter  v.  Martin.  On  the  contrary,  that  he  decidedly  concur* 
red  with  the  -Court  of  Appeals  of  Virginia,  that  the  appellate 
jurisdiction  of  the  Supreme  Court  was  in  relation  to  inferior 
federal  Courts,  not  State  Courts.  But,  as  that  question  had 
been  solemnly  decided  otherwise  by  this  Court,  with  .the  ar- 
gument of  the  Court  of  Appeals  of  Virginia  before' them,  he 
hTid  forborne  to  discuss  it ;  he  had  referred  to  it,  however,  be* 
cause,  whilst  this  Court  acted  upon  the  principle  of  that  case^ 
there  was  a  controlling  power,  on  the  part  of  the  federal,  orer 
the  State  judiciaries,  in  practical  operation. 


OF  THE  UNITED  STATES.  311 

them  in  that  violation,  it  may  as  well  be  supposed,      1821. 
that  the  federal  legislature  may  be  thus  disposed,  and 
the  federal  judiciary  prepared  to  sustain  them. 

Whenever  the  States  shall  be  determined  to  de- 
stroy the  federal  government,  they  will  not  find  it 
necessary  to  act,  and  to  act  in  violation  of  the  con- 
stitution.    They  can  quietly  and  effectually  accom- 
plish the  purpose  by  not  acting.    Upon  the  State 
legislatures  it  depends  to  appoint  the  Senators  and 
Presidential  electors,  or  to  provide  for  their  election. 
Let  them  merely  not  act  in  these  particulars ;  the  exe- 
cutive department,  and  part  of  the  legislative,  ceases 
to  exist,  and  the  federal  government  thus  perishes 
by  a  sin  of  omission,  not  of  commission.    But  1  will 
iendeavour  in  another  way  to  show,  that  whenever 
the  States  shall  have  reached  that  point,  either  of 
corruption,  or  hostility,  to  the  federal  government, 
which  they  must  arrive  at  before  any  of  the  extreme 
supposed  violations  of  the  constitution  could  occur, 
the  jurisdiction  now  claimed  for  this  Court  would 
be  utterly  inadequate  as  a  remedy.     Let  us  suppose 
one  of  the  most  glaring  violations  of  the  constitution ; 
a  bill  of  attainder  or  ex  post  facto  law,  for  example, 
passed  by  a  State  ;  and  that  the  State  judiciary  pro- 
ceeds to  conviction  of  the  party  prosecuted.     Let  us 
suppose,  that  this  Court,  claiming  an  appellate  juris- 
diction, forbids  the  execution  bf  the  party  ;  but  the 
State  Court  orders  its  judgment  to  be  executed,  and 
k  is  executed,  by  putting  to  death  the  prisoner.     His 
life  cannot  be  recalled :  that  is  beyond  the  reach  of 
human  power ;  can  you  prosecute  the  judges  or 
(he  officer  for  murder  ?    It  will  not  be  contended. 


312  CASES  IN  THE  SUPREME  COURT 

ism.       Of  what  avail*  then,  the  jurisdiction  contended  for, 
^r**    6veh  f°r  the  purpose  f°r  which  it  is  claimed  ?    I  an* 
y.        swer,  of  none  at  all 

Virginia. 

Mr.  Smyth  stated,  that  he  should  support  the  mo* 
tion  to  dismiss  the  writ  of  error  granted  in  this  case, 
for  two  causes :  (I.)  Because  the  constitution  gives 
no  jurisdiction  to  the  Court  in  the  case.  (2.)  Be- 
cause the  judiciary  act  gives  no  jurisdiction  to  the 
Court  in  this  case. 

1.  It  is  a  question  undecided,  whether  the  appel- 
late jurisdiction  of  this  Court,  as  declared  by  the  con- 
stitution, does  or  does  not  extend  to  this  case:    If  it 
was  in  all  respects  similar  to  the  case  of  Hunter  v. 
Martin,*  adjudged  in  this  Court,  I  should  contend, 
that  the  constitutional  question  of  jurisdiction  should 
not  be  regarded  as  settled.     In  that  case,  the  counsel 
conceded  the  constitutional  question,  and  no  argu- 
ment has  been  offered  to  this  Court  in  support  of  tte 
jurisdiction  of  the  State  judiciary.    One  of  the  learn- 
ed Judges6  of  this  Court  said,  in  that  case,  when 
speaking  of  the  claim  of  power  in  this  Court  to  ex- 
ercise appellate  jurisdiction  over  the  State  tribunals, 
"  this  is  a  momentous  question,  and  one  on  which  I 
shall  reserve  myself  uncommitted,  for  each  particu- 
lar case  as  it  shall  occur."    And  the  Court  said,  that 
"  in  several  cases,  which  have  been  formerly  adjudg- 
ed in  this  Court,  the  same  point  was  argued  by 
counsel,  and  expressly  overruled."    But  the  case 
now  before  the  Court,  is  very  different  from  that  of 

a  1  Wheat.  Rep.  305.  b  Mr.  Justice  Johivsov. 


OP  THE  UNITED  STATES.  313 

Martin  v.  Hunter.    This  is  a  writ  of  error  to  revise      mi. 
a  judgment  given  in  a  criminal  prosecution,  and  in  a 
case  wherein  a  State  was  a  party. 

The  government  of  the  United  States  being  one  of 
enumerated  powers,  it  is  not  a  sufficient  justification 
of  the  authority  claimed,  to  say  that  there  is  nothing 
in  the  constitution  that  prohibits  the  federal  judiciary 
to  take  cognizance,  by  way  of  appeal,  of  cases  decid- 
ed in  the  State  Courts.  All  the  powers  not  granted 
are  retained  by  the  States;  judicial  power  is  granted ; 
but  it  is  federal  judicial  pow#r  that  is  granted, 
and  not  State  judicial  power.  This  grant  neither 
impairs  the  authority  of  the  State  Courts  in  suits  re- 
maining within  their  jurisdiction,  nor  makes  them 
inferior  Courts  of  the  United  States.  The  govern- 
ment of  the  United  States  operates  directly  upon  the 
people,  and  not  at  all  upon  the  State  governments, 
or  the  several  branches  thereof.  The  State  govern* 
ments  are  not  subject  to  this  government.  The  peo- 
ple are  subject  to  both  governments.  This  govern- 
ment is  in  no  jespect  federal  in  its  operation,  although 
it  is,  in  some  respects,  federal  in  its  organization- 
Power  has,  indeed,  been  vested,  by  the  constitution, 
in  the  State  legislatures,  to  pass  certain  laws  neces- 
sary to  organize  and  continue  the  existence  of  the 
general  government,  and  this  power  Congress  may 
in  part  assume.  They  may  prescribe  the  time,  place, 
and  manner,  of  holding  elections  of  representatives ; 
the  time  and  manner  of  choosing  Senators  by  the 
State  legislatures ;  and  the  time  of  choosing  electors 
of  a  President*    This  power  is  expressly  given  by 

Vol*  VI.  40 


$14  CASES  IK  THE  SUPREME  COURT- 

mi.      the  constitution ;  it  wis  necessary  Congress  fehouM 

^ITJ^V    possess  it,  for  self-preservation ;  and,  even  in  these 

▼.        cases,  they  have  no  power  to  prescribe  to  the  State 

U*1U*'  legislature  a  legislative  act  This  government  can- 
not prescribe  an  executive  act  to  the  executive  of 
a  State,  a  legislative  act  to  the  legislature  of  a  State, 
or  (as  I  contend)  a  judicial  act  to  the  judiciary  of  a 
State. 

If  the  constitution  does  not  confer  on  the  judiciary 
of  the  United  States  the  appellate  jurisdiction  claim- 
ed, it  is  not  enougfahat  the  act  of  Congress  may 
purport  to  confer  it  The  framers  of  the  judiciary  act 
manifested  a  distrust  of  their  authority  ;  they  seem 
to  have  foreseen  that  the  State  Courts  would  refuse 
to  give  judgment  according  to  the  opinions  of  the 
Supreme  Court.  The  case  decided  in  the  State 
Court  was  not  a  case  in  law  arising  under  the  laws 
of  the  United  States.  It  was  a  prosecution  under  a 
law  of  the  State.  Should  a  mandate  issue  in  this 
case,  and  obedience  be  refused,  this  Court  will  give 
judgment  on  a  prosecution  for  violating  State  laws. 
If  the  case  decided  in  the  State  Court  be  regarded  as 
a  case  in  which  a  State  was  a  party,  the  -Supreme 
Court  has,  by  the  constitution,  original,  and  not  ap- 
pellate jurisdiction.  The  appellate  jurisdiction  of 
the  Supreme  Court  is  only  conferred  in  cases  other 
than  those  whereof  the  Supreme  Court  has  original 
jurisdiction.  Who  has  original  jurisdiction  of  those 
other  cases  ?  The  inferior  federal  Courts.  Some 
of  those  other  cases  are  those  of  admiralty  and  mari- 
time jurisdiction,  of  which,  certainly,  it  was  not  in- 


OF  THE  UNITED STATES.  &]£ 

tended  that  the  original  jurisdiction  should  be  in  the      iwi. 
State  Courts. 

If  this  writ  of  error  be  considered  to  be  a  suit  in 
law,  this  Court  has  no  jurisdiction :  for  it  is  prose* 
cuted  against  a  State ;  and,  by  the  11th  amendment 
to  the  constitution,  no  suit  in  law  can  be  prosecuted 
by  foreigners  or  citizens  of  another  State  against  one 
of  the  United  States.  The  amendment  prohibits 
such  suits  commenced  or  prosecuted  against  a  State. 
This  seems  expressly  to  extend  to  this  writ  of  error, 
which,  although  not  a  suit  in  law  commenced  against 
a  State,  is  a  suit  in  law  prosecuted  against  a  State. 
This  amendment,  denying  to  foreigners  and  citizens 
of  other  States  the  right  to  prosecute  a  suit  against  a 
State,  and  being  silent  as  to  citizens  of  the  same 
State,  affords  a  proof  that  the  federal  Courts  never 
had  jurisdiction  of  a  suit  between  a  citizen  and  the 
State  whereof  he  is  a  citizen  :  for  it  cannot  be  pre- 
sumed, that  a  right  to  prosecute  a  suit  against  a 
State  would  be  taken  from  a  foreigner  or  citizen  of 
another  State,  and  left  to  citizens  of  the  same  State. 
A  release  of  all  suits  is  a  release  of  a  writ  of  error  ;* 
and,  consequently,  a  writ  of  error  is  "  a  suit  in  law," 
and  cannot  be  prosecuted  against  a  State. 

The  appellate  jurisdiction  conferred  by  the  consti- 
tution on  the  Supreme  Court,  is  merely  authority  to 
revise  the  decisions  of  inferior  Courts  of  the  United 
States.  Where  the  Supreme  Court  have  not  ori* 
ginal  jurisdiction,  they  have,  by  the  constitution,  ap» 
pellate  jurisdiction  as  to  law  and  fact.    Could  it  haw 

a  Latch.  1 10.    2  Bacr  Mr.  497.    1  Boll.  Mr.  7##. 


y 


316  CASES  IN  TllE  SUPREME  COURT 

1891.  been  intended  to  confer  a  power  to  re-examine  deci~ 
sioris  in  the  State  Courts  ;  to  try  again  the  facts 
tried  in  those  Courts,  and  this  even  in  criminal  pro- 
secutions ?  Surely  not.  Appellate  jurisdiction  sig- 
nifies judicial  power  over  the  decisions  of  the  inferior 
tribunals  of  the  same  sovereignty.  Congress  have 
power  to  "  constitute"  such  tribunals ;  and  it  is 
made  their  duty  to  "  ordain  and  establish"  such. 
The  framers  of  the  constitution  intended  to  create  a 
new  judiciary,  to  exercise  the  judicial  power  of  a 
new  government,  unconnected  with  the  judiciaries 
of  the  several  States.  Congress  is  not  authorized  to 
make  the  Supreme  Court,  or  any  other  Court  of  a 
State,  an  inferior  Court.  They  do  not  <c  constitute" 
such  a  Court ;  they  do  not  "  ordain  and  establish 
it."  The  judges  cannot  be  impeached  before  the 
Senate  of  the  United  States ;  they  receive  no  com- 
pensation for  their  services  from  the  United  States ; 
and,  consequently,  cannot  be  required  to  render  any 
services  to  the  United  States.  The  inferior  Courts, 
spoken  of  in  the  constitution,  are  manifestly  to  be 
held  by  federal  judges.  The  judicial  power  to  be 
exercised,  is  the  judicial  power  of  the  United  States ; 
the  errors  to  be  corrected  are  those  of  that  judicial 
power ;  and  there  can  be  no  inferior  Courts  exerci- 
sing the  judicial  power  of  the  United  States,  other 
than  those  constituted,  ordained,  and  established  by 
Congress. 

The  Supreme  Court  has  appellate  jurisdiction  in 
cases  to  which  the  judicial  power  of  the  United 
States  shall  extend ;  but  unless  the  original  juris- 
diction has  extended  to  the  case,  the  appellate  juris- 


OP  THE  UNITED  STATES.  317 

diction  can  never  reach  it.   The  original  jurisdiction       1821. 
alone  is  qualified  to  lay  hold  of  it.     If  it  shall  be 
deemed  proper  to  extend  the  judicial  power  to  all  the 
cases  enumerated,  the  original  jurisdiction  must  be 
thus  extended.    The  Court  exercising  appellate  ju- 
risdiction, must  not  only  have  jurisdiction  over  such 
a  cause,  and  such  parties,  but  it  must  have  jurisdic- 
tion over  the  tribunal  before  which  the  cause  has 
been  depending.     Judicial  power,  includes  power  to 
decide,  and  power  to  enforce  the  decision.     This 
Court  has  rather  disclaimed  power  to  enforce  its 
mandate  to  the  Supreme  Court  of  a  State.     If  you 
have  not  power  to  compel  State  tribunals  to  obey 
your  decisions,  you  have  no  appellate  jurisdiction 
in  cases  depending  before  them.     Suppose  it  should 
*be  found  necessary  to  direct  a  new  trial  in  a  cause 
removed  from  a  State  Court,  and   that  the  State 
Court  refuses  to  obey  your  mandate;  where  shall  the 
new  trial  be  had  ?  If  you  have  appellate  jurisdiction 
in  a  case  decided  by  a  State  Court,  you  must  have 
power  to  make  your  decisions  a  part  of  the  record 
of  the  State  Court.    The  Constitution  provides  that 
full  faith  and  credit  shall  be  given  in  each  State,  to 
the  judicial   proceedings   of  every  other  State.     A 
plaintiff  recovers  in  the  Courts  of  Virginia  judg- 
ment for  a  sum  of  money  ;  you  reverse  the  judgment; 
but,  the  State  Court  does  not  record  your  decision ; 
the  plaintiff  obtains  a  copy  of  the  record  of  the  judi- 
cial proceedings  of  the  State,  and  presents  them  as 
evidence  before  the    Court  of  another   State ;  he 
must  recover,  notwithstanding  your  judgment,  which 


918  CASES  IN  THE  SUPREME  COURT 

lias  hot  been  made  a  part  of  that  record,  to  which 
full  faith  and  credit  is  to  be  given. 

To  give  jurisdiction  over  the  State  Courts,  h  is 
not  sufficient  that  the  constitution  has  said  that  thd 
Supreme  Court  shall  have  appellate  jurisdiction ; 
for  that  will  be  understood  to  signify,  jurisdiction 
over  inferior  federal  Courts.  To  confer  the  juris- 
diction claimed,  the  constitution  should  have  said, 
that  the  judicial  power  of  the  United  States  shall 
have  appellate  jurisdiction  over  the  judicial  power 
of  the  several  States.  If  it  had  been  intended  to 
give  appellate  jurisdiction  over  the  State  Courts,  the 
proper  expressions  would  have  been  used.  There  is 
not  a  word  in  the  constitution  that  goes  to  set  up 
the  federal  judiciary  above  the  state  judiciary.  The 
state  judiciary  is  not  once  Mined.  The  subjects  spo- 
ken of  are  the  judicial  power  4f  the  United  States ; 
the  supreme  and  inferior  Courtsof  the  United  States; 
and  the  original  and  appellate  jurisdiction  of  the  Su- 
preme Court.  Appellate  jurisdiction  is  not  granted 
to  the  judicial  power  of  the  United  States.  It  is 
granted  to  the  Supreme  Court  of  the  United  States. 
Federal  judicial  power  is  authorized  to  correct  the 
errors  of  federal  judicial  power.  I  contend,  that  in 
no  case  can  the  federal  Courts  revise  the  decisions  of 
the  State  Courts  ;  no  such  power  is  expressly  given 
by  the  constitution :  and  can  it  be  believed  that  it 
was  meant  that  the  greatest,  the  most  consolidating 
of  all  the  powers  of  this  Government,  should  pass  by 
an  unnecessary  implication  ?  The  States  have  grant- 
ed to  the  United  States  power  to  pronounce  their 
own  judgment  in  certain  cases ;  but  they  have  not 


OF  THE  UNITED  STATES.  31ft 

granted  the  State  Courts  to  the  federal  Government ;       mi. 
nor  power  to  revise  State  decisions. 

The  power  of  the  House  of  Lords  to  hear  appeals 
from  the  highest  Court  in  Scotland,  has  been  men- 
tioned as  a  precedent  for  the  exercise  of  such  a 
power  as  is  claimed  for  this  Court ;  but  the  cases 
are  by  no  means  similar :  Scotland  is  consolidated 
with  England  under  the  same  executive  and  legis- 
lature ;  and,  therefore,  ought  to  be  subject,  in  the 
last  resort,  to  the  same  judicial  tribunal.  If  the 
States  had  no  executive  except  the  President,  and 
no  legislature  except  Congress,  the  cases  would  have 
some  resemblance. 

If  you  correct  the  errors  of  the  Courts  of  Virginia, 
you  either  make  them  Courts  of  the  United  States, 
or  you  make  the  Supreme  Court  of  the  United 
States  a  part  of  the  judiciary  of  Virginia.  The* 
United  States  can  only  pronounce  the  judgment  of 
the  United  States.  Virginia  alone  can  pronounce 
the  judgment  of  Virginia.  Consequently,  none  but 
a  Virginia  Court  can  correct  the  errors  of  a  Virgi- 
nia Court. 

There  is  nothing  in  the  constitution  that  indicates 
a  design  to  make  the  State  judiciaries  subordinate  to 
the  judiciary  of  the  United  States.  The  argument 
that  Congress  must  establish  a  Supreme  Court,  and 
might  have  omitted  to  establish  inferior  Courts, 
thereby  depriving  the  Supreme  Court  of  its  appellate 
jurisdiction,  unless  it  should  be  exercised  over  the 
State  Courts,  seems  to  Ije  without  foundation.  The 
judicial  power  of  the  United  States  is  vested  in  the 
Supreme  Court,  and  inferior  Courts;  the  judges  of 


320  CASES  IN  THE  SUPREME  COURT 

1821.  the  inferior  Courts  shall  receive  a  compensation. 
The  possibility  of  Congress  omitting  to  perform  a 
duty  positively  enjoined  on  them,  cannot  change  the 
constitution,  or  affect  the  jurisdiction  of  the  State 
Courts. 

The  federal  judiciary  and  State  judiciaries  possess 
concurrent  power  in  certain  cases ;  but  no  authority 
is  conferred  on  the  one  to  reverse  the  decisions  of  the 
other.  The  State  Courts  retain  a  concurrent  autho- 
rity in  cases  wherein  they  had  jurisdiction  previous 
to  the  adoption  of  the  constitution,  unless  it  is  taken 
away  by  the  operation  of  that  instrument.  I  say  a 
concurrent  authority,  not  a  subordinate  authority. 
The  power  of  the  judiciary  of  the  United  States  is 
either  exclusive  or  concurrent,  but  not  paramount 
power.  And  where  it  is  concurrent  only,  then, 
•whichsoever  judiciary  gets  possession  of  the  case, 
should  proceed  to  final  judgment,  from  which  there 
should  bq  no  appeal.  If  it  shall  be  established  that 
this  Court  has  appellate  jurisdiction  over  the  State 
Courts  in  all  cases  enumerated  in  the  third  article  of 
the  constitution,  a  complete  consolidation  of  the 
States,  so  far  as  respects  judicial  power,  is  produced  ; 
and  it  is  presumed  that  it  was  not  the  intention  of 
the  people  to  consolidate  the  judicial  systems  of  the 
States,  with  that  of  the  United  States.  It  has  been 
said,  that  the  Courts  of  the  United  States  can  revise 
the  proceedings  of  the  executive  and  legislative  au- 
thorities of  the  States,  and,  if  they  are  found  to  be 
contrary  to  the  constitution,  may  declare  them  to  be 
of  no  legal  validity ;  and  that  the  exercise  of  the 
same  right  over  judicial  tribunals,  is  not  a  higher  or 


OF  THE  UNITED  STATES.  821* 

more  dangerous  act  of  sovereign  power/  This  con*  xasi. 
elusion  seems .  to  be  erroneous*  When  the  federal 
Courts  declare  an  act  of  a  Stake  legislature  uncon- 
stitutional, or  an  act  of  the  State  executive  unlawful, 
they  exercise  no  higher  authority  than  the  State 
Court£  exercise,  who  will  not  only  declare  an  act  of 
the  State  legislature,  but  even  an  act  of  Congress, 
unconstitutional  and  void.  This  only  proves  that 
the  federal  and  State  judiciaries  have  equally  autho- 
rity to  jugge  of  the  validity  of  the  acts  of  the  other 
branches  of  both  governments,  and  has  no  tendency, 
whatever  to  establish  the  claim  set  up  by  federal  ju- 
dicial power,  of  supremacy  over  State  judicial  power. 
This  writ  of  error  brings  up  the  judgment  render- 
ed in  a  State  Court,  in  a  criminal  prosecution.  Every 
government  must  possess  within  itself,  and  indepen- 
dently, the  power  to  punish  offerees  against  its 
laws.  It  would  degrade  the  State  governments,  and 
devest  them  of  every  pretension  to  sovereignty,  to 
determine  that  they  cannot  punish  offences  without 
their  decisions  being  liable  to  a  re-examination,  both 
as  to  law  and  fact,  (if  Congress  please,)  before  the 
Supreme  Court  of  the  United  States.  The  claim  set 
up  would  make  the  States  dependent  for  the  execu- 
tion of  their  criminal  codes,  upon  the  federal  judici- 
eiary.  The  cases  "  in  which  a  State  shall  be  a  party," 
of  which  the  Supreme  Court  may  take  cognizance, 
are  civil  controversies.  This  seems  obvious;  be- 
cause, to  the  Supreme  Court  is  granted  original  ju- 
risdiction of  them-    And  it  will  not  be  contended 

1  Wheat.  Rep*  344. 
Vol.  VI.  4! 


CASK  IN  THE  SUPREME  COURT 

18*1.       that  the  Supreme  Court  shall  haveoriginal  jurisdiction 
'fy**'    of  prosecutions  carried  on  by  a  State,  against  those 
r.  #       who  violate  its  laws,  If"  cases  in  law  and  equity,  ari- 


Yiigiaia. 


sing  under  the  laws  of  the  United  States,9'  compre- 
hend criminal  prosecutions  in  the  State  Courts,  then 
every  prosecution  against  a  citizen  of  the  State,  in 
which  her  may  claim  some  exemption  under  an  act 
of  Congress  or  a  treaty,  however  unfounded  the 
claim,  may  be  re-examined,  both  as  to  law  and  fact, 
(if  Congress  please,)  in  the  Supreme  Court.  And  if 
"  controversies'1  include  such  prosecutions,  then 
every  prosecution  against  an  alien,  or  the  citizen  of 
another  State,  may  be  so  re-examined,  whether  he 
claim  such  exemption  or  not.  Can  this  Court  bring 
up  a  capital  case,  wherein  some  exemption  under  a 
federal  law  is  claimed  by  a  prisoner  in  a  State 
Court?  Would* an  appeal  lie,  (should  Congress  so 
direct,)  from  a  jury  ?  It  would  not,  even  if  the  trial 
was  had  in  a  federal  Court ;  for  the  accused  has  a 
right  to  a  trial  by  a  jury  in  the  State  and  district 
wherein  the  crime  shall  be  charged  to  have  been 
committed.  In  all  cases  within  the  appellate  juris* 
diction  of  the  Supreme  Court,  that  jurisdiction  may 
extend  to  the  law  and  the  fact.  But  such  jurisdic- 
tion, as  to  the  fact,  cannot  extend  to  criminal  cases  ; 
consequently,  it  was  not  intended  that  the  appellate 
jurisdiction  should  extend  to  criminal  cases ;  and, 
therefore,  the  Supreme  Court  have  no  appellate  ju- 
risdiction in  criminal  cases.  Can,  then,  the  Court 
take  jurisdiction  in  this  case,  which  was  a  criminal 
prosecution,  founded  on  the  presentment  of  a  grand 
jury  ?  Surely  they  cannot.    This  case  was  not  a  qui 


OF  THE  UNITED  STATES. 

tarn  actios,  Which  is  regarded  as  a  civil  suit.*  It  was,  ieat 
both  in  form  and  substance,  a  criminal  prosecution. 
And  it  has  been  declared  by  a  judge  of  this  Court) 
that "  the  Courts  of  the  United  States  are  vested 
With  no  power  to  scrutinize  into  the  proceedings  of 
the  State  Courts,  in  criminal  cases."* 

That  which  is  fixed  by  the  constitution,  Congress 
have  no  power  to  change.  The  jurisdiction  of  the 
State  Courts  is  fixed  by  the  constitution.  It  is  not  a 
subject  for  congressional  legislation.  The  people 
of  Virginia,  in  adopting  the  constitution  of  the  Uni- 
ted States,  had  power  to  diminish  the  jurisdiction  of 
the  State  judiciary :  but  Congress  have  no  power 
over  it f  they  can  neither  diminish  nor  extend  it; 
they  can  neither  take  from  the  State  tribunals  one 
cause,  or  give  theft  one  to  decide.  As  they  cannot 
impose  on  the  State  Courts  any  duties,  so  neither 
can  they  take  from  them  any  ^powers.  •  Congress 
can  neither  add  to  or  diminish  the  legislative  power, 
the  executive  power,  or  the  judicial  power  of  a  State, 
as  fixed  by  the  constitution.  Congress  may  pass  all 
laws  necessary  and  proper  to  execute  that  power 
which  is  vested  by  the  constitution  in  the  judiciary 
of  the  United  States ;  but  this  does  not  sanction  a 
violation  of  the  authority  of  the  State  Courts.  None 
can  enlarge  or  abridge  the  jurisdiction  of  the  judici- 
ary of  Virginia,  except  the  people  of  Virginia,  or 
the  legislature  of  that  State.  As  was  the  jurisdic- 
tion of  the  State  judiciary  on  the  4th  day  of  March, 
1789,  so  it  stands  at  this  day  ^unless  altered  by  the 

a  Owp.  38*.  b  1  Wheat.  Ry,  377. 


324  CASES  IN  THE  SUPREME  COURT 

i82i.  State.  If  on  that  day  the  States  retained  jurisdiction 
of  most  of  the  cases  enumerated  in  the  third  article 
of  the  constitution,  that  jurisdiction  must  have  been 
left  t6  them  by  the  constitution,  and  cannot  be  taken 
from  them  by  Congress.  The  power  either  of  a 
State  legislature  or  a  State  judiciary,  cannot  depend 
on  the  use  of,  or  neglect  to  use,  a  power,  by  Con- 
gress. Such  State  power  is  fixed  by  the  constitu- 
tion ;  the  same  to  day  as  to-morrow,  however  Con- 
gress may  legislate. 

The  judicial  power  of  the  United  States  is  con- 
ferred by  the  constitution,  and  Congress  cannot  add 
to  that  power.  Congress  may  distribute  the  federal 
judicial  power  among  the  federal  Courts,  so  far  as 
the  distribution  has  not  been  made  by  the  constitu- 
tion. If  the  constitution  does  got  confer  on  this 
Court,  or  on  the  federal  judiciary,  the  power  sought 
to  be  exercised,  it  is  in  vain  that  the  act  of  Con- 
gress purports  to  confer  it.  And  where  the  consti- 
tution confers  original  jurisdiction,  (as  in  cases 
where  a  State  is  a  party,)  Congress  cannot  change 
it  into  appellate  jurisdiction.  The  extent  of  the  ju- 
dicial power  of  the  United  States  being  fixed  by  the 
constitution,  it  cannot  be  made  exclusive  or  concur- 
rent, at  the  will  of  Congress.  They  cannot  decide 
whether  it  is  exclusive  of  the  State  Courts  or  not ; 
for  that  is  a  judicial  question,  arising  under  the  con- 
stitution. If  the  judicial  power  of  the  United  States 
is  exclusive,  Congress  cannot  communicate  a  part  of 
it  to  the  State  Courts,  giving  to  the  federal  Courts 
appellate  jurisdiction  over  them.  If  .by  the  consti- 
tution the  State  judiciary  has  concurrent  jurisdiction, 


OP  THE  UNITED  STATES.  325 

Congress  cannot  grant  to  the  federal  Courts  an  ap-       issi. 
peltate  jurisdiction  over  the  exercise  of  such  con- 
current power.     The  state  judiciary  cannot  have 
independent  or  subordinate  power,  at  the  will  and 
pleasure  of  Congress. 

The  State  judiciary  havft  concurrent  jurisdiction, 
by  the  constitution,  over  all  the  cases  enumerated  in 
the  third  article  of  the  constitution,  except,  1.  Pro- 
secutions for  violating  federal  laws ;  2.  Cases  of  ad- 
miralty and  maritime  jurisdiction ;  and,  3.  Cases 
affecting  ambassadors,  other  public  ministers,  and 
consuls*     No  government  can  execute  the  criminal 
laws  of  another  government.     The  States  have  part- 
ed with  exterior  sovereignty.     As  they  cannot  make 
treaties,  perhaps  they  have  not  jurisdiction  in  the 
case  of  ministers  sent  to  the  federal  government;  as 
they  cannot  make  war  and  peace,  regulate  commerce, 
define  and  punish  piracies  and  offences  on  the  high 
seas,  and  against  the  law  of  nations,  or  make  rules 
concerning  captures  on  the  water,  perhaps  they  have 
no  admiralty  jurisdiction.     The  jurisdiction  of  the 
State  Courts  over  civil  causes,  arising  under  the  con- 
stitution, laws,  and  treaties,  seems  to  me  to  be  un- 
questionable.   The  State  judges  are  sworn  to  sup- 
port the  constitution,  which  declares  them  bound  by 
the  constitution,  laws,  and  treaties.     This  was  use- 
less, unless  they  have  jurisdiction  of  causes  arising 
under  the  constitution,  laws,  and  treaties,  which  are 
equally  supreme  law  to  the  State  Courts  as  to  the 
federal  Courts.     The  State  judges  are  bound  by 
oath  to  obey  the  constitutional  acts  of  Congress; 
but  they  are  not  so  bound  to  obey  the  decisions  of 


326  CASES  IN  THE  SUPREME  COURT 

i82i.  the  federal  Courts :  the  constitution  and  laws  of  the 
United  States  are  supreme ;  but  the  several  branches 
of  the  government  of  the  United  States  have  no 
supremacy  over  the  corresponding  branches  of  die 
State  governments. 

The  jurisdiction  of  the  State  Courts  is  admitted 
by  Congress,  in  the  judiciary  act :  for,  by  an  odious 
provision  therein,  which  does  not  seem  to  be  impar- 
tial, the  decision  of  the  State  Court,  if  given  in  fa- 
vour of  him  who  claims  under  federal  law,  is  final 
and  conclusive.  Thus,  the  State  Courts  have  ac- 
knowledged jurisdiction  ;  and  if  that  jurisdiction  is 
constitutional,  Congress  cannot  control  it 

Congress  cannot  authorize  the  Supreme  Court  to 
exercise  appellate  jurisdiction  over  the  decisions  of 
the  State  Courts,  unless  they  have  legislative  power 
over  those  Courts.  Can  Congress  give  an  appeal 
from  a  federal  District  Court  to  a  State  Court  of 
appeal  ?  I  presume  it  will  be  admitted  that  they 
cannot.  And  why  can  they  not  ?  Because  they 
have  no  power  over  the  State  Court.  And  if  they 
cannot  give  an  appeal  to  that  Court,  they  cannot 
give  an  appeal  from  that  Court. 

The  constitution  provides,  that  the  judicial  power 
of  the  United  States  shall  "  extend  to"  certain  enu- 
merated cases.  These  words  signify  plainly,  that 
the  federal  Courts  shall  have  jurisdiction  in  those 
cases ;  but  this  doeg  not  imply  exclusive  jurisdiction, 
except  in  those  cases  where  the  jurisdiction  of  the 
State  Courts  would  be  contrary  to  the  necessary 
effect  of  the  provisions  of  the  constitution.    Civil 


Virginia. 


Ot  THE  UNITED  STATES  l     327 

smtBj  arising  under  the  laws  of  the  United  States,      ism. 
nay  be  brought  and  finally  determined  in  the  Courts    v^f^ 
of  foreign    nations ;    and,  consequently,  may  be    _  r. 
brought  and  finally  determined  in  the  State  Courts. 

The  judiciary  of  every  government  must  judge  of 
its  own  jurisdiction.  The  federal  judiciary  and  the 
State  judiciary  may  each  determine  that  it  has,  or 
that  it  has  not,  jurisdiction  of  the  case  brought  be- 
fore it :  but  neither  can  withdraw  a  case  from  the 
jurisdiction  of  the  other.  The  question,  wliether  a 
Skate  Court  has  jurisdiction  or  not,  is  a  judicial  ques- 
tion, to  be  settled  by  the  State  judiciary,  and  not  by 
an  act  of  Congress,  nor  by  the  judgment  of  the  Su- 
preme Court  of  the  United  States.  Shall  the  States 
lie  dented  the  power  of  judging  of  their  own  laws  ? 
As  their  legislation  is  subject  to  no  negative,  so  their 
judgment  is  subject  to  no  appeal*  Sovereignty  con- 
sists essentially  in  the  power  to  legislate,  judge  of, 
and  execute  laws.  The  States  are  as  properly  so- 
vereign now  as  they  were  under  the  confederacy  ; 
and  we  have  their  united  declaration  that  they  then, 
individually,  retained  their  sovereignty,  freedom,  and 
independence.  The  constitution  recognizes  the  so- 
vereignty of  the  States  :  for  it  admits,  that  treason 
way  be  committed  against  them.  They  would  not 
be  entitled  to  the  appellation  of  "  States"  if  they 
were  not  sovereign. 

Although  the  State  Courts  should  maintain  a  con- 
current jurisdiction  with  the  federal  Courts,  yet  fo- 
reigners would  have  what,  before  the  adoption  of  the 
^constitution  they  had  not,  a  choice  of  tribunals,  be- 
Jtfre  which  to  bring  their  actions;  and  the  State 


328  CASES  IN  THE  SUPREME  COURT 

mi.  judges  are  now  bound  by  treaties  as  supreme  law. 
If  an  alien  plaintiff  sues  in  the  State  Courts,  he 
ought  to  be  bound  by  their  decision  ;  and  if  an  alien 
is  sued  in  a  State  Court,  he  ought  to  be  bound  by. 
the  decision  of  the  State  in  which  he  resides  or  so- 
journs, which  protects  him,  to. which  he  owes  a, 
temporary  allegiance,  and  to  whose  laws  he  should 
yield  obedience.  The  people  could  not  have  intend- 
ed to  give  to  strangers  a  double  chance  to  recover, 
while  citizens  should  be  held  bound  by,  the  first  de- 
cision ;  that  the  citizen  should  be  bound  by  thq, 
judgment  of  the  State  alone,  while  the  stranger 
should  not  be  bound  but  by  the  judgment  of  the. 
State,  and  also  of  the  United  States.  A  statute 
contrary  to  reason,  is  void.  An  act  of  Congress 
which  should  violate  the  principles  of  natural  justice, 
should  also  be  deemed  void.  It  is  worthy  of  consi- 
deration, whether  this  clause  in  the  judiciary  act, 
which  grants  an  appeal  to  one  party,  and  denies  it 
to  the  other,  is  not  void,  as  being  partial  and  unjust. 
If,  in  any  case  brought  before  them,  the  State  Courts, 
shall  not  have  jurisdiction,  the  defendant  may  plead 
to  the  jurisdiction,  and  the  Supreme  Court  of  the 
State  will  finally  decide  the  point.  If  this  is  not  a 
sufficient  security  for  justice,  as  I  apprehend  it  is, 
an  amendment  to  the  constitution  may  provide  an- 
other remedy.  If  the  defendant  submits  to  the  ju- 
risdiction of  the  State  Court,  and  takes  a  chance  of 
a  fair  trial,  it  is  reasonable  that  he  should  be  bound 
by  the  result. 

As  I  deny  to  this  Court  authority  to  remove,  by  # 
writ  of  error,  a  cause  from  a  State  Court,  so  I  lik* . 


Virginia* 


OP  THE  UNITED  STATES.  329 

wise  deny  the  authority  of  this  Court  to  remove,  be-      mi. 
fore  judgment,  from  a  State  Court,  a  suit  brought    ^^^ 
therein.     It  will  be  equally  an  invasion  of  the  juris-     ip.j[: 
diction  of  the  State  Court,  although  less  offensive  in 
form,  than  a  removal  after  judgment  has  been  ren- 
dered.    Congress  can  neither  regulate  the  State 
Courts,  or  touch  them  by  regulation. 

Let  the  Supreme  Court  declare  (for  it  is  a  judicial 
question)  what  cases  are  within  the  exclusive  juris- 
diction of  the  federal  Courts,  by  the  constitution ; 
and  let  Congress  pass  the  necessary  and  proper  laws 
for  carrying  that  power  into  effect.  Although  I  do 
not  admit  that  the  State  Courts  would  be  absolutely 
bound  by  such  a  declaration,  yet  I  have  no  doubt 
that  the  State  Courts  would  acquiesce.  It  is  not  for 
jurisdiction  over  certain  cases  that  the  State  Courts 
contend.  It  is  for  independence  in  the  exercise  of 
the  jurisdiction  that  is  left  to  them  by  the  constitu- 
tion. 

2.  Does  the  25th  section  of  the  judiciary  act  com- 
prehend this  case,  so  that  the  Court  may  take  juris- 
diction thereof? 

In  this  case  the  construction  of  a  statute  of  the 
United  States  is  said  to  have  been  drawn  in  question, 
and  the  decision  in  the  State  Court  was  against  the 
exemption  claimed  by  the  defendant  in  that  Court. 
This  Court  has  no  jurisdiction,  if  it  shall  appear  that 
the  defendant  really  had  no  exemption  to  set  up  in 
the  State  Court,  under  a  statute  of  the  United  States. 
If  the  act  of  Congress  has  no  application,  no  bearing 

Vob.  VL  42 


350  CASES  IN  THE  SUPREME  COURT 

1821.  on  the  case,  the  Court  has  no  jurisdiction/  The 
parties  cannot,  by  making  an  act  of  Congress,  which 
does  not  affect  the  cause,  a  part  of  the  record,  give 
this  Court  jurisdiction. 

This  Court  have  said,  that  "  the  sovereignly  of  a 
State  in  the  exercise  of  its  legislation,  is  not  to  be 
impaired,  unless  it  be  clear  that  it  has  transcended 
its  legitimate  authority  ;  nor  ought  any  power  to  be 
sought,  much  less  to  be  adjudged,  in  favour  of  the 
United  States,  unless  it  be  clearly  within  the  reach 
of  their  constitutional  charter/'6    This  Court  have 
also  said,  that  "  the  sovereign  powers  vested  in  the 
State  governments  by  their  respective  constitutions, 
remained  unaltered  and  unimpaired,  except  so  far  as 
they  were  granted  to  the  government  of  the  United 
States."*    The  State  legislatures  retain  the  powers 
not  granted,  and  not  repugnant  to  the  exercise  of  the 
powers  granted  to  Congress ;  and  it  is  not  denied, 
that  the  legislature  of  Virginia  possessed,  previous  to 
the  passage  of  the  act  of  Congress  for  incorporating 
the  city  of  Washington,  authority  to  prohibit  the 
sale  of  lottery  tickets  in  Virginia.    That  legislature 
still  possesses  the  power,  unless  the  exercise  thereof 
obstructs  some  means  adopted  by  Congress  for  exe- 
cuting their  delegated  powers. 

Actions  are  lawful  or  criminal,  as  the  laws  of  the 
land  determine.  Whether  an  action  done  in  Virgi- 
nia is  lawful  or  criminal,  depends  on  the  laws  of  that 

a  4  Wheat.  Rep.  311.     Wheat.  Digest,  8.  301 .     2  Wheat.  Rep. 
363.    4  Wheat.  Rep.  314. 
b  6  Wheat.  Rep.  48. 
t  1  Wheat.  Rep.  325. 


Virginig. 


OP  THE  UNITED  STATES.  SSI 

State,  unless  the  action  has  been  authorized  or  pro-       i89fc 
hibited  by  Congress  in  carrying  into  execution  some    %^££f 
power  granted  to  them,  or  the  power  of  some  depart-     v._* 
ment  or  officer  of  the  government.    The  State  go- 
vernments are  charged  with  the  police  of  the  States. 
They,  considering  certain  acts  as  having  a  demo* 
ralizing  tendency,  have  prohibited  them.  Shall  Con- 
gress authorize  those  very  acts  to  be  done  within  the 
body  of  a  State  ? 

So  entirely  is  the  police  of  a  State  to  be  regulated 
by  its  own  laws,  that  if  Congress  taxed  licenses  to 
sell  lottery  tickets,  the  payment  of  the  tax  would  not 
confer  on  him  who  paid  it,  any  authority  to  sell 
tickets  contrary  to  the  laws  of  a  State.  Congress 
imposed  a  tax  on  licenses  to  sell  spirituous  liquors  by 
retail  ;  but  that  did  not  prevent  the  State  govern- 
ments from  regarding  tippling  houses  as  nuisances, 
and  punishing  those  retailers  of  spirits  who  were  not 
licensed  tavern  keepers.  The  license  is  grantable 
by  the  State ;  when  granted,  the  federal  govern- 
ment may*  tax  it ;  but  they  have  no  power  to  grant 
it.  The  police  belongs  to  the  State  government ; 
and  the  federal  government  cannot,  by  the  power  of 
taxation,  interfere  with  the  police,  so  as  to  legalize 
any  act  which  a  State  prohibits. 

It  is  said  that  a  lottery  ticket  owes  it  value  to  its 
saleable  quality.  It  is  true  that  the  saleability  of  the 
ticket  by  the  managers  is  essential  to  make  the  lot- 
tery of  value  to  the  corporation :  But,  those  salf  s 
may  be  made  in  Washington.  And,  if  they  cannot, 
must  the  constitution  yield  to  a  lottery  ?  The  pro* 
prietor  of  property  has  not  a  right  every  where  to 


883  CASES  IN  THE  SUPREME  COURT 

1821.  dispose  of  it  as  he  pleases.  A  man  may  own  poison, 
but  he  must  not  sell  it  as  a  medicine.  He  may  own 
money ;  but  he  may  not,  in  Virginia,  part  with  it  at 
public  gaming.  He  may  come  to  Washington  and 
purchase  a  lottery  ticket ;  but  if  he  takes  it  to  Vir- 
ginia he  must  not  sell  it  there,  A  lottery  ticket  is  a 
chose  in  action,  and  not  assignable  by  the  common 
law.  The  State  laws  determine  whether  bonds, 
bills,  notes,  &c.  are  assignable  or  not.  Spirituous 
liquors  are  property ;  but  they  cannot  be  sold  by  re- 
tail, without  the  license  of  the  State  government. 

The  act  of  Congress  under  which  this  lottery  has 
been  authorized,  is  not  an  act  passed  in  the  execu- 
tion of  any  of  those  specific  powers  which  Congress 
may  exercise  over  the  States.  The  acts  of  Con- 
gress must  be  passed  in  pursuance  of  the  constitu- 
tion, or  they  are  void.  If  they  have  passed  a  sta- 
tute authorizing  an  act  to  be  done  in  a  State  which 
they  had  no  power  to  authorize  in  a  State,  their  sta- 
tute is  void.  The  acts  of  Congress,  to  be  supreme 
law  in  a  State,  must  be  passed  in  execution  of  some 
of  the  powers  delegated  to  Congress,  or  to  some  de- 
partment or  officer  of  the  government  Congress 
may  pass  all  laws  necessary  and  proper  to  carry  a 
given  power  into  effect :  but  they  must  have  a  given 
power.  Now,  what  is  the  given  power  for  the  ex- 
ecution of  which  the  sale  of  lottery  tickets  in  the 
States  is  an  appropriate  means  ?  It  is  sufficient  to 
show  that  the  act  passed  is  a  means  of  carrying  into 
execution  some  delegated  power.  The  degree  of  its 
necessity  or  propriety  will  not  be  questioned  by  this 
Court ;  but  it  must  obviously  tend  to  the  execution 


OF  THE  UNITED  STATES,  gg$ 

or  sanction  of  some  enumerated  power*    If  it  shall       mi. 
appear  on  the  face  of  the  act,  that  it  is  not  passed  for 
the  purpose  of  carrying  into  effect  an  enumerated  , 
power,  and  that  it  is  passed  for  some  other  purpose, 
the  act  would  not  be  constitutional. 

As  to  the  object  being  a  national  one  for  which 
the  money  is  raised  by  the  lottery  in  question  :  the 
nation  has  no  particular  interest  in  any  thing  in  the 
City  of  Washington,  except  the  public  property  and 
buildings  belonging  to  the  United  States.  The  im- 
provements to  be  made  in  the  City  by  the  proceeds 
of  this  lottery,  are  not  national  buildings  for  the  ac- 
commodation of  the  federal  government ;  they  are 
Corporation  buildings  for  the  accommodation  of  the 
City,  the  charge  of  which  is  to  be  borne  out  of  the 
revenues  of  the  City.  But,  it  is  not  admitted,  that 
if  the  money  was  to  be  applied  to  building  of  the 
capitol,  that  Congress  would  have  power,  for  that 
purpose,  to  authorize  the  sale  of  lottery  tickets  in  a 
State,  contrary  to  State  laws. 

The  nation  is  interested  in  the  prosperity  of  every 
city  within  the  limits  of  the  Union.  All  may  be 
made  to  contribute  to  the  public  treasury — the  City 
of  Washington  as  well  as  others.  If  these  improve- 
ments in  the  City  of  Washington  arc  such  as  the 
United  States  should  pay  for,  let  the  money  be  ad- 
vanced from  the  treasury,  and  raised  by  taxes  or  by 
loans  in  a  constitutional  manner,  and  let  the  taxes 
imposed  on  the  City  of  Washington,  for  the  purpose 
of  making  these  improvements,  be  declared  uncon- 
stitutional. They  doubtless  are  so  if  the  people  of 
Washington  alone  are  taxed  for  purposes  truly  na- 


334  CASES  IN  THE  SUPREME  COURT 

1821.  tional.  This  measure  fe  not  adopted  to  aid  the  reve- 
nue of  the  United  States.  It  is  adopted  for  the  pur- 
pose of  aiding  the  revenue  of  the  City  of 'Washing- 
ton ;  for  effecting  objects  which  the  revenue  of  the 
City  should  effect,  but  which  the  ordinary  revenue  is 
unequal  to.  It  is  to  raise  an  extraordinary  revenue 
for  the  City  of  Washington.  Virginia,  in  which 
State  it  has  been  attempted  to  raise  a  part  of  this 
extraordinary  revenue,  has  no  more  interest  in  the 
penitentiaries  and  city  halls  of  Washington  than  in 
those  of  Baltimore. 

Our  opponents  must  maintain  that  this  is  an  act 
of  Congress  authorizing  the  sale  of  lottery  tickets  in 
Virginia  :  For  if  it  is  not,  the  question  is  at  an  end*  I 
call  upon  them  to  show  a  power  granted  to  Congress, 
which  the  sale  of  lottery  tickets  in  a  State  is  an  ap- 
propriate means  of  executing.  Suppose  that  Con- 
gress had  passed  an  act  expressly  authorizing  P.  & 
M.  Cohen  to  vend  lottery  tickets  in  Virginia,  for  the 
purpose  of  raising  a  fund  to  diminish  the  taxes  laid 
by  the  Corporation  of  Washington  on  the  inhabitants, 
for  their  own  benefit :  would  such  an  act  have  been 
constitutional  ?  Which  of  the  enumerated  powers  of 
Congress  would  such  an  act  have  been  an  appro- 
priate means  of  carrying  into  effect  ?  Suppose  that 
Congress  had  considered  lotteries  as  pernicious  gam- 
bling :  could  they  have  prohibited  the  sale  of  lottery 
tickets  in  the  States  ?  It  will  be  admitted  that  they 
could  not  And  if  they  cannot  prohibit  the  sale  of 
tickets  in  a  State,  it  is  contended  that  they  cannot 
authorize  such  a  sale.  Let  us  suppose  that  Congress 
have  passed  an  act  authorizing  the  sale  of  lottery 


OP  THE  UNITED  STATES.  335 

tickets  in  the  States,  for  the  purpose  of  raising       istu 
money  to  build  a  city  hall  in  the  City  of  Washing- 
ton :  Is  such  an  act  within  the  constitutional  powers 
of  Congress  ?  Is  it  a  mode  of  laying  and  collecting 
taxes  ?  Or  is  it  a  mode  of  borrowing  money  ?  And  is 
it  for  the  purpose  of  paying  the  debts  or  providing 
for  the  general    welfare  of    the   United  States? 
Should  it  even  be  said  that  this  lottery  is  a  tax,  or  a 
mode  of  borrowing  money,  yet  the  tax  is  laid,  or  the 
money  borrowed,  not  by  and  for  the  United  States, 
but  by  the  Corporation  for  the  City  of  Washington. 
Congress  have  two  kinds  or  grades  of  power  : 
(1.)  Power  to  legislate  over  the  States  in  certain 
enumerated  cases.    (2.)  Power  to  legislate  over  the 
ten  miles  square,  and  the  sites  of  forts  and  arsenals, 
in  all  cases  whatsoever.     These  powers,  so   very 
dissimilar,  should  be  kept  separate  and  distinct.  The 
advocates  of  the  Corporation  confound  them.    They 
pass  the  act  of  Congress  by  the  power  to  legislate 
over  the  ten  miles  square,  unlimited  as  to  objects,  but 
confined  within  the  lines  of  the  District,  and  they  ex- 
tend its  operations  over  the  States,  by  the  power  to 
legislate  over  them,  limited  as  to  objects,  but  co-ex- 
tensive with  the  Union.     The  act  incorporating  the 
City  of  Washington  was  certainly  not  passed  to  carry 
into  execution  any  power  of  Congress,  other  than 
the  power  to  legislate  over  the  District  of  Columbia. 
If  the  clause    conferring  power  to  legislate  in  all 
cases  over  the  ten  miles  square,  had  been  omitted, 
could  Congress  establish  lotteries  ?  Could  an  act  es- 
tablishing a  lottery  be  ascribed  to  any  of  the  specific 


386  CASES  IN  THE  SUPREME  COURT 

ia2i.       powers,  in  the  execution  of  which  Congress  may 
legislate  over  all  the  States  ? 

If  the  act  authorizing  a  lottery  is  justified  by  the 
powers  which  extend  to  the  States,  there  is  no  occa- 
sion to  rest  it  on  the  power  to  legislate  in  all  cases 
over  Columbia.  And  if  it  is  not  justified  by  the 
powers  which  extend  to  the  States,  it  cannot  be  jus* 
tified  by  that  power  which,  being  limited  to  the  Dis** 
trict,  does  not  extend  to  the  States.  If  the  act  of 
Congress  has  effect  in  Virginia,  it  is  a  law  over  the 
States,  and  must  have  been  passed  by  a  power  to 
legislate  over  the  States.  Now,  a  law  over  the 
States  cannot  be  passed  by  a  power  to  legislate  over 
Columbia.  But  it  is.  the  power  to  legislate  over 
Columbia  that  has  been  exercised.  Therefore,  no 
law  has  been  passed  over  the  States.  Consequent- 
ly, no  law  has  been  passed  having  effect  in  the  States. 
It  is,  then,  by  the  power  to  legislate  over  the  ten 
miles  square  that  the  authority  to  sell  lottery  tickets 
in  the  States  must  be  defended. 

The  power  to  legislate  over  the  ten  miles  square, 
is  strictly  confined  to  its  limits,  and  does  not  autho- 
rize the  passage  of  a  law  for  the  sale  of  lottery 
tickets  in  the  States/  When  Congress  legislate  ex- 
clusively for  Columbia,  they  are  restrained  to  objects 
within  the  District.  An  act  of  Congress,  passed  by 
the  authority  to  legislate  over  the  District,  cannot  be 
the  supreme  law  in  a  State ;  for  if,  by  the  power  to 
legislate,  in  all  cases  whatsoever,  over  the  District, 
Congress  may  legislate  over  the  States,  it  will  ne- 

a  Virginia  Debates  in  Convention,  vol.  2.  p.  21.  29. 


OF  THE  UNITED  STATEg.  387 

cessarily  follow,  that  Congress  may  legislate  over       mi. 
the  States  in  ail  cases  whatsoever. 

The  constitution  gives  to  Congress  power  to  ex- 
ercise exclusive  legislation  over  the  ten  miles  square, 
in  all  cases  whatsoever.  In  the  case  of  Loughbo- 
rough v.  Stake,  the  Court  said,  that  u  on  the  extent 
of  these  terms,  according  to  the  common  understand- 
ing of  ma n kind 3  there  can  be  no  difference  of  opi- 
nion/'11 What  is  the  opinion  in  which  all  mankind 
wilt  unite  as  to  the  extent  of  those  terms  ?  Not  an 
opinion  that  the  laws  passed  in  legislating  over  the 
District,  shall  operate  in  the  States.  The  opinion  in 
which  it  is  presumed  that  mankind  generally  will 
unite,  is,  that  all  acts  of  Congress,  not  contrary  to 
reason  or  the  restrictions  of  the  constitution,  passed 
in  legislating  over  the  District,  shall  operate  exclu- 
sively within  its  limits,  but  not  at  alt  beyond  them* 
The  power  given  to  Congress,  is  power  to  legis- 
late exclusively  in  all  cases  over  the  District  What 
are  the  appropriate  means  of  executing  that  power  ? 
To  frame  a  code  of  laws  having  effect  within  the 
District  only ;  to  establish  Courts  having  jurisdiction 
within  the  District  only,  &c.  But  what  are  the 
powers  claimed  ?  Power  to  repeal  the  penal  laws 
of  a  State  ;  power  to  pass  laws  u  that  know  no  lo- 
cality in  the  Union  ;"  laws  "  that  can  encounter  no 
geographical  impediments;"  laws  " whose  march  is 
through  the  Union."  I  admit,  that  all  the  powers 
of  Congress,  except  this  of  exclusive  legislation  in 
all  cases*  extend  throughout  the  Union ;  but  this,  by 

a  h  fVheat  Rep.  317, 
Vol.  VI.  43 


338  CASES  IN  THE  SUPREME  COURT 

> 

1821,  the  most  express  words,  and  from  its  nature,  is  local. 
Yet,  in  this  case,  by  a  power  to  legislate  for  a  District 
ten  miles  square,  Congress  is  made  to  assume  a 
power  to  legislate  over  the  whole  Union ;  and  be-, 
cause  an  act  is  authorized  to  be  done  in  Columbia, 
over  which  Congress  may  legislate  in  all  cases  what- 
soever, it  is,  therefore,  to  be  a  legal  act  when  done 
in  a  State,  the  laws  of  such  State  notwithstanding. 

The  power  given  to  Congress  to  legislate  over  the 
District  in  all  cases  whatsoever,  is  precisely  of  the 
same  extent  as  if  this  had  been  the  only  power  con- 
ferred on  them.  Now,  had  it  been  the  only  power 
conferred  on  Congress,  could  there  have  arisen  any 
doubt  about  its  extent  ?  When  Congress  legislate 
for  the  District  of  Columbia,  they  are  a  local  legis- 
lature. The  authority  to  legislate  over  the  District 
in  all  cases  whatsoever,  is  as  strictly  limited  as  is  that 
of  the  legislature  of  Delaware  to  legislate  only  over 
Delaware.  The  acts  of  the  local  legislature  have  no 
operation  beyond  the  limits  of  the  place  for  which 
they  legislate. 

If  this  clause  confers  on  Congress  any  legislative 
power  over  the  States,  it  must  be  of  the  kind  grant- 
ed. But  the  power  granted  is  exclusive,  and  no  one 
will  contend,  that  an  exclusive  power  to  legislate 
over  the  States  is  conferred  on  Congress.  The 
power  given  extends  to  all  cases  whatsoever,  and  no 
one  will  contend,  that  Congress  have  power  to  legis- 
late over  the  States  in  all  cases  whatsoever.  The 
grant  is  of  an  exclusive  power  in  all  cases  over  ten 
miles  square.  The  claim  set  up  is  a  claim  of  para- 
mount power  over  the  whole  United  States. 


OF  THE  UNITED  STATES.  339 

m  Any  single  measure  which  Congress  may  adopt,  uat 
must  be  justified  by  some  single  grant  of  power,  or 
not  at  all.  No  combination  of  several  powers  can 
authorize  Congress  to  adopt  a  single  measure  which 
they  could  not  adopt  either  by  one  or  another  of 
those  powers,  combined  with  the  power  to  pass  ne- 
cessary and  proper  laws  for  carrying  such  single 
power  iuto  effect. 

There  is  no  repugnancy  between  the  acts  of  Vir- 
ginia against  selling  lottery  tickets  within  that  State, 
and  the  power  granted  to  Congress  to  legislate  over 
the  District  of  Columbia*  There  can  be  none  ;  for 
the  line  of  the  District  completely  separates  them. 
The  act  passed  by  Congress  is  confined  to  the  District ; 
the  act  of  the  State  legislature  is  confined  to  the  State : 
How  can  there  be  any  repugnancy  ?  A  power  to  le- 
gislate over  Virginia  cannot  come  into  collision  with 
a  power  to  legislate  over  the  District,  unless  those 
to  whom  they  are  entrusted  pass  the  limits  of  their 
jurisdiction.  It  is  not  alleged,  that  the  legislature  of 
Virginia  have  passed  the  limits  of  their  jurisdiction. 
If  Congress  have  authorized  a  lottery  to  be  drawn 
within  the  city,  the  sale  of  tickets,  and  the  drawing 
of  the  lottery  are  thereby  legalised  within  the  city. 
Congress  have  never  said  that  lottery  tickets  may 
be  sold  in  the  States.  Those  tickets  may  be  sold  in 
any  place  where  the  local  laws  will  admit.  But 
that  they  should  be  sold  in  Virginia,  where  such  a 
sale  is  unlawful,  Congress  have  neither  enacted,  nor 
had  power  to  enact.  It  is  said,  that  without  a  power 
to  sell  the  tickets,  the  power  to  draw  the  lottery  is 


840  CASES  IN  THE  SUPREME  COURT 

iwi.  ineffectual.  I  answer,  if  a  power  to  sell  lottery 
tickets  necessarily  follows  a  power  to  draw  lotteries^ 
as  the  lotteries  must  be  drawn  in  the  city,  so  there 
the  tickets  must  be  sold.  The  authority  to  sell  is 
the  authority  to  draw ;  and  as  the  principal  autho- 
rity (to  draw)  is  confined  to  the  city,  so  is  the  eon- 
sequent  authority,  (to  sell.)  Can  the  Corporation 
draw  lotteries  in  the  States  ?  If  not,  where  is  their 
authority  to  sell  where  they  have  no  authority  to 
draw  ?  If  the  seller  of  lottery  tickets  is  the  agent 
of  the  Corporation,  then  they  can  clothe  him  with 
no  legal  authority  to  be  executed  in  a  State,  contrary 
to  the  law  of  the  State.  The  Corporation  must  sell 
their  tickets  where  they  have  authority,  or  where 
they  are  permitted  to  sell*  If  the  seller  was  a  pur* 
chaser  of  tickets,  and  desires  to  sell  again,  the  City 
has  no  interest  in  that  subsequent  sale;  and  the 
purchaser  must  sell  where  he  is  permitted  to  sell* 
Why  should  the  owners  of  these  tickets  have  an  ex- 
clusive privilege  in  Virginia,  to  sell  their  tickets, 
contrary  to  the  laws  of  the  land  ? 

It  has  been,  in  effect,  maintained,  that  Congress 
may  not  only  themselves  legislate  over  the  Union, 
but  that  they  may  exercise  this  power  by  substitute. 
Power  to  legislate  over  a  State  must  be  derived  from 
the  people ;  and  cannot  be  transferred.  If  the 
power  to  legislate  over  the  City  may  be  vested  in  the 
representatives  of  the  people  thereof;  yet,  surely,  a 
grower  to  legislate  over  the  States  cannot  be  trans- 
ferred to  the  representatives  of  the  people  of  the  City. 
When  Congress  pass  an  act  which  shall  have  the 


OF  THE  UNITED  STATES.  341 

©feet  of  law  in  the  States,  it  must  be  passed  in  pur-  ie». 
suance  of  power  delegated  to  them  by  the  people  of 
the  Stales.  The  constitution  declares,  that  "  all 
legislative  power  herein  granted  shall  be  vested  in  a 
Congress  of  the  United  States."  This  vested  power 
cannot  be.  transferred  to  a  Corporation.  It  must  be 
exercised  by  Congress,  and  in  the  manner  prescribed 
by  the  constitution.  Legislative  power  is  not,  in  its 
nature,  transferable.  The  people  do  not  consent  to 
obey  any  laws  except  those  passed  by  their  repre- 
sentatives according  to  the  constitution.  They  who 
legislate  for  the  nation  must  represent  the  nation. 
The  Corporation  of  Washington  cannot  receive  power 
to  legislate  over  the  people  of  the  United  States* 
To  incorporate  the  people  of  the  City  of  Washing- 
ton with  power  to  make  by-laws  for  the  government 
and  police  of  the  city,  is  no  transfer  of  power.  It  is 
an  authority  to  exercise  an  inherent  power.  There 
is  in  every  body  of  people  a  natural  inherent  right  to 
legislate  for  themselves :  but  small  societies  must 
.  have  permission  or  authority,  from  the  great  socie- 
ties, of  which  they  form  a  part.  Thus,  Congress 
authorized  the  people  of  Missouri  to  form  a  consti- 
tution, and  govern  themselves.  Is  this  a  transfer  of 
power  ?  No,  certainly :  it  is  an  authority  to  exer- 
cise the  inherent  power  of  the  people  in  governing 
themselves.  Congress  may  authorize  the  people  of 
Washington,  or  the  people  of  Arkansas,  to  govern 
themselves ;  but  it  wds  never  heard,  until  this  case 
arose,  that  a  local  Corporation,  authorized  by  Con- 
gress to  legislate  for  themselves,  could  pass  laws  of 


342  CASES  IN  THE  SUPREME  COURT 

i82i;       obligation  throughout  the  Union :  laws  paramount 
in  the  States  to  the  laws  of  the  States. 

It  seems  to  have  been  considered  by  the  advo- 
cates of  the  Corporation,  that  what  Congress  au- 
thorizes to  be  done,  that  they  do. .  This  is  not  so. 
Congress  authorized  Missouri  to  form  a  constitution; 
but  Congress  did  not  therefore  form  the  constitution 
of  Missouri.  The  Corporation  of  Washington  were 
left  free  to  act  on  the  subject  of  lotteries.  They 
were  empowered  to  authorize  the  drawing  of  lotteries, 
and  to  pass  the  laws  necessary  and  proper  for  car- 
rying that  power  into  effect  The  law  establishing 
the  lottery  in  question,  is  the  by-law  of  the  Corpo- 
ration. The  by-laws  of  the  City  of  London  are  not 
acts  of  Parliament,  or  laws  of  the  realm  ;  neither 
have  the  by-laws  of  the  City  of  Washington  any 
force  beyond  the  limits  of  the  City. 

Congress  have  not  said  that  the  lottery  tickets 
should  be  sold  in  the  States.  They  have  not  even 
said  that  there  shall  be  a  lottery.  Congress  empow- 
ered the  Corporation  to  pass  the  law,  and  the  Cor- 
poration passed  it;  the  ordinance  of  the  Corporation 
establishing  a  lottery,  is  no  more  a  part  of  the  act  of 
Congress,  than  the  territorial  laws  now  passing  in 
Arkansas  will  be  parts  of  the  acts  of  Congress.  It 
is  not  an  act  of  Congress  under  which  these  tickets 
have  been  sold  in  Virginia,  contrary  to  the  laws  of 
that  State :  it  is  a  by-law  of  the  Corporation  of 
Washington  that  gave  existence  to  this  lottery.  An 
act  of  Congress  does  not  apply  to  the  case  ;  and 
therefore  this  Court  have  no  jurisdiction  under  the 
judiciary  act. 


OF  THE  UNITED  STATES.  l  343 

:  The'  powers  of  the  Corporation  of  Washington      1821. 
are  confined  within  the  limits  of  the  City.    Being  a 
Corporation  for  government,  all  within  the  corpo- 
rate limits  are  subject  to  them ;   but  no  others/ 
They  cannot  make  a  by-law  affecting  even  their  own 
members,  beyond  the  corporate  limits ;  they  have 
no  power  to  pass  a  law  authorizing  the  sale  of  lot* 
tery  tickets  in  Georgetown,  much  less  have  they  the 
power  to  authorize  the  sale  of  them  in  a  State,  con- 
trary to  its  laws.    This  by-law  either  extends  be- 
yond the  limits  of  the  City,  or  it  does  not.  If  it  does, 
it  is  void  r  and  if  it  does  not,  it  can  have  no  effect  in 
Virginia*  The  by-laws  of  a  Corporation  are  to  be  sub- 
ject to  the  laws  of  the  land,  even  within  their  limits. 
The  laws  of  the  States  are  the  laws  of  the  land,  within 
their  limits,  on  subjects  not  committed  to  Congress. 
To  those  laws  all  corporate  laws  are  subject/    But 
there  cannot  be  that  kind  of  collision  between  by- 
laws of  the  Corporation  of  Washington  and  State 
laws,  as  between  the  by-laws  of  the  Corporation  of 
the  City  of  London,  and  the  laws  of  England.    As 
the  by-laws  of  London  may  come  in  collision  with 
the  laws  of  England,  but  cannot  come  in  collision 
with  the  laws  of  Ireland  and  Scotland,  in  those 
countries',  so  the  by-laws  of  the  Corporation  of 

a  1  Bac.  Abr.  544.  2  Corny nys  Dig.  154.  3  Mod.  J59.  1  AW*. 
Abr.  415.  T.  Jones  144.  1  Ms.  Abr.  413.  3  Yeates,  (Penn.) 
478. 

6  1  Bac.  Abr.  544,  545.  551.  Hobart,  911.  5  Co.  63.  and  8 
Co.  Rep.  126. 


344  CASES  INT  THE  SUPREME  COURT:      ' 

ia2i.  Washington  may  come  in  collision  with  the  laws  of 
the  United  States  in  the  ten  miles  square ;  hot  can 
never  come  in  collision  with  the  laws  of  a  State, 
for  they  cannot  have  operation  in  a  State. 

The  Court  will  maintain  the  powers  of  Congress 
as  granted  by  the  people,  and  for  the  purposes  for 
which  they  were  granted  by  the  people  ;  and  will,  if 
possible,  to  preserve  harmony,  prevent  the  clashing 
of  federal  and  State  powers.     Let  each  operate 
within  their  respective  spheres ;  and  let  each  be  con- 
fined to  their  assigned  limits.    We  are  all  bound  to 
support  the  constitution.     How  will  that  be  best  ef- 
fected ?  Not  by  claiming  and  exercising  unacknow- 
ledged power.    The    strength  thus  obtained  will 
prove  pernicious.   The  confidence  of  the  people  con- 
stitutes the  real  strength  of  this  government    No- 
thing can  so  much  endanger  it  as  exciting  the  hosti- 
lity of  the  State  governments.    With  them  it  is  to 
determine  how  long  this  government  shall  endure.   I 
shall  conclude  by  again  reminding  the  Court  of  a  de- 
claration of  their  own,  that, "  no  power  ought  to  be 
sought,  much  less  adjudged,  in  favour  of  the  United 
States,  unless  it  be  clearly  within  the  reach  of  their 
constitutional  charter." 

Mr.  D.  B.  Ogdertj  contra,  (1.)  stated,  that  he 
should  not  argue  the  general  question  whether  this 
Court  had  an  appellate  jurisdiction,  in  any  case,  from 
the  State  Courts,  because  it  had  been  already  so- 
lemhly  adjudged  by  this  Court,  in  the  case  of  Mar- 
tin v.  Hunter.* 

a  1  Wheat.  Rep.  304*, 


OP  THE  UNITED  STATES*  846 

2.  This  is  a  case  arising  under  the  constitution  ie*i. 
and  laws  of  the  Union,  and  therefore  the  jurisdic- 
tion of  the  federal  Courts  extends  to  it  by  the  ex- 
press letter  of  the  constitution;  and  the  case  of 
Martin  v.  Hunter  has  determined  that  this  jurisdic- 
tion may  be  exercised  by  this  Court  in  an  appellate 
form.  But  it  is  said,  that  the  present  case  does  not 
arise  under  the  constitution  and  laws  of  the  United 
States,  because  the  legislative  powers  of  Congress, 
as  respects  the  District  of  Columbia,  are  limited  and 
confined  to  that  District.  But,  if  the  law  be  thus  li- 
mited in  its  operation,  how  is  this  to  be  discovered 
but  by  examining  the  constitution  ?  and  how  is  this 
examination  to  be  had  but  by  taking  jurisdiction  of 
the  case?  In  the  whole  argument,  constant  refer- 
ence  was  had,  and  necessarily  had,  to  the  constitu- 
tion, in  order  to  decide  the  ease  between  the  parties, 
upon  this  question  of  jurisdiction ;  and  yet  it  is  said  to 
be  a  case  not  arising  under  the  constitution.  It  is 
also  contended,  that  it  is  not  an  act  of  Congress,  the 
validity  of  which  is  drawn  in  question  in  the  present 
case ;  bat  an  ordinance  of  the  Corporation  of  the  City 
of  Washington ;  and  the  maxim  of  delegatus  non 
potest  delegare,  is  referred  to,  in  order  to  show  that 
the  Corporation  cannot  exercise  the  legislative  power 
of  Congress.  Is  it  meant  by  this  to  assert  that  Con- 
gress cannot  authorize  the  Corporation  to  make  by- 
laws ?  Even  the  soundness  of  this  position  cannot  be 
determined  without  examining  the  constitution  and 
acts  of  Congress,  and  adjudging  upon  their  interpre- 
tation. The  whole  District  of  Columbia,  and  all  its 
subordinate  municipal  Corporations,  are  the  creatures 

Vol.  VI.  44 


346 


CASES  IN  THE  SUPREME  COURT 


1821. 


Cohens 

v. 
Virginia. 


of  the  constitution ;  and  the  acts  of  Congress,  rela- 
tive to  it,  must  be  determined  by  the  constitution, 
and  must  be  laws  of  the  United  States.  Are  not 
the  extent  of  the  powers  vested  in  Congress,  and  the 
manner  in  which  these  powers  are  to  be  executed, 
necessarily,  questions  arising  under  the  constitution, 
by  which  the  powers  are  given  ?  How  can  the  ques- 
tion, whether  this  is  a  lottery  authorized  by  an  or- 
dinance of  the  Corporation,  and  not  by  a  law  of  the 
United  States,  be  decided,  but  by  a  reference  to  the 
laws  of  the  Union,  and  the  constitution  under  which 
they  were  enacted  ?  The  plaintiffs  in  error  set  up  a 
right  to  sell  lottery  tickets  in  the  State  of  Virginia, 
under  the  constitution  and  laws  of  the  United 
States,  and  the  State  denies  it.  By  whom  is  this 
question  to  be  decided  ?  It  is  a  privilege  or  exemp- 
tion, within  the  very  words  of  the  judiciary  actf 
set  up  or  claimed,  by  the  party,  under  the  constitu- 
tion and  laws  of  the  Union.  It  is  immaterial  for  the 
present  purpose  whether  the  claim  be  well  or  ill 
founded.  The  question  is,  whether  the  party  setting 
up  the  claim,  is  to  be  turned  out  of  Court,  with-4' 
out  being  heard  upon  the  merits  of  his  case.  If 
you  have  not  jurisdiction,  you  cannot  hear  him 
upon  the  merits.  Upon  this  motion  to  quash  the 
writ  of  error,  you  can  only  inquire  into  the  jurisdic- 
tion, and  cannot  look  into  the  merits:  but  you 
are  asked  to  turn  the  party  out  of  Court  for  defect 
of  jurisdiction,  and  without  giving  him  an  oppor- 
tunity to  show  that  by  the  laws  and  constitution 
of  the  Union,  he  is  entitled  to  the  privilege  and  ex- 
emption which  he  claims.  It  is  no  answer  to  say  that 


OF  THE  UNITED  STATES.  347 

any  individual  may  allege  that  he  has  such  a  privi-      iesi. 
lege,  in  order  to  remove  his  case  from  the  State     ^f^^ 
Court  to  this ;  because  no  injury  would  ensue,  as  the         v. 
case  would  be  sent  back  with  damages :  and  even  if    V'***™* 
there  might  be  some  inconveniences,  from  impro- 
perly bringing  causes  here,  they  ought  rather  to  be 
submitted  to,  than  to  hazard  the  possible  violation  of 
the  constitutional  rights  of  a  citizen. 

3.  It  is  no  objection  to  the  exercise  of  the  judicial 
powers  of  this  Court,  that  the  defendant  in  error  is 
one  of  the  States  of  the  Union.  Its  authority  ex- 
tends, in  terms,  to  all  cases  arising  under  the  con- 
stitution, laws,  and  treaties  of  the  United  States ;  and 
if  there  be  any  implied  exceptions,  it  is  incumbent  on 
the  party  setting  up  the  exception  to  show  it.  In 
order  to  except  the  States,  it  is  sai(J  that  they  are 
sovereign  and  independent  societies  and  therefore 
not  subject  to  the  jurisdiction  of  any  human  tribu- 
nal. But  we  deny,  that  since  the  establishment  of 
the  national  constitution,  there  is  any  such  thing  as 
a  sovereign  State,  independent  of  the  Union.  The 
people  of  the  United  States  are  the  sole  sovereign 
authority  of  this  country.  By  them,  and  for  them, 
the  constitution  was  established.  The  people  of 
the  United  States  in  general,  and  that  of  Virginia- in 
particular,  have  taken  away  from  the  State  govern- 
ments certain  authorities  which  they  had  before,  so 
that  they  are  no  longer  sovereign  and  independent  in 
that  sense  which  exempts  them  from  all  coercion  by 
judicial  tribunals.  Every  State  is  limited  in  its 
powers  by  the  provisions  of  the  constitution ;  and 
whether  a  State  passes  those  limits,  is  a  question 


S4&  CASES  IK  THE  SUPREME  COURT 

i82i.  which  the  people  of  the  Union  have  not  thought  fit  to 
trust  to  the  State  legislatures  or  judiciaries,  but 
have  conferred  it  exclusively  on  this  Court.  The 
Court  would  have  the  jurisdiction  without  the  word 
State  being  mentioned  iti  the  constitution.  The  term 
u  all  cases,"  means  off,  without  exception  ;  and  the 
States  of  the  Union  cannot  be  excepted,  by  implication, 
because  they  have  ceased  to  be  absolutely  sovereign 
and  independent.  The  constitution  declares  that 
every  citizen  of  one  State,  shall  have  all  the  privi- 
leges of  the  citizens  of  every  other  State.  Suppose 
Virginia  were  to  declare  the  citizens  of  Maryland 
aliens,  and  proceed  to  escheat  their  lands  by  inquest 
of  office  :  the  party  is  without  a  remedy  ;  unless  he 
can  look  for  protection  to  this  Court,  which  is  the 
guardian  of  constitutional  rights.  Because  the  State, 
which  is  the  wrong  doer,  is  a  party  to  the  suit,  is 
that  a  reason  why  he  should  not  have  redress  ?  By 
the  original  text  of  the  constitution,  there  is  no  li- 
mitation in  respect  to  the  character  of  the  parties, 
where  the  case  arises  under  the  constitution,  laws, 
and  treaties  of  the  Union :  and  the  amendment  to 
the  constitution  respecting  the  suability  of  States, 
merely  applies  to  the  other  class  of  cases,  where  it  is 
thte  character  of  the  parties,  and  not  the  nature  of 
the  controversy,  which  alone  gives  jurisdiction.  The 
original  clause  giving  jurisdiction  on  account  of  the 
character  of  the  parties,  as  aliens,  citizens  of  differ* 
ent  States,  &c.  does  not  limit,  but  extends  the  judi- 
cial power  of  the  Union.  The  amendment  applies 
to  that  alone.  It  leaves  a  suit  between  a  State  and 
a  citizen,  arising  under  the  constitution,  laws,  &c. 


OF  THE  UNITED  STATES.  340 

where  it  found  H ;  and  the  States  are  still  liable  to  mi. 
be  sued  by  a  citizen,  where  the  jurisdiction  arises  in 
this  manner,  and  not  merely  out  of  the  character  of 
the  parties.  The  jurisdiction  in  the  present  case 
arises  out  of  the  subject  matter  of  the  controversy, 
and  not  out  of  the  character  of  the  parties ;  and, 
consequently,  is  not  affected  by  the  amendment. 

But  it  is  said,  that  admitting  the  Court  has  juris- 
diction where  a  State  is  a  party,  still  that  jurisdiction 
must  be  original,  and  not  appellate ;  because  the  con- 
stitution  declares,  that  in  cases  in  which  a  State  shall 
be  party,  the  Supreme  Court  shall  have  original  ju- 
risdiction, and  in  all  other  cases,  appellate  jurisdic- 
tion. The  answer  is,  that  this  provision  was  mere- 
ly intended  to  prevent  States  from  being  sued  in 
the  inferior  Courts  of  the  Union;  that  the  Su- 
preme Court  is  to  have  appellate  jurisdiction  in  all 
cases  arising  under  the  constitution,  laws,  and  trea- 
ties of  the  United  States ;  that  where,  in  such  a 
case,  a  State  sues  in  its  own  Courts,  it  must  be  un- 
derstood as  renouncing  its  privilege  or  exemption, 
and  to  submit  itself  to  the  appellate  power  of  this 
Court ;  since,  if  the  jurisdiction  in  this  class  of  cases 
be  concurrent,  it  cannot  be  exercised  originally  in 
the  Supreme  Court,  wherever  the  State  chooses  to 
commence  the  suit  in  its  own  Courts.  Nor  is  there 
any  hardship  in  this  construction.  The  State  can- 
not be  sued  in  its  own  Courts ;  but  if  it  commences 
a  suit  there  against  a  citizen,  and  a  question  arises 
in  that  suit  under  the  constitution,  laws,  and  treaties 
of  the  Union,  there  must  be  power  in  this  Court  to 
revise  the  decision  of  the  State  Court,  in  order  to 


$60  CASES  IN  THE  SUPREME  COURT 

i82i.  produce  uniformity  in  the  construction  of  the  consti- 
tution, &c.  So,  if  a  consul  sues  in  the  Circuit  Court, 
this'  Court  has  appellate  jurisdiction,  although  the 
consul  could  not  be  sued  in  the  Circuit  Court  And 
if  the  United  States,  who  cannot  be  sued  any  where, 
think  proper  to  sue  in  the  District  or  Circuit  Court, 
they,  are  amenable  to  the  appellate  jurisdiction  of 
this  Court.  Even  granting,  therefore,  that  a  State 
cannot  be  sued  in  any  case ;  the  State  is  not  sued 
here  :  she  has  sued  a  citizen,  in  her  own  tribunals, 
who  implores  the  protection  of  this  high  Court  to 
give  him  the  benefit  of  the  constitution  and  laws  of 
the  Union.  The  jurisdiction  does  not  act  on  the 
State ;  it  merely  prevents  the  State  from  acting  on  a 
citizen,  and  depriving  him  of  his  constitutional  and 
legal  rights. 

It  is  true,  there  are  some  cases  where  this  Court 
cannot  take  jurisdiction,  though  the  constitution  and 
laws  of  the  Union  are  violated  by  a  State.  But 
wherever  a  case  is  fit  for  judicial  cognizance,  or 
wherever  the  State  tribunals  take  cognizance  of  it, 
whether  properly  or  not,  the  appellate  power  of  this 
Court  may  intervene,  and  protect  the  constitution  and 
laws  of  the  Union  from  violation.  Doubtless,  a 
State  might  grant  titles  of  nobility,  raise  and  support 
armies  and  navies,  and  commit  many  other  attacks 
upon  the  constitution,  which*  this  Court  could  not 
repel.  But  if  these  attacks  were  made  by  judicial 
means,  or  if  judicial  means  were  used  to  compel 
obedience  to  these  illegal  measures,  the  authority  of 
this  Court  could,  and  would,  intervene.     Nor  can 


OF  THE  UNITED  STATES.  361 

this  argument  apply  to  a  case,  which  is  entirely       mi. 
judicial  in  its  very  origin,  and,  therefore,  steers  clear 
of  the  supposed  difficulty  of  vindicating  the  consti- 
tution and  laws  of  the  Union  from  violation  in  other 
cases  which  may  be  imagined. 

Neither  is  this  a  criminal  case.  The  offence  in 
question  is  not  made  a  misdemeanour  by  the  law  of 
Virginia.  That  law  merely  imposes  a  penalty,  which 
may  be  recovered  by  action  of  debt,  or  information, 
or  indictment.  The  present  prosecution  is  a  mere 
mode  of  recovering  the  penalty.  But  suppose  it  is  a 
criminal  case.  The  constitution  declares,  that  the 
Court  shall  have  jurisdiction  in  all  cases  arising 
under  it,  or  the  laws  and  treaties  of  the  Union ;  which 
includes  criminal  as  well  as  civil  cases ;  unless,  in- 
deed, Congress  has  refused  jurisdiction  over  the 
former  in  the  judiciary  act,  which  we  insist  it  has 
not. 

Mr.  Pinkney,  on  the  same  side,  (1.)  argued,  that 
there  was  no  authority  produced,  or  which  could  be 
produced,  for  the  position  on  the  other  side,  that  this 
Court  could  not,  constitutionally,  exercise  an  appel- 
late jurisdiction  over  the  judgments  or  decrees  of  the 
State  Courts,  in  cases  arising  under  the  constitution, 
laws,  and  treaties  of  the  Union.  The  judiciary  act 
of  1789,  c.  20.  contains  a  cotemporaneous  con- 
struction of  the  constitution  in  this  respect,  of  great 
weight,  considering  who  were  the  authors  of  that 
law ;  and  which  has  been  since  confirmed  by  the  re- 
peated decisions  of  this  Court,  constantly  exercising 


352 


1821. 


CASES  IN  THE  SUPREME  COURT 

the  jurisdiction  in  question/  This  legislative  and 
judicial  exposition  has  been  acquiesced  in,  since  no 
attempt  has  ever  been  made  to  repeal  the  law  upon 
the  ground  of  its  repugnancy  to  the  constitution : 
Transiit  in  rem  judicatam.  But  even  before  the 
constitution  was  adopted,  and  whilst  it  was  submit* 
.ted  to  public  discussion,  this  interpretation  was  given 
to  it  by  its  friends,  who  were  anxious  to  avoid  every 
objection  which  could  render  it  obnoxious  to  State 
jealousy.  But  they  well  knew  chat  this  interpreta- 
tion was  unavoidable,  and  the  authors  of  the  eele* 
brated  Letters  of  Publius,  or  the  Federalist,  have 
stated  it  in  explicit  terms/ 


a  Clarke  v.  Harwood,  3  Ball.  342.  Gordon  v.  Caldcleugh* 
3Cranch,  268.  Smith  v.  Maryland,  6  Crane  h,  286.  Mat- 
thews v.  Zane,  4  Cranch,  382.  O wings  v.  Norwood's  Lessee, 
5  Cranch,  344.  Martin  v.  Hunter,  1  Wheat.  Rep.  304.  Otis  v. 
Walter,  2  Wheat.  Rep.  18.  Miller  v.  Nicholls,  4  Wheat  Rep. 
311.  Gelston  v.  Hoyt,  3  Wheat.  Rep.  246.  M'lntire  v. 
Wood,  7  Cranch,  606.  Slocum  v.  May  berry,  2  Wheat.  Rep.  1. 
M'Culloch  v.  Maryland,  4  Wheat.  Rep.  316. 

b  "  Here  another  question  occurs — what  relation  would  sub- 
sist between  the  national  and  the  State  Courts  in  these  instances 
of  concurrent  jurisdiction  ?  I  answer,  that  an  appeal  would 
certainly  lie  from  the  latter  to  the  Supreme  Court  of  the  Uni- 
ted States.  The  constitution  in  direct  terms  gives  an  appellate 
jurisdiction  to  the  Supreme  Court  in  all  the  enumerated  cases 
of  federal  cognizance,  in  which  it  is  uot  to  have  an  original 
one  ;  without  a  single  expression  to  confine  its  operation  to 
the  inferior  federal  Courts.  The  objects  of  appeal,  not  the 
tribunals  from  which  it  is  to  be  made,  are  alone  contemplated. 
From  this  circumstance,  and  from  the  reason  of  the  thing,  it 
ought  to  be  construed  to  extend  to  the  State  tribunals.  Either 
this  -must  be  the  case,  or  the  local  Courts  must  be  excluded 


OP  THE  UNITED  STATES. 


But  it  is  said,  that  the  jurisdiction  of  the  State       1821. 


Cohens 


Courts  is  concurrent  with  those  of  the  Union,  over 
that  class  of  cases  arising  under  the  constitution.  ~v? 
laws,  and  treaties  of  the  United  States.  This,  how- 
ever,  is  not  of  absolute  necessity,  but  at  the  discre- 
tion of  Congress,  who  may  restrain  and  modify  this 
concurrent  jurisdiction,  or  render  it  exclusive  in  the 
federal  tribunals  at  their  pleasure.  The  supremacy 
of  the  national  constitution  and  laws,  is  a  fundamen- 
tal principle  of  the  federal  government,  and  wouM 
be  entirely  surrendered  to  State  usurpation,  if  Con* 

from  a  concurrent  jurisdiction  in  matters  of  national  concern, 
else  the  judiciary  authority  of  the  Union  may  be  eluded  at  the 
pleasure  of  every  plaintiff  or  prosecutor.  Neither  of  these 
consequences  ought,  without  evident  necessity,  to  be  involved ; 
the  latter  would  be  entirely  inadmissible,  as  it  would  defeat 
tome  of  the  moat  important  and  avowed  purpose*  of  the  propo* 
sed  government,  and  would  essentially  embarrass  its  measures. 
Nor  do  1  perceive  any  foundation  for  such  a  supposition. 
Agreeably  to  the  remark  already  made,  the  national  and  State 
systems  are  to  be  regarded  as  one  whole.  The  Courts  of*  the 
latter  will  of  course  be  natural  auiHiaries  to  the  execution  of 
the  laws  of  the  Union,  and  an  appeal  from  them  wiU  as  naturally 
lie  to  that  tribunal  which  is  destined  to  unite  and  assimilate  the 
principles  of  national  justice  and  the  rules  of  national  decisions. 
The  evident  aim  of  the  plan  of  the  convention  is,  that  all  the 
causes  of  the  specified  classes  shall,  for  weighty  public  reasons1, 
receive  their  original  or  final  determination  in  the  Courts  of  the 
Unitn.  To  confine,  therefore,  the  general  expressions*  giving 
appellate  jurisdiction  to  the  Supreme  Court,  to  appeals  from 
the  subordinate  federal  Courts,  instead  of  allowing  their  e.x* 
tension  to  the  State  Courts,  would  be  to  abridge  the  latitude  of 
the  terms,  in  subversion  of  the  intent,  contrary  to  every  sound 
rule  of  interpretation.'*  No.  LXXXIII. 
Voi.  VI.  45 


$54  CASES  IN  THE  SUPREME  COURT 

1821.  gcess  could  not,  at  its  option,  invest  the  Courts  of 
the  Union  with  exclusive  jurisdiction  over  this  class 
of  cases,  or  give  those  Courts  an  appellate  jurisdic- 
tion over  them  from  the  decisions  of  the  State  tribu- 
nals. Every  other  branch  of  federal  authority  might 
as  well  be  surrendered.  To  part  with  this,  leaves 
the  Union  a  mere  league  or  confederacy  of  States 
entirely  sovereign  and  independent  This  particular 
portion  of  the  judicial  power  of  the  Union  is  indis- 
pensably necessary  to  the  existence  of  the  Union. 
It  is  an  axiom  of  political  science,  that  the  judicial 
power  of  every  government  must  be  commensurate 
with  its  legislative  authority :  it  must  be  adequate  to 
the  protection,  enforcement,  and  assertion  of  all  the 
other  powers  of  the  government  In  some  cases  this 
power  must  necessarily  be  directly  exercised  by  the 
federal  tribunals,  as  in  enforcing  the  penal  laws  of  the 
Union.  &*t  in  other  cases,  it  is  merely  a  protecting 
power,  and  cannot,  from  the  very  nature  of  things, 
be  exercised  in  the  first  instance,  by  the  Courts  of 
the  Union.  Such  are  suits  between  citizen  and 
citizen  on  contract  Here  the  State  Courts  must  ne- 
cessarily have  original  jurisdiction  ;  but  if  the  party 
defendant  sets  up  a  defence,  founded  (for  example) 
upon  an  act  of  the  State  legislature  supposed  to  im- 
pair the  obligation  of  contracts,  and  the  decision  of 
the  State  Court  is  in  favour  of  the  law  thus  set  up, 
the  judicial  authority  of  the  Union  must  be  exerted  . 
over  the  cause,  or  that  clause  of  the  constitution 
Which  prohibits  any  State  from  making  a  law  im- 
pairing the  obligation  of  contracts  is  a  dead  letter. 
There  is  nothing  in  the  constitution  which  prohibits 


OF  THE  UNITED  STATES.  S5& 

the  exercise  of  such  a  controlling  authority.  On  the  i8*i« 
contrary,  it  is  expressly  declared,  that  where  the 
case  arises  under  the  constitution  and  laws  of  the 
Union,  the  judicial  power  of  the  Union  shall  extend 
to  it.  It  is  the  case,  then,  and  not  the  forum  in 
which  it  arises,  that  is  to  determine  whether  the  ju- 
dicial authority  of  the  Union  shall  be  exercised  over 
\t.  But  there  is  a  class  of  cases  which  must  neces- 
sarily originate  in  the  State  tribunals,  because  it  can- 
not be  known  at  the  time  the  suit  is  commenced, 
whether  it  will  or  will  not  involve  any  question  ari- 
sing under  the  constitution  and  laws  of  the  Union. 
Over  this  class  of  cases,  then,  the  Courts  of  the 
Union  must  have  appellate  jurisdiction.  The  appel- 
late power  of  this  Court  is  extended  by  the  constitu- 
tion to  all  cases  within  the  judicial  authority  of  the 
Union,  and  not  included  within  the  original  jurisdic- 
tion of  this  Court.  Its  appellate  power,  so  far  as 
respects  the  constitution,  depends,  then,  on  two 
questions  only  :  is  the  case  within  the  judicial  power 
of  the  Union  ?  and  is  it  within  the  original  cogni- 
zance of  this  Court  ?  The  first  question  being  an- 
swered affirmatively,  and  the  second  negatively,  the 
appellate  power  under  the  constitution  is  completely 
established  in  any  given  case. 

But  the  power  of  removing  this  class  of  causes, 
pendente  lite,  is  also  denied ;  and  it  is  said,  that  the 
authority  to  remove,  before  judgment,  a  suit  brought 
in  the  State  Court,  into  the  federal  Court,  is  repug- 
nant to  the  constitution.  In  Martin  v.  Hunter,  the 
argument  was  the  other  way,  and  it  was  insisted* 
that  Congress  ought  to  have  given  to  this  Court  the 


$$6  CASES  IN  THE  SUPREME  COURT 

I821,  power  of  evoking  this  description  of  causes  from  the 
State  tribunals,  the  moment  any  question  arose  re- 
specting the  constitution  and  laws  of  the  Union,  in 
order  to  avoid  the  offensive  exercise  of  an  appellate 
jurisdiction  over  the  State  Courts.0  Quacunque  via 
data — it  is  immaterial ;  for  the  power  of  removal,  if 
it  be  not  unconstitutional,  is  an  appellate  power,  and 
analogous  to  a  writ  of  error.  If  it  be  unconstitu- 
tional, the  necessity  for  the  controlling  power  of  a 
writ  of  error,  is  only  the  more  manifest.  Take  away 
both,  and  the  constitution,  laws,  and  treaties  of  the 
Union  lie  at  the  mercy  of  the  State  judicatures. 

Again.  It  is  said,  that  the  judges  of  the  State 
Courts  take  an  oath  to  support  the  constitution  of 
the  Union,  and  the  laws  and  treaties  of  the  Union 
are  their  supreme  law :  and  it  is  inferred,  that  the 
constitution  reposes  implicit  confidence  in  them,  and 
there  ought  to  be  no  revision  of  their  judgments* 
But,  it  may  be  asked,  if  the  constitution  reposes  this 
implicit  confidence  in  the  State  tribunals,  why  does 
it  authorize  the  establishment  of  federal  Courts, 
which,  upon  this  supposition,  would  be  wholly  use- 
less ?  And  why  are  the  members  of  the  State  legis- 
latures and  executives  required  to  take  the  same 
oath  ?  They  are  bound  to  support  the  constitution 
by  the  same  solemn  sanctions,  and  yet  their  acts 
may  confessedly  be  set  aside  by  the  national  judica- 
tures, as  being  repugnant  to  that  constitution.  The 
actual  constitution  of  this  country  is  not  a  govern- 
ment wf  confidence ;  it  is  a  scheme  of  government 
•  •• 

«  1  Rfrof.  Rep.  31». 


OP  THE  UNITED  STATES,  357 

conceived  in  the  spirit  of  jealousy,  and  rendered  i82i. 
adequate  to  all  its  own  purposes,  by  its  own  means : 
and  the  judicial  power  of  the  Union  is  the  principal 
means  of  giving  effect  to  it  This  it  is  which  dis- 
tinguishes it  from  the  Confederation.  Experience  has 
shown  the  necessity  and  wisdom  of  this  provision* 
If  the  State  Courts  may  adjudicate  conclusively  for 
the  Union,  why  may  not  the  State  legislatures  legis- 
late for  it ;  and  where  is  the  utility  of  distinct  and 
appropriate  powers,  if  it  cannot  maintain  them  from 
violation  ?  In  Martin  v.  Hunter  f  the  Court  consi- 
dered this  argument  fully,  and  thought  it  operated 
the  other  way.  The  care  which  the  constitution 
takes  to  make  the  State  Courts  respect  it,  and  the 
laws  and  treaties  made  under  it,  proves  that  it  was 
supposed  that  cases  might  come  before  them  by  ori- 
ginal suit,  which  would  involve  the  rights  and  inter- 
ests of  the  Union,  and  lay  a  foundation  for  appeal  or 
revision.  This  was  anticipated,  and  the  constitu- 
tion endeavours  to  make  the  first  decision  correct,  by 
the  sanction  of  an  oath.  But  it  does  not  improvi- 
dently  rely  upon  that  alone.  The  judges  of  the  in- 
ferior Courts  of  the  Union  take  the  same  oath,  and 
lie  under  the  same  obligation ;  but  they  are  not  the 
less  subject  to  the  appellate  jurisdiction  of  the  Su- 
preme Court 

But  it  is  asked,  can  Congress  grant  an  appeal 
from  the  District  or  Circuit  Court,  to  a  State  Court? 
The  question  is  answered  in  the  negative,  and  it  is 
thence  inferred  that  they  cannot  grant  an  appeal 

a  1  Wheat.  Rep.  349. 


368  CASES  IN  THE  SUPREME  COURT 

i82i.  from  a  State  to  a  federal  Court.  This  seems  to  im- 
ply that  you  can  do  nothing  unless  you  can  do  its 
opposite.  Such  a  proposition  would  repeal  all  the 
physical  and  moral  laws  of  the  universe.  As  well 
might  it  be  asked,  can  Congress  grant  an  appeal 
from  the  Supreme  to  the  District  Court ;  and  be- 
cause there  is  something  absurd  in  the  idea  of  an 
appeal  from  a  superior  to  an  inferior  tribunal,  it 
would  be  inferred  that  the  opposite  appeal  could  not 
be  granted.  But,  until  the  relation  of  supreme  and 
subordinate  is  destroyed,  the  State  laws  and  judica- 
tures must  be  considered  as  subordinate  to  those  of 
the  Union,  in  all  cases  within  the  scope  of  its 
powers  and  jurisdiction.  Such  was  once  the  doc- 
trine asserted  by  Virginia  herself,  and  to  which  it  is 
confidently  believed  she  will  revert  in  a  moment  of 
calmer  reflection/ 

a  The  learned  counsel  here  read  the  following  resolutions  of 
the  legislature  of  Virginia. 

Extract  from  the  Journal  of  the  Senate  of  the  Common- 
wealth of  Virginia,  begun  and  held  at  the  Capitol  in  the  City  of 
Richmond,  the  4th  day  of  December,  1809. 

Friday,  January  26,  1810.  "  Mr.  Nelson  reported  from  the 
Committee  to  whom  were  committed  the  preamble  and  resolu- 
tions on  the  amendment  proposed  by  the  legislature  of  Penn- 
sylvania, to  the  constitution  of  the  United  States,  by  the  ap- 
pointment of  an  impartial  tribunal  to  decide  disputes  between 
the  State  and  federal  judiciary,  that  the  Committee  had,  ac- 
cording to  order,  taken  the  said  preambles  and  resolutions 
under  their  consideration,  and  directed  him  to  report  them 
without  any  amendment.  And  on  the  question  being  put  there- 
upon, the  same  were  agreed  to  unanimously,  by  the  House,  as 
follows :  The  Committee  to  whom  was  referred  the  communi- 
cation of  the  Governor  of  PennsylTania,  covering  certain,  re4b- 


Cohens 


OF  THE  UNITED  STATES.  $qq 

%  It  is  further  contended  on  the  other  side,  that      issi. 
jthis  Court  has  no  jurisdiction  of  the  present  case, 
because  the  writ  of  error  presents  no  question  ari-      "Tf 

Virginia. 

lutions  of  the  Legislature  of  that  State,  proposing  an  amend* 
ment  to  the  constitation  of  the  United  States,  by  the  appoint- 
ment of  an  impartial  tribunal  to  decide  disputes  between  the 
State  and  federal  judiciary,  have  had  the  same  under  their  con- 
sideration, and  are  of  opinion  that  a  tribunal  is  already  provided 
by  the  Constitution  of  the  United  States,  to  wit :  The  Supreme 
Court,  more  eminently  qualified  from  their  habits  and  duties, 
from  the  mode  of  their  selection,  and  from  the  tenure  of  their 
offices,  to  decide  the  disputes  aforesaid,  in  an  enlightened  and 
impartial  manner,  than  any  other  tribunal  which  could  be 
created.  The  members  of  the  Supreme  Court  are  selected 
from  those  in  the  United  States  who  are  most  celebrated  for 
virtue  and  legal  learning,  not  at  the  will  of  a  single  individdnl, 
but  by  the  concurrent  wishes  of  the  President  and  Senate  of  the 
United  States ;  they  will,  therefore,  have  no  local  prejudices  and 
partialities.  The  duties  they  have  to  perform  lead  them  neces- 
sarily to  the  most  enlarged  and  accurate  acquaintance  with  the 
jurisdiction  of  the  federal,  and  several  State  Courts,  together 
with  the  admirable  symmetry  of  our  Government.  The 
tenure  of  their  offices  enables  them  to  pronounce  the  sound 
and  correct  opinions  they  may  have  formed,  without  fear,  fa-* 
Tour,  or  partiality.  The  amendment  to  the  constitution  pro- 
posed by  Pennsylvania,  seems  to  be  founded  upon  the  idea  that 
the  federal  judiciary  will,  from  a  lust  of  power,  enlarge  their 
jurisdiction,  to  the  total  annihilation  of  the  jurisdiction  of  the 
State  Courts  ;  that  they  will  exercise  their  will  instead  of  the 
law  and  the  constitution.  This  argument,  if  it  proves  any  thing, 
would  operate  more  strongly  against  the  tribunal  proposed  to 
be  created,  which  promises  so  little,  than  against  the  Supreme 
Court,  which,  for  the  reasons  given  before,  have  every  thing 
connected  with  their  appointment,  calculated  to  insure  confi- 
dence. What  security  have  we,  were  the  proposed  amend- 
ment adopted,  that  this  tribunal  would  not  substitute  their  will 


360  CASES  IK  THE  SUPREME  COURT 

1821.  sing  under  the  constitution  or  laws  of  the  United 
States.  And  to  show  this,  it  is  said  that  the  record 
speaks  onlj  of  the  validity  of  the  act  of  Congress, 

and  their  pleasure  in  place  of  the  law  ?  The  judiciary  are  the 
weakest  of  the  three  departments  of  government,  and  least  dan- 
gerous to  the  political  rights  of  the  constitution.  They  hold 
neither  the  purse  nor  the  sword  ;  and  even  to  enforce  their  own 
judgments  and  decrees,  must  ultimately  depend  upon  the  exe- 
cutive arm.  Should  the  federal  judiciary,  however,  unmind- 
ful of  their  weakness,  unmindful  of  the  duty  which  they  owe 
to  themselves  and  their  country,  become  corrupt,  and  transcend 
the  limits  of  their  jurisdiction,  would  the  proposed  amendment 
oppose  even  a  probable  barrier  to  such  an  improbable  state  of 
things  ?  The  creation  of  a  tribunal  such  as  is  proposed  by 
Pennsylvania,  so  far  as  we  are  enabled  to  form  an  idea  of  it, 
from  the  description  given  in  the  resolutions  of  the  legislature 
of  that  State,  would,  in  the  opinion  of  your  Committee,  tend 
rather  to  invite,  than  prevent  a  collision  between  the  federal 
and  State  Courts.  It  might  also  become,  in  process  of  time,  a 
serious  and  dangerous  embarrassment  to  the  operations  of  the 
general  Government. 

Resolved,  therefore,  that  the  legislature  of  this  State  do  dis- 
approve of  the  amendment  to  the  constitution  of  the  United 
States  proposed  by  the  legislature  of  Pennsylvania. 

Resolved,  also,  that  his  excellency  the  Governor  be,  and  is 
hereby  requested  to  transmit  forthwith,  a  copy  of  the  fore- 
going preamble  and  resolutions  to  each  of  the  Senators  and  Re- 
presentatives of  this  State,  in  Congress,  and  to  the  executives 
of  the  several  States  in  the  Union,  and  request  that  the  same 
be  laid  before  the  legislatures  thereof." 

Extract  from  the  Journal  of  the  House  of  Delegates  of  the 
Commonwealth  of  Virginia : 

"  Tuesday,  January  23,  1810.  The  House,  according  to 
the  order  of  the  day,  resolved  itself  into  a  committee  of  the 
whole  house  on  the  state  of  the  Commonwealth,  and  after 
some  time  spent  therein,  Mr.  Speaker  resumed  the  chair,  and 


OF  THE  UNITED  STATES.  361 

apd  nobody  denies  its  validity,  and  therefore  no  1821. 
question  arises  under  an  act  of  Congress.  But  the 
words 'of  the  judiciary  act  are  pursued  by  this  writ 
of  error,  as  they  always  have  been  in  other  c^ses. 
It  is  the  validity  of  the  act  of  Congress,  and  the  va- 
lidity of  the  act  of  Virginia,  as  compared  with  it, 
which  are  drawn  into  question.  The  Court  below 
decided  against  the  first,  and  in  favour  of  the  last,  to 
the  full  extent  of  the  case.  The  validity  of  the  act 
of  Congress,  means  the  effect  attributed  to  it  by  the 
defendant  who  sets  it  up  as  a  defence  against  so  much 
of  the  act  of  the  State  as  inflicts  a  penalty  upon  him 
for  doing  what  the  act  of  Congress  authorizes.  The 
defendant  relies  upon  the  act  of  Congress,  as  crea- 
ting an  exception  in  favour  of  his  case,  out  of  the  act 
of  Virginia.  He  says  it  is  valid,  or  available,  or  effi- 
cacious to  create  such  an  exception.  That  was  the 
question  which  the  record  shows  was  before  the 
Court  below  ;  and  the  Court  decided  that  it  was  not 
so  valid,  or  available,  or  efficacious.  Whether  it  is 
so  or  not,  is  the  question  which  the  writ  of  error 
presents  for  inquiry  ;  and  it  is  such  a  question  as  the 

Mr.  Robert  Stanard  reported  that  the  committee  had,  accord- 
ing to  order,  had  under  consideration  the  preamble  and  resolu- 
tions of  the  select  committee  to  whom  were  referred  that  part 
of  the  Governor's  communication  which  relates  to  the  amend- 
ment proposed  to  the  Constitution  of  the  United  States,  by  the 
legislature  of  Pennsylvania,  had  gone  through  the  same,  and 
directed  him  to  report  them  to  the  House  without  amendment ; 
which  he  handed  in  at  the  clerk's  table,  and  the  question  being 
put  on  agreeing  to  the  said  preamble  and  resolutions,  they 
were  agreed  toby  the  House  unanimously. 
Vol.  VI.  46 


362  CASES  IN  THE  SUPREME  COURT 

i82i  appellate  power  of  this  Court  can  deal  with.  Bat 
the  question  on  this  motion  to  dismiss  the  writ  of 
error,  is  not  whether  the  act  of  Congress  is  valid  as 
against  the  act  of  Virginia  ;  but  whether  that  ques- 
tion is  presented  by  the  record,  so  that  this  Court 
can  determine  it,  after  it  has  concluded  to  entertain 
the  writ  of  error.  It  is  the  claim  of  a  right,  privi- 
lege, or  exemption  under  the  statute  of  the  United 
States,  which  gives  the  jurisdiction."  The  decision 
upon  that  claim,  as  it  appears  upon  the  record,  is 
the  exercise  of  the  jurisdiction.  That  the  claim  to 
exemption  appears  upon  the  record,  cannot  be  de- 
nied in  this  case  more  than  any  other.  The  claim 
may  even  be  an  absurd  one  :  but  this  Court  cannot 
be  called  upon,  on  a  motion  to  dismiss  the  writ  of 
error,  to  condemn  it  as  such.  All  argument  upon 
the  sufficiency  of  the  claim  is  premature,  so  long  as 
his, sub  judice ,  whether  the  Court  can  examine  its 
sufficiency. 

