DECEMBER 1 999
VOLUME 44
NUMBER 12
ISSN 0020-1324-RECACP
A MONTHLY SCIENCE JOURNAL
44TH YEAR— ESTABLISHED 1956
Call for Abstracts
Open Forum 2000
Deadline February 29, 2000
ORIGINAL CONTRIBUTIONS
Automated Rotational Therapy for Prevention of Respiratory
Complications during Mechanical Ventilation
Medical and Psychiatric Predictors of Airway Reactivity
Improvement in Pulmonary and Exercise Performance in
Obese Patients after Weight Loss
Performance of the MicroPlus Portable Spirometer vs the
SensorMedics Vmax22 Diagnostic Spirometer
In Vitro Testing of MDI Spacers: Measuring Respirable Dose
Output with Actuation In- or Out-of-Phase with Inhalation
SPECIAL ARTICLE
Possible Underestimation of Shunt Fraction in the
Hepatopulmonary Syndrome
ANNUAL INDEXES
^O Kf K\ -V^ (Si-
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1
•11 •
77/
Literary Awards
From The American Respiratory
Care Foundation
Allen DeVilbiss
Technology Paper Award
Best Ordinal Paper
Radiometer Award
I
Paul B Blanch RRT
Mechanical Ventilator Malfunctions: A Descriptive and
Comparative Study of 6 Common Ventilator Brands
[RespirCare 1999;44(10):1 183-1 192]
Fujlyasu Kakizaki PT, Masato Shibuya MD PhD,
Tsutomu Yamazaki PT PhD, Minehiko Yamada MD PhD,
Hajime Suzuki MD PhD, & Ikuo Homma MD PhD
Preliminary Report on the Effects of Respiratory Muscle Stretch Gymnastics
on Chest Wall Mobility in Patients with Chronic Obstructive
Pulmonary Disease
[RespirCare 1999;44(4):409-414]
James B Fink MS RRT & Rajiv Dhand MD
Awarded for their series of feature papers exploring aerosol
therapy in medicine
Bronchodilator Therapy in Mechanically Ventilated Patients
[RespirCare 1999;44{l):53-69]
Dry Powder Inhalers
[Respir Care 1 999;44(8):940-95 1 ]
Bronchodilator Resuscitation in the Emergency Department —
Part 1 of 2: Device Selection
[Respir Care 1 999;44( 1 1 ): 1 353- 1 374]
Saturation Recorded During Rubbing Motion
Masmo SET accurately tracks the desaturation and resaturatii
SNfeye the Oxiamart product misses the hypoxemic event.
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Data courtesy of Dr. Steven Barker Ph.D., M.D., Professor^nd Chairrruin,
Departmen^^f Anesthesiology, University of Arizona
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Source: Barker SJ. Shah NK. The Effects of Motion on the Performance of Pulse Oximeters
in Volunteers, >tnesr/les/otog>'1997;86(1):101-108.
la\A/ perfusion st:udy
SpOj System
OXISMART
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True Hypoxemias Missed 0% 33.3% 33.3%
Source: Barker SJ. Novak S, Morgan S. The Performance of Three Pulse Oximeters During
Low Perfusion in Volunteers, -Anesfhesiotogy f 997;87(3A):A409.
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<j99 Manimo Corporation. Maaimo, SET and % are federally registered trademarks of Masimo Corporation. N-3000. OXISMART and N-200 are trademarks of Nellcor Puritan Bennett.
DECEMBER 1999 / VOLUME 44 / NUMBER 12
FOR INFORMATION,
CONTACT:
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Services
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Respiratory Care
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Programs
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http://www.coarc.com
Grants, Scholarships, Community
Projects
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Foundation
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RE/PIRATORy
O^RE
RESPIRATORY CARE (ISSN 0020-1324. USPS 0489-
190) is published monthly by Daedalus Enterprises Inc, at
1 1030 Abies Lane. Dallas TX 75229-4593. for the Amer-
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The contents of the Journal are indexed in Hospital and
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terprises Inc, 1 1030 Abies Lane, Dallas TX 75229-4593.
Printed in the United States of America
Copyright © 1999, by Daedalus Enterprises Inc.
ORIGINAL CONTRIBUTIONS
Automated Rotational Therapy for the Prevention of Respiratory
Complications during Mechanical Ventilation
by Neil R Maclntyre and Michael Helms — Durham, North Carolina,
Richard Wunderink — Memphis Tennessee, Gregory Schmidt — Chicago Illinois,
and Steven A Sahn — Charleston, South Carolina
Medical and Psychiatric Predictors of Airway Reactivity
by Karen B Schmaling, Niloofar Afari, Scott Barnhart,
and Dedra S Buchwald — Seattle, Washington
Improvement in Pulmonary and Exercise Performance in Obese
Patients after Weight Loss
by Michael J Caretla — East Lansing, Michigan,
Susan Blonshine and C Mohan Cera — Lansing, Michigan,
Ved V Gossain and Brad Ropp — East Lansing, Michigan
Performance Comparison of the Hand-Held MicroPlus Portable
Spirometer and the SensorMedics Vmax22 Diagnostic Spirometer
by William E Caras, Michael G Winter, Thomas Dillard,
and Tammy Reasor — Tacoma, Washington
In Vitro Testing of MDI Spacers: A Technique for Measuring Respirable
Dose Output with Actuation In-Phase or Out-of-Phase with Inhalation
by Scott A Foss and Jean W Keppel — Tuscon, Arizona
1447
1452
1458
1465
1474
SPECIAL ARTICLE
Possible Underestimation of Shunt Fraction in the Hepatopulmonary Syndrome ^ . - -
by Kevin McCarthy and James K Stoller — Cleveland, Ohio 1 4 0 0
PPT NUGGETS
A 66- Year-Old Woman with Longstanding Dyspnea on Exertion
by Niranjan Seshadri and Atul C Mehta — Cleveland, Ohio
A 71-Year-Old Man with Progressive Shortness of Breath and Orthopnea
by Loutfi S Aboussouan — Detroit, Michigan
1489
1491
LETTERS
Vital Capacity Maneuver in Modified Spirometry Technique
by Brenton Eckert — Brisbane, Australia
Response by James K Stoller, Daniel Laskowski, and Kevin McCarthy — Cleveland, Ohio
BOOKS, FILMS, TAPES, & SOFTWARE
Interpretation of Pulmonary Function Tests: A Practical Guide
reviewed bv J M Cairo — New Orleans, Louisiana
The Handbook of Critical Care Drug Therapy, 2nd Edition
reviewed by Richard J Maunder and Keith Hyde — Portland, Oregon
1493
1494
1494
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ALSO
IN THIS ISSUE
AARC Membership
1523 Application
1416
Abstracts from
Other Journals
1536
Advertisers Index
& Help Lines
1536
Author
Index
1534
Calendar
of Events
1525
Call For Open
FORUM Abstracts
1499
Correction to Open
Forum Abstracts
1527
Manuscript
Preparation Guide
1531
MedWatch
1533
New Products
1535
Notices
RE/PIRATORy
CARE
A Monthly Science Journal
Established in 1956
The Official Journal of the
American Association for
Respiratory Care
Rehabilitation of the Patient with Respiratory Disease
reviewed by Martu Cudjonsdottir and Claudia F Doitner — Veruno, Italy
SI Units for Clinical Measurement
reviewed by Robert L Chatbiirn — Cleveland. Ohio
Publishing Your Medical Research Paper: What They Don't
Teach in Medical School
reviewed by David J Pierson — Seattle, Washington
CONTINUED...
1495
1496
1496
LITERARY AWARDS
1999 Award Winners and Prizes
1409
ANNUAL NDEXES FOR VOLUME 44,
1999
Appreciation of Reviewers: Listing of This Year's
Manuscript and OPEN FORUM Reviewers
1500
Author Index
1502
Subject Index
1509
COMNG N JANUARYS FEBRUARY 2000
PROCEEDINGS OF THE
STATE-OF-THE-ART
JOURNAL CONFERENCE
ON
LONG-TERM OXYGEN
THERAPY
CO-CHAIRS:
THOMAS L PETTY MD
DAVID J PIERSON MD
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patient's response to ventilator changes.
COj elimination, alveolar ventilation and deadspace
are parameters that provide a direct correlation to
ventilatory status and give you the confidence that
your ventilator changes are optimized for your patient.
COjSMO P/us.' is the right choice for ventilator
management.
For more information, call us at 1-800-243-3444 or
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EDITORIAL OFFICE
600 Ninth Avenue, Suite 702
Seattle WA 98104
(206) 223-0558
Fax (206) 223-0563
www.rcjoumal.com
MANAGING EDITOR
Ray Masferrer RRT
ASSISTANT
EDITOR
Katherine Kreilkamp
EDITORIAL
ASSISTANT
Linda Barcus
COPY EDITOR
Matthew Mere
PRODUCTION
Kelly Piotrowski
PUBLISHER
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MARKETING
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Beth Binkley
Advertising Assistant
EDITOR IN CHIEF
RE/PIRATORy
caRE
A Monthly Science Journal
Established in 1956
The Official Journal of the
American Association for
Respiratory Care
David J Pierson MD
Harborview Medical Center
University of Washington
Seattle, Washington
ASSOCIATE EDITORS
Richard D Branson RRT
University of Cincinnati
Cincinnati, Ohio
Charles G Durbin Jr MD
University of Virginia
Charlottesville, Virginia
EDITORIAL BOARD
Dean R Hess PhD RRT FAARC
Massachusetts General Hospital
Harvard University
Boston, Massachusetts
James K Stoller MD
The Cleveland Clinic Foundation
Cleveland, Ohio
Thomas A Barnes EdD RRT
Northeastern University
Boston, Massachusetts
Michael J Bishop MD
University of Washington
Seattle, Washington
Bartoiome R Ceili MD
Tufts University
Boston, Massachusetts
Robert L Chatbum RRT
FAARC
University Hospitals of Cleveland
Case Western Reserx'e University
Cleveland, Ohio
Luciano Gattinoni MD
University of Milan
Milan, Italy
John E Heffner MD
Medical University of South Carolina
Charleston, South Carolina
Mark J Heulitt MD
University of Arkansas
Little Rock. ArkatLsas
SECTION EDITORS
Leonard D Hudson MD
University of Washington
Seattle, Washington
Robert M Kacmarek PhD RRT
FAARC
Massachusetts General Hospital
Harvard University
Boston, Massachusetts
Toshihiko Koga MD
Koga Hospital
Kurume. Japan
Marin HKollefMD
Washington University
St Louis, Missouri
Patrick Leger MD
Clinique Medicate Edouard Rist
Paris, France
Neil R Maclntyre MD FAARC
Duke University
Durham, North Carolina
John J Marini MD
University of Minnesota
St Paul, Minnesota
Shelley C Mishoe PhD RRT
FAARC
Medical College of Georgia
Augusta, Georgia
Joseph L Rau PhD RRT
Georgia State University
Atlanta, Georgia
Catherine SH Sassoon MD
University of California Irvine
Long Beach, California
Arthur S Slutsky MD
University of Toronto
Toronto, Ontario, Canada
Martin J Tobin MD
Loyola University
Maywood, Illinois
STATISTICAL CONSULTANT
Gordon D Rubenfeld MD
University of Washington
Seattle, Washington
Hugh S Mathewson MD
Joseph L Rau PhD RRT
Drug Capsule
Charles G Irvin PhD
Gregg L Ruppel MEd RRT RPFT FAARC
PFT Comer
Richard D Branson RRT
Robert S Campbell RRT
Kittredge's Comer
Jon Nilsestuen PhD RRT FAARC
Ken Hargett RRT
Graphics Comer
Patricia Ann Doorley MS RRT
Charles G Durbin Jr MD
Test Your Radiologic Skill
*•;
Abstracts
Summaries of Pertinent Articles in Other Journals
Editorials, Commentaries, and Reviews to Note
NIPPV: Patient- Ventilator Synchrony: The Difference Between Success and Failure? Kac-
marek RM. Intensive Care Med 1999 Jul;25(7):645-647.
The Laryngeal Mask Airway: Routine, Risk, or Rescue? Weiler N, Eberle B, Heinrichs W.
Intensive Care Med 1999 Jul;25(7):761-762.
Intensive Care Medicine Comes of Age — And Offers A Multidisciplinary Model for Future
Emerging Specialties (editorial)— Soni N. Wyncoll D. BMJ 1999 Jul 31;319(7205):271-272.
ABC of Intensive Care: Withdrawal of Treatment (review)— Winter B, Cohen S. BMJ 1999
Jul 31;319(7205):306-308.
The Ideal Sedation Assessment Tool: An Elusive Instrument (editorial) — Wittbrodt ET. Crit
Care Med 1999 Jul;27(7):1384-1385.
The Esophageal Detector Device Is Unreliable when the Stomach Has Been Ventilated —
Andres AH, Langenstein H. Anesthesiology 1999 Aug;91(2):.'i66-568.
Airway Exchange Catheters: Simple Concept, Potentially Great Danger (editorial) —
BenumofJL. Anesthesiology 1999 Aug;91(2):342-344.
Additional Inspiratory Work of Breathing
Imposed by Tracheostomy Tubes and Non-
Ideal Ventilator Properties in Critically III
Patients— Haberthur C, Fabry B. Stocker R,
Ritz R, Guttmann J. Intensive Care Med 1999
MayL25(5):514-5l9.
OBJECTIVE: To determine the tracheostomy
tube-related additional work of breathing
(WOB.,jj) in critically ill patients and to show
its reduction by different ventilatory modes. DE-
SIGN: Prospective, clinical study. SETTING:
Medical ICU of a university teaching hospital.
INTERVENTION: Standard tracheostomy due
to prolonged respiratory failure. MEASURE-
MENTS AND RESULTS: Ten tracheos-
tomized, spontaneously breathing patients were
investigated. As the tube resistance depends on
gas flow, patients were subdivided according to
minute ventilation into a low ventilation group
(= 10 L/niin; n = 5) and a high ventilation
group (> 10 Umin; n = 5). The WOB,,jj due
to tube resistance and non-ideal ventilator prop-
erties was calculated on the basis of the tracheal
pressure measured. Ventilatory modes investi-
gated were: continuous positive airway pres-
sure (CPAP). inspiratory pressure support (IPS)
of 5, 10. and 15 cm H,0 above PEEP, and
automatic lube compensation (ATC). In (he low
ventilation group. WOB.,,,,, during CPAP was
;» 382±0.1()6 J/L. Il was reduced to below 15%
of that value by ATC or IPS more than 5 cm
HiO. In the high ventilation group WOB.,jj dur-
ing CPAP increased to 0.908 ±0.142 J/L. In
this group, however, only ATC was able to re-
duce WOB,,jj below 15% of the value observed
in the CPAP mode. CONCLUSIONS: The re-
sults indicate that, depending on respiratory flow
rate, (I) tracheostomy tubes can cause a con-
siderable amount of WOB,,jj. and (2) ATC, in
contrast to IPS. is a suitable mode to compen-
sate for WOBadd at any ventilatory effort of
the patient.
Noninvasive Ventilation: Experience at a
Community Teaching Hospital — Alsous F.
Amoateng-Adjepong Y. Manthous CA. Inten-
sive Care Med 1999 May;25(5):458-463.
OBJECTIVE: To describe our hospital's expe-
rience with noninvasive positive pressure ven-
tilation (bilevel positive airway pressure; Bi-
PAP) for patients with respiratory failure (RF).
DESIGN: Retrospective, observational study.
SETTING: A 30()-bed community teaching hos-
pital. METHODS: Medical records were ana-
lyzed for physiologic and outcome variables for
all patients who received BiPAP for RF be-
tween January 1994 and December 1996. RE-
SULTS: Eighty patients with a mean (± S.E.)
age of 7 1.5 ±1.3 years and APACHE II score of
I7.2±0.6 received BiPAP for RF during the
study period. Thirty-one patients received Bi-
PAP for hypoxemic RF. 25 for acute hypercap-
nic RF. 9 for chronic hypercapnic RF. 10 for
postexlubation RF and 5 could not be catego-
rized. BiPAP success was defined as no need
for invasive ventilation. BiPAP was successful
in 47 of 75 cases that could be classified; all
BiPAP successes lived whereas 18 of 28 Bi-
PAP failures died. In the overall cohort. BiPAP
success was associated with a lower ICU length
of stay (5.8±0.9 versus I0.6±1.4 days, p <
0.01). The duration of BiPAP dependency in
successful ca.ses was 35.3±6.7 h. BiPAP was
successful in 20 of 25 patients with acute hy-
percapnic RF and in 15 of 31 patients with
hypoxemic RF. The risk of BiPAP failure was
significantly greater (risk ratio = 2.6. 95% CI =
1.1-6.1) for patients with hypoxemic than for
those with hypercapnic RF. BiPAP success was
marked by increased PaoyF|„, in patients with
hypoxemic RF and by increased pH and re-
duced P(-„, in patients with hypercapnic RF.
BiPAP use was also successful in 8 of 10 pa-
tients who developed RF within 48 h of endo-
tracheal extubation. CONCLUSIONS: BiPAP
is highly effective in selected patients with RF
during routine use in a community teaching hos-
pital. The success rate is higher amongst pa-
tients presenting with hypercapnic than amongst
those with hypoxemic RF and BiPAP failure is
associated with an increa.sed likelihood of in-
1416
Respiratory Care • December 1999 Vol 44 No 12
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hospital mortality, BiPAP may also be used suc-
cessfully to temporize patients who develop RF
in the period following endotracheal extuba-
tion. The duration of BiPAP dependency (35 h
in this study) was shorter than in previous tri-
als, and. though this is speculative, may have
been minimized by our performing a trial of
unassisted breathing each day.
A Novel Approach to Monitor Tissue Perfu-
sion: Bladder Mucosal PfOj' ^o,' and pH
During Ischemia and Reperfusion — Lang JD
Jr, Evans DJ. deFigueiredo LP. Hays S, Mathru
M, Kramer GC. J Crit Care 1999 Jun;14(2):93-
98.
PURPOSE: The purpose of this study is to de-
termine if monitoring urinary bladder P^o,, Po,.
and calculated intramucosal pH would be a re-
liable index of tissue perfusion. MATERIALS
AND METHODS: This nonrandomized con-
trolled study was conducted in a laboratory at a
university medical center. Eight immature fe-
male Yorkshire pigs were studied with T-9 aor-
tic cross-clamping for 30 minutes followed by a
60-minute period of reperfusion. Cystotomy was
performed for placement of a Foley catheter
and Paratrend 7 Oj/COj sensor. RESULTS:
Baseline hemodynamic and metabolic measure-
ments were obtained along with measurements
of bladder mucosal P„, and P^.,,, (meaniSEM).
Blood flow measured with microspheres con-
firmed absence of blood flow during occlusion
and hyperemia during reperfusion. Bladder mu-
cosal Pq, decreased from 42± 14.0 mm Hg (5.6
kPa) to 1.3 ±1.3 mm Hg (1.4 kPa) during the
30-minute interval of ischemia. This was fol-
lowed by an increase of bladder Pq, to greater
than baseline values at the end of the reperfu-
sion period. Bladder mucosal P^.q, increased
from 57±4.7 mm Hg (7.6 kPa) to 1 17±7.1 mm
Hg (15.6 kPa) (p < 0.05) during ischemia. Dur-
ing reperfusion the P^.,,, returned to baseline
levels (55 ±4.0 mm Hg [7.3 kPa]). Calculated
bladder mucosal pH declined from 7.31 ±0.04
to 7.08±0.05 (p < 0.05) during the ischemic
period and after reperfusion pH was 7. 1 7 ±0.03.
CONCLUSIONS: Monitoring urinary bladder
Pq,' Pco,. or calculating pH may provide a sim-
ple and reliable means of monitoring tissue per-
fusion.
Nocturnal Oxygenation During Patient-Con-
trolled Analgesia — Stone JG, Cozine KA. Wald
A. Anesth Analg 1 999 Jul ;89( 1 ): 1 04 - 1 1 0.
Patient-controlled analgesia (PCA) has become
a standard modality for the management of post-
operative pain, although anecdotal reports of
excessive sedation and respiratory depression
impugn its safety. To study the prevalence and
severity of nocturnal hypoxemia, we measured
arterial oxygen saturation (Spo,) continuously
overnight in 32 postoperative patients who were
receiving morphine via PCA. To evaluate the
potential benefit of providing concurrent sup-
plemental oxygen, the patients breathed oxy-
gen-enriched air the night of surgery and room
air the next night. Patients experienced more
pain and consumed twice as much morphine
the first night. However, breathing supplemen-
tal oxygen that night, the nocturnal mean Sp„,
was 99%±l%, 94%±4% (p<0.001), and only
four patients had periods of hemoglobin desatu-
ration <90%. In contrast, breathing room air
the subsequent night, the mean Spo, was lower
(94% ±49!;; p<0.001 ), and hypoxemia occurred
more frequently and was more severe: 18 pa-
tients experienced episodes of SpQ, <90%, 7
patients experienced episodes of Spo, <80%,
and 3 patients experienced episodes of SpQ,
<70%. One patient required resuscitation for
profound bradypnea and cyanosis, but none suf-
fered permanent sequelae. We conclude that
when postoperative patients use PCA at night,
hypoxemia can be substantial and oxygenation
can be improved by providing supplemental ox-
ygen. IMPLICATIONS: Oxygen saturation was
measured postoperatively in patients using mor-
phine patient-controlled analgesia. Substantial
nocturnal hypoxemia occurred in half of the
patients while they breathed room air. The se-
Respiratory Care • December 1999 Vol 44 No 12
1417
Abstracts
verity of the hypoxemia was reduced when pa-
tients received supplemental oxygen.
Combined Therapy with Inhaled Nitric Ox-
ide and Intravenous Vasodilators During
Acute and Chronic Experimental Pulmonary
Hypertension — Aranda M, Bradford KK, Pearl
RG. Anesth Analg 1999 Jul;89{l):152-158.
Both inhaled nitric oxide (NO) and I.V. vaso-
dilators decrease pulmonary hypertension, but
the effects of combination therapy are unknown.
We studied the response to inhaled NO (100
ppm) alone, I.V. vasodilator alone, and com-
bined therapy during acute (U46619-induced)
and chronic (monocrotaline-induced) pulmo-
nary hypertension in the pentobarbital-anesthe-
tized rat. Vasodilator doses were 1.0, 3.2, 10,
and 32 microg X kg"' X min' sodium nitro-
prusside (SNP); 50, 100, 150, 200, and 300
microg X kg"' X min"' adenosine; or 25, 50,
150, 200, and 300 ng X kg"' X min"' prosta-
cyclin. In the absence of I.V. vasodilator ther-
apy, inhaled NO decreased mean pulmonary
artery pressure without decreasing mean sys-
temic arterial pressure. In both acute and chronic
pulmonary hypertension, the addition of inhaled
NO to the largest dose of adenosine or prosta-
cyclin, but not of SNP, decreased pulmonary
artery pressure. Because inhaled NO and SNP
activate guanylyl cyclase and adenosine and
prostacyclin activate adenylyl cyclase, the re-
sults suggest that adding inhaled NO to a va-
sodilator not dependent on guanylyl cyclase may
produce additional selective pulmonary vasodi-
lation. IMPLICATIONS: In therapy of pulmo-
nary hypertension, inhaled nitric oxide should
produce additional selective pulmonary vasodi-
lation when combined with a vasodilator whose
mechanism of action is not dependent on cyclic
guanosine 3 ',5 '-monophosphate.
The Influence of the Tonsillar Gag on Effi-
cacy of Seal, Anatomic Position, Airway Pa-
tency, and Airway Protection with the Flex-
ible Laryngeal Mask Airway: A Randomized,
Cross-Over Study of Fresh Adult Cadavers —
Brimacombe JR, Keller C, Gunkel AR, Pu-
hringer F. Anesth Analg 1999 Jul;89(l):181-
186.
We conducted a randomized, controlled, cross-
over cadaver study to test the hypothesis that
the efficacy of seal for ventilation and airway
protection, anatomic position, and airway pa-
tency with the flexible laryngeal mask airway
(FLMA) are altered by the application of a Boyle
Davis (B-D) gag. We also determined the air-
way sealing pressure (ASP) at which the FLMA
prevents aspiration when large volumes of fluid
are placed above the cuff. We studied 20 adult
cadavers (6-24 h postmortem). Efficacy of seal
for ventilation and airway protection, anatomic
position, and airway patency were determined
V, i.:h and without a B-D gag (two blade sizes: 8
and 10 cm) for the size 3, 4, and 5 FLMA in
random order. Efficacy of seal for ventilation
was determined by measuring the ASP at an
intracuff pressure of 60 cm H^O. Efficacy of
seal for airway protection was determined by
flooding the mouth with 55-135 mL of water,
reducing intracuff pressure until aspiration was
detected fiberoptically and measuring ASP at
this intracuff pressure. Anatomic position and
airway patency were determined with a fiber-
optic scope at an intracuff pressure of 60 cm
H2O. In addition, in vivo compliance and ASP
for the FLMA were measured in 10 cadavers
and 10 paralyzed, anesthetized patients. Effi-
cacy of .seal for ventilation and airway protec-
tion, anatomic position, and airway patency did
not change with the application of a gag for any
mask size. The mean (range) ASP at which
aspiration occurred when large volumes of fluid
were placed above the cuff was II (7-15) cm
HiO. The ASP for ventilation was always higher
than the ASP for airway protection (p<0.0001 ).
The FLMA had similar in vivo compliance and
ASP in cadavers and anesthetized patients. We
conclude that efficacy of seal for ventilation
and airway protection, anatomic position and
airway patency for the FLMA are unaffected by
the application of a B-D gag in adults. ASP
should be >I5 cm HjO if there is a maximal
risk of aspiration from above the cuff IMPLI-
CATIONS: The flexible laryngeal mask airway
forms an effective seal for ventilation and pro-
tection of the airway that is unaffected by the
application of a mouth gag that provides surgi-
cal access to the oropharynx. The efficacy of
the seal should be > 1 5 cm HjO if there is a
maximal risk of aspiration from above the cuff
Nitrous Oxide Increases Endotracheal Cuff
Pressure and the Incidence of Tracheal Le-
sions in Anesthetized Patients — Tu HN, Saldi
N. Leiutaud T, Bensaid S, Menival V, Duvaldes-
tin P. Anesth Analg 1999 Jul;89(l):187-190.
The pressure in air-filled endotracheal cuffs in-
creases steadily throughout general anesthesia
with nitrous oxide (NjO). High cuff pressures
can be responsible for local ischemia, which
may induce tracheal mucosal injury. In this
study, cuff pressure was monitored in anesthe-
tized patients, and postanesthesia endotracheal
lesions were assessed by endoscopy. Sixty-five
patients undergoing general anesthesia with tra-
cheal intubation > 1 h in duration were random-
ized into two groups. The endotracheal tube
cuff was inflated to 30-40 cm HjO with air in
Group 1 (n = 33) and with a gas mixture (N^O
50% in oxygen) in Group 2 (n = 32). At the
time of tracheal extubation, a fiberoptic exam-
ination via the endotracheal tube was performed
by an independent observer. Aspects of trachea
at the level of cuff contact area were scored as
0 = normal, I = mucosal erythema or edema,
2 = mucosal erosion or hemorrhage, 3 = mu-
cosal erosion or hemorrhage on both anterior
and posterior tracheal walls. Cuff pressure in-
creased throughout the procedure (p<0.01) in
Group 1 and remained stable in Group 2. In
Group 1, tracheal lesions in the area of the cuff
were more frequent than they were in Group 2
(79% vs. 37%; p<0.001). Tracheal injury was
correlated to cuff pressure (r = 0.62, p<0.001).
No postoperative respiratory complication was
observed in any patient. In patients anesthe-
tized with N2O, the inflation of the tracheal
tube cuff with a gas mixture of the same com-
position as the inhaled mixture can prevent ex-
cessive cuff pressure and reduce the incidence
of tracheal injury. IMPLICATIONS: In patients
anesthetized with nitrous oxide, the inflation of
the tracheal tube cuff with a gas mixture of the
same composition as the inhaled mixture can
prevent excessive cuff pressure and reduce the
incidence of tracheal injury.
Comparison of Therapeutic and Subthera-
peutic Nasal Continuous Positive Airway
Pressure for Obstructive Sleep Apnoea: A
Randomised Prospective Parallel Trial —
Jenkinson C, Davies RJ, Mullins R, Stradling
JR. Lancet 1999 Jun 19;353(917O):210O-2105.
BACKGROUND: Nasal continuous positive
airway pressure (NCPAP) is widely used as a
treatment for obstructive sleep apnoea. How-
ever, to date there are no randomised controlled
trials of this therapy against a well-matched con-
trol. We undertook a randomised prospective
parallel trial of therapeutic NCPAP for obstruc-
tive sleep apnoea compared with a control group
on subtherapeutic NCPAP. METHODS: Men
with obstructive sleep apnoea, defined as an
Epworth sleepiness score of 10 or more and ten
or more dips per h of more than 4% S„o, caused
by obstructive sleep apnoea on overnight sleep
study, were randomly assigned therapeutic NC-
PAP or subtherapeutic NCPAP (about 1 cm
HjO) for 1 month. Primary outcomes were sub-
jective sleepiness (Epworth sleepiness score),
objective sleepiness (maintenance of wakeful-
ness test), and SF-36 questionnaire measure-
ments of self-reported functioning and well-be-
ing. FINDINGS: 107 men entered the study: 53
received subtherapeutic NCPAP and 54 thera-
peutic NCPAP. Use of NCPAP by the two treat-
ment groups was similar: 5.4 h (therapeutic)
and 4.6 h (subtherapeutic) per night. Subthera-
peutic NCPAP did not alter the overnight num-
ber of S„02 dips per h compared with baseline,
and thus acted as a control. Therapeutic NC-
PAP was superior to subtherapeutic NCPAP In
all primary outcome measures. The Epworth
score was decreased from a median of 15.5 to
7.0 on therapeutic NCPAP, and from 15.0 to
13.0 on subtherapeutic NCPAP (between treat-
ments, p<0.000l). Mean maintenance-of-
wakefulness time increased from 22.5 to 32.9
min on therapeutic NCPAP and, not signifi-
cantly, from 20.0 to 23.5 min on subtherapeutic
NCPAP (between treatments p<0.005). Effect
1418
Respiratory Care • December 1999 Vol 44 No 12
sizes for SF-36 measures of energy and vitality
were 1 .68 (therapeutic) and 0.97 (subtherapeu-
tic) NCPAP (between treatments p<0.0001).
For mental summary score, the corresponding
values were 1.02 and 0.4 (between treatments
p=0.002). INTERPRETATION: Therapeutic
NCPAP reduces excessive daytime sleepiness
and improves self-reported health status com-
pared with a subtherapeutic control. Compared
with controls, the effects of therapeutic NCPAP
are large and confirm previous uncontrolled clin-
ical observations and the results of controlled
trials that used an oral placebo.
Randomized Placebo-Controlled Trial of a
42-Day Tapering Course of Dexamethasone
To Reduce the Duration of Ventilator De-
pendency in Very Low Birth Weight In-
fants—Kothadia JM, O'Shea TM, Roberts D,
Auringer ST, Weaver RG, Dillard IS. Pediat-
rics 1999 Jul;104(l Pt l):22-27.
Objective. To assess the effect on duration of
ventilator dependency of a 42-day tapering
course of dexamethasone in very low birth
weight neonates. Methods. Infants (N = 118)
were assigned randomly, within birth weight/
gender strata, to treatment with either a 42-day
tapering course of dexamethasone or an equal
volume of saline as placebo. Entry criteria were
1) birth weight <1501 g; 2) age between 15
and 25 days; 3) <I0% decrease in ventilator
settings for 24 hours and F,o, a 0.3; 4) absence
of patent ductus arteriosus, sepsis, major con-
genital malformation, congenital heart disease;
and 5) no evidence of maternal HIV or hepatitis
B infection. The dosage schedule was 0.25
mg/kg bid for 3 days, then 0.15 mg/kg bid for
3 days, then a 10% reduction in the dose every
3 days until a dose of 0. 1 mg/kg had been given
for 3 days, from which time a dose of 0. 1 mg/kg
qod was continued until 42 days after entry.
The primary endpoint was the number of days
on assisted ventilation after study entry. Sec-
ondary outcomes of interest included days on
supplemental oxygen, days of hospitalization,
and potential adverse effects, such as infection,
gastrointestinal bleeding, left ventricular hyper-
trophy, and severe retinopathy of prematurity.
Results. Infants in the dexamethasone- and pla-
cebo-treated groups were similar in terms of
baseline attributes, including birth weight, ges-
tational age, gender, race, and ventilator set-
tings at entry. Infants treated with dexametha-
sone were on assisted ventilation and
supplemental oxygen for fewer days after study
entry (median days on ventilator, 5th and 95th
percentiles, 13 [1-64] vs 25 [6-104]; days on
oxygen, 59 [6-247] vs 100 [1 1-346]). No dif-
ferences were found in risk of death, infection,
or severe retinopathy. In subgroup analyses, the
association of dexamethasone with more rapid
weaning from the ventilator was weaker among
infants enrolled before the 16th day of life, in-
fants with chest radiographs showing cystic
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changes and/or hyperinflation, and infants re-
quiring an F|o, s 0.7 or a peak inspiratory
pressure a 19 at study entry. Conclusions. A
42-day tapering course of dexamethasone de-
creases the duration of ventilator and oxygen
dependency in very low birth weight infants
and is not associated with an increased risk of
short-term adverse effects.
A Three-Day Course of Dexamethasone
Therapy To Prevent Chronic Lung Disease
in Ventilated Neonates: A Randomized Tri-
al—Garland JS, Alex CP, Pauly TH, White-
head VL, Brand J, Winston JF, et al. Pediatrics
1999 Jul; 104(1 Pt l):91-99.
Background. Although several trials of early
dexamethasone therapy have been completed to
determine if such therapy would reduce mor-
tality and chronic lung disease (CLD) in infants
with respiratory distress, optimal duration and
side effects of such therapy remain unknown.
Purpose. The purpose of this study was: 1 ) to
determine if a 3-day course of early dexameth-
asone therapy would reduce CLD and increase
survival without CLD in neonates who received
surfactant therapy for respiratory distress syn-
drome and 2) to determine adverse effects as-
sociated with such therapy. Design. This was a
prospective multicenter randomized trial com-
paring a 3-day course of dexamethasone ther-
apy beginning at 24 to 48 hours of life to pla-
cebo therapy. Two hundred forty-one neonates
(dexamethasone n = 118, placebo n = 123),
who weighed between 500 g and 1500 g, re-
ceived surfactant therapy, and were at signifi-
cant risk for CLD or death using a model to
predict CLD or death at 24 hours of life, were
enrolled in the trial. Infants randomized to re-
ceive early dexamethasone were given 6 doses
of dexamethasone at 12-hour intervals begin-
ning at 24 to 48 hours of life. The primary
outcomes compared were survival without CLD
and CLD. CLD was defined by the need for
supplemental oxygen at the gestational age of
36 weeks. Complication rates and adverse ef-
fects of study drug therapy were also compared.
Results. Neonates randomized to early dexa-
methasone treatment were more likely to sur-
vive without CLD (RR: 1.3; 95% CI: 1.03, 1.7)
and were less likely to develop CLD (RR: 0.6;
CI: 0.3, 0. 98). Mortality rates were not signif-
icantly different. Subsequent dexamethasone
therapy use was less in early dexamethasone-
treated neonates (RR: 0.8; CI: 0.7, 0.96). Very
early (s 7 days of life) intestinal perforations
were more common among dexamethasone-
treated neonates (8% vs 1%). Conclusion. We
conclude that an early 3-day course of dexa-
methasone therapy increases survival without
CLD, reduces CLD, and reduces late dexameth-
asone therapy in high-risk, low birth weight
Respiratory Care • December 1999 Vol 44 No 12
1419
Abstracts
infants who receive surfactant tiierapy for re-
spiratory distress syndrome. Potential benefits
of early dexamethasone therapy at the dosing
schedule used in this trial need to be weighed
against the risk for early intestinal perforation.
Effect of Mechanical Ventilation on Inflam-
matory Mediators in Patients with Acute Re-
spiratory Distress Syndrome: A Randomized
Controlled Trial — Ranieri VM, Suter PM, Tor-
torella C, De Tullio R, Dayer JM, Brienza A, et
al. JAMA 1999 Jul 7;282(1):54-6I.
CONTEXT: Studies have shown that an inflam-
matory response may be elicited by mechanical
ventilation used for recruitment or derecruit-
ment of collapsed lung units or to overdistend
alveolar regions, and that a lung-protective strat-
egy may reduce this response. OBJECTIVE:
To test the hypothesis that mechanical ventila-
tion induces a pulmonary and systemic cyto-
kine response that can be minimized by limit-
ing recruitment or derecruitment and
overdistention. DESIGN AND SETTING: Ran-
domized controlled trial in the intensive care
units of 2 European hospitals from November
1995 to February 1998. with a 28-day follow-
up. PATIENTS: Forty-four patients (mean [SD]
age, 50 [18] years) with acute respiratory dis-
tress syndrome were enrolled. 7 of whom were
withdrawn due to adverse events. INTERVEN-
TIONS: After admission, volume-pressure
curves were measured and bronchoalveolar la-
vage and blood samples were obtained. Patients
were randomized to either the control group
(n = 19): tidal volume to obtain normal values
of arterial carbon dioxide tension (35-40 mm
Hg) and positive end-expiratory pressure
(PEEP) producing the greatest improvement in
arterial oxygen saturation without worsening he-
modynamics; or the lung-protective strategy
group (n = 18): tidal volume and PEEP based
on the volume-pressure curve. Measurements
were repeated 24 to 30 and 36 to 40 hours after
randomization. MAIN OUTCOME MEA-
SURES: Pulmonary and systemic concentra-
tions of inflammatory mediators approximately
36 hours after randomization. RESULTS: Phys-
iological characteristics and cytokine concen-
trations were similar in both groups al random-
ization. There were significant differences
(mean ISD]) between the control and lung-pro-
tective strategy groups in tidal volume (11.1
[1.3] vs 7.6 1 1.1 1 mL/kg), end-inspiratory pla-
teau pressures (31 .0 [4.5] vs 24.6[2.4] cm H,0),
and PEEP (6.5[l.7] vs 14.8 [2.7] cm H3O) (p<
O.(X)l). Patients in the control group had an
increase in bronchoalveolar lavage concentra-
tions of inlerleukin (IL) IB, IL-6, and IL-I re-
ceptor agonist and in both bronchoalveolar la-
vage and plasma concentrations of tumor
necrosis factor (TNF) a. IL-6, and TNF- a.
receptors over 36 hours (p< 0.05 for all). Pa-
tients in the lung-protective strategy group had
1 reduction in bronchoalveolar lavage concen-
trations of polymorphonuclear cells, TNF- a,
IL-IB, soluble TNF- a receptor 55, and IL-8.
and in plasma and bronchoalveolar lavage con-
centrations of IL-6, soluble TNF- a receptor
75, and IL-1 receptor antagonist (p< 0.05). The
concentration of the inflammatory mediators 36
hours after randomization was significantly
lower in the lung-protective strategy group than
in the control group (p< 0.05). CONCLU-
SIONS: Mechanical ventilation can induce a
cytokine response that may be attenuated by a
strategy to minimize overdistention and recruit-
ment/derecruitment of the lung. Whether these
physiological improvements are associated with
improvements in clinical end points should be
determined in future studies.
Effect of a Soft Boston Orthosis on Pulmo-
nary Mechanics in Severe Cerebral Palsy —
Leopando MT, Moussavi Z, Holbrow J, Cher-
nick V, Pasterkamp H, Rempel G. Pediatr
Pulmonol 1999 Jul:28(l):53-58.
Spinal braces such as the Soft Boston Orthosis
(SBO) help stabilize scoliosis and improve sit-
ting, positioning, and head control in individu-
als with cerebral palsy. However, their impact
on pulmonary mechanics in this population has
not been studied. We examined the effect of a
Soft Boston Orthosis on the pulmonary mechan-
ics and gas exchange in 12 children and young
adults (5-23 years of age) with severe cerebral
palsy. Pulmonary resistance, compliance, tidal
volume, minute ventilation, work of breathing,
oxygen saturation, and end-tidal CO, tension
were measured with the subjects seated both
with and without the orthosis and in the supine
position without the orthosis. There were no
significant differences in the measured param-
eters when comparing subjects with and with-
out their orthoses in the sitting or in the supine
position. As would be expected in individuals
with severe cerebral palsy, pulmonary resi.stance
was increased (7.33 cm H^O/L/s) and compli-
ance was decreased (0. 12 L/cm HiO) compared
to reported normal values. Work of breathing
was greatest in the sitting position without the
orthosis (1.2 dynes/cm), suggesting that the im-
proved positioning achieved with the orthosis
may decrease the work of breathing. We con-
clude that the application of a Soft Boston Or-
thosis does not impact negatively on pulmonary
mechanics and gas exchange in young people
with severe cerebral palsy.
Infant Lung Function After Inhaled Nitric
Oxide Therapy for Persistent Pulmonary Hy-
pertension of the Newborn — Dobyns EL,
Griebel J, Kinsella JP, Abman SH, Accurso
FJ. Pediatr Pulmonol 1999 Jul:28(l):24-.30.
Our objectives were to determine whether the
use of inhaled nitric oxide (iNO) for severe
persistent pulmonary hypertension of the new-
born (PPHN) causes impaired lung function dur-
ing infancy. We therefore performed a prospec-
tive study of lung function in 22 infants after
neonatal intensive care unit (NICU) discharge
who had been treated for severe persistent pul-
monary hypertension of the newborn (PPHN)
with (n = 15) or without (n = 7) iNO, and
compared these findings in lung function to those
of healthy control infants (n = 18). Five infants
with interstitial lung disease (ILD) were in-
cluded to assure that the pulmonary function
tests (PFT) were sensitive enough to detect abr
normalities of lung function in this age group.
We measured passive respiratory mechanics and
functional residual capacity (FRC) using a com-
mercially available system. All data were ex-
pres.sed as means and standard deviation. Sta-
tistical analysis was performed by analysis of
variance (ANOVA). A Bonferroni multiple
comparisons test was used for variables that
showed overall group differences. Twenty-two
infants were studied during follow-up 4-12
months after NICU discharge. None of the in-
fants were actuely ill, and only one infant was
on 0.25 L of oxygen per minute at the lime of
study. We found no differences in lung func-
tion between the treatment groups (iNO -I- me-
chanical ventilation (MV), or MV alone), or
between either treatment group and healthy con-
trol infants of the same age. We were able to
detect significant differences in functional re-
sidual capacity adjusted for weight or height,
and compliance of the respiratory system ad-
justed for weight or lung volume in the ILD
infants compared to the healthy controls or in-
fants who had PPHN, indicating that these PFTs
were sensitive enough to determine abnormal
lung function in this age group. We conclude
that inhaled nitric oxide therapy for the treat-
ment of severe PPHN does not alter lung func-
tion as determined by lung volume and passive
respiratory mechanics measurements during
early infancy.
Outpatient Exercise Training in Children
with Cystic Fibrosis: Physiological Effects,
Perceived Competence, and Acceptability —
Gulmans VA. de Meer K, Brackel HJ, Faber
JA, Berger R, Helders PJ. Pediatr Pulmonol
1999 Jul:28(l):39-46.
Exercise training is currently advocated as part
of the treatment of patients with cystic fibrosis
(CF). However, data are few that document
physiologic benefits or changes in patients' per-
ceptions of long-term training programs in chil-
dren with CF. The aim of this study was to
investigate the effects and acceptability of a
home cycling program in children with CF.
Fourteen patients (9 boys, 5 girls) with CF, mean
(SD) age 14.1 (2.0) years, with mild to moder-
ate impairment of lung function (forced expi-
ratory volume in 1 s, mean (SD) 58.3 (16.3)%
of predicted) were studied for 1 year. The first
half of the study year was used to obtain base-
line values at 0 and 6 months. During the sec-
1420
Respiratory Care • December 1999 Vol 44 No 12
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Abstracts
ond half of the year, a cycle program was car-
ried out 5 times a week, for 20 min each day at
a level of work that resulted in a heart rate of
140-160 beats/min. Once a week the cycle pro-
gram was supervised by a physiotherapist. Mea-
surements were repeated at 12 months. Effects
of the exercise program were measured in terms
of lung function, nutritional status, growth, mus-
cle strength, exercise performance, perceived
competence, and attitude towards the training
program. Differences between the changes dur-
ing the 6-month training period as compared to
the 6-month control period were analyzed by
multivariate statistics and nonparametric tests.
Statistically significant differences (p < 0.05)
between the two periods were found with re-
spect to muscle strength of knee extensors and
ankle dorsiflexors, and with respect to maximal
oxygen consumption per kg body weight as well
as per kg fat free mass. All changes were pos-
itive. No adverse effects were found. Perceived
competence showed significant positive changes
in feelings about physical appearance, general
self-worth, and Total Perceived Competence
Score. Scores concerning perceived acceptabil-
ity of the program were significantly lower at
the end of the training period; however, pa-
tients reported that they did want to continue
with other sorts of training. We conclude that
an exercise training program in the home can
produce beneficial effects on oxygen consump-
tion, muscle force, and perceived competence
in children with CF. However, acceptability of
the program was low, suggesting that long-term
adherence would be poor, and hence, other sorts
of training need to be identified.
Cost Minimisation Analysis of Provision of
Oxygen at Home: Are the Drug Tariff Guide-
lines Cost Effective?— Heaney LG, McAllis-
terD,MacMahonJ.BMJ 1999 Jul 3:319(7201):
19-23.
Objectives: To determine the level of oxygen
cylinder use at which it becomes more cost ef-
fective to provide oxygen by concentrator at
home in Northern Ireland, and to examine po-
tential cost savings if cylinder use above this
level had been replaced by concentrator in 1996.
Design: Cost minimisation analysis. Setting:
Area health boards in Northern Ireland. Main
outcome measures: Cost effective cut off point
for switch to provision of oxygen from cylinder
to concentrator. Potential maximum and mini-
mum savings in Northern Ireland (sensitivity
analysis) owing to switch to more cost effective
strategy on the basis of provision of cylinders
in 1996. Results: In Northern Ireland it is cur-
rently cost effective to provide oxygen by con-
centrator when the patient is using three or more
cylinders per month independent of the dura-
tion of the prescription. More widespread use
of concentrators at this level of provision is
likely to lead to a cost saving. Conclusions: The
Fjrug Tariff prescribing guidelines, advocating
that provision of oxygen by concentrator be-
comes cheaper when 2 1 cylinders are being used
per month-are currently inaccurate in Northern
Ireland. Regional health authorities should re-
view their current arrangements for provision
of oxygen at home and perform a cost analysis
to determine at what level it becomes more cost
effective to provide oxygen by concentrator.
Usefulness of the Medical Research Council
(MRC) Dyspnoea Scale As a Measure of Dis-
ability in Patients with Chronic Obstructive
Pulmonary Disease — Bestall JC, Paul EA, Gar-
rod R, Gamham R, Jones PW, Wedzicha JA.
Thorax 1999 Jul:54(7):581-586.
BACKGROUND: Methods of classifying
chronic obstructive pulmonary disease (COPD)
depend largely upon spirometric measurements
but disability is only weakly related to mea-
surements of lung function. With the increased
use of pulmonary rehabilitation, a need has been
identified for a simple and standardised method
of categorising disability in COPD. This study
examined the validity of the Medical Research
Council (MRC) dyspnoea scale for this pur-
pose. METHODS: One hundred patients with
COPD were recruited from an outpatient pul-
monary rehabilitation programme. Assessments
included the MRC dyspnoea scale, spirometric
tests, blood gas tensions, a shuttle walking test,
and Borg scores for perceived breathlessness
before and after exercise. Health status was as-
sessed using the St George's Respiratory Ques-
tionnaire (SGRQ) and Chronic Respiratory
Questionnaire (CRQ). The Nottingham Ex-
tended Activities of Daily Living (EADL) score
and Hospital Anxiety and Depression (HAD)
score were also measured. RESULTS: Of the
patients studied, 32 were classified as having
MRC grade 3 dyspnoea, 34 MRC grade 4 dys-
pnoea, and 34 MRC grade 5 dyspnoea. Patients
with MRC grades 1 and 2 dyspnoea were not
included in the study. There was a significant
association between MRC grade and shuttle dis-
tance, SGRQ and CRQ scores, mood state and
EADL. Forced expiratory volume in one sec-
ond (FEV 1 ) was not associated with MRC grade.
Multiple logistic regression showed that the de-
terminants of disability appeared to vary with
the level of disability. Between MRC grades 3
and 4 the significant covariates were exercise
performance, SGRQ and depression score,
whilst between grades 4 and 5 exercise perfor-
mance and age were the major determinants.
CONCLUSIONS: The MRC dyspnoea scale is
a simple and valid method of categorising pa-
tients with COPD in terms of their disability
that could be used to complement FEV, in the
classification of COPD severity.
Evaluation of the Buccal Component of Sys-
temic Absorption with Inhaled Fluticasone
Propionate — Dempsey OJ, Coutie WJ, Wilson
AM, Williams P, Lipworth BJ. Thorax 1999
Jul;54(7):614-617.
BACKGROUND: Inhaled corticosteroids have
dose related systemic effects determined by oral
(swallowed or oropharyngeal absorption) and
lung bioavailability. A study was undertaken to
evaluate the significance of oropharyngeal ab-
sorption for fluticasone propionate. METHODS:
Sixteen healthy volunteers of mean age 29.3
years were studied using an open randomised,
placebo controlled, four way crossover design.
Treatments were: (a) fluticasone metered dose
inhaler (pMDI) 250 microg, 8 puffs; (b) fluti-
casone pMDI 250 microg, 8 puffs + mouth
rinsing/gargling (water); (c) fluticasone pMDI
250 microg, 8 puffs -I- mouth rinsing/gargling
(charcoal); and (d) placebo pMDI, 8 puffs -I-
mouth rinsing/gargling (water). Overnight
(ONUC) and early morning (EMUC) urinary
Cortisol/creatinine ratios and 8 am serum Corti-
sol (SC) levels were measured. RESULTS: Sig-
nificant (p< 0.05) suppression of ONUC,
EMUC, and SC occurred with each active treat-
ment compared with placebo. The mean values
(95% CI for difference from placebo) were: (a)
ONUC (nmol/mmol): fluticasone (2. 8, 95% CI
3.6 to 7.9), fluticasone -I- water (3.1, 95% CI
3.3 to 7.7), fluticasone -I- charcoal (2.3, 95% CI
4.1 to 8.5); placebo (8.6); (b) EMUC (nmol/
mmol): fluticasone (5.6, 95% CI 8.4 to 24.5),
fluticasone -I- water (7.6, 95% CI 6.6 to 22.4);
fluticasone -I- charcoal (5.6, 95% CI 8.7 to 24.5);
placebo (22.1). There were no significant dif-
ferences between active treatments. The num-
bers of subjects with an overnight urinary Cor-
tisol of <20 nmol/10 hours were 0 (placebo),
11 (fluticasone), 12 (fluticasone -I- water), and
13 (fluticasone + charcoal). CONCLUSIONS:
Oropharyngeal absorption of fluticasone does
not significantly contribute to its overall sys-
temic bioactivity as assessed by sensitive mea-
sures of adrenal suppression. In view of almost
complete hepatic first pass inactivation with flu-
ticasone, there is no rationale to employ mouth
rinsing to reduce its systemic effects although it
may be of value for reducing oral candidiasis.
Cardiogenic Shock (review) — Hollenberg SM,
Kavinsky CJ, Parrillo JE. Ann Intern Med 1999
Jul 6:131(1 ):47-59.
PURPOSE: To review the cause, epidemiol-
ogy, pathophysiology, and treatment of cardio-
genic shock. DATA SOURCES: A MEDLINE
search of the English-language reports published
between 1 976 and 1 998 and a manual search of
bibliographies of relevant papers. STUDY SE-
LECTION: Experimental, clinical, and basic re-
search studies related to cardiogenic shock.
DATA EXTRACTION: Data in selected arti-
cles were reviewed, and relevant clinical infor-
mation was extracted. DATA SYNTHESIS:
Cardiogenic shock is a state of inadequate tis-
sue perfusion due to cardiac dysfunction, most
1422
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Abstracts
commonly caused by acute mycKardial infarc-
tion. Mortality rates for patients with cardio-
genic shock remain frustralingly high, ranging
from 50% to 80%. The pathophysiology of car-
diogenic shock involves a downward spiral:
Ischemia causes myocardial dysfunction, which,
in turn, worsens ischemia. Areas of nonfunc-
tional but viable (stunned or hibernating) myo-
cardium can also contribute to the development
of cardiogenic shock. The key to achieving a
good outcome is an organized approach that
includes rapid diagnosis and prompt initiation
of therapy to maintain blood pressure and car-
diac output. Expeditious coronary revascular-
ization is crucial. When available, emergency
cardiac catheterization and angioplasty seem to
improve survival. More recent developments,
such as placement of coronary stents and use of
glycoprotein Ilb/IIIa antagonists, are promising
but have not yet been well studied in patients
with cardiogenic shock. In hospitals without di-
rect angioplasty capability, stabilization with in-
tra-aortic balloon counterpulsation and throm-
bolysis followed by transfer to a tertiary care
facility may be the best option. CONCLU-
SIONS: Improved understanding of the patho-
physiology of shock and myocardial infarction
has led to improved treatment. If cardiogenic
shock is managed with rapid evaluation and
prompt initiation of supportive measures and
definitive therapy, outcomes can be improved.
Variation in Length of Hospital Stay in Pa-
tients with Community-Acquired Pneumo-
nia: Are Shorter Stays Associated with Worse
Medical Outcomes? — McCormick D, Fine MJ,
Coley CM. Marrie TJ. Lave JR, Obrosky DS, et
al. Am J Med 1999 Jul;107(l):.'i-12.
PURPOSE: To assess the variation in length of
.stay for patients hospitalized with community-
acquired pneumonia and to determine whether
patients who are treated in hospitals with shorter
mean stays have worse medical outcomes. SUB-
JECTS AND METHODS: We prospectively
.studied a cohort of 1.188 adult patients with
community-acquired pneumonia who had been
admitted to one community and three univer-
sity teaching ho.spitals. We compared patients'
mean length of stay, mortality, hospital read-
mission, return to usual activities, return to work,
and pneumonia-related symptoms among the
four study hospitals. All outcomes were adjusted
for ba.seline differences in severity of illness
and comorbidity. RESULTS: Adjusted interho-
spital differences in mean length of stay ranged
from 0.9 to 2.3 days (p <().0()l ). When the risk
of each medical outcome was compared be-
tween patients admitted to the hospital with the
shortest length of stay and those admitted to
longer stay hospitals, there were no differences
in mortality |relative risk (RR) = 0.7; 95% CI,
0.3 to l.7|, hospital readmission (RR = 0.8;
95% CI, 0.5 to 1.2). return to usual activities
!<R = 1.1; 95% CI, 0.9 to 1.3), or return to
work (RR = 1 .2; 95% CI. 0.8 to 2.0) during the
first 14 days after discharge, or in the mean
numberof pneumonia-related symptoms .30 days
after adinission (p = 0.54). CONCLUSIONS:
We observed substantial interhospital variation
in the lengths of stay for patients hospitalized
with community-acquired pneumonia. The find-
ing that medical outcomes were similar in pa-
tients admitted to the hospital with the shortest
length of slay and those admitted to hospitals
with longer mean lengths of slay suggests that
hospitals with longer stays may be able to re-
duce the mean duration of hospitalization for
this disease without adversely affecting patient
outcomes.
Antibiotics in Acute Bronchitis: A Meta-
Analysis— Bent S, Saint S, Vitlinghoff E, Grady
D. Am J Med 1999 Jul;107(l):62-67.
PURPOSE: Most patients with acute bronchitis
who seek medical care are treated with antibi-
otics, although the effectiveness of this inter-
vention is uncertain. We performed a meta-
analysis of randomized, controlled trials to
estimate the effectiveness of antibiotics in the
treatment of acute bronchitis. SUBJECTS AND
METHODS: English-language studies pub-
lished January 1966 to April 1998 were retrieved
using MEDLINE, bibliographies, and consulta-
tion with experts. Only randomized trials that
enrolled otherwise healthy patients with a di-
agnosis of acute bronchitis, used an antibiotic
in the treatment group and a placebo in the
control group, and provided sufficient data to
calculate an effect size were included. RE-
SULTS: We identified eight randomized con-
trolled trials that satisfied all inclusion criteria.
These studies used one of three antibiotics
(erythromycin, doxycycline, trimethoprim/sul-
famethoxazole). The use of antibiotics decreased
the duration of cough and sputum production
by approximately one-half day (summary effect
size 0.21; 95% CI, 0.05 to 0.36). For specific
symptoms, there were nonsignificant trends fa-
voring the use of antibiotics: a decrease of 0.4
days of purulent sputum (95% CI, -0.1 to 0.8),
a decrease of 0.5 days of cough (95% CI, -0. 1
to 1.1 ), and a decrease of 0.3 days lost from
work (95% CI, -0.6 to 1.1). CONCLUSION:
This meta-analysis suggests a small benefit from
the use of the antibiotics erythromycin, doxy-
cycline, or trimethoprim/sulfamethoxazole in
the treatment of acute bronchitis in otherwise
healthy patients. As this small benefit must be
weighed against the risk of side effects and the
societal cost of increasing antibiotic resistance,
we believe that the use of antibiotics is not
justified in these patients.
Prevention of Human Diaphragm Atrophy
with Short Periods of Electrical Stimula-
tion— Ayas NT, McCool FD, Gore R. Lieber-
man SL, Brown R. Am J Respir Crit Care Med
1999 Jun;l59(6):2018-2020.
We determined whether prolonged complete in-
activation of the human diaphragm results in
atrophy and whether this could be prevented by
brief periods of electrical phrenic nerve stimu-
lation. We studied a subject with high spinal
cord injury who required removal of his left
phrenic nerve pacemaker (PNP) and the rein-
stitution of positive-pressure ventilation for 8
mo. During this time, the right phrenic nerve
was stimulated 30 min per day. Thickness of
each diaphragm (tdi) was deterinined by ultra-
sonography. Maximal tidal volume (V,) was
measured during stimulation of each diaphragm
separately. After left PNP reimplantation. V-,
and tdi were measured just before the resump-
tion of electrical stimulation and serially for 33
wk. On the previously nonfunctioning side, there
were substantial changes in Vy (from 220 to
600 mL) and tdi (from 0. 1 8 to 0.34 cm). On the
side that had been stimulated, neither V-, nor tdi
changed appreciably (V,. from 770 to 9(X) mL;
tdi from 0.25 to 0.28 cm). We conclude that
prolonged inactivation of the diaphragm causes
atrophy which may be prevented by brief peri-
ods of daily phrenic nerve stimulation.
Response of Ventilator-Dependent Patients
to Different Levels of Pressure Support and
Proportional Assist — Giannouli E, Webster K,
Roberts D, Younes M. Am J Respir Crit Care
Med 1999 Jun;l59(6):1716-I725.
The ventilator's response to the patient's effort
is quite different in proportional assist ventila-
tion (PAY) and pressure support ventilation
(PSV). We wished to determine whether this
results in different ventilatory and breathing pat-
tern responses to alterations in level of support
and, if so, whether there are any gas exchange
consequences. Fourteen patients were studied.
Average elastance (E) was 22.8 (range, 14 -36)
cm H2O/L and average resistance (R) was 15. 7
(range, 9-21) cm HjO/L/s. The highest PSV
support (PSVmax) was that associated with a
tidal volume (Vt) of 10 ml/kg (20.4± 3.2 cm
H ,0), and the highest level of PA V assist (PA V-
max) was 78± 7% of E and 76± 7% of R.
Level of assist was decreased in steps to the
lowest tolerable level (PSVmin, PAVmin).
Minute ventilation, V^, ventilator rate (RRvent),
and arterial gas tensions were measured at each
level. We also determined the patient's respi-
ratory rate (RRpat) by adding the number of
ineffective efforts (ARR) to RRvent. There was
no difference between PSVmin and PAVmin in
any of the variables. At PSVmax, V , was sig-
nificantly higher (().90± 0.30 versus 0.5 1 ± 0. 16
L) and RRvent was significantly lower (I3.2±
3.9 versus 27.6± 10.5 min ') than at PAVmax.
The difference in RRvent was largely related to
a progressive increase in ineffective efforts on
PSV as level increased (ARR 12.1 ± 10.1 vs
1.4± 2.1 with PAVmax); there was no signif-
icant difference in RRpat. The differences in
breathing pattern had no consequence on arte-
1424
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rial blood gas tensions. We conclude thai sub-
stantial differences in breathing pattern may oc-
cur between PSV and PAV and that these are
largely artifactual and related to different pa-
tient-ventilator interactions.
Risk Factors for Developing Pneumonia
Within 48 Hours of Intubation — RelloJ, Diaz
E, Roque M, Valles J. Am J Respir Crit Care
Med 1999 Jun;l59(6): 1742-1746.
