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Full text of "Scope of Soviet activity in the United States. Hearing before the Subcommittee to Investigate the Administration of the Internal Security Act and Other Internal Security Laws of the Committee on the Judiciary, United States Senate, Eighty-fourth Congress, second session[-Eighty-fifth Congress, first session] .."

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SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


HflARING 

SUBCOMMITTEE.  TO .IN^VI^STIGATE  THE 

ADMINISTEATION  OF  THE  IFrEENAL  SECUEITY 

ACT  AND  OTHER  INTERNAL  SECURITY  LAWS 


OF  THE 


COMMITTEE  ON  THE  JUDICIARY 
UNITED  STATES  SENATE 

EIGHTY-FOURTH  CONGRESS 

SECOND  SESSION 

ON 

SCOPE  OF  SOVIET  ACTIVITY  IN  THE 
UNITED  STATES 


DECEMBER  17,  1956 


PART  38 


Printed  for  the  use  of  the  Committee  on  the  Judiciary 


UNITED  STATES 
GOVERNMENT  PRINTING  OFFICE 
72723  WASHINGTON  :   1957 


>  .*«5->JICV,-^"3U 


Boston  Public  Library 
Superintendent  of  Documents 

MAY  3  - 1957 


COMMITTEE  ON  THE  JUDICIARY 

JAMES  O.  EASTLAND,  Mississippi,  Chairman 

ESTE7S  KEFAUVER,  Tennessee  ALEXANDER  WILEY,  Wisconsin 

OLIN  D.  JOHNSTON,  Soutli  Carolina  WILLIAM  LANGER,  North  Dalsota 

THOMAS  C.  HENNINGS,  Jii.,  Missouri  WILLIAM  E.  JENNER.  Indiana 

JOHN  L.  McCLELLAN,  Arlfansas  ARTHUR  V.  WATKINS,  Utah 

PRICE  DANIEL,  Texas  EVERETT  McKINLEY  DIRKSEN,  Illinois 

JOSEPH  C.  O'MAHONEY,  Wyoming  HERMAN  WELKER,  Idaho 

MATTHEW  M.  NEELY,  West  Virginia  JOHN  MARSHALL  BUTLER,  Maryland 


Subcommittee  To  Investigate  the  Administration  of  the  Internai,  Security 
Act  and  Other  Internal  Security  Laws 

JAMES  O.  EASTLAND,  Mississippi,  Chairman 

OLIN  D.  JOHNSTON,  South  Carolina  WILLIAM  E.  JENNER.  Indiana 

JOHN  L.  McCLELLAN,  Arkansas  ARTHUR  V.  WATKINS,  Utah 

THOMAS  C.  HENNINGS,  Jr..  Missouri  HERMAN  WELKER.  Idaho 

PRICE  DANIEL,  Texas  JOHN  MARSHALL  BUTLER,  Maryland 

Robert  Morris,  Chief  Counsel 

J.  G.  SouRWiNE,  Associate  Coutisel 

William  A.  Rosher,  Administrative  Counsel 

BENJAMIN  MANDEL,  Director  of  Research 

11 


CONTENTS 


Witness :  rage 

Waldman,  Henry  S 2109 

m 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


MONDAY,   DECEMBER    17,    1956 

United  States  Senate, 
Subcommittee  To  Investigate  the  Administration 

OF  THE  Internal  Security  Act  and  Other 

Internal  Security  Laws  of  the 
Committee  on  the  Judiciary, 

Washington^  D.  G. 

The  subcommittee  met,  pursuant  to  call,  at  10 :  30  a.  m.,  in  the  Old 
Supreme  Court  Chamber,  United  States  Cai)itol,  Senator  Olin  D. 
Johnston  presiding. 

Present :  Senators  Johnston  and  Jenner. 

Also  present:  J.  G.  Sourwine,  associate  comisel;  William  Rusher, 
administrative  counsel;  and  Benjamin  Mandel,  research  director. 

Senator  Johnston.  The  committee  will  come  to  order. 

You  may  call  the  first  witness. 

Mr.  Sourwine.  The  Honorable  Francis  Wilcox,  Assistant  Secretary 
of  State. 

Senator  Johnston.  Will  you  please  come  around,  Mr.  Wilcox,  and 
hold  up  your  right  hand  to  be  sworn. 

Do  you  swear  the  evidence  you  give  before  the  subcommittee  to  be 
the  truth,  the  whole  truth,  and  nothing  but  the  truth,  so  help  you  God  ? 

Mr.  Wilcox.  I  do. 

(Testimony  of  Francis  O.  Wilcox  at  this  point  in  the  hearing  is 
printed  in  the  preceding  volume  of  this  series,  part  37  of  Scope  of 
Soviet  Activity  in  the  United  States. ) 

]Mr.  Sourwine.  Mr.  Waldman. 

Senator  Johnston.  Do  you  swear  the  evidence  you  give  before  this 
subcommittee  to  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth,  so  help  you  God  ? 

Mr.  Waldman.  I  do. 

TESTIMONY  OF  HENRY  S.  WALDMAN,  CHAIEMAN,  INTERNATIONAL 
ORGANIZATIONS  EMPLOYEES  LOYALTY  BOARD,  ELIZABETH, 
N.  J. 

Mr.  Sourwine.  Will  you  give  the  committee  your  full  name  and 
your  present  title  ? 

Mr.  Waldman.  My  name  is  Henry  S.  Waldman,  of  Elizabeth, 
N,  J.,  Chairman  of  International  Organizations  Employees  Loyalty 
Board. 

Mr.  Sourwine.  And  in  that  post  you  succeeded  Mr.  Pierce  Gerety  ? 

Mr.  Waldman.  I  did,  sir,  in  March  1954. 

Mr.  Sourwine.  And  what  are  your  duties  in  that  position,  Mr. 
Waldman  ? 

2109 


2110       SCOPE    OF    SOVIET    ACTIVITY    EN    THE    UNITED    STATES 

Mr.  Waldman.  My  duties  in  that  position  are:  (1)  I  preside  over  a 
seven-member  board;  (2)  assist  in  the  administration  of  the  duties  of 
the  board ;  and  to  hold  meetings,  and  of  course  to  look  over  the  inves- 
tigations, hold  loyalty  hearings  if  same  are  necessary,  and  to  generally 
supervise  the  work. 

Mr.  SouRWiNE.  Who  are  the  other  members  of  the  board,  sir  ? 

Mr.  Waldman.  There  is  a  Col.  H.  Grady  Gore,  of  Washington, 
D.  C. ;  C.  Ed  Winton,  who  is  school  superintendent,  of  Kearny,  N.  J. ;  a 
Mr.  George  Kauffmann,  who  is  an  attorney  in  Kentucky;  and  Mrs. 
Catherine  Carpenter,  of  Pennsylvania;  a  Mr.  Richard  Biggers,  of 
Charlotte,  N.  C. ;  and  Mrs.  Gilman,  of  Connecticut. 

Mr.  SouRMiNE.  The  Board  was  organized  in  July  1953 — at  the  end  of 
July  1953? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRwiNE.  Is  it  correct,  sir,  that  the  effect  of  the  two  Executive 
orders,  concerning  which  Mr.  Wilcox  testified,  is  that  every  United 
States  citizen  who  is  an  employee  of,  or  is  considered  for  employment 
by,  an  international  organization  of  which  the  United  States  is  a 
member,  becomes  the  object  of  an  investigation  either  by  the  Federal 
Bureau  of  Investigation  or  the  Civil  Service  Commission  Investiga- 
tions Division,  depending  on  the  nature  of  his  employment  ? 

Mr.  Waldman.  That  is  true. 

Mr.  SouRwiNE.  And  every  employee  who  is  in  a  professional  capac- 
ity or  has  a  high-level  job  must  be  the  subject  of  an  FBI  full  field 
investigation  ? 

Mr.  Waldman.  That  is  true. 

Mr.  SouRwiNE.  Mr.  Waldman,  would  you  describe  for  our  record 
the  process  the  Board  uses  in  gathering  and  evaluating  information  on 
employees  or  prospective  employees  ? 

Mr.  Waldman.  Yes.    You  mean  in  applicant  cases  ? 

Mr.  SouRwiNE.  Yes. 

Mr.  Waldman.  In  applicant  cases,  the  application  comes  into  our 
office.  As  soon  as  that  comes  in,  we  give  it  for  investigation,  let  us 
say,  to  the  Civil  Service  Commission,  if  the  applicant  is  not  on  the 
international  recruited  staff.  The  Civil  Service  Commission  starts  an 
investigation.  If  in  the  course  of  its  investigation  derogatory  infor- 
mation appears,  immediately  it  is  converted  into  a  full  field  investiga- 
tion by  the  FBI. 

Now,  we  also  have  adopted  a  new  policy,  of  late,  in  an  effort  to  give 
Americans  quicker  and  more  employment.  We  make  now,  by  agree- 
ment with  the  State  Department  and  with  the  approval  of  the  Justice 
Depai'tment  and  the  concurrence  of  the  international  organizations, 
what  is  known  as  a  name  check,  and  that  takes  us  10  days  to  make. 

The  name  check,  as  you  know,  is  a  check  made  of  the  records  of  the 
FBI,  Senate  committee,  House  committee.  Military  Intelligence, 
Army,  Navy,  and  things  like  that.  If  the  response  is  favorable,  we 
notify  the  organization  that  the  man  is  apparently  all  right,  in  the 
first  instance. 

We  reserve  the  right,  however,  to  continue  our  investigation,  and 
if  anything  derogatory  appears,  the  man  is  just  employed  on  a  tempo- 
rary basis,  as  it  were,  subject  to  the  right  to  be  disaffiliated  with  that 
organization. 

Mr.  SouRwiNK.  You  are  clearing  them,  now,  initially,  for  employ- 
ment on  the  basis  of  a  name  check  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2111 

Mr.  Waldman.  We  are,  sir. 

Mr.  SouRwiNE.  This  procedure  that  you  discuss,  of  having  either 
the  Civil  Service  or  an  FBI  investigation,  was  instituted  after  this 
committee  had  exposed  cases  of  communism  in  the  United  Nations ;  is 
that  right? 

Mr.  Waldman.  I  would  say  that  the  greatest  deterrent  of  any  dis- 
loyalty in  goverimient,  and  the  greatest  thing  which  has  been  done, 
was  the  committee  hearings  in  1952  which,  for  the  first  time,  pointed 
out  very  graphically  the  situation  which  existed  in  a  certain  interna- 
tional organization. 

Mr.  SoTjRWiNE.  Mr.  Waldman,  does  the  Board  receive  information 
from  any  sources  other  than  the  Civil  Service  Commission  and  the 
Federal  Bureau  of  Investigation? 

Mr.  Waldman.  No,  sir ;  we  do  not. 

Mr.  SouRwiNE.  You  do  receive  information  compiled  by  those 
agencies  from  other  sources? 

Mr.  Waldman.  Yes,  sir. 

We  have  not,  and  we  do  not  on  our  own  initiative — that  is,  we  direct 
further  inquiry  from  time  to  time,  but  we  do  it  through  the  Federal 
Bureau  of  Investigation. 

Mr.  Sourwine.'Now,  to  what  degree  is  this  information  analyzed 
by  the  staff  of  the  Board  after  you  receive  it  ? 

Mr.  Waldman.  I  didn't  get  your  question. 

Mr.  Sourwine.  To  what  degree  is  this  information  which  you  re- 
ceive analyzed  by  the  staff  of  the  Board  ? 

Mr.  Waldman.  Two  members  of  the  staff  read  it,  and  with  each 
investigation  we  have  an  analysis  made  by  members  of  the  staff.  In 
addition  to  that 

Mr.  Sourwine.  Is  that  a  written  analysis  ? 

Mr.  Waldman.  Yes,  sir;  that  is  written  and  all  have  copies — and 
in  addition  to  that,  three  members  of  the  Board,  if  there  is  any  slight 
derogatory  information,  must  further  read  that  and  come  to  their  own 
conclusions  and  sign  that  there  was  not,  for  instance,  a  reasonable 
doubt  as  to  their  loyalty. 

Mr.  Sourwine.  That  almost  answers  my  next  question,  which  was 
the  degree  to  which  Board  members  participate  in  this  evaluation. 

Mr.  Waldman.  I  would  say,  sir,  that  it  is  microscopic. 

Mr.  Sourwine.  In  other  words,  the  Board  members  do  not,  largely, 
participate  in  the  evaluation  ?     Or  do  I  misunderstand  you  ? 

Mr.  Waldman.  No.  The  evaluation  is  made  by  members  of  the 
staff  who  are  trained  in  the  loyalty  field.  But  in  addition  to  that, 
each  of  us  reads  it,  and  we  come  to  our  own  conclusion.  We  are  not 
influenced,  necessarily,  by  the  staff  recommendation. 

Mr.  SouRAViNE.  You  mean  that  the  whole  Board,  each  individual 
member,  goes  over  each  individual  case? 

INIr.  Waldman.  I  am  sorry.  I  should  have  said  a  panel  of  at  least 
three  will  read  it  if  derogatory  matter  appears. 

If  it  is  a  simple  case  where  there  is  no  derogatory  information 
then  one  member  only  need  read  it. 

Mr.  Sourwine.  If  there  is  no  derogatory  information  it  can  be 
cleared  by  one  member  who  concurs  with  the  staff  ? 

Mr.  Waldman.  Yes. 

Let  us  saj^,  a  secretary  who  is  employed,  who  has  led  a  quiet  life 
and  never  joined  anything,  those  are  very  simple  cases. 


2112       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  SouRWiNE.  And  if  there  is  any  derogatory  information  it  must 
go  to  at  least  a  panel  of  three  ? 

Mr.  Waldman.  It  must  go  to  three.  And  before  it  is  cleared  at 
least  two  members  must  concur  in  it. 

Mr.  SouRwiNE.  Now,  is  there  any  higher  requirement  for  cases 
which  you  send  to  the  agencies  with  an  advisory  that  the  Board  feels 
there  is  disloyalty  or  there  is  doubt  in  that  regard  to  it  ? 

Mr.  Waldman.  Well,  generally,  that  has  been  preceded  by  a  hear- 
ing in  w^hich  a  panel  of  three  has  adjudicated  it. 

Senator  Johnston.  Say  the  panel  is  divided;  2  will  pass  on  it 
favorably  and  1,  we  will  say,  will  not.  Do  any  other  members  of  the 
Board  look  into  that? 

Mr.  Waldman.  No.  We  have  entrusted  it — in  other  words,  it  would 
mean  otherwise — if  you  had  a  7-man  Board,  it  would  be  uneconomic, 
and  it  would  take  a  long  time  for  7  to  read  it. 

What  I  meant  was,  if  there  was  no  derogatory  information  2  of  our 
examiners  evaluate  it  independently,  and  1  member  of  the  Board 
affixes  his  name  after  he  has  read  it;  however,  when  any  case  comes 
up — let  us  say  a  man  has  been  a  member  of  a  few  front  organizations, 
or  is  suspect  as  to  his  conduct,  in  such  case  it  is  known  as  a  loyalty 
case,  or  one  containing  derogatory  information. 

Now,  such  case  gets  the  following  treatment :  First,  two  examiners 
read  it  and  then  draw  an  analysis.  And  we  don't  let  it  go  at  that. 
Three  members  of  the  Board  must  then  pass  upon  that  case. 

Mr.  SouRWiNE.  Of  whom  two  must  approve  it  ? 

Mr.  Waldman.  Of  whom  at  least  two  must  approve  it. 

Senator  Johnston.  Say,  you  turn  it  down  by  2  to  1.  Does  the 
applicant  know  why  he  is  turned  down  ? 

Mr.  Waldman.  Yes,  sir. 

But  even  before  that  the  case  would  be  marked  as  a  hearing  case. 
No  applicant  is  merely  turned  down  as  the  result  of  our  reading  of  the 
files.  If  we  believe  that  it  is  of  sufficient  importance,  that  it  looks 
prima  facie  as  if  the  man  ought  to  be  removed,  we  convert  that  into 
a  hearing  case.  We  notify  the  man  of  the  time  and  place,  generally 
near  his  home,  either  in  New  York  or  in  Washington,  we  give  him — 
we  serve  him  first  with  an  interrogatory  or  questionnaire.  We  let  him 
know,  within  the  limits  of  national  security,  what  the  charges  against 
him  are.    We  give  him  an  opportunity  to  reply  to  those  charges. 

Not  in  every  instance  is  there  a  hearing.  If  the  man  gives  us  a 
reply  that,  to  three  reasonable  men,  appears  to  be — and  in  the  evalua- 
tion of  our  examiners — appears  to  cover  a  few  of  the  doubts  which 
appear  on  the  record,  we  will  close  that  case  out  on  the  ground  that 
there  has  been  no  reasonable  doubt  as  to  his  loyalty.  However,  if  his 
reply  to  our  questionnaire  still  leaves  doubt,  we  will  give  him  a  hear- 
ing and  give  him  an  opportunity  to  orally  explain  himself. 

Mr.  SouRwiNE.  Does  the  Board  have  the  power  of  subpena  ? 

Mr.  Waldman.  No  ;  we  do  not. 

Mr.  SouRwiNE.  Would  it  be  helpful  if  you  had  that  power  ? 

Mr.  Waldman.  We  have  long  felt  that  it  would  be. 

Mr.  SouRwiNE.  Does  the  Board  have  the  power  to  administer  oaths  ? 

Mr.  Waldman.  Yes;  we  do  have  that. 

Mr.  SouRwiNE.  Do  you  have  the  powder  to  compel  testimony  ? 

Mr.  Waldman.  No  ;  we  do  not.  But  I  would  say  that,  in  a  large 
number  of  the  hearing  cases  we  had,  no  one  has  ever  taken  the  fifth 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2113 

amendment,  no  one  has  ever  refused  to  testify  as  to  those  actually 
before  us.  Of  course,  we  had  the  UNESCO  cases  in  Europe,  a  few 
days  ago,  where  we  went  there,  and  while  some  members  of  that  organ- 
ization did  show  up,  there  were  seven  who  did  not  appear. 

Mr.  SouRWTNE.  As  a  matter  of  fact,  you  heard  Mr.  Wilcox's  testi- 
mony that  there  had  been  no  incident  in  which  a  witness  had  refused 
to  give  evidence  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRwiNE.  As  a  matter  of  fact,  have  there  ever  been  any  cases 
where  witnesses  have  refused  to  answer  the  questions,  or  some  of  your 
questions  ? 

Mr.  Waldman.  Singularly,  there  have  been  practically  none,  yet 
with  this  reservation :  We  have  had  a  few  who  said,  for  instance,  that 
by  reason  of  conscience  they  would  not  tell  whether  they,  in  turn,  had 
associated  with  somebody,  where  we  knew  their  father,  let  us  say,  was 
a  Communist,  and  we  had  the  son  in  front  of  us,  he  would  say,  "I  will 
talk  to  you  about  anyone,"  for  instance,  "who  is  dead,  but  I  will  not 
speak  against  my  father,"     We  liave  had  about  five  cases  of  such. 

Mr.  SouRWiNE.  Were  they  all  strictly  in  that  category  ?  You  had 
no  cases  in  which  they  refused  to  talk  about  themselves  ? 

Mr,  Waldman.  No  ;  they  talked  about  themselves  very  freely,  but 
they  w^ould  not  talk  about  the  others. 

Mr.  SouRwiNE.  You  take  the  case  of  Mr.  Behrstock ;  are  you  familiar 
with  that? 

Mr.  Waldman.  Yes;  I  am. 

Mr.  SouRw^iNE.  Mr.  Behrstock  refused  to  testify ;  didn't  he  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  He  refused  to  testify  about  questions  having  to  do 
with  himself? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  That  was  at  least  one  case  in  which  a  witness 
refused  ? 

Mr.  Waldman.  Yes.  We  have  had  several.  I  might  point  out,  Mr. 
Sourwine,  that  Mr.  Behrstock  came  back  to  the  United  States  at  his 
own  expense,  and  he  made,  as  it  were,  complete  confession  in  the  sense 
that  he  did  talk. 

Mr.  Sourwine.  We  will  get  to  Mr,  Behrstock's  individual  case,  I 
didn't  mean  to  bring  it  up  out  of  turn,  but  I  wanted  the  record  to 
speak  clearly  as  to  whether  there  have  been  witnesses  that  refused  to 
answer  questions,  because  I  want  the  record  to  show  here  whether  the 
Board  feels  that  it  should  have  the  power  to  compel  testimony.  Let 
me  explain. 

You  have  the  power  to  administer  the  oath,  the  oath  calls  for  the 
whole  truth,  but  if  the  witness  declines  to  give  you  the  whole  truth,  you 
have  no  sanction  to  apply,  you  have  no  way  at  the  present  time  to  get 
him  to  ansAver  the  questions. 

Mr.  Waldman.  Yes,  sir.  But  I  might  point  this  out  to  you.  If  we 
have  the  file  of  the  Federal  Bureau  of  Investigation,  and  we  ask  the 
witness  questions,  and  if  the  witness  does  not  answer,  we,  of  course, 
have  the  right  to  adjudicate  the  case  on  the  basis  of  the  evidence  m  the 
file,  and  must  somehow  bear  in  mind  his  refusal  to  answer  questions 
which  he  might  easily  have  done  as  bearing  on  the  question  of  his 
loyalty. 

Mr.  Sourwine,  But  you  do  feel  that  it  would  be  helpful  if  you  had 
some  kind  of  a  sanction  that  you  could  apply?     In  other  words,  if 


2114      SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

it  were  possible  for  you  to  hold  a  witness  in  contempt,  if  there  were 
authority  by  which  you  could  hold  a  witness  in  contempt  for  refusal 
to  answer  questions  before  you  ? 

Mr.  Waldman.  We  have  long  favored  that. 

Mr.  SouRwiNE.  IVhat  legal  remedy  is  available  to  the  employee  who 
is  dismissed  by  an  international  organization  ? 

Mr.  Waldman.  Well,  of  course,  technically,  after  we  have  heard  the 
case  and  made  our  advisory  determination,  our  function  stops  there. 
But  it  has  been  brought  to  our  attention — the  man  of  coui^e  could  in 
the  first  instance,  if  we  recommend  his  dismissal,  he  could  ask  us  for 
a  rehearing.  Let's  assume  that  the  status  is  still  the  same.  If  the 
Secretary  General  should  dismiss  him,  then  by  various  complicated 
means  and  some  continental  theory  of  jurisprudence  the  man  finds  his 
way  to  international  tribunals — he  has  that  remedy. 

Mr.  SouRWiNE.  He  has  the  right  to  go  to  an  appeal  board,  doesn't 
he,  in  his  own  organization  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRWiNE.  And  then  goes  from  that  appeal  board  to  the  three- 
man  tribunal,  which  is  the  high  administrative  tribunal  of  his 
organization  ? 

Mr.  Waldman.  Yes.     But  generally  that  is  in  Geneva. 

Mr.  SouRwiNE.  And  then  he  goes  from  that  to  the  second  or  sub- 
sidiaiy  of  the  International  Court  of  Justice,  such  as  the  ILO 
Tribunal? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRwiNE.  Does  the  Executive  order  under  which  you  operate 
provide  for  furnishing  the  individual  in  question — with  offering  him 
a  hearing  and  summary  of  the  information  against  him? 

Mr.  Waldman.  The  individual  gets  the  summary  of  the  evidence 
in  the  files  against  him  by  the  fact  that  we  have  asked  him  interroga- 
tories. The  interrogatories  which  we  give  him  and  ask  him  in  the 
first  instance  to  answer  give  him  quite  a  definite  idea  of  what  is 
sought  concerning  him. 

Mr.  SouRwiNE.  Would  it  be  a  fair  statement  that  the  individual  is 
not  given  any  summary  of  the  information  against  him,  but  that  he 
is  in  a  position  to  gather,  from  the  nature  of  the  questions  in  the 
interrogatories  generally,  what  the  nature  of  the  information  is? 

Mr.  Waldman.  Yes,  because  we  will  ask  him  a  number  of  questions, 
do  you  know  so-and-so,  it  is  reported  that  on  the  blank  date  of  blank 
that  you  addressed  a  writers'  conference  in  New  York  City,  what  was 
your  purpose  in  being  there,  and  what  did  you  say  ? 

Mr.  SouRWiNE.  In  other  words,  the  interrogatory  information  is 
all  covered  in  the  interrogatories  ? 

Mr.  Waldman.  Yes,  sir.  He  would  come  to  a  meeting  and  know 
pretty  much  what  he  is  called  upon  to  meet. 

Mr.  SouRwiNE.  But  there  is  no  specific  summary  of  the  interroga- 
tory information  furnished  the  employee  and  labeled  as  such,  is  there  ? 

Mr.  Waldman.  No,  sir. 

Mr.  SouRwiNE.  Does  the  Board  have  authority  to  require  answers 
to  its  questionnaires  ? 

Mr.  Waldman.  We  do  not  have  authority,  no. 

Mr.  SoTJRwiNE.  Would  it  be  helpful  to  the  Board  if  you  had  such  a 
power  ? 

Mr.  Waldman.  Yes,  I  think  it  would. 


SCOPE    OF    SOVIET    ACTIVIlTf    IN    THE    UNITED    STATES      2115 

Mr.  SouRwiNE.  Do  you  know  whether  such  authority  would  be 
given  to  the  Board  by  Executive  order,  or  whether  it  would  require 
legislation  ? 

Mr.  AValdman.  Frankly,  on  that  I  wouldn't  know. 

Mr.  SouRwiNE.  Mr.  Waldman,  does  the  Board  ever  recommend  the 
dismissal — has  the  Board  ever  recommended  the  dismissal  of  an  inter- 
national employee,  or  does  it  merely  furnish  advisory  opinions  as  to 
whether  there  is  reasonable  doubt  of  an  individual's  loyalty  to  the 
United  States? 

Mr.  Waldman.  We  can  only  give  advisory  opinion.  But  I  might 
say,  sir,  that  we  have  the  right  at  any  stage  under  the  Executive  order 
to  advise  an  international  organization.  We  have  had  instances 
where  we  believed  that  the  man  was  a  bad  case,  either  from  suitability 
or  a  loyalty  risk.  AVe  have  communicated  that  to  the  State  Depart- 
ment, that  we  thought  there  was  some  urgency,  and  the  State  Depart- 
ment, in  turn,  has  communicated  that  to  an  international  organization, 
and  there  have  been  instances  where  the  man  was  relieved  of  his  work. 

Or,  we  may  have  cases  of  applicants  where  there  is  a  working 
arrangement  with  international  organizations,  so  that  if  it  is  a  bad 
case,  so-called  prima  facie 

Senator  Johnston.  In  every  case  have  they  acted  upon  your  recom- 
mendations ? 

Mr.  Waldman.  I  do  not  believe  so,  sir,  in  every  case. 

Mr.  SouRwiNE.  How  many  hearings  has  the  Board  held,  Mr. 
Waldman  ? 

Mr.  Waldman.  My  secretary  may  have  that.  I  am  sure  it  is  much 
over  a  hundred — it  is  177,  including  9  hearings  where  individuals  did 
not  appear  to  testify. 

Mr.  SouKwiNE.  Can  you  tell  us  how  many  of  those  have  been  held 
in  the  last  6  months? 

Mr.  Waldman.  About  a  dozen. 

Mr.  SouRwiNE.  And  how  many  of  them  within  the  last  30  days? 

Mr.  AYaldman.  One. 

Mr.  SouR^vINE.  Would  that  indicate  your  work  is  continuing;  it 
is  not  wound  up  by  any  means,  is  it  ? 

Mr.  Waldman.  No,  sir.  In  other  words,  we  feel  that  it  is  a  constant 
process  of  being  vigilant.  I  might  say  that,  by  hearing  our  last  case, 
we  completed  every  single  employee  case,  every  one  is  now  inves- 
tigated. 

Mr.  SouRWTNE.  Could  you  give  the  committee,  sir — I  don't  expect 
you  have  the  figures  here  now,  although  if  you  do  it  would  be  fine — 
could  you  give  the  committee  for  the  record  a  statement  showing  how 
many  cases  for  each  international  organization  have  been  subject  to 
examination  and  evaluation  by  the  Board,  and  in  how  many  of  those 
cases  there  have  been  advisory  memorandums  respecting  doubtful 
loyalty  ? 

Mr.  Waldman.  Well,  I  have  here  a  list  of  all  of  the  organizations, 
showing  all  that  we  have  done,  making  in  all  a  total  of  over  7,072 
cases. 

Mr.  SouRWTNE.  Could  that  chart  be  furnished  for  the  record,  sir? 

Mr.  Waldman.  Yes,  sir. 

(The  chart  referred  to  above  is  marked  "Exhibits  Nos.  363,  363-A 
and  363-B"  and  appears  on  following  pages.) 


2116       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 


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SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2119 

But  I  wouldn't  know  as  to — I  don't  think  it  shows  doubtful  loyalty 
in  each  organization.  Our  two  heaviest  ones  have  been  U.  N.  and 
UNESCO. 

]Mr.  SouRwiNE.  If  that  chart  could  be  furnished,  and  then  if  you 
examine  it  later  and  find  it  does  not  answer  the  question,  would  you 
endeavor  to  give  the  committee  the  information,  organization  by 
organization  ? 

Mr.  Waldman.  It  is  very  simple.  We  could  give  that  to  you  in  a 
few  hours. 

(The  information  supplied  by  Mr.  Irwin  was  marked  "Exhibit 
No.  364,"  and  is  as  follows:) 

Exhibit  No.  364 

United  States  Civil  Service  Commission, 
International  Organizations  Employees  Loyalty  Board, 

Washington,  D.  C,  Fehr-uary  5,  1951. 
Mr.  J.  G.  SouRWiNE, 

Associate  Counsel,  Subcommittee  to  Investigate  the  Administration  of  the 
Internal  Security  Act  and  Other  Internal  Security  Laics, 

Committee  on  the  Judiciary,  United  States  Senate,  Washington,  D.  C. 
Dear  Mr.  Sourwine:  I  have  your  letter  of  January  7,  1957,  wherein  you  set 
forth  two  matters  on  which  your  chairman  requests  reports. 

In  response  to  the  request  for  the  nnmher  of  cases  from  each  international 
organization  and  the  number  of  cases  of  doubtful  loyalty,  there  is  attached  hereto 
a  breakdown,  by  international  organization,  showing  the  number  of  cases  ad- 
judicated by  the  International  Organizations  Employees  Loyalty  Board  as  of 
November  30, 1956  (the  latest  such  figures  available),  and  the  number  of  adverse 
advisory  determinations  of  the  Board. 

With  regard  to  the  request  for  the  number  of  advisory  opinions  or  memo- 
randums presented  by  the  International  Organizations  Employees  Loyalty  Board, 
in  each  case  adjudicated  by  the  Board,  a  determination,  as  an  advisory  opinion, 
is  issued  to  the  head  of  the  particular  international  organization  involved.  In 
each  case  in  which  the  Board  renders  an  adverse  determination,  sunch  determi- 
nation is  accompanied  by  a  memorandum  of  the  reasons  for  the  determination. 
This  is  in  accordance  with  the  provisions  of  part  I,  paragraph  5,  of  Executive 
Order  10422,  as  amended,  which  states :  "The  Board  shall  transmit  its  determi- 
nations, as  advisory  opinions,  together  with  the  reasons  therefor  stated  in  as 
much  detail  as  the  Board  determines  that  security  considerations  permit,  to 
the  Secretary  of  State  for  transmission  to  the  Secretary  General  of  the  United 
Nations  *  *  *." 

If  I  can  be  of  further  assistance  to  you,  do  not  hesitate  to  call  upon  me. 
Sincerely, 

Fredbirick  D.  Irwin,  Executive  Secretary. 


2120       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Enclosure  No.  1 


International  organization 


United  Nations  (SYG) 

United  Nations  (UNKRA) — 

United  Nations  (UNICEF) 

United  Nations  (UNRWA) 

United  Nations  (UNHCR) 

Total,  United  Nations --- 

United  Nations  Educational,  Scientific  and  Cultural  Organization 

International  Civil  Aviation  Organization 

Food  and  Agriculture  Organization 

World  Health  Organization 

International  Labor  Organization 

International  Telegraphic  Union 

International  Bank  for  Reconstruction  and  Finance 

International  Monetary  Fund 

Pan  Americau  Union 

Pan  American  Sanitary  Bureau 

Inter-American  Institute  of  Agricultural  Sciences 

Inter-American  Defense  Board 

Pan  American  Institute  of  Geography  and  History 

Inter- American  Radio  Organization 

Intergovernmental  Committee  for  European  Migration 

General  Agreement  on  Tariffs  and  Trade 

Cotton  Advisory  Committee 

Interparliamentary  Union 

International  Hydrographic  Bureau 

Caribbean  Commission 

South  Pacific  Commission 

Inter- American  Tropical  Tuna  Commission 

International  North  Pacific  Fisheries  Commission 

International  Pacific  Halibut  Commission 

International  Pacific  Salmon  Fisheries  Commission 


Completed 

Ineligible  de- 

cases 

terminations 

4,016 

8 

337 

0 

113 

0 

49 

0 

8 

0 

4,523 

8 

296 

7 

50 

0 

374 

1 

383 

2 

114 

0 

10 

0 

446 

0 

312 

0 

319 

0 

222 

0 

42 

0 

45 

0 

8 

0 

1 

0 

139 

0 

7 

0 

5 

0 

1 

0 

2 

0 

9 

0 

9 

0 

46 

0 

1 

0 

41 

0 

15 

0 

Mr.  SouRwiNE.  Does  this  chart,  sir,  show  the  information  with  re- 
spect to  UNESCO  ? 

Mr.  Waldman.  Well,  it  will  show,  for  instance,  how  many  FBI 
investigations  were  made  for  UNESCO,  how  many  civil  service  cases, 
where  they  were  90-day  cases  in  process. 

Mr.  SouRwiNE.  Would  you  run  through  that  list  and  give  us  the 
figures  for  UNESCO,  so  that  we  will  know  what  the  figures  are  on  the 
chart? 

Mr.  Waldman.  UNESCO.  At  the  end  of  November  30,  1956,  148 
FBI  investigations,  17  Civil  Service  Commission,  51  90-day  cases — 
that,  for  instance,  I  might  explain  to  you  gentlemen,  someone  might 
be  called  upon  to  address  a  convention  in  Denmark,  or  just  be  called 
on  a  consultant  basis,  he  is  what  is  known  as  a  90-day  case;  a  total 
of  216  UNESCO. 

Mr.  SouRwiNE.  Does  the  cliart  show-  how  many  hearings  were  held  ? 

Mr.  Waldman.  Those  were  employees.  Then  tliere  were  applicant 
casts— UNESCO,  227;  FBI,  25 ;  Civil  Service  Commission,  51,  90-day 
cases — this  is  total  investigations,  emplovees  and  applicants — 303 
UNESCO. 

Mr.  SouRwiNE.  Do  you  have  a  figure  on  how  many  hearings  were 
held  as  a  result  of  those  investigations,  or  as  a  part  of  them  ? 

Mr.  Waldman.  Well,  I  think  I  could  give  you  an  intelligent  guess. 

Mr.  SouRwiNE.  It  isn't  shown  in  the  chart  ? 

Mr.  Waldman.  No;  it  is  not. 

I  think  we  have  had  about  14  UNESCO  cases. 

Mr.  SouRwiNE.  Now,  do  you  have  the  figures  on  the  number  of 
cases  in  which  there  has  been  a  memorandum  respecting  doubtful 
loyalty  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2121 

Mr.  Waldman.  You  mean  advisory  determination  ? 

Mr.  SouRwiNE.  Yes. 

Mr.  Waldman.  Eighteen. 

Mr.  SouRwiNE.  Sir,  if  the  chairman  will  so  approve,  I  would  like 
to  request  that  you  furnish  the  committee  with  the  information  by 
agencies  as  to  the  total  that  has  been  subject  to  examination  and 
evaluation,  and  the  total  in  which  there  was  a  memorandum  advising 
you  respecting  the  loyalty.^ 

Mr.  Waldman.  Yes,  sir ;  I  w\\\  do  that  promptly. 

Senator  Johnston.  We  would  like  to  have  that. 

Mr.  SouRwiNE.  Can  you  tell  us  in  how  many  cases  employees  have 
refused  to  testify  before  the  Board? 

Mr.  Waldman.  You  mean,  sir,  when  they  absented  themselves  and 
did  not  come? 

Mr.  SouRwiNE.  When  you  asked  them  to  appear  to  testify  and 
they  refused  to  do  so. 

Mr.  Waldman.  Yes,  sir ;  I  think  seven  UNESCO  cases. 

Mr.  SouRwiNE.  Weil,  there  were  seven  in  Paris. 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRwiNE.  And  then  there  had  been  at  least  two  previously. 

Mr.  Waldman.  One  in  Eome. 

Mr.  SouRAViNE.  And  then  there  had  been  one  prior  to  that,  had 
there  not  ? 

Mr.  Waldman.  I  am  not  too  sure ;  there  might  well  have  been. 

Senator  Johnston.  Did  they  before  or  afterward  give  any  excuse 
why  they  did  not  appear  ? 

Mr.  Waldman.  No. 

And  I  might  say  this,  sir :  We  had  notified  them  time  after  time, 
and  had  representatives  of  the  United  States  State  Department  notify 
them. 

Mr.  SouRwiNE.  Mr.  Chairman,  I  might  say  that  we  are  going  into 
the  question  of  these  seven.  They  have  all  been  offered  an  oppor- 
tiniity  to  appear  before  the  connnittee.  I  will  offer  the  correspondence, 
showing  that  the  committee  offered  to  pay  their  way,  as  the  chairman 
knows,  to  appear,  and  tliey  have  all  declined  and  refused  to  come. 

I  was  attempting  to  lay  the  foundation  here  before  discussing  the 
individual  cases,  if  that  is  all  right. 

Do  you  know  of  any  recent  cases,  any  cases  since  the  refusal  of  the 
UNESCO  people  in  Paris  ? 

Mr.  Waldman.  No,  sir. 

We  were  in  Rome  this  summer,  and  there  were  threats  that  several 
would  not  appear,  but  they  did  appear. 

Mr.  SotTRwiNE.  When  Mr.  Gerety  testified  before  us,  he  told  us 
about  a  worker  in  Sagiiara,  Mexico,  who  refused  to  answer  the  inter- 
rogatory, and  the  contract  was  not  renewed.  Do  you  know  of  any 
similar  cases? 

Mr.  Waldman.  No,  sir;  we  have  not  had  any  similar  cases. 

Mr.  SouRwiNE.  That  was  Simon  Harold  Singer.  The  Board  sent 
him  an  interrogatory,  and  he  notified  the  Board  he  wouldn't  answer, 
because  he  wouldn't  be  working  there  much  longer.  Do  you  recall 
that  case? 


1  See  exhibit  364. 

72723— 57— pt.  38 2 


2122       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Waldman.  No  ;  I  do  not. 

Mr.  SouRwiNE.  And  you  don't  know  of  any  similar  cases? 

Mr.  AValdman.  No,  sir. 

Mr.  SouRwiNE.  Now,  you  said  there  were  18  UNESCO  employees 
where  there  were  hearings.    Is  that  the  figure  you  gave? 

Mr.  Waldman.  No.  There  were  18  cases,  not  only  UNESCO  but 
others,  where  we  recommended  we  send  an  advisory  determination 
through  the  State  Department  where  these  people  were  of  doubtful 
loyalty. 

Mr.  SouRwiNE.  How  many  were  there  in  UNESCO  out  of  the  18 
total ? 

Mr.  Waldman.  Seven. 

Mr.  SouRwiNE.  There  were  only  seven  cases,  then,  where  you  fur- 
nished an  advisory  to  UNESCO  that  the  individual  was  of  doubtful 
loyalty  to  the  United  States  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  Do  you  know  whether  all  of  those  seven  have  left 
the  employment? 

Mr.  Waldman.  It  is  my  understanding  that  the  services  have  been 
terminated. 

Mr.  Soitrwine.  Mr.  Waldman,  what  is  the  UNESCO  Staff  Associa- 
tion? 

Mr.  Waldman.  I  must  talk  now  from  my  conversation  with  their 
counsel  in  Europe.  The  UNESCO  Staff  Association  is  evidently  a 
group  composed  of  employees  of  UNESCO  whose  alleged  purpose  is  to 
secure  better  conditions  for  their  employees,  and  to  unite,  and  to  aid 
those  wlio  get  into  difficulty,  apparently. 

Mr.  Sourwine.  It  is  an  association  of  UNESCO  employees;  is  it 
not? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  Has  it  been  active,  to  your  knowledge,  in  persuading 
people  not  to  appear  before  your  Board  ? 

Mr.  Waldman.  I  have  no  active — no  active  knowledge  about  that. 
Tliere  were  some  inferences. 

Mr.  Sourwine.  Mr.  Waldman,  that  UNESCO  Staff  Association 
circulated  a  mimeographed  resume  of  legal  advice  concerning  a  visit 
from  the  International  Organizations  Employees  Loyalty  Board  visit 
to  Europe  in  1954.    Have  you  seen  that? 

Mr.  Waldman.  Yes. 

Mr.  Sourwine.  In  effect,  they  advised  and  counseled  the  employees 
not  to  appear ;  is  that  so  ? 

Mr.  Waldman.  That  is  so. 

Mr.  Sourwine.  Mr.  Chairman,  I  would  like  to  offer  the  text  of  that 
mimeographed  statement  for  the  record  at  this  time. 

I  may  say  it  is  already  in  the  committee's  record  in  executive  session. 
I  see  no  reason  for  this  witness,  having  testified  that  he  saw  it — I  see 
no  reason  why  it  shouldn't  go  in  now. 

Senator  Johnston.  It  will  become  a  part  of  the  record. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2123 

(The  mimeographed  statement  referred  to  was  marked  "Exhibit  No. 
365,"  and  is  as  follows:) 

Exhibit  No.  305 

UNESCO  Staff  Association 

St.A/Memo/2168. 
Paris,  July  1st  1954- 
From  :    President,  Staff  Association. 
To :   Members  of  U.  S.  Nationality. 
Subject :  "International  Organizations  Employees'  Loyalty  Board." 

In  accordance  with  a  decision  of  the  Council  taken  at  its  meeting  on  Tuesday, 
June  29th,  on  the  powers  and  activities  of  the  above  Board,  a  statement  prepared 
by  the  Staff  Association's  legal  adviser  has  been  sent  to  all  Councillors  and 
members  of  the  Executive  Committee  and  may  be  obtained  by  personal  request 
to  any  one  of  them  or  to  the  Secretary  of  the  Association  in  Room  198. 

Tlie  Staff  Association's  legal  adviser  is  at  present  in  Rome  acting  as  consultant 
to  Staff  members  of  FAG  invited  to  appear  before  the  Loyalty  Board.  He  will 
attend  the  meeting  of  the  Council  to  be  held  on  Monday  next,  5th  July,  at  1 
p.  m.  in  Room  5,  to  report  and  to  answer  questions.  You  are  cordially  invited  to 
attend. 

Habby  Dawes. 

St.  A.  Memo/2169. 
Paris,  July  1st  1954- 

Resume  of  Legal  Advice  From  the  Staff  Association  Lawyers  Concerning 
THE  Visit  of  the  International  Organizations  Employees  Loyalty  Board 
to  Europe 

June  28,  1954. 

International  civil  servants  in  Paris,  Rome,  and  Geneva  are  confronted  with 
a  new  situation,  arising  from  the  impending  visit  of  the  President's  "Interna- 
tional Organizations  Employees  Loyalty  Board"  to  these  cities  during  the 
month  of  July.  This  event  constitutes  the  third  phase  of  the  investigation 
of  American  citizens  employed  by  U.  N.  agencies,  launched  by  Executive  Order 
10,422,  which  President  Truman  issued  on  9  January  1953.  Unlike  the  two 
earlier  phases — the  questionnaires  and  the  interrogatories — this  latest  de- 
velopment directly  concerns  all  international  civil  servants  in  Europe,  of  what- 
ever nationality. 

The  questionnaires  distributed  in  February  of  19-53  ostensibly  affected  only 
American  citizens.  It  was  only  several  months  after  they  appeared  that  the 
following  facts  regarding  these  questionnaires  became  clear  : 

(1)  there  was  no  legal  compulsion  upon  Amei'ican  citizens  to  comply 
(as  evidenced  by  the  McCarran  Bill  S.  3,  which  would  institute  such  com- 
pulsion) ; 

(2)  there  was  no  compulsion  for  Unesco  employees,  as  such,  to  com- 
ply (as  confirmed  by  the  Executive  Board  in  April  of  1953). 

Approximately  one  year  after  the  questionnaires,  numerous  Americans  em- 
ployed by  U.  N.  agencies  in  Europe  received  "interrogatories,"  which  asked 
specific  questions  as  to  their  political  opinions,  activities  and  associations. 
Some  of  the  "interrogatories"  expressly  requested  the  individuals  concerned 
to  give  similar  information  about  their  colleagues  in  Unesco,  of  whatever 
nationality,  notably  about  those  engaged  in  Staff  Association  activity.  The 
"interrogatories"  affirmed  that  the  purpose  of  the  "loyalty"  investigation  was 
to  determine   the  individual's   "suitability  for  employment"   by   Unesco. 

The  "Loyalty  Board"  arrives  in  Rome  on  Wednesday,  June  30th;  it  plans 
to  sit  in  Paris  from  July  9th  to  22d,  and  then  proceed  to  Geneva.  The  Im- 
pending arrival  of  this  body  poses  a  grave  problem  not  only  for  Americans  but 
for  their  colleagues  in  the  international  civil  service : 

Americans  who  may  be  invited  to  appear  should  be  aware  of  the  following 
facts : 

1.  There  is  some  question  as  to  the  legal  validity  of  this  "loyalty  procedure" 
and  of  the  Executive  Order  which  created  it. 

(a)  The  standard  of  "loyalty"  to  the  American  government  applied  by 
the  Board  is  essentially  based  upon  a  list  of  "subversive"  organizations 
established  by  the  Attorney-General  of  the  United  States.  Thfs  list  does 
not  possess  the  force  of  law,  and  indeed  its  very  legality  has  been  questioned 
by  the  United  States  Supreme  Court. 


2124       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(b)  The  Executive  Orders  rely  upon  the  findings  of  a  "Commission  of 
Jurists"  empanelled  by  Trygvie  Lie,  former  Secretary-General  of  the  United 
Nations.  The  findings  of  this  Commission  were  in  part  repudiated  by  the 
Secretary-General,  criticized  by  many  member  nations,  and  essentially  set 
aside  by  the  U.  N.  Administrative  Tribunal  in  its  decisions  of  August,  1953. 
Needless  to  say,  these  findings  were  at  no  time  binding  upon  Unesco,  which 
practices  automony  from  the  United  Nations  in  its  personnel  policy. 

(c)  The  government  of  the  United  States  has  enunciated  the  doctrine 
of  the  "host  country"  to  justify  its  investigation  of  the  "loyalty"  to  the 
United  States  government  of  American  citizens  employed  by  the  United 
Nations.  This  thesis  is  without  support  in  the  U.  N.  Charter,  was  not 
endorsed  by  the  U.  N.  General  Assembly,  and  of  course  in  no  event  is  ap- 
plicable to  the  secretariat  of  Unesco  (Paris),  FAO  (Rome),  WHO  (Geneva), 
etc.  *  *  *. 

2.  The  "Loyalty  Board"  hearings  scheduled  to  take  place  at  the  American 
Embassy  in  Paris  from  July  9th  to  22d,  do  not  constitute  a  judicial  proceeding. 
Legal  rules  of  evidence  do  not  apply.  However,  it  should  be  noted  that  all 
declarations  are  made  under  oath,  and  expose  the  interested  party  to  the  pos- 
sibility of  future  perjury  prosecution.  All  proceedings  are  recorded  in  ver- 
batim minutes.  Appearance  before  the  Board  is  by  invitation,  and  is  not  obli- 
gatory. The  Board  is  without  power  to  compel  the  attendance  of  individuals 
under  investigation. 

3.  Persons  electing  to  appear  are  entitled  to  be  represented  by  legal  counsel, 
and  assisted  by  one  other  "bonafide  assistant." 

4.  Following  the  hearing,  the  Board  is  required  to  make  a  determination  as 
to  the  "loyalty"  to  the  United  States  of  the  individual  concerned,  and  to  forward 
its  recommendation  to  the  Director-General  (through  the  State  Dept.).  This 
recommendation  is  accompanied  by  supporting  evidence,  if  derogatory.  A  copy  of 
the  recommendation  (but  not  of  the  supporting  evidence)  is  furnished  to  the 
individual  concerned. 

5.  Under  existing  staff  rules  and  regulations,  the  Director-General  of  Unesco 
is  not  required  to  act  upon  derogatory  information  supplied  to  him  by  the 
"loyalty  Board".  However,  it  is  understood  that  he  may  take  such  information 
into  account. 

6.  Under  the  proposed  new  staff  regulations,  to  be  considered  by  the  General 
Conference  at  Montevideo,  the  Director-General  would  presumably  be  authorized 
to  dismiss  staif  members  on  whom  he  had  received  such  derogatory  information 
as  to  their  past  or  present  political  opinions,  activities  of  as.sociations. 

7.  Existing  Unesco  directives  on  the  subject  of  "loyalty  investigations" 
leave  the  issue  up  to  the  judgment  of  the  individual  concerned.  A  decision  nor 
to  appear  before  the  "Loyalty  Board"  may  not  form  the  basis  for  any  adverse 
inference  whatsoever ;  an  individual  may  quite  justifiably  reach  a  decision  to 
abstain  in  his  personal  appraisal  of  his  obligations  as  an  international  civil 
servant. 

Mr.  SouRwiNE.  That  mimeographed  advice,  Mr.  Chairman,  ques- 
tions the  validity  of  the  Loyalty  Board  procedure  and  advises  em- 
ployees that  they  need  not  attend;  that  is  couched  in  terms  which 
purport  to  influence  employees  of  UNESCO  not  to  attend. 

Mr.  Waldman,  when  Mr,  Pierce  Gerety  testified  before  this  com- 
mittee, he  expressed  the  opinion  to  us  that  there  was  a  clique  of  people 
in  UNESCO  who  placed  the  interests  of  the  Communists  and  Com- 
munist ideology  above  any  service  to  UNESCO,  and  above  their  own 
country. 

Do  you  have  an  opinion  on  that  point  ? 

Mr,  Waldman.  I  do  not,  excepting  that  I  believe  that  Mr.  Gerety 
must  have  had  a  very  well  defined  feeling  for  that.  It  was  apparent 
to  us  that  there  was  some  concerted  action  somewhere  which  was 
inimical  to  the  best  interests  of  this  country;  now,  just  exactly  who 
did  it,  I  don't  know. 

Mr,  SouRwiNE.  Do  you  have  any  opinion  as  to  whether  this  condi- 
tion still  persists? 

Mr.  Waldman.  They  still  have  the  staff  association.  We  have  had 
no  evidence  since  that  time  of  any,  shall  I  say,  concerted  effort. 


SCOPE    OF    SOVIET    ACTIVITY    IN   THE    UNITED    STATES      2125 

Mr.  SouRWiNE.  Mr.  Waldman,  does  the  Board  deal  with  any  matters 
other  than  loyalty  ? 

Mr.  Waldman.  No,  sir. 

Mr.  SouRAViNE.  You  do  not  deal  with  improprieties  or  sexual  per- 
version or  criminal  records  or  narcotics  addiction? 

Mr.  Waldman.  No,  excepting  this,  sir :  That,  as  we  o;ather  informa- 
tion, and  something  comes  up  through  the  FBI  or  Civil  Service  Com- 
mission reports  along  the  lines  of  what  you  mention,  we  may  put  it 
under  suitability  to  advise  the  employer  of  facts  pertaining  to  the  man, 
and  we  have  had  instances  where  a  man  did  not  get  his  job  because  of 
that.  We  felt  that  we  would  pass  it  along  so  that  they  would  know 
wliom  they  were  hiring. 

For  instance,  if  the  man  were  a  swindler  and  had  been  arrested  for 
embezzlement. 

Mr.  SouRwiNE.  Is  that  provided  for  under  the  Executive  order  ? 

Mr  .Waldman.  I  don't  believe  it  is. 

Mr.  SouRWiNE.  It  is  an  extracurricular  activity  for  the  benefit  of 
the  international  organization  ? 

Mr.  Waldman.  Yes. 

Mr.  SouRWiNE.  Mr.  Waldman,  do  you  think,  under  the  procedure, 
you  are  able  to  prevent,  and  do  prevent,  the  employment  by  the  inter- 
national organizations  of  any  American  national  of  questionable 
loyalty  to  the  United  States  ? 

Mr.  Waldman.  Of  course,  sir,  I  could  eagerly  give  an  affirmative 
answer,  but  it  is  my  considered  judgment  that  we  certainly  can,  and 
we  have  tried  valiantly. 

Mr.  SouRWiNE.  Your  program,  in  other  words,  is  working,  in  your 
judgment? 

Mr.  Waldman.  I  would  hate  to  evaluate  it,  but  I  like  to  think  that 
it  is. 

Mr.  SouRwiNE.  Would  it  be  helpful  at  all  if  American  nationals  em- 
ployed by  international  organizations  could  be  required  to  answer  your 
questionnaire  ? 

Mr.  Waldman.  Well,  they  answered  to  us.  For  instance,  we  have 
personnel  and  identification  forms ;  when  a  man  wants  to  work  for  an 
international  organization  he  makes  that  up.  We  have  not  had  any 
who  deliberately  refused  to  make  out  that  form.  In  other  words, 
that  form  asks:  "Have  you  ever  belonged  to  organizations  which 
sought  to  overthrow  the  Government?"  and  things  like  that. 

Mr.  SouRwiNE.  You  did  have,  in  the  case  of  some  of  these  UNESCO 
people,  refusals  to  fill  out  the  questionnaire  ? 

Mr.  Waldman.  I  am  sorry.     I  did  not  think  of  it  in  that  respect. 

Mr.  SouRwiNE.  I  just  want  to  find  out  what  the  fact  is.  Were 
there  some  of  those  UNESCO  people  who  did  refuse  to  fill  out  the 
questionnaire? 

Mr.  Waldman.  It  might  well  be.     I  am  not  too  conversant  on  that. 

Mr.  SouRwiNE.  You  don't  know  whether  there  may  be  any  others  ? 

Mr.  Waldman,  No;  not  to  my  knowledge;  but,  to  my  knowledge, 
everyone  has  filled  out  a  questionnaire. 

Mr.  SouRwiNE.  Then  you  don't  think  you  need  any  authority  to 
require  them  to  fill  out  the  questionnaire  ? 

Mr.  Waldman.  I  don't  think  so,  sir.  That  isn't  as  important  as  the 
subpenaing  of  witnesses. 


2126       SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES 

Mr.  SouRwiNE.  You  do  feel  that  it  would  be  helpful  if  American 
nationals  employed  by  international  organizations  could  be  required 
to  appear  and  give  testimony  before  the  Board  i 

Mr.  Waldman.  Absolutely. 

Mr.  SouRwiNE.  And  you  do  feel  that  it  would  be  helpful  if  the 
Board  had  the  right  to  get  answers  from  those  who  appeared  before 
it,  except  as  they  might  plead  the  fifth  amendment  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRWiNE.  Mr.  Waldman,  do  you  know  whether  the  Board 
has — ^Mr.  Chairman,  I  withdraw  that  question;  I  think  it  is  out  of 
order  at  this  particular  time.  I  would  like  to  go  into  the  matter 
of  case  histories  of  these  UNESCO  seven,  if  I  may. 

Senator  Johnston.  Proceed. 

Mr.  SouRwiNE.  We  have  been  furnished  with  a  summary  of  the 
case  histories  of  these  individuals,  and  I  would  like  to  ask,  Mr.  Chair- 
man, that  they  may  be  ordered  at  this  time  into  the  record,  but  that 
the  order  be  that  the  case  history  of  each  such  individual  will  appear 
at  that  point  in  the  record  where  we  take  him  up  and  discuss  him. 
That  would  save  ordering  them  seriatim. 

Senator  Johnston.  It  is  so  ordered. 

Mr.  SouRwiNE.  The  first  one  here,  taking  them  alphabetically,  the 
first  one  is  Julian  Robert  Behrstock.  The  summary  of  the  adverse 
information  with  regard  to  Mr.  Behrstock,  as  given  to  the  committee 
in  executive  session,  is  here  on  page  1,  and  with  your  permission,  Mr. 
Chairman,  I  would  like  to  read  it  into  the  record. 

Senator  Johnston.  You  may  proceed. 

Mr.  SouRwiNE  (reading) : 

Reports  of  the  investigation  in  the  case  of  Julian  Robert  Behrstock  contained 
information  from  various  sources  to  the  following  effect : 

That  he  was  sponsor  and  a  speaker  on  the  panel  of  the  American  Students 
Union  while  he  attended  Northwestern  University  at  Evanston,  111.,  at  a  time 
when  the  American  Students  Union  was  under  the  domination  of  the  Communist 
Party. 

That  at  Northwestern  University,  in  his  capacity  as  editor  for  the  Daily 
Northwestern,  he  wrote  articles  opposing  the  anti-Communist  policy  of  the 
Naval  ROTC  at  the  college. 

That  thereafter  he  was  active  In  the  affairs  of  the  United  Office  and  Professional 
Workers  of  America,  a  Communist-dominated  union. 

That  he  resigned  from  the  Foreign  Broadcast  Information  Service  in  October 
1947  rather  than  face  security  charges  arising  from  his  membership  in  the 
Magazine  Writers  Guild,  and  because  of  articles  written  by  his  brother,  Arthur 
Behrstock,  criticizing  the  United  States  occupation  policy  in  Germany. 

That  his  brother,  Arthur  Behrstock,  with  whom  he  lived  in  1948,  has  been 
active  in  the  Communist  movement  for  many  years ;  and  that  Julian  Behrstock 
is  sympathetic  with  and  approves  his  brother's  activities. 

That,  during  his  employment  with  the  Foreign  Broadcast  Service  in  Tokyo, 
Julian  Behrstock  sympathetically  associated  with  a  reporter  who  took  refuge  in 
the  fifth  amendment  when  questioned  regarding  membership  in  the  Communist 
Party  and  membership  on  the  Committee  for  a  Democratic  Far  Eastern  Policy; 
that  he  was  also  sympatehetically  associated  with  a  Canadian  Communist  who 
is  an  associate  of  his  brother  Arthur. 

That  he  was  a  close  friend  of  a  Communist  Party  member  who  was  associated 
with  numerous  Communist-front  organizations. 

That  Jack  Sargent  Harris,  who  was  dismissed  from  the  United  Nations  be- 
cause he  refused  to  testify  regarding  his  Communist  Party  membership,  had 
refused  to  testify  concerning  his  associations  with  Julian  Behrstock  on  the 
grounds  that  such  testimony  might  tend  to  incriminate  him,  Harris. 

Now,  did  Mr.  Behrstock  appear  before  the  Board  ? 

Mr.  Waldivian.  Yes,  sir.  


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    imiTED    STATES      2127 

Mr.  SouRWiNE.  "Wlien  he  appeared  before  the  Board,  did  he  refuse 
to  answer  questions  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouKWiNE.  Did  he  refuse  to  answer,  among  other  questions, 
questions  as  to  when  and  under  what  circumstances  he  lived  with  his 
brother  Arthur,  whether  he  had  knowledge  of  his  brother's  Com- 
munist acitvities,  whether  he  aided  his  brother  in  any  Communist 
activity,  whether  he  engaged  in  activities  in  concert  with  other  mem- 
bers of  the  Communist  Party,  and  so  forth  ? 

Mr.  Waldman.  That  was  the  first  time  in  Paris,  in  the  summer  of 
1954. 

Mr.  SouRwiNE.  You  told  us  he  subsequently  appeared  and  testi- 
fied before  the  Board  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRwiNE.  When  was  that? 

Mr.  Waldman.  I  believe  that  was  April  1955. 

Mr.  SouRwiNE.  That  was  almost  a  year  later  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  That  was  after  you  had  sent  an  advisory  to  the 
UNESCO  officials  respecting  his  apparent  disloyalty  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  Now,  in  his  testimony  before  the  Board  the  second 
time,  did  Mr.  Behrstock  answer  fully  and  freely  all  the  questions  the 
Board  put  to  him  ? 

Mr.  Waldman.  He  did,  sir,  and,  if  I  might  say  so,  I  was  on  the 
panel  at  that  time. 

Mr.  Sourwine.  Were  all  of  these  questions,  all  the  questions  raised 
by  this  derogatory  information,  thoroughly  covered  at  this  hearing? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  Was  it  the  opinion  of  the  Board  that  Mr.  Behrstock 
was  without  question  a  loyal  American  ? 

Mr.  Waldman.  Oh,  yes;  we  had  him  over  the  grille  for  at  least  3 
hours. 

Mr.  Sourwine.  Who  were  the  individuals  who  considered  this  case 
besides  yourself? 

Mr.  Waldman.  I  wish  that  I  could  remember.  I  was  one  of  them — 
I  am  sorry,  sir,  I  don't  know  at  the  moment. 

Mr.  Sourwine,  Was  that  considered  by  a  panel  of  three? 

Mr.  Waldman.  It  was  considered  by  the  same  people  which  heard 
the  case  in  Europe.  And  we  felt  that  he  had  amply  explained — he 
said  it  was  largely  a  matter  of  conscience,  that  in  Europe  he  felt  that 
way,  and  that  he  was  not  going  to  testify.  And  then  when  he  came 
to  America,  he  said  that  he  realized  the  error  of  his  ways,  and  we 
questioned  him  in  all  these  matters. 

Mr.  Sourwine.  Did  he  state  whether  he  had  ever  been  a  member 
of  the  Communist  Party  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  Sourwine.  Did  he  deny  it  ? 

Mr.  Waldman.  Yes,  sir. 

And  I  might  say,  there  was  nothing  in  the  file  to  indicate  it. 

Mr.  Sourwine.  And  the  board  was  satisfied  that  he  was  not,  and 
had  not  associated  with  Communists  and  not  served  the  Communist 
purposes  in  any  way  ? 


2128       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Waldman.  We  were  satisfied  that  he  hadn't  served  their  pur- 
poses. 

Mr.  SouRwiNE.  In  other  words,  all  of  the  derogatory  information 
in  the  file  was  negatived  when  he  testified  ? 

Mr.  Waldman.  We  felt  that  it  was  satisfactorily  explained. 

(The  summary  of  the  case  history  of  Julian  Robert  Behrstock  was 
marked  "Exhibit  366"  and  reads  as  follows:) 

Exhibit  No.  366 

Julian  Robert  Behrstock 

Julian  Robert  Behrstock  was  born  on  December  14,  1916,  at  Chicago,  111. 
He  attended  Marshall  High  and  Senn  High  Schools  in  Chicago  from  September 
1929  to  August  1933.  He  attended  Northwestern  University  from  1933  to  1937, 
receiving  a  B.  S.  degree.  He  entered  Columbia  University  in  September  1938 
to  take  four  courses,  but  withdrew  on  November  10, 1938. 
Mr.  Behrstock  was  employed  as  follows : 

June  1937-July  1937 :  Paris  Herald  Tribune,  Paris,  France. 
July  1937-June  1938 :  Time  and  Life  magazine,  Paris,  France. 
April  10,  1939-December  15,  1941 :  F.  E.  Compton  &  Co.,  Chicago,  111. 
December  15,  1941-April  1942 :  OflBce  for  Emergency  Management,  Wash- 
ington, D.  C. 

April  1942-October  16,  1947 :  Federal  Communications  Commission,  For- 
eign Broadcasting  Intelligence  Service. 

July  15,  1948 :  United  Nations  Educational,  Scientific,  and  Cul- 
tural Organization. 
Executive  Order  10422  forms  for  Mr.  Behrstock  were  received  by  the  Depart- 
ment of  State  on  February  20,  1953,  and  the  appropriate  investigation  was  initi- 
ated on  that  date. 

An  interrogatory  was  issued  by  the  International  Organizations  Employees 
Loyalty  Board  on  March  15,  1954,  and  was  sent  to  Mr.  Behrstock  at  the  address 
given  on  his  identification  and  personnel  data  form.  It  was  returned  to  the 
Board  unclaimed.  The  interrogatory  was  re-sent  to  the  employee,  in  care  of 
United  Nations  Educational,  Scientific,  and  Cultural  Organization,  Paris, 
France,  on  April  20,  1954.     His  reply  was  received  on  May  24,  1954. 

A  hearing  was  scheduled  for  July  15,  1954,  in  Paris,  France.  Mr.  Behrstock 
appeared  and  testified  before  a  panel  of  the  Board.  Thereafter,  an  unfavor- 
able advisory  determination  was  made  by  the  International  Organizations  Em- 
ployees Loyalty  Board  on  September  15,  1954,  and  was  forwarded  to  the  Secre- 
tary of  State  for  transmission  to  the  Director  General  of  UNESCO.  This  deter- 
mination was  forwarded  by  the  Department  of  State  on  September  17.  19.54. 

Although  Mr.  Behrstock  replied  to  the  interrogatory  and  appeared  at  the  hear- 
ing, he  refused  to  answer  certain  questions  posed  by  the  Board  and  declined  to 
discuss  certain  matters  pertaining  to  his  case. 

Mr.  Behrstock  requested  that  his  case  be  reopened  and  a  panel  of  the  Board 
met  with  him  and  his  counsel  in  New  York  City  on  March  31,  1955,  to  consider 
his  request.  Mr.  Behrstock  agreed  to  answer  fully  each  and  every  question 
propounded  to  him  by  the  Board  and  his  case  was  reopened  and  the  hearing 
held. 

On  April  7,  1955,  a  favorable  advisory  determination  was  made  by  the  Inter- 
national Organizations  Employees  Loyalty  Board  and  was  forwarded  by  the 
Board  to  the  UNESCO  liaison  oflice  at  the  American  Embassy  in  Paris,  France, 
for  transmission  to  the  Director  General  of  UNESCO. 

Mr.  SouRwiNE.  Mr.  Chairman,  I  stated  earlier  that  the  committee 
had  invited  all  of  these  individuals  to  testify  before  the  committee. 
I  would  like  to  ask  the  Chair's  leave  to  have  in  the  record  the  cor- 
respondence which  the  committee  had  with  these  individuals  re- 
specting their  attendance. 

I  point  out  that  the  committee  sent  identical  letters  to  each  of 
these  individuals,  reading  as  follows: 

The  Senate  Internal  Security  Subcommittee  is  giving  consideration  to  hearings, 
tentatively  scheduled  to  begin  December  13,  1956,  on  proposed  legislation  dealing 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2129 

with  the  problem  of  security  measures  to  be  applicable  to  American  nationals 
employed  by  UNESCO  and  other  international  organizations. 

In  view  of  the  fact  that  your  name  and  record  might  constitute  a  part  of  the 
testimony  to  be  presented,  we  believe  that,  in  all  fairness,  you  should  be  given 
an  opportunity  to  be  present  at  these  hearings  and  to  answer  any  and  all  ques- 
tions which  may  be  raised  affecting  you.  Therefore,  the  committee  has  made 
arrangements  whereby  your  transportation  will  be  paid  to  Washington  and  re- 
turn, and  you  will  be  given  a  per  diem  allowance  in  lieu  of  subsistence,  in  order 
to  enable  you  to  attend  these  hearings. 

Please  notify  me  by  return  mail  regarding  your  readiness  to  take  advantage 
of  this  opportunity,  subject  to  arrangements  as  to  date.     A  franked  envelope 
addressed  to  me,  and  a  form  which  you  can  use  for  this  purpose,  are  enclosed. 
Sincerely, 

James  O.  Eastland, 
Chairman,  Internal  Security  Su'bcommiUee. 

The  committee  has  received  a  number  of  replies,  but  no  acceptance — 
one  case,  Gordon  Mclntire,  might  be  deemed  to  be  a  conditional  ac- 
ceptance; ^ye  can  discuss  that  case  more  fully.  But  I  would  like  to 
ask  that  this  correspondence  be  ordered  in  the  record  at  this  time. 

Senator  Johnston.  All  this  correspondence  shall  become  a  part  of 
tlie  record. 

(The  correspondence  referred  to  was  marked  "Exhibits  Nos.  367 
and  367-A  to  F,"  and  is  as  follows:) 

Exhibit  No.  367 

[Air  Mail — Registered] 

45  Rue  De  L'Aebe  Sec,  Paris,  Lere, 

8  December  1956. 
James  O.  Eastland, 

Chairman,  Internal  Security  Subcommittee,   United  States   Senate, 
Committee  on  the  Judiciary,  Washington,  D.  C,  U.  S.  A. 

Deak  Mb.  Eastland  :  In  reply  to  your  letter  of  31  October  1956,  please  be  advised 
that  I  cannot  accept  your  invitation  to  be  present  at  the  hearings  of  the  Sub- 
committee. 

As  your  letter  states  that  the  purpose  of  the  hearings  is  to  consider  proposed 
legislation  applicable  to  persons  employed  by  Unesco  and  other  international 
organizations,  I  would  advise  that  my  employment  with  Unesco  terminated  in 
February  1955. 

Accordingly  I  have  informed  Unesco  of  receipt  of  your  letter. 
Sincerely, 

Mrs.  Kathryn  Bernstein. 
Mme.  K.  Bernstein. 


Exhibit  No.  367-A 

December  5,  1956. 
Hon.  James  O.  Eastl^vnd, 

Chairman,  Senate  Internal  Security  Subcommittee, 
Senate  Office  Building,  Washington,  D.  C. 

Dear  IVIr.  Chairman  :  This  note  is  to  advise  you  that  I  am  unable  to  attend 
the  hearings  which,  you  are  considering.     As   the  proposed  legislation  is   of 
interest  to  Unesco,  1  have  taken  the  liberty  of  informing  them  of  the  matter. 
Sincerely, 

Annette  Wilcox 
(Mrs.)  Annette  Wilcox. 
12  rue  Pierre  Mille,  Paris  XV,  France. 


2130       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Exhibit  No.  367-B 

Paris,  30  Novemher  1956. 
Hon.  James  O.  Eastland, 

Chairman,  Senate  Internal  Security  Subcommittee, 
Senate  Office  Bunding,  Washington,  D.  C,  U.  S.  A. 
Dear  Sir.  In  reply  to  your  better  of  31  October  1956,  I  wish  to  inform  you 
that  I  cannot  accept  your  kind  invitation  to  be  present  at  the  hearings  of  the 
subcommittee. 

As  you  state  in  your  letter  that  the  purpose  of  the  hearings  is  to  consider 
proposed  legislation  applicable  to  persons  employed  by  Unesco  and  other  inter- 
national organizations,  and  as  I  myself  have  not  been  so  employed  since  June 
1955,  I  have  communicated  the  contents  of  your  letter  to  Unesco. 


Sincerely  yours, 


Helene  van  Gelder. 


Exhibit  No.  367-C 


1.  Avenue  des  Quatke  Fusilles,  Chatenay-Malabry   (Seine), 

8  December  1956. 

Hon.  James  O.  Eastland, 

Chairman,  Internal  Security  Subcommittee, 
United  States  Senate,  Washington,  D.  C. 

Dear  Senator  Eastland  :  This  will  acknowledge  your  letter  dated  31  October, 
which  was  delivered  to  me  on  17  November. 

Yonr  letter  advises  me  that  the  Senate  Internal  Security  Subcommittee  is 
planning  to  hold  hearings  on  proposed  legislation  dealing  with,  "*  *  *  security 
measures  to  be  applicable  to  American  nationals  employed  by  Unesco.  *  *  *" 
You  point  out  that  my  name  and  record  might  constitute  a  part  of  testimony  to  be 
presented,  and  offer  me  the  opportunity  to  attend  these  hearings  at  the  Subcom- 
mittee's expense,  and  to  answer  "any  and  all  questions"  affecting  me. 

Any  future  national  measures  applied  to  international  employees  of  Unesco 
would  affect  that  Organization,  rather  than  a  former  staff  member  such  as  myself, 
unlawfully  dismissed  from  Unesco  as  a  consequence  of  similar  national  measures 
applied  in  the  past.  Therefore,  upon  receiving  your  invitation,  I  immediately 
communicated  its  contents  to  Dr.  Luther  H.  Evans,  Director-General  of  Unesco, 
and  to  the  Unesco  Executive  Board,  meeting  at  New  Delhi. 

The  Executive  Board  had  in  fact  just  received  an  Advisory  Opinion  (dated 
23  October  195G)  from  the  International  Court  of  Justice  at  the  Hague,  upholding 
the  validitv  of  a  judgment  in  my  favor,  handed  down  last  year  by  the  ILO  Admin- 
istrative Tribunal.  This  judgment  (dated  2G  April  1955)  declared  illegal  my 
dismissal  from  Unesco  for  declining  to  comply  with  certain  measures  applied  by 
the  United  States  government  to  American  nationals  employed  by  international 
organizations. 

The  Tribunal  ruling  stated  that  to  apply  such  purely  national  measures  within 
the  Secretariat  would  create,  "*  *  *  for  all  international  officials,  in  matters 
touching  on  conscience,  a  state  of  uncertainty  and  insecurity  prejudicial  to  the 
performance  of  their  duties  and  liable  to  provoke  disturbances  in  the  international 
administration  such  as  cannot  he  imagined  to  have  been  the  intention  of  those 
who  drew  up  the  Constitution  of  f Unesco]." 

It  is  mv  understanding  that  the  United  States,  as  a  member  government  of 
Unesco,  is  bound  by  that  organization's  constitution,  which  under  American  law 
constitutes  a  foreign  treaty  taking  precedence  over  domestic  laws.  Hence  it 
would  appear  that  legislation  such  as  that  which  may  be  before  your  Subcom- 
mittee would  find  itself  in  conflict  with  both  international  and  American  legality. 

In  the  light  of  the  very  recent  and  pertinent  jurisprudence  established  by  the 

Hague  Court,  reaffirming  the  absolute  indeijendence  of  the  international  civil 

service  from  national  control,  I  do  not  feel  it  would  be  proper  for  me  to  testify 

at  the  impending  hearings.    However,  I  trust  that  the  Subcommittee  will  find  the 

foregoing  information  of  value  when  it  examines  proposed  legislation  affecting 

the  employment  of  American  nationals  in  Unesco. 

Respectfully,  ^         „  ^ 

David  N.  Left. 

cc:  Dr.  Vittorino  Veronese,  Chairman,  Unesco  Executive  Board;  Dr.  Luther 
H.  Evans,  Director-General,  Unesco;  President,  Unesco,  Staff  Association. 


SCOPE    OF    SOVIET   ACTIVITY    IN   THE    UNITED    STATES      2131 

Exhibit  No.  367-D 

Pakis,  November  26th,  1956. 
Hon.  James  O.  Eastland, 

Chairman,  Senate  Internal  Security  Subcommittee, 
Senate  Office  Building,  Wanhington,  D.  C. 

Dear  Sir  :  I  have  received  your  letter  of  October  31st,  and  I  sincerely  regret 
that  I  am  unable  to  accept  your  invitation  to  appear  before  your  Subcommittee. 
As  the  subject  to  be  discussed  by  your  Subcommittee  concerns  proposed  new 
legislation  to  be  applicable  to  United  States  staff  members  of  international 
organizations,  and  as  my  employment  with  UNESCO  was  tei'miuated  in  June  1955, 
I  have  taken  the  liberty  of  bringing  this  matter  to  the  attention  of  the  Organiza- 
tion where  it  is  a  matter  of  immediate  concern  to  them. 
Sincerely  yours, 

Ruth  Froma, 
54  Bd.  Exelmans,  Paris  16. 

Exhibit  No.  367-E 

32,  Rue  Lamennais,  Chaviixe  (S.-et-O.)  France, 

December  8,  1956. 
Hon.  James  O.  Eastland, 
United  States  Senate, 

Washington,  D.  C. 

Dear  Sik:  This  is  to  advise  you  that  it  is  impossible  at  this  time  to  avail 
myself  of  the  opportunity  which  is  offered  to  me  in  your  letter  of  October  31. 

While  I  do  not  know  in  what  respect  my  name  and  record  can  contribute  to 
the  purpose  of  your  committee,  I  consider  it  an  honor  for  a  citizen  to  be  called 
upon  to  assist  in  the  formulation  of  legislation  which  is  within  the  power  of  the 
Congress  to  enact.  I  must  therefore  state  that  I  believe  the  Constitution  of 
UNESCO  excludes  the  possibility  of  national  legislation  relating  to  the  employ- 
ment by  UNESCO  of  international  civil  servants.  In  this  connection,  may  I  refer 
you  to  the  judgments  of  the  Administrative  Tribunal  of  the  International  Labor 
Organization,  17-19,  of  April  26,  1955,  and  21-24,  of  October  29,  1955,  and  to  the 
advisory  opinion  of  the  International  Court  of  Justice.  October  23,  1956. 

Due  largely  to  the  fact  that  I  have  not  been  employed  by  UNESCO  for  the 
past  2  years,  and  believing  that  the  questions  raised  in  your  letter  are  of  concern 
to  the  Organization,  I  have  submitted  this  matter  to  the  Director  General  and 
to  the  Executive  Board  of  UNESCO. 
Very  truly  yours, 

Peter  DuBerg. 

cc:  The  Director  General,  Chairman,  UNESCO  Executive  Board,  President, 
UNESCO  Staff  Association. 


Exhibit  No.  367-F 

c/o  UNESCO,  19  Avenue  Kl^ber,  Paris  XVI,  France, 

December  12,  1956. 
Hon.  James  O.  Eastland, 

Chairman,  Senate  Internal  Security  Suhcommittee, 
Senate  Office  Building,  Washington,  D.  C. 

Dear  Senator  Eastland:  Thank  you  for  your  letter  of  October  31,  1956, 
inviting  me  to  be  present  at  hearings  on  proposed  legislation  dealing  with  the 
problem  of  security  measures  to  be  applicable  to  American  nationals  employed 
by  UNESCO  and  other  international  organizations. 

I  am  sorry  I  was  not  able  to  reply  sooner  to  your  letter.  It  did  not  reach  me 
until  December  1,  after  having  been  forwarded  from  Paris  to  New  Delhi,  where 
I  was  attending  the  General  Conference  of  UNESCO. 

I  have  carefully  considered  what  contribution  I  could  usefully  make  to  the 
hearings.  As  a  citizen  of  the  United  States  employed  by  UNESCO,  I  was  duly 
investigated  under  the  provisions  of  Executive  Order  10422,  as  amended.  The 
investigation  resulted  in  a  favorable  determination  with  respect  tt  r.y  employ- 
ment by  UNESCO.  Notice  to  that  effect  was  sent  to  me  in  a  letter  of  April  7, 
1955,  from  the  Chairman  of  the  International  Organizations  Employees  Loyalty 
Board. 


2132       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Consequently,  there  would  appear  to  be  no  issues  affecting  me  in  the  applica- 
tion of  the  Executive  order.  Nor  do  I  have  any  comment  to  offer  on  proposed 
legislation  in  this  field. 

Under  these  circumstances,  I  consulted  the  Director-General  of  UNESCO  as 
to  the  reply  I  should  send  to  your  letter.  On  the  basis  of  the  information  so  far 
made  available  to  him,  the  Director-General  did  not  consider  that  my  participa- 
tion in  the  hearings  was  advisable.  He  pointed  out  that  under  the  staff  regu- 
lations of  UNESCO  I  could  not,  as  an  international  civil  servant,  pronounce 
upon  proposed  legislation  in  a  member  state.  Moreover,  he  observed  that  it 
would  be  inconvenient  for  the  Organization  to  release  me  from  my  duties  in 
Paris  for  a  trip  to  the  United  States. 

In  the  light  of  the  above,  I  hope  you  will  appreciate,  sir,  why  I  do  not  feel  that 
I  should  avail  myself  of  the  invitation  which  you  were  kind  enough  to  extend 
to  me. 

Respectfully, 

Julian  Behrstock. 


Mr.  SouRwiNE.  Sir,  the  Board  considered  the  case  of  Mrs.  Kathryn 
Bernstein  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRWiNE.  Mr.  Chairman,  the  adverse  information  with  regard 
to  Mrs.  Bernstein  was  as  follows : 

Reports  of  the  investigation  in  the  case  of  Mrs.  Kathryn  Bernstein  contained 
information  from  various  sources  to  the  following  effect : 

That  she  was  a  member  of  the  International  Workers  Order,  which  has  been 
cited  as  Communist  controlled  by  the  Attorney  General  of  the  United  States. 

That  she  was  married  to  a  man  who  was  a  member  of  the  52d  Ward  Club  of 
the  Commimist  Party  in  Philadelphia  and  who  was  also  a  member  of  the  Wynne 
Park  Club  of  the  Communist  Party. 

That  she  was  previously  employed  by  a  radio  station  in  Philadelphia,  to  which 
she  brought  recordings  which  had  a  definite  pro-Soviet  slant,  attempting  to 
introduce  them  on  the  program,  as  a  result  of  which  she  was  discharged. 

That  she  and  her  husband  regularly  subscribed  to  or  read  Soviet  Russia  Today, 
the  Daily  AVorker,  and  The  Worker,  the  latter  two  being  official  organs  of  the 
Communist  Party  in  the  United  States. 

That  her  interest  in  Communist  propaganda  was  so  intense  that  she  became 
emotionally  disturbed  when  the  librarian  where  she  was  employed  canceled  the 
official  library  subscription  to  Soviet  Russia  Today  on  the  grounds  that  it  was 
Soviet  propaganda. 

That  she  gave  as  a  reference  a  person  who  had  a  lengthy  record  of  affiliation 
with  Communist  organizations  and  activities. 

Can  you  tell  us  whether  Mrs.  Bernstein  appeared  before  the  Board  ? 

Mr.  Waldmax.  No  ;  she  did  not  appear. 

Mr.  SouRwiNE.  She  refused  to  appear  ? 

Mr.  Waldman.  Yes. 

Mr.  SouRwiNE.  And  an  advisory  with  respect  to  her  was  submitted  ? 

Mr.  Waldman.  Yes ;  on  AugustSl,  19.54. 

Mr.  SouRwiNE.  Was  she  subsequently  dismissed  from  her  position 
with  UNESCO? 

Mr.  Waldman.  I  understand  she  was. 

(The  summary  of  the  case  history  of  Mrs.  Kathryn  Bernstein  was 
marked  "Exhibit  No.  368,"  and  reads  as  follows:) 

Exhibit  No.  368 

Kathrtn  Bernstein 

Kathryn  Bernstein,  nee  Glenn,  was  born  March  10, 1915,  at  Philadelphia,  Pa.,  to 
American-born  parents.    She  married  Herbert  Bernstein. 

Mrs.  Bernstein  graduated  from  Frankford  High  School  in  1931  and  received  a 
B.  S.  degree  in  music  education  from  the  University  of  Pennsylvania  in  1935. 
She  also  attended  Strayers  Business  College  in  1935  and  Temple  University  in 


SCOPE    OF    SOVIET    ACTIVITY    EN    THE    UNITED    STATES      2133 

1942  and  1943,  taking  courses  in  history  and  accounting.     In  1944  she  enrolled 
at  the  Drexel  Institute  and  received  a  B.  S.  degree  in  library  science  in  1945. 
In  1950  and  1951  she  also  attended  the  University  of  Paris  in  Paris,  France. 
The  employee  has  been  employed  as  follows : 

June  1951  to  February  14,  1955:  United  Nations  Educational,  Scientific, 
and  Cultural  Organization.  Paris,  France. 
1950 :  New  Yorlj  School  of  Social  Work. 
1949:  WFLN,  Franklin  Broadcasting  Co.,  Philadelphia,  Pa. 
1948 :  Piasecki  Helicopter  Corp.,  Morton,  Pa. 

1947 :  Moore  Institute  of  Art,  Broad  and  Masters  Streets,  Philadelphia,  Pa. 
1946 :  Philadelphia  College  of  Osteopathy,  Philadelphia,  Pa. 
1940-44:  Fourth  Naval  District,  Staff  Headquarters,  Philadelphia  Naval 
Shipyard. 
1939-40 :  Department  of  Justice  and  War  Department,  Washington,  D.  C. 
1936-38:  Temporary  jobs,  including  Philadelphia  Electric  Co.  and  Yale 
and  Towne  Manufacturing  Co.,  Philadelphia,  Pa. 
Executive  Order  10422  forms  were  received  by  the  Office  of  Internationid 
Administration  on  February  24,  1953,  and  the  appropriate  investigation  wa« 
initiated  on  that  date. 

An  interrogatory  was  sent  to  Mrs.  Bernstein  at  the  address  given  on  her  identi- 
fication and  personnel  data  form  on  January  7,  1954,  but  it  was  returned  un- 
claimed. It  was  remailed  February  8,  1954,  to  a  new  address,  but  was  again 
returned  unclaimed.  On  March  9,  1954,  it  was  mailed  to  the  employee  in  care  ot 
UNESCO  in  Paris,  France.  No  reply  to  the  interrogatory  was  received,  although 
the  return  receipt  for  registered  mail  was  received.  A  followup  letter  was  sent 
to  the  employee  April  15,  1944. 

A  hearing  was  scheduled  for  July  9,  1954,  at  Paris,  France.  Mrs.  Bernstein 
did  not  appear  at  the  hearing. 

An  unfavorable  advisory  determination  was  made  by  the  International  Organi- 
zations Employees  Loyalty  Board  on  August  31,  1954,  and  was  forwarded  to 
the  Secretary  of  State  for  transmission  to  the  Director  General  of  UNESCO. 
This  determination  was  forwarded  by  the  Department  of  State  on  September  3, 
1954. 

Mr.  SouRwiNE.  The  Board  considered  the  case  of  Norwood  Peter 
DuBerg? 

Mr,  Waldman.  It  did,  sir. 

Mr.  SouRwiNE.  The  adverse  information  in  the  case  of  Mr.  DuBerg, 
Mr.  Chairman,  was  as  follows : 

Reports  of  the  investigation  in  the  case  of  Norwood  Peter  DuBerg  contained 
information  from  various  sources  to  the  following  effect : 

That  he  has  admitted  being  a  member  of  the  Communist  Party  for  many  years 
and  has  attempted  to  recruit  others  into  the  party. 

That  he  has  attended  Communist  Party  meetings,  signed  Communist  Party 
nominating  petitions,  subscribed  to  the  Daily  Worker,  and  to  another  Communist 
publication  known  as  the  National  Guardian. 

That  his  present  wife  is  a  member  of  the  Communist  Party. 

That  his  divorce  from  his  first  wife  resulted  in  large  measure  from  his  failure 
to  convert  her  to  communism. 

That,  while  a  member  of  the  American  Newspaper  Guild  in  1945-46,  he  actively 
advocated  and  supported  the  policies,  ideologies,  and  objectives  of  the  Com- 
munist Party  and  associated  with  members  of  the  pro-Communist  faction  of 
the  organization. 

That  he  was  employed  for  2  years  as  an  organizer  of  the  American  Newspaper 
Guild  at  a  time  when  it  was  Communist  dominated  and  withdrew  from  the 
organization  immediately  after  the  leftwing  forces  were  defeated  in  an  election 
of  officers. 

That  he  has  been  closely  and  sympathetically  associated  with  members  of 
the  Communist  Party  and  Communist  thinkers  for  many  years. 

That  since  his  employment  by  UNESCO  he  has  identified  himself  and  as- 
sociated with  a  small  group  of  Americans  in  that  organization  who  are  alleged 
to  be  Communists. 

That  he  registered  in  1938  and  1942  to  1948  with  a  branch  of  the  American 
Labor  Party  which  was  Communist  dominated. 

That  information  critical  of  the  Hungarian  Communist  regime  which  was 
conveyed  to  DuBerg  in  confidence  by  a  Hungarian  national  was  immediately 


2134     scopb:  of  soviet  activity  in  the  united  states 

transmitted  to  the  Hungarian  secret  police  under  such  circumstances  as  to 
suggest  that  DuBerg  had  communicated  with  them  overnight. 

Did  Mr,  DuBerg  appear  before  the  committee? 

Mr.  Waldman.  He  did  not,  sir. 

Mr.  SouRwiNE.  Did  the  Board  finally  arrive  at  an  adverse  decision 
with  respect  to  Mr.  DuBerg? 

Mr.  Waldman.  It  did,  on  August  27, 1954. 

Mr.  SouRWiNE.  And  an  advisory  to  that  effect  was  furnished  ? 

Mr.  Waldman.  It  was,  sir. 

Mr.  SouRWiNE.  Did  Mr.  DuBerg  subsequently  cease  to  be  employed 
by  UNESCO? 

Mr.  Waldman.  I  understood  he  was  terminated. 

(The  summary  of  the  case  history  of  Norwood  Peter  DuBerg  was 
marked  "Exhibit  No.  369"  and  reads  as  follows:) 

Exhibit  No.  369 

Norwood  Peteb  DuBero 

Norwood  Peter  DuBerg  was  born  November  27,  1910,  at  Des  Moines,  Iowa. 
He  attended  New  Haven  (Conn.)  High  School  from  1925  to  1928,  and  later  at- 
tended Yale  University  at  New  Haven,  Conn.,  from  1928  to  1929.  From  May  8, 
1931,  to  October  21,  1943,  and  from  October  8,  1945,  to  October  4,  1947,  he  was 
employed  as  a  rewrite  man  with  the  New  York  Daily  Miri-or.  During  the 
period  November  1943  to  October  1945,  Mr.  DuBerg  was  employed  as  a  union 
organizer  for  the  New  York  Newspaper  Guild.  From  October  6,  1947,  to  Decem- 
ber 31,  1948,  Mr.  DuBerg  was  employed  as  a  press  officer  with  the  United  Nations 
Appeal  for  Children,  New  York,  N.  Y.  He  was  employed  with  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organization,  Paris,  France,  from  1949  to 
December  31,  1954. 

Executive  Order  10422  forms  were  not  received  but  an  investigation  of  Mr. 
DuBerg  was  initiated  by  the  Department  of  State  on  March  31,  1953. 

An  interrogatory  was  issued  by  the  International  Organizations  Employees 
Loyalty  Board  to  the  employee,  in  care  of  United  Nations  Educational,  Scientific, 
and  Cultural  Organization,  Paris,  France,  on  April  22,  1954.  No  reply  nor  the 
registered  mail  return  receipt  was  received.  A  foUowup  letter  was  sent  to  him 
on  May  17,  1954. 

A  hearing  was  scheduled  for  July  15,  1954  in  Paris,  France.  Mr.  DuBerg  did 
not  appear. 

An  unfavorable  advisory  determination  was  made  by  the  International  Organi- 
zations Employees  Loyalty  Board  on  August  27,  1954,  and  was  forwarded  to 
the  Secretary  of  State  for  transmission  to  the  Director  General  of  UNESCO. 
This  determination  was  forwarded  by  the  Department  of  State  on  September 
3,  1954. 

Mr.  SouRWiNE.  Did  the  Board  consider  the  case  of  Miss  Ruth 
From  a  ? 

Mr.  WaldMan.  It  did,  sir. 

Mr.  SouRWiNE.  Mr.  Chairman,  reports  of  the  investigation  in  the 
case  of  Miss  Kuth  Froma  contained  information  from  various  sources 
to  the  following  effect : 

That  from  1948  to  1949  she  lived  with  her  sister  and  brother-in-law,  both  of 
whom  have  admitted  that  at  one  time  they  have  been  sympathetic  to  Communist 
causes  and  the  Communist  Party  line. 

That  for  5  years  she  lived  with  an  admitted  Communist. 

That  she  herself  was  described  by  a  close  friend  of  her  paramour  as  a  "real 
Communist." 

That  she  was  associated  with  a  former  schoolmate  who  was  employed  by 
Julius  and  Ethel  Rosenberg,  the  executed  atomic  spies.  (The  schoolmate  was 
associated  with  other  espionage  agents  and  is  herself  suspected  of  being  engaged 
in  espionage  against  the  United  States.) 

That  she  was  also  associated  with  various  other  Communist  sympathizers  in 
New  York. 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2135 

That  since  hei'  employment  by  UNESCO  she  has  identified  herself  with  a 
small  group  of  American  Communists. 

That  in  July  1943  she  signed  a  petition  issued  by  the  New  York  County 
committee  of  the  Communist  Party. 

That  in  February  1946  she  registered  for  a  Russian-language  course,  sponsored 
by  the  American-Russian  Institute,  an  organization  cited  as  subversive  by  the 
Attorney  General. 

That  from  1947  to  1949  she  was  an  oflScial  of  a  union  which  was  expelled  by 
the  CIO  in  1950  for  consistently  following  the  policies  of  the  Communist  Party. 

That  she  I'egistered  with  the  American  Labor  Party  at  a  time  when  it  was 
Communist  dominated. 

Did  Miss  Ruth  Froma  decline  to  appear  before  the  Board? 

Mr.  Waldman.  She  refused  to  appear. 

Mr.  SouRwiNE.  Did  the  Board  subsequently  make  an  adverse  rec- 
ommendation ? 

Mr.  Waldman.  It  did,  sir,  on  the  27th  day  of  August  1954. 

Mr.  SouRWiNE.  And  she  ceased  to  be  employed  by  UNESCO  ? 

Mr.  Waldman.  Yes,  sir.  I  might  say,  noting  the  date  of  the  adverse 
determination,  that  we  felt  that  this  was  a  serious  matter,  and  as  soon 
as  we  came  back  to  the  United  States  steps  were  taken  to  write  up 
all  these  determinations  and  get  them  out  with  due  speed. 

(The  summary  of  the  case  history  of  Ruth  Froma  was  marked 
"Exhibit  No.  370,"  and  reads  as  follows:) 

Exhibit  No.  370 
Ruth  Fkoma 

Ruth  Froma,  nee  Gassel,  was  born  in  New  York,  N.  Y.,  on  February  23,  1920, 
Her  parents  were  both  born  in  Russia.  She  was  married  to  one  Leon  Rosebaum 
from  1941  to  1946. 

Miss  Froma  attended  Hunter  College,  New  York  City,  from  1935  to  1939  and 
received  a  B.  A.  degree. 

Between  1939  and  1943,  Miss  Froma  was  employed  in  saleswork  with  cosmetic 
houses  in  the  New  York  City  and  New  York  State  area ;  she  was  employed  by 
the  Columbia  Broadcasting  System,  New  York,  N.  Y.,  from  1943  to  1949  in  a 
clerical  and  administrative  capacity.  She  received  a  secretarial  appointment 
with  the  United  Nations  Educational,  Scientific,  and  Cultural  Organization  in 
1950  and  in  1953  was  employed  with  that  organization  as  a  Sales  Officer  in  the 
Sales  and  Distribution  Division,  Documents  and  Publications  Department,  Paris, 
France.     Her  employment  with  UNESCO  was  terminated  on  June  20,  1955. 

Executive  Order  10422  forms  were  received  by  the  Office  of  International 
Administration  on  February  20,  1953,  and  the  appropriate  investigation  initiated 
on  that  date. 

An  interrogatory  issued  by  the  International  Organizations  Employees  Loyalty 
Board  on  February  15,  1954,  was  returned  unclaimed.  The  interrogatory  was 
reissued  to  the  employee  on  March  9,  1954,  in  care  of  UNESCO  in  Paris,  France, 
and  the  registered  mail  return  receipt  was  received.  A  follow-up  letter  was 
sent  on  April  15,  1954,  inasmuch  as  the  reply  to  the  interrogatory  had  not  been 
received.  On  May  3, 1954,  a  letter  was  received  from  Miss  Froma,  dated  April  29, 
1954,  stating  she  could  not  "conscientiously  respond"  to  the  interrogatory  as  to  do 
so  would  be  "inconsistent  with  my  status  as  an  international  civil  servant." 

A  hearing  was  scheduled  for  July  19,  1954,  at  Paris,  France.  Miss  Froma 
did  not  appear  at  the  hearing ;  however,  she  did  address  a  letter  to  the  chairman 
of  the  International  Organizations  Employees  Loyalty  Board,  dated  July  12,  1954, 
in  which  she  stated  she  must  regretfully  decline  the  invitation  to  appear  l3efore 
the  Board  for  the  same  reasons  she  refrained  from  replying  to  the  interrogatory. 

An  adverse  advisory  determination  was  made  by  the  International  Organi- 
zations Employees  Loyalty  Board  on  August  27,  1954,  and  was  forwarded  to  the 
Secretary  of  State  for  transmission  to  the  Director  General  of  UNESCO.  This 
determination  was  forwarded  by  the  Department  of  State  on  September  3,  1954. 

Mr.  SouRwiNE.  Did  the  Board  consider  the  case  of  David  Neal  Leff  ? 
Mr.  Waldman.  Yes,  sir. 


2136       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  SouRWiNE.  Reports  of  the  investigation  in  the  case  of  David 
Neal  Leff  contained  information  from  various  sources  to  the  following 
effect: 

That  while  he  was  employed  by  UNRRA  ( United  Nations  Relief  and  Rehabili- 
tation Agency)  in  Yugoslavia,  from  1944  to  1947,  he  joined  the  Communist  Youth 
Railway  Organization,  which  was  under  the  direction  of  the  Central  Yugoslav 
Communist  Party.  That  during  that  period  of  time,  although  not  required  to 
do  so  by  virtue  of  his  official  duties,  he  associated  with  a  number  of  foreign 
Communists,  and  continually  indicated  his  sympathy  for  the  programs  and 
l)olicies  of  the  Communist  Party  and  his  contempt  for  those  of  his  own  country. 

That  after  he  returned  to  the  United  States  from  Europe,  in  the  spring  of 
1948,  he  attended  classes  for  new  members  of  the  Los  Angeles,  Calif.,  branch  of 
the  Communist  Party. 

That  in  1949  he  became  a  member  of  the  Aarone  Club  of  the  Communist  Party 
(California). 

That  he  also  identified  himself  with  a  group  of  Communist  Party  members 
in  the  Los  Angeles  area. 

That  he  lived  with,  or  in  the  home  of,  a  professional  Communist,  spoke  at 
meetings  of  Communist-front  organizations,  married  a  member  of  the  Communist 
Party,  and  returned  to  Europe  on  a  vessel  owned  by  a  Communist-controlled 
company,  booking  his  passage  through  a  Communist  travel  agency. 

Did  the  Board  consider  the  case  of  Mr.  Leff  ? 

Mr.  Waldman.  It  did,  sir. 

Mr.  SouRwiNE.  Did  he  refuse  to  testify  before  the  Board  ? 

Mr.  Waldman.  He  refused  to  testify,  and  within  48  hours  an 
advisory  determination  issued  on  July  23, 1954,  recommending  that  he 
be  disassociated  from  UNESCO. 

Mr.  SouRWiNE.  Did  Mr.  Leif  subsequently  leave  the  employ  of 
UNESCO? 

Mr.  Waldman.  He  did,  sir. 

Mr.  SouRwiNE.  It  wasn't  quite  as  rapid  as  your  adverse  determina- 
tion, was  it  ? 

Mr.  Waldman.  No,  sir. 

Mr.  SouRWiNE.  Mr.  Chairman,  there  is  some  additional  information 
about  Mr.  Leff  which  should  be  in  our  record.  Mr.  Leff  was  the 
gentleman  who  refused  to  testify  before  a  grand  jury  and  who  was 
held  in  contempt  in  absentia  for  his  refusal.  I  have  here  a  statement 
of  chronology  with  regard  to  Mr.  Leff's  case.  I  won't  take  the  time 
to  read  it  to  the  committee,  but  to  complete  the  record  I  would  like  it 
to  be  ordered  in  the  record. 

Senator  Johnston.  This  shall  be  ordered  into  the  record. 

(The  statement  of  chronology  with  regard  to  David  Neal  Leff  was 
marked  "Exhibit  No.  371,"  and  reads  as  follows:) 

Exhibit  No.  371 
David  Neal  Leff 

Prior  employment:  Farm  Security  Administration,  Department  of  Agricul- 
ture, State  Department  Office  of  Foreign  Relief  and  Rehabilitation,  United 
Nations  Relief  and  Rehabilitation  Administration. 

April  1953 :  Senator  Jenner  reported  Leff  refused  to  come  home  and  appear 
before  the  Internal  Security  Subcommittee. 

July  1953:  State  Department  refused  to  renew  Mr.  Leff's  passport  making 
his  passport  good  only  for  his  return  to  this  country.  As  an  international 
worker  in  Paris,  Mr.  Leff  had  a  special  French  permit. 

May  1946 :  The  Peoples  World  reported  a  reception  in  Mr.  Leff's  honor  spon- 
sored by  the  American  Committee  for  Yugoslavia  Relief,  an  organization  cited 
by  the  Attorney  General  as  subversive. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2137 

March  1954 :  Contempt  of  court  action  was  instituted  against  Left,  U.  N. 
employee  in  Paris,  for  failing  to  appear  before  a  grand  jury  investigating  sub- 
versive activities. 

If  Mr.  Left  fails  to  answer  the  show-cause  order,  it  was  said  a  warrant 
for  his  arrest  will  be  issued  in  Federal  court. 

Mr.  Left's  position  in  Paris  has  been  as  information  officer  of  the  Rehabilita- 
tion Service  of  the  UNESCO. 

Officials  said  that  in  1953  Mr.  Leff  refused  to  submit  to  being  fingerprinted 
and  refused  to  till  out  a  questionnaire  furnished  by  UNESCO  to  United  States 
citizen  employees  under  an  Executive  order.  The  questionnaire  included  the 
question :  "Are  you  now  or  have  you  ever  been  a  member  of  the  Communist 
Party  or  any  Communist  or  Fascist  organization?" 

Luther  H.  Evans,  Director  General  of  UNESCO,  ordered  Mr.  Leff  to  return 
to  this  country  to  answer  the  grand  jury  subpena,  giving  him  until  last  Decem- 
ber 17  to  do  so,  but  Mr.  Left  refused  to  comjjly.  Mr.  Leff  appealed  Mr.  Evans' 
directive  to  the  UNESCO  staff  appeal  board,  and  the  directive  since  has  been 
held  in  abeyance  pending  the  appeal. 

March  12,  1954 :  The  5-man  UNESCO  Appeals  Board  ruled  that  the  Director 
General  of  UNESCO  was  "unjustified"  in  ordering  an  employee  to  return  to 
the  United  States  and  testify  on  possible  subversive  activities. 

Suspended  May  1953 ;  Reinstated  July  1953:  Mr.  Neff  was  suspended  from  his 
U.  N.  job  after  his  refusal  to  come  back  and  face  the  grand  jury  last  year,  but 
2  months  later  was  reinstated. 

The  UNESCO  Staff  Association  had  demanded  the  suspension  be  lifted  because 
it  said  no  proof  of  bad  conduct  on  Mr.  Leff's  part  had  been  established. 

March  16,  1954 :  Telephone  call  from  Jim  Cardiello  who  was  in  touch  with 
Kilsheimer  to  the  effect  that  Leff  was  cited  for  contempt  by  a  Federal  district 
court  in  New  York  City  and  that  the  statement  to  this  effect  was  sent  to  the 
Department  of  Justice  to  forward  to  the  State  Department  with  the  recom- 
mendation that  it  be  sent  to  Luther  Evans,  head  of  UNESCO,  so  that  he  might 
have  grounds  for  firing  Leff. 

March  23,  19.54 :  David  Left'  has  not  revised  his  refusal  to  answer  a  subpena 
of  the  Federal  court  of  New  York.  His  principal  objection  to  appearing  before 
a  congressional  committee  investigating  subversion  activities  has  been  that 
because  he  has  no  passport  he  has  no  assurance  that  he  will  be  allowed  to 
leave  the  United  States  after  testifying  to  rejoin  his  family  here  (Paris)  and 
resume  his  position  with  UNESCO. 

March  23,  1954:  Luther  Evans,  director  general  of  UNESCO,  ordered  David 
Leff  to  comply  with  United  States  judicial  proceedings  that  have  been  brought 
against  him.  Mr.  Evans'  order  hinted  at  disciplinary  action  against  Mr.  Leff 
and  added  he  would  "attach  the  greatest  importance  to  the  judgment  to  be 
rendered  by  the  United  States  district  court." 

March  24,  1954 :  A  bench  warrant  was  issued  by  Federal  Judge  Henry  W. 
Goddard  for  the  arrest  of  David  N.  Leff.  He  was  served  by  registered  mail 
with  a  court  order  calling  for  his  appearance  to  show  cause  why  he  should  not 
be  punished  for  contempt. 

Mr.  Leff  requested  postponement  of  the  date  on  which  the  show-cause  order 
was  returnable  in  court  on  the  ground  that  he  had  not  received  valid  notice 
of  the  order  until  today. 

Mr.  Leff  wrote  Director  General  Luther  Evans  appealing  an  order  issued  to 
him  Tuesday  "to  satisfy  the  requirements  of  the  judicial  authorities." 

March  29,  19-54:  Dr.  Luther  Evans  announced  that  he  was  withholding  action 
in  the  case  of  David  N.  Left'.  He  stated  that  if  the  court  refused  Mr.  Leff's 
motion  to  vacate  the  arrest  warrant  he  would  order  him  to  appear  in  court 
"under  pain  of  immediate  dismissal." 

June  1,  1954:  Federal  Judge  Gregory  F.  Noonan  ruled  that  David  N,  Leff 
would  have  to  return  to  New  York  City  from  Paris  and  answer  a  grand  jury 
subpena. 

July  17,  1954 :  David  Left'  has  not  accepted  an  invitation  to  appear  before  a 
visiting  United  States  loyalty  board.  During  the  period  in  which  he  was 
called  back  to  the  United  States  to  appear  before  a  grand  jury,  he  refused  and 
was  quoted  as  saying  he  would  be  happy  to  appear  if  he  could  be  heard  here. 

The  United  States  Loyalty  Board  was  presided  over  by  Pierce  J.  Gerety,  Board 
President. 

August  23, 1954 :  Four  Americans  who  refused  to  testify  before  a  United  States 
loyalty  board  will  not  have  their  contracts  renewed  when  they  expire  in  a  few 

72723— 57— pt.  38 3 


2138       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

months.  The  four  were  not  indicted ;  however,  David  Leff's  contract  expires 
December  31,  1954. 

LefF  has  appealed  to  the  administi-ative  tribunal  of  the  International  Labor 
Office  in  Geneva  against  an  order  by  Evans  to  obey  the  New  York  court.  The 
case  will  be  heard  September  6,  1954. 

At  present,  Mr.  Luther  Evans  does  not  consider  himself  authorized  under 
existing  staff  regulations  to  tire  the  seven  who  refused  to  testify  [before  the 
United  States  Loyalty  Board]. 

August  24,  1954 :  The  administrative  tribunal  whose  jurisdiction  extends  to 
the  three  largest  si)ecialized  agencies  of  the  U.  N.,  opened  a  series  of  hearings 
here  today,  two  of  which  involve  American  "loyalty"  or  "security"  cases. 

Mr.  Left  is  challenging  an  earlier  decision  of  Mr.  Evans  that  he  was  obliged 
to  comply  with  a  request  of  a  United  States  grand  jury  to  testify  as  to  his 
background,  associations,  etc. 

September  6,  1954 :  A  three-member  international  tribunal  riiled  today  that 
UNESCO  lacked  the  authority  to  order  an  American  it  employed  in  Paris  to 
testify  before  a  Federal  grand  jury  in  New  York. 

The  tribunal  also  ordered  UNESCO  to  pay  $300  toward  Mr.  Leff's  legal 
expenses  in  contesting  the  first  order  and  allowed  him  15  days  to  submit  his 
protest  on  the  second  to  the  appeals  board.  (The  fir.st  order  held  that  he  must 
testify  before  the  Federal  grand  jury  investigating  American  personnel  of  the 
U.  N.  The  second  order  held  that  he  must  respond  to  a  New  York  Federal  court 
demand  to  show  cause  why  he  should  not  be  cited  for  contempt  of  court  for 
tailing  to  appear  before  the  grand  jury.) 

October  18,  1954 :  Four  American  citizens  involved  in  United  States  loyalty 
investigations  began  today  an  appeal  against  a  decision  not  to  renew  their 
contracts  as  members  of  the  staff  of  UNESCO  (1  of  the  4  is  David  Leff). 

A  UNESCO  spokesman  said  today  that  individvial  reports  on  the  15  members 
questioned  by  the  Gerety  board  reached  the  organization  during  September. 

The  four  maintained  that  Dr.  Evans'  action  "constitutes  an  abuse  of  power 
in  that  it  was  taken  for  reasons  external  to  the  organization  and  could  not  be 
taken  in  conformity  with  the  rules  and  regulations  of  the  organization." 

October  16,  1954,  New  York  Times,  page  1 :  The  United  States,  through  Henry 
Cabot  Lodge,  Jr.,  denounced  the  American  head  of  a  United  Nations  agency  today 
for  not  having  immediately  dismissed  eight  United  States  citizens  who  had 
received  adverse  loyalty  reports.  He  stated  Dr.  Evans  was  frustrating  Wash- 
ington's efforts  to  make  sure  no  suspect  Americans  were  on  the  international 
payroll. 

In  his  statement.  Lodge  said  that  eight  Americans  employed  by  UNESCO  had 
received  adverse  loyalty  reports  from  the  United  States  International  Organiza- 
tions Employees  Loyalty  Board. 

The  United  States  delegation  to  the  U.  N.  believes  Dr.  Evans'  powers  are  broad 
enough  to  dismiss  the  eight  outright  on  misconduct  charges. 

Lodge  stated  further:  "The  fact  of  being  employed  by  UNESCO  gives  no  Amer- 
ican the  right  to  be  a  law  unto  himself." 

October  16,  1954  (UP),  New  York  Times,  page  1:  Dr.  Evans  was  quoted  as 
saying  in  August  1953,  at  his  lieadquarters  in  Paris,  that  the  security  drive  in 
the  United  States  against  Communist  infiltration  of  United  Nations  agencies 
was  threatening  to  destroy  UNESCO.  He  said  he  would  oppose  efforts  by  Wash- 
ington authorities  to  influence,  through  loyalty  investigations,  the  hiring  and 
firing  of  his  Agency's  American  employees. 

November  1.3,  1954,  New  York  Times,  page  15 :  The  Director  General  of 
UNESCO  called  on  the  Agency's  General  Conference  here  (Montevideo,  Uruguay) 
to  give  liim  wider  powers  to  dismiss  members  of  his  staff  who  are  considered 
security  risks. 

Dr.  Evans  said  that  he  had  lost  confidence  in  the  seven  (United  States  citizens 
who  refused  to  appear  before  the  Gerety  board)  but  that  he  could  not  abro- 
gate their  contracts. 


SCOPE    OF    SOVIET    ACTIVITY    IN   THE    UNITED    STATES      2139 

Mr.  SouRwiNE.  The  order  to  show  cause  against  Mr.  Leff  was  issued 
by,  I  believe  it  was,  Federal  Judge  Newman,  in  New  York  City. 

Mr.  Waldmax.  Yes. 

Mr.  SouRwiNE.  That  Avas  in  July  of  1954.  Mr.  Leff  had  refused  to 
return  to  the  United  States  to  testify  before  the  grand  jury  on  the 
ground  that  the  subpena  had  not  been  served  on  him  within  the  terri- 
torial limits  of  the  United  States.  The  court  then  issued  the  order 
to  show  cause  why  he  should  not  be  cited  for  contempt.  And  Leff 
appealed  both  orders. 

It  is  interesting,  Mr.  Chairman,  that  in  September  of  1954  in  Geneva 
a  three-man  international  tribunal  ruled  that  UNESCO  lacked  au- 
thority to  order  Mr.  Left"  to  testify  before  the  grand  jury  of  the 
United  States,  UNESCO  had  ordered  him  to  return,  and  he  had 
appealed  there. 

I  have  here,  Mr.  Chairman,  from  the  Civil  Service  Commission  a 
record  of  Mr.  Left's  employment  with  the  Government  of  the  United 
States,  and  I  would  like  to  ask  that  this  also  be  put  into  the  record 
at  this  point. 

Senator  Johnston.  This  will  become  a  part  of  the  record  also. 

(The  record  of  the  employment  of  David  Neal  Leff  of  the  Civil 
Service  Commission  was  marked  "Exhibit  No.  372,"  and  reads  as  fol- 
lows:) 

Exhibit  No.  372 

United  States  Civil  Service  Commission, 

Washington,  D.  C,  March,  19,  1954. 
Mr.  Benjamin  Mandel, 

Research  director.  Internal  Security  Svbcommittee,  Committee  on  the  Judi- 
ciary, United  States  Senate,  Washington,  D.  C. 

Dear  Mr.  Mandel  :  In  accordance  with  the  request  in  your  letter  of  March  12, 
1954,  I  am  forvparding  herewith  photostatic  copies  of  all  application  forms  avail- 
able in  our  files  for  Mr.  David  N.  Leff,  and  a  transcript  of  his  Federal  service  as 
it  appears  in  our  service  record  file. 
Sincerely  yours, 

John  W.  Macy,  Jr.,  Executive  Director. 
Enclosure  3427. 


2140       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 


APPLICATION  FOR  FEDERAL  EMPLOYMENT 


Stondard  Form  No.  57 
Approved  April  9.  19-12 
(Kavlsed  June  1942) 
U.  S.  CIVIL  SERVICE  COMMISSION 
C.  S.  C.  Dept.  Cir.  No-  332 

X  INSTRUCTIONS.— Anvwert  very  CiLeitlor.ckarl)  and  con.t'Uiely.     T>  pewtiie  o;  ttriie  lr«ibl/ in  BLACK  INK, 

z      on  pfinteJ  siac  ONLY,  lo  assure  cli^ar  photographic  copie»  lor  appomtiiig  atfcficici.     //you  are  applying  for  a  ipe- 
cific  United Statcx  CivH  Serxice  Examination,  read  it.c  ExaniinatioQ  Announcement  carefully,  fallow  all  directions. 
O      and  mail  ihis  application  lo  the  <^>ffice  named  therein:  if  not.  mail  with  an  explanatory  letter  to  the  U.  S.  CIVIL  SERV- 
2      ICE  COMMISSION.  WASHINGTON.  D.C..  unlesi  oiherv^iTc  directed.    Notify  same  office  of  my  change  of   addreas. 


r  ancoi'V  us*: 


1.  Name  of  exomlnofion,  li  any;  or  name  o!  posi'Jon  applied  lor; 


2.  Place  ol  Maminadon  {If  a  wriltsn  teat),  or  place  of  employment  applied  lor; 


tCity  and  Stole) 
3.  Optional  suhlect  (if  mentioned  in  examination  announce roent): 


AV. 


Tliia 


r  U-  3.  Civil  Ser* 


,_  Appor. 


''-jE7...M7ID ...K. l^W... 

(First  name)  (Middle)  (Maiden,  if  any)  (LasO 

5 .Uni  ted.  S.tates.. Embassy:. 

(R.  D.  or  streel  and  number) 

lfexiGC>^.5*.-F.<.* -Mexi-CQ... 

(City  or  post  otfice,  and  Slate) 


6.  Dale   of   birth    (month,   day, 
yeor): 

.sep-t...a,..i9ia...... 

9.  Logal  or  voting  reaidence: 

State  .....C.alifQrrda. 


7.  Age  inst  birthday;     6.  Dole  of  this  opplicalion: 

.2li..., I.J.urjs..l.7^..19U... 

10.  Telephone  numbers: 


(b)  Check  one; 


11.  (a)  Check  one. 
*.  Male. 
,.  Female. 
13.  Where  were  you  born?  . 


Widowed. 
Single.  ..Separated, 
Married.  ,.  Divorced. 


(Residence  phot 

12.  Height,     with- 
out sho^: 

.5..1t.82..,n 


b)  [Busine^  phone) 

Weigh  I; 

..1?0  _.......„ 


O.  S,. 
Gr..,. 

E&E. 
P&D- 
Ini.... 


..   Preference 
Alloweci — 
..  Veteran. 
..   Disability. 
.,  Wile. 
..   Widow. 
._  Disallowed. 
-.  Closed. 


Adm'd  oxam. 
Approved  by  _ 
Exam,  dale  ._ 

Not.  Ra 

Dale  Reg 


..  Material  att'd. 
_.  Material  (lied. 


.J:Jew.Xork,.ifew.Ji3rk... 

(Town) (SlQte  oi 


Indicate  "Yes"  or  "No"  onawer  by  placing  X  In  proper  cc^lumn        Yes 


Indicate  "Yea"  or  "No"  answer  by  placing  X  in   proper  column         Yes 


14.  Are  you  o  clticen  of  the  United  Stale?? - 

Unless  otherwise  instructed,  nalurolired  ciUiens  mast  submit, 
along  with  this  appllcolion,  Nalura.izalion  Certilicate;  other  foreign- 
bom,  documentary  proof  ot  ctlzenshtp,      E?ocument3  will  b^  returned. 


■«■ 


IB.  Hove  you  ever  been  arrested,  or  summoned  into  court  as  a  de- 
fendant, or  indicted,  or  convicted,  or  fined,  or  imprisoned,  or 
placed  on  probation,  or  ha3  any  cate  against  you  been  tiled,  or  have 
you  ever  been  ordered  to  deposit  collateral  lor  alleged  breach  or 
violation  of  any  law  or  police  regulc 'ion  or  ordinance  whatsoever? — 
If  BO,  Ii3l  all  cases,  wilhoul  any  exception  whatsoever,  under  Hem 
45,  page  4,  giving  m  each  cos©  (I)  the  date,  (2)  your  age  ot  the  time. 
(3)  trie  ploce  where  the  alleged  offense  or  vloloiion  occurred.  (4)  the 
nome  and  location  oi  the  court,  (5)  ihe  noture  ol  the  ofiense  or  viola- 
tion, (6)  the  penalty.  l(  any,  imposed,  or  other  dispos-tion.  The  above 
question  includes  arrests  by  military  or  naval  authorities  and  dis- 
clplinory  action  Imposed  by  courts  martial,  as  well  as  in  civil  cases. 
If  oppolnted,  your  tingerpnnta  will  be  token. 


18.   (a)  Have  you  ony  physical  defect  or  disability  whatsoever? 

(b)  Hove  you  ever  hod  a  nervous  breakdown? 

If  your  answer  to  either  (o)  or  (b)  is  yes,  give  lull  parllculara  under 
Item  45.  poga  4. 


17.  Do  you  advocate  or  have  you  ever  advocated,  or  are  yoli  r\ow 
or  hove  you  ever  been  a  memb<?r  of  any  organization  that  advo- 
cates the  overthrow  of  the  Government  of  the  Lfnited  States  by  force 
or  violence? ...... 

»  so,  give  complete  details  unier  Item  45, 


IS.  Hove  you  ever  been  discharged  for  misconduct  or  unsatisfactory 

ser\'ice,  or  forced  to  resign  iron  any  position? 

n  so,  state  {under  Item  45)  when  ard  where  employed  and  give  ihe 
name  and  addre«s  of  your  emplorer  and  the  reason  lor  your  dla- 
charqe  or  forced  reslgnotlon  In  each  case. 


19.  Within  the  past  12  months,  have  you  used  intoxicoting  beverages' 
II  so,  specify; 


..  OccosionQlly. 


.   Habitually,        -.  To  excess. 


20.  Are  any  members  of  your  family  or  relatives  (either  by  blood  or 
by  mornoge),  employed  by  the  United  States  Government,  ex- 
cluding persona  In  the  armed  forces? — 

It  so.  give  name,  address,  relationship,  and  branch  of  eernce  of 
each  such  relative  under  Item  45- 


21.  Are  you  NOW  employed  by  the  Federal  Government?  . 

(a)  If 3o,USIlA,j|.-I^m-Secxirity.  A(injin.. 


-MexlCQ7"J5^'^e->-;He^c.O.. 


(b)  11  you  now  ore  or  have  ever  been  so  employed,  give  dates: 


22.   (a)  Were  you  ever  in  the  U.  S.  military  or  naval  service? 

If  so,  give  branch  of  service  and  dan>  of  last  discbarge: 
-.   Army,      ,.  Navy.     Marine.     ..  CoastGuard.     Date 

]  (b)   Were  all  dicchorqes  granted  under  honorable  condllionr.?, . 

I  (o)  Have  you  already  established  military  preference  with  the 

Civil  Service  Commission? , 

■  If  so,  check  kind  of  preference  below: 

I  .,   Veteran.     ._   Disabled     _.   Wife  of  disabled     ..   Widow  of 

j  veteran.  veteran.  veteran. 

I  If  you  are  applying  for  a  specific  examination  and  wish  to  claim 
veteran  preference  in  connfcction  with  it,  attach  C.  S  C-  (Prefere.nce) 
Form  14.  together  with  the  evidencv  -pecihed  therein 


23.    Hciv©  you  registered  urder  Il;e  Selective  Service  Act? 

li  so,  give  address  > '-,  v.4  ^rtvxfi  -'A 

and  numt-9r  ol  local  boarda.APIUvQpa JTW 

....Glendale,_. Arizona, 

fossiiied    Q.ve  )|„P  2ll^'^ 

Ak    A.     Your  order  r,umber_^H-?--^.. 


your  classiiicalion  . 


(a)   Are  you  now  a  member  of  any  branch  o!  mihtary  or  naval 

reserve? — . . 

If  so,  give  name 

ol  orgoniiation - :_ -._ . 


(b)   Are  you  now  on  active  duty?.. 


25.  Give  number  oi  persons  completely  dependent  on  you,  other  than 
husband  or  wife NOIie 


2(,   Would  you  accept  short-term  appointment?, 
._  6  months,     __  3  months.      .-  1  month. 


27,   (a)   Would  you  accept  appointment  anyv/here  oifered  In  the 
United  States'- , 

'"pTel^S'S.Eas.t.er.ii.Seabpar.d , 


(b)   Would  you  accept  appointment  outside  the  United  States?. 

''aL'e'?.aS:.FreuQh..or..SEa.ni.sh... 


.s.pfiaking..loaa.tioa.. 


(c)   Would  you  accept  appointment  in  Washington.  D-  C-? 

If  so,  and  ll  you  ore  applying  for  a  specific  examination,  refer  to  the 
examination  annrauncemcnt  to  see  if  the  Certificate  of  necidence 
(C,  S.  C.  Form  12)  is  to  be  submitted.  Proof  ol  residence  la  required 
for  mony  liinds  of  losi'ions 


28.  What  Is  the  lowest  entrance  salary  you  will  accept?    $._Ji<Cv.y.-_     per.  Jf^.*, 

You  will  not  L-e  consi  jer&-|  tor  positions  payinc;  less. 


29.  If  you  ore  willing 

to  trovel  specify     ,-  Occaelonally. 


.  Frequently,    •ft  Constantly. 


!0.  How  much  notice  will  you  require  to  report  for  work? TWJD--Wfi£lCS 

o —29004- 1 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2141 


DAVID  N.  LEFF 


31.   (o)   Hove  vo.j  evnr  filed  irpI'f^atifnR  br  any  Federal  civil  service  oxammaUons? .,     

ai  so.  hsithem  below.)                                                                                                                                                                                                                                       Ye»          No 

TiUfs  o'  pxominntions 

Examined  in  what  cilies 

Monlh  and  year 

Ratings 

Jr.*. Writing- ic  Editing  AssU _ 

-OaJclanH,  Cali  fornia ipril..!iil- 

.85.6 

(b?    Hove  you  posseil  any  Si^le  cr  o')ier  civil  service  eiaminaljon  ioltier  lhan  ihe  above?  w^thm  the  lost  5  yeari?      (li  so  give  dela.U  under  Item  -15,  Page  4)..        -  .-.??. 

^__ Yes  No 

32.   EDUCATION:   fa)  Circle  highest  grade  completed,  elementary  or  high  school:   1     23456789     10     11  (  12  J   Did  you  graduate? ^.,     

^ Yes  No 


N^rre  and  location  of  school 


Dales  attended 


Years  completed 


(b)  College  or  unhe,^u7...Stanford  U.rdyersity.. 
California 


.1235. 


Day 


..1939.. 


Degrees  conlerred 


A.B. 


1532. 


Semester 
hours 
credit 


120 


(c)  otherUniyers ity. .of  California  ,_ L9rl4l.. 

.._Berkeieyj,,  California _.. \ifiiZ. 


iMir 


.5-li.2 


VT 


1/3.. 


studies- -Time.  .&.  lio.ti.on. 
Ag...  Labor.EcQnj  ..- 


(d)   Li;rt  your  four  chiel  i. 


groduale  subjects 


-His-tory- _ 

-  P.Qlitiaal.  .Science . 

-English.,.. 

..Erench 


Semester  hrs   ; 


List  your  lour  chiel  graduate  subjec 


-  Time-.&  -Motioa. Engineering.. 
-Agric-  Labor -Economics 


.1/3.. 
-1/31- 


33.  Indicate     youf     knowledge     oi 

foreign  language;. 


..FVench,. 

.Spanish, 


Gooi 


understand!) 


34.  Are  you  now  a  liconsed  member  of  any  Iradfl  or  profession  (such  as 

electrician,  radio  operator,  pilot,  lowyer.  CPA,  elc.)? .___„. 

If  not,  have  you  ever  been  licensed? *_ 

Give  kind  o(  Iicen!«  and  State  DeCit.Cgjdet^  ..C.ali£«. 

Earliest  license  (yeor) SSj^M ... 

Most  recent  licenst-  (yearl Xir  J/- 


No 


3S.  REFERENCES:  List  five  persons,  who  are  not  related  to  you  by  blood  or  marriage,  who  live  in  the  United  Slates,  and  who  ar«  or  have  been  mainly  responsible  (or 
close  direction  of  your  work,  or  who  ore  in  a  position  lo  judge  your  work  critically  in  those  occupahoni;  in  which  you  regard  younell  as  best  qualified. 


.  -Ifc-«  - .  Harry. .  .F<, . .  Brown. 


..?&"«-- Jesse.. .L,...Farr 

.-Mri!.-MaXcoim.-i,..Pitts..... 

.->jrj.--Lelan.d..N..-.Eryer 

..Mr«.-JDhii-.I.,..ArraS-trong... 


U.S.  Emba s.sy ,.  Mexico j, . .D ..?.,. . 


. y. , S ,  .Dep.t, . . Agr., . . San . .Pr.anci-S-CJa 
.Ki.ttre-dge-B-ld.-,-Den7:er-,.-Co-lQ....- 

-F3jnn.-Se-C.uri-ty-A.d'n..-P-or.t.land 

.FarnL.S.e.c«rity.,..¥asMn&t.oii,-.D...C.. 


Buiiness  or  occupation 


-He.ad^-Mex.-LabQr-PrQgram. 

.Regional  Attorney 

JExecuti-v^-Asst.; 

Executi-ve.Asst. 

Aaat...fleJiab».J2ir* 


3$.  May  inquiry  be  mode  ol  yriur  present  employer  regarding  your  charactar,  qualifications,  etc.?.. 


.^. 

Yes      No 


37,  EXPERIENCE  in  the  space  iumished  below  give  a  record  of  every  employment,  both  public  and  privot^j,  which  you  have  had  sinre  you  first  began  to  work.  Start 
with  your  pr*s«nt  position  and  work  back  to  the  &rst  position  you  hold,  accounting  for  ail  penck.s  ot  unemployment.  Descnbe  your  field  of  work  and  posi- 
bon  and.  except  for  employmenis  held  less  Ihon  three  month?,  give  your  duties  and  responsibilities  in  scch  detail  as  to  make  your  qualifications  clear.  Give  name 
you  used  nn  pay  roll  if  different  from  that  given  on  this  application 


Ploce  IfeXlCQ..-D..F,....M(5XiC-0........... 

From  -No-V-.!';?.'-..  19  .Ii2-     to  prBS-ent  19 . 

IMon-.liI  (Veu-t  >M4ii(l. 

Name  of  employer; 

X  Fann-5ec.urily..Adrainlstr3-tiojr... 

H  Address  .-l!«-S.»..EraJ3as-5y 

.Mexi.co.-...D*-F-.....l;lexiCQ 

Kind  of  business  or  organization;    luSCITlllt    & 

.transport  Ilexicaii .  labor. 

'Jumber  ar.J  doss  ol  "^      ^     «3  T^— 

employees  you  supervised  ^™p  .-iDr«.--XrailSp»- 


I 


Name  and  title  of  your      .  _ 

immediate  supervisor  xL:.j}^ 


-Tarlock- 
.  TranspoT-tati^fi-  Superyis  or . 


Exact  title  ol  your  posiHon   AS S.t* - -TranSpOrt^rt     Salary:  Starhnq.  S--27-0.0. 

-tioc-Supsr.- - - --.-  p«r  .an.  F.noi,  $-2.7DQ.;... 

Duties  and  responsibilities  -Superyisg.  -Tail  ■  shipm&tits .  o£.  Mexi  can . 
-labor-to--eniploynaent-area-in--U*S-. -Perform- -general... 

.a-driiniS-tratise.-diitieS--in-]iexicO- -City. involving 

.relatiQiiS--with-Mexicaii-railroad.&.-gavEmraent. 

.£)fficials^-Hitli-War--ManpQwer-CQiniiia3lQn.  &-£.«- Jl. 

.He.tirement-BDard.-At  j^eginning-  oi-  -prograia^  -  devised 
_&.  installed. entiir-e-pr.acedure,--farraS-&L-r-epQr-ting-.... 
-  .system .  for .  recruitment, .  .transportation,- .  engjloyment 
-&-repatriation. -- - 

Machines  and  equip- 


2142       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 


37.— Continued. 


pioc«... San.  ?Vanciscq,._  Calif. 

From  ..J»iy.....'.''i9il2...     To  J^OV._ 


W' 


Mama  ol  em^jloyet: 

..?.arm.  .Se.curi.ly .  Admnis tratipn , 

Address.  30... Yan.Ifess.. Ave. 

.. San. Francis.co,.. Calif... 


Exact  liliooUoucposillcn.AdmmStratiyie salary.  Starting. 


2100 


Assistant 


Per  .^.  Flnol.  $ 


2700 


Duues  and  ,c.pon«ibii,t;e,  ...Devi.s.ed...&  i.nsta.lled. detailed. .system.^ 
.of .  budget.  .&: .  pers.Qnnel  c.ontr.ols. .  .for. .  foffi-.sta tie. .region. 
Analyzed  .ii.s.tandardi.ze.d .  repprtiJ!g..syst.e!T'iS....Assist.ed 
xn  area. prQg.r.ain. planning, 


Kind  ol  business  or  organirati^r. 

.  .Regional .  Director  l.s  .Staff 

Number  and  class  ol  ^     c  +--i+  -i  e  +  -i  f»aT 

.clerka. 


Nome  orvJ  titlo  ol  your   ^ . 
inme<diate  supervisor -.jI. 


'■•/m... .  A . .  .iinglin . 

..Execj..A5St...to..Reg.,..Di.r!,. 

Rea«.n  for  leaving  .Tran.s.Cer .  .to .  .I'fexi.can . 
prot^am  of  sajie  a-^ency. 


Machines  and  equip- 
ment you  used 


■^IDD" 


Place  .Sa.n.  .FV.ano.isc.Oj .  .c.alifo . 


From?.iar.ch....l';T9k2...  to 

(Mootrt)  (Vcul 

Name  of  employe.-; 

..Farm  Sacyritjr  Admn, 


July. 


9^2. 


„,„  Chief,  _ Reports  & 


2100" 


Address .  3Q,.V3n.l'es.s..AYe.,. 

.".San.Prancis.co^..Cali.f,.. 

Kind  ol  bus.nes!  or  organltclicn    JapanOSO     B'^CUa' 

..tiQn-i:ar..WQCA,.of  Army 

Number  and  class  ol                  -i      -x-x.:  .  +  -i  ^i  an 
employees  you  uupervlsed  ,.4-. .??-y^.V-A?.  K4>'.J-.=*;* 

.,l.s.ec.'y.,..kr6..c.l.erK-.typi.sts 

Name  and  Vtl©  of  your   t.        p        »T--] -.-j„        rhipf 
immedlole  supervisor  !•..«. .V.?..U?.4.Y?Xl.. y.'-M:".-!-.- 

..V/.QCA.-ES.A.Pr.Ogr.ajn 


E«ocl  l:!la  ol  your  pos,l,ir, .y.tii-.'r^K.tr^-t^.    r-.~...y:-.     Solary    Starting.  $. 

..Analysis  Section p„  an_  p,^^,  , 

Duties  and  respon.,b,i,ti«  As_sist.ed..in..se.tU.ng..up..emergencj.  pr^^ 
.for .  .t}:e .  Aiy.j. .  to .  .handle .  agricultural  phases  of 


.evacuating. .J.aj:anese  ..fro:?.  .V'es.t..CqaGt,Pr 

h. .  op.er.a ting . .pr pc.o_dure_  _  for.  .--.t. .fi.eid .  offices  in  .f oijr_ _ 

■ .  .5  ta.tes  ...Set.  up .  .t .  operate d .  .reporting.  .£;. ,  analysis 

oys tern  to  .keep  ArT:OC. .adyis od  .of  progress .  VJrote  cornpre- 

hensiye.  report,  at  end  of  .evacuati^^  

analy z ing  its  agricultural  .a spec ts  for  t he  t .'ar 
.Dep.artinent, 


R.o.on  lor  leavingEnd.of  ..emergency.. 
promotion 


Machines  and  eguip- 
ment  you  used  


From  A;t« ■  19  111-   To  Ilarch..!.'i9 

^^'TSRoth)  T7.,fi  IMonlh) 

Name  ol  employer 

--^E^imi-Security._Admin.o 

Add„M3.Q..Ya.n..Ne.s.s....Aye.o 

.  .S.a.n.  .Eranci s c o j  C alif  i 


fe, 


Kind  of  business  or  organization     .'igraXOrj'' 

.  .Lab.or .  II o.us.ing  Prograrii 


Number  and  class  of  t      -,4._»-^«— «t-,Vi«*» 

employees  you  supervised  .  .1 .  .S.te.nOgr aphCr. . 


Exact  title  .jl  your  fosillon.  ASS.t.o.-Chie£, Soloryi  Starting,  $..lp.O.O. 

.Records-.i-fieriew. Section Per  .an.  Fmoi,  $.,1.600 

Duties  ond  responsibilities  .Conduoted. .field..5.tji.die5..0.f ..mlgratory.... 

.  labor,  caii^.. management,.. opera.tioxi..&.coiisnun.i.ty 

organization...  Devised. <".:.install.ed..apEr.opr.ia.te.. pro.-... 
.cedur.es.^.  S.et..up..syakera..a^..^.epor.ting.&..a.na.ly.zing.p.ro- 
.  jec  t .  .activities  , .  .employment .  .&.  .pppula.ti  on »  As  sis  ted 

in. planning.  .^,.  co.oduc.ting.region.-yji.de.  .training 

acti3ri-tie5..Xcu:..ir^;j3gerial.&.cle.rica.l.c.aT5).p.er.spnnel. 


Name  ond  title  ol  your    »^_        ry        v        n^^^^ ^m 

Immediole  supervisor  Jir....R...C...COnOye.r  .. 

...C^efj-Jlecords...!:. Review.. .Sect... 
Reason  lor  leaving  .Ener^:ency  ..d.ett.il.Si.... 
pror.otion 


Mochlnes  and  eguip. 
meni  you  used 


pioce.  Arizona .  i."; .  .California 

From..AUC«^ 19ilQ-.     To  .(jCt«.... 

tSTDttLt.)  {Tiu>  iMorMti) 

Name  of  employer 

...EariiL.S.eciu'i.ty..Admi,na 

Address.. 30. .Vau..I\es.s...A.y.e.,. 

..5an..5ii3nci.5Co,..Ca.lif, 

Kind  of  business  or  organization. i''-*-Qr2.X>OI^ 

. .  .Lab.or .  .Grant.  .Aid.  .Fr.ogr.am. . . 


;'-.9iii. 

lyfxi 


Number  and  class  ol 
employees  you  super. 


Name  and  tiUe  ol  your     st«        p        n        HrtrimrroT' 
Immediate  supervisor  .V-r  9...tt.o...iJ..  ..V.OnO.Ver  .. 

...ChieX^..Reco.rds..&..Reyi.ew..Sect,. 

Reoson  lor  leaving.. ..I.'r.O.IiOtiOn 


Exact  bile  ol  your  posltion..C.aS.e.  ..ReVieW  ..Sup.V.,     Salary;  Starting.  $.14^0 

Per  .an  F,„<,|,  $.15.00 

Duties  and  responsibilities  .Super.vlsed.  iiaiutenance.  .of  .filgibili.ty ... 
.s.tandards. .by. grant. office,  in.. California. f;..Ari&o.na».... 

.Conducted.  .field..dJivestigatioiis..o.r..E.p.ee.ial..ca.ses..& 

.  problem .  areas  .. .  Prepared.  Z: .  .T--Tr.-t.o. .  I^e.de.ral .  g.ran.d. 

.  j urie s . .e.vidence. . a f  .claim,  frauds . ,D.e vis.ed . pr o.c.edu,r.es .. , 
,  .governi-ng.  .policies. .  & .  r.ou  tines. .  Q  £ .  adBunis.te.ri.ng .  grants 
-to..— .r--T-....Cariled.Qa.inT5£r.\lc.e...tr.aAni.ng..actiyiti.es 
i'or.AEat.x...5rant..£uper.Yi.so.r.. 


Machines  and  e«4uip- 
ment  you  used 


If  more  space  Is  required    use  a  CanUnuolion  Sheel  [Standard  Form  No   38)  or  a  sheet  of  THIN  poper.  size  8  Jt  lO^i  inches.     Write  on  each  sheet  your  name,  (ull 
oddress,  date  of  birth   and  eKomlnatlon  title  ^il  ony)       Use  one  side  only.     Encloie.  unattached,  with  opplicatton. 

0— MOM— I 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UlSriTED    STATES      2143 


30.  D?  rou  held  any  position  or  o(floe  undor  onr  State.  Terrllory. 


43.  Space  lor  detailed  oniwera  to  other  questions: 


county,  or  municlpaUly? 

If  eo,  give  details  under  Item  45. 


•Yet    No 


W.  Do  you  receive  ony  pension  or  other  benefit  (excluslre  of  Adiusled 

Service  Certificate)  for  mlUlary  or  naval  service,  or  an  onnulty  „ 

from  the  U,  S.  Government  under  any  Retirement  Act? - ....  Si.. 

If  !o.  give  detolis  under  Item  45.  Yes     No 

40.  Show  nome  and  address  ot  wiie's  (or  husband's)  employer  (l(  none,    write 
■Nona'): 


.none. 


41.  (Ok)  Were  any  ol  the  following  members  of   your  family  bom  out- 
side Continonlal  U.  S.  A.? ^- 

„  Yes    No 

.,_  Wile     ._-  Husband    *.  Father     ...  Mother. 

II  BO,  Indicate  which  by  marking  the  appfvpriole  space,  and  show  under  Item 

45  lor  each,    {U   full   nome.   including  maiden  name  of    wife  or    molher    (2) 

birthplace;  (3)  notivecibzenshlp;  and  (4)  U  U.  S.  naturaU=ed.  dale  of  naturalization. 

(b)  Have  you  any  relatives,  by  blood  or  by  marriage  [excluding 
persons  m  the  U.  S.  armed  forces),  now  hving  in  a  foreign 


country? 


■5*- 

Yes     No' 

II  so,  for  each  relative  show  under  Item  45  the  (1)  name,  (2)  relotionshlp, 
(3)  place  of  residence,  (4)  birthplace,  (li)  present  dUzenship.  and  (6)  whether 
transient  or  resident. 

42.  Llrt  any  Bpecia!  skills  not  shown  in  Question  37,  such  as  operation  of  short- 
wave radio,  multihth,  key-punch,  turret-lathe,  or  scientific  or  profeseionol 
devices: 

SKUX SKILL 

SKILL SKILL 

Words  per  minute  In  typln? :    stenography 

Do  you  hove  a  license  to  operate  an  aulornobile? -.. ,tc.  _.,. 

Yes    No 


43.  Siote  what  kind  oi  work  you  prefer  J^eld- Jj.aiSOn-2>epre' 

.sentatiga.or..unl-t-.super-vlscr--abroad 


Horn  Write  In  left  column  numbers  of  items  to  which  detailed 

No.  answers  apply 


23... 


hi... 


31. 


20 


44.  Give  ony  special  qualifications  no*  covered  elsewhere  In  your  application, 
such  as  (q)  your  more  importanl  publlcahons  (do  NOT  submit  copies  unless  re- 
quested); (b)  your  patents  or  inventions:  ic)  hobbies,  construction  of  Inslruments.  etc. 

-:—--—- ^.^r^.T^^^r^r^:.=^^^^^^„._Isaetsn 

StaiifQrd..IJnivErsi±y-PEess-(1939-),-a. - 

his±Drjr.-Qf..lesser--U^.».possess.ions-iB 

the-.EaxiiCic.. 

Researched,. jdesigned-t-drew-maps-for-T^-JU 
Bailey.'.a..'.'Di^Qina±ic -His±ory..af- -the -A-nerwan 
Eeople."...CrDi:ts..(l939)-the-definiti-ve-text 
Qn.-thi  Fi.-Sjubjcctt 


..JIir.F..S.e.lec:'fciTre..Seryice..Claaaifloation 
,.due..to..yision..c.Qr.rected..by..glasses«. 


..(lLM...X...Xeff...lIJl.. 

..(2i.Rus.sia _ 

..(jJ-.Rus.sian 

..(]jJ..Mti....U.....S.....Citizen.a9ia.. 


..Present,  sslary.iii  l&ricQ.Citjt.is 

..  v27-O-0-  -  per. .  annum .  plus. .  nv.er. .  .S15QQ  -  in  - . . 
...<3.vej:.tme..&.Xor£ign.Sjer.Yice.xii££erential, 


Mr.  J,  Jacobson 


.Radio. .  Me.c.hanlc. .  .Fir  s_t. ,  .C  la  5.5. . 

.Ka.Yal.T<3xp.e.do...S.ta.ti.oii 

.Alexandria.,. ..Virginia 


Jfc§<i..J«..Jsc.obEoa 

..Cpri53tQme.ter...f^era.tDr 

..General..Accoun.ting.. Office.. 
..Washington,.. D...G...... 


If  more  space  Is  required,  use  a  sheet  of  THIN   paper,  sue  6  x  \0M  inches. 
Wnte  on  each  sheet  your  name,  EuU  address,  dale  ol  birlh.  ^nd  esanimaiion  title 

',ii  any).      Use  one  side  only       Enclose    unattached,  wilh  jpplirnlir.fi. 


li  you  claim  preference  for  the  Indian  Service  as  cm  Indian,  you  .-nu»t  file  with  thin  appIicaHon  u  cortificole  from  the  siper.nlendent  oE  the  Indian 
Qoency  where  you  ore  registered,  or  from  the  Comn^issioner.  Bureau  of  Indian  Affain.  ahowing  that  you  hav.  ol  Uast  ons-fouilh  Indian  blood. 

JURAT  (OR  OATH).— This  jurat  (or  oath)  must  be  executed. 

The  lollowing  oath  must  be  taken  before  a  notary  public,  the  secretary-  of  a  United  States  civil  service  board  of  exairiiners,  or  other 
officer  authorized  to  administer  oaths,  before  whom  the  applicant  must  appear  in  person.  The  following  are  among  those  not  authcnzed 
to  administer  this  oath:  Postmasters  (except  in  Alaska),  Army  officers,  post-office  inspectors,  and  chief  clerks  and  assist arTchief  clerks 
in  the  Railway  Mail  Service, 

The  composition  and  work  in  connection  with  any  material  required  to  be  aubm^itted  for  this  examination  ore  entirely  my 
own,  except  where  I  hove  given  hill  credit  for  quoted  matter  or  the  collaboration  of  others  by  quotation  marks  and  references, 
and  in  the  composition  of  the  same  I  have  received  no  assistance  except  as  indicated  fully  in-my  explanatory  statement. 

I,  the  undersigned,  DO  SOLEMNLY  SWEAR  (OR  AFFIRM)  that  the  statements  made  by  me  in  answer  to  tlie  foregoing 
questions  are  full  and  true  to  the  best  of  my  knowledge  and  belief,  SO  HELP  ME  GOD. 


li  female,  prefix  "Miss"  or  "Mrs.."  and  \l  mamed 
use  your  own  given  r.ome,  as  "Mrs.  Mary  L  Doe." 


(Signoture  of  applicant)...,  .(l^^-Vid  .Ujl .  .1*6  £f)_ 


(Sign  WITH  PEN  .^ND  INK  your  nam? — one  given  nam?,  Initial  or  inltiaU.  and  surname) 


Subscribedandduly  sworn  to  before  me  according  to  law  by  the  above-named  applicant  this-. day 

of  — _ 19 at  city  [or  town]  of 

county  of  — „ ,  and  Slate  [or  Territory  or  District]  of - .: 

rSignatun  of  officer) 

u.8.GovnmMnn^pRr»TWote^n<«:.o-»0H-i  (OHJcioI  title) 


2144       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 


[Continuation  sheet] 
David  N.  Leff.     Address :  U.  S.  Embassy,  Mexico  D.  F.     Date  of  birth :  Sept.  3, 


1918. 

( Item  37,  coutinued : ) 
Place :  Phoenix,  Arizona. 

From  Jan.  1940  to  August  1940. 
Name  of  employer : 

Farm  Security  Administration. 
.\ddress :  Phoenix,  Arizona. 
Kind  of  business  or  organization : 
Migratory  Labor  Relief  Office. 
Imm.  Supv:  Mr.  Wm.  Keen,  Sr.,  Grant 

Supv. 
Reason  for  leaving :  Promotion. 
Place:  San  Francisco,  California. 

From  Sept.  to  Oct.  1939. 
Name  of  employer: 

San  Francisco  Newsletter-W^asp. 
Address:   624   Market   St.,    San   Fran- 
cisco, Calif. 
Kind  of  business  organization  : 
Weekly  literary  magazine. 
Imm.  Supv. :  Miss  Lois  Whisler,  Man- 
aging Editor. 
Reason  for  leaving :  Return  of  perma- 
nent employee. 


Exact  title  of  your  position  :  Asst.  Grant 
Supv. 

Salary :  Starting,  $1,440  per  an.  Final, 
$1,440. 

Duties  and  responsibilities :  Inter- 
vieveed  applicants  for  migratory  labor 
grants.  Investigated  living  condi- 
tions; determined  need;  prescribed 
aid  in  kind,  cash,  medical  care,  sur- 
plus food  stamps.  Referred  eligibles 
to  other  agencies. 

Exact  title  of  your  position  :  Reporting, 
feature-writing,  proofreading,  edit- 
ing. 

Salary  :  Starting,  $50  per  month. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2145 


UNITED  STATES  CIVIL  SERVICE  COMMISSION 

Service  Record  Division 
w4shimgt0n  js,  d.  c. 


March  17,  19a 


r 


1 


L 


J 


STATEMENT   OF    FEDERAL   SERVICE 


Notice  to  indiTiduals  -  This  record  ahould  bo  preserved  -  Additional  copies  of 
service  histories  can  not  be  furnished  due  to  limited  personnel   in  the  Commission, 
Ihis  record  may  be  presented  to  appointing  officers  for  their  inspection. 


NAME 

LEFF,         David  N. 


DATE   OF    BIRTH 

9-3-18 


Authority    for    original    appolntaent    (ExaBlnatlon    froa  which   appointed    or    other    author  it y* -Execat iv« 
Ordar.    Law.    or    other    eseaption) 

i,9  Statute  115,   Act  of  A-8-35 


Elttctir*   Dmf 

4-15-^0 

6-1.S-41 

5-16-43 
7-1-43 


Kmtuf    of   *g  fion 


foaition,    0rm4»,     S»i  mry ,    Etc 


9-19-43 


iixcepted  Appoir.tment 


Reassignnent  and  Transfer 


Change  in  Head'-juarters 


Transfer 

V/ar  Service 

(Transfer  is  pursuant  to 
War  Food  Administrator's 
MeraoranduTi  No,  2,  Revised, 
dated  June  21,  1943) 

Sepai-ation  -  Transfer 

Appointment  by  Transfer 
War  Service 
(Reg.   IX-2-a) 


Assistant  Rural  Rehabilitation  (Migratory 
Labor  Prograin)  Super^'isor,  BO-4,  $1440 
per  annum,   AGRICULTURE,  Farm  Security 
Administration,  Phoenix,  Arizona. 

Assistant  Clerk,  EO-5,  $1440  per  annum, 
AGRICULTURE,  Fann  Security  Administration, 
San  Francisco,   California. 

Assistant  Transportation  Supervisor,  CAF-7 
$2700  par  annum, •  AGRICULTURE,  Farm  Securit r 
Ad-iiinistration,  Region  9,  Mexico  City,  Mex , 

Assistant  Transportation  Supervisor,   CAF-7 
$2700  per  annam,   AGRICULTURE,     War  Food 
Administration,  Office  of  Labor,  Mexico 
City,  Mexico 


Associate  Divisional  Assistant,  P-3,  $3200 
per  annum,  STATE,  Office  of  Foreign  Relief 
and  Rehabilitation,  V.'ashington ,   D 


d 


7'>7.  ,<jJLC^^<y       l,i 

(Chitf.    Audit    Smction)  JbH 

changes,    Int  ra^egency   tranifer*   within  an 


a/ 


The  above  tranacrlpt  of  service  history  does  not  include  all  salary  changes, 

ertanliat ional  unit  net  Involving  chanjes  from  one  official  headquarters  or  duty  station  to  another,  and  prosto- 

tloni  or  demotions,  since  Federal  sger.cies  are  not  required  to  report  all  such  actions  to  the  Connission. 


■ASHINSTON  D  C 


(Over) 


am 


DS  84-U3 

JANUAKY   1954 


2146      SCOPE    OF    SOVIET    ACTIVITY    m    THE    UNITED    STATES 


9-30-A3 


Separation  by  Transfer 


10-1-43      Aopointnient  by  Transfer 
(E.  0.  9380) 


Divisional  Assistant,  P-3>  $3200  per  annum, 
FOREIGN  ECX)NO^aC  ADKINISTRATION,  Washington, 
D.  C. 


2-23-44      Leave  vdthout  pay 

(Transferred  to  United  Nations 
Relief  and  Rehabilitrition 
Administration,  effective 
January  1,  1944,  under  War 
Service  H^fe.  IX,  Section  4) 


Assistant  Divisional  Assistant,  P-3,  ?3200 
per  annum. 


10-21-45     Transfer 

(E.  0.  9630) 

(On  leave  v/ithout  pay  from 

FEA.  to  U1>IRRA) 


Associate  Divisional  Assistant,  P-3,  $3200' 
per  annvoa,  STATE.  Washington^  D.C, 


10-13-47     Separation  -  No  return  from 

War  Transfer  Leave  vdthout  pay 


Associate  Divisional  Assistant,  P-3, 
$4149.60  per  annum. 


Mr.  SouRwiNE.  These,  Mr.  Chairman,  are  several  newspaper  clip- 
pings in  the  New  York  Times  dealing  with  the  Leff  case.  They  ex- 
plain the  chronology  of  it  quite  fully.  I  would  like  to  ask  that  they 
be  ordered  in  the  record  at  this  point. 

Senator  Johnston.  These  clippings  shall  be  made  a  part  of  the 
record,  also. 

(The  clippings  referred  to  were  marked  "Exhibits  No.  373  and  No. 
373,  A  through  M"  and  read  as  follows :) 

[New  York  Herald  Tribune,  March  12,  1954] 
Exhibit  No.  373 

Theeatexs  Arrest  for  Contempt  :  Grand  Jury  Orders  Unesco  Man  to  Retubn 

From  Paris 

A  Federal  grand  jury  began  contempt  proceedings  yesterday  against  an  Amer- 
ican employed  in  Paris  by  the  United  Nations  Educational,  Scientific,  and  Cul- 
tural Organization  (UNESCO). 

The  grand  jury,  in  its  first  official  action  since  it  was  formed  a  year  ago  to 
investigate  alleged  subversion  among  American  employees  of  the  U.  N.  ordered 
David  Neal  Leff,  a  Government  employee  since  1940  and  attached  to  UNESCO 
since  1949,  to  appear  before  it  in  New  York  on  March  25  or  face  arrest  for 
contempt. 

The  35-year-old  Leland  Stanford  University  graduate,  the  jury  charged,  ignored 
a  grand  jury  subpena  issued  May  15,  1953 ;  refused  to  obey  an  order  of  Luther  H. 
Evans,  Director  General  of  UNESCO,  to  return  to  America,  and  spurned  a  sub- 
pena of  the  Senate  Internal  Security  Subcommittee,  which  is  also  investigating 
U.  N.  activities. 

Thomas  J.  Donegan,  Special  Assistant  Attorney  General,  said  that  if  Mr.  LefC 
does  not  return  by  March  25  "to  show  cause  why  he  should  not  be  held  in  con- 
tempt," a  warrant  will  be  issued  for  his  arrest.  When  the  first  subpena  was 
served  on  him  in  Paris,  he  was  offered  free  passage  but  refused  to  return. 

Mr.  Leff,  Mr.  Donegan  said,  also  refused  a  UNESCO  order  to  be  fingerprinted 
or  to  fill  out  a  questionnaire  furnished  by  the  Organization  pursuant  to  an  Execu- 
tive order.  The  four-page  questionnaire  asked,  among  other  things:  "Are  you 
now,  or  have  you  ever  been,  a  member  of  the  Communist  Party  or  any  Communist 
or  Fascist  organization?" 

suspended,  reinstated 

Mr.  Left  was  suspended  from  his  $5,000  a  year  tax-free  job  on  May  22,  a  week 
after  he  refused  to  return  to  this  country,  but  was  reinstated  July  29  when  his 
appeal  against  the  suspension  was  upheld  by  UNESCO's  appeal  board.  He  said 
at  the  time  that  he  would  be  willing  to  testify  but  felt  he  would  not  be  allowed 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2147 

to  return  to  his  Paris  job  if  he  went  to  New  York.  At  that  time  the  State  Depart- 
ment lifted  his  passport  and  stamped  it  valid  "only  for  return  to  the  United 
States." 

Before  he  was  employed  in  the  UNESCO  division  of  voluntary  assistance, 
which  solicits  money  from  more  prosperous  member  nations  to  be  used  for  educa- 
tion projects  in  less  favored  countries,  Mr.  Leff  worked  for  the  Farm  Security 
Administration  and  Office  of  Foreign  Relief  and  Rehabilitation. 

James  B.  Kilsheimer  3d,  assistant  United  States  attorney,  said  that  in  May 
1946,  the  People's  World,  which  he  described  as  "The  west  coast  edition  of  the 
Daily  Worker,"  reported  a  reception  in  Mr.  Left's  honor,  sponsored  by  the  Ameri- 
can Committee  for  Yugoslav  Relief,  an  organization  cited  by  the  Attorney  Gen- 
eral as  "subversive." 

Mr.  Donegan  explained  that  the  reason  the  grand  jury  had  not  acted  sooner  was 
that  it  "hoped  UNESCO  would  order  him  back."  He  added :  "When  the  matter 
became  muddled  in  red  tape,  the  grand  jury  decided  to  take  action." 

In  Paris,  Dr.  Evans  said  he  would  "strongly  urge  and  counsel  Mr.  Leff  to  appear 
as  cited,  to  respond  to  the  citation  to  show  cause  and  to  present  his  side  of  the 
case."  He  said  he  had  i-eceived  no  official  information  of  the  grand  jury  action. 
Mr.  Donegan  said  a  certified  copy  of  the  order  was  being  sent  to  Dr.  Evans 
through  the  State  Department  "for  such  further  action  as  he  sees  fit." 

In  a  dispatch  from  Paris,  Mr.  Left'  was  quoted  as  saying :  "As  an  international 
civil  servant,  I'm  barred  from  talking  about  the  matter  on  my  own  account." 

Exhibit  No.  373-A 
[New  York  Times,  March  12,  1954] 

Contempt  Action  Filed  on  U.  N.  Aide 
american  in  unesco  refuses  to  return  from  paris  for  inquiry  on  subversion 

A  contempt-of-court  action  for  failure  to  testify  before  a  Federal  grand  jury 
investigating  subversive  activities  was  instituted  yesterday  against  an  American 
employed  by  a  United  Nations  agency  in  Paris. 

Federal  Judge  Henry  W.  Goddard  signed  an  order  for  David  N.  Leff,  a  Re- 
habilitation Service  information  officer  of  the  Ignited  Nations  Educational,  Scien- 
tific, and  Cultural  Organization,  to  show  cause  on  March  25  why  he  should  not 
be  cited  for  contempt. 

Mr.  Leff,  35  years  old.  has  refused  to  come  here  from  Paris  to  be  qupstioned 
by  the  grand  jury  or  the  Senate  Internal  Security  Subcommittee,  James  B. 
Kilsheimer,  3d,  assistant  United  States  attorney,  said. 

Thomas  J.  Donegan,  special  assistant  to  the  Attorney  General,  who  has  been 
presenting  evidence  to  the  grand  jury  for  a  year,  said  this  was  the  first  time  a 
Federal  panel  had  taken  action  against  a  United  States  citizen  working  abroad 
for  a  specialized  agency. 

The  contempt  proceeding  resulted  from  Mr.  Leff's  "failing  and  refusing  to 
appear  before  the  Federal  grand  jury  here  in  response  to  a  subpena  served  upon 
him  last  May  in  Paris." 

Mr.  Donegan  said  Mr.  Leff's  refusal  to  appear  "is  seriously  hampering  the 
gi'and  jury's  investigation  into  subversive  activities." 

United  States  Attorney  J.  Edward  Lumbard  said  that  in  1053  Mr.  Leff  refused 
to  submit  to  fingerprinting  and  refused  to  fill  out  a  questionnaire  furnished  by  the 
United  Nations  agency  to  United  States  citizens  pursuant  to  an  Executive  order. 

The  order  said  that  United  States  citizens  employed  by  the  United  Nations 
and  its  specialized  agencies  were  required  to  furnish  their  fingerprints  and  to 
fill  out  a  four-page  questionnaire  that  asked,  among  other  things,  "Are  you  now 
or  have  you  ever  been  a  member  of  the  Communist  Party  or  any  Communist  or 
Fascist  organization?" 

In  Paris,  Mr.  Leff  refused  to  comment  on  the  contempt  action,  saying  that 
UNESCO  rules  forbade  staff  members  from  making  public  statements  without 
authorization  from  the  agency's  Director. 

The  Director  General,  Luther  Evans,  of  the  United  States,  said,  however,  that 
he  would  "strongly  urge  and  counsel  Mr.  Leff  to  comply  and  appear  before  the 
grand  jury." 

Mr.  Leff  was  suspended  with  pay  by  Dr.  Evans,  former  Librarian  of  Congress, 
last  May  after  he  failed  to  appear  before  the  grand  jury  in  New  York.  Mr.  Leff 
appealed,  and  the  Appeals  Board  of  the  United  Nations  ordered  his  reinstate- 
ment in  July. 


2148       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Last  December,  it  was  learned,  Dr.  Evans  ordered  Leff  to  comply  with  the  sub- 
pena.  It  was  uuderstood  that  the  Director  offered  to  transfer  the  United  Nations' 
employee  to  New  Yorli,  but  that  ]Mr.  LelT  declined.    Mr.  Leff  appealed  this  order. 

Last  Monday  the  Appeals  Board  handed  down  a  decision  that  said  the  Director 
General  had  no  ri^ht  to  srive  such  an  order,  because  as  an  international  civil 
servant  he  could  not  substitute  himself  for  the  authorities  of  a  particular 
government. 

In  July,  the  State  Department  refused  to  renew  Mr.  Leff's  passport,  making 
has  passport  good  only  for  his  return  to  this  country.  As  an  international  worker 
In  Paris,  Mr.  Leff  has  a  special  French  permit. 

It  was  said  that  Mr.  Leff  was  reluctant  to  return  to  New  York  because  of  the 
fear  that  he  would  be  unable  to  return  to  Paris. 

The  Senate  Internal  Security  Subcommittee  announced  last  April  that  it  had 
been  trying,  without  success,  to  get  Mr.  Leff  to  appear  for  questioning. 

The  grand  jury,  Mr.  Donegan  said,  had  hoped  that  UNESCO  oflScials  would 
order  Mr.  Leff  back.  But  in  view  of  the  Appeals  Board's  action  and  "red  tape," 
the  panel  decided  it  was  necessary  to  take  the  contempt  action,  he  added. 

Should  Mr.  Leff  fail  to  appear  before  the  panel  on  March  25  a  bench  warrant 
for  his  arrest  will  be  sought,  Mr.  Kilsheimer  said. 

However,  it  appears  that  there  is  no  legal  way  the  grand  jury  can  force  Mr. 
Leff  to  return.  During  the  Teapot  Dome  scandal,  in  the  early  1920's,  a  witness 
fled  to  Europe,  and,  it  was  noted,  United  States  authorities  could  not  force  his 
return. 

Pi'ior  to  Mr.  Leff's  employment  with  the  United  Nations,  which  started  in  1949, 
he  was  employed  by  the  following  agencies:  the  Farm  Security  Administration, 
the  Department  of  Agriculture,  the  State  Department  Oflaee  of  Foreign  Relief  and 
Rehabilitation,  and  the  United  Nations  Relief  and  Rehabilitation  Administration. 


Exhibit  No.  373-B 

[New  York  Times,  March  18,  1954] 

U.  N.  Aid  Spurns  Wkit 

UNITED    STATES    CITIZEN    IN    PARIS    AGAIN    DEFIES    SUBVERSIVE    INQUIRY 

Paris,  March  17  (Reuters). — An  American  citizen  wanted  for  questioning 
about  subversive  activities  before  a  New  York  Federal  grand  jury  was  said  today 
to  have  invoked  his  rights  as  a  United  Nations  employee  here  to  refuse  a  subpena. 

It  is  the  second  United  States  court  order  David  Leff  has  declined.  He  is 
employed  as  an  information  officer  by  the  United  Nations  Educational,  Scientific, 
and  Cultural  Organization. 

Mr.  Leff  refused  to  accept  the  subpena,  sent  by  registered  mail,  when  a  UNESCO 
official  handed  it  to  him.  The  Organization's  Appeals  Board  ruled  last  Friday 
that  the  earlier  order  was  "unjustified." 

On  March  11  Federal  Judge  Henry  W.  Goddard  signed  an  order  here  requiring 
Mr.  Leff  to  show  cause  by  March  25  why  he  should  not  testify.  James  B.  Kils- 
hemier  3d,  assistant  United  States  attorney,  said  that  if  Mr.  Leff  did  not  appear 
by  that  date  a  bench  warrant  would  be  sought  for  his  arrest. 


Exhibit  No.  373-C 

[The  New  York  Times,  April  23,  1954,  p.  8] 

Special  to  The  New  York  Times. 

Paris,  April  22. — David  Leff,  United  States  employee  of  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organization,  has  not  revised  his  refusal 
to  answer  a  subpena  of  the  Federal  court  in  New  York.  His  position,  it  was 
learned  today,  has  not  been  altered  by  the  experience  of  Mrs.  Rowena  Rommell. 

Mr.  Leff  intends  to  await  the  verdict  of  the  court  on  his  petition  for  annulment 
of  the  subpena,  which  was  heard  in  New  York  on  Tuesday. 

His  principal  objection  to  appearing  before  a  congressional  committee  investi- 
gating subversive  activities  has  been  that  because  he  has  no  passport  he  has  no 
assurance  that  he  will  be  allowed  to  leave  the  States  after  testifying  to  rejoin 
his  family  here  and  resume  his  position  M-ith  UNESCO. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2149 

Exhibit  No.  373-D 

[The  New  York  Times,  March  30,  1954,  p,  9] 

Leff  Decision  Delated 

unesco  nicad  threatens  firing  if  coukt  rules  against  aid 

Special  to  The  New  York  Times 

Paris,  March  29. — Dr.  Luther  Evans,  Director  General  of  the  United  Nations 
Educational,  Scientific,  and  Cultural  Oi'ganization,  announced  today  that  he  was 
withholding  action  in  the  case  of  David  N.  Leff,  a  staff  member.  An  arrest 
warrant  was  issued  against  Mr.  Leff  last  Thursday  in  Federal  district  court  in 
New  York. 

A  bench  warrant  was  issued  by  Judge  Henry  Goddard  when  Mr.  Leff  did  not 
appear  before  him  to  show  cause  why  he  should  not  be  held  in  contempt  for 
refusing  to  testify  before  a  Federal  grand  jury  investigating  subversive  activities. 

Mr.  Leff  has  filed  a  motion  to  vacate  the  warrant  on  the  ground  that  he  had 
officially  received  the  order  only  on  the  day  it  was  returnable. 

Dr.  Evans  said  that  if  the  court  refused  Mr.  Leff's  motion  to  vacate  the  arrest 
warrant,  he  would  order  him  to  appear  in  court  "under  pain  of  immediate 
dismissal." 


Exhibit  No.  373-E 
[Herald  Tribune,  March  13,  1954] 

UNESCO  Board  Backs  Leff 

Paris,  March  12 — The  Director  General  of  the  United  Nations  Educational, 
Scientific,  and  Cultural  Organization  (Unesco)  was  unjustified  in  ordering  an 
employee  to  return  to  the  United  States  and  testify  on  possible  subversive 
activities,  a  Uuesoo  appeals  board  held  tonight. 

The  employee  is  David  N.  Leff,  an  American  citizen  working  in  the  Information 
Section  of  Unesco  here.  He  has  been  cited  for  contempt  because  he  failed  to 
answer  a  subpena  to  appear  before  a  Federal  grand  jury  at  New  York. 

Mr.  Leff  was  subpenaed  last  May  but  refused  to  return  to  New  York.  Director 
General  Luther  A.  Evans,  after  repeated  requests,  finally  ordered  him  to  go  to 
New  York,  but  Mr.  Leff  appealed  to  the  appeals  board. 

The  5-man  board,  2  of  whom  were  appointed  by  Mr.  Evans,  is  empowered  by  the 
organization's  bylaws  "to  give  an  opinion"  to  the  top  executive  on  appeals  arising 
out  of  administrative  rulings. 

The  board  termed  Mr.  Evans'  order  "unjustified." 


Exhibit  No.  373-F 

[New  York  Times,  March  26,  1954] 

Bench  Warrant  Out  for  Leff,  U.  N.  Aid 

A  bench  warrant  was  issued  yesterday  by  Federal  Judge  Henry  W.  Goddard  for. 
the  arrest  of  David  N.  Leff,  an  American  employed  in  Paris  by  the  United  Nations 
Education,  Scientific,  and  Cultural  Organization.  Mr.  Leff  has  refused  to  return 
here  to  appear  before  a  grand  jury  investigating  subversive  activities. 

James  B.  Kilsheimer,  third  assistant  United  States  attorney,  said  Mr.  Leff, 
3.5-year-old  Rehabilitation  Service  information  ofiice,  had  been  served  by  regis- 
tered mail  with  a  court  order  calling  for  his  appearance  yesterday  to  show  cause 
why  he  should  not  be  punished  for  contempt. 

The  grand  jury  wanted  to  question  Mr.  Leff  because  he  failed  to  fill  out  a 
questionnaire  as  directed  under  an  Executive  order.  The  questionnaire  asks, 
among  other  things,  about  Communist  Party  affiliations. 


2150       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Special  to  the  New  York  Times 

Paris,  March  25.— David  N.  LefE  received  news  of  a  warrant  for  his  arrest 
without  comment  tonight  at  his  home  in  the  suburbs. 

Earlier  it  was  learned  that  Mr.  I-eff  had  requested  postponement  of  the  date  on 
which  the  show-cause  order  was  returnable  in  court  on  the  ground  that  he  had 
not  received  valid  notice  of  the  order  until  today. 

In  a  letter  to  Unesco  Director  General  Luther  Evans,  Mr.  Leff  said  he  had 
appealed  an  order  issued  to  him  Tuesday  "to  satisfy  the  requirements  of  tbp 
judicial  authorities." 

Exhibit  No.  373-G 

[New  York  Times,  March  30,  1954] 

Leff  Decision  Delated 

unesco  head  threatens  firing  if  court  rules  against  aide 

( Special  to  the  New  York  Times) 

Paris,  March  29— Dr.  Luther  Evans,  Director  General  of  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organization,  announced  today  that  he 
was  withholding  action  in  the  case  of  David  N.  Leff.  a  staff  member.  An  arrest 
warrant  was  issued  against  Mr.  Left  last  Thursday  in  Federal  District  Court  in 
New  York. 

A  bench  warrant  was  issued  by  Judge  Henry  Goddard  when  Mr.  Leff  did  not 
appear  before  him  to  show  cause  why  he  should  not  be  held  in  contempt  for 
refusing  to  testify  before  a  Federal  grand  jury  investigating  subversive  activi- 
ties. 

Mr.  Leff  has  filed  a  motion  to  vacate  the  warrant  on  the  ground  that  he  had 
officially  received  the  order  only  on  the  day  it  was  returnable. 

Dr.  Evans  said  that  if  the  court  refused  Mr.  Leff's  motion  to  vacate  the  arrest 
warrant  he  would  order  him  to  appear  in  court  "under  pain  of  immediate  dis- 
missal." 

Exhibit  No.  373-H 

[Evening  Star,  March  11,  1954] 

U.  N.  Employe  in  Paris  Faces  Court  Order  in  Subversive  Probe 

(By  the  Associated  Press) 

New  York,  IMarcb  11. — A  contempt-of -court  action  was  instituted  here  today 
against  David  N.  Leff,  35,  United  Nations  employe  in  Paris,  for  failing  to  appear 
before  a  grand  jury  investigating  subversive  activities. 

Mr.  Leff,  a  United  States  citizen,  is  a  U.  N.  information  officer  in  Pans.  A 
Federal  court  order  was  obtained  requiring  him  to  show  cause  why  he  should 
not  be  held  in  contempt. 

Thomas  J.  Donegan,  Special  Assistant  Attorney  General,  said  a  subpena  order- 
ing Mr.  Leff  to  appear  before  the  grand  jury  was  served  in  Paris  last  May. 

hampering  inquiry 

He  said  Mr.  Leff  failed  to  respond  and  that  his  refusal  "is  seriously  hampering 
the  grand  jury's  investigation  into  subversive  activities." 

If  Mr.  Leff  fails  to  answer  the  show  cause  order  obtained  today,  it  was  said,  a 
warrant  for  his  arrest  will  be  issued  in  Federal  court. 

Assistant  United  States  attorney  James  B.  Kilsheimer  III  said  Mr.  Leff  has 
been  in  Paris  since  1949.  Mr.  Leff's  position  there  has  been  an  information  officer 
of  the  Rehabilitation  Service  of  the  U.  N.  Educational,  Scientific,  and  Cultural 
Organization. 

Officials  said  that  in  1953  Mr.  Leff  refused  to  submit  to  being  fingerprinted 
and  refused  to  fill  out  a  questionnaire  furnished  by  UNESCO  to  United  States 
citizen  employees  under  an  Executive  order. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2151 

Under  the  Executive  order,  United  States  citizens  employed  by  the  U.  N. 
are  required  to  furnish  fingerprints  and  fill  out  a  questionnaire  asking  among 
other  things :  "Are  you  now  or  have  you  ever  been  a  member  of  the  Communist 
Party  or  any  Communist  or  Fascist  organization?" 

KEFUSED   TO   RETURN 

Luther  H.  Evans,  Director  General  of  UNESCO,  ordered  Mr.  LefE  to  return 
to  this  country  to  answer  the  grand  jury  subpena,  giving  him  until  last  December 
17  to  do  so,  but  Mr.  Leff  refused  to  comply. 

Mr.  LefE  appealed  Mr.  Evans'  directive  to  the  UNESCO  staff  appeal  board, 
and  the  directive  since  has  been  held  in  abeyance  pending  the  appeal. 

Mr.  Leff  was  suspended  from  his  U.  N.  job  after  his  refusal  to  come  back  and 
face  the  grand  jury  last  year,  but  2  months  later  was  reinstated. 

The  UNESCO  Staff  Association  has  demanded  the  suspension  be  lifted  because) 
it  said  no  proof  of  bad  conduct  on  Mr.  Leff's  part  had  been  established. 

In  April  last  year.  Senator  Jenner,  Republican,  of  Indiana,  chairman  of  the 
Senate  Internal  Security  Subcommittee,  reported  that  Mr.  Leff  had  refused 
to  come  home  for  questioning  by  the  subcommittee. 


Exhibit  No.  3T3-I 
[New  York  Times,  April  20,  1954] 

Special  to  the  New  York  Times 

Paris.  April  22. — David  Leff.  United  States  employee  of  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organization,  has  not  revised  his  refusal 
to  answer  a  subpena  of  the  Federal  court  in  New  York.  His  position,  it  was 
learned  today,  has  not  been  altered  by  the  experience  of  Mrs.  Rowena  Rimmell. 

Mr.  Leff  intends  to  await  the  verdict  of  the  court  on  his  petition  for  annulment 
of  the  subpena,  which  was  heard  in  New  York  on  Tuesday. 

His  principal  objection  to  appearing  before  a  congressional  committee  investi- 
gating subversive  activities  has  been  that  because  he  has  no  passport  he  has  no 
assurance  that  he  will  be  allowed  to  leave  the  States  after  testifying  to  rejoin 
his  family  here  and  resume  his  position  with  UNESCO. 


Exhibit  No.  373-J 
[New  York  Times,  June  2,  1954] 

Red  Jury  Action    Is   Valid   Abroad 

judge  noonan  holds  unesco  aid  in  paris  is  obliged  to  answer  subpena  here 

Federal  Judge  Gregory  F.  Noonan  ruled  yesterday  that  David  N.  Leff,  an 
American  citizen  employed  by  the  United  Nations  Educational,  Scientific,  and 
Cultural  Organization,  would  have  to  return  here  from  Paris  and  answer  a 
grand  jury  subpena. 

Mr.  Leff,  an  information  ofl3cer  with  UNESCO  in  Paris,  refused  to  return  on 
the  grounds  that  the  subpena  had  not  been  served  upon  him  within  the  territorial 
limits  of  the  United  States.  The  grand  jury  that  subpenaed  Mr.  Leff  was 
investigating  subversive  activities. 

Judge  Noouan's  ruling,  believed  to  be  the  first  of  its  kind  in  the  United  States, 
said  that  an  American  citizen  served  with  a  grand  jury  subpena  overseas  must 
return  to  this  country  and  appear  before  that  body.  The  law  provides  that  the 
United  States  must  pay  his  traveling  expenses. 

Arnold  Bauman,  assistant  United  States  attorney  in  charge  of  the  criminal 
division,  said  the  decision  would  greatly  facilitate  grand  jury  investigations  into 
subversive  and  criminal  activities  of  Americans  abroad.  Such  persons  now  may 
not  claim  immunity  from  appearance  before  grand  juries  so  long  as  they  remain 
outside  the  United  States. 

Mr.  Leff,  who  has  refused  to  comply  with  the  subpena.  now  faces  a  contempt 
of  court  proceeding  that  was  Instituted  last  March  11. 


2152       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Exhibit  No.  373-K 

[New  York  Times,  July  18,  1954] 

BaKS  LOYiLLTY  HEAKINQ 

DAVID  LEFF,  WHO  BALKED  HEKE,  REJECTS  INQUIRY  IN  PARIS 

Paris,  July  17 — David  Leff,  American  civilian  employee  of  the  United  Nations 
who  refused  to  appear  before  a  New  Yorli  grand  jury,  has  not  accepted  an  invita- 
tion to  appear  before  a  visiting  United  States  loyalty  board,  informed  sources  said 
today. 

Mr.  Leff  is  employed  by  the  United  Nations  Educational,  Scientilic,  and  Cultural 
Organization.  He  was  called  back  to  the  United  States  to  appear  before  a  grand 
jury  but  refused  and  was  quoted  as  saying  he  would  be  happy  to  appear  if  he 
could  be  heard  here. 

President  Eisenhower's  International  Organizations  Employees  Loyalty  Board 
has  spent  a  week  in  Paris  hearing  those  among  the  14  doubtful  cases  at 
UNESCO  who  wish  to  appear. 

Now,  according  to  Pierce  J.  Gerety,  board  president,  it  will  stay  on  to  hear 
Americans  from  agencies  in  Switzerland.  The  Swiss  Government  banned  the 
board  from  holding  hearings  thei-e. 


Exhibit  No.  373-L 

[New  York  Times,  August  26,  1954] 

Appeal  U.  N.  Oustee 

ROME  official  LAYS  DISCHARGE  TO   STATE  DEPARTMENT 

Geneva,  Switzerland,  August  25 — A  former  United  States  Government  employee 
charged  today  he  had  been  dismissed  from  his  $10,000  a  year  job  with  the  United 
Nations  because  of  adverse  comment  about  him  in  a  letter  from  the  United 
States  State  Department. 

Gordon  Mclntyre  was  removed  as  section  chief  of  the  Rome  headquarters 
of  the  Food  and  Agriculture  Organization  after  10  months  of  service.  Today 
he  appealed  his  dismissal  before  a  special  United  Nations  commission  here, 
charging  it  had  been  engineered  by  the  State  Department. 