But  it  is  said,  that  the  question  does  not  arise 
under  any  statute  of  the  United  States,  but  under  a 
mere  by-law  of  the  City  of  Washington ;  and  that 
the  case  involves  nothing  but  that  by-law :  and  it  is 
said  to  be  absurd  to  call  a  by-law  of  the  City  of 
Washington  a  law  of  the  United  States.  It  is  im- 
material whether  it  be  so  or  not.  The  by-law  is  the 
execution  of  a  power  given  by  a  law  of  the  United 
States.  The  effect  of  the  execution  of  that  power, 
involves  the  effect  of  the  law ;  and  although  the 
execution  of  the  power  is  not  a  law  of  the  United 

a  Wheat.  Dig.  Dec.  tit.  Const.  Law,  V.  (B.)  186. 


OF  THE  UNITED  STATES*  363 

States,  yet  that  which  gives  the  power  is.  The  182L 
question,  therefore,  is,  not  what  is  the  mere  effect 
of  the  execution  of  the  power  in  the  abstract,  or  un- 
connected with  the  law  which  gives  it,  but  what  is 
the  effect  of  the  power  by  force  of  the  law  Which 
gives  it :  and  that  question  compels  you  to  mount 
up  to  the  constitution  itself. 

The  course  of  the  inquiry  will  then  be,  (1.)  What 
has  the  party  done  ?  and  what  is  the  immediate 
authority  under  which  he  did  it  ?  (2.)  What  is  the 
nature  and  extent  of  that  authority  ?  what  its 
qualities  under  the  law  which  gave  it,  and  the  con- 
stitution under  which  that  law  was  passed  ? 

If  an  officer  of  the  United  States  does  any  act  for 
which  a  State  Court  calls  him  to  account,  and  he 
relies  in  his  defence  upon  the  authority,  real  or  sup- 
posed, of  a  statute  of  Congress,  his  act  is  not  a  law 
of  the  United  States ;  but  his  defence  is  referred  to 
the  effect  and  validity  of  a  law  of  the  United  States, 
and  that  is  again  referred  to  the  constitution,  which 
is  the  paramount  law.  The  last  act  done  need  not 
be  a  law  of  the  United  States.  It  is  sufficient,  if  it 
is  attempted  to  be  justified,  or  its  consequences  main- 
tained, under  a  law  of  the  United  States,  which  it  is 
alleged  gave  to  it  a  protecting  power  in  the  case  be- 
fore the  Court. 

It  is,  however,  asserted,  that  the  constitution  gives 
jurisdiction  only  in  cases  arising  under  it,  or  the 
laws,  or  treaties  of  the  United  States  ;  and  that  this 
case  does  not  arise  under  a  law  of  the  United  States, 
because  the  act  of  Congress  now  in  question  is  not  a 
law  of  the  United  States.    An  act  of  the  Congress, 


364  CASES  IN  THE  SUPREME  COURT 

1821.  in  its  capacity  of  local  sovereign  of  the  District  of 
Columbia,  is  said  not  to  be  a  law  of  the  United 
States.  But  whose  law,  then;  is  it  ?  The  United 
States  in  Congress  assembled,  are  the  local  sovereigns 
of  the  District,  and  it  is  by  them  that  this  law  is 
passed.  Is  it  less  a  law  of  the  United  States,  be- 
cause it  does  not  operate  directly  upon  the  Union  at 
large  ?  A  statute  is  not  a  law  of  the  United  States 
on  account  of  the  subject  on  which  it  acts  t>eing 
limited  or  unlimited.  It  is  a  law  of  the  United 
States,  because  it  is  passed  by  the  legislative  power 
of  the  United  States.  The  legislative  authority  over 
the  District  of  Columbia,  is  that  of  the  Union.  Its 
sphere  is  limited,  but  the  power  itself  is  even  greater 
than  the  general  federal  power  of  the  Union.  It  is 
the  power  of  the  People  and  the  States  combined, 
exerted  upon  their  peculiar  domain.  It  is  the  same 
Congress  which  passes  both  description  of  laws. 
The  question,  whether  the  law  operates  beyond  the 
District,  is  the  question  upon  the  merits  hereafter  to 
be  discussed. 

Again ;  it  is  said,  that  the  by-law  alone  is  in  ques- 
tion, and  not  the  act  of  Congress :  because  .the  by- 
law is  not  passed  by  virtue  of  the  act  of  Congress, 
but  by  virtue  of  the  inherent  power  of  the  people  of 
the  District  to  govern  themselves.  The  act  of  Con- 
gress only  calls  this  inherent  power  into  action :  and 
this  inherent  power,  when  so  called  into  action,  is 
the  only  power  which  this  Court  can  deal  with.  The 
fallacy  of  this  argument  consists  in  its  confounding 
inherent  power  with  an  inherent  capacity  to  receive 
power.    The  subordinate  legislative  power  of  the 


OF  THE  UNITED  STATES.  365 

territories  and  Districts,  which  belong  to  the  Union  1&21. 
in  foil  sovereignty,  is  not  their  power,  but  that  of 
their  superior.  But  admit  this  abstract  doctrine  of 
inherent  power  :  the  question  still  recurs,  what  is  the 
constitutional  effect  of  this  power  being  excited  into 
action  by  the  paramount  power.  The  action  of  the 
inherent  power  will  still  depend  upon  the  power  by 
which  it  is  set  in  motion ;  and  what  it  can,  or  can- 
not do,  under  that  impulse,  is  just  the  same  question 
with  the  other. 

It  is  also  objected,  that  a  law  emanating  from  the 
local  power  of  Congress  over  the  District  of  Colum- 
bia, cannot  bind  the  Union.  But  whether  it  can  or 
not  is  the  very  question  to  be-  determined,  when  the 
merits  come  to  be  discussed ;  which  the  writ  of 
error  gives  authority  to  decide  ;  and  which  cannot 
be  decided  without  entertaining  the  writ  of  error. 
The  argument  on  the  other  side,  proceeds  in  a  vitious 
circle.  It  is  asserted,  that  you  must  quash  the  writ 
of  error,  because  you  have  no  jurisdiction  over  the 
case  or  question.  It  is,  then,  said,  that  you  must 
take  jurisdiction  of,  and  inquire  into,  the  case  and 
the  question,  in  order  that  you  may  dismiss  the  writ 
of  error :  or,  in  other  words,  you  have,  and  you 
have  not,  jurisdiction  over  the  case  and  question, 
and  you  ought  to  decide  them  in  order  to  see  that 
you  ought  not  to  decide  them.  And  here  again  the 
supposed  absurdity  of  the  claim  of  protection,  by  the 
defendant  on  the  record,  against  the  act  of  Virginia, 
is  urged  to  authorize  a  refusal  to  inquire  upon  the 
writ  of  error,  whether  it  is  absurd  or  not. 


366  CASES  IN  THE  SUPREME  COURT 

i32i.  3.  The  next  ground  of  objection  to  the  jurisdiction 

is,  that  the  writ  of  error  is  itself  a  suit  against  a 
State  by  a  citizen  of  that  or  some  other  State.  And 
Bac.  Abr.  tit.  Error,  (L.)  is  cited  as  an  authority  to 
show  that  a  release  of  all  suits  is  a  release  of  a  writ 
of  error.  But,  even  admitting  that  it  may  sometimes 
be  technically  called  a  suit,  it  is  not  such  a  suit  as  is 
contemplated  by  the  constitution.  A  writ  of  error, 
where  a  party  is  to  be  restored  to  something,  may  be 
released  by  a  release  of  all  suits  or  actions,  because 
in  this  respect  it  resembles  an  action.  But  this  writ 
of  error  is  not  a  suit,  because  the  party  is  not  to  be 
restored  to  any  thing.  A  reversal  of  the  judgment 
below  will  leave  things  just  as  they  were  before  the 
judgment.  But  the  State  of  Virginia  is  not  compel- 
led to  come  into  this  Court  by  the  writ  of  error.  A 
citation,  or  scire  facias  ad  audiendum  errores,  is  only 
notice  to  the  State,  leaving  it  at  her  option  volunta- 
rily to  appear.  It  does  not  act  compulsorily  upon 
the  State.  It  acts  upon  the  Court,  which  she  has 
used  as  the  instrument  to  enforce  her  law.  A  case 
is  presented  by  the  interference  of  the  judiciary  of 
the  State,  for  the  interposition  of  the  appellate 
power  of  this  Court.  The  object  is  to  reverse  the 
judgment,  and  that  done,  there  is  an  end  of  the  ex- 
ercise of  power.  The  United  States  are  liable  to  the 
same  coercion.  They  may  be  called  before  this 
Court  in  the  same  manner,  and  the  judgments  ob- 
tained in  their  favour  may  be  reversed.  And  is  it 
then  derogatory  to  the  sovereignty  of  a  particular 
State,  that  its  judgments  should  be  liable  to  be  con- 
trolled in  the  same  manner,  in  cases  within  the  ju- 


OF  THE  UNITED  STATES.  367 

dicial  power  of  the  Union  p  This  control  is  exerted  ism. 
upon  the  judiciary  ;  upon  the  judgments  of  the  ju- 
diciary. The  State  is  incidentally  affected ;  but 
that  has  been  already  determined  in  this  Court  to 
be  immaterial.0  Nor  is  this  sort  of  control  more  ex- 
ceptionable than  that  which  is  constantly  exercised, 
in  suits  between  private  parties,  over  the  acts  of  the 
State  legislatures  and  executives,  upon  the  same 
ground  of  their  repugnancy  to  the  constitution  and 
laws  of  the  Union. 

If  it  be  asked  whether  you  can  give  costs  against 
the  State,  and  enforce  the  payment ;  the  answer  is, 
that  you  cannot  do  so  in  any  case  upon  a  mere  re- 
versal of  a  judgment.  And  even  if  you  could  in  a 
case  between  private  parties,  is  it  any  objection  to 
the  appellate  jurisdiction  of  this  Court,  where  the 
United  States  are  plaintiffs  below,  that  you  cannot 
award  and  enforce  the  payment  of  costs  against 
them  ?  It  is  not  jurisdiction  over  the  State  of  Vir- 
ginia that  is  claimed,  but  over  a  question  arising 
under  the  laws  of  that  State,  and  over  the  judg- 
ments of  her  Courts  construing  those  laws.  This 
point  is  incidentally  touched  in  Martin  v.  Hunter^  in 
considering  the  question  as  to  removal  of  suits,  be- 
fore judgment,  and  it  is  there  said  by  the  Court  that 
the  remedy  of  removal  of  suits  would  be  utterly  in- 
adequate to  the  purposes  of  the  constitution,  if  it 
could  act  only  on  the  parties,  and  not  upon  the 
State  Courts.' 

a  Wheat.  Dig.  Dec.  tit.  Const.  Law,  V.  (C.)  211. 
a  1  Wheat.  Rep.  350. 


368  CASES  IN  THE  SUPREME  COURT 

i82i.  4.  Lastly.  It  is  insisted,  for  the  defendant  in  error, 

that  this  Court  has  no  jurisdiction  in  the  present 
case,  because  a  State  is  a  party  to  the  original  con- 
troversy which  the  writ  of  error  brings  before  the 
Court :  That  the  jurisdiction  of  this  Court  in  all 
cases,  where  a  State  is  a  party,  is  original)  and  there- 
fore it  cannot  have  appellate  jurisdiction  in  this  case. 
The  obvious  answer  to  this  argument  is,  that  the 
jurisdiction  now  claimed  does  not  arise  under  that 
part  of  the  constitution  which  gives  original  juris- 
diction to  the  Supreme  Court  in  cases  in  which  a 
State  is  a  party ;  but  the  jurisdiction  is  asserted 
under  that  clause  which  gives  the  federal  judiciary 
cognizance  of  all  cases  arising  under  the  constitu- 
tion, laws,  and  treaties  of  the  United  States,  without 
regard  to  the  character  of  the  parties.  In  this  latter 
class  of  cases  the  Supreme  Court  has  appellate  ju- 
risdiction. In  some  of  this  description  of  cases,  the 
jurisdiction  could  not  be  originally  exercised.  The 
penal  laws  of  a  State  cannot  be  originally  enforced, 
or  enforced  at  all,  by  a  judicature  of  the  Union. 
They  cannot  therefore  form  the  subjects  of,  or  create 
subjects  for,  its  original  jurisdiction.  The  Courts 
of  the  United  States  can  here  exert  only  a  control- 
ling or  restraining  power  for  the  protection  of  the 
rights  of  the  Union,  and  this  can  only  be  done  by 
appeal  or  writ  of  error.  This  view  of  the  subject  is 
taken  in  Martin  v.  Hunter.  The  Court  there  says, 
"  Suppose  an  indictment  for  a  crime  in  a  State 
Court,  and  the  defendant  should  allege  in  his  de- 
fence, that  the  crime  was  committed  by  an  ex  post 
facto  act  of  the  State ;  must  not  the  State  Court,  in 


OF  THE  UNITED  STATES,  369 

the  exercise  of  a  jurisdiction  which  has  already  right-      1821. 
folly  attached,  have  a  right  to  pronounce  on  the 
sufficiency  and  validity  of  the  defence  ?    It  would 
be  extremely  difficult,  upon  any  legal  principles,  to 
give  a  negative  answer  to  these  inquiries.     Innume- 
rable instances  of  the  same  sort  might  be  stated  in 
illustration  of  the  position ;  and  unless  the  State 
Courts  could  sustain  jurisdiction  in  such  cases,  this 
clause  of  the  sixth  article  would  be  without  meaning 
or  effect,  and  public  mischiefs  of  a  most  enormous 
magnitude  would  inevitably  ensue."fl    So  the  Court 
afterwards  say,  in  the  context  of  the  passage  before 
cited,  speaking  of  the  inadequacy  of  the  remedy  of 
removal  of  suits  to  accomplish  the  purposes  of  the 
constitution,  "  in  respect  to  criminal  prosecutions, 
the  difficulty  seems  admitted  to  be  insurmountable,"* 
&c.     What  difficulty  ?    The  difficulty  of  controlling 
them  by  the  Courts  of  the  United  States  without  the 
aid  of  a  writ  of  error,  because  those  Courts  could 
take  no  original  cognizance  of  this  description  of 
cases,  and  they  could  not  be  removed  before  judg- 
ment.    As,  then,  the  federal  Courts  have  no  original 
jurisdiction  of  cases  arising  merely  under  the  consti- 
tution, laws,  and  treaties  of  the  Union,  it  follows, 
that  the  clause  of  the  constitution  which  speaks  of 
.cases  in  which  a  State  shall  be  a  party,  does  not 
apply  to  it :  and  the  appellate  power,  now  in  ques- 
tion, is  to  be  sought  for  in  that  part  of  the  same  ar- 
ticle which  declares,  that  the  judicial  power  of  the 
Union  shall  extend  to  all  cases  arising  under  the 

a  1  Wheat.  Rep.  341.  b  I  Wheat.  Rep.  350. 

Vol.  VI.  47 


$70  CASES  IN  THE  SUPREME  COURT 

i8«i.  constitution)  laws,  and  treaties  of  the  Union,  cou- 
SJT^"%'  pled  with  the  subsequent  provision,  which  declares, 
v.  that  in  all  cases  to  which  that  judicial  power  ex- 
Vinguua.  tends,  this  Court  shall  have  appellate,  where  it  has 
not  original  jurisdiction,  with  such  exceptions,  and 
under  such  regulations  as  Congress  may  prescribe. 
That  it  has  appellate  jurisdiction  in  all  cases  arising 
under  the  constitution,  laws,  and  treaties  of  the  Uni- 
ted States,  is  established  by  the  authority  of  the  case 
of  Martin  v.  Hunter :  and  that  this  appellate  power 
is  competent  to  control  the  State  Courts,  is  also 
proved  by  that  case.a  There  is,  therefore,  no  open 
question  but  this,  does  the  fact  of  a  State  being  a 
party  prosecutor  in  the  State  Court,  make  this  case 
an  exception,  and  take  it  out  of  the  general  rule  ? 
Upon  the  plain  policy  and  purpose  of  the  constitution 
it  does  not.  This  jurisdiction  has  already  been 
shown  to  be  different  in  its  nature  from  the  original 
jurisdiction  which  was  exercised  over  States  before 
the  amendment  of  the  constitution.  But  that  other 
jurisdiction  will  go  far  to  show,  that  there  is  nothing 
unnatural  in  giving  appellate  power  over  State 
Counts  in  cases  where  a  State  is  a  party  plaintiff. 
The  constitution  authorized  direct  coercion  over 
States  or  private  citizens  indifferently.  The  amend- 
ment has  partly  taken  this  away  ;  but  the  spirit  of 
the  constitution  is  still  manifested  by  the  former  pro- 
vision. The  same  constitution  also  authorized  ap- 
pellate control  over  State  Courts ;  and  is  it  natural 
that  it  should  condemn  the  same  control,  merely  be- 

a  1  Wheat.  Rep.  304. 


Virginia. 


OP  THE  UNITED  STATES.  371 

cause  a  State  has  obtained  the  judgment  to  be  re-      mi. 
vised  ?    The  constitution  had  no  delicacy  with  re-    s^?~*' 

J  Cohens 

gard  to  States  on  this  matter.  It  considered  them  _  v. 
as  directly  amenable  where  original  jurisdiction  can 
be  exerted.  Why  not  empower  its  tribunals  to  affect 
their  interests  in  an  appellate  form,  by  acting,  not  on 
the  State,  but  on  its  Courts,  as  unquestionably  it 
does  in  all  cases  where  individuals  are  parties  below  ? 
The  appellate  power  is  trifling,  compared  with  the 
original  as  it  formerly  stood:  and  a  constitution 
which  gave  the  last  could  have  no  scruples  about  the 
first.  The  appellate  control  is  respectful  to  the  State 
sovereignties  compared  with  the  original;  and  it 
stands  upon  high  considerations  of  self  defence,  upon 
grounds  of  constitutional  necessity  not  applicable  to 
the  other.  The  suability  of  the  States  might  have 
been  dispensed  with,  and  the  constitution  still  be 
safe.  But  the  judicial  control  of  the  Union  over 
State  encroachments  and  usurpations,  was  indispen- 
sable to  the  sovereignty  of  the  constitution — to  its 
integrity — to  its  very  existence.  Take  it  away,  and 
the  Union  becomes  again  a  loose  and  feeble  confe- 
deracy— a  government  of  false  and  foolish  confi- 
dence— a  delusion  and  a  mockery !  Why  is  it  in 
cases,  in  which  individuals  are  parties  in  a  State 
Court,  that  the  judgment  may  be  revised  in  this 
Court  ?  Because  the  judiciary  of  the  Union  ought 
to  possess  ample  power  to  preserve  the  constitution, 
and  laws,  and  treaties  of  the  Union,  from  violation 
by  other  judicatures.  Its  judicial  powers  should  be 
commensurate  with  its  other  powers,  and  rights,  and 
prerogatives*    They  might    else    be    evaded    and 


#72  CASES  IN  THE  SUPREME  COURT 

i82i.  trampled  under  foot  by  judicatures  in  which  the 

*££**  constitution  does  not  confide.    This  high  motive 

▼• .  is  as  strong,  at  least,  where  a  State  is  plaintiff  or 


Virginia. 


prosecutor  in  its  own  Courts,  as  where  it  is  not. 
Indeed,  it  is  far  stronger ;  for  all  the  motives  to  ju- 
dicial leanings  and  partialities  here  operate  in  their 
fullest  force,  though  the  State  judges  may  not  be 
conscious  of  their  influence.  The  sovereignty  of 
the  State  law — State  pride— State  interests — are 
here  in  paramount  vigour  as  inducements  to  error ; 
and  judicial  usurpation  is  countenanced  by  legislative 
support  and  popular  prejudice.  Let  the  Court  look 
to  the  consequences  of  this  distinction.  A  State 
passes  a  law  repugnant  to  the  national  constitution. 
It  gives  a  remedy  in  the  name  of  an  individual— a 
common  informer.  You  may  control  this  law,  if  the 
State  judiciary  acts  upon  it.  But  the  State  may 
avoid  this  (as  it  seems)  by  authorizing  the  remedy 
in  its  own  name ;  and  you  thus  lose  your  protecting 
jurisdiction  over  the  subject,  although  you  might  still 
exercise  it,  as  in  the  other  case,  in  the  inoffensive 
mode  of  confining  your  control  to  the  State  judicia- 
ry. The  whole  constitution  of  the  Union  might 
thus  be  overturned  unless  force  should  be  resorted 
to :  and  the  object  of  the  constitution  was  to  avoid 
force,  by  giving  ordinary  judicial  power  of  correc- 
tion. 

It  has  been  said  that  a  sovereign  State  of  the 
Union  is  not  amenable  to  judicature,  unless  made  so 
by  express  words — eo  nomine.  I  deny  this  as  re- 
spects appellate  jurisdiction,  which  acts,  not  on  the 
State,  but  on  its  Courts.    The  words  of  the  consti- 


OP  THE  UNITED  STATES,  373 

tution  are  sufficiently  express,  and  all  reason  is  on  mi. 
that  side  :  especially  since  it  is,  or  must  be  admitted, 
that  these  Courts  may  be  thus  controlled,  and  the  le- 
gislative power  of  the  State  be  reached  through 
them,  and  controlled  also :  and  especially  too,  when 
the  constitution  has  not  scrupled,  in  other  cases,  to 
subject  the  States  to  direct  control. 

But  it  is  contended,  that  there  are  cases  arising 
under  the  constitution  and  laws  of  the  Union,  which, 
from  their  very  nature,  are  not  the  subjects  of  judi- 
cial cognizance,  and  consequently  are  exceptions  out 
of  the  general  grant  of  judicial  power  under  the  con* 
stitution  ;  such  as  the  prohibition  to  the  States  to 
grant  titles  of  nobility,  &c :  and  that  the  present 
case  may  be  such  an  exception.  But  the  very  sup- 
position admits,  that  if  the  case  in  question  is  suited 
to  the  exertion  of  judicial  power,  it  is  not  an  excep- 
tion :  and  the  moment  a  State  judiciary  intervenes, 
judicial  jurisdiction  can,  and  ought  to  be  exerted.  It 
is  unnecessary  to  inquire  how  the  case  must,  in  gene- 
ral, exist,  in  order  to  become  the  proper  object  of 
judicial  cognizance  ;  for  here  it  does  exist  in  a  pro- 
per shape  for  that  purpose.  A  State  Court  has  in- 
tervened, and  the  regular  appellate  power  of  this 
Court  may  act.  Nor  does  the  proof  of  some  excep- 
tions arising  from  necessity,  establish  other  excep- 
tions free  from  that  necessity.  Many  unlawful 
things  cannot  be  restrained  by  judicature  :  but  does 
it  follow  that  where  they  can  be  restrained,  they 
shall  not  ? 

Again  :  It  is  said  that  the  States  may  destroy  the 
federal  Government  at  their  pleasure,  merely  by  for- 


374  CASES  IN  THE  SUPREME  COURT 

18^1.  bearing  to  elect  Senators,  and  to  provide  for  the  elec- 
tion of  a  President  and  Representatives,  and  that  the 
authority  of  the  Union  is  incompetent  to  coerce 
them.  Such  extreme  arguments  prove  nothing  to 
the  present  purpose :  but  suppose  the  States  could 
not  be  coerced  in  such  a  case  to  do  their  duty,  be- 
cause no  intervening  Court  or  agent  is  necessary  to 
the  accomplishment  of  such  a  desperate  purpose, 
does  this  prove  that  you  cannot  defensively  control 
active  violations  of  the  constitution  or  laws,  when  a 
controllable  judicature  or  agent  intervenes  to  perpe- 
trate these  violations  ? 

It  is  also  said,  that  this  is  a  prosecution  under  a 
penal  statute,  and  that  criminal  cases  peculiarly  be- 
long to  the  domestic  forum.  The  answer  is,  that 
so  was  the  case  of  M'Culloch  v.  Maryland,  a  qui 
tarn  action,  under  a  penal  law  of  that  State,  giving 
one  half  of  the  penalty  to  the  State,  and  the  other 
half  to  the  informer  ;  yet  this  Court  did  not  consider 
the  nature  of  the  suit,  or  the  circumstance  of  a  State 
being  a  party,  as  forming  a  valid  objection  to  the 
jurisdiction.0  Nobody  objects  to  a  State  enforcing 
its  own  penal  laws:  all  that  is  claimed  is,  that 
in  executing  them,  it  should  not  violate  the  laws 
of  the  Union,  which  are  paramount :  Sic  utere  tuo 
ut  alienum  non  Icedas. 

The  other  suppositions  which  have  been  stated  of 
bills  of  attainder  and  ex  post  facto  laws  passed  by  the 
States,  and  attempted  to  be  executed,  but  decided 
by  this  Court  to  be  unconstitutional,   and  yet  the 

a  4  Wheat.  Rep.  316. 


OP  THE  UNITED  STATES.  375 

State  Courts  persisting  in  carrying  them  into  effect,       mi. 
even  in  capital  cases,  are  too  wild  and  extravagant, 
to  illustrate  any  question  which  can  ever  practically 
arise. 

Mr.  Chief  Justice  Marshall  delivered  the  opinion  March  dd. 
of  the  Court. 

This  is  a  writ  of  error  to  a  judgment  rendered  in 
the  Court  of  Hustings  for  the  borough  of  Norfolk, 
on  an  information  for  selling  lottery  tickets,  contrary 
to  an  act  of  the  Legislature  of  Virginia.  In  the 
State  Court,  the  defendant  claimed  the  protection 
of  an  act  of  Congress.  A  case  was  agreed  between 
the  parties,  which  states  the  act  of  Assembly  on 
which  the  prosecution  was  founded,  and  the  act  of 
Congress  on  which  the  defendant  relied,  and  con- 
cludes in  these  words :  "  If  upon  this  case  the  Court 
shall  be  of  opinion  that  the  acts  of  Congress  before 
mentioned  were  valid,  and,  on  the  true  construction 
of  those  acts,  the  lottery  tickets  sold  by  the  defend* 
ants  as  aforesaid,  might  lawfully  be  sold  within  the 
State  of  Virginia,  notwithstanding  the  act  or  statute 
of  the  general  assembly  of  Virginia  prohibiting  such 
sale,  then  judgment  to  be  entered  for  the  defend- 
ants :  And  if  the  Court  should  be  of  opinion  that 
the  statute  or  act  of  the  General  Assembly  of  the 
State  of  Virginia,  prohibiting  such  sale,  is  valid, 
notwithstanding  the  said  acts  of  Congress,  then 
judgment  to  be  entered  that  the  defendants  are 
guilty,  and  that  the  Commonwealth  recover  against 
them  one  hundred  dollars  and  costs." 


376  CASES  IN  THE  SUPREME  COURT 

1821.  Judgment  was  rendered  against  the  defendants ; 

and  the  Court  in  which  it  was  rendered  being  the 
highest  Court  of  the  State  in  which  the  cause  was 
cognizable,  the  record  has  been  brought  into  this 
Court  by  writ  of  error/ 

The  defendant  in  error  moves  to  dismiss  this  writ, 
for  want  of  jurisdiction. 

In  support  of  this  motion,  three  points  have  been 
made,  and  argued  with  the  ability  which  the  im- 
portance of  the  question  merits.  These  points 
are — 

1st-  That  a  State  is  a  defendant. 

2d,  That  no  writ  of  error  lies  from  this  Court  to 
a  State  Court 

3d,  The  third  point  has  been  presented  in  dif- 
ferent forms  by  the  gentlemen  who  have  argued  it. 
The  counsel  who  opened  the  cause  said,  that  the 
want  of  jurisdiction  was  shown  by  the  subject  mat- 
ter of  the  case.  The  counsel  who  followed  him 
said,  that  jurisdiction  was  not  given  by  the  judiciary 
act.  The  Court  has  bestowed  all  its  attention  on 
the  arguments  of  both  gentlemen,  and  supposes  that 
their  tendency  is  to  show  that  this  Court  has  no  ju- 
risdiction of  the  case,  or,  in  other  words,  has  no 
right  to  review  the  judgment  of  the  State  Court, 
because  neither  the  constitution  nor  any  law  of  the 
United  States  has  been  violated  by  that  judgment. 

The  questions  presented  to  the  Court  by  the  two 

a  The  plaintiff  in  error  prayed  an  appeal  from  the  judgment 
of  the  Court  of  Hustings,  bat  it  was  refused,  on  the  ground 
that  there  was  no  higher  State  tribunal  which  could  take  cogni- 
zance of  the  case. 


OF  THE  UNITED  STATES.  377 

first  points  made  at  the  bar  are  of  great  magnitude,  am, 
and  may  be  truly  said  vitally  to  affect  the  Union. 
They  exclude  the  inquiry  whether  the  constitution 
and  laws  of  the  United  States  have  been  violated 
by  the  judgment  which  the  plaintiffs  in  error  seek  to 
review :  and  maintain  that,  admitting  such  viola* 
tion,  it  is  not  in  the  power  of  the  government  to 
apply  a  corrective.  They  maintain  that  the  nation 
does  not  possess  a  department  capable  of  restraining 
peaceably,  and  by  authority  of  law,  any  attempts 
which  may  be  made,  by  a  part,  against  the  legiti- 
mate powers  of  the  whole ;  and  that  the  government 
is  reduced  to  the  alternative  of  submitting  to  such 
attempts,  or  of  resisting  them  by  force.  They  main- 
tain that  the  constitution  of  the  United  States  has 
provided  no  tribunal  for  the  final  construction  of  it- 
self, or  of  the  laws  or  treaties  of  the  nation ;  but  that 
this  power  may  be  exercised  in  the  last  resort  by 
the  Courts  of  every  State  in  the  Union.  That  the 
constitution,  laws,  and  treaties,  may  receive  as  many 
constructions  as  there  are  States ;  and  that  this  is  not 
a  mischief,  or,  if  a  mischief,  is  irremediable.  These 
abstract  propositions  are  to  be  determined ;  for  he 
who  demands  decision  without  permitting  inquiry, 
affirms  that  the  decision  he  asks  does  not  depend  on 
inquiry. 

If  such  be  the  constitution,  it  is  the  duty  of  the 
Court  to  bow  with  respectful  submission  to  its  pro- 
visions. If  such  be  not  the  constitution,  it  is  equally 
the  duty  of  this  Court  to  say  so ;  and  to  perform  that 
task  which  the  American  people  have  assigned  to 
the  judicial  department. 

Vol.  VI.  48 


578  CASES  IN  THE  SUPREME  COURT 

1821.  1st.  The  first  question  to  be  considered  is,  whe- 

ther the  jurisdiction  of  Ibis  Court  is  excluded  by  the 
character  of  the  parties,  one  of  them  being  a  State, 

XS^die-  9nA  the  other  a  citizen  of  that  State  ? 
c&rt, rf  xmd£      The  second  section  of  the  third  article  of  the  con- 
oftS  j5c£!  stitution  defines  the  extent  of  the  judicial  power  of 
?  2a,0ulBot  the  United   States.    Jurisdiction  is  given  to  the 

excluded      by  _ 

the     dream-  Courts  of  the  Union  in  two  classes  of  cases.    In 

stance    of  the 

tte"£rtL,  *  the  first,  their  jurisdiction  depends- on  the  character 
f£$££mi  of  the  cause,  whoever  may  be  the  parties.  This 
■oSoth2f  aSiSt  class  comprehends  "all  cases  in  law  and  equity  ari- 
sing under  this  constitution,  the  laws  of  the  United 
States,  and  treaties  made,  or  which  shall  be  made, 
under  their  authority."  This  clause  extends  the  ju- 
risdiction of  the  Court  to  all  the  cases  described, 
without  making  in  its  terms  any  exception  whatever, 
and  without  any  regard  to  the  condition  of  the  party. 
If  there  be  any  exception,  It  is  to  be  implied  against 
the  express  words  of  the  article. 

In  the  second  class,  the  jurisdiction  depends  en- 
tirely oil  the  character  of  the  parties.  In  this  are 
comprehended  "  controversies  between  two  or  more 
States,  between  a  State  and  citizens  of  another 
State,"  (C  and  between  a  State  and  foreign  States, 
citizens  or  subjects."  If  these  be  the  parties,  it  is 
entirely  unimportant  what  may  be  the  subject  of 
controversy.  Be  it  what  it  may,  these  parties  have  a 
constitutional  right  to  come  into  the  Courts  of  the 
Union. 

The  counsel  for  the  defendant  in  error  have  sta- 
ted that  the  cases  which  arise  under  the  constitution 
must  grow  out  of  those  provisions  which  are  capa- 


OF  THE  UNITED  STATES.  379 

Me  of  self-execution ;  examples  of  which  are  to  be       i8w. 
found  in  the  2d  section  of  the  4th  article,  and  in  the 
10th  section  of  the  1st  article. 

A  case  which  arises  under  a  law  of  the  United 
States  must,  we  are  likewise  told,  be  a  right  given 
by  some  act  which  becomes  necessary  to  execute 
the  powers  given  in  the  constitution,  of  which  the 
law  of  naturalization  is  mentioned  as  an  example 

The  use  intended  to  be  made  of  this  exposition  of 
the  first  part  of  the  section,  defining  the  extent  of  the 
judicial  power,  is  not  clearly  understood.  If  the  in- 
tention be  merely  to  distinguish  cases  arising  under 
the  constitution,  from  those  arising  under  a  law,  for 
the  sake  of  precision  in  the  application  of  this  argu- 
ment, these  propositions  will  not  be  controverted.  If 
it  he  to  maintain  that  a  case  arising  under  the  con- 
stitution, or  a  law,  must  be  one  in  which  a  party 
comes  into  Court  to  demand  something  conferred  on 
him  by  the  constitution  or  a  law,  we  think  the  con- 
struction too  narrow.  A  case  in  law  or  equity  con- 
sists of  the  right  of  the  one  party,  as  well  as  of  the 
other,  and  may  truly  be  said  to  arise  under  the  con- 
stitution or  a  law  of  the  United  States,  whenever 
its  correct  decision  depends  on  the  construction  of 
either.  Congress  seems  to  have  intended  to  give 
its  own  construction  of  this  part  of  the  constitution 
in  the  26th  section  of  the  judiciary  act ;  and  we  per- 
ceive no  reason  to  depart  from  that  construction. 

The  jurisdiction  of  the  Court,  then,  being  ex- 
tended by  the  letter  of  the  constitution  to  all  cases 
arising  under  it,  or  under  the  laws  of  the  United 
States,  it  follows  that  those  who  would  withdraw 


380  CASES  IN  THE  SUPREME  COURT 

1821.  any  case  of  this  description  from  that  jurisdiction, 
must  sustain  the  exemption  they  claim  on  the  spirit 
and  true  meaning  of  the  constitution,  which  spirit 
and  true  meaning  must  be  so  apparent  as  to  overrule 
the  words  which  its  framers  have  employed. 

The  counsel  for  the  defendant  in  efror  have  under- 
taken to  do  this  ;  and  have  laid  down  the,  general 
proposition,  that  a  sovereign  independent  State  is  not 
suable,  except  by  its  own  consent. 

This  general  proposition  will  not  be  controverted. 
But  its  consent  is  not  requisite  in  each  particular 
case.  It  may  he  given  in  a  general  law.  And  if  a 
State  has  surrendered  any  portion  of  its  sovereignty, 
the  question  whether  a  liability  to  suit  be  a  part  of 
this  portion,  depends  on  the  instrument  by  which  the 
surrender  is  made.  If,  upon  a  just  construction 'of 
that  instrument,  it  shall  appear  that  the  State  has 
submitted  to  be  sued,  then  it  has  parted  with  this 
sovereign  right  of  judging  in  every  case  on  the  jus- 
tice of  its  own  pretensions,  and  has  entrusted  that 
power  to  a  tribunal  in  whose  impartiality  it  confides. 

The  American  States,  as  well  as  the  American 
people,  have  believed  a  close  and  firm  Union  to  be 
essential  to  their  liberty  and  to  their  happiness. 
They  have  been  taught  by  experience,  that  this 
Union  cannot  exist  without  a  government  for  the 
whole ;  and  they  have  been  taught  by  the  same  ex- 
perience that  this  government  would  be  a  mere  sha- 
dow, that  must  disappoint  all  their  hopes,  unless  in- 
vested with  large  portions  of  that  sovereignty  which 
belongs  to  independent  States.  Under  the  influence 
of  this  opinion,  and  thus  instructed  by  experience,. 


OF  THE  UNITED  STATES.  381 

the  American  people,  in  the  conventions  of  their  re-  isti. 
speed ve  States,  adopted  the  present  constitution. 
•  If  it  could  he  doubted,  whether  from  its  nature,  it 
were  not  supreme  in  all  cases  where  it  is  empowered 
to  act,  that  doubt  would  be  removed  by  the  declara- 
tion, that  "  this  constitution,  and  the  laws  of  the 
United  States,  which  shall  be  made  in  pursuance 
thereof,  and  all  treaties  made,  or  which  shall  be 
made,  under  the  authority  of  the  United  States,  shall 
be  the  supreme  law  of  the  land  ;  and  the  judges  in 
every  State  shall  be  bound  thereby ;  any  thing  in 
the  constitution  or  laws  of  auy  State  to  the  contrary 
notwithstanding." 

This  is  the  authoritative  language  of  the  American 
people  ;  and,  if  gentlemen  please,  of  the  American 
States.  It  marks,  with  lines  too  strong  to  be  mis- 
taken, the  characteristic  distinction  between  the  go- 
vernment of  the  Union,  and  those  of  the  States. 
The  general  government,  though  limited  as  to  its 
objects,  is  supreme  with  respect  to  those  objects. 
This  principle  is  a  part  of  the  constitution  ;  and  if 
there  be  any  who  deny  its  necessity,  none  can  deny 
its  authority. 

To  this  supreme  government  ample  powers  arc 
confided ;  and  if  it  were  possible  to  doubt  the  great 
purposes  for  which  they  were  so  confided,  the  peo- 
ple of  the  United  States  have  declared,  that  they  are 
given  "  in  order  to  form  a  more  perfect  union, 
establish  justice,  ensure  domestic  tranquillity,  provide 
for  the  common  defence,  promote  the  general  wel- 
fare, and  secure  the  blessings  of  liberty  to  themselves 
and  their  posterity." 


382  CASES  1N  THE  SUPREME  COURT 

1621.  With  the  ample  powers  confided  to  this  supreme 

government,  for  these  interesting  purposes,  are  con* 
nected  many  express  and  important  limitations  on 
the  sovereignty  of  the  States,  which  are  made  for 
the  same  purposes.  The  powers  of  the  Union,  on 
the  great  subjects  of  war,  peace,  and  commerce,  and 
on  many  others,  are  in  themselves  limitations  of  the 
sovereignty  of  the  States ;  but  in  addition  to  .these, 
the  sovereignty  of  the  States  is  surrendered  in  many 
instances  where  the  surrender  can  only  operate  to  the 
benefit  of  the  people,  and  where,  perhaps,  no  other 
power  is  conferred  on  Congress  than  a  conservative 
power  to  maintain  the  principles  established  in  the 
constitution.  The  maintenance  of  these  principles 
in  their  purity,  is  certainly  among  the  great  duties 
of  the  government.  One  of  the  instruments  by 
which  this  duty  may  be  peaceably  performed,  is  the 
judicial  department.  It  is  authorized  to  decide  all 
cases  of  every  description,  arising  under  the  consti- 
tution or  laws  of  the  United  States.  From  this 
general  grant  of  jurisdiction,  no  exception  is  made 
of  those  cases  in  which  a  State  may  be  a  party. 
When  we  consider  the  situation  of  the  government 
of  the  Union  and  of  a  State,  in  relation  to  each 
other ;  the  nature  of  our  constitution ;  the  subordina- 
tion of  the  State  governments  to  that  constitution ; 
the  great  purpose  for  which  jurisdiction  over  all 
cases  arising  under  the  constitution  and  laws  of  the 
United  States,  is  confided  to  the  judicial  department  ; 
are  we  at  liberty  to  insert  in  this  general  grant,  an 
exception  of  those  cases  in  which  a  State  may  be  a 


OF  foffi  UNITED  STATES. 


383 


party  ?  Will  the  spirit  of  the  constitution  justify  this  1821. 
attempt  to  control  its  words  ?  We  think  it  will  not. 
We  think  a  case  arising  under  the  constitution  or 
laws  of  the  United  States,  is  cognizable  in  the 
Courts  of  the  Union,  whoever  may  be  the  parties  to 
that  case.  * 

Had  any  doubt  existed  with  respect  to  the  just 
construction  of  this  part  of  the  section,  that  doubt 
would  have  been  removed  by  the  enumeration  of 
those  cases  to  which  the  jurisdiction  of  the  federal 
Courts  is  extended,  in  consequence  of  the  character 
of  the  parties.  In  that  enumeration,  we  find  "  con- 
troversies between  two  or*  more  States,  between  a 
State  and  citizens  of  another  State,"  "  and  between 
a  State  and  foreign  States,  citizens,  or  subjects." 

One  of  the  express  objects,  then,  for  which  the 
judicial  department  was  established,  is  the  decision 
of  controversies  between  States,  and  between  a 
State  and  individuals.  The  mere  circumstance,  that 
a  State  is  a  party,  gives  jurisdiction  to  the  Court. 
How,  then,  can  it  be  contended,  that  the  very  same 
instrument,  in  the  very  same  section,  should  be  so 
construed,  as  that  this  same  circumstance  should 
withdraw  a  case  from  the  jurisdiction  of  the  Court, 
where  the  constitution  or  law&  of  the  United  States 
are  supposed  to  have  been  violated  ?  The  constitu- 
tion gave  to  every  person  having  a  claim  upon  a 
State,  a  right  to  submit  his  case  to  the  Court  of  the 
nation.  However  unimportant  his  claim  might  be, 
however  little  the  community  might  be  interested  in 
its  decision,  the  framers  of  our  constitution  thought 
it  necessary  for  the  purposes  of  justice,  to  provide  a 


384  CASES  IN  THE  SUPREME  COURT 

i82i.  tribunal  as  superior  to  influence  as  possible,  in  which 
that  claim  might  be  decided.  Can  it  be  imagined, 
that  the  same  persons  considered  a  case  involving  the 
constitution  of  our  country  and  the  majesty  of  the 
laws,  questions  in  which  every  American  citizen 
must  be  deeply  interested,  as  witflHrawn  from  this 
tribunal,  because  a  State  is  a  party  ? 

While  weighing  arguments  drawn  from  the  nature 
of  government,  and  from  the  general  spirit  of  an  in- 
strument, and  urged  for  the  purpose  of  narrowing  the 
construction  which  the  words  of  that  instrument 
seem  to  require,  it  is  proper  to  place  in  the  opposite 
scale  those  principles,  drawn  from  the  same  sources, 
which  go  to  sustain  the  words  in  their  full  operation 
and  natural  import.  One  of  these,  which  has  been 
pressed  with  great  force  by  the  counsel  for  the  plain* 
tiffs  in  error,  is,  that  the  judicial  power  of  every  well 
constituted  government  must  be  co-extensive  with 
the  legislative,  and  must  be  capable  of  deciding  every 
judicial  question  which  grows  out  of  the  constitution 
and  laws. 

If  any  proposition  may  be  considered  as  a  politi- 
cal axiom,  this,  wc  think,  may  be  so  considered. 
In  reasoning  upon  it  as  an  abstract  question,  there 
would,  probably,  exist  no  contrariety  of  opinion  re- 
specting it.  Every  argument,  proving  the  necessity 
of  the- department,  proves  also  the  propriety  of  giving 
this  extent  to  it.  We  do  not  mean  to  say,  that  the 
jurisdiction  of  the  Courts  of  the  Union  should  be 
construed  to  be  co-extensive  with  the  legislative, 
merely  because  it  is  fit  that  it  should  be  so ;  but  we 
mean  to  say,  that  this  fitness  furnishes  an  argument 


OF  THE  UNITED  STATES.  386 

in  construing  the  constitution  which  ought  never  to  ism. 
be  overlooked,  and  which  is  most  especially  entitled 
to  consideration,  when  we  are  inquiring,  whether 
the  words  of  the  instrument  which  purport  to  es- 
tablish this  principle,  shall  be  contracted  for  the  pur- 
pose of  destroying  it. 

The  mischievous  consequences  of  the  construction 
contended  for  on  the  part  of  Virginia,  are  also  en- 
titled to  great  consideration.  It  would  prostrate,  it 
has  been  said,  the  government  and  its  laws  at  the 
feet  of  every  State  in  the  Union.  And  would  not 
this  be  its  effect  ?  What  power  of  the  government 
could  be  executed  by  its  own  means,  in  any  State 
disposed  to  resist  its  execution  by  a  course  of  legis- 
lation ?  The  laws  must  be  executed  by  individuals 
acting  within  the  several  States.  If  these  individuals 
may  be  exposed  to  penalties,  and  if  the  Courts  of 
the  Union  cannot  correct  the  judgments  by  which 
these  penalties  may  be  enforced,  the  course  of  the 
government  may  be,  at  any  time,  arrested  by  the 
will  of  one  of  its  members.  Each  member  will  pos- 
sess a  veto  on  the  will  of  the  whole. 

The  answer  which  has  been  given  to  this  argu- 
ment, does  not  deny  its  truth,  but  insists  that  con- 
fidence is  reposed,  and  may  be  safely  reposed,  in  the 
State  institutions ;  and  that,  if  they  shall  ever  be- 
come so  insane  or  so  wicked  as  to  seek  the  destruc- 
tion of  the  government,  they  may  accomplish  their 
object  by  refusing  to  perform  the  functions  assigned 
to  them. 

We  readily  concur  with  the  counsel  for  the  de- 

Vol  VI.  49 


386  CASES  IN  THE  SUPREME  COURT 

1821.  fendant,  in  the  declaration,  that  the  cases  which  hpve 
been  put  of  direct  legislative  resistance  for  the  pur- 
pose of  opposing  the  acknowledged  powers  of  the 
government,  are  extreme  cases,  and  in  the  hope,  that 
they  will  never  occur ;  but  we  cannot  help  believing, 
that  a  general  conviction  of  the  total  incapacity  of 
the  government  to  protect  itself  and  its  laws  in  such 
cases,  would  contribute  in  no  inconsiderable  degree 
to  their  occurrence. 

Let  it  be  admitted,  that  the  cases  which  have  been 
put  are  extreme  and  improbable,  yet  there  are  gra- 
dations of  opposition  to  the  laws,  far  short  of  those 
cases,  which  might  have  a  baneful  influence  on  the 
affairs  of  the  nation.  Different  States  may  entertain 
different  opinions  on  the  true  construction  of  the 
constitutional  powers  of  Congress.  We  know,  that 
at  one  time,  the  assumption  of  the  debts  contracted 
by  the  several  States,  during  the  war  of  our  revolu- 
tion, was  deemed  unconstitutional  by  some  of  them. 
We  know,  too,  that  at  other  times,  certain  taxes,  im- 
posed by  Congress,  have  been  pronounced  unconsti- 
tutional. Other  laws  have  been  questioned  partial- 
ly, while  they  were  supported  by  the  great  majority 
of  the  American  people.  We  have  no  assurance  that 
we  shall  be  less  divided  than  we  have  been.  States 
may  legislate  in  conformity  to  their  opinions,  and 
may  enforce  those  opinions  by  penalties.  It  would 
be  hazarding  too  much  to  assert,  that  the  judicatures 
of  the  States  will  be  exempt  from  the  prejudices  by 
which  the  legislatures  and  people  are  influenced,  and 
will  constitute  perfectly  impartial  tribunals.  In 
mpny  States  the  judges  are  dependent  for  office  and 


OP  THE  UNITED  STATES,  381 

for  salary  on  the  will  of  the  legislature.     The  con-       isml 
stitution  of  the  United  States  furnishes  no  security    s^y^m0 

•  Cohens 

against  the  universal  adoption  of  this  principle.  ▼. 
When  we  observe  the  importance  which  that  consti-  V"*""3, 
tution  attaches  to  the  independence  of  judges,  we  are 
the  less  inclined  to  suppose  that  it  can  have  intend- 
ed to  leave  these  constitutional  questions  to  tribunals 
where  this  independence  may  not  exist,  in  all  cases 
where  a  State  shall  prosecute  an  individual  who 
claims  the  protection  of  an  act  of  Congress.  These 
prosecutions  may  take  place  even  without  a  legisla* 
tiverot.  A  person  making  a  seizure  under  an  act 
of  Congress,  may  be  indicted  as  a  trespasser,  if  force 
has  been  employed*  and  of  this  a  jury  may  judge. 
How  extensive  may  be  the  mischief  if  the  first  deci- 
sions in  such  cases  should  be  final ! 

These  collisions  may  take  place  in  times  of  no 
extraordinary  commotion.  But  a  constitution  is 
framed  for  ages  to  come,  and  is  designed  to  approach 
immortality  as  nearly  as  human  institutions  can  ap- 
proach it.  Its  course  cannot  always  be  tranquil.  It 
is  exposed  to  storms  and  tempests,  and  its  framers 
must  be  unwise  statesmen  indeed,  if  ,they  have  not 
provided  it,  as  far  as  its  nature  will  permit,  with  the 
means  of  self-preservation  from  the  perils  it  may  be 
destined  to  encounter.  No  government  ought  to  be 
so  defective  ita  its  organization,  as  not  to  contain 
within  itself  the  means  of  securing  the  execution  of 
its  own  laws  against  other  dangers  than  those 
which  occur  every  day.  Courts  of  justice  are  the 
means  most  usually  employed ;  and  it  is  reasonable 
to  expect  that  a  government  should  repose  on  its 


S&8  CASES  IN  THE  SUPREME,  COURT 

1681.  own  Courts/  rather  than  on  others.  There  is  cer- 
taioly  nothing  in  the  circumstances  under  which  our 
constitution  was  formed ;  nothing  in  the  history  of 
the  times,  which  Would  justify  the  opinion  that  the 
confidence  reposed  in  the  States  was  so  implicit  as 
to  leave  in  them  and  their  tribunals,  the  power  of  re- 
sisting or  defeating,  in  the  form  of  law,  the  legitimate 
measures  of  the  Union.  The  requisitions  of  Con- 
gress, under  the  confederation,  were  as  constitution- 
ally obligatory  as  the  laws  enacted  by  the  present 
Congress.  That  they  were  habitually  disregarded, 
is  a  fact  of  universal  notoriety.  With  the  knowledge 
of  this  fact,  and  under  its  full  pressure,  a  convention 
was  assembled  to  change  the  system.  Is  it  so  im- 
probable that  they  should  confer  on  the  judicial  de- 
partment the  power  of  construing  the  constitution 
and  laws  of  the  Union  in  every  case,  in  the  last  re- 
sort, and  of  preserving  them  from  all  violation  from 
every  quarter,  so  far  as  judicial  decisions  can  pre- 
serve them,  that  this  improbability  should  essentially 
affect  the  construction  of  the  new  system  ?  We  are 
told,  and  we  are  truly  told,  that  the  great  change 
which  is  to  give  efficacy  to  the  present  system,  is  its 
ability  to  act  on  individuals  directly,  instead  of  act- 
ing through  the  instrumentality  of  State  govern- 
ments. But,  ought  not  this  ability,  in  reason  and 
sound  policy,  to  be  applied  directly  to  the  protec- 
tion of  individuals  employed  in  the  execution  of  the 
laws,  as  well  as  to  their  coercion.  Your  laws  reach 
the  individual  without  the  aid  of  any  other  power ; 
why  may  they  not  protect  him  from  punishment  for 
performing  his  duty  ia  executing  them  ? 


OF  THE  UNITED  STATES.  389 

The  counsel  for  Virginia  endeavour  to  obviate  the  1821. 
force  of  these  arguments  by  saying,  that  the  dangers 
they  suggest,  if  not  imaginary,  are  inevitable ;  that 
the  constitution  can  make  no  provision  against  them ; 
and  that,  therefore,  in  construing  that  instrument, 
they  ought  to  be  excluded  from  our  consideration. 
This  state  of  things,  they  say,  cannot  arise  until 
there  shall  be  a  disposition  so  hostile  to  the  present 
political  system  as  to  produce  a  determination  to 
destroy  it ;  and,  'when  that  determination  shall  be 
produced,  its  effects  will  not  be  restrained  by  parch- 
ment stipulations.  The  fate  of  the  constitution  will 
not  then  depend  on  judicial  decisions.  But,  should 
no  appeal  be  made  to  foye,  the  States  can  put  an 
end  to  the  government  by  refusing  to  act.  They 
have  only  not  to  elect  Senators,  and  it  expires  with- 
out a  struggle. 

It  is  very  true  that,  whenever  hostility  to  the  ex- 
isting system  shall  become  universal,  it  will  be  also 
irresistible.  The  people  made  the  constitution,  and 
the  people  can  unmake  it.  It  is  the  creature  of  their 
will,  and  lives  only  by  their  will.  But  this  supreme 
and  irresistible  power  to  make  or  to  unmake,  resides 
only  in  the  whole  body  of  the  people  ;  not  in  any 
sub-division  of  them.  The  attempt  of  any  of  the 
parts  to  exercise  it  is  usurpation,  and  ought  to  be  re- 
pelled by  those  to  whom  the  people  have  delegated 
their  power  of  repelling  it. 

The  acknowledged  inability  of  the  government, 
then,  to  sustain  itself  against  the  public  will,  and, 
by  force  or  otherwise,  to  control  the  whole  nation, 
is  no  sound  argument  in  support  of  its  constitutional 


390  CASES  IN  THE  SUPREME  COURT 

1821.       inability  to  preserve  itself  against  a  section  of  the 
nation  acting  in  opposition  to  the  general  will. 

It  is  true,  that  if  all  the  States,  or  a  majority  of 
them,  refuse  to  elect  Senators,  the  legislative  powers 
of  the  Union  will  be  suspended.  But  if  any  one 
State  shall  refuse  to  elect  them,  the  Senate  will  not, 
on  that  account,  be  the  less  capable  of  performing  alt 
its  functions.  The  argument  founded  on  this  fact 
would  seem  rather  to  prove  the  subordination  of  the 
parts  to  the  whole,  than  the  complete  independence 
of  any  one  of  them.  The  framers  of  the  constitu- 
tion were,  indeed,  unable  to  make  any  provisions 
which  should  protect  that  instrument  against  a  ge- 
neral combination  of  th^  States,  or  of  the  people, 
for  its  destruction ;  and,  conscious  of  this  inability, 
^they  have  not  made  the  attempt.  But  they  were 
able  to  provide  against  the  operation  of  measures 
adopted  in  any  one  State,  whose  tendency  might  be 
to  arrest  the  execution  of  the  laws,  and  this  it  was 
the  part  of  true  wisdom  to  attempt.  We  think  they 
have  attempted  it. 

~  It  has  been  also  urged,  as  an  additional  objection 
to  the  jurisdiction  of  the  Court,  that  cases  between  a 
State  and  one  of  its  own  citizens,  do  not  come  with- 
in the  general  scope  of  the  constitution  ;  and  were 
obviously  never  intended  to  be  made  cognizable  in 
the  federal  Courts.  The  State  tribunals  might  be 
suspected  of  partiality  in  cases  between  itself  or  its 
citizens  and  aliens,  or  the  citizens  of  another  State, 
but  not  in  proceedings  by  a  State  against  its  own  ci- 
tizens. That  jealousy  which  might  exist  in  the 
first  case,  could  not  exist  in  the  last,  and  therefore 
the  judicial  power  is  not  extended  to  the  last 


OF  THE  UNITED  STATES.  391 

This  is  very  true,  so  far  as  jurisdiction  depends  on  1821. 
the  character  of  the  parties;  and  the  argument 
would  have  great  force  if  urged  to  prove  that  this 
Court  could  not  establish  the  demand  of  a  citizen 
upon  his  State,  but  is  not  entitled  to  the  same  force 
when  urged  to  prove  that  this  Court  cannot  inquire 
whether  the  constitution  or  laws  of  the  United 
States  protect  a  citizen  from  a  prosecution  instituted 
against  him  by  a  State.  If  jurisdiction  depended 
entirely  on  the  character  of  the  parties,  and  was  not 
given  where  the  parties  have  not  an  original  right  to 
come  into  Court,  that  part  of  the  2d  section  of  the 
3d  article,  which  extends  the  judicial  power  to  all 
cases  arising  under  the  constitution  and  laws  of  the 
United  States,  would  be  mere  surplusage.  It  is  to 
give  jurisdiction  where  the  character  of  the  parties 
would  not  give  it,  that  this  very  important  part  of 
the  clause  was  inserted.  It  may  be  true,  that  the 
partiality  of  the  State  tribunals,  in  ordinary  contro- 
versies between  a  State  and  its  citizens,  was  not  ap- 
prehended, and  therefore  the  judicial  power  of  the 
Union  was  not  extended  to  such  cases  ;  but  this  was 
not  the  sole  nor  the  greatest  object  for  which  this 
department  was  created.  A  more  important,  a 
much  more  interesting  object,  was  the  preservation 
of  the  constitution  and  laws  of  the  United  States,  so 
far  as  they  can  be  preserved  by.  judicial  authority  ; 
and  therefore  the  jurisdiction  of  the  Courts  of 
the  Union  was  expressly  extended  to  all  cases 
arising  under  that  constitution  and  those  laws. 
If  the  constitution  or  laws  may  be  violated  by  pro- 


392  CASES  IN  THE  SUPREME  COURT 

i82i.  ceedings  instituted  by  a  State  against  its  own  citi- 
zens, and  if  that  violation  may  be  such  as  essentially 
to  affect  the  constitution  and  the  laws,  such  as  to 
arrest  the  progress  of  government  in  its  constitu- 
tional course,  why.  should  these  cases  be  excepted 
from  that  provision  which  expressly  extends  the  ju- 
dicial power  of  the  Union  to  all  cases  arising  under 
the  constitution  and  laws  ? 

After  bestowing  on  this  subject  the  most  atten- 
tive consideration,  the  Court  can  perceive  no  reason 
founded  on  the  character  of  the  parties  for  introdu- 
cing an  exception  which  the  constitution  has  not 
made ;  and  we  think  that  the  judicial  power,  as 
originally  .given,  extends  to  all  cases  arising  under 
the  constitution  or  a  law  of  the  United  States,  who- 
ever may  be  the  parties. 
tkT^ff'lhu  ^  has  been  also  contended,  that  this  jurisdiction, 
^ri8ninag  un".  if  given,  is  original,  and  cannot  be  exercised  in  the 

der  the  consti-  ...  r 

totion,    laws,  appellate  form. 

and  treaties  of 

the  union,  The  words  of  the  constitution  are,  "  in  all  cases 

where  a  State  ' 

be^swciMdm  affecting  ambassadors,  other  public  ministers,  and 

torm. appellate  consuls,  and  those  in  which  a  State  shall  be  a  party, 

the  Supreme  Court  shall  have  original  jurisdiction. 

In  all  the  other  cases  before  mentioned,  the  Supreme 

Court  shall  have  appellate  jurisdiction." 

This  distinction  between  original  and  appellate 
jurisdiction,  excludes,  we  are  told,  'in  all  cases,  the 
exercise  of  the  one  where  the  other  is  given. 

The  constitution  gives  the  Supreme  Court  original 
jurisdiction  in  certain  enumerated  cases,  and  gives  it 
appellate  jurisdiction  in  all  others-  Among  those  in 
which  jurisdiction  must  be  exercised  in  the  appellate 


OP  THE  UNITED  STATES.  3£S 


\ 


form,  are  cases  arising  under  the  constitution  and  1821 
laws  of  the  United  States.  These  provisions  of  the 
constitution  are  equally  obligatory,  and  are  to  be 
equally  respected*  If  a  State  be  a  party,  the  juris- 
diction of  this  Court  is  original ;  if  the  case  arise 
under  a  constitution  or  a  law,  the  jurisdiction  is  ap- 
pellate. But  a  case  to  which  a  State  is  a  party  may 
arise  under  the  constitution  or  a  law  of  the  United 
States.  What  rule  is  applicable  to  such  a  case  ? 
What,  then,  becomes  the  duty  of  the  Court  ?  Cer- 
tainly, we  think,  so  to  construe  the  constitution  as  to 
give  effect  to  both  provisions,  as  far  as  it  is  possible 
to  reconcile  them,  and  not  to  permit  their  seeming 
repugnancy  to  destroy  each  other.  We  must  endea- 
vour so  to  construe  them  as  to  preserve  the  true  intent 
and  meaning  of  the  instrument. 

In  one  description  of  cases,  the  jurisdiction  of  the 
Court  is  founded  entirely  on  the  character  of  the 
parties ;  and  the  nature  of  the  controversy  is  not 
contemplated  by  the  constitution.  The  character  of 
the  parties  is  every  thing,  the  nature  of  the  case  no- 
thing. In  the  other  description  of  cases,  the  juris- 
diction is  founded  entirely  on  the  character  of  the 
case,  and  the  parties  are  not  contemplated  by  the 
constitution.  In  these,  the  nature  of  the  case  is  every 
thing,  the  character  of  the  parties  nothing.  When, 
then,  the  constitution  declares  the  jurisdiction,  in 
cases  where  a  State  shall  be  a  party,  to  be  original, 
and  in  all  cases  arising  under  the  constitution  or  a  law, 
to  be  appellate — the  .  conclusion  seems  irresistible, 
that  its  framers  designed  to  include  in  the  first  class 

Vol.  VI.  50 


394  CASE8  IN  THE  SUPREME  COURT 

isti.       those  cases  ia  which  jurisdiction  is  given,  because  * 


Cofawtf 


State  is  a  party ;  and  to  include  ia  the  second,  those 
▼;         in  which  jurisdiction  is  given,  because  the  case  arises 
u*m*'    under  the  constitution  or  a  law. 

This  reasonable  construction  is  rendered  necessary 
by  other  considerations. 

That  the  constitution  or  a  law  of  the  United 
States,  is  involved  in  a  case,  and  makes  a  part  of  it, 
may  appear  in  the  progress  of  a  cause,  in  which  the 
Courts  of  the  Union,  but  for  that  circumstance! 
would  have  no  jurisdiction,  and  which  of  conse- 
quence could  not  originate  in  the  Supreme  Court. 
In  such  a  case,  the  jurisdiction  can  be  exercised  only 
in  its  appellate  form.  To  deny  its  exercise  in  this 
form  is  to  deny  its  existence,  and  would  be  to  con- 
strue a  clause,  dividing  the  power  of  the  Supreme 
•  Court,  in  such  manner,  as  in  a  considerable  degree  to 

defeat  the  power  itself.     All  must  perceive,  that  this 
construction  can  be  justified  only  where  it  is  abso- 
lutely necessary.     We  do  not  think  the  article  under 
"  consideration  presents  that  necessity. 

It  is  observable,  that  in  this  distributive  clause,  no 
negative  words  are  introduced.  This  observation  is 
hot  made  for  the  purpose  of  contending,  that  the 
legislature  may  "  apportion  the  judicial  power  be- 
tween the  Supreme  and  inferior  Courts  according  to 
its  will."  That  would  be,  as  was  said  by  this  Court 
in  the  case  of  Marbury  v.  Madison,  to  render  the 
distributive  clause  "  mere  surplusage,"  to  make  it 
u  form  without  substance."  This  cannot,  therefore, 
be  the  true  construction  of  the  article. 


OF  THE  UNITED  STATES.  395 

But  although  the  absence  of  negative  words  will       teat. 


Cohens 


not  authorize  the  legislature  to  disregard  the  distri- 
bution of  the  power  previously  granted,  their  absence  "  ▼. 
will  justify  a  sound  construction  of  the  whole  article,  h**"*- 
so  as  to  give  every  part  its  intended  effect  It  is 
admitted,  that  "  affirmative  words  are  often,  in  their 
operation,  negative  of  other  objects  than  those  affirm- 
ed ;"  and  that  where  "  a  negative  or  exclusive  sense 
must  be  given  to  them,  or  they  have  no  operation  at 
all,"  they  must  receive  that  negative  or  exclusive 
sense.  But  where  they  have  full  operation  without 
it ;  where  it  would  destroy  some  of  the  most  import- 
ant objects  for  which  the  power  was  created ;  then, 
we  think,  affirmative  words  ought  not  to  be  con- 
strued negatively. 

The  constitution  declares,  that  in  cases  where  a 
State  is  a  party,  the  Supreme  Court  shall  have  ori- 
ginal jurisdiction  ;  but  does  not  say  that  its  appellate 
jurisdiction  shall  not  be  exercised  in  cases  where, 
from  their  nature,  appellate  jurisdiction  is  given, 
whether  a  State  be  or  be  not  a  party.  It  may  be 
conceded,  that  where  the  case  is  of  such  a  nature  as 
to  admit  of  its  originating  in  the  Supreme  Court,  it 
ought  to  originate  there ;  but  where,  from  its  nature, 
it  cannot  originate  in  that  Court,  these  words  ought 
not  to  be  so  construed  as  to  require  it.  There  are 
many  cases  in  which  it  would  be  found  extremely 
difficult,  and  subversive  of  the  spirit  of  the  constitn* 
tion,  to  maintain  the  construction,  that  appellate  ju- 
risdiction cannot  be  exercised  where  one  of  the  par- 
ties might  sue  or  be  sued  in  this  Court. 

The  constitution  defines  the  jurisdiction  of  th* 


3&  CASES  IN  THE  SUPREME  COURT 

last.  Supreme  Court,  but  does  not  define  that  of  the  in- 
ferior Courts.  Can  it  be  affirmed,  that  a  State  might 
not  sue  the  citizen  of  another  State  in  a  Circuit 
Court  ?  Should  the  Circuit  Court  decide  for  or 
against  its  jurisdiction,  should  it  dismiss  the  suit,  or 
give  judgment  against  the  State,  might  not' its  deci- 
sion be  revised  in  the  Supreme  Court  ?  The  argu- 
ment is,  that  it  could  not ;  and  the  very  clause  which 
is  urged  to  prove,  that  the  Circuit  Court  could  give 
no  judgment  in  the  case,  is  also  urged  to  prove,  that 
its  judgment  is  irreversible.  A  supervising  Court, 
whose  peculiar  province  it  is  to  correct  the  errors  of 
an  inferior  Court,  has  no  power  to  correct  a  judg- 
ment given  without  jurisdiction,  because,  in  the  same 
case,  that  supervising  Court  has  original  jurisdic- 
tion. Had  negative  words  been  employed,  it  would 
be  difficult  to  give  them  this  construction  if  they 
Would  admit  of  any  other.  But,  without :  negative 
words,  this  irrational  construction  can  never  be  main- 
tained. 

So,  too,  in  the  same  clause,  the  jurisdiction  of  the 
Court  is  declared  to  be  original,  "  in  cases  affecting 
ambassadors,  other  public  ministers,  and  consuls." 
There  is,  perhaps,  no  part  of  the  article  under  consi- 
deration so  much  required  by  national  policy  as  this ; 
unless  it  be  that  part  which  extends  the  judicial 
power  "  to  all  cases  arising  under  the  constitution, 
laws,  and  treaties  of  the  United  States."  It  has 
been  generally  held,  that  the  State  Courts  have  a  con- 
current jurisdiction  with  the  federal  Courts,  incases 
to  which  the  judicial  power  is  extended,  unless  the 
jurisdiction  of  the  federal  Courts  be  rendered  exclu- 


OP  THE  UNITED  STATES.  397 

aive  by  the  words  of  the  third  article.  If  the  words,  mi. 
"  to  all  cases/'  give  exclusive  jurisdiction  in  cases 
affecting  foreign  ministers,  they  may  also  give  ex- 
clusive jurisdiction,  if  such  be  the  will  of  Congress, 
in  cases  arising  under  the  constitution,  laws,  and 
treaties  of  the  United  States.  Now,  suppose  an  in- 
dividual were  to  sue  a  foreign  minister  in  a  State 
Court,  and  that  Court  were  to  maintain  its  jurisdic- 
tion, and  render  judgment  against  the  minister,  could 
it  be  contended,  that  this  Court  would  be  incapable 
of  revising  such  judgment,  because  the  constitution 
had  given  it  original  jurisdiction  in  the  case  ?  If 
this  could  be  maintained,  then  a  clause  inserted  for 
the  purpose  of  excluding  the  jurisdiction  of  all  other 
Courts  than  this,  in  a  particular  case,  would  have 
the  effect  of  excluding  the  jurisdiction  of  this  Court 
in  that  very  case,  if  the  suit  were  to  be  brought  in 
another  Court,  and  that  Court  were  to  assert  juris- 
diction- This  tribunal,  according  to  the  argument 
which  has  been  urged,  could  neither  revise  the  judg- 
ment of  such  other  Court,  nor  suspend  its  proceed- 
ings :  for  a  writ  of  prohibition,  or  any  other  similarv 
writ,  is  in  the  nature  of  appellate  process. 

Foreign  consuls  frequently  assert,  in  our  Prize 
Courts,  the  claims  of  their  fellow  subjects.  These 
suits  are  maintained  by  them  as  consuls.  The  ap- 
pellate power  of  this  Court  has  been  frequently  ex- 
ercised in  such  cases,  and  has  never  been  questioned. 
It  would  be  extremely  mischievous  to  withhold  its 
exercise.  Yet  the  consul  is  a  party  on  the  record. 
The  truth  is,  that  where  the  words  confer  only  ap- 
pellate jurisdiction,  original    jurisdiction    is  most 


398  CASES  IN  THE  SUPREME  COURT 

1821.  clearly  not  given ;  but  where  the  words  admit  of 
appellate  jurisdiction,  the  power  to  take  cognizance 
of  the  suit  originally,  does  not  necessarily  negative 
the  power  to  decide  upon  it  on  an  appeal,  if  it  may 
originate  in  a  different  Court. 

It  is,  we  think,  apparent,  that  to  give  this  distri- 
butive clause  the  interpretation  contended  for,  to 
give  to  its  affirmative  words  a  negative  operation,  in 
every  possible  case,  would,  in  some  instances,  defeat 
the  obvious  intention  of  the  article.  Such  an  inter- 
pretation would  not  consist  with  those  rules  which, 
from  time  immemorial,  have  guided  Courts,  in  their 
construction  of  instruments  brought  under  their  con- 
sideration. It  must,  therefore,  be  discarded.  Every 
part  of  the  article  must  be  taken  into  view,  and  that 
construction  adopted  which  will  consist  with  its 
words,  and  promote  its  general  intention.  The 
Court  may  imply  a  negative  from  affirmative  words, 
where  the  implication  promotes,  not  where  it  defeats 
the  intention. 

If  we  apply  this  principle,  the  correctness  of 
Which  we  believe  will  not  be  controverted,  to  the 
distributive  clause  under  consideration,  the  result, 
we  think,  would  be  this  :  the  original  jurisdiction  of 
the  Supreme  Court,  in  cases  where  a  State  is  a 
party,  refers  to  those  cases  in  which,  according  to 
the  grant  of  power  made  in  the  preceding  clause, 
jurisdiction  might  be  exercised  in  consequence  of 
the  character  of  the  party,  and  an  original  suit 
might  be  instituted  in  any  of  the  federal  Courts;  not 
to  those  cases  in  which  an  original  suit  might  not  be 


OF  THE  UNITED  STATES. 

instituted  m  a  federal  Court  Of  the  last  descrip-  mi. 
tion,  is  every  case  between  a  State  and  its  citizens, 
and,  perhaps,  every  case  in  which  a  State  is  enforcing 
its  penal  laws.  In  such  cases,  therefore,  the  Supreme 
Court  cannot  take  original  jurisdiction.  In  every 
other  case,  that  is,  in  every  case  to  which  the  judi- 
cial power  extends,  and  in  which  original  jurisdic- 
tion is  not  expressly  given,  that  judicial  power  shall 
be  exercised  in  the  appellate,  and  only  in  the  appel- 
late form.  The  original  jurisdiction  of  this  Court 
cannot  be  enlarged,  but  its  appellate  jurisdiction  may 
be  exercised  in  every  case  cognizable  under  the  third 
article  of  the  constitution,  in  the  federal  Courts,  in 
which  original  jurisdiction  cannot  be  exercised  ;  and 
the  extent  of  this  judicial  power  is  to  be  measured, 
not  by  giving  the  affirmative  words  of  the  distribu- 
tive clause  a  negative  operation  in  every  possible 
case,  but  by  giving  their  true  meaning  to  the  words 
Which  define  its  extent. 

The  counsel  for  the  defendant  in  error  urge,  in 
opposition  to  this  rule  of  construction,  some  dicta  of 
the  Court,  in  the  case  of  Marbury  v.  Madison. 

It  is  a  maxim  not  to  be  disregarded,  that  general 
expressions,  in  every  opinion,  are  to  be  taken  in  con- 
nection with  the  case  in  which  those  expressions  are 
used.  If  they  go  beyond  the  case,  they  may  be  re- 
spected, but  ought  not  to  control  the  judgment  in  a 
subsequent  suit  when  the  very  point  is  presented  for 
decision.  The  reason  of  this  maxim  is  obvious.  The 
question  actually  before  the  Court  is  investigated 
with  care,  and  considered  in  its  full  extent.  Other 
principles  which  may  serve  to  illustrate  it,  are  con- 


4Q0  CASES  IN  THE  SUPREME  COURT 

i82i.      sidered  in  their  relation  to  the  case  decided,  but  I 

possible  bearing  on  all  other  cases  is  seldom  con* 
pletely  investigated*. 

.  In  the  case  of  Marbury  v.  Madison,  the  single 
question  before  the  Court,  so  far  as  that  case  can  be 
applied  to  this,  was,  whether  the  legislature  could 
give  this  Court  original  jurisdiction  in  a  case  in 
which  the  constitution  had  clearly  not  given  it)  and 
in  which  no  doubt  respecting  the  construction,  of  the 
article  could  possibly  be  raised.  The  Court  decided, 
and  we  think  very  properly,  that  the  legislature 
could  not  give,  original  jurisdiction  in  such  a  case. 
But,  in  the  reasoning  of  the  Court  in  support  of  this, 
decision,  some  expressions  are  used  which  go  far 
beyond  it  The  counsel  for  Marbury  had  insisted 
on  the  unlimited  discretion  of  the  legislature  in  the 
apportionment  of  the  judicial  power;  and  it  is 
against  this  argument  that  the  reasoning  of  the  Court 
is  directed.  They  say  that,  if  such  had  been  the 
intention  of  the  article,  "  it  would  certainly  have 
been  useless  to  proceed  farther  than  to  define  the 
judicial  power,  and  the  tribunals  in  which  it  should 
be  vested."  The  Court  says,  that  such  a  construc- 
tion would  render  the  clause,  dividing  the  jurisdiction 
of  the  Court  into  original  and  appellate,  totally  use- 
less; that  "affirmative  words  are  often,  in  their 
operation,  negative  of  other  objects  than  those  which 
are  affirmed ;  and,  in  this  case,  (in  the  case  of  Mar- 
bury w.  Madison,)  a  negative  or  exclusive  sense  must 
be  given  to  them,  or  they  have  no  operation  at  all." 
"  It  cannot  be  presumed,"  adds  the  Court, i(  that  any 
clause  in  the  constitution  is  intended  to  be  without 


OP  THE  UNITED  STATES.  401 

effect ;  and,  therefore,  such  a  construction  is  inad-      mi. 
missible,  unless  the  words  require  it"  ^ob^* 

The  whole  reasoning  of  the  Court  proceeds  upon  .  ?• 
the  idea  that  the  affirmative  words  of  the  clause  giv- 
ing one  sort  of  jurisdiction,  must  imply  a  negative 
of  any  other  sort  of  jurisdiction,  because  otherwise 
the  words  would  be  totally  inoperative,  and  this  rea- 
soning is  advanced  in  a  case  to  which  it  was  strictly 
applicable.  If  in  that  case  original  jurisdiction  could 
have  been  exercised,  the  clause  under  consideration 
would  have  been  entirely  useless.  Having  such 
cases  only  in  its  view,  the  Court  lays  down  a  prin- 
ciple which  is  generally  correct,  in  terms  much 
broader  than  the  decision,  and  not  only  much  broader 
than  the  reasoning  with  which  that  decision  is  sup- 
ported, but  in  some  instances  contradictory  to  its 
principle.  The  reasoning  sustains  the  negative  ope- 
ration of  the  words  in  that  case,  because  otherwise 
the  clause  would  have  no  meaning  whatever,  and 
because  such  operation  was  necessary  to  give  effect 
to  the  intention  of  the  article.  The  effort  now  made 
is,  to  apply  the  conclusion  to  which  the  Court  was 
conducted  by  that  reasoning  in  the  particular  case, 
to  one  in  which  the  words  have  their  full  operation 
when  understood  affirmatively,  and  in  which  the  ne- 
gative, or  exclusive  sense,  is  to  be  so  used  as  to  de- 
feat some  of  the  great  objects  of  the  article. 

To  this  construction  the  Cou  rt  cam  ot  givr  s  as- 
sent. The  general  expressions  in  the  case  of  Mar- 
bury  v.  Madison  must  be  understood  with  the  limita- 
tions which  are  given  to  them  in  this  opinion ;  Jimita- 

Vot.  VI.  51 


402  CASES  IN  THE  SUPREME  COURT 

1821,  tions  which  in  no  degree  affect  the  decision  in  thai 
case,  or  the  tenor  of  its  reasoning. 

The  counsel  who  closed  the  argument,  put  several 
cases  for  the  purpose  of  illustration,  which  he  sup* 
posed  to  arise  under  the  constitution,  and  yet  to  be, 
apparently,  without  the  jurisdiction  of  the  Court. 

Were  a  State  to  lay  a  duty  on  exports,  to  collect 
the  money  and  place  it  in  her  treasury,  could  the  ci- 
tizen who  paid  it,  he  asks,  maintain  a  suit  in  this 
Court  against  such  State,  to  recover  back  the 
money  ? 

Perhaps  not.  Without,  however,  deciding  such 
supposed  case,  we  may  say,  that  it  is  entirely  unlike 
that  under  consideration. 

The  citizen  who  has  paid  his  money  to  his  State, 
under  a  law  that  is  void,  is  in  the  same  situation  with 
every  other  person  who  has  paid  money  by  mistake. 
The  law  raises  an  assumpsit  to  return  the  money, 
and  it  is  upon  that  assumpsit  that  the  action  is  to  be 
maintained.  To  refuse  to  comply  with  this  assump- 
sit may  be  no  inore  a  violation  of  the  constitution,  than 
to  refuse  to  comply  with  any  other ;  and  as  the  fede- 
ral Courts  never  had  jurisdiction  over  contracts  be- 
tween a  State  and  its  citizens,  they  may  have  none 
over  this.  But  let  us  so  vary  the  supposed  case,  as 
to  give  it  a  real  resemblance  to  that  under  considera- 
tion. Suppose  a  citizen  to  refuse  to  pay  this  export 
doty,  and  a  suit  to  be  instituted  for  the  purpose  of 
compelling  him  to  pay  it.  He  pleads  the  constitu- 
tion of  the  United  States  in  bar  of  the  action,  not- 
withstanding which  the  Court  gives  judgment 
against  him.    Thia  would  be  a  case  arising  under 


OF  THE  UNITED  STATES.  40$ 

die  constitution,  and  would  be  the  very  case  now      is«. 
before  the  Court. 

We  are  also  asked,  if  a  State  should  confiscate 
property  secured  by  a  treaty,  whether  the  individual 
oould  maintain  an  action  for  that  property  ? 

If  the  property  confiscated  be  debts,  our  own  ex* 
perience  informs  us  that  the  remedy  of  the  ereditor 
against  his  debtor  remains.  If  it  be  land,  which  is 
secured  by  a  treaty,  and  afterwards  confiscated  by  a 
State,  the  argument  does  not  assume  that  this  title, 
thus  secured,  could  be  extinguished  by  ad  act  of  con- 
fiscation. The  injured  party,  therefore,  has  his  re* 
medy  against  the  occupant  of  the  land  for  that 
which  the  treaty  secures  to  him,  not  against  the 
State  for  money  which  is  not  secured  to  him. 

The  case  of  a  State  which  pays  off  its  own  debts 
with  paper  money,  no  more  resembles  this  than  do 
those  to  which  we  have  already  adverted.  The 
Courts  have  no  jurisdiction  over  the  contract. 
They  cannot  enforce  it,  nor  judge  of  its  violation- 
Let  it  be  that  the  act  discharging  the  debt  is  a  mere 
nullity,  and  that  it  is  still  due.  Yet  the  federal 
Courts  have  no  cognizance  of  the  case.  But  sup- 
pose a  State  to  institute  proceedings  against  an  indi- 
vidual, which  depended  on  the  validity  of  an  act 
emitting  bills  of  credit :  suppose  a  State  to  prosecute 
one  of  its  citizens  for  refusing  paper  money,  who 
should  plead  the  constitution  in  bar  of  such  prose- 
cution. If  his  plea  should  be  overruled,  and  judg- 
ment rendered  against  bint,  his  case  would  resemble 
this;  and,  unless  the  jurisdiction  of  this  Court 
might  be  exercised  over  it,  the  constitution  would 


404  CASES  IN  THE  SUPREME  COURT 

1821.       be  violated,  and  the  injured  party  be  unable  to  bring 
v^v-^    bis  case  before  that  tribunal  to  which  the  people  of 

v.  the  United  States  have  assigned  all  such  cases. 
Vii*inia.  jt  js  most  tme  t|,at  tki8  Court  will  not  take  juris- 
diction if  it  should  not :  but  it  is  equally  true,  that  it 
must  take  jurisdiction  if  it  should.  The  judiciary 
cannot,  as  the  legislature  may,  avoid  a  measure  be- 
cause it  approaches  the  confines  of  the  constitution* 
We  cannot  pass  it  by  because  it  is  doubtful.  With 
whatever  doubts,  with  whatever  difficulties,  a  case 
may  be  attended,  we  must  decide  it,  if  it  be  brought 
before  us.  We  have  no  more  right  to  decline  the 
exercise  of  jurisdiction  which  is  given,  than  to  usurp 
that  which  is  not  given.  The  one  or  the  other 
would  be  treason  to  the  constitution.  Question* 
may  occur  which  we  would  gladly  avoid ;  but  we 
cannot  avoid  them.  All  we  can  do  is,  to  exercise 
our  best  judgment,  and  conscientiously  to  perform 
our  duty.  In  doing  this,  on  the  present  occasion,,  we . 
find  this  tribunal  invested  with  appellate  jurisdiction 
in  all  cases  arising  under  the  constitution  and  laws 
of  the  United  States.  We  find  no  exception  to  this 
grant,  and  we  cannot  insert  one. 

To  escape  the  operation  of  these  comprehensive 
words,  the  counsel  for  the  defendant  has  mentioned 
instances  in  which  the  constitution  might  be  vio- 
lated without  giving  jurisdiction  to  this  Court 
These  words,  therefore,  however  universal  in  their 
expression,  must,  he  contends,  be  limited  and  con- 
trolled in  their  construction  by. circumstances.  One 
of  these  instances  is,  the  grant  by  a  State  of  a  patent 
of  nobility.  The  Court,  he  says,  cannot  annul  this 
grant. 


*  OF  TJHE  UNlTEb  STATES.  406 

,  This  may  be  very  true ;  but  by  no  means  justifies  mi. 
the  inference  drawn  from  it-  The  article  does  not 
extend  the  judicial  power  to  every  violation  of  the 
constitution  which  may  possibly  take  place,  but  to 
"a  case  in  law  or  equity,"  in  which  a  right,  under 
such  law,  is  asserted  in  a  Court  of  justice.  If  the 
question  cannot  be  brought  into  a  Court,  then  there 
is  no  case  in  law  or  equity,  and  no  jurisdiction  is 
given  by  the  words  of  the  article.  But  jf>  in  any 
controversy  depending  in  a  Court,  the  cause  should 
depend  on  the  validity  of  such  a  law,  that  would  be 
a  case  arising  under  the  constitution,  to  which  the 
judicial  power  of  the  United  States  would  extend. 
The  same  observation  applies  to  the  other  instances 
with  which  the  counsel  who  opened  the  cause  has 
illustrated  this  argument.  Although  they  show  that 
there  may  be  violations  of  the  constitution,  of  which 
the  Courts  can  take  no  cognizance,  they  do  not 
show  that  an  interpretation  more  restrictive  than  the 
words  themselves  import  ought  to  be  given  to  this 
article.  They  do  not  show  that  there  can  be  "  a 
case  in  law  or  equity,"  arising  under  the  constitution, 
to  which  the  judicial  power  does  not  extend. 

We  think,  then,  that,  as  the  constitution  originally 
stood,  the  appellate  jurisdiction  of  this  Court,  in  all 
cases  arising  unc)er  the  constitution,  laws,  or  treaties 
of  the  United  States,  was  not  arrested  by  the  circum- 
stance that  a  State  was  a  party. 

This  leads  to  a  consideration  of  the  11th  amend- 
ment 

It  is  in  these  words :  "  The  judicial  power  of  the 
United  States  shall  not  be  construed  to  extend  to  any 


406  CASES  IN  THE  SUPREME  COURT 

i82i.  suit  in  law  or  equity  commenced  or  prosecuted 
against  one  of  the  United  States,  by  citizens  of  ano- 
ther State,  or  by  citizens  or  subjects  of  any  foreign 
State." 

It  is  a  part  of  our  history,  that,  at  the  adoption  of 
the  constitution,  all  the  States  were  greatly  in- 
debted ;  and  the  apprehension  that  these  debts  might 
be  prosecuted  in  the  federal  Courts,  formed  a  very 
serious  objection  to  that  instrument.  Suits  were  in* 
stituted  ;  and  the  Court  maintained  its  jurisdiction. 
The  alarm  was  general ;  and,  to  quiet  the  appre- 
hensions that  were  so  extensively  entertained,  this 
amendment  was  proposed  in  Congress,  and  adopted 
by  the  State  legislatures.  That  its  motive  was  not 
to  maintain  the  sovereignty  of  a  State  from  the  de- 
gradation supposed  to  attend  a  compulsory  appear- 
ance before  the  tribunal  of  the  nation,  may  be  infer- 
red from  the  terms  of  the  amendment  It  does  not 
comprehend  controversies  between  two  or  more 
States,  or  between  a  State  and  a  foreign  State.  The 
jurisdiction  of  the  Court  still  extends  to  these  cases : 
and  in  these  a  State  may  still  be  sued.  We  must  as- 
cribe the  amendment,  then,  to  some  other  cause  than 
the  dignity  of  a  State.  There  is  no  difficulty  in 
finding  this  cause.  Those  who  were  inhibited  from 
Commencing  a  suit  against  a  State,  or  from  prosecu- 
ting one  which  might  be  commenced  before  the 
adoption  of  the  amendment,  were  persons  who  might 
probably  be  its  creditors.  There  was  not  much 
reason  to  fear  that  foreign  or  sister  States  would  be 
creditors  to  any  considerable  amount,  and  there  was 
reason  to  retain  the  jurisdiction  of  the  Court  in  those 


OF  THE  UNITED  STATES.  407 

cases*  because  it  might  be  essential  to  the  preserva-       usi. 
tran  of  peace*    The  amendment,  therefore,  extend- 
ed to  suits  commenced  or  prosecuted  by  individuals, 
but  not  to  those  brought  by  States. 

The  first  impression  made  on  the  mind  by  this 
amendment  is,  that  it  was  intended  for  those  cases, 
and  for  those  only,  in  which  some  demand  against  a 
'  State  is  made  by  an  individual  in  the  Courts  of  the 
Union.  If  we  consider  the  causes  to  which  it  is  to 
be  traced,  we  are  conducted  to  the  same  conclusion. 
A  general  interest  might  well  be  felt  in  leaving  to  a 
State  the  full  power  of  consulting  its  convenience  in 
the  adjustment  of  its  debts,  or  of  other  claims  upon 
it ;  but  no  interest  could  be  felt  in  so  changing  the 
relations  between  the  whole  and  its  parts,  as  to  strip 
the  government  of  the  means  of  protecting,  by  the 
instrumentality  of  its  Courts,  the  constitution  and 
laws  from  active  violation. 

The  words  of  the  amendment  appear  to  the  Court 
to  justify  and  require  this  construction.  The  judi- 
cial power  is  not  "  to  extend  to  any  suit  in  law  or 
equity  commenced  or  prosecuted  against  one  of  the 
United  States  by  citizens  of  another  State,  &c." 

What  is  a  suit  ?  We  understand  it  to  be  the  prose- 
cution, or  pursuit,  of  some  claim,  demand,  or  re- 
quest In  law  language,  it  is  the  prosecution  of 
some  demand  in  a  Court  of  justice.  The  remedy 
for  every  species  of  wrong  is,  says  Judge  B  tack- 
stone,  "  the  being  put  in  possession  of  that  right 
whereof  the  party  injured  is  deprived."  "  The  in- 
struments whereby  this  remedy  is  obtained,  are  a  di- 
versity of  suits  and  actions,  which  are  defined  by  the 


408  CASES  IN  THE  SUPREME  COURT 

iwi.  Mirror  to  be  '  the  lawful  demand  of  one's  right' 
Or,  as  Bracton  and  Fleta  express  it,  in  the  words  of 
Justinian,  'jus  prosequendi  in  judicio  quod  aiicui 
debetur."  Blackstone  then  proceeds  to  describe 
every  species  of  remedy  by  suit ;  and  they  are 
all  cases  were  the  party  suing  claims  to  obtain 
something  to  which  he  has  a  right. 

To  commence  a  suit,  is  to  demand  something  by 
the  institution  of  process  in  a  Court  of  justice  ;  and 
to  prosecute  the  suit,  is,  according  to  the  common 
acceptation  of  language,  to  continue  that  demand. 
By  a  suit  commenced  by  an  individual  against  a 
State,  we  should  understand  process  sued  out  by 
that  individual  against  the  State,  for  the  purpose  of 
establishing  some  claim  against  it  by  the  judgment  of 
a  Court ;  and  the  prosecution  of  that  suit  is  its  con* 
tinuance.  Whatever  may  be  the  stages  of  its  pro- 
gress, the  actor  is  still  the  same.  Suits  had  been 
commenced  in  the  Supreme  Court  against  some  of 
the  States  before  this  amendment  was  introduced 
into  Congress,  and  others  might  be  commenced  be- 
fore it  should  be  adopted  by  the  State  legislatures, 
and  might  be  depending  at  the  time  of  its  adoption. 
The  object  of  the  amendment  was  not  only  to  pre- 
vent the  commencement  of  future  suits,  but  to  arrest 
the  prosecution  of  those  which  might  be  commenced 
when  this  article  should  form  a  part  of  the  constitu- 
tion. It  therefore  embraces  both  objects ;  and  its 
meaning  is,  that  the  judicial  power  shall  not  be  con- 
strued to  extend  to  any  suit  which  may  be  com- 
menced, or  which,  if  already  commenced,  may  be 


OP  THE  UNITED  STATES.  4Q9 

prosecuted  against  a  State  by  the  citizen  of  another  mi. 
State.  If  a  suit,  brought  iu  one  Court,  and  carried 
by  legal  process  to  a  supervising  Court,  be  a  conti- 
nuation of  the  same  suit,  then  this  suit  is  not  com- 
menced nor  prosecuted  against  a  State.  It  is  clearly 
in  its  commencement  the  suit  of  a  State  against  an 
individual,  which  suit  is  transferred  to  this  Court, 
not  for  the  purpose  of  asserting  any  claim  against 
the  State,  but  for  the  purpose  of  asserting  a  consti- 
tutional defence  against  a  claim  made  by  a  State. 

A  writ  of  error  is  defined  to  be,  a  commission  by 
which  the  judges  of  one  Court  are  authorized  to  ex- 
amine a  record  upon  which  a  judgment  was  given  in 
another  Court,  and,  on  such  examination,  to  affirm 
or  reverse  the  same  according  to  law.  If,  says  my 
Lord  Coke,  by  the  writ  of  error,  the  plaintiff  may 
recover,  or  be  restored  to  any  thing,  it  may  be  re- 
leased by  the  name  of  an  action.  In  Bacon's  Abridg- 
ment^ tit.  Error,  L.  it  is  laid  down,  that "  where 
by  a  writ  of  error,  the  plaintiff  shall  recover, 
or  be  restored  to  any  personal  thing,  as  debt,  da- 
mage, or  the  like,  a  release  of  all  actions  personal  is 
a  good  plea ;  and  when  land  is  to  be  recovered  or 
restored  in  a  writ  of  error,  a  release  of  actions  real  is 
a  good  bar ;  but  where  by  a  writ  of  error  the  plain- 
tiff shall  not  be  restored  to  any  personal  or  real  thing, 
a  release  of  all  actions,  real  or  personal,  is  no  bar." 
And  for  this  we  have  the  authority  of  Lord  Coke, 
both  in  his  Commentary  on  Littleton  and  in  his  Re- 
ports. A  writ  of  error,  then,  is  in  the  nature  of  a 
suitor  action  when  it  is  to  restore  the  party  who  ob- 
tains it  to  the  possession  of  any  thing  which  is  with* 

Vol.  VI.  S2 


41©  CASES  IN  THE  SUPREME  COURT 

1831.       held  from  him,  not  when  its  operation  is  entirely  de- 
fensive. 

This  rule  will  apply  to  writs  of  error  from  the 
Courts  of  the  United  States,  as  well  as  to  those  writs 
in  England. 

Under  the  judiciary  act,  the  effect  of  a  writ  of  error 
is  simply  to  bring  the  record  into  Court,  and  sub- 
mit the  judgment  of  the  inferior  tribunal  to  re-exa- 
mination. It  does  not  in  any  manner  act  upon  the 
parties ;  it  acts  only  on  the  record.  It  removes  the 
record  into  the  supervising  tribunal.  Where,  then,  a 
State  obtains  a  judgment  against  an  individual,  and 
the  Court,  rendering  such  judgment,  overrules  a  de- 
fence set  up  under  the  constitution  or  laws  of  the 
United  States,  the  transfer  of  this  record  into  the 
Supreme  Court,  for  the  sole  purpose  of  inquiring 
whether  the  judgment  violates  the  constitution  or 
laws  of  the  United  States,  can,  with  no  propriety, 
we  think,  be  denominated  a  suit  commenced  or  pro- 
secuted against  the  State  whose  judgment  is  so  far 
re-examined.  Nothing  is  demanded  from  the  State. 
No  claim  against  it  of  any  description  is  asserted  or 
prosecuted.  The  party  is  not  to  be  restored  to  the 
possession  of  any  thing.  Essentially,  it  is  an  appeal 
on  a  single  point ;  and  the  defendant  who  appeals 
from  a  judgment  rendered  against  him,  is  never  said 
to  commence  or  prosecute  a  suit  against  the  plaintiff 
who  has  obtained  the  judgment.  The  writ  of  error 
is  given  rather  than  an  appeal,  because  it  is  the  more 
usual  mode  of  removing  suits  at  common  law ;  and 
because,  perhaps,  it  is  more  technically  proper  where 
a  single  point  of  law,  and  not  the  whole  case,  is  to 


OF  THE  UNITED  STATES.  411, 

lie  re-examined.  But  an  appeal  might  be  given,  and  .  mi. 
might  be  so  regulated  as  to  effect  every  purpose  of  a 
writ  of  error.  The  mode  of  removal  is  form,  and 
«ot  substance.  Whether  it  be  by  writ  of  error  or 
appeal,  no  claim  is  asserted,  no  demand  is  made  by. 
the  original  defendant ;  he  only  asserts  the  consti- 
tutional right  to  have  his  defence  examined  by  that 
tribunal  whose  province  it  is  to  construe  the  consti- 
tution and  laws  of  the  Union. 

The  only  part  of  the  proceeding  which  is  in  any 
manner  personal,  is  the  citation.  And  what  is  the 
citation  ?  It  is  simply  notice  to  the  opposite  party  that 
the  record  is  transferred  into  another  Court,  where 
he  may  appear,  or  decline  to  appear,  as  his  judg- 
ment or  inclination  may  determine.  As  the  party 
who  has  obtained  a  judgment  is  out  of  Court,  and 
may,  therefore,  not  know  that  his  cause  is  removed, 
common  justice  requires  that  notice  of  the  fact 
should  be  given  him.  But  this  notice  is  not  a  suit, 
nor  has  it  the  effect  of  process.  If  the  party  does  not 
choose  to  appear,  he  cannot  be  brought  into  Court, 
nor  is  his  failure  to  appear  considered  as  a  default. 
Judgment  cannot  be  given  against  him  for  his  non- 
appearance, but  the  judgment  is  to  be  re-examined, 
and  reversed  or  affirmed,  in  like  manner  as  if  the 
party  had  appeared  and  argued  his  cause. 

The  point  of  view  in  which  this  writ  of  Arror, 
with  its  citation,  has  been  considered  uniformly  in 
the  Courts  of  the  Union,  has  been  well  illustrated 
by  a  reference  to  the  course  of  this  Court  -in  suits 
instituted  by  the  United  States.  The  universally 
deceived  opinion  is,  that  no  suit  can  be  commenced 


412  CASES  IN  THE  SUPREME  COURT 

i6si.  or  prosecuted  against  the  United  States;  that  the 
judiciary  act  does  not  authorize  such  suits.  Yet 
writs  of  error,  accompanied  with  citations,  have  uni- 
formly issued  for  the  removal  of  judgments  in  favour 
df  the  United  States  into  a  superior  Court,  where 
they  have,  like  those  in  favour  of  an  individual,  been 
re-examined,  and  affirmed  or  reversed*  It  has  never 
been  suggested,  that  such  writ  of  error  was  a  suit 
against  the  United  States,  and,  therefore,  not  within 
the  jurisdiction  of  the  appellate  Court* 

It  is,  then,  the  opinion  of  the  Court,  that  the  de- 
fendant who  removes  a  judgment  rendered  against  him 
by  a  State  Court  into  this  Court,  for  the  purpose  of 
re-examining  the  question,  whether  that  judgment  be 
in  violation  of  the  constitution  or  laws  of  the  United 
States,  does  not  commence  or  prosecute  a  suit 
against  the  State,  whatever  may  be  its  opinion 
where  the  effect  of  the  writ  may  be  to  restore  the 
party  to  the  possession  of  a  thing  which  he  de- 
mands* 

But  should  we  in  this  be  mistaken,  the  error  docs 
not  affect  the  case  now  before  the  Court.  If  this 
writ  of  error  be  a  suit  in  the  sense  of  the  11th 
amendment,  it  is  not  a  suit  commenced  or  prosecuted 
"  by  a  citizen  of  another  State,  or  by  a  citizen  or 
subject  of  any  foreign  State."  It  is  not  then  with- 
in th#  amendment,  but  is  governed  entirely  by  the 
constitution  as  originally  framed,  and  we  have  al- 
ready seen,  that  in  its  origin,  the  judicial  power 
was  extended  to  all  cases  arising  under  the  consti- 
tution or  laws  of  the  United  States,  without  respect 
to  parties* 


OP  THE  UNITED  STATES.  4l$ 

2d.  The  second  objection  to  the  jurisdiction  of      isai. 
the  Court  is,  that  its  appellate  power  cannot  be  ex- 
ercised, in  any  case,  over  the  judgment  of  a  State 
Court. 

Tbejurisdic- 

This  objection  is  sustained  chiefly  by  arguments  Sitfa'iuS! 
drawn  from  the  supposed  total  separation  of  the  ju-  3^  S^LST. 
diciary  of  a  State  from  that  of  the  Union,  and  their  2dMto«F 
entire  independence  of  each  other.    The  argument  whftre  ^  •«»* 

*  #  °  m       originally 

considers  the  federal  judiciary  as  completely  foreign  ![S?ht  cSurf 
to  that  of  a  State ;  and  as  being  no  more  connected  SbyiTrl; 
with  it  in  any  respect  whatever,  than  the  Court  of  a  thisecXt,fro£ 
foreign  State.     If  this  hypothesis  be  just,  the  argu-  Court 
ment  founded  on  it  is  equally  so ;  but  if  the  hypo- 
thesis be  not  supported  by  the  constitution,  the  argu- 
ment fails  with  it. 

This  hypothesis  is  not  founded  on  any  words  in 
the  constitution,  which  might  seem  te  countenance 
h,  but  on  the  unreasonableness  of  giving  a  contrary 
construction  to  words  which  seem  to  require  it ;  and 
on  the  incompatibility  of  the  application  of  the  ap- 
pellate jurisdiction  to  the  judgments  of  State  Courts, 
with  that  constitutional  relation  which  subsists  be- 
tween the  government  of  the  Union  and  the  govern- 
ments of  those  States  which  compose  it. 

Let  this  unreasonableness,  this  total  incompatibili- 
ty, be  examined. 

That  the  United  States  form,  for  many,  and  for 
most  important  purposes,  a  single  nation,  has  not  yet 
been  denied.  In  war,  we  are  one  people.  In  ma- 
king peace,  we  are  one  people.  In  all  commercial 
regulations,  we  are  one  and  the  same  people.    In 


4U  CASES  IN  THE  SUPREME  COURT 

i82i.  many  other  respects,  the  American  people  are  one ; 
and  the  government  which  is  alone  capable  of  con- 
troling  and  managing  their  interests  in  all  these  re- 
spects, is  the  government  of  the  Union.  It  is  their 
government,  and  in  that  character  they  have  no 
other.  America  has  chosen  to  be,  in  many  respects, 
and  to  many  purposes,  a  nation ;  and  for  all  these  pur- 
poses, her  government  is  complete  ;  to  all  these  ob- 
jects, it  is  competent.  The  people  have  declared,  that 
in  the  exercise  of  all  powers  given  for  these  objects, 
it  is  supreme.  It  can,  then,  in  effecting  these  objects, 
legitimately  control  all  individuals  or  governments 
within  the  American  territory.  The  constitution 
and  laws  of  a  State,  so  far  as  they  are  repugnant  to 
the  constitution  and  laws  of  the  United  States,  are 
absolutely  void.  These  States  are  constituent  parts 
of  the  United  States.  They  are  members  of  one 
great  empire — for  some  purposes  sovereign,  for 
some  purposes  subordinate. 

In  a  government  so  constituted,  is  it  unreasonable 
that  the  judicial  power  should  be  competent  to  give 
efficacy  to  the  constitutional  laws  of  the  legislature  ? 
That  department  can  decide  on  the  validity  of  the 
constitution  or  law  of  a  State,  if  it  be  repugnant  to 
the  constitution  or  to  a  law  of  the  United  States.  Is 
it  unreasonable  that  it  should  also  be  empowered  to 
decide  on  the  judgment  of  a  State  tribunal  enforcing 
such  unconstitutional  law  ?  Is  it  so  very  unreason- 
able as  to  furnish  a  justification  for  controling  the 
words  of  the  constitution  ? 
We  tbink  it  is  not.    We  think  that  in  a  government 


OP  THE  UNITED  STATES.  415 

acknowledged])'  supreme,  with  respect  to  objects  of  mi. 
vital  interest  to  the  nation,  there  is  nothing  inconsist- 
ent with  sound  reason,  nothing  incompatible  with  the 
nature  of  government,  in  making  all  its  departments 
supreme,  so  far  as  respects  those  objects,  and  so  far 
as  is  necessary  to  their  attainment.  The  exercise  of 
the  appellate  power  over  those  judgments  of  the 
State  tribunals  which  may  contravene  the  constitu- 
tion or  laws  of  the  United  States,  is,  we  believe,  es- 
sential to  the  attainment  of  those  objects. 

The  propriety  of  entrusting  the  construction  of  the 
constitution,  and  laws  made  in  pursuance  thereof,  to 
the  judiciary  of  the  Union,  has  not,  we  believe,  as 
yet,  been  drawn  into  question.  It  seems  to  be  a 
corollary  from  this  political  axiom,  that  the  federal 
Courts  should  either  possess  exclusive  jurisdiction  in 
such  cases,  or  a  power  to  revise  the  judgment  ren- 
dered in  them,  by  the  State  tribunals.  If  the  federal 
and  State  Courts  have  concurrent  jurisdiction  in  all 
cases  arising  under  the  constitution,  laws,  and  trea- 
ties of  the  United  States ;  and  if  a  case  of  this  de- 
scription brought  in  a  State  Court  cannot  be  re- 
moved before  judgment,  nor  revised  after  judgment, 
then  the  construction  of  the  constitution,  laws,  and 
treaties  of  the  United  States,  is  not  confided  particu- 
larly to  their  judicial  department,  but  is  confided 
equally  to  that  department  and  to  the  State  Courts, 
however  they  may  be  constituted.  "  Thirteen  inde- 
pendent Courts,"  says  a  very  celebrated  statesman, 
(and  we  have  now  more  than  twenty  such  Courts,) 
"  of  final  jurisdiction  over  the  same  causes,  arising 
upon  the  same  laws,  is  a  hydra  in  government,  from 


416  CASES  IN  THE  SUPREME  COURT 

1821.  which  nothing  but  contradiction  and  confusion  out 
proceed." 

Dismissing  the  unpleasant  suggestion,  that  any 
motives  which  may  not  be  fairly  avowed,  or  which 
ought  not  to  exist,  can  ever  influence  a  State  or  its 
Courts,  the  necessity  of  uniformity,  as  well  as  cor- 
rectness in  expounding  the  constitution  and  laws  of 
the  United  States,  would  itself  suggest  the  pro- 
priety of  vesting  in  some  single  tribunal  the  power 
of  deciding,  in  the  last  resort,  all  cases  in  which 
they  are  involved. 

We  are  not  restrained,  then,  by  the  political  rela- 
tions between  the  general  and  State  governments, 
from  construing  the  words  of  the  constitution,  de- 
fining the  judicial  power,  in  their  true  sense.  We 
are  not  bound  to  construe  them  more '  restrictively 
than  they  naturally  import. 

They  give  to  the  Supreme  Court  appellate  juris- 
diction in  all  cases  arising  under  the  constitution, 
Jaws,  and  treaties  of  the  United  States.  The  words 
•are  broad  enough  to  comprehend  all  cases  of  this 
description,  in  whatever  Court  they  may  be  decided. 
In  expounding  them,  we  may  be  permitted  to  take 
into  view  those  considerations  to  which  Courts  have 
always  allowed  great  weight  in  the  exposition  of 
laws. 

The  framers  of  the  constitution  would  naturally 
examine  the  state  of  things  existing  at  the  time  ;  and 
their  work  sufficiently  attests  that  they  did  so.  All 
acknowledge  that  they  were  convened  for  the  pur- 
pose of  strengthening  the  confederation  by  enlarging 
the  powers  of  the  government,  and  by  giving  efficacy 


OF  THE  UNITED  STATES.  417 

to  those  which  it  before  possessed,  but  could  not  ex-  isai. 
ercise.  They  inform  us  themselves,  in  the  instru- 
ment thej  presented  to  the  American  public,  that 
one  of  its  objects  was  to  form  a  more  perfect  union. 
Under  such  circumstances,  we  certainly  should  not 
expect  to  find,  in  that  instrument,  a  diminution  of 
the  powers  of  the  actual  government. 