Two hundred fifty intubated patients were fol-
lowed during the first 48 h after intubation in
order lo identify potential risk factors for de-
veloping pneumonia within this period. Thirty-
two developed pneumonia during this time. Uni-
variate analysis established that large volume
aspiration, presence of sedation, intubation
caused by respiratory/cardiac arrest or decrease
in the level of consciousness, emergency pro-
cedure, cardiopulmonary resuscitation (CPR),
and Glasgow coma score < 9 were significantly
associated with pneumonia. In contrast, prior
infection and prior antimicrobial use were as-
sociated with a protective effect. Presence of
subglottic secretion drainage and 15 other vari-
ables had no significant effect. Multivariate anal-
ysis selected CPR (odds ratio [OR] = 5.13,
95% confidence intervals [CI] = 2.14, 12.26)
and continuous sedation (OR = 4.40, 95% CI =
1 .83, 10.59) as significant risk factors for pneu-
monia, while antibiotic use (OR = 0.29, 95%
CI = 0.12. 0.69) showed a protective effect.
Our findings emphasize that risk factors for
pneumonia change during the intubation period,
and preventing pneumonia requires a combined
approach.
Incidence and Mortality After Acute Respi-
ratory Failure and Acute Respiratory Dis-
tress Syndrome in Sweden, Denmark, and
Iceland. The ARF Study Group— Luhr OR,
Antonsen K. Karlsson M, Aardal S. Thorstein-
sson A. Frostell CG. Bonde J. Am J Respir Crit
Care Med 1999 Jun;l59(6):1849-186l.
To determine the incidence and 90-d mortality
of acute respiratory failure (ARF), acute lung
injury (ALI), and the acute respiratory distress
.syndrome (ARDS), we carried out an 8-wk pro-
spective cohort study in Sweden, Denmark, and
Iceland. All intensive care unit (ICU) admis-
sions (n = 13,346) a 15 yr of age were as-
ses.sed between October 6th and November 30th.
1997 in 132 of 150 ICUs with resources to treat
patients with intubation and mechanical venti-
lation (1 -H MV) > 24 h. ARF was defined as I
+ MV a 24 h. ALI and ARDS were defined
using criteria recommended by the American-
European Consensus Conference on ARDS.
Calculation to correct the incidence for uniden-
tified subjects from nonparticipating ICUs was
made. No correction for in- or out-migration
from the study area was possible. The popula-
tion in the three countries > 15 yr of age was
1 1.74 million. One thousand two hundred thir-
ty-one ARF patients were included. 287 ALI
and 221 ARDS patients were identified. The
incidences were for ARF 77.6, for ALI 17.9.
and for ARDS 13.5 patients per 100.000/yr.
Ninety-day mortality was 41.0% for ARF. in-
cluding ALI and ARDS patients, 42.2% for ALI
not fulfilling ARDS criteria, and 41.2% for
ARDS.
Health Status in Obstructive Sleep Apnea:
Relationship with Sleep Fragmentation and
Daytime Sleepiness, and Effects of Continu-
ous Positive Airway Pressure Treatment —
Bennett LS, Barbour C, Langford B, Stradling
JR, Davies RJ. Am J Respir Crit Care Med
1999 Jun; 1 59(6): 1884-1 890.
Patients with obstructive sleep apnea (OSA)
have impaired health status that improves with
nasal continuous positive airway pressure (nC-
PAP). The study reported here explored the re-
lationships between health status, its improve-
ment with nCPAP, sleep fragmentation, and
daytime sleepiness. In the study, 5 1 patients (46
male, five female) ranging from nonsnorers to
individuals with severe OSA (median apnea/
hypopnea index [AHI] 25. 90% central range; I
Respiratory Care • December 1999 Vol 44 No 12
1425
Abstracts
3- if-
to 98) had polysomnography with microarousal
scoring, respiratory arousal scoring, and mea-
surement of pulse transit time. The Short
Form-36 Health Survey (SF-36) questionnaire
was administered before and after 4 wk of nC-
PAP treatment; daytime sleepiness was also
measured before starting nCPAP. Relationships
between pretreatment health status and sleep
fragmentation were weak, but significant asso-
ciations were found between all sleep fragmen-
tation indices and health status improvement
with nCPAP (e.g., arousals according to the
criteria of the American Sleep Disorders Asso-
ciation versus change in the physical compo-
nent summary, r = 0.44, p < 0.001 ). Compared
with general population data, the dimensions of
energy and vitality and physical role limitation
were abnormal before nCPAP (p < 0.05) and
normalized with treatment. Sleepiness and pre-
treatment SF-36 values correlated significantly
(Epworth Sleepiness Scale versus energy and
vitality, r = -0.47, p < 0.001; modified Main-
tenance of Wakefulness Test versus energy and
vitality, r = 0.32, p < 0.05). We conclude that
the health status of patients with OS A improves
with nCPAP and this improvement correlates
with sleep fragmentation severity. However, the
correlation is not very close, which may reflect
the improvement with nCPAP of other symp-
toms not directly related to disease severity.
Evolution of Sleep Apnea Syndrome in Sleepy
Snorers: A Population-Based Prospective
Study — Lindberg E, Elmasry A, Gislason T,
Janson C, Bengtsson H, Hetta J, et al. Am J
Respir Crit Care Med 1999 Jun;159(6):2024-
2027.
This study followed a small number of men
previously studied polysomnographically 10 yr
earlier to investigate the relationship between
the development of sleep-disordered breathing
and age, weight gain, and smoking. In 1984,
3,201 men answered a questionnaire including
questions about snoring and excessive daytime
sleepiness (EDS). Of those reporting symptoms
related to obstructive sleep apnea syndrome
(OSAS), a random sample of 61 men was in-
vestigated using whole-night polysomnography
in 1985. Ten years later, 38 men participated in
the present follow-up, which included a struc-
tured interview and polysomnography. During
the lO-yr period, nine men had been treated for
OSAS. Of the 29 untreated subjects, the num-
ber of men with OSAS, defined as an apnea-
hypopnea index (AHI) of a 5/h, increa.sed from
four in 1985 to 13 in 1995 (p < 0.01). In this
small sample, no significant associations were
found between AAHI (i.e., AHI 1995 - AHI
1985) and age, weight gain, or smoking. We
conclude that, among this small group of indi-
viduals who were selected for original poly-
somnographic study and follow-up because they
> ere thought to have symptoms of sleep apnea.
sleep-disordered breathing became significantly
worse over time.
Growth of Lungs After Transplantation in
Infants and in Children Younger Than 3
Years of Age — Cohen AH, Mallory GB Jr, Ross
K, White DK, Mendeloff E, Huddleston CB,
Kemp JS. Am J Respir Crit Care Med 1999
Jun;159(6):1747-1751.
We report serial measurements of lung volume
and airflow in small children after lung trans-
plantation. We expected that immature lungs
could grow and develop normal volumes after
transplantation, despite denervation and immu-
nosuppression. At predetermined intervals,
functional residual capacity (FRC) and forced
expiratory flow were measured 86 times in 23
recipients younger than 3 yr of age (age at trans-
plant, 13. 2± 8.4 mo; range, 2 to 30 mo). FRC
was measured using open-circuit N, washout.
Maximal flow at FRC by rapid thoracoabdomi-
nal compression was used to distinguish be-
tween infants with and those without airflow
obstruction. The slope of FRC (in milliliters)
versus body length (in centimeters) for all 23
recipients studied was 8.63. For those children
without obstruction (flow at FRC > 0.9 FRC/s,
n = 16), the slope of FRC versus length was
6.61. The coefficient of variation for FRC mea-
surements for all infants was 3.90± 2.80%
(range, 0.3 to 16.9%). We conclude that in the
absence of significant airflow obstruction the
volume of transplanted immature lungs in-
creases at a rate similar to that reported in nor-
mal infants.
What Are Minimal Important Changes for
Asthma Measures in a Clinical Trial? — San-
tanello NC, Zhang J, Seidenberg B, Reiss TF,
Barber BL. Eur Respir J 1999 Jul;14(l):23-27.
In this study, the perceptions of asthmatics to
change in their disease was associated with ob-
served changes in clinical asthma measures, in
order to identify the threshold where changes in
clinical asthma measures are perceivable by pa-
tients. The study included 281 asthmatic pa-
tients, aged 18-63 yrs, in a randomized, pla-
cebo-controlled clinical trial of a leukotriene
antagonist. Changes were related in: 1 ) asthma
symptom scores; 2) inhaled beta-agonist use; 3)
forced expiratory volume in one second (FEV,);
and 4) peak expiratory flow (PEF) to a global
question that queried overall change in asthma
since starting the study drug. Additional anal-
yses examined differences in the group report-
ing minimal improvement by treatment (active
treatment versus placebo), sex and age groups.
The average minimal patient perceivable im-
provement for each measure was: 1 ) -0.3 1 points
for the symptom score on a scale of 0-6; 2)
-0.81 puffs x day' for inhaled beta-agonist use;
3) 0.23 L for FEV,; and 4) 18.79 L x min' for
PEF. In general placebo-treated patients and
older patients, who reported minimal improve-
ment, experienced less mean improvement from
baseline than active-treated patients and younger
patients, who reported minimal improvement.
Determining the minimal patient perceivable im-
provement value for a measure may be helpful
to interpret changes. However, interpretation
should be carried out cautiously when reporting
a single value as a clinically important change.
The Effect of Patient Technique and Train-
ing on the Accuracy of Self-Recorded Peak
Expiratory Flow — Gannon PF, Belcher J, Pan-
tin CF, Burge PS. Eur Respir J 1999 Jul;I4(l):
28-31.
The aim of the study was to investigate the
difference between encouraged self-recorded
peak expiratory flow (PEF) with unobserved
readings and to investigate any long-term
changes in PEF self-recording. Patients were
trained in the PEF technique and asked to keep
2-hourly PEF records until the next clinic visit.
The patients PEF were then rechecked at the
second clinic visit by a series of two unob-
served, an observed and an encouraged PEF
measurement. A subgroup of patients were re-
assessed at a third clinic visit. Forty-one pa-
tients produced serial PEF readings. Significant
differences between unobserved and encouraged
PEF readings were detected; there was a mean
decrement of 21 L x min ' and limits of agree-
ments suggested that the decrement could be as
high as 60 L X min"'. Visual and statistical anal-
ysis of the serial PEF provided showed a con-
sistent deterioration in PEF over the record in
54% and 39% of cases, respectively. No signif-
icant differences were found in the subgroup
who attended a third clinic visit. The results
suggest that significant inaccuracies in unob-
served peak expiratory flow readings can occur
between clinic visits and this can be reflected as
a consistent deterioration in some. This should
be kept in mind when interpreting self-recorded
peak expiratory flow measurements. Re-evalu-
ation at the third visit following the retraining
effect of the second visit on peak expiratory
flow technique appears to reduce inaccuracies.
It is believed that peak expiratory flow tech-
nique should be reevaluated at each clinic visit.
Development and Validation of the Mini
Asthma Quality of Life Questionnaire — Ju-
niper EF, Guyatt GH, Cox FM, Ferrie PJ, King
DR. Eur Respir J 1999 Jul;14(l):32-38.
The 32-item Asthma Quality of Life Question-
naire (AQLQ) has shown good responsiveness,
reliability and construct validity; properties that
are essential for use in clinical trials, clinical
practice and surveys. However, to meet the needs
of large clinical trials and long-term monitor-
ing, where efficiency may take precedent over
precision of measurement, the 15-itein self-ad-
ministered MiniAQLQ has been developed. The
1426
Respiratory Care • December 1999 Vol 44 No 12
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A Continuing Education ProgrHm
of the American Association
for Resi>irator>'Carc
Continuing Education Credit
All in the Convenience of Your Facility.
No Planes. No Long Lines. No Hotel Rooms
Resplratoiy Therapists Earn i Hour of CE Credit for Each Program
Nurses Earn i.a Hours of CE Credit for Each Program
Professor's Rounds topics O:
just what your staff ordert
Each program has been carejm
selected from the suggestio
participants provided afi
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will learn about the "hot topU
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And, your staff will earn i
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licensure and regulate
requiremen
Eight Hot Topics
Prograin #i
Pulmonary Rehabilitation: What You Need to Know
Live Videoconference - March 7, 11:30 a.m.-l:oo p.m. Central Time
Teleconference with Videotape -April 4, 11:30 a.m.-i2:oo Noon Central Time
Presenters: Julien M. Roy, BA, RRT, FAACVPR, and Richard D. Branson, BA, RRT
What constitutes a sound pulmonary rehabilitation program? How do you go about
setting up a rehab program? What's the role of assessment in developing an exercise
prescription for the rehab of your patients? What are the issues surrounding
reimbursement and what does the future hold? Learn the answers to these questions
and gain an appreciation for the importance of pulmonary rehabilitation to your
facility and your patients.
Program #3
Drugs, Medications, and Delivery Devices of
Importance in Respiratory Care
Live Videoconference - April 25, 11:30 a.m.-i:oo p.m. Central Time
Teleconference with Videotape - May 16, 11:30 a.m.-i2:oo Noon Central Time
Presenters: James B. Fink, MS, RRT, FAARC and David J. Pierson, MD, PAARC
Aerosol therapy is delivered to nearly 80% of respiratory patients. There are a
number of new medications in development for both local and systemic
administration to those patients. Which device to use, how to negotiate care
plans, and how to educate both patients and caregivers are all topics that will be
discussed. Perhaps of critical importance is getting the most medication delivered
to the patient's lungs, which leads to a discussion of selecting the correct delivery
device.
Program #5
Pediatric Ventilation: Kids Are Different
Live Videoconference - July 25, 11:30 a.m.-i:oo p.m. Central Time
Teleconference with Videotape - August 15, 11 :30 a.m.-i2:oo Noon Central Time
Presenters: Mark Heulitt, MD, FAAP, FCCP and Richard D. Branson, BA, RRT
There are significant differences in the anatomy and physiology of the respiratory
systems between adults and children, posing problems for the practitioner attempting
to mechanically ventilate a pediatric patient. Once the process is underway, the
capabilities of the available mechanical ventilators and how they affect children
pose additional problems. Children are so different, you need to stop and reassess
actions you would normally take with an adult patient.
Program #7
Managing Asthma: An Update
Live Videoconference - September ig, 11:30 a.m.-i:oo p.m. Central Time
Teleconference with Videotape - October 17, 11:30 a.m.-i2:oo Noon Central Time
Presenters: PattiJoyner, RRT, CCM and Mari Jones, MSN, RN, FNP, RRT
Asthma management is a hot topic for discussion. Everyone wants to implement a
program at his or her facility. What will make a program work, and how do you know
if it's successful? This program will provide you with the information you have been
lookinf, for in order to implement a program and determine how successful the
progra r'l rrally is. You will be given guidance on how to analyze outcomes measures
from a su ossful program.
V
Program #2
Pediatric Asthma in the ER
Live Videoconference - March 28, 11:30 a.m.-i:oop.m. Central Time
Teleconference with Videotape - April 18, 11:30 a.m.-l2:oo Noon Central Time
Presenters: Timothy R. Meyers, BS, RRT and Thomas J. Kallstrom, RRT, FAARC
The prevalence of pediatric asthma has increased dramatically in the last few years.
The National Asthma Education and Prevention Program has provided guidelines for
management of pediatric asthma. This program will discu,ss these issues as well as the
role of care paths in the management of the disease. Additionally, there have been
some significant advances in coping with pediatric asthma in the ER.
Program #4
Cost- Effective Respiratory Care: You've Got to Change
Live Videoconference - May 23, 11:30 a.m.-i:oop.m. Central Time
Teleconference with Videotape - June 20, 11:30 a.m.-i2:oo Noon Central Time
Presenters: Kevin L. Shrake, MA, RRT, FACHE, FAAMA, FAARC and Sam P.
Giordano, MBA, RRT, FAARC
Practitioners frequently confuse the implementation of protocol treatment and case
management. Both programs, if successfully implemented, can lead to cost savings.
The problem most practitioners face is how to identify where costs are avoided and
resources are conserved. Perhaps most critical is ensuring that the correct care is
delivered at the proper time. The health care practitioner is key to the ultimate success
of these programs.
Program #6
What Matters in Respiratory Monitoring:
What Goes and What Stays
Live Videoconference - August 22, 11:30 a.m.-i:oo p.m. Central Time
Teleconference with Videotape - September 26, 11:30 a.m.-i2:oo Noon Central Time
Presenters: DeanR. Hess, PhD, RRT, FAARC and Richard D. Branson, BA.RRT
The health care provider has an array of monitoring devices available in managing a
patient. With all that technology available, which device is appropriate? What about
those displays on ventilators? The availability of graphics during mechanical ventilation
can provide a wealth of information. When is it essential? Under what circumstances
should you pay close attention to those displays in the assessment of your patient?
Program #8
Routine Pulmonary Function Testing: Doing It Right
Live Videoconference - November 7, 11:30 a.m.-i.oo p.m. (Antral Time
Teleconference with Videotape - December 5,11 :30 a.m.-i2:oo Noon Central Time
Presenters: Carl D. Mottram, BA, RRT, RPFTand David J. Pierson, MD, FAARC
Pulmonary fiinction testing at the bedside is being increasingly utilized as a diagnostic
tool. Is it always appropriate? How can you assure competency of the person conducting
the test? How can you assure quality assurance outside the pulmonary function
laboratory? This program will provide you with the information you need to assure that
this diagnostic test is properly conducted outside the laboratory.
Ik
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Each program is approved for 1.2 hours of continuing education credit by the Texas Nurse Association. Purchase of videotapes
only does not earn continuing education credit. Registrants must participate in the live program or the telephone seminar to earn
continuing education credits.
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Program materials for the live program include satelHte coordinates, toll-free telephone number, continuing education packet,
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%ols of the Trade
Interested in the topics discussed in this issue? Here are some resources you may find helpful.
Check Out These Resources on Asthma From the AARC:
Status Asthmaticus Simulation
Involves the initial assessment of a 35-year-old man with a history of
allergic asthma. Low-flow oxygen is aaministered initially, followed by
bronchodilator therapy. As the simulation progresses, the patient is
intubated and receives mechanical ventilation. The user is required to
make initial settings and adjustments according to ABG results and
patient response. Also included in the simulation is a switch to IMV
mode, sedation, and eventual extubation and placement on a 40
percent aerosol mask. CAI Software (Requires Windows* 3.1 or
Higher).
Item SP1 2 $65.00
Bronchodilators I: Sympathomimetic Amines
Understand the results of stimulating the autonomic nervous system
and the use of sympathomimetic drugs to accomplish bronchodilation.
Exposes you to oasic aspects of adrenergic bronchodilators and the
?iatient situations for which they are indicated. Individual
ndependent Study Package (IISP).
Item CS14 $12.00 (nonmembers $16.00)
Bronchodilators II: Anti-Cholinergics and Xanthines
Identifies the three categories of drugs that promote bronchodilation
and the mechanism of action for each. This package also provides
examples of drugs in each category Clinical situations are presented
with methods of bronchodilation and rationale for method selected.
Individual Independent Study Package (IISP).
Item CS15 $12.00 (nonmembers $16.00)
Asthma Drugs and Medications: What's Right and What's
Wrong
Reviews the pharmacology section of the revised NAEPP Guidelines.
Additionally, the potential hazards and undesirable side effects of
commonly prescribed medications will be discussed, with alternative
treatment regimens suggested. Featuring William Luskin, MD, and
David J. Pierson, MD. 80-min. videotape.
Item VC81 $49.95 (nonmembers $99.00)
Asthma Disease Management: Using the Revised
NAEPP Guidelines in Practice
Learn the four essential components of the NAEPP Guidelines that
are essential to asthma disease management, and how these
components are incorporated into a comprehensive asthma
management program in the work setting^ from the hospital to home
care. FeaturingThomasJ. Kallstrom, RRT, Gretchen Lawrence, BA,
RRT, and SarnP. Giordano, MBA, RRT. 80-min. videotape.
Item VC74 $49.95 (nonmembers $99.00)
Here is How You Can Learn More About
Diagnostics:
Diagnostic Training and Competence Assessment
Manual for Pulmonary and Noninvasive Cardiology
The new Diagnostic Training and Competence Assessment Manual for
Pulmonary and Noninvasive Cardiology on CD-ROM is now available.
Pulmonary Diagnostics Section features: quality control, diffusing
capacity, whole body plethysmography, indirect calorimetry, arterial
blood gas sampling, bronchoscopy, spirometry, static lung volumes,
bronchial provocation testing, pulse oximetry, venipuncture,
technologist-driven protocols. Noninvasive Cardiology Section
features: electrocardiography, cardiopulmonary stress testing,
transtelephonic event monitoring, transtelephonic pacemaker
evaluation, graded exercise testing, ambulatory electrocardiography,
high resolution signal-average ECG. Requirements: 486 or Pentium
class computer with Windows 3.1, Windows 95 or higher and 8 MB of
available hard drive space and a CD ROM drive.
Item PA99 $267.00 ($289.00 nonmembers)
Uniform Reporting Manual for Diagnostic Services
This manual identifies diagnostic procedures commonly performed
within sleep, pulmonary, blood gas, and noninvasive cardiology
laboratories and time standards for their performance. It is a tool to
determine productivity, track trends in the utilization of services,
assist in determining personnel requirements, and measure demand for
and intensity of service. It also provides a foundation for
benchmarking efficiency indicators within the industry. 188 pages.
ITEM PM88 $99.00 ($135.00 nonmembers)
Helpful Tools for Arterial Blood Gas Analysis:
Blood Gas and Related Measurements: Laboratory
Versus Bedside Devices
Presents the various means of obtaining blood gas information using
invasive and noninvasive devices, the need for such devices, and when
they should be used. Featuring Barry R. Shapiro, MD, and Richard D.
Branson, BS, RRT. 80-min. videotape.
Item VC44 $49.95 ($99.00 nonmembers)
Sources of Error in the Determination of Blood Gas
Values and pH
Familiarizes you with the errors that may occur in the analysis of blood
gases and pH. These are often the most important laboratory data
used in the diagnosis and treatment of pulmonary disease, and errors
in these values can result in deleterious effects on patient care.
Individual Independent Study Package (IISP).
Item PE7 $12.00 ($16.00 nonmembers)
Temperature Adjustment of Blood Gases and pH
Teaches you the effects of abnormal body temperature on blood gas
and pH values. Blood gas values and pH are determined at 37 degrees
Celsius, and this package teaches you how to adjust these values.
Individual Independent Study Package (IISP).
Item PE8 $12.00 ($16.00 nonmembers)
Arterial Blood Gas Interpretation
Teaches ABG interpretation for administering therapy in a
knowledgeable manner. Describes a systematic method that allows yoi
to correctly classify the acid-base dysfunction and to relate the
diagnosis concisely and coherently Individual Independent Study
Package (IISP).
Item PE 10 $12.00 ($16.00 nonmembers)
See these items for more information on pulmonary rehabilitation:
How to Implement a Pulmonary Rehabilitation Program
Describes all the steps and procedures necessary for the implementa-
tion of an effective pulmonary rehabilitation program. Presents ways
to ensure all requirements are followed. Very comprehensive. Byjulien
M. Roy, BA, RRT. Audiotape.
Item PAD75 $15.00 ($20.00 nonmembers)
A Business and Marketing Plan for Pulmonary
Rehabilitation
Explains the business side of a pulmonary rehabilitation program.
Describes how to write a business plan and now to market it. By Trina
M. Limberg, BS, RRT. Audiotape.
Item PAD76 $1 5.00 ($20.00 nonmembers)
Outcomes for Pulmonary Rehabilitation
Details all the requirements necessary to set up a basic outcomes
measurement program for a pulmonary rehabilitation program. By
Trina M. Limberg, BS, RRT. Audiotape.
Item PAD78 $15.00 ($20.00 nonmembers)
Pulmonary Rehabilitation Across the Continuum of Care
Learn the steps necessary for implementation of a sound pulmonary
rehabilitation program and methods ensuring requirements of
intermediaries are met. Necessary documentation will be discussed to
assure reimbursement. Featuring Julien M. Roy, BA, RRT, and Richard
D. Branson, BS, RRT. 8o-min. videotape.
Item VC83 $49.95 ($99.00 nonmembers)
Pulmonary Rehabilitation
Learn the components of a comprehensive pulmonary rehabilitation
program, how to select appropriate candidates, and how to identify and
set both short- and long-term patient goals. Also covers assessment of a
patient's progress and follow-up. Featuring Barry M. Make, MD, and
David J. Pierson, MD. 8o-min. videotape.
Item VC24 $49.95 ($99.00 nonmembers)
Keep Your Mechanical Ventilation Skills Up-to-Date
with These Tools: Unconventional Methods for Adult
Oxygenation and Ventilation Support
Provides an overview of new and experimental techniques for adult
oxygenation and ventilation support. Discusses the techniques,
theoretical rationales, methods of application, and experimental
evidence of the effectiveness of these unconventional methods.
Featuringjames K. Stoller, MD, and David J. Pierson, MD. 8o-min.
videotape.
Item VC36 $49.95 ($99.00 nonmembers)
Noninvasive Mechanical Ventilation: Its Role in Acute
and Chronic Respiratory Failure
Reviews the history of noninvasive ventilation, describes modalities
currently available, and discusses the pros and cons of each. Results of
studies on acute and chronic respiratory failure are reviewed, and
acceptable indications for use of noninvasive ventilation are described.
Considerations for selecting appropriate patients, and techniques of
initiation and monitoring of noninvasive ventilation are also discussed.
Featuring Nicholas S. Hill, MD, and Richard D. Branson, BS, RRT.
8o-min. videotape.
Item VC55 $49.95 ($99.00 nonmembers)
Managing the Ventilator: What and When
Reviews initial ventilator setup and selection of appropriate settings.
Covers monitoring the patient, responding to clinical data with
appropriate adjustments, the techniques for effective secretion
clearance, infection control, and recognizing who is ready to wean.
Featuring Dean R. Hess, PhD, RRT, and Richard D. Branson, BS, RRT.
8o-min. videotape.
Item VC62 $49.95 ($99.00 nonmembers)
Theory and Application of Neonatal Ventilation:
What, When, and Why
Evaluates neonates in need of ventilation, assessment and ventilator
monitoring, and how to recognize the neonate in respiratory failure.
Also provided are instructions for minimizing iatrogenic lung damage,
with a summary application of the new modes of ventilation and
respiratory support in neonates. Featuring Robert L. Chatburn, RRT,
and Richard D. Branson, BS, RRT. 8o-min. videotape.
Item VC65 $49.95 ($99.00 nonmembers)
Pressure Support During Mechanical Ventilation
Defines pressure support, its differences, and how it is used during
ventilator weaning. Also presents clinical situations and how to
determine appropriate levels with each new patient. Featuring Neil R.
Maclntyre, MD, and David J . Pierson, MD. 8o-min. videotape.
Item VC21 $49.95 ($99.00 nonmembers)
The New Ventilator Management: Permissive
Hypercapnia and Other Variations on Conventional
Mechanical Ventilation
Outlines techniques and theories, including pressure-limited
ventilation, reduced peak pressure, permissive hypercapnia, weaning
and imposed work of breathing, and the next generation of ventilators.
Featuring Neil R. Maclntyre, MD, and Richard D. Branson, BS, RRT.
Item VC46 $49.95 ($99.00 nonmembers)
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Abstracts
MiniAQLQ was tested in a 9-week observa-
tional study of 40 adults with syinptomatic
asthma. Patients completed the MiniAQLQ, the
AQLQ, the Short Form (SF)-36. the Asthma
Control Questionnaire and spirometry at base-
line. 1 , 5 and 9 weeks. In patients whose asthma
was stable between clinic visits, reliability was
very acceptable for the MiniAQLQ (intraclass
correlation coefficient (ICC)=0.83). but not
quite as good as for the AQLQ (ICC=0.95).
Similarly, responsiveness in the MiniAQLQ
(p=0.0007) was good but not quite so good as
for the AQLQ (p<0.0001). Construct validity
(correlation with other indices of health status)
was strong for both the MiniAQLQ and the
AQLQ. Criterion validity showed thai there was
no bias between the instruments (p=0.61) and
the correlation between them was high (r=0.90).
The Mini Asthma Quality of Life Question-
naire has good measurement properties but they
are not quite as strong as those of the original
Asthma Quality of Life Questionnaire. The
choice of questionnaire should depend on the
task at hand.
Quality of Life in Elderly Subjects with a
Diagnostic Label of Asthma from General
Practice Registers— Dyer CA, Hill SL, Stock-
ley RA, Sinclair AJ. Eur Respir J 1999 Jul;
14(l):39-45.
The aim of this study was to assess health-
related quality of life (QoL) in elderly subjects
with a diagnostic label of asthma from a gen-
eral practice population, and to determine the
main contributory factors. Sixty people aged a
70 yrs with a primary care diagnostic label of
asthma, and 43 control subjects were recruited.
Assessment of bronchodilator response, and oral
steroid trials were conducted where possible.
The main outcome measures were QoL scores
for the Short Form (SF)-36 and the St George's
Respiratory Questionnaire (SGRQ). In the
asthma group, 29 subjects demonstrated a sig-
nificant airway response to bronchodilators or
steroids. Mean SF-36 scores were significantly
worse in the total asthma group for components
of physical function, physical role limitation,
and general health, although psychological
scores were similar. QoL remained worse than
controls in those subjects with a significant bron-
chodilator response. Dyspnoea and depression
accounted for 61 % of the variance in the SGRQ,
but forced expiratory volume in one .second was
not an independent variable. Quality of life is
impaired in elderly people with a diagnosis of
a.sthma, including those with demonstrable air-
way variability. Many older subjects with
asthma note a variety of symptoms, highlight-
ing the need for further research into the ade-
quacy and efficacy of their treatment.
A Comparison of a New Transtelephonic Por-
table Spirometer with a Laboratory Spirom-
eter— Izbicki G, Abboud S, Jordan P, Perru-
choud AP, Bolliger CT. Eur Respir J 1999 Jul;
14(1):209-213.
The Spirophone is a new, portable transtele-
phonic spirometer which records the slow and
the forced expiratory vital capacity tests. Data
can be transmitted via the telephone to a remote
receiving centre, where a volume-time curve
and the flow-volume curve are displayed on
screen in real time. The aim of this study was to
compare the newly developed transtelephonic
spirometer, with a laboratory spirometer accord-
ing to the American Thoracic Society (ATS)
testing guidelines. Spirometry indices (slow vi-
tal capacity (SVC), forced vital capacity (FVC),
forced expiratory volume in one second (FEV , ).
peak expiratory flow (PEF), forced expiratory
flow at 25, 50 and 75% of FVC (FEF,,, FEF,„,
and FEF,,, respectively)) were measured from
the SVC and the FVC tests in 45 subjects (30
patients, 15 healthy volunteers) according to
the ATS standards. The data obtained with the
laboratory system were compared to those from
the Spirophone. The Spirophone measurements
of SVC, FVC, FEV,, PEF, FEF,,, FEE,,, and
FEF,, correlated closely (r=0.9 1-0.98) to those
from the laboratory system, whereas FEF^,,
FEF50 and FEF75 were significantly higher with
the Spirophone. It is concluded that the Spiro-
phone is comparable to the standard spirometry
for home monitoring of slow vital capacity,
forced vital capacity, forced expiratory volume
in one second and peak expiratory flow. The
validity of the manoeuvre can be assessed on
screen in real time.
Accuracy of the i-STAT Bedside Blood Gas
Analyser — Sediame S, Zerah-Lancner F,
d'Ortho MP. Adnot S, Harf A. Eur Respir J
1999 Jul;l4(l):214-2I7.
The performance of the i-STAT portable clin-
ical analyser for measuring blood gases and pH
was evaluated with reference to a conventional
blood gas analyser (ABL520 Radiometer). Nine-
ty-two samples from the routine blood gas anal-
ysis laboratory were chosen according to a wide
distribution of partial pressure of carbon diox-
ide (Paco,)- partial pressure oxygen (Pao,) and
pH and then analysed. All measurements were
performed in duplicate by trained technicians
from the central hospital laboratory. Differences
between duplicate measurements were com-
puted for Paco,: (1-2 versus 0.4%), P^o, (1.7
versus 1.1%) and pH (0.06 versus 0.02%). for
the i-STAT and ABL520, respectively. pH and
Pacc), values measured with the i-STAT were
very close to tho.se obtained with the ABL52().
the difference (mean±SD) being 0.006±0.018
and -0.1 3 ±0.17 kPa, respectively. Statistical
analysis .showed that the differences between
analysers did not depend on values of pH or
Pucot The performance of the analy.sers de-
pended on the level of POj. Below 15 kPa
(n=48), the two systems gave nearly identical
values, the mean difference was 0.01 ±0.37 kPa.
Between 16 and 55 kPa (n=44), there was a
systematic but small (-0.69±0.67 kPa) under-
estimation of Pao, measured with the i-STAT
(p<10"). In conclusion, this study shows that
blood gas analysis using the i-STAT portable
device is comparable with that performed by a
conventional laboratory blood gas analyser.
Lung Volume Reduction Surgery (LVRS) for
Chronic Obstructive Pulmonary Disease
(COPD) with Underlying Severe Emphyse-
ma— Young J, Fry-Smith A, Hyde C. Thorax
1999 Sep;54(9):779-789.
BACKGROUND: Lung volume reduction sur-
gery (LVRS) has recently re-emerged as a sur-
gical option for the treatment of end stage
chronic obstructive pulmonary disease (COPD)
due to underlying severe emphysema. Advo-
cates of LVRS claim that it represents a signif-
icant breakthrough in the management of this
challenging group of patients while sceptics
point to uncertainty about the effectiveness of
the operation. METHODS: A systematic review
was conducted of the evidence on the effects of
LVRS in patients with end stage COPD sec-
ondary to severe emphysema. RESULTS: The
most rigorous evidence on the effectiveness of
LVRS came from case series. Seventy five po-
tentially relevant studies were identified and 19
individual .series met the methodological crite-
ria for inclusion. The pattern of results was con-
sistent across individual studies despite a sig-
nificant degree of clinical heterogeneity.
Significant short term benefits occurred across
a range of outcomes which appeared to con-
tinue into the longer term. Physiological im-
provements were matched by functional and
subjective improvements. Early mortality rates
were low and late mortality rates compared
favourably with tho.se of the general COPD pop-
ulation. However, the entire research base for
the intervention is subject to the limitations of
study designs without parallel control groups.
CONCLUSIONS: LVRS appears to represent a
promising option in the management of patients
with severe end stage emphysema. However,
until the results of ongoing clinical trials are
available, the considerable uncertainty that ex-
ists around the effectiveness and cost effective-
ness of the procedure will remain.
The Open Circuit Nitrogen Washout Tech-
nique for Measuring the Lung Volume in
Infants: Methodological Aspects — Morris
MG. Thorax 1999 Sep;54(9):790-795.
BACKGROUND: Lung volume measurement
by nitrogen washout is widely used in infants,
though a lack of accuracy and changes of cal-
ibration over time have been reported. The po-
tential sources of error were explored in order
to increase the accuracy and reliability of the
technique. METHODS: A commercial system
1432
Respiratory Care • December 1999 Vol 44 No 12
for nitrogen washout and a 0.5 litre calibrating
syringe as a lung model were used to perform
over 2000 in vitro washouts, including simu-
lated rapid breathing, shallow breathing, peri-
odic breathing, sighs, and brief apnoeas. A con-
stant 10 L/min bias flow of oxygen and extended
equipment warming times were employed. A
collapsible breathing bag was incorporated into
the washout circuit. Following a single two point
calibration, known air volumes from 42 mL to
492 mL were measured by nitrogen washout
over a 14 hour period. The flow waveform in
the nitrogen mixing chamber during a washout
in vitro, with and without the breathing bag in
the circuit, was also studied. RESULTS: The
mean coefficient of variation of all volumes
was 0.66%. The mean difference between mea-
sured and known volumes was 0.30 mL (95%
confidence interval (CI) -0.18 to 0.79). This
difference was not statistically significant (p =
0.22). The mean percentage error was -0.1%
(range -0.47% to 0.46%). Nitrogen calibration
remained stable for 14 hours. Without the breath-
ing bag flow transients were frequent in the
mixing chamber during in vitro washout. CON-
CLUSIONS: This technique increa.ses the ac-
curacy in vitro and the precision in vivo of
volume measurement by nitrogen washout.
Sources of potential errors including baseline
drifting and inadequate equipment warming
times were identified. The breathing bag acted
as a buffer reservoir, preventing large swings in
flows within the nitrogen mixing chamber dur-
ing washouts, and should be an integral com-
ponent of the nitrogen washout circuit.
Pressure-Limited Ventilation of Infants with
Low-Compliance Lungs: The Efficacy of an
Adult Circle System Versus Two Free-
standing Intensive Care Unit Ventilator Sys-
tems Using an in Vitro Model — Stevenson
GW. Horn B, Tobin M, Chen EH, Sautel M.
Hall SC, Cote CJ. Anesth Analg 1 999 Sep;89(.3):
638-641.
We compared the efficacy of a Drager Narkomed
GS (North American Drager. Telford, PA)
equipped with an adult circle system with two
free-standing infant ventilator systems (Servo
300; Siemens Medical Systems, Danvers, MA
and Babylog 8000; North American Drager) to
deliver minute ventilation (V^) using pressure-
limited ventilation to a te.st lung set to low com-
pliance. To simulate a wide variety of potential
patterns of ventilation, Vp was measured at peak
inspiratory pressures (PIP) of 20, 30. 40, and 50
cm HjO and at respiratory rates (RR) of 20, 30,
40, and 50 breath.s/min. Each measurement was
made three times; the average was used for data
analysis using the multiple regression technique.
Delivered V^ was positively correlated with both
PIP (p = 0.001) and RR (p = 0.001). Only
minimal differences in Vp were observed be-
tween the circle and the two free-standing sys-
tems. At lower RR and PIP. the Babylog 8000
Circle 111 on product Info card
.sy.stem delivered slightly higher V^ than the
circle system, whereas at higher RR and PIP.
the Babylog 8000 delivered slightly lower Vp
than the circle system; these differences in Vg
were not statistically significant (p = 0.45). The
Servo 300 delivered slightly higher Vp than the
circle system in all test conditions, but these
differences were not statistically significant (p =
0.09). None of the differences in delivered Vj.
between the Servo 300 and the circle system
are of clinical importance. IMPLICATIONS:
Our laboratory investigation suggests that pres-
sure-limited ventilation delivered by a standard
adult circle system compares favorably with that
of freestanding infant ventilators used in pres-
sure-limited mode. Changing from an adult cir-
cle sy.stem to a free-standing pressure-limited
ventilator may not sub.stantially improve venti-
lation of a low-compliance infant lung; the ef-
ficacy of such a practice should be investigated.
Simulation Technology for Health Care Pro-
fessional Skills Training and Assessment —
Issenberg SB. McGaghie WC, Hart IR, Mayer
JW, Felner JM, Petru.sa ER, et al. JAMA 1999
Sep l;282(9):861-866.
Changes in medical practice that limit instruc-
tion time and patient availability, the expanding
options for diagnosis and management, and ad-
vances in technology are contributing to greater
use of simulation technology in medical edu-
cation. Four areas of high-technology simula-
tions currently being used are laparoscopic tech-
niques, which provide surgeons with an
opportunity to enhance their motor skills with-
out risk to patients; a cardiovascular disease
simulator, which can be used to simulate car-
diac conditions; multimedia computer systems,
which includes patient-centered, case-based pro-
grams that constitute a generalist curriculum in
cardiology; and anesthesia simulators, which
have controlled responses that vary according
to numerous possible scenarios. Some benefits
of simulation technology include improvements
in certain surgical technical skills, in cardiovas-
cular examination skills, and in acquisition and
retention of knowledge compared with tradi-
tional lectures. These systems help to address
the problem of poor skills training and profi-
ciency and may provide a method for physi-
cians to become self-directed lifelong learners.
Performance of a Short Lung-Specific Health
Status Measure in Outpatients with Chronic
Obstructive Pulmonary Disease — Stavem K,
Erikssen J, Boe J. Respir Med 1999 Jul;93(7):
467-475.
The objective of this study was to assess the
performance of a lung-.specific health status
measure in patients with chronic obstructive pul-
Respiratory Care • December 1999 Vol 44 No 12
1433
Abstracts
monary disease (COPD). We used the Respira-
tory Quality of Life Questionnaire (RQLQ), a
modification of an Australian questionnaire in-
tended for asthma patients and adapted in this
study to fit patients with COPD also. For com-
parison we chose the general health profile mea-
sure Short Form 36 (SF-36). We assessed the
five RQLQ scales and eight SF-36 scales for
reliability, validity and responsiveness in 59 out-
patients attending a Norwegian hospital for
COPD. Statistical analysis included internal
consistency, test-retest reliability and conver-
gent validity between the two questionnaires.
Responsiveness was assessed in patients report-
ing global change in health status over 1 year.
All scales of the RQLQ showed good internal
consistency (Cronbach's a = 0.85-0.94) and
test-retest reliability (intraclass correlation co-
efficient = 0.86-0.94), as did the SF-36 scales
(a = 0.66-0.90) and intraclass correlation co-
efficient = 0.60-0.86). Pearson correlations be-
tween scales with similar items ranged from
0.54 to 0.76, supporting the construct validity
of both questionnaires. The RQLQ had respon-
sive scales, showing significant changes in the
expected direction over 1 year. We conclude
that the RQLQ showed an acceptable reliabil-
ity, construct validity and responsiveness in
COPD patients, encouraging further use of this
questionnaire.
Inhaled Antibiotic Therapy in Non-Cystic Fi-
brosis Patients with Bronchiectasis and
Chronic Bronchial Infection by Pseudoino-
nas Aeruginosa — Orriols R, Roig J, Ferrer J,
Sampol G, Rosell A, Ferrer A, Vallano A. Re-
spir Med 1999 Jul;93(7):476-480.
The aim of this study was to investigate the
long-term effectiveness and safety of inhaled
antibiotic treatment in non-cystic fibrosis pa-
tients with bronchiectasis and chronic infection
by Pseudomonas aeruginosa, after standard en-
dovenous and oral therapy for long-term con-
trol of the infection had failed. After complet-
ing a 2-week endovenous antibiotic treatment
to stabilize respiratory status, 17 patients were
randomly allocated to a 12-month treatment ei-
ther with inhaled ceftazidime and tobramycin
(group A) or a symptomatic treatment (group
B). One patient from group A abandoned in-
haled treatment because of bronchospasm and
another from group B died before the end of the
study. The remaining 15 patients, seven from
group A and eight from group B, completed the
study. Both groups had similar previous char-
acteristics. The number of admissions and days
of admission (mean ± SEM) of group A [0.6
(L5) and 13.1 (34.8)] were lower than those of
group B [2.5 (2.1) and 57.9 (41.8)] (p < 0.05).
Forced vital capacity (FVC), forced expiratory
volume in 1 sec (FEV,), P„q, and Paco, w^r^
similar in the two groups at the end of follow-
up, showing a comparable decline in these pa-
rameters. There were no significant differences
either in the use of oral antibiotics or in the
frequency of emergence of antibiotic-resistant
bacteria between groups. Microbiological stud-
ies suggested that several patients had different
Pseudomonas aeruginosa strains. None of the
patients presented impaired renal or auditory
function at the end of the study. This study
suggests that long-term inhaled antibiotic ther-
apy may be safe and lessen disease severity in
non-cystic fibrosis patients with bronchiectasis
and chronic bronchial infection by Pseudomo-
nas aeruginosa which do not respond satisfac-
torily to antibiotics administered via other
routes.
Associations Between an Asthma Morbidity
Index and Ideas of Fright and Bother in a
Community Population — Jones K, Cleary R,
Hyland M. Respir Med 1 999 Jul;93(7):5 1 5-5 1 9.
There is a need for simple asthma outcome mea-
sures for primary care which are not only valid
in terms of their relationship with lung function
but also in terms of pragmatic psychological
constructs. This study assesses the usefulness
of adding items on the degree of 'bother' and
■fright' caused by the condition to a previously
validated simple asthma morbidity index. A
postal questionnaire survey comprising a sim-
ple asthma morbidity index and questions on
'fright' and 'bother' was conducted in one gen-
eral practice in the north-east of England. Re-
sponses were obtained from 570 individuals.
Of these, 184 (32%) reported low, 133 (23%)
medium and 253 (44%) high morbidity. Twen-
ty-nine per cent of respondents had felt fright-
ened by their asthma in the previous 4 weeks.
Both the 'fright' and 'bother' items were sig-
nificantly associated with the morbidity index.
The addition of 'bother' and/or 'fright' ques-
tions may improve both the content, construct
and predictive validity of the morbidity index,
but this needs to be established prospectively.
Patient- Ventilator Asynchrony During Non-
invasive Ventilation: The Role of Expiratory
Trigger — Calderini E, Confalonieri M, Puccio
PG, Francavilla N, Stella L, Gregoretti C. In-
tensive Care Med 1999 Jul;25(7):662-667.
OBJECTIVE: Air leaks around the mask are
very likely to occur during noninvasive venti-
lation, in particular when prolonged ventilatory
treatment is required. It has been suggested that
leaks from the mask may impair the expiratory
trigger cycling mechanism when inspiratory
pressure support ventilation (PSV) is used. The
aim of this study was to compare the short-term
effect of two different expiratory cycling mech-
anisms (time-cycled vs flow-cycled) during
noninvasive inspiratory pressure support venti-
lation (NIPSV) on patient-ventilator synchroni-
sation in severe hypoxemic respiratory failure.
STUDY POPULATION: Six patients with acute
lung injury (ALI) due to acquired immunode-
ficiency syndrome (AIDS)-related opportunis-
tic pneumonia were enrolled in the protocol.
INTERVENTION: Each subject was first stud-
ied during spontaneous breathing with a Ven-
turi oxygen mask (SB) and successively sub-
mitted to a randomly assigned 20' conventional
flow-cycling (NIPSVfc) or time-cycling inspira-
tory pressure support ventilation (NIPSVtc). The
pre-set parameters were: inspiratory pressure of
10 cm HjO, PEEP of 5 cm HjO for the same
inspired oxygen fraction as during SB. A tight
fit of the mask was avoided in order to facilitate
air leaks around the mask. The esophageal pres-
sure time product (PTPes) and tidal swings (A
Pes) were measured to evaluate the patient's
respiratory effort. A subjective "comfort score"
and the difference between patient and machine
respiratory rate [A RR(p-v)], calculated on
esophageal and airway pressure curves, were
used as indices of patient-machine interaction.
RESULTS: Air leaks through the mask occurred
in five out of six patients. The values of PEEPi
(< 1.9 cm HjO) excluded significant expira-
tory muscle activity. NIPSVtc significantly re-
duced PTPes, A Pes, and A RR(p-v) when com-
pared to NIPS-Vfc [230 ± 41 (SE) vs 376 ± 72
cm HjO-s-min- ';8±2vsl3±2cm HjO; I ±
1 vs 9 ± 2 br-min"'; respectively] with a con-
comitant significant improvement of the "com-
fort score". CONCLUSIONS: In the presence
of air leaks a time-cycled expiratory trigger pro-
vides a better patient-machine interaction than
a flow-cycled expiratory trigger during NIPSV.
Aspiration of Dead Space Allows Normocap-
nic Ventilation at Low Tidal Volumes in
Man — De Robertis E, Servillo G, Jonson B,
Tufano R. Intensive Care Med 1999 Jul;25(7):
674-679.
OBJECTIVE: Aspiration of dead space (AS-
PIDS) improves carbon dioxide (COj) elimina-
tion by replacing dead space air rich in COj
with fresh gas during expiration. The hypothe-
sis was that ASPIDS allows normocapnia to be
maintained at low tidal volumes (Vt). DESIGN:
Prospective study. SETTING: Adult intensive
care unit in a university hospital. PATIENTS:
Seven patients ventilated for neurological rea-
sons were studied. All patients were clinically
and haemodynamically stable and monitored ac-
cording to clinical needs. INTERVENTIONS:
ASPIDS implies that, during expiration, gas is
aspirated through a catheter inserted in the tra-
cheal tube. Simultaneously, a compensatory
flow of fresh gas is injected into the inspiratory
line. ASPIDS was achieved with a computer/
ventilator system controlling two solenoid
valves for aspiration and injection. RESULTS:
At the basal respiratory rate of 12.6 breaths
min', with ASPIDS V^ decreased from 602 to
456 mL, as did the airway pressures to a cor-
responding degree. P„co2 ^^^ Pao, remained sta-
ble. At a frequency of 20 breaths min', with
ASPIDS Vt- was further reduced to 305 mL
1434
Respiratory Care • December 1999 Vol 44 No 12
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Abstracts
with preserved normocapnia. ASPIDS did not
interfere with the positive end-expiratory pres-
sure (PEEP) level. No intrinsic PEEP devel-
oped. All patients remained stable. No haemo-
dynamic or other side effects of ASPIDS were
noticed. CONCLUSION: The results of this
study suggest that ASPIDS may be a useful and
safe modality of mechanical ventilation that lim-
its alveolar pressure and minute ventilation re-
quirements while keeping P,,c(), constant.
Sensitivity and Specificity of a Screening Test
to Document Traumatic Experiences and to
Diagnose Post-Traumatic Stress Disorder in
ARDS Patients after Intensive Care Treat-
ment— Stoll C, Kapfhammer HP. Rothen-
hausler HB, Haller M, Briegel J, Schmidt M. et
al. Intensive Care Med 1999 Jul;25(7):697-704.
OBJECTIVE: Many survivors of critical illness
and intensive care unit (ICU) treatment have
traumatic memories such as nightmares, panic
or pain which can be associated with the de-
velopment of posttraumatic stress disorder
(PTSD). In order to simplify the rapid and early
detection of PTSD in such patients, we modi-
fied an existing questionnaire for diagnosis of
PTSD and validated the instrument in a cohort
of ARDS patients after long-term ICU therapy.
DESIGN: Follow-up cohort study. SETTING:
The 20-bed ICU of a university teaching hos-
pital. PATIENTS: A cohort of 52 long-term
survivors of the acute respiratory distress syn-
drome (ARDS). INTERVENTIONS AND
MEASUREMENTS: The questionnaire was ad-
ministered to the study cohort at two time points
2 years apart. At the second evaluation, the pa-
tients underwent a structured interview with two
trained psychiatrists to diagnose PTSD accord-
ing to Diagnostic and Statistical Manual of Men-
tal Disorders, 4th edition (DSM-IV) criteria. The
reliability and validity of the questionnaire was
then estimated and its specificity, sensitivity and
optimal decision threshold determined using re-
ceiver operating characteristic (ROC) curve
analyses. RESULTS: The questionnaire showed
a high internal consistency (Crohnbach's al-
pha = 0.93) and a high test-retest reliability
(intraclass correlation coefficient alpha = 0.89).
There was evidence of construct validity by a
linear relationship between scores and the num-
ber of traumatic memories from the ICU the
patients described (Spearman's rho = 0.48, p <
0.01). Criterion validity was demon.strated by
ROC curve analyses resulting in a sensitivity of
77.0% and a specificity of 97.5% for the diag-
nosis of PTSD. CONCLUSIONS: The ques-
tionnaire was found to be a responsive, valid
and reliable instrument to screen survivors of
intensive care for PTSD.
Comparison of Different Methods for Dead
Space Measurements in Ventilated Newborns
Using COj- Volume Plot— Wenzel U. Wauer
RR. Schmalisch G. Intensive Care Med 1999
Jul;25(7):705-713.
OBJECTIVE: The aim of the study was to test
the applicability of Ventrak 1550/Capnogard
1 265 ( V-C) for respiratory dead space ( V^) mea-
surement and to determine anatomic (V[,,,„.,).
physiologic (V^phy,), and alveolar dead spaces
(^Daiv) i" ventilated neonates. DESIGN: Pro-
spective study. SETTING: Neonatal intensive
care unit. PATIENTS: 33 investigations in 22
ventilated neonates; median gestational age 34.5
weeks (range 27-41). median birthweight
2658 g (range 790-3940). METHOD: The sin-
gle-breath CO, test (SBT-COj) and tran,scuta-
neous partial pressure of carbon dioxide (Pco,)
were recorded simultaneously and Vp, was de-
termined (1) automatically (V-C software). (2)
by interactive analysis of the P^-q, volume plot,
and (3) manually by Bohr/Enghoff equations
using data obtained by V-C. RESULTS: V„
measurements were possible in all cases by
method 3 but not possible by methods I and 2
in 22 of 33 investigations (67%), especially in
preterm neonates, because of disturbed signals.
VixMvAg ( 1 f" ± O-ft mL/kg, mean ± SD), V„.,J
tidal volume (V-,) (0.36 ± 0.09) were lower
compared to published data in spontaneously
breathing infants, whereas V|-,p|,y„/kg (2.3 ± 0.9
mL/kg) and V,,^„^J\/y (0.50 ±0.12) are com-
parable to data obtained from the literature. Five
minutes after insertion of the sensor (dead space
2.6 mL) into the ventilatory circuit, the trans-
cutaneous P((,, rose above baseline for 3.2%
(patients > 2500 g) and 5.7% (patients <
2500 g). The time necessary for one analysis
was 50-60 min. CONCLUSION: In ventilated
newborns, dead space measurements were pos-
sible only in one-third by SBT-CO,. but in all
cases by Bohr/Enghoff equations. Improved
software could further reduce the time needed
for one analysis.
Combination of Inhaled Nitric Oxide and In-
travenous Prostacyclin for Successful Treat-
ment of Severe Pulmonary Hypertension in
a Patient with Acute Respiratory Distress
Syndrome— Kuhlen R. Walbert E, Frankel P,
Thaden S, Behrendt W, Rossaint R. Intensive
Care Med 1999 Jul:25(7):752-754.
OBJECTIVE: To investigate the combination
of inhaled nitric oxide (iNO) and intravenously
administered prostacyclin (i.v. PGI2) in a pa-
tient with severe pulmonary hypertension and
acute respiratory distress syndrome (ARDS).
DESIGN: Single case study. SETTING: Inten-
sive care unit of a university hospital. METH-
ODS: In an ARDS patient with severe pulmo-
nary hypertension, gas exchange and
hemodynamics were measured during combined
treatment with iNO and i.v. PGI2. On two sub-
sequent days, a protocol consisting of four 20-
min periods was performed: baseline. 10 ppm
iNO, 10 ppm iNO plus 4 ng kg ' min"', and 4
ng kg*' min"' PGI2 alone. At the end of each
period hemodynamic and gas exchange data
were obtained. RESULTS: The combination of
iNO and i.v. PGI2 resulted in a marked de-
crease in pulmonary artery pressure and a con-
comitant increase in cardiac output which was
more pronounced than the effect of either drug
alone. During iNO. as well as during the com-
bination of iNO and i.v. PGI2. oxygenation was
improved, whereas during i.v. PGI2 alone ox-
ygenation was worse than baseline. CONCLU-
SION: We conclude that the combination of
iNO and i.v. PGI2 might be more u.seful than
either drug alone when severe pulmonary hy-
pertension leading to impaired right ventricular
function is present in ARDS. A systematic study
of this observation is warranted.
Sublingual Capnometry: A New Noninvasive
Measurement for Diagnosis and Quantita-
tion of Severity of Circulatory Shock — Weil
MH. Nakagawa Y. Tang W. Sato Y. Ercoli F,
Finegan R, et al. Crit Care Med 1999 Jul;27(7):
1225-1229.
OBJECTIVE: To investigate the feasibility and
predictive value of sublingual P^,„ (P(SL)CO,)
measurements as a noninvasive and early indi-
cator of systemic perfusion failure. DESIGN: A
prospective, criterion study. SETTING: Emer-
gency department and medical and surgical in-
tensive care units of an urban community med-
ical center. PARTICIPANTS AND PATIENTS:
Five normal human volunteers and 46 patients
with acutely life-threatening illness or injuries.
INTERVENTIONS: Intra-arterial or automated
cuff blood pressure and arterial blood lactate
(LAC) were measured concurrently with
P(SL)CO,. RESULTS: P(SL)C02 in five
healthy volunteers was 45.2 ± 0.7 mm Hg
(mean ± sD). Twenty-.six patients with physi-
cal signs of circulatory shock and LAC >2.5
mmol/L had a P(SL)CO, of 81 ± 24 mm Hg.
This contrasted with patients admitted without
clinical signs of shock and LAC of <2.5 mmol/L
who had a P(SL)CO, of 53 ± 8 mm Hg (p <
0.(X)1 ). The initial P(SL)CO, of 12 patients who
died before recovery from shock was 93 ± 27
mm Hg, and this contrasted with 58 ± 11 mm
Hg (p < 0.001 ) in hospital survivors. Increases
in P(SL)C02 were correlated with increases in
LAC (r- = 0.84; p < 0.001). When P(SL)CO,
exceeded a threshold of 70 mm Hg. its positive
predictive value for the presence of physical
signs of circulatory shock was 1 .00. When it
was <70 mm Hg, it predicted survival with a
predictive value of 0.93. CONCLUSION:
P(SL)C02 may serve as a technically simple
and noninvasive clinical measurement for the
diagnosis and estimation of the severity of cir-
culatory shock states.
Enteral Tube Feeding in the Intensive Care
Unit: Factors Impeding Adequate Delivery —
McClave SA. Sexton LK, Spain DA, Adams
143fc
Respiratory Care • December 1999 Vol 44 No 12
Draser
"Resistance is futile!"
During ventilation the artificial airway resistance makes breathing more difficult. The use of pressure
support as a simple means to overcome this resistance has fundamental disadvantages. Conventional
pressure support cannot adapt to specific breath to breath requirements due to patient demand and is
only active during the inspiratory phase.
Automatic tube compensation (ATC™) now offers continuous adaptation to the current gas flow through-
out the entire respiratory cycle virtually eliminating the additional work of breathing generated by the tube
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Abstracts
JL, Owens NA, Sullins MB, et al. Crit Care
Med 1999 Jul;27(7); 1252-1 256.
OBJECTIVE: To evaluate those factors that im-
pact on the delivery of enteral lube feeding.
DESIGN: Prospective study. SETTING: Med-
ical intensive care units (ICU) and coronary
care units at two university-based hospitals. PA-
TIENTS: Forty-four medical ICU/coronary care
unit patients (mean age, 57.8 yrs; 70% male)
who were to receive nothing by mouth and were
placed on enteral tube feeding. INTERVEN-
TIONS: Rate of enteral tube feeding ordered,
actual volume delivered, patient position, resid-
ual volume, flush volume, presence of blue food
coloring in oropharynx, and stool frequency
were recorded every 4 hrs. Duration and reason
for cessation of enteral tube feeding were doc-
umented. MEASUREMENTS AND MAIN RE-
SULTS: Physicians ordered a daily mean vol-
ume of enteral tube feeding that was 65.6% of
goal requirements, but an average of only 78. 1 %
of the volume ordered was actually infused.
Thus, patients received a mean volume of en-
teral tube feeding for all 339 days of infusion
that was 5 1 .6% of goal (range, 15. 1 % to 87. 1 %).
Only 14% of patients reached > 90% of goal
feeding (for a single day) within 72 hrs of the
start of enteral tube feeding infusion. Of 24
patients weighed before and after, 54% were
noted to lose weight on enteral tube feeding.
Declining albumin levels through the enteral
tube feeding period correlated significantly with
decreasing percent of goal calories infused (p =
0.042; r^ = 0.13). Diarrhea occurred in 23 pa-
tients (52.3%) for a mean 38.2% of enteral tube
feeding days. In >1490 bedside evaluations,
patients were observed to be in the supine po-
sition only 0.45%, residual volume of >200
mL was found 2.8%, and blue food coloring
was found in the oropharynx 5.1% of the time.
Despite this, cessation of enteral tube feeding
occurred in 83.7% of patients for a mean 19.6%
of the potential infusion lime. Sixty-six percent
of the enteral tube feeding cessations was judged
to be attributable to avoidable causes. CON-
CLUSIONS: The current manner in which en-
teral tube feeding is delivered in the ICU results
in grossly inadequate nutritional support. Barely
one half of patient caloric requirements are met
because of underordering by physicians and re-
duced delivery through frequent and often in-
appropriate cessation of feedings.
Single Versus Multiple Doses of Acetazol-
amide for Metabolic Alkalosis in Critically
III Medical Patients: A Randomized, Dou-
ble-Blind Trial— Mazur JE, Devlin JW, Peters
MJ, Jankowski MA, lannuzzi MC, Zarowitz BJ.
Crit Care Med 1999 Jul;27(7): 1257-1 261.
OBJECTIVE: To compare two dosing regimens
of acetazolamide for the reversal of metabolic
alkalosis in mechanically ventilated patients
with asthma or chronic obstructive pulmonary
disease. DESIGN: A randomized, double-blind,
placebo-controlled trial. SETTING: A 35-bed
medical intensive care unit in a tertiary care
teaching hospital. PATIENTS: Forty mechani-
cally ventilated patients with a metabolic alka-
losis (arterial pH a 7.48 and serum bicarbonate
concentration a 26 mEq/L) resistant to fluid or
potassium therapy (serum potassium concentra-
tion, a 4 mEq/L) not receiving acetazolamide
or sodium bicarbonate in the previous 72 hrs.
INTERVENTIONS: Stratified by previous di-
uretic use and randomized to receive intrave-
nous administration of acetazolamide, one dose
of 500 mg or 250 mg every 6 hrs for a total of
four doses. MEASUREMENTS AND MAIN
RESULTS: Serum bicarbonate and potassium
concentrations were drawn every 6 hrs for 72
hrs, arterial blood gases were drawn every 12
hrs for 72 hrs, and both urine chloride and pH
were drawn at hours 0, 6, 12, 18, 24, 48, and 72.