Mr.  Mclntyre  said  he  had  been  dismissed  by  his  superior  at  only  a  week  after 
he  had  been  told  he  was  being  confirmed  in  his  post.  The  official  reason,  he  said, 
was  "unsatisfactory  service." 

He  said  he  would  demand  that  the  alleged  State  Department  letter  be  produced 
at  a  subsequent  hearing.  Both  the  State  Department  and  the  FAO  thus  far 
have  refused  to  comment  on  Mclntyre  allegations. 


(The  summary  of  the  case  history  of  David  Nea]  Leff  was  marked 
"Exhibit  No.  373-M,"  and  reads  as  follov^s :) 

Exhibit  No.  373-M 

David  Neal  Leff 

David  Neal  Leff  was  born  September  3,  1918,  at  New  York,  N.  Y.  His  parents 
were  both  born  in  Russia. 

Mr.  Leff  attended  Far  Roekaway  High  School,  Queens,  N.  Y.,  from  September 
1932  to  June  1935 ;  Stanford  University,  Palo  Alto,  Calif.,  from  1935  to  1939,  and 
the  University  of  California,  Berkeley,  Calif.,  from  1941  to  1942. 

During  his  adult  life,  Mr.  Leff  has  been  employed  as  a  reporter,  feature  writer, 
and  business  manager  in  private  enterprise.  He  has  also  been  employed  with 
the  Federal  Government  in  the  following  agencies :  Farm  Security  Administra- 
tion, Department  of  Agriculture,  and  the  Department  of  State. 

Mr.  Leff  was  employed  with  the  United  Nations  Relief  and  Rehabilitation 
Agency  from  1944  to  1947.    He  was  employed  by  the  United  Nations  Educational, 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES      2153 

Scientific,  and  Cultural  Organization  in  1949  and  his  employment  was  terminated 
December  31, 1954. 

Executive  Order  10422  forms  were  not  received  but  an  investigation  of  Mr. 
LefE  was  initiated  on  March  31, 1953. 

An  interrogatory  was  issued  to  the  employee  in  Paris,  France,  by  the  Inter- 
national Organizations  Employees  Loyalty  Board  on  March  3,  1954,  and  was 
apparently  delivered  on  March  9,  1954.  When  no  reply  was  received,  a  follow-up 
letter  was  sent  on  April  15,  1954.    That,  too,  was  not  answered. 

A  hearing  was  scheduled  for  July  16,  1954,  at  Paris,  France,  but  Mr.  LefE  did 
not  appear.  However,  a  letter  was  received  by  the  Chairman  of  the  International 
Organizations  Employees  Loyalty  Board,  dated  July  13,  19-54,  from  Mr.  LefE  in 
which  he  stated  he  "must  refrain  from  attendance"  at  the  hearing  as  he  considers 
that  "any  participation  on  my  part  in  the  investigation  would  be  inconsistent 
with  my  status  as  an  international  official." 

An  adverse  advisory  determination  was  made  by  the  International  Organiza- 
tions Employees  Loyalty  Board  and  was  hand  delivered  by  the  Chairman  of  the 
Board  to  the  Director  General  of  UNESCO  on  July  23,  1954. 

Mr.  SouRWTNE.  Mr.  Waldman,  did  the  Board  consider  the  case  of 
Mrs.  Kathryn  Pankey  ? 

Mr.  Waldma>7.  It  did,  sir. 

Mr.  Soum\^NE.  Mr.  Chairman,  reports  of  the  investigation  inthe 
case  of  Mrs.  Kathryn  Pankey  contained  information  from  various 
sources  to  the  following  effect : 

That  during  1946  and  1949  she  was  employed  by  the  Civil  Rights  Congress, 
which  is  an  organization  cited  by  the  Attorney  General  of  the  United  States  as  a 
Communist-controlled  organization,  and  which  is  reliably  reported  to  have 
employed  only  Communists  or  Communist  sympathizers. 

That  she  was  married  to  Aubrey  Pankey,  who  has  a  lengthy  record  of  Com- 
munist activities  dating  from  1944.  (Aubrey  Pankey  was  a  member  of  the 
Communist  Party  in  1945 ;  has  been  affiliated  with  a  number  of  Communist-front 
organizations  and  activities,  such  as  the  National  Negro  Congress,  the  Lenin 
Memorial  Meeting,  the  Joint  Anti-Fascist  Refugee  Appeal,  the  Bronx  County 
Committee  Red  Army  Meeting,  and  the  National  Council  of  American-Soviet 
Friendishp.  In  addition,  he  has  actively  participated  in  Communist-sponsored 
rallies,  parades,  and  demonstrations  in  France  and  in  Soviet-controlled  countries, 
and  has  contributed  to  the  success  of  such  enterprises  by  appearing  as  a  guest 
artist.) 

That  Kathryn  Pankey  is  under  her  husband's  domination. 

That  in  1946  she  registered  as  an  affiliate  of  the  American  Labor  Party  and 
continued  her  registration  with  that  party  in  New  York  for  several  years,  in  an 
area  where  the  American  Labor  Party  was  under  Communist  domination  and 
control,  and  at  a  time  after  it  had  been  publicly  stated  that  the  American  Labor 
Party  was  Communist-dominated. 

Mr.  Waldman,  did  Mrs.  Pankey  refuse  to  testify  before  the  Board  ? 

Mr.  Waldman.  She  refused  to  testify,  and  on  August  31,  1954,  an 
adverse  determination  was  filed. 

Mr.  SouRwiNE.  Did  she  subsequently  leave  the  employment  of 
UNESCO? 

Mr.  Waldman.  She  did. 

(The  summary  of  the  case  history  of  Kathryn  Pankey  was  marked 
"Exhibit  No.  374,"  and  reads  as  follows  :) 

Exhibit  No.  374 
Katheyn  Pankey 

Mrs.  Kathryn  Pankey  was  born  at  Mobile,  Ala.  Her  date  of  birth  is  unde- 
termined inasmuch  as  investigation  reflected  various  dates  of  birth  as  follows : 
December  IG,  1904,  December  16,  1902,  and  February  16,  1902. 

Mrs.  Pankey  attended  Maniemit  School,  Pawling,  N.  Y.,  in  1935 ;  Bard  College, 
Annandale-on-Hudson,  N.  Y.,  in  1935  and  1936;  and  Katherine  Gibbs  School, 
New  York,  N.  Y.,  in  1921  and  1922. 

72723— 57— pt.  38 4 


2154       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

She  married  Robert  L.  Sieving  at  Yonkers,  N.  Y.,  on  August  IG,  1927,  and  ob- 
tained a  divorce  from  liim  on  January  20,  1945,  at  Reno,  Nev.  She  married 
Aubrey  Panliey  at  New  York,  N.  Y.,  on  April  22,  1945. 

During  her  adult  life  she  has  been  employed  as  secretary  and  publicity  agent 
with  various  organizations  in  the  New  York  City  area.  She  has  resided  in  the 
New  York  City  area  since  1943  with  the  exception  of  periods  in  1947  and  1949 
when  she  accompanied  her  husband  on  concert  tours  abroad.  She  returned  to 
Europe  in  early  1951  and  has  remained  abroad  since. 

Mrs.  Pankey  was  employed  at  the  United  Nations  Educational,  Scientific  and 
Cultural  Organization  in  Paris,  France,  about  May  1952.  Her  employment 
was  terminated  on  June  20,  1955. 

Mrs.  Pankey  failed  to  fill  out  the  Executive  Order  10422  forms  on  the  grounds 
that  she  considered  such  a  violation  of  her  own  personal  rights  and  her  rights 
as  an  international  civil  servant.  However,  appropriate  investigation  of  her 
was  initiated  by  the  Department  of  State,  on  March  31.  19.53. 

An  interrogatory  was  issued  by  the  International  Organizations  Employees 
Loyalty  Board  to  the  employee  on  March  8,  1954,  in  care  of  the  United  Nations 
Educational,  Scientific  and  Cultural  Organization,  Paris,  France ;  and  a  foUowup 
letter  was  sent  on  April  15,  1954.     No  reply  was  received  to  either  of  these  letters. 

A  hearing  was  scheduled  for  July  13,  19.54,  at  Paris,  France.  Mrs.  Pankey 
did  not  appear  at  the  hearing.  However,  she  did  acknowledge  receipt  of  the  in- 
vitation to  appear,  by  letter  of  July  9,  1954,  in  which  she  stated :  "I  am  sure  you 
are  aware  that  from  the  outset  of  this  investigation,  in  February  1953,  I  have  re- 
frained from  participation  for  reasons  of  principle  *  *  *.  Accordingly  I  wish 
to  advise  you  that  I  am  unable  to  accept  your  invitation  to  appear." 

An  adverse  advisory  determination  was  made  by  the  International  Organiza- 
tions Employees  Loyalty  Board  on  August  31,  1954  and  was  forwarded  to  the 
Secretary  of  State  for  transmission  to  the  Director  General  of  UNESCO.  This 
determination  was  forwarded  by  the  Department  of  State  on  September  3,  1954. 

INIr.  SouRwiNE.  Did  the  Board  consider  the  case  of  Miss  Helene 
Jn.lie  Van  Gelder  ? 

Mr.  Waldman".  Yes,  sir. 

Mr.  SouRwiNE.  Mr.  Chairman,  reports  of  the  investigation  in  the 
case  of  Miss  Helene  Julie  Van  Gelder  contained  information  from 
various  sources  to  the  following  effect : 

That  she  was  an  active  member  of  the  Washington  Bookshop,  which  has  been 
designated  as  an  organization  under  the  domination  and  control  of  the  Com- 
munist Party. 

That  she  claimed  at  one  time  to  have  been  employed  by  the  Daily  Worker, 
an  organ  of  the  Communist  Party  in  New  York. 

That  she  was  affiliated  with  a  branch  of  a  political  party  in  1946  which  had 
been  under  the  control  and  domination  of  the  Communist  Party  since  1944  (Amer- 
ican Labor  Party,  New  York  County  or  Brooklyn  branch). 

That  she  is  a  Communist  sympathizer  and  apologist  of  the  Soviet  Union; 
that  she  attended  language  classes  at  the  American-Russian  Institute,  an 
organization  cited  as  subversive  by  the  Attorney  General. 

Did  Miss  Van  Gelder  refuse  to  appear  before  the  Board  ? 

Mr.  Waldman.  She  refused  to  appear,  although  every  facility  was 
offered  her,  and  on  September  16, 1954,  there  was  an  adverse  determina- 
tion. 

Mr.  SouRwiNE.  Did  she  subsequently  cease  to  be  employed  bv 
UNESCO?  i     J         J 

JNIr.  Waldman.  Yes ;  she  was  terminated. 

(The  summary  of  the  case  history  of  Helene  Julie  Van  Gelder  was 
marked  "Exhibit  No.  375,"  and  reads  as  follows:) 

Exhibit  No.  375 

helene  julie  van  gelder 

Miss  Helene  Julie  Van  Gelder  was  born  November  9,  1907,  at  New  York,  N.  Y. 
She  attended  Columbia  University,  New  York,  N.  Y,,  taking  one  night  class  during 
the  years  1926-27. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2155 

Miss  Van  Gelder  indicated  the  following  employments  on  her  identification 
and  personnel  data  form  : 

1926-Jiily   1927:   F.  Friedman   Diamond  Trading  Co.,  New  York,  N.  Y. 
Fall  1927-April  1930:  National  City  Bank  of  New  York,  Brussels,  Bel- 
gium. 

May  1930-June  1934 :  Bank  of  International  Settlements,  Basel,  Switzer- 
land. 

Three  months  in  fall  of  1934,  a  Scotsman  importing  dress  lengths  (vaguely 
recalls  name  as  "McGregor"),  Montevideo,  Uruguay. 

1935-October  1936 :  William  Cooper  &  Nephews,  Ltd.,  Montevideo,  Uruguay. 
Few  weeks  at  the  end  of  1936 :  National  City  Bank  of  New  York,  Brussels, 
Belgium. 
End  of  1936-October  1940 :  American  Embassy,  Brussels,  Belgium. 
End  of  1940  to  end  of  1944:  Belgian  Embassy,  New  York,  N.  Y.,  and 
Washington,  D.  C. 

Beginning  1945-May  18,  1948:  Agence  France  Presse,  Washington,  D.  C, 
and  New  York,  N.  Y. 

July  1948-June  20,  19-55 :  United  Nations  Educational,  Scientific,  and  Cul- 
tural Organization,  Paris,  France,  in  a  secretarial  capacity. 
An  interrogatory  was  issued  to  Miss  Van  Gelder  by  the  International  Organi- 
zations Employees  Loyalty  Board  on  February  8, 1954,  and  her  reply  thereto  was 
received  by  the  Board  on  March  10, 1954. 

A  hearing  was  scheduled  for  July  22,  1954,  at  Paris,  France.  In  a  telephone 
conversation  with  a  representative  of  the  International  Organizations  Employees 
Loyalty  Board  on  the  morning  of  July  21,  1954,  Miss  Van  Gelder  advised  that 
she  did  not  intend  to  appear  at  the  hearing.  By  letter  of  July  22,  1954,  she  con 
firmed  her  telephone  call  of  July  21  that  she  did  not  intend  to  appear  for  a 
hearing,  stating,  "I  feel  that,  having  replied  to  the  written  questionnaire  and 
interrogatory  submitted  to  me,  I  have  provided  all  the  facts,  information,  and 
answers  I  know  and  that,  consequently,  with  all  the  data  already  on  record, 
there  is  nothing  further  I  could  add." 

An  adverse  advisory  determination  was  made  by  the  International  Organiza- 
tions Employees  Loyalty  Board  on  September  16.  1954,  and  was  forwarded  to 
the  Secretary  of  State  for  transmission  to  the  Director  General  of  UNESCO. 
This  determination  was  forwarded  by  the  Department  of  State  on  September  21, 
1954. 

Mr.  SouRwiNE.  Did  the  Board  consider  the  case  of  Mrs.  Irene 
Annette  Wilcox  ? 

Mr.  "VValdman.  It  did,  sir. 

Mr.  SouRwiNE.  Mr.  Chairman,  reports  of  the  investigation  in  the 
case  of  Mrs.  Irene  Annette  Wilcox  contained  information  from  vari- 
ous sources  to  the  following  effect : 

That  prior  to  June  1942  for  quite  some  time  her  residence  in  New  York  was 
a  station  for  Communists  entering  and  leaving  the  city. 

That  one  of  those  who  resided  in  the  house  with  the  employee  was  an  Italian 
national  who  was  the  chief  of  the  Italian  Communist  underground  in  European 
countries  and  one  of  the  indefatigable  builders  of  the  Communist  Party  in  Italy. 

That  the  employee  procured  the  release  of  this  Communist  when  he  was  de- 
tained for  illegal  entry  in  the  United  States. 

That  she  was  the  one  who  put  up  the  bond  for  him  to  get  in  here  in  the  first 
place. 

That  from  1940  through  1945  she  worked  as  a  research  worker  for  a  library 
owned  by  an  alleged  Communist  Party  member,  most  of  whose  employees  were 
also  Communist  Party  members. 

That  as  recently  as  1944  she  was  a  member  of  the  Sacco-Vanzetti  Club  of  the 
Communist  Political  Association  in  New  York. 

That  in  1940  she  registered  as  an  affiliate  of  the  American  Labor  Party  and 
continued  in  the  section  which  was  later  described  as  under  Communist  domi- 
nation and  control,  and  that  she  continued  that  registration  for  several  years 
after  its  exposure  as  a  Communist  organization. 

That  the  man  to  whom  she  was  married  from  June  1935  to  May  1940  was 
registered  as  an  affiliate  of  the  Communist  Party  in  1936. 

That  the  man  to  whom  she  was  married  from  February  1943  until  April  1945 
was  also  a  member  of  the  Sacco-Vanzetti  Club  of  the  Communist  Political  Asso- 
ciation in  New  York,  as  recently  as  June  of  1944,  and  had  previously  registered 
in  Spain  for  the  Communist  Party. 


2156       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

That,  since  going  to  Paris,  she  has  been  closely  associated  with  and  is  an 
influential  member  of  a  group  of  American  citizens  who  are  alleged  to  be 
Ck)mmuuists. 

Did  Mrs.  Irene  Annette  Wilcox  refuse  to  appear  before  the  Board? 
Mr.  Waldman.  She  refused  to  appear,  did  not  appear,  and  on  Sep- 
tember 3,  1954,  an  advisory  determination  was  filed. 
Mr.   SouRWiNE.  Did  she  subsequently   cease  to  be  employed  by 

UNESCO? 

Mr.  Waldman.  That  is  true. 

(The  summary  of  the  case  history  of  Irene  Annette  Wilcox  was 
marked  "Exhibit  No.  376,"  and  reads  as  follows:) 

Exhibit  No.  376 

Irene  Annette  Wilcox 

Irene  Annette  Wilcox  was  born  August  17,  1907,  at  Brooklyn,  N.  Y.  She  went 
to  high  school  in  Brooklyn,  N.  Y.,  from  1921  to  1922,  and  attended  the  Pratt  In- 
stitute, School  of  Fine  and  Applied  Arts,  Brooklyn,  N.  Y.,  from  1925  to  1928. 

At  the  time  of  the  investigation,  the  employee  was  single.  However,  former 
husbands  were  listed  as  Russell  Englis  Melcher,  Stephen  Britten  Runyon,  and 
Lee  Simon,  all  deceased. 

During  her  adult  life,  Miss  Wilcox  has  been  employed  as  a  copywriter  with 
various  firms  in  the  New  York  City  area.  She  has  been  employed  as  a  program 
specialist  with  the  United  Nations  Educational,  Scientific,  and  Cultural  Organi- 
zation, such  employment  beginning  January  1950.  Her  employment  with 
UNESCO  was  terminated  December  31,  1954. 

Executive  Order  10422  forms  were  received  by  the  Office  of  International 
Administration  on  February  20,  1953,  and  the  appropriate  investigation  was 
initiated  on  that  date. 

An  interrogatory  was  issued  by  the  International  Organizations  Employees 
Loyalty  Board  on  February  15,  1954,  and  a  follownp  letter  was  sent  to  the 
employee  on  April  15,  1954.  Miss  Wilcox  acknowledged  receipt  of  the  inter- 
rogatory and  the  Board's  letter  of  April  15,  1954,  by  letter  dated  April  30,  1954, 
received  by  the  Board  on  May  3, 1954.  In  the  letter  of  April  30,  1954,  Miss  Wilcox 
advised  that  "I  find  it  incompatible  with  my  status  as  an  international  civil 
servant  employed  by  UNESCO"  to  reply  to  the  interrogatory. 

A  hearing-  was  scheduled  for  July  16,  1954  .at  Paris,  France.  Miss  Wilcox, 
by  letter  dated  July  14,  1954,  acknowledged  the  Board's  invitation  to  appear  at 
the  hearing  and  stated,  "As  you  know,  earlier  this  year  I  declined  to  reply 
to  an  interrogatory  which  you  sent  me.  For  the  same  reasons  of  conscience 
and  principles,  both  as  an  American  citizen  and  as  an  international  civil  servant, 
I  must  once  again  decline." 

An  adverse  advisory  determination  was  made  by  the  International  Organiza- 
tions Employees  Loyalty  Board  on  September  3,  1954,  and  was  forwarded  to 
the  Secretary  of  State  for  transmission  to  the  Director  General  of  UNESCO. 
This  determination  was  forwarded  by  the  Department  of  State  on  September 
8, 1954. 

Mr.  SouRwiNE.  Mr.  Chairman,  all  of  these  UNESCO  j)eople  who 
were  dismissed  following  the  receipt  of  advisories  from  the  Board 
were  subsequently  ordered  reinstated,  or  in  the  alternative,  ordered  to 
receive  large  payments  of  indemnity. 

Is  that  correct,  Mr.  Waldman  ? 

Mr.  Waldman.  That  is  correct. 

Mr.  SouRwiNE.  The  reinstatement  contains  this  statement,  that  a 
charge  of  disloyalty  to  one  member  government  is  not  necessarily  m- 
consistent  with  the  standards  of  integrity  required  of  employees  of 
United  Nations  organizations. 

I  have  here  the  New  York  Times  story  with  regard  to  the  order,  with 
the  Geneva  dateline.    I  ask  that  this  go  into  the  record  at  this  point. 

Senator  Johnston.  It  may  become  a  part  of  the  record. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2157 

(The  New  York  Times  article  referred  to  was  marked  "Exhibit  No. 
377,"  and  reads  as  follows :) 

Exhibit  No.  377 

[New  York  Times,  October  30,  1955] 

U.  N.  Court  Bids  UNESCO  Reinstate  Foue  United  States  "Bisks" 

Special  to  the  New  York  Times 

Geneva,  October  29. — The  United  Nations'  highest  administrative  tribunal  or- 
dered the  United  Nations  Educational,  Scientific,  and  Cultural  Organization  today 
to  reinstate  four  Americans  discharged  for  failure  to  cooperate  with  United 
States  Loyalty  Board  investigations. 

Failing  reinstatement,  the  tribunal  ordered  UNESCO  to  pay  each  former  em- 
ployee 2  years'  salary  and  the  costs  incurred  in  the  legal  proceedings  leading  up 
to  today's  decision.    The  indemnities  totaled  the  equivalent  of  more  than  $30,000. 

The  tribunal  thus  recognized  that  it  had  no  power  to  enforce  its  reinstatement 
order.  It  does  have  the  power,  however,  under  the  General  Assembly  resolution 
establishing  the  tribunal  to  force  UNESCO  to  pay  the  indemnities. 

The  persons  involved  were  Mrs.  Kathryn  Bernstein,  Mrs.  Kathryn  Pahkey, 
Miss  Ruth  Froma,  and  Miss  Helene  Van  Gelder.  All  had  refused  to  appear  be- 
fore a  United  States  loyalty  board,  which  met  in  Paris  to  review  the  records  of 
employees  of  international  organizations  against  whom  some  derogatory  infor- 
mation had  been  filed. 

In  each  case,  the  United  States  subsequently  informed  Dr.  Luther  H.  Evans, 
Director  General  of  UNESCO,  that  there  was  reasonable  doubt  as  to  the  loyalty 
of  the  employee  in  question  to  the  United  States  Government. 

On  the  basis  of  these  reports,  the  Director  General  refused  to  renew  the 
Bernstein  appointment  and  discharged  the  three  other  employees.  He  based  his 
action  in  the  Bernstein  case  on  his  authority  to  use  his  discretion  with  respect 
to  renewing  fixed-term  appointments. 

In  the  other  cases,  in  which  the  appointments  were  of  indeterminate  dura- 
tion, he  based  it  on  the  staff  regulations  of  the  organization.  One  section  makes 
failure  to  "conduct  themselves  at  all  times  in  a  manner  benefiting  their  status 
as  international  civil  servants"  grounds  for  discharge. 

The  tribunal  found  that  the  Director  General  himself  had  put  the  Bernstein 
case  in  the  same  category  as  the  others  by  issuing  a  press  release  indicating  that 
the  grounds  for  nonrenewal  were  Mrs.  Bernstein's  refusal  to  appear  before  the 
loyalty  board.  The  tribunal  ruled  that  by  giving  the  reasons  for  his  action 
he  in  effect  had  waived  the  right  to  assert  that  it  was  merely  to  exercise  his 
discretion. 

The  four  decisions  constitute  a  thorough  examination  and  complete  rejection 
of  the  principle  that  "disloyalty"  to  one  member  government  is  necessarily  in- 
consistent with  the  "standards  of  integrity"  required  of  employees  of  United 
Nations  organizations. 

EULINQ  OF  tribunal 

The  tribunal  found  that  both  in  the  case  of  Mrs.  Bernstein,  who  held  an 
appointment  that  automatically  ended  on  February  14,  1955,  and  in  the  three 
other  cases  the  Director  General  of  UNESCO  had  exceeded  his  powers. 

"The  Director  General  cannot  disassociate  himself  with  the  execution  of  the 
policy  of  the  government  authorities  of  any  state  member  without  disregarding 
the  obligations  imposed  on  all  international  oflScials  without  distinction  and, 
in  consequence,  without  misusing  the  authority  which  has  been  conferred  upon 
him  solely  for  the  purpose  of  directing  that  organization  toward  the  achieve- 
ment of  its  own,  exclusively  international,  objectives,"  the  tribunal  said. 

The  tribunal  declared  that  the  attitude  of  the  employees  toward  the  United 
States  Loyalty  Board  "in  no  way  justifies  the  existence  of  serious  doubts  as  to 
[their]   integrity,  judgment,  and  loyalty  toward  the  defendant  organization." 

In  the  Bernstein  case,  tlie  court  went  even  further  in  this  direction  by 
ruling  that  even  if  the  facts  showed  that  an  employee  had  been  engaged  in 
"militant  political  activities"  prior  to  his  joining  an  international  organization, 
such  facts  were  "irrelevant."  Only  "criminal  or  dishonorable  acts"  from  an 
employee's  past  record  should  be  considered,  the  tribunal  said. 

In  all  four  decisions,  the  tribunal  included  a  paragraph  noting  that  if  a 
Director  General  were  upheld  in  dismissing  these  American  employees  he  would 
be  obliged  to  consider  the  act  a  precedent.    Then,  the  tribimal  said,  he  would 


2158       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

have  to  apply  the  same  rule  to  all  employees  and  discharge  any  employee 
to  whom  a  national  government  objected. 

The  indemnities  amount  to  about  $7,400  in  the  case  of  INIrs.  B3rnstein.  about 
$6,400  to  Miss  Van  Gelder,  $10,800  to  Miss  Froma,  and  $1,600  to  Mrs.  Pankey. 
In  each  case,  the  court  awarded  $300  in  costs  and  4  percent  interest  on  the  in- 
demnities from  June  20, 1955. 

The  members  of  the  court  were  Albert  Deveze,  of  Belgium,  president ;  Jonkheer 
van  Rijckevorsel  and  lasson  Stavrophlous. 

Mr.  SouRwiNE.  The  decision,  Mr.  Chairman,  contained  this  state- 
ment : 

Loyalty  toward  a  state  is  entirely  different  from  the  idea  of  integrity  of  the 
body  of  tiie  staff  regulations  and  rules  of  UNESCO. 

I  will  ask  you,  Mr.  Waldman — yon  heard  the  testimony  of  the  pre- 
vious witness  with  regard  to  nationals  of  other  countries  holding  the 
interests  of  their  countries  very  close  to  their  hearts — you  did  hear 
that  testimony  ? 

JNIr.  Waldman.  Yes. 

Mr.  SouRwiNE.  Do  you  feel  there  is  anything  incompatible  with 
service  on  an  international  organization,  as  an  employee  of  an  inter- 
national organization,  with  being  loyal  to  the  Governnient  of  the 
United  States  or  the  government  of  the  country  of  which  the  em- 
ployee is  a  national  ? 

Mr.  Waldman.  I  can  be  loyal  to  the  United  States  and  be  a  good 
international  civil  servant. 

Mr.  SouRWiNE.  That  is  the  whole  basis  of  the  program  that  is  the 
justification  of  the  Executive  order  under  which  this  program  is 
operated,  is  it  not? 

Mr.  Waldman.  That  is  right. 

But  as  I  see  it,  it  is  the  desire  of  the  United  States  to  make  as 
certain  as  possible  that  its  citizens  are  loyal.  And  I  think  that  there 
is  a  side  of  this  program  which  perhaps  has  been  overlooked,  at  least 
not  emphasized.  And  that  is,  it  is  a  good  thing  to  know  that,  out 
of  the  thousands  of  people  who  work  there,  that  the  vast  majority 
of  them  could  stand  up  to  a  loyalty  or  security  check  and  come, 
through  it  all  right. 

Mr.  SouRWiNE.  Mr.  Chairman,  I  have  here  the  texts  of  the  orders  of 
the  International  Labor  Organization  administrative  tribunal  which 
ordered  the  payment  of  large  sums  to  the  individuals  in  question.  I 
would  like  to  ask  that  these'decisions  be  printed  in  the  record  at  this 
point. 

We  are  a  little  late,  but  I  think  ^Ae  are  making  here  the  first  and 
probably  the  only  complete  chronological  record  in  this  case,  and  it 
would  be  well  if  they  were  ordered  in  there. 

Senator  Johnston.  This  will  be  ordered  in  the  record. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    WSTITED    STATES      2159 

The  decisions  referred  to  vrere  marked  "Exhibits  Nos.  378"  and 
378-x\.  through  F,  and  reads  as  follows:) 

Exhibit  No.  378 
[Unofficial  translation] 

INTERNATIONAL  LABOUR  ORGANISATION 

Administrative  Tkibtjnai. 

Judgment  No.  21 

FIFTH   ORDINARY   SESSION    (PART  II),   OCTOBER    1955 

Sitting  Of  29  October  1955 

In  the  Matter  of  Mrs.  Kathryn  Bernstein  Against  United  Nations 
Educational,  Scientific,  and  Cultural  Organisation 

The  Administrative  Tribunal  of  the  International  Labour  Organisation, 

Having  had  referred  to  it  a  complaint  submitted  against  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organisation  on  28  June  1955  by  Mrs. 
Kathr.vn  Bernstein,  a  former  official  of  that  Organisation,  aslving  that  the 
Tribunal  be  pleased  to  rescind  the  decision  of  18  February  1955  and  to  enjoin  the 
Director  General  to  renew  her  contract  for  an  indefinite  period,  or  in  default  of 
reinstatement  to  pay  to  the  complainant  by  way  of  damages  a  global  sum  equiva- 
lent to  three  years  gross  salary,  namely,  4,665,000  French  francs,  together  with 
interest  at  4  per  centum  from  the  date  of  termination  until  payment  of  the  said 
damages. 

Considering  the  memorandum  of  reply  to  the  said  complaint  submitted  by  the 
defendant  Organization  on  22  July  1955 ; 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name  on  3  October 
1955  by  M.  Pierre  Henquet,  Chairman  of  the  Staff  Association  of  UNESCO ; 

Considering  the  pleadings  exchanged  by  the  representatives  of  the  parties 
during  the  hearing ; 

Considering  that  the  complaint  is  receivable  in  form  ; 

Considering  that  the  facts  of  the  case  are  the  following : 

(1)  The  complainant  took  up  her  duties  with  the  defendant  Organization  in 
August  1951 ; 

(2)  At  the  time  when  the  decision  complained  of  was  taken  the  complainant 
was  the  holder  of  a  contract  of  one  year's  duration  expiring  on  14  February  1955 ; 

(3)  In  February  1953  the  complainant  received  from  the  representative  of  the 
United  States  to  the  defendant  Organisation  a  questionnaire  to  be  completed  and 
returned  in  application  of  "Executive  Order  No.  10,422  of  the  President  of  the 
United  States  dated  9  January  1953  prescribing  procedures  for  making  available 
to  the  Secretary  General  of  the  United  Nations  certain  information  concerning 
United  States  citizens  employed  or  being  considered  for  employment  on  the  Sec- 
retariat of  the  United  Nations,"  whose  provisions  apply  to  the  defendant  Organi- 
sation by  virtue  of  Part  III  of  the  Order  in  question ;  the  complainant  answered 
this  questionnaire ; 

(4)  In  March  1954  the  complainant  received  an  interrogatory  from  the  Inter- 
national Organisations  Employees  Loyalty  Board  of  the  United  States  Civil 
Service  Commission  set  up  by  Executive  Order  No.  10,459  of  2  June  1953  amend- 
ing Executive  Order  No.  10,422  of  9  January  1953,  interrogatory  to  which  the 
complainant  did  not,  however,  reply  ; 

(5)  In  June  1954  the  complainant  received  an  invitation  to  appear  as  from 
9  July  1954  before  the  Loyalty  Board  meeting  at  the  United  States  Embassy 
in  Paris ; 

(6)  By  letter  dated  13  July  1954  the  complainant  informed  the  Director 
General  of  the  reasons  of  conscience  on  which  she  based  her  refusal  to  appear ; 

(7)  By  letter  dated  13  August  1954  the  Chief  of  the  Bureau  of  Personnel  and 
Management  recalled  to  the  complainant  that  her  appointment  would  expire  on 
14  February  1955  and  informed  her  that  she  would  not  be  offered  a  new  contract. 
By  letter  dated  30  August  1954  the  Director  General  confirmed  the  above,  stating 
inter  alia: 

"*  *  *  In  the  light  of  what  I  believe  to  be  your  duty  to  the  Organization,  I  have 
considered  very  carefully  your  reasons  for  not  appearing  before  the  International 


2160       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Employees  Loyalty  Board  where  you  woiild  have  had  an  opportunity  of  dispelling 
suspicions  and  disproving  allegations  which  may  exist  regarding  you. 

"It  is  with  a  deep  sense  of  my  responsibilities  that  I  have  come  to  the  conclusion 
that  I  cannot  accept  your  conduct  as  being  consistent  with  the  high  standards  of 
integrity  which  are  required  of  those  employed  by  the  Organization. 

"I  have,  therefore,  to  my  regret,  to  inform  you  that  I  shall  not  offer  you  a 
further  appointment  when  your  present  appointment  expires  *  *  *." 

(8)  By  letter  dated  31  August  1954  the  complainant  requested  the  Director 
General  to  reconsider  his  decision  ; 

(9)  The  Chief  of  the  Bureau  of  Personnel  and  Management  informed  the 
complainant  in  a  letter  dated  7  September  1954  of  the  Director  General's  refusal 
to  do  so ; 

(10)  By  a  letter  of  10  September  1954  the  Director  General  received  a  com- 
munication of  the  report  of  the  Loyalty  Board  (advisory  determination),  in 
which  it  was  stated  : 

"It  has  been  determined  on  all  the  evidence,  that  there  is  a  reasonable  doubt 
as  to  the  loyalty  of  Kathryn  Bernstein  to  the  Government  of  the  United  States" 
and  that  "this  determination,  together  with  the  reasons  therefor,  in  as  much 
detail  as  security  considerations  permit,  are  submitted  for  your  use  in  exercising 
your  rights  and  duties  with  respect  to  the  integrity  of  the  personnel  employed  by 
the  United  Nations  Educational,  Scientific,  and  Cultural  Organization" ; 

(11)  On  23  September  1954  the  complainant  submitted  an  appeal  to  the 
UNESCO  Appeals  Board  asking  that  the  above-mentioned  decision  should  be 
rescinded. 

(12)  On  11  February  1955  the  Appeals  Board  by  a  majority  expressed  the 
opinion  that  the  decision  should  be  rescinded. 

(13)  By  a  letter  dated  18  February  1955  the  Director  General  of  UNESCO 
informed  the  Chairman  of  the  Appeals  Board  that  he  could  not  act  in  accord- 
ance with  this  opinion. 

(14)  The  complainant  having  been  transferred  to  hospital  on  11  February 
1955  consequently  could  not  take  cognizance  of  the  foregoing  decision  until 
leaving  hospital  on  28  March  1955 ; 

(15)  Before  the  Appeals  Board  had  taken  its  decision  the  Director  General,  on 
28  September  1954,  set  up  a  Special  Advisory  Board  consisting  of  members  of 
the  staff  whose  task  was  to  "to  examine  the  cases  of  certain  staff  members  on  the 
basis  of  certain  information  which  has  been  brought  to  the  knowledge  of  the 
Director  General  and  in  the  light  of  the  standards  of  employment  and  conduct 
prescribed  by  the  Constitution  and  Staff  Regulations"  ; 

(16)  By  reason  of  her  ill  health  the  complainant  was  not  questioned  by  the 
Advisory  Board  at  a  sitting,  but  by  the  Chief  of  the  Bureau  of  Personnel  and 
Management ; 

(17)  On  10  December  1954  the  complainant  was  placed  on  special  leave.  The 
complainant  having  brought  a  further  appeal  against  this  decision  before  the 
UNESCO  Appeals  Board,  the  said  Appeals  Board  on  8  June  1955  stated  the 
opinion  that  the  said  decision  should  be  withdrawn,  the  Director  General  on 
24  June  1954  rejected  this  advice.  The  complainant  notified  the  Tribunal  that 
in  view  of  her  termination  she  did  not  intend  to  formally  appeal  to  the  Tribunal 
against  this  second  final  decision,  but  she  requested  that  this  factor  be  taken 
into  consideration  as  an  issue  of  moral  prejudice ; 

On  receiv ability  : 

Considering  that  whereas  the  complaint  was  not  submitted  within  the  period 
of  time  of  90  days  provided  in  the  Regulations  running  from  the  date  on  which 
the  decision  impugned  was  taken  (18  February  1955),  such  was  due  to  the 
transfer  of  the  complainant  to  hospital  on  11  February  1955 ; 

That  whereas  the  complainant  could  only  take  cognizance  of  this  decision  at 
the  conclusion  of  her  hospitalization,  namely,  28  March  1955,  she  brought  her 
complaint  in  due  form  within  ninety  days  from  that  date ; 

Considering  furthermore  that  the  defendant  Organization  does  not  take  issue 
against  these  facts  and  does  not  plead  nonreceivability  following  the  late  notifi- 
cation of  the  complaint ; 

Considering  that  the  delay  is  clearly  due  to  vis  major  and  that,  besides,  the 
complainant  fulfilled  the  requirements  of  the  ninety-day  period  from  the  time 
that  it  was  physically  possible  for  her  to  introduce  an  appeal ; 

That  under  these  circumstances  the  complaint  must  therefore  be  considered 
as  receivable. 

On  competence: 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2161 

Considering  that  tlie  character  of  a  fixed-term  appointment  is  in  no  way  that 
of  a  probationary  appointment,  that  is  to  say  of  a  trial  appointment ; 

That  while  it  is  the  case  that  UNESCO  Staff  Rule  104.6  issued  in  application 
of  the  Staff  Regulations  stipulates  that :  "A  fixed-term  appointment  shall  expire, 
without  notice  or  indemnity,  upon  completion  of  the  fixed  term  *  *  *",  this  text 
only  deals  with  the  duration  of  the  appointment  and  in  no  way  bars  the  Tribunal 
from  being  seized  of  a  complaint  requesting  the  examination  of  the  validity  of 
the  positive  or  negative  decision  taken  regarding  the  renewal  of  the  said 
appointment ; 

That  it  is  established  in  the  case  that  the  Director  General  by  a  general  meas- 
ure, of  which  the  whole  staff  was  informed  on  6  July  1954,  indicated  that  staff 
in  the  general  service  category  who  had  given  satisfactory  service  and  whose 
services  were  required  would  receive  an  indefinite  appointment  unless  otherwise 
provided  in  their  terms  of  appointment. 

That  the  complainant,  having  been  made  the  object  of  an  exception  to  this 
general  measure,  holds  that  the  Director  General  could  not  legitimately  thus 
make  an  exception  of  her  on  the  sole  ground  which  he  invoked  against  her  as 
justification  for  the  view  that  she  did  not  possess  the  quality  of  integrity  recog- 
nised in  those  of  her  colleagues  whose  contracts  had  been  renewed,  and  in  the 
absence  of  any  contestation  of  her  qualities  of  competence  and  efliciency ; 

That  the  complainant  requests  that  this  decision  be  rescinded  and,  alterna- 
tively, that  an  indemnity  be  granted  : 

Considering  that  the  question  is  thus  a  dispute  concerning  the  interpretation 
and  application  of  the  Staff  Regulations  and  Rules  of  the  defendant  Organisa- 
tion; 

That  by  virtue  of  Article  II,  paragraph  1,  of  its  Statute,  and  in  accordance 
with  the  precedents  established  by  the  Tribunal  in  Judgments  Nos.  17,  18,  and 
19  dated  26  April  1955,  the  Tribunal  is  competent  to  hear  the  said  dispute; 

On  the  substance  : 

Considering  that  the  facts  in  the  case  are  similar  the  Tribunal  considers 
itself  bound  to  follow  the  precedents  established  in  the  above-mentioned  Judg- 
ments Nos.  17, 18,  and  19 : 

A.  Considering  that  the  defendant  Organisation  holds  that  the  renewal  or 
the  nonrenewal  of  a  fixed-term  appointment  depends  entirely  on  the  personal 
and  sovereign  discretion  of  the  Director  General  who  is  not  even  required  to  give 
his  reason  therefor ; 

Considering  that  if  this  were  to  be  so,  any  unmotivated  decision  would  not  be 
subject  to  the  general  legal  review  which  is  vested  in  the  Tribunal,  and  would 
be  liable  to  become  arbitrary ; 

Considering  that,  in  fact,  it  may  be  conceived  that  this  might  exceptionally 
be  the  case  when,  for  example,  it  is  a  matter  of  assessing  the  technical  suitability 
of  the  person  concerned  for  carrying  out  his  duties : 

Considering,  however,  that  in  this  matter  the  question  does  not  affect  the 
issue  inasmuch  as  the  Director  General  has  not  only  given  the  reason  for  the 
decision  taken  by  him  but  has  also  made  it  public  in  a  communique  issued  to  the 
press ; 

That  this  reason  is  based  solely  on  the  refusal  of  the  complainant  to  cooperate 
in  the  measures  of  investigation  provided  in  respect  of  certain  of  its  nationals 
by  the  Government  of  the  State  of  which  she  is  a  citizen,  and  in  particular  on  her 
refusal  to  appear  before  a  commission  invested  by  that  Government  with  the 
power  to  investigate  her  loyalty  to  that  State  ; 

That  the  Director  General  declares  that  he  concludes  from  this  that  he  can 
no  longer  retain  his  confidence  in  the  complainant  and  offer  her  a  new  appoint- 
ment, her  attitude  being  incompatible  with  the  high  standards  of  integrity 
required  of  those  who  are  employed  by  the  Organisation  and  being,  further- 
more, capable  of  harming  the  interests  of  the  Organisation  ; 

Considering  in  relation  hereto  that  it  is  necessary  expressly  to  reject  all  un- 
certainty and  confusion  as  to  the  meaning  of  the  expression  '"loyalty  towards  a 
State"  which  is  entirely  different  from  the  idea  of  "integrity"  as  embodied  in  the 
Staff  Regulations  and  Rules ;  and  that  this  is  evident  and  requires  no  further 
proof ; 

B.  Considering  that  if  the  Director  General  is  granted  authority  not  to  renew 
a  fixed-term  appointment  and  so  to  do  without  notice  or  indemnity,  this  is  clearly 
subject  to  the  implied  condition  that  this  authority  must  be  exercised  only  for 
the  good  of  the  service  and  in  the  interest  of  the  Organisation  ; 

Considering  that  it  is  in  the  light  of  this  principle  that  the  facts  in  this  case 
should  be  examined ; 


2162       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Considering  that  Article  1.4  of  the  Staff  Regulations  of  the  defendant  Organ- 
isation, as  it  stood  at  the  moment  when  the  complainant  was  notified  that  her 
appointment  would  not  be  renewed,  was  as  follows : 

"Members  of  the  Secretariat  shall  conduct  themselves  at  all  times  in  a  manner 
consonant  with  the  good  repute  and  high  purposes  of  the  Organization  and  their 
.status  as  international  civil  servants.  They  shall  not  engage  in  any  activity 
that  is  incompatible  with  the  proper  discharge  of  their  duties.  They  shall  avoid 
any  action,  and  in  particular  any  kind  of  public  pronouncement,  which  would 
adversely  reflect  upon  their  status.  While  they  are  not  expected  to  give  up 
religious  or  political  convictions  or  national  sentiment,  they  shall  at  all  times 
exercise  the  reserve  and  tact  incumbent  upon  them  by  reason  of  their  inter- 
national responsibilities." 

Considering  that,  in  thus  clearly  establishing  the  entire  freedom  of  conscience 
recognised  to  international  officials  in  respect  of  both  their  philosophical  con- 
victions and  their  political  opinions,  the  Regulations  impose  on  them  the  duty 
to  abstain  from  all  acts  capable  of  being  interpreted  as  associating  them  with 
propaganda  or  militant  proselytism  in  any  sense  whatever : 

Tliat  this  abstention  is  rigorously  imposed  on  them  by  the  overriding  interest 
of  the  international  organisation  to  which  they  owe  their  loyalty  and  devotion ; 

C.  Considering  that,  when  consulted  by  the  Staff  Association  of  tlie  defendant 
Organization  on  the  obligation  incumbent  on  members  of  the  staff  to  reply  to 
questionnaires  is.sued  by  authorities  of  their  respective  countries,  the  Director 
General  declared  that  the  answer  must  depend  only  on  the  conscience  of  the 
individual,  except  that  he  should  not  lie  and  should  have  regard  to  the  conse- 
(luences  which  the  refusal  to  reply  might  have  for  him. 

Considering;  however,  that  in  respect  of  the  invitation  to  appear  before  the 
Loyalty  Board,  it  is  established  that  the  complainant  simply  informed  the  Direc- 
tor General  after  the  date  on  which  she  had  been  called  on  to  appear,  of  her 
decision  not  to  appear ; 

Considering  that  it  is  desirable  to  determine  whether  the  attitude  adopted  by 
the  complainant  in  this  respect  may  be  considered  as  .iustifying  the  loss  of 
confidence  alleged  by  the  Director  General ; 

D.  Considering  that  it  is  undoubtedly  true  that  if  the  Director  General  has 
been  informed  that  a  member  of  his  staff  has  acted  in  a  manner  prohibited  by 
Article  1.4  of  the  Staff  Regulations,  the  Director  General  has  a  duty  to  check 
the  accuracy  of  such  information  either  himself  or  through  persons  appointed 
by  him  from  within  his  Organisation,  in  order  that  he  may  take  decisions  or 
even  sanctions,  if  necessary,  in  the  full  knowledge  of  the  facts : 

That  in  this  light  the  enquiry  procedure  within  the  Secretariat  to  which 
the  Director  General  resorted  in  the  present  case  in  full  exercise  of  his  authority 
can  in  no  sense  be  subject  to  criticism ;  that  it  is  in  accordance  with  the 
undertaking  made  with  the  State  Member  concerned  under  arrangements  ap- 
proved by  the  Executive  Board  and  General  Conference  of  the  defendant 
Organization ;  that  this  was  solely  an  undertaking  that  any  information  which 
the  Government  of  the  State  concerned  might  desire  to  submit  to  the  Director 
General  would  "be  studied  with  care"  and  that  he  would  "certainly  give  every 
consideration  to  it,  in  the  light  of  the  Constitution  of  UNESCO  and  all  other 
relevant  provisions  and  policies  which  may  have  been  or  may  be  laid  down  by 
the  appropriate  organs  of  UNESCO"  ; 

Considering  that  it  is  quite  different  when  the  ground  for  complaint  of  the 
Director  General  is  based  solely  on  the  refusal  of  the  official  to  participate 
in  measures  of  verbal  or  written  enquiry  to  which  his  national  Government 
considers  it  necessary  to  subject  him ; 

That  the  Director  General  of  an  international  organization  cannot  associate 
himself  with  the  execution  of  the  policy  of  the  government  authorities  of  any 
State  Member  without  disregarding  the  obligations  imposed  on  all  international 
officials  without  distinction  and,  in  consequence,  without  misusing  the  authority 
which  has  been  conferred  on  him  solely  for  the  purpose  of  directing  that  organi- 
zation toward  the  achievement  of  its  own,  exclusively  international,  objectives; 

That  this  duty  of  the  Director  General  is  governed  by  Article  VI,  para- 
graph 5,  of  the  Constitution  of  the  defendant  Organization,  in  the  following 
terms : 

"The  responsibilities  of  the  Director  General  and  of  the  staff  shall  be  ex- 
clusively international  in  character.  In  the  discharge  of  their  duties  they 
shall  not  seek  or  receive  instructions  from  any  Government  or  from  any 
authority  external  to  the  Organization.  They  shall  refrain  from  any  action 
which   might   prejudice  their  position   as   international   officials.      Each    State 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNTITED    STATES      2163 

Member  of  the  Oi'ganization  undertakes  to  respect  the  international  character 
of  the  responsibilities  of  the  Director  General  and  the  staff,  and  not  to  seek 
to  influence  them  in  the  discharge  of  their  duties." 

Considering  that  the  fact  that  in  this  case  the  matter  involved  is  an  accusa- 
tion of  disloyalty  brought  by  a  Government  v/hich  enjoys  in  all  respects  the 
highest  prestige,  must  be  without  any  influence  upon  the  consideration  of  the 
facts  in  the  case  and  the  determination  of  the  principles  whose  respect  the 
Tribunal  must  ensure ; 

That  it  will  suffice  to  realize  that  if  any  one  of  the  seventy-four  States  and 
Governments  involved  in  the  defendant  Organization  brought  against  an  official, 
one  of  its  citizens,  an  accusation  of  disloyalty  and  claimed  to  subject  him  to  an 
enquiry  in  similar  or  analogous  conditions,  the  attitude  adopted  by  the  Director 
General  would  constitute  a  precedent  obliging  him  to  lend  his  assistance  to 
such  enquiry  and,  moreover,  to  invoke  the  same  disciplinary  or  statutory  conse- 
quences, the  same  withdrawal  of  confidence,  on  the  basis  of  any  opposal  by 
the  person  concerned  to  the  action  of  his  national  Government ; 

That  if  this  were  to  be  the  case  there  would  result  from  all  international 
officials,  in  matters  touching  on  conscience,  a  state  of  uncertainty  and  insecurity 
prejudicial  to  the  performance  of  their  duties  and  liable  to  provoke  disturbances 
in  the  international  administration  such  as  cannot  be  imagined  to  have  been 
in  the  intention  of  those  who  drew  up  the  Constitution  of  the  defendant 
Organisation ; 

Considering  therefore  that  the  only  ground  for  complaint  adduced  by  the 
Director  General  to  justify  the  application  to  the  complainant  of  an  exception 
to  the  general  rule  of  renewal  of  appointments,  that  is  to  say  her  opposal  to  the 
investigations  of  her  own  Government,  is  entirely  unjustified ; 

Considering  that  it  is  in  vain  that  it  is  alleged  that  the  terms  of  renewal  set 
forth  in  the  Director  General's  circular  of  July  6,  1954,  provide  that  the  services 
of  the  person  concerned  must  be  needed ;  that  this  expression  cannot  mean  that 
the  person  concerned  must  be  irreplaceable,  in  that  no  successor  can  be  found ; 
that  it  means  only  that  the  requirements  of  the  service  to  which  the  person  con- 
cerned is  assigned  must  be  permanent  and  that  the  said  person  must  give  full 
satisfaction  therein  and  otherwise  in  all  manner  in  the  performance  of  his  or 
her  duties ;  that  on  this  last  point  the  appreciations  contained  in  the  annual 
reports  of  the  complainant  are  entirely  laudatory  : 

Considering  that  it  results  therefrom  that  the  decision  taken  must  be  rescinded, 
but  that  nevertheless  the  Tribunal  does  not  have  the  power  to  order  the  renewal 
of  a  fixed-term  appointment,  which  requires  a  positive  act  of  the  Director 
General  over  whom  the  Tribunal  has  no  hierarchical  authority ; 

That  in  the  absence  of  such  a  power  and  unless  the  Director  General  should 
consider  himself  in  a  position  to  reconsider  his  decision  in  this  manner,  the 
Tribunal  is  nonetheless  competent  to  order  equitable  reparation  of  the  damage 
suffered  by  the  complainant  by  reason  of  the  discriminatory  treatment  of  which 
she  was  the  object ; 

F.  Considering  that  it  results  from  the  documents  produced  by  the  parties 
during  the  hearing  that  the  enquiry  made  by  order  of  the  Director  General 
himself  within  the  defendant  Organisation,  the  legitimate  and  regular  character 
of  which  has  been  shown  above,  did  not  bring  any  evidence  to  show  that  the 
complainant  failed  in  her  duties,  as  defined  in  Article  1.4  of  the  Regulations, 
during  the  period  that  she  was  an  official  of  the  defendant  Organisation ; 

That  this  Special  Board  considered  that  it  could  find  no  evidence  either  in 
the  reports  of  the  Loyalty  Board  or  as  a  result  of  its  own  enquiries  that  the 
complainant,  during  her  employment  in  the  Secretariat  of  the  defendant  Organi- 
sation, had  engaged  in  or  was  engaging  in  activities  that  could  be  shown  to 
constitute  misconduct   under  the  terms  of  the   Staff  Regulations   and   Rules; 

Considering  that  it  is  irrelevant  to  seek  whether  or  not  the  complainant  was 
engaged  in  militant  political  activities  before  being  appointed  to  the  interna- 
tional service  and  at  a  time  when  she  was  not  hound  by  the  obligations  involved 
in  joining  this  service,  unless  it  has  been  proved  that  she  had  been  guilty 
of  dishonourable  or  criminal  acts  (actes  deshonorants  on  criminels)  ; 

That  any  accusation  of  this  nature  could  only  be  admitted  if  drawn  up  both  in 
due  form  and  with  all  the  precision  required  to  ensure  respect  for  the  right  of  the 
accused  person  to  defend  herself, 

That  it  is  not  so  in  this  case ; 

Considering  that  it  has  been  shown  above  that  the  attitude  of  the  complaint 
toward  the  Loyalty  Board  in  no  way  justifies  the  existence  of  serious  doubts  as  to 
her  integrity,  judgment,  and  loyalty  towards  the  defendant  Organisation ; 


2164       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

That  it  does  not  therefore  appear  that  the  complainant  placed  her  own  interests 
above  the  true  interest  of  the  Organisation,  which  interest  consists  above  all  in 
safeguarding  erya  omnes  its  independence  and  impartialitj' ; 
On  prejudice 

Considering  that  an  official  who  combines  all  the  necessary  qualities  has  a 
legitimate  expectancy  of  being  offered  a  new  appointment  in  the  position  which 
he  or  she  occupied,  and  that  this  expectancy  was  fulfilled  for  all  the  persons 
concerned,  with  the  exception  of  a  certain  number,  of  whom  the  complainant; 

That  not  only  is  such  an  almost  absolute  quod  plerumque  fit  but  also  that  in 
thus  acting  the  Administration  of  the  defendant  Organisation  has  as  its  objective 
to  create  a  permanent  body  of  officials  experienced  in  their  duties,  who  are 
destined  to  follow  a  career  in  the  Organisation  concerned ; 

That  the  decision  not  to  renew  the  appointment  is  one  which  should  not  only  be 
rescinded  in  the  present  case,  but  also  constitutes  a  wrongful  exercise  of  powers 
and  in  abuse  of  rights  which  consequently  involves  the  obligation  to  make  good 
the  prejudice  resulting  therefrom;  that  this  prejudice  was  aggravated  by  the 
publicity  given  to  the  withdrawal  of  confidence  as  being  due  to  lack  of  integrity, 
this  ground  having  been  given  in  a  press  communique  issued  by  the  defendant 
Organisation,  without  it  being  possible  seriously  to  maintain  the  view  that  there 
could  have  existed  the  slightest  doubt  as  to  the  identity  of  the  persons  to  which 
the  said  communique  referred  ; 

Considering  that  it  is  to  no  purpose  that  they  have  been  reproached  with 
having  communicated  the  measures  of  which  they  were  the  object  of  the  Staff 
Association  recognised  by  the  defendant  Organisation,  as  the  upshot  of  a  pro- 
cedure to  which  the  said  Association  was  a  party  with  the  knowledge  and  consent 
of  the  Director-General  himself ; 

Considering  that  should  the  defendant  Organisation  not  rescind  the  decision 
taken,  there  should  be  ordered  the  payment  of  damages  in  order  to  compensate 
the  complainant  for  material  and  moral  prejudice  caused  to  her  by  the  exception 
of  which  she  was  the  object ; 

That  in  evaluating  such  prejudice  account  may  not  be  taken,  as  the  complainant 
requests,  of  her  placing  on  special  leave  with  salary  on  10  December  1954,  the 
Director  General  having  the  right  within  his  powers  to  take  such  a  measure,  and 
which  may  not  be  considered  in  the  circiimstances  as  having  inci'eased  the 
prejudice  suffered ; 

That  the  state  of  health  of  the  complainant  may  also  not  be  taken  into  con- 
sideration since  it  is  not  possible  for  the  Tribunal  to  determine  in  what  measure 
her  state  of  health,  which  was  previously  delicate,  may  have  been  aggravated  by 
the  measures  taken  against  her,  and  since  in  any  case  she  is  at  present  enjoying 
the  entitlements  of  the  Sickness  Fund  and  continues  to  have  the  right  to  an 
eventual  invalidity  benefit ; 

On  the  grounds  as  aforesaid 

The  tribunal. 

Rejecting  any  wider  or  contrary  conclusions. 

Declares  the  complaint  to  be  receivable  as  to  form ; 

Declares  that  it  is  competent ; 

Orders  the  decision  taken  to  be  rescinded  and  declares  in  law  that  it  consti- 
tutes an  abuse  of  rights  causing  pi'ejudice  to  the  complainant ; 

In  consequence,  should  the  defendant  not  reconsider  the  decision  taken  and 
renew  the  complainant's  appointment,  orders  the  said  defendant  to  pay  to  the 
complainant  a  sum  equal  to  two  years'  net  salary,  excluding  nonresident's  allow- 
ance, that  is  to  say  2,600,000  French  francs,  together  with  interest  at  4  per 
centum  from  15  February  1955 ; 

Orders  the  defendant  Organisation  to  pay  to  the  complainant  the  sum  of  $300 
by  way  of  participation  in  the  costs  of  her  defence ; 

Pronouncing  on  the  application  to  intervene  made  by  M.  Henquet ; 

Considering  that  such  intervention  is  receivable  in  so  far  as  it  is  made  by  M. 
Henquet  in  his  own  name ; 

That  in  this  instance  the  fact  that  the  intei'vener  holds  an  indeterminate 
appointment  and  not  a  fixed-term  appointment  does  not  prevent  the  present 
dispute  from  bearing  on  principles  applicable  to  the  legal  position  of  the  whole 
staff; 

Considering  that  the  intervener  is  however  entitled  to  bring  into  issue  solely 
his  own  interest  in  the  case ; 

Considering  that  the  intervention  is  founded  only  in  so  far  as  recognized  by 
this  judgment ; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2165 

Orders  the  defendant  Organisation  to  bear  the  expenses  for  which  justification 
is  provided  by  the  intervener  up  to  a  maximum  of  $40. 

In  witnesses  of  which  judgment,  pronounced  at  the  Palais  des  Nations,  Geneva, 
in  public  sitting  on  29  October  1955,  by  his  Excellency  M.  Albert  Deveze,  President 
Jonkheer  van  Rijckevorsel,  Judge,  Acting  Vice  President,  and  M.  lasson  Stavro- 
poulos,  Deputv  Judge  called  upon  to  sit  owing  to  the  inability  of  a  titular  judge 
to  attend,  the' aforementioned  have  hereunto  subscribed  their  signatures  as  well 
as  myself,  Wolf,  Registrar  of  the  Tribunal. 

Albert   Deveze. 

A  van  Rijckevorsel. 

Iasson  Stavropoulos. 

Francis  Wolf. 


Exhibit  No.  378-A 

[Unofficial  translation] 

International  Labour  Organisation 

Administrative  Tribunal 

Judgment  No.  17 

ORDINARY  session  OF  APRIL  1955 

Sitting  of  26  April  1955 

In  the  Matter  of  Mr.  Pkter  Duberg  Against  United  Nations  Educational, 
Scientific,  and  Cultural  Organisation 

The  Administrative  Tribunal  of  the  International  Labour  Organisation, 

Having  had  referred  to  it  a  complaint  submitted  against  the  United  Nations 
Educational,  Scientific  and  Cultural  Organisation  on  5  February  1955  by  Mr. 
Peter  Duberg,  an  official  of  that  Organisation,  asking  that  the  Tribunal  be 
pleased  to  rescind  the  decision  taken  by  the  Director  General  on  13  August  1954 
and  to  enjoin  the  Director  General  to  renew  the  contract  of  the  complainant  and 
to  pay  him  the  sum  of  one  franc  in  respect  of  damages  and  legal  costs ; 

Considering  the  memorandum  of  reply  to  the  said  complaint  submitted  by 
the  defendant  Organisation  on  19  March  1955  ; 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name  of  20  April 
1955  by  M.  Pierre  Henquet,  Chairman  of  the  Staff  Association  of  UNESCO ; 

Considering  the  pleadings  exchanged  by  the  representatives  of  the  parties 
during  the  hearing  and  in  particular  the  statement  by  the  complainant  that  his 
alternative  claim  for  damages  would  amount  to  the  sum  of  $67,300 ; 

Considering  that  the  complaint  is  receivable  in  form ; 

Considering  that  the  facts  of  the  case  are  the  following : 

(1)  The  complainant  took  up  his  duties  with  the  defendant  Organisation  on 
2  June  1949 ; 

(2)  At  the  time  when  the  decision  complained  of  was  taken,  the  complainant 
was  the  holder  of  a  fixed-term  contract  of  one  year's  duration  expiring  on  31 
December  1954 ; 

(3)  In  February  1953  the  complainant  received  from  the  representative  of 
the  United  States  to  the  defendant  Organisation  a  questionnaire  to  be  completed 
and  returned  in  application  of  "Executive  Order  No.  10,422  of  the  President  of 
the  United  States  dated  9  January  19.53  prescribing  procedures  for  making 
available  to  the  Secretary-General  of  the  United  Nations  certain  information 
concerning  United  States  citizens  employed  or  being  considered  for  employment 
on  the  Secretariat  of  the  United  Nations,"  whose  provisions  apply  to  the  de- 
fendant Organisation  by  virtue  of  Part  III  of  the  Order  in  question ;  the  com- 
plainant did  not  answer  this  questionnaire ; 

(4)  In  February  1954,  the  complainant  received  an  interrogatory  from  the 
International  Organisations  Employees  Loyalty  Board  of  the  United  States  Civil 
Service  Commission  set  up  by  Executive  Order  No.  10,459  of  2  June  1953, 
amending  Executive  Order  No.  10,422  of  9  January  1953,  interrogatory  to  which 
the  complainant  also  did  not  reply ; 

(5)  In  June  1954,  the  complainant  received  an  invitation,  dated  18  June,  to 
appear  on  15  July  before  the  Loyalty  Board  meeting  at  the  United  States 
Embassy  in  Paris ; 


2166       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED   STATES 

(6)  By  letter  dated  13  July  1954,  the  complainant  informed  the  Director 
General  of  the  i-easons  of  conscience  on  which  he  based  his  refusal  to  appear ; 

(7)  By  letter  dated  13  August  1954,  the  Director  General  informed  the  com- 
plainant that  he  would  not  offer  him  a  new  contract  on  the  expiry  of  the 
contract  at  that  time  in  force.     This  letter  stated,  inter  alia : 

"*  *  *  In  the  light  of  what  I  believe  to  be  your  duty  to  the  Organisation,  I 
have  considered  very  carefully  your  reasons  for  not  appearing  before  the  Interna- 
tional Employees  Loyalty  Board  where  you  would  have  had  an  opportunity  of 
dispelling  suspicions  and  disproving  allegations  which  may  exist  regarding  you. 

"It  is  with  a  deep  sense  of  my  responsibilities  that  I  have  come  to  the  conclu- 
sion that  I  cannot  accept  your  conduct  as  being  consistent  with  the  high  standards 
of  integrity  which  are  required  of  those  employed  by  the  Organization. 

"I  have,  therefore,  to  my  regret,  to  inform  you  that  I  shall  not  offer  you  a 
further  appointment  when  your  present  appointment  expires  *  *  *" ; 

(8)  By  a  letter  dated  23  August  1954,  the  complainant  requested  the  Director 
General  to  reconsider  his  decision ; 

(9)  The  Chief  of  the  Bureau  of  Personnel  and  Management  informed  the  com- 
plainant in  a  letter  dated  30  August  1954  of  the  Director  General's  refusal 
to  do  so ; 

(10)  By  a  letter  of  10  September  1954,  the  Director  General  received  com- 
munication of  the  report  of  the  Loyalty  Board  (advisory  determination)  in 
which  it  was  stated  that  "it  has  been  determined  on  all  the  evidence  that  there 
is  a  reasonable  doubt  as  to  the  loyalty  of  Norwood  Peter  Duberg  to  the  Govern- 
ment of  the  United  States"  and  that  "this  determination,  together  with  the  rea- 
sons therefor,  in  as  much  detail  as  security  considerations  permit,  are  submitted 
for  your  use  in  exercising  your  rights  and  duties  with  respect  to  the  integrity 
of  the  personnel  employed  by  the  United  Nations  Educational,  Scientific,  and 
Cultural  Organization" ; 

(11)  The  complainant  was  himself  informed  of  the  conclusions  of  the  Loyalty 
Board  by  letter  of  the  Chairman  of  the  Loyalty  Board  dated  10  September  1954 
and  was  also  informed  of  the  fact  that  the  report  of  the  Loyalty  Board  had 
been  transmitted  to  the  Director  General  of  the  defendant  Organization ; 

(12)  On  23  September  1954  the  complainant  submitted  an  appeal  to  the 
UNESCO  Appeals  Board  asking  that  the  above-mentioned  decision  should  be 
rescinded ; 

(13)  On  2  November  1954  the  Appeals  Board,  by  a  majority  opinion,  expressed 
the  opinion  that  the  decision  should  be  rescinded ; 

(14)  By  a  letter  dated  25  November  1954,  the  Director  General  informed  the 
Chairman  of  the  Appeals  Board  that  he  could  not  act  in  accordance  with  this 
opinion ; 

(15)  Before  the  Appeals  Board  had  taken  its  decision,  the  Director  General 
on  28  September  1954  set  up  a  Special  Advisory  Board  consisting  of  members 
of  the  staff,  whose  task  was  to  "examine  the  cases  of  certain  staff  members  on 
the  basis  of  certain  information  which  has  been  brought  to  the  knowledge  of 
the  Director  General  and  in  the  light  of  the  standards  of  employment  and  conduct 
prescribed  by  the  Constitution  and  Staff  Regulations"; 

(16)  The  complainant  appeared  and  explained  his  position  before  this  Special 
Advisory  Board.  However,  in  a  letter  to  the  Director  General  dated  4  October 
1954,  he  expressed  certain  reservations  to  the  procedure  followed  and  asked  for 
any  measures  affecting  him  which  might  result  from  this  procedure  to  be 
cancelled ; 

(17)  By  a  letter  dated  11  October  1954,  the  Chief  of  the  Bureau  of  Personnel 
and  Management  informed  the  complainant  of  the  rejection  of  this  request ; 

On  competence  : 

Considering  that  the  character  of  a  fixed-term  appointment  is  in  no  way  that 
of  a  probationary  appointment,  that  is  to  say,  of  a  trial  appointment ; 

That  while  it  is  the  case  that  UNESCO  Staff  Rule  104.6,  issued  in  application 
of  the  Staff  Regulations,  stipulates  that  "A  fixed-term  appointment  shall  expire, 
without  notice  or  indemnity,  upon  completion  of  the  fixed  term  *  *  *",  this  next 
only  deals  with  the  duration  of  the  appointment  and  in  no  way  bars  the  Tribunal 
from  being  seized  of  a  complaint  requesting  the  examination  of  the  validity  of 
the  positive  or  negative  decision  taken  i-egarding  the  renewal  of  the  said  appoint- 
ment; 

That  it  is  established  in  the  case  that  the  Director  General,  by  a  general  meas- 
ure of  which  the  whole  staff  was  informed  on  6  July  1954,  "decided  that  all 
professional  staff  members  whose  contracts  expire  between  now  and  30  June 
1955   (inclusive)   and  who  have  achieved  the  required  standards  of  efliciency, 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2167 

competence,  and  integrity,  and  whose  services  are  needed,  will  be  offered  one-year 
renewals  of  their  appointments"  ; 

That  the  complainant,  having  been  made  the  object  of  an  exception  to  this 
general  measure,  holds  that  the  Director  General  could  not  legitimately  thus 
make  an  exception  of  him  on  the  sole  ground  which  he  invoked  against  him  as 
justification  for  the  view  that  he  did  not  possess  the  quality  of  integrity  recog- 
nised in  those  of  his  colleagues  whose  contracts  had  been  renewed  and  in  the 
absence  of  any  contestation  of  his  qualities  of  competence  and  eflaciency ; 

That  the  complainant  requests  that  this  decision  be  rescinded  and,  alterna- 
tively, that  an  indemnity  be  granted ; 

Considering  that  the  question  is  thus  a  dispute  concerning  the  interpretation 
and  application  of  the  Staff  Reg"ulations  and  Rules  of  the  defendant  Organisa- 
tion; 

That  by  virtue  of  Article  II,  paragraph  1,  of  its  Statute,  the  Ti-ibunal  is 
competent  to  hear  the  said  dispute ; 

On  the  substance  : 

A.  Considering  that  the  defendant  Organisation  holds  that  the  renewal  or  the 
nonrenewal  of  a  fixed-term  appointment  depends  entirely  on  the  personal  and 
sovereign  discretion  of  the  Director  General  who  is  not  even  required  to  give 
his  reason  therefor ; 

Considering  that  if  this  were  to  be  so,  any  unmotivated  decision  would  not  be 
subject  to  the  general  legal  review  which  is  vested  in  the  Tribunal,  and  would  be 
liable  to  become  arbitrary  ; 

Considering  that,  in  fact,  it  may  be  conceived  that  this  might  exceptionally 
be  the  case  when,  for  example,  it  is  a  matter  of  assessing  the  technical  suit- 
ability of  the  person  concerned  for  carrying  out  his  duties ; 

Considering,  however,  that  in  this  matter  the  question  does  not  affect  the  issue 
inasmuch  as  the  Director  General  has  not  only  given  the  reason  for  the  decision 
taken  by  him  but  has  also  made  it  public  in  a  communique  issued  to  the  press ; 

That  this  reason  is  based  solely  on  the  refusal  of  the  complainant  to  cooperate 
in  the  measures  of  investigation  provided  in  respect  of  certain  of  its  nationals  by 
the  Government  of  the  State  of  which  he  is  a  citizen,  and  in  particular  on  his 
refusal  to  appear  before  a  commission  invested  by  that  Government  with  the 
power  to  investigate  his  loyalty  to  that  State ; 

That  the  Director  General  declares  that  he  concludes  from  this  that  he  can 
no  longer  retain  his  confidence  in  the  complainant  and  offer  him  a  new  appoint- 
ment, his  attitude  being  incompatible  with  the  high  standards  of  integrity  re- 
quired of  those  who  are  employed  by  the  Organisation  and  being,  furthermore, 
capable  of  harming  the  interests  of  the  Organisation ; 

Considering  in  relation  hereto  that  it  is  necessary  expressly  to  reject  all  un- 
certainty and  confusion  as  to  the  meaning  of  the  expression  "loyalty  towards  a 
State"  which  is  entirely  different  from  the  idea  of  "integrity"  as  embodied  in  the 
Staff  Regulations  and  Rules ;  and  that  tliis  is  evident  and  requires  no  further 
proof ; 

B.  Considering  that  if  the  Director  General  is  granted  authority  not  to  renew 
a  fixed-term  appointment  and  so  to  do  without  notice  or  indemnity,'  this  is  clearly 
subject  to  the  implied  condition  that  this  authority  must  ))e  exercised  only  for 
the  good  of  the  service  and  in  the  interest  of  the  Organisation; 

Considering  that  it  is  in  the  light  of  this  principle  that  the  facts  in  this  case 
should  he  examined ; 

Considering  that  Article  1.4  of  the  Staff  Regulations  of  the  defendant  Organi- 
sation, as  it  stood  at  the  moment  when  the  decision  complained  of  was  taken, 
was  as  follows : 

"Members  of  the  Secretariat  shall  conduct  themselves  at  all  times  in  a  manner 
consonant  with  the  good  repute  and  high  purposes  of  the  Organisation  and  their 
status  as  international  civil  servants.  They  shall  not  engage  in  any  activity 
that  is  incompatible  with  the  proper  discharge  of  their  duties.  They  shall  avoid 
any  action,  and  in  particular  any  kind  of  public  pronouncement,  which  would 
adversely  reflect  upon  their  status.  While  they  are  not  expected  to  give  up 
religious  or  political  convictions  or  national  sentiments,  they  shall  at  all  times 
exercise  the  reserve  and  tact  incumbent  upon  them  by  reason  of  their  interna- 
tional responsibilities." 

Considering  that,  in  thus  clearly  establishing  the  entire  freedom  of  conscience 
recognised  to  international  officials  in  respect  of  both  their  philosophical  convic- 
tions and  their  political  opinions,  the  Regulations  impose  on  them  the  duty  to 
abstain  from  all  acts  capable  of  being  interpreted  as  associating  them  with 
propaganda  or  militant  proselytism  in  any  sense  whatever ; 


2168       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

That  this  abstention  is  rigorously  imposed  on  them  by  the  overriding  interest 
of  the  international  organisation  to  which  they  owe  their  loyalty  and  devotion; 

O.  Considering  that,  when  consulted  by  the  Staff  Association  of  the  defendant 
Organisation  on  the  obligation  incumbent  on  members  of  the  staff  to  reply  to 
questionnaires  issued  by  authorities  of  their  respective  countries,  the  Director 
General  declared  that  the  answer  must  depend  only  on  the  conscience  of  the 
individual,  except  that  he  should  not  lie  and  should  have  regard  to  the  conse- 
quences which  the  refusal  to  reply  might  have  for  him ; 

Considering,  however,  that  in  respect  of  the  invitation  to  appear  before  the 
Loyalty  Board,  it  is  established  that  the  complainant  approached  the  Director 
General  only  at  a  late  date,  so  that  the  latter  would  not  have  been  able  to  give 
him  advice  in  sufficient  time ; 

Considering  that  it  is  desirable  to  determine  whether  the  attitude  adopted  by 
the  complainant  in  this  respect  may  be  considered  as  justifying  the  loss  of  confi- 
dence alleged  by  the  Director  General ; 

D.  Considering  that  it  is  undoubtedly  true  that  if  the  Director  General  has 
been  informed  that  a  member  of  his  staff  has  acted  in  a  manner  prohibited  by 
Article  1.4  of  the  Staff  Regulations,  the  Director  General  has  a  duty  to  check 
the  accuracy  of  such  information  either  himself  or  through  persons  appointed 
by  him  from  within  his  Organisation,  in  order  that  he  may  take  decisions  or 
even  sanctions,  if  necessary,  in  the  full  knowledge  of  the  facts  ; 

That  in  this  light  the  enquiry  procedure  within  the  Secretariat  to  which  the 
Director  General  resorted  in  the  present  case  in  full  exercise  of  his  authority 
can  in  no  sense  be  subject  to  (Criticism ;  that  it  is  in  accordance  with  the  under- 
taking made  with  the  State  Member  concerned  under  arrangements  approved 
by  the  Executive  Board  and  General  Conference  of  the  defendant  Organisation; 
that  this  was  solely  an  undertaking  that  any  information  which  the  Government 
of  the  State  concerned  might  desire  to  submit  to  the  Director  General  would 
"be  studied  with  care"  and  that  he  would  "certainly  give  every  consideration 
to  it,  in  the  light  of  the  Constitution  of  UNESCO  and  all  other  relevant  provi- 
sions and  policies  which  may  have  been  or  may  be  laid  down  by  the  appropriate 
organs  of  UNESCO" ; 

That  the  objection  raised  in  this  regard  liy  the  complainant  is  totally 
unfounded ; 

E.  Considering  that  it  is  quite  different  when  the  ground  for  complaint  of  the 
Director  General  is  based  solely  on  the  refusal  of  the  official  to  participate  in 
measures  of  verbal  or  written  enquiry  to  which  liis  national  government  con- 
siders it  necessary  to  subject  him ; 

That  the  Director  General  of  an  international  orizanisation  cannot  associate 
himself  with  the  execution  of  the  policy  of  the  government  authorities  of  any 
State  Member  without  disregarding  the  obligations  imposed  on  all  intei-nntional 
officials  without  distinction  and,  in  consequence,  without  misusing  the  authority 
which  has  been  conferred  on  him  solely  for  tlie  purpose  of  directing  that  organi- 
sation towards  the  achievement  of  its  own,  exclusively  international,  objectives ; 

That  this  duty  of  the  Director  General  is  governed  by  Article  VI,  paragraph  5, 
of  the  Constitution  of  the  defendant  Organisation,  in  the  following  terms: 

"The  responsibilities  of  the  Director  General  and  of  the  staff  shall  be  exclu- 
sively international  in  character.  In  the  discharge  of  their  duties  they  shall 
not  seek  or  receive  instructions  from  any  Government  or  from  any  authority 
external  to  the  organization.  They  shall  refrain  from  any  action  which  might 
prejudice  their  position  as  international  officials.  Each  State  IMember  of  the 
Organization  undertakes  to  respect  the  international  character  of  the  responsi- 
bilities of  the  Director  General  and  the  staff,  and  not  to  seek  to  influence  them 
in  the  discharge  of  their  duties." 

Considering  that  the  fact  that  in  this  case  the  matter  involved  is  an  accusa- 
tion of  disloyalty  brought  by  a  Government  which  enjoys  in  all  respects  the 
highest  prestige,  must  be  without  any  influence  upon  the  consideration  of  the 
facts  in  the  case  and  the  determination  of  the  principles  whose  respect  the 
Tribunal  must  ensure; 

That  it  will  suffice  to  realise  that  if  any  one  of  the  seventy-two  States  and 
Governments  involved  in  the  defendant  Organisation  brought  against  an  official, 
one  of  its  citizens,  an  accusation  of  disloyalty  and  claimed  to  subject  him  to  an 
enquiry  in  similar  or  analogous  conditions,  the  attitude  adopted  by  the  Director 
General  would  constitute  a  precedent  obliging  him  to  lend  his  assistance  to  such 
enquiry  and,  moreover,  to  invoke  the  same  disciplinary  or  statutory  consequences, 
the  same  withdrawal  of  confidence,  on  the  basis  of  any  opposal  by  the  person 
concerned  to  the  action  of  his  national  Government ; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2169 

That  if  this  were  to  be  the  ease  there  would  result  for  all  international  ofla- 
cials,  in  matters  touching  on  conscience,  a  state  of  uncertainty  aiid  insecurity 
prejudicial  to  the  performance  of  their  duties  and  liable  to  provoke  distvirbances 
in  the  international  administration  such  as  cannot  he  imagined  to  have  been  the 
intention  of  those  who  drew  up  the  Constitution  of  the  defendant  Organization ; 

Considering  therefor  that  the  only  groiind  for  complaint  adduced  by  the  Di- 
rector General  to  justify  the  application  to  the  complainant  of  an  exception  to 
the  general  rule  of  renewal  of  appointments,  that  is  to  say  his  opposal  to  the 
investigations  of  his  own  Government,  is  entirely  unjustified ; 

Considering  that  it  is  in  vain  that  it  is  alleged  that  the  terms  of  renewal  set 
forth  in  the  Director  General's  circular  of  6  July  19.j4.  after  enumeration  of  the 
standards  required,  provide  that  the  services  of  the  person  concerned  nmst  be 
needed ;  that  this  expression  cannot  mean  that  the  person  concerned  must  be 
irreplaceable,  in  that  no  successor  can  be  found ;  that  it  means  only  that  the 
requirements  of  the  service  to  which  the  person  concerned  is  assigned  must  be 
permanent  and  that  the  said  person  must  give  full  satisfaction  thei'ein  and  other- 
wise in  all  manner  in  the  performance  of  his  duties ;  that  on  this  last  point 
the  appreciations  contained  in  the  annual  reports  of  the  complainant  are  entirely 
laudatory ; 

Considering  that  it  results  therefrom  that  the  decision  taken  must  be  re- 
scinded ;  but  that  nevertheless  the  Tribunal  does  not  have  the  power  to  order 
the  renewal  of  a  fixed-term  appointment,  which  requires  a  positive  act  of  the 
Director  General  over  whom  the  Tribunal  has  no  hierarchial  authority ; 

That  in  the  absence  of  such  a  power  and  unless  the  Director  General  should 
consider  himself  in  a  position  to  reconsider  his  decision  in  this  manner,  the  Tri- 
bunal is  none  the  less  competent  to  order  equitable  reparation  of  the  damage 
suffered  by  the  complainant  by  reason  of  the  discriminatory  treatment  of  which 
he  was  the  object ; 

F.  Considering  that  it  results  from  the  documents  produced  by  the  parties 
during  the  hearing  that  the  enquiry  made  by  order  of  the  Director  General 
himself  within  the  defendant  Oi'ganisation,  the  legitimate  and  regular  charac- 
ter of  which  has  been  shown  above,  did  not  bring  any  evidence  to  show  that 
the  complainant  failed  in  his  duties,  as  defined  in  Article  1.4  of  the  Regulations, 
during  the  period  that  he  was  an  ofhcial  of  the  defendant  Organisation ; 

That  this  Special  Board  considered  that  it  could  And  no  evidence  either  in  the 
reports  of  the  Loyalty  Board  or  as  a  result  of  its  own  inquiries  that  the  com- 
plainant, during  his  employment  in  the  Secretariat  of  the  defendant  Organisa- 
tion, had  engaged  in  or  was  engaging  in  activities  that  could  be  shown  to 
constitute  misconduct  under  the  terms  of  the  Staff  Regulations  and  Rules ; 

Considering  that  it  is  irrelevant  to  seek  whether  or  not  the  complainant  was 
engaged  in  militant  political  activities  before  being  appointed  to  the  interna- 
tional service  and  at  a  tme  when  he  was  not  bound  by  the  obligations  involved 
in  joining  this  service,  unless  it  has  been  proved  that  he  had  been  guilty  of 
dishonourable  or  criminal  acts  (actes  deshonorauts  ou  criminels)  ; 

That  any  accusation  of  this  nature  could  only  be  admitted  if  drawn  iip  both  in 
due  form  and  with  all  the  precision  required  to  ensure  respect  for  the  right 
of  the  accused  person  to  defend  himself ; 

That  it  is  not  so  in  this  case ; 

Considering  that  it  has  been  shown  above  that  the  attitude  of  the  complain- 
ant towards  the  Loyalty  Board  in  no  way  justifies  the  existence  of  serious 
doubts  as  to  his  integrity,  judgment  and  loyalty  towards  the  defendant  Organ- 
isation ; 

That  it  does  not  therefore  appear  that  the  complainant  placed  his  own  inter- 
ests above  the  true  interest  of  the  Organisation,  which  interest  consists  above  all 
in  safeguarding  erga  omnes  its  independence  and  impartiality ; 

On  PRE.JunicE : 

Considering  that  an  ofRcial  who  combines  all  the  necessary  qualities  has  a 
legitimate  expectancy  of  being  offered  a  new  appointment  in  the  position  which 
he  occupied,  and  that  this  expectancy  was  fulfilled  for  all  the  persons  con- 
cerned, with  the  exception  of  a  certain  number,  of  whom  the  complainant; 

That  not  only  is  such  an  almost  absolute  quod  plerumque  fit  but  also  that  in 
thus  acting  the  Administration  of  the  defendant  Organisation  has  as  its  objec- 
tive to  create  a  permanent  body  of  officials  experienced  in  their  duties,  who  are 
destined  to  follow  a  career  in  the  Organisation  concerned; 

That  the  decision  not  to  renew  the  appointment  is  one  which  should  not  only 
he  rescinded  in  the  present  case,  but  also  constitutes  a  wrongful  exercise  of  pow- 
ers and  an  abuse  of  rights  which  consequently  involves  the  obligation  to  make 
7272:^—57— pt.  .^S 5 


2170       SCOPE    OF    SOVIET   ACTIVITY    EST   THE    UNITED   STATES 

good  the  prejudice  resulting  tlieref rom ;  that  this  prejudice  was  aggravated  by 
the  publicity  given  to  the  withdrawal  of  confidence  as  being  due  to  lack  of  in- 
tegrity, this  ground  having  been  given  in  a  press  communique  issued  by  the  de- 
fendant Organisation,  without  it  being  possible  seriously  to  maintain  the  view 
that  there  could  have  existed  the  slightest  doubt  as  to  the  identity  of  the  per- 
sons to  which  the  said  communique  referred ; 

Considering  that  it  is  to  no  purpose  that  they  have  been  reproached  with  hav- 
ing communicated  the  measures  of  which  they  were  the  object  to  the  Staff 
Association  recognised  by  the  defendant  Organisation,  as  the  upshot  of  a  pro- 
cedure to  which  the  said  Association  was  a  party  with  the  knowledge  and  con- 
sent of  the  Director-General  himself ; 

That  redress  will  be  ensured  ex  aequo  et  bono  by  the  granting  to  the  com- 
plainant of  the  sum  set  forth  below ; 

Considering  that,  on  the  one  hand,  there  should  be  granted  to  the  complain- 
ant the  amount  of  the  salary  which  he  would  have  received  had  he  not  been 
subject  to  the  measure  of  exception  of  which  he  complains,  that  is  to  say  one 
year's  basic  salary ; 

That,  on  the  other  hand,  there  should  be  granted  to  him  a  second  year's  basic 
salary  in  order  to  compensate  for  the  moral  prejudice  and  in  particular  the 
difficulties  which  he  will  encounter  in  seeking  new  means  of  subsistence; 

That,  in  this  calculation,  there  should  be  added  to  the  salary  the  statutory 
amount  of  children's  allowance ; 

On  the  grounds  as  afokesaid 

The  tribunal, 

Rejecting  any  wider  or  contrary  conclusions, 

Declares  the  complaint  to  be  receivable  as  to  form  ; 

Declares  that  it  is  competent ; 

Orders  the  decision  taken  to  be  rescined  and  declares  in  law  that  it  con- 
stitutes an  abuse  of  rights  causing  prejudice  to  the  complainant; 

In  consequence,  should  the  defendant  not  reconsider  the  decision  taken  and 
renew  the  complainant's  appointment,  ordeis  the  said  defendant  to  pay  to  the 
complainant  the  sum  of  $15,500,  plus  children's  allowances  for  two  years,  the 
whole  together  with  interest  at  4  per  centum  from  1  January  1955; 

Orders  the  defendant  Organization  to  pay  to  the  complainant  the  sum  of 
$300  by  way  of  participation  in  the  costs  of  his  defense : 

Pronouncing  on  the  application  to  intervene  made  by  M.  Henquet; 

Considering  that  such  intervention  is  receivable  in  so  far  as  it  is  made  by 
H.  Henquet  in  his  own  name; 

That  in  this  instance  the  fact  that  the  intervener  holds  an  indeterminate 
appointment  and  not  a  fixed-term  appointment  does  not  prevent  the  present  dis- 
pute from  bearing  on  principles  applicable  to  the  legal  position  of  the  whole 
staff; 

Considering  that  the  intervention  is  founded,  insofar  as  recognized  by  the 
resent  judgment,  orders  the  defendant  Organisation  to  benr  the  expenses  for 
which  justification  is  provided  by  the  intervener  up  to  a  maximum  of  $40. 

In  witness  of  which  judgment,  pi'onounced  in  public  sitting  on  26  April  1955 
by  His  Excellency  H.  Albert  Deveze.  President,  Professor  Georges  Scelle,  Vice 
President,  and  Jonkheer  van  Rijckevorsel,  Judu'e,  the  aforementioned  have 
hereunto  subscribed  their  signatures,  as  well  as  myself,  Wolf,  Registrar  of  the 
Tribunal. 

Albert  Deveze. 
Geok(;fs  Scki  t.e. 
A.  van  Rajckevoksel. 
Francis  Wolf. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2171 

Exhibit  No.  378-B 

[Unofficial  translation] 

INTERNATIONAL  LABOUR  ORGANISATION 

Administrative  Tiubunai, 
Judgment  No.  22 

FIFTH   OEDINAKT   SESSION     (PAET  U)    GENEVA,   OCTOBEE   19'.5 

Sitting  Of  29  October  1955 

In  the  Mattek  of  Miss  Ruth  Froma  Against  United  Nations  Educational, 
Scientific,  and  Cultural  Organization 

The  Administrative  Tribunal  of  tlie  International  Labour  Organisation. 

Having  had  referred  to  it  a  complaint  submitted  against  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organization  on  14  September  1955  by  Miss 
Ruth  Froma,  a  former  official  of  that  Organization,  asking  that  the  Tribunal 
be  pleased  to  rescind  the  decision  taken  on  20  June  1955  terminating  the  com- 
plainant's appointment  and,  in  default  of  reinstatement,  to  enjoin  the  defendant 
Organization  to  pay  to  the  complainant  by  way  of  damages  a  sum  equivalent  to 
three  years  salary  together  with  an  indemnity  of  $10,000 ; 

Considering  the  memorandum  of  reply  to  the  said  complaint  submitted  by  the 
defendant  Organization  on  6  October  1955 ; 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name,  in  his 
status  as  an  official  of  the  defendant  Organization,  holder  of  an  indeterminate 
appointment,  on  3  October  1955  by  M.  Pierre  Henquet,  Chairman  of  the  StafE 
Association ; 

Having  heard,  on  oath,  in  public  sitting  on  20  October  1955  Edward  Joseph 
Phelan,  witness  cited  by  the  complainant,  whose  deposition,  certified  true,  is  in 
the  dossier ; 

Considering  the  pleadings  exchanged  by  the  representatives  of  the  parties 
during  the  hearing ; 

Considering  that  the  complaint  is  receivable  in  form  ; 

Considering  that  the  facts  of  the  case  are  the  following : 

(1)  The  complainant  took  up  her  duties  with  the  defendant  Organization  on  2 
September  1949 ; 

(2)  At  the  time  when  the  decision  complained  of  was  taken  the  complainant 
was  the  holder  of  an  indeterminate  appointment,  subject  to  a  five-year  review 
on  1  October  1957  ; 

(3)  In  February  1953  the  complainant  received  a  questionnaire  to  be  com- 
pleted and  returned  in  application  of  "Executive  Order  No.  10422  of  the  President 
of  the  United  States  dated  9  January  1953  prescribing  procedures  for  making 
available  to  the  Secretary  General  of  the  United  Nations  certain  information 
concerning  United  States  citizens  employed  or  being  considered  for  employment 
on  the  Secretariat  of  the  United  Nations"  whose  provisions  apply  to  the  defendant 
Organization  by  virtue  of  Part  III  of  the  Order  in  question ;  the  complainant 
completed  this  questionnaire; 

(4)  In  March  1954  the  complainant  received  an  interrogatory  from  the  Inter- 
national Organizations  Employees  Loyalty  Board  of  the  United  States  Civil 
Service  Commission  set  up  by  Executive  Order  No.  10459  of  2  June  1953  amend- 
ing Executive  Order  No.  10422  of  9  January  1953,  interrogatory  to  which  the 
complainant  did  not  however  reply  ; 

(5)  In  July  1954,  the  complainant  received  an  invitation  to  appear  as  from 
15  July  1954  before  the  Loyalty  Board,  meeting  at  the  United  States  Embassy 
in  Paris ; 

(6)  By  letter  dated  12  July  1954  the  complainant  informed  the  Director 
General  of  the  reasons  of  conscience  on  which  she  based  her  refusal  to  appear ; 

(7)  Subsequently  the  Director  Genei*al  received  communication  of  the  reporc 
of  the  Loyalty  Board  (advisory  determination)  dated  26  August  1954  in  which  it 
was  stated  that : 

"*  *  *  the  Board  concludes  that  on  all  the  evidence  there  is  a  reasonable  doubt 
as  to  the  loyalty  of  Ruth  Froma  to  the  Government  of  the  United  States"  ; 

(S)  The  complainant  was  herself  informed  of  the  conclusions  of  the  Loyalty 
Board  by  letter  of  the  Chairman  of  the  Loyalty  Board  dated  10  Sefitember  19.54, 
and  was  also  informed  of  the  fact  that  the  report  of  the  Loyalty  Board  had  been 
transmitted  to  the  Director  General  of  the  defendant  Organization  ; 


2172       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED   STATES 

(9)  On  28  September  1954  the  Director  General  set  up  a  Special  Advisory 
Board  consisting  of  members  of  the  staff  whose  task  was  to  "examine  the  cases 
of  certain  staff  itionibers  on  the  basis  of  certain  information  which  has  been 
brought  to  the  knowledge  of  the  Director  General  and  in  the  light  of  the  stand- 
ards of  employment  and  conduct  prescribed  by  the  Constitution  and  Staff  Reg- 
ulations" ;  the  complainant  appeared  and  explained  her  position  before  this 
Special  Advisory  Board ; 

(10)  The  complainant  was  informed  by  a  note  dated  10  December  1954  that 
she  was  suspended  from  her  functions  with  pay  until  further  notice  in  applica- 
tion of  Rule  109.11  of  the  Staff  Rules ; 

(11)  By  a  note  dated  IG  December  1954  the  complainant  requested  the  Director 
General  to  reconsider  his  decision  ; 

(12)  The  Director  General  declined  to  reconsider  his  decision  and  the  com- 
plainant submitted  an  appeal  to  the  UNESCO  Appeals  Board  on  10  February 
1955,  asking  that  the  decision  to  suspend  her  be  rescinded : 

(13)  On  27  June  1955  the  Appeals  Board  unanimously  expressed  the  opinion 
that  the  decision  of  the  Director  General  dated  10  December  1954  by  which  the 
complainant  had  been  suspended  from  her  functions  with  pay  should  be 
rescinded ; 

(14)  Before  the  Appeals  Board  had  taken  its  decision  the  Special  Advisory 
Board,  referred  to  in  paragraph  9.1.1  of  the  Staff  Regulations  and  appointed  by 
the  Director  General  in  accordance  with  Rule  109.10  of  the  Staff  Rules,  heard 
the  complainant  in  March  1955 ; 

(15)  By  letter  dated  20  June  1955  the  Director  General  informed  the  com- 
plainant that  her  appointment  was  terminated  on  the  same  date.  This  letter 
stated  inter  alia: 

"The  Special  Advisory  Board  which  I  appointed  in  accordance  with  Staff  Reg- 
ulation 9.1.1  has  submitted  its  report  to  me  on  the  matter  c<mcerning  you. 

"I  have  studied  this  report  very  carefully. 

"I  regret  to  inform  you  that  I  have  come  to  the  conclusion  that  your  conduct 
indicated  that  you  do  not  meet  the  highest  standards  required  by  Article  VI 
of  the  Constitutiou  and  by  Chapter  I  of  the  Staff  Regulations. 

"I  have  come  to  this  conclusion  because  of  the  attitude  you  have  adopted  to 
the  investigation  undertaken  by  the  United  States  Government  under  E.vecutive 
Order  10422,  as  amended  by  Executive  Order  10459,  which  found  its  principal 
expression  in  your  refusal  to  respond  to  the  invitation  to  appear,  in  July  1954, 
before  the  International  Organizations  Employees  Loyalty  Board  of  the  United 
States  Civil  Service  Commission,  and  because,  at  no  time  up  to  this  date,  have 
you  taken  any  steps  or  shown  any  desire  to  repair,  or  at  least  to  mitigate,  the 
harm  done  to  the  Organization  by  your  refusal  to  appear  before  the  Board. 

"You  could  not  have  failed  to  realize  that  the  attitude  you  have  adopted 
gravely  prejudiced  the  interests  of  the  Organization. 

"I  have  indicated,  and  in  particular,  at  the  Eighth  Session  of  the  General 
Conference,  the  seriousness  of  the  consequences  of  such  an  attitude. 

"In  adopting  and  maintaining  such  an  attitude,  you  have  shown  that  you  are 
not  willing  to  regulate  your  conduct  with  the  interests  of  the  Organization 
only  in  view. 

"I  am  therefore  obliged  to  terminate  your  appointment  with  effect  from  the 
cud  of  the  day,  20  June  1955,  under  the  provisions  of  Staff  Regulation  9.1.1. 

"In  accordance  with  the  terms  of  your  indeterminate  appointment  you  will 
receive  an  indemnity  equivalent  to  [tivel  months  pensionalile  remuneration. 

"You  will  be  paid  salary  and  allowances  in  lieu  of  three  months'  notice. 

"You  will  also  receive  any  other  payments  to  which  you  are  entitled  upon 
separation." ; 

(16)  By  letter  dated  24  June  1955  the  complainant  requested  the  Director 
General  to  reconsider  his  decision  to  terminate  her  appointment ; 

(17)  By  letter  dated  27  June  1955  the  Director  General  informed  the  com- 
plainant that  he  adhered  to  his  decision  ; 

(IS)  In  agreement  with  the  Director  General  of  the  defendant  Organization, 
the  complainant  renounced  her  right  of  appeal  to  the  Appeals  Board  and  decided 
to  resort  directly  to  the  Administrative  Tribunal  as  permitted  in  Article  6  of 
the  Statute  of  the  Appeals  Board,  the  decision  taken  being  considered  as  final 
and  the  complainant  being  considered  as  having  exhausted  all  other  means 
of  resisting  it ; 

On  thk  substance  : 

A.  Considering  that  the  decision  of  20  June  1955  terminating  the  appointment 
of  the  complainant  was  taken  in  application  of  Regulation  9.1.1  of  the  StafE 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2173 

Regulations,  as  adopted  by  the  UNESCO  General  Conference  in  Montevideo  on 
8  December  1954,  this  Regulation  being  in  the  following  terms: 

"The  Director  General  may  also,  giving  his  reasons  therefor,  terminate  the 
appointment  of  a  staff  member : 

"(ff)  If  the  conduct  of  the  staff  member  indicates  that  the  staff  member 
does  not  meet  the  highest  standards  required  by  Article  VI  of  the  Constitu- 
tion and  by  Chapter  I  of  the  Staff  RegTilations ; 

"  ( 6)   If  facts  anterior  to  the  appointment  of  the  staff  member  and  relevant 
to  his  suitability  or  which  reflect  on  his  present  integrity  come  to  light, 
which,  if  they  had  been  known  at  the  time  of  his  appointment  should,  under 
the  standards  established  in  the  Constitution,  have  precluded  his  appoint- 
ment. 
"No  termination  under  the  provisions  of  this  RegTilation  shall  take  effect  until 
the  matter  has  been  considered  and  reported  on  by  a  special  advisory  board 
appointed  for  that  purpose  by  the  Director  General" ; 

Considering  that  where  the  Director  General  acts  within  the  provisions  of 
Regulation  9.1.1  he  has  only  the  statutory  powers  conferred  on  him  by  the 
General  Conference ;  that  in  a  particular  case  the  Tribunal's  appreciation  and 
review  of  the  exercise  of  this  power  consists  in  examining  whether  in  fact  the 
circumstances  of  the  case  are  such  as  to  justify  the  application  thereof ;  that  if 
this  were  not  to  be  the  case  the  application  of  this  power  would  be  at  the  Director 
General's  sole  pleasure ; 

Considering  that  Regulation  9.1.1  expressly  provides  that  reasons  must  be 
given  for  taking  the  measures  set  forth  therein  and  that  the  matter  be  first 
reported  on  by  a  Special  Advisory  Board  appointed  for  that  purpose  by  the 
Director  General ; 

B.  Considering  that  in  this  case  the  decision  is  expressly  motivated  by  the 
attitude  taken  by  the  complainant  with  respect  to  the  measures  of  investigation 
provided  by  the  Government  of  the  United  States  in  application  of  Executive 
Orders  No.  10422  and  10459,  this  attitude  consisting  principally  in  the  refusal 
of  the  complainant  to  accede  to  the  invitation  to  appear  before  the  Loyalty  Board 
in  July  1954,  and  by  the  fact  that  after  that  date  the  complainant  took  no  steps 
nor  showed  any  wish  to  repair  or  mitigate  the  harm  which  was  deemed  to  have 
been  suffered  by  the  Organization  as  a  result  of  her  refusal  to  appear,  when  she 
could  not  ignore  the  gravity  of  such  harm ; 

Considering  that  the  submissions  of  the  defendant  oblige  the  Tribunal,  in 
order  to  carry  out  its  functions  under  the  provisions  of  Article  II  of  its  Statute, 
to  seek  in  what  manner  and  to  what  extent  the  interests  of  the  Organization 
may  have  been  prejudiced ; 

Considering  that  the  difficulties  having  arisen  within  the  defendant  Organiza- 
tion are  that  one  Member  State,  in  default  of  obtaining  the  removal  of  those  of 
its  citizens  being  officials  finding  themselves  in  a  situation  similar  to  that  of  the 
complainant,  appeared  to  be  considering  withdrawing  its  participation  and  sup- 
port from  the  Organization ;  that  in  particular  an  express  statement  in  this  sense 
was  made  before  the  Subcommittee  on  Appropriations  of  the  House  of  Repre- 
sentatives of  this  State  by  one  of  the  members  of  the  delegation  of  the  said  State 
at  the  Montevideo  Conference ; 

That  it  is  significant  that  the  Director  General,  on  10  December  1954,  that  is 
to  say  on  the  date  following  that  on  which  the  Staff  Regulations  conferred  upon 
him  the  new  power,  invoked  such  power  against  the  three  parties  concerned,  in 
order  to  suspend  them  from  their  duties  and  to  take  those  procedural  measures 
against  them  arising  out  of  which  the  decisions  to  terminate  them,  now  before 
the  Tribunal,  were  taken  ; 

That  besides  there  is  no  indication  that  there  was  any  other  reason  for  con- 
sidering that  the  interests  of  the  Organization  were  imperilled ; 

That  the  safeguarding  erga  omnes  of  the  independence  and  impartiality  of  the 
Organization  is  also  vital  and  must  not  be  lost  sight  of ; 

C.  Considering  that  the  complainant  could,  in  conscience,  be  persuaded  that 
she  was  within  her  rights,  that  besides  it  has  never  been  alleged  that  the  com- 
plainant had  been  the  object  of  legal  proceedings  in  her  own  country  by  reason 
of  the  attitude  complained  against,  since  a  purely  administrative  pi'ocedure  was 
involved ;  that  exception  could  not  be  taken  against  her,  for  having  failed  in  her 
employment  to  determine  precisely  the  gravity  and  imminence  of  the  danger 
which  may  have  imperiled  certain  interests  of  the  Organization; 

Considering  that  no  exception  can  be  taken  against  her  on  such  grounds  nor 
could  she  be  reproached  with  having  abstained  from  taking  steps  for  which  no 
particulars  were  given  and  in  addition  never  requested  of  her,  in  order  to  repair 
or  mitigate  the  difficulties  to  which  the  Organization  was  subject; 

72723— 5.7— pt.  38 6 


2174       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Considering  that  the  Director  General  adduces  however  from  the  complainant's 
attitude  and  from  the  maintenance  of  this  attitude  that  the  complainant  showed 
that  she  did  not  wish  to  regulate  her  conduct  with  the  interests  of  the  Organiza- 
tion only  in  view; 

That  in  consequence  on  20  June  1955  the  Director  General  terminated  the 
complainant's  appointment  with  immedate  effect  (at  the  same  time  according  to 
her  those  idemnities  to  which  she  was  entitled  under  Regulation  9.3  of  the 
Staff  Regulations  and  Rule  104.7  e)  of  the  Staff  Rules),  after  having  consulted 
the  Special  Advisory  Board  set  up  in  Regulation  9.1.1  of  the  Staff  Regulations 
and  after  carefully  studying,  as  he  states,  the  report  of  this  Board ; 

D.  Considering  that  it  must  be  observed  that  the  decision  taken  is  based  solely 
on  paragraph  (a)  of  Regulation  9.1.1  of  the  Staff  Regulations  which  gives  to  the 
Director  General  the  power  to  terminate  an  official's  appointment  "if  the  con- 
duct of  the  staff"  member  indicates  that  the  staff  member  does  not  meet  the  highest 
standards  required  by  Article  VI  of  the  Constitution  and  by  Chapter  I  of  the 
Staff  Regulations" ; 

That,  on  the  basis  of  this  wording,  the  clear  distineition  between  the  notions 
respectively  of  integrity  and  loyalty  is  henceforward  not  in  issue;  that  the 
grounds  adduced  are  based  on  the  duty  of  officials  "to  conduct  themselves  at 
all  times  in  a  manner  befitting  their  status  as  international  civil  servants",  "to 
bear  in  mind  the  reserve  and  tact  incumbent  upon  them  by  reason  of  their  inter- 
national status,"  and  at  no  time  to  lose  sight  of  the  interests  of  the  international 
organization  for  which  they  serve  ; 

Considering  that  paragraph  (b)  of  Regulation  9.1.1  deals  only  with  facts 
anterior  to  appointment  or  facts  which,  if  they  had  been  known  at  the  time 
of  the  appointment  should  have  precluded  the  appointment,  such  facts  not  having 
been  demonstrated  and  not  being  in  issue  in  this  case, 

E.  Considering  besides  that  there  is  no  other  motive  in  the  case  which  can  be 
invoked  in  justification  of  termination  ; 

That  the  Special  Advisory  Board  which  had  been  voluntarily  set  up  by  the 
Director  General  within  the  defendant  Organization,  as  early  as  September  1954, 
expressly  stated  that  it  could  find  no  evidence  either  in  the  reports  of  the  Loyalty 
Board  or  as  a  result  of  its  own  enquiries  that  the  complainant,  during  her  em- 
ployment in  the  Secretariat  of  the  defendant  Organization,  had  engaged  in  or  was 
engaging  in  activities  that  could  be  shown  to  constitute  misconduct  under  the 
terms  of  the  Staff  Regulations  and  Rules  ; 

That  it  results  from  the  complainant's  performance  reports  that  she  has 
never  been  the  subject  of  any  reproach ;  that  on  the  contrary  the  appreciations 
contained  therein  were  entirely  laudatory  as  regards  her  work  and  performance 
and  that  she  was  promoted  ; 

That  the  Director  General  was  therefore  entirely  correct  in  not  invoking 
against  her  any  misconduct,  breach  of  professional  duty  or  unsatisfactory  service ; 
that  on  the  contrary  the  representative  of  the  defendant  Organization  has 
pointed  out  on  several  occasions  that  termination  for  disciplinary  reasons  was 
not  in  issue  and  that  the  sole  issue  was  the  termination  of  an  appointment,  with 
payment  of  indemnities,  under  the  new  Regulations  on  which  the  Director 
General  relies ; 

F.  Considering  that  the  defendant  Organization  objects  to  the  production  of 
the  report  of  the  Special  Advisory  Board  which  was  set  up  in  1955  on  the  basis 
of  the  amended  Regulations  adopted  by  the  General  Conference ; 

That  this  objection  is  motivated  by  a  text  inserted  by  the  Director  General 
himself  in  the  rules  which  he  drew  up  in  order  to  give  effect  to  the  new  pro- 
visions of  the  Staff  Regulations  by  virtue  of  the  powers  conferred  on  him  under 
the  said  Regulations;  that  this  text  stipulates  (Staff  Rule  109.10)  that  the 
proceedings  and  records  of  the  Board  shall  be  secret  and  confidential ; 

That  if  this  provision  made  by  the  Director  General  in  application  of  the  regu- 
lations adopted  by  the  General  Conference  were  to  be  considered  as  lawful,  it 
would  have  as  its  effect  to  remove  from  the  Special  Advisory  Board  its  principal 
object;  that  in  reporting  to  the  Administrative  Commission  of  the  General 
Conference  (document  8C/ ADM/14,  paragraph  11),  the  author  of  the  text 
declared  himself  on  the  subject  of  this  Advisory  Board  as  follows:  "This  is 
one  way  in  which  it  is  considered  that  staff"  members  may  be  protected  from  the 
possibility  of  arbitrary  decisions"  ;  that  where  the  opinion  given  is  confidential  to 
the  Director  General  alone,  such  additional  guarantee  promised  against  arbitrary 
decisions  is  unavailing ; 

That  where  the  competent  jurisdiction  for  reviewing  the  decision  of  the 
Director  General  is  not  able,  any  more  than  the  complainant,  to  have  cognizance 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2175 

of  the  opinion  of  the  Special  Advisory  Board,  and  where,  besides,  the  Director- 
General  is  entirely  free  not  to  take  account  of  such  opinion  and  is  thereby  not 
subject  to  any  outside  review,  it  would  have  sufficed  to  permit  the  Director 
General  to  be  counseled  accordingly  thereon  by  such  adviser  as  he  thought  fit ; 
that  this  cannot  be  imagined  to  have  been  the  impression  which  led  to  the  vote 
in  the  General  Conference,  the  Conference  being  manifestly  desirous  to  effectively 
protect  staff  members  whose  appointments  would  be  terminated  under  Staff  Reg- 
ulation 9.1.1,  from  arbitrary  decisions ; 

Considering  that  the  deposition  made  under  oath  by  Mr.  Phelan,  Chairman  of 
the  said  Board,  cited  as  a  witness,  shows  that  the  members  of  the  Board  did  not, 
in  accepting  to  serve,  impose  a  condition  of  secrecy ;  that  they  questioned  the 
Director  General  on  his  intentions  in  this  regard,  which  was  proper,  but  did 
not  have  as  a  legal  result  to  deprive  the  Director  General  from  disposing  of  the 
report  as  he  thought  fit ; 

That  the  objection  to  the  production  of  the  report  of  the  Board  which  was 
available  to  the  Director  General  removes  an  element  from  the  appreciation 
of  the  Tribunal  competent  to  pronounce  on  the  regularity  of  the  decision  taken ; 
that  the  regulations  having  been  observed  in  the  letter  the  Tribunal  may  not 
order  thereon,  but  that  in  any  event  it  was  unable  in  its  consultations  to  take 
into  account  this  unknown  element ; 

G.  Considering  that  the  complainant  submits  that  the  provisions  of  the  new 
Regulations  adopted  in  December  19.54  are  not  applicable  in  her  case  since  the 
facts  set  up  against  her  took  place  prior  to  such  adoption ; 

That  this  submission  is  unfounded,  the  Director  General  having  been  accorded 
the  power  to  review  the  conduct  of  a  staff  member,  the  appointment  of  whom  is 
to  be  terminated,  solely  with  regard  to  the  high  standards  required  of  an  inter- 
national official,  and  that  he  is  free  in  this  respect  to  take  into  account  those 
elements  on  which  he  considers  his  decision  may  be  based ; 

That  without  doubt,  the  granting  of  such  a  power  opens  the  door  to  a  great 
extent  to  arbitrary  decisions ;  that  it  fully  justifies  the  preoccupations  of  those 
desirous  of  providing  at  the  same  time  sure  and  effective  guarantees ;  that  the 
Administrative  Tribunal  must  watch  over  the  jurisdictional  review  which  it 
exercises ;  but  that  the  texts  exclude  the  submission  based  on  their  retroactive 
application ; 

H.  Considering  that  where  the  Director  General  has  the  power  to  terminate 
an  indeterminate  appointment,  this  is  clearly  subject  to  the  implied  condition 
that  this  authority  must  be  exercised  only  for  the  good  of  the  service  and  in  the 
interest  of  the  Organization ; 

Considering  that  it  is  in  the  light  of  this  principle  that  the  facts  in  this  case 
should  be  examined ; 

Considering  that  Regulation  1.4  of  the  Staif  Regulations  of  the  defendant 
Oi'ganization  is  as  follows : 

"Members  of  the  Secretariat  shall  conduct  themselves  at  all  times  in  a  manner 
befitting  their  status  as  international  civil  servants.  They  shall  not  engage  in 
any  activity  that  is  incompatible  with  the  proper  discharge  of  their  duties  with 
the  Organization.  They  shall  avoid  any  action  and  in  particular  any  kind  of 
public  pronouncement  which  may  adversely  reflect  on  their  status,  or  on  the  in- 
tegrity, independence  and  impartiality  which  are  required  by  that  status.  While 
they  are  not  expected  to  give  up  their  national  sentiments,  or  their  political  and 
religious  convictions,  they  shall  at  all  times  bear  in  mind  the  reserve  and  tact 
incumbent  upon  them  by  reason  of  their  international  status" ; 

Considering  that,  in  thus  clearly  establishing  the  entire  freedom  of  conscience 
recognized  to  international  officials  in  respect  to  both  their  philosophical  con- 
victions and  their  political  opinions,  the  Regulations  impose  on  them  the  duty 
to  abstain  from  all  acts  capable  of  being  interpreted  as  associating  them  with 
propaganda  or  militant  proselytism  in  any  sense  whatever  ; 

That  this  abstention  is  rigorously  imposed  on  them  by  the  overriding  interest 
of  the  international  organization  to  which  they  owe  their  loyalty  and  devotion ; 

I.  Considering  that,  when  consulted  by  the  Staff  Association  of  the  defendant 
Organization  on  the  obligation  incumbent  on  members  of  the  staff  to  reply  to 
questionnaires  issued  by  authorities  of  their  respective  countries,  the  Director 
General  declared  that  the  answer  must  depend  only  on  the  conscience  of  the 
individual,  except  that  he  should  not  lie  and  should  have  regard  to  the  conse- 
quences which  the  refusal  to  reply  might  have  for  him ; 

Considering,  however,  that  in  respect  of  the  invitation  to  appear  before  the 
Loyalty  Board  it  is  established  that  the  complainant  approached  the  Director 


2176       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED   STATES 

General  only  at  a  late  date,  so  that  the  latter  would  not  have  been  able  to  give 
her  advice  in  sufficient  time  ; 

J.  Considering  that,  in  order  to  review  all  factors,  it  is  necessary  to  enquire 
whether  the  acts  or  omissions  of  the  complainant  could  be  considered  as  justify- 
ing the  application  of  paragraph  (a)  of  Regulation  9.1.1  of  the  StafE  Regulations, 
on  the  grounds  that  in  themselves  they  caused  doubt  to  exist  as  to  whether 
she  fulfilled  the  highest  standards  required  of  an  international  official; 

Considering  that  the  complainant  does  not  challenge  the  legitimate  character 
of  the  enquiry  made  within  the  staff  by  the  Special  Advisory  Board  set  up  by  the 
Director  General  on  28  September  1954,  following  the  submission  to  the  Director 
General  of  the  report  made  against  her  by  the  Loyalty  Board  in  default  of  her 
appearance ; 

That  this  measure  is  in  accordance  with  the  undertaking  made  with  the  State 
member  concerned  under  arrangements  approved  by  the  Executive  Board  and 
General  Conference  of  the  defendant  Organization  ;  that  this  was  solely  an  under- 
taking that  any  information  which  the  Government  of  the  State  concerned  might 
desire  to  submit  to  the  Director  General  would  "be  studied  with  care"  and  that 
he  would  "certainly  give  every  consideration  to  it,  in  the  light  of  the  Constitution 
of  UNESCO  and  all  other  relevant  provisions  and  policies  which  may  have  been 
or  may  be  laid  down  by  the  appropriate  organs  of  UNESCO"  ; 

That  the  Special  Advisory  Board  set  up  on  28  September  1954  expressed  the 
opinion,  as  referred  to  above,  that  it  could  find  no  evidence  that  the  complainant 
had  engaged  or  was  engaging  in  activities  during  her  employment,  that  could  be 
shown  to  be  misconduct  under  the  Staff  Regulations  and  Staff  Rules ;  the  Board 
concluding,  however,  that  the  attitude  adopted  by  the  complainant  as  well  as  the 
reasons  given  for  her  attitude  gave  rise  to  serious  doubts  about  the  degree  of  con- 
fidence that  could  be  placed  in  her  integrity,  judgment,  and  loyalty  to  the  Organi- 
zation ;  that  the  Board  found  justification  for  this  opinion  in  stating  that  in  a 
situation  which,  in  its  opinion,  was  clearly  harmful  to  the  Organization,  the  com- 
plainant maintained  that  adherence  to  her  own  personal  views  was  more  impor- 
tant than  the  interests  of  the  Organization ; 

That  this  opinion  restates  in  different  terms  the  reasons  invoked  for  the  deci- 
sion taken ; 

K.  Considering,  however,  that  when  requested  to  give  an  opinion  on  the  de- 
cision itself,  the  Appeals  Board,  presided  over  by  an  eminent  magistrate  enjoying 
the  confidence  of  al  parties  and  composed  jointly  of  members  appointed  by  the 
Director  General  and  members  appointed  by  the  Staff  Association,  came  unani- 
mously to  a  diametrically  opposed  conclusion ;  that  after  a  full  hearing  and  a 
thorough  study  of  all  the  facts  in  the  case,  it  unanimously  concluded  that  the 
complainants  had  not  failed  in  the  high  standards  required  of  members  of  the 
Secretariat,  had  not  committed  acts  incompatible  with  the  integrity  required  of 
them  and  had  not  disregarded  the  true  interest  of  the  Organization;  that,  as  a 
consequence,  the  decisions  to  terminate  them  had  no  basis  in  law  and  that  the 
said  complainants  had  shown  cause  for  requesting  reinstatement;  that  the  Tri- 
bunal fully  agrees  with  this  particularly  authoritative  opinion ; 

That  the  Court  must  besides  take  into  consideration  the  due  care  required  of  it 
in  appreciating  the  validity  of  the  decision  taken,  by  reason  of  the  striking  and 
indefensible  disproportion  between  the  alleged  attitude  of  the  complainant  and 
the  measure  taken  against  her,  putting  an  end  to  the  career  on  which  she  based 
her  future,  when  no  complaint  regarding  her  work  had  been  alleged ;  that  from 
this  standpoint  it  is  of  no  moment  that  the  termination  was  not  a  disciplinary  ac- 
tion in  the  formal  sense  of  the  Regulations  and  that  certain  indemnities  were 
accorded,  when  the  fundamental  result  is  to  deprive  the  party  concerned  of  her 
employment  by  exposing  her  to  all  the  risks  and  distress  of  an  uncertain  future ; 

L.  Considering  that  it  is  thus  established  that  the  ground  for  complaint  of  the 
Director  General  is  based  solely  on  the  refusal  of  the  official  to  participate  in 
measures  of  verbal  or  written  enquiry  to  which  his  national  Government  con- 
siders it  necessary  to  subject  him  ; 

That  the  Director  General  of  an  international  organization  cannot  associate 
himself  with  the  execution  of  the  policy  of  the  Government  authorities  of  any 
State  member  without  disregarding  the  obligations  imposed  on  all  international 
officials  without  distinction  and,  in  consequence,  without  misusing  the  authority 
which  has  been  conferred  on  him  solely  for  the  purpose  of  directing  that  Organi- 
zation towards  the  achievement  of  its  own,  exclusively  international  objectives ; 

That  this  duty  of  the  Director  General  is  governed  by  Article  VI,  paragraph  5, 
of  the  Constitution  of  the  defendant  Organization  in  the  foUovv  ing  terms : 

"The  responsibilities  of  the  Director  General  and  of  the  staff  shall  be  exclu- 
sively international  in  character.    In  the  discharge  of  their  duties  they  shall  not 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2177 

seek  or  receive  instructions  from  any  Government  or  from  any  authority  exter- 
nal to  the  Organization.  They  shall  refrain  from  any  action  which  might  preju- 
dice their  position  as  international  officials.  Each  State  Member  of  the  Organi- 
zation undertaljes  to  respect  the  international  character  of  the  responsibilities  of 
the  Director  General  and  the  staff,  and  not  to  seek  to  influence  them  in  the  dis- 
charge of  their  duties." 

Considering  that  the  fact  that  in  this  case  the  doubts  raised  as  to  the  loyalty 
of  the  complainant  to  her  own  Government  brought  by  a  Government  which  en- 
joys in  all  respects  the  highest  prestige,  must  be  without  any  influence  iipon  the 
consideration  of  the  facts  in  the  case  and  the  determination  of  the  principles 
whose  respect  the  Tribunal  must  ensure ; 

That  it  will  suffice  to  realize  that  if  any  one  of  the  seventy-four  States  and 
Governments  involved  in  the  defendant  Organization  brought  against  an  official, 
one  of  its  citizens,  an  accusation  of  disloyalty  and  claimed  to  subject  him  to  an 
enquiry  in  similar  or  analogous  conditions,  the  attitude  adopted  by  the  Director 
General  would  constitute  a  precedent  obliging  him  to  lend  his  assistance  to  such 
enquiry  and,  moreover,  to  invoke  the  same  disciplinary  or  statutory  consequences, 
the  saine  withdrawal  of  confidence  and  the  same  application  of  Regulation  9.1.1 
of  the  Staff  Regulations,  on  the  basis  of  any  opposal  by  the  person  concerned 
to  the  action  of  his  national  Government ; 

That  if  this  were  to  be  the  case  there  would  result  for  all  international  offi- 
cials, in  matters  touching  on  conscience,  a  state  of  uncertainty  and  insecurity 
prejudicial  to  the  performance  of  their  duties  and  liable  to  provoke  disturbances 
in  the  international  administration  such  as  cannot  be  imagined  to  have  been  in 
the  intention  of  those  who  drew  up  the  Constitution  of  the  defendant  Organi- 
zation ; 

M.  Considering  that  it  has  been  shown  above  that  the  attitude  of  the  com- 
plainant towards  the  Loyalty  Board  in  no  way  justifies  the  existence  of  serious 
doubts  as  to  the  high  standards  required  of  an  international  official; 

That  neither  does  it  appear  that  the  complainant  placed  her  own  interests 
above  the  true  interest  of  the  Organization,  as  defined  above  ; 

Considering  therefore  that  the  only  ground  for  complaint  adduced  by  the 
Director  General  to  justify  the  application  to  the  complainant  of  Regulation  9.1.1 
of  the  Staff  Regulations,  that  it  to  say  her  opposal  to  the  investigations  of  her 
own  Government,  is  entirely  unfounded ; 

N.  Considering  that  it  results  therefrom  that  the  decision  taken  must  be 
rescinded,  the  said  decision  not  resting  on  any  provision  of  the  Staff  Regula- 
tions ;  that  nevertheless  the  Tribunal  does  not  have  the  power  to  order  reinstate- 
ment, which  requires  a  positive  act  of  the  Director  General,  over  whom  the 
Tribunal  has  no  hierarchical  authority ; 

That  in  the  absence  of  such  a  power  and  unless  the  Director  General  should 
consider  himself  in  a  position  to  reconsider  his  decision  in  this  manner,  the 
Tribunal  is  nonetheless  competent  to  order  equitable  reparation  of  the  damage 
suffered  by  the  complainant  by  reason  of  the  measure  of  which  she  was  the 
object ; 

On  prejudice: 

Considering  that  should  the  complainant  not  be  reinstated  with  full  rights,  she 
should  be  compensated  for  the  material  and  moral  prejudice  which  she  has 
suffered  by  reason  of  the  decision  taken ; 

That  such  prejudice  may  be  assessed  ex  aequo  et  'bono  at  two  years'  base 
salary,  without  any  setoff  of  the  indemnities  which  she  has  been  accorded; 

Considering  that  the  annual  base  salary  of  the  complainant  amounted  to 
$5,400 ; 

That  there  are  no  grounds  for  allocating  a  supplementary  indemnity  by  reason 
of  the  suspension  with  salary  dated  10  December  1954,  a  measure  which  the 
Director  General  was  entitled  to  take  within  the  limits  of  his  authority  and 
which  cannot  be  considered  in  the  circumstances  as  having  increased  the 
prejudice  suffered ; 

On  the  grounds  as  aforesaid 

The  Tribunal, 

Rejecting  any  wider  or  contrary  conclusions, 

Declares  the  complaint  to  be  receivable  as  to  form, 

Declares  that  it  is  competent, 

Orders  the  decision  taken  to  be  rescinded  and  declares  in  law  that  a  legal 
basis  therefor  cannot  be  found  in  the  Stalf  Regulations  ; 

In  consequence,  should  the  defendant  not  reconsider  the  decision  taken  and 
reinstate  the  complainant,  orders  the  said  defendant  to  pay  to  the  complainant 


2178       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED   STATES 

au  amount  equal  to  two  years'  base  salary,  namely  $10,800,  together  with  interest 
at  4  per  centum  from  20  June  1955,  without  any  setoff  of  the  indemnities  accorded 
to  her  at  the  time  of  termination  of  her  appointment ; 

Orders  the  defendant  Organization  to  pay  to  the  complainant  the  sum  of  $300 
by  way  of  participation  in  the  costs  of  her  defence : 

Pronouncing  on  the  application  to  intervene  made  by  M.  Henquet ; 

Considering  that  such  intervention  is  receivable  in  so  far  as  it  is  made  by 
M.  Henquet  in  his  own  name,  an  official  of  the  defendant  Organisation,  holder 
of  an  indeterminate  appointment ; 

Considering  that  the  intervention  is  founded,  in  so  far  as  recognized  by  this 
judgment; 

Orders  the  defendant  Organisation  to  bear  the  expenses  for  which  justifica- 
tion is  provided  by  the  intervener  up  to  a  maximum  of  $40. 

In  witness  of  which  judgment,  pronounced  at  the  Palais  des  Nations,  Geneva, 
in  public  sitting  on  29  October  1955,  by  His  Excellency  M.  Albert  Deveze,  Presi- 
dent, Jonkheer  van  Rijckevorsel,  Judge,  Acting  Vice  President,  and  M.  lasson 
Stavropoulos,  Deputy  Judge  called  upon  to  sit  owing  to  the  inability  of  a 
titular  judge  to  attend,  the  aforementioned  have  hereunto  subscribed  their 
signatures  as  well  as  myself,  Wolf,  Registrar  of  the  Tribunal. 

(Signatures)     Albert  Deveze. 

A.  VAN  Rijckevorsel. 
Iasson  Stavkopoulos. 
Francis  Wolf. 


Exhibit  No.  378-C 

[Unofficial  translation] 

INTERNATIONAL  LABOUR  ORGANISATION 

Administrative  Tribunal 

Judgment  No.  15 

ordinary    session    of   AUGUST-SEPTEMBER    1954 

Sitting  of  6  September  1954 

In  the  Matter  of  Mr.   David  Leff  Against  United  Nations  Educational, 
Scientific,  and  Cultural  Organisation 

The  Administrative  Tribunal   of  the   International   Labour   Organisation, 

Having  had  referred  to  it  a  complaint  submitted  against  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organisation  on  24  March  1954  by  Mr. 
David  Leff,  an  official  of  that  organisation,  asking  that  "the  Tribunal  be  pleased 
to  judge  that  the  order  given  by  the  Director  General  of  UNESCO  to  Mr. 
David  Leff  on  3  and  11  December  1953  and  on  22  March  1954  cannot  be  validly 
given  under  the  regulations  and  rules  in  force,  that  it  enjoins  an  international 
official  to  perform  an  act  foreign  to  the  service  and  to  his  obligations,  and  that 
in  consequence  it  must  be  rescinded  ;" 

Considering  the  memorandum  of  reply  to  the  said  complaint  submitted  by  the 
defendant  Organisation  on  23  April  1954  ; 

Considering  the  additional  memorandum  deposited  by  the  complainant  on 
10  May  1954 ; 

Considering  the  memorandum  of  rejoinder  of  the  defendant  Organisation  dated 
2  June  1954 ; 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name  on  10 
August  1954  by  Mr.  Harry  Dawes,  Chairman  of  the  Staff  Association  of 
UNESCO ; 

Considering  the  pleadings  exchanged  by  the  representatives  of  the  parties 
during  the  hearing; 

Considering  that  the  complaint  is  receivable  in  form  : 

Considering  that  the  facts  of  the  case  are  the  following  : 

(1)  On  17  August  1951,  the  passports  of  the  complainant,  his  wife  and  his  two 
children,  all  citizens  of  the  United  States  of  America,  were  withdrawn  from  him 
by  the  Consulate  of  the  United  States  in  Paris  ; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2179 

(2)  Ou  15  May  1953,  a  summons  to  appear  (subpoena)  before  the  Federal 
Grand  Jury  in  New  York  was  notified  to  the  complainant,  ordering  him  to  appear 
on  21  May  1953  "to  testify  and  give  evidence"  concerning  a  possible  violation  of 
Section  371,  title  18.  U.  S.  Code :  "Conspiracy  to  cormnit  offence  or  to  defraud  the 
United  States" : 

(8)  The  complainant  summoned  as  a  witness  not  having  replied  to  that  sum- 
mons on  the  date  fixed,  the  Acting  Director  General  of  the  defendant  Organisa- 
tion was  informed  that  the  competent  authorities  had  refused  to  consider  as 
legitimate  the  grounds  invoked  by  the  complainant  for  not  appearing;  in  conse- 
quence, the  Acting  Director  General,  by  a  letter  dated  22  May  1953  informed  the 
complainant  of  his  decision  to  proceed  to  an  investigation  into  the  circumstances 
of  the  summons  addressetl  to  the  complainant  and  the  validity  of  the  grounds 
invoked  by  him  for  refraining  from  complying  therewith  ;  by  the  same  letter,  the 
Acting  Director  General,  relying  on  Article  92,  paragraph  (e)  of  the  Staff  Rules, 
suspended  the  complainant,  with  pay.  on  the  gi'ounds  that  his  refusal  to  reply  to 
the  summons  constituted  prima  facie  evidence  of  conduct  incompatible  with  his 
obligations  as  a  staff  member  of  UNESCO  as  they  are  laid  down  in  Staff  Regula- 
tion 1.4 ; 

(4)  By  a  letter  of  27  May  1953  the  complainant  introduced  an  appeal  before 
the  Appeals  Board  of  UNESCO  seeking  the  rescission  of  the  suspension  decision 
and  the  abandonment  of  the  investigation  ordered  by  the  Acting  Director 
General ; 

(5)  On  27  July  1958  the  Appeals  Board  gave  the  opinion : 

(a)  that  the  suspension  pronounced  against  the  complainant  be  rescinded; 
(b)  that  the  complainant  be  reinstated:  (c)  that  for  the  rest,  the  complainant 
was  not  justified  in  asking  that  an  end  be  put  to  the  investigation ; 

(6)  By  a  letter  dated  29  July  1953  the  Dii-ector  General  consequently  instructed 
the  complainant  to  report  for  duty  on  30  July  ; 

(7)  On  30  July  1953  the  Director  General  verbally  proposed  to  the  complainant, 
in  the  event  of  his  going  to  New  York  and  being  unable  to  return  to  Paris,  to 
transfer  him,  "with  his  post",  to  New  York,  this  transfer  to  include  the  payment 
of  the  travel  expenses  of  his  family  and  the  transport  of  his  possessions ; 

(8)  By  a  letter  dated  8  August  1953  the  complainant  informed  the  Director 
General  that  before  replying  to  the  proposal  thus  made,  he  wished  to  exercise  his 
right  as  a  citizen  of  the  United  States  to  ask  to  be  questioned  in  Paris  and 
requested  time  for  this  purpose ; 

(9)  By  a  letter  dated  24  September  1953,  the  Director  General  was  informed  by 
the  Embassy  of  the  United  States  in  Paris  that  "With  reference  to  Mr.  David  N. 
Leff's  request  that  his  testimony  *  *  *  be  taken  in  Paris  *  *  *  the  Grand  Jury 
considers  that  the  subpoena  served  Mr.  Leff  requiring  that  he  appear  in  New 
York  *  *  *  }g  gtiii  in  effect"  and  that  "The  Grand  Jury  does  not  intend,  there- 
fore, to  respond  to  Mr.  Leff's  inquiry";  this  letter  was  communicated  to  the 
complainant  on  25  September  1953  ; 

(10)  By  a  letter  dated  22  October  1953  the  complainant  informed  the  Director- 
General  of  the  negative  result  of  his  negotiations  and  asked  UNESCO  to  under- 
take official  negotiations  to  secure  that  his  testimony  be  accepted  in  Paris ; 

(11)  By  a  letter  dated  18  November  1953  the  Director-General  informed  the 
complainant  of  his  refusal  to  undertake  officially  negotiations  of  this  nature, 
considering  that  it  was  for  the  competent  judicial  authority  to  decide  on  the 
procedure  to  be  followed  ; 

(12)  By  a  letter  dated  3  December  1953  the  Director-General  informed  the 
complainant  that,  having  received  no  reply  to  his  offer  of  transfer,  he  instructed 
him  to  proceed  to  New  York  to  respond  to  the  subpeona  of  the  Grand  Jury.  This 
letter  stated  inter  alia: 

"For  reasons  I  gave  you  in  my  letter  of  18  November  1953, 1  cannot  accept  your 
suggestion  that  I  should  make  a  request  to  the  Grand  Jury  to  apply  the  provisions 
which  exist  for  taking  testimony  abroad.  Such  an  intei'vention  has  not  been 
made  in  the  past.  I  must  repeat  what  I  have  said  before,  that  you  have  not 
satisfied  me  that  any  of  your  rights  would  be  jeopardized  by  your  response  to  the 
subpoena,  or  by  your  acceptance  of  the  offer  I  have  made  to  transfer  you,  and 
your  post,  to  the  New  York  office. 

"You  indicated  in  your  letter  that  you  are  still  not  in  a  position  to  accept  my 
offer  which  you  will  remember,  I  first  made  on  30  July  1953.  In  the  circum- 
stances, I  feel  obliged  to  instruct  you  to  proceed  to  New  York  for  the  purpose  of 
responding  to  the  Grand  Jury's  subpoena"  ; 


2180       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED   STATES 

(13)  This  instruction  was  repeated  in  a  letter  dated  11  December  1953  by  whicli 
the  Director  General  instructed  the  complainant  to  make  the  necessary  arrange- 
ments for  this  purpose  before  17  December  1953 ;  this  letter  read  as  follows : 

11  December  1953. 

Dear  Mr.  Leff  :  In  reply  to  your  letter  of  7  December  1953,  I  am  obliged  to 
remind  you  that  I  and  the  Acting  Director  General  before  me  have  always  con- 
sidered that  your  refusal  to  respond  to  the  subpoena  addressed  to  you  by  the 
judicial  authorities  of  your  country  is  a  serious  matter  which  can  gravely 
damage  the  prestige  and  reputation  of  the  Organisation. 

On  3  December  1953,  I  instructed  you  to  go  to  New  York  to  respond  to  the 
.subpoena  in  order  that  prejudice  may  not  be  caused  to  this  Organisation  which 
you  have  undertaken  to  serve  with  its  interests  alone  in  view.  However,  I  have 
only  done  this  after  giving  you  guarantees,  which  I  consider  satisfactory,  as  to 
your  fears  regarding  the  continuation  of  your  employment  by  UNESCO  and 
separation  from  your  family.  These  guarantees  are  contained  in  the  promise 
made  in  my  letter  of  3  December  that  I  will,  at  your  request,  transfer  you  to 
work  in  the  New  York  Office  and  arrange  for  the  transportation  of  your  family 
to  the  United  States  if  you  are  not  in  a  position  to  return  to  your  work  in  Paris. 

It  follows  that  my  letter  is  in  no  sense  an  instruction  that  you  and  your  post 
shall  be  transferred  to  New  York.  I  am  completely  safeguarding  the  possibility 
for  you  to  return  to  your  work  in  Paris. 

In  the  circumstances,  I  can  only  repeat  the  instructions  given  in  my  letter 
of  3  December,  and  I  request  that  before  17  December  you  make  the  necessary 
arrangements  with  the  Plead  of  the  Bureau  of  Personnel  and  Management  to 
leave  for  New  York  in  the  near  future. 

I  consider  that  it  would  serve  no  useful  purpose  to  take  up  certain  misstate- 
ments contained  in  your  letter  of  7  December  regarding  matters  on  which  you 
have  already  received  full  explanation. 
Yours  sincerely, 

(Signed)     Luther  H.  Evans, 

Director  General. 

(14)  By  a  letter  dated  14  December  1953  the  complainant  informed  the  Direc- 
tor General  of  his  intention  to  lay  the  matter  before  the  Appeals  Board ; 

(15)  By  a  letter  dated  17  December  1953  the  Director  General  informed  the 
complainant  that  in  view  of  the  exceptional  circumstances  of  the  affair,  he  had 
decided  to  rescind  that  part  of  his  letter  of  11  December  1953  which  required 
the  complainant  to  make  arrangements  by  17  December  1953  for  his  departure; 
he  added  that  he  would  inform  the  complainant  at  a  later  time  of  the  date  by 
which  he  required  him  to  make  these  arrangements ;  this  letter  read  as  follows : 

17  December  1953. 

Dear  Mr.  Leff  :  I  have  your  letter  of  14  December  1953,  in  which  you  express 
the  hope  that  I  will  consent  to  await  the  result  of  your  appeal  against  my  order 
before  taking  further  action. 

I  have  discussed  this  suggestion  with  my  advisers  and  also  with  the  Executive 
Committee  of  the  Staff  Association.  I  have  decided,  in  view  of  the  exceptional 
circumstances  of  the  affair,  to  rescind  that  part  of  my  letter  of  11  December 
1953  which  required  you  to  make  arrangements  by  17  December  for  your  depar- 
ture to  New  York  at  an  early  date.  I  will,  at  a  later  time,  inform  you  of  the 
date  by  which  I  require  you  to  make  these  arrangements. 
Yours  sincerely, 

(Signed)     Luther  H.  Evans, 

Director  General. 

(16)  By  a  complaint  dated  28  December  1953  the  complainant  requested  the 
Appeals  Board  to  express  the  opinion  that  the  order  given  to  him  to  go  to  New 
York  for  the  purpose  of  giving  testimony  before  the  Grand  Jury  "could  not  be 
validly  given  under  the  regulations  and  rules  in  force,  that  it  enjoins  an  inter- 
national official  to  perform  an  act  foreign  to  the  service  and  that  in  consequence 
it  must  be  withdrawn"  ; 

(17)  On  8  March  1954  the  Appeals  Board  expressed  the  opinion  "that  the 
decision  dated  3  and  11  December  1953  should  be  rescinded  in  so  far  as  it  orders 
Mr.  Leff  to  go  to  New  York  to  comply  with  the  summons  to  appear  before  the 
Grand  Jury" ;  it  added  that  the  same  might  not  have  applied  if  it  had  been  a 
question  of  a  writ  of  summons  and  not  a  subpoena  ; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2181 

(18)  By  a  letter  dated  16  March  1954  the  Director  General  indicated  to  the 
complainant  that,  by  a  letter  dated  13  March  1954,  he  had  been  informed  by  the 
Permanent  Delegate  of  the  United  States  to  UNESCO  that  the  United  States 
District  Court  for  the  Southern  District  of  New  York  had  issued,  on  11  March 
1954,  an  order  enjoining  the  complainant  to  show  cause,  on  25  March  1954,  why 
he  should  not  be  adjudged  for  criminal  contempt  of  court  for  having  refused  to 
appear  before  the  Grand  Jury  pursuant  to  a  subpoena  ; 

(19)  On  16  March  1954  the  complainant  received  by  registered  letter  a  copy 
of  the  order  to  show  cause  and  asked  the  head  of  the  Bureau  of  Personnel  and 
Management  of  UNESCO  whether  such  an  order  could  be  properly  served  on 
the  international  territory  of  UNESCO; 

(20)  By  a  letter  dated  16  March  1954  the  head  of  the  Bureau  of  Personnel  and 
Management  stated,  on  behalf  of  the  Director  General,  that  the  premises  of 
UNESCO  being  inviolable,  no  service  of  legal  process  might  take  place  thereon 
except  with  the  consent  of,  and  under  conditions  approved  by,  the  Director 
General,  which  consent  had  been  neitlier  requested  nor  given  ; 

(21)  By  a  letter  dated  22  March  1954  the  Director  General  informed  the 
complainant  that  he  had  been  officially  informed  of  the  issue  of  the  order  to 
show  cause  by  the  United  States  District  Court  for  the  Southern  District  of  New 
York  and  instructed  the  complainant  to  satisfy  the  requirements  of  the  judicial 
authorities  of  the  United  States  ;  this  letter  read  as  follows  : 

Pakis,  22  March  1954. 

Dear  Mr.  Leff  :  I  have  given  all  due  consideration  to  the  opinion  dated  9  March 
1954,  rendered  by  the  Appeals  Board  and  concerning  my  instruction  for  you  to 
proceed  to  New  York  in  answer  to  the  subpoena  issued  to  you  by  the  United 
States  Grand  Judy  and  served  on  you  on  15  May  1953. 

I  have  also  been  officially  informed  that  the  United  States  District  Court  for 
the  Southern  District  of  New  York  has  issued  an  order  for  you  to  show  cause, 
on  25  March  of  this  year,  why  you  should  not  be  cited  for  contempt  for  failure 
to  respond  to  the  above  mentioned  subpoena. 

In  the  light  of  these  developments,  I  hereby  instruct  you  to  satisfy  the  require- 
ments of  the  judicial  authorities  of  the  United  States,  and  I  request  you  to  let 
me  know  what  steps  you  are  taking  to  this  effect. 

I  want  you  to  know  that  I  shall  attach  the  greatest  importance  to  the  judge- 
ment which  will  be  rendered  by  the  United  States  District  Court  for  the  Southern 
District  of  New  York. 
Yours  sincerely, 

(Signed)     Ltjther  H.  Evans, 

Director  General. 

(22)  By  a  letter  dated  27  March  1954  the  Director  General  was  informed  by 
the  Permanent  Delegate  of  the  United  States  to  UNESCO  that  the  said  Court 
had  found  the  complainant  ui  contempt  of  court  and  had  issued  a  bench  warrant 
against  him ; 

(23)  On  6  April  1954  a  notice  of  cross-motion  filed  with  the  United  States  Dis- 
trict Court  for  the  Southern  District  of  New  York  made  known  that  the  com- 
plainant moved  that  the  subpoena,  bench  warrant  and  order  to  shovp  cause  be 
quashed  upon  the  ground  that  a  Grand  Jury  subpoena  could  not  be  served  outside 
the  United  States,  that  the  respondent  was  never  served  with  process  and  that 
the  Court  was  without  jurisdiction  over  his  person ; 

(24)  By  a  letter  dated  15  April  1954  to  the  Chairman  of  the  Appeals  Board, 
the  Director  General  informed  him  that  the  judicial  authorities  of  the  United 
States  had  issued  the  order  to  show  cause  to  which  the  Appeals  Board  had 
formally  referred  in  its  opinion  of  8  March  1954  and  in  the  absence  of  which  the 
Appeals  Board  had  considered  that  it  was  not  for  the  Director  General  to  order 
the  complainant  to  go  to  New  York ;  the  Director  General  added  that  in  the 
presence  of  this  new  fact,  "he  reserved  the  right  to  take,  in  the  light  of  the 
judgement  to  be  adopted  by  the  United  States  District  Court  any  decision  con- 
cerning the  complainant  which  he  might  deem  necessary" ; 

Considering  that  the  first  question  which  arises  is  to  know  whether  the  order 
given  by  the  Director  General  to  the  complainant  on  22  March  1954 — by  which 
the  Director  General  instructed  him  to  satisfy  the  requirements  of  the  judicial 
authorities  of  the  United  States  as  formulated  at  that  date  in  consequence  of 
the  issue  of  the  order  to  show  cause — forms  an  indivisible  whole  with  that  of 
3  December  1953  (repeated  on  11  December  1953)  concerning  the  summons 
before  the  Grand  Jury  of  which  the  first  is  but  the  consequence ; 


2182       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Considering  that  the  order  of  3  December  1953  (repeated  on  11  December  1953) 
was  partly  rescinded  on  17  December  only  in  so  far  as  it  fixed  the  maximum  time 
limit  for  its  execution,  the  order  itself  being  unquestionably  maintained  in 
principle ; 

Considering  that  it  is  impossible  to  admit  that  there  is  unity  between  the  two 
orders;  that  the  order  of  December  1953  was  based  on  the  demand  for  the 
personal  appearance  of  the  complainant  before  the  Grand  Jury  to  give  testimony 
whilst  that  of  22  March  1954  was  based  on  the  duty  of  the  complainant  to  defend 
himself  before  the  court  seized  of  an  indictment  against  him ;  that  whereas  the 
purpose  of  the  order  of  December  1953  was  to  oblige  the  complainant  to  go  to  New 
York,  the  order  of  22  March  1954  required  him  to  satisfy  the  requirements  of  the 
judicial  authorities  of  the  United  States  as  formulated  at  that  date,  which 
included  the  possibility,  for  the  complainant,  to  arrange  for  himself  to  be 
represented ; 

That  the  two  orders  have  thus  a  different  basis  (subpoena  before  the  Grand 
Jury  on  the  one  hand  and,  on  the  other  hand,  writ  of  summons  before  the  court) 
and  a  difiierent  purpose  (personal  appearance  in  the  first  case  and  freedom  to  be 
represented  in  the  second  case,  at  the  time  of  formulation  of  the  order)  ; 

Considering  that  at  the  time  when  the  first  order  was  given  the  complainant 
had  not  yet  become  involved  as  an  accused  person,  as  was  the  case  when  the  order 
of  22  March  1954  was  given ; 

Considering  that  it  was  thus  that  the  Appeals  Board,  on  8  March  1954,  con- 
sidered that  the  Director  General  was  not,  on  the  basis  of  the  facts  existing 
at  that  date,  justified  in  giving  this  order ; 

Considering  therefore  that  the  two  orders  must  be  considered  as  distinct  and 
subjected  to  separate  examination  through  separate  procedures ; 

On  the  Order  of  3  and  11  December  1953 : 

Considering  that  the  defendant  Organisation  pleads  that  the  order  has  been 
replaced  and  completely  rescinded  by  the  subsequent  order  of  22  March  1954 ; 

Considering  nevertheless  that  in  fact  the  order  of  December  1953  has  never 
been  explicitly  withdrawn  as  regards  the  part  subsisting  after  the  notification 
dated  17  December  of  the  same  year  and  that,  besides,  this  order  has  in  no  way 
become  non-executable  as  long  as  it  is  not  established  that  the  procedure  before 
the  Grand  Jury  which  gave  rise  to  the  issue  of  the  subpoena  has  finally  been 
dropped ; 

That  the  statements  subsequently  made  by  the  defendant  Organisation  as  to 
the  total  rescission  of  the  order  are  devoid  of  relevance,  as  the  situation  must  be 
determined  at  the  time  when  the  Appeals  Board  issued  its  opinion,  whereas  the 
Organisation  participated  in  the  meetings  of  the  Appeals  Board  to  defend  there 
the  measures  impugned  and  against  the  claim  of  the  complainant ; 

Considering  that  it  is  thus  the  duty  of  the  Tribunal  to  examine  the  validity  of 
this  order ; 

Considering  that  this  order  obviously  does  not  concern  the  actual  service  of 
the  international  Organisation ;  that  the  latter  must  enjoy  the  full  sovereignty 
of  its  authority  and  must  not  be  to  any  extent  subject  to  external  infiuence 
emanating  from  any  one  of  its  States  Members ;  that  in  this  respect  most  strict 
a.nd  clear  provisions  guarantee  its  complete  independence  and  that  of  its  oflBcials ; 

Considering  mter  alia  that  Article  VI,  paragraph  5,  of  the  Constitution  of 
UNESCO  specifies  the  following : 

"The  responsibilities  of  the  Director  General  and  of  the  staff  shall  be  exclusively 
international  in  character.  In  the  discharge  of  their  duties  they  shall  not  seek 
or  receive  instructions  from  any  Government  or  from  any  authority  external  to 
the  Organisation.  They  shall  refrain  from  any  action  which  might  prejudice 
their  position  as  international  oflicials.  Bach  State  member  of  the  Organisation 
undertakes  to  respect  the  international  character  of  the  responsibilities  of  the 
Director  General  and  the  staff,  and  not  to  seek  to  influence  them  in  the  discharge 
of  their  duties" ; 

Considering  that  it  is  specified  in  UNESCO  Staff  Regulation  1.2  that  the 
members  of  the  staff  are  responsible  to  the  Director  General  "in  the  exercise 
of  their  functions" ; 

Considering,  besides,  that  Staff  Regulation  1.4  provides  that  members  of 
the  Secretariat  shall  conduct  themselves  at  all  times  in  a  manner  consonant  with 
the  good  repute  and  high  purposes  of  the  Organisation  and  their  status  as  inter- 
national civil  servants ;  that  they  shall  not  engage  in  any  activity  that  is 
incompatible  with  the  proper  discharge  of  their  duties ;  that  they  shall  avoid 
any  action,  and  in  particular  any  kind  of  public  pronouncement  which  would 
adversely  reflect  upon  their  position  as  international  officials ;  that  while  they 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2183 

are  not  expected  to  give  up  their  religious  or  political  convictions  or  national 
sentiments,  they  shall  at  all  times  exercise  the  reserve  and  tact  incumbent 
upon  them  by  reason  of  their  international  responsibilities ;  that  Staff  Regu- 
lation 1.9  provides  that  on  accepting  appointment  each  staff  member  shall  sub- 
scribe to  a  declaration  whereby  he  undertakes  to  exercise  the  functions  entrusted 
to  him  with  the  interests  of  the  Organisation  only  in  view  ; 

Considering  that  it  does  not  follow  from  the  above  mentioned  texts  that  the 
conduct  of  an  official  with  regard  to  the  Government  of  his  country,  although 
outside  the  actual  service  of  the  international  Organisation,  is  entirely  outside 
the  control  of  the  disciplinary  authority  of  the  Organisation ; 

That  on  the  contrary  this  is  the  case  when  that  conduct  is  judged  to  be 
seriously  likely  to  affect  the  dignity  of  the  official  and  the  prestige  of  the  or- 
ganisation to  which  he  belongs — a  point  of  fact  of  which  the  appreciation  will 
vary  according  to  the  circumstances  of  each  case ; 

That  the  validity  of  the  order  in  dispute  therefore  depends  entirely  on  whether, 
if  on  3  and  11  December  1953,  this  fact  was  established  to  the  point  that  the 
intervention  of  the  authority  of  the  Director  General  was  justified  ; 

Considering  that  the  Appeals  Board  formally  expressed  the  view  that  at  that 
date  disciplinary  action  was  not  justified,  the  circumstances  required  for  such 
action  not  being  met  since  there  was  only  a  question,  in  the  case  of  the  com- 
plainant, of  abstention  from  appearing  in  New  York  as  a  witness  in  the  investi- 
gation of  the  Grand  Jury  ; 

Considering  that  the  opinion  thus  expressed  by  the  Appeals  Board  should  be 
subscribed  to  and  that  in  consequence  the  order  of  3  and  11  December  1953 
should  be  rescinded ; 

On  the  okder  of  22  march  1954  : 

Considering  that  as  regards  the  said  order  the  Tribunal  can  only  note  that 
it  has  not  thus  far  been  the  subject  of  an  appeal  before  the  Appeals  Board; 

That  Article  VII  of  the  Statute  of  the  Tribunal  provides  that  a  complaint 
shall  not  be  receivable  unless  the  decision  impunged  is  a  final  decision  and 
the  person  concerned  has  exhausted  such  other  means  of  resisting  it  as  are  open 
to  him  under  the  applicable  staff"  regulations  ; 

Considering  in  fact  that  the  time  limit  provided  for  in  Article  10  of  the 
Provisional  Rules  of  the  Appeals  Board  for  filing  an  appeal  against  the  order 
in  question  has  now  expired ;  but  that  if  no  appeal  was  made,  this  is  obviously 
because,  in  the  view  of  the  complainant,  no  distinction  was  to  be  made  between 
the  order  of  3  and  11  December  1953  and  the  order  of  22  March  1954 ; 

That  it  is  therefore  in  the  strict  interests  of  impartial  justice  that  the 
time  limit  for  appeal  be  reopened  as  from  the  date  of  the  present  judgment 
so  that  the  complainant  may  exercise  his  right  freely  and  completely  before 
the  Appeals  Board  to  challenge  the  validity  of  the  order  under  dispute,  par- 
ticularly in  setting  forth  all  the  considerations  relating  to  the  circumstances 
under  which  the  penal  procedure  taken  against  him  was  opened  and  followed, 
taking  into  account  the  nature  of  the  indictment  to  which  he  has  to  reply. 

On  the  grounp  as  aforesaid  : 

The  Tribunal, 

Rejecting  all  wider  or  contrary  conclusions. 

Declares  in  law  that  the  orders  made  in  December  1953  and  in  March  1954 
are  distinct  and  must  be  the  subject  of  separate  appeals  procedures ; 

Declares  the  complaint  receivable  and  founded  in  so  far  as  it  relates  to  the 
order  of  3  December  19.53  repeated  on  11  December  following ; 

Orders  the  rescission  of  the  said  order ; 

For  the  remainder,  declares  the  complaint  at  present  irreceivable  in  so  far 
as  it  relates  to  the  order  of  22  March  1954 ; 

Declares  that  the  time  limit  of  fifteen  days  statutorily  granted  to  the  com- 
plainant to  file  an  appeal  against  this  order  with  the  Appeals  Board  is  re- 
opened as  from  the  date  of  the  present  judgment ; 

As  regards  the  statement  of  Mr.  Harry  Downs,  in  so  far  as  it  is  made  in  his 
own  name,  declares  it  receivable  in  form,  founded  in  so  far  as  it  relates  to  the 
order  of  3  and  11  December  19-53,  and  irreceivable  for  the  rest ; 

Considering  that  the  statement  cannot  give  rise  to  the  granting  of  damages  and 
that  the  fact  that  it  is  received  cannot  entail  any  consequence  other  than  the 
granting  of  expenses  incurred  in  connection  with  the  statement ; 

Orders  the  defendant  Organisation  to  pay  the  complainant  the  sum  of  three 
hundred  dollars  by  way  of  participation  in  expenses  : 

Further  orders  the  defendant  Organisation  to  bear  such  expenses  as  may 
be  justified  by  the  declarant  Dawes,  up  to  a  maximum  of  one  hundred  dollars; 


2184       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED   STATES 

In  witness  of  which  judgment,  pi'onounced  in  public  sitting  on  6  September 
1954  by  His  Excellency  M.  Albert  Deveze,  President,  Jonkheer  van  Rijckevorsel, 
Acting  Vice  President,  and  M.  lasson  Stavropoulos,  Deputy  Judge,  called  upon 
to  sit  owing  to  the  inability  of  a  titular  judge  to  attend,  the  aforementioned 
have  hereunto  subscribed  their  signatures  as  well  as  myself.  Wolf,  Registrar 
of  the  Tribunal. 

Albert  Devize. 

A.  van  Rijckevorsel. 

Iasson  Stavropoulos, 

Francis  Wolf. 


(Exhibit  No  378-D 
[Unofficial  translation] 

INTERNATIONAL  LABOUR  ORGANISATION 

Administrative  Tribunal 

Judgement  No.  23 

FIFTH  ordinary  SESSION    (PART  II),  GENEVA,  OCTOBER   1955 

Sitting  of  29  October  1955 

In  THE  Matter  of  ]Mrs.  Kathryn  Pankey  Against  United  Nations  Educational, 
Scientific,  and  Cultural  Organisaiton 

The  Administrative  Tribunal  of  the  International  Labour  Organisation. 

Having  had  referred  to  it  a  complaint  submitted  against  the  United  Nations 
Educational,  Scientific  and  Cultural  Organisation  on  13  September  1955  by  Mrs. 
Kathryn  Pankey,  a  former  official  of  that  Organisation,  asking  that  the  Tribunal 
be  pleased  to  rescind  the  decision  taken  on  20  June  1955  terminating  the  com- 
plainant's appointment  and,  in  default  of  reinstatement,  to  enjoin  the  defendant 
Organization  to  pay  to  the  complainant  by  way  of  damages  a  sum  equivalent  to 
three  years'  salary,  together  with  an  indemnity  of  .$10,000 ; 

Considering  the  memorandum  of  reply  to  the  said  complaint  submitted  by  the 
defendant  Organization  on  G  October  1955 ; 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name,  in  his  status 
as  an  official  of  the  defendant  Organization,  holder  of  an  indeterminate  appoint- 
ment, on  3  October  19.55  by  M.  Pierre  Henquet,  Chairman  of  the  Staff  Association  ; 

Having  heard,  on  oath,  in  public  sitting  on  20  October  1955  Edward  Joseph 
Phelan,  witness  cited  by  the  complainant,  whose  deposition,  certified  true,  is  in 
the  dossier ; 

Considering  the  pleadings  exchanged  by  the  representatives  of  the  parties 
during  the  hearing ; 

Considering  that  the  complaint  is  receivable  in  form ; 

Considering  that  the  facts  of  the  case  are  the  following : 

(1)  The  complainant  took  up  her  duties  with  the  defendant  Organization  on 
17  March  19.52 ; 

(2)  At  the  time  when  the  decision  complained  of  was  taken  the  complainant 
was  the  holder  of  an  indeterminate  appointment,  subject  to  a  five-year  review  on 
5  May  1958 ; 

(3)  In  February  19.53  the  complainant  received  a  questionnaire  to  be  completed 
and  returned  in  application  of  "Executive  Order  No.  10422  of  the  President  of  the 
United  States  dated  9  January  1953  prescribing  procedures  for  making  available 
to  the  Secretary  General  of  the  United  Nations  certain  information  concerning 
United  States  citizens  employed  or  being  considered  for  employment  on  the  Sec- 
retariat of  the  United  Nations"  whose  provisions  apply  to  the  defendant  Organi- 
zation by  virtue  of  Part  III  of  the  Order  in  question ;  the  complainant  did  not 
complete  this  questionnaire ; 

(4)  In  March  19.54,  the  complainant  received  an  interrogatory  from  the  Inter- 
national Organizations  Employees  Loyalty  Board  of  the  United  States  Civil 
Service  Commission  set  up  by  Executive  Order  No.  104,59  of  2  June  1953  amending 
Executive  Order  No.  10422  of  9  January  1953  interrogatory  to  which  the  com- 
plainant also  did  not  reply  ; 

(5)  In  June  1954,  the  complainant  received  an  invitation  to  appear  on  9  July 
1954  before  the  Loyalty  Board,  meeting  at  the  United  States  Embassy  in  Paris"; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2185 

(6)  By  letter  dated  16  July  1954  the  complainant  informed  the  Director  Gen- 
eral of  the  reasons  of  conscience  on  which  she  based  her  refusal  to  appear  ; 

(7)  Subsequently  the  Director  General  received  communication  of  the  report 
of  the  Loyalty  Board  (advisory  determination)  dated  27  Augst  1954  in  which 
it  was  stated  that : 

"*  *  *  the  Board  concludes  that  on  all  the  evidence,  there  is  a  reasonable 
doubt  as  to  the  loyalty  of  the  employee,  Kathryu  Pankey,  to  the  Government  of 
the  United  States." 

(8)  The  complainant  was  herself  informed  of  the  conclusions  of  the  Loyalty 
Board  by  letter  of  the  Chairman  of  the  Loyalty  Board  dated  15  September  1954, 
and  was  also  informed  of  the  fact  that  the  report  of  the  Loyalty  Board  had  been 
transmitted  to  the  Director  General  of  the  defendant  Organization ; 

(9)  On  28  September  1954  the  Director  General  set  up  a  Special  Advisory 
Board  consisting  of  members  of  the  staff  whose  task  was  to  "examine  the  cases 
of  certain  stafC  members  on  the  basis  of  certain  information  which  has  been 
brought  to  the  knowledge  of  the  Director  General  and  in  the  light  of  the  stand- 
ards of  employment  and  conduct  prescribed  by  the  Constitution  and  Staff 
Regulations" ;  the  complainant  appeared  and  explained  her  position  before  this 
Special  Advisory  Board ; 

(10)  The  complainant  was  informed  by  a  note  dated  10  December  1954  that 
she  was  suspended  from  her  functions  with  pay  until  further  notice  in  applica- 
tion of  Rule  109.11  of  the  Staff  Rules ; 

(11)  By  a  note  dated  16  December  1954  the  complainant  requested  the 
Director  General  to  reconsider  his  decision ; 

(12)  The  Director  General  declined  to  reconsider  his  decision  and  the  com- 
plainant submitted  an  appeal  to  the  UNESCO  Appeals  Board  on  10  February 
1955,  asking  that  the  decision  to  suspend  her  be  rescinded ; 

(13)  On  25  July  1955  the  Appeals  Board,  by  a  majority,  expressed  the  opinion 
that  the  decision  of  the  Director  General  dated  10  December  1954  by  which 
the  complainant  had  been  suspended  from  her  functions  with  pay  should  be 
rescinded ; 

(14)  Before  the  Appeals  Board  had  taken  its  decision  the  Special  Advisory 
Board,  referred  to  in  paragraph  9.1.1  of  the  Staff  Regulations  and  appointed  by 
the  Director  General  in  accordance  with  Rule  109.10  of  the  Staff  Rules,  heard 
the  complainant  in  March  1955  ; 

(15)  By  letter  dated  20  June  1955  the  Director  General  informed  the  com- 
plainant that  her  appointment  was  terminated  on  the  same  date.  This  letter 
stated  inter  alia: 

"The  Special  Advisory  Board  which  I  appointed  in  accordance  with  Staff 
Regulation  9.1.1  has  submitted  its  report  to  me  on  the  matter  concerning  you. 

"I  have  studied  this  report  very  carefully. 

"I  regret  to  inform  you  that  I  have  come  to  the  conclusion  that  your  conduct 
indicated  that  you  do  not  meet  the  highest  standards  required  by  Article  VI  of 
the  Constitution  and  by  Chapter  I  of  the  Staff  Regulations. 

"I  have  come  to  this  conclusion  because  of  the  attitude  you  have  adopted  to 
the  investigation  undertaken  by  the  United  States  Government  under  Executive 
Order  10422,  as  amended  by  Executive  Order  10459,  which  found  its  principal 
expression  in  your  refusal  to  respond  to  the  invitation  to  appear,  in  July  1954, 
before  the  International  Organizations  Employees  Loyalty  Board  of  the  United 
States  Civil  Service  Commission,  and  because,  at  no  time  up  to  this  date,  have 
you  taken  any  steps  or  shown  any  desire  to  repair,  or  at  least  to  mitigate,  the 
harm  done  to  the  Organization  by  your  refusal  to  appear  before  the  Board. 

"You  could  not  have  failed  to  realize  that  the  attitude  you  have  adopted 
gravely  prejudiced  the  interests  of  the  Organization. 

"I  have  indicated,  and  in  particular,  at  the  Eighth  Session  of  the  General 
Conference,  the  seriousness  of  the  consequences  of  such  an  attitude. 

"In  adopting  and  maintaining  such  an  attitude,  you  have  shown  that  you  are 
not  willing  to  regulate  your  conduct  with  the  interests  of  the  Organization  only 
in  view. 

"I  am  therefore  obliged  to  terminate  your  appointment  with  effect  from  the 
end  of  the  day,  20  June  1955,  under  the  provisions  of  Staff  Regulation  9.1.1. 

"In  accordance  with  the  terms  of  your  indeterminate  appointment  you  will 
receive  an  indemnity  equivalent   to    [two]    months   pensionable   remuneration. 

"You  will  be  paid  salary  and  allowances  in  lieu  of  three  months'  notice. 

"You  will  also  receive  any  other  payments  to  which  you  are  entitled  upon 
separation" ; 


2186       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED   STATES 

(16)  By  letter  dated  24  June  1955  the  complainant  requested  the  Director 
General  to  reconsider  his  decision  to  terminate  her  appointment; 

(17)  By  letter  dated  27  June  1955  the  Director  General  informed  the  com- 
plainant that  he  adhered  to  his  decision ; 

(18)  On  1  July  1955  the  complainant  submitted  an  appeal  to  the  UNESCO 
Appeals  Board  asking  that  the  Director  General's  decision  dated  20  June  1955 
be  rescinded ; 

(19)  On  29  July  1955  the  Appeals  Board,  by  a  majority,  expressed  the  opinion 
that  the  decision  of  20  June  1955  by  which  the  complainant's  appointment 
was  terminated  should  be  rescinded  ; 

(20)  By  letter  dated  31  August  1955  the  Director  General  informed  the  Chair- 
man of  the  Appeals  Board  that  he  could  not  act  in  accordance  with  this  opinion. 

On  the  substance  : 

A.  Considering  that  the  decision  of  20  June  1955  terminating  the  appointment 
of  the  complainant  was  taken  in  application  of  Regulation  9.1.1  of  the  Staff 
Regulations,  as  adopted  by  the  UESCO  General  Conference  in  Montevideo  on 
8  December  1954,  this  Regulation  being  in  the  following  terms: 

"The  Director  General  may  also,  giving  his  reasons  therefor,  terminate  the 
appointment  of  a  staff  member : 

"(a)  If  the  conduct  of  the  staff  member  indicates  that  the  staff  member 
does  ont  meet  the  highest  standards  required  by  Article  VI  of  the  Consti- 
tution and  by  Chapter  I  of  the  Staff  Regulations ; 

"(&)  If  facts  anterior  to  the  appointment  of  the  staff  member  and  relevant 

to  his  suitability  or  which  reflect  on  his  present  integrity  come  to  light, 

which,  if  they  had  been  known  at  the  time  of  his  appointment  should,  under 

the  standards  established  in  the  Constitution,  have  precluded  his  appointment. 

"No  termination  under  the  provisions  of  this  Regulation  shall  take  effect  until 

the  matter  has  been  considered  and  reported  on  by  a  special  advisory  board 

appointed  for  that  purpose  by  the  Director  General" ; 

Considering  that  where  the  Director  General  acts  within  the  provisions  of 
Regulation  9.1.1  he  has  only  the  statutory  powers  conferred  on  him  by  the  Gen- 
eral Conference :  that  in  a  particular  case  the  Tribunal's  appreciation  and  review 
of  the  exercise  of  this  power  consists  in  examining  whether  in  fact  the  circum- 
stances of  the  case  are  such  as  to  justify  the  application  thereof;  that  if  this 
were  not  to  be  the  case  the  application  of  this  power  would  be  at  the  Director 
General's  sole  pleasure; 

Considering  that  Regulation  9.1.1  expressly  provides  that  reasons  must  be 
given  for  taking  the  measures  set  forth  therein  and  that  the  matter  be  first 
reported  on  by  a  Special  Advisory  Board  appointed  for  that  purpose  by  the 
Director  General ; 

B.  Considering  that  in  this  case  the  decision  is  expressly  motivated  by  the 
attitude  taken  by  the  complainant  with  respect  to  the  measures  of  investigation 
provided  by  the  Government  of  the  United  States  in  application  of  Executive 
Orders  Nos.  10422  and  10459,  this  attitude  consisting  principally  in  the  refusal 
of  the  complainant  to  accede  to  the  invitation  to  appear  before  the  Loyalty  Board 
in  July  1954,  and  by  the  fact  that  after  that  date  the  complainant  took  no  steps 
nor  showed  any  wish  to  repair  or  mitigate  the  harm  which  was  deemed  to  have 
been  suffered  by  the  Organization  as  a  result  of  her  refusal  to  appear,  when  she 
could  not  ignore  the  gravity  of  such  harm  ; 

Considering  that  the  submissions  of  the  defendant  oblige  the  Tribunal,  in 
order  to  carry  out  its  functions  under  the  provisions  of  Article  II  of  its  Statute, 
to  seek  in  what  manner  and  to  what  extent  the  interests  of  the  Organization  may 
have  been  prejudiced ; 

Considering  that  the  difficulties  having  arisen  within  the  defendant  Organiza- 
tion are  that  one  Member  State,  in  defaiilt  of  obtaining  the  removal  of  those  of 
its  citizens  being  officials  finding  themselves  in  a  situation  similar  to  that  of 
the  complainant,  appeared  to  be  considering  withdrawing  its  participation  and 
support  from  the  Organzation;  that  in  particular  an  express  statement  in  this 
sense  was  made  before  the  Subcommittee  on  Appropriations  of  the  House  of 
Representatives  of  this  State  by  one  of  the  members  of  the  delegation  of  the 
said  State  at  the  Montevideo  Conference ; 

That  it  is  significant  that  the  Director  General  on  10  December  1954,  that  is 
to  say  on  the  date  following  that  on  which  the  Staff  Regulations  conferred  upon 
him  the  new  power,  invoked  such  power  against  the  three  parties  concerned,  in 
order  to  suspend  them  from  their  duties  and  to  take  those  procedural  measures 
against  them  arising  out  of  which  the  decisions  to  terminate  them,  now  before 
the  Tribunal,  were  taken ; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2187 

That  besides  there  is  no  indicatiou  that  there  was  any  other  reason  for  con- 
sidering that  the  interests  of  the  Organization  were  imperilled : 

That  the  safeguarding  erga  omncs  of  the  independence  and  impartiality  of 
the  Organization  is  also  vital  and  must  not  be  lost  sight  of  ; 

C.  Considering  that  the  complainant  could,  in  conscience,  be  persuaded  that 
she  was  within  her  rights,  that  besides  it  has  never  been  alleged  that  the  com- 
plainant had  been  the  object  of  legal  proceedings  in  her  own  country  by  reason 
of  the  attitude  complained  against,  since  a  purely  administrative  procedure  was 
involved :  that  exception  could  not  be  taken  against  her,  for  having  failed  in  her 
employment  to  determine  precisely  the  gravity  and  imminence  of  the  danger 
which  may  have  imperilled  certain  interests  of  the  Organization  ; 

Considering  tliat  no  exception  can  be  talien  against  her  on  such  grounds  nor 
could  she  be  reproached  with  having  abstained  from  taking  steps  for  which  no 
particulars  were  given  and  in  addition  never  requested  of  hex-,  in  order  to  repair 
or  mitigate  the  difficulties  to  which  the  Organization  was  subject ; 

Considering  that  the  Director  General  adduces,  however,  from  the  complain- 
ant's attitude  and  from  the  maintenance  of  this  attitude  that  the  complainant 
showed  that  she  did  not  wish  to  regulate  her  conduct  with  the  interests  of  the 
Organization  only  in  view  ; 

That  in  consequence  on  20  June  1955  the  Director  General  terminated  the 
complainant's  appointment  with  immediate  effect  (at  the  same  time  according  to 
her  those  indemnities  to  which  she  was  entitled  under  Regulation  9.3  of  the  Staff 
Regulations  and  Rule  104.7  (e)  of  the  Staff  Rules),  after  having  consulted  the 
Special  Advisory  Board  set  up  in  Regulation  9.1.1  of  the  Staff  Regulations  and 
after  carefully  studying,  as  he  states,  the  report  of  this  Board  ; 

D.  Considering  that  it  must  be  observed  that  the  decision  taken  is  based 
solely  on  paragraph  (a)  of  Regulation  9.1.1  of  the  Staff  Regulations  which  gives 
to  the  Director  General  the  power  to  terminate  an  official's  appointment  "if  the 
conduct  of  the  staff  member  indicates  that  the  staff  member  does  not  meet  the 
highest  standards  required  by  Article  VI  of  the  Constitution  and  by  Chapter  I 
of  the  Staff  Regulations"  ; 

That,  on  the  basis  of  this  wording,  the  clear  distinction  between  the  notions, 
respectively,  of  integrity  and  loyalty  is  henceforward  not  in  issue;  that  the 
grounds  adduced  are  based  on  the  duty  of  officials  "to  conduct  themselves  at  all 
times  in  a  manner  befitting  their  status  as  international  civil  servants,"  "to  bear 
in  mind  the  reserve  and  tact  incumbent  upon  them  by  reason  of  their  interna- 
tional status"  and  at  no  time  to  lose  sight  of  the  interests  of  the  international 
organization  for  which  they  serve ; 

Considering  that  paragraph  (b)  of  Regulation  9.1.1  deals  only  with  facts 
anterior  to  appointment  or  facts  which,  if  they  had  been  known  at  the  time  of 
the  appointment  should  have  precluded  the  appointment,  such  facts  not  having 
been  demonstrated  and  not  being  in  issue  in  this  case ; 

E.  Considering  besides  that  there  is  no  other  motive  in  the  case  which  can  be 
Invoked  in  justification  of  termination  ; 

That  the  Special  Advisory  Board  which  had  been  voluntarily  set  up  by  the 
Director  General  within  the  defendant  Organization,  as  early  as  September  1954, 
expressly  stated  that  it  could  find  no  evidence  either  in  the  reports  of  the  Loyalty 
Board  or  as  a  result  of  its  own  enquiries  that  the  complainant,  during  her  employ- 
ment in  the  Secretariat  of  the  defendant  Organization,  had  engaged  in  or  was 
engaging  in  activities  that  could  be  shown  to  constitute  misconduct  under  the 
terms  of  the  Staff  Regulations  and  Rules  ; 

That  it  results  from  the  complainant's  performance  reports  that  she  has  never 
been  the  subject  of  any  reproach;  that  on  the  contrary  the  appreciations  con- 
tained therein  were  entirely  laudatory  as  regards  her  work  and  performance  and 
that  she  was  promoted ; 

That  the  Director  General  was  therefore  entirely  correct  in  not  invoking 
against  her  any  misconduct,  breach  of  professional  duty,  or  unsatisfactory 
service ;  that  on  the  contrary  the  representative  of  the  defendant  Organization 
has  pointed  out  on  several  occasions  that  termination  for  disciplinary  reasons 
was  not  in  issue  and  that  the  sole  issue  was  the  termination  of  an  appointment, 
with  payment  of  indemnities,  under  the  new  Regulations  on  which  the  Director 
General  relies ; 

F.  Considering  that  the  defendant  Organization  objects  to  the  production  of 
the  report  of  the  Special  Advisory  Board  which  was  set  xip  in  1955  on  the  basis 
of  the  amended  Regulations  adopted  by  the  General  Conference  ; 

That  this  objection  is  motivated  by  a  text  inserted  by  the  Director  General 
himself  in  the  rules  which  he  drew  up  in  order  to  give  effect  to  the  new  provisions 


2188       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

of  the  Staff  Regulations  by  virtue  of  the  powers  conferred  on  him  under  the 
said  Regulations;  that  this  text  stipulates  (Staff  Rule  109.10)  that  the  proceed- 
ings and  records  of  the  Board  shall  be  secret  and  confidential ; 

That  if  this  provision  made  by  the  Director  General  in  application  of  the 
regulations  adopted  by  the  General  Conference  were  to  be  considered  as  lawful, 
it  would  have  as  its  effect  to  remove  from  the  Special  Advisory  Board  its  principal 
object ;  that  in  reporting  to  the  Administrative  Commission  of  the  General  Con- 
ference (document  8C/ADM/14,  paragraph  11),  the  author  of  the  text  declared 
himself  on  the  subject  of  this  Advisory  Board  as  follows :  "This  is  one  way  in 
which  it  is  considered  that  staff  members  may  be  protected  from  the  possibility  of 
arbitrary  decisions"  ;  that  where  the  opinion  given  is  confidential  to  the  Director 
General  alone,  such  additional  guarantee  promised  against  arbitrary  decisions 
is  unavailing ; 

That  where  the  competent  jurisdiction  for  reviewing  the  decision  of  the 
Director  General  is  not  able,  any  more  than  the  complainant,  to  have  cognizance 
of  the  opinion  of  the  Special  Advisory  Board,  and  where,  besides,  the  Director 
General  is  entirely  free  not  to  take  account  of  such  opinion  and  is  thereby  not 
subject  to  any  outside  I'eview,  it  would  have  sufllced  to  permit  the  Director 
General  to  be  counseled  accordingly  thereon  by  such  adviser  as  he  thought  fit ; 
that  this  cannot  be  imagined  to  have  been  the  impression  which  led  to  the  vote 
in  the  General  Conference,  the  Conference  being  manifestly  desirous  to  effectively 
protect  staff  members  whose  appointments  would  be  terminated  under  Staff 
Regulation  9.1.1,  from  arbitrary  decisions  ; 

Considering  that  the  deposition  made  under  oath  by  Mr.  Phelan,  Chairman 
of  the  said  Board,  cited  as  a  witness,  sliows  that  the  members  of  the  Board 
did  not,  in  accepting  to  serve,  impose  a  condition  of  secrecy ;  that  they  questioned 
the  Director  General  on  his  intentions  in  this  regard,  which  was  proper,  but 
did  not  have  as  a  legal  result  to  deprive  the  Director  General  from  disposing 
of  the  report  as  he  thought  fit ; 

That  the  objection  to  the  production  of  the  report  of  the  Board  which  was 
available  to  the  Director  General  removes  an  element  from  the  appreciation  of 
the  Tribunal  competent  to  pronounce  on  the  regularity  of  the  decision  taken ; 
that  the  regulations  having  been  observed  in  the  letter  the  Tribunal  may  not 
order  thereon,  but  that  in  any  event  it  Vv'as  unable  in  its  consultations  to  take 
into  account  this  unknown  element ; 

G.  Considering  that  the  complainant  submits  that  the  provisions  of  the  new 
Regulations  adopted  in  December  19.54  are  not  applicable  in  her  case  since  the 
facts  set  up  against  her  took  place  prior  to  such  adoption  ; 

That  this  submission  is  unfounded,  the  Director  General  having  been  accorded 
the  power  to  review  the  conduct  of  a  staff  member,  the  appointment  of  whom 
is  to  be  terminated,  solely  with  regard  to  the  higli  standards  required  of  an 
international  official,  and  that  he  is  free  in  this  respect  to  take  into  account 
t!iose  elements  on  which  he  considers  his  decision  may  be  based ; 

That  without  doubt,  the  granting  of  such  a  power  opens  the  door  to  a  gi'eat 
extent  to  arbitrary  decisions ;  that  it  fully  justifies  the  preoccupations  of  those 
desirous  of  providing  at  the  same  time  sure  and  effective  guaranties;  that  the 
Administrative  Trilmnal  must  watch  over  the  jurisdictional  review  which  it 
exercises ;  but  that  the  texts  exclude  the  submission  based  on  their  retroactive 
application ; 

H.  Considering  that  where  the  Director  General  has  the  power  to  terminate 
nn  indeterminate  appointment,  this  is  clearly  subject  to  the  implied  condition 
that  this  authority  must  be  exercised  only  for  the  good  of  the  service  and  in  the 
interest  of  the  Organization  ; 

Considering  that  it  is  in  the  light  of  this  principle  that  the  facts  in  this  case 
should  be  examined ; 

Considering  that  Regulation  1.4  of  the  Staff  Regulations  of  the  defendant 
Organization  is  as  follows  : 

"Meml)ers  of  the  Secretariat  shall  conduct  themselves  at  all  times  in  a  manner 
befitting  their  status  as  international  civil  servants.  They  shall  not  engage  in 
any  activity  tliat  is  incompatible  with  the  proper  discharge  of  their  duties  with 
the  Organization.  They  shall  avoid  any  action  and  in  particular  any  kind  of 
public  pronouncement  which  may  adversely  reflect  on  their  status,  or  on  the 
integrity,  indrpendence  and  impartiality  which  are  required  by  that  status. 
Wliile  they  are  not  expected  to  give  up  their  national  sentiments,  or  their  politi- 
cal and  religious  convictions,  they  shall  at  all  times  bear  in  mind  the  reserve  and 
tact  incumbent  upon  tliem  by  reason  of  their  international  status"  ; 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES      2189 

Considering  that,  in  thus  clearly  establishing  the  entire  freedom  of  conscience 
recognized  to  international  officials  in  respect  of  both  their  philosophical  convic- 
tions and  their  political  opinions,  the  Regulations  impose  on  them  the  duty  to 
abstain  from  all  acts  capable  of  being  interpreted  as  associating  them  with 
propaganda  or  militant  proselytism  in  any  sense  whatever ; 

That  this  abstention  is  rigorously  imposed  on  them  by  the  overriding  interest 
of  the  international  organization  to  which  they  owe  their  loyalty  and  devotion ; 

I.  Considering  that,  when  consulted  by  the  Staff  Association  of  the  defend- 
ant Organization  on  the  obligation  incumbent  on  members  of  the  staff"  to  reply 
to  questionnaires  issued  by  authorities  of  their  respective  countries,  the  Director- 
General  declared  that  the  answer  must  depend  only  on  the  conscience  of  the 
individual,  except  that  he  should  not  lie  and  should  have  regard  to  the  conse- 
quences which  the  refusal  to  reply  might  have  for  him ; 

Considering,  however,  that  in  respect  of  the  invitation  to  appear  before  the 
Loyalty  Board  it  is  established  that  the  complainant  approached  the  Director 
General  only  at  a  late  date,  so  that  the  latter  would  not  have  been  able  to  give 
her  advice  in  sufficient  time ; 

J.  Considering  that,  in  order  to  review  all  factors,  it  is  necessary  to  enquire 
whether  the  acts  or  omissions  of  the  complainant  could  be  considered  as  justify- 
ing the  application  of  paragraph  (a)  of  Regulation  9.1.1  of  the  Staff  Regulations, 
on  the  grounds  that  in  themselves  they  caused  doubt  to  exist  as  to  whether  she 
fulfilled  the  higliest  standards  required  of  an  international  official ; 

Considering  that  the  complainant  does  not  challenge  the  legitimate  character 
of  the  enquiry  made  within  the  staff  by  the  Special  Advisory  Board  set  up  by  the 
Director  General  on  28  September  1954,  following  the  submission  to  the  Director- 
General  of  the  report  made  against  her  by  the  Loyalty  Board  in  default  of  her 
appearance; 

That  this  measure  is  in  accordance  with  the  undertaking  made  with  the  State 
member  concerned  under  arrangements  approved  by  the  Executive  Board  and 
General  Conference  of  the  defendant  Organization  :  that  this  was  solely  an  under- 
taliing  that  any  information  which  the  Government  of  the  State  concerned  might 
desire  to  submit  to  the  Director  General  would  "be  studied  with  care"  and  that 
he  would  "certainly  give  every  consideration  to  it,  in  the  light  of  the  Constitution 
of  UNESCO  and  all  other  relevant  provisions  and  policies  which  may  have  been 
or  may  be  laid  down  by  the  appropriate  organs  of  UNESCO"  ; 

That  the  Special  Advisory  Board  set  up  on  28  September  1954  expressed  the 
opinion,  as  referred  to  above,  that  it  could  find  no  evidence  that  the  complainant 
had  engaged  or  was  engaging  in  activities  during  her  employment,  that  could  be 
shown  to  be  misconduct  under  the  Staff  Regulations  aud  Staff  Rules;  the  Board 
concluding  however  that  the  attitude  adopted  by  the  complainant  as  well  as  the 
reasons  given  for  her  attitude  gave  rise  to  serious  doubts  about  the  degree  of  confi- 
dence that  could  be  placed  in  her  integrity,  judgment  and  loyalty  to  the  Organiza- 
tion ;  that  the  Board  found  justification  for  this  opinion  in  stating  that  in  a  situa- 
tion which,  in  its  opinion,  was  clearly  harmful  to  the  Organization,  the  com- 
plainant maintained  that  adherence  to  her  own  personal  views  was  more  import- 
ant than  the  interests  of  the  Organization  ; 

That  this  opinion  restates  in  different  terms  the  reasons  Invoked  for  the  deci- 
sion taken ; 

K.  Considering  however  that  when  requested  to  give  an  opinion  on  the  decision 
itself,  the  Appeals  Board,  presided  over  by  an  eminent  magistrate  enjoying  the 
confidence  of  all  parties  and  composed  jointly  of  members  appointed  by  the 
Director  General  and  members  appointed  by  the  Staff  Association,  came  unani- 
mously to  a  diametrically  opposed  conclusion ;  that  after  a  full  hearing  and  a 
thorough  study  of  all  the  facts  in  the  case,  it  unanimously  concluded  that  the 
complainants  had  not  failed  in  the  high  standards  required  of  members  of  the 
Secretariat,  had  not  committed  acts  incompatible  with  the  integrity  required  of 
them  and  had  not  disregarded  the  true  interest  of  the  Organization ;  that,  as  a 
consequence,  the  decisions  to  terminate  them  had  no  basis  in  law  and  that  the 
said  complainants  had  shown  cause  for  requesting  reinstatement ;  that  the  Tri- 
bunal fully  agrees  with  this  particularly  authoritative  opinion ; 

That  the  Court  must  besides  take  into  consideration  the  due  care  required  of  it 
in  appreciating  the  validity  of  the  decision  taken,  by  reason  of  the  striking  and  in- 
defensible disproportion  between  the  alleged  attitude  of  the  complainant  and  the 
measure  taken  against  her,  putting  an  end  to  the  career  on  which  she  based  her 
future,  when  no  complaint  regarding  her  work  had  been  alleged ;  that  from  this 
standpoint  it  is  of  no  moment  that  the  termination  was  not  a  disciplinary  action 
in  the  formal  sense  of  the  Regulations  and  that  certain  indemnities  were  accorded, 

72723— 57— pt.  38 7 


2190       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

when  the  fuudamental  result  is  to  deprive  the  party  concerned  of  her  employment 
hy  exposing  her  to  all  the  risljs  and  distress  of  an  uncertain  future ; 

L.  Considering  that  it  is  thus  established  that  the  gi-ouud  for  complaint  of  the 
Director  General  is  based  solely  on  the  refusal  of  the  oflacial  to  participate  in 
measures  of  verbal  or  written  enquiry  to  which  his  national  Government  considers 
it  necessary  to  subject  him  ; 

That  the  Director  General  of  an  international  organization  cannot  associate 
himself  with  the  execution  of  the  policy  of  the  Government  authorities  of  any 
State  member  without  disregarding  the  obligations  imposed  on  all  international 
officials  without  distinction  and,  in  consequence,  without  misusing  the  authority 
which  has  Iteen  conferred  on  him  solely  for  the  purpose  of  directing  that  Organi- 
zation towards  the  achievement  of  its  own,  exclusively  international  objectives; 

That  this  duty  of  the  Director  General  is  governed  by  Article  VI,  paragraph  5, 
of  the  Constitution  of  the  defendant  Organization  in  the  following  terms : 

"The  responsibilities  of  the  Director  Gteueral  and  of  the  staff  shall  be  exclu- 
sively international  in  character.  In  the  discharge  of  their  duties  they  shall  not 
seek  or  receive  instructions  from  any  Government  or  from  any  authority  external 
to  the  Organization.  They  shall  refrain  from  any  action  which  might  prejudice 
their  position  as  international  officials.  Each  State  Member  of  the  Organization 
undertakes  to  respect  the  international  character  of  the  responsibilities  of  the 
Director  General  and  the  staff,  and  not  to  seek  to  influence  them  in  the  discharge 
of  their  duties." 