Previous  to  the  adoption  of  the  confederation, 
Congress  established  Courts  which  received  appeals 
in  prize  causes  decided  in  the  Courts  of  the  respec- 
tive States.  This  power  of  the  government,  to  es- 
tablish tribunals  for  these  appeals,  was  thought  con* 
sistent  with,  and  was  founded  on,  its  political  rela* 
lions  with  the  States.  These  Courtp  did  exercise 
appellate  jurisdiction  over  those  cases  decided  in  the 
State  Courts,  to  which  the  judicial  power  of  the 
federal  government  extended. 

The  confederation  gave  to  Congress  the  power 
''  of  establishing  Courts  for  receiving  and  determin- 
ing finally  appeals  in  all  cases  of  captures." 

This  power  was  uniformly  construed  to  authorize 
those  Courts  to  receive  appeals  from  the  sentences 
of  State  Courts,  and  to  affirm  or  reverse  them. 
State  tribunals  are  not  mentioned;  but  this  clause  ia 
the  confederation  necessarily  comprises  them.  Yet 
the  relation  between  the  general  and  State  govern- 
ments was  much  weaker,  much  more  lax,  under  the 
confederation  than  under  the  present  constitution  ; 
and  the  States  being  much  more  completely  sove- 
reign, their  institutions  were  much  more  independ- 
ent. 

The  Convention  which  framed  the  constitution,  on 

Vol  VI.  S3 


413  CASES  IN  THE  SUPREME  COURT 

1821.  turning  their  attention  to  the  judicial  power,  found 
it  limited  to  a  few  objects,  but  exercised,  with  re- 
spect to  some  of  those  objects,  in  its  appellate  form, 
\>ver  the  judgments  of  the  State  Courts.  They  ex- 
tend it,  among  other  objects,  to  all  cases  arising  un- 
der the  constitution,  laws,  and  treaties  of  the  United 
States  ;  and  in  a  subsequent  clause  declare,  that  in 
such  cases,  the  Supreme  Court  shall  exercise  appel- 
late jurisdiction.  Nothing  seems  to  be  given  which 
would  justify  the  withdrawal  of  a  judgment  render- 
ed in  a  State  Court,  on  the  constitution,  laws,  or 
treaties  of  the  United  States,  from  this  appellate  ju- 
risdiction. 

Great  weight  has  always  been  attached,  and  very 
rightly  attached,  to  contemporaneous  exposition. 
No  question,  it  is  believed,  has  arisen  to  which  this 
principle  applies  more  unequivocally  than  to  that 
now  under  consideration. 

The  opinion  of  the  Federalist  has  always  been 
considered  as  of  great  authority.  It  is  a  complete 
commentary  on  our  constitution ;  and  is  appealed  to 
by  all  parties  in  the  questions  to  which  that  instru- 
ment has  given  birth.  Its  intrinsic  merit  entitles  it 
to  this  high  rank ;  and  the  part  two  of  its  authors 
performed  in  framing  the  constitution,  put  it  very 
much  in  their  power  to  explain  the  views  with  which 
it  was  framed.  These  essays  having  been  published 
while  the  constitution  was  before  the  nation  for 
adoption  or  rejection,  and  having  been  written  in  an- 
swer to  objections  founded  entirely  on  the  extent  of 
its  powers,  and  on  its  diminution  of  State  sovereign- 
ty, are  entitled  to  the  more  consideration  where  they 


OF  THE  UNITED  STATES.  419 

frankly  avow  that  the  power  objected  to  is  given,       1821. 
and  defend  it. 

In  discussing  the  extent  of  the  judicial  power,  the 
Federalist  says,  u  Here  another  question  occurs: 
what  relation  would  subsist  between  the  national  and 
State  Courts  in  these  instances  of  concurrent  juris- 
diction ?  I  answer,  that  an  appeal  would  certainly 
lie  from  the  latter,  to  the  Supreme  Court  of  the 
United  States.  The  constitution  in  direct  terms 
gives  an  appellate  jurisdiction  to  the  Supreme  Court 
id  all  the  enumerated  cases  of  federal  cognizance  in 
which  it  is  not  to  have  an  original  one,  without  a 
single  expression  to  confine  its  operation  to  the  in* 
ferior  federal  Courts.  The  objects  of  appeal,  not 
the  tribunals  from  which  it  is  to  be  made,  are  alone 
contemplated.  From  this  circumstance,  and  from 
the  reason  of  the  thing,  it  ought  to  be  construed  to 
extend  to  the  State  tribunals.  Either  this  must  be 
the  case,  or  the  local  Courts  must  be  excluded  from 
a  concurrent  jurisdiction  in  matters  of  national  con- 
cern, else  the  judicial  authority  of  the  Union  may 
be  eluded  at  the  pleasure  of  every  plaintiff  or  prose- 
cutor. Neither  of  these  consequences  ought,  with- 
out evident  necessity,  to  be  involved ;  the  latter 
would  be  entirely  inadmissible,  as  it  would  defeat 
some  of  the  most  important  and  avowed  purposes  of 
the  proposed  government,  and  would  essentially  em- 
barrass its  measures.  Nor  do  I  perceive  any  founda- 
tion for  such  a  supposition.  Agreeably  to  the  remark' 
already  made,  the  national  and  State  systems  are  to 
be  regarded  as  one  whole.  The  Courts  of  the  lat- 
ter will  of  course  be  natural  auxiliaries  to  the  execur 


4St»  CASES  IN  THE  SUPREME  COURT 

iftti.  don  of  the  laws  of  the  Union,  and  an  appeal  front 
them  will  as  naturally  lie  to  that  tribunal  which  is 
destined  to  unite  and  assimilate  the  principles  of  na- 
tural justice,  and  the  rules  of  national  decision.  The 
evident  aim  of  the  plan  of  the  national  convention  is, 
that  all  the  causes  of  the  specified  classes  shall,  for 
weighty  public  reasons,  receive  their  original  or 
final  determination  in  the  Courts  of  the  Union.  To 
confine,  therefore,  the  general  expressions  which 
give  appellate  jurisdiction  to  the  Supreme  Court,  to 
appeals  from  the  subordinate  federal  Courts,  instead 
of  allowing  their  extension  to  the  State  Courts, 
would  be  to  abridge  the  latitude  of  t^e  terms,  in 
subversion  of  the  intent,  contrary  to  every  sound 
rule  of  interpretation." 

A  contemporaneous  exposition  of  the  constitu- 
tion, certainly  of  not  less  authority  than  that  which 
has  been  just  cited,  is  the  judiciary  act  itself.  We 
know  that  in  the  Congress  which  passed  that  act 
Were  many  eminent  members  of  the  Convention 
which  formed  the  constitution.  Not  a  single  indi- 
vidual, so  far  as  is  known,  supposed  that  part  of  the 
act  which  gives  the  Supreme  Court  appellate  juris- 
diction over  the  judgments  of  the  State  Courts  ia 
die  cases  therein  specified,  to  be  unauthorized  by  the 
constitution. 

While  on  this  part  of  the  argument,  it  may  be 
also  material  to  observe  that  the  uniform  decisions  of 
this  Court  on  the  point  now  under  consideration, 
have  been  assented  to,  with  a  single  exception,  by  the 
Courts  of  every  State  in  the  Union  whose  judg- 
ments have  been  revised.    It  has  been  the  unwel- 


Viivinfa. 


OF  THE  UNITED  STATES.  4QX 

come  dot j  of  this  tribunal  to  reverse  the  judgments      mi. 
of  many  State  Courts  in  cases  in  which  the  strong-    ^^^ 
est  State  feelings  were  engaged.    Judges,  whose    _  ▼. 
talents  and  character  would  grace  any  bench,  to 
whom  a  disposition  to  submit  to  jurisdiction  that  is 
usurped,  or  to  surrender  their  legitimate  powers, 
will  certainly  not  be  imputed,  have  yielded  without 
hesitation  to  the  authority  by  which  their  judg- 
ments were  reversed,  while  they,  perhaps,  disappro- 
ved the  judgment  of  reversal. 

This  concurrence  of  statesmen,  of  legislators,  and 
of  judges,  in  the  same  construction  of  the  constitu- 
tion, may  justly  inspire  some  confidence  in  that  con* 
itruction. 

In  opposition  to  it,  the  counsel  who  made  this 
point  has  presented  in  a  great  variety  of  forms,  the 
idea  already  noticed,  that  the  federal  and  State 
Courts  must,  of  necessity,  and  from  the  nature  of 
the  constitution,  be  in  all  things  totally  distinct  and 
independent  of  each  other.  If  this  Court  can  correct 
the  errors  of  the  Courts  of  Virginia,  he  says  it  makes 
them  Courts  of  the  United  States,  or  becomes  itself 
a  part  of  the  judiciary  of  Virginia. 

But,  it  has  been  already  shown  that  neither  of 
these  consequences  necessarily  follows :  The  Ame- 
rican people  may  certainly  give  to  a  national  tribu- 
nal a  supervising  power  over  those  judgments  of  the 
State  Courts,  which  may  conflict  with  the  constitu- 
tion, laws,  or  treaties,  of  the  United  States,  without 
converting  them  into  federal  Courts,  or  converting 
the  national  into  v  State  tribunal.    The  one  Court 


^p*>.  CASES  IN  THE  SUPREME  COURT 

1821.  still  derives  its  authority  from  the  State,  the  other 
still  derives  its  authority  from  the  nation. 

If  it  shall  be  established,  he  says,  that  this  Court 
has  appellate  jurisdiction  over  the  State  Courts  in 
all  cases  enumerated  in  the  3d  article  of  the  consti- 
tution, a  complete  consolidation  of  the  States,  so  far 
as  respects  judicial  power  is  produced. 

But,  certainly,  the  mind  of  the  gentleman  who  ur- 
ged this  argument  is  too  accurate  not  to  perceive  that 
he  has  earned  it  too  far ;  that  the  premises  by  no 
means  justify  the  conclusion.  "  A  complete  con- 
solidation of  the  States,  so  far  as  respects  the  judi- 
cial power,"  would  authorize  the  legislature  to  con- 
fer on  the  federal  Courts  appellate  jurisdiction  from 
the  State  Courts  in  all  cases  whatsoever.  The  dis- 
tinction between  such  a  power,  and  that  of  giving 
appellate  jurisdiction  in  a  few  specified  cases  in  the 
decision  of  which  the  nation  takes  an  interest,  is  too 
obvious  not  to  be  perceived  by  all. 

This  opinion  has  been  already  drawn  out  to  too 
great  a  length  to  admit  of  entering  into  a  particular 
consideration  of  the  various  forms  in  which  the 
counsel  who  made  this  point  has,  with  much  inge- 
nuity, presented  his  argument  to  the  Court.  The 
argument  in  all  its  forms  is  essentially  the  same.  It 
is  founded,  not  on  the  words  of  the  constitution,  but 
on  its  spirit,  a  spirit  extracted,  not  from  the  words  of 
the  instrument,  but  from  his  view  of  the  nature  of 
our  Union,  and  of  the  great  fundamental  principles 
on  which  the  fabric  stands. 

To  this  argument,  in  all  its  forms,  the  same  an- 
swer may  be  given.    Let  the  nature  and  objects  of 


OF  THE  UNITED  STATES.  423 

oar.  Union  be  considered ;  let  tbe  great  fundamental  1821. 
principles,  on  which  the  fabric  stands,  be  examined ; 
and  we  think  the  result  must  be,  that  there  is  no- 
thing so  extravagantly  absurd  in  giving  to  the  Court 
of  the  nation  the  power  of  revising  the  decisions  of 
local  tribunals  on  questions  which  affect  the  nation, 
as  to  require  that  words  which  import  this  power 
should  be  restricted  by  a  forced  construction.  The 
question  then  must  depend  on  the  words  themselves  ; 
and  on  their  construction  we  shall  be  the  more  rea- 
dily excused  for  not  adding  to  the  observations  al- 
ready made,  because  the  subject  was  fully  discussed 
and  exhausted  in  the  case  of  Martin  v.  Hunter. 

3d.  We  come  now  to  the  third  objection,  which,  The  potest 
though  differently  stated  by  the  counsel,  is  substan-  jurudicttoo  of 
tially  the  same.  One  gentleman  has  said  that  the  j*«  &«  !«**«- 
judiciary  act  does  not  give  jurisdiction  in  the  case.      c-  2M-2*. 

The  cause  was  argued  in  the  State  Court,  on  a 
case  agreed  by  the  parties,  which  states  the  prosecu- 
tion under  a  law  for  selling  lottery  tickets,  which  is 
set  forth,  and  further  states  the  act  of  Congress  by 
which  the  City  of  Washington  was  authorized  to  es- 
tablish the  lottery.  It  then  states  that  the  lottery 
was  regularly  established  by  virtue  of  the  act,  and 
concludes  with  referring  to  the  Court  the  questions, 
whether  the  act  of  Congress  be  valid  ?  whether,  on 
its  just  construction,  it  constitutes  a  bar  to  the  pro- 
secution? and,  whether  the  act  of  Assembly,  on 
which  the  prosecution  is  founded,  be  not  itself  in-  • 
valid?  These  questions  were  decided  against  the 
operation  of  the  act  of  Congress,  and  in  favour  of 
the  operation  of  the  act  of  the  State. 


<Hfc  CASES  IN  THE  SUPREME  COURT 

1891.  If  the  25th  section  of  the  judiciary  act  be  inspected, 

it  will  at  once  be  perceived  that  it  comprehends  ex- 
pressly the  case  under  consideration. 

But  it  is  not  upon  the  letter  of  the  act  that  the  gen- 
tleman who  stated  this  point  in  this  form,  founds  his 
argument*  Both  gentlemen  concur  substantially  in 
their  views  of  this  part  of  the  case.  They  deny 
that  the  act  of  Congress,  on  which  the  plaintiff  in 
error  relies,  is  a  law  of  the  United  States ;  or,  if  a 
law  of  the  United  States,  is  within  the  second  clause 
of  the  sixth  article. 

In  the  enumeration  of  the  powers  of  Congress, 
which  is  made  in  the  8th  section  of  the  first  article, 
we  find  that  of  exercising  exclusive  legislation  over 
such  District  as  shall  become  the  seat  of  government. 
This  power,  like  all  others  which  are  specified,  is 
conferred  on  Congress  as   the  legislature  of  the 
Union :  for,  strip  them  of  that  character,  and  they 
would  not  possess  it     In  no  other  character  can  it 
be  exercised.  In  legislating  for  the  District,  they  ne- 
cessarily preserve  the  character  of  the  legislature  of 
the  Union ;  for,  it  is  in  that  character  alone  that  the 
constitution  confers  on  them  this  power  of  exclusive 
legislation.    This  proposition  need  not  be  enforced. 
The  2d  clause  of  the  6th  article  declares,  that 
"This  constitution,  and  the  laws  of  the  United 
States,  which  shall  be  made  in  pursuance  thereof, 
shall  be  the  supreme  law  of  the  land." 

The  clause  which  gives  exclusive  jurisdiction  is, 
unquestionably,  a  part  of  the  constitution,  and,  as 
such,  binds  all  the  United  States.  Those  who  con- 
tend that  acts  of  Congress,  made  in  pursuance  of 


OP  THE  UNITED  STATES.  4g5 

this  power,  do  not,  like  acts  made  in  pursuance  of  mi. 
other  powers,  bind  the  nation,  ought  to  show  some 
safe  and  clear  rule  which  shall  support  this  construc- 
tion, and  prove  that  an  act  of  Congress,  clothed  in 
all  the  forms  which  attend  other  legislative  acts,  and 
passed  in  virtue  of  a  power  conferred  on,  and  exer- 
cised by  Congress,  as  the  legislature  of  the  Union, 
is  not  a  law  of  the  United  States,  and  does  not  bind 
them. 

One  of  the  gentlemen  sought  to  illustrate  his  pro- 
position that  Congress,  when  legislating  for  the  Dis- 
trict, assumed  a  distinct  character,  and  was  reduce*] 
to  a  mere  local  legislature,  whose  laws  could  pos- 
sess no  obligation  out  of  the  ten  miles  square,  by  a 
reference  to  the  complex  character  of  this  Court  It 
is,  they  say,  a  Court  of  common  law  and  a  Court  of 
equity.  Its  character,  wjjen  sitting  as  a  Court  of 
common  law,  is  as  distinct  from  its  character  when 
fitting  as  a  Court  of  equity,  as  if  the  powers  belong- 
ing to  those  departments  were  vested  in  different 
tribunals.  Though  united  in  the  same  tribunal, 
they  are  never  confounded  with  each  other. 

Without  inquiring  how  far  the  union  of  different 
characters  in  one  Court,  may  be  applicable,  in  prin- 
ciple, to  the  union  in  Congress  of  the  power  of  ex- 
clusive legislation  in  some  places,  and  of  limited  le- 
gislation in  others,  it  may  be  observed,  that  the 
forms  of  proceedings  in  a  Court  of  law  are  so  totally 
unlike  the  forms  of  proceedings  in  a  Court  of  equity, 
that  a  mere  inspection  of  the  record  gives  decisive 
information  of  the  character  in  which  the  Court  sits, 
and  consequently  of  the  extent  of  its  powers.    But 

Vol.  Yft  64 


426  CASES  IN  THE  SUPREME  COURT 

18*1.       if  the  forms  of  proceeding  were  precisely  the  same, 
v^v*w    and  the  Court  the  same,  the  distinction  would  dis- 

Cohens 

r.        appear. 
Virginia.        gince    congire8S   legislates   ini  the  same  forms, 

and  in  the  same  character,  in  virtue  of  powers  of 
equal  obligation,  conferred  in  the  same  instrument, 
when  exercising  its  exclusive  powers  of  legislation, 
as  well  as  when  exercising  those  which  are  limited, 
we  must  inquire  whether  there  be  any  thing  in  the 
nature  of  this  exclusive  legislation,  which  necessarily 
confines  the  operation  of  the  laws  made  in  virtue  of 
this  power  to  the  place  with  a  view  to  which  they 
are  made. 

Connected  with  the  power  to  legislate  within  this 
District,  is  a  similar  power  in  forts,  arsenals,  dock 
yards,  &c.  Congress  has  a  right  to  punish  murder 
in  a  fort,  or  other  place  vfyhin  its  exclusive  jurisdic- 
tion ;  but  no  general  rigfyt  to  punish  murder  commit- 
ted within  any  of  the  States.  In  the  act  for  the 
punishment  of  crimes  against  the  United  States, 
murder  committed  within  a  fort,  or  any  other  place 
or  district  of  country,  under  the  sole  and  exclusive 
jurisdiction  of  the  United  States,  is  punished  with 
death.  Thus  Congress  legislates  in  the  same  act, 
under  its  exclusive  and  its  limited  powers. 

The  act  proceeds  to  direct,  that  the  body  of  the 
criminal,  after  execution,  may  be  delivered  to  a  sur- 
geon for  dissection,  and  punishes  any  person  who 
shall  rescue  such  body  during  its  conveyance  from 
the  place  of  execution  to  the  surgeon  to  whom  it  is 
to  be  delivered. 


OP  THE  UNITED  STATES;  427 

>    Let  these  actual  provisions  of  the  law,  or  any       mi. 
other  provisions  which  can  be  made  on  the  subject, 
be  considered  with  a  view  to  the  character  in  which 
Congress  acts  when  exercising  its  powers  of  exclu- 
sive legislation. 

If  Congress  is  to  be  considered  merely  as  a  local 
legislature,  invested,  as  to  this  object,  with  powers 
limited  to  the  fort,  or  other  place,  in  which  the  mur- 
der may  be  committed,  if  its  general  powers  cannot 
come  in  aid  of  these  local  powers,  how  can  the  of- 
fence be  tried  in  any  other  Court  than  that  of  the 
place  in  which  it  has  been  committed  ?  How  can 
the  offender  be  conveyed  to,  or  tried  in,  any  other 
place  ?  How  can  he  be  executed  elsewhere  ?  How 
can  his  body  be  conveyed  through  a  country  under 
the  jurisdiction  of  another  sovereign,  and  the  indivi- 
dual punished,  who,  within  that  jurisdiction,  shall 
rescue  the  body. 

Were  any  one  State  of  the  Union  to  pass  a  law 
for  trying  a  criminal  in  a  Court  not  created  by  itself, 
ip  a  place  not  within  its  jurisdiction,  and  direct  the 
sentence  to  be  executed  without  its  territory,  we 
should  all  perceive  and  acknowledge  its  incompe- 
tency to  such  a  course  of  legislation.  If  Congress 
be  not  equally  incompetent,  it  is  because  that  body 
unites  the  powers  of  local  legislation  with  those 
which  are  to  operate  through  the  Union,  and  may 
use  the  last  in  aid  of  the  first ;  or  because  the  power 
of  exercising  exclusive  legislation  draws  after  it,  as 
an  incident,  the  power  of  making  that  legislation  ef- 
fectual, and  the  incidental  power  may  be  exercised 


V 


428  CASES  IN  THE  SUPREME  COURT 

1821.       throughout  the  Union,  because  the  principal  power 

S^T^*/    is  given  to  that  body  as  the  legislature  of  the  Union* 

v.  So,  in  the  same  act,  a  person  who,  having  know* 

Virginia.    ]e<]g6  0f  fa  commission  of  murder,  or  other  felony, 

on  the  high  seas,  or  within  any  fort,  arsenal,  dock 

yard,  magazine,  or  other  place,  or  district  of  country 

within  the  sole  and  exclusive  jurisdiction  of  the 

United  States,  shall  conceal  the  same,  fee.  he  shaH 

be  adjudged  guilty  of  misprision  of  felony,  and  shall 

be  adjudged  to  be  imprisoned,  &c. 

It  is  clear,  that  Congress  cannot  punish  felonies 
generally  ;  and,  of  consequence,  cannot  punish  mis- 
prision of  felony.  It  is  equally  clear,  that  a  State 
legislature,  the  State  of  Maryland  for  example,  can- 
not punish  those  who,  in  another  State,  conceal  a 
felony  committed  in  Maryland.  How,  then,  is  it 
that  Congress,  legislating  exclusively  for  a  fort,  pun- 
ishes those  who,  out  of  that  fort,  conceal  a  felony 
committed  within  it  ? 

The  solution,  and  the  only  solution  of  the  difficul- 
ty, is,  that  the  power  vested  in  Congress,  as  the  legis- 
-  #  fature  of  the  United  States,  to  legislate  exclusively 
within  any  place  ceded  by  a  State,  carries  with  it, 
as  an  incident,  the  right  to  make  that  power  effectu- 
al. If  a  felon  escape  out  of  the  State  in  which  the 
act  has  been  committed,  the  government  cannot  pur* 
sue  him  into  another  State,  and  apprehend  him  there, 
but  must  demand  him  from  the  executive  power  of 
that  other  State.  If  Congress  were  to  be  considered 
merely  as  the  local  legislature  for  the  fort  or  other 
place  in  which  the  offence  might  be  committed,  then 
this  principle  would  apply  to  them  as  to  other  local 


OF  THE  UNITED  STATES.  429 

legislatures,  and  the  felon  who  should  escape  out  of      issi. 
the  fort,  or  other  place,  in  which  the  felony  may    S^£%N' 
have  been  committed,  could  not  be  apprehended  by        ▼. 
the  marshal,  but  must  be  demanded  from  the  execu-      a 
tive  of  the  State.    But  we  know  that  the  principle 
does  not  apply ;  and  the  reason  is,  that  Congress  is 
not  a  local  legislature,  but  exercises  this  particular 
power,  like  all  its  other  powers,  in  its  high  character, 
as  the  legislature  of  the  Union.     The  American 
peopleghoittht  it  a  necessary  power,  and  they  con- 
ferred it  for  their  own  benefit    Being  so  conferred, 
it  carries  with  it  all  those  incidental  powers  which 
are  necessary  to  its  complete  and  effectual  execu- 
tion. 

Whether  any  particular  law  be  designed  to  operate 
without  the  District  or  not,  depends  on  the  words  of 
that  law.  If  it  be  designed  so  to  operate,  then  the 
question*  whether  the  power  so  exercised  be  inci- 
dental to  the  power  of  exclusive  legislation,  and  be 
warranted  by  the  constitution,  requires  a  considera- 
tion of  that  instrument.  In  such  cases  the  constitu- 
tion and  the  law  must  be  compared  and  construed* 
This  is  the  exercise  of  jurisdiction.  It  is  the  only 
exercise  of  it  which  is  allowed  in  such  a  case.  For 
the  act  of  Congress  directs,  that  "no  other  error 
shall  be  assigned  or  regarded  as  a  ground  of  rever- 
sal, in  any  such  case  as  aforesaid,  than  such  as  ap- 
pears on  the  face  of  the  record,  and  immediately  re- 
spects the  before  mentioned  questions  of  validity  or 
construction  of  the  said  constitution,  treaties,''  &c. 

The  Whole  merits  of  this  case,  then,  consist  in  the 
construction  of  the  constitution  and  the  act  of  Con- 


490  CASES  IN  THE  SUPREME  COURT 

1821.  gress.  The  jurisdiction  of  the  Court,  if  acknow- 
ledged, goes  no  farther.  This  we  are  required  to 
do  without  the  exercise  of  jurisdiction 

The  couusel  for  the  State  of  Virginia  have,  in  sup- 
port of  this  motion,  urged  many  arguments  of  great 
weight  against  tHe  application  of  the  act  of  Con- 
gress to  such  a  case  as  this ;  but  those  arguments  go 
to  the  construction  of  the  constitution,  or  of  the  law, 
or  of  both ;  and  seem,  therefore,  rather  calculated  to 
sustain  their  cause  upon  its  merits,  than  to^urove  a 
failure  of  jurisdiction  in  the  Court.  ^ 

After  having  bestowed  upon  this  question  the  most 
deliberate  Consideration  of  which  we  are  capable,  the 
Court  is  unanimously  of  opinion,  that  the  objections 
to  its  jurisdiction  are  not  sustained,  and  that  the  mo- 
tion ought  to  be  overruled. 

Motion  denied. 

Manh  tiu  The  cause  was  this  day  argued  on  the  merits. 

Mr.  D.  B.  Ogden,  for  the  plaintiffs  in  error,  sta- 
ted, that  the  question  of  conflict  between  the  act  of 
Congress  and  the  State  law,  which  arose  upon  the 
record,  depended  upon  the  8th  section  of  the  first 
article  of  the  constitution,  giving  to  Congress  the 
exclusive  power  of  legislation,  in  all  cases  whatsoever, 
over  the  District  which  had  become  the  seat  of  the 
government  of  the  United  States,  by  cession  from 
the  States  to  whom  it  formerly  belonged.  Under 
this  power,  Congress  has  authorized  the  establish- 
ment of  a  lottery  at  the  seat  of  government     Can 


OP  THE  UNITED  STATES.  4$1 

the  State  of  Virginia  prevent  the  sale  of  tickets  in  mi. 
that  lottery  within  her  territory,  consistently  with 
the  constitution  ?  This  question  must  depend  upon 
the  nature  of  the  constitutional  power  of  Congress, 
and  of  the  law  by  which  it  is  exercised.  It  was 
said  by  the  counsel  for  the  defendant  in  error,  on  the 
former  argument,  that  the  power  is  municipal,  to  be 
exercised  over  the  District  only,  and,  of  course,  con- 
fined in  its  operation  to  the  limits  of  the  District* 
But,  in  order  to  determine  whether  this  is  the  true 
interpretation  of  the  clause  in  question,  we  must 
more  minutely  examine  what  is  the  nature  of  the 
authority  granted*  The  clause  was  not  intended  to 
give  to  Congress  an  unlimited  power,  to  legislate  in 
all  cases,  without  reference  to  other  provisions  of  the 
constitution.  Otherwise  Congress  might  pass  bills 
of  attainder  and  ex  post  facto  laws,  and  exercise  a 
despotic  authority  over. the  District  of  Columbia, 
and  its  citizens  would  thus  be  deprived  of  their  rights 
entirely.  Nor  was  it  intended  to  authorize  the  ex- 
ercise by  Congress  of  its  general  powers  as  a  na- 
tional legislature,  *within  the  District.  Nor  to  ex- 
empt the  District  from  the  operation  of  those  gene* 
ral  powers.  But  the  clause  was  inserted  for  the 
purpose  of  securing  the  independence  of  the  national 
legislature,  and  government,  from  State  control. 
The  object  in  view  was,  therefore,  strictly  a  national 
object  The  District  was  created  only  for  national 
purposes,  and  every  law  pas^yd  for  its  government  is 
peculiarly  a  national  law.    The  words,  "  exclusive 


48S  CASES  IN  THE  SUPREME  COURT 

.182*.      legislation  in  all  cases  whatsoever,"  were  meant  to 
exclude  all  State  legislative  power ;  and  to  vest  ia 
Congress,  in  addition  to  its  general  powers  over  the 
whole  Union,  all  possible  powers  of  legislation  over 
the  District    The  law  in  question,  is  the  expression 
of  the  national  will  on  a  national  object    It  is,  then, 
an  act  of  the  general  legislative  power  of  the  Union, 
and  its  operation  must  be  co-extensive  with  the  li- 
mits of  the  Union,  unless  it  is  limited  to  the  District 
of  Columbia  in  express  terms,  or  from  the  nature  of 
the  power  itself  being  incapable  of  acting  without 
the  District     That  the  whole  Union  has  an  interest 
in  the  City  of  Washington,  as  the  national  capital,  is 
shown  by  the  cotemporaneous  exposition  of  the  con- 
stitution by  its  framers,  and  by  the  subsequent  acts 
of  the  national  legislature,  providing  for  its  improve- 
ment and  embellishment    It  is  admitted,  that  some 
of  the  provisions  of  the  l^w  now  in  question,  are 
local  in  their  very  nature,  and,  therefore,  confined 
to  the  City,  or  the  District,  in  their  operation.     But 
the  power  of  the  Corporation  to  establish  lotteries, 
with  the  consent  of  the  President,  is  not  of  this  na- 
ture*    Lottery  tickets  are  an  article  of  commerce, 
vendible  in  every  part  of  the  Union,  as  well  as  in  the 
District  of  Columbia.     A  State  law  which  forbids  a 
citizen  to  sell  or  buy  a  ticket  in  a  lottery,  legally 
established  by  the  national  legislature;  for  national 
purposes,  infringes  the  constitutional  rights  of  the 
citizen,  and  tends  to  iuipfede  and  defeat  the  exercise 
of  this  national  power.     He  cannot  fife  punished  by 
a  State,  for  selling  or  buying  that  which  Congress 


OF  THE  UNITED  STATES.  433 

has,  in  the  exercise  of  a  great  national  power,  au-  1821. 
thorized  to  be  bought  or  sold.  The  authority  of  v*Tv-%1' 
establishing  this  lottery,  so  far  from  being  confined  v. 
to  the  City,  could  not  be  conveniently  or  effectually  V******* 
exercised  without  extending  the  saleable  quality  of 
the  tickets  throughout  the  Union.  As  a  sounce  of 
revenue,  it  would  be  inadequate  to  the  objects  for 
which  it  was  established,  without  this  extension.  It 
is  not  one  of  the  ordinary  sources  of  revenue  for  the 
mere  municipal  wants  of  the  City.  It  is  a  national 
grant  for  national  purposes,  to  be  used  in  each  par- 
ticular instance,  with  the  approbation  of  the  Presi- 
dent. It  is,  then,  a  national  law,  enacted  for  a  na- 
tional purpose,  and  has  no  other  limits  in  its  opera- 
tion than  the  limits  of  the  legislative  power  itself. 
If  Congress  had  intended  to  confine  its  operation 
within  the  District  of  Columbia,  they  would  have 
expressed  that  intention.  If,  then,  Congress  have  a 
right  to  raise  a  revenue,  for  any  national  purpose,  by 
establishing  a  lottery,  they  bad  a  right  to  establish  ' 
this  lottery  ;  and  no  State  law  can  defeat  this,  any 
more  than  the  exercise  of  any  other  national  power. 
But  even  supposing  that  it  is  not  a  tax  or  duty,  such 
as  Congress  have  the  express  power  of  establishing ; 
yet  if  it  be  necessary  and  proper,  in  the  judgment  of 
the  Court,  to  carry  into  effect  any  power  expressly 
granted,  such  as  that  of  establishing  and  governing 
the  City,  it  may  be  exercised  throughout  the  Union. 
Congress  have  the  same  power  to  establish  lotteries 
for  this  purpose,  as  the  State  legislatures,  and  every 
other  legislature,  have.  The  only  difference  is,  that 
Vol.  VI.  5* 


434  CASES  IN  THE  SUPREME  COURT 

mh  with  Congress  it  is  the  exercise  of  a  national  power, 

NjT^J  and  must,  therefore,  be  co-extensive  in  its  operation 

r.  with  the  Union,  although  the  money  to  be  raised  by 


Virginia, 


it  cannot  be  applied  to  the  use  of  any  other  City  in 
the  Union  than  that  which  is  the  national  capital,  and 
in  which,  consequently,  all  the  States,  and  all  the 
people,  have  a  common  interest. 

Mr.  Webster j  contra,  insisted,  that  Congress  had 
not  the  power,  under  the  constitution,  of  establishing 
a  lottery  in  the  District  of  Columbia,  for  municipal 
purposes,  and  of  forcing  the  sale  of  the  tickets 
throughout  the  Union,  in  contravention  of  the  State 
laws  ;  and,  that  even  if  they  had  the  power,  the  law 
now  in  question  did  not  purport  to  authorize  the 
Corporation  of  the  City  of  Washington  thus  to  force 
the  sale  of  the  tickets.  It  is  clear  that  Congress,  as 
a  legislative  body,  exercise  two  species  of  legislative 
power :  the  one,  limited  as  to  its  objects,  but  extend- 
*  ing  all  over  the  Union :  the  other,  an  absolute,  ex- 
clusive legislative  power  over  the  District  of  Colum- 
bia. The  preliminary  inquiry  in  the  case  now  be- 
fore the  Court,  is,  by  virtue  of  which  of  these  autho- 
rities was  the  law  in  question  passed  ?  When  this  is 
ascertained,  we  shall  be  able  to  determine  its  extent 
and  amplication.  In  this  country,  we  are  trying  the 
novel  experiment  of  a  divided  sovereignty,  between 
the  national  government  and  the  States.  The  pre- 
cise line  of  division  between  these  is  not  always  dis- 
tinctly marked.  Government  is  a  moral,  not  a  ma- 
thematical science ;  and  the  powers  of  such  a  gov- 
ernment especially,  cannot  be  defined  with  mathe- 


OP  THE  UNITED  STATES.  435 

matical  accuracy  and  precision.  There  is  a  compe-  mi. 
tition  of  opposite  analogies.  We  arrive  at  a  just 
conclusion  by  reasoning  from  these  analogies,  and 
by  a  general  regard  to  the  objects  and  purposes  of 
this  scheme  of  government.  With  a  view  to  the  pre- 
sent question,  it  may,  perhaps,  be  safely  admitted, 
that  there  are  certain  acts  of  legislation  passed  by 
Congress,  with  a  local  reference  to  this  District, 
which  proceed  from  the  general  powers  with  which 
Congress  are  invested.  They  are  local  in  their  im- 
mediate operation  and  effect,  but  they  are  passed  in 
virtue  of  general  legislative  powers.  Such  are  the 
acts  appropriating  moneys  for  constructing  the  navy 
yard  and  the  capitol.  Some  other  acts  are  of  a 
mixed  nature.  There  are  others  clearly  local,  and 
passed  in  virtue  of  the  local,  exclusive  jurisdiction. 
And  of  this  latter  class  is  the  act  now  under  consi- 
deration. It  is  for  the  establishment  of  a  local  City 
government,  which  arises  from  the  exclusive  power 
of  legislation ;  and  the  clause  authorizing  the  esta- 
blishment of  lotteries,  is  combined  with  other  clauses 
of  a  mere  municipal  character:  Nosciiur  a  sociis. 
Every  act  of  legislation  must  be  limited  by  its  sub- 
ject matter,  and  there  is  nothing  to  show  that  this 
power  is  to  be  exercised  more  extensively  than  the 
other  powers  of  the  Corporation  ;  nothing  to  show 
that  this  municipal  power  is  to'  be  carried  beyond 
the  City.  It  may  be  exercised  within  the  City 
alone,  and  Congress  has  not  said,  and  the  Court  can- 
not intend,  that  it  is  to  be  exercised  in  other  parts  of 
the  Union.  Congress  could  not  give  such  a  charter 
to  any  other  city  in  the  Union,  and  if  every  federal 


436 


CASE*  IN  THE  SUPREME  COURT 


i8ti.  power  granted  in  the  constitution  were  destroyed, 
this  power  would  remain.  It  exists  independently, 
and  the  legislative  powers  of  the  States  can  never 
conflict  with  it,  because  it  can  never  operate  within 
the  States.  Being  a  case  of  mere  local  legislation, 
it  is  not  a  casus  foederis  within  that  clause  of  the 
constitution  which  declares  that  the  laws  of  the 
United  States  shall  be  the  supreme  law  of  the  land. 
There  can  be  no  question  of  supremacy  and  subor- 
dination where  there  is  no  connection  or  conflict. 
The  constitution  makes  this  provision,  because  other 
legislative  powers  were  to  operate  throughout  the 
Union  ;  the  Congress  and  the  States  were  to  legis- 
late over  the  same  subjects,  and  over  the  same  ter- 
ritory ;  and  therefore  there  might  be  conflict.  It  was 
because  the  two  codes  were  to  prevail  in  the  same 
places,  and  over  the  same  persons.  But  the  provi- 
sion cannot  extend  to  lawl  enacted  by  Congress  for 
the  mere  local  municipal  government  of  the  City, 
because  the  reason  on  which  it  is  founded  does  not 
extend  to  a  case  where  all  legislation  is  necessarily 
exclusive.  There  was  no  more  reason  in  this  in- 
stance to  provide  for  a  conflict  of  the  two  authori- 
ties, than  in  the  case  of  the  laws  of  a  foreign  State, 
which,  except  in  the  familiar  example  of  questions 
relative  to  the  lex  loci  contractus,  cannot  come  in 
collision  with  our  own  laws,  because  they  cannot 
operate  extra-territorially.  So  here,  from  the  very 
nature  of  things,  there  can  arise  no  conflict  between 
the  local  laws  of  the  District  of  Columbia,  and  those 
of  the  States,  because  each  code  is  confined  to  its 
own  territory.    Any  sound  interpretation  of  the  law 


OP   THE  UNITED  STATES.  437 

in  question,  must  limit  it  to  the  City  of  Washington.  mi. 
It  does  not  even  extend  to  the  other  municipal  Cor- 
porations within  the  District  of  Columbia,  because 
it  contains  provisions  expressly  for  the  government 
of  Washington  alone,  and  does  not  profess  to  ex- 
tend any  of  them  beyond  the  limits  of  that  City.  A 
law  cannot  exceed  the  authority  of  the  lawgiver, 
and  that  does  not  extend  beyond  the  District,  and  is 
limited  in  its  actual  exercise  to  the  City*  There  is 
no  authority  showing  that  a  grant  of  power  of  this 
kind  to  a  municipal  Corporation,  extends  beyond  the 
local  limits  of  the  City. 

The  Attorney- General,  for  the  plaintiffs  in  error,  in 
reply,  contended,  that  Congress,  in  passing  the  law 
under  consideration,  acted  in  the  name  of  the  whole 
nation,  and  for  a  great  national  object.  Congress 
did  not,  as  contended  in  the  argument  on  the  juris- 
diction of  the  Court,  succeed,  by  the  cession,  merely 
to  the  legislative  powers  of  Maryland  and  Virginia, 
over  this  District.  They  are  not  the  trustees  of 
those  States  only ;  they  are  the  trustees  of  the  whole 
Union.  The  cession  was  to  the  Congress  and  go- 
vernment of  the  United  States.  The  jurisdiction 
over  the  territory  belongs  to  the  entire  people  of  the 
United  States.  It  is  not  the  power  of  Maryland  and 
Virginia  which  Congress  represents,  but  the  power  of 
all  the  States ;  and  the  territory  ceded  is  to  be  looked 
at,  not  with  reference  to  its  origiu,  not  as  still  forming 
ideally  a  part  of  Maryland  and  Virginia,  but  is  to  be 
regarded  as  if  incorporated  into  every  State  in  the 
Union.  The  question  is  not,  then,  to  be  solved  by  ask- 


438  CASES  IN  THE  SUPREME  COURT 

1821.  ing  what  those  States  could  do  with  respect  to  this  ter- 
ritory, but  what  each  State  of  the  Union  could  do 
with  regard  to  its  own  territory :  because,  to  borrow 
an  expression  from  the  municipal  law,  each  State  of 
the  Union  is  seized  jointly  with  all  the  rest,  per  me 
etper  tout>  of  the  whole  jurisdiction  over  this  terri- 
tory. The  acts  of  the  Congress  in  legislating  for 
the  District  of  Columbia  are  the  acts  of  all  the  peo- 
ple of  all  the  States.  It  is  therefore  a  fallacy  in  ar- 
gument to  represent  Congress  as  succeeding  merely 
to  the  same  degree  of  power  which  Maryland  and 
Virginia  formerly  had  over  this  territory.  Could 
those  States  have  taxed  the  other  States,  or  bor- 
rowed money  on  their  credit,  for  the  improvement 
of  this  territory,  as  Congress  have  done?  Although 
the  jurisdiction  of  the  States  whb  formerly  held  the 
sovereignty  and  domain  of  this  territory  has  been 
supplanted  by  Congress,  the  substituted  jurisdiction 
is  far  more  extensive  than  that  which  they  held.  It 
is  a  jurisdiction,  which  in  the  instances  mentioned, 
and  many  others  which  might  be  enumerated,  is  ca- 
pable of  affecting  all  the  States.  It  cannot  be  de- 
nied that  the  character  of  the  jurisdiction  which 
Congress  has  over  the  District,  is  widely  different 
from  that  which  it  has  over  the  States ;  for,  over 
them,  Congress  has  not  exclusive  jurisdiction.  Its 
powers  over  the  States  are  those  only  which  are  spe- 
cifically given,  and  those  which  are  necessary  to 
carry  them  into  effect :  whilst  over  the  District  it  has 
all  the  powers  which  it  has  over  the  States,  and  in 
addition  to  these,  a  power  of  legislation  exclusive  of 


OF  THE  UNITED  STATES.  439 

all  the  States.    Bat  although  the  jurisdiction  over      1821. 
the  District  is  of  a  different  and  more  extensive  cha- 
racter, yet  it  is  not  so  circumscribed  that  it  may  not 
incidentally  affect  the  States,  although  exerted  for  a 
heal  purpose,  as  it  is  called.  -  Such  is  sometimes  the 
^elusive  effect  of  single  words  and  phrases,  that  the 
position,  that  in  legislating  for  the  District  of  Co- 
lumbia, Congress  is  a  local  legislature,  for  local  pur- 
poses, and  therefore  cannot  affect  the  States  by  its 
laws,  has  almost  become  an  aphorism  with  indolent 
or  prejudiced  inquirers.    But  in  what  sense  can  that 
be  called  a  local  government  which  proceeds  from 
the  whole  body  of  the  nation  ?  And  how  can  that  be 
termed  a  local  object,  which  is  closely  and  insepara- 
bly connected  with  the  general  interest  of  the  whole 
people  of  the  Union  ?  As  well  might  it  be  asserted 
that  Congress  acted  as  a  local  legislature,  when  it 
established  offices  for  the  sale  of  lands  in  the  western 
States,  or  fortifications  at  particular  points  on  the 
sea-coast.     It  will  not  be  pretended  that  the  first  es- 
tablishment of  the  seat  of  government  in  this  Dis- 
trict, was  an  act  done  by  Congress  in  its  character 
of  a  local  legislature,  and  for  local  purposes.     How 
then  can  the  subsequent  acts  for  the  improvement 
and  embellishment  of  the  City  be  so  regarded  ?  The 
act  of  May  6th,  1796,  authorized  the  commissioners 
for  erecting  the  public  buildings  to  borrow  money 
for  that  purpose.    Would  it  have  been  competent  for 
the  legislatures  of  the  States  to  have  impeded  this 
loan  by  punishing  their  citizens  for  subscribing  to 
this  stock  ?  And  could  the  States  prohibit  the  sale 
of  the  City  lots  within  their  territory,  and  thus  ar- 


440  CASES  IN  THE  SUPREME  COURT 

i82i.  rest  the  improvement  of  the  City  ?  And  if  they  could 
not,  is  it  not  because  what  Congress  in  the  legiti- 
mate exercise  of  its  powers  has  made  it  lawful  to 
sell,  the  States  cannot  make  it  unlawful  to  buy  ? 
Let  us  test  by  these  considerations  the  question  be- 
fore the  Court :  and  let  us  distinguish  between  Con- 
gress legislating  for  the  municipal  government  of 
the  City,  and  Congress,  in  its  national  character, 
providing  the  means  of  adding  necessary  public  im- 
provements to  the  national  capital.  Congress  has 
itself  made  this  tlistinction.  When  a  regulation  for 
the  mere  internal  police  of  the  City  is  to  be  made,  it 
is  done  by  the  Corporation,  or  some  other  inferior 
agent,  without  the  interference  of  the  President  of 
the  United  States.  But,  when  an  alteration  of  the 
plan  of  the  City,  or  a  public  improvement  affecting 
the  whole  of  the  City  in  a  national  point  of  view,  is 
to  be  made,  it  is  uniformly  subjected  to  the  control 
of  the  President.  So  here  the  specific  purpose  in 
.  view,  and  for  which  the  lottery  was  authorized  by 
the  President,  was,  the  establishment  of  a  City  Hall, 
a  necessary  consequence  of  the  establishment  of  the 
City,  which  last  was  also  a  necessary  consequence 
of  the  establishment  of  the  seat  of  government. 

March  Mu        The  opinion  of  the  Court  was  delivered  by  Mr. 
Chief  Justice  Marshall. 

This  case  was  stated  in  the  opinion  given  on  the 
motion  for  dismissing  the  writ  of  error  for  want  of 
jurisdiction  in  the  Court.  It  now  comes  on  to  be 
decided  on  the  question  whether  the  Borough  Court 
of  Norfolk,  in  overruling  the  defence  set  up  under 


OF  THE  UNITED  STATES.  44J 

the  act  of  Congress,  has  misconstrued  that  act.     It      mi. 
is  in  these  words :  v  s,^/*w 

Cohens 

"  The  said  Corporation  shall  have  full  power  to  *• 
authorize  the  drawing  of  lotteries  for  effecting  any 
important  improvement  in  the  City,  which  the  ordi- 
nary funds  or  revenue  thereof  will  not  accomplish: 
Provided,  that  the  sum  to  be  raised  in  each  year 
shall  not  exceed  the  amount  of  10,000  dollars :  And 
provided,  also,  that  the  object  for  which  the  money 
is  intended  to  be  raised  shall  be  first  submitted  to 
the  President  of  the  United  States,  and  shall  be  ap- 
proved of  by  him," 

Two  questions  arise  on  this  act. 

1st.  Does  it  purport  to  authorize  the  Corporation 
to  force  the  sale  of  these  lottery  tickets  in  States 
where  such  sales  may  be  prohibited  by  law  ?  If  it 
does, 

2d.  Is  the  law  constitutional  ? 

If  the  first  question  be  answered  in  the  affirmative, 
it  will  become  necessary  to  consider  the  second.  If 
it  should  be  answered  in  the  negative,  it  will  be  un- 
necessary, and  consequently  improper,  to  pursue  any 
inquiries,  which  would  then  be  merely  speculative, 
respecting  the  power  of  Congress  in  the  case. 

In  inquiring  into  the  extent  of  the  power  granted  c^»J^«^ 
to  the  Corporation  of  Washington,  we  must  first  ex-  ^o^i^w 
amine  the  words  of  the  grant.     We  find  in  them  no  wUhin'gLi  to 

°  authorize     tb« 

expression  which  looks  beyond  the  limits  of  the  City,  f™^"!^1^ 
The  powers  granted  are  all  of  them  local  in  their  na-  SSJSt  taJS 
ture,  and  all  of  them  such  as  would,  in  the  common  ?£  &  c^ 
course  of  things,  if  not  necessarily,  be  exercised  Se^J0^  K 
Vol,  VI  56 


H4£  CASES  IN  THE  SUPREME  COURT 

1821.  within  the  city.  The  subject  on  which  Congre& 
vjT]^w'  was  employed  when  framing  this  act  was  a  local 
•  r.  subject ;  it  was  not  the  establishment  of  a  lottery, 
tickelTiniuch  ")Ut  *e  format*OD  °f  a  separate  body  for  the  ma- 
stotej6"  where  nagement  of  the  internal  affairs  of  the  City,  for  its 
hiMtedlebyP£  internal  government,  for  its  police.  Congress  must 
sutAiawi.      jiave  consi(jere(j  i^f  as  delegating  to  this  corporate 

body  powers  for  these  objects,  and  for  these  objects 
solely.  In  delegating  these  powers,  therefore,  it 
seems  reasonable  to  suppose  that  the  mind  of  the  le- 
gislature was  directed  to  the  City  alone,  to  the  ac- 
tion of  the  being  they  were  creating  within  the  City, 
and  not  to  any  extra-territorial  operations.  In  des- 
cribing the  powers  of  such  a  being,  no  words  of  li- 
mitation need  be  used.  They  are  limited  by  the 
subject  But,  if  it  be  intended  to  give  its  acts  a 
binding  efficacy  beyond  the  natural  limits  of  its 
power,  and  within  the  jurisdiction  of  a  distinct 
power,  we  should  expect  to  find,  in  the  language  of 
the  incorporating  act,  some  words  indicating  such 
intention. 

Without  such  words,  we  cannot  suppose  that  Con- 
gress designed  to  give  to  the  acts  of  the  Corpora- 
tion any  other  effect,  beyond  its  limits,  than  attends 
every  act  having  the  sanction  of  local  law,  when  any 
thing  depends  upon  it  which  is  to  be  transacted  else- 
wl)ere. 

If  this  would  be  the  reasonable  construction  of 
corporate  powers  generally,  it  is  more  especially 
proper  in  a  case  where  an  attempt  is  made  so  to  ex- 
ercise those  powers  as  to  control  and  limit  the  penal 
laws  of  a  State.  This  is  an  operation  which  was  not) 


OP  THE  UNITED  STATES.  443 

we  think,  in  the  contemplation  of  the  legislature,      1821. 
while  incorporating  the  City  of  Washington. 

To  interfere  with  the  penal  laws  of  a  State,  where 
they  are  not  levelled  against  the  legitimate  powers  of 
the  Union,  but  have  for  their  sole  object  the  internal 
government  of  the  country,  is  a  very  serious  mea- 
sure, which  Congress  cannot  be  supposed  to  adopt 
lightly,  or  inconsiderately.  The  motives  for  it  must 
be  serious  and  weighty.  It  would  be  taken  delibe- 
rately, and  the  intention  would  be  clearly  and  une- 
quivocally expressed. 

An  act,  such  as  that  under  consideration,  ought 
not,  we  think,  to  be  so  construed  as  to  imply  this  in- 
tention, unless  its  provisions  were  such  as  to  render 
the  construction  inevitable. 

We  do  not  think  it  essential  to  the  corporate 
power  in  question,  that  it  should  be  exercised  out  of 
the  City.  Could  the  lottery  be  drawn  in  any  State 
of  the  Union  ?  Does  the  corporate  power  to  author- 
ize the  drawing  of  a  lottery  imply  a  power  to  author- 
ize its  being  drawn  without  the  jurisdiction  of  a 
Corporation,  in  a  place  where  it  may  be  prohibited 
by  law  ?  This,  we  think,  would  scarcely  be  asserted. 
And  what  clear  legal  distinction  can  be  taken  be- 
tween a  power  to  draw  a  lottery  in  a  place  where  it 
is  prohibited  by  law,  and  a  power  to  establish  an 
office  for  the  sale  of  tickets  in  a  place  where  it  is 
prohibited  by  law  ?  It  may  be  urged,  that  the  place 
where  the  lottery  is  drawn  is  of  no  importance  to  the 
Corporation,  and  therefore  the  act  need  not  be  so 
construed  as  to  give  power  over  the  place,  but  that 
the    right  to  sell  tickets  throughout  the  United 


444  CASES  IN  THE  SUPREME  COURT 

1821.       States  is  of  importance,  and  therefore  ought  to  be 


Cohen.       imPHed# 

v.  That  the  power  to  sell  tickets  in  every  part  of 

^vm*  the  United  States  might  facilitate  their  sale,  is  not 
to  be  denied ;  but  it  does  not  follow  that  Congress 
designed,  for  the  purpose  of  giving  this  increased 
facility,  to  overrule  the  penal  laws  of  the  several 
States.  In  the  City  of  Washington,  the  great  me- 
tropolis of  the  nation,  visited  by  individuals,  from 
every  part  of  the  Union,  tickets  may  be  freely  sold 
to  all  who  are  willing  to  purchase.  Can  it  be  af- 
firmed that  this  is  so  limited  a  market,  that  the  in- 
corporating act  must  be  extended  beyond  its  words, 
and  made  to  conflict  with  the  internal  police  of  the 
States,  unless  it  be  construed  to  give  a  more  exten- 
sive market ? 

It  has  been  said,  that  the  States  cannot  make  it 
nnlawful  to  buy  that  which  Congress  has  made  it 
lawful  to  sell. 

This  proposition  is  not  denied  ;  and,  therefore, 
the  validity  of  a  law  punishing  a  citizen  of  Virginia 
for  purchasing  a  ticket  in  the  Cfty  of  Washington, 
might  well  be  drawn  into  question.  Such  a  law 
would  be  a  direct  attempt  to  counteract  and  defeat  a 
measure  authorized  by  the  United  States.  But  a 
law  to  punish  the  sale  of  lottery  tickets  in  Virginia, 
is  of  a  different  character.  Before  we  can  impeach 
its  validity,  We  must  inquire  whether  Congress  in- 
tended to  empower  this  Corporation  to  do  any  act 
within  a  State  which  the  laws  of  that  State  might 
prohibit. 


OF  THE  UNITED  STATES.  44& 

In  addition  to  the  very  important  circumstance,  ,1821. 
that  the  act  contains  no  words  indicating  such  inten- 
tion, and  that  this  extensive  construction  is  not  es- 
sential to  the  execution  of  the  corporate  power,  the 
Court  cannot  resist  the  conviction,  that  the  intention 
ascribed  to  this  act,  bad  it  existed,  would  have  been 
executed  by  very  different  means  from  those  which 
have  been  employed. 

Had  Congress  intended  to  establish  a  lottery  for 
those  improvements  in  the  City  which  are  deemed 
national,  the  lottery  itself  would  have  become  the 
subject  of  legislative  consideration.  It  would  be 
organized  by  law,  and  agents  for  its  execution  would 
be  appointed  by  the  President,  or  in  such  other  man- 
ner as  the  law  might  direct.  If  such  agents  were 
to  act  out  of  the  District,  there  would  be,  probably, 
some  provision  made  for  such  a  state  of  things,  and 
in  making  such  provisions  Congress  would  examine 
its  power  to  make  them.  The  whole  subject  would 
be  under  the  control  of  the  government,  or  of  per- 
sons appointed  by  the  government. 

But  in  this  case  no  lottery  is  established  by  law, 
no  control  is  exercised  by  the  government  over  any 
which  may  be  established.  The  lottery  emanates 
from  a  corporate  power.  The  Corporation  may  au- 
thorize, or  not  authorize  it,  and  may  select  the  pur- 
poses to  which  the  proceeds  are  to  be  applied.  This 
Corporation  is  a  being  intended  for  local  objects 
only.  All  its  capacites  are  limited  to  the  City. 
This,  as  well  as  every  other  law  it  is  capable  of 
making,  is  a  by-law,  and,  from  its  nature,  is  only 
co-extensive  with  the  City.    It  is  not  probable  that 


446  CASES  IN  THE  SUPREME  COURT 

1821.  such  an  agent  would  be  employed  in  the  execution 
of  a  lottery  established  by  Congress ;  but  when  it 
acts,  not  as  the  agent  for  carrying  into  effect  a  lottery 
established  by  Congress,  but  in  its  own  corporate 
capacity,  from  its  own  corporate  powers,  it  is  rea- 
sonable to  suppose  that  its  acts  were  intended  to  par- 
take of  the  nature  of  that  capacity  and  of  those 
powers ;  and,  like  all  its  other  acts,  be  merely  local 
in  its  nature. 

The  proceeds  of  these  lotteries  are  to  come  in  aid 
6f  the  revenues  of  the  City.  These  revenues  are 
raised  by  laws  whose  operation  is  entirely  local,  and 
for  objects  which  are  also  local ;  for  no  person  will 
suppose,  that  the  President's  house,  the  Capitol,  the 
Navy  Yard,  or  other  public  institution,  was  to  be 
benefitted  by  these  lotteries,  or  was  to  form  a  charge 
on  the  City  revenue.  Coming  in  aid  of  the  City  re- 
venue, they  are  of  the  same  character  with  it ;  the 
mere  creatilre  of  a  corporate  power. 

The  circumstances,  that  the  lottery  cannot  be 
drawn  without  the  permission  of  the  President,  and 
that  this  resource  is  to  be  used  only  for  important 
improvements,  have  been  relied  on  as  giving  to  this 
corporate  power  a  more  extensive  operation  than  is 
given  to  those  with  which  it  is  associated.  We  do 
not  think  so. 

The  President  has  no  agency  in  the  lottery.  Ft 
does  not  originate  with  him,  nor  is  the  improvement 
to  which  its  profits  are  to  be  applied  to  be  selected 
by  him.  Congress  has  not  enlarged  the  corporate 
power  by  restricting  its  exercise  to  cases  of  which 
the  President  might  approve. 


OP  THE  UNITED  STATES.  44? 

We  very  readily  admit,  that  the  act  establishing  1821. 
the  seat  of  government,  and  the  act  appointing  com- 
missioners to  superintend  the  public  buildings,  are 
laws  of  universal  obligation.  We  admit,  too,  that 
the  laws  of  any  State  to  defeat  the  loan  authorized 
by  Congress,  would  have  been  void,  as  would  have 
been  any  attempt  to  arrest  the  progress  of  the  canal, 
or  of  any  other  measure  which  Congress  may  adopt 
These,  and  all  other  laws  relative  to  theDistrict, 
have  the  authority  which  may  be  claimed  by  other 
acts  of  the  national  legislature ;  but  their  extent  is 
to  be  determined  by  those  rules  of  construction 
which  are  applicable  to  all  laws.  The  act  incorpo- 
rating the  City  of  Washington  is,  unquestionably,  of 
universal  obligation  ;  but  the  extent  of  the  corporate 
powers  conferred  by  that  act,  is  to  be  determined  by 
those  considerations  which  belong  to  the  case. 

Whether  we  consider  the  general  character  of  a 
law  incorporating  a  City,  the  objects  for  which  such 
law  is  usually  made,  or  the  words  in  which  this 
particular  power  is  conferred,  we  arrive  at  the  same 
result  The  Corporation  was  merely  empowered  to 
authorize  the  drawing  of  lotteries;  and  the  mind  of 
Congress  was  not  directed  to  any  provision  for  the 
sale  of  the  tickets  beyond  the  limits  of  the  Corpora- 
tion. That  subject  does  not  seem  to  have  been  taken 
into  view.  It  is  the  unanimous  opinion  of  the 
Court,  that  the  law  cannot  be  construed  to  em- 
brace it. 

Judgment  affirmed. 


CASES  IN  THE  SUPREME  COURT 

is*.  Judgment.    This  cause  came  on  to  be  heard  on 

the  transcript  of  tbe  record  of  the  Quarterly  Session 
Court  for  the  Borough  of  Norfolk,  in  tbe  Com- 
monwealth of  Virginia,  and  was  argued  by  counsel. 
On  consideration  whereof,  it  is  adjudged  and  or* 
dered,  that  the  judgment  of  the  said  Quarterly  Ses- 
sion Court  for  the  Borough  of  Norfolk,  in  this  case, 
be,  and  the  same  is  hereby  affirmed,  with  costs. 


(Practice.) 

Gibbons  v.  Ogden. 


A  decree  of  the  highest  Court  of  Equity  of  a  State,  affirming  the  de- 
-    cretal  order  of  an  inferior  Court  of  Equity  of  the  same  State,  refu- 
sing to  dissolve  an  injunction  granted  on  tbe  filing  of  tbe  bill,  is  not 
a  final  decree  within  tbe  25th  section  of  tbe  judiciary  act  of  1789, 
o.  20.  from  which  an  appeal  lies  to  this  Court 

Appeal  from  die  Court  for  the  Trial  of  Impeach- 
ments and  the  Correction  of  Errors  of  the  State  of 
New- York. 

This  was  a  bill  filed  by  the  plaintiff  below,  (Og- 
den,) against  the  defendant  below,  (Gibbons,)  in  the 
Court  of  Chancery  of  the  State  of  New- York,  for 
an  injunction  to  restrain  the  defendant  from  naviga- 
ting certain  steam  boats  on  the  waters  of  the  State 
of  New- York,  lying  between  Elizabethtown,  in  the 
State  of  New-Jersey,  and  the  City  of  New- York ; 


Or  THE  UNITED  STATES:  449 

the  exclusive  navigation  of  which  with  steam  boats  issi. 
had  been  granted,  by  the  legislature  of  New- York, 
to  Livingston  and  Fulton,  under  whom  the  plaintiff 
below  claimed  as  assignee.  On  this  bill  an  injunc- 
tion was  granted  by  the  Chancellor,  and  on  the 
coming  in  of  the  answer,  which  set  up  a  right  to  na- 
vigate with  steam  boats  between  the  City  of  New- 
York  and  Elizabethtown,  under  a  license  to  carry 
on  the  coasting  trade,  granted  under  the  laws  of  the 
United  States,  the  defendant  below  moved  to  dissolve 
the  injunction,  which  motion  was  denied  by  the 
Chancellor.  The  defendant  below  appealed  to  the 
Court  for  the  Trial  of  Impeachments  and  the  Cor- 
rection of  Errors;  the  decretal  order,  refusing  to 
dissolve  the  injunction,  was  affirmed  by  that  Court ; 
and  from  this  last  order  the  defendant  below  appeal- 
ed to  this  Court,  upon  the  ground,  that  the  case  in- 
volved a  question  arising  under  the  constitution, 
laws,  and  treaties  of  the  United  States. 

The  cause  was  opened  for  the  appellant,  by  Mr.  Mmtkm. 
Z).  B.  Ogden ;  but  on  inspecting  the  record,  it  not 
appearing  that  any  final  decree  in  the  cause,  within 
the  terms  of  the  25th  section  of  the  judiciary  act  of 
1789,  c.  20.  had  been  pronounced  in  the  State 
Court,  the  appeal  was  dismissed  for  want  of  jurisdic- 
tion. 

• 

Decree.  This  cause  came  on  to  be  heard  on 
the  transcript  of  the  record  of  the  Court  for  the  Trial 
of  Impeachments  and  the  Correction  of  Errors,  of 

Vol  VI.  67 


450  CASES  IN  THE  SUPREME  COURT 

i8ti.      the  State  of  New- York.    On  inspection  whereof,  it 
is  ordered,  that  the  appeal,  in  this  cause,  be,  and 


Sullivan 


lUIVwU 

v.         the  same  is  hereby  dismissed,  it  not  appearing  from 
steam  Boat  the  record  that  there  was  a  final  decree  in  said  Court 
Comnany-    for  the  Correction  of  Errors,  &c.  from  which  an  ap- 
peal was  taken.* 


a  Vide  4  Johns.  Ch.  Rep.  150.  and  17  Johns.  Rep.  488.  where 
the  learned  reader  will  find  the  case  reported  as  decided  in  the 
State  Courts. 


(Pbactice.) 


Sullivan  et  al.  v.  The  Fulton  Steam  Boat  Com- 
pany. 

In  order  to  maintain  a  suit  in  the  Circuit  Court,  the  jurisdiction  most 
appear  on  the  record ;  as  if  the  suit  is  between  citizens  of  different 
States,  the  citizenship  of  the  respective  parties  must  be  set  forth. 

Appeal  from  the  Circuit  Court  for  the  Southern 
District  of  New- York. 

This  was  a  bill  in  equity,  filed  in  the  Court  below, 
in  which  Sullivan,  one  of  the  plaintiffs,  was  de- 
scribed as  a  citizen  of  Massachusetts,  and  others  of 
the  plaintiffs,  as  citizens  of  Connecticut  and  Ver- 
mont, and  the  defendants  were  described  as  a  cor- 
porate body  incorporated  by  the  legislature  of  the 


OF  THE  UNITED  STATES.  4£| 

State  of  New-York,  for  the  purpose  of  navigating,       mi. 
by  steam  boats,  the  waters  of  the  East  river,  or    N^^ 
Long  Island  Sound,  in  said  State.    The  object  of        Y-x 

ADO     JVUWOQ 

the  bill  was  to  obtain  an  injunction  to  prevent  the  steam  Boat 
defendants  from  so  exercising  the  privileges  granted     ""P**?' 
to  them  by  the  said  act,  and  by  an  assignment  from 
Livingston  and  Fulton  of  their  rights  under  certain  * 

other  acts  of  the  legislature  of  New-York,  as  to  ob- 
struct the  plaintiffs  in  the  right  claimed  by  them  un- 
der the  constitution  and  laws  of  the  United  States, 
and  under  a  coasting  license,  of  employing  a  certain 
steam  boat  belonging  to  the  plaintiffs  in  the  trans- 
portation of  goods  and  passengers  in  the  waters  of 
the  States  of  Connecticut  and  New- York.  The 
defendants  demurred  to  the  bill,  and  a  decree  dis- 
missing it  was  entered  pro  forma,  by  consent,  and 
the  cause  was  brought  by  appeal  to  this  Court. 

Mr.  Webster,  for  the  appellants,  opened  the  record.    Monk  M. 
from  which  it  not  appearing  that  the  Court  below 
had  jurisdiction,  as  the  respective  parties  were  not 
described  as  citizens  of  different  States,  the  decree, 
dismissing  the  bill,  was  affirmed. 

Decree.  On  motion  of  the  appellants,  by  their 
counsel,  and  on  inspection  of  the  transcript  of  the 
record  of  the  Circuit  Court  for  the  Southern  District 
of  New- York,  it  is  decreed  and  ordered,  that  the 
decree  of  the  said  Circuit  Court,  in  this  case,  be,  and 
the  same  is  hereby  affirmed,  it  not  appearing  from 
the  record  that  the  said  Circuit  Court  had  jurisdic- 


4|8  CASES  IN  THE  SUPREME  COURT 

ietu  tion  in  said  cause.    The  said  affirmance  to  be  with- 

^^  out  prejudice  to  the  complainants  on  the  merits  of 

quiiie.  the  case. 


(Practice.) 

The  Jonquille. 

An  admiralty  suit,  where  an  appeal  has  been  taken  from  the  Circuit 
Court  to  this  Court,  but  not  prosecuted,  will  be  dismissed,  upon 
producing'  a  certificate  from  the  Court  beloir,  that  the  appeal  hat 
been  taken,  and  not  prosecuted. 

March  Btk  Mr.  Wheaton,  for  the  respondents,  moved  to 
docket  and  dismiss  the  appeal  in  the  case,  which 
was  a  prize  cause,  commenced  in  the  Circuit  Court 
of  North  Carolina,  in  which  a  decree  for  costs  and 
damages  had  been  entered  against  the  captors,  from 
which  they  appealed,  but  had  not  prosecuted  their 
appeal.  He  produced  a  certificate  from  the  Court 
below  to  that  effect. 

The  Court  stated,  that  the  case  was  within  the 
spirit  of  the  20th  rule  of  Court,  although  that  rule 
applied,  in  terms,  only  to  writs  of  error. 

Motion  granted.8 

0  Vide  new  rule  of  Court  of  the  present  term.    Ante.  Role 
XXXII. 


OF  Tiffi  UNITED  STATES.  46ft 

ltffc 


(Chancery.)  Hugbet. 

Blake* 

Hughes  v.  Blake. 


A  decree  cannot  be  pronounced,  on 'the  testimony  of  a  single  witness, 
unaccompanied  by  corroborating  circumstances,  against  a  positive 
denial,  by  the  defendant,  of  any  matter  directly  charged  by  the  bill, 
in  the  defendant's  answer,  or  answer  in  support  of  bis  plea. 

A  replication  to  a  plea  is  an  admission  of  the  sufficiency  of  the  plea,  as 
much  as  if  it  had  been  set  down  for  argument  and  allowed ;  and  all 
that  the  defendant  has  to  do,  is  to  prove  it  in  point  of  fact, 
and  a  dismission  of  the  bill  on  the  hearing  is  then  a  matter  of  course. 

Under  what  circumstances  a  plea  of  a  former  judgment  at  law,  for  the 
cause  of  action,  is  a  good  bar  in  Equity. 

Appeal  from  the  Circuit  Court  of  Massachusetts. 

The  object  of  the  bill  in  equity  filed  in  this  case, 
was  to  recover  from  the  defendant,  Blake,  a  sum  of 
money  arising  from  the  sale  of  a  tract  of  land,  called 
Yazoo  lands,  alleged  to  have  been  made  in  1795,  by 
the  defendant,  as  agent  of  certain  persons  named  in 
the  bill,  in  which  lands  the  plaintiff,  Hughes,  claim* 
ed  an  equitable  interest,  in  common  with  the  imme- 
diate principals  of  the  defendants,  and,  therefore,  to 
be  entitled  to  a  proportion  of  the  proceeds  resulting 
from  the  sale.  The  bill  also  charged,  that  the  de- 
fendant had  rendered  himself  distinctly  liable  for  a 
specific  sum  of  money,  in  virtue  of  a  certain  order, 
having  reference  to  the  plaintiff's  interest  in  the 
lands,  drawn  by  one  Gibson,  in  September,  1  796,  in 
favour  of  the  plaintiff,  and  accepted  by  the  defendant, 
with  certain  modifications  and  conditions,  as  parti- 
cularly expressed  in  the  acceptance. 


454  CASES  IN  THE  SUPREME  COURT 

ion.  The  defendant  pleaded  in  bar,  both  to  the  relief 

and  the  discovery  sought  by  the  bill,  a  former  verdict 
and  judgment  at  law  rendered  in  his  favour,  in  the 
Supreme  Court  of  Massachusetts,  in  the  year  1810, 
upon  a  suit  commenced  against  him  by  the  present 
plaintiffs,  in  1804,  being  long  before  the  exhibition 
of  the  present  bill,  for  the  same  cause  of  action.  The 
plea  averred,  that  the  judgment  at  law  was  still  in 
force ;  that  the  matters  in  controversy,  and  the  par- 
ties in  both  suits,  were  the  same  ;  that  the  whole  me- 
rits of  the  case,  as  stated  by  the  bill,  were  fully  heard, 
tried,  and  determined  in  the  action  at  law,  and  in  a 
Court  of  competent  jurisdiction  ;  and  that  the  judg- 
ment was  obtained  fairly,  and  without  fraud,  covin, 
or  misrepresentation,  or  the  taking  any  undue  advan- 
tage. It  was  also  averred  by  the  plea,  that  no  evi- 
dence has  come  to  the  plaintiffs  knowledge,  since 
the  trial  at  law,  respecting  any  of  the  facts  alleged  in 
the  bill,  and  which  he  did  not,  or  might  not  have 
produced  on  such  trial :  and  further,  that  the  defen- 
dant has  at  no  time,  as  alleged  in  the  bill,  obtained 
of  a  certain  E.  Williams,  any  allowance  or  payment, 
for,  or  on  account  of  his,  the  defendant's,  being  liable 
as  bail  for  Gibson,  in  the  plaintiff's  bill  mentioned, 
and  for  which  liability  he  has  claimed  in  the  action 
at  law  an  indemnity  out  of  a  fund  on  the  credit  of 
which  fie  had  accepted  the  order  in  favour  of  the 
plaintiff.  The  defendant,  then,  without  waiving  his 
plea,  proceeded  to  answer  and  deny  the  matters  alle- 
ged by  the  bill,  as  circumstances  of  equity  to  avoid 
the  effect  of  the  proceedings  at  law,  and  which  he 
had  already  denied  by  the  averment  in  his  plea. 


OF  THE  UNITED  STATES.  466 

To  this  plea  and  answer  the  plaintiff  filed  a  gene-      mi. 
ral  replication  in  the  usual  form,  and  witnesses  were 
examined  by  both  parties. 

At  the  hearing,  the  identity  of  the  causes  of  action 
were  sought  to  be  established,  without  the  aid  of 
collateral  proof,  from  a  comparison  of  the  matters 
*et  forth  in  the  bill,  with  the  averments  contained  in 
the  several  counts  of  the  plaintiff's  declaration ;  it 
appearing,  moreover,  that,  in  the  trial  at  law,  the 
plaintiff  had  submitted  to  the  jury,  in  support  of 
these  counts,  the  depositions  of  the  same  witnesses, 
on  whose  evidence  he  relied,  in  support  of  his  bill. 
The  principal  other  question  of  fact  related  to  the 
subject  of  the  negotiation  respecting  the  lands  before 
mentioned,  alleged  in  the  plaintiff's  bill  to  have  ta- 
ken place  in  1814,  between  the  defendant  and  E. 
Williams,  whose  testimony  respecting  it,  was  in- 
sisted by  the  plaintiff  not  to  be  sufficient  to  outweigh 
the  effect  of  the  positive  denials  contaiqed  in  his 
plea  and  answer. 

The  cause  being  heard  on  the  issue  joined,  and 
the  proofs  taken  in  it,  the  Court  below  decreed  that 
the  plea  was  sufficiently  proved,  and  therefore  dis- 
missed the  bill  with  costs,  and  the  cause  was  brought 
by  appeal  to  this  Court. 

Mr.  Pinkney,  for  the  appellant,  stated  three  ques-  February  mk. 
tions  for  the  consideration  of  the  Court :  (1.)  Whe- 
ther the  plea  was  in  itself  sufficient,  supposing  its 
sufficiency  to  be  now  an  open  question  ?  (2.)  Whe- 
ther it  has  been  proved  ?  (3.)  Whether  its  suffi- 
ciency, supposing  it  to  be  proved,  is  now  open  for 


466  :  CASES  IN  THE  SUPREME  COURT 

mm.  inquiry  ?  The  first  of  these  questions  being  answer- 
ed negatively,  and  the  third  affirmatively,  would  pro- 
duce a  reversal  of  the  decree  :  and  let  them  be  an- 
swered as  they  might,  if  the  second  be  answered 
negatively,  a  reversal  would  equally  follow. 

1.  The  plaintiff's  allegations  must  be  taken  to  be 
true,  except  so  far  as  the  averments  in  the  plea,  and 
the  answer  in  support  of  the  plea,  deny  them.*  And 
if  the  plea  does  not  deny  whatever  is  alleged,  and  if 
true,  would  make  the  plea  no  bar,  it  is  no  plea.6  The 
result  of  an  examination  of  the  allegations  in  the  bill 
will  be  found  to  be,  that  the  defendant  was  theljgal 
owner  of  the  notes  taken  for  the  sale  of  the  lands, 
by  taking  and  holding  them  in  his  own  name  ;  that 
the  plaintiff,  and  the  other  persons  interested,  were 
cestui  que  trusts  according  to  their  respective  in- 
terests, explained  and  known  to  the  defendant ;  that 
the  defendant's  conditional  acceptance  of  the  order 
in  the  plaintiff's  favour,  so  far  as  it  affected  to  au- 
thorize him  to  apply  the  plaintiff's  interest  as  an  in- 
demnity for  his  liability  as  Gibson's  bail,  being  with- 
out the  plaintiff's  consent,  did  not  destroy  the  de- 
fendant's character  of  trustee.  That  when  he  after- 
wards sold  the  plaintiff's  interest,  (it  being  still  a 
merely  equitable  one  in  the  view  of  Chancery,  the 
conditional  acceptance  being  of  no  force  in  equity,) 
in  order  to  apply  the  money  to  the  wrongful  purpose 
of  the  conditional  acceptance,  the  defendant  still  re- 
mained answerable,  in  equity,  upon  the  foundation 

a  Coop.  PL  231.     2  Atk.  155.     Gilb.  Ch.  158. 
b  Coop.  PL  226.  266. 


bP  THE  UNITED  STATES.  457 

of  the  original  trust.  That  the  defendant  knew  all  mi. 
the  material  facts  charged  in  the  bill,  out  of  which 
arose  the  trust,  and  breach  of  trust,  and  his  alleged 
continuing  accountability.  That  the  defendant,  in- 
sisting upon  thus  misapplying  the  money,  the  plain- 
tiff, mistaking  the  proper  forum,  sued  the  defendant 
at  law,  and  a  verdict  and  judgment  passed  against 
him ;  arid  the  bill  charges  the  defendant's  breaches 
of  trust,  and  abuse  of  his  power  as  legal  owner  in 
taking  advantage  of  the  plaintiff,  and  the  impossibi- 
lity of  his  obtaining  a  full  and  fair  trial  of  the  whole 
merits  at  law,  as  reasons  why  the  verdict  and  judg- 
ment should  not  be  suffered  to  prevent  relief  in 
equity.  The  defendant,  notwithstanding  all  this, 
pleads  the  verdict  and  judgment  in  bar  of  the  relief 
and  discovery.  The  plea  leaves  uncontradicted 
whatever  in  the  bill  showed  a  mere  equitable  trust, 
and  undue  advantage  taken  of  the  defendant's  cha- 
racter of  legal  owner  and  holder  of  the  fund.  Since, 
then,  the  plaintiff  could  obtain  relief  no  where,  but 
upon  the  mere  trust,  which  was  properly  cognizable 
in  Chancery ;  and  even  if  it  were  barely  possible 
that  a  Court  of  law  could  relieve,  and  that  great  dif- 
ficulties only  stood  in  the  way  arising  out  of  the  na- 
ture of  the  subject,  his  miscarriage  at  law  ought  not 
to  oust  a  Court  of  equity  of  its  power  of  relief  in  a 
matter  appertaining  to  its  jurisdiction.  It  cannot  be 
denied  on  the  other  side,  that  a  judgment  at  law  may 
be  relieved  against  in  equity  upon  equitable  induce- 
ments of  various  kinds.  Cases  of  this  sort  furnish 
the  familiar  and  ordinary  business  of  the  Court  of 

Vol.  VL  58 


458  ^ASES  IN  THE  SUPREME  COURT 

i*2h  Chancery."  The  only  question,  therefore,  is,  upon 
what  grounds  will  it  relieve  ?  I  admit,  with  Lord 
Chancellors  Eldon  and  Redesdale,  that  mere  inatten- 
tion, omission,  or  neglect,  however  fatal  the  conse- 
quences may  be,  shall  not  of  itself  be  a  ground  of 
equitable  relief  against  a  judgment  at  law.*  But 
where  the  matter  is  cognizable  in  equity,  although 
also  cognizable  at  law,  and  effectual  cognizance  has 
not,  and  cannot  be  taken  at  law,  Chancery  will  re- 
lieve against  a  judgment  at  law  ;  especially  if  the 
matter  is  better  adapted  to  equitable  cognizance,  and 
forms  a  favourite  subject  of  that  jurisdiction.  The 
instances  put  by  Lord  Redesdale  of  cases  in  which 
equity  will  interfere,  although  a  verdict  and  judg- 
ment have  been  obtained  at  law,  are  only  put  by 
way  of  example/  They  are  not  all  the  excepted 
cases :  and  the  case  actually  before  him,  where  he 
refused  to  interfere,  was  a  case  of  crassa  negligentia 
on  the  part  of  the  defendant  at  law.  If  there  has 
been  no  such  gross  negligence,  and  if  the  Court  of 
law  be  not  only  of  competent  jurisdiction,  but  com- 
petent to  do  justice  in  the  case,  from  the  nature  of 
the  subject,  and  its  mode  of  proceeding,  doubtless  its 
judgment  is  conclusive.  But  this  does  not  exclude 
the  right  of  equity  to  control  the  judgment  of  a  Court 
of  law,  for  equitable  purposes.  It  is  no  just  reproach 
to  a  Court  of  law,  that  it  cannot  do  complete  justice 
^  in  all  cases  where  it  may  have  jurisdiction.     The 

a  Coop.  PI.  141.     Toth.  Rep.  231.     1  Ch.  Cas.  56. 
b  Ware  v.  Harwood,  14  Vet.  jvn.  31.     Batetnan  v.  Willoe. 
1  Sch.  4r  Lef.  201. 
e  I  Sch.*  Lef.  205. 


OF  THE  UNITED  STATES.  45$ 

question  is,  whether  it  has  adequate  jurisdiction:  1821. 
and  if  it  has  not,  equity  will  and  ought  to  interfere  : 
as  in  the  case  of  a  bond  given  for  the  purchase  mo- 
ney of  lands,  and  a  suit  at  law  brought  upon  it ;  and 
after  judgment,  a  fatal  defect  discovered  in  the  title  ; 
a  Court  of  equity  will  enjoin  and  relieve  against  the 
judgment,  although  it  has  no  natural  jurisdiction 
over  a  suit  brought  for  a  specialty  or  simple  contract 
debt.  In  the  view  of  a  Court  of  equity,  a  party  who 
elects  an  incompetent  forum,  is  not  concluded  by  its 
judgment.  The  question  still  recurs,  had  he,  and 
could  he  have  justice  there?  The  terms  of  the 
averment  of  the  present  plea,  are  also  important  to 
be  considered.  The  plea  alleges,  that  the  merits 
were  fully  and  fairly  tried.  But  if  it  appears  that, 
in  the  nature  of  things,  there  were  inherent  difficul- 
ties in  opposition  to  a  full  trial  of  the  real  merits,  the 
plea  cannot  be  true.  The  general  rule,  that  what- 
soever might  have  been,  and  was  litigated  at  law,  is 
concluded,  need  not  be  denied,  if  taken  with  this 
qualification,  that  it  bo  fully  and  fairly  litigated,  and 
there  be  no  equitable  reason  why  the  judgment 
should  be  set  aside.  But  if  there  be  new  evidence 
discovered,  or  fraud,  or  an  unconscientious  advantage 
taken  by  the  opposite  party,  or  matters  of  equity 
which  a  Court  of  law  could  not  effectually  investi- 
gate-and  decide,  then  the  judgment  at  law  is  not 
conclusive. 

Let  us  now  see  whether  this  case,  as  it  appears  on 
the  bill,  and  the  record  pleaded  as  a  bar,  was  proper- 
ly and  effectually  relievable  at  law.  And,  in  order 
to  do  this,  it  is  necessary  to  examige  the  counts  of 


460  CASES  IN  THE  SUPREME  COURT 

1821.  the  plaintiffs  declaration  in  the  suit  at  law,  which  a 
Hushes  Court  of  equity  will  do  with  a  hypercritical  eyef 
v-  when  it  becomes  necessary  to  inquire  whether  a  judg- 
ment of  a  Court  of  law  is  fit  to  bar  its  own  jurisdic- 
tion. It  does  not  act  on  such  an  occasion  as  an  ap- 
pellate Court  :  but  it  looks  to  the  case  with  a  view 
to  see  whether  justice  could  be  effectually  done  by 
the  Court  of  law.  Lord  Redesdale,  in  the  case  be- 
fore alluded  to,  inquired  what  was  open  before  the 
jury  :*  and  an  examination  of  the  counts  in  this  decla- 
ration has  the  same  object,  and  the  further  object,  to 
ascertain  whether  any  judgment  could  have  been  re- 
covered upon  them. 

The  learned  counsel  here  entered  into  a  minute 
analysis  of  the  counts,  in  order  to  show  that  com- 
plete justice  could  not  be  done  in  the  action  at  law, 
-  upon  the  equitable  merits  of  the  case,  considered  as 

a  case  of  trust,  complicated  accounts,  and  fraud. 

The  original  trust  was  never  tried,  and  could  not 
be  tried.  A  declaration  could  not  be  framed  to  try  it 
fully  and  effectually.  A  complicated  account  may 
indeed  be  examined  at  law.  There  is  no  defect  of 
jurisdiction:  but  there  is  an  insurmountable  diffi- 
culty in  doing  justice.  A  Court  of  law  is  not  adapt- 
ed, although  it  has  jurisdiction,  to  arrive  at  a  just  re- 
sult on  such  a  subject :  and  as  matters  of  account 
are  a  proper  subject  of  equitable  jurisdiction,  equity 
will  interpose  on  the  mere  ground  of  that  difficulty, 
notwithstanding  there  has  been  a  trial  at  law.  The 
^ant  of  the  defendant's  oath,  which  this  bill,  in  seek- 

4  1  Scho.  irLefr.  204. 


OF  THE  UNITED  STATES.  461 

iiig  relief,  calls  for,  was  alone  an  insurmountable  db»  issj. 
stacle :  This  is  not  a  bill  for  discovery  merely  ;  if  it 
was,  it  could  not  be  maintained  ;  for  then  it  would 
not  be  a  case  for  equitable  cognizance,  and  the  plain- 
tiff should  have  come  here  for  a  discovery  during  the 
lis  pendens  at  law.  But  although  it  is  a  bill  for  re- 
lief, discovery  is  most  important  to  that  relief.  The 
relief  was  always  in  the  power  of  a  Court  of  equity, 
and  one  of  the  reasons  why  this  Court  ought  not  to 
be  satisfied  with  what  has  been  done  at  law,  is,  that 
at  law,  there  could  be  no  discovery.  The  examina- 
tion into  the  trust,  and  its  abuses,  could  not  be  com- 
plete without  the  defendant's  oath*  If  the  plaintiff 
had  come  into  equity  seeking  discovery  and  relief, 
while  the  suit  was  depending  at  law,  the  Court  of 
equity  would  have  taken  the  whole  cause  under  its 
care,  and  would  have  determined  it  as  now  required 
to  do:  and  the  principle  is  not  altered  by  the  suit  at 
law  having  proceeded  to  judgment,  since  the  cause 
has  not  yet  been  decided  upon  the  defendant's  oath. 
Where  a  bill  alleges  that  a  verdict  has  been  obtained, 
on  a  matter  of  equitable  cognizance,  against  the  de- 
fendant's knowledge  of  the  merits,  a  reliance  upon 
such  verdict  is  as  much  against  conscience  as  to  that 
defendant,  as  the  alleged  breach  of  trust  itself.  In 
this  case,  the  plea  is  no  bar  to  the  relief,  if  the  de- 
fendant's knowledge  makes  the  verdict  unconscien- 
tious. A  judgment  may,  indeed,  be  pleaded  in  bar, 
where  the  matter  has  been  fully  tried,  and  where  {he 
judgment  is  not  impeached  through  the  conscience*  of 
the  defendant.  If  the  bill  alleges  nothing,  that  if 
true,  convicts  the  defendant  of  knowledge  that  his 


462  CASES  IN  THE  SUPREME  COURT 

1821.  verdict  is  against  conscience,  the  plea  is  good.  But 
a  Court  of  equity  ought  not  to  relinquish  its  juris- 
diction, until  the  defendant  has  maintained  the  ver- 
dict, on  a  matter  of  equitable  cognizance,  by  his 
oath. 

2.  It  has  already  been  shown,  that  the  merits  of 
the  cause  could  not  have  been  fully  and  fairly  tried 
at  law,  and  the  judge's  charge  shows  that  they  were 
not.  But  it  is  said  that  the  plaintiff  ought  then  to 
have  moved  for  a  new  trial :  and  certainly  upon  a 
matter  which  a  Court  of  law  only  had  a  right  to  dis- 
pose of,  this  would  have  been  the  proper  course : 
But  this  is  a  matter  of  equity,  and  if  the  party  will 
set  up  a  trial  at  law  as  a  bar  to  equitable  relief,  he 
must  show  it,  as  he  alleges  it  to  be,  a  full  and  fair 
trial,  and  that  the  equitable  merits  were  really  left 
open  to  the  jury. 

3.  But  supposing  the  plea  to  be  proved,  is  its  suffi- 
ciency now  open  for  inquiry  ?  And  certainly  the  ge- 
neral rule  would  exclude  that  inquiry :  pleas  are  not 
usually  forestalled  by  the  bill :  but  if  the  bill  shows 

t  what,  if  true,  would  invalidate  the  plea,  taking  issue 
on  it  does  not  cure  the  defect."  But,  it  has  been  be- 
fore shown,  that  this  bill  does  allege  such  matter,  and 
the  plea  admits  the  whole  of  it  by  not  denying  it.  It 
is  true  that  the  defendant  cannot  amend  his  plea,  but 
he  may  be  ordered  to  answer,  reserving  him  the  be- 
nefit of  his  plea  at  the  hearing,  and  in  that  mode  jus- 
tice will  be  done. 

a  Coop.  PL  227. 


OF  THE  UNITED  STATES.  463 

*  Mr.  Webster ,  and  Mr.  Jones,  contra,  insisted,  that  mi. 
no  question  could  arise  on  the  sufficiency  of  the  plea 
in  point  of  law,  for  by  going  to  issue  on  the  facts  al- 
leged in  the  plea,  the  parties  have  waived  all  objec- 
tions of  that  nature :  or,  in  the  wprds  pf  Gtilbert,  "  if 
a  party  replies  to  a  plea  before  Jt  comes  on  to  be  ar- 
gued, this  is  as  full  an  admission  of  the  plea,  as  if  it 
had  been  argued  and  allowed  ;  for  the  plea  by  this 
replication  is  allowed  to  be  good  ;  vonly  the  defend- 
ant is  put  to  the  proof  thereof ;  and  so  he  may  be, 
when  it  is  argued  and  allowed.  But  if  he  proves  his 
plea,  the  bill  must  be  dismissed  at  the  hearing.9'11 
Thus,  if  the  defendant,  in  pleading  a  purchase  for  a 
valuable  consideration,  omits  to  deny  notice  ;  if  the 
plaintiff  replies  to  it,  all  that  the  defendant  has  to  do, 
is  to  prove  his  purchase ;  and  even  if  the  plaintiff 
proves  notice,  it  is  immaterial  ;  for  it  is  the  plaintiffs 
own  fault  if  he  does  not  set  down  the  plea  to  be  ar- 
gued, in  which  case  it  would  be  overruled.*  So  here, 
if  the  plea  had  been  bad,  the  plaintiff  should  have  set 
it  down  for  argument.  The  plea  consists  of  two  ma- 
terial parts  ;  it  alleges  a  judgment  at  law,  for  the 
same  cause  of  action,  in  a  Court  of  competent  juris- 
diction ;  and  it  avers  that  there  is  no  ground  to  im- 
peach that  judgment,  and  no  new  evidence  disco- 
vered to  enable  the  plaintiff  to  go  behind  it.  There 
is  the  same  strictness  of  pleading  in  equity,  as  at 
law  :e  but  if  the   rule  were  not  so,   this  plea  is 

aGilb.For.  Rom.  9C.  Mitf.  PL  244.  Beamed  Eq.  PI.  317. 
2  Eq.  Abr.  79.  Wyatt's  Prac.  Reg.  376.  1  Scho.  <fr  Lefr.  725. 
b  Harris  v.  Ingleden,  3  P.  Wmt.  95. 
c  2  M.  632, 


464  CASES  IN  THE  SUPREME  COURT 

182T.       sufficient.      The    general  principle   is   clear,    that 


Hughes 


a  judgment  in  a  competent  Court,  is  a  bar 
T"""  to  a  proceeding  for  the  same  cause  of  action 
in  any  other  Court.  It  is  conclusive  as  to 
every  matter  which  might  have  been  litigated  and 
decided  in  the  first  suit.  The  rule  in  equity  is  the 
same  in  this  respect  as  at  law.4  Nor  does  it  make 
any  difference,  that  the  case  is  proper,  in  itself,  for 
equity  jurisdiction.  If  so,  a  judgment  at  law  could 
never  be  pleaded  in  bar  of  a  suit  in  equity.  Ques- 
tions of  fraud  and  trust  are  not  the  peculiar  and  ex- 
clusive subjects  of  equity  jurisdiction.  Whenever 
Courts  of  common  law  can  reach  these  subjects,  they 
dispose  of  them  effectually  and  conclusively/  If  a 
particular  subject  is  common  to  the  two  jurisdic- 
tions, the  judgment  of  that  tribunal  which  first  ap- 
propriates it  to  itself,  must  necessarily  be  conclusive, 
otherwise  the  party  might  speculate  upon  his  chances 
of  recovery  in  both :  and  as  the  Courts  of  the  Union 
are  now  constituted,  we  should  be  presented  with  the 
novel  spectacle  of  a  party  suing  on  both  sides  of  the 
Circuit  Court  for  the  same  cause  of  action.  Here 
the  judgment  is  as  good  a  bar  to  the  discovery  as  to 
the  relief/  So,  a  plea  of  the  statute  of  limitations, 
or  the  statute  of  frauds,  is  a  bar  to  discovery  as  well 
as  relief.'  And  k  is  now  the  settled  course  of  pro- 
ceeding, that  if  a  bill  is  filed  for  discovery  and  relief, 

a  3  Atk.  626. 

b  1  Burr.  396.     Mitf.  PL  90.     3  BL  Com.  431.     2  P.  Wnu. 
156.     1  P.  Wms.  t54. 
c  Mitf.  PL  193. 
d  Coop.  PL  251.  255.  257.     1  Bro.  Ch.  305. 


OF  THE  UNITED  STATES.  465 

and  the  plea  is  sufficient  to  bar  the  relief;  it  is  held  ism. 
sufficient  to  bar  the  discovery/  It  is  the  general 
rule,  that  a  plea  confesses  and  avoids ;  but  that  prin- 
ciple does  not  apply  in  this  case,  where  the  defend- 
ant denies  every  allegation  of  the  bill,  and  supports 
his  denial  by  the  former  trial  and  verdict.  Had  it 
been  a  plea  of  payment,  or  release,  or  of  the  statute 
of  frauds,  or  limitations,  the  rule  might  be  applica- 
ble. The  real  defence  is,  that  this  matter  has  been 
before  tried,  and  found  against  the  plaintiff.  If  the 
defendant  had  answered  more,  he  would  have  over- 
ruled his  own  plea. 

Where  is  the  authority  for  asserting,  that  it  is  no 
objection  to  the  present  bill,  that  a  discovery  was  not 
sought  pendente  lite  ?  What  use  could  now  be  made 
of  a  discovery  ?  It  could  not  aid  any  proceeding 
elsewhere :  and  could  only  be  used  as  a  ground  for 
relief  in  the  present  suit.  The  whole  of  the  argu- 
ment on  the  other  side,  on  this  point,  rests  on  the 
notion,  that  the  plaintiff  may  sue  at  law,  and  being 
defeated  there,  may,  of  course,  file  a  bill  in  equity 
for  the  same  matte^  The  unavoidable  consequence 
of  that  doctrine  would  be,  that  in  no  case  could  the 
judgment  of  a  Court  of  law  be  pleaded  in  bar  to  a 
suit  in  equity.  Here  the  cause  of  action  is  equally' 
within  the  jurisdiction  of  a  Court  of  law,  which  has 
pronounced  upon  it,  and  whose  judgment  must, 
therefore,  be  conclusive  in  all  other  Courts :  and  the 
argument  against  its  conclusiveness,  in  this  case,  goes 
on  the  supposition,  that  the  defendant  cannot  set  up 

a  9  Fes.  jun.  75. 
Vol.  VI.  59 


466 


CASE8  IN  THE  SUPREME  COURT 


i8*i.      the  judgment  without  undertaking  to  prove,  that  it 
**v-w    was  a  correct  judgment  on  the  merits,  or,  in  other 
v.68      words,  without  going  through  the  whole  process  of 
I*lk0*      trial  again.     The  plaintiff  had  to  choose  between 
three  different  courses.     He  might  sue  in  equity  ; 
he  might  sue  at  law,  and  file  a  bill  for  discovery, 
lite  pendente;  or  he  might  bring  an  action  at  law, 
and  go  to  trial  without  the  aid  of  a  discovery.     He 
elected  the  latter  course,  and  must  be  hound  by 
it.     The  verdict  and  judgment   constitute  a   flat 
bar.      The  plaintiff  is  not  now  entitled  to  a  dis- 
covery, unless  he  is  entitled  to  relief;   he  is  not 
entitled  to  relief,  because  it  is  a  res  judicata.    A 
Court  of  equity  cannot  try  over  again  the  merits 
which  were  fully  tried  in  the  former  cause.     To  re- 
vise the  merits  of  a  cause  which  has  been  once  tried 
between  the  same  parties,  and  in  a  competent  Court, 
is  the  province  of  an  appellate  Court,  and  not  of  a 
co-ordinate  tribunal,  or  one  of  a  different  jurisdic- 
tion.    Parties   must  prosecute  their  rights  in  due 
time,  and  before  the  proper  forum ;  and  having  once 
elected  their  forum,  the  decision  is  conclusive,  not 
only  as  to  the  matter  actually  "judged,  hut  as  to 
every  matter  which  might  have  been  litigated  and 
decided/     In  the  action  at  law,  the  judge's  charge 
might  have  been  excepted  to,  if  erroneous,  and  a 
new  trial  granted,  which  is  in  itself  a  sort  of  equit- 
able right ;  but  if  the  charge  was  correct,  no  injus- 
tice has  been  done.     The  present  bill  avows  it  to  be 
for  the  same  cause  of  action,  and  does  not  allege  any 

t 
a  Le  Guen  v.  Gouverneur,  1  Johns.  Cas.  436.    Per  Kejtt, 

C.  J.    Bateman  v.  Willoe,  1  Sch.  <fr  Lef.  201. 


OF  THE  UNITED  STATES.  467 

incompetency  in  the  jurisdiction  of  the  Court  of  law.  1*21 
It  sets  up  no  new  right,  but  merely  contends,  that 
the  plaintiff  had  a  right  then,  on  matter  discovered 
since,  but  existing  at  the  time.  The  question  now 
is,  not  as  to  the  goodness  of  the  counts  in  the  plain- 
tiff's declaration,  but  whether  the  merits  have  been 
substantially  tried  upon  them :  not  intending,  how- 
ever, to  admit,  that  the  counts  were  not  sufficient. 
The  regular  course  of  the  Court  of  Chancery,  in 
such  a  case,  is  to  refer  them  to  the  master  to  re- 
port whether  the  cause  of  action  be  substantially  the 
same.' 

As  to  the  principles  which  govern  Courts  of  equi- 
ty in  setting  aside  verdicts  as  against  equity :  it  must 
be  shown  that  at  the  time  of  the  trial  at  law  some 
material  fact  existed,  within  the  defendant's  owa 
knowledge,  different  from  the  finding  of  the  jury.* 
Here  there  is  no  such  fact :  and  even  if  there  had 
been,  if  it  was  also  within  the  plaintiff's  knowledge, 
he  should  have  filed  a  bill  of  discovery,  lite  pendente, 
to  obtain  the  defendant's  answer  on  oath.  Suppo- 
sing the  testimony  of  £•  Williams  to  be  true,  it  esta- 
blishes no  fact  existing  at  the  time,  which  is  essential 
to  entitle  the  plaintiff  to  relief  in  equity/  But  his 
testimony  is  explicitly  contradicted  by  the  defend* 
ant's  answer :  and  the  plea  must  therefore  stand,  be- 
ing supported  by  the  answer,  and  contradicted  by 
the  testimony  of  a  single  witness  only,  unsupported 

a  1  Fern.  310.  Note.    Raithbys  erf. 
b  Lee  v.  Williams,  3  Atk.  224. 
c  Standish  v.  Radley,  2  Atk.  178. 


„     468  CASES  IN  THE  SUPREME  COURT 

mi.  by  circumstances  to  strengthen  its  credibility/  The 
transactions  between  the  parties  took  place  more 
than  twenty  years  ago.  The  plaintiff  had  an  oppor- 
tunity of  establishing  his  pretended  claim  in  the  tri- 
bunal which  he  had  elected,  and  in  which  he  failed ; 
and  the  defendant  has  a  just  right  to  a?ail  himself  of 
that  failure  as  a  bar  to  any  further  proceedings  in  a 
case  where,  besides  the  solemn  trial  which  has  al- 
ready been  had  at  law,  he  has  now  purged  his  con- 
science of  the  allegations  of  fraud,  which  have  been 
made  against  him  without  the  slightest  foundation 
in  the  facts  and  circumstances  of  the  case* 

iutnh  im.  Mr.  Justice  Livingston  delivered  the  opinion  of 
the  Court,  and  after  stating  the  pleadings,  proceeded 
as  follows : 

In  examining  whether  there  be  any  error  in  the 
decree  of  the  Court  below,  we  shall  have  to  inquire 
whether  the  plea  of  the  respondent  is  proved ;  and 
if  so,  whether  any  other  decree,  except  that  of  dis- 
missing the  bill,  could  have  been  made  by  the  Court 
below. 
m^iifin*      *n  exam*n*ng  *e  question  of  fact,  that  is,  whether 
^STS  &  **  P'ea  were  proved  or  not,  it  will  be  borne  in  mind, 
S^iini^^  that  no  decree  can  be  made  against  a  positive  denial 
bj  of  of  the  defendant,  of  anysnatter  directly  charged  in 


more  than  one     ,      ,  ...  ,  . 

witneM,  or  one  the  bill,  on  the  testimony  of  a  single  witness,  unac- 

witneM  •ccom-  7#  J  °  J 

co^^orttilj*11  comPanied    by  some   corroborating   circumstance. 

a  Walton  v.  Hobbes,  1  Atk.  19,  and  the  cases  there  cited. 
2  Fes.jun.  243.  1  Bro.  Ch.  62.  1  John*.  Cfc,  <Cas.  459.  3  Pet. 
ju*.  170. 


OF  THE  UNITED  STATES.  469 

There  is  no  pretence  that  there  is  any  thing  untrue       is3]. 
in  any  of  the  averments  which  the  plea  contains  on 
the  subject  of  the  proceedings  at  law — such  as  that  a 
judgment  was  obtained  by  the  respondent — that  the 
same  is  in  full  force,  &c.    The  first  averment  in 
the  plea,  which  will  require  a  more  particular  consi- 
deration, is  the  one  denying  that  the  respondent  had 
at  any  time  obtained  from  £•  Williams,  any  allow- 
ance  or  payment,  for,  or  on  account  of  his  being  bail 
for  Gibson,  in  an  action  brought  against  him  by  one 
Evans.    The  respondent  had  been  permitted,  as  ap- 
pears by  the  facts  of  the  case,  to  retain  out  of  a  fund, 
on  which  the  appellant  had  a  claim,  a  considerable 
suW  to  save  him  harmless  against  this  responsibility, 
amwhich  was,  in  all  probability,  allowed  to  him,  on 
the  trial  at  law.    If,  therefore,  it  could  have  been 
shown  that  Blake  had  been  fully  indemnified,  or 
paid  for  this  liability  from  any  other  quarter,  and  that 
this  fact  had  come  to  the  appellant's  knowledge 
since  the  judgment  at  law,  it  would  seem  no  more 
than  equitable,  notwithstanding  these  proceedings, 
thus  far  to  open  the  account  between  them.    But 
has  this  been  done  ?  The  allegation  of  the  bill  in 
substance  is,  that  Blake  has  been  twice  indemnified 
for  the  same  loss,  or,  in  other  words,  that  he  had 
been  twice  reimbursed  the  monies  which  he  paid  as 
the  bail  of  Gibson.    This  fraud,  which  is  so  unhe- 
sitatingly charged  upon  the  respondent,  is  not  made 
out  by  any  testimony  in  the  cause.    Independent  of 
Blake's  positive  and  absolute  denial,  which  is  equi- 
valent to  the  testimony  of  one  witness,  there  is  no- 
thing in  the  deposition  of  Williams,  who  is  the  only 


470  CASES  IN  THE  SUPREME  COURT 

i82i.  witness  to  this  point,  to  establish  the  fact  as  stated  in 
the  bill.  This  gentleman  has  been  twice  examined, 
once  in  the  year  1805,  as  a  witness  in  the  trial  at 
law ;  and  again,  as  a  witness  in  this  cause.  On  his 
first  examination,  he  stated  that  he  was  inform- 
ed by  Blake  that  he  held  in  his  hand  about 
6,30(1  dollars,  which  hdd  been  received  of  Henry 
Newman,  as  an  indemnity  for  his  having  become 
bail  for  Gibson  in  an  action  by  some  person  whose 
name  he  did  not  recollect,  on  which  pretence  Blake 
refused  to  pay  him  this  sum.  In  his  second  deposi- 
tion, which  was  taken  in  this  cause,  he  swears  that 
he  was  informed  by  Blake,  that  he  bad  received  fom 
Newman  about  6000  dollars,  which  he  shouldjre- 
tain,  in  consequence  of  his  liability  to  Evans,  a^he 
bail  of  Gibson ;  and  that  he,  Williams,  allowqHbe 
respondent  to  apply  this  money  for  that  purpose. 
Now,  admitting  that  Blake  retained  these  monies, 
and  with  the  consent  of  Williams,  who,  it  appears 
however,  had  no  interest  in,  or  control  over  them, 
with  intent  to  apply  them  in  this  way,  where  is  there 
any  proof  whatever,  in  contradiction  of  Blake's  an- 
swer that  he  eveif  did  make  that  use  of  them.  He 
might  have  securities  of  Gibson  of  various  kinds, 
the  avails  of  which  he  might  have  a  right  to  retain 
for  the  same  object,  but  if  he  actually  made  only 
one  appropriation  for  such  object,  no  one  could 
complain*  That  the  fund  spoken  of  by  Wil- 
liams, which  arose  out  of  Newman's  note,  was 
not  applied  to  the  indemnity  which  has  so  often  been 
mentioned,  appears  not  only  by  an  averment  in  Blake's 
plea  to  that  effect,  but  by  the  testimony  of  Gibson 


OP  THE  UNITED  STATES. 


471 


himself,  a  witness  of  the  appellant,  who  declares, 
that  the  note  of  Newman  was  subject  to  his  order ; 
that  no  privity  existed  between  Williams  and  Blake 
respecting  the  same  ;  and  that  it  had  not  been  placed 
in  Blake's  hands  as  an  indemnity  for  becoming  his 
bail  It  follows,  therefore,  that  Blake  could,  not 
have  obtained  from  Williams  any  allowance  or  pay- 
ment on  account  of  this  responsibility  ;  and  we  ac- 
cordingly find,  from  the  bill  itself,  that  on  a  settle* 
ment  which  took  place  between  Blake  and  Gibson, 
in  November,  1796,  about  two  months  after  the  ac- 
ceptance in  favour  of  the  appellant,  the  former  fell 
in  debt  to  the  latter  a  sum  exceeding  two  thousand 
dollars,  the  payment  of  which,  by  Blake,  is  one  sub- 
ject of  complaint  in  the  appellant's  bill.  Now,  it  is 
more  than  probable,  that  in  this  settlement,  Gibson 
received  a  credit  for  the  very  money  of  whieh  Wil- 
liams speaks,  as  Gibson  acknowledges  it  to  have 
been  a  final  settlement  of  all  the  accounts  between 
him  and  Blake.  The  Court,  therefore,  is  entirely 
satisfied,  that  the  averment  in  the  respondent's  plea, 
which  it  has  just  been  considering,  is  fully  establish- 
ed, and  that  the  proof  is  such  as  to  leave  no  room 
whatever  to  believe,  that  Blake  was  ever  repaid  the 
moneys  he  advanced  as  the  bail  of  Gibson,  from  any 
other  fund  than  that  which  the  appellant  had  con- 
sented should  stand  pledged  for  that  purpose.  As 
little  truth  is  there  in  the  allegation,  that  what  Wil- 
liams could  testify  on  tbis*ubject,  was  unknown  to 
Hughes  during  the  pendency  of  the  action  at  law ; 
for  Williams,  who  is  examined  as  a  witness  for  the 


1821. 