By using generalized estimating equation tech-
niques, no difference was found between the
two dosing regimens at any point over the study
period for serum bicarbonate, serum potassium,
or urine chloride end points. Results did not
differ between diuretic- and nondiuretic-treated
patients. Serum bicarbonate concentrations re-
mained significantly decreased in both treat-
ment groups 72 hrs after administration of the
first acetazolamide dose (31.8 ± 4.9-25.3 ±
3.8 mEq/L, p < 0.0001 [250 mg x 4]; 31.9 ±
25.4-25.4 ± 3.6 mEq/L, p < 0.0001 [500 mg
x I]). CONCLUSIONS: We conclude that a
single 500-mg dose of acetazolamide reverses
nonchloride responsive metabolic alkaloses in
medical intensive care unit patients as effec-
tively as multiple doses of 250 mg. Studies to
examine the prolonged duration of action of
acetazolamide observed in this study as well as
the effect of acetazolamide on clinical end
points, such as duration of mechanical ventila-
tion, are warranted.
Motor Activity Assessment Scale: A Valid
and Reliable Sedation Scale for Use with Me-
chanically Ventilated Patients in an Adult
Surgical Intensive Care Unit — Devlin JW,
Boleski G, Mlynarek M, Nerenz DR, Peterson
E, Jankowski M, et al. Crit Care Med 1999
Jul;27(7):1271-I275.
OBJECTIVE: To establish the validity and re-
liability of a new .sedation scale, the Motor Ac-
tivity Assessment Scale (MAAS). DESIGN:
Prospective, psychometric evaluation. SET-
TING: Sixteen-bed surgical intensive care unit
(SICU) of a 937-bed tertiary care, university-
affiliated teaching hospital. PATIENTS: Twen-
ty-five randomly selected, adult, mechanically
ventilated, nonneurosurgical patients who were
admitted to the SICU a 12 hrs after surgery
and were not receiving neuromuscular block-
ers. INTERVENTION: Four hundred assess-
ments (eight per patient) were completed con-
secutively but independently, in pairs, at
standardized times (both day and night) by two
nurses who were preselected for each assess-
ment from a pool of 32 pretrained SICU nurses.
MEASUREMENTS AND MAIN RESULTS:
To estimate validity, paired assessments (four/
patient) compared the MAAS result with the
subjective assessment using a lO-cm visual an-
alog sedation scale, the percent change in blood
pressure and heart rate from the previous 4-hr
baselines, and the number of recent agitation-
related sequelae. To estimate reliability, paired
assessments (four/patient) measured correlation
between assessments of the same type (e.g.,
MAAS-MAAS). Generalized estimating equa-
tions, which accounted for the four repeated
measures in each patient, supported MAAS va-
lidity by finding a linear trend between MAAS
and the visual analog scale (p < 0.001), blood
pressure (p < 0.001), heart rate (p < 0.001),
and agitation-related sequelae (p < 0.001) end
points. The MAAS (kappa = 0.83 [95% con-
fidence interval, 0.72 to 0.94]) was found to be
more reliable than subjective assessment using
the visual analog scale (intraclass correlation
coefficient = 0.32 [95% confidence interval,
0.05 to 0.55]). CONCLUSIONS: The MAAS is
a valid and reliable sedation scale for use with
mechanically ventilated patients in the SICU.
Further studies are warranted regarding the ef-
fect of MAAS implementation in our SICU on
patient outcomes, such as quality of sedation
and length of mechanical ventilation, as well as
the use of the MAAS in other patient popula-
tions (e.g., medical).
Prospective Evaluation of the Sedation-Agi-
tation Scale for Adult Critically III Patients —
Riker RR, Picard JT, Eraser GL. Crit Care Med
1999 Jul;27(7):1325-1329.
OBJECTIVE: Subjective scales to assess agi-
tation and sedation in adult intensive care unit
(ICU) patients have rarely been tested for va-
lidity or reliability. We revised and prospec-
tively tested the Sedation-Agitation Scale (SAS)
for interrater reliability and compared it with
the Ramsay scale and the Harris scale to test
construct validity. DESIGN: A convenience
sample of ICU patients was simultaneously and
independently examined by pairs of trained eval-
uators by using the revised SAS, Ramsay, and
Harris Scales. SETTING: Multidisciplinary 34-
bed ICU in a nonuniversity, academic medical
center. PATIENTS: Forty-five ICU patients
(surgical and medical) were examined a total of
69 times by evaluator pairs. MEASUREMENTS
AND MAIN RESULTS: The mean patient age
was 63.2 yrs, 36% were female, and 71% were
intubated. When classified by using SAS, 45%
were anxious or agitated (SAS 5 to 7), 26%
were calm (SAS 4), and 29% were sedated (SAS
1 to 3). Interrater correlation was high for SAS
(r^ = .83; p < 0.001) and the weighted kappa
score for interrater agreement was 0.92 (p <
0.001). Of 41 assessments scored as Ramsay I,
1438
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Abstracts
49% scored SAS 6. 41 % were SAS 5, 5% were
SAS 4. and 2% each were SAS 3 or 7. SAS was
highly correlated with the Ramsay (r" = 0.83;
p < 0.001) and Harris (r" = 0.86; p < 0.001)
scales. CONCLUSIONS: SAS is both reliable
(high interrater agreement) and valid (high cor-
relation with the Harris and Ramsay scales) in
assessing agitation and sedation in adult ICU
patients. SAS provides additional information
by stratifying agitation into three categories
(compared with one for the Ramsay scale) with-
out sacrificing validity or reliability.
Clinical Uses and Controversies of Neuro-
muscular Blocking Agents in Infants and
Children (review) — Martin LD, Bratton SL.
O'Rourke PP. Crit Care Med 1999 Jul;27(7):
1358-1368.
OBJECTIVE: To review the pharmacology of
neuromuscular blocking drugs (NMBDs). their
use in critically ill or injured infants and chil-
dren, and the relevance of developmental
changes in neuromuscular tran.smission. DATA
SOURCES: Computerized search of the medi-
cal literature, STUDY SELECTION: Studies
specifically examining the following were re-
viewed: a) the developmental changes in neu-
romuscular transmission; b) the pharmacokinet-
ics and pharmacodynamics of all clinically
available NMBDs in neonates, infants, children,
and adults; and c) clinical experience with
NMBDs in the critical care setting. Particular
attention was directed toward studies in the pe-
diatric population. DATA SYNTHESIS: Neu-
romuscular transmission undergoes matura-
tional changes during the first 2 months of life.
Alterations in body composition and organ func-
tion affect the pharmacokinetics and pharma-
codynamics of the NMBDs throughout active
growth and development. Numerous NMBDs
have been developed during the last two de-
cades with unique pharmacologic profiles and
potential clinical advantages. The NMBDs are
routinely used in critically ill or injured patients
of all ages. This widespread use is as.sociated
with rare but significant clinical complications,
.such as prolonged weakness. CONCLUSIONS:
Significant gaps in our knowledge of the phar-
macokinetics and pharmacodynamics of
NMBDs in infants and children continue to ex-
ist. Alterations in electrolyte balance and or-
gan-specific drug metabolism may contribute
to complications with the use of NMBDs in the
critical care arena.
Vaporized Perfluorocarbon Improves Oxy-
genation and Pulmonary Function in an
Ovine Model of Acute Respiratory Distress
Syndrome — Bleyl JU. Ragaller M. Tscho U,
Regner M. Kanzow M. Hubler M, et al. Anes-
thesiology 1999 Aug;91(2):461-469.
BACKGROUND: Perfluorocarbon liquids are
lieing used experimentally and in clinical trials
for the treatment of acute lung injury. Their
resemblance to inhaled anesthetic agents sug-
gests the possibility of application by vaporiza-
tion. The authors' aim was to develop the tech-
nical means for perfluorocarbon vaporization
and to investigate its effects on gas exchange
and lung function in an ovine model of oleic
acid-induced lung injury. METHODS: Two va-
porizers were calibrated for perfluorohexane and
connected sequentially in the inspiratory limb
of a conventional anesthetic machine. Twenty
sheep were ventilated in a volume controlled
mode at an inspired oxygen fraction of 1 .0. Lung
injury was induced by intravenous injection of
0.1 mL oleic acid per kilogram body weight.
Ten sheep were treated with vaporized perflu-
orohexane for 30 min and followed for 2 h; 10
sheep served as controls. Measurements of blood
gases and respiratory and hemodynamic param-
eters were obtained at regular intervals. RE-
SULTS: Vaporization of perfluorohexane sig-
nificantly increased arterial oxygen tension 30
min after the end of treatment (p < 0.01). At
2 h after treatment the oxygen tension was
376±182 mm Hg (mean ± SD). Peak inspira-
tory pressures (p < 0.01 ) and compliance (p <
0.01) were significantly reduced from the end
of the treatment interval onward. CONCLU-
SION: Vaporization is a new application tech-
nique for perfluorocarbon that significantly im-
proved oxygenation and pulmonary function in
oleic acid-induced lung injury.
Assessing the Relative Quality of Anesthe.si-
ology and Critical Care Medicine Internet
Mailing Lists — Hernandez-Borges AA, Ma-
cias-Cervi P, Gaspar-Guardado MA, Torres-
Alvadez de Arcaya ML, Ruiz-Rabaza A,
Ormazabal-Ramos C. Anesth Analg 1999 Aug;
89(2):520-525.
We studied the relative quality of a subset of
anesthesiology and critical care medicine Inter-
net mailing lists regarding the publishing ca-
pacity of their inembers to compare them with
the major journals and conferences regarding
these specialties. Using systematic searches on
MEDLINE and according to the Science Cita-
tion Index 1995, we investigated the impact
factor of mailing list subscribers, of the first
authors of the selected articles, and of the first
authors of published abstracts froin conferences.
We studied six mailing lists, seven journals,
and four conferences. Journals and conferences
showed a higher percentage of published au-
thors and higher average impact factor among
their first authors than the mailing lists did per
subscriber. However, when only the subset of
publishing authors from the three media was
considered, no significant differences were
found. We conclude that qualified authors may
be found among the subscribers of Internet med-
ical mailing lists on anesthesiology and critical
care medicine. The.se professional discussion
groups could complement peer-reviewed pub-
lications and conferences in professional infor-
mation exchange and continuing medical edu-
cation. Implications: Internet publishing is not
governed by rules that assure certain basic qual-
ity standards. Methods for assessing these stan-
dards are needed. We compared discussion
groups with medical journals and conferences
on anesthesiology and critical care medicine by
calculating the impact factor of their members
and first authors, respectively. Our study shows
that qualified authors may be found in all three
media.
Cost-Effectiveness of Antiseptic-Impreg-
nated Central Venous Catheters for the Pre-
vention of Catheter-Related Bloodstream In-
fection— Veensira DL, Saint S. Sullivan SD.
JAMA 1999 Aug 1 1;282(6):554-560.
CONTEXT: A recent randomized controlled
trial and meta-analysis indicated that central ve-
nous catheters impregnated with an antiseptic
combination of chlorhexidine and silver sulfa-
diazine are efficacious in reducing the incidence
of catheter-related bloodstream infection (CR-
BSI); however, the ultimate clinical and eco-
nomic consequences of their use have not been
formally evaluated. OBJECTIVE: To estimate
the incremental clinical and econoinic outcomes
associated with the use of antiseptic-impreg-
nated vs standard catheters. DESIGN: Decision
analytic model using data from randomized con-
trolled trials, meta-analyses, and case-control
studies, as well as safety data from the US Food
and Drug Administration. SETTING AND PA-
TIENTS: A hypothetical cohort of hospitalized
patients at high risk for catheter-related infec-
tions (eg. patients in intensive care units, im-
munosuppressed patients, and patients receiv-
ing total parenteral nutrition) requiring use of a
central venous catheter. INTERVENTION:
Short-term use (2-10 days) of chlorhexidine-
silver sulfadiazine-impregnated multilumen
central venous catheters and nonimpregnated
catheters. MAIN OUTCOME MEASURES: Ex-
pected incidence of CR-BSI and death attribut-
able to antiseptic-impregnated and standard
catheter use; direct medical costs for both types
of catheters. RESULTS: In the base-ca.se anal-
ysis, use of antiseptic-impregnated catheters re-
sulted in a decrease in the incidence of CR-BSI
of 2.2% (5.2% for standard vs 3.0%- for anti-
septic-impregnated catheters), a decrease in the
incidence of death of 0,33% (0,78%. for stan-
dard vs 0,45% for anti.septic-impregnated), and
a decrease in costs of $196 per catheter used
($532 for standard vs $3.36 for antiseptic-im-
pregnated). The decrease in CR-BSI ranged from
1.2% to 3.4%, the decrease in death ranged
from 0.09% to 0.78%, and the costs saved ranged
from $68 to $391 in a multivariate sensitivity
analysis. CONCLUSION: Our analyses suggest
that use of chlorhexidine-silver sulfadiazine-
impregnated central venous catheters in patients
at high risk for catheter-related infections re-
1441)
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duces the incidence of CR-BSl and death and
provides significant saving in costs. Use of these
catheters should be considered as part of a com-
prehensive nosocomial infection control pro-
gram.
A Comparison of Standard Cardiopulmo-
nary Resuscitation and Active Compression-
Decompression Resuscitation for Out-of-
Hospital Cardiac Arrest. Frencli Active
Compression-Decompression Cardiopulmo-
nary Resuscitation Study Group — Plaisance
P, Luric KG. Vicaut E. Adnet F, Petit JL. Epain
D, et al. N Engl J Med 1999 Aug 19:341(8):
569-575.
BACKGROUND: We previously observed that
short-term survival after out-of-hospital cardiac
arrest was greater with active compression-de-
compression cardiopulmonary resuscitation
(CPR) than with standard CPR. In the current
study, we assessed the effects of the active com-
pression-decompression method on one-year
survival. METHODS: Patients who had cardiac
arrest in the Paris metropolitan area or in Thi-
onville, France, more than 80 percent of whom
had asystole, were assigned to receive either
standard CPR (377 patients) or active compres-
sion-decompression CPR (373 patients) accord-
ing to whether their arrest occurred on an even
or odd day of the month, respectively. The pri-
mary end point was survival at one year. The
rate of survival to hospital discharge without
neurologic impairment and the neurologic out-
come were secondary end points. RESULTS:
Both the rale of hospital discharge without neu-
rologic impairment (6 percent vs. 2 percent.
p=0.01) and the one-year survival rate (5 per-
cent vs. 2 percent. p=().03) were significantly
higher among patients who received active com-
pression-decompression CPR than among those
who received standard CPR. All patients who
survived to one year had cardiac arrests that
were witnessed. Nine of 17 one-year survivors
in the active compression-decompression group
and 2 of 7 in the standard group, respectively,
initially had asystole or pulseless electrical ac-
tivity. In 12 of the 17 survivors who had re-
ceived active compression-decompression CPR.
neurologic status returned to base line, as com-
pared with 3 of 7 survivors who had received
standard CPR (p=0.34). CONCLUSIONS: Ac-
tive compression-decompression CPR per-
formed during advanced life support signifi-
cantly improved long-term survival rates among
patients who had cardiac arrest outside the hos-
pital.
The Sequence of Withdrawing Life-Sustain-
ing Treatment from Patients — Asch DA.
Faber-Langendoen K. Shea JA. Christakis NA.
Am J Med 1999 Aug:l07(2): 153-156.
PURPOSE: To describe the observed sequence
of withdrawal of eight different forms of life-
sustaining treatment and to determine whether
aspects of those treatments determine the order
of withdrawal. SUBJECTS AND METHODS:
We observed 21 1 consecutive patients dying in
four midwestern US hospitals from whom at
least one of eight specific life-sustaining treat-
ments was or could have been withdrawn. We
used a parametric statistical technique to ex-
plain the order of withdrawal based on selected
characteristics of the forms of life support, in-
cluding cost, scarcity, and discomfort. RE-
SULTS: The eight forms of life support were
withdrawn in a distinct sequence. From earliest
to latest, the order was blood products, hemo-
dialysis, vasopressors, mechanical ventilation,
total parenteral nutrition, antibiotics, intrave-
nous fluids, and tube feedings (p <0.000l ). The
sequence was almost identical to that observed
in a previous study based on hypothetical sce-
narios. Forms of life support thai were perceived
as more artificial, scarce, or expensive were
withdrawn earlier. CONCLUSION: The pref-
erence for withdraw ing some forms of life-sus-
taining treatments more than others is associ-
ated with intrinsic characteristics of these
treatments. Once the decision has been inade to
forgo life-sustaining treatment, the process re-
mains complex and appears to target many dif-
ferent goals simultaneously.
Respiratory Care • December 1999 Vol 44 No 12
144!
Abstracts
Noninvasive Ventilation (review) — Rabatin
JT, Gay PC. Mayo Clin Proc 1999 Aug;74(8):
817-820.
Noninvasive ventilation refers to the delivery
of assisted ventilatory support without the use
of an endotracheal tube. Noninvasive positive
pressure ventilation (NPPV) can be delivered
by using a volume-controlled ventilator, a pres-
sure-controlled ventilator, a bilevel positive air-
way pressure ventilator, or a continuous posi-
tive airway pressure device. During the past
decade, there has been a resurgence in the use
of noninvasive ventilation, fueled by advances
in technology and clinical trials evaluating its
use. Several manufacturers produce portable de-
vices that are simple to operate. This review
describes the equipment, techniques, and com-
plications associated with NPPV and also the
indications for both short-term and long-term
applications. NPPV clearly represents an im-
portant addition to the techniques available to
manage patients with respiratory failure. Future
clinical trials evaluating its many clinical ap-
plications will help to define populations of pa-
tients most apt to benefit from this type of treat-
ment.
Oral Corticosteroids in Patients Admitted to
Hospital with Exacerbations of Chronic Ob-
structive Pulmonary Disease: A Prospective
Randomised Controlled Trial — Davies L, An-
gus RM, Calverley PM. Lancet 1999 Aug
7;354(9177):456-460.
BACKGROUND: The role of oral corticoste-
roids in treating patients with exacerbations of
chronic obstructive pulmonary disease (COPD)
remains contentious. We assessed in a prospec-
tive, randomised, double-blind, placebo-
controlled trial the effects of oral corticosteroid
therapy in patients with exacerbations of COPD
requiring hospital admission. METHODS: We
recruited patients with non-acidotic exacerba-
tions of COPD who were randomly assigned
oral prednisolone 30 mg once daily (n = 29) or
identical placebo (n = 27) for 14 days, in addi-
tion to standard treatment with nebulised bron-
chodilators, antibiotics, and oxygen. We did spi-
rometry and recorded symptom scores daily in
inpatients. Time to discharge and withdrawals
were noted in each group. We recalled patients
at 6 weeks to repeat spirometry and collect data
on subsequent exacerbations and treatment.
Hospital stay was analysed by intention to treat
and forced expiratory volume in I s (FEV,)
according to protocol. FINDINGS: FEV, after
bronchodilation increased more rapidly and to a
greater extent in the corticosteroid-treated
group: percentage predicted FEV, after bron-
chodilation rose from 25.7% (95% CI 21.0-
30.4) to 32.2% (27.3-27. 1 ) in the placebo group
(p<0.000l) compared with 28.2% (23.5-32.9)
to 41.5% (35.8-47.2) in the corticosteroid-
ireated group (p<0.0001). Up to day 5 of hos-
pital stay, FEV I after bronchodilation increased
by 90 mL daily (50.8-129.2) and by 30 mL
daily (10.4-49.6) in the placebo group
(p=0.039). Hospital stays were shorter in the
corticosteroid-treated group. Groups did not dif-
fer at 6-week follow-up. INTERPRETATION:
These data provide evidence to support the cur-
rent practice of prescribing low-dose oral cor-
ticosteroids to all patients with non-acidotic ex-
acerbations of COPD requiring hospital
admission.
Acute Respiratory Distress Syndrome (re-
view)—WyncoU DL, Evans TW. Lancet 1999
Aug7;354(9l77):497-50I.
Outcome in acute respiratory distress syndrome
(ARDS) is influenced by a number of factors,
including the nature of the precipitating condi-
tion and the extent to which multiorgan failure
ensues. Most studies of potential therapeutic
interventions have been unsuccessful due to the
enrollment of limited numbers of patients with
a wide variety of pathologies of varying sever-
ity. Moreover, the value of initiating single-
agent interventions at varying time points in
what is an evolving and complex inflammatory
process must be questioned. Mortality may
therefore represent an inappropriate end-point
for clinical trials, which are increasingly focus-
ing on ventilator-free days. Despite these un-
certainties, survival appears to be improving,
possibly due to the application of supportive
techniques in a protocol-driven fashion to pa-
tients in whom the underlying condition has
been rigorously treated.
Prediction of Outcome in Intensive Care Unit
Trauma Patients: A Multicenter Study of
Acute Physiology and Chronic Health Eval-
uation (APACHE), Trauma and Injury Se-
verity Score (TRISS), and a 24-hour Inten-
sive Care Unit (ICU) Point system — Vassar
MJ, Lewis FR Jr, Chambers JA, Mullins RJ,
O'Brien PE, Weigelt JA, Hoang MT, Holcroft
JW. J Trauma 1999 Aug;47(2):324-329.
OBJECTIVE: To conduct a multicenter study
to validate the accuracy of the Acute Physiol-
ogy and Chronic Health Evaluation (APACHE)
II system, APACHE III system. Trauma and
Injury Severity Score (TRISS) methodology,
and a 24-hour intensive care unit (ICU) point
system for prediction of mortality in ICU trauma
patient admissions. METHODS: The study pop-
ulation consisted of retrospectively identified,
consecutive ICU trauma admissions (n = 2,414)
from six Level I trauma centers. Probabilities
of death were calculated by using logistic re-
gression analysis. The predictive power of each
system was evaluated by using decision matrix
analysis to compare observed and predicted out-
comes with a decision criterion of 0.50 for risk
of hospital death. The Youden Index (YI) was
used to compare the proportion of patients cor-
rectly classified by each system. Measures of
model calibration were based on goodness-of-
fit testing (Hosmer-Lemeshow statistic less than
15.5) and model discrimination were based on
the area under the receiver operating character-
istic curve (AUC). RESULTS: Overall,
APACHE II (sensitivity, 38%; specificity, 99%;
YI, 37%; H-L statistic, 92.6; AUC, 0.87) and
TRISS (sensitivity, 52%; specificity, 94%; YI,
46%; H-L statistic, 228. 1 ; AUC, 0.82) were poor
predictors of aggregate mortality, because they
did not meet the acceptable thresholds for both
model calibration and discrimination. APACHE
III (sensitivity, 60%; specificity, 98%; YI, 58%;
H-L statistic, 7.0; AUC, 0.89) was comparable
to the 24-hour ICU point system (sensitivity,
51%; specificity, 98%; YI, 50%; H-L statistic,
14.7; AUC, 0.89) with both systems showing
strong agreement between the observed and pre-
dicted outcomes based on acceptable thresholds
for both model calibration and discrimination.
The APACHE III system significantly improved
upon APACHE II for estimating risk of death
in ICU trauma patients (p < 0.001). Compared
with the overall performance, for the subset of
patients with nonoperative head trauma, the per-
centage correctly classified was decreased to
46% for APACHE II; increased to 71% for
APACHE III (p < 0.001 vs. APACHE II); in-
creased to 59% for TRISS; and increased to
62% for 24-hour ICU points. For operative head
trauma, the percentage correctly classified was
increased to 60% for APACHE II; increased to
61% for APACHE III; decreased to 43% for
TRISS (p < 0.004 vs. APACHE III); and in-
creased to 54% for 24-hour ICU points. For
patients without head injuries, all of the sys-
tems were unreliable and considerably under-
estimated the risk of death. The percentage of
nonoperative and operative patients without
head trauma who were correctly classified was
decreased, respectively, to 26% and 30% for
APACHE II; 33% and 29% for APACHE III;
33% and 19% for TRISS; 20% and 23% for
24-hour ICU points. CONCLUSION: For the
overall estimation of aggregate ICU mortality,
the APACHE III system was the most reliable;
however, performance was most accurate for
subsets of patients with head trauma. The 24-
hour ICU point system also demonstrated ac-
ceptable overall performance with improved
performance for patients with head trauma.
Overall, APACHE II and TRISS did not meet
acceptable thresholds of performance. When es-
timating ICU mortality for subsets of patients
without head trauma, none of these systems had
an acceptable level of performance. Further mul-
ticenter studies aimed at developing better out-
come prediction models for patients without
head injuries are warranted, which would allow
trauma care providers to set uniform standards
forjudging institutional performance.
1442
Respiratory Care • December 1999 Vol 44 No 12
Use of the Laryngeal Mask Airway in Air
Transport when Intubation Fails — Martin SE,
Ochsner MG, Jarman RH. Agudeio WE. Davis
FE. J Trauma 1999 Aug;47(2):352-357.
BACKGROUND: A prospective, nonrandom-
ized cohort study was conducted to determine
the effectiveness of the laryngeal mask airway
(LMA) for management of the difficult airway
in patients requiring air transport. METHODS:
The LMA was inserted in those patients who
could not be .successfully intubated. Data were
collected to evaluate the effectiveness of the
LMA and to document any complications at-
tributed to its use. RESULTS; Inclusion criteria
were met in 17 of the 25 patients receiving an
LMA. The device was inserted successfully in
16 of 17 of the patients (94%). In-flight oxygen
saturation ranged from 97 to \OOVc. and end-
tidal carbon dioxide ranged from 24 to 35 mm
Hg. At arrival, initial arterial blood gas values
indicated adequate oxygenation in all patients
and adequate ventilation in 15 of 16 patients
(94%). There was no evidence of complica-
tions. CONCLUSION: Our patient data show
that when conventional methods have failed,
the LMA can be safely, rapidly, and effectively
used for temporary airway control.
A Pathogenic Triad in Chronic Cough:
Asthma, Postnasal Drip Syndrome, and Gas-
troesophageal Reflux Disease — Palombini
BC. Villanova CA. Araujo E. Gastal OL, Alt
DC, Stolz DP, Palombini CO. Chest 1999 Aug;
ll6(2);279-284.
BACKGROUND: Coughing may be produced
by a number of different disorders in distinct
anatomic sites. Chronic cough causes major
functional limitation in a considerable patient
population and requires careful evaluation.
METHODS: Seventy-eight nonsmoking pa-
tients of both genders who complained of cough
for a 3 weeks and had normal findings on plain
chest radiographs were studied prospectively.
Their histories were obtained, and physical ex-
aminations were performed. The diagnostic
workup included pulmonary function tests, CT
of the paranasal sinuses and chest, carbachol
provocation test, fiberoptic rhinoscopy, fiber-
optic bronchoscopy, and 24-h esophageal pH
monitoring. The final diagnosis depended on
clinical, radiologic, and laboratory findings; a
successful response to therapy was required for
confirmation. RESULTS: The causes of chronic
cough were determined in all patients. Cough-
ing was due to a single cause in 30 patients
(38.5%) and multiple causes in 48 patients
(61.5%). The five most important causative fac-
tors were a.sthma (46 patients; 58.9%), postna-
sal drip syndrome (PNDS; 45 patients; 57.6%),
gastroesophageal reflux disease (GERD; 32 pa-
tients; 41.1%). bronchiectasis (14 patients;
17.9%). and tracheobronchial collapse (II pa-
tients; 14.1%). INTERPRETATION: Asthma,
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PNDS. and GERD, alone or in combination,
were responsible for 93.6% of the ca.ses of
chronic cough. The presence of these three con-
ditions was so frequent that the expression
"pathogenic triad of chronic cough" should be
acknowledged in specialized literature. It is es-
sential to consider pulmonary and extrapulmo-
nary causes in order to prescribe a successful
specific therapy for chronic cough.
Corticosteroids in the Emergency Depart-
ment Therapy of Acute Adult Asthma: An
Evidence-Based Evaluation (Meta-analysis) —
Rodrigo G, Rodrigo C. Chest 1999 Aug;l 16(2):
285-295.
OBJECTIVE: To review the literature to deter-
mine the benefits of corticosteroids (CCSs) (oral,
IM, IV, or inhaled) in the treatment of adult
patients with acute asthma presenting at an
acute-care setting. SEARCH STRATEGY; A
MEDLINE search was conducted using the fol-
lowing terms: ( 1 ) Asthma OR Wheez, AND (2)
Glucocorticoids OR Steroids, AND (3) Acute
OR Emerg. Other sources were the CURRENT
CONTENTS database, review articles, refer-
ence sections of located studies, and a manual
search of the top 1 5 journals for respiratory and
emergency medicine. SELECTION CRITE-
RIA: Patients were selected for the study by the
following criteria: (1) English language; (2)
adult patients with asthma whose acute exacer-
bations were the primary reason for assessment;
(3) involvement in randomized, controlled tri-
als conducted in an emergency care setting; (4)
patients had participated in a study investigat-
ing a primary research question involving treat-
ment with CCSs; and (5) outcomes based on
results of pulmonary function tests and on hos-
pital admission rates. RESULTS: At the 3-h
assessment, only high doses of inhaled CCSs
significantly improved pulmonary function
compared with placebo (effect size [ES|, 0.56;
95% confidence interval [CI], 0.15 to 0.97). On
the other hand, after receiving IV CCSs, pa-
tients required at least 6 to 24 h to show mod-
erate but nonsignificant improvements of pul-
monary function (6-h ES, 0.44 (95% CI, -0.01
to 0.89]; 12-hES.0.54[95%Cl, -0.08to 1.17];
and 24-h ES, 0.53 (95% CI, -0.39 to 1.45]). The
data from the six studies that we used to pool
information on admission rate outcome showed
a 32% reduction in favor of the use of IV CCSs
(relative risk[RR]. 0.68 (95% CI. 0.47 to 0.99];
number needed to treat. 12.5 (95% CI. 7.1 to
50]). However, the pooled effect of the three
high-quality studies showed no difference be-
tween groups (RR, 1.21; 95% CL 0.67 to 2.18).
Oral CCSs provided a similarly beneficial ef-
fect on pulmonary function when compared with
parenteral administration (ES, -0.14; 95% CI,
-0.82 to 0.31). Finally, the results showed a
Respiratory Care • December 1999 Vol 44 No 12
1443
Abstracts
nonsignificant favorable trend toward improved
outcome with medium or high doses of CCSs.
CONCLUSIONS: This evidence-based evalua-
tion suggests that the administration of paren-
teral CCSs to the patient on arrival at the emer-
gency department (ED) neither improves airflow
obstruction nor reduces the need for hospital-
ization. Parenteral CCSs probably require > 6
to 24 h to begin to act. Comprehensible con-
clusions about admission rates in the ED setting
are difficult to make. At the 3-h assessment,
only high doses of inhaled CCSs (in one study)
significantly improved pulmonary function
compared with placebo. IV and oral CCSs ap-
pear to have equivalent effects, and there is a
tendency toward improvement in pulmonary
function with medium or high doses.
The Effect of Heliox in Acute Severe Asth-
ma: A Randomized Controlled Trial — Kass
JE,TerreginoCA. Chest 1999 Aug;l 16(2):296-
3(X).
STUDY OBJECTIVES: To evaluate the effect
of heliox on airflow obstruction and dyspnea in
patients with acute severe asthma. DESIGN: A
prospective, randomized, controlled study. SET-
TING: A university hospital. PATIENTS:
Twenty-three patients presenting to the emer-
gency department with acute severe asthma were
randomized to receive 70%/30% heliox or 30%
oxygen. MEASUREMENTS: Peak expiratory
flow (PEF), dyspnea score, heart rate, respira-
tory rate (RR), and BP were measured at base-
line and 20, 120, 240, 360, and 480 min after
starting the test gas. After baseline, the PEF
was measured by using the gas that was ran-
domized to the treatment program. RESULTS:
In the first 20 min, there was a 58.4% increase
in percent predicted PEF (%PEF) in the heliox
group (p<O.OOI), whereas there was only a
10.1% increase in %PEF for the oxygen group
(p>0. 1 ). Eighty-two percent of the heliox group
had >25% improvement in %PEF at 20 min,
whereas only 17% of the oxygen group did
(p<0.01). The next significant improvement in
%PEF in the heliox group occurred at 480 min.
At the end of the study in the heliox group, the
PEF did not significantly (p>0. 1) change im-
mediately after the heliox was discontinued
(270.6 to 264.2 L/min). In the heliox group in
the first 20 min, there was a significant de-
crea.se in dyspnea score and RR (p<0.05), but
there were no further significant improvements
for the rest of the study. In the oxygen group,
no variables significantly improved until 360
min. CONCLUSION: Heliox rapidly improves
airflow obstruction and dyspnea in patients with
acute severe asthma and may be useful as a
therapeutic bridge until the corticosteroid effect
occurs.
Ambulatory Oximetry Monitoring in Pa-
tients with Severe COPD: A Preliminary
Study— Pilling J, Cutaia M. Chest 1999 Aug;
1I6(2):314-321.
BACKGROUND: The benefits of long-term ox-
ygen supplementation in COPD patients with
hypoxemia are well established. The standard
approach to prescribing oxygen uses a static
assessinent of oxygen requirements in a hospi-
tal or clinic setting. The assumption behind this
approach is that patients will maintain a "ther-
apeutic" hemoglobin oxygen saturation (SpOj)
in the outpatient setting. We questioned the va-
lidity of this assumption, and hypothesized that
many patients may demonstrate significant ox-
ygen desaturation during normal activities of
daily living. STUDY DESIGN, METHODS,
AND MEASUREMENTS: We determined if
oxygen supplementation maintained a therapeu-
tic Spo, level in patients with COPD (n = 27),
using the technique of ambulatory oximetry
monitoring (AOM). AOM consisted of using a
portable oximeter to monitor Spo^, pulse rate,
and patient activity while patients were engaged
in normal activities of daily living over an ex-
tended time period (approximately 18 h). The
portable oximeter collected and stored these data
every 15 s over the monitored time period. Each
AOM recording was manually scored for de-
saturation events and other key variables, in-
cluding average Spoj over the monitoring pe-
riod, the average number of desaturation events
per hour, and the percentage of monitored time
deleted secondary to artifacts. SETTING: Uni-
versity-affiliated Veterans Affairs Medical Cen-
ter. PATIENTS: All subjects were patients with
stable COPD with no recent history of hospi-
talization or exacerbation of their lung disease.
RESULTS : This cohort of patients demonstrated
a surprising frequency of desaturation below
the recommended target Spo, value (90%),
which averaged approximately 25% of AOM
recording time. There was wide variability
among patients in the percentage of time Spo,
was below the target value (range, 3 to 67% of
AOM recording time). Motion artifact on the
AOM recordings was not a major problem; an
average of 8% of the recording time was de-
leted secondary to artifacts in this patient co-
hort. CONCLUSIONS: The results demonstrate
that AOM is feasible and accurate with an ac-
ceptable level of motion artifact. These results
also suggest that the standard approach for pre-
scribing oxygen may lead to subtherapeutic Spo^
values in the outpatient setting. AOM holds
promise as a tool to monitor the adequacy of
oxygen prescriptions in the outpatient setting in
patients with lung disease.
Cardiopulmonary Exercise Testing As a
Screening Test for Perioperative Manage-
ment of Major Surgery in the Elderly — Older
P, Hall A, Hader R, Chest 1999 Aug; 1 16(2):
355-362.
STUDY OBJECTIVE: To develop an integrated
strategy for the identification and subsequent
management of high-risk patients in order to
reduce both morbidity and mortality. DESIGN:
Prospective consecutive series in which all pa-
tients underwent cardiopulmonary exercise
(CPX) testing. SETTING: CPX laboratory and
level 3 ICU and high-dependency unit (HDU)
of a metropolitan teaching hospital. PATIENTS:
Five hundred forty-eight patients >60 years of
age (or younger with known cardiopulmoiiary
disease) scheduled for major intra-abdominal
surgery. INTERVENTIONS: The patients were
assigned to one of three management strategies
(ICU, HDU, or ward) based on the anaerobic
threshold (AT) and ECG evidence of myocar-
dial ischemia as determined by CPX testing that
was performed as part of the presurgery eval-
uation, and by the expected oxygen demand
stress of the surgical procedure. RESULTS:
Overall mortality was 3.9%. Forty-three per-
cent of deaths were attributed to poor cardio-
pulmonary function, as detected preoperatively.
There were no deaths related to cardiopulmo-
nary complications in any patient deemed fit
for major abdominal surgery and ward manage-
ment, as determined by CPX testing. CONCLU-
SIONS: In elderly patients undergoing major
intra-abdominal surgery, the AT, as determined
by CPX testing, is an excellent predictor of
mortality from cardiopulmonary causes in the
postoperative period. Preoperative screening us-
ing CPX testing allowed the identification of
high-risk patients and the appropriate selection
of perioperative management.
Effects of Humidification on Nasal Symptoms
and Compliance in Sleep Apnea Patients Us-
ing Continuous Positive Airway Pressure —
Massie CA, Hart RW, Peralez K, Richards GN.
Chest 1999 Aug;l 16(2):403-408.
STUDY OBJECTIVES: To evaluate the effects
of humidification on nasal symptoms and com-
pliance in sleep apnea patients using continu-
ous positive airway pressure (CPAP). DESIGN:
A randomized, crossover design was employed.
SETTING: The study was conducted at two
suburban community-based hospital sleep lab-
oratories. PATIENTS: Data were collected on
38 obstructive sleep apnea patients (mean age,
44.1 years) in whom CPAP was a novel treat-
ment. INTERVENTIONS: The intervenUons
were heated humidity, cold passover huinidity,
and a washout period without humidity. MEA-
SUREMENTS AND RESULTS: Patients were
titrated with heated humidity or cold passover
humidity in the laboratory and subsequently ini-
tiated on humidity. Objective compliance, self-
report of factors affecting CPAP use, satisfac-
tion with CPAP, feeling upon awakening, and
daytime sleepiness were assessed at the com-
pletion of each 3-week treatment period and a
2-week washout period. Outcome measures
were assessed with one-way analysis of vari-
144-1
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ance followed by Scheffe post hoc compari-
sons. Significant main effects were observed
for compliance (F2.37 = 5.2; p = 0.008). sat-
isfaction with CPAP (F2.37 = 4.5; p = 0.01).
and feeling refreshed on awakening (F2.37 =
4.4; p = 0.02). A significant decrease in day-
time sleepiness was observed between baseline
and each of the conditions (F3,37 = 55.5;
p<0.0001), but Epworth sleepiness scale scores
did not differ between conditions (all p values
>0.56). CPAP use with heated humidity
(5.52±2.1 h/night) was greater than CPAP use
without humidity (4.93±2.2 h/night; p = 0.008).
Compliance differences were not observed be-
tween CPAP use with cold pas.sover humidity
and CPAP use without humidity. Patients were
more satisfied with CPAP when it was used
with heated or cold passover humidity (p£0.05 ).
However, only heated humidity resulted in feel-
ing more refreshed on awakening (p<0.05). No
significant differences were observed among the
three groups on the global adverse side effect
score (F2,37 = 2.5; p = 0.09). Specific side
effects such as dry mouth or throat and dry nose
were reported less frequently when CPAP was
u,sed with heated humidity compared to CPAP
use without humidity (p<0.001). CONCLU-
SIONS: Compliance with CPAP is enhanced
when heated humidification is employed. This
is likely due to a reduction in side effects associ-
ated with upper airway symptoms and a more
refreshed feeling upon awakening. Compliance
gains may be realized sixmer if patients are started
with heated humidity at CPAP initiation.
The Prognostic Significance of Passing a
Daily Screen of Weaning Parameters — Ely
EW. Baker AM. Evans GW. Haponik EF. In-
tensive Care Med 1999 Jun;25(6):58 1-587.
OBJECTIVE: While "weaning parameters" are
commonly used to guide removal of mechani-
cal ventilation devices, little information exists
concerning their prognostic value. We evalu-
ated whether passing weaning parameters was
a.ssociated with survival. DESIGN: A prospec-
tively followed cohort of mechanically venti-
lated patients. SETTING: Medical and coro-
nary adult intensive care units of an 806-bed
medical center. PATIENTS: 300 consecutively
enrolled mechanically ventilated patients. MEA-
SUREMENTS AND RESULTS: 216 patients
who passed a daily screen of weaning parame-
ters were more likely to be extubated success-
fully (87 vs 30%, p = 0.0001), less likely to
require ventilation for > 21 days (3 vs 30%,
p = 0.(X)01). and had a higher survival to hos-
pital discharge (74 vs 29%, p = 0.0001) than
84 patients who never passed the screen. The
overall accuracy of the daily screen for predict-
ing successful extubation and in-hospital sur-
vival was 82 and 73%, respectively. Multivar-
iate proportional hazards analysis of time until
hospital death confirmed the beneficial effect
of passing the daily screen (p = 0.01) and of
duration of mechanical ventilation (p = 0.(X)l )
even after adjustment for differences in severity
of illness, age, race, gender, diagnosis, and treat-
ment assignment. While liberation from me-
chanical ventilation was predictive of survival
at any time during the hospital stay (p = 0.(X)1 ),
the prognostic significance of the daily screen
for hospital survival was related to how early
after intubation it was passed. The difference in
survival between patients who had passed and
tho.se who had not passed the daily screen was
significant for 1 1/2 weeks postintubation but
progressively decreased over time. The average
time to extubation after passing the daily screen
increased from 3 days (range 0 to 56), for those
passing within 5 days of intubation, to 8 days (0
to 35). for those passing after 10 days of intu-
bation (r = 0.26, p = 0.(X)l ). CONCLUSIONS:
Passing a daily screen of weaning parameters is
an independent predictor of successful extuba-
tion and survival, but its prognostic value de-
creases over time. Time spent on mechanical
ventilation after passing the daily screen pre-
sents an important opportunity to optimize lib-
eration from the ventilator.
Respiratory Care • December 1999 Vol 44 No 12
1445
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Original Contributions
Automated Rotational Therapy for the Prevention of Respiratory
Complications during Mechanical Ventilation
Neil R Maclntyre MD, Michael Helms PhD, Richard Wunderink MD, Gregory Schmidt MD, and
Steven A Sahn MD
OBJECTIVE: Test the hypothesis that automated rotational therapy reduces the incidence of
respiratory complications associated with mechanical ventilation. STUDY DESIGN: A prospective,
randomized, multicenter trial. METHODS: Intubated mechanically ventilated patients who were
free of respiratory infection were eligible. Patients were randomized to use either a standard
intensive care unit bed or an automated rotational bed that could turn the patient up to 32 degrees
from the horizontal 8 times per hour. Patients were followed until successful extubation, death, or
the development of a lower respiratory tract inflammatory syndrome (LRIS). The development of
other clinically important events (ie, cardiac, urinary, gastrointestinal, neuropsychiatric) were also
recorded. RESULTS: There was no signiflcant difference in the incidence of LRIS in the group that
used automated rotational beds as compared to the control group (17% vs 26%, p = 0.15). There
was a significantly lower incidence of urinary tract infection (11% vs 27%, p < 0.05) in the patients
treated with automated rotational beds. Nurses noted the development of anxiety in 8 patients on
the automated rotational beds. No other signiflcant differences in the development of other clinical
events were observed. CONCLUSION: In this study, the automated lateral rotational bed and the
turning strategy employed with that bed showed no statistically signiflcant advantage over standard
ICU patient-turning procedures in the prevention of lower respiratory tract inflammation. [Respir
Care 1999;44(12):1447-1451] A^ej words: rotational therapy, nosocomial pneumonia, mechanical ven-
tilation, immobility.
Background
Mechanically ventilated patients are at increased risk
for developing nosocomial respiratory infections.'--' This
increased risk is a consequence of generalized reduced
host defenses in intensive care unit (ICU) patients, expo-
Neil R Maclntyre MD and Michael Helms PhD are affiliated with Re-
spiratory Care Services, Duke University Medical Center, Durham, North
Carolina. Richard Wunderink MD is affiliated with the Department of
Medicine, University of Tennessee, Memphis, Tennessee. Gregory
Schmidt MD is affiliated with the Department of Medicine, University of
Chicago, Chicago, Illinois. Steven A Sahn MD is affiliated with the
Division of Pulmonary and Critical Care Medicine, Medical University
of South Carolina. Charleston, South Carolina.
This study was funded by a grant from Support Systems International,
Charleston, South Carolina.
Correspondence: Neil R Maclntyre MD. Box 3911. Duke University
Medical Center, Durham NC 27710. E-mail: macinOOI@mc.duke.edu.
sure to numerous bacterial sources (eg, gastrointestinal
tract, ventilator circuit), and a number of lung-specific
factors, including impaired airway protection, horizontal
immobility, and the inability to effectively cough and clear
secretions. Immobility and secretion clearance impairment
are particularly important because they lead to atelectasis
and secretion pooling,'*-' two important factors in the de-
velopment of infection.
Standard therapy to address these lung-specific issues
includes positive end-expiratory pressure and bronchial
hygiene techniques such as suctioning. Regularly turning
the patient has also been advocated as a means of reducing
atelectasis and helping move secretions out of the distal
lungs, thereby reducing infection risk. However, data sup-
porting these approaches largely come from the surgical
literature, where "stir up" regimens have been known for
years to reduce postoperative respiratory complica-
tions.'"-'^ Because of this, most ICU nursing procedures
include some form of regular patient turning. However,
the best angle and frequency of turning in this population
Respiratory Care • December 1999 Vol 44 No 12
1447
Automated Rotational Therapy
have never been standardized, and the usual practice is to
rotate pillow placement every few hours."'
In the last several years, specialty beds have become
available to automatically rotate patients several times an
hour at angles up to 67 degrees from the horizontal. Sev-
eral clinical studies have been performed on intubated pa-
tients using rotational beds to assess the role of these beds
in preventing nosocomial pneumonia and other pulmonary
complications.'^"^-' These studies have generally shown
trends in favor of automated rotation, but sample sizes
have been small and statistical significance has been dif-
ficult to detect. However, a recent meta-analysis of 419
patients from 6 such studies did find a significant reduc-
tion in respiratory infections as a consequence of auto-
mated rotation. 2-* To further address this issue we designed
a multicenter, randomized, controlled study of intubated
patients. Our hypothesis was that automated regular turn-
ing of an intubated, mechanically ventilated patient would
result in fewer pulmonary complications than would stan-
dard care on a nonrotational ICU bed.
Methods
The study design was that of a multicenter (University
of Chicago, University of Tennessee, Medical University
of South Carolina, and Duke University), prospective, ran-
domized trial of automated rotational bed therapy versus stan-
dard bed therapy in patients who were mechanically venti-
lated and initially clinically free of respiratory infection.
Patients were eligible for the study if they were receiv-
ing mechanical ventilatory support through an endotra-
cheal tube and were expected to continue to need this
support for at least 24 additional hours. They also had to
have no clinical evidence of respiratory infection and no
infiltrates visible on chest radiograph suggestive of infec-
tion. Initial evaluation consisted of a medical history, phys-
ical examination, mechanical ventilation parameters, arte-
rial blood gases, complete blood count, serum electrolytes,
blood urea nitrogen, serum glucose, and calculation of
acute physiology and chronic health evaluation (APACHE)
II score and Glasgow coma score. Patients were excluded
if there was a suspected spinal cord injury, pregnancy,
weight greater than 350 pounds, height less than 48 inches,
APACHE II score greater than 30, a need for traction, or
intracranial pressure greater than 20 mm Hg.
Eligible patients were then randomized to use either an
automated. rotational therapy bed (Restcue Bed, Support
Systems International, Charleston, South Carolina) or a
standard ICU bed. The goal of rotation was to raise one
lung above the other on a routine basis. This was to be
accomplished by providing 8 rotations per hour through an
arc of 32 degrees to the horizontal in both directions, 24
hours per day. Investigators could modify this regimen
Table I , Clinical Events Recorded Daily
Pulmonary: pulmonary embolism (positive ventilation-perfusion scan
or arteriogram), pneumothorax, suspected aspiration
Cardiovascular: new arrhythmias, hemodynamic changes requiring
change in bed therapy, cardiopulmonary arrest, suspected
myocardial infarction
Neuropsychiatric: anxiety requiring change in bed protocol, change in
intracranial pressure above 20 mm Hg
Gastrointestinal: suspected ileus (3 of the following criteria: increased
residuals from enteral feeding, absent bowel sounds, abdominal
distension, abnormal abdominal radiograph), diarrhea (one of the
following: frequent loose watery stools, cessation of enteral feeding
due to diarrhea)
Genitourinary: urinary tract infection with pyuria and greater than lO'*
colony-forming unit organisms on urine culture
Skin: development of pressure sores
Nursing: accidental disconnects of equipment or loss of vascular lines,
endotracheal tubes, urinary catheter, feeding tube, rectal tube
according to patient comfort, nursing requirements (eg,
drainage tube management), or transport needs. Patients
on a standard ICU bed could be turned or positioned ac-
cording to each institution's ICU standards.
Patients were followed daily for evidence of possible
lower respiratory tract inflammation as manifested by the
developinent of otherwise unexplained temperature eleva-
tion (> 1 00° F), white blood cell count elevation (> 10,000/
mm"*), or purulent sputum. Investigators were encouraged
to obtain protected bronchoscopic specimens from the re-
spiratory tract under these circumstances. Our study end
point was the development of lower respiratory tract in-
flammatory syndrome (LRIS), as defined by the develop-
ment of at least two of the clinical criteria described above
and either an abnormal chest radiograph consistent with
infection (read by a radiologist blinded to the study) or a
protected bronchoscopic specimen brush culture that
grew > 10"* colony-forming units of a potential pathogen.
It was prospectively decided that patients who developed
LRIS in the first 24 hours of study would be considered to
have initiated the LRIS process before the rotational ther-
apy could be effective and, thus, would be eliminated from
further analysis.
Other parameters that were assessed daily included pulse,
blood pressure, respiratory rate, mechanical ventilation re-
quirement, cardiac rhythm, and other bacteriologic culture
results. In addition, important clinical events (Table 1),
nursing observations, and the duration and magnitude of
rotation were recorded daily.
This protocol was approved by each center's institu-
tional review board, and informed consent was obtained
prior to randomization.
A sainple size of 98 patients was planned for an a level
of 0.05 and a power of 80%. This was based on an esti-
mated 37% incidence of lower respiratory tract inflamma-
1448
Respiratory Care • December 1999 Vol 44 No 12
Automated Rotational Therapy
Table 2. Demographics of the Study Population
Table 3. Entry Data in the Study Population*
Standard
Automated
Standard ICU
Bed (11 = 51)
Automated
ICU Bed
(« = 51)
Rotational Bed
(« = 53)
Entry Values
Rotational
Bed (« = 53)
Age (years, mean ± SD)
56.4 ± 17
56.1 ± 14
Sex (% male)
39
38
Temperature (°F)
99.5 ± 0.3
99,2 ± 0,3
Primary diagnosis (%)
Systolic blood pressure (mm Hg)
126 ±4.2
125 ± 3,9
Neurological
14
15
Heart rate (beats/min)
107 ± 3
106 ± 3
Shock/sepsis
8
16
Mechanical tidal volume (mL)
739 ± 18
772 ± 22
Gastrointestinal
6
6
Mechanical rate (breath.s/min)
16 ±0.8
14 ± 0.9
Acute respiratory distress
syndr
sme
12
10
PEEP (cm H2O)
2.2 ± 0.5
2.9 ± 0.5
Chronic obstructive pulmonary
Jisea,se
22
23
P^o, (mm Hg)
146 ± 14
130 ±8
Asthma
10
6
PaO,/FlO,
301 ± 19
336 ± 26
Congestive heart failure
20
10
P.,eo, (mm Hg)
43 ± 2.2
40 ± 1 .9
Post arrest
4
4
Glasgow coma score
11.6 ±0.5
11.2 ±0.5
Thoracic surgery
2
2
APACHE II score
16.4 ± 0.7
16.7 ± 0.9
Abdominal surgery
—
4
Hemoglobin
1 1 .9 ± 0.3
11.4 ±0.3
Trauma
2
4
White blood cell count (X 1000/mm')
BUN (mEq/L)
Albumin (g/dL)
Calcium (mEq/L)
13.0 ± 1.0
29.8 ± 4.8
11.3 ±0.8
31.4 ± 3.6
ICU = intensive care unit.
3.11 ±0,11
8.4.') ±0.11
2.97 ±0.14
8.1 ±0.15
Baseline chest radiograph:
percent of patients with:
tion in mechanically ventilated patients and
an expected
Normal findings
56
56
60% reduction of this i
n the
group
treated wi
th automated
Interstitial edema
23
15
rotational therapy.''' 20
Analvcp^ pr»n*;i*;tf»rl
nf rV
li-cnnn
rp tp*;rino
hf»t\x/^f^n th*^
Atelectasis
21
29
groups receiving automated rotational and standard ther-
apy for the development of LRIS and other clinically rel-
evant items. In addition, the risk factors of Glasgow coma
score and APACHE II score were used to predict the de-
velopment of LRIS in both groups using stepwise multi-
variate analysis.
* Means ± standard error.
ICU - intensive care unit.
PEEP = positive end-expiratory pressure.
PaOi = arterial oxygen tension.
FlOi - fraction of inspired oxygen,
PacOi - arterial carbon dioxide tension.
.APACHE - Acute Physiology and Chronic Health Evaluation
BU,\ = bitxMJ urea nitrogen.
Results
One hundred four patients were entered into the study
over a two-year period. The characteristics of the study
population are given in Tables 2 and 3 and show that this
patient population represented a moderately severely ill
group requiring extended mechanical ventilation. The
groups receiving automated rotational or standard therapy
appear well matched.
In the group receiving automated rotational therapy, lat-
eral rotation was provided on 94% of patient-days. The
mean angles of rotation were approximately 20 degrees to
the horizontal to both left and right. There were an average
of 137 complete rotations per day in the automated rota-
tional therapy group.
One patient developed LRIS in the first 24 hours and
was not considered in the subsequent analyses. The devel-
opment of LRIS in the remaining patients is summarized
in Table 4, and although the incidence of LRIS was slightly
lower in the rotational therapy group, it did not reach
statistical significance (chi-square = 1.87. p = 0.15). Of
interest is that 14 of the 22 patients with LRIS were among
the 40 patients who had an APACHE 11 score > 20 or a
Glascow coma score < 9 (ie, 64% of the LRIS developed
in 39% of the patients). However, though higher APACHE
II scores were significantly associated with the develop-
ment of LRIS in the multivariate analysis (p < 0.01), the
effect of automated rotation did not reach statistical sig-
nificance (p = 0.13).
Two other clinical events were found to be significantly
different between the two groups (Table 5). First, in the
automated rotational therapy group there were significantly
fewer urinary tract infections (11% vs 27%, p < 0.05).
Second, in 8 of the patients in the automated rotational
therapy group, nurses observed anxiety that necessitated
adjustment of rotational strategy, and one of these patients
was subsequently taken off the bed. No other significant
differences between the groups were noted.
Respiratory Care • December 1999 Vol 44 No 12
1449
Automated Rotational Therapy
Table 4. Development of Lower Respiratory Tract Innammatory
Syndrome in Patients Using Automated Rotational Bed vs
Standard Intensive Care Unit Bed
Automated Rotational
Bed {n = 52)
Standard Intensive
Care Unit Bed
(n = 51)
Time in study (days)
6.5
5.3
Number (and %)
9(17.3)
13(25,5)
developing LRIS
Number developing LRIS
5/19
9/21
among those with
APACHE II score > 20
or Glasgow coma score
<9
!:hronic Health Evaluation.
APACHE = Acute Physiology and (
LRIS = lower respiratory tract inflammatory syndrome
Table 5. Nonrespiratory Clinical Events in Patients Using
Automated Rotational Bed vs Standard Intensive Care
Unit Bed
Automated
Standard
Rotational
ICU Bed
Bed (n = 52)
(n = 51)
%
%
Pulmonary
Suspected embolism
2
2
Aspiration
2
2
Cardiovascular
Cardiac arrest
11
2
New arrhythmias
23
14
Suspected myocardial i
infarct
2
6
Gastrointestinal
Ileus
2
0
Diarrhea
15
4
Urinary tract infection
11
27
Development of pressure
sores
9
6
Nursing
Loss of endotracheal tube
10
2
Loss of vascular lines
2
0
Loss of other tubes
0
0
Death
15
14
•p < 0.05.
ICU = intensive care unit.
esis on the established concept that patient-turning reduces
atelectasis and secretion pooling/-''' which are two risk
factors for LRIS in immobilized, mechanically ventilated
patients. Our major finding, however, was that there was
not a statistically significant difference in the incidence of
LRIS in patients receiving automated rotational therapy.
Several comments regarding study design and data inter-
pretation are in order.
First, we chose LRIS as our end point rather than re-
stricting ourselves to only bacteriologically-proven pneu-
monia. We did this recognizing that LRIS includes pneu-
monia as well as atelectasis and tracheobronchitis.
However, because these other causes of LRIS usually re-
quire equally aggressive medical workups and often sim-
ilar empiric therapy, and because most of these other causes
would also be expected to respond to rotational therapy,
our LRIS criteria gave us a potentially larger number of
measurable "events."
Second, our sample size may have been inadequate to
avoid a j3 error based on our prestudy estimates. As noted
previously, we planned a sample size of 98 based on an
expected control-population LRIS incidence of 37% and
an expected reduction in LRIS of 60%. What we found,
however, was a 25.5% LRIS incidence in the control group
and a 3 1 % reduction in the treated group. Using the same
significance levels as planned, a sample size of several
times this would be needed for significance to be found
with these percentages.
Third, the particular rotational bed used in this study
employs "smart pillow" technology (ie, computer-
controlled inflation of different sections of the low pres-
sure mattress) instead of bed frame tilting. This allows
patients to have a single bed that provides pressure-sore
reduction^' along with automated rotation. However, ro-
tation angle is less than with frame tilt beds (32 degrees to
the horizontal with our system vs up to 67 degrees to the
horizontal with some of the studies in the previously-men-
tioned meta-analysis24). It is conceivable that a steeper
turning angle may have had a greater impact on the pre-
vention of LRIS.
Finally, our protocol allowed standard ICU care to be
given to control patients. This often included turning every
several hours with pillows. Thus our study compared only
automated frequent turning with "standard" turning regi-
mens. Therefore, it is not possible to extrapolate our re-
sults to turning of any type.
Discussion
Other Consequences of Automated Rotation
Respiratory Issues
Our hypothesis was that automated rotational therapy
would reduce the incidence of LRIS in patients requiring
prolonged mechanical ventilation. We based this hypoth-
There were significantly fewer urinary tract infections
in patients receiving automated rotational therapy. This is
a finding observed by others'^ and may reflect the bene-
ficial effects of less urine stasis in the bladder.
1450
RESPIRATORY CaRE • DECEMBER 1999 VoL 44 No 12
Automated Rotational Therapy
Anxiety was noted more frequently in patients receiving
automated rotational therapy. Anxiety may not be a sur-
prising development in some patients receiving frequent
rotation, especially those who are "between" clear con-
sciousness and unconsciousness. It should be noted, how-
ever, that despite this anxiety, only one patient had to be
removed from the study. Moreover, automated rotational
therapy was not associated with an increased incidence of
serious "stress" complications such as cardiac arrhythmia
or myocardial infarct (see Table 5).
Conclusions
Regular patient-turning has long been known to be im-
portant in reducing respiratory complications in immobile
patients. Because of this, automated rotational therapy beds
have been developed to provide such turning in immobile
patients who require prolonged mechanical ventilation.
However, outcome data supporting the use of these sys-
tems are very limited, and important questions remain re-
garding cost benefit, optimal patient selection, and optimal
turning regimen. In our study population, the automated
lateral rotational bed design and the turning strategy em-
ployed with that bed were no more effective in preventing
lower respiratory tract inflammation than were standard
ICU patient-turning procedures.
ACKNOWLEDGMENTS
The authors are grateful to Ms Janet Johns and Ms Theresa Stewan for
their secretarial expertise.
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Respiratory Care • December 1999 Vol 44 No 12
1451
Medical and Psychiatric Predictors of Airway Reactivity
Karen B Schmaling PhD, Niloofar Afari PhD, Scott Bamhart MD, and Dedra S Buchwald MD
BACKGROUND: The diagnosis of asthma is made difficult by the overlap of asthma symptoms
with those of other disorders and by the limitations of the specificity of bronchoprovocation tests
and symptoms. The purpose of this study was to assess the utility of demographic, medical, and
psychiatric variables in predicting airway hyperresponsiveness defined by methacholine inhalation
challenge (MIC) test results among patients presumed to have asthma. METHODS: Sixty-eight
patients with clinical diagnoses of asthma underwent MIC and provided information about demo-
graphic variables, psychiatric symptoms, and medical utilization related to asthma. Logistic re-
gression was used to identify clinical predictors of positive versus negative MIC results. RESULTS:
Negative MIC results were associated with being older, being a life-long nonsmoker, having better
air flow, and with having full or subsyndromal symptoms of social phobia. Among persons with
clinical diagnoses of mild-to-moderate asthma, 31% had negative MIC tests. Anxiety symptoms
related to social circumstances were powerful predictors of the absence of bronchial hyperrespon-
siveness. CONCLUSIONS: Anxiety symptoms may be mislabeled as a respiratory condition, lead-
ing to unnecessary medical utilization. [Respir Care 1999;44(12):1452-1457] A^ey words: asthma,
anxiety, methacholine, lyronchial provocation tests.
