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UBRARY 


OF 


SAN  DIEGO 


STATE    AND   FAMILY 

IN 

EARLY  ROME 


LONDON  :  GEORGE  BELL  AND  SONS 
PORTUGAL  ST.  LINCOLN'S  INN,  W.C. 
CAMBRIDGE  :  DEIGHTON,  BELL  &  CO. 
NEW  YORK  :  THE  MACMILLAN  CO. 
BOMBAY  :  A.  H.  WHEELER  &  CO. 


IN 


EARLY  ROME 

BY 

CHARLES  W.  L.  LAUNSPACH 

OF   THE    MIDDLE   TEMPLE 
BARRISTER-AT-LAW 


Nach  ewigen,  ehernen 
Grossen  Gesetzen 
Miissen  wir  Alle 
Unseres  Daseins 
Kreislauf  vollenden. 

GOETHE. 

Yet  I  doubt  not  thro'  the  ages  one  increasing  purpose  runs. 

TENNYSON. 


LONDON 

GEORGE  BELL  AND  SONS 

1908 


•CHISWICK   PRESS  :     CHARLES  WHITTINGHAM   AND  CO. 
TOOKS   COURT,    CHANCERY   LANE,   LONDON. 


FOREWORD 

r  I  ^HE  present  treatise  deals  only  with  Rome  in 
-L  its  infancy  and  adolescence.  A  considerable 
portion  of  that  period  is  prehistoric.  Its  reconstruc- 
tion— faulty  at  the  best — demands  a  strong  effort  of 
synthesis;  and  whilst  the  subject  is  calculated  to 
stimulate  the  imagination,  the  paucity  of  the  avail- 
able authentic  material  has  lent  itself  to  many  inter- 
pretations provocative  of  controversy.  The  central 
idea  that  has  furnished  my  text  is  that  the  early 
Roman  State  was  a  conscious  imitation  of  the  ancient 
Gens  or  ancient  Family,  that  its  theory  of  Govern- 
ment was  founded  upon  the  relations  existing  be- 
tween kinsmen,  and  that  these,  again,  were  deter- 
mined by  religious  notions  which  later  became 
transformed  through  developments  within  the  City 
and  external  influences.  To  call  such  a  State,  in 
its  earliest  days,  either  a  democracy,  an  autocracy, 
or  an  aristocracy  might  be  verbally  true;  but  it 
would  be  substantially  false.  It  is  not  explainable 
without  reference  to  the  religious  notions  of  the 
Romans  before  they  came  under  the  direct  influence 
of  the  Greek  theogony.  How  largely  the  religious 


vi  FOREWORD 

element  underlies  what  on  the  surface  appear  to 
be  purely  political  and  economic  controversies,  has 
been  shown  by  M.  Fustel  de  Coulanges.  Without 
some  such  key,  the  struggles  of  the  patrician  and 
plebeian  orders,  for  instance,  are  to  my  mind  merely 
bewildering.  But  when  we  perceive  how  self-interest 
is  buttressed  or  antagonized  by  traditional,  though 
doubtless  obsolescent,  religious  prejudices,  politics 
and  economics  drop  into  their  proper  perspective, 
and  we  may  impartially  respect  the  standpoints  of 
all  parties. 

Such  struggles  could  only  have  been  waged  with- 
out mutual  destruction  in  a  community  of  consider- 
able political  maturity,  which  could  appreciate  the 
nature  of  civic  freedom  and  dignity.  There  was  no 
law-giver  of  transcendent  genius  to  guide,  and  few 
peoples  have  owed  less  to  the  teaching  of  their 
leaders.  If  we  would  enumerate  the  men  of  surpass- 
ing intellect  who  flourished  under  the  Republic,  our 
tale  (unless  we  include  the  "  Uebermensch  "  Sulla) 
must  begin  with  the  great  Julius  and  end  with  his 
august  nephew,  both  of  whom  belong  to  a  decadent 
age.  For  earlier  examples  of  eminence  we  are 
thrown  back  upon  splendid  mediocrities  like  the 
persevering  Cunctative  Fabius,  the  well-intentioned 
Camillus,  and  the  highly  respectable  Cato.  Probably 
the  development  of  the  Roman  people  was  excep- 
tional. Owing  perhaps  to  the  strategic  accident  of 


FOREWORD  vii 

its  position,  Rome  started  almost  at  the  outset  of 
its  career  as  a  conquering  State;  and  before  the 
regal  or  oligarchical  power  had  time  to  become 
hereditary  and  despotic,  as  was  probably  the  case 
with  most  of  the  older  Cities,  the  compulsory  and 
voluntary  influx  of  plebeians  into  the  rising  com- 
munity leavened  the  old  burgher  stock  with  immi- 
grants who  valued  their  hard-won  rights  as  free 
citizens  in  proportion  to  the  trouble  they  had  been 
at  to  obtain  them.  Had  the  patriciate  been  less 
profuse  of  its  blood  upon  the  battle-field,  and  the 
new-comers  less  numerous  or  less  mettlesome,  the 
former  might  have  retained  its  privileges,  or  at  most 
grudgingly  dispensed  them  upon  a  graduated  scale, 
and  a  caste-system,  rigid  and  baleful,  might,  as  in 
Hindustan,  have  determined  the  development  of 
the  later  civilization. 

It  is  for  this  reason  that  the  history  of  early  Rome 
contrasts  so  strikingly  with  that  of  the  ensuing  ages. 
The  first  epoch  may  be  said  to  have  closed  on  the 
day — in  the  year  of  the  City  490  (264  B.C.) — when 
a  fleet  conveyed  Roman  troops  across  the  Straits 
of  Messina,  inaugurating  a  new  era  of  extra-Italian 
conquest.  Theretofore  the  citizen-soldier  had  en- 
countered, in  peace  and  war,  men  whose  habits,  in- 
stitutions and  civilization  in  the  main  resembled 
his  own.  It  was  not  difficult  to  absorb,  or  at  least  to 
manage,  subject  communities  which  presented  so 


viii  FOREWORD 

many  points  of  contact;  and  so  long  as  Roman  ex- 
pansion was  confined  to  the  Peninsula,  domestic 
strife  and  external  warfare  only  developed  and  em- 
phasized the  national  character.  Very  different  were 
the  effects  of  the  wars  beyond  seas.  The  Roman- 
izing process  in  Italy  was  seriously  disturbed  by 
the  irruption  of  Hannibal,  and  the  first  two  Punic 
Wars  exercised  a  disintegrating  influence  upon  the 
old- Roman  system  itself.  The  ensuing  rapid  expan- 
sion brought  about  economic  changes  which  trans- 
formed the  conditions  of  national  life,  whilst  the 
exotic  elements  crowding  eagerly  to  the  metropolis 
assisted  to  modify  and  degrade  the  native  character. 
The  home-keeping  population  was  weaned  from  the 
hardening  process  of  war,  but  it  did  not  appreciably 
progress  in  the  arts  of  peace.  The  leading  class  of 
the  Optimates  found,  indeed,  unlimited  opportunities 
of  enrichment,  legitimate  and  otherwise.  But  the 
stolid  good  sense  of  the  humbler  citizen  was  from 
the  beginning  hopelessly  outclassed  by  the  nimble 
brain  and  facile  commercial  morals  of  Greek,  Syrian, 
Egyptian,  African,  and  Jew.  A  wise  oligarchy  would 
have  endeavoured  by  drastic  measures  to  protect  the 
solid  elements  upon  which  the  national  greatness  had 
been  reared.  But  politics  had  sunk  to  an  unworthy 
rivalry  of  coteries,  which  successively  maintained 
their  power  by  flattering  and  bribing  the  populace  at 
the  expense  of  the  Commonwealth.  It  was  to  the 


FOREWORD  ix 

convenience  of  all  the  parties  contending  for  popular 
favour  that  the  individual  citizen  should  be  shallow, 
improvident,  unambitious,  and  consequently  easily 
led  or  cheaply  purchasable.  The  franchise,  in  the 
absence  of  representative  government,  was  in  prac- 
tice confined  to  those  of  the  electorate  who  either 
resided  within  Rome,  or  had  means  and  leisure  to 
travel  thither  upon  occasion.  To  govern  and  specu- 
late at  will  the  Optimates  needed  but  to  buy  the 
favour  of  the  few  effective  voters,  and  the  resident 
citizen  was  amused  with  shows,  and  fed  at  the  ex- 
pense of  worthier  populations.  The  inevitable  con- 
sequence was  the  extinction  of  the  middle  class,  and 
a  widening  of  the  gap  between  the  higher  and  lower 
orders.  Never  had  the  old-time  patricians  and  ple- 
beians found  themselves  at  such  opposite  poles  as 
now  stood  "  Known  "  and  "  Unknown  " — "  Nobiles  " 
and  "  Ignobiles." 

It  must  not  be  supposed  that  the  Roman  nation 
had  become  utterly  worthless.  The  Marian  and 
Sullan  proscriptions  might  decimate  the  leading 
houses,  and  economic  pressure  drive  the  farmer  off 
the  land;  the  places  of  the  former  largely  fell  to 
adventurers,  whilst  hordes  of  slaves  occupied  what 
had  been  the  homesteads  of  a  free  peasantry.  Yet 
there  survived  sufficient  administrative  talent,  honesty 
of  purpose,  and  dignity  of  character  to  save  the 
Republic,  if  only  they  could  have  had  free  play  in 


x  FOREWORD 

public  life.  But  the  process  of  pauperizing  the  urban 
electorate  had  acquired  a  momentum  which  the  best 
elements  were  powerless  to  check,  and  the  citizen 
who  lightly  surrendered  his  liberty  for  free  tickets 
and  free  food  had  small  heed  for  those  who  offered 
only  hard  truths  and  unpalatable  advice.  Respect- 
able men  of  the  wealthier  classes,  disgusted,  held 
aloof  from  politics.  The  sturdier  and  more  inde- 
pendent of  the  poorer  orders,  finding  no  employment 
at  home,  either  emigrated  or  joined  the  legions. 

The  early  Roman  Populus  had  been  both  Army 
and  People,  and  only  levies  of  allied  and  kindred  com- 
munities had  fought  side  by  side  with  Roman  troops. 
Frequent  and  protracted  employment  of  large  ex- 
peditionary forces  now  necessitated  a  standing  army, 
partly  recruited  from  non-citizen,  and  even  non- 
Italian  elements.  What  remained  of  Roman  virtue 
was  found  beneath  the  eagles,  where  the  linesman's 
steady  bravery  still  repaired  the  general's  blunders, 
the  short  sword  still  pierced  its  way  to  victory  over 
Asian  dart  and  Keltic  claymore.  The  Warrior  be- 
came distinct  from  the  Burgher,  and  the  time- 
honoured  form  of  address:  Quirites!  was  degraded 
to  a  term  of  reproach  to  lash  self-respect  into  a 
mutinous  legion.  The  professional  soldier  had  neither 
cause  nor  will  to  disguise  his  scorn  of  the  shiftless 
civilian  populace.  He  yielded  obedience  not  to  any 
civil  power  but  to  his  own  military  leaders,  and 


FOREWORD  xi 

scantily  supplied  the  quality  of  disciplined  patriotism 
by  a  gladiator-like  esprit  de  corps. 

As  the  moral  fibre  of  the  civilian  citizen  weakened, 
the  Constitution  fell  into  contempt,  and  in  the 
tumultuous  assemblies  of  the  people  legislation  was 
carried  as  much  by  violence  as  by  vote.  From  the 
rioter's  bludgeon  to  the  soldier's  sword  is  facile 
transition,  and  mob  rule  passes  easily  through  the 
disorder  of  faction  to  a  military  dictatorship.  The 
reign  of  law  was  in  the  end  restored.  An  all-powerful 
Administration  re-established  decent  government, 
sheltered  property  and  the  amenities  of  life,  and 
permitted  commerce,  arts,  science,  and  philosophy 
to  flourish  with  unheard-of  splendour.  But  it  was  at 
the  price  of  freedom,  which  could  no  longer  co-exist 
with  order  and  was  willingly  surrendered  by  a  dis- 
tracted nation.  The  Gabinian  and  Manilian  Laws 
had  rehearsed  the  stratocracy  of  the  first  Triumvirate; 
and  after  the  renewed  convulsions  which  followed 
Caesar's  murder  the  world  gladly  found  refuge  in 
Octavian's  ordered  despotism. 

Antiquity  records  struggles  only  outwardly  dis- 
similar from  those  in  constant  operation  around  us — 
political  and  economic  collisions  between  races  blindly 
working  out  their  destiny,  domestic  conflicts  between 
privileged  and  unprivileged,  rulers  and  ruled,  rich 
and  poor,  which  at  this  distance  of  time  we  are  able 
to  review  without  passion,  remembering  that  every 


xii  FOREWORD 

huge  controversy,  it  has  been  well  said,  is  not  so 
much  between  Right  and  Wrong,  as  between  Right 
and  Right.  I  am  conscious  that  the  present-day 
proneness  to  compare  modern  with  ancient  civiliza- 
tion must  be  indulged  with  caution.  In  all  ages  long 
periods  of  prosperity  and  luxury  are  attended  with 
similar  resultant  evils;  but,  to  say  nothing  of  the 
influence  of  religion  (with  us  happily  still  an  active 
force),  the  leading  nations  of  to-day  are  several,  and 
their  unwholesome  tendencies  are  largely  repressed 
by  mutual  contemplation  and  a  self-consciousness 
denied  to  the  Roman-Greek  world.  Nevertheless, 
a  study  of  the  rise  and  decline  of  the  Roman  Com- 
monwealth suggests  reflections  and  conclusions  which 
may  be  applied  to  many  present-day  conditions,  and 
in  dealing  with  some  problems  which  now  vex  us, 
ancient  history  provides  warning,  if  not  counsel. 

All  systems  of  human  association  have  their  day, 
and  yield  to  others.  Back  to  the  infancy  of  mankind, 
which  the  mists  of  time  conceal  from  mortal  view,  we 
may  imagine  that  every  social  institution,  however 
ancient,  has  at  one  time  displaced  a  yet  older.  Yet 
though  Change  be  the  Law,  even  where  Stability 
seems  greatest,  it  is  evident  that  the  standard  of 
speed  differs  enormously.  The  Western  world,  dur- 
ing its  comparatively  brief  career,  has  witnessed  re- 
peatedly the  rise,  spread,  and  then  the  gradual  de- 
struction, of  supposedly  durable  institutions,  whilst 


FOREWORD  xiii 

highly  organized  societies  of  Asia  and  backward 
races  of  Africa  have  resembled  each  other  in  re- 
maining only  slightly  affected  by  the  passage  of 
time.  Judged  from  a  cosmopolitan  standpoint,  the 
development  of  European  culture,  however  excel- 
lent in  itself,  has  proceeded  upon  abnormal  lines, 
and  the  resulting  uncertainty  of  its  future  affords 
additional  reason  for  careful  scrutiny  of  its  past. 
Change  is  not  necessarily  identical  with  what  we 
call  Progress,  and  even  a  real  reform  in  one  age 
may  survive  to  work  havoc  in  the  next.  Moreover, 
progress  and  retrogression  appear  to  have  co-existed 
at  every  stage  of  European  history;  and  although 
human  life  nowadays  is  probably,  upon  balance, 
more  tolerable  than  at  any  known  preceding  period, 
there  is  little  to  indicate  whether  we  are  still  heading 
towards  perfection  or  already  treading  the  backward 
sweep  of  an  enormous  circle. 

C.  W.  L.  L. 

PLOWDEN  BUILDINGS,  TEMPLE, 
May,  1908. 


CONTENTS 

CHAPTER  PAGE 

TABLE  OF  ABBREVIATED  REFERENCES     .  xvii 

I.  ORIGIN  OF  THE  ROMANS  i 
II.  THE     RELIGIOUS     BASIS     OF     ROMAN 

SOCIETY    .         .         .         .         .         .15 

III.  THE  GENTES         .....  48 

IV.  THE  EARLY  ROMAN  CONSTITUTION        .  65 
V.  THE      REFORMED      CONSTITUTION     OF 

SERVIUS  TULLIUS      .        .         .         .81 
VI.  THE  REVOLT  OF  THE  ARISTOCRACY        .       92 
VII.  THE  STRUGGLE  OF  THE  ORDERS  BEGINS     100 
VIII.  THE  DECEMVIRATE  AND  THE  DAWN  OF 

WRITTEN  LAW          .         .         .         .no 
IX.  FURTHER    CONSTITUTIONAL     DEVELOP- 
MENTS    TO     THE     BEGINNING     OF     THE 

PUNIC  WARS     .         .         .         .         .131 

X.  MARRIAGE    .         .         .         .         .         .148 

XI.  PATRIA  POTESTAS  ....     202 

XII.  SUCCESSION  ......     249 

INDEX  ....  .         .     283 


xv 


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SOHM,  RUDOLPH.    Institutionen  des  romischen  Rechts.  (Leipzig, 

1884.) 
SOLTAU,  WILHELM.    Ueber  die  Entstehung  und  Zusammensetz- 

ung  der  altromischen  Volksversammlungen.    (Berlin,  1880.) 

Die  Giiltigkeit  der  Plebiscite.    (Berlin,  1884.) 
SPENCER,  HERBERT.    Principles  of  Sociology.    (London,  1876.) 
SUETONIUS  TRANQUILLUS.    Vitae  XII  Caesarum. 


xx        ABBREVIATED  REFERENCES 

TACITUS,  C.  CORNELIUS.  Annales.  Germania.  Vita  Julii  Agri- 
colae. 

ULPIANUS,  DOMITIUS.    Fragmenta. 

VALERIUS  MAXIMUS.    Facta  dictaque  memorabilia. 

VARRO,  MARCUS  TERENTIUS.    De  Lingua  Latina. 

P.  VERGILIUS  MARO.    Aeneid.    Georgics. 

VOIGT,  MORITZ.  Die  XII  Tafeln  (1883).  Romische  Rechtsge- 
schichte.  (Leipzig,  1892-1902.) 

WESTERMARCK,  E.    Human  Marriage. 

WHITNEY,  W.  D.    Life  and  Growth  of  Language. 

WOODS  HUTCHINSON.  Evolutionary  Ethics  of  Marriage  and  Di- 
vorce. (Contemporary  Review,  September,  1905.) 