Considering  that  the  fact  that  in  this  case  the  doubts  raised  as  to  the  loyalty 
of  the  complainant  to  her  own  Government  brought  by  a  Government  which  enjoys 
in  all  respects  the  highest  prestige,  must  be  without  any  influence  upon  the  con- 
sideration of  the  facts  in  the  case  and  the  determination  of  the  principles  whose 
respect  the  Tribunal  must  ensure ; 

Tliac  it  will  suffice  to  realize  that  if  any  one  of  the  sevent.v-four  States  and 
Governments  involved  in  the  defendant  Organization  brought  against  an  official, 
one  of  its  citizens,  an  accusation  of  disloyalty  and  claimed  to  subject  him  to  an 
enquiry  in  similar,  or  analogous  conditions,  the  attitude  adopted  by  the  Director 
General  would  constitute  a  precedent  obliging  him  to  lend  his  assistance  to  such 
enquiry  and,  moreover,  to  invoke  the  same  disciplinary  or  statutory  consequences, 
the  same  withdrawal  of  cofidence  and  the  same  application  of  Regulation  9.1.1. 
of  the  Staff  Regulations,  on  the  basis  of  any  opposal  by  the  person  concerned 
to  the  action  of  his  national  Government ; 

That  if  this  were  to  be  the  case  there  would  result  for  all  international 
officials,  in  matters  touching  on  conscience,  a  state  of  uncertainty  and  inse- 
curity prejudicial  to  the  performance  of  their  duties  and  liable  to  provoke 
disturbances  in  the  international  administration  such  as  cannot  be  imagined  to 
have  been  in  the  intention  of  those  who  drew  up  the  Constitution  of  the  defendant 
Organization ; 

M.  Considering  that  it  has  been  shown  above  that  the  attitude  of  the  complain- 
ant towards  the  Loyalty  Board  in  no  way  justifies  the  existence  of  serious  doubts 
as  to  the  high  standards  required  of  an  international  official ; 

That  neither  does  it  appear  that  the  complainant  placed  her  own  interests  above 
the  true  interest  of  the  Organization,  as  defined  above ; 

Considering  therefore  that  the  only  ground  for  complaint  adduced  by  the 
Director  General  to  justify  the  application  to  the  complainant  of  Regulation 
0.  1.  1.  of  the  Staff  Regulations,  that  is  to  say  her  opposal  to  the  investiga- 
tions of  her  own  Government,  is  entirely  unfounded  ; 

N.  Considering  that  it  results  therefrom  that  the  decision  taken  must  be 
rescinded,  the  said  decision  not  resting  on  any  provision  of  the  Staff  Regula- 
tions ;  that  nevertheless  the  Tribunal  does  not  have  the  power  to  order  reinstate- 
ment, which  requires  a  positive  act  of  the  Director-General,  over  whom  the  Tri- 
bunal has  no  hierarchical  authority ; 

That  in  the  absence  of  such  a  power  and  unless  the  Director  General  should 
consider  himself  in  a  position  to  reconsider  his  decision  in  this  manner,  the  Tri- 
bunal is  none  the  less  competent  to  order  equitable  reparation  of  the  damage 
i^uffered  by  the  complainant  by  reason  of  the  measure  of  which  she  was  the 
object ; 

On  prejudice  : 

Considering  that  should  the  complainant  not  be  reinstated  with  full  rights,  she 
should  be  compensated  for  the  material  and  moral  prejudice  which  she  has 
suffered  by  reason  of  the  decision  taken  ; 

That  such  prejudice  may  be  assessed  ex  aeqvo  et  bono  at  two  years'  base  salary, 
without  any  setoff  of  the  indemnities  which  she  has  been  accorded; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2191 

Considering  that  the  annual  base  salary  of  the  complainant  amounted  to 
819,000  French  francs  ; 

That  there  are  no  grounds  for  allocating  a  supplementary  idemnity  by  reason 
of  the  suspension  with  salary  dated  10  December  1954,  a  measure  which  the 
Director  General  was  entitled  to  take  within  the  limits  of  his  authority  and 
which  cannot  be  considered  in  the  circumstances  as  having  increased  the  prejudice 
suffered ; 

On  the  gbounds  as  aforesaid 

The  tribunal, 

Rejecting  any  wider  or  contrary  conclusions, 

Declares  the  complaint  to  be  receivable  as  to  form  ; 

Declares  that  it  is  competent ; 

Orders  the  decision  taken  to  be  rescinded  and  declares  in  law  that  a  legal  basis 
therefor  cannot  be  found  in  the  Staff  Regulations ; 

In  consequence,  should  the  defendant  not  reconsider  the  decision  taken  and 
reinstate  the  complainant,  orders  the  said  defendant  to  pay  to  the  complainant 
an  amount  equal  to  2  years'  base  salary,  namely  1,638,000  French  francs  to- 
gether with  interest  at  4  per  centum  from  20  June  1955,  without  any  setoff 
of  the  indemnities  accorded  to  her  at  the  time  of  termination  of  her  appointment ; 

Orders  the  defendant  Organization  to  pay  to  the  complainant  the  sum  of  $300 
by  way  of  participation  in  the  costs  of  her  defense ; 

Pronouncing  on  the  application  to  intervene  made  by  M.  Henquet ; 

Considering  that  such  intervention  is  receivable  in  so  far  as  it  is  made  by 
M.  Henquet  in  his  own  name,  an  official  of  the  defendant  Organization,  holder 
of  an  indeterminate  appointment ; 

Considering  that  the  intervention  is  founded,  in  so  far  as  recognized  by  this 
judgment ; 

Orders  the  defendant  Organization  to  bear  the  expenses  for  which  justification 
is  provided  by  the  intervenor  up  to  a  maximum  of  $40. 

In  witness  of  which  judgment,  pronounced  at  the  Palais  des  Nations,  Geneva, 
in  public  sitting  on  29  October  1955,  by  His  Excellency  M.  Albert  Dev6ze,  Presi- 
dent, Jonkheer  van  Rijckevorsel,  Judge,  Acting  Vice  President,  and  M.  lasson 
Stavropoulos,  Deputy  Judge,  called  upon  to  sit  owing  to  the  inability  of  a  titular 
judge  to  attend,  the  aforementioned  have  hereunto  subscribed  their  signatures 
as  well  as  myself.  Wolf,  Registrar  of  the  Ti-ibunal. 

(Signatures)     Albert  Deveze. 

A.  van  Rijckevorsel. 

IaSSON    STA\T50P0m-0S. 

Francis  Wolf. 


Exhibit  No.  378 — E 
[UnoflScial  translation] 

INTERNATIONAL  LABOUR  ORGANISATION 

Administrative  Tribunal 
J'udgment  No.  24 

fifth  ordinary  session    (PART  II),  GENEVA,  OCTOBER  19r.5 

Sitting  of  29  October  1955 

In  THE  Matter  of  Miss  H^lene  Van  Geldee  Against  United  Nations  Educa- 
tional, Scientific,  and  Cultural  Organization 

The  Administrative  Tribunal  of  the  International  Labour  Organisation, 
Having  had  referred  to  it  a  complaint  submitted  against  the  United  Nations 
Educational,  Scientific,  and  Cultural  Organization  on  13  September  1955  by  Miss 
H^l^ne  Van  Gelder,  a  former  official  of  that  Organization,  asking  that  the 
Tribunal  be  pleased  to  rescind  the  decision  taken  on  20  June  1955  terminating 
the  complainant's  appointment  and,  in  default  of  reinstatement  to  enjoin  the 
defendant  Organization  to  pay  to  the  complainant  by  way  of  damages  a  sum 
equivalent  to  three  years  salary  together  with  an  indemnity  of  $10,000 ; 

Considering  the  memorandum  of  reply  to  the  said  complainant  submitted  by 
the  defendant  Organization  on  6  October  1955 ; 


2192       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name,  in  his  status 
as  an  ofhcial  of  the  defendant  Oriianization,  holder  of  an  indeterminate  appoint- 
ment, on  3  October  1955  by  M.  Pierre  Henquet,  Chairman  of  the  Staff  Association ; 

Having  heard,  on  oath,  in  public  sitting  on  20  October  1955  Edward  Joseph 
Phelan,  witness  cited  by  the  complainant,  whose  deposition,  certified  true,  is  in 
the  dossier ; 

Considering  the  pleadings  exchanged  by  the  representatives  of  the  parties 
during  the  hearing ; 

Considering  that  the  complaint  is  receivable  in  form  ; 

Considering  that  the  facts  of  the  case  are  the  following: 

(1)  The  complainant  took  up  her  duties  with  the  defendant  Organization  on 
29  July  1948 ; 

(2)  At  the  time  when  the  decision  complained  of  was  taken  the  complainant 
was  the  holder  of  an  indeterminate  appointment,  subject  to  a  five-year  review  on 
1  October  1959 ; 

(3)  In  February  1953  the  complainant  received  a  questionnaire  to  be  com- 
pleted and  returned  in  application  of  "Executive  Order  No.  10422  of  the  President 
of  the  United  States  dated  9  January  1953  prescribing  procedures  for  making 
available  to  the  Secretary  General  of  the  United  Nations  certain  information 
concerning  United  States  citizens  employed  or  being  considered  for  employment 
on  the  Secretariat  of  the  United  Nations"  whose  provisions  apply  to  the  defendant 
Organization  by  virtue  of  Part  III  of  the  Order  in  question ;  the  comi>lainant 
completed  this  questionnaire  and  returned  it ; 

(4)  In  February  1954,  the  complainant  received  an  interrogatory  from  the 
International  Organizations  Employees  Loyalty  Board  of  the  United  States  Civil 
Service  Commission  set  up  by  Executive  Order  No.  104.59  of  2  June  1953  amending 
Executive  Order  No.  10422  of  9  January  1953  interrogatory  to  which  the  com- 
plainant replied ; 

(5)  In  July  1954,  the  complainant  received  an  invitation  to  appear  as  from 
15  July  1954  before  the  Loyalty  Board,  meeting  at  the  United  States  Embassy  in 
Paris ; 

(6)  By  letter  dated  21  July  1954  the  complainant  informed  the  Director  Gen- 
eral of  the  reasons  of  conscience  on  which  she  based  her  refusal  to  appear ; 

(7)  Subsequently  the  Director  General  received  communications  of  the  report 
of  the  Loyalty  Board  (advisory  determination)  dated  15  September  1954  in  which 
it  was  stated  that : 

"*  *  *  the  Board  finds  that,  on  all  the  evidence,  there  is  a  reasonable  doubt 
of  the  loyalty  of  Helen  Julie  Van  Gelder  to  the  Government  of  the  United  States." 

(8)  The  complainant  was  herself  informed  of  the  conclusions  of  the  Loyalty 
Board  by  letter  of  the  Chairman  of  the  Loyalty  Board  dated  27  September  1954, 
and  was  also  infoi-med  of  the  fact  that  the  report  of  the  Loyalty  Board  had  been 
transmitted  to  the  Director  General  of  the  defendant  Organization; 

(9)  On  28  September  1954  the  Director  General  set  up  a  Special  Advisory 
Board  consisting  of  members  of  the  staff  whose  task  was  to  "examine  the  cases  of 
certain  staff  members  on  the  basis  of  certain  information  which  has  been  brought 
to  the  knowledge  of  the  Director  General  and  in  the  light  of  the  standards  of 
employment  and  conduct  prescribed  by  the  Constitution  and  StafE  Regulations" ; 
the  complainant  appeared  and  explained  her  position  before  this  Special  Advisory 
Board ; 

(10)  The  complainant  was  informed  by  a  note  dated  10  December  1954  that 
she  was  suspended  from  her  functions  with  pay  until  further  notice  in  application 
of  Rule  109.11  of  the  Staff  Rules ; 

(11)  By  a  note  dated  17  December  1954  the  complainant  requested  the  Director 
General  to  reconsider  his  decision ; 

(12)  The  Director  General  declined  to  reconsider  his  decision  and  the  com- 
plainant submitted  an  appeal  to  the  UNESCO  Appeals  Board  on  10  February 
1955,  asking  that  the  decision  to  suspend  her  be  rescinded; 

(13)  On  25  July  1955  the  Appeals  Board,  by  a  majority,  expressed  the  opinion 
that  the  decision  of  the  Director  General  dated  10  December  1954  by  which  the 
complainant  had  been  suspended  from  her  functions  with  pay  should  be  rescinded  ; 

(14)  Before  the  Appeals  Board  had  taken  its  decision  the  Special  Advisory 
Board,  referred  to  in  paragraph  9.1.1  of  the  Staff  Regulations  and  appointed  by 
the  Director  General  in  accordance  with  Rule  109.10  of  the  Staff  Rules,  heard  the 
complainant  in  March  1955  ; 

(15)  By  letter  dated  20  June  1955  the  Director  General  informed  the  com- 
plainant that  her  appointment  was  terminated  on  the  same  date.  This  letter 
stated  inter  alia: 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2193 

"The  Special  Advisory  Board  which  I  appointed  in  accordance  with  Staff  Regu- 
lation 9.1.1  has  submitted  its  report  to  me  on  the  matter  concerning  you. 

"I  have  studied  this  report  very  carefully. 

"I  regret  to  inform  you  that  I  have  come  to  the  conclusion  that  your  conduct 
indicated  that  you  do  not  meet  the  highest  standards  required  by  Article  VI  of 
the  Constitution  and  by  Chapter  I  of  the  Staff  Regulations. 

"I  have  come  to  this  conclusion  because  of  the  attitude  you  have  adopted  to 
the  investigation  undertaken  by  the  United  States  Government  under  Executive 
Order  10422,  as  amended  by  Executive  Order  104.59,  which  found  its  principal 
expression  in  your  refusal  to  respond  to  the  invitation  to  appear,  in  July  1954, 
before  the  International  Organizations  Employees  Loyalty  Board  of  the  United 
States  Civil  Service  Commission,  and  because,  at  no  time  up  to  this  date,  have 
you  taken  any  steps  or  shown  any  desire  to  repair,  or  at  least  to  mitigate,  the 
harm  done  to  the  Organization  by  your  refusal  to  appear  before  the  Board. 

"You  could  not  have  failed  to  realize  that  the  attitude  you  have  adopted 
gravely  prejudiced  the  interests  of  the  Organization. 

"I  have  indicated,  and  in  particular,  at  the  Eighth  Session  of  the  General 
Conference,  the  seriousness  of  the  consequences  of  such  an  attitu'le. 

"In  adopting  and  maintaining  such  an  attitude,  you  have  shown  that  you  are 
not  willing  to  regulate  your  conduct  with  the  interests  of  the  Organization  only 
in  view. 

"I  am  therefore  obliged  to  terminate  your  appointment  with  effect  from  the 
end  of  the  day,  20  June  1955,  under  the  provisions  of  Staff  Regulation  9.1.1. 

"In  accordance  with  the  terms  of  your  indeterminate  appointment  you  will 
receive  an  indemnity  equivalent  to  [six]  months  pensionable  remuneration. 

"You  will  be  paid  salary  and  allowances  in  Ueu  of  three  months'  notice. 

"You  will  also  receive  any  other  payments  to  which  you  are  entitled  upon 
separation" ; 

(16)  By  letter  dated  24  June  1955  the  complainant  requested  the  Director 
General  to  reconsider  his  decision  to  terminate  her  appointment ; 

(17)  By  letter  dated  27  June  19.55  the  Director  General  informed  the  com- 
plainant that  he  adhered  to  his  decision ; 

(IS)  On  1  July  1955  the  complainant  submitted  an  appeal  to  the  UNESCO 
Appeals  Board  asking  that  the  Director  General's  decision  dated  20  June  1955 
be  rescinded ; 

(19)  On  29  July  1955  the  Appeals  Board  by  a  majority  expressed  the  opinion 
that  the  decision  of  20  June  1955  by  which  the  complainant's  appointment  was 
terminated  should  be  rescinded; 

(20)  By  letter  dated  31  August  1955  the  Director  General  informed  the  Chair- 
man of  the  Appeals  Board  that  he  could  not  act  in  accordance  with  this  opinion. 

On  the  substance  : 

A.  Considering  that  the  decision  of  20  June  1955  terminating  the  appointment 
of  the  complainant  was  taken  in  application  of  Regulation  9.1.1  of  the  Staff 
Regulations,  as  adopted  by  the  UNESCO  General  Conference  in  Montevideo  on 
8  December  1954,  this  Regulation  being  in  the  following  terms : 

"The  Director  General  may  also,  giving  his  reasons  therefor,  terminate  the 
appointment  of  a  staff  member : 

'•(a)  If  the  conduct  of  the  staff  member  indicates  that  the  staff  member 
does  not  meet  the  highest  standards  required  by  Article  VI  of  the  Constitu- 
tion and  by  Chapter  I  of  the  Staff  Regulations ; 

"  ( & )   If  facts  anterior  to  the  appointment  of  the  staff  member  and  relevant 
to  his  suitability  or  which  reflect  on  his  present  integrity  come  to  light, 
which,  if  they  had  been  known  at  the  time  of  his  appointment  should,  under 
the  standards  established  in  the  Constitution,  have  precluded  his  appoint- 
ment. 
"No  termination  under  the  provisions  of  this  Regulation  shall  take  effect 
until  the  matter  has  been  considered  and  reported  on  by  a  special  advisory  board 
appointed  for  that  purpose  by  the  Director  General" ; 

Considering  that  where  the  Director  General  acts  within  the  provisions  of 
Regulation  9.1.1  he  has  only  the  statutory  powers  conferred  on  him  by  the 
General  Conference ;  that  in  a  particular  case  the  Tribunal's  appreciation  and 
review  of  the  exercise  of  this  power  consists  in  examining  whether  in  fact  the 
circumstances  of  the  case  are  such  as  to  justify  the  application  thereof;  that 
if  this  were  not  to  be  the  case  the  application  of  this  power  would  be  at  the 
Director  General's  sole  pleasure ; 

Considering  that  Regulation  9.1.1  expressly  provides  that  reasons  must  be 
given  for  taking  the  measures  set  forth  therein  and  that  tlie  matter  be  first 


2194       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

reported  on  by  a  Special  Advisory  Board  appointed  for  that  purpose  by  the 
Director  General ; 

B.  Considering  that  in  this  case  the  decision  is  expressly  motivated  by  the 
attitude  taken  by  the  complainant  with  respect  to  the  measures  of  investigation 
provided  by  the  Government  of  the  United  States  in  application  of  Executive 
Orders  No.  10422  and  10459,  this  attitude  consisting  principally  in  the  refusal 
of  the  complainant  to  accede  to  the  invitation  to  appear  befoi-e  the  Loyalty  Board 
in  July  1954,  and  by  the  fact  that  after  that  date  the  complainant  took  no  steps 
nor  showed  any  wish  to  repair  or  mitigate  the  harm  which  was  deemed  to  have 
been  suffered  by  the  Organization  as  a  result  of  her  refusal  to  appear,  when  she 
could  not  ignore  the  gravity  of  such  harm ; 

Considering  that  the  submissions  of  the  defendant  oblige  the  Tribunal,  in  order 
to  carry  out  its  functions  under  the  provisions  of  Article  II  of  its  Statute,  to  seek 
in  what  manner  and  to  what  extent  the  interests  of  the  Organization  may  have 
been  prejudiced ; 

Considering  that  the  difficulties  having  arisen  within  the  defendant  Organiza- 
tion are  that  one  Member  State,  in  default  of  obtaining  the  removal  of  those  of 
its  citizens  being  officials  finding  themselves  in  a  situation  similar  to  that  of  the 
complaint,  appeared  to  be  considering  withdi'awing  its  participation  and  support 
from  the  Organization ;  that  in  particular  in  express  statement  in  this  sense  was 
made  before  the  Subcommittee  on  Appropriations  of  the  House  of  Representatives 
of  this  State  by  one  of  the  members  of  the  delegation  of  the  said  State  at  the 
Montevideo  Conference ; 

That  it  is  significant  that  the  Director  General,  on  10  December  1954,  that  is 
to  say  on  the  date  following  that  on  which  the  Staff  Regulations  conferred  upon 
him  the  new  poAver,  invoked  such  power  against  the  three  parties  concerned, 
in  order  to  suspend  them  from  their  duties  and  to  take  those  procedural  measures 
against  them  a  rising  out  of  which  the  decisions  to  terminate  them,  now  before 
the  Tribunal,  were  taken  ; 

That  besides  there  is  no  indication  that  there  was  any  other  reason  for  con- 
sidering that  the  interests  of  the  Organization  were  imperiled  ; 

That  the  safeguarding  erga  onines  of  the  independence  and  impartiality  of  the 
Organization  is  also  vital  and  must  not  be  lost  sight  of ; 

C.  Considering  that  the  complainant  could,  in  conscience,  be  persuaded  that 
she  was  within  her  rights,  that  besides  it  has  never  been  alleged  that  the  com- 
plainant had  been  the  object  of  legal  proceedings  in  her  own  country  by  reason 
of  the  attitude  complained  against,  since  a  purely  administrative  procedure  was 
involved ;  that  exception  could  not  be  taken  against  her,  for  having  failed  in  her 
employment  to  determine  precisely  the  gravity  and  imminence  of  the  danger 
which  may  have  imperiled  certain  interests  of  the  Organization ; 

Considering  that  no  exception  can  be  taken  against  her  on  such  grounds  nor 
could  she  be  reproached  with  having  abstained  from  taking  steps  for  which  no 
particulars  were  given  and  in  addition  never  requested  of  her,  in  order  to  repair 
or  mitigate  the  difficulties  to  Avhich  the  Organization  was  subject ; 

Considering  that  the  Director  General  adduces  however  from  the  complainant's 
attitude  and  from  the  maintenance  of  this  attitude  that  the  complainant  showed 
that  she  did  not  wish  to  regulate  her  conduct  with  the  interests  of  the  Organiza- 
tion only  in  view ; 

That  in  consequence  on  20  June  1955  the  Director  General  terminated  the 
complainant's  appointment  with  immediate  effect  (at  the  same  time  according 
to  her  those  indemnities  to  which  she  was  entitled  under  Regulation  9.3  of  the 
Staff  Regulations  and  Rule  104.7(e)  of  the  Staff  Rules),  after  having  consulted 
the  Special  Advisory  Board  set  up  in  Regulation  9.1.1  of  the  Staff  Regvilations 
and  after  carefully  studying,  as  he  states,  the  report  of  this  Board ; 

D.  Considering  that  it  must  be  observed  that  the  decision  taken  is  based  solely 
on  paragraph  (a)  of  Regulation  9.1.1  of  the  Staff  Regulations  which  gives  to  the 
Director  General  the  power  to  terminate  an  official's  appointment  "if  the  conduct 
of  the  staff  member  indicates  that  the  staff'  member  does  not  meet  the  highest 
standards  required  by  Article  VI  of  the  Constitution  and  by  Chapter  I  of  the 
Staff  Regulations" ; 

That,  on  the  basis  of  the  wording,  the  clear  distinction  between  the  notions 
respectively  of  integrity  and  loyalty  is  henceforward  not  in  issue :  that  the  grounds 
adduced  are  based  on  the  duty  of  officials  "to  conduct  themselves  at  all  times  in 
a  manner  befitting  their  status  as  international  civil  servants",  "to  bear  in  mind 
the  reserve  and  tact  incumbent  upon  them  by  reason  of  their  international 
status.",  and  at  no  time  to  lose  sight  of  the  interests  of  the  international  or- 
ganization for  which  they  serve  ; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2195 

Considering  that  paragraph  (5)  of  Reguhition  9.1.1  deals  only  with  facts 
anterior  to  appointment  or  facts  which,  if  they  had  been  known  at  the  time  of  the 
appointment  should  have  precluded  the  appointment,  such  facts  not  having  been 
demonstrated  and  not  being  in  issue  in  this  case, 

E.  Considering  besides  that  there  is  no  other  motive  in  the  case  which  can  be 
invoked  in  justification  of  termination ; 

That  the  Special  Advisory  Board  which  had  been  voluntarily  set  up  by  the 
Director  General  within  the  defendant  Organization,  as  early  as  September  1954, 
expressly  stated  that  it  could  find  no  evidence  either  in  the  reports  of  the  Loyalty 
Board  or  as  a  result  of  its  own  enquiries  that  the  complainant,  during  her 
employment  in  the  Secretariat  of  the  defendant  Organization,  had  engaged  in  or 
was  engaging  in  activities  that  could  be  shown  to  constitute  misconduct  under  the 
terms  of  the  Staff  Regulations  and  Rules ; 

That  it  results  from  the  complainant's  performance  reports  that  she  has  never 
been  the  subject  of  any  reproach ;  that  on  the  contrary  the  appreciations  con- 
tained therein  were  entirely  laudatory  as  regards  her  work  and  performance 
and  that  she  was  promoted ; 

That  the  Director  General  was  therefore  entirely  correct  in  not  invoking 
against  her  any  misconduct,  breach  of  professional  duty  or  unsatisfactory  serv- 
ice; that  on  the  contrary  the  representative  of  the  defendant  Organization  has 
pointed  out  on  several  occasions  that  termination  for  disciplinary  reasons  was 
not  in  issue  and  that  the  sole  issue  was  the  determination  of  an  appointment, 
with  payment  of  indemnities,  under  the  new  Regulations  on  which  the  Director 
General  relies ; 

F.  Considering  that  the  defendant  Organization  objects  to  the  production  of 
the  report  of  the  Special  Advisory  Board  which  was  set  up  in  1955  on  the  basis 
of  the  amended  Regulations  adopted  by  the  General  Conference  ; 

That  this  objection  is  motivated  by  a  text  inserted  by  the  Director  General 
himself  in  the  rules  which  he  drew  up  in  order  to  give  effect  to  the  new  pro- 
visions of  the  Staff  Regulations  by  virtue  of  the  powers  conferred  on  him  under 
the  said  Regulations;  that  this  text  stipulates  (Staff  Rule  109.10)  that  the  pro- 
ceedings and  reports  of  the  Board  shall  be  secret  and  confidential ; 

That  if  this  provision  made  by  the  Director  General  in  application  of  the 
regulations  adopted  by  the  General  Conference  were  to  be  considered  as  law- 
ful, it  would  have  as  its  effect  to  remove  from  the  Special  Advisory  Board  its 
principal  object;  that  in  reporting  to  the  Administrative  Commission  of  the 
General  Conference  (document  8C/ADM/14,  paragraph  11),  the  author  of  the 
text  declared  himself  on  the  subject  of  this  Advisory  Board  as  follows:  "This 
is  one  way  in  which  it  is  considered  that  staff  members  may  be  protected  from 
the  possibility  of  arbitrary  decisions" ;  that  where  the  opinion  given  is  con- 
fidential to  the  Director  General  alone,  such  additional  guarantee  promised 
against  arbitrary  decisions  is  imavailing ; 

That  where  the  competent  jurisdiction  for  reviewing  the  decision  of  the  Di- 
rector General  is  not  able,  any  more  than  the  complainant,  to  have  cognizance 
of  the  opinion  of  the  Special  Advisory  Board,  and  where,  besides,  the  Director 
General  is  entirely  free  not  to  take  account  of  such  opinion  and  is  thereby  not 
subject  to  any  outside  review,  it  would  have  sufficed  to  permit  the  Director  Gen- 
eral to  be  counseled  accordingly  thereon  by  such  advisers  as  he  thought  fit; 
that  this  cannot  be  imagined  to  have  been  the  impression  which  led  to  the  vote 
in  the  General  Conference,  the  Conference  being  manifestly  desirous  to  ef- 
fectively protect  staff  members  whose  appointments  would  be  terminated  under 
Staff  Regulation  9.1.1,  from  arbitrary  decisions ; 

Considering  that  the  deposition  made  under  oath  by  Mr.  Phelan,  Chairman  of 
the  said  Board,  cited  as  a  witness,  shows  that  the  members  of  the  Board  did  not, 
in  accepting  to  serve,  impose  a  condition  of  secrecy;  that  they  questioned  the 
Director  General  on  his  intentions  in  this  regard,  which  was  proper,  but  did 
not  have  as  a  legal  result  to  deprive  the  Director  General  from  disiwsing  of 
the  report  as  he  thought  fit ; 

That  the  objection  to  the  production  of  the  report  of  the  Board  which  was 
available  to  the  Director  General  removes  an  element  from  the  appreciation 
of  the  Tribunal  competent  to  pronounce  on  the  regularity  of  the  decision  taken ; 
that  the  regulations  having  been  observed  in  the  letter  the  Tribunal  may  not 
order  thereon,  but  that  in  any  event  it  was  unable  in  its  consultations  to  take 
into  account  this  unknown  element ; 

G.  Considering  that  the  complainant  submits  that  the  provisions  of  the  new 
Regulations  adopted  in  December  1954  are  not  applicable  in  her  case  since  the 
tacts  set  up  against  her  took  place  prior  to  such  adoption  ; 


2196       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

That  this  submission  is  unfounded,  the  Director  General  having  been  accorded 
the  power  to  review  the  conduct  of  a  staff  member,  the  appointment  of  whom 
is  to  be  terminated,  solely  with  regard  to  the  high  standards  required  of  an 
international  official,  and  that  he  is  free  in  this  respect  to  take  into  account  those 
elements  on  which  he  considers  his  decision  may  be  based  ; 

That  without  doubt,  the  granting  of  such  a  power  opens  the  door  to  a  gi-eat 
extent  to  arbitrary  decisions ;  that  it  fully  justifies  the  preoccupations  of  those 
desirous  of  providing  at  the  same  time  sure  and  effective  guarantees ;  that  the 
Administrative  Tribunal  must  watch  over  the  jurisdictional  review  which  it 
exercises ;  but  that  the  texts  exclude  the  submission  based  on  their  retroactive 
applications ; 

H.  Considering  that  where  the  Director  General  has  the  power  to  terminate 
an  indeterminate  appointment,  this  is  clearly  subject  to  the  implied  condition 
that  this  authority  must  be  exercised  only  for  the  good  of  the  service  and  in  the 
interest  of  the  Organization  ; 

Considering  that  it  is  in  the  light  of  tliis  principle  that  the  facts  in  this  case 
sliould  be  examined ; 

Considering  that  Regulation  1.4  of  the  Staff  Regulations  of  the  defendant 
Organization  is  as  follows  : 

"Members  of  the  Secretariat  shall  conduct  themselves  at  all  times  in  a  manner 
befitting  their  status  as  international  civil  servants.  They  shall  not  engage  in 
any  activity  that  is  incompatible  with  the  proper  discharge  of  their  duties  with 
the  Organization.  They  shall  avoid  any  action  and  in  particular  any  kind  of 
public  pronouncement  which  may  adversely  reflect  on  their  status,  or  on  the 
integi-ity,  independence,  and  impartiality  which  are  required  by  that  status. 
"Wbile  they  are  not  expected  to  give  iip  their  national  sentiments,  or  their  politi- 
cal and  religious  convictions,  they  shall  at  all  times  bear  in  mind  the  reserve 
and  tact  incumbent  upon  them  by  reason  of  their  international  status" ; 

Considering  that,  in  thus  clearly  establishing  the  entire  freedom  of  conscience 
I'ecognized  to  international  officials  in  respect  of  both  their  philosophical  convic- 
tions and  tlieir  political  opinions,  the  Regulations  impose  on  them  the  duty  to 
abstain  from  all  acts  capable  of  being  interpreted  as  associating  them  with 
propaganda  or  militant  proselytism  in  any  sense  whatever ; 

That  this  abstention  is  rigorously  imposed  on  them  by  the  overriding  interest 
of  the  international  organization  to  which  they  owe  their  loyalty  and  devotion ; 

I.  Considering  that,  when  consulted  by  the  Staff  Association  of  the  defendant 
Organization  on  the  obligation  incumbent  on  members  of  the  staff  to  reply  to 
questionnaires  issued  by  authorities  of  their  respective  countries,  the  Director 
General  declared  that  the  answer  must  depend  only  on  the  conscience  of  the 
individual,  except  that  he  should  not  lie  and  should  have  regard  to  the  conse- 
quences which  the  refusal  to  reply  might  have  for  him  ; 

Considering,  however,  that  in  respect  of  the  invitation  to  appear  before  the 
Loyalty  Board  it  is  established  that  the  complainant  approached  the  Director 
General  only  at  a  late  date,  so  that  the  latter  would  not  have  been  able  to  give 
her  advice  in  sufficient  time ; 

J.  Considering  that,  in  order  to  review  all  factors,  it  is  necessary  to  enquire 
whether  the  acts  or  omissions  of  the  complainant  could  be  considered  as  justify- 
ing the  application  of  paragraph  (a)  of  Regulation  9.1.1  of  the  Staff  Regulations, 
on  the  grounds  that  in  themselves  they  caused  doubt  to  exist  as  to  whether  she 
fulfilled  the  highest  standards  required  of  an  international  official ; 

Considering  that  the  complainant  does  not  challenge  the  legitimate  character 
of  the  enquiry  made  within  the  staff  by  the  Special  Advisory  Board  set  up  by  the 
Director  General  on  28  September  1954,  following  the  submission  to  the  Director 
General  of  the  report  made  against  her  by  the  Loyalty  Board  in  default  of  her 
appearance ; 

That  this  measure  is  in  accordance  with  the  undertaking  made  with  the  State 
member  concerned  under  arrangements  approved  by  the  Executive  Board  and 
General  Conference  of  the  defendant  Organization ;  that  this  was  solely  an 
undertaking  that  any  information  which  the  Government  of  the  State  concerned 
might  desire  to  submit  to  the  Director  General  would  "be  studied  with  care" 
and  that  he  would  "certainly  give  every  consideration  to  it,  in  the  light  of  the 
Constitution  of  UNESCO  and  all  other  relevant  provisions  and  policies  which 
may  have  been  or  may  be  laid  down  by  the  appropriate  organs  of  UNESCO"  ; 

That  the  Special  Advisory  Board  set  up  on  2S  September  1954  expressed  the 
opinion,  as  referred  to  above,  that  it  could  find  no  evidence  that  the  complainant 
had  engaged  or  was  engaging  in  activities  during  her  employment,  that  could 
be  shown  to  be  misconduct  under  the  Staff  Regulations  and  Staff  Rules;  the 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES      2197 

Board  concluding  however  that  the  attitude  adopted  by  the  complainant  as  well 
as  the  reasons  given  for  her  attitude  gave  rise  to  serious  doubts  about  the  degree 
of  confidence  that  could  be  placed  in  her  integrity,  judgment,  and  loyalty  to  the 
Organization;  that  the  Board  found  justification  for  this  opinion  in  stating  that 
in  a  situation  which,  in  its  opinion,  was  clearly  harmful  to  the  Organization,  the 
complainant  maintained  that  adherence  to  her  own  personal  views  was  more  im- 
portant than  the  interests  of  the  Organization ; 

That  this  opinion  restates  in  different  terms  the  reasons  invoked  for  the  deci- 
sion taken ; 

K.  Considering  however  that  when  requested  to  give  an  opinion  on  the  decision 
itself,  the  Appeals  Board,  presided  over  by  an  eminent  magistrate  enjoying  the 
confidence  of  all  parties  and  composed  jointly  of  members  appointed  by  the 
Director  General  and  members  appointed  by  the  Staff  Association,  came  unani- 
mously to  a  diametrically  opposed  conclusion ;  that  after  a  full  hearing  and  a 
thorough  study  of  all  the  facts  in  the  case,  it  unanimously  concluded  that  the 
complainants  had  not  failed  in  the  high  standards  required  of  members  of  the 
Secretariat,  had  not  committed  acts  incompatible  with  the  integrity  required  of 
them  and  had  not  disregarded  the  true  interest  of  the  Organization ;  that,  as  a 
consequence,  the  decisions  to  terminate  them  had  no  basis  in  law  and  that  the 
said  complainants  had  shown  cause  for  requesting  reinstatement;  that  the 
Tribunal  fully  agrees  with  this  particularly  authoritative  opinion; 

That  the  Court  must  besides  take  into  consideration  the  due  care  required  of 
it  in  appreciating  the  validity  of  the  decision  taken,  by  reason  of  the  striking 
and  indefensible  disproportion  between  the  alleged  attitude  of  the  complainant 
and  the  measure  taken  against  her,  putting  an  end  to  the  career  on  which  she 
based  her  future,  when  no  complaint  regarding  her  work  had  been  alleged ;  that 
from  this  standpoint  it  is  of  no  moment  that  the  termination  was  not  a  discipli- 
nary action  in  the  formal  sense  of  the  Regulations  and  that  certain  indemnities 
were  accorded,  when  the  fundamental  result  is  to  deprive  the  party  concerned 
of  her  employment  by  exposing  her  to  all  the  risks  and  distress  of  an  uncertain 
future ; 

L.  Considering  that  it  is  thus  established  that  the  ground  for  complaint  of  the 
Director  General  is  based  solely  on  the  refusal  of  the  official  to  participate  in 
measures  of  verbal  or  written  enquiry  to  which  his  national  Government  con- 
siders it  necessary  to  subject  him  ; 

That  the  Director  General  of  an  international  organization  cannot  associate 
himself  with  the  execution  of  the  policy  of  the  Government  authorities  of  any 
State  member  without  disregarding  the  obligations  imiwsed  on  all  international 
officials  without  distinction  and,  in  consequence,  without  misusing  the  authority 
which  has  been  conferred  on  him  solely  for  the  purpose  of  directing  that  Organ- 
ization towards  the  achievement  of  its  own  exclusively  international  objectives ; 

That  this  duty  of  the  Director  General  is  governed  by  Article  VI,  paragraph 
5,  of  the  Constitution  of  the  defendant  Organization  in  the  following  terms : 

"The  responsibilities  of  the  Director  General  and  of  the  staff  shall  be  exclusively 
international  in  character.  In  the  discharge  of  their  duties  they  shall  not  seek 
or  receive  instructions  from  any  Government  or  from  any  authority  external  to 
the  Organization.  They  shall  refrain  from  any  action  which  might  prejudice 
their  position  as  international  officials.  Each  State  Member  of  the  Organization 
undertakes  to  respect  the  international  character  of  the  responsibilities  of  the 
Director  General  and  the  staff,  and  not  to  seek  to  influence  them  in  the  dis- 
charge of  their  duties." 

Considering  that  the  fact  that  in  this  case  the  doubts  raised  as  to  the  loyalty 
of  the  complainant  to  her  own  Government  brought  by  a  Government  which 
enjoys  in  all  respects  the  highest  prestige  must  be  without  any  influence  upon 
the  consideration  of  the  facts  in  the  case  and  the  determination  of  the  principles 
whose  respect  the  Tribunal  must  ensure ; 

That  it  will  siiffice  to  realize  that  if  any  one  of  the  seventy-four  States  and 
Governments  involved  in  the  defendant  Organization  brought  against  an  official, 
one  of  its  citizens,  an  accusation  of  disloyalty  and  claimed  to  subject  him  to  an 
enquir.v  in  similar  or  analogous  conditions,  the  attitude  adopted  by  the  Director 
General  would  constitute  a  precedent  obliging  him  to  lend  his  assistance  to  such 
enquiry  and,  moreover,  to  invoke  the  same  disciplinary  or  statutory  consequences, 
the  same  withdrawal  of  confidence  and  the  same  application  of  Regulation  9.1.1 
of  the  Staff  Regulations,  on  the  basis  of  any  opposal  by  the  person  concerned  to 
the  action  of  his  national  Government ; 

That  if  this  were  to  be  the  case  there  would  result  for  all  international  officials, 
in  matters  touching  on  conscience,  a  state  of  uncertainty  and  insecurity  prej- 


2198       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

udicial  to  the  performance  of  their  duties  and  liable  to  provoke  disturbances  in 
the  international  aduiinistration  such  as  cannot  be  imagined  to  have  been  in  the 
intention  of  those  who  drew  up  the  Constitution  of  the  defendant  Organization ; 

M.  Considering  that  it  has  been  shown  above  that  the  attitude  of  the  com- 
plainant towards  tlie  Loyalty  Board  in  no  way  justifies  the  existence  of  serious 
doubts  as  to  the  high  standards  required  of  an  international  official ; 

That  neither  does  it  appear  that  the  complainant  iilaced  her  own  interests 
above  the  triie  interest  of  the  Organization,  as  defined  above ; 

Considering  therefore  that  the  only  ground  for  complaint  adduced  by  the 
Director  General  to  justify  the  application  to  the  complainant  of  Regulation  9.1.1 
of  the  Staff  Regulations,  that  is  to  say  her  opposal  to  the  investigations  of  her 
own  Government,  is  entirely  unfounded  ; 

N.  Considering  that  it  results  therefrom  that  the  decision  taken  must  be  re- 
scinded, the  said  decision  not  resting  on  any  provision  of  the  Staff  Regulations ; 
that  nevertheless  the  Tribunal  does  not  have  the  power  to  order  reinstatement, 
which  requires  a  positive  act  of  the  Director  General,  over  whom  the  Tribunal  has 
no  hierarchical  authority ; 

That  in  the  absence  of  such  a  i)ower  and  unless  the  Director  General  should 
consider  himself  in  a  position  to  reconsider  his  decision  in  this  manner,  the 
Tribunal  is  none  the  less  competent  to  order  equitable  reparation  of  the  damage 
suffered  by  the  complainant  by  reason  of  the  measure  of  which  she  was  the 
object ; 

On  prejudice: 

Considering  that  should  the  complainant  not  be  reinstated  with  full  rights,  she 
should  be  compensated  for  the  material  and  moral  prejudice  which  she  has  suf- 
fered by  reason  of  the  decision  taken  ; 

That  such  prejudice  may  be  assessed  eoe  aequo  et  bono  (at  two  years'  base 
salary,  without  any  set  off  of  the  indemnities  which  she  has  been  accorded; 

Considering  that  the  annual  base  salary  of  the  complainant  amounted  to  1,130,- 
000  French  francs ; 

That  there  are  no  grounds  for  allocating  a  supplementary  indemnity  by  reason 
of  the  suspension  with  salary  dated  10  December  1954,  a  measure  which  the 
Director  General  was  entitled  to  take  within  the  limits  of  his  authority  and  which 
cannot  be  considered  in  the  circumstances  as  having  increased  the  prejudice 
suffered ; 

On  the  grounds  as  aforesaid 

The  tribunal. 

Rejecting  any  wider  or  contrary  conclusions, 

Declares  the  complaint  to  be  receivable  as  to  form ; 

Declares  that  it  is  competent ; 

Orders  the  decision  taken  to  be  rescinded  and  declares  in  law  that  a  legal  basis 
therefor  cannot  be  found  in  the  Staff  Regulations ; 

In  consequence,  should  the  defendant  not  reconsider  the  decision  taken  and 
reinstate  the  complainant,  orders  the  said  defendant  to  pay  to  the  complainant  an 
amount  equal  to  two  years'  base  salary,  namely  2,200,000  French  francs  together 
with  interest  at  4  per  centum  from  20  June  1955,  without  any  set  off  of  the 
indemnities  accorded  to  her  at  the  time  of  termination  of  her  appointment; 

Orders  the  defendant  Organization  to  pay  to  the  complainant  the  sum  of  $300 
by  way  of  participation  in  the  costs  of  her  defence ; 

Pronouncing  on  the  application  to  intervene  made  by  M.  Henquet ; 

Considering  that  such  intervention  is  receivable  in  so  far  as  it  is  made  by  M. 
Henquet  in  his  own  name,  an  official  of  the  defendant  Organization,  holder  of  an 
indeterminate  appointment ; 

Considering  that  the  intervention  is  found,  in  so  far  as  recognized  by  this 
judgment ; 

Orders  the  defendant  Organization  to  bear  the  expenses  for  which  justification 
is  provided  by  the  intervener  up  to  a  maximum  of  $40. 

In  witness  of  which  judgment,  pronounced  at  the  Palais  des  Nations,  Geneva, 
in  public  sitting  on  29  October  1955,  by  His  Excellency  M.  Albert  Devize,  Presi- 
dent, Jonkheer  van  Rijckevorsel,  Judge,  x\cting  Vice  President,  and  M.  lasson 
Stavropoulos,  Deputy  Judse,  called  upon  to  sit  owing  to  the  inability  of  a  titular 
judge  to  attend,  the  aforementioned  have  hereunto  subscribed  their  signatures  as 
well  as  myself,  Wolf,  Registrar  of  the  Tribunal. 

(Signatures)     Albert  DEvfezE. 

A.  VAN  Rijckevorsel. 
Iasson  Stavropoulos. 
Francis  Wolf. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2199 

Exhibit  No.  378-F 

[Unofficial  translation] 

INTERNATIONAL  LABOUR  ORGANISATION 

Administrative  Tribunal 

Judgment  No.  19 

ORDINARY   session   OF  APRIL   105  5 

Sitting  of  26  April  1955 

In  the  Matter  of  Mks.  Annette  Wilcox  Against  Unitf.d  Nations  Educational, 
Scientific,  and  Cultural  Organisation 

The  Administrative  Tribunal  of  the  International  Labour  Organisation, 

Having  had  referred  to  it  a  complaint  submitted  against  the  United  Nations 
Educational,  Scientific,  and  Cultiiral  Organisation  on  5  February  1955  b.v  Mrs. 
Annette  Wilcox,  an  official  of  that  Organisation,  asking  that  the  Tribunal  be 
pleased  to  rescind  the  decision  taken  by  the  Director  General  on  13  August  1954 
and  to  enjoin  the  Director  General  to  renew  the  contract  of  the  complainant  and 
to  pay  lier  the  sum  of  one  franc  in  respect  of  damages  and  legal  costs ; 

Considering  the  memorandum  of  reply  to  the  said  complaint  submitted  by  the 
defendant  Organisation  on  19  March  1955 ; 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name  on  20  April 
1955  by  M.  Pierre  Henquet,  Chairman  of  the  Staff  Association  of  UNESCO; 

Considering  the  pleadings  exchanged  by  the  representatives  of  the  parties 
during  the  hearing  and  in  particular  the  statement  by  the  complainant  that  her 
alternative  claim  for  damages  would  amount  to  the  sum  of  $70,300 ; 

Considering  that  the  complaint  is  receivable  in  form  ; 

Considering  that  the  facts  of  the  case  are  the  following : 

(1)  The  complainant  took  up  her  duties  with  the  defendant  Organisation  on 
1  June  1950 ; 

(2)  At  the  time  when  the  decision  complained  of  was  taken,  the  complainant 
was  the  holder  of  a  fixed-term  contract  of  one  year's  duration  expiring  on 
31  December  1954 ; 

(3)  In  February  1953,  the  complainant  received  from  the  representative  of 
the  United  States  to  the  defendant  Organisation  a  questionnaire  to  be  completed 
and  returned  in  application  of  "Executive  Order  No.  10,422  of  the  President  of 
the  United  States  dated  9  January  1953  prescribing  procedures  for  making 
available  to  the  Secretary  General  of  the  United  Nations  certain  information 
concerning  United  States  citizens  employed  or  being  considered  for  employment 
on  the  Secretariat  of  the  United  Nations",  whose  provisions  apply  to  the  defendant 
Organisation  by  virtue  of  Part  III  of  the  Order  in  question ;  the  complainant 
completed  this  questionnaire  and  returned  it  on  13  February  1953 ; 

(4)  In  February  3954,  the  complainant  received  an  interrogatory  from  the 
International  Organisations  Employees  Loyalty  Board  of  the  United  States  Civil 
Service  Commission,  set  up  by  Executive  Order  No.  10,459,  of  2  June  1953,  amend- 
ing Executive  Order  No.  10,422  of  9  January  1953,  interrogatory  to  wliich  the 
complainant  did  not  reply  ; 

(5)  In  June  1954,  the  complainant  received  an  invitation,  dated  IS  June,  to 
appear  on  15  July  before  the  Loyalty  Board  meeting  at  the  United  States 
Embassy  in  Paris ; 

(6)  By  letter  dated  16  July  1954,  the  complainant  informed  the  Director 
General  of  the  reasons  of  conscience  on  which  she  based  her  refusal  to  appear ; 

(7)  By  letter  dated  13  August  1954,  the  Director  General  informed  the  com- 
plainant that  he  would  not  offer  her  a  new  contract  on  the  expiry  of  the  contract 
at  that  time  in  force.    This  letter  stated,  inter  alia: 

"*  *  *  jji  the  light  of  what  I  believe  to  be  your  duty  to  the  Organisation,  I 
have  considered  very  carefully  your  reasons  for  not  appearing  before  the  Inter- 
national Employees  Loyalty  Board  where  you  would  have  had  an  opportunity 
of  dispelling  suspicions  and  disproving  allegations  which  may  exist  regarding  you. 

"It  is  with  a  deep  sense  of  my  responsibilities  that  I  have  come  to  the  conclu- 
sion that  I  cannot  accept  your  conduct  as  being  consistent  with  the  high  standards 
of  integrity  which  are  required  of  those  employed  by  the  Organization. 

"I  have,  therefore,  to  my  regret,  to  inform  you  that  I  shall  not  offer  you  a 
further  appointment  when  your  present  appointment  expires  *  *  *" ; 


2200       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(8)  By  a  letter  dated  21  August  1954,  the  complainant  requested  the  Director 
General  to  reconsider  his  decision  ; 

(9)  The  Chief  of  the  Bureau  of  Personnel  and  Management  informed  the 
complainant  in  a  letter  dated  30  August  1954  of  the  Director  General's  refusal 
to  do  so ; 

(10)  By  a  letter  of  14  September  1954,  the  Director  General  received  com- 
munication of  the  report  of  the  Loyalty  Board  (advisory  determination)  in 
which  it  was  stated  that :  "it  has  been  determined  on  all  the  evidence,  that  there 
is  a  reasonable  doubt  as  to  the  loyalty  of  Irene  Annette  Wilcox  to  the  Government 
of  the  United  States"  and  that  "this  determination,  together  with  the  reasons 
therefor,  in  as  much  detail  as  security  considerations  permit,  are  submitted 
for  your  use  in  exercising  your  rights  and  duties  with  respect  to  the  integrity 
of  the  personnel  employed  by  the  United  Nations  Educational,  Scientific,  and 
Cultural  Organization" ; 

(11)  The  complainant  was  herself  informed  of  the  conclusions  of  the  Loyalty 
Board  by  letter  of  the  Chairman  of  the  Loyalty  Board  dated  15  September  1954 
and  was  also  informed  of  the  fact  that  the  report  of  the  Loyalty  Board  had  been 
transmitted  to  the  Director  General  of  the  defendant  Organisation ; 

(12)  On  23  September  1954,  the  complainant  submitted  an  appeal  to  the 
UNESCO  Appeals  Board  asking  that  the  above-mentioned  decision  should  be 
rescinded ; 

(13)  On  2  November  1954,  the  Appeals  Board,  by  a  majority  opinion,  ex- 
pressed the  opinion  that  the  decision  should  be  rescinded ; 

(14)  By  a  letter  dated  25  November  1954,  the  Director  General  informed  the 
Chairman  of  the  Appeals  Board  that  he  could  not  act  in  accordance  with  this 
opinion ; 

(15)  Before  the  Appeals  Board  had  taken  its  decision,  the  Director  General, 
on  28  September  1954,  set  up  a  Special  Advisory  Board  consisting  of  members 
of  the  staff,  whose  task  w^as  to  "examine  the  cases  of  certain  staff  members  on 
the  basis  of  certain  information  which  has  been  brought  to  the  knowledge  of  the 
Director  General,  and  in  the  light  of  the  standards  of  employment  and  conduct 
prescribed  by  the  Constitution  and  Staff  Regulations" ; 

(16)  The  complainant  appeared  and  explained  her  position  before  this  Special 
Advisory  Board.  However,  in  a  letter  dated  5  October  1954  to  the  Chairman 
of  the  Appeals  Board  of  the  defendant  Organisation,  the  complainant  expressed 
full  reservations  to  the  legality  of  the  procedure  of  the  Board  and  the  measures 
which  might  result  from  it. 

On  competence  : 

Considering  that  the  character  of  a  fixed-term  appointment  is  in  no  way 
that  of  a  probationary  appointment,  that  is  to  say  of  a  trial  appointment ; 

That  while  it  is  the  case  that  UNESCO  Staff  Rule  104.6  issued  in  application 
of  the  Staff  Regulations  stipulates  that :  "A  fixed-term  appointment  shall  expire, 
without  notice  or  indemnity,  upon  completion  of  the  fixed  term  *  *  *",  this  text 
only  deals  with  the  duration  of  the  appointment  and  in  no  way  bars  the  Tribunal 
from  being  seized  of  a  complaint  requesting  the  examination  of  the  validity  of 
the  positive  or  negative  decision  taken  regarding  the  renewal  of  the  said 
appointment ; 

That  it  is  established  in  the  case  that  the  Director  General,  by  a  general 
measure  of  which  the  whole  staff  was  informed  on  6  July  1954,  "decided  that 
all  professional  staff  members  whose  contracts  expire  between  now  and  30  June 
1955  (inclusive)  and  who  have  achieved  the  required  standards  of  efliciency, 
competence,  and  integrity,  and  whose  services  are  needed,  will  be  offered  one-year 
renewals  of  their  appointments"  ; 

That  the  complainant,  having  been  made  the  object  of  an  exception  to  this 
general  measure,  holds  that  the  Director  General  could  not  legitimately  thus  make 
an  exception  of  her  on  the  sole  ground  which  he  invoked  against  her  as  justifica- 
tion for  the  view  that  she  did  not  possess  the  quality  of  integrity  recognised 
in  those  of  her  colleagues  whose  contracts  had  been  renewed,  and  in  the  absence 
of  any  contestation  of  her  qualities  of  competence  and  efficiency ; 

That  the  complainant  requests  that  this  decision  be  rescinded  and,  alterna- 
tively, that  an  indemnity  be  granted  ; 

Considering  that  the  question  is  thus  a  dispute  concerning  the  interpreta- 
tion and  application  of  the  Staff  Regulations  and  Rules  of  the  defendant 
Organisation : 

That  by  virtue  of  Article  II,  paragraph  1,  of  its  Statute,  the  Tribunal  is 
competent  to  hear  the  said  dispute ; 

On  the  substance  : 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2201 

A.  Considering  that  the  defendant  Organisation  holds  that  the  renewal  or 
the  nonrenewal  of  a  fixed-term  appointment  depends  entirely  on  the  personal 
and  sovereign  discretion  of  the  Director  General  who  is  not  even  required  to  give 
his  reason  therefor ; 

Considering  that  if  this  were  to  be  so,  any  unmotivated  decision  would  not 
be  subject  to  the  general  legal  review  which  is  vested  in  the  Tribunal,  and 
would  be  liable  to  become  arbitrary ; 

Considering  that,  in  fact,  it  may  be  conceived  that  this  might  exceptionally  be 
the  case  when,  for  example,  it  is  a  matter  of  assessing  the  technical  suitability 
of  the  person  concerned  for  carrying  out  his  duties  ; 

Considering,  however,  that  in  this  matter  the  question  does  not  affect  the 
issue  inasmuch  as  th*Director  General  has  not  only  given  the  reason  for  the 
decision  taken  by  him  but  has  also  made  it  public  in  a  communique  issued  to  the 
press ; 

That  this  reason  is  based  solely  on  the  refusal  of  the  complainant  to  cooperate 
in  the  measures  of  investigation  provided  in  respect  of  certain  of  its  nationals 
by  the  Govermuent  of  the  State  of  which  she  is  a  citizen,  and  in  particular 
on  her  refusal  to  appear  before  a  commission  invested  by  that  Government  with 
the  power  to  investigate  her  loyalty  to  that  State; 

That  the  Directcor  General  declares  that  he  concludes  from  this  that  he  can 
no  longer  retain  his  confidence  in  the  complainant  and  offer  her  a  new  appoint- 
ment, her  attitude  being  incnmpatil)le  with  the  high  standards  of  integrity  re- 
quired of  those  who  are  employed  by  the  Organisation  and  being,  furthermore, 
capable  of  harming  the  interests  of  the  Organisation  ; 

Considering  in  relation  hereto  that  it  is  necessary  expressly  to  reject  all 
uncertainty  and  confusion  as  to  the  meaning  of  the  expression  "loyalty  towards 
a  State"  which  is  entirely  different  from  the  idea  of  "integrity"  as  embodied  in 
the  Staff  Regulations  and  Rules ;  and  that  this  is  evident  and  requires  no  further 
proof ; 

B.  Consideringg  that  if  the  Director  General  is  granted  authority  not  to  re- 
new a  fixed-term  appointment  and  so  to  do  without  notice  or  indemnity,  this 
is  clearly  subject  to  the  implied  condition  that  this  authority  must  be  exercised 
only  for  the  good  of  tlie  service  and  in  the  interest  of  the  Organisation ; 

Considering  that  it  is  in  the  light  of  this  principle  that  the  facts  in  this 
case  should  be  examined  ; 

Considering  that  Article  1.4  of  the  Staff  Regulations  of  the  defendant 
Organisation,  as  it  stood  at  the  moment  when  the  decision  complained  of  was 
taken,  was  as  follows  : 

"Members  of  the  Secretariat  shall  conduct  themselves  at  all  times  in  a  man- 
ner consonant  with  the  good  repute  and  high  purposes  of  the  Organization  and 
their  status  as  international  civil  servants.  They  shall  not  engage  in  any 
activity  that  is  incompatible  with  the  proper  discharge  of  their  duties.  They 
shall  avoid  any  action,  and  in  particular  any  kind  of  public  pronouncement, 
which  would  adversely  reflect  upon  their  status.  While  they  are  not  expected 
to  give  up  religious  or  political  convictions  or  national  sentiments,  they  shall 
at  all  times  exercise  the  reserve  and  tact  incumbent  upon  them  by  reason  of 
their  international  responsibilities." 

Considering  that,  in  thus  clearly  establishing  the  entire  freedom  of  con- 
science recognized  to  international  officials  in  respect  of  both  their  philosophical 
convictions  and  their  political  opinions,  the  Regulations  impose  on  them  the 
duty  to  abstain  from  all  acts  capable  of  being  interpreted  as  associating  them 
with  propaganda  or  militant  proselytism  in  any  sense  whatever; 

That  this  abstention  is  rigorously  imposed  on  them  by  the  overriding  interest 
of  the  international  organisation  to  which  they  owe  their  loyalty  and  devotion : 

C.  Considering  that,  when  consulted  by  the  Staff  Association  of  the  defendant 
Organisation  on  the  obligation  incumbent  on  members  of  the  staff  to  reply  to 
questionnaires  issued  by  authorities  of  their  respective  countries,  the  Director 
General  declared  that  the  answer  must  depend  only  on  the  conscience  of  the 
individual,  except  that  he  should  not  lie  and  should  have  regard  to  the  conse- 
quences which  the  refusal  to  reply  might  have  for  him  ; 

Considering,  however,  that  in  respect  of  the  invitation  to  appear  before  the 
Loyalty  Board,  it  is  established  that  the  complainant  simply  informed  the 
Director  General  after  the  date  on  which  she  had  been  called  on  to  appear,  of 
her  decision  not  to  appear ; 

Considering  that  it  is  desirable  to  determine  whether  the  attitude  adopted  by 
the  complainant  in  this  respect  may  be  considered  as  justifying  the  loss  of  confi- 
dence alleged  by  the  Director  General ; 


2202       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

D.  Considering  tliat  it  is  uudoubtecUy  true  that  if  the  Director  General  has 
been  informed  that  a  member  of  his  staff  has  acted  in  a  manner  prohibited  by 
Article  1.4  of  the  Staff  Regulations,  the  Director  General  has  a  duty  to  check 
the  accuracy  of  such  information  either  himself  or  through  persons  appointed 
by  him  from  within  his  Organisation,  in  order  tbat  he  may  talie  decisions  or  even 
sanctions,  if  necessary,  in  the  full  knowledge  of  the  facts  ; 

That  in  this  light  the  enquiry  procedure  within  the  Secretariat  to  which  the 
Director  General  resorted  in  the  present  case  in  full  exercise  of  his  authority 
can  in  no  sense  be  subject  to  criticism;  tliat  it  is  in  accordance  with  the  under- 
taking made  with  the  State  Member  concerned  under  arrangements  approved  by 
the  Executive  Board  and  General  Conference  of  the  defendant  Organisation ; 
that  this  was  solely  an  undertaking  that  any  information  which  the  Government 
of  the  State  concerned  might  desire  to  submit  to  the  Director  General  would 
"be  studied  with  care"  and  that  he  would  "certainly  give  every  consideration  to 
it,  in  the  light  of  the  Constitution  of  UNESCO  and  all  other  relevant  provisions 
and  policies  which  may  have  been  or  may  be  laid  down  by  the  appropriate  organs 
of  UNESCO" ; 

That  the  objection  raised  in  this  regard  by  the  complainant  is  totally  un- 
founded ; 

B.  Considering  that  it  is  quite  different  when  the  ground  for  complaint  of  the 
Director  General  is  based  solely  on  the  refusal  of  the  official  to  participate  in 
measures  of  verbal  or  written  enquiry  to  which  his  national  Government  con- 
siders it  necessary  to  subject  him  ; 

That  the  Director  General  of  an  international  organisation  cannot  associate 
himself  with  the  execution  of  tlie  policy  of  the  government  authorities  of  any 
State  Member  without  disregarding  the  obligations  imposed  on  all  international 
officials  without  distinction  and,  in  consequence,  without  misusing  the  authority 
which  has  been  conferred  on  him  solely  for  the  purpose  of  directing  that  organi- 
sation towards  the  achievement  of  its  own,  exclusively  international,  objectives; 

That  this  duty  of  the  Director  General  is  governed  by  Article  VI,  paragraph  5, 
of  the  Constitution  of  the  defendant   Organisation,   in   the  following   terms: 

"The  responsibilities  of  the  Director  General  and  of  the  staff  shall  be  exclu- 
sively international  in  character.  In  the  discharge  of  their  duties  they  shall 
not  seek  or  receive  instructions  from  any  Government  or  from  any  authority 
external  to  the  Organization.  They  shall  refrain  from  any  action  which  might 
prejudice  their  position  as  international  officials.  Each  State  Member  of  the 
Organization  undertakes  to  respect  the  international  character  of  the  responsi- 
bilities of  the  Director  General  and  the  staff,  and  not  to  seek  to  influence  them 
in  the  discharge  of  their  duties." 

Considering  that  the  fact  that  in  this  case  the  matter  involved  is  an  accusation 
of  disloyalty  brought  by  a  Government  which  enjoys  in  all  respects  the  highest 
prestige,  must  be  without  any  influence  upon  the  consideration  of  the  facts  in 
the  case  and  the  determination  of  the  principles  whose  respect  the  Tribunal  must 
ensure ; 

That  it  will  suffice  to  realise  that  if  any  of  the  seventy-two  States  and 
Governments  involved  in  the  defendant  Organisation  brought  against  an  official, 
one  of  its  citizens,  an  accusation  of  disloyalty  and  claimed  to  subject  him  to 
an  enquiry  in  similar  or  analogous  conditions,  the  attitude  adopted  by  the  Direc- 
tor General  would  constitute  a  precedent  obliging  him  to  lend  his  assistance  to 
such  enquiry  and,  moreover,  to  invoke  the  same  disciplinary  or  statutory  con- 
sequences, the  same  withdrawal  of  confldence,  on  the  basis  of  any  opiwsal  by  the 
person  concerned  to  the  action  of  his  national  Government ; 

That  if  this  were  to  be  the  case  there  would  result  for  all  international  offi- 
cials, in  matters  touching  on  conscience,  a  state  of  uncertainty  and  insecurity 
prejudicial  to  the  performance  of  their  duties  and  liable  to  provulve  disturbances 
in  the  International  administration  such  as  cannot  be  imagined  to  have  been 
in  the  intention  of  those  who  drew  up  the  Constitution  of  the  defendant 
Organisation ; 

Considering  therefore  tliat  tlie  only  ground  for  complaint  adduced  by  the 
Director  General  to  justify  the  application  to  the  complainant  of  an  exception 
to  the  general  rule  of  renewal  of  appointments,  that  is  to  say  her  opposal  to 
the  investigations  of  her  own  Government,  is  entirely  unjustified ; 

Considering  that  it  is  in  vain  that  it  is  alleged  that  the  terms  of  renewal 
set  forth  in  the  Director  General's  circular  of  C,  July  1954,  after  enumeration 
of  the  standards  required,  provide  that  tlie  services  of  the  person  concerned 
must  be  needed ;  that  this  expression  cannot  mean  that  tbe  i>erson  concerned 
must  be  irreplaceable,  in  that  no  successor  can  be  found;  that  it  means  only 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2203 

that  the  requirements  of  the  service  to  which  the  person  concerned  is  assigned 
must  be  permanent  and  that  the  said  person  must  give  full  satisfaction  therein 
and  otherwise  in  all  manner  in  the  performance  of  his  or  her  duties ;  that  on  this 
last  point  the  appreciations  contained  in  the  annual  reports  of  the  complainant 
are  entirely  laudatory ; 

Considering  that  it  results  therefrom  that  the  decision  taken  must  be  rescinded ; 
but  that  nevertheless  the  Tribunal  does  not  have  the  power  to  order  the  renewal 
of  a  fixed-term  appointment,  which  requires  a  positive  act  of  the  Director  General 
over  whom  the  Tribunal  has  no  hierarchical  authority ; 

That  in  the  absence  of  such  a  i>ower  and  unless  the  Director  General  should 
consider  himself  in  a  position  to  reconsider  his  decision  in  this  manner,  the 
Tribunal  is  none  the  less  competent  to  order  equitable  reparation  of  the  damage 
suffered  by  the  complainant  by  reason  uf  the  discriminatory  treatment  of  which 
she  was  the  object ; 

F.  Considering  that  it  results  from  the  documents  produced  by  the  parties 
during  the  hearing  that  the  enquiry  made  by  order  of  the  Director  General 
himself  within  the  defendant  Organisation,  the  legitimate  and  regular  character 
of  which  has  been  shown  above,  did  not  bring  any  evidence  to  show  that  the 
complainant  failed  in  her  duties,  as  defined  in  Article  1.4  of  the  Regulations, 
during  the  period  that  she  was  an  oflicial  of  the  defendant  Organisation ; 

That  this  Special  Board  considered  that  it  could  find  no  evidence  either  in  the 
reports  of  the  Loyalty  Board  or  as  a  result  of  its  own  enquiries  that  the  com- 
plainant, during  her  employment  in  the  Secretariat  of  the  defendant  Organisa- 
tion, had  engaged  in  or  was  engaging  in  activities  that  could  be  shown  to 
constitute  misconduct  under  the  terms  of  the  Staff  Regulations  and  Rules ; 

Considering  that  it  is  irrelevant  to  seek  whether  or  not  the  complainant  was 
engaged  in  militant  political  activities  before  being  appointed  to  the  inter- 
national service  and  at  a  time  when  she  was  not  bound  by  the  obligations 
involved  in  joining  this  service,  unless  it  has  been  proved  that  she  had  been 
guilty  of  dishonourable  or  criminal  acts  (actes  d^shonorants  ou  criminels)  ; 

That  any  accusation  of  this  nature  could  only  be  admitted  if  drawn  up  both 
in  due  form  and  with  all  the  precision  required  to  ensure  respect  for  the  right 
of  the  accused  person  to  defend  herself ; 

That  it  is  not  so  in  this  case ; 

Considering  that  it  has  been  shown  above  that  the  attitude  of  the  complainant 
towards  the  Loyalty  Board  in  no  way  justifies  the  existence  of  serious  doubts 
as  to  her  integrity,  judgment,  and  loyalty  towards  the  defendant  Organisation ; 

That  it  does  not  therefore  appear  that  tlie  complainant  placed  her  own  inter- 
ests above  the  true  interest  of  the  Organisation,  which  interest  consists  above 
all  in  safeguarding  erga  omnes  its  independence  and  impartiality ; 

On  prejudice  : 

Considering  that  an  oflicial  who  combines  all  the  necessary  qualities  has  a 
legitimate  expectancy  of  being  offered  a  new  appointment  in  the  position  which 
he  or  she  occupied,  and  that  this  expectancy  was  fulfilled  for  all  the  persons 
concerned,  with  the  exception  of  a  certain  numbei-,  of  whom  the  complainant ; 

That  not  only  is  such  an  almost  absolute  quod  plerumque  fit  but  also  that  in 
thus  acting  the  Administration  of  the  defendant  Oiganisation  has  as  its  objective 
to  create  a  permanent  body  of  officials  experienced  in  their  duties,  who  are 
destined  to  follow  a  career  in  the  Organisation  concerned ; 

That  the  decision  not  to  renew  the  appointment  is  one  which  should  not  only 
be  rescinded  in  the  present  case,  but  also  constitutes  a  wrongful  exercise  of 
powers  and  an  abuse  of  rights  which  consequently  involves  the  obligation  to 
make  good  the  prejudice  resulting  therefrom :  that  this  prejudice  was  aggra- 
vated by  the  publicity  given  to  the  withdrawal  of  confidence  as  being  due  to  lack 
of  integrity,  this  ground  having  been  given  in  a  press  communique  issued  by 
the  defendant  Organisation,  without  it  being  possible  seriously  to  maintain  the 
view  that  there  could  liave  existed  the  slightest  doubt  as  to  the  identity  of  the 
persons  to  which  the  said  communique  referred  : 

Considering  that  it  is  to  no  puporse  that  they  have  been  reproached  with 
having  communicated  the  measures  of  which  they  were  the  object  to  the  Staff 
Association  recognised  by  the  Defendant  Organisation,  as  the  upshot  of  a 
procedure  to  which  the  said  Association  was  a  party  with  the  knowledge  and 
consent  of  the  Director  General  himself; 

Considering  that  redress  will  be  ensured  ex  aequo  ct  bono  by  the  granting  to 
the  complainant  of  the  sum  set  forth  below ; 

Considering  that,  on  the  one  hand,  there  should  be  granted  to  the  complainant 
the  amount  of  the  salary  which  she  would  have  received  had  she  not  been  sub 


2204       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

ject  to  the  measure  of  exception  of  which  she  complains,  that  is  to  say  one  year's 
basic  salary ; 

That,  on  the  other  hand,  there  should  be  granted  to  her  a  second  year's  basic 
salary  in  order  to  compensate  for  the  moral  prejudice  and  in  particular  the  diflB- 
culties  which  she  will  encounter  in  seeking  new  means  of  subsistence ; 

On  the  grounds  as  aforesaid 

The  tribunal, 

Rejecting  any  wider  or  contrary  conclusions. 

Declares  the  complaint  to  be  receivable  as  to  form ; 

Declares  that  it  is  competent ; 

Orders  the  decision  taken  to  be  rescinded  and  declares  in  law  that  it  con- 
stitutes an  abuse  of  rights  causing  prejudice  to  the  complainant ; 

In  consequence,  should  the  defendant  not  reconsider  the  decision  taken  and 
renew  the  complainant's  appointment,  orders  the  said  defendant  to  pay  to  the 
complainant  the  sum  of  $15,500,  together  with  interest  at  4  per  centum  from 
1  January  1955 ; 

Orders  the  defendant  Organisation  to  pay  to  the  complainant  the  sum  of 
$300  by  way  of  participation  in  the  costs  of  her  defence ; 

Pronouncing  on  the  application  to  intervene  made  by  M.  Henquet ; 

Considering  that  such  intervention  is  receivable  in  so  far  as  it  is  made  by 
M.  Henquet  in  his  own  name; 

That  in  this  instance  the  fact  that  the  intervener  holds  an  indetermine  appoint- 
ment and  not  a  fixed-term  appointment  does  not  prevent  the  present  dispute 
from  bearing  on  principles  applicable  to  the  legal  position  of  the  whole  staff ; 

Considering  that  the  intervention  is  founded,  in  so  far  as  recognised  by  the 
present  judgment,  orders  the  defendant  Organisation  to  bear  the  expenses  for 
which  justification  is  provided  by  the  intei'vener  up  to  a  maximum  of  $40. 

In  witness  of  which  judgment,  pronounced  in  public  sitting  on  26  April  1955 
by  His  Excellency  M.  Albert  Devfeze,  President,  Professor  Georges  Scelle,  Vice 
President,  and  Jonkheer  van  Rijckevorsel,  Judge,  the  aforementioned  have 
hereunto  subscribed  their  signatures,  as  well  as  myself,  Wolf,  Registrar  of  the 
Tribunal. 

Albert  Deveze. 
Georges  Scelle. 
A.  van  Rijckevorsel. 
Francis  Wolf. 

Mr.  Waldman.  I  might  say  anent  that,  we  have  been  wanting  to 
find  out  some  of  the  things — in  other  words,  we  were  interested  in 
what  happened  before  the  other  Board,  and  it  was  difficult  to  get, 
especially  where  the  agency  was  in  Europe. 

Mr.  SouRwiNE.  As  a  matter  of  fact,  your  Board  has  been  subjected 
to  criticism,  international,  at  least,  and  certainly  by  this  organization 
of  UNESCO,  for  sending  the  advisory  opinions  in  the  cases  of  these 
seven,  and  you  have  been  a  little  bit  at  a  loss  to  defend  yourself  against 
anything,  and  you  felt  you  needed  a  defense,  because  you  haven't  been 
able  to  discuss  the  cases ;  is  that  right  ? 

Mr.  Waldman,  In  the  loyalty  field  you  are  ever  at  a  disadvantage, 
frequently  there  can  be  criticism  all  around  and  you  don't  dare  to 
defend  yourself  or  engage  in  public  debate.  We  have  avoided  taking 
some  criticism,  and  maybe  some  of  it  is  lawful,  I  don't  know. 

Mr.  SouRwiNE.  So  as  far  as  you  know,  this  hearing  today  is  the 
first  time  that  the  adverse  information  about  the  discharges  of 
UNESCO  people  who  got  the  large  indemnities  has  ever  been  made 
public ;  isn't  it  ? 

Mr,  Waldman.  That  is  true. 

Mr.  SouRwiNE.  I  might  say,  Mr.  Chairman,  that  the  summaries  of 
that  information  which  I  read  are  not  the  result  of  a  committee  investi- 
gation, that  is  the  adverse  information  which  was  available  to  the 
Board  at  the  time  they  ordered  hearings  in  these  cases.  This  infor- 
mation was  given  to  the  committee  in  executive  session  by  Mr.  Gerety 
when  he  testified  before  the  committee  some  time  ago. 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2205 

Senator  Johnston.  That  statement  is  correct ;  isn't  it  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRwiNE.  Mr.  Chairman,  here  is  a  summary  of  action  taken 
by  the  Board  with  respect  to  these  named  individuals.  I  am  inclined 
to  think  that  it  may  be  excess  in  view  of  the  larger  statement  which 
has  been  offered  for  the  record — you  are  going  to  leave  that  with  us, 
aren't  you,  that  big  chart  ? 

Mr.  Waldman.  Yes,  sir. 

Mr.  SouRwiNE.  I  would  like,  Mr.  Chairman,  for  an  alternative 
order  in  this  case,  if  it  does  not  duplicate  the  information  already  in 
the  record,  I  would  like  to  have  it  in  there,  and  if  it  does  duplicate  it, 
w^e  will  simply  have  another  one. 

Senator  Johnston.  We  will  receive  it,  with  the  understanding  that 
after  we  check  all  of  the  record,  it  will  go  in  if  we  need  it,  and  if  we 
do  not  need  it  we  will  leave  it  out. 

(The  chart  referred  to  was  marked  "Exhibit  No.  379"  and  is  as 
follows:) 


72723— 57— pt.  38 8 


220G       SCOPE    OF    SOVIL^T    ACTIVITY    IN    THE    UNITED    STATES 


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SCOPE    OF    SOVIET    ACTIVITY    IN    THE    "UNITED    STATES      2207 

Mr.  SouRwiNE.  Mr.  Chairman,  I  have  here  two  documents  which  I 
do  not  offer  for  the  printed  record,  but  I  believe  they  should  be  made  a 
part  of  the  permanent  records  of  the  committee.  The  first  is  the  deci- 
sion of  the  tribunal  of  the  International  Labor  Organization,  and  the 
second  is  the  briefs,  the  pleadings,  in  that  case. 

We  had  some  difficulty  in  getting  these,  and  the  State  Department 
procured  them  for  us,  for  which  we  are  grateful.  I  believe  they  should 
be  ordered  for  the  permanent  record  of  the  committee. 

Senator  Johnston.  They  will  be  made  a  part  of  the  permanent 
record  of  the  committee. 

(The  documents  refered  to  were  made  a  part  of  the  permanent  record 
of  the  subcommittee,  marked  "Exhibit  No.  380,"  and  will  be  found  in 
the  files  of  the  subcommittee.) 

Mr.  SouRwiNE.  Now,  Mr.  Chairman,  going  back  to  the  matter  of 
the  letters  which  we  have  received  from  these  individuals,  I  want  to 
call  the  attention  of  the  committee  to  the  fact  that  they  have  several 
things  in  common. 

First,  they  decline — they  also  all  state — let  me  read  this  paragraph 
from  the  letter  of  Mrs.  Helene  Van  Gelder : 

As  you  state  in  your  letter  that  the  purpose  of  the  hearings  is  to  consider 
proposed  legislation  applicable  to  persons  employed  by  UNESCO  and  other  inter- 
national organizations,  and  as  I,  myself,  have  not  been  so  employed  since  July  of 
1955, 1  have  communicated  the  contents  of  your  letter  to  UNESCO. 

Nearly  every  one  of  the  letters,  as  the  committee  will  see  upon  exami- 
nation, carries  a  paragraph  substantially  identical  to  that,  the  wording 
is  even  similar.  And  I  suggest  to  the  committee  that  this  is  an  indica- 
tion of  some  communication  between  these  people,  of  a  coordination 
of  their  own  activities,  and  it  may  help  to  shed  light  on  the  question 
which  I  asked  previously  as  to  whether  the  organization  which  Mr. 
Gerety  had  expressed  fears  about  being  inimical  to  the  interests  of  the 
United  States  is  still  active  in  the  United  Nations. 

We  come  now  to  the  case,  Mr.  Chairman,  of  Mr,  Gordon  Mclntire. 
Mr.  Gordon  Mclntire  is  the  individual  who  gave  what  might  be  termed 
a  qualified  acceptance.  Mr.  Mclntire's  letter  states  that  he  is  willing 
to  attend  the  hearing  before  the  committee,  provided  he  is  furnished 
transportation  and  per  diem  in  lieu  of  subsistence  and  provided  the 
subcommittee  will  undertake  practical  loyalty  clearance  responsibility 
in  his  case. 

_  The  chairman  addressed  a  letter  to  Mr.  Mclntire  telling  him  that  in 
view  of  his  letter,  arrangements  had  been  made  to  provide  him  with  a 
round-trip  ticket  by  air,  that  the  United  States  Embassy  in  Rome 
would  get  in  touch  with  him  and  furnish  him  that  ticket.  And  I  am 
inforrned  by  the  State  Department  that  the  Embassy  did  reach  Mr. 
Mclntire  and  did  tell  him  the  ticket  was  there  for  him  if  he  would  pick 
it  up.     He  did  not  do  so. 

The  chairman's  letter  also  advised  Mr.  Mclntire  that  per  diem  in 
lieu  of  subsistence  would  be  furnished  by  the  committee  on  voucher 
after  the  number  of  days  involved  had  been  determined.  Then  the 
chairman's  letter  states : 

Any  and  all  charges  of  a  security  nature  which  have  been  made  against  you, 
so  far  as  the  committee  knows  or  can  learn  them,  will  be  placed  in  the  open  record 
at  this  hearing  and  you  will  be  permitted  to  say  wliat  you  wisli  concerning  them. 
The  committee  cannot  undertake  what  you  refer  to  as  "clearance  responsibility," 


2208       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

because,  as  a  legislative  body,  the  committee  has  no  "clearance"  function.  As  an 
arm  of  the  Senate,  the  committee  cannot  make  any  recommendations  to  the 
FAO ;  however,  it  must  be  assumed  that  FAO  will  take  cognizance  of  the  com- 
mittee's hearing. 

That  is  a  case  which  differed  from  the  others.  I  ask  that  this 
correspondence  between  the  subconnnittee  and  Mr.  Mclntire  be  ad- 
mitted at  this  point. 

(The  letters  were  marked  "Exhibits  Nos.  381  and  381-A  and  B," 

and  read  as  follows:) 

Exhibit  No.  381 

December  6,  1956. 
Mr.  Gordon  McIntire, 

Via  San  Saha  22,  Rome,  Italy. 
Dear  Mr.  McIntire  :  In  view  of  your  letter  of  November  24,  arrangements 
have  been  made  to  provide  you  with  a  round-trip  ticket  by  air  to  attend  the 
hearings  of  the  Internal  Security  Subcommittee  on  December  17,  1956.  The 
United  States  Embassy  in  Rome  will  get  in  touch  with  you  and  give  you  this 
ticket.  Per  diem  in  lieu  of  subsistence  will  be  furnished  by  tlie  committee  on 
voucher  after  the  number  of  days  involved  has  been  determined. 

Any  and  all  charges  of  a  security  nature  which  have  been  made  against  you 
so  far  as  the  committee  knows  or  can  learn  them  will  be  placed  in  the  open 
record  at  this  hearing  and  you  will  be  permitted  to  say  what  you  wish  con- 
cerning them.  The  committee  cannot  undertake  what  you  refer  to  as  "clearance 
responsibility,"  because  as  a  legislative  body  the  committee  has  no  "clearance" 
function.  As  an  arm  of  the  Senate,  the  committee  cannot  make  any  recommenda- 
tions to  the  FAO ;  however,  it  must  be  assumed  the  FAO  will  take  cognizance  of 
the  committee's  hearing. 

I  am  glad  you  are  going  to  be  present  at  the  hearing  on  December  17. 
Sincerely, 

James  O.  Eastland. 


Exhibit  No.  3S1-A 

Via  San  Saba  22,  Rome,  November  2ff,  1956. 
Hon.  James  O.  Eastland, 

Chairmnv,  Senate  Internal  Sceiiritjj  Subconnnittee, 
Senate  Office  Building,  Washington,  D.  C. 

Dear  Senator  Eastland  :  I  am  willing  to  attend  a  hearing  before  the  Senate 
Internal  Security  Subcommittee  in  Washington,  D.  C,  on  or  about  December  13, 
1956,  provided  I  am  furnished  transportation  to  Washington  and  return,  and 
per  diem  in  lieu  of  subsistence,  and  provided  the  subcommittee  will  undertake 
practical  loyalty  clearance  responsibility  in  my  case. 

Permit  me  to  explain  my  situation  briefly :  I  have  always,  as  a  matter  of 
principle,  cooperated  fully  with  the  various  loyalty  and  security  programs.  In 
every  instance  where  the  charges  have  been  made  known  to  me,  I  have  defended 
my  record  honorably  and  successfully. 

When  I  was  employed  by  the  l^>ureau  of  the  Budget  in  the  Executive  Office  of 
the  President  and  question  arose  as  to  my  loyalty,  I  was  promptly  informed  of 
the  charges  against  me,  afforded  opportunity  of  hearing  before  a  board  designated 
by  the  Bureau,  and  obtained  full  clearance  by  authority  of  the  Director. 

In  another  instance,  the  Department  of  Stnte  took  ofiicinl  action  to  cancel 
my  passport  without  charges  or  hearing  and  I  remained  without  recourse  for 
many  months.  At  length,  after  very  costly  litigation,  the  Deiiartment  disclosed 
the  charges,  I  was  permitted  to  reply,  and  as  a  result  an  unrestricted  passport 
was  restored  to  me. 

In  the  present  case,  when  the  Food  and  Agriculture  Organization  of  the 
United  Nations  (FAO)  received  a  report  concerning  me.  it  took  immediate  action 
to  terminate  my  employment  and  announced  to  the  press  that  I  had  been 
"dismissed"  because  I  was  "not  suitable"  for  employment  and,  specifically,  that 
I  had  "not  been  cleared  for  employment  with  FAO"  under  the  international 
loyalty  program.  Up  to  the  present  moment,  the  FAO  has  withheld  the  charges 
from  me  and  from  the  International  Organizations  Employees  Loyalty  Board, 
cnusing  damage  to  my  reputation  and  n  fontinued  l)ar  to  employment  in  my  field. 

Ilie  opjiortunity  for  hearing  which  you  offer  can  be  of  vital  importance  to  me 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2209 

if  the  subcommittee  is  (1)  able  to  obtain  the  evidence,  specifically  the  secret 
document  from  the  Department  of  State  to  the  FAO  which  led  to  my  dismissal, 
and  (2)  willing,  after  such  hearing,  to  arrive  at  conclusions  and  transmit  a 
recommendation  which  the  FAO  would  receive  and  consider.  Anything  less 
would  only  leave  me  in  the  present  state  of  suspicion  and  disgrace,  unable  to 
pursue  my  career,  or  obtain  visas  for  travel. 

Please  notify  me  as  to  definite  dates  and  travel   arrangements  and  as  to 
whether  the  subcommittee  would  be  prepared  to  make  an  advisory  determination 
concerning  my  loyalty. 
Sincerely, 

Gordon  McIntire. 

Copy  to :  Senator-elect  John  Carroll.  Congressman  Byrun  N.  Rogers,  Dr.  B.  R. 
Sen,  Director  General,  FAO. 

Exhibit  No.  381-B 

Roma,  December  J8,  1956. 
Senator  Eastlakd,  Washington,  D.  C: 

I  must  accept  your  statement  that  committee  as  legislative  body  cannot 
undertake  clearance  responsibility  but  urge  its  good  offices  help  bring  about 
full  disclosure  of  secret  letter  concerning  me  under  Executive  Order  10422  from 
State  Department  to  FAO  and  appropriate  opportunity  to  reply  in  accordance 
with  assurances  given  by  United  States  Representative  Lodge  and  U.  N.  Secre- 
tary General  at  plenary  meetings  413  and  416  of  General  Assembly  of  "protect- 
ing the  individual  employee  from  unjust  accusations  and  arbitrary  action." 
I  have  official  clearance  from  United  States  Bureau  of  Budget  and  State  Depart- 
ment on  all  other  existing  charges  related  to  subversive  activity  and  United 

States  security. 

McIntire. 

Mr.  SouRwiNE.  Now,  the  chronologcicul  summary  in  Mr.  Mclntire's 
case  is  here.  On  August  24,  1954— Mr.  Chairman,  pardon  me.  Per- 
haps I  should  ask  the  vritness  first :  Did  the  Board  consider  the  case 
of  Mr.  Gordon  McIntire  ? 

Mr.  Waldman.  No,  sir.  And  the  reason  it  did  not  was,  from  the 
information  we  had,  he  was  not  an  employee. 

Mr.  SouinviNE.  I  think  we  have  evidence  which  will  substantiate 
that,  Mr.  Chairman. 

Then,  he  was  not  employed  at  the  time  the  case  came  to  you  ? 

Mr.  Waldman.  That  is  so. 

But  he  has  been  searching  for  a  forum  to  tell  his  case,  and  we  felt 
the  same  as  you  did :  we  could  not  give  him  a  security  clearance,  and 
the  case  was  not  legally  before  us. 

Mr.  SouRwiNE.  Mr.  Gordon  Mclntire's  case,  which  was  being  heard 
before  the  Administrative  Tribunal  of  the  United  Nations  in  August 
of  1954,  involved  an  allegation  by  him  that  the  food  agency  of  the 
Food  and  Agriculture  Organization  of  the  United  Nations  had  given 
false  reasons  for  not  renewing  his  employment. 

He  alleged  that  this  agency  gave  lack  of  competence  as  the  reason 
when  the  real  reason  was  illegal  intervention  by  the  United  States 
Government  in  the  internal  affairs  of  an  international  agency. 

On  August  27,  1954,  he  asked  $30,000  compensation  for  loss  of  his 
job.  He  had  been  permitted  to  use  the  title  "Chief  of  the  Policy  and 
Procedure  Section";  he  had  received  that  title  just  8  days  before  he 
was  told  by  the  organization  that  he  was  out. 

In  September  of  1954  a  three-man  international  tribunal  ordered 
the  United  Nations  Food  and  Agricidture  Organization  to  reinstate 
McIntire,  or  to  pay  $11,000  damages  for  wrongful  dismissal. 

The  tribunal's  finding  declared  the  existence  of  a  secret  document 
concerning  McIntire,  the  content  of  which  was  unknown  to  him  and 


2210       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

against  which  he  was  Ihus  imabk',  to  defend  Iiimself,  clearly  violates 
a  UNESCO  application  of  the  FAO  statute,  and  thus  causes  harm 
to  the  interest  not  only  of  the  entire  staff  but  to  those  of  justice  itself. 

Do  you  have  any  information,  Mr.  Waldman,  as  to  whether  Mr. 
Mclntire  was  dismissed  on  the  basis  of  a  secret  document,  as  he 
indicates  ? 

Mr.  Waldman.  No,  sir ;  we  do  not. 

We  were  simply  told  that  he  was  no  longer  an  employee,  and  not 
an  applicant,  and  since  the  program  envisaged  either  of  those  statutes, 
and  he  not  coming  within  it,  we  could  not  hear  it. 

Mr.  SouRwiNE.  Mr.  Chairman,  the  committee  has  obtained  a  photo- 
stat of  the  notice  of  dismissal — I  beg  your  pardon ;  this  is  a  photostat 
of  the  official  carbon  copy  of  the  notice  of  dismissal  of  Mr.  Mclntire. 

It  will  be  noted  it  was  dated  April  8,  1953.  The  FoocI  and  Agri- 
culture Organization  of  the  United  Nations,  Eome,  Italy,  "Confi- 
dential," states: 

Dear  Mr.  Mclntire :  It  is  with  regret  that  I  have  to  inform  you  that  I  have 
decided  after  full  consideration  that  it  vi^ill  not  be  possible  for  me  to  confirm 
your  present  appointment  at  the  end  of  your  probationary  period.  As  you  know, 
both  Mr.  Posner  and  I  have  had  doubts  about  your  suitability  for  the  post 
which  you  occupy  and,  although  there  has  been  some  improvement  in  your  work 
in  the  last  2  or  3  months,  I  am  now  convinced  that  your  abilities  do  not  lie  in 
the  field  of  procedures  work. 

The  second  paragraph  cites  the  manual  and  contains  the  appro- 
priate wording  concerning  the  employment. 

The  third  paragraph  contains  the  conventional  regrets  that  this 
was  necessary. 

I  ask  that  this  go  into  the  record  at  this  time. 

Senator  Johnston.  It  may  go  into  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  382,"  and  reads 
as  follows:) 

Exhibit  No.  382 

NOTICE  OF  DISMISSAL 

Food  and  AGEicrrLTUEE  Organization  of  the  United  Nations, 

Rome,  Italy,  April  8, 1953. 
Confidential. 

Mr.  G.  McIntiee, 

Room  313-A,  FAO. 

Dear  Mr.  McIntibe:  It  is  with  regret  that  I  have  to  inform  you  that  I  have 
decided  after  full  consideration  that  it  will  not  be  possible  for  me  to  confirm 
your  present  appointment  at  the  end  of  your  probationary  period.  As  you  know, 
both  Mr.  Posner  and  I  have  had  doubts  about  your  suitability  for  the  post  which 
you  occupy  and,  although  there  has  been  some  improvement  in  your  work  in 
the  last  2  or  3  months,  I  am  now  convinced  that  your  abilities  do  not  lie  in  the 
field  of  procedures  work. 

2.  Under  section  310.52  of  the  Administrative  Manual,  a  staff  member  may 
be  separated  at  any  time  during  or  at  the  end  of  his  probationary  period  if, 
after  a  fair  trial,  he  does  not  perform  satisfactorily  the  duties  of  the  post  to 
which  he  is  assigned.  I  consider  that  you  have  been  given  a  fair  trial  but  have 
not  performed  your  duties  satisfactorily.  You  may,  therefore,  take  this  letter 
as  your  notice  of  separation,  to  be  effective  May  31,  1953,  in  accordance  with 
the  terms  of  the  Administrative  Manual.  You  are  entitled,  of  course,  to  pay- 
ment for  any  accrued  annual  leave,  to  the  appropriate  payment  under  the  United 
Nations  Joint  Staff  Pension  Fund  Regulations  and  to  the  payment  of  travel 
expenses  to  your  home  for  yourself  and  your  dependents.  Under  the  regulations, 
you  are  not  entitled  to  the  payment  of  the  cost  of  the  removal  of  your  household 
goods  to  your  home,  but  I  am  recommending  to  the  Director  General  that,  in  your 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2211 

case,  the  regulation  in  this  respect  should  be  waived  and  your  costs  reimbursed. 
I  have  no  doubt  that  the  Director  General  will  approve  my  recommendation. 

3.  May  I  say  how  sorry  I  am  that  it  has  become  necessary  to  take  this 
action  and  how  much  I  hope  that  you  will  succeed  in  finding  new  activities  in 
keeping  with  your  obvious  talents. 
Yours  sincerely, 

/s/    Frank  Weisl, 
Director  of  Administration. 

(The  decision  of  the  Administrative  Tribunal  (ILO)  in  the  case 
of  Gordon  Mclntire  was  marked  "Exhibit  No.  383,"  and  reads  as 
follows :) 

Exhibit  No.  383 

[Unofficial  translation] 

INTERNATIONAL  LABOUR  ORGANISATION 

Administrative  Tribunal 

Judgment  No.  13 

ordinary  session  of  AUGUST-SEPTEMBER  1954 

Sitting  of  3  September  1954 

In  the  Matter  of  Mr.  Gordon  McIntire  Against  Food  and  Agriculture 
organisation  of  the  united  nations 

The  Administrative  Tribunal  of  the  International  Labour  Organization, 

Having  had  referred  to  it  a  complaint  made  against  the  Food  and  Agriculture 
Organisation  of  the  United  Nations  on  8  April  1954  by  Mr.  Gordon  Mclntire, 
formerly  an  official  of  that  Organization,  seeking  the  rescission  of  a  decision  of 
the  Director  General  of  that  Organisation  not  to  confirm  his  appointment  at  the 
end  of  the  probationary  period ; 

Considering  the  additional  memorandum  submitted  by  the  complainant  on  1 
August  1954; 

Considering  the  memorandum  of  reply  of  the  defendant  Organisation  dated 
19  May  1954; 

Having  had  referred  to  it  a  statement  submitted  in  his  own  name  on  24  August 
by  Mr.  X  Leutenegger,  Chairman  of  the  Staff:  Association ; 

Having  heard,  on  oath,  in  public  sitting,  on  26  August  1954,  Mr.  Irving  L. 
Posner,  witness  cited  by  the  complainant,  whose  deposition,  certified  true,  is  in 
the  dossier ; 

Considering  that  the  complaint  is  receivable  in  form ; 

Considering  that  the  facts  of  the  case  are  as  follows : 

(1)  The  complainant,  a  citizen  of  the  United  States  of  America,  entei'ed  the 
service  of  the  defendant  Organisation  on  5  June  1952;  his  post  came  under  the 
Budget  and  Administrative  Planning  Branch,  directed  by  Mr.  Posner ;  his  con- 
tract was  of  five  years'  duration ;  towards  the  end  of  the  year  1952,  most  of  the 
temporary  contracts  having  been  changed  to  permanent  contracts,  the  complain- 
ant was  informed  that  his  appointment  had  been  changed  to  a  permanent  appoint- 
ment with  effect  from  1  July  1952,  the  probationary  period  having  commenced 
on  5  June  1952,  as  provided  for  in  the  initial  contract ; 

(2)  The  probationary  period  was  thus,  in  any  event,  to  expire  on  4  June  1953 
(subject  to  a  possible  six  months'  extension)  ; 

(3)  The  services  of  the  complainant  gave  rise  in  the  beginning  to  serious 
doubts  on  the  part  of  his  chiefs  as  to  his  fitness  for  the  duties  entrusted  to  him, 
although  his  goodwill,  good  intentions  and  devotion  were  not  called  into  ques- 
tion ;  his  immediate  chief,  Mr.  Posner,  made  verbal  remarks  to  him  concerning 
these  doubts  on  several  occasions,  endeavoured  to  help  and  guide  him  during 
this  trial  period  and  communicated  to  him  in  writing,  on  14  January  1953,  when 
a  report  was  made  on  his  first  six  months  of  service,  the  substance  of  these 
remarks  and  this  advice ; 

(4)  The  complainant  endeavoured  to  improve  his  work  and  Mr.  Posner  con- 
sidered, towards  the  end  of  March,  that  his  efforts  had  been  fruitful  and  deserved 
encouragement ;  on  30  March  1953,  at  the  request  of  the  complainant  that  he  be 
given  the  title  of  Chief  of  the  Policy  and  Procediues  Section  which  had  been  set 


2212       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

up  within  the  Budget  and  Administrative  Planning  Branch — a  request  made  by 
the  complainant  because  he  considered  this  title  would  give  him  prestige — Mr. 
Posner  felt  able  to  reply  in  the  affirmative  and  so  informed  Mr.  Weisl,  his  own 
responsible  chief,  Director  of  Administration,  who  raised  no  objection ;  this  title 
was,  moreover,  used  inside  the  Organisation  as  from  30  March  1953  and  was 
known  to  the  heads  of  the  administrative  units  ; 

(5)  On  8  April,  that  is  to  say  a  few  days  later,  Mr.  Weisl  informed  the  com- 
plainant, in  a  letter  couched  in  the  following  terms,  that  his  appointment  would 
not  be  confirmed : 

8  Apeil  1953. 
Confidential. 

Dear  Me.  McIntire:  It  is  with  regret  that  I  have  to  inform  you  that  I  have 
decided,  after  full  consideration,  that  it  will  not  be  possible  for  me  to  confirm 
your  present  appointment  at  the  end  of  your  probationary  period.  As  you  know, 
both  Mr.  Posner  and  I  have  had  doubts  about  your  suitability  for  the  post  which 
you  occupy,  and  although  there  has  been  some  improvement  in  your  work  in  the 
last  two  or  three  months,  I  am  now  convinced  that  your  abilities  do  not  lie  in 
the  field  of  procedures  work. 

2.  Under  Section  310.52  of  the  Administrative  Manual,  a  staff  member  may  be 
separated  at  any  time  during  or  at  the  end  of  his  probationary  period  if,  after  a 
fair  trial,  he  does  not  perform  satisfactorily  the  duties  of  the  post  to  which  he  is 
assigned.  I  consider  that  you  have  been  given  a  fair  trial,  but  have  not  performed 
your  duties  satisfactorily.  You  may,  therefore,  take  this  letter  as  your  notice 
of  separation,  to  be  effective  31  May  1953,  in  accordance  with  the  terms  of  the 
Administrative  Manual.  You  are  entitled,  of  course,  to  payment  for  any  accrued 
annual  leave,  to  the  appropriate  payment  under  the  United  Nations  Joint  StafiC 
Pension  Fund  regulations,  and  to  the  payment  of  travel  expenses  to  your  home 
for  yourself  and  your  dependents.  Under  the  regulations,  you  are  not  entitled 
to  the  payment  of  the  cost  of  the  removal  of  your  household  goods  to  your  home, 
but  I  am  recommending  to  the  Director  General  that,  in  your  case,  the  regulation 
in  this  respect  should  be  waived  and  your  costs  reimbursed.  I  have  no  doubt 
that  the  Director  General  will  approve  my  recommendation. 

3.  May  I  say  how  sorry  I  am  that  it  has  become  necessary  to  take  this  action 
and  how  much  I  hope  that  you  will  succeed  in  finding  new  activities  in  keeping 
with  your  obvious  talents. 

Yours  sincerely, 

(Signed)    Frank  Weisl, 
Director  of  Administration. 

(6)  The  complainant  appealed,  in  accordance  with  the  normal  procedure,  to 
the  Appeals  Committee  established  under  the  terms  of  the  Staff  Regulations ;  his 
grievances  were  as  follows:  (a)  established  procedures  were  not  followed  in 
giving  him  his  termination  notice;  (6)  the  charge  of  unsatisfactory  services 
was  based  on  misunderstanding,  prejudice,  or  some  other  extraneous  factor ; 

(7)  When  he  was  heard  by  the  Appeals  Committee,  the  complainant  dropped 
the  first  of  these  grievances  (a)  and  modified  the  second  (h),  suppressing  the 
words  "misunderstanding"  and  "prejudice"  and  maintaining  only  that  the  deci- 
sion of  the  Director  General  was  based  on  some  extraneous  factor : 

(8)  In  its  report,  the  Appeals  Committee  stated:  (a)  that  it  had  failed  to  find 
sufficient  evidence  thnt  there  was  a  justifiable  grievance  under  the  terms  of  the 
Administrative  Manual,  section  320J2:  (b)  that,  in  any  event,  article  IX  of  the 
Staff  Regulations  (paragraph  301.0912)  left  no  doubt  that  the  Director  General 
was  at  full  liberty  to  take  any  factors  into  consideration  when  deciding  to  termi- 
nate the  appointment  of  a  staff  member  serving  a  probationary  period  and  that 
his  sole  judgment  should  prevail  as  to  v.hether  such  action  was  in  the  interests 
of  the  Organisation : 

(9)  In  an  undated  letter  addresspd  to  the  complainant  immediately  after  the 
deliberations  of  the  Appeals  Committee,  that  is  to  say,  towards  the  end  of  May 
1953,  the  Director  General  accepted  the  conclusions  of  the  Appeals  Committee 
and  confirmed  that  the  appointment  was  terminated  with  effect  from  4  June  1953. 

In  law: 

Considering  that  the  Director  of  Administration,  in  his  letter  of  S  April  1953, 
had  based  the  decision  to  terminate  the  appointment  of  Mr.  McIntire  on  section 
310.52  of  the  Administrative  Manual,  which  provides  inter  alia  that  a  staff 
member  on  probation  may  be  separated  at  any  time  during  or  at  the  end  of  his 
probationary  period  for  unsatisfactory  service,  provided  he  receives  a  statement 
giving  the  specific  reasons  for  this  action ; 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2213 

Considering  that  the  Appeals  Committee,  to  which  the  complainant  appealed, 
believed  there  might  be  another  possible  justification  for  the  measure  taken 
against  the  complainant  in  the  event  of  the  interests  of  the  Organisation  being 
invoked  in  accordance  with  article  IX,  paragraph  301.0912  of  the  Staff 
Regulations ; 

Considering  that  the  recourse  to  article  IX  suggested  by  the  said  Committee 
is  devoid  of  all  relevance ;  that  it  is  only  in  the  event  of  the  Director  General 
having  expressly  invoked  tlie  said  article  as  a  basis  for  the  decision  to  terminate 
the  appointment  of  an  ofHcial  on  probation  that  this  senior  official  would  have 
acted  in  the  full  exercise  of  his  prerogative,  without  the  Tribunal  having  the 
power  to  judge  the  reasons  involving  the  interests  of  the  defendant  Organisation ; 

That,  while  he  accepted  the  conclusions  of  the  Appeals  Committee,  he  limited 
himself  to  confirming  the  decision  of  8  April ; 

That,  in  addition,  at  that  stage  of  the  procedure,  a  change  of  grounds  would 
have  vitiated  the  procedure ;  that  the  Administrative  Tribunal  of  the  United 
Nations,  in  its  judgment  No.  4,  stated  "That,  while  it  is  not  for  the  Tribunal 
to  substitute  its  judgment  for  that  of  the  Secretary  General  with  respect  to 
the  adequacy  of  the  grounds  for  termination  stated,  it  is  for  the  Tribunal  to 
ascertain  that  an  affirmative  finding  of  cause  which  constitutes  reasonable 
grounds  for  termination  has  been  made,  and  that  due  process  has  been  accorded 
in  arriving  at  such  an  affirmative  finding."  ; 

Considering  that  the  only  explanation  which  has  ever  been  given  expressly 
to  the  complainant  was  based  on  the  unsatisfactory  nature  of  his  services ; 

Considering  that  the  discretionary  power  of  the  Director  General  in  this 
matter  cannot  be  exercised  for  reasons  not  clearly  specified ;  that  he  cannot 
invoke  one  reason  for  exercising  his  powers  when  in  reality  his  action  is  based 
on  another  reason,  since  this  would  constitute  misuse  of  power  likely  to  lead  to 
rescission  of  the  decision  ; 

Whekeon,  pronouncing  judgment  on  the  substance  : 

Considering  that  it  cannot  be  conceived,  unless  a  new  circumstance  arose 
in  the  meantime,  that  Mr.  Weisl  agreed,  on  30  March  1953,  that  the  complainant 
be  authorised  to  use  the  title  of  chief  of  section  whereas  he  himself,  on  8  April 
of  the  same  year,  was  to  decide  immediately  to  dismiss  the  complainant,  the  mat- 
ter appeai-ing  so  urgent  to  him  that  he  could  not  wait  for  the  normal  end  of  the 
probationary  period  (which  was  to  expire  less  than  two  months  later)  or  for  the 
verification  of  the  progress  noted  since  Mr.  Posner's  report  of  14  January  1953,  or 
even  hear  the  explanations  of  the  complainant  beforehand  ; 

Considering  that  the  existence  of  this  new  circumstance  is  shown,  that  it  is 
established  that  between  30  March  and  8  April  Mr.  Dodd,  then  Director  General, 
received  a  letter  from  Mr.  Hickerson,  Assistant  Secretary  of  State  of  the  United 
States  of  America,  concerning  the  person  of  the  complainant ;  that  the  defendant 
Organisation  has  recognised  that  this  was  so  since  its  representative  declared  in 
public  sitting  that  the  facts  related  in  that  letter  were  the  official  confirmation 
of  information  given  verbally  to  the  Director  General,  Mr.  Dodd,  during  his 
visit  to  Washington  one  month  previously,  without  any  steps  having  been  taken 
against  the  complainant  at  that  time,  but  also  without  the  complainant  having 
been  informed : 

Considering  that  the  complainant  asks  that  this  letter  be  produced  during 
the  discussion,  being  of  the  opinion  that  the  Tribunal  would  thus  be  in  a  better 
position  to  assess  the  influence  of  this  document  on  the  change  of  attitude  of 
Mr.  Weisl  and  on  the  decision  communicated  to  the  complainant  on  8  April ; 

Considering  that,  in  the  following  terms,  the  defendant  Organisation  has 
refused  to  accede  to  this  request : 

27  August  1954. 

Sib  :  I  have  taken  note  of  the  letter  dated  26  August  1954  which  you  were 
kind  enough  to  communicate  to  me  and  in  which  Maitre  J.  Mercier,  Counsel 
for  Mr.  Mclntire,  asks  that  the  Tribunal  order  the  production  of  the  letter 
received  by  the  Director  General  of  the  F.  A.  O.  from  the  Government  of  the 
United  States  and  which  has  been  mentioned  in  the  course  of  the  discussions. 

I  have  the  honour  to  confirm  the  statement  which  I  made  during  the  sitting 
held  this  afternoon  in  camera;  namely,  that  the  Director  General  would  have  been 
happy  to  have  been  able  to  communicate  this  letter  to  the  Ti'ibunal,  but  that  he 
does  not  consider  that  he  should  do  so  as  this  "confidential"  letter  comes  from 
the  Government  of  a  sovereign  State  and  must,  for  that  reason,  be  treated  in  the 
same  way  as  a  diplomatic  communication.     Its  production,  without  the  authorisa- 


2214      SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

tion  of  the  Governmeut  concerned,  would  constitute  a  violation  of  diplomatic 
usage  in  such  matters. 

I  have  the  honour  to  be,  etc., 

(Signed)     Sir  John  Serrao, 
Attorney  at  the  Supreme  Court  of  Appeal  in  Rome. 

(Signed)     G.  Saint-Pol, 
Chief  of  the  Legal  Affairs  Section  of  the  F.  A.  0. 

Considering  that  the  Tribunal,  while  it  has  not  the  power  to  express  an  opinion 
as  to  the  merits  of  the  reason  given  by  the  defendant  Organisation,  deems  it 
inadmissilile  that  the  considerations  alleged  by  that  Organisation  can  in  any 
way  prejudice  the  legitimate  interests  of  the  complainant ;  that  the  existence  of 
a  secret  document  concerning  the  complainant,  the  content  of  which  is  unknown 
to  liim  and  against  which  he  is  consequently  powerless  to  defend  himself,  obvi- 
ously vitiates  the  just  application  of  the  Regulations  to  the  complainant  and 
affects  not  only  the  interests  of  the  staff  as  a  whole  but  also  the  interests  of 
jusice  itself  (vide,  judgment  No.  15  of  the  Administrative  Tribunal  of  the  United 
Nations:  "The  Applicant  cannot  be  penalised  because  certain  information  is 
considered  by  the  Respondent  as  confidential  and  the  Applicant  has  no  oppor- 
tunity either  of  knowing  what  the  reason  is  or  of  challenging  it.") 

That,  in  consequence,  it  is  the  duty  of  the  Tribunal  to  consider  as  established 
the  fact  that  the  decision  of  8  April  is  not  really  based  on  the  grounds  of  unsatis- 
factory service  but  on  personal  considerations  extraneous  to  such  grounds ;  that  it 
therefore  constitutes  an  act  of  misuse  of  power  and  must  be  rescinded ; 

Considering  that,  in  the  event  of  the  defendant  refusing  consequently  to  au- 
thorise the  complainant  to  resume  his  duties,  it  is  necessary  to  make  a  financial 
award  against  the  defendant  with  a  view  to  compesnating  the  complainant  for 
the  damage  which  the  decision  has  caused  him  in  depriving  him  of  the  possibility 
of  being  accepted  for  permanent  employment  at  the  end  of  the  trial  period ;  that, 
in  addition,  the  complainant  has  been  subjected  for  a  long  time  to  conditions  of 
material  and  moral  insecurity  causing  him  serious  suffering,  a  state  of  affairs 
which  it  should  be  recognised  the  present  Directorate  of  the  F.  A.  O,  has  tried 
to  make  easier  by  all  means  within  its  power  ; 

On  the  geotjnds  as  afoeesaid  : 

Rejecting  any  wider  or  contrary  conclusions. 

The  Tribunal  orders  the  rescission  of  the  impugned  decision  of  8  April  1953 
and  the  undated  decision  of  the  Director  General  regarding  the  whole  procedure 
followed  in  consequence; 

And, 

Failing  the  reinstatement  of  the  complainant  in  its  service  by  the  defendant 
Organisation, 

Orders  that  Organisation  to  pay  the  complainant,  by  way  of  compensation  in 
reparation,  an  amount  equivalent  to  fifteen  months'  salary,  together  with  inter- 
est at  4  per  cent,  as  from  5  June  1953,  an  amount  of  three  thousand  dollars  to 
be  added  to  the  whole  by  reason  of  the  material  and  moral  damage  incurred  by 
the  complainant  between  8  April  1953  and  the  date  of  the  present  judgment, 
independently  of  repatriation  expenses. 

Orders  the  defendant  Organisation  to  pay  the  complainant  the  sum  of  300 
dollars  by  way  of  participation  in  tlie  cost  of  his  defence. 

With  regard  to  the  statement  of  Mr.  liCutenegger,  declares  that  statement  re- 
ceivable insofar  as  it  is  made  in  his  own  name  and  orders  the  defendant  to  bear 
any  expenses  which  arise  from  that  statement  and  for  which  justification  is 
provided. 

In  witness  of  which  judgment,  pronounced  in  public  sitting  on  3  September 
1954,  by  His  Excellency  M.  Albert  Devize,  President,  Jonkheer  van  Rijckevorsel, 
Acting  Vice  President,  and  M.  lasson  Stavropoulos,  Deputy  Judge,  called  upon  to 
sit  owing  to  the  inability  of  a  titular  Judge  to  attend,  the  aforementioned  have 
hereunto  subscribed  their  signatures,  as  well  as  myself.  Wolf,  Registrar  of  the 
Tribunal. 

Albert  Devize. 
A.  VAN  Rijckevorsel. 
Iasson  Stavropoulos. 
Francis  Wolf. 

Mr.  SouRWiNE.  Mr.  Waldman,  I  would  like  to  ask  about  one  or  two 
individuals  whose  names  are  of  interest  to  the  committee. 

Has  the  Board  made  a  report  with  regard  to  Gardner  Murphy  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2215 

Mr.  Waldman.  Frankly,  it  does  not  strike  a  bell  with  me. 

Mr.  SoDRWiNE.  You  do  not  recall  the  name  ? 

Mr.  Waldman.  Never,  sir. 

Mr.  SouRwiNE.  I  might  say,  Mr.  Chairman,  Mr.  Gardner  Murphy 
was  at  one  time  an  employee  of  UNESCO.  I  do  not  know  whether 
he  is  presently.  The  records  indicate  that  Mr.  Murphy  was  affiliated 
with  10  organizations  which  have  been  cited  as  subvereive  by  the 
Attorney  General  which  are :  American  Council  for  Protection  of  For- 
eign Born,  Citizens  Committee  for  Harry  Bridges,  Council  for  Pan 
American  Democracy,  Greater  New  York  Emergency  Conference  on 
Inalienable  Rights,  National  Federation  for  Constitutional  Liberties, 
and  Scientific  and  Cultural  Conference  for  World  Peace. 

Did  the  Board  make  a  report  with  respect  to  Jerome  A.  Oberwager  ? 

Mr.  Waldman.  Somehow  I  have  a  vague  idea  that  that  was  the  case, 
but  we  will  be  glad  to  let  you  know.    I  can't  recall  it. 

Mr.  Sour  WINE.  I  have  3  names  here,  I  have  mentioned  1,  and  that 
is  the  second,  and  anything  you  can  give  the  committee  we  would  like 
to  have. 

Senator  Johnston.  If  you  have  any  information  that  you  can  get 
from  your  files,  we  would  be  pleased  to  have  it. 

Mr.  Waldman.  Very  well,  sir. 

Mr.  Sourwine.  Mr.  Chairman,  Mr.  Oberwager  testified  before  the 
subcommittee  in  February  1953,  he  invoked  the  fifth  amendment  when 
asked  about  membership  and  his  activities  in  the  Communist  Party. 

We  know  that  he  was  employed  as  a  teacher  of  film  scripts  bv 
UNESCO  from  1951  to  1953.  He  left  that  particular  employment, 
and  I  don't  know  whether  he  has  resumed  employment  with  that 
or  any  other  international  agency,  but  I  was  interested  in  knowing 
whether  the  Board  had  any  part  in  this  case. 

Did  the  Board  make  a  report  with  respect  to  Haakon  Chevalier  ? 

Mr.  Waldman.  I  don't  think  we  ever  had  such  case,  I  just  know 
from  reading  the  literature  on  the  subject. 

Mr.  Sourwine.  Haakon  Chevalier,  of  course,  is  a  very  famous  case, 
he  was  employed  by  UNESCO  as  a  translator,  and  I  do  not  know 
whether  he  is  still  so  employed.  He  is  the  man  that  previously  has 
been  identified  as  the  contact  man  between  George  Charles  Eltenton 
and  Dr.  J.  Robert  Oppenheimer,  then  director  of  the  atom  bomb 
project  in  1942. 

Eltenton  was  approached  by  Peter  Ivanov,  then  vice  consul,  Soviet 
consulate,  San  Francisco,  who  asked  him  to  get  technical  information 
for  Soviets.  Eltenton  contacted  Chevalier,  who  in  turn  approached 
Oppenheimer  and  solicited  the  betrayal  of  classified  atomic  energy 
secrets  to  the  Soviet  Union. 

Mr.  Waldman.  If  I  saw  that  name  I  think  I  would  knoAv  it. 

Mr.  Sourwine.  As  far  as  you  know  it  has  never  been  submitted  ? 

Mr.  Waldman.  It  never  has ;  no. 

Senator  Johnston.  You  just  get  the  cases  that  are  submitted  to 
you? 

Mr.  Waldman.  In  other  words,  no  American  can  be  employed  by  an 
international  organization  without  us  knowing  about  it  and  making 
an  investigation  and  making  a  decision. 


2216       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(The  folloAving  letter  Avas  later  received  by  the  subcommittee :) 

United  States  Civil  Seevice  Commission, 
International  Organizations  Employees  Loyalty  Board, 

Washington  25,  D.  C,  December  19,  1956. 
Mr.  J.  G.  Sourwine, 

Counsel  to  the  Buhconntiittee  To  Investif/ate  the  Adniinisti-ation  of  the  In- 
ternal  Security  Act  and  Other  Internal  Security  Laws,  Committee  on  the 
Judiciary,  United  States  Senate,  Washinyton  25,  D.  C. 
Dear  Mr.  Sourwine:  At  the  hearing  on  December  17,  195G,  it  was  requested 
that  information  be  furnished  as  to  whether  or  not  the  cases  of  Gardner  Murphy, 
Jerome  A.  Oberwager,  and  Haakon  Chevalier  had  ever  been  processed  by  the 
International  Organizations  Employees  Loyalty  Board. 

Please  be  advised  that  the  records  of  this  board  reveal  that  the  aforementioned 
cases  have  never  been  adjudicated  by  this  board. 

I  shall  he  glad  to  assist  if  further  information  is  desired. 
Sincerely, 

Frederick  D.  Irwin,  Executive  Secretary. 

(Mr.  Toussaiut,  of  the  State  Department,  later  provided  the  fol- 
lowing information:) 

Gardner  Murphy  is  not  at  present  and,  it  would  appear,  has  not  been  employed 
by  any  of  the  international  organizations  since  about  1950,  when  he  was  released 
from  UNESCO. 

Jerome  A.  Uberwager  was  emiiloyed  by  the  !'.  N.  from  October  7,  1946,  until 
September  7,  19.51,  in  the  Public  Information  Department.  There  is  no  record  of 
his  being  employed  by  an  international  organization  since  1951. 

Haakon  Chevalier  was  employed  by  the  U.  N.  as  an  interpreter  from  Septem- 
ber IS.  1046,  until  October  14,  1946.  There  is  no  record  that  he  was  subsequently 
employed  by  any  international  organization. 

Mr.  SouiiwiNE.  Mr.  Chairman,  there  is  one  point  which  perhaps 
may  not  be  clear  in  the  record.  These  individuals  Avhose  names  and 
records  we  liave  gone  into  were  all  the  holders  of  substantial  adminis- 
trative positions;  is  that  correct? 

Mr.  Waldman.  They  were;  yes. 

Mr.  Sourwine.  Their  salaries  ramred  from,  I  believe,  $5,400  a  year 
up  ? 

Mr.  Waldman.  That  is  right. 

jSIr.  Sourwine.  We  are  not  talking  here  about  the  cases  of  any  little 
stenographer. 

Mr.  Chairman,  I  have  one  more  question  of  this  witness.  The  wit- 
ness has  been  extremely  helpful,  but,  before  we  leave,  however,  I  don't 
knoAv  whether  you  want  to  dismiss  this  witness  first  before  we  put 
this  in  the  record. 

Senator  Johnston.  We  certainly  want  to  thank  you  for  coming 
before  us  and  giving  us  this  information  and  answering  the  questions 
you  were  asked. 

Mr.  Waldman.  Thank  you. 

Mr.  Sourwine.  This  document,  Mr.  Chairman,  refers  not  to  this 
subject  matter  at  all,  but  to  the  recent  hearing  in  Hawaii.  It  is  a 
letter  to  the  committee  from  the  firm  of  Bouslog  &  Symonds.  I  would 
like  to  ask  that  it  be  made  a  part  of  the  record. 

Senator  Johnston.  Tliat  shall  be  made  a  part  of  the  record,  and 
be  included  in  that  case  that  w^e  had. 

(The  letter  referred  to  was  placed  in  the  record  of  the  subcommittee 
ill  Honolulu.) 

Mr.  Sourwine.  I  have  nothing  fui'ther  to  submit  this  morning, 
Mr.  Chairman. 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2217 

Senator  Johnston.  Are  there  any  further  questions? 

Senator  Jenner.  Nothmg  further,  Mr.  Cliairman. 

Senator  Johxstox.  If  not,  the  committee  will  adjourn,  subject  to 
tlie  call  of  the  Chair. 

(Whereupon,  at  12:35  p.  m.,  the  subcommittee  adjourned,  subject 
to  the  call  of  the  Chair.) 


APPENDIXES 


Appendix  I 


(The  following  exchange  of  correspondence  was  ordered  printed 
as  an  appendix  to  the  hearing  on  December  IT,  1956:) 

January  18,  1957. 
Capt.  Eugene  R.  Guild,  United  States  Army  (Retired), 
Headquarters,  Fighting  Eomefolks  of  Fighting  Men, 
Glenivood  Springs,  Colo. 

Dear  Captain  Guild  :  Thank  you  for  your  letter  of  January  6,  1957,  with 
enclosures,  which  came  to  my  desk  earlier  this  week.     You  make  some  interesting 
points,  and  I  plan  to  take  up  with  my  colleagues  on  the  Internal  Security  Sub- 
committee the  question  of  putting  your  letter  in  the  records  of  our  hearing. 
All  good  wishes  for  the  New  Year  upon  which  we  have  embarked. 
Sincerely  yours, 

James  O.  Eastland, 
Chairman,  Internal  Security  Subcommittee. 

Headquarters,  Fighting  Homefolks  or"  Fighting  Men, 

Olenwood  Springs,  Colo.,  January  6, 1957. 
Senator  James  O.  Eastland, 

Chairman,  Internal  Security  Subcommittee,  Committee  of  the  Judiciary, 
Senate  Office  Building,  Washington,  D.  C. 

Dear  Senator  Eastland  :  We  noted  in  the  press  that  your  committee  was,  in 
the  process  of  hearings  on  UNESCO,  calling  as  a  witness  Francis  O.  Wilcox, 
Assistant  Secretary  of  State  for  International  Organization  Affairs. 

We  have  had  some  experience  with  Mr.  Wilcox  in  the  attached  matter  of  a 
claim  made  by  a  group  of  mothers  of  dead  or  enslaved  soldiers  still  held  by  the 
Reds  from  the  Korean  war. 

On  December  2,  1954,  President  Eisenhower,  speaking  on  the  subject  of  our 
Red-held  soldiers,  said :  "How  the  United  Nations  can  possibly  disabuse  itself 
of  a  feeling  of  responsibility  in  this  matter,  and  retain  its  self-respect,  I  wouldn't 
know  *  *  *." 

In  Mr.  Wilcox's  letter  to  us  dated  January  11,  1956,  and  marked  in  red  as 
Document  No.  11  in  the  attached  papers,  he  completely  disavowed  the  President's 
words  and  defended  the  United  Nations  in  its  abandonment  of  the  American 
POW's  whose  number  General  Van  Fleet,  generally  supported  by  General  Mark 
Clark,  puts  at  400. 

Mr.  Wilcox's  role  seems  to  be  one  of  excusing  and  defending  the  United  Nations 
acts  to  the  detriment  of  the  United  States  and,  in  this  case,  to  the  detriment  of 
the  bereaved  and  desperately  anxious  mothers  of  American  heroes. 

His  outrageous  letter.  Document  No.  11,  is  furnished  your  subcommittee  with 
the  hope  that  it  may  throw  light  on  the  situation  concerning  disloyalty  of 
Americans  employed  by  international  organizations. 
Yours  very  sincerely, 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired. 

Enclosure  No.  1 

[Lo8  Angeles  Times,  February  9,  1956,  p.  4] 

Betrayal  of  GI's  Charged 

In  a  letter  signed  by  Assistant  Secretary  F.  O.  Wilcox,  the  State  Department 
has  refused  to  transmit  to  the  United  Nations  the  plea  of  56  parents  for  redress 

2218 


SCOPE    OF    SOVIET   ACTIVITY    EST    THE    UNITED    STATES      2219 

of  wrongs  done  their  sons  who  were  missing  or  killed  while  fighting  under  the 
United  Nations  flag  in  Korea  and  who  were  betrayed  and  abandoned  to  the 
enemy. 

The  State  Department  gives  two  remarkable  reasons  : 

First,  ignoring  the  fact  that  American  soldiers  were  deprived  of  support  and 
protection,  being  captured  or  dying  with  their  hands  tied,  it  says  that  the 
Communists  were  solely  to  blame  for  what  happened. 

The  second  reason  will  surprise  all  Americans  who  were  told  that  the  war  was 
a  U.  N.  war,  fought  with  U.  N.  forces  under  the  U.  N.  flag,  and  that  the  United 
States,  in  directing  it,  was  acting  as  an  agency  of  the  United  Nations.  It  is  that 
the  United  Nations  (although  the  letter  admits  it  "sided  with  us,"  "gave  its 
backing,"  "expressed  its  support")  was  merely  a  sympathetic  bystander,  not 
responsible  for  anything. 

The  letter  mentioned  "the  United  Nations  command  in  Korea,"  but  it  evidently 
was  a  slip  of  the  pen  because  it  says  in  effect  that  no  such  thing  existed  and 
that  the  U.  N.  flag  over  the  headquarters  was  only  "to  symbolize  the  fact  that  the 
United  States  exercised  unified  command." 

The  56  parents  who  received  the  letter  regard  this  as  doubletalk  and  an  amazing 
example  of  buck  passing.  The  buck  is  being  passed  from  the  United  Nations 
to  the  United  States  and  thence  to  the  Communists.  Nobody  on  our  side  is  to 
blame,  but  our  sons  lie  dead,  betrayed  by  someone.  Others  remain  in  Red  prisons 
for  years  of  torture,  abandoned  by  someone.  The  State  Department  seems  more 
intent  on  defending  the  United  Nations  than  the  United  States. 

The  parents,  and  I  am  one,  are  perfectly  aware  that  this  buck-passing  letter 
cannot  absolve  the  United  Nations  for  the  crimes  against  the  American  soldier, 
committed  in  its  name  and  under  its  flag. 

Nevertheless,  the  State  Department,  by  officially  exculpating  the  United  Nations 
for  complicity  in  the  mistreatment  of  American  soldiers,  now  clears  the  way  for 
our  suit  against  the  Government  for  collaborating  in  the  betrayal  and  abandon- 
ment of  our  soldier  sons.  The  State  Department  cannot  now  come  to  court  and 
plead  that  it  was  all  the  United  Nations'  fault. 

Eugene  R.  Guild, 
United  States  Army,  Retired,  Fighting  Homefolks  of 

Fighting  Men,  Glenwood  Springs,  Colo. 


Enclosure  No.  2 
[News  Release  No.  276] 

Headquarters,  Fighting  Homefolks  of  Fighting  Men, 

Olemvood  Springs,  Colo.,  June  23,  1955. 
Mr.  Dag  Hammahskjold, 

Secretary  General,  United  Nations, 

Anniversary  Celebration  Headquarters,  San  Francisco,  Calif. 

My  Dear  Mr.  Hammarskjold  :  I  furnish  you  herewith  a  claim  by  70  kin  of 
American  soldiers  who  fought  in  Korea  under  the  U.  N.  flag.  The  value  of  the 
life  or  liberty  of  an  American  patriot  hero  lost  by  reason  of  bad  faith  and 
disloyalty  to  him  by  the  U.  N.  is  placed  at  a  million  dollars,  and  would  be  cheap 
at  10  times  that  price. 

Individual  signed  claims,  synopses  of  testimony  expected  from  witnesses,  and 
any  other  information  or  documents  you  may  desire  will  be  forwarded  upon 
your  application.  Will  you  please  designate  the  tribunal  which  will  hear  these 
claims,  the  procedure  yon  will  require,  and  the  approximate  date  of  the  hear- 
ing which  we  request  shall  not  be  before  August  1. 

We  are  sure  that  the  U.  N.,  which  was  glad  to  generously  Indemnify  those 
un-Americans  who  lost  their  jobs  because  of  their  sympathy  with  the  Red 
enemy  of  America,  will  be  equally  glad  to  indemnify  the  kin  of  those  Americans 
who  lost  their  lives  or  their  liberty  fighting  for  a  U.  N.  which  did  not  and 
still  does  not,  back  them  up. 

These  claims  are  submitted  after  attempts  by  the  kin  to  see  you  failed.  You 
will  recall  that  on  April  19,  1954,  you  would  not  see  70  weary  mothers  waiting 
hours  to  see  you ;  that  as  pictured  in  the  Nation's  press  your  security  police 
treated  a  group  of  them  so  brusquely  as  to  reduce  them  to  tears;  and  that 
you  had  the  New  York  police  remove  the  mothers  from  First  Avenue  because 
a  portion  of  that  New  York  street  is  no  longer  American  soil  and  can  be  walked 
upon  only  by  your  permission. 


2220       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

On  April  20  the  mothers  agMiu  failed  to  arrange  a  meeting  with  you  through 
Henry  Cabot  Lodge,  who  also  would  not  see  them — cleverly  setting  the  hour 
at  which  he  was  willing  to  meet  them  at  a  time  after  their  scheduled  departure 
for  Washington  in  an  attempt,  also  in  vain,  to  see  Mr.  Eisenhower.  Mr.  Lodge 
then  alleged  that  the  mothers  had  expressed  themselves  as  pleased  and  well 
satisfied  with  his  treatment  of  them. 

The  last  recourse  then  is  to  prosecute  these  claims  in  the  U.  N.  court  of 
justice.  A  good  many  additional  coclaimants  are  expected  to  appear,  and  we 
reserve  the  right  to  add  more  claimants  up  to  the  hour  of  the  hearing.  Please 
note  that  these  claims  have  no  mercenary  element ;  counsel  will  serve  without 
fee  and  the  claimants  all  pledge  their  indemnity  for  use  in  ridding  the  United 
States  of  the  subversive  influence  of  the  U.  N.  before  more  American  boys  die 
by  more  U.  N.  treachery. 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired, 

(For  the  Claimants). 

Enclosure  No.  3 

[News  Release  No.  275] 

Headquarteks,  Fighting  Homefolks  of  Fighting  Men, 

Olenwood  Springs,  Colo.,  June  23,  1955. 

Claim  Against  the  United  Nations  for  Loss  of  Life  or  Liberty 

The  below  signatory  kin  claim  an  indemnity  of  $1  million  each  for  the  death 
or  loss  of  liberty  of  their  soldier  kin  in  the  Korean  war.  Having  started  the 
war  and  accepted  the  loyalty  of  these  American  soldiers,  the  U.  N.  committed 
the  following  breaches  of  faith  and  loyalty  constituting  betrayal  and  abandon- 
ment of  the  American  soldiers  fighting  under  its  flag. 

Charge  I :  Most  of  the  U.  N.  did  not  back  these  men  with  their  soldiers. 

Charge  II :  The  U.  N.  kept  a  Red  member  on  its  military  committee,  where 
he  could  aid  the  Red  enemy. 

Charge  III:  By  this  and  other  means  the  U.  N.  assured  the  Chinese  Reds 
that  if  they  attacked,  the  U.  N.  would  not  do  its  utmost  to  defeat  them. 

Charge  IV:  The  U.  N.  then  tied  our  soldiers'  hands,  denying  them  strategic  and 
tactical  support  of  routine  blockade,  bombing,  and  hot  pursuit,  removing  their 
leader  on  the  verge  of  victory,  and  ordering  cease-fires  each  time  victory  was 
imminent. 

Charge  V:  The  U.  N.  failed  to  expell  the  member  who  had  started  the  war 
and  who  supplied  the  enemy  with  munitions. 

Charge  VI :  The  U.  N.  did  not  prevent  its  members  from  trading  with  and 
supplying  the  enemy  with  the  means  to  kill  our  men. 

Charne  VII :  The  U.  N.  made  no  effort  to  enforce  the  truce  violated  by  the  hold- 
ing by  the  enemy  of  several  hundred  American  soldiers,  and  for  over  a  year  and 
a  half  has  abandoned  to  the  enemy  several  hundred  Americans  who  fought  under 
the  U.  N.  flag.  The  recent  deal  to  free  the  15  airmen  is  but  an  incident  in  the 
blackmail  deal  to  sell  the  100,000  free  people  of  Quemoy  and  Matsu  into  Red 
slavery. 

Witnesses:  Gens.  Douglas  MacArthur,  James  A.  Van  Fleet,  Mark  Clark, 
George  E.  Stratemeyer,  Edward  M.  Almond,  Adm.  C.  Turner  Joy,  and  other 
Americans. 

Coplaintififs  (all  having  pledged  any  indemnity  to  a  fund  for  ridding  America 
of  the  subversive  influence  of  the  U.  N.  before  more  American  boys  die  by  its 
treachery)  :  Alice  E.  Anderson,  Dealia  L.  Bailey,  Hazel  Benham,  Katheryn  Cole- 
man, Mrs.  James  F.  Crtuchfield,  Esther  Gramberg,  Lola  M.  Schauer,  Jo  Stiter, 
Myrtle  Yarbrough,  California  ;  Eugene  R.  and  Isabel  C.  Guild,  Colorado ;  Bessie 
McDonough,  Mrs.  George  Perdrizet,  Connecticut;  Mr.  and  Mrs.  Halsted  P.  Lay- 
ton,  Delaware;  Forest  and  Mae  McElroy,  Mrs.  R.  H.  Shaddick,  Mrs.  J.  L.  Wright, 
Florida ;  Mrs.  E.  N.  Morris,  R.  J.  Wise,  Georgia ;  Mr.  and  Mrs.  Stanley  Arendt, 
Lyttia  Elam,  Roy  Hufl'stutler,  Mrs.  Nicholas  Kadaiiovich.  Edwin  Schuktz,  Mr. 
and  Mrs.  Michael  Yercich,  Illinois;  Mr.  and  Mrs.  Roy  E.  Yonts,  Kentucky;  Mrs. 
Thorn  H.  Dakin,  Mrs.  Ralph  M.  Hummel,  Massachusetts ;  Mr.  and  Mrs.  Stanley 
Depki,  Michigan ;  Mrs.  Frank  Brown,  Lillian  W.  Jensen,  Mr.  and  Mrs.  A.  Lund- 
berg,  Archie  and  Ruth  Nelson,  Minnesota ;  Marjorie  Llewellyn,  Montana ;  Leota 
Shadden,  Nebraska ;  J.  B.  Agnelli,  Marie  DiGiorgio,  Sarah  Flaherty,  William  J. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2221 

Gluntz,  Cesira  Mattucci,  Mrs.  J.  E.  Schwab,  Rita  Van  Wees,  Mr.  and  Mrs.  John 
Zingarella,  New  York ;  Mrs.  E.  S.  Guthrie,  Sr.,  North  Carolina ;  Mr.  and  Mrs. 
Dennis  M.  Kelly,  Oklahoma ;  M.  ,T.  Durochin,  Oregon ;  Cora  L.  Roberts,  H.  W. 
Schrecengost,  Pennsylvania ;  J.  A.  Gleaves,  Ethel  C.  Logan,  Helen  H.  Logan, 
Tennessee ;  Ellen  B.  Hernan,  Mrs.  Ignacio  Davis,  A.  G.  Lostetter,  Mrs.  Charles  E. 
McDonough,  Coleta  L.  Sanchez,  Nienan  A.  Vela,  Texas ;  J.  A.  Desautels,  Sophia 
D.  Rehm,  Vermont ;  Nancy  Williams,  Mrs.  Arch  T.  Young,  Virginia ;  Margaret 
M.  Barrick,  West  Virginia ;  Mrs.  G.  E.  Dagnon,  Mrs.  G.  A.  Kampa,  K.  A.  Mikulik, 
Wisconsin;  Mrs.  S.  A.  de  Diaz,  Mrs.  C.  I.  de  Valentin,  P.  C.  Lanzo,  Jacinta 
Martinez,  G.  P.  Soto,  A.  M.  Vazquez,  Puerto  Rico. 

Eugene  R.  Guild, 
•    Captain,  United  States  Army,  Retired 

(For  the  Coplaintiffs). 

Enclosure  No.  4 

[News  Release  No.  285W] 

Claim  fob  Indemnity  From  the  United  Nations  for  Loss  of  Life  or  Liberty 
of  American  Soldiers  Betrayed  and  Abandoned  by  United  Nations 

Having  been  deprived  needlessly  and  unjustly  of  my  beloved  son  by  the  loss 
of  his  life  or  liberty  in  the  Korean  war,  I  hereby  lodge  this  claim  against  the 
United  Nations  Organization  for  §;i  million  as  damages  for  that  loss. 

I  shall  bring  witnesses  and  submit  documentary  evidence  to  prove  that  the 
United  Nations  Organization,  having  taken  over  control  of  the  Korean  war, 
and  having  accepted  the  obligations  imposed  by  its  acceptance  of  the  loyalty  of 
the  American  soldiers  fighting  under  the  United  Nations  flag,  did  fail  in  these 
obligations  by  committing  the  following  breaches  of  faith  and  loyalty  constituting 
the  betrayal  and  abandonment  of  my  son. 

Charge  I :  Most  of  the  U.  N.  members  did  not  back  him  with  their  soldiers 
as  they  were  obligated  to  do  under  their  contract. 

Charge  II :  The  U.  N.  kept  a  Red  member  on  its  military  committee,  where  he 
could  aid  the  Red  enemy. 

Charge  III :  By  this  and  other  means  the  U.  N.  assured  the  Chinese  Reds 
that  if  they  attacked  the  U.  N.  would  not  do  its  utmost  to  defeat  them. 

Charge  IV :  The  U.  N.  then  tied  the  hands  of  my  son,  denying  him  strategic 
and  tactical  support  of  routine  blockade,  bombing,  and  hot  pursuit,  removing 
his  leader  on  the  verge  of  victory  and  ordering  cease-fires  each  time  victory 
was  at  hand. 

Charge  V :  The  U.  N.  failed  to  expell  the  member  who  had  started  the  war  and 
who  supplied  the  enemy  with  munitions. 

Charge  VI :  The  U.  N.  did  not  prevent  its  members  from  trading  with  and 
supplying  the  enemy  with  the  means  to  kill  my  son. 

Charge  VII :  The  U.  N.  made  no  effort  to  enforce  the  truce  violated  by  the 
enemy's  holding  several  thousand  troops  fighting  under  the  U.  N.  flag,  including 
several  hundred  American  soldiers.  For  over  2  years  it  has  abandoned  to  the 
enemy  several  hundred  Americans  who  fought  under  the  U.  N.  flag.  The  deal 
which  freed  the  15  airmen  is  but  an  incident  in  the  blackmail  deal  between  the 
Reds  and  the  U.  N. 

I  desire  to  call  as  witnesses  Gens.  Douglas  MacArthur,  James  A.  VanFleet, 
Mark  Clark,  George  E.  Stratemeyer,  Edward  M.  Almond,  Adm.  C.  Turner  Joy, 
and  other  Americans. 


Enclosure  No.  5 

Headquarters,  Fighting  Homefolks  of  Fighting  Men, 

Glenwood  Springs,  Colo.,  September  27, 1955. 
Mr.  Henry  Cabot  Lodge, 

United  States  Ambassador  to  the  United  Nations, 

New  York,  N.  Y. 
Dear  Mr.  Lodge:  We  submit  herewith  an  appeal  to  the  U.  N.  Organization 
for  redress  of  wrongs.     It  is  submitted  by  the  next  of  kin  of  soldiers  of  24  States 
who  fought  under  the  U.  N.  flag. 

We  request  that,  with  the  consent  of  your  superiors  in  Washington,  you  place 
this  appeal  before  the  U.  N.  for  consideration  by  the  proper  tribunal. 

72723 — 57— pt.  38 9 


2222       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

It  would  appear  to  all  Americans  very  strange  if  the  U.  N.,  an  organization 
ostensibly  devoted  to  justice,  again  refuses  a  hearing  to  the  mothers  of  Ameri- 
can heroes  seeking  redress  for  wrongs  done  their  sons — who  lost  their  lives  or 
liberty  fighting  for  the  United  Nations. 

You  will  recall  that  the  U.  N.  in  1954  refused  to  hear  the  appeal  of  70  mothers, 
traveling  to  New  York  from  as  far  as  California.  A  preliminary  notice  of  the 
present  appeal  was  given  the  Secretary  General  on  June  23,  1955,  with  a  request 
for  information  on  the  procedure  desired  by  the  U.  N.  in  such  cases.  The  mothers 
have  not  to  date  been  accorded  the  courtesy  of  a  reply. 

In  all  fairness,  the  U.  N.,  which  was  glad  to  indemnify  those  Communist 
Americans  who  lost  their  jobs  in  U.  N.  work,  should  be  equally  glad  to  indemnify 
those  non-Communist  Americans  who  lost  their  sons  in  U.  N.  work.  Also,  as  a 
matter  of  justice,  the  U.  N.  should  not  be  deterred  from  hearing  this  appeal, 
even  though  the  frankly  avowed  purpose  of  the  claimants  is  to  use  the  indemnity 
to  purge  the  United  States  of  the  subversive  influence  of  the  U.  N.,  thereby 
protecting  future  soldiers  from  similar  betrayal  and  abandonment. 
Yours  very  truly, 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired, 

Chairman,  Claims  Committee 
(And  Acting  Also  on  Behalf  of  My  Son,  Killed  in  Korea). 


Enclosure  No.  6 

Headquarters,  Fighting  Homefolks  of  Fighting  Men, 

Olenwood  Springs,  Colo.,  September  27,  1955. 

GI  Kin  Appeal  to  U.  N.  for  Redress  of  Wrongs  Done  Their  Soldier  Sons 

AND  Husbands 

A  committee  of  parents,  representing  next  of  kin  of  soldiers  from  24  States, 
dead  or  still  in  the  hands  of  the  Chinese  Reds,  today  visited  the  offices  of  Sec- 
retary General  Dag  Hammarskjold  and  U.  N.  Ambassadar  Henry  Cabot  Lodge 
to  present  an  appeal  for  redress  for  wrongs  done  them  by  the  United  Nations 
organization. 

They  entered  7  specifications  charging  betrayal  and  abandonment  of  their 
soldier  kin,  and  listed  General  MacArthnr,  5  top  commanders  and  others  as 
witnesses.  They  ask  $1  million  indemnity  for  each  soldier  thus  wronged,  and 
have  all  signed  a  pledge  which,  in  bitter  irony,  obligates  them  to  devote  the 
indemnity  to  a  new  kind  of  tax-free  foundation  dedicated  to  purging  America 
of  the  subversive  influence  of  the  U.  N.,  to  the  end  that  American  soldiers  will 
never  again  be  betrayed  and  abandoned  "by  any  such  alien  subversive  agency." 

This  is  the  second  appeal  by  the  kinfolk.  In  April  1954,  70  mothers  and  wives, 
coming  to  New  York  from  as  far  away  as  California,  were  denied  a  hearing 
by  Secretary  General  Hamarskjold  and  Ambassador  Lodge.  Similarly,  83  of 
the  mothers  and  wives  of  American  heroes  waited  for  2  days,  in  vain,  in  front 
of  the  White  House  for  an  audience  with  President  Eisenhower. 

It  was  not  until  a  full  7  months  of  torture  later,  when  the  Chinese  Reds  them- 
selves brought  the  matter  into  the  open  by  sentencing  to  prison  11  of  the  several 
hundred  soldiers  they  held,  that  Mr.  Eisenhower  finally  aslved  the  U.  N.  to  act. 
This  unconscionable  stalling,  coupled  with  the  Government's  suppression  of  the 
news  of  the  existence  in  captivity  of  the  15  airmen  for  several  months  in  1954, 
is  evidence  of  bad  faith  by  the  U.  N.  and  the  United  States  Government. 

Last  spring,  in  desperation,  2  mothers  offered  to  take  their  captive  sons'  places 
as  hostages,  and  2  other  mothers  traveled  to  Hong  Kong  in  a  vain  attempt  to 
appeal  to  their  sons'  Red  captors.  And  then,  on  this  last  Memorial  Day,  15 
mothers  protested  by  returning  their  heroic  sons'  medals  to  Mr.  Eisenhower, 
stating  their  sons  needed  his  loyalty,  not  his  medals.  The  press  services,  al- 
though fully  informed  by  the  mothers  of  this  fact,  made  note  that  only  two 
mothers  had  made  the  medal  protest. 

Today  it  is  evident  that  both  the  U.  N.  and  the  United  States  Government  hope 
that  with  the  return  of  the  15  airmen,  the  rest  of  the  Red-held  American  soldiers 
will  be  forgotten  and  will  not  continue  to  be  an  embarrassment.  But  here  are 
the  Pentagon  figures  on  them :  In  June  1955  (and  today  the  figures  are  approxi- 
mately the  same)   there  were  4,691  soldiers  still  missing,  including  453  of  the 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    XJNITED    STATES      2223 

original  944  tlie  Pentagon  had  evidence  were  in  Red  hands.  Subtracting  the 
1,550  unidentified  bodies  now  held  in  Japan  leaves  3,141  soldiers  still  missing. 

The  Government,  despite  the  basis  for  a  reasonable  presumption  that  many 
of  them  are  still  alive,  the  basis  being  that  the  Reds  invariably  secretly  hold 
captives  of  all  nations  for  long  periods,  has  declared  them  all  "presumed  dead" 
in  an  evident  attempt  to  write  them  off  and  be  rid  of  their  embarrassing  existence. 

To  the  mothers  this  meant  that  our  Government  does  not  intend  to  take  resolute 
action  to  free  their  sons  and  is  abandoning  them,  not  abandonment  for  just  2 
years  of  torture,  as  suffered  by  the  15  airmen,  but  forever. 

War  should  not  be  necessary  to  free  them  if  a  resolute  President  would  con- 
vince the  Reds  that  its  Red-held  soldiers,  who  offered  their  lives  for  America, 
are  regarded  not  as  just  a  few  hundred  individuals,  but  as  embodying  the  soul 
and  the  honor  of  America.  And  that  as  such  their  freedom,  or  the  avenging  of 
their  lives,  if  taken  in  reprisal,  is  worth,  to  all  Americans,  whatever  risk  of  war 
resolute  action  might  bring  them. 

Enclosxjke  No.  7 

[News  Release  No.  286-W] 

Headquarters,  Fighting  Homefolks  op  Fighting  Men, 

Olenwood  Springs,  Colo.,  October  5, 1955. 
Hon.  John  Foster  Dulles, 
The  Secretary  of  State, 

State  Department,  Washington,  D.  C. 
Dear  Mr.  Dulles  :  Herewith  is  an  appeal  for  redress  of  wrongs  which  is  ad- 
dressed to  the  United  Nations  and  is  signed  by  the  next  of  kin  of  soldiers  of  24 
States  who  fought  under  the  U.  N.  flag. 

We  ask  that  the  State  Department  request  the  United  Nations  to  hear  this 
plea  for  justice.  We  suggest  that  it  be  conveyed  to  the  United  Nations  that  it 
cannot  afford  to  again  turn  a  deaf  ear  to  these  kin  of  American  heroes  whose 
own  voices  have  been  stilled  by  death  or  Red  imprisonment. 

The  United  Nations  was  quick  to  indeumify  the  Communist  UN-Americans 
who  lost  their  jobs  in  U.  N.  work,  it  should  be  even  quicker  in  indemnifying  the 
non-Communist  Americans  who  lost  their  sons  in  U.  N.  work. 

The  least  it  can  do,  in  all  justice,  is  to  hear  their  plea.    Please  note  that  all 
have  pledged  themselves  to  use  the  indemnity  not  for  personal  purposes,  but 
for  a  foundation  dedicated  to  purging  America  of  subversive  influences. 
Sincerely, 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired. 


Enclosure  No.  8 
[News  Release  No.  296] 

Headquarters,  Fighting  Homefolks  of  Fighting  Men, 

Olenwood  Springs,  Colo.,  December  19,  1955. 
Hon.  John  Foster  Dulles, 
The  Secretai-y  of  State, 

State  Department,  Washington,  D.  C. 

My  Dear  Mr.  Dulles  :  On  October  5,  as  committee  chairman  representing  56 
parents  whose  sons  lost  their  lives  or  their  liberty  in  the  Korean  war,  I  sub- 
mitted to  you  56  claims  for  indemnity  against  the  United  Nations  Organization. 

These  claims  constitute  an  appeal  for  redress  of  wrongs  done  their  sons. 

In  over  2  months,  we  have  had  neither  an  acknowledgment  nor  a  report  of 
progress  on  them.  May  we  at  this  time  please  have  a  report  from  you  on  the 
action  you  have  taken? 

In  order  that  we  might  leave  no  stone  unturned,  we  submitted  on  September  27 
identical  claims  to  Mr.  Dag  Hammarskjold,  Secretary  General  of  the  United 
Nations,  personally,  and  to  Mr.  Henry  Cabot  Lodge,  United  States  Representa- 
tive to  the  United  Nations,  personally.  Mr.  Lodge  informed  us  on  September  28 
that  he  had  forwarded  the  claims  to  Washington,  but  we  have  had  no  word  from 
Mr.  Hammarskjold. 


2224       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

If  American  citizens  wlio  believe  themselves  to  have  been  wronged  by  the 
United  Nations  should  not  address  their  appeals  for  redress  through  the  Amer- 
ican Secretary  of  State,  will  you  please  inform  us  of  the  procedure  you  deem 
correct. 

I  submit  that  these  bereaved  parents  do  not  deserve  to  have  their  pleas 
ignored,  whether  or  not  you  agree  with  them,  or  whether  or  not  their  pleas 
are  embarrassing. 

Yours  sincerely, 

Eugene  R.  Guiud, 
Captain,  United  States  Army,  Retired, 

Chairman,  Claims  Committee. 

Enclosure  No.  9 
[News  Release  No.  297] 

Headquakters,  Fighting  Homefolks  of  Fighting  Men, 

Olenioood  Springs,  Colo.,  Decemher  19,  1955. 
Mr.  Henry  Cabot  Lodge,  Jr., 

United  States  Representative  to  the  United  Natiovs, 

New  York,  N.  Y. 
My  Dear  Mr.  Lodge:  We  appreciate  your  acknowledgment  of  receipt  of  the 
claims  against  the  United  Nations,  and  the  information  that  you  had  forwarded 
them  to  Washington. 

We  have  heard  nothing  further  for  more  than  2  months,  however,  and  would 
be  grateful  to  you  for  a  report  of  action  taken  upon  these  claims. 

Surely  the  fact  that  these  claims  are  embarrassing  to  the  United  Nations,  as 
well  as  to  the  United  States  Government,  should  not  operate  to  deny  these 
parents  to  hearing. 

We  are  prepared  to  appear  at  any  designated  time  before  any  designated 
tribunal,  with  counsel,  to  show  cause  as  to  why  the  United  States  should  lay 
these  claims  officially  before  the  United  Nations.  AVe  will  have  testimony  from 
distinguished  witnesses  to  support  this. 

It  would  indeed  be  incredible  if  the  United  Nations,  an  organization  estab- 
lislied  to  see  justice  done,  should  refuse  at  least  to  grant  a  hearing  to  the  pleas 
for  redress  by  these  bereaved  American  parents. 
Yours  sincerely, 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired, 

Claims  Committee  Chairman. 


Enclosure  No.  10 

[News  Release  No.  295] 

Headquarters,  Fighting  Homefolks  of  Fighting  IMen, 

Glentvood  Springs,  Colo.,  December  19,  1955. 
Mr.  Dag  Hammarskjold, 

Secrcary  General,  United  Nations, 

Netv  York,  N.  Y. 
My  Dear  Mr.  Hammarskjold  :  You  may  recall  that  on   September  27  our 
committee  visited  you  personally,  to  deliver  to  you  the  appeals  for  redress  by  56 
parents  of  American  sons  who  lost  their  lives  or  their  liberty  fighting  under  the 
United  Nations  flag  in  the  Korean  war. 

These  bereaved  parents  are  American  citizens  who  believe  themselves  to  have 
been  wronged  by  the  United  Nations.  They  do  not  deserve  to  be  ignored,  whether 
or  not  you  agree  with  them,  or  whether  or  not  their  pleas  may  be  embarrassing 
to  the  United  Nations  Organization. 

Surely  the  United  Nations,  an  organization  established  to  see  justice  done, 
cannot  deny  these  American  mothers  and  fathers  a  hearing  on  their  pleas  for 
redress  of  wrongs  done  them. 
May  we  have  a  report  of  the  action  you  have  taken  on  these  claims? 
Yours  sincerely, 

Eugene  R.  Guild, 
Captain,  United  States  Army,  retired. 

Chairman,  Claims  Committee. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2225 

Enclosure  No.  11 

Department  of  State, 
Washinffton  25,  D.  C,  January  11,  1956. 
Captain  Eugene  R.  Guild, 

Fighting  Homefolks  of  Fighting  Men, 

Glemcood  Springs,   Colo. 

Dear  Captain  Guild  :  Reference  is  made  to  your  letters  of  October  5,  1955, 
and  December  19,  1955,  and  to  communications  on  the  same  matter  between  you 
and  Ambassador  Lodge,  who,  as  you  know,  is  our  permanent  representative  to 
the  United  Nations.  Ambassador  Lodge  has  .iust  forwarded  to  the  Department  of 
State  your  letter  to  him  of  December  19,  1955.  which  he  received  on  December 
28,  and  a  copy  of  his  answer  of  January  9,  1956. 

As  Ambassador  Lodge  has  made  very  clear,  the  United  States  is  doing  all  It 
can  to  bring  about  the  release  of  all  Americans  who  are  still  held  in  the  Far 
East  by  the  Communists.  This  is  true  not  only  of  civilians  known  to  be  in 
Communist  hands,  but  also  of  any  military  personnel  who  remain  unaccounted 
for,  and  as  to  whom  any  chance  remains  that  they  might  be  discovered  to  be 
alive  and  in  Communist  hands.  As  Ambassador  Lodge  has  also  told  you,  the 
United  States  has  asked  and  received  the  full  support  and  assitance  of  the  United 
Nation,  through  its  General  Assembly  and  Secretary-General,  in  demanding  and 
pressing  for  the  return  of  any  members  of  the  Armed  Forces  of  the  United  States 
and  other  participating  nations  who  served  in  the  Korean  conflict  and  might 
now  be  held  by  the  Coumiunists. 

You  request  that  the  United  States  press  claims  against  the  United  Nations 
on  behalf  of  the  families  of  American  soldiers  killed  or  missing  in  the  Korean 
conflict.  The  United  States  Government  cannot  press  such  claims  against  the 
United  Nations  because  the  United  Nations  is  not  responsible  for  our  losses. 
The  Communists  are.  The  LTnited  Nations  and  the  overwhelming  majority  of  the 
members  of  the  United  Nations  who  supported  us  in  various  ways  in  the  Korean 
conflict  have  sided  with  the  United  States  in  the  defense  of  Korea  and  in  stop- 
ping Communist  aggression  in  Korea.  We  sought  and  we  gained  their  support 
and  with  it  we  stopped  that  aggression. 

Immediately  after  the  North  Korean  aggression  against  the  Republic  of  Korea, 
the  United  States  sought  action  by  the  United  Nations  Security  Council  to  de- 
fend the  Republic  of  Korea  against  this  assault.  In  a  series  of  resolutions  sought 
and  supported  by  the  United  States  the  Security  Council  gave  its  backing  to  our 
effort  to  organize  the  defense  of  the  Republic  of  Korea  against  Communist 
aggression.  In  particular,  it  recommended  that  member  states  make  forces 
available  to  a  unified  command  under  the  United  States  and  requested  the 
United  States  to  designate  the  commander  of  these  forces.  Subsequently,  the 
United  Nations  General  Assembly  also  expressed  its  support  for  this  defense. 

The  United  States  voluntarily  sent  its  forces  to  resist  the  Communists.  Fif- 
teen other  United  Nations  members  contributed  forces,  too.  Although  the  total 
contribution  of  forces  from  other  members  was  not  as  large  as  we  desired,  it  did 
amount  to  about  two  divisions,  which  otherwise  would  have  had  to  come  from 
the  United  States. 

In  resolutions  passed  by  overwhelming  majorities,  the  responsible  agencies  of 
the  United  Nations  mobilized  world  opinion  behind  the  United  States  and  the 
other  15  countries  resisting  communism  in  Korea.  Also,  the  General  Assembly 
and  its  Additional  Measures  Committee  won  the  voluntary  cooperation  of  im- 
portant member  nations  in  enforcing  against  the  aggressors  an  emmbargo  on 
strategic  goods. 

From  the  outset,  command  of  the  forces  resisting  the  aggressors  in  Korea  was 
exercised  by  the  Government  of  the  United  States.  The  decisions  of  that  com- 
mand were  made  by  our  Government,  and  the  United  Nations  command  in  Korea 
received  its  orders  exclusively  from  our  Government  through  the  United  States 
Joint  Chiefs  of  Staff. 

Neither  the  United  States  Government  nor  the  military  command  in  Korea 
ever  received  any  orders  from  the  United  Nations  concerning  conduct  of  the 
Korean  war  effort.  Specifically,  the  Military  Staif  Committee  of  the  United 
Nations  (Avhose  principal  functions  under  the  United  Nations  Charter  have  be- 
come virtually  a  dead  letter)  had  no  part  whatsoever  in  the  Korean  war. 

The  United  States  soldiers  and  other  United  States  military  personnel  in 
Korea  have  at  all  times  remained  under  the  command  of  the  United  States,  and 
of  the  President  as  Commander  in  Chief.  At  no  time  have  our  military  person- 
nel been  in  any  sense  employees  of  the  United  Nations.  They  fought  always  under 
the  United  States  flag.    Where  the  United  States  commanders  in  Korea  flew  the 


2226       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

United  Nations  flag  in  addition  to  our  own,  they  did  so  to  symbolize  the  fact 
that  the  United  States  exercised  the  unified  command. 

In  these  circumstances  the  United  States  cannot  bring  a  claim  against  the 
United  Nations  for  the  wrongful  death,  injury,  or  captivity  of  United  States 
military  personnel  at  the  hands  of  the  North  Korean  and  Chinese  Communist 
aggressors.  There  can  be  no  doubt  that  it  is  the  Communist  side  that  must  bear 
full  responsibility  for  the  untold  loss  of  life  and  human  suffering  that  marked  the 
Korean  conflict. 

The  sincere  sympathy  of  your  Government,  and  I  am  sure  of  every  American, 
goes  out  to  you  and  all  the  families  of  those  who  have  fought  and  suffered  in 
Korea.  You  may  be  sure  that  our  losses  will  not  be  forgotten  nor  shall  we 
lose  sight  of  our  objective  of  preserving  free  nations  from  the  threat  of  armed 
aggression. 

Since  your  letters  and  the  documents  you  have  submitted  evidence  the  im- 
mediate interest  of  over  50  families  in  these  matters,  we  are  sending  a  copy  of 
this  letter  directly  to  each  of  the  families  concerned. 
Sincerely  yours. 

For  the  Secretary  of  State : 

(Signed)     Francis  O.  Wilcox, 

Assistant  Secretary. 

Enclosure  No.  12 

[News  Release  No.  303] 

.January  20, 1956. 

In  a  letter,  January  11,  1956,  signed  by  Assistant  Secretary  F.  O.  Wilcox,  the 
State  Department  has  refused  to  transmit  to  the  United  Nations  the  plea  to  the 
United  Nations  of  56  parents  for  redress  of  wrongs  done  their  sons  who  were 
missing  or  killed  while  fighting  under  the  U.  N.  flag  in  Korea  and  who  were 
betrayed  and  abandoned  to  the  enemy. 

The  State  Department  gives  two  remarkable  reasons :  As  the  first,  ignoring  the 
fact  that  American  soldiers  were  deprived  of  support  and  protection,  being  cap- 
tured or  dying  with  their  hands  tied,  it  says  that  the  Communists  were  solely  to 
blame  for  what  happened.  The  second  reason  will  surprise  all  Americans,  who 
were  told  that  the  war  was  a  U.  N.  war,  fought  with  U.  N.  forces,  under  the  U.  N. 
flag;  and  that  the  United  States,  in  directing  it,  was  acting  as  an  agency  of  the 
U.  N.  It  is  that  the  U.  N.,  although  the  letter  admits  it  "sided  with  us,"  "gave  its 
backing,"  "expressed  its  support,"  was  merely  a  sympathetic  bystander,  not  re- 
sponsible for  anything. 

The  letter  mentioned  "The  United  Nations  Command  in  Korea,"  but  it  evi- 
dently was  a  slip  of  the  pen  because  it  says  in  effect  that  no  such  thing  existed, 
and  says  the  U.  N.  flag  over  the  headquarters  was  only  "to  symbolize  the  fact  that 
the  United  States  exercised  unified  command." 

The  56  parents  who  received  the  letter  regard  this  as  doubletalk  and  an  amaz- 
ing example  of  buckpassing,  the  buck  being  passed  from  the  U.  N.  to  the  United 
States  and  thence  to  the  Communists.  Nobody  on  our  side  to  blame,  but  our  sons 
lie  dead,  betrayed  by  someone ;  and  others  lie  in  Red  prisons  for  years  of  torture, 
abandoned  by  someone.  The  State  Department  seems  more  intent  on  defending 
the  U.  N'.  than  the  TTnited  States,  but  that  is  normal. 

The  parents,  and  I  am  one,  are  perfectly  aware  that  this  buckpassing  letter 
cannot  absolve  the  U.  N.  for  the  crimes  against  the  American  soldier  committed 
in  its  name  and  under  its  flag.  Nevertheless  the  State  Department,  by  officially 
exculpating  the  U.  N.  for  complicity  in  the  mistreatment  of  American  soldiers, 
now  clears  the  way  for  our  suit  against  the  Government  for  collaborating  in  the 
betrayal  and  abandonment  of  our  soldier  sons.  State  cannot  now  come  to  court 
and  plead  that  it  was  all  the  U.  N.'s  fault. 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired, 

Director. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2227 

Enclosube  No.  13 

[News  Release  No.  304] 

Headquarters,  Fighting  Homefolks  of  Fighting  Men, 

Glenwood  Springs,  Colo.,  January  31,  1956. 
Hon.  John  Fosteb  Dulles, 

Secretary  of  State  of  the  United  States. 

My  Dear  Mr.  Dulles  :  Your  assistant's  letter,  conveying  your  refusal  to  trans- 
mit to  the  U.  N.  the  plea  to  the  U.  N.  of  56  parents  for  redress  of  wrongs  done 
their  dead  or  missing  sons,  places  you  in  the  anomalous  position  of  rushing  to 
the  defense  of  the  somewhat  less  than  Aaliant  U.  N.,  while  leaving  defenseless 
the  gallant  mothers  of  American  soldiers. 

The  letter  portrays  you  as  so  childlike  as  to  believe  that  when  the  ship  of 
state  is  run  upon  a  roclc,  the  rocij  is  to  blame — not  the  blundering,  lubberly 
captain  who  runs  it  upon  the  rock.  That  the  hand-tying  of  the  American  soldier 
in  Korea,  depriving  him  of  the  support  and  protection  due  him  under  the  Amer- 
ican flag,  and  his  abandonment  by  his  government  and  the  U.  N.  to  years  of 
Red  torture,  was  all  the  Communists'  fault.  It  makes  you  out  either  that  naive 
or  a  buckpasser. 

The  letter  has  you  letting  the  U.  N.  have  its  cake  and  eat  it,  too.  The  U.  N. 
is  responsible  for  stopping  aggression,  it  says,  but  is  not  responsible  for  the  evil 
things  done  by  it  to  our  soldiers.  But  your  assistants  should  get  together  on 
their  stories ;  they  have  made  you  rather  absurdly  contradict  yourself.  Today 
you  inform  the  kinfolk  that  the  U.  N.  is  not  responsible;  yesterday  you  inform 
the  kinfolk  that  the  U.  N.  is  responsible,  and  quote  the  President  to  prove  it. 

I  refer  to  "Excerpt  from  the  transcript  of  the  President's  news  conference  of 
December  2,  1954,"  on  the  subject  of  our  Red-held  POW's,  which  on  December 
20,  1954,  you  distributed  to  the  kinfolk. 

"Moreover,  those  men  were  there  in  conformity  with  obligations  incurred 
under  the  United  Nations,  and  were  there,  in  fact,  in  accordance  with  the  specific 
request  and  resolution  of  the  United  Nations.  How  the  United  Nations  can 
possibly  disabuse  itself  of  a  feeling  of  responsibility  in  this  matter,  and  retain 
its  self-respect,  I  wouldn't  know  ;  *  *  *." 

The  letter  has  you  declaring  that  the  U.  N.  is  pressing  for  the  liberation  of  our 
men,  but  we  see  that  the  only  pressing  in  evidence  is  the  pressing  by  the  U.  N. 
to  reward  the  captors,  the  murderers,  and  the  torturers  of  our  men  with  member- 
ship in  the  U.  N. 

The  letter,  besides  being  puerile,  is  completely  misleading.  Among  other  mis- 
information is  the  assertion  that  the  other  59  U.  N.  members  furnished  about 
two  divisions  of  troops.  Even  schoolboys  know  that,  according  to  the  division 
slice,  the  number  of  troops  furnished  was  equivalent  in  number  to  only  half  a 
division  and,  as  scattered  troops,  were  equivalent  in  effectiveness  to  less  than 
that. 

We  reject  your  excuses,  and  reaflarm  our  request  that  you  transmit  to  the 
U.  N.  our  plea  for  redress  of  wrongs.    The  letter  expresses  sympathy,  but  the 
need  from  you  is  not  for  sympathetic  words  but  for  sympathetic  deeds. 
For  the  Claimants: 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired. 

Note  to  editor. — Any  reparations  have  been  pledged  for  use  in  removal  of 
the  subversives  in  the  United  States  and  its  Government  responsible  for  the 
abandonment  and  betrayal  of  the  American  soldier. 


Enclosure  No,  14 

[News  Release  No.  305] 

Headquaetebs,  Fighting  Homefolks  of  Fighting  Men, 

Glemvood  Springs,  Colo.,  February  1,  1956. 

The  State  Department  Letteb 
To  Coclaimant  Kin  :  x 

I  enclose  our  reply  and  renewed  request  to  Mr.  Dulles,  but  the  letter  was  so 
unbelievably  childish  and  so  replete  with  misinformation  that  I  am  adding  this 
review  of  it. 


Il 


2228       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

It  was  either  a  deliberate  attempt  to  deceive  and  mislead  you,  or  evidence  of 
shocking  ignorance  and  ineptitude  in  high  places.  If  it  was  sincere ;  if  it  repre- 
sents top-level  brainwork  in  the  State  Department,  such  as  is  applied  to  our 
foreign  relations,  I  can  only  say,  "God  help  the  United  States." 

Paragraph  2:  "*  *  *  The  United  States  is  doing  all  it  can  *  *  *"  How? 
By  making  insincere  "demands"  upon  the  Reds  for  an  accounting,  and  in  the 
same  breath  proving  they  are  insincere  by  withdrawing  our  troops  capable  of 
enforcing  any  sincere  demand?  By  playing  down  and  suppressing  news  of  our 
missing  men,  and  misleading,  harrassiug,  intimidating,  and  smearing  the  kinfolk 
who  protest  and  persist  in  seeking  the  news  they  are  entitled  to  know?  By 
jumping  at  the  chance  to  write  off  the  missing  men  and  get  them  out  of  sight 
and  away  from  the  attention  of  the  American  people,  by  presuming  them  dead, 
despite  the  Communists'  habit  of  holding  POW's  of  all  nations  for  years  and 
lying  about  it? 

By  attempting  to  convince  the  American  people  that  it  is  honorable  to  send 
boys  out  to  fight  and  die  for  them,  and  then  to  shirk  their  duty  to  share  the 
risk  with  them  by  abandoning  their  soldiers  for  fear  that,  by  giving  them  the 
support  and  protection  they  are  entitled  to,  tlie  people  at  home  might  be  bombed? 
By  degrading  the  American  soldier  to  the  position  where  he  can  be  and  is  being 
betrayed  and  abandoned  with  impunity? 

If  the  administration  had  evidence  that  all  the  missing  were  dead,  it  would 
be  obligated  to  so  declare — thereby  putting  an  end  to  the  agonized  uncertainty 
of  the  kin.  It  is  significant  that  they  have  not  so  declared.  They  say  that  they 
have  no  "evidence"  that  they  are  alive,  which  is  far  different  from  saying  that 
they  know  they  are  dead.  They  learned  that  lesson  after  the  Assistant  Secretary 
of  Defense  told  you  in  Washington  in  April  1954,  that  he  did  not  know  "that  a 
single  individual  is  known  to  be  alive" ;  and  after  a  casualty  officer  in  the  Penta- 
gon flatly  stated  that  he  was  "absolutely  convinced"  that  they  were  "all  most  cer- 
tainly dead."  Shortly  afterward  the  Reds  announced  they  were  holding  the  15 
airmen,  and  also  two  civilian  employees,  Downey  and  Fecteau,  whom  the  Defense 
Department  had  long  held  to  be  dead. 