Background
Asthma has been defined as "a disease characterized by
an increased responsiveness of the trachea and bronchi to
various stimuli and manifested by a widespread narrowing
of the airways that changes in severity either spontane-
ously or as a result of therapy,"' and as "a chronic inflam-
matory disorder of the airways" associated with recurrent
episodes of wheezing and other respiratory symptoms, vari-
able airflow obstruction that is often reversible, and bron-
chial hyperresponsiveness to a variety of stimuli.- These
definitions indicate that airway hyperresponsiveness is a
fundamental feature of asthma. The clinical diagnosis of
asthma is based on the presence of relevant symptoms.
Karen B Schmaling PhD is affihated with the Departmenl of Psychiatry
and Behavioral Sciences, University ol' Washington; Niloofar Afari PhD.
Scott Bamhart MD. and Dedra S Buchwald MD are affiliated with the
Department of Medicine. University of Washington; Scott Bamhart MD
is affiliated with the Medical Director's Office, Harborview Medical
Center; Dedra S Buchwald MD is affiliated with the Chronic Fatigue
Clinic. Harborview Medical Center. Seattle, Washington.
This research was supported by National Institutes of Health award
R01MH5I647.
Correspondence: Karen B Schmaling PhD. Department of Psychiatry and
Behavioral Sciences, Box .^.S6.S6(). University of Washington. Seattle
WA 98195. E-mail: karens@u. washington.edu.
either currently or by history, and significant airflow lim-
itation and reversibility.'' In the absence of airflow limita-
tion based on spirometry testing, the presence of airway
responsiveness to nonspecific bronchoprovocation chal-
lenge tests can be used to confirm a diagnosis of asthma.
The diagnosis of asthma is made difficult by several
factors, among them, the overlap of some asthma symp-
toms with those of anxiety disorders in general and panic
disorder in particular,"'"' reliance on historical reports of
symptoms, changing airway responsiveness with age,'' and
the common dilemma of "asthma-like" symptoms in the
context of normal or near-normal airflow limitation on
spirometry testing. Anxiety disorders such as panic disor-
der, phobias, and generalized anxiety disorder are com-
monly associated with dyspnea, chest tightness, and smoth-
ering sensations. There appears to be a high comorbidity
between asthma and panic disorder and other anxiety dis-
orders.'*''*' Furthermore, asthma patients with panic disor-
der report significantly higher levels of perceived breath-
lessness after an inhalation challenge test than those without
panic disorder.'^ Bronchodilator use also has been shown
to be more strongly related to perceived discomfort rather
than actual bronchoconstriction.'" In clinical settings, how-
ever, asthma patients are not routinely assessed for coex-
isting psychiatric symptoms.
Aside from the issue of concomitant anxiety disorders,
a confirmation of airway hyperresponsiveness in tho,se with
1452
Respiratory Care • December 1999 Vol 44 No 12
Medical and Psychiatric Predictors of Airway Reactivity
normal airflow is necessary for the diagnosis of asthma. -
Although bronchoprovocation testing such as methacho-
line inhalation challenge (MIC) may provide a relatively
safe and readily available laboratory test for confirming
the presence or absence of asthma," several problems
plague the interpretation of its results. First, MIC is not
highly specific. It yields a relatively high incidence of
false positive diagnoses in people with other disease pro-
cesses.'2''' For example, in a study of atopic patients, 47%
of atopic but nonasthmatic patients had a reactive response
to methacholine that could be indicative of asthma."
Second, MIC may lack diagnostic sensitivity. There is
significant overlap of the airway responsiveness of normal
persons and patients with asthma.'-'^ Therefore, it is dif-
ficult to establish a cutoff or concentration of methacho-
line that would reliably distinguish persons with asthma
from those without asthma."'-'^ Employing an often used
cutoff, one study reported 100% specificity, but only 55%
sensitivity in distinguishing asthma patients and normal
controls."* Most studies of methacholine have focused on
hyperreactivity to any concentration, including the largest
concentration of methacholine delivered in any standard-
ized procedure. Given that normal subjects may exhibit a
significant response at concentrations > 8 mg/mL of metha-
choline, hyperresponsiveness to concentrations of < 8
mg/mL has been recommended as indicative of asthma.^
In sum, the presence of any hyperresponsiveness to bron-
choprovocation tests cannot be considered definitive in the
diagnosis of asthma.
Previous studies have found that age,''-''^ smoking his-
tory,''' atopy, '^■-" and symptoms of asthma-"-' are associ-
ated with bronchial hyperreactivity. The purpose of the
present study was to identify additional predictors of air-
way reactivity as measured by MIC, using sociodemo-
graphic, medical, and psychiatric variables.
Methods
Participants
All patients age 18 to 60 with International Classifica-
tion of Diseases (ICD-9) billing codes for asthma (code
category 493) seen at a community practice group special-
izing in asthma and allergy care between approximately
May 1995 and May 1997 were recruited to participate in
the study. A recruitment letter was sent to 1,677 poten-
tially eligible participants. The data included in the present
report were gathered in the initial evaluation phase of a
longitudinal study on the association between stress and
asthma among patients with asthma who were cohabiting
with a significant other. The study was approved by the
Human Subjects Review Committee at the authors' insti-
tution.
After obtaining informed consent, participants were in-
terviewed regarding descriptive information and medical
utilization in the previous 18 months, completed a struc-
tured psychiatric interview, and underwent an MIC. The
information obtained by interview included age, gender,
ethnicity, relationship status, partner's medical diagnoses
and smoking history, years of education, income, current
medications and history of steroid use in the previous two
years, other medical diagnoses, and the number of office,
emergency department, and inpatient admissions for asthma
in the previous 18 months. In addition, patients' clinic
charts were reviewed for relevant medical information and
to verify medical utilization reports. Subjects were paid for
completing the study.
Methacholine Inhalation Challenge
A standard laboratory protocol was used for the MIC
with all participants. Care was taken to follow established
procedures.22-23 At the time of the MIC, all participants
were free of upper respiratory tract infections and had not
used oral corticosteroids for at least two weeks prior to the
study. Participants were instructed to withhold several med-
ications prior to testing: inhaled bronchodilators for the
day of testing; inhaled steroids for 12 hours; and antihis-
tamines for 72 hours. None of the participants used cro-
molyn sodium or theophylline, so they were not instructed
regarding those medications. In addition, participants were
asked to refrain from consuming chocolate or caffeinated
beverages for 12 hours prior to the MIC. In order to fa-
cilitate the scheduling of appointments, all MIC tests were
performed in the afternoon.
On the day of testing, baseline pulmonary function tests
were performed based on the recommendations of the
American Thoracic Society,--* using a KoKo spirometer
(PDS Instrumentation, Louisville, Colorado) interfaced
with a microcomputer. Throughout the testing session par-
ticipants were monitored for adequacy of effort and were
believed to be compliant with all procedures. A patient
would not undergo the MIC unless his or her forced ex-
piratory volume in the first second (FEV,) was > 65% of
predicted.--'' After baseline spirometry, patients received
first saline and then methacholine from a nebulizer (PARI
LC Jet+, PARI Respiratory Equipment, Midlothian, Vir-
ginia) that attached directly to the KoKo spirometer and
allowed an intermittent delivery time of 0.6 seconds. Metha-
choline solutions were prepared according to the manu-
facturer's package insert-* and administered in sequential-
ly-increasing concentrations (0.025. 0.25. 2.5, 5.0. 10.0,
and 25.0 mg/mL). The inhalation procedure for the saline
and methacholine solutions included 5 slow breaths from
functional residual capacity to inspiratory capacity without
breath-holding. A saline FEV, was obtained after 1.5 min-
utes; post-MIC FEV, also was obtained 1.5 minutes after
Respiratory Care • December 1999 Vol 44 No 12
1453
Medical and Psychiatric Predictors of Airway Reactivity
each methacholine inhalation step.-'' To ensure reproduc-
ibility of pulmonary function test measurements, each pa-
tient performed 3 acceptable forced expiratory maneuvers.
The highest of the consistent FEV, attempts was recorded
for saline and each methacholine step. MIC testing was
terminated when a 20% drop from the saline baseline FEV,
was detected or the final methacholine concentration was
reached. If necessary, an inhaled bronchodilator was ad-
ministered at the termination of testing to reverse the ef-
fects of the methacholine.
Bronchial responsiveness was expressed as PC20 (the
concentration of methacholine causing a 20% drop in FEV,
from the saline baseline). This value was obtained by a
linear interpolation formula of the last two data points.^
An individual MIC test was categorized as negative if its
PC20 was > 8 mg/mL or as positive if its PCjo was s 8
mg/mL.''
Diagnostic Interview Schedule III-R
The Diagnostic Interview Schedule (DIS) is a structured
interview^*' with good psychometric characteristics,-'
which assesses 26 Diagnostic and Statistical Manual III-
R^" psychiatric disorders. Professional interviewers (PhDs
in clinical psychology) administered a computer-assisted
version of the DIS in the present study. Somatization,
panic, generalized anxiety, agoraphobia, social and simple
phobias, and major depressive disorders were assessed.
The DIS is especially useful in assessing psychiatric dis-
orders in nonpsychiatric samples. For each disorder, the
patient is categorized as having none, a current, or a life-
time diagnosis. In the present study, a subsyndromal cat-
egory was utilized for each diagnosis to account for pa-
tients who reported partial symptoms and significant
distress without meeting the criteria for a full diagnosis. In
the Diagnostic and Statistical Manual III-R, such subsyn-
dromal diagnoses would be noted with a "Not Otherwise
Specified" label such as "Anxiety Disorder Not Otherwise
Specified."
Chart Review
Clinic charts were reviewed for relevant medical infor-
mation, including ICD-9 diagnosis (493.0 extrinsic asthma,
or 493.1 intrinsic asthma), allergy status (negative or pos-
itive skin test results), current immunotherapy, and smok-
ing history (lifetime nonsmoker or history of < 10 pack-
years of tobacco use prior to 5 years before the study). The
ratio of the forced expiratory volume in the first second to
the forced vital capacity (FEV|/FVC) from the last spi-
rometry was noted as a measure of airflow limitation. In
addition, the chart review was used to verify the type and
quantity of prescribed asthma medications, and the num-
ber of office, emergency department, and inpatient visits
for the 18 months prior to study enrollment.
Data Analyses
Descriptive statistics were utilized to characterize the
patients. A square root transformation was used to achieve
homogeneity of error variance for the office, emergency
department, and inpatient visit variables."" The transformed
scores were used in all analyses. We used / tests for inde-
pendent samples and chi-square or Fisher's exact test to
test for differences between groups with positive and neg-
ative MICs, for continuous and categorical variables, re-
spectively. A modified Bonferroni test was used to correct
for the number of comparisons. ''- Using this method, the a
priori level of significance was set at p < 0.003; all tests
were two-sided. Logistic regression was used to identify
predictors of positive and negative MICs. Demographic
and medical variables associated with bronchial reactivity
in previous studies were entered into the equation as a
block. These variables included gender, age, diagnosis (ex-
trinsic vs intrinsic asthma), FEV,/FVC, type of asthma
medications (beta agonists with or without inhaled ste-
roids), and smoking history. Additional variables found to
differentiate participants with positive and negative metha-
choline tests as empirically identified by the univariate
analyses in the present study were then entered in a hier-
archical fashion. Data management and analysis were con-
ducted with SPSS for Windows, release 7.0 (SPSS, Chi-
cago, Illinois).
Results
Sample Characterization
We received responses from 627 of 1,677 potentially
eligible participants with ICD-9 billing codes for asthma
(493); it is not known how many of those who did not
respond to the recruitment letter had exclusionary condi-
tions for the study. Three hundred three persons responded
by postcard that they were uninterested in the study, and
these people were not contacted further, so it is not known
if they were uninterested or were self-selecting because
they did not meet study criteria. Two hundred fifty-six
potential participants were disqualified for the following
reasons: not married or cohabiting with a significant other
of the opposite sex (22%); current smoker or had a > 10
pack-year smoking history or partner who smoked (9%);
oral steroid use for longer than 30 treatment days in the
previous two years (4%); medical exclusions such as
chronic obstructive pulmonary disease, obesity, pregnancy,
or other poorly controlled medical conditions (12%); part-
ner had poorly controlled medical conditions (5%); older
than 60 (3%); not interested in participating after hearing
1454
Respiratory Care • December 1999 Vol 44 No 12
Medical and Psychiatric Predictors of Airway Reactivity
Table I . Patient Characteristics
Positive MIC
Negative MIC
P
value
Demographic Variables
Age
36.7 ±
10.0
39.4 ±
11.6
0.33
Female (%)
66.0
61.9
0.75
White (%)
87.2
71.4
0.17
Education (% > 16 years)
72.3
76.2
0.74
Income (% > $50,000/year)
59.6
60.0*
0.97
Medical Variables
ICD-9 Code (%)*
0.09
493.0 Extrinsic asthma
71.2
28.8
—
493.1 Intrinsic a.sthma
0
100.0
—
FEV,/FVC
0.78 ± 0.08
0.83 ±
0.08
0.02
Medication type (%)*
0.11
beta-agonists alone
31.9
52.4
—
beta-agonists and inhaled
68.1
47.6
—
steroids
Current immunotherapy (%)
23.4
28.6
0.65
Smoking history (% ex-
29.8
9.5
0.12
smokers)
Utilization Variables
Office visits
4.26 ±
3.18
4.25 ±
2.97t
1.00
Emergency department visits
0.23 ±
.73
0.05 ±
.22t
0.12
Inpatient visits
0.04 ±
.20
0.05 ±
.22t
0.90
Number of asthma
3.51 ±
1.38
3.62 ±
1.12
0.75
medications
Psychiatric Variables {%)
Somatization
12.8
23.8
0.25
Panic disorder
I9.I
14.3
0.74
Generalized anxiety
8.5
9.5
1.00
Simple phobia
21.3
38.1
0.15
Agoraphobia
10.6
14.3
0.70
Social phobia 2.1
23.8
0.009
Major depression
44.7
47.6
0.82
MIC = melhacholine inhalation cliallenge.
ICD = International Classification of Diseases.
FEVt/FVC = ratio of forced expiratory volume in the first second to forced vital capacity.
*This p value is associated with the results of a 2 X 2 test with two levels to the medical
variable and to the MIC results (positive versus negative).
in = 20.
Note: Positive MIC In - 47) and negative MIC in - 21) unless otherwise specified. Medical
visits were for the 1 8 months prior to study enrollment. Number of asthma medications were
recorded at the time of enrollment. Positive psychiatric variables include patients with
subsyndromal. current, or lifetime diagnoses.
more about the study (41%); in another research study
(2%); or FEV, < 65% of predicted before the MIC so it
could not be performed (2%). There were no psychiatric
exclusion criteria. Sixty-eight participants qualified for and
completed the study protocol.
Table 1 shows the proportions, or means and standard
deviations, for all variables, by patient group (negative and
positive MIC). Forty-seven patients (68%) were catego-
rized as having positive MIC tests. Other data from some
of the participants with positive MIC tests in this study
have been reported elsewhere.'*''-"*
Most patients were white women averaging nearly 38
years of age, had college or post-graduate education, and
had household income of s $50,000. There were no sig-
nificant differences between patients with positive and neg-
ative MIC on demographic variables.
Medical, Utilization, and Psycliiatric Characteristics
The results of several group comparisons were interest-
ing, but no group comparisons attained statistical signifi-
cance, in part because of the conservative approach to
significance testing used in this study. Patients with a pos-
itive MIC tended to have lower FEV/FVC ratios than
patients with a negative MIC. Interestingly, all of the pa-
tients with an ICD-9 diagnosis of intrinsic asthma (493.1)
were found to have a negative MIC. A larger proportion of
positive MIC patients had a history of smoking, in com-
parison with negative MIC patients.
Psychiatric diagnoses were common in the study sam-
ple; nearly 46% of the patients met criteria for a depressive
disorder. Social phobia was about 1 0 times more common
among patients with negative MICs than among patients
with positive MICs.
Predictors of Reactivity to Methaclioline
Logistic regression was used to identify demographic,
medical, and psychiatric predictors of airway reactivity to
methacholine. Gender, age, diagnosis (extrinsic vs intrin-
sic asthma), FEV|/FVC, type of asthma medications (beta
agonists with or without inhaled steroids), and smoking
history were entered into the equation as a block. This
model was significant (chi-square [6] = 22.15, p = 0.001)
and correctly classified 76% of the cases (94% of patients
with positive MIC and 38% of patients with negative MIC).
Older age, not having a smoking history, and better FEVj/
FVC were significant predictors of negative MIC results
(odds ratios all > 5.6).
Next, social phobia was entered into the above model in
a hierarchical fashion. The addition of social phobia sig-
nificantly improved the model (improvement chi-square
[1] = 12.82, p = 0.0003) and case classification: 82.4% of
the cases were correctly classified (96% of patients with
positive MICs and 52% of cases with negative MICs).
With the addition of social phobia, smoking history was no
longer a significant predictor of MIC results.
Discussion
In a sample of patients from an asthma clinic, the present
study found that 21 of 68 (31%) did not have bronchial
hyperresponsiveness based on the commonly accepted stan-
dard of a PC20 > 8 mg/mL. In addition there was an
Respiratory Care • December 1999 Vol 44 No 12
1455
Medical and Psychiatric Predictors of Airway Reactivity
association between anxiety symptoms and the absence of
bronchial hyperresponsiveness.
In the present study subsyndromal and fully syndromal
social phobia tended to differentiate patients with positive
and negative MIC tests, and significantly predicted the
presence of negative MIC results. The central feature of
social phobia is fear of social situations in which the per-
son may face scrutiny and fear of behaving in a humiliat-
ing or embarrassing manner."' Anticipation of or exposure
to the phobic stimulus or situation often provokes an im-
mediate anxiety response such as feeling panicky, sweat-
ing, tachycardia, and difficulty breathing.
The diagnosis of social phobia is made when the anxiety
and resulting avoidance behavior interfere with occupa-
tional or social functioning. At times, individuals force
themselves to endure the social phobia situation, which is
experienced with intense anxiety. The symptoms are sim-
ilar to those experienced by asthmatics. The physician
faced with diagnosing asthma may wish to query if the
respiratory symptoms occur in special circumstances, such
as social settings. Social phobia should be a diagnosis to
consider when treating patients who describe unexplained
respiratory symptom "flares'" but whose MIC results are
unknown or negative. Careful attention to documenting
reversible airflow obstruction is essential to the diagnosis
of asthma.--*
Consistent with previous research,'*^ a remote history of
smoking was initially associated with negative MIC. but
this effect was abolished with the addition of social phobia
to the prediction equation. Social self-presentation factors
are strongly involved in the decision to use tobacco and
other drugs: tobacco is used when the smoker wishes to be
perceived as sociable. ^"^ Ex-smokers no longer have smok-
ing as a social coping strategy, which may lead to in-
creased social discomfort. The results of the present study
would be consistent with this pattern of behavior.
The main limitations of the present study were two-fold.
First, our exclusive measure of bronchial hyperresponsive-
ness was based on a decrease in FEV, measured via spi-
rometry. In some patients, however, spirometry may not
be sensitive or specific enough to detect a response to
bronchoprovocation agents. ^^ In such cases other measure-
ments such as airway resistance and specific conductance
may suggest a positive methacholine response in specific
airways. Although these parameters may be used in clin-
ical settings when diagnosing an individual patient strongly
suspected of having asthma, the literature is mixed on
which spirometry values are associated with response in
various particular airways. ^^-^^ Thus, these results could be
open to interpretation and not standard across groups of
patients. In addition, FEV, has been recommended as the
primary variable to be monitored during MIC,-' and the
American Thoracic Society guidelines for the evaluation
of asthma patients' strongly recommend the use of PC,,)
(based on a decreases in FEV,) as the accepted standard in
the measurement of airway responsiveness when airflow
limitation is absent.
The second limitation was the potential for respondent
bias. Our sample may have been biased by the use of
patients presenting to a specialty clinic, the narrow inclu-
sion of patients with a clinical diagnosis of asthma in the
mild to moderate range of severity, and of patients with an
interest in the association between stress and asthma, which
may explain the seemingly high prevalence of significant
psychiatric symptoms among this sample. However, anx-
iety and depression are common among persons with
asthma. For example, one report found that 23% of 93
patients with asthma had panic attacks.'' The inclusion of
subjects with a restricted range of asthma severity makes
more difficult the identification of relatively subtle differ-
ences between patients with positive and negative MIC
tests. Studying samples with wider ranges of asthma se-
verity would increase statistical power to detect differ-
ences. On the other hand, it is often patients such as those
in the present study for whom the diagnosis of asthma
requires scrutiny and confirmation to avoid costs and ad-
verse effects associated with asthma medications if they
prove to be unnecessary.
Conclusions
Nearly one third of a sample of patients with presumed
asthma did not exhibit bronchial hyperresponsiveness when
challenged with methacholine. Clinically important phobia
symptoms to social situations were associated with the
absence of bronchial hyperresponsiveness. Anxiety-related
symptoms may result in a misdiagnosis of asthma. Addi-
tional studies are recommended to characterize the poten-
tial for anxiety symptoms to masquerade as asthma.
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Respiratory Care • December 1999 Vol 44 No 12
1457
Improvement in Pulmonary and Exercise Performance in Obese
Patients after Weight Loss
Michael J Carella MD, Susan Blonshine RRT RPFT, C Mohan Gera MD,
Ved V Gossain MD, and Brad Ropp MD
OBJECTIVES: (1) To describe the pulmonary flndings in severely obese individuals and (2) to
describe the changes in resting pulmonary function and exercise performance after clinically sig-
nificant weight loss. METHODS: We performed flow-loop spirometry, lung volumes, diffusing
capacity for carbon monoxide (DL^^o)' ^"d cycle ergometry with expired and blood gas analysis in
16 (14 women, 2 men) very obese (body-mass index > 40 kg/m^) subjects before and immediately
after 6 months of treatment including a very-low-calorie diet. Patients with a smoking history,
hypoventilation and/or sleep apnea syndromes, or other cardiac or lung disease were carefully
excluded. RESULTS: Patients lost 23 ± 9.0 kg. There were signiflcant increases in thoracic gas
volume (2.3 ± 0.54 L versus 2.7 ± 1.1 L, p < 0.025) and expiratory reserve volume (0.89 ± 0.21 L
versus 1.46 ± 0.72 L, p < 0.01), a decrease in the inspiratory capacity (2.8 ± 0.56 L versus 2.5 ±
0.49 L, p < 0.01), and a change in the relationship between thoracic gas volume and total lung
capacity. There were no significant changes in other lung volumes, expiratory flow rates (peak flow
or forced expiratory flow rate during the middle 50% of the forced vital capacity), airway resis-
tance, or Dlco' Resting oxygen consumption did not change, but at peak exercise the oxygen
consumption per kilogram weight increased, as did the ventilatory equivalent for the level of oxygen
consumption. CONCLUSIONS: Our results among carefully-selected patients accurately reflect the
pulmonary function changes in uncomplicated ("healthy"), severely obese women. When changes in
other lung volumes, airway resistance, DL<jo» or blood gas tensions are found, evaluation for other
causes of pulmonary disease should be undertaken. Weight loss leads to clinically important in-
crease in lung volume and modest improvement in maximum aerobic capacity, even when normal
weight is not attained. [Respir Care 1 999;44( 1 2): 1 458 -1 464] Key words: pulmonary function, obesity,
weight loss, very low calorie diet.
Background
It is estimated that over 34 million adult Americans are
overweight and that the prevalence of obesity is increasing
in the general population.' Obesity is often associated with
cardiovascular, pulmonary, metabolic, and other abnor-
Michael J Carella MD, Ved V Gossain MD, and Brad Ropp MD are
affiliated with the Department of Medicine, Michigan State University,
East Lansing. Michigan. Michael J Carella MD and Ved V Gossain MD
are affiliated with the Weight Management Center. Sparrow Hospital,
Lansing. Michigan. Susan Blonshine RRT RPFT and C Mohan Gera
MD are affiliated with the Michigan Capital Medical Center, Lansing,
Michigan.
Correspondence: Michael J Carella MD. Michigan State University.
B220-A Life .Sciences Building, East Lansing Ml 48824-1317. E-mail:
mjcarella@aol.com.
malities that are believed to lead to excess morbidity and
mortality among such patients. -
The most severe cardiopulmonary complications among
obese patients include sleep apnea syndrome (SAS), obe-
sity hypoventilation syndrome (OHS), pulmonary hyper-
tension, and heart failure, which can occur alone or in
combination."' However, asymptomatic obese individuals
also have been shown to exhibit characteristic pulmonary
function abnormalities. Most studies have found that func-
tional residual capacity (FRC) and expiratory reserve vol-
ume (ERV) are decreased. Previous studies had various
results with respect to other lung volumes such as diffus-
ing capacity for carbon monoxide (Dlco) ^^^ blood gas
tensions. ^-'^ In addition, the effects of obesity on airway
caliber and resistance remain controversial. '"''^
Numerous studies have found that weight loss improves
resting pulmonary function and exercise capacity; how-
ever, the measures reported have been either inconsistent
1458
Respiratory Care • December 1999 Vol 44 No 12
Pulmonary Function and Weight Loss
or not tested among different studies.^ ' ii- 17 21 -j^j^j^ j^ jyg
in part to methodological differences and inclusion of smok-
ers and patients with SAS/OHS or other pulmonary or
cardiac disease in the studies.
We performed complete static pulmonary function and
exercise testing with blood and expired gas analysis mea-
surements in obese but otherwise healthy individuals be-
fore and immediately after 6 months of treatment with a
very low calorie diet (VLCD). It would be expected that
the very obese but otherwise uncomplicated patient would
show a dramatic response to weight-loss treatment and
probably reflect the spectrum of changes that occur with
significant weight gain or loss. We analyzed and herein
report actual values for the pulmonary function testing,
instead of simply percent-of-predicted values that might
not accurately reflect an obese population. Unlike case-
control studies, our patients served as their own controls,
allowing for more direct comparisons between different
patient weights.
The purposes of the study were ( 1 ) to describe the pul-
monary findings in severely obese individuals, and (2) to
describe the changes in resting pulmonary function and
exercise performance with clinically significant weight loss
using a VLCD.
Methods
Selection of Subjects
The study was approved by the Institutional Research
and Review Committees at Michigan State University,
Sparrow Hospital, and Michigan Capital Medical Center.
Sixteen patients (14 women, 2 men) who had been referred
to the Weight Management Center of Sparrow Hospital
were invited to participate, and informed consent was ob-
tained from each patient. The patients fulfilled the follow-
ing criteria: extreme obesity (body mass index [BMI] >
40 kg/m^); no history of cigarette smoking; no clinical or
laboratory evidence of endocrine disorders; and no cardio-
respiratory abnormalities, including SAS, OHS, or pulmo-
nary hypertension. The latter was ascertained on the basis
of clinical history (observed apnea, agitated sleep, snoring,
daytime somnolence, early morning headaches), physical
examination, 1 2-lead electrocardiogram, posterior-anterior
chest radiograph, lateral chest radiograph, baseline mea-
surement of arterial blood gases (ABGs), and pulmonary
function. All testing was normal. None of the patients
showed evidence of hypoxemia, hypercapnia, abnormal
Dlco' oi" increased pulmonary vasculature on chest radio-
graph. Three patients reported symptoms suggestive of
sleep-disordered breathing, but formal sleep studies were
normal. A chemistry profile, urinalysis, complete blood
count, and thyroid function (either a T4 and T, resin up-
take or a sensitive thyroid-stimulating hormone level) were
normal.
Weight-Loss Protocol
For 1 2 weeks, patients consumed an 800-calorie (3.4 kJ)
Optifast* liquid supplement that provides 70 g of protein,
and no additional foods. The diet was followed by gradual
replacement of the liquid supplement (Weeks 14-18). and
stabilization thereafter on a conventional meal plan of
1000-1200 calories (4.2-5.0 kJ) until Week 26. Patients
were told not to increase their physical activity for the first
6 weeks of treatment. After this period, they were encour-
aged to gradually increase their exercise, which usually
consisted of walking.
Anthropometric and Body Composition Methods
Height was measured to the nearest centimeter, using a
Holtian stadiometer. Weight was measured to the nearest
0. 1 kg in stocking feet on a standard calibrated weighing
balance. BMI was calculated from height and weight mea-
sures (kg/m^). Waist circumference was measured at the
level of the umbilicus and the hip girth at the greater
trochanter.
After 8 hours of fasting and with the bladder empty,
body composition was measured with a bioelectrical im-
pedance analyzer, as described by Lukaski,^^ using pro-
prietary equations supplied by the manufacturer.
Pulmonary Function Studies
In all subjects, flow-volume spirometry (conducted with
a 1085 System spirometer) was performed according to
American Thoracic Society performance, acceptability, and
reproducibility standards and American Association for
Respiratory Care Clinical Practice Guidelines.-^ FRC (mea-
sured directly as thoracic gas volume [TGV]) and airway
resistance were determined in a variable-pressure, con-
stant-volume body plethysmograph (1085 System) accord-
ing to American Thoracic Society and American Associ-
ation for Respiratory Care performance criteria.-"
Inspiratory capacity (IC) and slow vital capacity were mea-
sured via plethysmography in conjunction with TGV. To-
tal lung capacity (TLC), residual volume (RV), ERV, and
specific airway conductance were calculated from these
direct measurements. D[ f-Q and alveolar gas volume (V^)
at TLC were measured with a 1070 System, using the
single-breath technique, with neon as the inert gas, accord-
Suppliers of commercial products are identified in the Product Sources
section at the end of the text.
Respiratory Care • December 1999 Vol 44 No 12
1459
Pulmonary Function and Weight Loss
ing to American Thoracic Society and American Associ-
ation for Respiratory Care performance criteria.--''
Maximum oxygen consumption (Vq ) with continuous
pulse oximetry (measured with a 3700 System pulse oxime-
ter) was performed using cycle ergometry. An exercise
ramp protocol preceded by a 2-minute warm-up was com-
pleted using 20 watts/minute increments.-'' The end point
of exercise was patient fatigue and a plateau in Vq,- An
arterial catheter was placed in the brachial artery, and
blood samples for blood gas analysis were drawn in the
sitting position at rest and at peak exercise. Arterial oxy-
gen tension, arterial carbon dioxide tension, arterial blood
pH, oxygen saturation of the hemoglobin of arterial blood,
and base excess were analyzed with a BG3/482 Co-
Oximeter automated acid-base analyzer. Computerized
continuous gas analysis was measured using a CPX-MAX
breath-by-breath system. Vq , carbon dioxide production
(Vpo,), and minute ventilation (Vg) were recorded at rest,
at the anaerobic threshold, and at maximum or peak per-
formance. Maximum voluntary ventilation was measured
at peak exercise. Heart and rhythm were monitored con-
tinuously with a 1 2-lead electrocardiogram, and blood pres-
sure was measured manually with a hand-held sphygmo-
manometer. With all subjects, testing was completed in the
morning. The exercise test was performed after resting
pulmonary function measurements were completed.
Statistical Analyses
Data are expressed as mean ± standard deviation. The
paired Student's t test was used to compare the measures
before and after weight loss. Because of the number of
variables in the analysis, only those measures that achieved
a p < 0.025 were considered statistically significant (Bon-
feroni method), in order to minimize the potential for a
error. Univariate Pearson correlation and multiple variable
Table 2. Spirometry Before and After Weight Loss*
Baseline
After Treatment
FVC (L)
3.6 ± 0.68
4.0 ± 0.90t
FEV, (L)
3.1 ±0.58
3.3 ± 0.68t
FEV,/FVC
84 ±3
83 ±4
FEF,,_,, (L/s)
3.6 ± 0.91
3.7 ± 1.0
FEF„„, (L/s)
9.1 ± 2.0
9.3 ± 1.9
MVV (L/min)
118 ± 17
129 ± 30
*E\pressed as mean ± standard deviation, n - 16.
tp < 0.001 versus prior to treatment.
FVC = forced vital capacity.
FEV] = forced expiratory volume in the first second.
FEV|/FVC = ratio of FEV, to FVC.
f EF25.75 = forced expiratory flow rate during the middle 50% of the FVC.
FEFmy^ - peak flow.
MVV - maximal voluntary ventilation.
contribution of weight and other variables to any differ-
ence in these measures. The distribution of the data was
assessed and nonparametric tests were used when appro-
priate. All statistical analyses were performed with SPSS
release 6.0.
Results
Table 1 summarizes the anthropometric data before and
after weight loss. After 6 months of treatment, the patients
lost a mean of 23 ± 9.0 kg (23% of body weight). There
were statistically significant changes in both lean body
Table 3. Lung Volumes, Airway Mechanics, and Diffusing Capacity
Before and After Weight Loss*
Baseline
After
Treatment
hnear regression anal)
'ses were pei
formed to an
ilyze vari-
TLC (L)
5.0 ± 0.94
5.1 ± 1.4
ance in the pulmonary
function measures and the potential
IC(L)
TGV (L)
2.8 ± 0.56
2.3 ± 0.54
2.5 ± 0.49t
2.7 ± Lit
RV(L)
1.4 ±0.44
1.2 ±0.61
Table 1. Change in Weight and Body Composition with Treatment*
ERV (L)
R,,^ (cm H,0/L/s)
sG,^ (s/cm HjO X L-)
Dlco (mL/min/mm Hg)
DlcoA'a
0.89 ±0.21
1.5 ±0.36
0.24 ± 0.05
27 ± 7.2
5.5 ± 0.58
n = 16.
oxide.
carhon monoxide lo alveolar
1.46±0.72t
1.4 ±0.43
0.24 ± 0.07
28 ± 6.6
5.3 ± 0.88
i
volume.
Baseline
After
Treatment
Percent
Change
Age (years)
46 ± 9.8
0,849 ±0.105
127 ± 24
0.76 ± 0. 1 3
46 ± 7.4
63 ± 15
64 ± 18
iation. n = 16.
0.857 ± 0.090
97 ± 25t
0..59±0.15t
.35 ± 8.7t
57 ± lot
40 ± 22t
-23 ± 9.0
-23 ± 9.0
-23 ± 9.0
-9 ± 8.7
-38 ± 17
Waist: Hip
Weight (kg)
Weight/height (kg/cm)
Body mass index (kg/m")
Fat-free mass (kg)
Fat mass (kg)
♦Expressed as mean ± standard deviation.
tp < 0.01 versus prior lo treatment.
tp < 0.025.
TLC = total lung capacity.
IC - inspiratory capacity.
TGV - thoracic gas volume.
RV = residual volume.
ERV - expiratory reserve volume.
Raw ~ airway resistance.
sGav,, = specific airway conductance.
Dlco = diffusing capacity for carbon mon
Djf o/V^ - ratio of diffusing capacity for
•Expressed as mean ± standard dcv
+p < 0.001 versus prior to treatmcn
tp < 0.005.
1460
Respiratory Care • December 1999 Vol 44 No 12
Pulmonary Function and Weight Loss
Table 4a. Change in Cardiopulmonary Measures at Peak Exercise with Treatment*
Baseline
After Treatment
% Change
Work (watts)
121 ±43
130 ±52
+7± 19
VO2 (mL/min)
2,283 ± 724
1.975 ±6l8t
-12± 16
VOj/kg (mL/min-kg)
17.9 ± 4.5
21.1 ±7.61:
+ 16± 24
Vo,/work (mL/min- watts)
20.4 ± 4.3
17.7 ± 5.0§
-13± 15
Ve (L/min)
85 ± 22.2
84 ± 28.5
-2± 19
VeA'o, (L/mL)
38 ± 45.5 X 10 '
43 ± 70.6 X lO't
+ 13± 15
VOj/heart rate (mL/beat)
14 ± 4.9
13 ± 3.6
-8 ± 16
Work/heart rate (watts-minfteats)
0.03 ± 0.01
0.04 ±0.0 It
+ 20 ± 22
Systolic blood pressure (mm Hg)
183 ± 25.0
exercise, n = 14.
164±21.8t
-10± 10
♦Expressed as mean ± standard deviation at peaic
tp < 0.01.
tp < 0.025.
§p < 0.001.
V02 = oxygen consumption.
Voi/kg = oxygen consumption per kilogram weight.
V02/work = oxygen consumption per watt work.
Ve = minute ventilation.
V02/ heart rate ^ O2 putse.
Ve'^Ot ^ respiratory quotient.
Table 4b. Change in Arterial Blood Gas Measures at Peak Exercise
7
4.5 J
with Treatment*
6
y*
4
3.5
3
2.5
"\
Baseline
After Treatment % Change
3
5
4
J
/ ^^ ^^
5
/ ^
P,o, (mm Hg) 98 ± 9.4
107 ±7.9 +10 ±11
3 '
if.
-* ^^3 ^^3
1
2
/^ ^^5
Paco, (mm Hg) 34 ± 3.6
31 ± 3.6 -10± 13
_s
■A ^^^^
3
1 5
X/^ ^^*^
P,A-a)o, (mm Hg) 17 ±6.8
12 ±5.7 -6 ±100
>
2^^
%
>
1
^^
VdA't(%) 15 ±7
14 ± 6 -2 ± 0.98
1 "■
0.5
^ Jl J^
^
pH 7.34 ± 0.05
7.35 ± 0.06 +0.1 ±0.44
-5.97 ± 4.07 +4 ± 63
0
0
^~^
Base excess -6.33 ± 2.66
TGV
FEV. FVC
ERV IC
2.3 (.54) -2.7 (1.10) 3.1 (J8) - 3.3 (.68) 3.6 (.68) - 4.0 (.90
«(JI)-I.«(.72) 2J(.5«)-2.5(.«)
^Expressed as mean ± standard deviation at peak exercise, n = 1.
P.iOi " arterial oxygen tension.
PaCOi ~ arterial carbon dioxide tension.
P(A-a)02 ~ alveolar-arterial oxygen tension difference,
\nNi = dead space volume/tidal volume.
mass (p < 0.005) and fat mass (p < 0.00 1 ). but 80% of the
weight loss consisted of adipose tissue.
Tables 2, 3, and 4 summarize the results of resting pul-
monary function and exercise testing. Figure 1 shows in-
dividual data for the subjects. When the two male subjects
were excluded from the analyses, the results were similar.
Therefore, mean data for all 16 subjects are reported when
available. All 16 patients had complete anthropometric,
spirometry, lung volume, and Dj^q data available (see
Tables 1-3). Two women had incomplete exerci.se data,
and an additional 7 patients (5 women, 2 men) had incom-
plete ABG measurements because of technical difficulties.
Therefore, only 14 patients were used in the exercise anal-
ysis (see Table 4a) and 7 patients in the ABGs analysis
(.see Table 4b). Pulmonary function data are reported as
the measured value (not percent-of-predicted from refer-
ence population) in all subjects. Note that most pulmonary
Fig. 1. InidivicJual subject responses in pulmonary measures that
changed significantly with weight loss. In each part of the graph,
the left-hancJ (dots indicate the measurements before weight loss
and the right-hand dots indicate the measurements after weight
loss. The numbers represent the means ± standard deviation.
TGV = thoracic gas volume. FEV, = forced expiratory volume in
the first second. FVC = forced vital capacity. ERV = expiratory
reserve volume. 10 = inspiratory capacity.
function measurements were within the normal predicted
values for every subject, even before treatment. The only
exceptions were the RV, ERV, and IC, which, in some
cases, before treatment, were outside the predicted refer-
ence range for height and weight.-'' The mean percent-of-
predicted values for RV and IC before treatment were
74 ± 16.1% and 84 ± 14.8% of predicted for the popu-
lation, respectively.
Table 2 shows the results of spirometry before and after
weight loss. Forced vital capacity (FVC) and forced expi-
ratory volume in the first second (FEV,) were higher after
weight loss, but the FEV|/FVC ratio did not change. Max-
imum voluntary ventilation was greater after weight loss,
but this change was not statistically significant (p = 0.07).
Respiratory Care • December 1999 Vol 44 No 12
1461
Pulmonary Function and Weight Loss
The change in maximum voluntary ventilation correlated
with the change in TGV (r = 0.85, p < 0.01).
Table 3 summarizes the results of lung volume changes,
airway mechanics, and diffusing capacity before and after
weight loss. After weight loss TGV and ERV were sig-
nificantly higher, whereas IC was significantly lower. There
were no significant changes in RV, TLC, airway flow rates
(forced expiratory flow rate during the middle 50% of
FVC, maximum forced expiratory flow), airway resistance,
specific airway conductance, or Dl^o normalized to alve-
olar volume.
Correlation analysis between the change in weight and
the changes in spirometry results and lung volume (see
Tables 2 and 3) shows that weight was a significant de-
terminant for all the measures that changed. TGV showed
the greatest proportional change with weight loss, nearly a
30% increase. Multiple variable regression analysis indi-
cated that the decrease in body surface area and weight/
height ratio best predicted the increase in TGV (r~ = 0.83,
p < 0.0001). The regression equation for the change in
TGV is as follows:
8.77 X 10" (change in weight:height ratio in kgxm) -
7.71 X 10' (change in body surface area in m") -I- 20.17.
After weight loss there were statistically significant de-
creases in resting-state heart rate (85 ± 13 beats/min be-
fore weight loss versus 72 ± 15 beats/min after weight
loss, p < 0.00 1 ), resting-state diastolic blood pressure (8 1 ±
13 mm Hg versus 73 ± 8 mm Hg, p < 0.025), heart rate
during exercise testing at anaerobic threshold (115 ± 17
beats/min versus 107 ± 14 beats/min, p < 0.025), and
blood pressure during exercise testing at anaerobic thresh-
old (83 ± 8 mm Hg versus 76 ± 7 mm Hg, p < 0.01).
Oxygen consumption at rest (uncorrected or corrected
for lean body mass weight) was not different after weight
loss. Other cardiopulmonary measures (Vg, V^o,. V^/Vq ,
and Vp/V(;o,) '^^ ""est or at anaerobic threshold were also
not different after weight loss (data not shown). In con-
trast, some variables showed statistically significant dif-
ferences at peak exercise after weight loss (see Tables 4a
and 4b). After weight loss, systolic blood pressure was
significantly lower during peak exercise (p < 0.01) and
oxygen consumption per kilogram of weight (Vo/kg) at
peak exercise was significantly higher (p < 0.025), in-
creasing by nearly 25%. After weight loss, oxygen con-
sumption for the amount of work performed was lower,
and the ventilatory equivalent for the level of oxygen con-
sumption (Vf;/V„ ) was significantly higher at peak exer-
cise (p < 0.001). ABG tensions for oxygen and carbon
dioxide and the alveolar-arterial oxygen tension difference
were not different after weight loss, at rest or at peak
exercise. However, ABG data were available in only 7
subjects (because of technical difficulties), and these mea-
sures showed a tendency to improve after weight loss.
Discussion
Our results suggest that weight loss primarily affects
lung volumes in severely obese individuals. Indeed, the
TGV (FRC) and ERV show the greatest proportional change
with weight loss and represent the most sensitive indicator
for the effects of obesity on resting pulmonary function.
Our patients also had greater IC before weight loss. In
addition, our results show that clinically significant weight
loss decreases the metabolic requirements for exercise (ie,
increased Ve/Vq , and decreased Vq /work) and modestly
increases maximum aerobic capacity (Vo,/kg). In other
words, after significant weight loss our patients expended
less energy at similar or greater work loads and their breath-
ing was "less labored." We feel the results in our carefully
selected patients accurately reflect the changes in lung
volumes that occur in uncomplicated or healthy obese
women.
Our patients were very obese before treatment (BMI
46 ± 7.4 kg/m^). However, they remained substantially
obese on average (BMI 35 ± 8.5 kg/m~), even after con-
siderable weight loss. Therefore, it is possible that some
variables that did not change in our study might change if
normal weight were achieved. This may be true for RV,
which, along with ERV and IC, was the only other vari-
able to be outside the normal predicted values in some
subjects.
Because of the change in TGV, one might expect an
improvement in blood gas tensions and in ventilation-per-
fusion matching. In fact, the arterial oxygen tension, arte-
rial carbon dioxide tension, and alveolar-arterial oxygen
tension difference showed a tendency to improve at peak
exercise but did not reach statistical significance, probably
because of the small number of patients for whom these
data were available. Moreover, an expected change in the
arterial carbon dioxide tension would be consistent with
the observed statistically significant increase in the Ve/Vq^
in our study. Therefore, the limited number of patients
included in the ABG analysis is a major limitation of our
study, and a larger number of patients would have strength-
ened our results.
One might argue that the increase in Vg/Vo, was be-
cause of the lack of adaptation of neural regulation of
breathing with rapid weight loss. However, we believe this
is unlikely, because most of the rapid weight loss occurred
during the first 13 weeks on the liquid-protein supplement,
and the repeat testing was done after another 1 3 weeks had
passed, during which less dramatic weight loss occurred
on conventional food (see Methods, Weight-Loss Proto-
col). For the same reason, we feel that the hyperventilation
observed only during peak exercise was not due to the
metabolic acidosis of rapid weight loss; rather, hyperven-
tilation was likely induced by the accumulation of potas-
sium and hydrogen ions during heavy exercise. The in-
1462
Respiratory Care • December 1999 Vol 44 No 12
Pulmonary Function and Weight Loss
crease in Ve/Vq results from the decrease in Vq^ or a
decreased metabolic requirement for exercise after weight
loss.
We did not measure or control physical activity during
weight-loss treatment. Therefore, it is possible that exer-
cise could partially explain the improvement in some car-
diopulmonary measures during dynamic testing. However,
the role of exercise was probably minimal because it was
not an essential part of the weight-loss intervention. The
limited effect of exercise is also supported by the finding
that our patients on average lost some fat-free mass during
treatment (see Table 1).
Obesity may adversely affect pulmonary function via
several mechanisms. In our study, the decrease in body
surface area mostly explained the increase in TGV (r^ =
0.67). Increased body surface and mass load on the chest
wall cause lung-volume changes. The change in the rela-
tionship between TGV (FRC) and TLC is probably due to
a change in the static position of the chest wall and dia-
phragm."'-*' The chest wall and diaphragm at end-expira-
tion are less deformable and thus encroach on TGV (FRC)
and ERV of the lungs. Ventilatory work is increased be-
cause of changes in chest-wall compliance and also pos-
sibly because of respiratory muscle inefficiency,'"-'' lead-
ing to higher than normal oxygen consumption and carbon
dioxide production rates. ^^ Similar lung-volume abnormal-
ities are seen in nonobese individuals who undergo exper-
imental chest strapping and/or are given abdominal weight
to carry. ^' Our study found that these changes are revers-
ible with significant weight loss. Moreover, even though
our patients remained considerably obese after treatment
(BMI 35 ± 8.7 kg/m^), loss of > 20% excess body weight
led to clinically significant increase in lung volume and
improvement in Vq /kg.
The most severe cardiopulmonary complications among
obese patients are SAS, OHS, pulmonary hypertension,
and heart failure. "* In addition, when lung volumes become
severely diminished, small airway closure (atelectasis) and
ventilation-perfusion ratio mismatch may occur in the de-
pendent lung zones. '""'2 jj^is is further supported by ob-
servations of Ray et al, who found that changes in FRC
and ERV were correlated with the degree of weight gain,
whereas abnormalities of other lung volumes and gas ex-
change tend to occur in super-morbidly-obese patients."
Also, some obese individuals may be vulnerable to these
changes when supine, under anesthesia, or when confronted
by some other respiratory embarrassment.^- In our study,
we also observed a trend toward greater inefficiency of gas
exchange (alveolar-arterial oxygen tension difference) at
peak exercise, which showed a tendency to improve with
weight loss but did not reach statistical significance.
Our results agree with previous weight-loss stud-
igs6,i 1.12.17-21 (fja( found consistent improvement in FRC
and ERV and no evidence of airway obstruction (ie, nor-
mal FEV,/FVC and normal airway resistance). All other
pulmonary measures (for example, other lung volumes,
Dlco' ^nd ABG analysis) were either inconsistently re-
ported or not performed in most other studies. The dis-
crepancies in previous weight-loss studies in other lung
volume measurements,"*"-' Dico-** ^nd blood gas anal-
ysis'2'9 are due, in part, to methodological differences and
improper patient selection. Most of the studies either in-
cluded cigarette smokers, patients with OHS/SAS or other
pulmonary disease, or did not report the participants' smok-
ing histories. Also, these studies compared percent-of-pre-
dicted values, which may not be appropriate for an obese
population. Nevertheless, our results agree with all weight
loss studies^-^^-^-'^''--^ that showed no change in airway
caliber or resistance with weight loss. Our results conflict
with those of the case control study of Rubinstein et al,"
who found air flow limitation in morbidly obese, non-
smoking men. This discrepancy may be because our study
patients (like most other studies) are primarily women.
Gender difference may be important: there are preliminary
data to suggest that upper body obesity and visceral adi-
posity may have a greater effect on pulmonary function.^''
However, we believe that abnormalities of airway resis-
tance should prompt evaluation for other causes of pul-
monary disease. Further studies in obese men, including
weight-loss studies, are needed to better clarify this issue.
Conclusions
Our findings suggest that severe obesity is associated with
significant pulmonary function changes, primarily de-
creased lung volumes and decreased metabolic require-
ments for exercise. The uncomplicated primarily obese
women in this study showed no evidence of increased
airway resistance or abnormal Dlco- Clinically significant
weight loss led to an increase in TGV (FRC) and FVC, a
decrease in IC, and a modest improvement in Vo,/kg. Fur-
ther studies are needed of severely obese men to determine
whether there is a significant gender difference in the pul-
monary response to weight loss.
ACKNOWLEDGMENTS
The authors wish to thank the staff of the pulmonary laboratory at Mich-
igan Capital Medical Center (Greenlawn campus) for their technical
assistance.
PRODUCT SOURCES
Liquid Diet Supplement
Optifast, Novartis, Basel, Switzerland
Bioelectrical Impedance Analyzer
RJL Systems, Detroit MI
Flow- Volume Spirometer
1085 System, Medical Graphics, Minneapolis MN
Respiratory Care • December 1999 Vol 44 No 12
1463
Pulmonary Function and Weight Loss
Plethysmograph
1085 System, Medical Graphics, Minneapolis MN
Dlco 3nd Alveolar Gas Volume Analyzer
1070 System, Medical Graphics, Minneapolis MN
Pulse Oximeter
3700 System, Ohmeda Biox, Boulder CO
Acid-Base Analyzer
BG3/482 Co-Oximeter, Instrumentation Laboratory,
Lexington MA
Continuous Gas Analyzer
CPX-MAX, Medical Graphics, Minneapolis MN
Statistics Software
SPSS release 6.0, Chicago IL
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Respiratory Care • December 1999 Vol 44 No 12
Performance Comparison of the Hand-Held MicroPlus Portable
Spirometer and the SensorMedics Vmax22 Diagnostic Spirometer
LTC William E Caras MD, Michael G Winter RRT, COL Thomas Dillard MD,
and Tammy Reasor RPFT
BACKGROUND: Portable spirometry offers many potential advantages over conventional lung
function measurements obtained in a pulmonary function laboratory. METHODS: We compared
the performance characteristics of the MicroPlus portable spirometer with the SensorMedics Vmax22
diagnostic spirometer used in our pulmonary function laboratory. Lung function measurements
(forced expiratory volume [FVC], forced expiratory volume in the first second [FEV,], and peak
expiratory flow [PEF]) were obtained from both instruments simultaneously, during the same
forced expiratory maneuver. The study group consisted of 20 normal subjects, 20 asthmatics with
mildly reduced lung function, and 20 severely obstructed chronic obstructive pulmonary disease
(COPD) patients. RESULTS: The difference between instruments (SensorMedics minus MicroPlus)
was statistically significant for FVC in all 3 groups (0.31 L ± 0.57 in favor of the SensorMedics) and
was also significant for FEVj (0.09 L ± 0.39) and PEF (0.33L/s ± 0.77) in the asthma and COPD
groups. Between-group comparison of bias was highly significant (p = 0.0001) for PEF when
comparing normal subjects with both obstructive lung disease groups. We also conducted a bench
study in which we compared lung function from 3 additional MicroPlus units with the SensorMedics,
measuring FVC from a 3-L syringe at several flow rates. A tendency to underestimate lung function,
particularly at low expiratory flows, was noted in all 4 MicroPlus units tested. CONCLUSION: We
conclude that the MicroPlus underestimates lung function and, thus, the results obtained with the
MicroPlus and the desktop SensorMedics Vmax22 diagnostic spirometer should not be considered
equivalent or interchangeable. [Respir Care 1999;44( 12): 1465-1473] Key words: MicroPlus, Sensor-
Medics. spirometry, portable spirometer, hand-held spirometer, turbine-driven spirometer.
Background
In recent years, a growing number of portable spirom-
eters have become available for clinical use. These porta-
ble or "pocket" spirometers offer potentially important ad-
vantages over conventional pulmonary function tests
obtained in a pulmonary function laboratory. The results
of portable spirometry can be made available immediately
during an office visit. This can have important clinical
implications, because the severity of airway obstruction is
often inaccurately perceived by both physician and patient.
The authors are affiliated with the Department of Medicine, Pulmonary/
Critical Care Service, Madigan Army Medical Center, Tacoma, Wash-
ington.
The views expressed herein are those of the authors and do not reflect the
official views of the United States Army or the Department of Defense.
Correspondence: LTC William E Caras MD, Madigan Army Medical
Center, ATTN: MCHJ-MPU. Tacoma WA 98433-5000.
This lack of appreciation has been cited as a risk factor for
fatal asthma.' Portable spirometry could also allow mea-
surement of lung functions in hospitalized patients who
are too unstable for transport to a pulmonary function
laboratory. In the setting of occupational lung disease,
portable spirometry allows pulmonary functions to be inea-
sured during the critical time period of environmental ex-
posure. Portable spirometers could also be used to measure
pulmonary functions in remote field settings that might
occur during military deployments or during travel into
remote areas. If sufficiently accurate, portable spirometry
obtained at the time of respiratory symptoms could poten-
tially replace the more cumbersome provocation testing
with cold air, methacholine, histamine, or controlled ex-
ercise challenge.
Before these advantages can be fully realized, portable
spirometry must prove to be accurate compared to con-
ventional spirometry obtained in a pulmonary function lab-
oratory. We compared the performance of the MicroPlus
portable spirometer (Micro Medical Instruments, Roches-
Respiratory Care • December 1999 Vol 44 No 12
1465
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
ter, Kent, United Kingdom) with the SensorMedics Vmax22
diagnostic spirometer (SensorMedics, Loma Linda, Cali-
fornia) currently used in our pulmonary function labora-
tory. In order to make our results relevant to clinical prac-
tice, we studied a population with lung function ranging
from normal to severely obstructed. We extended our as-
sessment of the MicroPlus spirometer by performing a
bench study utilizing 3 additional MicroPlus devices in
order to evaluate the accuracy of several instruments under
similar experimental circumstances.
Methods
Apparatus
The portable MicroPlus spirometer contains a turbine
that generates rotational flow during the spirometry ma-
neuver. The flow drives a low-inertia vane, the rotation of
which is converted into electrical impulses by means of an
infrared light-emitting diode and a photodiode sensor. A
microprocessor within the housing converts the electrical
pulses into spirometry measurements of forced vital ca-
pacity (FVC), forced expiratory volume in the first second
(FEV|), and peak expiratory flow (PEF), which are
displayed digitally. According to product information
obtained from the manufacturer (http://www.micromed.
co.uk/products/micro.htm) the MicroPlus has an accuracy
of ± 2%.
The SensorMedics Vmax22 diagnostic spirometer uti-
lizes a mass flow sensor (two heated wires in a wheatstone
configuration) to measure flow during the FVC maneuver.
Flow across the mass flow sensor is laminar, and measured
resistance across the sensor is < 1.5 cm HjO at 12 L/s.
The SensorMedics Vmax22 is flow-calibrated with a 3-L
syringe injected at slow, medium, and fast flow rates. The
manufacturer claims that the SensorMedics device meets
the American Thoracic Society (ATS) specification for
a diagnostic spirometer (± 3% or 50 mL, whichever is
greater). 2
For the study protocol, a two-way valve attached to
the back of the mass flow sensor was removed and the
MicroPlus spirometer was then attached with a 1.5-inch
piece of rubber tubing. In this way the MicroPlus was
attached in series directly behind the SensorMedics mass
flow sensor. The two-way valve is used only to deliver
gases (carbon monoxide and methane) used in obtaining
single-breath diffusion of carbon monoxide and resting
lung-volume measurements. Per discussion with the
SensorMedics technical representative, removal of this
valve should not affect the accuracy of spirometry mea-
surements. A calibration check was performed on the
MicroPlus using a 3-L syringe according to manufacturer
recommendations. Because the experiment involved a
change in the SensorMedics circuit, the SensorMedics was
calibrated using the same 3-L syringe with the two-way
valve in place, with the valve removed, and finally with
the valve removed and the MicroPlus attached exactly as
used in the study protocol (see below). In each position the
SensorMedics was found to be highly accurate (within 40
mL and ± 1.5%), easily meeting the ATS criteria for
diagnostic spirometry .^
Patient Study
With the MicroPlus attached, we studied 3 groups of
patients by obtaining simultaneous recordings of FVC,
FEV,, and PEF. Group 1 consisted of 20 subjects who
worked in the hospital, were nonsmokers, and had no known
history of lung disease. Group 2 consisted of 20 patients
with the clinical diagnosis of asthma, selected from asthma
clinic when the treating physician ordered routine spirom-
etry. Patients in Group 2 were accepted if their previously-
known FEVi was 50-80% of predicted. Group 3 con-
sisted of an additional 20 patients, each with the clinical
diagnosis of chronic obstructive pulmonary disease
(COPD). These patients were accepted if their previously-
known FEV, was < 50% of predicted. All patients per-
formed a minimum of 3 forced expiratory maneuvers that
satisfied ATS criteria for acceptability and reproducibili-
ty.^ The protocol was conducted in accordance with the
ethical standards of the World Medical Association Dec-
la ration of Helsinki . ^
Bench Study
Following completion of the study protocol, we system-
atically performed a calibration check on the MicroPlus
spirometer used in this study (MicroPlus K4574) and 3
other MicroPlus units (MicroPlus K5356, MicroPlus
K5354, and MicroPlus K5355) available in our depart-
ment. The bench study was designed to determine whether
all MicroPlus devices tended to underestimate lung func-
tions as did the device (MicroPlus K4574) used in the
study protocol, and whether the experimental design con-
tributed to the underestimation of the SensorMedics stan-
dard. Each unit was tested with the same 3-L syringe. A
total of 15 syringe injections were conducted; 5 each at
slow, medium, and fast flows. Slow flows were obtained
by emptying the syringe in > 6 seconds, medium flows
were obtained by emptying the syringe in 2-4 seconds,
and fast flows were obtained by emptying the syringe in
< 1 second. Each MicroPlus unit was then placed in series
with the SensorMedics, exactly as in the study protocol.
The 3-L syringe was attached to the SensorMedics mouth-
piece and an identical series of 1 5 syringe injections were
conducted, simultaneously recording the MicroPlus and
SensorMedics values. One researcher (Reasor) performed
all the measurements.
1466
Respiratory Care • December 1999 Vol 44 No 12
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
Analysis
The spirometry data were analyzed by graphically plot-
ting the FEV|, FVC, and PEF values obtained by the
MicroPlus (as the dependent variable) against the FEV,,
FVC, and PEF values obtained by the SensorMedics. Each
value represents the single highest FVC, FEV,, and PEF,
and is graphically plotted with an identity line allowing the
relative differences between the two instruments to be ap-
preciated visually. Agreement between instruments was
analyzed by statistical methods proposed by Bland and
Altman-* in which the mean of the measures of the two
instruments was taken as the independent variable and
plotted against the differences between the two instru-
ments (SensorMedics minus MicroPlus). The mean of the
differences between instruments was taken as bias. The
standard deviation of the differences was taken as a mea-
sure of instrument precision. Limits of agreement (LOA)
were obtained by calculating the mean ± 2 standard de-
viations. The paired t test was used to assess between-
instrument differences, with significance at p < 0.05. In-
ter-group comparison of bias for all 3 parameters was
analyzed with Fisher's protect least square difference test,
with significance at p < 0.05.
Differences in measured syringe volume obtained in the
bench study were analyzed using the unpaired t test, with
significance at p < 0.05. Accuracy in the bench study was
calculated as the ± percent difference from the 3-L sy-
ringe volume.
Results
A total of 60 adult patients (33 men and 27 women)
were evaluated. The spirometry data given below were
obtained with the SensorMedics diagnostic spirometer ac-
cording to ATS criteria.-
Group 1 consisted of 12 males and 8 females, age 23-81
years, who volunteered to participate in pulmonary func-
tion testing and were found to have normal spirometry
results. In Group 1, average FEV, was 3.41 L (range of
1.98-5.35 L), average FVC was 3.99 L (range of 2.16-
6.45 L), and average PEF was 8.83 L/s (range of 5.28-
13.95 L/s).
Group 2 consisted of 7 male and 1 3 female asthmatics,
age 25-78 years, in which average FEV, was 1 .75 L (range
of 0.95-3.01 L), average FVC was 2.37 L (range of 1.08-
4.13 L), and average PEF was 4.97 L/s (range of 2.35-
10.80 L/s).
Group 3 consisted of 14 male and 6 female COPD pa-
tients, age 45-80 years, in which average FEV, was 1.01
L (range of 0.41-2.72 L), average FVC was 2.10 L (range
• Normal
o Asthma
A COPD
0 12 3 4 5
Sensormedlcs (L)
Fig. 1 . Forced vital capacity (FVC) readings from the SensorMedics Vmax22 diagnostic spirometer and
the MicroPlus portable spirometer (Microspirometer) (see text for explanation and discussion).