STATE  AND  FAMILY  IN  EARLY 
ROME 

CHAPTER  I 

ORIGIN  OF  THE  ROMANS 

"  I  ^HE  principles  underlying  the  primitive  polities 

JL   of  Greece  and  Italy  are  borrowed  essentially 

from  the  domestic  system  which  appears  to  have 

prevailed  among  Aryan  l  peoples  for  many  ages  be- 

1  By  "Aryan"  I  mean  throughout  collectively  the  great  racial 
group  which  embraces  Keltic,  Scandinavian,  Teutonic,  Graeco- 
Italic,  Slavic,  Iranian  and  Hindu  members.  The  name  (said  to  be 
derived  from  the  Sanskrit  Arya  =  lord,  land-lord),  though  frequently 
used  on  the  Continent  to  designate  only  the  Asiatic  wing  of  the 
family,  is  appropriately  applied  to  the  whole  group  of  nations 
whose  most  prominent  members  have  so  long  controlled  the 
world's  destiny.  The  denomination  "  Indo-Germanic  "  was  once 
preferred  by  German  scientists,  "  for  no  other  assignable  reason," 
says  Whitney  (Life  and  Growth  of  Language,  p.  180),  "than 
that  it  contains  the  foreign  appellation  of  their  own  particular 
branch,  as  given  by  their  conquerors  and  teachers,  the  Romans." 
It  is  not  more,  indeed  it  is  less,  justified  than  "  Indo-Keltic,"  and 
is  now  generally  discarded  on  the  Continent  for  "  Indo-European." 
But  even  the  latter  term  labours  under  the  objection  that  it  appears 
to  exclude  some  races  (e.g.,  Persians)  which  it  is  intended  to 
embrace,  and  to  include  others  (e.g.,  Magyars  and  Finns)  which 
are  racial  strangers.  Haeckel,  Natiirliche  Schopfungsgeschichte, 
Vortrag  xxiii,  divided  the  "  Mediterranean  "  or  "  Indo-Atlantic  " 

B 


2  ORIGIN  OF  THE  ROMANS 

fore  Athens  and  Rome  had  been  heard  of.  Inas- 
much as  the  State  was  a  reflex  of  the  Clan  or  the 
Family,  later  radical  changes  in  the  body  politic 
almost  necessarily  reacted  upon  those  root-ideas  of 
domestic  association  on  which  the  framework  of 
society  rested.  The  internal  political  development 
of  Rome  during  the  first  centuries  of  its  existence 
was  at  once  the  outcome  of  institutions  which  had 
become  unsuitable  to  the  growing  Commonwealth, 
and  the  driving-power  which  in  the  end  modified 
those  institutions  almost  beyond  recognition.  Con- 
sequently, the  study  of  Roman  history — certainly  of 
early  Roman  history — is  most  usefully  coupled  with 
an  examination  of  the  primitive  rules  and  customs 
(the  expression  "  law "  is  somewhat  premature) 
which  governed  domestic  relations  among  the  most 
remarkable  people  of  antiquity. 

For  many  centuries  later,  European  culture  was 
dominated  almost  exclusively  by  classical  influences. 
And  naturally  so,  for  the  European  system,  as  gauged 
by  the  standard  of  to-day,  lagged  far  behind  the 
vanished  Graeco- Roman  civilization,  until  an  assert- 
ive middle  class  brought  to  a  world  impatient  of 
feudal  trammels  the  same  emancipation  which  the 
restlessness  of  the  Romanized  plebs  had  accomplished 
two  thousand  years  previously  for  hide-bound  ancient 

species  chiefly  into  "Indo- Germans"  and  " Hamosemites,"  sub- 
dividing the  former  into  "  Slavo-Germans  "  and  "  Ario-Romans," 
and  restricting  the  term  Aryan  to  Iranians  and  Hindus.  See  also 
Pictet,  Origines  Indo-Europ.,  i,  27  ff. 


ORIGIN  OF  THE  ROMANS  3 

Latium.  Yet  only  the  modern  world,  relying  less 
upon  brilliant  hypothesis  than  upon  patient  research, 
has  bestowed  upon  ancient  principles  an  amount  of 
analytical  attention  at  all  commensurate  with  their 
importance.  Without  some  understanding  of  the 
internal  working  of  archaic  societies,  ancient  history 
becomes  (what,  indeed,  modern  history,  as  taught  in 
schools,  likewise  and  for  a  similar  reason  tends  to 
become)  a  string  of  highly-coloured  biographies, 
interspersed  with  more  or  less  apocryphal  accounts 
of  personal  exploits  and  adventures.  Every  one  has 
heard  of  the  Horatii  and  Curiatii,  but  few  can  ap- 
preciate the  habit  of  mind  which  rendered  the  fable 
credible  and  intelligible  to  succeeding  generations. 
And  whilst  every  schoolboy  is  familiar  with  the 
battles  of  Poictiers  and  Azincourt,  few  adults  have 
reviewed  the  economic  causes  of  the  Hundred  Years' 
War,  for  which  Edward's  claim  to  the  French  throne 
formed  a  convenient  pretext. 

For  the  purpose  of  this  treatise  it  is  sufficient  to 
confine  it  in  point  of  time  mainly  to  the  epoch  pre- 
ceding the  great  Carthaginian  struggle,  and  in  point 
of  topic  to  the  internal,  domestic  and  constitutional 
developments  of  Rome  during  that  epoch.  With 
the  deliberate  knowledge  that  I  Nam  thereby  alienat- 
ing the  sympathy  of  all  those  who,  to  use  Mdrimee's 
phrase,  "  n'aiment  dans  1'histoire  que  les  anecdotes," 
I  purpose  to  rigidly  exclude  as  irrelevant  the  merely 
picturesque  and  dramatic.  Further,  I  am  constrained 
to  almost  entirely  disregard  foreign  politics,  military 


4  ORIGIN  OF  THE  ROMANS 

conquests,  colonizations,  biographical  matter,  and 
various  episodes  of  tradition  or  quasi-history  which 
bulk  so  largely  in  the  Roman  chronicles,  and  have 
received  from  modern  writers  certainly  not  less  than 
their  due  share  of  attention.  Some  general  know- 
ledge of  Rome's  history  is  therefore  necessarily  im- 
puted to  the  reader. 

Beginning  with  the  question  of  the  origin  of  the 
Roman  people,  I  accordingly  dismiss  unnoticed  the 
romantic  legends  with  which  poets  and  historians  of 
after-times,  writing  in  the  glamour  of  a  splendid 
Empire,  sought  to  explain  the  gradual  transformation 
of  a  ring  of  rustic  habitations  around  the  Palatine 
Hill  into  the  pivot  of  Occidental  civilization  and 
the  world's  centre  of  gravity.  The  foundation  of 
Rome  was  not  a  marvellous,  not  even  an  unusual 
event;  the  first  Romans,  springing  from  the  same 
stock  and  living  under  the  same  conditions  as  their 
neighbours,  surpassed  the  latter  in  intellect1  and 
physique2  as  little  as  they  could  claim  superiority 
by  virtue  of  divine  dispensation. 

1  Mommsen,     Romische    Geschichte,    i,    304:     "Das    ganze 
romische  Wesen  lief  darauf  hinaus,  die  Burger  durchschnittlich 
zu  tuchtigen  Mannern  heranzuziehen,  geniale  Naturen  aber  nicht 
emporkommen  zu  lassen." 

2  Probably  the  Latins  were  slighter  men  than  the  Etruscans, 
"obesus  Etruscus"  (Catullus,  Carm.  39).    The  huge  forms  of  the 
barbarian  invaders  are  frequently  alluded  to  in  literature:  "Pler- 
umque  omnibus  Gallis  prae  magnitudine  corporum  suorum  brevi- 
tas  nostra  contemptui  est "  (Caesar,  Bell.  Gall.,  ii,  30);  cf.  Juvenal, 
Sat.  viii,  speaking  of  the  slaughtered  Cimbri. 


ORIGIN  OF  THE  ROMANS  5 

At  some  remote  period,  the  approximate  date  of 
which  it  is  hazardous  to  estimate,  one  great  branch 
of  the  Aryan  race,  urged  possibly  by  the  progressive 
desiccation  of  the  country,  betook  itself  from  its 
central  Asian  home  westwards  into  Europe.  An 
offshoot,  now  called  the  Graeco- Italic  family,  separ- 
ated, in  the  course  of  its  wanderings,  from  its  Keltic, 
Slav,  and  Teutonic  kinsmen,  and,  deflecting  south- 
wards, finally  occupied  what  are  now  the  Balkan  and 
Italian  peninsulas.1 

At  the  dawn  of  history  we  discern  in  what,  for 
convenience,  we  will  call  Italy,  although  that  name 
was  originally  confined  to  the  southern  extremity  of 
the  peninsula,2  three  racially  distinct  groups  of  in- 
habitants: the  Japigians,  the  Etruscans  or  Tyr- 
rhenians, and  the  tribes  of  Central  Italy,  which  latter 

1  The  Greeks  and  the  Italians  (applying  the  latter  term  pre- 
maturely to  all  the  tribes  of  Central  Italy)  are  generally  deemed 
sister  nations,  a  view  supported  by  affinities  of  language   and 
institutions.    But  the  Kelts  are  by  some  considered  more  closely 
allied  to  the  Graeco-Italic  race  than  Slavs  or  Teutons,  and  to 
stand  (despite  very  divergent  characteristics)  in  closer  relationship 
to  the  Italic  tribes  than  even  the  Greeks.    See  Haeckel's  Stamm- 
baum  der  Indo-germanischen   Rasse  in  his  Natiirliche  Schopf- 
ungsgeschichte,  xxiii.  Vortrag.      Cf.  Mommsen's  Romische  Ge- 
schichte,  i,  327.    It  is  of  course  possible,  and  even  probable,  that 
the  Aryan  races  known  to  us  had  been  preceded  by  others,  whom 
the  later  invaders  exterminated  or  absorbed. 

2  The  term  "Italy"  was   gradually  extended   to   include  the 
centre  of  the  peninsula.    Under  Augustus,  Italy  was  created  an 
official  administrative  unit,  divided  into  eleven  regions.    It  then 
corresponded  very  nearly  with  the  present  Kingdom,  plus  Istria 
and  minus  Sicily  and  Sardinia. 


6  ORIGIN  OF  THE  ROMANS 

we  are  justified  in  collectively  denominating  the 
Italic  race.  The  vexed  question  of  the  "  aboriginal " 
inhabitants  has  no  bearing  upon  our  subject,  and 
need  not  detain  us.  Neither  are  we  concerned  with 
the  Japigians,  who  at  a  comparatively  early  period 
became  absorbed  in  the  powerful  Greekish  com- 
munities established  by  immigration  from  beyond 
the  sea.  The  origin  and  exact  position  in  the  Aryan 
family  of  the  Etruscans l  ( =  Ras-na  or  Rasena), 
long  the  leading  power  in  the  peninsula,  are  still 
doubtful.  Our  information  of  the  Central  Italic 
tribes  is  less  unsatisfactory,  and  with  them  alone  we 
are  immediately  concerned.  They  may  be  divided 
into  a  Western  (Latin)  and  an  Eastern  (Umbrian) 
group,  including,  to  the  South,  the  powerful  Samnite 
nation,  destined  to  become  Rome's  chief  rival  for 
the  supremacy  over  Italy.  Language,  customs, 
political  and  religious  institutions  point  to  close 
racial  affinity  between  the  Italiot  communities,  and 
to  the  similarity  of  their  social  systems.  A  number 
of  individuals  owning  obedience  to  a  common  (real 
or  reputed)  kinsman,  generally  long-deceased  and 
not  always  ascertainable,  constituted  a  Gens,  having 
community  of  cult,  sanctuary,  altar,  and  festivals.  The 

1  Cf.  Preller,  Romische  Mythologie,  i,  12.  As  to  the  high 
probability  that  the  Etruscan  language  belonged  to  the  Indo- 
European  group,  see  Whitney,  The  Life  and  Growth  of  Lan- 
guage, p.  1 88.  Mommsen,  Romische  Geschichte,  i,  118-119,  is 
less  positive.  Schj^tt,  Studien  zur  alten  Geschichte,  holds  that 
the  Etruscans  were  racially  allied  with  the  Phoenicians;  cf. 
Tacitus,  Ann.,  iv,  55. 


ORIGIN  OF  THE  ROMANS  7 

exigences  of  a  defensive  policy,  or  the  imperceptible 
action  of  economics,  sometimes  produced  coalitions 
of  gentes  which,  if  they  endured,  evolved  into  civitates 
or  cities.  Offshoots  of  these  frequently  arose  through 
voluntary  or  compulsory  emigration  of  some  mem- 
bers of  a  community  into  the  outside  world,  to 
fare  as  the  gods  might  direct.  Most  of  those  emi- 
grants probably  perished;  the  remnant,  following 
any  indication  which  imagination  might  construe  as 
a  sign  from  above,  set  up  altars  over  sods  of  earth 
brought  from  the  old  home,  founded  new  settlements, 
and  under  propitious  circumstances  emerged  as  new 
communities,  cherishing  the  institutions  of  the  parent 
stock  and  generally  maintaining  some  connection 
with  it. 

Although  the  notion  of  kinsmanship  was  at  the 
bottom  of  all  institutions  which  bound  men  together, 
the  conventional  basis  of  solidarity  was  not  Kin  nor 
Race,  but  Ritual.  The  more  frequently  any  two  persons 
found  themselves  associated  in  religious  observances, 
the  closer  was  the  bond  between  them.  Members  of 
the  same  gens  daily  worshipped  the  manes  of  their 
common  ancestors.  When  the  gentes  began  to  break 
up  into  families,  relations  between  gentiles  became 
subordinated  to  the  tie  which  claimed  each  man's 
first  duty  for  his  actual  living  ancestor  and  his  more 
immediate  forbears;  but  their  association  with  each 
other  remained  more  intimate  than  with  members  of 
other  gentes,  whom  they  joined  in  periodically  wor- 
shipping the  tutelary  deities  of  a  common  city.  Finally, 


8  ORIGIN  OF  THE  ROMANS 

a  common  cult,  performed  periodically  though  at  in- 
frequent intervals,  held  most  of  the  cities  of  Latium 
(  =  the  "  Broad  Plain")  in  a  loose  connection,  which 
facilitated  intermarriage  and  contractual  intercourse 
among  the  members,  and  in  times  of  common  danger 
might  induce  united  action.1 

As  presiding  head  and  ritual-centre  of  the  loose 
Latin  federation,  Alba  Longa  (the  "  Long  White 
Town,"  or,  as  we  should  have  said  in  England, 
"  Long  Whitton ")  stood  towards  the  other  tinier 
States  of  Latium  in  the  relation  of  a  mother  city 
to  its  colonies.  To  Alba  repaired  periodically  re- 
presentatives of  the  federated  cities  for  the  joint 
celebration  of  the  feriae  Latinae,  and  in  all  probability 
also  for  the  discussion  of  temporal  matters  of  com- 
mon interest.  During  these  times,  peace  reigned 
throughout  Latium,  and  the  cities  granted  each 
other's  members  safe  conduct:  but  otherwise,  the 
federal  bond  neither  prevented  individual  cities  from 
warring  together,  nor,  apparently,  necessarily  obliged 
them  to  act  as  one  in  a  federal  campaign  against  an 
external  enemy. 

Among  the  youngest  of  the  Latin  cities  was  Rome,2 
to  whose  settlement  three  separate  tribes,  the  Ram- 
nians,  Titians,  and  Luceres,  are  said  to  have  contri- 
buted. Ancient  writers  claim  for  them,  respectively,  a 

1  Mommsen,  Staatsrecht,  iii,  c.  Der  latinische  Stammbund. 

2  Cf.  Livy,  ii,  45.    The  taunt  "  upstart "  would  naturally  sting  a 
community  which  asserted  religious  as  well  as  political  supremacy 
over  older  subject  cities. 


ORIGIN  OF  THE  ROMANS  9 

Latin,  Sabine,  and  Etruscan  origin,  apparently  upon 
the  assumption  that  the  astonishing  development  of 
the  Roman  Commonwealth,  almost  from  its  very 
commencement,  required  the  concentration  in  the 
new  nation  of  characteristics  of  the  sturdiest  races. 
The  theory  might  appeal  to  Englishmen,  who  trace 
their  own  descent  from  the  fiercest  and  worthiest 
peoples  of  the  North,  but  the  evidence  supporting 
it  is  distinctly  inconclusive,  and  our  positive  know- 
ledge of  the  earliest  Romans  points  in  the  contrary 
direction,  namely,  to  a  remarkable  racial  homo- 
geneousness.  That  the  Ramnians  were  Latins  is 
almost  universally  admitted,  and  as  they  gave  their 
name  to  the  City,  they  may  be  safely  regarded  as  the 
predominant  element.  The  Sabines  belonged  to  the 
Eastern,  or  Umbro-Sabellian,  wing  of  the  Italic 
race,  and  differed  from  the  Latins  less,  probably, 
than  the  Danish  invaders  from  Alfred's  Saxons. 
The  Latin  origin  of  the  Luceres  is  not  less  likely 
than  any  other:  the  evidence  of  their  immigration 
from  Etruria  is  uncertain,  and  not  very  probable. 
In  point  of  race,  language,  and  ritual,  Etruscans 
diverged  widely  from  Latins  and  Sabellians,  and 
although  the  commercial  intercourse  existing  from 
time  immemorial  between  the  two  sides  of  the 
Tiber  left  numerous  traces,  there  is  nothing  to 
denote  unmistakably  the  presence  of  any  important 
Etruscan  element  in  the  budding  Roman  nation.1 

1  Cf.  Mommsen,  Romische  Geschichte,  i,  c.  4:  "  die  unverstan- 


io          -ORIGIN  OF  THE  ROMANS 

It  is  most  probable  that  long  before  Rome  existed, 
the  progenitors  of  its  founders  lived  as  colonists  or 
clients  of  Alba  along  the  south  bank  of  the  Tiber, 
and  engaged  in  rude  commerce  (the  chief  export 
being  cattle)  as  well  as  in  agriculture.  Such  a  popu- 
lation would  naturally  include  the  usual  complement 
of  women  and  children.  The  theory  of  the  founda- 
tion of  Rome  by  bands  of  male  adventurers  is  in- 
herently improbable,  and  discredited  by  circum- 
stances. The  legend  of  the  rape  of  the  Sabine 
women,  when  analyzed,  falls  to  the  ground  as  his- 
torically unnecessary  and  contrary  to  prevailing 
contemporary  notions.1 

The  generally  received  date  of  the  foundation  of 
Rome  is  the  year  B.C.  753.  In  reality,  it  would  per- 
haps be  difficult,  if  we  knew  the  whole  of  the  facts, 
to  assign  any  one  year  to  the  event.  Rome  was  not 
built  in  a  day — nor  in  a  year.  A  central  position, 
desirable  from  the  point  of  view  both  of  mercantile 
convenience  and  of  hygiene,  attracted  and  united 
the  shrewd  and  thrifty  riparian  dwellers  of  Latium. 

dige  Meinung  dass  die  romische  Nation  ein  Mischvolk  sei"; 
Soltau,  Altromische  Volksversammlungen,  i,  §  2.  Ethnologically, 
the  vicus  Tuscus  can  no  more  count  as  evidence  than  Hanover 
Square  or  the  Promenade  des  Anglais  can  determine  the  racial 
constituents  of  England  or  Provence.  Schj^tt  would  have  it  that 
Rome  was  an  Etruscan  colony.  Yet  there  is  no  certain  instance 
on  record  of  an  Etruscan  gens  having  been  received  into  the 
Roman  populus  (like  the  Claudii  and  the  Alban  gentes)  as  we 
should  expect  to  find  if  kinship  had  existed. 
1  Fustel  de  Coulanges,  Cite  Antique,  429. 