A  recent  "bit  and  piece"  of  information,  as  General  Van  Fleet,  who  believes 
bis  son  alive  and  in  the  hands  of  the  Reds,  would  term  it,  comes  from  John  H. 
Noble,  released  after  almost  10  years  in  a  Red  slave  camp,  in  19.55.  He  reports 
stories  of  Korean  vets  in  Siberian  camps  and  word  of  the  eight  fliers  shot  down 
over  the  Baltic  in  April  1950,  and  all  reported  dead  by  the  Russians.  (See 
Reader's  Digest  of  February  1956,  p.  157.) 

(Pars.  3, 4,  and  5  covered  in  my  reply  to  Dulles.) 

Paragraph  6:  There  was  only  a  pretense  of  an  embargo;  hundreds  of  cargoes, 
including  rubber  from  Ceylon,  reached  the  enemy  in  ships  of  U.  N.  members. 

(Par.  7 covered.) 

Paragraph  8 :  Quibbling.  The  Communist  Chairman  of  the  U.  N.  Military 
Staff  Committee,  while  of  course  not  directing  the  Korean  war,  nevertheless  was 
in  the  prime  position  for  receiving  and  transmitting  information  to  our  enemy. 

(Pars.  9, 10,  and  11  covered  in  reply.) 

Paragraph  2  again :  The  Government,  while  trying  to  give  the  impression  that 
all  are  dead,  is  smart  enough  to  leave  a  loophole,  "However,  it  is  possible  that  at 
some  time  in  the  future  the  Communists  will  admit  holding  in  China  additional 
United  States  personnel."  Deputy  Assistant  Defense  Secretary  V^illiam  H. 
Godel,  in  letter  July  21,  1955,  to  Senator  Knowland  (Congressional  Record, 
July  26, 1955). 

Also  see  State  Department  note  to  Kremlin  released  July  16,  1956. 

Eugene  R.  Guild, 
Captain,  United  States  Army,  Retired. 


INDEX 


Note. — The  Senate  Internal  Security  Subcommittee  attaches  no  significance 
to  the  mere  fact  of  the  appearance  of  the  names  of  an  individual  or  an  organiza- 
tion in  this  index. 

A 

Page 

Administrative  Tribunal  of  the  United  Nations 2209 

Appendix  I 2218-2228 

Letter  to  Captain  Guild,  United  States  Army,  from  Senator  Eastland 

dated  January  18,  1957 2218 

Letter  to  Eastland  from  Guild  dated  January  6,  1957,  with  14  en- 
closures re  Wilcox's  defense  of  U.  N 2218 

Enclosure  1.    Los  Angeles  Times  article  dated  February  9,  1956, 

Betrayal  of  GI's  Charged 2218 

Enclosure  2.  Letter  to  Hammarskjold  from  Guild  dated  June  23, 

1955 2219-2220 

Enclosure  3.  News  release  dated  June  23,  1955,  Claim  Against  the 

United  States  for  Loss  of  Life  or  Liberty 2220-2221 

Enclosure  4.  News  release,  Claim  for  Indemnity  from  the  United 
Nations  for  Loss  of  Life  or  Liberty  of  American  Soldiers  Be- 
trayed and  Abandoned  by  United  Nations 2221 

Enclosure  5.  Letter  to  Lodge  from  Guild  dated   September  27, 

1955 2221-2222 

Enclosure  6.  September  27,  1955,  GI  Kin  Appeal  to  U.  N.  for  Re- 
dress of  Wrongs  Done  Their  Soldier  Sons  and  Husbands 2222-2223 

Enclosure  7.  News  release  dated  October  5,  1955 ;  letter  to  Dulles 

from  Guild 2223 

Enclosure  8.  Letter   to  Dulles  from  Guild  dated  December  19, 

1955 2223-2224 

Enclosure  9.  Letter  to  Lodge  from  Guild  dated  December  19,  1955_     2224 
Enclosure  10.  Letter  to  Hammarskjold  from  Guild  dated  Decem- 
ber 19,  1955 2224 

Enclosure  11.  Letter  to  Guild  from  Wilcox  dated  January  11, 1956-     2225 

Enclosure  12.  News  release  dated  January  20,  1956 2226 

Enclosure  13.  Letter  to  Dulles  from  Guild  dated  January  31,  1956_     2227 

Enclosure  14.  Letter  dated  February  1,  1956 2227 

"Army 2110 

Attorney  General 2132 

B 

Behrstock,  Arthur 2127 

Behrstock,  Julian  Robert 2113 

Adverse  information  on 2126 

Case  history  of 2128 

Reply  to  Eastland  re  testifying 2131,2132 

Summary  of  action  taken  by  Board 2206 

Bernstein,  Mrs.  Kathryn : 

Reply  to  Eastland 2129 

Adverse  information  on 2132 

Case  history  of 2132,2133 

Decision  of  International  Labor  Organization 2159-2165 

Summary  of  action  taken  by  Board 2206 

Biggers,  Richard,  member  of  Board 2110 

C 

Carpenter,  Catherine,  member  of  Board 2110 

Chevalier,   Haakon 2215,  2216 

I 


n  INDEX 

Page 

Civil  Service  Commission 2110,2111,2120,2125,2139 

Investigations   Division 2110 

Communist(s) 2113,  2124,  2127 

Communist  Party 2127,  2215 

D 

Dawes,  Harry,  president  of  UNESCO  Stafe  Association 2123 

Deveze,  Albert,  member  of  International  Labor  Board 2165, 

2170,  2184,  2191,  2198,  2204,  2214 
DuBerg,  Peter : 

Reply  to  Eastland 2131 

Adverse  information  on 2133 

Case  history  of 2134 

Decision  of  International  Labor  Organization 2165-2170 

Summary  of  action  taken  by  Board 2206 

E 

Eastland,  James  O 2129 

Eltenton,  George  Charles 2215 

Europe 2127,  2204 

Evans,  Luther  H.,  Director  General  of  International  Labor  Organiza- 
tion   2180,  2181 

Exhibit  No.  363 — Status  of  investigations  by  Loyalty  Board,  Executive 

Order  10422,  as  amended,  November  30,  1956 — Applicants 2116 

Exhibit  No.  363-A — Status  of  investigations  by  Loyalty  Board,  Executive 

Order  10422,  as  amended,  November  30,  1956,  summary 2117 

Exhibit  No.  363-B — Status  of  investigations  by  Loyalty  Board,  Executive 

Order  No.  10422,  as  amended,  November  30,  1956 — Employees 2118 

Exhibit  No.  364 — Letter  from  Civil  Service  Commission  to  Sourwine  dated 

February  5,  1957,  from  Frederick  Irwin,  re  number  of  cases  from  each 

international  organization  and  number  of  cases  of  doubtful  loyalty 2119 

Exhibit  No.  365 — Resume  of  legal  advice  from  staff  association  lawyers 

concerning  visit  of  Board  to  Europe,  1954 2123,  2124 

Exhibit  No.  366— Case  history  of  Julian  Robert  Behrstock 2128 

Exhibit  No.  367 — Letter  reply  to  Eastland  dated  December  8,  1956,  from 

Mrs.  Kathryn  Bernstein,  re  testifying 2129 

Exhibit  No.  367-A — Letter  reply  to  Eastland  dated  December  5, 1956,  from 

Annette  Wilcox,  re  testifying 2129 

Exhibit  No.  367-B — Letter  reply  to  Eastland  dated  November  30, 1956,  from 

Helene  Van  Gelder,  re  testifying 2130 

Exhibit  No.  367-C— Letter  reply  to  Eastland  dated  December  8, 1956,  from 

David  N.  Leff,  re  testifying 2130 

Exhibit  No.  367-D — Letter  reply  to  Eastland  dated  November  26, 1956,  from 

Ruth  Froma,  re  testifying 2131 

Exhibit  No.  367-E — Letter  reply  to  Eastland  dated  December  8,  1956,  from 

Peter  DuBerg,  re  testifying 2131 

Exhibit  No.  367-F — Letter  reply  to  Eastland  dated  December  12, 1956,  from 

Julian  Behrstock,  re  testifying 2131,  2132 

Exhibit  No.  368— Case  history  of  Kathryn  Bernstein 2132,  2133 

Exhibit  No.  369— Case  history  of  Norwood  Peter  DuBerg 2134 

Exhibit  No.  370 — Case  history  of  Ruth  Froma 2135 

Exhibit  No.  371— Statement  of  chronology  of  David  Neal  Leff 2136,  2138 

Exhibit  No.  372 — Letter  dated  March  19,  1954,  to  Benjamin  Mandel  from 

John  W.  Macy,  Jr.,  of  Civil  Service  Commission  enclosing  record  of  em- 
ployment of  David  N.  Leff 2139-2146 

Exhibit  No.  373 — Clipping  from  New  York  Times,  re  Leff  case,  dated  March 

12.  1954,  Throiitens  Arrest  for  Contempt,  etc 2146.  2147 

Exhibit  No.  373-A — Clipping  from  New  York  Times,  re  Leff  case,  dated 

March  12,  1954,  Contempt  Action  Filed  on  U.  N.  Aid 2147,  2148 

Exhibit  No.  373-B — Clipping  from  New  York  Times,  re  Leff  case,  dated 

March  18,  1954,  U.  N.  Aid  Spurns  Writ 2148 

Exhibit  No.  373-C — Clipping  from  New  York  Times,  re  Leff  case,  dated 

April  23,  1954 2148 

Exhibit  No.  373-D — Clipping  from  New  York  Times,  re  Leff  case,  dated 

March  30,  1954,  Leff  Decision  Delayed 2149 


INDEX  ni 

Page 

Exhibit  No,  373-E — Clipping  from  New  York  Herald  Tribtiue,  re  Leff  case, 

dated  March  13,  1954,  UNESCO  Board  Backs  Leff 2149 

Exhibit  No.  373-F — Clipping  from  New  York  Times,  re  LefE  case,  dated 

March  26,  1954,  Bench  Warrant  Out  for  Left,  U.  N.  Aid 2149 

Exhibit  No.  373-G — Clipping  from  New  York  Times,  re  Leff  case,  dated 

March  30,  1954,  Leff  Decision  Delayed 2150 

Exhibit  No.  373-H — Clipping  from  Evening  Star,  re  LefC  case,  dated  March 

11, 1954,  U.  N.  Employee  in  Paris  Faces  Court  Order  in  Subversive  Probe_  2150 
Exhibit  No.  373-1 — Clipping  from  New  York  Times,  re  Leff  case,  dated 

April  20,  1954 2151 

Exhibit  No.  373-J — Clipping  from  New  York  Times,  re  Leff  case,  dated 

June  2,  1954,  Red  Jury  Action  Is  Valid  Abroad 2151 

Exhibit  No.  373-K — Clippings  from  New  York  Times,  re  Leff  case,  dated 

July  18,  1954,  Bars  Loyalty  Hearing 2152 

Exhibit  No.  373-L — Clipping  from  New  York  Times,  re  Lelf  case,  dated 

August  26,  1954,  Appeal  U.  N.  Ouster 2152 

Exhibit  No.  373-M— Summary  of  case  history  of  David  Neal  Leff___  2152,  2153 

Exhibit  No.  374 — Summary  of  case  history  of  Kathryn  Pankey 2153 

Exhibit  No.  375 — Case  history  of  Helene  Van  Gelder 2154,  2155 

Exhibit  No.  376 — Case  history  of  Irene  Annette  Wilcox 2156 

Exhibit    No.    377— New    York    Times    article,    dated    October    30,    1955, 

re  Leff  case,  U.  N.  Court  Bids  UNESCO  Reinstate  Four  United  States 

"Risks" 2157,  2158 

Exhibit  No.  378 — Order  of  International  Labor  Organization  Administra- 
tive Tribunal  ordering  payment  to  Kathryn  Bernstein,  dated  October 

29,  1955 2159-2165 

Exhibit  No.  378-A — Order  of  ILO  Tribunal  for  payment  to  Peter  DuBerg, 

dated  April  26,  1955 2165-2170 

Exhibit  No.  378-B— Order  of  ILO  Tribunal  for  payment  to  Ruth  Froma, 

dated  October  29,  1955 2171-2178 

Exhibit  No.  378-C— Order  of  ILO  Tribunal  for  payment  to  David  Neal  Leff, 

dated  September  6,  1954 2178-2184 

Exhibit  No.   378-D— Order  of  ILO   Tribunal  for   payment   to   Kathryn 

Pankey,  dated  October  29,  1955 2184-2191 

Exhibit  No.  378-E — Order  of  ILO  Tribunal  for  payment  to  Helene  Van 

Gelder,  dated  October  29,  1955 2191-2198 

Exhibit  No.  378-F — Order  of  ILO  Tribunal  for  payment  to  Annette  Wilcox, 

dated  April  26,  1955 2199-2204 

Exhibit  No.  379 — Summary  of  action  taken  by  Board  with  respect  to  Leff, 

Van  Gelder,  Froma,  Pankey,  Bernstein,   DuBerg,  Wilcox,  Behrstock, 

and   Mclntire 2206 

Exhibit  No.  380 — Decision  of  Tribunal  of  ILO  and  pleadings  in  case  (in 

files  of  subcommittee) 2207 

Exhibit  No.  381 — Letter  to  Mclntire  from  Eastland,  dated  December  6, 

1956,  re  transportation  from  Rome  to  Senate  hearings 2208 

Exhibit  No.  381-A — Letter  to  Eastland  from  Mclntire,  dated  November  24, 

1956,  re  testifying 2208,  2209 

Exhibit  No.  381-B — Letter  to  Eastland  from  Mclntire,  dated  December  18, 

1956,  re  clearance 2209 

Exhibit  No.  382— Letter  to  Mclntire  from  Frank  Weisl  of  FAO,  dated 

April  8,  1953,  re  termination  of  appointment 2210,  2211 

Exhibit  No.  383 — Decision  in  case  of  Mclntire  of  Administrative  Tribunal 

(ILO),  dated  September  3,  1954 2211-2214 

F 

Federal  Bureau  of  Investigation   (FBI) 2110,  2111,  2113,  2125 

Fifth  amendment 2162,  2215 

Food  and  Agriculture  Organization  of  the  U.  N.   (FAO) 2209,  2210 

Froma,  Ruth : 

Reply   to   Eastland 2131 

Adverse  information  on 2134 

Case  history  of 2135 

Decision  of  ILO  Tribunal 2171-2178 

Summary  of  action  taken  by  Board 2206 


IV  INDEX 

G  Page 

Geneva 2114,   2139,  2156 

Gerety,  Pierce 2121,  2124,  2204,  2207 

Gilman,  Mrs.,  member  of  Board 2110 

Gore,  Col.  H.  Grady,  member  of  Board 2110 

I 

ILO  Tribunal 2114 

International  Court  of  Justice 2114 

International  Labor  Organization 2158,  2207 

International  Organizations  Employees  Loyalty  Board 2110-2112,  2114, 

2115,  2122,  212.3,  2125,  2127,  2134,  2135,  2153-2156,  2204,  2209 

Seven   members   of 2110 

Organized  in  July  1953 2110 

International    Workers    Ordei* 2132 

Irwin,  Frederick  D 2216 

Ivanov,  Peter 2215 

J 

Johnston,  Senator  Olin  D 2109 

Justice   Department 2110 

K 

Kauffmann,  George,  attorney  in  Kentucky ;  member  of  Board 2110 


Lefe,  David  N 2139-2153 

Reply   to   Eastland 2130 

Adverse  information  on 2136 

Statement  of  chronology  of 2136-2138 

Record  of  employment 2139-2146 

Clippings    re 2146-2152 

Summary  of  case  history 2152,  2153 

Decision  of  ILO 2178-2184 

Summary   of  action   taken   by   Board 2206 

Letter  to  J.  G.  Sourwine  from  Frederick  D.  Irvpin  of  United  States  Civil 
Service  Commission,  dated  December  19,  1956,  re  cases  of  Murphy, 
Oberwager,  and  Chevalier 2216 

M 

Macy,  John  W.,  Executive  Director  of  Civil  Service  Commission 2139 

Mandel,  Benjamin 2109 

Melntire,  Gordon 2207,  2210,  2129 

Summary  of  action  taken  by  Board 2206 

Letter  from  Eastland,  re  transportation  from  Rome  for  Senate  hearing-     2208 

Military  intelligence 2110 

Murphy,  Gardner 2214,  2215,  2216 

N 

Navy 2110 

Newman,  Federal  judge 2139 

New  York 2112,  2114 

New  York  Times 2146,  2156 

O 

Oberwager,  Jerome  A 2215,  2216 

Oppenheimer,  Dr.  J.  Robert 2215 

P 

Pankey,  Kathryn : 

Summary  of  case  history 2153,  2154 

Decision  of  ILO  Tribunal 2184-2191 

Summary  of  action  taken  by  Board 2206 

Paris 2121,  2127 


INDEX  V 

R  Page 

Rome 2121 

Rusher,   William 2109 

S 

Saguara,   Mexico 2121 

Saint-Pol,  A.,  Chief  of  Legal  Affairs  Section  of  FAO 2214 

Serrao,  Sir  John,  attorney  at  the  Supreme  Court  of  Appeal  in  Rome 2214 

Singer,  Simon  Harold 2121 

Sourwine,  J.  G 2109 

State  Department 2110,  2115,  2121,  2122,  2207,  2216 

Stavropoulos,  lasson,  member  of  ILO  Board 2165, 

2170,  2184,  2191,  2198,  2204,  2214 

T 
Toussaint,  Mr 2216 

U 

UNESCO 2113,  2119,  2120,  2121,  2122, 

2124,  2127,  2132,  2134,  2135,  2139,  2154,  2156,  2204,  2210,  2215. 

Seven 2126 

Staff  Association 2122,  2123 

United  Nations 2111,  2119,  2156,  2207 

United  States 2110,  2115,  2125,  2135,  2139,  2158,  2207,  2209 

United  States  Embassy  in  Rome 2207 

V 

Van  Gelder,  Helene 2207 

Reply  to  Eastland 2130 

Adverse  information  on 2154 

Summary  of  case  history 2154,  2155 

Decision  of  International  Labor  Organization 2191-2198 

Summary  of  action  taken  by  Board 2206 

Van  Rijckevorsel,  A.,  member  of  International  Labor  Board 2165, 

2170.  2184,  2191,  2198,  2204, 2214 
AV 

Waldman,  Henry  S.    (testimony  of) 2109-2228 

Chairman,    International    Organization    Employees    Loyalty    Board, 

Elizabeth,   N.  J _' 2109 

Duties  of  position 2110 

Washington 2112 

Wilcox,  Annette : 

Reply  to  Eastland 2129 

Adverse  information  on 2155,  2150 

Case  history  of 2156 

Decision  of  ILO,  re  payment 2199-2204 

Summary  of  action  taken  by  Board 2206 

Wilcox,  Mr 2110,  2113 

Winton,  C.  Ed,  school  superintendent  of  Kearny,  N.  J.,  member  of  Board__     2110 

Wolf,  Francis,  juember  of  International  Labor  Board 2165, 

2170,  2184,  2191,  2198,  2204,  2214 

o 


y 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


HEARINGS 

BEFORE  THH 

SUBCOMMITTEE  TO  INVESTIGATE  THE 

ADMINISTRATION  OF  THE  INTERNAL  SECURITY 

ACT  AND  OTHER  INTERNAL  SECURITY  LAWS 

OF  THE 

COMMITTEE  ON  THE  JUWCIAEY 
UNITED  STATES  SENATE 

EIGHTY-FOURTH  CONGRESS 

SECOND  SESSION 
ON 

SCOPE  OF  SOVIET  ACTIVITY  IN  THE 
UNITED  STATES 


NOVEMBER  16,  30,  DECEMBER  1, 1956 


PART  39 


Printed  for  the  use  of  the  Committee  on  the  Judiciary 


UNITED  STATES 
GOVERNMENT  PRINTING  OFFICE 
72723  WASHINGTON  :  1957 


Boston  Public  Library 
Superintendent  of  Documents 

JUL  1  8  1957 


COMMITTEE  ON  THE  JUDICIARY 

JAMES  O.  EASTLAND,  Mississippi,  Chairman 

ESTBS  KEFAUVER,  Tennessee  ALEXANDER  WILEY,  Wisconsin 

OLIN  D.  JOHNSTON,  South  Carolina  WILLIAM  LANGER,  North  Dakota 

THOMAS  C.  HENNINGS,  JR.,  Missouri.  WILLIAM  E.  JENNER,  Indiana 

JOHN  L.  McCLELLAN,  Arlcansas  ARTHUR  V.  WATKINS,  Utah 

PRICE  DANIEL,  Texas  EVERETT  McKINLEY  DIRKSEN,  Illinois 

JOSEPH  C.  O'MAHONEY,  Wyoming  HERMAN  WELKER.  Idaho 

MATTHEW  M.  NEELY,  West  Virginia  JOHN  MARSHALL  BUTLER,  Maryland 


Subcommittee  To  Investigate  the  Administration  of  the  Internal  Security 
Act  AND  Other  Internal  Security  Laws 

JAMES  O.  EASTLAND,  Mississippi,  Chairman 
OLIN  D.  JOHNSTON,  South  Carolina  WILLIAM  E.  JENNER,  Indiana 

JOHN  L.  McCLELLAN,  Arkansas  ARTHUR  V.  WATKINS,  Utah 

THOMAS  C.  HENNINGS,  JR.,  Missouri  HERMAN  WELKER,  Idaho 

PRICE  DANIEL,  Texas  JOHN  MARSHALL  BUTLER,  Maryland 

Robert  Morris.  Chief  Counsel 

J.  G.  SouRWiNE,  Associate  Counsel 

William  A.  Rusher,  Associate  Counsel 

Benjamin  Mandhl,  Director  of  Research 

a 


CONTENTS 


Testimony  of —  Page 

Arena,  Ernest 2270 

Cooke,  Adm.  Chas.  M.  (letter) 2236 

Kealalio,  Joseph 2268 

King,  Samuel  Wilder 2243 

McElrath,  Robert 2260 

Miyagi,  Newton  Kunio 2272 

O'Daniel,  Lt.  Gen.  John  W 2229 

Silva,  Frank 23 11 

Stainback,  Ingram  M 2283 

Yagi,  Thomas  Sukichi 2301 

Index I 

ni 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


FRIDAY,   NOVEMBER   16,    1956 

United  States  Senate, 
Subcommittee  To  Investigate  the  Administration 
or  the  Internal  Security  Act  and  Other  Internal 
Security  Laws,  of  the  Committee  on  the  Judiciary, 

Washington,  D.  G. 

The  subcommittee  met,  pursuant  to  recess,  at  10 :  35  a.  m.,  in  the 
caucus  room,  Senate  Office  Building,  Senator  Olin  D.  Johnston  pre- 
siding . 

Also  present:  Robert  Morris,  chief  counsel;  Jay  Sourwine,  associate 
counsel;  William  A.  Rusher,  administrative  counsel;  and  Benjamin 
Mandel,  director  of  research. 

Senator  Johnston.  The  subcommittee  will  come  to  order. 

We  will  begin  the  hearings  on  another  battlefront  this  morning. 
This  is  a  Honolulu  witness. 

Mr.  Morris.  That  is  right.  The  witness  this  morning.  Senator — 
well,  I  will  ask  him  to  identify  himself. 

Senator  Johnston.  Will  you  raise  your  right  hand  ?  Do  you  swear 
the  evidence  you  will  give  before  this  subcommittee  will  be  the  truth, 
the  whole  truth,  and  nothing  but  the  truth,  so  help  you  God  ? 

General  O'Daniel.  I  do. 

Senator  Johnston.  Be  seated. 

TESTIMONY   OP  LT.   GEN.   JOHN  W.   O'DANIEL,    UNITED  STATES 

AEMY  (RETIRED) 

Mr.  Morris.  General,  will  you  give  us  your  full  name  ? 

General  O'Daniel.  John  W.  O'Daniel,  lieutenant  general,  United 
States  Army,  retired. 

Mr.  Morris.  For  how  long  have  you  been  retired,  General  ? 

General  O'Daniel.  I  retired  on  the  29th  of  February  1956. 

Mr.  Morris.  You  have  been  a  military  man  all  your  life,  sir? 

General  O'Daniel.  Forty  years. 

Mr.  Morris.  Where  were  you  born.  General  ? 

General  O'Daniel.  Newark,  Del. 

Mr.  Morris.  Did  you  attend  the  United  States  Military  Academy  ? 

General  O'Daniel.  I  did  not. 

Mr.  Morris.  How  did  you  first  come  into  the  military  service? 

General  O'Daniel.  I  attended  the  first  officers'  training  camp  at 
Fort  Myer,  Va.,  and  received  a  provisional  second  lieutenancy. 

Senator  Johnston.  You  say  the  first  officers'  training;  that  was  in 
the  First  World  War? 

General  O'Daniel.  That  is  right ;  yes,  sir. 

2229 


2230       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  General,  I  wonder  if  you  would  sketch  for  us  some 
aspects  of  your  career  that  would  tend  to  qualify  you  before  this  com- 
mittee as  someone  who  can  speak  as  an  authority  whom  we  may  consult 
in  connection  with  the  forthcoming  inquiry  which  the  Senate  Internal 
Security  Subcommittee  is  conducting  or  plans  to  conduct  on  Com- 
munist infiltration  of  the  Hawaiian  Islands.  You  have  served  as  a 
commanding  officer  there,  have  you  not  ? 

General  O'Daniel.  Yes,  sir ;  I  have. 

Mr.  Morris.  "Wlien  did  you  serve  as  commanding  officer  of  the 
Hawaiian  Islands,  United  States  Army? 

General  O'Danlel.  From  September  1952  to  April  15,  1954. 

Senator  JoHisrsTOisr.  Wliat  was  your  rank  at  that  time  ? 

General  O'Daniel.  I  was  a  lieutenant  general,  commanding  United 
States  Army,  Pacific,  under  CINPAC. 

Mr.  Morris.  And  the  designation  of  that,  the  military,  is 
USAE-PAC ;  is  that  right  ? 

General  O'Daniel.  That  is  right. 

Mr.  Morris.  And  you  say  you  served  there  for  virtually  2  years 
during  1952  to  1954? 

General  O'Daniel.  Yes. 

Mr.  Morris.  Now,  after  your  tour  of  duty  was  completed  there, 
General,  what  was  your  next  military  assignment  in  1954? 

General  O'Daniel.  April  15,  1954,  I  became  the  chief  of  United 
States  military  advisory  group  in  Saigon  for  Vietnam  and  Indochina. 

Mr.  Morris.  You  were  chief  of  the  military  advisory  group  in 
Saigon  for  Vietnam? 

General  O'Daniel.  And  Indochina  at  that  time;  Laos  and  Cam- 
bodia, as  well. 

Mr.  Morris.  How  long  did  you  serve  in  that  command.  General? 

General  O'Daniel.  Until  November  18,  1955,  when  I  returned  to 
the  United  States  for  age  retirement. 

Mr.  Morris.  And  you  retired  early  in  1956  ? 

General  O'Daniel.  That  is  right. 

Mr.  Morris.  Now,  you  have  had  other  commands  in  the  Far  East ; 
have  you  not,  General  ? 

General  O'Daniel.  I  commanded  the  1st  Corps  in  Korea  in  July : 
from  July  1951  to  July  1952. 

Mr.  Morris.  And,  during  World  War  II,  what  were  your  military 
assignments  then? 

General  O'Daniel.  I  commanded  the  3d  Infantry  Division  in 
Europe. 

Mr.  Morris.  The  3d  Infantry  Division  did  have  quite  a  military 
record ;  did  it  not.  General  ? 

General  O'Daniel.  It  did  have.  It  had  27  Medals  of  Honor  in  that 
1  division. 

Mr.  Morris.  General,  in  addition  to  the  commands  that  are  strictly 
military,  you  have  served,  for  instance,  as  military  attache  in  the 
Soviet  Union? 

General  O'Daniel.  I  was  there  from  September  1948  to  September 
of  1950. 

Mr.  Morris.  And  you  were  able  to  observe  firsthand  the  workings 
of  that  political  state,  the  Soviet  Union  ? 


SCOPE    OF    SOVIET    ACTIVITY   IN   THE    UNITED    STATES       2231 

General  O'Daniel.  I  was,  and  I  came  to  some  very  definite  con- 
clusions about  it  which  I  think  are  pretty  well  agreed  upon  by  everj^- 
one  by  now. 

Mr.  Morris.  Now,  General,  did  yon  find  while  you  were  the  com- 
manding officer,  commanding  general,  in  the  Hawaiian  Islands,  that 
there  was  a  Communist  threat  in  existence  there? 

General  O'Daniel.  I  definitely  found  that  to  be  so. 

Mr.  Morris.  Will  you  tell  us  the  extent  to  which  you  found  that 
there  was  a  Communist  threat? 

General  O'Daniel.  Well,  of  course,  upon — well,  even  before  arriv- 
ing there,  I  had  heard  of  the  strike  that  was  conducted  by  the  ILWU 
in,  I  believe  it  was,  1948  or  1949,  which  lasted  better  than — I  am  not 
sure  of  the  time,  the  number  of  days.  It  was  a  long  strike  which  dis- 
rupted the  sugar  industry  there,  and  also  the  supplies  from  the  main- 
land, wherein  the  Hawaiian  people  themselves,  the  loyal  citizens,  even 
went  so  far,  some  of  the  women  acted  as  chambermaids  in  some  of  the 
hotels  in  the  town  in  order  to  keep  the  place  operating. 

Mr.  Morris.  Wherein  does  the  Communist  infiltration,  to  the  extent 
that  it  does  exist,  whatever  that  may  be,  how  does  that  pose  a  military 
threat  to  the  security  of  the  islands  ? 

General  O'Daniel.  Well,  to  me,  my  personal  feeling  is  that  the 
Hawaiian  Islands  are  very  important  to  our — militarily  to  us,  in  that 
it  offers  a  staging  area  for  any  operations  that  might  be  necessary 
in  the  far  Pacific.  It  offers  a  natural  headquarters  for  all  the  com- 
mands of  the  far  Pacific.  It  acts  as  a  depot  for  supplies  to  the  far 
Pacific. 

Mr.  Morris.  General,  for  instance,  the  House  Un-American  Activi- 
ties Committee  had  an  inquiry  in  1950  which  showed  that  there  was 
considerable  Communist  infiltration  of  the  islands.  You  say  you 
were  there  during  1952  and  1954. 

General  O'Daniel.  Yes. 

Mr.  Morris.  You  frequently  visit  the  Hawaiian  Islands  in  addi- 
tion, do  you  not? 

General  O'Daniel.  Yes.  I  have  gone  through  2  or  3  times  since  I 
commanded  in  Hawaii. 

Mr.  Morris.  Have  you  been  able  to  observe.  General,  whether  or  not 
the  danger  is  abating,  or  whether  it  is  getting  more  serious,  or  whether 
it  is  remaining  as  strong  as  it  was  at  that  time,  any  way  of  telling  us? 

General  O'Daneel.  To  me,  the  danger  is  just  as  great  or  gi-eater 
than  it  was  then. 

Mr.  Morris.  Now 

General  O'Daniel.  I  qualify  that  for  this  reason  :  I  believe  that,  up 
until  last  year,  there  were  some  $50,000  a  year  appropriated  for  a 
committee  in  Hawaii  on  the  government  level  to  control,  to  attempt 
to  control,  subversion;  and  I  believe  that  since  that  time  that  has  been 
cut  to  $20,000,  which  makes  it  practically  inoperative. 

What  has  brought  that  about,  I  don't  know.  However,  it  is  com  ■ 
mon  knowledge  that  the  Communists  or  the  ILWU  supports  their 
activity  in  that  area  with  about  $250,000  a  year.  I  don't  know  the 
facts  on  that.  I  can't  quote  any  authority  other  than  hearsay  on  that, 
but  that  is  common  knowledge  in  Hawaii.  It  is  the  one  that  IMUA 
has  used. 


2232       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  What  is  IMUA,  General  ? 

General    O'Daniel.  IMUA    is— the    word,    I    believe,    means    to 

help 

Mr.  Morris.  IMUA,  is  it  not,  sir  ? 

General  O'Daniel  (continuing).  In  Hawaiian,  and  it  is  the  re- 
sult—it resulted  as  the  outcome  of  this  strike  in  the  forties,  between 
1945  and  1950,  whenever  that  happened,  I  have  forgotten  the  date, 
wherein  a  group  of  loyal  citizens  banded  together  with  the  idea  of 
doing  something  about  it  on  a  nongovernment  level,  toward  bringing 
to  the  people  of  Hawaii  the  seriousness  of  the  Communist  threat. 

Such  people  as  Governor,  ex-Gov.  Lawrence  M.  Judd  was  a  mem- 
ber of  it,  I  believe  he  is  now  president  of  it.  Mr.  Walter  Dilling- 
ham or  Mrs.  Walter  Dillingham  was  a  member  of  it,  and  many  promi- 
nent citizens  in  Hawaii  are  members  of  it.  I  myself  joined  it,  as  did 
manv  of  my  military  personnel,  in  19— in  the  spring  of  1954.  Our 
own"USAR-PAC  personnel  contributed  $1,000  to  IMUA. 

Their  only  source  of  income  is  from  contributions,  and  they  set  up  a 
budget,  I  think  of  $50,000,  for  the  year  before  last.  Last  year,  I  don't 
recall  what  it  was. 

I  spoke  before  IMUA  on  my  return  from  the  Far  East  in  September 
of  this  year. 

Mr.  Morris.  Well,  General,  did  you  observe  Communists  in  action 
while  you  were  commanding  general  there?  That  is,  Did  you  have 
occasion  to  know  that  they  were  there,  that  they  were  in  operation,  and 
generally 

General  O'Daniel.  I  Imew  they  were  there  as  a  result  of  the  Hall 
trials  and  the  trial  of  the  seven  there  conducted  in  a  Federal  court, 
Judge  McLaughlin's  court.  And  we  were,  I  was,  aware  of  it  through 
intelligence  reports  from  my  own  headquarters  that  I  had  an  oppor- 
tunity to  view. 

It  was  my — I  felt  it  my  duty  to  inform  the  people  of,  principal 
people  of,  Hawaii  as  to  the  seriousness  of  the  situation,  and  held 
briefings  for  them  in  order  to  bring  them  up  to  date  as  to  what  infor- 
mation we  had. 

Senator  Johnston.  General,  your  past  experience  in  Russia,  and 
knowing  their  pattern  and  hoAv  they  proceed  and  go  about  spreading 
communism,  made  it  so  that  you  did  not  have  to  be  told  when  a  man 
was  a  Communist,  but  you  could  see  it  with  your  own  eyes  from  past 
experience;  is  that  correct? 

General  O'Daniel,  That  is  correct,  sir,  yes;  very  definitely. 

Mr.  Morris.  General,  where  were  the  Communists  lodged ;  what  did 
they  do,  the  Communists  ? 

General  O'Daniel.  They  control  the  sugar  workers,  most  all  of 
them  belong  to  the  ILWU,  International  Longshoremen's,  Warehouse- 
men's Union,  and  they  control  the  port  operators,  the  stevedores;  and 
they  can,  through  calling  a  strike  and  shutting  down  of  work  there, 
disrupt  the  economy  of  the  whole  islands. 

Senator  Johnston.  What  about  out  on  the  farms,  too;  are  they 
organized,  the  plantations? 

General  O'Daniel.  The  plantations ;  yes,  sir. 

Senator  Johnston.  The  workers  are  organized  there,  and  what 
about — do  they  have  any  Communists  in  that  organization,  or  is  that 
the  same  organization? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2233 

General  O'Daniel,  I  can't  give  you  details  of  that,  sir;  I  am 
sorry. 

Mr.  Morris.  General,  knowing  what  you  did — you  had  access  to 
security  reports  out  there,  did  you  not,  sir  ? 

General  O'Daniel.  Yes,  sir. 

Mr.  Morris.  Knowing  what  you  did  about  the  Communists,  the 
presence  of  Communists  on  the  islands,  what  steps  did  you,  as  the 
commanding  general,  take  to  anticipate  any  action  on  their  part  ? 

General  O'Daniel.  The  Army  commander's  job  in  the  Pacific,  in 
Hawaii,  he  is  charged  with  the  defense  of  the  Hawaiian  Islands  under 
commander  in  chief,  Pacfic,  who  at  the  beginning  of  my  tour  was 
Admiral  Stump,  who  is  still  there.  The  Army  commander  was 
charged  with  the  defense,  the  overall  command  of  CINPAC. 

We  began  conducting  practice  alerts  at  my  headquarters  every  o 
months.  We  occupied  our  alert  command  posts  with  the  entire  per- 
sonnel for  24  hours  at  a  time,  and  the  purpose  of  it  was  to  bring  in  all, 
not  only  the  military  but,  with  the  consent  of  the  Civilian  Defense 
Agency  and  the  Civil — what  is  it;  Civil  Aeronautics  Patrol,  isn't  it, 
another  air  organization — to  tie  in  the  communications  and  to  conduct 
exercises  based  upon  what  might  happen. 

One  exercise  we  had  was  that  we  visualized  a  Communist  infiltra- 
tion and  uprising  within  the  islands  simultaneously  with  an  attack 
from  the  outside.    That  was  one,  one  of  the  exercises  that  we  held. 

We  checked  with  the  civil  defense  agencies  as  to  their  readiness. 
They  have  a  very  fine  blood  bank  in  Hawaii,  by  the  way,  and  ran  it 
as  near  like  an  actual  operation  as  possible.    We  did  that  many  times. 

To  take  care  of  any  eventuality,  whether  it  be  for  a  local  distuib- 
ance,  whether  it  be  for  a  tidal  wave,  whether  it  be  war,  or  whatnot, 
our  action — it  was  a  pattern  that  could  be  followed  regardless  of  the 
type  operation  that  you  were  confronted  with. 

Mr.  NoRRis.  Now,  what  could  be  the  consequences,  militarily  speak- 
ing of  Communist  infiltration,  or  Communist  infiltration  that  would 
amount  to  something  more  than  that,  namely,  control  of,  as  you  say, 
the  ILWU  and  the  dockworkers  and  plantation  workers,  what  would 
be  the  consequences  in  the  event  of  some  kind  of  an  emergency  that 
we  could  anticipate.  General  ? 

General  O'Daniel,  Well,  I  think  the  military  commander  would 
envision  that,  in  all  probability,  all  these  dockworkers  and  whatnot 
would  have  to  be  supplied  from  his  own  military  forces  in  that  case, 
and  no  doubt  would  have  made  plans  for  such  utilization,  I  would 
think. 

That  was  in  my  mind  as  to  action  that  should  be  taken. 

Senator  Johnston.  General,  I  believe  you  said  every  3  months  you 
set  aside  24  hours  to  do  nothing  but  plan  and  make  preparations. 

General  O'Daniel.  Yes,  sir,  that  is  correct ;  the  staff,  the  alert  staff. 

Senator  Johnston.  I  imagine  you  did  that  because  you  sensed  the 
dire  need  for  that  at  that  time. 

General  O'Daniel.  Yes,  sir. 

Senator  Johnston.  That  was  very  expensive,  in  a  way,  to  the 
Government,  to  give  up  24  hours'  time  to  be  doing  that  kind  of  work, 
wasn't  it  ? 

General  O'Daniel.  Yes,  sir,  but  a  very  worthy  investment,  we  felt. 


2234       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

Senator  Johnston.  Do  you  think,  you  still  think,  then,  at  the  pres- 
ent time,  that  the  situation  is  such  that  it  would  be  beneficial  to  us 
to  keep  a  very  close  watch  on  the  situation  there  ? 

General  O'Daniel.  I  do  indeed,  yes,  sir;  emphatically. 

Senator  Johnston.  We  cannot  overdo  the  thing,  as  you  see  it? 

General  O'Daniel.  No,  sir ;  it  cannot  be  overdone.  Commmiists  are 
out  waging  Avar,  applying  all  the  nine  principles  of  war  according  to 
our  concept  of  the  principles  that  are  applied  in  a  shooting  war,  and 
the  very  ones  we  teach  in  our  own  military  schools  to  be  applied 
in  a  shooting  war. 

Mr.  MoRKis.  General,  did  you  find  that  the  Communists  in  the 
Hawaiian  Islands  did  apply  these  nine  principles  of  warfare  that  you 
just  mentioned  now? 

General  O'Daniel.  Well,  not — no;  I  can't  say  that  they  applied 
all  of  them  while  I  was  there.    They  certainly  applied  some  of  them. 

One  of  them  was  the  subversive  activity  warfare,  and  the  propa- 
ganda warfare,  which  they  have  applied  very  vigorously  under  one 
Mr.  McElrath,  who  has  been  their  spokesman,  and  he  has  done  his 
best  to  tear  down  the  Government. 

Mr.  Morris.  Who  is  Mr.  McElrath  ? 

General  O'Daniel.  He  is  their  mouthpiece;  the  radio  annomicer 
for  the  ILWU  in  Hawaii. 

We  in  IMUA  developed  a  15-minute  counterprogram ;  a  lot  of  our 
money  went  into  that. 

Mr.  Morris.  That  is  Kobert  McElrath ;  is  it? 

General  O'Daniei,.  Yes,  sir;  Robert  McElrath;  that  is  right. 

Mr.  Morris,  General,  you  gave  me  one  of  the  consequences  that 
might  be  expected,  military  consequences,  that  might  be  expected, 
from  any  Communist  infiltration  in  the  event  of  emergency.  I  think 
in  executive  session  you  elaborated  on  that  considerably  more,  Gen- 
eral ;  some  of  the  consequences  we  might  expect. 

General  O'Daniel.  From  what  ? 

Mr.  Morris.  From  the  Communists,  in  the  event  of  an  emergency 
that  might  develop  in  the  Far  East  or  any  part  of  the  world. 

General  O'Daniel.  Give  we  a  lead  there. 

Mr.  Morris.  You  stated.  General,  that  you  were  prepared  for  simul- 
taneous attack;  you  were  prepared  for  possible  disruption  of  com- 
munications. 

General  O'Daniel.  That  is  right ;  disrupting  communications,  dis- 
rupting of  our  supplies  that  would  be  necessary  to  support  a  force 
in  that  area.  And,  also,  it  would  necessitate  somebody  having  to  care 
for  the  people  that  lived  in  the  islands,  should  that  be  disrupted. 

Mr.  Morris.  These  are  all  beyond  a  shutdown,  or  a  general  strike. 

General  O'Daniel.  Yes. 

Mr.  Morris.  These  are  in  addition  to  it.  And  all  of  these  things 
which  you  told  us  about  in  executive  session,  General,  and  you  have 
just  repeated  here  now,  these  were  things  that  j^ou  anticipated 

General  O'Daniel.  That  is  right. 

Mr.  Morris.  From  your  military  vantage  point  when  you  were 
the  commanding  general,  and  you  had  to  anticipate  them. 

General  O'Daniel.  That  is  correct ;  yes,  sir. 

Senator  Johnston.  General,  it  is  true  that  the  leaders  know  that 
they  must  probably  advocate  the  good  of  the  workers  sometimes,  in 


SCOPE    OF    SOVIET   ACTIVITY    EST    THE    UNITED    STATES      2235 

order  to  put  across  things  that  they  want  to  put  across  fol-  the  Com- 
munist Party ;  is  that  not  true  ? 

General  O'Daniel.  Yes,  sir;  that  is  correct. 

Senator  Johnston.  So  they  maneuver  the  public  into  that  position. 

General  O'Daniel.  That  is  correct,  sir. 

To  me,  Hawaii  is  important,  the  things  that  have  happened  there 
are  important,  not  only  to  Hawaii  but  as  a  warning  to  all  of  us  in 
America,  and  I  would  say  in  other  parts  of  the  world,  too,  in  that,  at 
the  inception  of  the  introduction  of  the  ILWU  into  that  country, 
there  were  no  labor  unions  there  in  Hawaii,  and  it  was  a  fertile  field 
for  any  group  to  move  into.  And  the  ILWU,  which  is  Communist 
infested,  took  advantage  of  that  and,  typical  of  Communist  action, 
did  move  in. 

Senator  Johnston.  It  does  not  take  a  large  percentage,  sometimes, 
to  really  handle  the  situation,  either ;  does  it  ? 

General  O'Daniel.  No,  sir.  In  the  course  of  carrying  out  my  con- 
cept of  the  Communist  Partj[,  being  as  a  military  organization  and 
operating  as  such,  and  applying  military  principles,  a  few  men  run 
a  military  organization,  the  commander  and  the  staff,  and  the  soldiers 
are  the  followers  of  those  commanders  and  staff. 

Likewise,  the  workers  are  the  followers  of  the  Communist  leaders, 
and  there  is  not  much  they  can  do  about  it  when  they  once  gain  control. 

TVlien  you  are  in  southeast  Asia,  you  never  hear  communism  men- 
tioned by  the  Communists.  You  hear  "land  reform"  mentioned  by 
the  Communists,  and  it  is  not  until  the  peasant  agrees  to  the  land 
reform,  that  takes  over  the  land,  that  then  he  finds  out  that  he  belongs 
to  the  Communists,  and  he  is  then  hooked,  and  he  is  hooked  for  good. 

So  that  is  typical  of  their  operation.  They  gain  their  membership 
under  the  guise  of  one  thing;  and,  upon  acquiring  the  membership, 
then  they  apply  their  Communist  action  against  those  people  and 
use  them  as  their  army. 

That  is  typical  of  Asia  and  it  is  typical  of  the  Communist  action 
everywhere,  sir,  as  I  am  sure  that  is  not  news  to  anyone. 

Mr.  Morris.  General,  I  think  you  were  setting  forth  before  which 
of  the  nine  principles  of  military  warfare  you  found  the  Communists 
were  putting  into  practice  against  you  while  you  were  the  command- 
ing general  of  the  Hawaiian  Islands. 

General  O'Daniel.  The  nine  principles  that  I  have  in  mind,  I  read 
from  this  report  on  Soviet  total  war,  Mr.  Walter's  committee,  which 
I  was  asked  to  contribute  to. 

Mr.  Morris.  You  are  now  reading.  General,  from  the  statement 
that  you  contributed  to  that  particular  study  ? 

General  O'Daniel.  Yes,  sir.  And  the  nine  principles  of  war  that 
I  refer  to  are  the  principles  of:  The  objective,  simplicity,  unity  of 
commands,  the  offensive,  maneuver,  mass,  economy  of  force,  surprise, 
and  security. 

They  are  the  nine  principles  of  war  that  we  teach  our  military,  in 
our  own  military  schools,  and  I  claim  they  are  being  applied  by  the 
Communists  in  all  their  activities,  and  you  have  more  examples  of 
those  than  you  do  have  military  examples. 

Mr.  Morris.  And  this,  you  say,  is  true  in  the  Hawaiian  Islands? 
■   General  O'Daniel.  Yes,  sir.    The  objective — let's  start  to  repeat 
what  the  Communists"'  objective  is.    We  say  in  our  definition  of  "ob- 


2236       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

jective"  that  a  commander  is  justified  in  using  any  and  all  means 
available  to  him  to  capture  his  objective,  whether  it  means  by  decep- 
tion, by  maneuver,  by  a  lie,  by  brealring  a  treaty,  or  what  not,  it  still 
contributes  to  the  objective,  and  it  is  justifiable  in  waging  war. 

Mr.  Morris.  General,  what  is  the  military  importance,  the  strategic 
importance,  of  the  Hawaiian  Islands? 

General  O'Daniel.  Well,  it  is,  next  to  the  United  States,  the  main 
base  for  the  whole  Pacific. 

Mr.  Morris.  Next  to  the  United  States. 

General  O'Daniel.  Yes,  sir.  It  is  a  staging  area.  It  is  a  training 
area.  It  is  the  command  area  for  the  Pacific;  for  the  Army,  Navy, 
and  Air  in  the  Pacific. 

Mr.  Morris.  General,  based  on  all  your  experiences,  that  is,  mili- 
tary experiences,  strictly  military,  the  experiences  you  had  as  mili- 
tary attache  in  Russia,  together  with  the  fact  that  you  know  the  islands 
and  you  have  been  there  a  great  deal  of  the  time,  and  you  visit  them 
all  the  time,  do  you  think  that  a  useful  purpose  would  be  served,  other 
than  our  own  legislative  purpose,  if  hearings  were  held  about  Com- 
munist infiltration  in  those  islands  ? 

General  O'Daniel.  I  do :  and  I  am  delighted  to  know  that  such  a 
thing  is  going  to  happen.  I  was  hoping  it  would  happen  for  the  last 
4  years. 

Mr.  Morris.  Senator,  I  have  no  more  questions. 

Senator  Johnston.  That  is  much  more  needed  now  than  it  was,  say, 
a  few  years  ago  when  the  local  government  in  Hawaii  had  more  money 
to  make  the  proper  investigation,  too,  is  that  not  true? 

General  O'Daniel.  Yes,  sir. 

Senator  Johnston.  For  some  reason,  they  have  cut  down  on  the 
amount  of  appropriation  for  this  kind  of  work,  and  it  leaves  less  pro- 
tection against  infilatration  of  Communists. 

General  O'Daniel.  Yes,  sir. 

Senator  Johnston.  Their  activities. 

General  O'Daniel.  Yes,  sir,  it  does. 

Senator  Johnston.  So  you  think  we  should  go  forward  with  an 
investigation  out  there? 

General  O'Daniel.  That  is  my  personal  opinion,  sir.  I  think  it  is 
a  very  timely  thing. 

Senator  Johnston.  Any  other  question? 

Mr.  Morris.  Do  you  have  any  questions? 

I  have  none. 

Senator  Johnston.  General,  we  cei-tainly  thank  you  for  coming 
before  us  today. 

General  O'Daniel.  I  appreciate  the  opportunity  of  having  been 
here. 

("Wliereupon,  at  11  a.  m.,  (he  subcommittee  recessed,  subject  to  call.) 
(The  following  subcommittee  news  release  was  ordered  into  the 
record  at  this  point:) 

[Release  to  afternoon  papers  of  Monday,  November  19,  1956,  from  the  Senate  Internal 

Security  Subcommittee] 

Washington,  November  19. — Two  questions  regarding  the  importance  of  Hono- 
lulu as  an  element  of  the  national  security  of  the  United  States  were  posed  to 
Adm.  Charles  M.  Cooke,  USN,  retired,  by  the  SiBoate  Internal  Security  Subcom- 
mittee early  last  month. 

These  questions  were : 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2237 

(1)  What  is  the  strategic  military  importance  of  Honolulu  and  the  Ha- 
waiian Islands? 

(2)  Could  a  disruption  of  this  port  and  these  islands  by  Communist  in- 
ternal forces  affect  our  national  security? 

Chairman  James  O.  Eastland  (Democrat  of  Mississippi)  today  made  public  the 
replies  of  Admiral  Cooke,  who  was  chief  strategical  oflScer  of  the  Navy  during 
most  of  World  War  II. 

In  a  letter  dated  October  23,  1956,  Admiral  Cooke  said : 

"The  strategic  importance  of  the  Hawaiian  Islands  can  be  pointed  up  Ijy  a 
brief  reference  to  the  attack  on  Pearl  Harbor  and  the  oi)euing  of  the  war  with 
Japan  in  1941.  This  attack  did  not  include  a  strong  landing  force,  but  it  might 
have  done  so  in  a  manner  similar  to  the  attack  against  Midway  Island  under- 
taken by  the  Japanese  6  months  later. 

"Thus  the  possibility  existed  of  Japanese  occupation  of  the  Hawaiian  Islands. 
If  this  had  occurred  the  Japanese  would  have  been  in  a  position  to  disrupt  our 
Pacific  coastal  shipping  and  to  conduct  attacks  along  the  Pacific  coast.  Any 
efforts  by  the  United  States  to  move  toward  regaining  control  of  the  western 
Pacific,  to  maintain  and  use  a  supply  route  to  Australia  and  New  Zealand  would 
necessarily  have  been  delayed  for  several  years. 

"For  many  years  we  have  recognized  that  the  establishment  in  the  Western 
Pacific  and  in  Eastern  Asia  of  a  strong  power  hostile  to  the  United  States  would 
endanger  American  security  in  a  critical  way.  In  this  day  and  age  of  the  de- 
velopment of  nuclear  power  of  the  great  range  of  nuclear  powered  shipping  and 
aircraft,  the  maintenance  of  control  of  the  Pacific  Ocean  by  the  forces  of  freedom 
led  by  the  United  States  is  vital  to  the  future  of  the  world. 

"During  the  last  11  years  Soviet  communism  has  pursued  an  active  objective 
toward  the  conquering  and  establishing  control  of  all  East  Asia.  If  communism 
is  to  carry  out  this  purpose  it  must  succeed  in  controlling  sea  communications 
along  the  east  coast  of  Asia  south  to  Southeast  Asia,  Indonesia  and  the  entrances 
to  the  India  Ocean.  If  the  free  world  is  to  prevent  communism  from  carrying 
out  these  objectives  it  must  be  in  a  strategic  position  to  bring  to  bear  naval 
power  including,  of  course  airpower  against  Communist  aggressive  use  of  the 
sea  communications  in  this  area.  Further,  the  United  States  must  be  capable 
of  projecting  economic  and  military  suppoi't  to  the  land  power  forces  of  freedom 
in  the  western  Pacific. 

"I  believe  that  your  committee,  other  committees  of  the  Congress,  and  agencies 
of  the  United  States  Government  have  established  irrefutably  that  Communist 
organizations  in  our  midst  are  organized  and  controlled  and  are  devoted  to  the 
interest  of  the  world  Communist  conspiracy. 

"It  goes  without  saying  that  if  Communist  power  continues  to  advance  in 
Southeast  Asia  and  in  the  Pacific,  if  it  succeeds  in  bringing  Formosa  into  Com- 
munist control  and  Japan  into  the  Communist  orbit,  then  Communist  domina- 
tion of  the  Hawaiian  Islands  could  spell  irretrievable  disaster  to  the  United 
States." 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


FRIDAY,   NOVEIkTBER  30,    1956 

United  States  Senate, 
Subcommittee  to  Investigate  the  Administration 
OF  THE  Internal  Security  Act  and  Other  Internal 

Security  Laws,  of  the  Committee  on  the  Judicary, 

Honolulu^  T.  H. 

The  subcommittee  met,  piirsiumt  to  adjournment,  at  9 :  30  a,  m., 
in  the  Senate  Chamber,  lolani  Palace,  Senator  James  O.  Eastland 
( chairman )  presiding. 

Present :  Senators  Eastland,  Watkins,  Johnston,  Welker  and  Sena- 
tor Butler. 

Also  present:  Robert  Morris,  chief  counsel;  Benjamin  Mandel, 
research  director. 

Senator  Eastland.  Let's  have  order,  please. 

First,  the  chairman  would  like  to  state  this  to  the  photographers : 

We  desire  to  cooperate  with  you  in  every  way,  but  you  cannot  get 
between  a  witness  and  the  committee.  You  may  take  pictures  while 
a  witness  is  testifying.  If  it  interferes  with  his  testimony,  then  we 
will  have  to  ask  you  to  desist  until  his  testimony  is  concluded.  Of 
course,  you  are  at  perfect  liberty  to  take  pictures  before  a  witness 
begins  his  testimony. 

The  United  States  Senate  Internal  Security  Subcommittee  has 
been  drawn  to  these  Hawaiian  Islands  by  evidence  accumulated,  dur- 
ing the  last  5  years,  that  Communists  have  been  active  here. 

We  have  a  mandate  from  the  United  States  Senate  that  compels 
us  to  learn  and  to  report  to  that  body  all  relevant  facts  bearing  on  the 
internal  security  of  the  United  States  of  America. 

Tliis  is  so  in  oider  that  whatever  legislative  action  the  Congress  of 
the  United  States  should  take,  ma}''  proceed  from  a  thorough  and 
comprehensive  understanding  of  present-day  reality. 

Perhaps  new  legislation,  bearing  on  subversion,  should  be  enacted. 
It  may  be  that  existing  laws  have  become  antiquated  and  outmoded 
by  the  changing  scene. 

During  the  past  year  we  have  been  engaged  in  hearings  on  the 
scope  of  Soviet  activity  in  the  United  States.  On  February  8,  1956, 
as  chairman  of  the  subcommittee,  I  announced  for  the  subcommittee 
the  following,  and  I  quote : 

The  Internal  Security  Subcommittee  is  beginning  a  series  of  liearings  on  the 
scope  of  Soviet  activity  in  the  United  States. 

We  shall  try  to  determine  to  what  extent  Soviet  power  operates  through  the 
Communist  Party  here  and  to  what  extent  other  organizations  have  been  devised 
to  effectuate  its  purposes. 

2239 


2240       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

We  shall  study  the  structural  revisions  that  the  Commuuists  have  made  in 
their  network  in  order  to  avoid  detection,  and  endeavor  to  trace  the  movement 
of  individual  agents  through  those  changing  structures. 

Since  that  time  we  have  observed  that  the  Commimist  Party,  which 
has  frequently  been  adjudicated  to  be  an  instrument  of  Soviet  power, 
has  been  organizing-  and  reorganizing  its  internal  structure,  so  as 
to  escape  detection,  to  obscure  its  hitherto  proclaimed  designs  and 
generallv  to  heighten  its  own  effectiveness. 

More  and  more  we  have  found  that  formal  party  membership  with 
such  trappings  as  party  cards  have  become  outmoded  and  that  more 
flexible  binding  ties  have  been  devised. 

The  distinguislied  Director  of  the  Federal  Bureau  of  Investigation, 
Mr.  J.  Edgar  Hoover,  reported  this  when  he  testified  before  a  com- 
mittee of  Congress  on  December  8,  1953,  and  I  quote  from  Mr. 
Hoover : 

No  longer  are  Communist  Party  membership  cards  issued ;  maintenance  of 
membership  records  are  forbidden;  contacts  of  rank  and  file  members  are 
limited  from  3  to  5— the  basic  club  unit.  Most  of  the  local  headquarters  have 
been  discontinued  and  party  records  have  been  destroyed. 

That  is  Mr.  Hoover's  statement. 

By  way  of  example,  on  February  21  we  commenced  a  series  of  hear- 
ings on  the  nature  of  the  relationship  of  those  Americans  who  have 
worked  for  the  Tass  News  Agency. 

We  observed  that  that  Soviet  news  agency  had  drawn  its  personnel 
from  the  ranks  of  the  Communist  Party  but  that  as  soon  as  the  em- 
ployer-employee relationship  was  established,  all  formal  ties  to  the 
Communist  Party  were  immediately  severed. 

Consequently,  when  we  asked  an  employee  if  he  were  a  Communist 
Party  member  the  day  before  he  took  up  employment  he  could  not 
enter  a  sworn  denial  in  the  record  but  instead  invoked  his  privilege 
against  incrimination  under  the  fifth  amendment  to  the  Constitution. 

However,  when  we  asked  him  if  he  were  a  Communist  member  the 
day  after  his  employment,  he  felt  he  could  and  did  enter  a  denial  in 
the  record.  This  was  so  because  there  was  an  actual  regulation  passed 
that  employees  Avere  to  sever  their  formal  ties. 

Meanwliile,  however,  we  found  that  these  people  continued  to  meet 
their  old  Communist  associates  and  have  attencled  Communist  meet- 
ings, but  without  the  encumbrance  of  formal  party  membership. 

In  other  hearings  we  found  evidence  of  this  trend  toward  the 
streamlining  of  structures  to  meet  the  changing  political  currents 
of  the  world. 

We  are  here  today  mindful  of  the  generous  hospitality  of  Gov. 
Samuel  Wilder  King,  who  has  done  everything  humanly  possible  to 
make  us  feel  welcome.  We  have  come  to  know  not  only  the  beauty 
that  abounds  on  these  islands,  but  the  charming  hospitality  of  the 
very  fine  ]3eople  here,  and  we  are  grateful  for  all  of  it. 

We  have  asked  several  score  of  witnesses  to  testify  during  these 
coming  hearings.  We  have  selected  these  witnesses  because  we  feel 
that  they  are  competent  to  testify  about  conditions  on  these  islands. 
We  hope  that  all  of  them  will  be  responsive  and  contribute  to  the 
understanding  of  current  reality  and  to  the  welfare  of  heir  country  in 
its  struggle  against  communism. 

Senator  Johnston,  would  you  have  anything  to  say? 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2241 

Senator  Johnston.  First,  I  want  to  commend  the  chairman  for 
the  statement  that  he  has  made.    I  endorse  it  in  toto. 

We  are  here  seeldng  information.  We  are  seeking  information  in 
order  that  we  may  know  how  to  meet  the  situations  of  the  world  today. 

This  committee  has  been  making  investigations  of  the  same  nature 
that  we  are  making  here,  in  the  various  States  of  the  United  States. 
We  have  gone  into  several  of  our  larger  cities  to  make  investigations. 
So  this  is  nothing  new  for  us  to  go  to  the  people  of  the  United  States 
to  make  investigations. 

In  order  to  make  investigations  we  must  have  people  to  come  before 
us  and  testify,  and  testify  as  to  what  the  conditions  are  in  what- 
ever particular  community  we  happen  to  go  to  hold  the  hearings.  So 
today  we  are  in  your  beautiful  islands  and  as  has  been  so  timely  and 
well  said  by  our  chairman,  the  hospitality  of  your  people  is  beyond 
anticijDation.  And  I  want  to  tell  you  that  I  expected  hospitality  to  the 
very  highest  degree  when  I  thought  of  coming  here. 

Now,  then,  today  and  all  through  these  hearings,  I  don't  want  the 
people  of  these  islands  to  think  that  we  have  picked  you  out,  thinking 
that  probably  you  are  infiltrated  with  communism,  any  more  than 
we  have  picked  out  other  cities  of  our  Nation,  but  we  are  here  to  find 
out  what  the  situation  is,  and  to  make  a  report  back  to  our  full  com- 
mittee of  the  conditions  that  we  might  find  here. 

I  hope  that  the  people  that  we  call  before  us  as  witnesses  will  co- 
operate with  this  committee  and  give  us  the  desired  information,  in 
order  that  we  all  may  be  true,  loyal,  and  good  Americans  wherever 
we  may  reside. 

Senator  Eastland.  Senator  Watkins. 

Senator  Watkins.  Thank  you,  Mr.  Chairman. 

I  have  listened  with  close  attention  to  the  statements  made  by  my 
colleagues  on  this  committee. 

I  happen  to  be  the  ranking  Republican  member  of  the  committee 
present  today.  I  want  to  say  to  you  now  that  this  committee  has  not 
proceeded  at  any  time  on  a  partisan  basis.  We  are  all  Americans,  and 
irrespective  of  our  party  membership,  we  are  all  opposed  to  commu- 
nism. We  are  all  supporting  loyally  this  country  in  its  fight  to  main- 
tain freedom  throughout  the  world. 

So  today  I  want  to  mention  that,  so  that  you  will  know  there  is  no 
division  on  the  committee  with  respect  to  the  objectives  of  this  com- 
mittee. I  have  been  a  member  of  it  since  its  organization  a  number 
of  years  ago.  We  have  attempted  to  conduct  fairly  and  thoroughly 
the  investigations  that  the  Senate  of  the  United  States  has  entrusted 
to  us.  And  as  has  already  been  said,  we  conduct  the  same  type  of 
investigation  here  that  we  conduct  anywhere  else  in  the  United  States. 

It  has  been  my  privilege  to  serve  with  other  chairmen.  Senator  Mc- 
Carran  and  Senator  Jenner  of  Indiana,  and  I  want  to  say  to  you  that 
all  of  the  chairmen,  including  the  present  one,  have  been  fair  in  the 
conduct  of  these  hearings. 

Sometimes  people  wonder  if  these  hearings  are  necessary.  That  is 
not  for  this  committee  to  determine.  It  has  been  determined  by  the 
Congress  of  the  United  States  and  specifically  also  by  the  Senate. 

As  our  chairman  has  announced,  we  have  a  specific  duty  to  perform. 

72723— 57— pt.  39 2 


2242       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

We  have  not  sought  headlines;  we  have  attempted  to  develop  the  facts 
and  preserve  just  as  far  as  we  possibly  can  the  rights  of  individual 
citizens  who  appear  before  the  committee. 

This  is  not  a  trial.  No  one  is  placed  on  trial  or  no  organization  is 
])laced  on  trial.  We  are  here  to  develop  facts  for  the  purpose,  first 
of  all,  of  enabling  the  Congress  of  the  United  States  to  either  amend  or 
repeal  legislation  it  now  has  or  to  adopt  new  legislation  with  respect 
to  the  problems  that  come  to  this  committee  for  investigation.  I 
think  that  should  be  emphasized  at  all  times,  that  this  is  not  a  trial. 
The  witnesses  who  appear  here  are  supposed  to  help  us  with  the  facts, 
to  testif}^  cooperatively  and  aid  the  committee  in  the  job  that  has  been 
assigned  to  it.     And  I  am  hoping  you  will. 

Now  may  I,  in  concluding  my  remarks  this  morning,  join  with  my 
colleagues  in  great  appreciation  of  the  beauty  of  the  island  and  the 
wonderful  hospitality  we  have  found  out  here. 

I  was  here  in  1951  and  spent  nearly  a  month  here.  I  had  a  daughter 
and  a  son-in-law  living  here  at  the  time.  I  didn't  come  out  on  an 
official  mission  but  I  met  many  of  your  people.  And  many  of  the 
people  of  Utah  have  engaged  in  business  here.  I  think  we  probably 
have  as  large  a  representation  in  the  islands  as  any  other  State  in  the 
Union. 

I  am  happy  to  be  here.  Mrs.  Watkins  is  happy  to  join  me  in  what 
I  have  said  with  respect  to  your  hospitality  and  the  beauty  of  this  area. 

Senator  Easti^and.  Senator  Welker. 

Senator  Welker.  Mr.  Chairman,  may  I  join  with  my  colleagues  in 
saying  that  the  warmth  of  the  reception  i-eceived  by  this  committee 
will  always  be  remembered  by  the  Welker  family.  Nothing  could 
have  Ijeen  more  wholesome,  more  genuine.  You  are  all  100-percent 
Star-Spangled  Banner  Americans  in  the  view  of  the  Senator  from 
Idaho. 

The  beauty  of  these  islands  need  not  be  praised  again.  But  com- 
ing here  to  this  bit  of  heaven  for  the  first  time,  I  wonder  if  you  appre- 
ciate what  you  have  here  in  this  marvelous  country,  these  islands, 
that  have  evei*ything  in  the  world,  it  seems. 

May  I  say  this.  That  not  one  single  person  upon  (his  committee, 
including  the  chairman,  asked  for  the  job  that  we  now  have.  You, 
the  American  people,  through  the  Congress  of  the  United  States,  estab- 
lished the  Internal  Security  iVct;  you  were  the  people  who  formed 
this  committee,  and  its  members  were  chosen,  not  from  our  own  desire 
or  wishes  but  because  of  the  fact  we  had  a  job  to  do  in  the  Senate  of 
the  United  States.  And  we  will  do  that  in  an  objective,  fair,  honest 
way. 

And  may  I  say  thanks  to  you,  and  all  of  you,  for  your  cooperation 
again.  Mrs.  Welker  and  our  teen-age  daughter,  Nancy,  and  I  join  in 
saying  we  are  happy  very  much  to  be  here. 

Senator  Eastland.  Senator  Butler. 

Senator  Butler.  Thank  you,  IMr.  Chairman. 

Mr.  Chairman,  I  am  reminded  of  the  story  of  the  Three  Little  Bears. 
By  the  time  it  gets  down  to  me,  all  the  porridge  is  gone.  [Laughter.] 
But  I  want  to  say  that  I  come  here  with  a  spirit  of  great  friendliness. 

We  have  been  accepted  by  the  people  of  these  lovely  islands  with 
open  arms.  I  personally  have  nothing  to  gain  by  being  here.  I  have 
nothing  against  anybody  in  these  islands.  I  am  here  to  determine 
facts,  and  I  know  that  you  all  will  cooperate  in  that  effort. 


6C0PE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2243 

I  am  delighted  to  be  here ;  my  wife  is  with  me  and  we  have  had  a 
marvelous  time  in  your  islands,  and  we  are  looking  forward  to  a 
marvelous  time.  You  are  a  very  friendly  and  lovely  people,  and  we 
are  here  in  that  same  spirit  of  friendship  and  well  being  for  all  good 
American  citizens. 

Senator  Eastland.  Governor  King  will  be  the  first  witness. 

Governor  Samuel  Wilder  King.  Thank  you.  Senator. 

Mr.  Chairman,  I  have  a  brief  statement  I  would  to  read. 

Senator  Eastland.  Will  you  stand  and  hold  your  hand  up,  please  ? 

Do  you  solemnly  swear  the  testimony  you  are  about  to  give  before 
the  Senate  Internal  Security  Subcommittee  of  the  Senate  of  the  United 
States  will  be  the  truth,  the  whole  truth,  and  nothing  but  the  truth, 
so  help  you  God  ? 

Governor  King.  I  do. 

TESTIMONY  OF  SAMUEL  WILDER  KING 

Mr.  Morris.  Governor  King,  please  be  seated. 

Senators,  Governor  King  made  available  to  the  subcommittee  yester- 
day, in  compliance  with  the  24-hour  rule  that  we  have,  his  statement 
and  he  would  like  to  read  that  at  the  beginning  of  the  testimony. 

Senator  Eastland.  Proceed,  Governor. 

Governor  King.  Do  you  desire  me  to  identify  myself,  Mr.  Chair- 
man ? 

Senator  Eastland.  You  are  already  identified  in  the  record. 

Governor  King.  Mr.  Chairman  and  members  of  the  committee. 

As  Governor  of  Hawaii,  I  welcome  the  investigation  into  the  Com- 
munist problem  here  in  this  Territory  which  this  Senate  Subcommittee 
on  Internal  Security  is  now  holding. 

We  know  there  are  Communists  in  these  islands. 

We  know  who  some  of  them  are,  but  we  do  not  know  how  many 
others  there  may  be. 

During  April  10  to  19,  1950,  a  subcommittee  of  the  United  States 
House  of  Representatives  Un-American  Activities  Committee  con- 
ducted an  investigation  here  into  the  same  problem. 

Some  39  witnesses  called  before  this  committee  invoked  the  protec- 
tion of  the  fifth  amendment  of  the  Constitution  to  justify  their  refusal 
to  answer  questions  put  to  them  by  that  committee. 

Locally  these  persons  are  referred  to  as  the  "reluctant  39." 

They  continue  to  be  at  large,  active  in  various  pursuits,  and  most 
of  them  have  made  no  effort  to  deny  that  they  have  been  or  are  Com- 
munists. 

More  recently,  from  November  5,  1952,  to  June  19,  1953,  on  charges 
preferred  by  the  United  States  Government,  based  on  information  de- 
veloped by  the  FBI,  seven  members  of  this  community  were  tried  and 
convicted  under  the  Smith  Act  for  conspiring  to  teach  and  advocate 
the  overthrow  of  the  United  States  Government  by  force  and  violence. 

The  trial  was  held  in  the  United  States  District  Court  for  the  Dis- 
trict of  Hawaii  before  a  Federal  judge  and  a  local  jury.  All  7  were 
found  guilty ;  6  of  this  group  were  sentenced  to  imprisonment  for  5 
years  and  fined  $5,000  each;  the  seventh,  a  woman,  was  sentenced  to 
3  years  imprisonment  and  fined  $2,000. 

For  a  period  of  well  over  3  years,  since  July  1953,  all  7  of  these  per- 
sons have  continued  at  liberty  on  bail,  with  very  little  interference 


2244       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

with  their  normal  pursuits  in  this  community,  pending  action  on  their 
appeals  in  the  United  States  Ninth  Circuit  Court. 

Through  the  Territorial  Commission  on  Subversive  Activities,  other 
evidence  of  Communist  affiliation  is  available  to  me.  However,  the 
Territory  of  Hawaii,  notwithstanding  our  knowledge  of  the  Com- 
munist threat  in  these  islands,  has  no  authority  to  charge  and  punish 
Communists  under  any  territorial  law. 

The  Communist  problem  is  a  national  problem.  Our  part  of  it  here 
in  Hawaii  is  only  a  small  segment  of  the  picture  that  has  been  revealed 
to  the  American  people  repeatedly  in  trials  in  New  York,  Pittsburgh, 
Chicago,  Los  Angeles,  Seattle,  and  elsewhere.  However,  we  do  real- 
ize that,  because  of  the  great  importance  of  these  islands  as  a  strategic 
base  in  the  national  defense,  it  is  most  important  that  no  disloyal  ele- 
ment be  tolerated. 

Because  this  is  a  national  problem  and  can  best  be  handled  through 
national  agencies,  by  the  Congress  itself  through  the  United  States 
Department  of  Justice  and  the  United  States  courts,  I  am  glad  that 
this  coimnittee  has  come  here  to  determine  what  might  be  done  to 
help  us  stamp  out  what  Commmiist  influence  exist  here. 

Perhaps  the  evidence  you  develop  here  may  justify  the  United  States 
Government  to  invoke  the  provisions  of  the  Communist  Control  Act 
of  1954,  Public  Law  637,  83d  Congress. 

This  would  free  industry  from  the  necessity  of  recognizing  such 
organization  as  legitimate  labor  unions,  with  which  they  are  now  re- 
quired by  law  to  negotiate  labor  contracts. 

There  is  a  great  deal  of  local  resentment  against  the  activities  of 
local  Communists.  This  is  shown  in  expressions  of  j)ublic  opinion  and 
in  organizational  counteractivity,  but  the  difficulty  is  that  our  people 
find  there  is  nothing  very  effective  that  can  be  done  on  the  local  level. 
Unfortunately,  the  Communist  problem  is  intertwined  with  legitimate 
labor  activities. 

The  International  Longshoremen's  and  Warehousemen's  Union,  the 
ILWU,  headed  by  Harry  Bridges,  extended  its  activities  to  Hawaii 
shortly  before  World  War  II.  Jack  Wayne  Hall  was  appointed  the 
regional  director  by  Harry  Bridges  in  1944  and,  when  World  War  II 
ended,  this  union  saw  the  opportunity  to  expand  in  the  Territory. 

Since  then,  every  effort  to  expose  and  combat  the  anti- American 
activities  of  Jack  Hall  and  his  immediate  circle  of  identified  Commu- 
nists has  been  distorted  by  Communist  propaganda  as  an  attempt  to 
disrupt  a  labor  union.  Anyone  who  speaks  up  against  communism 
and  its  adherents  here  immediately  becomes  a  target  for  denunciation 
in  a  typical  smear  technique  and  "is  held  up  to  the  union  members  as 
being  antiunion  and  antilabor. 

In  1950  the  CIO  expelled  the  ILTVU  and  several  other  unions  on 
the  mainland  on  the  grounds  that  they  were  Communist  dominated. 
Today  the  same  leaders  are  still  running  the  ILWLT. 

Also  we  know  that  the  leaders  of  the  UPW,  the  United  Public 
Workers,  originally  organized  here  as  a  branch  of  the  United  Public 
Workers  of  America,  have  been  identified  as  having  been  members  of 
the  Communist  Party. 

As  Governor,  I  liave  tried  as  much  as  possible  to  disassociate  the 
Communist  leaders  from  the  rank  and  file  of  both  the  IL^VU  and  the 
UPW.  I  have  repeatedly  affinned  my  confidence  in  the  basic  loyalty 
and  patriotism  of  the  rank  and  file  of  these  two  unions.     However,  the 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES      2245 

members  of  these  two  organizations  continue  to  give  tlieir  leaders 
active  support  despite  their  Communist  records.  The  leaders  have 
been  successful  in  convincing  the  rank  and  file  that  every  charge  against 
them  is  an  attack  on  labor. 

The  National  Labor  Rehitions  Act  may  require  industry  to  deal  with 
these  unions  but  no  such  compulsion  rests  on  govermnent.  I  have 
consistently  as  Governor  refused  to  recognize  or  meet  with  any  person 
known  to  have  been  a  Communist,  who  has  not  shown  an  honest  dissas- 
sociation  from  the  Communist  movement.  But  until  some  authority 
greater  than  any  at  the  command  of  the  Territorial  government  here  in 
Hawaii  can  charge,  convict,  sentence,  and  imprison  these  Communist 
leaders,  such  efforts  as  we  may  make  to  clean  house  cannot  be  fully 
effective. 

I  therefore  hope  that,  if  the  facts  justify  it,  the  committee  will  see  fit 
to  recommend  that  the  two  unions  which  we  know  to  have  Communist 
leaders  in  positions  of  authority  be  listed  as  Communist-infiltrated 
under  the  Communist  Control  Act  of  1954. 

That  would  be  a  great  help  to  us  who  have  been  fighting  communism 
and  trying  to  find  some  means  within  our  power  to  eliminate  the  danger 
in  our  midst,  in  order  that  our  unions  can  take  their  place  in  the  com- 
munity as  legitimate  labor  organizations  mider  leaders  of  unques- 
tioned loyalty  to  the  United  States. 

We  feel  that  the  Territory  has  demonsti-ated  its  desire  to  combat 
communism  in  these  islands. 

During  the  waterfront  strike  in  1949,  the  legislature  was  called  into 
special  session  by  former  Gov.  Ingram  M.  Stainback  and  passed  a  bill 
that  authorized  the  Territory  to  take  over  the  waterfront  and  load  and 
imload  ships  through  governmental  agencies. 

The  creation  of  a  Territorial  Conmiission  on  Subversive  Activities 
is  another  indication  of  our  awareness  of  the  problem  and  our  desire  to 
solve  it. 

We  require  a  very  stringent  loyalty  procedure  applying  to  all  gov- 
ernmental employees.  Territorial  and  county.  We  have  weeded  out  all 
known  Communists  in  government  employment. 

Infiltrated  by  a  handful  of  dedicated  Communists,  legitimate  labor 
unions  are  dominated,  even  to  the  extent  of  the  demonstration  in  oppo- 
sition to  these  hearings,  because  the  membership  of  these  unions  are 
simply  not  convinced  that  their  leaders  are  Communists. 

The  freedom  permitted  these  leaders,  even  after  conviction  in 
Federal  court,  is  a  further  demonstration  to  the  membership  that  the 
charges  and  the  convictions  of  these  Coimnmiists  were  merely  a  union- 
busting,  antilabor  frameup. 

Once  the  truth  of  the  charge  against  these  Communists  is  realized  by 
the  workei-s,  they  will  be  rejected  and  replaced  by  men  of  imquestioned 
loyalty.  The  people  of  Hawaii  are  loyal  and  patriotic  Americans. 
We  have  a  very  high  percentage  of  veterans  in  our  population.  We 
maintain  an  active  and  highly  efficient  National  Guard,  recruited  to 
full  strength  for  which  f mids  have  been  appropriated. 

We  have  close  and  friendly  relations  with  the  military  forces  sta- 
tioned here  m  large  numbers.  I  cannot  for  a  moment  believe  that  any 
Communist-led  "uprising"  against  the  authority  of  the  United  States 
is  possible. 

However,  strikes,  work  stoppages,  slowdowns,  and  other  phases  of 
economic  tactics  common  to  controversies  in  industry  conld  well  be 


2246       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

used  by  these  Communist  leaders  to  impair  America's  military  activi- 
ties. These  possibilities  point  up  against  the  national  character  of  our 
Communist  problem. 

The  presence  of  this  subcommittee  is  a  logical  development  of  the 
realization  all  over  the  United  States  that  the  Federal  Goverimient 
must  take  the  lead  in  bringing  relief  from  Communist  activities  to 
separate  communities  in  our  Nation. 

We  have  every  desire  and  hope  that  your  hearings  will  substan- 
tially advance  this  common  cause. 

And,  Mr.  Chairman,  anything  I  can  do  to  place  myself  and  the 
Territorial  government  and  its  agencies  at  your  command  will  be  done 
very  gladly  and  very  willingly. 

Senator  Eastland.  Thank  you,  Governor  King.  The  chairman 
desires  to  congratulate  you  on  the  very  intelligent  and  very  able  and 
patriotic  statement. 

Senator  Johnston. 

Senator  Johnston.  I  notice  you  state  here  that  some  39  witnesses 
called  before  a  committee  here  used  the  fifth  amendment.  How  many 
witnesses  testified ;  approximately,  if  you  don't  know  the  exact  num- 
ber? 

Governor  King.  I  do  not  know,  Senator. 

Senator  Johnston.  I  just  wanted  to  get  at  how  many. 

Governor  King.  I  don't  know.  Could  I  ask  Mr.  Stephenson,  who 
is  the  chairman  of  the  Territorial  Commission  on  Subversive  Activi- 
ties, whether  he  remembers  how  many  were  called,  how  many  were 
subpenaed. 

There  were  39  who  refused  to  testify. 

Senator  Johnston.  If  you  can  furnish  that  for  the  record,  that  is 
the  only  thing  I  want,  just  to  see  what  percentage  it  was  that  used  the 
fifth  amendment. 

Governor  King.  There  were  several  who  did  testify  willingly. 

Senator  Johnston.  I  believe  you  stated  here  they  found  seven 
guilty  and  sentenced  them.     Were  there  others  accused  at  that  time  ? 

Governor  King.  No,  sir.  The  charge  was  made  against  7  indi- 
viduals, one  of  whom  was  Jack  Hall;  the  other  6  were  the  publicly 
announced  secretary  of  the  Communist  Party  of  Hawaii,  the  editor 
of  the  Honolulu  Kecord,  and  the  wife  of  another  person.  All  in  all, 
six  other  people,  none  of  whom  were  labor  leaders  but  all  of  whom 
were  active  in  the  Communist  movement  in  Hawaii.  No  other  people 
were  charged,  only  seven,  and  they  were  unanimously  found  guilty  by 
a  jury  of  local  people,  including  representation  from  each  of  our  racial 
groups.     It  was  a  cross  section  of  our  community. 

Senator  Johnston.  Do  you  know  whether  or  not  they  found  any 
others  involved  at  that  time  ? 

Governor  King.  Not  at  that  time  or  at  that  trial. 

Mr.  Morris.  Mr.  Chairman,  the  Governor  has  referred  to  a  Mr. 
Stephenson  here. 

I  wonder  if  Mr.  Stephenson  would  identify  himself  for  the  record. 

Mr.  William  B.  Stephenson.  I  am  William  B.  Stephenson,  chair- 
man of  the  Territorial  Commission  on  Subversive  Activities. 

Mr.  Morris.  What  is  that  commission,  Mr.  Stephenson  ? 

Mr.  Stephenson.  That  is  a  commission  created  by  act  of  our  legis- 
lature of  1949,  consisting  of  7  members  appointed  by  the  Governor, 
confinned  by  our  senate ;  at  least  3  of  the  members  of  that  commission 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2247 

must  be  lawyers,  the  chairman  must  be  a  lawyer ;  all  4  of  our  counties 
are  represented,  and  no  more  than  4  members  of  the  commission  may 
be  from  a  single  political  party. 

Governor  Iving.  Mr.  Chairman,  this  is  the  agency  that  I  referred 
to  as  one  of  the  indications  of  the  Territory's  desire  to  combat  com- 
munism, that  the  legislature  in  1949  created  a  commission  on  subver- 
sive activities  that  had  certain  powers,  but  not  punitive  powers — 
powers  of  investigation  and  of  subpena  and  taking  testimony  under 
oath.  And  I  referred  to  the  Territorial  Commission  on  Subversive 
Activities ;  Mr,  Stephenson  is  the  chairman  of  that  commission  at  this 
time. 

Senator  Eastland.  Governor  King,  would  Mr.  Stephenson  be  avail- 
able to  testify  during  the  hearing  ? 

Governor  King.  No  reason  why  not.     He  certainly  is  available. 

Senator  Eastland.  Senator  Watkins. 

Senator  Watkins.  How  long  did  this  investigation  by  the  commis- 
sion last  ? 

Governor  Kjng.  Do  you  mean  our  Territorial  commission  or 
the 

Senator  Watkins.  The  Territorial  commission. 

Governor  King.  The  Territorial  commission  is  a  continuing  or- 
ganization. It  keeps  in  touch  with  subversive  activities  all  the  time ; 
screens  all  applicants  for  employment  under  the  Territorial  or  county 
governments,  and  checks  the  loyalty  procedure  required  for  employ- 
ment. So  that  it  is  no  specific  investigation ;  it  is  a  continuous  opera- 
tion. 

Senator  Watkins.  Did  this  commission  hold  public  hearings  such 
as  we  are  holding  now  ? 

Governor  Iving.  I  am  sorry,  I  didn't  hear,  Senator. 

Senator  Watkins.  I  say,  did  this  commission  h«ld  public  hearings 
such  as  we  are  now  holding  ? 

Governor  Iving.  No.  They  hold  executive  hearings  and  then  make 
a  written  report  to  the  legislature  at  each  session,  giving  all  their  find- 
ings and  their  reasons  for  them. 

Senator  Watkins.  You  mentioned  some  of  the  jurisdiction  and 
powers  of  this  commission.  Could  you  give  us  just  a  brief  outline  of 
what  it  w^as  set  up  to  accomplish  ? 

Governor  King.  It  is  only  a  body  to  verify  whether  a  person  can  bt 
legitimately  charged  or  accused  of  being  a  Communist ;  it  has  no  puni- 
tive powers;  it  doesn't  bring  charges  against  him  under  any  law  or 
justifies  any  trial,  but  it  is  empow-ered  in  reporting  the  verification  of 
Communist  affiliation,  is  justified  in  discharge  from  employment  or  in 
refusal  to  be  employed.  It  is  sort  of  a  safeguard  to  government  em- 
ployment agency.  That's  one  thing.  And  also  to  exercise  general  in- 
vestigative powers  over  communism  in  the  Territory. 

Senator  Watkins.  Does  it  file  reports  with  the  Governor  and  with 
the  legislature  ? 

Governor  King.  To  the  Governor  and  to  the  legislature. 

Senator  Watkins.  Those  reports  are  available  to  us  ? 

Governor  King.  They  are  available  and  become  public  documents 
after  they  have  been  submitted  to  the  legislature. 

Senator  Eastland.  Senator  Welker. 

Senator  Welker.  Governor  King,  thank  you  very  much  for  your 
testimony.    I  hope  that  by  your  testimony  and  by  your  appearance 


2248       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

here  the  people  of  these  islands  will  realize  that  this  is  not  a  place 
which  we  picked  out  to  come  to  investigate  the  infiltration  of  com- 
munism which  might  lead  to  the  overthrow  of  our  country  by  force 
and  violence. 

You,  your  Excellency,  are  mindful  of  the  fact,  and  I  think  you  so 
stated  in  your  formal  statement,  that  this  committee  has  held  hear- 
ings all  over  the  United  States,  in  principal  cities,  San  Francisco,  Los 
Angeles,  New  York,  Philadelphia,  Pittsburgh,  all  over  the  United 
States,  and  you,  Governor,  realize  that  we  are  not  picking  out  your 
great  islands  to  hold  these  hearings.     Is  that  a  fact? 

Governor  King.  That  is  quite  correct,  Senator.  I  welcomed  the 
announcement  that  the  committee  was  coming  here;  I  thought  it 
was  a  desirable  thing,  to  determine  the  extent  of  communism ;  through 
ordinary  reading  of  mainland  news  I  realize  that  this  is  an  investi- 
gation that  goes  on  all  over  the  country.  And  I  feel  very  keenly  that 
we  need  the  help  of  the  National  Government  to  determine  the  extent 
and  the  danger  of  communism.  And  I  am  very  close  to  the  military 
services,  I  am  a  former  Navy  man  myself;  I  realize  that  we  camiot 
tolerate  any  degree  of  disloyalty  or  lack  of  patriotism  or  obedience 
to  the  first — what  you  call  it — the  first  needs  of  the  United  States 
Government  in  any  instance. 

I  am  quite  shocked,  I  am  ashamed,  that  there  should  be  any  dem- 
onstration against  this  committee  based  on  a  charge  that  it  was  union 
busting  or  labor  baiting  or  anything  of  that  sort,  because  they  rea- 
lized from  the  first  that  you  were  coming  here  merely  to  find  out 
how  many  Communists  there  were  in  this  community.  And  that 
is  an  obligation  that  rests  on  your  shoulders  to  determine. 

Senator  Welker.  Don't  feel  badly  about  that.  This  committee 
has  been  picketed  in  every  city  that  we  have  ever  appeared  in. 

So  I  want  to  thank  you.  Your  Excellency,  on  your  testimony. 

Senator  Eastland.  Senator  Butler. 

Senator  Butler.  Thank  you,  Mr.  Chairman. 

Governor,  I  was  very  interested  in  your  references  to  the  Com- 
munist-Control Act  of  1954.  I  held  the  hearings  on  that  legislation 
and  managed  it  on  the  floor  of  the  Senate. 

That  act  provides  that  action  under  it  be  taken  by  the  Attorney 
General  of  the  United  States. 

Have  you  as  Governor,  or  has  the  Territorial  legislature  or  has 
the  Communist  commission  of  the  islands  ever  requested  the  Attorney 
General  to  take  action  under  that  act  ? 

Governor  King.  No,  we  have  not,  Senator  Butler. 

Senator  Butler.  Have  you  made  your  hearings  and  conclusions 
known  to  the  Attorney  General  ? 

Governor  King.  No,  we  have  not,  because  the  trial  that  occurred  in 
1953  was  before  a  Federal  court  and  the  appeal  is  now  pending  in 
the  Ninth  Circuit  Court  of  Appeals,  also  a  Federal  court,  so  that 
the  United  States  Department  of  Justice  was  fully  aware  of  the 
whole  details  of  that  trial  and  of  the  evidence  that  "was  adduced  at 
their  instance.  And,  of  course,  the  report  of  the  subcommittee  of 
the  House  of  Representatives  is  also  available  to  the  Department 
of  Justice. 

I  have  verbally  and  orally  urged  the  Department  of  Justice  to 
complete  the  trial  of  these  seven  people  who  were  tried  and  con- 
victed—to complete  the  appeal.    Why  it  has  been  delayed  for  over 


SCOPE    OF    SOVIET   ACTIVITY    EST    THE    UNITED    STATES      2249 

3  5'ears,  I  don't  know.  Tliere  has  been  no  formal  request  on  the  part 
of  the  Territory  or  any  agency  of  the  Territory  asking  the  Depart- 
ment of  Justice  to  certifj^  the  two  unions  I  have  in  mind  as  Commu- 
nist infiltrated.    The  information  is  already  available  in  great  detail. 

Senator  Butler.  Thank  you,  Governor,  and  I  want  to  commend  you 
on  your  very,  very  wonderful  statement. 

Governor  King.  Thank  you. 

Mr.  Morris.  Senator  Butler,  I  would  like  to  state  for  your  mfor- 
mation  that  Mr.  Warren  Littman,  a  representative  of  the  Internal 
Security  Division  of  the  Department  of  Justice,  has  been  sent  here 
by  the  Attorney  General  to  observe  these  hearings,  and  he  will  be 
available  here  at  all  times  to  give  the  Senators  particular  advice. 

Senator  Eastlaxd.  Senator  Watkins. 

Senator  Watkixs.  Governor,  you  referred  to  the  fact  that  some 
people  thought  that  these  activities  were  for  the  purpose  of  breaking 
the  union,  that  it  was  antiunion. 

You  know  as  a  matter  of  fact,  do  you  not,  that  the  union  leaders, 
American  Federation  of  Labor,  CIO,  and  others,  have  been  very 
cooperative  with  this  committee  and  with  the  Congress  in  helping 
us  to  discover  Communists,  wherever  they  might  be,  in  their  unions 
or  elsewhere,  and  they  have  proceeded  in  the  direction  of  expelling 
and  getting  rid  of  Communists  within  their  ranks  and  even  some 
organizations  which  were  affiliated  with  them  have  been  repudiated. 
That  is  true.  The  largest  union  in  the  United  States,  and  the  most 
powerful  union.     That  is  true,  is  it  not  ? 

Governor  King.  Of  course,  it  is  true.  Senator.  And  also  it  is  par- 
ticularly true  that  the  CIO  in  1949  expelled,  at  least  they  had  a 
convention  then  and  charged  a  committee  to  investigate  whether  or 
not  the  ILWU  should  not  be  expelled,  and  in  1950  the  ILAVU  was 
expelled  from  the  CIO. 

We  have  in  Hawaii  ten  or  twelve  thousand  AFD-CIO  unionists, 
belonging  to  perfectly  fine,  loyal,  American  unions,  led  by  aggressive 
and  even  belligerent  labor  leaders  but  nevertheless  patriotic  Ameri- 
cans. 

I  have  appealed  as  well  as  one  can  to  the  membership  of  the  ILWU 
to  purge  themselves  of  their  own  guilty  leadership,  because  the  evi- 
dence has  been  before  the  public  for  some  years  as  to  the  Communist 
character  of  the  leaders  of  the  ILWU,  but  I  haven't  been  successful 
in  doing  it.  Perhaps  this  committee's  investigation  and  findings  may 
help  in  that  very  desirable  purpose. 

Senator  Watkins.  At  this  point,  I  would  like  to  observe  that  as 
a  member  of  this  committee  I  have  conducted,  as  chaiiTnan,  a  number 
of  hearings  at  which  labor  leaders  appeared  and  testified  about  certain 
groups  that  had  been  affiliated  with  them,  that  were  then  affiliated 
with  them,  that  they  were  trying  to  get  rid  of  because  they  were 
convinced  that  they  were  dominated  by  Communists.  Now  that  has 
been  a  rather  common  experience  in  this  committee.  As  I  have 
stated,  I  have  been  with  it  since  its  organization.  Time  and  time 
again  we  have  had  the  help  of  these  labor  leaders,  who  have  come 
in  and  furnished  us  information  leading  to  the  detection  and  exposure 
of  some  of  these  Communists  and  who  have  also  taken  action  through 
their  own  executive  committees  and  through  their  own  conventions 
in  getting  rid  of  Communists. 


2250       SCOPE    OF    SOVIET    ACTrV'ITY    IN    THE    UNITED    STATES 

So  that  it  is  not  a  fair  statement  at  all  that  the  activities  of  this 
committee  or  even  union  leaders  is  directed  in  the  direcion  of  break- 
ing down  unions  or  a  fight  against  union  labor. 

Senator  Johnston.  Governor  King,  since  we  have  spoken  of  a 
union,  is  the  ILWU  at  the  present  time  affiliated  with  the  CIO  or  the 
AFofL? 

Governor  King.  No,  sir.  I  read  in  the  formal  statement  and  I  will 
repeat  at  the  convention  the  CIO  held  in  New  Jersey,  I  think  in  1949, 
the  IL^VTJ  and  several  other  unions  were  charged  with  being  Com- 
munist-dominated and  the  convention  empowered  some  committee  to 
hold  further  hearings  and  to  expel  the  ILWU  if  the  facts  justified. 
There  was  a  very  strong  indictment  against  the  ILWU  written  at  the 
time  of  that  expulsion,  which  occurred  6  years  ago.  And,  of  course, 
the  ILTVU  never  was  a  member  of  the  A.  F.  of  L.,  to  my  knowledge. 

Senator  Johnston.  Since  you  have  made  the  statement  that  you 
welcome  this  committee  to  make  an  investigation  of  this  kind,  to  find 
out  the  facts,  I  would  like  to  know  just  what  your  government  has 
appropriated  in  order  to  make  investigations  somewhat  similiar  to 
this? 

Governor  King.  Over  a  period  of  years.  Senator,  it  has  been  a  con- 
siderable sum.  I,  frankly,  haven't  got  the  figures,  but  each  legislature 
since  1949  has  appropriated  money  for  the  use  of  the  Committee  on 
Subversive  Activities — the  Commission  on  Subversive  Activities. 

Senator  Butler.  Governor,  has  there  been  a  fight  on  those  appro- 
priations, within  the  legislature? 

Governor  King.  No,  sir,  not  a  fight  exactly.  But  in  the  last  legis- 
lature there  was  a  cut  in  the  amount  that  was  requested.  If  that  is 
what  you  are  referring  to. 

Particularly,  as  I  remember,  we  asked  for  $43,000  and  were  given 
$20,000.  May  I  correct  those  figures  for  the  record  when  I  confer 
with  the  chairman  of  the  commission  ?  But  the  commission's  funds 
were  severely  cut  in  the  appropriation  bill.  I  had  to  approve  it  as 
it  was  or  there  wouldn't  have  been  any  appropriation.  So  that  the 
commission  has  had  to  function  on  a  very  limited  basis;  they  are 
almost  closed  up  now. 

Senator  Johnston.  Say  it  is  $20,000  or  even  $25,000,  you  couldn't 
employ  very  many  investigators  and  people  that  were  competent  to 
make  investigations  on  that  amount,  could  you  ? 

Governor  King.  I  didn't  quite  get  it  all. 

Senator  Johnston.  I  say,  say  it  was  $25,000,  that  small  aniomit 
wouldn't  give  you  a  sufficient  amount  to  employ  very  many  competent 
investigators  in  that  field  of  activity  ? 

Governor  King.  Of  course  that  is  correct. 

Even  what  we  asked  for  was  a  very  modest  sum. 

Senator  Eastland.  Do  I  understand  that  you  think  that  appropria- 
tion was  inadequate  ? 

Governor  King.  Inadequate  ? 

Senator  Eastland.  Yes. 

Governor  King.  Yes,  indeed. 

Senator  Eastland.  Senator  Watkins. 

Senator  AVatkins.  Mr.  Chairman,  there  is  one  other  matter  that  I 
would  like  to  clear  up. 

I  am  a  member  of  the  Interior  and  Insular  Affairs  Committee  of 
the  Senate  and  have  served  for  a  number  of  years  as  a  member  of  the 


SCOPE    OF    SOVIET    ACTIVITY    EN    THE    UNITED    STATES      2251 

Subcommittee  on  Territories,  and  for  that  reason  I  have  had  a  very 
definite  interest  in  other  activities  of  the  people  here  and  in  their 
aims  and  ambitions,  and  I  want  to  make  it  perfectly  clear  that  this 
hearing  was  not  held  for  the  purpose  of  trying  to  block  statehood  for 
Hawaii.  I  supported  statehood  and,  until  shown  good  reason  to  the 
contrary,  I  intend  to  keep  on  supporting  it.  But  I  am  a  member  of 
this  committee  and  I  think  we  are  all  unanimous  on  this  view,  in  fact 
I  know  we  are,  that  this  committee  has  stated,  through  the  chairman, 
the  objectives  of  this  inquiry,  and  they  do  not  in  any  yxay  have  any- 
thing to  do  with  statehood,  the  fight  for  statehood. 

I  wanted  to  make  that  perfectly  clear.  If  I  had  felt  it  was  just 
directed  against  that,  I  probably  would  have  been  protesting  very 
loud  and  vigorously  here  today. 

Governor  King.  Thank  you  very  much,  Senator.  We  in  Hawaii 
have  recognized  you  as  a  firm  friend  and  strong  supporter  of  state- 
hood. I  do  not  want  any  of  my  testimony  to  be  taken  as  in  opposition 
or  in  concern  over  statehood  at  all. 

I  feel  that  the  people  of  Hawaii  are  f imdamentally  loyal  Americans 
and  overwhelmingly  so,  and  that  any  Communist  leadership  that  is 
once  disclosed  as  being  anti-American  would  be  very  promptly  sup- 
pressed, whether  by  physical  force  or  not,  as  may  be  needed.  There 
have  been  1  or  2  occasions  when  the  leadership  of  the  ILWU  has  led 
them  into  what  might  be  considered  aiitipublic  welfare  activities  and 
those  efforts  have  failed. 

I  cannot  go  along  with  General  O'Daniel,  whom  I  respect  very 
highly,  with  whom  I  had  very  pleasant  relations  when  he  was  the 
commanding  general  here,  that  there  would  be  an  uprising  in  the  Ter- 
ritory led  by  Communists.  There  might  be,  as  I  have  said  in  this 
written  report,  some  economic  tactics  taken  that  would  impair  mili- 
tary activities  but  they  would  not  be  disclosed  or  understood  by  the 
workers  as  un-American. 

We  have  over  200,000  people  in  the  labor  force  in  the  Territory  and 
the  ILWU  and  the  UPW  together  would  have  a  membership  of  pos- 
sibly twenty-seven  or  twenty-eight  thousand.  So  there  are  a  lot  of 
worlring  people  in  this  Territory  who  are  not  members  of  the  ILWU 
or  the  UPW,  and  there  are  a  lot  of  w^orkers  in  this  Territory  who  are 
members  of  the  A.  F,  of  L.  organization,  besides  many  others  who  are 
not  organized. 

Senator  Watkixs.  I  think  you  stated  you  are  not  fearful  of  a  Com- 
munist uprising. 

Governor  King.  Not  at  all. 

Senator  Johnston.  Governor,  since  that  statement  by  you  has  been 
made,  I  held  the  hearing  when  the  general  testified.  I  would  like  for 
that  really  to  be  cleared  up. 

Mr.  Morris.  Senator,  I  think  the  point  is  that  General  O'Daniel 
was  the  commander  of  the  whole  area  here,  and  he  was  telling  us 
about  the  military  contingency  that  his  military  command  had  to 
take  into  consideration  in  the  event  of  a  Soviet  invasion  or  Soviet 
threat  or  Soviet  war  with  the  United  States,  and  he  just  mentioned 
among  the  military  possibilities  which  every  commander  has  to  take 
into  consideration  that  particular  possibility.  He  did  not  in  way  pre- 
dict that  there  would  be  one,  and  it  was  certainly  in  the  framework 
of  a  military  contingency. 


2252       SCOPE    OP    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Governor  King.  I  have  checked  with  the  adjutant  general  of  the 
Territory,  Major  General  Makinney,  who  is  a  West  Point  graduate, 
retired  from  the  United  States  Army,  now  the  adjutant  general  of 
the  Territory  and  has  been  for  some  years,  and  he  was  in  command  of 
the  National  Guard  during  those  alerts,  and  he  said  they  were  for 
practice  and  for  exercise,  not  in  anticipation 

Senator  Watkins.  They  were  for  what? 

Governor  King.  For  practice  and  for  exercises,  not  for  any  real 
contingency. 

Senator  Watkins.  Uprising. 

Governor  King.  There  is  a  very  strong  statement — going  back  to 
the  expulsion  of  the  ILWU  from  the  CIO— the  executive  board  com- 
mitte  reported  these  findings.    May  I  read  them;  they  are  brief? 

The  testimony,  both  oral  and  documentary,  at  the  hearings  demonstrates  in- 
controvertibly  and  the  committee  finds  that  the  policies  and  activities  of  the 
International  Longshoremen's  and  Warehousemen's  Union,  under  the  leadership 
of  its  international  officers  and  executive  board,  have  long  been  and  are  today 
directed  toward  the  achievement  of  the  program  and  the  policies  of  the  Com- 
munist Party,  rather  than  the  objectives  set  forth  in  the  constitution  of  the 
CIO.  The  ILWU  has  consistently  and  without  a  single  deviation  followed  the 
sharp  turns  and  swerves  of  the  Communist  Party  line  and  has  sacrificed  the  eco- 
nomic and  social  interests  of  its  membership  to  that  line. 

The  defense  presented  by  Harry  Bridges  and  the  several  officers  was  an 
evasion  of  the  real  issues  involved  in  the  trial.  They  objected  on  hypertechnical 
grounds  to  the  introduction  of  all  relevant  evidence,  introduced  extraneous  and 
irrelevant  evidence,  and  made  unsupported  and  slanderous  attacks  upon  the 
witnesses,  and  generally  evidenced  a  hysterically  evasive  attitude  towards  the 
charges  and  towards  the  trial  committee. 

That  is  the  finding  of  the  CIO  executive  board. 

Senator  Johnston.  That  answers  the  question. 

Governor  King.  Yes,  sir. 

Senator  Eastland.  Mr.  Morris. 

Mr.  MoREis.  Governor  King,  you  mention  in  your  statement  that 
the  Territory  of  Hawaii  has  no  authority  to  charge  or  punish  Com- 
munists under  any  Territorial  law.  If,  as  a  matter  of  fact,  you  should 
discover  through  your  Territorial  commission  or  through  other  agen- 
cites  of  your  government,  that  there  are  Communist^  actions  on  the 
islands,  have  you  any  power  whatever  to  do  anything  about  that 
situation.  Governor  ? 

Governor  King.  I  am  not  able  to  answer  that  question  exactly.  My 
understanding  is  that  we  can  disclose  to  the  public  the  Communists 
or  Communist  activities  and  that's  all. 

Quite  recently  a  decision  of  the  Supreme  Court  seemed  to  have  indi- 
cated that  the  National  Government  has  taken  over  practically  com- 
plete purisdiction  and  control  over  Communist  activities.  There  is 
even  some  question  whether  our  loyalty  procedure  has  not  been 
impaired  by  that  decision  of  the  Supreme  Court. 

Mr.  Morris.  Senator  Welker,  do  you  have  a  question? 

I  have  no  more  questions,  Senator. 

Senator  Butler.  Mr.  Chairman. 

Senator  Eastland.  Senator  Butler. 

Senator  Butler.  I  would  like  to  make  this  statement  in  support  of 
the  statement  by  the  Senator  from  Utah,  Senator  Watkins. 

This  subcommittee  is  a  very  effective  instrumentality  of  the  Gov- 
ernment because  it  has  consistently  refused  to  be  used  for  any  purpose 
other  than  to  ferret  out  the  facts  bearing  upon  the  internal  security 
of  this  country.    And  I  can  assure  the  members  of  the  legislature,  of 


SCOPE    OF    SOVIET    ACTIVITY   EST    THE    UNITED    STATES      2253 

the  commission,  and  Your  Excellency,  and  the  people  of  the  Territory 
of  Hawaii,  that  there  is  no  trace  of  any  evidence  that  we  are  here  for 
any  other  purpose.  Certainly,  we  are  not  here  to  defeat  statehood. 
And  I  have  said,  this  committee  will  not  permit  itself  to  be  used  for 
any  oblique  attack  on  anything.  We  attack  communism  directly  and 
our  subcommittee  can  never  be  used  for  any  other  purpose  than  that. 

Senator  Watkins.  Governor,  I  want  to  go  into  another  field  for  a 
moment. 

You  realize  that  there  are  other  methods  of  fighting  communism, 
other  than  passing  laws  against  it  and  enforcing  the  laws.  Now  it  is 
said  that  the  fight  of  conamunism  is  to  control  the  hearts  and  minds 
of  the  people  and  that  an  educational  program  in  the  long  run  is  the 
most  effective  fight  that  can  possibly  be  made  against  communism. 

Now,  what  are  your  people  doing  here  in  that  field,  to  combat 
communism  ? 

Governor  King.  Do  you  mean  through  governmental  agencies 
or 

Senator  Watkins.  Through  their  judges,  through  their  educational 
institutions,  through  the  press,  and  by  radio,  television,  and  whatever 
means  of  mass  communication  you  have? 

Governor  King.  There  are  a  great  many  uncoordinated  activities. 
There  is  one  strong  citizen  organization,  called  the  Hawaii  Residents 
Association,  with  the  short  name  called  IMUA,  which  in  Hawaiian 
means  forward. 

Senator  Watkins.  Will  you  get  a  little  closer  to  the  microphone? 
Probably  we  can  hear  a  little  better.  It  is  difficult  for  me  to  catch 
just  what  you  are  saying. 

Governor  King.  I  say  there  are  a  great  many  uncoordinated  efforts 
made  to  combat  communism  and  in  the  line  of  education.  There  is  a 
Hawaii  Residents  Association,  with  the  short  name  IMUA,  which  in 
Hawaiian  means  forward.  They  publish  a  newspaper,  they  have 
radio  programs;  they  have  a  very  active  anti-Communist  program. 
At  one  time  there  was  a  program  sponsored  by  the  Elks,  in  opposition 
to  communism. 

We  have  a  very  strong  American  Legion,  Veterans  of  Foreign 
Wars,  Disabled  American  Veterans,  all  very  strongly  anti-Communist. 

The  A.  F.  of  L.  group  are  always  opposing  communism  and  carry- 
ing on  an  educational  program  within  their  own  organization. 

So  there  are  many  individual  or  special  efforts  being  made  to 
educate  the  people. 

Now,  communism  wasn't  known  to  exist  here  until  about  1946. 
Prior  to  that,  the  people  that  came  in  here  and  built  up  the  ILWU 
organization  and  later  came  in  and  built  up  the  TJPW  were  not  even 
identified  as  Communists,  until  after  they  had  strongly  entrenched 
themselves  in  legitimate  labor  activities  and  then  staging  strikes 
and  gained  the  workers  very  special  benefits.  So  they  became  very 
strongly  entrenched  in  those  unions. 

Now  they  have  been  identified  as  Communists,  it  is  very  difficult 
to  dissuade  the  workers  from  continuing  to  follow  their  lead. 

I  don't  know  what  else  we  can  do  except  to  pmiish  those  leaders  if 
they  are  Commmiists.  If  they  have  committed  a  crime  against  the 
security  of  the  United  States,  then  let  them  be  charged  and  convicted 
and  if  found  guilty,  be  imprisoned.  Now,  seven  people  have  been 
convicted  of  the  offense  mider  the  Smith  Act,  have  been  tried  and 
convicted,  but  they  haven't  been  imprisoned  yet.   They  are  still  on  bail. 


2254       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

They  feel  perfectly  free  to  function  both  as  labor  leaders,  if  they 
are  labor  leaders,  or  in  their  other  activities  in  the  community. 

That's  the  weakness  of  our  efforts  to  contain  communism  or  to 
eliminate  it. 

In  the  educational  held  we  have,  of  course,  a  very  splendid  school 
system  because,  on  o;eneral  education,  we  have  a  university,  and  I  aiii 
sure  in  those  places  the  principles  of  American  democracy,  the  pattern 
of  American  life,  are  held  forth  and  explained  as  well  as  can  be  done 
in  any  institutional  organization. 

Senator  VVatkins.  May  I  ask  at  this  point:  Have  you  had  any 
evidence  whatsoever  of  Communist  infiltration  in  your  schools? 

Governor  King.  I  would  say  no.  There  have  been  some  professors 
in  the  University  of  Hawaii  whose  extreme  lef  twing  liberalism  might 
have  been  suspect.  But  I  would  say  that  we  have  no  occasion  of  any 
identified  communism  in  the  schools  except  a  little  while  ago,  before 
my  term  of  office,  there  were  two  teachers  expelled  for  their  Communist 
affiliation,  and  they  were  expelled  on  a  school-board  hearing,  on  which 
there  was  a  great  deal  of  publicity  and  in  which  there  was  a  very  hot 
contest.  They  had  a  lawyer  come  down  from  San  Francisco  to  defend 
them.  But  the  school  board  used  its  prerogative  in  the  selection  of 
teachers  to  expel  these  people  from  school  board  and  that  was  all 
that  was  done  at  that  time.  Later  one  of  them  was  also  charged  under 
the  Smith  Act  and  is  one  of  the  persons  convicted  under  that  charge 
and  he  is  still  at  large. 

Senator  Watkins.  How  many  institutions  of  higher  learning  do 
you  have  in  the  Islands  ? 

Governor  King.  The  University  of  Hawaii  is  the  only  institution 
of  higher  learning  sponsored  by  the  Territorial  Government.  There 
are  1  or  2  smaller  colleges.  One  that  the  Mormon  Church  is  now 
sponsoring  at  Laie  and  one  called  Jackson  College.  I  know  of  no 
others  than  those. 

Senator  Watkins.  Has  there  ever  been  any  doubt  about  the  loyalty 
of  those  schools,  the  people  who  com]irise  the  faculty  and  the  boards 
of  education  and  the  sponsors  ? 

Governor  King.  I  would  say  no,  none.  Aside  from  the  two  teachers, 
I  think  it  was,  who  were  expelled  for  their  Communist  leanings,  there 
is  nobody  in  the  public  scliool  system,  in  the  University  of  Hawaii, 
or  in  the  higher  private  schools  wlio  fiave  ever  been  suspected  or 
accused  of  being  Communists. 

Senator  Watkins.  Since  these  liearings  will  go  to  the  entire  peo- 
ple of  the  United  States  and  to  the  Congress,  I  may  ask  some  ques- 
tions to  which  you  people  know  the  answers  very  well  indeed  here, 
but  we  want  the  answers  to  be  made  a  matter  of  record  for  the  bene- 
fit of  all  the  people  of  the  country. 

Now,  how  about  your  press  ? 

Governor  King.  There  is  one  newspaper,  the  Honolulu  Kecord, 
that  is  greatly  indebted  to  the  ILWU,  by  its  own  statement.  That's 
all  I  know  about  it.  It  carries  the  party  line.  Whether  it  could  be 
rightly  charged  with  being  a  Communist-dominated  paper  is  pretty 
hard  to  tell.  The  editor  was  1  of  the  7  who  were  charged  and  con- 
victed under  the  Smith  Act. 

Senator  Watkins.  Is  he  now  the  editor? 

Governor  King.  He  is  still  the  editor. 

Senator  Watkins.  Since  his  conviction. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2255 

Senator  Eastland.  Is  that  a  daily  paper? 

Governor  King.  Daily  paper ;  yes. 

Senator  Watkins.  Do  you  know  anything  about  the  size  of  its 
circulation  ? 

Governor  King.  I  stand  corrected,  Mr.  Chairman.  It  is  a  weekly 
paper. 

Senator  Watkins.  Do  you  know  anything  about  its  circulation? 

Governor  King.  No  ;  I  don't  read  it  but  it  is 

Senator  Wati^ins.  I  can  understand  full  well  why  you  might  not 
want  to  read  it,  but  as  Governor  you  might  be  under  some  obligation 
to  read  it  and  see  what  is  going  on. 

Governor  King.  I  am  one  of  its  pet  targets.  I  have  had  my  atten- 
tion called  to  some  of  its  articles  on  occasion  but  I  don't  as  a  rule  read 
it.  It  follows  the  Communist  Party  line;  whether  it  is  Communist- 
dominated — it  has  its  Communist  editor — or  whether  it  should  be 
charged  as  a  subversive  publication,  I  don't  know.  That  is  one  of 
the  things  I  had  hoped  this  committee  might  determine. 

Senator  Watkins.  You  have  only  mentioned  one.  About  how 
many  do  you  have  in  the  islands  ? 

Governor  King.  Oh,  my !  We  have  in  Honolulu  alone  2  large 
dailies  and  2  fairly  large  dailies,  4  daily  newspapers.  The  Honolulu 
Advertiser,  the  morning  daily,  and  the  Honolulu  Star-Bulletin,  the 
afternoon  daily;  and  we  have  the  Hawaii  Times,  that  used  to  be  a 
Japanese  language  paper,  still  has  a  Japanese  language  section; 
and  then  the  Hawaii  Herald,  I  think  it  is.  Isn't  it  the  Herald? 
Called  the  Hochi-sha,  a  former  Japanese  language  paper  that  is  now 
bilingual;  and  then  a  great  many  weeklies  on  the  other  islands. 
There  is  a  daily  in  Hilo  and  a  semiweekly  in  Maui,  a  weekly  on 
Kauai.     We  have  any  number  of  newspapers. 

Senator  Watkins.  Is  there  any  doubt  about  any  of  these,  other 
than  the  one  you  have  mentioned,  as  to  their  loyalty  and  the  support 
they  are  giving  Americanism  and  this  country  ? 

Governor  King.  Except  for  the  Honolulu  Record,  I  know  of  no 
paper  that  follows  the  Communist  line.  The  ILWU  gets  out  a  little 
sheet  of  its  own,  for  its  own  membership,  that  would  wouldn't  call  a 
newpaper,  and  of  course  that  is  right  down  the  Communist  line,  it 
follows  the  leadership  of  the  ILWU  in  its  articles.  But  it  is  an 
organizational  paper  rather  than  a  newspaper  for  current  informa- 
tion. 

Senator  Watkins.  I  congratulate  you  on  the  fine  record  your  press 
is  making  here.  Now,  with  respect  to  other  media  of  communication. 
AVliat  about  radios  and  television  ? 

Governor  King.  There  again,  there  is  one  radio  broadcast  nightly 
by  a  man  who  has  been  identified  as  having  been  a  Communist,  and 
that  follows  the  party  line  right  down  the  line.  It  is  a  broadcast  by 
Mr.  McElrath. 

Senator  Watkins.  What  is  his  name? 

Governor  King.  Mr.  McElrath. 

Senator  Eastland.  I  understand  the  reporter  desires  a  recess. 

Mr.  Morris.  Mr.  Cowart,  a  2  minute  break?  The  shorthand  re- 
porter. Senator,  asks  a 

Senator  Watkins.  I  have  been  a  judge,  and  I  know  they  need  a 
break. 

Senator  Eastland.  We  will  take  a  2-minute  recess. 


2256       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(A  brief  recess  was  taken.) 

Senator  Eastland.  The  committee  -will  come  to  order. 

Senator  Watkins.  Mr.  Chairman,  may  I  have  the  last  two  questions 
read,  for  the  benefit  of  myself  and  probably  the  witness  ? 

Mr.  Morris.  Will  you  read  the  last  two  questions,  Mr.  Reporter? 

(The  questions  and  answers  were  read  by  the  reporter.) 

Governor  Kixg.  May  I  continue  my  answer  ? 

Senator  Watkins.  You  may  continue.  Governor. 

Governor  King.  That  is  the  only  radio-TV  means  of  communication 
of  views  or  dissemination  that  I  kiiow  of,  that  follows  the  Communist 
line.  Sometimes  they  are  very  libelous,  slanderous  broadcasts.  I 
think  he  accused  me  last  night  of  all  kinds  of  skullduggery.  I  don't 
listen  to  that  either.  I  find  the  best  protection  in  the  office  I  hold  is : 
don't  pay  any  attention  to  the  Honolulu  Record  or  the  McElrath  talks. 
But  all  the  others  are  absolutely  straightforward  agencies  of  the  radio. 

Senator  Watkins.  There  is  no  doubt  whatever  about  their  loyalty 
and  the  support  they  are  giving  the  Government  ? 

Governor  King.  None  whatsoever. 

Senator  Watkins.  All  anti- Communist? 

Governor  King.  Yes.  I  would  like  to  add,  with  reference  to  what 
we  are  trying  to  do  in  the  line  of  education.  The  school  department, 
the  department  of  public  instruction  of  the  Territory 

Senator  Watkins.  I  didn't  hear  that  last. 

Governor  King.  The  department  of  public  instruction  of  the  Terri- 
tory has  distributed  throughout  the  schools  the  pamphlet  sent  to  us 
from  Washington  that  explains  the  background  of  communism  and 
the  Communist  menace.  And  we  also  have  an  active  program  of  in- 
struction in  the  university  on  the  various  political  philosophies,  in- 
cluding communism. 

Senator  Watkins).  Now,  how  about  the  churches? 

I  know  that's  a  delicate  subject,  but  I  think  it  is  only  fair  because 
they  do  have  a  profound  influence  upon  the  people,  and  they  rightly 
should  have. 

Governor  King.  I  can  think  of  no  church  in  the  whole  Territory  of 
Hawaii  that  supports  any  part  of  the  Communist  line.  They  are  all 
straightforward  religious  organizations ;  may  be  a  little  on  the  liberal 
philosophy  in  some  cases,  but  in  every  case  all  loyal  American  insti- 
tutions. 

Senator  Watkins.  That's  the  answer  I  expected,  and  I'm  sure  that 
is  true  all  over  America. 

Governor  King.  We  have  a  very  small  problem  really.  We  have  a 
problem  of  some  very  able,  shrewd  labor  leaders  who  have  entrenched 
themselves  in  the  labor  movement  and  who  have  been  identified  as 
having  been  Communists  at  one  time  or  another,  whose  intemperate 
language  and  whose  ordinary  beliavior  is  not  very  admirable  or  com- 
mendable, but  thej'  have  won  the  confidence  of  their  followers,  and  it 
is  very  difficult  to  convince  their  followers  that  these  people  are  a  men- 
ace to  the  United  States. 

Senator  Watkins.  You  would  say,  then,  that  the  overwhelming 
majority  of  the  people  of  this  Territory  are  completely  loyal  to  the 
United  States? 

Governor  King.  I  don't  think  there  is  any  question  about  it.  We 
always  exceed  our  quota  of  volunteers;  our  draftees  go  into  the  Army 
with  smiles,  their  parents  come  down  and  bid  them  go  away,  just  like 


SCOPE    OF    SOVIET   ACTIVITY   IN    THE    UNITED    STATES      2257 

uny  other  American  community.  Somebody  goes  and  gives  them  a 
pep  talk.  We  read  in  the  newspapers  how  they  have  excelled  in  the 
military  camps.  I  think  we  have  something  like  60,000  veterans,  in  a 
population  here  of  hardly  200,000  adults,  of  both  men  and  women. 
Those  veterans  are  mostly  men,  although  many  of  them  are  women 
also.  So  we  have  a  very  high  percentage  of  veterans,  as  I  mentioned. 
We  have  a  very  military-minded  unit — I  mean  community ;  we  live 
close  to  the  Army  and  Navy  and  the  Marine  Corps  and  the  air  force. 
And  a  large  part  of  our  gainfully  employed  people  are  employed  by 
the  United  States  Government. 

Senator  Watkins.  You  have  loyalty  tests  there,  I  imagine. 

Governor  King.  Pardon? 

Senator  Watkins.  I  say,  you  have  loyalty  tests 

Governor  King.  Xo  question  about  it. 

Senator  Watblins.  With  respect  to  those  employees  ? 

Governor  King.  No  question  about  it.  They  are  thoroughly  loyal ; 
they  are  screened  before  they  are  employed.  And  they  go  from  here 
to  the  mainland  and  come  from  the  mainland  here,  and  the  various 
branches  of  the  military  services  and  the  other  branches  of  the  Federal 
Government  employ  very  close  to  25,000  people  in  these  islands.  Now, 
that  is  25,000  adults,  mostly  men  but  not  entirely,  a  good  many  women. 

The  Territory  employs  19,000  people.  The  Territory  and  the  four 
counties.  So  there  again  you  have  a  very  solid  body  of  citizens  who 
are  working  for  the  United  States  Government  or  for  the  Territorv 
of  Hawaii. 

Then  we  have  a  strong  A.  F.  of  L.  group  and  we  have  the  unorgan- 
ized white  collar  and  professional  people. 

The  two  unions  that  are  dominated  by  Communist  leadership  are 
the  ILWU  and  the  UPW.    The  ILWU 

Senator  Watkins.  What  was  that  last  one  ? 

Governor  King.  The  ILIYU  and  the  UPW. 

Senator  Watkins.  Now,  that  last  one  is  a  public  service  or  I  mean 
a  governmental  group? 

Governor  King.  It  came  out  here  as  such  but  they  also  recruit  out- 
side of  the  Government  employees.  It  was  originally  a  branch  of  the 
United  Public  Workers  of  America.  The  organizer  was  sent  here 
from  that  organization  in  Washington,  headed  by  a  Mr.  Flaxer,  in 
Washington.  The  man  who  came  out  here  was  a  Mr.  Epstein.  And 
then  later  they  decided  they  didn't  want  to  remain  affiliated  with  the 
United  Public  Workers  of  America;  they  changed  their  name,  re- 
organized, and  called  themselves  United  Public  Workers,  and  they 
work  very  closely  with  the  ILA^HLT.  Mr.  Epstein  is  still  their  business 
agent  or  director  or- — he  is  not  an  officer — the  actual  employees  elect 
their  own  officers.  But  Mr.  Epstein,  Mr.  Murin,  Mr.  Koffman  are  the 
three  men  who  direct  the  energies  or  the  policies  of  the  UPW.  Just 
as  Mr.  Bridges,  Mr.  Hall,  and  a  select  group  around  Mr.  Hall  direct 
the  activities  of  the  ILWU. 

Senator  Watkins.  Now,  I  have  one  other  group  or  groups — ^the 
racial  group. 

Governor  King.  What? 

Senator  Watkins.  Racial,  racial  groups. 

Governor  King.  I  would  say  there  are  absolutely  no  racial  groups 
that  follow  any  Communist  line. 

72723— 57— pt.  39 3 


2258       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

Senator  Watkins.  None  of  them  follows  the  Communist  line  ? 

Governor  King.  None,  none.  All  of  our  different  racial  groups 
are  very  patriotic,  very  proud  of  being  Americans.  We  are  having 
ceremonies  in  the  Federal  court  and  in  the  circuit  courts  every  2 
weeks  or  so,  where  the  older  Japanese,  who  are  now  eligible  for 
naturalization  under  the  AValter-McCarran  Act,  applying  for  naturali- 
zation, in  their  old  age.  They  have  been  denied  that  privilege  hereto- 
fore. A  good  many  Filipinos  come  up  at  the  same  time.  They  have 
been  ineligible  for  naturalization  for  some  years. 

So  that  the  remaining  alien  groups  in  these  islands  are  going  down 
steadily,  as  fast  as  these  elderly  people  qualify  themselves  for  natu- 
ralization. They  are  very  proud  of  the  fact  that  they  can  become 
Americans  because  their  sons  have  served  in  the  military  service 
honorably  and  have  come  home  with  an  honorable  discharge.  The 
parents  want  to  be  of  the  same  citizenship  as  their  children. 

So  I  would  say  we  have  only  this  little  bit  of  a  group,  and  I  don't 
know  how  many  of  them.  I  think  at  one  time  there  was  an  estimate 
made  there  wasn't  139  Communists  in  the  whole  Territory  of  Hawaii. 

Senator  Watkins.  139  ? 

Governor  King.  139;  I  think  that  was  an  estimate  made  in  1950. 
And  how  many  of  them  are  still  Communists,  I  don't  know. 

Some  of  the  second  flight  Communists  I  don't  believe  have  any  idea 
what  the  Marx  philosophy  is. 

Senator  Watkins.  You  made  a  description;  I  didn't  get  that. 

Governor  King.  I  say  some  of  the  second  flight  Communists. 

Senator  Watkins.  Second  flight  ? 

Governor  King.  Yes;  I  don't  believe  they  have  any  idea  what  the 
Marx  philosophy  is.  They  think  their  ideology  is  Communist  but 
their  actual — they  are  actual  Communists  whose  indoctrination  was 
received  in  a  school  up  in  San  Francisco,  a  labor  school  that  teaches 
labor  tactics  and  communism,  and  when  they  come  back  here  they  be- 
come business  agents  and  leaders  of  various  unions.  And  they  begin 
to  have  a  vested  interest  in  their  job,  rather  than  any  Communist 
philosophy.  The  key  men  are  men  like  Bridges,  Hall,  and  5  or  6 
others. 

Senator  Watkins.  May  I  ask  you  this  question  ? 

The  men  who  have  been  publicly  identified  as  Communists,  are  they 
native  people  of  the  Territory  or  are  they  an  imported  variety? 

Governor  King.  The  Communist  philosophy  is  an  importation. 

Senator  Watkins.  The  philosophy,  but  how  about  the  men  ? 

Governor  King.  The  leadership  is  imported. 

Senator  Watkins.  The  leadership. 

Governor  King.  Bridges  comes  from  Australia,  as  you  loiow,  and 
lives  in  California,  where  be  recently  signed  the  Republican  rolls. 
And  Hall  comes  here  from  Wisconsin. 

Senator  Eastland.  Let's  have  order. 

Senator  Watkins.  What  is  that  ? 

Governor  King.  Hall  comes  here  from  Wisconsin. 

Senator  Watkins.  Wisconsin? 

Governor  King.  Yes;  and  one  of  his  main  satellites  comes  from 
California.  I  don't  know  where  McElrath  comes  from.  But  they 
are  all  from  the  mainland;  they  have  been  here  8  years,  10  years,  12 
years. 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2259 

Senator  Watkins.  You  ought  to  have  a  rather  strict  immigration 
law  probably  out  here. 

I  think  that  covers  the  scope  of  the  questions  on  that,  Mr.  Chairman. 
Thank  you. 

Senator  Eastland.  The  Chair  notices  that  Delegate  Farrington, 
who  made  a  very  outstanding  record  in  the  American  Congress  is 
present;  that  Chief  Justice  Rice  is  present;  that  Associate  Justice 
Marumoto  is  present;  and  that  United  States  attorney,  Mr.  Louis 
Blissard,  is  present. 

We  are  mighty  glad  to  have  you  in  the  audience.     Please  stand  up. 

(Mrs.  Farrington,  Chief  Justice  Rice,  Justice  Marumoto,  and  Mr. 
Blissard  stood.) 

Senator  Eastland.  Thank  you. 

Senator  Welker,  Mr.  Chairman,  I  have  only  one  question  to  direct 
to  the  Governor. 

Governor,  on  the  interrogations  propounded  to  you  by  Senator 
Watkins  of  Utah,  you  made  an  answer  that  in  your  schools  in  con- 
nection with  instruction  on  political  philosophies,  you  were  using 
certain  documents  about  communism.  And  I  will  ask  you  if  it  isn't 
a  fact  that  in  the  public  schools  of  your  Territory  you  are  using  The 
Handbook  for  Americans,  the  Communist  Party  of  the  United  States 
of  America,  What  It  Is  and  How  It  Works,  which  was  prepared  by 
this  subcommittee  of  the  United  States  Senate  Judiciary  Committee, 
after  years  of  study ;  and  we  are  very  proud  of  the  fact  that  this  Terri- 
tory uses  that  in  the  schools. 

Governor  King.  That  was  the  book  I  had  reference  to.  Senator,  and 
it  is  being  used  here  in  Hawaii. 

Senator  Eastland.  Any  further  questions,  gentlemen  ? 

We  will  now  recess  until  3 :  30  this  afternoon. 

('\'\niereupon,  at  10:53  a.  m.,  the  subconmiittee  recessed.) 

AFTERNOON    SESSION 

The  subcommittee  met,  pursuant  to  the  recess,  at  3 :  30  p.  m.,  in  the 
Senate  Chamber,  lolani  Palace,  Senator  Arthur  V.  Watkins  presiding. 

Present:  Senator  Eastland  (chairman).  Senators  Watkins,  Johns- 
ton, Welker,  Butler. 

Also  present:  Robert  Morris,  chief  counsel;  Benjamin  Mandel, 
research  director. 

Mr.  Morris.  The  first  witness  scheduled  this  afternoon,  Mr.  Chair- 
man, is  Robert  McElrath. 

Will  Mr.  McElrath  come  forward,  please  ?  Take  the  witness  chair, 
the  one  nearest  to  you. 

Senator  Watkins.  Raise  your  right  hand  and  be  sworn. 

You  solemnly  swear  that  the  testimony  given  in  the  matter  now 
pending  before  this  committee  will  be  the  truth,  the  whole  truth,  and 
nothing  but  the  truth,  so  help  you  God  ? 

Mr.  McElrath.  I  do. 

Senator  Watkins.  You  may  examine  the  witness. 


2260       SCOPE    OF    SOVIET   ACTIVITY    IN   THE    UNITED    STATES 
TESTIMONY  OF  ROBERT  McELRATH 

Mr.  Morris.  Mr.  McElrath,  do  you  appear  here  with  attorneys  this 
afternoon  ? 

Mr.  McElrath.  Mr.  Chairman,  may  I  get  these  television  lights  out 
of  my  face  ?    I  would  rather  not  be  televised. 

Senator  Watkins.  Where  is  the  television  ? 

Mr.  McElrath.  I  think  this  is  it,  I  am  not  certain,  but  I  would 
rather  not  be  televised. 

Senator  Watkins.  If  you  don't  want  to  be  televised,  that  is  jour 
right  to  object.  And  the  Chair  will  rule  that  you  may  not  be  required 
to  be  televised.  So  please  turn  off  the  camera,  at  least  on  him.  You 
may  turn  it  on  the  committee  or  the  audience. 

Senator  Welker.  The  funniest  looking  television  camera  I  ever 
saw. 

Mr.  Morris.  Mr.  McElrath,  you  appear  here  with  attorneys  today  ^ 

Mr.  McElrath.  Yes ;  I  do. 

Mr.  Morris.  Counsel,  will  you  identify  yourself  for  the  record? 

Mr.  Andersen.  My  name  is  George  R.  Andersen. 

Mr.  Symonds.  My  name  is  Myer  C.  Symonds. 

Mr.  Morris.  Senator,  I  would  like  to  have  it  in  the  record  at  this 
time,  the  circumstances  surrounding  a  request  that  has  been  honored 
by  2  people  who  were  scheduled  to  be  the  first  2  witnesses  here  today — 
Mr.  Symonds  and  Mrs.  Bouslog.  They  originally  had  been  subpenaed 
to  be  the  first  witnesses  to  be  called  this  afternoon.  However,  at 
their  request,  because  they  contended  that  they  could  more  effectively 
represent  their  clients,  we  have  deferred  their  appearance. 

I  would  like  the  record  to  show,  Mr.  Symonds  and  Mrs.  Bouslog, 
that  that  is  being  done  at  your  request. 

Senator  Watkins.  Are  the  witnesses  here  ?  Will  you  kindly  stand 
so  you  may  be  identified  ? 

Mr.  Morris.  Mr.  Symonds  and  Mrs.  Bouslog,  will  you  kindly 
stand  ? 

Mr.  Symonds.  That  is  correct. 

Mrs.  Bouslog.  That  is  correct. 

Senator  Watkins.  I  didn't  get  your  answers. 

Mr.  Symonds.  That  is  correct. 

Mrs.  Bouslog.  That  is  correct. 

Mr.  Morris.  Senators,  preliminary  to  the  hearing  here  this  atter- 
noon,  I  would  like  to  read  into  the  record  some  of  the  testimony  of 
witnesses  who  have  testified  on  the  subject  that  we  are  going  to  con- 
sider this  afternoon. 

Senator  Watkins.  You  may  proceed. 

Mr.  Morris.  On  June  19,  of  this  year,  Victor  Riesel,  the  labor  colum- 
nist, testified  as  follows : 

He  was  asked  the  question : 

Based  on  your  experience  which  you  have  jnst  set  forth,  Mr.  Riesel,  I  wonder 
if  you  would  tell  us  how  Communists  operate  on  various  waterfronts,  New  York. 
San  Francisco.  Honolulu,  and  throughout  the  United  States? 

Mr.  Riesel  answered  : 

I  was  especially  interested  in  Hawaii,  where  with  some  3,300  waterfront 
workers,  the  International  Longshoremen's  and  Warehousemen's  Union  is  able 
to  shut  off  all  entrance  and  egress  to  and  from  the  islands,  except,  of  course,  by 
air.  I  was  very  much  interested  in  the  fact  that  this  union,  which  is  especially 
a  waterfront  union,  was  also  deep  in  the  agricultural  economy  of  the  islands. 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES       2261 

I  asked : 

When  you  say  this  union,  you  mean  the  International  ILWU? 

And  Mr.  Riesel  said  "Yes." 
Question : 

Now,  by  controlling  the  1,300  waterfront  workers,  they  are  able  to  block  the 
ports  ? 

Riesel  answered: 

Not  only  are  able  but  were  able  and  did  this  sometime  ago  to  the  point  where 
it  would  have  taken  the  Army  or  the  Navy  to  really  move  stuff  in  and  out.  I  was 
told  that  in  some  instances  there  was  so  little  feed  for  cattle  that  the  cattle  died 
off  and  had  to  be  slaughtered ;  that  food  supplies  ran  low ;  the  whole  economy  of 
the  Islands  was  shaken.  To  me  this  was  vital  because  the  Hawaiian  Islands, 
in  addition  to  being  a  strategic  outpost,  as  witnessed  in  the  tragedy  of  Pearl 
Harbor,  are  the  second  most  important  military,  Navy,  Air,  Marine  defense  out- 
posts, second  only  to  the  Pentagon.  From  the  Hawaiian  Islands  are  the  com- 
mands, reaching  to  the  Asian  shores,  down  to  New  Zealand,  and  there  you  have 
your  Far  Eastern  Central  Command  under  Admiral  Stump. 

And  then  I  asked : 

And  you  say  that  port,  which  is  as  important  as  you  say  it  is,  now  under 
the  control  of  Harry  Bridges? 

Mr.  Riesel.  It  is  absolutely  so.  There  is  no  doubt  about  it.  And  from 
reports,  he  has  developed  considerable  political  influence  and  has,  of  course, 
a  union  reaching  into  the  agricultural  parts,  the  sugar  and  pineapple  fields. 

Question : 

What  do  you  mean  by  that,  Mr.  Riesel? 

Mr.  Riesel.  He  and  his  union  control  all  the  workers  of  the  great  plantations, 
which  he  has  also  shut  down  from  time  to  time  and  thoroughly  hurt  the  economy. 
At  any  given  moment,  should  he  decide  to  call  a  strike,  the  structure  of  the  union 
is  such  that  he  has  the  power,  through  his  lieutenant  Jack  Hall,  to  not  only  shut 
down  the  ports  but  to  close  down  the  entire  economy  by  calling  an  agricultural 
strike  on  the  big  plantations  of  the  Islands.  Bridges  has  not  been  satisfied  with 
just  controlling  the  ]X)rts  and  the  agricultural  economy  of  the  Islands  but  has 
begim  to  take  in  government  workers  into  his  union  of  waterfront  and  longshore- 
men. It  is  now  quite  probable  that  he  will  have  the  same  influence  in  govern- 
ment offices  that  he  has  amongst  the  waterfront  and  plantation  rank  and  file. 

And  then  I  asked : 

Now,  does  the  Bridges  lifeline  to  Honolulu  go  from  San  Francisco? 

And  he  said,  "Yes." 

Now,  in  furtherance  of  that.  Senator  Watkins,  we  subpenaed  Mr. 
Jeff  Kibre.  Mr.  Kibre  is  the  Washington  representative  of  the  ILWIL 
He  was  called  to  testify  on  June  21,  of  this  year,  and  did  appear  before 
Senator  Eastland  and  Senator  Jenner. 

I  asked  Mr.  Kibre  the  question : 

Now,  Mr.  Kibre,  are  you  now  a  member  of  the  Communist  Party? 
Mr.  Kibre  said : 

I  will  decline  to  answer  that  question  on  the  basis  of  my  privilege  under  the 
fifth  amendment,  not  to  be  a  witness  against  myself. 

I  then  asked  him  if  he  had  used  the  alias  Barry  Wood,  in  connection 
with  Communist  Party  activities,  and  again  he  refused  to  answer, 
claiming  his  privilege  under  the  fifth  amendment. 

Finally,  Senators,  we  then  called  Irving  Velson. 

Senator  Watkins.  AVlio? 

IVIr.  Morris.  Irving  Velson.  V-e-1-s-o-n,  who  is  the  ILWU  top  rep- 
resentative on  the  east  coast.     And  we  asked  him  if  he  presently  was 


2262       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

a  member  of  the  Communist  Party,  and  he  refused  to  say,  claiming 
privilege.  We  asked  him  if  he  had  used  various  aliases ;  he  claimed 
privilege  again ;  and  we  asked  him  if  he  had  worked  as  an  assistant 
to  J.  Petei-s,  who,  according  to  our  sworn  testimony,  was  liaison  be- 
tween the  underground  section  of  the  Communist  Party  and  the  Soviet 
secret  police  and  he  invoked  the  privilege  on  that.  And  we  asked  him 
if  the  testimony  about  Mr.  Stevens,  or  J.  Peters,  alias  J.  Peters,  with 
Velson  acting  as  assistant,  was  true,  and  he  again  claimed  privilege 
under  the  fifth  amendment. 

So  that,  Senators,  constitutes  some  of  the  preliminary  evidence  that 
led  to  our  coming  here  to  these  islands. 

Senator  Watkins.  It  will  also  clarify  the  record. 

Have  the  attorneys  representing  the  witness  been  counseled  as  to 
how  far  they  can  participate  in  the  hearing  ? 

Mr.  Morris.  Not  yet ;  no.  Senator, 

Senator  Watkins.  Under  the  practice  of  the  committee  in  holding 
this  type  of  hearing,  investigation  hearing,  counsel  are  permitted  to 
sit  with  the  Avitness,  but  they  are  not  permitted  to  talk  to  him  unless 
he  asks  for  advice  on  legal  matters.  They  cannot  suggest  answers 
or  coach  him  in  any  way  except  on  the  matter  of  law,  after  he  has 
requested  audibly  the  advice  from  his  counsel. 

This  is  not  a  trial,  and  the  precautions  which  are  given  in  a  trial 
for  an  attorney,  of  course,  to  object,  and  all  that  sort  of  thing,  do  not 
lie  in  a  procedure  of  this  kind. 

I  merely  call  that  to  counsel's  attention.  Most  of  the  attorneys  in 
the  East  luive  had  experience  before  committees  and  accept  it  readily, 
and  I  wanted  to  advise  you  so  that  you  would  know  how  the  commit- 
tee conducts  these  hearings. 

Will  you  proceed,  Mr.  Morris  ? 

Mr.  Morris.  Will  you  give  your  full  name  and  address  to  the 
reporter  ? 

Mr.  McElrath.  ]\Iy  name  is  Robert  McElrath,  spelled 
M-c-E-1-r-a-t-h. 

Mr.  Morris.  Wliere  do  you  reside,  Mr.  McElrath  ? 

Mr.  McElrath.  I  live  at  2407  St.  Louis  Drive,  in  Honolulu. 

Mr.  Morris.  Now  what  is  your  business  or  profession? 

Mr.  McElrath.  I  decline  to  answer  the  question  on  the  ground 
it  may  tend  to  incriminate  me. 

Mr.  Morris.  You  mean  you  will  not  tell  this  committee  what  your 
public  business  or  occupation  is  ? 

Mr.  McElrath.  I  have  answered  the  question. 

Mr.  Morris.  Mr.  Chairman,  will  you  rule  on  that  claim? 

Senator  Watkins.  That  is  a  very  close  question.  I  think  you 
should  answer  that  question.  I  don't  see  how  conducting  your  busi- 
ness in  public,  and  how  it  could  possibly  incriminate  you  to  tell  the 
committee  what  your  business  is.  Therefore,  you  are  directed  and 
ordered  to  answer  the  question.  The  Chair  rules  that  you  do  not  have 
that  protection  for  this  particular  question  under  the  fifth  amendment. 

Mr.  McElrath.  Federal  Judge  McLaughlin  once  told  me  that  a 
man  who  represents  himself  in  a  legal  proceeding  has  a  fool  for  a 
client.  So  I  am  down  here  with  attorneys,  and  I  have  discussed  this 
matter  with  counsel,  and  I  decline  to  answer  because  of  the  advice 
of  counsel. 

Senator  Watkins.  You  decline 


SCOPE    OF    SOVIET   ACTIVITY    IN   THE    UNITED    STATES      2263 

Mr.  McElrath.  I  am  not  an  attorney. 

Senator  Watkins.  On  the  eround  that  you  have  stated? 

Mr.  McElrath.  Yes.    The  fifth  amendment. 

Senator  Watkins.  You  have  a  right  to  claim  the  protection.  I 
have  ordered  you  to  answer,  and  we  will  let  the  record  stand  as  it  is, 
with  your  refusal.  You  will  have  to  take  whatever  consequences  may 
possibly  groAv  out  of  your  refusal. 

Mr.  Morris.  Senator,  in  view  of  that  answer,  we  have  available  Mr. 
Benjamin  Mandel,  who  is  our  research  director,  and  he  has  a  docu- 
ment here  from  the  Labor  Department  which  purports  to  give  the 
title  that  Mr.  McElrath  had  in  very  recent  days.  So,  inasmuch  as 
this  is  the  best  evidence  we  can  produce  at  this  particular  time,  al- 
though I  think,  Senator,  it  is  pretty  well  known  that  he  is  the  public- 
relations  director  of  the  union  and  broadcasts  as  such  almost  every 
night  on  the  radio  here.  But  still,  Senator,  may  Mr.  Mandel  stand 
and  be  sworn  at  this  time  ? 

Senator  Watkins.  You  do  solemnly  swear  the  testimony  you  will 
give  in  the  matter  now  before  this  committee  will  be  the  truth,  the 
whole  truth,  and  nothing  but  the  truth,  so  help  you  God? 

Mr.  INIandel.  I  do. 

Senator  Watkins.  You  may  proceed. 

TESTIMONY  OF  BENJAMIN  MANDEL 

Mr.  Morris.  Will  you  give  your  name  and  address  to  the  reporter, 
Mr.  Mandel  ? 

Mr.  ]\iANDEL.  Benjamin  Mandel,  3420  iTth  Street  NW.,  Washing- 
ton, D.  C. 

Mr.  Morris.  You  are  the  research  director  of  the  Internal  Security 
Subcommittee;  are  you  not,  Mr.  Mandel? 

Mr.  Mandel.  I  am. 

Mr.  Morris.  Do  you  have  any  official  Government  document  that 
would  indicate,  in  recent  days,  the  official  title  of  the  witness  on  the 
stand  here  today  ? 

Mr.  Mandel.  I  have  before  me  the  directory  of  labor  organizations 
in  the  Territory  of  Hawaii,  revised  September  1956,  published  by  the 
department  of  labor  and  industrial  relations,  bureau  of  research  and 
statistics,  Honolulu,  and  on  page  23  of  this  document,  under  the  head- 
ing of  "International  Longshoremen's  and  Warehousemen's  Union," 
is  listed  as  Territorial  representative  and  public-relations  director, 
Robert  McElrath. 

TESTIMONY  OF  ROBERT  McELRATH— Resumed 

Mr.  Morris.  Now,  is  that  listing  correct,  Mr.  McElrath  ? 

Mr.  ^McElrath.  I  decline  to  answer  the  question  on  the  gi'ounds 
heretofore  given. 

Mr.  Morris.  Mr.  McElrath,  are  you  a  Communist? 

Mr.  McElrath.  Same  answer. 

Mr.  Morris.  That  is,  you  are  claiming  your  privilege? 

Mr.  McElrath.  I  am. 

Mr.  Morris.  Under  the  fifth  amendment? 

Mr.  McElrath.  Yes,  sir ;  I  am. 

Mr.  Morris.  Now  have  you  attended  a  Communist  Party  training 
school  on  the  mainland  ? 


2264       SCOPE    OF    SOVIET   ACTIVITY    IN   THE    UNITED    STATES 

Mr.  McElrath.  Same  answer. 

Mr.  Morris.  Have  you  consistently  advocated  here  in  Honolulu 
and  in  the  Hawaiian  Islands  that  the  Communist  Party  should  stay 
underground  ? 

(The  witness  consults  with  liis  counsel.) 

Mr.  McElrath.  I  don't  understand  the  question. 

Mr.  Morris.  Have  you  at  Communist  Party  meetings  taken  the 
position  that  the  Communist  Party  of  Hawaii  should  remain  an  un- 
derground organization  and  not  come  out  into  the  open  ? 

Mr.  McElrath.  I  decline  to  answer  the  question  on  the  grounds 
heretofore  given. 

Mr.  Morris.  Have  Communist  parties  been  held  at  your  home? 

Mr.  McElrath.  Same  answer. 

Mr.  Morris.  Have  Communist  meetings,  that  should  read. 

Have  Communist  meetings  been  held  at  your  home  ? 

Mr.  McElrath.  Will  you  repeat  the  question?  I  have  already 
answered. 

Mr.  Morris.  I  will  repeat  the  question.  Have  Communist  meetings 
been  held  at  your  home  ? 

Mr.  McElrath.  I  decline  to  answer  on  the  grounds  heretofore 
given. 

Mr.  Morris.  Now,  have  you  broadcast  here  to  the  people  of  Hono- 
lulu that  the  Communist  threat  to  the  islands  is  virtually  nonexistent  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  McElrath.  Same  answer  as  herteofore  given. 

Mr.  Morris.  Were  you,  while  you  so  broadcast  to  the  people  of  the 
islands,  at  the  time  of  these  broadcasts,  a  secret  member  of  the  Com- 
munist Party  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  McElrath.  "These  broadcasts";  are  you  talking  about  any 
particular  broadcast  or  any  particular  period  of  time  ? 

Mr.  Morris.  The  broadcasts  I  asked  you  about  in  the  previous  ques- 
tion which  you  did  not  answer. 

Mr.  McElrath.  I  decline  to  answer  on  the  same  ground. 

Mr.  Morris.  When  did  you  last  see  Charles  Fujimoto,  who  has  been 
described  and  whom  the  committee  has  learned  has  been  the  chairman 
of  the  Communist  Party  of  Hawaii ;  when  did  you  last  see  Charles 
Fujimoto? 

Mr,  McElrath.  The  same  answer  as  heretofore  given. 

Mr.  Morris.  That  is,  you  claim  a  privilege  under  the  fifth  amend- 
ment? 

Mr.  McElrath.  Yes,  sir. 

Mr.  Morris.  Have  you  attended  national  conventions  of  the  Com- 
munist Party  on  the  mainland  ? 

Mr.  McElrath.  The  same  answer  as  heretofore  given. 

Mr.  Morris.  As  a  matter  of  fact,  you  did  attend  a  national  con- 
vention of  the  Communist  Party  in  New  York,  did  you  not,  Mr.  Mc- 
Elrath?   _  5         J  5 

(The  witness  consults  with  his  counsel.) 
Mr.  McElrath.  The  same  answer  as  heretofore  given. 
Mr.  Morris.  Now,  do  you  do  general  propaganda,  union  propa- 
ganda for  the  ILWU  ? 
Mr.  McElrath.  The  same  answer  as  heretofore  given. 
Mr.  Morris.  Do  you  make  political  contacts  for  the  ILWU  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2265 

Mr.  McElrath.  The  same  answer  as  heretofore  given. 

Mr.  Morris.  Are  you  the  editor  of  the  IL'WU  Eeporter  ? 

(The  witness  consults  with  his  counsel. ) 

Mr.  McElrath.  The  same  answer  as  heretofore  given. 

Senator  Watkixs.  Are  you  acquainted  with  that  paper  ? 

Mr.  McElrath.  The  same  answer,  sir,  as  heretofore  given. 

Senator  Watkixs.  Not  even  acquainted  with  it. 

Mr.  Morris.  Now,  can  you  recall  that  on  March  1,  1955,  you  quoted 
from  the  report  of  the  Territorial  Conunission  on  Subversion  here  in 
Honolulu  ? 

Mr.  McElrath.  I  can't  hear  you,  sir. 

Mr.  Morris,  Can  you  recall  that,  on  March  1, 1955,  you  quoted  from 
the  report  of  the  Territorial  Commission  on  Subversion  here  in  the 
islands ;  can  you  recall  that  ? 

Mr.  McElrath.  The  same  answer  as  heretofore  given. 

Mr.  Morris.  Did  you  at  that  time  quote  from  that  report  prior  to 
the  time  that  that  report  was  actually  issued  ? 

Mr.  McElrath,  The  same  answer  as  heretofore  given. 

Mr.  Morris.  That  is,  you  claim  your  privilege  under  the  fifth 
amendment  ? 

Mr.  McElrath.  Yes,  sir.  And  I  hope  it  is  understood  that  every 
time  I  give  that  answ^er  it  means  the  fifth  amendment. 

Mr.  Morris.  I  understand.  I  just  want  the  record  to  be  unmis- 
takable. 

Mr.  McElrath,  did  you  in  fact  surreptitiously  receive  an  advance 
copy  of  that  particular  report  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  McElrath.  I  should  like  to  understand  your  understanding 
of  "surreptitiously"  there. 

Mr.  Morris.  Well,  did  you 

Mr.  McElrath.  I  believe  I  understand  what  you  mean  but  I  would 
like  to  know  for  certain. 

Mr.  Morris.  Well,  did  you  receive  in  advance  a  copy  of  the  report  ? 

Mr.  McElrath.  I  decline  to  answer  the  question  on  the  grounds 
heretofore  given. 

Mr.  Morris.  A^'^lo  gave  you  that  advance  copy  of  the  report? 

Mr.  McElrath.  I  decline  to  answer  on  the  grounds  heretofore 
given. 

Mr.  Morris.  Now,  in  your  broadcast  of  February  7,  1953,  did  you, 
on  your  radio  program,  state  the  following,  and  I  am  now  quoting : 

Into  our  possession  has  come  hundreds  of  dossiers  collected  by  official  Govern- 
ment investigating  agencies. 

Did  you  make  that  statement  on  your  February  7,  1953,  broadcast? 

Mr.  McElrath.  My  memoiy  isn't  a  filing  cabinet,  but  I  am  going  to 
decline  to  answer  the  question  on  the  grounds  heretofore  given. 

Mr.  Morris.  Did  you  in  fact  read  from  the  files  of  these  reports, 
which  you  described  as  dossiers  collected  from  official  Government 
investigating  agencies  ? 

Mr.  McElrath.  Same  answer  as  heretofore  given. 

Mr.  Morris.  "\^liere  did  you  get  these  reports,  Mr.  McElrath  ? 

Mr.  McElrath.  The  same  answer. 

Mr.  Morris.  How  did  you  come  into  possession  of  official  Govern- 
ment documents  ? 


2266       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(The  witness  consults  with  his  counsel.) 

Mr.  McElrath.  The  same  answer. 

Mr.  MoRKis.  In  fact,  in  connection  with  these  particular  reports, 
you  read  a  security  report  referring  to  yourself  and  your  wife,  did 
you  not,  Mr.  McElrath?    I  give  you  a  date.    February  9, 1953. 

Mr.  McElrath.  What  do  you  mean  by  "security  report"? 

Mr.  Morris.  Well,  I  am  using  your  own  description  here. 

Into  our  possession  has  come  hundreds  of  dossiers  collected  by  oflScial  Gov- 
ernment investigating  agencies. 

And  then  you  read  a  file  referring  to  yourself  and  your  wife  and 
others.    That  second  part  of  it  was  on  February  9,  1953. 

JVIi'.  McElrath.  I  decline  to  answer  the  question  on  the  grounds 
heretofore  given. 

Mr.  Morris.  Do  you  broadcast  5  nights  a  week  for  15  minutes,  from 
6 :  45  to  7  p.  m.,  on  station  KHON  ? 

Senator  Watkixs.  Is  that  in  Honolulu  ? 

Mr.  Morris.  That's  in  Honolulu,  Senator. 

Mr.  McElrath.  Same  answer. 

Mr.  Morris.  Have  you  been  in  the  past  a  member  of  the  Manoa  Club 
branch  of  the  Communist  Party  ? 

(The  witness  consults  with  his  counsel.) 

]\Ir.  jSIgElrath,  I  decline  to  answer  the  question  on  the  grounds 
heretofore  given. 

Mr.  Morris.  Have  you  held  Communist  Party  book  No.  74521  ? 

Mr.  McElrath.  The  same  reply. 

Senator  Watkins.  Wliat  do  you  mean  by  "Communist  Party  book,'' 
Counsel  ? 

Mr.  Morris.  Senator,  our  evidence  indicates  that  in  the  past  the 
Communist  Party  did  issue  Communist  Party  membership  books,  and 
we  have  been  told  that  the  witness  here  today  was  the  holder  of  Com- 
munist Party  book  No.  74521  in  the  past.  And  I  asked  him  whether 
our  information  is  correct.    I  think  he  has  refused  to  answer  that. 

Senator  Johnston.  Mr.  McElrath,  I  noticed  yon  wrote  down  the 
number  just  now,  when  he  gave  you  the  number  of  the  book.  Why 
did  you  do  that  ?  Was  that  the  reason — ^you  are  going  to  look  to  see 
if  that  was  the  right  number  of  the  book  ?    Of  your  book  ? 

Mr.  McElrath.  I  would  probably  forget  it,  sir. 

Senator  Johnston.  You  did  that  in  order  to  look  at  your  book,  isn't 
that  true,  to  see  if  it  is  that  number  ? 

]Mr.  McElrath  (laughing).  No,  sir;  that  is  not  the  reason  I  wrote 
it  down. 

Senator  Johnston.  What  was  the  reason? 

Mr.  McElrath.  I  wrote  it  down  because  I  thought  I  would  for- 
get it. 

IVIr.  Morris.  Mr.  McElrath,  do  you  recall  the  4-day  shutdown  that 
occurred  in  the  ILWU  at  the  time  that  Jack  Hall  was  being  tried  here 
in  the  year  1953?  I  am  asking  you  if  you  recall  it,  as  a  matter  of 
public  record. 

(The  witness  consults  with  his  counsel.) 

Mr.  McElrath.  I  decline  to  answer  the  question  on  the  grounds 
heretofore  given. 

Mr.  Morris.  I  ask  what  your  role  was  in  that  particular  walkout. 

Mr.  McElrath.  I  decline  to  answer  the  question  on  the  grounds 
heretofore  given. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2267 

Mr.  Morris.  Senators,  I  have  an  abundance  of  questions  here  that 
I  would  like  to  ask  this  witness,  but  I  think  in  view  of  the  responses 
he  has  given  to  date  that  any  further  inquiry  would  be  unavailing, 
so  far  as  this  particular  witness  is  concerned. 

Senator  Watkins.  Any  questions  by  members  of  the  committee? 
The  witness  may  step  aside. 

Senator  Welker.  Just  a  moment,  Senator. 

Senator  Watkins.  Senator  Welker. 

Senator  Welker.  Mr.  Witness,  do  you  work  at  all  ? 

Mr.  McElrath.  I  decline  to  answer  that  question  on  the  grounds 
heretofore  given. 

Senator  Welker.  Are  you  a  man  of  family  ? 

Mr.  McEij?ath.  Yes ;  I  am. 

Senator  Welker.  How  do  you  support  that  family  ? 

Mr.  McElrath.  Same  answer  heretofore  given. 

Senator  Welker.  You  want  to  take  the  fifth  amendment  on  whether 
or  not  you  work  for  a  living.     Is  that  right  ? 

Mr.  McElrath.  I  have,  sir. 

Senator  Welker.  You  have  taken  the  fifth  amendment? 

Mr.  McElrath.  The  fifth  amendment ;  yes. 

Senator  Watkins.  Any  other  questions  ? 

Senator  Johnston.  Do  you  believe  in  the  American  way  of  life  ? 

Mr.  McElrath.  Definitely. 

Senator  Johnston.  Definitely.  Don't  you  think,  then,  that  it 
would  benefit  the  American  way  of  life  if  you  would  answer  these 
questions  that  have  been  asked  you  here  today  ? 

Mr.  McElrath.  As  I  said  earlier,  sir,  a  man  who  represents  himself 
in  court  without  an  attorney  has  a  fool  for  a  client.  I  am  taking  the 
advice  of  my  lawyers. 

Senator  Watkins.  Let  me  ask  you  this  question.  Do  you  really 
honestly  believe  to  answer  these  questions  would  incriminate  you  ? 

Mr.  McElrath.  Very  definitely. 

Senator  Watkins.  That  is  your  belief,  that  they  might  incriminate 
you? 

Mr.  McElrath.  My  lawyers  so  advise. 

Senator  Watkins.  Now,  is  that  your  belief?  Your  lawyer 
wouldn't  have  a  belief  on  that  question.  It  has  to  be  your  own  belief. 
You  are  man  claiming  the  protection,  not  the  lawyers. 

Mr.  :McElrath.  All  right.  I  think  a  person  would  be  a  fool  to 
come  into  court  with  a  lawyer  and  not  take  his  advice. 

Senator  Watkins.  What  I  am  trying  to  find  out  is :  Do  you  honestly 
believe  and  sincerely  believe  that  if  you  answer  truthfully  these  ques- 
tions that  have  been  asked,  j^ou  might  incriminate  yourself? 

Mr.  McElrath.  Yes,  sir.  Otherwise,  I  wouldn't  answer  them  that 
way. 

Senator  Watkins.  All  right.  I  just  wanted  to  know  whether  it  is 
your  belief  or  your  lawyer's  opinion  that  it  might  incriminate  you. 

Mr.  McElrath.  I  am  not  going  to  argue  the  law  with  lawyers. 

Senator  Watkins.  All  right. 

Mr.  McElrath.  I'm  not  one. 

Senator  Watkins.  The  record  will  show  what  your  answer  was. 

Senator  Welker.  If  you're  not  a  lawyer,  what  are  you  then? 

Mr.  McElrath.  The  same  answer  as  heretofore  given  to  you. 
Senator. 


2268      SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES 

Senator  Watkins.  Nothinj^  further.    The  witness  may  step  aside. 

Mr.  Morris.  The  next  witness,  Senator,  is  Joseph  Kealalio. 

Senator  Watkins.  The  witness  will  please  come  forward.  Raise 
your  right  hand.  Raise  your  right  hand  and  be  sworn.  Do  you 
solemnly  swear  that  the  testimony  you  give  in  the  matter  now  pending 
before  this  committee  will  be  the  truth,  the  whole  truth,  and  nothing 
but  the  truth,  so  help  you  God  ? 

Mr.  Kealalio.  I  do. 

TESTIMONY  OF  JOSEPH  KEALALIO 

Mr.  Morris.  Will  you  give  your  name  and  address  to  the  court 
reporter  ? 

Mr.  Kealalio.  I  would  like  the  same  privilege  as  the  witness  before 
me,  please,  regarding  the  lights. 

Senator  Watkins.  The  television  people  will  please  not  train  the 
instrument  on  the  witness;  he  objects.    He  has  a  right  to  object. 

Mr.  Morris.  Will  you  give  your  name  and  address  to  the  reporter  ? 

Mr.  Kealalio.  Joseph  Kealalio.    K-e-a-1-a-l-i-o. 

Mr.  Morris.  That  is  spelled  "K-e-a-1-a-l-i-o"  ? 

Mr.  Kealalio.  Yes. 

Mr.  Morris,  And  where  do  you  reside? 

Mr.  Kealalio.  3922  Nioi  Place. 

Senator  Watkins.  Will  you  speak  a  little  louder,  please?  It  is 
difficult  for  me  to  hear  your  answers. 

Mr.  Kealalio.  3922  Nioi  Place.    N-i-o-i. 

Mr.  Morris.  I  think  you  told  us  in  executive  session  that  you  also 
are  known  as  Joseph  Blurr,  and  you  use  that  name  because  of  the 
difficult  pronunciation  of  your  own  name,  is  that  right  ? 

Mr.  Kealalio.  Yes. 

Mr.  Morris.  Now,  will  you  tell  us  your  business  or  profession? 

(The  witness  consults  with  his  counsel.) 

Mr.  Kealalio.  I  am  relying  on  the  fifth  amendment,  sir. 

Mr.  Morris.  What  do  you  mean  by  that  ?  Do  you  refuse  to  answer 
that  question? 

Mr.  Kealalio.  Yes. 

Mr.  Morris.  And  is  your  refusal  to  answer  that  question  based  on 
your  claim  of  privilege  under  the  fifth  amendment  to  the  Constitution 
of  the  United  States? 

Mr.  Kealalio.  Yes,  sir. 

Senator  Watkins.  What  was  the  answer  ? 

Mr.  Kealalio.  Yes,  sir. 

Mr.  Morris.  Mr.  Chairman,  in  view  of  the  witness'  response,  I  ask 
that  Mr.  Mandel  be  again  asked  to  identify  the  occupation  or  the  par- 
ticular position  that  this  witness  holds. 

Senator  Watkins.  Mr.  Mandel  may  proceed. 

Mr.  Mandel.  I  read  again  from  the  document  referred  to  as  a  Direc- 
tory of  Labor  Organizations  in  the  Territory  of  Hawaii,  on  page  23, 
under  International  Longshoremen's  and  Warehousemen's  Union,  we 
find  among  the  international  representatives  listed  Joseph  Kealalio. 

Mr.  Morris.  Mr.  Kealalio,  have  you — are  you  or  have  you  in  the 
past  acted  as  a  stand-in  for  J.  R.  Robinson,  national  vice  president  of 
thelLWU? 

Mr.  Kealalio.  Same  answer,  sir ;  I  decline  to  answer. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2269 

Mr.  Morris.  Was  that  assignment  given  to  you  in  the  event  that 
Mr.  Robinson  would  have  to  give  up  his  position  for  one  reason  or 
another  ? 

Mr.  Kealalio.  Same  answer,  sir. 

Mr.  Morris.  Do  you  know  whether  or  not  the  three  top  officers  of  the 
JLWU  nationally,  namely,  Bridges,  Robinson,  and  Schmidt,  each  had 
a  stand-in  selected  for  them  in  the  event  of  all  contingencies  ? 

Mr.  Kealalio.  Same  answer,  sir. 

Mr.  Morris.  What  is  the  answer  ? 

Mr.  Kealalio.  I  decline — I  rely  on  the  fifth  amendment  of  the  Con- 
stitution, sir. 

Mr.  Morris.  And  you  claim  the  privilege  ? 

Mr.  Kealalio.  Yes. 

Mr.  Morris.  That  you  would  rather  not  be  a  witness  against  your- 
self? 

Mr.  Kealalio.  Yes,  sir. 

Mr,  Morris.  Because  it  would  possibly  incriminate  you? 

Mr.  Kealalio.  Yes,  sir. 

Mr.  Morris.  Now,  do  you  recall  the  walkout  that  took  place  in  1953  ? 

By  the  way,  Senators,  that  was  during  the  Korean  war. 

Do  you  remember  a  walkout  on  the  part  of  the  ILWU  which  lasted 
4  days  here  in  Honolulu  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Kealalio.  Same  answer. 

Mr.  Morris.  What  was  your  role  in  that  particular  walkout  ? 

Mr.  Kealalio.  Same  answer. 

Mr.  Morris.  Are  you  presently  a  Communist  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Kealalio.  I  didn't  get  that. 

Mr.  Morris.  Are  you  presently  a  Communist  ? 

Mr.  Kealalio.  Same  answer,  sir. 

Mr.  Morris.  Mr.  Chairman,  the  committee  has  learned  of  a  meeting 
that  took  place  at  5204  Ani  Street  in  Honolulu.  A-n-i,  that  is.  In 
Honolulu,  here  last  Saturday.  I  M'ould  like  to  ask  the  witness  if  he 
was  present  at  the  home  of  Henry  Epstein,  5204  Ani  Street,  last 
Saturday. 

(The  witness  consults  with  his  counsel.) 

Mr.  Kealalio.  Same  answer. 

Mr.  Morris.  You  will  not  tell  us  whether  or  not  you  were  present  at 
the  home  of  Henry  Epstein,  5204  Ani  Street,  last  Saturday  evening  ? 

Mr.  Kealalio.  Same  answer,  sir. 

Mr.  Morris.  Charles  Fujimoto,  who  has  been — who  we  laiow  has 
been  chairman  of  the  Commmiist  Party  of  the  islands,  was  present  at 
that  meeting ;  was  he  not  ? 

Mr.  ICealalio.  Same  answer,  sir. 

Mr.  Morris.  Was  not  his  wife,  Mrs.  Charles  Fujimoto,  also  present 
at  that  meeting  last  Saturday  night? 

Mr.  Kealalio.  Same  answer. 

Mr.  Morris.  Was  Henry  B.  Epstein  present  at  that  meeting  last 
Saturday  night  ? 

Mr.  Kealalio.  Same  answer, 

Mr.  Morris.  Have  you  been  the  master  of  ceremonies  at  the  testi- 
monial dinner  for  the  attorneys  defending  the  Hawaiian  "seven"  held 
in  June  1953? 


2270     SCOPE  or  soviet  activity  in  the  united  states 

Mr.  Kealalio.  Same  answer,  sir. 

Mr.  MoRMS.  Now,  did  you  return  from  San  Francisco  on  March  4, 
1954,  from  a  business  trip,  as  liead  of  the  Hawaiian  branch  of  the 
ILWU  stewards  department,  in  company  with  Harry  Bridges  and 
Louis  Goldblatt? 

(The  witness  consults  with  his  counsel.) 

Mr.  Kealalio.  Same  answer,  sir. 

Mr.  Morris.  Did  you  accompany  Richard  Gladstein  and  talk  with 
a  juror  after  the  verdict  in  the  Smith  Act  trial  ? 

Mr,  Kealalio.  Same  answer,  sir. 

Mr.  Morris.  Have  Communist  Party  meetings  been  held  in  your 
home? 

Mr.  Kealalio.  Same  answer. 

Mr.  Morris.  Senators,  in  view  of  the  witness'  response,  I  think  it 
would  be  unavailing  for  me  to  ask  about  this  additional  evidence  we 
have  here  in  our  files,  and  I  therefore  have  no  further  questions  of  this 
particular  witness. 

Senator  Watkins.  For  the  purpose  of  the  record,  I  think  the  mattei* 
of  the  attorneys  should  be  cleared  up.  I  don't  recall  that  the  record 
was  made  clear  that  the  same  gentlemen  who  appeared  as  counsel  for 
the  preceding  witness  also  appeared  for  the  present  witness. 

Mr.  Andersen.  The  record  may  so  show. 

Senator  Watkins.  You  may  step  aside. 

Mr.  Morris.  The  next  witness  is  Ernest  Arena. 

Senator  Watkins.  Raise  your  right  hand,  Mr.  Arena,  and  be  sworn. 
Do  you  solemnly  swear  that  the  testimony  you  will  give  in  the  matter 
now  pending  before  this  committee  will  be  the  truth,  the  whole  truth, 
and  nothing  but  the  truth,  so  help  you  God  ? 

Mr.  AnENA.  I  do.  Mr.  Chairman,  I  would  like  to  make  the  same 
request  on  the  TV  camera,  please. 

Senator  Watkins.  The  order  will  stand.  The  witness  is  not  to  be 
televised  during  the  hearing.     You  may  proceed. 

TESTIMONY  OF  ERNEST  ARENA 

Mr.  Morris.  Will  you  give  your  name  and  address  to  the  reporter  ? 

Mr.  Arena.  Ernest  Arena — A-r-e-n-a — 3911  Keanu  Street. 

Mr.  Morris.  What  is  your  business  or  profession? 

Mr.  Arena.  I  will  require  advice  of  my  counsel. 

(The  witness  consults  with  his  counsel.) 

Mr.  Arena.  I  rely  on  the  fifth  amendment. 

Mr.  Morris.  In  other  words,  you  refuse  to  answer  the  question, 
claiming  your  privilege  under  the  fifth  amendment  to  the  Constitu- 
tion, which  says  that  you  shall  not  be  required  to  testify  against  your- 
self or  to  give  testimony  that  might  possible  incriminate  you? 

Mr.  Arena.  That's  correct. 

Mr.  Morris.  And  in  view  of  the  response,  Mr.  Chairman,  may  we 
again  call  on  Mr.  Benjamin  Mandel? 

Senator  Watkins.  You  may  do  so. 

iNIr.  Morris.  Mr.  Mandel,  is  the  listing  for  Mr.  Ernest  Arena  in  the 
reference  book  you  liave  previously  referred  to? 

Mr.  Mandel,  Again  referrin<>-  to  the  Directory  of  Labor  Organiza- 
tions of  the  Territory  of  Hawaii,  on  page  24,  under  the  Internationa] 
Longshoremen's  and  Warehousemen's  Union,  Oahu  Division,  is  listed 
Ernest  Arena  as  business  agent. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2271 

Mr.  Morris.  As  business  agent  of  the  Oahu  division  of  the  local.  Is 
that  right,  Mr.  Mandel  ? 

Mr.  Mandel.  It  is  just  listed  under  the  Oahu  division. 

Mr.  Morris.  As  the  business  agent  ? 

Mr.  Mandel.  Yes.    ILWU,  local  142. 

Mr.  Morris.  All  right.    Mr.  Arena,  is  that  listing  accurate? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  That  is,  refusal  to  answer  under  claim  of  privilege  ? 

Mr.  Arena.  Yes. 

Mr.  Morris.  Can  you  recall  a  walkout  engaged  in  by  the  ILWU  m 
1953,  at  the  time  of  the  Jack  Hall  trial,  Mr.  Arena? 

Mr.  Arena.  The  same  answer. 

Mr.  Morris.  Which  is  that  you  refuse  to  answer  ? 

Mr.  Arena.  Yes. 

Mr.  Morris.  What  was  your  role  in  that  particular  walkout? 

Mr.  Arena.  I  would  like  to  correct  that.  I  refuse  to  answer  on 
the  ground  that  it  may  tend  to  incriminate  me. 

]\Ir.  Morris.  On  the  grounds  of  what? 

Mr,  Arena.  Using  the  5th  amendment. 

Mr.  Morris.  Have  you  been  a  member  of  the  Kaimuki  group  of  the 
Communist  Party  ? 

Mr.  Arena.  Same  answer, 

Mr   Morris.  In  1950  were  you  the  president  of  local  150  of  the 

ILW? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Wlien  did  you  last  see  Charles  Fujimoto? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Do  you  know  Charles  Fujimoto? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Have  you  attended  Communist  Party  meetings  at  the 
home  of  Jack  Hall  ? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Do  you  know  a  Communist  Party  organizer  named 
Archie  Brown  ? 

Mr.  Arena.  Same  answer, 

Mr,  Morris.  Did  you  know  that  Archie  Brown  was  trade  union 
director  of  the  Communist  Party,  district  13,  which  is  California? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Did  you  attend  Communist  Party  meetings  at  the  home 
of  Jeanetta  jSTakama  ? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Did  you  deliver  Communist  Party  literature  for  the 
Kakuku  sugar  group  ? 

Mr.  Arena.  The  what  ? 

Mr.  Morris.  K-a-k-u-k-u.     Kakuku  sugar  group. 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  have  other  information  and  evidence 
here.  I  would  like  to  ask  the  witness,  however,  if  he  is  presently  a 
Communist  ? 

Mr.  Arena.  Same  answer. 

]Mr,  Morris.  Are  you  a  member  of  the  Communist  Party  ? 

jNIr.  Arena.  Same  answer. 


2272       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  Are  you  now  a  member  of  or  an  adherent  to  the  inter- 
national Commmiist  movement,  either  as  a  former  member  of  the 
Communist  Party  or  otherwise  ? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  Are  you  now  under  discipline  of  the  Communist  Party  ? 

Mr.  Arena.  Same  answer. 

Mr.  Morris.  I  liave  no  more  questions,  Senator. 

Senator  Watkins.  Any  questions  from  members  of  the  committee  ? 

Senator  Johnston.  No  questions. 

Senator  Watkins.  You  may  step  aside.     Call  your  next  witness. 

Mr.  Morris.  Mr,  Miyagi.     Mr.  Newton  Miyagi, 

Mr.  MiTAGi.  Coming. 

Senator  Watkins.  Kaise  your  right  hand  and  be  sworn. 

Do  you  solemnly  swear  the  testimony  you  give  in  the  matter  now 
pending  before  this  committee  will  be  the  truth,  the  whole  truth,  and 
nothing  but  the  truth,  so  help  you  God  ? 

JMr.  Miyagi.  I  do. 

TESTIMONY  OF  NEWTON  KUNIO  MIYAGI 

Mr.  Morris.  Give  your  name  and  address  to  the  official  reporter. 

Mr.  Miyagi.  I  would  like  to  request  no  TV  while  I  am  on. 

Senator  Watkins.  Same  order  with  respect  to  television  will  be  in 
effect  as  in  the  preceding  testimony. 

Mr.  Morris.  Give  your  name  and  address  to  the  official  reporter. 

Mr.  Miyagi.  My  name  is  Newton  Kunio  Miyagi  and  I  reside  at 
04^50  Kamakahi  Street,  Waipahu,  Oahu. 

Mr.  Morris.  What  is  your  business  or  profession  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  I  decline  to  answer  that  based  on  the  fifth  amendment 
of  the  United  States  Constitution. 

Mr.  Morris.  Mr.  Chairman,  in  view  of  the  witness'  response,  may 
Mr.  Mandel  be  recalled  ? 

Senator  Watkins.  He  may. 

Mr.  Mandel.  Reading  again  from  the  Directory  of  Labor  Organi- 
zations in  the  Territory  of  Hawaii,  on  page  23  we  find  under  ILWU, 
Local  142,  Newton  Miyagi,  secretary-treasurer. 

Mr.  Morris.  Are  you  the  secretary-treasurer  of  local  142, 
Mr.  Miyagi? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  I  refuse  to  answer  on  the  same  ground. 

Senator  Welker.  I  didn't  hear  the  answer. 

Senator  Watkins.  At  this  moment  the  Chair  instructs  the  witnesses 
as  I  have  directed  them  to  stand  aside  to  understand  that  they  are  not 
released  from  the  subpena.  1  merely  direct  that  they  are  excused 
from  testifying  at  the  moment.  There  has  been  no  order  issued  that 
they  are  discharged  from  the  subpena.  I  hope  that  the  witnesses  will 
be  available  in  case  we  want  them  further. 

Mr.  Morris.  Are  you  now  a  Communist,  Mr.  Miyagi  ? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Are  you  now  a  member  of  or  an  adherent  to  the  inter- 
national Communist  movement,  either  as  a  former  member  of  the 
Communist  Party  or  otherwise? 

Mr.  Miyagi.  Same  answer. 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES       2273 

jNIr.  Morris.  Are  yon  now  under  discipline  of  the  Commnnist  Party  ? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Have  you  attended  Commnnist  meetings  at  the  home 
of  Jack  Hall? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Are  you  now  the  treasurer  of  the  ILAVTJ  Memorial 
Association  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Did  you  write  a  letter  that  appeared  in  the  daily 
Peoples  World  of  August  9, 1944,  bearing  the  headline  "From  Hawaii, 
A  Token  Gift  to  the  People's  World  Drive"  ? 