Respiratory Care • December 1999 Vol 44 No 12
1467
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
u
/
• r"
5
S '
k_
.'■
s
,'■••
0
E
,.•'
O 3
'i o
£1
•' 8*
Q.
ji»°
W
'•
O
.•
O
,.^^
^ 2
_^
Ok
1
=° o ^
0'
'■'
• Normal
o Asthma
aCOPD
Sensormedics (L)
Fig. 2. Forced expiratory volume in the first second (FEV,) readings from the SensorMedics Vmax22
diagnostic spirometer and the MicroPlus portable spirometer (Microspirometer) (see text for expla-
nation and discussion).
of 0.71-4.02 L), and average PEF was 2.97 L/s (range of
1.02-9.55 L/s).
Figures 1, 2, and 3 show plots of the values obtained
with the MicroPlus (y-axis) and the SensorMedics (x-
axis). The data points are plotted about a line of identity.
A clear linear relationship was found between the Micro-
Plus and SensorMedics for all 3 parameters tested (FVC,
r = 0.9975; FEV,, r = 0.9886; and PEF,
0.9968).
Close examination of Figures 2 and 3 reveals that the data
points for Groups 2 and 3 fall consistently below the
identity line for both FEV, and PEF. For FVC (see Fig,
1), nearly all the data points fall below the line of identity.
This represents a consistent underestimation of pulmo-
nary function values by the Microplus compared to the
SensorMedics.
The differences between instruments were examined us-
ing Bland-Altman analysis. In Figures 4, 5, and 6, for each
patient the average value of the two instruments is plotted
along the x-axis and the actual differences between the
SensorMedics and MicroPlus are plotted along the y-axis.
The mean of the differences or bias is plotted as a dotted
horizontal line along with the respective LOA, defined
as ± 2 standard deviations. Finally, a solid "zero" line is
plotted to serve as a convenient reference point. Underes-
timation of FVC by the MicroPlus is graphically portrayed
in Figure 4, which shows nearly all data points for FVC
falling above the zero line. This appears especially true for
patients with lower FVC (Groups 2 and 3). Bland-Altman
analysis for FEV, (see Fig. 5) shows a small bias and a
distribution of data points scattered about the bias line. For
PEF (see Fig. 6) the individual data points on the Bland-
Altman graph show consistent underestimation of flows in
both obstructive lung disease groups (Groups 2 and 3),
whereas there is overestimation of PEF in some of the
normal subjects. Quantitatively, the bias for FVC was
0.3 1 ± 0.29 L, with LOA ranging from -0.3 1 L to 0.88 L.
The instrument bias for FEV, was 0.09 ± 0.20 L, with
LOA ranging from -0.29 L to 0.47 L. For PEF the bias
was 0.33 ± 0.38 L/s, with LOA ranging from -0.441 L/s
to 1.099 L/s.
For all subjects (n = 60), between-instrument bias was
statistically significant for FVC (p < 0.001), FEV, (p <
0.001), and PEF (p = 0.001). Subgroup analysis (Table 1)
revealed no significant between-instrument difference for
FEV, or PEF in normal subjects (Group 1). Significant
differences were found for FVC in each group and for both
FEV, and PEF in Groups 2 and 3. To determine whether
these numerical differences were uniform across all sub-
ject groups, we used the Fischer protect least square dif-
ference test to evaluate the statistical significance of be-
tween-group bias. These data are shown in Table 2. The
differences in bias for FEV, between Group 1 and Group
1468
Respiratory Care • December 1999 Vol 44 No 12
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
lb
14
12
•
^^
/
in
P
J
10 ^
j_
*-
0)
»'
di
.'■ •
fc
« -
.-■
y
••'
•
Q.
4^
b
6
,.,»
:s
4
2
../*
„4^
'a*
,->*
.-■ *
n -
-■'
• Nomnal
D Asthma
*COPD 1
10
12
14
Sensormedics (Us)
Fig. 3. Peak expiratory flow (PEF) readings from the SensorMedics Vmax22 di-
agnostic spirometer and the MicroPlus portable spirometer (Microspirometer)
(see text for explanation and discussion).
0)
Q)
E
o
1
Q.
in
()
O
>
o
U-
^
c
(A
f 1
3
c
>- o
m —
S <D
Q E
o
(0
c
<1>
CO
1.0
0.8
0.6
0.4
0.2
0.0
-0.2
-0.4
-0.6
-0.8
D
D
A • ° °
^ A* •
+ 0.881 (+2 sd)
Mean
= 0.31
• Normal
D Asthma
aCOPD
-0.31 (-;
sd)
0 1 2 3 4 5 6 7
Mean FVC for Both Instruments (L)
Fig. 4. Bland-Altman analysis of forced vital capacity (FVC) values (see text for explanation and discussion).
2 approached statistical significance, with a p value of
0.051. Between-group comparisons of bias did not reach
statistical significance for FVC in any group (see Table 2).
Significant differences in PEF were found between Groups
1 and 2, and between Groups 1 and 3, but not between
Groups 2 and 3.
We performed a bench study using the protocol Micro-
Plus spirometer (K4574) and 3 other Microplus devices
Respiratory Care • December 1999 Vol 44 No 12
1469
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
1.2
1.1
1
03
0.9
(1)
F
U.8
o
_l
Q.
0.7
T-
n
OH
>
o
2
US
u.
0.5
■s
3
0.4
03
C
O
r
E
0.3
0)
o
0.2
!t
0)
Q
b
o
0.1
u>
0
c
(I)
O)
-0.1
-0.2
-0.3
-0.4
> ° n D •
n ••
+0.47 (+2 sd)
• Normal
a Asthma
aCOPD
Mean = 0.09
-0.29 (-2 sd)
0 12 3 4 5 6
Mean FEV1 for both Instruments (L)
Fig. 5. Bland-Altman analysis of forced expiratory volume In the first second (FEV,) values (see text for explanation
and discussion).
(MicroPlus K5356, MicroPlus K5354, and MicroPlus
K5355) available in our department. Table 3 shows data
from each of the 4 devices studied. The values shown are
the numerical average of five 3-L syringe calibration checks
obtained at slow, medium, or fast flow (see Methods sec-
tion), and the corresponding standard deviations, absolute
difference from the ideal 3-L syringe volume, and accu-
racy are given in the adjacent columns. Each device was
tested individually and in series with the SensorMedics
spirometer, as in the patient protocol. With the MicroPlus
attached in series, the SensorMedics slightly underesti-
mated the 3-L syringe volume at slow (2.967 L, -1.1%),
medium (2.935 L, -2.2%). and fast (2.947 L, -1.8%) flow
rates, but still fell within the diagnostic accuracy specifi-
cation for a diagnostic spirometer (± 3% or 50 mL, which-
ever is greater).- The device used in our study (Microplus
K4574) underestimated the 3-L syringe volume at slow
flow rates when tested alone (2.776 L, -7.5%) or in series
(2.734 L, -8.9%). The tendency to underestimate syringe
volume was also seen at medium flow rates (2.900 L,
-3.3%) both alone and in series. At fast flows the Micro-
Plus K4574 proved to be highly accurate (2.976 L. 0.8%,
alone, and 3.010 L, +0.3%, in series). Combined data for
all 4 MicroPlus devices showed significant underestima-
tion of the 3-L syringe volume at low flow rates (2.816 L,
-6.1%, alone, and 2.750 L, -8.2%, in series). At medium
flows the underestimation of 3-L syringe volume was 2.904
L (-3.2%) alone, and 2.869 L (-4.4%) in series. No ten-
dency to underestimate syringe volume was seen at fast
flow rates (3.027 L, +0.9%, alone, and 3.003 L, +0.1%,
in series). Accuracy data are given for each spirometer in
Table 3. The ATS threshold criteria for diagnostic spirom-
eters is ± 3% or 50 mL, whichever is greater, and the
criteria for monitoring devices is ± 5% or 100 mL, which-
ever is greater.- So, with a 3-L syringe the maximum
deviation allowed is 90 mL for a diagnostic spirometer and
150 mL for a monitoring spirometer. None of the Micro-
Plus devices met threshold criteria for either diagnostic or
monitoring spirometers at slow flow rates, but at fast flows
the 90 mL standard for diagnostic spirometry was met. At
medium flows only two devices met the 90 mL threshold
(MicroPlus K5356 in series and MicroPlus K5354 alone).
All devices were within the 150 mL standard at medium
flows. The SensorMedics Vmax22 met threshold criteria
overall for diagnostic spirometry at slow, medium, and
fast flows. However, it failed the 90 mL standard when
placed in series with the MicroPlus K5355 at medium and
fast flows.
Table 3 also shows the values for the unpaired t test
comparing measured syringe volume obtained by each
MicroPlus device alone (MPA) versus the value obtained
by the MicroPlus in series with the SensorMedics (MPS).
An unpaired / test was also calculated for the measured
syringe volume between the SensorMedics in series (SMS)
1470
Respiratory Care • December 1999 Vol 44 No 12
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
0)
1.2
1
0.8
0.6
0.4
0.2
0
-0.2
"- O
UJ ~
Q. 2
O 3
o .E
^ E
£ o
0 T3
o
« -0.6
c
0)
-1
-1.2
A A
A
A A
CP
• /
□ •
+1.099 (+2 sd)
Mean = 0.329
I • Normal
D Asthma
aCOPD
-0.441 (-2 sd)
14
16
0 2 4 6 8 10 12
Mean PEF in both Instruments (Us)
Fig. 6. Bland-Altman analysis of peal< expiratory flow (PEF) values (see text for explanation and discussion).
Table 1 . Comparison of Bias and Precision*
Table 2. Between-Group Comparison of Bias
Lung
function
Bias ± SD
p value
Group 1 (Normal)
FEV, (L)
0.02 ±0.15
0.605 (ns)
FVC (L)
0.22 ±0.17
< 0.001
PEF (L/s)
0.06 ± 0.42
0.950 (ns)
Group 2 (Asthma)
FEV, (L)
0.14 ±0.17
0.002
FVC (L)
0.39 ± 0.27
< 0.001
PEF (Us)
0.45 ± 0.20
< 0.001
Group 3 (COPD)
FEV, (L)
0.11 ±0.24
0.048
FVC (L)
0.32 ± 0.37
0.001
PEF (L/s)
0.53 ± 0.28
< 0.001
All Groups
FEV, (L)
0,09 ± 0.20
0.001
FVC (L)
0.31 ± 0.29
< 0.001
PEF (L/s)
oPlus; bias = mean, r
0.33 ± 0.38
recision - standard devial
< 0.001
*SensorMedics minus Mic
on (SD).
FEV, - forced expiralory volume in the first second.
FVC = forced vital capacity.
PEF = peak expiratory flow.
COPD - chrunic obstructive pulmonary disease.
versus the MPS, and the SMS versus the MPA. Significant
differences in measured syringe volume were found be-
tween the SensorMedics and the MicroPlus alone (SMS vs
MPA) and in series (MPS vs SMS). The combined data
were highly significant at slow, medium, and fast flows
(p < 0.01). However, individual MicroPlus devices did
Lung
Function
Groups
Mean
Difference
Critical
Difference
FEV,
FVC
PEF
p value
Group 1
Group 2
-0.121
0.122
0.051
Group 1
Group 3
-0.095
0.122
0.122
Group 2
Group 3
0.025
0.122
0.677
Group 1
Group 2
-0.169
0.179
0.063
Group 1
Group 3
-0.097
0.179
0.285
Group 2
Group 3
0.073
0.179
0.417
Group 1
Group 2
-0.448
0.198
< 0.0001*
Group 1
Group 3
-0.519
0.198
< 0.0001*
Group 2
Group 3
-0.071
0.198
0.475
FEV, = forced expiratory volume in the first second,
FVC - forced vital capacity,
PEF - peak expiratory flow,
*p value < 0,05 using Fisher's protect least square difference test.
vary somewhat. The study device (MicroPlus K4574) had
a p value of 0.05 at medium flow rates (MPS vs SMS) and
p values of 0.07 (MPS vs SMS) and 0.43 (MPA vs SMS)
at fast flow rates. Nonsignificant differences were also
found for the MicroPlus K5355 at both medium (MPS vs
SMS, and MPA vs SMS) and fast flows (MPS vs SMS).
Finally, nonsignificant p values were found for the K5354
at medium flows (MPA vs SMS) and for the MicroPlus
K5356 at medium flows (MPS vs SMS). At slow flows all
Respiratory Care • December 1999 Vol 44 No 12
1471
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
Table 3. Calibration Study (3.0 L) of 4 MicroPlus Devices
Cal
MicroPlus alone (MPA)
MicroPlus
in series
(MPS)
SensorMedics in series (SMS)
p value
Mean
SD
DifP
Accuracyt
(± %)
Mean
SD
Ditf*
Accuracyt
(± %)
Mean
SD
Diff
Accuracyt
(± %)
MPA vs
MPS
MPS vs
SMS
MPA vs
SMS
K5356
Slow
2.8.12
0.041
0.168
5.6
2.758
0.013
0.242
8.1
2.982
0.047
0.018
0.6
0.0 |t
<0.01t
<0.01t
Med
2.902
0.037
0.098
3.3
2.928
0.027
0.072
2.4
2.9.56
0.018
0.(M4
1.5
0.24
0.09
0.03t
Fast
.1.042
0.021
-0.042
1.4
3.012
0.022
-0.012
0.4
2.966
0.015
0.034
I.I
0.06
<0.0|t
<O.OIt
K5354
SUtw
2.836
0.073
0.164
5.5
2.812
0.013
0.188
6.3
2.952
0.022
0.048
1.6
0.51
<0.0|t
0.02t
Med
2.924
0.044
0.076
2.5
2.862
0.016
0.138
4.6
2.960
0.017
0.040
1.3
0.03 ±
<O.OIt
0.15
Fast
3.046
0.013
"0.046
1.5
3.048
0.015
-0.048
1.6
2.970
0.0.10
0.030
1.0
0.83
< O.Olt
<0.0lt
K4574§
Slow
2.776
0.091
0.224
7.5
2.7.14
0.036
0.266
8.9
2.958
0.029
0.042
1.4
0.38
<0.01t
<0.0lt
Med
2.9CX)
0.012
O.KX)
3.3
2.9(K)
0.030
0.100
3.3
2.940
0.024
0.060
2.0
1.0
0.05
0.0 It
Fast
2.976
0.020
0.024
0.8
3.010
0.007
-0.010
0.3
2.956
0.048
0.044
1.5
0.0 It
0.07
0.43
K5355
Slow
2.820
0.032
0.180
6.0
2.712
0.072
0.288
9.6
2.976
0.064
0.024
0.8
0.()3t
< .0|t
<O.OIt
Med
2.889
0.0.50
0.1 11
3.7
2.784
0.088
0.216
7.2
2.884
0.025
0.116
3.9
0.06
0.06
0.88
Fast
3.044
0.01.5
-0.044
1.5
2.942
0.(X)3
0.058
1.9
2.896
0.067
0.104
3.5
0.02t
0.29
<0.01t
All (n =
20)
Slow
2.816
0.063
0.184
6.1
2.754
0.054
0.246
8.2
2.967
0.042
0.033
1.1
< 0.0 It
< 0.0 It
<O.OIt
Med
2.904
0.038
0.096
3.2
2.869
0.072
0.131
4.4
2.935
0.037
0.065
2 2
0.06
< 0.0 It
0.0 It
Fast
3.027
nge.
0.034
-0.027
0.9
3.003
0.050
-0.003
0.1
2.947
0.051
0.053
1.8
0.09
<o.oit
<O.OIt
•Diffcrcn
ee I'roin
.1-L syri
tSee lexl for ATS criteria
for diagnostic and
monitoring sp
iromctry.
Xp value
< 0.1)5 1
jiipaircd
; test.
§Sludy deviLC.
SD ^ standard dt
aviation.
4 MicroPlus devices showed significant differences from
the SensorMedics value, whether measured alone or in
series. Differences in measured syringe volume between
MPA and MPS were usually not significant. However,
significant differences were found for the MicroPlus K5356
and the MicroPlus K5355 at slow flows, for the MicroPlus
K5354 at medium flows, and for the MicroPlus K4574 at
fast flows. Significant overall differences were found for
MPA versus MPS at slow flows only.
Discussion
Our study assessed the performance of the MicroPlus
portable spirometer against the SensorMedics Vmax22 di-
agnostic spirometer during simultaneous measurements of
FVC, FEV| and PEF. Though the results show a high
degree of correlation between the devices, important dif-
ferences emerged. The MicroPlus showed a consistent ten-
dency to underestimate FVC, leading to significant be-
tween-instrument differences in all groups studied.
Significant between-instrument differences were also seen
in the obstructive lung disease groups (Groups 2 and 3) for
both FEV| and PEF. Between-group differences in bias
were of borderline significance between Groups 1 and 2
for FEV| (p = 0.051), but were highly significant between
Groups 1 and 2 and Groups 1 and 3 for PEF (see Table 2).
The bias in FVC showed no significant difference between
subject groups. The underestimation of FVC (0.3 1 L) ap-
pears large enough to be deemed clinically significant.
Although the bias in FEV, is quantitatively smaller (0.09
L), it increases to 0.14 L in Group 2 and 0.1 1 L in Group
3. The bias in PEF showed a similar tendency. These
results suggest that the MicroPlus underestimates FVC
and shows increasing bias for FEV, and PEF in the setting
of airway obstruction.
Our study design allowed the MicroPlus and the
SensorMedics to measure lung functions simultaneously
during the same expiratory maneuver. In this manner we
eliminated the confounding effects of variable patient ef-
forts. Our study population consisted of patients whose
underlying lung function varied from normal to severely
obstructed. This enabled us to compare the performance of
the MicroPlus spirometer over a wider range of expiratory
volumes and flows than studies using only normal subjects.
There are several limitations in our study. Theoretically,
placing the MicroPlus device in series behind the Sensor-
Medics could contribute to error because the expired gas
must traverse the mass flow sensor before reaching the
MicroPlus. However, because flow is laminar through the
mass flow sensor, the effects of any downstream turbu-
lence or resistance should be minimal. Even so, placing
the MicroPlus in series behind the flow sensor does alter
the native circuit, so a sight alteration in flow character-
istics cannot entirely be ruled out. In retrospect, it would
have been useful to study the effects of placing the
MicroPlus both in front of and behind the mass flow sen-
1472
Respiratory Care • December 1999 Vol 44 No 12
Comparison of MicroPlus and SensorMedics Vmax22 Spirometers
sor to study the effects on measured syringe volume. An-
other drawback with this study was that the patient proto-
col utilized only one MicroPlus spirometer (MicroPlus
K4574). Thus, one could argue that the results might not
apply to all MicroPlus devices.
The bench study allowed us to examine some of the
latter concerns. As seen in Table 3, all 4 of the MicroPlus
instruments underestimated the 3-L syringe volume at low
flows and were highly accurate at fast flows, whether the
calibration check was performed alone or in series with the
SensorMedics. These observations suggest that the patient
protocol device (MicroPlus K4574) was not unique in its
performance characteristics. The bench study did show a
small (0.06 L) overall difference at slow flow rates be-
tween the MPA and the MPS, which was statistically sig-
nificant. However, these values were obtained during sep-
arate syringe injections, so the measurements were not
simultaneous. Although this small 0.06 L difference does
suggest that placing the MicroPlus in series may contrib-
ute to an underestimation of lung function, we do not feel
this difference can explain the large between-device dif-
ferences observed in the patient protocol. For example, the
bias noted between instruments in the patient study was
0.3 1 L for FVC. Also, the device used in the patient pro-
tocol (MicroPlus K4574) showed no significant changes in
syringe volume in series versus alone (MPA vs MPS),
except at high flow rates, where it actually overestimated
the 3-L syringe volume when placed in series. Thus, the
results of the patient protocol that utilized device Micro-
Plus K4574 cannot be attributed to experimental design.
One of the unexpected results of the bench study was
that none of the MicroPlus devices tested met the ATS
criteria for diagnostic or monitoring spirometry when tested
at slow flows, yet all easily passed at fast flows. These
results confirm that the protocol device (MicroPlus K4574)
was not unique in its tendency to underestimate lung func-
tion. Furthermore the high-percentage error at low flows
appear to substantiate the findings of the patient protocol,
in which increasing between-instrument bias was found
with both of the obstructive lung disease groups. Most
importantly, the results of the bench study emphasize the
absolute need to test spirometers at both fast and slow flow
rates, as suggested in the ATS guideline.- Our approach of
testing the MicroPlus devices after the patient protocol {in
reverse) was based on the manufacturer's claimed accu-
racy of ± 2%.
The MicroPlus' tendency to underestimate lung func-
tions has been noted by other investigators who studied the
Micro Spirometer (an earlier model of the MicroPlus) and
other turbine-driven portable spirometers.''-^ Presumably,
turbine-driven spirometers have difficulty sensing low flow
near the end of the FVC maneuver, which is characteristic
of patients with airway obstruction. Indeed, our techni-
cians often noted the MicroPlus device "shutting off dur-
ing the last several seconds of the expiratory maneuver in
the patient protocol.
Conclusions
Our study extended the clinical experience with turbine-
driven spirometers by studying the MicroPlus in a group
of patients whose lung function ranged from normal to
severely obstructed. We found significant between-group
differences in bias for PEF when comparing the normal
(Group 1) patients with the obstructive lung disease pa-
tients. Thus, the degree of underestimation of PEF by the
MicroPlus may increase in the setting of airway obstruc-
tion. Our data suggest that this underestimation may also
occur with FEV,, though the critical threshold for signif-
icance was not reached in this study. Because our patient
protocol utilized only one MicroPlus device, we recom-
mend further studies be done with patients with various
levels of lung function. For now, we feel the MicroPlus
spirometer should not be considered equivalent to or in-
terchangeable with a diagnostic spirometer such as the
SensorMedics Vmax22.
REFERENCES
Boulet LP. Deschesnes F, Turcotte H, Gignac F. Near-fatal asthma:
clinical and physiologic features, perception of bronchoconstriction
and physiologic profile. J Allergy Clin Immunol I99l;88(6):838-
846.
American Thoracic Society. Standardization of spirometry, 1994 up-
date. Am J Respir Crit Care Med I99.');I52(3):1 107-1 136.
World Medical Association Declaration of Helsinki. Recommenda-
tions guiding physicians in biomedical research involving human
subjects. Respir Care l997:42(6):635-636.
Bland JM, Altman DO. Statistical methods for assessing agreement
between two methods of clinical measurement. Lancet 1986:1(8476):
307-310.
Nelson SB Gardner RM, Crapo RO. Jensen RL. Performance eval-
uation of contemporary spirometers. Chest 1990:97(2):288-297.
Gunawardena KA. Houston K, Smith AP. Evaluation of the turbine
pocket spirometer. Thorax l987;42(9):689-693.
Ng TP, Tan WC, Hui KP. Ventilatory function measured with the
Micro Spirometer: performance evaluation and reference values. Ann
Acad Med Singapore I995:24(3):403^10.
Respiratory Care • December 1999 Vol 44 No 12
1473
In Vitro Testing of MDI Spacers: A Technique for Measuring
Respirable Dose Output with Actuation In-Phase or
Out-of-Phase with Inhalation
Scott A Foss and Jean W Keppel PhD
BACKGROUND: Many studies have reported that users of metered dose inhalers (MDIs) have
difficulty in coordinating inhalation with actuation of the MDI canister. The purpose of this study
was to determine how a lack of coordination affects the respirable dose delivered to the patient's
lungs when an MDI spacer or chamber is used. Measuring respirable dose (the dose in the 1-5 ftm
particle size range) requires the use of a cascade impactor or other particle sizer. However, a
cascade impactor requires a constant flow rate. This would appear to be incompatible with a study
of coordination, which requires a variable flow rate to simulate the patient's breathing through the
MDI device. METHODS: We describe herein a new variable flow rate technique for measuring
particle sizes and dose output with a cascade impactor (with a constant flow rate), while simulta-
neously using a breathing machine to regulate the flow of aerosol medication through an MDI
device and throat model. Using this technique, we tested 4 hand-held MDI devices: the Airlife
Hand-Held MediSpacer, the Aerosol Cloud Enhancer (ACE), the OptiHaler, and the AeroCham-
ber. Each device was tested under two different conditions: (a) in-phase, in which the MDI drug
canister (Ventolin) is actuated at the start of inhalation, and (b) out-of-phase, in which the MDI
canister is actuated at the start of exhalation and some portion of the drug plume may be retained
until the following inhalation. RESULTS: For all 4 devices the respirable dose was significantly less
in the out-of-phase case than in the in-phase case. At the same time, the devices varied widely in the
percentage of the usable aerosol plume that was retained in the out-of-phase case. The percentages
retained until the following inhalation (as compared with the amount of drug delivered in the
in-phase case) are as follows: MediSpacer 67%, ACE 23%, OptiHaler 9%, and AeroChamber 46%.
CONCLUSIONS: Timing greatly affects the amount of drug delivered by an MDI device, even one
equipped with a valve. Also, device design has a large influence on the amount of drug delivered and
the percentage of the drug plume retained when inhalation is delayed. The variable flow rate
technique made this study possible, and this technique may also have applications in studying the
effects of unusual breathing patterns. [Respir Care 1999;44(12):1474-1485] A'e}' words: aerosol
delivery, metered dose inhaler, spacer device, in vitro testing, dose output, particle size, patient education.
Background
For patient self-medication, metered dose inhalers
(MDIs) have been used since 1956 and are convenient and
Scott A Foss and Jean W Keppel PhD are affiliated with Thayer Medical
Corporation (manufacturer of the MediSpacer), Tucson, Arizona.
Mr Foss presented a version of this paper at the American Association for
Respiratory Care Open Forum during the 43rd International Respiratory
Congress, December 6-9. 1997. in New Orleans. Louisiana.
Correspondence: Jean W Keppel PhD, Thayer Medical Corporation, 457.'5
S Palo Verde Road, Suite 337, Tucson AZ 85714-1961. E-mail:
connect@thayermed.com.
durable devices.' However, many patients have found it
difficult to synchronize inhalation with actuation of the
MDI canister, even with some training. A large body of
literature addresses this timing difficulty; only a few ref-
erences are listed here.- '' Without an auxiliary device, if
the MDI canister is actuated after inhalation is completed,
the effect of the drug is reduced to almost nil.^
Any spacer or chamber will reduce oropharyngeal depo-
sition of the MDI drug and thus reduce the adverse effects of
oral deposition.^ Valved chambers are also designed to re-
duce the synchronization problem, by retaining a portion of
the usable drug plume if the patient's timing is faulty.'*'^
The purposes of the present study were ( 1 ) to measure
how much of the respirable dose is retained when a valved
147-^
Respiratory Care • December 1999 Vol 44 No 12
In Vitro Testing of MDI Spacers
USP Throat Model
Fig. 1. Schematic diagram of experimental setup for the VFR
method. Note that the traditional constant-flow method would not
include the T-piece, the Y-piece, the breathing machine, or the
pressurized air source. Tee = T-piece. Wye = Y-piece. MDI =
metered-dose inhaler. USP = United States Pharmacopeia.
MDI chamber is used with incorrect timing, (2) to com-
pare the usable dose retention among several chamber de-
signs, and (3) to find out whether any portion of the re-
spirable dose is retained by an unvalved spacer when timing
is faulty. To achieve these purposes we needed to develop a
new laboratory technique. Therefore, it became one of our
major purposes also to present this new technique as an al-
ternative to some of the laboratory methods used in the past.
The most relevant dosage measurement is not the total
dose contained in all aerosol particle sizes, but rather the
dose contained in just the 1-5 /xm range, which is more
likely to be deposited in the small airways of the lungs.'""
In fact, the dose output in the 1-5 /j,m range is sometimes
referred to as the respirable dose."'-
To measure the respirable dose, one must measure the
amount of active ingredient as a function of particle size.
Cascade impaction is not the only method for measuring
particle sizes, but it is among the most reliable and most
commonly used.'-* One drawback of a cascade impactor
has been that the particle size distribution must be mea-
sured with a constant airflow, which is not representative
of the cycle of a patient's breathing. Moreover, the effect
of varying the timing of actuation relative to inhalation
cannot be evaluated if the measurement technique demands
a constant flow.
Most cascade impaction studies of respirable dose have
been confined to the intake rate required for proper oper-
ation of the impactor, such as the 28.3 L/min rate used by
Ahrens et al.''* Some of the drug delivery devices they
tested had no holding chamber and had to be attached to
the intake port before the drug canister was actuated. For
others having a valved chamber to hold the drug plume,
the device was attached to the intake port one second after
the canister was actuated. This testing method is not ideal.
for two reasons: the two styles of delivery device were not
tested under comparable conditions, and in neither case
could the drug plume develop and be inhaled as it would
in actual usage.
To circumvent these problems, we developed a new
variable flow rate laboratory technique that measures par-
ticle size distribution while mimicking the sinusoidal
breathing cycle of a patient, and that can be used reliably
for all types of hand-held aerosol drug dispensers.
Methods
Variable Flow Rate Technique
In the variable flow rate (VFR) technique, a breathing
machine regulates the flow of aerosol particles into a throat
model, yet at the same time the particle sizes are measured
by an 8-stage Andersen cascade impactor at the (constant)
standard flow of 28.3 L/min.i'-'f'
Figure 1 shows a diagram of the experimental setup.
The MDI drug delivery device is attached to the input of
an aluminum United States Pharmacopeia throat model.
The output of the throat model is attached by a small
adapter to a T-piece. One branch of the T-piece feeds into
the cascade impactor, whose airflow is kept at a constant
28.3 L/min by means of a flow-regulated vacuum pump.
The other branch of the T-piece goes to a Y-piece that has
a Harvard breathing machine on one branch and a pres-
surized air source on the other branch. The pressurized air
source is adjusted so that the measured net airflow through
the throat model is zero before the breathing machine is
turned on.
The traditional constant-flow setup would consist only
of the drug delivery device, the throat model, the cascade
impactor, and the vacuum pump. In the VFR setup the
path of the aerosol is changed only by the addition of the
T-piece and a barrel adapter; in Figure 1 the barrel adapter
is drawn (only for clarity) as a tube between the T-piece
and the throat model. Comparisons between results from
the traditional method and the VFR method''^'^ show that
particle size distributions and throat-model depositions are
unaffected by the change in method. Dose output to the
cascade impactor is affected in some cases, because the
introduction of sinusoidal flow through the device changes
the dynamics of the aerosol flow. For the purposes of the
present study, the VFR method (or one like it) must be
used, because there is no way to study timing issues if the
flow through the device is constant.
Method of Operation
The VFR technique consists of the following steps:
1. The vacuum pump is turned on to produce the con-
stant flow of 28.3 L/min through the cascade impactor.
Respiratory Care • December 1999 Vol 44 No 12
1415
In Vitro Testing of MDI Spacers
2. The pressurized air source is turned on and adjusted
so that the measured airflow through the throat model and
MDI device is zero (with the breathing machine off)- This
means that the entire airflow in the system is from the air
source through the cascade impactor, bypassing the throat
model and MDI device, before the breathing machine is
turned on. During this setup step, a pair of flow meters is
used to measure the net airflow into or out of the throat
model, to assure that it is zero, and then the flow meters
are removed from the circuit.
3. The breathing machine is turned on, causing a sinu-
soidal airflow through the throat model and MDI device.
In this set of tests the breathing machine was set at 5
breaths per minute, with an inspiratory-time:expiratory-
time ratio of 1/1. Tidal volume (Vj) was 750 mL and peak
inspiratory (and expiratory) flow was approximately 12
L/min.
4. At a known point in the breath cycle, the MDI can-
ister is actuated and the aerosol plume forms in the MDI
device.
5. The aerosol plume is drawn through the throat model
by the breathing-machine inspiration (which peaks at ap-
proximately 12 L/min here); once the aerosol passes the
T-piece it is drawn into the cascade impactor by the vac-
uum pump.
6. The particles in the inhaled aerosol cloud are col-
lected and sorted by aerodynamic size as they pass through
the cascade impactor at a flow of 28.3 L/min.
7. During exhalation, the breathing machine causes a
flow of air out through the throat model and MDI device,
peaking at approximately 12 L/min here.
Discussion of Operation
A flow meter inserted temporarily between the T-piece
and the throat model showed that the flow was sinusoidal,
peaking (in this setup) at 1 1 ± 1 L/min for both inhalation
and exhalation. This verified that the airflow through the
throat model and MDI device is regulated entirely by the
breathing machine.
At the same time, the breathing machine has no effect
on the constant flow through the cascade impactor. If a
flow meter is inserted just before the cascade impactor, it
shows no cyclic flow variation when the breathing ma-
chine is turned on. The vacuum pump, which is flow-
regulated, draws a steady 28.3 L/min through the impactor
under all conditions. Before the breathing machine is turned
on, the entire 28.3 L/min comes from the pressurized air
source. When the breathing machine inhales, the 28.3 L/min
is a combination of flows from the air source and from the
throat model/MDI device. When the breathing machine
exhales, the 28.3 L/min is a combination of flows from the
air source and the breathing machine, with the excess flow-
ing out through the throat model/MDI device.
INHALING
' Throat ^
Model I
^ * 1
2 Umin — >
EXHALING
'f MDI Device J
Fig. 2. Flow rates in the VFR setup used in tlnis study, at peal< of
inhalation ("INHALING") and at peak of exhalation ("EXHALING").
The widths of the air pathways have been drawn to be propor-
tional to the flow rates (lymin) through the vai ious sections of the
test circuit, at these two points of the breathing cycle. During
inhalation, there is a splitting of the airflow at the Y-piece and an
addition of two flows at the T-piece. During exhalation, there is an
addition of two flows at the Y-piece and a splitting of the airflow at
the T-piece (see text). Tee = T-piece. Wye = Y-piece. MDI =
metered-dose inhaler.
Figure 2 illustrates the flow rates in the setup used for
this study. In the figure, the widths of the air pathways are
proportional to the flow rates at the peak of inhalation and
at the peak of exhalation, as labeled. Of course, during the
full breathing cycle the airflow through the MDI device
will vary between zero and the peak values shown.
At the peak of inhalation (see the upper part of Fig. 2,
"Inhaling") the breathing machine extracts 12 L/min from
the 28.3 L/min flow supplied by the air source, leaving
16.3 L/min to flow toward the T-piece. At the T-piece, the
vacuum pump demands an additional 1 2 L/min to make up
the flow of 28.3 L/min to the cascade impactor. It draws
the additional 12 L/min from the ambient air, by way of
the throat model and MDI device.
At the peak of exhalation (see the lower part of Fig. 2,
"Exhaling") the breathing machine adds its 12 L/min to
1476
Respiratory Care • December 1999 Vol 44 No 12
In Vitro Testing of MDI Spacers
the 28.3 L/min supplied by the air source, giving a total of
40.3 L/min flowing toward the T-piece. At the T-piece, the
vacuum pump takes only 28.3 L/min, leaving the remain-
ing 12 L/min to flow out into ambient air by way of the
throat model and MDI device.
With this arrangement the breathing machine sets up a
regular and very predictable sinusoidal airflow through the
throat model and MDI device: in from the MDI device
during inhalation and out through the MDI device during
exhalation.
The circuit section between the Y-piece and the T-piece
also deserves particular attention. As the breathing ma-
chine inhales and exhales, its sinusoidal airflow modulates
the base flow of 28.3 L/min from the pressurized air source
to the cascade impactor. If the breathing machine were to
have a peak inhalation flow of 28.3 L/min, then the flow
through this section would be exactly zero at the peak of
inspiration. However, if the breathing machine had a peak
inhalation flow greater than the impactor flow of 28.3
L/min, it would set up an undesirable net rightward flow
from the T-piece toward the Y-piece, robbing the cascade
impactor of some of the MDI aerosol particles it should
receive.
Thus, for the VFR technique there is one limitation on
the breathing machine flow, namely, the inhalation flow
must never exceed the impactor flow. This condition was
easily satisfied in the current study, given the peak inspira-
tory flow of approximately 12 L/min. Under proper oper-
ation, all of the available drug plume is carried directly
into the cascade impactor, because the net flow between
the Y-piece and the T-piece is always toward the T-piece.
During validation of the technique.''' a filter placed be-
tween the Y-piece and the T-piece collected no drug.
As long as this requirement is satisfied, the setup mim-
ics actual inhalation of an MDI aerosol while the particle
size distribution is measured at a standard constant flow.
This allows simultaneous measurement of (1) dose output
as a function of particle size (via the cascade impactor), (2)
throat-model deposition (via rinsings from the throat mod-
el), and (3) deposition of drug inside the spacer or chamber
(via rinsings from the device) in a realistic "breathing"
environment.
Possible Variations of Breathing Pattern
The VFR technique is not restricted to the set of param-
eters we chose for the breathing pattern (Vj 750 mL. 5
breaths/min, peak inspiratory flow 12 L/min). The setup
can be adjusted to mimic various breathing patterns. For
example, the Vj could be made smaller to simulate infant
or pediatric breathing, or larger to simulate very deep adult
breaths. To accommodate larger volumes or faster breath-
ing rates (and therefore higher peak inspiratory flow rates)
the single cascade impactor could be replaced by two im-
pactors in parallel. In this case the flow would have to be
split into two equal branches below the T-piece, each im-
pactor receiving one branch. Of course, the pressurized air
source would then need to be .set at 56.6 L/min (2 X 28.3
L/min) to match the flow through the two impactors. In
this example, peak inspiratory flow rates up to 56.6 L/min
would be allowed.
We chose our particular breathing pattern for three prac-
tical reasons. First, it guarantees a peak inspiratory flow
below the maximum of 28.3 L/min allowed in the single-
impactor setup. Second, the breathing volume of 750 mL
is realistic for an adult taking a moderately deep breath
(the typical Vy for healthy adults ranges from about 400
mL to about 600 mL).'^ Third, a breathing volume of 750
mL is certain to draw all of the aerosol out of the MDI
device and down to the T-piece in a single inhalation. As
discussed below, the volumes of the spacer and chambers
we tested ranged from about 55 mL to 160 mL. The dead
space from the mouthpiece of the MDI device down to the
T-piece (that is, the volume of the throat model plus the
adapter from the throat model to the T-piece) amounted to
an additional 76 mL. Thus the device plus dead space
volumes add up to 131-236 mL, or less than a third of
each inhaled volume.
A disadvantage of this breathing pattern is the relatively
low peak inspiratory flow of 12 L/min. The American
Association for Respiratory Care recommends a peak in-
spiratory flow of < 30-45 L/min for a patient using an
MDI.'" A peak flow of 12 L/min would satisfy this rec-
ommendation but may be substantially lower than the typ-
ical flow seen clinically in adults.
Study Design
We tested 4 brands of MDI device in the VFR circuit:
the Airlife Hand-Held MediSpacer,* the Aerosol Cloud
Enhancer (ACE), the OptiHaler, and the AeroChamber, all
of which are illustrated schematically in Figure 3. The
MediSpacer, ACE, and AeroChamber are holding cham-
bers with one-way inhalation valves that close upon ex-
halation. The OptiHaler is a spacer with no valves. The 3
holding chambers are also significantly larger than the
OptiHaler, having volumes of approximately 140-160 mL,
compared with OptiHaler' s approximately 55 mL. Three
of the devices (MediSpacer, ACE, OptiHaler) have an in-
tegral nozzle that directs the aerosol plume initially away
from the patient's mouth before inhalation, toward the
right in Figure 3. The AeroChamber has an elastomeric
adapter to accommodate the drug manufacturer's nozzle/
*Suppliers of commercial products are identified in the Product Sources
section at the end of the text.
Respiratory Care • December 1999 Vol 44 No 12
1477
In Vitro Testing of MDI Spacers
Ona-Way Exhalation Valve
Mouthpiece
MDI Canister
LJ
One-way Inhalation Valve
MediSpacer
One-way Inhalation Valve
Mouthpiece
Mouthpiece
MDI Canister
MDI Canister
M
One-Way Inhalation Valve
OptiHaler
\v
c
Mouthpiece
y AeroChamber
Fig. 3. Schematic diagrams of the 4 MDI devices tested in this study. Drawings are to scale with respect to each other. Locations of all
valves are indicated. MDI = metered-dose inhaler.
mouthpiece, and the aerosol plume is directed initially
toward the patient's mouth.
Devices were tested in a cyclic sequence (A-B-C-D,
A-B-C-D, etc), so that no bias was introduced by any
minor changes in the drug canister or the test environment.
For each trial, the device was placed in the VFR circuit as
shown in Figure 1, and Ventolin (albuterol, 90 ;ag unit
dose) was dispensed through the device into the VFR circuit.
We tested each device to simulate two conditions: (a)
In-phase: the ideal condition in which the patient actuates
the Ventolin canister at the start of inhalation. In this con-
dition the canister was actuated just as the breathing ma-
chine started the inspiratory part of its cycle, (b) Out-of-
phase: the undesirable condition in which the patient
actuates the Ventolin canister at the start of exhalation. In
this condition the canister was actuated just as the breath-
ing machine started the expiratory part of its cycle, so the
drug plume was not "inhaled" until the breathing machine
came around to the next inhalation, 6 seconds later.
Our laboratory setup included a pneumatic actuator, elec-
tronically tied to the breathing machine, which automati-
cally depressed the MDI canister at the desired point in the
breathing cycle.
For each brand of device and each phase condition (in-
phase and out-of-phase), 5 trials were averaged. Each trial
was done with a different sample device of the brand being
tested, so that 5 samples of each brand were used. Fifty
doses were required for each trial, to collect a properly-
measurable amount of albuterol on each of the 8 plates of
the cascade impactor.
Measurement of Drug
Each plate of the cascade impactor was rinsed with 25
mL of a phosphate buffer (aqueous solution of 0.4M
KH2PO4 -I- 0.2M HCl). Ultraviolet spectrophotometric
analysis at 275 nm yielded the number of micrograms of
albuterol per dose in each of the particle size ranges sorted
by the cascade impactor.
A similar procedure was used to measure the amount of
each dose trapped in the throat model and in the device,
except that the throat model and device were each rinsed
with 50 mL of the phosphate buffer.
Data Analysis
From each trial we derived several numbers, normalized
to a single-breath cycle through the device:
• Micrograms/dose of albuterol collected on each of the
8 plates of the cascade impactor.
1478
Respiratory Care • December 1999 Vol 44 No 12
In Vitro Testing of MDI Spacers
25
20
15
2 10
S
.2 5
b
ACE
S T
s
1
M
B+1 A-^
0 12 3 4 5 6 7
Plate Number, cascade impactor
2 3 4 5
Plate Number, cascade Impactor
12 3 4 5 6
Plate Number, cascade Impactor
0 12 3 4 5 6 7
Plate Number, cascade Impactor
Fig. 4. In-phase and out-of-phase dose output collected on each of the 8 plates of the cascade impactor in each breath cycle. Error bars
are 1 standard deviation. Cascade impactor plate numbers (along abscissa) correspond to the following particle-size ranges: 0 10.0-9.0
/xm, 1 9.0-5.8 (xm, 2 5.8-4.7 /xm, 3 4.7-3.3 ixm, 4 3.3-2.1 ixm, 5 2.1-1.1 /xm, 6 1.1-0.65 ^m, 7 0.65-0.43 /^tm. Note that the sum of the
albuterol collected on Plates 3, 4, and 5 is equivalent to the respirable dose. The label claim for Ventolin is 90 /j.g per unit dose.
Table 1 . Respirable Dose Delivered to the Cascade Impactor in Each Breath Cycle*
MediSpacer
ACE
OptiHaler
AeroChamber
In-phase (^g)
36 ± 3
26 ±6
15 ±4
24 ± 2
Out-of-phase (jxg)
24 ±6
6±4
1.3 ±0.3
11 ± 3
p value
0.005
0.0005
0.002
0.0002
Ratio of in-phase to out-of-phasef
1:0.67
1:0.23
1:0.09
1:0.46
♦Expressed in /ig of albuterol per dose: mean and standard deviation of 5 trials in each case. The label claim for Ventolin is 90 /ig per unit dose. The p values arc from / tests comparing the in-
phase dose and out-of-phase dose for each device; differences are considered statistically significant if p < 0.05.
tRatio of in-phase respirable dose to out-of-phase respirable dose.
ACE = Aerosol Cloud Enhancer.
• Respirable dose (the sum of the micrograms/dose of
albuterol collected on the 3 cascade impactor plates cov-
ering the respirable range of particle sizes [1.1 to 4.7 /Am]).
• The sum of the micrograms/dose of albuterol collected
on all 8 plates of the cascade impactor.
• Micrograms/dose of albuterol collected in the throat
model.
• Micrograms/dose of albuterol trapped inside the spacer
or chamber.
• Total micrograms/dose of albuterol collected through-
out the system (all 8 plates of the cascade impactor plus
the throat model plus the MDI device).
For each brand of device and each phase condition, we
calculated the mean and standard deviation of the latter
Respiratory Care • December 1999 Vol 44 No 12
1479
Table 2. Amount of Drug/Dose
In Vitro Testing of MDI Spacers
MediSpacer
ACE
OptiHaler
AeroChamber
Cascade impactor*
In-phase (;ag) 42 ± 4 31 ± 7 18 ±5 29 ± 3
Out-of-phase (/xg) 28 ± 6 8 ± 5 2.6 ± 0.3 14 ± 4
p value 0.003 0.0005 0.002 0.0001
Throat modelt
In-phase (/xg) 0.8 ± 0.1 0.8 ± 0.2 ' 0.8 ± 0.4 1.4 ±0.6
Out-of-phase (ng) 1.1 ±0.4 0.8 ± 0.6 0.8 ± O.I 0.8 ± 0.2
p value 0.2 0.8 1.0 0.07
Inside devicet
In-phase ((xg) 51 ± 8 51 ± 2 68 ± 16 51 ± 7
Out-of-phase (fxg) 50 ± 1 1 47 ± 2 84 ± 8 63 ± 15
p value 0.8 0.02 0.1 0.1
Total collected§
In-phase (fxg) 94 ± 9 83 ± 7 87 ± 19 81 ±9
Out-of-pha.se (^g) 79 ± 15 56 ± 7 87 ± 8 . 78 ± 16
p value 0.1 0.0003 I.O 0.7
*Collecled in all 8 stages of the cascade impactor.
tTrapped in the throat model.
^Trapped inside the device.
§Total collected (all 8 plates of the ca.scade impactor plus the throat model plus the metered-dose inhaler device) for each device, expressed in ^g of albuterol per dose: mean and standard deviation
of 5 trials in each case.
Data from inside device and total collected are graphed in Figure 5. The label claim for Ventolin is 90 iig per unit dose. The p values are from I tests comparing the in-phase dose and out-of-phase
dose for each device: differences are considered statistically significant if p < O.O.'i.
ACE - Aerosol Cloud Enhancer.
numbers for the 5 trials. These were not paired observa-
tions. The in-phase and out-of-phase averages for each
individual brand were compared by means of two-tailed /
tests with unequal variances; differences were considered
statistically significant if p was < 0.05.
Results
Figure 4 shows the in-phase and out-of-phase dose out-
put collected on each of the 8 plates of the cascade im-
pactor, for MediSpacer (Fig. 4a), ACE (Fig. 4b), Opti-
Haler (Fig. 4c), and AeroChamber (Fig. 4d). The respirable
dose was taken to be the sum of the micrograms of al-
buterol collected, during a single breath cycle, on Plates
3, 4, and 5, covering a particle size range from 1 . 1 /itm to
4.7 /Ltm.
For all 4 brands of device, the respirable dose delivered
to the cascade impactor was significantly less in the out-
of-phase case than in the in-phase case. These results are
shown in Table 1 , along with the p values for the t tests
comparing the two phase conditions for each device. If the
MDI canister is actuated at the start of exhalation, the
MediSpacer delivers about two thirds of the dose it would
deliver if the MDI canister were actuated properly at the
start of inhalation. Similarly, the AeroChamber delivers
about half of its best dose, the ACE about one quarter, and
the OptiHaler about one tenth, when the actuation is com-
pletely mistimed. As shown in the final row of Table 1, the
out-of-phase respirable dose is as follows: MediSpacer
67%, ACE 23%, OptiHaler 9%, and AeroChamber 46%.
What happens to the albuterol that does not make it to
the cascade impactor in the out-of-phase case? Aside from
the cascade impactor, there are two other locations in the
VFR circuit where a significant part of the drug plume
could accumulate: in the throat model and in the device
itself. The drug deposition in these two locations, along
with the sum total of albuterol collected (all 8 plates of the
cascade impactor plus the throat model plus the MDI de-
vice) will tell us where the out-of-phase drug loss occurs.
For each brand of device and each phase condition.
Table 2 lists the average amount of albuterol per dose
collected in all 8 stages of the cascade impactor, trapped in
the throat model, trapped inside the device, and collected
throughout the total system, along with the p values for t
tests comparing the two phase conditions for each device.
In-phase, for all 4 devices, the total collected was within 1
standard deviation of the ex-mouthpiece"* Ventolin label
claim of 90 /xg per dose (the label claim having a relative
standard deviation of < 15%, ideally"*). Out-of-phase, the
total was within 1 standard deviation of the label claim for
all devices except ACE. This situation is discussed in the
next section.
1480
Respiratory Care • December 1999 Vol 44 No 12
In Vitro Testing of MDI Spacers
0)
V)
o
TJ
0)
a
3
n
re
o
110
100
90
80
70
60
50
40
30
20
10
0
a
-
b
c
r
d
Label Claim
T
T
T
J
1
T
-
I 1
r
1
r-
^
-
II
-^
—
—
1
-
—
Trapped Total
Inside Collected
Device
MediSpacer
Trapped Total
Inside Collected
Device
ACE
Trapped Total
Inside Collected
Device
OptiHaler
Trapped Total
Inside Collected
Device
AeroChamber
re
a.
D
0)
in
re
Q.
Fig. 5. In-phase and out-of-phase drug collection, per actuation, trapped inside the device and collected throughout the system. This is a
graph of the data from the inside device and total collected sections of Table 2. The amount trapped inside the device would not reach the
patient in actual use. Error bars are 1 standard deviation. Note that the total amount of albuterol collected per actuation is within 1 standard
deviation of the label claim for Ventolin in all cases except for ACE in the out-of-phase case (see text).
Discussion
Accounting for "Lost" Drug
As Table 2 shows, throat-model deposition cannot ac-
count for the out-of-phase decrease in respirable dose. The
t tests gave p > 0.05 in the comparison of throat-model
rinsings for the in-phase and out-of-phase cases for all 4
brands. Throat deposition remains small, independent of
the timing of actuation. Therefore the last two categories
in Table 2, the amount trapped inside the device and the
total collected, are the only possibilities remaining to ac-
count for the dose-output differences between the two phase
conditions. Figure 5 shows a comparison of the in-phase
and out-of-phase amounts of albuterol per dose collected
inside the device and in total, for each of the 4 brands.
For MediSpacer and ACE (Figs. 5a and 5b), the amount
of albuterol trapped inside the device does not depend
strongly on the time of actuation, but the total amount of
drug collected decreases in the out-of-phase case. Some
drug may have disappeared from the system. This suggests
that the decrease in respirable dose could be due to leakage
of drug out of the chamber for MediSpacer and ACE.
For OptiHaler and AeroChamber (Figs. 5c and 5d), the
situation seems to be reversed. The amount of albuterol
trapped inside the device appears to increase somewhat in
the out-of-phase case, while the total amount of drug col-
lected stays the same. For OptiHaler and AeroChamber,
then, the decrease in respirable dose may be due to in-
creased deposition of drug on the inner walls of the device.
These suggestions about what happens to the "lost" drug
require verification, because some of the error bars in
Figure 5 are large. For example, the amount trapped inside
the OptiHaler is 68 ± 16 ju,g/dose in-phase and 84 ± 8
jixg/dose out-of-phase, and the difference in these values is
not statistically significant (p = 0.1). This makes it im-
Respiratory Care • December 1999 Vol 44 No 12
148:
In Vitro Testing of MDI Spacers
possible to determine unequivocally the fate of the albu-
terol that does not make it to the cascade impactor.
Assuming that our suggestions can be verified in future
testing, we can speculate as to the explanations. Our in-
tention here is to discuss design differences that could lead
to different behavior in the 4 devices.
Devices for which the "lost" drug disappears from the
system in the out-of-phase case. In the MediSpacer the
one-way inhalation valve is not located in the mouthpiece.
Even so, exhaled breath cannot enter the chamber, because
the one-way inhalation valve is closed during exhalation,
forming an air pillow inside the chamber. Most of the
exhaled air exits through the one-way exhalation valve in
the mouthpiece, but as it goes out it may entrain some of
the aerosol-laden air from inside the chamber. The ACE
does have a one-way inhalation valve in the mouthpiece,
but there is nothing to prevent some portion of the aerosol
plume from exiting out through the unvalved end. In ad-
dition, if the valve leaks, some of the exhaled air may pass
through the chamber and carry drug particles out.
Devices for which the "lost" drug is trapped inside the
device in the out-of-phase case. The OptiHaler has no
valves, so the exhaled breath can pass through the spacer
and out the small air vents on the other end. When this
happens, drug particles can be blown against the spacer
walls and be "lost" by impaction. Most particles presum-
ably do not escape from the spacer during this maneuver,
because to do so they would have to get through very
small holes or around hairpin turns at the end of the spacer.
The AeroChamber has a one-way inhalation valve in the
mouthpiece that prevents the exhaled air from entering the
chamber. In this device the apparent increase in device
deposition in the out-of-phase case could be caused by
more than one factor. (1) When the MDI canister is actu-
ated with no airflow through the chamber, the aerosol
plume does not have the benefit of an inhalation to carry
it immediately out through the one-way valve. Instead,
some of the drug particles that would have been inhaled
will impact direcdy on the inside of the chamber. (2) Grav-
itational settling would be insignificant for particles with
diameters less than about 5 /^tm, but larger particles could
settle out in the time it takes for the exhalation phase
(about 6 seconds in these tests).''* However, if this were an
important mechanism for the AeroChamber, we would
expect the particle size distribution to shift toward smaller
sizes in the out-of-phase case, which is not seen. In Figure
4d, plates 3 through 7 would hardly be affected by grav-
itational sedimentation over 6 seconds, yet for the.se plates
there is a very clear-cut difference between the two phases.
Therefore we conclude that sedimentation is not the pri-
mary means by which drug is "lost" in the AeroChamber
in the out-of-phase case. (3) During the 6-second delay
between actuation and inhalation, the drug plume is not
statically suspended inside the chamber. Rather, turbulent
motion persists within the aerosol cloud for the few sec-
onds immediately following its ejection from the canister.
In the out-of-phase case the several seconds of turbulence
could add to the inertial impaction of drug particles onto
the chamber walls. Unlike sedimentation, this mechanism
would not sort by particle size and therefore is a more
plausible explanation of the observations shown in Figure
4d. (4) If electrostatic deposition is occurring inside the
chamber, the 6-second delay will increase the amount of
drug "lost" by this mechanism.
Comparison with Other Results
Although we do not have available any other research-
ers' studies that are exactly like this one, Mitchell et al-"
have recently carried out a study that is closely related to
ours, and have observed comparable behavior. Their study
compared the total unit dose output of two MDI delivery
devices, with actuation at the start of inhalation (our in-
phase case) and actuation at the start of exhalation (our
out-of-phase case). They found, as we do, that (a) the dose
output was highest when actuation was synchronized with
inhalation, and (b) a valved holding chamber retains more
of the usable aerosol drug plume than does an unvalved
spacer, in the event of mistiming.
The Mitchell et al study differed from ours in some
respects, yet led to very similar conclusions:
1 . They collected what could be called the "patient dose"
by means of a filter directly following the mouthpiece of
the device, whereas we collected the patient dose by means
of the throat model and all 8 plates of the cascade impac-
tor, derived by adding the throat model amount plus the
cascade impactor amount from our Table 2. A rough nu-
merical comparison shows the results of the two studies to
be similar. Mitchell et al found that the out-of-phase dose
is 60% of the in-phase dose for the AeroChamber (a valved
holding chamber), whereas we found approximately 50%
for the AeroChamber. For an unvalved spacer, they found
an out-of-phase to in-phase ratio of 1 2% (for the Micro-
Chamber) whereas we found approximately 16% (for the
OptiHaler). Both studies point to the clear advantage in
using a valved chamber if the patient does not synchronize
actuation with inhalation.
2. They tested with Flovent (fluticasone propionate, a
corticosteroid), whereas we used Ventolin (albuterol, a
bronchodilator). Ahrens et al''* and Rau et al-' caution that
MDI delivery devices may differ in their relative effi-
ciency depending on the MDI drug being used. Nonethe-
less, the conclusions of our study are very much in agree-
ment with those of Mitchell et al.
148:
Respiratory Care • December 1999 Vol 44 No 12
In Vitro Testing of MDI Spacers
Limitations of VFR Method and Comparison with
Other Methods
The main limitation of tiie VFR technique is the restric-
tion to inhalation flow rates less than the flow required to
operate the cascade impactor. As noted above, the maxi-
mum allowable flow could be doubled by using two im-
pactors in parallel, but this would make the technique
considerably more cumbersome.
Two other groups have recently published particle-size
studies with in vitro breathing that is not restricted in this
way. 22-24
Finlay22-2'' simulated tidal breathing with a piston oper-
ated by a computer-controlled stepper motor; an electronic
trigger opens a valve to allow ambient air into the system
when" needed for inhalation, and closes the valve during
exhalation. This setup could be used for phase studies like
ours, but the work reported so far has not been for this
purpose. Instead, the piston was cycled through 5 com-
plete breaths per MDI actuation to simulate infant and
pediatric breathing. Presumably, the stepper motor in Fin-
lay's setup would allow a variety of breathing profiles, but
the profile he has used is a square wave, 22 which is less
realistic than our sinusoidal profile.
Another electronic inhalation device has been devel-
oped by Burnell et aP-* to test particle sizes and doses from
dry powder inhalers. The goal here was also to do in vitro
testing under realistic breathing conditions. The inhalation
can be preprogrammed to follow any desired profile. This
device could not be used for an MDI phase study like ours,
however, because it cannot exhale through the drug deliv-
ery device. It is well suited for dry powder inhaler studies,
in which the ideal inhalation rate is higher than for MDIs'*
and breath-hand coordination is not as important an issue
as with MDIs.
The simplicity of the VFR technique is both a disad-
vantage and an advantage. The breathing profile is limited
to pediatric flow rates or the lower range of adult rates.
However, because the technique requires no specialized or
programmable equipment, it has the potential for being
used widely and reproducibly.
Particle Size Distributions
The Ventolin particle size distributions peak at Plate 5
(2.1-1.1 jam) for all 4 devices in our study, in both phase
conditions. Figure 4 shows that the shape of the overall
distribution is similar for all cases tested. The t tests for
each of the 8 plates of the cascade impactor show that the
MediSpacer and AeroChamber distributions are indepen-
dent of phase. A meaningful numerical comparison could
not be made for the ACE and OptiHaler because the out-
of-phase readings were too close to the detection limit.
Ventolin inhalation aerosol is a microcrystalline suspen-
sion of albuterol in liquid propellants, with the particle size
distribution broadly specified (95% < 10 ^im) in the prod-
uct information insert. Though the particle size distribu-
tion may vary from batch to batch of a particular brand of
microcrystalline drug, our measurements suggest that it is
not affected by time of actuation, size of delivery device,
presence or absence of valves in the delivery device, or
location of valves in the delivery device.
Future Work with the VFR Method
Many variations and refinements of this work are pos-
sible, including:
• Actuating the MDI canister at different phases of the
breath cycle, such as one or two seconds before or after the
start of inhalation, to map out the drug delivery efficiency
as a function of the delay.
• Taking measurements at a different breathing rate,
inspiratory-time:expiratory-time ratio, Vj, or peak flow, to
simulate a profile corresponding to a different type of
patient.
• Checking the hypotheses concerning the leakage (or
lack thereof) out of the MDI devices in the out-of-phase
case, possibly using low-resistance filters placed at strate-
gic locations.
• Rinsing the T-piece to see if any significant amount of
drug is trapped there, but the current results suggest that
this could not be a very large factor, because we recovered
close to the nominal unit dose of Ventolin in almost all
cases; still it should be measured directly.
Conclusions
Patient Education
The main inference to be drawn is that, though device
design is important, timing greatly affects the amount of
drug delivered to the lung by any spacer or chamber. We
found this to be true for all 4 MDI delivery devices we
tested. A patient who actuates the MDI canister upon ex-
halation might receive between two thirds and almost none
of the best possible dose, depending on the device.
In our study, the devices that are best at retaining part of
the drug plume are true holding chambers; that is, they
have a one-way inhalation valve that prevents exhaled air
from mixing significantly with the drug plume in the cham-
ber. They also have a chamber volume of > 140 mL.
However, even the best devices do not deliver 100% of the
drug plume if the patient mistimes actuation and inhala-
tion. Considerations of effectiveness and cost may make a
loss of a third or more of the dose unacceptable. If a
patient loses half of the expected dose because of mis-
Respiratory Care • December 1999 Vol 44 No 12
148
In Vitro Testing of MDI Spacers
timing, the number of puffs would have to be doubled to
get the expected result.