Hughes 

v. 
Blake. 


472  CASES  IN  THE  SUMtEME  COURT 

1851.  plaintiff  in  this  suit,  swears  to  the  very  fact,  which  ht 
had  been  produced  to  prove  in  the  action  at  law  re- 
specting the  declarations  of  Blake  concerning  New- 
man's note  ;  and  this  he  does  without  any  variation 
from  his  former  testimony,  materially  affecting  the 
present  suit  The  other  averment,  therefore,  in  the 
plea,  that  no  new  evidence  has  come  to  the  appel- 
lant's knowledge  respecting  the  matters  in  litigation, • 
is  fully  and  satisfactorily  established. 
a  ^plication  The  truth  of  the  plea  being  thus  made  out,  what 
atomtoitfSii  is  to  be  the  consequence  ?    U  the  rule  of  Courts  of 

sufficiency     in 

£d  »jift2t  (Si  CI"'*?  'n  England  is  to  be  applied,  there  can  be  no 
tofed^*nti8hto  doubt.  If  a  plea,  in  the  apprehension  of  the  com-' 
SFSct wpoillt  plainant,  be  good  in  matter,  but  not  trye  in  fact;  he 
may  reply  to  it,  as  has  been  done  here,  and  proceed 
to  examine  witnesses  in  the  same  way  as  in  case  of 
a  replication  to  an  answer :  but  such  a  proceeding  is 
always  an  admission  of  the  sufficiency  of  the  plea 
itself,  as  much  so,  as  if  it  had  been  set  down  for  ar- 
gument and  allowed  ;  and  if  the  facts  relied  on  by  the 
plea  are  proved,  a  dismission  of  the  bill  on  the  hear- 
ing is  a  matter  of  course.  Whatever  objection  there 
may  be  to  adhering  strictly  to  this  course  of  proceed- 
ing in  every  description  of  cases,  it  is  considered  as 
the  long  and  established  practice  of  a  Court  of  equi- 
ty, which  ought  not  lightly  to  be  departed  from.  It 
is  not  perceived,  that  any  serious  mischief  can  arise 
from  it.  Counsel  will  generally  be  able  to  decide 
on  the  merits  of  any  defence  which  may  be  spread 
on  a  plea,  and  if  insufficient,  it  is  not  probable  they 
will  do  otherwise  than  set  it  down  for  argument 


OF  THE  UNITED  STATES.  473 

Nor  will  they  ever  take  issue  on  it,  but  in  a  case      lftu. 
which  presents  a  very  clear  and  sufficient  defence,  if 
the  fact*  be  proved.     If  a  replication  should  be  filed 
inadvertently,  the  Court  would  have  no  difficulty  in 
permitting  it  to  be  withdrawn.    But  if  the  plaintiff 
will  persevere  in  putting  the  defendant  to  the  trou- 
ble and  expense  of  proving  his  plea,  it  must  be  from 
an  entire  conviction  that  it  contains  a  substantial  de- 
fence, and  in  such  case  there  is  no  hardship  in  a 
Court's  considering  it  in  the  same  light    But  with- 
out applying  the  rale  which  has  been  mentioned,  to 
the  present  case,  the  Court  has  no  difficulty  in  say- 
ing, that  the  matters  set  forth  in  this  plea,  which  his 
been  drawn  with  great  care  and  judgment,  constitute 
a  complete  defence  to  the  present  action,  and  that 
the  appellant  has  foiled  ia  showing  any  good  cause 
why  the  judgment  at  law  should,  not  be  conclusive 
on  all  the  matters  stated  in  the  bill.    Whatever  claim 
he  may  at  one  time  have  had  on  Blake  for  one  fourth 
of  75,000  dollars,  secured  by  Barrel's  notes,  if  Blake 
knew  at  the  time  of  taking  them  of  his  interest  to 
that  extent,  or  for  not  taking  a  note  for  that  amount 
in  the  name  of  Hughes  himself,  it  is  very  certain, 
that  with  a  full  knowledge  on  his  part,  that  Blake 
utterly  denied  a  liability  to  account  with  any  one  but 
Gibson,  he  came  to  a  settlement  with  him,  by  allow- 
ing him  to  accept  of  Gibson's  draft,  in  his  favour, 
in  such  way  as  to  charge  the  fund  on  which  it  was 
drawn  with  so  many  deductions  as  entirely  to  ex- 
haust it     And  when  he  is  apprised  of  this  condi- 
tional acceptance  by  his  agent,  or  the  person  who 
Vol  VI.  60 


474  CASES  IN  THE  StTPREME  COURT 

1821.  presented  the  draft,  instead  of  returning  it,  or  making 
any  complaint,  he  acquiesces  in  it  for  seven  or  eight 
years,  and  then  brings  an  action  to  enforce  this  very 
contract  of  acceptance,  which  he  must  have  known 
put  it  in  the  power  of  the  acceptor  to  make  all  the 
deductions  from  the  fund  in  his  hands,  which  were 
designated  in  the  act  of  acceptance.  After  six  years 
litigation  in  a  Court  of  law,  it  is  now  attempted  to 
revive  the  same  controversy,  at  least  in  part,  on  ah 
allegation  that  Blake  received  a  compensation  in 
some  other  way  than  out  of  the  fland,  on  which  the 
bill  in  his  favour  was  drawn*  for  one  of  the  liabili- 
ties mentioned  in  the  acceptance.  That  this  was 
not  the  case,  it  abundantly  proved:  But  if  Blake 
had  other  funds  of  Gibson,  besides  the  note  of  Bar- 
rel, which  he  also  considered  as  under  Gibson's  ex- 
clusive control,  out  of  which  his  indemnity  as  bail 
might  have  been  obtained,  what  right  has  Hughes 
now  to  complain,  that  such  other  funds  were*  not 
applied  in  that  way,  after  he  had  agreed  or  consent- 
ed that  this  indemnity  should  come  out  of  those 
funds  of  Gibson  in  the  hands  of  Blake,  out  of  which 
he  was  to  be  paid.  Having  come  into  the  arrange- 
ment, Blake  might  well  think  himself  at  liberty,  as 
it  seetns  he  did,  to  apply  the  other  funds  of  Gibson 
in  any  other  way  which  he  and  Gibson  might  think 
proper.  Whether  Gibson  be  liable  to  the  appellant 
for  the  subtraction  of  any  part  of  his  fund  for  the 
payment  of  his  debt,  is  a  question  not  before  the 
Court;  but  we  cannot  see  that  an '  application  of 
them  in  express  conformity  with  the  agreement  of 


OP  THE  UNITED  STATES.  476 

the  parties  to  this  suit,  can  give  the  appellant  any  tan. 
claim  on  the  respondent.  At  any  rate,  the  plea 
having  denied  all  the  allegations  which  were  relied 
on  as  grounds  for  removing  the  bar  which  k  was  an- 
ticipated would  be  interposed  to  the  appellant's  bill, 
and  all  the  matters  stated  in  the  plea,  on  which  issue 
was  taken,  having  been  fully  proved,  the  Court  is  of 
opinion,  that  the  decree  of  the  Circuit  Court  must 
be  affirmed,  with  costs. 

Decree  affirmed.* 

a  Vide  I  Mason's  Rep.  515.     S.  C. 


(Local  Law.    Practice.) 

Bartle  v.  Coleman. 

Under  the  act  of  Assembly  of  Virginia,  the  defendant  may  enter  spe> 
rial  bail,  and  defend  the  toil  at  any  time  before  the  entering  np  of 
judgment  upon  a  writ  of  inquiry  executed ;  and  the  appearance  of 
the  defendant,  or  the  entry  of  special  bail,  before  such  judgment, 
discharges  the  appearance  bail. 

If  the  defendant  does  not  appear,  or  gire  special  bail,  the  appearance 
bail  may  defend  the  suit*  and  is  liable  to  the  same  judgment  as  the 
defendant  would  hare  been  liable  to;  but  the  defendant  cannot  ap- 
pear  and  consent  to  a  reference,  the  report  and  judgment  on  which 
is  to  bind  the  appearance  bail  as  well  as  himself.  Such  a  joint  judg- 
ment is  erroneous,  and  will  be  reversed  as  to  both. 

This  cause  was  argued  by  Mr.  Swann,  forth*    jftrcftftft* 


Bartle 

r. 

Coleman. 

Mmh  10th 


476  CASES  IN  THE  SUPREME  COURT 

tail,      plaintiff  in  error/  and  by  Mr.  Jones,  and  Mr.  Tayler, 
for  the  defendant  in  error/ 


Mr.  Chief  Justice  Marshall  delivered  the  opi- 
nion of  the  Court. 

This  is  a  writ  of  error  to  a  judgment  rendered 
by  the  Circuit  Court  for  the  District  of  Colombia 
and  county  of  Alexandria,  against  Andrew  Bartle 
and  Samuel  Bartle,  on  a  writ  issued  by  George 
Coleman  against  Andrew  Bartle,  on  the  service  of 
which,  Samuel  Bartle  became  bail  for  his  appear- 
ance. The  defendant  in  the  Court  below  not  hav- 
ing entered  his  appearance,  a  conditional  judgment 
was  entered  at  the  rules  held  in  the  clerk's  office, 
against  the  defendant  and  his  appearance  bail.  This 
being  an  action  on  the  case,  the  judgment  at  the 
rules  was  for  no  specific  sum,  but  for  the  damages 
which  the  plaintiff  in  that  suit  has  sustained,  which 
damages  are  to  be  inquired  into,  and  ascertained  by 
a  jury.  After  this  writ  of  inquiry  shall  be  executed, 
and  not  till  then,  a  final  judgment  for  the  damages 
assessed  by  the  jury  is  rendered  by  the  Court.  In 
the  mean  time,  the  cause  stands  on  the  Court  docket 
for  trial. 

The  act  of  Assembly  respecting  this  subject  is  in 
these  words:  "And  every  judgment  entered  in  the 
office  against  a  defendant  and  bail,  or  against  a  de- 

a  He  cited  Danlop  v.  Laporte,  1  Hen,  t>  Mun.  22.  Gray  v. 
Hines,  4  Hen.  4>  Mun.  437.  Fisher  v.  Riddle,  1  Hen.  <fr  Mun. 
329.  • 

b  They  cited  Holdup  y.  Otway,  2  fVmt.  Sound.  106.  and  the 
cases  there  cited.    Gould  v.  Hammersley,  4  Taunt.  148. 


OP  Tftte  UNITED  STATES.  477 

fendant  and  sheriff,  shall  be  set  aside,  if  the  defend-  mi. 
ant  at  the  succeeding  Court  shall  be  allowed  to  ap- 
pear without  bail,  put  in  good  bail,  being  ruled  so  to 
do,  or  surrender  himself  in  custody,  and  shall  plead 
to  issue  immediately."  "  If  the  defendant  shall  fail 
to  appear,  or  shall  not  give  special  bail,  being  ruled 
thereto  by  the  Court,  the  bail  for  appearance  may  de- 
fend the  suit,  and  shall  be  subject  to  the  same  judg- 
ment and  recovery  as  the  defendant  might  or  would 
be  subject  to,  if  he  had  appeared  and  given  special 
bail."  • 

The  Courts  of  Virginia  have  never  construed  this 
act  strictly  as  to  time.  Although  the  absolute  right 
given  to  the  defendant  to  appear  and  set  aside  the 
judgment  rendered  in  the  office,  is  limited  to  "  the 
succeeding  Court,"  he  has  always  been  allowed  to 
appear,  and  set  it  aside,  at  any  time  before  it  became 
final.  In  all  actions  which  sound  in  damages,  the 
judgment  cannot  become  final,  until  the  damages 
shall  be  ascertained  for  which  it  is  to  be  rendered. 

In  other  respects,  too,  this  law  which  authorizes  a 
judgment  against  the  appearance,  or  common  bail, 
without  the  service  of  process  on  him,  has  been  con- 
strued with  great  liberality.  The  cases  which  have 
been  cited,  show  that  the  decisions  in  the  Court  of 
Appeals  of  Virginia,  have  settled  principles  which 
seem  to  decide  this  case.  It  has  not  only  been  deter- 
mined that  the  defendant  may  enter  special  bail,  and 
defend  the  suit  at  any  time  before  a  final  judgment, 
but  also,  that  if  he  appears  and  pleads,  without  giv- 
ing special  bail,  or  appears  and  confesses  judgment, 
the  appearance  bail  is  discharged. 


478  -CASES  IN  THE  SUPREME  COURT 

1891.  It  is  also  well  known  te  be  the  settled  practice  of 

Virginia,  if  special  bail  be  given,  to  discharge  the  ap- 
pearance bail,  although  the  defendant  should  not  ap- 
pear, but  the  judgment  should  become  final,  either  on 
his  default,  or  on  the  execution  of  a  writ  of  inquiry. 

it  is  then  settled,  that  the  appearance  of  the  de- 
fendant, or  the  entry  of  special  bail,  before  final 
judgment,  discharges  the  appearance  bail. 

Let  these  principles  be  applied  to  the  case  before 
the  Court.  While  the  writ  of  inquiry  was  depend- 
ing, we  find  this  entry  on  the  record.  "  In  the  case 
of  George  Coleman,  plaintiff,  and  Andrew  Bartle, 
defendant ;  and  Andrew  Bartle,  plaintiff,  and  George 
Coleman,  defendant ;  by  consent  of  parties  this  case 
is  referred  to  Joseph  Deane,"  &c. 

Could  this  rule  be   made  without  consent  ?  Or 
could  this  consent  be  given  without  the  appearance 
of  the  party,  by  himself  or  his  attorney  ?  Both  these 
questions  must  be  answered  in  the  negative.     What 
party,  then,  did  appear  and  give  this  consent  ?  Was  it 
Andrew  Bartle,  the  defendant  in  the  cause,  who  is 
named  as  the  party,  or  was  it  Samuel  Bartle,  his  ap- 
pearance bail,  who  is  not  named  ?  In  addition  to  the 
omission  of  the  name  of  Samuel  Bartle,  an  omission 
which  could  not  have  been  made  had  he  actually  ap- 
peared, and  been  a  party  to  the  rule,  it  is  to  be  ob- 
served that  he  had  no  power  to  consent  to  it.     The 
law  allows  him  to  defend  the  suit,  but  does  not  allow 
him  to  refer  it  to  arbitrators.    We  do  not  hazard 
much  in  saying,  that  no  Court  would  or  ought  to  per- 
mit such  a  rule  as  this  to  be  made,  without  the  con- 
sent of  the  defendant  given  in  person,  or  by  his  at- 


OP  THE  UNITED  STATES.  479 

torney.    But  were  it  even  supposed  to  be  in  the       1821. 
power  of  Samuel  Bartle  to  refer  the  suit  of  Cole- 
man against  Andrew  Bartle,  be  could  not  refer  that 
of  Andrew  Bartle  against  Coleman ;  and  this  suit 
also  is  embraced  in  the  same  rule. 

It  is  then  apparent,  that  it  is  Andrew  Bartle  who 
consented  to  this  rule. 

It  has  been  contended,  that  the  consent  of  Samuel 
Battle  must  also  be  implied.  We  db  not  think  so. 
It  is  reatitnable  to  suppose  that  his  name  would  have 
appeared,  had  he  been  a  party  to  the  rule.  But  it 
was  not  necessary  that  he  should  be  a  party  to  it. 
Andrew  Bartle  was  himself  competent  to  make  this 
reference,  and  the  appearance  bail  never  comes  into 
Court,  unless  it  be  to  defend  the  suit  in  consequence 
of  the  non-appearance  of  the  defendant.  But,  were 
it  even  true  that  the  consent  of  Samuel  Bartle  could 
be  inferred,  it  would,  nevertheless,  be  also  true,  that 
Andrew  Bartle  appeared,  by  the  admission  of  the 
plaintiff ;  and  such  appearance,  according  to  the  de- 
cisions in  Virginia,  discharges  his  bail. 

In  the  mode  pursued  by  the  clerk,  in  ma- 
king his  entry,  the  usual  form  of  saying  "  this  day 
came  the  parties,"  &c  is  not  pursued.  But  this  is 
immaterial,  because  the  parties  perform  an  act  in 
Court,  which  could  not  be  performed  without  ap- 
pearing ;  they  consent  to  a  rule  which  implies  ap- 
pearance, and  the  form  of  the  entry  cannot  af- 
fect its  substance.  Were  it  otherwise,  the  ap- 
pearance of  the  defendant  is  entered  in  the  usual 
form  before  final  judgment    On  the  return  of  the 


480  CASES  IN  THE  SUPREME  COURT 

18^1.  award,  the  following  entry  is  made :  "  And  now 
here,  &c  at  this  day,  &c.  came,  as  well  the  plain- 
tiff aforesaid,  by  his  said  attorney,  as  the  said  defend- 
ant, by  Thomas  Swan,  his  attorney,  and  the  follow- 
ing award  was  returned,"  &c  The  award  is  then 
recited,  which  shows,  that  the  arbitrators  proceeded 
on  notice  to  Andrew  Battle  only,  and  the  judgment 
of  the  Court  is  immediately  rendered  for  the  amount 
of  the  award  against  "Andrew  Battle,  the  defendant, 
and  Samuel  Battle,  the  security  for  his  appearance." 
Yet  the  appearance  of  Andrew  Battle  is  formally 
entered  on  the  record  previous  to  this  judgment  If, 
instead  of  entering  the  judgment  in  pursuance  of  the 
award,  it  bad  been  entered  in  pursuance  of  the  con- 
fession of  the  defendant,  this  would  have  been  the 
very  case  cited  from  1  Hen.  fr  Munf.  329.  And 
what  distinction  can  be  taken  between  this  case 
and  that  ?  The  counsel  for  the  defendant  in  error 
says,  that  a  judgment  by  confession  is  a  different 
judgment  from  that  entered  in  the  office,  and,  there- 
fore, must  be  a  substitute  for  it  received  by  consent 
of  the  plaintiff.  And  is  not  this  also  a  different 
judgment  from  that  rendered  in  the  office  ?  And  is 
it  not  entered  at  the  instance  of  the  plaintiff  ? 

Were  it  necessary  to  pursue  this  argument  further, 
we  should  all  be  of  opinion,  that  judgment  could  not 
be  rendered  against  the  appearance  bail  on  this 
award,  and  without  executing  the  writ  of  inquiry, 
unless  by  his  consent  But  as  we  are  of  opinion, 
that  the  appearance  of  the  defendant  has  discharged 
his    bail,   it  is  unnecessary  to  pursue  the  subject 


OF  THE  UNITED  STATES.  481 

'  farther.     The  judgment  against   Samuel   Bartle  lasfc 

is  erroneous,  and  as  it  is  joint,  it  must  be  reversed  *^££mt 

against  both.  *• 

Judgment  reversed.  n 


(Chancery.) 

Prevost  v.  Gratz  et  at. 
Gratz  et  al.  v.  Prevost. 

Td  establish  the  existence  of  a  trust,  the  onus  probandi  lies  on  the 

<  party  who  alleges  it. 

In  general,  length  of  time  is  no  bar  to  a  trust  clearly  established  to 
have  once  existed ;  and  where  fraud  is  imputed  and  preyed,  length 
of  time  ought  not  to  exclude  relief. 

But  as  length  of  time  necessarily  obscures  all  human  evidence,  and 
deprives  parties  of  the  means  of  ascertaining  the  nature  of  the  ori- 
ginal transactions,  it  operates,  by  way  of  presumption,  in  favour  of 
innocence,  and  against  imputation  of  fraud. 

The  lapse  of  forty  years,  and  the  death  of  all  the  original  parties, 
deemed  sufficient  to  presume  the  discharge  and  extinguishment  of  a 
trust,  proved  once  to  have  existed  by  strong  circumstances ;  by 
analogy  to  the  rule  of  law,  which  after  a  lapse  of  time  presumes  the 
payment  of  a  debt,  surrender  of  a  deed,  and  extinguishment  of  a 

„  trust,  where  circumstances  require  it. 

Appeal  from  the  Circuit  Court  of  Pennsylvania. 

This  was  a  bill  in  Chancery,  filed  in  the  Court 
below,  by  the  plaintiff  George  W.  Prevost,  as  admi- 
nistrator de  bonis  non,  with  the  will,  annexed,  of 

Vol.  VI.  61 


r. 


MS  CASES  IN  THE  SUPREME  COURT 

ltti*  George  Ciogban,  deceased,  against  the  defendant* 
S^T^t'  ^*Doa  Grata,  Joseph  Gratz,  and  Jacob  Gratz,  ad- 
ministrators of  the  estate  of  Michael  Gratz,  deceased, 
for  a  discovery  and  account  of  all  the  estate  of  G. 
Croghan,  which  had  come  to  their  hands,  or  posses- 
sion, either  personally  or  as  the  representatives  of 
M.  Gratz,  Who  was  one  of  the  executors  of  G* 
Croghan,  who  died  in  August,  1 782,  having  appointed 
M.  Gratz,  B.  Gratz,  T.  Smallman,  J.  Tunis,  and  W. 
Powell,  executors  of  his  last  will  and  testament. 
All  the  executors,  except  W.  Powell,  died  before  the 
commencement  of  the  suit.  B.  Gratz  died  in  1800, 
and  M.  Gratz  in  1811.  W.  Powell  was  removed 
from  his  office  as  executor  in  the  manner  prescribed 
by  the  laws  of  Pennsylvania,  after  the  death  of  ML 
Gratz ;  and  the  plaintiff  was  thereupon  appointed 
administrator  de  bonis  non,  with  the  will  annexed. 
The  bill  charged  M.  Gratz  and  B.  Gratz,  (the  re- 
presentatives of  B.  Gratz  not  being  made  parties,) 
with  sundry  breaches  of  trust  in  respect  to  property 
conveyed  to  them  in  the  lifetime  of  the  testator,  and 
with  other  breaches  of  trust  in  relation  to  the  assets 
of  the  testator  after  his  decease ;  and  also  charged 
the  defendants  with  neglect  of  duty  in  relation  to  the 
property  and  papers  of  G.  Croghan,  which  had  come 
to  their  hands  since  the  decease  of  M.  Gratz. 

The  first  ground  of  complaint,  on  the  part 
of  the  plaintiff,  related  to  a  tract  of  land  lying 
on  Tenederah  river,  in  the  State  of  New- York, 
which  was  conveyed  by  G.  Croghan  Jo  M.  Gratz, 
as  containing  9,050  acres,  by  deed,  dated  the  2d  of 
.  March,  1770,  for  the  consideration  expressed  in  the 


OP  THE  UNITED  STATES. 

deed  of  £1,800.  The  deed  was  upon  its  face  abao*  tail, 
late,  and  contained  the  covenants  of  general  war*  S^TV~W 
ranty,  and  for  the  title  of  tbe  grantor,  which  are  r. 
usual  in  absolute  deeds.  At  the  time  of  the  exeat-  m*' 
tion  of  the  deed,  G.  Croghan  was  in  the  State  of 
New-York,  and  M.  Gratz  was  at  Philadelphia. 
The  land,  thus  conveyed,  was,  in  the  year  1795,  and 
after  the  death  of  G.  Croghan,  sold,  by  M.  Gratz, 
to  one  Lawrence,  in  New- York,  for  a  large  sum  of 
money.  The  plaintiff  alleged,  that  this  conveyance 
made  by  G.  Croghan  to  M.  Gratz,  though  in  form 
absolute,  was  in  reality  a  conveyance  upon  a  secret 
trust,  to  be  sold  for  the  benefit  of  the  grantor ;  and 
he  claimed  to  be  allowed  the  value  of  the  lands  at 
the  time  the  present  suit  was  brought,  upon  the 
ground  of  a  fraudulent  or  improper  breach  of  trust 
by  the  grantee,  or  at  all  events  to  the  full  amount  of 
the  profits  made  upon  the  sale  in  1795,  with  interest 
up  to  the  time  of  the  decree.  This  trust  was  denied 
by  the  defendants,  in  their  answer,  so  far  as  respects 
their  own  knowledge  and  belief;  and  if  it  did  ever 
exist,  they  insisted,  that  the  land  was  afterward* 
purchased  by  M.  Gratz,  with  the  consent  of  G. 
Croghan,  for  the  sum  of  £850  15s.  5d.  New-York 
currency.  It  appeared  from  the  evidence,  that  G. 
Croghan,  and  B.  and  M.  Gratz,  were  intimately  ac- 
quainted with  each  other,  and  a  variety  of  accounts 
were  settled  between  them,  from  the  year  1769,  to 
a  short  period  before  the  death  of  G.  Croghan :  that 
he  was  involved  in  pecuniary  embarrasments,  and 
extensively  engaged  in  land  speculations :  and  some 
portions  of  his  property  were  conveyed  to  one  or 


434  CASES  IN  THE  SUPREME  COURT 

18*1 .       both  the  Messrs.  Gratz  upon  express  and  open  trusts. 


Prevoet 


It  also  appeared,  that  in  an  account  which  was  set- 
tled at  Pittsburg,  in  May,  1775,  between  B.  and  M. 
Gratz-      Gratz,  and  G.  Croghan,  there  was  the  following 
item  of  credit : 

•  a  August,  1774.  By  cash  received 
of  Howard,  for  9,000  acres  of 
land  on  Tenederah,  sold  him  for 
£860  15s.  New-York  currency, 
is  here,         -  £797  12  6 

Interest  on  £797  12s.  6d.  from  Au- 
gust, 1774,  to  May,  1775,  is  eight 
months,  at  6  per  cent.    -        -  3118  1 

£829  10  7 

Upon  the  back  of  another  account  between  B.  & 
M.  Gratz  and  G.  Croghan,  which  was  rendered  to 
the  latter  in  December,  1779,  there  was  a  memoran- 
dum in  the  hand-writing  of  G.  Croghan,  in  which  he 
enumerates  the  debts  then  due  by  him  to  B.  &  M. 
Gratz,  amounting  to  £1,220  Is.  2d.  and  then  adds 
the  following  words :  "  paid  of  the  above  £144 
York  currency,  besides  the  deed  for  the  land  on  the 
Tenederah  river  9,000  acres  patented  :r  which  me- 
morandum appeared  to  have  been  made  after  the 
conveyance  of  the  land  to  M.  Gratz.  It  also  ap- 
peared that  the  value  of  the  land,  as  fixed  in  the  ac- 
count of  May,  1775,  was  its  full  value;  which  was 
proved  by  public  sales  of  adjoining  lands  at  the  same 
period  when  Howard  was  asserted  to  have  purcha- 
sed the  land.    A  counterpart  of  the. account  of  1775 


OF  THE  UNITED  STATES.  485 

was  also  in  the  possession  of  M.  Gratz,  in  which  the       mi. 
word  Howard  was  crossed  out  with  a  pen,  but  so 
that  it  was  still  perfectly  legible,  and  the  name  of 
Michael   Gratz,  in  his  own  hand- writing,  written 
Qver  it    M.  Gratz  continued  in  possession  of  the 
Tenederah  land,  paid  great  attention  to  it,  and  in- 
curred great  expenses  in  making  improvements  on  it, 
after  the  year  1786.    The  mother  of  the  plaintiff 
was  the  heir  of  G.  Croghan,  and  it  was  proved  that 
his  father  had  unreserved  and  frequent  access  to  the 
papers  of  G.  Croghan,  and  resided  several  years  in 
Philadelphia,  with  the  view  of  investigating  the  si- 
tuation of  the  estate,  and  finally  abandoned  all  hopes 
of  deriving  any  benefit  from  it.    The  account  of 
May,  1775,  from  which  the  alleged  trust  was  sought 
to  be  proved,  was  delivered  over  to  him  by  the  re- 
presentatives of  M.  Gratz,  among  the  other  papers 
of  G.  Croghan. 

The  second  principal  ground  of  the  plaintiffs 
complaint  respected  a  judgment  obtained  by  the  re- 
presentatives of  one  W.  M'Hvaine,  against  G.  Cro- 
ghan, which  was  purchased  by  B.  Gratz,  during  the 
life-time  of  G.  Croghan,  and  was  by  him  assigned  to 
S.  Gratz,  one  of  the  defendants,  who,  under  one  or  more 
executions  issued  on  that  judgment,  became  the  pur- 
chaser of  certain  lands  belonging  to  G.  Croghan.  It 
appeared,  that  on  the  30th  of  March,  1 769,  G.  Croghan 
gave  his  bond  to  W.  M'Hvaine,  for  the  sum  of  £400, 
which  debt  by  the  will  of  M'Hvaine,  became  on  his 
death  vested  in  his  widow,  who  afterwards  intermar- 
ried with  J.  Clark*  A  judgment  was  obtained  upon 
the  bond  against  G.  Croghan,  in  the  name  of  W, 


4S6  CASES  m  THE  SUPREME  COVRT 

lest.  Humphreys,  executor  of  M'ilvaine,  in  the  Coart  of 
Common  Pleas  in  Westmoreland  County,  Pennsyl- 
vania, aft  the  October  term,  1774,  upon  which  a 
fi.fa.  issued,  returnable  to  the  April  term  of  the  same 
Court,  in  1775.  On  the  8th  of  March  preceding 
the  return  day  of  the  jt /a.  Bernard  Gratz  purcha- 
sed this  judgment  from  Clark,  and  received  an  a»» 
signment  of  it,  for  which  he  gave  his  own  bond  for 
£300,  and  interest.  About  this  time  G.  Croghas 
was  considerably  embarrassed,  and  several  suits 
were  depending  against  him.  Bernard  Gratz,  hav- 
ing failed  to  pay  his  bond,  was  sued  by  Clark,  and 
in  1794  a  judgment  was  recovered  against  him  for 
£89  6s.  lOd.  the  balance  then  due  upon  the  bond, 
which  sum  was  afterwards  paid  by  M.  Gratz*  The 
judgment  of  Humphreys  against  G.  Croghan  was 
kept  alive  from  time  to  time,  until  1786,  and  in  that 
year,  on  the  death  of  Humphreys,  J.  Bloomfield  was 
appointed  administrator  de  bonis  nan  with  the  will 
annexed  of  Humphreys,  and  revived  the  judgment, 
and  it  was  kept  in  full  force  until  it  was  finally  le- 
vied on  certain  lands  of  G.  Croghan.  In  the  year . 
1800,  B.  Gratz  assigned  this  judgment  to  his  ne- 
phew, S.  Gratz,  one  of  the  defendants,  partly  in  con- 
sideration of  natural  affection,  and  partly  in  consi- 
deration of  the  above  sum  of  £89  bs.  lOd.  paid  to- 
wards the  discharge  of  the  bond  of  B.  Gratz,  by  his 
(Simon's)  father,  M.  Gratz.  S.  Gratz,  having  thus 
become  the  beneficial  owner  of  the  judgment,  pro- 
ceeded to  issue  execution  thereon,  at  different  times, 
between  September,  1801,  and  November,  1804, 
eaused  the  same  to  be  levied  on  sundry  tracts  of  land 


OP  TBE  UNITED  STATES.  48? 

of  G.  Croghan,  in  Westmoreland  and  Huntutgtov 

counties,  of  five  of  which  be,  being  the  highest  bid- 
der at  the  sale,  became  the  purchaser.  The  tracts 
thus  sold,  contained  upwards  of  2,000  acres,  and 
Were  sold  for  little  more  than  1,000  dollars*  The 
title  to  some  part  of  this  land  is  still  in  controversy. 
Shortly  after  the  assignment  of  the  judgment  to  B. 
Gratz,  on  the  16th  of  May,  1775,  G.  Croghan,  by 
two  deeds  of  that  date,  conveyed  to  B.  Gratz,  for  a 
valuable  consideration  therein  expressed,  about 
46,000  acres  of  land.  A  declaration  of  trust  was  ex- 
ecuted by  B.  Gratz  on  the  2d  of  June,  1775,  by 
which  he  acknowledged  that  these  conveyances  were 
in  trust  to  enable  him  to  sell  the  same,  and  with  the 
proceeds  to  discharge  certain  enumerated  debts  of  G. 
Croghan,  and  among  them  the  debt  due  on  the  M'll- 
vaine  bond,  and  to  account  for  the  residue  to  G. 
Croghan. 

The  bill  charged,  that  the  assignment  of  this  judg- 
ment was  procured  by  B.  and  M.  Gratz,  or  both  of 
them,  after  the  death  of  G.  Croghan,  and  that  no* 
thing  was  due  upon  the  judgment ;  or  if  any  thing  was 
due,  it  was  paid  upon  the  assignment  out  of  moneys 
belonging  to  the  estate  of  G.  Croghan.  But  the 
evidence  disproved  these  charges,  and  showed,  that 
the  assignment  was  made  to  B.  Gratz  in  the  lifetime 
of  G.  Croghan,  and  that  the  judgment  never  was 
paid  or  satisfied  by  G  Croghan,  or  out  of  his  estate. 

The  defendants,  in  their  answer,  denied,  to  their 
best  knowledge  and  belief,  all  the  material  charges 
of  the  bill ;  and  upon  replication,  the  cause  was  heard 
in  the  Court  below  upon  the  bill,  answer,  evidence, 


488  CASES  IN  THE  SUPREME  COURT 

1821.  aid  exhibits;  and  a  decree  was  pronounced  dis~ 
missing  the  bill  as  to  all  the  charges,  except  that  re- 
specting the  lands  lying  on  Tenederah  river ;  and 
as  to  this,  a  decree  was  pronounced  in  favour  of  the 
plaintiff  for  all  the  profits  made  upon  a  sale  of  those 
lands  by  M.  Gratz.  From  this  decree,  both  parties 
appealed  to  this  Court 

Mra«y2Sto.  Mr.  Webster  and  Mr.  D.  B.  Ogden,  for  the  plain- 
tiff, argued,  (1.)  That  not  only  ought  M.  Gratz  to 
be  considered  as  a  trustee  of  the  Tenederah  lands, 
but  a  decree  ought  to  have  been  given  for  the  value 
of  the  lands  at  the  date  of  the  decree,  instead  of  the 
amount  for  which  the  lands  were  sold  by  him* 
They  insisted,  that  the  original  existence  of  the  trust 
was  fully  proved  by  the  evidence,  and  being  thus 
clearly  established,  the  burthen  of  proof  was  on  the 
defendants  to  show  how,  and  by  what  means,  it  had 
been  discharged.  M.  Gratz  being  a  trustee  to  sett, 
he  could  not  buy.*  This  is  the  universal,  inflexible 
rule  of  a  Court  of  equity :  and  even  if  the  trust  is 
to  pay  a  debt  due  to  the  trustee  himself,  still  he  is  a 
trustee  for  the  surplus,  subject  to  the  same  prohibi- 
tion :  and  in  this  case  never  having  sold  the  land  in 
execution  of  the  trust,  he  must  now  be  regarded  as 
still  holding  it,  and  ought  to  be  accountable  for  its 
value  at  the  present  time,  and  not  at  the  time  of  the 
pretended  sale.  If  he  now  held  the  land,  the  Court 
would  compel  him  to  account  for  its  present  value, 

a  10  Vet,  423.    1  Ves.  sen.  9.    2  Bro.  CL  Rep.  400.    2  Johns. 
Ck.  Rep.  252.     5  Vet.  794.     4  Vet,  497.     6  Vet.  631. 


i 


Gratz. 


OP  THE  UNITED  STATES.  489 

or  to  reconvey  it ;  but  he  does  hold  it  in  equity,  and  mi. 
no  act  of  his  ought  to  prejudice  the  cestui  que  trust.  v^v^' 
The  lapse  of  time  is  nothing,  unless  it  appear  that  ^  t. 
he  knew  the  purchase  by  the  trustee,  and  must, 
therefore,  be  presumed  to  have  acquiesced/  But 
here  no  such  knowledge  is  proved,  and,  therefore,  no 
such  acquiescence  can  be  presumed.  (2.)  They 
insisted,  that  S.  Gratz  had  no  right  to  purchase  the 
lands  sold  at  the  sheriff's  sale  under  the  M(Ilvaine 
judgment ;  but  under  the  circumstances  of  the  case 
ought  to  be  considered  as  holding  them  in  trust  for 
the  plaintiff.  This  being  a  proceeding  without  any 
notice  to  the  party  interested,  cannot  be  sustained* 
The  notice  given  by  the  scire  facias  was  only  to  B. 
Gratz,  the  executor  of  G.  Croghan:  that  is,  the 
owner  of  the  judgment  revived  it  by  notice  to  him- 
self. It  is  a  settled  principle,  that  an  executor  can- 
not purchase  the  property  of  his  testator ;'  and  the 
purchaser  of  an  equity  takes  it  subject  to  all  claims. 
Besides,  this  is  a  judgment  which  the  law  would  pre- 
sume to  be  satisfied  from  length  of  time ;  which  is 
attempted  to  be  executed  by  the  judgment  creditor 
who  has  in  his  own  hands  the  funds  with  which  it 
was  to  be  satisfied,  and  thus  attempts  to  convert  a 
legal  right  into  an  instrument  of  injustice,  which 
forms  a  strong  ground  for  equitable  relief/ 

Mr.  Pinkney  and  Mr.  Sergeant,  contra,  contended, 
(1.)  That  the  present  plaintiff  had  no  right,  abne, 
to  call  the  defendants  to  account  for  the  alleged  trust 

a  12  Vui        b  2  Johns.  Ch.  Rep.  252.        c  3  Fes.jm.  17a 
Vol.  VI.  62 


490  CASES  IN  THE  SUPREME  COURT 

is*i.  *s  to  the  Tenederah  lands,  nor  jointly  with  othet 
parties  as  the  administrator  de  bants  nan,  with  the 
will  annexed^  of  G.  Croghan.  Equitable  estates  de- 
scend as  well  as  legal  estates.  Mrs.  Prevost,  the 
heir  of  Croghan,  died,  while  the  supposed  trust  ex- 
isted, leaving  several  children,  besides  the  plaintiff, 
who  ought  also  to  have  been  made  parties,  if  he  is 
to  be  considered  as  suing  as  a  parcener.  The  sale 
of  the  trust  estate  indeed  extinguishes  the  right  of 
the  heirs  to  the  land,  but  it  entitles  them  to  the  mo* 
ney  for  which  it  was  sold,  which  now  represents  and 
stands  in  the  place  of  the  land.  Nor  has  Croghan's 
will  any  effect  upon  the  matter.  The  will  empow- 
ers a  majority  of  his  executors,  (of  whom  B.  Gratz 
during  his  life  was  always  to  be  one,)  to  sell  such  of 
his  lands  as  they  should  think  fit,  for  the  payment  of 
his  debts.  It  does  not  devise  to  the  executors  to  be 
sold,  but  gives  them  a  naked  authority  to  sell  and 
convey.  Even  admitting  that  the  Tenederah  lands 
fell  within  the  authority,  the  executors  could  only 
have  sold  the  equitable  estate  of  Croghan,  which  on 
bis  death  descended  to  his  heir.  But  this  supposes 
that  very  equitable  estate,  for  the  existence  of  which 
we  contend.  But  the  executors  did  not  sell  that  equita* 
ble  estate.  M.  Gratz,  though  one  of  those  executors, 
did  not  sell  under  the  will.  He  sold,  not  the  equita- 
ble interest  merely,  but  the  whole  estate,  and  threw 
the  equitable  claimants  under  Croghan,  upon  the 
surplus  of  the  proceeds  which  he  could  not  appro* 
priate.  To  sell  under  the  will,  he  must  have  had 
the  sanction  of  the  other  executors,  which  he  had 
not;  and  the  plaintiff,  as  administrator  de  bonis  noft, 


OF  THE  UNITED  STATES.  49l 

could  not  have  authorized  it,  because  he  did  not  be-       18*1. 
come  administrator  until  M.  Gratz  had  rendered  a 
sale  bj  his  orders  or  consent  impossible.    The  will, 
therefore,    did    not    reach    the   case,   and  cannot 
now,  in  any  degree,  control  it.    Nor  does  the  inte- 
rest which  creditors  may   have  in  the  proceeds, 
make  it  personal  estate  in  Croghan,  or  subject  it  to 
the  control    of    his    administrator  de   bonis  nan. 
(2.)  The  counsel  argued  that  there  was  no  suffi- 
cient proof  of  the  existence  of  any  such  trust,  as 
that  alleged   respecting  the  Tenederah  lands,   but 
that  M.   Grata  became  the  absolute  owner  of  the 
lands,  with  the  knowledge  and  consent  of  Croghan. 
Fraud  is  never  to  be  presumed,  especially  after  such 
a  lapse  of  time ;  and  even  if  the  trust  ever  existed, 
equity  will  rather  presume  it  to  be  satisfied,  than 
indulge  a  presumption  of  fraud,  where  the  parties 
are  dead,  and  the  evidence  respecting  the  -transaction 
is  lost0    Even  if  there  was  here  a  trust  to  sell,  it 
was  a  trust  to  sell  for  a  fixed  price,  created  by  a 
person  of  full  age,  and  full  knowledge  of  the  circum- 
stances, for  the  benefit  only  of  the  trustee  and  him- 
self.   The  reason  of  the  rule,  that  a  trustee  cannot 
purchase,  is,  that  the  trustee  might  be  tempted  from 
his  duty,  and  buy  at  an  inadequate  price.     Where 
the  power  is  general,  or,  where  other  persons  are  in- 
terested in  the  execution  of  the  trust,  it  may  be  con- 
ceived to  be  a  salutary  rule,  though  sometimes  ope- 
rating severely.    But  where  the  trustee  is  a  creditor, 

a  12  F««.  261.  374.  2  Ves.  581.  3  P.  Wm».  266.  *  Ml  67: 
3  M.  105.  3  Bro.  Ch.  Rep.  640.  2  Scho.  4-  Ltjr.  41.71. 


492  CASES  IN  THE  SUPREME  COUftT 

18*1.  where  the  price  is  fixed,  and  no  one  else  is  interested, 
it  would  be  difficult  to  assign  any  good  reason  why 
the  trustee  might  not  be  the  purchaser.  (3.)  As  to 
the  M'llvaine  judgment,  they  principally  relied  upon 
the  same  grounds  which  are  stated  in  the  opinion  of 
the  Court  below,  quoted  infra  in  a  note  to  the  opi- 
nion of  this  Court  in  the  present  case. 

March  iztk.  Mr.  Justice  Story  delivered  the  opinion,  of  the 
Court,  and  after  stating  the  proceedings  in  the  Court 
below,  proceeded  as  follows  : 

The  first  point  upon  which  the  cause  was  argued, 
respects  the  tract  of  land  on  the  Tenederah  River. 
It  appears  from  the  evidence  that  this  tract  of  land, 
containing  9,050  acres,  was  conveyed  by  Col.  Cro- 
ghan to  Michael  Gratz,  by  a  deed  bearing  date  on 
the  2d  of  March,  1 770,  for  the  consideration  expressed 
in  the  deed,  of  £  1 ,800.  The  deed  is  upon  its  face  abso- 
lute, and  contains  the  covenants  of  general  warranty, 
and  for  the  title  of  the  grantor,  which  are  usual  in  ab- 
solute deeds  ;  but  are  unnecessary  in  deeds  of  trust. 
At  the  time  of  the  execution  of  the  deed,  Col.  Cro- 
ghan  was  in  the  State  of  New- York,  and  Michael 
Gratz  was  at  Philadelphia.     The  land  was,  after  the 
death  of  Col.  Croghan,  and  in  the  year  1 795,  sold 
by  Michael  Gratz,  to  a  Mr*  Lawrence,  in  New- 
York,  for  a  large  sum  of  money.     The  plaintiff  con- 
tends that  this  conveyance  made  by  Col.  Croghan 
to  Michael  Gratz,  though  in  form  absolute,  was  in 
reality  a  conveyance  upon  a  secret  trust,  to  be  sold 
for  the  benefit  of  the  grantor ;  and  in  this  view  of 
the  case,  he  contends  farther,  that  he  is  entitled  to  be 


OF  THE  UNITED  STATES.  493 

allowed  the  full  value  of  the  lands  at  the  time  that  u*i. 
the  present  suit  was  brought,  upon  the  ground  of  a 
fraudulent  or  improper  breach  of  trust  by  the  grantee, 
or  at  all  events,  to  the  full  amount  [of  the  profits 
made  upon  the  sale  in  1795,  with  interest  up  to  the 
time  of  the  Decree. 

The  attention  of  the  Court  will,  therefore,  be  di-    Proof  of  die 

7  original    eiitt- 

rected,  in  the  first  place,  to  the  consideration  of  the  J£jjj  gf  g£ 
question,  whether  this  was  a  conveyance  in  trust, 
and  if  so,  of  what  nature  that  trust  was ;  and,  in  the 
next  place,  whether  that  trust  was  ever  lawfully  dis- 
charged or  extinguished.  If  there  be  still  a  subsist- 
ing trust,  there  can  be  no  doubt  that  the  plaintiff  is 
entitled  to  some  relief. 

It  appears  from  the  evidence  that  Col.  Croghan, 
and  Bernard  and  Michael  Gratz,  were  intimately 
acquainted  with  each  other,  and  a  variety  of  ac- 
.  counts  was  settled  between  them,  from  the  year 
1769,  to  a  short  period  before  the  death  of  Col. 
Croghan.  During  all  this  period,  Col.  Croghan  ap- 
pears to  have  had  the>most  unbounded  confidence  in 
them ;  and  particularly  by  his  will,  made  in  June 
1782,  a  short  time  before  his  decease,  he  named 
them  among  his  executors,  and  gave  to  Michael 
Gratz,  in  consideration  of  services  rendered  to  him, 
five  thousand  acres  of  land,  and  to  his  daughter  Ra» 
chel  Gratz,  one  thousand  acres  of  land  on  Charter 
Creek,  with  an  election  to  take  the  same  number  of 
acres  in  lieu  thereof,  in  any  other  lands  belonging  to 
the  testator.  The  situation  of  the  parties,  therefore, 
was  one  in  which  secret  trusts  might,  probably,  ex- 
ist, from  the  pecuniary  embarrassments  in  which 


494  CASES  IN  THE  SUPREME  COURT 

last.  Col.  Croghan  appears  to  have  been  involved,  as  well 
as  from  bis  extensive  land  speculations.  And,  in 
point  of  fact,  some  portions  of  his  property  were  con- 
veyed to  one  or  both  of  the  Messrs.  Gratz,  upon  ex- 
press and  open  trusts. 

Still,  however,  the  burthen  of  proof  to  establish 
the  trust  in  controversy,  lies  on  the  plaintiff.    The 
circumstances  on  which  he  relies  are,  in  our  judg- 
ment, exceedingly  strong  in  his  favour ;  and  suffi- 
cient to  repel  any  presumption  against  the  trust 
drawn  from  the  absolute  terms  of  the  deed.    In  a* 
account  which  was  settled  at  Pittsburg,  in  May, 
1775,  between  Bernard  and  Michael  Gratz,  and  CoL 
Croghan,  is  the  following  item  of  credit  : 
u  August,  1774.     By  cash  received 
of  Howard,  for  9,000  acres  of 
land  at  Tenederah,  sold  him  for 
£850  15s.  New-York  currency, 
is  here,         -  £797  12  6 

Interest  on  £797  12s.  6d.  from  Au- 
gust, 1774,  to  May,  1775,  is  eight 
months,  at  6  per  cent.    -        -  31  18  I 


£829  10  7 


There  is  no  question  of  the  identity  of  the  land 
here  stated  to  be  sold  to  Howard,  with  the  tract 
conveyed  to  Michael  Gratz  by  the  deed,  in  1770.  If 
the  conveyance  to  Michael  Gratz  had  been  originally 
made  for  a  valuable  consideration  then  paid,  it  seems 
utterly  impossible  to  account  for  the  allowance  of  this 
credit  upon  any  sale  at  a  subsequett  period.  It  seems 


OF  THE  UNITED  8TATE&.  485 

to  as,  therefore,  that  the  only  rational  explanation  of      issi. 
this  transaction  is,  that  the  conveyance  to  Michael 


Presort 

Gratz,  though  absolute  in  form,  was,  in  reality,  a  ▼. 
trust  for  the  benefit  of  Col.  Croghan.  What  the  Gnrt* 
exact  nature  of  this  trust  was,  it  is,  perhaps,  not  very 
easy  now  to  ascertain  with  perfect  certainty.  It 
might  have  been  a  trust  to  sell  the  lands  for  the  be* 
nefit  of  Col.  Croghan,  and  to  apply  the  proceeds  in 
part  payment  of  the  debts  due  from  him  to  Bernard 
an£  Michael  Gratz ;  or,  it  might  have  been  a  sale  of 
the  lands  directly  to  Michael  Gratz,  in  part  payment 
of  the  same  debt,  at  a  price  thereafter  to  be  agreed 
upon,  and  fixed  by  the  parties;  and,  in  the  mean 
time,  there  would  arise  a  resulting  trust,  in  favour  of 
Col.  Croghan,  by  operation  of  law. 

Time,  which  buries  in  obscurity  all  human  trans- 
actions, has  achieved  its  accustomed  effects  upon 
this.  The  antiquity  of  the  transaction — the  death 
of  all  the  original  parties,  and  the  unavoidable  diffi- 
culties as  to  evidence,  attending  all  cases  where 
there  are  secret  trusts  and  implicit  confidences  be- 
tween the  parties,  render  it,  perhaps,  impossible  to 
assert,  with  perfect  satisfaction,  which  of  the  two 
conclusions  above  suggested,  presents  the  real  state 
of  the  case.  Taking  the  time  of  the  credit  only,  it 
would  certainly  seem  to  indicate  that  the  trust  was, 
unequivocally,  a  trust  to  sell  the  land.  But  there 
are  some  other  circumstances  which  afford  consider- 
able support  to  the  other  conclusion.  Upon  the  back 
of  an  account  between  B.  &  M.  Gratz,  and  CoL 
Croghan,  which  appears  to  have  been  rendered  to 
the  latter,  in  December,  1769,  there  is  a  memoran- 


496  CASES  IN  THE  SUPREME  COURT 

1821.  dam  in  the  hand-writing  of  CoL  Croghan,  in  which 
he  enumerated  the  debts  then  due  by  him  to  B.  & 
M.  Gratz,  amounting  to  £1,220  Is.  2d.  and  then  adds 
the  following  words :  "  paid  of  the  above  £144  York 
currency,  besides  the  deed  for  the  land,  on  the  Te- 
nederah  River,  9,000  acres  patented."  This  memo- 
randum must  have  been  made  after  the  conveyance 
of  the  land  to  M.  Gratz,  and  demonstrates  that  the 
parties  intended  it  to  be  a  part  payment  of  the  debt 
due  to  B.  &  M.  Gratz,  and  not  a  trust  for  any  other 
purpose.  The  circumstance  too,  that  the  word 
"  paid"  is  used,  strongly  points  to  a  real  sale  to  M. 
Gratz,  rather  than  a  conveyance  for  sale  to  any  third 
person.  And  if  the  sale  was  to  be  to  M.  Gratz,  at 
a  price  thereafter  to  be  fixed  between  the  parties,  the 
transaction  could  not  be  inconsistent  with  the  terms 
of  the  credit,  in  the  account  of  1775.  It  will  be  re- 
collected that  M.  Gratz  resided  at  Philadelphia,  and 
the  conveyance  was  executed  by  Col.  Croghan  at 
Albany.  There  is  no  evidence  that  the  consideration 
stated  in  the  deed  of  £1,800,  or  any  other  considera- 
tion, was  ever  agreed  upon  between  the  parties  ;  and 
the  circumstance  that  no  sum  is  expressed  in  the 
memorandum  of  Col.  Croghan,  shows,  that  at  the 
period  when  it  was  made,  no  fixed  price  for  the  lantf 
had  been  ascertained  between  the  parties.  If,  then, 
it  remained  to  be  fixed  by  the  parties,  whenever  that 
value  was  agreed  upon,  and  settled  in  account,  the 
resulting  trust  in  Col.  Croghan  would  be  completely 
extinguished.  It  is  quite  possible,  and  certainly  con- 
sistent with  the  circumstances  in  proof,  that  B.  & 
.  M.  Gratz  might  not  have  been  acquainted  with  the 


OF  THE  UNITED  STATES.  497 

real  value  of  the  land,  or  might  be  unwilling  to  take  mi, 
it  at  any  other  value  than  what,  upon  a  sale,  they 
might  find  could  be  realized.  From  the  situation  of 
Col.  Croghan,  his  knowledge  of  the  lands,  and 
his  extensive  engagements  in  land  speculations,  igno- 
rance of  its  value  can  scarcely  be  imputed  to  him. 
If,  therefore,  M.  Gratz  afterwards  sold  it  to  Howard, 
and  Col.  Croghan  was  satisfied  with  the  price,  there 
is  nothing  unnatural  in  stating  the  credit  in  the  man- 
ner in  which  it  stands  in  the  account  in  1775.  It 
would  agree  with  such  facts,  and  would  by  no  means 
repel  the  presumption,  that  the  land  was  not  origi- 
nally intended  to  be  sold  to  M.  Gratz.  It  would  evi- 
dence no  more  than  that  the  parties  were  willing 
that  the  sale  so  made,  should  be  considered  the  stand- 
ard of  the  value ;  and  that  M.  Gratz  should,  upon 
his  original  purchase,  be  charged  with  the  same 
price  for  which  he  sold.  Upon  this  view  of  the  case, 
the  resulting  trust  would  be  extinguished  by  the  con- 
sent tf  the  parties,  and  no  want  of  good  faith  could 
he  fairly  imputed  to  either. 

But  it  is  said  that  there  is  no  proof  that  any  such 
purchase  was  ever  made  by  Howard  ;  and  the  trust 
being  once  established,  the  burthen  of  proof  is  shifted 
upon  the  other  party,  to  show  its  extinguishment ; 
and  if  this  be  not  shown,  the  trust  travels  along  with 
the  property  and  its  proceeds  down  to  the  present 
time. 

It  is  certainly  true,  that  length  of  time  is  no  bar  to    in  what 

.  °  the     lapee    of 

a  trust  clearly  established  ;  and  in  a  case  where  fraud  **■■•  *»"  *r 
is  imputed  and  proved,  length  of  time  ought  not, 
Vol.  VI.  «3 


Orats. 


498  CASES  IN  THE  SUPREME  COURT 

1821.       upon  principles  of  eternal  justice,  to  be  admitted  to 
S^/^/    wpfel  relief.    On  the  contrary*  it  would  seem  that 
the  length  of  time,  during  which  the  fraud  has  been 
successfully  concealed  and  practised,  is  rather  an  ag* 
gravation  of  the  offence,  and  calls  more  loudly  upon 
a  Court  of  equity  to  grant  ample  and  decisive  relief. 
But  length  of  time  necessarily  obscures  all  human 
evidence ;  and  as  it  thus  removes  from  the  parties  all 
the  immediate  means  to  verify  the  nature  of  the  ori* 
ginal  transactions,  it  operates  by  way  of  presumption, 
in  favour  of  innocence,  and  against  imputation  of 
fraud.     It  would   be  unreasonable,  after  a  great 
length  of  time,  to  require  exact  proof  of  all  the  mi- 
nute circumstances  of  any  transaction,  or  to  expect  a 
satisfactory  explanation  of  every  difficulty,  real  or 
apparent,  with  which  it  may  be  incumbered.     The 
most  that  can  fairly  be  expected  in  such  cases,  if  the 
parties  are  living,  from  the  frailty  of  memory,  and 
human  infirmity,  is,  that  the  material  facts  can  be 
given  with  certainty  to  a  common  intent ;  and,  if  the 
parties  are  dead,  and  the  cases  rest  in  confidence,  and 
in  parol  agreements,  the  most  that  we  can  hope  is  to 
arrive  at  probable  conjectures,  and  to  substitute  ge- 
neral presumptions   of  law,  for  exact  knowledge. 
Fraud,  or  breach  of  trust,  ought  not  lightly  to  be  im- 
puted to  the  living  ;  for,  the  legal  presumption  is 
the  other  way  ;  and  as  to  the  dead,  who.  are  not 
here   to  answer  for  themselves,  it   would  be  the 
height  of  injustice  and  cruelty  to  disturb  their  ashes, 
and  violate  the  sanctity  of  the  grave,  unless  the  evi- 
dence of  fraud  be  clear,  beyond  a  reasonable  doubt. 
Now,  disguise  the  present  case  as  much  as  we  may, 


OF  THE  UNITED  STATES.  £09 

md  soften  the  harshness  of  the  imputation  as  mud*       ie*i. 
as  we  please,  k  cannot  escape  our  attention,  that  if 


jPr&Yqit 


the  plaintiff's  case  he  made  oat,  there  was  a  medita-  ▼. 
ted  breach  of  trust,  and  a  deliberate  fraud  practised 
by  M.  Gratz,  or  Bernard  Gratz,  with  the  assent  of 
JVL  Gratz,  upon  Col*  Croghan.  If  the  sale  to  How<» 
ard  was  merely  fictitious,  it  was  an  imposition  upon 
Col.  Croghan,  designed  to  injure  his  interest,  and 
violate  his  confidence.  If  the  fraipd  were  clearly 
made  out,  there  would  certainly  be  an  .end  to  all  in- 
quiry as  to  the  motives  whiob  could  lead  to  so  digr 
(honourable  a  deed  between  such  intimate  friend?. 
But  the  fraud  is  not  clearly  made  out ;  it  is  inferred 
from  circumstances  in  themselves  equivocal,  and 
4mm  the  absence  of  {proofs,  which  it  is  supposed 
ONist  exist,  if  the  sale  were  real,  and  could  now  be 
produced. 

In  the  view  which  the  Court  is  disposed  to  take 
of  this  case,  it  must  consider  that  Howard  was  a 
real,  and  not  a  fictitious  person-  It  is  then  asked, 
-why  are  not  the  facts  proved  who  Howard  was, 
where  iie  lived,  and  the  execution  of  the  deed  to 
him.  It  is  to  be  recollected  that  this  proof  is  called 
for,  about  forty  years  after  the  original  transaction ; 
when  all  the  parties,  and  all  who  were  intimately  ac- 
quainted with  the  facts,  are  dead.  It  is  called  for, 
too,  from  persons,  some  of  whom  were  unborn,  and 
some  very  young  at  the  period  to  which  they  refer. 
They  cannot  be  supposed  to  know,  and  they  abso- 
lutely deny,  all  knowledge  of  the  facts.  What  rea- 
son is  there  to  suppose  that  Col.  Croghan  did  not 
.know  who  Howard  was?  He  had  a  deep  interest  |n 


<?rat* 


500  CASES  IN  THE  SUPREME  COURT 

18«.       the  value  of  the  property,  and  could  not  be  presumed 

v*PKv*<w    to  be  indifferent  to  such  inquiries,  as  every  consider- 

v.         ate  man  would  be  likely  to  make,  in  such  a  case. 

°Tatz#  And  after  this  lapse  of  time,  it  is  fair  to  presume, 
that  he  did  know  the  purchaser,  and  was  satisfied 
with  the  purchase.  But  it  is  said  that  no  deed  is 
produced.  Now,  it  does  not  necessarily  follow,  that 
if  a  sale  was  made  to  Howard,  that  the  contract  was 
consummated  by  an  actual  conveyance  of  the  land. 
If  M.  Gratz  was  the  bona  fide  owner  of  the  land,  he 
might  sell  it  to  Howard  by  an  executory  contract, 
and  take  a  bond  or  other  security  for  the  purchase 
money,  and  from  a  failure  to  comply  with  the  con- 
tract, M.  Gratz  might  afterwards  have  refused  to 
give  a  deed  to  Howard.  And  in  this  case,  if  in  the 
intermediate  time  the  settlement  was  made  with 
Col.  Croghan,  the  credit  must  have  been  allowed  in 
that  account  as  it  stands,  and'  having  been  once  al- 
lowed, M.  Gratz  could  not,  on  a  recision  of  the  sale, 
have  been  entitled  to  countermand  that  credit.  He 
would  have  been  bound  to  take  the  land  at  the  sum 
which  he  had  elected  to  allow  for  it,  and  for 
which  he  had  sold  it. '  On  the  other  hand,  supposing 
a  deed  actually  to  have  passed  to  Howard,  the  latter 
may  have  become  dissatisfied  with  his  bargain,  or 
have  failed  to  pay  the  consideration  money,  and  have 
yielded  it  back  to  Gratz,  and  dissolved  the  purchase. 
But  this  circumstance  could  not  have  varied  the  situ- 
ation of  Gratz  in  respect  to  the  settlement  with  Col, 
Croghan.  All  that  was  important,  or  useful,  or  ne- 
cessary, as  between  them,  upon  the  supposition  that 
-the  trust  was  merely  a  resulting  trust,  until  the  price 


OP  THE  UNITED  STATES.  501 

was  fixed,  was,  that  the  price  should  have  been  satis-      itti. 
factoril j  ascertained  and  agreed  to  between  them.    In    ^^^t* 
this  view  of  the  transaction,   there   could   be  no         ▼. 
ground  to  impute  fraud  to  M.  Gratz ;  nor  could  his 
conduct  involve  a  violation  of  trust.  ..  In  the  absence 
of  all  contrary  evidence,  is  it  not  just,  is  it  not  reason- 
able, to  presume  such  to  have  been  the  reality  of  the 
case  ?  That  there  is  no  evidence  to  the  contrary, 
may  be  safely  affirmed. 

In  addition  to  this,  it  may  be  asked,  whether  M. 
Gratz  had  any  adequate  motive  for  practising  a  de- 
ception in  this  case.  Men  do  not  usually  act  under 
circumstances  such  as  are  imputed  to  M.  Gratz,  un- 
less from  some  strong  inducement  of  interest.  It 
cannot  be  presumed  that  any  man  of  fair  character, 
such  as  M.  Gratz  is  proved  to  have  been,  could  per- 
petrate a  fraud  or  deception  without  some  motive 
that  should  overbalance  all  the  ordinary  influence  of 
prudence  and  honour.  If  there  be  any  thing  beyond 
all  doubt  established  in  this  case,  it  is,  that  the  value 
of  the  land,  as  fixed  in  the  account  of  1775,  was  its 
full  value.  It  is  proved  by  public  sales  of  adjoining 
tracts,  at  the  very  period  when  Howard  is  asserted  to 
have  purchased  the  land ;  and  so  far  from  there  be- 
ing any  chance  of  an  immediate  rise  in  value,  the 
state  of  the  country,  on  the  very  eve  of  the  revolu- 
tionary war,  forbade  the  indulgence  of  every  such 
hope,  and  must  have  dissolved  every  dream  of  spe-  v 
culation.  As  far,  then,  as  we  can  investigate  mo- 
tives, by  referring  to  the  general  principles  of  human 
action,  there  does  not  seem  to  have  been  any  motive 
for  disguise  or  concealment  on  the  part  of  Michael 


CASES  IN  THE  SUPREME  COURT 

H*i.  £ratz  towards  Col.  Croghan*  The  reasonable  con* 
elusion,  therefore,  would  certainly  be,  that  no  such 
disguise  or  concealment  was  practised. 

There  is  one  circumstance  also  which  has  been 
thought  to  have  thrown  some  cloud  over  tins  part  of 
thecase,tbat  uponthe  opinion  already  indicated,  would 
admit  of  a  favourable  exposition,  it  is  this :  In  the 
possession  of  M.  Grate,  a  counterpart  of  the  account 
of  1775  is  found,  in  which  the  word  Howard  is  cross- 
ed out  with  a  pen,  but  so  that  it  is  perfectly  legible, 
and  the  name  of  Michael  Orate,  is,  in  his  own  hand- 
writing, written  'over  it.  The  writing  seems  to  be  of 
•great  antiquity,  and  supposing  that  there  was  a  real 
sale  to  Howard,  which  was  afterwards  abandoned,  k 
is  not  unnatural  that  M.  Gratz  should,  after  the 
event,  have  communicated  tbe  fact  to  Col.  Croghan, 
and  with  his  consent,  altered  the  account,  so  as  to 
conform  to  it.  Or,  the  interlineation  might  have 
been  made  in  the  account,  after  the  failure  of  the 
contract  with  Howard,  in  order  to  show  against 
which  of  the  firm  of  B.  &  M.  Gratz  this  sum  ought 
to  be  charged,  in  the  adjustment  of  their  partnership 
concerns.  It  adds  some  foroe  to  these  considerations, 
that  Col.  Croghan  continued,  during  the  residue  of 
his  life,  to  entertain  the  same  friendship  and  confi- 
dence in  M.  Gratz ;  and  this,  at  least,  demonstrated 
his  belief  that  the  Tenederah  lands  had  not  been  un- 
justly sacrificed  by  him. 

If  we  look  to  the  subsequent  conduct  of  M.  Gratz, 
in  relation  to  the  Tenederah  lands,  his  great  ex- 
penses in  making  improvements  on  it,  after  the  year 
1786,  and  his  diligent  attention  to  it,  it  leads  to  the 


OP  THE  UNITED  STATES.  $QS 

conclusion  that  he  always  considered  himself  as  the  iaai. 
real  bona  fide  owner.  His  possession  of  it  must  have 
been  known  to  the  parents  of  the  plaintiff,  whose 
mother  was  the  heir  of  Col.  Croghan  ;  and  it  is  pro- 
ved, that  his  father  had  the  most  unreserved  and  fre- 
quent access  to  the  papers  of  Col.  Croghan ;  and 
that  he  actually  resided  several  years  in  Philadel- 
phia, with  the  express  view  of  examining  the  estate, 
and  finally  abandoned  all  hopes  of  deriving  any  be- 
nefit from  the  fragments  that  were  left  of  it  The 
very  account  now  produced  by  the  plaintiff,  by 
which  this  trust  is  brought  to  light,  was  delivered 
over  to  him  by  the  representatives  of  M.  Grate, 
among  the  other  papers  of  Col.  Croghan  ;  and  yet, 
if  there  had  been  any  thing  false  or  foul  in  the  trans- 
action, it  seems  almost  incredible  that  M.  Gratz,  into 
whose  possession  it  came  as  early  as  1782,  should 
have  suffered  it  to  remain  as  a  monument  of  his  own 
indiscretion,  and  an  evidence  of  his  want  of  good 
faith. 

If,  on  the  other  hand,  the  trust  is  to  be  considered 
as  a  trust  to  sell,  and  apply  the  proceeds  to  the  pay- 
ment of  the  debt  due  to  B.  &  M.  Gratz,  most  of  the 
considerations  already  stated  will  apply  with  equal 
force.  If  the  sale  was  real,  and  Howard  did  not 
comply  with  the  terms  of  sale,  Col.  Croghan  having 
knowledge  of  the  fact,  might  have  been  well  satisfied 
to  let  M.  Gratz  hold  the  land,  at  the  price  thus  fixed 
by  the  sale.  To  him,  it  must  have  been  wholly  im- 
material who  was  the  purchaser,  if  the  full  value 
was  obtained ;  and  that  it  was  obtained,  is  Col.  Cro- 
ghan's  own  judgment,  seems  undeniable.    The  only 


504  CASES  IN  THE  SUPREME  COURT 

182K  question  is,  whether  such  knowlege  can  be  inferred : 
and  after  such  a  length  of  time,  under  all  the  circum- 
stances of  this  case,  we  are  clearly  of  opinion  that  it 
ought  to  be  inferred.  Col.  Croghan  had  it  in  his 
power  to  make  inquiries  on  the  subject ;  if  he  did, 
and  was  satisfied,  his  acquiescence  was  conclusive j 
if  he  did  not,  he  considered  that  the  sale,  as  be- 
tween himself  and  Gratz,  was  consummated  when 
the  price  was  fixed,  and  was  willing  that  the  trust 
should  be  deemed  extinguished  forever.  If,  after 
Sn2»f ?r££  the  lapse  of  forty  years,  and  the  death  of  all  the  ori- 
S^b^pre-  ginal  parties,  we  were  to  come  to  a  different  conclu- 

■umption  of  the      ,  .  . 

extinguishment  sion,  it  would  be  pressing  doubtful  circumstances 

oft  trust,  pay*        .  . 

meatofadebt,  with  uncommon  rigour  against  unblemished  charac- 
ters ;  where  the  confidence  reposed  was  so  intimate, 
that  the  whole  evidence  could  not  be  presumed  to  be 
before  us.  We  should  indulge  in  opinions  which 
might  be  erroneous,  and  might,  in  an  attempt  to  re- 
deem the  plaintiff  from  a  conjectural  fraud,  inflict 
upon  others  the  most  gross  injustice.  We  think, 
therefore,  that  the  true  and  safe  course  is  to  abide 
by  the  rule  of  law,  which,  after  a  lapse  of  rime,  will 
presume  payment  of  a  debt,  surrender  of  a  deed, 
and  extinguishment  of  a  trust,  where  circumstances 
may  reasonably  justify  it.  The  doctrine  in  Hillary 
y.  Waller,  (12  Vez.  261.  266.)  on  this  subject,  meets 
our  entire  approbation.  It  is  there  said,  that  general 
presumptions  are  raised  by  the  law,  upon  subjects 
of  which  there  is  no  record  or  written  instrument, 
not  because  there  are  the  means  of  belief  or  disbe- 
lief, but  because  mankind,  judging  of  matters  of 
antiquity  from  the  infirmity,  and  necessity  of  their 


OF  THE  UNITED  STATES.  605 

situation  must,  for  the  preservation  of  their  property  1821. 
and  rights,  have  recourse  to  some  general  principle, 
to  take  the  place  of  individual  and  specific  belief, 
which  can  hold  only  as  to  matters  within  our  own 
time,  upon  which  a  conclusion  can  be  formed  from 
particular  and  individual  knowledge.  In  our  judg- 
ment, the  trust  in  the  Tenederah  lapds,  such  as  it 
was,  must  be  now  presumed  to  have  been  extin- 
guished by  the  parties,  in  the  life-time  of  Col.  Cro- 
ghan. There  is  no  ground,  then,  for  relieving  the 
plaintiff,  as  to  this  part  of  his  claim* 

The  remaining  point  in  this  case  respects  theM'U-  The  mok«£* 
vainebond  and  judgment.  On  the  90th  of  March,  »«*• 
1769,  Col.  Croghan  gave  his  bond  to  Wm.  M'll- 
vaine,  for  the  sum  of  £400,  which  debt,  by  the  will 
of  M'Hvaine,  became,  on  his  death,  vested  in  his 
widow,  who  afterwards  intermarried  with  John 
Clark.  A  judgment  was  obtained  upon  this  bond 
against  Col.  Croghan,  in  the  name  of  Wm.  Hum- 
phreys, executor  of  M'Hvaine,  in  the  Court  of  Com- 
mon Pleas,  in  Westmoreland  County,  in  Pennsylva- 
nia, at  the  October  term,  1774,  upon  which  a  j£.  fa. 
issued,  returnable  to  the  April  term  of  the  same 
Court,  in  1775.  On  the  8th  of  March  preceding 
the  return  day  of  the  Ji.fa.  Bernard  Gratz  purchased 
this  judgment  from  Clark,  and  received  an  assign- 
ment of  it,  for  which  he  gave  his  own  bond  for  £300 
and  interest  About  this  period,  Col.  Croghan  ap- 
pears to  have  been  considerably  embarrassed  in  his 
pecuniary  affairs,  and  several  suits  were  depending 
against  him.  Bernard  Gratz  having  failed  to  pay 
his  bond,  was  sued  by  Clark,  and  in  1794,  a  judg- 

Vol.  VI.  64 


506  CASES  IN  THE  SUPREME  COURT 

1821.  meat  was  recovered  against  him  for  £89  6s.  lOd.  the 
balance  then  due  upon  the  bond,  which  sum  was  af- 
terwards paid  by  M.  Gratz.  The  judgment  of  Hum-, 
phreys  against  Col.  Croghan,  was  kept  alive  from 
time  to  time,  until  1786,  and  in  that  year,  on  the 
death  of  Humphreys,  Joseph  Bloom  field  was  ap- 
pointed administrator  de  bonis  non,  with  the  will  an* 
nexed,  of  Humphreys,  and  revived  the  judgment ; 
and  it  was  kept  in  full  force  until  it  was  finally  le- 
vied on  certain  lands  of  Col.  Croghan,  as  hereafter 
stated.  Some  time  in  the  year  1800,  Bernard  Gratz 
assigned  this  judgment  to  his  nephew  Simon  Gratz, 
one  of  the  defendants,  partly  in  consideration  of  na- 
tural affection,  and  partly  in  consideration  of  the 
above  sum  of  £89  6s.  10d.  paid  towards  the  dis- 
charge of  the  bond  of  Bernard  Gratz,  by  his  (Si- 
mon's) father,  Michael  Gratz.  Simon  Gratz  having 
thus  become  the  beneficial  owner  of  the  judgment, 
proceeded  to  issue  executions  on  the  same,  and  at 
different  times  between  September,  1801,  and  No- 
vember, 1804,  caused  the  same  executions  to  be  le- 
vied on  sundry  tracts  of  land  of  Col.  Croghan,  in 
Westmoreland  and  Huntington  counties,  of  five  of 
which  he,  being  the  highest  bidder  at  the  sale,  be- 
came the  purchaser.  The  tracts  so  sold,  contained 
upwards  of  2,000  acres,  and  were  sold  for  little  more 
than  1,000  dollars.  The  title  to  some  part  of  the 
land  so  sold,  appears  to  be  yet  in  controversy. 

Shortly  after  the  assignment  of  the  M'llvaine 
judgment  to  Bernard  Gratz,  on  the  16th  of  May, 
1775,  Col.  Croghan,  (probably  having  knowledge 
of  the  assignment,  though  the  fact  does  not  appear,) 


OP  THE  UNITED  STATES.  607 

by  two  deeds  of  that  date,  conveyed  to  B.  Gratz,  mi. 
for  a  valuable  consideration  expressed  therein,  about 
45,000  acres  of  land*  A  declaration  of  trust  was 
executed  by  Bernard  Gratz,  on  the  2d  of  June,  1775, 
by  which  he  acknowledged,  that  these  conveyances 
were  in  trust  to  enable  Bernard  Gratz  to  sell  the 
same,  and  with  the  proceeds  to  discharge  certain 
enumerated  debts  of  Col.  Croghan,  and  among  them, 
the  debt  due  on  the  M'llvaine  bond,  and  to  account 
for  the  residue  with  Col.  Croghan. 

The  subject  of  the  M'llvaine  judgment  was  very 
minutely  considered  in  the  Court  below,  by  the 
learned  judge  who  decided  the  cause,  and  the  prin- 
cipal grounds  on  which  the  plaintiff  relied  for  a  de- 
cree were  so  fully  answered  there,  that  a  complete 
review  of  them  does  not  seem  to  be  necessary  in  this 
Court0    It  is  observable,  that  the  bill  charges  that 

a  The  following  is  that  part  of  the  opinion  of  Mr.  Justice 
Washington  in  the  Court  below,  here  alluded  to  : 

"  Upon  these  facts,  it  is  contended  by  the  complainant's 
counsel,  that  B.  Gratz  ought  to  be  considered  by  this  Court,  as 
having  purchased  the  above  judgment  with  the  trust  funds,  and, 
consequently,  for  the  benefit  of  6.  Croghan ;  and  that  even  if 
it  was  purchased  with  his  own  money,  still,  being  a  trustee  for 
Croghan,  the  purchase  should  be  considered  as  having  been 
made  -for  his  benefit,  entitling  B.  Gratz  to  claim  no  more  than 
the  sum  which  he  actually  paid,  and  to  retain  the  same  out  of 
G.  Croghan'8  estate,  the  whole  of  which  is  charged  with  the 
payment  of  bis  debts.  That  Simon  Gratz,  being  an  assignee  of 
this  judgment,  with  notice  of  the  trust,  and  without  a  valuable 
consideration  paid  for  the  same,  can  stand  in  no  better  situation 
than  the  assignor  did,  and  ought,  therefore,  to  be  treated  as  a 
trustee  for  the  estate  of  G.  Croghan,  of  the  lands  which  be 


508  CASES  IN  THE  SUPREME  COURT 

mu  the  assignment  of  this  judgment  was  secretly  pro- 
cured by  Bernard  or  Michael  Gratz,  or  both  of  them, 
after  the  death  of  Col.  Croghan,  and  that  nothing 

purchased  under  the  executions  issued  on  that  judgment,  and 
he  entitled  to  claim  merely  the  sum  actually  paid  by  B.  Gratz, 
with  interest. 

It  is  to  be  observed,  in  the  first  place,  that  there  is  not  the 
slightest  evidence  on  which  to  ground  a  presumption,  that  this 
judgment  was  purchased  with  trust  funds*  B.  Gratz  gave  his 
own  bond  for  the  300  pounds,  at  which  time  he  and  M.  Gratz 
were  considerably  the  creditors  of  G.  Croghan  ;  and  it  further 
appears  by  the  exhibits  in  the  cause,  that  the  accounts  between 
these  parties,  were  regularly  settled  from  time  to  time,  leaving 
at  each  settlement  a  balance  against  G.  Croghan. 

Neither  did  any  funds  arise  from  the  trust  property,  no  part 
of  the  same  having  at  any  time  been  sold  by  the  trustee. 

As  to  the  argument  predicated  upon  the  admission,  that  the 
purchase  was  made  upon  the  credit  and  with  the  funds  of  B. 
Gratz,  I  hold  it  to  be  altogether  untenable.  B.  Gratz  became 
the  purchaser  some  months  before  the  date  of  the  conveyances 
to  him,  of  the  45,000  acres  of  land,  and  I  am  yet  to  learn  upon 
what  principle  of  equity  it  is,  that  a  creditor,  who  after  he  is 
so,  becomes  a  trustee  for  his  debtor,  does  by  that  act  impair 
or  affect  rights  which  he  had  antecedently  acquired  against 
him.  I  admit  the  soundness  of  the  doctrine  laid  down  by  the 
complainant's  counsel,  that  if  a  trustee,  executor,  or  agent,  buy 
in  debts  due  by  his  cestui  que  trust,  testator,  or  principal,  for 
less  than  their  nominal  amount,  the  benefit  gained  thereby  be- 
longs not  to  him,  but  to  the  person  for  whom  he  acted.  A 
Court  of  equity  will  not  permit  a  person,  acting  as  a  trustee, 
to  create  in  himself  an  interest  opposite  to  that  of  his  cestui  que 
trust  or  principal.  But  this  doctrine  is  inapplicable  to  the  case 
of  a  fair  bona  fide  creditor,  who  became  so,  prior  to  the  as- 
sumption of  his  fiduciary  character.  In  such  a  case  he  is  en* 
titled  to  claim  the  full  amount  of  what  was  due  from  his  cestui 
que  trust,  &c.  and  the  latter  has  no  right  to  inquire  how  much 


OF  THE  UNITED  STATES.  50& 

was  due  upon  the  judgment;  or  if  any  thing  was  law. 

due,  it  was  paid  upon  the  assignment  out  of  moneys  v£v^/ 

belonging  to  the  estate  of  Col.  Croghan.    The  bill  v. 


the  former  paid  for  it ;  so,  too,  the  trustee,  &c.  may  pursue 
ell  legal  remedies  for  enforcing  payment  of  the  debt,  which 
would  have  been  open  to  him  if  he  had  not  become  a  trustee. 

It  is  said,  however,  that  the  declaration  of  trust  of  the  2d  of 
July,  1775,  contains  a  promise  to  discharge  this  very  debt  out 
of  the  trust  property,  as  soon  as  the  same  could  be  disposed  of. 
But  it  was  not  disposed  of,  and  there  are  the  strongest  reasons 
for  believing  that  it  was  altogether  unsaleable. 

Independent  of  the  doubts  which  clouded  the  title,  it  would 
seem  sufficient  to  observe,  that  B.  Gratz  had  the  strongest 
temptations  to  sell,  and  even  to  sacrifice  this  property,  if  it  had 
been  possible  to  dispose  of  it  upon  any  terms. 

It  is  further  contended,  that  the  power  of  attorney  given  by 
O.  Croghan,  to  B.  ii  M.  Gratz,  dated  the  10th  of  July,  1772, 
constituted  them  trustees  of  all  his  lands,  with  onlimited  power 
to  sell  them,  and  to  pay  off  his  debts.  It  is  in  this  part  of  the 
case,  that  I  experience  the  difficulty  of  deciding  satisfactorily  to 
myself,  in  consequence  of  the  antiquity  of  these  transactions, 
and  the  death  of  all  those  who  might  have  explained  them. 
What  became  of  this  power  of  attorney,  and  why  it  was  never 
acted  upon,  are  questions  which  no  evidence  in  the  cause  ena- 
bles me  to  resolve.  There  are,  however,  strong  reasons  for 
presuming,  that  the  powers  vested  in  these  agents,  were  found 
unproductive  of  any  useful  results ;  and,  that  the  instrument 
which  bestowed  them  was  afterwards  delivered  back  to  G. 
Croghan,  or  remaining  with  the  Gratzs,  was  considered  by  all 
the  parties  as  a  blank  paper.  This  conjecture  is  strongly  coun- 
tenanced by  the  fact,  that  this  paper,  as  well  as  the  deeds  of 
May,  1775,  was  found  amongst  the  papers  of  G.  Croghan,  after 
his  death.  These  very  deeds  furnish  themselves  the  most  per- 
suasive evidence  in  support  of  this  presumption.  For,  if  the 
general  power  to  sell  the  whole  of  G.  Croghan's  lands,  continued 
in  force  up  to  the  year  1775,  there  could  have  been  no  neces- 
sity for  giving  to  one  of  those  agents,  an  authority  to  sell  a  part 


Grata> 


510  CAS£S  ,N  THE  SUPREME  COUfet 

1821.  asserts  no  other  ground  for  relief  on  this  subject. 
The  proof  in  the  cause  completely  establishes  tfck 
material  charges  in  the  bill  to  be  false.    The  assign- 

of  them.  The  fact,  that  do  part  of  those  land*  was  sold  by  the 
agents,  or  by  Croghan  himself,  without  a  complaint  having  been 
uttered  by  the  latter,  that  appears,  is  nearly  conclusive  to 
prove  that  they  were  unsaleable. 

Another  point  insisted  upon  by  the  complainant's  counsel 
under  this  head  is,  that  G.  Croghan  was  not  in  reality  a  debtor 
to  M'llvaine,  inasmuch  as  there  was  found  amongst  Croghan 'a 
papers,  a  bond  of  M'llvaine  to  him,  dated  the  5th  of  March, 
1769,  with  condition  that  M'llvaine  should  by  a  certain  day  re- 
convey  to  Croghan,  certain  lands  lying  in  Virginia,  which  Cro- 
ghan had  conveyed  to  M'llvaine,  in  trust  for  the  payment  of  a 
particular  debt,  or  in  case  it  should  not  be  in  his  power  to  make 
stich  conveyance,  then  to  pay  to  Croghan  the  sum  of  400/.  It 
was  contended,  that  this  bond  being  found  uncancelled  amongst 
the  papers  of  the  obligee,  proves  that  neither  of  the  conditions 
had  been  performed. 

The  short,  but  conclusive  answer  to  this  argument  is,  that  the 
condition  of  this  bond  was  to  be  performed  in  the  year  1770, 
and  that  if  it  was  broken  by  the  failure  of  M'llvaine  to  make 
the  re-conveyance,  M'llvaine  became  in  that  year  a  debtor  to  6. 
Croghan,  in  the  sum  of  400/.  the  equivalent ;  yet  Croghan  suf- 
fered judgment  to  pass  against  him,  and  execution  to  issue  in 
the  year  1775,  after  which  he  lived  about  seven  years,  without 
having  brought  a  suit  on  the  bond,  or  asserted,  in  any  manner 
whatever,  a  right  to  the  money.  If,  after  a  lapse  of  so  many 
years,  and  under  these  strong  circumstances,  the  Court  is  not 
bound  to  presume  against  the  existence  of  this  debt,  1  know  of 
po  instance  in  which  such  a  presumption  ought  to  be  made. 
If  in  truth  the  debt  was  really  due,  the  charge  of  neglect  is 
fairly  imputable  to  Croghan,  but  not  to  his  executors.  Upon 
the  whole  I  am  of  opinion,  upon  this  point,  that  the  complain* 
ant  is  entitled  to  no  relief."     1  Peter$,jun.Rep.  372. 


OP  THE  UNITED  STATES.  511 

ment  was  made  to  Bernard  Gratz,  in  the  lifetime  of  1821. 
Col.  Croghan ;  the  judgment  never  was  paid  or  sa- 
tisfied by  Col.  Croghan,  or  out  of  his  estate ;  and  no 
fraud  is  pretended  in  the  bill  to  have  taken  place  in 
the  levy  of  the  judgment  on  Col.  Croghan's  lands, 
independently  of  the  legal  inference  to  be  deduced 
from  the  facts  charged  in  the  bill.  If  Bernard  Gratz 
was  not,  at  the  time,  in  the  situation  of  a  trustee  of 
Col.  Croghan,  there  is  no  pretence  to  say,  that  be 
might  not  rightfully  and  lawfully  purchase  the  judg- 
ment. And  there  are  very  strong  reasons  to  believe, 
that  it  was  purchased  with  the  knowledge,  and  for 
the  relief  of  Col.  Croghan.  It  was  somewhat  in- 
sisted upon  in  the  Court  below,  that  by  a  power  of 
attorney  of  the  10th  of  July,  1772,  CoL  Croghan 
constituted  Bernard  and  Michael  Gratz  trustees  of 
all  his  lands,  with  unlimited  power  to  sell  them  and 
pay  off  his  debts.  But  this  ground  has  not  been  in- 
sisted upon  here,  and,  indeed,  for  the  best  reasons. 
There  is  the  strongest  presumptive  evidence,  that 
this  power  was  never  acted  upon,  or  was  revoked, 
and  held  a  nullity  before  the  time  of  the  assignment 
in  question. 

The  ground  that  has  been  principally  relied  upon 
here,  is,  that  Bernard  Gratz  having  taken  the  two 
trust  deeds  in  1775,  already  referred  to,  in  trust 
for  the  payment  of  this  very  debt  out  of  the  pro- 
ceeds of  the  sale  of  the  lands  conveyed  by  those 
deeds,  could  not  proceed  to  satisfy  the  judgment  out 
of  any  other  lands,  without  notice  to  Col.  Croghan, 
or  his  representatives.  But  there  is  not  the  least 
evidence  in  the  cause  to  show,  that  any  of  the  lands 


512  CASES  IK  THE  SUPREME  COURT 

1821.  conveyed  by  either  of  these  deeds  ever  turned  out 
productive.  And  there  are  the  strongest  presump- 
tions in  the  case,  and  it  seems,  indeed,  to  be  on  all 
sides  conceded,  that  either  the  title  to  these  lands 
wholly  failed,  or  became  altogether  unsaleable. 
There  is  no  reason  to  suppose  that  these  facts  lay 
more  peculiarly  in  the  knowledge  of  one  party  than 
the  other ;  and  if  the  trust  became  utterly  frustrated 
and  inert,  there  could  not  be  any  necessity  of  giving 
a  formal  notice,  that  Bernard  Gratz  must  look  to 
other  property,  and  particularly  to  the  property  in 
Westmoreland  county,  upon  which  alone,  it  is  un- 
derstood by  the  laws  of  Pennsylvania,  the  lien  of 
the  judgment  attached. 

There  is  no  proof  that  any  assets  ever  came  to  the 
hands  of  Bernard  Gratz  or  Michael  Gratz,  out  of 
which  this  judgment  was,  or  could  be  satisfied.  Ber- 
nard Gratz  was  alone  interested  in  it ;  and  it  was 
kept  alive  from  time  to  time,  until  the  levies  in  ques- 
tion were  made.  It  will  be  recollected  also,  that  even 
if  Michael  Gratz  were  disposed  to  connive,  after  the 
death  of  his  brother,  in  the  levies  of  his  son  Simon,, 
William  Powell,  who  was  another  executor,  had  dq 
such  motive.  And,  it  is  not  shown  that,  by  any  law 
or  usage  in  Pennsylvania,  any  notice  is  required  to 
be  given  to  any  other  persons  than  the  personal  re- 
presentatives of  the  deceased,  of  the  execution  of  any 
such  judgment  on  lands,  so  that  laches  could  be 
fairly  imputed  to  the  executors  for  neglect  to  give 
notice  to  the  heirs  of  Col.  Croghan  of  the  sale.  The 
very  length  of  time  during  which  this  judgment  re- 
mained unsatisfied,  is  evidence  of  the  desperate  state 


OP  THE  UNITED  STATES.  513 

of  Col.  Croghan's  affairs ;  and  the  record  abounds  with      mi. 
corroborations  of  the  great  embarrassments  attend-    vtTNrw 
ing  all  his  concerns,  and  of  apparent  insolvency  at         ▼• 
the  time  of  his  decease.     No  evidence  has  been  sub- 
mitted to  us  to  establish  that  the  levies  on  the  lands, 
under  the  judgment,  were  fraudulently  conducted  by 
the  sheriff,  or  that  they  did  not  sell  for  the  full  va- 
lue of  the  title,  such  as  it  was,  which  Col.  Croghan 
had  in  them.     It  appears  that  the  title,  as  to  some 
part  of  them,  is  still  in  controversy.    And  Simon 
Gratz,  the  judgment  creditor,  had  as  much  right,  if 
the  sale  was  bona  fide  conducted,  to  become  the  pur- 
chaser, if  he  was  the  highest  bidder,  as  any  other  per- 
son. 

Upon  the  whole,  the  majority  of  the  Court  entirely    Decree,  u  to 
concurs,  in  the  opinion  of  the  Circuit  Court  upon  {j£jjjj*2j" 
this  part  of  the  case.     But,  as  to  the  decree  respect- 
ing the  proceeds  of  the  Tenederah  lands,  we  are  all 
of  opinion  that  it  ought  to  be  reversed. 

If  the  Court  had  felt  any  doubts  as  to  the  merits, 
it  would  have  been  proper  to  have  given  serious  con- 
sideration to  the  very  able  argument  made  at  the 
bar,  respecting  the  defect  of  proper  parties  to  the 
bill.  But,  as  upon  the  merits,  the  Court  is  decided- 
ly against  the  plaintiff,  it  seemed  useless  to  send 
back  the  cause  upon  this  objection,  if  it  should  be 
found  tenable,  when,  after  all,  the  case  furnished  no 
substantial  ground  for  relief  in  equity/  • 

Decree.      These  causes,  being  cross  appeals, 

a  Vide  1  Peters,  jun.  Rep.  364.  S.  C. 
Vol.  VI.  65 


5U  CASES  IN  THE  SUPREME  COURT 

1821.  came  on  to  be  heard  at  the  same  time,  and  were  ar- 
gued by  counsel.  On  consideration  whereof,  it  is 
ordered  and  decreed,  that  the  decree  of  the  Cir- 
cuit Court  for  the  District  of  Pennsylvania  in  the 
premises,  be,  and  the  same  is  hereby  reversed.  And 
this  Court  proceeding  to  pass  such  decree  as  the  said 
Circuit  Court  should  have  passed,  it  is  farther  or- 
dered and  decreed,  that  the  complainant's  bill,  as 
to  all  the  matters  contained  therein,  be,  and  the  same 
is  hereby  dismissed ;  and  that  a  mandate  issue  to  the 
said  Circuit  Court,  to  dismiss  the  same  accordingly, 
without  costs. 


(Local   Law.) 

Bowie  v.  Henderson  el  al 

The  third  section  of  the  act  of  Congress,  of  March  30th,  1803,  for  the 
relief  of  insolvent  debtors  in  the  District  of  Colombia,  does  not 
create  any  express  or  implied  exception  to  the  operation  of  the 
statute  of  limitations,  by  making  the  insolvent  a  trustee  for  his 
creditors,  in  respect  to  his  future  property,  or  by  making  any  de- 
mand, included  in  the  schedule  of  his  debts,  a  debt  of  record. 

The  including  of  a  demand  in  the  schedule  of  the  insolvent's  debts,  is 
sufficient  evidence  to  sustain  an  issue  on  a  replication  of  a  new  pro- 
mise to  the  jflea  of  the  statute  of  limitations,  if  the  period  of  limita- 
tion has  not  elapsed  after  the  date  of  the  schedule. 

Appeal  from  the  Circuit  Court  of  the  District  of 
Columbia. 


OP  THE  UNITED  STATES.  516 

This  suit  was  instituted  by  the  appellant  against      idsi. 
the  respondents,  on  the  Chancery  side  of  the  Circuit 
Court  of  the  District  of  Columbia,  for  the  county  of 
Alexandria,  under  the  local  law  giving  a  process  in 
Chancery  in  the  nature  of  a  foreign  attachment 

The  bill  charged  a  debt  due  on  bills  of  exchange, 
from  the  defendant,  Henderson,  to  the  complainant ; 
that  the  delftor  was  an  absentee ;  that  he  had  funds 
in  the  hands  of  the  defendant  Auld  ;  and  prayed  a 
condemnation  of  those  funds,  to  answer  the  com- 
plainant's demand.  The  defendant,  Henderson, 
pleaded  the  statute  of  limitations,  non  assumpsit  in* 
fra  quinque  annos.  To  this  plea  the  complainant 
filed  the  following  replication :  And  the  said  W. 
Bowie  saith,  that  he  ought  not  to  be  precluded  from 
having  and  maintaining  his  bill  aforesaid,  by  any 
thing  alleged  by  the  defendant,  Henderson,  in  his 
plea  aforesaid ;  because  he  saith,  that  the  said  A. 
Henderson,  on  the  8th  of  May,  1 806,  in  the  county 
of  Alexandria,  before  N.  F.,  one  of  the  judges  of  the 
District  of  Columbia,  did  take  the  benefit  of  the  act 
for  the  relief  of  insolvent  debtors  within  the  District 
of  Columbia,  and  did  then  and  there  give  a  schedule 
of  his  estate,  and  a  list  of  his  creditors  ;  and  in  the 
said  list  of  his  creditors  so  given  in,  he,  the  said  Hen- 
derson, did  state,  that  the  said  complainant  was  a 
creditor  of  his  to  the  amount  of  $4,586  39  cents — 
which  said  list  of  creditors  so  given  in,  he,  the  said 
Henderson,  did  state,  was  entered  of  record  in  the 
clerk's  office  of  the  Court  of  the  countv  of  Alexan- 
dria,  as  by  reference  to  the  records  of  the  said  Court 
will  fully  and  at  large  appear,  and  which  said  debt 


516  CASES  IN  THE  SUPREME  COURT 

isti.  so  given  in,  is  the  debt  for  which  the  complainant 
•has  instituted  his  suit  aforesaid.  And  the  said  com- 
plainant saith,  that  the  moneys  and  effects  which  the 
said  complainant  seeks,  in  his  bill  aforesaid)  to  subject 
to  the  payment  of  his  debt  aforesaid,  were  obtained 
and  acquired  by  the  said  defendant,  Henderson,  long 
subsequent  to  his  taking  the  oath  of  insolvency  afore- 
said. And  the  said  complainant  saith,  that  as  soon 
as  he,  the  said  complainant,  obtained  any  knowledge 
of  the  said  defendant,  Henderson,  having  obtained 
the  funds  aforesaid,  and  within  the  period  of  six 
months  after  he  obtained  a  knowledge  thereof,  he, 
the  said  complainant,  did  institute  his  aforesaid  bill 
in  Chancery,  to  subject  the  funds  to  the  payment  of 
his  said  debt,  all  which,  &c.  The  defendant  de- 
murred to  this;  replication,  and  the  Court  below,  on 
hearing,  adjudged  the  demurrer  good. 

The  question  in  this  case  turned  upon  the  con- 
struction of  the  third  section  of  the  act  of  Congress, 
for  the  relief  of  insolvent  debtors  within  the  District 
of  Columbia,  passed  March  3d,  1803,  which  is  in 
these  words : 

"  And  be  it  further  enacted.  That  upon  the  peti- 
tioning debtor's  executing  a  deed  or  deeds  to  the  said 
trustee,  conveying  all  his  property,  real,  personal, 
and  mixed,  and  all  his  claims,  rights,  and  credits, 
agreeably  to  the  oath  or  affirmation  of  the  said  debtor, 
and  on  delivering  all  his  said  property  which  he 
shall  have  in  his  possession,  together  with  his  books, 
papers,  and  evidences  of  debts  of  every  kind,  to  the 
said  trustee,  and  the  said  trustee's  certifying  the 
same  to  the  said  judge  in  writing,  it  shall  be  lawful 


OP  THE  UNITED  STATES.  , 

for  the  said  judge  to  make  an  order  to  the  marshal, 
jailor,  or  keeper  of  the  prison,  in  which  said  debtor 
is  then  confined,  commanding  that  the  said  debtor 
shall  be  thenceforth  discharged  from  his  imprison- 
ment ;  and  he  shall  be  immediately  discharged,  and 
the  said  order  shall  be  a  sufficient  warrant  therefor : 
Provided,  That  no  person  who  has  been  guilty  of  a 
breach  of  the  laws,  and  who  has  been  imprisoned  for 
or  on  account  of  the  same,  shall  be  discharged  from 
imprisonment:  And  provided  likeivise,  That  any 
property  which  the  debtor  may  afterwards  acquire, 
(except  the  necessary  wearing  apparel  and  bedding 
for  his  family,  and  his  tools,  if  a  mechanic  or  manu- 
facturer,) shall  be  liable  to  the  payment  of  his  debts, 
any  thing  herein  to  the  contrary  notwithstanding." 


sir 


1831* 


This  cause  was  argued  by  Mr.  Swann  and  Mr.  March  im. 
Jones,  for  the  appellant,  and  by  Mr.  Tayfor,  for  the 
respondents.  The  former  insisted,  that  the  above  sec- 
tion of  the  insolvent  act  created  an  exception  to  the 
general  operation  of  the  statute  of  limitations  in  fa- 
vour of  those  demands  on  which  the  insolvent's  person 
was  discharged  under  that  section.  They  argued 
that  the  insolvent,  after  his  discharge,  was  to  be  con- 
sidered, in  respect  to  his  future  property,  as  a  trus- 
tee for  his  creditors,  and  that  the  statute  of  limita- 
tions does  not  run  against  a  trust :  and,  also,  that 
this  debt  was  to  be  considered  as  excepted  out  of 
the  statute  of  limitations,  because  it  was  made  a 
debt  of  record  by  being  included  in  the  list  of  cre- 
ditors under  the  insolvent  act. 


£lg  CAPES  IN  THE  SUPREME  COURT 

1821,  Mr.  Chief  Justice  Marshall  delivered  the  opi- 

nion of  the  Court,  and  after  stating  the  case,  pro- 
ceeded as  follows : 

It  is  perfectly  clear  that  no  such  exception  is  con- 
tained in  the  statute  of  limitations,  or  in  the  act  of 
Congress  concerning  insolvent  debtors.  If  it  is  to  be 
created  at  all,  it  must  be  by  implication.  It  is  con- 
tended in  the  first  place,  that  the  insolvent  debtor, 
after  his  discharge,  is  to  be  considered  in  respect  to 
his  future  property,  as  a  trustee  for  his  creditors  ; 
and  the  statute  of  limitation  does  not  run  against  a 
trust  If  he  is  a  trustee  for  his  creditors,  is  he 
a  trustee  for  those  creditors  only  who  were  such 
at  the  time  he  obtained  the  benefit  of  the  act? 
or,  is  he  a  trustee  for  those  who  afterwards  be- 
come his  creditors  ?  It  will  not  be  pretended  that 
he  is  exclusively  a  trustee  for  the  former ;  and  if  he 
be  a  trustee  for  the  benefit  of  all  his  creditors,  then 
this  suit  should  have  been  brought  for  the  benefit  of 
all,  and  not  for  the  benefit  of  a  single  creditor.  The 
proviso  of  the  section  respecting  the  liability  of  the 
future  property  of  the  insolvent,  has  been  supposed 
to  aid  the  argument  that  he  is  a  trustee  :  But  we  are 
all  of  a  different  opinion  ;  the  previous  part  of  the 
section  having  exempted  his  person  from  imprison- 
ment, the  object  of  the  proviso  was  to  make  all  his 
future  effects  liable,  and  to  retain  all  the  remedies 
against  it,  in  the  same  manner  as  if  his  person  had 
not  been  discharged.  The  act,  therefore,  did  not  in- 
tend to  create  any  new  liability,  or  any  new  trust. 

It  is  farther  insisted,  that  this  is  to  be  considered 
as  an  exception  out  of  the  statute  of  limitations,  be- 


OF  THE  UNITED  STATES.  $\p 

cause  it  is  a  debt  of  record.    But  a  debt  of  record,       1&21. 
in  the  sense  of  the  common  law,  is  a  debt  or  contract   ,S^C^ 

Spring 

created  of  record  ;  such  as  a  statute  staple,  or  sta-        .▼. 
tute  merchant,  and  not  one  whose  previous  existence     iina  ins. 
is  only  admitted  of  record.    The  effect  of  recording    CQmV***- 
this  debt  was  merely  an  admission  of  its  existence, 
and  not  a  change  of  its  nature.     It  would  have  been 
sufficient  evidence,  if  five  years  had  not  elapsed  after 
recording,  to  have  sustained  an  issue  on  a  replication 
of  a  new  promise  to  the  plea  of  the  statute  of  limita- 
tions.   But  more  than  five  years  having  elapsed,  it 
could  have  no  application  in  this  case.     It  is  the 
opinion  of  the  Court,  that  the  demurrer  to  the  repli- 
cation is  sustained,  and  that  judgment  ought  to  be 
given  for  the  defendant. 

Decree  affirmed. 


(Practice.) 


Spring  et  ah  v.  The  South  Carolina  Insu- 
rance Company. 

In  an  equity  cause,  the  ret  in  litigation  may  be  sold  bf  order  of  the 
Circuit  Court,  and  the  proceeds  invested  in  stocks,  notwithstanding 
the  pendency  of  an  appeal  to  this  Court 

Mr.  Hunt j  for  the  respondents,  moved  to  docket  Monk  l&h. 
and  dismiss  the  appeal  in  this  case,  which  was  a  suit 
in  Chancery,  commenced  in  the  Circuit  Court  of 
South  Carolina,  no  transcript  of  the  record  having 


§20  CASES  IN  THE  SUPREME  COURT 

1821,      been  lodged  by  the  appellants  with  the  clerk  of  this 

«V^CW    Court,  within  the  first  six  days  of  the  term,  accord- 
United  states  '  J  ' 

y.         mg  to  the  rule. 

Six  Packages 


of  Goods. 


Mr.  Wheaton,  for  the  appellants,  opposed  the  mo- 
tion, upon  the  ground  that  no  certificate  was  produ- 
ced from  the  clerk  of  the  Court  below,  stating  that 
an  appeal  had  been  taken,  according  to  the  rule. 

The  Court  denied  the  motion,  but  stated  that  as 
the  object  of  the  respondents  was  to  have  the  pro- 
ceeds of  the  property  in  litigation,  which  had  been 
sold  by  order  of  the  Court  below,  invested  in  stocks, 
such  investment  might  be  made  by  the  Court  below, 
notwithstanding  the  pendency  of  the  appeal  in  this 
Court. 

Motion  denied/ 

a  Vide  new  rule  of  Court  of  the  present  term.  Ante,  Rule 
XXXII. 


-  (Instance  Court.) 

The  United  States  v.  Six  Packages  op  Goods, 
Tolety  Claimant. 

Under  the  67th  section  of  the  Collection  Act  of  the  2d  of  March,  1799, 
c.  138.,  where  goods  were  entered  by  an  agent  of  the  owner  on  his 
behalf,  and  the  entry  included  only  a  part  of  the  goods  which  the 


OF  THE  UNITED  STATES.  521 

packages  contained,  and  the  owner  subsequently  made  a  further,  or         1821. 
post  entry  of  the  residue  of  the  goods ;  and  the  packages  being      \^-v^w/ 
opened  several  days  afterwards  and  examined  by  the  collector  in  the  United  States 
presence  of  two  merchants,  and  their  contents  found  to  agree  with  v* 

the  two  entries  taken  together,  but  to  differ'  materially  from  the  0f  Goods, 
first  entry ;  held*  that  the  collector  was  not  precluded  from  making 
a  seizure  of  the  goods  after  the  second  entry,  for  a  variance  between 
the  contents  of  the  packages  and  the  first  entry,  and  that  such  sei- 
zure must  be  followed  by  confiscation,  unless  it  should  appear  that 
such  difference  proceeded  from  accident  and  mistake,  and  not  from 
an  intention  to  defraud  the  revenue. 

Appeal  from  the  Circuit  Court  for  the  Southern 
District  of  New-York. 

This  was  a  libel  of  information  filed  in  the  Court 
below  against  certain  goods  imported  from  London 
in  the  ship  Isabella,  at  the  port  of  New-York,  as  for- 
feited under,  the  67th  section  of  the  collection  act  of 
the  2d  of  March,  1799,  c.  128. 

The  cause  was  argued  by  the  Attorney- General,   March  \m. 
and  Mr.  Pinkney,  for  the  United  States ;  and  by  Mr. 
J).  B.  Ogden  and  Mr.  Wheaton,  for  the  claimant 

Mr.  Justice  Livingston  delivered  the  opinion  of  *«**  ***• 
the  Court. 

This  is  a  libel  under  the  67th  section  of  the  collec- 
tion law,  passed  the  2d  of  March,  1799. 

This  section  provides,  that  it  shall  be  lawful  for  the 
collector,  naval  officer,  or  other  officers  of  the  cus- 
toms, after  entry  made  of  any  goods,  wares,  or  mer- 
chandize, on  suspicion  of  fraud,  to  open  and  exa- 
mine, in  'the  presence  of  two  or  more  reputable 
merchants,  any  package  or  packages  thereof,  and  if, 
upon  examination,  they  shall  be  found  to  agree  with 

Vol.  VI.  6G 


United  States 
y. 


CASES  1NJJTHE  SUPREME  COURT 

1821.  the  entries,  the  officer  making  such  seizure  and  exa- 
mination, shall  cause  the  same  to  be  repacked,  and 
delivered  to  the  owner  or  claimant  forthwith  ;  and 
dF  GocST*  tbe  expense  of  such  examination  shall  be  paid  by  the 
said  collector  or  other  officer,  and  allowed  in  the  set- 
tlement of  their  accounts  ;  but  if  any  of  the  packages 
so  examined,  shall  be  found  to  differ  in  their  contents 
from  the  entry,  then  the  goods,  wares  or  merchan- 
dize contained  in  such  package  or  packages,  shall  be 
forfeited  :  Provided,  that  the  said  forfeiture  shall  not 
be  incurred,  if  it  shall  be  made  appear  to  the  satisfac- 
tion of  the  collector  and  naval  officer  of  the  district 
where  the  same  shall  happen,  if  there  be  a  naval  of- 
ficer, and  if  there  be  no  naval  officer,  to  the  satisfac- 
tion of  the  Collector  or  of  the  Court  in  which  a  pro- 
secution for  the  forfeiture  shall  be  had,  that  such  dif- 
ference arose  from  accident  or  mistake,  and  not  from 
an  intention  to  defraud  the  revenue. 