This  article  reads : 

San  Francisco,  August  S. — A  significant  note  of  greetings  and  encouragement 
for  the  success  of  the  1954  Daily  People's  World  fund  drive  was  received  this 
weekend  from  the  International  Longshoremen's  and  Warehousemen's  Union, 
Local  142,  in  Hawaii.  Written  on  the  official  local  142  stationery,  the  letter  to 
the  executive  editor,  Al  Richman,  said : 

"Dear  Brother  Richman  :  Enclosed  is  a  check  in  the  amount  of  $25,  which 
comprises  our  token  contribution  to  your  1954  fund  raising  drive.  We  again 
are  in  support  of  your  fighting  paper  as  in  the  past,  and  we  hope  that  you  will 
be  able  to  get  over  in  your  fund  raising  drive." 

It  was  signed  "Fraternally  yours,  Newton  Miyagi,  secretary- 
treasurer." 

Now,  did  you  write  that  letter  ? 

Mr.  Miyagi.  I  refuse  to  answer  on  the  same  ground. 

Mr.  Morris.  Were  you  a  Communist  when  you  wrote  that  letter? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Did  you  know  that  the  People's  Daily  World  had  been 
charged  as  a  Communist  newspaper  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Before  answering  that  question,  could  I  say  that  when 
I  say  "The  same  answer,"  that  is  on  the  fifth  amendment,  so  there 
won't  be  any  misunderstanding  ?     Is  that  understood  ? 

Mr.  Morris.  You  may  say  that,  Mr.  Miyagi. 

Senator  Watkins.  I  understand  you  claim  the  substantial  right  of 
refusing  to  testify  because  you  might  incriminate  yourself,  and  you  do 
that  under  the  fifth  amendment  to  the  Constitution  of  the  United 
States. 

Mr.  JVIiyagi.  That  is  correct. 

Senator  Watkins.  And  that  has  been  what  you  meant  by  each  of 
these  answers  when  you  said  "The  same  answer"  ? 

Mr.  IVIiYAGi.  That  is  correct. 

Senator  Watkixs.  The  record  will  so  show. 

Mr.  Morris.  Do  you  know  that  the  People's  Daily  World  is  today 
a  Communist  paper,  Mr.  Miyagi  ? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Mr.  Mandel,  do  we  have  an  official  listing  of  the  Peo- 
ple's Daily  World  as  a  Communist  publication? 

Mr.  Mandel.  The  California  Committee  on  Un-American  Activi- 
ties in  its  report  of  1948  states : 

The  Daily  People's  World,  the  west  coast  mouthpiece  of  the  Communist  Party, 
published  by  the  Pacific  Publishing  Foundation,  Inc.,  in  San  Francisco. 

Mr.  Morris.  Mr.  Miyagi,  in  July  1953,  were  you  a  member  of  a 
group  called  the  Committee  for  Justice  ? 

72723—57 — pt.  39 i 


2274       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Did  you  as  a  member  of  the  Committee  for  Justice  dis- 
tribute a  Soviet  film  distributed  by  Artkino,  entitled  "Peace  Will 
Win"? 

Mr.  jVIiyagi.  Same  answer. 

Mr,  Morris.  Did  you  cause  to  be  distributed  the  Second  World 
Peace  Conference  at  Warsaw,  a  film,  and  some  educational  material 
about  the  second  world  peace  conference  at  Warsaw  during  that  same 
approximate  period,  July  1953? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Did  you  make  an  effort  to  have  publications  of  Artkino 
and  other  publications  of  the  Committee  for  Justice  put  into  the 
schools  of  Honolulu  ? 

Mr.  MiYAGi.  The  same  answer. 

Mr.  Morris.  Did  you  try  to  make  these  available  to  the  plantations  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Presumably,  Senator  Watkins,  to  be  available  for 
workers  at  the  plantations. 

Is  that  a  fact,  Mr.  Miyagi  ? 

jNIr.  Miyagi.  Same  answer. 

Mr.  Morris.  Did  vou  give  a  testimonial  speech  for  Jack  Hall  on 
March  23,  1952? 

Mr.  Miyagi.  Same  answer. 

j\Ir.  Morris.  Have  you  attended  Communist  Party  meetings  at  the 
home  of  Jack  Kimoto  in  anticipation  of  a  sugar  strike  ? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Did  you  attend  an  executive  board  meeting  at  Ewa 
Beach,  a  Communist  executive  board  meeting,  at  Ewa  Beach,  at  any 
time  ? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  we  have  received  a  report  on  Union 
Insurance  Service,  Ltd.  This  Union  Insurance  Service,  Ltd.,  accord- 
ing to  our  information,  is  a  Hawaiian  corporation  wholly  owned  by 
the  ILWI"^  and  the  United  Public  Workers;  that  it  was  chartered  on 
September  20,  1955,  to  act  as  an  insurance  agent  and  adjuster  for  all 
types  of  insurance  and  endorsed  by  the  ILWU  convention  in  Hilo 
during  the  same  month;  capitalized  at  $5,000,  the  corporation  acts  as 
a  subagent,  with  headquarters  in  the  ILWU  Building;  its  general 
agent  is  Hawaii  Insurance  Consultants,  Ltd. ;  its  secretary-treasurer 
Paul  G.  Pinsky. 

Do  you  know  a  man  named  Paul  G.  Pinsky? 

Ml'.  Miyagi.  Same  answer. 

Mr.  Morris.  That  is,  you  refuse  to  say  whether  you  Imow  Paul 
Pinsky  ?  Now,  are  you  the  secretary-treasurer  of  the  Union  Insurance 
Service,  Ltd? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Can  you  tell  us  anything  about  the  operation  of  the 
Union  Insurance  Service,  Ltd? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Do  you  know  Charles  Fujimoto? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  When  did  you  last  see  Charles  Fujimoto? 

Mr.  Miyagi.  Same  answer. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2275 

Mr.  Morris.  Did  you  attend  a  meeting  at  the  home  of  Mr.  Epstein 
last  Saturday  night? 

(The  witness  consults  his  counsel.) 

Mr.  MiYAGi.  I  refuse  to  answer  on  the  same  ground. 

Senator  Watkixs.  Is  Mr.  Epstein  a  longshoreman? 

Mr.  MiTAGi.  Same  answer. 

Mr,  Morris.  Now,  would  you  tell  us  what  insurance  company  has 
exclusive  control  over  all  types  of  your  union  indemnity  requirements  ? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Would  you  give  us  the  names  and  the  operators  of  the 
Union  Insurance  Service  ? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Does  any  of  the  money  that  goes  to  that  service  go  back 
to  individual  officei*s  in  that  particular  service? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Does  the  union  require  that  its  members  deal  with  the 
Hawaiian  Insurance  Consultants? 

Mr.  MiYAGi.  Same  answer. 

Mr.  ISIoRRis.  What  other  insurance  concern  is  permitted  to  do  busi- 
ness with  your  union  and  its  members  ? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Are  you  paid  a  salary  as  secretary-treasurer  of  the 
Union  Insurance  Service,  Ltd.  ? 

Mr.  MiYAGi.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  in  view  of  the  witness'  responses,  I 
have  no  more  questions  of  this  particular  witness. 

Senator  Watkins.  Senator  Johnston. 

Senator  Johnstox.  Are  you  an  American  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Definitely,  yes.     I  am  an  American  citizen. 

Senator  Johnston.  Are  you  a  Communist? 

Mr.  MiYAGi.  I  refuse  to  answer  on  the  same  ground. 

Senator  Johnston.  Why  can  you  answer  one  question  and  not 
answer  the  other? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  The  fifth  amendment  to  the  Constitution  of  the  United 
States  gives  me  that  privilege  for  prevention  of  self-incrimination. 

Senator  Johnston.  Then  you  believe  that  you  would  incriminate 
3'ourself  if  you  said  that  you  were  not  a  Communist ;  isn't  that  true  ? 

Mr.  MiYAGi.  I  refuse  to  answer  on  the  same  grounds. 

Senator  Johnston.  That's  the  reason  you  have  to  give  when  you 
cloak  yourself  with  the  fifth  amendment.     You  believe  that  it  would 
incriminate  you.     Is  that  tiiie  ?     You  believe  it  would  incriminate  you 
if  you  answered  that  question,  isn't  that  true  ? 
(The  witness  consults  with  his  comisel.) 

Mr.  MiYAGi.  As  I  stated  previously,  the  fifth  amendment  to  the 
Constitution  protects  me  t-o  say  anything  against  my  own  self. 

Senator  Johnston.  Do  you  know  that  it  protects  you  only  when 
a  responsive  answer  might  incriminate  you.  You  know  that,  don't 
you? 

Mr.  jSIiyagi  (after  consulting  with  his  counsel).  Through  the  ad- 
vice of  my  counsel,  that  is  the  understanding  of  the  United  States 
Supreme  Court. 


2276       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Johnston.  Pass  the  Avitness. 

Senator  Watkins.  May  the  record  show  that  the  counsel  who  have 
appeared  for  the  previous  witnesses  also  appear  for  this  witness? 

Mr.  Andersen.  It  may  so  show. 

Senator  Watkins.  Both  of  them. 

Mr.  Andersen.  For  all  four  wlio  have  testified. 

Senator  Welker.  Mr.  Witness,  prior  to  occupying  the  witness  chair 
this  afternoon  did  you  discuss  your  testimony  with  any  pereon  or 
jiersons  ? 

(The  witness  consults  with  his  counsel.) 

]\Ir.  MiYA(a.  I  refuse  to  answer  on  the  same  ground. 

Senator  Welker.  Are  you  a  married  man  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  I  am  legally  married  and  I  have  three  children  in  my 
family ;  a  pair  of  twins. 

Senator  Welker.  Your  answer  is  "Yes,"  that  you  are  a  married 
man  ? 

Mr.  MiTAGi.  Yes. 

Senator  Welker.  I  assume  that's  right. 

Mr.  MiYAGi.  That's  correct. 

Senator  Welker.  Why  did  you  hesitate  so  long  to  answer  that 
question  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Well,  the  reason  is  tliere  is  so  many  questions  tossed 
at  me  that  it  might  liave  left  a  blank  word  when  such  a  pointblank 
question  is  posed  at  this  time. 

Senator  Welker.  That's  a  pointblank  question,  to  ask  you  whether 
you  are  married?  Now,  it  is  your  testimony  you  are  invoking  the 
privilege  of  the  fifth  amendment  as  to  whether  or  not  you  discussed 
your  testimony  with  any  person  or  persons  prior  to  occupying  that 
witness  stand  where  you  are  now  seated  ? 

Mr.  MiTAGi.  That  is  correct. 

Senator  Welker.  Definitely.     That's  all. 

Senator  Watkins.  You  really  believe  that  it  would  incriminate  you 
to  tell  this  committee  that  you  did  discuss  what  you  might  testify  to 
with  others.  Remember,  I  think  you  would  have  the  right  to  discuss 
your  proposed  testimony  with  others,  with  your  counsel. 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  I  didn't  understand  the  question.  Could  you  repeat 
the  question  again,  please? 

Senator  Watkins.  I  asked  you  if  you  claim  that  it  might  incrimi- 
nate you  to  discuss  what  you  might  testify  to  with  others.  That  was 
the  purport  of  the  Senator's  questions  to  you. 

(The  witness  consults  with  his  counsel.) 

Mr.  IVIiYAGi.  Well,  I  believe  so  because  otherwise  I  wouldn't  claim 
self-incrimination  of  the  protection  of  the  fifth  amendment. 

Senator  Watkins.  Your  attorneys  didn't  advise  you  that  it  would 
incriminate  you  to  talk  over  this  testimony  with  anyone  else,  did  thev  ? 
Did  they? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Under  the  law  I  am  sure  that  whatever  discussion  1 
had  with  my  attorneys  is  confidential. 


SCOPE    OF    SOVIET   ACTIVITY    IN   THE    UNITED    STATES      2277 

Senator  Watkins.  It  may  be  confidential  but  it  wouldn't  be  in- 
criminating, because  you  have  a  right  to  talk  to  your  counsel.  Well, 
let  the  matter  pass. 

Mr.  Morris.  Just  a  minute.  The  reporter  has  reached  the  end  of 
his  recording.    He  would  like  2  minutes,  Senator. 

Senator  Watkins.  We  will  pause  with  the  examination ;  we  will  not 
recess.  We  will  pause  with  the  examination  to  permit  the  reporter 
to  take  care  of  the  necessity  there.    He  has  to  fill  his  pen. 

(A  2-minute  pause  was  taken.) 

Senator  Watkins.  Any  further  questions? 

Senator  Welker.  Yes.  Mr.  Witness,  I  want  you  to  tell  the  com- 
mittee, under  oath,  frankly  and  honestly,  whether  you  believe  telling 
the  truth  to  this  committee  would  tend  to  incriminate  you  or  cause 
you  to  bear  witness  against  yourself. 

Mr.  MiYAGi.  Of  course  I  do ;  otherwise  I  wouldn't  ask  for  the  privi- 
lege. 

Senator  Welker.  What? 

Mr.  MiYAGi.  Of  course;  definitely  so. 

Senator  Welker.  I  didn't  hear  the  answer. 

Mr.  Morris.  "Of  course  and  definitely  so." 

Senator  Watkins.  Anything  further  ?    The  witness  may  step  aside. 

Mr.  Morris.  Senator,  there  is  one  more  order  of  business — however, 
not  with  this  witness,  Senator — that  I  think  should  he  in  the  record  at 
this  time,  although  I  will  submit  it,  Senator,  for  judgment  on  your 
part  and  the  other  members  of  the  committee  who  are  present. 

On  the  morning  of  Wednesday,  November  28, 1  received  a  call  from 
Counsel  Symonds,  who  asked  that  he  have  a  session  with  me.  I  made 
an  appointment  at  11  a.  m.,  Senator,  to  meet  Mr,  Symonds,  Mr.  Ander- 
sen, and  Mr.  Symond's  partner,  Mrs.  Bouslog.  The  meeting  took 
place  in  room  16  in  this  particular  building. 

Now,  after  the  counsel  left  I  made  notes  on  our  meeting  at  that  time. 
Senator,  I  would  like  to  relate  to  you  that  particular  discussion,  and 
I  think  it  is  important  in  view  of  a  certain  advertisement  that  appeared 
in  the  Honolulu  Advertiser  this  morning. 

Mr.  Symonds 

Senator  Watkins.  You  may  proceed. 

Mr.  Morris.  Mr.  Symonds,  Mrs.  Bouslog,  and  Mr.  Andersen  stated 
that  they  had  read  that  the  Internal  Security  Subcommittee  was  in- 
terested in  the  present  situation  in  Honolulu  with  respect  to  commu- 
nism, and  they  said  that  they  felt  they  could  control  their  clients  to 
the  extent  that  they  would  answer  certain  questions.  They  asked  if 
we  would  be  willing  to  limit  ourselves,  we,  the  Senate,  the  Senators 
on  the  committee  and  counsel,  would  limit  ourselves  to  two  particular 
questions.  One  question  is:  "Are  you  now  a  Communist,"  and  the 
other :  "Have  you  been  a  member  of  the  Communist  Party  within  a 
certain  period  of  time?"  And  they  said  "Let  us  take  the  period  of  3 
years."  And  they  said  if  that  could  be  worked  out  with  the  IL"WU 
client,  they  felt  they  could  work  out  the  same  arrangement  with  others 
that  they  would  represent  later  on. 

Now,  at  that  time  I  said  it  naturally  would  be  inadequate  because 
in  order  to  really  determine  whether  or  not  a  man  is  genuinely  a  Com- 
munist or  not,  we  would  have  to  look  into  the  circumstances  surround- 


2278       SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES 

ing  liis  detachment  from  the  Communist  Party ;  we  would  have  to  find 
out  whetlier  or  not  lie  is  being  put  in  some  kind  of  reserve  in  the  Party ; 
Ave  would  have  to  know  whether  he  is  being  put  into  some  kind  of  a 
status  called  for  by  some  reorganization  of  the  Communist  Party; 
and  that  it  would  seem  to  be  very  inadequate. 

I  then  asked,  "Suppose  the  Senators  want  to  ask  a  third  question?" 

Counsel  said,  "No,  the  offer  was  only  for  two  questions." 

And  I  said,  "Suppose  we  ask  the  question  what  these  witnesses 
have  been  doing  during  the  last  3  years." 

And  they  said,  "For  instance." 

And  I  said,  "Suppose  we  ask  them  have  they  been  attending  meet- 
ings with  persons  they  knew  to  be  Communists." 

And  again  they  repeated  the  fact  that  the  offer  carried  only  for 
two  witnesses. 

Senator  Watkins.  Two  questions. 

Mr.  Morris.  Two  questions. 

Senator  Watkins.  You  said  "two  witnesses." 

Mr.  Morris.  Two  questions.    I  am  sorry. 

I  said,  "As  you  know,  there  have  been  reorganizations  of  the  Com- 
munist Party." 

One  of  the  counsel  just  incidentally  picked  up  the  phrase,  "as  you 
know,"  and  I  said  "Well,  I  am  now  speaking,  asking  as  you  know 
from  your  general  observation,  nothing  personal  is  intended." 

I  recalled  the  fact  that  we  had  just  completed  an  investigation  of 
Tass  News  Agency,  and  I  pointed  out  that  in  the  Tass  News  Agency 
investigation  we  found  that  as  individual  witnesses  who  had  been 
members  of  the  Communist  Party  took  up  employment  with  Tass, 
they  formally  severed  their  Communist  Party  membership,  even 
though  at  the  same  time  they  continued  to  attend  Communist  meetings 
and  kept  up  their  old  Communist  association,  and  as  soon  as  they 
finished  their  employment  with  Tass  they  again  resumed  their  mem- 
bership in  the  Communist  Party.  I  said  the  committee  had  learned 
tliat  and  yet  you  can  see  the  committee  never  could  have  learned  that 
relationship  if  they  had  limited  themselves  to  two  questions. 

Again  I  wxnt  into  the  situation.  I  said,  "Now  this  is  a  suppositious 
case,"  and  I  stressed  the  word  "suppositious."  I  said,  "Suppose  the 
IL"\yU  is  Communist-controlled.  All  of  the  ILWU  people  would  be 
subject  to  the  discipline  that  would  enure  to  that  particular  relation- 
ship. If  then  the  ILWU  could,  for  tactical  purposes,  then  say  that 
its  members  would  no  longer  be  required  to  be  members  of  the  Com- 
munist Party  but  they  felt  that  they  could  be  controlled  because  of 
the  discipline  within  the  union,  I  said,  "If  that  were  the  situation," 
and  I  stressed  the  suppositious,  we  never  could  get  the  real  relationship 
that  existed  at  the  present  time." 

At  the  conclusion  of  that,  Senator,  I  expressed  the  opinion,  I  said, 
"It  is  not  for  me  to  make  the  decision,  but  obviously  this  is  a  very 
inadequate  offer  and  could  not  get  at  the  facts."  And  I  immediately 
reported  to  Senator  Eastland. 

At  the  same  time,  counsel  said  they  would  like  to  have  an  answer 
by  tAvo  because  they  were  going  to  meet  with  the  committee  at  that 
time. 

I  said  I  would  not  see  the  chairman  until  6  o'clock.  I  saw  the 
chairman  at  6  o'clock  and  I  related  what  happened  to  him  at  the  time. 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2279 

He  expressed  the  same  reaction  to  the  offer  that  I  did,  that  obviously 
the  offer  was  inadequate ;  he  said  tliat  it  was  so  inadequate  that  there 
was  something  else  behind  the  offer,  that  it  couldn't  conceivably  be 
an  offer  because  no  Senate  committee  could  circumscribe  itself. 

We  expressed  the — Senator  Eastland  or  myself,  or  both  of  us, 
expressed  the  estimate  of  the  situation  that  counsel  were  up  to  some- 
thing to  use  against  the  committee  and  it  was  not  a  genuine  offer,  so 
inadequate  was  it  on  its  face.  Senator  Eastland,  however,  said  that 
we  would  do  nothing  about  it,  inasmucli  as  it  was  an  offer  between 
counsel,  and  that's  where  we  left  it  until  we  read  in  the  paper  this 
morning,  in  the  Honolulu  Advertiser,  a  rather  large — almost  a  full- 
page  ad. 

Now,  I  would  like  to  offer  the  ad  for  the  record.  Senator  Watkins, 
because  it  reads 

Senator  Watkins.  You  may  read  it  in  the  record. 

Mr.  Morris  (reading)  : 

Here  is  the  proof — 

is  the  title  to  this  ad — 

that  the  Eastland  committee  is  defiutely  interested  in  things  other  than  alleged 
Communist  activity  in  the  Hawaiian  Islands. 

2.  That  the  Eastland  committee,  despite  the  protestations  of  Senator  Eastland 
to  the  contrary,  intends  to  use  the  local  hearings  for  the  purpose  of  defeating 
statehood  and  attempting  to  undermine  the  ILWU. 

Why  is  this  true?— 

is  the  next  caption. 

Last  Wednesday  morning  the  ILWU,  through  its  attorneys,  went  to  the 
attorney  for  the  Eastland  committee  and  made  this  offer:  "Every  official  or 
employee  of  the  ILWU  currently  under  subpena  will  reply  with  yes  or  no 
answers  to  the  following  questions.  (1)  Are  you  a  member  of  the  Communist 
Party?  (2)  Have  you  been  a  member  of  the  Communist  Party  at  any  time 
during  the  last  several  years?" 

The  union  attorneys  notified  that  committee  counsel,  that  if  the  committee 
would  agree  not  to  go  on  a  tishing  expedition  into  the  private  affairs  of  the 
ILWU,  they  would  assure  Senator  Eastland  that  every  union  officer  and  every 
union  employee  under  subpena  would  answer  the  above  questions. 

This  offer  was  rejected.  Why?  If  the  Eastland  committee  is  down  here  to 
get  the  facts  relating  to  Communist  activity  in  the  ILWU,  then  why  did  the 
committee  refuse  to  take  advantage  of  this  union's  offer?  We  can  come  to 
only  one  inescapable  conclusion — 

reads  the  ad — 

we  are  convinced  that  Senator  Eastland's  hearing  is  being  held  for  the  purpose 
of  defeating  the  statehood  bill  before  it  is  introduced  by  Delegate-elect  John  H. 
Burns  and  for  the  purpose  of  damning  the  ILWU. 

P.  S. — This  good-faith  offer  is  open  until  the  first  ILWU  witness  is  sworn 
in  by  the  committee. 

And  that  is  put  in  in  the  name  of  the  International  Longshoremen's 
&  Warehousemen's  Union,  Local  142. 

Senator  Watkins.  The  present  Chair  would  like  to  say  that  I  think 
the  chairman  of  the  committee  and  counsel  properly  rejected  any  such 
offer. 

The  power  of  this  committee  is  given  by  the  Constitution  of  the 
United  States — the  power  to  investigate  and  to  conduct  the  aff'airs  of 
the  countiy  by  the  Senate  of  the  United  States,  and  no  member  of  the 
Senate,  no  staff'  member  or  anyone  else,  has  a  right  to  enter  into  an 
agreement  that  would  limit  the  powers  or  take  away  the  powers  of 


2280       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

this  committee.  And  I  think  that  probably  is  as  well  understood  by 
the  attorneys  who  made  the  oft'er  as  to  the  members,  to  the  chairman 
or  to  the  counsel  for  this  committee,  Mr.  Morris. 

There  are  many  practical  things  that  would  have  to  be  completely 
eliminated  from  the  investigation  if  questions  are  limited  to  the  two 
named.  It  is  highly  important  to  find  out  what  has  been  going  on, 
what  has  been  happening.  And,  of  course,  that  matter  couldn't  be 
gone  into  under  any  such  an  agreement.  No  matter  what  they  had 
been  doing,  you  could  only  ask  the  two  questions  and  that  would  be 
the  end  of  it. 

It  is  contrary  to  public  policy  for  the  committee  to  be  asked  to  give 
up  its  powers  and  to  limit  its  right  and  its  duty  to  investigate.  Re- 
member, we  have  a  duty  in  these  premises,  as  well  as  a  right.  Our 
duty  is  to  investigate  and  get  the  facts. 

If  these  witnesses  refuse  on  the  ground  of  the  protection  of  the  fifth 
amendment,  that  is  their  right  under  the  Constitution,  but  that  doesn't 
mean  that  we  can't  go  on  and  investigate  further  ourselves  into  these 
matters.  iVnd  it  doesn't  mean  that  these  people  can't  be  called  as 
witnesses  in  this  proceeding.  We  may  find  some  that  would  be  willing 
to  cooperate  with  the  committee  and  answer  the  questions. 

I  have  that  comment  to  make.  I  think  it  is  sound  law  that  under 
the  Constitution  this  committee  had  no  right  whatever,  would  have 
no  right  whatever  to  accept  a  proposition  of  that  kind. 

I  call  on  the  other  members  of  the  committee,  if  they  would  like  to 
make  comments  on  this  procedure. 

Senator  Johnston.  I  agree  with  what  the  acting  chairman  has  said, 
that  no  one  of  this  committee  has  a  right  to  change  the  law  in  regard 
to  our  field  of  investigation.  Another  thing,  if  we  should  accept  an 
offer  such  as  this,  I  predict  that  in  the  future  it  would  kill  the  useful- 
ness of  this  committee,  because  every  other  person  coming  in  would 
make  the  same  offer,  and  we  would  not  be  able  then  to  find  out  about 
many  other  people  that  are  involved  beyond,  maybe,  the  one  that  is 
testifying  at  that  particular  time. 

So  it  is  very  important  that  we  have  broad  fields  in  which  we  may 
ask  questions  to  try  to  find  out  what  is  going  on  in  this  Nation  of  ours 
in  order  to  protect  it  against  communism  throughout,  not  only  your 
sweet  little  islands,  but  all  of  the  48  States  that  we  now  have  in  this 
Union  of  ours. 

Senator  Welker.  Mr.  Chairman,  I  would  like  to  make  an  observa- 
tion. 

Senator  Watkins.  Senator  Welker. 

Senator  Welker.  Any  such  attempt  on  the  part  of  counsel,  that  I 
met  for  the  first  time  this  morning  in  executive  hearing,  amounts 
mighty  close  to  being  a  conspiracy  on  their  part  to  embarrass  this  com- 
mittee and  to  save  time  upon  their  part.  I  think  this :  That  you,  be- 
ing the  able  attorneys  that  you  must  be,  certainly  know  that  the  right 
of  cross-examination  would  be  barred  to  every  man  on  this  commit- 
tee, and  for  us  to  limit  the  interrogation  of  the  witness  to  1  or  2  years 
is  simply  absolute  folly  and  foolishness.  Anyone  who  has  made  a 
study  of  communism  loiows  that  they  can  change  the  rules  in  the  mid- 
dle of  the  game,  that  they  have  done  it,  and  that  they  have  gone 
underground.  To  propound  a  question  to  a  witness  and  ask  him 
"Are  you  now  or  have  you  ever  been  a  member  of  the  Communist 
Party?"  and  he  replies  "No,"  when  all  during  that  time  he  knows  that 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2281 

he  is  a  secret  undergToiind  member  of  the  Communist  Party,  that 
would  destroy,  as  Senator  Johnston  and  the  chairman  have  stated, 
the  effectiveness  of  this  committee. 

I  think  it  is  outlandish  and  ridiculous,  and  I  am  embarrassed  that 
this  ad  was  put  in  the  newspaper. 

Senator  Watkins.  Any  other  comments  ?  Did  you  have  anything 
further  to  offer? 

Mr.  Morris.  No,  Senator.  I  have  nothing  more.  Tomorrow  morn- 
ing, the  first  witness  will  be  former  Governor  Stainback,  who  is  now 
a  justice  on  the  Territorial  Supreme  Court,  and  then  we  have  two 
other  witnesses  who  have  been  subpenaed. 

And,  Senator,  before  the  public  hearing  begins  at  9 :  30,  we  have 
arranged  with  counsel  that  they  will  have  these  two  witnesses  avail- 
able for  a  short  executive  session.  Now,  I  estimate,  if  we  met  in 
executive  session  at  9 :  15,  that  we  would  be  able  to  be  ready  to  com- 
mence the  open  hearing  at  9 :  30. 

Now,  if  the  chairman,  the  acting  chairman  or  the  chairman  would 
ask  one  of  the  senators  to  be  present  15  minutes  in  advance,  we  will 
be  able  to  take  care  of  the  matter  at  that  time. 

Senator  Watkins.  The  open  hearing  of  this  committee  will  be  re- 
cessed until  tomorrow  morning  at  9  :  30  a.  m. 

The  committee  is  in  recess. 

(Whereupon,  at  4:  50  p.  m.,  the  subcommittee  recessed.) 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


SATURDAY,   DECEMBER   1,    1956 

United  States  Senate, 
Subcommittee  To  Investigate  the  Administration 

OF  THE  InI'EKNAL  SECURITY  AcT  AND  OtHER  INTERNAL 

Security  Laws,  of  the  Committee  on  the  Judiciary, 

Honolulu^  T.  H. 

The  subcommittee  met,  pursuant  to  adjournment,  at  9:  30  a.  m.,  in 
the  Senate  Chamber,  lohxni  Palace,  Senator  Olin  D.  Johnson  presid- 
ing. 

Present:  Senator  Eastland,  chairman;  Senators  Watkins,  John- 
ston, Welker,  and  Butler. 

Also  present :  Robert  Morris,  chief  counsel. 

Senator  Johnston.  The  committee  will  come  to  order. 

I  believe  our  first  witness  for  today  is  Judge  Ingram  Stainback. 
Will  you  please  come  around  ?  Will  you  raise  your  right  hand  to  be 
sworn? 

Do  you  solemnly  swear  that  the  evidence  you  give  before  this  sub- 
committee will  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth? 

Judge  Stainback.  I  do. 

TESTIMONY  OF  INGEAM  M.  STAINBACK 

Senator  Johnston.  Judge  Stainback,  just  a  little  preliminary. 
Wliere  were  you  born? 

Judge  Stainback.  Tennessee. 

Senator  Johnston.  Wliat  part  of  Tennessee? 

Judge  Stainback.  Not  far  from  Memphis;  Somerville,  Fayette 
County. 

Senator  Johnston.  What  comity? 

Judge  Stainback.  Fayette  County. 

Senator  Johnston.  That's  the  same  county  my  father  was  bom  in, 
so  I  just  wanted 

Judge  Stainback.  Our  fathers  were  distant  cousins,  then. 

Senator  Johnston.  Witness  is  with  you. 

Mr.  Morris.  Mr.  Chairman,  Senator  Jolmston.  We  had  a  near 
tragedy  on  the  staff  this  morning.  Benjamin  Mandel,  our  research 
director,  went  out  for  a  swim  in  the  ocean,  and  apparently  the  surf 
was  quite  rough,  and  being  a  man  of  65  years  of  age,  he  did  go  out  too 
far  and  he  couldn't  get  back  in.  We  don't  know  all  the  details,  but 
he  was  brought  to  the  Emergency  Hospital  and  after  examination  it 
was  ascertained  that  he  will  be  all  right,  they  will  be  able  to  pull  him 
out  of  it. 

2283 


2284       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Now,  I  think  it  is  going  to  handicap  us  considerably  this  morning, 
Senator,  because  we  do  not  liave  the  key  to  all  our  files.  Ben  has  the 
key  and  we  don't  know  where  the  key  is  now.  So  we  are  this  morning. 
Senator,  operating  without  our  files  and  all  the  records  and  everything 
that  we  had  planned  to  use  this  morning.  Even  the  contemporaneous 
notes  I  had  made  in  my  session  with  Judge  Stainback  here  this  morn- 
ing are  unavailable. 

Senator  Johnston.  I  know  all  the  members  of  this  subcommittee 
and  also  the  staff  regret  to  hear  of  this  accident.  We  certainly  hope 
that  Mr.  Mandel  will  be  all  right  soon. 

Senator  Welker.  Mr.  Chairman,  may  I  make  an  observation  ? 

I  think  we  should  say  thanks  to  that  great  rescue  group  that  saved 
Ben  Mandel,  because  the  information  I  have  is  that  it  was  most  heroic, 
courageous,  and  out  of  this  world,  and  we  should  say  thanks  to  those 
people  who  saved  his  life. 

Senator  Butler.  Mr.  Chairman. 

Senator  Johnston.  Senator  Butler. 

Senator  Butler.  I  was  awakened  this  morning  about  10  minutes 
until  7  by  the  frantic  calls  for  help  from  the  beach,  and  I  got  up  and 
looked  around  and  saw  nothing  and  went  back  to  bed  again.  Ap- 
parently that  was  Ben,  asking  aid.  I  certainly  hope  he  recovers 
rapidly. 

Senator  Johnston.  The  witness  is  with  you,  Mr.  Morris. 

Mr.  Morris.  Judge  Stainback,  how  long  have  you  resided  in 
Hawaii  ? 

Judge  Stainback.  44  years.  I  came  here  in  1912  to  stay  1  year  and 
am  still  here. 

Mr.  Morris.  "Wliat  positions  have  you  held  here.  Governor? 

Judge  Stainback.  In  1914  I  became  attorney  general  of  the  Ter- 
ritory. 

Mr.  Morris.  You  say  in  1914? 

Judge  Stainbank.  Yes. 

Mr.  Morris.  Became  attorney  general. 

Judge  Stainback.  And  then  I  entered  the  Army  in  the  First  World 
War,  and  after  I  came  out  of  tlie  Army  in  1919  I  went  into  private 
practice  until  1934.  I  became  United  States  attorney,  was  appointed 
and  reappointed,  but  before  my  second  term  was  out  I  was  made  a 
Federal  judge  in  1940.  I  served  as  United  States  district  judge  from 
1940  to  1942.  In  July  of  1942  I  was  appointed  Governor  of  the  Ter- 
ritory of  Hawaii  and  served  until  1951,  April  30  or  May  1,  I  believe, 
and  then  I  was  appointed  to  the  United  States — I  mean  to  the  Supreme 
Court  of  the  Territory  of  Hawaii  as  justice,  and  I  am  still  serving 
on  that  court  at  present. 

Mr.  Morris.  Judge,  you  were  the  Governor  of  the  Territory  from 
what  period  of  time  ? 

Judge  Stainback.  1942  to  1951.  I  became  Governor  about  G  months 
after  the  outbreak  of  World  War  II.    I  was  called  to  Washington. 

Mr.  Morris.  Now,  Judge  Stainback,  when  did  you  first  become 
aware  of  the  fact  that  there  were  Communists  on  these  islands  ? 

Judge  Stainback.  That  was  in  about  March  1947.  Strange  as  it 
may  seem,  I  had  never  heard  of  Communists  here.  I  had  discovered 
one  of  the  leading  spies  of  Japan  but  I  had  never  heard  of  a  Commu- 
nist in  the  Territory.  I  don't  know  that  anybody  had  heard  anything 
particularly  about  it. 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES      2285 

Mr.  :Morris.  This  was  in  March  1947  ? 

Judge  Stainback.  March  1947.  General  Hull,  who  was  then  com- 
manding officer  of  the  Hawaiian  Department,  called  me  up  and 
wanted  to  call  and  see  me,  he  wanted  a  full  morning.  So  he  came 
in  with  his  intelligence  officer  and  he  said  he  wanted  to  warn  me 
against  the  plan  of  the  Conmiunist  cell  in  San  Francisco  to  have  placed 
on  the  board  of  regents  of  the  University  of  Hawaii  a  local  Commu- 
nist, and  he  mentioned  his  name. 

I  told  the  general  that  he  need  not  worry  about  that  particular 
fellow;  I  had  turned  him  down.  Not  that  I  knew  he  was  a  Com- 
munist, or  anything  about  the  Communists.  I  had  men  that  I  thought 
were  better  qualified  for  the  various  positions  on  the  board  of  regents 
of  the  University  of  Hawaii.  They  are  among  the  numerous  ap- 
pointees of  the  Governor. 

If  you  will  notice  here,  Hawaii  is  a  very  centralized  government, 
relic  of  the  old  monarchy,  and  the  Governor  appoints  nearly  every- 
body, to  every  commission  and  board  throughout  the  Territory. 

Mr.  MoRBis.  Now,  Judge  Stainback,  General  Hull,  who  was  the 
commanding  officer  in  the  Pacific  Command 

Judge  Stainback.  Pacific  Command,  yes. 

Mr.  JMoRRis.  He  came  to  you 

Judge  Stainback.  Yes. 

Mr.  Morris.  To  warn  you  that 

Judge  Stainback.  Yes. 

Mr.  Morris.  A  man  who  was  a  possible  appointee  to  the  board  of 
regents  was  a  Communist? 

Judge  Stainback.  Yes.  And  then  he  took  up  the  question  of  the 
Communist  infiltration  into  the  Territory.  General  Hull  was  a  little 
reluctant  to  talk  about  the  information  he  had  because  he  said  he 
could  only  use  it  for  the  protection  of  the  Territory.  But  after  some 
discussion  he  agreed  that  I  was  charged  with  protecting  this  Territory. 
In  fact,  the  organic  act  specifically  puts  the  Governor  in  charge  to  call 
out  the  National  Guard  or  the  Army  and  Navy,  or  declare  martial 
law.     He  has  sweeping  powers  over  protecting  the  Territory. 

So  he  then  went  very  fully  into  information  regarding  the  Com- 
munist activities  in  this  Territory,  which  had  been  going  on  for  some 
10  years. 

Mr.  Morris.  That  is,  for  some  10  years  prior  to  1947? 

Judge  Stainback.  Yes,  sir.  And  the  information  he  gave  me  was 
rather  astonishing  and  shocking,  to  say  the  least. 

At  first  there  were  4  schoolteachers,  1  of  them  probably  the  most 
active,  at  least  in  letter  writing,  in  the  Territory  and  in  propaganda 
proceedings.  And  he  thought  that  something  should  be  done  as  the 
Communist  infiltration  here  in  the  Territory,  particularly  as  they  were 
getting  into  key  positions  or  trying  to,  was  a  menace  to  national  de- 
fense. 

So  he  gave  me  a  list  of  a  hundred  or  more,  somewhat  more  than  a 
hundred,  well-known  Communists,  card-holding  Communists.  They 
knew  they  held  cards. 

Mr.  Morris.  Now  let  me  see.  Judge.     He  gave  you  a  list 

Judge  Stainback.  Yes. 

Mr.  Morris.  Of  more  than  a  hundred  names  and  these  people,  ac- 
cording to  his  information,  were  card-carrying  Communists? 


2286       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

Judge  Stainback.  Yes.  And  then  about — well,  I've  forgotten  how 
many  more,  possibly  50  more  that  they  were  satisfied  were  Com- 
munists, but  they  had  never  been  able  to  discover  their  cards  or  their 
card  numbers,  or  however  they  discover  them. 

Mr.  Morris.  Now  may  I  break  in  at  this  point,  Judge?  You  did 
give  the  committee  that  list,  did  you  not? 

Judge  Stainback.  I  gave  you  a  list  of  the  known  Communists;  I 
don't  believe  I  gave  you  the  one  of  the  suspects. 

Mr.  Morris.  Mr.  Chairman,  we  have  in  our  files  the  list  referred  to 
by  Judge  Stainback.  I  suggest  we,  however,  not  put  that  list  in  the 
record,  in  our  public  record,  certainly  at  this  time.  As  you  know, 
consistent  with  our  policy,  we  try  to  keep  names  out  of  our  record — 
names  mentioned  in  a  derogatory,  security  information,  sense — out  of 
our  record  until  the  people  themselves  have  an  opportunity  to  come 
in  and  comment  on  it. 

And  so  I  say,  Senator,  may  we  keep  the  list  that  the  judge  gave  me 
the  other  clay  for  our  executive  file  but  not  put  the  information  in 
the  general  file?  May  it  go  into  the  record  with  that  limitation, 
Senator  ? 

Senator  Johnston.  The  list  may  be  kept  as  is  the  customary  pro- 
cedure of  this  committee,  for  our  information. 

Judge  Stainback.  I  also  have  a  list  of  what  they  call  fellow  trav- 
elers. That  was  not  so  numerous.  But  those  who  were  sympathetic 
to  Communist  procedure  and  propaganda— and  he  gave  me  some 
other  documents.  One  of  them  included  the  plan  of  Communist 
infiltration  into  Hawaii.  It  was  7  paragraphs,  long  paragraphs, 
and  I  expect  to  use  1  paragraph  of  it  to  show  you  what  they — the  most 
active  part  of  tlieir  procedure. 

Senator  Johnston.  This  was  given  to  you  in  1947? 

Judge  Stainback.  1947.    Yes,  sir. 

Mr.  Morris.  And  was  all  security  information,  is  that  right? 

Judge  Stainback.  For  my  security  information.  In  fact.  General 
Hull  was  a  little  bit  reluctant—that  was  very  hush-hush  information, 
and  I  should  keep  it  so.  And  I  believe  he  said  if  I  ever  told  anybody 
he  gave  it  to  me,  he  would  say  I  was  a  liar,  or  something  to  that  effect. 

Mr.  Morris.  In  other  words,  what  General  Hull  was  trying  to  do. 
Judge,  was  that  he,  recognizing  the  danger  that  existed,  wanted  to 
alert  you,  a  Territorial  official 

Judge  Stainback.  Yes,  sir. 

Mr,  Morris.  And  yet  he  couldn't  make  a  formal  communication 
to  you  because  of  the  restrictions  placed  on  the  information? 

Judge  Stainback.  He  was  more — he  was  much  perturbed  and  we 
discussed  what  I  should  do  to  help  the  situation.  Well,  I  said  I  could 
do  sometliing  about  those  schoolteachers  in  pretty  short  order,  which 
I  did. 

Senator  Johnston.  Judge,  lie  thought,  though,  that  you  could  keep 
it  confidential  and  you  could  handle  the  matter  much  better  than 
publishing  it  to  the  world  at  that  time? 

Judge  Stainback.  Yes,  sir. 

Senator  Welker.  May  I  ask  a  question,  Mr.  Chairman? 

Senator  Johnston.  You  may.  Senator  Welker. 

Senator  Welker.  Can  everyone  hear  in  this  hearing  room?  I 
can't.  "V^Hiat's  the  matter  with  the  loudspeaker  system?  Let's  get 
it  on  the  ball. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2287 

Judge  Stainback.  Can  you  hear  this  ? 

Mr.  Morris.  It  may  be,  Judge,  we  can  hear  you,  but  the  people  in 
the  room  cannot. 

Senator,  why  don't  we  take  a  5-minute  recess  then  ? 

Senator  ,Tohnston.  The  committee  will  take  a  5-minute  recess  to 
check  the  loudspeaker  system,  to  see  what  is  wrong  with  it. 

(A  short  recess  was  taken.) 

Senator  Johnston.  You  may  proceed. 

Mr.  Morris,  Senator,  before  we  resume,  I  would  like  to  mention  for 
the  record  that  Senator  Butler  and  Senator  Watkins  have  gone  out 
to  the  Emergency  Hospital  to  see  Mr.  Mandel,  accounting  for  their 
departure  from  the  committee  room  a  few  minutes  ago.  Senator. 

Senator  Johnston.  You  may  proceed. 

Judge  Stainback.  On  these  two  schoolteachers,  on  which  we  had 
such  voluminous  evidence,  I  wrote  to  the  school  board,  asking  that 
this  be  investigated,  and,  if  they  were  found  guilty  of  preaching  com- 
munism throughout  the  schools  and  throughout  the  Territory,  they 
should  be  immediately  removed.  And  I  appointed  a  very  competent 
lawyer  as  a  member  of  the  board  of  education  to  aid  in  conducting  this 
investigation. 

Well,  they  had  a  long  trial — Mr.  and  Mrs.  Reinecke.  They  were 
defended  by  Mr.  Gladstein,  who  has  been  pretty  famous  throughout 
the  country  as  defending  Communists.  They  were  found  guilty  and 
removed  as  teachers. 

I  started  investigating  the  two  other  teachers,  which  we  did  not  have 
so  much  on.  They  immediately  resigned  and  left  for  the  coast.  So 
we  solved  that  problem. 

I  also  kept  this  list  so  that  no  others  could  be  appointed  to  any 
position  throughout  the  Territory.  I  found  that  1  or  2  had  been  placed 
on,  either  as  election  judges  or  inspectors,  whose  names  we  usually 
took  from  the  party  chairmen  and  the  secretary  attended  to  that, 
just  sent  me  a  list.  Frequently  I  didn't  know  one  in  a  hundred.  I 
had  600  or  800  to  appoint  each  election.  But  I  scanned  even  those 
lists  thereafter. 

One  of  the  shocking  things  about  the  information  General  Hull 
gave  me  was  this  seven  paragraph  statement:  "Wliat  we  must  do." 
So  I  told  the  general  that  I  would  start  a  one-man  crusade  against 
the  Communists  in  the  Territory. 

The  general  invited  me  out  to  speak  on  Army  Day.  That  was  in 
April,  I  think. 

Mr.  Morris.  April  1947  ? 

Judge  Stainback.  1947.  That  was  on  the  reactivation  of  one  of 
the  Hawaiian  regiments,  the  442d,  I  believe,  or  one  of  the  regiments 
that  served  with  distinction  in  the  war.  I  spoke  to  them  and  pointed 
out  that  we  were  not  free  from  the  dangers  of  a  cold  war,  an  under- 
ground war,  and  warned  them  to  be  on  the  alert.  In  fact,  I  went  on  a 
speaking  campaign  from  then  through  the  next  2  years.  I  spoke  on 
the  Fourth  of  July,  Labor  Day,  before  a  labor  body,  before  the  cham- 
ber of  commerce.  Navy  Day  I  spoke,  and  Admiral  Hall,  who  was 
here  then 

Mr.  Morris.  That's  Admiral  Hall  ? 

Judge  Stainback.  Admiral  Hall  made  a  very  vigorous  attack  on  the 
failure  of  the  citizens  of  Hawaii  to  support  my  campaign  against 
the  Communists,  so  vigorous  that  the  admiral  afterward  told  me  that 


2288       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

some  of  the  politicians  or  some  of  the  Communists  had  ■written  to 
Washington,  complaining  that  he  was  taking  part  in  local  politics. 
Well,  I  don't  think  the  popgun  attacks  bothered  Admiral  Hall  much, 
as  he  had  faced  the  guns  in  the  landing  at  Normandy. 

Mr.  Morris.  Is  Admiral  Plall  Rear  Adm.  John  L.  Hall,  Jr.  ? 

Judge  Stainback.  Jimmy  Hall,  they  called  him,  those  who  knew 
him  well  enough. 

Mr.  Morris.  Eear  Adm.  John  L.  Hall,  Jr.  ? 

Judge  Stainback.  What's  that  ? 

Mr.  Morris.  That's  Rear  Adm.  John  L.  Hall,  Jr.  You  say  you 
knew  him  familiarly  as  "Jimmy"  ? 

Judge  Stainback.  I  always  thought — I  thought — it  must  have  been 
James.  Tliey  called  him  "Jimmy."  He  was  in  charge  of  the  fleet 
operation  at  the  landing  in  Normandy  and  was  in  command  out  here 
for  several  years.  He  recently  retired.  I  saw  him  in  San  Francisco  a 
few  years  ago. 

But  he  was  called  to  explain  his  talk.  And  incidentally,  at  that 
time,  I  kind  of  apologized  for  repeating  my  attacks  on  Communists, 
so  I  cited  the  old  Roman  senator,  Cato.  In  every  speech  between 
the  Punic  Wars  he  would  always  close  with  "Carthago  clelenda  est." 
Whatever  he  was  speaking  about,  he  might  talk  about  the — of  course, 
I  would  translate  that  for  the  Harvard  men  present  as  "Carthage  must 
be  destroyed." 

Mr.  Morris.  Will  you  spell  that  for  the  record  ?  Judge,  may  I  just 
spell  that?    C-a-r-t-h-a-g-o. 

Judge  Stainback.  Delenda  est.  It  has  been  some  time  since  I 
worked  with  any  Latin. 

Mr.  Morris.  "Carthage  must  be  destroyed." 

Judge  Stainback.  Yes,  sir.  In  fact,  the  term,  6  or  8  months  later, 
was  used  by  our  then  President,  I  think,  in  some  speech.  I  don't  know 
if  he  got  it  from  me.    President  Truman. 

The  paragraph  that  bothered  me  so  much  in  these,  what  the — the 
thing  was  headed  "Wliat  Must  We  Do?"  John  E.  Reinecke's  name 
was  on  it — Honokaa,  T.  H. 

Mr.  Morris.  The  Mr.  Reinecke  mentioned  here  was  Jolin  Reinecke, 
one  of  the  defendants  in  the  Smith  Act  trial  out  here.  His  case 
is  now  on  appeal  ? 

Judge  Stainback.  No.  Oh,  no.  He  was  also  dismissed,  one  of  the 
teachers  dismissed  after  the  trial  and  hearing. 

Paragraph  6  read  as  follows : 

Goals  acceptable  to  liberal  as  well  as  radical  elements  in  Hawaii  should  be 
set  up  and  striven  for  (on  the  side)  as  a  means  of  arousing  popular  support. 
For  example,  antimilitarism.  First  attack  ROTC  in  the  high  schools,  then  in 
the  university.  Attack  kowtowing  to  military  in  the  local  press  and  public 
affairs.  Weaken  the  National  Guard  unit  as  much  as  possible  and  propagandize 
its  members  to  make  them  sympathetic  to  unions.  Attack  militarization  of  Boy 
Scouts. 

Nothing  was  overlooked. 

Education :  Wide  extension  of  educational  opportunities.  Removal  of  aU 
fees  and  rentals.    Aid  of  poor  students — 

and  in  parentheses  (see  Rex  Davis'  international  pamphlet  No.  39). 
I  didn't  have  the  privilege  of  ever  seeing  that. 

No  discrimination  racially  in  i)lacement  of  teachers.  It  is  highly  important 
to  win  the  teachers  and  university  and  high-school  students. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2289 

Civil  rights:  Aim  at  legislation  abolishing  repressive  legislation  (present 
laws  against  picketing  and  onrbing  foreign  press)  and  legalizing  strikes  and 
picketing. 

Keligion  :  As  an  immediate  objective — 

noWj  this  is  a  quote  within  that — 

"take  the  Christian  religion  out  of  the  public  scliools."  Show  how  other  religions 
are  discriminated  against  in  a  subtle  manner  by  use  of  Christian  prayers  Easter, 
Thanksgiviijg,  and  Christmas  exercises,  use  of  schools  by  Catholic  priests,  et 
cetera.  Go  on  to  attack  ^lission  Board  for  its  nse  of  ministers  and  workers  to 
lioomalimali  plantation  employees. 

I  iiii<j:ht  tvanshite  that  "lioomalimali"  as  "kid  'em  along,  soften 
"em  up."    Tliat's  a  Hawaiian  word. 

Attack  Koman  Catholics  for  interference  in  public  affairs  (as  an  attack  upon 
sterilization  bill).  Attack  Buddists  for  keep  up  Japanese  sho-isra.  Attack  ex- 
ploitation of  Mormons  by  LDS  Church. 

Senator  Welkek.  What  Avas  that  last? 
Judge  Stainback  (reading)  : 

Attack  exploitation  of  Mormons  by  the  LDS  Church. 

Latter-day  Saints  Church.  I  don't  know  exactly  what  they  mean 
by  that. 

Attfick  exploitation  of  Mormons  by  the  church. 

Evidently  they  feel  the  church  exploits  them  in  their  tithes,  I 
assume.  They  charge  them  10  percent.  I  don't  know  what  else  it 
means. 

Attack  social  legislation ;  work  for  change  in  instance  of  taxatiun  and  outline 
a  complete  program  of  social  legislation  to  be  agitated  for. 
Press.    Arouse  public  danger  of  "sugar-coated  press." 

That  is  only  one  paragraph  of  6  or  7  paragraphs.  I  didn't  read 
the  others,  although  they  still  have  their  goals  set  forth  in  great 
detail. 

I  think  that  was  filed  in  the  trial  of  Reinecke,  in  the  teachers"  hear- 
ing, if  I  mistake  not.  Anyhow,  if  the  committe  wishes  the  whole 
letter,  in  pamphlet  form,  I  will  see  if  I  can  secure  it. 

Mr.  Morris.  Now,  Judge,  was  Jack  Hall's  name  on  that  list? 

Judge  Stainback.  On  the  list  of  Comnnmists? 

Mr.  Morris.  Yes. 

Judge  Stainback.  Oh,  yes;  he  led  the  pack.  Quite  important.  I 
believe  I  have  part  of  that  list  here.    See  how  they  are  listed  here. 

Mr.  Morris.  Judge,  had  you  encountered  Jack  Hall  up  to  this  time? 

Judge  Stainback.  Have  I  encountered ■ 

Air.  Morris.  Have  you  encountered  Jack  Hall  up  to  this  time? 

Judge  Stainback.  Yes.  I  was  very  much  embarrassed.  I  put  him 
on  the  police  commission  and  fired  him  from  the  police  commission, 
l)oth. 

Mr.  Morris.  You  mean  you  had  appointed  him  as  a  police  com- 
missioner? 

Judge  Stainback.  Appointed  him  as  a  police  commissioner  and  then 
I  tired  him. 

Mr.  Morris.  Was  that  prior  to  1947? 

Judge  Stainback.  Not  because  I  knew  anything  about  his  Com- 
numist  connection,  but  because  of  his  vicious  attack  in  the  strike  of 
1946.     I  fired  him  right  after  that  because  of  his  attack  upon  then 

72723—57 — pt.  39 -5 


2290       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Circuit  Judge.  Rice,  who  is  now  chief  justice  of  tlie  supreme  court 
of  the  Territory, 

Mr.  AIoRRis.  That's  Judge  Pliilip  Rice? 

Judge  Stainback.  Yes,  sir. 

Mr.  Morris.  Will  you  tell  us  about  that  episode,  Judge? 

Judge Statxhack.   I  l)eg youi'  paidon  '. 

Mr.  Morris.  Would  you  tell  us  about  that? 

Judge  Stainback.  Well,  he  got  out  a  pamphlet  over  his  owu  name, 
in  which  he  spoke  of  "the  lawless  judge."  I  had  a  copy  of  it  heire 
somewhere. 

]Mr.  jVIorris.  I  know  you  gave  me  a  copy  of  it  the  other  da}',  Judge, 
and  it  is  one  of  the  things  locked  up  in  the  files  to  which  Mr.  Mandel 
has  the  key. 

Judge  Stainback.  I  think  I  possibly  have  another  copy  here,  if 
1  can  Hnd  anything,  after  the  wind  got  through. 

Senator  Johnston.  Help  the  judge  arrange  his  papers  over  there. 
The  wind  blew  them  all  away  and  sort  of  disarranged  them. 

Judge  Stainback.  There  is  a  photostat  copy  here.  Here  it  is. 
Xothing  like  having  a  little  assistance. 

It  is  headed — this  is  a  photostatic  copy  of  the  little  pamphlet  tliey 
circulated. 

Mr.  Morris.  Yes.  Read  some  of  the  significant  poi-tions  of  it, 
will  you? 

Judge  Stainback.  It  is  headed: 

A  Lawless  .Ti'dge  Will  Not  Break  the  Sugar  Stkikk 

A   STATEMENT   TO    THE  PUBLIC 

No  company  manager,  esi)ecially  Philip  L.  Rice,  is  going  to  crusli  tiie  struuglc 
of  nearly  100,000  men,  women,  and  children  for  a  better  life  and  control  of 
their  own  destiny  merely  by  issuing  an  injunction. 

It  seemed  that  Judge  Rice  had  issued  some  sort  of  injunction;  T 
don't  know  what  it  involved  particularly. 

Then  he  goes  on  with  a  vicious  attack 

Mr.  Morris.  How  did  you  know^  it  was  Jack  Hall  wlio  compo-cd 
that? 

Judge  Stainback.  Oli,  he  signed  it:  it  is  signed  "Jack  W.  Hall, 
regional  director,  International  Longshoremen's  and  Wtirehousi'inen's 
Union." 

Mr.  Morris.  At  the  same  time,  he  was  a  police  connnissioncr  f 

Judge  Stainback.  He  was  a  ])olice  commissioner.  I  called  him  in  : 
I  said,  ''Jack,  what  is  this  attack  on  the  judge  by  a  police  conuius- 
sioner?"  I  said,  "Your  duty  is  to  enforce  law  and  order,  not  to 
create  disrespect  for  our  judges."  I  said,  "A  democratic  nation  (^an't 
exist  uidess  there  is  respect  for  judges." 

Well,  he  mumbled  something  about  his  duty  to  his  union. 

I  said,  '"Well,  maybe  Judge  Rice  was  wrong,"  1  said,  "judges  fre- 
quentl}^  are.'"  Maybe  myself — once  or  twice  in  my  life,  when  I  was 
on  the  bench. 

Senator  Johnston.  Very  few. 

Judge  Stainback.  I  said,  "You  have  the  right  of  a])peal.  \o\\ 
can  go  to  the  Su])reme  Court  of  the  TTnited  States  if  there  is  any 
Federal  question  <»f  your  rights  involved."     I  said,  "You  can't  act 


SCOPE    OF    SOVIKT    ACTIVITY    ]N    THE    UNITED    STATES       22VU 

out  a  piiniplili't  like  tliat.  a( lacking-  liis  integrity,  trymg-  to  belittle 
him." 

Well,  as  1  said,  he  still  iiiunibled  his  duty  to  his  union,  so  I  called 
my  stenographer  in  and  dictated  his  resignation;  I  said,  "Sign." 
He  signed  it.  Several  ilays  later  he  sent  in  a  more  elaborate  resigna- 
tion, which  I  didn't  read  because  I  think  he  attacked  me  and  everv- 
body  else. 

So  I  hired  and  tired  Mr.  Jack  Hall  before  I  found  out  that  he  be- 
longed to  the  Communist  Party  and  was  one  of  llie  leaders  in  the 
organization,  accoi-ding  to  the  report  T  got. 

Well,  General  Hull  and  1  talked  about  my  one-man  crusade;  as  I 
said,  I  made  siDeeches  on  every  occasion,  andtinally  reached  the  stage 
where  I  had  to  apologize  for  using  this  "Cai'the'ga  delenda  est"  on 
every  occasion. 

Hall  is  listed  in  the  list  he  gave  me  "John  AVaync  Ibill.  alias  Jack, 
residence,  2955  Oahu  Avenue,  Honolulu;  occupation,  regional  direc- 
tor, n^WU-CIO,  pier  11,  delegate,  Fourth  District,  Democrat— dele- 
gate, Sixth  Precinct,  Fourth  District,  Democrat." 

I  believe  that  last  notation  was  made  l)y  me  in  1050.  I  nni  not  >\\iv. 
He  was  a  delegate  to  the  convention. 

So  I  continued  speaking  throughout  the  Territory,  and  laler  «.n. 
on  the  coast,  San  Francisco,  Portland,  Los  Angeles,  aiul  1  was  invited 
as  far  east  as  Minnesota,  but  I  did  not  go. 

At  the  meeting  of  the  next  legislature  I  recommended  the  estab- 
lishment of  a  subversive  committee. 

Mr.  Morris.  You  made  the  recommendation,  sir,  that  led  to  rlie 
establishment  of  the  Territorial  Commission  on  Subversion? 

Judge  Stainback.  Yes,  sir.  And  we  got  that  passed  and  1  niiide 
the  appointments  to  the  first  board  and  probably  to  several  boards. 

In  1349,  the  day  the  legislature  closed,  the  day 'after,  they  declared 
a  maritime  strike,  a  shippers  strike.  Of  course',  shipping  is  the  life- 
line of  the  Territory;  it  can't  exist  without  communications  between 
here  and  the  mainland.  So  naturally  I  Avas  very  much  disturbed.  I 
called  in  the  officers  of  the  ILWU.  I  think  Mr.  Goldblait  was  one  of 
them ;  there  were  several  of  them,  and  finally  Mr.  Bridges  himself. 
I  think,  came  down.  I  called  in  representatives  of  the  employers, 
and  I  called  them  in  separately  and  apart,  and  we  could  ^et  nowhere. 
And  then  under  the  statute  I  appointed  what  we  call  a  factfinding 
commission,  five  members.  The  chairman  was  former  Chief  Justice 
Coke,  a  former  chief  justice  of  our  Territorial  supreme  court. 

Mr.  Morris.  AVill  you  spell  that  for  the  i-ecord.  sii  !' 

Judge  Stainback.  I  beg  your  pardon  ? 

i\Ir.  Morris.  Will  .vou  spell  his  name,  for  the  record,  sir  ? 

Judge  Stainback.  Coke.  C-o-k-e.  The  same  as  our  distinguished 
jurist  of  England  years  ago. 

In  a  few  days  1  heard,  it  was  brought  to  me,  I  think  Judge  Coke 
himself  brought  it  to  me,  the  statement — Mr.  Goldblatt  used  the  ex- 
pression that  was  given  to  me,  "He  didn't  give  a  damn  wliat  the 
factfinding  board  found,  they  were  not  going  to  accept  it." 

So  I  ordered  the  factfinding  board  to  report  within  a  week  and  1 
took  out  for  Washington,  to  see  what  help  I  could  get  back  there, 
because  our  very  existence  depended  u.pon  maintaining  comnniiKa- 
tions  with  tlie  mainland  by  way  of  ship{)ing. 


2292       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Well,  they  told  me  tliat  that  didn't  come  under  a  national  emer- 
gency, so  they  couldn't  use  the  President's  powers,  which  he  is  now 
using  in  the  present  strike,  by  way  of  injunction,  and  that  "It  was  my 

baby." 

Mr.  MoHKis.  So  that  you  were  told  in  Wasliuioton  I  hut  you  had  to 

solve  it  on  a  local  level  i 

Judge  Staixi'.ack.  Solve  it  on  a  local  level,  a  local  matter. 

Senjitor  Wei-kki!.  Mr.  Chairman,  we  might  keep  the  record  in  order 
here.  At  the  point  Avhere  Judge  Stainback  read  from  a  photostat 
allegediv  written  by  Jack  AV.  Hall,  entitled  "A  lawless  judge  will  not 
break  tlie  sugar  strike,"  I  ask  you,  Mr.  Chairman,  that  the  whole  of 
that  document  be  incorporated  in  the  record  at  this  i)oint,  whereas 
Judge  Stainback  referred  to  a  certain  portion  thereof. 

Senator  Johxstox.  This  sliall  be  copied  and  printed  m  the  record 
as  part  of  the  testimony.  ,  .,  •    xt     ,d.5j       i 

(The  document  above  referred  1  o  was  marked  ''Exhibit  No.  084    and 

reads  as  follows:) 

Exhibit  No.  384 

A  Lawless  Judge  Will  Nor  Break  thi.  Sugai:  Shuke 

A  siiitemeiit  to  the  public: 

x.i  coniranv-miiided  jiuliie,  especially  Phillip  L.  Kice,  is  f^oing  to  crush  the 
strujijric  of  nearly  100,000  men,  women  and  children,  for  ;i  liotter  life  iind  control 
of  thVir  ow  n  destinies  merely  by  issuing  an  injunction. 

.ludue  Rice's  issuing  such  an  injunction  after  a  privjite  conference  with  the 
Lihu.-"  Plantation  Co.  behind  closed  doors  is  not  in  keeping  with  the  American 
sens.'  of  fair  play.  It  was  an  outrageous  thing  to  do.  The  proper  procedure  to 
have  followed,  and  any  fair-minded  judge  would  have  done  so — would  have 
lieen  to  call  in  both  the  company  and  the  union.  To  have  then  lield  a  hearing  on 
the  facts  before  issuing  sucb  an  arbitrary  injunction.  This  is  the  procedure 
followed  in  fair  courts. 

This  flagrant  disregard  for  the  basic  principles  of  fair  phiy  is  underst;indal»!e, 
however,  when  vou  know  that  members  of  Judge's  Kite's  family  are  stockholders 
of  Lihuc  Plantation.  It  is  understandable  when  you  know  that  Judge  Rice 
lepifsi-nted  Lihue  Plantation  and  other  Big  Five  companies  for  many  years  as 
corporation  counsel. 

I  personally  sat  opposite  him  in  an  earlier  strike  against  Lihue  Plantation 
where  he  represented  that  hrm  at  the  bargaining  table. 

Company  Judge  Rice's  prejudice  against  the  workers  is  great.  His  actioji  iu 
this  injunction  matter  reeks  with  it.  In  his  anxiety  to  assist  the  strikebreaking 
program  of  the  emjiloyers,  he  ordered  a  temporary  restraining  order  against  the 
union,  ( rc^/  thouyh  the  Lihue  I'lantntion.  Co.  did  not  (lal:  for  such  an  order  in 
its  prtitioi.    That  is  the  height  of  prejudice. 

It  is  customary  in  injuncticm  proceedings  where  properly  rights  are  nivolved 
to  require  the  petitioner  to  post  a  substantial  bond.  The  property  rights  of  the 
workers --their  job  rights — are  involved  in  this  proceeding,  but  Judge  Rice  did 
not  even  think  it  necessary  to  require  the  company  to  post  a  bond  as  evidence 
of  good  faith. 

Hearing  on  the  injunction  is  set  for  10  days  hence— 10  days  in  which  tlie 
employers  can  develop  their  strikebreaking  plans  without  the  moral  persuasion 
of  iierfectly  legal  picketing.  Usually  injunctions  are  returnable  in  3  to  5  days. 
Th.'il.  apparently,  is  not  enough  time  for  the  employers,  so  Judge  Rice  con- 
veniently allowed  them  10  days. 

The  judge's  order  is  so  vague,  broad  and  all-inclusive  that  it  is  practically 
meaningless.  It  is  aptly  described  as  a  mass  of  glittering  generalities.  Its  lan- 
guage is  so  cloaked  with  uncertainties  that  no  worker  can  reasonably  be  ex- 
pected to  know  what  he  may  and  what  he  may  not  do. 

The  ILWU  believes  that  the  laws  of  the  land  should  be  lived  up  to  by  every- 
body, including  judges.  But  there  is  a  vast  difference  between  the  law  and  pri- 
vate! v  issued,  one-sided  edict  of  a  lawless  judge. 

Jack  W.  Hai.l, 
RcfjioiKil  Director, 
liileriKitiniKil  Lou (ii^horeni en' ^  aiul  W<irehoii.'<enirv\<!  Pnioii. 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2293 

Judge  Stainback.  I  will  say  while  I  was  in  Washington  I  had  a 
very  tine  opportunity  of  having  dinner  with  four  United  States  Sen- 
ators, including  Senator  Taft,  the  author  of  the  Taft-Hartley  Act, 
Senator  Russell  of  Georgia,  and  Senator  Hugh  Butler,  I  believe, 
and  Senator  IMcClellan  of  Arkansas.  So  I  took  up  with  the  Senators, 
particularly  Senator  Taft,  what  I  could  do,  that  I  had  been  denied 
any  help  by  the  administration,  and  I  said,  "I  thought  I  could  take 
care  of  unloading  the  ships  if  we  get  them  here."  But  they  would  re- 
fuse to  load  "hot  cargo,"  as  they  would  call  it,  on  the  coast. 

Senator  Taft  told  me  that  that  would  violate  the  Taft-Hartley  Act 
as  a  secondary  boycott,  and  that  the  United  States  Government  au- 
thorities would  have  to  protect  me  on  that  end. 

I  went  to  see  the  Interior  Department  and  I  said,  "Well,  if  yon  can't 
give  me  any  help,  at  least  don't  give  the  bear.  I  think  I  can  go  back 
and  take  care  of  the  local  end  of  it." 

So  I  came  back  in  July  1949  and  immediately  summoned  a  special 
session  of  the  legislature,  to  which  I  recommended  what  they  now  call 
the  dock  seizure  act,  which  our  friends  the  Commies  call  the  Stainback 
strikebreaker.  That  act  was  passed,  giving  me  power  to  take  over, 
in  time  of  emergency,  the  docks,  like  a  public  utility.  In  fact,  they 
made  it  a  public  utility.  I  don't  think  either  the  employers  or  the 
employees  wished  me  to  take  them  over,  but  I  took  them  over.  I  re- 
ligiously refrained  from  using  any  military  force  in  seizing  the  docks. 
And  I  put  in  charge  of  it  a  good  two-fisted  contractor,  and  we  moved 
the  cargo,  in  fact  more  expeditiously  than  the  private  individuals. 

I  was  somewhat  uneasy  when  I  took  over  the  docks  because  I  remem- 
bered the  murders  on  the  Oakland  waterfront  years  ago.  There  was 
a  waterfront  strike.  In  fact,  those  murders  made  Warren  Governor— 
the  prosecution  of  those  murderers  made  Warren  Governor  of  Cali- 
fornia— our  now  Chief  Justice. 

So  I  called  in  the  police  commission,  the  chief  of  police,  and  I  told 
him,  "We  must  be  very  alert  to  crush  the  first  sign  of  violence."  So 
things  went  along  pretty  well  for  a  few  days,  and  then  the  strikers 
made  a  diversionary  attack  on  one  side  and  attacked  in  force  on  the 
other  side  while  unloading  cargo.  The  police  were  very  alert.  We 
had  a  very  fine  chief  of  police,  and  he  picked  up  between  75  and  80  of 
them  immediately.  They  were  either  fined  or  jailed.  Though  the 
strike  lasted  some  months  later,  we  had  no  more  violence  or  attempted 
violence. 

The  factfinding  committee  made  a  report,  upon  my  return,  in  which 
they  advocated  a  raise  in  wages — I  don't  know  what  the  amount  was 
or  how  considerable  it  was — and  the  employees  flatly  rejected  it. 
The  employers,  after  some  hemming  and  hawing,  agTeed  they  would 
accept  it.  So  the  strike  continued,  but  the  cargo  was  moved  after 
we  took  over  the  docks.  They  attempted,  I  believe,  to  refuse  to  load 
in  San  Francisco  and  I  tried  to  ^et  the  United  States  authorities  on 
the  job.  But  fortunately  no  action  was  necessary  there;  the  strike 
was  settled  and  the  men  went  back  to  work  on  the  wages  they  had 
refused  4  months  earlier. 

Due  to  my  securing  the  passage  of  this  act,  I  was  enemy  No.  Ito 
the  Communists  of  the  Territory,  and  they  never  lost  any  opportunity 
to  attack  me  or  try  to  obtain  my  removal. 

I  was  invited  to  San  Francisco  sometime  after  this  to  make  a  talk 
and  I  had  a  real  royal  reception  there.    Your  reception  here  re- 

72723— 57— pt  39 6 


2294       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

minded  me  somewhat  of  it.  They  met  me  with  banners,  parades, 
picketed  the  place  I  was  supposed  to  speak,  circulated  various  circu- 
lars. I  was  fortunate  enough  to  obtain  one,  one  of  my  prize  souv- 
enirs. It  is  headed  "Danger  to  all  of  us"  or  "all  of  U.  S."  I  don't 
know  which.     "Us,"  I  guess. 

The  Hawaiian  S.  S.  law  can  mean  tbe  end  of  free  America.  The  Hawaiian 
legislature,  at  the  insistence  of  Governor  Ingram  Stainback,  has  just  enacted  a 
liberty-crushing  law,  along  with  similar  amendments  to  break  this  strike  nf 
longshoreman  there.  The  law  and  the  amendments  go  further  than  any  previous 
antilabor  law  ever  enacted  by  the  United  States  or  any  of  its  States, 

That,  of  course,  is  not  true.  A  great  many  States  have  enacted 
laws  which  are  folloAved,  giving  the  power  to  seize  public  utilities 
w^hen  on  strike  where  such  utilities  are  necessary  for  the  preserva- 
tion of  the  health  and  welfare  of  the  people.  There  is  none  on  docks 
because  there  is  no  place  the  docks  are  as  important  as  they  are  to 
Hawaii.     So  that  was  not  quite  true. 

They  openly  take  the  side  of  the  employers  and  particularly  direct  the  workers 
to  go  back  to  work,  without  any  attempt  to  meet  or  even  compromise  or  arbi- 
trate their  demands.  They  even  make  it  a  crime  for  anyone  to  help  the 
strikers  with  so  much  as  a  plate  of  beans. 

I  apparently  overlooked  that  part  of  it. 

Then  "Ingram  Stainback,  author  of  the  S.  S."  and  then  in  paren- 
theses "  (Stainback  strikebreaking  law) " — 

is  here  today,  speaking  before  the  Junior  Chamber  of  Commerce  at  the  Com- 
mercial Club  in  an  attempt  to  explain  and  teach  enactment  and  enforcement 
of  those  laws. 

If  those  laws  are  allowed  to  stand  unchallenged,  it  means  all  cherished 
American  freedom  can  be  taken  away,  not  just  from  workers  and  tlieir  trade 
unions,  but  from  everybody.     What  can  be  done  to  labor  can  be  done  to  you. 

Stainback  is  appointed  by  President  Truman.  President  Truman  can  remove 
him  for  taking  this  hysterical,  anti-American  step. 

As  far  as  we  are  concerned,  this  kind  of  strikebreaking  and  denial  of  union 
rights  will  not  be  allowed  to  work.  Join  our  demonstration  today.  Tell  Pres- 
ident Truman  to  remove  Stainback. 

This  is  signed  "Longshoremen's  &  Warehousemen's  Union  and  San 
Francisco  CIO  Council." 

Senator  Johnston.  "VVliat  date  was  that? 

Judge  Stanback.  Wliat's  that? 

Senator  Johnston.  Wliat  was  the  date  of  that?  Wliat  was  the 
date  of  that  ? 

Judge  Stainback.  I  can't  tell  you.  It  doesn't  seem  to  be  dated, 
but  it  was  soon  after  the  enactment  of  this  law,  sometime  in  1949.  I 
think  approximately  about  September — August  or  September. 

I  was  trying  to  preserve  the  fight  against  the  Communist  and  try- 
ing to  get  enforcement  of  our  shipping  here,  to  protect  the  Territory 
from  starvation  and  worse. 

At  that  time  the  UjWV  was  a  member  of  the  CIO  and  the  CIO 
was  very  influential  in  Washington.  Soon  after  this  the  ILA\nj  was 
kicked  out  of  the  CIO.  I  was  a  great  admirer  of  Philip  Murray.  He 
was  an  outstanding  labor  leader.  And  I  went  to  call  on  him  in  Wash- 
ington, and  explained  his  strike-ridden  subordinate  union  down  here. 
He  had  come  out  openly  against  "the  damn  Communists,"  as  he 
called  them,  within  his  union.  And  I  didn't  get  a  chance  to  talk  to 
him  very  long  because  at  that  time  there  were  negotiations  on  the  steel 
wage,  but  he  was  greatly  concerned.    But  he  did  not  know  of  Hall 


SCOPE    OF    SOVIET   ACTIVITY   IN   THE    UNITED    STATES      2295 

or  any  of  the  other  leaders  here,  so  far  as  I  know.    But  he  asked  me  to 
I'eave  him  a  list  of  the  Communists  who  were  prominent  in  the  ILWU. 

Well,  I  don't  know  that  that  had  anything  to  do  with  the  removal  of 
the  ILWU  from  the  CIO,  but  not  so  long  after  that  they  were  kicked 
out  of  the  CIO  organization. 

Mr.  Morris.  That  was  while  you  were  still  governor? 

Judge  Stainback.  Yes. 

Mr.  Morris.  Now,  did  that  cause  any  change  of  attitude  on  the  part 
of  either  the  Government  or  the  people  in  the  Territory,  that  expulsion 
on  the  part  of  the  CIO  of  the  ILWU  ? 

Judge  Stainback.  Not  to  any  great  extent.  I  tried  to  get  some  of 
the  Democrats  to  work  with  me  to  clean  out  the  Democratic  Party. 

Mr.  Morris.  You  yourself  were  a  Democrat,  were  you  not.  Judge? 

Judge  Staixback.  Oh,  yes,  I  have  always  been.  I'm  from  Ten- 
nessee. 

Mr.  Morris.  Will  you  tell  us  about  that,  Judge  ? 

Judge  Stainback.  I  saw  these  various  officers  of  the  precinct  clubs 
here,  delegates  to  our  convention.  In  1950, 1  should  say  about  40  or  50 
of  these  Communists  were  delegates  to  the  Democratic  Convention. 

Mr.  Morris.  That  is  out  of  how  many,  Judge? 

Judge  Stainback.  Beg  your  pardon? 

Mr.  Morris.  You  say  40  to  50.    Out  of  how  many? 

Judge  Stainback.  Forty-eight.  They  had  a  meeting  and  there  was 
quite  a  number  there.  Their  leaders  were  very  active.  They  refused 
to  endorse  President  Truman  or  me  and  they  were  more  or  less  sup- 
porters of  Wallace,  although  they  didn't  endorse  him,  I  think,  actually 
endorse  him.  The  delegates,  after  they  went  back  to  Philadelphia, 
saw  the  light,  I  think,  how  things  were  running  and  they  switched  over 
to  Truman,  but  they  all  opposed  him  at  that  time. 

I  did  get  some  very  fine  assistance  from  Mr.  Borthwick  here,  who 
was  quite  a  friend  of  many  of  the  laborers,  and  old-time  labor  leaders 
before  the  Communists  took  over. 

Mr.  Morris.  "Wlio  was  he,  sir  ? 

Judge  Stainback.  Borthwick.    Bill  Borthwick. 

Mr.  Morris.  Will  you  spell  that  for  the  record,  please  ? 

Judge  Stainback.  B-o-r-t-h-w-i-c-k.  I  am  not  much  at  spelling, 
but  I  think  that's  correct. 

And  he  was  very  active  in  trying  to  clean  house  with  the  Democrats 
and  to  further  expose  the  Communists. 

I  may  say  Mr.  Harold  Rice,  of  Maui,  in  1950  took  a  very  active 
part.  I  was  in  Washington  when  the  Democratic  convention  met, 
and  I  talked  on  the  telephone  to  the  then  acting  governor,  Mr.  Warren, 
Mr.  Rice,  and  there  were  15  delegates  to  this  Democratic  convention 
who  had  been  members  of  "The  Reluctant  49"  or  "39,"  as  we  called 
them.  Thirty-nine  witnesses  before  the  House  Un-American  Com- 
mittee, Mr.  Walter,  chairman. 

Mr.  Morris.  That  was  in  1950,  Judge. 

Judge  Stainback.  This  convention — I  think  they  were  down  here 
in  1948.  I  am  not  sure. 

Mr.  Morris.  No.    The  hearings  were  in  April  1950. 

Judge  Stainback.  Oh,  was  it  1950?  Well,  they  were  members  of 
this  "Reluctant  39,"  and  the  convention  was  after  that,  because  I 
telephoned  that  we  should  not  permit  those  people  to  sit  as  delegates 


2296       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

to  a  Democratic  convention ;  they  were  not  Democrats,  they  were 
Communists. 

And  the  Communist  buncli  had  a  majority,  had  more  than  a  ma- 
jority— I  don't  say  they  had  a  majority  because  a  lot  of  them  were  not 
Communists,  they  wei'e  ju=;t  ^oiug  alono;  with  tliem. 

So  I  sufTirested  that  they  walk  out  of  this  convention  and  hold  their 
own,  which  they  did.  JNIr.  Rice  led  the  walkout  and  we  held  a  conven- 
tion, the  Democrats,  in  1950,  adopting  a  platform  and  acting  as  a 
Democratic  Party.  But  the  bunch  with  the  reluctant  15  or  39  held  its 
convention  and  adopted  its  platform,  and  we  had  somewhat  of  a  split. 

Senator  Johnston.  Judge,  that  shows  that  a  small  minority  could 
maneuver  and  get  control  of  the  machinery  at  a  convention;  is  that 
true  ? 

Judge  Stainback.  Tliey  did.  But  that  is  not  nnnsual  among  Com- 
munists. I  understand  in  every  Communist  country  the  actual  Com- 
munist members  are  a  very  small  minority.  Somebody  has  said  that, 
in  Russia,  I  think  15  percent  of  the  po])ulation  is  tlie  largest  ever 
given;  some  of  them  say  it  is  as  small  as  o  percent  of  the  Russian 
population  are  Communists,  yet  they  are  holding  a — I  started  to  say 
"an  iron  hand,"  but  I  will  say  an  iron  heel  to  hold  the  people  of  that 
country.  So  it  is  not  strange  that  a  minority  in  the  Democratic  Party, 
who  were  very  active  in  precinct  work  and  all  that  should  get  control 
of  the  party,  particularly  as  they  were  the  leaders  of  the  ILWU,  the 
big  labor  organization  in  the  Territory,  which  controls  many,  many 
votes. 

Senator  Johnston.  Judge,  what  they  really  do  is  to  get  people,  who 
don't  even  know  that  they  are  acting  and  working  with  the  Commu- 
nists at  all,  to  go  along  with  them ;  isn't  that  true  ? 

Judge  Stainback.  There  is  no  question  about  that.  And  just  to 
show  you  what  must  we  do — "Goals  acceptable  to  liberals,  as  well  as 
radical  elements,  in  Hawaii,  should  be  set  up  and  striven  for  (on  the 
side) ."    You  see,  they  use  liberal  goals. 

Many  years  ago  I  advocated  setting  up  a  board  which  could  buy  or 
condemn  land  to  sell  to  people  without  land,  without  homes.  Up  to 
the  last  few  years  none  of  the  plantation  laborers  could  own  their  own 
homes — none  of  them.  Now,  I  agitated  around  here,  2  or  3  sessions, 
never  got  very  far,  most  everyone  was  against  me,  real-estate  agents 
and  all,  finally  Governor  King,  then  Delegate,  did  come  over  to  my 
side.    And  I  noticed  I  got  the  Communists  on  my  side. 

Well,  you  see,  they  adopt  liberal  procedure  on  the  side.  And  that's 
where  they  get  their  people  who  go  along  with  them,  sympathetic  with 
them.  They  favor,  say,  this  ownership  of  homes.  ""VVliy  shouldn't  I 
go  along?     That  is  what  I  favor." 

You  see,  they  are  very  shrewd  people.  So  you  see  they  use  liberal 
movements  to  attack  the  fringe  of  people  who  are  not  Communists,  who 
are  far  removed  from  Communists,  but  go  along  because  they  stir  up  a 
lot  of  agitation. 

Senator  Johnson.  So  in  our  fight  against  communism  we  have  to 
watch  our  step  so  that  the — and  at  least  give  the  people  some  benefit 
along  the  line,  in  order  to  keep  the  Communists  from  picking  that  up 
and  making  use  of  that? 

Judge  Stainback.  Well,  I  believe  that — I  think  I'm  a  liberal  and  I 
think  that  one  of  the  greatest  menaces  to  America  is  the  use  of  liberal 


SCOPE    OF    SOVIET    ACTIVITY    EST   THE    UNITED    STATES      2297 

documents  by  the  Communists  "on  tlie  side,"  as  they  say,  to  get  the 
support  for  their  candidates  and  their  tools,  the  people  that  they  use. 
If  they  came  right  out  "We  want  Communists  to  overthrow  this  Gov- 
ernment," they  wouldn't  get  very  far.  That's  the  subtlety  of  their 
work,  their  underground  work.  Just  as  they  have  seized  most  of 
Eastern  Europe  without  firing  a  shot,  using  their  underground  meth- 
ods to  work. 

Mr.  JMoRRis.  Judge,  did  the  Communists  make  any  effort  to  have  you 
removed  as  Governor  of  the  Territory  ? 

Judge  StxMnback,  I  might  say  they  made  more  than  efforts. 

I  just  read  that  pamphlet  they  used  in  San  Francisco  in  1949. 
About  a  year  before  my  term  expired,  Victor  Riesel,  whom  most  of  you 
have  read  about 

Mr.  Morris.  He  has  been  a  witness  before  this  committee.  Judge. 

Judge  Stainback.  As  being  attacked  by  this  man  who  threw  acid 
into  his  eyes,  in  my  mind  was,  and  probably  still  is,  a  man  with  the 
greatest  knowledge  of  Communist  infiltration  into  labor  in  the  United 
States.  I  don't  know  where  he  got  all  of  his  information,  but  he  cer- 
tainly had  a  lot  of  it. 

Now,  in  February  1950 — my  term  expired  in  August  1950,  my  second 
appointment,  my  second  appointment  as  Governor,  Victor  Riesel  Avrote 
an  article  which  appeared  as  his  column,  Inside  Labor,  in  a  number  of 
syndicated  papers,  and  the  Daily  Mirror  on  Wednesday,  February  15, 
1950,  dated  Washington,  February  14.  He  writes  quite  a  column. 
About  that  time  I  think  is  when  Murray  was  kicking  the  Communists 
out  of  his  CIO.     He  says : 

The  startling  news  here — 

that's  Washington — 

is  not  that  the  Communists  are  being  booted  enthusiastically  out  of  the  CIO,  but 
that  Communists  still  inside  CIO  have  sufficient  power  left  over  to  take  over 
much  of  the  government  of  Hawaii.  The  startling  news  is  not  that  the  office 
workers,  government  employees,  school  cabinet,  tobacco  picliers,  copper  smelters, 
iron  diggers,  are  being  dumped  by  Philip  Murray  but  that  Murray's  arrogant 
'Arry  Bridges — 

he  omits  the  "H" — 

has  enough  power  to  influence  a  number  of  men,  any  one  of  whom  may  be  the 
next  Hawaiian  Governor. 

Unless  this  coluum  can  convince  President  Truman,  when  it  comes  across  his 
desk,  that  he  is  about  to  get  some  queer  advice  from  Hawaiian  "Democrats" — 

the  word  "Democrats"  in  quotation  marks — 

many  of  whom  are  card-holding  Communist  Party  members,  on  who  shall  run 
that  great  food  basket,  that  vast  naval  and  military  airbase  after  August  1, 

Here  is  the  story,  w,hich  is  about  a  small  but  well-informed  group  here,  all  of 
which  can  be  corroborated  by  Army  and  Navy  intelligence  officers  in  Hawaii 
right  now. 

For  several  years  Gov.  Ingram  M.  Stainback  has  been  one  of  the  country's 
most  sophisticated  and  intelligent  opponents  of  Communist  activities  who  were 
trying  to  infiltrate  Hawaii  and  the  Democratic  Party  there  by  district  13  of  the 
Couuuunist  Party,  headquarters  in  San  Francisco,  as  far  back  as  1937. 

Mr.  Stainback  has  watched  and  tried  to  counter  every  move  of  Harry  Bridges' 
most  successful  lieutenant.  Jack  Hall,  who  moved  into  the  islands  in  1937,  after 
being  trained  secretly  in  San  Francisco.  Hall  married  Yoshigo  Ogawa,  an  Amer- 
ican citizen  of  Japanese  ancestry,  and  settled  there,  eventually  opening  CIO 
longshoiemen's  headquarters  on  pier  31  and  actually  becoming  a  member  of  the 
Honolulu  Police  Commission. 


2298       SCOPE    OF    SOVIET   ACTIVITY   IN   THE    UNITED    STATES 

I'm  guilty. 

Nice  work,  if  you  can  get  it,  if  you  are  a  Communist,  as  House  and  Senate 
committees  say  Hall  is. 

The  result  of  Stainback's  enmity  against  the  Hall  crowd  has  been  an  unusually 
effective  smear  campaign,  so  quietly  and  effectively  has  this  leftist  lobby  worked 
that  he  has  convinced  certain  sroups  to  put  on  Truman's  desk  the  recommenda- 
tion that  Governor  Stainback  not  be  reappointed  next  August.  Instead,  he  is  to 
be  "kicked  upstairs"  to  the  chief  justiceship  of  the  Hawaiian  Supreme  Court,  to 
replace  a  jurist  who  retires  June  1. 

With  Stainback  blocked  out  and  tied  securely  to  a  spot  where  judicial  con- 
duct prohibits  political  activity,  the  Communist  apparatus,  which,  according  to 
recent  Senate  investigation,  controls  much  of  the  Democr-itic  Party  machinery  in 
the  islands,  will  push  several  men  as  candidates  to  succeed  the  outgoing  Gover- 
nor. Those  names  have  already  been  placed  before  the  influential  circles  here, 
which  are  in  position  to  make  recommendations  to  the  President. 

The  mayor  of  Honolulu  is  certainly  no  Communist,  but  he  is  a  trusting  and 
frequently  fatigued  fellow  of  78  or  79,  who  often  leaves  much  of  his  work  in  that 
pivotal  Pacific  city  to  a  chap  called  W.  K.  Basset,  a  gentleman  of  odd  literary 
proclivities. 

Basset  is  Mayor  Wilson's  executive  assistant.  But  Basset  is  u:i  native  nor  early 
comer  to  the  land  of  leis,  guitars,  and  Pearl  Harbor.  Before  this  writing  man, 
for  some  peculiar  reason,  buried  bis  literary  soul  in  the  tail  service  of  an  island 
Territory,  he  helped  the  Communist-loving  Ella  Winters  and  others  of  the  cult 
publish  the  pro-Communist  Pacific  Weekly  in  Mount  Carmel,  Calif. 

Suddenly  Basset  appears  in  Hawaii,  after  the  pro-Communists  had  seized  much 
of  the  Democratic  Party  there,  and  becomes  top  aid  to  Mayor  Wilson.  But,  so 
as  not  to  lose  the  literary  touch,  he  writes  for  the  Honolulu  Record  which,  if 
read  aloud  to  you,  might  give  you  the  impression  you  were  listening  to  sections 
of  the  mainland's  Daily  Worker. 

Then  there  are  protests  to  Mayor  Wilson,  and  he  says  to  W.  K. — cut  it  out.  So, 
W.  K.  appeases  the  chief  by  ending  his  long  literary  contributions  last  .lune. 
Anyway,  he's  too  busy  helping  to  run  Honolulu;  his  time  is  fully  occupied.  Now 
Mayor  Wilson  is  one  of  those  being  pushed  for  Governor  by  "Arry"  Bridges'  bojs 
in  the  islands,  and  they're  not  too  concerned  about  staying  inside  CIO. 

They  may  walk  out  next  month  anyway — their  horizons  are  farfiung. 

That  was  16  months  before  my  term  ended. 

Mr.  Morris.  Now,  Judge  Stainback,  did  your  knowledge  of  the 
facts  here,  as  Governor  of  the  islands  from  1942  to  this  particular 
time  of  this  publication,  which  was  1951,  did  that  square  with  the 
article  that  you  have  just  read  into  our  record? 

Judge  Stainback.  Yes. 

Mr.  Morris.  Your  understanding  of  the  situation  and  your  ex- 
perience with  the  situation  with  respect  to  Commimists,  did  that  square 
with  what  Mr.  Riesel  has  described  the  situation  to  be,  in  the  letter 
that  you  have  just  read  into  the  record  ? 

Judge  Stainback.  There  is  no  question  about  that.  They  were 
very  active.  Of  course,  they  were  not  the  only  ones,  because  there 
were  others  with  personal  ambition  and  others  who  disliked  me  in 
general.  They  were  united  pretty  fully  though  and  a  very  powerful 
bunch. 

Mr.  Morris.  Was  that,  in  your  opinion.  Judge,  an  accurate  repre- 
sentation of  the  situation  here  on  the  islands,  that  description  by  Mr. 
Riesel  which  you  have  just  read  into  the  record  ? 

Judge  Stainback.  1  think  it  is,  3'es.    I  might  say  also 

Mr.  Morris.  Judge,  before  we  begin  that,  1  am  notitied  by  the  short- 
hand reporter  that  we  have  got  to  take  a  stop  here  because  the  first 
hour  is  up.  He  takes  a  running  record  and  his  machine  runs  just  1 
hour  and  we  have  to  stop  to  rewind  it. 

A  2-minute  recess,  Mr.  Chairman  ? 

Senator  Johnston.  A  2-minute  recess. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2299 

(A  short  recess  was  taken.) 

Senator  Johnstox.  The  committee  will  resume  the  hearin^r, 

Mr.  ]\IoRRis.  Now,  Judge,  what  was  the  date  of  this  last  letter  that 
you  read  into  the  record?    What  was  the  date  of  Mr.  Eiesel's  column? 

Judge  Stainback.  AVhat  was  the  date  of 

Mr.  Morris.  Of  Riesel's  column? 

Judge  Stainback.  February  15, 1  think. 

Mr.  Morris.  1951  ? 

Judge  Stainback.  1950. 

Mr.  Morris.  1950. 

Judge  Stainback.  Yes.  That  was  more  than  a  year  before  I  left 
office. 

Can  you  hear  this  now ?    Is  it  better? 

Mr.  Morris.  Yes,  I  can  hear  it.    Yes. 

Now,  what  happened  after  that,  Judge? 

Judge  Stainback.  Well,  Senator  Butler  of  Nebraska — not  of  Mary- 
land— was  out  here.  He  also  reported  somewhat  similarly,  that  Pla- 
waii  was  a  base  of  Communist  operations,  and  a  long  discussion  of 
the  Communists,  and  among  other  things  he  said,  "The  immediate 
objectives  of  the  ILWU -Communist  Party  conspiracy  in  Hawaii  are, 
among  several  others,  removal  of  Gov.  Ingram  M.  Stainback,  to  be 
replaced  by  a  Governor  named  by  the  Communist  high  command 
in  Hawaii."    And  then  he  has  other  statements  on  that. 

Senator  Rutler.  Mr.  Chairman,  may  I  make  an  observation  here? 
That  was  Hugh  Butler  of  Nebraska. 

Judge  Stainback.  Yes. 

Senator  Butler.  This  is  my  first  visit  to  the  islands. 

Judge  Stainback.  Yes.  A  very  fine  Butler.  I  am  sure  they  all  are. 
He  was  a  very  good  friend  of  Hawaii  and  a  very  good  friend  of  mine- 

Senator  Welker.  And  a  very  good  friend  of  the  islands. 

Judge  Stainback.  The  last  tmie  I  saw  him  was  in  Washington, 
when  I  testified,  and  he  came  up  and  put  his  arm  around  me  and  said, 
"I  hope  we  are  still  good  friends." 

I  said,  "Yes,  Senator;  although  you  switched  your  position  and 
I  switched  my  position,  we  are  still  good  friends." 

There  were  other  communications  in  which  this  is  recognized.  Sen- 
ator Pat  McCarran,  a  very  good  friend  of  mine,  wrote  to  Oscar  Chap- 
man.    He  said: 

A  careful  study  made  by  me  personally,  while  in  the  Hawaiian  Islands  some  2 
years  ago — 

This  is  dated  January  1951 — 

convinced  me  that  the  Territory  was  heavily  impregnated  with  Communist  cells 
and  active  Communist  worl^ers.  About  the  most  complete  Communist  organi- 
zation that  I  have  yet  encountered,  I  have  found  to  exist  in  the  Hawaiian 
Islands.  It  is  not  at  all  sti-ange  to  tind  that  this  group  was  actively  working 
to  embarrass  and  if  jjossible  defeat  the  reappointment  of  Governor  Stainback. 
They  are  undoubtedly  still  at  it. 

He  goes  on  and  calls  attention  also  to  Senator  Butler's  report  on  the 
activities  of  the  Conununists  and  their  determination  to  get  their 
enemy  No.  1  out  of  the  Governor's  position. 

Mr.  Morris.  One  year  later,  you  said.  Judge,  you  were  not  reap- 
pointed; is  that  right? 

Judge  Stainback.  No,  I  was  not;  I  was  placed  on  the  supreme 
court. 


2300       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  In  other  words  you  went  upstairs  ? 

Judge  Stainback.  Kicked  upstairs. 

Mr.  Morris.  Judge,  did  you  have  any  other  firsthand  experience 
with  Communists  on  the  islands,  such  as  you  have  described  here 
today  ? 

Judge  Stainback.  I  think  that  is  all  I  remember  at  this  time.  Of 
course 

Mr.  Morris.  Judge,  you  are  still  a  very  observing  member  of  the 
community,  are  you  not,  sir  ? 

Judge  Stainback.  I  think  probably  some  of  the  others  could  answer 
that  better  than  I,  but  I  try  to  be. 

Mr.  Morris.  I  wonder  if  j^ou  could  tell  us  whether  or  not  these  people 
whom  General  Hull  told  you  about,  the  people  you  encountered, 
whether  or  not  they  still  exercise  any  influence  on  the  community 
today  ? 

Judge  Stainback.  I  am  confident  that  they  do,  through  their  con- 
trol of  the  labor,  the  large  labor  organization.  It  is  very  unfortunate 
that  they  control.  At  one  time  one  of  the  members  in  Hilo  attempted 
to  break  away  from  Communist  control,  but  he  was  quickly  squelched 
and  properly  punished,  I  think.  So  we  are  putting  up  with  this 
Communist  control.  They  are  still  active  in  politics,  I  understand, 
although  I  am  no  longer  active  in  any  respect,  since  I've  been  on  the 
bench.  I  note  by  the  Star-Bulletin,  last  election,  it  stated  that  Hawaii 
elected  26  out  of  28  endorsed  by  the  ILWU,  I  believe.  I  noticed  2 
years  ago,  in  the  county  elections  here,  they  are  supposed  to  have 
endorsed  7  of  the  supervisors  and  6  of  them  were  elected.  And  one 
of  them  that  they  didn't  endorse,  who  was  elected,  was  a  former  Com- 
munist, a  Japanese  boy  who  disavowed  them,  and  came  clean,  and  he 
was  elected  in  spite  of  the  Communist  opposition.  I  say  ILWU, 
a  Communist-controlled  union,  is  more  powerful,  of  course,  on  the 
outside  islands,  than  they  are  in  Honolulu,  because  a  larger 
percentage  of  the  voters  are  plantation  workers.  Here  we  have  a  large 
population  that  are  not  members  of  the  ILWU.  We  have  a  fairly 
large  AFL  bunch  here  in  the  Territory,  carpenters  and  people  of  that 
type  workers,  and  we  also  have  a  much  larger  white-collar  population, 
and  their  influence  is  not  as  great  on  this  island  as  it  is  on  the  other 
islands.     But  I  think  they  still  have  considerable  influence. 

I  note  in  the  last  election  they  sent  around  a  questionnaire,  one  of 
them  was  to  repeal  this  dock  seizure,  as  they  prefer  to  call  it.  "The 
Stainback  Strikebreaking  Act."  I  don't  know  what  the  reply  of  the 
various  candidates  was ;  I  didn't  keep  up  with  that.  I  just  noticed  that 
was  one  of  the  questions  asked.  "Will  you  repeal  this  act  ?"  They  seem 
to  be  intent  on  getting  that  repealed.  I  believe  an  act  was  introduced  at 
the  last  session  of  the  legislature  to  repeal  that,  but  it  did  not  pass.  To 
my  mind,  that's  absolutely  necessary  to  preserve  the  lifeline  of  the 
Territory.  It  is  nothing  unusual  to  have  a  public  utility,  which  is 
necessary  to  the  health  and  welfare  of  the  people,  put  in  a  position 
where  it  may  be  seized  and  operated  and  strike  prevented.  Fifteen 
States,  I  think,  have  similar  laws.  I  remember  one  of  them  is  Vir- 
ginia and,  I  have  forgotten,  various  other  States,  but  I  went  into  it 
very  carefully  at  the  time  I  sent  my  recommendation  down  to  the 
legislature,  and  I  believe  pointed  out  there  was  such  a  law  in  various 
States,  and  that  to  us  there  was  no  public  utility  more  important  than 
to  preserve  transportation  to  the  mainland.    Our  jugular  vein,  you 


SCOPE    OF    SOVIET    ACTIVITY   IN    THE    UNITED    STATES      2301 

might  say.  If  they  cut  that,  it  would  be  fatal.  And  I  don't  doubt  that 
the  next  legislature  will  be  faced  with  an  attempt  to  repeal  the  "Stain- 
back  strike  laws,"  as  they  call  them. 

Mr.  Morris.  Thank  you  very  much,  Judge.  That,  I  think,  covers 
the  area  that  we  have  covered  in  executive  session,  Mr.  Chairman. 

As  counsel  for  the  committee,  I  had  a  session  with  Judge  Stainback 
and  was  able  to  go  over  with  him  the  area  of  the  testimony.  I  think, 
sir,  we  have  now  covered  that,  and  unless  the  Senators  have  some  ques- 
tions to  ask  the  witness 

Senator  Johnston.  Any  questions  ? 

Senator  Welker.  I  would  like  to  ask  one  question. 

Did  you  say  that  26  of  the  28  members  elected  to  the  Territorial 
legislature 

Judge  Stainback.  I  don't  know  if  it  was  the  Territorial  legislative 
body.  Here  is  a  Star-Bulletin  reporter  here.  I  presume  he  is  respon- 
sible for  it.  Twenty-six  out  of  twenty-eight  endorsed.  Whether  they 
were  at  the  county  level  or  members  of  the  legislature,  I  don't  know. 
1  just  saw  the 

Senator  Welker.  Twenty-six  of  the  twenty-eight  were  successful  ? 

Judge  Stainback.  That  they  were  endorsed  by  the  ILAVTJ. 

Senator  Welker.  Were  endorsed  by  the  ILWU. 

Judge  Stainback.  Yes.  That's  the  information  I  got  from  the 
newspaper.  Mr.  Rose  nodded  his  head  in  affirmation.  He  is  very 
familiar  with  politics  and  politicians. 

Senator  Johnston.  Any  other  questions  ? 

We  certainly  thank  you,  Judge,  for  coming  before  us  this  morning 
and  giving  this  testimony. 

Judge  Stainback.  Thank  you.  Senator.  I  hope  it  serves  some  good 
purpose. 

Senator  Johnston.  The  next  witness  will  be  called. 

Mr.  Morris.  The  next  witness  is  Mr.  Yagi.  Mr.  Yagi,  come  for- 
ward, please. 

Senator  Johnston.  Mr.  Yagi. 

Mr.  Morris.  Thank  you.  Judge  Stainback ;  thank  you  very  much. 

Judge  Stainback.  Thank  you. 

Senator  Johnston.  Mr.  Yagi,  will  you  please  raise  your  right  hand. 

Do  you  solemnly  swear  that  the  evidence  you  give  before  this  sub- 
committee will  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth,  so  help  you  God  ? 

Mr.  Yagi.  I  do. 

Senator  Johnston.  Have  a  seat. 

TESTIMONY  OP  THOMAS  SUKICHI  YAGI 

Mr.  Yagi.  Mr.  Chairman,  on  the  outset,  I  wish  to  have  the — not  to 
be  televised  and  also 

Senator  Johnston.  What? 

Mr.  Yagi.  Not  to  be  televised  and 

Senator  Johnston.  No  television  on. 

Mr.  Yagi.  And  wish  to  have  the  lights  out. 

Senator  Welker.  Do  you  want  us  to  work  in  the  dark? 

Mr.  Morris.  Mr.  Chairman,  may  I  at  this  time,  inasmuch  as  much 
of  the  evidence  that  we  have  analyzed  to  date  bears  on  Communist 
activity  within  the  ILWU,  with  your  permission,  sir,  I  would  like  to 


2302       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

read  into  the  record  at  this  time  some  of  the  j^eneral  conclusions  of  the 
Report  of  the  Commission  on  Subversive  Activities  to  the  Legishiture 
of  the  Territory  of  Hawaii. 

This  commission  has  been  identified  by  witnesses  who  have  appeared 
here. 

And  this  is  the  report  submitted  by  the  commission,  William  B. 
Stephenson,  chairman,  Ernest  B.  DeSilva  of  Hawaii,  Wilford  J. 
Holmes,  of  Oahu,  George  P.  Kimball  of  Oahu,  Thomas  P.  King  of 
Kauai,  Taro  Tsuenaga  of  Oahu,  and  Raymond  R.  Lyons — Admi. 
Raymond  R.  Lyons,  of  Maui,  vice  chairman. 

And  I  would  like  to  read 

Senator  Johnston.  What  was  the  date  of  that  report  ? 

Mr.  Morris.  That  was  February  28,  1955.  February  28,  1955.  I 
read  from  page  65,  under  the  heading  ""Communist  domination  of 
the  ILWU." 

In  its  1953  report  this  commission  devoted  a  lengthy  section  to  the  ILWU, 
detailing  the  evidence  that  this  union  was  not  only  Communist-controlled  but 
that  it  was  "the  most  effective  vehicle  for  the  implementation  of  the  program  of 
the  Communist  Party  in  Hawaii."  Nothini^  has  occurred  since  the  publication  of 
that  report  to  change  this  commission's  conclusion.  If  anything,  Communist 
activities  since  1952  have  become  even  more  closely  identified  with  the  ILWU. 

Between  1945  and  1950  they  have  developed  a  number  of  Coiumunist-front 
organizations  and  Communists  had  attempted,  sometimes  successfully,  to  infil- 
trate others.  Because  of  public  exposure  of  their  Communist  taint,  these  organi- 
zations have  become  either  passive  or  defunct.  Communist  activity  in  Hawaii 
now  appears  to  be  centered  almost  entirely  around  the  ILWU,  its  satellite  union, 
the  UPW  and  the  Honolulu  Record,  a  weekly  newspaper  largely  subsidized  by 
the  ILWU. 

The  ILWU  and  the  UPW  are  but  2  of  the  nearly  60  unions  and  employee 
organizations  in  Hawaii.  The  fact  is  significant  when  one  realizes  that,  among 
the  unions,  only  the  ILWU  and  the  UPW  have  been  reported  by  this  commission 
to  be  dominated  by  Communist  leaders,  and  only  the  ILWU  and  UPW  have 
charged  the  commission  with  union  busting.  Unfortunately,  many  good  citizens 
of  Hawaii  still  liave  doubts  that  the  ILWU  is  led  by  ("ominunists.  It  is  there- 
fore pertinent  to  marshal  some  of  the  evidence  on  this  issue. 

The  ILWU  was  born  a  Communist-dominated  union,  has  remained  so  ever 
since. 

Now,  there  are  other  sections  here.  Senator,  and  maybe  I  will  wait 
until  later  in  the  course  of  this  hearing  to  |3ut  those  into  the  record. 

Senator  Johnston.  Just  for  the  information  of  the  general  public 
and  also  in  order  that  it  may  be  called  to  the  attention  of  the  Attorney 
General,  has  the  Attorney  General  ever  put  this  union  on  its  subversive 
list? 

Mr.  Morris.  I  am  not  prepared  to  answer  that  question.  Senator.  I 
will  have  the  answer  for  you  at  the  next  session. 

Senator  Johnston.  Proceed.     The  witness  may  proceed. 

Mr.  Morris.  Now,  Mr.  Yagi,  will  you  give  your  full  name  and 
address  to  the  reporter  ? 

Mr.  Yagi.  Thomas  Sukichi  Yagi ;  Waihee,  Maui. 

Mr.  ]\Iorris.  Now  you  reside  on  Maui,  one  of  the  neighboring- 
islands  ;  do  you  not  ? 

Mr.  Yagi.  Yes. 

Mr.  Morris.  Are  you  the  divisional  director  of  the  International 
Longslioremen's  and  Warehousemen's  Union  on  Maui  ? 

( The  witness  consults  with  his  attorneys. ) 

Mr.  Yagi.  I  refuse  to  answer  that  question  on  the  basis  of  the  fifth 
amendment. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2303 

Senator  Welker.  Now,  Mr.  Chairman,  I  want  to  make  this 
observation. 

Senator  Johnston.  You  may. 

Senator  Welker.  I  had  the  witness  in  executive  session  a  while  ago. 
I  hope  I  am  on  very  friendly  terms  with  counsel  who  represent  him.  I 
appreciate  the  fact  that  they  have  a  job  to  do.  But  they  have  been 
admonished  heretofore  that  the  witness  is  to  ask  them  for  advice,  not 
lean  over  there  and  receive  it. 

You  never  uttered  one  audible  or  inaudible  word  when  you  got  oyer 
there  to  get  your  answer.  Now,  may  I  admonish  you  once  again, 
when  you  need  help  from  counsel,  you  ask  them,  and  don't,  please, 
embarrass  your  counsel.  That's  what  it  does ;  it  doesn't  do  anything 
but  embarrass  them.  And  it  is  very  simple  procedure  if  you  will  just 
lean  over  and  say,  "May  I  consult  with  you  ?" 

Do  you  understand  that  ? 

Senator  Johnston.  As  chairman,  I  want  to  inform  the  witness  that 
he  has  a  right  to  let  the  lawyers  inform  him,  after  he  has  requested 
them.  Of  course,  he  is  not  on  the  stand  just  for  the  law^yer  to  answer 
the  questions.     You  are  on  the  stand  to  answer  the  questions. 

Proceed. 

Mr.  Morris.  Now,  Mr.  Chairman,  we  do  not  have  Mr.  INIandel  here; 
in  the  first  place,  Mr.  Mandel  is  not  here,  nor  is  the  September  1956 
issue  of  the  Department  of  Labor  and  Industrial  Relations,  from 
which  he  was  reading  yesterday,  available.  As  I  said.  Senator,  they 
are  locked  up  in  the  files  downstairs  and  only  Mr.  Mandel  has  the  key. 
So  the  next  best  evidence  I  can  get,  I  can  get  the  IVIarch  1956  issue  of 
the  same  book,  but  my  general  understanding  of  the  situation  is  that 
the  conditions  described  herein  remain  true  today. 

Mr.  Tliomas  S.  Yagi  is  a  director  of  the  Maui  County  division  of 
the  IL^YU. 

Senator  Johnston.  I  want  to  inform  counsel  that  if  he  has  other 
additional  information  bearing  on  this  subject  that  is  now  locked  up, 
when  it  becomes  available,  if  he  wants  to,  he  can  put  such  parts  in 
the  record  to  clarify  as  he  sees  fit. 

Mr.  Morris.  Yes,  sir. 

Now  you  are,  therefore,  the  ranking  IM^nj  official  on  the  island 
of  Maui,  are  you  not,  Mr.  Yagi? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris,  "\\nien  did  you  last  meet  Charles  Fujimoto  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Johnston.  When  you  say,  "Same  answer,"  you  mean  that 
you  are  refusing  to  answer,  availing  yourself  of  the  fifth  amendment, 
and  you  by  doing  so  say  that  you  might  incriminate  yourself,  is  that 
true? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  I  am  relying  on  the  fifth  amendment,  and  the  fifth  amend- 
ment says  that  I  don't  have  to  be  a  witness  against  myself. 

Mr.  Morris.  Are  you  a  Communist  now,  Mr.  Yagi  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 


2304       SCOPE    OF    SOVIET   ACTIVITY    IN    THE   Xn^TED    STATES 

Mr.  Morris.  Have  you  attendecl  Communist  meetings  within  the 
last  6  months  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  Now  how  often  have  you  met  Charles  Fujimoto  in  the 
last  6  months? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  How  often  have  you  met  with  Jack  Hall  within  the 
last  6  months  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  How  often  have  you  met  John  Keinecke  in  the  last  6 
months  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  How  often  have  you  met  Mrs.  Charles  Fujimoto  in 
the  last  6  months  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  we  have  received  information  that  the 
witness  here  today  pledged  $7,000  on  behalf  of  Charles  Fujimoto,  in 
connection  with  his  appeal  before  the  United  States  Ninth  Circuit 
Court,  on  August  5, 1953. 

Did  you  pledge  $7,000  of  your  own  property  on  behalf  of  Mr. 
Fujimoto? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Johnston.  I  think  it  would  be  well  to  put  in  there  what 
the  trial  was  about,  just  to  let  the  public  know  what  it  was. 

Mr.  Morris.  Senator,  Charles  Fujimoto  was  one  of  the  seven  de- 
fendants in  the  large  Smith  Act  prosecution,  which  was  held  here 
on  the  islands  in  1953. 

What  was  your  answer,  Mr.  Yagi  ?  To  that  last  question.  Did  you 
pledge  $7,000? 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  That  is,  you  refuse  to  answer  under  your  claim  of 
privilege  ? 

Mr.  Yagi.  Yes. 

Mr.  Morris.  Now  have  you  had  Communist  Party  training  in  Cali- 
fornia ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  Where  were  you  born,  Mr.  Yagi  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Waihee,  Maui. 

Mr.  ISIoRRTS.  You  were  born  in  Maui.  How  often  have  you  gone 
to  California.? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  You  will  not  deny  our  information  then,  will  you,  Mr. 
Yagi,  that  you  have  attended  classes  of  the  California  Labor  School 
in  California? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2305 

(Tlie  witness  consults  with  his  counsel.) 

]\Ii-.  Yagi.  The  same  answer. 

Mr.  Morris.  In  fact,  you  had,  at  one  time,  a  5-week  training  pro- 
gram there,  did  you  not,  sir? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Mr.  Chairman. 

You  toolc  the  fifth  amendment  as  to  whether  or  not  you  attended  a 
labor  scliool  in  California.     Have  you  ever  attended  any  school? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  I  have  attended  grade  schools  in  Maui. 

Senator  Welker.  Very  well.  Now  that  you  have  opened  up  the 
subject  matter  that  you  have  attended  school,  I  assume  that  we  are 
permitted  under  the  law  to  interrogate  you  on  what  schools  you  at- 
tended. Now  will  you  tell  us  fully  and  completely  the  schools  you 
have  attended  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Did  you  go  to  the  first  grade  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  I  went  through  the  10th  grade. 

Senator  Welker.  Y"ou  went  through  the  lOth  grade.  Now  what 
other  schools  did  you  attend,  if  any  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Same  answer,  of  the  fifth  amendment. 

Now,  Mr.  Chairman,  I  ask  you  to  order  and  direct  this  witness, 
under  the  rules  of  this  committee,  to  answer  the  question  whether  or 
not  he  attended  a  labor  school  in  the  State  of  California,  upon  the 
ground  and  for  the, reason  that  the  witness  has  opened  up  the  subject 
matter  he  has  attended  schools,  and  it  is  perfectly  within  the  right 
of  this  committee  to  find  out  what  schools  he  has  attended.  He  can- 
not turn  it  off  and  start  it  again.  He  has  opened  the  subject  matter. 
Now  I  think  you  should  order  him  and  direct  him  to  answer  the  ques- 
tion, and  if  not,  it  will  be  a  subject  matter  for  contempt  to  be  discussed 
in  the  Senate  of  the  United  States. 

Senator  Johnston.  I  order  you  to  answer  the  question  of  the  Sena- 
tor. '\^^lat  schools,  giving  what  schools  you  have  attended,  and  what 
period  of  time  you  attended  those  schools.  So  you  may  answer  those 
questions;  you  must. 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  I  went  to  the  10th  grade  on  Maui,  and  beyond  that,  same 
answer. 

Senator  Welker.  Wliy  don't  you  want  to  tell  us  any  other  schools 
you  attended? 

(The  witness  consults  with  his  counsel.) 

]\Ir.  Yagi.  The  same  answer. 

Senator  AVelker.  You  are  answering,  then,  if  you  told  us  any  other 
schools  you  attended,  a  truthful  answer  would  tend  to  make  you  bear 
witness  against  yourself  or  to  possibly  incriminate  you,  is  that  a  fact? 

(The  witness  consults  with  his  counsel.) 

IVIr.  Yagi.  I  rely  on  the  fifth  amendment  of  the  United  States  and 
I  don't  have  to 


2306       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Johnson.  I  want  to  warn  the  witness  that  through  his 
faiku-e  to  answer  the  que-stion  asked  here,  he  may  be  subject  in  the 
future  to  appear  and  give  answer  to  it,  in  a  court. 

Mr.  Morris.  Mr.  Chairman,  may  I 

Senator  Welker.  Now  just  a  minute. 

Mr.  Morris.  I  am  sorry,  Senator. 

Senator  Welker.  Tell  me,  Mr.  Witness,  what  would  be  embarrassing 
about  your  telling  us  whatever  schools  you  attended  ?  Is  there  some- 
thing wrong  with  attending  a  labor  school  or  forestry  school  or  any 
other  sort  of  a  school  ? 

Now  let's  be  fair,  let's  get  down  on  a  level  and  tell  us.  Wliy  don't 
you  tell  us  the  truth  about  this  matter  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  This  is  not  a  question  of  embarrassment.  I  am  standing 
on  the  fifth  amendment. 

Senator  Welker.  I  know,  but  will  you  tell  me  why  you  are  standing 
on  it?  Do  you  think  that  if  you  attended  a  labor  school — many, 
many  thousands  of  people  have  attended  labor  schools,  I  assume.  Is 
there  something  that  might  tend  to  incriminate  you  if  you  said  that  you 
did  attend  one  ? 

Senator  Johnston.  What  do  you  think,  for  the  good  of  your  Nation, 
for  the  good  of  your  organization  even,  you  have  derived  by  not 
answering  these  questions  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Frankly,  I  do  not  understand  what  question  is  before  me. 

Senator  Welker.  I  asked  you  the  very  simple  question  :  "Wliat  possi- 
bly could  happen  to  you  if  you  told  this  committee  truthfully  that  you 
attended  a  labor  school  in  California?  Won't  you  tell  us  that,  Mr. 
Witness  ? 

(The  witness  consults  with  his  counsel.)  ♦ 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  "Same  answer."  Have  you  ever  been  in  Cali- 
fornia ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  You  are  afraid  that  if  you  told  this  committee 
that  you  had  been  on  the  mainland,  in  the  State  of  California,  that  that 
mi  gilt  tend  to  incriminate  you  ? 

(The  witness  consults  with  his  attorneys.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Did  you  ever  go  over  there  for — on  an  occasion 
other  than  something  that  might  tend  to  incriminate  you? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Would  you  tell  whether  you  have  been  there  once, 
twice;  will  you  tell  me  whether  you  have  ever  been  out  of  the  island? 

(The  witness  consults  with  his  counsel. ) 

Senator  Welker.  Did  you  ever  go  sailing  out  in  the  ocean  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  On  little  boats,  yes. 

Senator  Welker.  All  right.  While  on  little  boats,  did  you  ever  go 
to  California? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  You  never  have  answered  me  that.  I  asked  you 
whether  or  not  you  have  ever  sailed.     Since  you  have  admitted  now 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2307 

that  you  have  been  sailing,  whether  they  have  been  little  or  big.  We 
came  over  here  on  a  little  one.  Now,  I  want  to  know  whether  or  not 
that  ship  took  you  to  California. 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  The  same  answer. 

Senator  Welker.  How  far  out  in  the  ocean  did  you  sail  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  The  same  answer. 

Senator  Welker.  One  mile,  a  thousand  miles,  a  hundred  miles; 
tell  me  that,  won't  you,  please  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Now,  with  respect  to  a  question  that  I'm  con- 
fused on,  asked  you  by  counsel,  as  to  whether  or  not  you  had  ever 
seen  Jack  Hall.     Is  it  a  crime  for  you  to  see  anybody  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Did  you  see  Jack  Hall  here  in  the  demonstration 
yesterday,  in  this  palace  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  I  saw  you  here,  didn't  I,  yesterday? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  I  don't  know. 

Senator  Welker.  I  do.  I  know  that  I  did.  And  I  can't  see  that 
that  might  tend  to  incriminate  me,  by  seeing  you.  Now,  certainly, 
and  I  believe  your  able  counsel  will  agree  with  me  that  if  you  hap- 
pened to  see  Jack  Hall  here  yesterday,  in  the  hall,  that  wouldn't  tend 
to  incriminate  you.     Now,  won't  you  answer  us  that  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Why,  it's  absolutely  utterly  silly  for  you  not 
to  tell  us  that  you  have  seen  a  particular  individual.  If  you  were  in  a 
conspiracy  with  him,  or  something  like  that,  it  would  be  different, 
but  if  you  happen  to  pass  him  on  the  street  or  see  him,  I  can't  see  for 
the  life  of  me  how  that  might  tend  to  incriminate  you,  Mr.  Witness. 

You  still  want  to  take  the  fifth 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  "Same  answer."  Who  have  you  talked  with 
about  your  testimony  before  coming  here  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  You  didn't  talk  to  your  two  able  attorneys? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Oh,  come  about  now.  Certainly,  that  isn't  a 
crime  to  talk  to  your  fine  attorneys.  Did  you  have  a  meeting  and 
discuss  your  testimony  with  anyone  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  As  a  matter  of  fact,  you  received  a  document, 
mimeographed  document,  telling  you  exactly  what  to  do  and  what 
to  say  when  you  appeared  on  the  witness  stand  here,  didn't  you  ? 

(The  witness  consults  with  liis  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Did  you  receive  any  document,  telling  you  what 
you  should  do  should  you  be  subpenaed  before  this  committee  ? 

Mr.  Yagi.  Same  answer. 


2308       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  If  I  were  to  show  you  a  document,  would  it  be 
the  same  answer,  too? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  I^t  me  ask  you  this.  Were  you  informed  by  any 
person  or  persons,  prior  to  your  appearing  here  on  the  witness  stand, 
do  not  answer  questions  propounded  to  you  by  the  committee  or 
counsel  thereof  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Have  you  talked  to  anybody  about  this  case  other 
than — just  tell  me,  did  you  talk  to  your  wife  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Did  you  ask  anybody  about  the  subpena  when  you 
received  it,  what  it  meant  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Now,  we're  going  to  have  "The  same  answer"  with 
you  for  a  long  time,  I  am  afraid.  You  are  going  to  be  answering  that 
"Same  answer"  for  some  little  time. 

"^Vliat  would  be  your  opinion  as  to  whether  or  not  the  hundreds  of 
people  who  talked  to  Jack  Hall  yesterday  might  have  incriminated 
themselves  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  You  don't  want  to  give  me  the  benefit  even  of  your 
opinion? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  I  don't  want  to  set  a  record  with  you  on  the  fifth 
amendment,  so  we  will  let  it  go  back  now  to  counsel. 

Senator  Johnston.  Witness  is  with  the  counsel,  Mr.  Morris. 

Mr.  Morris.  Mr.  Yagi,  have  you  been  a  member  of  the  executive 
board  of  the  Communist  Party  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  Did  you  meet  as  a  member  of  the  executive  board  of 
the  Communist  Party  at  the  home  of  Jack  Hall  ? 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  Now,  Mr.  Chairman,  we  have  again,  from  the  report 
that  I  have  referred  to  previously,  of  the  Commission  on  Subversive 
Activities,  dated  February  28,  1955,  on  page  81,  a  statement : 

Another  indication  of  Communist  control  of  the  ILWU  is  found  in  an  analysis 
of  the  oflScers  and  directors  of  the  ILWU  Memorial  Association.  This  associa- 
tion was  incorporated  in  1950  as  a  nonprofit  organization  "for  fraternal,  civic, 
political,  and  economic  purposes."  Its  principal  function  seems  to  be  to  own 
the  building  and  land  used  by  the  ILWU  as  its  headquarters. 

Now,  the  following  is  a  list  of  the  officers  and  directors  and  it  is  dated 
December  31,  1951.  It  then  proceeds  to  give  the  names  of  the  presi- 
dent, the  vice  president,  the  secretary,  the  treasurer,  and  six  directors. 
One  of  the  directors  is  the  witness  here,  one  of  the  current  directors, 
and  then  it  goes  on  to  give  the  current  list  of  officers  and  directors  of 
the  ILWU  Memorial  Association,  and  they  are  again  president,  vice 
president,  secretary,  treasurer,  sergeant  at  arms,  and  then  it  gives  5 
directors,  and  1  of  them  is  Thomas  Yagi,  and  the  report  itself  in  men- 
tioning you  says,  "An  identified  Communist."  It  is  on  page  82  of  the 
report. 


SCOPE    OF    SOVIET    ACTIVITY   IN    THE    UNITED    STATES      2309 

Now,  are  you, Mr.  Yagi  (1)  an  identified  Communist? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  The  same  answer. 

Mr.  Morris.  Are  you  a  director  of  the  ILWU  Memorial  Association  ? 

Mr.  Yagi.  Same  answer. 

Mr.  Morris.  As  a  director  of  the  ILWU  Memorial  Association,  do 
you  knoAv  that  the  primary  function  of  that  organization  appears  to  be 
to  own  the  building  and  the  land  used  by  the  ILWU  and  its  head- 
quarters? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Do  you  mean  that  the  Memorial  Association  has 
to  do  only  with  the  opening  of  the  building? 

Mr.  Morris.  That's  the  report,  that  the  commission  so  found,  Sena- 
tor. 

Senator  Wleker.  Could  you  tell  me  whether  or  not  the  association, 
the  Memorial  Association,  was  dedicated  to  the  memory  of  Joe  Stalin 
or  Len  in.  or  anybody  like  that  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  And  what  did  you  have  to  say  when  counsel  inter- 
rogated you  and  stated  that  you  were  listed  as  an  identified  Commu- 
nist ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Now,  with  respect  to  this  Memorial  Association 
and  its  building  and  ground,  would  you  tell  the  committee  where,  if 
you  know,  you  received  any  money  to  build  that  building,  buy  land,  and 
to  do  other  memorial  things  that  up  to  now  you  have  refused  to  tell 
me  about  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Did  you  receive  any  from  the  Communist  Party 
International  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Do  you  sing  songs  there  at  the  Memorial  Associa- 
tion when  you  meet  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Are  you  familiar  with  the  song  "The  Workers  of 
the  World  Unite"? 

Mr.  Yagi.  Same  answer. 

Senator  Welker,  Have  you  taken  any  subscriptions  to  any  news- 
papers ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Don't  you  read  some  of  our  fine  publications  here 
in  the  city  of  Honolulu  and  on  your  own  island  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Have  you  ever  taken  a  subscription  in  the  People's 
Daily  World? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Do  you  know  what  the  People's  Daily  World  is  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  You  know,  as  a  matter  of  fact,  that  the  People's 
Daily  World  is  the  official  Communist  publication  for  the  west  coast, 
don't  you  ? 

Mr.  Yagi.  Same  answer. 

72723— 57— pt.  39 7 


2310       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  Comparable  to  the  Daily  AVorker  on  the  east 
coast  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Well,  how  do  you  know  all  these  things? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Will  you  tell  the  workers  of  your  union,  if  you 
belong  to  a  union,  would  you  tell  them  that  you  would  have  to — 
If  they  asked  you  the  questions,  instead  of  the  Senator  from  Idaho 
or  this  committee,  would  you  take  the  fifth  amendment  before  them  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  In  other  words,  you  wouldn't  be  fair  to  the  work- 
ers who  are  out  there  working  and  paying  dues  to  a  union  that  you 
might  belong  to  ? 

Mr.  Yagi.  Same  answer. 

Senator  Johnston.  Are  you  an  American? 

Mr.  Yagi.  I  beg  your  pardon  ? 

Senator  Johnston.  Are  you  an  American? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Yes,  I  am. 

Senator  Johnston.  Do  you  believe  in  the  American  principles? 

Mr.  Yagi.  Yes,  definitely. 

Senator  Johnston.  You  are  against  Communists,  then? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  May  I  ask  a  question,  Mr.  Chairman  ? 

Mr.  Witness,  we  have  thousands  and  thousands  of  members  of  the 
armed  services  here  on  this  beautiful  island  and  on  your  island.  Wliat 
would  you  think,  since  you  have  told  Chairman  Johnston  that  you 
are  an  American,  if  one  of  those  men  in  the  uniform  of  the  United 
States  Army  or  Navy,  Marine  Corps,  Air  Force,  would  take  the  fifth 
amendment  when  he  were  asked  whether  or  not  he  was  a  member  of 
the  Communist  Party?  AVliat  would  you  think,  Mr.  Witness? 
Would  you  think  he  would  be  a  very  good  member  of  our  armed  serv- 
ices; would  you  think  he  would  be  a  very  good  American? 

(The  witness  consults  with  his  counsel.) 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  I  wonder  if  you  have  any  pamphlet  distributed 
to  the  workers  of  this  area  and  your  area  about  your  testimony  here? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  You  won't  run  a  three-quarter  page  ad  on  your 
testimony,  will  you  ? 

Mr.  Yagi.  Same  answer. 

Senator  Welker.  Did  you  object  to  the  ad  that  appeared  in  the 
paper  the  day  before  we  started  our  hearing  here  ? 

Mr.  Yagi.  Same  answer. 

Mr.  Welker.  That  is  all. 

Mr.  IMoRRis.  We  have  one  more  witness,  Senator. 

Senator  Johnston.  The  witness  is  excused  at  the  present  time ;  we 
may  need  him  later. 

Mr.  Andersen.  This  witness  lives  on  an  outside  island,  which  is 
quite  a  ways  from  here. 

Senator  Welker.  Not  near  California? 

Mr.  Andersen.  It  is  quite  a  little  airplane  trip  from  here. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2311 

Mr.  Morris.  Senator,  as  I  said  before,  we  are  handicapped  this 
morning  by  the  fact  that  we  do  not  have  access  to  our  files.  In  the 
event  that  it  may  be  necessary,  Senator,  to  recall  him,  I  will  call  Mr. 
Andersen  and  give  him  ample  notice  so  that  he  might  bring  this  witness 
back  from  the  other  island. 

Senator  Welker.  May  I  ask  a  question  ?  How  long  would  it  take 
for  him  to  go  home,  Mr.  Andersen  ? 

Mr.  Andersen.  I  imagine  it  is  about  three-quarters  of  an  hour 
flight.   Isn't  it? 

Senator  Welker.  I  think  in  fairness  he  should  be  permitted  to  go  to 
his  island,  under  subpena,  and  I  am  sure  counsel  will  bring  him  back 
at  any  time  we  want  him. 

Mr.  Andersen.  And  may  this  apply  also  to  the  next  witness? 

Senator  Johnston.  He  is  temporarily  excused,  with  that  under- 
standing. 

Mr.  Andersen.  We  will  be  very  happy  to  cooperate. 

Senator  Johnston.  The  attorneys  will  have  him  back  here  if  we 
need  him. 

Mr.  Morris.  That  will  also  apply  to  the  next  witness,  if  we  need 
him. 

Senator  Johnston.  And  it  will  be  the  same  with  the  next  witness. 
As  I  understand,  he  lives  out  on  another  island. 

Mr.  Morris.  Mr.  Chairman,  now  that  we've  gotten  onto  the  subject 
of  those  Communists  who  apparently  are  associated  with  the  ILWU, 
I  would  like  the  record  to  show  that  there  are  some  people  whom  we 
have  decided  not  to  subpena  here  this  morning.  For  instance.  Jack 
Hall.  Now,  Jack  Hall  and  certain  other  individuals  convicted  in  the 
Smith  Act  trial  have  not  been  subpenaed,  because  we  want  to  avoid 
any  possibility  of  prejudicing  their  rights  in  connection  with  their 
appeal.  And  for  that  reason  some  of  these  people  have  not  been 
subpenaed. 

Now,  the  last  witness  we  have  scheduled  for  this  morning  is  Mr. 
Frank  Silva. 

Senator  Johnston.  Mr.  Silva,  raise  your  right  hand  and  be  sworn. 
Do  you  solemnly  swear  that  the  evidence  you  give  before  this  sub- 
committee to  be  the  truth,  the  whole  truth,  and  nothing  but  the  truth, 
so  help  you,  God  ? 

TESTIMONY  OF  FRANK  SILVA 

Mr.  Silva.  I  do.  Sir,  may  I  ask  you  a  question  of  privilege?  I 
would  like  to  have  this  light  turned  off  because  it  hits  me  in  the  eye, 
and  also  the  television  camera  turned  off. 

Mr.  Morris.  There  is  no  television  camera  here,  Mr.  Silva. 

Mr.  Silva.  How  about  the  light;  could  we  have  it  turned  off?  It  is 
a  strong  glare. 

Senator  Welker.  Well,  now,  just  a  minute.  If  it  is  hurting  you, 
what  do  you  think  it  is  doing  to  us  up  here  ? 

Mr.  Silva.  I  am  just  asking  as  a  matter  of  privilege. 

Senator  Welker.  My  heavens!  We  want  to  be  as  fair  to  you  as 
we  can,  but  you  are  asking  an  awful  lot  and  you  are  giving  very  little. 

Senator  Johnston.  It  is  really  turned  on  us  more  than  it  is  turned 
on  you,  I  think.    We  can  turn  it  a  little  more  around.     Turn  it  just  a 


2312       SCOPE    OF    SOVIET   ACTIVITY   IN    THE    UNITED    STATES 

little  bit  around  this  way.  We  don't  object  to  it,  naturally,  since  the 
light  is  not  hurting  anybody.  That  is  hne.  It  is  a  little  oil  of  him 
and  more  on  us,  so  that's  perfectly  all  right. 

Mr.  Morris.  Mr.  Chaij-man,  may  I  read  again,  in  connection  with 
the  1955  Report  of  the  Commission,  again  on  the  subject  of  tlie  ILWU, 
and  this  time  by  way  of  stating  a  conclusion  ? 

In  summary,  the  evidence  that  the  ILWU  was  Communist  dominated  include* 
the  following  points:  (a)  Communist  or  Comiiiuiiist-trained  labor  leaders  hold 
key  positions  in  the  union  and  among  its  paid  employees.  There  is  detailed 
testimony  by  former  Communists  and  formed  ILWU  leaders  that  the  ILWU 
is  Communist  controlled.  The  ILWU  supports  Communist  puldications,  the 
ILWU  supports  Communist-front  organizations,  the  ILWU  supports  Communist 
causes.  There  is  machinery  for  the  ILWU  leadership  to  submit  disputes  between 
itself  and  the  Communist  Party  and  finally  to  Communist  Party  headquarters 
in  New  York,  (g)  The  ILWU  was  expelled  from  the  CIO  as  a  Communist- 
dominated  union  in  1950  and  neither  its  leadership  nor  its  policies  have  changed 
substantially  since  then.  The  ILWU  has  never  taken  an  official  stand  critical  of 
the  Soviet  Union  or  condeuinatory  of  its  policies,  (i)  The  ILWU  is  the  principal 
instrument  for  disseminating  Communist  propaganda  in  Hawaii,  (j)  This  Com- 
mission knows  of  no  policy  or  action  of  the  ILWU  which  is  contrary  to  the 
Communist  Party  line. 

Under  the  heading  "Propaganda"  also  among  "Conclusions": 

The  ILWU  publicity  and  education  department,  well  supplied  with  funds, 
consists  of  the  following  activities:  {n)  The  ILWU  research  dt'partment :  (6) 
the  ILWU  Dispatcher;  (c)  the  ILWU  Wasliimrton  Report;  (d)  the  ILWU  ed- 
ucational service,  local  142,  Hawaii;  (e)  the  ILWU  Reporter,  local  142.  Ilnwaii; 

if)  the  ILWU  public  relations  department,  local  142,  Hawaii;  subdivisions  (1) 
Japanese  language  radio  broadcasts,    (2)    English   language  radio  broadcasts, 

(3)  Philippine  language  radio  broadcasts. 

According  to  ILWU  reports,  the  sum  of  $199,604.50  was  expended  to  maintain 
this  propaganda  apparatus  during  the  year  1953.  This  sum  was  itemized  as 
follows. 

And  there  follows  an  itemization. 

Mr.  Chairman,  I  think  that  particular  information  is  relevant  and 
I  think  we  will  have  someone,  one  of  the  witnesses  on  Monday  whom  we 
can  ask  some  questions  about  that  particular  statement. 

Senator  Johnston.  Very  well. 

Mr.  Morris.  Now,  will  you  give  your  full  name  and  address  to  the 
reporter,  Mr.  Silva? 

Mr.  Silva.  My  name  is  Frank  Silva — Frank  G.  Silva. 

Mr.  Morris.  And  where  do  you  reside,  Mr.  Silva  ? 

Mr.  Silva.  I  live  on  Kauai,  T.  H. 

Mr.  Morris.  And  what  is  your  address  on  Kauai  ? 

Mr.  Silva.  Post  Office  Box  324,  Puhi,  Kauai. 

Mr.  Morris.  Now  are  you  the  ranking  ILWU  representative  on  that 
island  ? 

( The  witness  consults  with  his  counsel.) 

Mr.  Silva.  I  decline  to  answer  on  the  basis  of  the  fifth  amendment. 

Mr.  Morris.  In  other  words,  you  will  not  tell  this  committee  whether 
or  not  you  are  the  ranking  IL\VU  official  on  Kauai  ? 

Mr.  Silva.  Same  answer,  sir. 

Mr.  Morris.  Are  you  a  Communist,  Mr.  Silva  ? 

Mr.  Silva.  Same  answer,  sir. 

Mr.  Morris.  Have  you  attended  Communist  meetmgs  on  Kauai? 

(The  witness  consults  with  his  counsel.) 

Mr.  Silva.  Same  answer. 

Mr.  Morris.  Have  you  attended  Communist  meetings  here  on  Oahu  ? 


SCOPE    OP    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2313 

Mr.  SiLVA.  Same  answer. 

Mr.  MoRHis.  Now  do  you  know  the  ranking  UPW  official  on  Kauai; 
namely,  Jackie  Rodrigues? 

(The  witness  consults  Avith  his  counsel.) 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  Pai-don? 

Mr.  SiLVA.  Same  answer. 

JNIr.  Morris.  "Same  answer."  Now  are  you  acquainted  with  the  dis- 
missal of  David  K.  Wong;  he  was  the  manager  and  chief  engineer 
of  the  county  waterworks  board  until  1955 ;  are  you  acquainted  with 
that  gentleman? 

(The  witness  consults  with  his  counsel.) 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  Now,  did  you  and  Mr.  Rodrigues  conspire  to  have  that 
man  removed  from  his  position  during  the  year  1955  ? 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  put  into  the  record  a 
newspaper  clipping  which  indicates  that — it  is  under  the  heading 
"Kauai  board  is  criticized  for  firing  water  chief."  We  have  received 
information  that  the  head  of  the  United  Public  Workers  on  Kauai  and 
the  head  of  the  ILWU  on  Kauai,  which  is  the  witness  before  here, 
work  very  closely  together  in  all  their  activities  there.  ^  This  clipping 
indicates — I  will  read  the  clipping.    This  is  from  Kauai. 

September  27,  19.55. — The  board  of  supervisors  was  under  heavy  fire  today 
for  its  abrupt  dismissal,  without  a  hearing,  Friday,  of  David  K.  Wong,  manager 
and  chief  engineer  of  the  county  waterworks  board.  Republican  leaders  called 
the  charges  oppression  and  asserted  the  public  is  entitled  to  the  facts.  They 
were  joined  by  William  Moragne,  former  chairman  of  the  waterworks  board. 
Wong  was  fired  by  a  4  to  2  vote  of  the  board,  with  no  formal  charges  being 
brought  against  him  and  with  no  ojjportunity  to  l>e  heard.  But  it  was  clearly 
established  that  the  move  to  fire  Wong  was  directed  and  pushed  by  the  United 
Public  Workers,  a  government  employees  union  through  its  Kauai  chief, 
Jackie  Rodrigues. 

Now,  could  you  tell  us  about  that  episode? 

(The  witness  consults  with  his  counsel.) 

Mr.  SiLVA.  Same  answer. 

Mr.  ]\IoRRis.  Have  you  been  working  in  close  concert  with  the 
United  Public  Workers  on  Kauai? 

Mr.  SiLVA.  Same  answer.  

Mr.  Morris.  Well,  the  United  Public  Workers  and  the  ILWU  both 
have  the  same  office,  do  they  not  ? 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  They  certainly  do  here  in  Honolulu,  do  they  not? 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  may  I  put  the  whole  clipping  into  the 
record  ? 

Senator  Johnston.  The  whole  clipping  shall  become  a  part  of  the 
record. 

Mr.  Morris.  And  I  also  have  a  clipping  here,  Senator,  which  is 
dated  a  few  days  later,  which  indicates  that  the  board  of  supervisors 
yesterday  refused  to  reconsider  its  dismissal  of  David  F.  Wong  as 
manager  and  chief  engineer  of  the  county  waterworks  department. 

May  that  go  into  the  record,  too,  Senator? 

Senator  Johnston.  That  shall  go  into  the  record  also. 


2314       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(The  clippings  referred  to  above  were  marked  385  and  385-A  and 
may  be  found  in  the  subcommittee  files.) 

Mr.  Morris.  Now,  were  you  formerly  the  director  of  the  United 
Farm  Equipment  Workers? 

Mr.  SiLVA.  Same  answer,  sir. 

Mr.  Morris.  You  will  not  tell  us  whether  or  not  you  were  formerly 
the  director  of  the  United  Farm  Equipment  Workers  of  America? 

(The  witness  consults  with  his  counsel.) 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  Where  were  you  born,  Mr.  Silva  ? 

Mr.  SiLVA.  Kauai. 

Mr.  Morris.  When  did  you  last  see  Charles  Fujimoto  ? 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  Now,  the  committee  has  been  told  of  a  meeting  that 
took  place  in  the  home  of  Mr.  Epstein  last  Saturday  night.  The 
address  and  everything  was  mentioned  yesterday  in  the  record.  Did 
you  attend  that  particular  meeting,  Mr.  Silva? 

Mr.  SiLVA.  Same  answer. 

Mr.  Morris.  You  will  not  tell  us  whether  or  not  you  were  one  of  the 
people  that  attended  that  meetino;  ? 

Mr.  SiLVA.  Same  answp.r. 

Mr.  Morris.  Mr.  Chairman,  in  view  of  the  witness'  responses,  1 
would  say  at  this  time  I  have  no  more  questions.  And  I  hope,  Senator, 
for  all  practical  purposes  we  have  completed  the  examination.  If, 
however,  on  examining  the  records,  which  are  not  available  here  this 
morning,  there  is  need  of  further  interrogation,  I  will  give  counsel 
Andersen  or  Counsel  Symonds  adequate  time  for  them  to  bring  the 
witness  back. 

Senator  Johnston.  I  want  the  lawyers  to  understand  that;  that 
they  will  bring  him  back,  like  the  other  witness  excused  just  now; 
you  can  get  him  back  on  short  notice. 

Mr.  Andersen.  It  is  common  practice  which  is  always  done,  and 
you  have  our  assurance. 

Senator  Johnston.  He  is  under  subpena  but  only  to  come  back  after 
we  have  notified  you. 

Mr.  Andersen.  Yes.     Of  course. 

Senator  Welker.  Mr.  Witness,  you  took  the  fifth  amendment  when 
interrogated  about  whether  or  not  you  attended  a  meeting  at  the  home 
of  Mr.  Epstein  last  Saturday  night. 

Since  you  have  been  here  on  this  island,  have  you  attended  any 
meetings  anyplace  ? 

Mr.  Silva.  I  would  like  to  get  advice  on  that. 

(The  witness  consults  with  his  counsel.) 

Mr.  Silva.  Same  answer. 

Senator  Welker.  AVhere  have  you  been  since  you  have  been  here? 

(The  witness  consults  with  his  counsel.) 

Mr.  Silva.  Same  answer. 

Senator  Welker.  Where  have  you  stayed  ? 

Mr.  Silva.  Same  answer. 

Senator  Welker.  Do  you  want  to  tell  us  what  hotel  you  live  at, 
what  home  you  live  at  ? 

Mr.  Silva.  Same  ansAver. 

Senator  Welker.  You  think  it  might  tend  to  incriminate  you  if  you 
gave  us  an  honest,  truthful  statement  as  to  what  hotel  you  lived  in  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2315 

Mr.  SiLVA.  Same  answer. 

Senator  Welker.  You  have  been  at  some  hotel  or  home,  have  you 
not? 

Mr.  SiLVA.  Same  answer. 

Senator  Welker.  You  don't  mean  to  leave  the  inference  with  the 
committee  that  you  haven't  been  in  a  home  ? 

Mr.  SiLVA.  Same  answer. 

Senator  Welker.  Now,  in  all  fairness.  Now,  let's  get  right  down 
to  a  level.  What  in  heaven's  name  can  hurt  you  if  you  tell  us  that 
you  have  lived  at  a  certain  home,  that  you  lived  in  a  certain  hotel? 
Would  that  tend  to  incriminate  you,  you  think  ? 

Mr.  SiLVA.  Same  answer. 

Senator  Welker.  As  a  matter  of  fact,  you  have  been  told  exactly 
what  you  are  going  to  say  to  tliis  subcommittee,  haven't  you  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  SiLVA.  Same  answer. 

Senator  Welker.  You  didn't  need  any  advice  on  that,  did  you? 

Mr.  SiLVA.  Same  answer. 

Senator  Welker.  As  a  matter  of  fact,  you  received  a  mimeographed 
copy  of  your  orders  and  your  instructions  as  to  what  you  were  to  do 
when  you  appeared  before  this  subcommittee  ? 

Mr.  SiLVA.  Same  answer. 

Senator  Welker.  Will  you  admit  or  will  you  deny  the  fact  that  you 
have  so  received  those  instructions?  As  to  what  you  were  going  to 
say  when  you  appeared  before  this  committee. 

(The  witness  consults  with  his  counsel.) 

Mr.  Silva.  Same  answer. 

Senator  Welker.  I  will  ask  you  if  it  isn't  a  fact  that  you  in  that 
mimeographed  sheet,  that  some  long  missed  person  well  known  to  you 
sent  to  this  committee,  you  were  told  to  give  your  name  and  your  local 
address  only  and  to  take  the  fifth  amendment  from  thence  on.  Isn't 
that  a  fact? 

Mr.  Silva.  Same  answer. 

Senator  Welker.  Have  you  ever  been  in  the  State  of  California? 

Mr.  Silva.  Same  answer. 

Senator  Welker.  Have  you  ever  been  outside  of  the  Islands? 

(The  witness  consults  with  his  counsel.) 

Mr.  Silva,  Same  answer. 

Senator  Welker.  Now,  I  want  to  say  this  as  an  observation,  Mr. 
Chairman.  I've  probably  been  in  the  field  of  criminal  law  as  much 
as  your  able  counsel,  and  I  probably  respect  the  Bill  of  Rights  as 
much  as  anyone  in  this  hearing  room,  and  I  can't  understand  why  you 
\yill  treat  this  committee  as  you  have  by  refusing  to  answer  evenVne 
simplest  questions  whatsoever. 

Can't  you  give  me  some  comment  on  that?  I  would  like  to  know 
when  I  leave  this  beautiful  island  just  why,  just  why  you  have  at- 
tempted, as  all  the  other  witnesses  have,  to  hide  behind  that  privilege 
granted  to  you  by  the  Constitution  of  the  United  States,  and  if  you 
were  a  Communist,  the  Communists  would  be  the  first  to  destroy  that 
Constitution?  Do  you  have  any  observation  you  would  like  to  make 
on  that  ? 

Mr.  Silva.  "\^niat's  the  question? 

Senator  Welker.  Aren't  you  listening? 

Will  you  read  back  the  question  to  him  ? 


2316       SCOPE    OF    SOVIET    ACTIVITY   IN    THE    UNITED    STATES 

(The  question  was  read  by  the  reporter.) 

Mr,  SiLVA.  The  same  answer. 

Senator  Welker.  I  am  through. 

Mr.  Morris.  Mr.  Chairman,  you  have  asked  me  for — as  to  whether 
or  not  the  ILWU  has  ever  been  on  the  Attorney  General's  list.  The 
answer  is  "No." 

I  have  the  spelling  here  of  Mr.  Borthwick's  name.  It  is  William 
Borthwick. 

And  I  think  that  is  all,  Senator.  I  have  an  executive  session  sched- 
uled for  Monday  morning  at  9  o'clock,  followed  by  the  open  hearing 
at  9 :  30  o'clock.  I  will  require  at  least  one  Senator  who  will  appear 
in  the  executive  session. 

Senator  Johnston.  At  what  time  ? 

Mr.  Morris.  At  9  and  then  the  open  hearing  will  be  at  9 :  30. 

Senator  Johnston.  I  will  ask  Senator  Butler  to  be  at  the  executive 
session  at  9  o'clock.    We  will  have  our  regular  meeting  at  9 :  30. 

The  committee  is  adjourned  until  that  time. 

(Whereupon,  at  11:44  a.  m.,  the  committee  was  adjourned.) 


INDEX 


Note. — The  Senate  Internal  Security  Subcommittee  attaches  no  significance  to 
the  mere  fact  of  the  appearance  of  the  names  of  an  individual  or  an  organization 
in  this  index. 

A 

A.  F.  ofL.     (See  American  Federation  of  Labor.)  Pase 

American  Federation  of  Labor  (A.  F.  of  L.) 2249-2251,2253,2257,2300 

American  Legion 2253 

Anderson,  George  R 2260,  2277,  2314 

Arena,  Ernest  (testimony  of) 2270-2272 

3911  Keanu  Street 2270 

Fifth  amendment  (when  asked  if  a  Communist  Party  member) 2271 

Business  agent,  ILWU,  Oahu  division 2270,  2271 

Army,  Navy,  and  Air  in  the  Pacific 2236 

Artkino 2274 

Asia 2235,  2237 

Australia 2237 

B 
Basset,  W.  K 2298 

Blissard,  Louis 2259 

Blurr,  Joseph.     (See  Joseph  Kealalio.) 

Borthwick,  William 2295,  2316 

Bouslog.  Mrs 2260,  2277 

Boy  Scouts 2288 

Bridges,  Harry 2244,  2252, 2257, 2258, 2261,  2297,  2298 

Brown,  Archie 2271 

Burns,  John  H 2279 

Butler,  Senator  Hugh 2293,  2299 

Butler,  Senator  John  Marshall 2239,  2259, 2283 

C 
California 2304-2306,  2310 

California  Labor  School 2304 

California  Committee  on  Un-American  Activities 2273 

Cambodia 2230 

Catholic  (s) 2289 

Chapman,  Oscar 2299 

Chicago 2244 

CINPAC 2230,  2233 

CIO.     (See  Congress  of  Industrial  Organizations.) 

Civil  Aeronautics  Patrol 2233 

Civilian  Defense  Agency 2233 

Clipping,  "Kauai  board  is  criticized  for  firing  water  chief,"  dated  Septem- 
ber 27,  19.")  (exhibit  385) 2313 

Clipping  dated  September  1955  (exhibit  385-A) 2313 

Coke,  Chief  Justice 2291 

Committee  for  Justice 2273,2274 

Communist (s) 2231,  2232,  2236,  2237-2239,  2240, 

2243,  2245-2247,  2249,  2251,  2253-2258,  2261-2263,  2271-2273,  2275, 
2277,  2278.  22S4-2287,  2289,  2293-2298,  2300,  2308,  2309,  2311,  2312. 

Communi.st  cell  in  San  Francisco 2285 

Communist  Control  Act  of  1954,  Public  Law  637,  83d  Congress 2244, 

2245, 2247, 2248 

1 


n  tNDEX 

Page 
"Communist  Domination  of  the  ILWU,"  heading  of  section  of  report  of 
Commission  on  Subversive  Activities  to  tlie  Legislature  of  the  Terri- 
tory of  Hawaii 2302 

Communist  Party 2235,  2239,  2240,  22oo,  2262-2264,  2266, 

2270-2274,  2277,  2278,  2280,  2281,  2291,  2297,  2304,  2309,  2310,  2312 

Communist  Party  International 2309 

Communist  Party  of  Hawaii 2246,  2264,  2302 

Congress  of  Industrial  Organization  (CIO) 2244, 

2249,  2250,  2252,  2294,  2295,  2297,  2298,  2312 
Cooke,  Adm.  Charles  M.,  USN  (retired) 2236 

D 

Daily  Mirror   (publication) 2297 

Dailv  People's  World  (publication) 2273,2309 

Daily   Worker    (publication) 2298,2310 

"Danger  to  All  of  Us,"  circular  signed  "Longshoremen's  and  Warehouse- 
men's Union  and  San  Francisco  CIO  Council" 2294 

Davis,  Rex,  international  pamphlet  No.  39 2288 

Democratic  Party 2295,  2298 

Department  of  Public  Instruction  of  the  Territory  (Hawaii) 2256 

DeSilva,  Ernest  B 2302 

Dillinirham,    Walter 2232 

Dillingham,  Mrs.  Walter 2232 

Directory  of  Labor  Organizations  in  the  Territory  of  Hawaii 2263, 

2268,  2270,  2272,  2303 

Disabled  American  Veterans 2253 

Dock  Seizure  Act  of  July  1949,  also  known  as  Stainback  Strikebreaker 2293, 

2294,  2300,  2301 

E 

Eastern  Europe 2297 

Eastland,  Chairman  .James  O 2237,2239,2283 

Elks 2253 

Epstein,  Henry  B.,  5204  Ani  Street,  Honolulu 2257,2269,2314 

Exhibit  No.  384 — A  Lawless  Judge  Will   Not  Break  the  Sugar   Strike, 

pamphlet  signed  "Jack  W.  Hall" 2290 

Exhibit  No.  385    (in  subcommittee  files),  clipping  dated   September  27, 

1955 2314 

Exhibit  No.  385-A  (in  subcommittee  tiles),  clipping  dated  September  — , 

1955 2314 

Ewa  Beach 2274 

F 

Far  E:ist 2230,  2234 

Far  Eastern  Central  Command 2261 

Farrington,   Delegate 2259 

FBI.     (See  Federal  Bureau  of  Investigation.) 

Federal  Bureau  of  Investigation 2240,2243 

Fifth  amendment 2240,  2246,  2261, 

2263,  2265,  2267,  2269-2276,  2280,  2302-2310,  2312-2315 

Flaxer,  Mr    2257 

Formosa 2237 

Fujimoto,  Charles 2264,  2271,  2274,  2.303,  2304,  2314 

Fujimoto,  Mrs.  Charles 2269 

G 
Gladstein,  Richard 2270,  2287 

H 
Hall,  Jack  (^ec  John  Wayne  Hall.) 
Hall,  John  Wayne,  alias  Jack — ,  2955  Oahu  Avenue,  Honolulu,  regional 

director,  ILWU-CIO,  pier  11 2244,  22.57, 

2258,  2261,  2271,  2274,  2289-2291,  2294,  2297,  2304,  2307,  2308,  2311 
Hall,  Rear  Adm.  John  L.,  Jr 2287,2288 


INDEX  in 

Page 

Hall  trials 2232,  2266,  2271 

Handbook  for   Americans — Communist   Party   of   the   United    States   of 

America.    What  It  Is  and  How  It  Works  (publication) 2259 

Hawaii 2229-2316 

Hawaii  Herald  (also  called  Hochi-sha)    (publication) 2255 

Hawaii  Insurance  Consultants,  Ltd 2274,  2275 

Hawaii  Residents  Association  (IMUA) 2231,  2232,  2252 

Hawaii  Times,  publication 2255 

Hawaiian  Islands.  (See  Hawaii.) 

Hilo 225.-,  2274,  2.-^00 

Hochi-sha  (Hawaii  Herald)    (pubiication) 2255 

Holmes,  Wilford  J 2302 

Honokaa,  T.   H 2288 

Honolulu 2236,  2237,  2230,  2260,  2261,  2264-2266,  2300 

Hcmolulu  Advertiser  (publication) 2255,  2277 

Honolulu  Police  Commission 2297 

Honolulu  Record   (publication) 2246,  2254-22.56,  2302 

Honolulu  Star-Bulletin   (publication) 2255 

Hoover.  J.   Edgar 2240 

House  Un-American  Activities  Committee 2231,  2235,  2243.  2295 

Hull,  General 2285,  2286,  2291,  2300 


ILWU.  (See  International  Uoncrsboremen's,  Warehousemen's  Union.) 
IMUA.  (See  Hawaii  Residents  Association.) 

India   Ocean 2237 

Indochina 2230 

Indonesia 2.237 

Inside  Labor  (Victor  Riesel's  column) 2297 

Interior  and  Insular  Affairs  Committee  of  the  Senate 2250 

Interior    Department 2293 

Internal  Security  Act 2224 

Internal  Security  Division  of  Department  of  Justice 2249 

International  Longshoremeirs,  Waiehousemen's  Union   (ILWU) 2231-22.33, 

2244,  2249-2254,  2260,  2261,  2263,  2264,  2266.  2268-2274,  2277-2279, 
2290-2292,  2294-2296.  2300-2303,  2308,  2309,  2311-2313.  2316. 

"Communist  domination  of  the — " 2302 

ILWU-Communist  Party  conspiracy  in  Hawaii 2299 

ILWU  Dispatcher  (publication) 2312 

ILWU  Memorial  As.s(.ci.ition 2273,  2308,  2.309 

ILWU  public  relations  department 2312 

ILWU  publicitv  and  education  department 2312 

ILWU  Reporter  (puMication) 2265,  2312 

ILWU   research    department 2312 

ILWU  Washington  Report 2312 

lolani  Palace,  Honolulu.  T.  H 2239,  2259,  2283 

J 

Jackson  College,   Hawaii 2254 

Japan 2237 

Jenner,  Senator  William  E 2241 

Johnston.  Senator  Olin  D 2229,  2239,  2259,  2283 

Judd,  Gov.  Lawrence  M 2232 

Justice,  Department  of 2249 


Kaimuki  group  of  the  Communist  Party 2271 

Kakuku  sugar  group 2271 

Kauai 22.5.5,  2302.  2.312.  2313 

Kealalio.  Joseph,  alias  Joseph  Blurr  (testimony  of) 2268-2270 

3922  Nioi  Place 2268 

Fifth  amendment  (when  asked  if  a  Communist) 2269 

International  representative.  ILWU 2268 

KHON  (radio  station  in  Honolulu) 2266 


IV  INDEX 

Page 
Kibre,   Jeff 2261 

Kimball,  George  P 2302 

Kimoto.   Jack 2274 

King.  Gov.  Samuel  Wilder,  Guveruor  of  Hawaii 2240.  2296 

(Testimony  of) 2243-2259 

King.  Thomas  P 2.302 

Korea 2230 

Korean   war 2269 

L 

Labor.  Department  of 2263 

Laie.    T.    H 22.>i 

Land  reform 22.3.5 

Laos 2230 

Latter-day   Saints   Church 2289 

Lawless  Judge  Will  Not  Br?ak  the  Sugar  Strike,  A,  pamphlet,  signed 

"Jack  W.  Hall"    (exhibit  No.  3&4) 2290 

LDS  Church  (Latter-day  Saints  Church) 2289 

Lenin 2.309 

Lihue  Plantation  Co 2292 

Littman,   Warren 2249 

Los  Angeles 2244,  2248,  2291 

Lyons,  Adm.  Raymond  R 2302 

M 

Makinney,  Major  General 2252 

Mandel.  Benjamin 2229,  2239,  2259,  2283 

Marumoto,  Associate  Justice 2259 

Marx    philosophy 2258 

Maui 2255,  2302,  2304,  2305 

Mayor  of  Honolulu 2298 

McCarran.  Senator 2241.  2258,  2299 

McCIellan,  Senator 2293 

McElrath.  Robert 2234,  2255,  2256.  2258 

(Testimony  of) 2260-2208 

2407  St.  Louis  Drive,  Honolulu 2262 

Fifth  amendment  (when  asked  if  a  Communist) 2263 

Territorial  representative  and  public  relations  director,  ILWU 2263 

Communist  Party  book  Xo.  74.")21 2266 

Radio  announcer  for  ILWU  in  Hawaii,  station  KHON 2266 

McLaughlin.   Judge 2232,  2262 

Medals   of   Honor 2230 

Midway  Island 2237 

Minnesota 2291 

Mission   Board 2289 

Miyagi,  Newton  Kunio  (testiniony  of) 2272-2282 

94-4.50  Kamakahi  Street.  Waipahu,  Oahu 2272 

Fifth  amendment  (when  asked  if  a  Communist) 2272 

Secretary-treasurer,  ILWU,  Local  142 2272 

Moragne,  William — 2313 

Mormon    Church 2254 

Mormons — _     2289 

Morris.  Robert 2229,  22.39,  2259,  22S3 

Mount  Carmel,  Calif 2298 

Murin,  Mr — 2257 

Murray,    Philip 2294,  2297 

N 

Xakama,    Jeanetta 2271 

National  Guard 2245,  2252,  2285,  2288 

National  Labor  Relations  Act 2245 

New  Zealand 2237,  2201 

Ninth  Circuit  Court,  United  States 2244.  2248,  2.304 

New  York — 2244,  2248,  2264 


IXDEX  V 

O  Page 

Oahu 2270,  2271,  2302,  2312 

Oakland — 22U3 

O'Daniel,  Lt.  Gen.  John  W.,  United  States  Army  (retired) 2251 

(Testimony   of) 2229-2237 

Retired  February  29,  19uG 2229 

40  vears  in  military  life 2229 

Born  Newark.  Del 2229 

Did  not  attend  I'nited  States  Military  Academy 2229 

Attended  first  officers'  training  camp  at  Fort  Myer,  Va 2229 

Commanded  3d  Infantry  Division  in  Europe  during  World  War  II 2230 

Military  attache  in  Soviet  Union.  September  1948  to  September  1950 22:30 

Commanded  I  Corps  in  Korea.  July  1951  to  July  1952 2230 

Lieuteneut  general,  commanding  United  States  Army.  Pacific,  under 

CINPAC ;  USAR-PAC,  September  1952  to  April  15.  1954 2230 

Chief  of  United  States  military  advisory  group  in  Saigon  for  Vietnam 
and  Indochina,  Laos,  and  (i;ambodia,  April  15,  1954,  to  November 

18,    1955 2230 

Ogawa,  Yoshigo  (wife  of  Jack  Hall) 2297 

P 

Pacific  Publishing  Foundation,  Inc 2273 

Pacific  Weekly    (^publication) 2298 

"Peace  Will  Win,"  Soviet  film  distributed  by  Artkino 2274 

Pearl  Harbor 2237,  2261 

People's  Daily  World.     {See  Daily  People's  World.) 

Peters,    J 2262 

Philadelphia 2248 

Pittsburgh 2244,  224S 

Pinskv,  Paul  G ~ 2274 

Portland 2291 

B 

Reinecke,  :Mr.  John  E 2287,  2288,  2304 

Reinecke,  Mrs.  John  E 22S7 

'•Reluctant  39" 2243,   2295 

Report  of  the  Commission  on  Subversive  Activities  to  the  Legislature  of 

the  Territory  of  Hawaii 2302,  2308,  2312 

Res  Davis'  international  pamphlet  No.  39 22SS 

Rice,  Chief  Justice 2259 

Rice,   Harold 2295.  2296 

Rice,  Jud^^e  Philip  L 2290.  2292 

Riesel.  Victor 2260,  2297,  2298 

Robinson.  J.  R 2268,  2269 

Rodrigues,   Jackie 2313 

Roffman,  Mr 2257 

ROTC 2288 

Russell,  Senator 2293 

Rusher,  William  A 2229 

Russia 2236 

S 

Saigon 2230 

San  Francisco 2248,  2254.  2260,  2261.  2273,  2288,  2291,  2293,  2297 

Schmidt,   Mr 2269 

Seattle 2244 

Second  World  Peace  Conference  at  Warsaw  (film) 22(4 

Silva,  Frank  G.  (testimony  of) 2311-2316 

Postoffice  Box  324,  Puhi.  Kauai,  T.  H 2312 

Fifth  amendment  (  when  asked  if  a  Communist) 2312 

Ranking  ILWU  official  on  Kauai 2312 

Smith   Act - 2243,  2253,  2270,  22SS,  2304,  2311 

Souerwine.  Jay 2229 

Soviet,  Soviet  Union 2230,  2235,  2237,  2239,  2240,  2312 


VI  INDEX 

Stainback,  Gov.  Ingram  M 2245 

Testimony  of 2283-2301 

Born  in  Somerville,  Fayette  County,  Tenn 2283 

Resident  of  Hawaii  since  1912 2284 

Attorney  general  of  the  Territory,  1914 2284 

Army  in  First  World  War 2284 

Private  practice,  1919  to  1934 2284 

United  States  attorney,  1934  to  1940 2284 

United  States  district  judge,  1940  to  1942 2284 

Governor  of  Territory  of  Hawaii,  July  1942  to  May  1951 2284 

Justice  of  Sui)reme  Court  of  Territory  of  Hawaii,  1951 2284 

Stainback  strikebreaker.     (See  Dock  Seizure  Act  of  July  1949.) 

Stalin,  Joe 2309 

Star-Bulletin    ( publication) 2300,  2301 

Stephenson,  William  B 2246,  2247,  2302 

Stevens,  Mr 2262 

Stump,  Admiral 2233,  2261 

Subversive  Activities,  Commission  on 2250 

Supreme  Court  of  the  United  States 2290 

Symonds,  Myer  C 2260,  2277,  2314 

T 

Tafty-Hartley  Act 2293 

Taft,    Senator 2293 

Tass  News  Agency 2240,  2278 

Tennessee 2281,2295 

Territorial  Commission  on  Subversive  Activities 2244-2247,  2265,  2291 

Territorial  supreme  court 2281 

Territories,  Subcommittee  on 2251 

Territory  of  Hawaii.     ( See  Hawaii. ) 

Third  Infantry  Division 2230 

Truman,   President 2294,  2295 

Tsuenaga,  Taro 2302 

U 

Union  Insurance  Service,  Ltd 2274,  2275 

United  Farm  Equipment  Workers 2314 

United  Public  Workers  (UPW) 2244,2253,2302 

United  Public  Workers  of  America 2244,  2251,  2257,  2274,  2313 

University  of  Hawaii 2254,  2256,  2285 

USAR-PAC 2230,2232 

UPW.    (See  United  Public  Workers.) 

V 

Velson,    Irving 2261 

Veterans  of  Foreign  Wars 2253 

Vietnam 2230 

Virginia 2300 

W 
Wallace 2295 

Walter-McCarran    Act 2258 

Walter's  committee.     (See  House  Un-American  Activities  Committee.) 

Warren,  Governor 2293,  2295 

Warsaw 2274 

Watkins,  Senator  Arthur  V 2239,  22.59,  2283 

Welker,  Senator  Herman 2239,  2259,  2283 

What  Must  We  Do  (pamphlet) 2288 

Wilson,  Mayor 2298 

Winters,   Ella 2298 

Wisconsin 2258 

Wong,  David  K 2313 

Workers  of  the  World  Unite,  The  (song) 2309 

World  War  I 2229 

World  War  II 2230,  2244 


INDEX  vn 

T 

Page 

Yagi,  Thomas  Sukichi  (testimony  of) 2301-2311 

Waihee,  Maui 2302 

Divisional  director,  ILWU,  Maui 2302 

Fifth  amendment   (when  aslied  if  a  Communist) 2303 


o 


E^i.rv/^1  iV^l^f  /   (^     J>    ^-^ 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


"HEARINGS^ 

\  f  ^EFORE  THB[^ 

SUBCOMMITTEE  TO  INVESTIGATE  THE 

ADMINISTRATION  OF  THE  INTERNAL  SECURITY 

ACT  AND  OTHER  INTERNAL  SECURITY  LAWS 

OF  THB 

COMMITTEE  ON  THE  JUDICIARY 

UNITED  STATES  SENATE 

EIGHTY-FOURTH  CONGRESS 

SECOND  SESSION 
ON 

SCOPE  OF  SOVIET  ACTIVITY  IN  THE 
UNITED  STATES 


DECEMBER  3,  4.  1956 


PART  40 


Printed  for  the  use  of  the  Committee  on  the  Judiciary 


UNITED  STATES 
GOVERNMENT  PRINTING  OFFICE 
72723  V7ASHINGTON  :  1957 


Boston  Public  Library 
Superintendent  of  Documents 

JUL  1  8  1957 


COMMITTEE  OK  THE  JUDICIARY 

JAMES  O.  EASTLAND,  Mississippi,  Chairman 

ESTES  KEFAUVER,  Tennessee  ALEXANDER  WILEY,  Wisconsin 

OLIN  D.  JOHNSTON,  Soutli  Carolina  WILLIAM  LANGER,  Nortli  Dakota 

THOMAS  C.  HENNINGS,  JR.,  Missouri  WILLIAM  E.  JENNER,  Indiana 

JOHN  L.  McCLELLAN,  Arliansas  ARTHUR  V.  WATKINS,  Utaii 

PRICE  DANIEL,  Texas  EVERETT  McKINLEY  DIRKSEN,  Illinois 

JOSEPH  C.  O'MAHONEY,  Wyoming  HERMAN  WELKER,  Idaho 

MATTHEW  M.  NEELY,  West  Virginia  JOHN  MARSHALL  BUTLER,  Maryland 


Subcommittee  To  Investigate  the  Administration  of  the  Internal  Security 
Act  and  Other  Internal  Security  Laws  ' 

JAMES  O.  EASTLAND,  Mississippi,  Chairman 
OLIN  D.  JOHNSTON,  South  Carolina  WILLIAM  B.  JENNER,  Indiana 

JOHN  L.  McCLELLAN,  Arlcansas  ARTHUR  V.  WATKINS,  Utah 

THOMAS  C.  HENNINGS,  Jr.,  Missouri  HERMAN  WELKER,  Idaho 

PRICE  DANIEL,  Texas  JOHN  MARSHALL  BUTLER,  Maryland 

Robert  Morris,  Chief  Counsel 

J.  G.  SouRWiNE,  Associate  Counsel 

William  A.  Rusher,  Associate  Counsel 

Benjamin  Mandel,  Director  of  Research 

n 


CONTENTS 


Testimony  of —  Page 

Epstein,  Henry  Benjamin 2373 

Fishman,  Irving 2417 

Fujisaki,  Saburo 2364 

Jamieson,  Ronald  B 2367 

Miyagi,  Newton  Kmiio 2340 

Miirin,  Stephen  Thomas 2392 

Ogawa,  Tadashi 2362 

Oka,  Wilfred  M 2455 

Okubo,  Yugo 2453 

Omori,  Koichi 2460 

Phillips,  Lyle  G 2318 

Roflfman,  Max 2388 

Rohrbough,  Edward 2404 

Thompson,  David  Evans 2351 

Index I 

zn 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


MONDAY,   DECEMBER  3,    1956 

United  States  Senate, 
subcommitiee  to  investigate  the  administration 
OF  THE  Internal  Security  Act  and  Other  Internal 

Security  Laws  of  the  Committee  on  the  Judiciary, 

Honolulu,  T.  H. 

The  subcommittee  met,  pui'siiant  to  adjournment,  at  9 :  30  a.  m.,  in 
the  senate  chamber,  lolani  Palace,  Senator  Herman  Welker  presiding. 

Present:  Senator  Eastland,  chairman;  Senators  Watkins,  John- 
ston, Welker,  Butler. 

Also  present:  Robert  Morris,  chief  counsel;  Benjamin  Mandel, 
research  director. 

Senator  Welker.  The  meeting  will  come  to  order. 

Mr.  Morris.  Senator,  before  we  begin  today  I  would  like  to  make 
the  announcement  that  our  research  director,  Ben  Mandel,  is  back, 
and  he  would  like  to  express  publicly  the  good  service  that  he  has 
received  here  in  the  last  few  days. 

Mr.  Mandel. 

Senator  Welker.  Mr.  Mandel,  we  are  glad  to  have  you  back.  I 
am  sure  the  people  of  this  island  are  glad  you're  back.  Do  you  desire 
to  make  a  statement? 

Mr.  M\ndel.  I  desire  to  express  my  deepest  gratitude  to  the  man 
responsible  for  my  rescue,  W.  P.  Wing  of  San  Francisco,  and  to 
Hazel  Minaodani,  and  Kosei  Nitta.  I  also  wish  to  express  my  appre- 
ciation of  the  splendid  work  of  the  Queens  Hospital  and  the  staff  of 
nurses  and  physicians  there  that  did,  I  think,  a  splendid  job.  [Laugh- 
ter and  prolonged  applause.] 

Senator  Welker.  Mr.  Mandel,  the  chairman,  speaking  on  behalf  of 
the  entire  committee  and  staff,  is  equally  thrilled  and  happy  that  you 
are  back  here  with  us.  We  clesire  to  thank  all  the  individuals  who 
saved  your  life.  W^  desire  to  thank  Queens  Hospital,  physicians 
and  nurses;  it  was  just  the  finest  work  that  possibly  could  be  done, 
and  we  say  "Thank  you,  all  of  you." 

Now,  call  your  first  witness. 

jVIr.  Morris.  Dr.  Phillips,  take  the  stand,  please. 

Senator  Welker.  Raise  your  right  hand  and  be  sworn. 

Do  you  solemnly  swear  the  testimony  you  will  give  before  the  sub- 
committee will  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth,  so  help  you  God  ? 

Dr.  Phillh^s.  I  do. 

2317 


2318       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

TESTIMONY  OF  LYLE  G.  PHILLIPS 

Senator  Welkek.  Your  name,  please? 

Dr.  Phillips.  My  name  is  Lyle  G.  Phillips. 

Senator  Welker.  What  is  your  occupation  or  profession? 

Dr.  Phillips.  I  am  a  physician  and  surgeon. 

Senator  Welker.  Plow  long  have  you  been  so  engaged  ? 

Dr.  Phillips.  32  years. 

Senator  Welker.  32  years.    And  your  residence,  please  ? 

Dr.  Phillips.  2723  Puuhonua  Street,  Honolulu. 

Senator  Welker.  Your  witness,  counsel. 

Mr.  Morris.  Dr.  Phillips,  you  are  a  native  of  Wisconsin,  are  you 
not? 

Dr.  Phillips.  That's  correct. 

Mr,  Morris.  And  how  long  have  you  resided  in  Hawaii  ? 

Dr.  Phillips.  Thirty-two  years. 

Mr.  Morris.  Now,  you  are  the  past  president,  are  you  not,  of  the 
Hawaii  Territorial  Medical  Association? 

Dr.  Phillips.  I  am. 

Mr.  Morris.  Have  you  had  any  other  professional  experiences  such 
as  that,  Dr.  Pliillips  ? 

Dr.  Phillips.  I  am  a  fellow  of  the  American  College  of  Surgeons. 

Mr.^  Morris.  Have  you  been  president  of  the  Hawaii  Residents 
Association  ? 

Dr.  Phillips.  Yes,  sir. 

Mr.  Morris.  When  were  you  president  of  the  Hawaii  Residents 
Association  ? 

Dr.  Phillips.  In  1951. 

Mr.  Morris.  What  is  that  association  called  ? 

Dr.  Phillips.  The  Hawaii  Residents  Association,  also  known  by 
the  Hawaiian  word  "Imua,"  meaning  "forward." 

Mr.  Morris.  You  are  now  a  director  of  that  organization? 

Dr.  Phillips.  I  am  a  member  of  the  board  of  director  of  that 
organization. 

Mr.  Morris.  Now,  before  joining  Imua,  did  you  investigate  the 
purpose  of  that  organization,  the  purpose  and  the  history  of  that 
organization  ? 

Dr.  Phillips.  Yes,  sir;  I  did.  When  I  was  asked  to  be  president 
of  the  organization,  in  1951,  I  made  a  very  careful  and  thorough 
personal  investigation  of  the  organization,  and  I  satisfied  myself 
that  it  was  not  against  labor,  that  it  wasn't  an  agent  of  management, 
and  that  it  was  not  politically  partisan.  I  found  and  was  convinced 
that  it  was  completel}^  and  sincerely  dedicated  to  its  three-point  pro- 
gram. First,  to  combat  communism  and  all  subversive  activities; 
second,  to  live  and  work  together  in  racial  harmony,  and,  third,  to 
demonstrate  and  maintain  the  American  way  of  life.  I  am  still  con- 
vinced that  the  organization  is  devoting  its  efi'orts  to  those  objectives, 
and  nothing  else. 

Mr.  Morris.  Dr.  Phillips,  serving  as  president  and  a  member  of  the 
board  of  directors  of  this  organization,  you  have  not  received  any 
pay  for  that,  have  you  ? 

Dr.  Phillips.  No,  sir ;  to  the  contrary. 

Senator  Butler.  Mr.  Chairman,  may  I  ask  a  question  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2319 

Senator  Welker.  Senator  Butler  of  Maryland. 

Senator  Butler.  What  is  the  membership  of  that  organization  ? 

Dr.  Phillips.  There  are  somewhere  between  1,200  and  1,400  mem- 
bers and  contributors,  sir,  I  believe. 

Senator  Butler.  Thank  you.  And  you  say  they  are  a  representa- 
tive cross-section  of  the  people  of  this  island  ? 

Dr.  Phillips.  Yes,  sir ;  they  are. 

Senator  Butler.  Is  it  confined  exclusively  to  this  island  ? 

Dr.  Phillips.  No,  sir.  We  also  have  members  on  all  of  the  other 
islands,  contributors  from  all  of  the  other  islands. 

Senator  Welker.  The  Chair  would  like  to  inquire  as  to  whether  or 
not  our  guests  in  the  rear  of  the  hearing  room  can  hear  the  witness? 
If  so,  raise  your  hands.     Thank  you. 

Proceed,  counsel. 

Senator  Johnston.  Just  one  question. 

Senator  Welker.  Senator  Johnston. 

Senator  Johnston.  You  say  "contributors";  how  do  they  con- 
tribute ? 

Dr.  Phillips.  Each  year  we  have  a  fund  raising  campaign  to  carry 
on  our  work,  and  voluntary  contributions  are  made  on  that  basis. 

Senator  Phillips.  Each  member  doesn't  pay  a  certain  definite 
amount  ? 

Dr.  Phillips.  For  membership  in  the  organization,  it  is  $6  per  year. 

Mr.  Morris.  Now,  Dr.  Phillips 

Senator  Watkins.  May  I  ask  a  question  ? 

Senator  Welker.  Senator  Watkins. 

Senator  Watkins.  If  you  do  not  pay  salaries  to  the  board  members, 
how  do  you  spend  your  money ;  what  do  you  use  that  money  for  ? 