In light of this finding, we conclude that patient training
is very important in MDI use, even if a valved chamber is
provided. The "Helpful Hints'" included in the AeroCham-
ber instruction leaflet state that "The one-way valve allows
you to inhale at your own rate so that coordination of
inhalation with the actuation of the inhaler is not a prob-
lem." We agree that an MDI chamber helps to retain some
of the dose if actuation and inhalation are not coordinated,
but a significant portion of the drug may be "lost" if the
patient is not trained to actuate the canister at the start of
inhalation.
The 1 997 "Practical Guide for the Diagnosis and Man-
agement of Asthma"-'' instructs the patient, "If you use a
holding chamber, first press down on the inhaler. Within 5
seconds, begin to breathe in slowly." We have shown that,
even with a valved holding chamber, a significant portion
of the drug will be "lost" if the patient actually waits 4-5
seconds — particularly if the patient is exhaling into the
mouthpiece during those few seconds. Ideally there should
be no delay between canister actuation and the start of
inhalation.
The instructions for use that come with the ACE cham-
ber direct the patient to "Take a second slow, deep breath
from the ACE to ensure you've received all the drug from
the chamber," after the first inhalation, a 10-second breath-
hold, and exhalation. Our study indicates that this second
deep breath will not be fruitful.
Although many MDI drugs are not labeled for use by
children under 12 years of age, it is possible that some
MDIs are used with a reservoir device by children as young
as 4 years of age.^^ For such patients, where synchroniza-
tion of actuation and inhalation may be difficult to control,
there will be particular benefit in choosing a valved hold-
ing chamber that retains the majority of the drug plume for
a few seconds.
In fact, referring back to the sources cited at the begin-
ning of this paper,2 ** we suggest that the same statement
could be made for many patients of all ages.
VFR Technique
This study would not have been possible without the
variable flow rate technique, which allowed us to measure
particle size distributions (and therefore respirable dose)
under realistic conditions simulating the breathing of a
patient. Any issues of MDI mistiming obviously cannot be
addressed with a purely constant-flow method.
The VFR technique can also be used for special cases in
which an unusual breathing pattern may affect respirable
dose. Such cases might include pediatrics (small Vy), re-
strictive pulmonary disease (rapid, shallow breathing-^), or
mechanical ventilation.
Adoption of this technique for bench testing of aerosol
drug delivery devices should make it easier to compare
properties of various drug/device systems, as studied by
different researchers, under laboratory conditions that
mimic the conditions of actual use by a patient.
PRODUCT SOURCES
Cascade Impactor
Andersen 1 ACFM Non- Viable Ambient Particle Sizing
Sampler (Mark 11), Andersen Instruments, Atlanta GA
Harvard Breathing Machine
Harvard Apparatus Dual Phase Control Respirator Pump,
Harvard Apparatus, South Natick MA
MDI Devices
Airlife Hand-Held MediSpacer, Allegiance Health-
care Corporation, McGaw Park IL
Aerosol Cloud Enhancer (ACE), Diemolding Health-
care Division, Canastota NY
OptiHaler, HealthScan Products, Cedar Grove NJ
AeroChamber, Monaghan Medical Corporation, Platts-
burgh NY
MDI Drug
Ventolin (albuterol. United States Pharmacopeia), Allen
& Hanburys, a Division of Glaxo Wellcome, Research
Triangle Park, NC
ACKNOWLEDGMENT
We Ihank Joseph N Lix, who initially developed the variable flow rate
technique.
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output and particle size distribution (aKstract). In: AAAR '97 abstracts.
Cincinnati: American Association for Aerosol Research: 1997:43.
16. Foss SA, Lix JL, Keppel JW, English RE. Testing MDI chamber
design under variable flow rate conditions. In: Dalby RN, Byron PR,
Farr SJ, editors. Respiratory drug delivery VI. Buffalo Grove IL:
Interpharm Press; 1998:341-344.
17. Spearman CB, Sheldon RL, Egan DF. Egan's fundamentals of re-
spiratory therapy, 4th ed. St Louis: CV Mosby Co; 1982:165.
18. Newman SP. Variability in drug delivery from aerosol inhalers in
vitro and in vivo. In: Dalby RN, Byron PR, Farr SJ, editors. Respi-
ratory drug delivery V. Buffalo Grove IL: Interpharm Press; 1996:
11-18.
19. Stanford Research Institute. Characteristics of particles and particle
dispersoids (chart). Reprinted from Stanford Research Institute Jour-
nal 1961; third quarter.
20. Mitchell JP, Nagel MW. Archer A. Mis-timing between actuation of
a metered-dose inhaler (pMDI) and inhalation: experience with a
valved holding chamber (VHC) compared with a spacer (ab.stract).
RespirCare 1998;43(10):869.
2 1 . Rau JL, Dunlevy CL, Hill RL. A comparison of inline MDI actuators
for delivery of a beta agonist and a corticosteroid with a mechani-
cally ventilated lung model. Re.spir Care 1998;43(9):705-712.
22. Finlay WH. Inertial sizing of aerosol inhaled during pediatric tidal
breathing from an MDI with attached holding chamber. Int J Pharm
1998;168:147-152.
23. Finlay WH. Zuberbuhler P. In vitro comparison of beclomethasone
and salbutamol metered-dose inhaler aerosols inhaled during pedi-
atric tidal breathing from four valved holding chambers. Chest 1998;
11 4(6): 1676- 1680.
24. Bumell PKP, Malton A, Reavill K, Ball MHE. Design, validation
and initial testing of the Electronic Lung'"'" device. J Aerosol Sci
1998;29(8):101 1-1025.
25. National Asthma Education and Prevention Program. Practical guide
for the diagnosis and management of asthma. Bethesda MD: Na-
tional Institutes of Health (NIH Publication No. 97-^053); 1997:44.
26. Rau JL. Respiratory care pharmacology, 5th ed. St Louis: Mosby-
Year Book; 1998:285, 287.
27. Burton GG. Practical physical diagnosis in respiratory care. In: Bur-
ton GG, Hodgkin JE, editors. Respiratory care, 2nd ed. Philadelphia:
JB Lippincott; 1984:282-297.
Respiratory Care • December 1999 Vol 44 No 12
148-
Special Articles
Possible Underestimation of Shunt Fraction in the
Hepatopulmonary Syndrome
Kevin McCarthy RCPT and James K StoUer MD
Estimating the right-to-left shunt fraction with standard equations can be useful for outpatient
assessment and management of patients with the hepatopulmonary syndrome. However, because
the patient's true arteriovenous oxygen content difference cannot be measured without invasive
techniques, available equations for use in outpatient settings often assume a value of 5 mL/dL. This
article examines the degree to which assuming a value of 5 mL/dL for the arteriovenous oxygen
content difference causes calculated values of the percent shunt to underestimate true values. Such
underestimation can be misleading in clinical conditions such as the hepatopulmonary syndrome, in
which the hyperdynamic circulation may be associated with actual values of the arteriovenous
oxygen content difference that are < 5 mL/dL. [Respir Care 1999;44(12): 1486-1488] Key words:
hepatopulmonary syndrome, right-to-left shunt.
Background
The hepatopulmonary syndrome (HPS) is an increas-
ingly recognized complication of chronic liver disease,
and is characterized by the presence of impaired oxygen-
ation and intrapulmonary vascular dilatations. Though
various diagnostic methods have been employed, com-
monly-used techniques include contrast-enhanced echo-
cardiography, technetium'''"^ macroaggregated albumin
scanning (both of which are techniques to determine right-
to-left shunt), and assessment of arterial oxygenation while
breathing 100% oxygen in order to quantify the magnitude
of shunt (often ascribed to a mechanism called diffusion-
perfusion impairment in HPS).'- Though rarely the only
diagnostic test performed in evaluating patients with sus-
pected HPS, a shunt determination is an important com-
ponent of the workup to assess the magnitude of the shunt
and the effects of therapy (eg, liver transplantation).
Although the percent shunt fraction can be determined
directly during cardiac catheterization, less invasive out-
patient methods frequently employ a simple equation and/or
Kevin McCarthy RCPT and James K Stoller MD are affiliated with the
Department of Pulmonary and Critical Care Medicine, The Cleveland
Clinic Foundation. Cleveland, Ohio.
Correspondence: James K Stoller MD. Department of Pulmonary and
Critical Care Medicine. A90. Cleveland Clinic Foundation, 9500 Euclid
Avenue. Cleveland OH 4419.5. E-mail; stollej@ccforg.
nomogram to calculate the magnitude of right-to-left shunt
based on the patient's arterial oxygen tension (P^o,) while
breathing 100% oxygen.'-* Such equations, such as that of
Chiang,-' (see Equation 2 below) often assume an arterio-
venous oxygen content difference (C,.,_^,)o,) of 5 mL/dL,
an assumption that can be erroneous in the setting of hepa-
topulmonary syndrome and chronic liver disease. In these
settings, a hyperdynamic circulation occurs commonly and
is characterized by a high cardiac output, low systemic
vascular resistance, and a subnormal Cj^.^^o,- Specifically,
available series suggest that the measured C,„.^)o, '" P''"
tients with chronic liver disease is approximately 20% less
than the assumed value of 5 mL/dL (eg, 4.05 mL/dL among
10 cirrhotic patients reported by Kontos et al'' [vs 7.85
mL/dL in normal subjects] and 3.93 mL/dL among 13
cirrhotic patients reported by Claypool et al**).
Because such overestimation of the true C,.,.^,,q, will
introduce errors in the percent shunt value and can thereby
mislead clinicians, we undertook the current analysis to
calculate the direction and magnitude of these errors, using
a widely used, standard equation. Specifically, we con-
sider the effect of varying the C,,,_„)o, on the magnitude of
estimated shunt fraction using the widely used equation by
Chiang.'
Methods
The principle underlying the shunt calculation is that the
shunt fraction equals the ratio of oxygen content in shunted
1486
Respiratory Care • December 1999 Vol 44 No 12
Shunt Fraction in Hepatopulmonary Syndrome
Q. 20
a-v 0 , content difference
27%aiiurtL
24% shunt
21% shunt
L
ie%shtOTt
fex;
15% shunt
^i.w>^
^^^
0 100 200 300 400 500 600 700
Pa02 after 20 min. of breathing 100% 02 (mmHg)
Fig. 1 . Effect of varying arteriovenous oxygen content difference
(^(a-vjoj) on calculated shunt fraction: relationship to arterial oxy-
gen tension on 1 00% oxygen. For identical arterial oxygen tension
values w^hile breathing 100% oxygen, higher values of the arterio-
venous oxygen content difference cause the estimated shunt to
be lower.
CO
£ so-
il.
O 20 ■ —
200
300
500
Alveolar to arterial oxygen gradient (mmHg)
Fig. 2. Effect of varying arteriovenous oxygen content difference
on calculated shunt fraction: relationship to alveolar-arterial oxy-
gen gradient. Estimates of the percent shunt calculated using an
arteriovenous oxygen content difference of 5 mL/dL are lower than
those using arterial-venous oxygen content differences of 3 mUdL
and 4 mUdL.
blood to the sum of oxygen content in shunted blood plus
blood traversing the pulmonary vascular bed. This rela-
tionship is expressed in Equation 1:
Qs/Qt
in which Qs/Qj is shunt fraction. Q.q is the oxygen con-
tent of pulmonary end-capillary blood, C,,o, is the arterial
oxygen content of blood, and C^q, is the venous oxygen
content of blood.
In applying this equation in clinical practice, the oxygen
content of end-capillary blood is calculated using the al-
veolar Pq,. Furthermore, application of this equation re-
quires invasive sampling, often with a flow-directed pul-
monary artery catheter to sample mixed venous blood.
In settings where measurement of shunt fraction is use-
ful but where invasive monitoring is not possible (eg, in
outpatient assessment of patients with chronic liver dis-
ease suspected to have the hepatopulmonary syndrome),
the equation published by Chiang^ (Equation 2 below) is
widely-used. Because mixed venous blood is not sampled in
this setting, a value for the C^^.^^q^ must be assumed, and is
most commonly assumed to be normal (ie, 5 mLVdL). Under
this assumption, the published equation is Equation 2:
Qs/Qt
(^PaO, ' aO,)
(Pao, - Pao,) + 1670
To calculate Qs/Qt with values of the C(.,.^,)q^ other than
5 mL/dL (Figs. 1 and 2), we used the more general version
of the shunt equation (Equation 3):
Qs/Qt =
(P
AO,
P,o,) X 0.003
[(Pao, - Pao,) X 0.003] + (C,o, - C,o,)
in which (C^q, - C^q,) is the C^
a-v)0,'
To evaluate the impact of overestimating the C,
(a-v)O,
on
calculating shunt fraction with Equation 2, we calculated
the estimated shunt fraction over a range of P^q, values on
100% oxygen, while varying the value of the C(^_^.)o, in
Equation 3. Specifically, values of percent shunt were cal-
culated over a range of C(.,.^,)o, values (3.5-6.0 mL/dL)
and over a range of P^q, values (50-600 mm Hg) on 100%
oxygen.
Results
Figure 1 shows the family of curves indicating the es-
timated shunt as the C(a_^,)o, varies across values of P^q^ on
100% oxygen. Under the unnatural condition of no right-
to-left shunt, all the curves converge, but as the value of
the ordinate decreases, the curves diverge such that smaller
values of C(j,.^,)o, produce larger shunt estimates. For ex-
ample, under the condition of a Pj,q^ of 300 mm Hg, the
equation indicates a 27% shunt when the C,.,_^,)o, is 3
mL/dL, a 24% shunt when the C,„_^.,o, is 3.5 mL/dL, and
a 15% shunt when the C(a.^,)o, is 6 mL/dL. Thus, in ap-
plying this calculation to patients with chronic liver dis-
ease (some of whom have the hepatopulmonary syndrome),
the degree of right-to-left shunt will be underestimated
Respiratory Care • December 1 999 Vol 44 No 12
148
Shunt Fraction in Hepatopulmonary Syndrome
when the actual C,.,,y)o, f^''^ below an assumed value of
5 mL/dL.
Figure 2 compares the shunt fraction estimates using
varying 0,^.^,0, o^^'' ^ range of values of the alveolar-
arterial oxygen gradient on 1 00% oxygen. As suggested by
the greater divergence of the curves with increasing shunt
fraction, the degree of underestimation of the true shunt
fraction increases as the true shunt increases and as the
-(a-v)O,
narrows.
Discussion
This series of calculations shows that a commonly used,
simple equation for estimating the percent shunt fraction
on 100% oxygen will underestimate the actual shunt frac-
tion when applied to patients whose true C,^_^,)o, is below
the assumed value of 5 mL/dL. Furthermore, the degree of
underestimation can be large, even under circumstances in
which the true C,^_^,o, is only modestly less than 5 mL/dL.
It is well known that patients with chronic liver disease
have a hyperdynamic circulation characterized by increased
cardiac output, decreased systemic vascular resistance, and
decreased C,„_v)o,- Specifically, in a series of 16 cirrhotic
patients undergoing hemodynamic assessment by Kontos
et al,'' the mean cardiac output was significantly higher
than in normal subjects (mean 8.88 L/min vs 5.14 L/min,
p < 0.01) and the mean 0,^.^,0, was significantly lower
(4.05 mL/dL vs 7.85 mL/dL, p < 0.001). Also, Nakos et
aF found elevated values of cardiac output (9.16 ± 1.76
L/min) in patients with hepatic cirrhosis.
In keeping with an earlier report by Harrison et al,-* in
which shunt fractions in mechanically ventilated patients
were underestimated when the C,
was overestimated.
our findings serve as a reminder that the shunt fraction
estimates in patients with chronic liver disease can be
underestimated if values of the Cj^.^^o, of 5 mL/dL are
assumed. Such underestimation of shunt fraction could
contribute to underdiagnosis of hepatopulmonary syn-
drome. Underestimation of the shunt fraction may also
account for the discordance sometimes observed between
the results of imaging studies (eg, contrast-enhanced echo-
cardiography or technetium^^*" macroaggregated albumin
scans) and the calculated shunt fraction values. Specifi-
cally, to the extent that the estimated shunt fraction falls
below the actual value, it is possible that imaging studies
could support the diagnosis of HPS, despite a normal shunt
fraction estimate.
Based on these findings, we suggest that calculated val-
ues of shunt fraction should be interpreted cautiously, es-
pecially when the calculation is based on assumed values
of the C,„_v)o,. When clinically appropriate, suspicion of
the hepatopulmonary syndrome should prompt either cal-
culation of the shunt fraction using values of C,;,.v)o, "^ 5
mL/dL (ie, using Equation 3), direct measurement of shunt
fraction, and/or use of other diagnostic modalities.
REFERENCES
1. Lange PA, Stoller JK. The hepatopulmonary syndrome. Ann Intern
Med 1995;122(7):521-.'>29,
2. Krowka MJ, Cortese DA. Hepatopulmonary syndrome: current con-
cepts in diagnostic and therapeutic considerations. Chest 1 994: 1 05(5):
1528-1537.
3. Chiang ST. A nomogram for venous shunt (Qs/Qt) calculation. Tho-
rax l968;23(5):.563-565.
4. Harrison RA, Davison R, Shapiro BA, Meyers SN. Reassessment of
the assumed a-v oxygen content difference in the shunt calculation.
Anesth Analg 1975:54(2): 198-202.
5. Kontos HA, Shapiro W. Mauck P, Patterson JL. General and re-
gional circulatory alterations in cirrhosis of the liver. Am J Med
1964:37:526-535.
6. Claypool JG. Delp M, Lin TK. Hemodynamic studies in patients
with Laennec"s cirrhosis. Am J Med Sciences 1957:23:48-55.
7. Nakos G, Evrenoglou D. Vassilakis N. Lampropoulos S. Haemody-
namics and gas exchange in liver cirrhosis: the effect of orally ad-
ministered almitrine bisme.sylate. Respir Med 1993;87(2):93-98.
1481
Respiratory Care • December 1999 Vol 44 No 12
Mani S Kavuru MD and James K Stoller MD, Series Editors
PFT Nuggets
A 66- Year-Old Woman with Longstanding Dyspnea on Exertion
Niranjan Seshadri MD and Atul C Mehta MD
Case Summary
A 66-year-oId, nonsmoker woman presents with a 4-year
history of dyspnea on exertion. She denies cough, hemop-
tysis, wheezing, or fever/chills. About 30 years ago she
had Guillain-Barre syndrome with acute ventilatory fail-
ure, for which she was intubated for about two weeks. She
currently uses a beta-agonist inhaler, with minimal or no
relief of symptoms. On physical examination, she has in-
spiratory stridor on auscultation over her trachea. Her car-
diac exam is within normal limits and her lungs are clear
to auscultation. She is without clubbing. A recent chest
radiograph and a chest computed tomography (CT) scan
were normal. Table 1 shows the spirometry results and
Figure 1 shows the flow-volume loop from this patient.
1. What is the most likely diagnosis?
2. What is the next diagnostic step?
Discussion
The history of Guillain-Barre syndrome requiring pro-
longed intubation, inspiratory stridor on auscultation, nor-
mal chest radiograph and CT scan, normal forced expira-
tory volume in the first second, normal forced vital capacity,
normal ratio of forced expiratory volume in the first sec-
ond to forced vital capacity, and an abnormal flow-volume
loop strongly indicate a diagnosis of fixed upper airway
obstruction (UAO). Bronchoscopy showed a 70-80% ste-
nosis of the subglottic trachea.
Subglottic and tracheal stenosis can be congenital or
acquired. Congenital types can be membranous webs,
closed first ring, or cartilage deformity. The major causes
of the acquired types are external trauma from motor ve-
hicle accident and internal trauma from endotracheal in-
tubation, emergency tracheotomy, bum inhalation injury,
or prior endoscopic treatment attempts. Tracheal stenosis
Niranjan Seshadri MD and Atul C Mehta MD are affiliated with the
Department of Pulmonary and Critical Care Medicine, The Cleveland
Clinic Foundation. Cleveland. Ohio.
Correspondence: Atul C Mehta MD. Department of Pulmonary and Crit-
ical Care Medicine. The Cleveland Clinic Foundation, 9500 Euchd Av-
enue, Cleveland OH 44195. E-mail: mehtaal@ccf.org.
can also be a manifestation of systemic diseases, such as
amyloidosis, papillomatosis, tuberculosis, and Wegener's
granulomatosis. -
Upper airway obstruction from subglottic and tracheal
stenosis is an important clinical problem because of the
increase in the number of endotracheal intubations and
emergency medical procedures such as tracheotomy. In
general, tracheotomy has more complications than trans-
laryngeal intubation, and the reported prevalence of tra-
cheal stenosis ranges from 5-12% in a number of studies. ^
The presentation of airway stenosis varies from asymp-
tomatic to life-threatening situations, depending on the
degree of stenosis and anatomic location, and includes
difficulty in clearing secretions, hoarseness, stridor or
wheezing, insidious dyspnea on exertion, and respiratory
failure. These symptoms are frequently misdiagnosed as
asthma, congestive heart failure, or a recurrence of the
patient's underlying problem.^ A proper diagnosis is made
more likely by awareness of these complications and a
high index of clinical suspicion, aided by appropriate an-
cillary studies.
The chest radiograph can reveal airway narrowing but is
not sensitive. Other noninvasive imaging techniques such
as magnetic resonance imaging and CT scans are excellent
modalities to characterize the length of the stenotic seg-
ment, identify external compression, and quantify the de-
gree of anatomic narrowing. -
Pulmonary function tests may indicate the presence of
UAO by the configuration of the flow-volume loop and
the measured flow rates. The flow-volume loop data are
collected during both inspiration and expiration; by con-
vention, expiratory flow is positive and inspiratory flow is
negative." Flow-volume loops obtained with spirometry
can indicate dynamic or fixed UAO. In this patient, the
flow-volume loop shows flattening of the loop during both
inspiration and expiration. Normally, during inspiration,
intrapleural pressure is negative, so atmospheric gas flows
into the alveoli across the gradient from higher to lower
pressures. In contrast, during exhalation, the intrapleural
pressure becomes positive relative to atmospheric pres-
sure, and gas flows from the lungs to the atmosphere. Any
"physiologically" fixed obstruction such as tracheal steno-
sis produces a decrement in flows during both inspiration
Respiratory Care • December 1999 Vol 44 No 12
1489
A 66- Year-Old Woman with Longstanding Dyspnea on Exertion
Table 1 . Pulmonary Function Test Results
Test
Predicted
LLN
Measured
% Predicted
FVC(L)
3.23
2.56
3.77
117
FEV, (L)
2.48
1.92
2.90
117
FEV|/FVC
76.0
67.0
77.0
—
PEE (L/sec)
2.23
0.87
7.97
136
^^^50%
5.85
4.12
3.91
122
FIF,o*
3.20
2.03
5.02
—
FEF/HF
—
—
78.0
—
FET (sec)
—
—
9.47
—
Predicted = Mean predicted values per Crapo et al.'
LLN = Lower limit of normal, the value as the lower fifth percentile of the normal range.
FVC = Forced vital capacity.
FEV| = Forced expiratory volume in the first second.
FEV, /FVC = Ratio of FEV, to FVC.
PEF = Peak expiratory flow (in liters/secl.
FEF 50'5 - Forced expiratory flow at 50% of the FVC.
FIF so** - Forced inspiratory flow at 50% of the FVC.
FEF/FIF = Expressed as a percent.
FET - Forced expiratory time (seconds).
and expiration. Spirometry evidence of expiratory obstruc-
tion is seen as a flattening of the expiratory (positive) limb
of the flow-volume loop, and inspiratory obstruction is
seen as a flattening of the inspiratory (negative) limb.'' In
contrast to fixed UAO, there can be a dynamic intratho-
racic or extrathoracic airway obstruction that produces
slightly different patterns on the flow-volume loop. In the
case of dynamic extrathoracic airway obstruction, there is
a relative flattening of the inspiratory limb of the flow-
volume loop because the airways tend to collapse with
inspiration (tracheal pressure is less than atmospheric pres-
sure). Thyroid goiter, tracheomalacia, and vocal cord pa-
ralysis are examples. Dynamic intrathoracic airway ob-
struction causes a flattening of the expiratory limb of the
flow-volume loop because the intrathoracic airways tend
to collapse with expiration (tracheal pressure is less than
intrapleural pressure). Endobronchial carcinoid at the level
of the carina, tracheomalacia, and other tumors straddling
the carina are examples of variable intrathoracic UAO.-''
The accepted standard for assessing upper airway ob-
struction is flexible bronchoscopy, which enables proper
anatomic classification and assessment of the cause and
degree of stenosis. The treatment strategy depends on the
information obtained through flexible bronchoscopy. -
Currently, no single therapeutic modality has been found
to be uniformly effective for treating tracheal stenosis. In
the past, therapies such as electrocautery, cryotherapy, and
bougie dilation resulted in unpredictable healing and sub-
stantial failure rates. The mainstay of management is en-
8
6
4
•o 2
m
I
-2
-4
-6
-8
Fig. 1. Flow-volume loop.
Expiratory
Inspiratory
doscopic or open surgery with resection and end-to-end
anastomosis. Endoscopic procedures aim to preserve the
epithelium and minimize thermal and mechanical mucosal
injury. A multimodality approach is usually preferred and
may include using carbon dioxide laser, argon laser, or
neodynium-aluminum-gamet laser photodissections, gen-
tle dilation, indwelling stents, or mucosal sparing tech-
niques. Several large series of endoscopic management of
airway stenosis have been published, with success rates
ranging from 57-89%.^ A successful endoscopic outcome
largely depends on proper patient selection. Open surgical
reconstruction is indicated when unfavorable findings pre-
clude endoscopic intervention or conservative approaches
have been unsuccessful. Surgery involves resection of the
stenotic segment and restoring the circular architecture
over which respiratory epithelium can regenerate. There
isa large disparity in the results reported for the open sur-
gical technique, with failure rates ranging from 4-27%.
This variation is probably related to surgical technique and
patient selection. ^
REFERENCES
1. Crapo RO. Morris AH. Gardner RM. Reference spirometric values
using techniques and equipment that meet ATS recommendations.
Am Rev Respir Dis 1981:I23(6):659-664.
2. Mehta AC, Harris RJ. De Boer GE. Endoscopic management of
benign airway stenosis. Clin Chest Med I995;I6(3):40I^I3.
3. Kavuru MS. Eliachar I. Sivak ED. Management of the upper airway
in the critically ill patient: the high risk patient management of the
critically ill. 3rd edition. Baltimore: Williams & Wilkins; 1995. Pgs
189-211.
4. Stoller JK. Spirometry: a key diagnostic test in pulmonary medicine.
Cleve Clin J Med 1992;.59(l):75-78.
5. Golish JA. Ahmad M. Yarnal JR. Practical application of the flow-
volume loop. Cleve Clin Q 1980;47(l):39-^5.
149U
Respiratory Care • December 1999 Vol 44 No 12
A 71 -Year-Old Man With Progressive Shortness of
Breath and Orthopnea
Loutfi S Aboussouan MD
Case Summary
Discussion
A 71-year-old white man had an 11-month history of
progressive shortness of breath and weakness. He pre-
sented to the pulmonary clinic with symptoms of orthop-
nea, hypersomnolence, mild dysarthria, and dysphagia of
The pulmonary function tests suggest a severe restric-
tive impairment and show decreased respiratory muscle
strength. The marked decrease in supine pulmonary func-
tion is consistent with diaphragmatic weakness. The pro-
Table 1 . Pulmonary Function Test Results
Test Predicted
Sitting
Supine
% Change
Measured
% Predicted
Measured
% Predicted
(sitting-supine)
FVC (L) 4.05
FEV, (L) 3.14
FEV|/FVC 0.78
MIP (cm H,0) 104
MEP (cm H,0) 196
Predicted = Mean predicted values per Crapo et al.'
FVC = forced vital capacity.
FEV] = forced expiratory volume in the first second.
FEV, /FVC = ratio of FEV, to FVC.
MIP = maximal inspirator)' pressure (cm H^O).
MEP = maximal expirator\' pressure (cm H-'O).
1.79
1.39
0.78
24
54
44
44
100
23
1.32
0.96
0.73
33
31
94
-26
-31
one month's duration. He was a remote 5 pack-year smoker
and denied any history of asthma or emphysema. Physical
examination was remarkable for the presence of abdomi-
nal paradox and the use of accessory muscles. Fascicula-
tions were noted over the shoulders and upper extremities.
Table 1 shows the results of pulmonary function tests.
Arterial blood gases on room air were: pH 7.42, P^o, 48
mm Hg, Pq^ 75 mm Hg, and Hqq^ 31 mEq/L.
What is your diagnosis?
Loutfi S Aboussouan MD is affiliated with the Department of Pulmonary
and Critical Care Medicine. Harper Hospital. Wayne State University.
Detroit Michigan.
Correspondence: Loutfi S Aboussouan MD. Department of Pulmonary
and Critical Care Medicine. Harper Hospital. Wayne State University.
3990 John R Street, Detroit MI 48201. E-mail: laboussouan@intmed.
wayne.edu.
gressive nature, presence of bulbar symptoms, and phys-
ical findings raise the possibility of amyotrophic lateral
sclerosis (ALS), and this diagnosis was ultimately con-
firmed by clinical and electrophysiological examination.
This patient had ALS with respiratory symptoms as a pre-
senting feature. The patient's course was characterized by
poor tolerance of noninvasive positive pressure ventila-
tion. He declined invasive options and died about 1 8 months
after the first onset of his symptoms.
Sitting and supine spirometry is useful in the evaluation
of diaphragmatic function. A 5-10% difference in forced
vital capacity between sitting and supine positions (lower
in supine position) can be expected in normal subjects.
Sitting- versus-supine differences of 10-20% may be seen
with obesity and unilateral diaphragmatic paralysis. Even
larger differences are seen in diaphragmatic weakness, as
is illustrated in the present case. Patients with bilateral
diaphragmatic paralysis show a 40-50% decrease in vital
capacity upon assuming the supine position. -
Respiratory Care • December 1999 Vol 44 No 12
149'
A 71-Year-Old Man With Progressive Shortness of Breath and Orthopnea
ALS is a progressive and uniformly fatal neuromuscular
disease, with death usually being secondary to respiratory
complications.'' However, shortness of breath is rarely the
presenting symptom of ALS."* This presentation usually
portends a poor prognosis and rapid progression. Pathol-
ogy resuhs may reveal a predominance of lesions in the
anterior horn cells of the C3 to C7 cervical region, corre-
sponding to the phrenic nuclei.'* "^ In our experience, only
about 5% of patients ultimately diagnosed to have ALS
report pulmonary symptoms as a presenting feature. Nev-
ertheless, pulmonary and critical care physicians are likely
to see these patients before a diagnosis is obtained, and
should therefore consider the possibility of ALS in the
appropriate clinical setting. For instance, features that may
raise the suspicion for a neuromuscular disorder as a cause
for respiratory insufficiency include: (1) absence of a
chronic cardiopulmonary disorder, (2) relatively normal
physical exam, electrocardiogram, and chest radiograph,
and (3) rapid improvement with ventilatory support and
subsequent difficulty in weaning.''-^
REFERENCES
1. Crapo RO, Morris AH, Gardner RM. Reference spirometric values
using techniques and equipment that meet ATS recommendations.
Am Rev Respir Dis 1981;123(6):659-664.
2. Loh L, Goldman M, Davis JN. The assessment of diaphragm func-
tion. Medicine (Baltimore) 1977;.i6: 165-169.
3. Caroscio JT, Mulvihill MN, Sterling R, Abrams B. Amyotrophic
lateral sclerosis: its natural history. Neurol Clin 1987;5(l):l-8.
4. Meyrignac C, Poirier J, Degos JD. Amyotrophic lateral sclerosis
presenting with respiratory insufficiency as the primary complaint:
clinicopathological study of a case. Eur Neurol 1985;24(2):1 15-120.
5. Fromm GB, Wisdom PJ, Block AJ. Amyotrophic lateral sclerosis
presenting with respiratory failure: diaphragmatic paralysis and de-
pendence on mechanical ventilation in two patients. Chest 1977;
71(5):612-614.
1492
Respiratory Care • December 1999 Vol 44 No 12
Letters addressing topics of current interest or material in RESPIRATORY CARE will be considered for publication. The Editors may accept or
decline a letter or edit without changing the author's views. The content of letters as published may simply reflect the author's opinion or inter-
pretation of information — not standard practice or the Journal's recommendation. Authors of criticized material will have the opportunity to
reply in print. No anonymous letters can be published. Type letter double-spaced, mark it "For Publication," and mail it to RESPIRATORY
CARE, 600 9th Avenue. Suite 702, Seattle WA 98104.
Letters
Vital Capacity Maneuver in Modifled
Spirometry Teciinique
I was interested to read the article by
James K StoUer et al [Respir Care 1999:
44(4):44 1 -442] concerning the modified
spirometry technique in patients with chronic
obstructive lung disease. I have used this
technique myself on this patient group and
noticed the significant improvement in forced
vital capacity (FVC). However, I have
thought long and hard whether we should
report the total exhaled volume measured
using this technique as FVC or simply as vital
capacity. One could argue that it is not a full
forced maneuver (nor is it a slow vital capac-
ity [SVC], although in my experience the
results using this technique closely reflect
the "true" SVC maneuver). As the difference
between FVC and SVC is considered one
method of determining air trapping (in the
absence of total lung capacity measure-
ments), careful consideration should be given
to exactly what we call the volume obtained
using this modified spirometry technique.
Brenton Eckert MSc
Department of Respiratory Medicine
PA Hospital
Brisbane
Queensland, Australia
The authors respond:
We thank Mr Eckert for his thoughtful
comment regarding the modified spirome-
try technique and his question regarding the
preferred name for the vital capacity maneu-
ver using this technique. Based on obser-
vations made when we first described this
technique (Am Rev Respir Dis 1993;
148:275-280), we agree with Mr Eckert that
the vital capacity maneuver performed using
a modified spirometry technique generates
values closer to a slow vital capacity than
the traditional forced vital capacity. Specif-
ically, in a group of 48 patients evaluated in
a crossover trial using both techniques, a vital
capacity obtained with a modified spirom-
etry technique was significantly higher than
the forced vital capacity obtained using a
standard technique, especially in individu-
als with more severe airflow obstruction.
Indeed, in a group of 12 patients whose ratio
of forced expiratory volume in the first sec-
ond to forced vital capacity (FEV|/FVC) was
< 0.45 (based on a standard FVC maneu-
ver), the vital capacity obtained with the
modified technique (mean 2.62 ± 0.76 L) was
significantly higher than the standard forced
vital capacity (mean 2.29 ± 0.72 L, p =
0.(X)7). As might be expected, the difference
between the modified vital capacity and the
standard forced vital capacity was smaller
in individuals with less severe airflow
obstruction, but the difference was statisti-
cally significant for all patients whose
FEV|/FVC ratio was < 0.74.
On the basis of these initial observations
and subsequent confirmatory experience, we
agree widi Mr Eckert's statement that "care-
ful consideration should be given to exactly
what we call the volume obtained using this
modified spirometry technique." Though we
have not previously proposed such a title.
perhaps the designation "FVCmodified" is
appropriate.
Mr Eckert's comment about the rela-
tionship between FVC and SVC raises one
other point de.serving comment. Although
the difference between the SVC and FVC
is somefimes ascribed to air trapping in
patients with airflow obstruction, in severely
obstructed patients the difference may be
only due to the difference in the amount of
time that the patient can maintain an expi-
ration under differing conditions (ie, the hard
push versus the gentle push). In the context
of evaluating spirograms from 37 clinical
centers in the Registry for Patients with
Alpha 1-AnUtrypsin Deficiency, we noted
that only rarely did the volume-time tracing
plateau, even when the expiration exceeded
15 seconds. This raises the question of
whether true "air trapping" occurs in the con-
text of the FVC maneuver. As there are no
time standards for the SVC and no reported
expiratory times, the evaluation of the
SVC-FVC difference becomes difficuh and,
in our view, of limited clinical value.
We appreciate Mr Eckert's thoughtful
remarks.
James K Stoller MD
Daniel Laskowski RPFT
Kevin McCarthy RCPT
Department of Pulmonary and
Critical Care Medicine
The Cleveland Clinic Foundation
Cleveland, Ohio
Respiratory Care • December 1999 Vol 44 No 12
149.^
Listing and Reviews of Books and Otiier Media. Nole to publishers: Send review copies of books,
films, tapes, and software to Rhspiratory Care, 600 Ninth Avenue, Suite 702, Seattle WA 98104.
Books, Films,
Tapes, & Software
Interpretation of Pulmonary Function
Tests: A Practical Guide. Robeil E Hyatt
MD. Paul D Scanlon MD. and Masao Na-
kamura MD. Philadelphia: Lippincott-
Raven F^iblishers. 1997. Soft-cover, illus-
trated, 212 pages, $39.95.
Interpretation of Pulmonary Function
Tests: A Practical Guide provides a valu-
able resource for anyone involved in pul-
monary diagnostic testing. The aim of the
book is to give readers a concise description
of the most commonly ordered pulmonary
function tests (PFTs) used in the manage-
ment of patients with pulmonary disease.
The text focuses on the conceptual basis for
each test, when a particular test should be
ordered, and how the results of the test can
be used in the management of patients. The
authors emphasize that the book is not in-
tended to serve as a manual on how to per-
form the tests. The intended audience is pri-
marily practicing physicians and pulmonary
function technologists, but health science
students in respiratory therapy, medicine,
and nursing will also find this book useful.
The book is divided into 13 chapters,
which are well written and amply illustrated
with figures and tables that enhance the text.
The authors have interspersed "pearls"
throughout the text as a means of sharing
their personal insight into the various nu-
ances that one may encounter when inter-
preting PFTs. These pearls are interesting,
and they provide information that is not al-
ways obvious when analyzing tests results.
The first part of the book focuses on var-
ious tests that are used to assess the me-
chanics of breathing, diffusing capacity of
the lung, bronchial challenge, and arterial
blood gases. Chapters on specialized tests,
such as resistance and compliance measure-
ments and exercise capacity, are also in-
cluded. The chapters on spirometry, lung
volume measurements, and bronchial chal-
lenge are particularly well done. They are
concisely written, and the reader will find
the information on the mechanics of breath-
ing very useful. This is not surprising when
one considers that Hyatt and his colleagues
helped lay the foundation for our present
approach to spirometry and pulmonary func-
tion testing with the introduction of the con-
cept of flow-volume analysis. The chapters
on diffusing capacity, resistance and com-
pliance measurements, and distribution of
ventilation are also well-written, but the
chapter on arterial blood gases is somewhat
limited. The descriptions of acid-base dis-
turbances are adequate, but the addition of
more case studies to demonstrate how cer-
tain blood gas patterns occur in individuals
with pulmonary dysfunction would have en-
hanced the chapter.
The second part of the book contains a
chapter on preoperative PFT, a chapter that
describes how to interpret PFTs, and a chap-
ter that summarizes common patterns seen
in patients with pulmonary diseases. The
authors encourage the reader to use a gestalt
approach to interpreting PFTs. in which the
clinician visually compares the individual
flow-volume curve to the normal predicted
curve. This approach is easy to understand
and provides a useful first step in analyzing
PFTs. Once it has been established that an
obstructive or restrictive pattern is present,
the clinician can then apply information from
other PFTs to better define the patient's con-
dition.
The final chapter of the book presents 32
illustrative cases of patients with various
types of pulmonary dysfunction. This chap-
ter gives the reader an opportunity to test
his or her ability to interpret commonly-
encountered PFTs. The cases are well cho-
sen and the information presented is well
organized and easy to follow. Although in
these case reports the authors did not in-
clude arterial blood gas reports on data from
specialized tests such as resistance and com-
pliance measurements and exercise tests, the
cases are illustrative of the most common
abnormalities one encounters in a PFT lab-
oratory.
Overall, I found the book to be well or-
ganized and written in a manner that al-
lowed the reader to become proficient in
interpreting basic PFTs. The authors' em-
phasis on tests of the mechanics of breath-
ing seems appropriate considering that these
tests form the foundation for PFT.
J M Cairo PhD RRT
Department of Cardiopulmonary Science
School of Allied Health Professions
Louisiana State University
New Orleans, Louisiana
The Handbook of Critical Care Drug
Therapy, 2nd edition. Gregory M Susla
PhamiD. Henry Masur MD, Robert E Cun-
nion MD, Anthony F Suffredini MD, Fred-
erick P Ognibene MD, William D Hoffman
MD. James H Shelhamer MD. Baltimore,
Maryland: Williams & Wilkins. 1998. Soft-
cover, 436 pages, 24.95.
This is the second edition of a quick-
reference manual focused on drug use in the
intensive care setting. One hundred twenty-
three tables and 7 figures comprise the en-
tire contents of the book. The tables are
organized according to 1 3 broad critical care
topics, including acute resuscitation, anes-
thesia topics, poisonings, drug monitoring,
and the organ-system-specific disciplines
encountered most frequently in the inten-
sive care unit (ICU). Within the limits of a
tabular fonnat, the volume presents a com-
prehensive summary of therapeutic options,
with abbreviated information on indications,
dose ranges, administration guidelines, pre-
cautions, and assorted "pearls" in the com-
ments column. The information is fairiy cur-
rent, though some agents added to the ICU
armamentarium in recent years seem to be
missing (eg, fenoldopam, trovafloxacin, in-
sulin lispro).
The target audience is physicians, but oth-
ers who work predominantly in the critical
care setting may find it useful as well. The
book utilizes 3 table formats: li.sts of disease
entities and options for therapy, lists of drugs
with indications for use, dose ranges, and
side effects, and 3 appendixes that provide
guidelines for intravenous and oral admin-
istration of drugs in the ICU, as well as
intravenous-to-oral conversions. Most of the
drug tables do not make specific recom-
mendations for therapy, but instead simply
list agents that might be considered. Tables
in the hematologic therapies chapter are par-
ticularly well consUTicted, with solid rec-
ommendations and up-to-date information
on component therapies, immune globulin
products, and treatment of thrombotic dis-
orders. The infectious diseases chapter is
made up of thorough, well organized tables
recommending primary and alternate ther-
apies by organism, as well as by infection
149h
Respiratory Care • December 1999 Vol 44 No 12
Book, Films, Tapes, & Software
syndromes encountered in the ICU. Simi-
larly, the chapter on poisonings is compre-
hensive and detailed, with solid recommen-
dations and plenty of valuable information
in the comments column.
Respiratory therapists will find the well-
organized section on advanced cardiac life
support and the anesthesia chapter particu-
larly helpful. Unfortunately, the 12-page
chapter on pulmonary therapies is one of
the shortest in the book and provides only
superficial coverage of the topic. This is
particularly disappointing, given that respi-
ratory illnesses constitute a major portion of
the patient population in most critical care
units. Asthma has a single page reference in
the index, and chronic obstructive pulmo-
nary disease is not mentioned. The issue
of nebulizer delivery versus metered-dose-
mhaler delivery of bronchodilators for me-
chanically ventilated patients is not ad-
dressed. The MDI doses cited are very
conservative for critical care. There are rec-
ommendations regarding intravenous corti-
costeroid therapy, but there is no mention
of oral therapy in this section, and inhaled
anti-inflammatory agents are not men-
tioned at all. Coverage of theophylline
therapy is good, provided the reader has
additional knowledge about symptoms of
toxicity, toxic serum levels, and how to
avoid them. If not, a jump to Page 294 is
necessary to get more, but still incom-
plete, informafion. Age precautions are not
mentioned.
The presentation is adequate, and orga-
nization by topic is clear. The index is quite
thorough, perhaps too thorough for a "quick-
reference" book. When searching for infor-
mation on propranolol, one is directed to 8
different tables in 6 sections of the book.
There are 9 separate table citations for the-
ophylline, 14 for phenytoin, and 45 for van-
comycin, without highlighting or subcatego-
rization to focus the reader's search. The
editors have made a point of referencing
drugs by both generic and brand names in
the index, but this does not carry over to the
tables themselves, where strictly generic
names are used.
The clinician using this book on a daily
basis will find it useful as a quick ICU ref-
erence for dosing guidelines and treatment
recommendations, at least for selected top-
ics. Those who pick it up less frequently or
who may not be familiar with its intent and
organization will be frustrated with the time
it takes to extract a relatively small amount
of information from its pages.
Richard J Maunder MD
Department of Critical Care Services
Providence Portland Medical Center
Keith Hyde MBA RRT
Respiratory Care Services
Providence Health System
Portland, Oregon
Rehabilitation of the Patient with Respi-
ratory Disease. Neil S Chemiack MD, Mur-
ray D Altose MD, Ikuo Homma MD. New
York: McGraw-Hill. 1999. Hardcover, il-
lustrated, 724 pages, $115.00.
The first (and still valid) definition of
pulmonary rehabilitation was made by a
committee of the American College of Chest
Physicians 25 years ago: they defined it as
"an art of medical practice wherein an in-
dividually tailored multidisciplinary pro-
gram is formulated, which, through accu-
rate diagnosis, therapy, emotional support,
and education, stabilizes or reverses both
the physio- and psychopathology of pulmo-
nary diseases and attempts to return the pa-
tient to the highest possible functional ca-
pacity allowed by his/her pulmonary
handicap and overall life situation."' Since
then, pulmonary rehabilitation has become
widely accepted, and different settings have
developed, namely hospitals, the outpatient
clinic, and the home. Team composition
tends to differ in the different settings, hos-
pital teams being more likely to include more
professionals and to have more consultation
services available than outpatient or home
settings.
Because of the multiprofessional nature
of rehabilitation, handbooks for rehabilita-
tion of the respiratory disease patient have
to discuss the science and art of rehabilita-
tion from many different perspectives; that
is, they have to give a broad view.^ This
book fulfills these criteria and brings to-
gether a body of knowledge that should be
of interest to all those working or planning
to work in pulmonary rehabilitation. The
book consists of 62 short chapters (ranging
from 3 to 35 pages), divided into 7 parts.
The first two parts are devoted to the phys-
iologic foundations and pathophysiology,
and comprise generally well-written reviews
with a good number of references. At first
glance, some of the content here seems to
require a good basic knowledge of physiol-
ogy, such as Chapter 2 dealing with gas
exchange, wherein 49 equations are intro-
duced. The reader should not be discour-
aged by this, however, because the material
is well explained in this chapter, as else-
where. And if the reader is not interested in
the topic of these two parts, they can easily
be skipped without causing any problems in
reading the following chapters. Parts 3
through 6 handle patient assessment in pul-
monary rehabilitation, general treatment
considerations, specific disease manage-
ment, and psychosocial considerations.
The disadvantage of having so many short
chapters is the overlap and repetition of some
topics, and the advantage is that the reader
can be very selective about what chapters to
read, without losing the thread. Some over-
laps could have been avoided, however, such
as the issue of electrical stimulation of ven-
tilatory muscles, which is described and dis-
cussed in two chapters (30 and 44). It would
also have been convenient to connect the
two chapters (43 and 5 1 ) covering lung vol-
ume reduction surgery in Japan and the
United States.
Notwithstanding these minor defects,
more or less all the chapters are well writ-
ten, concise, and up-to-date reviews of all
the different topics discussed. Not only is
assessment and management of obstructive
and restrictive pulmonary diseases handled,
but also neuromuscular diseases and inju-
ries (which have major effects on the respi-
ratory system), lung cancer, and the specific
problems of pediatric pulmonary rehabilita-
tion. Abundant figures and tables are pro-
vided, many of them being very practical
for the physician, nurse, or therapist work-
ing actively in rehabilitation. A good exam-
ple of such practicality is Chapter 38,
wherein the management of asthma patients
is described and discussed in a very orga-
nized manner.
The major disappointments are Chapters
58 and 59. First, it seems a little odd that
chapters on occupational and physical ther-
apy are put in the part dealing with psycho-
social considerations. Being short, they are
obviously oriented to the therapist reader
and are no doubt meant to be very practical.
This would be the case if they were suitably
written and gave an acceptable number of
references. Unfortunately, this is not the case
here, the occupational therapy chapter be-
ing only 3 pages in length and giving only
7 references. The physical therapy chapter
is no less disappoinfing, particularly the
paragraph on respiratory muscle strength
and endurance training (P. 686). This topic
Respiratory Care • December 1999 Vol 44 No 12
1495
Book, Films, Tapes, & Software
is discussed in other ciiapters in a scientific
manner, one chapter (42) being entitled
"Ventilatory Muscle Training". And then
suddenly in Chapter 59. the "author's own
experience" (P. 686) becomes the valuable
tool to evaluate the usefulness of this ther-
apy (P. 686). This is definitely not in line
with the rest of the book.
The last, but not least, part of the book.
Part 7, is entitled "Art and Rehabilitation"
and gives both the physician's and patient's
points of view. This lifts our scientific think-
ing perhaps onto another plane, reminding
us of the philosophic aspect of science, med-
icine, and caregiving. In our times, which
are marked by highly specialized technol-
ogy, it is fully reasonable to keep this in
mind.
In general, in spite of the above-men-
tioned annoying shortcomings, this book can
be highly recommended for all participants
— not only physicians, but also other pro-
fessionals, such as therapists, nurses, psy-
chologists, and physiologists — and students
in the rehabilitation of patients with respi-
ratory diseases.
Marta Gudjonsdottir MD
Ciaudio F Donner MD
Salvatore Maugeri Foundation
Division of Pulmonary Disease
Rehabilitation Institute of Veruno
Veruno, Italy
REFERENCES
1. Hodgkins JE. Petty TL. Chronic obstruc-
tive pulmonary tlLsease; current concepts.
Philadelphia: WB Saunders, 1987.
2. Casaburi R, Petty TL. Principles and prac-
tice of pulmonary rehabilitation. Philadel-
phia: WB Saunders, 1993.
SI Units for Clinical Measurement.
Donald S Young MB PhD and Edward J
Huth MD, with additional contributors. Phil-
adelphia: American College of Physicians.
1998. Soft-cover, 331 pages, $36.00.
The United States is the only major coun-
try in the world that has not completely com-
mitted to the use of the metric system. Amer-
ican medicine has adopted the metric system
for some uses but has lagged behind the rest
of the medical world in adopting the Sy steme
international d' unites (the International Sys-
tem of Units, abbreviated SI). This book is
intended for American clinicians needing
guidance in the proper use of SI units in
their practices and publications. It is essen-
tially a collection of reference data with some
explanatory text.
The book is organized into the following
chapters (all with references):
1. The Metric System and Its Develop-
ment into The International System of Units.
Brief (8-page) history of the metric system
from the first publication in 1585 on the
advantages of a decimal system (by a dike
inspector from the Netherlands), through the
French Revolution, to current United States
policy.
2. SI Units, Base and Derived; Additional
Accepted Units: and Style Rules. Six-page
chapter with tables on base units of the SI,
prefixes and symbols, and style specifica-
tions for publication.
3. Units for Medical Practice. Two-page
chapter on using SI units for mass (weight),
heights, and length.
4. Special Units, Older Metric Unit.';, SI
Units, Conversion Factors, and Values in
Healthy Persons. This chapter is composed
of sections (with separate references) dedi-
cated to the specific practices of audiology,
cardiovascular medicine, laboratory medi-
cine, nephrology, nutrition, pharmacology,
pulmonary medicine, and radiology. The
section on pulmonary medicine was co-
written by Arthur Slutsky . a well-known pul-
monary researcher. This section contains
comprehensive lists of terms, symbols, com-
ments, older metric units, SI units, conver-
sion factors, and (rough) reference values
for pulmonary medicine and respiratory
physiology. The tables include values for
pulmonary mechanics, gas exchange, and
hemodynamics.
5. Introducing SI Units to the Hospital.
This chapter is interesting in that it presents
a 15-step procedure and timeline for suc-
cessful conversion to SI units within a hos-
pital. This procedure is inodeled after one
used in Canada. The authors note that "the
changeover was not a difficult experience,
and the fear of the change was greater than
the reality." True for most things in life.
The remaining 274 pages of the book are
divided into 3 appendixes:
Appendix I . Chemical Analytes and He-
matologic Measurements: Units, Conver-
sion Factors, Significant Digits, and Sug-
gested Increments.
Appendix 2. Index of Synonyms for Ana-
lytes and Cross References to Entry Terms
of Appendix I.
Appendix 3. Amounts of Administered
Constituents in One Liter of Solution.
This book is well organized and provides
enough background data to put the subject
into proper context. Being a reference text
compo.sed mostly of laboratory values, it
may have limited appeal to respiratory ther-
apists who are not routinely involved in re-
search. Also, the normal or reference values
presented in the text are intended to provide
a general guide to the magnitude of the test
values reported in SI units and should not
be used for clinical interpretations in pa-
tients.
Robert L Chatbum RRT FAARC
Respiratory Care Department
University Hospitals of Cleveland
Department of Pediatrics
Case Western Reserve University
Cleveland, Ohio
Publishing Your Medical Research Pa-
per: What They Don't Teach in Medical
School. Daniel W Byrne. Philadelphia; Lip-
pincott Williams & Wilkins. 1998. Soft-
cover, 288 pages, $23.95.
Research papers submitted to Respira-
tory Care and other health care-related sci-
ence journals come mainly from people
without formal training in study design, re-
search methods, or scientific writing. Al-
though medical schools and clinical train-
ing programs are beginning to acknowledge
the need for this kind of training, most
would-be authors have simply followed the
examples of their colleagues and of pub-
lished articles in a kind of trial-and-error
apprenticeship. Some with a natural gift for
organization and written communication
take to the process fairly readily, but for
most it can be difficult, unpleasant, and dis-
couraging. In the absence of previous u-ain-
ing, investigator-authors could benefit a
great deal from a user-friendly yet authori-
tative resource for planning, doing, and suc-
cessfully publishing a research study. Here
is just such a resource.
Trained originally in biostatistics, the au-
thor is a free-lance consultant to medical
researchers and authors. Although it is not
explicitly stated, the book is targeted at med-
ical students, and its goal is "to explain how
to anticipate and avoid the problems typi-
cally encountered in designing a research
study and writing a publishable paper." The
149(1
Respiratory Care • December 1999 Vol 44 No 12
Book, Films, Tapes, & Software
title is thus a bit misleading in that the work
addresses the whole process of biomedical
research rather than just writing papers. In
addition, the book should be equally valu-
able to beginning clinical investigators at
any level and in any category, not just med-
ical students.
Material in the book comes not only from
Byrne's extensive experience in consulting
on (and, obviously, teaching) the subject
matter, but also from actual manuscript re-
views and from a quasi-research study he
conducted in its preparation. As stated in
the preface, the author surveyed "a number
of experts, including editors-in-chief of
prominent medical journals, peer reviewers
for the Journal of the American Medical
Association, and recent Nobel Prize win-
ners," for their experiences and opinions.
Throughout the book he provides figures,
tables, quotes, and statistics based on the
results of the survey to make or illustrate
specific points.
The book is divided into 5 sections, 34
chapters, 5 appendixes, a bibliography, and
an index. Most chapters are quite short
— many only one or two pages. There are
42 figures and 67 tables altogether. The text
is further broken up by highlighted boxes,
bullet points marked with a variety of icon-
like symbols denoting "vital points," quotes
from actual reviews, and the like, giving the
whole a telegraphic, "executive summary"
appearance that moves it along quickly, not
lingering on any single topic.
Section 1 (planning) includes chapters on
types of clinical study, how to construct a
data collection form, and overviews on end
points, outcomes, and sample sizes. These
and other discussions in this section alert
the reader to the importance of the topics
addressed, although they may not provide
sufficient detail to enable the first-time in-
vestigator to actually deal with them. The
chapter on "preparing to write a publishable
paper" should strike a chord for any journal
editor or editorial board member. It con-
tains valuable information on selecting the
right target journal — something that should
be done before starting to write the paper
— and admonishes authors to read and fol-
low that joumafs instructions for authors.
Would that more of them did so! Also in-
cluded in this chapter are instructions to sub-
mit a manuscript that is shorter than the
target journal's average, and to avoid doing
things that irritate reviewers (eg, "simplify
busy tables") and editors (eg, "eliminate re-
dundancy"). As a reality check for authors.
this chapter also contains a table listing typ-
ical acceptance rates for unsolicited manu-
scripts received by various journals; for the
New England Journal of Medicine it is 7%.
Section 2 (observing) contains chapters
on collecting and interpreting data. Although
not really comprehensive enough to enable
the reader to carry out the procedures inde-
pendently, the chapters on univariate and
multivariate analysis, nonparametric tests,
and matching provide a good feel for what
these statistical methods do and when they
should be used.
The third section (writing) is the book's
most extensive and, in my opinion, its stron-
gest. A chapter on choosing the right title
contains a helpful guide to the important
elements of a good title and a list of words
and phrases to avoid. Readers are advised
to keep abstracts short, specific, and con-
sistent with the body of the paper. The "meth-
ods" chapter, appropriately one of the long-
est in the book, seeks to help the reader
avoid rejection of the paper because of in-
adequate explanation of what was done. Ex-
tensive guidance is provided on effective
presentation of study results, and the dis-
cussions on when to use tables and figures
are thorough and helpful. According to the
chapter on the discussion section, this should
almost always be shortened and more atten-
tion paid to the study's shortcomings. The
chapter on references includes helpful ex-
amples for citing statistical software and
other nontraditional sources.
Sections 4 (editing) and 5 (revising) could
well have been combined, although this
would have prevented the author from mak-
ing the acronym POWER from the first let-
ters of the sections and using this as a uni-
fying vehicle throughout the book. There is
much helpful advice here, such as to seek
internal peer review prior to submission, and
a form for this purpose is included. Tables
list colloquialisms, cliches, and euphemisms
to avoid, along with 26 ways not to start a
sentence (eg, "It has been shown . . ."). Il-
lustrative examples of correct or preferred
usage are provided, such as when to use
"that" versus "which." The chapter on re-
sponding to reviewers' comments once the
paper has been through the initial phase of
peer review is insightful and practical. For
dealing with galleys and page proofs, tradi-
tional proofreader's shorthand marks are
listed and identified in a table. Byrne ends
his text with a list of 7 "ideal papers" — ci-
tations to published articles that he feels
come closest to fulfilling the requirements
set forth in the book.
There are 5 appendixes, which by and
large are well chosen and helpful. The peer
review questionnaire used by the author in
his "research study" of editor and reviewer
opinions is reproduced in its entirety. A
4-page data collection form from a trauma
demographics study is provided as an ex-
ample of a well thought-out clinical data
collection tool. The largest appendix is a
34-page "medical researcher's directory"
consisting of an annotated listing of re-
sources for clinical investigator-authors.
Though it is hard to imagine the practical
value of some of these listings (such as news-
papers, a mail order office supply company,
and The White House), a lot of them — such
as professional societies, governmental and
other potential grant sources, publishers, and
a variety of indexes, most with web sites or
E-mail addresses — should be helpful to the
reader.
The author imparts considerable wisdom
in the pages of this book, making it a very
worthwhile contribution to the modest lit-
erature in this field. The quotes from editors
and reviewers expand and illuminate
Byrne's points, although the sources of these
are never identified. Prominently, the text
draws on the results of the author's survey
of editors, reviewers, and unspecified oth-
ers, and here I think he should be chided
just a bit for not practicing what he preaches
with respect to presenting methods and re-
sults. Throughout the book, information
from this "study" is provided in the form of
bar graphs and rank-order lists, many pre-
sented as quantitative data. Yet nowhere is
it stated who the survey recipients were,
how they were selected, or, importantly,
how many of those approached actually
filled out the 1 2-page, 34-item questionnaire.
Many figures and tables show the numbers
of responses, but denominators are not pro-
vided, and it is unknown whether the re-
sponse rate reached the 60% threshold often
accepted as a minimum for validity of sur-
vey data.
Maybe this criticism is irrelevant for what
is essentially a book of collected wisdom
and advice about planning and writing up a
good research project. Also probably irrel-
evant is my mild distaste for the book's
physical appearance and presentation style,
which is a sort of cross between USA Today
Respiratory Care • December 1999 Vol 44 No 12
149"
Book, Films, Tapes, & Software
and an Internet Web site. This format gives
the impression that the intended audience-
was judged unable to digest information in-
gested in bites more substantial than dental-
soft "factoids" and other small, pureed
swallows.
Despite these quibbles, the fact is that
this is a very good book. On my recommen-
dation, my division's fellowship training
program has purchased copies for each of
its ttainees, and I hope they all use it. As a
researcher I will need more comprehensive
sources on study design, especially for sta-
tistics, than provided here. As an author,
however, I will use it; as a mentor I am
already finding it useful; as a manuscript
reviewer I will retain a number of its pearls;
and as an editor I wish that everyone who
submits a manuscript to Respiratory Care
will have read it — before they started.
David J Pierson MD
Division of Pulmonary and
Critical Care Medicine
University of Washington
Editor in Chief
Respiratory Care
Seattle, Washington
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1498
Respiratory Care • December 1999 Vol 44 No 12
Open Forum Abstracts
ACCURACY OF PULSE OXIMKTERS DURING NEONATAL
MOTION. Ricardo Liberman MD. Michael Holmes BS. RRT. Ray Taschuk
CRTT. Ixirilee Snclling BSN, RN. Neonatal Dcpt. Huntingion Memorial
Hosp. Pasadena. CA
Background: Pulse oximetry has been used for over a dectide in the NICU as an indicator of
pulse rate (PR) and oxygen satuiaiion (SpO,) of arterial blood. However, the validity of PR
and SpOj readings arc often suspect during motion. Masimo ShT pulse oximeffy (Masimo
Corp. Irvine. CA) claims to measure during motion conditions as well as low perfusion.