ORIGIN  OF  THE  ROMANS  n 

Upon  the  Palatine  Mount,  wattled  and  mud-daubed 
habitations,  sufficiently  roomy  to  harbour  numerous 
inmates,  sheltered  cattle  breeders  and  agriculturists, 
who  in  certain  seasons  found  it  dangerous  to  dwell 
in  the  swampy  and  fever-stricken  plains.  The  settle- 
ment developed  on  the  normal  lines  of  similar 
associations,  evolved  a  common  cult,  and  emerged 
as  a  new  addition  to  the  cities  of  Latium.  As  the 
community  advanced  in  importance  and  dignity,  off- 
shoots or  suburbs  of  the  City  were  established  on  the 
neighbouring  heights.  An  important  accession  of 
political  strength  was  derived  from  the  coalescence 
with  the  Palatine  inhabitants  of  those  occupying  the 
eminence  afterwards  known  as  the  Quirinal  Hill.  It 
may  be  that  the  union  was  not  at  first  voluntary, 
but  the  consequence  of  conquest  by  Sabine  neigh- 
bours.1 

Agriculture,  the  economic  mainstay  of  most  non- 
barbarous  peoples,  had  been  known  to  the  Italic  races 
before  their  migration  into  the  Peninsula,  and  the 
Latin  language  contains  many  indications,  some  of 
which  are  discernible  in  modern  speech,  of  the  ex- 
tent to  which  husbandry  entered  into  the  daily  life 
of  the  people.  But  it  would  seem  that  from  the 
earliest  period  commerce,  which,  before  the  advent 
of  coined  money,  must  have  been  mostly  barter,  was 
also  actively  pursued  in  Rome,  and  the  presence  from 
time  immemorial  of  an  important  trading  element 
which  might  or  might  not  also  engage  in  husbandry,  is 
1  Ihne,  Forschungen,  25,  33  ff. 


12  ORIGIN  OF  THE  ROMANS 

proved  by  the  comparatively  large  number  of  citizens 
capable  of  bearing  arms  in  a  territory  comprising 
but  a  few  score  square  miles.  Possessed  from  very 
early  times  of  a  seaport  at  the  mouth  of  the  Tiber, 
the  City  itself  lay  sufficiently  inland  to  be  protected 
against  piratical  incursions:  the  kindred  Latin  cities 
lay  to  the  south  and  east,1  and  the  Tiber,  whilst  af- 
fording a  fairly  effective  barrier  against  Etruscan 
aggression,  yielded  a  convenient  vehicle  of  inter- 
course with  Etruscan  trade  and  civilization.  Com- 
mercial activity,  with  its  concomitants,  a  spirit  of 
enterprise  and  self-confidence,  a  steady  influx  of 
wealth  and  population,  and  a  progressing  standard 
of  civilization,  contributed  largely  to  secure  to  Rome 
in  process  of  time  the  hegemony  of  Latium,  the 
supremacy  over  Italy,  the  conquest  of  the  world. 
But  commercial  advantages  alone  would  not  have 
availed,  if  unaccompanied  by  the  qualities  of  an 
imperial  race.  The  first  impetus  to  the  predomin- 
ancy of  Rome  over  the  rest  of  Latium  may,  in- 
deed, have  been  given  by  geographical  accident. 
The  hills  successively  occupied  by  the  new  city 
clustered  too  closely  to  admit  permanently  of  separ- 

1  "  Friendly "  Latium,  however,  despite  religious,  racial,  com- 
mercial, and  social  ties,  was  much  more  frequently  than  Etruria  the 
objective  of  the  early  Roman  military  expeditions.  Excepting  Veii, 
with  which  the  Romans  waged  constant  war  until  its  destruction 
358  urbis,  we  find  no  important  Etruscan  town  on  the  Tiber  in 
proximity  to  Rome.  It  is  even  doubtful  whether  the  inhabitants 
for  some  distance  north  of  the  Tiber  were  not  themselves  Latins 
living  under  Etruscan  overlords. 


ORIGIN  OF  THE  ROMANS  13 

ate  settlements,  and  when  united,  the  Roman  com- 
munity appears  to  have  been  larger  and  more  power- 
ful than  any  of  its  neighbours.  This  result  the 
shrewd  farmers  and  cattle-dealers  could  hardly  have 
foreseen.  But  they  were  not  slow  to  discern  the 
economic  advantages  of  the  situation,  once  created, 
and  history  during  the  ensuing  centuries  was  moulded 
by  the  recognition  by  all  classes  that  the  general 
prosperity  was  best  defended  and  extended  by 
military  superiority.  It  was  an  anticipation  (in  an 
unscrupulous  and  remorseless  form)  of  the  modern 
doctrine  that  Trade  follows  the  Flag.  The  rise  and 
progress  of  the  Roman  State  appeals  to  us  as  es- 
sentially a  victory  of  national  character,  due  not  to 
the  genius  of  a  few  talented  statesmen,  but  to  the 
high  standard  of  the  average  citizen.  "  Moribus 
antiquis  stat  res  Romana  virisque."  Inferior  in 
brilliancy  of  imagination  and  intellectual  power  to 
many  of  the  peoples  whom  he  ultimately  enslaved,1 
the  Roman  owed  his  triumphs  first  and  foremost  to 
a  deliberate  blending  of  his  private  interest  with 
that  of  the  State.  The  individual  citizen  was  merely 
a  stone  added  to  the  cairn  of  empire.  Hence  his 
steadfastness  of  purpose,  his  sobriety  of  judgement, 
his  sense  of  discipline  reinforced  by  his  family  sys- 

1  "Ueberall  ist  die  romische  Staatskunst  mehr  ausgezeichnet 
durch  Zahigkeit,  Schlauheit  und  Konsequenz,  als  durch  eine 
grossartige  Auffassung  und  rasche  Ordnung  der  Dinge,  worin  ihr 
vielmehr  die  Feinde  Roms  von  Pyrrhos  bis  auf  Mithradates  oft 
iiberlegen  gewesen  sind."  Mommsen,  Romische  Geschichte, 
P-  57°- 


14  ORIGIN  OF  THE  ROMANS 

tem,  and  that  moral  strength  which  refuses  to  be- 
lieve in  failure.1  For  the  better  appreciation  of  these 
qualities  it  is  now  desirable  to  examine  the  con- 
ditions of  life  amid  which  they  evolved. 

1  "  Les  Remains  ont  eu  au  plus  haut  degre  cette  vertu  mait- 
resse,  la  fermete  de  caractere,  temperee  par  une  autre  vertu  non 
moins  pre"cieuse,  1'esprit  de  mesure."  Cuq,  Institutions  juridiques 
des  Remains,  p.  74. 


CHAPTER  II 

THE  RELIGIOUS  BASIS  OF  ROMAN  SOCIETY 

IN  proceeding  to  investigate  the  primary  institu- 
tions of  Rome,  we  must  detach  ourselves  from 
many  habits  of  thought  which  we  usually  bring  to 
bear  when  considering  modern,  but  which  mislead 
when  applied  to  ancient,  conditions.  Within  the 
memory  of  middle-aged  men,  Europe  has  witnessed 
two  great  national  consolidations,1  but  neither  pre- 
sents any  true  analogy  with  the  development  of  the 
Roman  State.  At  bottom,  the  modern  instinct  of 
nationality  and  patriotism  mainly  represents  a  widen- 
ing of  the  sentiment  of  kinsmanship,  operating  as 
an  emotional  force  to  consecrate,  as  it  were,  an 
already  existing,  more  or  less  intimate  community 
of  material  interests.  But  in  Rome's  early  days 
the  widening  process  had  scarcely  commenced, 
and,  having  commenced,  it  proceeded  less  upon  a 
theory  of  racial  affinity  than  that  of  a  common  alle- 
giance to  and  worship  of  determinate,  special,  and 
(later)  national  gods.  The  Nation  was  essentially 
an  extension  of  the  Gens,  and  the  basis  of  gentile 
organization  was  religious,  or  at  least  ritualistic. 
Strangers  in  blood  were  brothers  if  they  worshipped 
1  The  Kingdom  of  Italy  and  the  German  Empire. 


16  THE  RELIGIOUS  BASIS 

at  the  same  house-altar;  brothers  by  blood  became 
strangers  when  one  was  banished  from  it.  And 

o 

again,  men  were  fellow  citizens  when  and  so  long 
only  as  they  adored  the  same  City  gods ;  the  exile, 
excluded  from  the  cult  of  his  City,  thereby  forfeited 
his  citizenship. 

Long  before  Rome  was  founded,  the  Aryan  races, 
at  least  those  of  Greece  and  Italy,  had  progressed 
beyond  the  cruder  stages  of  barbarism,  and  their 
maturing  intellect,  though  as  yet  untrained  and  in- 
experienced, had  already  found  time  and  strength 
for  those  speculations  which,  with  endless  diversity, 
colour  and  obscure  their  cults. 

So  far  as  we  are  able  to  discern,  the  religious 
system  of  the  Aryan  races,  appears  under  the  three- 
fold aspect  of  Ancestor-worship,  Hero-worship,  and 
Nature-worship.  It  seems  highly  probable  that  the 
first  prompted  the  second.  Whether  the  cult  of  the 
Ancestor  preceded  that  of  Nature,  or  contrariwise, 
we  are  not  called  upon  here  to  decide.1  The  com- 

1  According  to  the  Spencerian  theory,  all  religions  derive  from 
Ghost-worship,  this  being  based  upon  the  supposed  existence  of  a 
man's  "  other  self,"  as  manifested  by  dreams,  insanity,  disease,  or 
by  involuntary  movements,  as  sneezing  or  convulsions.  To  the 
ghosts  the  savage  will  ascribe  every  abnormal  and  unexplained 
occurrence,  whether  boon  or  misfortune,  and  he  will  desire  to 
placate  them,  as  he  himself  would  be  placated,  by  offerings  and 
flattery.  Out  of  ghost-worship  in  general  there  grew  up  a  worship 
of  ancestral  ghosts,  to  whom,  under  patriarchism,  religious  rites 
became  restricted.  According  to  Spencer,  Nature-worship  itself 
had  no  other  origin.  "The  conclusion  warranted  by  the  facts 
is  that  Nature-worship,  like  each  of  the  worships  previously 


OF  ROMAN  SOCIETY  17 

mon  origin  of  the  three  worships,  if  it  ever  existed, 
is  concealed  in  the  mists  of  remote  antiquity.  Cer- 
tainly the  connection  is  no  longer  distinguishable  in 
the  religious  system  of  Rome.1  It  is  therefore  justifi- 
able to  treat  the  latter  under  the  separate  heads  of 
State  or  Public  Religion,  apparently  founded  upon 
Nature-worship,  and  Family  or  Private  religion, 
which  was  equivalent  to  Ancestor-worship.  Roman 
notions,  which  claimed  all  the  dead,  however  illus- 
trious and  however  humble,  for  the  family  cult  alone, 
rejected  the  adoration,  so  common  in  Greece,  of 
heroes,  or  deified  mortals,  whose  posthumous  re- 
nown had  induced  after-generations  to  associate 
them  with  the  public  gods.  The  Romans  never 
elaborated  any  extensive  cult  of  heroes,  and  such 
beginnings  as  later  ages  introduced  belong  to  a 

analyzed,  is  a  form  of  ancestor-worship,  which  has  lost,  in  a  still 
greater  degree,  the  external  characters  of  its  original.  Partly  by 
confounding  the  parentage  of  the  race  with  a  conspicuous  ob- 
ject marking  the  natal  region  of  the  race,  partly  by  literal  inter- 
pretation of  birthnames,  and  partly  by  literal  interpretation  of 
names  given  in  eulogy,  there  have  been  produced  beliefs  in  descent 
from  mountains,  from  the  sea,  from  the  dawn,  from  animals  which 
have  become  constellations,  and  from  persons  once  on  earth  who 
now  appear  as  moon  and  sun.  Implicitly  believing  the  statements 
of  forefathers,  the  savage  and  semi-civilized  have  been  compelled 
grotesquely  to  combine  natural  powers  with  human  attributes  and 
histories,  and  have  been  thus  led  into  the  strange  customs  of 
propitiating  these  great  terrestrial  and  celestial  objects  by  such 
offerings  of  food  and  blood  as  they  habitually  made  to  other 
ancestors"  (Sociology,  §  193). 

1  F.  de  Coulanges,  Cite  Antique,  c.  4. 

C 


iS  THE  RELIGIOUS  BASIS 

different  period  from  that  under  review.1  For  present 
purposes,  hero-worship  may  be  neglected. 

The  roots  of  the  ancient  Aryan  belief  must  have 
lain  deep  down  in  the  human  race.  The  infinity  of 
gods  active  for  good  and  evil,  the  man's  double  or 
shadow,  the  sacrifices,  oracles,  divination  by  signs 
and  portents,  the  shadowy  after-life  without  adequate 
provision  for  the  reward  of  righteousness  and  punish- 
ment of  guilt,  none  of  these  is  exclusively  Aryan; 
and  ancestor- worship  is  to  this  day  practised  by 
peoples  so  far  apart,  racially,  intellectually,  and 
geographically,  as  the  Japanese  and  the  Bantu  tribes 
of  Damaraland.  Even  the  later  development  of  cult 
discloses  parallelisms  among  Europeans  and  Semites 
in  their  evolution  from  patriarchism  to  civiliza- 
tion. Ancestor-worship,  indeed,  is  not  a  feature  of 
Hebrew  religion  as  it  appears  in  the  Bible.  But  the 
tradition  of  human  sacrifice,  the  use  of  flint  knives 
for  religious  purposes  long  after  weapons  of  metal 
were  in  vogue,  the  custom  of  purification,  the  ritual- 
istic dance,  the  absence,  in  the  pastoral  stage,  of 
temples  and  professional  sacerdocy,  which  then  grew 
up  spontaneously  under  the  influences  of  settled  life, 
the  gradual  transformation  of  the  primitive  deities 
from  moral  abstractions  into  corporeal  beings  to 
behold  or  to  embrace  whom  is  death  to  mortals,2 

1  Preller,  Romische  Mythologie,   i,  3;    Mommsen,  Romische 
Geschichte,  i,  165. 

2  Exodus,  xxxiii,  20-23.    Ovid,  Metam.,  iii: 

"...    Corpus  mortale  tumultus 
Non  tulit  aetherios;  donisque  jugalibus  arsit." 


OF  ROMAN  SOCIETY  19 

all  these  are  Graeco- Roman  features,  yet  all  have 
their  counterpart  with  nations  of  the  Old  Testa- 
ment. 

Public  Religion 

The  deification  of  natural  phenomena,  if  it  has 
not  lain  at  the  root  of  all  cults,  must  have  originated 
at  a  very  early  stage  of  human  mind-development. 
The  savage,  or  barbarian  at  one  remove  from 
savagery,  living  in  constant,  direct  contact  with 
nature,  warmed  or  scorched  by  the  sun,  cooled  or 
pierced  by  the  wind,  refreshed  by  the  rain  or  drenched 
by  torrential  downpour,  now  revelling  in  rude  health, 
and  then  a  raving  maniac  or  struck  down  by  mys- 
terious malady,1  recognizes  in  the  unknown  forces 
which  alternately  comfort  and  afflict  him  a  counter- 
part of  the  capricious  patronage  and  tyranny  which 
he  unquestioningly  accepts  from  his  chief,  and  ex- 
tends unresisted  to  his  own  dependents.  He  sees  in 
benefits  and  visitations  the  works  of  beings  im- 
measurably more  potent  than  himself,  yet  not  unlike 
himself,  since  his  feeble  imagination  cannot  grasp, 
nor  his  uncouth  language  express,  anything  removed 
from  the  narrow  scope  of  actual  experience.  Phe- 
nomena, however  striking,  which  do  not  directly 
affect  his  well-being,  will  excite  neither  wonder  nor 
inquiry.  But  all  things  which  visibly  influence  his 
life  are  to  him  intelligently  active,  and  therefore 

1  It  is  curious  that  savages  are  inclined  to  regard  all  illness  as 
the  product  of  malign  enchantment.  For  them,  the  only  "  natural " 
death  is  the  violent  one. 


20  THE  RELIGIOUS  BASIS 

alive.  The  sun,  sky,  earth,  mountain,  river,  forest, 
and  plants,  are  either  themselves  gods  or  peopled 
with  gods,  to  whom  are  attributed  every  natural 
disturbance — lightning,  a  thunderstorm,  a  deluge,  a 
drought,  and  all  events  not  of  an  everyday  descrip- 
tion, as  sickness  caused  by  a  poisonous  herb,  the 
straying  of  cattle,  or  the  accidental  destruction  of 
chattels  by  fire.  The  instinct  of  the  savage  moves 
him  to  placate  by  gifts  and  flattery  the  mysterious 
powers,  whose  constant  intervention  evidences  the 
interest  bestowed  upon,  and  their  irresistible  sway 
over,  his  own  destiny  and  that  of  his  neighbours.1 

But  the  sharper-witted  barbarian  will  not  remain 
content  with  a  general  propitiation  of  the  gods  by 
offerings  and  adulation.  He  will  endeavour  to  enlist 
their  sympathies,  and,  if  possible,  elicit  from  them 
some  expression  of  opinion  as  to  the  result,  at  all 
events  the  wisdom,  of  any  important  action  which 
he  may  contemplate,  a  hunting  expedition,  a  pitched 
battle,  a  foray,  a  marriage,  or  the  choice  of  an 
abode.  Strong  as  this  impulse  must  be,  even  when 
living  regularly  and  quiescently  amid  familiar  sur- 
roundings, it  must  have  become  immeasurably  in- 
tensified during  the  wanderings  of  our  Aryan 
ancestors  towards  an  unknown  goal  amid  the  diffi- 
culties, the  dangers,  the  terrors  of  vast  unexplored 

1  Cf.  Gibbon,  Decline  and  Fall,  i,  229:  "Fear  has  been  the 
original  parent  of  superstition,  and  every  new  calamity  urges 
trembling  mortals  to  deprecate  the  wrath  of  their  invisible 
enemies." 


OF  ROMAN  SOCIETY  21 

regions.  Here,  if  ever,  the  science  of  consulting  the 
gods  was  precious,  and  would  by  constant  practice 
develop  in  time  to  a  remarkable  degree  of  virtuosity. 
Events  following  upon  certain  signs  would  be  nar- 
rowly watched,  and  the  tradition  of  generations  would 
gradually  harden  into  a  mass  of  set  rules  and  for- 
mulas, differing,  of  course,  among  various  tribes  in 
accordance  with  divergent  experiences  encountered 
by  each.  Where  these  experiences  were  communi- 
cated among  neighbours,  certain  similarities  of  ritual 
naturally  resulted,  being  less  marked  where,  owing 
to  greater  distance,  inter-communication  was  infre- 
quent. With  some  of  the  Aryan  peoples  the  science 
of  divinity  shows  a  tendency  to  become  hereditary 
in  certain  families.  Whole  tribes  or  groups  of  tribes 
might,  indeed,  in  course  of  time  acquire  the  reputa- 
tion of  exceptional  skill  in  divination,  as  was  the 
case  with  the  Etruscans;1  and  we  learn  from  Caesar2 
that  Gaulish  candidates  ambitious  for  priestly  dig- 
nities sometimes  crossed  the  sea  to  study  divine 
lore  under  the  direction  of  British  Druidical  hiero- 
phants. 