Dr.  Phillips.  Our  budget  this  last  year  was  $54,000.  That  covered 
maintaining  a  staff  with  an  executive  secretary,  a  research  director,  a 
librarian,  office  help ;  it  also  paid  for  our  broadcasts  that  we  have  5 
nights  a  week  on  one  of  the  all-island  stations.  We  also  publish  and 
circulate  a  considerable  amount  of  material,  printed  material. 

Senator  Watkins.  That  is  all  distributed  and  the  broadcasts  are 
made  under  the  direction  of  the  association  ? 

Dr.  Phillips.  That  is  correct. 

Senator  Watkins.  After  a  careful  and  thorough  check  of  what  is  to 
go  out  ? 

Dr.  Phillips.  That  is  correct.  We  have  a  board  of  directors  which, 
I  think,  is  a  very  ^ood  cross-section  of  this  community,  which  directs 
the  affairs  and  policies  of  the  association. 

Senator  Watkins.  For  the  purpose  of  the  record,  could  you  give  us 
the  names  and  occupations  or  professions  of  the  board  of  directors? 

Dr.  Phillips.  I  don't  have  that  right  at  hand.  Our  president  is 
Lawrence  M.  Judd,  former  Governor  of  Hawaii;  and  I  would  have 
to — perhaps  Mr.  Orr,  our  executive  secretary 

Senator  Watkins.  If  you  could  supply  it  for  the  record  and  have  it 
inserted — I  ask,  Mr.  Chairman,  that  that  information  be  submitted 
later  and  inserted  into  the  record  at  this  point. 

Senator  Watkins.  It  will  be  so  ordered. 

(The  list  of  officials  as  carried  on  the  organization's  letterhead  as 
of  November  30,  1956,  was  marked  "Exhibit  No.  386,"  and  is  as 
follows:) 


2320       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Exhibit   No.   386 
Hawaii  Residents'  Association 

Execiitive  oflBcers :  Lawrence  M.  Judd,  president ;  Brig.  Gen.  K.  J.  Fielder 
(retired),  first  vice  president ;  Edward  N.  Yamasalii,  second  vice  president;  Mrs. 
Ronald  Q.  Smith,  secretary  ;  Bishop  Trust  Co.,  Ltd.,  treasurer. 

Directors :  Conrad  K.  Akamine ;  Harold  J.  Ancill ;  Paul  H.  Anderson ;  Benja- 
min E.  Ayson ;  Mrs.  B.  Howell  Bond ;  Mrs.  Alice  Spalding  Bowen ;  Mrs.  Claude 
Bufeett;  Ralph  B.  Cloward,  M.  D. ;  Philip  M.  Corboy,  M.  D. ;  Edward  M.  De- 
Harne ;  Mrs.  Walter  F.  Dillingham ;  Clarence  E.  Fronk,  M.  D. ;  Yim  Kai  Look, 
O.  D. ;  Esmond  I.  Parker ;  Lyle  G.  Phillips,  M.  D. ;  Guy  N.  Rothwell ;  T.  G.  Single- 
hurst. 

Wynthrop  M.  Orr,  executive  vice  president;  Robert  C.  Rhoads,  research  di- 
rector. 

Senator  Watkins.  Thank  you,  Dr.  Phillips. 

Senator  Welker.  Proceed,  counsel. 

Mr.  Morris.  Dr.  Phillips,  your  work  as  president  and  director  of 
Imua,  has  that  required  your  firsthand  attention  to  events  bearing 
on  communism  in  the  islands  ? 

Dr.  Phillips.  Yes;  it  has. 

Mr.  Morris.  Will  you  tell  us  specifically  and  with  as  much  detail 
as  possible  the  extent  of  efforts  that  you  have  made  in  order  to  acquaint 
yourself  with  the  Communist  situation  in  Hawaii  ? 

Dr.  Phillips.  By  way  of  explanation,  I  would  like  to  make  this  pre- 
liminary remark.  That  after  serving  in  1951  as  president  of  Imua, 
the  Hawaii  Residents  Association,  I  developed  an  interest  from  con- 
cern over  the  future  welfare  of  Hawaii,  also  concern  over  national 
security,  which  has  prompted  my  continual  close  association  with 
Imua  ever  since  and  active  participation  in  its  activities  over  the  past 
6  years.  I  have  undertaken  to  keep  fully  informed  in  regard  to  Com- 
munist activities  in  Hawaii  during  all  of  this  time. 

I  have  done  a  tremendous  amount  of  reading  reports  of  the  com- 
mission on  subversive  activity,  reports  of  the  House  and  Senate  investi- 
gative committees ;  I  attended  many  of  the  sessions,  listened  to  the  evi- 
clence,  in  the  trial  of  Hawaii's  seven  Communists ;  I  have  read  fairly 
regularly  such  Communist  publications  as  the  New  York  Daily 
Worker,  the  People's  Daily  World,  the  Honolulu  Eecord ;  I  have  kept 
pretty  well  posted  on  ILWU  propaganda;  listened  to  McElrath's  j| 
broadcasts;  read  The  ILWU  Dispatcher  Reporter;  I  have  also  read 
various  writings  of  David  Thompson,  ILl^HJ  education  director,  who 
has  been  identified  by  the  commission  as  a  Communist;  and  I  have 
listened  to  various  statements  and  broadcasts  by  Henry  Epstein,  the 
UPW — United  Public  Workers — director,  also  an  identified  Commu- 
nist. I  have  also  followed  the  activities  of  these  people  who  have 
been  named  as  Communists  by  the  commission,  as  reported  in  the  daily 
press,  and  also  I  have  followed  the  daily  press  in  regard  to  the  activities 
of  political  candidates  and  legislators,  especially  in  regard  to  their 
relation  to  known  Communists. 

Senator  Butler.  May  I  ask  a  question,  Mr.  Chairman. 

Senator  Welker.  Senator  Butler. 
Senator  Butler.  Have  you,  through  your  experience  in  that  field, 
found  any  infiltration  into  either  political  party  of  the  islands? 

Dr.  Phillips.  Yes,  sir. 

Senator  Butler,  To  what  extent  ? 

Dr.  Phillips.  May  I  take  that  up  a  little  later  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2321 

Senator  Butler.  Yes. 

Dr.  Phillips.  I  will  have  something  to  say  on  that,  Senator. 

Senator  Welker.  So  ordered. 

Mr.  Morris.  Now,  you  have.  Dr.  Phillips,  attended  to  this  particu- 
lar problem  in  the  way  that  you  have  just  described,  over  the  last  6 
years  ? 

Dr.  Phillips.  Yes. 

Mr.  Morris.  You  have  attended  to  tliis  problem  of  Communist 
influence  here  in  the  islands  over  the  last  6  years  in  the  way  that  you 
have  just  described  ? 

Dr.  Phillips.  Yes,  sir. 

Mr.  Morris.  You  tried  to  observe  this  in  your  position  as  president 
and  director  of  Imua  ? 

Dr.  Phillips.  That's  right. 

Mr.  Morris.  For  the  periods  that  you  held  the  respective  positions  ? 

Dr.  Phillips.  Yes,  sir. 

Mr.  Morris.  Now,  have  you  come  to  any  conclusions.  Doctor  ? 

Dr.  Phillips.  Yes,  sir ;  I  have. 

Mr.  Morris.  What  is  your  conclusion  ? 

Dr.  Phillips.  It  is  my  considered  conclusion,  that  I  have  arrived 
at  slowly  and  definitely,  that  nowhere  that  I  know  of  in  the  United 
States  have  identified  Communists  gone  further  in  obtaining  their 
primary  objectives  than  in  the  Territory  of  Hawaii. 

Senator  Butler.  You  say  you  will  come  to  it  later,  but  to  what 
extent  and  in  what  directions  has  infiltration  taken  place? 

Dr.  Phillips.  First,  may  I  mention  these  objectives,  which  are  quite 
apparent,  I  think.  They  are  the  same  objectives  that  the  Communist 
Party  used  in  gaining  control  in  Guatemala,  Czechoslovakia,  and  pres- 
ently in  Singapore,  and  many  other  places.  Those  objectives  are  these, 
in  my  opinion : 

To  infilti-ate  and  control  a  major  segment  of  the  community's  labor 
forces.  Now,  by  "a  major  seg;ment,"  down  here  I  mean  control  of  the 
sugar  and  pineapple  industries  and  the  waterfront.  Those  are  so 
essential  to  us  that  control  of  them  bj^  the  labor  unions  and  by  the 
Communist  leaders  of  those  labor  unions  amount  effectively  to  the 
control  of  our  economy. 

Also,  to  a  lesser  degree,  there  has  been  control  of  governmental  and 
hospital  employees. 

The  second  point  is  this.  To  use  this  power  derived  from  that  con- 
trol of  labor  to  control  politics,  thereby  making  possible  their  ultimate 
aim ;  the  third,  to  control  our  Government. 

Mr.  Morris.  Those  are  the  objectives.  Now-,  all  of  the  objectives 
haven't  been  attained,  have  they.  Dr.  Phillips  ? 

Dr.  Phillips.  To  a  considerable  degree,  as  I  hope  to  point  out  to 
you,  they  have  been  attained. 

Mr.  Morris.  Proceed,  Doctor. 

Dr.  Phillips.  I  would  like  to  make  this  statement.  When  I  referred 
to  known  Communists  or  identified  Communists,  I  would  like  it  to 
be  understood  that  I  refer  only  to  individuals  who  have  been  identi- 
fied by  properly  authorized  government  ag-encies,  and  identified  on 
the  basis  of  sworn  testimony  by  those  agencies,  and  so  reported. 

Mr.  Morris.  So  when  you  refer  to  a  known  Communist,  present 
or  past,  you  refer  to  someone  who  has  been  affirmatively  identified 
by  sworn  testimony  before  an  official  agency  ? 


2322       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Dr.  Phillips.  That's  right. 

Mr.  Morris.  Proceed,  Doctor. 

Dr.  Phillips.  I  would  like  to  proceed  first  in  taking  up  these 
points — the  control  of  labor,  the  infiltration  in  politics,  and  the  con- 
trol of  government — first  of  all,  by  discussing  the  control  over  labor 
down  here. 

The  ILWU  and  the  UPW  control  labor  in  sugar,  pineapples,  the 
waterfront,  and  to  a  considerable  extent  in  government  and  the  hos- 
pitals. And  by  virtue  of  control  of  the  waterfront  and  the  sugar  and 
pineapple  industries,  they  assert  a  power  over  the  connnunity's  well- 
being  far  in  excess  of  their  numbers. 

I  would  like  to  point  out  that,  over  all  these  6  years,  and  before 
that,  according  to  my  reading,  there  has  been  the  same  leadership, 
the  same  individuals  at  the  top  of  these  unions.  Hall,  McElrath, 
Miyagi,  Yagi,  Arena,  Thompson,  Ah  Quong  McElrath,  I  think  she 
calls  herself,  Kealoha,  Kealilio,  Ichimura,  Kitimoto,  Fujisaki,  Ukio 
Abe,  Elisaki,  Okaclo,  Osliiro,  Osaki,  Shumizo,  and  Frank  Silva.  All 
of  these  names  appearing  in  the  last  report  of  the  Commission  on 
Subversive  Activity. 

Now  to  proceed  to  a  discussion  of  political  power  and  influence 
of  these  Comnmnist  leaders.  I  prepared  a  brief  summary  of  the  early 
days,  that  is,  in  1947,  which  I  would  like  to  present. 

In  1947  there  was  a  political  action  committee  under  Jack  Hall's 
guidance.  Fourteen  of  thirty  representatives  elected  to  Hawaii's 
legislature  last  year  had  endorsement  by  this  committee. 

Mr.  Morris.  Fourteen  out  of  thirty?  Is  that  what  you  said.  Dr. 
Phillips? 

Dr.  Phillips.  Fourteen  out  of  thirty ;  yes,  sir. 

Mr.  Morris.  Fourteen  out  of  thirty. 

Dr.  Phillips.  The  following  year  the  Communists  practically  took 
over  the  Democratic  Party  machinery  on  the  island  of  Oahu,  this 
island,  by  a  clever  maneuver.  The  Democratic  county  chairman,  Lau 
Ah  Chew,  was  persuaded  to  deactivate  all  Democratic  precinct  clubs 
as  of  midnight,  March  31,  1948. 

The  following  day  new  precinct  elections  were  held  and  the  next 
day  bewildered  Democrats  woke  up  to  find  that  Communists  and 
Communist  sympathizers  and  individuals  under  Communists  control 
had  taken  over. 

Senator  Johnston.  Doctor,  how  did  he  have  authority  to  do  that? 

Dr.  Phillips.  I  don't  know.    All  I  know  is  that 

Senator  Johnston.  Was  there  a  law  or  rule? 

Dr.  Phillips.  It  was  done. 

Senator  Johnston.  I  think  that  ou<:^ht  to  be  entered  into  the  record, 
just  how  he  did  that  or  by  what  authority  he  did  that. 

Dr.  Phillips.  I  don't  believe  that  the  source  of  my  information, 
which  is  the  report  of  the  commission  on  subversive  activities,  has 
anything  to  say  about  that. 

Senator  Johnston.  I  think  that  is  very  important,  to  see  just  by 
what  authority  he  did  that. 

Mr.  Morris.  Senator,  I  will  try  to  get  the  answer  to  that  question 
for  you  and  have  it  presented  to  the  subcommittee. 

Senator  Johnston.  I  think  it  ought  to  be  here. 

(The  information  requested  was  not  available  when  this  hearing 
was  sent  to  the  printer. ) 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2323 

Senator  Watkins.  Mr.  Chairman,  why  couldn't  we  call  the  man 
who  made  the  order?  Maybe  he  could  supply  the  source  of  his 
authority. 

Dr.  Phillips.  That,  I  understand,  was  Mr.  Lau  Ah  Chew,  who 
at  that  time  was  the  county  chairman  of  the  Democratic  Party  on 
this  island. 

Mr.  Morris.  Proceed,  Doctor. 

Dr.  Phillips.  To  continue.  Of  811  precinct  club  officers  checked 
by  the  commission,  175  were  either  Communist  members,  Communist 
sympathizers,  or  subject  to  Communist  discipline,  according  to  the 
commission  on  subversive  activities.  Wilfred  M.  Oka  and  Mrs.  Peggy 
T.  Uesugi,  both  listed  by  the  commission  as  Communists,  becaine 
secretary  and  assistant  secretary  of  the  Oahu  County  Democratic 
Committee. 

Mr.  Morris.  You  mean  that  a  known  Communist  and  an  identified 
Communist  became  secretary  of  the  county  committee? 

Dr.  Phillips.  Secretary  and  assistant  secretary  of  the  Oahu  County 
committee,  yes,  sir. 

At  the  1948  Territorial  Convention  of  the  Democratic  Party,  41 
Communist  Party  members  served  as  delegates  or  alternates. 

Mr.  Morris.  That  is  out  of  how  many.  Dr.  Phillips ;  do  you  know  ? 

Dr.  Phillips.  I  think  some  four  hundred  odd.  I  am  not  sure  about 
that.    Approximately. 

This  was  the  occasion  described  by  Governor  Stainback  in  his  testi- 
mony before  j'ou  last  week,  when  loyal  Democrats  walked  out  and 
held  their  own  convention. 

According  to  the  commission  on  subversive  activity,  it  has  in  its 
possession  sworn  testimony  that  the  mass  infiltration  of  the  Demo- 
cratic Party  which  I  have  just  described  was  planned  at  a  meeting 
of  the  executive  committee  of  the  Communist  Party  of  Oahu  held  at 
the  home  of  Jack  Hall  early  in  1948. 

Persons  who  attended  that  meeting,  the  commission  reported  in 
1955,  are  still  prominently  identified  with  the  ILWU.  Six  of  them 
were  convicted  of  Smith  Act  violation  3i/^  years  ago  but  are  still  out 
on  bail,  pending  appeal. 

And  now  may  I  proceed  with  further  discussion  of  the  political 
activity?  In  1954  the  ILWU  leadership  concentrated  on  candidates 
for  office,  and  they  elected  enough  of  their  endorsed  candidates  to 
exert,  in  my  opinion,  a  profound  effect  on  the  1955  legislative  session. 

In  the  1956  elections,  just  ended,  there  was  also  concentration  on 
candidates.  Candidates  were  called  in  for  informal  talks;  many  of 
them  were  subjected  to  interviews  with  candidates.  I  have  been  told 
that  many  of  them  were  questioned  by  Robert  McElrath,  Newt  Miyagi, 
and  others.  A  great  amount  of  free  radio  time  was  given  by  the 
ILIVU  to  candidates,  and  many  of  them  availed  themselves  of  that 
free  time.  It  was  offered  to  all  candidates,  I  understand,  many  of 
whom  refused  to  accept  it,  and  at  least  one  of  them  agreed  to  accept 
it  providing  there  was  permission  to  pay  for  the  time,  but  that  was 
not  granted,  it  had  to  be  free  time  or  else. 

Senator  Butler.  Do  you  know  of  your  personal  knowledge  whether 
or  not  the  ILWU  or  the  UPW  contributed  directly  to  any  of  the 
successful  candidates  in  that  election  ? 

Dr.  Phillips.  Contributed  funds? 


2324       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Butler.  Yes. 

Dr.  Phillips.  No,  I  do  not  know. 

Senator  Butler.  Do  you  have  any  reporting  system  on  political 
elections  in  the  Islands? 

Dr.  Phillips.  No,  sir. 

Senator  Butler.  The  candidates  don't  have  to  file  reports  ? 

Dr.  Phillips.  Oh,  yes,  yes.   I  beg  your  pardon.    They  do. 

Senator  Butler.  Have  you  ever  examined  any  of  those  reports  ? 

Dr.  Phillips.  No,  I  haven't.  Just  as  they — the  lump  sums  that 
they  spent  were  reported  in  the  public  press. 

I  would  like  also  to  point  out  that,  in  this  1956  election  campaign, 
the  press  reported  that  the  ILWTJ  legislative  committee,  a  committee 
of  nine,  who,  according  to  the  press,  would  endorse  political  candi- 
dates acceptable  to  IL"\VTF  leadership,  included  the  following :  Thomas 
Yagi,  director  of  the  Maui  division  of  the  ILWU,  a  known  Commu- 
nist ;  Tadashi  Ogawa,  director  of  the  Oahu  division  of  the  ILWU,  a 
known  Communist;  and  Newton  Miyagi,  secretary-treasurer  of  the 
ILWU,  local  142. 

Mr.  Morris.  Now,  you  say  that  they  were  3  of  the  9  members  of  the 
legislative  committee  of  the  IL"WU? 

Dr.  Phillips.  That's  right. 

Mr.  Morris.  That  engaged  in  the  activities  that  you  have  described  ? 

Dr.  Phillips.  Yes. 

Mr.  INIoRRis.  Mr.  Chairman,  if  I  might  break  in,  we  have  Mr. 
Miyagi  standing  by,  available  for  testimony.  His  name  has  come  up 
once  already  in  Dr.  Phillips'  testimony,  and  we  have  called  him  here, 
to  give  Mr.  Miyagi  an  opportunity  to  make  any  comments  whatever 
he  might  have  on  the  specific  points  of  Dr.  Phillips'  testimony. 

Senator  Johnston.  Doctor,  when  you  say  "known  Communists," 
could  you  expand  on  that  a  little  bit  and  tell  us  just  how  you  know^ 
they  are  known  Communists  ? 

Dr.  Phillips.  I  explained  that  earlier.  Senator.  I  would  be  glad 
to  explain  again.  '\Ylien  I  mention  "known  Communists"  or  "identi- 
fied Communists,"  I  am  referring  to  individuals  who  have  been  iden- 
tified as  Communists  and  so  declared  in  the  reports  of  the  Territorial 
commission  on  subversive  activities  or  other  governmental  investiga- 
tive bodies. 

Senator  Johnston.  So  you  are  using  that  report  to  identify  them? 

Dr.  Phillips.  That's  right. 

Senator  Johnston.  As  known  Communists. 

Dr.  Phillips.  That's  right. 

Senator  Johnston.  That  explains  it. 

Dr.  Phillips.  It  is  my  own  understanding  that  those  statements 
and  identifications  by  the  commission  on  subversive  activities  are 
based  on  sworn  testimony  which  the  commission  accepted  as  true. 

Senator  Johnston.  Not  convicted  but  by  sworn  testimony  at  these 
hearings 

Dr.  Phillips.  Before  the  commission. 

Senator  Johnston.  Before  the  commission  ? 

Dr.  Phuxips.  Yes,  sir ;  that's  true.    Does  that  answer  your  question  ? 

Senator  Butler.  And,  Doctor,  were  those  public  hearings  ? 

Dr.  Phillips.  No;  I  do  not  believe  they  were.  Perhaps  some  of 
them  were.  Members  of  the  commission  could  answer  that  question 
for  you.     I  am  relying  on  the  reports  of  the  commission  as  published. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2325 

Senator  Welker.  Proceed,  Doctor. 

Dr.  Phillips.  I  liave  discussed  the  control  of  labor ;  I  have  discussed 
the  activities,  and  this  has  been  a  very  brief,  not  a  comprehensive, 
discussion  of  political  activities,  just  enough  to  give  you  an  idea,  and 
now  I  would  like  to  proceed  to  a  discussion  of  the  apparent  influence 
on  our  Grovernment,  particularly  on  the  last  legislature. 

It  was  quite  apparent  to  those  who  visited  the  legislature  fre- 
quently  

Mr.  Morris.  Did  you  so  visit  ? 

Dr.  Phillips.  I  did.  That  known  Communists  kept  vigil  on  lolani 
Palace  during  the  entire  session  and  were  observed  to  be  on  terms  of 
intimacy,  friendliness,  with  many  legislators. 

Mr.  Morris.  Will  you  give  us  an  example  of  that,  Dr.  Phillips  ? 

Dr.  Phillips.  Oh,  I  frequently  came  over  here  during  the  legisla- 
tive session  and  observed  Robert  McElrath  and  Henry  Epstein  in 
their  close  relationships  with  members  of  the  legislature,  apparently 
on  the  freest  of  terms  and  quite  intimate. 

Mr.  Morris.  Senator,  I  think  it  would  probably  be  advisable  if  we 
asked  Dr.  Phillips — I  don't  know;  you  make  the  decision — whether 
or  not  he  should  mention  the  names  of  any  of  the  legislators.  We 
try  not  to,  unless  we  give  these  people  an  opportunity  to  say  so. 

Senator  Welker.  No  ;  we  will  not  do  that. 

Mr.  Morris.  So  if  you  tell  us  about  examples.  Doctor,  will  you 
mention  only  the  names  of  the  people  you  describe  as  "known  Com- 
munists" on  terms  of  great  intimacy  and  friendliness  with  legislators, 
but  do  not  mention  the  names  of  the  legislators,  because,  according  to 
our  procedure,  we  would  then  haA'e  to  bring  the  legislators  in  to  make 
comment  on  that  testimony.  We  try  as  much  as  possible  to  give  every- 
one whose  name  is  mentioned  an  opportunity  to  answer.  So  you  can 
see  why  the  insertion  of  any  names  into  the  record  would  prolong 
these  hearings. 

Dr.  Phillips.  I  understand.  I  would  like  to  quote  from  a  press 
report  that  appeared  during  the  session  of  the  legislature,  for  its  sig- 
nificance. Commenting  on  the  tax  bill  which  was  pending  before  the 
legislature,  this  press  report  said  this — and  I  quote : 

If  the  bill  had  not  passed  the  house  by  midnight,  Senate  President  William 
Heen  had  warned  he  would  adjourn  the  upper  house  and  end  the  session.  The 
house  had  worked  during  the  day  with  intention  of  doing  so,  even  before  the 
senate  gave  its  ultimatum  to  Speaker  Charles  Kauhane.  The  speaker  would  not 
disclose  his  own  plans.  At  8  p.  m.  he  went  into  a  meetnig  with  Robert  McElrath 
and  several  other  ILWU  recresentatives. 

Then  I  would  like  to  submit  also  as  being  significant,  the  matter  of 
a  measure  which  was  brought  before  the  legislature  for  exemption 
of  the  ILWU  memorial  clubhouse  from  taxation.  This  measure  passed 
the  house,  the  senate,  and  went  to  the  Governor,  where  it  was  vetoed. 
I  have  here  a  certified  copy  of  two  pages  from  the  journal  of  the 
house  of  representatives  of  the  last  legislature,  from  which  I  would 
like  to  read.    On  page  1281  there  is  the  following: 

A  message  from  the  Governor  (Governor's  message  No.  25,  returning  bill  No. 
58  without  his  approval)  was  read  by  the  clerk,  as  follows:  "In  accordance 
with  section  49  of  the  Organic  Act,  I  return  herewith,  without  my  approval, 
house  bill  No.  58.  The  purpose  of  this  bill  is  to  exempt  from  the  real  property 
tax  all  property  owned  and  used  exclusively  by  the  ILWU  Memorial  Associa- 
tion in  the  Territory  of  Hawaii.     The  exemption  is  granted  retroactively  to 


2326       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

January  1,  1955,  and  would  include  property  that  may  be  acquired  in  the  future 
as  well  as  property  now  owned  by  the  association. 

"The  ILWU  Memorial  Association  was  granted  a  charter  as  an  eleemosynary 
corporation  on  May  23,  1950.  It  was  founded  by  the  International  Longshore- 
men's &  Warehousemen's  Union  ;  its  membership  is  limited  to  present  and  former 
members  of  the  ILWU. 

"The  1955  report  of  the  territorial  commission  on  subversive  activities  states 
that  'Communist  activity  in  Hawaii  now  appears  to  be  centered  almost  entirely 
around  the  ILWU,  its  satellite  union,  the  UPW,  and  the  Honolulu  Record,  a 
weekly  newspaper  largely  svibsidized  by  the  ILWU.' 

"Upon  the  incorporation  of  the  ILWU  Memorial  Association,  7  of  the  10  oflScers 
and  directors  were  persons  who  have  been  identified  as  having  been  members 
of  the  Communist  Party ;  4  of  the  7  were  among  the  so-called  Reluctant  39, 
and  1  of  the  4  has  been  convicted  imder  the  Smith  Act.  Since  its  incorporation, 
not  less  than  half  of  the  officers  and  directors  of  the  association  have  been 
persons  who  have  been  identified  as  having  been  members  of  the  Communist 
Party. 

"The  Attorney  General  has  submitted  a  report  covering  this  bill,  together 
with  house  bill  No.  693  and  house  bill  No.  882,  all  three  measures  proposing  to 
exempt  certain  real  property  from  taxation.  He  advises  me  that  such  exemp- 
tions are  not  within  the  legislative  power  conferred  by  the  Hawaiian  Organic 
Act.    I  attach  a  copy  of  his  memorandum  herewith. 

"In  view  of  the  foregoing,  I  cannot  approve  of  this  legislation." 

Mr.  Morris.  In  other  words,  legislation  which  would  give  a  tax 
exemption  ? 

Dr.  Phillips.  That's  right.  And  then  the  journal  continues  as 
follows : 

The  communication,  Governor's  message  No.  23,  was  received  and  placed 
on  file. 

Notwithstanding  the  veto  of  the  Governor  to  the  contrary,  Mr.  Inouye  moved 
for  final  passage  of  house  bill  No.  58,  seconded  by  Mr.  Carvalho  and  carried 
by  the  following  vote  of  22  ayes  and  6  noes,  with  Representatives  Hind  and 
Yoshinaga  being  excused. 

And  then  follows  the  vote  for  and  against. 

Mr.  Morris.  No  need  of  reading  those,  Doctor. 

Wliat  happened  in  the  senate  ? 

Dr.  Phillips.  The  senate  did  uphold  the  veto  of  the  Governor,  and 
the  tax  exemption  was  not  granted. 

Mr.  Morris.  The  legislation  did  not  override 

Dr.  Phillips.  The  legislation  failed  by  virtue  of  the  action  of  the 
Senate. 

Mr.  Morris.  The  point  that  you  make  there — excuse  me,  Senator. 

Senator  Johnston.  Do  you  have,  for  the  record,  the  vote  of  the 
Senate,  Doctor  ?     What  it  was,  how  many  for,  how  many  against  ? 

Dr.  Phillips.  No;  I  do  not  have  that.  Senator. 

Mr.  Morris.  I  will  put  that  in  the  record  at  this  point,  Senator. 

(The  vote  record  was  not  available  when  this  hearing  was  sent  to 
the  printer. ) 

The  point  you  make  is.  Dr.  Phillips,  that  after  the  Governor  had 
made  very  clear  to  the  legislature  that  this  organization  was  in  fact  a 
Communist-controlled  association,  and  despite  his  warning  to  the 
legislature,  the  house  of  representatives  nevertheless  proceeded  by  a 
22  to  6  vote,  to  override  the  veto  ? 

Dr.  Phillips.  Yes,  sir.  I  am  discussing  this  in  connection  with  my 
discussion  of  apparent  influence  on  the  last  legislature.  I  am  aware 
of  the  fact  that  if  a  doctor  inadvertently  leaves  a  sponge  or  scissors 
in  a  patient's  abdomen  and  is  subsequently  up  for  negligence  or  mal- 


SCOPE    OF    SOVIET    ACTIVITY   IN    THE    UNITED    STATES      2327 

practice,  that  lawyers  in  the  courts  use  a  Latin  phrase  "Kes  ipsa 
loquitur."     Do  I  quote  that  correctly  ? 

Mr.  JMoRRis.  That  is  correct. 

Dr.  Phillips.  Meaning  "The  facts  speak  for  themselves."  "The 
fact  speaks  for  itself." 

Senator  Welker.  Not  bad,  Doctor.  You  are  getting  along  pretty 
well. 

Dr.  Phillips.  The  matter  of  the  reduction  of  the  budget  of  the  com- 
mission on  subversive  activities,  I  think  there  has  been  mention  in 
testimony  before  you,  a  budget  of  $47,000  was  recommended.  This 
was  reduced  to  $20,000  by  the  legislature,  which  was  inadequate  to 
continue  on  the  activities  of  the  commission  on  subversive  activities, 
and  its  staff,  I  understand,  was  discharged  about  a  month  ago  for  want 
of  further  funds.  It  was  quite  apparent  to  me  one  night  when  I  was 
before  the  house  of  representatives,  in  connection  with  the  leaking  of 
the  report  of  the  connnission  on  subversive  activities,  that  there  was  a 
move  afoot  against  the  commission  on  subversive  activities  at  that 
time.  In  that  meeting  the  speaker  of  the  house  stated  that  it  was 
intended,  and  I  believe  that  he  introduced  a  resolution  or  a  measure 
to  that  effect,  to  have  future  members  of  the  commission,  that  is,  the 
commission  on  subversive  activities,  appointed  by  the  president  of  the 
senate  and  the  speaker  of  the  house. 

Mr.  Morris.  Rather  than  by  the  Governor? 

Dr.  Phillips.  Rather  than  by  the  Governor.  Mr.  Kauhane  was  the 
speaker  of  the  house. 

Senator  Johnston.  Didn't  give  the  Governor  any  appointments 
whatsoever  ? 

Dr.  Phillips.  In  connection  with  the  commission  on  subversive  ac- 
tivities, the  statemient  was  made  and,  as  I  understand,  the  measure  was 
introduced  giving  the  power  of  appointment  to  the  commission  to  the 
speaker  of  the  house  and  the  senate.  That,  however,  failed  of  passage. 
The  commission  was  adequately — inadequately  taken  care  of,  I  should 
say,  by  the  reduction  of  its  budget,  which  effectively  scuttled  it. 

Senator  Watkins.  Has  it  operated  at  all  since  that  time  ? 

Dr.  Phillips.  I  understand  that  it  operated  until  about  a  month 
ago,  at  which  time,  I  understand,  the  office  staff'  was  dismissed,  and 
Mr.  Emanuel,  I  think,  is  on  vacation. 

Senator  Watkins.  They  ceased  operating  because  they  ran  out  of 
money  ? 

Dr.  Phillips.  I  beg  your  pardon  ? 

Senator  Watkins.  Did  they  cease  their  operations  because  they  ran 
out  of  money  ? 

Dr.  Phillips.  Yes,  sir.  That  is  the  reason  that  has  been  given,  be- 
cause of  inadequate  funds. 

There  has  been  attached  some  significance  to  an  incident  that  oc- 
curred during  the  legislative  session.  An  item  appeared  first,  I  think, 
in  the  People's  Daily  World,  the  Communist  newspaper  on  the  main- 
land, recording  that  a  complimentary  gavel  had  been  sent  to  Harry 
Bridges,  head  of  the  ILWIJ,  then  in  convention  in  Los  Angeles,  by 
Speaker  Charles  Kauhane,  speaker  of  the  House  of  Representatives  of 
the  Legislature  of  Hawaii.  It  is  understood — this  was  reported  in 
the  press — that  Mr.  Kauhane  gave  this  gavel  to  Newton  Miyagi,  an 
identified  Communist,  and  that  Mr.  Miyagi  transmitted  this  gavel 
with  Mr.  Kauhane's  compliments  to  Harry  Bridges. 


2328       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

That  has  been  considered  of  some  significance,  I  believe. 

I  would  like  to  take  a  few  minutes  to  discuss  Communist  propa- 
ganda here  in  the  islands.  I  think  you  have  had  some  information 
before  you  on  that  subject  before.  It  is  estimated  that  at  least  a  quar- 
ter of  a  million  dollars  was  spent  by  the  ILWU  and  other  Communist 
agencies  in  propaganda  largely  affecting  the  people  of  this  Territory. 
According  to  the  commission  on  subversive  activities,  the  ILWU  re- 
ported that  $199,604.50  was  spent  to  maintain  its  propaganda  appa- 
ratus in  a  single  year. 

This  has  been  reported  in  the  19.55  report  of  the  commission. 

We  have  been  advised  that  maintenance  and  publishing  of  the  Hono- 
lulu Record,  which  has  been  identified  as  a  Communist-front  news- 
paper, costs  at  least  $50,000,  in  addition  to  this  $199,000  which  the 
ILWU  reports,  so  that  I  think  that  the  figure  $250,000,  or  a  quarter 
of  a  million  dollars  for  propaganda,  largely  devoted,  according  to  the 
commission,  to  Communist  purposes  is  perhaps  on  the  low  side. 

Senator  Watkins.  May  I  ask  a  question  at  this  point  ? 

Senator  Welker.  Senator  Watkins. 

Senator  Watkins.  Is  the  Record  published  in  the  English  language 
exclusively  ? 

Dr.  Phillips.  Yes ;  it  is. 

Mr.  Morris.  INIr.  Chairman 

Dr.  Phillips.  Sometimes  pidgin  English,  but  it  is  the  English 
language. 

Senator  Watkins.  It  passes  for  English,  anyway.  I  say  it  passes 
for  English  ? 

Dr.  Phillips.  Yes.    Correct. 

Senator  Johnston.  Does  the  report  break  it  down  in  any  details 
whatsoever? 

Dr.  Phillips.  Yes;  it  does.  I  think  that  was  read  into  the  testi- 
mony the  other  day,  was  it  not? 

Mr.  Morris.  That  is  right,  Dr.  Phillips. 

Senator  Johnston,  did— I  did  bring  in  with  a  great  deal  of  detail, 
and  that's  one  of  the  reasons,  Senator  Johnston,  we  have  Mr.  Miyagi 
standing  by.  We  are  talking  about  Mr.  Miyagi,  who  is  the  treasurer 
of  local  142 — we  are  talking  about  his  figures — and  for  the  3  episodes 
now — we  haA^e  3  episodes  in  the  record  that  you  can  ask  Mr.  Miyagi 
about  as  soon  as  Dr.  Phillips  is  finished. 

Senator  Welker.  Yes.     I  think  that  can  be  done.     Proceed. 

Mr.  ]\IoRRis.  Will  you  tell  us  about  the  character  of  this  propaganda. 
Dr.  Phillips? 

Dr.  Pthllips.  I  would  like  to  discuss  the  character  of  this  propa- 
ganda. It  is  largely  agitational  in  type  and  it  is  uniformly  consistent 
witli  and  never  diverges  from  the  Communist  line  and  purposes.  Some 
if  it  it  has  a  more  or  less  of  a  legitimate  union  aspect,  but  through  it 
all,  over  the  years  that  I  have  followed  it,  it  has  been  almost  entirely 
ngitational  or  largely  agitational,  and  I  have  never  in  a  single  instance 
heard  any  divergence  from  or  criticism  of  the  Communist  line.  It  is 
quite  apparent 

Senator  Watkins.  Just  a  moment,  Doctor.  No  criticism  of  the 
Communist  line.  Has  there  ever  been  any  criticism  of  the  Communist 
Party? 

Dr.  Ptttlltps.  None  that  I  know  of,  sir. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2329 

Senator  Watkins.  Or  of  the  Communist  nations,  Russia  and  the 
satellites  ? 

Dr.  Phillips.  If  there  has  been,  I  haven't  heard  it  or  read  it. 

Senator  Watkins.  And  you  have  rather  carefully  gone  over  all  of 
this  propaganda,  have  you  not? 

Dr.  Phillips.  Well,  1  do  practice  medicine  too,  but  I  have  devoted 
a  considerable  amount  of  time  to  this  work. 

Senator  Watkins.  I  didn't  expect — — 

Dr.  Phillips.  As  far  as  I  can. 

Senator  Watkins.  I  didn't  expect  you  to  read  it  all,  because  it  runs 
into  an  immense  number  of  words  and  volume,  but  in  making  that 
statement,  we  would  just  like  to  know  how  extensively  you  have  gone 
into  this.  We  Avouldn't  want  to  be  unfair.  If  they  have  ever  de- 
nounced the  Communists  or  Russia  and  the  satellite  nations,  which 
follow  the  Communist  cause,  we  would  like  to  know  about  it. 

Dr.  Phillips.  Nor  do  I  wish  to  be  unfair,  Senator. 

Senator  Watkins.  Yes. 

Dr.  Phillips.  It  is  quite  apparent  that  the  purpose  of  this  propa- 
ganda is,  I  would  say,  threefold.  First  of  all,  to  stir  up  racial  an- 
tagonism, particularly  against  the  haoles,  or  the  white  people  here 
in  tliis  community ;  second,  to  create  and  promote  stress  between  em- 
ployer and  employee  and  between  persons  of  different  economic  levels; 
and,  third,  to  destroy  respect  for  government. 

I  think  that  if  vou  gentlemen  listened  to  the  broadcast  and  rebroad- 
cast  of  Harry  Bridges  speech  before  the  demonstrators  against  this 
committee  last  week,  you  know  what  I  am  talking  about  when  I  say — 
refer  to  that  as  a  good  example  of  agitational  propaganda.  In  that 
there  was  appeal  to  racial  friction,  there  was  the  threat  ancl  the  bribe 
and  the  extreme  disrespect  for  properly  constituted  authority,  which 
has,  in  my  opinion,  marked  all  of  this  propaganda  to  which  I  refer. 

Senator  Watkins.  Do  you  have  copies  of  his  broadcast? 

Dr.  Philijps.  I  believe  that  we  do ;  I  am  not  sure. 

Senator  Watkins.  If  you  do,  submit  them  so  that  I  can  read  them. 

Dr.  Phillips,  If  we  have  them,  yes. 

Senator  Watkins,  I  would  appreciate  the  opportunity  to  read 
them, 

Dr,  Phillips.  I  am  not  sure  whether  we  retape  that  or  not. 

Senator  Welker,  I  know  you  would.  Senator,  appreciate  that,  and 
we  will  try  to  get  copies  of  the  broadcast, 

Mr.  ISIoRRis.  Senator,  we  have  a  record  of  that. 

(A  transcription  of  the  Bridges  broadcast  as  printed  in  the  Hono- 
lulu Record  was  marked  "Exhibit  No,  387"  and  reads  as  follows:) 

Exhibit  No.  887 
[Honolulu  Record,  December  6,  1956] 

BRinGES  Blasts  Eastland  Senate  Committee 

Hello  folks,  brothers  aud  sisters,  members  of  the  ILWU,  and  our  friends.  I 
wish  to  address  you  for  a  few  minutes  today  as  to  the  purpose  of  this  meeting, 
and  again  to  remind  you  as  to  the  reasons  for  this  union's  existence. 

We  are  holding  a  protest  meeting,  and,  as  a  imion,  we  are  protesting  the  visit 
to  these  Islands  by  a  Senator  of  the  United  States,  a  Senator  who  proclaims  that 
he  is  here  to  investigate  communism.  We  attempted  to  secure  permission,  in 
keeping  with  law,  from  the  local  authorities,  so  that  this  meeting  could  be  held 

72723 — 57— pt.  40 2 


2330       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

elsewhere,  and  that  everybody  could  understand  our  purpose — what  was  being 
said  and  why.  But  we  were  unable  to  secure  that  proper  permission,  or  legal 
permision,  and  we  eventually  secured  the  services  of  this  auditorium.  We  were 
denied  permission,  according  to  what  the  local  authorities  told  us,  because  Mr. 
Eastland  apparently  didn't  like  it.     And  that's  something  new. 

Quite  a  struggle  is  being  waged  at  the  present  time,  and  it  will  continue,  in 
the  United  States  of  America  over  the  rights  of  certain  people,  citizens  all,  to 
be  equal  before  the  law,  before  God,  and  before  the  community — a  struggle  over 
the  rights  of  people  not  to  be  discriminated  against — their  right  to  go  to  school 
and  not  be  segregated  because  of  their  color  or  race.  That's  an  important  strug- 
gle. [Applause.]  Legislation  has  been  passed,  and  the  courts  of  our  country 
are  attempting  to  enforce  that  legislation.  We  just  passed  through  a  great 
national  election.  Hardly  a  single  politician  dared  try  to  evade  the  issue — the 
right  of  people  to  be  equal  and  to  be  treated  as  equals  with  the  proper  dignity 
and  respect  accorded  them  no  matter  where  they  were  born,  no  matter  what  their 
color. 

Mr.  Eastland  and  his  cohorts  do  not  concede  that  right  to  people  of  America 
who  do  not  have  white  skins.  Now  there's  no  argument  about  that.  The  record 
is  clear,  and  has  been  clear  on  that  point  since  this  Senator  has  been  in  the 
Congress  of  the  United  States.  He  has  firmly  indicated  that  he  considers  the 
Supreme  Court  of  the  United  States,  if  not  "Communist  controlled,"  then  "Com- 
munist influenced,"  because  that  Court  ruled  that  people  of  all  races  have  a  right 
to  attend  the  schools  of  our  country  without  discrimination  or  segregation.  Mr. 
Eastland  is  down  here  to  block  statehood  for  the  Territory  of  Hawaii.  He  has 
said  so,  and  he  says  it  all  the  time.  He  wouldn't  say  it  here,  but  he's  down  here 
to  build  a  little  record  to  say  it  in  Washington  to  block  what  he  thinks  is  legis- 
lation that  will  come  about  very  shortly  to  give  home  rule  to  this  Territory  and 
its  people  and  a  greater  degree  of  democracy  and  equality.  The  way  to  do  that 
is  to  block  statehood,  or  to  argue  against  it  on  the  grounds  that  the  citizens  of 
this  Territory  cannot  be  trusted,  and  especially  the  citizens  who  are  members 
of  the  ILWU — to  attack  their  loyalty,  as  well  as  their  dignity  and  integrity. 

We  doji't  have  to  stand  for  that,  and  we  don't  intend  to.  We  have  a  right 
to  leave  our  jobs,  and  to  come  up  and  participate  in  meetings  and  to  say  what 
we  think.  We  do  not,  and  we  cannot  challenge  the  right  of  any  congressional 
committee  to  investigate  here  or  anywhere  else,  but  we  do  expect  to  be  treated 
with  dignity  and  equality.  *  *  *  He  (Eastland)  considers  people  who  are  not 
white  inferiors.  He  said  as  much,  and  he  has  attempted  to  make  a  career  out 
of  being  a  white  supremacist. 

There  are  some  employers  here  who  are  protesting  that  they  have  had  nothing 
to  do  with  the  appearance  of  this  committee.  If  they  don't  support  the  committee 
by  their  silence,  if  they  don't  agree  with  the  committee's  aims,  they  should  say  so. 
I  don't  expect  them  to  come  down  here  at  a  meeting  and  say  so,  but  they  should 
say  so,  instead  of  trying  to  tell  us  that  we  haven't  got  the  right  to  leave  our  jobs 
and  participate  in  a  protest  against  the  things  that  Mr.  Eastland  stands  for, 
a  protest  against  his  opposition  of  statehood,  a  protest  against  his  pretense  of  in- 
vestigating communism,  and  in  leality  trying  to  whittle  down,  or  weaken,  one  of 
the  strongest  [applause]  supporters  of  statehood.  (At  this  point  a  person  made 
up  as  a  Ku  Klux  Klanner  came  onto  the  stage.)  Looks  like  some  of  the  members 
of  that  committee's  gotten  down  here. 

We  have  a  union  in  Hawaii,  and  we  have  a  union  on  the  mainland,  too.  I  want 
to  remind  the  membership  of  that.  The  union  here  does  not  stand  alone,  and  no 
individual  in  the  union  is  going  to  stand  alone.  We  know  how  to  fight,  and  fight 
we  will.  The  employers,  and  some  other  people  in  this  Territory,  seem  to  want 
to  have  it  both  ways.  We  make  recommendations  to  our  rank  and  file  and 
explain  the  reasons  for  them,  and  the  rank  and  file  vote  on  them,  and  because  they 
exercise  their  democratic  right  in  the  union  to  maybe  vote  the  recommendation 
up  or  down,  somebody  tries  to  say  the  union  is  split  or  in  revolt.  We  can't  have  it 
both  ways.  We  can't  have  an  alleged  dictatorship,  and  when  Bridges  says,  "Go 
on  strike,"  or,  "Walk  out,"  or  do  something,  that's  what  happens,  when,  in  reality, 
the  situation  is :  Your  officers  make  a  recommendation ;  they  explain  the  reasons 
for  the  recommendation ;  the  recommendations  are  put  on  a  vote ;  everyone 
exercises  his  right  to  vote ;  and  somebody  tries  to  make  a  split  or  revolt  out  of  it. 
It's  laughable  and  it's  not  worth  us  wasting  our  time  on  it. 

Now  I  want  to  tell  you  some  of  the  workings  of  this  committee.  First  of  all,  I 
speak  as  somewhat  of  an  expert.  I  have  been  answering  questions  under  oath  for 
over  20  years.     I  have  been  through  five  trials  *  *  *  j  know  a  little  about  this 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2331 

method  of  asking  questions,  trick  questions,  and  other  things.  I  know  a  little 
about  the  prosecutions  for  alleged  perjury. 

All  the  questions  this  committee  wants  to  ask  have  been  answered  by  me  over 
and  over  again,  time  after  time,  before  congressional  committees  and  courts  under 
oath,  with  always  the  threat  of  contempt  or  perjury.  And  all  of  you  know  that. 
There's  not  a  single  question  this  committee  can  ask  any  officer  of  this  union  that 
the  Congress  of  the  United  States  hasn't  had  the  answers  to  for  over  20  years. 
The  courts  of  the  United  States  have  had  the  answers  *  *  *  But  there  was  some 
element  of  fairness  and  decency  and  legal  protection  before  those  committees,  as 
there  is  before  a  court  of  law.  You  go  liefore  a  court  of  law,  and  you're  asked 
certain  questions,  the  evidence  on  which  the  question  is  based.  You  have  a  righr 
to  face  and  cross-examine  your  accuser.  You  have  the  right  to  make  the  friendly 
witness  out  a  liar,  and,  in  most  cases,  we  have  been  through  that  and  did  that  over 
a  period  of  many,  many  years,  but  Mr.  Eastland  does  not  intend  to  allow  anybody 
a  right  of  that  kind. 

A  congressional  committee  of  this  type  commanded  by  a  Senator  like  Mr.  East- 
land can  prove  anything  the  Senators  want  to  prove,  and  they  know  it.  They'll 
bring  out  the  type  of  evidence,  so-called,  they  want  to  bring  out.  They  will  sup- 
press the  type  of  evidence  that  will  contradict  anything  they  are  seeking  to  bring 
before  the  people.  They  will  do  it  by  the  device  of  entrapment,  by  trick  questions 
where  the  victim  before  the  committee  faces  prosecution  for  perjury,  or  prosecu- 
tion for  so-called  contempt  of  the  committee. 

That  is  why  people  resort  to  the  use  of  the  fifth  amendment  of  the  Constitution. 
They  use  their  legal  and  constitutional  right — a  right,  incidentally  put  in  the  Bill 
of  Rights  to  protect  the  innocent  as  well  as  any  who  might  be  guilty — and  they 
refuse  to  answer  because  they  know  the  reason  that  the  committee  seeks  the 
answers  is  not  to  acquire  information,  or  to  conduct  an  honest  examination,  but 
to  victimize  witnesses,  and  attempt  to  hurt  his  organization.  The  trick  questions 
flow,  and  sometimes  there  is  some  confusion  or  lack  of  understanding  in  the  minds 
of  people. 

Mr.  Eastland  soon  will  be  asking  officers  or  members  of  our  union :  When  was 
the  last  time  you  engaged  in  espionage  against  the  United  States?  When  was 
the  last  time  you  got  orders  from  Moscow  or  some  other  place?  When  was  the 
last  time  you  committed  sabotage?  When  was  the  last  time  you  sat  down  with 
some  people,  and  conspired  to  be  a  spy  against  your  country?  When  was  the 
last  time  you  engaged  with  some  alien  elements  to  commit  sabotage  against  the 
United  States  or  its  defense  institutions? 

*  *  *  And  I  suppose  oflScers  and  members  of  his  union  will  go  before  that 
committee,  and  they  will  be  asked,  "Now  what  did  you  have  to  do  with  planning 
or  trying  to  plan  an  uprising  because  it  says  right  here  in  sworn  testimony  (by 
a  former  United  States  general,  now  retired)  before  this  committee  that  that 
was  what  was  going  on  down  here."  Well,  all  of  you  know  it  is  a  lie,  and  all 
of  you  know  it  is  nonsense.  And,  as  a  matter  of  fact,  that  was  what  was  behind 
the  official  proposal  made  through  our  attorneys  to  have  all  the  subpenaed  wit- 
nesses go  before  the  committee,  and  if  they  asked,  "Are  you  a  Communist?''  to 
answer  that  question  "Yes"  or  "No" ;  or — if  asked  "Have  you  been  a  Communist 
for  the  past  several  years?"  to  answer  the  question  "Yes"  or  "No." 

Mr.  Eastland  said  he  is  not  concerned  with  the  activities  of  the  union.  Well, 
the  way  it  works,  you  go  up  and  answer  a  couple  of  questions  like  that,  and  your 
answer  is  truthful.  Then  they  start  asking  you,  "If  you're  not  a  Commimist, 
is  so  and  so  one?"  Don't  try  to  say,  "I  don't  know,"  because  they  will  run  in 
their  professional  stool  pigeons  and  witnesses  to  prove  that  you  are  lying  when 
you  said,  "I  don't  know."  There  are  people  in  jail  today  because  of  saying 
before  a  committee  in  all  truthfulness  in  answer  to  a  question,  "Do  you  know 
if  so  and  so  is  or  has  been  a  Communist?"  "I  don't  know."  So  there  is  only  one 
Vv-ay.  Knowing  the  committee,  knowing  the  type  of  chairman  it  has,  knowing 
that  he  does  not  concede  our  equality  before  the  law,  then  the  only  thing  to 
do — and  the  oflScers  of  this  union  have  had  enough  experience  in  it — is  to  take 
refuge  in  those  provisions  of  our  United  States  Constitution  that  were  put  in 
the  Constitution  for  that  specific  purpose. 

Mr.  Eastland  would  like  nothing  better  than  to  tear  up  the  Constitution  and 
the  Bill  of  Rights  of  the  United  States  because  he  does  not  believe  it  should  apply 
to  all  the  Nation's  citizens  and  people — only  the  ones  that  he  thinks  it  should 
apply  to.    Well,  we  do  not  agree. 

*  *  *  Mr.  Eastland  and  others  who  seem  to  agree  with  him  ought  to  consider 
something  I  just  told  the  employers  a  couple  of  days  ago  :  "We  have  no  job  control 
in  this  Territory.    Every  member  of  the  union  and  every  officer  who  came  off  the 


2332       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

job  was  put  on  the  job  by  the  employers  of  this  Territory."  We  didn't  put  them 
there.  We  organized  them  into  the  union,  and  when  we  organized  them,  we  didn't 
look  at  the  color  of  their  sldn.  We  did  not  ask  them  what  their  politics  were. 
They  were  workers.  They  had  been  hired  by  the  employers.  They  were  eligible 
for  membership  in  the  union — and  that's  where  we  want  them,  and  we  intend  to 
represent  them,  and  improve  their  wages,  hours,  and  conditions.     [Applause.] 

The  real  grievance  Mr.  Eastland  has  against  us  is  that  we  have  been  effective 
politically.  We  have  gone  to  work  and  tried  to  help  and  support  candidates  for 
public  office  dedicated  to  equality  and  to  statehood  for  Hawaii.  Mr.  Eastland  is 
afraid  of  that. 

Let  us  all  be  of  good  cheer,  full  of  confidence  in  our  union.  Nothing  is  going  to 
happen.  We  are  calm  people,  and  we  know  what  we  are  doing.  We  are  not  moti- 
vated by  andy  suicidal  crazy  impulses.  We  are  still  doing  business  at  the  same 
old  stand. 

One  of  the  best  messages  to  our  answers  that  I  have  seen  to  Mr.  Eastland  as 
far  as  this  union  is  concerned  was  yesterday  when  we  were  able  to  announce 
another  16  cents  an  hour  increase  for  the  Hawaiian  longshoremen  [applause], 
effective  October  1.  That  makes  a  22  cents  an  hour  increase  since  June  18 ;  6 
cents  from  June  18  to  September  30 ;  another  16  cents  from  October  1 — Mr.  East- 
land doesn't  like  it.  He  doesn't  like  it  at  all  because  Mr.  Eastland  doesn't  concede 
the  longshoremen  in  his  State  the  right  to  get  as  much  wages  as  longshoremen 
elsewhere  because  they  have  black  skins.  Just  remember  that.  The  best  answer 
to  Mr.  Eastland  right  while  he  is  down  here  :  Wages  go  up  again  16  cents  an  hour. 
That's  a  pretty  good  record  for  our  union.  Not  many  unions  in  the  United  States 
in  the  last  few  months  have  increased  wages  22  cents  an  hour.  We  are  going  to 
stay  that  way,  and  we  have  to  catch  up  in  sugar.  We  have  to  catch  up  in  pine, 
and  no  matter  what  damage  Mr.  Eastland  tries  to  do ;  no  matter  how  much  he 
tries  to  help  the  employers  of  this  Territory ;  wages  in  sugar  are  going  up. 
[Applause.]  In  pineapples,  too.  [Applause.]  And  furthermore,  everybody  is 
going  to  get  those  wages.  That  16  cents  goes  to  everybody  in  longshore,  not  just 
to  white  people — all  people.  And  as  far  as  Mr.  Eastland  is  concerned,  he  is  not 
going  to  worry  us  at  all.  We  just  want  him  to  know  what  we  think  of  him  and 
where  we  stand. 

And  in  this  connection  I  can  assure  the  members  here  in  the  Territory  that  mil- 
lions upon  millions  of  people  agree  with  you  in  all  walks  of  life. 

Senator  Welker.  Very  well.     Proceed. 

Dr.  Phillips.  I  would  like  to  discuss  the  effect  of  these  Communist 
activities  and  Communist-front  propaganda  on  this  community. 

In  the  last  report  of  the  commission  on  subversive  activities,  the 
commission  refers  to  the  public  attitude  as  being  one  of  apathy  and 
indifference.     And  I  concur  in  that  opinion. 

I  am  convinced  that  this  propaganda  has  had  a  definite  and  un- 
healthy impact,  not  only  on  the  rank  and  file  of  1  abor,  but  on  people  in 
all  walks  of  life.  It  is  consistently  anticapitalist,  antihaole,  anti- 
government.  And  it  definitely  has  widened  the  gap  between  the 
haole,  the  white,  and  the  nonwhite  in  this  community,  a  gap  which 
people  of  all  races  here  in  Hawaii  have  sincerely  striven  to  eliminate 
over  many  decades  and  in  which  they  have  succeeded  to  a  greater  extent 
than  perhaps  any  other  place  in  the  world. 

There  has  been  a  considerable  acceptance,  an  alarming  acceptance, 
of  these  known  Communists  into  the  life  of  the  community  and  its 
civic  affairs ;  it  has  been  manifested  in  many  ways.  In  connection  with 
this,  as  one  instance,  I  would  like  to  refer  to  a  pamphlet  which  was 
published  recently  by  the  industrial  relations  center  of  the  University 
of  Hawaii.  It  is  entitled  "Labor  Management  Relations  in  Hawaii." 
The  table  of  contents  indicates  that  it  contains  articles  by  Mr.  Ralph 
O.  Beck,  who  is  a  vice  president  of  the  Hawaiian  Telephone  Co.,  by 
Mr.  Arthur  Rutledge,  who  is  head  of  one  of  the  A.  F.  of  L.  unions 
here,  by  Mr.  C.  J.  Henderson,  who  is  one  of  the  vice  presidents  of 
Castle  &  Cookej  by  Dr.  Harold  S.  Roberts,  who  is  the  director  of  this 
industrial  relations  center,  and  an  article  by  David  E.  Thompson,  who 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2333 

is,  I  understand,  the  education  director  of  the  IL'WTT  and  a  known 
Communist. 

Mr.  Morris.  Dr.  Phillips,  does  the  book  mention  Mr.  Thompson's 
position  as  the  educational  director  of  the  ILWU  ? 

Dr.  Phillips.  Yes,  it  does. 

Senator  Johnston.  He  signs  it,  then,  himself,  in  that  capacity,  is 
that  true  ? 

Dr.  Phillips.  May  I  just— Well,  I  answered  that  quickly,  but  in 
referring  here,  I  do 'not  find  that  Mr.  Thompson  is  identified  as  the 
education  director  of  the  ILWU. 

Mr.  Morris.  In  other  words 

Senator  Welker.  Do  you  know  him  to  be  the  educational  director  ? 

Dr.  Phillips.  That's  my  understanding,  yes,  sir. 

Senator  Welker.  You  know  him  to  be  such  ? 

Dr.  Phillips.  He  is  reported  to  be,  he  is  named  in  the  commission 
on  subversive  activities,  his  name  has  appeared  as  such  in  various 
connections. 

Senator  Welker.  And  his  general  reputation  here  in  the  community 
is  that  he  is  the  educational  director  ? 

Dr.  Phillips.  That's  right. 

Mr.  Morris.  The  point  you  are  making.  Dr.  Phillips,  is  that  this 
pamphlet,  which  is  distributed  quite  widely  apparently,  contains  an 
article  by  David  Thompson,  does  not  identify  him  either  as  a  Com- 
munist or  as  the  educational  director  of  the  ILWU  ? 

Dr.  Phillips.  I  would  like  to  make  two  points  in  connection  with 
this.  First  of  all,  it  is  a  discussion  of  labor-management  relations  in 
Hawaii,  and  I  have  read  it  very  carefully  and  I  find  no  reference 
whatsoever  to  the  Communist  influence  in  labor  matters  here  in  the 
islands,  an  influence  which  I  am  convinced  affects  every  facet  of  labor- 
management  here  in  the  Territory.  The  second  point  is  that  Mr. 
David  E.  Thompson  is  not  identified  in  this  University  of  Hawaii 
publication  as  a  known  Communist,  in  spite  of  the  fact  that  the  com- 
mission on  subversive  activities  has  repeatedly  indicated  that  he  is 
an  identified  Communist. 

I  would  like  to  say  further  that  this  was  published  some  months 
after  the  department  of  public  instruction  set  up  a  committee,  an 
advisory  committee  on  conomic  education  and  requested  management- 
labor  to  send  representatives  to  serve  on  this  advisory  committee.  1 
am  informed  that  the  ILWU  sent  as  its  representative  Mr.  David 
Thompson,  its  education  director,  this  known  Communist  that  I  am 
speaking  of,  and  Mrs.  Ah  Quong  McElrath,  who  is  Mr.  McElrath's 
wife,  as  their  representatives. 

Senator  Welker.  Counsel,  at  this  point  in  the  proceedings,  I  think 
we  perhaps  should  hear  from  Mr.  Mandel,  our  research  director,  with 
respect  to  what  we  find  about  David  E.  Thompson,  Director  of  Labor 
Organizations  in  the  Territory  of  Hawaii,  No.  29,  Revised  March 
1956,  Department  of  Labor  and  Industrial  Relations,  Bureau  of  Re- 
search Statistics,  Territory  of  Hawaii. 

Mr.  Mandel.  According  to  the  Directory  of  Labor  Organizations, 
Territory  of  Hawaii,  No.  29,  Revised  March  1956,  on  page  23  it  shows 
under  International  Longshoremen's  and  Warehousemen's  Union, 
David  E.  Thompson  is  the  Territorial  education  director. 

Senator  Welker.  Proceed  with  the  witness.  Dr.  Phillips. 

Dr.  Phillips.  I  was  talking  about  this  advisory  committee  on 
economic  education,  set  up  by  the  department  of  public  instruction,  to 


2334       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

which  the  IL^^^J  sent  as  its  representatives  David  Thompson  and 

Mrs.  McElrath.  ,        ,  . 

There  came  a  time  when  it  was  pointed  out  that  this  was  a  semi- 
official body  and  that  its  members  woukl  be  required  to  make  a  per- 
sonal history  statement  and  also  take  the  loyalty  oath,  which  is  re- 
quired of  Government  employees  here.  Mr.  Thompson  and  Mrs. 
:McElrath  did  not  subscribe  and  left  the  committee.  This  appeared 
in  the  paper  and  I  think  was  published  knowledge  long  before  this 

booklet  was  issued.  . 

In  connection  with  the  hrst  statement,  that  there  is  nothing  what- 
soever in  this  document  relating  to  the  Communist  activities  in  con- 
nection with  labor  here,  1  woukl  like  to  say  that  I  talked  with  Mr. 
Ralph  O.  Beck,  who  was  the  author  of  the  first  article  appearing  m 
there,  and  he  told  me  that  tlie  original  manuscript  of  his  paper  con- 
tained a  number  of  paragraphs  dealing  with  that  subject.  Those 
paragraphs,  however,  do  not  appear  in  this  booklet.^ 

'  See  the  following  :  January  11.  1957. 

Mr.  Paul  S.  Bachman, 

President,  University  of  Hawaii. 

Honolulu  li,  T.  H. 
Dear  Mr.  Bachman  :   Thank  you  for  your  letter  of  December  5,  1956,  enclosing  a  copy 

*'^l''am^h"ppT^?'iid^iRl  you  that  both  letters  will  be  incorporated  in  a  footnote  to  the 
printed  transcript  of  Dr  Phillips'  testimony  before  the  Internal  Security  Subcommittee. 
With  my  best  personal  wishes, 

Sincerely  yours,  ^^^^^  ^  Eastland, 

Chairman,  Internal  Security  Subcommittee. 


University  of  Hawaii, 
Honolulu,  T.  H.,  December  5, 1956. 

Chairman,  Senate  Subcommittee  on  Internal  Security, 
Care  of  Office  of  the  Governor, 

lolani  Palace,  Honolulu,  T.  H. 
Dear  Sir  :  I  am  enclosing  a  copy  of  my  letter  to  Dr.  Lyle  Phillips,  who  testified  before 
vour  committee.     The  letter,  I  believe,  is  self-explanatory.     I  am  sure  you  will  wish  to 
delete  this  part  of  his  testimony  or  include  the  enclosed  letter  in  your  records. 

Sincerely  yours,  p^^^  g_  Bachman,  President. 


University  of  Hawaii, 
Honolulu,  T.  H.,  December  6, 1956 

Lyle  G.  Phillips,  M.  D., 

S50  South  Hotel  Street,  Honolulu,  T.  H. 

Dear  Lyle  :  Yon  will  recall  that  some  time  ago  you  told  me  that  Dean  Harold  S. 
Roberts  had  edited  out  of  a  reprint  of  a  speech  by  Mr.  Ralph  Beck  before  the  American 
Management  Association  certain  references  to  the  Communist  aflttliations  of  certain  ot 
the  leaders  of  the  ILWU.  I  was  very  much  disturbed  by  this,  but  hesitated  to  discuss  it 
with  Dean  Roberts  due  to  the  fact  tliat  he  was  recovering  from  a  heart  attack.  I  under- 
stand that  recently  you  made  a  somewhat  similar  statement  to  the  Senate  Subcommittee 
on  Internal  Security.  I  have  now  consulted  both  Dean  Roberts  and  Mr.  Beck  and  have 
determined  that  no  such  deletion  was  made  by  Dean  Roberts.  The  article  as  reprinted 
by  us  is  exactly  the  same  as  it  originally  appeared  in  the  publication  of  the  American 
Management  Association.  ,.       x.  ^     v. 

I  know  that  you  will  be  gratified  as  as  I  am  to  know  that  no  alteration  was  made  by 
Dean  Roberts  and  will  want  to  take  the  necessary  steps  to  correct  the  injustice  done  him. 
I  am  taking  the  liberty  of  sending  a  copy  of  this  letter  to  the  chairman  of  the  Senate 
Subcommittee  on  Internal  Security. 

Sincerely  yours,  p^^^  ^   Bachman,  President. 

University  of  Hawaii, 
Honolulu,  T.  H.,  January  H,  1957. 

Chairman,  Senate  Subcommittee  on  Internal  Security, 
United  States  Senate,  Washington,  D.  O. 
Dear  Sir  :  On  .Tanuarv  9,  1957,  President  Paul  S.  Bachman,  of  the  University  of 
Hawaii,  dictated  the  covering  letter  for  the  enclosed  material.  Before  he  had  signed  the 
letter  he  was  stricken  fatally  with  a  heart  seizure.  Needless  to  say.  the  university  has 
suffered  a  very  serious  blow  as  has  the  cause  of  education  both  in  the  Territory  and  In  the 
United  States  mainland,  where  his  influence,  wise  counsel,  and  integrity  were  beginning 
to  be  felt  increasingly  and  respected. 

I  am  forwarding  to  you  the  material,  together  with  his  covering  letter. 

Very  sincerely,  ,    ,.       „       ..     .. 

WiLLABD  Wilson,  Actmg  President. 

(Footnote  1  continued  on  p.  2335.) 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2335 

Now,  I  am  submitting  this,  not  with  any  idea  of  reflecting  on  the 
university  or  the  people  up  there.  It  is  simply  as  an  indication  of 
the  casual  way  in  which  known  Communists  are  accepted,  and  one 
almost  might  say  embraced,  in  this  community. 

Senator  Watkins.  Dr.  Phillips 

Senator  Welker.  Senator  Watkins. 

Senator  Watkins.  Do  you  have  an  extra  copy  of  that  paper,  that 
bulletin  that  you  were  talking  about,  that  may  be  submitted  to  tlie 
committee  as  an  exhibit? 

Dr.  Phillips.  Yes,  sir. 

Mr.  Morris.  Senator  Watkins,  I  might  add  that  Mr.  David  E. 
Thompson  has  been  subpenaed  will  be  a  witness  here,  almost  the  next 
witness  here  today,  Senator. 

Senator  Watkins.  I  understand  that,  but  I  would  still  like  to  have 
a  copy  of  the  document. 

Senator  Welker.  Very  well.  It  will  be  so  ordered,  and  made  a 
part  of  the  record. 

(The  publication  above  described  was  marked  "Exhibit  No.  388," 
and  was  placed  in  the  subcommittee's  files.) 

Dr.  Phillips.  I  might  call  to  your  attention,  when  you  read  this, 
that  this  hardly  squares  with — the  material  in  this,  in  my  opinion, 
is  very  excellent  propaganda  material — but  it  hardly  squares  with  the 
Bridges'  approach  in  his  speech  last  week. 

University  of  Hawaii, 
HonolulUj  T.  H.,  January  9, 1957. 
Chairman,  Senate  Subcommittee  on  Internal  Security, 
United  States  Senate,  Washington,  D.  C. 

Dear  Sir  :  On  December  5  I  sent  you  a  copy  of  my  letter  to  Dr.  Lyle  Phillips,  who 
testified  before  your  committee  in  Honolulu.  I  believe  that  Dr.  Phillips  has  sent  you  a 
copy  of  his  reply  to  me.  I  am  enclosing  a  copy  of  a  letter  written  by  Ralph  Beck  in 
which  he  also  states  that  he  gained  the  impression  that  Dr.  Phillips'  testimony  implied 
at  least  that  a  change  in  the  article  had  been  made  by  Dean  Roberts.  I  was  not  present 
at  the  hearing  when  Dr.  Phillips  made  the  statement  and,  therefore,  cannot  be  certain  as 
to  e.xactly  what  was  said  by  Dr.  Phillips.  I  am  only  interested  in  having  the  record 
conform  with  the  facts  and  would  appreciate  it  if  you  would  examine  the  records  to  make 
certain  that  it  does  set  forth  the  situation  accurately. 
Sincerely  yours, 

Paul  S.  Bachman,  President. 

Hawaiian  Telephone  Co., 
Honolulu,  T.  H.,  December  5,  1956. 
Dean  Harold  S.  Roberts, 

University  of  Hawaii,  Honolulu,  T.  H. 

Dear  Harry  :  The  other  day  you  asked  me  to  clarify  certain  aspects  of  the  talk  I  made 
at  the  American  Management  Association  fall  personnel  conference  held  at  the  Astor 
Hotel,  New  York  City,  September  30,  1952.  This  speech  was  subsequently  published  by 
the  American  Management  Association  in  a  personnel  series  pamphlet  No.  147,  entitled 
"Spotlighting  the  Labor-Management  Scene."  The  text  as  printed  in  this  pamphlet  did 
not  accurately  reflect  my  entire  remarks  made  before  that  personnel  conference.  Certain 
portions  of  that  talk  were  edited  out  by  the  American  Management  Association.  In  gen- 
eral, that  portion  which  was  edited  related  to  remarks  pertaining  to  certain  of  the  ILWU 
operations  in  Hawaii,  as  well  as  references  to  Harry  Bridges  as  president  of  that  union. 
When  requesting  permission  to  edit  portions  of  my  talk,  the  American  Management  Asso- 
ciation editor  of  publications  stated,  "It  is  not  the  policy  of  the  American  Management 
Association  to  publish  statements  of  a  controversial  nature." 

You  will  recall  that  in  the  spring  of  1956  you  asked  my  permission  to  republish  this 
talk  in  your  University  of  Hawaii  publication.  Labor  Management  Relations  in  Hawaii, 
(Part  III.  I  cannot  recall  whether  or  not  I  told  you  at  that  time  that  the  American  Man- 
agement Association  publication  had  been  edited  by  their  own  staff  and  did  not  accurately 
reflect  my  entire  talk. 

Dr.  Lyle  G.  Phillips,  former  president  of  the  Hawaii  Resident's  Association,  Inc.,  when 
testifying  before  the  United  States  Senate  Internal  Security  Committee,  indicated  that 
the  University  of  Hawaii  edited  the  speech  I  made  before  the  American  Management 
Association.  I  believe  that  Dr.  Phillips  misunderstood  my  explanation  when  I  described 
to  him  how  the  University  of  Hawaii  reprinted  the  speech  as  published  by  the  American 
Management  Association.  I  believe  he  was  mistakenly  under  the  impression  that  the 
University  of  Hawaii  edited  this  speech,  rather  than  the  American  Management  Associa- 
tion. 

Sincerely  yours, 

Ralph  O.  Beck,  Vice  President. 


2336       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  Proceed,  Dr.  Phillips. 

Dr.  Phillips.  Continuing  on  this  same  subject,  of  the  effect  of  all 
these  Communist  activities  and  propaganda  on  the  community,  I 
would  like  to  mention  very  briefly  a  few  more  things. 

One  is  the  politicians"  acceptance  of  free  ILWU  radio  time  dur- 
ing the  last  campaign.  Also,  I  would  like  to  mention  the  attendance 
of  prominent  persons  and  at  least  one  public  official  at  testimonial 
dinners  given  for  Jack  Hall,  wdio  has  been  convicted  of  teaching  and 
advocating — conspiring  to  teach  and  advocate  the  overthrow  of  our 
Government  by  force  and  violence. 

Senator  Watkins.  May  I  ask  you  a  question  at  this  point? 

Were  these  dinners  given  and  the  attendance  of  these  people  had 
after  the  conviction? 

Dr.  Phillips.  Yes,  sir.  They  were  held  largely  during  the  recent 
political  campaign.  Two  of  them  have  been  held  since  that  time,  1 
understand. 

Senator  Watkins,  It  is  difficult  to  understand  why  they  would  do 
that  because  the  conviction  still  stands  until  it  is  set  aside;  he  is  still 
guilty  until  that  is  set  aside  by  a  competent  court. 

Dr.  Phillips.  That  was  3i^  years  ago  and  I  am  afraid  people  be- 
gin to  forget. 

Senator  Watkins.  They  may  forget,  but  at  the  same  time  the  poli- 
ticians who  are  the  people  in  public  life  who  are  attempting  to  guide 
public  thinking  and  get  public  legislation,  certainly  ought  to  keep 
in  mind,  unless  they  are  favorable  to  the  idea  advanced  by  these  peo- 
ple, they  ought  not  to  give 

Dr.  Phillips  (interrupting).  You  certainly  get  the  point  that  1 
am  trying  to  make,  Senator.     I  quite  agree  with  that. 

It  has  been  my  observation  and  is  my  opinion  that,  as  the  power 
and  influence  of  the  Communist  apparatus  has  grown  in  this  com- 
munity, there  is  an  ever-increasing  number  of  persons  who  are  defi- 
nitely non-Communist  and  not  Communist  sympathizers  who,  how- 
ever,' liave  been  finding  it  expedient  not  to  be  openly  and  actively 
anti-Communist. 

Senator  Watkins.  Just  what  do  you  mean  by  that  ? 

Dr.  Phillips.  I  mean  this.  That  as  this  Communist  influence  has 
grown  and  as  people  look  at  their  labor  relations  and  their  business 
affairs  and  their  political  affairs  and  so  forth,  that  it  is  quite  apparent 
that  many  of  them,  although  they  are  good  American  citizens — they 
are  not  Communists,  they  are  not  Communist  sympathizers — do  not 
speak  out.  Well,  for  instance,  there  are  quite  a  few  who  regularly 
contribute  to  Imua  if  we  don't  mention  their  names. 

Senator  Johnston.  Doctor,  what  you  mean  to  say  is  this :  That  a 
businessman,  rather  than  to  lose  business,  just  keeps  his  mouth  shut. 
Is  that  right  ? 

Dr.  Phillips.  Yes,  sir.  It  extends  way  beyond  the  businessman. 
It  extends  to  the  University  of  Hawaii  in  connection  with  this  article 
that  I  just  referred  to. 

Senator  Watkins,  Could  it  possibly  be  true  that,  as  was  intimated 
to  me  by  a  leader  in  one  field  in  this  Territory  here  the  other  evening, 
that  many  of  the  businessmen,  industrialists  and  others,  were  willing 
to  wink  at  most  anything  if  they  could  "make  a  fast  buck,"  to  use  the 
language  of  this  man  with  whom  I  was  talking.  I  want  to  know  if 
that  is  possible  that  that  is  happening  here  in  this  Territory. 


SCOPE    OF    SOVIET   ACTIVITY   EST    THE    UNITED    STATES      2337 

Dr.  Phillips.  I  don't  know  as  I  would  put  it  quite  that  way. 

Senator  Watkins.    That's  the  way  he  put  it. 

Dr.  Phillips.  I  think  it  is  true  that  there  are  some  who  are  willing 
to  look  the  other  way  if  their  labor  relations  are  not  disturbed. 

Senator  Watkins.  If  they  are  acquainted  with  the  situation  that 
exists,  and  if  they  have  any  knowledge  of  the  list  of  these  loiown  Com- 
munists, it  seems  to  me  that  that  is  not  being  a  loyal  American,  to  take 
that  kind  of  a  stand. 

Senator  Welker.  I  think  the  Senator  from  Utah  has  well  described 
it.     He  is  willing  to  make  a  fast  buck.     I  don't  care  what  you  call  it. 

Mr.  Morris.  Mr.  Chairman,  may  I  say  that  the  reporter  has  run  to 
the  end  of  his  machine  here. 

Senator  Welker.  All  right.  It  is  in  order  that  we  suspend  for  2 
minutes.    Will  the  audience  please  remain  seated? 

(A  short  recess  was  taken.) 

Senator  Welker.  May  we  have  order.  The  proceedings  will  con- 
tinue.    Counsel,  your  witness. 

Mr.  IMoRRis.  I  think  Senator  Watkins  hadn't  finished. 

Senator  Watkins.  I  think  I  made  the  only  comment  I  want  to  make. 
I  just  doubt  the  loyalty  of  people  who  are  willing  to  keep  things  hid, 
or  go  along  with  them,  in  order  to  make  a  fast  buck,  even  though  it 
might  help  the  country  rid  itself  of  this  type  of  people  if  they  took  a 
determined  stand.  And  I  have  an  opinion,  a  definite  opinion  that,  if 
they  all  took  a  determined  stand,  this  kind  of  menace  could  be  ended. 

Dr.  Phillips.  I  agree  with  that.  I  would  also  like  to  point  out, 
however,  that  management  here,  as  elsewhere,  is  required  to  deal  with 
the  properly  elected  representatives  of  labor  unions,  and  consequently 
our  sugar  and  pineapple  industrialists  clown  here  find  themselves  in 
the  position  of  sitting  down  across  the  table  from  convicted  Commu- 
nist Jack  Hall,  who  was  convicted  in  court  here  3i/^  years  ago  of  con- 
spiring to  teach  and  advocate  the  overthrow  of  our  Government  by 
force  and  violence.  It  poses  something  of  a  dilemma  for  manage- 
ment. 

Senator  Watkins.  I  would  like  to  say  that  unless  some  good  reason 
is  shown,  the  courts  are  not  carrying  out  their  function  they  ought  to 
in  letting  the  matter  hang  fire  that  long. 

Dr.  Phillips.  I  was  about  to  comment  on  that. 

Senator  Watkins.  I  have  been  a  judge,  and  I  am  on  the  Judiciary 
Committee,  along  with  my  colleagues,  and  personally  I  don't  believe 
that  is  a  good  policy  to  have  matters  continued  so  long  without  having 
a  determination  made.  I  don't  think  they're  above  criticism  in  a 
matter  of  that  kind. 

Dr.  Phillips.  I  am  not  a  lawyer,  Senator,  and  perhaps  don't  under- 
stand all  of  the  reasons  for  these  things,  but  I  think  that  most  people 
of  this  community  share  this  opinion  with  me.  They  can't  understand 
how  it  could  be  that  every  question  in  connection  with  the  conviction 
of  the  Hawaii  seven  couldn't  have  been  answered  with  justice  and 
fairness  to  all  in  a  matter  of  months,  rather  than  314  years  and  they 
are  still  out  on  bail. 

Senator  Watkins.  I  have  the  same  feeling  that  you  just  expressed. 

Mr.  Morris.  Dr.  Phillips,  you  mentioned  that  management  was  in 
something  of  a  dilemma  in  that  they  had  to  bargain  with  the  ILWIJ. 

Dr.  Phillips.  With  the  Communist  leader  of  the  IL"WU. 


2338       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  Doctor,  there  is  no  need  or  no  requirement,  however,  on 
the  part  of  management  to  attend  the  testimonial  dinners  for  that 
same  man  ? 

Dr.  Phillips.  No,  sir ;  absolutely  none. 

Mr.  Morris.  You  weren't  defending  that  ? 

Dr.  Phillips.  No,  sir.     Absolutely  not. 

Mr.  Morris.  Dr.  Phillips,  could  you  tell  us  about  the  effect  of  this 
long  delay  in  connection  with  the  appeals  of  the  seven  Hawaiian 
Communists  ? 

Dr.  Phillips.  I  think  the  worst  effect,  and  I  am  confident  that  this 
is  very,  very  definite,  has  been  the  increasing  feeling  in  this  com- 
munity— and  taking  into  consideration  the  fact  that  many  of  our  citi- 
zens down  here  are  first  and  second  generation  American  citizens — the 
feeling  is  that,  after  all,  tliere  can't  be  anything  very  serious  about 
conspiring  to  teach  and  advocate  tlie  overthrow  of  our  Government 
when  31/^  years  go  by  between  the  conviction  and  sentence  of  these 
defendants  and  they're  still  out  on  bail,  they're  still  carrying  on  in  the 
same  positions  they  were  before. 

Personally,  I  think  that  Jack  Hall  is  probably  the  most  powerful 
person  in  this  community,  in  spite  of  the  fact  that  he  is  under  convic- 
tion of  teaching  and  advocating  the  overthrow  of  our  Government. 

Senator  Watkins.  That  is  a  judgment  which  has  never  been  set 
aside  ? 

Dr.  Phillips.  That's  correct.  I  had  correspondence  not  long  ago 
with  a  Federal  judge  on  the  mainland,  who  told  me  that  he  couldn't 
understand  why  a  case  of  this  kind  should  be  permitted  to  go  3i/^  years. 

Senator  Johnston.  Doctor,  do  you  think  it  would  clarify  the  situa- 
tion or  help  the  situation  if  the  Department  of  Justice  would  prosecute 
the  IL"\'\^  for  having  in  its  organization  men  of  this  type  at  the  head 
of  it  ?     They  have  a  right  to  prosecute  them. 

Dr.  Phillips.  There  is  nothing  wrong  with  the  ILWU  rank  and 
file.  Once  that  union  supplanted  its  Communist  leaders  with  clean 
leaders,  I  think  that  it  could  be  a  marvelous  power  of  good  for  labor 
and  for  the  community. 

Senator  Johnston.  Well,  don't  you  think  that  the  organization 
would  clear  itself  of  these  men  if  the  Department  of  Justice  itself 
would  prosecute  the  union  for  having  these  men  at  the  head  of  it? 
They  have  a  right  to  do  it  under  the  law  on  the  statute  book. 

Senator  Welker.  And  then  get  a  conviction  and  wait  3i/^  years 
on  appeal  ? 

Mr.  Morris.  Do  you  have  any  other  concrete  examples  of  the  reac- 
tion to  the  delay.  Dr.  Phillips  ? 

Senator  Johnston.  Just  one  thing.  I  want  to  put  in  at  this  place 
here  the  section  of  the  act  that  gives  the  Attorney  General  a  right  to 
prosecute.  I  want  this  inserted  into  the  record.  He  has  that  right 
and  I  believe  it  would  clear  up  this  situation. 

Senator  Butler.  And  I  would  like  for  it  to  be  stated  at  this  point 
that  when  I  was  working  on  that  act,  to  have  it  enacted  and  made  a 
part  of  the  law  of  the  United  States,  I  was  labeled  as  a  Red-baiter  and 
the  worst  kind  of  a  person  that  ever  lived  in  America. 

Senator  Johnston.  That's  right. 

Senator  Buti.er.  And  I  took  a  lot  of  abuse  for  putting  it  on  the 
books. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2339 

Senator  Johnston.  That's  the  reason  we  passed  it. 
Senator  "Welker.  Very  well.     Senator  Johnston's  exhibit  will  be 
inserted  in  the  record  at  this  point,  the  whole  thereof. 
Mr.  Arens,  will  you  see  that  the  reporter  gets  this? 
Mr.  Morris.  I  Avill  see  that  he  gets  it,  Senator. 
Senator  Weijcer.  Let's  have  it  done  now. 
(The  document  referred  to  is  as  follows:) 

(4A)  The  term  "Communist-infiltrated  organization"  means  any  organization 
in  the  United  States  (other  than  a  Communist-action  organization  or  a  Com- 
munist-front organization)  which  (A)  is  substantially  directed,  dominated,  or 
controlled  by  an  individual  or  individuals  who  are,  or  who  within  3  years  have 
been  actively  engaged  in,  giving  aid  or  support  to  a  Communist-action  organiza- 
tion, a  Communist  foreign  government,  or  the  world  Communist  movement 
referred  to  in  section  2  of  this  title,  and  (B)  is  serving,  or  within  3  years  has 
served,  as  a  means  for  (i)  the  giving  of  aid  or  support  to  any  such  organization, 
government,  or  movement,  or  (ii)  the  impairment  of  the  military  strength  of  the 
United  States  or  its  industrial  capacity  to  furnish  logistical  or  other  material 
support  required  by  its  Armed  Forces:  Provided,  however.  That  any  labor  organ- 
ization which  is  an  affiliate  in  good  standing  of  a  national  federation  or  other 
labor  organization  whose  policies  and  activities  have  been  directed  to  opposing 
Communist  organizations,  any  Communist  foreign  government,  or  the  world 
Communist  movement,  shall  be  presumed  prima  facie  not  to  be  a  "Communist- 
infiltrated  organization."  (Internal  security  manual  (revised)  provisions  of 
Federal  statutes.  Executive  orders,  and  congressional  resolutions  relating  to  the 
internal  security  of  the  United  States  (through  June  30,  1955,  revision  of  S. 
Doc.  No.  47,  83d  Cong.,  1st  sess.,  pp.  85-86) . ) 

Senator  Wei.ker.  Now  proceed. 

Dr.  Phillips.  Just  a  couple  more  examples  which  I  submit  in  sub- 
stantiation of  what  I've  had  to  say  about  the  effect  of  all  these  Com- 
munist activities,  the  Smith  Act  trial,  and  the  propaganda,  on  this 
community. 

This  attitude  that  I  have  mentioned,  on  the  part  of  the  community 
that  "After  all  that  it  is  not  very — it  can't  be  very  important  if  the 
Government  doesn't  do  something  about  it,"  has  been  accentuated 
greatly  since  the  publishing  of  accounts  of  the  so-called  testimonial 
dinners  for  convicted  Communist  Jack  Hall,  and  particularly  since 
these  dinners  have  attracted  as  guests  people  of  prominence,  includ- 
ing Government  officials  and  candidates  for  public  office. 

Senator  Watkixs.  May  I  observe  at  this  point  that  these  people 
were  not  compelled  by  any  law  to  attend  those  testimonial  dinners. 

Dr.  Phillips.  They  certainly  were  not. 

One  other  item.  A  few  months  ago  I  noticed  in  the  public  press 
that  Thomas  Yagi,  an  identified  Communist,  who  has  been  before 
5"ou,  appeared  by  invitation  before  the  students,  I  think  it  was  at  the 
Baldwin  High  School  on  Maui,  and  addressed  them  on,  if  I  recall 
correctly,  the  subject  of  labor-management  relations. 

I  think  that  too  is  of  significance.  This  in  spite  of  the  fact  that 
he  had  been  named,  by  the  commission  on  subversive  activities,  as 
an  identified  Communist,  and  his  Communist  activities  are  well 
known. 

And  in  closing,  I  would  like  to  make  this  statement  in  regard  to 
the  loyalty  of  Hawaii's  people. 

For  32  years  I  have  practiced  medicine  in  Hawaii  and,  as  a  phy- 
sician, I  have  come  into  most  intimate  contact  with  literally  thousands 
of  Hawaii's  people,  people  of  all  the  various  races  who  live  in  these 
islands.    I  feel  that  I  know  Hawaii's  people.    For  these  people  I  have 


2340       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

the  highest  regard  and  the  greatest  respect.  They  are,  with  very 
few  exceptions,  absohitely  loyal  to  the  United  States,  lam  convinced, 
and  they  have  been  proud  to  be  welcome  as  American  citizens. 

It  is  their  and  Hawaii's— and  I  will  add  the  United  States— mis- 
fortune that  they  are  being  continually  subjected  to  pressures  and 
influences  which  tend  to  confuse  them  and  to  make  them  uncertain 
about  what  we  like  to  refer  to  as  American  ])rinciples  and  the  Ameri- 
can way  of  life.  Protected  from  such  influences  and  pressures,  they 
will,  I  am  certain,  continue  always  to  be  good  American  citizens  in 
every  sense  of  the  word. 

That,  gentlemen,  concludes  my  testimony,  unless  there  are  further 
questions. 

Senator  Welker.  Thank  you  very  much,  Doctor.  Thank  you  in- 
deed.   The  witness  will  step  down. 

Mr.  Morris.  Thank  you.  Dr.  Phillips, 

Senator  Welker.  I  would  like  to  ask  the  counsel  to  call  Mr.  Miyagi. 

Senator  Butler.  Doctor,  I  would  like  to  sav  this  to  you  before 
you  leave  this  room. 

I  wish  there  were  another  10,000  like  you  in  these  islands.  [Pro- 
longed applause  by  the  audience.] 

Senator  Welker.  The  Chair  would  like  to  make  the  observation 
that  we  should  have  no  demonstrations.  After  all,  you  have  your 
own  feelings,  and  please  keep  those  to  yourselves.  Demonstrations 
are  not  in  order  in  hearings  such  as  this. 

Call  your  next  witness. 

Mr,  Morris.  Mr.  Miyagi,  will  you  come  forward? 

Senator,  in  going  through  the  testimony  of  Dr.  Phillips  in  advance, 
I  observed  that  there  would  be  references  to  Mr.  Miyagi  during  his 
testimony.  As  you  know,  there  have  been  three  specific  references 
to  Mr.  Miyagi,  and  I  asked  Mr.  Miyagi  to  be  here,  to  give  him  an 
opportunity  to  testify  about  them. 

Senator  Welker.  Mr.  Miyagi,  you  have  heretofore  been  sworn. 

TESTIMONY  OF  NEWTON  KUNIO  MIYAGI 

Mr.  Miyagi.  That's  correct. 

Senator  Welker.  Will  you  be  seated  ? 

Mr.  Miyagi,  you  heard  the  testimony  of  Dr,  Phillips  and  his  nam- 
ing you  I  think  in  three  separate  instances.  Do  you  have  any  com- 
ment whatsoever  to  make  on  that  ? 

Mr.  Andersen.  Mr.  Morris. 

Senator  Welker.  You  will  approach  the  bench,  please. 

Mr.  Morris.  Mr.  Chairman,  Mr.  Andersen  asked  in  executive  ses- 
sion to  take  up  a 

Senator  Welker.  I  don't  care  what  happened  in  executive  session. 
I  desire  to  talk  to  Mr.  Andersen. 

Mr.  Andersen.  It  was  the  understanding  of  all  concerned  that  when 
a  witness  requested  the  privilege  of  not  being  televised  that  his  wish 
would  be  respected.  Now  that  wish  has  not  been  respected,  nor  has 
tlie  order  of  the  chairman  of  this  committee  been  respected.  The 
witness  has  been  televised. 

Senator  Welker.  Wlio  has  televised  him  ? 

Mr.  Andersen.  Mr.  Silva  has  been  televised  and  several  other  wit- 
nesses have  been  televised.     Many  people  have  seen  it.    Mr.  Silva 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2341 

got  in  toucli  with  me  and  advised  me  about  it.  Now,  as  I  understand 
it,  the  committee  has  ruled  and  I  am  sure  I  am  expected  to  obey  the 
rules  as  well  as  everybody  else.  Now,  if  the  committee  doesn't  have 
proper  power  to  enforce  its  rules,  then  I  think  something  else  should 
be  done. 

Senator  Welker.  Well,  now,  Mr.  Andereen,  there  is  no  one  on  this 
committee  desiring  to  televise  your  witnesses.  In  fact,  the  pei^sonal 
opinion  of  the  actiiig  chairman,  I  don't  think  they  are  entitled  to  be 
televised,  our  rules  prohibit  that,  and  I  am  certain  that  when  Senator 
Johnston  was  chairman  Saturday,  he  saw  to  it  that  no  television  be 
had.  It  was  not  brought  to  our  attention,  and  I  am  sui"prised  to  hear 
that. 

Now,  do  you  have  any  suggestion  you  would  like  to  make  about  the 
televising  of  your  witness  ? 

Senator  Watkins.  Mr.  Chairman,  before  he  answers  that,  may  I 
make  this  observation  that  may  help  clear  it  up  ? 

The  question  was  first  raised  while  I  was  presiding  the  other  day. 
And  when  the  request  was  made,  I  directed  that  no  television  be  taken 
from  that  moment  on.  But  television  has  been  permitted  in  this  hear- 
ing, up  to  the  time  that  a  witness  requested  it.  And  I  can  readily 
understand  that  the  minute  the  witness'  name  was  called  that  tele- 
vision was  on,  until  he  made  the  request  and  until  the  order  had  been 
made. 

Mr.  AnderseIst.  Our  witnesses  were  televised  at  the  witness  chair 
answering  the  questions  of  the  committee. 

Senator  Watkins.  I  don't  know  about  that. 

Mr.  Andersen.  Not  only  before  they  were  sworn,  while  they  were 
being  sworn,  after  they  were  being  sworn,  and  testifying.  Now  that 
is  why  I  am  here.  I  resent  it,  my  clients  resent  it,  they  feel  that  the 
committee  is  not  enforcing  the  rule,  they  feel  that  the  committee  could 
and  should  enforce  the  rule,  even  to  the  extent  of  ordering  the  tele- 
vision camera  sequestered  during  this  hearing. 

Senator  Welker.  Just  a  mom.ent.  I  would  be  very  happy  to  reiter- 
ate our  order  that  television  not  be  had  on  these  witnesses.  I  take 
it  that  they  are  the  witnesses  that  you  represent.  But  in  the  spirit 
of  fairness,  I  would  also  like  you,  Mr.  Andersen,  to  have  your  wit- 
nesses answer  the  questions. 

Mr.  Andersen.  Well,  that  lias  nothing  to  do  with  the  matter  of 
ordering 

Senator  Wetjver.  It  lias  nothing  to  do  with  the  question,  that's 
true,  but  we  came  a  long  ways  to  get  some  testimony,  and  I  notice  a 
big  objection  about  televising.  I  have  seen  pictures  of  all  your  clients 
in  every  newspaper  that  I've  road  here  on  the  islands,  and  I  haven't 
been  aware  of  the  fact  that  your  clients  have  been  televised.  And  I 
can't  see 

Mr.  Andersen.  I  am  sure  you  don't  dispute  my  word.  If  you  would 
call  a  few  of  the  television  cameramen  and  put  them  in  the  chair  and 
ask  them  if  they  have  broadcast  television  of  my  clients  testifying,  I 
assume  they  will  tell  the  truth  and  admit  it. 

As  I  understand  the  rules  of  the  committee,  people  are  supposed  to 
abide  by  them. 

Senator  Welke^r.  Yes. 

Mr.  Andersen.  We  have  done  our  best  to  abide  by  all  the  rules  of 
the  committee.     AVe  will  continue  so  to  do.     But  we  would  like  to 


2342       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

have  the  rules  enforced,  not  only  in  relation  to  us  but  in  relation  to 
everybody  else.     And  it  is  just  a  matter  of  plain  fairness. 

Senator  Watkins.  Mr.  Chairman,  may  I  as  counsel  a  question? 

Senator  AVelker.  Senatoi-  Watkins. 

Senator  Watkins.  Have  you  brought  this  to  the  attention  of  the 
committee  prior  to  your  statement  here? 

Mr.  Andersen.  The  first  opportunity  I  had  was  this  morning,  when 
I  directed  the  attention  of  Senator  Butler  and  Mr.  Morris  to  the 
situation. 

Senator  Butler.  Where  is  the  television  camera?  It  should  be 
turned  olT. 

Senator  Watkins.  When  I  was  presiding  I  directed  that  they  must 
not  take  pictures  from  that  moment  on.  And  I  do  not  have,  and  I 
assume  the  other  members  of  the  committee  do  not  have — just  a  mo- 
ment, please.  T  do  not  have  an  opportimity  to  see  television.  I 
haven't  seen  any  television  of  these  hearings.  Obviously,  we  can't 
be  in  the  cliambers  conducting  a  hearing  and  at  the  same  time  Avatching 
the  television  reproduction  somewhere  else.  If  you  hadn't  called  it 
to  our  attention,  Ave  wouldn't  know — I  didn't  knoAv  until  this  moment. 

Seiiator  Welker.  Nor  have  I  heard  some  of  your  clients  on  the 
i-adio.  Mr.  Andersen.     It  works  both  ways. 

Mr.  Andersen.  The  radio  is  on  around  10  o'clock  at  night.  The 
television  is  on  around  10  o'clock  at  night. 

Senator  Watkins.  I  haven't  seen  any  of  those  at  all. 

Mr.  Andersen.  Neither  have  I  personally. 

Senator  Bittler.  Mr.  Chairman,  I  readily  agreed  with  Mr.  Ander- 
sen this  morning  that  we  had  a  rule  that  the  Avitness  be  not  televised 
against  his  aa-iH.  And  I  think  that  every  effort  will  be  made,  and  I 
am  certain  the  acting  chairman  Avill  so  rule. 

Senator  Johnston.  Mr.  Chairman,  may  I  suggest  this?  That  in 
the  future,  Avhen  a  Avitness  comes  to  the  stand,  the  attorney  make  the 
statement  that  this  witness  be  not  televised.     And  we  will 

Senator  Welker.  I  think  AA^e  had  a  fair  understanding. 

Senator  Johnston.  See  that  he  will  not  be. 

Senator  Welker.  Mr.  Andersen  and  his  clients 

Senator  Johnston.  But  as  far  as  televising  it,  it  has  always  been 
the  custom  of  this  subcommittee  to  televise  the  committee  itself  or 
any  AA^tness  who  did  not  object.  So  let  each  witness  who  comes  to  the 
stand  object  and  then  we  will  certainly  uphold  you  and  see  that  that 
witness  is  not  televised.     We  AA'ill  do  our  best. 

Senator  Welker.  Very  well,  Mr.  Andersen,  I  think  you  know  me 
Avell  enough  that  I  will  try  and  abide  by  your  Avishes,  the  wishes  of 
your  clients.     So  you  Avill  return  to  counsel  chair  and  we  will  proceed. 

Mr.  Andersen.  One  question.     Do  I  have  your  assurance 

Senator  Welker.  Well,  noAv,  listen.  I  don't  run  the  television 
camera,  and  I  am  going  to  do  the  best  I  can  to  run  this  committee 
AA'hile  I  am  chairman. 

INIr.  Andersen.  You  run  the  hearing. 

Senator  Welker.  I  am  going  to  do  the  best  I  can  to  run  this  com- 
mittee while  I'm  chairman. 

Mr.  Andersen.  Well,  ]Mr.  Chairman,  if  there  is  any  more  televising 
of  the  witnesses  that  I  represent,  they  will  not  testify  thereafter. 

Senator  Welker.  Well,  they  haven't  testified  yet,  only  as  to  their 
names. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2343 

Mr.  Andersen.  The}^  will  not  testify  thereafter. 

Mr.  Morris.  Mr.  Chairman,  may  I  ask 

Senator  Welker.  Now,  is  it  understood  that  there  are  no  television 
cameras  on  the  witness  now  before  the  committee? 

Mr.  Joe  Rose.  May  I  answer  the  question  ? 

Senator  Welker.  You're  not  a  sworn  witness. 

Senator  Johnston.  He's  a  television  man. 

Mr.  Joe  Rose.  I  just  wanted  to  ask  a  question,  if  I  may. 

Senator  Welker.  Proceed. 

Mr.  Rose.  The  ruling  is,  Mr.  Andersen  has  requested  as  of  this 
moment  that  there  will  be  no  further  televising  of  his  witnesses  or 
the  witnesses  that  he  represents.     Is  that  the  understanding? 

Mr.  Andersen.  That  was  always  our  request  and  was  always  the 
order  of  the  Chair. 

Mr.  Rose.  That  is  not  the  question  I  am  asking,  Mr.  Andersen.  The 
question  I  am  asking  right  now,  Is  that  your  request  at  this  moment  ? 

Mr.  Andersen.  Our  request  is  no  television  at  any  time,  in  or  out 
of  this  room,  be  taken  while  any  witness  is  testifying. 

Senator  Welker.  Just  a  moment,  Mr.  Andersen.  You  know  better 
than  to  tell  us  what  to  do  outside  of  this  room. 

Mr.  Andersen.  While  testifying,  that's  all. 

Senator  Welker.  I  noticed  that  a  number  of  your  witnesses  were 
televised  out  in  the  hall  the  other  day. 

Mr.  Andersen.  While  the  witness  is  in  the  chair.  I  am  sure  we 
understand  each  other. 

Senator  Welker.  Right.  But  don't  make  a  statement  that  out  of 
the  room  they  not  be  televised.     That  is  not  part  of  our 

Mr.  Andersen.  They  took  the  camera  out  of  the  room. 

Senator  Welker.  Now  be  seated  and  let's  proceed. 

Senator  Eastland,  I  understand  you  desire  to  make  a  statement. 

Senator  Eastland.  No.  I  said  that  the  rvile  is  that  the  witness 
can  request  that  he  not  be  televised,  and  we  will  abide  by  that  request. 
But  the  committee,  of  course,  can  be  televised;  the  lawyers  can  be 
televised.  But  the  cameras  should  not  be  turned  on  the  witness  if  he 
so  requests. 

Senator  Butler.  And  that  Avill  apply  with  equal  force,  whether  or 
not  the  camera  is  inside  or  outside  of  the  building. 

Senator  Eastland.  Yes. 

Senator  Welker.  All  right.    Let's  proceed. 

Mr.  Andersen.  I  assume  my  recent  statement  regarding  the  wit- 
ness' reluctance  to  be  televised  can  be  deemed  the  statement  of  the 
witness. 

Senator  Welker.  I  didn't  hear  you,  Mr.  Andersen. 

Mr.  Andersen.  I  assume  my  recent  statement  regarding  the  wit- 
ness' reluctance  to  be  televised  can  be  deemed  the  statement  of  the 
witness. 

Senator  Welker.  Yes,  indeed.  Now,  may  I  have  this  understand- 
ing with  the  television  people?  That  they  will  not  turn  their  cameras 
-    on  the  witness  while  they  are  testifying. 

Mr.  Rose.  Ours  is  channel  2. 

Senator  Watkins.  How  many  channels  do  we  have  represented 
here? 

Mr.  Rose.  We  have  two  here. 


2344       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  I  think  most  everyone  understands,  not  only 
Counsel  Andersen,  but  the  entire  committee  are  busy  following  the 
testimony ;  they  can't  be  watching  the  cameras  all  the  time.  If  your 
clients  have  been  injured  in  any  way  by  television  pictures,  we  are 
sorry,  because  it  violates  a  rule  of  this  committee,  and  you  certainly 
were  correct,  all  of  your  clients  made  their  position  clear  when  they 
took  the  witness  stand. 

Now,  let's  proceed. 

Mr.  Rose.  We  can  televise  anyone  else? 

Senator  Welker.  You  can  televise  anyone,  Dr.  Phillips  or  any 
witness  appearing  who  doesn't  object  to  it.  I  take  it,  INIr.  Andersen, 
that  all  of  your  clients  will  object.    May  we  have  that  stipulation? 

Mr.  Andersen.  They  will,  yes,  so  far  as  I  know. 

Senator  Welker.  All  of  your  clients  will  object. 

Senator  Watkins.  May  I  ask  another  question  ?  Does  Mr.  Andersen 
object  to  being  televised?     [Laughter.] 

Mr.  Andersen.  I  personally  have  no  objection,  sir,  but  as  my  client 
doesn't  wish  it,  I  too  do  not  wish  it. 

Senator  Welker.  You  are  a  very  handsome  gentleman. 

All  right,  let's  go. 

Mr.  Morris.  Mr.  Miyagi,  you  have  been  previously  sworn,  have 
you  not,  sir  ? 

Mr.  Miyagi.  That  is  correct. 

Mr.  Morris.  Now,  Mr.  Miyagi,  Dr.  Phillips  testified  this  morning 
that  you  were  on  the  legislative  committee  of  the  ILIYU,  you  were 
1  of  9  members  of  the  legislative  committee,  and  that  you  did  engage 
in  political  activity,  and  that  you  endeavored  to  exert  an  influence 
on  the  last  election.    Is  that  accurate  testimony,  Mr.  Miyagi  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Let  the  record  show  that  the  witness  is  conferring 
now  with  his  counsel. 

Will  you  answer  the  question  ? 

Mr.  Miyagi.  I  will  rely  on  the  fifth  amendment. 

Senator  Welker.  You  rely  upon  the  fifth  amendment  on  the  basis 
that  Counsel  Andersen  and  I  agreed  on  yesterday  ? 

Mr.  Andersen.  Yes,  sir. 

Senator  Welker.  In  executive  session.  You  mean  by  that  if  you 
gave  a  truthful  answer  to  that  question  it  might  tend  to  incriminate 
you  or  force  you  to  bear  witness  against  yourself? 

Mr.  Miyagi.  That  is  correct. 

Mr.  Morris.  Mr.  Miyagi,  I  am  making  the  statement,  I  am  not  ask- 
ing it.  You  are  the  secretary-treasurer  of  local  142.  Now,  as  such 
are  you  acquainted  with  the  disbursement  of  funds ;  union  funds  of 
local  142? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  I  rely  on  the  fifth  amendment. 

Mr.  Morris.  Dr.  Phillips  in  the  course  of  his  testimony  introduced 
into  the  figures — and  we  had  previously  introduced  them.  Senator — 
that  the  ILWU  expends  more  than  $199,000  on  propaganda.  Are 
those  accurate  figures,  Mr.  Miyagi  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Same  answer. 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATE?      2345 

Mr.  Morris.  Now,  Mr.  Miyagi,  how  much  money  did  the  ILWU 
contribute  to  the  defense  of  the  seven  Communists  who  were  convicted 
under  the  Smith  Act  in  1953? 

(The  witness  consults  withhis  counsel.) 

Mr.  Miyagi.  I  rely  on  the  fifth  amendment  again. 

Mr.  Morris.  Mr.  I^Iiyagi,  did  the  union  contribute  to  the  defense  of 
the  defendants  other  tlian  Jack  Hall,  which  defendants  were  not  con- 
nected in  any  way  with  the  IL'WTJ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris,  Specifically,  did  you  contribute  to  the  ILWU — did  the 
ILl'Nnj  contribute  union  funds,  in  other  words  money  taken  from  the 
general  membership  of  the  union,  to  the  defense  of  John  Reinecke, 
who  was  not  connected  in  any  way  with  the  ILWU? 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Did  the  union  contribute  funds  to  the  defense  of 
Charles  Fujimoto,  who  has  been  described  in  these  hearings  as  being 
the  chairman  of  the  Communist  Party  of  these  islands ;  did  it  contrib- 
ute union  funds  collected  from  the  rank  and  file  of  the  union  to  the 
defense  of  Charles  Fujimoto,  who  had  no  connection  whatever  with 
thelLW? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Did  the  ILWU  contribute  to  the  defense  of  Mrs. 
Charles  Fujimoto,  who,  to  your  knowledge,  was  not  connected  in  any 
way  to  the  IL'^VU?  Did  the  ILWU  contribute  union  funds  to  her 
defense  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  would  repeat  the  same  with  respect 
to  the  others  but  I  think  the  answers  would  be  obvious. 

Senator  Welker.  Mr.  Miyagi,  are  you  f amilar  with  the  proceedings 
of  the  lltli  biennial  convention  of  the  International  Longshoremen's 
and  Warehousemen's  Union  held  at  Long  Beach,  Calif.,  April  4  to  8, 
1955? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Let  the  record  show  the  hesitation  of  the  witness. 

Mr,  JVIiYAGi.  Could  you  repeat  the  question  again,  please  ? 

Senator  Welker,  Are  you  familiar  with  the  proceedings  of  the  11th 
biennial  convention  of  the  International  Longshoremen's  and  Ware- 
housemen's Union  held  at  Long  Beach,  Calif.,  April  4  to  8,  1955  ? 

Mr,  Miyagi,  Same  answer. 

Senator  Welker.  "Same  answer."  Do  you  know  of  anj^one  else 
under  the  canopy  of  heaven  who  has  the  name  Newton  Miyagi  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Could  you  explain  the  question,  Mr,  Chairman  ? 

Senator  Welker.  Do  you  know  of  anyone  else  under  the  canopy  of 
heaven  who  has  the  same  name  as  yours  ?     If  so,  tell  us  about  it. 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  As  far  as  I  am  concerned,  I  don't  know ;  to  my  knowl- 
edge I  don't  know  of  any  other  person  that  has  the 

Senator  Welker.  To  your  knowledge,  you  don't  know  of  any  other 
person  ? 

72723— 57— pt.  40 3 


2346       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  MiYAGi.  That's  right. 

Senator  Welker.  Now,  in  the  proceedings  of  the  11th  biennial  con- 
vention of  the  International  Longshoremen's  and  Warehousemen's 
Union,  at  page  77  thereof,  Chairman  Lawrence  is  reported,  in  the  offi- 
cial document  thereof,  of  that  proceeding,  as  saying : 

Thank  you,  Reverend  Richman,  for  yonr  most  inspiring  address.  I  told  you. 
He's  quite  a  guy  when  he  gets  rolling. 

At  this  time  I  understand  that  local  142  of  Hawaii  wants  to  make  a  presen- 
tation. 

Newton  Miyagi  of  local  142,  come  on  up  here. 

Brother  Newton  Miyagi.     [Loud  applause.] 

Delegate  Miyagi,  local  142.  Brother  Chairman,  brothers  and  sisters,  fraternal 
delegates,  and  guests.  I  have  been  asked  by  the  Speaker  of  the  House  of  Repre- 
sentatives of  the  28th  session  of  the  legislature  in  the  Territory  of  Hawaii  to 
help  them  out  in  presenting  a  gavel  to  our  great  president,  Harry  Bridges.  [Loud 
applause.] 

Now,  Mr.  Miyagi,  did  you  do  that ;  did  you  make  those  remarks  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  I  rely  on  the  fifth  amendment. 

Senator  Welker.  Have  you  ever  been  at  Long  Beach,  Calif.  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Same  answer. 

Senator  Welker.  Have  you  ever  been  to  any  convention  of  any  type 
whatsoever  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  IVIiYAGi.  Will  you  specify  what  convention  you  are  talking 
about  ? 

Senator  Welker.  I  didn't  hear  you,  Mr.  Miyagi. 

Mr.  Miyagi.  Will  you  specify  the  convention  you  are  talking 
about  ? 

Senator  Welker.  Well,  did  you  ever  go  to  a  Boy  Scout  convention 
or  American  Legion  convention.  Veterans  of  Foreign  Wars  conven- 
tion. Disabled  American  War  Veterans  convention;  any  of  those; 
or  any  other  convention  that  you  can  name  to  me  ? 

Mr.  Miyagi.  Same  answer. 

Senator  Welker.  You  wouldn't  tell  this  committee  whether  or  not 
you  ever  attended  an  American  Legion  convention  or  any  other  con- 
vention? As  a  matter  of  fact,  it  is  true  that  you  did  present  the 
gavel  to  Harry  Bridges  at  Long  Beacli,  Calif.,  at  the  time  and  place 
mentioned  by  my  prior  questioning.  Is  that  true  ? 
(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  Same  answer. 

Senator  Welker.  You  mean  that  a  truthful  answer  given  by  you 
to  that  question,  that  it  would  tend  to  incriminate  you  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Miyagi.  That  is  correct. 

Senator  Welker.  I  didn't  hear  you. 

Mr.  Miyagi.  That  is  correct. 

Senator  Welker.  Wliat  ? 

Mr.  Miyagi.  "Wliat  you  just  said  is  correct.  In  other  words,  other- 
wise I  wouldn't  claim  the  fifth  amendment. 

Senator  Welker.  I  didn't  get  your  answer.  What  was  your  an- 
swer again,  Mr.  Miyagi  ? 

Mr.  Miyagi.  The  statement  you  made,  relying — my  answer  would 
be — might  tend  to  incriminate  myself  is  correct. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2347 

Senator  "VYelker.  Now,  would  you  tell  me  what  law  you  possibly 
could  be  violating  by  presenting  a  gavel  to  Harry  Bridges  or  any- 
body else  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Let  tlie  record  show  the  consultation  with  coun- 
sel and  the  delay  in  answering  the  qiiestion. 
(The  witness  consults  with  his  counsel.) 

Mr.  ISIiYAGi.  I  rely  on  my  attorneys  for  the  legal  advice. 

Senator  Welker.  You  rely  on  what? 

Mr.  MiTAGi.  My  attorneys. 

Senator  Welker.  Well,  you  rely 

Senator  Watkixs.  You  rely  on  the  fifth  amendment.  Are  you 
relying  on  the  fifth  amendment  ? 

Senator  Welker.  That  answer  is  stricken  and  you  are  ordered  and 
directed  to  answer  that  question.  You  are  not  going  to  rely  upon 
your  attorneys.  Tlie  fifth  amendment  is  a  personal  privilege  granted 
to  you  only,  Mr.  ]Miyagi,  and  you  will  take  that  personal  privilege 
granted  to  you  by  the  fifth  amendment  to  the  Constitution,  and  not 
rely  upon  your  attorneys,  who  are  not  sworn  and  are  not  testifying 
here.     Now,  you're  ordered  and  directed  to  answer  that  question. 

(The  witness  consults  witli  his  coimsel.) 

Mr.  MiYAGi.  I  rely  on  the  hfth  amendment  not  to  ansAver  that 
question. 

Senator  Johxstox.  Do  you  know  your  good  friend  Harry  Bridges? 

Mr.  ^MiYAGi.  Same  answer. 

Seiuitor  JonNSTOx.  What's  that? 

]Mr.  MiYAGi.  Same  answer. 

Senator  Johxstox,  ''Same  answer."  In  dealing  M'ith  him  did  you 
ever  think  that  you  would  have  to  not  even  say  that  you  knew  him? 

Mr.  ?t[iYAGi.  Same  answer. 

Senator  Joiixstox.  Do  you  tliink  just  knowing  Harry  Bridges 
would  incriminate  you? 

Mr.  MiYAGi.  Same  answer. 

Senator  Joiixsxox.  How  could  that  incriminate  you? 

(The  witness  consults  with  his  counsel.) 

Senator  Y\''atkixs.  Apparently,  Senator,  he  feels  it  would  incrim- 
inate liim  to  know  him. 

]Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Have  you  ever  seen  Harry  Bridges? 

(The  witness  consults  with  his  counsel.) 

Mr.  ]MiYAGi.  Same  answer. 

Sena^^or  Welker.  As  a  matter  of  fact,  you  saw  him  out  here  in  the 
demonstration  in  tlie  palace  last  week,  did  you  not? 

?ir.  Mtyagi.  Would  you  repeat  tliat  question  again? 

Senator  Welker.  As  a  matter  of  fact,  you  saw  ]\Ir.  Harry  Bridges 
at  the  demonstration  held  ]:)rior  to  coming  down  here  to  the  palace, 
did  you  not  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Have  you  ever  seen  Jack  Plall  ? 

(Tlie  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  You  saw  him  riglit  out  here  in  the  hallway  when 
the  demonstration  was  going  on,  the  alleged  demonstration  ? 


2348       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    IINITED    STATES 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Even  though  I  am  not  sworn,  I  will  make  this 
observation— that  I  saw  you  not  2  feet  from  Jack  Hall.  Is  that  cor- 
i-ect  or  incorrect? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiTAGi.  Same  answer. 

Senator  Welker.  Senator  Johnston,  your  question. 

Senator  Johnston.  So  you  think  that  it  would  incriminate  you  to 
say  that  you  even  know  Harry  Bridges  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Johns  ion.  What  is  your  answer  'i 

(The  witness  consults  with  his  counsel. ) 

Mr.  MiYAGi.  It  might  tend  to  incriminate  me.  That  is  the  reason 
I  am  claiming  the  privilege. 

Senator  Johnston.  Do  you  make  that  statement  because  you  think 
that  he  is  a  Communist  and  for  you  to  deal  with  him  you  would 
be  guilty  of  some  crime  ? 

Mr.  IMiYAGi.  Same  answer. 

Senator  Butler.  Do  you  think  it  would  tend  to  incriminate  you  to 
have  the  people  know  that  you  are  identified  with  the  ILWU? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  The  same  answer. 

Senator  Welker.  Now  may  I  ask  you,  have  you  ever  seen,  oh,  any 
member  of  our  defense  services  here  on  this  island,  say  Admiral 
Stump ;  have  you  ever  seen  him  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker,  Let  the  record  show  the  consultation. 

Mr.  MiYAGi.  The  only  thing  I  recollect,  seeing  him  in  the  new^spaper. 

Senator  Welker.  I  didn't  hear  you. 

Mr.  MiYAGi.  The  only  thing,  the  only  recollection  I  have  is,  I  saw 
his  face  in  the  newspapers. 

Senator  Welker.  You  have  seen  his  face  in  the  newspapers  ? 

Mr.  MiYAGi.  Yes. 

Senator  Welker.  Have  you  ever  seen  Harry  Bridges'  face  in  the 
newspapers? 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Noav,  have  you  ever  seen  or  do  you  Imow  one 
Charles  Kauhane  ? 

Mr.  Morris.  Kauhane. 

Senator  Welker.  Kauhane. 

Mr.  Morris.  Kauhane.     K-a-u-h-a-n-e. 

Senator  Welker.  All  right ;  I  stand  corrected.     Kauhane. 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Could  you  repeat  that  question  again,  please  ? 

Senator  Welker.  Do  you  know  or  liave  you  ever  seen  one  Charles 
Kauhane  ? 

Mr.  MiYAGi.  Yes ;  I  believe  so. 

Senator  Welker.  "Wliere  did  you  see  him  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Let  the  record  show  the  consultation  and  the 
delay  in  answering. 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Now,  as  a  matter  of  fact,  and  I  beg  of  you  to  be 
?air  with  me  now;  you  have  told  me  you  have  seen  him,  you've  met 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2349 

him.  Come  on  and  level  with  me  and  the  committee.  As  a  matter 
of  fact,  he  is  the  man  who  gave  you  the  gavel  that  you  presented  to 
Harry  Bridges  at  Long  Beach,  Calif.,  at  the  11th  biennial  conven- 
tion held  April  4  to  April  9, 1955  ?     Isn't  that  a  fact  ? 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Well,  then,  how  did  you  happen  to  meet  Mr. 
Kanhane? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Come  on.     Why  do  you  hesitate? 

Mr.  MiYAGi.  Same  answer. 

Senator  Eastland.  Have  you  had  any  dealings  with  Soviet  military 
intelligence? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Would  you  repeat  that  again,  please  ? 

Senator  Eastland.  Have  you  had  any  dealings  with  Soviet  military 
intelligence  ? 

Mr.  Miyagi.  On  that  I  would  like  to  make  a  statement,  if  it  is  O.  K. 
with  the  Chairman. 

Senator  Welker.  You  answer  the  question.  You  haven't  been  mak- 
ing many  statements.  I  want  you  to  answer  that  question  propounded 
to  you  by  Chairman  Eastland.     I  order  and  direct  you  to  answer  it. 

(The  witness  consults  with  his  counsel,) 

Mr.  Miyagi.  I  will  rely  on  the  fifth  amendment. 

Senator  Welker.  You  want  to  tell  the  people  of  this  fine  island,  the 
people  of  this  Territory,  that  you  rely  upon  the  fifth  amendment  to  the 
Constitution  of  tlie  United  States  as  to  whether  or  not  you  have  had 
any  dealings  wih  the  Soviet  intelligence?     Is  that  your  answ^er? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Well,  I  assume  military  intelligence  would  be — 
it's  an  all — 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  You  have  hesitated  a  long  time.  Now  come  on 
and  let's  have  an  answer. 

Mr.  Miyagi.  I  still  would  like  to  have  the  privilege  of  making  a 
statement  on  it. 

Senator  Welker.  You  will  answer  that  question.  Will  you, 
please  ? 

Mr.  Miyagi.  Fifth  amendment. 

Senator  Welker.  "Fifth  amendment." 

Mr.  JVIiYAGi.  That's  right. 

Senator  Welker.  Have  you  met  any  members  of  the  Soviet  Com- 
munist military  intelligence  on  this  isle  or  any  other  isle  of  the 
Hawaiian  Islands? 

Mr,  Miyagi.  Same  answer. 

Senator  Welker.  Can  you  give  me  an  idea  as  to  wdiat  you  would 
think,  or  what  thousands  of  workers  who  pay  dues  to  your  union  would 
think,  if  they  knew  that  you  refused  to  answer  that  question  because  of 
the  fifth  amendment  and  under  the  protection  of  the  fifth  amendment? 

(The  witness  consults  with  his  counsel.) 

Mr.  IVIiYAGi.  Same  answer. 

Senator  Welker.  I  don't  suppose  you  will  prepare  or  have  prepared 
any  pamphlet  and  send  it  to  every  individual  member  of  the  Inter- 
national Longshoremen's  and  Warehousemen's  Union  showing  the  fact 
that  you  refused  under  the  fifth  amendment  to  tell  this  committee  of 


2350       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

the  United  States  Senate  wliether  or  not  you  have  contaced  or  had 
dealino-s  with  or  had  met  with  Commnniet  intelligence  agents;  you  are 
not  going  to  have  tliat  done,  are  you'^ 

Mr.  ]MiYAGi.  Same  answer. 

Senator  Watkins.  Mr.  Chairman. 

Senator  Welker.  Senator  Watkins. 

Senator  Watkixs.  May  I  jjoint  out  that  the  witness  probably 
would  be  correct  in  claiiiiing  the  privilege  of  the  fifth  amendment 
with  reference  to  the  questions  of  dealing  with  the  Soviet  military 
intelligence;  to  admit  that  he  had  had  dealings  with  them  would 
certainly  be  an  incrimination.  It  certainly  would  be  something 
that  wo'uld  be  very,  very  damaging  against  him.  In  that  position  I 
think  he  is  probably  correct  in  taking  advantage  of  the  fifth  amend- 
ment. However,  he  is  also  in  the  position  of  having  people  make 
whatever  interpretation  they  wish  to  make  with  reference  to  his 
claiming  the  fifth  amendment  in  a  circumstance  of  that  kind. 

Senator  AVelker.  Once  again  I  want  to  ask  you  why  you  told  me 
under  oath  that  you  had  met  Mr.  Charles  Kauhane  and  from  that 
time  on  you  have  refused  to  tell  me  anything  else  whatsoever  about 
the  meeting.  Can  you  tell  where  it  occurred  and  what  you  dis- 
cussed, whether  it  was  a  casual  little  meeting  or  you  had  something  to 
discuss  about  legislative  matters.  Could  you  do  that  for  the  com- 
mittee, please? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Now  certainly  you  don't  want  to  leave  the  infer- 
ence, do  you,  that  your  meeting  or  discussing  anything  with  Mr. 
Kauhane  might  tend  to  incriminate  you,  do  you? 

(The  witness  consults  with  his  counsel.) 

Mr.  MiYAGi.  Same  answer. 

Senator  Welker.  Any  further  questions  ? 

Mr.  Morris.  Mr.  Chairman,  will  you  direct  the  witness  to  be  present 
ar  the  af  tern  on  session?  There  is  a  matter  that  I  can  take  up  at  that 
time. 

Senator  Welker.  Yes.  You  are  ordered  and  directed  to  be  present 
this  afternoon,  at  this  afternoon's  session,  and  you  will  be  further 
interrogated.    And  you  will  step  aside. 

Mr.  Morris.  Senator,  we  have  three  more  witnesses  for  this  morn- 
ing. The  first  is  David  Evans  Thompson.  Mr.  Thompson,  wall  you 
come  forward,  please  ? 

Senator,  in  connection  with  this  witness  I  would  like  to  mention 
in  advance  of  his  appearance  that  he  has  received  an  honorable 
discharge  from  the  United  States  Marine  Corps,  having  been  severely 
wounded  in  Iwo  Jima,  has  been  awarded  the  Purple  Heart.  I  would 
like  to  point  out  to  the  committee  those  facts  before  he  testifies. 

Senator  Welker.  Very  well. 

Mr.  Thompson.  I  object  to  being  televised. 

Senator  Welker.  Your  objection  certainly  will  be  honored,  but  I 
think  they  are  televising  the  committee,  Mr.  Thompson,  and  not 
you.  I  don't  know  who  they're  tele\asing  but  I  know  they're  not 
pointing  at  you.     So  you  be  seated. 

Will  you  raise  your  right  hand  and  be  sworn?  Do  you  solemnly 
swear  the  testimony  you  give  before  the  subcommittee  Avill  be  the 
truth,  the  wdiole  truth,  and  nothing  but  the  truth,  so  help  you  God? 

Mr.  Thompson.  I  do. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2351 

TESTIMONY  OF  DAVID  EVANS  THOMPSON 

Senator  Watkins.  Mr.  Chairman,  does  it  appear  in  the  record  al- 
ready that  the  witness  is  represented  by  counsel  ? 

Senator  Welker.  Yes.    We  had  that  stipulation. 

Senator  Watkins.  Yes. 

Mr.  Andersen.  It  may  continue. 

Senator  Welker.  I  want  the  record  to  show. 

Senator  Watkins.  So  there  will  be  no  question  about  it  later. 

Mr.  Andersen.  Yes. 

Mr.  Morris.  Mr.  Chairman,  I  have  some  questions  I  can  quickly 
run  through,  and  I  think  we  have  here — we  have  prepared  most  of 
our  information  in  memorandum  form.  I  would  like  to  ask  the  wit- 
ness about  this  particular  information  and  then  offer  the  memorandum 
for  the  record. 

Mr.  Thompson,  you  were  born  in  Salem,  Oreg.,  in  1919,  were  you 
not,  sir? 

Mr.  Tno3iPSON.  I  was. 

Mr.  Morris.  You  were  educated  at  four  American  colleges  or 
universities? 

Mr.  Thompson.  I  was. 

Mr.  Morris.  Including  the  University  of  Hawaii  in  1939-41  ? 

Mr.  Thompson.  That  is  correct. 

Mr.  Morris.  You  received  your  bachelor's  degree  from  that 
institution  ? 

Mr.  Thompson.  I  did. 

Mr.  JMoRRis.  You  M^ere  honorably  discharged  from  the  United  States 
Marine  Corps  as  a  first  lieutenant  ? 

Mr.  Thompson.  I  was. 

Mr.  Morris.  After  having  first  been  severely  wounded  in  action  on 
Iwo  Jima  ? 

Mr.  Thompson.  That  is  correct. 

Senator  Welker.  Now,  may  I  interrupt?  What  other  colleges  or 
universities  did  you  receive  education  at  ? 

Mr.  Thompson.  The  University  of  Nevada,  Willamette  University 
as  an  undergraduate;  University  of  California  and  the  University  of 
Chicago  as  a  graduate  student. 

Senator  Welker.  As  a  matter  of  fact,  you  had  five  then,  instead  of 
four,  didn't  jou  ? 

Mr.  Thompson.  That  is  correct. 

Mr.  Morris.  What  degree  do  you  hold,  ISIr.  Thompson  ? 

Mr.  Thompson.  Bachelor  of  arts. 

Mr.  Morris.  Now,  in  Honolulu  ])rior  to  World  War  II,  did  you 
associate  with  persons  now  known  to  be  members  of  the  Communist 
Party  at  that  time  ? 

Mr.  Thompson.  I  decline  to  answer  that  question  on  the  grounds  of 
the  first  and  fifth  amendments. 

Mr.  Morris.  i\.f  ter  you  were 

Senator  Welker.  Just  a  moment.  The  first  amendment  is  not  a 
ground  for  objection  here.  That  portion  of  your  answer  will  be 
stricken.  But  we  do  recognize  the  fifth  amendment,  and  that  fifth 
amendment  objection,  as  stated  heretofore  by  your  counsel,  will  be 
honored. 


2352       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  After  your  return  from  the  Marine  Corps,  did  you 
come  to  Honolulu  in  1946  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Thompson.  I  did. 

Mr.  Morris.  Did  you  become  a  formal  member  of  the  Communist 
Party? 

(T^he  witness  consults  with  his  counsel. ) 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  That  is,  you  claim  your  privilege  under  the  fifth 
amendment  ? 

Mr.  Thompson.  Under  the  first  and  fifth. 

Mr.  Morris.  May  I  have  a  ruling  on  the  first,  Senator?  The  wit- 
ness has  claimed  privilege  under  the  first  and  fifth  amendments.  You 
have  previously  ruled  that  you  will  not  honor  the  claim  of  privileges 
under  the  first  but  will  under  the  fifth.     Will  you  so  rule  again? 

Senator  Welker.  I  will  so  rule  again.  And  may  we  have  a  stipu- 
lation that  the  chairman  so  rules  on  the  first  amendment  but  will 
honor  his  fifth-amendment  objection  ? 

Mr.  Andersen.  The  witness  will 

Senator  Welker.  Now,  for  the  sake  of  time — do  you  want  to  ^o 
over  the  thing,  over  and  over  again,  Mr.  Andersen?     We  will  do  it. 

Mr.  Andersen.  We  will  stipulate  that  you  will  apparently  make 
the  same  order. 

Senator  Welker.  I  am  not  "apparently";  I'm  doing  it. 

Mr.  Andersen.  We  will  so  stipulate. 

Senator  Welker.  Very  well,  sir. 

Mr.  Andersen.  That  you  will  make  the  same  order. 

Senator  Welker.  Very  well. 

Mr.  Morris,  Did  you  join  the  miscellaneous  unit  of  the  Communist 
Party? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Did  you  later  join  the  Manoa  section  of  the  Commu- 
nist Party  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Did  you  attend  important  meetings  of  the  Communist 
Party  in  Hawaii  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Did  you  attend  Commmiist  Party  meetings  other  than 
the  meetings  of  your  own  cell  ? 

Mr.  Thompson.  Same  answ^er. 

Mr.  Morris.  Was  your  home  used  for  Communist  Party  meetings? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Have  you  been  employed  for  the  past  10  years  by  the 
International  Longshoremen's  and  Warehousemen's  Union? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Have  you  been  educational  director  since  1950  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  And,  as  such,  have  you  been  in  charge  of  propagandiz- 
ing the  ILWU  rank  and  file  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  In  that  position,  have  you  conducted  the  IL"WU's 
efforts  to  introduce  pro-Communist  literature  directly  into  the  public 
schools  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2353 

Mr.  Thompson.  Same  answer. 

Mr.  iVIoRRis.  And  churches  of  Hawaii  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  As  well  as  its  attempts  to  achieve  the  same  effect  by 
distributing  such  literature  to  individual  schoolteachers? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  By  direct  mail  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Kather  than  through  official  channels  of  the  Terri- 
torial department  of  public  instruction? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Have  you  had  supervision  of  the  ILWU  Book  Club 
in  Hawaii? 

Mr.  Thompson.  Same  answer.  

Mr.  Morris.  Now,  have  you,  therefore,  headed  the  ILWU's  educa- 
tional department? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Has  the  IL^\n[J  Book  Club,  under  you,  featured  the 
dissemination  of  pro-Communist  books? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  And  other  material  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Specifically,  Harvey  Matusow's  False  Witness? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Specifically,  John  Steuben's  Strike  Strategy? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Now,  are  these  books  part  of  the  Soviet  propaganda 
campaign  being  issued  to  advance  the  Communist  conquest  of  the 
world  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Are  these  materials  made  available  to  ILWU  mem- 
bers at  special  libraries? 

Mr.  Thompson.  Same  answer. 

Mr.  INIoRRis.  Maintained  by  the  union  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  And  on  most  of  the  plantations  on  the  islands? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Has  a  significant  amount  of  the  output  of  your  depart- 
ment been  recognized  to  be  pro-Soviet  propaganda  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  have  read  from  this  paper  and  I 
have  asked  questions  from  this  paper,  which  has  been  prepared  by 
the  staff,  and  I  have  given  the  witness  now  an  opportunity  to  deny 
any  of  the  statements  which  we  believe  are  accurate.  And  I  would 
like  to  offer  that  in  the  record  at  this  time.  Senator. 

Senator  Welker.  I  would  be  glad  to  have  that  offered,  but  just  one 
moment.  You  asked  him  a  question  about  one  Harvey  Matusow  that 
T  have  had  a  little  experience  with. 

Have  you  ever  met  Mr.  Matusow? 

Mr.  Thompson.  No. 

Senator  Welker.  You  have  read  this  book  The  False  Witness? 

(The  witness  consults  with  his  counsel.) 

Mr.  Thompson.  Same  answer. 


2354       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  Same  answer.  Do  you  know  where  Mr.  Matusow 
is  at  this  time  ? 

Mr.  Thompson.  No. 

Senator  AVelker.  Well,  he's  in  the  "clink,"  isn't  he?     For  perjury  ? 

Mr.  Thompson.  You  have  my  answer. 

Senator  Welker.  Sir? 

Mr.  Thompson.  You  have  my  answer. 

Senator  Welker.  You  don't  know.  Well,  I  think  you  had  better 
check  up.  I  think,  however,  he  has  been  convicted  and  is  servmg  his 
time  now. 

Mr.  Morris.  Mr.  Thompson,  do  you  receive  propaganda  material 
which  you  use  in  the  ILWU  from  the  firm  of  Cameron  &  Kahn? 

Mr.  Thompson.  I  decline  to  answer  that  on  the  grounds  of  the  first 
and  fifth  amendments. 

Senator  Welker.  Same  ruling.  Do  you  know  whether  or  not 
Cameron  &  Kahn  published  Harvey  Matusow's  book.  The  False 
Witness  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Do  you  receive  material  from  International  Publishers, 
Mr.  Thompson? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Have  you  ever  received  instructions  concerning  the 
educational  work  of  the  union  from  the  educational  department  of 
the  Communist  Party  in  New  York  City? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Do  you  receive  propaganda  material  from  New  Cen- 
tury Publishers,  a  Communist  Party  publishing  house? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Have  you  promoted  within  the  ILWU  the  sale  of  the 
Autobiography  of  Louie  Taruc,  Philippine  guerrilla  leader? 
T-a-r-u-c. 

Mr.  Thompson.  Same  answer. 

Senator  Watkins.  Now  just  a  moment.  Did  you  ask  the  counsel 
a  question  ? 

Mr.  Thompson.  I  did,  sir. 

Senator  Welker.  You  did  not. 

Senator  Watkins.  I  watched  your  lips,  and  you  must  be  a  ven- 
triloquist, because  I  didn't  see  your  lips  move  at  all. 

Under  previous  instructions  of  the  committee,  the  witnesses  can 
ask  for  legal  advice,  but  counsel  cannot  volunteer  it  until  the  witness 
has  actually  asked  for  the  advice.  I  am  just  cautioning  you.  It 
looked  to  me  from  this  point,  and  I  think  a  number  of  witnesses  have 
violated  that.  Counsel  should  not  speak  to  the  witness  until  the  wit- 
ness asks  for  the  advice. 

Senator  Welker.  Perhaps  Mr.  Thompson  was  not  in  the  hearing 
room  when  that  order  was  made.  Perhaps  counsel  omitted  to  inform 
him  of  the  rule.  And  I  see  quite  well,  as  does  Senator  Watkins  and 
the  rest  of  the  committee,  and  we  couldn't  see  any  movement  of  your 
lips,  or  otherwise. 

I  am  going  to  say  this.  That  if  I  see  any  more  of  this  from  any 
witness,  I  am  going  to  ask  that  counsel  retire  from  the  hearing  room. 
Because  you  are  doing  nothing  but  to  embarrass  your  able  counsel. 
So  certainly  all  you  could  do  is  lean  over  and  say,  "May  I  have  your 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2355 

advice?"  It  is  very  simple.  But  I  don't  want  to  embarrass  your 
counsel.  They  are  very  kind  and  fine  gentlemen ;  they  have  treated 
me  very  fine.  But  as  I  stated  before,  it  is  merely  euibarrassing  to 
them.     Now,  you  will  abide  by  that  now,  won't  you,  Mr.  Thompson  ? 

Very  well.     Proceed. 

Mr.MoRRis.  Now,  Mr.  Chairman,  I  have  here  a  copy  of  the  Dis- 
patcher for  January  6,  1956.  The  Dispatcher  is  a  union  newspaper. 
And  they  talk  about  the  ILWU 

Senator  Watkins.  What  union  ? 

Mr.  Morris.  The  ILWU,  Senator. 

Senator  Joiixston.  Let  me  ask  one  question. 

Have  you  been  fair  with  the  union  members  at  all  times  and  told 
them  that  you  were  feeding  them  Communist  literature  ? 

Mr.  Tho:mpson.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  submit  this  whole  list 
into  the  record  with  the  one  comment  that  a  good  percentage  of  these 
particular  books  which  are  on  the  ILA\nj  Book  Club  list  have  been 
by  authors  who  have  appeared  before  this  committee  and  when  asked 
about  the  committee's  evidence  of  tlieir  being  Couimunists,  have  not 
been  able  to  enter  denial  in  the  record  but,  instead,  invoked  their 
privilege  under  the  fifth  amendment. 

I  mention  specifically  Mr.  Philip  S.  Foner,  Mr.  Carl  Marzani,  and 
Richard  O.  Boyer.  They  are  three  of  the  particular  ones.  Also 
there  are  publications  here  by  the  Labor  Research  Association,  which 
this  committee  has  demonstrated  is  a  Communist  association.  I  would 
like  to  put  the  whole  into  the  record.  You  also  notice  Mr.  Joseph 
Starobin  also  appears  on  this  list.  He,  too,  appeared  before  this 
committee  and  claimed  his  privilege  under  the  fifth  amendment. 

Senator,  this  kind  of  evidence  appears  in  great  abundance,  would 
take  a  great  deal  of  time  for  us  to  go  into  it  all  specifically.  I  ask 
that  we  have  a  session  with  Mr.  Mandel,  our  research  director,  and 
that  he  put  into  the  record  what  we  think  is  a  sample  collection. 

You  do  not  deny  any  of  the  things  I  ha^'e  just  said  about  this,  do 
you,  Mr.  Thompson  ? 

Mr.  Thompson.  Same  answer. 

Senator  Welker.  Just  a  minute.  I  am  familiar  with  one  copy 
here.  I  see  the  False  Witness,  b}^  Harvey  MatusoAv.  Fifty  cents  a 
copy — paper. 

Now,  could  you  tell  the  chairman,  tell  me,  about  the  book  the  Man 
A^lio  Never  Died  ? 

Mr.  Morris.  Which  is  that  one? 

Senator  Welker.  The  ]Man  Who  Never  Died.  I  wonder  who  that 
is  about? 

Mr.  Morris.  I  am  not  acquainted  with  it.  Senator. 

Senator  Welker.  Do  you  know  anything  about  that,  Mr.  Witness  ? 

Mr.  Tho3ipson.  Same  answer. 

Senator  Welker.  You  wouldn't  know  about  that  book,  even  though 
you  are  a  very  well-educated  man? 

Mr.  Thompson.  Same  answer. 

(  A  discussion  of  the  IIA'^TJ  Book  Club  appears  in  appendix  41-A.) 

Mr.  Morris.  Mr.  Chairman,  I  have  here  on  the  letterhead  of  the 
IIA'VTj,  Local  142,  Education  Service,  451  Atkinson  Drive,  Honolulu, 
T.  H.,  March  30,  1955,  over  the  signature  of  David  E.  Thompson, 
educational  director,  addressed  to  "Dear  Teacher :" 


2356       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

The  enclosed  pamphlet  In  the  Shadow  of  Liberty  is  mailed  to  you  for  your 
information.  The  union  does  not  endorse  the  political  views  of  many  of  the 
victims  of  the  McCarran-Walter  law,  whose  tragic  stories  are  related  in  this 
pamphlet.  The  union  does  defend  the  principles  of  freedom  of  thought  and 
expression,  however,  even  for  those  with  whom  we  disagree.  We  feel  that 
liberty  is  indivisible,  that  a  law  which  affects  the  liberty  of  some  Americans 
is  a  menace  to  the  liberty  of  all.  We  feel  it  is  irajwrtant  that  people  like  your- 
self should  know  what  the  application  of  this  law  means  in  actual  human 
terms. 

And  there  is  enclosed  a  volume  called  In  the  Shadow  of  Liberty 
by  Abner  Green.  Abner  Green  has  been  identified  as  a  Communist, 
Senator,  I  think  only  last  week  or  the  week  before,  before  the  House 
Un-American  iVctivities  Committee,  and  he  wasn't  able  to  deny  Com- 
munist Party  membership. 

Senator  Welkek.  Mr.  Green's  name  is  not  Abner  Green.  He  testi- 
fied before  this  committee  that  his  name  was  Abner  something  else; 
it  is  not  Abner  Green,  his  true  name. 

Mr.  Morris.  This  is  put  out,  Senator,  by  the  American  Committee 
for  the  Protection  of  Foreign  Born,  and  I  would  like  to  show  this 
letter,  which  contains  his  signature,  to  Mr.  Thompson,  and  ask  him 
if  he  did  send  this  letter  to  teachers  in  Hawaii  ? 

(The  witness  consults  with  his  counsel  after  being  handed  the  docu- 
ment in  question.) 

Mr.  Thompson.  Same  answer. 

Senator  Welker.  Mr.  Thompson,  I  am  sending  you  a  blank  piece 
of  paper  and  asking  you  to  write  your  signature  on  that  blank  piece 
of  paper. 

(The  witness  consults  with  his  counsel.) 

Mr.  Thompson.  I  refuse  on  the  same  grounds. 

Senator  Welker.  You  mean  to  give  your  signature,  to  write  your 
signature  on  a  plain  piece  of  paper  might  tend  to  incriminate  you? 

Mr.  Thompson.  That  is  correct. 

Senator  Welker.  As  a  matter  of  fact,  you  know  that  if  you  wrote 
your  signature  we  could  compare  it  with  the  exhibit  just  sent  to  you 
by  Counsel  Morris,  and  it  would  be  the  same.    Isn't  that  a  fact? 

Mr.  Thompson.  I  decline  to  answer  that  question  on  the  ground 
previously  given. 

Senator  Welker.  I  hope  the  thousands  of  workers  all  over  these 
islands  will  know  just  exactly  Avhat  sort  of  testimony  we  have  been 
receiving  here.  Just  what  do  you  suppose,  Mr.  Thompson,  would 
happen  if  a  fellow  Marine  would  refuse  to  answer  the  questions  as 
you  have  refused  to  answer  here,  one  who  is  on  active  duty.  You 
know  what  he  would  get,  don't  you  ? 

(The  witness  confers  with  his  counsel.) 

Mr.  Thoinipson.  I  think  that  is 

Senator  Welker.  Do  you  or  don't  you  ? 

Mr.  Thompson.  I  think  that  is  a  statement  instead  of  a  question. 

Senator  Welker.  Sir? 

Mr.  Thompson.  I  think  that's  a  statement. 

Senator  AVelker.  Well,  I  don't  care  what  you  think.  I  think  it  is 
a  question,  and  Avill  you  answer  it?  Do  you  know  what  a  fellow 
Marine  would  get  if  he  were  on  active  duty,  if  he  would  be  before  a 
committee  or  one  of  his  superior  officers  and  refuse  to  answer  ques- 
tions as  you  have  here  this  morning  ? 

(The  witness  consults  with  his  counsel.) 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2357 

Senator  Welkek.  Let  the  record  show  the  long  pause. 
(A  2-miniite  recess  was  taken.) 

Senator  Welker.  Order  in  the  hearing  room,  please. 

Mr.  Thompson.  I  know  what  would  happen  to  a  marine  in  that 
sense.  However,  I  have  a  constitutional  protection  and  I  am  availing 
myself  of  it. 

Senator  Welker.  The  marine  has  a  constitutional  protection,  too,  as 
you  have.  In  fact,  he  is  fighting  all  over  the  world  to  maintain  the 
Constitution  of  the  United  States.  He  has  the  very  same  right  that 
you,  as  an  ex-Marine  officer,  to  answer.  And  you  know  as  an  ex- 
Marine  officer  what  he  would  get  if  he  refused  to  answer  the  questions 
propounded  to  him,  don't  you? 

Mr.  Thompson.  You  have  my  answer. 

Senator  Welker.  I  have  your  answer.  And  I  imagine  the  Marines 
all  over  the  world  will  be  very  happy  to  hear  that  that  answer,  com- 
ing from  you  especially. 

Mr.  Morris.  Senator,  I  would  like  to  say  at  this  time  that  we  have 
subpenaed  the  records  of  the  Territorial  commission,  and  Mr.  Mandel, 
our  research  director,  has  had  access  to  these  records,  and  the  letter 
that  I  presented  to  the  witness  just  now  was  taken  from  the  records. 
And  I  would  like  for  Mr.  Mandel,  who  has  been  sworn,  to  so  state  for 
the  record,  Senator. 

Senator  Welker.  Proceed,  Mr.  Mandel. 

Mr.  Mandel.  I  so  state. 

Mr.  Morris.  Mr.  Thompson,  to  what  extent  do  you  send  literature, 
such  as  this  particular  book  by  Abner  Green,  to  schoolteachers  in 
Hawaii  ? 

Mr.  Thompson.  I  decline  to  answer  that  question  on  the  grounds 
previously  given. 

Mr.  Morris.  Have  you  been — did  you  for  a  period,  that  you  were 
transferred,  did  you  not  pay  dues  to  the  Communist  Party  in  Hawaii 
while  you  were  awaiting  a  recommendation  from  the  San  Francisco 
branch  of  the  Communist  Party  ? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Have  you  attended  executive  board  meetings  at  Ewa 
Beach? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Have  you  attended  a  special  convention  of  the  Com- 
munist Party  in  July  of  1948  to  decide  whether  or  not  the  Communist 
Party  of  Hawaii  should  remain  in  the  open  or  go  underground? 

Mr.  Thompson.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  may  w^e  finish  Avith  this  particular  wit- 
ness in  the  way  I  asked,  namely,  that  Mr.  Mandel  make  selections 
from  abundant  material  and  put  what  we  think  appropriate  in  our 
record  ? 

Senator  Welker.  Yes.    So  ordered. 

(The  memorandum  above  referred  to  was  marked  "Exhibit  No. 
389"  and  reads  as  follows :) 

Exhibit  No.  389 

David  Evans  Thompson 

This  witness  was  born  in  Salem,  Oreg.,  in  1919.  He  was  educated  at  four 
American  colleges  or  universities,  including  the  University  of  Hawaii,  1939-41. 
receiving  his  bachelor's  degree  from  the  latter  institution.     He  was  honorably 


2358       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

discharged  from  the  United  States  Marine  Corps  as  a  first  lieutenant  after  hav- 
ing been  severely  wounded  in  action  at  Iwo  Jima. 

In  Honolulu,  prior  to  World  War  II.  the  witness  associated  with  several  per- 
sons now  known  to  have  been  Communist  Party  members  at  the  time.  After 
his  return  to  Honolulu  in  1946,  Thompson  was  identified  with  the  Communist 
Party  as  a  formal  member,  belonging  to  the  miscellaneous  and  Manoa  cells  of 
the  party.  He  attended  important  meetings  of  the  Communist  Party  of  Hawaii, 
other  than  gatherings  of  his  own  cell.  His  home  was  used  for  Communist  Party 
meetings. 

Thompson's  employment  for  the  past  10  years  has  been  with  the  International 
Longshoremen's  and  Warehousemen's  Union.  He  has  been  its  educational  direc- 
tor since  1950  and,  as  such,  in  charge  of  propagandizing  the  ILWU  rank  and  file. 
In  that  position,  he  has  also  conducted  the  ILWU's  efforts  to  introduced  pro- 
Communist  literature  directly  into  the  public  schoolrooms  of  Hawaii,  as  well  as 
its  attempts  indirectly  to  achieve  the  same  effect  by  distributing  such  literature 
to  individual  schoolteachers  by  direct  mail  rather  than  through  official  channels 
of  the  Territorial  department  of  public  instruction. 

Supervision  of  the  ILWU  Book  Club  in  Hawaii  rests  with  the  ILWU's  edu- 
cational department,  headed  by  Thompson.  The  ILWU  Book  Club  has  featured 
the  dissemination  of  many  pro-Communist  books  and  other  materials,  such  as 
Harvey  Matusow's  False  Witness  and  John  Steuben's  Strike  Strategy.  These 
materials  are  made  available  to  ILWU  members  at  special  libraries  maintained 
by  the  union  on  most  of  the  plantations  in  the  islands. 

While  perhaps  most  of  the  work  of  the  department  headed  by  Thompson  is  of 
the  legitimate  type  indulged  in  by  trade  unions  not  led  by  Communists,  the  fact 
remains  that  a  significant  amount  of  the  output  of  the  department  is  recogni- 
zably pro-Communist  propaganda. 

Mr.  Morris.  I  have  no  more  questions  of  this  particular  witness, 
Senator. 

Senator  Welker.  Senator  Watkins. 

Senator  Watkins.  I  have  no  questions. 

Senator  Welker.  Senator  Butler. 

Senator  Butler.  I  have  no  questions. 

Senator  Welker.  Senator  Johnston. 

Senator  Johnston.  If  Ave  should  go  to  war,  would  you  be  with 
America  or  Avith  Russia  ? 

Mr.  Thompson.  I  Avould  be  with  the  United  States.  My  record 
speaks  for  itself. 

Senator  Johnston.  And  would  you  be  true  to  them  all  the  time  or 
would  you  continue  to  aid  the  Soviet  under  cover,  like  you  are  here  at 
the  present  time,  according-  to  the  record  ? 

Mr.  Thompson.  I  am  a  loyal  American,  dedicated  to  this  Govern- 
ment; I  am  not  a  spy,  liave  never  been  engaged  in  espionage  or  sabo- 
tage, and  Avill  not  so  engage  in  the  future  and  I  am  not  so  engaged  now. 

Senator  Johnston.  So  you  have  no  connections,  then,  Avith  the 
Soviet  Government  in  any  Avay  ? 

Mr.  Thompson.  You  have  my  answer,  sir. 

Senator  Johnston.  Your  ansAver  is  Avhat,  in  regard  to  having  any 
dealings  Avith  the  Communists  ?  You  have  no  dealings  Avith  them  to 
help  overthroAv  our  Government.     Is  that  right  ? 

Mr.  Thompson.  I  decline  to  answer  that  question  on  the  grounds 
previously  given. 

Senator  Welker.  So  you  are  a  loyal  American  that  you  just  now 
stated,  that  you're  not  a  saboteur  or  a  spy,  and  refuse  to  answer  Senator 
Johnston's  question  ? 

May  I  ask  you  this  hypothetical  question  ?  Assuming  you  did  re- 
join the  services  in  a  Avar  against  the  Communist  consi)iracy,  Soviet 
Russia,  and  you  received  a  directive  from  a  high  official  of  the  Soviet 
conspiracy.     Would  you  obey  that  directive  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2359 

Mr.  Thompson.  I  have  sworn  to  defend  my  country  in  the  past  and 
I  carried  out  my  oath,  and  I  would  carry  it  out  in  the  future. 

Senator  Welker.  Yes.  All  right.  Now,  don't  you  suppose  you 
can  help  your  country  here  in  a  very,  very  serious  situation,  one  of 
the  bastions  of  defense  of  all  the  world,  we're  sittino;  here  taking  testi- 
mony, and  you  taking  the  fifth  amendment  numerous  times;  couldn't 
you  tell  us  now  just  what  kind  of  a  loyal  American  you  are?  Do  you 
think  it  is  being  a  loyal  American  to  send  Harvey  Matusow's  book 
the  False  Witness  to  different  educational  institutions  or  teachers 
thereof,  or  to  workers  in  the  union,  or  to  different  individuals  ?  Do 
you  think  that's  being  a  loyal  American  ? 

Mr.  Thompson.  Would  you  mind  repeating  your  question  ? 

Senator  Welker.  Read  it  to  him. 

(The  question  was  read  by  the  reporter.) 

;Mr.  Thompson.  I  take  it  your  question  is  whether  or  not  I  have  sent 
this  book  to  individuals.  I  decline  to  answer  that  question  on  the 
grounds  previously  given. 

Senator  Welker.  Now,  being  the  great  loyal  American  that  you  say 
you  are,  and  at  one  time  you  were,  but  as  of  this  time,  being  a  great 
loyal  American  that  you  have  told  us  you  are,  have  you  ever  sent  any 
books  or  pamphlets  to  any  union,  to  any  individual,  to  any  person  or 
persons  in  this  Territory  ? 

Mr.  Thompson.  I  decline  to  answer  that  question  on  the  grounds 
previously  given. 

Senator  Welker.  Why,  if  you're  such  a  loyal  American  ? 

Mr.  Thompson.  Same  answer. 

Senator  Welker.  "Same  answer."     The  fifth  amendment  ? 

Mr.  Thompson.  The  first  and  the  fifth. 

Senator  Welker.  I  say  the  fifth.  We  have  had  a  ruling  on  the 
first. 

Have  you  sent  any  literature,  such  as  interrogated,  questioned — you 
were  questioned  about  by  counsel  Morris,  to  any  of  your  buddies  of 
the  Marine  Corps  who  fought  so  valiantly  at  Iwo  Jima  ? 

j\Ir.  Thompson.  Same  answer. 

Senator  Welker.  You  haven't,  have  you  ? 

Mr.  Thompson.  Same  answer. 

Senator  Welker.  You  haven't  sent  any  to  the  American  Legion, 
have  you  ? 

Mr.  Thompson.  Same  answer. 

Senator  Welker.  Are  you  a  member  of  the  American  Legion  ? 

Mr.  Thompson.  No,  I'm  not. 

Senator  Welker.  Veterans  of  Foreign  Wars  ? 

Mr.  Thompson.  No,  I'm  not. 

Senator  Welker.  Disabled  American  War  Veterans  ? 

]\Ir.  Thompson.  I  am. 

Senator  Welker.  You're  a  member  of  that  ? 

Mr.  Thompson.  I  am. 

Senator  Welker.  Have  you  sent  them  any  literature  ? 

Mr.  Thompson.  Same  answer. 

Senator  Welker.  "Same  answer."  Have  you  ever  addressed  the 
Disabled  American  War  Veterans  ? 

Mr.  Thompson.  I  have. 

Senator  Welker.  And  what  did  you  talk  about  ? 


2360       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Thompson.  Veterans'  affairs. 

Senator  Welker.  Veterans'  affairs.  Can  you  tell  us  about  what 
you  discussed? 

Mv.  Thompson.  Yes.  We  discussed  veterans'  benefits,  activities  of 
the  organization,  parties,  things  of  that  sort. 

Senator  Welker.  Well,  that's  very,  very  wholesome.  I  think  that 
all  the  members  of  the  committee  have  done  the  same. 

Now,  will  you  tell  me  any  other  organizations  you  have  addressed  ? 

Mr.  Th03ipson.  Same  answer. 

Senator  Welker.  "Same  answer."  Are  there  some  organizations 
that  you  would  rather  not  mention  that  you  have  addressed  ? 

Mr.  Thompson.  Same  answer. 

Mr.  JNIoRRis.  Senator,  may  I  ask  the  witness  one  question  ? 

Senator  Welker.  Yes. 

Mr.  Morris.  Are  you  presently  a  Communist,  Mr.  Thompson  ? 

Mr.  Thompson.  Same  answer. 

Senator  Welker.  Assuming  the  Disabled  War  Veterans  would  ask 
3^ou  the  question  "Are  you  now  or  have  you  ever  been  a  member  of  the 
Communist  Party  V'  what  would  your  answer  be  ? 

Mr.  Thompson.  I  decline  to  answer  your  question  on  the  grounds 
previously  given. 

Senator  Welker.  On  the  fifth  amendment.     Is  that  correct  ? 

Mr.  Thompson.  The  first  and  the  fifth. 

Senator  Welker.  You  desire  to  argue  with  me  about  that  ruling,  but 
the  ruling  stands. 

Now,  I  have  no  further  questions,  Mr.  Thompson. 

I  hope  some  of  the  disabled  American  war  veterans  are  in  the  hear- 
ing room  and  have  heard  your  testimony  and  your  statement  that  you 
were  a  loyal  American,  and  I  hope  they  will  compare  that  with  the 
testimony  given  by  you  under  oath  here  today. 

I  think  every  member  of  this  committee  has  served  in  the  armed 
services.  We  were  not  as  unfortunate  as  you,  but  we  are  loyal  Ameri- 
cans too.  And  I'll  say  this,  that  if  you  would  desire  to  change  places 
with  me,  you  act  as  c]iairman  of  this  committee  and  I  will  take  the  oath 
to  my  God,  and  I  will  answer  truthfully  and  honestly  and  proudly  the 
fact  that  I  have  never  been  a  member  of  the  Connnunist  Party  and 
that  I  am  a  loyal  American. 

Would  you  desire  to  do  that  ? 

Mr.  Thompson.  No  ;  thank  you. 

Senator  Welker.  Sir? 

Mr.  Thompson.  No;  thank  you.  I  don't  desire  the  chair  of  this 
committee. 

Mr.  Morris.  Senator,  before  concluding  with  tliis  witness,  I  would 
like  to  make  this  particular  note  at  this  particular  time.  That  tlie 
^^■ol•k  ot  the  Senate  Internal  Security  Subcommittee  is  such  that  we 
are  very  desirous  of  having  from  this  particular  witness  the  infor- 
mation bearing  on  the  extent  to  which  he  has  sent  his  IIA^HJ  literature 
to  various  teachers  on  the  islands.  And  I  ask  again,  because  it  is 
necessary  for  our  record  and  we  would  like  to  know,  I  would  like 
to  ask  this  witness  again  to  reconsider  and  ask  if  he  will  tell  us  to 
what  extent  he  has  sent  ILWU  literature  to  teachers  in  Hawaii  ? 

Mr.  Thompson.  My  answer  is  the  same. 

Mr.  Morris.  Even  though  you  know  we  require  it  for  our  record. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2361 

I  have  no  more  questions. 

Senator  Welker.  Do  you  realize,  Mr.  Thompson,  that  nearly  every 
member  of  this  committee,  I  think  all  of  the  members  of  this  com- 
mittee, have  I'ead  the  False  Witness,  we've  read  many  of  the  docu- 
ments you  were  questioned  about,  and  we  didn't  feel  that  that  would 
incriminate  us.  Now,  can't  you  tell  us  whether  or  not  you  have  sent 
these  books  around? 

As  a  matter  of  fact,  I  sent  the  False  Witness  to  a  friend  of  mine. 
I  don't  believe  I  incriminated  myself. 

Mr.  Thompson.  My  answer  is  the  same. 

Senator  Welker.  Your  answer  is  the  same. 

Senator  Johnston.  Have  you  received  or  are  you  receiving-  at  the 
I)resent  time  any  disability  from  the  United  States  Government? 

Mr.  Thompson.  I  receive  retired  pay. 

Senator  Johnston.  Eetirecl  pay. 

Senator  Welker.  Do  you  receive  anything  for  your  wounds  received 
in  action,  compensation  for  your  wounds? 

Mr.  Thompson.  That's  what  the  retired  pay  is  based  on. 

Senator  Welker.  I  see.  How  much  do  you  receive  from  the  Gov- 
ernment?   One  hundred  percent  disability? 

Mr.  Thompson.  One  hundred  percent  disability  for  the  loss  of  a 

leg- 
Senator  Welker.  For  the  loss  of  a  leg. 

Mr.  Morris.  Mr.  Chairman,  we  have  two  other  witnesses  that  we 
would  like  to  hear  this  morning.  I  know  the  hour  is  getting  late,  but 
we  can  dispose  of  them,  I  think,  with  3  or  4  questions  each. 

Senator  Welker.  I  want  to  hurry  these  proceedings  along  because  T 
don't  know  how  under  the  sun  we're  going  to  finish  in  the  time  allotted 
to  us.  And  as  chairman  I  am  willing  to  run  a  little  overtime,  if  the 
committee  is  willing  to  abide  with  me,  because  we  certainly  are  bogging 
down,  and  we  have  manj-  witnesses  to  hear. 

So  you're  excused,  Mr.  Thompson.  But  you  are  not  excused  from 
the  subpena.     Do  you  understand  that  ? 

Mr.  Thompson.  I  understand  that. 

Senator  Welker.  And  with  the  agreement  made  with  your  counsel, 
you  may  go  anyplace  you  want  to  here,  and  they  will  bring  you  back 
if  we  need  you  again.     You  are  excused,  sir, 

Mr.  Morris.  Mr.  Ogawa  is  the  next  witness. 

Senator  Welker.  Raise  your  right  hand  and  be  sworn. 

You  solemnly  swear  the  testimony  you  give  before  the  subcommittee 
will  be  the  truth,  the  whole  truth,  and  nothing  but  the  truth,  so  help 
you  God? 

Mr.  Ogawa.  I  do. 

Senator  Welker.  Do  j^ou  understand  the  obligation  of  an  oath  ? 

Mr,  Ogawa,  I  do. 

Senator  Welker.  "W-liat  is  that  obligation  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Ogawa.  To  tell  the  truth  and  nothing  but  the  truth. 

Senator  Welker,  Sir? 

Mr.  Ogawa.  Mr.  Chairman,  before  you  proceed,  I  don't  want  to  be 
televised,  and  I  believe  these  lights  bother  me. 

Senator  Welker.  Now,  that  light  is  on  us  and  not  on  you,  and  there 
is  not  any  television  camera  appearing  on  you,  and  you  well  know  it. 

72723— 57— pt.  40 4 


2362       SCOPE    OF    SOVIET    ACTIVITY   IN    THE    UNITED    STATES 

And  that's  just  a  little  act  on  the  part  of  you  to  try  to  embarrass  this 
committee.  As  far  as  the  chairman  is  concerned,  I  don't  know  any- 
body who  would  look  at  a  television  camera  appearing  on  certain 
witnesses. 

Now,  we're  the  ones  being  televised,  so  please  don't  abuse  us  by 
saying  that  you're  being  unfairly  treated  when  you  know  that  you're 
not  being  televised. 

Xow  proceed,  counsel. 

TESTIMONY  OF  TADASHI  OGAWA 

Mr.  MoRKis.  Will  you  give  your  name  and  address  ? 

Senator  Welker.  Wait  a  minute.  I  want  the  answer.  Do  you 
know  the  obligation  of  an  oath  ? 

Mr.  Ogawa.  I  do. 

Senator  Welker.  All  right.  You  conferred  with  your  counsel  on 
it.     Now,  will  you  tell  me  what  that  obligation  is  ? 

Mr.  Ogawa.  To  tell  the  truth  and  nothing  but  the  truth. 

Senator  Welker.  Under  what  pains  or  penalty  ? 

Mr.  Ogawa.  I  beg  your  pardon  ? 

Senator  Welker.  Under  what  pains  or  penalty,  if  you  refuse  to  tell 
the  truth. 

Mr.  Ogawa.  Contempt  of  court. 

Senator  Welker.  I  didn't  hear  you. 

Mr.  Ogawa.  Contempt  of  court. 

Senator  Welker.  No.  I  think  you'd  better  confer  with  your  coun- 
sel again. 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Your  answer?  It's  perjury,  isn't  it?  Your  an- 
swer is  "perjury";  I'll  help  you  out. 

Mr.  Ogawa.  That's  right. 

Senator  Welker.  Fine.   Thank  you. 

Now,  proceed. 

Mr.  Morris.  Will  you  give  your  name  and  address  to  the  reporter, 
Mr.  Ogawa? 

Mr.  Ogawa.  Tadashi  Ogawa. 

Mr.  Morris.  Now,  you  are  the  director,  are  you  not,  of  the  Oahu 
division  of  the  IL^VU? 

(The  witness  consults  with  his  counsel.) 

Mr.  Ogawa.  I  decline  to  answer  the  question  on  the  privilege 
granted  to  me  by  the  first  and  fifth  amendment  of  the  Constitution  of 
the  United  States. 

Mr.  Morris.  Now,  Mr.  Chairman,  in  the  interest  of  time  I  would 
like  to  mention  that  the  September  1956  publication  of  the  Depart- 
ment of  Labor  previously  referred  to  so  lists  Tadashi  Ogawa  as  di- 
rector of  the  Oahu  division  of  the  ILWU,  with  a  mailing  address  at 
451  Atkinson  Drive. 

Senator  Wet^ker.  All  right.     Ask  him  what  his  address  is. 

Mr.  Morris.  That's  the  mailing  address  of  the  ILWU,  Senator. 

Senator  Welker.  Ask  him  if  he — Have  you  ever  received  any  mail 
at  that  address  ? 

Mr.  Morris.  451  Atkinson  Drive?  Have  you  received  mail  at  451 
Atkinson  Drive  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2368 

(The  witness  consults  with  his  counsel.) 

Mr.  Ogawa.  Same  answer. 

Mr,  Morris.  Mr.  Ogawa,  are  you  now  a  Communist? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Have  Communist  Party  meetings  been  held  at  your 
home  ? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Senators,  I  have  a  long  series  of  questions  prepared 
based  on  evidence,  extensive  evidence,  that  this  man  has  been  a  Com- 
munist in  Honolulu,  has  been  a  Communist  for  quite  a  period  of  time, 
but  I  think  in  view  of  the  witness'  answers  it  would  be  miavailing  for 
us  to  continue. 

Senator  Welker.  I  am  going  to  disagree  with  you,  counsel.  I  don't 
care  whether  he  takes  the  fifth  amendment.  I  want  him  to  be  upon 
his  witness  stand  and  fully  interrogated.  This  committee  came  a 
long  ways  to  find  out  what's  going  on  here  in  the  Territory  of  Haw^aii. 
We  re  not  trying  to  bust  any  unions,  we're  not  trying  to  incriminate 
anyone  unless  he  deserves  it  by  his  answers,  and  then  that's  someone 
else's  duty,  not  ours.  So  I  am  asking  you,  and  I  think  the  commit- 
tee will  abide  by  this  order,  that  you  interrogate  this  gentleman  as 
long  as  you  desire. 

Mr.  Morris.  Have  Communist  Party  meetings  been  held  at  Jim 
Freeman's  home,  to  your  knowledge  ? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Have  you  attended  meetings  at  Jim  Freeman's  home  ? 
Communist  Party  meetings? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Have  you  attended  Communist  Party  meetings  at  the 
home  of  Jack  Kimoto  ? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Have  you  attended  Communist  Party  meetings  in  an- 
ticipation of  the  sugar  strike  ? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Have  you  attended  executive  board  meetings  of  the 
Community  Party  at  Ewa  Beach? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Have  you  attended  education  recruiting  meetings  at 
the  home  of  Ealph  Vossbrink? 

Mr.  Ogawa.  Same  answer. 

Mr.  Morris.  Have  you  attended  large  executive  board  meetings  of 
the  Communist  Party  at  the  home  of  Jack  Hall  in  Manoa? 

Mr.  Ogawa.  Same  answer. 

Mr.  ^Iorris.  I  have  no  more  questions  of  this  witness,  Senator. 

Senator  Welker.  Senator  Johnston. 

Senator  Johnstox.  No  questions. 

Senator  Welker.  Senator  Watkins. 

Senator  Watkins.  No  questions. 

Senator  Welker.  Senator  Butler.     Senator  Eastland. 

Mr.  Morris.  Will  you  ask  the  witness  to  stand  by,  in  the  event 
we  may  need  him  again,  Senator? 

Senator  Welker.  Yes.  I  am  not  satisfied  with  the  interrogation  of 
this  witness.     I  think  we  should  go  further  into  it.     So  you  are 


2364       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

ordered  and  directed  to  step  aside,  and  you  will  be  called  back  at  a 
later  date. 

Mr.  Morris.  Mr.  Fujisaki. 

Senator  Welker.  Raise  your  right  hand  and  be  sworn. 

You  solemnly  swear  the  testimony  you  give  before  the  subcommittee 
will  be  the  truth,  the  whole  truth,  and  nothing  but  the  truth,  so  help 
you  God? 

Mr.  Fujisaki.  I  do. 

TESTIMONY  OF  SABURO  PUJISAKI 

Senator  Welker.  Your  name  ? 

Mr.  Fujisaki.  Saburo  Fujisaki. 

Senator  Welker.  And  your  residence,  please.     Sit  down. 

Mr.  Fujisaki.  My  residence  is  6158  Wakini  Place,  Honolulu. 

Senator  Welker.  Wliere  ? 

Mr.  Fujisaki.  Wakini  Place. 

Mr.  Morris.  Will  you  give  your  name  and  address  to  the  reporter  ? 

Senator  Welker.  He  has  given  that.     I  just  asked  him. 

Mr.  Morris.  All  right.  Were  you  born  on  the  island  of  Hawaii  on 
May  10,  1920? 

Mr.  Fujisaki.  Yes ;  I  was. 

Mr.  Morris.  Are  you  now  the  insurance  solicitor  for  the  island  of 
Oahu  for  the  ILWU  and  the  UPW  ? 

Mr.  Fujisaki.  I  w^ant  to  consult  my  attorney. 

(The  witness  consults  with  his  counsel.) 

Mr.  Fujisaki.  I  decline  to  answer  that  question  on  the  basis  of 
the  first  and  fifth  amendments  of  the  United  States  Constitution. 

Senator  Welker.  Same  ruling  as  given  by  the  Chair  to  the  fore- 
going witnesses. 

Mr.  Morris.  Are  you  a  Communist,  Mr.  Fujisaki  ? 

Mr.  Fujisaki.  Before  you  go  on,  I  would  like  to  request  that  I 
wouldn't  like  to  be  televised. 

Senator  Welker.  Now,  just  a  moment.  You  are  not  to  address 
this  committee  until  you're  asked  a  question. 

Now,  proceed. 

Mr.  MoREis.  Are  you  presently  a  Communist,  Mr.  Fujisaki? 

Mr.  Fujisaki.  Same  answer. 

Mr.  Morris.  Have  you  been  the  director  of  the  ILAYU  defense 
fund? 

Mr.  Fujisaki.  Same  answer. 

Mr.  Morris.  Have  you  been  a  courier  for  the  Commmiist  Party  be- 
tween San  Francisco  and  Hawaii  ? 

Mr.  Fujisaki.  Same  answer. 

Mr.  Morris.  Have  Communist  Party  meetings  been  held  in  your 
home  ? 

Mr,  Fujisaki.  Same  answer. 

Mr.  Morris.  Senator,  I  have  no  more  questions  of  this  wdtness. 

Senator  Welker.  What  do  you  do  to  make  a  living  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Fujisaki.  Same  answer. 

Senator  Welker.  You  think  it  might  tend  to  incriminate  you  if 
you  told  the  connnittee  that  you  mowed  lawns  or  practiced  law,  or 
anything  like  that? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2365 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  As  a  matter  of  fact,  you  received  a  little  mimeo- 
graphed sheet,  did  you  not,  tellino-  you  exactly  what  you  were  going 
to  say  and  do  when  you  appeared  before  this  committee? 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  Do  you  know  of  that  sheet's  existence  ? 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  Would  you  say  it  didn't  exist  ? 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  Now  will  you  tell  me  that  you  have  one  in  your 
possession  ? 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  If  such  a  sheet  existed,  do  you  know  who  pre- 
pared it  ? 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  Did  you  talk  to  anybody  prior  to  coming  to  this 
hearing  room,  with  respect  to  your  testimony  'i 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  Certainly,  you  discussed  this  matter  with  your 
able  comisel. 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  You  deny  to  this  committee  whether  or  not  you 
discussed  your  testimony  with  your  counsel  ?     Is  that  correct  ^ 

Mr.  FujiSAKi.  Same  answer.  On  the  grounds  of  the  tirst  and  fifth 
amendments. 

Senator  Welker.  On  the  grounds  of  the  1st,  5th,  and  60th  amend- 
ment, I  am  asking  you  whether  or  not  did  you  confer  with  your 
counsel,  which  is  the  right  of  any  person  under  the  Constitution,  and 
certainly  the  duty  of  you  to  talk  with  them.  Did  you  confer  with 
counsel  prior  to  coming  to  this  hearing  ? 

JVIr.  FuJiSAKi.  I  should  not  like  to  be  a  part  of  this  circus,  so  I  de- 
cline to  answer  the  question. 

Senator  Welker.  Sir?  I  don't  desire  to  argue  with  you.  But 
answer  that  question.    Will  you  ? 

Mr.  FujisAKi.  I  have  already  given  my  answer. 

Senator  Welker.  And  did  3'ou  sa}'  something  about  a  circus  ? 

Mr.  FujisAKi.  The  record  shows. 

Senator  Welker.  Oli,  the  record  shows  that  it  is  a  circus?  But  I 
think  there  are  thousands  and  thousands  of  people  on  this  island  will 
know  who  is  putting  on  the  circus.  And  it  is  certamly  not  this  com- 
mittee. 

Now,  since  it  is  a  circus  in  your  opinion,  will  you  tell  me  this?  Are 
you  now  or  have  you  ever  been  a  member  of  the  Commmiist  Party  ? 

IVIr.  FujisAKi.  I  refuse  to  answer  on  the  same  ground. 

Senator  Welker,  Have  you  ever  been  olf  the  mainland  or  over  on 
the  mainland  and  out  of  the  islands? 

Mr.  FujiSAKi.  Same  answer. 

Senator  Welker.  Have  you  ever  carried  secret  Communist  docu- 
ments and  material  from  the  mainland  to  the  islands  or  from  the 
islands  to  the  mainland  ? 

Mr.  FujisAKi.  Same  answer. 


2366       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    lOSriTED    STATES 

Senator  Welker.  Did  you  ever  carry  oral  instructions  or  informa- 
tion from  the  islands  to  the  mainland  or  from  the  mainland  to  the 
islands? 

Mr.  FujisAKi.  Same  answer. 

Senator  Welker.  Do  you  know  Harvey  Matusow? 

Mr.  FujiSAKi.  No ;  I  don't. 

Senator  Welker.  Have  you  ever  read  his  book  The  False  Witness  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  FuJisAKi.  No ;  I  did  not. 

Senator  Welker.  Very  well.    Any  further  questions  of  the  witness  ? 

Mr.  Morris.  No,  Senator ;  I  have  no  questions. 

Senator  Johnson.  Let's  think  about  some  other  things  for  a  minute. 
You  like  apples,  don't  you  ?    Do  you  like  to  eat  apples  ? 

Mr.  FujisAKi.  No ;  I  don't. 

Senator  Johnson.  Don't  like  to  eat  apples.  Do  you — ^you  know 
what  an  apple  is,  don't  you? 

Mr.  FuJisAKi.  Yes. 

Senator  Johnson.  What  would  you  do  if  you  had  a  barrel  of  apples 
and  you  knew  that  there  were  about  6  or  8  in  the  whole  barrel  rotten. 
What  would  you  do  with  those  rotten  apples  ? 

Mr.  FujiSAKi.  Throw  them  away. 

Senator  Johnston.  Throw  them  away.  Don't  you  think  the  best 
thing  the  ILWU  could  probably  do  would  be  to  throw  some  of  the 
rotten  apples  out  of  the  union  and  clear  it  up  and  then  go  ahead? 

Mr.  FujiSAKi.  Same  answer. 

Senator  Johnston.  Same  answer. 

Mr.  Morris.  May  I  be  excused,  Mr.  Chairman,  because  Senator 
Eastland  and  I  have  a  luncheon  engagement  which  is  quite  important 
to  the  businses  of  the  committee. 

Senator  Welker.  Do  you  have  some  more  witnesses  we  can  get 
through  with  quickly? 

Mr.  Morris.  No  ;  there  are  no  more  witnesses  set  for  this  morning, 
Senator.    We  have  witnesses  for  this  afternoon,  for  the  3  :30  session. 

Senator  Welker.  Very  well.  The  witness  is  excused.  You  will 
stand  by  under  the  rule  heretofore  given,  and  the  committee  will  start 
its  hearings  again  at  3 :30  this  afternoon. 

(Whereupon,  at  12 :05  p.  m.,  the  subcommittee  recessed  until  3 :30 
p.  m.) 

afternoon  session 

The  subcommittee  met,  pursuant  to  recess,  at  3:30  p.  m.,  in  the 
senate  chamber,  lolani  Palace,  Senator  John  Marshall  Butler  pre- 
siding. 

Present :  Senator  Eastland,  chairman.  Senators  Watkins,  Johnston, 
Welker,  and  Butler. 

Also  present:  Kobert  Morris,  chief  counsel;  Benjamin  Manclel,  re- 
search clirector. 

Senator  Butler.  The  subcommittee  will  come  to  order. 

Mr.  Morris.  Senators,  the  first  witness  this  afternoon  is  Mr.  Ronald 
Jamieson. 

Senator  Butler.  Mr.  Jamieson. 

Mr.  Morris.  Mr.  Jamieson,  will  you  come  forward  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2367 

Senator  Butler.  Hold  up  your  riglit  hand.  In  tlie  ]n-esence  of 
Almighty  God,  do  you  solemnlj^  promise  and  declare  that  the  evidence 
you  give  this  subconunittee  will  be  the  trutli,  the  whole  truth,  and 
nothing  but  the  truth? 

Mr.  Jamieson.  I  do. 

Senator  Butler.  The  witness  is  sworn. 

TESTIMONY  OF  EOLAND  B.  JAMIESON 

Mr.  Morris.  Mr.  Jamieson,  will  you  give  your  full  name  and  ad- 
dress to  the  reporter,  please  ? 

Mr.  Jamieson.  My  name  is  Ronald  B.  Jamieson,  1908  Ualakaa 
Street,  Honolulu,  T.  H. 