Nellcor Puritan Bennett (Pleasamon, CA) makes a similar claim with Oxisman technology
(e.g.. N 295) but not with their N-2(X) pulse oximeters. Methods: Sensors from a Masimo
HFV and a N.29.S pulse oximeter were attached to opposing feel of an infant, whose feet were
secured to a motion generator. The motion genciator provided neonatal movcilKnt and was
configured to simulate a kicking infant in frequency and ampliiude. An additional pulse
oximeter (N-200) was attached to the infant's right hand, which served as a stationary-
reference site (i.e.. not exposed to the motion geneiator). Data (FCG hean rate, PR and SpOi)
were aillected every second ( I Hz) by a computerized data acquisition (DAQ) system. A blood
specimen (ABO) was drawn after 30 to 120 seconds of motion. The ABO draw lime was
noted in the DAQ file. ITie sensors were switched between feet and anodler ABO obtained
after 30 - 1 20 seconds of applied motion. An A VL OMNI (AVI. Ijst GmbH Medizinlechnik.
Oraz, Austria) was used for ABO analysis uf pH, PCC),. PO,. lolal Mb, *COHb. %MetHb.
and functional %SaO;. The bias and precision of PR versus the KCG monitor heart rate and
SpO. versus functional ISaO; were calculated. Resalts: 122 ABO and DAQ samples were
analyzed from 14 newborns: gestation of 22 - 40 weeks and weight of 495 - 4100 gms. Ten
zero outs (SpO: display of 0 9) and one outlier > 65! were excluded from the calculations [N-
295 (8), N.200 (2). and Masimo (1)]. The heart late (via ECO raoniux) ranged from 83 to
200 bpm. The ranges of ABO values were: pH of 7.20 to 7.55, PCO, of 22.0 to 63.6
mraHg, PO: of 44.4 to 111.6 mmHg. total Hb of 9.4 to 17.3. COHbof 0.0to4.2 »,
MetHb of 0.8 to 2.m, ml SaO, of 82.7 to 95.8 %.
Oxiitieter
PR IMasI
(pitcision)
SpO, Ibiasj
(precision)
Masimo
SET
-0.1 (± 3.0)
-0.9 (± 2.3)
N-295
-3.4 (± 18.0)
+5.1 (±8.1)
N-200
+5.2 (±20.9)
+0.3 (±4,6)
Discussion: Most pulse oximeter manufacturers state a precision for pulse rate of ± 3 bpm
and a precision for SpO: of ± 3 % (at a bias of 0) in neonates during non-motion conditions.
However, motion is common in this population. Conclusions: Motion adversely affects
most pulse oximeters and spurious values can lead to inappropriate care. Conventional pulse
oximeters, including Oxismart, performed much worse dian their published accuracy
specification in this study. Masimo SKI pulse oximeuy reflected SaO, and FX:G hean rate
accurately during motion and broad use should improve care,
OF-99-162
Ventilator Management by Respiratory Therapists (RTs)
during a M ulticenter Randomized Trial of Non-Invasive
Proportional Assist Ventilation (PAV) VS. Pressure Support
Ventilation (PSV) in Acute Respiratory Failure (ARF) Pts.
P Gay MD, S Holets RRT. CCRA. D Hcs-s PhD, D Nelson RRT,
N Hill MD. Mayo Clinic-Rochester, MN; Mass Gen Hosp-
Boston, MA; Rhode Island Hosp-Providcnce, Rl
Background: We have reported that PAV and PSV modes rcsuhcd in
similar intubation rates and mortality in pts with ARF (Am J Resp Crit
Care 1999; 159:A14). We wished to test wheUier excessive effort by
RTs was needed and provided to patients for the PAV vs PSV mode.
Methods: Pts with ARF were randomized to receive PAV or PSV mode
and we prospectively charted both the number of times pts needed
encouragement (#ENC) to continue and how many inspiratory ventilator
setting changes (#IPAP) were required for optimizing each mode.
Results: There was a significantly higher %pts encouraged (p < 0.02)
and more total pt encours^ement episodes (p < 0.04) for PSV mode
(Mean + SD %Pts-PSV vs PAV= 44 ± 10 vs 22 + 13; Total #ENC-PSV
vs PAV= 19.5 + 15.2 vs 7.5 + 6.2). There was no significant difference
(p > 0,15) in the #IPAP changes between the 2 modes (#IPAP-PSV vs
PAV-2,8 + 1.9 vs 5.5 + 3,1). The #ENC for the first 6 hours is shown,
CoBclusioiu: PAV mode required similar ventilator sening changes and
less pt encouragement effort than PSV mode in this clinical trial.
Study hindcd by Rcspironics Idc. Murraysville, PA.
OF-99-104
CORRECTION TO OPEN FORUM ABSTRACTS
Due to technical difficulties, the two abstracts above were not printed in full in
the October issue of the Journal and thus are reprinted here. [Respir Care
1999;44(10):1243, 1256]
We regret the error.
Respiratory Care • December 1999 Vol 44 No 12
149'
Appreciation of Reviewers
The Editors of RESPIRATORY Care are deeply grateful to the following
persons who have contributed their expertise and time to the reviewing
of manuscripts and Open Forum abstracts during the past year.
Alexander B Adams MPH RRT
Lindarose Allaway RRT
Michael Anders RRT
Dennis Archer RRT
Jeanette Asselin MS RRT
Michael J Banner PhD RRT
Alan F Barker MD
Thomas A Barnes EdD RRT
Ralph E Bartel MEd RRT
William J Beach MBA RRT
Christopher D Beaty MD
D E Bebout PhD RRT
Joshua O Benditt MD
Kathleen M Beney MS RRT
Maureen Best
Peter Betit RRT
Luca M Bigatello MD
Frank E Biondo RRT
Forrest M Bird MD PhD ScD
Craig Patrick Black PhD RRT
Griffith M Blackmon MD
Susan Blonshine RPFT RRT
David Bowton MD
Thomas Brack MD
Richard D Branson RRT
Matthew Brenner MD
Laurent J Brochard MD
Robert A Brown RPFT RRT
Robert S Campbell RRT
Christopher M Cella RRT
Bartolome R Celli MD
David W Chang EdD RRT
Richard Channick MD
Robert L Chatburn RRT FAARC
Andrew R Clark PhD
Michelle Cloutier MD
Steven A Conrad MD
Marie B Coyle PhD
W Hal Cragun MD
Ken C Craig RRT
Gerard J Criner MD
Deborah L Cullen EdD RRT
Bruce H Culver MD
Robert Czachowski PhD
Michael P Czervinske RRT
Richard N Dalby PhD
Randy De Kler MS
Steven A Deem MD
Edgar Delgado RRT
Rajiv Dhand MD
William H Dubbs MHA RRT
Patrick J Dunne MEd RRT FAARC
Charles G Durbin Jr MD
Thomas D East PhD
Kevin P Fennelly MD
Warren H Finlay PhD
Richard M Ford RRT RCP
Sam P Giordano MBA RRT
J David Godwin MD
Richard B Goodman MD
Michael K Gould MD
Wesley M Granger PhD RRT
John M Graybeal CRTT
Carl F Haas MLS RRT
Neil B Hampson MD
Ken Hargett RRT
John E Heffner MD
Dean R Hess PhD RRT FAARC
Mark J Heulitt MD
Nicholas S Hill MD
Robert Himle MS RRT
John E Hodgkin MD
Lee Hoffman MD
Leslie A Hoffman PhD RN
John Hotchkiss MD
James M Hurst MD
Charles G Irvin PhD
Jiunn-Song Jiang MD
Jay A Johannigman MD
Robert M Kacmarek PhD RRT
Thomas J Kallstrom RRT
Lucy Kester MBA RRT
Max Kirmse MD
Marin H Kollef MD
Helen R Kotilainen
Janet Larson PhD
Franfois Lemaire MD
David M Lewinsohn MD PhD
Frederic Lofaso MD
Neil R Maclntyre MD
Nicholas J Macmillan AGS RRT
Patricia Maher RN CGRN
Patricia Maher RN CGRN
Barry Make MD
Cynthia Malinowski MA RRT
Jorge Mancebo MD
Harold Manning MD
Kimberly Marquis MD
Susan L Mclnturff RCP RRT
Warren C Miller MD
Shelley C Mishoe PhD RRT FAARC
Jolyon P Mitchell PhD FRSC C Chem
Joseph Morfei MS RRT
Carl D Mottram RRT RPFT
Timothy R Myers RRT
George Nakos MD
Stefano Nava MD
Michael T Newhouse MD
Jon O Nilsestuen PhD RRT FAARC
Walter J O'Donohue Jr MD
Frederick P Ognibene MD
Grant O'KeefeMD
Timothy B Op't Holt EdD RRT
Marcy F Petrini PhD
Robert Pettignano MD
Thomas L Petty MD
Fran Piedalue RRT
Susan P Pilbeam MS RRT
Michael R Pinsky MD
Michael W Prewitt PhD RRT
150u
Respiratory Care • December 1999 Vol 44 No 12
Appreciation of Reviewers
Joseph L Rau PhD RRT
Ray Ritz RRT
Julien M Roy RRT
Gordon D Rubenfeld MD
Gregg L Ruppel MEd RRT RPFT
John S Sabo MS RRT
John W Salyer RRT
Robert E Sandblom MD
Rodney A Schmidt MD
Theresa Ryan Schultz CPFT RRT
CRT
Marvin I Schwarz MD
Om P Sharma MD
D Michael Shasby MD
John W Shigeoka MD
John M Shneerson MA DM
Mark D Siegel MD
Mark Simmons MSEd RPFT RRT
Michael W Sipes RRT
Shawn J Skerrett MD
Joseph Spahn MD
Charles B Spearman RRT
Kenneth P Steinberg MD
David A Stempel D
Eric J Stem MD
Karen J Stewart RRT
Thomas E Stewart MD
James K Stoller MD
Charlie Strange MD
Celeste R Stubbs RRT
Eric R Swenson MD
Robert D Tarver MD
Rozanna Templin CCPT
William Thompson MD
John E Thompson RRT
Brian L Tiep MD
Jeffrey S Vender MD
Rennet M Wang MD
Jack Wanger MBA RRT RPFT
Jeffrey J Ward MEd RRT
Robert R Weilacher RRT
Barbara G Wilson MEd RRT
Linda Wilson RRT
Theodore J Witek DrPH RPFT
Everett T Wood MS RRT
Irwin Ziment MD
Richard L ZuWallack MD
Respiratory Care Open Forum 2000
Respiratory Care welcomes abstracts of scientific reports on any aspect of respiratory
care presented as
• an original study
• the evaluation of a method, device, or protocol
• a case or case series
If your abstract is accepted for publication in Respiratory Care, you will be invited to
present it at the 46th International Respiratory Congress in Cincinnati, Ohio.
See the Call for Abstracts 2000 in this issue for more information.
Early deadline: February 29, 2000
Respiratory Care • December 1999 Vol 44 No 12
1501
Author Index to Volume 44 (1999)
Aboussouan LS: An 82-year-old man with amyotrophic
lateral sclerosis, 44(10):1203 PFT nuggets
Aboussouan LS: A 7 1 -year-old man with progressive short-
ness of breath and orthopnea, 44(12):1491 PFT nuggets
Adams AB, coauthor: Bliss PL 44(8):925, coauthor: Ta-
kahashi T 44(8):918
Afari N, coauthor: Schmaling KB 44(12): 1452
Ahmad M, coauthor: Kathawalla S 44(4):443, coauthor:
Kathawalla S 44(8) :959
Aitken ML: Cystic fibrosis in adults, 44(3):368 books,
films, tapes, & software
Ambrosino N, coauthor: Clini E 44(1):29, coauthor: Clini
E 44(4):415
Anderson WC: A medical myth, 44(10):1209 letter
Aranda M & Pearl RG: The biology of nitric oxide, 44(2):
156 conference proceedings
Au D: Introductory medical statistics, 3rd ed, 44(7):869
books, films, tapes, & software
Axton KL Jr: Basic ECG interpretation, 44(9):1139 books,
films, tapes, & software
B
Bacha EA: Perioperative use of inhaled nitric oxide for
heart and lung transplantation, 44(2):205 conference pro-
ceedings
Bamhart S, coauthor: Schmaling KB 44(12):1452
Basile J: Laboratory exercises for competency in respira-
tory care, 44(1):82 books, fdms, tapes, & software
Bateman ST, coauthor: Thompson J 44(2):177
Baum VC, coauthor: Rich OF 44(2): 196
Becker EA & Gibson CC: Attitudes among practicing re-
spiratory therapists in a midwestem state toward com-
pleting a baccalaureate degree and toward distance ed-
ucation, 44(11):1337 research article
Beckett RG: Professional ethics: a guide for rehabilitation
professionals, 44(7):867 books, films, tapes, & software
Benditt JO: Essentials of cardiopulmonary exercise test-
ing, 44(1):81 books, films, tapes, & software
Betit P, coauthor: Thompson J 44(2): 177
Bhorade SM, coauthor: Hinkes E 44(5):524
Bianchi L, coauthor: Clini E 44(4):415
Bidani A, coauthor: Duarte AG 44(10):1207
Bigatello LM: Strategies to enhance the efficacy of nitric
oxide therapy, 44(3):331 conference proceedings
Binder A, coauthor: Konschak MR 44(5):506
Binder RE, coauthor: Konschak MR 44(5):506
Bishop MJ: Who should perform intubation?, 44(7):750
conference proceedings
Blanch LL: Acute respiratory distress syndrome: cellular
and molecular mechanisms and clinical management,
44(5) :535 books, fdms, tapes, & software
Blanch PB: Mechanical ventilator malfunctions: a descrip-
tive and comparative study of 6 common ventilator
brands, 44(10):1183 research article
Bliss PL, coauthor: Takahashi T 44(8):918
Bliss PL et al: A bench study comparison of demand ox-
ygen delivery systems and continuous flow oxygen,
44(8):925 research article
Blonshine S, coauthor: Carella MJ 44(12):1458
Boehm R & Kennedy D: Conquering childhood asthma:
an illustrated guide to understanding and control of child-
hood asthma, 44(10): 1213 books, films, tapes, & soft-
ware
Boyle K: Self-management of asthma, 44(2):225 books,
films, tapes, & software
Branson RD, coauthor: Durbin CG Jr 44(6):593
Branson RD: Humidification for patients with artificial
airways, 44(6):630 conference proceedings
Branson RD: Response to Gilman, 44(11):1388 letter
Branson RD et al: Comparison of conventional heated
humidification with a new active hygroscopic heat and
150:
Respiratory Care • December 99 Vol 44 No 12
Author Index to Volume 44 (1999)
moisture exchanger in mechanically ventilated patients,
44(8):912 research article
Branson RD et al: Inhaled nitric oxide: delivery systems
and monitoring, 44(3):281 conference proceedings
Buchwald DS, coauthor: Schmaling KB 44(12): 1452
Bugedo G, coauthor: Takahashi T 44(8):9I8
Cairo JM: Interpretation of pulmonary function tests: a
practical guide, 44(12):1494 books, films, tapes, & soft-
ware
Campbell RS, coauthor: Branson RD 44(3):281, coau-
thor: Branson RD 44(8):912
Campbell RS: Extubation and the consequences of reintu-
bation, 44(7):799 conference proceedings
Caras WE et al: Performance comparison of the hand-held
MicroPlus portable spirometer and the SensorMedics
Vmax22 diagnostic spirometer, 44(12):1465 research
article
Carella MJ et al: Improvement in pulmonary and exercise
performance in obese patients after weight loss, 44(12):
1458 research article
Cascade FN, coauthor: Kazerooni EA 44(9): 1033 reviews,
overviews, & updates
Chang J: Symj5/oSys PFT pulmonary function test, 44(6):
702 books, fdms, tapes, & software
Channick RN, coauthor: Yung GL, 44(10):1210
Channick RN & Yung GL: Long-term use of inhaled nitric
oxide for pulmonary hypertension, 44(2):212 confer-
ence proceedings
Chatburn RL: Health devices sourcebook 1999: medical
product purchasing directory with offical universal med-
ical device nomenclature system, 44(11):1391 books,
films, tapes, & software. Healthcare standards 1999 of-
ficial directory, 44(11): 1391 books, films, tapes & soft-
ware
Chatburn RL: SI units for clinical measurement, 44(12):
1496 books, films, tapes, & software
Clini E et al: Dependence nursing scale: a new method to
assess the effect of nursing work load in a respiratory
intermediate intensive care unit, 44(1):29 research ar-
ticle
Clini E et al: Long-term tracheostomy in severe COPD
patients weaned from mechanical ventilation, 44(4):415
research article
Collins J: Chest imaging in the trauma intensive care unit,
44(9): 1044 reviews, overviews, & updates
D
Davis K Jr, coauthor: Branson RD 44(8):912
Davis TA & Mathewson HS: Opioids and respiratory de-
pression, 44(1):78 drug capsule
De Kler RM, coauthor: Waugh JB 44(5):520
Delgado E et al: Continuous and expiratory tracheal gas
insufflation produce equal levels of total PEEP, 44(4):
428 research article
Demers B: Role of bicarbonate ion concentration in acid-
base balance, 44(8):963 letter
Dhand R, coauthor: Fink JB 44(1):24, coauthor: Fink JB
44(1):53, coauthor: Fink JB 44(11):1353
Dhand R & Fink JB: Dry powder inhalers, 44(8):940 re-
views, overviews, & updates
Dillard TA: Can we rehabilitate the chest wall?, 44(4):407
editorial
Dillard TA, coauthor: Caras WE 44(12):1465
Donner CF, coauthor: Gudjonsdottir M 44(12): 1495
Doorley PA & Durbin CG Jr: Thoracic imaging in the
intensive care unit: improving clinical skills and access
means better patient care, 44(9): 1015 editorial
Duarte AG et al: Capnography in a double-lung transplant
recipient with respiratory failure, 44(10): 1207 graphics
corner
Durbin CG Jr, coauthor: Doorley PA 44(9): 1015, coau-
thor: Jaeger JM 44(6):661
Durbin CG Jr: Respiratory therapists and conscious seda-
tion, 44(8):909 editorial
Durbin CG Jr & Branson RD: Foreword: artificial air-
ways— the 1998 Respiratory Care journal conference,
44(6):593 conference proceedings
Durmowicz AG: Pediatric asthma, 44(11): 1390 books,
films, tapes, & software
Dwyer TM, coauthor: Patel RG 44(4):421
E
Eckert B: Vital capacity maneuver in modified spirometry
technique, 44(12): 1493 letter
Emad A: A 60-year-old woman with dyspnea on exertion,
44(4) :437 test your radiologic skill
Fink JB, coauthor: Dhand R 44(8):940
Fink JB & Dhand R: Technology at the bedside: Aerosol
therapy in respiratory care, 44(1):24 editorial
Fink JB & Dhand R: Bronchodilator resuscitation in the
emergency department. Part I of 2: device selection,
44(11):1353 reviews, overviews, & updates
Fink JB et al: Bronchodilator therapy in mechanically ven-
tilated patients, 44(1):53 reviews, overx'iews, & updates
Fluck RR Jr: Manual of pulmonary function testing, 7th
ed, 44(8):965 books, films, tapes, & software
Foss SA & Keppel JW: In vitro testing of MDI spacers: a
technique for measuring respirable dose output with ac-
Respiratory Care • December 99 Vol 44 No 12
150'
Author Index to Volume 44 (1999)
tuation in-phase or out-of-phase with inhalation, 44(12):
1474 research article
Frame S, coauthor: Branson RD 44(8):912
Gera CM, coauthor: Carella MJ 44(12): 1458
Gerlach H, coauthor: Gerlach M 44(2): 184, coauthor:
Gerlach M 44(3) :349
Gerlach M et al: Inhaled nitric oxide for acute respiratory
distress syndrome, 44(2):184 conference proceedings
Gerlach M & Gerlach H: Exhaled nitric oxide, 44(3):349
conference proceedings
Gibson CC, coauthor: Becker EA 44(11):1337
Gilman G: Humidification for patients with artificial air-
ways: more on the HME booster, 44(11):1388 letter
Gladwin MT: Cardiopulmonary critical care, 3rd ed, 44(6):
704 books, films, tapes, & software
Goldberg S: Contagion and confinement: controlling tu-
berculosis along the skid road, 44(11):1392 books, fdms,
tapes, & software
Goss CH: Pulmonary pathophysiology — the essentials,
44(2):222 books, films, tapes, & software
Gossain VV, coauthor: Carella MJ 44(12): 1458
Grissom CK: High life: a history of high-altitude physiol-
ogy and medicine, 44(8):968 books, films, tapes, & soft-
ware
Gross GW: Chest imaging in the neonatal and pediatric
intensive care units, 44(9): 1095 reviews, overviews, &
updates
Gudjonsdottir M & Donner CF: Rehabilitation of the pa-
tient with respiratory disease, 44(12):1495 books, fdms,
tapes, & software
H
Hashimoto S, coauthor: Hayashi S 44(11):1375
Hayashi S et al: Diffuse panbronchiolitis: poor recognition
outside Asia and implications of treatment with eryth-
romycin, 44(11):1375 special article
Haynes JM: Diffusing capacity and the vasodilatory re-
sponse to INO, 44(10):1210 letter
Haynes JM: Lung protective ventilatory strategies for
ARDS, 44(4):445 letter
Head CA: Effects of inhaled nitric oxide on blood ele-
ments: a novel therapy for sickle cell disease, 44(3):340
conference proceedings
Heffner JE: Artificial airways: conference summary, 44(7):
861 conference proceedings
Heffner JE: Tracheotomy: indications and timing, 44(7):
807 conference proceedings
Helmholz HF Jr: Bicarbonate, oh, bicarbonate, 44(8):952
special article
Helmholz HF Jr: Understanding acid-base, 44(8):965
books, fdms, tapes, & software
Helms M, coauthor: Maclntyre NR 44(12):1447
Henig NR: UpToDate in pulmonary disease and critical
care medicine, 44(2):223 books, films, tapes, & soft-
ware
Henry DA: Chest imaging in the neurosciences intensive
care unit, 44(9): 1064 reviews, overviews, & updates
Hess DR, coauthor: Branson RD 44(3):281
Hess DR: Adverse effects and toxicity of inhaled nitric
oxide, 44(3):315 conference proceedings
Hess DR: Design of pulse oximeters, 44(4):448 books,
films, tapes, & software
Hess DR: Indications for translaryngeal intubation, 44(6):
604 conference proceedings
Hess DR: Managing the artificial airway, 44(7):759 con-
ference proceedings
Hess DR & Hurford WE: Foreword: inhaled nitric oxide —
the 1998 Respiratory Care journal conference, 44(2):
155 conference proceedings
Hillier S: Methods in pulmonary research, 44(1):81 books,
films, tapes, & software
Hinkes E et al: Young adult with near-fatal pneumonia
caused by adenovirus serotype 7, 44(5):524 case report
Hoberty PD & Hoberty R: Guidelines for pulmonary re-
habilitation programs, 44(3):367 books, films, tapes, &
software
Hoberty R, coauthor: Hoberty PD 44(3):367
Hoffman LA, coauthor: Delgado E 44(4):428
Holets S: Mechanical ventilation manual, 44(4):447 books,
films, tapes, & software
Homma I, coauthor: Kakizaki F 44(4):409
Horie T, coauthor: Hayashi S 44(11):1375
Hughes JM: Mosby's CPG mentor: patient cases in respi-
ratory care: aerosol therapy, 44(5):535 books, films,
tapes, & software
Hunton DA & Kaminsky DA: Flow-volume loop analysis
of airflow limitation: "all that obstructs is not bronchial
asthma," 44(8):955 PFT corner
Hurford WE, coauthor: Hess DR 44(2): 155
Hurford WE: Conference summary: is inhaled nitric oxide
therapeutic?, 44(3):360 conference proceedings
Hurford WE: Nasotracheal intubation, 44(6):643 confer-
ence proceedings
Hurford WE: Orotracheal intubation outside the operating
room: anatomic considerations and techniques, 44(6):
615 conference proceedings
Hyde K, coauthor: Maunder RJ 44(12): 1494
Jaeger JM & Durbin CG Jr: Special purpose endotracheal
tubes, 44(6):661 conference proceedings
150^
Respiratory Care • December 99 Vol 44 No 12
Author Index to Volume 44 (1999)
Johannigman JA, coauthor: Branson RD 44(3):281, coau-
thor: Branson RD 44(8):912
Jones M: The case manager's handbook, 2nd ed, coau-
thor: Boehm R 44(10):1213
K
Kakizaki F et al: Preliminary report on the effects of re-
spiratory muscle stretch gymnastics on chest wall mo-
bility in patients with chronic obstructive pulmonary
disease, 44(4):409 research article
Kaminsky DA, coauthor: Hunton DA 44(8):955
Kapur V: Sleep disorders sourcebook, 44(7):866 books,
films, tapes, & software
Kasper CL: Management skills for the new health care
supervisor, 3rd ed, 44(8):968 books, films, tapes, & soft-
ware
Kathawaila S & Ahmad M: An obese patient referred for
preoperative pulmonary clearance, 44(8) :959 P FT nug-
gets
Kathawaila S & Ahmad M: A patient with dyspnea and
acid maltase deficiency, 44(4) :443 PFT nuggets
Kavuru MS, coauthor: Mansharamani N 44(1 ):76, coau-
thor: Rafanan A 44(1):74
Kavuru MS & Stoiler JK: A new feature for the journal:
introducing PFT Nuggets, 44(1):73 PFT nuggets
Kazerooni EA & Cascade PN: Chest imaging in the car-
diac intensive care unit, 44(9): 1033 reviews, overviews
& updates
Keh D, coauthor: Gerlach M 44(2): 184
Kennerly D, coauthor: Boehm R 44(10): 1213
Keppei JW, coauthor: Foss SA 44(12): 1474
Kester L & Stoiler JK: Monitoring quality in a respiratory
care protocol service: methods and outcomes, 44(5):512
research article
Khoo MCK: Advances in modeling and control of venti-
lation, 44(11):1390 books, films, tapes, & software
Klein JS: Chest imaging in the surgical intensive care unit,
44(9): 1078 reviews, overviews, & updates
Knebel AR, coauthor: Leidy NK 44(8):932
Kollef MH: Therapist-directed protocols: their time has
come, 44(5):495 editorial
Konschak MR et al: Oxygen therapy utilization in a com-
munity hospital: use of a protocol to improve oxygen
administration and preserve resources, 44(5):506 re-
search article
Kotagal U, coauthor: Lied MB 44(5):497
Laskowski D, coauthor: Stoiler JK 44(4) :441. coauthor:
Stoiler JK 44(12):1493
Leidy NK & Knebel AR: Clinical validation of the func-
tional performance inventory in patients with chronic
obstructive pulmonary disease, 44(8):932 research ar-
ticle
Lewis R: Exam review and study guide for perinatal/pe-
diatric respiratory care, 44(8):967 books, films, tapes, &
software
Lick S, coauthor: Duarte AG 44(10): 1207
Lierl MB et al: Trial of a therapist-directed protocol for
weaning bronchodilator therapy in children with status
asthmaticus, 44(5):497 research article
Lowson SM, coauthor: Rich GF 44(2): 196
Luchette FA, coauthor: Branson RD 44(8):912
M
Maclntyre NR et al: Automated rotational therapy for the
prevention of respiratory complications during mechan-
ical ventilation, 44(12): 1447 research article
MacMahon H: Pitfalls in portable chest radiology, 44(9):
1018 reviews, overviews, & updates
Mageto Y: One minute asthma: what you need to know,
4th ed, 44(6):704 books, films, tapes, & software
Mansharamani N & Kavuru MS: A 56-year-old smoker
with dyspnea, 44(1):76 PFT nuggets
Marini JJ, coauthor: Takahashi T 44(8):918
Mathewson HS, coauthor: Davis TA 44(1):78
Matute-Bello G: Human immunodeficiency virus and the
lung, 44(4):449 books, films, tapes, & software
Maunder RJ & Hyde K: The handbook of critical care
drug therapy, 2nd ed, 44(12):1494 books, films, tapes,
& sofpA'are
McCarthy K, coauthor: Stoiler JK 44(4):441, coauthor:
Stoiler JK 44(12): 1493
McCarthy K & Stoiler JK: Possible underestimation of
shunt fraction in the hepatopulmonary syndrome, 44(12):
1486 special article
McCoy RW, coauthor: Bliss PL 44(8):925
Mehta AC, coauthor Seshadri N 44(12): 1489
Mendizabal JE, coauthor: Morales R 44(4):434
Miller WT Jr: Uses of thoracic computed tomography in
the intensive care unit, 44(9):1127 reviews, overviews,
& updates
Minai OA & Sullivan EJ: A 59-year-old man with grad-
ually increasing dyspnea, 44(10):1205 PFT nuggets
Miro AM, coauthor: Delgado E 44(4):428
Mishoe SC: Distance education in respiratory care: whether
we want it or not?, 44(11):1332 editorial
Mitchell JP et al: Performance of large-volume versus
small-volume holding chambers with chlorofluorocar-
bon-albuterol and hydrofluoroalkane-albuterol sulfate,
44(1 ):38 research article
Miyagawa T, coauthor: Sullivan JM, 44(1):22
Morales R & Mendizabal JE: Unrecognized motor neuron
disease: an uncommon cause of ventilator dependency
in the intensive care unit, 44(4):434 case report
Respiratory Care • December 99 Vol 44 No 12
1505
Author Index to Volume 44 (1999)
Morfei J: Response to Demers, 44(8):963 letter
Morfei J: Stewart's strong ion difference approach to acid-
base analysis, 44(1):45 reviews, overviews, & updates
Morton DW: Thoracic radiology: the requisites, 44(9):
1137 books, films, tapes, & software
Moufarrej R: Principles of critical care, 2nd ed, 44(9):
1137 books, films, tapes, & software
N
Nagel MW, coauthor: Mitchell JP 44(1):38
Nanavaty U: The ICU book, 44(9):1138 books, films, tapes,
& software
Ndukwu IM, coauthor: Hinkes E 44(5):524
o
Orens D & Stoller JK: Implementing a respiratory care
protocol service: steps and impediments, 44(5):528 spe-
cial article
Orringer MK: The effects of tracheostomy tube placement
on communication and swallowing, 44(7):845 confer-
ence proceedings
Ottaway M, coauthor: Branson RD 44(8):912
Ozgun EM et al: The impact of a standardized protocol for
placement of indwelling arterial catheters, 44(10): 1193
research article
Patel RG et al: Work of breathing during weaning from
ventilation: does extending weaning with continuous
positive airway pressure confer any advantage?, 44(4):
421 research article
Patzwahl LC: Respiratory care pearls, 44(5):536 books,
films, tapes, & software
Pearl RG, coauthor: Aranda M 44(2):156
Petrini MP, coauthor: Patel RG 44(4):421
Pettinichi S, coauthor: Lierl MB 44(5):497
Pierson DJ: Publishing your medical research paper: what
they don't teach in medical school, 44(12):1496 hooks,
films, tapes, & software
Pinsky MR, coauthor: Delgado E 44(4):428
Porta R, coauthor: Clini E 44(4):415
Prewitt MW: Critical thinking: cases in respiratory care,
44(3):367 books, films, tapes, & software
Punjabi NM: Analysis of failure time data: an introduction
to survival analysis, 44(10):1198 special article
Rafanan A & Kavuru MS: Borderline normal?, 44(1):74
PFT nuggets
Rau JL, coauthor: Mitchell JP 44(1):38
Reasor T, coauthor: Caras WE 44(12): 1465
Reibel JF: Decannulation: how and where, 44(7):856 con-
ference proceedings
Reibel JF: Tracheotomy/tracheostomy, 44(7):820 confer-
ence proceedings
Reis Miranda D: Quantitating caregiver work load in the
ICU: the therapeutic intervention scoring system,
44(1):70 special article
Rich GF et al: Inhaled nitric oxide for cardiac disease,
44(2): 196 conference proceedings
Ritz R: Methods to avoid intubation, 44(6):686 conference
proceedings
Roberts JD Jr: Inhaled nitric oxide for hypoxemic respi-
ratory failure of the newborn, 44(2): 169 conference pro-
ceedings
Robertson HT: Physiological basis of ventilatory support,
44(4) :446 books, films, tapes, & software
Ropp B, coauthor: Carella MJ 44(12): 1458
Roy JM: Pulmonary rehabilitation administration and pa-
tient education manual, 44(5):537 books, films, tapes, &
software
Sahn SA, coauthor: Maclntyre NR 44(12): 1447
Sailors RM: Medical instrumentation: application design,
44(1):83 books, films, tapes, & software
Salyer JW: Response to Anderson, 44(10):1209 letter
Sassoon C: Mechanical ventialtion: physiological and clin-
ical applications, 3rd edition, 44(7):866 books, films,
tapes, & software
Schilz RJ: A 38-year-old man with progressive dyspnea
and a clear chest roentgenogram, 44(8):961 PFT nug-
gets
Schmaling KB et al: Medical and psychiatric predictors of
airway reactivity, 44(12): 1452 research article
Schmidt G. coauthor: Maclntyre NR 44(12): 1447
Schoene RB: Sacred space: stories from a life in medicine,
44(3):366 books, films, tapes, & software
Sebastian KD, coauthor: Lierl MB 44(5):497
Seshadri N & Mehta AC: A 66-year-old woman with long-
standing dyspnea on exertion, 44(12):1489 PFT nuggets
Shibuya M, coauthor: Kakizaki F 44(4):409
Silvestri GA, coauthor: Ozgun EM 44(10):1193
Sinclair S: Conquering asthma: an illustrated guide to un-
derstanding and care for adults, 2nd ed, 44(10):1212
books, films, tapes, & software
Stanford D: The survey kit. 44(2):224 books, films, tapes,
& software
Stauffer JL: Complications of endotracheal intubation and
tracheotomy, 44(7):828 conference proceedings
1506
Respiratory Care • December 99 Vol 44 No 12
Author Index to Volume 44 (1999)
Stern EJ & Tarver RD: Foreword: thoracic imaging in the
intensive care unit, 44(9): 1017 reviews, overviews, &
updates
Stewart TE & Zhang H: Nitric oxide in sepsis, 44(3):308
conference proceedings
Stoller JK, coauthor: Kavuru MS 44(1):73, coauthor:
KefiterL44(5):5l2, coauthor: McCarthy K 44(12): 1486,
coauthor: Orens D 44(5):528. coauthor: Thaggard I
44(5):532
Stoller JK: The history of intubation, tracheotomy, and
airway appliances, 44(6):595 conference proceedings
Stoller JK et al: Measurements of FEV, using the modi-
fied spirometry technique, 44(4):441 PFT nuggets
Stoller JK et al: Response to Haynes, 44(12):1493 letter
Strange C. coauthor: Ozgun EM 44(10):1193
Sullivan EJ. coauthor: Minai OA 44(10): 1205
Sullivan JM & Miyagawa T: Global respiratory care: a
case of common interests, not common credentials,
44(1):22 editorial
Susla GM: Respiratory care pharmacology, 5th ed, 44(6):
702 books, films, tapes, & software
Suzuki H, coauthor: Kakizaki F 44(4):409
Swenson ER: The strong ion difference approach: can a
strong case be made for its use in acid-base analysis?,
44(1):26 editorial
Thompson J et al: Pediatric applications of inhaled nitric
oxide, 44(2): 177 conference proceedings
Tobin MJ, coauthor: Fink JB 44(1):53
Tonelli MR: Withdrawing mechanical ventilation: conflicts
and consensus, 44(11): 1383 special article
Vitacca M, coauthor: Clini E 44(1):29, coauthor: Clini E
44(4):415
w
Watson CB: Prediction of a difficult intubation: methods
for successful intubation, 44(7):777 conference proceed-
ings
Waugh JB & De Kler RM: Inspiratory time, pressure set-
tings, and site of supplemental oxygen insertion affect
delivered oxygen fraction with the Quantum PSV non-
invasive positive pressure ventilator, 44(5):520 research
article
Wilkins RL: Respiratory care anatomy and physiology:
foundations for clinical practice. 44(10):1212 books,
films, tapes, & software
Winter MG, coauthor: Caras WE 44(12):1465
Wood LDH, coauthor: Hinkes E 44(5):524
Wunderink R, coauthor: Maclntyre NR 44(12):1447
Takahashi T et al: Effects of tracheal gas insufflation and
tracheal gas exsufflation on intrinsic positive end-expi-
ratory pressure and carbon dioxide elimination, 44(8):
918 research article
Tarver RD, coauthor: Stern EJ 44(9): 1017
Tasota FJ, coauthor: Delgado E 44(4):428
Thaggard I & Stoller JK: Practical aspects of a respiratory
care protocol service: staffing and training, 44(5):532
special article
Thompson AE: Issues in airway management in infants
and children, 44(6):650 conference proceedings
Yamada M, coauthor: Kakizaki F 44(4) :409
Yamazaki T, coauthor: Kakizaki F 44(4):409
Yung GL, coauthor: Channick RN 44(2):212
Yung GL & Channick RN: Response to Haynes, 44(10):
1210 letter
Zhang H, coauthor: Stewart TE 44(3):308
Respiratory Care • December 99 Vol 44 No 12
1507
Subject Index to Volume 44 (1999)
1-128 JAN
129-240 FEB
241-384 MAR
385-464 APR
465-560 MAY
561-720 JUN
721-880 JUL
881-992 AUG
993-1152 SEP
1153-1312 OCT
1313-1408 NOV
1409-1536 DEC
Abstracts
AARC Open Forum 1999, 1215
Acid-base: See also Arterial blood gases
base excess, 45
bicarbonate metabolism, 952
book reviews
Understanding acid-base, 965
hyperproteinemia in, 45
strong ion difference, 45
editorial, 26
letter, 963
whole blood buffer base, 45
Acid maltase deficiency
dyspnea in, 443
Acidosis, metabolic. See Metabolic acidosis
Activities of daily living
Functional Performance Inventory, clinical validation,
932
Acute chest syndrome
in sickle cell disease, 1118
Acute respiratory distress syndrome (ARDS)
book reviews
Acute respiratory distress syndrome: cellular and mo-
lecular mechanisms and clinical management,
535
chest imaging, in cardiac ICU, 1033
inhaled nitric oxide for, 331, 360
clinical trials, 184
lack of response, 315
pediatric, 177
radiography, 1118
response to lung protective ventilatory strategies (let-
ter), 445
Adenoviruses
pneumonia from, case report, 524
Advance directives
mechanical ventilation, withdrawal of,
1383
Aerosols and aerosol administration: See also Broncho-
dilators, bronchodilation and bronchodilator
administration
basic concepts, 53
bench models, mechanical ventilation, 53
dose output testing, with metered dose inhaler spacers,
in vitro, 1474
dry powder inhalers, 940
factors in delivery, 940
holding chamber capacity, 38 •
Aerosol therapy
j3-agonist weaning in pediatric status asthmaticus, ther-
apist-directed protocol, 497
chlorofluorocarbon-albuterol vs hydrofluoroalkane-
albuterol sulfate, 38
deposition assessment methods, 53
device selection, in emergency department, 1353
humidity in, 53
in mechanical ventilation, 53
in respiratory care (editorial), 24
ventilator circuit characteristics, 53
Afferent nerves
in chest wall, 408
Airflow obstruction
flow-volume loop analysis (PFT Comer), 955
Airway, upper
anatomy, in normal adults, 615
heat and moisture exchange, 630
Airway injuries
management of, 650
Airway obstruction
endotracheal tube resistance, 604
1508
Respiratory Care • December 99 Vol 44 No 12
Subject Index to Volume 44 (1999)
following extubation, in children, 650
as tracheotomy complication, 810, 839
Airways, artificial
aspiration protection, 604
care and management, indications, 604
Combitube, 790
complications, 807, 828
conference proceedings, 593, 750
conference summary, 861
difficult intubation, 777
endotracheal tubes, special purpose, 661
esophageal obturator, 790
extubation
criteria for, 799
failure, 801
and reintubation, 799
history, 595
humidification for, 630
in infants and children
complications, 650
intubation alternatives, 650
management, 650
intermediate, 790
laryngeal mask, 650, 790
management of, 759
nasotracheal intubation, 643
outcomes research, 863
resource allocation, 862
risk factors, 807
supraglottal, 790
technology assessment, 864
translaryngeal intubation, indications, 604
transtracheal, 791
Airways reactivity: See also Bronchial provocation testing
medical and psychiatric predictors, 1452
Albuterol
administration and dosage, 1355
American Association for Respiratory Care (AARC)
global respiratory care (editorial), 22
Open Forum abstracts— 1999, 1215
Amyotrophic lateral sclerosis (ALS)
in elderly man (PFT Nuggets), 1203
progressive shortness of breath and orthopnea in (PFT
Nuggets), 1491
in ventilator dependence, case report, 434
Anatomy
book reviews
Respiratory care anatomy and physiology: founda-
tions for clinical practice, 1212
in orotracheal intubation, 615
Anesthesia and anesthetics
for endotracheal intubation, 615
Anticoagulants
and difficult intubation, 777
Anxiety
versus asthma, diagnostic criteria, 1452
Aorta
injuries, radiography, 1044
ARDS. See Acute respiratory distress syndrome (ARDS)
Arterial blood gases
bicarbonate regeneration, 952
strong ion difference, in acid-base analysis,
26, 45, 963
Artificial airways. See Airways, artificial
Artificial noses. See Heat and moisture exchangers
Aspiration
airway protection from, 604
amniotic fluid, imaging in, 1 103
as intubation complication, 828
mechanical (See Suction and suctioning devices)
pneumonitis from, in children, 1114
as tracheostomy complication, in children, 851
Assessment, patient
Functional Performance Inventory, in chronic obstruc-
tive pulmonary disease, 932
nursing workload, in intermediate ICU, and patient de-
pendency, 26
respiratory care quality monitoring, 512
Asthma
book reviews
Conquering asthma: an illustrated guide to under-
standing and care for adults, 2d ed, 1212
Conquering childhood asthma: an illustrated guide
to understanding and control of childhood asthma,
1212
One minute asthma: what you need to know, 704
Pediatric asthma, 1390
Self-management of asthma, 225
bronchodilator resuscitation, in emergency department,
1353
care flow chart, 504
in children
bronchodilator weaning, therapist-directed protocol,
497
inhaled nitric oxide in, 177
flow-volume loop analysis (PFT Corner), 955
helium-oxygen gas mixture for, 692
medical and psychiatric predictors, 1452
Atelectasis
in newborns, radiography for, 1 105
in portable chest radiography, 1031
radiography, in pediatric ICU, 1111
during suctioning, 759
Attitude
surveys, distance education, 1337
I
Respiratory Care • December 99 Vol 44 No 12
I50f'
Subject Index to Volume 44 (1999)
Beds
automated rotating, for nosocomial pneumonia preven-
tion, 1447
rocking, as intubation alternative, 686
Bench evaluations
demand oxygen delivery systems vs continuous flow
oxygen, 925
MicroPlus and SensorMedics portable spirometers, 1465
noninvasive positive pressure ventilator, 520
Bicarbonate, sodium
in acid-base balance, 45, 952, 963
standards, 45
Blood
nitric oxide effects, in sickle cell disease therapy, 340
Blood coagulation disorders
in difficult intubation, 777
Biood gases
analyzers and supplies, 281
arterial, indications for indwelling catheter placement,
1193
monitoring
end-tidal carbon dioxide, 615
nitric oxide, 281
standard bicarbonate values, 45
Book reviews: See also Software reviews
Acute respiratory distress syndrome: cellular and mo-
lecular mechanisms and clinical management, 535
Advances in modeling and control of ventilation, 1 390
Cardiopulmonary critical care, 3rd ed, 704
The case manager's handbook, 2nd ed, 1213
Conquering asthma: an illustrated guide to understand-
ing and care for adults, 2d ed, 1212
Conquering childhood asthma: an illustrated guide to
understanding and control of childhood asthma, 1212
Contagion and confinement: controlling tuberculosis
along the Skid Road, 1 392
Critical thinking: cases in respiratory care, 367
Cystic fibrosis in adults, 368
Design of pulse oximeters, 448
Essentials of cardiopulmonaiy exercise testing, 81
Exam review and study guide for perinatal/pediatric
respiratory care, 967
Guidelines for pulmonary rehabilitation programs, 2nd
ed, 367
The handbook of critical care drug therapy, 2nd ed,
1494
Health devices sourcebook 1999: medical product pur-
chasing directory with official universal medical de-
vice nomenclature system, 1391
Healthcare standards 1999 official directory, 1391
High life: a history of high-altitude physiology and med-
icine, 968
Human immunodeficiency virus and the lung, 449
The ICU book, 1138
Instructor' s guide to critical thinking: cases in respira-
tory care, 367
Interpretation of pulmonary function tests: a practical
guide, 1494
Introductory medical statistics, 3rd ed, 869
Laboratory exercises for competency in respiratory care,
82
Management skills for the new health care supervisor,
3rd ed, 968
Manual of pulmonaiy function testing, 7th ed, 965
Mechanical ventilation: physiological and clinical ap-
plications, 3rd ed, 866
Mechanical ventilation manual, 441
Medical instrumentation: application and design, 83
Methods in pulmonary research, 8 1
One minute asthma: what you need to know, 4th ed, 704
Pediatric asthma, 1 390
Physiological basis of ventilatory support, 446
Principles of critical care, 2nd ed, 1 1 37
Professional ethics: a guide for rehabilitation profes-
sionals, 867
Publishing your medical research paper: what they don 't
teach in medical school, 1496
Pulmonary pathophysiology-the essentials, 222
Pulmonary rehabilitation administration and patient ed-
ucation manual, 537
Rehabilitation of the patient with respiratory disease,
1495
Respiratory care anatomy and physiology: foundations
for clinical practice, 1212
Respiratory care pearls, 536
Respiratory care pharmacology, 5th ed, 702
Sacred space: stories from a life in medicine, 366
Self-management of asthma, 225
SI units for clinical measurement, 1496
Sleep disorders sourcebook, 866
The survey kit, 224
Thoracic radiology: the requisites, 1137
Understanding acid-base, 965
Breatliing, work of. See Work of breathing
Bronchi
rupture, radiography, 1044
Bronchial provocation testing: See also Airways reac-
tivity
in asthma diagnosis, 1452
Bronchodilators, bronchodilation, and bronchodilator
administration: See also Aerosols and aerosol ad-
ministration
aerosol therapy, in respiratory care (editorial), 24
device selection, 1353
dosage, 53
dyspnea response, 76
efficacy, 53
in emergency department, 1353
1510
Respiratory Care • December 99 Vol 44 No 12
Subject Index to Volume 44 (1999)
in mechanical ventilation, 53
guideline, 105
weaning, in pediatric status asthmaticus, therapist-di-
rected protocol, 497
Bronchoscopy
history, 595
Calcium channel blockers
nitric oxide response and, 212
Capnography and capnometry
in bilateral lung transplant, with respiratory failure, 1207
Carbon dioxide (CO,)
bicarbonate regeneration, 952
clearance, in tracheal gas insufflation and exsufflation,
918
end-tidal, for intubation verification, 615
Carbon monoxide
single-breath carbon monoxide diffusing capacity, 1999
update
guideline, 91; guideline amended, 539
Cardiopulmonary bypass
in heart and lung transplantation, 205
Cardiovascular diseases and disorders
book reviews
Cardiopulmonary critical care, 3rd ed, 704
radiography, in pediatric ICU, 1122
Cardiovascular system
chest imaging, in cardiac ICU, 1033
inhaled nitric oxide and, 196
Case management
book reviews
The case manager's handbook, 2nd ed, 1212
Case reports
adenoviral pneumonia, 524
motor neuron disease, in ventilator dependence, 434
Catheterization
arterial, indications for, 1 193
central venous and heart, in chest imaging, 1033
complications, in neonatal ICU imaging, 1095
Catheters, arterial and venous
protocols, indwelling arterial catheter placement, 1193
Central nervous system
nitric oxide in, 156
Chemiluminescence
nitric oxide, 349
Chest imaging
in cardiac ICU, 1033
in ICU
editorial, 1015
foreword to symposium, 1017
in neonatal and pediatric ICUs, 1095
in neurosciences ICU, 1064
in surgical ICU, 1078
in trauma ICU, 1044
x-ray vs computed tomography, 1 1 27
Chest injuries. See Thoracic injuries
Chest wall
abnormalities, computed tomography for, 1132
afferent nerves, 408
pulmonary rehabilitation
editorial, 407
and mobility, 409
Chlorotluorocarbon propellants
holding chamber capacity, in aerosol therapy, 38
Chronic lung disease
pediatric, inhaled nitric oxide in, 177
Chronic obstructive pulmonary disease (COPD)
acute respiratory failure, 415
bronchodilator resuscitation, in emergency department, 1353
chest wall rehabilitation, 409
editorial, 407
forced expiratory volume measurement, with modified
spirometry (PFT Nuggets), 441
Functional Performance Inventory, clinical validation,
932
inhaled nitric oxide for, 212, 315
tracheostomy, long-term, following mechanical ventila-
tion weaning, 415
versus diffuse panbronchiolitis, 1375
vital capacity maneuver in modified spirometry tech-
nique (letter and response), 1493
Chylothorax
in newborns, 1 105
Clinical practice guidelines. See Guidelines, recommen-
dations, and statements and Protocols
Communication disorders
and tracheostomy tube placement, 845
Computed tomography (CT). See Tomography, x-ray
computed (CT)
Conference proceedings
artificial airways, 593, 750
complications, 828
conference summary, 861
decannulation, 856
difficult intubation. 777
extubation and reintubation, 799
history, 595
humidification, 630
intubation, methods for avoiding, 686
management of, 759
nasotracheal intubation, 643
orotracheal intubation, 615
pediatric management, 650
special purpose endotracheal tubes, 661
tracheostomy tube placement, 845
tracheotomy, indications for, 807
tracheotomy and tracheostomy techniques, 820
Respiratory Care • December 99 Vol 44 No 12
151!