These  goods  being  claimed  by  Hugh  K.  Toler,  of 
the  City  of  New- York,  merchant,  were  condemned 
by  the  District  Court  of  the  United  States,  for  the 
Southern  District  of  New- York,  which  sentence  be- 
ing reversed  by  the  Circuit  Court  for  that  district,  an 
appeal  from  the  last  sentence  has  been  taken  to  this 
Court. 

Before  we  examine  the  facts  of  the  case,  or  whe- 
ther they  establish  a  fraud,  without  which  the  prose- 
cution under  this  section  cannot  be  sustained,  it  will 
be  necessary  to  dispose  of  a  question  of  law,  which 
has  "been  made  by  the  counsel  for  the  claimant. 

It  is  conceded  on  all  hands,  that  on  the  3d  of  No- 
vember, 1810,  the  six  packages  which  are  libelled 


OF  THE  UNITED  STATES.  $23 

were  entered  at  the  custom-house  by  Thomas  Ash,       mi. 
on  behalf  of  the  claimant,  and  that  the  entry  covered  ^yTY^0! 

9  J  United  Statei 

only  a  part  of  the  goods  which  the  packages  con-  .  v- 
tained.  That  two  days  after,  Toler  himself  com-  *f  Goods, 
pleted  the  entry  of  the  residue  of  the  goods  which 
were  in  these  packages,  and  which  had  not  been 
previously  entered  by  Ash.  Several  days  after,  the 
packages  were  opened  and  examined  by  the  collec- 
tor; in  presence  of  two  merchants,  and  their  contents 
were  found  not  to  differ,  but  to  agree  with  the  two 
entries  taken  together ;  but  to  differ  very  materially 
from  the  first  entry  made  by  Ash  ;  upon  which  the 
collector  made  a  seizure  of  them.  On  these  facts, 
about  which  there  is  no  dispute,  it  is  denied  that  the 
collector  had  any  right  to  seize,  inasmuch  as,  when 
the  inspection  took  place,  there  was  no  difference 
between  the  goods  found  in  the  packages,  and  those 
mentioned  in  the  invoices.  It  is  said,  that  the  col- 
lector, if  he  suspected  a  fraud,  ought  to  have  made  a 
seizure  before  the  second  entry,  in  which  case  the 
difference  which  would  have  existed  between  the 
goods  on  which  a  duty  was  secured,  and  those  in  the 
packages,  would  have  justified  such  an  act,  but  that 
by  waiting  until  a  second  entry  was  made,  the  fraud, 
if  any  committed,  was  purged.  In  support  of  this 
position,  it  is  said,  that  the  collection  law  provides  for 
a  post  entry  of  this  kind,  and  that  the  very  oath 
which  is  taken  when  an  entry  is  made,  imposes  op 
the  party  who  makes  it,  the  duty,  in  case  he  shall  af- 
terwards discover  any  other  goods  in  a  package  than 
those  first  entered  by  him,  of  immediately  informing 
the  collector,  and.  making  a  further  entry  thereof. 


524  CASES  IN  THE  SUPREME  CODRT 

1821.       .    This  provision,  and  the  form  of  the  oath,  suppose 
~?^Yy    no  more  than  that  a  deficient  or  defective  entry  may 

United  States  .  .  , 

v.  be  made  innocently,  ^nd  under  a  mistake,  without 
8^fPG^odr8  any  certain  knowledge  at  the  time,  of  the  contents 
of  the  packages  entered-  For,  if  the  party  making 
an  entry,  knows  at  the  time  of  other  goods,  such 
other  goods  cannot  be  entered  afterwards,  and  the  oath 
usual  on  such  occasions  cannot  be  taken,  without  ad- 
mitting that  a  perjury  had  been  committed  at  the 
time  of  the  first  entry-  The  Court  is,  therefore,  of 
opinion,  that,  although  the  seizure  was  not  made  un- 
til after  the  second  entry,  the  collector  had  a  right  to 
seize  for  any  variance  between  the  contents  of  the 
packages,  and  the  first  entry,  and  that  such  seizure 
will  be  valid,  and  must  be  followed  by  sentence  of 
condemnation,  unless  it  shall  turn  out  that  such  dif- 
ference proceeded  from  accident  or  mistake,  and  not 
from  an  intention  to  defraud  the  revenue.  Whether 
the  case  of  the  claimant  be  entitled  to  this,  favourable 
interpretation,  the  Court  will  now  proceed  to  inquire* 
A  great  deal  of  testimony,  which  was  not  pro- 
duced in  the  Circuit  Court,  and  which. might  easily 
have  been,  (as  all  the  witnesses  resided  in  the 
City  of  New- York,)  has  been  taken  since  the  ap- 
peal ;  and  it  is  on  this  testimony,  as  well  as  on  that 
which  was  there  taken,  that  the  sentence  of  that 
Court  must  now  be  reviewed. 

It  is  in  proof,  and  indeed  admitted  by  the  claimant, 
that  a  very  imperfect  entry  of  the  goods  contained  id 
these  packages  was  made  on  Saturday,  the  third 
day  of  November,  1810,  by  Thomas  Ash,  who  had 
been  employed  by  Toler  to  enter  the  same ;  and  that 


OF  THE  UNITED  STATES.  625 

the  residence  of  the  goods  therein  contained  was  not  mi. 
entered  by  the  claimant,  until  the  fifth  day  of  the  ij^CJsJSL 
same  month.  To  escape  from  the  consequences  of  .  v. 
the  first  entries  not  being  complete,  and  to  repel  the  'ofGood*** 
imputation  of  its  originating  in  fraud,  the  plaintiff 
has  endeavoured  to  prove  that  the  letter  covering  the 
invoices  of  the  goods  contained  in  the  second  entry, 
was  not  received  by  him  when  the  first  entry 
was  made.  To  establish  this  fact,  his  clerk, 
Mr.  Crane,  has  been  examined  as  a  witness,  and 
admitting  that  he  has  told  the  truth,  there  would 
be  some  reason  to  believe,  that  such  were  the  fact ; 
bat  there  are  many  circumstances  which  now  appear 
in  this  cause,  which  compel  us  to  withhold  from 
Mr.  Crane  the  credit  which  might  otherwise  be  due 
to  him.  The  usual  Course  of  business,  as  testified 
to  by  several  very  respectable  merchants,  stand  op- 
posed to  his  relation,  that  invoices  of  only  part  of 
the  goods  contained  in  those  packages,  were  enclo- 
sed in  a  letter  to  H»  K.  Toler  &  Co.,  and  invoices  of 
the  other  goods  in  a  letter  to  J.  K.  Jpffray,  which 
had  been  forwarded  to  that  gentleman  at  Albany. 
It  appears  from  all  the  testimony,  that  if  a  package, 
consigned  to  one  person,  contain  goods  belonging  to 
different  persons,  it  is  customary,  and  some  of  the 
witnesses  say  indispensable,  to  send  to  the  consignee 
of  the  package,  invoices  of  all  the  goods  which  it 
contains,  or  to  refer,  in  the  main  invoice  of  the  con- 
signee, to  the  invoice  of  the  other  goods ;  and  that 
the  withholding  such  invoices  or  information,  would 
be  considered  as  strong  evidence  of  an  intention  to 
defraud  the  revenue.    Another  circumstance  which 


5^6  CASES  IN  THE  SUPREME  COURT 

1821.  detracts  mtich  from  the  credit  of  this  witness,  is,  that 
v^Nrw/  it  is  more  than  probable,  that  at  the  time  of  this  con- 
v.  signment,  a  copartnership  subsisted  between  the 
^o^Go^6*  claimant  and  the  Jaffrays  of  London.  This  appears 
not  only  from  an  advertisement  of  a  dissolution  of 
such  copartnership,  which  has  been  published  since 
the  decree  of  the  Circuit  Court,  in  one  of  the  New- 
York  papers,  but  from  other  testimony  in  the  cause, 
and  from  no  contrary  proof  being  furnished  by  Mr. 
Toler.  Now,  if  such  partnership  really  existed, 
Which  cannot  well  be  disbelieved,  it  is  most  extra- 
ordinary indeed,  that  all  the  invoices  of  the  goods  in 
that  package  should  not  have  been  sent  to  the  part? 
ner  residing  permanently  in  the  city  of  New-York, 
but  that  an  invoice  of  part  of  them  should  be  trans- 
mitted to  him,  and  of  another,  and  of  the  most  valua* 
ble  part^  to  a  partner  who  might  or  might  not  have 
reached  this  country  when  the  Isabella  arrived.  If 
merchants,  who  must  be  presumed  to  know  how  to 
manage  their  business,  will  act  in  a  manner  so  con- 
trary to  the  general  practice  of  commercial  men,  they 
must  expect,  and  cannot  complain,  if  such  deviation 
from  established  usage  create  suspicions,  unfavoura- 
ble to  the  integrity  of  the  particular  transaction.  It 
would  have  added  something  to  the  value  of  the  tes- 
timony of  Mr.  Crane,  if  the  name  of  the  merchant  at 
Albany,  to  whose  care  the  letter  for  Mr.  Jaffray  had 
been  transmitted,  or  if  the  letter  itself,  with  the  post- 
marks, had  been  produced.  The  importance  of  the 
testimony  of  Mr.  Ash,  as  delivered  before  the  Circuit 
Court,  is  much  weakened  by  that  of  Judge  Van 


OF  THE  UNITED  STATES.  527 

Ness,  who  has  also  been  examined  since  the  appeal ;      ion; 
for,  instead  of  being  simply  told  at  the  custom  house,  u^j^tstoto 
when  he  asked  for  a  permit,  that  he  must  call  again,    .     v. 
it  appears  he  stated,  on  his  examination  in  the  Dis-    of  Goo*, 
trict  Court,  that  when  he  applied  for  a  permit  on  the 
3d  of  November,  he  was  told  at  the  custom  house, 
that  "  they  wished  to  examine  the  goods  before  they 
were  delivered ;"  and  that  although  he  did  not  see 
Mr.  Toler  until  Monday,  he  communicated  to  his 
clerk,  Mr.  Crane,  what  had  passed,  who  doubtless 
gave  the  same  information  to  his  principal,  which 
will  account  for  the  solicitude  which  he  discovered 
so  early  on  Monday  morning  to  enter  the  goods 
which  had  been  omitted  in  the  entry  of  Mr.  Ash. 
There  are  other  circumstances  in  this  case,  that  are 
not  here  noticed,  which  render  the  explanation  given 
by  Mr.  Toler,  to  say  die  least,  extremely  question- 
able. 

The  Court  cannot  dismiss  this  cause  without  ex- 
pressing its  surprise,  that  more  than  ten  years  have 
elapsed  since  the  filing  of  the  libel  in  the  District 
Court.  As  all  the  witnesses  who  have  been  exa- 
mined since  the  appeal,  reside  in  the  city  in  which 
the  cause  was  tried,  they  might,  and  ought,  to  have 
been  examined  in  that  Court,  and  if  their  testimony 
had  there  been  reduced  to  writing,  and  used  in  the 
Circuit  Court,  a  final  decision  might  have  been  had 
many  years  ago,  and  before  the  insolvencies  which 
it  is  suggested  have  happened,  and  have  rendered  the 
further  prosecution  of  these  proceedings  of  little  or 
no  importance  to  the  parties. 


528  CASES  IN  THE  SUPREME  COURT 

i82i.  The  decree  of  the  Circuit  Court  is  revoked,  and 

N!fNT^/  the  sentence  of  condemnation  pronounced  by  the 

Brashier  _.      .       _.              «.          . 

v.  District  Court  affirmed. 

Gratz. 


(Chancery.) 

Brashier  v.  Gratz  et  ah 

The  general  role  is,  that  time  is  not  of  the  essence  of  a  contract  of 
sale ;  and  a  failure  on  the  part  of  the  purchaser,  or  vendor,  to  per- 
form his  contract,  on  the  stipulated  day,  does  not,  of  itself,  deprive 
him  of  his  right  to  a  specific  performance,  when  be  is  able  to  com- 
ply with  his  part  of  the  engagement 

But  circumstances  may  be  so  changed,  that  the  object  of  the  party  cam 
no  longer  be  accomplished,  and  he  cannot  be  placed  in  the  same  si- 
tuation as  if  the  contract  had  been  performed  in  due  time.  In  suck 
a  case,  a  Court  of  Equity  will  leave  the  parties  to  their  remedy  at 
law. 

Fart  performance  will,  under  some  circumstances,  induce*  the  Court 
to  relieve. 

But  where  a  considerable  length  of  time  has  elapsed,  where  the  party 
demanding  a  specific  performance  has  railed  to  perform  his  part  of 
the  contract,  and  the  demand  is  made  after  a  great  change  in  the 
title  and  the  value  of  the  land,  and  there  is  a  want  of  reciprocity  in 
the  obligations  of  the  respective  parties,  a  Court  of  Equity  will  not 
interfere.  > 

Appeal  from  the  Circuit  Court  of  Kentucky. 

This  cause  was  argued  by  Mr.  B.  Hardin*  for  the 
appellant,  and  by  Mr.  Sergeant  for  the  respondents.* 

a  He  cited  1  Fonbl.  Jfy.  227.  9  Ves.  415.  2  P.  Wms.  243.  4 
Bro.  a.  Rep.  329.  469.  391.  1  Ves.jun.  221.   1  Jltk.  12. 

6  Who  cited  Sugd.  Fend,  246.  5  Vex.  720.  Note.  1  Vm. 
jun.  450.  9  Cranch,  456.  8  Crunch,  471. 


OP  THE  UNITED  STATES.  529 

Mr.  Chief  Justice  Marshall  delivered  the  opi*      1821. 
nion  of  the  Court. 

.  This  is  an  appeal  from  a  decree  of  the  Circuit 
Court  for  the  District  of  Kentucky,  dismissing  a  bill 
brought  by  the  appellant  against  the  heirs  of  Mi- 
chael Gratz  for  the  specific  performance  of  a  con* 
tract. 

Michael  Gratz,  who  resided  in  Philadelphia,  had 
purchased  from  John  Craig,  of  Kentucky,  a  tract  of 
land  containing,  by  the  survey,  one  thousand  acres, 
for  which  no  patent  had  then  issued.  Subsequent  to 
this  purchase,  the  patent  issued  in  the  name  of  Craig, 
who  sold  a  part  of  the  land  to  Keyser,  and  a  suit  had 
been  brought  in  the  federal  Court  of  Kentucky  by 
Gratz,  against  Craig  and  Keyser,  to  compel  a  con- 
veyance of  the  land.  Michael  Gratz  had,  in  the 
mean  time,  sold  eight  hundred  and  twenty-four 
acres,  part  of  this  tract,  to  Robert  Barr. 

While  the  suit  against  Craig  and  Keyser  was  de- 
pending, Walter  Brashier,  the  plaintiff,  who  resides 
in  Kentucky,  came  to  Philadelphia  on  business,  and 
on  the  2d  day  of  March,  in  the  year  1807,  purchased 
the  residue  of  the  land  from  Gratz.  Brashier  had 
married  the  daughter  of  Robert  Barr. 

The  residue  of  the  land  was  estimated  by  the  par- 
ties at  302  acres,  for  which  Brashier  agreed  to  give 
the  sum  of  $6795  in  his  negotiable  notes,  payable  in 
six,  twelve,  and  eighteen  months.  From  this  sum 
was,  however,  deducted  #250,  "  allowed  to  the  said 
Walter  Brashier,  towards  the  costs  and  expenses  of 
prosecuting  the  suits  now  depending,  for  the  reco- 
very of  the  lands  hereby  contracted  for,  which  is  ac- 

Vol.  VI.  67 


630  CASES  IN  THE  SUPREME  COURT 

18S1.  cepted  by  the  said  Walter,  as  a  full  satisfaction  for 
all  costs,  trouble  and  expense  which  be  may  be  at,  in 
prosecuting  the  said  suits,  and  which  he  hereby 
agrees  and  undertakes  to  manage  at  his  own  costs 
and  expense.  And  it  is  hereby  agreed  that  a  correct 
and  accurate  survey  shall  be  made,  at  the  expense  of 
the  said  Michael,  of  all  the  said  residue  of  the  above- 
mentioned  tract  of  land,  lying  within  the  limits  of  the 
original  survey  thereof,  not  sold  to  the  said  Robert 
Barr  ;  and  if,  upon  such  survey,  it  shall  be  found, 
that  the  said  residue  doth  not  contain  the  quantity  of 
302  acres,  then,  for  every  one  deficient,  the  said  Mi- 
chael Gratz,  his  heirs,  executors,  or  administrators, 
shall  pay  or  allow  to  the  said  Walter  Brashier,  his  ex* 
ecutors,  administrators  or  assigns,  the  sum  of  twen- 
ty-two dollars  and  a  half;  and  if  any  part  of  the  said 
residue  shall  be  lost,  in  all,  or  any  of  the  said  suits 
now  depending,  or  that  may  be  instituted  hereafter, 
for  any  part  of  the  said  residue,  the  said  Michael 
Gratz,  his  heirs,  executors  or  administrators,  shall 
only  be  liable  to  refund  to  him,  the  said  Walter  Bra- 
shier,  his  executors,  administrators  or  assigns,  the 
sum  of  1 1  dollars  25  cents,  for  each  and  every  acre 
so  lost  It  being  hereby  declared,  that  the  said  Wal- 
ter Brashier  has  purchased  the  title  of  the  said  Mi- 
chael Gratz,  at  his  own  risk  and  hazard,  and  so  that 
he  shall  have  no  recourse  against  the  said  Michael 
Gratz,  for  want  of,  or  for  any  defect  in  the  title  to 
the  said  residue,  or  any  part  thereof,  save  only  the 
price  of  1 1  dollars  25  cents  per  acre,  for  every  acre 
which  shall  be  lost  as  aforesaid.  And  the  said  M. 
G.  for  himself,  his  heirs,  executors,  and  administra- 


OP  THE  UNITED  STATES.  631 

tors,  doth  covenant  and  agree,  that  he  or  they  shall  and  mi. 
will,  at  any  time  after  payment  of  the  notes  aforesaid, 
when  thereunto  required,  by  a  good  and  sufficient 
deed,  conveyance,  or  assurance  in  the  law,  convey 
and  assure  unto  the  use  of  him,  the  said  Walter  Bra- 
shier,  his  heirs  and  assigns  forever,  all  his,  the  said 
Michael  Gratz's  estate,  right,  title  and  interest,  of  and 
in  all  the  said  residue  of  the  above  mentioned  tract  of 
land. 

Mr.  Brashier  executed  his  notes  in  conformity 
with  this  contract,  and  returned  to  Kentucky,  where 
he  requested  his  brother-in-law,  Thomas  T.  Barr,  to 
attend  to  the  prosecution  of  the  suits  then  depending. 
Mr.  Barr  resided  near  the  place  where  the  Court  was 
held,  and  Mr.  Brashier  at  the  distance  of  sixty  or 
seventy  miles.  Mr.  Barr  immediately  employed 
Mr.  Bledsoe,  a  lawyer  of  eminence,  to  assist  Mr„ 
Hughes,  who  had  been  engaged  by  Mr.  Gratz,  and 
some  time  afterwards  spoke  to  Mr.  Wickliffe,  but  did 
not  pay  him  a  fee.  No  progress,  however,  seems  to 
have  been  made  in  these  suits,  and  the  plaintiff  failed 
to  pay  the  fees  of  the  officers  of  the  Court,  which 
were  demanded  and  received  from  Michael  Gratz, 
in  the  year  1811,  and  afterwards  from  his  represen- 
tatives. 

The  notes  for  the  purchase  money  were  protested 
for  non-payment,  and  have  not  been  paid. 

In  181 1,  Mr.  Brashier  came  to  Philadelphia,  when 
Gratz  offered  to  convey  the  land  on  his  paying  his 
notes.  Mr.  Brashier  being  unable  to  pay  them, 
Gratz  offered  to  rescind  the  contract,  which  Bra- 
shier declining  to  do,  the  question  was  referred 


532  CASES  IN  THE  SUPREME  COURT 

1921.       to  arbitrators,  who  were  of  opinion,  that  the  contract 
was  still  binding.    About  this  time,  Brashier,  who 
bad  been  for  some  time  much  embarrassed,  appears  to 
have  become  notoriously  insolvent     In  the  autumn 
of  181 1 ,  Gratz  departed  this  life,  and  in  July,  1812, 
his  heirs  again  offered  to  convey,  on  payment  of  the 
notes  which  Brashier  had  given  for  the  purchase 
money.     Payment  not  being  made,  the  heirs  of 
Gratz  took  the  management  of  the  suits  again  into 
their  own  hands,  which  were  prosecuted  with  vigour, 
and  in  1813,  were  finally  determined  by  a  decree  in 
their  favour.     About  this  time  the  land  rose  sudden*  - 
ly  to  about  80  or  100  dollars  per  acre.    After  the 
decision  of  the  cause,  and  after  this  rise  in  the  value 
of  the  land,  Brashier,  in  November,  1813,  entered 
into  an  agreement  with  Lewis  Saunders,  by  which 
he  was  to  convey  to  Saunders  half  the  land  pur- 
chased of  Gratz,  in  consideration  of  Saunders  pay- 
ing, or  tendering  to  the  heirs  of  Gratz,  the  full 
amount  of  the  notes  he  had  given  for  the  purchase. 
Saunders  immediately  offered  his  contract  to  the 
heirs  of  Gratz,  and  requested  them,  if  they  were 
willing  to  take  it,  and  to  indemnify  him,  to  acknow- 
ledge a  tender  of  the  money,  which  the  contract 
bound  him  to  tender.     They  avowed  their  opinion, 
that  the  contract  of  Michael  Gratz  with  Brashier 
was  of  no  validity,  but  consented  to  take  the  contract 
with  Saunders,    and     acknowledged  the    tender. 
When  in  possession  of  this  acknowledgment,  Bra- 
shier instituted  his  suit  in  the  Court  of  Kentucky 
for  a  specific  performance  of  the  contract  qf  the  2d 
of  March,  1807.    The  defendants  removed  this  suit 


OF  THE  UNITED  STATES. 


533 


1821. 


into  the  Circuit  Court  of  the  United  States,  where 
they  filed  their  answer,  insisting,  that  the  Court 
Ought  not  to  decree  a  specific  performance,  because 
the  plaintiff  had  totally  failed  to  perform  his  part  of 
the  contract  until  there  was  such  a  change  of  cir- 
cumstances as  materially  to  affect  the  rights  of  the 
parties.  The  Circuit  Conrt  dismissed  the  bill,  and 
from  that  decree  the  plaintiff  has  appealed  to  this 
Court. 

The  appellant  insists,  that  in  equity,  time  is  not 
of  the  essence  of  the  contract ;  that  it  is  in  part  per- 
formed ;  and  that  his  failure  to  pay  the  purchase  mo- 
ney until  December,  1813,  when  the  tender  was 
made,  is  justified  by  the  circumstances  of  the  case. 

The  rule,  that  time  is  not  of  the  essence  of  a  con-    Limitation!  of 
tract,  has  certainly  been  recognized  in  Courts  of  that  time  ;•  not 

7  J  °  of  the   essence 

equity ;  and  there  can  be  no  doubt,  that  a  failure  on  of  the  contract 
the  part  of  a  purchaser  or  vendor,  to  perform  his 
contract  on  the  stipulated  day,  does  not,  of  itself,  de- 
prive him  of  his  right  to  demand  a  specific  perform- 
ance at  a  subsequent  day,  when  he  shall  be  able  to 
comply  with  his  part  of  the  engagement.  It  may  be 
in  the  power  of  the  Court  to  direct  compensation  for 
the  breach  of  contract  in  point  of  time,  and  in  such 
case  the  object  of  the  parties  is  effectuated  by  carry- 
ing it  into  execution.  But  the  rule  is  not  universal. 
Circumstances  may  be  so  changed,  that  the  object 
of  the  party  can  be  no  longer  accomplished,  that  he 
who  is  injured  by  the  failure  of  the  other  contracting 
party,  cannot  be  placed  in  the  situation  in  which  he 
would  have  stood  had  the  contract  been  performed. 
Under  such  circumstances,  it  would  be  iniquitous  to 


534  CASES  IN  THE  SUPREME  COURT 

1821.      decree  a  specific  performance,  and  a  Court  of  equity 
will  leave  the  parties  to  their  remedy  at  law. 

It  is  true,  that  he  who  has  been  ready  to  perform, 
may  at  any  time  file  his  bill"  in  Chancery,  requiring 
the  other  party  to  perform  his  contract  or  to  rescind 
it ;  and  the  Court  will  rescind  the  contract  if  he  who 
has  failed  cannot,  or  will  not,  perform  it  But  this 
is  not  always  necessary,  and  would  not  be  always  an 
adequate  remedy. 

If,  then,  a  bill  for  a  specific  performance  be  brought 
by  a  party  who  is  himself  in  fault,  the  Court  will 
consider  all  the  circumstances  of  the  case,  and  decree 
according  to  those  circumstances. 

A  consideration  always  entitled  to  great  weight, 
is,  that  the  contract,  though  not  fully  executed,  has 
been  in  part  performed.  The  plaintiff  claims  the 
benefit  of  this  principle,  and  alleges,  that  by  prose- 
cuting and  managing,  at  his  own  expense,  the  suits 
depending  in  Kentucky,  be  has  performed  that  part 
of  the  agreement. 

If  this  allegation  be  supported  by  the  fact,  it  will 
undoubtedly  have  great  influence  in  the  decision  of 
the  cause. 

The  evidence  is,  that  the  plaintiff,  soon  after  his 
return  to  Kentucky,  employed  a  gentleman  of  the 
bar,  in  addition  to  the  counsel  previously  engaged  by 
Mr.  Gratz,  and  paid  him  his  fee.  It  is  also  in  evi- 
dence, that  finding  the  business  did  not  advance,  he 
spoke  to  other  counsel ;  but  his  application  was  not 
accompanied  with  a  fee,  and  was  not  much  regarded. 
It  appears  that  a  survey  was  necessary,  and  that  the 
deposition  of  a  Mr.  William  Morton  was  indispensa- 


OF  THE  UNITED  STATE?.  535 

ble  to  the  successful  termination  of  the  cause.  Yet  1321. 
the  survey  was  not  made,  and  the  deposition  of  Mr. 
Morton,  though  its  importance  had  been  communi- 
cated to  Brashier,  was  not  taken.  The  fees  to  the 
officers  of  the  Court  were  not  paid,  and  Mr.  Gratz 
was  required  to  pay  them.  From  March,  1807, 
when  the  contract  was  made,  to  the  autumn  of  181 1, 
when  Mr.  Gratz  died,  the  suit  did  not  advance.  The 
clerk  informs  us,  that  during  this  time,  no  other  step 
was  taken  in  the  cause  than  to  move  for  leave  to 
amend  the  bill  and  to  continue  it.  The  embarrass* 
meat  of  Mr.  Brashier's  affairs,  and  his  insolvency, 
added  to  this  experience  of  his  neglect  of  the  cause, 
were  but  little  calculated  to  inspire  confidence  in  its 
future  progress,  or  in  his  future  attention  to  it.  In 
1812,  the  heirs  of  Mr.  Gratz  took  the  management 
of  the  business  into  their  own  hands.  The  deposi- 
tion of  Mr.  Morton  was  taken,  the  survey  was  made, 
and,  in  1813,  a  decree  was  obtained  in  their  favour. 

We  think  this  cannot  be  considered  as  such  a  per- 
formance of  his  undertaking,  "  to  manage  the  suits 
at  his  own  expense,"  as  to  entitle  him  to  call  on  the 
vendor  for  an  execution  of  the  contract. 

It  has  also  been  contended,  that  by  the  agreement 
between  the  parties,  Mr.  Gratz  was  bound  to  survey 
the  land,  and  that  this  was  a  preliminary  step  to  be 
taken  by  him  before  he  could  justly  require  Mr.  Bra- 
shier  to  pay  his  notes  for  the  purchase  money. 

Although  this  could  not,  at  law,  be  pleaded  to 
notes  importing  an  absolute  promise  to  pay  money, 
it  will  readily  be  admitted,  that  if  the  understanding 
of  the  parties  had  been,  that  Mr.  Gratz  should  make 


536  CASES  IN  THE  SUPREME  COURT 

i82i.  the  survey,  and  that  it  should  precede  the  payment 
'of  the  notes,  such  understanding  would  account  for 
the  non-payment  of  the  notes,  and  would  place  the 
demand  for  a  specific  performance  of  the  contract  on 
very  strong  ground. 

But  the  agreement  does  not  indicate  the  expecta- 
tion, that  Mr.  Gratz  should  make  the  survey,  al- 
though the  expense  of  it  would  be  chargeable  to  him, 
and  as  it  might  be  of  advantage  to  Mr.  Brashier, 
and  could  be  of  none  to  Mr.  Gratz,  as  Mr.  Brashier 
was  a  resident  of  Kentucky,  and  Mr.  Gratz  of  Phila- 
delphia, the  expectation  was  not  unreasonable,  that 
Mr.  Brashier  would  cause  it  to  be  made.  He  might 
Jbe  expected  to  move  in  this  business,  and  to  require 
Mr.  Gratz  to  attend  to  it.  His  not  having  done  so, 
is  a  proof  that  he  did  not  suppose  the  survey  to  be 
of  any  consequence,  because  he  did  not  intend  to 
pay  so  much  of  the  purchase  money  as  the  survey 
would  show  he  ought  to  pay. 

But  the  articles  of  agreement,  far  from  showing 
that  the  survey  was  to  precede  the  payment  of  the 
notes,  contain  expressions  indicating  the  intention, 
that  their  payment  was  not  to  depend  on  the  survey. 
The  parties  stipulate,  that  for  every  acre  which  the 
survey  shall  show  the  tract  to  contain  less  than  302 
acres,  Gratz  "  shall  pay  or  allow"  to  Brashier  the 
sum  of  22  dollars  50  cents.  That  is,  shall  "  pay" 
him  if  the  notes  shall  have  been  received,  shall 
"  allow"  to  him  if  the  deficiency  shall  appear  before 
payment  of  the  notes. 

Had  Mr.  Brashier  been  able  and  willing  to  pay 
his  notes  as  they  became  due,  he  had  sufficient  mo- 


Y. 

Grate, 


OF  THE  UNITED  STATES.  537 

tives  for  surveying  the  land.  He  had  reason  to  be-  1821. 
lieve,  that  there  would  be  a  deficiency.  On  his  re-  ^X^ 
turn  from  Philadelphia,  in  1807,  Mr.  Barr,  who 
lived  upon  the  land,  and  was  acquainted  with  its 
iwundaries,  told  him  that  there  could  not  possibly 
be  the  quantity  he  had  purchased.  He  knew,  too, 
that  the  land  had  been  actually  surveyed  in  October, 
1807,  by  a  son  of  Mr.  Gratz,  and  had  reason  to  be- 
lieve, that  this  survey  must  have  disclosed  a  defi- 
ciency. His  omission  to  make  any  inquiries  of  Mr. 
Gratz,  or  to  make  a  survey,  or  to  demand  one,  show 
that  his  conduct  respecting  his  notes  did  not  depend 
on  a  survey. 

We  do  not  think,  then,  that  Mr.  Brashier  is  justi- 
fied in  withholding  the  payment  of  the  purchase 
money  by  the  fact  that  the  quantity  of  land  was  not 
ascertained  ;  nor  does  the  evidence  support  the  opi- 
nion that  this  fact  had  any  influence  on  his  conduct. 
The  plaintiff  also  attempts  to  justify  the  non-pay- 
ment of  the  purchase  money  by  the  inability  of  Mr. 
Gratz  to  make  him  a  title.    But  this  excuse  entirely 
fails  him.     He  knew  perfectly  the  state  of  the  title,, 
and  the  articles  of  agreement  show  that  he  knew  it. 
They  expressly  declare  that  "  the  said  Walter  Bra- 
shier  has  purchased   the  title  of  the  said  Michael 
Gratz,  at  his  own  risk  and  hazard ;"  and  that  if 
any  part  of  the  land  be  lost,  the  said  Michael  "  shall 
only  be  liable  to  refund  to  him  the  sum  of  1 1  dollars 
25  cents  for  each  acre  that  may  be  lost."  The  con- 
tract states  that  suits  were  depending  for  the  land, 
which  suits  Brashier  undertook  to  manage ;  and  all 
the  testimony  in  the  cause  shows  that  he  knew  those 
Vol.  VI.  68 


538  CASES  IN  THE  SUPREME  COURT 

1821,  suits  were  brought  for  the  legal  title.  With  this  full 
knowledge,  he  purchases  the  title  of  Gratz,  and  sti- 
pulates that,  after  the  payment  of  the  purchase  mo- 
ney, Gratz  shall  convey,  not  the  land,  or  a  good 
and  sure  title  to  it,  but  "  all  his  the  said  Michael 
Gratz'  estate,  right,  title  and  interest,  of  and  in  all 
the  said  residue  of  the  above  mentioned  tract  of 
land." 

It  is  then  an  essential  ingredient  in  this  contract, 
that  the  purchase  money  shall  be  paid  without  wait* 
ing  for  the  termination  of  the  cause.  Brashier  takes 
the  whole  risk  upon  himself,  except  as  to  half  the 
price  of  every  acre  which  may  be  lost ;  and  he  is  not 
to  retain  even  that  portion  of  the  purchase  ;  but  it  is 
$o  be  "  refunded"  to  him  whenever  the  loss  shall 
take  place.  He  had  then  no  right  to  withhold  the 
payment  of  the  purchase  money  until  the  suits 
should  be  determined ;  and  any  attempt  to  do  so  was 
a  violation  of  the  letter  and  the  spirit  of  his  contract. 
The  state  of  the  title  furnishes  no  sort  of  apology  for 
this  violation.  Gratz  was  able  to  make  the  convey- 
ance which  he  had  contracted  to  make,  and  which 
Brashier  had  contracted  to  receive ;  and  his  want  of 
the  legal  title  furnished  no  excuse  for  the  non-pay- 
ment of  the  purchase  money. 

The  situation  of  the  parties,  and  the  circumstan- 
ces in  which  the  property  was  placed,  deserve,  serious 
consideration.  The  contract  was  made  while  a  suit 
for  the  title  was  depending,  and  there  is  reason  to 
suppose  that  this  circumstance  had  some  influence 
on  the  price  of  the  article.  We  perceive  that  if  any 
part  of  the  land  should  be  lost,  one  half  the  purchase 


OP  THE  UNITED  STATES.  539 

money  should  be  lost  by  Brastaier.  While  the  suits  mi. 
were  depending,  and  the  purchase  money  unpaid, 
Brashier  became  insolvent.  Consequently,  should 
the  land  be  recovered,  it  would  be  the  property  of 
Brashier  at  the  stipulated  price ;  should  it  be  lost, 
Brashier  could  not  pay  that  portion  of  the  price 
which  he  was  to  pay  in  the  event  of  loss.  Under 
such  circumstances,  had  a  suit  in  chancery  been 
brought  to  have  the  contract  rescinded,  unless  he 
would  pay  the  purchase  money,  no  Court  could  have 
hesitated  to  decree  according  to  the  prayer  of  the 
bill.  No  Court  could  allow  one  party  to  hold  the 
other  bound,  while  the  obligation  was  not  recipro- 
cal ;  or  to  hold  himself  prepared  to  avail  himself  of 
all  favourable  contingencies,  without  being  affected 
by  those  which  were  unfavourable. 

Mr.  Brashier,  then,"  if  he  did  not  execute  his  part 
of  the  contract  with  punctuality,  ought  to  have  exe- 
cuted it  before  a  great  change  of  circumstances  took 
place  ;  before  the  doubts  which  hung  over  the  title, 
and  under  which  be  had  purchased,  were  dissipated. 
That  he  did  not  do  so,  and  was  unable  to  do  so,  that 
in  the  event  of  an  unfavourable  termination  of  the 
suits  he  would  be  totally  unable  to  comply  with  his 
contract,  weakens  very  much  the  claim  to  a  specific 
performance,  which  he  sets  up  after  the  removal  of 
the  difficulties  which  attended  the  title. 

Another  circumstance  which  ought  to  have  great 
weight,  is  the  change  in  the  value  of  the  land.  It 
was  purchased  at  22  dollars  SO  cents  per  acre.  Mr. 
Brashier  Failed  to  comply,  and  was  unable  to  com- 
ply with  his  engagements.    More  than  five  years 


5|0  CASES  IN  THE  SUPREME  COURT 

mi.  after  the  last  payment  had  become  due,  the  land  sud- 
denly rises  to  the  price  of  SO  dollars  per  acre.  Then 
he  tenders  the  purchase  money,  and  demands  a  spe- 
cific performance.  Had  the  land  fallen  in  value,  he 
could  not  hare  paid  the  purchase  money.  This  total 
want  of  reciprocity  gives  increased  influence  to  the 
objections  to  a  specific  performance,  which  are  fur- 
nished by  this  great  alteration  in  the  value  of  the  ar- 
ticle. 

Both  parties  have  sought  to  avail  themselves  of 
the  transaction  with  Mr.  Saunders,  by  whom  the 
purchase  money  was  tendered  in  Dec.  1813.  The 
defendants  say  that  Brashier  was  still  unable  to  com- 
ply with  his  contract,  and  that  the  tender  was  made 
in  consequence  of  an  arrangement  by  which  Saun- 
ders was  to  advance  the  whole  purchase  money,  and 
to  receive  half  the  land.  But  it  was  unimportant  to 
them,  whose  money  was  tendered,  or  how  it  was 
obtained.  Of  this  circumstance,  therefore,  they  can- 
not avail  themselves. 

The  plaintiff  insists  that  tte  contract  between  the 
defendants  and  Saunders  was  a  fraud  on  him,  because 
he  had  a  right  to  consider  Saunders  as  his  friend 
and  agent.  But  the  tender  of  the  purchase  money 
was  the  only  service  he  was  to  expect  from  Saun- 
ders, and  this  service  has  been  performed.  He  is 
precisely  in  the  same  situation  as  if  the  contract  be- 
tween Saunders  and  the  defendants  had  never  been 
made. 

It  has  been  also  contended,  that  the  concealment 
of  the  survey  made  by  Joseph  Gratz,  in.  October, 
1807,  and  the  demand  of  the  whole  amount  of  his 


OF  THE  UNITED  STATES.  541 

notes,  after  a  knowledge  of  the  deficiency  in  the      i&n 
quantity  of  land,  were  fraudulent  on  the  part  of  the 
defendants* 

Mr.  Brashier  knew  that  the  survey  had  been 
made,  and  had  reason  to  believe  that  it  disclosed  a 
deficiency  in  the  quantity  of  land.  He  has  sustained 
no  injury  by  the  omission  to  make  a  full  communi- 
cation to  him*  It  is  certainly  true,  that  after  the 
knowledge  of  this  deficiency,  Mr.  Grate  in  his  life- 
time, and  his  heirs  since  his  decease,  ought  not  to 
have  demanded  the  full  amount  of  his  notes.  The 
Court,  therefore,  allows  them  no  advantage  from 
their  repeated  offers,  to  convey,  on  receiving  the 
whole  amount  of  the  notes ;  but  considers  the  case 
as  if  no  such  offers  had  ever  been  made. 

This  then,  is  a  demand  for  a  specific  performance, 
after  a  considerable  lapse  of  time,  made  by  a  person 
who  has  failed  totally  to  perform  his  part  of  the  con- 
tract ;  and  it  is  made  after  a  great  change,  both  in 
the  title,  and  in  the  value,  of  that  which  was  the  sub- 
ject of  the  contract ;  and  by  a  person  who  could  not 
have  been  compelled  to  execute  his  part  of  it,  had 
circumstances  taken  an  unfavourable  direction. 

In  such  a  case,  we  are  of  opinion,  that  a  Court  of 
equity  ought  to  leave  the  parties  to  their  remedy  at 

law. 

Decree  affirmed. 


T. 

Daniel 


642  CASES  IN  THE  SUPREME  COURT 

1821. 
UnitedStates  (PaACTicE.) 

The  United  States  v.  Daniel. 

A  division  of  the  judges  of  the  Circuit  Court,  on  a  motion  for  a  new- 
trial,  in  a  civil  or  a  criminal  case,  is  not  such  a  division  of  opinion 
as  is  to  be  certified  to  this  Court  for  its  decision,  under  the  6th  sec— 
•  tionof  the  judiciary  act  of  1802,  c  291.  [xxi.] 

This  was  an  indictment  in  the  Circuit  Court  of 
South  Carolina  against  Lewis  Daniel,  charging  him 
with  having  knowledge  of  the  actual  commission  of 
the  crime  of  wilful  murder,  committed  on  the  high 
sea,  by  John  Furlong  ;  and  with  unlawfully,  wick- 
edly, and  maliciously,  concealing  the  same,  &c. 

The  indictment  set  forth,  at  large,  the  indictment 
and  conviction  of  John  Furlong,  for  wilful  murder 
on  the  high  seas,  and  then  charged  Lewis  Daniel 
with  the  knowledge  and  concealment  of  that  mur- 
der, and  with  not  having  disclosed  the  same,  in  the 
words  of  the  act  of  Congress.  The  prisoner  was 
tried  on  the  plea  of  not  guilty.  It  was  proved  that 
some  of  the  persons  present  on  board,  when  the 
principal  felony  was  committed,  had  in  conversation 
stated  the  fact  of  the  murder  to  the  defendant,  who 
advised  them  to  escape,  promised  secrecy,  offered 
them  the  means  of  escape,  and  actually  assisted  one 
of  them  in  escaping  ;  but  there  was  no  evidence  that 
the  defendant  knew  of  any  fact,  which  would  have 
constituted  legal  evidence  on  the  trial  of  the  prin- 
cipal felon.  The  judge  charged  the  jury,  that  the 
concealment,  under  the  circumstances,  was  sufficient 
to  convict  the  defendant,  and  the  jury  found  a  ver- 


OF  THE  UNITED  STATES.  643 

diet  of  guilty.  ,  The  defendant  then  moved  in  arrest      mi. 
of  judgment,  and  for  a  new  trial,  on  the  following  r^^^L^ 
grounds.    That  a  person  is  not  liable  to  be  indicted        v. 
and  convicted  under  the  5th  section  of  the  act  of 
April,   1790,  c.  36.  for  the  punishment  of  certain 
crimes  against  the  United  States,  unless  he  has  such 
knowledge  of  the  felony  as  will  enable  him  to  testify 
in  Court,  at  the  trial  of  the  principal  felon,  and  par- 
ticularly that  in  this  case  the  evidence  did  not  prove 
the  defendant  guilty  of  misprision  of  murder,  accord- 
ing to  the  terms  of  the  said  act.     The  motion  was 
also  supported  by  an  alleged   misdirection   of  the 
Court  to  the  jury.     The  judges  being  divided  ih 
opinion  on  this  motion,  it  was  ordered  to  be  certified 
to  this  Court 

Mr.  Hunt,  for  the  prisoner,  (1.)  argued,  that  to  March  eth. 
Constitute  the  offence  of  misprision  of  felony,  under 
the  5th  section  of  the  Crimes  Act  of  1790,  c  36. 
the  accused  must  be  proved  to  have  had  such  a  di- 
rect and  positive  knowledge  of  the  actual  commis- 
sion of  the  felony,  as  would  be  legal  evidence  on  the 
trial  of  the  principal  felon.  Here  the  offence  is, 
what  in  law  is  termed  negative  misprision*'  All  the 
definitions  of  misprision  imply  such  a  personal  know- 
ledge of  the  fact  as  would  be  legal  evidence.*  But 
here  there  was  no  such  knowledge ;  and  if  the  Court, 
upon  a  review  of  the  whole  case,  is  satisfied  that  the 

a  4  BL  Com.  c.  9.     3  Inst.  140. 

b  4  Jac.  Law  Diet.  296.  Staun4f.  P.  C.L.1.  c.  19.  Hawk. 
P.  C.  c.  20.  i.  4.  1  Hale's  P.  C.  375.  Terms  de  la  Ley,  291. 
3  Inst.  36.     1  Chitty's  CWm.  Law,  2. 


644  CASES  IN  THE  SUPREME  COURT 

lsii.      defendant  has  not  been  found  gtiilty  of  any  legal  of- 
UniiedStetes  ^ence>  ^e  judgment  will  be  arrested."    In  order  to 
v.        bring  a  case  within  the  intention  of  a  statute,  its 
language  must  include  the  case ;  it  is  not  sufficient 
that  it  is  within  the  reason  or  mischief,  or  that  the 
crime  is  of  equal  atrocity,  and  of  an  analogous  cha- 
racter/   The  prisoner  could  not  have  been  a  witness 
against  the  principal  felon.    The  law  never  credits 
the  bare  assertion  of  any  one,  however  high  his  rank 
or  pure  his  morals,  but  always  requires  the  sanction 
of  an  oath  :  and  it  also  requires  his  personal  attend- 
ance in  Court,  that  he  may  be  examined  and  cross- 
examined  by  the  different  parties.    The  few  in- 
stances in  which  this  rule  has  been  departed  from, 
and  in  which  hearsay  evidence  has  been  admitted, 
will  be  found  on  examination  to  be  such  as  from 
their  very  nature  are  incapable  of  positive  and  direct 
proof.    (2.)  This  Court  has  decided,  that  the  refu- 
sal of  the  Circuit  Court  to  grant  a  new  trial,  is  not 
matter  for  which  a  writ  of  error  lies.    But  in  those 
cases  the  judges  of  the  Court  below  were  unani- 
mous in  refusing  the  new  trial :  here  a  division  of 
opinions  is  certified,  and  this  Court  is  bound  to  de- 
cide by  the  express  words  of  the  judiciary  act  of 
1802,  c.  291. 

The  Attorney- General,  contra,  (1.)  insisted  that 
there  was  no  grouud  for  arresting  the  judgment,  or 

a  1  East's  P.  C.  146.     1  Chitty'i  Crim.  Lam,  £63.     1  Hdrgr. 
St.  Tri.  290. 
b  Wiltberger  v.  United  States,  5  Wheat.  Rep.  96. 


r. 
Daniel. 


OP  THE  UNITED  STATES.  545 

granting  a  new  trial.  The  evidence  brought  the  im. 
case  completely  within  the  Crimes  Act  of  1790,  c.  us-Q^Lg 
36.  The  object  of  the  act  was  the  prompt  detection 
and  punishment  of  the  crimes  enumerated.  The  de- 
gree of  knowledge  required  to  bring  a  party  within 
the  misprision  described,  is  such  as  is  sufficient  to 
justify  an  arrest ;  and  well-founded  suspicion  is  suffi- 
cient for  that  purpose/  (2.)  The  motion  in  the 
Court  below,  in  arrest  of  judgment,  combined  with 
a  motion  for  a  new  trial,  is  novel  and  unprecedented. 
But  this  combination  cannot  vary  the  legal  charac- 
ter of  these  two  motions,  which  is  entirely  distinct. 
A  motion  in  arrest  of  judgment  must  be  confined  to 
objections  which  arise  upon  the  face  of  the  record 
itself,  and  which  make  the  proceedings  apparently 
erroneous :  therefore,  no  defect  in  evidence,  or  im- 
proper proceedings  at  the  trial,  can  be  urged  as  a 
ground  for  arresting  the  judgment/  The  exceptions 
in  arrest  of  judgment  are  to  the  indictment/  On  the 
other  hand,  a  motion  for  a  new  trial  is  for  causes 
other  than  defects  in  the  pleadings  ;  and  the  circum- 
stance that  the  verdict  was  obtained  because  the 
pleadings  were  defective,  will  not  be  permitted  to 
operate  on  this  motion/  On  inspection  of  the  re* 
cord  in  this  case,  it  will  be  found  that  the  only 
grounds  assigned  in  support  of  the  joint  motion  are 
such  as  are  entirely  inapplicable  to  the  motion  for  a 
new  triaL    Thesfe  grounds  are  the  misdirection  of 

a  ChittyU  Crim.  Law,  10.  27.  4  BL  Comm.  290, 
b  1  ChUty's  Crim.  Law,  539. 
is  4  BL  Comm.  375. 
.  d  1  Chitty,  535. 
Vol.  VI.  69 


546  CASES  IN  THE  SUPREME  COURT 

1821.       the  judge,  and  that  the  verdict  was  obtained  on  ia- 
V>FV^/    sufficient  evidence.     The    Court    will,    therefore, 

United  States  . 

r.  throw  out  of  view  the  motion  to  arrest  the  judgment, 
*"* "  and  consider  this  as  a  motion  for  a  new  trial,  on 
Which  the  judges  of  the  Court  below  were  divided 
in  opinion.  And  if  so,  there  is  no  question  before 
this  Court :  since  it  has  repeatedly  decided,  that  the 
granting  or  refusal  of  a  new  trial,  is  mere  matter  of 
discretion  in  the  Court  below  ;  and  hence,  the  re- 
fusal of  a  new  trial,  even  though  the  grounds  on 
which  the  motion  was  founded  are  spread  on  the  re- 
cord, is  no  sufficient  cause  for  a  writ  of  error  from 
this  Court/  In  a  civil  case,  if  the  Court  below  be 
divided  on  such  a  motion,  the  motion  falls.  Nor  is 
it  otherwise  in  a  criminal  case.  This  Court  has  no 
appellate  criminal  jurisdiction.  It  is  only  by  virtue 
of  the  6th  section  of  the  judiciary  act  of  1802,  that 
a  criminal  case  can  ever  be  brought  to  this  Court. 
That  section  w^s  not,  however,  made  exclusively  for 
criminal  cases.  The  provision  is  genera] :  and  it  is 
only  by  reason  of  its  generality  that  a  question  in  a 
criminal  case  can  ever  reach  this  Court.  But  being 
general,  it  must  have  the  same  construction  in  all 
cases.  If,  then,  in  a  civil  case,  a  division  of  the 
judges  on  the  mere  discretionary  question  of  a  new 
trial,  would  bring  no  question  here  ;  neither  will  it  in 
a  criminal  case. 

Mmkim.       Mr.  Chief  Justice  Marshall  delivered  the  opi- 
nion of  the  Court. 

*  Wheat*  Dig.  Dee.  tit.  Practice  XV.  (A.)     4 


Daniel 


OF  THE  UNITED  STATES.  647 

The  indictment  in  this  case  is  certainly  sufficient  to       iwi. 
sustain  a  judgment  according  to  the  verdict,  and  all  Tj^O^Lg 
the  other  proceedings  are  regular.     There  is  there-      ^j^ 
fore  no  cause  for  arresting  the  judgment 

The  motion  for  a  new  trial  has  never  before  been 
brought  to  this  Court  on  a  division  of  opinion  in  the 
Circuit  Court.  It  had  been  decided,  that  a  writ  of 
error1  could  not  be  sustained  to  any  opinion  on  such 
motion,  and  the  reasons  for  that  decision  seemed  en* 
titled  to  great  weight,  when  urged  against  deter- 
mining such  a  motion  in  this  Court,  in  a  case  where 
the  judges  at  the  circuits  were  divided  on  it. 
When  we  considered  the  motives  which  must  have 
operated  with  the  legislature  for  introducing  this 
clause  into  the  judiciary  act  of  1802,  we  were  satis- 
fied that  it  could  not  be  intended  to  apply  to  motions 
for  a  new  trial. 

Previous  to  the  passage  of  that  act,  the  Circuit 
Courts  were  composed  of  three  judges,  and  the 
judges  of  the  Supreme  Court  changed  their.  Circuits. 
If  all  the  judges  were  present,  no  division  of  opi- 
nion could  take  place.  If  only  one  judge  of  the  Su- 
preme Court  should  attend,  and  a  division  should  take 
place,  the  cause  was  continued  till  the  next  term, 
when  a  different  judge  would  attend.  Should  the 
same  division  continue,  there  would  then  be  the  opi- 
nion of  two  judges  against  one ;  and  the  law  provided, 
that  in  such  case  that  opinion  should  be  the  judg- 
ment of  the  Court.  But  the  act  of  1802,  made  the 
judges  of  the. Supreme  Court  stationary,  so  that  the 
same  judge  constantly  attends  the  same  circuit 
This  great  improvement  of  the  pre-existing  system, 


548  CASES  IN  THE  SUPREME  COURT 

1821.       was  attended  with  this  difficulty.    The  Court  being 
„  ^fT^    always  composed  of  the  same  two  judges,  any  divi- 
v.         sion  of  opinion   would  remain,  and  the  question 
Daniel.     wouj(j  continue  unsettled.    To  remedy  this  inconve- 
nience, the  clause  under  consideration  was  introdu- 
ced.     Its  application  to  motions  for  a   new  trial 
seems  unnecessary.     Such  a  motion  is"  not  a  part  of 
the  proceedings  in  the  cause.     It  is  an  application 
to  the  discretion  of  the  Court,  founded  on  evidence 
which  the  Court  lias  heard,  and  which  may  make 
an  impression  not  always  to  be  communicated  by  a 
statement  of  that  evidence.     A  division  of  opinion  is 
a  rejection  of  the  motion,   and  the  verdict  stands. 
There  is  nothing  then  in  the  reason  of  the  provision 
which  would  apply  it  to  this  case. 

Although  the  words  of  the  act  direct  generally, 
"  that  whenever  any  question  shall  occur  before  a 
Circuit  Court,  upon  which  the  opinion  of  the  judges 
shall  be  opposed,  the  point  upon  which  the  disagree- 
ment shall  happen  shall"  be  certified,  &c.  yet  it  is 
apparent  that  the  question  must  be  one  which  arises 
in  a  cause  depending  before  the  Court  relative  to  a 
proceeding  belonging  to  the  cause.  The  first  proviso 
is,  "  That  nothing  herein  contained  shall  prevent 
the  cause  from  proceeding,  if,  in  the  opinion  of  the 
Court,  farther  proceedings  can  be  had  without  preju- 
.    dice  to  the  merits." 

It  was  also  contended,  that  under  the  second  pro- 
viso, Lewis  Daniel  ought  to  be  discharged.  That 
proviso  is  in  these  words :  "  And  provided  also  that 
imprisonment  shall  not  be  allowed,  nor  punishment 
in  any  case  be  inflicted,  where  the  judges  of  the  said 


OF  THE  UNITED  STATES.  £4$ 

Court  are  divided  in  opinion  upon  the  question  touch-       isti. 


ing  the  said  imprisonment  or  punishment" 

A  motion  for  a  new  trial  is  not  "  the  question  v. 
touching  the  said  imprisonment  or  punishment." 
That  question  must  arise  on  the  law,  as  applicable 
to  the  case ;  and  is  not,  it  would  seem,  to  be  referred 
to  this  Court.  The  proviso,  if  applicable  to  such  a 
case  as  this,  would  direct  the  Circuit  Court  not  to 
certify  their  division  of  opinion  to  this  Court,  but,  in 
consequence  of  that  division,  to  entet  a  judgment  for 
the  defendant.  This  Court  can  only  decide  the 
question  referred  to  it,  and  certify  its  opinion  upon 
that  question  to  the  Circuit  Court,  who  will  then  de- 
termine what  judgment  it  is  proper  to  render. 

Certificate.  This  cause  came  on  to  be  heard 
on  the  transcript  of  the  record  ;  and  on  the  points  on 
which  the  judges  in  the  Circuit  Court  were  divided 
in  opinion,  and  was  argued  by  counsel :  On  consi- 
deration whereof,  this  Court  is  of  opinion,  that  there 
is  no  error  in  the  record  and  proceedings  of  the  Cir- 
cuit Court,  for  which  judgment  ought  to  be  arrested. 
And  this  Court  is  farther  of  opinion,  that  a  division 
of  the  judges  of  the  Circuit  Court,  on  a  motion  for  a 
new  trial,  is  not  one  of  those  divisions  of  opinion 
which  is  to  be  certified  to  this  Court  for  its  decision, 
under  the  act,  entitled,  "  an  act  to  amend  the  judicial 
system  of  the  United  States." 

All  which  is  ordered  to  be  certified  to  the  Uni- 
ted States  Court  for  the  sixth  Circuit  and  District  of 
South  Carolina. 


CASES  IN  THE  SUPREME  COURT  ; 

(Chancery.    Local   Law.) 

Kerr  et  (d.  v.  Wa^tts.   • 

The  decision  of  this  Court,  in  Massie  r.  Watts,  6  Crunch,  148.  re- 
vised and  confirmed. 

Who  are  necessary  parties  in  equity. 

The  rule  applied  in  equity  to  the  relief  of  bona  fide  purchasers  with- 
out notice,  is  not  applicable  to  the  case  of  purchasers  of  military 
land  warrants  under  the  laws  of  Virginia. 

Such  purchasers  are  considered  as  affected  with  notice  by  the  record 
of  the  entry,  and  also  of  the  survey ;  and  subsequent  purchasers 
are  considered  as  acquiring  the  interest  of  the  person  making  the 
entry ;  so  that  purchasers  under  conflicting  entries  are  considered 
as  purchasing  under  distinct  rights,  in  which  case  the  rule,  as  to 
innocent  purchasers,  does  not  apply. 

The  principle,  that  only  parties,  or  privies,  or  purchasers  pendente 
lite,  are  bound  by  a  decree  in  equity,  how  applied  to  this  case. 

The  surveys  actually  made  on  the  military  land  warrants  of  Virginia, 
have  not  the  force  of  judicial  acts,  or  of  acts  done  by  the  deputa- 
tions of  officers  as  general  agents  of  the  continental  officers* 

Appeal  from  the  Circuit  Court  of  Ohio. 

Ferdinando  O'Neal  was  owner  of  a  Virginia  mili- 
tary warrant  for  4,000  acres  of  land,  dated  the  17th 
of  July,  1783.  and  employed  Nathaniel  Massie,  a 
deputy  surveyor,  to  locate  it,  and  to  survey  and  re- 
turn the  plats. 

John  Watts  purchased  the  right  of  O'Neal,  aad 
on  the  7th  of  January,  1801,  paid  Massie  50  pounds 
in  full  satisfaction  for  locating  and  surveying  the 
warrant. 

On  the  3d  of  August,  1787,  Massie  made  an  entry 
on  part  of  O'Neal's  warrant  for  1,000  acres*    On 


OP  THE  UNITED  STATES-  561 

the  same  day  an  entry  had  been  made  for  1,000      mi. 
acres  for  Robert  Powell,  which  was  purchased  by 
Massie. 

On  the  27th  of  January,  1795,  Massie  made  an 
entry  in  his  own  name  for  2,366  acres,  and  the  bill, 
filed  in  the  Court  below  by  the  respondent,  Watts, 
against  the  appellants,  Kerr  and  others,  charges, 
that  on  the  26th  of  April,  1796,  Massie  fraudulently 
made  a  survey  for  O'Neal,  for  630  acres,  purporting 
to  be  made  upon  his  said  entry  of  1,000  acres ;  but, 
in  fact,  on  different  land,  having  fraudulently  appro- 
priated to  himself  the  land  covered  by  O'Neal's 
entry,  by  surveys  made  on  Powell's  and  bis  own 
entries,  having  purchased  Powell's  warrant  and  entry 
before  the  surveys  were  made. 

The  bill  further  states,  that  Massie  had  obtained 
grants  upon  his  survey. 

Watts  commenced  a  suit  in  Chancery  against 
Massie  in  the  State  Court  of  Kentucky,  claiming  a 
conveyance  of  the  legal  title,  and  proceeded  to  a 
final  hearing  upon  the  merits,  in  the  Circuit  Court 
of  Kentucky,  to  which  it  had  been  removed  ;  which 
last  Court,  in  the  November  term,  1807,  made  an  in- 
terlocutory decree,  in  favour  of  Watts,  and  directed 
the  proper  surveyor  to  lay  off  the  several  entries  in 
the  manner  pointed  out  in  that  decree,  and  to  report 
to  the  Court  in  order  to  a  final  decree  in  the  pre- 
mises. 

The  cause  was  finally  decided  by  a  decree  direct- 
ing Massie  to  convey  tjie  1,000  acres  to  Watts  ac- 
cording to  certain  metes  and  bounds  reported,  and  to 
deliver  possession,  &c. ;  and  upon  performance  of 


662  CASES  IN  THE  SUPREME  COURT 

i8si.       the  decree  by  Massie,  Watts  was  directed  to  transfer 
to  him  1,000  acres  of  O'Neal's  warrant. 


r.  Massie  appealed  to  this  Court;  where  the  decree 

Watt8#  of  the  Circuit  Court  was  affirmed,  at  February  term, 
1810/ 

Massie  refused  to  convey  or  deliver  possession 
when  demanded ;  and  in  the  mean  tfme  part  of  the 
property  recovered  had  been  laid  out  into  lots  of  the 
town  of  Chilicothe,  and  the  bill  charges  the  appel- 
lants, and  others,  who  were  made  defendants  in  the 
present  suit,  with  having  in  possession,  respectively, 
part  of  the  complainant's  property,  and  claiming  to 
hold  the  same  by  titles  derived  under  Massie. 

The  record  of  the  proceedings  in  Kentucky,  and 
in  the  Supreme  Court,  were  referred  to,  and  made 
part  of  the  bill  in  this  case. 

The  entries  before  mentioned  are  as  follows : 

"  No-  503:  Captain  Robert  Powell  enters  1,000 
acres  of  land,  &c.  Beginning  at  the  upper  corner 
on  the  Scioto  of  Major  Thomas  Massie's  entry,  No* 
480,  running  up  the  river  520  poles,  when  reduced 
to  a  straight  line,  thence  from  the  beginning  with 
Massie's  line,  so  far  that  a  line  parallel  to  the  gene- 
ral course  of  the  river  shall  include  the  quantity." 

"  No.  509 :  Captain  Ferdinand  O'Neal  enters 
1,000  acres,  &c.  Beginning  at  the  upper  corner  on 
the  Scioto  of  Robert  Powell's  entry,  503,  runniug  up 
the  river  500  poles,  when  reduced  to  a  straight  line, 
and  from  the  beginning  with  Powell's  line,  so  far 
that  a  line  parallel  with  the  general  course  of  the 
river  will  include  the  quantity.?' 

a  6  Cranch,  148. 


Kerr 

T. 

Walfr. 


OF  THE  UNITED  STATES.  553 

"  No.  2462 :  Nathaniel  Massie  enters  2,366  acres,  mi. 
.  &c.  on  the  bank  of  Scioto,  corner  to  Robert  Powell's 
survey,  No.  503,  thence  with  his  line  south  43  east 
293  poles ;  south  80  east  to  the  upper  back  corner 
of  Thomas  Massie's  survey,  No.  480,  thence  with 
his  line  south  10  west,  to  Paint  Creek,  thence  up  the 
creek  to  the  corner  of  Thomas  Lawes'  survey, 
thence  with  his  line,  and  from  the  beginning  up  the 
Scioto  to  the  lower  corner  of  Daniel  Stull's  survey, 
thence  with  his  line  so  far  that  a  line  south  10  west, 
Will  include  the  quantity." 

But  these,  entries  depended  on  one  which  preceded 
them  on  the  entry  book,  made  by  Thomas  Massie, 
as  follows : 

"No.  480:  1787,  August  3d.  Thomas  Massie 
enters  1,400  acres,  &c.  Beginning  at  the  junction 
of  Paint  Creek  with  the  Scioto,  running  up  the 
Scioto  520  poles  when  reduced  to  a  straight  line, 
thence  off  at  right  angles,  with  the  general  course 
pf  the  river  so  far  that  a  line  parallel  thereto  will  in- 
clude the  quantity." 

This  Court,  in  the  case  referred  to,  decided,  that 
Thomas  Massie's  survey  ought  to  commence  at  the 
mouth  of  Paint  Creek  ;  and  that  the  upper  corner 
on  the  river  should  be  placed  at  the  termination  of  a 
right' line  at  the  distance  of  520  poles,  and  the  sur- 
vey extended  out  at  right  angles  with  the  general 
course  of  a  right  line  supposed  from  the  beginning 
to  the  upper  corner :  and  that,  from  the  upper  corner 
of  Thomas  Massie's  survey,  a  point  on  the  river,  at 
the  distance  of  520  poles  on  a  right  line  should  be 
Vol.  VI.  70 


S54  CASES  IN  THE  SUPREME  COURT 

1821.  ascertained  for  the  upper  corner  of  Powell's,  and 
that  the  real  course  of  a  right  line  from  Thomas 
Massie's  corner  to  Powell's  upper  corner,  should  be 
considered  as  a  base  from  which  Powell's  survey 
should  be  extended  by  lines  at  right  angles  therewith, 
except  only  so  far  as  the  lower  line  might  interfere 
with  Thomas  Massie's  property. 

The  survey  of  O'Neal  to  depend  upon  the  same 
principles  in  relation  to  the  survey  of  Powell. 

'  The  object  of  the  present  suit  was  to  carry  into 
execution  against  the  defendants,  who  have  acquired 
Massie's  title,  the  decree  against  him  in  Kentucky, 
affirmed  in  this  Court. 

The  Court  below,  by  their  decree,  gave  relief  against 
each,  for  the  specific  property  claimed  by  the  answer 
of  each,  construing  the  entries  according  to  the  prin- 
ciples of  the  former  decision,  except  in  varying  the 
complainant's  survey,  by  a  decision  that  a  piece  of 
land  called  an  Island  in  the  river,  was  part  of  the 
main  shore  when  the  entries  were  made,  and  includ- 
ed as  a  part  of  the  bank. 

The  defendants  all  submitted  to  the  decree,  except 
Kerr,  Doolittle,  Joseph  Kirkpatrick,  sen.  Joseph 
Kirkpatrick,  jun-,  and  the  heirs  of  James  Johnston, 
who  appealed  to  this  Court. 

rdnt<ny  \wu  The  Attorney- General  and  Mr.  Scott  y  for  the  ap- 
pellants, argued,  (1.)  that  the  survey  made  for  Pow- 
ell ought  to  be  established,  because  made  under  the 
superintendence  of  officers  to  whom  the  State  of 
Virginia  had  deputed  the  sovereign  and  exclusive 
authority  to  regulate  such  surveys,  similar  to  the 


OP  THE  0N1TED  STATES.  5£5 

powers  of  commissioners  to  adjust  pre-emption  1*21. 
rights ;  and  that  their  determination  was  conclusive, 
being  an  inseparable  condition  annexed  to  the  grant 
from  the  State/  The  existence  and  power  of  these 
agents  has  been  recognised  by  the  Court/  (2.)  The 
appellant,  Kerr,  is  an  innocent  purchaser  without 
notice,  who  holds  the  legal  estate  with  superior 
equity,  and  therefore  cannot  be  disturbed  by  the  al- 
leged equity  of  Watts.  The  cause  having  been  set 
down  for  hearing  on  the  bill  and  answers,  his  answer 
is  conclusive  evidence  as  to  every  fact  which  it 
states  :c  and  it  does  state  that  at  the  filing  of  the 
bill  he  had  the  legal  title ;  and  that  before  either 
party  purchased,  the  entries  had  been  surveyed,  and 
become  matters  of  record.  A  survey  returned  and 
recorded  is  notice.4  He  is  not  affected  by  the  sup- 
posed fraud  of  Massie,  in  making  Powell's  survey. 
Massie  was  only  one  of  several  mesne  purchasers  of 
Powell's  rights ;  and  if  Powell,  the  original  holder, 
was  innocent,  a  subsequent  purchaser  under  him  has 
a  right  to  the  shield  of  his  innocence,  even  though 
such  purchaser  had  notice.'  Nor  is  the  appellant  a 
lite  pendente  purchaser,  because  the  former  suit  was 
brought  in  Kentucky,  out  of  the  jurisdiction  where 
the  land  lies/    The  rule  is  borrowed  from  the  com- 

a  2  Ventr.  365.  3  Ch.  Cos.  135. 
b  Wallace  v.  Anderson,  5  Wheat.  Rep.  291 . 
c  Wheat.  Dig.  Dec.  tit.  Chancery,  pi.  142.  Leeds  v.  Mar,  lot* 
Co.  2  Wheat.  Rep.  380. 
d  3  Binney's  Rep.  1 18. 
t  2  Atk.  242.  1 1  Vu.  478.  Sugd.  Fend.  438. 
/  2  P.  Wm$.  482, 


£&6  CASES  IN  THE  SUPREME  COURT 

ia*i.       Bfion  law ;  and  its  analogies  must,  therefore,  be  pin- 
sued.    A  verdict  and  judgment  at  law,  or  a  decree  it* 


Kerr 


Watt* 


r.  equity,  affecting  the  title  to  land,  are  local-  in  their 
nature.  The  lis  pendens  must  be  on  the  question  of 
title  directly,  and  not  incidentally.  The  principle 
is  confined  to  those  who  attempt  to  originate  a  title 
pendente  lite ;  and  is  never  extended  to  those  who 
bad  acquired  a  title  previously,  and  who  ought,  there- 
fore, to  have  been  made  parties  to  the  lis  pendens. 
Its  policy  is  to  prevent  the  parties  from  alienating* 
and  thus  evading  the  justice  of  the  Court  Even  if 
the  appellant  had  no  legal  title,  but  had  only  the  bet- 
ter right  to  call  for  it,  he  could  not  be  affected  in 
equity  by  the  pendency  of  the  former  suit*  Nor  is 
he  bound  asr  privy  to  the  former  decree.  No  perscm 
can  be  bound  as  such,  who  ought  to  have  been  made 
a  party :  as  to  all  who  ought  to  have  been  parries, 
snch  a  decree  is  considered  as  a  fraud/  Those  oolj 
Are  privies,  who  acquire  this  interest  subsequent  to 
the  institution  of  the  suit,  by  the  decree  in  which 
they  are  sought  to  be  affected.  Besides,  the  ques- 
tion here  is  substantially  different  from  that  which 
arose  in  the  former  case.  There  it  was  as  to  the  res- 
ponsibility of  an  agent  to  his  principal,  for  an  alleged 
fraud.  Here  it  is  as  to  the  dispossession  of  a  bona 
fide  purchaser. 

Mr.  Doddridge  and  Mr.  Hardin,  contra,  stated 
that  they  should  not  examine  the  correctness  of  the 

a  2  Fern.  599. 

h  1  Binney's  Rep.  217.  2  Binney  40.  455.  '3  Binttey,  114. 


OP  THE  UNITED  STATES.  5d7 

decision  in  the  former  case,  nor  the  question  whe-      mi. 
ther  the  appellants  were  bound  by  the  decree  against 
Massie*  under  whom  they  claim  ;  since,  whether  they 
were  bound  by  it  as  a  res  judicata  or  not,  the  Court 
would  not  change  the  application  of  the  former  ad- 
judication, unless  the  appellants  showed  themselves 
lobe  purchasers  for  a  valuable  consideration  without 
notice,  or  unless  the  respondent  had  been  guilty  of 
some  gross  negligence.     The  defence  of  being  a 
purchaser  without  notice,  can  never  be  set  up  by  or 
against  one  claiming  under  a  different  original  title. 
It  is  admitted  to  be  the  general  rule,  that  where 
the  cause  is  set  down  for  a  hearing  on  the  bill  and 
answer,  the  answer  of  the  defendant  is  conclusive : 
but  where  the  answer  proceeds  upon  the  ground  of 
snaking  the  defendant  an  innocent  purchaser,  and  the 
records,  &c.  made  part  of  the  bill,  show  that  he  can- 
not be  such,  there  the  law  charging  him  with  notice 
from  the  registry,  forms  an  exception  to  the  rule. 
The  title  of  the  respondent  is  an  imperfect  legal  ti- 
tle ;  and  his  claim  being  a  matter  of  record,  cannot 
be  treated  as  a  latent  equity,  for  negligence  in  prose- 
cuting which  he  shall  lose  his  property.    In  the  sys- 
tem of  land  laws  which  has  been  established  in  this 
country,  land  titles  commence  by  a  record,  and  the 
very  first  step  confers  an  inchoate  legal  title.] 

Mr.  Justice  Johnson  delivered  the  opinion  of  the   Mardi  iso. 
Court. 

This  cause  has  its  origin  in  the  case  decided  in 
this  Court  between  Watts  and  Massie}  in  the  year 
1810. 


Watts. 


568  CASES  IN  THE  SUPREME  COURT 

1821.  That  suit  came  op  from  the  Kentucky  District^ 

Kerr  an(*  was  prosecuted  there  because  M assie,  the  defen- 
dant, then  resided  in  that  State,  and  either  was,  or 
was  supposed  to  be,  actually  seised  of  the  land  ia 
question. 

Since  that  decision,  it  has  been  ascertained  that 
the  present  defendants  are  in  possession  of  the  land, 
or  the  greater  part  of  it ;  and  Massie  also  having 
changed  his  residence  to  Ohio,  this  suit  has  become 
necessary,  both  to  enforce  the  former  decree  against 
him,  and  to  obtain  relief  against  the  actual  possessors 
of  the  land. 
Former  deci.      In  the  course  of  discussion,  the  Court  has  been 

•ion  in  this  case 

reviied     and  called  on  to  review  its  decision  in  Watts  and  Massie. 

confirmed. 

and  it  has  patiently  heard,  and  deliberately  consi- 
dered, the  able  and  well-conducted  argument  on  this 
subject.  But,  after  the  maturest  reflection,  it  ad* 
heres  to  the  opinion  that,  whether  the  case  be  viewed 
with  reference  to  the  time,  intent,  and  meaning  of  the 
calls,  to  analogy  to  decided  cases,  or  convenience  in 
the  voluntary  adoption  of  a  principle  of  the  most  ge- 
neral application  ;  that  laid  down  in  the  case  of 
Watts  and  Massie,  for  running  the  lines  of  the  land 
called  for,  cannot  be  deviated  from.  So  far,  there- 
fore, as  Massie  himself,  and  his  privies  in  estate, 
are  concerned,  Watts  is  now  entitled  to  the  full  bene- 
fit of  that  decision. 
Rate  in  Equity      But  there  are  various  other  defendants,  and  seve- 

as  to  who  are 

SSeMhSrP&r  ra*  gr0Unc^s  °.f  defence  assumed  in  this  case,  which 
Sf^?e   to  are  unaffected  by  the  decision  referred  to. 


this< 

It  is  contended,  in  the  first  place,  that  there  is  a 
radical  defect  of  parties.    That  the  representatives 


OP  THE  UNITED  STATES.  5Q& 

of  O'Neal  and  Scott,  through  whom  the  complainant      mi. 
claims,  and  those  of  Powell  and  Thomas  Massie,    V-Cs^w 

7         Kerr 

supposed  to  be  hostile  to  his  interests,  ought  to  have         v. 
been  made  parties. 

On  this  point  there  may  be  given  one  general 
answer.  No  one  need  be  made  a  party  complainant 
in  whom  there  exists  no  interest,  and  no  one  party 
defendant  from  whom  nothing  is  demanded.  Watts 
rests  his  case  upon  the  averment  that  all  the  interests 
once  vested  in  O'Neal  and  the  Scots,  now  centre  in 
himself,  and,  provided  he  can  recover  the  land  now 
in  possession  of  those  actually  made  defendants,  he 
is. contented  afterwards  to  meet  the  just  claims  of 
any  others  who  are  not  made  defendants.  No  rights 
will  be  affected  by  his  recovery,  but  those  of  the  ac- 
tual defendants,  and  those  claiming  through  them.  < 
As  to  the  supposed  interference  of  the  lines  ordered 
to  be  surveyed,  with  those  of  Thomas  Massie,  or 
Powell,  the  former  is  merely  hypothetical  by  way  of 
reference,  or  imaginary ;  and  the  latter  is  only  as- 
serted on  the  ground  that  Massie  had  acquired  all 
the  interest  in  Powell's  survey  that  Powell  ever  had. 
There  was  therefore  nothing  to  demand  of  Powell, 
as  the  case  is  exhibited  by  the  record.  It  must  be 
subject  to  these  modifications,  that  the  obiter  dictum 
of  the  Court,  in  the  case  of  Simms  and  Guthrie,  is 
to  be  understood. 

It  is  next  contended,  in  behalf  of  Kerr,  and  several    Principle  »p- 
other  defendants,  that  they  claim  through  purchasers  kj^jjj** 
who  were  bona  fide  purchasers  without  notice,  for  a  ShcSy£&f 
valuable  consideration.     And  at  first  view  it  would  toU,i,cl,e- 
seem,  that  the  principles  so  often  applied  to  the  re- 


560  CASES  IN  THE  SUPREME  COURT 

1821.       lief  of  innocent  purchasers,  are  applicable  to  the  case 
of  these  defendants,  wherever  the  facts  sustain  the 
defence.     But  it  will  not  do  at  this  day,  to  apply 
this  principle  to  the  case  of  purchasers  of  military 
land-warrants,  derived  under  the  laws  of  Virginia. 
In  all  the  Courts  in  which  such  cases  have  come 
under  review,  the  purchasers  have  been  considered 
as  affected  by  the  record  notice  of  the  entry,  and 
also  of  the  survey,  such  as  it  legally  ought  to  be 
made,  as  incident  to,  or  bound  up  in  the  entry.    It 
is  altogether  a  system  sui  generis,  and  subsequent 
purchasers  are  considered  as  acquiring  the  interest  #f 
the  entror,  and  not  necessarily  that  of  the  State.    So 
that  purchasers  under  conflicting  entries  are  consi- 
dered as  purchasing  under  distinct  rights,  in  which 
case  the  principle  here  contended  for  does  not  apply ; 
since  the  ignorance  of  a  purchaser  of  a  defective  ti- 
tle, cannot  make  that  title  good,  as  against  an  inde- 
pendent and  better  right.  These  principles  may  safely 
be  laid  hold  of,  to  support  a  doctrine  which,  however 
severe  occasionally  in  its  operation,  was  perhaps  in- 
dispensable to  the  protection  of  the  interests  acquired 
under  military   land-warrants,  when  we  take  into 
consideration  the  facility  with  which  such  interests 
might  otherwise,  in  all  cases,  have  been  defeated  by 
early  transfers* 
<iJreSfho™fe!r      It  is  further  contended,  that  the  defendants  are 
^pidotcJT.  not  bound  by  the  decree  in  the  case  of  Watts  and 
Massie,  because  neither  parties,  nor  privies,  nor  pen- 
dente lite  purchasers. 

That  those  who  come  not  into  this  Court,  in  any 
one  of  those  characters,  are  not  subject  to  the  direct 


OF  THE  UNITED  STATES.  561 

and  binding  efficacy  of  an  adjudication,  is  utiques*  i**i 
tionable.  But  it  is  not  rety  material  as  to  the  prin- 
cipal question  in  this  case,  Whether  the  parties  are  to 
be  affected  by  the  former  adjudication  directly,  of  by 
the  declared  adherence  of  this  Court  to  the  doctrines 
established  in  that  case.  The  consequence  to  the 
parties  on  the  merits  of  the  cade  is  the  same. 

But  in  one  view  it  is  material,  and  that  is  with  re- 
gard to  the  prodf  of  the  exhibits,  through  which 
Watts,  the  complainant,  deduces  his  title  through  the 
Scots  from  O'Neal.  As  Massie,  in  the  former  case, 
(the  record  of  which  is  made  a  proof  of  this,)  acqui- 
esced in  this  deduction  of  Watts'  title,  we  are  of  opi- 
nion that  it  is,  as  to  him  and  his  privies  in  estate,  a 
point  conceded.  As  to  parties  and  privies,  the  prin- 
ciple cannot  be  contested  ;  a$d  as  to  pendente  lite 
purchasers,  it  is  not  necessary  to  determine  the  ques- 
tion, since  the  only  defendants  who  have  appealed 
from  the  decision  below,  to  wit,  Kerr,  the  Kirkpa- 
tricks,  Doolittle,  and  the  Johnsons,  claim  under  pur- 
chases made  long  anterior  to  this  scrip,  in  Kentucky. 

.Those  defendants  certainly  were  entitled  to  a  ple- 
nary defence,  and  where  they  have,  by  their  answers, 
put  the  complainant  upon  proof  of  his  allegations,  as 
to  his  deduction  of  title,  the  question  arises,  whether 
it  appears  from  the  record  that  the  deduction  of  title 
'was  legally  proved. 

There  can  be  no  doubt  that  this  question  passed 
sub  silentio  in  the  Court  below,  but  it  does  not  ap- 
pear from  any  thing  on  the  record,  that  the  point 
was  waived  ;  and  we  are  not  at  liberty  to  look  be- 

Vol.  VI.  71 


Watte. 


J0£  CASS*  IN  THE  SUPREME  COURT 

INK       yood  the  record  for  the  evidence  on  which  the  de- 
'^y^"'    (taction  of  title  was  sustained. 

*  Although  we  entertain  no  doebt,  that  exhibit* 

may,  on  the  trial,  be  proved  by  parol  testimony,  yet 
a  note  on  the  minutes,  or  on  the  exhibit,  became  in- 
dispensable to  transmit  the  fact  to  this  Court ;  and 
as  the  case  furnishes  no  such  memorandum,  we  must 
consider  the  assignments  through  which  Watts  de- 
rived his  title  from  O'Neal,  as  not  having  been  es- 
tablished by  evidence.  Such  was  the  decision  of 
this  Court  in  the  case  of  Drummtnd  v.  Mi  Gruder* 

But  Kerr  is  the  only  one  of  these  appellants  wke 
has  expressly  put  the  complainant  on  proof  of  his 
title.  The  rest  of  the  appellants  having  passed  ovct 
this  subject  without  any  notice  in  their  answer,  the 
question  is,  whether  they  waived  their  right  to  call 
for  evidence  to  prove  these  exhibits.  We  are  of 
opinion  they  have  not ;  and  that  the  complainant  is 
always  bound  to  prove  his  title*  unless  it  be  admitted 
by  the  answer. 

There  are  two  principles  of  a  more  general  nature, 
of  which  all  the  appellants  claim  the  benefit,  and 
which,,  as  the  cause  must  go  back,  will  require  con- 
sideration. 

It  is  contended,  that  Nathaniel  Massie  was  the 
acknowledged  agent  of  both  O'Neal  and  Watts,  and 
that  the  complainant  is  precluded  by  his  acts  done  in 
that  capacity.  This  argument  is  resorted  to,  as  well 
to  fasten  on  Watts  the  survey  made  in  his  behalf 
above  the  town  of  Chilicothe,  as  a  relinquishment 
of  all  claim  to  a  location  at  the  place  now  contend- 
ed for  in  his  behalf.    But  in  neither  of  these  views 


OP  TK  UNITED  STATED  $63 

# 

can  this  Court  apply  this  principle  in  favour  of  the  mi. 
cfefendaats;  for,  it  follows  from  the  principles  esta- 
blished for  surveying  O'Neal's  entry,  that  the  survey 
made  by  Masste  on  O'Neal's  entry,  was  illegal  and 
void ;  and,  certainly,  when  employed  ia  locating  the 
entries  made  in  favour  of  Powell  and  himself,  Massto 
was  not  acting  as  the  agent  of  O'Neal  or  Watts,  but 
as  the  agent  of  Powell,  or,  in  fact,  in  his  own  be* 
half.  The  survey,  on  which  this  argument  rests* 
was  at  best  bat  partial ;  and  it  is  conclusive  against 
it  to  observe,  that  the  powers  of  Massie,  as  ageat  of 
Watts,  were  limited  to  the  entry  and  mechanical  acts 
of  the  survey.  The  recording  of  that  survey,  and 
all  those  solemn  acts  which  give  it  legal  validity,' it 
does  not  appear  that  his  powers  extended  to.  Watts 
sever  recognised  that  survey,  or  assumed  the  obliga- 
tory effects  of  it  by  any  act  of  his  own,  and  in  fact, 
in  the  event,  (though  not  a  material  circumstance  to 
the  result  we  come  to,)  it  has  since  been  ascertained 
that  k  was  not  only  made  off  Watts's  entry,  but  on 
land  appropriated  by  another. 

But  it  has  been  contended,  also,  that  ail  these  sar-  sump  under 
veys  actually  made  on  the  military  land  warrants  of  land  ™™nu 

of       Virginia 

Virginia,  derive  the  authenticity  and  force  of  judicial  have  not  the  di 
acts,  or  of  acts  done  by  the  general  agents  of  the 
continental  officers  respectively,  from  the  superin- 
tending and  controlling  powers  vested  in  the  deputa- 
tions of  officers,  as  the  law  denominates  them,  ap- 
pointed by  themselves  to  superintend  the  appro- 
priation of  the  military  reserves  set  apart  for  their 
use.  It  is  to  be  presumed,  it  is  contended,  that  every 
survey  made  by  their  authorized  surveyors,  was 


564  CASES  IN  THE  SUPREME  COURT 

1821.  made  under  their  control  and  direction.  Thia  Court 
does  not  feel  itself  authorized  to  raise  any  such  pre- 
sumption. The  powers  actually  exercised  by  those 
commissioners,  were  limited  to  very  few  objects. 
The  surveying  of  entries  at  a  very  early  period,  he* 
came  a  judicial  subject.  And  the  commissioners, 
or  rather  deputations  of  officers,  never  assumed  a 
right  to  adjust  the  conflicting  interests  of  individuals 
upon  the  locating  and  surveying  of  such  entries* 
To  appoint  surveyors,  to  superintend  and  direct  the 
drawing  of  lots  for  precedence  among  the  locators, 
to  direct  the  survey  for  officers  and  soldiers  not  pre- 
sent or  not  represented,  and  to  determine  when  the 
gdod  lands  between  the  Cumberland  and  Tennessee 
should  be  exhausted,  comprehended  all  the  powers 
with  which  they  were  vested.  As  individual  agents 
capable  of  binding  their  principals,  they  appear  in 
one  case,  and  only  one,  which  was,  when  the  officer 
or  soldier  was  absent  and  unrepresented.  And  as  to 
judicial  powers,  there  is  no  provision  of  the  act  that 
vests  them  with  a  semblance  of  such  a  power,  unless 
it  be  to  judge  of  the  right  of  priority  as  determined 
by  lot.  But  here,  also,  they  appear  more  properly 
in  the  character  of  ministerial  officers  discharging  a 
duty  without  the  least  latitude  of  judgment  or  dis- 
cretion. Their  powers  in  nothing  resemble  that  of 
the  Courts  of  Commissioners  established  through  the 
back  counties  of  Virginia.  As  to  the  subjects  sub- 
mitted to  the  boards  so  constituted,  (of  which  mili- 
tary warrants  were  no  part,)  those  boards  were  ex- 
pressly vested  with  judicial  power.  But  the  powers 
of  the  deputations  of  officers  were  purely  ministerial. 


OF  THE  UNITED  STATES.  £65 

And  if  it  be  admitted,  that  they  might  hare  exercised  teti. 
the  power  of  defining  the  principles  ob  which  surveys 
shook!  bare  been  made,  yet  it  is  certainly  incumbent 
on  him  who  would  avail  himself  of  that  power,  to 
show  that  it  was  exercised,  and  to  bring  himself  with- 
in the  rules  prescribed  by  their  authority. 

Decree  reversed  as.  to  these  appellants,  and  sent 
back  for  further  proceedings. 


(Chancery.) 


Leeds  et  al.  v.  The  Marine  Insurance 
Company. 

Application  of  tbe  law  of  set-off  and  lien  in  Equity,  under  peculiar 
circumstances. 

Appeal  from  the  Circuit  Court  for  the  District  of 
Columbia. 

This  was  a  suit  in  Equity,  commenced  in  the 
Court  below  by  the  respondents  against  the  appel- 
lants, in  which  the  injunction  obtained  on  the  filing 
of  the  bill  was  made  perpetual.  The  facts  are  stated 
in  the  opinion  of  the  Court. 

This  cause  was  argued  by  Mr.  Swann  and  Mr.    March  m. 
Jones  for  the  appellant,  and  by  the  Attorney- General 
and  Mr.  Lee  for  the  respondents. 


666  CASES  IN  THE  SUPREME  COURT 

mi.  Mr.  Justice  JoHwaow  delivered  the  opinion  tf  Aft 


Lead,      to"** 
v.  This  case  involves  a  gneat  many  questions  both  of 

Ibb.  Co.     law  and  feet,  but  we  will  consider  it  as  it  is  affected 

March  la*,   by  those  circumstances,  concerning  which  there  is  ao 

dispute. 

Leeds  and  Stress  being  engaged  in  commercial 
enterprizes,  Straas  employed  Hodgson  to  effect  insn- 
ranee  on  the  Sophia  and  her  cargo.  A  note  of  Hodg- 
son, with  Patton  and  Dykes  as  endorsers,  is  taken 
for  the  premium.  Another  adventure  on  the  brig 
Hope,  grows  out  of  the  first,  on  the  Sophia  ;  and  the 
same  agent,  at  the  request  of  the  same  principal,  ef- 
fects insurance  upon  this  also,  with  the  same  Com- 
pany. The  Sophia  arrives  in  safety,  but  though 
one  of  the  endorsers  is  unquestionably  sufficient,  the 
premium  note  remains  unpaid.  The  Hope  is  lost, 
and  Hodgson  professedly  suing  for  the  use  of  Straas 
and  Leeds,  has  recovered  judgment  against  the  under- 
writers for  the  amount  of  the  policy.  '  From  this 
amount  the  premium  note  connected  with  that  policj 
was  discounted,  but  that  growing  out  of  the  insu- 
rance on  the  Sophia,  was  not  pleaded,  notwithstanding 
the  identity  of  the  legal  plaintiff  in  that  action,  with 
the  debtor  to  the  company  in  the  transaction  on  the 
Sophia. 

The  note  taken  for  the  insurance  on  the  Sophia, 
is  now  set  up  against  the  policy  on  the  Hope,  in  a 
different  form.  This  bill  is  filed  to  compel  the  par- 
ties in  interest,  Hodgson,  Leeds  and  Straas,  to  dis- 
count it  from  the  judgment  against  the  underwriters* 

The  equity  of  this  demand  is  now  to  be  tested. 


OF  THE  UNITED  STATES.  46? 

The  right  to  the  discount  considered  with  refer-       im. 
ence  to  identity  of  parties,  was  clearly  a  legal  one* 


And  had  not  the  Company  beea  iajoioed  in  the  ▼< 
Chancery  of  Virginia,  during  the  pendency  of  the  i^  GoT 
suit  upon  the  policy,  they  must  have  lost  all  claim  to 
the  interposition  of  this  Court,  by  failing  to  assert 
their  legal  rights  in  the  Court  to  which  they  pro- 
perly belonged.  But  the  Chancery  of  Virginia 
might  have  considered  the  Company  in  contempt, 
had  they  set  up  in  discount  a  claim  then  pending^ 
and  theu  injoined  in  the  Courts  of  that  State.  And, 
therefore,  we  may  now  be  justified  in  considering 
the  legal  rights  of  the  Company,  against  the  policy 
on  the  Hope,  as  derived  through  the  premium  dote 
on  the  Sophia,  under  all  the  advantages  that  it  would 
have  possessed,  if  pleaded  as  a  set-off  to  the  action 
at  law. 

The  bill,  it  is  true,  does  not  explicitly  rest  on  this, 
as  the  ground  of  its  equity,  but  the  facts  are  so  set 
out,  and  may  be  properly  considered  as  making  up 
the  case- 

What  was  the  state  of  right  as  it  stood  at  law  ? 
Hodgson,  as  holder  of  the  policy  which  he  had  ef- 
fected, was,  to  the  amount  of  his  commissions,  ad- 
vances, or  even  liability  iucurred  in  the  transaction, 
a  privileged  creditor,  and  that  possession  could  not  be 
violated  until  he  was  indemnified  or  compensated. 
If  he  be  considered  as  the  legal  plaintiff  in  the  action 
on  the  policy,  and,  in  fact,  the  legal  owner  of  the 
money  recovered  for  the  use  of  others,  the  law  would 
not  suffer  him  to  be  deprived  by  transactions  between 
Straas  and  Leeds,  to  which  h&qeref  assented,  of  any 


568  CASE8  W  THE  SUPREME  COURT 

mi.       legal  advantage  derived  from  possession  of  that 
^^^    money. 

v.  Suppose,  to  come  up  to  the  very  case  before  as,  the 

Ti^Mttfiii*  Company  jjgj  pieaded  this  note  ad  a  set-off  to  the 
suit  on  the  policy,  and  Hodgson,  the  legal  plaintiff, 
had  tendered  a  replication  admitting  the  plea,  in  what 
manner  could  the  Company  or  himself  have  been 
deprived  of  the  benefit  of  its  being  thus  disposed  of? 
That  Hodgson  was  entitled  to  indemnity  from  Straas 
at  least,  against  this  note,  is  unquestionable  ;  and  he 
would,  as  against  Straas,  have,  under  any  circum- 
stances, been  entitled  to  retain  a  sufficient  sum  to 
cover  his  liability.     Then  how  could  he,  by  the  act 
of  Straas,  either  by  assigning  away  his  interest,  or 
by  impeding  by  an  injunction,  that  act  in  a  third 
person,  which  would  have  secured  him  in  its  conse- 
quences, be  deprived  of  the  benefit  of  compelling  the 
admission  of  this  set-off?  The  case  in  equity,  as  it 
now  stands,  is  precisely  that  which  would  have  arisen 
at  law,  upon  the  state  of  things  supposed.     For, 
Hodgson,  in  his  answer  to  this  bill,  admits  this  set-off, 
and  solicits  the  Court  to  enforce  the  admission  of  it 
by  Leeds,  who  in  the  right  of  Straas,  is  thus  endea- 
vouring to  deprive  him  of  his  legal  right  to  indemnity. 
The  case  in  no  part  contests  the  reality  of  this  state 
of  facts,  but  the  defendant,  Leeds,  in  every  part  of  it, 
rests  his  defence  upon  the  ground,  that  Straas  has 
succeeded  in  defeating  the  claims  of  Hodgson,  and 
'  deprived  the  Company  of  the  benefit  incident  to  the 

assertion  of  those  claims ;  first,  by  tying  the  hands 
of  the  Company  in  a  Court  of  Chancery,  in  a  suit 
in  which  he  finally  failed,  and  then  by  a  transfer  of  a 


OF  THE  UNITED  STATES.  5ft) 

chattel  interest,  the  evidence  of  which,  or  the  con-      isai, 
tract  it$eif,  was  in  the  hands  of  Hodgson,  and  legally 


subject  to  his  control,  until  the  money  due  on  it  was        ▼• 

,         ,  .   A  The  Marin* 

reduced  into  possession.  jbi,  go. 

It  is  true,  that  had  this  set-off  been  pleaded  tit 
law  to  Hodgson's  suit  upon  the  policy,  aad  the 
equitable  interest  of  others  been  set  up  against  such 
plea,  or  against  Hodgson's  admission  of  it,  the  Court 
of  Common  Pleas  must,  according  to  modern  prac- 
tice, have  heard  the  parties  on  affidavit,  before  it  de- 
termined to  admit  Hodgson's  replication  on  its  files. 
But,  supposing  the  case  to  have  been  presented  on 
affidavit,  such  as  it  now  appears  to  this  Court,  that 
Court  would  not  have  taken  upon  itself  to  deprive 
the  legal  plaintiff  of  a  legal  advantage,  in  favour  of 
an  assignee  of  a  chose  in  action,  where  the  equity  of 
the  case  was  so  strong  in  the  favour  of  the  legal 
plaintiff.  » 

It  is  obvious,  that  the  principal  difficulties  in  this 
case  arise  from  the  inverted  and  peculiar  state  of  the  , 
parties.  Hodgson,  (and  with  him  his  endorser,)  who 
is  really  the  party  to  be  relieved,  appears  in  the  cha- 
racter of  defendant,  and  the  question  presents  itself, 
why  should  the  underwriters  be  at  liberty  to  quit 
their  hold  upon  their  note  for  indemnity,  and  come 
upon  the  judgment  holder  on  the  policy  for  satisfac- 
tion in  the  first  instance  ? 

But  to  this  several  answers  present  themselves* 

Why,  if  the  underwriters  bad  several  remedies, 
should  they,  by  the  act  of  the  opposite  party,  be  de- 
prived of  any  one  of  them  ?    Why,  if  they  might 

Vol.  VI.  72 


S70  CASES  IN  THE  SUPREME  COURT 

ltu.       legally  have  availed  themselves  of  their  remedy  by 

^^r^     discount,  should  they  now  be  deprived  of  it  because 

^      they  were  prevented,  unconscientious^  by  their  an- 

TLMC?e  tagonist,  from  asserting  it  in  its  proper  place  ?    And 

why,  if  they  can  in  this  way  certainly  save  their 

money,  should  they  be  put  to  the  risk  and  labour  of 

prosecuting  a  recovery  upon  their  note  ? 

But  the  case  affords  another  answer  of  a  more  ge- 
neral nature.     Notwithstanding  Hodgson's  insolven- 
cy, his  claims  upon  this  policy  remain  unpaid,  if  it 
be  only  for  the  purpose  of  shielding  his  endorsers ; 
and  notwithstanding  his  appearance  here  as  a  co- 
defendant,  it  is  obvious,   that  dismissing  this  bill 
must  give  rise  to  new  suits  between  the  persons  lia- 
ble to  pay  this  note,  and  the  assignee  of  Straas'  in- 
terest under  the  policy.     This  consideration  affords 
**    the  additional  reason,  that  entertaining  this  suit  ter- 
#  minates  litigation,  and  the  reverse  would  be  the  con- 
sequence of  dismissing  this  bill.     If  having  been  de- 
prived by*  his  antagonist  of  his  remedy  at  law,  is  a 
sufficient  ground  for  entertaining  the  suit  of  the  com- 
plainant, it  is  certainly  no  objection  to  it,  that  relief 
is  at  the  same  time  extended  to  one  who,  though  no- 
minally a  co-defendant,  is  essentially  a  co-plaintiff, 
and  might  have  been  made  such. 
'    Had  he  been  made  such,  the  case  would  have  pre- 
sented fewer  difficulties.     If  Straas  himself  could 
not  have  demanded  of  Hodgson  this  policy,  or  the 
money  recovered  on  it,  without  securing  him  against 
the  premium  note,  neither  can  his  assignee.     Even 
the  Courts  of  law  have  recognised  the  lien  of  a  bro- 


OF  THE  UNITED  STATES.  671 

ker  on  a  chose  in  action  for  a  general  balance  of      i&u 
accouftt,  and  much  more  so  ought  a  Court  of  equity   >£^/ . 
in  the  application  of  a  principle  so  peculiarly  its  own,         r. 
as  that  which  gives  effect  to  a  transfer  by  assignment     in*.  Co. 
of  a  chose  in  action  not  in  its  nature  negotiable. 

The  parties  in  this  case  sue  only  to  be  restored  to 
their  legal  advantages  ;  as  that  cannot  be  done  spe- 
cifically, they  certainly  have  a  claim  on  this  Court  to 
secure  to  them  all  the  beneficial  consequences  that 
would  have  resulted  from  them.  And  as  Straas'  in- 
terest in  the  Hope  would  have  been  amply  sufficient 
to  enable  Hodgson  to  pay  this  premium  note,  had  the 
money  on  the  policy  come  into  his  hands,  there  is 
nothing  unreasonable  in  making  it,  in  the  hands  of 
the  officer  of  this  Court,  subject  to  be  disposed  of  in 
the  same  manner. 

Let  it  be  distinctly  understood,  that  the  Court 
does  not,  in  this  decision,  countenance  the  idea,  that 
a  separate  debt  may  be  set  off  to  a  joint  action.  The 
debtor  and  creditor  at  law  are  the  same.  And  upon 
Hodgson's  reducing  the  money  inte'possession,  the 
same  identity  of  parties  would  exist.  For  Leeds 
and  Straas  do  not  appear  in  the  case  at  all,  in  the 
relation  of  copartners  in  trade,  but  Leeds  himself  re- 
presents them  as  holding  distinct  interests,  although 
in  the  same  subject  Leeds'  defence  rests  altogether 
on  Straas'  assignment,  not  on  their  blended  rights ; 
nor  does  he  pretend  to  ignorance  of  the  off-set  now 
contended  for,  when  he  took  the  assignment,  but 
only,  observes,  with  a  view,  it  is  presumed,  to  show 
he  had  no  reason  to  believe  it  to  be  a  subsisting  debt, 


572  CASES  IN  THE  SUPREME  COURT 

im.       that  it  was  at  that  time  enjoined  before  the  Chan- 

Bank      Straas  to  support  a  right  in  bis  assignee. 

Hyde. 

Decree  affirmed* 


(Promissory  N0TR8.) 

The  Union  Bank  v.  Hyde. 

A  protest  of  an  inland  bill  or  promissory  note  is  not  necessary,  nor  is 
it  evidence  of  the  facts  stated  in  it. 

The  following  undertaking  of  the  endorser  of  a  promissory  note,  "  I 
do  request  that  hereafter  any  notes  that  may  fall  due  in  the  Union 
Bank,  in  which  I  am,  or  may  be  endorser,  sbajl  not  be  protested,  as 
I  will  consider  myself  bound  in  the  same  manner  as  if  the  said  notes 
had  been  or  should  be  legally  protested,"  held  to  be  ambiguous  as 
to  whether  it  amounted  to  a  waiver  of  demand  and  notice ;  and  parol 
proof  admitted  to  show  that  it  was  the  understanding  of  the  parties 
that  the  demand  aiy}  notice  required  by  law  to  charge  the  endorser, 
should  be  dispensed  with. 

Error  to  the  Circuit  Court  for  the  District  of 
Columbia. 

March  14/k  This  cause  was  argued  by  Mr.  Jones}  for  the 
plaintiff  in  error,  and  by  Mr.  Swann  and  Mr.  Key 
for  the  defendant  in  error. 

March  lots.       Mr.  Justice  Johnson  delivered  the  opinion  of  the 
Court. 
This  cause  turns  upon  the  construction  of  a  writ- 


OF  THE  UNITED  STATES.  57$ 

ten  instrument,  in  these  words :  "  I  do  request  that  mi. 
hereafter  any  notes  that  may  fall  due  in  the  Union 
Bank,  on  which  I  am,  or  may  be  endorser,  shall  not 
be  protested,  as  I  will  consider  myself  bound,  in  the 
same  manner,  as  if  the  said  notes  had  been,  or  should 
be  legally  protested. 

(Signed)  Thomas  Hyde." 

Two  constructions  have  been  contended  for :  the 
one,  literal^  formal,  vernacular ;  the  other,  resting  on 
the  spirit  and  meaning,  as  a  mercantile  and  bank 
transaction. 

.  The  former  has  been  sustained  in  the  Court  be- 
low, and  the  correctness  of  that  opinion  is  now  to 
be  examined. 

The  defendant,  it  appears,  became  endorser  to 
one  Foyles,  and  the  note  was  discounted  in  the 
Union  Bank :  on  its  falling  due,  it  is  admitted  that 
no  demand  was  made  on  the  drawer,  or  notice  given 
to  the  endorser. 

The  case  presents  the  right  of  the  plaintiffs  under 
two  aspects:  1st.  Upon  the  just  construction  of 
the  written  instrument.  2d.  The  practical  exposi- 
tion of  it  by  the  defendant  himself ;  and  it  might  also 
have  presented  a  third :  the  specific  waiver  of  de- 
mand and  notice  on  the  note  in  suit.  By  some  assu- 
med analogy,  or  mistaken  notions  of  law,  this  prac- 
tice of  protesting  inland  bills,  has  now  become  very 
generally  prevalent ;  and  since  the  inundation  of  the 
country  with  bank  transactions,  and  the  general  re- 
sort to  this  mode  of  exposing  the  breaches  of  punc- 
tuality which  occur  upon  notes,  a  solemnity,  co- 


574  CASES  IN  THE  SUPREME  COURT 

1821.  gency,  and  legal  effect,  have  been  given  to  suck 
protests  in  public  opinion,  which  certainly  has  no 
foundation  in  the  law-merchant  The  nullity  of  a 
protest  on  the  legal  obligations  of  the  parties  to  an 
inland  bill,  is  tested  by  the  consideration,  that  inde- 
pendently of  statutory  provision,  (if  any  exists  any 
where,)  or  conventional  understanding,  the  protest  on 
an  inland  bill  is  no  evidence  in  a  Court  of  justice  of 
either  of  the  incidents  which  convert  the  conditional 
undertaking  of  an  endorser,  into  an  absolute  assump- 
tion. 

The  protest*  belongs  altogether  to  foreign  mercan- 
tile transactions,  upon  which,  on  the  contrary,  it  is  an 
indispensable  incident  to  making  a  drawer  of  a  bill, 
or  endorser  of  a  note,  liable.  On  foreign  bills*  it  is 
the  evidence  of  demand,  and  an  indispensable  step 
towards  the  legal  notice  of  non-payment,  in  conse- 
quence of  which  the  undertaking  of  the  drawer  or 
endorser  becomes  absolute.  Hence,  as  to  foreign 
transactions,  it  is  justly  predicated  of  a  protest,  that 
it  has  a  legal  or  binding  effect. 

But  the  writing  under  consideration  has  reference, 
exclusively,  to  inland  bills,  and  as  to  them,  the  pro- 
test has  no  legal  or  binding  effect.  The  endorser 
became  liable,  only  on  demand  and  notice,  and  of 
these  facts  the  protest  is  no  evidence.  How  then  shall 
the  waiver  of  the  protest  be  adjudged  a  waiver  of  de- 
mand and  notice,  or  in  effect  convert  his  conditional 
into  an  absolute  undertaking  ? 

Had  the  defendant  omitted  one  word  from  his  un- 
dertaking, it  would  have  been  difficult  to  maintain  an 
affirmative  answer  to  this  proposition.    But  what 


OP  THE  UNITED  STATES*  576 

are  we  to  understand  him  to  intend,  when  he  says,  1821. 
"  I  will  consider  myself  bound  in  the  same  manner 
as  if  said  notes  had  been,  or  should  be  legally  pro- 
tested ?"  Except  as  to  foreign  bills,  a  protest  has  no 
legal  binding  effect,  and  as  to  them,  it  is  evidence  of 
demand,  and  incident  to  legal  notice.  It  either  then 
had  this  meaning,  or  it  had  none. 

This  reasoning,  it  may  be  said,  goes  no  farther 
than  toa  waiver  of  the  demand,  but  what  effect  is  to 
be  given  to  the  word  bound  ?  It  must  be  to  pay  the 
debt,  or  it  means  nothing.  But  to  cast  on  the  endor- 
ser of  a  foreign  hill  ap  obligation  to  take  it  up,  pro- 
test alone  is  not  sufficient ;  he  is  still  entitled  to  a  rea- 
sonable notice  ip  addition  to  the  technical  notice 
communicated  by  the  protest.  To  bind  him  to  pay 
the  debt,  all  these  incidents  were  indispensable,  and 
-may,  therefore,  be  well  supposed  to  have  been  in  con- 
templation of  the  parties,  when  entering  into  this 
contract. 