Mr.  Morris.  Will  you  be  seated,  Mr.  Jamieson,  please  ? 

Mr.  Jamieson,  you  are  an  attorney  here  in  Honolulu,  are  you  not? 

Mr.  Jamieson.  That  is  correct. 

Mr.  Morris,  Were  you  born  here  on  the  island? 

Mr.  Jamieson.  I  was  born  here,  in  Honolulu. 

Mr.  Morris.  Will  you  tell  us  about  your  schooling  ? 

Mr.  Jamieson.  I  went  to  Punahou  School,  to  Harvard  College, 
Harvard  Law  School ;  I  graduated  from  all  three. 

Mr.  Morris.  In  what  year  did  you  obtain  your  law  degree  ? 

Mr.  Jamieson.  I  obtained  the  law  degree  in  1939. 

Mr.  Morris.  You  practice — you  are  admitted  to  the  bar  here  in 
Oahu? 

Mr.  Jamieson.  I  was  admitted  to  the  bar  here  in  Honolulu  in  1939. 

Mr.  Morris.  And  you  have  been  practicing  here  in  Honolulu  since 
that  time  ? 

Mr.  Jamieson.  Yes ;  I  have  been  a  practicing  attorney  in  Honolulu 
since  that  time,  except  for  trips  to  the  mainland. 

Mr.  Morris.  Now,  you  have  been  a  circuit  court  judge  here  on  the 
island  ? 

Mr.  Jamieson.  Yes ;  that  is  correct. 

Mr.  Morris.  You  have  been  also  assistant  attorney  general? 

Mr.  Jamieson.  A  deputy  attorney  general. 

Mr.  Morris.  A  deputy  attorney  general.  Will  you  tell  us  when  you 
served  in  that  capacity  ? 

Mr.  Jamieson.  I  was  a  deputy  attorney  general  from  1944  to  1947. 

Mr.  Morris.  And  when  did  you  act  as  a  circuit  court  judge? 

Mr.  Jamieson.  I  was  a  circuit  court  judge  from  1952  to  1953. 

Mr.  Morris.  Now,  you  were  also  conciliator  in  one  of  the  pineapple 
strikes,  were  you  not  ? 

Mr.  Jamieson.  Yes.  I  was  the  conciliator  appointed  by  Governor 
Stainback  and  then  continued  by  Governor  Long  when  he  became 
governor,  in  the  1951  Lanai  Island  pineapple  strike  from  March  1 
to  July  20. 

Mr.  Morris.  Did  you  while  acting  in  that  capacity  encounter  Jack 
Hall  and  the  other  officials  of  the  ILWU  ? 

Mr.  Jamieson.  Yes,  I  did ;  I  had  a  gi-eat  many  meetings  and  con- 
versations with  Jack  Hall,  and  I  had  some  conversations  with  other 
ILWU  personnel. 

Mr.  Morris.  Particularly  Louis  Forest  Goldblatt,  is  it  not  ? 

Mr.  Jamieson.  Yes.    I  had  a  conversation  with  Louis  Goldblatt. 


2368       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  Now,  before  going  on. 

Senators,  we  had  prepared  a  siibpena  when  the  announcement  was 
made  that  some  of  the  top  officials  of  the  ILWU  nationally  were  going 
to  be  in  the  islands,  we  had  prepared  a  subpena  for  Mr.  Goldblatt  and 
we  were  hoping  that  he  would  be  here.  However,  inasmuch  as  he  is  not 
here,  we  haven't  served  that  subpena.  Now,  we  didn't  want  to  call  him 
as  a  witness  except  with  respect  to  the  testimony  of  Mr.  Jamieson  here 
today. 

Now,  I  wonder  if  you  would,  Mr.  Jamieson,  relate  to  us  from  the 
very  beginning  and  as  succinctly  as  possible,  your  experience  with  the 
gentleman  we  have  been  talking  about. 

Mr.  Jamieson.  With  Mr.  Goldblatt? 

Mr.  Morris.  No.    Hall,  Goldblatt,  and  the  other  top  officials  of  the 

ILWU. 

Mr.  Jamieson.  Yes ;  I  would  be 

Mr.  Morris.  As  succinctly  as  you  can,  but  yet  give  us  all  the  facts. 

Mr.  Jamieson.  I  would  be  glad  to  do  that. 

Mr.  Morris.  I  notice,  Mr.  Jamieson,  you  have  notes  there.  Are 
they  contemporaneous  notes  that  you  took  at  the  time  of  these  en- 
counters ? 

Mr.  Jamieson.  I  have  some  contemporaneous  notes  of  a  conversation 
I  had  with  Louis  Goldblatt  on  the  morning  of  July  5,  1951.  I  made 
these  notes  very  soon  after,  either  the  afternoon  of  the  same  day  or 
else  the  next  day. 

Mr.  Morris.  All  right.  And  both  of  the  episodes  that  you  are 
going  to  relate  to  us  took  place  within  a  relatively  short  period  of 
time  ? 

Mr.  Jamieson.  The  other — there  was  another  episode  with  Jack 
Hall,  which  took  place  on  May  26, 1951. 

Mr.  Morris.  Will  you  tell  us  about  both  of  those  episodes  ? 

Mr.  Jamieson.  The  Jack  Hall  episode.  On  May  26,  1951,  the  rep- 
resentatives of  the  ILWU  and  the  Hawaiian  Pineapple  Co.  signed  a 
tentative  agreement  for  settling  of  the  Lanai  Island  pineapple  strike. 
This  agreement  was  subject  to  ratification  by  the  union  rank  and  file 
and  also  by  the  board  of  directors  of  the  Hawiian  Pineapple  Co. 

In  the  morning  on  May  26,  after  that  agreement  had  been  signed, 
Jack  Hall  suggested  going  down  to  the  Young  Hotel  bar  and  having 
a  few  drinks  to  celebrate  the  occasion.  Somewhat  reluctantly  I  went 
down.  Mr.  E.  C.  Einehart,  of  the  Employers  Council,  came  with  us. 
I  might  say  that  Mr.  Hall's  suggestion  was  directed  to  all  of  us.  And 
also  Mr.  C.  C.  Cadagan,  the  vice  president  of  Hawaiian  Pineapple 
Co.  He  was  the  main  HaAvaiian  Pineapple  Co.  man  whom  I  had  been 
dealing  with.  He  came  also.  The  four  of  us  went  down  to  the  bar 
and  had  some  drinks.  Mr.  Hall  had  quite  a  few  drinks  and  became 
considerably  under  the  influence  of  liquor.  There  had  been  a  lot  of 
conversation  at  the  table.  After  Mr.  Hall  had  had  quite  a  number  of 
drinks,  he  started  talking  very  freely,  as  if  to  tell  us  things  that  would 
interest  us,  that  we  would  not  know  otherwise. 

One  of  the  things  he  said  was  that  he  knew  that  three-quarters  of 
the  39  reluctant  witnesses  before  the  1950  committee  from  the  House  of 
Representatives  of  the  United  States  Congress  were  members  of  the 
Communist  Party.  Now  the  language  he  used  did  not  indicate  that 
they  were  necessarily  members  at  the  time  when  they  were  called 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2369 

before  the  committee,  but  he  did  indicate  very  clearly  that  he  knew 
that  three-quarters  of  the  39  witnesses  had  been  members. 

Now,  I  have  one  qualification  to  make  to  my  testimony  in  reference 
to  that  statement.  It  may  be  that  the  fraction  that  Mr.  Hall  used  was 
two-thirds.  I  think  by  a  bare  probability  that  it  was  probably  three- 
quarters,  but  it  might  conceivably  be  two-thirds. 

Mr.  Morris.  As  he  gave  it  to  you  in  the  context,  that  at  least  he 
knew  it  was  that  amount,  he  knew  about  that  amount ;  he  knew  nothing 
about  the  other  portion ;  is  that  it  ? 

Mr.  Jamieson.  Well,  he  was  telling  us  about  the  portion  represented 
by  that  fraction,  and  he  knew  that  they  were  or  had  been  members 
of  the  Communist  Party.  I  might  add  that  sometime  soon  after  May 
26,  I  gave  a  statement  to  the  Federal  Bureau  of  Investigation,  when 
my  mind  was  still  fresh,  of  this  statement  by  Hall  and  gave  the  Federal 
Bureau  of  Investigation  the  actual  fraction  which  Hall  used  when  he 
spoke. 

Hall  also  made  another  statement,  which  was  of  interest.  He  said 
that  Tom  Tagawa 

Mr.  Morris  .  Will  you  spell  that,  please  ? 

Mr.  Jamieson.  T-o-m  T-a-g-a-w-a.  Hall  said  that  he  himself  knew 
that  when  Tom  Tagawa  testified  before  the  1950  committee  of  the 
House  of  Eepresentatives,  that  Tagawa  had  perjured  himself  when 
he  said  that  he  had  not  been  a  member  of  the  Communist  Party. 

I  also  reported  that  statement  to  the  Federal  Bureau  of  Investiga- 
tion, when  my  mind — when  it  w^as  fresh  in  my  mind. 

The  conversation  with  Louis  Goldblatt  was  in  the  presence  of  Jack 
Hall,  the  regional  director  of  the  ILWU,  Tarahasa  Oshiro,  an  ILWU 
official,  and  Takeo  Furawiki,  an  ILWU  official.  I  had  met  Oshiro 
and  Furawiki  a  number  of  times,  but  they  were  a  good  deal  less 
important  than  Hall,  and  I  didn't  have  much  to  do  with  them.  I 
had  never  met  Goldblatt  before. 

Mr.  Morris.  This,  too,  was  in  the  capacity — the  statements  were 
made  to  you  in  your  capacity  as  conciliator  between  the  company  and 
the  union  ? 

Mr.  Jamiesoint.  Yes ;  that  is  correct. 

Senator  Butler.  And  at  the  same  time  ? 

Mr.  Jajiieson.  No.  These  statements  of  Louis  Goldblatt  and  Hall, 
which  I  am  going  to  tell  of  in  a  moment,  were  made  on  July  5,  1951. 
In  other  words,  over  a  month  later.  This  was  at  ILWU  headquarters 
in  the  morning,  and  I  was  introduced  to  Goldblatt,  whom  I  had  not 
met  before,  and  the  five  of  us  talked  together.  I  don't  know  exactly 
what — for  sure — what  caused  Goldblatt  to  make  the  statement  he  did, 
but  I  am  fairly  sure  I  had  made  some  remark  in  this  sense,  that  it  would 
be  desirable  for  the  striking  employees  and  also  for  their  company 
to  settle  this  strike  on  some  kind  of  a  reasonable  basis  and  start  work 
again  and  save  the  crop,  and  that  everybody  would  be  better  off  in  the 
end. 

Apparently  that  was  not  to  Mr.  Goldblatt's  taste,  so  Goldblatt  said 
that  the  company  had  a  right  to  throw  away  its  crop  if  it  wants  to,  that 
the  company's  mistake  was  not  sliooting  five  employees,  to  keep  the 
employees  in  line,  the  way  they  do  in  Malaya. 

And  on  my  written  statement  I  have  "et  cetera,"  indicating  that 
there  were  several  other  remarks  in  that  sense,  made  by  Goldblatt. 


2370       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Then  Goldblatt  went  on:  "That  the  strike  was  based  on  hatred 
against  the  company."  In  other  words,  hatred  of  the  strikers  for  the 
company  and  a  desire  on  the  part  of  the  strikers  to  reduce  Lanai  to 
volcanic  ash. 

Mr.  Morris.  To  reduce 

Mr.  Jamieson.  To  reduce  Lanai  to  volcanic  ash.  In  other  words, 
that  was  what  the  union  and  the  strikers  wanted  to  do  to  Lanai. 

That  the  strike  is  a  strike  without  an  issue  and  is  based  on  hatred  for  the 
company  and  a  desire  to  destroy  it.  That  Henry  White  ought  to  go  out  and 
pick  the  pineapples,  and  the  union  members  would  pay  $10  apiece  to  watch  him. 

Henry  White  was  the  president  of  the  Hawaiian  Pineapple  Co. 

Goldblatt  and  Hall  both  said  "that  if  the  company  offered  the  tenta- 
tive agreement,"  and  that  was  the  agreement  that  had  been  negotiated 
on  May  26,  1951,  and  rejected  a  few  days  later  by  the  union  after 
a  purported  vote  of  the  rank  and  file.  Goldblatt  and  Hall  said  "that 
if  the  company  offered  the  tentative  agreement,  plus  union  shop  and 
the  12  cents,"  in  other  words,  the  12  cents  an  hour  pay  increase — 

The  strike  would  still  not  be  settled ;  that  the  union  would  invent  other  issues 
to  keep  the  strike  going.  Goldblatt  said  that  the  strike  was  what  the  company 
was  getting  for  abandoning  industrywide  bai'gaiuing ;  that  under  industrywide 
bargaining  the  union  told  the  units  they  had  to  go  along  with  the  overall  agree- 
ment ;  that  with  company  or  unit  bargaining  the  union  told  each  unit  it  could  do 
what  it  liked. 

Then  either  Goldblatt  or  Hall  or  botli  of  them  repeated  that  cliche, 
that  the  company  is  out  to  bust  the  union.  I  mean  that  is  one  of  the 
theme  songs  of  the  ILWU,  and  I  heard  that  a  good  manj^  times.  So 
I  called  them  on  it  and  told  them  that  they  knew  that  that  statement 
was  absolutely  untrue,  that  the  company  in  fact  was  in  no  position  to 
break  the  union,  even  if  it  wanted  to,  and  Goldblatt  and  Hall  admitted 
that  that  was  a  fact,  that  the  company  was  not  in  a  position  to  break 
the  union. 

Goldblatt  said  that  one-half  of  the  strike  committee,  that  was  the 
strike  committee  having  the  immediate  supervision  of  the  Lanai  strike, 
Goldblatt  said  that  half  of  the  strike  committe  had  learned  guerrilla 
warfare  with  the  Huks. 

Hall  said  that  the  strike  was  going  to  continue  until  Cadagan  got 
fired.     That  means  fired  by  Hawaiian  Pineapple  Co. 

Goldblatt  emphasized  that  the  strike  was  going  to  go  on  to  destroy 
the  company  on  Lanai. 

Hall  and  Goldblatt  talked  about  there  being  nothing  left  on  Lanai 
after  the  strike. 

Mr.  Morris,  Now,  what  was  that  ?  I  don't  quite  understand.  "VMiat 
was  that  reference  to  the  strikers  being  trained?  May  I  ask  you 
about  that  again  i 

Mr.  Jamieson.  Goldblatt — in  the  course  of  this  conversation — it  is 
not  in  my  notes,  but  it  is  very  vivid  in  my  memory — in  the  course  of 
this  conversation,  Goldblatt  turned  to  me  and  made  a  remark  which 
he  must  have  made  because  he  saw  the  puzzled  expression  on  my  face. 
Goldblatt  said,  "You  know  the  man  with  the  gray  beard,  don't  you?" 

And  I  said,  "You  mean  Karl  Marx?" 

And  he  said,  "Yes." 

And  what  he  meant  by  the  Huks  was  the  Communist  army  in  the 
Philippines,  which  was  active  during  World  War  II  and  then  after 
the  war  made  war  on  the  Philippine  Government.     And  Goldblatt 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2371 

said  that  half  of  the  strike  committee  had  learned  guerrilla  warfare 
with  the  Hiiks.  And  he  suggested  that  if  necessary  the  strikers  would 
be  able  to,  you  might  say,  take  care  of  themselves  on  Lanai  in  that 
way.  In  other  words,  if  there  was  violence,  they  had  some  knowledge 
as  to  how  to  carry  it  on. 

Mr.  Morris.  Senators,  that  is  the  testimony  that  we  have  taken 
from  j\Ir.  Jamieson  here  in  executive  session. 

Not  only  are  you  testifying  under  oath  but  you  have  before  you, 
and  this  you  swear,  your  contemporaneous  notes  made  at  the  time. 
Is  that  right  ? 

Mr.  Jamieson.  Yes.  These  notes  were  made  either  the  day  the  con- 
versation took  place  or  the  next  day.  I  am  not  really  quite  finished 
with  my  notes,  if  you  would  like  to  have  the  rest. 

Senator  Johnston.  Yes ;  we  would. 

Mr.  Jamieson.  Goldblatt  emphasized  that  the  strike  was  going  to  go 
on  to  destroy  the  company  on  Lanai.  Hall  and  Goldblatt  talked  about 
there  being  nothing  left  on  Lanai  after  the  strike.  They  talked  about 
the  crop  being  already  lost.  Goldblatt  and  Hall  said  that  there  would 
be  other  Lanais.  Goldblatt  said  that  in  30  or  40  days  the  employers 
would  not  be  able  to  speak  to  their  employees.  A^Hiat  he  meant  was — 
what  he  made  clear  was  that  the  hatred  in  another  30  or  40  days  would 
be  so  great  against  the  company  that  the  company's  supervisory  em- 
ployees would  not  be  able  to  talk  to  the  strikers. 

I  reported  this  conversation  to  Governor  Long  and  also  to  the 
Federal  Bureau  of  Investigation. 

Senator  Butler.  Is  there  anvthing  further? 

Mr.  Jamieson.  I  might  go  back  a  little  bit.  When  I  got  into  this 
strike  I  was  quite  conscious  that  the  Korean  war  was  going  on ;  that 
the  ILWU  is,  and  was  then,  a  Communist-dominated  union ;  that  the 
union's  policy  is  synchronized  with  the  foreign  policy  of  the  Soviet 
Union  and  is  guided  by  directives  which  come  one  way  or  another 
from  the  Communist  Party.  I  knew  also  that  the  union  had  settled 
with  Hawaiian  Pineapple  Co.,  as  far  as  the  Wahiawa  unit  of  the 
com])any  was  concerned,  on  the  same  basis  on  which  the  company  was 
willing  to  settle  with  the  Lanai  unit.  I  also  knew  that  it  was  desirable 
from  the  point  of  view  of  the  Communists  to  have  a  sort  of  pilot 
light  strike  going  in  case  a  general  war  broke  out  in  the  Orient.  I 
felt  like  tliey  might  lilce  to  pull  a  general  strike  in  the  Hawaiian  Islands 
to  do  tlie  best  they  could  to  make  it  difficult  for  the  United  States  to 
fight  the  war,  or  they  might  like  to  pull  a  big  strike  and  have  the 
strike  end  unsuccessfully  in  order  to  destroy  the  union  in  case  the 
Communist  leaders  of  the  union  were  interned.  I  was  quite  sure  that, 
rather  tlian  have  the  union  to  fall  into  non-Communist  liands,  the 
union  leaders — tlie  Communist  union  leaders— would  prefer  that  the 
union  be  destroyed  as  much  as  possible. 

Mr.  Morris.  Now,  ]\Ir.  Jamieson,  this  all  you  tell  us  is  something 
more  than  very  militant  trade-unionism  ? 

Mr.  Jamieson.  Oh,  yes.  I  think  it  is  a  lot  more  than  militant  trade 
unionism,  ancl  I  say  that,  insofar  as  the  ILWU  has  functioned  as  a 
trade  union,  its  trade-union  functions  have  been  subsidiary  to  and 
incidental  to  its  function  as  an  instrumentality  of  the  Communist 
Party. 

By  saying  that  I  wouldn't  want  to  minimize  the  fact  that  the  union 
has  got  substantial  gains  for  the  employees  on  a  trade-union  basis. 


2372       SCOPE    OF    SOVIET    ACTIVITY    IX    THE    UNITED    STATES 

but  1  don't  think  that  those  ^^ains  were  obtained  for  the  members. 
They  were  obtained  as  a  tactical  and  as  a  strategic  move  for  the 
Communist  Party. 

I  don't  want  to  drag  out  my  reasons  too  long,  but  as  a  result  of  this 
sort  of  tliinking,  and  after  a  good  deal  of  thought,  particularly  because 
my  role  in  this  tiling  was  as  a  conciliator,  but,  any  wa}',  some  time  along 
the  course  of  mj^  work,  I  think  probably  in  the  latter  part  of  April 
or  the  early  part  of  May,  I  decided  to  get  in  touch  with  the  United 
States  attorney's  office  and  the  Federal  Bureau  of  Investigation,  and 
recommended  to  them  that  they  make  an  investigation  with  a  view 
of  having  a  Smith  Act  prosecution  against  the  people  who  were  behind 
this  strike.  I  explained  to  them  my  reasons.  Of  course,  I  didn't  have 
the  evidence  for  a  Smith  Act  prosecution  myself,  but  I  felt  absolutely 
sure  that  the  Communist  Party  was  running  this  strike,  and  it  was 
running  the  strike  not  for  trade-union  purposes  but  for  the  purposes 
of  the  })ower  of  the  party  against  tlie  United  States. 

Mr.  Morris.  Now,  that  last  thing  you  said,  JNIr.  Jamieson,  is  your 
personal  opinion  and  conclusion,  based  on  the  evidence  that  you  cited 
previously  ? 

Mr.  Jamieson.  Yes;  that's  true.  It  is  not,  however,  a  rashly  drawn 
conclusion.    I  mean  I've  thought  it  over. 

Mr.  Morris.  You  have  already  given  us  the  evidence  which  forms 
the  basis  of  your  conclusion  ? 

Mr.  Jamiesox.  Yes.    That's  right. 

Senator  Butler.  Over  what  period  of  time  did  you  deal  with 
thelLWU? 

Mr.  Jamieson.  I  started  dealing  with  the  IL^^HJ  on  March  1,  as 
soon  as  I  was  appointed,  and  I  think  I  had  my  last  conversation  with 
an  IL"\'\n;T  official  on  July  20,  when  I  liad  a  telephone  talk  with  Louis 
Goldblatt. 

Senator  Butijcr.  And  at  the  end  of  that  period  you  were  convinced 
that  it  was  a  completely  Communist-dominated  union  and  any  labor 
or  employee  activity  was  merely  coincidental  ? 

Mr.  Jamieson.  Oh,  yes;  that's  true.  I  was  absolutely  sure  that  the 
union  Avas  carried  on  for  the  greater  power  of  the  Communist  Party. 

Mr.  Morris.  Senators,  that  is  all. 

Senator  Buti.er.  Senator  Watkins,  any  questions? 

Senator  Watkins.  I  have  no  questions. 

Senator  Bi'ti^er.  Senator  Jolmston. 

Senator  Johnston.  No  questions. 

Senator  Butler.  Senator  Welker, 

Senator  Welker.  No  questions. 

Senator  Bittler.  Thank  you,  Mr.  Jamieson. 

Mr.  Morris.  Thank  you,  Mr.  Jamieson,  for  coming  forward  and 
testifying. 

(The  M'itness  was  excused.) 

Mr.  Morris.  Heniy  Benjamin  Epstein. 

Senator  Butler.  Mr.  Epstein,  will  you  hold  up  your  right  hand? 
Do  you  in  the  presence  of  Almighty  God  solemnly  promise  and  declare 
that  such  evidence  as  you  give  this  subcommittee  will  be  the  truth,  the 
whole  truth,  and  nothing  but  the  truth  ? 

Mr.  Epstein.  I  do. 

Senator  Butler.  The  witness  is  sworn. 


I 

I 


II 


ftCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2373 

TESTIMONY  OF  HENRY  BENJAMIN  EPSTEIN 

Mr.  Symoxds.  Mr.  Chairman,  may  the  record  show  that  Mvs.  Bous- 
]og  and  Mr.  Symonds  are  representing  this  ^Yitness? 

Senator  Butler.  The  record  will  so  show. 

Mr.  Epstein.  ]\Iay  I  make  the  same  reqnest  with  regard  to  tele- 
vision, please? 

Senator  Butler.  Yes.     There  will  be  no  televising  of  this  witness. 

Mr.  Morris.  Wliat  is  your  name? 

Mr.  Epstein.  TTenry  B.  Epstein. 

Mr.  Morris.  Where  do  yon  reside  ? 

Mr.  Epstein.  5204  Ani  Street. 

Mr.  Morris.  Were  you  born  in  NeAv  York  City  in  1923  ? 

Mr.  Epstein.  I  was. 

Mr.  Morris.  Will  you  tell  us  what  schools,  elementary  schools,  you 
attended  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  T  attended  Pu])lic  School  40  in  New  York,  Stitch 
Junior  High  School,  and  the  High  School  of  Music  and  Art. 

Mr.  Morris.  Did  you  attend  college  in  New  York? 

Mr.  Epstein.  No;  I  did  not. 

Mr.  Morris.  Did  you  attend  college  at  any  time? 

Mr.  Epstein.  No  ;  I  did  not. 

Mr.  Morris.  W^ill  you  tell  us  what  employment  you  had  prior  to 
coming  to  Hawaii  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  an",  going  to  refuse  to  answer  that  question  on  the 
grounds  of  the  first  and  iifth  amendments. 

Senator  Butler.  Tlie  committee  does  not  recognize  any  right  that 
you  would  ha^'e  under  the  first  amendment,  but  we  will  accept  the 
fifth  amendment. 

Mr.  Morris.  Did  you  come  to  Hawaii  in  1947  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  did,  sir. 

Mr.  Morris.  Are  you  now  the  full-time  director  of  United  Public 
Workers  ? 

Mr,  Epstein.  I  am  going  to  refuse  to  answer  that  question  on  the 
same  constitutional  grounds. 

Mr.  Morris.  That  is,  claim  of  privilege  u.nder  the  fifth  amendment  ? 

Mr.  Epstein.  T  am  claiming  under  the  first  and  fifth,  sir. 

Senator  Butler.  The  same  remarks,  we  will  not  recognize  any  right 
3'ou  may  have  under  the  first  amendment.  If  you  want  to  claim  the 
privilege  of  the  fifth  amendment,  on  the  basis  that  any  testimony  you 
may  give  in  that  regard  w-ould  tend  to  incriminate  you  or  make  you  tes- 
tify against  yourself,  we  will  accept. 

Mr.  Morris.  Mr.  Chairman,  in  view  of  the  witness'  refusal  to  tell 
the  committee  whether  or  not  he  is  the  director  of  the  United  Public 
Workers,  I  ask  if  we  may  call  upon  Mr.  Mandel  to  give  us  the  best 
evidence  that  we  have  on  that  fact. 

Senator  Butler.  It  will  be  so  ordered. 

Mr.  Mandel.  The  Directory  of  Labor  Organizations  of  the  Terri- 
tory of  Hawaii,  No.  30,  revised  September  1956,  page  22,  lists  under 
United  Public  Workers,  Territorial  officers,  Henry  B.  Epstein,  direc- 
tor. 


2374       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  Mr.  Chairman. 

Senator  Butler.  Yes,  Senator  Welker. 

Senator  Welker.  May  I  ask,  by  reason  of  the  testimony  from  Mr. 
Mandel,  that  the  witness  be  ordered  and  directed  to  answer  the  ques- 
tion propounded  to  him? 

Senator  Butler.  Well,  the  Chair  will — as  I  understand  the  situa- 
tion, the  witness  was  asked  a  question  as  to  whether  or  not  he  is  now 
the  full-time  director  of  the  United  Public  Workers,  and  he  claimed 
the  immunity  under  the  fifth  amendment. 

Senator  Welker.  That's  right. 

Senator  Buti.er.  It  seems  to  the  Chair  that  he  has  the  right  to  do 
that  if  he  so  desires. 

Senator  Welker.  May  I  repeat  my  request,  as  a  member  of  this 
committee,  that  he  be  ordered  and  directed  to  answer  the  question  ? 

Senator  Butler.  I  will  so  direct,  if  you  like  it.  I  direct  you,  Mr. 
Witness,  to  answer  the  question. 

Mr.  Epstein.  The  answer  will  be  the  same,  Mr.  Chairman. 

Senator  Butler.  And  what  is  that? 

Mr.  Epstein.  That  I  decline  to  answer  on  the  grounds  of  the  first 
amendment  and  fifth  amendment. 

Mr.  Morris.  Prior  to  coming  to  Honolulu,  were  you  a  member  of 
the  Young  Communist  League? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  am  going  to  refuse  to  answer  that  question  on  the 
same  grounds. 

Mr.  Morris.  Have  you  been  a  member  of  the  joint  Federal  workers 
branch  of  the  Communist  Party  in  Chicago? 

Mr.  Epstein.  I  am  going  to  refuse  to  answer  that  question  on  the 
first  and  fifth  amendments. 

Mr.  Morris.  Was  your  announced  purpose,  in  coming  to  Hawaii, 
to  organize  public  employees  into  Local  646  of  the  United  Public 
Workers  of  America  ? 

Mr.  Epstein.  I  am  going  to  refuse  to  answer  that  question  on  the 
same  grounds. 

jNIr.  Morris.  When  you  came  to  the  Hawaii  Islands,  did  you  become 
a  member  of  the  Communist  Party  here  ? 

Mr.  Epstein.  I  am  going  to  refuse  to  answei'  tliat  question  on  the 
same  grounds. 

Mr.  Morris.  Have  you  tried — specifically,  in  1947,  did  yon  make 
an  effort  to  infiltrate  the  Hawaiian  police  force  with  Communists? 

Mr.  Epstein.  I  am  going  to  refuse  to  answer  that  question  on  the 
grounds  of  the  first  and  fifth  amendments. 

Senator  Butler.  I  notice  you  say,  "I'm  going  to" ;  now,  do  you  ? 

Mr.  Epsitjin.  I  do,  sir. 

Mr.  Morris.  Did  you  make  an  effoi-t  to  organize  the  police  depart- 
ment in  1949— in  1947? 

Mr.  Epstein.  Same  answer. 

Senator  Butler.  When  did  you  come  to  Hawaii  ? 

Mr.  Epstein.  1947,  sir. 

Mr.  Morris.  AVas  an  unannounced  purpose  of  yours  to  recruit  police 
officers  of  Hawaii  into  the  union  shortly  after  your  arrival  ? 

(The  witness  consults  with  his  counsel.) 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2375 

Mr.  Epsteix.  I  will  refuse  to  answer  that  question  for  the  same 
reason. 

Mr.  IMoRRis.  To  your  knowledge,  was  the  United  Public  Workers 
expelled  from  the  CIO  in  1950  ? 

(The  witness  confers  with  his  counsel.) 

Mr.  Epsteix.  My  answer  to  that,  Mr.  Chairman,  will  be  the  same. 
I  refuse  to  answer  on  the  constitutional  grounds  previously  given. 

Mr.  Morris.  Erom  1947  to  date,  has  your  organization,  that  is,  the 
United  Public  Workers,  been  directed  by  a  paid  full-time  staff  of 
identified  Communists  headed  by  yourself'^ 

Mr.  Epsteix.  Again,  I  will  refuse  to  answer  that  question  on  the 
ground  I  stated. 

Mr.  Morris.  Have  you  been  identified  as  a  member  of  the  Young 
Communist  League  ? 

Mr.  Epstein.  The  same  answer,  sir. 

Mr.  Morris.  The  Communist  Party  of  Chicago  ? 

Mr.  Epstein.  Same  answer. 

Mr.  Morris.  Communist  Party  of  Hawaii  ? 

Mr.  Epstein.  Same  answer. 

Mr.  JSIORRis.  In  1947,  did  you  send  Henry  Toyama,  who  was  at  that 
time  a  Communist  Party  member,  to  the  island  of  Hawaii  to  be  an 
organizer  for  the  UPWA  ? 

Mr.  Epstein.  Same  answer,  sir. 

Mr.  Morris.  Did  you  at  that  time  instruct  him  to  report  to  David 
E.  Thompson,  a  leading  member  of  the  Communist  Party  of  Hawaii, 
informing  Toyama  that  he  was  being  transferred  to  a  Communist 
Party  cell  at  Olaa  in  Hawaii  ? 

Mr.  Epstein.  I  am  going  to  refuse  to  answer  that  on  the  same 
grounds. 

Senator  Butler.  Do  you  feel  that  a  truthful  answer  to  any  of  these 
questions  would  tend  to  incriminate  you  and  bring  criminal  action 
upon  you  ? 

Mr.  Epstein.  I  believe  I  understand  my  constitutional  rights,  Mr. 
Chairman.    I  am  using  them  in  good  faith. 

Senator  Welker.  That  isn't  an  answer  to  the  question,  Mr.  Chair- 
man.   I  insist  that  he  answer  it. 

Senator  Butler.  Do  you  feel  as  though  a  truthful  answer  to  the 
questions  which  have  been  propounded  to  you  would  tend  to  incrimi- 
nate you  if  a  criminal  prosecution  was  brought  against  you  ? 

Mr.  Epstein.  I  believe  they  might  tend  to  do  so,  sir ;  yes. 

Mr.  Morris.  In  194.5,  did  the  Communist  Party  in  Hawaii,  for 
security  reasons,  order  transferred  into  a  new  secret  cell  all  Com- 
munist Party  members  who  were  government  employees  or  closely 
connected  with  the  government  or  politics?  Did  the  Communist 
Party  of  Hawaii,  of  which  you  were  a  member  at  that  time,  for 
security  reasons,  order  transferred  into  a  new  secret  cell  all  party 
members  who  were  government  employees  or  closely  connected  with 
governmental  policies  ? 

]SIr.  Epstein.  I  refuse  to  answer  that  question  on  the  grounds  of 
the  first  and  fifth  amendments. 

Mr.  Morris.  Among  these  persons  was — included  among  these 
persons  was  Robert  M.  Kempa  ? 


2376       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Epstein.  I  refuse  to  answer  that  question  on  the  same  con- 
stitutional grounds. 

Mr.  MoRKis.  Do  you  know  that  Eobert  M.  Kempa,  at  that  time,  was 
employed  by  the  board  of  water  supply  of  the  city  and  county  of 
Honolulu  ? 

Mr.  Epstein.  I  refuse  to  answer  that  question,  on  the  same  grounds, 
based  on  the  Bill  of  Rights. 

Mr.  Morris.  Was  included  among  these  persons  Wilfred  M.  Oka 
because  he  was  then  secretary  of  the  Oahu  County  committee  of  the 
Democratic  Party  ? 

Mr.  Epstein.  Again  I  refuse  to  answer  that  question. 

Mr.  Morris.  And  was  yourself  included  because  you  were  soliciting 
government  workers  to  join  the  UPWA  ? 

Mr.  Epstein.  Again  I  refuse  to  answer  on  the  same  constitutional 
grounds. 

Mr.  Morris.  Have  you  been  an  exceptionally  industrious  and  effec- 
tive lobbyist  from — for  the  Communist  viewpoint  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  refuse  to  answer  that  question  on  the  same  ground. 

Senator  Butler.  On  the  ground  that  it  would  incriminate  you  if 
you  gave  a  truthful  answer  to  it  ? 

Mr.  Epstein.  It  might  tend  to  incriminate  me,  sir. 

Mr.  Morris.  Now,  have  you  appeared  before  legislative  bodies  in 
your  capacity  of  director  of  the  United  Public  Workers  ? 

Mr.  Epstein.  I  refuse  to  answer  that  question  on  the  same  ground. 

Mr.  Morris.  Have  you  been  a  leading  opponent  of  Communist  in- 
vestigations in  Hawaii  ? 

Mr.  Epstein.  I  refuse  to  answer  that  question  on  the  same  consti- 
tutional grounds. 

Mr.  Morris.  Have  you  concentrated  your  efforts  on  recruiting  so 
as  to  increase  the  strength  of  your  organization,  which  continues  under 
Communist  domination  and  which  now  has  about  2,000  members? 

Mr.  Epstein.  Once  again,  I  refuse  to  answer  that  question  on  the 
same  constitutional  grounds. 

Mr.  Morris.  Senator  Butler,  the  staff  has  prepared  a  memorandum 
based  on  the  information  and  evidence  that  we  have  received  in  the 
file.  Now  I  have  just  gone  through  this  memorandum  point  by  point 
and  given  Mv.  Epstein  an  opportunity  to  deny  that. 

Senator,  there  is  one  thing  I  didn't  take  up  there,  and  that  was  the 
excerpt  from  the  Territorial  Commission  on  Subversive  Activities, 
and  the  TeiTitorial  commission  at  that  time,  on  March  31,  1954,  held 
that — 

the  Uuiteil  Public  Workers  in  Hawaii  is  controlled  by  the  Communist  Party 
through  the  instruments  of  Henry  Epstein  and  other  paid  employees  of  the 
union — Stephen  Murin,  Max  Roffman,  and  Jeanette  Nakama  Rohrbough. 

Do  you  have  knowledge  that  the  United  Public  Workers  in  Hawaii 
is  controlled  by  the  Communist  Party  ? 

Mr.  Epstein.  Once  again,  I  refuse  to  answer  that  question  on  the 
same  constitutional  grounds. 

Mr.  Morris.  Do  you  know  that  Stephen  Murin  is  an  instrument  of 
the  Communist  Party  in  its  control  of  the  United  Public  Workers? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2377 

Mr.  Epstein.  I  am  going  to  decline  to  answer  that  question  on  the 
same  ground. 

Mr.  Morris.  Same  question  for  Max  Roffman. 

Mr.  Epstein.  Same  answer. 

Mr.  Morris.  Same  question  for  Jeannette  Nakama  Rohrbough. 

Mr.  Epstein.  Same  answer. 

Senator  Butler.  Counsel,  you  may  make  your  offer. 

Mr.  Morris.  I  would  like  to,  Senator,  offer  into  the  record  this 
memorandum.  Now,  what  we  have  done,  the  staff  has  compiled,  not 
all  of  it,  but  a  good  part  of  its  evidence  and  information  into  this  com- 
pilation. "We  don't  like  to  put  this  in  the  record  unless  we  give  the 
witness  on  the  stand  an  opportunity  to  deny  or  affirm.  We  put  it  forth 
as  information  and  evidence  that  we  consider  reliable  and  with  the 
limitation  surrounding  it,  particularly  in  view  of  the  witness'  refusal 
to  testify  I  would  like  it  to  go  into  the  record  at  this  time. 

Senator  Butler.  It  will  be  so  ordered. 

(The  document  referred  to  is  as  follows :) 

Heney  Benjamin  Epstein 

This  witness  was  born  at  New  York  City  in  1923,  came  to  Hawaii  in  1947,  and 
now  resides  at  5204  Ani  Street,  Honolulu.  He  is  the  full-time  director  of  the 
United  Public  Workers,  as  to  which  the  Territorial  Commission  on  Subversive 
Activities  has  found  (report  dated  March  31,  1954)  : 

"(1)  The  United  Public  Workers  in  Hawaii  is  controlled  by  the  Communist 
Party  through  the  instrument  of  Henry  Epstein  and  other  paid  employees  of  the 
union — Stephen  Murin,  Max  Roffman,  and  Jeanette  Rohrbough. 

"(2)  The  Communist  Party  has  exploited  the  UPW  and  its  membership  pri- 
marily for  Communist  purposes. 

"(3)   In  conflicts  of  interest  between  the  Communist  Party  and  the  rank-and- 
file  membership  of  the  union,  the  Communist  interest  has  prevailed, 
"(4)  The  elected  ofiicials  of  the  union  and  the  rank  and  file  either  cannot  or 
will  not  recognize  that  their  union  is  Communist-dominated.     So  far  as  is  known, 
they  have  taken  no  steps  to  rid  the  union  of  its  Communist  taint." 

Epstein's  announced  purpose  in  coming  to  Hawaii  was  to  organize  public  em- 
ployees into  local  646  of  the  United  Public  Workers  of  America.  An  unan- 
nounced purpose  was  to  recruit  police  officers  of  Hawaii  into  that  union. 

Because  of  its  Communist  leadership,  the  UPWA  was  expelled  from  the  CIO 
in  1950.  Subsequent  to  the  national  disintegration  of  the  UPWA,  its  Hawaii 
local  resolved  itself  into  the  present  United  Public  Workers.  From  1947  to 
date,  the  organization  has  been  directed  by  a  paid  full-time  staff  of  identified 
Communists   (who  are  not  public  workers),  headed  by  Epstein. 

This  witness  has  been  identified  in  the  Young  Communist  League  and  the 
Communist  Party,  in  Chicago,  and  in  the  Communist  Party  of  Hawaii. 

When,  in  1947,  he  sent  Henry  Toyama  (also  then  a  Communist  Party  member) 
to  the  Island  of  Hawaii  to  be  an  organizer  for  the  UPWA,  Epstein  instructed 
him  to  report  to  David  E.  Thompson,  a  leading  Communist  Party  member  on 
Hawaii,  informing  Toyama  that  he  was  being  transferred  to  the  Communist 
Party  cell  at  Olaa,  Hawaii. 

In  1949,  the  Communist  Party  of  Hawaii,  for  security  reasons,  ordered  trans- 
ferred into  a  new  secret  cell  all  party  members  who  were  government  employees 
or  closely  connected  with  government  or  politics.  These  persons  included,  by 
way  of  example,  Robert  M.  Kempa,  because  he  was  employed  by  the  Board  of 
Water  Supply  of  the  City  and  County  of  Honolulu :  Wilfred  M.  Oka,  because  he 
was  then  secretary  of  the  Oahu  County  Committee  of  the  Democratic  Party ; 
and  Henry  B.  Epstein,  because  he  was  soliciting  government  workers  to  join 
the  UPWA. 

Epstein  has  been  an  exceptionally  industrious  and  effective  lobbyist  for  the 
Communist  viewpoint,  appearing  before  legislative  bodies  in  his  capacity  as 

72723— 57— pt.  40 5 


2378       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

director  of  the  United  Public  Workers.  He  has  been  a  leading  opponent  of 
Communist  investigations  in  Hawaii.  He  has  continued  to  concentrate  his 
efforts  on  recruiting  so  as  to  increase  the  strength  of  his  organization,  which 
continues  under  Communist  domination  and  which  now  has  about  2,000  members. 

Senator  Butler.  Any  further  questions? 

Mr.  Morris.  Yes ;  I  have  two  more  questions,  Senator. 

Have  you  been  active  in  the  Hawaii  Civil  Liberties  Committee  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  refuse  to  answer  that  question  on  the  basis  of  the 
first  and  fifth  amendments. 

Mr.  Morris.  Did  John  Eeinecke  attend  a  Communist  Party  meeting 
in  your  home  on  the  Ala  Wai  ?     Have  you  ever  lived  on  the  Alai  Wai  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  refuse  to  answer  on  the  grounds  previously  stated. 

Mr.  Morris.  You  will  not  tell  us  even  whether  you  lived  on  the  Ala 
Wai  ?     That's  right  ?     I  am  asking  you  questions. 

Have  you  in  the  past  lived  on  the  Ala  Wai  ? 

Mr.  Epstein.  I  was  going  to  answer  "No,  sir."  I  have  lived  at 
Kapiolani  Boulevard,  which  might  be  interpreted  as  being  close  to 
the  Ala  Wai.  That  is  why  I  hesitated.-  My  offhand  answer  would  be 
"No,  I  have  never  lived  on  the  Ala  Wai." 

Mr.  Morris.  And  this  other  apartment,  at  Kapiolani  Boulevard, 
did  John  Reinecke  ever  come  to  that  apartment  in  the  company  of 
other  persons  who  were  organizing  schoolteachers? 

Mr.  Epstein.  I  am  going  to  renise  to  answer  that  question  on  the 
grounds  previously  stated. 

Mr.  Morris.  Were  you,  Wilfred  Oka,  his  wife  Beatrice,  your  wife 
Sylvia,  Robert  Winkam  and  his  wife  Cessie,  and  a  man  named  Takeo, 
members  of  a  semiclosed  group  of  the  Communist  Party,  some  time 
prior  to  March  4,  1953  ? 

Mr.  Epstein.  I  decline  to  answer  that  question,  on  the  same  grounds, 
based  on  the  Bill  of  Rights. 

Mr.  Morris.  Did  a  group  meet 

Senator  Butler.  We  will  not  take  any  cognizance  of  the  Bill  of 
Rights.  If  you  want  to  take  advantage  of  the  fifth  amendment  to  the 
Constitution  of  the  United  States,  we  will  recognize  that  right. 

Now,  will  you  ask  the  question  again,  counsel  ? 

Mr.  Morris.  We  have  evidence  that  Wilfred  Oka  and  his  wife, 
Beatrice— his  wife  Beatrice;  Henry  Epstein  and  his  wife  Sylvia; 
Robert  Winkham  and  his  wife  Cessie ;  and  a  man  named  Takeo,  were 
members  of  a  semiclosed  gToup  of  the  Communist  Party,  and  some- 
time prior  to  March  4, 1953 ;  is  our  evidence  accurate  ? 

Mr.  Epstein.  I  refuse  to  answer  that  question  on  the  grounds  previ- 
ously stated. 

Senator  Butler.  What  is  the  ground  "previously  stated"  ? 

Mr.  Epstein.  First  amendment  and  fifth  amendment. 

Senator  Butler.  We  will  say  once  again  that  we  feel  you  haven't 
any  right  to  claim  any  privilege  under  the  first  amendment.  We  will 
recognize  the  privilege  under  the  fifth  amendment. 

Mr.  Morris.  Now  the  committee  is  desirous  of  having,  Mr.  Epstein, 
information  from  you  as  to  how  much  money  the  United  Public  Work- 


SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES      2379 

ers  has  contributed  to  the  defense  of  Communists  here  on  the  Islands. 
I  wonder  if  you  will  give  us  that  information  ? 
(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  am  going  to  refuse  to  answer  that  question  on  the 
same  grounds  previously  stated. 

Senator  Watkins.  "V^^iat  qualifications  are  required  of  prospective 
members  before  they  can  become  members  of  this  union  that  you 
represent  ? 

(The  witness  consults  with  his  counsel.) 

Mr,  Epstein.  Senator,  I  am  going  to  refuse  to  answer  that  question 
on  the  same  grounds. 

Senator  WKatkins.  Do  you  know  what  qualifications  are  required  ? 

Mr.  Epstein.  Same  answer,  Senator. 

Senator  Watkins.  I  submit,  Mr.  Chairman,  that  whether  he  knows, 
he  can  answer  that  "Yes,"  or  "No."  He  doesn't  have  to  reveal  any- 
thing.    It  couldn't  possibly  incriminate  him  to  say  "No." 

Senator  Butler.  Senator,  I  was  reading  something  with  counsel. 
Will  you  please  read  back  the  question  ? 

(The  question  was  read  by  the  reporter.) 

Senator  Butlek.  I  order  and  direct  that  you  answer  that  question. 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  May  I  ask  to  have  the  question  repeated,  please? 

Senator  Butler.  Yes.    Will  you  read  it  again,  Mr.  Keporter? 

(The  question  was  again  read  by  the  reporter.) 

Mr.  Epstein.  Same  answer.  Senator. 

Senator  Butler.  In  other  words,  you  refuse  to  tell  this  committee 
what  qualifications  a  man  must  possess  to  become  a  member  of  your 
own  union  ? 

Senator  Watkins.  Mr.  Chairman,  that  isn't  what  I  asked  him.  I 
asked  him  if  he  knows.  I  didn't  ask  him  to  tell  what  they  were.  That 
was  the  second  question.     I  want  to  know  whether  he  knows. 

Mr.  Epstein.  The  answer  is  the  same,  Senator. 

Senator  Butler.  I  order  and  direct  that  you  answer  that  question : 
As  to  whether  or  not  you  know  what  qualifications  a  person  must  have 
to  become  a  member  of  your  own  union. 

Mr.  Eptein.  I  still  decline  to  answer. 

Senator  Watkins.  Isn't  it  true  that  before  a  person  can  become  a 
member  of  that  union  he  must  be  in  public  service  of  the  Federal  Gov- 
ernment or  the  Territory  of  Hawaii  or  some  public  entity,  municipal 
corporation  or  otherwise? 

Mr.  Epstein.  I  refuse  to  answer  that  question  on  the  same  ground, 
Mr.  Chairman. 

Senator  Butler.  Well,  I  order  and  direct  the  witness  to  answer 
that  question. 

Mr.  Epstein.  I  refuse  again,  sir. 

Senator  Watkins.  How  many  members  does  the  union  referred  to 
have  in  Hawaii  ? 

Mr.  Epstein.  Again,  I  refuse  to  answer  on  the  same  constitutional 

grounds. 

Senator  Butler.  I  order  and  direct  that  you  answer  that  question. 
Mr.  Epstein.  Again,  I  decline,  sir. 


2380       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Watkins.  Are  any  of  its  members  employed  by  the  United 
States  Government  in  any  capacity? 

Mr,  Epstein.  I  decline  again  to  answer  that  question,  on  the  same 
grounds  as  previously  given. 

Senator  Watkins.  You  know  I  am  referring  to  the  members  of  the 
union  that  we  are  talking  about  in  this  examination.  You  under- 
stand that,  don't  you? 

Mr.  Epstein.  Yes,  sir. 

Senator  Butl?:r.  And  I  order  and  direct  that  you  answer  that 
question. 

Mr.  Epstein.  And  I  refuse  again  to  answer  the  question,  on  the 
grounds  of  the  first  and  fifth  amendment. 

Senator  Watkins.  Are  any  of  the  members  of  that  union  employed 
by  the  Territory  of  Hawaii? 

(The  witness  consults  with  his  counsel.) 

Mr.  Epstein.  I  refuse  to  answer  that  question,  on  the  same  con- 
stitutional grounds. 

Senator  Watkins.  Or  by  any  municipality  known  as  Honolulu? 

Mr.  Epstein.  Same  answer. 

Senator  Watkins.  Or  any  other  municipality  in  the  Territory? 

Mr.  Epstein.  Same  answer,  Senator. 

Mr.  Morris.  Senator  Watkins,  in  connection  with  those  questions, 
I  have  here  from  the  Public  Record  of  June  1947,  a  publication : 

UPW  launches  Hawaii  organizing  drive  following  Flaxer's  visit  to  the  Terri- 
tory- Hawaii — initiating  a  drive  to  enroll  more  than  5,000  county  and  Terri- 
torial employees  in  Hawaii  into  the  UPW,  International  President  Abram 
Flaxer  visited  the  Territory  in  the  latter  part  of  May  and  worked  out  an 
organizational  program  with  local  UPW  leaders  and  members.  At  the  present 
time  there  are  over  600  UPW  members  in  Hawaii,  comprising  in  the  main  social 
workers,  teachers,  and  county  road  workers. 

Now,  was  that  an  accurate  statement,  appearing  in  the  public  record 
of  June  1947? 

Mr.  Epstein.  I  refuse  to  answer  that  question,  on  the  same  con- 
stitutional grounds. 

Mr.  Morris.  Are  you  the  Mr.  Henry  Epstein  whose  picture  appears 
in  this  picture  that  accompanies  this  story? 

Senator  Watkins.  I  ask  that  the  witness  come  forward  and  take 
a  look  at  it,  before  he  answers. 

Senator  Johnston.  Sure. 

Senator  Watkins.  Or  before  he  claims  immunity. 

Senator  Johnston.  Let  him  see  it,  look  at  it  and  see  if  he  can't 
I'ecognize  himself. 

(The  witness  consults  with  his  counsel.) 

Senator  Johnston.  You  said  "Yes"  ? 

Senator  Butler.  You  are  the  person  whose  picture  is 

Mr.  Epstein.^  Same  answer.  Senator. 

Mr.  Morris.  Senator,  there  are  other  questions  here,  other  informa- 
tion I  have 

Senator  Watkins.  I  want  to  know,  do  you  know  the  Mr.  Flaxer 
referred  to  in  this  story?     Abram  Flaxer? 

Senator  Butler.  Abram  Flaxer. 

Mr.  Epstein.  Same  answer,  Mr.  Chairman. 


SCOPE    OF    SOVIET    ACTIVITY   IN    THE    UNITED    STATES      2381 

Senator  Butler.  You  don't  know  him  ? 

Mr.  Epstein.  I  am  going  to — I  am  refusing  to  answer,  on  the 
constitutional  ground  ah'eady  stated. 

Senator  Wai'kins.  You  honestly  believe  that  if  you  answered  that 
question 

Mr.  Epstein.  Yes. 

Senator  Watkins.  That  you  kne^v  him,  that  that  might  possibly 
incriminate  you  ? 

Mr.  Epstein.  I  believe  I  am  using  the 

Senator  Watkins.  Well,  I  ask  you 

Mr.  Epstein.  Constitutional  protection  in  good  faith. 

Senator  Watkins.  I  want  to  get  the  basis  of  it.  You  have  got  to 
give  the  basis  of  it,  not  just  claim  the  fifth  amendment,  if  we  insist 
upon  finding  whether  or  not  you  honestly  believe  that  to  give  a  truth- 
ful answer  to  the  question  it  might  possibly  tend  to  incriminate  you. 

Mr.  Epstein.  It  might  tend  to ;  yes,  sir.  Senator. 

Senator  Watkins.  That's  what  I  want  to  know. 

Mr.  Morris.  Are  you  sure,  Mr.  Epstein,  you  will  not  give  us  the 
information  that  we  seek  with  respect  to  our  inquiry  into  what  money 
the  United  Public  Workers  has  spent  in  order  to  aid  the  defense  of 
Communists  here  on  the  islands?  I  ask  you  again  if  you  will  give 
us  that  information  ? 

Mr.  Epstein.  Same  answer,  Mr.  Counsel. 

Mr.  Morris.  Mr.  Chairman,  you  know  we  took  up  at  the  executive 
session  here  today  the  question,  as  you  know.  Senator,  the  subcom- 
mittee is  unanimously  agreed  that  if  Mr.  Epstein  didn't  answer  that 
question  that  he  would  be  subject  to  a  subpena  duces  tecum. 

Senator  Butler.  Is  the  United  States  marshal  here?  Will  you 
please  serve  this  subpena  on  the  witness  ? 

Mr.  Morris.  Mr.  Epstein,  will  you  come  forward  and  take  this  sub- 
pena, please  ? 

(The  witness  proceeded  to  the  bench  as  requested.) 

Senator  Butler.  Let  it  be  served  by  the  marshal.     The  marshal 

Mr.  Morris.  It  is  not  made  out  that  way.  Senator. 

Senator  Butler.  Oh,  I  see. 

Mr.  Morris.  That  is  why  I  gave  it  to  him  personally. 

Senator  Eastland  has  directed  that  you  receive  that  subpena. 
There's  a  marshal  present.  You  will  go  to  the  headquarters  of  your 
union  and  forthwith  bring  back  the  books  that  are  sought  in  that 
subpena. 

May  he  be  so  directed  ? 

Senator  Butler.  I  so  direct,  Mr.  Epstein,  that  you  go,  in  the  com- 
pany of  the  United  States  marshal,  to  the  headquarters  of  your  union 
and  bring  the  books  and  papers  required  by  that  subpena. 

Senator  Welker.  Or  any  other  place.     Not  only  the  headquarters. 

Senator  Butler.  Wherever  the  books  are,  and  bring  those  docu- 
ments to  this  hearing. 

Mr.  Morris.  Forthwith. 

Senator  Butler.  Forthwith. 

Mr.  Epstein.  May  I  consult  my  attorney,  sir  ? 

Senator  Butler.  Certainly. 

(The  witness  consults  with  his  counsel.) 


2382       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  I  want  to  interrogate  you  a  little  while  before  you 
take  your  trip. 

Senator  Watkins.  Mr.  Chairman,  while  there's  a  lull  in  the  exami- 
nation of  the  witness,  may  I  ask  that  the  story  from  the  Public  Record 
of  June  1947,  Public  Record  published  in  Honolulu,  T.  H.,  entitled, 
the  headline  "UPW  Launches  Hawaii  Organizing  Drive  Following 
Flaxer's  Visit  to  the  Territory"  may  be  made  a  part  of  the  record. 

Senator  Butler.  It  will  be  so  ordered. 

(The  clipping  referred  to  was  marked  "Exhibit  No,  390"  and  reads 
as  follows:) 

Exhibit  No.  390 

[Public  Record,  June  1947] 

UPW  Launches  Hawaii  Organizing  Drive  Following  Flaxer  Visit  to 

Territory 

Hawaii. — Initiating  a  drive  to  enroll  more  than  5,000  county  and  Territorial 
employees  of  Hawaii  into  the  UPW,  International  President  Abram  Flaxer 
visited  the  Territory  in  the  latter  part  of  May  and  worked  out  an  organiza- 
tional program  with  local  UPW  leaders  and  members. 

At  the  present  time  there  are  over  600  UPW  members  in  Hawaii  comprising 
in  the  main  social  workers,  teachers,  and  county  road  workers.  The  renewed 
drive  will  concentrate  on  enrolling  county  road  workers  in  the  various  counties 
hospital  employees  and  teachers  in  the  Territory. 

President  Flaxer  was  accompanied  by  Henry  Epstein,  former  business  agent 
of  local  13  in  Chicago,  who  has  now  been  assigned  as  international  representa- 
tive in  charge  of  the  drive  in  Hawaii.  Epstein  recently  concluded  a  3%-year 
hitch  in  the  Army,  serving  mainly  in  the  South  Pacific  theater. 


In  charge  of  drive :  Wilfred  Oka  and  Henry  Epstein 


Working  with  Epstein  will  be  Brother  Wilfred  M.  Oka  who  has  been  serving 
as  international  representative  for  the  union  for  some  time.  Brother  Oka  is 
a  graduate  of  the  University  of  Honolulu  and  holds  a  masters  degree  from 
Columbia  University. 

When  President  Flaxer  arrived  in  Hawaii  local  Washington  stooge  news- 
papermen announced  that  the  union  is  now  planning  an  organization  drive  in 
Pearl  Harbor  to  match  its  recent  "invasion  of  the  Panama  Canal  Zone."  As 
a  matter  of  actual  fact  President  Flaxer  never  went  near  Pearl  Harbor  and 
the  union  has  no  plans  for  organizing  any  Government  employees  in  that  area. 
The  present  drive  will  be  confined  exclusively  to  organizing  Territorial  and 
county  employees  outside  of  Pearl  Harbor. 


SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES      2383 


From  left  to  right :  Mr.  and  Mrs.  Henry  Epstein,  international  representative ; 
Abram  Flaxer,  international  president;  Mr.  and  Mrs.  Bert  Nakano,  ILWU, 
local  136,  secretary-treasurer;  James  Kealoha,  former  supervisor,  county  of 
Hawaii;  John  Haili,  UPW,  local  646,  vice  president;  Joseph  Pacheco,  former 
supervisor,  county  of  Hawaii ;  Richard  R.  Yolioyama,  UPW,  local  646,  secre- 
tary; Antone  C.  Duarte,  UPW,  local  646,  president;  Mr.  and  Mrs.  Harry 
Kamohu,  president  and  business  agent,  ILWU,  local  136;  August  Asau,  vice 
president,  ILWU,  local  136 

Mr.  Morris.  Will  Mr.  Newton  Miyagi  come  forward  ? 

Senator  Butler.  Mr.  Miyagi,  will  you  come  forward  ? 

The  Internal  Security  Subcommittee,  the  members  of  the  commit- 
tee here  present,  in  executive  session,  have  directed  me,  the  acting 
chairman  of  this  meeting,  to  serve  on  you  as  secretary-treasurer  of 
local  142,  IL'^VU,  and  the  secretary  of  the  ILAYU  memorial  fund, 
these  two  subpenas. 

Mr.  Morris.  You  will  notice,  Mr.  Mayagi,  they  are  both  forthwith 
subpenas.  And  I  am  asking  if  the  marshall  will  accompany  Mr.  Mi- 
yagi in  expediting  his  returning  the  records  forthwith. 

Mr.  Miyagi.  May  I  consult  my  attorney  ? 

Senator  Butler.  You  certainly  may. 

Senator  Johnston.  I  think  he  should  have  a  right  to  consult  the 
attorneys,  but  I  think  the  attorneys  may  not  be  mindful  of  the  fact 
that  we  have  had  similar  cases  of  this  before,  and  where  they  refuse, 
the  law  takes  charge  of  the  matter. 

Senator  Watkins.  May  I  call  attention  of  the  Senator  from  South 
Carolina  to  the  fact  that  Mr.  Abram  Flaxer  was  convicted  of  con- 
tempt of  Congress  for  refusing  to  bring  the  records.  And  that  was 
upheld  by  the  Supreme  Court.  I  handled  the  hearings  in  which  that 
happened. 

Senator  Johnston.  That's  the  reason  I  called 

Mr.  Epstein.  Mr.  Chairman,  may  I  ask  a  question? 

Senator  Welker.  Use  that  microphone  back  there. 

Mr.  Epstein.  May  I  ask  a  question  ? 

Senator  Butler.  Yes. 


2384       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Epstein.  I  would  like  to  ask  by  what  authority  it  is  necessary 
for  the  United  States  marshal  to  come  with  us. 

Mr.  Morris.  You  have  been  told  enough  about  it;  that's  all  the 
authority  that's  needed. 

Senator  Butler.  Just  proceed  forthwith  to  bring  the  books  and 
records  of  your  organization  before  this  committee. 

Mr.  Morris.  And  a  United  States  marshal  will  assist  you  and  expe- 
dite tlie  return  of  the  records. 

(The  witness  again  consults  with  his  counsel.)^ 

Mr.  Epstein.  Mr.  Chairman,  I'm  going  to  object 

Senator  Butler.  You  are  not  going  to  do  anything  but  get  those 
books  and  records  and  bring  them  before  this  committee.  That's  the 
first  thing  you're  going  to  do. 

You  may  stand  aside  as  a  witness  and  proceed. 

Senator  Watkins.  May  I  suggest,  Mr.  Chairman,  I  think  I  know 
what  he  has  in  his  mind".  The  United  States  marshal  is  not  taking 
him  into  custody. 

Senator  Butler.  Not  a  bit ;  not  a  bit. 

Senator  Watkins.  You  are  not  ordering  him  to  do  that. 

Senator  Butler.  He  is  taking  you,  to  help  you  in  the  carrying  of 
your  records  and  bringing  them  here,  if  you  would  like  him  to. 

(The  witnesses  conferred  with  their  counsel.) 

Senator  Butler.  The  committee  has  other  business,  and  you  can 
stand  aside  until  you  have  filled  the  terms  of  that  subpena. 

Mr.  Epstein.  Mr.  Chairman. 

Senator  Welker.  Just  a  moment.  Mr.  Chairman,  I  asked  to  inter- 
rogate this  witness,  but  due  to  the  fact  that  this  is  a  subpena  duces 
tecum  I  suggest  that  the  witness  stop  talking  and  get  on  your  little 
trip,  accompanied  by  the  marshal,  and  bring  forthwith  the  docu- 
ments required  by  the  subpena  duces  tecum.  And  then  I  would  desire 
to  interrogate  you  a  bit  after  you  return. 

Mr.  Symonds.  Senator,  this  man  wishes  to  consult  with  his  attorney. 

Senator  Welker.  What? 

Mr,  Symonds.  This  man  wishes  to  consult  with  his  attorney.  He 
can't  do  it  in  5  minutes.   This  is  a  very  serious  matter. 

Senator  Welker.  You  bet  it  is  a  very  serious  matter.  And  I  never 
heard  of  people  consulting  about  a  subpena.  That's  an  order,  a  sub- 
pena, and  it  will  be  followed. 

Mr.  Symonds.  He  has  a  right  to  speak 

Senator  Welker.  You've  been  talking  there  for  15  minutes. 

Mr.  Symonds.  Not  about  this  subpena. 

Senator  Welker.  Very  well,  then.  I  suggest,  Mr.  Chairman,  that 
the  words  and  order  of  the  subpena  be  carried  out. 

Senator  Butler.  Hasn't  the  chairman  directed  that  that  be  done  ? 

Senator  Welker.  It  has  been  directed,  and  now  we're  getting  into 
a  little  snafu  with  counsel. 

Mr.  Epstein.  Mr.  Chairman. 

Senator  Welker.  When  the  books  and  records  come  here,  then  you 
can  consult  with  your  client.    I  think  that's  fair. 

Mr.  Symonds,  Mr.  Chairman. 

Senator  Watkins.  I  desire  to  be  heard  in  this  matter. 

Senator  Butler.  Yes.    Senator  Watkins. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2385 

Senator  Watkins.  I  do  not  agree  with  the  Senator  from  Idaho. 
This  witness  and  the  other  witness  should  have  reasonable  time  to 
procure — to  respond  to  that  subpena,  and  they  should  have  a  reason- 
able opportunity  to  consult  with  counsel  as  to  whether  the  subpenas 
have  been  properly  issued  or  whether  the  inquiry,  the  thing  requested, 
is  within  the  right  of  the  committee  to  require.  I  for  one  want  to  see 
them  have  that  time.  And  I  want  to  make  it  clear,  again,  that  the 
offer  or  the  suggestion  that  they  go  with  the  marshal  is  not  intended 
to  mean  for  a  moment  that  they  are  under  the  supervision  of  the 
marshal — that  they  are  under  arrest  or  in  his  custody.  But  merely 
a  matter  of  convenience.  But  I  do  think  under  the  state  of  this 
record,  in  view  of  the  refusals  to  answer,  that  the  witnesses,  both  of 
them — the  other  gentleman  is  required  to  get  documents  and  bring 
them  back  here — should  respond  forthwith,  and  that  is,  what  is  rea- 
sonable under  the  circumstances  may  be  a  lot  less  time  than  would 
ordinarily  be  granted,  because  we  are  now  in  session  and  the  inquiry 
has  been  made  of  many  matters  which  the  witness  refuses  to  answer, 
and  it  is  the  only  recourse  left  open  to  the  committee,  and  it  is  a 
proper  subject  for  us  to  investigate,  as  the  Supreme  Court  has  already 
held,  in  a  matter  that  I  conducted  myself  for  this  committee. 

Senator  Butler.  It  is  the  view  of  the  chairman  that  haste  should 
be  made.  If  the  witness  and  his  counsel  would  leave,  we  could  go 
on  with  the  hearing. 

Mr.  Symonds.  We  represent  the  next  witness,  Mr.  Chairman,  also, 
and  I  suggest  that  tomorrow  morning,  under  the  Powell  decision  of 
the  United  States,  would  be  the  least — the  least  time  that  we  should 
have 

Senator  Welker.  Now,  just  a  moment.  Just  a  moment  now.  Mr. 
Chairman,  I  suggest  if  counsel— if  you  want  to  make  a  speech,  you 
come  up  here  and  talk  to  the  chairman. 

(Counsel  and  witnesses  then  approached  the  bench  and  a  discussion 
was  had  off  the  record. ) 

Senator  Butler.  I  think  tomorrow  morning  is  a  reasonable  request. 

The  subcommittee  will  stand  in  recess  until  9 :  30  tomorrow  morning. 

(Whereupon,  at  4:45  p.  m.,  the  subcommittee  recessed.) 


SCOPE  OF  SOVIET  ACTIVITY  IN  THE  UNITED  STATES 


tuesday,  december  4,  1956 

United  States  Senate, 
Subcommittee  to  Investigate  the  Administration 
OF  THE  Internal  Security  Act  and  Other  Internal 

Security  Laws  of  the  Committee  on  the  Judiciary, 

Honolulu^  T.  H. 

The  subcommittee  met,  pm'siiant  to  adjournment,  at  9:40  a.  m., 
in  the  senate  chamber,  lolani  Palace,  Senator  James  O.  Eastland 
(chairman)  presiding. 

Present :  Senators  Eastland,  Watkins,  Jolmston,  Welker,  and  Butler. 

Also  present:  Eobert  Morris,  chief  counsel;  Benjamin  Mandel, 
research  director. 

Senator  Eastland.  The  committee  will  come  to  order. 

Mr.  Morris.  Senator,  the  first  witness  that  we  planned  to  use  this 
morning  is  a  man  who  was  subpenaed  some  time  ago,  and  when  he 
came  in  he,  as  you  know,  Senator,  made  full  disclosure,  rather  than 
invoke  the  privilege  under  the  fifth  amendment,  about  his  past  mem- 
bership in  the  Communist  Party.  He  asked  us  that  he  not  appear 
in  public  record,  and  consistent  with  our  policy,  we  have  made  an 
arrangement  whereby  we  have  the  information  and  the  evidence  as 
the  result  of  his  own  experience.  He  told  us,  as  you  know,  Senator,  as 
one  of  the  things,  that  while  he  was  a  Communist  here  on  the  islands 
that  he  had  experience  with,  as  he  put  it,  "a  shade  more  than  a 
hundred"  Communist  Party  members. 

Now,  consistent  with  our  policy  in  the  past,  we  have  excused  him 
from  further  testimony.  We  will  not  only  protec-t  his  anonymity, 
inasmuch  as  he  has  been  cooperating  with  the  committee,  but  in  addi- 
tion we  have  asked  him  if  he  would  not  cooperate  with  the  Territorial 
commission  here. 

We  feel,  Senator,  that  it  is  not  our  function  to  go  into  every  single 
Communist  case  here  on  the  islands.  We  are  here  only  to  get  a 
broad  picture,  and  it  is  the  work  of  the  Territorial  commission  to  do 
anything  more  they  may  want  to  do.  So,  consistent  with  our  func- 
tion and  their  function,  and  agreeable  to  the  witness  who  shall  remain 
anonymous,  he  will  be  cooperating  with  the  commission.  The  fact 
Ave  should  put  in  our  record  is  this  statement :  That  during  his  period 
of  membership  in  the  Communist  Party,  which  comes  more  or  less — 
1  don't  want  to  give  the  date  of  the  separation  because  I  might  be 
identifying  him  before  some  people — that  he  did  deal  with  "a  shade 
more  than  a  hundred  people."  And  we  plan  to  have  a  further  session 
with  him  before  we  leave  the  island. 

If  that  is  satisfactory  to  the  Senators  on  the  committee,  I  would 
like  then  to  go  on  with  the  next  witness, 

2387 


2388       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Eastland.  What  is  your  pleasure,  gentlemen  ? 

Senator  Watkins.  I  approve  the  recommendation  made  by  counsel. 

Senator  Johnston.  I  think  that's  the  proper  way  to  handle  the 
matter  under  the  circumstances. 

Senator  Welker.  Agreed. 

Senator  Eastland.  So  ordered.    Who  is  your  next  witness? 

Mr.  Morris.  Mr.  Roffman.    Max  Roffman. 

Senator  Eastland.  You  have  been  sworn,  Mr.  Roffman  ? 

Senator  Welker.  No. 

Senator  Eastland.  Do  you  solemnly  swear  that  the  testimony  you 
are  about  to  give  the  Senate  Internal  Security  Subcommittee  of  the 
parent  Judiciary  Committee  will  be  the  truth,  the  whole  truth,  and 
nothing  but  the  truth,  so  help  you  God  ? 

TESTIMONY  OF  MAX  ROFFMAN 

Mr.  Roffman.  I  do. 

May  I  sit  down  ? 

Senator  Eastland.  Yes. 

Mr.  Roffman.  And  I  make  the  same  request  as  the  others  with 
regard  to  television. 

Senator  Eastland.  Gentlemen,  that  order  is  going  to  be  enforced 
now. 

Mr.  Morris.  Mr.  Roffman,  give  your  name  and  address  to  the 
reporter. 

Mr.  Roffman.  Max  Roffman,  3049-A  Kalihi  Street. 

Mr.  Morris.  Now,  were  you  born  in  New  York  City  on  April  11, 
1910? 

Mr.  Roffman.  Yes,  sir. 

Senator  Johnston.  May  I  suggest  that  the  witness  pull  the  "mike" 
a  little  closer  to  him  ? 

Mr.  Morris.  Now,  will  you  tell  us  of  your  early  education  in  New 
York  City? 

Mr.  Roffman.  Grammar  school  and  high  school. 

Mr.  Morris.  Did  you  attend  college? 

Mr.  Roffman.  I  *took  a  noncredit  course  in  journalism  at  night. 

Mr.  Morris.  Where  did  you  take  that  from  ? 

Mr.  Roffman.  Brooklyn  College. 

Mr.  Morris.  And  tell  us  generally  what  work  you  did  in  New  York. 

(The  witness  consults  with  his  counsel.) 

Mr.  Roffman.  Various  miscellaneous  jobs,  office  boy,  shipj^ing 
clerk,  various  others ;  these  were  tlie  depression  years  and  long  periods 
of  unemployment. 

Mr.  Morris.  When  did  you  come  to  Honolulu  ? 

Mr.  Roffman.  1953. 

Mr.  Morris.  Now,  what  was  your  last  employment  before  you  came 
to  Honolulu  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Roffman.  I  refuse  to  answer  that  question,  on  the  basis  of 
the  Bill  of  Rights  which  protects  me,  s]>ecifically  on  the  first  amend- 
ment and  also  the  fifth  amendment. 

Mr.  Morris.  Mr.  Chairman,  may  I  have  a  ruling?  He  claims  his 
privilege  under  the  first  and  imder  the  fifth  amendments. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STAPES      2389 

Senator  Eastland.  Of  course,  lie  has  no  right  imder  the  first 
amendment.  That's  overruled.  It  is  recognized  under  the  fifth. 
And  I  wish  you  would  ask  him  specifically  what  he  did,  and  let's  get 
his  answer  in  the  record. 

Mr.  MoRKis.  I  asked  the  witness  what  his  last  job  was  before  he 
came  to  Honolulu,  Senator,  and  he  has  refused  to  answer.  And  you 
have  ruled  on  it. 

Since  you  have  arrived  here,  have  you  been  an  organizer  of  the 
United  Public  Workers  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  EoFFMAN.  Same  answer. 

Mr.  Morris.  Well,  our  evidence  indicates  that  you  are  and  have 
been  an  organizer  of  the  United  Public  Workers;  our  further  in- 
formation indicates  that  during  the  year  1955  you  received  from 
the  UPW  a  salary-  of  $4,387.50.  Are  those  accurate  facts,  Mr.  Roff- 
man  ? 

Mr.  EoFFMAN.  Same  answer. 

Mr.  Morris.  It  is  a  fact,  is  it  not,  that  you  came  to  Hawaii  from 
Detroit? 

]\Ir.  RoFFMAN.  Same  answer. 

Mr.  Morris.  And  is  it  a  fact  that  you  are  employed — you  were 
employed  as  an  organizer  for  the  UPW  of  the  Detroit  local? 

Mr.  RoFFMAN.  Same  answer. 

Mr.  Morris.  Was  not  your  transfer  from  Detroit  to  Honolulu  the 
result  of  a  suggestion  by  Mr.  Epstein  ? 

Mr.  RoFFMAN.  Same  answer. 

Mr.  Morris.  You  have  been  a  close  friend  of  Abram  Flaxer, 
F-1-a-x-e-r,  have  you  not,  Mr.  Roffman  ? 

Mr.  RoFFMAN.  Same  answer. 

Mr.  Morris.  Do  you  know  a  man  named  Ewart  Gwennier? 

Mr.  Roffman.  Same  answer. 

Mr.  Morris.  Now,  you  have  worked  closely  with  Jack  Hall  since 
you  have  come  to  Honolulu,  have  you  not,  j\Ir.  Roffman  ? 

Mr.  Roffman.  Same  answer. 

Mr.  Morris.  You  have  worked  closely  with  Mr.  Epstein — Henry 
B.Epstein? 

Mr.  Roffman.  Same  answer. 

Mr.  Morris.  Have  you  known  and  dealt  with  a  man  who  has 
described  liimself  as  the  chairman  of  the  Communist  Party  of  Hono- 
lulu, namely,  Charles  Fujimoto? 

Mr.  Roffman.  Same  answer. 

Mr.  Morris.  Mr.  Roffman,  were  you  at  a  meeting  at  Mr.  Epstein's 
home  last  Saturday  night,  a  week  ago  Saturday  ? 

Mr.  Roffman.  Same  answer. 

Senator  Eastland.  Was  that  a  Communist  meeting  ? 

Mr.  Roffman.  Same  answer. 

Senator  Eastland.  In  other  words,  you  take  the  fifth  amendment 
on  whether  or  not  that  was  a  Communist  meeting,  is  that  correct  ? 

Mr.  RoFFjviAN.  On  the  grounds  given  before. 

Senator  Eastland.  It  is  your  testimony  that  if  you  would  truth- 
fully answer  that  question,  it  would  tend  to  incriminate  you  ?  Is  that 
correct  ? 

Mr.  Roffman.  I  believe  there  is  that  danger. 


2390       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

Senator  Eastland.  Yes.  Well,  it  must  have  been  a  Communist 
meeting  then. 

Proceed, 

Mr.  Morris.  Mr.  Roffman,  are  you  now  a  Communist? 

Mr.  Roffman.  Same  answer. 

Mr.  Morris.  Have  you  attended  Communist  Party  meetings  in 
Hawaii  since  your  arrival  here  in  1953  ? 

Mr.  Roffman.  Same  answer. 

Mr.  Morris.  Have  you  been  associated  with  the  Hawaii  Civil  Rights 
Congress  ? 

Mr.  Roffman.  Same  answer. 

Mr.  Morris.  Prior  to  coming  to  Honolulu,  you  were  active  in  the 
Communist  Party  in  Baltimore,  were  you  not,  Mr.  Roffman? 

Mr.  Roffman.  Same  answer. 

Senator  Eastland.  What  was  that  question? 

Mr.  Morris.  Will  you  read  it,  Mr.  Cowart,  please  ? 

(The  question  was  read  by  the  reporter.) 

Mr.  Morris.  Senator,  I  have — and  may  we  take  this  up  in  executive 
session — a  rather  extensive  memorandum  which  sets  forth  consider- 
able evidence  on  this  man.  Now,  I  don't  know,  Senator,  for  security 
purposes,  whether  I  can  put  this  into  the  public  record  at  this  time. 
I  will  show  it  to  the  Senators  in  executive  session  and  they  may  make 
a  decision  at  that  time  whether  or  not 

Senator  Eastland.  Could  we  step  out  right  now  and  hold  a  little 
executive  session? 

Mr.  Morris,  All  right,  Senator. 

Senator  Eastland.  Does  that  suit  you? 

Well,  go  ahead.    Proceed,  then.    O.  K.    Proceed. 

Mr.  Morris.  In  1942,  were  you  one  of  the  original  members  of  "The 
Yanks  Are  Not  Coming  Committee?" 

(The  witness  consults  with  his  counsel.) 

Mr.  Roffman.  Same  answer,  on  the  grounds  stated  before, 

Mr,  Morris.  Now,  could  you  tell  this  committee  how  the  United  Pub- 
lic Workers  operates? 

Mr,  Roffman,  Same  answer,  as  heretofore  given. 

Mr,  Morris,  Will  you  tell  us — Will  you  give  us  the  names  of  all  the 
organizers  of  the  United  Public  Workers  here  in  Hawaii? 

Mr,  Roffman,  Same  answer. 

Mr.  Morris.  Is  it  your  testimony,  Mr,  Roffman,  that  you  will  not 
tell  us  the  names  of  the  organizers  of  the  United  Public  Workers  ? 

Mr.  Roffman.  Same  answer  as  before  and  on  the  grounds  stated. 

Mr,  Morris.  And  if  I  say  to  you,  Mr.  Roffman,  that  we  have  the 
desire  to  know,  because  we  have  evidence  that  Communists  have  been 
operating  in  the  United  Public  Workers,  we  would  like  to  know  the    fl 
names  of  all  of  the  organizers  that  you  know.    I  ask  you  particularly 
to  answer  that  question. 

Mr.  Roffman.  And  I  give  the  same  answer. 

Mr.  Morris.  Senator,  I  would  like  the  record  to  show  that  that  in- 
formation is  particularly  sought  by  this  committee,  the  witness  is 
competent  to  give  the  testimony. 

And  I  ask  again,  Mr.  Roffman,  if  you  will  give  us  that? 

IVIr.  Roffman.  And  I  give  the  same  answer. 

Mr.  Morris.  And,  Senator,  as  you  know,  these  hearings  are  being 
conducted  so  that  we  might  know  the  extent  of  Soviet  activity  here 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2391 

in  the  Hawaiian  Islands,  in  connection  with  our  overall  inquiry  into 
the  scope  of  Communist  activity  and  the  scope  of  the  Soviet  activities 
in  the  United  States,  and  the  question  is  sought  for  that  particular 
purpose. 

Senator,  I  have  no  more  questions  of  this  particular  witness. 

Senator  Eastland.  Senator  Watkins. 

Senator  Watkins.  I  have  no  questions. 

Senator  Eastland.  Senator  Johnston. 

Senator  Johnson.  No  questions. 

Senator  Eastland.  Senator  Welker. 

Senator  Welker.  Mr.  Witness,  what  do  you  do  for  a  living? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoFFMAN.  I  decline  to  answer  that  on  the  basis  of  the  Bill 
of  Rights  and  for  the  reasons  stated  heretofore. 

Senator  Welker.  You  wouldn't  care  to  tell  us  whether  or  not 
you  did  something,  worked  for  a  living,  that  wouldn't  tend  to  in- 
criminate you  ? 

Mr.  RoFFMAN.  I  think  there  is  a  danger  before  this  committee. 

Senator  Welker.  There  would  be  a  danger.  If  you  were  raking 
leaves  out  here  at  the  Royal  Hawaiian  Hotel,  you  think  that  might 
tend  to  incriminate  you  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoFFMAN.  I  don't  know  what  relation  that  has  to  do  with  in- 
ternal security.  However,  I  decline  to  answer  on  the  grounds  given 
before. 

Senator  Welker.  I  didn't  hear  your  first  remark  there.  Some- 
thing about  internal  security. 

Mr.  RoFFMAN.  I  said  I  didn't  know  what  raking  leaves  had  to 
do  with  internal  security. 

Senator  Welker.  It  might  have  a  great  deal  to  do  with  it  if 
people  like  you  were  out  raking  them.  Now,  you  had  your  educa- 
tion in  Brooklyn  College  in  New  York.  Is  that  correct?  Your  higher 
education  ? 

Mr.  RoFFMAN.  Right. 

Senator  Welker.  I  believe  you  stated  "noncredit,"  or  something 
of  that  sort  ? 

Mr.  RoFFMAN.  Yes. 

Senator  Welker.  Did  you  attend  any  cell  meetings  of  the  Com- 
munist Party  while  you  were  in  New  York  ? 

Mr.  RoFFMAN.  I  decline  to  answer  on  the  grounds  stated  before. 

Senator  Welker.  You're  relatively  a  young  man  yet.  What  is 
your  age  ? 

Mr.  RoFFMAN.  Forty-six. 

Senator  Welker.  Forty-six.  Have  you  ever  attended  any  labor 
schools  of  the  Communist  Party  on  the  mainland  ? 

Mr.  RoFFMAN.  I  refuse  to  answer  on  the  grounds  given  before. 

Senator  Welker.  And  would  you  be  willing,  Mr.  Witness,  to  tell 
the  people  that  you  try  to  organize  into  the  United  Public  Workers 
that  you  have  told  this  committee  of  the  United  States  Senate  that  you 
have  refused  to  answer  these  very  simple  questions  upon  the  ground 
that  they  might  tend  to  incriminate  you  ? 

Mr.  RoFFMAN.  I  refuse  to  answer  your  question  on  the  grounds 
stated  before. 


2392       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Welker.  Would  you  be  fair  enough  to  go  on  the  air  and  tell 
your  people,  United  Public  Workers,  the  questions  and  answers  pro- 
pounded to  you  and  let  them  be  the  judge  as  to  whether  or  not  you 
had  been  a  member  of  the  Communist  Party  or  are  now  a  member  of 
the  Communist  Party  ? 

Mr.  Hoffman.  I  understand  I'm  on  the  air  now. 

Senator  Welker.  You  understand  you're  on  the  air  now?  How 
do  you  mean  that  ? 

Mr.  EoFFiMAN.  I  understand  tliat  these  sessions  are  broadcast. 

Senator  Eastland.  Let's  have  order,  please. 

Senator  Welker.  I  think  I  have  no  further  questions. 

Senator  Eastland.  Wait  a  minute.    Senator  Butler  ? 

You  may  stand  aside.  You  are  not  excused;  you  are  still  under 
subpena. 

Mr.  Morris.  Senator,  Senator  Watkins  had  a  question. 

Senator  Watkins.  I  wanted  to  ask  the  witness  a  question. 

I  understand  you  refuse  to  answer  the  question  as  to  what  your 
occupation  is,  or  what  you  are  doing ;  what  is  your  work.    Is  that  true  ? 

Mr.  Hoffman.  I  did  refuse  on  the  grounds  stated. 

Senator  Watkins.  You  did  that  on  the  ground  it  might  incriminate 
you  if  you  gave  an  honest  and  truthful  answer  to  that  question  ? 

Mr.  RoFFMAN.  I  think  answering  the  question  before  this  committee 
might  create  that  danger. 

Senator  Watkins.  Well,  it  would  before  any  committee,  wouldn't 
it? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoFFMAN.  I  so  feel. 

Senator  Watkins.  And  even  before  a  court.  That  would  be  your 
position  even  in  court,  if  you  were  asked  that  same  question? 

( The  witness  consults  with  his  counsel. ) 

Mr.  RoFFMAN.  That  question  was  purely  speculation  on  what  I 
would  do. 

Senator  Watkins.  Even  if  it  is,  I  have  a  right  to  ask  it  and  I  have 
a  right  to  get  an  answer,  unless  you  want  to  claim  the  protection  of 
the  fifth  amendment  again. 

Mr.  RoFFMAN.  Well,  I  do  claim  the  protection  of  the  fifith  amend- 
ment. 

Senator  Watkins.  All  right.     You  have  that  right.     That's  all. 

Senator  Eastland.  Call  your  next  witness. 

Mr.  Morris.  Mr.  Murin. 

Senator  Eastland.  Do  you  solemnly  swear  the  testimony  you  are 
about  to  give  will  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth,  so  help  you  God  ? 

TESTIMONY  OF  STEPHEN  THOMAS  MURIN 

Mr.  Murin.  I  do.  I  would  like  to  make  the  same  request  about 
television. 

I  would  like  to  ask  if  you  gentlemen  would  introduce  yourselves. 
I  find  it  difficult  to  think  of  you  as  individuals  if  I  don't  know  you 
by  your  names. 

Mr.  Morris.  Will  you  give  your  name  and  address  to  the  reporter, 
Mr.  Murin? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2393 

Mr.  MuRiN.  My  name  is  Stephen  Thomas  Murin. 

Mr.  Morris.  That's  spelled  M-u-r-i-n. 

Mr.  Murin.  Yes.     M-ii-r-i-n. 

Mr.  Morris.  Where  do  you  reside,  Mr.  Miirin  ? 

Mr.  MuRiN.  I  live  at  2357-C  Palolo  Avenue,  Honolulu.  Pardon 
me.     I  also  live  part  of  the  time  at  1109  Kilauea  Avenue  in  Hilo. 

Mr.  Morris.  Where  were  you  born,  Mr.  Murin  ? 

Mr.  Murin.  I  was  born  in  Mammoth  in  Pennsylvania. 

Mr.  Morris.  I  am  sorry ;  I  didn't  hear  you. 

Mr.  ]\IuRiN.  Mammoth,  Pa. 

Mr.  Morris.  How  long  did  you  stay  at  Mammoth,  Pa.  ? 

Mr.  Murin.  About  18  months. 

Mr.  Morris.  And  where  did  you  receive  your  elementary  school 
education  ? 

Mr.  Murin.  In  McKees  Rocks,  Pa.,  which  was  the  next  town  that 
my  family  moved  to. 

Mr.  Morris.  Where  did  you  attend  high  school  ? 

Mr.  Murin.  In  ^McKees  Rocks,  Pa. 

Mr.  Morris.  And  did  you  attend  college? 

Mr.  Murin.  I  shall  refuse  to  answer  that  question  on  the  grounds  of 
the  immunity  granted  me  in  the  Bill  of  Rights,  particularly  the  first 
and  the  fifth  amendments. 

Mr.  Morris.  In  other  words,  you  feel  that  you  can  answer  about 
your  high  school  education  but  you  cannot  tell  us  about  your  col- 
lege education? 

Mr.  Murin.  I  feel  at  this  particular  time  and  before  this  particular 
committee,  I  would  prefer  not  to  answer  the  question  put  to  me. 

Senator  Johnson.  Do  you  mean  to  say  that  the  college  you  at- 
tended, telling  the  college,  might  incriminate  you  ?  In  other  words, 
3^ou  don't  mean  to  lead  the  people  to  believe  here  that  probably  that 
college  is  mixed  up  in  communism,  do  you  ? 

Mr.  Murin.  I  believe  I  have  stated  my  reason  for  refusing  to  an- 
swer the  question.     I  still  state  the  same  reason  for  refusing. 

Senator  Watkins.  I  would  like  to  ask  you  the  same  question  I  asked 
the  last  witness.  Do  you  honestly  believe  that  if  you  tell  us  the  truth 
about  the  colleges  you  may  have  attended,  that  would  redound  to 
incrimination  ?  For  instance,  the  evidence  we  have  against  you  might 
be  used  in  a  prosecution  in  a  criminal  case. 

Mr.  Murin.  As  I  stated,  because  of  the  particular 

Senator  Watkins.  Have  I  stated  it  substantially  correct  now? 

Mr.  Murin.  Committee.  I  do  believe  that  there  would  be  a  tendency 
for  self-incrimination. 

Senator  Watkins.  Just  a  tendency? 

Mr.  Murin.  Yes,  sir. 

Senator  Watkins.  I  think  you  have  to  go  further  than  that  under 
the  claim  of  immunity. 

Senator  Eastland.  Yes ;  it  is  overruled  on  that  basis. 

Mr.  Murin.  I  believe  that  it  would  tend  to  incriminate  me. 

Senator  Watkins.  Well,  that's  better,  if  you're  going  to  claim  the 
protection  of  the  fifth  amendment. 

I  want  to  make  it  perfectly  clear  that  you  understand  what  you're 
doing. 

Mr.  Murin.  Yes,  sir ;  I  do. 

72723— 57— pt.  40 6 


2394      SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Watkins.  That  you  have  an  honest  belief  that  you  would 
incriminate  yourself  if  you  told  us  about  any  college  that  you  might 
have  attended  here  in  the  United  States. 

Mr.  MuRiN.  That  is  my  understanding,  sir. 

Senator  Watkins.  '\^niat  is  that? 

Mr.  MuRiN.  That  is  my  understanding,  sir. 

Senator  Watkins.  All  right.  Let's  make  it  clear  for  these  people, 
and  for  the  record. 

Mr.  Morris.  Now,  the  fact  of  the  matter  is  you  attended  Boston 
University,  didn't  you? 

(Tlie  witness  consults  with  his  counsel.) 

Mr.  MuRiN.  I  have  stated  that  I  refuse  to  answer  that  question,  sir. 

Mr.  Morris.  And  you  were  also  a  transfer  student 

Senator  Watkins.  Just  a  moment,  Mr.  Morris. 

I  want  to  find  out  now  if  you  have  an  honest  belief  that  if  you 
admitted  that  you  attended  Boston  University,  that  that  might  be 
incriminating. 


Mr.  Murin.  I  thought 

Senator  Watkins.  I  know  something  about  Boston  University  and 
I  don't  want  any  reflections  on  Boston  University. 

Mr.  Murin.  t  thought  that  was  implicit  in  my  answer,  sir. 

Senator  Watkins.  You  still  believe  that  if  you  admitted  you  at- 
tended Boston  University  that  might  furnish  incriminating  evidence 
against  you  ?     Is  that  right  ? 

Mr.  Murin.  That  was  my  answer  and  that  is  my  answer. 

Senator  Watkins.  All  right.     So  we  have  the  record  clear. 

Mr.  Morris.  Senator,  I  might  point  out  at  this  time,  even  though 
I  don't  mean  to  advance  sight  this,  but  if  this  particular  witness  says 
he  joined  the  Young  Communist  League  while  at  Boston  University, 
he  might  honestly  believe  by  admitting  the  fact  that  he  was  at  Boston 
University  might  conceivably  be  used  in  some  kind  of  a  trial. 

Senator  Watkins.  Well,  that  would  be  the  wildest  kind  of  specula- 
tion, and  I  wouldn't  think  that  that  would  be  any  part  of  Boston  Uni- 
versity's curriculum,  to  have  a  Young  Communist  league.  I  happen 
to  know  the  colleges  in  this  country  for  the  most  part  are  100  percent 
loyal  and  they  do  not  tolerate  or  have  as  a  part  of  their  official  organi- 
zation anything  like  the  Young  Communist  League. 

Mr.  Morris.  Now,  Mr.  Murin,  did  you  attend  a  closed  meeting  of 
the  district  meeting  of  the  Communist  Party  held  at  1800  Center 
Avenue  in  Pittsburgh  on  April  19, 1942  ? 

Mr.  Murin.  I  must  refuse  to  answer  that  question,  on  the  same 
grounds  stated  previously. 

Mr.  Morris.  You  have  been  a  Young  Communist  in  Pittsburgh, 
have  you  not? 

Mr.  Murin.  Same  answer,  sir. 

Mr.  Morris.  While  you  were  at  Boston  University,  were  you  chair- 
man of  the  American  Veterans'  Committee  chapter  ? 

Mr.  Murin.  Same  answer,  sir. 

Mr.  Morris.  Were  you  deposed  as  chairman  of  that  committee 
when  you  refused  to  sign  a  resolution  against  the  Communist  Party 
as  ordered  by  the  national  planning  committee  of  the  AVC  ? 

Mr.  Murin.  Same  answer,  sir. 

Mr.  Morris.  You  are  an  organizer  for  the  UPW  here  in  Hawaii, 
are  you  not  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2395 

Mr.  MuBiN.  Same  answer,  sir. 

Mr.  Morris.  Mr.  Murin,  I  notice  you  were  in  the  courtroom  when 
Mr.  Epstein  testified  yesterday,  and  again  when  Mr.  Rolt'man  testified. 
As  you  know  and  as  you  have  heard  and  as  our  record  shows,  the 
subcommittee  is  desirous  of  obtainino;  information  about  the  identity 
of  all  people  who  are  organizing  for  the  United  Public  Workers.  We 
ask  this  information  because  we  have  evidence  that  Communists  are 
organizing  within  that  particular  organization.  And  I  ask  you  with 
great  particularity  if  you  will  not  tell  us  the  names  of  the  people  you 
know  who  are  organizing  the  United  Public  Workers  at  this  time? 

(The  witness  consults  with  his  counsel.) 

Mr.  MuRiN".  For  the  same  reasons,  sir,  that  I  stated  earlier,  because 
of  the  immunity  granted  me  by  the  Bill  of  Rights,  particularly  the 
first  amendment  and  the  fifth  amendment,  and  I  do  refuse  to  answer 
that  question. 

Senator  Watkins.  Do  you  know  whether  or  not  there  are  organ- 
izers that  are  attempting  to  do  just  what  counsel  has  stated?  I  am 
not  asking  you  to  say  what  they're  doing.  I  want  to  know  if  you 
know.     In  your  own  mind,  do  you  know  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MuRiN.  I  must  refuse  to  answer  that  question  on  the  same 
ground. 

Senator  Watkins.  I  think  that  is  one  question  on  which  you  can't 
claim  immunity,  because  whatever  you  know,  you  know  in  your  own 
mind,  and  I  am  not  asking  you  to  state  the  facts.  I  am  merely  asking 
you  to  answer  whether  or  not  in  your  own  mind,  you  know  whether 
that  is  going  on  or  not. 

Senator  Welker.  Mr.  Chairman,  I  suggest  the  Senator  from  Utah 
is  imminently  correct.  And  I  would  suggest  that  the  witness  be 
ordered  and  directed  to  answer  that  question. 

Senator  Eastland.  Let  the  witness  answer.  The  Chair  will  make 
the  decision. 

(The  witness  consults  with  his  counsel.) 

Mr.  MuRiN.  I  must  stand  on  the  same  ground,  that  of  immunity 
granted  under  the  Bill  of  Rights. 

Senator  Eastland.  Now,  that's  overruled,  and  you're  ordered  and 
instructed  to  answer  the  question,  please. 

Mr.  Murin.  I  refuse  to  answer  the  question,  on  the  grounds  of  the 
first  and  fifth  amendments  to  the  Constitution  of  the  United  States. 

Senator  Watkins.  I  submit,  Mr.  Chairman,  that  under  the  circum- 
stances, that  if  he  doesn't  know  this  is  going  on,  he  couldn't  possibly 
incriminate  himself  by  answering  and  saying  he  didn't  know  any- 
thing about  it.  He  could  have  answered  that  to  the  counsel.  But  he 
must  know,  have  that  knowledge  in  his  mind,  in  order  to  furnish  a 
basis  for  a  claim  of  immunity  that  to  give  a  truthful  answer  might 
incriminate  him. 

Mr.  MuRiN.  I  don't  believe,  sir,  that  that  speculative  statement  on 
your  part 

Senator  Watkins.  I  didn't  ask  you  a  question.  I  merely  made  a 
comment. 

Mr.  Murin.  I  said  I  didn't  consider  it  as  a  question.  It  sounded 
like  a  statement  on  your  part. 

Senator  Watkins.  It  wasn't  a  question  to  you.  I  was  merely 
pointing  that  out  to  the  committee. 


2396       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  MuiiiN.  Oh,  I  see.     I  am  sorry. 

Senator  Watkins.  I  didn't  give  you  an  opportunity  to  make  a 
speech.     If  you  want  to 

Mr.  MuRiN.  No. 

Senator  Watkins.  We  Avill  get  around  to  that  a  little  later  ? 

Mr.  MuRiN.  No,  I 

Mr.  Morris.  Mr.  Chairman,  we  had  someone  come  into  the  com- 
mittee here  a  few  days  ago  and  told  us  that  from  his  own  experience 
he  knew  that  this  man,  this  witness  here  today,  was  in  the  past  a 
member  of  the  Hawaii  Youth  for  Democracy.  That  is  a  Communist 
organization  roughly  comparable  to  the  Young  Communist  League. 

Is  that  information  that  this  man  gave  us  the  other  dav  accurate, 
Mr.  Murin?  "^  ' 

(The  witness  consults  with  his  counsel.) 

Mr.  Murin.  I  refuse  to  answer  that  question,  sir,  on  the  same 
ground. 

Mr.  Morris.  All  right.  Were  you  not  a  member,  as  this  man  has 
told  us,  of  the  American  Youth  for  Democracy  chapter  at  the 
University  of  Hawaii. 

Mr.  Murin.  Same  answer,  sir. 

Mr.  Morris.  In  fact,  you  were  a  teacher  at  the  classes  held  by  the 
American  Youth  for  Democracy,  were  you  not  ? 

Mr.  Murin.  Same  answer. 

Mr.  Morris.  And  were  not  some  of  these  classes  held  at  the  home 
of  John  Reinecke,  who  has  been  identified  during  this  hearing? 

Mr.  Murin.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  yesterday,  in  connection  with  this 
United  Public  Workers,  we  read  into  the  record  four  conclusions  of 
the  Territorial  commission  about  that  subject.  I  would  like  to  read 
them  again  at  this  time,  Mr.  Chairman,  and  just  ask  the  general 
question. 

(1)  The  United  Public  Workers  in  Hawaii  is  controlled  by  the  Communist 
Party  through  the  instrument  of  Henry  Epstein  and  other  paid  employees  of 
the  union,  Stephen  Murin,  Max  RofEman,  and  Jeanette  Nakama  Rohrbough. 

Is  that  an  accurate  conclusion,  Mr.  Murin  ? 

Mr.  Murin.  I  must  refuse  to  answer  that  question,  sir,  on  the  basis 
of  the  immunity  granted  me  under  the  Bill  of  Eights,  and  particu- 
larly the  first  and  fifth  amendments. 

Mr.  Morris.  Second  conclusion : 

The  Communist  Party  has  exploited  the  United  Public  Workers  and  its  mem- 
bership primarily  for  Communist  purposes. 

Mr.  Murin.  Same  answer,  sir. 
Mr.  Morris  (reading)  : 

(3)  In  conflict  of  interest  between  the  Communist  Party  and  rank-and-file 
membership  of  the  union,  the  Communist  Party  interest  has  prevailed. 

Mr.  Murin.  Same  answer. 

Mr.  Morris.  "Fourth:  The  elected  officials  of  the  union  and  the 
rank-and-file  cannot  or  will  not  recognize  that  their  union  is  Com- 
niunist  dominated.  So  far  as  is  known,  they  have  taken  no  steps  to 
rid  the  union  of  its  Communist  taint." 

Is  that  an  accurate  conclusion  ? 

Mr.  Murin.  Same  answer,  sir. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2397 

Mr.  MoREis.  Mr.  Chairman,  I  have  no  more  questions  of  this  wit- 
riess,  but  I  do  say,  as  the  record  now  indicates.  Senator,  the  committee 
would  like  to  have  more  evidence  and  information  about  the  United 
Public  Workers. 

Senator  Eastland.  Senator  Watkins. 

Senator  Watkins,  I  have  no  further  questions. 

Senator  Eastland.  Senator  Johnston. 

Senator  Johnston.  Is  it  or  is  it  not  true  that  the  Government  even 
sent  you  to  college  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MuKiN.  I  decline  to  answer  that  question  on  the  same  grounds 
previously  stated. 

Senator  Johnston.  You  decline  to  answer  that  question,  that  sim- 
ple question,  whether  or  not  the  Government  of  the  United  States 
sent  you  to  college,  and  of  course  the  Government  has  that  record 
already.  And  you  refuse  to  answer  that,  although  your  Government 
was  that  good  to  you  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MuRiN.  Because  formerly  I  have  declined  to  answ^er  other  ques- 
tions about  my  university  background,  and  I  therefore  must  refuse 
to  answer  this  question. 

Senator  Watkins.  Do  you  have  a  university  background  ? 

Mr.  MuRiN.  I  must  refuse  to  answer  that  question. 

Senator  Watkins.  \^^iy,  you  mentioned  it  yourself.  You  answered 
about  your  university  background.  That's  an  admission  you  had  one. 
Now,  is  it  true  that  you  did  have  a  university  background  ? 

Mr.  MuRiN.  You  asked  me  whether  I  had  a  university  background. 

Senator  Watkins.  I  ask  you  right  now. 

Mr.  Mtjrin.  Same  answer,  sir. 

Senator  Watkins.  Mr.  Chairman,  I  don't  think  that  the  witness 
can  now  claim  immunity.  He  has  said  in  effect  that  he  has  a  uni- 
versity background.  And  we  ought  to  have  a  clear-cut  admission 
or  statement  whether  he  does  or  does  not  have  any. 

Mr.  MuRiN.  I  believe  the  record  will  show  that  I  was  saying  I  had 
a  university  background  because  of  questions  you  had  asked  me 
previously. 

Senator  Watkins.  You  admit  that  you  did  have  a  university  back- 
ground ? 

Mr.  Murin.  I  did  not. 

Senator  Watkins.  You  did  not  admit  it  ? 

Mr.  Murin.  I  don't  believe  I  did,  sir. 

Senator  Watkins.  I  don't  know  whether  you  did  or  you  didn't. 
Now,  what  do  you  say  ? 

Mr.  Murin.  I  said  I  refuse  to  answer  the  question  on  the  same 
grounds  I  have  stated  previously.    Let's  stop  there. 

Senator  Watkins.  I  understood  you  to  say  a  moment  ago,  in  effect 
you  admitted  that  you  did  have  a  university  background;  is  that 
right? 

Mr.  Murin.  I  would  answer  that  on  the  same  grounds  that  I  have 
stated  before. 

Senator  Watkins.  The  record  will  show  what  you  said,  I  am  sure, 
and  I  think  you  did  admit  you  had  one.  And  under  the  rules,  or  I 
mean  under  the  cases  decided  by  the  Supreme  Court,  you  have  opened 


2398       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

up  that  subject  at  least,  and  it  is  something  to  find  out,  about  your 
university  background. 

Senator  Eastland.  He  has.  He  is  ordered  and  directed  to  answer 
the  question. 

Mr.  MuRiN.  Are  you  going  to  ask  me  the  question  now  ? 

Senator  Eastland.  You  are  ordered  to  answer  the  question. 

Mr.  MuRiN.  I  must  refuse  to  answer  the  question,  on  the  same  im- 
munity granted  me  in  the  Bill  of  Rights  and  particularly  the  first 
and  fifth  amendments. 

Senator  Watkins.  You  understand  in  so  refusing  you  might  pos- 
sibly lay  yourself  open  to  a  contempt  prosecution? 

Mr.  MuRiN.  I  do  so  understand.  I  regret  it.  I  think  these  are 
tough  times. 

Senator  Watkins.  I  am  calling  it  to  your  attention  so  that  vou  may 
be  fully  advised  of  what  you  are  doing,  that  it  might  possibly  result 
in  a  contempt  citation  and  possibly  a  conviction. 

Mr.  MuRiN.  I  realize  that. 

Senator  Watkins.  So  I  want  to  make  it  clear  so  no  one  will  be  taken 
advantage  of. 

Mr.  Morris.  I  have  no  more  questions,  Senator. 

Senator  Eastland.  Senator  Johnston. 

Senator  Johnston.  No  further  questions. 

Senator  Eastland.  Senator  Welker. 

Senator  Welker.  Mr.  Witness,  what  do  you  for  a  living  ? 

Mr.  Murin.  Same  answer,  sir. 

Senator  Welker.  You  don't  want  to  tell  us  whether  or  not  you're  a 
clerk  down  here  in  Kress'  store  or  any  other  occupation  that  might 
be  honorable  and  not  connected  in  any  way  with  the  Communist  move- 
ment ? 

Mr.  Murin.  Same  answer,  sir. 

Senator  Welker.  I  notice  in  your  direct  interrogation  by  Counsel 
Morris  you  made  the  statement  that  you  lived  for  a  portion  of  the 
time  on  this  island  and  a  portion  of  the  time  on  another  island.  Now, 
will  you  explain  the  reasons  why? 

Mr.  Murin.  Same  answer,  sir. 

Senator  Welker.  Now,  just  a  moment.  You're  the  man  who  an- 
swered. Now,  we're  entitled,  as  a  matter  of  law  and  as  a  matter  of 
fact,  to  find  out  why  you  have  two  residences,  why  you  live  a  portion 
of  the  time  here  and  a  portion  of  the  time  some  place  else. 

(The  witness  consults  with  his  counsel.) 

Mr.  Murin,  Same  answer,  sir. 

Senator  Welker.  You  have  been  in  Pittsburgh,  Pa.  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Murin.  Same  answer,  sir. 

Senator  Welker.  Do  you  desire  to  tell  me  any  of  the  cities  on  the 
mainland  you  have  been  through  or  in  besides  that? 

Mr.  Murin.  Same  answer,  sir. 

Senator  Welker.  Do  you  think  if  you  told  me  that  you  passed 
through  Denver,  Colo.,  stopped  for  2  minutes,  that  that  might  tend 
to  incriminate  you  ? 

Mr.  Murin.  Same  answer. 

Senator  Welker.  Now,  let's  be  realistic.    You  know  Steve  Nelson  ? 

(The  witness  consults  with  his  counsel.) 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2399 

Mr.  MuRiN.  Same  answer,  sir. 

Senator  Welker.  Do  you  know  who  Steve  Nelson  is  in  the  Commu- 
nist conspiracy  ? 

Mr.  MuRiN.  Same  answer. 

Senator  Welker.  That  not  being  his  true  name  but  his  alias.  I  sup- 
pose he  goes  by  the  name  of  Steve  Nelson  now.  He  has  two  names. 
Did  you  ever  attend  any  testimonial  dinners  or  celebrations  given  in 
honor  of  Steve  Nelson  ? 

Mr.  MuRiN.  Same  answer,  sir. 

Senator  Welker.  Do  you  know  Steve  Nelson  to  have  been  in  the 
Abraham  Lincoln  Brigade  ? 

Mr.  MuRiN.  Same  answer. 

Senator  Welker.  Have  you  ever  been  in  Communist-controlled 
countries  ? 

Mr.  MuRiN.  Same  answer,  sir. 

Senator  Welker.  Did  you  ever  attend  the  Lenin  School  in  Moscow, 
Russia? 

Mr.  MtiRiN.  I  think  you  ask  ridiculous  questions  now,  sir. 

Senator  Welker.  Sir  ? 

Mr.  MuRiN.  I  believe  you  are  asking  ridiculous  questions. 

Senator  Welker.  Very  well.  Now,  that  it  be  ridiculous,  you  go 
ahead  and  answer  it ;  will  you  ? 

Mr.  MuRiN.  The  answer  is  "No." 

Senator  Welker.  You  never  attended  that  school  ? 

Mr.  MuRiN.  You  know  I  never  did. 

Senator  Welker.  I  didn't  know.  I  do  not  know  anything  of  the 
sort,  sir.  Now,  that  you  think  that  you  have  your  immunity,  you 
have  told  me  you  didn't  attend  the  Lenin  School.  Now,  will  you 
tell  me  what  schools  you  did  attend  ? 

Mr.  Murin,  Same  answer  as  I  have  stated  previously. 

Senator  Welker.  What's  the  difference  in  attending  a  Lenin  School 
or  the  Sons  and  Daughters  of  I  Will  Arise  School  ? 

Mr.  Murin.  I  didn't  come  to  debate  with  you,  sir. 

Senator  Welker.  Sir  ? 

Mr.  Murin.  I  didn't  come  here  to  debate  with  you. 

Senator  Welker.  I  don't  care.  You're  going  to  answer  the  ques- 
tions. 

Mr.  Murin.  I  said  I  refuse  to  answer  that  question,  sir. 

Senator  Welker.  You  seemed  to  take  great  offense  when  I  asked 
you  whether  or  not  you  attended  the  Lenin  School. 

Mr.  Murin.  Because  you  know  that  there  is  no  truth  to  any  ridicu- 
lous implications  like  that.  You  know  I  have  been  in  the  war;  you 
know  what  I've  done  since  the  war  time.  Don't  give  me  that  kind 
of 

Senator  Welker.  Now,  it  is  a  ridiculous  question  and  you  say  that 
you  didn't 

Mr.  Murin.  Ridiculous  question.    It  deserves  a  ridiculous  answer. 

Senator  Welker.  Attend  that,  and  that  we  know  you  didn't  attend 
it.  So  now  will  you  tell  us  whether  or  not  you  attended  the  University 
of  Hawaii  ? 

Mr.  Murin.  I  refuse  to  answer  that  question,  on  the  same  ground. 

Senator  Welker.  Is  that  a  ridiculous  question,  too  ? 

Mr.  Murin.  Given  to  me  by  the  Constitution. 


2400       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Weliler.  Is  that  a  ridiculous  question,  too  ? 

Mr.  MuRiN.  I  refuse  to  answer  that  question,  sir. 

Senator  Welker.  Did  you  attend  Boston  University? 

Mr.  MuRiN.  I  answered  that  question  previously. 

Senator  Welker.  All  right.  I  will  ask  you  my  own  questions,  and 
you  answer  them,  sir.     Did  you  attend  Boston  University? 

Mr.  MuRiN.  I  refuse  to  answer  that  question. 

Senator  Welker.  Is  that  a  ridiculous  question? 

Mr.  MuRiN.  On  the  ground  of  the  first  amendment  and  the  fifth 
amendment. 

Senator  Welker.  Is  that  a  ridiculous  question  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MuRiN.  Previously,  sir 

Senator  Welker.  Answer  the  question. 

Mr.  MuRiN.  I  had  asked  3^ou  gentlemen  to  introduce  yourselves. 
I  don't  know  who  you  are. 

Senator  Welker.  That  doesn't  make  any  difference. 

Mr.  MuRiN.  I  would  like  to  call  your — I  would  like  to  call  you  by 
your  names. 

Senator  Welker.  You  can  find  out.  You  answer  the  question. 
And  I  ask  the  chairman  to  order  and  direct  you  to  answer  that  ques- 
tion. 

Mr.  MuRiN.  I  w^as  going  to  say,  previously  you  refused  to  introduce 
yourself.  Now  you  refuse  to  talk  to  me  as  you  would  to  a  gentleman. 
I  would  like  to  have  you  talk  to  me  just — differently.  If  you  will  talk 
to  me  differently,  I'll  talk  to  you  differently. 

Senator  Welker.  I  want  to  be  just  as  sweet  and  nice  to  you  as  I 
can. 

Senator  Eastland.  Order. 

Senator  Welker.  I  want  no  more  debate  from  you  or  we  are  going 
to  have  to  invoke  some  rules. 

Mr.  MuRiN.  That's  precisely  what  I  said.  I  didn't  come  here  to 
debate  with  you,  sir. 

Senator  Welker.  Oh,  I  wish  you  had.  I  wish  you  had.  But,  sir, 
we  don't  have  that  provision  here. 

Mr.  MuRiN.  I  will  be  glad  to  do  it  on  any  other  platform,  any  other 
time. 

Senator  Welker.  Certainly.  I  will  be  glad  to  debate  with  you  at 
any  time,  in  public  debate  or  otherwise. 

Mr.  MuRiN.  Fine.    I  will  accept  the  challenge. 

Senator  Watkins.  Mr.  Chairman. 

Senator  Eastland.  Senator  Watkins. 

Senator  Watkins.  Just  a  moment.  Senator. 

Senator  Welker.  Yes,  Senator. 

Senator  Watkins.  Will  the  Senator  yield  for  a  moment  ? 

Senator  Welker.  Yes,  Senator. 

Senator  Watkins.  The  witness  has  asked,  I  think  when  he  was  first 
sworn,  that  the  people  be  introduced  to  him.  Now,  he  may  have  done 
that  in  good  faith. 

Mr.  MuRiN.  It  was  completely  in  good  faith. 

Senator  Watkins.  Now,  I  want  to  ask  you  this  question.  Do  you 
know  that  this  is  a  subcommittee  of  the  Judiciary  Committee  of  the 
United  States  Senate? 


SCOPE    OF    SOVIET   ACTIVITY   IN    THE    UNITED    STATES      2401 

Mr.  MuRi]sr.  Yes,  sir. 

Senator  Watkins.  Known  as  the  Internal  Security  Subcommittee? 

Mr.  MuRiN.  Yes,  sir ;  I  do. 

Senator  Watkins.  Now,  do  you  know  that  the  men  sitting  here, 
asking  the  questions,  are  Senators  of  the  United  States  and  members 
of  that  committee  ? 

Mr.  MuRiN.  I  was  told  as  much.  The  only  man  I  know  actually  is 
Mr.  Morris. 

Senator  Watkins.  Mr.  INIorris  is  not  a  member  of  the  committee,  but 
he  is  a  staff  member.    Now,  just  for  the  purpose  of  the  record 

Mr.  MuEiN.  Itcertainly  shows  I  asked  in  good  faith. 

Senator  Watkins.  I  am  going  to  take  the  privilege  now,  if  the 
chairman  will  grant  it,  and  introduce  the  Senators,  so  you  will  know 
them. 

Mr.  MuRiN.  Thank  you  very  much. 

Senator  Watkins.  Senator  Butler,  on  the  extreme  right  of  me; 
Senator  Butler,  of  Maryland. 

Mr.  MuRiN.  How  do  j^ou  do. 

Senator  Watkins.  Senator  Welker,  of  Idaho.  Oh,  yes.  Senator 
Johnston.  He  is  such  an  inconspicuous  man  that  I  missed  him. 
Senator  Jolinston  of  South  Carolina. 

Mr.  MuRiN.  How  do  you  do. 

Senator  Watkins.  Senator  Eastland,  the  chairman. 

Mr.  MuRiN.  How  do  you  do,  sir. 

Senator  Watkins.  Mr.  Morris,  our  chief  counsel. 

Mr.  MuRiN.  How  do  you  do. 

Senator  Watkins.  And  I  am  Senator  Watkins,  of  Utah. 

Mr.  MuRiN.  Thank  you  very  much.  Senator  Watkins. 

Senator  Eastland.  Now  proceed. 

Mr.  MuRiN.  I  think  a  courtesy  like  that  is  very  much  appreciated. 

Senator  Welker.  You  haven't  been  reading  the  papers,  I  take  it, 
since  this  committee  came  to  the  island  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  MuRiN.  There  were  so  many  different  classifications  to  pass  on, 
I  didn't  know  which  of  them  to  use.  I  have  read  the  papers,  but  so 
much  brilliant  questioning  was  brought  out  here  it  is  difficult  for 
me  to  associate  the  particular  members  sitting  before  me. 

Senator  Welker.  You  saw  photographs  of  every  member  of  the 
committee,  and  their  names,  and  their  face  ? 

Mr.  Mtirin.  Yes,  sir ;  I  did. 

Senator  Welker.  And  yet  you  deem  it 

Mr.  MuRiN.  I  will  warrant,  sir,  that  you  don't  know  my  name. 

Senator  Welker.  Sir? 

Mr.  MuRiN.  I  will  warrant  that  you  don't  know  my  name. 

Senator  Welker.  No;  I  don't  know  your  name,  because  you  will 
probably  take  the  fifth  amendment  on  me  if  I  would  ask  you.  I  don't 
care  about  your  name. 

Mr.  MuRiN.  You  know  me.  You  have  got  everything  on  me.  You 
have  got  everything  there  and  yet  you  refuse 

Senator  Welker.  Now,  I  want  to  ask  you  this  question.  Getting 
down  to  brass  tacks  here  with  respect  to  your  education.  You  have 
told  us  about  your  grade  schools  and  so  forth.  There  came  to  be  a  time 
where  you  seem  to  cut  off  your  answers  and  refused  to  answer  on  the 


2402       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

fifth  amendment,  which  we  recognize,  and  I  think  you  used  the  first 
amendment.  Now,  as  kindly  and  as  sweet  as  I  can  be  to  you,  I'll  ask 
you  if  it  isn't  a  fact  that  you  have  attended  the  California  Labor 
School? 

Now,  just  a  moment.  Mr.  Counsel— Madam  Counsel.  You  are 
familiar  with  the  rules  of  this  comimttee,  and  when— you  are  here  as  a 
guest  of  this  committee,  and  when  you  lean  over  and  suggest  to  your 
client,  you're  bringing  embarrassment  upon  yourself.  I've  said  that 
three  times  in  these  hearings.  And  I  shall  ask  the  chairman  for  a 
strict  ruling  if  I  see  you  doing  it  any  more. 

Mr.  MuRiN.  I  would  like  to  take  the  responsibility  for  that,  sir, 
Senator  Welker,  because  I  intended  to  and  then  drew  back  myself. 
Senator  Welker.  Well,  you  didn't  ask  her  anything,  did  you? 
Mr.  MuRiN.  I  did,  sir. 

Senator  Welker.  No  ;  you  didn't.  Now,  I'll  ask  you  to  answer  that 
question. 

Mr.  MuRiN.  I  refuse  to  answer  that  question,  on  the  same  ground  as 
stated  previously. 

Senator  Welker.  And  you  still  don't  want  to  tell  us  why  you  reside 
part  of  the  time  on  this  island  and  part  of  the  time  on  another  island? 
Mr.  MuRiN.  That  is  right,  sir. 

Senator  Welker.  And  you  don't  desire  to  tell  us  how  you  make  a 
living  ? 
Mr.  MuRiN.  That  is  right,  sir.     Same  reason,  same  ground. 
Senator  Welker.  I  think  that's  a  pretty  good  inference,  a  pretty 
good  presumption  of  what  you  do.     Thank  you,  Mr.  Witness. 
Mr.  MuRiN.  Thank  you.  Senator  Welker— ex- Senator  Welker. 
Senator  Watkins.  1  just  wanted  to  ask  him  the  same  question  I 
have  asked  other  witnesses. 

You  refuse  to  answer  how  you  make  a  living  on  the  ground  that  if 
you  gave  a  truthful  answer  it  might  incriminate  you.  Now,  of  course 
that  brings  up  some  implications,  even  though  the  courts  may  say  it 
doesn't,  and  all  that  sort  of  thing,  but  it  actually  does  briiig  up  some 
implications.  I  want  to  know  if  you  honestly  believe,  sincerely  be- 
lieve, that  if  you  gave  a  truthful  answer  to  the  question  of  how  you 
make  a  living,  you  might  incriminate  yourself.  I  want  to  know  if 
that  is  the  basis  of  your  refusal  to  answer,  your  basis  for  claim  under 
the  fifth  amendment. 

(The  witness  consults  with  his  counsel.) 

Mr.  MuRiN.  Yes,  sir.  I  believe  that  that  answer  these  days  before 
the  conditions  we  have  now  would  tend  to  incriminate  me. 

Senator  Watkins.  I  will  ask  you  one  further  question.  Are  you 
engaged  in  any  activities  that  might  subject  you  to  a  criminal  prose- 
cution ? 

(The  witness  consults  with  his  counsel.) 

Senator  Watkins.  Do  you  want  to  claim  the  protection  of  the  fifth 
amendment  on  that  one? 

Mr.  MuRiN.  I  appreciate  the  spirit  in  which  you  ask  the  question, 
sir,  Senator  Watkins,  but  I  believe  the  very  purpose  of  the  fifth  amend- 
ment was  to  make  it  unnecessary  to  answer  questions  like  that. 

Senator  Watkins.  Do  you  claim  the  protection  of  the  fifth  amend- 
ment with  respect  to  that  one  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    IHSTITED    STATES       2403 

Mr.  MuRiN.  Yes,  sir. 

Senator  Watkins.  And  you  no^Y  honestly  believe  if  you  gave  a 
truthful  answer  to  that  question  I  have  just  asked  you,  with  respect 
to  whether  or  not  you  are  conducting  any  activities  or  engaged  in  any 
activities  might  subject  you  to  criminal  prosecution,  might  incriminate 
3'ou  if  you  gave  a  truthful  answer  to  it  ? 

Mr.  MuRiN.  I  must  answer  "Yes." 

Senator  Watkins.  The  answer  is  "Yes." 

Senator  Eastlaxd.  Mr.  Murin,  a  number  of  witnesses  have  come 
before  the  Internal  Security  Subcommittee  and  have  stated  frankly 
their  participation  in  the  Communist  movement.  Some  have  even 
testified  very  frankly  about  espionage  for  the  Soviet  Union.  When 
a  witness  does  that,  no  hand  has  ever  been  raised  against  him  because 
he  has  well  served  the  United  States. 

Now,  you  have  absolutely  nothing  to  fear  by  a  full  and  frank  dis- 
closure of  your  activities  if  you  have  been  in  the  Communist  movement. 

I  remember  Mr.  Winston  Burdette,  a  national  news  commentator, 
who  was  sent  to  Europe  as  an  agent,  as  an  espionage  agent,  during  the 
Russo-Finnish  War.  He  came  down  and  made  a  full  and  frank  dis- 
closure ;  he  was  very  helpful  to  his  country,  and  he  had  the  good  will 
of  all  Americans.  In  fact,  he  was  thanked  and  congratulated  by  the 
committee.     And  there  was  no  attempt  to  prosecute  him. 

We  make  you  the  same  olfer,  provided  you  have  been  involved  in 
the  Communist  movement.     And  our  information  is  that  you  have. 

(The  witness  consults  with  his  counsel.) 

Mr.  Murin.  I  didn't  detect  the  question  involved  in  the  statement 
you  made.    Will  you  ask  the  precise  question,  please  ? 

Senator  Easti.axd.  I  asked  you  no  question.  I  simply  assured  you 
that  you  were  in  no  danger  of  prosecution  by  a  full  and  frank 
disclosure. 

Mr.  Murin.  I  would  like  to  know  if  there  are  any  further  questions, 
sir. 

Senator  Eastland.  Now,  in  the  light  of  what  the  chairman  has 
stated,  would  you  change  the  answer  to  a  single  question  that  has  been 
asked  you  ?  Do  you  desire  to  change  an  answer  to  a  single  question  that 
has  been  asked  you  ? 

Mr.  Murin.  No,  sir. 

Senator  Eastland.  You  do  not? 

Mr.  Murin.  No,  sir. 

Mr.  Morris.  The  next  witness,  Senator,  is  Mr.  Rohrbough. 

Senator  Eastland.  Mr.  Murin,  you  remain  mider  the  subpena.  You 
understand  that  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Murin.  Thank  you,  sir. 

Mr.  JNIoRRis.  Senator,  we  are  desirous  of  learning  something  about 
the  nature  of  the  Honolulu  Record. 

Senator  Eastland.  Do  you  solemnly  swear— Hold  your  hand  up, 
please. 

Do  you  solemnly  swear  the  testimony  you  are  about  to  give  the 
Senate  Internal  Security  Subcommittee  is  the  truth,  the  whole  truth, 
and  nothing  but  the  truth,  so  help  you  God  ? 

Mr.  Rohrbough.  I  do. 


2404       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

TESTIMONY  OF  EDWARD  EOHRBOUGH 

Mr.  Morris.  Senator,  this  particular  witness  is  called  at  this  time 
because,  according  to  our  evidence,  he  is  the  principal  stockholder  of 
the  Honolulu  Record  and  he  is  also  a  writer  for  the  Honolulu  Record. 
That  is  the  evidence  that  we  have  received. 

Mr.  Rohrbough,  would  you  give  your  name  and  address  to  the 
reporter  ? 

Mr.  ROHRBOUGH.  Edward  Rohrbough ;  112T-B  Alohi  Way. 

Mr.  Morris.  Will  you  spell  your  name  for  the  shorthand  reporter? 

Mr.  Rohrbough.  R-o-h-r-b-o-u-g-h. 

Mr.  Morris.  Were  you  born  on  June  6,  1911,  in  Glenville,  W.  Va.? 

Mr.  Rohrbough.  That  is  correct. 

Mr.  Morris.  Did  you  attend  Glenville  State  College  in  West  Vir- 
ginia ? 

Mr.  Rohrbough,  That  is  correct. 

Mr.  Morris.  Did  you  later  attend  the  University  of  Virginia  ? 

Mr.  Rohrbough.  That  is  correct. 

Mr.  Morris.  University  of  Mexico? 

Mr.  Rohrbough.  National  University  of  Mexico.    Yes. 

Mr.  Morris.  National  University  of  Mexico.  The  University  of 
Texas? 

Mr.  Rohrbough.  Yes,  sir. 

Mr.  Morris.  In  fact,  you  were  a  teacher  at  the  University  of  Texas, 
were  you  not,  Mr.  Rohrbough  ? 

Mr.  Rohrbough.  Yes,  sir. 

Mr.  Morris.  Now,  you  worked  for  the  Office  of  War  Information 
during  the  war,  did  you  not  ? 

Mr.  Rohrbough.  Yes,  sir. 

Mr.  Morris.  When  did  you  first  take  up  employment  with  the  OWI  ? 

Mr.  Rohrbough.  I  believe  it  was  in  1943,  sir. 

Mr.  Morris.  Would  you  tell  us  the  circumstances  surrounding  your 
becoming  employed  with  the  OWI? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  Well,  sir,  there  is  no  special  circumstance  I  know 
of  except  I  went  and  applied  and  was  employed. 

Mr.  Morris.  We  would  just  like  to  know  how  that  came  about. 

Mr.  Rohrbough.  I  will  have  to  rake  my  memory  for  a  moment.  I 
heard  there  was  an  opening.  I  heard  there  were  people  being  employed 
for  overseas  service,  and  the  newspaper  I  had  been  working  for,  or 
rather  the  magazine  I  had  been  working  for 

Mr.  Morris.  What  was  that  magazine  ? 

Mr.  Rohrbough.  Newsweek  magazine— showed  no  inclination  to 
send  me  overseas  and  so  I  went  and  applied  with  the  OWI. 

Mr.  Morris.  Then  what  was  your  assignment  in  the  OWI  ? 
(The  witness  consults  with  his  counsel.) 

Mr.  Morris.  Senator,  I  notice  it  is  the  end  of  1  hour,  and  it  is  cus- 
tomary to  give  the  reporter  a  break. 

Senator  Eastland.  We  will  take  a  2-minute  recess. 
(A  2-minute  recess  was  taken.) 

Senator  Eastland.  The  committee  will  come  to  order. 

Mr.  Morris.  Will  you  answer  the  question,  Mr.  Rohrbough?  I 
asked  you  what  your  duties  were  generally  in  the  OWI. 

Mr.  Rohrbough.  What  did  I  do  in  the  OWI  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2405 

Mr.  Morris,  Yes.    "V\niat  did  you  do  ? 

Mr.  RoHRBOuGH.  Well,  I  was  employed  by  the — I  think  they  called 
it  the  Overseas  Outpost  Agency,  or  something  like  that,  division  of  it. 

Mr.  Morris.  Where  was  that,  in  Washington  or 

Mr.  RoHRBouGH.  That  was  in  New  York. 

Mr.  Morris.  In  New  York.  Actually,  in  1944  you  went  to  China 
for  the  OWI ;  did  you  not  ? 

Mr.  RoHRBOUGH.  Yes,  sir;  1944. 

Mr.  Morris.  x\nd  you  were  attached  to  the  United  States  Army  and 
the  Army  of  the  Chinese  Nationalist  government  ? 

Mr.  RoHRBOUGH.  That  is  correct, 

Mr.  Morris.  After  A'^-J  Day  you  resigned  from  the  OWI ;  did  you 
not? 

Mr.  RoHRBOUGH.  That  is  correct. 

Mr.  Morris.  And  then  you  became  a  correspondent  for  the  United 
Press;  did  you  not? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  I  am  going  to  decline  to  answer  that  question,  on 
the  grounds  of  the  first  and  fifth  amendments. 

jVIi'.  Morris.  Now,  in  your  assignment  by  the  United  Press,  you  were 
assigned  to  cover  the  Chinese  Communist  assault  on  the  Chinese  Na- 
tionalist government,  and  you  yourself  were  assigned  to  the  Chinese 
Fourth  Army,  were  you  not,  to  cover  the  Chinese  Fourth  Army  ? 

(The  witness  consults  with  his  counsel.) 

]\Ir,  RoHRBOUGH,  I  am  going  to  decline  to  answer  that  question,  on 
the  ground  it  may  tend  to  incriminate  me. 

Mr.  Morris,  Mr,  Rohrbough,  when  you  first  took  up  employment 
with  the  OWI,  were  you  at  that  time  a  Communist  ? 

(The  witness  consults  with  his  counsel,) 

Mr,  RoHBROUGH,  I  refuse  to  answer  that  question,  on  the  gi-ounds 
of  the  first  and  fifth  amendments. 

Mr.  Morris.  Pardon. 

Mr.  RoHRBOUGH.  I  refuse  to  answer  that  question,  on  the  grounds 
of  the  first  and  fifth  amendments. 

Mr.  Morris.  Senator,  may  I  have  a  ruling  on  that  ? 

Senator  Eastland.  Repeat  the  question. 

Mr.  Morris.  He  invoked  the  privilege  under  the  first  and  the  fifth 
amendments,  sir. 

Senator  Eastland.  I  thought  it  was  understood — it  is  understood 
that  any  refusal  based  on  the  first  amendment  is  overruled. 

Mr.  Morris.  When  you  were  attached  to  the  United  States  Army 
and  the  Army  of  the  Chinese  Nationalist  Government  for  the  OWI, 
were  you  at  that  time  a  Communist  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  Same  answer,  sir. 

Mr.  Morris.  You  are  the  principal  stockholder,  are  you  not,  Mr. 
Rohrbough,  for  the  Honolulu  Record  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH,  I  decline  to  answer  that  question,  on  the  grounds 
of  the  first  and  fifth  amendments. 

Mr.  Morris.  Mr.  Chairman. 

Have  you  been  connected  with  the  China  Monthly  Review? 

(The  witness  consults  with  his  counsel.) 


2406       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.RoHRBOUGTi.  I  decline  to  answer  that  question,  on  the  grounds 
of  the  first  and  fifth  amendments. 

Senator  Eastlaxd.  What  is  the  China  Monthly  Review,  Mr. 
Counsel  ? 

Mr.  Morris.  Mr.  Mandel,  will  you  tell  us  what  the  China  Monthly 
Review  is? 

]\Ir.  Mandel.  The  China  jMonthly  Review  was  the  subject  of  a  hear- 
ing before  the  Senate  Internal  Security  Subcommittee ;  it  was  edited 
by  John  W.  Powell,  who  has  since  been  indicted  for  his  activity  be- 
cause the  paper  was  used  in  propagandizing  American  prisoners  of 
war  in  Communist  China. 

Mr.  Morris.  Now,  when  you  left  the  OWI  in  1945,  you  remained 
in  China  to  cover  the  civil  war ;  did  you  not  ? 

Mr.  RoHRBOuGH.  Same  answer. 

Mr.  Morris.  Articles  under  the  byline  of  Edward  Rohrbough  ap- 
peared in  the  March  23,  April  6,  April  20,  May  18,  1946,  issues  of  the 
China  Weekly  Review.  Did  you  write  for  the  China  Weekly  Review 
while  you  were  in  China '? 

(The  witness  consults  with  his  counsel.) 

Mr.RoHRBOUGH.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  read  into  the  record  a 
paragraph  from  a  staff  analysis  and  a  staff  resume  of  our  evidence 
here. 

This  reads : 

In  the  latter  part  of  1945  Rohrbongh  left  the  OWI  in  Shanghai  and  remained 
in  China  to  cover  the  civil  war.  The  masthead  of  the  China  Weekly  Review 
(forerunner  of  the  China  Monthly  Review),  dated  April  20,  1946.  contains  the 
names  of  the  since  deceased  J.  B.  Powell  (father  of  John  AV.  Powell),  as  editor 
and  publisher,  and  also  lists  John  W.  Powell  and  Edward  Rohrbough.  Articles 
under  the  byline  of  Edward  Rohrbough  appeared  in  the  March  23,  April  6, 
April  20,  and  May  18,  1946,  issues  of  the  China  Weekly  Review. 

Senator,  I  would  like  to  put  this  whole  thing  in  the  record  at  this 
time.  And  the  Senators  may  want  to  analyze  it  and  possibly  may 
want  to  ask 

Senator  Eastlaxd.  It  may  be  admitted  in  the  record. 

(See  exhibit  No.  394  on  p.'2433.) 

Senator  Eastland.  Any  more  questions  ? 

Senator  Watkins.  I  have  some  questions. 

Senator  Eastland.  Senator  Watkins. 

Senator  Watkins.  I  would  like  to  ask  you,  Mr.  Rohrbough,  about 
the  Honolulu  Record.  I  understood  you  refused  to  answer  any  ques- 
tions with  respect  to  tliat  Record,  or  at  least  the  ownership  of  it  or  your 
holding  stock  in  it.     Is  that  true  ? 

Mr.  Rohrbough.  Yes,  sir ;  I  refuse  to  answer  on  the  grounds  of  the 
first  and  fifth  amendments. 

Senator  Watkins.  Have  you  read  or  seen  copies  of  the  Honolulu 
Record  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  Same  answer. 

Senator  Watkins.  You  honestly  believe^  if  you  gave  a  truthful 
answer  to  that,  that  you  might  be  furnishing  evidence  against  you 
and  a  possible  criminal  prosecution  ? 

Mr.  Rohrbough.  I  believe  I  might  be. 


SCOPE    OF    SOVIET    ACTIVITY    EST   THE    UNITED    STATES      2407 

Senator  Watkins.  You  think  it  would  be  an  offense  to  read  or  to 
have  seen  copies  of  the  Honokilu  Record  ? 

Mr.  RoHRBOUGH.  I  believe  it  might  tend  to  incriminate  me. 

Senator  Watkins.  It  might  tend  to  incriminate  you  if  you  saw  it? 
Well,  that  will  be  very  good  news  for  the  members  of  the  community 
here,  if  you're  right  on  that.  And  possibly  the  Post  Office  Depart- 
ment ought  to  be  advised  as  well,  if  that  statement  of  yours  is  true. 
Now,  are  you  acquainted  with  the  requirements  of  the  laws  of  the 
Territory  with  respect  to  corporations  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBouGH.  No,  sir ;  not  to  any  extent. 

Senator  Watkins.  Not  to  any  extent.  Do  you  know,  for  instance, 
that  the  stockholders  are  a  matter  of  public  record  in  a  corporation, 
a  newspaper  corporation  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  No ;  I  don't  know  that,  sir. 

Senator  Watkins.  You  don't  know  that  ? 

Mr.  RoHRBOUGH.   No. 

Senator  Watkins.  You  have  had  experience  over  many  years,  repre- 
senting newspapers,  have  you  not  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Watkins.  Can't  you  answer  that  question  ? 

Mr.  RoHRBOUGH.  Just  a  moment,  sir. 

Senator  Watkins.  All  right. 

Mr.  RoHRBOUGH.  I  will  decline  to  answer  that  question  on  the 
grounds  of  the  first  and  fifth  amendments. 

Senator  Watkins.  Have  you  been  a  reader  of  newspapers  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  Yes,  sir. 

Senator  Watkins.  You  finally  came  up  with  an  answer  to  that  one. 
Have  you  ever  seen  published  at  certain  intervals,  in  the  newspapers 
of  this  country,  magazines,  a  statement  about  the  ownership  and  man- 
agement of  the  newspapers,  as  required  by  the  postal  laws  of  the 
United  States ;  have  you  ever  seen  those  statements  ? 

Mr.  RoHRBOUGH.  Yes,  sir.     But  not  stockholders. 

Senator  Watkins.  What's  that  ? 

Mr.  RoHRBouGH.  But  not  stockholders. 

Senator  Watkins.  Those  owning  a  certain  percentage  of  the  stock- 
ownership  is  required,  is  it  not,  the  names  of  them  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Watkins.  I  think  your  lawyers  will  advise  you  that  that 
is  one  of  the  requirements.  At  least,  I  have  been  reading  the  news- 
papers for  a  good  many  years,  and  I  was  in  the  business  for  a  while. 
We  all  had  to  give  a  statement  as  to  the  ownership  of  the  newspaper, 
one  of  the  things  the  people  of  the  country  are  entitled  to  know. 

Mr.  RoHRBOUGH.  I  think  that's  correct,  sir. 

Senator  Welker.  What  was  the  answer,  Mr.  Witness  ? 

Senator  Watkins.  He  said,  "That  is  correct." 

Have  you  ever  seen  the  statement  of  the  ownership  published  in 
the  Honolulu  Record,  as  required  by  the  statute? 

Mr.  RoHRBOTJGH.  I  ref  use  to  answer  that,  on  the  ground  of  the  first 
and  fifth  amendments. 

Senator  Watkins.  Have  you  ever  seen  your  own  name  in  that 
statement  as  one  of  the  owners  ? 


2408       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  RoHRBOuGir.  I  refuse  to  answer  that,  on  the  grounds  of  the 
first  and  fifth  amendments. 

Senator  Watkins.  Well,  you  apparently  haven't  been  reading  the 
Honolulu  Record.     Is  that  right? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  Same  answer. 

Senator  Watkins.  Do  you  think  it  would  incriminate  you  to  read 
the  Honolulu  Record? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoiiRBOUGir.  Well,  I  believe,  under  the  first  and  fifth  amend- 
ments, I  think  I  am  protected  from  answering  that  question. 

Senator  Watkins.  Now,  do  you  honestly  believe,  Mr.  Rohrbough, 
that  if  you  admitted  that  you  read  the  Record,  that  I  have  just  re- 
ferred to,  that  there  could  be  any  possible  basis  for  a  charge,  a  crimi- 
nal charge  of  any  kind  ? 

Mr.  Rohrbough.  I  believe  I  am 

Senator  Watkins.  An  admission  that  you  had  read  that  paper 
would  be  something  that  could  be  used  against  you  to  show  you  had 
been  guilty  of  a  crime  ? 

Mr.  Rohrbough.  I  believe  I  might  be  tending  to  waive  my  consti- 
tutional rights  in  this  matter. 

Senator  Watkins.  1  see.  I  don't  think  it  would  incrimmate  you. 
It  might  possibly,  from  what  I  have  heard  here,  contaminate  you,  but 
not  incriminate  you. 

Mr.  Morris.  Mr.  Chairman,  I  notice  that  Irving  Fishman,  who  was 
scheduled  to  be  a  witness  here,  a  customs  official,  has  arrived.  Now, 
before  asking  any  more  questions  of  this  particular  witness,  I  would 
like  to  have  a  conference  with  Mr.  Fishman,  because  he  is  an  expert 
in  the  field  to  which  we  are  going.  Not  only  that,  Senator,  but  there 
is  considerable  other  evidence  and  information  about  this  particular 
witness  I  would  like  a  little  time  to  marshal  my  material. 

Senator  Watkins.  Mr.  Chairman,  I  would  like  also  to  have  the 
staff  of  this  committee  get  the  Honolulu  Record  and  ask  the  man- 
agement to  come  over  here  and  testify  with  respect  to  the  ownership 
of  that  paper,  see  if  they  claim  the  protection  of  the  fifth  amendment 
too. 

Senator  Eastland.  That  is  so  ordered. 

Mr.  Morris.  It  will  be  done,  Senator. 

Senator  Eastland.  They  will  be  subpenaed.    A  subpena  will  issue. 

Mr.  Witness,  you  may  step  aside  temporarily.  You  will  be  called 
back  at  the  afternoon  session. 

Is  there  some  other  matter  now,  Mr.  Counsel  ? 

Mr.  Morris.  Yes,  sir.  There  is  one  thing  I  would  like  to  have 
settled  right  now.  Senator. 

Will  Mr.  Andersen,  Mr.  Symonds,  and  Mrs.  Bouslog  come  forward, 
please  ?     I  would  like  to  talk  about  that  subpena. 

Since  yesterday.  Senator,  we  have  had  several  conferences  with 
counsel,  and  rather  than  describe  the  relationship,  I  think  if  they  will 
come  forward,  they  have  indicated  that  they.  Counsel  Andersen  and 
Counsel  Symonds,  have  indicated  that  the  records  will  be  made  avail- 
able. There  are  a  couple  of  technicalities  and  difficulties  that  they 
think  will  be  straightened  out.  We  told  them  we  are  trying  to  be 
reasonable  about  it. 


SCOPE    OF    SOVIET   ACTIVITY   IN    THE    UNITED    STATES      2409 

(Discussion  at  the  bench  not  audible  to  the  reporter.) 
Senator  Watkins.  Mr.  Chairman. 
Senator  Eastland.  Yes,  sir. 

Senator  Watkins.  Is  this  intended  to  be  a  discussion  with  the  mem- 
bers of  the  committee  with  respect  to  what  ought  to  be  done  or  what 

will  be  done  ? 

Mr.  Andersen.  I  was  just  asked  to  approach  the  bench. 

Senator  Watkins.  I  would  sugoest,  Senator,  if  it  is  going  to  be  that 
type  of  a  conference,  that  it  be  done  in  executive  committee. 

Senator  Eastland.  I  think  so,  too.  I  understood  there  had  been 
an  agreement. 

Mr.  Morris.  Not  quite,  Senator.     AVe  are  pretty  close  to  an  area 

of  agreement. 

Mr.  Andersen.  We  want  to  discuss  it. 

Senator  Eastland.  That  should  certainly  be  done  in  executive 
session. 

Mr.  Morris.  May  we  have  an  executive  session  now.  Senator  ? 

Senator  Eastland.  Yes. 

Senator  Watkins.  Now,  just  a  moment,  before  we  do.  I  think  on 
other  matters  here  the  record  should  be  cleared  up  somewhat.  There 
was  a  reference  here  earlier,  Mr.  Chairman,  to  Abram  Flaxer.  And 
I  think  one  of  the  witnesses  was  questioned  about  him.  And  I  think 
the  record  should  show  something  about  Mr.  Flaxer.  And  I  suggest 
that  Mr.  Mandel  has  already  been  sworn  before  this  committee  and 
should  give  a  statement  of  the  evidence  that  has  been  received  with 
respect  to  Mr.  Flaxer.  That  also  this  statement,  if  it  is  admitted,  be 
placed  in  the  record  immediately  following  the  testimony  of  the  wit- 
ness who  was  interrogated  with  respect  to  Mr.  Flaxer. 

Senator  Eastland.  That  is  all  right.  We  can  take  it  now  or  we 
can  take  it  this  afternoon. 

Senator  Watkins.  I  would  like  for  it  to  go  in  the  record  so  it  won't 
miss  out 

Senator  Eastland.  It  is  ordered  into  the  record. 

Proceed,  INIr.  Mandel. 

INIr.  Mandel.  Abram  Flaxer  appeared  before  the  Senate  Internal 
Security  Subcommittee  on  October  5,  1951,  identified  himself  as  na- 
tional president  of  the  United  Public  Workers  of  America,  and 
invoked  the  fifth  amendment  with  regard  to  all  questions  concerning 
his  Conxmunist  activity. 

Senator  Eastland.  The  committee  will  go  into  executive  session. 

Mr.  Morris.  The  next  public  session.  Senator,  will  be  at  3 :  30. 

Senator  Eastland,  3  :  30. 

Mr.  Morris.  Senator,  will  you  ask  the  witnesses  Koichi  Omori, 
Yugo  Okubo,  and  Wilfred  Oka  to  stand  by  for  testimony  this 
afternoon  ? 

Senator  Eastland.  They  are  under  subpena,  aren't  they? 

Mr.  Morris.  They  are. 

Counsel,  do  you  understand  ?  The  other  witnesses  will  be  available 
this  afternoon. 

Mrs.  BousLOG.  Yes ;  we  understand. 

Senator  Eastland.  Adjourned. 

(Whereupon,  at  10:55  a.  m.,  the  subcommittee  recessed.) 


72723— 57— pt.  40- 


2410       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

AFTERNOON  SESSION 

The  subcommittee  met,  pursuant  to  adjournment,  at  3 :  30  p.  m., 
in  the  senate  chamber,  lolani  PaLace,  Senator  James  O.  Eastland 
(chairman)  presiding. 

Present:  Senators  Eastland,  Watkins,  Johnston,  Welker,  and 
Butler. 

Also  present:  Robert  Morris,  chief  counsel;  Benjamin  Mandel,  re- 
search director ;  William  H.  Arens,  investigator. 

Senator  Eastland.  The  committee  will  come  to  order. 

Mr.  Morris.  Counsel  Andersen,  will  you  come  forward,  and  we 
will  put  into  the  record  this  understanding  of  compliance  with  the 
subpena. 

Senator  Eastland.  All  right,  gentlemen.  Dictate  what  you  have 
agi'eed  into  the  record. 

Mr.  Andersen.  Pursuant  to  the  discussion 

Senator  Eastland.  Talk  a  little  louder,  please,  sir;  I  can  barely 
hear  you. 

Mr.  Andersen.  Pursuant  to  a  discussion  I  had  a  little  while  ago, 
which  was  supplemental  to  an  executive  session  with  the  committee, 
on  behalf  of  the  clients  that  I  represent,  that  is,  local  142,  Newton 
Miyagi  as  secretary-treasurer  of  the  ILWU  Memorial  Association 
and  local  142,  ILWU,  we  agree,  of  course,  that  the  Senate  committee 
has  jurisdiction  to  issue  a  subpena,  and  pursuant  to  the  subpena  served 
we  will  supply  the  information  for  the  period  stated  in  each  subpena 
relating  to  any  and  all  moneys  spent  by  local  142  for  the  defense  of 
Jack  Hall,  including  any  and  all  moneys  spent  during  the  same  period 
by  local  142  in  the  last  political  campaign,  and  with  the  same  stipula- 
tion in  relation  to  the  subpena  served  upon  the  memorial  association- 
Senator  Eastland.  Wait  a  minute  now.  Wait  a  minute  now. 
Wait  just  a  minute.  As  I  understood,  there  was  no  limitation  on  the 
information  that  the  committee  was  to  desire. 

Mr.  Morris.  That  is  understood. 

Senator  Eastland.  Is  that  understood?     Is  that  understood? 

Mr.  Andersen.  I  think  that  is  just  exactly  what  I  said. 

Senator  Eastland.  Well,  no.  You  specified  two  things,  but  in 
addition,  the  committee  is  to  get  what  information  is  desired.  What 
additional  information  is  desired. 

Now,  is  that  the  agreement  ? 

Mr.  Andersen.  Maybe  I  overlooked  part  of  the  conversation  we 
had  in  the  executive  session,  and  that  is  to  the  effect  that  you  people 
might  want  to  look  at  this  information,  either  there  or  here;  that  is, 
you  may  question  the  information  that  we  present.  I  have  already 
stated  that  you  have  the  right  to  issue  a  subpena,  and  having  the 
right  to  issue  a  subpena,  it  certainly  gives  you  the  right  to  question 
anything.     We  have  no  objection  to  that. 

Senator  Eastland.  Wait  a  minute  now,  Mr.  Andersen.  Wait  a 
minute  now.    You  are  drawing  the  line  too  close  there. 

Mr.  Morris.  Mr.  Chairman,  may  I  make  an  effort  to  state  our 
agreement,  and  see  if  this  will  conform  with  your  understanding? 

Mr.  Andersen.  Maybe  in  the  light  of  the  Senator's  statement 
maybe  counsel  and  I  should  adjourn  and  agree  in  writing  upon  it 
before  we  have  an  argument  here  as  to  what 

Senator  Eastland.  Let  him  state  it. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2411 

Mr.  Morris.  Let  me  see  if  I  state  it  correctly. 
Mr.  Andersen.  All  ri^ht.    You  may  state  it. 

Mr.  Morris.  Counsel  tor  the  ILWU  and  the  ILWU  Memorial  As- 
sociation agree  to  make  available  the  information  sought  by  the  com- 
mittee, described  in  the  subpena.  However,  at  the  very  outset,  the 
committee  has  asked  for  only  two  items.  One  is  the  information 
regarding  expenditures  and  disbursements  on  behalf  of  all  seven  de- 
fendants in  the  Smith  Act  by  the  union  and  by  the  association. 

The  second  thing  immediately  sought  would  be  the  information 
with  respect  to  the  disbursements  and  expenditures  during  the  1956 
campaign. 

That  is  all  that  tlie  committee  has 

Mr.  AxDERSEX.  I  think  I  have  said  the  same  thing. 

Mr.  Morris  (continuing).  Sought  for.  counsel.  But  in  the  event 
that  something  more  may  be  desired,  we  don't  have  any  contempla- 
tion of  that  now,  you  will  also  comply  Avith  that. 

Mr.  Andersen.  I  believe  so. 

Senator  Eastland.  Wait  a  minute.  You  believe  so.  Xow,  what 
is  the  agreement  ? 

Mr.  Morris.  Do  you  agree  with  tliat,  counsel  ? 

Mr.  Andersen.  Yes. 

Senator  Eastland.  All  right.  Thafs  agreed.  Tliat  is  an  agree- 
ment. 

Mr.  Morris.  Yes,  sir. 

Senator  Johnson.  I  notice  the  counsel  said,  "Jack  Hall  and  other 
defendants." 

Mr.  jMorris.  I  included  all  seven. 

Senator  Johnson.  You  want  to  do  that.    He  didn't  make 

Mr.  Morris.  Now  the  UPW.  Xow,  what  about  that?  Who  will 
speak  for  that  ? 

]Mr.  Andersen.  Of  course,  we  may  disagree  as  to  terminology,  but 
I  think  we  understand  each  other. 

It  is  the  position  of  my  clients  that  any  money  it  spent  was  for 
Jack  Hall,  but  you  will  see  the  records.    The  records  Avill  speak. 

Mr.  Morris.  That's  right.     You  will  contend  that  the  records 

Mr.  Andersen.  We  spent  the  money  for  the  defense  of  Jack  Hall, 
but  you  will  see  those  records. 

Mr.  Symonds.  On  behalf  of  the  United  Public  Workers,  regarding 
tlie  sunnnons  served  on  that  organization,  I  enter  into  the  same 
stipulation. 

(Senator  Watkins  now  acting  as  chairman.) 

Mr.  Morris.  Mr.  Cowart,  for  the  benefit  of  Senator  Watkins  and 
Senator  Butler,  who  just  came  in,  will  you  read  by  summarization 
of  the  agreement  between  counsel  and  the  committee,  together  with 
the  acknowledgement  on  tlie  ])art  of  counsel  ? 

(The  reporter  then  read  the  record  as  requested  by  counsel.) 

Senator  Easti>and.  As  I  understand  it  now,  the  subcommittee  is  to 
get  what  information  it  desires  and  vrhen  it  desires  it,  but  that  this 
time  there  is  only  contemplated  information  on  tAvo  items,  which  you 
specified,  but  we  aie  in  no  wise  limited  now.  Is  that  your  under- 
standing? 

Mr.  Morris.  I  think  it  is  clear.  Senator.  Is  that  clear,  Mr. 
Andersen  ? 


2412       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Andersen.  Wait  a  minute.  I  don't  want  any  misunderstand- 
ing. I  don't  want  to  be  accused  of  backing  down  on  an  agreement, 
which  I  don't  do.  I  told  you  upstairs,  in  executive  session,  that  we 
did  not  concede  the  validity  of  this  subpena. 

Mr.  Morris,  You  have  already. 

Mr.  Andersen.  I  also  told  you  that  you  could  get  another  subpena 
out  in  a  half  honi-.     That  we  didn't  want  to  litigate^ 

Senator  Eastland.  That's  correct.     That  is  what  you  said. 

Mr.  Andersen.  I  don't  make  misstatements.  I  remember  what  I 
said.  And  ^you  served  this  subpena,  and  rather  than  go  through  the 
courts  and  test  the  subpena,  we  endeavored  as  gentlemen  to  modify 
it  to  a  certain  extent,  to  a  certain  extent,  among  ourselves. 

Now  the  subpena  is  still  subject  to  all  of  our  objections,  sir.  I  don't 
want  any  misunderstanding  about  that. 

Now,  we  agreed  to  supply  this  information  tluit  counsel  requested 
and  agreed  to  forbear  attack  upon  the  subpena.  Now,  we  still  re- 
serve objections  to  the  subpena. 

Senator  Eastland.  "Wait  just  a  minute  now. 

I  understand,  Mr.  Andersen,  you  agree  to  supply  the  information 
on  the  two  items  which  counsel  requests. 

Mr.  Andersen.  Tliat's  correct.  Without  waiving  any  legal  rights 
we  have.     That's  correct. 

Senator  Eastland.  But  forebearing  any  objections  to  the  subpena. 

Mr.  Andersen.  To  the  form  of  the  subpena.  That  is  correct.  And 
content. 

Senator  Easit^and.  All  right. 

Mr.  Andersen.  That  is  right. 

Senator^  Eastland.  Now,  as  I  understood,  vou  were  to  supply 
whatever  information  we  desired,  without  any  strings  attached,  but 
that  at  this  moment  we  desire  information  on  the  two  items,  which 
counsel  mentioned. 

Mr.  Andersen.  T^t's  change  that  a  little  bit,  if  I  may,  so  we  will 
understand  each  other.     Let's  have  our  understandings  correct. 

My  understanding  of  our  discussion  upstairs,  and  I  believe  all  or 
most  of  the  Senators  were  there,  was  that  at  this  time  you  wanted, 
withm  the  period  set  forth  in  the  subpena,  certain  infonnation  in 
relation  to  two  items.  T  won't  mention  tlie  items.  We  have  men- 
tioned them  a  half  dozen  times.  And  for  that  period  we  will  supdIv 
it  to  you.  ^  ^  "^ 

Senator  Eastland,  That's  correct. 

Mr,  Andersen.  That's  correct.  We  will  supply  those  two  items  to 
you.  _  Now,  if  you  ask  for  anything  else,  I  want  to  be  put  in  the  same 
position  I  was  upstairs,  in  the  executive  session. 

Senator  Eastland.  You  made  no  agreement  as  to  anything  else? 

Mr.  Andersen.  Sir,  the  only  agreement  we  had  upstairs,  in  execu- 
tive session,  I  told  you  that  I  would— I  told  you  that  I  was  the  attor- 
ney for  the  International  Longshoremen's  Association,  its  general 
counsel. 

Senator  Eastland,  Yes. 

Mr.  Andersi^n.  I  told  you  as  such  counsel  T  could  only  recommend. 

Senator  Eastland.  That's  right,  you  did. 

Mr.  Andersen.  I  told  you  that  T  didn't  know  whether  they  would 
accept  my  advice  or  not;  T  told  yon  that  sometimes  my  client  accepts 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2413 

my  advice  and  sometimes  my  client  doesn't  accept  my  advice.  That's 
the  client's  privilege. 

Senator  Eastland.  That's  correct. 

Mr.  Andersen.  I  had  a  Si^-hour  lunch  with  my  clients.  They 
agreed  to  follow  m}-  advice  to  the  extent  that  we  discussed  upstairs. 
And  the  only  thing  1  told  them  we  had  to  produce,  if  they  followed 
my  recommendation,  was  in  relation  to  those  two  items. 

Now  I  think  that  is  our  understanding.  I  don't  think  anything 
should  be  superimposed  upon  it. 

Senator  Eas'ii^and.  I  am  not  trying  to  superimpose  anything  upon 
it.  As  I  miderstood  it,  and  I  would  like  to  hear  from  the  other  mem- 
bers of  the  committee,  we  were  to  get  wliatever  information  we  desired 
for  the  record,  but  that  presently  we  desired  information  on  the  two 
items.     That  was  my  understanding. 

I  am  not  accusing  you  of  bad  faitli,  Mr.  Andersen. 

Mr.  Andersen.  I  undei-stand.  But  I  observed  that  you  attempted 
to  superimpose  something  upon  our  general  agreement,  and  that's 
why  I  came  forAvard. 

Senator  Welker.  Mr.  Chairman. 

Just  a  minute,  Mr.  Andersen. 

Senator  Watkins.  Let  the  record  show  at  this  moment  that  the 
senior  Senator  from  Utah  is  now  acting  as  chairman  under  the  direc- 
tion of  Chairman  Eastland. 

Senator  Butler.  I  know  there  was  some  place  in  the  conversation 
where  reference  was  made  to  the  fact  that  this  was  not  to  be  a  restric- 
tive agreement.  And  when  I  suggested  something  about  the  two 
items,  there  were  several  other  Senators  said  that  we  shall  not  be  re- 
stricted to 

Mr.  Andersen.  I  agree ;  I  agree.  That  is  your  position.  You  took 
the  position  that  you  would  not  be  restricted.  And  I  agreed  that 
you  wouldn't  be  restricted,  but  I  didn't  waive  my  right  to  object  to 
the  subpena  as  written. 

Senator  Butler  is  correct  and  I'm  correct. 

Senator  Eastland.  Insofar  as  other  items  are  concerned. 

Senator  Butler.  That  is  substantially  correct. 

Senator  Welker.  Mr,  Chairman,  I  think  the  stipulation  should  go 
as  to  when 

Senator  Watkins.  Just  a  moment. 

Senator  Butler.  Mr.  Chairman. 

Senator  Watkins.  Senator  Butler.     Senator  Welker. 

Senator  Welker.  I  think  the  stipulation  should  go  further  so  as  to 
say  when  he  is  going  to  produce  the  evidence  of  the  two 

Mr.  Andersen.  We  have  already  discussed  that. 

Senator  Welker.  Well,  it  isn't  in  the  stipulation. 

Mr.  Andersen.  Oh. 


Senator  Welker.  We  want  that  in  the  record  as  to  when  you 

Mr.  Andersen.  Mr.  Morris  can  state 

Mr.  Morris.  Within  a  reasonable  time. 
Mr.  Andersen.  Yes. 

Mr.  Morris.  Is  that  satisfactory  to  you,  Senator  Welker  ? 
Senator  Welker.  Yes. 

Senator  Watkins.  Do  you  agree  as  to  what  is  a  reasonable  time  ? 
Mr.  Andersen.  We  have  agreed  as  close  as  we  can  agree.    We  have 
a  gentlemanly  agreement. 


2414       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Senator  Watkins.  All  right. 

Mr.  Andersen.  May  I  request  of  the  chairman  that,  for  my  own 
files,  the  chairman  direct  the  reporter  to  transcribe  this  colloquy  so 
that  we  will  all  have  a  copy  of  it,  and  particularly  counsel  for  the 
respective  witnesses. 

Senator  Watkins.  That  is  a  reasonable  request.     It  will  be  granted. 

Mr.  Andersen,  will  you  come  forward  again,  please  ? 

Mr.  Morris.  There  is  still  a  little  bit  of  misunderstanding  about 
this.  You  have  said  twice  here  that  there  is  no  restriction  imposed 
on  the  Senate.     And  you  agree  to  that,  don't  you  ? 

Mr.  Andersen.  Yes ;  I  agree  that  the  Senate  has  the  right  to  issue  a 
subpena.     I  conceded  that  upstairs,  sir. 

Mr.  Morris.  And  now  suppose,  in  encountering  this  particular 
problem,  we  come  upon  records,  we  come  u])on  information  that  bears 
on  the  contention  the  committee  advances  that  it  bears  on  point  No.  1, 
the  expenditures  for  the  seven  Smith  Act  defendants. 

Mr.  Andersen.  Well,  I  don't  see  how  you  can  reach  that  point. 

Mr.  Morris.  Just  a  minute  now.  Let  me  finish.  Supposing  only, 
do  you  contemplate  that  you  would  have  the  right  to  say,  "WeTl,  that 
item  does  not  come  within  the  scope  of  those  two  items.  Therefore, 
we  are  going  to  challenge  the  validity  of  these  proceedings"  ? 

Mr.  xIndersen.  No  ;  I  think  I  have  waived  that. 

Mr.  Morris.  You  have  waived  that. 

Mr.  Andersen.  Yes;  I  am  sure  that 

Senator  Welker.  As  to  those  two  items. 

Mr.  Andersen.  I  think  I  waived  that  upstairs  in  the  executive  ses- 
sion, and  I  am  sure  that  Senator  Watkins  would  say  that.  Wouldn't 
you,  Senator  ? 

Senator  Watkins.  That's  substantially  correct,  I  think. 

Mr.  Andersen.  Yes.     When  I  make  an  agreement,  I  abide  by  it. 

Mr.  Morris.  Suppose,  Mr.  Andersen,  we  come  upon  something  that 
is  an  expenditure  to  a  man  who  was,  may  be — tliis  is  suppositious — 
indicted  but  whose  case  was  dismissed  before  the  trial,  and  it  had  to  do 
with  the  same  trial.  "\Yliat  would  your  position  witli  respect  to  that 
be? 

Mr.  Andersen.  I  think  that  is  so  suppositious  that  it  is  beyond  the 
realm  of  possibility,  because  I  don't  believe  there  could  be  such  an 
imaginary  set  of  facts. 

Senator  Watkins.  Suppose  there  is. 

Mr.  Morris.  I  want  to  bring  out  the  point  though.  In  other  words, 
you  would  concede — vou  concede  here  now  that  we  then  could  to  into 
that  fact  ? 

Mr,  Andersen.  Right  now  I  can  see  certainly  no  objection  to  it. 
I  think  your  statement,  as  I  stand  here,  is  fair  and  reasonable.  I 
don't  know  what  you  have  in  mind. 

Mr.  Morris,  Now  the  only  thing  here  is 

Senator  Eastland.  We  don't  have  anything  in  mind.  We  are  just 
trying  to  see  what  the  agreement  was.  That  we  have  a  meeting  of  the 
minds,  that  we  understand  each  other.     That's  all. 

Mr.  Andersen.  Let's  be  specific.  My  recollection  is  not  perfect 
about  things.  But  my  recollection,  sir,  is  that  in  relation  to  that  case 
you  are  talking  about,  nobody  was  dismissed  from  it. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2415 

Mr.  MoRBis.  I  am  saying  that  suppose  something  comes  up  in  Avhich 
the  issue  isn't  precisely  those  7  but  is  someone  closely  related  to  those 
7;  money  is  expended  on  behalf  of  that,  and  the  committee  asks  for 
that  particular  information.  AAHiat  will  your  attitude  be?  Will  you 
then  say,  Mr.  Andersen,  "Ah !  We  agreed  only  to  waive  our  objection 
to  the  subpena  with  respect  to  those  two  items.  We  will  challenge  the 
right  of  the  committee  to  look  into  it,  even  though  it  is  within  the 
purview  of " 

Mr.  AxDERSEX.  That  I  probably  would. 

Mr.  Morris.  Object? 

Mr.  Andersen.  Yes.  And  I  will  tell  you  why.  We  had  an  execu- 
tive session  and  I  made  certain  agreements,  subject  to  the  approval  of 
my  client.  I  have  reflected  that  suggestion  to  my  client.  My  client 
has  agreed  to  follow  my  advice  in  relation  to  what  I  told  him,  and  no 
more.     And  I  reflected  fairly  our  understanding  to  my  client. 

Now,  if  you  want  to  add  anything  to  it  that  might  be  suppositious, 
then  I  will  have  to  discuss  it  with  him  again,  but  I  think  I  have  fairly 
and  fully  made  a  complete  disclosure,  my  client  has  authorized  me  so 
far,  and  that  is  as  far  as  their  lawyers  can  go. 

I  think  you  are  talking  about  something  that  won't  arise.  I  can't 
imagine  what  jon  have  in  mind.  Now,  if  you  have  something  in  your 
mind  that  I  cannot  see  at  the  moment- 

Senator  Eastland.  We  have  nothinir 


Mr.  Morris.  We  have  nothing  in  our  minds. 

Mr.  Andersen.  I  think  we  have  covered  it. 

Mr.  Morris.  Senator,  the  point  there,  as  I  analyze  it,  Senator,  if 
sometliing  should  come  up  outside  the  scope  of  these  two  items,  as  the 
record  now  stands,  according  to  what  Mr.  Andersen  now  says,  we 
would  still  have  our  rights  under  the  subpena,  but  it  may  be  at  that 
particular  tim.e  Mr.  Andersen  might  cliallenge  the  authenticity  of  the 
subpena. 

Mr.  Andersen.  I  think  that  is  a  fair  statement. 

Mr.  Morris.  So  what  we  have  here.  Senator,  without  pursuing  the 
thing,  we  have  a  concession  that  they  will  comply  with  respect  to 
those  two  items.  With  respect  to  anything  else  that  might  come  up, 
we  will  have  to  just  go  ahead  on  the  thing. 

Senator  Eastland.  That's  all  right.  That  is  the  way  I  understood 
the  agreement. 

Mr.  Morris.  That  is  not  the  way  it  was  originally. 

Senator  Easti^\nd.  Maybe  it  is  my  fault.  I  don't  know.  I  am  not 
challenging  anybody. 

Mr.  Andersen.  Senator,  haven't  I  stated  it  fairly  ? 

Senator  Easti.and.  In  order  to  have  a  meeting  of  the  minds.  That's 
all. 

Mr.  Morris.  This,  Mr.  Andersen,  as  I  just  stated  it  now,  is  diiferent 
from  my  understanding  of  the  agreement  upstairs. 

Mr.  Andersen.  Reasonable  people  can  differ.  I  think  that  I've 
stated  it  fairly.  Now,  if  I  haven't  stated  it  fairly,  I  stand — I  can 
always  be  corrected — but  I  think  I've  stated  the  agreement  fairly. 

Mr.  Morris.  My  understanding 

Mr.  Andersen.  As  a  matter  of  fact,  I  think  we're  arguing  about 
nothing.  We  are  arguing  about  how  many  people  can  dance  on  the 
head  of  a  pin. 


2416       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  No,  we're  not,  Mr.  Andersen. 

Go  ahead,  Senator  Welker. 

Senator  Welker.  I  would  suggest,  to  get  away  from  the  seeming 
misunderstanding  on  the  part  of  certain  of  the  Senators  and  counsel, 
that  we  issue  a  subpena  duces  tecum  for  the  two  items  that  we  are 
agreed  upon.  I  am  sure  counsel  will  abide  by  that.  And  then  if  there 
are  any  other  matters  the  committee  desires  to  have  brought  forth- 
with, to  have  another  subpena  issued.  Quit  this  idea  of  trying  to  make 
agreements  in  violation  of  the  subpena. 

Mr.  Morris.  Senator  Welker,  I  might  admit  that  the  agreement 
as  it  now  stands  has  the  acknowledgment  on  the  part  of  counsel  of  our 
authority  with  respect  to  the  records  and  those  two  items.  So  we 
wouldn't  have  to  go  into  that  at  all. 

Now,  with  respect  to  the  other  items,  the  point  is,  it  may  well  be  that 
the  committee  would  allow  the  situation  to  stand  as  it  is  now.  But  our 
only  point  is  that  it  is  not  our  understanding  of  the  agreement  that 
was  made  upstairs. 

Senator  Watkins.  In  other  words,  we  will  now  have — even  taking 
your  position,  there  is  an  understanding  of  a  modified  agreement, 
according  to  your  view,  but  there  is  still  an  agreement.^ 

1  See  the  following  : 

The  following  statements  were  received  by  the  subcommittee  after  its  return  to  Wash- 
ington in  response  to  questions  regarding  use  of  funds  for  certain  purposes  by  the  ILWU 
and  United  Public  Workers  and  was  ordered  into  the  record  at  a  subcommittee  meeting 
December  17,  1956 : 

BUSLOG  &   Symonds, 
Honolulu:,  Hatpaii,  December  10,  1956. 
Re  Hawaiian  Judiciary  Subcommittee  hearings 
Senate  Judiciary  Committee, 

Senate  Building,  Washington,  D.  C. 
(Attention:  Robert  Morris.) 
Dear  Sir  :  Pursuant  to  your  telephone  conversation  with  George  R.  Andersen  wherein 
he  stated  he  was  prepared  to  meet  with  you  regarding  the  records  agreed  upon,  and  in 
which  conversation  you  stated  it  would  not  be  necessary  to  produce  the  physical  records 
and  that  the  purpose  of  the  subcommittee  would  be  served  by  an  accountant's  report  setting 
forth  what  the  books  of  ILWU  Local  142  and  the  ILWU  Memorial  Association  show  with 
respect  to  expenditures  made  by  either  entity  since  the  date  set  forth  in  the  subpenas  re- 
garding the  local  Smith  Act  trial  and  the  105G  Territorial  election,  enclosed  is  a  report 
signed'by  the  accountant.  While  the  subpena  refers  to  funds  of  local  142  and  the  Me- 
morial Association,  there  is  included  in  the  report  money  expended  by  the  ILWU  defense 
fund  and  the  political  action  fund. 

Also  in  accordance  with  our  understanding,  enclosed  is  an  accountant's  report,  together 
with  a  statement  from  Henry  B.  Epstein,  Territorial  director  of  the  UPW.  with  reference 
to  funds  expended  by  that  organization  relative  to  the  two  matters  specified. 

If  you  have  anj''  occasion  to  communicate  with  this  office,  we  would  appreciate  your 
sending  a  copy  to  George  R.  Andersen,  240  Montgomery  Street,  San  Francisco  4,  Calif., 
and  indicating  the  same  on  the  original. 
Very  truly  yours, 

Myer  C.  Symonds. 

Honolulu,  T.  H.,  December  10,  1956. 
Re  Territory  of  Hawaii  Subcommittee  hearing. 
Senate  Judiciary  Committee, 

Senate  Building,  Washington,  D.  C. 
(Attention  Robert  Morris,  Esq.) 
Dear  Sir  :  At  the  request  of  Newton  K.  Miyagi,  secretary-treasurer  of  Local  142,  Inter- 
national Longshoremen's  and  Warehousemen's  Union,  and  treasurer  of  ILWU  Memorial 
Association,  I  attach  hereto  a  schedule  of  accounts,  the  information  of  which  was  drawn 
from  the  books  of  accounts  called  the  ILWU  Defense  Fund,  showing  moneys  spent  under 
the  heading  of  "Jack  Hall  Case,"  covering  period  from  January  1,  1953,  to  date. 

The  ILWU  Defense  Fund  has  been  maintained  as  a  separate  accounting  entity  as  are 
the  funds  of  ILWIJ  Local  142  and  ILWU  Memorial  Association,  and,  to  the  best  of  my 
luiowledge  and  belief,  is  the  only  fund  among  the  three  accounting  entities  mentioned 
which  has  to  date  reflected  expenditure  under  the  heading  and  description  of  "Jack  Hall 
Case." 

In  answer  to  the  question  relating  to  expenditures  made  in  the  1956  political  campaign 
in  Hawaii,  the  books  of  ILWU  Local  142  and  of  ILWU  Memorial  Association  reflect  no 
account  under  the  heading  or  description  of  political  activities.     There  is  a  fund  called 
Political  Action  Fund,  which  shows  a  total  expenditure  of  .'?14, 635.04  therefrom. 
Yours  very  truly, 

.Katsuto  Nagaue, 
Accountant  and  Auditor. 
(Footnote  continued  on  next  page)i 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2417 

With  that,  I  think  we  probably  ought  to  close  the  colloquy  and 
go  on  with  the  witnesses. 

Senator  Eastland.  All  right,  call  your  witness. 

Senator  Watkins.  Call  your  witness. 

Mr.  Morris.  Mr.  Irving  Fishman. 

Senator,  Mr.  Chairman,  Irving  Fishman,  customs  official,  is  here 
today  and  has  come  at  great  sacrifice  from  Washington.  He  flew 
in  here  this  morning,  he  has  to  be  in  San  Francisco  tomorrow,  and 
therefore  I  ask  that  we  interrupt  the  testimony  of  Mr.  Rohrbough 
to  put  Mr.  Fishman  on  inunediately. 

Senator  Watkins.  You  solemnly  swear  the  testimony  you  are  about 
to  give  in  the  matter  pending  before  this  committee  will  be  the  truth, 
the  whole  truth,  and  nothing  but  the  truth,  so  help  you  God  ? 

Mr.  Fishman.  I  do. 

TESTIMONY  OF  IRVING  FISHMAN 

]Mr.  Morris.  Mr.  Fishman,  will  you  give  your  name  and  address 
to  the  reporter  ? 

Mr.  Fishman.  Irving  Fishman. 

Senator  Eastland.  Talk  a  little  louder,  please. 

Schedule  of  accounts  shoicing  disbursements  under  heading  of  "Jack  Hall  Case" 

from  ILWU  Defense  Fund 
Accounts :  Amount 

Legal  fi-.'s  and  costs $86,  521.  90 

Mailing  and  shipping 3,  599.  48 

Office  supplies 2, 103.  29 

Rent 408.  00 

Research  and  publicity 9,  902.  77 

Taxes 114.  65 

Telephone  and  wire 524.  91 

Travel  and  subsistence 1,  049.  44 

Wages 5,  685.  71 

Total 109,  970.  15 

HONOLULU,  T.  H.,  December  i,  1956. 
To  Whom  It  May  Concern: 

I  am  a  public  accountant  and  have  been  so  engaged  since  January  15,  1945. 

I  was  engaged  on  or  about  October  1954  by  United  Public  Workers,  a  labor  union,  to 
examine  the  then  existing  records  and  to  recommend  an  accounting  system.  Under  date 
of  October  25.  1954,  I  tiled  a  report  with  the  United  Public  Workers  on  this  matter,  to- 
gether with  the  general  books  of  accounts  which  were  organized  by  me. 

Since  then,  I  have  made  2  examinations  of  the  books  of  accounts  of  the  said  union,  upon 
request,  1  for  period  ended  June  30,  1955,  and  another  for  period  ended  June  30,  1956, 
and  have  filed  reports  appertaining  thereto. 

On  this  date,  I  have  been  asked  to  furnish  answers  to  two  direct  questions,  namely  : 

(1)  What  money,  if  any,  was  contributed  by  the  United  Public  Workers  to  any  of  the 
defendants  in  the  so-called  local  Smith  Act  trial? 

(2)  What  money,  if  any.  was  expended  by  the  union  on  behalf  of  political  candidates 
of  any  party  during  the  last  election  in  the  Territory? 

During  the  period  covered  by  my  examination  of  the  books  of  accounts,  the  answer  to 
both  questions  is  None  to  the  best  of  my  knowledge  and  belief. 
Yours  very  truly, 

KaTSUTO    N.iGAUE, 

Accountant  and  Auditor. 

United  Public  Workers, 
Honolulu,  Haioaii,  December  6,  1956. 
To  Whom  It  May  Concern: 

My  name  is  Henry  B.  Epstein,  and  I  am  the  Territorial  director  of  the  United  Public 
Workers.  I  have  been  requested  to  check  the  books  of  the  United  Public  Workers  since 
its  inception  for  the  purpose  of  answering  two  questions  : 

1.  What  money,  if  any,  was  contributed  by  the  United  Public  Workers  to  any  of  the 
defendants  in  the  Hawaii  Smith  Act  trial? 

2.  What  money,  if  any,  was  expended  by  the  United  Public  Workers  on  behalf  of  political 
candidates  of  any  party  during  the  last  election  in  the  Territory? 

I  have  carefully  checked  all  the  books  and  records  of  the  United  Public  Workers  since 
its  inception  as  an  independent  union  in  March  1953.  Based  on  the  books  and  records  of 
the  union,  the  answer  to  both  the  questions  is  "None." 

Henry  B.  Epstein. 


2418       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  FiSHMAN.  Irving:  Fishman.  I  live  in  the  city  of  New  York; 
I  am  deputy  collector  of  customs  at  the  port  of  New  York,  in  charge 
of  the  program  countrywide  of  the  Bureau  of  Customs  and  the  con- 
trol of  the  importation  of  political  propaganda. 

Mr.  Morris.  How  long  have  you  held  that  position  ? 

Mr.  Fishman.  For  the  last  5  years. 

Mr.  Morris.  Are  you  acquainted  with  the  flow  of  propaganda  into 
the  port  of  Honolulu  ? 

Mr.  Fishman.  I  have  some  information  and,  if  the  committee 
pleases,  I  should  like  to  read  a  preliminary  statement. 

Mr.  Morris.  Before  you  do,  Mr.  Fishman,  I  wonder  if  you 
would  just  tell  us  to  what  extent  you  are  competent  to  testify  about 
the  situation  as  it  exists  in  Plonolulu  ? 