Subject Index to Volume 44 (1999)
translaryngeal intubation, indications, 604
inhaled nitric oxide, 155, 281
for acute respiratory distress syndrome, 184
adverse effects and toxicity, 315
biology, 156
for cardiac disease, 196
delivery systems and monitoring, 281
efficacy enhancement, 331
hypoxemic respiratory failure of newborns, 169
pediatric applications, 177
perioperative, for heart and lung transplantation,
196
for pulmonary hypertension, 212
in sepsis, 308
for sickle cell disease, 340
summary, 360
Continuing education. See Education, continuing
Continuous positive airway pressure (CPAP): See also
Positive end-expiratory pressure (PEEP)
for bronchodilator resuscitation, 1367
as intubation alternative, 686
in mechanical ventilation weaning, 421
COPD. See Clironic obstructive pulmonary disease
(COPD)
Cost-effectiveness and cost issues
airway management, 864
bronchodilator resuscitation devices, 1371
mechanical ventilator malfunctions, 1183
oxygen administration, protocol, 506
tracheotomy vs translaryngeal intubation, 812
Cricothyrostomy
for difficult airway, 791
Critical care. See Intensive care
Critical tliinking
book reviews
Critical thinking: cases in respiratory care, 367
Instructor's guide to Critical thinking: cases in re-
spiratory care, 367
Croup (laryngotracheobronchitis). See Laryngeal dis-
eases and disorders
Cuffs, tracheal tube
endobronchial, 661
issues related to, 759
Cystic adenomatoid malformation of lung
congenital, radiography for, 1 108
Cystic fibrosis
book reviews
Cystic fibrosis in adults, 368
Diagnosis
dyspnea on exertion, 437
Diaphragm
congenital hernia, radiography for, 1 1 07
eventration, 437
rupture, radiography, 1044
Diaphragmatic pacing
as intubation alternative. 686
Difficult airway. See Intubation, difficult
Diffusion and diffusion testing
single-breath carbon monoxide diffusing capacity, 1999
update
guideline, 91; guideline amended, 539
Distance education
Distance education in respiratory care: whether we want
it or not? (editorial), 1332
respiratory therapist attitudes toward, 1337
Drowning and near-drowning
radiography for, 1114
Drug Capsule
opioids and respiratory depression, 78
Drugs and drug therapy
book reviews
The handbook of critical care drug therapy, 2nd ed,
1494
Respiratory care pharmacology, 5th ed, 702
Dry powder inhalers. See Nebulizers, inhalers, and va-
porizers
Dyspnea and dyspnea assessment
in acid maltase deficiency, 443
bronchodilator response, 76
chest wall rehabilitation, 409
editorial, 407
in chronic obstructive pulmonary disease. 409
with clear chest roentgenogram (PFT Nuggets), 961
on exertion, 437
longstanding (PFT Nuggets), 1489
gradually increasing (PFT Nuggets), 1205
respiratory muscle stretch gymnastics in, 409
in smoker, 76
ECG interpretation
Internet reviews
Basic ECG interpretation, 1 1 39
ECMO. See Extracorporeal membrane oxygenation
(ECMO)
Edema
cardiogenic, radiography of 1033
Editorials
Can we rehabilitate the chest wall?, 407
Distance education in respiratory care: whether we want
it or not?, 1 332
Global respiratory care: a case of common interests, not
common credentials. 22
Respiratory therapists and conscious sedation, 909
The strong ion difference approach: can a strong case be
made for its use in acid-base analysis?, 26
1512
Respiratory Care • December 99 Vol 44 No 12
Subject Index to Volume 44 (1999)
Technology at the bedside: aerosol therapy in respira-
tory care, 24
Therapist-directed protocols: their time has come, 495
Thoracic imaging in the intensive care unit: improving
clinical siciiis and access means better patient care,
1015
Education, continuing
book reviews
Basic ECG interpretation, 1139
CRCE through the Journal- 1999, 970
answer key, 1311
Education, medical
global respiratory care (editorial), 22
Education, patient
empowerment, in bronchodilator therapy, 1369
parent education, in pediatric tracheostomy, 845
Education and training
baccalaureate degree, respiratory therapist attitudes to-
ward, 1337
book reviews
Laboratory exercises for competency in respiratory
Care, 82
Distance education in respiratory care: whether we want
it or not? (editorial), 1332
Emergency care
bronchodilator resuscitation, device selection, 1353
orotracheal intubation, outside emergency room, 615
Emphysema
congenital lobar, radiography, 1108
pulmonary interstitial, radiography, 1118
subcutaneous, radiography, 1119
Endothelium
and inhaled nitric oxide, 340
Endothelium derived relaxing factor. See Nitric oxide
Endotracheal tubes. See Tubes, endotracheal
End-tidal CO,. See Carbon dioxide (COj), end-tidal
Enzymes
nitric oxide, 156
Equipment and supplies
automated rotating beds, for nosocomial pneumonia pre-
vention, 1447
book reviews
Health devices sourcebook 1999: medical product
purchasing directory with official universal medi-
cal device nomenclature system, 1391
bronchodilator devices, in emergency department, 1353
inhaled nitric oxide delivery systems, 281
mechanical ventilator malfunctions, 1183
portable spirometer performance comparison, 1465
vascular catheters and devices, 1033
Esophageal obturator airway
evolution of, 790
Esophagectomy
postoperative radiography, 1078
Ethics, professional
book reviews
Professional ethics: a guide for rehabilitation profes-
sionals, 867
mechanical ventilation, withdrawal of, 1383
Evidence-based medicine
medical myth (letter and response), 1209
Examinations and quizzes
book reviews
Exam review and study guide for perinatal/pediatric
respiratory care, 967
CRCE through the journal— 1999, 970
answer key, 1311
Exercise testing
book reviews
Essentials of cardiopulmonary exercise testing, 81
Exertion
dyspnea on, 437, 1489
Extracorporeal membrane oxygenation (ECMO)
for persistent pulmonary hypertension, in newborn, 169
Fiberoptic instruments
for difficult intubation, 788
Flow and flowrate
aerosol dose output testing, with metered dose inhaler
spacers, in vitro, 1474
Flow-volume curve
loop analysis, airflow limitation (PFT Comer), 955
in sleep apnea (PFT Nuggets), 959
Forced expiratory volume (FEV)
in gradually increasing dyspnea (PFT Nuggets), 1205
measurement, with modified spirometry (PFT Nuggets),
441
vital capacity maneuver in modified spirometry tech-
nique (letter and response), 1493
Fraction of delivered oxygen (F„„^)
variables, in noninvasive positive pressure ventilator,
520
Fraction of inspired oxygen (F,„ )
in acute respiratory distress syndrome, 360
in inhaled nitric oxygen delivery, 28 1
Fractures
of thoracic skeleton, radiography, 1 122
Functional residual capacity
in amyotrophic lateral sclerosis (PFT Nuggets), 1203
Functional status
Functional Performance Inventory, clinical validation,
932
Futility
mechanical ventilation, withdrawal of, 1383
Respiratory Care • December 99 Vol 44 No 12
1513
Subject Index to Volume 44 (1999)
Gas and gases
nitric oxide, manufacture and storage, 281
Gastrointestinal system
nitric oxide in, 156
Graft preservation
inhaled nitric oxide for, 205
Guanidine monophosphate, cyclic (cGMP)
in nitric oxide metabolism, 156
Guanylate cyclase
inhibitors, 308
Guidelines, recommendations and statements: See also
Protocols
aerosol therapy, in respiratory care (editorial), 24
for intubation, 750, 863
c fCy- removal of the endotracheal tube, 85
<3-f&- selection of device, administration of bronchodilator,
and evaluation of response to therapy in mechanically
ventilated patients, 105
CTf^ single-breath carbon monoxide diffusing capacity, 1999
update, 91; update amended, 539
CfCr suctioning of the patient in the home. 99
therapist-directed (editorial), 495
utilization (editorial), 495
Guillain-Barre syndrome
longstanding dyspnea on exertion (PFT Nuggets),
1489
Head and neck surgery
endotracheal tubes for, 661
Heart catheterization (Swan-Ganz). See Catheteriza-
tion, central venous and heart
Heart diseases
inhaled nitric oxide for, 196, 212, 360
left ventricular dysfunction, 315
Heart failure
in children, radiography, 1116
Heart injuries
in chest trauma, 1044
Heart transplantation
inhaled nitric oxide for, 196, 205, 360
Heat and moisture exchangers: See also HumidiHers
and humidiflcation
active hygroscopic, 630, 912
for ambulatory patients, 630
HME-Booster, 630
Humidiflcation for patients with artificial airways: more
on the HME booster (letter and response), 1388
types of. 630
Helium-oxygen gas mixture
for asthma, 692
Hemorrhage
pulmonary, neonatal, imaging in, 1 104
Hepatopulmonary syndrome
shunt fraction underestimation in. 1486
Hernia, diaphragmatic
congenital, radiography for, 1 1 07
High altitude physiology
book reviews
High life: a history of high-altitude physiology and
medicine, 968
History of respiratory care ;
artificial airways, 595
Human immunodeflciency virus (HIV)
book reviews
Human immunodeficiency virus and the lung. 449
Human leukocyte antigen (HLA)
in diffuse panbronchiolitis, 1375
Human T-cell leukemia virus-l(HTLV-l)
in diffuse panbronchiolitis, 1375
Humidifiers and humidification: See also Heat and mois-
ture exchangers
with artificial airways, 630
artificial noses, 630
devices, in mechanical ventilation, 630
heated. 630, 912
Hydrocarbons
aspiration, in children, radiography for. 1115
Hydrofluoroalkane propellants
holding chamber capacity, in aerosol therapy, 38
Hyperproteinemia
in acid-base balance, 45
Hypertension, pulmonary. See Pulmonary hypertension
Hypoxemia and hypoxia
inhaled nitric oxide, and pulmonary hypertension, 212,
315
suction-related, 759
Immature lung syndrome
chest imaging, 1 102
Immune disorders
pulmonary infection in. pediatric, 1114
Infections and infection control
book reviews
Contagion and confinement: controlling tuberculosis
along the Skid Road, 1 392
Inflammation and inflammatory mediators
nitric oxide. 156. 308
expired. 349
Information technology
Distance education in respiratory care: whether we want
it or not? (editorial). 1332
Inhalation devices. See Nebulizers, inhalers, and vapor-
izers
Insufflation, tracheal gas
continuous vs expiratory, 428
1514
Respiratory Care • December 99 Vol 44 No 12
Subject Index to Volume 44 (1999)
with exsufflation, 918
history, 595
in mechanical ventilation. 428
positive end-expiratory pressure, 428, 918
Intensive care
book reviews
Principles of critical care, 2nd ed, 1137
software reviews
UpToDate in pulmonary and critical care medicine,
223
Intensive care unit (ICU)
book reviews
The ICU hook, 1138
nursing work load assessment, 26, 70
thoracic computed tomography in, 1 1 27
thoracic imaging
in cardiac ICU, 1033
editorial, 1015
foreword to special issue, 1017
in neonatal and pediatric ICUs, 1095
in neurosciences ICU, 1064
in surgical ICU, 1078
in trauma ICU, 1044
Intermittent positive-pressure breatliing (IPPB)
for bronchodilator resuscitation. 1367
International issues
global respiratory care (editorial), 22
Internet
Distance education in respiratory care: whether we want
it or not? (editorial). 1332
Website reviews
Basic ECG interpretation, 1 1 39
Intracranial pressure
therapy, in neurogenic pulmonary edema, 1064
Intubation
bronchial, 759
cuff-related issues, 759
difficult
anatomic problems, 777
complications, 777
direct laryngoscopy alternatives, 787
fiberoptic systems, 788
laryngoscopy options, 786
prediction and scoring, 777
transtracheal airway, 791
endotracheal (See also Tubes, endotracheal)
aids for, 661
alternatives, in children, 650
anesthesia for, 615
avoidance of, methods, 686
awake. 615
complications. 810, 828
contraindications, 604
for croup, 650
fiberoptic, 615
in head and neck surgery, 661
history, 595
infection from, 650
intravenous sedation, 615
with light wand, 615
lung separation techniques, 661
removal of tube (guideline), 85
securing tube, 759
training for, 750
tube position assessment, 759
unplanned extubation, 833
verification of, 615
esophageal, 759
nasotracheal, 615, 643
orotracheal. 615
personnel responsible for. 750
practice guidelines, 750, 863
secretion clearance, 759
stylets for, 787
translaryngeal
complications, 807
cost factors, 812
indications, 604
Ischemia-reperfusion injury
endogenous nitric oxide in, 349
Laryngeal diseases and disorders
endotracheal intubation for, 650
intubation injuries, 828
Laryngoscopy
in difficult intubation, 777
direct, 777
fiberoptic, 615, 788
history. 595
options for, 786
for orotracheal intubation. 615
Laryngotracheobronchitis (Croup). See Laryngeal dis-
eases and disorders
Larynx
anatomy, 615
Letters to the Editor
Diffusing capacity and vasodilatory response to inhaled
nitric oxide. 1210
Humidification for patients with artificial airways: more
on the HME booster, 1388
Lung protective ventilatory strategies for ARDS, re-
sponse. 445
Medical myth, 1209
Medical myth, response. 1209
Role of bicarbonate ion concentration in acid-base bal-
ance. 963
Respiratory Care • December 99 Vol 44 No 12
151:
Subject Index to Volume 44 (1999)
Vital capacity maneuver in modified spirometry tech-
nique, 1493
Vital capacity maneuver in modified spirometry tech-
nique, response, 1493
Leukocytes
and nitric oxide, 340
Life support
extracorporeal, in cardiac ICU, 1033
Liver diseases, ciironic
hepatopulmonary syndrome, shunt fraction underesti-
mation in, 1486
Living will
mechanical ventilation, withdrawal of, 1383
L-NAME (N'-nitro-L-arginine methyl ester)
nitric oxide inhibition, 308
Lung
injuries, radiography for, in pediatric ICU, 1120
nitric oxide expression, 156
parenchyma
computed tomography, 1 1 32
radiography, 1044
resection, postoperative radiography, 1078
volume, in tracheal gas insufflation and exsufflation,
918
Lung diseases
book reviews
Pulmonary pathophysiology-the essentials, 222
Rehabilitation of the patient with respiratory disease,
1495
Lung transplantation
capnography in bilateral transplant, with respiratory fail-
ure, 1207
cardiopulmonary bypass in, 205
inhaled nitric oxide for, 205, 360
Managed care
book reviews
The case manager's handbook, 2nd ed,
1212
Management, administrative
book reviews
Management skills for the new health care supervi-
sor, 3rd ed, 968
Measurement methods
book reviews
SI units for clinical measurement, 1496
Mechanical ventilation
aerosol therapy, 53
automated rotational therapy in, 1447
book reviews
Mechanical ventilation: physiological and clinical ap-
plications, 3rd ed, 866
Mechanical ventilation manual, AAl
Physiological basis of ventilatory support, 446
bronchodilator therapy, 53
guideline, 105
fraction of delivered oxygen, 520
history, 595
humidification in, 53, 630, 912
indications, 604
inhaled nitric oxide delivery systems, 281
noninvasive positive pressure, 520, 604, 686
tracheal gas insufflation in, 428
ventilator circuit characteristics, 53
ventilator malfunctions, comparison of brands, 1 1 83
weaning
continuous positive airway pressure, 421
long-term tracheostomy following, 415
pressure-support ventilation, 421
techniques, 800
work of breathing, 42 1
withdrawal of, ethics, 1383
Meconium aspiration syndrome
imaging in, 1 103
Mediastinum
abnormalities, computed tomography for, 1 1 32
Medical instrumentation
book reviews
Medical instrumentation: application and design, 83
Metabolic acidosis
measurement, 45
strong ion difference, 45
editorial, 26
Metered dose inhalers (MDI). See Nebulizers, Inhalers,
and Vaporizers
Methacholine
inhalation challenge, in asthma diagnosis, 1452
Methemoglobinemia
and inhaled nitric oxide, 360
in nitric oxide exposure, 315
Metric system
book reviews
SI units for clinical measurement, 1496
Mitral valve
surgery, inhaled nitric oxide for, 196
Morbidity and mortality
mechanical ventilator malfunctions, 1 192
survival analysis, introduction, 1198
Motor neuron disease
ventilator dependence in, case report, 434
Mouth
anatomy, 615
Nasopharynx
anatomy, 615
Nebulizers, inhalers, and vaporizers
1516
Respiratory Care • December 99 Vol 44 No 12
Subject Index to Volume 44 (1999)
aerosol therapy (editorial), 24
connection to ventilator circuits, 53
contamination, 53
cost factors, 1371
dry powder inhalers, 940, 1 365
holding chamber capacity, 38
metered dose inhalers
pressurized, in emergency department, 1353
spacers, in vitro dose output testing, 1474
staff knowledge of, 1370
ultrasonic nebulizers, 1364
Negative pressure ventilation. See Ventilation, negative
pressure
Neomuscularization, 169
Neurologic disorders
and cardiorespiratory function, 1 064
Neuromuscular blockade
for endotracheal intubation, 615
Neuromuscular disorders
in difficult intubation, 777
in ventilator dependence (case report), 434
Nitric oxide
biology, 156, 166
endogenous, 349
enzymes, 156
exhaled, measurement techniques, 349
expression in lung, 156
in inflammation, 308
inhaled
in acute respiratory distress syndrome, 177, 184
adverse effects and toxicity, 184, 315, 360
in chronic lung disease, 177
conference proceedings, 155, 281
delivery systems, 212, 281
diffusing capacity and vasodilatory response (letter
and response), 1210
dosage, 184
for heart and lung transplantation, 205
in heart disease, 196, 360
hyporesponsiveness, 331
for hypoxemic respiratory failure of newborn, 169
indications for, 360
monitoring, 281
for organ transplantation, 360
in pediatric asthma, 177
for pediatric heart surgery, 196
and positive end-expiratory pressure, 360
for pulmonary hypertension, long term use, 212
pulmonary vasodilation, 360
for sickle cell disease, 340
therapeutic use, 331, 360
inhibitors, 308
manufacture and storage, 281
methemoglobinemia from, 315
pathophysiology, 349
in pulmonary hypertension pathogenesis, 212
red blood cells and, 340
in sepsis, 308
transport, 184
Nitrogen dioxide
from inhaled nitric oxide exposure, 315
in nitric oxide manufacture and storage, 281
Nurses and nursing
dependence nursing scale, 29
ICU work load, and severity of illness, 29, 70
Nine Equivalents of Nursing Manpower Use Score
(NEMS), 70
Therapeutic Intervention Scoring System, 70
Nutrition and malnutrition
pediatric, with tracheostomy tube, 851
Obesity
preoperative pulmonary clearance (PFT Nuggets), 959
pulmonary function after weight loss, 1458
Open Forum
abstracts— 1999, 1215
Ophthalmologic injuries
in difficult intubation, 777
Opioids
and respiratory depression (Drug Capsule), 78
Oral surgery
nasotracheal intubation for, 643
Orthopnea
progressive shortness of breath with (PFT Nuggets),
1491
Oximeters and oximetry
book reviews
Design of pulse oximeters, 448
Oxygen administration and therapy
demand systems vs continuous flow, 925
high-flow, 687
laryngeal mask airways
in children, 650
in difficult airway, 790
noninvasive positive pressure ventilator, 520
protocols, 506
Oxyhemoglobin
nitric oxide binding, 340
Pacemakers, diaphragmatic. See Diaphragmatic pac-
ing
Panbronchiolitis, diffuse
identification and treatment, 1 375
Patent ductus arteriosus (PDA)
chest imaging, 1102
Patient education. See Education, patient
Respiratory Care • December 99 Vol 44 No 12
151'
Subject Index to Volume 44 (1999)
Patient positioning
automated rotational therapy, for prevention of mechan-
ical ventilation complications, 1447
in portable chest radiography, 1018
in respiratory distress, 686
Pediatric respiratory care. See Respiratory care, pedi-
atric
PEEP. See Positive end-expiratory pressure (PEEP)
Perioperative care and complications
inhaled nitric oxide, in heart and lung transplantation,
205
Peroxynitrite
and inhaled nitric oxide, 315, 360
toxicity, 315
Personnel
intubation responsibilities, 750
PET Corner
flow-volume loop analysis of airflow limitation,
955
PET Nuggets: See also Pulmonary function testing
amyotrophic lateral sclerosis, 1203
borderline normal, 74
dyspnea, gradually increasing, 1205
forced expiratory volume measurement, with modified
spirometry, 441
longstanding dyspnea on exertion, 1489
new feature justification, 73
progressive dyspnea, with clear chest roentgenogram,
961
progressive shortness of breath, with orthopnea, 1491
pulmonary clearance, preoperative, in obesity, 959
Pliarmacology: See Drugs and drug therapy
Piilebotomy
indications for indwelling arterial catheter placement,
1193
Pliospliodiesterase inliibitors
and inhaled nitric oxide, 331
Platelet aggregation
and inhaled nitric oxide, 184, 315, 340
in nitric oxide metabolism, 156
Pleural abnormalities
computed tomography for, 1 132
Pleural effusion
in chest trauma, 1044
computed tomography for, 1078
neonatal imaging, 1105
portable chest radiography, 1018
radiography, 1 1 20
Pneumatocele
radiography, 1118
Pneumobelts
as intubation alternative, 686
Pneumomediastinum
radiography, 1119
Pneumonectomy
postoperative radiography, 1078
Pneumonia
adenoviral (case report), 524
aspiration, in endotracheal intubation, 604, 828
neonatal, imaging in, 1 103
nosocomial, automated rotational therapy for, 1447
radiography, in pediatric ICU, 1111
Pneumopericardium
radiography, 1 1 19
Pneumothorax
in chest trauma, 1044
computed tomography, 1078
radiography, in children, 1 105, 1119
Positioning. See Patient positioning
Positive end-expiratory pressure (PEEP): See also Con-
tinuous positive airway pressure (CPAP)
inhaled nitric oxide and, 360
in mechanical ventilation weaning, 421
tracheal gas insufflation, 428, 918
Postoperative complications
radiographic diagnosis, in surgical ICU, 1078
Pressure-support ventilation. See Ventilation, pressure-
support
Protocols: See also Guidelines, recommendations and
statements
oxygen therapy, 506
patient-driven
bronchodilator therapy weaning, 497
utilization (editorial), 495
placement of indwelling arterial catheters, 1 193
respiratory care consult service
implementation, 528
quality monitoring, 512
staffing and training, 532
software reviews
Mosby's CPG mentor: patient cases in respiratoij
care, 535
types of, 528
Publication: See Writing for publication
Pulmonary edema
chest imaging, in cardiac ICU, 1033
radiography
in children, 1116
neurogenic, 1064
Pulmonary embolism
in children, radiography, 1 122
Pulmonary fibrosis
gradually increasing dyspnea in (PFT Nuggets), 1205
idiopathic, inhaled nitric oxide for, 212
Pulmonary function testing: See also PET Corner; PFT
Nuggets
after weight loss, in obesity, 1458
book reviews
1518
Respiratory Care • December 99 Vol 44 No 12
Subject Index to Volume 44 (1999)
Interpretation of pulmonary function tests: a practi-
cal ^uide. 1 494
Manual of pulmonary function testing, 7th ed. 965
borderline normal spirograms (PFT Nuggets), 74
neurologic disorder and, 1064
preoperative, in obesity (PFT Nuggets), 959
progressive shortness of breath with orthopnea (PFT
Nuggets), 1491
respiratory muscle stretch gymnastics and, 409
software reviews
S'vwBioSvi PFT pulmonary function test, 702
Pulmonary hypertension
inhaled nitric oxide for, 196, 331. 360
in heart transplantation, 205
long-term use, 212
pathophysiology, 212
persistent, in newborns, 169. 331
primary, 212
diagnosis (PFT Nuggets), 961
rebound hypoxemia in. 315
and right ventricular failure, 196
Pulmonary infections
radiography, in immunocompromised children, 1114
Pulmonary rehabilitation. See Rehabilitation, pulmo-
nary
Pulse oximeters and oximetry. See Oximeters and oxim-
etry
Purchasing
book reviews
Health devices sourcebook 1999: medical product
purchasing directory with official universal medi-
cal device nomenclature system, 1391
Quality assurance and control
respiratory care protocol service, 512
Quality of health care
medical myth (letter and response), 1209
Racial factors
in diffuse panbronchiolitis, 1375
Radiograph interpretation: See also Test Your Radio-
logic Sl<ill
in cardiac ICU, 1033
in portable chest radiography. 1018
in trauma ICU, 1044
Radiography
book reviews
Thoracic radiology: the requisites, 1 1 37
digital, 1031
portable
in neonatal and pediatric ICU, 1096
pitfalls in. 1018
in surgical ICU, 1078
thoracic
in cardiac ICU, 1033
chest radiography vs. computed tomography, 1127
in ICU (editorial), 1015
in ICU, foreword to symposium, 1017
in neonatal and pediatric ICUs, 1064
in neurosciences ICU, 1064
in surgical ICU, 1064
in trauma ICU, 1044
Rehabilitation, pulmonary
book reviews
Pulmonary rehabilitation administration and patient
education manual, 537
Rehabilitation of the patient with respiratory disease,
1495
chest wall
editorial, 407
mobility, 409
in chronic obstructive pulmonary disease, 409
respiratory muscle stretch gymnastics, 409
Reperfusion injury. See Ischemia-reperfusion injury
Research
patient-centered, in artificial airways, 863
respiratory therapist attitudes toward distance education,
1337
Respiration
book reviews
Advances in modeling and control of ventilation, 1 390
opioid depression of, 78
Respiratory care: See also Guidelines, recommenda-
tions and statements
aerosol therapy (editorial), 24
book reviews
Respiratory care pearls, 536
consult service, quality monitoring, 512
protocol service
implementation, 528
staffing and training, 532
software reviews
Mosby's CPG mentor: patient cases in respiratory
care, 535
UpToDate in pulmonary disease and critical care
medicine. 111)
therapist-directed protocols (editorial), 495
Respiratory care, neonatal
catheterization imaging, 1095
inhaled nitric oxide, 169, 177, 360
thoracic imaging, in ICU, 1095
Respiratory care, pediatric
artificial airway management. 650
bronchodilator weaning, therapist-directed protocol, in
status asthmaticus, 497
and conscious sedation (editorial), 909
Respiratory Care • December 99 Vol 44 No 12
151'
Subject Index to Volume 44 (1999)
inhaled nitric oxide, 177, 281
orotracheal intubation, 615
thoracic imaging, in ICU. 1095
tracheostomy tube placement
aspiration in, 851
and communications skills. 845
feeding and swallowing, 850
Respiratory care practitioners
attitudes toward baccalaureate degree and distance ed-
ucation, 1337
and conscious sedation (editorial), 909
credentialing, 777
global respiratory care (editorial), 22
intubation training. 750. 777
Respiratory distress syndrome, adult. See Acute respi-
ratory distress syndrome (ARDS)
Respiratory distress syndrome of infants (RDS)
chest imaging, 1095
Respiratory failure
acute, in chronic obstructive pulmonary disease, 415
capnography in bilateral transplant, 1207
hypoxic, neonatal, inhaled nitric oxide for, 169
Respiratory muscle stretcli gymnastics
for chronic obstructive pulmonary disease, 409
Respiratory system
heat and moisture exchange, 630
Resuscitation
history, 595
Rotational therapy
automated, for respiratory infection prevention, 1447
Safety
mechanical ventilator malfunctions, 1 1 83
Saline
in suctioning, 759
Scoring, illness severity
dependence nursing scale, 26
nursing work load, in intermediate ICU, 26, 70
therapeutic intervention scoring system, 70
Secretions
clearance, 604, 686, 759
Sedation
conscious, respiratory therapist role (editorial), 909
intravenous, for endotracheal intubation, 615
Sepsis
animal models, 308
inhaled nitric oxide stimulation, 156
nitric oxide in, 308
Shunt, cardiopulmonary
underestimation, in hepatopulmonary syndrome, 1486
Sickle cell disease
acute chest syndrome in, 1118
inhaled nitric oxide for, 340
pathophysiology, 340
Sleep apnea
obstructive (PFT Nuggets), 959
Sleep disorders
book reviews
Sleep disorders sourcebook, 866
Smoke inhalation
acute, radiography for, 1114
Smoking and smoking cessation :
dyspnea in, 76
Software reviews
Mosby 's CPG mentor: patient cases in respiratory care,
535
5v«!BioS>.y PFT pulmonary function test, 702
UpToDate in pulmonary disease and critical care med-
icine, ITi
Speech
in tracheostomy tube placement, 845
Spirometry: See also Pulmonary function testing
borderline normal (PFT Nuggets). 74
forced expiratory volume, in chronic obstructive pulmo-
nary disease (PFT Nuggets), 441
portable equipment, performance comparison, 1465
Vital capacity maneuver in modified spirometry tech-
nique (letter and response), 1493
Spontaneous ventilation. See Ventilation, spontaneous
Standards
book reviews
Health standards 1999 official directory, 1391
Statistics and study design
book reviews
Introductory medical statistics, 3rd ed. 869
failure time data analysis, 1 198
mechanical ventilator malfunctions, survival analysis,
1183
respiratory therapist attitudes toward distance education,
1337
survival data analysis, 1 192
Status asthmaticus. See Asthma
Suction and suctioning devices
atelectasis during, 759
endotracheal tubes, 595, 604
in home, guidelines for, 99
hypoxemia related to, 759
in intubation, 759
Surveys
book reviews
The survey kit, 224
Survival. See Morbidity and mortality
Swallowing
and tracheostomy. 850
Swan-Ganz catheters. See Catheterization, central ve-
nous and heart
1520
Respiratory Care • December 99 Vol 44 No 12
Subject Index to Volume 44 (1999)
Temporomandibular joint dysfunction
in difficult intubation, 777
Test Your Radiologic Skill
dyspnea on exertion, 437
Theory of Reasoned Action (TRA)
attitudes toward distance education, 1337
Thoracic imaging. See Chest imaging
Thoracic injuries
cardiac injuries in, 1044
computed tomography for, 1044, 1133
radiography, 1 044, 1 1 20
Thoracotomy
complications, radiographic diagnosis, 1078
Time factors
failure time data analysis, 1 198
Tomography, x-ray computed (CT)
in chest trauma, 1 044
diagnostic accuracy, 1133
dyspnea on exertion, 437
in surgical ICU patients, 1078
thoracic, in ICU, 1127
versus chest radiography, 1127
Tracheal diseases and disorders
bacterial, endotracheal intubation for, 650
injuries
from intubation, 828
radiography, 1044
stenosis, from tracheotomy, 810, 839
Tracheal gas insufflation. See Insufflation, tracheal gas
Tracheoesophageal fistula
as tracheotomy complication, 838
Tracheotomy and tracheostomy
benefits, 812
complications, 807, 828
decannulation, 856
history, 595
indications for, 807
long-term, in chronic obstructive pulmonary disease
,415
percutaneous dilational, 820
techniques, 820
tracheostomy speaking valves, 847
tube placement
aspiration in, 851
and communication skills, 845
feeding and swallowing, 850
Tracheovascular fistula
as tracheotomy complication, 839
Tuberculosis
book reviews
Contagion and confinement: controlling tuberculosis
along the Skid Road, 1 392
Tubes, endotracheal: See also Intubation, endotracheal
in children, 650
history, 595
removal guidelines, 85
resistance to, 604
types of, 661
Vasodilators
inhaled nitric oxide as, 360
Ventilation
mechanical (See Mechanical ventilation)
negative pressure, as intubation alternative. 686
pressure-support, in ventilator weaning, 421
spontaneous, 281
Ventilator circuits
nitrogen dioxide reduction, 281
Ventilator dependence
motor neuron disease in, case report, 434
Vital capacity
in amyotrophic lateral sclerosis (PFT Nuggets), 1203
supine position and, 443
Water-electrolyte balance
strong ion difference, 45
Weight loss
pulmonary function following, in obesity, 1458
Wet lung disease
chest imaging, 1 103
Work of breathing
endotracheal tube resistance, 604
in mechanical ventilation weaning, 421, 801
World Wide Web
Website reviews
Basic ECG interpretation, 1 1 39
Writing for publication
book reviews
Publishing your medical research paper: what they
don't teach in medical school, 1496
X-ray interpretation. See Radiograph interpretation
Respiratory Care • December 99 Vol 44 No 12
152!
THE 1999 BOUND
VOLUME OF
Respiratory
Care
IS NOW AVAILABLE
Volume 44 is bound in a biue-buckrom cover and may be imprinted, free of
chorge, with your name or the name of your orgonization. Eoch volume is
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AvDiloble for a limited hme, older bound volumes ot discounted rotes.
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Please read the eligibility requirements for each of the classifications in the
right-hand column, then complete the applicable section. All information
requested below must be provided, except where indicated as optional.
See other side for more information and fee schedule. Please sign and date
application on reverse side and type or print clearly. Processing of applica-
tion takes approximately 15 days.
D Active
Associate
n Foreign
n Physician
D Industrial
n Special
n Student
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First Name
Social Security No.
Home Address
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State
.Zip
Phone No.
Primary Job Responsibility (eheek one only)
I □ Technical Director
n Assistant Technical Director
D Pulmonary Function Specialist
D Instructor/Educator
n Supervisor
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so, when? From to
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Preferred mailing address: □ Home □ Business
FOR ACTIVE MEMBER
An individual is eligible if he/she lives in the U.S. or its territories or was an Active Member
prior to moving outside its borders or territories, and meets ONE of the following criteria: (1 ) is
legally credentialed as o respiratory care professional if employed in a state that manaates
such, OR (2) is a graduate of on accredited educational program in respiratory core, OR [3]
holds o crecienlial issued by the NBRC. An individual who is an AARC Active Member in good
standing on December 8, 1 994, will continue as such provided his/her membership remains in
good standing.
PLEASE USE THE ADDRESS OF THE LOCATION WHERE YOU PERFORM YOUR JOB, NOT
THE CORPORATE HEADQUARTERS IF IT IS LOCATED ELSEWHERE.
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FOR ASSOCIATE OR SPECIAL MEMBER
Individuals who hold a position related to respirototy care but do not meet the requirements of
Active Member shall be Associate Members. They hove all the rights and benefits of the Asso-
ciation except to hold office, vote, or serve as chair of a standing committee. The follov^ing sub-
classes of Associate Membership are available: Foreign, Physician, and Industrial (individuals
whose primary occupation is directly or indirectly devoted to the manufacture, sole, or distribu-
tion of respiratory care eouipment or supplies). Special Members ore those not working in a
respiratory core-related field.
PLEASE USE THE ADDRESS OF THE LOCATION WHERE YOU PERFORM YOUR JOB, NOT
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Membership and are enrolled in on educational program in respiratory core accredited by, or
in the process of seeking accreditation from, on AARC-recognized agency.
SPECIAL NOTICE — Student Members do not receive Continuing Respiratory Care Education
(CRCE) transcripts. Upon completion of your respiratory care education, continuing education
credits may be pursued upon your reclassification to Active or Associate Member.
Scfiool/RC Program
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Length of program
□ 1 year
n 2 years
Expe€ted Date of Graduation (REQUIRED
INFORMATION)
n 4 years
n Other, specify
Month
Year
American Association for Respiratory Core • 1 1030 Abies Lane • Dallas, TX 75229-4593 • [972] 243-2272 • Fox [972] 4 2720
American Association for Respiratory Care
r^-mji^ 1^, jffBgfkyiMi
Demographic Questions
We request that you answer these questions in order to help us
design services and programs to meet your needs.
Check fhe Highest Degree Earned
n High School
D RC Graduate Technician
n Associate Degree
n Bachelor's Degree
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Number et Years in Respiratory Care
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n 3-5 years D 1 6 years or more
n 6-10 years
Job Status
D Full Time
D Part Time
Credentials
n RRT
D CRT
D Physician
D CRNA
D RN
Salary
D Less than $10,000
D $10,001 -$20,000
n $20,001 -$30,000
D $30,001 -$40,000
n $40,000 or more
D LVN/LPN
D CPFT
D RPFT
n Perinatal/Pediatric
PLEASE SIGN
\ hereby apply for membership in the American Association for Respiratory Care
and hove enclosed my dues. If approved for membership in the AARC, I will abide
by its bylaws and professional code of ethics. I authorize investigation of all state-
ments contained herein and understand that misrepresentations or omissions of
facts called for is cause for rejection or expulsion.
A yearly subscription to RESPIRATORY CARE journal and AARC Times magazine
includes an allocation of $1 1 .50 from my dues for each of these publications.
NOTE: Contributions or gifts to the AARC are not tax deductible as charitable con-
tributions for income tax purposes. However, they may be tax deductible as ordi-
nary and necessary business expenses subject to restrictions imposed as a result of
association lobbying activities. The AARC estimates that the nondeductible portion
of your dues — the portion v/hich is allocable to lobbying — is 26%.
Signature
DafB
Membership Fees
Payment must accompany your application to the AARC. Fees are for 12
months. (NOTE: Renewal fees are $75.00 Active, Associate-Industrial or Associ-
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$45.00 for Student status).
n Active
$ 87.50
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$ 87.50
D Associate (Foreign)
$102.50
n Special
$ 87.50
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$ 45.00
TOTAL
$
Spetialty Settions
Established to recognize the specialty areas of respiratory care, these sections
publish a bi-monthly newsletter that focuses on issues of specific concern to that
specialty. The sections also design the specialty programming at the national
AARC meetings.
n Adult Acute Care Section
n Education Section
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D Diagnostics Section
n Continuing Care-
Rehabilitation Section
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D Transport Section
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TOTAL
GRAND TOTAL = Membership Fee
plus optional seetions
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1
Respiratory Care • Open Forum 2000
The American Association for Respiratory Care and its sci-
ence journal. Respiratory Care, invite submission of brief
abstracts related to any aspect of cardiorespiratory care. The
abstracts will be reviewed, and selected authors will be invited
to present posters at the OPEN FORUM during the AARC In-
ternational Respiratory Congress in Cincinnati, Ohio, October
7-10, 2000. Accepted abstracts will be published in the Au-
gust 2000 issue of RESPIRATORY CARE. Membership in the
AARC is not required for participation. All accepted abstracts
are automatically considered for ARCF research grants.
SPECIFICATIONS— READ CAREFULLY!
An abstract may report (1) an original study, (2) the eval-
uation of a method, device or protocol, or (3) a case or case
series. Topics may be aspects of adult acute care, continuing
care/rehabilitation, perinatology/pediatrics, cardiopulmonary
technology, or health care delivery. The abstract may have been
presented previously at a local or regional — but not nation-
al— meeting and should not have been published previously
in a national journal. The abstract will be the only evidence
by which the reviewers can decide whether the author should
be invited to present a poster at the Open Forum. Therefore,
the abstract must provide all important data, findings, and con-
clusions. Give specific information. Do not write such gen-
eral statements as "Results will be presented" or "Significance
will be discussed."
ESSENTIAL CONTENT ELEMENTS
Original study. Abstract must include ( 1 ) Background: state-
ment of research problem, question, or hypothesis; (2) Method:
description of research design and conduct in sufficient de-
tail to permit judgment of validity; (3) Results: statement of
research findings with quantitative data and statistical anal-
ysis; (4) Conclusions: interpretation of the meaning of the re-
sults.
Method, device, or protocal valuation. Abstract must in-
clude ( 1 ) Background: identification of the method, device,
or protocol and its intended function; (2) Method: description
of the evaluation in sufficient detail to permit judgment of its
objectivity and validity; (3) Results: findings of the evalua-
tion; (4) Experience: summary of the author's practical ex-
perience or a lack of experience; (5) Conclusions: interpre-
tation of the evaluation and experience. Cost comparisons should
be included where possible and appropriate.
Case report. Abstract must report a case that is uncommon
or of exceptional educational value and must include ( 1 ) In-
troduction: relevant basic information important to understanding
the case. (2) Case Summary: patient data and response, de-
tails of interventions. (3) Discussion: content should reflect
results of literature review. The author(s) should have been
actively involved in the case and a case-managing physician
must be a co-author or must approve the report.
FORMAT AND TYPING INSTRUCTIONS
Accepted abstracts will be photographed and reduced by
40%; therefore, the size of the original text should be at least
10 points. A font like Helvetica or Times makes the clearest
reproduction. The first line of the abstract should be the title
in all capital letters. Title should explain content. Follow title
with names of all authors (including credentials), institution(s),
and location; underline presenter's name. Type or electron-
ically print the abstract single spaced in one paragraph on a
clean sheet of paper, using margins set so that the abstract
will fit into a box no bigger than 18.8 cm (7.4") by 13.9 cm
(5.5"), as shown on the reverse of this page. Insert only one
letter space between sentences. Text submission on diskette
is allowed but must be accompanied by a hard copy. Data may
be submitted in table form, and simple figures may be included
provided they fit within the space allotted. No figure, illustration,
or table is to be attached to the abstract form. Provide all au-
thor information requested. Standard abbreviations may be em-
ployed without explanation; new or infrequently used ab-
breviations should be spelled out on first use. Any recurring
phrase or expression may be abbreviated, if it is fu^t explained.
Check the abstract for ( 1 ) errors in spelling, grammar, facts,
and figures; (2) clarity of language; and (3) conformance to
these specifications. An abstract not prepared as requested may
not be reviewed. Questions about abstract preparation may be
telephoned to Linda Barcus at (972) 406-4667.
Early Deadline Allowing Revision. Authors may choose
to submit abstracts early. Abstracts postmarked by February
29, 2000 will be reviewed and the authors notified by letter
only to be mailed by March 3 1 , 2000. Rejected abstracts will
be accompanied by a written critique that should, in many cases,
enable authors to revise their abstracts and resubmit them by
the Final Deadline (April 28, 2000).
Final Deadline. The mandatory Final Deadline is April 28,
2000 (postmark). Authors will be notified of acceptance or re-
jection by letter only. These letters will be mailed by July 12,
2000.
Mailing Instructions. Mail (Do not fax!) 2 clear copies
of the completed abstract form, diskette (if possible), and a
stamped, self-addressed postcard (for notice of receipt) to:
2000 Respiratory Care Open Forum
11030 Abies Lane
Dallas TX 75229-4593
submit your Open Forum abstract electronically
, visitwww.rcjoumal.com ,
Respiratory Care Open Forum 2000 Abstract Form
13.9 cm or 5.5"
1 . Title must be in all
upper case (capital)
letters, authors' full
names and text in
upper and lower case.
2. Follow title with all
authors' names
including credentials
(underline presenter's
name), institution, and
location.
3. Do not justify (ie,
leave a 'ragged' right
margin).
4. Do not use type size
less than 10 points.
5. All text and the table,
or figure, must fit into
the rectangle shown.
(Use only 1 clear, con-
cise table or figure.)
6. Submit 2 clean copies.
Mail original & 1
photocopy (along with
postage-paid postcard) to
2000 Respiratory
Cark Open Forum
11030 Abies Lane
Dallas TX 75229-4593
Early deadline is
February 28, 2000
(postmark)
Final deadline is
April 28, 2000
(postmark)
Electronic
Submission Is Now
Available. Visit
www.rcjournal.com
to find out more
Name & Credentials
Mailing Address
Voice Phone & Fax
Name & Credentials
Mailing Address
Voice Phone & Fax
RE/PIRATORy CARE
Manuscript Preparation Guide
General Information
RESPIRATORY CARE welcomes original manuscripts related to the
science and technology of respiratory care and prepared accord-
ing to these Instructions and the Uniform Requirements for
Manuscripts Submitted to Biomedical Journals f Respir Care 1 997;
42(6):623-634]. Manuscripts are blinded and reviewed by pro-
fessionals who are experts in their fields. Authors are responsible
for all aspects of the manuscript and receive galleys to proofread
before publication. Each accepted manuscript is copyedited so that
its message is clear and it conforms to the Journal's style. Published
papers are copyrighted by Daedalus Inc and may not be published
elsewhere without permission.
Editorial consultation is available at any stage of planning or writ-
ing. On request, specific guidance is provided for all publication cat-
egories. To receive these Instructions and related materials, write
to Respiratory Care, 600 Ninth Avenue, Suite 702, Seattle WA
98104, call (206) 223-0558, or fax (206) 223-0563.
Publication Categories & Structure
Research Article: A report of an original investigation (a study).
It includes a Title Page, Abstract, Introduction, Methods. Results,
Discussion, Conclusions, Product Sources, Acknowledgments, Ref-
erences, Tables, Appendices, Figures, and Figure Captions.
Evaluation of Device/Method/Technique: A description and eval-
uation of an old or new device, method, technique, or modification.
It has a Title Page, Abstract, Introduction, Description of De-
vice/Method/Technique, Evaluation Methods, Evaluation Results,
Discussion. Conclusions, Product Sources, Acknowledgments, Ref-
erences, Tables, Appendices, Figures, and Figure Captions. Com-
parative cost data should be included wherever possible.
Case Report: A report of a clinical case that is uncommon, or was
managed in a new way, or is exceptionally instructive. All authors
must be associated with the case. A case-managing physician must
either be an author or furnish a letter approving the manuscript. Its
components are Title Page, Abstract, Introduction, Case Summa-
ry, Discussion, References, Tables, Figures, and Figure Captions.
Review Article: A comprehensive, critical review of the literature
and state-of-the-art summary of a pertinent topic that has been the
subject of at least 40 published research articles. Title Page, Out-
line, Introduction, Review of the Literature, Summary. Acknowl-
edgments, References. Tables, Appendices, and Figures and Cap-
tions may be included.
Overview: A critical review of a pertinent topic that has fewer than
40 published research articles.
Update: A report of subsequent developments in a topic that has
been critically reviewed in this Journal or elsewhere.
Point-of-View Paper: A paper expressing personal but substanti-
ated opinions on a pertinent topic. Title Page, Text, References, Tables,
and Illustrations may be included.
Special Article: A pertinent paper not fitting one of the foregoing
categories may be acceptable as a Special Article. Consult with the
Editor before writing or submitting such a paper.
Editorial: A paper drawing attention to a pertinent concern; it may
present an opposing opinion, clarify a position, or bring a problem
into focus.
Letter: A signed communication, marked "For publication,"
about prior publications in this Journal or about other pertinent top-
ics. Tables and illustrations may be included.
Blood Gas Corner: A brief, instructive case report involving blood
gas values — with Questions, Answers, and Discussion.
Drug Capsule: A mini-review paper about a drug or class of drugs
that includes discussions of pharmacology, pharmacokinetics,
and pharmacotherapy.
Graphics Comer: A briefcase report incorporating waveforms for
monitoring or diagnosis — with (Questions, Answers, and Discussion.
Kittredge's Comer: A brief description of the operation of respiratory
care equipment — with information from manufacturers and edito-
rial comments and suggestions.
PFT Corner: Like Blood Gas Comer, but involving pulmonary
function tests.
Cardiorespiratory Interactions. A case report demonstrating the
interaction between the cardiovascular and respiratory systems. It
should be a patient-care scenario; however, the case — the central
theme — is the systems interaction. CRl is characterized by figures,
equations, and a glossary. See the March 1996 Issue of RESPIRA-
TORY Care for more detail.
Test Your Radiologic Skill: Like Blood Gas Corner, but involv-
ing pulmon;iry medicine radiography and including one or more radio-
graphs; may involve imaging techniques other than conventional
chest radiography.
Review of Book, Film, Tape, or Software: A balanced, critical
review of a recent release.
Preparing the Manuscript
Print on one side of white bond paper. 8.5 in. x 1 1 in. (216 x 279 mm)
with margins of at least I in. (25 mm) on all sides of the page. Use
double-spacing throughout the entire manuscript. Use a standard
font (eg. Times, Helvetica, or Courier) at least 1 0 points in size, and
Respiratory Care Manuscript Preparation Guide, Revised 2/98
Manuscript Preparation Guide
do not use italics except for special emphasis. Number all pages in
upper-right comers. Indent paragraphs 5 spaces. Do not justify. Do
not put authors' names, institutional affiliations or allusions to
institutional affiliations in the text, or other identification any-
where except on the title page. Repeat title only (no authors) on
the abstract page. Begin each of the following on a new page: Title
Page, Abstract, Text, Product Sources List, Acknowledgments, Ref-
erences, each Table, and each Appendix. Use standard English in
the first person and active voice.
Center main section headings on the page and type them in cap-
ital and small letters (eg, Introduction, Methods, Results, Discus-
sion). Begin subheadings at the left margin and type them in cap-
ital and small letters (eg. Patients, Equipment, Statistical Analysis).
References. Cite only published works as references. Manuscripts
accepted but not yet published may be cited as references: desig-
nate the accepting journal, followed by (in press), and provide 3 copies
of the in-press article for reviewer inspection. Cite references in the
text with superscript numerals. Assign numbers in the order that ref-
erences are first cited. On the reference page, list the cited works
in numerical order. Follow the Journal's style for references. Abbre-
viate journal names as in Index Medicus. List all authors.
Article in a journal carrying pagination throughout volume:
Rau JL, Harwood RJ. Comparison of nebulizer delivery methods
through a neonatal endotracheal tube: a bench study. Respir Care
1992;37(11):1233-1240.
Article in a publication that numbers each issue beginning with
Page 1:
Bunch D. Establishing a national database for home care. AARC Times
1991 ;15(Mar):6 1,62,64.
Corporate author journal article:
American Association for Respiratory Care. Criteria for establish-
ing units for chronic ventilator-dependent patients in hospitals. Respir
Care 1988;33(1 1);1044-1046.
Article in journal supplement: (Journals differ in their methods of
numbering and identifying supplements. Supply sufficient information
to promote retrieval.)
Reynolds HY. Idiopathic interstitial pulmonary fibrosis. Chest 1986;
89(3Suppl):l39S-143S.
Abstract in journal: (Abstracts citations are to be avoided. Those more
than 3 years old should not be cited.)
Stevens DP. Scavenging ribavirin from an oxygen hood to reduce envi-
ronmental exposure (abstfact). Respir Care 1990;35(11): 1087-1088.
Editorial in journal:
Enright P. Can we relax during spirometry? (editorial). Am Rev Respir
Dis 1993;I48(2):274.
Editorial with no author given:
Negative-pressure ventilation for chronic obsUTJCtive pulmonary dis-
ease (editorial). Lancet 1992;340(8833):1440-1441.
Letter in journal:
Aelony Y. Ethnic norms for pulmonary funcrion tests (letter). Chest
199 1;99(4): 1051.
Paper accepted but not yet published:
Hess D. New therapies for asthma. Respir Care (year, in press).
Personal author book: (For any book, specific pages should be cited
whenever possible.)
DeRemee RA. Clinical profiles of diffuse interstitial pulmonary dis-
ease. New York: Futura; 1990. p. 76-85.
Corporate author book:
American Medical Association Department of Dmgs. AMA drug eval-
uations, 3rd ed. Litdeton CO: Publishing Sciences Group; 1977.
Chapter in book with editor(s):
Pierce AK. Acute respiratory failure. In: Guenter CA, Welch MH, edi-
tors. Pulmonary medicine. Philadelphia: JB Lippincott; 1977:26-42.
Tables. Use consecutively numbered tables to display information.
Start each table on a separate page. Number and title the table and
give each column a brief heading. Place explanations in footnotes,
including all nonstandard abbreviations and symbols. Key the foot-
notes with conventional designations (*, t, t, §, II, I, **, tt) in con-
sistent order, placing them superscript in the table body. Do not use
horizontal or vertical rules or borders. Do not submit tables as pho-
tographs, reduced in size, or on oversize paper. Use the same type-
face as in the text.
Illustrations. Graphs, line drawings, photographs, and radiographs
are figures. Use only illustrations that clarify and augment the text.
Number them consecutively as Fig. 1 , Fig. 2, and so forth accord-
ing to the order by which they are mentioned in the text. Be sure
all figures are cited. If any figure was previously published, include
copyright holder's written permission to reproduce. Figures for
publication must be of professional quality. Data for the original
graphs should be available to the Editor upon request. If color is essen-
tial, consult the Editor for more information. In reports of animal
experiments, use schematic drawings, not photographs. A letter of
consent must accompany any photograph of a person. Do not place
titles and detailed explanations on figures; put this information in
figure captions. If possible, submit radiographs as prints and full-
size copies of film.
Drugs. Identify precisely all drugs and chemicals used, giving gener-
ic names, doses, and routes of administration. If desired, brand names
may be given in parentheses after generic names. Drugs should be
listed on the product-sources page.
Commercial Products. In parentheses in the text, identify any com-
mercial product (including model number if applicable) the first time
it is mentioned, giving the manufacturer's name, city, and state or
country. If four or more products are mentioned, do not list any man-
ufacturers in the text; instead, list them on a Product Sources page
at the end of the text, before the References. Provide model num-
bers when available and manufacturer's suggested price, if the study
has cost implications.
Ethics. When reporting experiments on human subjects, indicate
that procedures were conducted in accordance with the ethical stan-
dards of the World Medical Association Declaration of Helsinki
[Respir Care 1997;42(6):635-636] or of the institution's committee
RESPIRATORY CARE Manuscript Preparation Guide, Revised 2/98
Manuscript Preparation Guide
on human experimentation. State that informed consent was
obtained. Do not use patient's names, initials, or hospital numbers
in text or illustrations. When reporting experiments on animals, indi-
cate that the institution's policy, a national guideline, or a law on
the care and use of laboratory animals was followed.
Statistics. Identify the statistical tests used in analyzing the data,
and give the prospectively determined level of significance in the
Methods section. Report actual p values in Results. Cite only text-
book and published article references to support choices of tests. Iden-
tify any general-use or commercial computer programs used, nam-
ing manufacturers and their locations. These should be listed on the
product-sources page.
Units of Measurement. Express measurements of length, height,
weight, and volume in metric units appropriately abbreviated; tem-
peratures in degrees Celsius; and blood pressures in millimeters of
mercury (mm Hg). Report hematologic and clinical-chemistry mea-
surements in conventional metric and in SI (Systeme Internationale)
units. Show gas pressures (including blood gas tensions) in torr.
List SI equivalent values, when possible, in brackets following non-
SI values— for example, "PEEP, 10 cm H2O [0.98 1 kPa]." For con-
version to SI, see RESPIRATORY CARE 1988;33(10):861-873 (Oct
1988), 1989;34(2):145 (Feb 1989), and 1997;42(6):639-640 (June
1997).
Conflict of Interest Authors are asked to disclose any liaison or finan-
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Abbreviations and Symbols. Use standard abbreviations and sym-
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Please use the following forms: cm H2O (not cmH20), f (not bpm),
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SpO: (pulse-oximetry saturation). See RESPIRATORY CARE:
Standard Abbreviations and Symbols [Respir Care 1997;42(6):637-
642].
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Respiratory Care Manuscript Preparation Guide, Revised 2/98
COVER LETTER & CHECKLIST
A copy of this completed form must accompany all manuscripts submitted for publication.
Title of Paper:
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Corresponding Author: .
Mailing Address:
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_Phone:
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than 4 authors, please use another copy of this form.*
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□ Have the manufacturers and their locations been provided for all devices and equipment used?
Respiratory Care Manuscript Preparation Guide, Revised 2/98
MEE^JfccH
For VOLUNTARY reporting
by health professionals of adverse
events and product problems
FOA Use Only (Resp Care)
THE IDA MEDICAL PRODUCTS REPORTING PROGRAM
A. Patient information
1 Patient identifier
In confidence
2. Age at time
of event:
or
Date
of birth:
3 Sex
I I female
I I male
Page
4. Weiglit
of
Triage unit
sequence #
-lbs
kgs
B. Adverse event or product problem
1, LH Adverse event and/or | | Product problem (e.g.. defects/malfunctions)
2 Outcomes attributed to adverse event . — .
(check all that apply) l_l disability
I I congenital anomaly
'I \_\ required intervention to prevent
permanent impairment/damage
Q death
I I life-threatening
I I hospitalization - initial or prolonged LJ o'her:
3 Date of
event
■ lay yr)
4 Date of
this report
5 Describe event or problem
6 Relevant tests/laboratory data, including dates
7 Other relevant history, including preexisting medical conditions (eg, allergies,
race, pregnancy, smoking and alcohol use, hepatic/renal dysfunction, etc.)
Mall to: MEdWaTCI^I or FAX to:
5600 Fishers Lane 1 -800-FDA-01 78
Rockville, MD 20852-9787
C. Suspect medication(s)
1 . Name (give labeled strength & mfr/labeler, if known)
#1
#2
2 Dose, frequency & route used
#1
#2
3. Therapy dates (if unknown, give duration)
Irom/to (or best eslimate)
#1
#2
4. Diagnosis for use (indication)
#1
#2
6- Lot # (if known)
#1
#2
7. Exp. date (if known)
#1
#2
9. NDC # (for product problems only)
5 Event abated after use
stopped or dose reduced
#1 Dyes Dno D^g^fy"''
#2 Dyes D no Dgg^Py"''
8 Event reappeared after
reintroduction
*1 Dyes Dno Dgg^Py"''
#2 Dyes D no DS"''
10 Concomitant medical products and therapy dates (exclude treatment of event)
D. Suspect medical device
1 Brand name
2 Type of device
3 Manufacturer name & address
6.
model # _
catalog #
serial #
lot *
other #
4 Operator of device
I I health professional
I I lay user/patient
n other:
5 Expiration date
(mo/day/yr|
7 If Implanted, give date
(mo/day/yr)
8. If explanted, give date
(mo/day/yr)
9 Device available for evaluation? (Do not send to FDA)
I I yes LJ h° LJ returned to manufacturer on
frrro/riay/yr)
10. Concomitant medical products and therapy dates (exclude treatment of event)
E. Reporter (see confidentiality section on bacl<)
1 . Name & address
phone #
2 Health professional?
□ yes □ no
3 Occupation
5. If you do NOT want your identity disclosed to
the manufacturer, place an " X " in this box. Q
4 Also reported to
I I manufacturer
I I user facility
I I distributor
FDA Form 3500 1/96)
Submission of a report does not constitute an admission that medical personnel or the product caused or contributed to th*- event.
ADVICE ABOUT VOLUNTARY REPORTING
Report experiences with:
• medications (drugs or biologies)
• medical devices (including in-vitro diagnostics)
• special nutritional products (dietary
supplements, medical foods, infant formulas)
• other products regulated by FDA
Report SERIOUS adverse events. An event
is serious when the patient outcome is:
• death
• life-threatening (real risk of dying)
• hospitalization (initial or prolonged)
• disability (significant, persistent or permanent)
• congenital anomaly
• required intervention to prevent permanent
impairment or damage
Report even if:
• you're not certain the product caused the
event
• you don't have all the details
Report product problems - quality, performance
or safety concerns such as:
• suspected contamination
• questionable stability ''
• defective components
• poor packaging or labeling
• therapeutic failures
How to report:
• just fill in the sections that apply to your report
• use section C for all products except
medical devices
• attach additional blank pages if needed
• use a separate form for each patient
• report either to FDA or the manufacturer
(or both)
Important numbers:
• 1-800-FDA-0178
• 1-800-FDA-7737
• 1-800-FDA-1088
• 1-800-822-7967
to FAX report
to report by modem
to report by phone or for
more information
for a VAERS form
for vaccines
If your report involves a serious adverse event
with a device and it occurred in a facility outside a doc-
tor's office, that facility may be legally required to report to
FDA and/or the manufacturer. Please notify the person in
that facility who would handle such reporting.
Confidentiality: The patient's identity is held in strict
confidence by FDA and protected to the fullest extent of
the law. The reporter's identity, including the identity of a
self-reporter, may be shared with the manufacturer unless
requested otherwise. However, FDA will not disclose the
reporter's identity in response to a request from the
public, pursuant to the Freedom of Information Act.
The public reporting burden for this collection of information
has been estimated to average 30 minutes per response,
including the time for reviewing instructions, searching exist-
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and completing and reviewing the collection of information.
Send comments regarding this burden estimate or any other
aspect of this collection of information, including suggestions
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FDA Form 3soo-back PleasG UsG AdcJress Provided Below - Just Fold In Thirds, Tape and Mall
Department of
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Public Health Sen/ice
Food and Drug Administration
Rockville, MD 20857
Official Business
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|,,l,lll...l.ilMliii.ilill>liilmll.il.lii.lMl.ll
News releases about new products and services will be considered for publication in this section.
There is no charge for these listings. Send descriptive release and glossy black and white photographs
to RESPIRATORY CARE, New Products & Services Dept, 1 1030 Abies Lane, Dallas TX 75229-4593.
The Reader Service Card can be found at the back of the Journal.
New Products
& Services
Aerosol Valved Holding Chamber.
Monaghan Medical Corporation an-
nounces it has received Food & Drug
Administration clearance to market its
new AeroChamber PIustm product line.
The company describes the devices as
high performance aerosol valved hold-
ing chambers (VHC). According to
Monaghan, the AeroChamber Plus
VHC is a significant advancement in me-
tered-dose-inhaler aerosol delivery for
COPD and asthma patients. The company
says a key feature of the new devices is a
"flowdynamic" system that increases the
fine particle dose of MDIs and the style
for children (includes a mask) features a
sturdier design, lower inhalation rate, less
dead space, and an improved facial seal
on the mask. For more information from
Monaghan Medical, circle number 169 on
the reader service card in this issue, or
send your request electronically via
"Advertisers Online" at http;//www.
aarc.org/buyers_guide/
Equipment Maintenance Program. The
Services and Support division of
Mallinckrodt Inc's Respiratory Group has
introduced a program they say will help
owners and operators of the company's
respiratory equipment specify factory-
built parts and factory-authorized service
for routine preventive maintenance and
inspection services. Mallinckrodt says the
program consists of two gold-foil stickers
denoting either Mallinckrodt Genuine
Parts or Genuine Service. Company press
materials say the stickers designate that
replacement parts were factory made and
allow Mallinckrodt Customer Support
Engineers or factory technicians to log
product services performed along with
the date of service. For more information
from Mallinckrodt, circle number 170 on
the reader service card in this issue, or
send your request electronically via
"Advertisers Online" at http://www.aarc.
org/buyers_guide/
raised seven-inch side bolsters and Model
2 with a gatch relief system that allows
the mattress to move with the bed frame.
For more information from EHOB, circle
number 1 7 1 on the reader service card in
this issue, or send your request electroni-
cally via "Advertisers Online" at http://
www.aarc.org/buyers_guide/
Mattress Replacement Systems. EHOB
Inc introduces its Waffle® Mattress
Replacement Systems, Models 1 and 2.
EHOB describes the mattress design as
air over foam and says the combination
provides protection against pressure ul-
cers. The company says the design pro-
vides tissue-unloading static air directly
under the patient which they say allows
maximum body-to-surface contact.
EHOB says the mattresses are designed
for long-term care facilities, Model 1 with
Nebulizer. Allied Healthcare Products Inc
has introduced its new Schuco 3000 nebu-
lizer compressor. The company describes
the unit as compact, weighing only 3.8
pounds, but rugged and constructed of
damage-resistant plastic. Allied says the
S3000 offers recessed tubing, built-in han-
dle and cord storage, and a filtration system
that can be cleaned and reused. And ac-
cording to a company spokesperson, the
unit operates quietly at 58dBA and pro-
vides a liter flow of 9 LPM at the cup with
maximum pressure rating of 35 PSL.
Allied says each S3000 comes with a main-
tenance-free compressor, nebulizer, tubing,
mouthpiece, and tee. For more information
from Allied Healthcare Products, circle
number 172 on the reader service card in
this issue, or send your request electroni-
cally via "Advertisers Online" at http://
www.aarc.org/buyers_guide/
RESPIRATORY CARE • DECEMBER 1999 VOL 44 NO 12
153?
Not-for-profit organizations are offered a free advertisement of up to eight lines to appear, on a space-available
basis, in Calendar of Events in RESPIRATORY CARE. Ads for other meetings are priced at $5.50 per line and require
an insertion order. Deadline is the 20th of the month two months preceding the month in which you wish the ad to run.
Submit copy and insertion orders to Calendar of Events, RESPIRATORY CARE, 1 1030 Abies Lane, Dallas TX 75229-4593.
Calendar
of Events
AARC & AFFILIATES
December 13-16 — Las Vegas,
Nevada
The AARC's 45th International
Respiratory Congress is scheduled
for Dec. 13-16 (Monday through
Thursday) at the Las Vegas
Convention Center. Sessions
appealing to all levels of health
care providers will be offered, with
CRCE credit available. Exhibits by
international manufacturers of
cardiopulmonary equipment will
be featured. See the AARC web
site for additional information:
www.aarc.org.
January 21, 2000 — Bloomington,
Minnesota
The Minnesota Society for
Respiratory Care host their
Frostbite Forum — "Light a Fire"
— at the Doubletree Inn. Five
CRCEs have been requested.
Contact: For more information,
contact Laurie Tomaszewski at
(651) 232-1922, Carolyn Dunow
at dunowc@fhpcare.com, or
Carl Mottram at mottram.
carI@mayo.edu.
March 15-17, imi—Lake Tahoe,
Nevada
The Greater Bay Area Chapter of
the California Society for
Respiratory Care host their 2 1 st
annual conference at Caesars
Lake Tahoe. "Tahoe 2000" will
offer 1 2 hours of continuing
education credit.
Contact: For more information,
call (925) 866-6643 or access
their web site at www.csrc.org.
May 19, 2000— Brainerd
Minnesota
The Minnesota Society for
Respiratory Care host their Spring
Fling — "Rev It Up" at the
Breezy Point Resort. Five CRCEs
will be requested.
Contact: For more information,
contact Laurie Tomaszewski at
(651) 232-1922, Carolyn Dunow
at dunowc@fhpcare.com, or
Carl Mottram at
mottram.carl @ mayo.edu.
Other Meetings
February 27-March 2 — Keystone
Resorts, Colorado
The 16th Annual Children's
National Medical Center
Symposium on ECMO and
Advanced Therapies for
Respiratory Failure will be held at
Keystone Resorts. Topics include
new uses for ECMO,
hyperthermia for cancer therapy,
hypothermia for neuroprotection,
and extracorporeal CPR.
Contact: Dr. Billie Lou Short at
(202) 884-50 1 8 or bshort@
cnmc.org.
March 27-30, 2000— Clearwater
Beach, Florida
All Children's Hospital will host
a neonatal/pediatric transport
conference, "Leading the Way —
Staying Patient Focused," at the
Hilton Clearwater Beach Resort.
Continuing education hours
available for RNs and RTs.
Contact: Connie Spadaccino at
(800) 456-4543, ext. 4240, or fax
(727) 892-4399.
April 1-7, 2000— Miami, Florida
Miami Children's Hospital and the
Ventilation Assisted Children's
Center (VACC) are hosting their
annual camp for ventilation-
assisted children and their families.
The campsite is A.D. Barnes Park,
a 62-acre park located two miles
from Miami Children's Hospital.
Facilities include an air-
conditioned lodge, two air-
conditioned bunkhouses, and
wheelchair-accessible swimming
pool, playground, and nature trail.
The VACC Camp treats families
with children dependent on
oxygen, a tracheostomy, ventilator,
CPAP, or bi-level PAP to a week
of fun and adventure in the
company of their peers.
Contact: If you know of eligible,
interested families, have them
contact Camp Director Dr. Moises
Simpeer or Bela Floretin at (305)
662-8380, ext. 4610, or (305) 662-
8222. Applications will be
accepted through Jan. 15, 2000.
May 19-21, 2000— Atlanta, Georgia
Children's Healthcare of Atlanta-
Egleston will sponsor "Moving
ECMO into the New Millennium"
— SEECMO 2000, the 10th
Annual Southeastern ECMO
Conference, at the Grand Hyatt
Buckhead. Presentations will
cover adult ECMO, ECMO flow
direction, CVVH techniques, and
hands-on water drills.
Contact: Micheal Heard, RN, at
(404) 3 15-2593 or micheal.
heard@choa.org.
1534
Respiratory Care • December 1999 Vol 44 No 12
Notices
Notices ot compcliiions, scholarships, tellowships. examination dates, new educaiioiial progrunis.
and the hke wiW be Hsted here Iree ot charge. Items lor the Notices section must leach the Journal 60 days
betore the desired month ot pubhcation (January I tor the March issue. February I tor the April issue, etc). Include all
pertinent inlormalion and mail notices to RtSPIRA lOkY CARb Notices Dept, 1 IU3U Abies Lane, Dallas IX 75229-4593.
Sc^tduUct Pto^fe4.dO'%'4' ^o-undd 2000
Pulmonary Rehabilitation: What You Need to Know — Julien M Roy
BA RRT; Host, Richard Branson BA RRT~Video March 7; Audio April 4
Pediatric Asthma in the ER— Tim Myers BS RR I"; Host. Richard Bran-
son BA RRT— Video March 28; Audio April 18
Drugs, Medications and Delivery Devices of Importance in Respiratory
Care— Jim Fink MS RRT: Host, David Pierson MD— Video April 25;
Audio May 16
Cost Effective Respiratory Care: You've Got to Change — Kevin Shrake
MA RRT FACHE; Host, Sam P Giordano MBA RRT— Video 23;Audio
June 20
Pediatric Ventilation: Kids Are Different — Mark Hculitt MD; Host,
Richard Branson BA RRT — Video 25; Audio August 15
What Matters in Respiratory Monitoring: What Goes and What
Stays— Dean Hess PhD RRT FAARC; Host, Richard Branson BA RR T—
Video August 22; Audio September 26
Managing Asthma: An Update — Fatti Joyner RRT COM; Host, Mari
Jones MSN RN RRT— Video September 19; Audio October 17
Routine Pulmonary Function Testing: Doing it Right — Carl D Motlram
RRT RPFT; Host, David Pierson MD— Video November 7; Audio
December 5
fel Helpful UJeb|Sjtes
American Association for Respiratory Care
http://www.aarc.org
— Current job listings
— American Respiratory Care Foundation
fellowships, grants, & awards
— Clinical Practice Guidelines
National Board for Respiratory Care
http://www.nbrc.org
Respiratory Care online
http://www.rcjournal.com
— 1 998 Subject and Author Indexes
— Contact the editorial staff
Astlima iVianagement
Model System
http://www.nhlbi.nih.gov
Keys to Professional Excellence
http://www.aarc.org/keys/
The National Board for Respiratory Care — 2000 Examination Dates and Fees
Examination
CRT
Applications Accepted/
Testing Available
Dec 1, 1999
Jan 10,2000
Examination Fees
$190 (new applicant)
$150(reapplicant)
Perinatal/Pediatric
CPR
Dec 1, 1999
Jan 10.2000
Jan 1 . 2000
Feb 1,2000
$250 (new applicant)
$220(reapplicant)
$200 (new applicant)
$170 (reapplicani)
RPFT
Jan 1,2000
Feb 1,2000
$250 (new applicant)
$170(reapplicant)
RRT
(Written & CSE)
Feb 1,2000
Apr 1,2000
$190 (new - written only)
$200 (new - CSE only)
$390 (new - both)
For information about other services or fees, write to the National Board for Respiratory Care.
83 10 Nieman Road. Lenexa K.S 66214, or call (913) 599-4200, FAX (913) 541-OI56,or e-mail: nbrc-info(a> iibrc.org
Respiratory Care • December 1999 vol 44 No 12
1535
Authors
in This Issue
Aboussouan, Loutfi S 1491
Afari, Niloofar 1452
Bamhart, Scott 1452
Blonshine, Susan 1458
Buchwald, Dedra S 1452
Cairo, J M 1494
Caras, William E 1465
Carella, Michael J 1458
Chatbum, Robert L 1496
Dillard, Thomas 1465
Donner, Claudio F 1495
Eckert, Brenton 1493
Foss, Scott A 1474
Gera, C Mohan 1458
Gossain, Ved V 1458
Gudjonsdottir, Marta 1495
Helms, Michael 1447
Hyde, Keith 1494
Keppel, Jean W 1474
Laskowski, Daniel 1493
Maclntyre, Neil R 1447
Maunder, Richard J 1494
McCarthy, Kevin 1486, 1493
Mehta, Atul C 1489
Pierson, David J 1496
Reasor, Tammy 1465
Ropp, Brad 1458
Sahn, Steven A 1447
Seshadri, Niranjan 1489
Schmaling, Karen B 1452
Schmidt, Gregory 1447
Stoller, James K 1486, 1493
Winter, Michael G 1465
Wunderink, Richard 1447
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led Signal Processing and
iging motion conditions.*
Je know that reality by heart.
t* XL, the N-395 cuts through
les. Accurate readings, fewer
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r — Oximetry You Can Trust.
ne N-395 produces a 20% improvement in
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1 Mcllwaine, P.M., Wong, L.T., Peacock, D., Davidson, G.F. "Long-term
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The journal of Pediatrics, Octob>er 1997.
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4 "AARC Clinical Practice Guideline: 'Use of Positive Airway Pressure Adjuncts
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