It  is  not  unworthy  of  remark,  that  the  writing  un- 
der consideration  asks  a  boon  of  the  plaintiff,  for 
whirh  it  tenders  a  consideration  It  requests  to  be 
exempted  from  an  expense,  exposure,  or  mortifica- 
tion, on  the  one  hand  ;  and  on  the  other,  what  is  ten- 
dered in  return  ?  The  intended  object  and  conceived 
effect  of  the  protest  on  the  one  hand,  is  to  convert  his 
undertaking  into  an  unconditional  assumption,  and 
the  natural  return  is  to  make  his  undertaking  at 
once  absolute,  as  the  effectual  means  of  obtaining 
the  benefit  solicited. 

If  this  course  of  reasoning  should  not  be  held  con- 
clusive, it  would  at  least  be  sufficient  to  prove  the 


576  CASES  IN  THE  SUPREME  COURT 

iasi.       language  of  the  undertaking  equivocal ;  and  that  the 
^T^^    sense  in  which  the  parties  used  the  words  in  which 

The  Union  *  , 

Bank       they  express  themselves,  may  fairly  be  sought  in  the 
Hydt.      practical  exposition  furnished  by  their  own  conduct, 
or  the  conventional  use  of  language  established  by 
their  own  customs  or  received  opinions. 

On  this  point  the  evidence  proves,  that,  by  the 
understanding  of  both  parties,  this  writing  did  dis- 
pense with  demand  and  refusal,  that  the  companion 
the  one  hand,  discontinued  their  practice  of  puttiag 
the  notes  endorsed  by  defendant  in  the  usual  course 
for  rendering  his  asumption  absolute,  and  the  defend- 
ant, on  the  other,  continued  up  to  the  last  moment  to 
acquiesce  in  this  practice,  by  renewing  his  endorse- 
ments without  ever  requiring  demand  or  notice. 
This  was  an  unequivocal  acquiescence  in  the  seme 
given  by  the  Company  to  his  undertaking,  and  he 
cannot  be  permitted  to  lie  by,  and  lull  the  Company 
into  a  state  of  security,  of  which  he  might,  at  any 
moment,  avail  himself,  after  making  the  most  of  the 
credit  thus  acquired. 

Judgment  reversed,  and  venire  facias  de  now 
awarded. 


OP  THE  UNITED  STATES. 

(Local  Law.) 

Clark  et  al.  v.  Graham. 

A  power  to  conrey  lands  mutt  possess  the  same  requisites,  and  ob* 
serve  the  same  solemnities,  as  are  necessary  in  a  deed  directly  con- 
veying; the  lands. 

A  title  to  lands  can  only  be  acquired  and  lost  according  to  the  laws  of  • 
the  State  in  which  they  are  situate. 

The  laws  of  Ohio  require  all  deeds  of  land  to  be  executed  in  the  pre* 
sence  of  two  witnesses,  and  a  deed  executed  in  the  presence  of  one 
witness  only  is  void. 

A  parol  exchange  of  lands,  or  parol  evidebce,  that  a  conveyance  should 
operate  as  an  exchange,  will  not  convey  any  estate  or  interest  in 
lands. 


Mr.  Justice  Todd  delivered  the  opinion  of  the  jforduw. 
Court  in  this  cause,  which  was  submitted  without 
argument. 

This  is  an  action  of  ejectment  brought  in  the  Cir- 
cuit Court  for  the  District  of  Ohio.  At  the  trial,  the 
plaintiff  proved  a  title  sufficient  in  law,  prima  facie, 
to  maintain  the  action.  The  controversy  turned  al- 
together upon  the  title  set  up  by  the  defendants* 
That  title  was  as  follows:  A  letter  of  attorney, 
purporting  to  be  executed  by  John  Graham,  bearing 
date  the  23d  of  September,  1805,  authorizing  Na- 
thaniel Massie  to  sell  all  his  estate,  &c.  in  all  his 
lands  in  Ohio.  This  power  was  executed  in  the 
presence  of  two  witnesses  in  Richmond,  in  Virginia, 
and  was  there  acknowledged  by  Graham  before  a 
notary  public. 

Vol.  VI.  73 


578  CASES  IN  THE  SUPREME  COURT 

1821.  Nathaniel  Massie,  by  a  deed  dated  the  7th  day  of 

June,  1810,  and  executed  by  him  in  Ohio,  in  his 
own  right,  as  well  as  attorney  to  John  Graham, 
conveyed  to  one  Jacob  Smith,  under  whom  the  de- 
fendants claimed  the  land  in  controversy.  This 
deed  was  executed  in  the  presence  of  one  witness 
only,  and  was  duly  acknowledged  and  recorded  in 
the  proper  county  in  Ohio.  The  deed  and  letter  of 
attorney  so  executed  and  acknowledged,  were  offer- 
ed in  evidence  by  the  defendants,  and  were  rejected 
by  the  Court,  upon  the  ground,  that  they  were  not 
sufficient  to  convey  lands  according  to  the  laws  of 
Ohio.  The  defendants  also  offered  in  evidence  a 
deed  from  Jacob  Smith  and  wife,  to  the  said  Graham, 
dated  the  7th  of  March,  1811,  duly  witnessed,  ac- 
knowledged, and  recorded,  conveying  a  certain  tract 
of  land  in  Ohio,  and  offered  farther  to  prove,  that  the 
tract  of  land  so  conveyed  was  given  in  exchange  for 
and  in  consideration  of  the '  lands  conveyed  by  the 
deed  first  mentioned  lo  Smith.  This  evidence,  also, 
was  rejected  by  the  Court.  A  bill  of  exceptions  was 
taken  to  these  proceedings  by  the  defendants ;  and 
the  jury  found  a  verdict  for  the  plaintiff,  upon  which 
a  judgment  was  entered  for  the  plaintiff,  and  the 
present  writ  of  error  is  brought  by  the  defendants  to 
revise  that  judgment. 

The  principal  question  before  this  Court,  is,  whe- 
ther the  deed  so  executed  by  Massie  was  sufficient 
to  convey  lands  by  the  laws  of  Ohio.  If  not,  it  was 
properly  rejected ;  if  otherwise,  the  judgment  should 
be  reversed.    Two  objections  have  been  taken  to  the 


OF  THE  UNITED  STATES.  579 

execution  of  this  deed ;  first,  that  the  power  of  at-  mi. 
torney  was  not  duly  acknowledged,  as  every  deed  is 
required  to  be  in  Ohio  in  order  to  convey  lands ; 
and  if  so,  then  the  subsequent  conveyance  is  void, 
for  it  is  a  general  principle,  that  a  power  to  convey 
lands  must  possess  the  same  requisites,  and  observe 
the  same  solemnities,  as  are  necessary  in  a  deed  di- 
rectly conveying  the  lands.  On  this  objection, 
which  is  apparently  well  founded,  it  is  unnecessary 
to  dwell,  as  another  objection  is  fatal ;  that  is,  the 
deed  of  Massie  was  executed  in  the  presence  of  one 
witness  only,  whereas  the  law  of  Ohio  requires  all 
deeds  for  land  to  be  executed  in  the  presence  of  too 
witnesses.  It  is  perfectly  clear,  that  no  title  to  lands 
can  be  acquired  or  passed,  unless  according  to  the 
laws  of  the  State  in  which  they  are  situate.  The 
act  of  Ohio  regulating  the  conveyance  of  lands, 
passed  on  the  14th  of  February,  1805,  provides, 
"  that  all  deeds  for  the  conveyance  of  lands,  tene- 
ments, and  hereditaments,  situate,  lying,  and  being 
within  this  State,  shall  be  signed  and  sealed  by  the 
grantor  in  the  presence  of  two  witnesses,  who  shall 
subscribe  the  said  deed  or  conveyance,  attesting  the 
acknowledgment  of  the  signing  and  sealing  thereof; 
and  if  executed  within  this  State,  shall  be  acknow- 
ledged by  the  party  or  parties,  or  proven  by  the  sub- 
scribing witnesses,  before  a  Judge  of  the  Court  of 
Common  Pleas,  or  a  Justice  of  the  Peace  in  any 
county  in  this  State."  Although  there  are  no  nega- 
tive words  in  this  clause,  declaring  all  deeds  for  the 
conveyance  of  lands  executed  in  any  other  manner  to 
be  void ;  yet  this  must  be  necessarily  inferred  from  the 


680 


1881. 


CASES  IN  THE  SUPREME  COURT 

clause  in  the  absence  of  all  words  indicating  a  dif- 
ferent legislative  intent,  and  in  point  of  fact  such  is 
understood  to  be  the  uniform  construction  of  the  act 
in  the  Courts  of  Ohio.  The  deed,  then,  in  this  case, 
not  being  executed  according  to  the  laws  of  the 
State,  the  evidence  was  properly  rejected  by  the 
Circuit  Court. 

The  remaining  point,  as  to  the  rejection  of  the 
evidence  of  the  deed  from  Smith  to  Graham,  and  the 
proof  to  show,  that  it  was  given  in  exchange  for  the 
land  in  controversy,  has  not  been  much  relied  on  in 
this  Court  It  is,  indeed,  too  plain  for  argument, 
that  if  a  deed  imperfectly  executed  would  not  con- 
vey any  estate  or  interest  in  the  land,  a  parol  ex- 
change, or  parol  proof  of  an  intention  to  convey  the 
same  in  exchange,  cannot  be  permitted  to  have  any 
such  effect. 

Judgment  affirmed,  with  costs. 


(Loc*l  Law.) 

Preston's  Heirs  v.  Bowmar. 


It  it  a  universal  rule,  that  course  and  distance  yield  to  natural  and 
ascertained  objects. 

But  where  these  objects  are  wanting,  and  the  course  and  distance 
cannot  be  reconciled,  there  is  no  universal  rule  that  obliges  us  to 
prefer  the  one  to  the  other. 

Cases  may  exist  in  which  the  one  or  the  other  may  be  preferred  ac- 
cording to  the  circumstances. 

In  a  case  of  doubtful  construction,  the  claim  of  the  party  in  actual 
possession  ought  to  be  maintained,  especially  where  it  has  been  up- 
held by  the  decisions  of  the  State  tribunals. 


OP  THE  UNITED  STATES. 


581 


Error  to  the  Circuit  Court  of  Kentucky. 

This  was  an  ejectment  brought  in  the  Court  be* 
low,  in  which  the  lessor  of  the  plaintiff  claimed  title 
under  a  patent,  describing  the  survey  as  "  beginning 
at  an  ash  in  the  middle  of  a  line  of  Glenn's  land, 
and  with  it  north  20  degrees,  east  800  poles,  crossing 
three  branches  to  a  hoop  wood  and  sugar  tree  corner 
to  Moffat's  land,  and  with  a  line  thereof  north  70 
degrees,  west  100  poles,  crossing  the  creek  to  a 
sugar  tree  south  33  degrees,  west  820  poles,  cross- 
ing three  forks  of  the  creek  to  two  sugar  trees,  south 
70  degrees,  east  300  poles,  to  the  beginning."  The 
question  arising  upon  the  construction  of  this  patent, 
is  stated  in  the  opinion  of  the  Court. 


1821. 


This  cause  was  argued  by  Mr.  B.  Hardin,  for  the   *<**  uw*. 
plaintiff,  and  by  Mr.  Talbot,  for  the  defendant. 

Mr.  Justice  Story  delivered  the  opinion  of  the   March  \m. 
Court. 

Whatever  might  be  our  opinion  (and  we  wish  to 
be  understood  as  expressing  none)  if  the  question  in 
this  case  were  entirely  new,  it  cannot  be  affirmed, 
that  there  has  been  such  a  clear  mistake  of  con- 
struction, as  that  justice  and  law  require  us  to  de- 
part from  the  decision  of  the  local  tribunals.  The 
question  here  is,  whether  the  third  and  fourth  lines 
of  this  patent  (following  the  order  of  the  lines  as 
they  are  given  in  the  patent)  are  to  be  continued 
upon  the  courses  called  for  by  the  patent  until  they 
intersect,  or  whether  the  fourth  line  is  to  be  extend- 
ed from  the  beginning  to  the  distance  called  for  by 


'582 


CASES  IN  THE  SUPREME  COURT 


1821. 


the  patent,  and  then  the  closing  line  is  to  be  drawn,  so 
as  to  strike  the  termination  of  the  second  and  fourth 
lipes  at  the  patent  distances.  In  the  former  case,  the 
fourth  line  will  be  longer  than  the  distance  called 
for  by  the  patent ;  in  the  latter,  the  third  line  will 
vary  from  the  course  called  for  by  the  patent  The 
counsel  have  stated,  that  the  question  resolves  itself 
into  this,  whether  the  course  shall  yield  to  dis- 
tance, or  distance  to  the  course.  It  may  be  laid 
down  as  an  universal  rule,  that  course  and  distance 
yield  to  natural  and  ascertained  objects.  But 
where  these  are  wanting,  and  the  course  and  dis- 
tance cannot  be  reconciled,  there  is  no  universal  rule 
that  obliges  us  to  prefer  the  one  or  the  other.  Cases 
may  exist  in  which  the  one  or  the  other  may  be  pre- 
ferred upon  a  minute  examination  of  all  the  circum- 
stances. In  the  present  case,  whichever  construction 
is  adopted,  the  plaintiffs  will  hold  a  larger  portion  of 
land  than  their  patent  calls  for.  We  must  consider 
that  the  construction  of  the  patent  is  somewhat 
doubtful.  That  it  is  susceptible  of  two  construc- 
tions, each  of  which  has  some  reasons  to  support  it. 
If  it  be  doubtful,  it  would  seem  reasonable  not  to 
press  the  broadest  construction  against  a  party  who 
is  now  in  actual  possession  under  a  perfectly  good 
legal  title.  That  possession  ought  not  to  be  ousted 
without  a  clear  title  in  the  other  party,  especially 
where  it  has  been  upheld  by  the  State  tribunals. 
This  very  case,  between  the  same  parties,  has  been 
already  adjudicated  in  the  Court  of  Appeals  of  Ken- 
tucky ;  and  that  Court,  upon  full  deliberation,  de- 


OF  THE  UNITED  STATES.  583 

cided  in  favour  of  the .  defendant/  It  would  be  a  w$i. 
great  mischief  for  the  same  title  to  be  in  perpetual 
litigation  from  the  conflict  of  opinion  between  the 
Courts  of  the  State  and  the  federal  Courts  ;  and  we, 
therefore,  acquiesce  in  the  opinion  of  the  Court  of 
Appeals,  upon  the  ground,  that  the  point  is  one  of 
local  law,  has  been  fully  considered  in  that  Court, 
and  is  a  construction  which  cannot  be  pronounced 
unreasonable,  or  founded  in  clear  mistake* 

Judgment  affirmed* 

a  Preston's  Heirs  v.  Bowmar,  S  Bibb.  Rep.  493. 


Construction  of  Statute.) 

Otis  y.  Walter. 

Under  the  Embargo  Act  of  the  25th  April,  1808,  c.  170.  pxvi.]  if  a  res- 
Bel,  not  actually  arriving  at  her  port  of  original  destination,  excites 
an  honest  suspicion  in  the  mind  of  the  Collector,  that  her  demand  of 
a  permit  to  land  the  cargo  was  merely  colourable,  this  is  not  a  ter- 
mination of  the  voyage  so  as  to  preclude  the  right  of  detention. 

Under  what  circumstances  the  Collector  has  a  right  to  land  the  cargo 
of  the  vessel  thus  detained.  .  . 

This  cause  was  argued  by  the  Attorney- General  MmhWh. 
for  the   plaintiff  in  error,  and  by  Mr.  Webster  and 
Mr.  Wheaton  for  the  defendant  in  error." 

a  They  cited  Otis  v.  Bacon,  7  Cranch,  596.  Crowell  v. 
flf'Faddon,  8  Cranch,  98.  Slocum  v.  Mayberry,  2  Wluat. 
Rep.  11. 


March  mh. 


584  CASES  IN  THE  SUPREME  COURT 

1621.  Mr*  Justice  Livingston  delivered  the  opinion  of 

the  Court. 

This  is  an  action  of  trover  brought  by  the  defend- 
ant in  error,  against  the  plaintiff  and  others,  in  the 
Court  of  Common  Pleas,  held  at  Boston,  within  and 
for  the  county  of  Suffolk,  to  recover  the  value  of 
eighty-six  barrels  of  flour,  and  sundry  other  arti- 
cles, in  which  judgment  was  recovered  against  the 
plaintiff  in  error,  from  which  judgment  there  was  an 
appeal  to  the  Supreme  judicial  Court,  which  is  the 
highest  Court  of  law  in  the  commonwealth  of  Mas- 
sachusetts, in  which  judgment  was  rendered  against 
the  plaintiffs  in  error,  for  the  sum  of  #2,488  75  cents, 
and  costs  of  suit,  and  in  favour  of  the  other  defend- 
ants. On  the  judgment,  the  defendant  below,  Wil- 
liam Otis,  has  prosecuted  a  writ  of  error  to  this 
Court,  under  the  25th  section  of  the  Judiciary  Act 
of  the  United  States ;  and  we  are  now  to  decide 
whether  there  was  any  error  in  the  direction  given 
by  the  judge  before  whom  this  action  was  tried,  and 
which  appears  on  the  bill  of  exceptions  attached  to 
the  record  in  this  cause. 

The  property  in  question  had  been  seized  by  Wil- 
liam Otis,  as  Deputy  Collector  of  the  customs  for 
the  port  and  district  of  Barnstable,  in  the  common- 
wealth of  Massachusetts,  under  the  11th  section  of 
an  act  in  addition  to  the  act,  entitled,  "  An  act  lay- 
ing an  embargo  on  all  ships  and  vessels  in  the  ports 
and  harbours  of  the  United  States;"  and  the  several 
acts  supplementary  thereto,  and  for  other  purposes, 
passed  the  25th  April,  1808.  On  the  bill  of  excep- 
tions, the  following  facts  appear.  Oq  the  part  of  the 


OF  THE  UNITED  STATES.  680 

plaintiff,  Ljnde  Walter,  it  was  proved,  that  the  mi. 
goods  mentioned  in  the  declaration  were  his  pro- 
perty ;  that  they  were  put  on  board  of  the  sloop 
Ten  Sisters,  at  Ipswich,  in  Massachusetts,  bound 
for  the  port  of  Yarmouth  ;  that  it  was  agreed  or  un- 
derstood between  Walter  and  Hallett,  who  was 
master  of  the  sloop,  that  the  latter  was  to  carry  said 
goods  to  Barnstable,  or  to  a  place  called  Bass  river, 
in  Yarmouth,  with  orders  to  sell  the  same,  provided 
he  could  obtain  a  certain  price  fixed  by  Walter,  other- 
wise to  deliver  them  to  Freeman  Baker,  of  Yar- 
mouth ;  that  said  sloop,  on  the  19th  November, 
1808,  cleared  out  at  Ipswich,  to  proceed  to  the  port 
of  Yarmouth,  as  expressed  in  the  clearance  obtained 
from  the  Collector  at  that  place  ;  that  said  sloop  pro- 
ceeded round  Cape  Cod  to  Hyannis,  in  the  town  and 
district  of  Barnstable,  and  the  master  applied  to  Wil- 
liam Otis,  a  deputy  Collector  for  that  port  and  district, 
for  a  permit  to  land  the  cargo,  which  he  refused  to  give, 
but  ordered  hhn  not  to  discharge  any  thing  from  the 
sloop,  until  he  should  have  a  permit  so  to  do.  That 
in  a  day  or  two  afterwards,  Otis  came  on  board  the 
sloop  with  four  men,  and  seized  sloop  and  cargo,  and 
putting  a  pilot  and  crew  on  board,  he  sent  her  to 
Falmouth,  in  the  district  of  Barnstable,  where  Otis 
had  the  cargo  discharged  and  stored,  in,  and  under  a 
dwelling-house  in  Falmouth  :  the  master  forbidding 
Otis  to  meddle  with  the  sloop  or  cargo.  The  master 
also  exhibited  to  Otis  his  manifest,  and  swore  to  the 
correctness  of  the  same. 

On  the  part  of  Otis,  it  was  proved,  that  he  was  de- 
puty Collector  for  Barnstable — that  on  the  29th  No- 

Vol.  VI.  74 


566  CASE&  IN  THE  SUPREME  COURT 

i8ii.       vember,  1808,  he  duly  reported  to  the  President  of 
the  United  States,  the  detention  of  this  sloop  and 


Otis 

v.         her  cai-go,  under  and  by  virtue  of  the  act  abovemen- 
tioned,  which  detention  was  confirmed  and  approved 
by  the  President,  on  the  8th  of  December,   1808. 
That  the  sloop,  when  seized,  lay  at  anchor  about  half 
a  mile  from  the  shore  or  beach,  which  is  in  the  town 
and  port  of  Barnstable,  near  the  centre  thereof,  six 
miles  distant  from  Bass  river,  on  which  Freeman  Ba- 
ker's house  and  store  are  situated,  and  aSout  five 
miles  from  the  harbour  of  Yarmouth.     That  Free- 
man Baker's  landing  is  situate  above  a  quarter  of  a 
mile  from  the  mouth  of  Bass  river,  on  said  river,  ia 
the  town  of  Yarmouth,  about  six  miles  and  an  half 
by  water,  from  where  the  sloop  was  seized,  and  lies 
to  the  eastward  of  Point  Gammon.    Hyannis,  where 
the  vessel  was  seized,  is  westward  of  Point  Gam- 
mon, and  in  the  town  of  Barnstable.     That  the 
sloop,  when  seized,  had  not  arrived  at  the  harbour  of 
Yarmouth,  but  was  lying  in  the  port  or  harbour  of 
Barnstable,  about  three  miles  from  the  harbour  of 
Yarmouth,  which  lies  east  north  east  from  the  port 
of  Barnstable,  and  the  sloop  on  her  way  from  Ips- 
wich to  the  place  where  she  was  seized,  passed  the 
place  for  which  she  was  cleared*  because  the  weather 
would  uot  permit  the  master  to  get  her  either  into 
the  harbours  of  Bass  river,  or  Gage  wharf,  and  be- 
cause he  lived  near  Hyannis,  and  wished  to  see  his 
family,  and  to  lay  his  vessel  in  a  safe  place,  and  to 
land  certain  articles  of  bedding,  &c.  from  the  vessel, 
as  it  was  his  intention  to  strip  the  vessel  when  she 
arrived  at  Yarmouth.    After  the  master  arrived  in 


OP  THE  UNITED  STATES.  587 

Hyannis  Bay,  it  was  his  intention  to  land  his  cargo  isti. 
at  Gage  wharf,  which  is  in  the  town  of  Yarmouth ; 
about  three  rods  distant  from  the  line  of  Barnstable, 
and  about  six  miles  and  an  half  from  the  place  where 
the  sloop  was  anchored  when  seized.  Between  Yar- 
mouth harbour  or  Bass  river  harbour,  and  Hyannis, 
or  Barnstable  harbour,  where  the  vessel  was  seized, 
is  a  long  point  of  land,  called  Point  Gammon,  ex-* 
tending  several  miles  into  the  sea,  and  the  distance 
by  the  nearest  course -of  the  ship-channel,  or  deep 
water,  from  Bass  river  to  Hyannis,  is  ten  miles,  and 
in  going  from  Ipswich  to  Hyannis.  the  sloop  passed 
Bass  river  harbour,  or  Yarmouth  harbour  and  Point 
Gammon.  The  cargo,  when  stored  by  the  Collector, 
was  some  of  it  in  bad  and  perishable  condition,  and 
was  put  in  better  order  by  coopering,  &c.  before  be* 
ing  stored. 

On  this  evidence,  the  jury  were  charged  :  that  un- 
der the  clearance,  the  captain  had  a  right  to  go  to 
any  part  of  Yarmouth  with  his  vessel,  notwithstand- 
ing it  might  have  been  the  intention  of  him  and  the 
owner,  that  she  should  go  to  Bass  fircr  in  that  town : 
that  if  she  bad  been  carried  beyond  Bass  river  by 
force  of  the  winds,  and  contrary  to  the  master's  in- 
tention, and  came  to  anchor  in  Hyannis  Bay,  with- 
in the  limits  of  the  town  of  Barnstable,  for  that 
cause,  still,  if  the  jury  believed  that,  in  consequence 
of  this  state  of  things,  the  captain  had  concluded  to 
give  up  his  intention  of  going  to  Bass  river,  and  in 
lieu  thereof,  to  carry  his  vessel  to  Gage's  wharf, 
which  is  within  the  town  of  Yarmouth,  on  the  same 
side  erf  Point  Gammon  as  Barnstable,  and  to  all  sub- 


Otis 
Walter. 


£gg  CASES  IN  THE  SUPREME  COURT 

1821.  stantial  purposes,  the  same  harbour ;  and  for  this 
purpose,  was  waiting  only  for  a  proper  opportunity  Co 
take  the  vessel  into  that  wharf,  they  might  justly  and 
fairly  determine  that  the  voyage  was  terminated  at 
the  time  Otis  took  possession  of  the  vessel. 

Whether  this  part  of  the  charge  were  correct,  wHi 
depend  on  the  true  construction  of  the  1 1th  section 
of  the  act  of  Congress,  under  which  this  seizure  was 
made,  and  which  has  already  been  referred  to.  Its 
language  is,  "  that  the  Collectors  of  the  customs 
be,  and  they  are  hereby  respectively  authorized  to 
detain  any  vessel  ostensibly  bound  with  a  cargo  to 
some  other  port  of  the  United  States,  whenever,  m 
their  opinion,  the  intention  is  to  violate  or  evade  aoj 
of  the  provisions  of  the  acts  laying  an  embargo,  until 
the  decision  of  the  President  of  the  United  States  be 
had  thereupon." 

Of  the  ostensible  destination  of  the  Ten  Sisters, 
at  the  time  of  her  leaving  Ipswich,  there  can  be  no 
doubt.  This,  from  the  manifest  and  clearance,  was 
Yarmouth  or  Bass  river.  What  better  evidence, 
then,  could  Otis  have  of  this  fact,  than  that  which 
he  acquired  from  an  inspection  of  these  papers*  If, 
then,  such  was  her  ostensible  destination  at  the  time 
of  her  sailing  from  Ipswich,  and  she  had  not  arrived 
at  Yarmouth  or  Bass  river  at  the  time  of  seizure,  it 
would  seem,  that  he  would  have  a  right,  uuder  the 
provisions  of  this  section,  to  detain  the  Ten  Sisters, 
if  in  his  opinion  an  intention  existed  of  violating  the 
embargo  laws.  It  is  not  pretended,  that  this  was 
not  his  real  opinion,  or  that,  for  an  honest  exercise 
of  such  an  opinion,  he  ought  to  be  punished.    There 


Walter, 


OP  THE  UNITED  STATES.  589 

is  a  confidence  placed  in  the  discretion  of  a  Collector,  1*21. 
in  eases  of  this  kind,  which  may  be  abused,  but  s-^)pfc' 
which  ought  to  protect  him  from  loss  when  there  is  t. 
no  reason  to  believe,  as  there  is  not  in  this  case,  that 
the  detention  proceeded  from  sinister  motives,  and 
not  from  a  conscientious  desire  of  discharging  his 
duty.  To  subject  a  Collector,  or  any  public  officer, 
to  such  an  imputation,  when  acting  under  a  discre- 
tion thus  reposed  in  him,  the  circumstances  ought  to 
he  such  as  almost  to  preclude  the  possibility  of  his 
having  acted  but  from  some  unworthy  or  dishonour- 
able motive.  The  Court  is  much  mistaken,  if  the 
facts  in  this  case  are  such  as  to  lead  to  this  conclu- 
sion. The  only  question,  then,  is,  whether  the  cir- 
cumstances were  such  at  the  time  of  seizure,  as  to 
confer  on  the  Collector,  or  bis  deputy,  the  right  of 
acting  under  the  influence  of  an  opinion,  that  such 
illegal  intention  existed.  Bqt  it  is  supposed,  that 
the  Ten  Sisters  had  substantially  terminated  her 
voyage,  or  that  being  driven  beyond  Point  Gammon 
into  Hyannis  Bay,  she  might  lawfully  terminate  her 
voyage,  and  land  her  cargo  at  Barnstable*  If  a  per* 
mit  had  been  obtained  to  land  her  cargo  at  Barnsta- 
ble, this  argument  would  be  entitled  to  much  con- 
sideration ;  but  when  the  master  of  a  vessel,  bound 
by  her  papers  to  one  port,  applies  for  a  permit  to 
land  her  cargo  at  another  place,  he  cannot,  in  that 
way,  deprive  the  Collector  of  considering  the  vessel 
as  still  in  itinere,  to  her  original  port  of  destination, 
and  if  he  suspects  such  application  to  be  a  mere  pre- 
tence to  conceal  some  illicit  object,  he  has  as  good  a 
right  to  make  the  seizure  as  if  a  permit  had  not  been 


n 


590  CASES  IN  THE  SUPREME  COURT 

iat  i;  applied  for.  In  the  case  of  OHs  v.  Bacon,  7  Cranch9 
S*^*^  596.  a  permit  to-  land  the  cargo  had  been  granted 
▼•  before  any  seizure  took  place,  which  was  consider- 
ed by  the  Court  as  evidence  of  the  termination  of 
the.  voyage,  and  that  she  could  not,  thereafter,  be 
considered  as  actually  or  ostensibly  bound  to  any 
other  port.  Nor  can  the  exhibition  of  the  manifest, 
or  swearing  to  its  contents,  be  considered  as  equiva- 
lent to  a  permit  to  land  the  goods.  It  might,  on  the 
contrary,  furnish  evidence,  as  it  did  here,  of  an  os- 
tensible destination  from  one  port  of  the  United 
States  to  another,  where  she  had  not  yet  arrived,  and 
in  which  case  the  Collector  had  authority  to  act :  nor 
was  he  bound  to  believe,  merely  from  that  circum- 
stance, or  from  the  then  situation  of  the  vessel/  that 
such  destination  was  abandoned.  On  a  former  trial 
of  this  cause,  no  clearance  was  produced,  and  the 
only  testimony  on  this  subject  came  out  on  the  ex- 
amination of  the  master,  who  declared,  that  the  ves- 
sel was  bound  to  Yarmouth  or  Barnstable.  Upon 
the  whole,  this  Court  is  of  opinion,  that  the  learned 
judge  who  tried  the  cause  committed  an  error  in 
telling  the  jury  that  they  might  fairly  and  justly  de- 
termine the  voyage  was  terminated  at  the  time  of 
seizure,  if  they  believed  the  captain  had  given  up 
his  intention  of  going  to  Bass  river,  and  had  deter- 
mined to  land  his  cargo  at  Gage's  wharf,  which, 
though  within  the  boundary  of  Yarmouth,  is  in  fact 
in  the  harbour  of  Barnstable,  and  that  he  was  wait- 
ing only  for  a  proper  opportunity  to  take  the  vessel 
into  that  wharf.  Now,  this  was  placing  the  ter- 
mination of  the  voyage,  not  on  the  fact  of  its  having 


OP  THE  UNITED  STATES.  591 

actually  ended,  but  on  an  intention  of  the  master,  of  isn. 
which  it  was  impossible  the  Collector  could  know 
any  thing  with  certainty,  who  was  to  judge  of  his 
right  and  duty  to  make  the  seizure  only  from  the 
papers  of  the  vessel,  and  the  situation  in  which  she 
was  found,  which  is  admitted  to  have  been  short  of 
her  destined  port  But  if  a  secret  intention  of  the 
master  be  permitted  to  be  set  up  as  a  ground  of  de- 
cision, and  this,  too,  contrary  to  the  written  evidence 
in  the  cause,  on  which  alone  a  public  officer  can  act 
with  safety,  he  would  always  be  exposed  to  risks 
which  might  deter  him  from  acting  altogether.  The 
jury,  therefore,  should  have  been  left  to  decide  from 
the  other  evidence  in  the  cause,  independent  of  any 
secret,  or  even  declared,  intention  in  the  mind  of  the 
master,  whether  the  ostensible  voyage  was  termina- 
ted or  not ;  and  it  seems  difficult  to  conceive  how 
their  decision  could  have  been  otherwise  than  favour- 
able to  Otis.  In  this  part  of  the  charge,  therefore, 
the  Court  is  of  opinion,  there  is  error. 

Another  part  of  the  Court's  instruction  to  the  jury 
is  also  complained  of;  it  is,  that  in  which  the  Chief 
Justice  remarks,  that  the  Collector  had  no  authority, 
without  the  consent  of  the  master,  or  person  having 
the  care  of  the  cargo,  to  unlade  it  from  the  vessel 
and  store  it.  It  is  not  known  what  influence  this 
opinion  had  on  the  jury  ;  but  in  the  unqualified  terms 
in  which  the  Collector's  right  to  unlade  the  cargo  is 
denied,  this  Court  does  not  concur.  We  have  al- 
ready decided,  that  with  the  consent  of  the  master, 
or  agent  of  the  owner,  the  cargo  may  be  landed,  but 
it  was  not  intended  to  say,  that  in  no  other  case 


£92  CASES  IN  THE  SUPREME  COURT 

i82i.      could  such  landing  and  storing  be  justifiable.    If  it 
appear  that  the  Collector,  during  the  detention  of  the 
vessel,  shall,  bona  fide,  think  it  will  tend  to  the  secu- 
rity and  preservation  of  the  property  to  unlade  it,  and 
will  do  it  at  his  own  expense,  it  is  not  perceived  why 
he  may  not  do  so,  but  at  the  peril  of  such  an  act  be- 
ipg  regarded,  per  sey  as  a  conversion  of  the  property. 
At  any  rate,  this  consequence  ought  not  to  follow, 
unless  it  shall  appear  that  the  property  was  lose  or 
injured  in  consequence  of  such  landing.    That  not 
appearing  to  have  been  the  case  here,  it  is  not  neces- 
sary to  say  what  effect  such  a  circumstance  could 
have  had  in  this  suit    Ail  that  it  is  intended  to  say 
here,  is,  that  a  landing  for  the  purposes,  and  under 
the  circumstances  which  appear  on  this  record,  is 
not  of  necessity,  or  in  itself,  a  conversion. 

» 
Judgment  reversed,  and  a  venire  facias  de  novo 

awarded.0      * 

a  Fide  ante,  vol.  II.  p.  18. 


OF  THE  UNITED  STATES.  $93 

mi. 


(Local  Law.)  Gonler 

The    Com- 

Goszler  v.  The  Corporation  of  Georgetown.  .  »tionof 

Georgetown. 

The  power  given  to  the  Corporation  of  Georgetown,  by  the  act  of  Ma* 
ryland,  of  November,  1797,  c.  66.  to  graduate  the  street!  of  thai 
City,  ia  a  continuing  power,  and  the  Corporation  may  from  time  to 
time  alter  the  graduation  so  made. 

-The  ordinance  of  May,  1799,  by  which  the  Corporation  of  Georgetown 
first  exercised  the  power  of  graduating  the  streets,  is  not  in  the  na- 
ture of  a  compact,  and  may  he  altered  by  the  Corporatioa. 

This  cause  was  argued  by  Mr.  Key  fox  the  ap- 
pellant) and  by  Mr.  Jones  for  the  respondent.  March  im. 

Mr.  Chief  Justice  Marshall  delivered  the  opi- 
nion of  the  Coiirt,  March  1*A. 

This  is  an  appeal  from  a  decree  of  the  Circuit 
Court  of  the  United  States  for  the  county  of  Wash- 
ington, in  the  District  of  Columbia,  on  the  following 
case : 

In  the  year  1797,  the  Legislature  of  Maryland, 
among  certain  additional  powers  given  to  the  Corpo- 
ration of  Georgetown,  enacted,  that  they  "  shall  have 
full  pQwer  and  authority  to  make  such  by-laws  and 
ordinances  for  the  graduation  and  levelling  of  the 
streets,  lanes  and  alleys  within  the  jurisdiction  of 
the  same  town,  as  they  may  judge  necessary  for  the 
benefit  thereof." — Act  of  tfov,  1797,  c.  66.  s.  vi. 
p.  35. 

In  pursuance  of  this   authority,  the  Corporation 

Vol.  VI.  75 


5g4  CASUS  IN  THE  SUPREME  COURT 

1821.       passed  an  ordinance  in  May,  1799,  for  the  gradua- 

x-**v~*-     tion  of  certain  streets—the  first  section  of  which  ap- 

GTl6r      points  commissioners,  and  authorizes  them  "  to  make 

^wtion0!? °"  the  level  and  graduation  of  the  streets ;"  and  the  se- 

Georgetown.  con(j  js  \n  these  words : 

•<  And  be  it  ordained,  that  the  said  level  and 
graduation,  when  signed  by  the  said  commissionere 
or  a  majority  of  them,  and  returned  to  the  clerk  of 
this  Corporation,  shall  be  forever  thereafter  consi- 
dered as  the  true  graduation  of  the  streets  so  gra- 
duated, and  be  binding  upon  this  Corporation,  and 
all  other  persons  whatever,  and  be  forever  thereafter 
regarded  in  making  improvements  upon  said  streets.* 

The  plaintiff  in  error  owned  lots  upon  one  of 
these  streets,  and  made  improvements  thereon,  ac- 
cording to  the  graduation  made  and  returned  to  the 
clerk  of  the  Corporation,  under  the  directions  of  this 
ordinance.  In  September,  1816,  the  corporation 
passed  another  ordinance,  directing  the  level  and  gra- 
duation of  this  street  to  be  altered  ;  and  the  commis- 
sioners appointed,  being  about  to  cut  down  the 
street  by  the  plaintiff's  house,  were  enjoined  from 
proceeding  by  a  bill  filed  by  the  plaintiff  against 
them  and  the  Corporation. 

Upon  the  final  hearing  of  this  case,  the  Circuit 
Court  dismissed  the  bill,  being  of  opinion  that  the 
Corporation  had  the  power  asserted  in  their  answer, 
of  altering  the  level  and  graduation  of  a  street  gra- 
duated under  their  former  ordinance  of  May,  1799, 

The  counsel  for  the  appellant  contends,  that  the 
Circuit  Court  erred  in  dismissing  his  bill,  because, 

1st  The  power  to  graduate  streets  as  given  by 


OF  THE  UNITED  STATES.  685 

the  Legislature  of  Maryland,  was  not  a  continuing      ift2i. 
power,  but  was  completely  executed  by  the  ordi-    **££kr 
nance  of  May,  1 799,  and  has  never  been  renewed.  v. 

2d.  The  ordinance  of  May,  1799,  is  in  the  na-     ration  of 
ture  of  a  compact,  and  is  unalterable.  Georgetown. 

1.  The  language  of  the  act  certainly  does  not  imply 
that  the  power  it  confers  is  exhausted  in  its  first  ex- 
ercise. The  power  is  not  u  to  graduate  and  level 
the  streets,"  or  "  to  make  a  by-law  for  the  gradua- 
tion and  levelling  of  the  streets ;"  but "  to  make  such 
by-laws  and  ordinances  for  the  graduation  and  level- 
ling of  the  streets,  &c.  within  the  jurisdiction  of  the 
same  town,  as  they  may  judge  necessary  for  the  be- 
nefit thereof." 

The  act  seems  to  contemplate  a  continuance  of 
the  power,  and  a  repetition  of  the  by-laws  and  or- 
dinances, as  the  Corporation  "  may  judge  necessary 
for  the  benefit  of  the  town."  It  gives  a  power  to  le- 
gislate on  the  subject,  and  to  pass  more  than  one  by- 
law and  ordinance  respecting  it.  Unless,  then,  there 
be  in  the  nature  of  the  operation  something  which 
forbids  its  repetition,  the  words  of  the  act  import  no 
such  prohibition. 

There  can  be  no  doubt  that  the  power  of  gradua- 
ting and  levelling  the  streets  ought  not  to  be  capri- 
ciously exercised.  Like  all  power,  it  is  susceptible 
of  abuse.  But  it  is  trusted  to  the  inhabitants  them- 
selves, who  elect  the  corporate  body,  and  who  may 
therefore  be  expected  to  consult  the  interests  of  the 
town. 

Although  this  power  may  be  oppressively  repeated, 
the  possession  of  it  cannot  be  pronounced  so  impro- 


Sd6  CASES  IN  TH£  SOPREMt  COURT 

1521.       per  or  so  dangerous,  as  to  control  essentially,  tfc* 
^iPC*'    words  which  confer  it.     The  graduation  and  level* 


r.  ling  of  the  streets,  is  not,  necessarily,  a  singte 
^uSo^  tion-  There  may  be  circumstances  to  produce  a  ge- 
Gaorgetoirii.  nera]  desire  to  vary  the  graduation,  to  bring  the 
Streets  more  nearly  on  a  level  than  was  contemplated 
in  the  first  ordinance :  and,  if  this  may  occur,  we 
Cannot  say  that  the  legislature  could  not  intend  to 
give  this  power  of  varying  the  graduation,  when  the 
words  they  employ  are  adapted  to  the  giving  of  it. 

Two  acts  of  Congress  for  amending  the  charter  of 
Georgetown  have  been  relied  on.  That  passed  in 
January,  1805,  empowers  the  Corporation  "  to  open 
and  extend,  and  regulate  streets  within  the  limits  of 
the  said  town,  provided  they  make  to  the  person  or 
persons  who  may  be  injured  by  silcb  opening,  exten- 
sion, or  regulation,  just  and  adequate  compensation! 
to  be  sustained  by  the  verdict  of  an  impartial  jury* 
summoned,"  &c.  "  who  shall  proceed  in  like  manner, 
as  has  been  usual  in  other  cases,  where  private  pro- 
perty has  been  condemned  for  public  use." 

For  the  Corporation,  it  has  been  contended,  that 
the  word  "  regulate"  implies  some  operation  on  the 
streets  themselves,  or  is  entirely  senseless ;  and  if  it 
implies  any  such  operation,  it  must  comprehend 
their  graduation. 

The  objection  made  by  counsel  to  this  argument, 
is,  the  improbability  that  the  word  "  regulate,"  would 
be  substituted  for  "  graduate,"  if  it  were  used  in  the 
same  sense  ;  and  the  words  directing  the  duty  of  the 
jury.  They  are  to  "  proceed  in  like  manner,  as  has 
been  usual  in  other  cases,  where  private  property  has 


OP  THE  UNITED  STATES.  £97 

been  condemned  for  public  use."    The  word  "  regu*       mi. 
late,"  then,  it  is  said,  is  shown  by  this  expression*  to 
he  applicable  only  to  those  cases  in  which  private 
property  is  condemned  to  public  use,   which  is  not 
done  in  graduating  a  stteet* 

This  construction  is  supposed  to  be  strengthened 
by  the  act  of  1809,  which  again  empowers  the  Cor- 
poration "  to  lay  out,  open,  extend,  and  regulate 
streets,  lanes  and  allies,"  but  confines  the  use  of  the 
jury  for  assessing  damages  to  those  sustained  "  by 
reason  of  opening  or  extending  any  street,  lane  or 
-alley." 

The  opinion  that  the  original  power  continues 
after  its  first  exercise,  renders  it  unnecessary  to  de- 
cide on  the  extent  which  may  and  ought  to  be  given 
to  the  word  u  regulate." 

2.  The  second  point  presents  a  question  of  some 
difficulty.  One  object  of  the  ordinance  probably 
was,  to  give  as  much  validity  to  the  graduation  made 
by  the  commissioners,  as  if  it  had  been  made  under 
the  direct  superintendance  of  the  corporate  body. 
But  it  cannot  be  disguised,  that  a  promise  is  held 
forth  to  all  who  should  build  on  the  graduated 
streets,  that  the  graduation  should  be  unalterable. 
The  Court,  however,  feels  great  difficulty  in  saying, 
that  this  ordinance  can  operate  as  a  perpetual  re- 
straint on  the  Corporation. 

When  a  government  enters  into  a  contract,  there  is 
no  doubt  of  its  power  to  bind  itself  to  any  extent  net 
prohibited  by  its  constitution.  A  Corporation  can 
make  such  contracts  only  as  are  allowed  by  the  acts 
of  incorporation.    The  power  of  this  body  to  make 


598  CASES  IN  THE  SUPREME  COURT 

1831.       a  contract  which  should  so  operate  as  to  bind  its  le- 


M'Clnng 


gislative  capacities  forever  thereafter,  and  disable  it 

t.""6     from  enacting  a  by-law,  which  the  Legislature  ena- 

f^***-     bles  it  to  enact,  may  well  be  questioned.     We  rather 

think  that  the  Corporation  cannot  abridge  its  owa 

legislative  power. 

Decree  affirmed. 


(Constitutional  Law.) 
M'CuJNG  V.  SlLLlMAN. 

A  State  Court  cannot  issue  a  mandamus  to  an  offider  of  the  United 

States. 

Match  i2tk.  This  cause  was  argued  by  Mr.  Harper ,  for  the 
plaintiff  in  error,  and  by  Mr.  Doddridge,  for  the  de- 
fendant. 

Manhim.  Mv.  Justice  Johnson  delivered  the  opinion  of  the 
Court. 

This  case  presents  no  ordinary  group  of  legal 
questions.     They  exhibit  a  striking  specimen  of  the 
involutions  which  ingenuity  may  cast  about  legal 
rights,  and  an  instance  of  the  growing  pretensions 
+  of  some  of  the  State  Courts  over  the  exercise  of  the 

powers  of  the  general  government 
The  plaintiff  in  error,  who  was  also  the  plaintiff 


OF  THE  UNITED  STATES.  599 

below,  supposes  himself  entitled  to  a  pre-emptive  mi. 
interest  in  a  tract  of  land  in  the  State  of  Ohio,  and 
claims  of  the  register  of  the  land  office  of  the  Uni- 
ted States,  the  legal  acts  and  documents  upon  which 
such  rights  are  initiated.  That  officer  refuses,  under 
the  idea,  that  the  right  is  already  legally  vested  in 
another ;  and  that  he  possesses,  himself,  no  power 
over  the  subject  in  controversy.  A  mandamus  is 
then  moved  for  in  the  Circuit  Court  of  the  United 
States,  and  that  Court  decides,  that  Congress  has 
vested  it  with  no  such  controlling  power  over  the 
acts  of  the  ministerial  officers  in  the  given  case. 
The  same  application  is  then  preferred  to  the  State 
Court  for  the  county  in  which  the  subject  in  con- 
troversy is  situated.  The  State  Court  sustains  its 
own  jurisdiction  over  the  register  of  the  land  office, 
but  on  a  view  of  the  merits  of  the  claim,  dismisses 
the  motion. 

From  both  these  decisions  appeals  are  made  to  this 
Court,  in  form  of  a  writ  of  error. 

In  the  case  of  M'Intire  v.  Wood?  decided  in  this 
Court,  in  1813,  the  mandamus  contended  for  was 
intended  to  perfect  the  same  claim,  and  in  point  of 
feet  the  suit  was  between  the  same  parties.  The 
influence  of  that  decision  on  these  cases,  is  resisted, 
on  the  ground,  that  it  did  not  appear  in  that  case, 
that  the  controversy  was  between  parties  who,  under 
the  description  of  person,  were  entitled  to  maintain 
suits  in  the  Courts  of  the  United  States ;  whereas, 
the  averments  in  the  present  cases  show,  that  the 
parties  litigant  are  citizens  of  different  States,  and, 

a  7  Cranch,  504. 


40Q,  CASES  JN  THE  SUPREME  COURT 

ian«  therefore,  competent  parties  in  the  Circuit  Court- 
Bat  we  think  it  perfectly  clear,  from  an  examination 
of  the  decision  alluded  to,  that  it  was  wholly  unitt- 
flueoced  by  any  considerations  drawn  from  the  want 
<tf  personal  attributes  of  the  parties.  The  ease  came 
up  on  a  division  of  opinion,  and  the  single  question 
stated  is,  "  whether  that  Court  had  power  to  issue 
a  writ  of  mandamus  to  the  register  of  a  land  office 
in  Ohio,  commanding  him  to  issue  a  final  'certificate 
of  purchase  to  the  plaintiff  for  certain  lands  in  the 
State  ?» 

Both  the  argument  of  counsel,  and  the  opinion  of 
the  Court,  distinctly  show,  that  the  power  to  issu$ 
the  mandamus  in  that  case,  was  contended  for  as 
incident  to  the  judicial  powers  of  the  Untied  States. 
And  the  reply  of  the  Court  is,  that  though,  argv- 
mefUi  gratia,  it  be  admitted,  that  this  controlling 
power  over  its  ministerial  officers,  would  follow 
from  vesting  in  its  Courts  the  whole  judicial  power 
of  the  United  States,  the  argument  fails  here,  since 
the  legislature  has  only  made  a  partial  delegation  of 
its  judicial  powers  to  the  Circuit  Courts ;  that  if  the 
inference  be  admitted  as  far  as  the  judicial  power 
of  the  Court  actually  extends,  still,  cases  arising 
under  the  laws  of  the  United  States,  are  not,  per  se, 
among  the  cases  comprised  within  the  jurisdiction  of 
the  Circuit  Court,  under  the  provisions  of  the  1 1th 
section  ;  jurisdiction  being  in  such  cases  reserved  to 
the  Supreme  Court,  under  the  26th  section,  by  way 
of  appeal  from  the  decisions  of  the  State  Courts. 

There  is,  then,  no  just  inference  to  be  drawn  from 
the  decision  in  the  case  of  M'Intire  v.  Wood,  in  fa- 


OF  THE  UNITED  STATES.  60J 

vour  of  a  case  in  which  the  Circuit  Courts  of  the      im« 
United  States  are  vested  with  jurisdiction  under  the    "JjT^f^ 
11th  section.     The  idea  is  in  opposition  to  the  ex-         t. 
press  words  of  the  Court,  in  response  to  the  question 
stated,  which  are,  "  that  the  Circuit  Court  did  not 
possess  the  power  to  issue  the  mandamus  moved 
for." 

It  is  now  contended,  that  as  the  parties  to  this 
controversy  are  competent  to  sue  under  the  11th 
section,  being  citizens  of  different  Stales,  that  this 
is  a  case  within  the  provisions  of  the  14th  section, 
and  the  Circuit  Court  was  vested  with  power  to 
issue  this  writ,  under  the  description  of  a  "  writ  not 
specially  provided  for  by  statute,"  but  (<  necessary 
for  the  exercise  of  its  jurisdiction,"  The  case  cer- 
tainly does  present  one  of  those  instances  of  eqttivo* 
cal  language,  in  which  the  proposition,  though  true 
in  the  abstract,  is  in  its  application  to  the  subject 
glaringly  incorrect.  It  cannot  be  denied,  that  the 
exercise  of  this  power  is  necessary  to  the  exercise  of 
jurisdiction  in  the  Court  below ;  but  why  is  it  neces- 
sary ?  Not  because  that  Court  possesses  jurisdic- 
tion, but  because  it  does  not  possess  it  It  must  ex- 
ercise this  power,  and  compel  the  emanation  of  the 
legal  document,  or  the  execution  of  the  legal  act  by 
the  register  of  the  land  office,  or  the  party  cannot 
sue. 

The  14th  section  of  the  act  under  consideration, 
could  only  have  been  intended  to  vest  the  power 
now  contended  for,  in  cases  where  the  jurisdiction 
already  exists,  and  not  where  it  is  to  be  courted  or 

Vol.  VI.  70 


Billiman. 


602  CASES  IN  THE  SUPREME  COURT 

1*21.       acquired,  by  means  of  the  writ  proposed  to  be  sued 
^J^    out     Such  was  the  case  brought  up  from  Louisiana, 
V.         in  which  the  judge  refused  to  proceed  to  judgment, 
by  which  act,  the  plaintiff  must  have  lost  his  remedy 
below,  and  this  Court  have  been  deprived  of  its  ap- 
pellate control,  over  the  question  of  right* 

The  remaining  questions  bear  a  striking  analogy 
to  that  already  disposed  of. 

The  State  Court  having  decided  in  favour  of  its 
own  jurisdiction  over  the  register,  the  appellant,  so 
far,  had  nothing  to  complain  of.  It  is  only  where  a 
State  Court  decides  against  the  claim  set  up  under 
the  laws  of  the  United  States,  that  appellate  juris- 
diction is  given  from  the  State  decisions.  But  in  the 
next  step  of  his  progress,  he  was  not  equally  fortu- 
nate. The  State  Court  rejected  his  application  on 
the  merits  of  bis  claim,  and  appear  to  have  decided 
that  an  entire  section  might  be  divided  into  fractions, 
by  the  river  Muskingum,  in  a  legal  sense.  Of  this 
he  now  complains,  and  contends  that  the  decision  is 
contrary  to  the  laws  of  the  United  States. 

From  this  state  of  facts,  the  following  embarrass- 
ment arises.  The  United  States  officer,  the  de- 
fendant, can  have  no  inducement  to  contest  a  juris* 
diction  that  has  given  judgment  in  his  favour :  and 
the  plaintiff  in  error  must  sustain  its  jurisdiction,  or 
relinquish  all  claim  to  the  relief  sought  for  through 
its  agency.  And  thus  this  Court,  with  its  eyes  open 
to  the  defect  in  the  jurisdiction  of  the  Court  below, 
is  called  upon  to  take  cognizance  of  the  merits  of  the 
question,  both  parties  being  thus  equally  interested, 
in  sustaining  the  jurisdiction  asserted  by  that  Court 


▼. 


OP  THE  UNITED  STATES.  603 

Let  the  course  which  this  Court  ought  to  pursue,  mm. 
be  tested  by  consequences.  The  alternative  is  to  j£J£^ 
give  judgment  for  or  against  the  plaintiff.  If  it  be 
given  for  him,  this  Court  must  invoke  that  Court  to 
issue  the  writ  demanded,  or  pursuing  the  alternative 
given  by  the  26th  section,  it  must  itself  proceed 
to  execute  the  judgment  which  that  Court  ought  to 
have  given.  Or,  in  other  words,  to  issue  the  writ  of 
mandamus,  in  a  case  to  which  it  is  obvious  that  nei- 
ther the  jurisdiction  of  that  Court,  nor  this,  extends. 

No  argument  can  resist  such  an  obvious  deductio 
in  absurdum. 

It  is  not  the  first  time  that  this  Court  has  encoun- 
tered similar  difficulties,  in  its  advance  to  questions 
brought  up  from  other  tribunals.  It  has  avoided 
them  by  deciding  that  it  is  not  bpund  to  encounter 
phantoms.  The  party  who  proposes  to  avail  him* 
self  of  a  defective  jurisdiction,  has  nothing  to  com- 
plain of,  if  he  is  left  to  take  the  consequences.  His 
antagonist  might  have  had  cause  to  complain — he  can 
have  none.  And,  notwithstanding  express  evidence 
of  the  contrary,  this  Court  feels  itself  sanctioned,  in 
referring  the  decision  of  the  State  Court,  in  this  case, 
to  the  ground  on  which  it  ought  to  have  been  made, 
instead  of  that  on  which  it  appears  to  have  been 
made.  The  question  before  an  appellate  Court  is, 
was  the  judgment  correct,  not  the  ground  on  which 
the  judgment  professes  to  proceed. 

Whether  a  State  Court  generally  possesses  a  power 
to  issue  writs  of  mandamus,  or  what  modifications  of 
its  powers  may  be  imposed  on  it,  by  the  laws  which 
constitute  it,  it  is  correctly  argued,  that  this  Court 


6<ty  CASES  IN  THE  SUPREME  COURT 

1821*  cannot  be  called  upon  to  decide.  But  when  the  ex- 
ercise of  that  power  is  extended  to  officers  commis- 
sioned by  the  United  States,  it  is  immaterial  under 
what  law  that  authority  be  asserted,  the  controlling 
power  of  this  Court  may  be  asserted  on  the  subject,, 
under  the  description  of  an  exemption  claimed  by 
the  officer  over  whom  it  is  exercised. 

It  is  not  easy  to  conceive  on  what  legal  ground  a 
State  tribunal  can,  in  any  instance,  exercise  the 
power  of  issuing  a  mandamus  to  the  register  of  a 
land  office.  The  United  States  have  not  thought 
proper  to  delegate  that  power  to  their  own  Courts* 
But  when  in  the  cases  of  Marbury  v.  Madison,  and 
that  of  MIntire  v.  Woody  this  Court  decided  against 
the  exercise  of  that  power,  the  idea  never  presented 
itself  to  any  one,  that  it  was  not  within  the  scope  of 
the  judicial  powers  of  the' United  States,  although 
not  vested  by  law,  in  the  Courts  of  the  general  Go- 
vernment. And  no  one  will  seriously  contend,  it  is 
presumed,  that  it  is  among  the  reserved  powers  of 
the  States,  because  not  communicated  by  law  to  the 
Courts  of  the  United  States  ? 

There  is  but  one  shadow  of  a  ground  on  which  such  a 
power  can  be  contended  for,  which  is,  the  general  rights 
Of  legislation  which  the  States  possess  over  the  soil 
within  their  respective  territories?  It  is  not  now  neces- 
sary toconsider  that  power,  as  to  the  soil  reserved  to  the 
United  States,  in  the  States  respectively.  The  ques- 
tion in  This  case  is,  as  to  the  power  of  the  State 
Courts,  over  the  officers  of  the  general  Government, 
employed  in  disposing  of  that  land,  under  the  laws 
passed  for  that  purpose.    And  here  it  is  obvious,  that 


OF  THE  UNITED  STATES.  605 

he  is  to  be  regarded  either  as  an  officer  of  that  Go-  mi. 
vernroent,  or  as  its  private  agent*  In  the  one  capa- 
city or  the  other,  his  conduct  can  only  be  controlled 
by  the  power  that  created  him ;  since,  whatever 
doubts  have  from  time  to  time  been  suggested,  as  to 
the  supremacy  of  the  United  States,  in  its  legislative, 
judicial,  or  executive  powers,  no  one  has  ever  Con- 
tested its  supreme  right  to  dispose  of  its  own  pro- 
perty in  its  own  way.  .And  when  we  find  it  with- 
holding from  its  own  Courts,  the  exercise  of  this 
controlling  power  over  its  ministerial  officers,  em- 
ployed in  the  appropriation  of  its  lands,  the  infer- 
ence clearly  is,  that  all  violations  of  private  right, 
resulting  from  the  acts  of  such  officers,  should  be  the 
subject  of  actions  for  damages,  or  to  recover  the  spe- 
cific property,  (according  to  circumstances)  in  Courts 
of  competent  jurisdiction.  That  is,  that  parties  should 
be  referred  to  the  ordinary  mode  of  obtaining  justice, 
instead  of  resorting  to  the  extraordinary  and  unpre- 
cedented mode  of  trying  such  questions  on  a  motion 
for  a  mandamus. 

Judgment.  This  cause  came  on  to  be  heard,  on 
the  transcript  of  the  record  of  the  Supreme  Court  of 
the  State  of  Ohio,  for  Muskingum  county,  and  was 
argued  by  counsel.  On  consideration  whereof,  it  is 
adjudged  and  ordered,  that  the  judgment  of  the 
said  Supreme  Court  of  the  State  of  Ohio,  be,  and 
the  same  is  hereby  affirmed,  with  costs ;  it  being  the 
opiuion  of  this  Court,  that  the  said  Supreme  Court 
of  the  State  of  Ohio;  had  no  authority  to  issue  a 
mandamus  in  this  case* 


CASES  IN  THE  SUPREME  COURT 


The  Mutual 
Assurance  (Local  Law.) 

Society 

Faxon.        THE  MfJtUAL  ASSURANCE  SOCIETY  V.  FAXON    Cl  aL 

Under  the  laws  in  relation  to  the  Mutual  Assurance  Society  of  Vir- 
ginia, property  offered  for  insurance,  on  which  the  premium  has 
not  been  paid,  and  which  is  sold  without  notice,  is  not  liable  for  the 
premium  in  the  bands  of  the  vendee. 

March  wh.  Mr.  Justice  Johnson  delivered  the  opinion  of  the 
Court 

This  case  first  came  up  on  a  difference  of  opinion 
certified  from  the  Circuit  Court  of  Alexandria,  but 
the  writ  of  error  was  dismissed,  because  that  Court 
could  not,  in  law,  or  the  nature  of  things,  certify 
such  a  difference  to  this  Court 

It  has  since  passed  to  a  final  decree,  and  although 
the  sum  on  the  record  is  small,  a  special  permission 
to  appeal  has  been  granted  on  cause  shown ;  it  be- 
ing a  case  affecting  many  others  similarly  situated. 

The  question  is,  whether  property  offered  for  in- 
surance, ih  which  the  premium  has  not  been  paid, 
and  which  has  been  sold  without  notice,  remains 
liable  for  the  premium  in  the  hands  of  the  vendee  ? 

The  case  of  the  Mutual  Assurance  Society  v.  Exe- 
cutors of  Watts,  decided  in  February,  181 6^  in  this 
Court,  is  relied  on  as  authority  for  maintaining  the 
affirmative. 

It  is  to  be  regretted,  that  the  case  referred  to  had 

a  1  Wheat.  Rep.  279. 


Faxon. 


OP  THE  UNITED  STATES.  607 

not  been  more  fully  reported.    As  it  is  not  preceded       1821. 
by  any  statement  of  facts,  abstracts  of  the  history  J^^T^ 
and  laws  of  this  society,  or  the  arguments  of  coun-    Assurance 
sel,  the  insulated  unexplained  opinion  of  the  Court,  ™iJ 

as  it  is  printed,  must  be  ever  unintelligible  to  all  de- 
scriptions of  readers,  except  those  whose  professional 
duties  lead  them  to  the  study  of  the  novel  and  exten- 
sive institution  whose  interests  are  involved  in  it 

But  there  is  enough  exhibited,  to  show,  that  it 
affords  no  precedent  for  the  claim  set  up  in  this  case. 
It  is  true,  that  the  Court  occasionally  uses  the  term 
premium,  when  speaking  of  the  quota ;  but  in  every 
instance  it  will  be  found  to  be  used  when  reasoning 
upon  the  quota  as  the  purchase  money,  in  part  of  the 
right  of  the  insured  to  compensation,  which,  by 
analogy  to  other  cases  of  insurance,  is  in  that  sense 
denominated  a  premium. 

But  there  exists  no  analogy  under  the  laws  of  the 
company  between  the  liability  of  property  insured 
(or  a  premium  and  a  quota. 

The  first  is  the  sum  paid  down  before  the  contract 
is  entered  into ;  the  second,  the  occasional  contribu- 
tion exacted  of  individuals  to  make  up  the  losses 
from  time  to  time  sustained*  The  6th  section  of  the 
act  of  December  22d,  1794,  gives  an  express  lien  for 
the  quota,  and  takes  no  notice  of  the  premium,  but 
as  the  rule  for  graduating  the  respective  quotas.  In 
the  case  alluded  to,  it  was  decided,  that  the  lien  thus 
created,  had  its  origin  in  contract,  although  enforced 
by  statute,  and  continued  a  mortgage  on  the  premises, 
until  vacated  according  to  the  provisions  of  the  seve- 
ral laws  which  regulated  the  company. 


60ft  CASES  IN  THE  SUPREME  COURT. 

1821.  But  the  very  reasons  upon  which  that  decision 

T^r^^'al  was  placed^  are  fatal  to  the  pretensions  set  up  in 

Assurance     this. 

v.  There  is  no  express  Ken  created  in  any  of  the 

F"on'  laws  of  the  company,  and  there  are  no  provisions  in 
any  of  those  laws  from  which  it  could  be  inferred, 
(if  it  were  possible  ever  to  infer  a  lien,)  but  those 
which  authorize  a  sale  of  land  to  satisfy  the  premium. 
But  a  right  to  sell  the  land  is  completely  satisfied  by 
subjecting  it  to  such  sale  while  in  the  hands  of  the 
first  holder,  and  there  are  two  of  the  by-laws  of  the 
company,  which  expressly  negative  every  pretence 
for  carrying  it  any  further.  The  first  is  the  8th  sec- 
tion, 4th  article,  of  the  act  of  January  29th,  1805, 
which  requires  immediate  payment  of  the  premium 
upon  the  acceptance  of  the  declaration,  and  the  se- 
cond is,  the  6th  section  of  the  5th  article,  which  de- 
clares, that  insurance  shall  not  commence  until  the 
premium  be  paid. 

Decree  affirmed. 


APPENDIX 


Vot.  VI. 


APPENDIX 


NOTE  Xo.  I. 

TO  TBB  CASE  OP  THE  AMIABLE  ISABELLA,  ante,  p.   1. 

ArticU*  oftheSpanuh  trtaiy  of  1795,  rtftrrtd  to  in  the  argument 
of  the  cau. 


Art  15.  It  shall  be  lawful 
for  all  and  singular  the  subjects 
of  his  Catholic  Majesty,  and  the 
citizens,  people,  and  inhabi- 
tants, of  the  said  United  States, 
to  sail  with  their  ships,  with  all 
manner  of  liberty  and  security, 
no  distinction  being  made  who 
are  the  proprietors  of  the  mer- 
chandises laden  thereon,  from 
any  port  to  the  places  of  those 
who  now  are,  or  hereafter  shall 
be,  at  enmity  with  his  Catholic 
Majesty  or  the  United  States, 
It  shall  be  likewise  lawful  for 
the  subjects  and  inhabitants 
aforesaid,  to  sail  with  the  ships 
and  merchandises  aforemen- 
tioned, and  to  trade  with  the 
same  liberty  and  security  from 
the  places,  ports,  and  havens, 


Art*  15.  Se  permitiri  &  to- 
dos  y  k  cada  uno  de  los  subdi- 
tos  de  S.  M.  Catolica,  y  I  los 
ciudadanos  pueblos  y  habitan- 
tes  de  dichos  Estados,  que 
puedan  navegar  con  sus  em- 
barcaciones  con  toda  libertad 
y  seguridad  sin  que  haya  la 
manor  excepcion  por  este  res- 
peto,  aunque  los  propietarios 
de  las  mercaderias  cargadas  en 
las  referidas  embarcaciones 
▼engan  del  puerto  que  quie- 
ran,  y  las  traygan  destinadas  ft 
qualquiera  plaza  de  una  po- 
tencia  actualmente  enemigad 
que  lo  sea  despues,  asi  de  S. 
M.  Catolica  como  de  los  Esta- 
dos Unidos.  Se  permitiri 
igualmente  a  los  subditosy  ha- 
bitantes  mencionados  nayegar 


APPENDIX. 


of  those  who  are  enemies  of 
both,  or  either  party,  without 
any  opposition  or  disturbance 
whatsoever,  not  only  directly 
from  the  places  of  the  enemy 
aforementioned,  to  neutral  pla- 
ces, but  also  from  one  place 
belonging  to  an  enemy,  to  an- 
other place  belonging  to  an 
enemy,  whether  they  be  under 
the  jurisdiction  of  the  same 
prince  or  under  several ;  and 
it  is  hereby  stipulated,  that 
free  ships  shall  also  give  free- 
dom to  goods,  and  that  every 
thing  shall  be  deemed  free  and 
exempt  which  shall  be  found 
on  board  the  ships  belonging 
to  the  subjects  of  either  of  the 
contracting  parties,  although 
the  whole  lading,  or  any  part 
thereof,  should  appertain  to 
the  enemies  of  either ;  con- 
traband goods  being  always  ex- 
cepted. It  is  also  agreed,  that 
the  same  liberty  be  extended 
to  persons  who  are  on  board  a 
free  ship,  so  that,  although 
they  be  enemies  to  either  par- 
ty, they  shall  not  be  made  pri- 
soners or  taken  out  of  that  free 
ship,  unless  they  are  soldiers, 
and  in  actual  service  of  the 
enemies. 


con  sus  buques  y  mercaderias, 
y  frequentar  con  igual  libertad 
y  seguridad  las  plazas  y  puer- 
tos  de  las  potencias  enemiga* 
de  las  partes  contratantes,  6  de 
una  de  ellas  sin  oposicion  A 
obstaculo,  y  de  comerciar  no 
solo  desde  los  puertos  de  dicho 
enemigo  a*  un  puerto  neotro 
directamente,  si  no   tambien 
desde  uno  enemigo  &  otro  tal, 
bien  se  encuentre  baxo  su  ju- 
risdicion,  6  baxo  la  de  muchos ; 
y  se  estipula  tambien  por  el 
presente  tratado  que  los   bu- 
ques libres  aseguraran  igual- 
mente  la  libertad  de  las  mer- 
''  caderias,  y  que  se  juzgaran 
libres  todos  los  efectos  que  se 
hallasen  &  bordo  de  los  buques 
que  parteneciesen  &  los  sub- 
ditos  de  una  de  las  partes  con- 
tratantes, aun  quando  el  carga- 
mento  por  entero  6  parte   de 
el  fuese  de  los  enemigos  de 
una  de  las  dos,  bien  entendido 
sin  embargo  que  el  contraban- 
do  se  exceptua  siempre.     Se 
ha  convenido  asi  mismo  que  la 
propia  libertad    gozaran    los 
sugetos  que  pudiesen  encon- 
trarse  I  bordo  del  buque  libre, 
aun  quando  fuesen  enemigos 
de  una  de  las  dos  partes  con- 
tratantes ;  y  por  lo  tanto  no  se 
podra  hacerlos  prisioneros  ni 
separarlos  de  dichos  buques  ft 
meoos  que  no  tengan  la  qeali- 


APPENDIX. 


Art.  16.  This  liberty  of  na- 
vigation and  commerce  shall 
extend  to  all  kinds  of  merchan- 
dises, excepting    those    only 
which  are  distinguished  by  the 
name  of  contraband  ;  and  un- 
der this  name  of  contraband, 
or  prohibited  goods,  shall  be 
comprehended,    arms,    great 
guns,  bombs   with  the  fuses, 
and  the  other  things  belonging 
to  them,  cannon  ball,  gunpow- 
der,   match,    pikes,    swords, 
lances,  spears,  halberds,  mor- 
tars, petards,  grenades,  salt- 
petre, muskets,  musket  ball, 
bucklers,    helmets,      breast- 
plates, coats  of  mail,  and  the 
like  kinds  of  arms,  proper  for 
arming  soldiers ;  musket  rests, 
belts,  horses,  with  their  furni- 
ture, and  all  other  warlike  in- 
struments whatever.     These 
merchandises    which    follow, 
shall  not  be  reckoned  among 
contraband      or       prohibited 
goods  ;    that  is  to  say  :    all 
sorts  of  cloths,  and  all  other 
manufactures    woven  of  any 
wool,  flax,  silk,  cotton,  or  any 
other  materials  whatever ;  all 
kinds  of  wearing  apparel,  to- 
gether with  all  species  where- 
of they  are  used  to  be  made  ; 
gold  and  silver,  as  well  coined 


dad  de  militares,y  esto  hallan- 
dose  en  aquella  sazon  emplea- 
dos  en  el  servicio  del  enemigo. 
Art.  1 6.  Esta  libertad  de  na- 
vegacion  y  de  comercio  debe 
extenderse  a  toda  especie  de 
mercaderias  exceptuando  solo 
las  que  se  coroprehenden  baxo 
el  nombre  de  contrabando,  6 
de     mercaderias    prohibidas, 
quales  son  las  annas,  canones, 
bombas  con  sus  mechas,  y  de- 
mas  cosas  pertenecientes  &  lo 
mismo,  balas,  polvora,  mechas, 
picas,  espadas,  lanzas,  dardos, 
alabardas,  morteros,  petardos, 
granadas,  salitre,  fusiles,  balas, 
escudos,  casquetes,    corazas, 
cotas  de  malla,  y  otras  armas 
de  esta  especie  propias  para 
armar  I  los  soldados,  porta- 
mosquetes,  bandoleras,  cabal- 
los  con  sus  armas,  y  otros  in- 
strumentos  de  guerra  sean  los 
que  fueren.     Pero  los  generos 
y  mercaderias  que  se  nombra- 
ran  ahora,  no  se  comprehen- 
der&n  entre  los  de  contrabando 
6  cosas  prohibidas,  a  saber : 
toda  especie  de  panos  y  qua- 
lesquiera  otras  telas  de  lana, 
lino,   seda,    algodon,   d  otras 
qualesquiera  materias,  toda  es- 
pecie de  vestidos  con  las  telas 
de  que  se  acostumbran  hacer, 
el  oro  y  la  plata  labrada  en 
moneda  6*  no,  el  estano,  hierro, 
laton,  cobre,  bronce,  carbon, 


APPENDIX. 


us  uncoined  ;  tin,  iron,  fatten, 
copper,  brass,  coals  ;  as,  also, 
wheat,  barley,  and  oats,  and 
any  other  kind  of  corn  and 
pulse ;  tobacco,  and  likewise 
all  manner  of  spices,  salted 
aod  smoked  flesh,  salted  fish* 
cheese,  and  butter,  beer,  oils, 
wines,  sugars,  and  all  sorts  of 
salts  :  and,  in  general,  all  pro* 
visions  which  serve  for  the 
sustenance  of  life :  further- 
more, all  kinds  of  cotton, 
hemp,  flax,  tar,  pitch,  ropes, 
cables,  sails,  sail  cloths,  an- 
chors, and  any  parts  of  an- 
chors, also  ships'  masts,  planks, 
and  wood  of  all  kind,  and  all 
other  things  proper  either  for 
building  or  repairing  ships, 
and  all  other  goods  whatever, 
which  have  not  been  worked 
into  the  form  of  any  instru- 
ment prepared  for  war,  by 
land  or  by  sea,  shall  not  be  re- 
puted contraband ;  much  less, 
such  as  have  been  already 
wrought  and  made  up  for  any 
other  use ;  all  which  shall  be 
wholly  reckoned  among  free 
goods  :  as  likewise,  all  other 
merchandises  and  things  which 
are  not  comprehended  and 
particularly  mentioned  in  the 
foregoing  enumeration  of  con- 
traband goods  :  so  that  they 
may  be  transported  and  carri- 
ed in  the  freest  manner  bj  the 


del  mifitto  modo  que  la  cevada, 
el  trigo,  la  avena,  y  qualquiera 
otro  genero  de  legumbres. 
£1  tabaco  y  toda  la  especieria, 
came  salada  y  ahumada,  pes- 
cado  salado,  queso  y  manteca, 
cerbeza,  aceytes,  vinos,  azu- 
car,  y  toda  especie  de  sal,  y 
en  general  todo  genero  de  pro* 
visiones  que  sirven  para  el 
sustento  de  la  vida.  Ademas 
toda  especie  de  algodon,  caSa- 
mo,  lino,  alquitran*  pez,  cuer- 
das,  cables,  velas,  telas  para 
velas,  ancoras,  y  partes  de 
que  se  componen.  Mastiles, 
tablas,  maderas  de  todas  espe- 
cies,  y  qualesquiera  otras  co- 
sas  que  sirvan  para  la  con- 
struccion  y  reparacion  de  loa 
buques,  y  otras  qualesquiera 
materias  que  no  tienen  la  for- 
ma de  un  instrumento  prepa- 
rado  para  la  guerra  por  tierra 
6  por  mar,  no  seran  reputadaa 
de  contrabando,  y  menos  las 
que  estan  ya  preparadas  para 
otros  U808.  Todas  las  coeas 
que  se  acaban  de  nombrar  de* 
ben  ser  eomprehendidas  enire 
las  mercaderias  libres,  16  mis* 
mo  que  todas  las  demas  mar* 
eaderias  y  efectos  que  no  e*» 
tan  comprehendidoe  y  nombra» 
dos  expresamente  en  la  eato» 
meracion  de  lee  generoe  de 
contrabando,  de  manera  que 
podran  ser  transportados    y 


APPENDIX. 


subjects  of  both  parties,  even 
to  placet  belonging  to  an  ene- 
my, such  town*  or  places  be* 
log  only  excepted,  as  are  at 
that  time  besieged,  blocked  op, 
or  invested.  And,  except  the 
cases  in  which  any  ship  of  war, 
or  squadron,  shall,  in  conse- 
quence of  storms  or  other  ac- 
cidents at  sea,  be  under  the 
necessity  of  taking  the  cargo 
of  any  trading  vessel  or  ves- 
sels, in  which  case  they  may 
stop  the  said  vessel  or  vessels, 
and  famish  themselves  with 
necessaries,  giving  a  receipt, 
in  order  that  the  power  to 
whom  the  said  ship  of  war  be- 
longs, may  pay  for  the  articles 
so  taken,  according  to  the 
price  thereof,  at  the  port  to 
which  they  may  appear  to 
iiave  been  destined  by  the 
ship's  papers :  and  the  two 
contracting  parties  engage, 
that  the  vessels  shall  not  be 
detained  longer  than  may  be 
absolutely  necessary  for  their 
said  ships  to  supply  themselves 
with  necessaries.  That  they 
will  immediately  pay  the  value 
of  the  receipts,  and  indemnify 
the  proprietor  for  all  losses 
which  he  may  have  sustained 
in  consequence  of  such  trans- 
action. 

Art.  17.  To  the  end,  that 
all  manner  of  dissentions  and 
quarrels  may  be  avoided  and 


conducidos  con  la  mayor  liber- 
tad  por  los  subditos  de  las  dos 
partes  contratantes  a  las  plazas 
enemigas,  exceptuando  sin  em- 
bargo las  que  se  hallasen  en  la 
actualidad  sitiadas,  bloqueadas, 
6  embestidas,  y  los  casos  en 
que  algun  buque  de  guerra  6 
esquadra  que  por  efecto  de 
averia,  ft  otras  causas  se  balk 
en  necesidad  de  tomar  los 
efectos  que  conduzca  el  buque 
6  buques  de  comercio,  pues 
en  tal  caso  podra  detenerlos 
para  aprovisionarse,  y  dar  un 
recibo  para  que  la  potencia 
cuyo  sea  el  buque  que  tome 
los  efectos  los  pague  segun  el 
valor  que  tendrian  en  el  puer- 
to  adonde  se  dirigiese  el  pro- 
pietario,  segun  lo  '  expresen 
sus  cartas  de  navegacion  :  ob- 
ligandose  las  dos  partes  con- 
tratantes &  no  detener  los  bu- 
ques mas  de  lo  que  sea  abso- 
lutamente  necesario  para  apro- 
visionarse, pagar  inmediata- 
mente  los  recibos,  y  indemni- 
zar  todos  los  danos  que  sufra 
el  propietario  6  consequencia 
de  semejante  suceso. 


Art.  17.  A  fin  de  evitar  en- 
tre  ambas  partes  toda  especie 
de  disputas  y  quejas,  se  ha 


APPENDIX. 


^prevented  on  one  side  and  the 
other,  it  is  agreed,  that  in  case 
either  of  the  parties  hereto, 
should  be  engaged  in  war,  the 
ships  and  vessels  belonging  to 
the  subjects  or  people  of  the 
other  party,  must  be  furnished 
with  sea  letters  or  passports, 
expressing  the  name,  proper- 
ty, and  bulk  of  the  ship,  as 
also  the  name  and  place  of 
habitation  of  the  master  or 
commander  of  the  said  ship, 
that  it  may  appear  thereby, 
that  the  ship  really  and  truly 
belongs  to  the  subjects  of  one 
of  the  parties ;  which  passport 
•hall  be  made  out  and  granted 
according  to  the  form  annexed 
to  this  treaty.  They  shall 
likewise  be  recalled  every 
year,  that  is,  if  the  ship  hap- 
pens to  return  home  within 
the  space  of  a  year. 

It  is. likewise  agreed,  that 
such  ships  being  laden,  are  to 
be  provided,  not  only  with 
passports  as  abovementioned, 
but  also  with  certificates,  con- 
taining the  several  particulars 
of  the  cargo,  the  place  whence 
the  ship  sailed,  that  so  it  may 
be  known  whether  any  forbid- 
den or  contraband  goods  be  on 
board  the  same  ;  which  certi- 
ficates shall  be  made  out  by 
the  officers  of  the  place 
whence  the  ship  sailed,  in  the 
accustomed  form ;  and  if  any 


convenido  que  en  el  caao>  de 
que  una  de  las  dos  potencies 
se  hallase  empenada  en  ana 
guerra,  los  buques  y  basti- 
mentos  pertenecientes  a  los 
subditos  6  pueblos  de  la  otra, 
deberan  llevar  consigo  paten* 
tes  de  mar  6  pasaportes  qoe 
expresen  el  nombre,  la  pro- 
piedad,  y  el  porte  del  buque, 
como  tambien  el  nombre  j 
morada  de  su  dueno  y  coman- 
dante  de  dicho  buque,  para 
que  de  este  modo  conste  que 
pertenece  real  y  verdadera- 
mente  &  los  subditos  de  una  de 
las  dos  partes  contratantes  ;  j 
que  dichos  pasaportes  deberan 
expedirse  segun  el  modelo  ad- 
junto  al  presente  tratado.  To- 
dos  los  anos  deberan  renovar* 
se  estos  pasaportes  en  el  caso 
de  que  el  buque  buelra  *  su 
pais  en  el  espacio  de  un  ano. 

Igualmente  se  ha  conveoido 
en  que  los  buques  menciona- 
dos  arriba,  si  estuviesen  car- 
gados,  deberan  llevar  no  solo 
los  pasaportes  sino  tambien 
certificados  que  contengan  el 
pormenor  del  cargamento,  el 
lugar  de  donde  ha  salido  el 
buque,  y  la  declaracion  de  las 
mercaderias  de  contrabando 
que  pudiesen  hallarse  a.  bor- 
do ;  cuyos  certificados  deberan 
expedirse  en  la  forma  acos- 
tumbrada  por  los  oficiales  em* 
pleados  en  el  lugar  de  donde 


APPENDIX. 


slidl  think  it  fit  oradvt* 
table  to  express  in  the  said  cer- 
tificates the  person  to  whom 
the  goods  on  board  belong,  he 
may'  freely  do  so?  without 
which  requisites  they  may  be 
-sent  to  one  of  the  ports  of  the 
other  contracting  party,  and 
adjudged  by  the  competent 
tribunal,  according  to  what  is 
above  set  forth,  that  all  the 
•circumstances  of  this  omission 
having  been  well  examined, 
they  shall  be  adjudged  to  be 
legal  prizes,  unless  they  shall 
give  legal  satisfaction  of  their 
property  by  testimony  entirely 
^equivalent. 

Art  18.  If  the  ships  of  the 
said  subjects,  people,  or  inha- 
bitants, of  either  of  the  parties, 
-shall  be  met  with,  either  sail- 
ing along  the  coasts  or  on  the 
high  seas,  by  any  ahip  of  war 
of  the  other,  or  by  any  priva- 
teer, the  said  ship  of  war  or 
privateer,  for  the  avoiding  of 
any  disorder,  shall  remain  out 
of  cannon  shot,  and  may  send 
their  boats  aboard  the  mer- 
chant ship,  which  they  shall  so 
meet  with,  and  may  enter  her 
to  the  number  of  two  or  three 
men  only,  to  whom  the  master 
or  commander  of  such  ship  or 
vessel  sball  exhibit  his  pass- 
ports, concerning  the  property 

Vol.  VI. 


el  navio  se  hiciese  a  la  vela,  y 
sisejuzgase  util  y  prudente 
expresar  en  dichos  pasaportea 
k  persona  propietaria  de  las 
mercaderias  se  podra  hacer 
libremente,  sin  cuyos  requisi- 
tes sera  oenducido  a  uno  de  los 
puertos  de  la  potencia  respec- 
tive y  juzgado  por  el  tribunal 
competente,  con  arreglo  a  lo 
arriba<dicho,  para  que  exami- 
nadas  bien  las  oircunstancias 
de  su  falta,  sea  condenado  por 
de  buena  presa  si  no  satisfaci- 
ese  legalmente  con  los  testi- 
monies equivalents  en  un  to* 
do. 

Art.  18.  Qpando  un  buque 
perteneciente  a  los  dichos  sub- 
ditos,  pueblos  y  habitantes  de 
una  de  las  dos  partes  fuese  en- 
contrado  navegando  a  lo  largo 
de  la  costa  6  en  plena  mar  por 
un  buque  de  guerra  de  la  otra 
6  por  un  corsario,  dicho  buque 
de  guerra  6  corsario,  a  fin  de 
evitar  todo  desorden,  se  man- 
tendri  fuera  del  tiro  de  canon, 
y  p*dra  enviar  su  chalupa  a 
bordo  del  buque  mercante, 
hacer  entrar  en  el  dos  6  tree 
hombre8  a  los  qualesensehara 
el  patron  6  comandante  del 
buque  su  pasaportey  demas 
documentor,  que  deberan  ser 
couformes  a  lo  preveaido  en 
B 


10 


APPENDIX. 


of  the  ship,  made  out  accord- 
ing to  the  form  inserted  in  this 
present  treaty,  and  the  ship, 
when  she  shall  have  showed 
such  passport,  shall  be  free 
and  at  liberty  to  pursue  her 
voyage,  so  as  it  shall  not  be 
lawful  to  molest  or  give  her 
chase  in  any  manner,  or  force 
ber  to  quit  her  intended 
course. 


el  presente  tratado,  y  probata 
la  propiedad  del  buque ;  J 
despues  de  haber  exhfbido  ae- 
mejante  pasaporte  y  documen- 
tos,  se  lee  dejara  seguir  libre- 
mente  su  viage,  sin  que  les  sea 
licito  el  molestarle  ni  procurer 
de  modo  alguno  darle  caza,  Q 
obligarle  k  dejar  el  rumbo  que 
seguia. 


The  treaty  with  Spain  of  1819,  contains  ike  following  article  : 


Art.  12.  The  treaty  of  limits 
and  navigation,  of  1795,  re- 
mains confirmed  in  all,  and 
each  one  of  its  articles,  ex- 
cepting the  2d,  ad,  4th,  21st, 
and  the  second  clause  of  the 
22d  article,  which,  having 
been  altered  by  this  treaty,  or 
having  received  their  entire 
execution,  are  no  longer  valid. 

With  respect  to  the  15th 
article  of  the  same  treaty  of 
friendship,  limits,  and  naviga- 
tion, of  1795,  in  which  it  is 
stipulated,  that  the  flag  shall 
cover  the  property,  the  two 
high  contracting  parties  agree 
that  this  shall  be  so  understood 
with  respect  to  those  powers 
who  recognize  this  principle  ; 
but  if  either  of  the  two  con- 
tracting parties  shall  be  at  war 
with  a  third  party,  and  the 
other  neutral!  the  flag  of  the 


Art.  1 2.  El  tratado  de  linu- 
tes  y  navegacion  de  1795, 
queda  cod  firm  ado  en  totos  y 
cada  uno  de  sus  articulos,  ex- 
cepto  los  articulos  2,  3,  4,  21, 
y  la  segunda  clausula  del  22, 
que  habiendo  sido  alteradoa 
por  este  tratado,  6  cumplidos 
enteramente  no  pueden  tener 
valor  alguno. 

Con  respecto  al  articulo  15 
del  mismo  tratado  de  amistad, 
limites  y  navegacion  de  1795 
en  que  se  estipula,  que  la  ban- 
dera  cubre  la  propiedad,  ban 
convenido  las  dos  altas  partes 
contratantes  en  que  esto  se 
entienda  asi  con  respecto  £ 
aquellas  potencias  que  reco- 
nozcan  este  principio  ;  pero 
que,  si  una  de  las  doe  partes 
contratantes  estuviere  en  gu- 
erra  con  una  tercera,  y  la  otm 
neutral,   la  bandera  de  est* 


APPENDIX.  11 

neutral  shall  cover  the  pro-  neutral  cubriri  la  propiedadde 

perty  of  enemies,  whose  go-  los  enemigos,  cayo  gobierno 

remanent   acknowledge    this  reconozca  este  principio,  y  no 

principle,  and  not  of  others.  de  otros. 

Articles  of  the  treaty  with  Algiers  of  1796,  referred  to  in  the 
above  case. 

Art  3.  The  vessels  of  both  nations  shall  pass  each  other 
without  any  impediment  or  molestation  ;  and  all  goods,  moneys, 
or  passengers,  of  whatsoever  nation,  that  may  be  on  board  of 
the  vessels  belonging  to  either  party,  shall  be  considered  as 
inviolable,  and  shall  be  allowed  to  pass  unmolested. 

Art.  4.  All  ships  of  war  belonging  to  this  regency,  on  meet- 
ing with  merchant  vessels  belonging  to  citizens  of  the  United 
States,  shall  be  allowed  to  visit  them  with  two  persons  only  be- 
side the  rowers ;  th^se  two  only  permitted  to  go  on  board  said 
vessel,  without  obtaining  express  leave  from  the  commander  of 
said  vessel,  who  shall  compare  the  passport,  and  immediately 
permit  said  vessel  to  proceed  on  her  voyage  unmolested.  All 
ships  of  war  belonging  to  the  United  States  of  North  America, 
on  meeting  with  an  Algerine  cruiser,  and  shall  have  seen  her 
passport  and  certificate  from  the  consul  of  the  United  States  of 
North  America,  resident  in  this  regency,  shall  be  permitted  to 
proceed  on  her  cruise  unmolested  :  no  passport  to  be  issued 
to  any  ships  but  such  as  are  absolutely  the  property  of  citizens 
of  the  United  States  :  and  eighteen  months  shall  be  the  term 
allowed  for  furnishing  the  ships  of  the  United  States  with  pass- 
ports. 


»  APPENDIX. 

NOTE  No.  IL 

TO   THE' CASE   OF   Ttttt   AMIABLE   ISABELLA, 

In  some  of  the  cases  which  were  adjudged  by  the  Council* 
•f  Prizes  at  Paris,  daring  the  late  European  wars,  several 
questions  occurred  respecting  the  form  and  effect  of  passports* 
analogous*  to  those  which  were  discussed  in  the  case  of  the 
Isabella,  in  the  text.  Among  the  points,  determined  by  thai 
tribunal,  in  the  case  alluded  tor  were  the  following.  (1.} 
That  a  mere  certificate  that  a  ship  was  built  at  Stettin  in  a  cer- 
tain year,  and  was  the  property  of  Prussians,  was  not  (properly 
speaking)  a  passport.  (2.)  That  the  authority  by  which  a 
passport  shall  be  issued  is  regulated  by  the  law  and  usage  of 
the  country  where  it  is  issued, — stad  that  it  is  unnecessary  that 
H  should  be  granted  or  signed  by  the  supreme  magistrate  of 
the  State,  unless  so  required  by  the  local  usage.  (3.)  That  a 
passport  is  not  valid  for  more  than  one  voyage,  without  being 
renewed.  (4.)  That  under  the  treaty  of  1778,  between  the 
United  States  and  France,  it  was  not  necessary  to  express  the 
name  of  the  owner  of  the  ship  in  the  passport)  but  it  was  suf- 
ficient to  state  generally,  that  it  was  French  or  American  pro- 
perty. (5.)  That  the  signature  of  the  public  officer,  and  of 
the  ship  owner,  to  the  oath  annexed  to  the  passport  provided 
by  the  French  treaty  of  1788,  is  essential  to  the  validity  of  the 
passport*  (6.)  That  the  passport  provided  by  the  treaties  of 
1778  and  1800,  which  is  substantially  the  same  in  this  respect, 
with  the  Spanish  treaty  of  1795,  (except  that  the  form  of  pass- 
port was  actually  annexed  to  the  French*  treaties,)  is  not  eon- 
elusive  evidence  of  the  proprietary  interest  of  the  ship  ;  but  if 
shown  by  other  papers  found  on  board,  or  the  depositions  of 
the  captured  persons,  to  have  been  obtained  by  fraud  and  per- 
jury, it  will  not  give  the  protection  intended  by  the  treaty,  hut 
the  case  must  be  adjudged  by  the  ordinary  rules- of  the  Prize 
Court 


APPENDIX.  J3 

In  the  case  of  the  Carolina  Wilhclmina,  it  appears  that  the 
ship  had  a  certificate  frem  the  "  First  Inspector,  Ordinary  In- 
spector, and  Controller  of  ike  Chamber  of  Imposts  in  Pomerania" 
that  the  ship  was  halt  at  Stettin  in  1796,  and  wa*  the  properly  of 
Prussians^  which  it  was  alleged  by  the  captors  was  not  euffi* 
cieot  to  satisfy  the  requisitions  of  the  French  ordinances, 
which  provide  that  the  eongS  or  passport  of  a  neutral  vessel 
shall  express  the  name  of  the  Master,  that  of  the  ship,  her  bulk, 
and  lading,  and  the  place  of  her  departure  and  destination,  and 
shall  be  renewed  every  voyage.  M.  Portalis^  in  has  Conclu- 
sions in  this*case,  speaking  of  the  document  in  question,  says : 

•* 11  est  impossible  de  reconnoitre  dans  cette  acte  la  nature 
et  les  caracteres  d'un  veritable  passe-port. 

"  On  objecte  que,  dans  la  Pomeranie  Prussienne,  on  est  dans 
Fusage  constant  de  naviguer  sans  autre  precaution,  et  qu'ii 
faut  respecter  les  usages  de  chaquepays. 

"  Mais  distiqguons  les  cas.  Je  sais  que  dans  la  Baltique, 
mer  close,  mare  clamum,  on  voyage  sane  passe-port ;  et  on  le 
pent  sans  danger.  Faut-il  en  conclure  que  les  navires  qui 
sortent  de  cette  mer  pour  aller  ailleurs,  peuvent  se  passer 
d'un  conge*  ou  passe-port  proprement  dit?  La  pratique  de 
toutes  les  nations  qui  ont  des  ports  sur  la  mer  Baltique,  sup- 
pose le  contraire.  Tons  les  navires  Danois,  Suldois,  qui  vo- 
yagent  dans  nos  men  ou  dans-  lea  men  generates,  se  munissent 
d'un  vrai  passe-port.  Peur  la  Prusse,  nous  pouvons  citer 
Tart.  2  d'un  reglement  de  S.  M.  Prussienne  du  18  Septembre, 
1796,  pour  ses  consuls  glnlraux,  consuls,  agens  et  vice-con* 
suls  dans  les  ports  strangers.  U  porte  :  'Le  consul  doit 
veiller  d'abord  a  ce  que,  confbrmlment  aux  reglemens  qui,  a 
dififerentes  reprises,  soot  emanls  des  nos  chambres,  les  capi- 
faines,  fee.  se  pr&entent  a»  consulat,  y  prochaisent  leun  passe- 
ports,  &c.  U  s'assurera  de  l'authenticitl  des  passe-ports  qui 
hi  ont  lt£  produits,  et  a&besoin  les  visera  grati**'  Or,  l'oblt- 
gation  de  produire  des  passe-ports  pr&upposant  n£cessaire- 
ment  l'obligation  d'en  avoir,  on  doit  conclure  que  les  Capi- 
taines  Pomlraniens  ne  se  confonnent  pas  aux  reglements  de 
leur  prince,  lonqu'ils  navjguent  sans  passe-port  bon  de  la 
Baltique." 


14  APPENDIX. 

After  some  farther  observations  to  the  same  purpose*  lie 
proceeds  :  "  II  n'est  sans  doute  pas  ndcessaire  qae  les  formes 
accidentelles  d'un  acte  soieot  les  memes  par-tout ;  il  est  an 
contraire  certain  que,  par-tout  elles  peurent  6tre  difterentes. 
De  1&  c'est  un  principe  que  la  forme  de  tous  les  actes  quel- 
queconques  depend  des  coutumes  revues  dans  les  lieux  ou  ces 
actes  sout  faites  ;  locus  regit  actum.  II  y  a  des  maxitoes  gene*- 
rales,  parce'qu'il  y  a  une  raissoo  commune.  Mais  les  formes 
▼arient  selon  les  lieuz  et  les  temps,  parce  qu'elles  n'apper- 
tient  point  a  la  raison  unirerselle,  et  qu'elles  ne  tiennent 
point  a  la.raison  universelle,  et  qu'elles  ne  tiennent  qu'aux 
pratiques  on  aux  moeurs  particulieres  de  chaque  peuple. 

"  Ainsi,  dans  certains  pays,  les  passe-ports  sont  expldies  par 
le  premier  magistrat  de  PEtat ;  dans  d'autres,  ils  le  sont  par 
un  magistrat  moins  £levd  en  dignity.  Ici,  on  met  plus  de  so- 
lemnity dans  la  redaction  on, dans  Fetre  extlriear  de  Facte; 
ailleurs,  on  en  met  moins.  II,  suffit  dans  tous  les  cas,  qae  le 
passe-port  expldil,  le  soit  par  Fautorit£  compltente  et  dans  k 
forme  usit£e  :  car  c'est  une  maxime  da  droit  des  gens,  qae  ec 
qui  est  auihentique  dans  un  pays,  Vest  pour  tout.  La  jurisdic- 
tion d'un  Etat  ne  peut  s'ltendre  au  dela  de  son  territoire ; 
mais  le  caractere  public  qu'un  Etat  attache  on  donne  a  la  forme 
des  actes  qui  s'e  font  en  son  nom  par  ses  officiers,  ne  peat 
Gtre  meconnu  nulle  part :  s'il  en  e*tait  autrement,  toute  com- 
munication reglle  entre  les  peuples  deyiendrait  impossible. 
De  la,  c'est  une  maxime  incontestable,  que  tout  acte  authen- 
tique,  et  reconnu  tel  dans  le  pays  ou  il  a  4t€  r€dig£,  fatt  preure 
parmi  nous  dans  les  affaires  politiques  et  ciriles.  On  a  sentit 
qu'il  £tait  nlcessaire,  pour  les  relations  qui  existent  dans  les  di- 
vers Gouvernemens,  de  communiquer  aux  formes  particulieres 
des  actes  faits  dans  chaque  pays,  la  force  de  la  foi  publique. 

"  Conslquemment,  s'il  apparaissait,  dans  les  circonstances 
pr&entes,  un  veritable  passe-port,  et  s'il  ne  s'agissait  paa  de 
confronter  les  formes  accidentelles  et  extrinseques  de  cette 
piece  avec  les  r£glemens  du  pays  dans  lequel  elle  a  e*te*  exp6- 
dtee,  toute  difficult^  serait  lev£e,  si  Facte  se  trouvait  conforme 
a  ces  reglemens.  Mais  nous  ne  sommes  pas  dans  an  telle  hy- 
po these.    II  ne  s'agit  de  savoir  si  la  piece  pr£sent£e  comme 


APPENDIX.  16 

passe-port,  est  rev€tae  des  formes  usitles  en  Prusse  ;  il  s'agit 
d'examiner  si  cette  piece  est  an  vrai  passe- pprt.  La  question 
n'est  pas  uniquement  relative  a  la  forme  de  Facte ;  elle 
frappe  tout  entiere  ear  le  fond  et  la  substance  de  1'acte  m€me. 

"  II  est  Evident  pour  les  hommes  de  tous  les  pays,  qu'un 
simple  certificat  de  construction  et  de  propria  Prussienne, 
n'est  point  un  passe-port :  cela  r&ulte  de  la  nature  et  de  Pes- 
sence  m6me  des  choses.  Si  un  tel  certificat  peut  suffire  pour 
voyager  dans  la  Baltique,  ce  n'est  pas  parce  qu*il  Iquivaut  a 
un  passe-port,  mais  parce  qu'on  peut  voyager  dans  la  Baltique 
sans  passe-port.  Aussi  nous  trouvons  a  bord  des  navires  Prus- 
siens  qui  sortent  de  la  Baltique,  des  passe-ports  veritables  et 
proprement  dits,  comme  nous  en  trouvons  sur  tous  les  navires 
Danois  et  Suldois  qui  sortent  de  cette  mer  close  pour  navi- 
guer  ailleurs 

"  II  serait  du  plus  grand  danger  de  transporter  hors  de  la 
Baltique,  des  usages  particuliers  dont  on  pourrait  si  facile- 
ment  abuser  contre  la  stirete  des  autres  nations.  Nous  vo- 
yons  que  les  puissances  du  Nord  ont  toujours  respects,  a  cet 
egard,  le  droit  commun  de  tous  les  peuples,— qu'elles  n'ont 
jamais  neglige*  de  donner  des  passe-ports  a  ceux  de  leurs  su- 
jets  qui  viennent  dans  nos  mers,  ou  dans  les  mers  glnlrales  - 
et  que  Ton,  ne  peut  imputer  qu'a  la  negligence  du  capture, 
le  d^fautde  passe-port,  qui  a  4t6  un  des  principaux  motifs  de 
son  arrestation." 

He  then  proceeds  to  examine  the  role  d' equipage,  which  be 
pronounces  to  be  defective,  and  adds :  "  Ed  principe,  il  suffit 
que  la  proprfcte*  neutr.e  soit  prouvee,  pour  qu'il  n'y  ait  pas 
lieu  a  la  confiscation  \  et  la  proprilte*  neutre  peut  £tre  prouvle, 
indlpendamment  de  certaines  irregularis  de  forme :  mais  il 
faut  alors  que  les  preuves  de  neutrality  que  Pon  pr&ente,  soient 
assez  concluantes  pour  supplier  a  celles  qui  manque  nt. 

«  Dans  les  circonstances  actuellcs,  on  exhibe,  par  exemple, 
des  pieces  qui  constatent  que  le  navire  dont  il  s'agit,  est  de  con* 
struction  Prussienne,  et  qu'il  appartenait  a  des  Prussiens, 
lorsque  le  point  de  propria  a  €te  ve*refi£  par  Pinspecteur  de 
la  douane  a  Stettin  ;  mais,  postlrieurement,  une  propria  ori- 
ginairement  Prussienne  a  pu  devinir  ennemie.    Quelle  assu- 


If  APPENDIX. 

cance  avons  nous  que  cela  n'est  pas  ?  Cast  ai  capture*  i] 
ver  la  propria  neatre  par  le  passe-port,  par  le  rdle  d"  Equi- 
page, et  autres  pieces  de  bard.  Toutes  les  presomptions  serit 
contre  lui,  s'il  n'est  point  en  regie. 

"  Des  pieces  nulles  ne  vicient  pas  les  autres  pieces  ;  elles 
peuvent  m£me  quelquefois  conconrir  a  la  preuve  de  la  verii* ; 
€X  acta  nullo  etiam  tlkitnr  veriias ;  mais,  selon  les  occurences, 
le  deTaat  absolo  de  certaines  pieces,  et  la  nature  des  rices  que 
Ton  remarque  dans  d'autres,  out  une  influence  gfnenle  sur 
toute  la  cause. 

"  Le  passe-port  est  la  preuve  specifique  que  Ton  n*est  pas 
1'homme  de  l'ennemi,  et  que  Pon  voyage  sous  la  protection 
cPune  puissance  neutre  ;  il  prouve  que  le  pavilion  n'est  point 
un  masque,  que  la  proprilte*  du  navire  n'est  pas  devenoe  en- 
nemie,  et  que  le  capitaine  continue  de  voyager  sous  lea  lob  et 
la  tutelle  de  son  prince.  Supprimez  le  passe-port :  c'est  en 
vain  que  vous  prouveriez  la  neutrality  originaire  du  navire  et 
du  capitaine,  vous  n'avez  plus  aucuue  preuve  legale  de  la 
neutrality  actuefle  ;  et  c'est  pourtant  a  ce  point  qu'il  faut  se 
fixer."  Code  des  Prises  par  Dufriche  Fontaines,  torn.  2.  p. 
929,  et  stq. 

In  the  case  of  the  Republican,  winch  ship  was  taken  sailnrg  ^ 
under  American  colours,  it  was  insisted  by  the  captors,  among 
other  grounds  of  condemnation,  (1.)  that  the  vessel  having  beea 
transferred  from  the  toiler  proprietor  to  the  present  claimant, 
the  bill  of  sale  ought  to  be  produced.  (2.)  That  the  ship  was 
not  provided  with  a  passport  according  to  the  25th  article  af 
the  treaty  of  1778,  between  France  and  the  United  States,  be* 
-cause  the  name  of  the  owner  was  not  specified  in  the  passport, 
and  the  oath  annexed. 

To  this  it  was  answered  by  the  claimant,  (1.)  that  the  vessel 
not  being  enemy  built,  and  never  having  been  enemy  owned, 
it  was  unnecessary  to  produce  the  evidence  of  her  transfer 
from  one  American  citizen  to  another.  (2.)  That  the  treaty 
of  1778  did  not  require  the  name  of  the  owner  to  be  expressed 
in  the  passport,  but  that  it  was  sufficient  to  state  that  the  ves- 
sel was  American  property. 


APPENDIX.  17 

In  his  Conclusions,  M.  Portalis,  proceeded  as  follows  : 

"  II  est  de  principe  que  la  propriltl  neutre  du  oavire  et  de 
la  cargaison  doit  etre  prouvle,  et  que  cette  preuve,  est  a  la 
charge  du  capture.  C'eat  une  autre  v^rit^,  que  la  preuve  de 
la  propria  neutre  a  e*te*  determine'e  par  les  re'glemens. 

"  Dans  I'hypothese  prlsente,  la  neutrality  du  navire,  le  Re* 
publicain  et  de  sa  cargaison  est  elte  constatee  ? 

"  Je  ne  m'arreterai  point  a  robjection  dlduite  de  ce  que  le 
change  me  nt  de  proprilte'  du  navire,  qui,  dit-on,  appartenalt  au- 
trefois a  des  propriltaires  autres  que  les  propri&aires  actuels, 
n'est  point  prouvde  par  des  actes  authentiques.  Je  conviens, 
d'apres  le  rlglement  de  1778,  qu'une  telle  precaution  ne 
serait  nlcessaire  que  dans  le  cas  d'un  navire  originairement 
de  construction  ou  de  proprilte*  ennemie. 

"  Je  ne  m'arreterai  pas  non  plus  a  la  circonstance  que  le 
nom  du  propriltaire  ou  des  propriltaires  du  navire  n'est  point 
sp^cifiquement  d&ign£  dans  le  passe-port.  Le  traits  de  1778, 
passe*  entre  la  France  et  les  Etats  Unis  d'Amerique,  exige  seul- 
ment  que  le  navire  soit  reconnu  propriety  Ame*ricaine,  sans 
une  designation  particuliere  du  nom  du  propriltaire. 

"  Mais  je  deconvre  dans  le  passeport  un  vice  qui  m'a  paru 
essentiel. 

"  Le  capture*  avoue,  dans  le  m£moire  manuscrit  qui  m'a  6i6 
retnis,  que  le  capitaine,  avant  son  depart,  doit  preter  serment,  en* 
tre  les  wains  des  qffkiers  de  la  marine,  que  le  navire  appartient  a 
un  ou  plusieurs  sujets  des  Etats  Unis,  sans  autre  designation ;  il 
avoue  encore  que  par  la  formule  annexed  au  traits  de  1778, 
cette  affirmation  assermente'e  doit  etre  a  la  suite  du  passe-port. 

"  Or>  j'ai  v^rifte  qu'a  la  suite  du  passe-port  dont  le  capture* 
Itait  porteur,  il  n'existe  qu'une  declaration  d'affirmation,  sans 
aucune  signature  ni  de  Pofficier  publique  devant  lequel  l'affirma- 
tion  assermente'e  a  dti  Stre  faite,  ni  de  la  partie  mime  qui  est 
censee  avoir  pretle  le  serment.  On  ne  s'est  done  point  con- 
form^  autraitl  de  1778. 