Although  the  ancient  Aryans  habitually  personified 
natural  phenomena  familiar  to  all  men,  they  never 
clearly  grasped  and  proclaimed  the  notion  of  a  uni- 
versal Deity.  To  them  Nature,  so  far  as  it  was  visibly- 
active,  was  a  congeries  of  animated  intelligences; 
but  a  central  directing  Intelligence  was  as  unthink- 
able in  the  unseen  as  in  the  visible  world.  Even  the 

1  Cicero,  De  Div.,  i,  41.  2  De  Bello  Gall,  vi,  13. 


22  THE  RELIGIOUS  BASIS 

same  phenomenon  was  frequently  deified  under  dif- 
ferent names  by  tribes  who  failed  to  recognize  that 
their  worship  was  in  substance  identical.  One  of  the 
most  ancient  deities  was  Mars.  But  although  he 
was  worshipped  under  various  and  sometimes  very 
similar  names  throughout  the  Italian  peninsula,  each 
city  considered  its  own  Mars  as  distinct  from  every 
other.  When  the  inhabitants  of  the  Quirinal  Hill 
federated  with  the  Palatine  Romans,  their  god 
Quirinus  continued  to  enjoy  a  separate  cult,  with  its 
flamen  and  its  priestly  college,  alongside  that  of  the 
Palatine  Mars,  from  whom  he  was  otherwise  undis- 
tinguishable.  Yet,  especially  in  very  early  times,  the 
Roman  intellect  seems  to  have  dimly  apprehended 
the  existence  of  an  all-pervading  World-principle. 
There  was  a  leaning  towards  monotheism,  or  rather 
pantheism,  and,  unlike  the  highly  individualized  and 
humanized  deities  of  the  Greeks,  the  old- Roman 
gods,  solemn,  dignified,  and  abstract,  appear  rather 
as  personalized  fragments  of  the  universal,  intangible 
Godhead.1 

The  religious  history  of  the  heathen  Roman  State 
is  susceptible  of  division  into  four  periods.  The  ori- 
ginal Latino-Sabine  system  of  the  first  period  com- 
bines with  the  pure  and  formless  Latin  nature- 
worship  the  ceremonial  said  to  have  been  introduced 
by  the  Sabine  Kings,  Titus  Tatius  and  Numa  Pom- 
pilius.  Characterized  by  simplicity,  exactness,  and 

1  See  Preller,  Romische  Mythologie,  i,  48,  54,  62  ff.;  cf.  Cic., 
De  Nat.  Deor.,  ii,  2,  25. 


OF  ROMAN  SOCIETY  23 

discipline,1  it  supplied  the  school  in  which  the  des- 
tiny of  the  young  nation  was  forged;  it  infused  the 
qualities  and  enforced  the  training  which  were  to 
carry  the  victorious  eagles  through  all  lands  from 
Scotland  to  Egypt. 

The  second  period  roughly  represents  the  space 
of  time  from  the  advent  of  the  Tarquins  to  the 
second  Punic  war.  It  coincides  with  extensive  po- 
litical and  commercial  expansion,  and  the  introduc- 
tion of  important  foreign  influences.  Accordingly, 
grafted  upon  the  old  Latin  and  Sabine  stock,  we 
find  Etruscan  growths,  and  Hellenic  elements,  ac- 
quired first  through  Etruria  (always  largely  recept- 
ive of  Greek  ideas),  and  later  by  direct  intercourse 
with  Greece  and  Greekish  colonies.  Chiefly  charac- 
teristic of  this  period  we  note : 

1.  The  multiplication  of  gods  and  cults,  the  direct 
or  indirect  result  of  conquest.    A  number  of  stranger 
gods  are  forcibly  removed  from  surrounding  cities, 
to  be  installed  as  minor  deities  at  Rome,  and  new 
cults  are  set  up  by  statesmen  and  generals  in  grati- 
tude for  political  and  military  successes.    Imported 
deities  were  called  Novensiles,  the  native  gods  being 
Indigetes. 

2.  Increasing  tendencies  to  splendour  and  display, 

1  Preller,  Romische  Mythologie,  i,  2 1 :  "  Die  jungen  Jahre  Roms 
wurden  in  eine  Zucht  getan,  welche  auf  die  Dauer  freilich  nicht 
befriedigen  und  noch  weniger  den  plebejischen  Neubiirgern  gefal- 
len  konnte,  aber  fur  den  Anfang  eine  ganz  vortreffliche  Schule 
jener  Gesinnung  war,  an  welche  wir  bei  Rom  und  den  Romern 
immer  zuerst  denken." 


24  THE  RELIGIOUS  BASIS 

corresponding  with  the  growing  wealth  of  the 
Roman  nobility,  and  the  gradual  promotion  of  the 
City  to  the  position  of  a  world-power.  Temples  and 
images,  almost  unknown  to  Pompilian  citizens,  now 
abound.  Religious  observances  become,  if  less 
serious,  much  more  spectacular,  being  usually  ac- 
companied by  elaborate  public  games  and  banquets. 

3.  To  the  simple  piety  of  the  former  age  suc- 
ceeds mysticism  and  an  increasing  disposition  to- 
wards sign-reading  and  occult  learning.  Etruscan 
haruspices  reinforce  the  Roman  augurs,  and  a  special 
college  —  duoviri  sacris  faciundis  —  admittance  to 
which  is  clamorously^demanded  by  plebeians,  guards 
and  on  occasion  interprets  the  Sibylline  Books. 

The  third  period,  from  the  Punic  wars  to  the  end 
of  the  Republic,  witnesses  the  almost  complete  dis- 
integration of  the  ancient  Latino-Sabine  religion  by 
foreign,  now  including  African  and  Asiatic,  elements. 
Faith  among  the  educated  -turns  to  scepticism,1  or 
at  best  surface-belief;  with  the  vulgar  it  encourages 
sloth,  and  the  grosser  forms  of  superstition.  Quintus 
Scaevola  (Consul,  659  u.c.)  openly  asserts  the  ex- 
istence of  a  double  religion,  the  one  rational  and 
philosophic  for  the  educated,  the  other  traditional 
and  superstitious  for  the  ignorant.  Sacral  learning 
is  neglected  and  largely  forgotten ;  candidates  for  the 
priestly  offices  are  elected  by  popular  vote,  obtained 

1  "  Among  the  educated  classes,"  says  Warde  Fowler  (R.  F., 
342),  "the  old  beliefs  were  being  eaten  away  by  the  acids  of  a 
second-hand  philosophy." 


OF  ROMAN  SOCIETY  25 

by  sedulous  canvassing  or  lavish  bribery;  the  prac- 
tices of  religion  subserve  the  intrigues  of  the  poli- 
tician, the  pastimes  of  the  frivolous,  and  the  amours 
of  the  lady  of  fashion.  To  the  general  mob  of  slaves, 
pauperized  townsmen,  foreign  adventurers,  idle  para- 
sites, and  crapulous  millionaires,  with  their  women- 
kind,  public  devotions  are  merely  pretexts  for  licence 
and  brutalities. 

In  the  fourth  or  Imperial  period,  the  centraliza- 
tion of  political  power  in  the  hands  of  one  man 
reacts  upon  the  religious  system.  The  City  cults  are 
indeed  celebrated  more  pompously  than  ever  by  an 
imposing  hierarchy,  enjoying  augmented  dignity 
and  emoluments;  but  gods  and  men  are  alike  abased 
before  Caesar,  the  focus  of  all  adoration  as  of  all 
temporal  power,  to  whom  even  Jupiter  must  hence- 
forth surrender  his  title  of  Optimus  Maximus.  As 
the  despotic  power  of  the  head  of  the  State  gradually 
discards  its  disguises,  so  the  devotion  paid  to  living 
and  dead  princes  becomes  more  exclusive,  more 
Oriental,  and  more  contemptible.  The  divorce  be- 
tween religion  and  ceremonial  is  now  absolute.  The 
spiritual  yearnings  of  the  few  must  be  confined 
within  doors.  The  system  must  run  its  course  until 
the  ground  is  cleared  for  the  advent  of  that  old-new 
faith,  once  dimly  perceived  in  Rome,  and  now  an- 
nounced by  a  despised  handful  of  Jews,  the  faith  of  a 
universal  morality,  enjoined  by  a  universal  Godhead. 

Of  these  four  periods,  only  the  first  two  fall  within 
the  limits  assigned  to  this  treatise,  and  in  the  brief 


26  THE  RELIGIOUS  BASIS 

review  we  are  able  to  give  them,  they  may  be  taken 
together. 

The  chief  public  deities  of  early  Rome  were  the 
war-god,  Mars-Quirinus,  and,  later,  Jupiter  (Dies- 
piter),1  the  latter  representing  the  civic  rather  than  the 
warlike  aspect  of  life.  Agreeably  with  the  old- Ro- 
man order  of  ideas,  which  consistently  subordinated 
force  to  law  and  military  to  civil  power,  Jupiter  and 
not  Mars  became  the  chief  god,  the  Stayer  of  the 
State,  and  its  champion  against  all  comers.  In  ac- 
cordance with  the  process  of  fission  common  to 
nearly  all  important  ancient  gods,  we  encounter 
Jupiter  with  many  suffixes  and  varied  qualities. 
Roman  statecraft  was  quick  to  recognize  the  im- 
portance of  specially  identifying  with  itself  the  most 
esteemed  deity  of  Central  Italy.  A  seeming  religious 
consecration  of  Rome's  hegemony  over  Latium  had 
been  afforded  by  its'  presidency  (after  the  over- 
throw of  Alba)  over  the  immemorial  cult  of  Jupiter 
Latiaris,  the  common  patron  of  the  federated  Latin 
cities.  Jupiter  in  another  form  soon  throned  as 
Optimus  Maximus  upon  the  Capitol,  his  consort, 
Juno,  to  the  left,  his  daughter,  Minerva,  to  the  right.2 

1  The  old  Latin  Mars  was,  however,  a  god  of  vegetation,  and 
non-militant.    Jupiter  (Diespiter)  contracted  from  Jovis  (Diovis) 
and  pater.    His  worship  at  Rome  probably  only  dates  from  the 
absorption   of  the   Esquiline   into   the   Palatine   City  (Bouche- 
Leclerq,  Manuel,  488). 

2  Images  and  temples  were  scarcely  known  in  the  earliest  age 
of  Rome.    Most  worships  took  place  in  woods  and  groves,  and 
various  trees  were  dedicated  to  certain  gods,  as  the  oak  to  Jupiter 
(Livy,  i,  10).   The  association  with  Jupiter  of  Juno  and  Minerva 


OF  ROMAN  SOCIETY  27 

Jupiter  Stator  was  installed  upon  the  Palatine.  The 
chief  festivals  were  sacred  to  him,  and  he  was  pre- 
sumed to  preside  in  the  vacant  seat  of  honour  beside 
magistrates  and  senators  over  the  solemn  public 
feasts.  He  was  the  guardian  of  international  law 
and  guest-right.  No  foreign  war  could  be  under- 
taken which  had  not  been  justified  to  Jupiter  by  the 
solemn  declaration  of  the  enemy's  wrong,  and  refusal 
to  redress  it.  When  a  victorious  army  returned,  its 
entry  was  a  religious  ceremonial  in  his  honour.  The 
general  to  whom  a  triumph  was  accorded  by  his 
countrymen  borrowed  the  attributes  of  Jupiter,  not 
from  pride  but  in  token  that  to  the  god  belonged 
the  victory;  and  to  Jupiter  were  dedicated  the  Spolia 
opima,  when  a  Roman  commander  had,  with  his 
own  hand,  slain  and  stripped  the  hostile  leader. 

Constantly,  though  not  exclusively,  associated 
with  Jupiter,  is  the  notion  of  Light,  allied  to  the  no- 
tion of  Truth  and  Rectitude.1  The  days  of  the  full 
moon  were  sacred  to  Jupiter  Lucetius.  To  a  people 
so  largely  addicted  to  rustic  pursuits,  he  naturally  pre- 
sented himself  as  a  patron  of  agriculture,  of  the  crops 
and  vintages,  and  therefore  closely  associated  with 

was  borrowed  later  from  Greece  through  Etruria,  where  the  three 
deities  were  known  respectively  as  Tinia,  Uni,  and  Menrfa. 
Marriage  and  propagation  could  hardly  be  attributed  to  the  early 
Latin  and  Roman  gods,  before  the  primaeval  religion  had  suc- 
cumbed to  the  influence  of  Greek  ideas. 

1  Good  and  Evil  seem  with  all  nations  to  be  bound  up  with 
the  ideas  of  Light  and  Darkness,  e.g.,  the  light  of  Heaven,  the 
Prince  of  Darkness.  Similarly,  Right  seems  always  associated 
with  straightness,  and  Wrong  with  its  opposite. 


28  THE  RELIGIOUS  BASIS 

meteorological  manifestations.1  But  as  every  prin- 
ciple may  be  viewed  under  different  aspects,  the  great 
god  himself  had  a  maleficent  side,  and  the  Romans 
scrupled  not  to  adore  Ve-diovis,  the  Evil  Jove.2 

Besides  their  principal  deities,  the  Romans  sacri- 
ficed to  gods  of  the  Tiber,  the  harbour  and  sea 
(after  the  possession  of  the  seaport  Ostia  had  opened 
the  commercial  waterway),  woods,  and  springs.  The 
Dii  Termini  were  gods  of  the  landmarks,  which  so 
many  peoples  have  concurred  in  regarding  as  pe- 
culiarly sacred.3  Numberless  abstractions  derived 

1  The  different  points  of  view  from  which  most  natural  pheno- 
mena are  capable  of  being  regarded,  and  the  independent  ob- 
servations of  different  tribes,  or  groups  of  tribes,  partly  account 
for  the  extraordinary  confusion  of  ideas  which  strikes  us  at  every 
turn  in  the  ancient  mythology.    The  like  natural  phenomenon  or 
principle  may  be  worshipped  by  different  peoples  under  dissimilar 
names,  and  different  phenomena  or  principles  are  equally  sus- 
ceptible  of  being   worshipped  under  the  same  name.     Jupiter 
Pluvius  and  Jupiter  Tonans  might  be  regarded  as  one  and  the 
same,  and  even   Jupiter  Capitolinus  might  be   imperfectly  dis- 
sociated from  Jupiter  Stator  (on  the  Palatine);  but  there  can  have 
been  little,  if  any,  connection,  in  the   minds  of  the  ancients, 
beyond  the  abstraction  of  the  universal  Godhead,  between  the 
first  pair,  originating  in  the  play  of  natural  forces,  and  the  second, 
carrying  a  purely  political  significance. 

2  Mommsen,  Romische  Geschichte,  i,  163.    Preller,  Romische 
Mythologie,   i,   264,   recognizes  in  Ve-diovis  merely  a  youthful 
Jupiter,  who  was  likewise  regarded  as  a  sun-god,  and,  in  a  country 
like  Latium,  not  unnaturally  associated  with  epidemics  at  certain 
seasons.    His  temple,  between  the  two  summits  of  the  Capitoline 
Hill,  was  an  asylum  for  outlaws  who  had  fled  from  justice. 

3  "  Cursed  be  he  that  removeth  his  neighbour's  land-mark " 
(Deut.,  xxvii,  17). 


OF  ROMAN  SOCIETY  29 

from  everyday  pursuits  and  events  were  personified 
and  deified:  Satunus  represented  the  seed-time, 
Census  and  the  goddess  Ops  the  harvest,  Ceres, 
plenty,  the  Mater  matuta,  child-bearing.  Abstraction 
even  went  the  length  of  imagining  a  Janus  as  god 
of  the  Morning  and  of  all  Beginning,  and  dedicating 
temples  to  the  Public  Conscience  (Fides  Populi 
Romani)  and,  later,  to  notions  like  Fever  and  Mis- 
fortune. Janus  (Dianus,  masculine  of  Diana  =  Luna, 
the  moon)  was  originally,  like  Jupiter,  pre-eminently 
a  light  or  life-giving  god.  His  temple  was  closed 
in  time  of  peace  and  open  during  war,  for  what 
reason  is  not  clear.  His  double  face  was  retro- 
spective of  the  bygone,  and  prospective  of  the  com- 
ing year.  As  god  of  the  Beginning,  Janus  seems  to 
have  been  always  mentioned  first  in  the  invocations 
to  the  deities  (Livy,  viii,  9),  but  March,  not  January,1 
was  for  centuries  the  first  month  of  the  Roman  year. 
As  every  family  had  its  domestic  hearth  (vesta), 
so  was  Vesta  the  hearth  of  the  city,  upon  which 
six 2  chaste  virgins  maintained  the  sacred  fire.  After 
thirty  years  of  service  they  were  entitled  to  retire 
into  private  life  and  marry ;  but  usually  preferred  to 
retain  the  amenities  of  a  highly  privileged  position. 
They  were  exempt  from  patria  potestas  and  tutelage 
(though  subject  to  disciplinary  control  of  the  ponti- 
fex  maximus)  and  could  freely  hold  property  and 

1  It  is  uncertain  whether  January  was  named  after  Janus  (Warde 
Fowler,  Roman  Festivals,  33,  99). 

2  In  earliest  times,  four  only. 


30  THE  RELIGIOUS  BASIS 

dispose  of  it  by  mancipation  or  testamentary  dis- 
position. They  had  the  privilege  of  driving  within 
the  City  walls,  of  being  preceded  by  lictors  like  high 
officers  of  State,  and  of  liberating  any  condemned 
criminal  who  accidentally  crossed  their  path.  Like 
the  Family,  too,  the  City  had  its  Lares  and  Penates, 
tutelary  deities  of  mysterious  powers,  whose  names 
must  never  be  disclosed,  lest  an  enemy,  by  specious 
promises  or  magic  spells  and  incantations,  should 
seduce  them  from  the  City  to  its  undoing.  For,  not- 
withstanding their  abstract  character,  the  gods  of  a 
city  were  susceptible  of  the  temptation  of  bribes, 
the  coercion  of  a  magic  formula,  and,  when  repre- 
sented by  material  images,  of  bodily  capture  like 
any  other  citizen.  When  Rome  was  sacked  by  the 
Gauls,  the  Roman  gods  found  hospitality  with  the 
citizens  of  Caere.  Every  city  of  antiquity  bore 
two  names,  the  one  being  that  known  to  the  world, 
whilst  the  other  and  true  appellation  remained  a 
closely  kept  secret,  lest  the  city's  enemies  should 
find  means  to  work  charms1  against  it.2  Niebuhr 
believed  the  secret  name  of  Rome  to  have  been 
Ouirium.  The  traffickings  with  the  frail  gods  of 
Veii  are  well  known,  and  many  Jupiters  and  Junos 
have  been  removed  from  vanquished  cities,  to  be  ad- 
mitted among  the  inferior  deities  of  Rome,  whilst  their 
whilom  votaries  swelled  the  ranks  of  the  Roman  plebs. 

1  There  is  a  fundamental  difference  between  the  Priest  and  the 
Magician.   The  former  serves  his  gods,  the  latter  masters  them. 