Mr.  Fishman.  I  surveyed  the  situation  here  in  Honolulu  back  in 
October  of  this  year,  and  I  have  also  conducted  some  inquiries  at  the 
exchange  post  offices  in  San  Francisco  and  New  York,  dealing  with 
the  shipment  of  mail  into  the  Honolulu  area. 

Mr.  Morris.  Proceed. 

Mr.  Fishman.  I  believe  the  members  of  this  committee  are  familiar 
to  some  extent  with  the  interest  of  our  agency  in  the  importation 
of  political  propaganda  into  the  United  States. 

Senator  Eastland.  Is  that  propaganda  that  comes  from  the  Soviet 
Union  and  the  Iron  Curtain  countries  to  promote  communism  in  the 
United  States  ? 

Mr.  Fishman.  That  is  right. 

Senator  Eastland.  And  in  particular  into  this  Territory? 

Mr.  Fishman.  That  is  right.  However,  I  would  like  to  state  for 
the  record 

Senator  Johnston.  At  the  present  time  you  have  a  lot  of  it  stacked 
up  in  New  York,  isn't  that  true  'i 

Mr.  Fishman.  We  have  some  that  we  are  holding.  However,  I 
should  like  to  state  for  the  record  that  the  Customs  Bureau,  a  branch 
of  the  Treasury  Department,  in  cooperation  with  the  Post  Office  and 
Justice  Departments,  have  the  joint  responsibility,  under  certain 
Federal  statutes,  to  control  the  importation  of  political  propaganda. 
Under  the  Tariff  Act  of  1930,  subversive  materials  which  advocate 
treason  or  insurrection  against  the  United  States  are  prohibited  im- 
portations, and  the  sending  of  propaganda  materials  to  the  United 
States  from  the  Soviet  bloc  countries  by  the  mails  or  by  means  other 
than  the  mails,  intended  for  dissemination  in  the  United  States,  may 
likewise  be  in  violation  of  the  Foreign  Agents  Registration  Act  of 
1930,  as  amended. 

This  position  taken  by  the  Customs  and  Post  Office  Departments 
is  believed  strengthened  by  the  Attorney  General's  opinion  of  De- 
cember 10,  1940,  cited  as  volume  39,  Opinions  of  the  Attorney  Gen- 
eral, page  535,  wherein  it  was  held  that  the  sending  of  propaganda 
materials  to  the  United  States  by  an  unregistered  agent  of  a  foreign 
principal,  in  violation  of  the  Foreign  Agents  Registration  Act, 
amounts  to  the  violation  of  a  penal  statute,  as  provided  for  in  section 
957  of  title  18  of  the  United  States  Code. 

Senator  Watkins.  Pardon  me  for  just  a  moment,  Mr.  Witness,  If 
the  reporter  would  move  just  a  little  bit,  I  can't  see  your  face  and  it 
is  difficult  for  me  to  follow  you.     If  the  reporter  would  just  move 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2419 

up  this  way  a  little  bit,  nearer  the — no,  I  don't  want  him  to  be  in 
front  of  anyone  else  either. 

Senator  Joiinstox.  That  all  right. 

Senator  "Watkins.  All  right.     Proceed. 

Mr.  FisiiMAN.  And  that  under  section  17  of  title  18,  such  propa- 
ganda can  be  barred  from  the  United  States  mails. 

Mr.  IMoRRis.  Now  may  I  break  in  here,  Mr.  Fishman,  a  moment? 

The  violation — if  material  comes  into  the  United  States  from  a 
foreign  principal,  or  unregistered  agent  of  a  foreign  principal,  who 
has  violated  tlie  law ^  Who  has  violated  the  law;  who  has  com- 
mitted the  crime  ? 

Mr.  Fishman.  I  was  coming  to  that.  The  Attorney  General  has 
ruled  that  persons  not  within  the  United  States,  who  use  interstate 
or  foreign  connnerce  within  the  United  States  to  disseminate  politi- 
cal Communist  propaganda,  shall  be  regarded  as  acting  within  the 
United  States,  and  therefore  subject  to  this  act. 

In  dealing  with  the  problem  of  wide  and  increased  distribution  of 
jiolitical  propaganda  in  this  country,  it  is  necessary  that  continued 
surveys  be  made  to  determine  the  extent  to  which  such  material  is 
sent  from  abroad  into  particular  areas  of  the  countr^y  through  the 
various  customs  ports  of  entry.  In  pursuing  this  course,  a  limited 
inquiry  was  made  in  October  of  this  year  into  the  shipment  of  Com- 
munist propaganda  into  the  Hawaiian  Islands.  We  learned  that  a 
good  deal  of  mailed  matter  is  sacked  directly  on  the  island  from 
foreign  countries  and  thus  I'eceives  customs  treatment  here. 

Our  statistics  show  that  duiing  the  past  year 

Senator  Eastland.  What  foreign  countries? 

Mr.  FisH3iAN.  All  of  the  Comnnuiist  Soviet-bloc  countries.  ^ 

Our  statistics  show  that  during  the  past  year  the  mail  division  of 
the  customs  service  in  Honolulu  handled  one  million  two  hundred 
ninety-one  thousand-some-odd  parcels  of  mail.  W^e  have  also  broken 
down  the  figures  by  monthly  statistics. 

It  was  observed,'  for  example,  that  airmail  from  China  is  shipped 
through  Hong  Kong  directly  to  the  islands  by  way  of  Canada,  with- 
out touching  the  mainland.  However,  a  good  deal  of  mail  from 
abroad  destined  to  the  islands  is  segregated  at  exchange  post  offices  in 
New  York  and  San  Francisco,  and  perhaps  in  other  areas.  This 
material  is  then  placed  in  the  city  mails  for  delivery  here,  so  that 
close  scrutiny  by  customs  is  not  possible  without  special  arrangements 
being  made. 

In  this  connection  it  should  be  kept  in  mind  that  literally  millions 
of  mail  articles  from  abroad  and  from  the  Soviet-bloc  countries  pass 
through  customs  ports  of  entry  during  any  given  month. 

The  committee  has  requested  specific  information  as  to  the  volume 
of  political  propaganda  destined  to  the  islands.  Unfortunately,  exact 
statistics  are  not  available,  because  of  lack  of  time  and  the  limited 
scope  of  the  present  inquiry.  However,  we  found  that  in  a  2-month 
period  several  hundred  parcels  of  mail  matter  suspected  of  containing 
political  propaganda  was  sent  to  this  area  and  was  cleared  through 
two  exchange  post  offices  on  the  mainland.  We  can  only  estimate  that 
equal  quantities  may  have  passed  through  other  post  offices  which  did 
not  come  under  our  study. 

Here  in  Honolulu  our  agency  also  took  note  of  the  importation  of 
similar  propaganda  material  sent  directly  from  abroad.     Recent  re- 


2420       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

ports  to  the  Post  Office  Department  suggested  tlie  withholding  from 
the  mails  of  364  parcels  containing  2,37G  pieces  of  printed  matter  sent 
to  addresses  in  this  area  since  May  of  this  year. 

Senator  Eastland.  That  was  Communist  propaganda  ? 

Mr.  FiSHMAN.  That  is  right.  I  have  brought  with  me  exhibits, 
samples  of  the  type  of  propaganda  material  observed  in  the  mail. 

Senator  Eastland.  That  is  propaganda  that  comes  to  the  Territory ; 
is  that  right  ? 

Mr.  FisHMAN.  That  is  right. 

Senator  Johnston.  And  that's  from  Russia  or  satellite  countries  of 
Eussia  ? 

Mr.  FisHMAN.  That  is  right.     Satellite  countries. 

Mr.  Morris.  Now,  the  2,376  pieces  of  printed  matter,  Mr.  Fishman, 
is  that — tliat  is  an  estimated  figure  or  is  that  the  actual  figure? 

Mr.  Fishman.  That's  an  accurate  figure,  l^ut  we  have  not  com- 
pleted our  study. 

Mr.  Morris.  Could  you  to  the 

Senator  Eastland.  Wait  a  minute.  Do  you  think  it  is  much  greater 
than  that  ? 

Mr.  Fishman.  I  think  so,  because  vce.  examined — because  of  budge- 
tary difficulties  and  so  on,  the  customs  service  generally  examines  about 
10  percent  of  the  mail.  Now,  if  you  keep  in  mind  that  we  handled 
here  in  Honolulu  over  a  million  packages  last  year  and  saw  possibly 
10  percent  of  that,  we  picked  up  three-hundred-some-odd  packages, 
you  might  be  able  to 

Senator  Eastland.  You  think  you  got — — ■ 

Mr.  Fishman.  Multiply  that  by  10." 

Senator  Eastland.  You  think  vou  cot  about  three-hundred-odd 
packages.     About  10  percent. 

Mr.  Fishman.  That's  about  10  percent  of  what  actually  came  into 
tlie  area. 

Senator  Eastland,  Of  Communist  propaganda  that  came  into 
Hawaii  ? 

Mr.  Fishman.  Into  this  area. 

Senator  Johnston.  That's  only  through  the  post  offices  that  you 
inspected,  too ;  isn't  it  ? 

Mr.  Fishman.  In  Honolulu. 

Senator  Johnston.  Yes. 

Mr.  Fishman.  Of  course,  as  I  pointed  out,  some  mail,  especially 
printed  matter,  is  segregated  at  the  exchange  post  offices  on  the  main- 
land and  then  the  post  office  will  deliver  it  here  the  same  as  if  it  came 
from  Maine  or  Wisconsin  or  any  place  else.  So  that  we  never  had  an 
opportunity  to  observe  that  firsthand. 

Senator  Eastland.  Let  me  ask  you  a  question.  Does  the  Honolulu 
Record  get  Communist  pro])aganda  from  the  Iron  Curtain  countries? 

Mr.  Fishman.  Senator,  you  know  the  policy  of  our  Department. 
We  consider  the  names  and  addresses  of  the  recipients  of  Communist 
propaganda  as  classified  information  and  we  will  be  glad  to  furnish 
that  to  the  committee. 

Senator  Eastland.  If  we  can  get  it,  that  is  all  right. 

Mr.  Fishman.  We  have  observed  some. 

Senator  Eastland.  You  have  observed  some.  Now,  we  will  get  the 
names  of  the  addresses  in  executive  session. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2421 

Mr.  FiSHMAN.  That's  riglit. 

Senator  Eastland.  All  right. 

Mr.  FiSHMAN.  We  are  in  the  midst  of  preparing  that  right  now. 

Senator  Eastland.  You  picked  up  a  letter  this  morning  from  Hong 
Kong,  didn't  you  ? 

Mr.  Fishihan.  I  was  over  at  the  post  office  this  morning  for  a  while 
and  we  found  several  parcels  in  this  morning's  mail,  one  of  which 
was  addressed— several  of  which  were  addressed  to  the  Honolulu 

Record. 

Senator  Eastland.  The  Honolulu  Record.  Was  that  from  the 
Communist  Government  in  Hong  Kong  ? 

Mr.  FiSHMAN.  From  China. 

Senator  Eastland.  From  China. 

Send  them  up,  Mr.  Arens,  please. 

Senator  Watkins.  Senator  Eastland,  I  thought  we  had  better  have 
them  marked  with  some  kind  of  identifying  mark  and  receive  them 
as  exhibits  at  this  time,  so  they  won't  get  lost  and  we  will  know  what 
we're  talking  about. 

How  many  pieces  do  you  have,  Mr.  Fishman  ? 

Mr.  FiSHMAN.  These  have  been  selected  at  random.  These  were  not 
taken  out  of  this  morning's  mail.  "China  Reconstructs"  for  example, 
comes  here  in  quantity.  These  are  some  individual  publications. 
"Peoples  Democracy,  a  New  Form  of  Political  Organization  of  So- 
ciety."   "Socialism  and  Religion." 

Senator  Eastland.  What  country  is  that  from  ? 

Mr.  Fishman.  These  two  are  from  the  Soviet  Union. 

Senator  Eastland.  Soviet  Union. 

Mr.  Fishman.  Of  course,  a  lot  of  this  comes  from  China.  "May 
Day  Action  by  the  Revolutionary  Proletariat." 

Mr.  Morris.  Mr.  Fishman,  isn't  it  a  fact  that  Koji  Arioshi  has  also 
received  some  of  this  material  ? 

Mr.  Fishman.  That  is  correct.   We  have  observed  quantities  of  that. 

Mr.  Morris.  And  isn't  it  a  fact  that  Jack  Kimoto,  of  the  Honolulu 
Record,  also  receives  some  of  this  material  ? 

Mr.  Fishman.  I  have  seen  some  for  him. 

Mr.  Morris.  And  doesn't  the  ILWU  Reporter  receive  some  mail? 

Mr.  Fishman.  We  have  seen  occasional  shipments  for  them. 

Mr.  Morris.  And  doesn't  the  llonoluUi  Record  receive  such  mail? 

Mr.  Fishman.  I  have  mentioned  that.     Yes. 

Mr.  Morris.  And  the  secretary  of  the  ILWU. 

Mr.  Fishman.  Some  that  I  saw  very  recently. 

Senator  Eastland.  What  is  his  name  ? 

Mr.  Morris.  Senator,  I  asked  him  tliat  way  because  that's  the  way 
it  was  sent,  to  the  secretary  of  the  ILWIT,  and  there  was  no  name 
mentioned  on  the  parcel  I  saw. 

Mr.  Fishman.  That's  right. 

Mr.  Morris.  How  about  the  manager  of  the  Honolulu  Record  ? 

Mr.  Fishman.  The  material  that  I  have  observed  has  been  addressed 
to  various  officials  at  the  newspaper. 

Mr.  Morris.  And  the  ILWU  library  has  received  them,  has  it  not  ? 

Mr.  Fishman.  That's  right. 

Senator  Eastland,  Now,  that  was  propaganda  to  promote  the  cause 
of  communism,  wasn't  it  ? 


2422       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  FiSHMAN.  That's  right. 

Mr._  Morris.  Mr.  Fishman.  is  it  a  crime  simply  to  receive  this 
material  from  abroad? 

Mr.  Fishman.  I  didn't  get  tliat  question. 

Mr.  Morris.  Is  it  a  crime,  is  it  a  violation  ot  the  Foreign  Agents 
Registration  Act,  simply  to  receive  tliis  in  the  mail  ? 

Mr.  Fishman.  No. 

Mr.  Morris.  If,  however,  the  person  receiving  it  in  the  mail  dis- 
seminates it,  is  he  violating  the  foreign  registration  act? 

Mr.  Fishman.  The  Foreign  Agents  Registration  Act,  if  I  under- 
stand it,  and  I'm  not  an  expert  on  it,  is  the  disclosure-type  statute. 
Anyone  who  solicits  or  rexpiests  or  subscribes  to  a  Communist  publi- 
cation is  entitled  to  receive  it  for  his  own  use.  If  he  disseminates 
the  information,  then  he  is  requii'ed,  under  certain  conditions,  to 
register  with  the  Department  of  Justice  as  an  agent  of  a  foreign 
government.  Also,  he  is  required  to  stamp  the  material  which  he 
subsequently  issues  with  a  stamp,  disclosing  the  source  of  the  informa- 
tion. The  important  thing  that  the  Foreign  Agents  Registration  Act 
requires  is  that  the  reader  be  made  aware  of  the  source  of  the  infor- 
mation, so  that  he  does  not  assume  that  it  comes  from  any  other  source 
but  a  Soviet-bloc  country. 

Mr.  Morris.  Thank  you.    Now,  Mr.  Chairman 

Senator  Watkins.  1  would  like  to  ask  the  witness.  You  described 
by  title  some  of  the  material  you  exhibited.  Now,  have  you  given 
us  the  titles  of  all  of  it  ? 

Mr.  Fishman.  No. 

Senator  Watkins.  Will  you  proceed  and  ]Mit  the  rest  of  it  in  the 
record  with  that  method  ? 

Mr.  Fishman.  The  address  to  the  Second  All-Russiaii  Congress  of 
Communist  Organizations  of  the  Peoples  of  the  East.  Here  is  a 
booklet  entitled  "New  Polish  Publications.''  There  are  some  in  for- 
eign languages,  which  I  have  no  translation  of  right  at  the  moment. 
Czechoslovak  Trade  Unions;  Bulgaria  Today;  News — A  Soviet  Re- 
view of  World  Events;  another  copy  of  that;  Hungarian  Review; 
Economic  and  Social  Facts,  published  by  the  economic  and  social 
department  of  the  World  Federation  of  Trade  Unions;  New^  Times; 
Peoples  China ;  and  Soviet  Union. 

I  had  merely  intended  to  complete  my  statement  by  indicating  that 
most  of  this  propaganda  is  directed  against  the  United  States  and 
points  in  most  glowing  terms  to  the  living  and  working  conditions  in 
the  Soviet-bloc  countries  as  contrasted  Avith  the  alleged  miserable 
existence  in  the  capitalistic  countries. 

Recent  propaganda  efforts  have  attem]:)ted  to  induce  former  na- 
tionals of  the  satellite  countries,  as  Avell  as  displaced  persons  and 
immigrants,  to  return  to  the  homeland.  The  United  States  has  been 
accused  in  this  propaganda  of  using  dis])laced  persons  as  spies  and 
saboteurs  for  activities  against  the  Soviet  Union.  We  have  considered 
such  material  as  containing  propaganda  as  defined  in  section  1  (j)  of 
the  Foreign  Agents  Registration  Act,  and  have  taken  steps  to  control 
its  distribution  here.  We  shall  continue  our  efforts  in  this  connection 
within  the  limits  of  our  operating  budget. 

Mr.  Morris.  Mr.  Chairman 

Senator  Eastland.  Now,  just  a  minute.  That  was  3,000  packages. 
You  got  300  in  a  period  of  2  months. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2423 

Mr.  FisHMAN.  That's  right. 

Senator  Eastland.  You  checked  10  percent  over  a  2-month  period. 
It  is  3'our  best  estimate  that  in  a  2-month  period  over  3,000  packages 
came  tliroiigh  this  post  office  ? 

Mr.  FiSHMAN.  That's  right. 

Senator  Eastland.  Just  this  one  post  office  alone.  Now,  what  came 
to  other  post  offices  in  the  Territory;  you  will  get  that  information, 
but  you  do  not  have  it  at  this  time  ? 

Mr.  FisiiMAN.  That's  right.  I  will  furnish  that  to  the  committee 
as  soon  as  we  have  completed  our  study. 

Senator  Eastland.  It  will  be  made  available  to  the  committee? 

Mr.  FiSHMAN.  That's  correct. 

Senator  Eastland.  Thank  you. 

Mr.  Morris.  And  we're  talking  about  parcels  here,  Mr.  Fishman. 
For  instance,  364  ]:)arcels  contained  2,376  pieces. 

Mr.  Fishman.  That's  right. 

Mr.  Morris.  By  the  same  estimate,  if  it  is  going  to  be  increased  by 
10  percent,  it  should  be  23,760  pieces? 

Mr.  Fishman.  Then,  of  course,  we  have  also  observed  several 
hundred  parcels  at  mainland  post  offices  directed  here,  which  are  not 
in  those  figures. 

Senator  Eastland.  About  how  many  hundred  would  you  estimate  ? 

Mr.  Fishman.  Well,  we  know  of  five-hundred-some-odd  parcels  in 
2  months.    Probably  5,000  would  be  a  closer  estimate. 

Senator  Eastland.  That's  in  addition.  About  how  many  pieces 
would  those  parcels  contain  ? 

Mr.  Fishman.  It  is  pretty  hard  to  say.  In  1  or  2  packages  there 
were  50  or  60  individual  copies. 

Senator  Eastland.  Fifty  or  sixty  individual  copies. 

Mr.  Fishman.  Some  may  have  only  2  or  3  or  a  half  dozen. 

Senator  Eastland.  Yes. 

Mr.  Fishman.  It  is  pretty  difficult  to  estimate. 

Senator  Eastland.  Is  it  your  best  estimate  that,  in  the  period  of  a 
year,  these  people  receive  many  thousands  of  copies  of  Communist 
propaganda  directed  against  the  United  States  ?  Here  in  the  Terri- 
tory ? 

Mr.  Fishman.  I  would  assume  so. 

Senator  Eastland.  Yes. 

Mr.  Morris.  Senator,  right  at  this  point,  on  this  particular  issue, 
we  have  taken  the  testimony  today  in  executive  session  of  Mr.  Theodore 
Emanuel,  who  is  the  executive  of  the  Territorial  commission.  Senator, 
I  Avould  like  to  read  it  into  the  record  because  it  is  directly  in  point. 
Testimony  taken  by  Senator  Welker,  and  I  have  taken  it  up  with  the 
chairman,  the  acting  chairman  and  the  chairman  of  the  committee, 
Senator  Butler  and  Senator  Johnston,  and  I  would  like  to  read  this 
into  the  record. 

Senator  Watkins.  You  may  do  so. 

Mr.  Morris  (reading)  : 

The  subcommittee  met  at  2  p.  m.,  room  16,  lolani  Palace,  Honolulu,  T.  H.,  Hon. 
Herman  Welker  presiding. 

Present :    Robert  Morris,  chief  counsel ;  Benjamin  Mandel,  research  director. 
After  having  been  duly  sworn  by  Senator  Welker,  the  interrogation  began. 
Senator  Welker.  You  may  state  your  name  and  residence. 


2424       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Emanuel.  My  name  is  Theodore  Emanuel.  I  reside  at  48-615  Halekou 
Place,  Kaneohe,  T.  H. 

Mr.  Morris.  Are  you  employed  by  tlie  Territorial  commission  on  subversion? 

Mr.  Emanuel.  I  have  been  continuously  employed  by  the  Territorial  commis- 
sion on  subversive  activities  since  May  1950  and  as  executive  since  1952. 

Mr.  MoRKis.  Have  you.  furtliennore,  done  any  intelligence  work  for  the 
Government  V 

Mr.  Emanuel.  I  have  been  engaged  in  intelligence  work  for  the  Federal  and 
Territorial  Governments  most  of  the  years  since  1929,  the  majority  of  which  work 
was  performed  in  the  Territory  of  Hawaii. 

Mr.  Morris.  Have  you  made  a  detailed  analysis  of  the  Honolulu  Record  con- 
tents from  1948  to  the  summer  of  1952,  showing  conformance  with  the  line  of  the 
China  Monthly  Review? 

Mr.  Emanuel.  I  have :  as  this  is. 

Mr.  Morris.  Senator  Walker,  may  that  go  into  the  record  at  this  point? 

Senator  Welker.  Yes. 

Mr.  Morris.  Have  you  purchased  an  issue  of  the  China  Monthly  Review  here 
in  Honolulu? 

Mr.  Emanuel.  Yes ;  I  have  purchased  two  issues  of  the  China  Monthly  Review 
from  the  Corner  Liquor  Store.     The  July  1951  issue  and  the  August  1951  issue. 

Mr.  Morris.  When  did  you  make  these  purchases? 

Mr.  Emanuel.  I  purchased  the  August  issue  on  September  20,  1951 ;  I  pur- 
chased the  July  issue  in  August  1951,  the  exact  date  not  recalled.  I  purchased 
the  copies  from  Wilfred  Oka — 

who  was  one  of  the  witnesses  here  today. 

Senator  Welker.  No  further  questions. 
Whereupon,  at  2  :  10  the  committee  recessed. 

Now,  Senator,  these  are  the  two  issues  referred  to  in  the  testimony 
now  in  the  record. 

Mr.  Fishman,  that  is  directly  a  violation  of  the  Foreign  Agents 
Registration  Act,  is  it  not? 

Mr.  FisiiMAN.  The  dissemination  of  propaganda  material,  without 
indicating  the  source,  comes  within  the  Foreign  Agents  Registration 
Act. 

Senator  Eastland.  In  other  Avords,  the}^  have  got  to  stamp  it  as 
Communist  propaganda? 

Mr.  Fishman.  So  as  to  give  the  reader  an  oj^portunity  to  evaluate  it. 

Senator  Eastland.  As  a  matter  of  fact,  from  the  volume  of  this 
mail,  it  is  evident  that  it  is  received  here  for  the  purpose  of  dissemi- 
nation, isn't  it? 

Mr.  Fishman.  That  would  appear  to  be. 

Senator  Eastland.  "Why,  of  course.  And  to  be  used  against  our 
country. 

Mr.  Fishman.  That  is  right. 

Mr.  Morris.  Senator,  may  I  submit  the  two  exhibits  to  Mr.  Fish- 
man and  ask  him  if  it  is  stamped  as  it  should  be  stamped. 

Mr.  Arens,  will  you  show  this  to  Mr.  Fishman,  please? 

Senator  Watkins.  One  of  the  clerks  of  the  committee  will  exhibit 
to  you  these  two  copies  just  referred  to  in  the  statement  by  Mr.  Morris, 
our  comisel. 

Examine  them  and  tell  us  whether  or  not  they  are  the  ones. 

Mr.  Fishman.  There  is  no  stamp  in  the  publications,  as  suggested 
or  required  by  the  Foreign  Agents  Registration  Act. 

Senator  Watkins.  Those  were  the  two  exhibits  that  were  handled 
in  executive  session? 

Mr.  Fishman.  Yes.     China  Monthly  Review. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2425 

Senator  Watkins.  Tliey  will  be  made  a  part  of  the  exhibits  in  this 
case,  or  in  this  hearing. 

(The  copies  of  the  China  Review  above  referred  to  were  numbered 
"Exhibit  No.  391  and  391-A"  and  were  transmitted  to  the  Department 
of  Justice  as  hereafter  directed.) 

Senator  Eastland.  All  right  now.  Mr.  Chairman,  I  want  to  get  the 
authority  of  this  committee  to  transmit  that  material  to  the  Depart- 
ment of  Justice  for  proper  legal  action,  in  the  record  of  our  committee. 

Senator  Watkins.  Do  you  want  to  do  it  in  executive  session  or  right 
here  ? 

Senator  Eastland.  I  want  to  do  it  right  now. 

Senator  Watkins.  The  Chair  will  state  to  the  committee  that  Sena- 
tor Eastland,  the  chairman  of  this  committee  and  of  the  parent 
committee,  the  Judiciary  Connnittee  of  the  United  States  Senate,  re- 
quests authority  of  this'  committee  to  transmit  to  the  Deparment  of 
Justice  the  exhibit  just  referred  to. 

Is  there  any  objection  to  such  transmission  ? 

Senator  Johnston.  No  objection. 

Senator  Watkins.  Senator  Butler,  Senator  Welker. 

Senator  Welker.  No  objection. 

Senator  Butler.  No  objection. 

Senator  Watkins.  Senator  Johnston.    Senator  Eastland. 

Senator  Eastland.  I  vote  "aye." 

Senator  Watkins.  And  I  vote  "aye."  You  have  that  authority  and 
you  may  so  transmit  these  documents. 

You  may  proceed  with  the  examination. 

Mr.  Morris.  Mr.  Fishman,  do  you  have  any  knowledge  that  the 
Honolulu  Record  is  sent  from  Honolulu  to  any  other  places  ? 

Mr.  Fishman.  That  is  a  function,  of  course,  which  does  not  come 
within  our  jurisdiction,  but  I  have,  as  you  know,  spent  some  time  over 
in  the  post  office  here  in  Honolulu,  and  it  has  come  to  my  attention  that 
issues  of  the  Honolulu  Record  have  been  sent  to  such  countries  as 
Czechoslovakia,  China,  India,  Hong  Kong,  Shanghai. 

Senator  Watkins.  Were  those  single  issues  or  was  there  some 
volume  ? 

Mr.  FiSHiiAN.  The  discovery  of  the  information  came  from  people 
who  are  handling  the  material.  They  weren't  certain ;  they  felt  that 
several  copies  at  least  were  contained  in  each  article  that  was  mailed. 
But  we  did  not  keep  statistics  because  these  mailings  require  the  pur- 
chase of  postage  stamps  and  no  record  is  made  of  how  much  of  it  is 
actually  exported.  This  is  entirely  based  on  information  obtained 
from  official  channels. 

Mr.  Morris.  Does  that  violate  any  law  you  know  of,  Mr.  Fishman  ? 

Mr.  Fishman.  I  may  very  well  touch  on  tlie  Foreign  Agents  Reg- 
istration Act.  That's  a  matter  which  I  would  prefer  the  Foreign 
Agents  Registration  Section  of  the  Department  of  Justice  to  consider. 

Senator  Welker.  Mr.  Chairman,  may  I  ask  a  question? 

Senator  Watkins.  Senator  Welker. 

Senator  Welker.  From  the  information  you  received  from  the 
agent  handling  the  pieces  of  literature,  were  you  informed  that  the 
stamp  required  by  the  foreign  agents  registration  act  had  been  placed 
thereon  ? 


72723— 57— pt.  40- 


2426       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  FiSHMAN.  I  asked  specifically.  There  was  no  stamp  at  all  on 
any  of  the  material  mailed. 

Senator  Welker.  And  in  your  opinion,  that  is  a  violation  of  the 
Foreign  Agents  Kegistration  Act? 

Mr.  FisHMAN.  As  I  say,  it  would  be  a  personal  thing ;  I  am  not  an 
expert  on  the  act.    The  Justice  Department • 

Senator  Welker.  I  am  asking  you  for  your  opinion. 

Mr.  FisHMAN.  I  think  so. 

Mr.  Morris.  Senator,  at  this  point,  I  think  I  would  like  to  recall 
some  past  testimony  before  this  subcommittee.  We  had  a  man  testify 
before  this  committee  who  has  been  until  February  of  this  year  one  of 
the  top  Polish  Communists.  He  was  the  propagandist  for  the  Polish 
Government,  and  he  was  in  charge  of  anti- American  propaganda,  and 
he  testified.  Senators,  before  the  committee  that  the  most  effective 
propaganda  used  by  the  Polish  Communist  Government  in  their 
broadcasts  to  the  Polish  people  was  Communist  propaganda  imported 
from  the  United  States,  because  it  could  be  presented  to  the 
Polish  people,  not  as  Polish  Communist  propaganda,  but  as 
American  propaganda,  as  American  literary  output,  and  in  line  with 
that  he  said  that  the  publication  of  the  United  Electrical,  Radio,  Ma- 
chine Workers  of  America  and  the  Labor  Research  Association,  in 
particular,  were  most  effective  for  their  own  propagandizing  purposes. 

And  for  that  reason,  Senators,  it  is  important,  according  to  his 
testimony,  that  American  Communist  propaganda  be  turned  over 
to  foreign  coimtries  and  be  mailed  to  foreign  countries. 

Senator  Watkins.  You  liave  made  your  statement.     Proceed. 

Mr.  Morris.  Is  there  anything  else  now,  Mr.  Fishman,  that  you  are 
prepared  to  tell  us  about  here  today  ? 

Mr.  Fishman.  No.  I  plan  to,  as  I  have  said,  submit  additional 
information  to  the  committee  as  soon  as  it  is  completed.  Right  at 
this  moment  I  have  nothing  else  to  report. 

Senator  Watkins.  The  committee,  of  course,  will  be  in  session  from 
time  to  time  upon  this  particular  inquiry.  The  books,  I  mean  the  rec- 
ords and  files  of  the  committee  on  this  particular  investigation  will  not 
be  closed.  So  that  additional  information  from  time  to  time  can  be 
sought  and  obtained  by  the  committee. 

We  appreciate  very  much  you  coming  here  and  the  statement  you 
have  rendered.  And  we  will  expect  further  information  as  you  ac- 
quire it. 

Mr.  Fishman.  Thank  you  very  much. 

Mr.  Morris.  I  would  like.  Senator,  to  thank  Mr.  Fishman  too,  be- 
cause he  has  come  a  long  distance  and  with  very  short  notice. 

Senator  Watkins.  You  may  call  your  next  witness. 

Mr.  Morris.  I  think  we  will  finish  the  interrogation  of  Mr.  Rohr- 
bough. 

Senator  Watkins.  Mr,  Rohrbough  will  please  come  to  the  stand. 

TESTIMONY  OF  EDWAED  ROHEBOUGH— Resumed 

Mr.  Morris.  Senator  Watkins,  during  the  last  session  you  asked  that 
we  produce  the  statement  required  by  the  act  of  August  24,  1912,  as 
amended  by  subsequent  acts,  showing  the  ownership,  management,  and 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2427 

circulation  of  the  Honolulu  Eecord,  published  in  Honolulu  for  the  year 
ending  October  1, 1955.     And  I  have  it  here,  Senator. 

It  indicates  the  editor  is  Koji  Arioshi,  who  was  1  of  the  7  defendants. 

And  I  think,  Senator,  rather  than  read  the  whole  thing,  may  it  all  go 
into  the  record  ? 

It  indicates  that  Edward  Rohrbough  is  one  of  the  holders  of  stock, 
as  well  as  Mr.  Murin,  who  preceded  Mr.  Rohrbough  on  the  witness 
stand. 

Senator  Watkins.  I  suggest  that  this  will  be  received  in  the  record, 
and  I  suggest  the  witness  iiow  be  given  an  opportunity  to  refresh  his 
recollectio^i,  and  nniybe  he  will  be  willing  to  testify  w^hen  he  knows  he 
has  already  been  making  public  statements,  or  at  least  statements  have 
been  made  by  this  paper  indicating  that  he  is  one  of  the  owners.  Now, 
he  ought  to  be  given  the  opportunity  to  explain  that.  If  he  isn't  the 
person  named,  he  ought  to  be  able  to  say  so. 

(The  witness  consults  with  his  counsel.) 

Senator  Watkins.  I  think  we  ought  to  connect  this  now  and  give 
him  an  opportunity  to  take  a  look  at  the  exhibit,  if  he  wants  to  answer 
the  questions,  rather  than  claim  the  privilege  of  the  fifth  amendment. 

I  ask  the  witness  to  examine  the  copy  here,  and  the  material  marked, 
that  has  now  been  placed  in  the  record,' the  statement  with  respect  to  the 
ownership  and  management  of  the  newspaper  as  required  by  the  postal 
regulations  and  by  law, 

(The  witness  examined  the  documents.) 

Senator  Watkixs.  The  documents  to  which  I  refer  are  copies  of 
the  Honolulu  Record. 

Now,  Mr.  Rohrbough,  you  have  examined — noted  these  exhibits, 
have  you  ? 

Mr  .Rohrbough.  Yes,  sir. 

Senator  Watkixs.  Do  you  recognize  the  exhibits  as  copies  of  the 
Honolulu  Record  ? 

Mr.  RoHKBOUGH.  I  refuse  to  answer  that  question  on  the  grounds 
of  the  lirst  and  fifth  amendments. 

Senator  Watkixs.  Did  you  note  that  your  name  appears  in  that 
statement  as  one  of  the  owners,  stockholders  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  Same  answer. 

Senator  Watkixs.  Same  answer. 

The  exhibits  will  be  received  in  the  record,  and  the  witness  will  be 
directed  to  answer  the  question.  I  rule  that  the  matter  of  immunity 
is  not  involved  in  this  situation  at  the  present  time. 

(The  issue  of  the  Honolulu  Record  referred  to  above  was  marked 
"Exhibit  No.  392"  and  was  placed  in  the  subcommittee  files.) 

Mr.  Rohrbough.  I  refuse  to  answer  on  the  same  ground. 

Senator  Eastlaxd.  You  understand  that  you  will  probably  be  cited 
for  contempt  of  the  United  States  Senate  if  you  don't  answer  that 
question ;  don't  you  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  I  still  stand  on  the  same  constitutional  grounds. 

Senator  Watkix's.  The  record  is  made.  That's  it.  And  it  will  be 
taken  care  of  in  due  time.     If  the  authorities  who  investigate  this 


2428       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

matter  think  it  constitutes  ground  for  contempt,  they  will  proceed. 
The  record  will  stand  as  it  is  in  any  event. 

Mr.  Morris.  Senator  Watkins,  I  notice  that  this  is  the  report  for 
the  8th  of  October  1955. 

Will  you,  Mr.  Eohrbough,  supply  for  the  committee  the  1956  state- 
ment and  the  1954  statement?  I  am  asking  you  now  to  literally  pro- 
duce the  statements.     That's  all. 

(The  witness  consults  with  his  counsel.) 

Mr.  KoHRBOuoH.  Same  answer,  on  the  fifth  amendment. 

Senator  Watkixs.  You  refuse  to  reproduce^ — to  produce  the  state- 
ment for  the  times  called  for  by  counsel  for  the  committee? 

Mr.  KoHRBOUGH.  On  the  grounds  of  the  first  and  fifth  amendments ; 

yes. 

Mr.  Morris.  Senator  Watkins,  I  might  point  out  that  this  is  a  state- 
ment required  by  the  Territorial  commission.  xA^nd  the  information 
that  we  desire  from  this  particular  witness,  even  though  we  may  get 
it  possibly  from  other  sources — we  have  not  been  able  to  get  it  thus 
far — is  required  by  the  committee  at  this  time. 

Senator  Watkins.  I  suggest  that  subpenas  be  issued  for  the  proper 
officials  of  the  Record,  and  that  we  can  get  the  identification  from 
them.  If  it  happens  to  be  the  witness  who  is  before  us,  then  we  can 
proceed  in  a  little  different  Avay. 

Mr.  INIoRRis.  Senator,  we  have  here  in  our  records  a  statement  of 
the  Honolulu  Record  Publishing  Co.,  Ltd.,  statement  of  stockowner- 
ship,  at  the  close  of  business  August  31,  1955,  which  indicates  that 
there  were  8,602  shares  owned.  According  to  this,  7,361  shares — 
7,386,  the  whole  amount,  were  owned  by  Mr.  Rohrbough,  the  witness 
on  the  stand  here  now. 

Is  that  an  accurate  statement,  Mr.  Rohrbough  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  I  take  the  fifth  amendment. 

Mr.  Morris.  Are  you  the  Edward  Rohrbough  whose  name  appears 
on  that  stock  list  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  I  refuse  to  answer  that  on  the  grounds  of  the 
first  and  fifth  amendments. 

Senator  Eastland.  If  the  statement  that  counsel  made  is  not  ac- 
curate, please  tell  us  in  which  particular  it  is  not  accurate. 

Mr.  Rohrbough.  I  will  stand  on  the  same  constitutional  ground. 

Senator  Watkins.  I  suggest  that  other  officials  of  this  newspaper, 
and  employees,  until  we  get  someone  who  is  willing  to  testify,  be 
brought  ill  here  and  we  get  this  matter  cleared  up.  We  should  find 
out  first  of  all  if  the  witness  now  before  us  is  the  same  person  as 
named  in  the  statement  in  the  exhibits.  I  mean  the  statement  with 
respect  to  ownership  and  management.  Find  out  from  them  if  he 
has  any  connection  with  this  newspaper.  Of  course,  he  has  claimed 
if  he  admits,  or  if  he  answers  the  question  trutlifully  and  honestly, 
I  should  put  it  that  way,  that  he  might  incriminate  himself.  And  he 
has  said  that,  and  that's  the  reason  he  is  claiming  the  protection 
of  the  fifth  amendment.  But  that  doesn't  preclude  us  from  placing 
squarely  in  the  record,  from  witnesses  who  are  not  unwilling  to 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2429 

testify,  who  the  manager  is,  who  is  responsible  for  the  publishing  of 
that  newspaper.  In  other  words,  we  don't  have  to  rely  on  this  wit- 
ness alone  and  we  should  subpena  the  other  people.  And  that  will 
take  a  little  time.  And  I  suggest,  and  I  think  that  was  ordered  this 
morning,  and  I  hope  that  they  did  subpena  some  of  the  other  em- 
ployees down  there.  Let's  find  out  this  great  mysterious  thing  about 
this  newspaper,  what  the  answer  is. 

Proceed. 

Mr.  Morris.  As  a  matter  of  fact,  Mr.  Kohrbough,  the  United  Pub- 
lic Workers,  the  union,  the  United  Public  Workers  owns  some  shares 
of  stock  in  the  Honolulu  Eecord,  does  it  not  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  EoHRBOUGH.  I  refuse  to  answer  that  on  the  same  grounds. 

Mr.  Morris.  Mr.  Yugo  Okubo  is  a  stockholder,  is  he  not  ?  In  fact, 
he  owns  ,^54  shares,  does  he  not  ? 

Mr.  RoHRBOUGH.  I  refuse  to  answer  that  on  the  same  grounds. 

Mr.  Morris.  And  after  you,  he  is  the  second  largest  stockholder, 
is  he  not  ? 

Mr.  RoHRBOUGH.  I  didn't  hear  that. 

Mr.  INIoRRis.  And  after  you,  Mr.  Okubo,  Yugo  Okubo  is  the  second 
largest  stockholder  ? 

Mr.  RoHRBOUGH.  I  refuse  to  answer  that,  on  the  same  grounds. 

Mr.  Morris.  Senators,  Mr.  Okubo  is  one  of  the  subsequent  wit- 
nesses here  today. 

The  ILWU  is  a  bondholder,  is  it  not,  of  the  Honolulu  Record? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  I  refuse  to  answer  that,  on  the  same  grounds. 

Senator  Watkins.  Do  you  know  who  the  manager  of  the  Honolulu 
Record  is  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  I  refuse  to  answer  that 

Senator  Watkiists.  I  asked  you  if  you  knew.  I  didn't  ask  you  to 
tell  us.     Do  you  know? 

Mr.  RoHRBOUGH.  I  refuse  to  answer  that  on  the  grounds  of  the  first 
and  fifth  amendments. 

Senator  Eastland.  Now  wait  a  minute.  Did  you  say  "the  first 
amendment"  ? 

Mr.  RoHRBOUGH.  The  first  and  fifth  amendments. 

Senator  Eastland.  Oh,  I  see.     First  and  fifth. 

Senator  Watkins.  That's  the  same  type  of  question  that  was  called 
to  your  attention  this  morning.  I  am  not  asking  you  to  disclose 
what  you  know;  I  merely  want  the  facts.  I  merely  want  to  know 
if  you  do  know.  Naturally,  the  next  question  would  be  "All  right, 
tell,"  but  that  would  be  a  matter  that  you  might  claim  would  incrimi- 
nate you.  But  what  you  know  is  in  your  own  mind.  I  don't  see 
how  on  earth  you  could  be  prosecuted  or  be  put  in  jeopardy  for  that. 

(The  witness  consults  with  his  counsel.) 

INIr.  RoHRBOUGH.  A  little  knowledge,  sir,  can  be  a  very  dangerous 
thing. 

Senator  Watkins.  What  is  that? 


2430       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  KoiiRBouGH.  A  little  knowledge,  sir,  can  be  a  very  dangerous 
thing  in  these  times.  I  refuse  to  answer  on  the  grounds— on  the  same 
grounds. 

Senator  Watkins.  You  are  directed — you  refuse  to  answer.  You 
are  directed  now,  for  the  purpose  of  this  record,  ordered  and  directed 
to  answer  the  question  tliat  I  asked  you. 

Do  you  know  who  the  manager  of  this  neAvspaper  is? 

Mr.  KoHRBOUGH.  I  refuse  to  answer  that  on  the  grounds  of  the 
first  and  fifth  amendments. 

Senator  Watkins.  All  right ;  the  record  has  been  made. 

Proceed. 

Mr.  I^IoRRis.  A  2-minute  recess,  Senator,  please,  for  the  reporter. 

Senator  Watkins.  The  committee  will  not  actually  be  in  recess. 
We  will  suspend  the  examination  for  2  minutes.  That  doesn't  mean 
that  there  should  be  disturbance  in  the  room.     Please  keep  your  seats. 

(A  short  break  was  taken  in  the  proceedings.) 

Senator  Watkins.  The  committee  will  be  in  order. 

We  will  now  resume  the  examination  of  the  witness. 

Mr.  Morris.  You  have  been  the  distributor,  have  you  not,  for  the 
China  Weekly  Review  and  the  China  Monthly  Review,  you — the 
Honolulu  Record,  I  mean.     Excuse  me. 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbotjgh.  I  refuse  to  answer  that  on  the  grounds  of  the  first 
and  fifth  amendments. 

Mr.  Morris.  I  would  like  to  show  you  a  subscription  blank,  which 
will  be  identified  by  Mr.  Mandel,  Senator.  It  purportedly  comes 
from  the  September  1952  issue  of  the  Review,  purchased  here  in  Hono- 
lulu, which  indicates  that  the  Honolulu  Record,  811  Sheridan  Street, 
Honolulu,  T.  H.,  is  the  distributor  of  the  Review,  as  they  say,  "in 
foreign  countries,"  in  China.     I  would  like  to  show  that  to  the  witness. 

Will  somebody  take  that  up  to  him?  Mr.  Mandel,  will  you  take 
that  up,  please  ? 

(The  document  was  handed  to  the  witness.) 

Mr.  Morris.  Pardon,     Did  you  answer  the  question  ? 

Mr.  Rohrbough.  I  saw  it.     I  didn't  know  I  was  asked  a  question. 

Mr.  Morris.  Oh.  That  subscription  blank  indicates  that  the  Hono- 
lulu Record  is  the  distributor  of  the  China  Monthly  Review.  Was 
that  a  fact? 

Mr.  Rohrbough.  I  refuse  to  answer  that  question  on  the  grounds 
of  the  first  and  fifth  amendments. 

Mr.  INIoRRis.  Mr.  Mandel,  will  you  identify  that  as  a  document 
having  come  from  the — as  a  result  of  our  having  served  the  subpena 
on  the  Territorial  commission  ? 

Mr.  Mandel.  This  subscription  blank  comes  from  the  files  of  the 
Territorial  commission,  whose  records  have  been  subpenaed  by  the 
Senate  Internal  Security  Subcommittee. 

Senator  Watkins.  And  was  that  received  in  response  to  the  sub- 
pena? 

Mr.  Mandel.  Yes,  sir. 

Mr.  Morris.  May  it  go  into  the  record  at  this  point.  Senator? 

Senator  Watkins.  The  exhibit  may  be  received  into  the  record. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2431 

(The  subscription  blank  referred  to  was  marked  "Exhibit  No.  393" 
and  is  reproduced  below :) 

Exhibit  393 


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Mr,  Morris.  Senator,  I  would  like  to  draw  attention  to  the  fact 
that  much  of  the  information  and  evidence  that  we  have  with  respect 
to  this  subject,  the  China  Monthly  Review  and  the  Honolulu  Record, 
is  all  in  that  3-  and  4-page  memorandum  that  we  have  previously  put 
into  the  record,  Senator. 

Mr.  Rohrbough,  are  you  presently  a  Communist  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  I  refuse  to  answer  that,  on  the  ground  of  the  fifth 
amendment. 

Mr.  Morris.  Have  you  been  a  secret  member  of  the  executive  board 
of  the  Communist  Party  in  Honolulu  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  I  refuse  to  answer  that,  on  the  ground  of  the  fifth 
amendment. 

Senator  Watkins.  Have  you  been  a  secret  member  or  otherwise  of 
the  board  as  mentioned  by  counsel  ? 


2432       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHEBOUGH.  I  refuse  to  answer  that  on  the  ground  of  the  fifth 
amendment. 

Mr.  Morris.  Have  you  been  a  consultant  for  the  Committee  for  the 
Democratic  Far  Eastern  Policy  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  EoiiRiiOUGH.  I  refuse  to  answer  that  on  the  grounds  of  the 
first  and  fifth  amendments. 

Mr.  Morris.  Were  you  elected  as  one  of  the  delegates  from  the  18(h 
precinct  to  the  Democratic  Party  Convention  in  1954  ^ 

(The  witness  consults  with  his  counsel.) 

Mr.  RoHRBOUGH.  I  refuse  to  answer  that  on  the  grounds  of  the 
first  and  fifth  amendments. 

Mr.  Morris.  Have  you  written  for  the  publication  PM  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  I  refuse  to  answer  that  on  the  grounds  of  the 
first  and  fifth  amendments. 

Senator  Watkins.  The  objection  with  respect  to  the  first  amend- 
ment is  overruled. 

Mr.  Morris.  Senator,  in  the  interest  of  brevity,  may  I  just  state  that 
we  have  information  and  evidence  that  the  witness  here  today  has  con- 
tributed to  the  Daily  Peoples  World,  a  Communist  newspaper,  New 
Masses,  and  Salute. 

Is  that  an  accurate  statement,  Mr.  Rohrbough  ? 

Mr.  Rohrbough.  I  think  you  mentioned  three  papers. 

Mr.  Morris.  Yes.     Tlie  Daily  Peoples  World. 

Mr.  Rohrbough.  And  you  mentioned  another  one. 

Mr.  Morris.  New  Masses  and  Salute. 

Mr.  Rohrbough.  How  do  you  spell  that — Salute? 

Mr.  Morris.  S-a-1-u-t-e. 

How  about  the  first  two,  Mr.  Rohrbough  ? 

Mr.  Rohrbough.  I  will  decline  to  answer  the  question  on  all  three 
papers  on  the  grounds  of  the  first  and  fifth  amendments. 

Senator  Watkins.  You  understand  the  committee  does  not  recog- 
nize the  validity  of  any  objection  with  respect  to  the  first  amendment. 
However,  you  have  the  right  under  the  fifth  amendment  to  claim  im- 
munity. Under  proper  questioning,  and  in  this  particular  case,  I 
think  probably  you  have  the  right  to  claim  the  protection  of  the  fifth 
amendment. 

Mr.  Morris.  Under  what  circumstances  did  Gerald  Tannebaum  be- 
come a  stockholder  in  the  Honolulu  Record  Publishing  Co.  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Rohrbough.  I  refuse  to  answer  that  question  on  the  ground  it 
may  tend  to — on  the  grounds  of  the  first  and  fifth  amendments. 

Mr.  Morris.  Senators,  Senator  Welker  put  into  the  record  of  the 
executive  sessions  this  analysis  of  the  Plonolulu  Record,  done  by  the 
Territorial  commission,  backed  by  Mr.  Theodore  Emanuel,  executive. 
May  that  go  into  the  public  record  at  this  time.  Senator  ? 

Senator  Watkins.  It  may  do  so. 

(The  analysis  referred  to  above  was  marked  "Exhibit  No.  394"  and 
reads  as  follows:) 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2433 

Exhibit  No.  394 
China  Monthly  Review 

This  publication  is  of  pai'tieular  interest  because  of  the  indictment  of  its 
publisher,  John  William  Powell,  in  April  1956  for  violation  of  the  wartime 
sedition  statute. 

In  various  issues  of  the  China  Monthly  Review  published  in  Red  China  during 
the  Korean  war  it  named  the  Honolulu  Record,  Sll  Sheridan  Street,  Honolulu, 
T.  H.  as  one  of  the  distributors  of  the  Review  in  foreign  countries. 

The  weekly  Honolulu  Record  announced  in  its  columns  of  March  15,  1951, 
that  subscriptions  to  the  China  Monthly  lieview  were  being  accepted  by  it. 

Advertisements  in  the  Honolulu  Record  on  May  17  and  September  20,  1951, 
and  on  March  6,  1952,  offered  the  Red  China  publication  for  sale.  One  adver- 
tisement stated  that  tbe  magazine  could  be  purchased  at  the  Corner  Liquor 
Store  and  Magazine  Shop,  1042  Bethel  Street,  Honolulu.  This  shop  was  then 
and  still  is  operated  by  Wilfred  M.  Oka,  a  columnist  for  the  Honolulu  Record 
who  has  been  identified  as  having  been  a  member  of  the  Communist  Party. 
Copies  of  the  China  Monthly  Review  were  in  fact  displayed  and  sold  at  Oka's 
shop. 

A  critical  analysis  of  the  content  of  the  Honolulu  Record  during  the  period 
July  7,  1950,  through  July  27,  1953,  indicates  that  its  news  items  and  editorial 
comment  concerning  the  Korean  war  and  Red  China  closely  parallels  that  of 
the  China  Monthly  Review. 

The  Federal  indictment  of  Powell  and  two  associate  editors,  who  had  returned 
to  the  United  States  after  the  China  Monthly  Review  suspended  publication 
at  the  end  of  the  Korean  war,  charges  that  "they  did  conspire,  combine,  con- 
federate, and  agree  together  and  with  their  unnamed  coconspirators,"  in  pub- 
lishing and  distributing  the  Review  : 

"(a)  willfully  to  make  and  convey  false  reports  and  false  statements  *  *  *  in 
issues  of  the  said  'China  Monthly  Review'  *  *  *  with  intent  to  interfere  with 
the  operation  and  success  of  the  military  and  naval  forces  of  the  United  States 
and  to  promote  the  success  of  its  enemies,  namely,  the  said  North  Korean  Com- 
munists and  Chinese  Communists",  and 

"(b)  willfully  to  cause  and  to  attempt  to  cause  insubordination,  disloyalty, 
mutiny  and  refusal  of  duty  in  the  military  and  naval  forces  of  the  United  States", 
and 

"(c)  willfully  to  obstruct  the  recruiting  and  enlistment  service  of  the  United 
States"  and  "to  induce  persons  who  would  be  available  and  eligible  for  recruiting 
and  enlistment  in  the  military  and  naval  forces  of  the  United  States,  to  fail  and 
refuse  to  enlist  for  service  therein,  and  to  induce  persons  who  would  be  liable 
for  military  and  naval  service  under  the  laws  of  the  United  States  to  refuse  to 
submit  to  registration  and  selection  for  such  service". 

Available  information  indicates  that  Ko.ii  Ariyoshi,  editor  of  the  Honolulu 
Record  and  one  of  the  "Hawaii  7"  convicted  for  violation  of  the  Smith  Act,  and 
Edward  Rohrbough,  feature  writer  of  the  Honolulu  Record  and  secretary- 
treasurer  of  its  publishing  company,  were  in  the  China  theater  during  1944-46. 
Ariyoshi  was  operating  as  a  member  of  the  United  States  Army  observation 
unit  in  Yenan,  while  Rohrbough  was  attached  to  the  United  States  Office  of  War 
Information  and  operated  in  the  Chungking  area.  John  W.  Powell  was  in  the 
Chungking  area  during  the  period  June  16,  1943,  through  December  1,  1945. 
Other  individuals  who  have  been  identified  in  hearings  of  the  Internal  Security 
Subcommittee  v>^ho  were  in  the  Chungking  area  at  the  same  time  are  Gerald 
Tannebaum.  who  was  attached  to  the  United  States  Army  Information  and 
Education  Division,  and  William  H.  Hinton,  with  the  United  States  Ofl[ice  of 
War  Information. 

In  the  latter  part  of  1945,  Rohrbough  left  the  O.  W.  I.  in  Shanghai,  and  re- 
mained in  China  to  cover  the  civil  war.  The  masthead  of  the  "China  Weekly 
Review"  (forerunner  of  the  "China  Monthly  Review"),  dated  April  20,  1946, 
contains  the  names  of  the  since  deceased  J.  B.  Powell  (father  of  John  W.  Powell), 
as  editor  and  publisher,  and  also  lists  John  W.  Powell  and  Edward  Rohrbough. 
Articles  under  the  byline  of  Edward  Rohrbough  appeared  in  the  March  23, 
April  6,  April  20,  and  May  18,  1946,  issues  of  the  China  Weekly  Review. 

Gerald  Tannebaum  was  separated  from  the  United  States  Army  in  Shanghai 
on  May  19,  1946,  and  remained  in  China.  He  later  became  executive  director 
of  the  China  Welfare  Fund,  under  the  Red  regime,  and  secretary  to  Madame  Sun 
Yat-Sen,  vice  chairman  of  the  present  Communist  Government  of  China.     Tanne- 


2434       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

baum  was  instrumental  in  placing  Joan  Hinton,  an  atomic  scientist  (formerly  at 
the  University  of  Chicago  and  Los  Alamos),  in  a  position  in  Red  China. 

When  a  corporation  was  formed  in  Hawaii  in  1948  to  publish  the  Honolulu 
Record,  Tannebaum  was  listed  as  an  initial  stockholder.  The  corporation's  sub- 
sequent sworn  statements  of  ownership  have  continued  to  list  Tannebaum,  at  a 
Shanghai  address,  as  a  stockholder. 

With  respect  to  the  activities  of  William  H.  Hinton  in  Soviet  China,  this 
subcommittee  has  made  an  extensive  analysis  of  his  experiences  there.  The 
results  of  this  analysis  have  been  incorporated  into  a  speech  delivered  by  our 
chairman  on  the  Senate  floor  on  May  10,  of  this  year.  Senator  Eastland  entitled 
his  speech  "The  Autobiography  of  a  Traitor." 

Further  inquiry  would  appear  to  be  in  order  with  respect  to  the  circulation  of 
the  China  Monthly  Review  in  Hawaii  during  the  Korean  war  to  determine 
whether  Edward  Rohrbough,  Wilfred  M.  Oka  and  others  may  have  violated  the 
wartime  sedition  statute  or  other  Federal  law. 

Mr.  Morris.  Senator,  Mr.  Mandel  has  about  7  or  8  documents  that 
I  would  like  to  enter  into  the  public  record  at  this  time.  If  he  iden- 
tifies them  properly,  -will  you  accept  them  in  the  record,  Mr.  Chair- 
man ?     They  bear  on  this  particular  subject. 

Senator  Watkins.  Are  you  going  to  read  them,  or  at  least  the  titles 
of  them  ? 

Mr.  Mandel.  Yes,  sir. 

Senator  Watkins.  You  may  do  so. 

Mr.  Mandel.  An  article  by  Edward  Rohrbough  entitled  "Shantung 
badly  in  need  of  medical  aid  in  spite  of  Communist  elEforts,"  the  China 
Weekly  Review,  March  23, 1946.  "Currency  battle  in  Communist-held 
areas  during  war  recounted,"  by  Edward  Rohrbough,  China  Weekly 
Review,  April  6,  1946.  "General  recalls  long  war  in  northeast. 
Opposes  one  party  Kuomintang  rule,"  by  Edward  Rohrbough,  China 
Weekly  Review,  April  20, 1946.  "Communist  troops,  unlike  American 
GI's,  strongly  averse  to  demobilization,"  by  Edward  Rohrbough, 
China  Weekly  Review,  May  18, 1946.  Table  of  contents  of  the  "China 
Weekly  Review,"  April  20,  1946.  "The  Far  East  Spotlight,"  official 
organ  for  the  Committee  for  a  Democratic  Far  Eastern  Policy,"  which 
has  been  cited  as  subversive  by  the  Attorney  General,  shows  Edward 
Rohrbough  as  a  consultant  of  the  committee,  together  with  Koji 
Arioshi. 

(The  articles  listed  above,  together  with  the  table  of  contents  of  the 
two  publications  were  marked  "Exhibits  395  to  395-E.") 

Exhibit  No.  395 
[The  China  Weekly  Review,  March  23,  1946,  p.  72] 
Shantung  Badly  in  Need  of  Medical  Aid  in   Spite  of  Communist  Efforts 

(By  Edward  Rohrbough) 

Fifteen  million  people  of  the  southern  half  of  Shantun?  Province  have  only 
three  hospitals,  but  they're  not  hospitals  like  anything  Americans  know.  Oper- 
ations are  perfoi-med  at  the  hospital,  but  there  is  never  housing  space  for  patients, 
so  they  are  farmed  out  into  private  homes  where  doctors  and  nurses  visit  them 
periodically. 

Those  are  the  findings  of  Drs.  Han  Li-min  and  Wang  Shiao-fang,  of  CNRRA  and 
Dr.  Herbert  K.  Abrams,  of  UNRRA,  who  are  now  in  this  capital  of  the  provincial 
government  of  the  liberated  area  of  Shantung  studying  health  conditions  with  a 
view  toward  implementing  the  relief  work  of  their  organizations  in  the  area. 

The  type  of  village  hospital  the  doctors  have  found  is  an  outgrowth  of  wartime 
conditions  in  the  liberated  area.  The  government,  the  army,  the  doctors,  and  the 
people  never  knew  when  a  Jap  mopping-up  campaign  might  be  directed  their  way, 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2435 

so  they  could  not  establish  permanent  centers  of  any  sort,  not  even  for  sick  and 
wounded.  Doctors  and  patients  had  to  be  ready  to  move  on  at  a  moment's  notice, 
and  they  had  to  expect  that  they  might  even  be  surprised  so  that  camouflage 
would  be  their  only  protection.  Nowhere  did  the  Japs  wage  more  brutal  warfare 
against  the  civilian  populations  than  in  the  liberated  area.  So  if  the  Japs  did 
come  too  fast,  every  effort  was  made  to  conceal  the  evidences  of  the  hospital's 
existence  and  the  patients  just  hoped  the  Japs  would  remain  ignorant  of  the 
presence  of  an  anti-Jap  organization  under  their  noses. 

The  three  hospitals  now  in  operation  are  the  Provincial  Hospital  at  Lin-I. 
another  government  hospital  at  Chu  Hsieu,  near  the  Tsingtao-Tsinan  Railroad, 
and  the  new  4th  Army  Hospital  at  AVangehiao  about  20  li  west  of  Lan-I.  After 
visiting  the  Provincial  and  the  New"  4th  Army  Hospitals,  the  doctors  say  both  are 
primitive  and  poorly  supplied  with  medicines.  There  are  no  sulfa  drugs  and 
penicillin  is  something  the  doctors  have  heard  about.  C»perating  rooms  are 
equipped  with  a  few  old  surgical  instruments  and  the  Provincial  Hospital  has  a 
fluoroscope  that  was  captured  from  the  Japs. 

Capable  doctors  are  even  scarcer  in  this  liberated  area  than  facilities,  the  relief 
doctors  say,  though  the  New  4th  Army's  medical  pi'ogram  here  is  headed  by  Dr. 
Tsui  Yi-tien,  a  graduate  of  Mukden  University  and  a  veteran  of  Chinese  Ked 
Cross  work  with  the  New  4th  when  it  was  part  of  the  Chinese  National  Army. 
His  staff  consists  of  seven  graduate  doctors  and  sevei-al  nurses.  The  Provincial 
Hospital  is  headed  by  a  man  whose  medical  studies  were  never  completed  because 
of  the  war  and  the  hospital  has  no  graduate  doctors  for  there  are  none  in  Lin-I 
though  the  population  of  the  city  is  40,000.  It  does  have  5  trained  nurses  and 
1  graduate  pharmacist,  all  of  whom  were  educated  at  Chi-Loo  University. 

In  spite  of  inade<iuacies,  the  hospitals  do  what  they  can  toward  fighting  disease 
in  their  surrounding  areas.  The  New  4th  Army  Hospital  is  primarily  for  the 
troops,  but  it  treats  everyone  who  needs  medical  care  as  well  as  it  can.  It  has 
300  patients  scattered  among  four  villages  where  they  are  housed,  according  to 
the  custom,  in  homes  of  friendly  pea.sants. 

The  Provincial  Hospital  has  a  "mobile"  medical  unit  of  five  persons,  trained 
in  simple  remedies  and  first  aid,  who  travel  to  surrounding  villages  on  bicycles 
and  mules. 

The  medical  authorities  are  taking  steps  to  educate  as  many  medical  workers 
as  possible.  The  new  fourth  Army  operates  a  military  medical  school  in  Lin-I 
with  some  60  students  who  will  receive  3  years  of  medical  training.  Already  the 
school  has  trained  1,500  public-health  w-orkers  and  100  students  in  the  villages 
in  a  4-month  course  consisting  of  first  aid,  sanitation,  and  elementary  medical 
care.  In  the  Provincial  Hospital,  20  boys  and  girls  are  learning  first  aid  and 
simple  hospital  procedure.  Health  education  is  one  of  the  most  important 
courses  in  the  primary  and  middle  schools  and  the  public-health  authorities  plan 
to  bring  50  rural  students  to  Lin-I  shortly  to  begin  a  1-year  course  in  public 
health.  The  Communist  Party  has  issued  a  directive  to  mass  workers  in  the 
rural  sections  to  establish  2-month  courses  in  public  health,  and  in  Lin-I  a 
cooperative  drugstore  will  be  established  soon. 

But  the  relief  doctors  agree  that  all  these  efforts  are  quite  inadequate  for  the 
control  of  the  major  medical  problems  of  the  area  which  are  malnutrition 
tuberculosis,  kala-azar,  malaria,  and  other  infectious  diseases,  Kala-azar,  caused 
by  a  protozoan  germ  called  Leishmania  and  spread  by  the  sandfly,  claims  a  20- 
percent  or  greater  mortality.  The  death  rate  from  tuberculosis  is  very  hieh 
though  no  figures  are  available.  Tuberculosis  of  the  bones  and  joints,  as  well  as 
of  the  lungs,  is  common. 

Fifty  percent  of  the  newborn  infants  die  and  one  of  the  common  causes  of 
the  death  of  infants  is  tetanus,  due  to  lack  of  proper  aseptic  care  during  child- 
birth, but  no  vaccines  are  available  to  the  people. 

This  area  has  always  been  deficient  in  medical  skill  and  facilities,  the  doc- 
tors say,  as  in  prewar  days  tliere  was  only  one  hospital  in  the  area,  that  one 
having  been  operated  by  the  Presbyterian  mission  at  Lin-I.  Eight  years  of  war 
have  intensified  deficiencies  in  spite  of  the  efforts  of  the  Communist  government. 

CNRRA,  with  the  aid  of  UNRRA,  hopes  to  assist  in  the  rehabilitation  of  hos- 
pitals and  to  establish  some  where  there  have  been  none  before.  Modern  medi- 
cines will  be  imported  in  greater  quantities  when  the  plans  are  complete.  The 
first  CNRRA  convoy  of  supplies  to  Lin-I,  which  brought  the  doctors,  included  in 
its  cargo  some  3  tons  of  medical  supplies  and  a  quantity  of  powdered  milk 
which  will  be  distributed  to  the  hospitals  now  in  operation. 


2436       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Exhibit  No.  39&-A 

[The  China  Weekly  Review,  April  6,  1946,  p.  115] 

CuBRENCT  Battle  in  Communist-Held  Areas  During  War  Recounted 

(By  Edward  Rohrbough) 

LiN-i,  Shantung. — When  the  Chinese  coalition  government  is  finally  assured, 
there  will  be  no  currency  war  between  anti-Japanese  currency  issued  by  the 
Chinese  Communists  and  the  Chinese  National  currency  of  the  Central  Govern- 
ment. That  is  the  opinion  of  Shieh  Mu-chiao,  head  of  the  economic  department 
of  the  Shantung  provincial  government  of  the  liberated  area. 

Shieh,  who  became  an  expert  in  economic  warfare  through  years  of  experience 
at  liolding  back  the  tide  of  Wang  Ching-wei  paper  into  Shantung  and  at  building 
the  strength  of  the  local  currency,  thinks  both  currencies  used  now  in  China 
must  be  redeemed  by  a  new  one,  to  be  determined  by  the  coalition  government, 
which  will  have  gold  or  silver  as  a  basis  and  which  will  remove  the  economic 
problems  created  by  China's  numerous  inflationary  crises.  When  that  new  cur- 
rency has  been  established,  the  Communists  will  no  longer  back  their  money  with 
cotton  and  cereals  as  in  the  past  and  the  vast  quantities  of  Central  Govei'nment 
paper  will  be  reduced  to  a  stable  proportion,  Shieh  says. 

FLOOD  OF  captured  CNC 

The  economists  of  this  area  fought  the  currency  war  against  the  Japs  perhaps 
even  more  successfully  than  they  fought  the  war  of  the  battlefields.  Shieh, 
who  has  had  an  important  part  in  that  warfare,  knows  tlie  story  intimately. 

The  Communists  had  begun  to  print  anti-Japanese  currency  in  1041,  backing 
the  money  with  stores  of  cotton  and  cereals,  but  it  was  not  until  1943  that  the 
need  for  pushing  that  currency  became  imperative.  It  was  then  that  the  Japs 
began  sending  large  quantities  of  captured  CNC  paper  into  the  area  to  buy  up 
materials,  leaving  the  people  with  shortages  of  raw  materials  and  lots  of  worth- 
less paper. 

Shieh's  figures,  based  on  the  index  figure  of  100  indicating  the  worthlessness 
of  that  paper,  follow  : 

Chinese  national  currency 

1936 100 

1942 964 

1943 4,707 

1944 28,018 

The  Communists  tried  many  methods  of  fixing  prices,  but  all  failed  as  the  Japs 
increased  their  offers.  So  the  Communists  began  to  take  more  extreme  steps 
and  those  were  eventually  successful.  First,  they  conducted  a  wide-scale  propa- 
ganda campaign  encouraging  people  to  take  CNC  back  into  Jap-occupied  areas 
to  buy  materials  for  importation  back  into  the  liberated  area.  Next,  they  pro- 
hibited the  circulation  of  CNC  and  cracked  down  on  black  markets  and  in  3 
months  they  had  reduced  the  inflationary  prices  to  one-half  of  what  they  had 
been  in  July  1943.  Their  own  currency  had  been  exchanged  for  CNC  at  1  for  1, 
but  now  it  began  to  be  the  only  legal  tender. 

But  the  lowering  of  prices  was  too  rapid  and  the  local  industries  suifered 
and  the  economists  say  they  would  have  to  stabilize  prices  by  economic  methods. 
They  decided  upon  three  principles.  First,  expenditures  by  the  government  must 
not  depend  upon  paper  Lssues  with  no  backing.  Second,  so  far  as  possible, 
government  expenditures  must  be  used  as  capital  to  further  production.  Third, 
one-half  the  issue  must  be  used  for  buying  reserves  of  cotton  and  cereals  for 
stabilizing  the  currency. 

PUPPET  MONEY  NEW  FACTOR 

By  following  those  principles,  they  felt  they  would  be  able  to  guarantee  their 
money,  and  to  maintain  a  ratio  of  superiority  over  CNC.  By  increasing  produc- 
tion, they  increased  the  demand  for  anti-Jap  currency  and,  by  controlling  sev- 
eral important  items,  notably  salt  and  peanut  oil,  they  further  increased  the 
demand  for  their  money  inasmuch  as  CNC  was  prohibited.  Puppet  money  was 
beginning  to  be  a  factor  and  the  Communists  applied  the  same  principles 
against  it. 

A  quick  change  in  the  currency  ratios  indicated  their  success.  In  the  summer 
of  1943,  anti-Jap  money  had  been  1  for  1  with  CNC.    By  winter  it  was  1  for  5. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2437 

Anti-Jap  money  had  been  8  for  1  with  puppet  money  but  by  winter  it  was  down 
to  lyo  for  1. 

The  change  sucked  in  a  lot  of  speculators  who  thought  anti-Jap  money  was 
not  here  to  stay. 

PRICES    CONTROLLED 

Shieh  says  this  first  victory  taught  the  Communists  the  importance  of  control 
of  raw  materials  in  price  fixing.  When  prices  got  too  high,  the  Communists  sold 
their  cotton  and  grain  low  and  brought  them  down.  When  prices  were  too  low, 
the  Communists  withheld  their  materials  and  prices  came  up. 

That  victory  was  only  the  beginning  and  Shieh's  figures  comparing  subsequent 
ratios  of  anti-Jap  money  with  puppet  currency  show  those  that  followed. 


1943 

1944— January.. 

June 

December 

1945— January.. 

August... 


Anti-Jap 

Wang  Ching- 

money 

wei  money 

1 

8 

1 

1.5 

1 

1.1 

.16 

1 

.15 

1 

.03 

1 

After  the  Jap  surrender  no  price  at  all  was  quoted  by  Communists. 

CRB  DEPRECIATION    SHOWN 

Shieh's  figures  showing  proportionate  inflation  are : 


.\nti-Jap 
money 


Wang  Ching- 
wei  money 


August  1943.  _ 
January  1944. 


160 
100 


4,  570 
100 


Other  factors  beside  the  direct  currency  war  affected  inflation  of  both  Com- 
juunist  and  puppet  currencies  of  course.  But  though  Shieh  didn't  say  so  directly, 
his  point  seems  to  be  that  CNC  generally  proved  to  be  much  less  stable  than 
Communist  money  and  even  less  stable  than  puppet  money  until  the  defeat  of 
Japan.  lie  hasn't  any  figures  on  CXC  inflation  during  the  latter  years  of  the 
war  because  Shantung  was  too  far  distant  from  the  Central  Government  area  for 
the  existence  of  any  kind  of  black  market,  once  the  Japs  quit  trying  to  push  their 
captured  money  into  the  area. 

After  the  Jap  surrender,  Shieh  says  both  Communist  and  Kuomintang  groups 
in  Shantung  saw  that  puppet  money  would  disappear  and  Iioth  strove  to  replace 
the  Wang  Ching-wei  money  with  their  own,  but  Ho  Su-yuan,  the  Kuomintang 
govei'uor  at  Tsinan,  took  an  unexpected  step  in  redeeming  puppet  money  at  1  for  1 
with  C>'C  and  by  selling  confiscated  Jap  stoi-es  at  low  prices.  The  Japs  were 
selling  stores  that  hadn't  been  confiscated.  Shieh  says,  in  an  effort  to  get  back 
as  much  puppet  money  as  possible  so  they  won"t  have  to  redeem  it  when  repara- 
tions are  due.  Whatever  the  object  of  Hu"s  manipulations,  Shieh  says  they 
had  the  obvious  effect  of  maintaining  the  puppet  government  after  the  surrender 
and  of  assisting  Japan  to  evade  part  of  her  future  responsibility  for  wartime 
exploitation  of  China. 

SYSTEM  DANGEROUS 

Faced  with  this  situation,  the  Communists  went  back  to  their  old  practice 
of  pushing  puppet  money  back  into  the  Kuomintang  areas  and  bringing  out 
purchased  materials.  Shieh  says  that  though  CNC  got  a  wider  circulation," Ho's 
policy  helped  the  Communists  to  get  rid  of  all  the  remaining  puppet  money 
still  floating  around  their  area.  His  figures  indicate  the  sum  was  considerable 
for  he  says  the  population  of  ]()  million  of  the  area  had  an  average  of  ,$5,000 
apiece  so  that  .$50  billion  in  puppet  dollars  went  into  Kuomintang  areas  to  buy 
commodities  at  an  even  rate  of  exchange  with  CNC. 

Shieh  thinks  the  currency  war  will  be  of  only  historic  interest  in  China  once 
a  secure  peace  and  a  coalition  government  have  been  established,  but  he  does 
not  recommend  the  adoption  of  raw  materials  as  backing  for  the  new  currency 


2438       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

which  is  to  serve  all  China.  He  says  that  such  an  economy  would  be  dangerous 
in  any  other  sort  of  .iiovernment  than  the  one  that  exists  here  for  it  would  be  too 
easy  for  powerful  capitalists  to  corner  all  the  raw  materials  and  control  the 
currency  and  the  country  at  the  expense  of  the  people. 


Exhibit  No.  395-B 

[The  China  Weekly  Review,  April  20,  1946,  p.  163] 

General  Recaixs  Long  War  in  Northeast,  Opposes  One-Party  Kuomintang 

Rule 

(By  Edward  Rohrbough) 

LiN-I,  Shantung. — "Do  you  think  the  right  of  governing  Manchuria  should 
be  taken  over  by  you  who  gave  Manchuria  up?" 

That's  the  question  Gen.  Chou  Pao-chung  would  like  to  ask  those  Kuomintang 
luminaries  who  are  prepared  to  rush  troops  and  officials  into  Manchuria  to 
take  over  government  and  administration  as  soon  as  the  Soviet  troops  move 
out.  General  Chou,  it  would  seem,  has  right  to  ask  the  question.  He  has  led 
the  Anti-Japanese  Army  of  northeast  Manchuria  through  14  years  of  war.  In 
an  interview  with  a  reporter  of  the  New  China  News  Agency,  General  Chou 
has  much  to  say  of  the  days  in  the  early  thirties  when  Manchurian  patriots 
got  frightened  reprimands  rather  than  help  from  the  Central  Government  in 
their  efforts  to  fight  the  Japanese  in  their  country.  He  recalls  that  people  got 
tossed  into  jail  in  those  days  for  singing  songs  about  marching  to  Manchuria, 
and  he  remembers  that  the  Central  Government  once  was  quite  willing  to  let 
the  Japs  keep  Manchuria  so  long  as  they  did  not  invade  the  rest  of  China. 

one-party  rule  opposed 

He  is  not  bitter.  On  the  contrary,  he  thinks  Central  Government  officials 
and  Central  Government  troops  should  come  to  Manchuria  to  help  the  people 
reconstruct  the  country  and  form  a  democratic  government.  But  he  thinks 
the  Manchurian  people  who  have  fought  the  Japs  should  have  an  important 
voice  in  the  selection  of  those  officials  and  he  thinks  the  officials  must  not 
be  merely  representatives  of  the  Kuomintang  Party.  If  they  were  all  Kuomin- 
tang men.  General  Chou  is  afraid  the  Manchurian  people  would  get  the  idea 
someone  was  trying  to  put  them  under  a  one-party  dictatorship  and  he  says 
the  people  have  had  enough  of  dictatorships  in  the  past  14  years  to  last  them 
a  long  time. 

General  Chou  believes  he  knows  the  desires  of  the  Manchurian  people  pretty 
well,  for  he  says  they  have  established  a  duly  elected  representative  local  gov- 
ernment and  that  they  voice  their  opinions  freely. 

LONG  struggle  RECALLED 

In  his  interview.  General  Chou  tells  for  the  first  time  the  story  of  the 
struggle  the  Manchurian  people  carried  on  against  the  Japs  during  the  entire 
period  of  their  occupation.  Opposition  never  cease,  he  says,  though  difficulties 
often  seemed  insuperable  and  he  gives  much  credit  to  the  8th  Route  Army 
which,  he  says,  sent  such  help  as  it  could  and  which  continued  to  fight  in 
north  China,  next  door  to  Manchuria,  after  the  armies  of  the  Central  Govern- 
ment had  been  driven  far  up  the  Yangtze. 

The  first  of  3  stages  of  opposition  to  the  Japs  began  September  18,  1931, 
when  the  Japs  invaded  Manchuria.  At  that  time,  the  Chinese  Comnuinist  Party, 
of  which  Chou  was  a  member,  opposed  the  Quomintang  policy  of  appeasing 
Japan  and  organized  all  forces  that  were  willing  to  light.  The  organization 
helped  the  old  cavalry  general,  Ma  Chan-shan,  and  others  with  money  and  men, 
but  the  movement  was  brief  because  Japanese  agents  and  Kuomintang  appeasers 
sowed  dissension  effectively  and  it  fell  apart  before  strong  militai'y  attacks. 

GUERRILLAS    ORGANIZED 

Action  was  reduced  to  small  guerrilla  operations  until  January  26,  1933.  when 
Communist  leaders  were  encouraged  by  the  central  committee  to  try  organizing 
again  to  make  a  united  front  of  all  who  opposed  Japanese  imperialism.     By 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2439 

that  time  the  taste  of  Henry  Pu  Yi's  government  had  become  very  sour  in  the 
mouths  of  the  people  and  organization  progressed  rapidly.  Soon  bases  were 
established  at  Pa  Shih,  Chu  Ho,  Jao  Ho,  Ring  Tung,  and  Tang  Yuan  and 
General  Chou,  the  leader,  estimates  his  strength  of  that  period  at  200,000. 


Exhibit  No.  395-C 
[The  China  Weekly  Review,  May  18,  1946,  p.  251] 

Communist  Troops,  Unlike  American  GI's,  Strongly  Averse  to 

Demobilization 

(By  Edward  Rohrbough) 

There  are  plenty  of  opposites  in  China  to  American  usage.  Rooks  read  from 
back  to  front,  white  is  a  color  of  mourning — and  the  soldiers  of  the  new  4th  and 
8th  route  Communist  armies  don't  want  to  go  home.  At  Lin-I,  in  the  Shantung 
liberated  area,  I  talked  not  long  ago  with  a  Comrade  Chen,  one  of  the  young 
men  who  has  the  job  of  telling  the  Communist  soldiers  how  military  reorgani- 
zation is  to  be  handled,  and  he  says  their  feeling  about  demobilization  is  quite 
different  from  that  of  American  GI's.     They'd  rather  stay  in  the  army. 

First  of  all,  many  of  the  Communist  soldiers  enjoy  a  much  better  life  in  the 
army  than  they  had  as  coolies,  peasants,  and  tenant  farmers.  Second,  many 
come  from  homes  in  parts  of  China  now  controlled  by  the  Central  Government, 
and  they  are  afraid  they  may  be  victims  of  discrimination  when  they  return. 
Third,  many  have  grown  up  in  the  army  and  they  know  only  the  army  life,  so 
they  view  the  prospect  of  indoctrination  for  civilian  life  with  more  timidity 
than  they  ever  showed  before  the  Japs. 

WOUNDED  vets  A  PROBLEM 

Chen  says  the  problem  of  rehabilitating  wounded  and  crippled  soldiers  is 
giving  the  authorities  difficulty  because  they  are  not  able  to  support  themselves 
entirely  and  because  few  of  the  marriageable  women  of  the  liberated  area  find 
them  attractive.  The  authorities  are  trying  to  fulfill  the  function  of  a  lonely 
hearts  club,  but  there  are  difficulties. 

Detailed  instructions  for  mustering  the  men  out  of  the  armies  have  not  yet 
been  made  public,  but  Chen  thinks  each  man  will  get  about  $3,000  anti-Japanese 
currency  (equivalent  of  CNC  $30,000),  which  should  keep  him  for  3  months, 
during  which  time  the  authorities  hope  he  will  find  a  job.  He  will  also  get  a 
suit  of  civvies. 

Three  classes  of  soldiers  will  get  priorities  in  the  discharges,  though  it's  doubt- 
ful if  "priorities"  is  the  term  they'd  use  to  describe  their  situation.  They  are : 
(1)  inefficient  soldiers,  (2)  wounded  and  crippled  men,  and  (3)  soldiers  of  the 
people's  army.  These  last  are  somewhat  like  militia  in  that  they  never  go  far 
from  home,  but  they're  more  like  guerrillas  because  most  of  them  don't  wear 
uniforms  and,  when  the  enemy  gets  too  tough,  revert  to  civilian  status,  at  least 
in  appearances,  until  the  time  comes  for  more  favorable  action. 

people's  ARMY  VAST 

The  people's  army  is  everywhere  in  the  liberated  areas  and  includes  men, 
women,  and  children.  It  is  so  large  no  authority  can  give  you  exact  figures  as  to 
its  strength,  and  those  who  have  fought  against  it  have  found  it  very,  very 
effective. 

Because  the  soldiers  of  the  people's  army  remain  at  home,  they  have  first  crack 
at  all  the  good  jobs,  so  the  authorities  plan  to  discharge  regular  troops  first  so 
that  everyone  gets  something  like  an  even  break. 

All  soldiers  will  turn  in  their  weapons  for  storage,  though  some  soldiers 
of  the  people's  army  will  be  allowed  to  keep  the  old  fowling  pieces  and  ancient 
muskets  with  which  they  now  guard  the  highways.  Most  of  such  weapons 
belonged  to  such  soldiers  personally  anyhow. 

Although  those  soldiers  to  be  retained  in  the  armies  are  those  who  have 
proved  their  skill  and  efficiency,  the  authorities  are  having  to  do  a  little  explain- 
ing in  their  direction.  They  are  told  they  will  now  have  ranks  and  they  don't 
like  it.  Heretofore,  they  were  always  just  "comrade"  and  so  was  everyone 
also  and  they  don't  fancy  the  idea  of  being  called  sergeant  or  captain,  or  what- 


2440       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

ever.  Also,  those  who  are  members  of  the  Communist  Party  don't  take  well 
to  the  news  that  henceforth  they  cannot  engage  in  any  kind  of  political  activity. 
Chen  says  one  soldier  wept  when  he  heard  the  news  and  a  company  commander 
was  so  displeased  he  refused  to  attend  the  next  discussion  meeting.  Even  sol- 
diers who  are  not  Communists  don't  like  that  rule,  Chen  says,  because  they're 
afraid  the  abolition  of  the  party  from  the  army  means  democracy  among  the 
troops  will  also  disappear. 

EDUCATION   PLANNED 

All  of  this  means  there  must  be  a  lot  of  education  for  those  soldiers  who 
remain  in  the  army,  of  course,  and  the  authorities  are  already  making  plans. 
They  expect  the  first  emphasis  of  such  education  to  be  on  technical  military 
training.  Next  will  come  cultural  education.  "Cultural  education"  is  what 
they  call  it,  but  actually  they  mean  elementary,  or  even  primary  education, 
as  Americans  would  see  it.  Such  education  has  been  part  of  the  Communist 
military  program  for  a  long  time  and  2  hours  of  a  soldier's  day  are  supposed 
to  be  devoted  to  study. 

During  the  war  the  troops  were  often  too  busy  to  get  2  hours  of  orthodox 
study  everyday,  so  the  instructors  and  the  propaganda  department  devised  a 
couple  of  aids  to  learning  that  were  probably  something  entirely  new  in  the 
history  of  warfare.  Realizing  that  men  had  little  to  think  about  during  long 
marches,  the  instructors  took  to  pasting  paper  characters  on  the  backs  of  the 
soldiers. 


Exhibit  No.  395-D 

[The  China  Weekly  Review,  April  20,  1946,  p.  155] 

The  China  W^eekly  Review 

J.  B.  Powell,  Editor  and  Publisher 

(In  the  United  States,  Address:  35  Fifth  Avenue,  New  York,  N.  Y.) 

John  W.  Powell  Edward  Rohbbough 

Walter  H.  Wiener,  Financial  Editor  F.  K.  Chad,  Business  Manager 

index  for  April  20,  1946 
Editorial  paragraphs 

Saber  Rattling 159 

Exit  "President"  Chen 159 

The  League   Passes 160 

North  China  Hunting 161 

Trial   Before  Execution 161 

Special  articles 

Formosa  Going  From  Bad  to  Worse  As  Famine,  Unemployment  Spread 

By  Frederick  Wong      162 
General  Recalls  Long  War  In  Northeast,  Opposes  One-Party  Kuomintang 

Rule By  Edward  Rohrbough       163 

Siiio-Siamese  Relations   Put  on   New  Basis    With   Ratification   of  Pact 

Of  Amity By  Lin  Wo-Chiang       165 

K.  M.  A.  Hoping  To  Step  up  Production  to  15,000  Tons  Daily  by  Next 

June By  S.  E.  Shifrin       160 

Conditions  Unchanged,  but  likelihood  of  Exchange  Rate  Revision  Seen 174 

Departments 

Letters  From  the  People 155 

News  of  the  Week 169 

Events  in  Brief 172 

People  in  the  News 173 

Who's  Who  in  China 173 

Business    Foot-Notes 175 

New  Books  of  Interest 176 

Published  at  160  Chung  Cheng  Road  (Eastern),  Shanghai,  China,  by  Millard 
Publishing  Co.,  Inc.,  under  the  laws  of  the  State  of  Delaware,  United  States  of 
America.  Registered  at  the  Chinese  Post  Office  as  a  newspaper  for  transmission 
with  special  marks  privileges  in  China. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2441 

Contents  of  previous  issues  of  the  China  Weekly  Review  may  be  found  in  the 
International  Index  of  Periodicals,  copies  of  which  are  on  file  in  most  standard 
libraries. 

All  editorials,  text  and  other  material  in  the  weekly  issue  of  the  China  Weekly 
Review  is  copyrighted  under  certificate  of  registration  No.  9953  issued  by  the 
Ministry  of  Interior  of  the  National  Government  of  the  Republic  of  China. 


Exhibit  No.  395-E 

Fae  East  Spotlight 

A  monthly  report  on  United  States  policy  and  internal  events  in  China,  Japan, 
Korea,  the  Philippines,  southeast  Asia,  and  India 

MAECH   1949 

Editor:  Elsie  Cholmeley  Israel  Epstein 

Editorial  Committee:  Shuji  Fujii 

Bernard  Seeman  Harrison  Forman 

Elizabeth  Selsbee  Kumar  Goshal 

Uona  Ralf  Sues  Gerhard  Hagelberg 

Fred  Zeserson  Philip  Jafife 

Consultants  :  Hon.   Michael  Lindsay 

Koji  Ariyoshi  Edward  Rohrbough 

Charles  Bidien  Gunther  Stein 

T.  A.  Bisson  Howard  Willard 

Hugh  Deane  Richard  Yaffe 

Publishers:  Committee  for  a  Democratic  Far  Eastern  Policy,   111  West  42d 

Street,  New  York,  N.  Y. 
Subscription:  $2  a  year  in  the  United  States  and  Canada.    $3  a  year  abroad; 

single  copies  20  cents. 

The  Tokyo  Martyrs,  by  Agnes  Smedley 3 

New  China's  Economic  Policy 5 

Elections  Mark  Japan  Change,  by  Hugh  Deane 6 

Never  Let  the  Right  Hand  Know 7 

The  New  Delhi  Conference,  by  Gerhard  Hagelberg 8 

Action  Program  for  New  China  Policy 10 

Call  to  Students 12 

Turning  Point  for  Chinese  Students,  by  John  Foster 13 

Toward  United  States  Trade  With  New  China 14 

Washington   Pipeline 14 

Far   East   Reading — Japan  Diary,   by  Mark   Gayn,   reviewed  by   Philip 

Keeney 15 

In  North  Korea  by  Anna  Louise  Strong,  reviewed  by  H.  W.  Sunoo 16 

Far  East  Briefs 18 

OFFICERS  OF  THE  COMiaTTEE  FOR  A  DEMOCRATIC  FAR  EASTERN  POLICY 

Maud  Russell,  executive  director  Philip  O.  Keeney,  treasurer 

Executive  committee. — May  Bagwell,  Hugh  Bryson,  Abraham  Chapman,  Rev. 
John  Darr,  Jr.,  Morris  Davis,  Hugh  DeLacy,  James  Durkin,  Frederick  V.  Field, 
Welthy  Honsigner  Fisher,  Talitha  Gerlach,  Ira  Gallobin,  Charlotte  Honig,  C.  E. 
Johansen,  Rita  Judd,  Rev.  J.  Spencer  Kennard,  Dr.  Catherine  Lealtad,  Paul 
Robeson,  Nathan  Rock,  Arthur  Schutzer,  Edgar  Snow,  Chu  Tong,  Jeanette  Turner, 
Jeffry  Van  Clief,  Susan  Warren. 

The  editor  will  consider  manuscripts  submitted,  but  assumes  no  responsibility 
regarding  them. 

Mr.  Mandel.  Now  from  the  files  of  the  Territorial  Commission  we 
have  subpenaed  these  documents.  "Statement  of  ownership  of  the 
Honolulu  Record  Publishing  Co.,  Ltd.,  dated  at  the  close  of  business 
on  August  31,  1954,  with  a  comparative  statement  of  income  and  sur- 
plus." Then  a  statement  of  stock  ownership  at  the  close  of  business 
on  August  31, 1955,  which  is  signed  bv  Koji  Ariyoshi,  dated  December 
23,  1955. 

72723— 57— pt.  40 9 


2442       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(The  documents  referred  to  above  were  marked  "Exhibits  No.  396 
and  No.  396-A"  and  are  reproduced  on  the  following  pages.) 


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SCOPE    OF    SOVIET    ACTIVITY    EST    THE    UNITED    STATES      2443 


ANNUAL  CORPORATION  EXHIBIT  OF- 


COMPARATIVE  GENERAL-  BALANCE  SHEET 


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J: 


10,200  .90 


11,150    90 


10,200  ,90 


11,850    90 

6^917 ,94  l_J»m_ai 


33. 


HI    7l 


Al.fen  ;!« 


7,062      09 


«,] 


00 


^.??9    1^, 


Total  «w«M_ 


Curttnt 


LIABILITIES  AND  eAPITAt 


_A££<>set>..£ai3Ms_ 

Nt'tfs  payable ■__ 

Accrued  eitf>eosgs 
_    Pavro!l__       ^ 


Fmtd 

:     Mortgage  payalik 
Bond.!.  payaUe 


_  Cag haj 

Surplus  r4^%tfrves 


*  Capital  surplus      (Ooaatsd_S\irpiu3) 

Eannd  s\jrphi^  *'..r  <Uju  tu 

[ l"t2!Z„  _*        Z 

Less  trrasufy  ^55^  at  v«.Nt— -|^r-,kT^rr'i 


l,-5i8  ;06 
X-W  ,00 


-....:i.::: 

3,214   .58 


a,  791    ;00 


1^5 


35,?24     .02 

353     too 


gj^^rt  JQg 


^1,795  .000 


m 


18?     (» 


37,61<?  192 
-553   '06 


37^*6  '92, 


a\m  m 


Total  liabUhJCT  and  capital" 


iy.a'715" 


•    Donatad  Surplus  la  Trwimrry  (Wlthoat  Cogt)        ♦135.00 


1 


2444       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 


VOTING  POWERS  AND  STOCKHOLBESS 


(»)     }>(>«»  tjuih  sJ)»rt  <>{  H'lclt  liave  the  right  t:>  vote'-. 


T»» 


-If  mit.  ey.)ilain  vnting  right--; 


m 


Has  »«)•  cl»ss  of  ^ttK■k  or  securities  any  special  privilege),  to  the  electi.m  .,(  diti-ctorss.  truktec*.  or  otht-t  matiagtitt«rrt 
jKr*imrtel.  or  in  the  (Seterroination  of  any  ci>rp<irate  action? 90. 


If  ^M,  gtvc  delailb 


'8,i* 


State  tb«  tolat  vuling  pow«r  of  all  s-tcKkhoWers  as  of  the  date  of  tni*  rt-p.^rl  - 

Sttte  the  totai  number  of  »tt>ckhoWer-i  as  of  the  date  of  this  report.,, 53_,- 

in  the  space  lietow,  .;r  on  sheets  aitjchtd  thereto  am)  in  accordance  with  the  column  hfadjngs  nidicated,  list  lU 
stockhtArters  by  each'class  of  ^UKk  if  the  ^tock  v..  held  by  a  TruMee.  make  a  full  diw:l<.»ure  of  the  names,  addresses 
and  shares  of  the  etiuiuWe  owners.  If  the  slock  is  w.thoui  l^ar  valiK.  then  suit  th*  tubscnpfirm  prke.  the  total  paki  m 
Of,  accr^nt  of  the  siib«ription,  and  fombh  a  statemvnt  shooing  Uic  toul  consiifeiation  received  from  the  sale  of  sthck 
distrthuted  as  to  caiiital  and  as  to  paid-in  surplus. 


Kmie  In  Poll 


M>Ufn«  Addren 


Total  Subvcriptitm 


HBtm  sm  WTAcmED  scHKinnas 


Total  Paid 
At  Pic  Valu* 


Totals 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2445 


FOR  THE  YEAS  BNDEC. 


COMPARATiyg  STATEMENT  OF  INCOME  AND  SURPLUS 


ITEMS 


^^ 1  .ti[ 

L«xs  tm«i»t  -y  Hi  rr.il  .'  ;    r..-!,-i     , 


Qm-~<.  prr  fit 
^A<$<i  otht'i  itlCi.n-,.; 

Un  «icn<Js 


u>c<1; 


ptatsB  3B5  trriGatD  3t  utmost 


A^ltt  ffrdtt<  t"  ^u^J:■!u*  (detail) 


M 


1,097      59 


t^J 


(^,1?S    M) 


Cttfrtnt  Pftfi^ 
Dcuil         I         '  feua 


I 


I, 


i_Ji 


1»755      90^ 


1,795      90J 
(6;i55      99f 


t4;;m" 


.S^t^^^t^l1^  tur<1rtnitj  at  t•^^l    i  :h'ti-"  <I 


CAI-iTAt.  STOCK:  SO^S 

Issuc<!  vluring  t!»  fxTi. «!  i 

f 

iwuwi  ilatmg  the  periwl  ($ 

<$■ 
(? 

A<(jui«<?  'lufing  Uk  ficriofl  i 

( 

iioW    ;t.-<;Uif<?.|  <$ 

(Othtr  m» 

the  p«ioa  (  

<^»^■5^t<}e^at(><^:   rt-vt-ivH  U>r  '^tt>rk 

rei^uetl  (^fing  the  period  i^ , 

($ 

B(A\T)Rt)  UEl'.T, 

Issued  (luring  the  p^ri'Xj  ^.? 

C>'n^t<ii'r;tti>m  rt.'> '.-jvi-fi  tor  !v"Aiis 
issuH  dunng  Ihe  ;)CTiori  {$ 

($■-..       . 
(I 


■h.iti^-  (Hfurrci  -t...  k  .it  J 


■,  A  u    if  j>rt>>t{'rty 
..iluc  ',(  ^<.■rv, ...,•- 

-li.tfcs  '    tnimiii   v{,  1  k 
■-,i-h 


firtr  v.ilar 


vh.«ri'|»  C(/tmii<i?i  »[ock 

v.iiu*:  'if  pritpt-rty 
■wiiur  "f  ^rr  v'.i  cv 


|.,.    .if  ;.r..),i;>-ty 
lull  III'  -rt^t^f 


2446       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

scheldxjle  a-1 

Honolulu  Record  Publishing  Co.,  Ltd.,  811  Sheridan  St.,  Honolulu,  Hawaii 

Statement  of  stockownership  at  close  of  business  on  Aug.  31, 1954 


Stockholders 


Acob,  Antonio  C 

Agnew,  Leo  C 

Apilado,  Andres 

Arminimi,  H 

Baker,  R.  J -.. 

Bassett,  W.  K 

Chagnon,  Raymond 

Chlng,  Hung  Dow 

Culinary    and    Service 
Workers.  UPW. 

Elia,  John,  Jr 

Qima,  Masaichl 

Hawaii  Civil  Liberties 
Congress. 

Higa,  Yaeko 

Ho,  Virginia.- 

Hokama,  Shire 

Kanakaole,  Kema.- 

Kempa,  Robert- 

Kim,  Rosalie 

Lee,  Kui  Soon..- 

Lichitgram,  Theodore  M.. 

Machara,  Frank 

Matsuzaki,  N- 

Maupon,  L.  B 

Mlnami,  Chicko 

Miyagawa,  M 

Miyamoto,  Richard  S... 

Morishige,  Richard 

Motoki,  Matsuo- -. 

Murin,     Stephen     and 
Evelyn. 

Nagai,  Hisashi 

Nakatsu,  Harry.. 

Oahu  CIO  Council 

Okubo,  Yugo 

Oshikata,  Karen 

Ozaki,  Doris 

Palomino,  Adrian 

Peltier,  Alvin  R 

Perlstein,  Esther 

Peterson,  W.  C 

Retneeke,  Mike 

Rohrbough,  Edward 

Rosenstein,  Julius 

Shiraki,  J.  S 

Tom  Hoy,  Peter 

Tannibaum,  Qerald 

Ujimori,  Edward 

Wakida,  Shizuko 

Wong,  Sai  Chien 

Wong.  Sam 

Yadao,  Emilio  C 

Yamamoto,  R.  M 

Honolulu  Record  Pub- 
lishing Co.,  Ltd. 

Total 


Address 


Olaa,  Hawaii 

8430  California  Ave.,  South  Gate,  Calif. 

Box  133,  Pahala,  Hawaii 

407  Kalaimoku  St.,  Honolulu 

1911  Kalakaua  Ave.,  Honolulu.. 

(Deceased) 

Care  of  Seamen's  Club,  Plonolulu 

2432-D  Tuitala  St.,  Honolulu 

451  Atkinson  Dr.,  Honolulu 


3915  Pahoa  Ave.,  Honolulu 

Box  434,  Lanai  City,  Lanai 

1011-B  Kapahulu  Ave.,  Honolulu. 


737  Oili  Rd.,  Honolulu 

2855-  A-1  Winam  Ave.,  Honolulu.. 

Box  437,  Lanai  City,  Lanai 

229  Desha  Lane,  Honolulu 

1409-A  Emerson  St.,  Honolulu 

1598  Thurston  Ave.,  Honolulu 

Box  267,  Lanai  City,  Lanai 

426  Namahana  St.,  Honolulu 

815-8  Kanoa  St.,  Honolulu 

647  Kunawai  Lane,  Honolulu 

1245  South  21st  St.,  Lincoln,  Nebr. 

Box  14,  Lanai  City,  Lanai. -. 

1311  Lusitana  St.,  Honolulu 

95  Merchant  St.,  Honolulu 

2742  Kalihi  St.,  Honolulu 

1314  Kalihi  St.,  Honolulu 

2357-C  Palolo  Ave.,  Honolulu 


Box  96,  Ilaa,  Hawaii 

(Deceased) -. 

Ilonolulu,  Hawaii .- 

1266  Matlock  Ave.,  Honolulu 

Post  Office  Box  1132,  Honolulu... 

933  17tb  Ave.,  Honolulu 

331  West  11th  St.,  New  York 

717  Ocean  View  Dr.,  Honolulu. .. 

3621  Kaimuki  Ave.,  Honolulu 

836  16th  Ave.,  CHA  3,  Honolulu. 

1555Piikoi  St.,  Honolulu 

1127-B  Aloha  St.,  Honolulu 

1558  Piikoi  St.,  Honolulu 

1301  River  St.,  Honolulu 

3413  Pahoa  Ave.,  Honolulu 

1202  Ling  Sin  Lu,  Shanghai 

Box  611,  Puunene,  Maui 

2241  Makanani  Dr.,  Honolulu.... 
218-A  Pokobana  St.,  Honolulu... 

3228  George  St.,  Honolulu 

3802  Paki  Ave.,  Honolulu 

2132-A  Waiola  St.,  Honolulu 

Honolulu,  Hawaii 


Stock 
owner- 
ship 


Amount 


5 
1 
1 
3 
40 
2 
1 
1 
2 

2 

5 
10 

3 

100 
5 
1 
1 
1 
5 

10 
4 

21 

10 
5 
5 
2 

20 
5 

27 

2 
5 
5 
232 
1 
4 

36 
5 

10 

2 

3 

,361 

2 

20 
•> 

5 

5 

161 

1 

20 

66 

20 

93 


8,359 


At  par 
value 


$25 

5 

5 

15 

200 

10 

5 

5 

10 

10 
25 
50 

15 

500 

25 

5 

5 

5 

25 

50 

20 

105 
50 
25 
25 
10 

100 
25 

135 

10 

25 

25 

1,160 

5 

20 

180 

25 

.% 

10 

15 

36, 805 

10 

100 

10 

25 

25 

805 

5 

100 

330 

100 

465 


41, 795 


At 

paid-in 

value 


$25 

5 

5 

15 

200 

10 

5 

5 

10 

10 
25 
50 

15 

500 

25 

5 

5 

5 

25 

50 

20 

105 
50 
25 
25 
10 

100 
25 

135 

10 

25 

25 

1,160 

5 

20 

180 

25 

50 

10 

15 

.3, 010 

10 

100 

10 

25 

25 

805 

5 

100 

330 

100 

465 


8,000 


Sub- 
sidy 
received 


$33, 795 


33, 795 


SCOPE    OF    SOVIET    ACTIVITY   IN    THE    UNITED    STATES      2447 

schedxxle  b 

Honolulu  Record  Publishing  Co.,  Ltd.,  811  Sheridan  St.,  Honolulu,  Hawaii 

Statement  of  operations  for  12-month  period  ended  Aug.  31  1954 


Income: 

Advertising.. 
Subscription. 
Direct  sales.. 
Job  printing. 
Others 


Total- 


Overhead: 

Bank  service  charges 

Depreciation 

Insurance 

Interests 

Legal  and  audit 

Light,  water,  and  power 

Mailing  and  hauling 

MUeage  and  incidentals 

Miscellaneous 

Newsprint 

Office  supplies 

Photoengraving 

Press  service 

Printing  costs 

Promotions  and  public  relations. 

Eental  of  premises 

Salaries  and  wages 

Sales  commissions 

Shop  expenses  and  repairs 

Subscription,  dues,  etc 

Telephone  and  wire 

Travel  and  subsistence 

Taxes  and  licenses: 

Corporate  exhibit 

Gross  income 

License 

Payroll  taxes 


Total. 


Net  operating  gain  before  taxes. . . 
Less,  Territory  of  Hawaii  income  taxes. 

Net  operating  gain 


1954 


$6, 450.  61 

12, 910. 39 

1, 340.  70 

16, 869. 93 

201.97 


37,  773. 60 


45.70 

1,  505. 85 
427.12 
376. 00 

175. 00 
476.  56 

2,  287.  78 

357. 01 
86.35 

1,  840.  50 
152. 39 

1, 134. 94 
240. 00 

3,  860. 34 

25.00 

1,  250. 00 

15, 191. 46 


1,  609. 36 

49.62 

275.23 

3, 098. 32 

30.00 
942.17 


361. 41 


35,  798. 11 


1,  975.  49 
179.  59 


1,  795. 90 


1953 


$7, 113.  81 
8,081.01 
1, 742. 99 

20,  666. 35 
423.99 


38, 028. 15 


39.85 
987. 59 
242.45 


1, 


85.00 

572. 27 

2, 069. 12 

165. 12 

251.88 

530.45 

166. 39 

,  051.  82 

285. 00 

5, 808.  43 

220. 00 

2, 457. 00 

17, 152. 10 

96.50 

1,  363. 95 

27.00 

232.27 

1,  657. 54 

10.00 
1, 027. 00 


322. 07 


36, 820.  80 


1, 207. 35 
109.  76 


1, 097.  59 


1952 


$6,321.56 
10,  656.  55 

2, 044.  88 
19, 100. 82 

1, 365. 26 


39,  489. 07 


43.90 
987. 59 
366. 46 


180. 00 
453.  51 

1,  446.  63 
271.17 
664.70 

2, 006. 36 
147. 31 
897.  48 
395. 00 

4, 147. 41 

628.  79 

920. 00 

19, 343.  78 

250.26 

1, 478.  96 

16.75 

137. 00 

2,  609. 13 

10.00 
965. 91 

28.31 
745.  73 


39, 142. 14 


346. 93 


346. 93 


2448       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Exhibit  390-A 


i5  B 


I   ' 


^   i 

•"   i 

m  « 


«  «  »  » 


!    I 


=  0 


_x 

<- 

^  o 

<  t 

en  = 

s 


-4-- 

I 

c  = 


•"»« 


Nature  ot  curpuratc  baitincsi- ' 


Officers  and  directors  as  of- 
Oflk*  H«M 


3«er«t«rT-Tr»«wir*r 


lojl  Arlyodhl 
K.   J.   B>lwr 


Snidciux  Addnn 


909  B-3  I«toi)«iw  8». .  Hoa^att 


Bawtrd  RohrboBtt 


I'm  'flTTfl-H*  *".,  *'«>«i-Tii- 


U27-r'  Aloha  St. .  H«MluIm 


•Directors : 


^"^    'TiTftlhl 


H.   J.   Baker 


Bdvard  RohrbemA 


Tago  Ofcnbo 


Knlllo  C.  T»dae 


3hl»tAo  WaMda 


_i0_ 


(3<aw  «■  Atifl» 


(Sa»e  aa  Ibor* 


(3a—  a«  AboT») 


yifA  IfcUoa  ATtt. 


390;  fm  Art. 


2au 


BmwIiTia 


^ 


-o- 


TCT 


*Maiomy  of  whom  must  1>c  rftid«att  u(  ikt   TrrnturY   i>f   Hawiii 


-C4- 


DECLARATION  •'    " 

H 

I  decUre,  under  the  penalties  set  forth  in  Section  8J48.  Revised  Laws  of  Hawaii  1W5,  as  jjpendcd/^kat  this  exhibit, 
including  any  accompanying  schedules. or  statements,  has  been  examined  by  me.  and  ki  the  lutt  of  my  knowledge  and 
brtief  ■•  ■  true,  correct,  and  complete  exhibit,  made  in  good  faiih,  for  the  cerpl  stated. 


(SifBftlarc  ol 


<f  perton  or  firm  pri 


■ep«^i 


H  this  exhibit) 


Date 


(Signature  of  autb^ized  corporate  oSicer}  ,  / 


x^ 


SPECIAL  INSTRUCTIONS  — ^ 

Ml  iif  the  information  requested  in  this  exhibit  must  be  furnished.     Failure  to  do  so  will  make  this  exhibit  not  accept ^ 

abl»  T  '  hW  this  exhibit  on  other  than  a  calendar  year  basis,  permission  must  first  be  obtained  from  the  Treasurer  of  the — 
Temtoi^  of  Hawaii.  This  exhibit  must  be  filed,  and  the  fihng  fee  of  $1000  paid  to  the  Treasurer  within  NINETY  DAY9 — 
immediately  followmg  the  close  of  the  year  basis  adopted.  Fairere  to  tile  will  subject  the  corporation  to  a  maximum  penalty  ef — 
X\CD(f).iQt  «v«ry  thirty  days  coutinuanoc,  and  if  continued  fur  a  period  of  two  years  will  further  subject  the  curporatioa_ia__ 
lUwalution  Itv  the  Treasurer.  


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2449 


Honolulu  Record  Publishing  Co.,  Ltd.,  811  Sheridan  St.,  Honolulu,  Hawaii 
Statement  of  stockownership  at  close  of  business  on  Aug.  31, 1955 


stockholders 


Agnew,  Leo  C__ 

Apilado,  Andres 

Arminimi.  H... 

Baker,  R.  J 

Bassett,  W.  K 

riiagnon,  Kaymond 

Ching,  Hun?  Dow 

United  Public  Workers^ 

Elias,  John,  Jr 

Oiina,  Masaichi 

Hawaii   Civil  laborties 
Congress. 

Higa,  Yaeko 

Ho,  Virginia 

Hokama,  Shiro 

Kanakaole,  Kema 

Kempa,  Robert 

Kim,  Rosalie--- -.. 

Lee,  Kwi  Soon 

Lichitgram,  Theo.  M 

Maehara,  Frank 

Maupen,  L.  B 

Minami,  Chieko 

Miyagawa,  M 

Miyamoto,  Richard  S..- 

Motoki,  Matsue 

Mnrin,     Stephen     and 
Evelyn. 

Naeai.'Hisashi 

Makats'i.  Harry 

Oahu  CIO  Council 

Okubo,  Yugo 

Oshikata,  Karen 

Ozaki,  Doris 

Palomino,  Adrian 

Peltier,  Alvin  R 

Perlstein,  Esther... 

Peterson,  W.  C 

Reinecke,  Aiko 

Rohrbough,  Edward 

Rosenstein,  Julius 

Saikl,  Rachael 

Shiraki,  J.  S 

Tarn  Hoy,  Peter 

Tannibaum,  Gerald 

Ujemori,  Edward 

Wakida,  Shizuko 

Wong,  Sai  Chien 

Wong,  Sam 

Yadao,  Emilio  C. 

Yamamoto,  R.  M 

Honolulu  Record  Pub- 
lishing Co.,  Ltd. 

Total 


Address 


854  Lukepane  St.,  Honolulu 

Box  133.  Pahala,  Hawaii 

407  Kalaimokn,  St.,  Honolulu 

1911  Kalakaua  Ave.,  Honolulu 

(■Deceased)  -  

Care  of  Seamen's  Club,  Honolulu- 

2432  D  ruitala  St.,  Honolulu 

451  Atkinson  Dr.,  Honolulu 

3955  Pahoa  Ave..  Honolulu 

Box  434,  Lanai  City,  Lanai 

lOii-B  Kapahulu  .4ve.,  Honolulu 

737  Oili  Rd.,  Honolulu 

2S55  A-1  ^A  inam  Ave.,  Honolulu.. 

Box  437,  Lanai  City,  Lanai 

229  Desha  Lane,  Honolulu 

U09-A  Emerson  St..  Honolulu 

1598  Thurston  Ave.,  Honolulu 

Box  267,  Lanai  City.  Lanai  

426  Namahana  St. .Honolulu 

816-C  Kanoa  St.,  Honolulu 

1245  South  2Ist  St.,  Lincoln,  Nebr- 

Box  14,  Lanai  City,  Lanai 

1311  Lusitana  St.,  Honolulu 

95  Merchant  St.,  Honolulu 

1314  Kalihi  St.,  Honolulu 

2357-C  Palolo  Ave.,  Honolulu 


Box  96,  Olaa,  Hawaii 

fDecea.sed)   

Honolulu,  Hawaii 

1266  Matlock  Avenue,  Honolulu 

Box  1132,  Honolulu 

933  17th  Avenue,  Honolulu 

331  West  11th  Street,  New  York 

717  Ocean  View  Drive,  Honolulu 

3621  Kaimuki  .\ venue,  Honolulu 

836  16th  Avenue,  CHA  3,  Honolulu. 

1555  Piikoi  Street,  Honolulu 

1127-B  Aloha  Street,  Honolulu 

2208-A  LiUha  Street^  Honoiuiu..'-.. 

1301  River  Street,  Honolulu 

3413  Pahoa  Avenue,  Honolulu 

1202  Ling  Sin  Lu,  Shanghai 

Box  611,  Puunene,  Maui 

2241  Makanani  Drive,  Honolulu 

218-A  Pokohana  Street,  Honolulu... 

3228  George  Street,  Honolulu 

3802  Paki  Avenue,  Honolulu 

2132-A  Waiola  Street,  Honolulu 

(Treasui-y  Stock) 


Shares 
owned 


1 
1 
3 

40 
2 
1 
1 
2 
2 
5 

10 

3 

100 
5 
1 
1 
1 
5 

10 
4 

10 
5 
5 
2 
5 

27 

2 

5 

5 

354 

1 

4 

36 

5 

10 

2 

3 

,361 

2 

142 

20 

2 

5 

5 

161 

1 

20 

66 

20 

118 


8,602 


Amount 


At  par 
value 


$5 

15 

200 

10 

5 

5 

10 

in 

25 

50 

15 

500 

25 

5 

5 

5 

25 

50 

20 

50 

25 

25 

10 

25 

135 

10 

25 

25 

770 

5 

20 

180 

25 

50 

10 

15 

36, 805 

10 

710 

100 

10 

25 

25 

805 

5 

100 

330 

100 

590 


43, 010 


1, 


At  paid- 
in  value 


$5 

5 

15 

200 

10 

5 

5 

10 

10 

25 

50 

15 

500 

25 

5 

5 

5 

25 

50 

20 

50 

25 

25 

10 

25 

135 

10 

25 

25 

1,770 

5 

20 

180 

25 

50 

10 

15 

3,010 

10 

710 

100 

10 

25 

25 

805 

5 

100 

330 

100 

590 


9,215 


Subsidy 
received 


$33, 795 


33, 795 


2450       SCOPE    OF    SOVIET   ACTIVITY    IN    THE    UNITED    STATES 

Honolulu  Record  Publishing  Co.,  Ltd.,  811  Shebidan  St.,  Honolulu,  Hawau 

Statement  of  operations  for  12-month  period  ended  Aug.  31, 1955,  and  comparison 

to  same  period  ended  Aug.  31, 1955 


Accounts 


1955 


1954 


Income: 

Advertising.. 
Subscription. 
Direct  sales.. 
Job  printing.. 
Others 


Total. 


Overhead: 

Bank -service  charges 

Depreciation -.. 

Insurance..- - 

Interests 

Legal  and  audits 

Light,  water,  and  power. 

Mailing  and  hauling 

Mileage  and  incidentals.. 

Miscellaneous .-- 

Newsprint 

Office  supplies 

Photo  supplies 

Press  service 

Printing  costs - 

Public  relations 

Kental  of  premises 

Salaries  and  wages 

Sales  commissions 

Shop  expenses 

Subscription  and  dues... 

Telephone  and  wire 

Travel  and  subscription. 
Taxes  and  licenses: 

Corporate  exhibit 

Gross  income 

Payroll  taxes 


TotaL 


Net  operating  gain  before  taxes. 
Less,  Hawaii  income  taxes 


Net  operating  gain  (loss) . 


$7.  237.  54 

14,  755.  00 
1, 855. 18 

15,  285. 23 
4, 048.  00 


43, 180.  95 


51.88 

,  915.  70 

413.  20 


3, 
1, 
3, 

1, 

19, 


565.  00 
637.  85 
617.  72 
130. 02 
383.  59 
719.  40 
307. 98 
349.  58 
287.50 
588. 00 
176. 07 
564.42 
445.  33 
39.32 

,  113.  09 
110.  75 
257.40 

,  261. 08 

10.00 
843.  71 
633. 16 


45, 421.  75 


(2, 240. 80) 


(2,  240. 80) 


$6,  450.  61 

12, 910.  39 

1,  340.  70 

16, 869. 93 

201. 97 


37, 773. 60 


45.70 

1, 505. 85 

427. 12 

376.00 

175. 00 

476.  56 

2,  287.  78 

357.  01 

86.35 

1, 840.  50 

152. 39 

1, 134. 94 

240.00 

3, 860.  34 

25.00 

1,  250.  00 

15, 191.  46 


1, 609. 36 

49.62 

275.  23 

3, 098. 32 

30.00 
942. 17 
361.  41 


35,  798. 11 


1, 975. 49 
179.  59 


1,  795.  90 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2451 


Annual  Corporation  Exhibit  of  Honolulu  Record  Publishing  Co.,  Ltd.,  for 

THE  Year  Ended  Aug.  31,  1955 

Comparative  general  balance  sheet 


Items 

Beginning  of  period 

End  of  period 

DetaU 

Total 

DetaU 

Total 

ASSET3 

Current: 

Cash  f>n  hand  and  in  h^nlr 

$102.  96 

$1, 199.  29 

Accounts  receivable.    ...  

Less  reserve  for  bad  debts 

Notes  receivable 

26.40 

656. 66 

Inventories 

Finished  goods .  . 

Raw  materials  and  supplies -.. 

Merchandise  in  transit 

Investments: 
Stocks: 

Local ........ 

Mainland 

Bonds: 

U.  S.  Qovemment .  . ..... 

State,  municipal 

Another 

Fixed: 

Land .  . 

Leasehold 

Buildings 

IVIachinery  and  equipment .. 

$11,  850. 90 

$17, 565.  62 

Furniture  and  fixtures 

Delivery  equipment 

Total . 

11,  850.  90 
4, 788.  81 

17, 565.  62 
6,  704.  51 

Less  reserve  for  depreciation .  .  .  .  . 

7,062.09 

10,861.11 

Prepaid  expenses: 

Unexpired  insurance 

Other  assets: 

Capital  stock  subscription 

33, 795. 00 
352.  75 

33,  795. 00 
352.  75 

Organization  expense 

Total  assets . 

41,339.20 

46, 864.  81 

LIABaiTIES  AND  CAPITAL 

Current: 

Accounts  payable 

... 

4.93 

98.00 

3, 214. 78 

200.43 

Notes  payable 

8, 200. 00 

Accrued  expenses: 

Payroll 

247.00 

Interest... 

Income  taxes 

179. 59 

574. 98 

Other  taxes 

555. 08 

Fixed: 

Mortgage  payable 

Bonds  payable 

Deferred  credits... 

Capital: 

Preferred  stock  issued 

Common  stock  issued 

41,  795. 00 

43, 010. 00 

Surplus  reserves 

Capital  surplus  (donated  sm-plus) 

185.00 
(4,360.08) 

1,631.18 
(6, 600. 88) 

Earned  surplus  (or  deficit) 

Total 

37,619.92 

38, 040. 30 

Preferred 

353.00 

37,266.92 

378.00 

37, 662. 30 

Total  liabilities  and  capital.-. 

41,339.20 

46,864.81 

2452       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Annual  Cobpoeation  Exhibit  of  Honolulu  Recokd  Publishing  Co.,  Ltd.,  foe 
THE  Yeae  Ended  Aug.  31, 1955 — Continued 

Comparative  statement  of  income  and  ^surplus 


Items 


Net  sales  (where  inventories  are  used) 

Inventory  at  beginning  of  period 

Merchandise  purchased  or  manufactured 

Total 

Less  inventory  at  end  of  period 

Cost  of  goods  sold 

Gross  profit  on  sales 

Gross  revenues  (where  inventories  are  not  used;. 

Less  cost  of  operation 

Gross  profit 

Add  other  income 

Interest 

Dividends 

(Please  see  attached  statement.) 

Total  income 

Less  expenses: 

Officers'  salaries 

Other  salaries  and  wages 

Depreciation 

Bad  debts 

Interest 

Taxes  other  than  income 

Net  income  (or  loss)  before  income  taxes 

Income  taxes 


Net  income  (or  loss)  transferred  to  surplus. 

Surplus  at  beginning  of  period 

Add  credits  to  surplus  (detail) 


Total 

Deficit  at  beginning  of  period. 
Less  debits  to  sm-plus  (detail)  - 


Surplus  (or  deficit)  at  end  of  period. 


Last  preceding  period 


Detail 


Total 


$1,  975. 49 
179.  59 


1,  795.  90 


1, 795.  90 
(6, 155. 98) 


(4, 360. 08) 


Current  period 


Detail 


Total 


$(2,240.80) 


(2,  240.  80) 


(2, 240. 80) 
(4, 360. 08) 


(6,600.88) 


CAPITAL  STOCK 

Issued  duriug  the  period  : 

shares  preferred  stock  at  $ par  value 

243  shares  common  stock  at  $5.00  par  value 

Consideration  received  for  stock  issued  during  the  period  : 

$ cash 

$ value  of  property 

$1,  215.  00  value  of  services 
Acquired  during  the  period : 

5  shares  preferred  stock 

shares  common  stock 

Hovs'  acquired : 

$ cash 

Other  manner :  Donated 
Acquired  stock  reissued  during  the  period : 

shares  preferred  stock 

shares  common  stock 

Consideration  received  for  stock  reissued  duriug  the  period  : 

$ cash 

$ value  of  property 

$ value  of  services 


BONDED   debt 


Issued  during  the  period :  $ par  value 

Consideration  received  for  bonds  issued  during  the  period 

$ cash 

$ value  of  property 

$ value  of  services 


SCOPE    OF    SO^■IET    ACTIVITY    IN    THE    "UNITED    STATES      2453 
VOTING  POWERS  AND  STOCKHOLDERS 

(a)  Does  each  share  of  stock  have  the  right  to  vote?  Yes.  If  not,  explain 
voting  rights : 

( & )  Has  any  class  of  stock  or  securities  any  special  privileges  in  the  election 
of  directors,  trustees,  or  other  manaaement  personnel,  or  in  the  determination 
of  any  corporate  action  J     No.     If  so,  give  details: 

(c)  State  the  total  voting  power  of  all  stockholders  as  of  the  date  of  this 
report.     8602. 

id)   State  the  total  number  of  stockholders  as  of  the  date  of  this  report.     50. 

(e)  In  the  space  below,  or  on  sheets  attached  thereto  and  in  accordance  with 
the  column  headings  indicated,  list  all  stockholders  by  each  class  of  stock.  If 
the  stock  is  held  by  a  trustee,  make  a  full  disclosure  of  the  names,  addresses 
and  shares  of  the  equitable  owners.  If  the  stock  is  without  par  value,  then 
state  the  subscription  price,  the  total  paid  in  on  account  of  the  subscription,  and 
furnish  a  statement  showing  the  total  consideration  received  from  the  sale  of 
stock  distributed  as  to  capital  and  as  to  paid-in  surplus. 


Name  in  full 

Mailing  address 

Total  subscription 

Total  paid  at 

Shares 

Par  value 

par  value 

(Please  see  attached  sched- 
ule.) 

, 

Total 

Mr.  Morris.  Senator,  I  thiiil?  I  have  no  more  questions  of  this  par- 
ticular witness. 

Senator  Watkins.  Do  the  members  of  the  committee  have  ques- 
tions ? 

Senator  Johnston.  No  questions. 

Senator  AYatkins.  Hearing  no  response,  the  witness  will  be  per- 
mitted to  step  aside, 

Mr.  Morris.  Stand  by  in  the  event  that  we  may  have  to  call  you 
again,  Mr.  Rohrbough,     In  the  event  that  we  may  have  to. 

Mr.  Okubo. 

Senator  Watkins.  Raise  your  right  hand.  Do  you  solemnly  swear 
the  testimony  you  are  about  to  give  in  the  matter  pending  before  this 
committee  will  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth,  so  help  you  God  ? 

Mr.  Oktjbo.  I  do. 

Senator  Watkins.  You  may  examine. 

TESTIMONY  OF  YTJGO  OKUBO 

Mr.  Morris.  Mr.  Okubo,  are  you  the  second  largest  stockholder  in 
the  Honolulu  Record  ? 

(The  witness  consults  with  Ms  counsel.) 

Mr.  Okubo.  T  decline  to  answer  on  the  first  and  fifth  amendment 
to  the  Constitution. 

Mr.  Morris.  He  relied  on  the  privilege  under  the  fifth  amendment 
in  refusing  to  answer.     Senator,  will  you  rule  on  that  ?     He's  claimed 


2454       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

privilege  under  the  first  amendment.  Unless  the  stipulation  as  to  the 
other  witness  carries  over 

Senator  Watkins.  We  don't  have  attorneys  of  record  in  this  case. 
I  mean  for  all  purposes.  They're  only  here  for  one  purpose.  I 
would  say  you  have  to  ask  the  witness  himself. 

Mr.  Okubo.  I  decline  on  the  first  and  the  fifth. 

Senator  Watkins.  I  rule,  with  respect  to  the  first  amendment,  that 
the  objection  is  not  good,  the  claim  is  not  good.  But  with  respect 
to  the  second  one,  the  fifth  amendment,  the  chairman  will  allow  your 
claim  for  immunity,  or  sustain  your  refusal  to  testify. 

Mr.  Morris.  Now,  Mr.  Chairman,  in  our  record  is  a  statement  of 
stock  ownership  at  the  close  of  business  on  August  31,  1955,  and  it 
indicates  that  the  witness  here  today,  Yugo  Okubo 

Are  you  Yugo  Okubo,  whose  name  appears  in  the  statement  of 
stock  ownership  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Okubo.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  note  that  this  statement  so  de- 
scribed and  now  in  our  record  indicates  that  the  witness  here  owns 
354  shares  and  is,  therefore,  the  second  largest  stockholder  in  the 
publication  we  are  talking  about.  The  paid-in  value  of  tlie  stock 
is  $1,770. 

Senator  Watkins.  Has  that  entire  statement  been  made  a  part  of 
the  record  ? 

Mr.  Morris.  That's  right,  Senator. 

Senator  Watkins.  It  has  been  made  a  part  of  the  record. 

Mr.  Morris.  Mr.  Okubo,  are  you  presently  a  Communist? 

(The  witness  consults  with  his  counsel.) 

Mr.  Okubo.  Same  answer. 

Senator  Watkins.  Have  you  ever  been  a  Communist? 

(The  witness  consults  with  his  counsel.) 

Mr.  Okubo.  I  will  make  the  same  answer  on  that. 

Mr.  Morris.  Did  you  pay  $1,770  for  the  stock  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Okubo.  Same  answer. 

Mr.  Morris.  Now,  did  you  take  your  apprenticeship  training  at  the 
Honolulu  Kecord  under  the  GI  bill  of  rights? 

(The  witness  consults  with  his  counsel.) 

Mr.  Okubo.  Same  answer. 

Mr.  Morris.  Where  were  you  born,  Mr.  Okubo  ? 

Senator  Johnston.  Wait.     Just  one  question  there. 

Did  you  realize  that  we  have  a  law  on  the  statute  books  that  makes 
it  a  penalty  to  receive  money  from  the  Federal  Government  and  at 
the  same  time  be  in  the  activities  of  the  Communist  Party  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Morris.  Mr.  Chairman,  I  note  since  Counsel  Bouslog  has  taken 
over  here  that  the  responses  are  considerably  delayed. 

Senator  Johnston.  I  notice  another  thing  too.  They  talk  and  dis- 
cuss, and  I  think  they  even  discuss  everything  that  might  come  up 
later.  I  can  tell  by  the  expressions  on  their  faces,  it  looks  like  that's 
what  they  are  doing,  and  you're  just  taking  up  the  time  of  this  hear- 
ing. And  they  always  come  back  and  then  hide  behind  the  fifth 
amendment,  every  time. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2455 

(The  witness  continued  to  consult  with  his  counsel.) 

Mr.  Okubo.  Same  answer. 

Mr.  Morris.  Has  the  Honolulu  Record  been  distributed,  to  your 
knowledge,  to  Red  China  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Okubo.  Same  answer. 

Mr.  Morris.  Mr.  Chairman,  I  have  no  more  questions  of  this  wit- 
ness. 

Senator  Watkins.  Any  member  of  the  committee  have  questions  ? 
You  may  step  aside. 

Senator  Johnston.  Wait  just  a  minute. 

Senator  Watkins.  Senator  Johnston. 

Senator  Johnson.  According  to  the  record  here,  you  are  one  of  the 
owners  of  the  Honolulu  Record  Publishing  Co.,  and  you  are  even 
denying  and  ashamed  to  own  that  you  have  any  connection  with  it 
whatsoever  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Okubo.  I  make  the  same  answer  on  that. 

Senator  Watkins.  What  was  that  answer  ? 

(The  answer  was  read  by  the  reporter.) 

Mr.  Morris.  I  have  no  more  questions. 

Senator  Watkins.  You  may  step  aside. 

Mr.  Morris.  Wilfred  Oka. 

Senator  Watkins.  Raise  your  right  hand.  You  solemnly  swear 
that  the  testimony  you  are  about  to  give  in  the  matter  pending  before 
this  committee  will  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth,  so  help  you  God  ? 

Mr.  Oka.  I  do. 

TESTIMONY  OF  WILFRED  M.  OKA 

Mr.  Morris.  Give  your  name  and  address  to  the  reporter,  Mr.  Oka. 

Mr.  Oka.  Wilfred  M.  Oka.    The  address  is  1042  Bethel  Street. 

Mr.  Morris.  You  were  born  in  Honolulu  on  February  24, 1912,  were 
you  not  ? 

Mr.  Oka.  Yes,  sir. 

Mr.  Morris.  And  you  are  the  manager  of  the  Corner  Liquor  Store 
at  1042  Bethel  Street,  Honolulu? 

Mr.  Oka.  Yes,  sir. 

Mr.  Morris.  Yes.  Are  you  the  sports  editor  of  the  Honolulu  Rec- 
ord? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  I  decline  to  answer  on  the  basis  of  the  first  and  fifth 
amendments. 

Mr.  Morris.  Mr.  Oka,  were  you  in  the  room  when  I  read  into  the 
record  the  testimony  of  Theodore  Emanuel  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Butler.  Mr.  Chairman. 

Senator  Watkins.  Senator  Butler. 

Mr.  Oka.  I  was  in  the  room. 

Mr.  Morris.  You  were.  Did  you  hear  the  testimony  of  Mr.  Eman- 
uel to  the  effect  that  he  bought  these  two  particular  issues  of  the  China 
Monthly  Review  from  you,  in  your  liquor  store  ? 


2450       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

(The  witness  consults  with  his  coimsel.) 

Senator  Johnston.  Did  I  understand  you,  when  you  were  talking 
to  them,  to  say  that  you  did  ?     Wasn't  that  what  you  said  ? 

Mr.  Oka.  I  asked  for  advice. 

Senator  Johnston.  I  thought  that's  what  you  told  him.  Didn't 
know  how  to  answer  it. 

(The  witness  consults  with  his  counsel.) 

Mr.  Morris.  Senator,  apparently  the  witnesses  in  the  front  row  all 
seem  to — they  all  indicate  that  they  heard  him  say,  "I  did." 

Senator  Johnston.  I  think  we  could  put  them  all  on  the  witness 
stand  and  I  think  most  of  them  would  acknowledge  that  is  what  he 
turned  around  and  told  them. 

Senator  Watkins.  Whatever  it  is,  it  isn't  in  the  record,  I  assume. 

Did  the  reporter  get  an  answer  before  he  started  to  consult  counsel  ? 

The  Eeporter.  No,  sir. 

Senator  Watkins.  Well,  all  right,  he  didn't  say  it  then,  according 
to  the  record. 

Senator  Welker.  Now,  what  is  the  question  that  is  taking  all  after- 
noon here? 

Mr.  Oka.  I  am  not  very  clear  about  that. 

Mr.  Momns.  Will  you  read  the  question,  Mr.  Cowart,  please  ? 

Senator  Watkins.  You  claimed  the  protection  of  the  fifth  amend- 
ment, didn't  you  ?     Is  that  what  you  have  done  ? 

Mr.  Morris.  No,  I  don't  think  so. 

Senator  Welker.  No  ;  he  said  he  wasn't  clear  about  the  question. 

Senator  Watkins.  Oh. 

Senator  Welker.  Neither  am  I. 

Mr.  Morris.  Mr.  Cowart,  will  you  read  that  question  back,  the  one 
I  asked  the  witness  ? 

(The  question  was  read  by  the  reporter.) 

(The  witness  consults  with  his  counsel.) 

Mr.  Morris.  Let  the  record  show  that  the  two  issues  have  been  put 
in  fi'ont  of  the  witness. 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  I  didn't  see  Mr.  Emanuel  testify ;  I  didn't  hear  him  testify 
here. 

Mr.  Morris.  I  read  the  testimony  of  Mr.  Emanuel  into  the  record. 
Do  you  want  me  to  read  it  again  ? 

Mr.  Emanuel  said : 

Mr.  MoERis.  Have  you  purchased  an  issue  of  the  China  Monthly  Review  here 
in  Honolulu? 

Mr.  Emanuel.  Yes.  I  have  purchased  two  issues  of  the  China  Monthly  Re- 
view from  the  Corner  Liquor  Store.  The  .July  1951  issue  and  the  August  1951 
issue. 

Mr.  Morris.  When  did  you  make  these  purchases  ? 

Mr.  Emanuel.  I  purchased  the  August  issue  on  September  20,  1951,  and  I 
purchased  the  July  issue  in  August,  1951,  the  exact  dates  not  being  recalled. 
I  purchased  the  copies  from  Wilfred  Oka. 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  "Wliat  is — Wliat  I  want  to  find  out  is,  What  is  the  ques- 
tion you  want  to  ask  of  me  ? 
^Senator  Watkins.  Just  a  moment. 

Senator  Johnston.  Did  you 

Senator  Watkins.  Counsel  asked  you  if  you  heard  it  before.  Now 
I  will  ask  you,  Did  you  hear  it  this  time  ? 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES       2457 

Mr.  Oka.  It  is  very  confusing.    I'm 

Mr.  Morris.  Well,  did  you  sell  the 

Senator  Watkins.  Just  a  minute. 

Senator  Johnston.  Did  you  sell  those  two  magazines  ?  That's  the 
question. 

Senator  Watkins.  Getting  back — Counsel,  let's  clear  that  up  be- 
fore we  go  on  some  more.  He  asked  you  first  if  you  heard  it  and  you 
wanted  to  know,  you  apparently  didn't  hear  it,  you  said  you  didn't. 
Now,  I  am  asking  you  if  you  heard  it  when  he  read  it  just  now  ?  Did 
you  hear  what  the  counsel  read? 

( The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Yes,  sir. 

Senator  Watkins.  The  answer  is  "Yes,"  is  that  right? 

Mr.  Oka.  Yes,  sir. 

Senator  Watkins.  All  right.    Proceed, 

Mr.  Morris.  Now,  did  you  in  fact  sell  those  two  issues  to  Mr. 
Emanuel  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  OivA.  I  decline  to  answer  on  the  same  ground,  sir. 

Senator  Watkins,  On  the  ground  that  it  might  incriminate  you? 

Mr.  Oka.  Yes,  sir. 

Senator  Watkins.  I  think  that  objection  is  well  taken. 

Senator  Johnston.  Mr.  Chairman,  I  would  like  to  make  a  state- 
ment right  here,  I  am  glad — I  can  see  now  why  a  witness  does  not 
want  to  be  televised  and  let  the  world  see  just  what's  taking  place  and 
just  how  he  would  answer  the  questions  if  left  alone. 

Mr.  Morris.  Mr.  Oka,  did  you  join  the  Communist  Party  in 
February  1946? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Same  answer,  sir.    Same  answer. 

Mr.  Morris,  Did  you  have  Communist  Party  card  N.  74935  ? 

Mr.  Oka.  Same  answer. 

Mr.  ]MoRRis,  Have  you  been  a  member  of  the  Makiki  branch  of  the 
Communist  Party? 

Mr.  Oka.  Same  answer. 

Mr.  Morris.  Have  you  been  secretary  of  the  Oahii  County  Com- 
mittee of  the  Democratic  Party  ?    As  late  as  1950  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Same  answer,  sir. 

Mr.  Morris.  Were  you  chairman  of  the  educational  group  of  the 
Communist  Party  at  a  meeting  held  at  the  home  of  Jeanette  Nakama 
at  1527  Kaihi  Lane  in  Honolulu? 

Mr.  Oka.  Same  answer. 

Mr.  Morris,  Were  you  recruited  into  the  Cormnunist  Party  by 
Koichi  Omori  in  January  of  1946  ? 

Mr,  Oka.  Same  answer. 

Senator  Watkins.  Or  at  any  other  time  than  that  mentioned  in  the 
question  ? 

Mr.  Oka.  I  didn't  hear  you,  sir. 

Senator  Watkins.  I  say  "or  at  any  other  time?" 

Mr.  Oka.  Same  answer. 

Senator  Welker.  Do  you  know  the  gentleman  referred  to  ? 

(The  witness  consults  with  his  counsel.) 

72723— 57— pt,  40 10 


2458       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Ok^v.  Same  answer. 

Mr.  Morris.  Now,  you  have  tried  to  recruit  members  into  the  Com- 
munist Party,  have  you  not,  Mr.  Oka  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Same  answer,  sir. 

Mr.  Morris.  Now,  as  an  official  of  the  Oahu  County  Democratic 
Committee,  you  have  controlled  patronage,  have  you  not? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Same  answer,  sir. 

Senator  Watkins.  Do  you  have  any  influence  or  have  you  attempted 
to  exert  any  influence  in  that  committee,  in  that  party,  with  respect 
to  patronage? 

Mr.  Oka.  Same  answer,  sir. 

Mr.  Morris.  In  fact,  you  have  submitted  lists  of  nominees  for  ap- 
pointment as  election  inspectors;  have  you  not? 

Mr.  Oka.  Same  answer,  sir. 

Mr.  Morris.  Appointments  as  clerks,  have  you  not? 

Mr.  Oka.  Same  answer. 

Mr.  Morris.  And  you  made  these  recommendations  to  the  Secretary 
of  Hawaii? 

Mr,  Oka,  Same  answer. 

Senator  Welker.  I  would  like  to  make  the  observation  that  the  wit- 
ness seems  to  be  using  full  throttle  now,  without  the  help  of  counsel. 

May  I  ask  a  question,  ]\ir.  Chairman? 

Senator  Watkins.  Senator  Welker. 

Senator  Welker.  What  is  your  business  or  occupation  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  I  have  already  answered  that,  sir. 

Senator  Watkins.  It  won't  hurt  to  answer  it  again.  The  Senator 
apparently  didn't  hear  you.    You  don't  object  to  answering  again? 

Mr.  Oka.  I  think  it  is  in  the  record.    I  said  storekeeper. 

Senator  Watkins.  What's  that? 

Mr.  Oka.  Storekeeper. 

Senator  Welker.  Schoolteacher? 

Mr.  Oka.  Storekeeper. 

Senator  Welker.  Storekeeper.  "V\niat  sort  of  a  store  do  you  keep  ? 
Oh,  it  isn't  against  the  law  to  run  a  store. 

Mr.  Oka.  It's  a  liquor  store,  sir. 

Senator  Welker.  Sir  ? 

Mr.  Oka.  It's  a  liquor  store,  sir. 

Senator  Welker.  Liquor  store.  It  is  commonly  known  as  the 
Corner  Liquor  Store? 

(Witness  consults  with  counsel.) 

Mr.  Oka.  That's  right,  sir. 

Senator  Wetter.  Do  you  sell  anything  else  there  other  than  liquor  ? 

(The  witness  consults  with  his  counsel.) 

Senator  Welker.  Now,  why  do  you  hestitate,  Mr.  Witness?  Cer- 
tainly you  can  get  your  advice  in  this  length  of  time. 

Mr.  Oka.  I  beg  your  indulgence,  sir. 

Senator  Welker.  I  didn't  hear  you. 

Mr.  Oka.  I  beg  your  indulgence,  sir. 

Senator  Welker.  Well,  you'd  better  beg  it  because  it  is  going  to 
talre  some  begging  to  get  it. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES      2459 

Senator  Watkins.  Let's  have  order,  please. 

The  witness  has  a  right,  under  the  rules  of  the  committee,  to  ask 
the  advice  of  his  counsel  and  take  a  reasonable  time  in  which  to  do  it. 

Mr.  Oka.  I  sell  books,  magazines,  candy,  cigarettes,  peanuts. 

Senator  Welker.  I  see.  Now,  among  the  magazines  sold  by  you, 
Mr.  Witness,  did  you  ever  sell  the  China  Monthly  Review  ? 

Mr.  Oka.  I  need  your  advice. 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  I  refuse  to  answer  the  question,  on  the  fifth  amendment. 

Senator  Welker.  JSIr.  Chairman,  since  the  witness  has  opened  up 
the  subject  matter,  may  I  ask  you,  Mr.  Chairman,  to  order  and  direct 
the  witness  to  answer  the  question,  under  the  penalty  of  contempt  if 
he  so  refuses. 

Senator  Watkins.  You  are  ordered,  and  directed  to  answer  the 
question.    Your  claim  for  silence  is  not  allowed. 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Same  answer,  sir. 

Senator  Welker.  Do  you  sell  the  Peoples  Daily  World  ? 

Mr.  Oka.  I  need  legal  advice. 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Same  answer. 

Senator  Welker.  Payette  Independent  Enterprise  ? 

JVIr.  Oka.  I  didn't  hear  the  question. 

Senator  Welker.  The  Payette  Independent  Enterprise. 

Mr.  Oka.  I  don't  understand  your  question. 

Senator  Welker.  I  say.  Do  you  sell  the  Payette  Independent  Enter- 
prise ?    That's  a  newspaper. 

Mr.  Oka.  Same  answer. 

Senator  Welker.  For  your  information,  the  Payette  Independent 
Enterprise  is  my  hometown  newspaper,  with  a  circulation  of  about 
300, 1  think. 

Senator  Watkins.  Order. 

Mr.  Morris.  Do  you  sell  that  paper,  Mr.  Oka?  Do  you  sell  the 
paper  Senator  Welker  just  described  ? 

Mr.  Oka.  I  gave  him  the  answer.    I  said 

Mr.  Morris.  You  don't  sell  it,  do  you  ? 

Mr.  Oka.  I  refuse  to  answer. 

Senator  Welker.  No,  he  didn't.  He  refused  to  answer  about  my 
hometown  paper. 

Mr.  Morris.  Senator,  I  ask  that  the  witness  be  directed  to  answer 
that  question. 

Senator  Watkins.  Well,  it's  just  a  little  bit  farfetched,  but  I  will 
make  the  order. 

Senator  Welker.  It  may  be  farfetched,  but  it  is 

Mr.  Oka.  I  didn't  understand  what  you  were  talking  about,  Senator 
Welker. 

Senator  Welker.  You  did  understand  what  I  was  talking  about 
when  I  discussed  the  Peoples  Daily  World  and  China  Monthly  Re- 
view, though,  didn't  you  ? 

Mr.  Oka.  Same  answer. 

Mr.  Morris.  Senator,  I  ask  that  the  witness  be  directed  to  answer 
the  question  about  Senator  Welker's  hometown  paper. 

SenatorWATKiNs.  The  order  is  that  he  shall  answer  that  question. 
His  objection  or  request  for  silence  is  overruled. 


2460       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Oka.  No  ;  I  don't  sell  your  paper,  sir. 

Senator  Welker.  It  isn't  my  paper. 

Senator  Watkins.  Just  a  moment.  I  have  a  question  or  two  I 
would  like  to  ask.  IVliat  magazines  do  you  sell?  You  say  you  sell 
magazines.  Now  I  think  we're  entitled  to  know  some  of  the  magazines 
you  do  sell. 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  Now  that  I  understand  the  question  leading  up  to  these 
things,  I  refuse  to  answer  on  the  basis  of  the  tifth  amendment. 

Mr.  Morris.  Mr.  Oka,  the  committee  has  been  told  that  you  fur- 
nished liquor  to  the  executive  board  meetings  of  the  ILWU.  Is  that  a 
fact? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  The  same  answer,  sir. 

Mr.  Morris.  Now,  you  have  worked,  have  you  not,  for  the  YMCA 
here  in  Honolulu  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  I  worked  at  the  YMCA. 

Mr.  Morris,  Yes.  And  then  later  you  worked  as  assistant  business 
agent  for  the  Carpenters  Union,  AFL,  did  you  not  ? 

(The  witness  consults  with  his  counsel.) 

Mr.  Oka.  I  refuse  to  answer  that  on  the  basis  of  the  fifth  amend- 
ment. 

Mr.  Morris.  Senator,  I  have  quite  a  few  more  questions  that  I  could 
ask  of  this  witness,  but  in  order  to  maintain  the  schedule  that  we  have 
set  up  for  ourselves,  and  in  view  of  the  delayed  responses  that  we  are 
getting  from  this  particular  witness,  I  will  finish  my  inquiry  at  this 
time. 

Senator  Johnstox.  I  noticed  he  said  he  worked  at  the  YMCA. 
What  kind  of  work  did  you  do  at  the  YMCA? 

Mr.  Oka.  Boys  Avork  and  coaching  swimming. 

Senator  Welker.  When  did  you  work  down  there  ? 

Mr.  Oka.  1935  till  1940. 

Senator  Welker.  You  haven't  worked  there  recently  ? 

Mr.  Oka.  No,  sir. 

Senator  Watkins.  Any  further  questions  ? 

Senator  Welker.  None  here. 

Senator  Watkins.  The  witness  may  step  aside  then. 

Call  your  next  witness. 

]VIr.  Morris.  The  last  public  witness  for  today.  Senator,  that  I  am 
prepared  to  examine,  is  Koichi  Omori. 

Senator  Watkins.  Kaise  your  right  hand.  Do  you  solemnly  swear 
the  testimony  you  are  about  to  give  in  the  matter  now  pending  before 
this  committee  will  be  the  truth,  the  whole  truth,  and  nothing  but  the 
truth,  so  help  you  God  ? 

Mr.  Omori.  I  do. 

TESTIMONY  OF  KOICHI  OMORI 

Mr.  Morris.  Give  you  name  and  address  to  the  reporter,  Mr.  Omori. 
Mr.  Omori.  Koichi  Omori,  36  North  School  Street.  M 

Mr.  Morris.  Where  were  you  born,  ]\ir.  Omori  ? 
Mr.  Omori.  On  this  island.    Waipahu. 


SCOPE    OF    SOVIET    ACTIVITY    IN    THE    IHSriTED    STATES       2461 

Mr.  Morris.  What  was  your  elementary  school  education  ? 

Mr.  Omori.  I  would  like  to  seek  advice  of  counsel. 

Mr.  Morris.  You  may. 

(The  witness  consults  with  his  counsel.) 

Mr.  Omori.  Elementary  school  education,  Pookaina  School. 

Mr.  Morris.  High  school. 

Mr.  Omori.  Advice  of  counsel  again. 
(The  witness  consults  with  his  counsel.) 

Mr.  Omori.  Just  2  months  in  McKinley  High  School,  on  this  island. 

Mr.  Morris.  Mr.  Chairman,  our  information  is  tliat  this  man  was 
recently  international  representative  of  the  ILWU,  until  very  recently. 

Will  you  tell  us  when  you  last  held  the  position  of  international 
representative  of  the  ILWU  ? 

Mr.  Omori.  I  would  like  to  seek  the  advice  of  counsel  again. 

Senator  Watkixs.  Speak  up.    I  can  hardly  hear  you. 

Mr.  Omori.  I  want  to  consult  counsel. 

(The  witness  consults  with  his  counsel.) 

Mr.  Omori.  I  decline  to  answer  that  question  on  the  grounds  of  the 
first  and  fifth  amendments. 

Mr.  Morris.  Are  you  a  Communist  now,  Mr.  Omori  ? 

Mr.  Omori.  Same  answer. 

Senator  Watkins.  Have  you  ever  been  a  Communist  ? 

Mr.  Omori.  Same  answer. 

Mr.  Morris.  Did  you  not  in  May  of  1947  approach  a  man  named 
Harold  E.  Yamashita,  show  him  your  Communist  membership  card, 
tell  him  that  you  had  been  a  Communist  Party  member  for  a  number 
of  years,  and  invite  him  to  join  the  Communist  Party  ? 

Mr.  Omori.  May  I  get  the  name  of  that  person  again,  please  ? 

Mr.  Morris.  Harold  E.  Yamashita — Y-a-m-a-s-h-i-t-a. 

Mr.  Omori.  Same  answer. 

Mr.  Morris.  I  have  pronoimced  it  correctly,  haven't  I,  Yamashita  ? 

JMr.  Omori.  You  have  the  name.  I  don't  know  whether  that  is  cor- 
rect or  not.  As  to  your  question  whether  you  pronounce  it  correct,  I 
wouldn't  know.    Just  giving  you  the  answer  that 

Seantor  Welker.  Did  you  ever  hear  the  name  before  ? 

Mr.  Omori.  I  decline  to  answer.     Same  answer. 

Mr.  Morris.  You  have  been  discharged  as  a  business  agent  of  Local 
904  of  the  A.  F.  of  L.  Teamsters  Union  because  of  your  Communist 
Party  membership,  have  you  not  ? 

Mr.  Omori.  Same  answer. 

Mr.  Morris.  Were  you  the  business  agent  of  Local  904  of  the 
A.  F.  of  L.  Teamsters  Union  ? 

Mr.  Omori.  I  decline  to  answer  that  on  the  same  gi-ound. 

Mr.  Morris  And  did  the  A.  F.  of  L.  expel  you  because  you  were  a 
Communist  ? 

Mr.  Omori.  Same  answer. 

Mr.  Morris.  Or  discharge  you  ? 

Mr.  Omori.  Same  answer. 

Senator  Watkins.  Or  because  they  claimed  you  were  a  Communist? 

Mr.  Omori.  Same  answer. 

Mr.  Morris.  Were  you,  in  fact,  a  Communist  at  the  time  of  your  dis- 
charge from  the  A.  F.  of  L.  Teamsters  ? 

Mr.  Omori.  Will  you  repeat  that  question  again,  please  ? 


2462       SCOPE    OF    SOVIET    ACTIVITY    IN    THE    UNITED    STATES 

Mr.  Morris.  Were  you,  at  the  time  of  your  discharge  from  the 
A.  F.  of  L.  Teamsters  Union,  a  Communist  ? 

Mr.  Omori.  I  decline  to  answer  that  question  on  the  same  grounds. 

Mr.  IVIoRRis.  You  have  been  a  member  of  both  the  Waikiki  group 
and  the  Makiki  group  of  the  Communist  Party,  have  you  not  ? 

Mr.  Omori.  Same  answer. 

Mr.  Morris.  Senator,  I  have  no  more  questions  of  this  particular 
witness. 

Senator  Watkins.  You  may  step  aside.  Wait  a  moment.  Any 
member  of  the  committee  wish  to  question  him  ?     You  may  step  aside. 

Mr.  Morris.  Senator,  may  we  have  an  executive  session  scheduled 
for  9  o'clock  tomorrow  morning  ? 

Senator  Watkins.  That  will  be  the  order. 

Mr.  Morris.  The  first  public  witness  tomorrow  morning  will  be 
Benjamin  Franklin  Dillingham.  We  expect  to  have  about  four  wit- 
nesses in  executive  session  tomorrow,  Senator.  Four  people  have  been 
subpenaed  for  that  time.  May  the  executive  meeting  begin  at  9 
o'clock.  Senator  ? 

Senator  Watkins.  The  executive  meeting  wil  begin  at  9  and  the 
regular  session,  I  take  it,  will  be  9 :30. 

Mr.  Morris.  That's  right,  sir. 

Senator  Watkins.  This  committee  will  now  stand  in  recess  until 
9 :30  tomorrow  morning, 

(Whereupon,  at  5 :  18  p.  m.,  the  subcommittee  recessed.) 


INDEX 

Note. — The  Senate  Internal  Security  Subcommittee  attaches  no  significance 
to  the  mere  fact  of  the  appearance  of  the  names  of  an  individual  or  an  organiza- 
tion in  this  index. 

A 

Page 

Abe,    Ukio 2322 

Abraham  Lincoln  Brigade 2399 

Abrams,  Dr.  Herbert  K 2434 

Ah  Chew,  Lau,  Oahu  County  chairman  of  Democratic  Party 2322,  2323 

Ala   Wai    (Hawaii) 2378 

American  Committee  for  Protection  of  Foreign  Born 2356 

American    Legion 2359 

American  Management  Association 2335 

American  Veterans'  Committee 2394 

American  Youth  for  Democracy 2396 

Andersen,  Mr 2416 

Attorney  for  Newton  Miyagi 2340 

Attorney  for  Edward  Rohrbough 2408 

Arena 2322 

Arens,  William  H 2410 

Arioshi,  Koji 2421,  2427,  2433,  2441 

Asau,  August 2383 

Asia,   southeast 2441 

Attorney  General 2338, 2418, 2419 

Autobiography  of  Louie  Tarus  (Philippine  guerrilla  leader) 2354 


Bachman,  Paul  S.,  president  of  University  of  Hawaii 2334,  2335 

Baldwin  High  School  on  Maui 2339 

Baltimore 2390 

Beck,  Ralph  O 2332,  2334,  2335 

Bidien,   Charles 2441 

Bill  of  Rights 2331,  2376,  2378,  2388,  2391,  2393,  2395,  2396,  2398 

Bisson,  T.  A 2441 

Boston  University 2394,  2400 

Bouslog,  Mrs. : 

Attorney  for  Edward  Rohrbough 2408 

Attorney  for  Yugo  Okubo 2454 

Boyer,  Richard  O 2355 

Bridges,  Harry,  head  of  ULWU 2327,  2329,  2335,  2346-2349 

Burdette,   Winston 2403 

Butler,  Senator  John  Marshall 2.366,  2387,  2410 


Cadagan,  C.  C,  vice  president  of  Hawaiian  Pineapple  Co 2368,  2370 

CalifoiTiia  Labor  School 2402 

Cameron  &  Kahn 2454 

Canada 2419 

Carpenters  Union,  AFL 2460 

Chao,  F,  K 2440 

Chen 2439 

(jjiina 2405  2419  2421  2425  2441 

China  Monthly  Review_~_V_ 2405,  24()6,  2424,  2430,  2431,  2433,  2455,  2456,  2459 

China  Reconstructs  (publication) 2421 

China   Weekly   Review 2406,  2430,  2434,  2436,  2438-2440 


n  INDEX 

Page 

Chinese  Fourth  Army 2405 

Chohiieley,  Elsie,  editor  of  Far  East  Spotlight 2441 

Chou,  Gen.  Pao-chung 2438 

CIO 2375 

Columbia    University 2382 

Commission  on  Subversive  Activity,  Territory  of  Hawaii 2322, 

2376,  2377,  2387,  2396,  2424,  2428,  2432,  2441 

Committee  for  a  Democratic  Far  Eastern  Policy 2432,  2441 

Officers  of 2441 

Communist/s 2320- 

2322,  2324,  2325,  2327-2329,  2331-2334,  2336,  2337,  2339,  2348, 
2350,  2355,  2360,  2363,  2365,  2370,  2371,  2375,  2376,  2379,  2395, 
2396,   2399,   2403,   2405,   2420,   2423,   2426,   2431,  2461. 

Communist-infiltrated  organization    (definition  of) 2339 

Communist   Party 2321, 

2323,  2328,  2345,  2352,  2354,  2356-2358,  2360,  236^-2365,  2368, 
2369,  2371,  2372,  2374-2378,  2387,  2389-2392,  2394,  2396,  2420, 
2431,  2457,   2461. 

Congi-ess  of  United  States 2331 

Constitution 2331,  2349,  2357,  2362,  2364,  2365,  2378,  2399 

Corner  Liquor  Store  (Honolulu) 2424,2433,2455,2458 

Customs  Department 2418 

Czechoslovak  Trade  Unions   (publication) 2422 

Czechoslovakia 2321,2325 

D 

Daily  People's  World   (Communist  newspaper) . 2432 

Daily  Worker,   New  York 2320 

Deane,  Hugh 2441 

Democratic  Party 2322,  2323,  2376 

Territorial  Convention  of  the  (1948) 2323 

Convention  in  1954 2432 

Directory  of  Labor  Organizations,  Territory  of  Hawaii : 

No.  29 2333 

No.  30 2373 

Disabled  American  War  Veterans 2359,  2360 

Duarte.  Antoine  C 2383 

E 

Eastland,  Senator  James  O 2317,  2366,  2387,  2410 

Economic  and  Social  Facts  (publication) 2422 

Elisaki 2322 

Emanuel,  Theodore 2327,  2423,  2424,  2432,  2455,  2457 

Epstein,    Henry 2325,  2389,  2395,  2396,  2416,  2417 

Testimony   of 2373-2385 

United  Public  Workers  director 2320,  2373 

Mrs.  Bouslog  and  Mr.   Symonds,  attorneys 2373 

5204  Ani    Street,   Honolulu 2373 

Public  School  46  in  New  York ;  Stitch  Junior  High  School  and  High 

School  of  Music  and  Art 2373 

Data  on 2377,  2378 

Fifth  amendment  if  member  of  Communist  Party 2374 

Epstein,    Israel 2441 

Epstein,  Sylvia 2378 

Ewa  Beach 2357,  2363 

Exhibit  No.  386 — List  of  board  of  directors  of  Hawaii  Residents'  Association     2320 
Exhibit  No.  387 — Text  of  Harry  Bridges'  broadcast  blasting  Eastland  Sen- 
ate committee,  Honolulu  Record  dated  December  6,  1956 2329-2332 

Exhibit  No.  388 — Pamphlet  entitled  "Spotlighting  the  Labor-Management 

Scene"   (in  subcommittee  files) 2335 

Exhibit  No.  389— Data  re  David  Thompson 2357,  23.58 

Exhibit  No.  390 — Article  entitled  "UPW  Launches  Hawaii  Organizing  Drive 
Following  Flaxer  Visit  to  Territory,"  with  photos,  from  public  record 
of  June  1947 2382,  2383 


INDEX  ni 

Page 
Exhibit  No.  391 — Copy  of  China  Monthly  Review  (transmitted  to  Justice 

Department) 2425 

Exhibit  No.  391-A— Copy  of  China  Monthly  Review  (transmitted  to  Jus- 
tice Department) 2425 

Exhibit  No.  392— Copy  of  Honolulu  Record  of  October  1,  1955  (in  subcom- 
mittee   files) 2427 

Exhibit  No.  39.3 — Subscription  blank  for  Honolulu  Record 2431 

Exhibit  No.  394— Analysis  of  China  Monthly  Review 24.33,  2434 

Exhibit  No.  395— Article  from  China  Weekly  Review  by  Edward  Rohr- 

bough  dated  March  23,  1946 2434,  2435 

Exhibit  No.  395-A — Article  from  China  Weekly  Review  by  Edward  Rohr- 

bough  dated  April  6,  194G 2436-24.38 

Exhibit  No.  395-B — Article  from  China  Weekly  Review  by  Edward  Rohr- 

bough  dated  April  20,  1946 2438,  2439 

Exhibit  No.  395-C — Article  from  China  Weekly  Review  by  Edward  Rohr- 

bough  dated  May  18,  1956 2439,  2440 

Exhibit  No.  395-D — Article  from  China  Weekly  Review  by  J.  B.  Powell 

dated  April  20,  1946 2440,  2441 

Exhibit  No.  395-E— Article  from  Far  East  Spotlight  dated  March  1949 2441 

Exhibit  No.  396 — Statement  of  ownership  of  Honolulu  Record  Publishing 

Co.,  Ltd 2442-2447 

Exhibit  No.  396-A — Statement  of  stock  ownership  of  Honolulu  Record  Pub- 
lishing Co 2448-245 


p 


F 

False  Witne.ss  (Matusow's  book) 2353-2.3.").  2358,  2359,  2361,  2.366 

Far  East  Spotlight  (publication) 2441 

Federal  Bureau  of  Investigation 2369,  2371,  2372 

Fifth  Amendment 23.31, 

2344,  2346-2360,  2362-2366,  2373-2378,  2380.  2381,  2387-2390,  2392- 
2400,  2402,  2405-2408,  2427-2432,  2453-2455,  2457-2461. 

First  amendment 2351, 

2352,  2354,  2357,  2360,  2362,  2364,  2365,  2373,  2378,  2380,  2388,  2393, 
2395,  2396,  2398,  2400,  2405-2408,  2727-2430,  24-32.  2453-2455. 

Fishman,  Irving 2408 

Testimony   of 2417-2426 

Resides  in  New  York  City 2418 

In  charge  of  Bureau  of  Customs 2418 

Flaxer,  Abram 2.380,  2382,  2383,  2389,  2409 

Foner,  Philip  S 2355 

Foreign  Agents  Registration  Act  of  1930 2418,  2422,  2424,  2425 

Forman,  Harrison 2441 

Foster,  John 2441 

Freeman,  Jim 2363 

Fujii,  Shuji 2441 

Fujimoto,  Charles 2389 

Fujimoto,  Mrs.  Charles 2345 

Fujiesaki,  Saburo 2322 

Testimony  of 2364-2367 

61.58  Wakini  Place,  Honolulu 2364 

Insurance  solicitor  in  Oahu  for  ILWU  and  UPW 2364 

Fifth  amendment  if  Communist 2364 

Furawiki,  Takeo 2369 

G 

Goldblatt,  Louis  Forest 2367-2372 

Goshal,  Kumar 2441 

Green,   Abner 2356 

Guatemala 2321 

Gwennier,  Ewart 2389 

H 

Hagelberg,   Gerhard 2441 

Haili,  John 2383 


W  INDEX 

Page 

Hall,  Jack 2322,  2336-2339,  2345,  2347, 2348, 

2363,  2367-2371,  2389,  2410,  2411,  2416,  2417 

Han,  Dr.  Li-min 2434 

Hawaii,  Territory  of 2318,  2320-2322,  2330,  2332,  2339,  2340, 

2353,  2356,  2357,  2360,  2375-2379,  2394,  2396,  2424 

Hawaii  Civil  Liberties  Committee 2378 

Hawaii  Civil  Rights  Congress 2390 

Hawaii  Residents  Association  (Imua) 2318,  2321,  2336 

Board  of  directors 2320 

Hawaii  seven 2337,  2338 

Hawaii  Territorial  Medical  Association 2318 

Hawaii  Youth  for  Democracy 2396 

Hawaiian  Pineapple  Co 2368,  2370,  2371 

Hawaiian  police  force 2374 

Hawaiian  Telephone  Co 2332 

Heen,  William,  Hawaii  Senate  president 2325 

Henderson,  C.  J.,  vice  president  of  Castle  &  Cooke 2332 

Hinton,  Joan 2434 

Hinton,  William  H 2433,  2434 

Hong  Kong 2419,  2421,  2425 

Honolulu 2363,  2367,  2374,  2476,  2389,  2390,  2418-2420,  2427,  2431 

Honolulu  Record  (Communist-front  newspaper) 2320,2326,2328,2329, 

2403,  2405-2408,  2420,  2421,  2424,  2425,  2427,  2429-2434,  2454,  2455 

Honolulu  Record  Publishing  Co.,  Ltd 2428, 2432,  2447,  2455 

House  of  Representatives,  United  States  Congress 2368,  2369 

House  Un-American  Activities  Committee 2356 

Huks 2370,  2371 

Hungarian  Review  (publication) 2422 

I 

Ichimura    2322 

ILWU.    {See  International  Longshoremen's  and  Warehousemen's  Union.) 

ILWU  Book  Club 2353,  2355,  23-58 

ILWU  Dispatcher  Reporter 2320,  2355 

Imua.    ( See  Hawaii  Residents  Association. ) 

India 2425,  2441 

Internaitonal  Longshoremen's  and  Warehousement's  Union 2320, 

2322-2324,  2326,  2328,  2333,  334,  2336-2338,  2344,  2345,  2349,  2352, 
2354,  2355,  2358,  2360,  2364,  2366-2372,  2383,  2421,  2429,  2460. 

Defense   fund 2416 

Schedule  of  account  re  "Jack  Hall  case" 2417 

Eleventh  biennial  convention,  Long  Beach,  Calif.,  April  4-8, 1955 2345, 

2346,  2349 

Memorial  Association 2326,  2330,  2410,  2411,  2416 

Political  Action  Fund 2416 

International  Publishers 2354 

lolani  Palace,  Hawaii 2317,  2325,  2366  2387 

Iron  Curtain 2418,  2420 

Iowa  Jima 2350,  2359 

J 

Jaffe,  Philip 2441 

Jamieson,  Roland  B. : 

Testimony  of 2367-2372 

1908  Ualakaa  Street,  Honolulu 2367 

Attorney  in  Hololulu 2367 

Punahou  School ;  Harvard  College ;  Harvard  Law  School 2367 

Deputy  Attorney  General,  1944-47 2367 

Circuit  court  judge,  1952-53 2367 

Conciliator  in  1951  pineapple  strike 2367 

Japan 2441, 

Johnston,  Senator 2317,  2366,  2387,  2410 

Judd,  Lawrence  M.  (former  Governor  of  Hawaii) 2319 

Justice  Department 2338,  2418,  2422,  2425,  2426 


INDEX  V 

K  Page 

Komohu,  Harry 2383 

Kauhane,  Charles  (house  speaker,  Hawaii  Legislature) 2325,  2327,  2348-2350 

Kealilio    2322 

Kealoha,  James 2322,  2383 

Keeney,   Philip 2441 

Kempa,  Robert  M 2375-2377 

Kimoto,  Jack 2363,  2421 

Kitimoto 2322 

Korea    2441 

Korean  war 2371 


Labor  Management  Relations  in  Hawaii  (pamphlet) 2332 

Labor  Research  Association 2355,  2426 

Lanai    Island 2367,  2370,  2371 

Lawrence 2346 

Lenin  School  in  Moscow 2399 

Letter  to  Paul  Bachman  from  Eastland  re  Dr.  Phillips,  dated  January 

11,   1957 2334 

Letter  to  Eastland  from  Paul  Bachman  re  Dr.  Phillips,  dated  December 

5,    1956 2334 

Letter  to  Eastland  from  Paul  Bachman  dated  January  9,  1957 2335 

Letter  to  Eastland  from  Katsuto  Nagaue  re  ILWU  accounts  dated  Decem- 
ber 10,  1956 2416 

Letter  to  Eastland  from  Myer  Symonds  re  use  of  funds  by  ILWU  dated 

December  10,  1956 2416 

Letter  to  Eastland  from  Willard  Wilson  dated  January  14, 1957 2334 

Letter  to  Lyle  Phillips  from  Paul  Bachman  dated  December  6,  1956 2334 

Letter  to  Dr.  Roberts  from  Ralph  Beck  dated  December  5,  1956 2335 

Letter  to  "Dear  Teacher"  from  David  Thompson,  dated  March  30, 1955_  2355,  2356 
Letter  "To  Whom  It  May  Concern"  from  Henry  Epstein  re  accounts  of 

UPW  dated  December  6,  1956 2417 

Letter  "To  Whom  It  May  Concern"  from  Katsuto  Nagaue  re  UPW  ac- 
counts dated  December  4,  1956 2417 

Lin,  Wo-Chiang 2440 

Lindsay,  Hon.  Michael 2441 

Local  142  of  ILWU 2324,  2328,  2344,  2346,  2355,  2410,  2416 

Local  904  of  the  A.  F.  of  L.  Teamsters  Union 2461 

Long,  Governor   (Hawaii) 2367,2371 

Los   Angeles 2327 

M 

Makiki,  Hawaii 2457 

Mandel,    Benjamin 2317,  2366,  2387,  2410 

Manoa,  T.  H 2363 

Marine  Corps 2350-2352,  2358 

Marshal,   United   States 2383, 2384 

Marx,  Karl 2370 

Marzani,  Carl 2355 

Matusow,   Harvey 2353-2355,  2358,  2359,  2366 

May  Day  action  by  the  Revolutionary  Proletariat  (publication) 2421 

McCarran-Walter  law 2356 

McElrath,  Ah  Quong 2322,2333,2334 

McElrath,    Robert 2320,  2322,  2323,  2325 

Millard  Publishing  Co.,  Inc 2440 

Miyagi,  Newton  Kunio 2322-2324, 2327,  2328,  2344,  2383, 2410,  2416 

Testimony   of 2340-2350 

Mr.  Anderson,  attorney 2340 

Fifth  amendment  if  secretary-treasurer  of  local  142 2344 

Morris,  Robert 2317,  2366,  2387,  2410 

Murin,    Stephen 2376,  2377,  2427 

Testimony   of 2392-2403 

2357-C  Palolo  Avenue,  Honolulu ;  also  1109  Kilauea  Avenue  in  Hilo__     2393 
Fifth  amendment  if  Young  Communist  in  Pittsburgh 2394 


VI  INDEX 

N  Page 

Nagaue,  Katsuto 2416,  2417 

Nakama,  Jeanette 2457 

Nakano,  Bert 2383 

Nelson,    Steve 2398,   2309 

New  Century  Publishers 2354 

New   Masses 2432 

New  Polish  Publications  (booklet) 2422 

New  York  City 2354,  2419 

New   Times 2422 

News — A  Soviet  Review  of  World  Events  (publication) 2422 

O 

Oalui,  island  of 2322 

Oahu  County  Democratic  Connnittee 2323,  2376,  2377,  2457,  2458 

Office  of  War  Information  (OWI) 2404-2406 

Ogawa,  Tadashi 

Testimony  of 2362-2364 

Director  of  Oahu  division  of  ILWU 2324,  2362 

Fifth  amendment  if  Communist 2362 

Oka,  Beatrice 2378 

Oka,  Wilfred  M 2323,  2376-2378,  2382,  2424,  2433,  2434 

Testimony  of 2455-2460 

1042  Bethel  Street,  Honolulu 2455 

Manager  of  Corner  Liquor  Store 2455 

Fifth  amendment  if  sports  editor  of  Honolulu  Record 2455 

Fifth  amendment  if  member  of  Communist  Party 2457 

Okado 2322 

Okubo.  Yugo 2429 

Testimony  of 2453-2455 

Fifth  amendment  if  largest  stockholder  in  Honolulu  Record 2453 

Fifth  amendment  if  Communist 2454 

Mrs.  Bouslog,  attorney 2454 

Olaa  (Hawaii) 2375,  2377 

Omori,    Koichi 2457 

Testimony    of 2460-2462 

86  North  School  Street,  Honolulu 2460 

Pookaina  and  McKinley  High  Schools 2461 

Fifth  amendment  if  Communist 2461 

Orr.  Wynthrop  M.,  executive  vice  president  of  Hawaii  Residents  Associa- 
tion   2319,  2320 

Osaki 2322 

Oshiro,  Tarahasa 2322,  2369 

Overseas  Outpost  Agency 2405 

OWI.     (See  Office  of  War  Information.) 


Pacheco,  Joseph 2383 

Pearl  Harbor 2382 

People's  China 2422 

People's  Daily  World 2320,  2327,  2459 

Peoples  Democracy,  a  New  Form  of  Political  Organization  of  Society  (pub- 
lication)      2421 

Philippines 2370,  2441 

Phillips,  Lyle  G 2344 

Testimony  of 2318-2340 

Physician  and  surgeon 2318 

2723  Puuhonua  Street,  Honolulu 2318 

Native  of  Wisconsin -  2318 

Past  president  of  Hawaii  Territorial  Medical  Association 2318 

Past  president  of  Hawaii  Residents  Association 2318 

Pineapple  strike,  Lanai  Island,  1951 2367,  2368 

PM    (publication ) 2432 

Post  Office  Department 2418, 2420 

Powell,  J.   B 2406,  2440 


INDEX  vn 

Pape 

Powell,  Jolin  W 2406,  2433 

Purple  Heart 2350 

R 

Reinecke,  John 2345,  2378,  2396 

Rinehart,  E.  C,  of  Employers  Council 2368 

Roberts,  Dr.  Harold  S 2332,  2334 

Roffman,  Max 2376,  2377,  2395,  2396 

Testimony   of 2388-2392 

3049-A  Kalihi  Street,  Honolulu 2388 

Brooklyn  College 2388 

Organizer  of  UPW 2389 

Fifth  amendment  if  Communist 2390 

Rohrbough,  Edward 2433,  2434 

Testimony  of 2404-2417 

Principal  stockholder  and  also  writer  of  Honolulu  Record 2404 

1127-B  Alohi  Way,  Honolulu 2404 

Glenville  State  College  in  West  Vii-ginia  ;  University  of  Virginia  ;  Uni- 
versity of  Mexico  ;  teacher  at  University  of  Texas ;  worked  for  Office 

of  War  Information 2404 

Worked  for  Newsweek  magazine 2404 

With  United  States  Army  and  Army  of  Chinese  Nationalist  Govern- 
ment      2405 

Went  to  China  for  the  OWI  in  1944     2405 

Fifth  amendment  if  correspondent  for  United  Press 2405 

Fifth  amendment  if  assigned  to  Chinese  4th  Army 2405 

Fifth  amendment  if  Communist 2405 

Testimony  resumed 2426-2453 

Articles  from  China  Weekly  Review 2434-2439 

Rohrbough,  Jeanette  Nakama 2376,  2377,  2396 

Russell,  Maud 2441 

Russia 2329,  2420 

Rutledge,  Arthur,  head  of  one  of  A.  F.  of  L.  imions  in  Hawaii 2332 


Salute    (publication) 2432 

San  Francisco 2357,  2418,  2419 

Second  All-Russian  Congress  of  Communist  Organizations  of  the  Peoples 
of  the  East 2422 

Seeman,    Bernard 2441 

Selsbee,  Elizabeth 2441 

Shadow  of  Liberty,  In  the  (pamphlet) 2356 

Shanghai 2425 

Shieh,  Mu-chiao 2436 

Shifrin,  S.  B 2440 

Shumizo 2322 

Silva,  Frank 2322,  2340 

Singapore 2321 

Smedley,   Agnes 2441 

Smith  Act 2323,  2326,  2372 

Smith  Act  trial 2339,  2345,  2411,  2414,  2416,  2417 

Socialism  and  Religion  (publication) 2421 

Soviet  bloc 2419,  2422 

Soviet  military  intelligence 2349 

Soviet  Union 2371,  2403,  2418,  2422 

Stainback,  Governor  (Hawaii) 2323,  2367 

Starrobin,   Joseph 2355 

Stein,  Gunther 2441 

Steuben.  John 2353,  2358 

Strike  Strategy,  Steuben's  book 2353,  2358 

Strong,  Anna  Louise 2441 

Subpenas  re  ILWU  records 2383 

Sues,  Ilona  Ralf 2441 

Sunoo,  H.  W 2441 

Supreme  Court  of  the  United  States 2330,  2383,  2385,  2397 

Symonds,  Myer  C 2408,  2416 


Vm  INDEX 

T  Page 

Tagawa,    Tom 2369 

Takeo 2378 

Tannebaum,  Gerald 2432-2434 

Tariff  Act  of  1930 2418 

Thompson,  David 2322,  2332-2335,  2350,  2375 

Testimony  of 2351-2362 

ILWU  education  director 2320,  2352 

Mr.   Andersen,   attorney 2351 

University  of  Hawaii ;  University  of  Navada ;  Willamette  University  ; 

University  of  California ;  University  of  Chicago 2351 

Fifth  amendment  if  member  of  Communist  Party 2352 

Supervision   <^f   ILWU   Book   Club 2353 

Toyama,  Henry 2375,  2377 

Ti'easury   Department 2418 

Tsui,  Dr.  Yi-tien 2435 

U 

Uesugi,    Mrs.    Peggy 2323 

United  Electrical,  Radio.  Machine  Workers  of  America 2426 

United  Public  Workers   (UPW) 2320, 

2322,   2323,   2326,  2364,  2374-2378.  2380,   2381,   2389,  2390,  2392, 

2394-2397,   2409,  2411,   2416,   2417,   2429. 

University  of  Hawaii 2332,  2333,  2336,  2396,  2399 

UPW.    (See  United  Public  Workers.) 


Veterans  of  Foreign  Wars 2359 

Vossbrink.  Ralph 2363 

W 

Wahiawa 2371 

Wang,  Dr.  Shiao-fang 2434 

Watkins,  Senator 2317,  2366,  2387,  2410,  2411 

Welker,  Senator  Herman 2317,  2366.  2387,  2410 

White,  Henry,  former  president  of  Hawaiian  Pineapple  Co 2370 

Wiener,   Walter  H 2440 

Willard,    Howard 2441 

Wilson,    Willard 2334 

Winkam,     Cessie 2378 

Winkam,   Robert 2378 

Wong,  Frederick 2440 

World  Federation  of  Trade  Unions 2422 

World   War    II 2370 

T 

TafiFe,  Richard 2441 

Yagi,  Thomas,  director  of  Maui  division  of  ILWU 2322,  2324,  2339 

Yamashita,   Harold  E 2461 

Yanks  Are  Not  Coming  Committee,  The 2390 

Yakoyama,   Richard   R 2383 

Young  Communist  League 2374,  2375,  2377,  2394,  2396 

Z 

Zeserson,    Fred 2441 


o 


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