C(  Un  acte  n'est  rien  a'il  n'est  aigne*  ;  e'est  la  signature  qui 
fait  tout  Jusque  la,  je  vois  moins  un  acte  qu'un  simple  projet, 
e'est  a  dire,  une  redaction  qui  n'a  ete*  ni  prtfcldee  ni  suivie  d'au- 

C 


18  APPENDIX. 

cud  effet  reel.    Je  suis  done  autofise*  a  condure  que  Vu 

tion  assermentee,  prescrite  par  le  traits  de  1778,  ti*a  point  &6 

faite. 

"  Le  traits  de  1778,  dit-on,  n'a  point  present  lea  fonnali- 
tes  du  passe-port  a  peine  de  nullity,  mais  seulement  dans  Toilet 
(Parreter  et  de  privenir  de  part  ou  dy  autre  toutes  dufeiuions  et 
querelles* 

"  Le  vice  que  j'ai  decouvert  dans  le  passe-port  du  narire  U 
Republican,  ne  tient  pas  uniquement  a  la  forme  de  Facte  ;  3 
tient  a  sa  substance  :  car  un  acte  non  signe"  n'existe  pas.  Dans 
un  cas  pareil,  la  nullity  n'a  pas  besoin  d'etre  proooncle  par  b 
loi  a  titre  de  peine ;  elle  est  inherente  a  la  chose  m^me. 

"  Vainement  objecterait-on  qu'un  acte  nul  proave  toujour*  la 
bonne  foi  de  celui  qui  en  est  porteur,  puisqu'il  prouve  ao 
moins  le  desir  que  Ton  avait  de  se  le  procurer. 

"  Cela  est  vrai,  quand  Facte  n'est  qu9  irregulier  ;  mais  la 
these  change,  s'il  s'agit  d'un  acte  imparfait  et  non  consomme". 
Un  tel  acte  n'ayant  aucune  existence,  ne  peut  produire  ancon 
effet. 

"  On  pretend  que  la  seule  nullite*,  du  passe-port  ne  pent  ex- 
trainer  la  confiscation  si  d'ailleurs  la  proprie'te*  neutre  est  con- 
statee  par  les  autres  pieces. 

"Jeconviens  du  principe  glnlral;  mais  je  crois  que  ce 
principe  doit  €tre  applique*  avec  discernement. 

"  II  n'est  exactement  et  rigoureusement  vrai,  que  lorsqu'3 
n'est  question  que  d'une  nullity  qui  ne  peut  faire  suspecter  la 
foi  de  la  personne.  Dans  la  cause  actuelle,  le  deTaut  de  signa- 
ture de  Fofficier  public  et  de  la  par  tie,  est  de  nature  a  fair* 
pr&umer  qu'on  n'a  ose*  affirmer  a  serment  la  neutrality  da  na- 
vire.  Ce  deTaut  n'influe  pas  seulement  sur  le  plus  ou  sar  le 
moins  de  sollennite*  de  Facte  ;  il  emporte  Vacte  m€me,  et  3  not 
suspecter  la  bonne  volante"  de  celui  qui  e*tait  tenu  de  le  rap- 
porter." 

He  then  proceeds  to  state  the  other  defects  in  the  prooft  of 
proprietary  interest,  the  destination  of  the  ship  to  an  ene- 
my's port  combined  with  the  possession  of  false  papers,  sad 
other  circumstances  of  suspicion,  and  concludes  for  the  condese- 
nation  of  the  ship  and  cargo.     lb.  p.  927. 


Iq  the  case  of  the  QattnteJ,  a  Swedish  vessel,  the  grounds  on 
which  the  captors  insisted  are  stated  by  M.  Pobtaus,  as  fol- 
lows: 

"  Qn  pretend  que  le  passe-port,  n'ltant  signl  par  le  roi  de 
Suede,  n'est  point  authentique  ;  qu'il  n'indique  point  la  desti- 
nation precise  du  navire,  puisqu'il  est  expldig  poor  aller  dans 
la  mer  occidental*  ct plus  loin;  qu'enfin,  dans  la  supposition  ou 
un  tel  passe-port  pourrait  €tre  l£gal,  le  capture  y  atirait  contre- 
venu  par  son  retour  a  Alicante,  ou  il  Itait  d£ja  venu  une  pre- 
miere fois  dans  le  m£me  voyage. 

"  Examinoiurces  objections.  Nul  doute  que  dans  chaque 
pays,  les  passe-ports  doivent  6trtf  expldi&  par  l'autoritl  com- 
pltente ;  mais  celui  dont  il  s'agit,  Pa  ii4  par  le  college  royal 
de  commerce  de  Suede  :  il  est  exp£di£  au  nom  du  roi ;  mais 
nous  ne  voyons  nulle  part  que  la  signature  du  roi  flit  requise. 
En  glnlral,  dans  les  monarchies,  le  nom  du  roi  est  a  la  tlte  de 
tous  les  actes  publics ;  mais  la  signature  du  roi  n'est  opposle 
qu'aux  actes  determines  par  les  lois  de  chaque  pays. 

"  Dire  que  le  passe-port  n'indiquait  point  une  destination 
precise,  c'est  ne  rien  dire  d'utile  ou  de  concluant. 

"  Tous  les  voyages  de  mer  ne  se  resemblent  pas.  On  dis- 
tingue les  voyages  extraordinaires  d'avec  les  voyages  ordi- 
Oaires  ;  ceux  de  long  cours  d'avec  la  simple  caravane  ;  le  pe- 
tit cabotage,  du  grand  cabotage.  Tous  ceux  qui  ont  Icrit  sur 
les  afiaires  maritimes  nous  avertissent  que  les  passe-ports  dif- 
ferent dans  leur  Inonciatioo,  selon  les  diiferentes  especes  de 
voyages. 

"  11  est  impossible,  par  exemple,  qu'un  passe-port  poor  un 
voyage  de  long  cours  et  pour  aller  dans  un  lieu  determine,  soit 
Qon$u  dans  les  mimes  termes  qu'un  passe-port  pour  la  cara- 
vane ;  car  la  caravane,  selon  la  definition  de  l'auteur  du  Traiti 
des  Assurances,  "  est  une  multiplicity  de  petits  voyages  qu'un 
oapitaine  fiiit  dans  le  cours  de  sa  navigation.  II  se  nolise  pour 
un  port,  oij,  etant  arrive,  il  decharge  la  marcbandise,  exige  le 
nolis,  se  oolisse  pour  un  autre  endroit,  ou  il  aborde,  fait  les 
mimes  operations,  ainsi  auccessivement  d'un  port  a  I'&utre 
jajqu'  a  ce  qu'il  revienne  au  port  d'o*  il  etait  parti.    Cea 


20  APPENDIX. 

divers  petite  voyages,  pris  cumulativement,  ne  forment  qn'on 
voyage  unique  et  principale." 

((  Od  comprend  que  par  la  nature  m€me  des  choses,  tut  pas- 
se-port pour  la  caravane,  ne  pent  designer  avec  precision,  mi 
lieu  pi u tot  qu'un  autre  ;  mais  les  reglemens  et  les  coatumw  de 
chaque  pays  determine  la  caravane,  et  pour  1'espace  que  Tod 
peut  parcourir  en  faisant  ces  sortes  de  voyages,  et  poor  le 
terns  pendant  lequel  on  peut  demeurer  en  mer  avant  de  re- 
tourner  au  lieu  du  depart.  Ainsi,  Ton  sait  qu'en  France,  le 
petit  cabotage  comprend  tous  les  ports  depuis  Bayonne  jnsqu'a 
Dunkerque  inclusiveroent ;  que  le  grand  cabotage  attend  a 
toute  autre  navigation  plus  lloignle,  qui  n'est  pas  declare  to* 
yage  de  long  cours.  On  sait  encore  que,  par  nos  reglemeai 
Francais,  la  grande  caravane  peut  durer  2  ana  sans  que  Too  lit 
besoin  de  se  munir  d'un  nouveau  conge*.  On  sait,  enfin  que 
les  conge*  ou  passe-ports  sont  rldigls  difftremeot,  selon  o/il 
s'agit  d'un  voyage  de  long  cours  ou  d'ane  simple  caravane, 

"  Dans  les  circonstances  de  la  cause,  il  ne  e'agissait  que 
d'une  simple  caravane  :  cela  est  convenu.  Le  passe-port  oV 
vait  done  etre  conforme  a  la  nature  du  voyage  que  Ton  entrfr 
prenoit.  De-la,  nous  lisons  dans  ce  passe-port,  ad  mart  oca- 
dentale  et  vlterius,  ad  ordinationcm.  Les  mots,  admareocO' 
dentale  etulterius  sont  indlfinis,  parce-que,  dans  un  passe-port 
pour  une  caravane,  il  est  impossible  de  designer  un  lieu  deter- 
mine*. Mais  on  adjoute,  ad  ordinaliontm,  pour  annoocerqa* 
ne  peut  pas  abuser  de  la  latitude  donnle  par  le  passe-port, « 
exclder  le  temps  et  1'espace  fixers  par  1'usage  ou  par  r*tj* 
mens  relativement  a  ces  sortes  de  voyages. 

"  Aucune  loi  n'a  prohibe*  aux  neutres  la  caravane  en  tea* 
de  guerre  ;  car  la  neutrality  d'une  nation,  qui  n'est  po«r  ^ 
pation  que  la  continuation  de  l'ltat  de  paix,  doit  lui  garanur 
tous  les  avantages  attaches  a  cet  e*tat. 

"  Le  capture  e*tait  done  muni  d'un  passe-port  regol'er>  •*!■ 
et  conforme  a  l'espece  de  voyage  qu'il  avait  entrepria. 

"  A-t-il  contrevenu  a  ce  passe-port  ?  On  le  pretend ;  ** 
on  ne  le  prouve  pas.     Peu  importe  qu'apres  avoir  #e 
premiere  fois  a  Alicante,  il  y  soit  return*  ou  qa'*!  «■  ■** 


1 


APPENDIX.  2! 

1'intention.  Dans  la  caravane,  on  peat  aller,  venir  et  retour- 
ner  ao  m€me  port,  pourvu  qu'on  ne  fasse  pas  dege*ne>«r  la  ca- 
ravane en  voyage  de  long  cours,  on  que,  sans  cause  legitime  et 
constatte,  ou  ne  voyage  pas  au-dela  du  terns  determine  par  les 
reglemens  ou  par  la  coutume. 

"Or,  ici  la  conduite  du  capitaine  ne  pouyait  €tre  suspecte, 
ni  par  rapport  a  la  dure*e  de  son  voyage.  Done  point  de  con- 
travention au  passe-port.  II  est  done  Evident  que  la  prise  est 
invalide."     lb.  p.  935. 

In  the  case  of  the  Molly,  taken  under  American  colours,  after 
the  ratification  of  the  treaty  of  1800  between  the  United 
States  and  France,  the  ship  was  provided  with  the  passport,  as 
stipulated  by  the  treaty,  but  which  was  falsified  by  other  pa- 
pers found  on  board,  showing  the  property  to  be  British. 

In  his  Conclusions,  M.  Durahd,  after  stating  the  facts,  pro- 
ceeded as  follows : 

i(  La  preuve  resultant  d'un  acte  public,  tel  qu'un  passe-port, 
est  fondee  sur  la  confiance  reciproque  que  se  doivent  les  Gou- 
vernemens  amis  ;  il  a  £t£  necessaire  au  maotien  de  1'harmonie 
qui  regne  entre  les  nations,  qu'on  se  contentat  de  part  et  d'au- 
tre  des  preuves  fournies  par  des  actes  revetus  de  signature 
d'officiers  publics  proposes  pour  cet  effet.  Ces  officiers  publics 
de  leur  cotes,  ont  e*te*  obliges,  dans  la  plupart  des  cas,  de  s'en 
rapporter  a  la  bonne  foi  de  ceu*  qui  s*adressent  a  eux  pour 
obtenirleur  attache,  et  sans  doute  leur  confiance  est  quelque- 
fois  trample.  II  leur  est  difficile,  pour  ne  pas  dire  impossible, 
de  discerner  les  propriltls  des  admioistrls.  II  faut  done  qu'ils 
s'en  rapportent  a  leur  declaration.  Par  example,  a  la  suite  du 
passe-port  du  Capit.  Borrow  dale,  on  trouve  Facte  du  serment 
qu'il  a  prSte*,  que  It  navire  quHl  command*  actuellement  est  un 
batiment  des  Etats-Unis  oVAmerique>  et  qu'aucun  citoyen  ou  sujet 
des  Puissances  presentement  en  guerre  n'y  a  aucune  part  ou  in- 
tiret,  soit  directement  soil  indirectement.  C'est  sur  la  foi  de  cet 
expose  que  le  Gouvernement  Amlricain  le  prend  sous  sa  sau- 
vegarde,  et  lui  accorde  sa  protection.  Ce  gouvernement  est 
trop  loyal  pour  ne  pas  £tre  indigne*  de  la  fraude  et  de  l'impos- 
ture  qu'on  ne  craint  pas  de  mettre  en  usage  pour  surprendre 
un  passe-port  qui  couvre  la  proprilte*  Anglaise.    II  le  punirait, 


3*  AFKNMX. 

n'en  doutons  pas,  s'il  avait  connaisanee  de  la  surprise  firite  a  M. 
bonne-foi. 

"  Plus  il  est  fecile  d'abuser  de  la  confiance  qu'un  G-ouveroe- 
ment  est  oblige  d'aceorder  a  ses  n£gocians,  phis  oa  doit  accoet- 
lier,  je  ne  dis  pas  les  pr&omptions,  mais  an  moins  tea  prenve* 
des  supercheries  auxquelles  ceux«ci  peuvent  avoir  recoufs  pour 
le  tromper.  Si  done  le  hasard  en  pr£sente,  et  qn'elles  sont  de 
nature  a  fatre  suspecter  les  pieces  de  bord,  il  nrest  pas  donteuz 
que  le  Conslil  n'ait  le  droit  de  les  peser  dans  la  balance  in> 
partiale  de  la  justice,  et  de  les  faire  pr£valoir  sur  les  preuves 
legates,  lorsqu'elles  sont  telles  qu'elles  ne  peuvent  se  conctlier 
avec  elles. 

w  Les  lois  et  les  usages  prescrivent  de  recueillir  les  declara- 
tions des  capture's,  de  les  interroger.  A  quoi  ces  precaationa 
serviroient-elles,  s'il  n'ltait  pas  permis  de  cbercher  la  ve*rit£  a 
travers  tons  les  detours  dans  lesquels  se  cacheot  les  Degociane 
que  la  cupidite  porte  a  iavoriser  Pennemie  par  les  mojens  les 
moins  delicats  ? 

"  Une  lettre  est  encore  moins  suspecte  qu'un  declaration,  et 
elle  ne  doit  pas  avoir  moins  de  force  ;  il  est  impossible  de  sup- 
poser  que  celui  qui  en  etait  le  depositaire,  suppose  un  titre  qui 
lui  porte  prejudice  :  on  doit  done  ajouter  foi  a  son  conteno,  et 
croire,  lorsqu'elle  presente  des  r^sultat,  contraires  an  pieeea 
de  bord,  que  celles-ci  sont  Pouvrage  de  la  simulation,  et 
qu'elles  ont  ete  obtenues  sur  un  faux  expose.    Je  pourrais 
maintenant  examiner  de  plus  pres  les  connaisemensv  et  Pom 
trouverait  peut-€tre,  en  les  comparant  les  uns  anx  autres  et 
avec  la  lettre  citee,  que  la  plus  grande  partie  de  la  cargaistm 
est  ennemie ;  mais  s'il  est  prouve*  que  le  batimeia  appartient 
aux  Anglais,  e'est  une  consequence  necessaire  que  la  cargaiaon 
soit  confisquee.    Tel  est  le  droit  consacre  par  nos  traites,  per* 
ticulierement  par  le  dernier  (art.    15.)  avec  les  Etats-Unis 
d'Amerique."    Ib.p  .985. 


APPENDIX. 


» 


NOTE  No.  III. 


TO  T«E  CASK  OV  THE  AUIABLE  ISABELLA. 

Articles  of  the  French  treaties  referred  to  in  the  text. 


Art  4.  The  subjects,  peo- 
ple, and  inhabitants  of  the  said 
United  States,  and  each  of 
them,  shall  not  pay  in  the 
ports,  havens,  roads,  isles,  ci- 
ties, and  places  under  the  do- 
mination of  his  most  Christian 
Majesty,  in  Europe,  any  other 
or  greater  duties  or  imposts, 
of  what  nature  soever  they 
may  be,  or  by  what  name  so- 
ever called,  than  those  which 
the  most  favoured  nations  are 
or  shall  be  obliged  to  pay; 
and  they  shall  enjoy  all  the 
rights,  liberties,  privileges, 
immunities,  and  exemptions  in 
trade,  navigation,  and  com- 
merce, whether  in  passing 
from  one  port  in  the  said  do- 
minions, in  Europe,  to  another, 
or  in  going  to  and  from  the 
tame,  from  and  to  any  part  of 
the  world,  which  the  said  na- 
tions do  or  shall  enjoy. 

Art.  12.  The  merchant  ships 
of  either  of  the  parties  which 
•hall  be  making  into  a  port  be- 
longing to  the  enemy  of  the 
other  ally,  and  concerning 
whose  voyage,  and  the  species 
of  good!  on  board  her,  there 


Art.  4.  Les  sujets,  peuples 
et  habitans  des  dits  Etats  Unis, 
et  de  chacun  d'iceux,  ne  pa?e- 
ront  dans  les  ports,  havres, 
rades,  isles,  villes  et  places  de 
la  domination  de  sa  Majestf 
tres  Chr£tienne  en  Europe, 
d'aotres  ni  plus  grands  droits 
ou  imp6ta  de  quelque  nature 
qu'ils  puissent  Stre  et  quelque 
nom  qu'ils  puissent  avoir  que 
les  nations  les  plus  favorites 
soot,  ou  seront  tenues  de 
pater,  et  ils  jouiront  de  tout 
les  droits,  liberies,  privilege* 
et  exemtions  en  fait  de  negoce, 
navigation  et  commerce  soit  en 
passant  d'un  port  a  un  autre 
des  dits  etats  du  roi  tres  Chre- 
tien en  Europe,  soit  en  y  allant 
on  en  revenant  de  quelque 
partie  ou  pour  quelque  paitie 
du  monde  que  ce  soit,  dont 
les  nations  susdites  jouissent 
ou  jouiront. 

Art.  12.  Les  navires  mar- 
chands  des  deux  parties  qui 
seront  destines  poor  des  ports 
appartenants  a  une  puissance 
ennemie  de  l'autre  allil,  et 
dont  le  voiage  ou  la  nature  des 
marchandises  dont  ils  seront 


£4 


APPENDIX. 


•hall  be  just  grounds  of  suspi- 
cion, shall  be  obliged  to  exhi- 
bit, as  well  upon  the  high  seas, 
as  in  the  ports  and  havens, 
not  only  her  passports,  but 
likewise  certificates,  expressly 
showing  that  her  goods  are  not 
of  the  number  of  those  which 
have  been  prohibited  as  con- 
traband. 

Art.  13.  If,  by  the  exhibiting 
of  the  abovesaid  certificates, 
the  other  party  discover  there 
are  any  of  those  sorts  of  goods 
which  are  prohibited  and  de- 
clared contraband,  and  con* 
signed  for  a  port  under  the 
obedience  of  his  enemies,  it 
shall  not  be  lawful  to  break  up 
the  hatches  of  such  ship,  or  to 
open  any  chest,  coffers,  packs, 
casks,  or  any  other  vessels 
found  therein,  or  to  remove 
the  smallest  parcels  of  her 
goods,  whether  such  ship  be- 
longs to  the  subjects  of  France, 
or  the  inhabitants  of  the  said 
United  States,  unless  the  la- 
ding be  brought  on  shore  in 
the  presence  of  the  officers  of 
the  Court  of  Admiralty,  and 
an  inventory  thereof  made ; 
but  there  shall  be  no  allowance 
to  sell,  exchange,  or  alienate 
the  same,  in  any  manner,  until 
after  that  due  and  lawful  pro- 
cess shall  have  been  had 
against  such  prohibited  goods, 


charges  donneroit  de   juste* 
soupgons,  seront  tenus  d'ex- 
hiber  eoit  en  haute  mer,  soit 
dans  les  ports  et  havres,  non 
seulement    leurs    passe-ports 
mais  encore  les  certificata  qui 
constateront  expressement  que 
leur  chargement  n'est  pas  de 
la  quality  de  ceux   qui   sont 
prohibls  comme  contrebande. 
Art.  13.  Si  1'exhibition  des 
dits  certificate   conduit  a  d<5- 
couvrir  que  le  navire  porte 
des  marchandises  prohibles  et 
reputles  contrebande,  consig- 
nees pour  un  port  ennemi,  il 
ne  sera  pas  permis  de  briser 
les  €coutilles  des  dits  navires, 
ni  d'ouvrir  aucune  caisse,  cof- 
fre,  malle,  ballots,  tonneaux  et 
autres  caisses  qui  s'y  trouve- 
ront,  ou  d'en  dlplacer  et  d&- 
tourner  la  moindre  parti  des 
marchandises  soit  que  le  na- 
vire appartienne  aux  sujets  du 
roi  tres  chr£tien  ou  aux  habi- 
tans  des  Etats  Unis,  jusaa'  a 
ce  que  la  cargaison  ait  6t6  miae 
a  terre  en  presence  des  offi- 
ciers  des  Cours  d'Amiraute,  et 
que  Tinventaire  en  ait  6t&  fait ; 
mais  on  ne  permettra  pas  de 
vendre,  ^changer  ou  aligner 
les  navires  ou  leur  cargaison 
en  maniere  quelconque,  avant 
que  le  proems  ait  4t&  fait  et  par- 
fait  l£galement  pour  declarer 
la  contrebande,  et   que    lea 


APPENDIX. 


S6 


aad  the  Court  of  Admiralty 
shall,  by  a  sentence  pronoun- 
ced, have  confiscated  the  same : 
saving  always  as  well  the  ship 
itself  as  any  other  goods  found 
therein,  which  by  this  treaty 
are  to  be  esteemed  free,  nei- 
ther may  they  be  detained  on 
pretence  of  their  being  as  it 
were  infected  by  the  prohibit- 
ed geods,  much  less  shall  they 
be  confiscated  as  lawful  prize  : 
but  if  not  the  whole  cargo,  but 
only  part  thereof,  shall  consist 
of  prohibited  or  contraband 
goods,  and  the  commander  of 
the  ship,  shall  be  ready  and 
willing  to  deliver  them  to  the 
captor,  who  has  discovered 
them,  in  such  case,  the  captor 
having  received  those  goods, 
•hall  forthwith  discharge  the 
ship,  and  not  hinder  her  by 
any  means,  freely  to  prosecute 
the  voyage  on  which  she  was 
bound.  But  in  case  the  con- 
traband merchandises  cannot 
be  all  received  on  board  the 
vessel  of  the  captor,  then  the 
captor  may,  notwithstanding 
the  offer  of  delivering  him  the 
contraband  goods,  carry  the 
vessel  into  the  nearest  port, 
agreeably  to  what  is  above  di- 
rected. 


Vol.  VI. 


cours  d'amiraute*  auront  pro- 
nonce*  leur  confiscation  par 
jugement,  sans  prejudice  ne"an- 
moins  des  navires,  ainsi  que 
des  marchandises  qui  en  vertu 
du  traite*  doivent  €tre  census 
libres.  II  ne  sera  pas  permis 
retenir  ces  marchandises  sous 
pretezte  qu'elles  ont  £te*  enta- 
che'ea  par  les  marchandises  de 
contrebande  et  bien  moins  en- 
core de  les  confisquer  comme 
des  prises  legates.  Dans  le 
cas  ou  une  partie  seulement  et 
non  la  totality  du  cbargement 
consisteroit  en  marchandises 
de  contrebande,  et  que  le  com- 
mandant du  vaisseau  consente 
a  les  delivrer  au  corsaire  qui 
les  aura  dlcou verts,  alors  le 
capitaine  qui  aura  fait  la  prise, 
apres  avoir  re$u  ces  marchan- 
dises doit  incontinent  re  lac  her 
le  navire  et  ne  doit  l'emp€cher 
en  aucune  maniere  de  conti- 
nuer  son  voyage.  Mais  dans 
le  cas  oil  les  marchandises  de 
contrebande  ne  pourroient  pas 
€tre  toutes  chargles  sur  le 
vaisseau  capteur,  alors  le  capi- 
taine du  dit  vaisseau  sera  le 
ma  it  re,  malgre  Poffre  de  re- 
mettre  la  contrebande,  de  con- 
duire  le  patron  dans  le  plus 
prochain  port,  conformlment 
a  ce  qui  est  pr&crit  plus 
haut. 
D 


26 


APPENDIX. 


Aft.  14.  On  the  contrary,  it 
is  Agreed,  that  whatever  shall 
be  found  to  be  laden  by  the 
subjects  and  inhabitants  of 
either  party  on  any  ship  be- 
longing to  the  enemies  of  the 
other,  or  to  their  subjects,  the 
whole,  although  it  be  not  of 
the  sort  of  prohibited  goods, 
may  be  confiscated^  the  same 
manner  as  if  it  belonged  to  the 
enemy,  except  such  goods  and 
merchandises  as  Vvere  put  on 
board  such  ship  before  the  de- 
claration of  war,  or  even  after 
such  declaration,  if  so  be  it 
were  done  without  knowledge 
of  such  declaration,  so  that  the 
goods  of  the  subjects  and  peo- 
ple of  either  party,  whether 
they  be  of  the  nature  of  such 
as  are  prohibited  or  otherwise, 
which,  as  is  afore  said,  were 
put  on  board  any  ship  belong- 
ing to  an  enemy  before  the 
war,  or  after  the  declaration 
of  the  same,  without  the  know- 
ledge of  it,  shall  no  ways  be 
liable  to  confiscation,  but  shall 
well  and  truly  be  restored 
without  delay  to  the  proprie- 
tors demanding  the  same  ;  but 
so  as  that  if  the  said  merchan- 
dises be  contraband,  it  shall 
not  be  any  ways  lawful  to  car- 
ry them  afterwards  to  any 
ports  belonging  to  the  enemy. 


Art.  14.  On  est  convenu  an 
contraire,  que  tout  ce  qui  se 
trouvera  charge  par  les  sujete 
respectifs  sur  des  navires  ap- 
frartenants  aux  eonemis  de 
Pautre  partie  ou  a  lean  sujete, 
sera  confisqul  sans  distinction 
des  marchandises  prohib£es  on 
hon  prohib£es,ainsi  et  de  m&me 
que  si  elles  appartenoient  a 
Pennemi,  a  P exception  touts 
fois,  des  effets  et  marchandisei 
qui  auront  6t6  mis  a  bord  des 
dits  navires  avant  la  declara- 
tion, de  guerre  ou  tn&fte  apres 
la  dite  declaration,  si  an  mo- 
ment du  chargement  on  a  p« 
Tignorer  de  manure  qoe  lea 
marchandises  des  sujete  des 
deux  parties,  soit  qu'ellesse 
trouvent  do  nombre  de  ceDes 
de  contrebande  ou  autremeat, 
les  quelles  cottme  il  vient 
d'etre  dit  auront  6te  mises  a 
bord  d'un  vaisseaa  apparteaant 
a  Pennemi  avant  la  guerre  en 
m£me  apres  la  dite  declaration, 
Porsqu'on  Pignoroit  ne  seroat 
en  aucune  maniere,  sujetes  a 
confiscation,  mais  seront  fi- 
delement  et  de  bonne  foi  mi- 
dues  sans  delai  a  leurs  propm- 
taires,  qui  les  reclameront ; 
bien  entendu  or&nmoins,  qa*il 
ne  soit  pas  permis  de  porter 
dans  les  ports  ennemis  les 
marchandises    qui   seront  de 


jtfPgNPIX. 


%1 


The  two  contracting  parties 
agree,  that  the  term  of  two 
months  being  passed  after  the 
declaration  of  war,  their  re- 
spective subjects,  from  what- 
ever part  of  the  world  they 
come,  shall  not  plead  the  igr 
sorance  mentioned  in  this  ar- 
ticle. 

Art.  16.  And  that  more  ef- 
fectual care  may  be  taken  for 
the  security  of  the  subjects 
and  inhabitants  of  both  parties, 
that  they  suffer  no  injury  by 
the  men  of  war  or  privateers 
of  the  other  party,  all  the 
commanders  of  the  ships  of  his 
most  Christian  Majesty  and  of 
the  said  United  States,  and  all 
their  subjects  and  inhabitants, 
shall  be  forbid  doing  any  in- 
jury or  damage  to  the  other 
side  ;  and  if  they  act  to  the 
contrary  they  shall  be  punish- 
ed, and  shall  moreover  be 
bound  to  make  satisfaction  for 
all  matter  of  damage,  and  the 
interest  thereof,  by  reparation, 
under  the  pain  and  obligation 
of  their  person  and  goods. 

Art.  23.  It  shall  be  lawful 
for  all  and  singular  the  sub- 
jects of  the  most  christian 
king,  and  the  citizens,  people, 
and  inhabitants  of  the  said 
United  States,  to  sail  with  their 
ships  with  all  manner  of  liber- 


contrebande.  Les  deux  par- 
ties contractaotes  conviennent 
que  le  tenne  o*e  deux  mois 
passes  depuis  la  declaration  de 
guerre,  leurs  sujets  respectifs, 
de  quelque  partie  du  monde 
qu'ils  viennent,  ne  pourront 
plus  alleguer  Tignorance  dont 
il  est  question  dans  le  present 
article. 

Art.  16.  Et  afin  de  pourvoir 
plus  efficacement  a  la  stirete" 
des  sujets  des  deux  parties 
contractantes,  pour  qu'il  ne 
leur  soit  fait  aucun  prejudice 
par  les  vaisseaux  de  guerre 
de  1'autre  partie,  ou  par  des 
armateurs  particuliers,  il  sera 
fait  defense  a  tous  capitaines 
des  vaisseaux  de  sa  Majestc* 
tres  Chrltienne  et  des  dits 
Etats  Unis,  et  a  tous  leurs  su- 
jets de  faire  aucun  dommage 
ou  insulte  a  ceux  de  1'autre 
partie,  et  au  cas  ou  ils  y  con- 
treviendroient,  ils  en  seront 
punis  et  de  plus  ils  seront  te- 
nus  et  obliged  en  leurs  person- 
nes  et  en  leurs  biens  de  re*- 
parer  tous  les  dommages  et 
intlrets. 

Art.  23.  II  sera  permis  a 
tous  et  un  chacun  des  sujets  du 
roi  tres  chr&ien  et  aux  citof- 
ens,  people  et  habitans  des 
susdits  Etats  Unis,  de  naviguer 
avec  leurs  bltimens  avec  toute 
liberty  et  surettf,   sans  qu'il 


u 


APPENDIX. 


ty  and  security,  do  distinction 
being  made  who  are  the  pro- 
prietors of  the  merchandises 
laden  thereon,  from  any  port 
to  the  places  of  those  who  now 
are,  or  hereafter  shall  be,  at 
enmity  with  the  most  christian 
king,  or  the  United  States.    It 
shall  likewise  be  lawful  for  the 
subjects  and  inhabitants  afore- 
said, to  sail  with  the  ships  and 
merchandises  aforementioned, 
and  to  trade  with  the  same  li- 
berty and  security  from  the 
places,  ports,  and  havens  of 
those  who  are  enemies  of  both 
or  either  party,   without  any 
opposition  or  disturbance  what- 
soever, not  only  directly  from 
the  places  of  the  enemy  afore- 
mentioned to  neutral   places, 
but  also  from  one  place  be- 
longing to  an  enemy  to  ano- 
ther place  belonging  to  an  e- 
neray,  whether  they  be  under 
the  jurisdiction   of  the  same 
prince,  or  under  several.  And 
it  is  hereby  stipulated,    that 
free  ships  shall   also  give  a 
freedom    to  goods,  and   that 
every  thing  shall  be  deemed 
to  be  free  and  exempt  which 
shall  be  found  on  board   the 
ships  belonging  to  the  subjects 
of  either  of  the  confederates, 
although  the  whole  lading,  or 
any  other  part  thereof,  should 
appertain  to  the  enemies  of 


puisse  6tre  fait  d'exception  i 
cet  egard,  a  raison  des  propria 
taires  des  marchandises  char- 
gers sur  les  dits  batimens,  Te- 
nant de  quelque  port  que  ce  soft 
et  destines  pour  quelque  place 
d'une  puissance  actuellemeot 
ennemie,  ou  qui  poorra  I'etre 
dans  la  suite  de  sa  majestetws 
chreHienne  ou  des  Etats  Unis. 
II  sera  permis  egalement  aox 
sujets  et  babitans  auamentioo- 
ne"s  de  navigueravec  lean  vail* 
Beaux  et  marchandises  et  de 
frequenter  avec  la  m&ne  li* 
berte*    et    surete  les  places, 
ports,   et    havres    des  pais- 
sances  ennemies  des  deui  par- 
ties   contractantes    on  d'une 
d'entre  elles  sans  opposition 
ni  trouble,  et  de  faire  le  com- 
merce non  seulement  directe- 
ment  des  ports  de  l'eunemi 
susdit  a  un  port  neutre,  mail 
aussi  d'un   port  ennemi  aun 
autre  port  ennemi,  soit  qa'il 
se  trouve  sous  sa  jurisdiction 
ou  sous  celle  de  plusieurs ;  et 
il  est  stipule*  par  le  present 
traite*  que  les  batimens  libres 
assure ront  egalement  la  liber* 
t€  des  marchandises,  et  qu'oo 
jugera  libres  toutes  les  choses 
qui  se  trouveront  abord  des 
navires  aparteoants  aux  sujets 
d'une  des  parlies  contractantes, 
quand  m£me  le  chargemeot  oo 
partie    d'icelui   apartiendroit 


APPENDIX. 


£9 


either,  contraband  goods  being 
always  excepted.  It  is  also 
agreed  in  like  manner,  that  the 
same  •  liberty  be  extended  to 
persons  who  are  on  board  a 
free  ship,  with  this  effect,  that 
although  they  be  enemies  to 
both  or  either  party,  they  are 
not  to  be  taken  oat  of  that  free 
ship,  unless  they  are  soldiers, 
and  in  actual  service  of  the 
enemies. 


Art.  24.  This  liberty  of  na- 
vigation and  commerce  shall 
extend  to  all  kinds  of  merchan- 
dises, excepting  those  only 
which  are  distinguished  by  the 
name  of  contraband ;  and  under 
this  name  of  contraband,  or 
prohibited  goods,  shall  be  com- 
prehended arms,  great  guns, 
bombs  with  the  fuses,  and 
other  things  belonging  to  them, 
xannon  ball,  gunpowder,match, 
pikes,  swords,  lances,  spears, 
halberds,  mortars,  petards, 
grenades,  saltpetre,  muskets, 
musket  ball,  bucklers,  helmets, 
breast  plates,  coats  of  mail, 
and  the  like  kinds  of  arms,  pro- 
per for  arming  soldiers,  mus- 
ket rests,  belts,  horses  with 
their  furniture,  and  all  other 
warlike  instruments  whatever. 
These    merchandises    which 


aux  ennemis  de  Pane  des  deux ; 
bien  entendu  n&nmoins  que 
le  contrebande  sera  toujours 
exceptle.  II  est  egalement 
convenn  que  cette  m£me  li- 
berty s'ltendroit  aux  personnes 
qui  pourroient  se  trouver  a- 
bord  da  batiment  libre  quand 
m£me  elles  seroient  ennemies 
de  1'une  des  deux  parties  con- 
tractantes,  et  elles  ne  pourront 
Itre  enlevles  des  dits  navires 
a  moins  qu'elles  ne  soient  mi- 
litaires  et  actuellement  au  ser- 
vice de  Tennemi. 

Art.  24.  Cette  liberty  de  na- 
vigation et  de  commerce  doit 
s'ltendre  sur  toutes  sortes  de 
marchandises,  a  1'exception 
seulement  de  celles  qui  sont 
designees  sous  le  nom  de  con- 
trebande ;  Sous  ce  nom  de 
contrebande  ou  de  marchan- 
dises prohibles  doivent  £tre 
compris  les  armes,  canons, 
bombes  avec  leurs  fusses  et 
autres  choses  y  relatives,  bou- 
lets,  poudre  a  tirer,  mlches, 
piques,  epe*es,  lances,  dards, 
hallebardes,  mortiers,  petards 
grenades,  sal  pet  re,  fusils,  bal- 
les,  boiicliers,  casques,  cuiras- 
ses, cote  de  mailles,  et  autres 
armes  de  cette  espece,  propres 
a  armer  les  soldats,  porte- 
mousqueton,  bau driers,  che- 
vaux  avec  leurs  Iqui  pages,  et 
tons    autres    instrumens    de 


APPENDIX. 


follow,  shall  not  be  reckoned 
among  contraband  or  prohibit* 
ed  goods :  that  is  to  say,  all 
sorts  of  clothi,  and  all  other 
manufactures  woven   of   any 
wool,  flax,  silk,  cotton,  or  any 
other  materials  whatever,  all 
kinds  of  wearing  apparel,  to- 
gether with  the  species  where- 
of they  are  used  to  be  made, 
gold  and  silver,  as  well  coined 
as  uncoined,  tin,  iron,  latten, 
copper,  brass,  coals ;  as  also 
wheat  and  barley,  and  other 
kind  of  corn  and  pulse ;  tobac- 
co, and  likewise  all  manner  of 
spices  ;   salted    and    smoked 
flesh,  salted  fish,  cheese  and 
butter,  beer,  oils,  wines,  su- 
gars, and   all   sorts   of  salts ; 
and  in  general    all  provisions 
which  serve  fdr  the  nourish- 
ment of  mankind  and  the  sus- 
tenance of  life ;  furthermore, 
all  kinds  of  cotton,  hemp,  flax, 
tar,  pitch,  ropes,  cables,  sails, 
sail  cloths,  anchors,  and  any 
parts  of  anchors,  also  ships' 
masts,    planks,     boards    and 
beams  of  what  trees  soever  ; 
and  all  other  things  proper  ei- 
ther for  building  or  repairing 
ships,    and    all    other  goods 
whatever  which  have  not  been 
worked  into  the  form  of  any 
instrument  or  thing  prepared 
for  war  by  land  or  by  sea,  shall 
not  be   reputed  contraband, 


guerre  queicoaqaes.  Leanaar- 
chandises  denomm<os  cUapna 
ne  seront  pas  comprises  penm 
la  centrebande  on  choses  pro* 
hibees,  saveir  Urates  sortes  de 
draps  et  toutes  autres  Itoffee 
de  laine,  tin  soye,  coton  on 
d'autres  matieres  quelquoqncs; 
toutes  sortes  de  vetemens  avec 
les  etoffes  dont  on  a  coutame 
de  les  faire,  Tor  et  l'argent 
monnoil  ou  non,  retain,  le  fer 
laiton,  cuivre,  airain,     char- 
bons,  de  meme  que  le  froment 
et  1'orge,  et  toute  autre  sorte 
de  bleds  et  legumes  ;  le  tabac 
et  toutes  les  sortes  d'epiceries, 
la  viande  salee  et  fnrn^e,  pots- 
son  sale,  fromage  et  beurre, 
bierre,  huiles,  vins,  sucres,  et 
toute  espece  de  sel,  et  en  g£- 
n^ral  toutes  provisions  servant 
pour  la  nourriture  de  rfaomme 
et  pour  le  soutien  de  la  Tie. 
De  plus,  toutes  sortes  de  coton, 
de  chanvre,  lin,  goudron,  poix, 
cordes,  cables,  voiles,  toiles  a 
voiles,  ancres,  parties  d'ancres, 
mats,  planches,  madiiers,  et 
bois  de  toute  espece,  et  tootes 
autres    choses    propres   a  la 
construction  et  reparation  des 
vaisseaux  et  autres  matieres 
quelconques  qui  n'ont  pas  la 
forme  d'un  instrument  prepare, 
pour   la    guerre    par    terra 
comme  par  mer,  ne  seront  pas 
peputles  contraband*  et  en- 


APPENDIX. 


31 


touch  less  Such  as  have  been 
already  wrought  and  made  up 
for  any  other  use  :  all  which 
shall  be  wholly  reckoned  a- 
mong  free  goods ;  as  likewise 
all  other  merchandises  and 
things  which  are  not  compre- 
hended and  particularly  men- 
tioned in  the  foregoing  enu- 
meration of  contraband  goods ; 
so  that  they  may  be  transport- 
ed and  carried  in  the  freest 
manner  by  the  subjects  of  both 
confederates,  eren  to  places 
belonging  to  an  enemy,  such 
towns  or  places  being  only  ex- 
cepted, as  are  at  that  time  be- 
sieged, blocked  up,  or  invest- 
ed. 

Art.  25.  To  the  end  that  all 
manner  of  dissentions  and  quar- 
rels may  be  avoided  and  pre- 
vented, on  one  side  and  the 
other,  it  is  agreed,  that  in 
case  either  of  the  parties  here- 
to should  be  engaged  in  war, 
the  ships  and  vessels  belong- 
ing to  the  subjects  or  people 
of  the  other  ally,  must  be  fur- 
nished with  sea  letters  or 
passports  expressing  the  name, 
property,  and  bulk  of  the  ship, 
as  also  the  name  and  place  of 
habitation  of  the  master  or 
.commander  of  the  said  ship, 
that  it  may  appear  thereby  that 
the  ship  really  and  truly  be- 
longs to  the  subjects  of  one  of 


core  moins  celles  qui  sent  de*- 
ja  preparers  pour  quelqu'  au- 
tre usage :  Toutes  les  choses 
denommles  cidessns  doivent 
£tre  comprises  parmi  les  mer- 
chandises, libres,de  m£me  que 
toutes  les  autres  merchandise 
et  effets  qui  ne  sont  pas  compris 
et  particulierement  nomtnes 
dans  l'enumtfration  des  mer- 
chandises de  contrebande ;  de 
maniere  qu'elles  pourront  6tre 
transporters  et  conduites  de  la 
maniere  la  plus  libre  par  les 
sujets  des  deux  parties  contruc- 
tantes  dans  des  places  enne* 
mies,  a  l'exception  nlanmoins 
de  celles  qui  se  tronveroieat 
actoellement  assiegees,  blo- 
qules  ou  investies. 

Art.  25.  Afin  d'&arter  et 
de  preventr  de  part  et  d'autre 
toutes  discussions  et  querelles 
il  a  &6  convenu  que  dans  le 
cas  ou  l'une  des  deux  parties  se 
trouveroit  engages  dans  une 
guerre,  les  vaisseaux  et  blti- 
mens  aparteuans  aux  sujets  on 
peuple  de  1'autre  allie*  devront 
£tre  pourvus  de  lettres  de  mer 
ou  passe-ports,  lesquels  expri- 
meront  le  nom,  la  propria  et 
le  port  du  navire,  aiosi  que  le 
nom  et  la  demeure  du  maHre 
eu  commandant  du  dit  vais- 
seau,  afin  qu'il  aparoisse  par  la 
que  le  m£me  vaisseau  apartient 
rlellement  et  vlritablement 
aux  sujets  de  Tune  des  deux 


32 


APPENDIX. 


the  parties,  which  passport 
shall  be  made  out  and  granted 
according  to  the  form  annexed 
to  this  treaty  ;  they  shall  like- 
wise be  recalled  every  year, 
that  is,  if  the  ship  happens  to 
return  home  within  the  space 
of  a  year.  It  is  likewise  a- 
greed,  that  such  ships,  being 
laden,  are  to  be  provided  not 
only  with  passports  as  above- 
mentioned,  but  also  with  cer- 
tificates, containing  the  seve- 
ral particulars  of  the  cargo, 
the  place  whence  the  ship 
sailed,  and  whither  she  is 
bound,  that  so  it  may  be  known 
whether  any  forbidden  or  con- 
traband goods  be  on  board  the 
same  ;  which  certificates  shall 
be  made  out  by  the  officers  of 
the  place  whence  the  ship  set 
sail,  in  the  accustomed  form  ; 
and  if  any  one  shall  think  it  fit 
or  advisable  to  express  in  the 
said  certificates  the  person  to 
whom  the  goods  on  board  be- 
long, he  may  freely  do  so. 

Art.  26.  The  ships  of  the 
subjects  and  inhabitants  of  ei- 
ther of  the  parlies,  coming 
upon  any  coasts  belonging  to 
either  of  the  said  allies,  but 
not  willing  to  enter  into  port, 
or  being  entered  into  port  and ' 
not  willing  to  unload  their  car- 
goes, or  break  bulk,  they  shall 


parties  contractantes;  leqael 
passe-port,  devra  €tre  e*xpedi6 
selon  le  modele  annexe  an 
present  traite*.  Ces  passe-ports 
devront  egalement  etre  renou- 
velles  chaque  annle  dans  le 
cas  on  le  vaisseau  retoume 
chez  lui  dans  I'espace  d'nne 
ann£e.  II  a  &e*  conveaa  egale- 
ment que  les  vaisseaux  sosmen- 
tionne*s  dans  le  cas  ou  ils  se- 
roient  charge's  devront  €tre 
poufvus  non  seulemeat  de 
passe-ports  mais  aussi  de  cer- 
tificats,  contenant  le  detail  de 
la  cargaison,  le  lieu  d'ou  le 
vaisseau  est  parti,  et  la  decla- 
ration des  marcbandises  de 
contrebande  qui  pourroientse 
trouver  abord  ;  lesquels  certi- 
ficate devront  etre  e~xpedies 
dans  la  forme  accoutuoaee*  par 
les  officiers  du  lieu  d'oa  le 
vaisseau  aura  fait  voile,  et  a'il 
e*toit  juge*  utile  ou  prudent 
d'exprimer  dans  les  dits  passe- 
ports  la  personne  a  laqnelle 
les  marchandises  apartiennent, 
on  pourra  le  faire  librenaent* 

Art.  26.  Dans  le  cas  ou  les 
vaisseaux  des  sujets  et  habi- 
tans  de  Tune  des  deux  parties 
contractantes  aprocheroient 
des  cotes  de  l'aulre,  sans  oe 
pendant  avoir  le  dessein  d'en~ 
trer  dans  le  port,  ou  apres  €tre 
entre*,  sans  avoir  le  dessein  de 
decharger    la    cargaison,    on 


APPENDIX. 


lie  treated  accottingto  the  ge- 
neral rules  prescribed  or  to 
be  prescribed,  relative  to  the 
object  in  question. 


Art.  27.  If  the  ships  of  the 
said  subjects,  people,  or  inha- 
bitants of  either  of  the  parties 
shall  be  met  with,  either  sail* 
ing  along  the  coasts,  or  on  the 
high  seas,  by  any  ship  of  war 
of  the  other,  or  by  any  pri- 
vateers, the  said  ships  of  war 
ot  privateers,  for  the  avoiding 
of  any  disorder,  shall  remain 
out  of  cannon  shot,  and  may 
eend  their   boats  aboard  the 
merchant  ship  which  they  shall 
ae  meet  with,and  may  enter  her 
to  the  number  of  two  or  three 
men  only,  to  whom  the  master 
or  commander  of  such  ship  or 
vessel  shall  exhibit  his  pass- 
port concerning  the  property 
of  the  ship,  made  out  accord- 
ing to  the  form  inserted  in  this 
present  treaty,  and  the  ship, 
when  she  shall  have  showed 
such  passport,  shall  be  free  and 
at  liberty  to  pursue  her  voy- 
age, so  as  it  shall  not  be  lawful 
to  molest  or  search  her  in  any 
manner,  or  to  give  her  chase, 
or  force  her  to  quit  her  in- 
tended course. 

Art.  28.  It  is  also  agreed, 
that  all  goods  when  once  pot 

Vol.  VI. 


rompre  lent  charge,  on  se 
condoira  a  leur  Igard  suivant 
les  reglemens  genlreaux  pre- 
sents ou  a  prescrire  relative* 
ment  a  1'objet  dont  il  est  ques* 
tion. 

Art.  27.  Lorsqu'un  batiment 
apartenant  auxdits  sujets,  pea* 
pie  et  habitans  de  Tune  des 
deux  parties,    sera    recontre* 
aaviguant  le  long  des  cotes  ou 
en  pieine  mer,  par  un  vaisseau 
de  guerre  de  1'autre,  ou  par 
un  armateur,  le  dit  vaisseau 
de  guerre,  ou  armateur,  afia 
d'lviter  tout  d&ordre,  se  tien- 
dra  hors  de  la  ported  da  canon, 
et  pourra  envo'ier  sa  cbaloupe 
abord  du  batiment  marchand, 
et  y  faire  entrer  deux  ou  trots 
bommes,  aux  quels  le  maftrt 
ou  commandant  du  batiment. 
montrera  son  passe-port,  lequel 
devra  etre  conforms'  a  la  for* 
mule  annexle  au  present  traits', 
et  constatera  la  proprilte*  du 
batiment,  et  apres  que  le  dit 
batiment  aura  exhibe*  un  pareil 
passe-port,  il  lui  sera  libre  de 
continuer  son  vok'age  et  il  ne 
sera  pas  permis  de  le  moles- 
ter, ni  de  chercher  en  aucun* 
maniere,    de    lui    dorttter  la 
chasse,  ou  de  le   forcer  de 
quitter  la  course  qa'il  tfttait 
propose* 

Art.  28.  II  est  cenveau  q«sj 
bisque  lee  Matehandiiee  ad- 
E 


34 


APPENDIX. 


on  board  the  ships  or  Teasels 
of  either  of  the  two  contract- 
ing parties,  shall  be  subject  to 
no  farther  visitation  ;  but  all 
visitation  or  search  shall  be 
made  beforehand,  and  all  pro- 
hibited goods  shall  be  stopped 
on  the  spot,  before  the  same 
be  put  on  board,  unless  there 
are  manifest  tokens  or  proofs 
of  fraudulent  practice  ;  nor 
shall  either  the  persons  or 
goods  of  the  subjects  of  his 
most  christian  majesty  or  the 
United  States,  be  put  under 
any  arrest,  or  molested  by  any 
other  kind  of  embargo  for  that 
cause  ;  and  only  the  subject  of 
that  state  to  whom  the  said 
goods  have  been  or  shall  be 
prohibited,  and  who  shall  pre* 
sume  to  sell  or  alienate  such 
sort  of  goods,  shall  be  duly  pu- 
nished for  the  offence. 


ront  Ite*  chargees  sur  les  vais- 
seaux  ou  batimens  de  Tune  des 
deux  parties  contractantes, 
elles  ne  pourront  plus  6tre  as* 
sujeties  a  aucune  visite  ;  toute 
visite  et  recherche  devant 
6tre  faite  avant  le  chargement, 
et  les  marchandises  prohibees 
devant  6tre  arrgtees  et  saises 
sur  la  plage  avant  de  pouvoir 
£tre  embarqules  a  moins  qo'oa 
n'ait  des  indices  manifestos  on 
des  preuves  de  versements 
frauduleux.  De  m£me  aucun 
des  sujets  de  sa  majeste*  tret 
chrltienne  ou  des  Etats  Unis, 
ni  leurs  marchandises,  ne  poor* 
ront  6tre  arrets  ni  molestes 
pour  cette  cause,  par  aucune 
espece  d'embargo ;  et  les 
seuls  sujets  de  Petal,  aux- 
quels  les  dites  marchandises 
auront  e*te"  probities,  et  qui  se 
seront  emancipe's  a  vendre  et 
aligner  de  pareilles  marchan- 
dises, seront  daement  panis 
pour  cette  contravention. 


Treaty  with  Holland  of  1782. 

Art.  10.  The  merchant  ships  of  either  of  the  parties,  coming 
from  the  port  of  an  enemy,  or  from  their  own,  or  a  neutral 
port,  may  navigate  freely  towards  any  port  of  an  enemy  of  the 
other  ally ;  they  shall  be,  nevertheless,  held,  whenever  it  shall 
be  required,  to  exhibit,  as  well  upon  the  high  seas,  as  in  the 
ports,  their  sea  letters  and  other  documents,  described  in  the 
twenty-fifth  article,  stating  expressly,  that  their  effects  are  not 
of  the  number  of  those  which  are  prohibited,  as  contraband  ; 


APPENDIX.  36 

and  not  having  any  contraband  goods  for  an  enemy's  port,  they 
may  freely,  and  without  hindrance,  pursue  their  voyage  to- 
wards the  port  of  an  enemy.  Nevertheless,  it  shall  not  be  re- 
quired to  examine  the  papers  of  vessels  convoyed  by  vessels  of 
war,  but  credence  shall  be  given  to  the  word  of  the  officer  who 
shall  conduct  the  convoy. 

Art.  11.  If,  by  exhibiting  the  sea  letters,  and  other  docu- 
ments, described  more  particularly  in  the  twenty-fifth  article 
of  this  treaty,  the  other  party  shall  discover  there  are  any  of 
those  sorts  of  goods,  which  are  declared  prohibited  and  contra- 
band, and  that  they  are  consigned  for  a  port  under  the  obedi- 
ence of  his  enemy,  it  shall  not  be  lawful  to  break  up  the  hatch- 
es of  such  ship,  nor  to  open  any  chest,  coffer,  packs,  casks,  or 
other  vessels  found  therein,  or  to  remove  the  smallest  parcel 
of  her  goods,  whether  the  said  vessel  belongs  to  the  subjects  of  . 
their  high  mightinesses  the  states  general  of  the  United  Nether- 
lands, or  to  the  subjects  or  inhabitants  of  the  said  United  States 
of  America,  unless  the  lading  be  brought  on  shore,  in  presence 
of  the  officers  of  the  Court  of  Admiralty,  and  an  inventory 
thereof  made ;  but  there  shall  be  no  allowance  to  sell,  ex- 
change, or  alienate  the  same,  until  after  that  due  and  lawful 
process  shall  have  been  had  against  such  prohibited  goods  of 
contraband,  and  the  Court  of  Admiralty,  by  a  sentence  pro- 
nounced, shall  have  confiscated  the  same,  saving  always  as  well 
the  ship  itself,  as  any  other  goods  found  therein,  which  are  to 
be  esteemed  free,  and  may  not  be  detained  on  pretence  of  their 
being  infected  by  the  prohibited  goods,  much  less  shall  they 
be  confiscated  as  lawful  prize ;  but,  on  the  contrary,  when,  by 
the  visitation  at  land,  it  shall  be  found  that  there  are  no  con- 
traband goods  in  the  vessel,  and  it  shall  not  appear  by  the 
papers,  that  he  who  has  taken  and  carried  in  the  vessel  has 
been  able  to  discover  any  there,  he  ought  to  be  condemned  in 
all  the  charges,  damages,  and  interests  of  them,  which  he  shall 
have  caused,  both  to  the  owners  of  vessels,  and  to  the  owriert 
and  freighters  of  cargoes  with  which  they  shall  be  loaded,  by 
his  temerity  in  taking  and  carrying  them  in  ;  declaring  most 
expressly  the  free  vessels  shall  assure  the  liberty  of  the  effects 
with  which  they  shall  be  loaded,  and  that  this  liberty  shall  ex- 


36  APPENWX. 

tend  itself  equally  to  the  persons  who  shall  be  found  in  a  fret 
vessel,  who  may  not  be  taken  out  of  her,  unless  they  are  mils* 
tary  men  actually  in  the  ser?ice  of  an  enemy. 

.Art.  19.  On  the  contrary,  it  is  agreed,  that  whatever  shall 
be  found  to  be  laden  by  the  subjects  and  inhabitants  of  either 
party,  on  any  ship  belonging  to  the  enemies  of  the  other,  or  to 
their  subjects,  although  it  be  not  comprehended  under  the  sort 
of  prohibited  goods,  the  whole  may  be  confiscated  in  the  same 
manner  as  if  it  belonged  to  the  enemy,  except,  nevertheless, 
such  effects,  and  merchandises  as  were  put  on  board  such  Tea* 
sel  before  the  declaration  of  war,  or  in  the  space  of  six  months 
after  it,  which  effects  shall  not  be,  in  any  manner,  subject  to 
confiscationf  but  shall  be  faithfully  and  without  delay  restored 
in  nature  to  the  owners  who  shall  claim  them,  or  cause  thes* 
to  be  claimed,  before  the  confiscation  and  sale,  as  also  their 
proceeds,  if  the  claim  could  not  be  made  but  in  the  space  of 
eight  months  after  the  sale,  which  ought  to  be  public ;  pro* 
Tided,  nevertheless,  that  if  the  said  merchandises  are  contra- 
band, it  shall  by  no  means  be  lawful  to  transport  them  after- 
wards to  any  port  belonging  to  enemies. 

The  form  of  the  Passport,  which  shall  be  given  to  ships  and  vessels,  in  coo- 
sequence  of  the  25th  article  of  this  treaty. 

To  all  who  shall  see  these  presents,  greeting :  Be  it  kaowa* 

that  leaveand  permission  are  hereby  given  to ,  master  or 

commander  of  the  ship  or  vessel,  called  — — ,  of  the  horde* 
of  — —  tons,  or  thereabouts,  lying  at  present  in  the  port  or 
haven  of ,  bound  for  ,  and  laden  with ,  to  de- 
part and  proceed  with  his  said  ship  or  vessel  on  his  said  voy- 
age, such  ship  or  vessel  having  been  visited,  and  the  said  mas- 
ter and  commander  having  made  oath  before  the  proper  officer, 
that  the  said  ship  or  vessel  belongs  to  one  or  more  of  the  sub- 
jects, people,  or  inhabitants  of ,  and  to  him  or  them  only. 

Jn  witness  whereof,  we  have  subscribed  our  names  to  these 
presents,  and  affixed  the  seal  of  our  arms  thereto,  and 
caused  the  same  to  be  countersigned  by  ,  at  — -, 
*»»  day  of  — ,  in  the  year  of  our  Lord  Christ 


APPENDIX  97 

Form  of  the  Certificate  which  shall  be  given  to  ships  or  vessels,  in  conse- 
quence of  the  25th  article  of  this  treaty. 

We, ,  magistrates,  or  officers  of  the  customs,  of  the  city 

or  port  of ,  do  certify  and  attest,  that  on  the  — -  day  of 

,  in  the  year  of  our  Lord  — ,  C.  D.  of ,  personally 

appeared  before  us  and  declared,  by  solemn  oath,  that  the  ship 

or  vessel  called ,  of tons,  or  thereabouts,  whereof 

— — ,  of ,  is,  at  present,  master  or  commander,  does  right- 
fully and  properly  belong  to  him  or  them  only  ;  that  she  is  now 

bound  from  the  city  or  port  of ,  to  the  port  of ,  laden 

with  goods  and  merchandises,  hereunder  particularly  described 
and  enumerated,  as  follows  : 

In  witness  whereof,  we  have  signed  this  certificate,  and  seal- 
ed it  with  the  seal  of  our  office,  this  —  day  of  — -— ,  in. 
the  year  of  our  Lord  Christ  — . 

Form  of  the  Sea  Letter. 

Most  serene,  serene,  most  puissant,  puissant,  high,  illustri- 
ous, noble,  honourable,  venerable,  wise,  and  prudent  lords, 
6mperors,  kings,  republics,  princes,  dukes,  earls,  barons,  lords, 
burgomasters,  schepens,  councillors  ;  as,  also,  judges,  officers, 
justiciaries,  and  regents,  of  all  the  good  cities  and  places,  whe- 
ther ecclesiastical  or  secular,  who  shall  see  these  patents  or 
hear  them  read  : 

We,  burgomasters  and  regents,  of  the  city  of ,  make 

known,  that  the  master  of ,  appearing  before  us,  has  de- 
clared, upon  oath,  that  the  vessel  called  ,  of  the  burden 

of  about lasts,  which  he  at  present  navigates,  is  of  the 

United  Provinces,  and  that  no  subject  of  the  enemy  have  any 
part  or  portion  therein,  directly  nor  indirectly ;  so  may  God 
Almighty  help  him.  And,  as  we  wish  to  see  the  said  master 
prosper  in  bis  lawful  affairs,  our  prayer  is  to  all  the  before- 
mentioned,  and  to  each  of  tbem  separately,  where  the  said 
master  shaH  arrive  with  bis  vessel  and  cargo,  that  they  may 
please  to  receive  the  said  master  with  goodness,  and  to  treat 


38 


appendix; 


him  in  a  becoming  manner,  permitting  him,  upon  the  as ad  toUs 
and  expenses,  in  passing  and  repassing,  to  pass,  navigate,  and 
frequent  the  ports,  passes,  and  territories,  to  the  end,  to  trans- 
act his  business,  where,  and  in  what  manner  he  shall  judge 
proper :  whereof  we  shall  be  willingly  indebted. 
In  witness,  and  for  cause  whereof,  we  affix  hereto  the  seal 

of  this  city. 

(In  the  Margin.) 

By  ordinance  of  the  high  and  mighty  lords  the  states  general 
of  the  United  Netherlands. 


Treaty  with  Sweden  of  1783. 


Art  7.  All  and  every  the 
subjects  and  inhabitants  of  the 
kingdom  of  Sweden,  as  well  as 
those  of  the  United  States, 
shall  be  permitted  to  navigate 
with  their  vessels  in  all  safety 
and  freedom,  and  without  any 
regard  to  those  to  whom  the 
merchandises  and  cargoes  may 
belong,  from  any  port  what* 
ever ;  and  the  subjects  and  in- 
habitants of  the  two  states  shall 
likewise  be  permitted  to  sail 
and  trade  with  their  vessels, 
and  with  the  same  liberty  and 
safety,  to  frequent  tbe  places, 
ports,  and  havens,  of  powers, 
enemies  to  both  or  either  of 
the  contracting  parties,  with- 
out being  in  any  wise  molested 
or  troubled,  and  to  carry  on  a 
commerce  not  only  directly 
from  the  ports  of  an  enemy  to 
a  neutral  port,  but  even  from 
one  port  of  an  enemy  to  an- 


Art.  7.  II  sera  permis  a  tons 
et  un  chacun  des  sujets  et  ha- 
bitans  du  royaume  de  Suede, 
ainsi  qu'  a  ceux  des  Etats  Uais, 
de  naviguer  avec  leurs  bati- 
mens  en  toute  surety  et  liber- 
ty, et  sans  distinction  de  ceux 
a  qui  les  merchandises  et  lean 
chargemeas  appartiendront, 
de  quelque  port  que  ce  soit* 
II  sera  permis  Igalement  aax 
sujets  et  habitans  des  deux 
etats  de  naviguer  et  de  n£go- 
cier  avec  leurs  vaisseaux  et 
marchandises,  et  de  frequenter 
avec  la  m€me  liberty  etsurete, 
les  places,  ports  et  havres  des 
puissances  ennemies  des  deux 
parties  contractantes,  ou  de 
Tune  d'elles,  sansgtre  aocune- 
ment  inquiltls  ni  troubles,  et 
de  faire  le  commerce  non 
seulement  directement  des 
ports  de  l'ennemi  a  un  port 
neutre,  mais  encore  d'un  port 


i 


APPENDIX. 


3» 


other  port  of  an  enemy,  whe- 
ther it  be  under  the  jurisdic- 
tion of  the  same  or  of  different 
princes.  And  as  it  is  acknow- 
ledged by  this  treaty,  with  re- 
spect to  ships  and  merchan- 
dises, that  free  ships  shall 
make  merchandise  free,  and 
that  every  thing  which  shall 
be  on  board  of  ships  belongi- 
ng to  subjects  of  the  one  or 
the  other  of  the  contracting 
parties,  shall  be  considered  as 
free,  even  though  the  cargo, 
or  a  part  of  it,  should  belong 
to  the  enemies  of  one  or  both ; 
it  is,  nevertheless,  provided, 
that  contraband  goods  shall  al- 
ways be  excepted ;  which  be- 
ing intercepted,  shall  be  pro- 
ceeded against  according  to  the 
spirit  of  the  following  articles. 
It  is  likewise  agreed,  that  the 
same  liberty  be  extended  to 
persons  who  may  be  on  board 
a  free  ship,  with  this  effect, 
that  although  they  be  enemies 
to  both  or  either  of  the  par- 
ties, they  shall  not  be  taken 
out  of  the  free  ship,  unless 
they  are  soldiers  in  the  actual 
service  of  the  said  enemies. 


Art.  8.  This  liberty  of  na- 
vigation and  commerce  shall 
extend  to  all  kinds  of  mer- 
chandises, except  those  only 


ennemi  a  un  autre  port  enne- 
mi. ;  spit  qu'il  se  trouve  sous 
la  jurisdiction  d'un  mime  ou 
de  difflfrents  princes.  Et 
comme  il  est  re$u  par  le  pre- 
sent traite*  par  rapport  aux  na- 
vires  et  aux  marchandises,  que 
les  vaisseaux  libres  rendront 
les  marchandises  libres,  et  que 
Pon  regardera  comme  libre 
tout  ce  qui  sera  a  bord  des 
navires  appartenants  auxsujets 
d'une  ou  de  1'autre  des  parties 
contractantes,  quand  mime  le 
chargement,  ou  partie  d'ice  lui 
appartiendroit  aux  ennemis  de 
l'une  des  deux  ;  bien  entendu 
nlanmoins  que  les  marchandi- 
ses de  contreband  seront  tou- 
jours  excepte*es  ;  les  quelle*. 
Itant  intercepted,  il  sera  pro- 
cldl  conformement  a  Pesprit 
des  articles  suivants.  II  est 
egalement  convenu  que  cette 
mime  liberty  s'ltendra  aux 
personnes  qui  naviguent  sur 
un  vaisseau  libre ;  de  maniere 
que  quoi  qu'elles  soient  enne* 
mies  des  deux  parties  ou  de 
l'une  d'elles,  elles  ne  seront 
point  tirles  du  vaisseau  libre, 
si  ce  n'est  que  ce  fussent  des 
gens  de  guerre  actuellement 
au  service  des  dits  ennemis. 

Art.  8.  Cette  liberie*  de  na- 
vigation et  de  commerce  s'l- 
tendra  a  toutes  sortes  de  mar- 
chandises, a  la  reserve  seule* 


4Q 


APPENDIX 


Which  are  expressed  in  the 
following  article,  and  ere  dis- 
tinguished by  the  name  of  con- 
traband goods : 

Art.  9.  Under  the  name  of 
contraband  or  prohibited  goods* 
shall  be  comprehended  arms, 
great  gnus,  cannon  balls,  ar* 
qneboses,  muskets,  mortars, 
bombs,  petards,  granadoes, 
saucisses,  pitch  balls,  carriages 
for  ordnance,  musket  rests, 
bandoliers,  cannon  powder, 
matches «  saltpetre,  sulphur, 
bullets,  pikes,  sabres,  swords, 
morions,  helmets,  cuirasses, 
halberds,  javelins,  pistols  and 
their  holsters,  belts,  bayonets, 
horses  with  their  harness,  and 
all  other  like  kinds  of  arms 
mid  instruments  of  war  for  the 
use  of  troops. 

Art.  10.  These  which  fol- 
low shall  not  be  reckoned  in 
the  number  of  prohibited 
goods ;  that  is  to  say  :  all 
sorts  of  cloths,  and  all  other 
manufactures  of  wool,  flax, 
•ilk,  cotton,  or  any  other  ma- 
terials, all  kinds  of  wearing  ap- 
parel, together  with  the  things 
of  which  they  are  commonly 
made,  gold,  silver,  coined  or 
uncoined,  brass,  iron,  lead, 
copper,  latten,  coals,  wheat, 
barley,  and  all  sorts  of  corn  or 
pulse,  tobacco,  all  kinds  of  spi- 


nsebt  de  oeUes  (pi  font  4s* 
primees  dana  1'article  surras* 
et  designees  sons  le  nam  dn 
merchandises  de  contrebaade : 

Art  9.  Oncomprendraaoot 
ce  Dom  de  marchandwes  da 
contrebande  on  defendant,  lee 
armed,  canons,  boulets,  arque- 
buses, mousquets,  mortiera, 
bombes,  petards,  grenades* 
saucisses,  cercles  poissls,  rf> 
flits,  fourchettes,  bandoulteres, 
poudre  a  canon,  me'cbes,  sal* 
petre,  souffre,  balles,  piques, 
sabres,  epe*es,morions,  casques, 
cuirasses,  halbardes,  javelines, 
pistolets  et  lenrs  fourreaux, 
baudriers,  bayonettes,  che- 
Vaux  avec  leurs  harnois,  et 
tons  autres  semblables  genres 
d'armes  et  d'instruments  de 
guerre  servant  a  I'usage  des 
troupes. 

Art.  10.  On  ne  mettra  point 
au  nombre  des  marchandises 
deTendues  ceTIes  qui  suivenf, 
scavoir,  toutes  sortes  des 
draps,  et  tous  autres  ouvrages 
de  manufactures  de  laine,  de 
lin,  de  soye,  de  coton  et  de 
toute  autre  matiere,  tout  genie 
d'habillement  avec  les  choees 
qui  servent  ordinairement  i 
les  faire  ;  or,  argent  monnoyl 
ou  non  monnoyl,  etain,  fer, 
plomb,  cuivre,  laiton,  charbon 
a  fourneau,  bled,  orge,  et 
toute  autre  sorte  de  grains  et 


APPENDIX. 


41 


ces,  salted  and  smoked  flesh, 
salted  fish,  cheese,  butter, 
beer,  oil,  wines,  sugar,  all 
sorts  of  salt  and  provisions 
which  serve  for  the  nourish- 
ment and  sustenance  of  man, 
all  kinds  of  cotton,  hemp,  flax, 
tar,  pitch,  ropes,  cables,  sails, 
sail-cloth,  anchors,  and  any 
parts  of  anchors,  ship-masts, 
planks,  boards,  beams,  and  all 
sorts  of  trees  and  other  things 
proper  for  building  or  repair- 
ing ships  ;  nor  shall  any  goods 
be  considered  as  contraband, 
which  have  not  been  worked 
into  the  form  of  any  instru- 
ment or  thing  for  the  purpose 
of  war  by  land  or  by  sea, 
much  less  such  as  have  been 
prepared  or  wrought  up  for 
any  other  use  :  all  which  shall 
be  reckoned  free  goods,  as 
likewise  all  others  which  are 
not  comprehended  and  parti- 
cularly mentioned  in  the  fore- 
going article ;  so  that  they 
shall  not  by  aoy  pretended  in- 
terpretation be  comprehended 
among  prohibited  or  contra- 
band goods  ;  on  the  contrary, 
they  may  be  freely  transport- 
ed by  the  subjects  of  the  king 
and  of  the  United  States,  even 
to  places  belonging  to  an  ene- 
my, such  places  only  excepted 
as  are  besieged,  blocked  or 
invested ;  and  those  places 
Vol.  VI.  P  # 


de  legumes,  b  nicotiane,  vul- 
gatrement  appellee  tabac, 
toutes  sortee  d'aromates, 
chaires  salees  et  fumees,  poia- 
sons  sales,  fromage  et  beurre, 
bierre,  huile,  vins,  sucres, 
toutes  sortes  de  sels  et  de 
provisions  servant  a  la  nourri- 
ture  et  a  la  subsistance  d*s 
homines  ;  tous  genres  de  co- 
ton,  chanvre,  lin,  poix,  tant 
liquide  que  seche,  cordages, 
cables,  voiles,  toiles,  propres 
a  faire  des  voiles,  ancres, 
et  parties  d'ancres  quelles 
qu'elles  puissent  6tre,  mats  de 
navire,  planches,  madriers, 
poutres  et  toute  sorte  d'arbres, 
et  toutes  autres  choses  necea*- 
saires  pour  construire  ou  pour 
radouber  les  vaisseaux.  On  ne 
regardera  pas  non  plus  comme 
marchandises  de  contrebande, 
cellos  qui  n'auront  pas  pris  la 
forme  de  quelque  instrument 
ou  attirail,  servant  a  r usage  de 
la  guerre  sur  terre  ou  sur 
mer  ;  encore  moins  celles  qui 
sont  prdparees  ou  travailUes 
pour  tout  autre  usage.  Toutes 
ces  choses  seront  censees  mar- 
chandises libres,  de  m£me  que 
toutes  celles  qui  ne  sont  point 
comprises  et  splcialement  de- 
signees dans  Particle  precg- 
dent,  de  sorte  qu'elles  ne 
pourront  sous  aucune  interpre- 
tation    pretendue     d'icelletf, 


At 


APPENDIX. 


only  shall  be  considered  as 
such,  which  are  nearly  sur- 
rounded by  one  of  the  belli- 
gerent powers. 


Art.  11.  In  order  to  avoid 
and  prevent  on  both  sides  all 
'disputes  and  discord,  it  is  a- 
greed,  that  in  case  one  of  the 
parties  shall  be  engaged  in  a 
war,  the  ships  and  vessels  be- 
longing to  the  subjects  or  in- 
habitants of  the  other  shall  be 
furnished  with  sea-letters  or 
passports,  expressing  the 
name,  property,  and  port  of 
the  vessel,  and  also  the  name 
and  place  of  abode  of  the  mas- 
ter or  commander  of  the  said 
vessel,  in  order  that  it  amy 
thereby  appear  that  the  said 
vessel  really  and  truly  belongs 
to  the  subjects  of  the  one  or 
the  other  party.  These  pass- 
ports, which  shall  be  drawn  up 
in  good  and  due  form,  shall  be 
renewed  every  time  the  ves- 
sel returns  home  in  the  course 
of  the  year.  It  is  also  agreed, 
that  the  said  vessels,  when  load- 


6tre  comprises  sous  les  effete 
prohibls,  ou  de  contrebande  ; 
an  contraire  elles  pourront 
6tre  Hbrement  transport£es 
par  les  sujets  du  roi  et  des  E- 
tats  Unis,  m£me  dans  les  beax 
ennemis,  excepts  settlement 
dans  les  places  assieg^ea,  bio* 
qules  ou  investies ;  et  pour 
telles,  seroat  tenues  unique- 
mentles  places  enfoor^es  de 
pres  par  quelqu'une  des  puis> 
sances  belliglrantes. 

Art.  1 1 .  Afin  d'&arter  et  de 
prevenir  de  part  et  <Pautre 
toutes  sortes  de  dicussions  et 
de  discorde,  tl  a  £t£  conveno 
que  dans  le  cas  oft  Tune  des 
deux  parties  se  trouveroit  en- 
gagle  dans  une  guerre,  les 
vaisseaux  et  batimeos  appar- 
tenants  aux  sujets  on  babitaoa 
de  l'autre  devront  etre  aunis 
de  lettres  de  raer  ou  passe- 
ports,  exprimant  le  nom,  la 
propria  et  le  port  du  navire, 
ainsi  que  le  nom  et  la  demeure 
du  maitre  ou  commandant  du 
dit  vaisseau  afin  qu*il  appa- 
roisse  par  la,  que  le  dit  vais- 
seau appartient  rdellement  et 
veritablement  aux .  sujets  de 
1'une  ou  de  l'autre  partie. 
Ces  passeports  qui  seront 
dresses  et  exp£di&  en  due  et 
bonne  forme,  devront  ^gale* 
ment  £tre  renouveltes  toutes 
les  fois  que  le  vaisseau  revient 


JCPPENDIX. 


43 


ed,  shall  foe  provided  not  only 
with  sea-letters,  hot  also  whh 
certificates  containing  a  parti- 
cular account  of  the  cargo,  the 
place  from  which  the  vessel 
sailed,  and  that  of  her  desti- 
nation, in  order  that  it  may  he 
known  whether  they  carry 
any  of  the  prohibited  or  con* 
traband  merchandises  men- 
tioned in  the  9th  article  of  the 
present  treaty;  which  certi- 
ficates shall  be  made  oat  by  the 
officers  of  the  place  from 
which  the  vessel  shall  depart. 


Art.  12.  Although  the  ves- 
sels of  the  one  and  of  the  other 
party  may  navigate  freely  and 
with  all  safety,  as  is  explained 
in  the  7th  article,  they  shall 
nevertheless  be  bound  at  all 
times  when  required,  to  exhi- 
bit as  well  on  the  high  sea  as 
in  port,  their  passports  and 
certificates  abovementioned. 
And  not  having  contraband 
merchandise  on  board  for  an 
enemy's  port,  they  may  freely 
and  without  hindrance  pursue 
their  voyage  to  the  place  of 
their  destination.  Neverthe- 
less, the  exhibition  of  papers 
shall  not  be  demanded  of  mer- 
chant ships  under  the  convoy 
of  vessels  of  war,  hut  credit 


chez  lei  dans  le  cours  de  Pan. 
II  est  encore  convenu  que  ces 
dits  vaisseaux  charges  devront 
6tre  pourvtis  non  seulement  de 
lettres  de  mer,  mais  auasi  de 
certificats  contenant  les  de- 
tails de  la  cargaison,  le  lieu 
d*oil  le  vaisseau  est  parti  et 
celui  de  sa  destination,  afin 
que  Ton  puisse  connoitre  s'ils 
ne  portent  aucune  des  mar- 
chandises  deTendues  ou  de  con- 
trebande  specifiers  dans  Par- 
ticle 9  du  present  traits,  les- 
quels  certificats  seront  egale- 
ment  expedils  par  les  officiers 
du  lieu  d'od  les  vaisseau  sor- 
ttra. 

Art.  12.  Quoique  les  vais- 
seaux de  Tune  et  de  1'autre 
partie  poorront  naviguer  li- 
hrementet  avec  toute  surety; 
comme  il  est  explique*  a  Parti- 
cle 7,  its  seront  nlanmotns  to- 
nus toutes  les  fois  qu'on  Pexi- 
gera,  d'exhiber  tant  en  pleine 
mer  que  dans  les  ports,  leurs 
passe-ports  et  certificats  ci- 
dessus  mentioning.  Et  n'ayaat 
pas  charge  des  marcbandiaes 
de  contrebande  pour  un  port 
eonemi,  ils  pourront  librement 
et  sans  emp6chemeot  pour* 
suivre  ieur  voyage  vers  le  lieu 
de  leur  destination.  Cependant 
on  n'aura  point  le  droit  de  de- 
mander  ['exhibition  des  pa- 
piers  aux  navires    marchandt 


44 


APPENDIX* 


shall  be  giten  to  the  word  of 
the  office  commanding  the 
convoy. 

Art.  13.  If  on  producing 
the  said  certificates,  it  be  dis- 
covered that  the  veasel  car- 
ries some  of  the  goods  which 
ate  declared  to  be  prohibited 
or  contraband,  and  which  are 
consigned  to  an  enemy's  port, 
it  shall  not  however  be  law- 
ful to  break  up  the  hatches 
of  such  ships,  nor  to  open 
any  chest,  coffers,  packs, 
casks,  or  vessels,  nor  to  re- 
move or  displace  the  smallest 
part  of  the  merchandises,  until 
the  cargo  has  been  landed  in 
the  presence  of  officers  ap- 
pointed for  the  purpose,  and 
until  an  inventory  thereof  has 
been  taken ;  nor  shall  it  be 
lawful  to  sell,  exchange,  or 
alienate  the  cargo,  or  any  part 
thereof,  until  legal  process 
shall  have  been  had  against 
the  prohibited  merchandises, 
and  sentence  shall  have  pass- 
ed declaring  them  liable  to 
confiscation,  saving  neverthe- 
less as  well  the  ships  them- 
selves, as  the  other  merchan- 
dises which  shall  have  been 
found  therein,  which,  by  vir- 
tue of  this  present  treaty,  are 
to  be  esteemed  free,  and  which 
are  not  to  be  detained  on  pre* 


convoy&  par.  dea  vaiaseaux  de 
guerre  ;  mais  on  ajoutera  fbi 
a  la  parole  de  l'officier  eom~ 
mandantle  convoi. 

Art.  13.  Si  en  produisant 
les  dits  certificate  il  fat  dtoou- 
vert  que  le  navire  porte 
quelques  une  de  cea  effete  qui 
sont  declares  prohiWs  oade 
contrebande,  et  qui  sont  con- 
signs pour  un  port  ennemi,  fl 
ne  sera  cependant  pas  permis 
de  rompre  les  Icoutilles  des 
dits  navires,  ni  d'ouvrir  au- 
cune  caisse,  coffre,  malle,  bal- 
lot et  tonneau,  ou  d'en  d£pla- 
cea,  ni  d'en  d&ourner  la  moin- 
dre  partie  des  merchandises, 
jusqu'  a  ce  que  la  cargaison 
ait  £t£  mjse  a  terre  en  pre- 
sence des  officiers  prlposds  a 
cet  Iffet,  et  que  l'inventaire  en 
ait  6t6  fait.  Encore  ne  sen* 
t-il  pas  permis  de  rewire, 
^changer  ou  aligner  la  car- 
grison  ou  quelqoe  partie 
d'icelle,  avant  qu'oti  aarapra- 
c£d£  llgalement  an  snjet  des 
marchandises  prohitees  et 
qu'elles  auront  &6  declatges 
confiscables  par  sentence  :  a 
la  reserve  nlanmoins,  tant  dea 
navires  m€me  que  des  autre* 
marchandises  qui  y  auront  &€ 
trouv&s  et  qui  en  vertu  da 
present  traits  doivent  Stre 
censles  libres;  lesquelles  ne 
peuvent  €tre    retenuei  sons 


APPENDIX. 


45 


tence   of  their    haying  been 
loaded  with  prohibited  mer- 
chandise, and  much  less  con- 
fiscated as  lawful  prize.     And 
in  case  the  contraband  mer- 
chandise be  only  a  part  of  the 
cargo,  and  the  master  of  the 
vessel  agrees,  consents,  and 
offers  to  deliver  them  to  the 
vessel    that    has     discovered 
them,  in  that  c&se  the  latter, 
after  receiving  the  merchan- 
dises which  are  good  prize, 
shall  immediately  let  the  ves- 
sel go,  and  shall  not  by  any 
means  hinder  her  from  pur- 
suing her  voyage  to  the  place 
of  her  destination.     When  a 
vessel  is  taken  and  brought 
into  any  of  the  ports   of  the 
contracting  parties,    if  upon 
examination  she  be  found  to 
be  loaded  only  with  merchan- 
dises declared  to  be  free,  the 
owner  or  he  who  has  made 
the  prize,  shall  be  bound  to 
pay  all   costs   and  damages  to 
the  master  of  the  vessel  un- 
justly detained. 

Art.  14.  It  is  likewise  a-* 
greed,  that  whatever  shall  be 
found  to  be  laden  by  the  sub- 
jects of  either  of  the  two  con- 
tracting parties,  on  a  ship  be- 
longing to  the  enemies  of  the 
other  party,  the  whole  effects, 
although  not  of  the  number  of 
those    declared    contraband, 


pretexte  qu'eltes  ont  £t£  char- 
ges  avec    des  merchandises 
dlfendues,    et  encore  moins 
&tre  confisqules  comme  une 
prise  legitime.  Et  suppose  que 
les  dites  marchandises  de  con- 
trebande,    ne   faisant   qu'une 
partie  de  la  charge,  le  patron 
du  navire  agr£at,  consentit  et 
offrit  de  les  livrer  au  vaisseau 
qui  les  aura  dlcouvertes  ;  en 
ce  cas,  celui-cy,  apres  avoir 
recu    les    marchandises,     de 
bonne  prise,  sera  tenu  de  lais- 
ser  aller  aussi-tot  le  batiment, 
et  en  l'emp£chera  en  aucune 
maniere     de     poursuivre    sa 
route  vers  le  lieu  de  sa  desti- 
nation.    Tout  navire  pris  et 
amenl  dans  un  des  ports  des 
parties  contractantes,  sous  pre- 
texte de  contrebande,  qui  se 
trouve  par  la  visite  fait  n'£tre 
charge  que   de  marchandises 
declares  libres,  l'armateur  ou 
celui  qui  aura  fait  la  prise, 
sera  tenu   de  payer  tous  1c* 
frais  et  dommages  au  patron 
du  navire  retenue  injustement. 
Art.  14.  On   est  Igalement 
convenu  que  tout  ce  qui  se 
trouvera  charge  par  les  sujets 
d'une  des  deux  parties  dans  un 
vaisseau  appartenant  aux  en- 
nemis  de  l'autre  partie,  sera 
confisque  en  entier,  quoique 
ees  effets  ne    soient  pas  au 
nombre  de  ceux  declares  de 


46 


APPENDIX. 


shall  be  confiscated  as  if  they 
belonged  to  the  enemy,  ex- 
cepting, nevertheless,  such 
goods  and  merchandises  as 
were  put  on  board  before  the 
declaration  of  war,  and  even 
six  months  after  the  declara- 
tion, after  which  term  none 
shall  be  presumed  to  be  igno- 
rant of  it ;  which  merchandi- 
ses shall  not  in  any  manner  be 
subject  to  confiscation,  but 
shall  be  faithfully  and  speci- 
fically delivered  to  the  own- 
ers, who  shall  claim  or  cause 
them  to  be  claimed  before 
confiscation  and  sale,  as  also 
their  proceeds,  if  the  claim  be 
made  within  eight  months,  and 
could  not  be  made  sooner  af- 
ter the  sale,  which  is  to  be 
public :  provided,  neverthe- 
less, that  if  the  said  merchan- 
dises be  contraband,  it  shall 
not  be  in  any  wise  lawful  to 
carry  them  afterwards  to  a 
port  belonging  to  the  enemy. 


contrebande,  comme  si  ceseT* 
fets  appartenoient  a  l'ennemi 
m£me  ;  a  l'exception  nean- 
moins  des  effets  et  marchan- 
dises  qui  auront  £t£  chargSes 
sur  des  vaisseaux  ennemis  a- 
vant  la  declaration  de  guerre, 
et  m€me  six  mois  apres  la  de- 
claration, apres  lequel  terme, 
Ton  ne  sera  pas  cense*  d'avoir 
pu  1'ignorer  ;  les  quelles  mar- 
chandises  ne  seront  en  ancune 
maniere  sujettes  a  confiscatioo, 
mais  seront  rendues  en  na- 
ture fidelement  aux  propri€- 
taires  qui  les  r£clameront  on 
feront  reclamer  avant  la  con- 
fiscation et  vente  ;  comae 
aussi  leur  provenu,  si  la  recla- 
mation ne  pouvoit  se  faire  que 
dans  1'intervalle  de  huit  mois 
apres  la  vente,  laquelle  doit 
etre  publique  ;  bien  entendn 
neanmoins,  que  si  les  dites 
marchandises  sont  de  contre- 
bande, il  ne  sera  nullemeat 
permis  de  les  transporter  en- 
suite  a  aucun  port  apparte- 
nant  aux  ennemis. 


Treaties  with  Prussia,  of  1785  and  1799. 


Art.  12.  If  one  of  the  con- 
tracting parties  should  be  en- 
gaged in  war  with  any  other 
power,  the  free  intercourse 
and  commerce  of  the  subjects 
or  citizens  of  the  party  ^e- 


Art.  12.  Si  Tune  des  parties 
contractantes  &oit  en  guerre 
avec  une  autre  puissance,  la 
lihpe  correspondance  et  le 
commerce  des  citoyens  ou  en- 
jets  de  la  partie  qui  demeure 


APPENDIX. 


47 


maining  neuter  with  the  belli- 
gerent powers,  shall  not  be  in- 
terrupted. On  the  contrary, 
in  that  case  as  in  full  peace, 
the  vessels  of  the  neutral  par- 
ty may  navigate  freely  to  and 
from  the  ports,  and  on  the 
coasts  of  the  belligerent  par- 
ties, free  vessels  making  free 
goods,  insomuch,  that  all  things 
shall  be  adjudged  free  which 
shall  be  on  board  any  vessel 
belonging  to  the  neutral  party, 
although  such  things  belong  to 
an  enemy  of  the  other ;  and 
the  same  freedom  shall  be  ex- 
tended to  persons  who  shall 
be  on  board  a  free  vessel,  al- 
though they  should  be  enemies 
to  the  other  party,  unless  they 
be  soldiers  in  actual  service  of 
such  enemy. 


Art.  13.  And  in  the  same 
case  of  one  of  the  contracting 
parties  being  engaged  in  war 
with  any  other  power,  to  pre- 
vent all  the  difficulties  and 
misunderstandings  that  usually 
arise  respecting  the  merchan- 
dise heretofore  called  contra- 
band, such  as  arms,  ammuni- 
tion, and  military  stores  of 
every  kind,  no  such  articles 
carried  in  the  vessels,  or  by 
the  subjects  or  citizens  of  one 
of  the  parties  to  the  enemies 


neutre  envers  les  puissances 
belliglrantes,  ne  seront  point 
interrompus.  Au  contraire, 
et  dans  ce  cas,  comine  en 
pleine  paix,  les  vaisseaux  de 
la  partie  neutre,  pourront  na- 
viguer  en  toute  stirete*  dans  les 
ports  et  sur  les  cotes  des  puis- 
sances belliggrantes,  les  vais- 
seaux libres  rendant,  les  mar- 
chandises  libres,  en  tant  qu'on 
regardera  comme  libre  tout  ce 
que  sera  a  bord  d'un  navire 
appartenant  a  la  partie  neutre, 
quand  m€me  ces  eifets  appar- 
tiendroienl  a  1'ennemi  de  l'au- 
tre.  La  meme  liberte  s'lten- 
dra  aux  personnes  qui  se  trou- 
veront  a  bord  d'un  vaisseaux 
libre,  quand  m€mes  elles  se- 
roient  ennemis  de  1'autre  par- 
tie,  excepts  que  ce  fussent  des 
gens  de  guerre,  actuellement 
au  service  de  Tennerm. 

Art.  13.  Dans  le  cas  od  Tune 
des  parties  contractantes  se 
trouveroit  en  guerre  avec  une 
autre  puissance,  il  a  £te  conve- 
nu  que  pour  prevenir  les  diffi- 
cult^ et  les  discussions  qui 
surviennent  ordraairement  par 
rapport  aux  marcbandises  ci- 
devant  appellees  de  contre- 
bande,  telles  qu'armes,  mu- 
nitions, et  autres  provisions 
de  guerre  de  toute  espece, 
aucun  de  ces  articles,  char- 
ges a  bord  des  vaisseaux  des 


48 


APPENjDML 


of  the  other,  shall  be  deemed 
contraband,  so  as  to  induce 
confiscation  or  condemnation, 
and  a  loss  of  property  to  indi- 
viduals. Nevertheless,  it  shall 
be  lawful  to  stop  such  vessels 
and  articles,  and  to  detain  them 
for  such  length  of  time  as  the 
captors  may  think  necessary  to 
prevent  the  inconvenience  or 
damage  that  might  ensue  from 
their  proceeding  -r  paying, 
however,  a  reasonable  com- 
pensation for  the  loss  such  ar- 
rest shall  occasion  to  the  pro- 
prietors :  and  it  shall  further 
be  allowed  to  use,  in  the  ser- 
vice of  the  captors,  the  whole, 
or  any  part  of  the  military 
stores  so  detained,  paying  the 
owners  the  full  value  of  the 
same,  to  be  ascertained  by  the 
current  price  at  the  place  of 
its  destination.  Bat  in  the  case 
supposed,  of  a  vessel  stopped 
for  articles  heretofore  deemed 
contraband,  if  the  master  of  the 
vessel  slopped  will  deli  re  r  out 
the  goods  supposed  to  be  of 
contraband  nature,  he  shall  be 
admitted  to  do  it,  and  the  ves- 
sel shall  not  in  that  case  be 
carried  into  any  port,  nor  fur- 
ther detained,  but  shall  be  al- 
lowed to  proceed  on  her  voy- 
age. 


citoyens  ou   sujets  de    1'aae 
des  parties,  et  destines   poor 
l'ennemi  de  l'autre,  ne  sera 
cens£  de  contrebande,  au  point 
d'impliquer     confiscation     on 
condamnation,  et  d'entrainer 
la  perte  de  la  proprtete  des  in- 
dividus.      Nlanmoins   il    sera 
permis  d'arreter  ces  sortes  de 
vaisseaux  et  effete  et  de  lea  re- 
tenir  pendant  tout  le  temps  que 
le  preneur  croira  necessaire 
pour  prevenir  les  inconvenieas 
et  le  dommage  qui  pourroient 
en  resulter  autrement ;    mai* 
dans  ce  cas  on  accordera  one 
compensation  raisonable  pour 
les  pertes  qui  auront  £te  occa- 
sionnles  par  la  saisie.     Et  il 
sera  permis  en  outre  aux  pre- 
neurs  d'employer  a  leor  ser- 
vice, en  tout,  ou  en  parti e,  les 
munitions  militaires  d&enoes, 
en  payant  aux  proprifctaires  la 
pleine  valeur,   a   determiner 
sur  le  prix  qui  aura  conn  a 
l'endroit  de  leur  destination ; 
mais  que  dans  le  cas  enonct, 
d'un  vaisseau  arrets  pour  des 
articles  ci-devant  appell£s  con- 
trebande, si  le  maitre  du  navire 
consentoit  a  delivrer  les  mar- 
chandises  suspectes,   il    aura 
liberty  de  le  faire,  et  le  navire 
ne  sera  plus  amenl  dans  le 
port,  ni  dltenu  plus  longtemps, 
mais    aura    toute    liberty    de 
poursuivre  sa  route. 


APPENDIX. 


49 


Art.  14.  And  in  the  same 
case  where  one  of  the  parties 
is  engaged  in  war  with  another 
power,  that  the  vessels  of  the 
neutral  party  may  he  readily 
and  certainly  known,  it  is 
agreed,  that  they  shall  be  pro- 
vided with  sea-letters,  or  pass- 
ports, which  shall  express  the 
name,  the  property,  and  bur- 
den of  the  vessel,  as  also  the 
name  and  dwelling  of  the  mas- 
ter, which  passports  shall  be 
made  out  in  good  and  due 
form,  (to  be  settled  by  con- 
ventions between  the  parties 
whenever  occasion  shall  re- 
quire,) shall  be  renewed  as 
often  as  the  vessel  shall  return 
into  port ;  and  shall  be  -exhi- 
bited whensoever  required,  as 
well  in  the  open  sea  as  in  port. 
But  if  the  said  vessels  be  under 
convoy  of  one  or  more  vessels 
of  war,  belonging  to  the  neu- 
tral party,  the  simple  declara- 
tion of  the  officer  commanding 
the  convoy,  that  the  said  ves- 
sel belongs  to  the  party  of 
which  he  is,  shall  be  consider- 
ed as  establishing  the  fact,  and 
shall  relieve  both  parties  from 
the  trouble  of  further  exami- 
nation. 


Art.  14.  Dans  le  cas  oil 
Tune  des  deux  parties  contrao- 
tantes  se  trouveroit  engaged 
dans  une  guerre  avec  une  au- 
tre puissance,  et  afin  que  les 
vaisseaux  de  la  partie  neutre 
soyent  promptement  et  stire- 
ment  reconnus,  onestconvenu 
qu'ils  devront  €tre  munis  de 
lettres  de  mer  ou  passe-ports* 
exprimant  le  nom,  le  proprie"- 
taire,  et  le  port  du  navire,  atnsi 
que  le  nom  et  la  demeure  du 
maltre.  Ces  passe-ports,  qui 
seront  expldies  en  bonne  et 
due*  forme  (a  determiner  par 
des  conventions  entre  les  par- 
ties, lorsque  r occasion  le  re* 
querra)  devronjt  toe  renou- 
velles  toutes  les  fois  que  le 
vaisseau  retournera  dans  son 
port,  et  seront  exhibea  & 
chaque  requisition  tant  en 
pleine  mer  que  dans  le  port. 
Mais  si  le  navire  se  trouve 
sous  le  convoi  d'un  ou  pin- 
sieurs  vaisseaux  de  guerre 
appartenants  a  la  partie  neutre, 
il  suffira  que  l'officier  com- 
mandant du  convoi  declare  que 
le  navire  est  de  son  parti 
moyennant  quoi  cette  simple 
declaration  sera  censee  Itablir 
le  fait,  et  dispensera  les  deux 
parties  de  toute  visite  ulte*- 
rieure. 


Vol-  VI. 


G 


50 


APPENDIX. 


Art.  15.  And  to  prevent  en- 
tirely all  disorder  and  violence 
in  such  cases,  it  is  stipulated, 
that  when  the  vessels  of  the 
neutral  party,  sailing  without 
convoy,  shall  be  met  by  any 
vessel  of  war,  public  or  pri- 
vate, of  the  other  party,  such 
vessel  of  War  shall  not  ap- 


Art.  15.  Pour  pre>entr  ea- 
tierement  tout  d&ordre  et  teute 
violence  en  pareil  cat,  il  a  etf 
stipute  que  lorsque  des  Dartre*, 
de  la  partie  neutre,  navigaas 
sans  convoi,  rencontreroat 
quelque  vaisseau  de  guerre 
public  ou  particulier  de  1'aatie 
partie,  le  vaisseau  de  guerre 


proach  within  cannon  shot  of    n'approchera  le  navire  neutre 
the  said   neutral  vessel,  nor    qu'au  dela  de  la  portee   da 


send  more  than  two  or  three 
men  in  their  boat  on  board  the 
stole,  to  examine  her  sea-let- 
ters or  passports.  And  all 
persons  belonging  to  any  ves- 
sel of  war,  public  or  prirate, 
who  shall  molest  or  injure,  in 
any    manner   whatever,    the 


canon,  et  n'enverra  pas  plus 
de  deux  ou  trois  homines  dans 
sa  chaloupe  a  bord,  pour  exa- 
miner les  lettres  de  mer  ou 
passe  -ports.  Et  toutes  les  per- 
sonnesappartenantes  a  quelque 
vaisseau  de  guerre  public  ou 
particulier,  qui  molesteront  ou 


people,  vessels,  or  effects  of  insulteront  en  quelque  mamete 
the  other  party,  shall  be  re-  quecesoit  r£quipage,les  vais- 
sponsible  in  their  persons  and  seaux  ou  effets  de  r autre  par- 
property  or  damages  and  in-  tie,  seront  responsables  en 
terest,  sufficient  security  for  leurs  personnes  et  en  lenrs 
which  shall  be  given  by  all  biens,  de  tons  doomages  et 
commanders  of  private  armed  inttrets ;  pour  lesquels  il  sera 
vessels  before  thej  are  com-  donne*  caution   suffisante   par 


missioned. 


tous  les  commandans  de  vast- 
seaux  armes  en  course,  avast 
qu'ib  receives*  leurs  conuags- 
sions. 


Treaty  with  Prussia  of  1799. 

Art.  12.  Experience  having  Art.  12.  Inexperience  ayant 
proved,  that  the  principle  a-  demontrl,  que  le  principe  a- 
dopted  in  the  twelfth  article  of   doptl  dans    Particle    12,  da 


APPENDIX. 


61 


tfcc  treaty  of  1785,  according 
to  which  free  ships  make  free 
goods,  has  not  been  sufficient- 
ly respected  during  the  two 
laat  wars,  and  especially  in 
that  which  still  continues,  the 
two  contracting  parties  pro- 
pose, after  the  return  of  a  ge- 
neral peace,  to  agree  either 
separately  between  them- 
selves, or  jointly  with  other 
powers  alike  interested,  to 
concert  with  the  great  mari- 
time powers  of  Europe,  such 
arrangements  and  such  per- 
manent principles,  as  may 
serve  to  consolidate  the  liber- 
ty and  the  safety  of  the  neutral 
navigation  and  commerce  in 
future  wars.  And  if,  in  the 
interval,  either  of  the  con- 
tracting parties  should,  be  en- 
gaged in  a  war,  to  which  the 
other  should  remain  neutral, 
the  ships  of  war  and  privateers 
of  the  belligerent  power  shall 
conduct  themselves  towards 
the  merchant  vessels  of  the 
neutral  power,  as  favourably 
as  the  course  of  the  war  then 
existing  may  permit,  observ- 
ing the  principles  and  rules  of 
the  law  of  nations,  generally 
acknowledged. 


traitt  de  1785,  selon  lequel  Its 
vaisseaux  libres  rendent  aussi 
Us  marchandises  libres,  n'a  pas 
€t€  suffisament  respects  dans 
les  deux  dernieres  guerres,  et 
nommlmentdans  celle  qui  dure 
encore,  les  deux  parties  con- 
tractantes  se  reservent  de  s'en- 
tendre  apres  Ie  retoor  de  la 
paix  glnlrale,  soit  slparement 
entr'elles,  soit  conjointement 
avec  d'autres  puissances  co- 
interessls  pour  concerter 
avec  les  grandes  puissances, 
maritimes  de  1'Eorope,  tela  ar- 
rangements et  tela  principea 
permanens,  qui  puissent  servir 
a  consolider  la  liberty  et  la 
sfiretl  de  la  navigation  etdu 
commerce  neutres  dans  les 
guerres  futures.  Et  si,  pen- 
dant cet  intervalle,  Tune  dea 
parties  contractantes  se  trouve 
engagle  dans  une  guerre  a  la- 
quelle  1'autre  reste  neutre,  les 
vaisseaux  de  guerre  et  les  ar- 
mateurs  de  la  puissance  belli- 
gerente,  se  comporteront,  & 
regard  de  batimens  marcbands 
de  la  puissance  neirtre,  aussi 
favorablement  que  la  raison 
de  guerre,  pour  Iors  existante 
pourra  lepermettre,  en  obser- 
vant les  principes  et  les  regies 
du  droit  des  gens  g£n€ralement 
reconnus. 


5*  APPENDIX. 


NOTE  No.  TV. 

TO  TIfE  AMIABLE  ISABELLA* 

Copy  of  the  Convention  with  the  Court  of  London,  signed  at  $L 
Petersburg,  the  bth  (\lth)  of  June,  1801. 

Id  the  name  of  the  Most  Holy  and  Undivided  Trinity* 

The  mutual  desire  of  his  Majesty  the  Emperor  of  all  the  Ros- 
si as,  and  of  his  Majesty  the  King  of  the  united  kingdom  of 
Great  Britain  and  Ireland,  being  not  only  to  come  to  an  under- 
standing between  themselves  with  respect  to  the  difference* 
which  have  lately  interrupted  the  good  understanding  and 
friendly  relations  which  subsisted  between  the  two  States  ;  bat 
also  to  prevent,  by  frank  and  precise  explanations  upon  the  na- 
vigation of  their  respective  subjects,  the  renewal  of  similar 
altercations  and  troubles  which  might  be  the  consequence  of 
them ;  and  the  object  of  the  solicitude  of  their  said  majesties 
being  to  settle,  as  soon  as  can  be  done,  an  equitable  arrange* 
ment  of  those  differences,  and  an  invariable  determination  of 
their  principles  upon  the  rights  of  neutrality,  in  their  applica- 
tion to  their  respective  monarchies,  in  order  to  unite  more 
closely  the  ties  of  friendship  and  good  intercourse,  of  which 
they  acknowledge  the  utility  and  the  benefits,  have  named  and 
chosen  for  their  plenipotentiaries,  viz.  his  Majesty  the  Empe- 
ror of  all  the  Russias,  the  Sieur  Niquita,  Count  de  Panen,  his 
counsellor,  &c.  his  Majesty  the  King  of  the  united  kingdom  of 
Great  Britain  and  Ireland,  Alleyen,  Baron  St.  Helens,  privy 
counsellor,  &c.  who,  after  having  communicated  their  roll 
powers,  and  found  them  in  good  and  due  form,  have  agreed 
upon  the  following  points  and  articles  : 

Art.  I.  There  shall  be  hereafter  between  his  Imperial  Ma- 
jesty of  all  the  Russias,  and  his  Britannic  Majesty,  their  sub- 
jects, and  the  states  and  countries  under  their  domination,  good 
and  unalterable  friendship  and  understanding  ;  and  all  the  poli- 
tical, commercial,  and  other  relations  of  common  utility  be- 


k 


APPENDIX.  53 

tween  the  respective  subjects,  shall  subsist  as  formerly,  with* 
out  their  being  disturbed  or  troubled  in  any  manner  whatever. 

Art.  II.  His  Majesty  the  Emperor  and  his  Britannic  Majesty 
declare,  that  they  will  take  the  most  especial  care  of  the  execu- 
tion of  the  prohibitions  against  the  trade  of  contraband  of  their 
subjects  with  the  enemies  of  each  of  the  high  contracting 
parties. 

Art.  HI.  His  Imperial  Majesty  of  all  the  Russias,  and  his  Bri* 
tannic  Majesty,  having  resolved  to  place  under  a  sufficient  safe- 
guard the  freedom  of  commerce  and  navigation  of  their  sub- 
jects, in  case  one  of  them  shall  be  at  war  whilst  the  other  shall 
be  neuter,  have  agreed  : 

1.  That  the  ships  of  the  neutral  power  shall  navigate  freely 
to  the  ports  and  upon  the  coasts  of  the  nations  at  war. 

2.  That  the  effects  embarked  on  board  neutral  ships  shall  be 
free,  with  the  exception  of  contraband  of  war,  and  of  enemy's 
property ;  and  it  is  agreed  not  to  comprise  in  the  number  of 
the  latter,  the  merchandise  of  the  produce,  growth,  or  manu- 
facture of  the  countries  at  war,  which  should  have  been  ac- 
quired by  the  subjects  of  the  neutral  power,  and  should  be 
transported  for  their  account,  which  merchandise  cannot  be 
excepted  in  any  case  from  the  freedom  granted  to  the  flag  of 
the  said  power. 

3.  That  in  order  to  avoid  all  equivocation  and  misunder- 
standing of  what  ought  to  be  qualified  as  contraband  of  war,  his 
Imperial  Majesty  of  all  the  Russias  and  his  Britannic  Majesty 
declare,  conformably  to  the  11th  article  of  the  treaty  of  com- 
merce concluded  between  the  two  crowns  on  the  10th  (21st) 
February,  1797,  that  they  acknowledge  as  such  only  the  fol- 
lowing objects,  viz.  cannons,  mortars,  fire  arms,  pistols;  bombs, 
grenades,  balls,  bullets,  firelocks,  flints,  matches,  powder,  salt- 
petre, sulphur,  helmets,  pikes,  pouches,  swords,  sword  belts, 
saddles  and  bridles,  excepting,  however,  the  quantity  of  the 
said  articles  w hich  may  be  necessary  for  the  defence  of  the 
ship  and  of.  those  who  compose  the  crew  ;  and  all  other  arti- 
cles whatever  not  enumerated  here,  shall  not  be  reputed  war- 
like and  naval  ammunition,  nor  be  subject  to  confiscation,  and 
of  course  shall  pass  freely,  without  being  subjected  to  the 


64  APPENDIX. 

smallest  difficulty,  unless  they  be  considered  enemy's  property 
in  the  above  settled  sense.  It  is  also  agreed,  that  which  is  sti- 
pulated in  the  present  article  shall  not  be  to  the  prejudice  of 
the  particular  stipulations  of  one  or  the  other  crown  with  other 
powers,  by  which  objects  of  a  similar  kind  should  be  resetted, 
prohibited,  or  permitted. 

4.  That  in  order  to  determine  what  characterises  a  block- 
aded port,  that  determination  is  given  only  to  that  where  there 
is,  by  the  disposition  of  the  power  which  attacks  it  with  ships 
stationary,  or  sufficiently  near,  an  evident  danger  in  entering. 