2  Macrobius,  Sat.,  iii,  9. 


OF  ROMAN  SOCIETY  31 

At  the  head  of  the  Roman  hierarchy  stood,  in  the 
regal  period,  the  King  (Rex).  In  republican  times, 
the  priestly  office  of  rex  sacrorum  was  nominally  the 
most  exalted,  and  actually  the  least  significant. 
Next  in  official  rank  to  that  shadowy  dignitary  were 
the  three  flamines  majores,  ministering  respectively 
to  Jupiter,  Mars,  and  Quirinus,  as  did  the  rex 
sacrorum  to  Janus.  Chief  of  the  flamines  was  that 
of  Jupiter,  the  flamen  Dialis,  of  whom  it  was  re- 
quired that  he  must  be  married  in  first  wedlock,  his 
wife  being  priestess  to  Juno,  and  whom  widower- 
hood  disqualified  from  continuance  in  office.  The 
priests  of  the  lesser  gods  were  flamines  minores, 
and  theirs  were  the  first  of  the  sacred  offices  to  fall 
to  the  pretensions  of  the  plebeians.  Last  in  dignity, 
but  politically  far  the  most  powerful,  was  the  pontifex 
maximus.  He  appointed  and  exercised  disciplinary 
power  alike  over  rex  sacrorum,  flamines,  and  vestals. 
His  decision  was  invoked  in  all  matters  touching 
public  worship,  his  verdict  was  decisive  of  the 
legitimacy  or  illegitimacy  of  marriages,  and  his 
political  importance  may  be  judged  by  the  obstinacy 
with  which  the  patricians  contrived  to  retain  the 
office  in  the  hands  of  their  order  for  many  years 
after  the  lex  Ogulnia  had  nominally  opened  it  to 
plebeians.  With  him  wras  associated  a  college  con- 
sisting of  four  (after  454  u.c.  of  eight) 1  pontifices 
("bridge-builders,"  or  possibly  "road-makers"),2  a 

1  Sulla  raised  the  number  to  fifteen,  and  there  were  many  later 
variations.  2  Cf.  Clark,  Early  R.  L.,  56. 


32  THE  RELIGIOUS  BASIS 

pre- Roman,  originally  lay  institution  of  engineers, 
whose  avocations  encouraged  the  habit  and  facility 
of  calculation,  draughtsmanship,  and  writing.  Ac- 
cordingly, the  pontiffs,  under  the  direction  of  their 
president,  regulated  the  calendar  (though  with  very 
moderate  success),  appointed  the  dates  of  public 
feasts,  announced  the  days  upon  which  public  busi- 
ness might  lawfully  be  transacted,  guarded  most  of 
the  archives,  kept  the  City  annals,  and  exercised  a 
general  supervision  over  public  ritual. 

With  the  flamen  Martialis  and  flamen  Quirinalis 
were  associated  colleges  of  twelve  under-priests, 
salii  (leapers  or  dancers).1  Each  curia  had  its  special 
altar,  priesthood,  and  religious  observances  under 
the  care  of  a  curio  maximus.  There  were  many  less 
important  associations  or  brotherhoods,  of  imme- 
morial antiquity  and  obscure  origin,  as  the  Luperci, 
who  administered  the  cult  of  the  Palatine  Faunus; 
the  Titii,  who  celebrated  the  memory  of  the  king 
from  whom  they  derived  their  name;  the  Fratres 
Arvales,  who  sacrificed  each  year  to  Dea  Dia.  Some 
of  these  institutions  had  originally  belonged  to  par- 
ticular gentes  prior  to  the  formation  of  the  City, 
as  the  Luperci  of  the  Fabian  and  the  Ouinctilian 
gentes.  Trade  guilds  had  their  peculiar  tutelary 
gods  and  festivals,  as  the  smiths,  who  adored  Vulcan 
and  celebrated  the  volcanalia. 

Two  priests,   duoviri   sacris  faciundis  (increased 
387  u.c.  to  ten,  of  whom  half  were  required  to  be 
1  Varro,  De  L.  L.,  v,  85. 


OF  ROMAN  SOCIETY  33 

plebeians)  kept  the  mystic  Sibylline  Books,  which 
were  consulted  in  times  of  crisis  when  grave  danger 
threatened  the  State.  Generally  speaking,  the  oracle 
demanded  the  establishment  of  some  new  cult  or  cere- 
monial. 

The  Fetiales,  under  a  chief  called  pater  patratus, 
were  specially  associated  with  the  cult  of  Jupiter, 
and  fulfilled,  though  in  a  sacerdotal  character,  the 
functions  now  usually  discharged  by  a  Foreign 
Office.  All  diplomatic  intercourse  with  foreign  gov- 
ernments fell  within  their  department.  They  pro- 
tected the  interests  of  nationals  who  had  suffered 
wrong  at  the  hands  of  alien  States  or  subjects,  bar- 
gained for  the  amount  of  compensation,  or  the  noxal 
surrender  of  the  offender,  negotiated  treaties,  and 
notified  declarations  of  war.  The  institution  was  of 
immemorial  age  and  common  to  all  Italic  peoples. 

In  Rome,  the  distinction  between  priestly  offices, 
properly  so-called,  and  divination,  or  the  science  of 
consulting  the  gods,  was  always  maintained  well  in 
view.  The  augurs  and  haruspices  were,  like  the  pon- 
tifices,  inferior  in  rank  to  the  flamines.  They  were 
not  necessarily  inspired  by  the  gods.1  The  auspices 
constituted  an  independent  administrative  depart- 
ment, and,  indeed,  may  have  originated  in  the  dis- 
charge of  purely  secular  duties  during  the  remote  ages 
of  the  Aryan  migration.2  The  augurs  (from  avis  and 
garrio)  interpreted  the  flights  (or  cries)  of  birds  as 

1  Cicero,  De  Div.,  i,  49. 

2  Ihering  (Vorgeschichte)  propounds  some  ingenious  theories 

D 


34  THE  RELIGIOUS  BASIS 

manifestations  of  the  heavenly  will.  Etruria  was 
apparently  the  classical  home  of  the  allied  science  of 
the  haruspices,  whose  prognostications  were  founded 
upon  an  examination  of  the  entrails  of  slaughtered 
animals.  Wild  birds  and  sacrifices  were  not  alone 
in  furnishing  hints  for  the  guidance  of  mortals. 
A  Roman  army  would  be  accompanied  by  sacred 
chickens,  whose  appetite,  or  want  of  it,  determined 
the  course  of  a  campaign.  The  habit,  from  which 
Roman  soldiers  never  departed,  of  intrenching  their 
camp,  even  though  pitched  for  a  single  night  only, 
may  be  ascribed  to  their  fear  of  being  forced  to  fight 
at  a  time  when  the  auspices  were  unfavourable. 
The  defeat  and  death  of  Flaminius  was  attributed 
to  the  neglect  of  the  warnings  conveyed  by  the  re- 
fusal of  poultry  to  eat,  and  other  confirmatory  signs. 
No  public  business  could  be  transacted  without 
having  first  consulted  the  gods,1  and  the  high- 
est offices  of  State  were  resigned  upon  the  dis- 
covery of  a  defect  in  the  auspices  at  the  time  of 
installation.2  Dreams  were  regarded  as  inspired 
from  above.3  Lightning  would  be  variously  inter- 
preted according  to  the  direction  whence  it  came.4 
Every  momentous  event  was  heralded  by  prodigies, 
as  when  a  mule  was  delivered  of  a  colt,5  the  statues 

concerning  the  non-religious  origin  of  the  auspicia.  But  his  ex- 
planation of  the  origin  of  the  vestal  virgins  seems  far-fetched. 

1  Cicero,  De  Div.,  i,  16;  Livy,  i,  36. 

2  Livy,  iv,  7;  v,  17.     Cicero,  De  Nat.  Deo.,  ii,  4. 

3  Cicero,  De  Div.,  i,  2,  20,  26.      4  Ibid.,  ii,  18.     5  Ibid.,  ii,  22. 


OF  ROMAN  SOCIETY  35 

of  gods  were  covered  with  sweat,  or  there  fell  a  rain 
of  blood.1  Vergil  describes  the  terrible  portents  of 
the  night  preceding  the  assassination  of  Caesar,2 
who,  had  he  lived  a  few  centuries  earlier,  would 
assuredly  have  heeded  the  premonitions  of  nature 
and  the  adverse  auguries,  so  far  as  they  were  not 
imagined  after  the  event. 

In  all  transactions  with  the  gods  scrupulous  at- 
tention was  paid  to  form,  and  frequently  a  cere- 
mony was  repeated  many  times  in  succession  to 
ensure  that  nothing  was  omitted.  Conversely,  the 
gods  were  held  to  the  strict  letter  of  the  bargain, 
however  violated  in  the  spirit.  In  addressing  most 3 
of  the  deities  the  worshipper  covered  his  head. 
Conversation  with  the  unseen  world  was  only  to 
be  entered  upon  with  a  calm  and  serene  mind, 
and  a  body  free  of  disorder.  No  person  with  any 
physical  blemish  was  eligible  for  the  priesthood. 
A  sore  or  scab  disqualified  an  augur  until  healed, 
and  the  innumerable  disabilities  of  a  flamen  Dialis 
(who  was  forbidden  to  touch,  among  other  things,  a 
horse,  raw  meat  or  beans,  and  dared  not  even  name 
a  dog  or  goat)  must  have  seriously  detracted  from 
his  enjoyment  of  office. 

Family  Religion. 

The  desire  to  propagate  is,  next  to  hunger,  the 
most  active  impulse  in  every  department  of  animal 

1  Cicero,  De  Div.,  ii,  27.  2  Georg.  I. 

3  Plutarch,  Q.  R.,  10,  n,  13. 


36  THE  RELIGIOUS  BASIS 

life,  and  only  under  the  influence  of  a  highly  arti- 
ficial civilization  are  considerations  of  prudence 
occasionally  permitted  to  override  it.  But  the  yearn- 
ing for  offspring  was  intensified  in  ancient  peoples 
by  almost  equally  powerful  external  pressure.1  Two 
tenets  of  belief,  which  the  founders  of  Rome  brought 
with  them,  were  perhaps  as  old  as  human-kind; 
firstly,  that  the  spirits  of  the  dead,  the  Lares  and 
Penates,  could  and  did  direct  for  good  or  evil  the 
fate  of  the  living,  and,  secondly,  that  they  were  largely 
subject  to  the  same  needs  as  living  mortals,  upon 
whom  they  were  helplessly  dependent  for  the  assuage- 
ment of  hunger  and  thirst,  and  other  ministrations 
necessary  for  their  happiness  in  the  lower  world. 

There  was  no  "  better  land "  for  the  ancients, 
unless  after  death  they  became  gods.  The  expecta- 
tion of  the  vast  majority  was  to  repose  in  a  tomb,  to 
which  they  would  be  committed  with  due  performance 
of  the  rites,  their  wants  being  ministered  to  by  period- 
ical sacrifices  of  survivors.  If  the  latter  neglected  to 
provide  for  proper  interment  and  for  the  regular 
offerings,  sanctified  by  the  practice  of  ages,  the  for- 
lorn spirit  of  the  dead  man  was  condemned  to  roam 
upon  earth,  an  unhappy  and  malevolent  demon,  who 
wreaked  vengeance  upon  the  living  by  spreading 
disease,  by  causing  cattle  to  stray  and  crops  to  fail.2 

1  Men   would   pray  and   sacrifice   for  whole  days   that   their 
children  might  survive  them  (Cic.,  De  Nat.  Deor.,  ii,  28). 

2  More  backward  peoples  (e.g.,  German  tribes)  would  bury  with 
a  dead  man  his  principal  and  more  necessary  movable  belongings 


OF  ROMAN  SOCIETY  37 

To  insure  against  such  a  calamity  was  the  uni- 
versal desire,  and  every  man  was  expected  to  pro- 
vide in  his  lifetime  a  successor  upon  whom  would 
unmistakably  devolve  the  duty  --  enforceable,  if 
necessary,  by  the  central  authority — of  attending  to 
the  sacra.  That  a  father  should  look  to  his  own 
children  to  fulfil  the  office  is  what  we  expect  to  find. 
But  then  it  became  necessary  to  be  quite  certain  who 
were  the  children.  Such  certainty  could  only  be  se- 
cured in  ordered  married  life,1  the  outward  sign  of 
which  was  the  nuptial  ceremony,  whereby  the  wife 
became  detached  from  her  natural  family  to  enter 
her  husband's.  Hence  the  peculiar  sanctity  of  the 
marriage  tie  in  early  Rome,  the  reservation  of  the 
sacra  (and  the  inheritance)  to  children  born  in  law- 
ful wedlock,  the  prohibition  of  celibacy,  and  the 
importance  attached  to  female  chastity. 

Not  all  children  were  equally  eligible  to  perform 
the  sacra  to  the  manes  of  their  ancestors.  Daugh- 

— slaves,  weapons,  horses,  food,  etc.    But  this  can  only  have  been 
usual  in  the  case  of  wealthy  and  important  men. 

1  The  only  legitimate  conjugal  union  known  to  Romans  and 
modern  Europeans,  though  not  necessarily  non-existent,  must 
have  been  of  rare  occurrence — the  result  of  environment,  not 
inclination — among  primitive  peoples.  Monogamy  was  favoured 
by  patriarchism,  as  patriarchism  was  favoured  by  a  pastoral  life, 
tending,  where  pasture  is  scanty,  to  isolate  individual  families. 
Ihering  (Vorgeschichte,  p.  63)  holds  that  matriarchate  had  dis- 
appeared from  Aryan  institutions  before  the  great  westward  wan- 
dering. Caesar,  however  (De  Bello  Gall.,  v,  14),  asserts,  though 
one  is  reluctant  to  believe,  the  existence  of  polyandry  among 
Ancient  Britons. 


38  THE  RELIGIOUS  BASIS 

ters,  by  marrying,  were  held  to  break  all  sacred  con- 
nection with  their  natural  family,  since  to  belong  to 
two  families  was  deemed  inadmissible.  There  was 
probably  another  reason  for  placing  daughters  upon 
a  footing  different  from  that  of  the  sons ;  it  seems  to 
have  been  the  belief  of  the  ancient  Aryans  that  the 
power  of  generation  was  with  males  exclusively1 — 
the  female  serving  merely  as  a  passive  instrument  or 
incubator — that  the  blood  of  the  father,  and  his 
alone,  rolled  in  the  veins  of  his  child.  Thus  cogna- 
tion, or  relationship  through  females  (I  use  the  word 
in  its  narrower  sense),  counted  for  very  little.  To 
the  sons  of  the  same  father  (possibly  at  one  time  to 
the  eldest  son  only)  fell  the  duty  of  performing  the 
sacrifices  to  him  and  their  remoter  ancestors. 

Private  Religion  centred  in  the  Home.2  The 
citizen's  house  was  not  so  much  his  Castle  as  his 
Chapel,  which  not  even  the  officers  of  the  State,  in 
the  execution  of  their  duty,  dared  to  desecrate  by 
violent  entry.  Probably  the  deceased  members  of 
the  family  were  at  first  interred  in  the  plot  of  ground 
upon  which  the  house  stood,  and  to  this  circumstance 
has  been  ascribed  the  origin  of  exclusive  ownership 
of  land — with  what  right  I  cannot  determine.  For 
obvious  reasons,  the  custom  cannot  have  generally 
prevailed  for  very  long  in  the  growing  city,  though 
some  of  the  older  families  contrived  to  retain  the 
privilege.  The  practice  of  cremation  arose  at  a  very 

1  F.  de  Coulanges,  Cite  Antique,  p.  38. 

*  Cicero,  Pro  domo  sua,  41;  Val.  Max.,  iv,  3,  14. 


OF  ROMAN  SOCIETY  39 

early  period;  and  the  XII  Tables  speak  of  burying 
and  burning  the  dead  as  if  both  were  usual  at  the 
time.  No  creditor  could  seize  his  debtor's  house  to 
satisfy  his  claim,  and  when  a  criminal  paid  the  ex- 
treme penalty,  forfeiting  life  and  property,  his  habita- 
tion was  not  confiscated,  but  razed  to  the  ground. 

Each  house  contained  its  hearth  or  altar  (vesta, 
ara,  or  focus)  upon  which  the  sacred  fire  was  main- 
tained. To  have  put  this  fire  to  any  domestic  use 
would  have  desecrated  it;  nor  was  every  kind  of 
fuel  suitable  to  feed  it.  Prayers  and  devotions  were 
regularly  offered  before  it  at  least  twice  in  the  day. 
Once  a  year,  on  the  ist  of  March  (New  Year's  Day 
with  the  early  Romans)  the  fire  was  extinguished, 
and  forthwith  rekindled  with  prescribed  rites  and 
solemnities,  at  which  the  whole  family  assisted  under 
the  presidency  of  the  paterfamilias  and  his  wife.  It 
is  extremely  probable1  that  there  was  an  intimate 
connection  between  the  altar  rites  and  the  cult  of  the 
house  Lares,  that  the  adoration  of  the  fire,  the 
emblem  of  purity  as  the  ancients  understood  it,  was 
but  an  adjunct  of  the  worship  addressed  to  the 
ancestral  deities.  The  altar  being  the  symbol  of  the 
domestic  Providence,  its  loss  or  defilement  was  the 
greatest  misfortune  that  could  overtake  the  family, 
and  "  pro  aris  et  focis  "  was  the  expression  used  by 
the  Romans  to  signify  that  their  all  was  at  stake. 

It  is  impossible  to   estimate  at  what  epoch  the 

1  F.  de  Coulanges,  Cite  Antique,  29.    Contra,  Ihering,  Vorge- 
schichte,  348. 


40  THE  RELIGIOUS  BASIS 

belief  in  the  virtue  of  the  house-altar,  the  imminence 
of  the  ancestors'  presence,  the  reality  of  their  material 
needs,  the  efficacy  of  their  protection  and  their  power 
for  mischief,  began  to  decline  as  living  articles  of 
faith.  The  ritual  itself  had  hardened  into  a  rule  of 
life  which  left  its  impress  upon  the  legislation  of 
more  advanced  ages,  and  through  sheer  force  of  habit 
continued  to  be  obeyed  even  when  the  strength  of 
belief  had  almost  entirely  spent  itself.  Enormous 
inconvenience  must  have  been  entailed  by  a  private 
cult  demanding  the  unfailing  and  unremitting  atten- 
tion of  particular  persons  at  one  fixed  spot.  Yet, 
long  after  the  substance  of  faith  had  disappeared, 
its  outward  forms  and  trappings  commanded  the 
uncomprehending  respect  of  the  successive  genera- 
tions whom  they  puzzled  and  plagued. 

It  must  be  admitted  that  the  religion  professed 
and  practised  by  the  Romans  was  not  of  the  highest 
order.  It  was  characterized  by  a  formalism  pedantic 
to  the  verge  of  puerility.  Founded  primarily  upon 
material  considerations,  adoration  both  of  nature  and 
ancestors  was  largely  the  outcome  of  the  votary's 
fear,  rather  than  the  veneration  of  the  humble  and 
contrite  heart  seeking  spiritual  communion  with  the 
Higher  Power.  Primus  in  orbe  deos  fecit  timor. 
There  was  no  place  for  the  Christian's  noblest 
ideal — the  ideal  of  an  infinitely  wise  and  good  All- 
Father,  to  whom  all  men  are  equally  his  children, 
and  whose  solicitude  disdains  not  even  the  brute 


OF  ROMAN  SOCIETY  41 

creation.1  There  was  no  place  for  the  doctrine  of 
after-life  reward  and  retribution ;  the  Hereafter  de- 
pended not  upon  a  man's  own  conduct,  but  upon  the 
diligence  of  descendants  who  attended  to  the  sacra. 
Piety,  in  Roman  eyes  the  foundation  of  all  moral 
excellence,  meant  little  more  than  the  respect  paid 
to  the  memory  of  the  dead.  Virtue  was  synonymous 
with  valour,  the  quality  pre-eminently  requisite  for 
the  defence  of  State  and  house,  gods  and  altar 
against  external  enemies.  At  first  sight  a  low  religion 
indeed;  but  it  was  a  religion  adapted  to  the  times, 
with  some  positive  and  negative  advantages  of  its 
own  which  modern  Europeans  have  secured  only  at 
the  price  of  centuries  of  strife  and  suffering.  It  per- 
mitted as  perfect  a  civil  liberty  as  the  ancients  could 
aspire  to,  and  whilst  developing  the  best  qualities 
then  attainable  to  mankind,  discountenanced  the 
worst  features  of  the  yet  older  barbarian  worship. 

i.  It  left  public  and  private  life  free  from  the 
curse  of  sacerdotal  tyranny.  At  no  time  was  pagan 
Rome  a  priest-ridden  community.  The  civil  power 
was  as  supreme  in  Rome  as  in  the  most  enlightened 
of  modern  States.  Like  the  soldier,  the  priest  and 
the  augur  were  by  the  Constitution  unequivocally 

1  Luke,  xiv,  5 :  "  Which  of  you  shall  have  an  ass  or  an  ox  fallen 
into  a  pit,  and  will  not  straightway  pull  him  out  on  the  Sabbath 
day?  "  Matthew,  x,  29:  "  Are  not  two  sparrows  sold  for  a  farthing? 
And  one  of  them  shall  not  fall  on  the  ground  without  your 
Father."  Similarly  the  Kuran:  "Do  they  look  up  at  the  birds 
flapping  their  wings?  None  supporteth  them  but  the  Merciful: 
verily  he  seeth  all." 


42  THE  RELIGIOUS  BASIS 

subordinated  to  the  Magistrate,  and  indirectly  to 
the  People.  The  sacerdotal  order  was  not  a  body 
of  fanatics  ardent  to  convert  the  world  with  fire 
and  sword,  nor  a  privileged  caste  cut  off  from  the 
generality  of  the  nation,  and  ambitious  solely  for 
the  aggrandizement  of  its  own  estate.  Apart  from 
the  respect  due  to  their  functions,  priests  and  augurs 
personally  claimed  no  special  place  in  the  scheme 
of  government.  Nor  was  the  priestly  office  cal- 
culated, in  private  life,  to  inspire  extravagant  awe 
in  the  plain  paterfamilias  who,  as  the  central  figure 
of  his  own  family  circle,  himself  daily  discharged 
quasi-sacerdotal  duties.  Undistinguished  from  his 
fellow  citizens  when  not  actually  officiating  in  his 
sacred  capacity,  the  priest  deliberated  in  the  Senate, 
voted  in  the  comitia,  fought  in  the  field,  cultivated 
his  property,  transacted  business,  and  brought  up 
his  family. 

2.  Proscriptions  for  heresy  are  necessarily  absent 
from  a  community  where  all  religions  are  considered 
"  by  the  people  as  equally  true,  by  the  philosopher 
as  equally  false,  and  by  the  magistrate  as  equally 
useful."  l  Each  family  guarded  the  ceremonial  of  its 
own  private  cult  as  an  institution  independent  of  the 
State.  Each  city,  whilst  worshipping  its  own  gods, 
not  only  recognized  those  of  other  cities,  but  even 

1  Gibbon,  Decline  and  Fall  of  the  Roman  Empire,  i,  c.  2. 
But  such  philosophers  had  scarcely  begun  to  exist  in  Rome  in 
the  epoch  under  notice,  when  the  families  and  cities  were  content 
to  take  their  own  and  each  other's  gods  upon  trust. 


OF  ROMAN  SOCIETY  43 

occasionally  competed  for  their  favours.  A  broad 
spirit  of  tolerance  characterized  the  public  religion, 
and  in  Imperial  times  the  Roman  pro-consul  or 
legate  in  the  provinces  would  courteously  sacrifice 
upon  the  altar  of  the  local  god  whose  community 
the  fortunes  of  war  had  brought  under  Roman  rule. 
Uncompromising  Monotheism  has,  unfortunately, 
always  tended  towards  intolerance,  and  religious 
persecution,  properly  so  called,  remained  unknown 
only  exactly  so  long  as  Rome  remained  pagan. 
Political  expediency,  indeed,  might  occasionally 
attempt  the  suppression  of,  or  conveniently  divert 
public  indignation  to,  a  small  sect  which  had  osten- 
tatiously sundered  itself  from  the  rest  of  mankind; 
but  the  motives  which  condemned  Christians  to  the 
torch  or  the  lions  had  nothing  in  common  with  those 
which  organized  the  Inquisition,  and  lighted  the 
fires  of  Smithfield.1 

3.  Whilst  the  Romans  of  the  regal  and  Repub- 
lican ages  had  not  yet  entered  upon  the  era  of 
religious  persecutions,  they  had  outgrown  those  per- 
secutions— no  less  terrible,  though  voluntarily  suf- 
fered— which  marked  the  majority  of  barbarian,  and 
disgraced  even  some  of  the  civilized  cults  of 
antiquity.2  Animal  blood,  indeed,  flowed  at  most, 
though  not  at  all,  rites,  but  beyond  the  killing  of  the 
sacrificial  victim,  wanton  suffering  to  man  or  beast 
was  avoided  by  a  people  which  had  not  yet  learned 

1  Cf.  Bryce,  Studies,  i,  53  ff. 
E.g.,  the  Moloch-worship  of  Carthage. 


44  THE  RELIGIOUS  BASIS 

to  love  cruelty  for  its  own  sake.  It  is  probable  that 
among  Aryan  societies  the  custom  of  human  sacri- 
fice, infrequent  with  pastoral  and  patriarchal  groups, 
developed  later  with  the  increasingly  militant  aspect 
of  life.  It  is  to  their  credit  that  the  Romans,  amid 
constantly  warlike  surroundings,  contrived  to  throw 
off  habits  which  long  continued  to  form  an  integral 
part  of  the  rites  of  other  nations.  The  ver  sacrum, 
or  offering  of  all  children  and  animals  to  be  born  in 
the  ensuing  spring,  or  later,  still  survived  as  an  ex- 
pedient for  averting  the  wrath  or  enlisting  the  sym- 
pathy of  the  deities  in  times  of  exceptional  trouble  and 
perplexity.1  But  as  an  alternative  to  their  immolation, 
the  babies  were  allowed  to  grow  to  the  age  of  self- 
maintenance,  and  were  then  sent  out  of  the  com- 
munity to  wander  whither  the  gods  might  direct, 
and  if  favoured  by  them  to  found  new  cities.  And 
already  in  comparatively  early  times  such  emergency 
offerings  appear  to  have  been  confined  exclusively  to 
animal  firstlings.'2  Traces  of  primordial  institutions 
involving  human  sacrifice  are  indeed  found  in  the 
earlier  Roman  rites.  Before  Jus  had  become  dif- 
ferentiated from  Fas  and  Crime  from  Sin,  the  male- 
factor was  scourged  to  death,  or  hurled  from  the 
Tarpeianrock,  not  because  he  had  transgressed  against 
society,  but  because  an  offence  against  the  divine 
law  could  only  be  purged  by  a  sacrifice  to  the  out- 

1  Festus,  Ver  Sacrum;  Smith's  Dictionary  of  Antiquities ;  Ihe- 
ring,  Vorgeschichte,  311  ff. 

2  Livy,  xxii,  10. 


45 

raged  gods.  But  although  in  the  case  of  specific 
iniquities  the  devotion  of  the  evil-doer  himself  was 
regarded  as  the  proper  and  natural  expiation,  the 
wrath  of  the  gods  could  be  appeased,  or  their  active 
co-operation  secured,  by  the  voluntary  self-immola- 
tion of  one  or  more  brave  and  patriotic  citizens. 
The  ill-boding  chasm  in  the  heart  of  the  City  closed 
for  ever  when  Curtius  leapt  into  it;  and  more  than 
once  did  a  Roman  leader  snatch  a  doubtful  victory 
by  braving  not  only  the  ordinary  death  on  the  battle- 
field, but  the  terrors  of  an  unknown  fate  beyond  the 
grave.1  The  savage  ancient  custom  survived  as  a 
sanction  of  public  morality,  or  an  incentive  to  the 
sublimest  of  human  acts.  Otherwise,  save  at  one  or 
two  supreme  crises  of  public  peril  and  panic,2  the 
Roman  contrived  to  reconcile  his  higher  instincts  with 
his  respect  for  tradition  by  substituting,  in  his  votive 
offerings,  the  human  image  for  the  human  body.  The 
gloomy  and  forbidding  rites  of  Etruria,the  cruelties  of 
Carthage  and  Britain,  and  the  depravities  of  Assyria 
have  no  place  in  his  uncorrupted  ritual. 

4.  Valuable  far  and  beyond  all  else  was  the  char- 
acter-forming influence  of  a  pure  and  simple  worship 
upon  a  naturally  worthy  people.  We  have  already 

1  Schjott  thinks  that  the  conduct  of  Leonidas  and  the  three 
hundred  Spartans  at  Thermopylae  was  a  similar  act  of  voluntary 
self-sacrifice  to  the  gods  to  ensure  ultimate  victory.  When  Rome 
was  attacked  by  the  Gauls,  the  leading  men  who  remained  behind 
to  be  unresistingly  massacred  seem  to  have  similarly  "  devoted  " 
themselves.  Livy,  v,  41;  Florus,  i,  13. 

1  Plutarch,  Q.  R.,  83. 


46  THE  RELIGIOUS  BASIS 

referred  to  the  probably  well-founded  belief  that  all 
worship  was  originally  inspired  by  motives  no  more 
respectable  than  fear  and  cupidity;  but  these  are 
not  the  predominant  notes  in  early  Rome.  There 
the  gods  were  not  contemplated  with  that  abject  ser- 
vility which  a  professional  clerisy,  interposing  itself 
between  Heaven  and  the  laity,  has  in  all  ages  pre- 
sumed to  exact.  Rather  did  the  relation  consist  in 
interchange  of  mutual  benefits,  a  hearty  and  busi- 
ness-like reciprocity,  and  mortals  not  only  drove 
hard  bargains  with  their  gods,  but  even  occasion- 
ally overreached  them.  The  Roman  festivals,  cele- 
brated with  the  rough,  but  simple  and  decorous 
mirth  which  we  associate  with  village  rejoicings, 
rather  represent  the  sentiment  of  gratitude  for  the 
fullness  of  the  earth,  a  serene  reliance  upon  its  con- 
tinuance, and  a  cheerful  resolve  to  use  to  the  utmost 
the  gods'  gifts.  It  was  a  ritual  which,  if  it  did  not 
consciously  inculcate,  was  certainly  reconcilable  with 
a  fairly  high  standard  of  ethics.1  If  our  view  of  its 
origin  be  correct,  we  must  not  indeed  look  upon  it 
as  the  fountain  of  morality.  Nor  is  this  necessary. 
The  fact  that  a  society  comprising  a  considerable 
number  of  individuals  has  been  voluntarily  formed, 
-and  continues  voluntarily  to  exist — the  mere  cohe- 
sion without  coercion — sufficiently  demonstrates  a 
conscious  or  intuitive  tendency  in  its  members  to 
conform  to  certain  rules  of  conduct,  without  which 
all  free  association  is  an  impossibility.  The  utmost 

1  Cf.  Warde  Fowler,  Roman  Festivals,  344  ff. 


OF  ROMAN  SOCIETY  47 

that  we  can  expect  from  a  primitive  religion,  not 
directly  founded  upon  ethical  teaching,  is  that  it 
shall  clarify  and  not  distort,  fortify  and  not  cor- 
rupt, such  primordial  social  instincts  as  are  already 
operative.  With  the  Romans  religion  had  struck 
the  deeper  note  of  human  life.  Under  the  aegis  of 
the  earlier  cult  grew  and  thrived  the  new  notion 
of  duty  to  Country,  and  where  patriotism  is  con- 
spicuously and  universally  present,  other  virtues  are 
seldom  wanting.  The  higher  civilization  starts  at  the 
point  where  the  immortal  gods  have  become  more 
or  less  identified  with  moral  precepts.  Religion  so 
developed  will  blend  with  and  sanction  morality  as 
a  superhuman  principle  commanding  what  is  right, 
prohibiting  what  is  wrong.1  But  the  ancient  Roman 
faith  sufficed  to  inspire  filial  piety  and  attachment 
to  the  home,  pervade  family  life  with  an  atmosphere 
of  dignity  and  seriousness,  and  nourish  an  ardent 
loyalty  to  kin  and  country.  A  Curtius,  a  Regulus, 
a  Decius,  these  are  not  freaks,  but  types.  The 
episodes  connected  with  their  names  may  be  largely 
legendary,  but  they  truthfully  illustrate  the  psyche 
of  the  Roman  people. 

1  Cf.  Cicero,  De  Leg.,  ii,  4 :  Hanc  igitur  video  sapientissimorum 
fuisse  sententiam,  legem  neque  hominum  ingeniis  excogitatam, 
neque  scitum  aliquod  esse  populorum,  sed  aeternum  quiddam, 
quod  universum  mundum  regeret,  imperandi,  prohibendique  sa- 
pientia.  Ita  principem  legem  illam,  et  ultimam  mentem  esse  dice- 
bant,  omnia  ratione  aut  cogentis,  aut  vetantis  Dei :  ex  qua  ilia  lex, 
quam  Dii  humane  generi  dederunt,  recte  est  laudata;  est  enim 
ratio  mensque  sapientis,  ad  jubendum  et  ad  deterrendum  idonea. 


CHAPTER  III 

THE  GENTES 

WHEN  a  group  consists  of  persons  bound  to- 
gether by  ties  of  blood  and  religion,  owing 
obedience  and  allegiance  to  a  kinsman,  whose  direct 
and  personal  sway  unites  them  in  common  depend- 
ency, the  autonomy  of  the  group,  at  the  least  for  all 
purposes  of  internal  government,  appears  from  the 
archaic  standpoint  not  only  appropriate,  but  dictated 
by  nature  no  less  than  by  circumstance.  Where  the 
instinct  of  blood-relationship  has  not  yet  broadened 
into  the  notion  of  nationality,  man's  duty  will  be 
solely  to  those  among  whom  he  has  lived  and  moved 
from  infancy,  whose  traditions  and  observances  are 
interwoven  with  every  action  of  his  life,  whose  for- 
tunes and  adventures  involve  his  own  prosperity  or 
ruin,  and  constitute  ordinarily  the  sole  happenings 
which  his  narrow  purview  cares  to  notice. 

Aryan  patriarchism  was  conditioned  by  nomadic l 
life,  and  fashioned  by  the  philosophy  of  a  desolate 
independence.  Secure  in  his  solitude  at  least  against 

1  It  does  not  of  necessity  follow  that  the  wandering  was  con- 
tinuous. 

48 


THE  GENTES  49 

stranger  rivals,  the  tent-dweller  could  permit  con- 
jugal affection  to  develop  freely,  and  bestow  a 
father's  care  upon  children  whose  legitimacy  he  was 
not  concerned  to  question.  His  segregation  removed 
the  temptation,  by  minimizing  the  facilities,  of  war- 
like enterprise,  and  the  practice  of  bride-stealing 
slowly  yielded  to  less  violent  methods  during  the 
long  periods  of  migration,  when  peace  was  the  rule 
rather  than  the  exception.  With  the  increased  es- 
teem which  was  extended  to  the  wife  acquired  by 
the  more  tedious  process  of  negotiation  and  rudi- 
mentary courtship,  arose  the  tendency  to  companion- 
ship between  the  sexes  and  disrelish  for  the  poly- 
gynous  life  which  such  companionship  negatives. 
Already  in  very  remote  ages,  monogamy  (that  is, 
the  union  of  one  man  with  one  woman)  was  appar- 
ently almost  universal.  The  plurality  of  wives, 
which  a  chief  might  occasionally  permit  himself,  was 
prompted  by  the  respectable  motive  of  maintaining 
peace  by  formal  alliance  with  all  those  groups  which 
chance  brought  into  contact  with  his  own.1  The 
position  of  the  Aryan  wife  and  mother — far  superior 
to  that  of  her  sisters  of  other  races  boasting  a  more 
elaborate  and  complex  civilization2 — reacted  happily 
upon  the  upbringing  of  the  offspring,3  and  powerfully 

1  Similarly,  Tacitus,  Germ,  xviii,  claims  that  the  German  chiefs 
practised  polygyny  as  a  policy,  "  non  libidine." 

2  Ihering,  Vorgeschichte,  45;  Lecky,  Europ.  Morals,  i,  104. 

3  Ernest  Renan,  Histoire  du  Peuple  d'Israel,  i,  8.  Cf.  Spencer's 
Sociology,  i,  667  ff.;   Woods  Hutchinson's  article  in  "Contem- 
porary Review,"  September,  1905. 

E 


50  THE  GENTES 

strengthened  the  sentiment  of  family  upon  which 
Aryan  morality  was  based. 

Unlike  the  Israelitish  patriarchs,  the  Aryans,  in 
their  westward  wandering,  were  not  exposed  to  the 
influences  of  any  powerful  and  centralized  civiliza- 
tion. Political  relations,  peaceful  or  hostile,  could 
scarcely  be  said  to  exist  in  the  limited  and  inter- 
mittent communications  between  pastoral  nomads  or 
semi-nomads,  thinly  spread  over  the  spacious  plains 
of  Eastern  Europe.  Exchange  of  commodities  could 
not  develop  systematically  among  self-contained 
groups.  If  aboriginal  inhabitants  existed  to  cross 
the  path  of  the  Aryans,  or  if  strife  arose  among  the 
Aryan  groups  themselves,  the  fighting  which  ensued 
must  have  been  a  series  of  mere  scuffles  for  the  best 
grass,  the  most  plentiful  water,  possibly  the  most 
attractive  women.  Co-operation  of  groups  under  a 
common  leader,  if  it  existed  at  all,  must  have  been 
infrequent  and  transitory.  But  with  the  occupation 
of  the  Italian  and  Balkan  peninsulas  came  the  rise 
of  husbandry,  and  the  marriage  of  the  Group  to  the 
Soil.  Earth-hunger  is  a  passion  with  all  agricul- 
turists. It  proved  the  solvent  of  the  primordial  Aryan 
societies  which  had  theretofore  mostly  lived  in  a  state 
of  nature.  Territorial  jealousy,  intensified  by  the  pro- 
pinquity resulting  from  narrower  boundaries  and  the 
filling  up  of  the  more  favoured  lands,  now  evolved 
those  incipient  political  consolidations  whence  ulti- 
mately arose  the  historic  commonwealths  of  Greece 
and  Italy.  Societies  of  peasant-brigands  sought  aid 


THE  GENTES  51 

and  countenance  among  those  nearest  allied  with  them 
by  marriage  or  intercourse.  United  action  was,  how- 
ever, only  possible  where  the  various  group-heads 
voluntarily  agreed  to  defer  to  one  chosen  chief,  and 
in  the  welter  of  struggling  hordes  those  coalitions 
thrived  and  solidified  whose  members  had  best 
learned  the  elementary  duty  of  political  and  mar- 
tial discipline.  The  cardinal  principle  of  patriarch- 
ism — the  absolute  equality  of  the  group-heads  inter 
se,  and  the  absolute  subjection  of  their  dependants 
—must  perforce  yield,  in  all  matters  of  what  we 
may  now  call  public  interest,  to  the  principle 
of  more  or  less  qualified  submission  of  all  to  a 
central  authority,  a  Prince  or  King.  And  since 
no  lasting  association  was  conceivable  without 
community  of  cult,  special  deities  were  adopted 
or  invented  as  patrons  of  the  new  tribal  agglomera- 
tions. 