5.  That  the  ships  of  the  neutral  power  shall  not  be  stopped 
but  upon  just  causes  and  evident  facts  ;  that  they  be  tried  with* 
out  delay,  and  that  the  proceeding  be  always  uniform,  prompt, 
and  legal. 

In  order  the  better  to  ensure  the  respect  due  to  these  stipu- 
lations, dictated  by  the  sincere  desire  of  conciliating  all  interests, 
and  to  give  a  new  proof  of  their  loyalty  and  love  of  justice,  the 
high  contracting  parties  enter  here  into  the  most  formal  en- 
gagement to  renew  the  severest  prohibitions  to  their  captains, 
whether  of  ships  of  war  or  merchantmen,  to  take,  keep,  or 
conceal  on  board  their  ships  any  of  the  objects  which,  in  the 
terms  of  the  present  convention,  may  be  reputed  contraband, 
and  respectively  to  take  care  of  the  execution  of  the  orders 
which  they  shall  have  published  in  their  admiralties,  end 
wherever  it  shall  be  necessary. 

Art.  IV.  The  two  high  contracting  parties,  wishing  to  pre- 
vent all  subject  of  dissention  in  future  by  limiting  the  right  of 
search  of  merchant  ships  going  under  convoy  to  the  sole  causes 
in  which  the  belligerent  power  may  experience  a  real  prejti* 
dice  by  the  abuses  of  the  neutral  flag,  have  agreed, 

1.  That  the  right  of  searching  merchant  ships  belonging  to 
the  subject  of  one  of  the  contracting  powers,  and  navigating 
under  convoy  of  a  ship  of  war  of  the  said  power,  shall  only  be 
exercised  by  ships  of  war  of  the  belligerent  party,  and  shall 
never  extend  to  the  fitters  out  of  privateers,  or  other  vessels, 
which  do  not  belong  to  the  imperial  or  royal  fleet  pf  their 
majesties,  but  which  their  subjects  shall  have  fitted  out  for 
war. 


APPENDIX.  55 

£.  That  the  proprietors  of  all  merchant  ships  belonging  to 
the  subjects  of  one  of  the  contracting  sovereigns,  which  shall 
be  destined  to  sail  under  convoy  of  a  ship  of  war,  shall  be  re- 
quired, before  they  receive  their  sailing  orders,  to  produce  to 
the  commander  of  the  convoy  their  passports  and  certificates, 
or  sea-letters,  in  the  form  annexed  to  the  present  treaty. 

3.  That  when  such  ship  of  war,  and  every  merchant  ship 
under  convoy,  shall  be  met  with  by  a  ship  or  ships  of  war  of 
the  other  contracting  party,  who  shall  then  be  in  a  state  of  war, 
in  order  to  avoid  all  disorder,  they  shall  keep  out  of  cannon 
shot,  unless  the  situation  of  the  sea,  or  the  place  of  meeting, 
render  a  nearer  approach  necessary  ;  and  the  commander  of 
the  ship  of  the  belligerent  power  shall  send  a  sloop  on  board 
the  convoy,  where  they  shall  proceed  reciprocally  to  the  veri- 
fication of  the  papers  and  certificates  that  are  to  prove  on  one 
part,  that  the  ship  of  war  is  authorised  to  take  under  its  escort 
such  or  such  merchant  ships  of  its  nation,  laden  with  such  a 
cargo,  and  for  such  a  port ;  on  the  other  part,  that  the  ship  of 
war  of  the  belligerent  party  belongs  to  the  imperial  or  royal 
fleet  of  their  majesties. 

4.  This  verification  made,  there  shall  be  no  pretence  for 
any  search,  if  the  papers  are  found  in  due  form,  and  if  there 
exists  no  good  motive  for  suspicion.  In  the  contrary  case,  the 
captain  of  the  neutral  ship  of  war  (being  duly  required  thereto 
by  the  captain  of  the  ship  of  war,  or  ships  of  war,  of  the  belli- 
gerent power)  is  to  bring  to  and  detain  his  convoy  during  the 
time  necessary  for  the  search  of  the  ships  which  compose  it, 
and  be  shall  have  the  faculty  of  naming  and  delegating  one  or 
more  officers  to  assist  at  the  search  of  the  said  ships,  which 
shall  be  done  in  his  presence  on  board  each  merchant  ship, 
conjointly  with  one  or  more  officers  selected  by  the  captain  of 
the  ship  of  the  belligerent  party. 

6.  If  it  happen  that  the  captain  of  the  ship  or  ships  of  war  of 
the  power  at  war,  having  examined  the  papers  found  on  board, 
and  having  interrogated  the  master  and  crew  of  the  ship,  shall 
see  just  and  sufficient  reason  to  detain  the  merchant  ship,  in 
order  to  proceed  to  an  ulterior  search,  he  shall  notify  that  in* 


56  APPENDIX. 

tention  to  the  captain  of  the  convoy,  who  shall  have  the  power 
to  order  an  officer  to  remain  on  board  the  ship  thus  detained* 
and  to  assist  at  the  examination  of  the  cause  of  her  detention. 
The  merchant  ship  shall  be  carried  immediately  to  the  nearest 
and  most  convenient  port  belonging  to  the  belligerent  power, 
and  the  ulterior  search  shall  be  carried  on  with  all  possible 
diligence. 

Art.  V.  It  is  also  agreed,  that  if  any  merchant  ship  thus  con- 
voyed should  be  detained  without  just  and  sufficient  cause,  the 
commander  of  the  ship  or  ships  of  war  of  the  belligerent  power, 
shall  not  only  be  bound  to  make  to  the  owners  of  the  ship  and 
of  the  cargo  a  full  and  perfect  compensation  for  all  the  losses, 
expenses,  damages,  and  costs,  occasioned  by  such  a  detention, 
but  shall  farther  be  liable  to  an  ulterior  punishment  for  every 
act  of  violence  or  other  fault  which  he  may  have  committed, 
according  as  the  nature  of  the  case  may  require.  On  the  other 
hand,  no  ship  of  war  with  a  convoy  shall  be  permitted,  under 
any  pretext  whatsoever,  to  resist  by  force  the  detention  of  a 
merchant  ship  or  ships,  by  the  ship  or  ships  of  war  of  the  bel- 
ligerent power  ;  an  obligation  which  the  commander  of  a  ship 
of  war,  with  convoy,  is  not  bound  to  observe  towards  priva- 
teers and  their  fitters  out. 

Art.  VI.  The  high  contracting  powers  shall  give  precise  and 
efficacious  orders,  that  the  sentences  upon  prizes  made  at  sea 
shall  be  conformable  with  the  rules  of  the  most  exact  justice  and 
equity  ;  that  they  shall  be  given  by  judges  above  suspicion, 
and  who  shall  not  be  interested  in  the  matter.  The  govern- 
ment of  the  respective  States  shall  take  care  that  the  said  sen- 
tences shall  be  promptly  and  duly  executed,  according  to  die 
forms  prescribed.  In  case  of  the  unfounded  detention,  or 
other  contravention  of  the  regulations  stipulated  by  the  present 
treaty,  the  owners  of  such  a  ship  and  cargo  shall  be  allowed 
damages  proportioned  to  the  loss  occasioned  by  such  detention. 
The  rules  to  observe  for  these  damages,  and  for  the  case  of 
unfounded  detention,  as  also  the  principles  to  follow  lor  the 
purpose  of  accelerating  the  process,  shall  be  the  matter  of  ad* 
ditional  articles,  which  the  contracting  parties  agree  to  settle 
between  them,  and  which  shall  have  the  same  force  and  validi- 


APPENDIX.  57 

tyas  if  they  were  inserted  in  the  present  act.  For  this  effect, 
their  Imperial  and  Britannic  Majesties  mutually  engage  to  put 
their  hand  to  the  salutary  work,  which  may  serve  for  the  com- 
pletion of  these  stipulations,  and  to  communicate  to  each  other 
without  delay,  the  views  which  may  be  suggested  to  them  by 
their  equal  solicitude  to  prevent  the  least  grounds  for  dispute 
in  future. 

VII.  To  obviate  all  the  inconveniences  which  may  arise  from 
the  bad  faith  of  those  who  avail  themselves  of  the  flag  of  a 
nation  without  belonging  to  it,  it  is  agreed  to  establish,  for  an 
inviolable  rule,  that  any  vessel  whatever,  to  be  considered  as 
the  property  of  the  country  the  flag  of  which  it  carries,  must 
have  on  board  the  captain  of  the  ship,  and  one  half  of  the  crew 
of  the  people  of  that  country,  and  the  papers  and  passports  in 
due  and  perfect  form ;  but  every  vessel  which  shall  not  ob- 
serve this  rule,  and  which  shall  infringe  the  ordinances  publish- 
ed on  that  head,  shall  lose  all  rights  to  the  protection  of  the 
contracting  powers. 

VIII.  The  principles  and  measures  adopted  by  the  present 
act,  shall  be  alike  applicable  to  all  the  maritime  wars  in  which 
one  of  the  two  powers  may  be  engaged  whilst  the  other  remains 
neutral.  These  stipulations  shall,  in  consequence,  be  regard- 
ed as  permanent,  and  shall  serve  for  a  constant  rule  to  the  con- 
tracting powers  in  matter  of  commerce  and  navigation. 

IX.  His  Majesty  the  King  of  Denmark,  and  his  Majesty  the 
King  of  Sweden,  shall  be  immediately  invited  by  his  Imperial 
Majesty,  in  the  name  of  the  two  contracting  parties,  to  accede 
to  the  present  convention,  and  at  the  same  time  to  renew  and 
confirm  their  respective  treaties  of  commerce  with  his  Britan- 
nic Majesty  ;  and  his  said  majesty  engages,  by  acts  which  shall 
have  established  that  agreement,  to  render  and  restore  to  each 
of  these  powers,  all  the  prizes  that  have  been  taken  from  them, 
as  well  as  the  territories  and  countries  under  their  domination, 
which  have  been  conquered  by  tbe  arms  of  his  Britannic  Ma- 
jesty since  the  rupture,  in  the  state  in  which  those  possessions 
were  found,  at  the  period  at  which  the  troops  of  his  Britannic 
Majesty  entered  them.     The  orders  of  bis  said  majesty  for  the 

Vol.  VI.  H 


58  APPENDIX. 

restitution  of  those  prizes  and  conquests  shall  be  imnediikfy 
expedited  after  the  exchange  of  the  ratification  of  the  acts  bj 
which  Sweden  and  Denmark  shall  accede  to  the  pweai 
treaty. 

X.  The  present  convention  shall  be  ratified  by  the  two  at- 
tracting parties,  and  the  ratifications  exchanged  at  St  Peten- 
burgh  in  the  space  of  two  months  at  farthest,  from  the  day  of 
the  signature.  In  faith  of  which,  the  respective  plenipoten- 
tiaries have  caused  to  be  made  two  copies  perfectly  stmilar, 
signed  with  their  bands,  and  have  sealed  with  their  arms. 
Done  at  St.  Fetersburgh  the  5th  (17th)  June,  1801. 

(L.  S.)  N.  Count  De  Pin. 

(L.  S.)  St.  Helehs, 

Formula  of  the  Passports  and  Sea-Letters  which  ought  to  ht  Mr 
vered  in  the  respective  Admiralties  of  the  States  of  fat* 
High  Contracting  Parties  to  the  Skips  of  War,  and  Msnkat 
Vessels,  which  shall  sail  from  them,  conformable  to  AM  JT 
of  the  present  Treaty. 

Be  it  known,  that  we  have  given  leave  and  permission  to 

N ,  of  the  city  or  place  of  N ,  master  or  condactorof 

the  ship  N ,  belonging  to  N ,  of  the  port  of  N — > 

of tons,  or  thereabouts,  now  lying  in  the  port  or  harbour 

of ,  to  sail  from  thence  to  N ,  laden  with  N — -,  • 

account  of  N ,  after  the  said  ship  shall  have  been  Ttfiri 

before  its  departure  in  {he  usual  manner  by  the  officers  if 

pointed  for  that  purpose  ;  and  the  said  N ,  or  such  other 

as  shall  be  vested  with  powers  to  replace  him,  shall  be  oblip 
to  produce  in  every  port  or  harbour  which  he  shall  enter  wi 
the  said  vessel,  to  the  officers  of  the  place,  the  present  license' 
and  to  carry  the  flag  of  N— ,  during  his  voyage. 

In  faith  of  which,  to 


APPENDIX.  59 

NOTE  No.  V. 

TO  THE  CASE  OF  THE  BELLO  CORRUNE8,  ante,  p.  156. 

Decision  du  Conseil  des  Prises  sur  Us  Precautions  Conservatoires 
du  Produit  des  Prises. 

An  Dom  de  la  republique  Francaise,  une  et  indivisible,  le  con- 
seil a  rendu  la  decision  suivante  : 

Vu  le  mdmoire  prdsente*  an  conseil  par  le  commissaire  gene- 
ral des  relations  commerciales  de  sa  majesty  Danoise  pres  la  re*- 
.  publique  Francaise  ; 

Vu  les  conclusions  du  commissaire  da  gouvernement  laissees 
cejourd'hui  sur  le  bureau,  et  dont  la  teneur  suit : 

Le  commissaire-gene'ral  des  relations  commerciales  de  sa 
majestd  Danoise  a  prlsente*  an  conseil  des  prises,  le  IS  floreal 
present  mois,  un  mdmoire  par  lequel  il  demande  la  mise  en 
suretd  on  le  cautionnement  du  produit  des  rentes,  dans  les  con* 
%  testations  sur  la  validity  des  prises  Danoises,  antdrieure  au  4 
nivose  dernier,  sans  excepter  celles  qui  se  trouvaient  pendan- 
tes  au  tribunal  de  cassation.  II  se  dit  particulierement  charge" 
des  intdrets  des  ndgocians  Danois. 

J'ai  pris  connaissance  de  ce  memoir e,  d'apres  1 'invitation  que 
le  conseil  m'a  faite,  par  sa  deliberation  du  23  floreal,  de  donner 
mes  conclusions  par  dcrit,  conformdment  a  Particle  13  de  Par- 
r£td  des  consuls,  du  6  germinal  an  8,  contenant  rdglement  sur 
la  maniere  de  statuer  relativement  aux  prises  maritimes. 

Avant  de  m'occuper  de  la  demande,  il  m'a  paru  important 
d' examiner  si  le  commissaire  Danois  avait  quality  pour  la  former. 

Ce  commissaire  est  un  agent  politique.  Des  qu'il  est  re- 
connu  par  le  gouvernement  francais,  il  peut  incontestablement 
remplir  les  fonctions  attachdes  a  son  mandat ;  mais,  pent-il,  par 
des  actions  ou  par  des  demandes,  intervenir  dans  des  contesta- 
tions particulieres,  mues  entre  des  ndgocians  Frangais  et  des 
ndgocians  de  sa  nation  ? 

L'article  13  de  l'arrt'td  du  6  germinal,  n'admet  que  les  par- 


*0  APPENDIX 

ties  ou  leors  dtfenseurs  qui  jostifieront  pr&kbtanent  de  lew 
droits  et  de  leors  pouvoirs. 

Le  commissaire  Danois  ne  se  montre  pas  poor  *on  into* 
propre,  mais  comme  charg*  des  inttrlts  d'autrui.  II  n'estpriol 
partie  ;  il  ne  pretend  exercer  que  le  ministere  de  detemeiir. 
Justifie-t-il  de  bod  droit  et  de  son  pouvoir  ? 

11  est  vraisemblable  qu'il  n'agit  qu'en  vertu  de  son  titre  k 
commissaire-glneral  des  relations  commerciales.  II  est  pen- 
ble  qu'on  l'ait  autorise,  par  ce  titre,  a  donner  une  attention  jar- 
ticuliere  aux  contestations  dans  lesquelles  ii  se  ditching  da 
interets  des  nlgociaos  Danois. 

Mais  tout  titre,  que  le  commissaire  Danois  ne  tiendraitqae 
de  son  gouveroetnent,  ne  saurait  le  rendre  le  veritable  repf 
sentant  des  parties.  Au  gouvernement  appartient  la  protect 
et  aux  parties  seules,  la  propria.  Un  propri&aire  peat  dis- 
poser de  son  bien  et  exercer  ses  droits  par  lui-m£me  ou  par  afr 
trui.  Mais,  cbacun  eHant  arbitre  et  regulateur  de  $a  propre 
fortune,  il  n'est  libre  a  qui  que  ce  soit  d'intervenir  daailes* 
faires  d'un  autre,  s'ii  n'en  a  re9U  de  lui  le  pouvoir.  La  m 
sion  g^nerale  donn«5e  au  commissaire  Danois  par  son  gonveraia, 
pour  le  charger  de  veiller  a  i'intfret  des  negocians  de  sanation 
et  sur-tout  de  ceux  qui  ont  essuyl  des  prises,  ne  suffirait  done 
jamais  pour  ^tablir  ce  commissaire  mandataire,  proprementdit, 
de  cbacun  de  ses  nlgocians  Dans  les  principes  du  droit  poli- 
tique, la  mission  du  commissaire  Danois  est  essentielleneot  li- 
mine aux  bons  offices  d'un  protecteur  qui  recommaode,  et  ne 
s'ltend  pas  aux  actes  d'un  fonde  de  pouvoir  qui  regit  oa  qai dis- 
pose. 

Je  conviens  qu'on  droit,  plus  ancien  et  plus  sacrl  que  le  droit 
politique,  je  veux  dire  le  droit  social,  autorise  toat  homme » 
suivre  les  affaires  d'un  absent  qui  ne  connaft  pas  sa  situation 
personnelle,  et  qui  a  besoin  des  secours  spontanea  de  cette 
bienveillance  naturelle  dont  le  germe  n'a  pu  £tre  eotierement 
Itouffl  par  nos  vices,  et  dont  le  droit  civil  s'honore  de  sane- 
tionner  les  effets.(l) 


(1)  Digeste,  liv.  HI.  tit.  6.  De  negotiis  gestis,  loi:  hoc  edictmni 
rium  est,  qnoniam  magna  utilitas  abscntium  versatnr,  ne  indefenfl— 4*°* 
anWr. 


APPENDIX.  61 

Il-alte  reconnu,  dans  tons  lea  temps  et  chez  tons  les  peuple* 
polices,  qu'un  homme,  £  Fiasco  de  sod  semblable,  peat  lai  faire 
da  bien,  et  qae  s'il  n'est  jamais  permis  de  faire  le  prejudice 
d'an  autre,  il  Test  toujoars  de  cootribaer  a  son  avantage, 
quoiqo'il  n'eo  ait  pas  donnl  le  mandat.(l) 

Le  commissaire  Daoois,  i  deYaut  de  tout  mandat  particulier 
oa  special,  poorrait  peut-6tre  se  preraloir  de  ces  principes 
pour  justifier  les  d-marches  qu'il  fait,  aupres  du  conseil  des 
prises,  dans  la  cause  ou  dans  les  affaires  de  ses  compatriotes 
absens*  Qui  les  deTendra,  s*il  ne  les  defend  pas,  et  si  par  lear 
eloignement  ou  par  d'autres  circonstances,  ils  sont  dans  Tim* 
possibility  de  se  deTendre  eux-m£mes  ? 

Cependant,  comme,  dans  Fltat  de  nos  socie*t£s,  il  importe  au 
maintien  de  1'ordre  public  et  a  la  tranquillity,  ainsi  qu'a  la  stire- 
te*  des  particuliers,  que  les  actions  en  justice  ne  soient  pas  po- 
pulates *  il  est  de  maxime  comtante  et  universelle  que  l'inte>et 
seul  est  le  prmcipe  de  Taction,  et  qu'il  faut  6tre  partie  ou  muni 
d'un  pouvoir  de  la  partie,  pour  pouvoir  intervenir  dans  un  li- 
tige.  On  a  cru  qu'il  Itait  nlcessaire  de  pre>enir  les  incursions 
dangereuses  que  des  esprits  entreprenans  ou  inquiets  peuvent 
fiure  dans  des  choses  qui  ne  les  concernent  pas.  On  a  cru  en- 
core que,  pour  arr£ter  les  indiscretions  d'un  faux  zele,  il  Itait 
utile  de  prescrire  des  limites  a  la  bienfaisance  m£me. 

Mais  on  a  Itabli,  pres  toutes  les  administrations  et  tous  les 
tribunaiix,  un  ministere  public,  connu  aujourd'hui,  en  France 
sousle  nom  de  commissaire  du  gouvernement,  qui  est  le  d£fen- 
seur-ne*  de  tous  ceuxqui  n'en  ont  point,  qui  est  partie  princi- 
pal dans  les  affaires  importantes,  et  partie  jointe  dans  toutes. 
Cette  institution  admirable,  qui  manquait  aux  ancieos,  est  une 
barriere  contre  les  surprises,  les  de*nis  de  justice,  les  violences 
et  les  abas.  La  partie  publique  agit,  et  tous  les  droits  sont 
conserves.  Elle  veille,  et  tous  les  citoyens  sont  tranquilles. 
Elle  exerce  toutes  les  actions  du  public.     Elle  est  la  vive-voix 

(2)  Si  quis  absentia  negotia  gesserit,  licet  ignorantis,  tamen  qoidquid  uti- 
liter  in  rem  ejus  impendent... habeat eo nomine  actionem.  Lib. II.  ibid. 
Sufficit,  si  utiliter  gessit    Lib.  X. 


62*  APPENDIX. 

du  faible  et  du  pauvre.  £Ue  repseseate  les  abte» ;  et, 
nous,  une  de  ses  principles  fonctions,  selon  le  temoigosge  ds 
savant  et  vertueux  d'Aguesseau,  eat  de  faciliter  Pacces  de  la 
justice  aux  strangers,  de  proposer  leur  defense,  de  leor  ofnr 
un  appui,  et  de  se  rendre  a  leur  egard  le  garant  de  la  lnjwfcf 
rationale. 

Le  commissaire  Danois  ne  doit  done  poiat  s'alavmer*  aije  re- 
clame les  regies  qui  oe  penaetteot  qu'aux  parties  oil  a  leurs 
fondls  de  pouvoirs  d'exercer  des  actions  et  de  former  des  de- 
mand es.  L'int€r£t  de  protection,  qu'il  doit  a  ses-  compatriotes, 
suffit  pour  l'autoriser  a  eelairer  la  religion  des  meaabrea  de 
conseil  par  des  notes,  par  des  instructions,  par  des-  mejboires. 
Jamais  on  ne  doit*  dldaiguer  les  moyens  de  coaaattre  la  verM. 
De  quelque  part  qu'eHe  vienne,  elle  a  des  droits  suf  Peeprit  et 
sur  le  co?ur  des  homines. 

En  ma  quality  de  commissaire  du  gouvernement,  je  svis  par- 
ticulierement  oblige  de  faire  valoir  les  exceptions  rarorables 
aux  strangers  qui  sont  forces  de  plaider  en  France,  et  d'encon- 
rager,  par  rimpartialite'  de  mon  ministere,  des  hommes  traiiws 
hors  du  lieu  de  leur  naissance  et  de  leurs  habitudes,  des 
hommes  aux-quels  il  importe  de  persuader  que  rien  n*est  pos- 
sible de  ce  qui  ne  serait  pas  juste.  11  n'est  point  de  Francais 
qui  ne  me  dlsavouat  si  je  professais  d'autres  principes.  Notre 
nation  s'est  toujours  distinguee  par  ses  proc€d&  dlcens  et  mo- 
dels envers  les  autres  peuples.  Elle  a  rempli  PEurope  de  la 
gloire  de  ses  armes ;  mais  Plquite*,  la  g£n£rosit€  sied  bien  a  la 
toute-puissance. 

J'ai  done  pense*  que  si  je  ne  pouvais  regarder  le  commiseatre 
Danois  comme  partie  oucomme  reprise ntantde  quelqa'une  des 
parties  intere8se*e8,  il  ttait  toujours  de  mon  devoir  d'examieer 
sa  demande,  et  de  la  regarder  comme  un  Iveil  donn£  a  ma  sol- 
licitude  ;  je  serais  dans  le  cas,  si  cette  demande  paraissait  fiin- 
dee,  de  la  realise r  en  mon  nom,  malgre  le  silence  des  parties  et 
de  leurs  ddfenseurs.  Car  les  objets,  dont  la  surety  et  la  conser- 
vation, pendant  le  litige,sont  reclamles  par  le  commissaire  Da- 
nois, sont  sous  la  garde  du  droit  des  gens.  Or,  en  pareiHe  oc- 
curence, je  pourrais  agir  d'office,  comme  ajant  les  actions  da 


J 


APPENDIX.  63 

geuveraemeni,  qwi«st  le  gar&en  naturel,  dans  I'^tat,  de  toot  co 
qui  repose  sous  la  foi  publique. 

Je  passe  done  a  Pexamen  fancier  de  la  demande  qui  a  1 16 
sonmise  a  voire  decision. 

Cette  demande  tend  a  Aire  ordonner  la  mise  en  sdretl  ou  le 
cautionnement  da  prodoit  des  ventes,  dans  lea  contestations  sur 
la  validity  des  prises  Danoises,  anterieures  au  4  niv6se  dernier. 
On  ne  pent  nier  que,  pendant  le  litige,  la  chose  litigiense 
doit  6tre  en  surety,  et  que  rieo  ne  doit  6tre  innov£  pendant  le 
proces.  Ce  principe  g£nlral,  dicte*  par  le  bon  sens  et  par  la 
raison,  a  4t4  applique*  a  la  matiere  des  prises,  par  tons  les  re- 
glemens  qui  rlgissent  cette  matiere. 

On  lit  par-tout  qu'en  g^n^ral  il  ne  doit  y  "avoir  ni  rente,  ni 
deehargemeot  avant  le  jugement  de  la  prise  ;  que  la  vente  pro- 
visoire  ne  pent  avoir  lien  que  dans  le  cas  oft  la  prise  serait  dans 
un  danger  reconnu  de  dlplrissement  pour  le  navire  ou  la  car- 
gaison,  et  encore  dans  le  cas  oil  la  prise  serait  reconnue  con- 
stamment  ennemie  ;  que  le  prodoit  des  ventes  provisoires  doit 
£tre  assure  par  le  depot  ou  par  le  cautionnement. 

Le  commissaire  Danois  est  rassurl,  par  I'arrttl  des  consuls, 
du  6  germinal,  pour  toutes  les  prises  postlrieures  au  4  nivose 
d'auparavant  11  ne  reclame  I'autorite  du  conseil  que  pour  les 
prises  faites  avant  cette  Ipoque. 

Mais  ici  les  diverses  Ipoques  ne  doivent  pas£tre  confondues. 
Avant  I'&ablissement  du  conseil  des  prises,  la  matiere  des 
prises  suivait  l'ordre  hilnircbique  des  tribunaux.  Comme 
dans  les  autres  matieres,  on  pouvait  recourir  au  tribunal  de 
cassation,  pour  faire  annuler  le  jugement  rendu  par  le  tribunal 
d'appel.  Tout  e"tait  conduit  d'apres  les  principes  ordinaires 
de  l'ordre  judiciaire. 

Parmi  les  contestations  sur  les  prises  antlrieures  au  4  nivose, 
il  y  en  a  qui  Itaient  pendantes  au  tribunal  de  cassation,  quand 
le  conseil  des  prises  a  Itl  institul.  D* autres  Itaient  et  sont  en- 
core devant  les  tribunaux  d'appel,  ou  peut-etre  m€me  devout 
les  tribunaux  de  premiere  instance. 

D'apres  le  vceu  de  tous  les  reglemens,  les  precautions  pour 
la  mise  en  surete*  d'une  prise,  ne  doivent  cesser  qu'apres  que  la 
validity  ou  l'lnvaliditc*  de  cette  prise  a  ete  dlfinitivetnent  jug£e ; 
d'ou  le  commissaire  Danois  conclut  que,  tant  qu'il  y  aura  litige 


64  APPENDIX. 

devant  quclquc  tribunal  que  ce  soit,  m&ne  cehu  de  c Marion, 
il  faut  continuer  les  precautions  conservatoires. 

Mais  on  peut  repondre  que  Ton  regardait  une  prise  come 
dlfinitivementjugee,  quand  le  tribunal  d'appel  avait  prooeorf 
Bur  sa  validity  ou  fur  son  invalidity.  En  effet,  dans  lespriacipei 
de  Fordre  judictare,  les  jugemens  des  tribanaax  d'appel  coat  da 
jugemens  d^finitifs  et  en  dernier  ressort,  dont  aucune  puissasce, 
dans  1'ltat,  ne  peut  emp£cher  ni  suspendre  l'execution. 

L'appel  a,  par  lui-m€me,  un  effet  devolutif,  et  il  a  de  ptau 
effet  suspensif,  toutes  les  fois  que  Tonne  se  trou?e  dans  men 
des  cas  od  les  lois  autorisent  l'execution  provisoire  des  jige* 
mens  de  premiere  instance. 

Le  recours  en  Cassation  n'aaucun  des  effets  nidescaractew 
de  l'appel.  Far  ce  recours,  il  n'y  a  ni  devolution  de  la  maiktt, 
ni  suspension  du  jugement  cootre  lequel  on  1'exerce. 

Le  tribunal  a  qui  le  recours  en  cassation  est  porte,  n'estjflp 
que  des  infractions  de  formes,  ou  des  contraventions  fonnelte 
aux  lois  ;  il  ne  peut  prononcer  sur  le  bien  ou  le  mal  jogM 
est  tenu,  quand  il  casse,  de  renvoyer  le  fond  de  la  contestaikt 
a  un  autre  tribunal. 

Le  tribunal  de  cassation  est  plutot  le  gardien  des  lois  qu 
l'arbitre  de  rinte*r£t  des  parties.  C'est  restitution  par  bqoeOe 
le  legislateor  surveille,  maintient  et  protege  son  props 
ouvrage, 

Par  l'evenement  de  la  cassation,  une  cause  est  agit&  & 
nouveau.  Mais  le  jugement,  qui  la  terminait,  e*tait  d^fioitf; 
il  tenait  lieu  de  la  v^rite  m£me,  res  judicata  pro  veritate  babe- 
tar.  La  cassation  le  fait  disparaiire,  en  le  declarant  nul.  %** 
tant  qu'il  exist e,  il  est  le  dernier  terme  de  la  justice  nationals; 
ilpeut  e*tre  anlanti  etnon  reTorme\  II  est  aussi  souverainq* 
la  loi,  a  moins  qu'il  ne  soit  constate*  que  le  magistrat  qui  ft 
rendu  cherchait  a  «tre  plus  puissant  que  la  loi  m€me. 

II  est  done  Evident  que,  tant  que  la  matiere  des  prises  a  & 
laissle  aux  tribunaux  ordinaires,  il  n'y  avait  plus  lieu  a  craft* 
nuer  des  precautions  conservatoires,  apres  le  jugement  <f* 
tribunal  d'appel,  vu  que  des  precautions  uniquement  relate 
&  un  £tat  que  l'6n  suppose  provisoire,  ne  peuvent  avoir  de  f* 
que  jusqu'au  jugement  definitif. 


APPENDIX.  bfi 

Jessis  que  tout  est  change  depuis  la  loi  qui  depouille  les  tri- 
baoaoz  de  la  matiere  des  prises,  et  depots  l'ltablissement  da 
conseil  auquel  cette  matiere  a  e*t£  attribute. 

Mais  quels  sont  les  effete  de  ce  changemeat  ?  S'e*tendent-ils 
sur  le  passe*,  on  n'ont»ils  trait  qu'a  1'arenir  ? 

Les  contestations  qui  ne  sont  pins  pendantes  devant  aucun 
tribunal,  et  dans  lesquelles  tons  les  degree  de  jurisdictions  et 
toos  les  genres  de  recours  ont  tit  Ipuises,  sont  terminles  irr^-' 
rocablement. 

Celles  que  le  nouvel  ordre  de  choses  a  trouve*  pendantes  au 
tribunal  de  cassation,  poovaient  revivre ;  suivant  le  langage 
des  jtirisconsultes,  elles  6taient  encore  dans  lehasard  des juge* 
mens,  in  aled  judiciorum  Si  la  nullite*  du  jugement  attaque" 
e"tait  reconnue,  la  question  dn  fond  demeurait  entie>e,  corume 
si  elle  n'arait  point  ttt  dlfinitivement  jugee,  et  le  renvoi  en 
etait  fait  a  d'autres  juges. 

Dans  les  contestations  dontje  parle,  le  conseil  des  prises 
remplace  a  la  fbis  et  le  tribunal  de  cassation  ou  elles  e*taient 
pendantes,  et  le  tribunal  auquel  elles  auraient  e*te*  renvoyeea  a- 
la  suite  d'une  sentence  ou  d'un  jugement  de  cassation.  Le  con* 
seil  des  prises  n'a  done  point  une  competence  limitle  a  des 
points  de  procedure  ou  de  forme,  et  Ton  voit,  par  les  termes 
dans  lesquels  est  coocu  le  titre  de  son  Itablissement,  que  les 
questions  foncieres  sur  la  validity  ou  invalidity  des  prises  mari» 
times,  sont  le  veritable  objet  de  son  attribution. 

II  e*tait  possible,  dira-t-on,  que  si  Pancien  ordre  £ut  e"te*  con- 
serve,  le  tribunal  de  cassation  o'eot  point  juge*  nuls  la  plupart 
des  jugemens  qui  lui  Itaient  de*nonce*s  comrae  tela,  et,  dans,  ce 
cas,  les  parties  que  ces  jugemens  inte*ressaient,  n'eussent  pa? 
ete"  expose*es  a  de  nouvelles  incertitudes  sur  le  fond  de  leurs 
diffe*rends.  J'en  conviens ;  mais  il  e*tait  egalement  possible 
que  la  cassation  fut  prononcle.  Dans  le  doute,  faut-il  que  le" 
conseil  des  prises  prononce  sur  des  questions  de  forme,  avant 
de  se  croire  autorise*  a  prononccr  sur  les  questions  du  fond  ? 
Mais,  se  trouvant  juge  du  fond  et  de  la  forme,  il  slparerait  des 
choses  que  son  attribution  unit ;  il  manquerait  le  but  principal 
de  son  ItablisBement ;  il  agirait  contre  le  bon  sens  et  la  raison 
qui  ne  pessaettent  pas  de  sacrifier  la  justice  essentielle  a  de 

Vol.  VI.  I 


€6  APPENDIX. 

simples  formes  de  proceder,  dans  une  matiere  on  la  lot  joge 
necessaire  d'ecarter  les  formes  contentieuses  de  la  procedure, 
pour  laisser  plas  de  latitude  a  Implication  des  principes  de  la 
justice  essentielle. 

Je  remarquerai  pourtant  que,  pour  ne  pas  aggraver  ou  eon- 
promettre,  sans  des  considerations  majeures,  le  sort  des  parties 
qui  peuvent,  jusqu'a  un  certain  point,  se  prlvaloir  de  l'aotorit* 
de  la  chose  jug£e,  il  est  Equitable  de  ne  pas  reformer  legere- 
ment  des  decisions  regulieres  dans  la  forme,  et  intervenues  en 
dernier  ressort  Un  simple  mal  juge,  dans  des  hypotheses  qui 
peuvent  laisser  plus  ou  moins  de  liberty  a  1'opinion  du  magis- 
trat,  ne  serai t  point  un  motif  suffisaot  de  reformation  ;  car  si 
rien  n'est  purement  arbitraire  a  la  volonte  du  juge,  il  est  one 
foule  de  circonstances  dans' lesqueljes  plusieurs  choses  demen- 
rent  arbitraires  a  sa  raison.  Mais  nous  ne  sanctionneroas  ja- 
mais une  decision  qui  renfermerait  une  injustice  evidente,  oa 
qui  blesserait  l'inter€t  d'etat. 

Je  sais  que  1'injustice,  m€me  evidente,  ne  peut  autoriser  le 
tribunal  de  cassation  a  annuler  un  jugement  rendu  en  dernier 
ressort,  si  elle  n'est  jointe  a  la  violation  formelle  de  qaelqae 
loi  positive.  Mais  cette  regie  est  fondee  sur  ce  que  les  justi- 
ciables  ordinaires  du  tribunal  de  cassation,  sont  des  citojaas 
qui  went  entr'eux,  non  dans  l'etat  de  nature,  mais  sous  des  lots 
civiles. 

Le  conseil  des  prises,  au  contraire,  n'a  pour  justiciable! 
que  des  hommes,  Francais  ou  etrangers,  qui  n'ont  eu,  entr'eax, 
que  des  relations  assises  sur  le  droit  de  la  guerre,  c'est-a-dure» 
des  relations  absolement  regies  par  le  droit  des  gens ;  la  cause 
de  ces  particuliers  est  toujours  liee  plus  ou  moins  a  celle  m&ne 
des  nations  dont  its  iont  partie.  Or.'les  nations  vivaat  entr'elles 
dans  Tindependance  de  l'etat  de  nature,  il  suit  que,  dans  la  ma- 
tiere qui  nous  est  attribuee,  la  loi  naturelle  conserve  un  empire 
qu'elle  obtient  raremenf  dans  les  matieres  civiles :  car,  dans 
1'ordre  civil,  les  principes  du  droit  nature!  dirigent ;  mais  il  a*jr 
a  que  les  lois  positives  qui  commandeht,  au  lieu  que,  relative- 
ment  aux  cboses  qui  appartiennent  au  droit  des  gens,  la  lot 
naturelle  est  le  veritable  code  des  peuples  :  de-la  toute  infrac- 


APPENDIX.  6? 

tioh  manifeste  de  la  justice,  de  requite,  ou  de  la  raison  nata* 
relle,  peat  determiner  la  decision  du  conseil. 

L'interlt  d'etat,  blesse  oa  meconnu,  devient  encore  un  juste 
motif  de  reformation  ;  cet  interft  ne  saurait  atteindre  lea  objets 
qui  sont  sous  1'empire  de  la  loi  civile ;  mais  il  est  lui-m6me  la 
loi  supreme  dans  cenx  qui  sont  sous  1'empire  immediat  de  la 
cite. 

La  guerre  est  le  droit  des  etats,  et  non  celui  dfcs  particuliers ; 
la  course  est  une  delegation  du  droit  de  la  guerre  ;  personne 
ne  pent  armer  en  course,  s'il  n'y  est  autorhe  par  une  permis- 
sion speciale  du  souverain  ou  du  gouvernement ;  cette  per- 
mission, que  le  souverain  ou  le  gouvernement  peat  refuser, 
est,  a  plus  forte  raison,  susceptible  de  conditions. 

Un  particulier,  qui  n'aurait  pas  le  mandat  de  sen  souverain, 
et  qui,  force  de  se  battre  pour  sa  defense  personnelle,  prendrait 
un  navire  ennemi,  n'en  deviendrait  point  proprietaire ;  la  pro* 
priete  de  ce  navire  appartiendrait  a  1'etat. 

Leu  produits  de  la  course  en  faveur  de  1'armateur  sont  done 
une  cession  du  souverain.  Us  pourraient  etre  reduits  a  la  juste 
et  rigoureuse  indemnite  du  negociant  qui  arme  a  ses  frais  et  k 
ses  risques.  Tout  ce  qui  va  au-dela  de  cette  indemnite,  est  un 
benefice  librement  abandonee  par  Fetat  a  titre  de  don,  de  re* 
compense  ou  d'encouragement. 

Ce  qui  n'est  acquis  qu'a  titre  d'encouragement,  de  recom- 
pense, ou  meme  d'indemnite,  ne  Test  qu'autant  qu'il  est  recon- 
nu  qu'on  s'est  trouve  dans  le  cas  de  la  recompense  ou  de  Fin- 
demnite  stipuiee  ou  promise.  Consequemment  le  souverain 
demeure  toujours  juge  de  la  manure  doat  on  a  execute  son 
mandat. 

11  est  done  evident  que  Ton  n'a  droit  aux  produits  de  la 
course  qu'apres  le  jugement  qui  prononce  la  validite  de  la 
prise.  Jusques-la,  tout  demeure  incertain  et  contentieux.  II 
est  encore  incontestable  que,  dans  ce  jugement,  Finterlt  de 
l'armateur  demeure  toujours  subordonne  a  1'interlt  national. 
Car  la  puissance  publique  n'a  ni  la  voloote  ni  le  poovoir  de  ae 
noire. 

Les  produits  de  la  course  ne  peuvent  done  toe  regardes 
que  comme  une  propriete  politique  que  Ton  ne  saurait 


*t  APPENDIX. 

Itr  aux  proprietes  civile*  ordinaire*.  C'est  mtme  parler  pes 
exactement  que  de  donner  le  nom  de  propriiti  a  des  emola- 
mens  oo  a  des  prodaiU  dont  la  cession  De  peut  se  r€alifer 
qu'apres  due  verification  des  faits  sur  lesquels  on  fonde  leur 
legitimite ;  verification  dans  laqnelle  on  doit  avoir  egard  nom 
aux  regies  de  cette  justice  privee  que  gouverne  les  individus, 
mais  a  cette  sagesse  superieure  qui  regit  les  societes. 

Les  annate urs  en  course  connaissent  les  conditions  inhlren- 
tes  a  la  mature  de  ce  genre  perilleux  d'entreprises.  lis  savent 
que  la  course  etant  la  delegation  d'un  droit  qui  n'appartient 
qu'a  l'etat,  ceux  qui  sollicitent  ou  qui  acceptent  cette  delega- 
tion, ne  peuvent  jamais  faire  le  prejudice  de  P£tat  qui  les  6k- 
legue;  et  qu'ila  doi  vent  £tre  juges  d'apr£s  les  prtocipes  sur 
lesquels  le  bien  meme  de  Petat  repose* 

Ces  principes  seront  la  base  des  jugemens  da  conseil,  m&ne 
dans  les  affaires  que  nous  avons  trouv£es  pendantes  au  tribunal 
de  cassation. 

D'autre  part,  j'ai  deja  observe  qu'independamment  de  tout 
texte  positif,  1'infraction  manifeste  de  la  loi  naturelle  pouvait 
autoriser,  dans  les  m£mes  affaires,  la  reformation  des  sentences 
rendues  par  les  tribuoaux  d'appel. 

II  semble  done  qu'il  ne  resterait  plus  qu'a  conclure  que,  rien 
n'etant  fini  avant  que  le  conseil  des  prises  ait  prononce,  il  fku- 
drait  souraettre  tous  ceux  en  faveur  de  qui  la  main-levee  a  ete 
ordonee  a  one  nouvelle  consignation  ou  au  cautionnement :  car, 
avant  que  tout,soit  t ermine  par  un  jugement  absolument  irre- 
vocable, le  gage  de  toutes  les  parties  interessees  doit,  d'apres 
les  lois  de  la  ma  tie  re,  demeurer  en  sdrete. 

Une  loi  du  4  prairial,  an  6,  relative  a  la  question  que  j 'exa- 
mine, portait :  qu'aucun  neutre  ou  soi*disant  tel,  ne  pouvait  y  em 
matiere  de  prises  mart  times,  mettre  a  execution  aucun  jugememt 
iefinitify  et  qu'il  ne  lui  serait  aecorde  aucune  main-levee,  a  uurisu 
qu'il  n'eut  fourni  au  prealable  bonne  et  valable  caution,  dans  U 
cas  ou  les  armateurs  se  seroient  pourvus  en  cassation,  ou  sermUsU 
encore  dans  le  delai  utile  pour  se  pourvoir. 

Mais  on  voit,  par  cette  loi,  que  la  mesure  du  cautionnement 
on  du  refus  de  toute  main-levee,  n'avait  ete  prise  qo'en  faveur 


APPENDIX.  8# 

des  annateurs  Francais,  et  qu'elle  ne  grevait  que  lea  stranger 
qui  gagnaient  leur  cause  dans  les  tribunaux  d'appel  j  lea  arfta*- 
teura  Francois  obteoaient  pleine  main-levee,,  sans  etre  aoomia  i 
un  cautionnement  loraque  lea  jugemens  dea  tribunaux  d'appel 
leur  etaient  favorables. 

Le  directoire,  en  provoquant  la  lot  dont  il  s'agit,  avait  recon- 
nu  da  pa  son  message  que,  dc  droit  commun,  l'execution  dea 
jugemens  rendus  par  les  tribunaux  d'appel,  ne  peut  titre  aua- 
pendue.  Mais  il  pensait  qu'il  fallait  faire  exception  a  ce  pria- 
cipe  general,  contre  lea  strangers  dont  la  disparution  pouvait 
rend  re  inutile  l'action  en  nullity  que  des  armateurs  Franc,aia 
pouvaient  £tre  obliges  de  porter  au  tribunal  de  cassation. 

Je  n'ai  point  a  examiner  si  ce  motif  etait  ou  n'etait  pas  rai- 
sonnable.  Mais  je  ne  dois  pas  perdre  de  vue  qu'en  force  dea 
lois  existantes,  les  armateurs  Francais  obtenaient,  apres  un  judge- 
ment du  tribunal  d'appel  qui  leur  avait  donne  gain  de  cause, 
la  main-levee  qui,  dana  le  m£me  caa,  etait  refusle  aux  etrangers. 
Une  mesure  qui,  dana  lea  cicconstances  obligerait  lea  armateurs 
Francois  a  d^ poser  de  nouveau  le  produit  des  ventea,  ou  a  four* 
nir  caution,  serait  evidemment  retroactive  ;  et  tout  effet  retro* 
actif  est  rlprouve*  par  la  justice. 

Mais  si,  par  quelquea  considerations  particulierea,  des  arma- 
Feurs  francais  n'ont  pojnt  obtenu  la  main-levee,  quoiqu'ils  aieni 
gagne*  leur  cause  par  un  des  jugemens  que  Ton  regardait 
comme  definitifs,  il  est  Equitable  que  cet  etat  de  choses  ne  soit 
pas  change  jusqu'apres  le  jugement  du  conseil  des  prises,  saisi 
de  toutes  les  affaires  pendantes  au  tribunal  de  cassation.  Car 
dans  ce  caa,  il  ne  a'agit  pas  d'inquieter  ceux  qui  tiennent,  maia 
feulement  de  ne  pas  inveatir  ceux  qui  ne  tiennent  point  en- 
core. Or,  comme  il  est  plus  favorable  de  auspendre  une 
main-levee,  que  de  la  faire  retracter,  quand  elle  a  ete  consom- 
mee,  il  n'y  aurait  pas  de  raison,  depuis  la  nouvelle  legislation 
aur  lea  prises,  de  faire  cesser  un  etat  ■provisiore  qui  est  utile  a 
tous,  qui  a  ete  continue  jusqu'a  ce  moment,  et  auquel  les  re- 
glemens  nouveaux,  a  quelquea  exceptions  pres,  ne  iixent  d'au- 
tre  terme  qu'une  decision  du  conseil  etabli  pour  remplacer, 
dana  la  raatiere  dea  prises,  tous  lea  tribunaux. 


$6  APPENDIX. 

On  aooonce  des  jugemens  rendus  par  les  tribonaax  ordi- 
nalres,  soft  de  premiere  instance  on  d'appel,  depuis  la  publi- 
cation de  la  loi  qui  les  depouille  tous.  Je  n'ai  pas  des  instruc- 
tions assez  precises  sur  I'existence  de  ces  jugemens,  et  sur  les 
circoostances  dans  lesquelles  ils  sont  intervenus,  pour  poavoir 
en  faire  l'objet  de  mes  conclusions ;  mais  je  pense  que  de  tels 
jugemens,  s'ils  existent,  sont  incompltens  et  nuls,  comme  en 
fraude  de  la  loi,  et  par  des  juges  sans  pouyoirs.et  sans  carac- 
tere.  Aucune  main-levee  n'a  pu  valablement  £tre  accordee  a 
la  suite  de  ces  jugemens,  et  les  parties  sont  incootestablement 
autorUees  a  faire  reparer  le  dommage  qui  pourrait  en  resalter. 

Quant  aux  affaires  qui  peuveot  avoir  6t&  terminees  dam  les 
tribunaux  d'appel,  avant  la  lot.  qui  les  dlpouille,  on  doit  distin- 
guer  celles  oil  les  parties  sont  encore  dans  le  delai  du  recoora 
en  cassation,  d'avec  celles  oil  les  parties  ont  laissl  passer  ce 
d£lai,  et  ont  exlcutd  les  jugemens  sans  se  plaindre.  Daas  les 
affaires  de  cette  seconde  espece,  tout  est  consomme*  et  toot  dolt 
l'€tre,  puis  que  les  parties  ont  accldl  a  I'autorite*  de  la  chose 
jugle.  Dans  les  premieres,  au  contraire,  les  parties  peuveat 
porter  au  conseil  des  prises,  le  recours  qu'elles  auraieat  pa 
porter  au  tribunal  de  cassation.  Ce  recours  ne  saurait  etre 
regards  comme  une  surcharge,  puisqu'il  £tait  dans  le  todu  des 
lois,  sous  lesquelles  la  contestation  £tait  n£e,  et  dans  la  preset* 
ence  des  parties  qui  agissaient  sous  1'lgide  de  ces  lots.  Ce 
n'est  point  une  innovation,  mais  l'exlcution  d'un  droit  acquis  a 
tous  ceux  qui  ont  £t£  dans  le  cas  de  plaider  devant  les  joges 
ordinaires ;  or,  comme  les  jugemens  rendus  par  les  tribunaax 
d'appel  ne  pouvaieot  6tre  suspendus  dans  leur  execution,  si  la 
main-levee  a  deja  lt£  rlalisle  a  la  suite  de  ces  jugemens,  ea 
laissera  les  choses  en  l'&at  oil  elles  se  trouvent  sans  rien  k 
ver  non  plus  dans  les  causes  oil  les  jugemens  en  dernier 
sort  n'auront  encore  regu  aucune  execution,  et  oil  les  parties 
sont  consequemment  assez  heoreuses  pour  voir  continaer  ks 
precautions  conservatrices  de  leur  gage. 

Je  ne  crois  pas  avoir  besoin  de  parler  des  contestations  bob 
jugles  par  les  tribunaux  d'appel,  on  dont  1'instruction  est  peat- 
etre  encore  pendante  devant  les  tribunaux  de  premiere  instance. 


APPENDIX.  71 

Ces  contestations  sont  portles  de  droit  an  conseil  des  prises* 
et  il  est  incontestable  qu'avant  le  jugementqui  lee  terminera,. 
on  ne  pent  delivrer  a  aucune  des  parties  les  effete  ou  les  mar*, 
cbandises  qui  sont  l'objet  du  litige.  Toot  juge,  tout  agent,, 
tout  administrateur  qui  mlconnaftrait  ce  qui  est  present  par 
les  reglemens,  nSpondrait,  en  son  propre  et  priv6  nom,  det 
dommages  et  int£r£ts  auxqels  il  aurait  donnl  lieu  par  sa  con* 
duite. 

On  voit,  par  les  details  dans  lesqnels  je  sois  entre*,  qu'ind&- 
pendamment  du  dlfaut  de  pouvoir  ou  de  quality  suffisante  dans 
la  personne  du  commissaire  Danois,  pour  intenter  des  actions 
et  former  des  demandes,  proprement  dites,  dans  des  contesta* 
tions  qui  lui  sont  individuelleraent  Itningeres,  il  serait  impossi- 
ble de  faire  droit  a  sa  reclamation,  et  sur-toot  d'y  faire  droit 
par  forme  de  mesure  glnlrale,  sans  s'exposer  &  commettre  une 
Ibule  d'iojuatices,  en  confondant  des  hypotheses  qui  sont  dans  le 
cas  d'itre  distingules,  et  en  assignant  un  sort  common  a  des 
parties  qui  sont  dans  des  situations  difflrentes. 

Le  commissaire  Danois  pent  recottimander  et  instruire.  II 
pent,  par  le  devoir  de  sa  place,  proteger  indlfiniment  les  ne*- 
gocians  de  sa  nation.  Mais  pour  pouvoir  agir  plus  particu- 
lierement  dans  les  contestations  pendantes,  il  aurait  besoin  d'un 
pouvoir  special  de  la  partie  ou  des  parties  au  nom  desquelles  il 
agirait 

•  Le  procureur  fondl  de  plusieurs  parties,  doit  agir,  slpare- 
ment  dans  cheque  cause,  pour  l'int£r6t  de  chaque  client,  et  ne 
pas  cumuler,  par  des  demandes  t*  globo,  des  int£r£ts  divers  qui  ne 
se  ressemblent  souvent  pas,  et  qui  exigent  cbacun  un  examen 
separ£  et  une  prononciation  distincte. 

Comme  chaque  cause  doit  6tre  instruite  et  jug€e  separement, 
e'est  aux  parties  et  a  leurs  dlfenseurs,  a  faire,  dans  chaque 
eause,  tons  les  actes  necessaires  &  I'instroction  et  au  juge- 
ment. 

J^ai  peortant  cm  qu'il  e*tait  essentiel  de  rappeler  les  maximes 
qui  veillent,  pendant  le  litige,  k  la  stirete*  des  effets  titigieux : 
maximes  aussi  anciennes  que  la  matiere  des  prises,  maximes 
vraies  sous  tons  les  regimes  et  dans  tons  les  terns. 


72  APPENDIX. 

Dans  ces  ciramsttnces,  je  conclos  a  ce  qo'il  toit  3it  n'y  anxr 
lien  de  prononcer  sor  la  demande  da  commissure  general  del 
relations  commerciales  da  Danemark,  sanf  a  lui  de  foarnir  at 
commissure  da  goavernement  pres  le  conseil,  telles  notes  ot 
tele  memoires  qa'il  jagera  utiles  a  PintlrGt  des  nlgocians  de  si 
nation,  et  sauf  aux  parties  oo  a  lews  deftnseun  qui  jutti/ierod 
de  Uur$  droits  et  de  hurt  pouvoirs,  d'intenter  telles  actiona,  el 
de  former,  dans  les  affaires  lea  concernant,  telles  demande* 
qu'elle*  aviseroot ;  et  neanmoins,  pour  pre*venir  les  dangen 
oa  les  abus  contre  lesquels  on  paralt  vouloir  £tre  raasaitf,  je 
requiers,  en  mon  nom  (poor  l'interet  do  gou  verne meat  et  poor 
celai  des  annateors  oo  negocians  Frao9ais  et  Grangers,  dontles 
proprie'te's  et  les  gages  doiveot  itre  garantis  par  la  foi  pubuqoe,) 
qa'il  soit  dlcide*  qoe  dans  les  contestations  ante*rieores  au  4  u- 
▼6se,  et  dans  celles  posterieores  a  cette  Ipoqne,  qui  n'ont  pout 
encore  e*te*  jugees  dlfioitirement,  oo  dont  les  jogemeDS  d&si- 
tifi,  maissoomis  ao  recoors  en  cassation,  n'ont  point  encored 
executes,  aocone  rente,  aocone  main-levee,  aocone  d&haijs 
de  cautionnement,  ne  poissent  £tre  accordees,  aotremeot  que 
dans  les  cas  marques  par  rarr&e*  des  consols  do  6  germinal  der- 
nier, et  par  les  reglemens  aoxqoels  cet  arrSte'  ne  deroge  psi. 
Delibtfrf  a  Paris,  le  5  prairial,  an  8. 

Sign£f  Ponmis. 

Le  conseil,  apres  en  avoir  delibeYtf,  decide  n'y  avoir  lieode 
prononcer  sor  la  demande  do  commissaire-ge'oe'ral  des  relation 
commerciales  da  Danemark,  sauf  i  loi  de  foornir  an  comma- 
saire  do  gourernement  pres  le  conseil,  telles  notes  oo  tela  n* 
moires  qu'il  jugera  utiles  a  riote*r€t  des  negocians  de  sa  naaos, 
et  sauf  aux  parties  oo  a  leors  dlfenseurs  qui  jusufiertat  de 
leurs  droits  et  de  leurs  pouvoirs,  d'intenter  telles  actions,  e* 
de  former  dans  les  affaires,  les  concernant,  telles  demand* 
qu'elles  ayiseront ;  et  sor  les  fins  prises  d'office  par  le  cop* 
missaire  do  goovernement,  decide  qoe  dans  les  contestation 
ante>ieures  ao  4  niv6se,  et  dans  celles  posteneores  acetto 
Ipoqoe,  qui  n'ont  point  encore  £t£  jugees  demSitiremeot,  <* 
dont  les  jogemens  dlfinitifs,  mats  soomis  ao  recours  en  cas* 
tion,  n'ont  point  encore  6t£  executes,  aocone  rente,  aocu* 


J 


APPENDIX.  73 

main-levle,  aucune  decharge  de  cautionnement  ne  pourront 
£tre  accordles  aqtrement  que  dans  lea  cas  marques  par  Parrftg 
des  consuls,  da  6  germinal  dernier,  et  par  lea  reglemena  aax- 
quels  cet  arr£tl  ne  dlroge  pas. 

Fait  a  Paris,  le  3  prairial  an  8,  maison  de  POratoire,  Men  dea  ' 
stances  du  conseil.    Pr&ens  les  citoyens  Redon,  president ; 

NlOU,  LlCOSTE,  MoREAU,  M0KTIGNY-M0HTPLAI8IR,   BAABRlTBa, 

Dufaut,  Parceval-Grahdmaison  et  TouRNACHOir,  membres  du 
conseil. 

En  foi  de  quoi,  la  pr&ente  decision  a  €i€  signle  par  le  pre- 
sident. 

Sign£>  Redon,  prisident. 

Par  le  conseil, 

Le  secrita%re*geniral ;  rigni,  Calvelet. 


Vol.  VI.  K 


INDEX 


TO 


THE  PRINCIPAL  MATTERS 


IN  THIS  VOLUME. 


ADMIRALTY. 

1.  A  question  of  fact,  under  the 
46th  section  of  the  Collection 
Law  of  the  2d  of  March,  1799, 
c.  128.  exempting  from  duty 
the  wearing  apparel,  and  other 
personal  baggage,  of  persons 
arriving  in  the  United  States. 
77k  Robert  Edwards,  1 87 

2.  Where  the  res  festa,  in  a  reve- 
nue cause,  are  incapable  of  ex- 
planation consistently  with  the 
innocence  of  the  party,  con- 
demnation follows,  although 
there  be  no  positive  testimony 
of  the  offence  having  been  com- 
mitted, ib. 

3.  Although  a  mere  intention  to 
evade  the  payment  of  duties  be 
not,  per  *e,  a  cause  of  forfeiture, 
yet  when  a  question  arises, 
whether  an  act  has  been  com- 
mitted which  draws  after  it  that 
consequence,    such     intention 


will  justify  the  Court  in  not 
putting  on  the  conduct  of  the 
party,  in  respect  to  the  act  in 
question,  an  interpretation  as 
favourable  as  under  other  cir- 
cumstances it  would  be  disposed 
to  do.     Ib.  191 

4?  1°  &H  proceedings  in  rem,  on  an 
appeal,  the  property  follows  the 
cause  into  the  Circuit  Court, 
and  is  subject  to  the  disposition 
of  that  Court  But  it  does  not 
follow  the  cause  into  the  Su- 
preme Court,  on  an  appeal  to 
that  Court.     The  Collector,  194 

5.  After  an  appeal  from  the  Dis- 
trict to  the  Circuit  Court,  the 
former  Court  can  make  no  or- 
der respecting  the  property, 
whether  it  has  been  sold,  and 
the  proceeds  paid  into  Court, 
or  whether  it  remains  specifi- 
cally, or  its  proceeds  remain,  in 
the  hands  of  the  Marshal,      ib. 

6.  It  is  a  great  irregularity  for  the 
Marshal  to  keep  the  property, 
or  the  proceeds  thereof,  in  ms 


76 


INDEX 


own  bands,  or  to  distribute  the 
same  Among  the  parties  entitled, 
without  a  special  order  from  the 
Court ;  but  such  an  irregulari- 
ty may  be  cured  by  the  assent 
and  ratification  of  all  the  parties 
interested,  if  there  be  bo  mala 
fide*.     JJte  Collector,  194 

7«  Under  the  67th  section  of  the 
Collection  Act  of  the  2d  of 
March,  1799,  c.  128.  where 
goods  were  entered  by  an  agent 
of  the  owner  on  his  behalf,  and 
the  entry  included  only  a  part 
of  the  goods  which  the  packages 
contained,  and  the  owner  sub- 
sequently made  a  further,  or 
post  entry  of  the  residue  of  the 
goods ;  and  the  packages  being 
opened  several  days  afterwards 
and  examined  by  the  Collector 
in  the  presence  of  two  mer- 
chants, and  their  contents  found 
to  agree  with  the  two  entries 
taken  together,  but  to  differ 
materially  from  the  first  entry  ; 
held,  that  the  Collector  was  not 
precluded  from  making  a  seizure 
of  the  goods  after  the  seoond 
entry,  tor  a  variance  between 
the  contents  of  the  packages  and 
the  first  entry,  and  that  such 
seizure  must  be  followed  by 
confiscation,  unless  it  should 
appear  that  such  difference  pro- 
ceeded from  accident  and  mis- 
take, and  not  from  an  intention 
to  defraud  the  revenue.  The 
United  State*  v.  Six  Package*  of 
Good*,  620 

&e  Practice,  4. 

Pmzfc. 

AGENT  AND  PRINCIPAL. 

H.  and  others,  merchants  in  Balti- 
more, consigned  a  vessel  and 


cargo  to  W.  and  others,  i 
chants  in  Amsterdam,  with  in- 
structions to  them  respecting 
her  ulterior  destination,  which 
showed,  that  on  the  failure  of 
getting  a  freight  to  Batavia,  or 
of  setting  the  vessel  at  a  price 
limited,  she  was  to  proceed  to 
St  Petersburg,  and  there  take 
in  a  return  cargo  of  Russia 
goods  for  the  United  States,  bat 
with  instructions  to  the  master 
committing  to  him  the  manage- 
ment of  the  ulterior  voyage. 
No  freight  to  Batavia  could  be 
obtained,  and  the  vessel  coo  id 
not  be  sold  for  the  price  limit- 
ed at  Amsterdam ;  and  W.  and 
others,  purchased  in  Amsterdam^ 
with  the  concurrence  of  the 
master,  a  return  cargo  of  Rus- 
sian goods,  partly  with  the  mo- 
ney of  H.  and  others,  and  partly 
with  money  advanced  by  them- 
selves. On  the  return  of  the 
vessel  to  Baltimore,  H.  and 
dthers  objected  to  the  purchase 
of  this  cargo  in  Amsterdam,  as 
being  contrary  to  express  or- 
ders, add  gave  notice  to  W.  and 
others,  of  their  determination 
to  hold  them  responsible  for  afl 
losses  sustained  in  consequence 
of  this  breach  of  instructions  \ 
but  received  the  goods  and  sold 
them.  W.  and  others  brought 
an  assumpsit  against  H.  and 
others,  to  recover  from  them 
the  moneys  advanced.  The  de- 
claration contained  the  three 
usual  money  counts.  Held,  IsL 
That  the  plaintiffs  had  a  demand 
in  law  against  the  defendants, 
which  could  be  maintained  in 
this  form  of  action.  2dly.  That 
whether  the  plaintiffe  could,  or 
could  not,  be  made  responsible  in 
any  form  of  action  which  might 
be  devised  for  the  possible  loss 


I  N  D  E  X 


77- 


resulting  from  the  breaking  up 
of  tbe  intended  voyage  to  St. 
Petersburg!),  the  defendants 
were  not  entitled  to  a  deduction 
from  the  plaintiffs9  demand,  for 
the  amount  of  such  loss.  Wil- 
links  v.  Hollingsworth,  240.  251 

B 


BANKRUPT. 

See  Constitutional  Law,  2.     Lo- 
cal Law,  5,  6. 

BILLS    OF    EXCHANGE    AND 
PROMISSORY  NOTES. 

1 .  Where  the  second  day  of  grace 
falls  on  Saturday,  it  is  the  last 
day  of  grace  ;  and  notice  of  non- 
payment given  to  the  drawer  of 
a  bill  on  that  day,  after  a  de- 
mand upon  the  acceptor  on  the 
same  day,  is  sufficient  to  charge 
the  drawer. '  Bustard  v.  Lever- 
ing,  102 

2.  Notice  to  the  drawer,  by  putting 
the  same  into  the  post-office, 
where  the  persons  live  in  diffe- 
rent places,  is  good.  ib. 

3.  After  demand  of  the  maker  of  a 
note,  on  the  third  day  of  grace, 
notice  to  the  endorser  on  the 
same  day,  is  sufficient  by  the 
general  law  merchant.  Linden* 
berger  v.  Beall,  104 

4.  Evidence  of  a  letter,  containing 
notice,  having  been  put  into  the 
post-office,  directed  to  the  en- 
dorser, at  his  place  of  residence, 
is  sufficient  proof  of  the  notice 
to  be  left  to  the  jury,  and  it  is 
unnecessary  to  give  notice  to 
the  defendant  to  produce  the 
letter  before  such  evidence  can 
be  admitted.  ib. 


5.  No  protest  of  a  promissory  note, 
or  inland  bill   of  exchange,  is  , 
necessary.      Young   v.   Bryan, 

146 

6.  A  protest  of  an  inland  bill  pr 
promissory  note  is  not  necessa- 
ry, nor  is  it  evidence  of  the 
facts  stated  in  it.  The  Union 
Qank  v.  Hyde,  572 

7.  The  following  undertaking  of 
the  endorser  of  a  promissory 
note,  "  1  do  request  that  here- 
after any  notes  that  may  fall  due 
in  the  Union  Bank,  in  which  I 
am,  or  may  be  endorser,  shall 
not  be  protested,  as  I  will  con- 
sider myself  bound  in  the  same 
manner  as  if  the  said  notes  had 
been  or  should  be  legally  pro- 
tested," held  to  be  ambiguous 
as  to  whether  it  amounted  to  a 
waiver  of  demand  and  notice ; 
and  parol  proof  admitted  to 
show  that  it  was  the  understand- 
ing  of  the  parties,  that  the  de- 
mand and  notice  required  by 
law  to  charge  the  endorser, 
should  be  dispensed  with.      ib. 


CHANCERY. 

1.  There  is  no  difference  in' re- 
spect to  the  conclusiveness  of  a 
judgment  at  law  and  of  a  decree 
in  Chancery.  Both  are  conclu- 
sive as  to  the  facts  directly  in 
controversy.     Hopkins  v.  Lee, 

109.  113 

2.  A  decrae  cannot  be  pronounced, 

on  the  testimony  of  a  single 
witness,  unaccompanied  by  cor- 
roborating circumstances,  against 
a  positive  denial,  by  the  defend- 
ant, of  any  matter  directly 
charged  by  the  bill,  in  the  de- 


78 


INDEX 


fendant's  answer,  or  answer  in 
support  of  his  plea.  Hughes  v. 
Blake,  453 

3.  A  replication  to  a  plea  is  an  ad* 
mission  of  the  sufficiency  of  the 
plea,  as  much  a3  if  it  had  been 
set  down  for  argument,  and  al- 
lowed ;  and  all  that  the  defend- 
ant has  to  do,  is  to  prove  it  in 
point  of  fact,  and  a  dismission  of 
the  bill  on  the  hearing  is  then  a 
matter  of  course.  ib. 

4.  Under  what  circumstances  a 
plea  of  a  former  judgment  at 
law,  for  the  same  cause  of  ac- 
tion, is  a  good  bar  in  equity,  ib. 

5.  To  establish  the  existence  of  a 
trust,  the  onus  probandi  lies  on 
the  party  who  alleges  it.  Pre* 
vost  v.  Gratz,  481 

6.  In  general,  length  of  time  is  no 
l>ar  to  a  trust  clearly  establish- 
ed to  have  once  existed  ;  and 
where  fraud  is  imputed  and  pro- 
ved, length  of  time  ought  not  to 
exclude  relief.     Ib.  497 

7.  But  as  length  of  time  necessarily 
obscures  all  human  evidence, 
and  deprives  parties  of  the 
means  of  ascertaining  the  nature 
of  the  original  transactions,  it 
operates,  by  way  of  presump- 
tion, in  favour  of  innocence, 
and  against  imputation  of  fraud. 

ib. 

8.  The  lapse  of  forty  years,  and 
the  death  of  all  the  original 
parties,  deemed  sufficient  to 
presume  the  discharge  and  ex- 
tinguishment of  a  trust,  proved 
once  to  have  existed  by  strong 
circumstances;  by  analogy  to 
the  rule  of  law,  which  after  a 
lapse  of  time  presumes  the  pay- 
ment of  a  debt,  surrender  of  a 
deed,  and  extinguishment  of  a 
trust,  where  circumstances  re- 
quire it.  ib. 


9.  The  general  rule  is,  that  time  is 
not  of  the  essence  of  a  contract 
of  sale  ;  and  a  failure  on  die 
part  of  the  purchaser,  or  ven- 
dor, to  perform  his  contract,  <n 
the  stipulated  day,  does  not,  of 
itself,  deprive  him  of  his  right 
to  a  specific  performance,  when 
he  is  able  to  comply  with  hs 
part  of  the  engagement  Bn- 
shier  v.  Grate,  528 

10.  But  circumstances  may  be » 
changed,  that  the  object  of  the 
party  can  no  longer  be  accom- 
plished, and  he  cannot  be  pla- 
ced in  the  same  situatioo  as  if 
the  contract  had  been  perform- 
ed  in  due  time.  Io  such  a  case, 
a  Court  of  equity  will  learethe 
parties  to  their  remedy  at  bw. 

i 

11.  Part  performance  will,  noSer 
some  circumstances,  indoce  the 
Court  to  relieve.  & 

12.  But  where  a  considerable  length 
of  time  has  elapsed,  where  the 
party  demanding  a  specific  per- 
formance has  failed  to  perform 
his  part  of  the  contract,  and  the 
demand  is  made  after  a  great 
change  in  the  title  and  the  value 
of  the  land,  and  there  is  a  wat 
of  reciprocity  io  the  obligation* 
of  the  respective  parties,  i 
Court  of  equity  will  not  inter- 
fere. * 

13.  Who  are  necessary  parties  in 
equity.     Kerr  v.  Watts,     •* 

14.  Application  of  the  law  of  set-df 
and  lien  in  equity,  under  pecfr 
liar  circumstances.  Leak  *• 
The  Marine  Insurance  Gwyffji 

665 

COLLECTOR. 
See  Embargo. 


INDEX. 


79 


CONSTRUCTION  OF  STA- 
TUTE. 

1.  Where,  in  a  contract  with  the 
Secretary  of  War,  for  supplying 
the  troops  of  the  United  States 
with  provisions,  specific  prices 
are  stipulated  for  rations  issued 
at  certain  places  mentioned  in 
the  contract ;  and  it  is  further 
provided,  that  "  should  any  ra- 
tions be  required  at  any  places 
not  specified  in  this  contract, 
the  price  of  the  same  shall  be 
hereafter  agreed  on  betwixt  the 
public  and  the  contractor ;"  if 
the  parties  cannot  agree  upon 
the  price  for  the  rations  thus 
required,  a  reasonable  compen- 
sation is  to  be  allowed,  and  is 
to  be  proved  by  competent  evi- 
dence, and  settled  by  a  jury  ; 
and  the  contractor,  upon  the 
trial,  is  at  liberty  to  show,  that 
the  sum  allowed  by  the  Secre- 
tary at  War  is  not  a  reasonable 
compensation.  United  States  v. 
Wilkins,  135 

2.  Under  the  3d  and  4th  sections 
of  the  act  of  the  3d  of  March, 
1797,  c.  74  the  defendant  ia 
entitled,  at  the  trial,  to  the  full 
benefit  of  any  credit  in  his  fa- 
vour, whether  arising  out  of  the 

Particular  transaction  for  which 
e  was  sued,  or  out  of  distinct 
and  independent  transactions, 
which  would  constitute  a  legal 
or  equitable  set-off,  in  whole  or 
in  part,  of  the  debt  sued  for  by 
the  United  States.  ib. 

See  Admiralty,  1,  2,  3.  7. 

Embargo. 

CONSULS. 

See  Prize,  12,  13.  24,  25. 


CONTRACT. 

See  Agent  and  Principal. 
Chancery,  9,  10,  11,  12. 
Sale. 
CONSTITUTIONAL  LAW. 

1.  The  record  of  a  judgment  in 
one  State,  is  conclusive  evi- 
dence in  another,  although  it 
appears  that  the  suit,  in  which 
it  was  rendered,  was  commen- 
ced by  an  attachment  of  pro- 
perty, the  defendant  having  af- 
terwards appeared  and  taken 
defence.     Mayhem  v.  Thatcher \ 

129 

2.  An  act  of  a  State  Legislature 
which  discharges  a  debtor  from 
all  liability  for  debts  contracted 
previous  to  his  discharge,  on  his 
surrendering  his  property  for 
the  benefit  of  his  creditors,  is  a 
law  impairing  the  obligation  of 
contracts  within  the  meaning  of 
the  constitution  of  the  United 
States,  so  far  as  it  attempts  to 
discharge  the  contract :  and  it 
makes  no  difference  in  such  a 
case,  that  the  suit  was  brought 
in  a  State  Court  of  the  State,  of 
which  both  the  parties  were  ci- 
tizens, where  the  contract  was 
made,  and  the  discharge  ob- 
tained, and  where  they  conti- 
nued to  reside  until  the  suit  was 
brought.  Farmers  and  Mecha- 
nics' Bank  v.  Smith,  131 

3.  To  an  action  of  trespass  against 
the  Sergeant  at  Arms  of  the 
House  of  Representatives  of 
.  the  United  States,  for  an  assault 
and  battery  and  false  imprison- 
ment, it  is  a  legal  justification 
and  bar,  to  plead,  that  a  Con- 
gress was  held  and  sitting,  du- 


80 


INDEX. 


ring  the  period  of  the  trespasses 
complained  of,  and  that  the 
House  of  Representatives  had 
resolved  that  the  plaintiff  had 
been  guilty  of  a  breach  of  the 
privileges  of  the  House,  and  of 
a  high  contempt  of  the  dignity 
and  authority  of  the  same  ;  and 
bad  ordered  that  the  Speaker 
should  issue  his  warrant  to  the 
Sergeant  at  Arms,  commanding 
him  to  take  the  plaintiff  into 
custody,  wherever  to  be  found, 
and  to  have  him  before  the  said 
House,  to  answer  to  the  said 
charge  ;  and  that  the  Speaker 
did  accordingly  issue  -such  a 
warrant,  reciting  the  said  reso- 
lution and  order,  and  command- 
ing the  Sergeant  at  Arms  to  take 
the  plaintiff  into  custody,  &c« 
and  delivered  the  said  warrant 
to  the  defendant :  By  virtue  of 
which  warrant  the  defendant  ar- 
rested the  plaintiff,  and  con- 
veyed him  to  the  bar  of  the 
House,  where  he  was  heard  in 
his  defence,  touching  the  matter 
of  the  said  charge,  and  the  exa-  5. 
mination  being  adjourned  from 
day  to  day,  and  the  House  hav- 
ing ordered  the  plaintiff  to  be 
detained  in  custody,  he  was  ac- 
cordingly detained  by  the  de-  6. 
fendant,  until  he  was  finally  ad- 
judged to  be  guilty,  and  convict- 
ed of  the  charge  aforesaid,  and 
ordered  to  be  forthwith  brought 
to  the  bar,  and  reprimanded  by 
the  Speaker,  and  then  dischar- 
ged from  custody  ;  and  after  be- 
ing' thus  reprimanded,  was  ac- 
tually discharged  from  the  ar- 
rest and  custody  aforesaid.  An- 
derson v.  Dunn,  204 
4.  This  Court  has,  constitutionally, 
appellate  jurisdiction  under  the 
judiciary  act  of  1789,  c.  20.  s. 
26.  from  the  final  judgment  or*  7. 


decree  of  the  highest  Court  of 
law  or  equity  of  a  State,  baring 
jurisdiction  of  the  subject  mat- 
ter of  the  suit,  where  is  draws 
in  question  the   validity    oi  a 
treaty,  or  statute  of,  or   an  au- 
thority  exercised    under,    the 
United  States,  and  the   decision 
is    against   their   validity ;    or 
where  is  drawn  in  question  the 
validity  of  a  statute  of,  or  m 
authority  exercised  under  any 
State,  on  the  ground   of  their 
being  repugnant  to  the  consti- 
tution, treaties,  or  laws  of  the 
United  States,  and  the  decision 
is  in  favour  of  sucb\  their  vali- 
dity ;  or  of  the  constitution,  or 
of  a  treaty,  or  statute  of,  or  con- 
mission  held  under  the  United 
States,  and  the  decision  is  a- 
gainst  the  title,  right,  privilege, 
or  exemption,  specially  set  up 
or  claimed,  by  either  party,  un- 
der such  clause  of  the   consti- 
tution, treaty,  statute,  or  com- 
mission.     Cohens   v.    Virginia 
264.  375 
It  is  no  objection  to  the  exer- 
cise of  this  appellate  jurisdic- 
tion, that  one  of  the  parties  is  s 
State,  and  the  other  a  citizen  of 
that  State.  it. 

The  act  of  Congress  of  the  4th 
qf  May,  1812,  en  tided,  "  an  act 
further  to  amend  the  charter  of 
the  city  of  Washington,"  which 
provides,  (s.  6.)  that  the  Cor- 
poration of  the  city  shall  be  es*- 
powered  for  certain  purposes, 
and  under  certain  restrictions, 
to  authorize  the  drawing  of  lot- 
(eries,  does  not  extend  to  au- 
thorize the  Corporation  to 
force  the  sale  of  the  tickets  in 
such  lottery,  in  States  where 
such  sale  may  be  prohibited  by 
the  State  laws.  A. 

Decision  of  the  House  of  Lords 


INDEX. 


SI 


respecting  the  power  of  com- 
mitment for  contempts  in  the 
case  of  Burden  v.  Abbott,  14 
East's  Rep.  I.  Note  to  the  case 
of  Anderson  v.  Dunn,  Note  a. 
221. 
8.  Resolutions  of  the  Legislature  of 
Virginia  of  1810,  upon  the  pro- 
position from  Pennsylvania  to 
amend  the  constitution  so  as  to 
provide  an  impartial  tribunal  to 
decide  disputes  between  the 
State  and  federal  judiciaries. 
Note  to  Cohens  v.  Virginia, 
Note  a.  368 

* 

D 


DUTIES. 
See  Admiralty,  1,  2,  3.  7. 

£ 


EMBARGO. 

1.  Under  the  Embargo  Act  of  the 
25th  April,  1808,  c.  170.  [Ixvi.] 
if  a  vessel,  not  actually  arriving 
at  her  port  of  original  destina- 
tion, excites  an  honest  suspi- 
cion in  the  mind  of  the  Collec- 
tor, that  her  demand  of  a  per- 
mit to  land  the  cargo  was  mere- 
ly colourable,  this  is  not  a  ter- 
mination of  the  voyage  so  as  to 

*  preclude  the  right  of  detention. 
'  Otis  v.  Walter,  583 

9.  Under  what  circumstances  the 
Collector  has  a  right  .-to  land 
the  cargo  of  the  vessel  thus  de- 
tained, ib. 

EVIDENCE. 

1.  A  judgment    or   decree  of  a 
Vol.  VI.  L 


Court  of  competent  jurisdiction 
is  conclusive  wherever  the 
same  matter  is  again  brought  in 
controversy.  Hopkins  v.  Lee, 
109.  113 

2.  But  the  rule  does  not  apply  to 
points  which  come  only  colla- 

'  terally  under  consideration,  or 
are  only  incidentally  consider- 
ed, or  can  only  be  argumenta- 
tirely  inferred  from  the  de- 
cree, ib. 

3.  A  replication  to  a  plea  in  Chan- 
cery, is  an  admission  of  its  suffi- 
ciency » in.  point  of  equity,  and 
all  that  the  defendant  has  to  do, 
is  to  prove  it  in  point  of  fact. 
Hughes  v.  Blake,  453.  472 

4.  Effect  of  length  of  time  in  rais- 
ing a  legal  and  equitable  pre- 
sumption of  the  extinguishment 
of  a  trust,  payment  of  a  debt, 
&c.    Prevostv.  Gratz,  481.  504 

6.  A  parol  exchange  of  lands,  or 
parol  evidence,  that  a  convey- 
ance should  operate  as  an  ex- 
change, will  not  convey  any  es- 
tate or  interest  in  lands.  Clark 
v.  Graham,  577 

See  Bills  of  Excbarob  and  Pro- 
missory Notes. 


INSURANCE. 

1.  Where,  in  a  policy  of  insurance, 
a  technical  total  loss  is  asserted 
as  the  ground  of  recovery,  the* 
loss  must  be  occasioned  by  the 
immediate  operation  of  some  of 
the  perils  insured  against,  and 
•  it  is  hot  sufficient  that  the  voy- 
age be  abandoned  for  fear  of 
the  .'operation  of  the  peril. 
Smith  v.  The  Universal  he .  Co. 

176 


INDEX. 


t.  Tfce  insurers  do  not  undertake, 
that  the  Voyage  shall  he  per- 
formed without  delay,  or  that 
the  peril?  insured  against  shall 
abt  occur  ;  they  undertake  on- 
•  ly  for  losses  sustained  hy  those 
perils;  and  if  any  peril  does 
•  begin  to  act  upon  the  subject, 
yet  if  it  be  removed  before  any 
loss  takes  place,  and  the  voyage 
is  not  thereby  broken  up,  but 
is,  or  may  be,  resumed,  the  in- 
sured cannot  abandon  for  a  to- 
tal loss.  to. 
3.'  Insurance  on  munitions  of  war,  la- 
den on  board  a  neutral  vessel, 
on  a  voyage  from  New-York, 
to  and  at  a  port  or  ports,  place 
or  places,  in  the  Gulph  of  Mei- 
.  ico,  from  the  Balize  to  Cam- 
peachy,  both  inclusive,  and 
from  either  back  to  New-York, 
&c.  with  a  memorandum,  that 
the  insurers  should  be  free  from 
any  loss  arising  from  illicit  or 
prohibited  trade.  The  goods 
insured  were  prohibited  from 
being  imported  into  the  ports  of 
New  Spain,  in  possession  of  the 
Royalists,  by  the  laws  of  Old 
Spain,  but  were  permitted  to  be 
introduced  into  such  ports  as 
were  in  possession  of  the  insur- 
gents. The  vessel  and  cargo 
arrived  oflfa  place  in  possession 
of  the  patriot  General  Mina, 
and  the  master  made  an  agree- 
ment to  sell  the  cargo  to  him, 
deliverable  from  time  to  time, 
as  he  should  want  it,  at  St.  An- 
tler. But  before  the  cargo 
could  be  delivered,  the  vessel 
was  chased  off  by  Spanish  arm- 
ed ships,  and  after  making  seve- 
ral attempts  to  return,  was  com- 
J relied  to  proceed  to  the  Balize 
or  repairs;  after  which  she 
again  approached  the  coast,  but 
found  it  still  in  possession  of  the 


Royalists,  General  Mina  baring 
retired  into  the  interior.  The 
objects  of  the  voyage  beiog  tb» 
defeated,  the  vessel  returned  to 
New-York  with  the  original 
cargo  on  board  ;  and  the  insu- 
red then  abandoned  to  the  un- 
derwriters, not  having  before 
had  information  of  the  breaking 
up  of  the  voyage.  Held,  that 
the  insured  were  not  entitled  to 
recover  as  for  a  total  loss  of  tbe 
voyage.  *• 

4.  In  a  claim  for  a  technical  tool 
loss,  the  loss  of  the  voyage  most 
be  occasioned  by  #the  imme- 
diate operation  of  a  J>eril  insu- 
red against.  ib,  185 

5.  If  a  peril  begins  to  act  upon  tbe 
subject,  yet  if  it  be  remoTed be- 
fore any  loss  takes  place,  sad 
the  voyage  is  not  thereby  bro- 
ken up,  but  is  or  may  be  resu- 
med, the  insured  cannot  abo- 
don  for  a  total  Joss.  * 


JURISDICTION. 

1,  The  Circuit  Court  has  jarwfic- 
tion  of  a  suit  brought  bj  tbe 
endorsee  of  a  promissory  note, 
who  is  a  citizen  of  one  State, 
against  the  endorser,  who  is  a 
citizen  of  a  different  State,  wi- 
ther a  suit  could  be  brought  is 
that  Court  by  the  endorsee,  * 
gainst  the  maker,  or  not.  T&H 
V.  Bryan,  M* 

2.  A  division  of  the  judges  of  tbe 

Circuit  Court,  on  a  motion  fori 
new  trial,  in  a  civil  or  a  criot* 
nal  case,  is  not  such  a  division 
of  opinion  as  is  to  be  certified 
to  this  Court  for  its -decisios. 
'      under  the  6th  section  of  *e  j* 


INDEX. 


diciary  act  of  1802,  c.  291. 
[xxi.J     United  States  v.  Daniel, 

542 

3.  A  State  Court  cannot  issue  a 

mandamus  to  an  officer  of  the 

United  States.    M Clung  \.  Sil- 

liman,  598 

See  Constitutional  Law,  4,  5.  6. 
Practice,  2,  3. 


LEX  LOCI. 
See  Local  Law,  13. 

LIMITATION  OF  ACTIONS- 
See  Chancery,  5,  6,  7,  8. 

LOCAL  LAW. 

1.  The  Circuit  Court  for  the  Dis- 
rict  of  Columbia  has  authority 
to  adjourn  to  a  distant  day,  and 
the  adjourned  session  is  consi- 
dered as  the  same  term.  Me- 
chanics' Bank  of  Alexandria  v. 
Withers,  106 

2.  Where  the  regular  term  began 
on  the  3d  Monday  in  April,  and 
the  Court  continued  to  sit,  de 
die  in  ditm,  until  the  16th  of 
May,  when  it  adjourned  to  the 
4th  Monday  of  June  ;  held,  that 
a  defendant,  against  whom  an 
office  judgment  had  been  enter- 
ed on  the  16th  of  May,  had  a 
right,  under  the  laws  and  prac- 
tice of  Virginia,  to  appear  at 
the  adjourned  session,  and  have 
the  default  set  aside,  on  giving 
special  bail,  and  pleading  issua- 
ble ib. 

3.  Under  the  act  of  Assembly  of 


Virginia,  die.  defendant  may 
enter  special  bail,  and  defend 
the  suit  at  'any  time  before  the 
entering  npof  judgment  upon 
a  writ  of  inquiry  eiecuted ;  •  and 
the  appearance  of  the  'defend- 
ant, or  the  entry  of  special 
bail,  before  such  judgment,  dis- 
charges the  appearance  bail. 
Bartle  r.  Coleman,  475 

4.  If  the  defendant  does  not  ap- 
pear, or  give  special  bail,  the 
appearance  bail  may  defend  the 
rfuit,  and  is  liable  to  the  same 
judgment  as  the  defendant 
would  have  been  liable  to  ;  but 
the  defendant  cannot  appear 
and  consent  to  a  reference,  the 
report  and  judgment  on  which 
is  to  bind  the  appearance  bail 
as  well  as  himself.  Such  a 
Joint  judgment  is  erroneous, 
and  will  be  reversed  as  to 
both.  ib. 

5.  The  third  section  ef  the  act  of 
Congress,  of  March  30th,  1803, 
for  the  relief  of  insolvent  debt- 
ors in  the  District  of  Columbia, 
does  not  create  any  express  or 
implied  exception  to  the  ope- 
ration of  the  statute  of  limita- 
tions, by  making  the  insolvent 
a  trustee  for  his  creditors,  in 
respect  to  his  future  property, 
or  by  making  any  demand,  in- 
cluded in  the  schedule  of  his 
debts,  a  debt  of  record.  Bowie 
v.  Henderson,  514 

6.  The  including  of  a  demand  in 
the  schedule  of  the  insolvent's 
debts,  is  sufficient  evidence  to 
sustain  an  issue  on  a  replication 
of  a  new  promise  to  the  plea  of 
the  statute  of  limitations,  if  the 
period  of  limitation  has  not 
elapsed  after  the  date  of  the 
schedule.  ib. 

7.  The  decision  of  this  Court,  in 
Ma$$ie  v.  WatU>  6  Cranch,  148. 


fti 


INDEX. 


revised  and  confirmed.     Kerr 
t.  Watts,  660 

8.  The  role  applied  in  equity  to 
the  relief  of  bona  fide  pur- 
chasers without  notice,  is  not 
applicable  to  the  case  of  purcha- 
sers of  military  land  warrants 
under  the  laws  of  Virginia,     ib. 

9.  Such  purchasers, are  considered 
as  affected  with  notice  by  the 
record  of  the  entry,  and  also  of 
the  survey ;  and  subsequent 
purchasers  are  considered  as 
acquiring  the  interest  of  the 
person  making  the  entry  :  so 
that  purchasers  under  conflict- 
ing entries  are  considered 
as  purchasing  under  distinct 
rights,  in  which  case  the  rule, 
aa  to  innocent  purchasers,  does 
not  apply.  ib. 

10.  The  principle,  that  only  par- 
ties, or  privies,  or  purchasers 
pedente  lite,  are  bound  by  a  de- 
cree in  equity,  how  applied  to 
this  case.  ib. 

11.  The  surveys  actually  made  on 
the  military  land  warrants  of 
Virginia,  have  not  the  force  of 
judicial  acts,  or  of  acts  done  by 
the  deputations  of  officers  as 
general  agents  of  the  continen- 
tal officers.  i*6. 

12.  A  power  to  convey  lands  must 
possess  the  same  requisites,  and 
observe  the  same  solemnities, 
as  are  necessary  in  a  deed  di- 
rectly conveying  the  lands. 
Qark  v.  Graham,  677 

13.  A  title  to  lands  can  only  be  ac- 
quired and  lost  according  to  the 
laws  of  the  State  in  which  they 
are  situate.  ib. 

14  The  laws  of  Ohio  require  all 
deeds  of  land  to  be  executed 
in  the  presence  of  two  wit- 
nesses, and  a  deed  executed  in 
the  presence  of  one  witness 
only  is  void*  ib. 


16  It  is  a  universal  rule,  that  course 

and  distance  yield  to  natural  and 

.    ascertained  objects.     Preston's 

heirs  v.  Bowmar,  _       MO 

16  But  where  these  objects  are 
wanting,  and  the  course  and 
distance  cannot  be  reconciled, 
there  is  no  universal  rale  that 
obliges  us  to  prefer  the  one  to 
the  other.  t&- 

17.  Cases  may  exist  in  which  the 
one  or  the  other  may  be  prefer- 
red according  to  the  circum- 
stances, ib. 

1 8  In  a  case  of  doubtful  construction, 

the  claim  of  the  party  in  actual 
possession  ought  to  be  main- 
tained, especially  where  it  has 
been  upheld  by  the  decisions  of 
the  State  tribunals.  ib. 

19  The  power  given  to  the  Corpo- 

ration of  Georgetown,  by  the 
act  of  Maryland,  of  November, 
1797,  c.  66.  to  graduate  the 
streets  of  that  City,  is  a  con- 
tinuing power,  and  the  Corpo- 
ration may  from  time  to  time 
alter  the  graduations  so  made. 
Goszler  y  the  Corporation  ef 
Georgetown,  593 

20.  The  ordinance  of  May,  1799, 
by  which  the  Corporation  of 
Georgetown  first  exercised  the 

.  power  of  graduating  the  streets, 
is  not  in  the  nature  of  a  com- 
pact, and  may  be  altered  by  the 
Corporation.  ib. 

21.  Under  the  laws  in  relation  to 
the  Mutual  Assurance  Society 
of  Virginia,  property  offered 
for  insurance,  on  which  the 
premium  has  not  been  paid*  and 
which  is  sold  without  notice,  is 
not  liable  for  the  premium  in 
the  hands  of  the  vendee.  The 
Mutual  Assurance  Society  y.  Fax* 
on,  606 

22.  The  execution  by  a  public  offi- 
cer of  a  power  to  sell  lands  for 


INDEX. 


sa 


tbe  non-payment  of  taxes,  must 
be  in  strict  pursuance  of  the 
law  under  which  it  is  made,  or 
no  title  is  conveyed.  Thatcher 
r. Powell,  119 

23.  It  is  essential  to  the  yalidity  of 
the  sale  of  lands  for  taxes,  un- 
der the  laws  of  Tennessee,  that 
it  should  appear  on  the  record  of 
the  Court,  by  which*  the  order 
of  sale  is  made,  that  the  Sheriff 
had  returned  that  there  were 
no  goods  and  chattels  of  the  de- 
linquent proprietor,  out  of 
which  the  taxes  could  be  made. 

ib. 

24.  The  publications  which  are  re- 
quired by  law  .to  be  made,  sub- 
sequent to  the  Sheriff's  return, 
and  previous  to  the  order  of 
sale,  are  indispensable  prelimi- 
naries to  a  valid  order  of  sale.  1 6. 

25.  In  summary  proceedings,  where 
a  Court  exercises  an  extraor- 
dinary power  under  a  special 
statute,  which  prescribes  its 
course,  that  course  ought  to  be 
strictly  pursued,  and  the  facts 
which  give  jurisdiction,  ought 
to  appear  on  the  face  of  the  re- 
cord. Otherwise,  the  proceed- 
ings are  not  merely  voidable, 
but  absolutely  void,  as  being 
coram  non  judice.  ib. 

26.  In  construing  local  statutes  re- 
specting real     property,     this 
Court  is  governed  by  the  deci- . 
sions  of  the  State  tribunals,    ib. 

27.  As  by  the  laws  of  Louisiana, 
questions  of  fact  in  civil  cases 
are  triell  by  the  Court,  unless 
either  of  the  parties  demand  a  - 
jury  ;  in  an  action  of  debt  on  a 
judgment,  tbe  interest  on  the 
-original  judgment  may  be  com- 
puted, and  make  part  of  the 

*  judgment  in  Louisiana,  without 
a  writ  of  inquiry  and  the  inter- 
ventions of  a  jury.  Mayhem  v. 
Thatcher,  129 


PLEADING. 

See  Practice,  3.  5.  7,  8,  9,  10. 

PRACTICE. 

1.  An  equity  suit,  where  an  ap- 
peal has  been  taken  from  the 
Circuit  Court  to  this  Court,  b.ut 
not  prosecuted,  will  be  dismis- 
sed upon  producing  a  certifi- 
cate from  the  Court  below,  that 
the  appeal  has  been  taken  and 
not  prosecuted.  Randolph  v. 
Barbery  128 

2.  A  decree  of  the  highest  Court 
of  Equity  of  a  State,  affirming 
the  decretal  order  of  an  inferior 
Court  of  Equity  of  tbe  same 
State,  refusing  to  dissolve  an 
injunction  granted  on  the  filing 
of  che  bill,  is  not  a  final  decree 
within  the  25th  section  of  the 
judiciary  act  of  1789,  c.  20. 
from  which  an  appeal  lies  to 
this  Court.    Gibbons  v.  Ogdcn, 

448 

3.  In  order  to  maintain  a  suit  in 
the  Circuit  Court,  the  jurisdic- 
tion must  appear  on  the  record  ; 
as  if  the  suit  is  between  citi- 
zens of  different  States,  the  ci- 
tizenship of  the  respective  par- 
ties must  be  set  forth.  Sullivan 
v.  The  Fulton  Steam-Boat  Com- 
pany,  450 

4.  An  admiralty  suit,  where  an  ap- 
peal has  been  taken  from  the 
Circuit  Court  to  this  Court,  but 
not  prosecuted,  will  be  dis- 
missed, upon  producing  a  certi- 
ficate from  the  Court  below, 
that  the  appeal  has  been  taken, 
and  not  prosecuted.  The  Jon- 
quille,  452 

6.  The  defendant's  denial,  in  his 
answer  in  support  of  his  plea, 
is    conclusive,    unless  contra- 


*6 


INDEX. 


dieted  by  the"  testimony  of  more 
than  one  witness,  or  one  wit- 
ness accompanied  with  corro- 
borating circumstances.  Hughe* 
V.Blake,  463.468 

6.  In  an  equity  cause,  the  res  in  li- 
tigation may  be  sold  by  order 
of  the  Circuit  Court,  and  the 
proceeds  invested  in  stocks,  not- 
withstanding the  pendency  of 
an  appeal  to  this  Court.  Spring 
▼.  The  South  Carolina  Int.  Co. 

519 

7.  In  real  or  personal  actions,  at 
common  law,  the  death  of  par- 
ties, before  judgment,  abates 
the  suit;  and  it  requires  the 
aid  of  some  statutory  provision, 
like  that  of  the  31st  section  of 
the  Judiciary  Act  of  1789,  c. 
20.  to  enable  the  suit  to  be  pro- 
secuted by,  or  against  the  per- 
sonal representative  or  heir  of 
the  deceased,  where  the  cause 
of  action  survives.  Green  v. 
Watkins,  260 

8.  In  writs  of  error  upon  judg- 
ments already  rendered,  in  per- 
sonal actions,  if  the  plaintiff  in 
error  dies  before  assignment  of 
errors,  the  writ  abates  at  com- 
mon law  ;  but  if  after  assign- 
ment of  errors,  the  defendant 
may  join  in  error,  and  proceed 
to  get  the  judgment  affirmed,  if 
not  erroneous,  and  may  then 
revive  it  against  the  represen- 
tatives of  the  plaintiff.  to. 

*9.  But  a  writ  of  error  in  personal 
actions,  does  not  abate  by  the 
death  of  the  defendant  in  error, 
whether  it  happen  before  or 
after  errors  assigned  ;  and  the 
personal  representatives  may 
-  not  only  be  admitted  voluntarily 
to  become  parties,  but  a  scire 
facias  may  issue  to  compel 
them.  ib. 

10.  By  the  rules  of  this  Court,  if 
either   party,    in  real  or  per- 


sonal actions,  die,  pending  the 
writ  of  error,  his  representa- 
tives in  the  personalty  or  realty, 
may  voluntarily  become  pa- 
ties,  or  may  be  compelled  to  be 
come  parties,  in  the  muffler 
prescribed  by  the  rule.      £. 

PRIZE. 

1 .  Whether  the  capture  is  made  by 
a  duly  commissioned  captor,  or 
not,  is  a  question  between  the 
government  and  the  captor,  win 
with  which  the  claimant  has  no- 
thing to  do.  The  Amiattt  ba- 
bel la,  1.66 

2.  If  the  capture  be  made  by  i 
non-commissioned  captor,  the 
government  may  contest  the 
right  of  the  captor  after  a  de- 
cree of  condemnation,  aod  be- 
fore a  distribution  of  the  prize 
proceeds ;  and  the  condemn* 
tion  must  be  to  the  government 
Ib.  66 

3.  The  17th  article  of  the  Spanish 
treaty  of  1 795,  so  far  as  it  pur- 
ports to  give  any  effect  to  pat?' 
ports,  is  imperfect  and  inopera- 
tive, in  consequence  of  the 
omission  to  annex  the  form  of 
passport  to  the  treaty.    ft  ® 

4.  Quojre— Whether,  if  the  fom 
had  been  annexed,  and  the  pas- 
port  were  obtained  by  frasA 
and  upon  false  suggestions,  it 
would  have  the  conclusive  rf 
feet  attributed  to  it  by  the  trea- 
ty ?  * 

5.  Qucere— Whether  sailing  wk 
enemy's  convoy  be  a  sabsta- 
tive  cau?e  of  condemnation  !  * 

6.  By  the  Spanish  treaty  of  H* 
free  ships  make  free  good*;  W 

the  form  of  the  passport,  ty 
which  the  freedom  of  the  shj 
was  to  have  been  conclasif«y 
established,  never  having  bee» 
duly  annexed  to  the  treaty,  the 
proprietary  interest  of  th«  «ty 


INDEX. 


87 


is  to  be  proved  according  to  the 
ordinary  rules  of  the  Prize 
Court,  and  if  thus  shown  to  be 
Spanish,  will  protect  the  cargo 
•  on  board,  to  whomsoever  the 
latter  may  belong.  The  Amiable 
Isabella,  69 

7.  By  the  rules  of  the  Prize  Court, 
the  onus  proband*  of  a  neutral 
interest  rests  on  the  claimant. 
lb.  77 

8.  The  evidence  to  acquit  or  con- 
demn, must  come,  in  the  first 
instance,  from  the  ship's  papers, 
and  the  examination  of  the  cap- 
tured persons.  ib. 

9.  Where  these  are  not  satisfacto- 
ry, farther  proof  may  be  admit- 
ted, if  the  claimant  has  not  for- 
feited his  right  to  it  by  a  breach 
of  good  faith.  ib. 

18.  On  the  production  of  farther 
proof,  if  the  neutrality  of  the 
property  is  not  established  be- 
yond reasonable  doubt,  condem- 
nation follows.  ib. 

11.  The  assertion  of  a  false  claim,  in 
whole  or  in  part,  by  an  agent, 
or  in  connivance  with  the  real 
owner,  is  a  substantive  cause  of 
condemnation.  ib. 

12.  A  foreign  Consul  has  a  right  to 
claim  or  libel,  in  rem,  where 
the  rights  of  property  of  his 
fellow  subjects  are  in  question, 
without  any  special  authority 
from  those  for  whose  benefit  he 
acts.     The  Bello  Corrunes,  152. 

168 

13.  But  a  Consul  cannot  receive  ac- 
tual restitution  of  the  res  in  con- 
troversy, without  a  special  au- 
thority from  the  particular  indi- 
viduals who  are  entitled.  Ib.  169 

14.  A  citizen  of  the  United  States 
cannot  claim,  in  their  Courts, 
the  property  of  foreign  nations 
in  amity  with  the  United  States, 
captured  by  him  in  war,  where- 
soever the  capturing  vessel  may 


have    been   equipped,   or   by 
whomsoever  commissioned,    ib. 

15.  Incase  of  an  illegal  capture,  in 
violation  of  the  neutrality  of  this 
country,  the  property  of  the 
lawful  owners  cannot  be  forfeit- 
ed for  a  breach  of  its  revenue 
laws,  by  the  captors,  or  persons 
who  have  rescued  the  property 
from  their  possession.  ib. 

16.  Whatever  difficulty  there  may 
be,  under  our  municipal  insti- 
tutions, in  punishing,  as  pirates, 
citizens  of  the  United  States 
who  take  from  a  State  at  war 
with  Spain,  a  commission  to 
cruise  against  that  power,  con- 
trary to  the  1 4th  article  of  the 
Spanish  treaty,  yet  there  is  no 
doubt  that  such  acts  are  to  be 
considered  as  piratical  acts  for 
all  civil  purposes,  and  the  of- 
fending parties  cannot  appear, 
and  claim  in  our  Courts  the 
property  thus  taken.  ib. 

17.  It  teems,  that  the  terms,  "  a  State 
with  which  the  said  King  shall 
be  at  war,"  in  the  14th  article 
of  the  treaty,  include  the  South 
American  provinces  which  have 
revolted  against  Spain.  ib. 

18.  But,  however  this  may  be,  the 
Neutrality  Act  of  June,  1797, 
c.  i.  extends  the  same  prohibi- 
tion, with  all  its  consequences, 
to  a  colony  revolting,  and  ma- 
king war  against  its  parent  coun- 
try, ib. 

19.  In  the  case  of  such  an  illegal 
capture,  the  property  of  the 
lawful  owners  cannot  be  forfeit- 
ed, for  a  violation  of  the'  reve- 
nue lawa  of  this  country,  by  the 
captors,  or  by  persons  who  have 
rescued  the  property  from  their 
possession.  ib. 

20.  The  rights  of  salvage  may  be 
forfeited  by  spoliation,  smug- 
gling, or  other  gross  misconduct 
of  the  salvors.  ib. 


88 


INDEX. 


21.  Where  a  capture  is  made  of  the 
property  of  the  subjects  of  a 
nation  in  amity  with  the  United 
States,  by  a  vessel  built,  armed, 
equipped,  and  owned  in  the 
United  States,  such  capture  is 
illegal,  and  the  property,  if 
brought  within  our  territorial 
limits,  will  be  restored  to  the 
original  owners.  La  Concep- 
tion, 235.  238 

~22.  Where  a  transfer  of  the  captur- 
ing vessel  in  the  ports  of  the  bel- 
ligerent State,  under  whose  flag 
and  commission  she  sails  on  a 
cruise,  is  set  up  in  order  to  le- 

Jalize  the  capture,  the  bona 
des  of  the  sale  must  be  proved 
by  the  usual  documentary  evi- 
dence, in  a  satisfactory  manner. 

to. 

23.  This  Court  does  not  recognise 
the  existence  of  any  lawful 
Court  of  Prize  at  Galveztown, 
nor  of  any  Mexican  republic  or 
state,  with  power  to  authorize 
captures  in  war.  The  Nueva 
Anna  and  Liebre,  1 93 

24.  Citation  from  De  Steck  as  to  the 
powers  of  Consuls.  Note  to  the 
Bello  Corrunes,  Note  a.  156 

25.  Opinion  of  M  Portalis  on  the 
right  of  Consuls  to  claim  in  a 
Court  of  Prize.  Note  to  the  Bello 
Corrunes,  Note  No.  V.  Appen- 
dix, 59 

26.  Articles  of  the  Spanish  treaty  of 

1795,  referred  to  in  the  case  of 
the  Amiable  Isabella,  Appendix, 
Note  No.  I.  3 

27.  Decisions  of  the  French  Council 
of  Prizes  respecting  the  form 
and  effect  of  passports  to  neu- 
tral vessels  Note  No.  II.  to 
the  case  of  the  Amiable  Isabella, 
Appendix,  12 

28.  Articles  of  the  French,  Dutch, 
Swedish,  and  Prussian  treaties, 
referred  to  in  the  Amiable  lsa» 
bella,  Appendix,  Note  No.  III. 

23 


29.  Convention  of  1801  between 
Russia  and  Great  Britain  >  re- 
ferred to  in  the  above  case. 
Appendix,  Note  No.  IV.  §2 


S 


SALE. 

1.  In  an  action  at  law  by  the  ven- 
dee, against  the  vendor,  for  a 
breach  of  the  contract,  in  not 
delivering  the  thing  sold,  the 
proper  measure  of  damages  is 
not  the  price  stipulated  in  the 
contract,  but  the  value  at  the 
time  of  the  breach. 

2.  This  rule  applies  to  the  sale  of 
real  as  well  as  personal  proper- 
ty :  but,  Queer*,  Whether  it  is 
the  proper  measure  of  damages 
in  the  case  of  an  action  tor 
eviction  ?  Hopkins  v.  Lee,  109. 

US 

SET-OFF. 
See  Agent  ahd  Principal. 

STATUTES  OF  VIRGINIA. 
See  Local  Law,  2,  3,  4.  8. 

STATUTES  OF  MARYLAND. 
See  Local  Law,  19,  20. 

STATUTES  OF  OHIO. 
See  Local  Law,  14. 

SPECIFIC  PERFORMANCE, 
See  Chancery,  9, 10,  11, 12. 


TREATY. 

See  Prize,  3, 4, 5,  6.  16,  17.  26,  27, 

28,  29. 


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