The  gentes  which  united  to  found  Rome  brought 
with  them  the  characteristic  traits  of  their  earlier 
history,  though  the  organization  already  exhibited 
strong  marks  of  decay.  The  theory  of  a  common 
descent  of  all  the  gentiles  was  upheld,  however 
much  the  blood-relationship  might  have  become 
diluted  by  the  adoption  of  strangers.  Indeed,  in 
reality  it  might  have  been  wanting  at  the  very 
source  in  some  of  the  gentes,  and  the  members 
might  trace  an  alleged  descent  from  an  eponymous 
hero-adventurer,  whose  name  had  been  adopted  by 
companions-in-arms  not  connected  by  blood  with 


52  THE  GENTES 

him  in  any  way.    The  common  cult,  not  common 
descent,  cemented  the  gentile  association. 

When   Rome  was  in   course  of  foundation,   the 
gentes  still  subsisted  as  autonomous  or  quasi-autono- 
mous groups,  loosely  confederated  into  tribes  which 
periodically  celebrated  common  religious  rites,  and 
occasionally  took  united  action  for   offence  or  de- 
fence under  tribal  chiefs.    The  internal  economy  of 
the  gens  was   quite  without  the  purview  of  tribal 
control,  and  naturally  so.   When  by  accident  or  de- 
sign a  considerable  number  of  archaic  groups,  or  as- 
sociations of  individuals,  coalesce  into  an  embryonic 
State  under  a  common  chieftain,  it  is  to  be  expected 
that  the  latter  should  in  the  beginning  look  for  sup- 
port not  to  the  masses  but  to  a  few  persons  in  au- 
thority over  the  groups.    He  will  rely  upon  their 
obedience  and  their  fidelity,  trusting  that  the  in- 
feriors will  blindly  follow  their  own  familiar  leaders. 
Commands  issued,  or  laws  enacted,  by  him  will  be 
commands  addressed  to,  or  laws  binding  upon,  those 
whom  he  will  hold  responsible  for  the  conduct  of 
the  different  groups  making   up  the  nascent  body 
politic.    Internal  relations,  whether  personal  or  pro- 
prietary,  between  the   heads   of  groups  and  their 
dependent  members   will  not    concern   the  central 
government.      Such  a  group  will    bear   outwardly 
some  analogy  with  a  modern  protected  State,  the 
sovereign  of  which  is  supreme  in  all  internal  affairs, 
but  must  submit  to  have  his  "  foreign  "  policy  settled 
for  him  by  his  suzerain.    A  disposition  on  the  part 


THE  GENTES  53 

of  the  central  government  to  interfere  in  and  regu- 
late the  internal  conduct  of  the  group  will  mark  a 
distinct  advance  in  the  community's  history.1 

It  is  improbable  that  the  consolidation  of  the 
three  primitive  tribes  of  Rome  was  at  first  more  in- 
timate than  the  previous  coalitions  of  clans  into 
tribes.  We  have  already  seen  that  when  once  the 
new  City  was  fairly  launched  upon  its  political  career, 
experience  demonstrated  that  a  strong  central  gov- 
ernment was  the  prime  condition  precedent  to  the 
community's  combined  existence.  That  it  was  able 
to  withstand  the  repeated  shocks  of  external  and 
domestic  commotions  is  due  to  the  thoroughness 
with  which  the  lesson  was  mastered.  Nevertheless, 
the  State  wisely  meddled  with  the  existing  social 
fabric  only  just  as  much  as  the  public  interest  de- 
manded and  public  opinion  conceded.  The  ancient 
gentile  organization  was  indeed,  at  the  birth  of  Rome, 
already  moribund,  but  the  narrower  family  circle 
which  supplanted  it  long  continued  to  exist  for  many 
purposes  as  a  State  within  the  State. 

At  the  moment  when  the  gentile  association  first 
emerges  from  darkness  into  the  twilight  of  history, 
it  is  found  to  consist  in  every  case  of  a  superior,  or 

1  Rossbach,  Romische  Ehe,  34:  "Die  Familienhaupter  und 
die  grosseren  Gruppen  der  Geschlechter  standen  noch  fur  sich 
selbststandig  da  und  traten  nur  dann  zu  einer  Einheit  zusammen, 
erkannten  nur  dann  ein  Oberhaupt  iiber  sich  an,  wenn  die  Noth  • 
von  aussen  her  dieses  gebot.  In  alien  iibrigen  Angelegenheiten 
blieben  sie  fiir  sich  bestehen."  Cf.  Maine,  Ancient  Law,  c.  V. 
Ihering,  Geist  d.  rom.  Rechtes,  i,  165  ff. 


54  THE  GENTES 

patron,  and  a  dependent  or  client  class,  and,  in  ap- 
parent conformity  with  the  custom  of  the  age,  only 
the  former  had  become  invested  with  civic  rights  in 
the  newly-founded  City.  In  this  the  Romans  were 
not  singular,  since  the  existence  of  a  semi-servile 
class  appears  to  have  been  universal.1  Those  were 
members  of  the  dominant  order  whose  ancestry,  how- 
ever remote,  disclosed  no  trace  of  servitude  or  de- 
pendence. Towards  each  other  the  patrons  and 
clients  of  a  gens  were  gentiles  and  gentilicii,  the 
former  assuming  a  common  descent  by  blood  (or 
adoption)  from  one  ancestor,  the  latter  claiming 
the  same  descent  derivatively.  Although  in  Rome 
clients  were  always  accounted  freemen,  the  principal 
origin  of  clientage  was,  doubtless,  slavery,  and  the 
client  usually  the  descendant  of  a  slave,  who  had 
been  freed  at  some  more  or  less  remote  period  by 
the  head  of  the  gens,  or  a  branch  of  it,  for  the  time 
being.2  That  the  relation  between  master  and  slave 
was  not  entirely  snapped  by  the  enfranchisement 
was  due  to  the  fact  that  originally  even  the  slave 
participated  in  the  sacra  of  his  lord;  it  was  not 
competent  to  the  latter  without  good  cause  to  expel 
or  release  therefrom  any  human  creature  once  ad- 
mitted. 

It  is  no  longer  possible  to  elucidate  whether  the 
headship  of  the  gens  may  have  belonged  to  the  eldest 

1  Caesar,  Bel.  Gall.,  vi,  13. 

a  Cf.    Mommsen,    Romische   Forschungen,  c.   Die  Romische 
Clientel. 


THE  GENTES  55 

male  living  at  the  death  of  the  last  chief,  or  the  scion 
of  the  senior  branch  of  the  clan,  or  what  other  qualifi- 
cations may  have  determined  the  succession.  The 
Romans  always  recognized  that  "  with  the  ancient 
is  wisdom,  and  in  length  of  days  understanding." 
Seniority  in  some  shape  or  form  had  certainly  played 
a  leading  part  long  before  the  Roman  era,  though' 
possibly  not  in  the  very  earliest  Aryan  institu- 
tions.1 We  have  already  seen  that  by  the  time  the 
City  was  founded,  the  constitution  of  the  gens  had 
undergone  important  modifications.  A  gentile  head 
(princeps)  now  existed,  if  at  all,  only  in  an  honor- 
ary capacity,  as  dispensary  of  the  religious  rites; 
matters  affecting  the  internal  well-being  of  the  gens 
as  a  whole  were  administered  by  a  council  or  com- 
mittee. For  all  other  purposes  the  authority  of  the 
gentile  head  had  been  displaced  by  the  power  of 
the  paterfamilias,  the  living  male  ancestor,  over  his 
descendants  in  direct  line. 

The  dominant  members  of  a  gens,  if  not  under 

1  Maine,  Early  Law  and  Custom,  p.  193,  says:  "The  patri- 
archal theory  is  the  theory  of  the  origin  of  society  in  separate 
families,  held  together  by  the  authority  and  protection  of  the 
eldest  valid  male  ascendant."  The  question  whether  patriarchism 
represents  the  very  earliest  form  of  primordial  society  need  not 
detain  us.  It  is  dealt  with  to  some  extent  in  Chapter  VII  of  the 
same  work.  Ihering  (Vorgeschichte,  pp.  54,  331)  thinks  that 
the  ancient  Aryans  put  to  death  parents  grown  old  and  sickly, 
a  custom  which  may  have  lost  its  vogue  when  agriculture,  by 
increasing  the  supplies  of  food,  rendered  the  experience  of  the 
old  available  without  the  disadvantage  of  embarrassment  to  the 
commissariat.  Cf.  Maine,  Early  Law  and  Custom,  22-23. 


56  THE  GENTES 

the  power  of  a  living  ancestor,  were  called  with 
respect  to  their  sons  and  descendants  by  males 
patres,1  with  respect  to  their  clients  patroni ;  and  in 
earliest  Roman  times  the  Senate  may  have  been 
merely  an  assembly  of  the  "  Elders,"  or  patres. 
Descendants  of  living  patres  were  called  patricii,  a 
term  subsequently  made  to  embrace  the  patres  as 
well.  All  patrician  members  of  a  gens  (gentiles) 
were  ingenui,2  that  is  to  say  no  one  of  their  ancestors, 
however  far  back  they  traced  them,  had  ever  been 
a  slave  or  a  client.  The  Fabii,  Claudii,  Valerii, 
Cornelii,  Manlii  are  among  the  historically  famous  of 
the  Roman  gentes. 

In  earliest  Rome  the  gens  was  still  to  some  extent 
a  self-contained  community,  cultivating  in  common 
the  land  it  occupied,3  and  governed  by  the  gentile 
council  of  elders,  who  administered  the  joint  pro- 
perty, whilst  exercising  over  the  members,  both  patri- 
cian and  client,  a  disciplinary  control  which  perhaps 
furnished  the  model  for  the  censura  to  which  the 
State  subjected  all  its  citizens.  The  council  thus  re- 
lieved the  central  government  of  many  duties  which 

1  Cicero,  De  Rep.,  ii,  12.    The  word  pater,  however,  did  not 
exclusively  or  even  primarily  denote  fatherhood,  but  rather  lord- 
ship.   The  gods  and  goddesses,  even  when  celibate  (as  they  were 
in  the  primitive  Latino-Sabine  religious  system),  were  still  called 
patres  and  matres. 

2  Ingenuus — born    in   a   gens.     In  later  times  the  word  was 
applied   to  any  one  born   free,  irrespective   of  his  ancestry  or 
legitimacy. 

3  Mommsen,  Staatsrecht,  iii,  22. 


THE  GENTES  57 

afterwards  became  part  of  the  public  administration. 
It  arbitrated  upon  disputes  between  gentiles.  Where 
necessary,  it  instituted  guardians  (tutores)  over  child- 
ren, and  withdrew  family  property  from  the  hands  of  a 
spendthrift  parent.  It  enforced  order  by  admonition 
and  fine.  If  the  former  were  defied,  and  payment  of 
the  latter  refused,  a  refractory  gentilis,  whose  offence 
was  not  cognizable  by  the  State  authorities,  could 
be  adequately  dealt  with  by  temporary  or  permanent 
exclusion  from  the  sacra,  by  expulsion  from  the  gens, 
and  consequent  loss  of  its  protection,  or  by  the  threat 
of  execrating  his  memory  when  dead  and  prohibiting 
gentiles  from  bearing  his  name.  Similar  sanctions l 
were  no  doubt  relied  upon  to  enforce  awards  in  civil 
matters.  The  duties  of  the  gentile  council  were  not 
repressive  only,  and  each  gentilis  expected  from  his 
gens  succour  for  his  person  if  a  prisoner  in  the  hands 
of  a  creditor  or  foreign  enemy,  vengeance  for  his 
memory  (by  retaliation  or  legal  process)  if  slain  by 
a  stranger,  and  protection  for  his  unprovided  or- 
phaned children. 

Clients  were  either  freed  slaves,  and  their  de- 
scendants, or  families  which  at  one  time  or  other 
had  attached  themselves  by  some  species  of  "  com- 
mendation "  to  a  gens 2  (adplicatio,  susceptio  clientis). 

1  We  are  reminded  of  the  excommunication  formerly  decreed  by 
our  ecclesiastical  courts.    Blackstone,  Comm.,  iii,  101. 

2  Dionys.  of  Hal.,  ii,  4.    As  to  the  distinction  of  the  two  origins, 
see  Ortolan,  Instituts  de  1'Empereur  Justinien,  i,  27;  iii,  33  ff. 
Mommsen  (Romische  Forschungen)  derives  clients  without  ex- 
ception from  slavery.   Contra^  Soltau,  Volksversammlungen,  89  n. 


58  THE  GENTES 

They  were  not  gentiles,  but  gentilicii,  deriving  their 
origin  by  a  kind  of  artificial  lineage  from  the  gens 
whose  name  they  bore  equally  with  their  gentiles. 
As  their  connection  with  the  gens  was  indirect  and 
derivative,  so  also  was  their  association  with  the 
City.  The  law  of  earliest  Rome  took  no  direct  cog- 
nizance of  the  client's  existence,  or,  rather,  the 
means  by  which  the  legal  machinery  could  be  set  in 
motion  were  inaccessible  to  him,  save  through  the 
intermediary  of  his  patron,  whose  duty  it  was  to 
protect  him  from  oppression  and  maintain  him  in 
the  enjoyment  of  such  property  as  he  might  have 
in  possession.1 

Material  profit  was  by  no  means  the  sole,  or  even 
the  most  important,  consideration  which  determined 
the  patron's  attitude.  A  large  clientage  was  the 
glory  of  a  patrician  family,  and  the  number  of  ad- 
herents in  some  degree  the  measure  of  its  eminence; 
and  in  the  beginning  the  institution  doubtlessly  sub- 
served the  interest  of  the  State  by  stimulating 
among  its  leading  men  a  healthy  and  public-spirited 
emulation.  Precisely  what  services  were  expected 
from  the  client  is  not  clear ;  but  that  clientage  was 

Maine,  Early  Inst.,  145,  considers  that  some  of  the  humbler  com- 
panions in  arms  of  powerful  chieftains  may  have  originally  taken 
service  as  clients  to  share  with  him  danger  and  booty. 

1  Dionys.  of  Hal.,  ii,  4.  But  the  entire  property  of  the  gens 
must  have  originally  vested  in  the  hands  of  the  princeps,  and  the 
client's  monetary  obligations  which  Dionysius  mentions  can  only 
date  from  a  period  when  the  original  gentile  organization  had 
already  reached  an  advanced  stage  of  dissolution. 


THE  GENTES  59 

not  deemed  dishonourable  is  evidenced  by  the  nature 
of  some  of  the  patron's  obligations.1  It  was  among 
the  latter's  solemn  duties  to  instruct  his  client  in  the 
law,  which  the  latter  had  no  direct  means  of  studying, 
to  defend  him  when  criminally  indicted,  to  inter  his 
remains  in  the  gentile  tomb  and  generally  to  extend 
to  him  the  care  of  a  parent.  The  father's  preroga- 
tive, the  right  of  life  and  death,  may  have  likewise 
belonged  to  the  patron,  but  abuse  was  restrained 
by  the  religious  nature  of  the  bond.2  There  existed 
between  patron  and  client  a  general  duty  of  mutual 
support,  which  obliged  them  to  refrain  from  any  act 
of  hostility,  as  by  public  accusation,  giving  adverse 
evidence  in  court,  or  (possibly,  on  the  client's  part) 
contrary  voting  in  the  comitia.  In  later  times  the 
more  idealistic  and  abstract  nature  of  the  association 
seems  to  have  been  partly  forgotten,  and  the  client's 
chief  duty  to  have  lain  in  the  direction  of  occasional 
money  payments,  which  a  wealthy  patron  would  waive, 
and  originally  all  patrons  had  been  wealthy.  The 
client  assisted  where  necessary  to  dower  the  patron's 

1  Aul.  Cell.,  v,  13.  "  In  officiis  apud  majores  ita  observatum  est, 
primum  tutelae,  deinde  hospiti,  deinde  clienti,  turn  cognati,  postea 
affini."    Cf.  Vergil,  ^neid,  vi : 

Hie  quibus  invisi  fratres,  dum  vita  manebat, 
Pulsatusve  parens,  aut  fraus  innexa  clienti. 

Both  Ihne  and  Niebuhr  pay  too  little  regard  to  the  ethical  element 
in  the  relation  which  subsisted  between  patron  and  client,  through 
their  association  in  a  common  cult. 

2  The  human  agency  of  the  XII  Tables  afterwards  gave  legal 
sanction  to  the  fas :  "  Patronus  si  clienti  fraudem  faxit,  sacer  esto." 


60  THE  GENTES 

daughters,  ransomed  him  and  his  children  from  cap- 
tivity, paid  his  fines,  and  contributed  to  his  expenses  of 
litigation,  or  the  due  upkeep  of  his  rank  and  dignity. 
The  analogies  between  clientage  and  some  medi- 
aeval usages  are  by  no  means  slight.  The  client's 
relation  to  his  patron  was  indeed  personal  and  re- 
ligious, rather  than  territorial,  but  certainly  a  number 
of  them  must  have  tilled  the  gentile  lands 1  under 
conditions  not  dissimilar  from  early  copyhold  tenure, 
or  from  villeinage.  But  we  have  seen  that  the 
client's  status  in  Rome  (whatever  the  case  else- 
where) was  far  superior  to  serfdom.  He  followed 
the  patron  to  the  wars,  and  the  aids  which  he 
owed  him  resemble  those  which  the  mediaeval 
vassal  rendered  to  his  lord.  It  must,  moreover,  be 
remembered  that  the  client's  civic  disabilities,  such 
as  the  disqualification  from  sueing  in  his  own  name, 
were  shared  equally  by  all  Roman  citizens  in  potes- 
tate,  and  were  the  outcome  not  of  his  condition  but 
of  the  State's  policy,  which  for  civil  purposes  recog- 
nized but  one  responsible  head  of  each  of  its  com- 
ponent groups.  The  client  appears  in  some  respects 
to  have  been  less  subject  to  the  power  of  his  patron 
than  the  child  to  his  father.  He  was  not  in  potes- 
tate  and,  it  seems,  could  not  be  sold,  or  noxally 
surrendered.  The  duties  as  between  patron  and 
client  were  reciprocal,  founded,  as  we  have  seen, 
upon  the  sacra,  and,  whilst  the  institution  retained 

1  Clients,  from  colientes,  or  from  cluere,  to  hear  (obey)?   Cuq, 
Inst.  jur.  des  R.,  56;  Mommsen,  Rom.  Forsch.,  i,  368. 


THE  GENTES  61 

its  vigour,  conscientiously  fulfilled  by  both  parties. 
Nor  were  the  excesses  of  tyranny  or  caprice  entirely 
without  temporal  check,  so  long  as  the  gentile  coun- 
cil of  elders  met  as  a  miniature  parliament  to  over- 
look the  internal  affairs  of  the  gens. 

By  analogy  with  the  personal  system  of  clientage, 
it  soon  became  the  practice  of  conquered  populations 
and  colonies  to  commend  themselves  to  some 
eminent  Roman,  and  disputes  between  such  com- 
munities would  frequently  be  remitted  by  the  Senate 
to  the  respective  patrons,  whose  sentence  it  then 
ratified. 

In  the  struggle  between  the  orders  which  con- 
vulsed the  first  centuries  of  the  Republic,  clients 
occupy  an  intermediate  position  between  patricians 
and  non-attached  plebeians.  In  general,  traditional 
allegiance  probably  proved  stronger  than  the  natural 
desire  for  political  equality ;  and  the  client  class,  its 
equivocal  attitude  derided  as  sycophancy  by  the 
embittered  plebeians,1  at  last  found  itself  practically 
disfranchised  by  the  Publilian  plebiscitum  excluding 
it  from  the  popular  assemblies.  The  decay  of 
clientage  as  an  institution  was  doubtlessly  accelerated 

1  How  exquisitely  Macaulay  voices  the  sentiments  of  the 
popular  party  in  the  throes  of  a  furious  class-struggle ! 

"  That  brow  of  hate,  that  mouth  of  scorn,  marks  all  the  kindred 

still; 

For  never  was  there  Claudius  yet  but  wished  the  Commons  ill; 
Nor  lacks  he  fit  attendance;  for  close  behind  his  heels, 
With  outstretched  chin  and  crouching  pace,  the  client  Marcus 

steals, 


62  THE  GENTES 

by  this  enactment,  which  rendered  clients  politically 
useless  to  their  patrons.1  But  in  any  case  the  insti- 
tution must  soon  have  languished  from  natural 
causes.  Many  of  the  old  gentes  had  perished  in 
the  wars  by  the  time  Servius  made  military  service 
compulsory  upon  all  landholders.  The  surviving 
gentes  lost  their  former  solid  organization  after  the 
lands  formerly  held  and  administered  as  impartible 
common  property  had  been  divided  up  among  the 
component  families,  and  thrown  upon  the  market.  On 
the  other  hand,  the  extension  of  the  rights  of  citizen- 
ship to  all  plebeians,  and  the  growing  power  of  the 
Tribunes,  lessened  the  client's  dependence  upon  his 
patron's  protection.  Many  client  families  and  de- 
scendants of  freedmen,  rising  to  positions  of  dignity 
and  opulence,  and  themselves  habitually  holding  and 
enfranchising  slaves,  gradually  withdrew  themselves 
from  the  influence  of  their  gentiles.  And  since  new 
additions  to  client  ranks  among  Roman  citizens 
became  rarer  in  proportion  as  the  institution  lost  its 
vogue,  the  diminishing  client  class  became  con- 

His  loins  girt  up  to  run  with  speed,  be  the  errand  what  it  may, 
And  the  smile  flickering  on  his  cheek,  for  aught  his  lord  may  say. 
Such  varlets  pimp  and  jest  for  hire  among  the  lying  Greeks : 
Such  varlets  still  are  paid  to  hoot  when  brave  Licinius  speaks. 
Where'er  ye  shed  the  honey,  the  buzzing  flies  will  crowd; 
Where'er  ye  fling  the  carrion,  the  raven's  croak  is  loud; 
Where'er  down  Tiber  garbage  floats,  the  greedy  pike  ye  see; 
And  wheresoe'er  such  lord  is  found,  such  client  still  will  be." 

Virginia. 

1  In   the   comitia  curiata   and  centuriata  the   patricians   and 
plebeian  Conservatives  were  of  themselves  sufficiently  powerful. 


THE  GENTES  63 

founded  amid  the  ever-increasing  crowds  of  free 
plebeians.  Apparently  by  the  end  of  the  third  cen- 
tury of  the  City,  the  death  of  an  intestate  propertied 
client  leaving  no  child  or  agnate  was  almost  the  sole 
occasion  of  practical  advantage  accruing  to  his  patron. 

If  clients  were  originally  barely  "law-worthy," 
still  less  so  were  slaves.  But  there  was  no  striking 
distinction,  and  often  no  distinction. at  all,  of  race, 
appearance,  speech,  or  manners,  no  instinctive  re- 
pulsion between  owners  and  owned,  which,  in  other 
regions,  have  supplied  some  of  the  most  painful 
chapters  in  the  history  of  human  relations.  Chattels 
at  law,  ritual  included  them  not  only  within  the  pale 
of  humankind,  but  to  a  limited  extent  even  of  the 
family,  and  the  simple  households  of  earliest  Rome 
may  have  witnessed  little  difference  in  the  treatment 
of  slaves  and  sons.  The  slave's  grave,  like  the 
citizen's,  was  sacred;  the  foreigner's  was  not.  Only 
in  later  times,  when  the  bond  of  worship  had 
slackened,  and  multitudes  of  war-captives  cheap- 
ened human  flesh  and  blood,  was  the  law  called 
in  to  supply  a  protection  no  longer  accorded  by  reli- 
gion and  domestic  fellowship. 

The  mere  association  of  kinsmanship  and  a  com- 
mon cult  had  proved  insufficient  to  preserve  the 
vigour  of  gentile  institutions.  They  were  displaced 
by  the  Roman  conception  of  the  Family  as  an  un- 
divided entity,  held  by  tradition  and  habit  in  alle- 
giance to  the  living  common  ancestor.  But  the  whole 
life  of  the  people  remained  coloured  by  the  belief 


64  THE  GENTES 

that  the  protection  extended  by  a  chief  during  life- 
time to  his  dependent  kinsmen,  remained  operative 
after  his  death.  The  ancestor  was  still  the  tutelary 
divinity  of  his  house;  his  memory  continued  to  be 
held  in  veneration  and  propitiated  by  the  rites  and 
sacrifices  practised  by  former  generations.  The 
gentile  cults,  and  the  cults  of  the  narrower  family 
circles,  existed  side  by  side.  Roughly,  it  may  be 
said  that  whilst  the  latter  were  addressed  to  known 
or  ascertained  ancestors,  the  former  survived  to 
memorize  unknown  progenitors,  from  whom  the 
various  branches  of  the  clan  professed  to  derive  a 
common  origin.  So  indispensable  was  the  due 
performance  of  the  sacra  that  even  the  stern  Roman 
military  discipline  was  in  some  respects  subordinated 
to  it.  The  citizen  summoned  to  join  the  forces  of 
the  State  might  delay  his  obedience  until  he  had 
fulfilled  his  domestic  religious  duties,  if  perchance 
the  day  had  arrived  for  their  observance,  and  a 
Roman  might  shrink  from  neglecting  the  obligatory 
obsequies  even  during  a  national  crisis,  or  under  cir- 
cumstances of  extreme  danger  to  life  and  limb.1 

The  consideration  of  the  Roman  Family  in  the 
narrower  sense,  under  the  regimen  of  the  Patria 
Potestas,  maybe  fittingly  deferred  to  a  later  chapter. 

1  Livy,  v,  46;  xxii,  18. 


CHAPTER  IV 

THE  EARLY  ROMAN  CONSTITUTION 

A  SCIENCE  of  constitutional  law,  or  indeed  of 
any  u  law  "  in  the  strict  and  modern  sense  of 
the  word,  was  unknown  to  the  regal  period  and  early 
Republic;  and  even  the  terminology  of  matured 
Roman  jurisprudence  appears  to  have  lacked  an 
expression  exactly  corresponding  with  our  "  Con- 
stitution." i  Yet  the  relations  between  private  citizen 
and  governing  power,  like  all  relations  in  Rome 
between  dependant  and  superior,  were  tolerably  well 
defined  with  the  aid  of  those  customs  and  conven- 
tions which  the  founders  had  brought  ready-made, 
and  seemed  happily  calculated  to  hold  the  middle 
way  between  the  arbitrariness  of  a  despotic,  and 
the  insecurity  of  a  feeble  administration.  To  these 
customs  and  conventions  the  term  Constitution  may, 
without  abuse  of  language,  conveniently  be  applied. 
As  the  internal  governing  organs  of  the  gens  were 

1  Cicero  could  find  nothing  better  than  terms  such  as  forma, 
ratio,  genus  reipublicae.  Ulpian  says  jus  quod  ad  statum  rei 
Romanae  spectat.  Instead  of  developing  with  the  other  branches 
of  the  law,  the  doctrine  of  constitutional  checks  upon  the  supreme 
power  fell  into  neglect  with  the  decay  of  the  popular  Assemblies. 

F 


66      EARLY  ROMAN  CONSTITUTION 

the  general  body  of  gentiles,  the  council  of  elders, 
and  (originally)  the  princeps,  so  the  Roman  State 
was  made  up  of  the  citizens  in  the  Assembly  of  the 
Curiae  (comitia  curiata),  the  Senate,  and  the  King. 
We  are  tempted  to  think  of  our  own  Commons,  Lords 
and  Crown,  but  the  analogy  is  misleading,  and  only 
useful  as  an  illustration  of  the  fundamentally  diver- 
gent conceptions  of  the  State  in  the  ancient  and  the 
modern  polity. 

England  knows  no  higher  authority  than  the  King 
in  Parliament.  Any  bill,  however  far-reaching  and 
revolutionary,  having  passed  both  Houses  and  re- 
ceived the  royal  assent,  becomes  part  of  the  law  of 
the  land,  which  it  is  the  legal  duty  of  all  subjects  to 
obey,  and  of  every  judge  to  apply,  though  they  and  he 
consider  it  a  monument  of  folly  or  turpitude.1  The 
ground-law,  or  if  the  expression  be  allowable,  the 
old  common  law  of  Rome,  was  rather  assumed  to 
rest  upon  the  Will  of  the  Gods  (fas),  to  whom 
opportunity  was  given  of  manifesting  dissatisfaction 
at  any  proposed  legislative  or  executive  measure 
by  signs  and  portents,  which  would  be  interpreted 
in  the  manner  described  in  Chapter  II.  The  Fas 
represented  those  elementary  social  principles  which 
human-made  law,  or  Jus,  and  Boni  Mores,  or  the 

1  Few  Englishmen  will  nowadays  care  to  dispute  that  misgovern- 
ment  and  mislegislation,  by  however  consecrated  an  authority,  may 
reach  a  point  where  open,  violent  rebellion  by  every  means  in  his 
power  becomes  the  subject's  right  and  duty.  But  the  exact  limit 
of  endurance  is  necessarily  determined  by  temperament,  and  not 
ascertainable  by  scientific  methods. 


EARLY  ROMAN  CONSTITUTION      67 

practices  customary  among  honest  men,  might  upon 
occasion  be  permitted  to  amplify,  but  never  en- 
tirely to  abrogate.  Normally  immutable,  it  was  sus- 
ceptible of  modification  in  individual  cases  where 
divergency  involved  no  desecration.  Among  such 
cases  were  :  Adrogation,  whereby  a  paterfamilias  di- 
vested himself  of  that  quality  and  became  alieni  juris, 
when  all  the  members  of  his  family,  if  any,  were 
brought  equally  with  him  under  the  power  of  a 
stranger;  and  Testament,  or  the  procedure  whereby 
a  man  secured  beforehand  the  devolution  of  his 
property  after  his  death  in  a  manner  not  provided 
by  the  received  rules  of  succession.  The  co-opera- 
tion of  the  State l  was  invoked  to  dispense  with  the 
application,  in  a  particular  instance,  of  divinely- 
appointed  general  regulations,2  and  in  all  probability 
this  was  never  done  except  upon  emergencies  for 
which  they  did  not  directly  provide. 

The  Roman  system,  therefore,  claimed  to  rest 
upon  elementary  principles  of  preponderatingly  di- 
vine origin.  Mortal  activity,  where  not  purely  ad- 

1  The  function  of  the  curiae  on  such  occasions  (in  calatis)  was 
passive  rather  than  active ;  they  merely  registered  the  act,  and  the 
acquiescence  of  the  gods  therein.   But  it  is  a  likely  supposition 
that  the  active  consent  of  the  community  in  the  form  of  a  pro- 
nouncement may  at  the  very  outset  have  been  necessary.    Cf.  F.  de 
Coulanges,  Citd  Antique,  p.  89,  so  far  as  concerns  Testament. 

2  So,  in  England,  the  civil  dissolution  of  a  marriage  could  be 
effected  from  the  eighteenth  century  onwards  by  private  Act  of 
Parliament  until,  in  1857,  divorce  was  made  possible  by  proceed- 
ings taken  before  a  lay  tribunal. 


68      EARLY  ROMAN  CONSTITUTION 

ministrative,  was  limited  to  such  supplementary 
legislation  as  was  not  already  contained  in  the  frame- 
work provided  by  the  higher  powers,  and,  at  the 
most,  to  the  issue  by  the  whole  people  as  a  body  of 
particular  commands  dispensing,  by  way  of  excep- 
tion, with  the  ordinary  rules  of  Fas.  It  will  at  once 
be  seen  that  the  Austinian  definitions  of  Sovereignty, 
State,  and  Law  cannot  possibly  be  made  to  square 
with  what,  in  early  Rome,  did  duty  for  them ;  but 
it  is  permissible  and  convenient  to  employ  these  ex- 
pressions whilst  bearing  in  mind  the  peculiar  condi- 
tions of  the  age. 

The  body  having  the  closest  resemblance  to  a 
legislative  Convention  was  called  comitia  curiata,1  or 
assembly  of  all  adult  male  citizens.  It  was,  there- 
fore, even  more  comprehensive  than  the  body  which 
constitutes  the  electorate  of  the  United  Kingdom 
since  the  extensions  of  the  franchise  during  the 
nineteenth  century.  But  whereas  English  constitu- 

1  Curia  =  (i)  a  house  of  sacrifice,  (2)  the  sacrificial  community. 
The  curia  was  the  political  unit,  a  collection  of  gentes  (or  portions 
of  gentes)  settled  adjacently  upon  lands.  (Soltau,  Altromische 
Volksversammlungen,  i,  i  und  3.)  "Curia"  (said  to  be  derived 
from  the  Sabine  town  Cures)  appears  to  be  the  most  likely  origin 
of  the  word  "  Quirites,"  frequently  translated  "  Spearmen."  The 
jus  Quiritium  was  the  temporal  law  of  the  City,  in  which,  origin- 
ally, only  members  of  a  curia  had  part.  Cuq  (Institutions  juri- 
diques,  21)  disputes  the  derivation  of  Quirites  from  quir,  pointing 
out  that  Quirites  designated,  above  all,  the  body  of  citizens  in  their 
civil,  as  opposed  to  their  military,  capacity.  And  the  usual  Roman 
expressions  for  spear  and  spearman  were  not  quir,  quiris,  but 
hasta,  hastatus. 


EARLY  ROMAN  CONSTITUTION      69 

encies  return  representatives  with  unlimited  power 
to  legislate  for  them  in  Parliament,  representative 
Government  was  unknown  in  the  ancient  world.1 
The  concurrence  of  the  whole  body  of  Roman  citi- 
zens was  the  indispensable  preliminary  to  every  act 
savouring  of  legislation,  and  so  deeply  rooted  was 
this  system  that  it  was  clung  to  even  in  later  ages, 
when  the  extension  of  the  Roman  frontiers  rendered 
the  presence  of  the  vast  majority  of  voters  a  physical 
impossibility. 

The  comitia  curiata  could  lawfully  only  assemble 
on  the  summons  of  the  King  (or  during  an  inter- 
regnum, the  interrex)  as  chief  Magistrate,  and,  as  I 
have  said,  could  only  act  after  the  disposition  of  the 
gods  had  been  ascertained,  by  taking  the  public 
auspices  (auspicia  populi  Romani),  to  be  favourable, 
or  at  least  acquiescent.  The  comitia  could  not  initiate, 
nor  even  discuss,  measures,  but  voted  Aye  or  No 
without  debate  upon  those  submitted  by  the  King. 
It  by  no  means  follows  that  the  Roman  people  had 
not  the  right  or  the  opportunity  of  public  discus- 
sion. In  Republican  times,  at  latest,  general  meet- 
ings of  the  people  (contiones)  were  frequently  con- 
voked by  the  magistrates  for  the  purpose  of  making 
public  announcements  or  eliciting  the  trend  of  pub- 
lic opinion.  Apparently  in  furtherance  of  these  ob- 

1  That  the  Roman  law  of  agency  never  progressed  far  beyond 
the  embryonic  stage,  may  have  underlain  the  same  order  of  ideas, 
viz.,  that  no  man  should  be  bound  politically  or  civilly,  save  by 
his  own  act. 


70      EARLY  ROMAN  CONSTITUTION 

jects,  attendance  at  a  contio,  though  not  compulsory 
upon  any  one,  was  on  the  other  hand  allowable  even 
to  non-citizens  (being  freemen)  who  had  no  place  in 
the  comitia.  A  meeting  of  a  section  of  the  people 
to  consider  and  decide  upon  matters  specially  affect- 
ing itself  was  called  concilium. 

Opinions  conflict  upon  the  original  composition 
and  numerical  strength  of  the  Senate,  or  Elders. 
Their  number  was  certainly  300  at  the  time  of 
Tarquin,  and  for  the  ensuing  centuries.  If,  as  is 
possible,  the  gentes,  in  the  earliest  times  of  Rome, 
still  retained  each  a  visible  and  acknowledged  head, 
it  is  extremely  probable  that  the  Senate  would  be 
composed  of  such  heads,  nor  would  this  circumstance 
point  to  a  fluctuating  number  at  a  time  when  the 
members  of  a  gens  were  still  sufficiently  numerous 
to  preclude  its  extinction.  But  from  a  very  early 
period  Senators  appear  to  have  been  appointed  for 
life  by  the  King,  each  vacancy  being  filled  as  it 
arose,  and  the  dignity  was  not  descendible.  The  con- 
stitutional function  of  the  Senate  was  originally  to  act 
as  guardian  of  the  fas.  It  deliberated  whether  a  pro- 
posed measure  was  reconcilable  with  general  prin- 
ciples, and  it  is  characteristic  of  Rome  that  a  decision 
which  might  seem  to  fall  peculiarly  within  the  pro- 
vince of  sacerdotal  authority  was  remitted  to  all  its 
leading  citizens  without  distinction.  TheSenate's  con- 
currence (auctoritas)  was  necessary  to  every  enact- 
ment proposed  by  the  King  to  the  comitia  curiata  and 
accepted  by  the  latter:  Potestas  in  populo,  auctoritas 


EARLY  ROMAN  CONSTITUTION      71 

in  senatu.  In  course  of  time  it  became  the  practice, 
though  by  no  means  the  duty,  of  the  kings  to  ask 
the  approval,  and  thereby  ensure  the  auctoritas,  of 
the  Senate  before  submitting  legislation  to  the  people. 
The  Senate  thus  gradually  assumed,  side  by  side 
with  original  functions,  those  of  a  Council  of  State, 
which  discussed  and  influenced  all  matters  affecting 
the  Commonwealth;  and  this  character  became  ac- 
centuated under  the  Republic  by  the  admission  of 
plebeian  members,  who,  having  ,no  knowledge  of 
the  patrician  sacra,  could  not  concur  in  conferring 
the  auctoritas.  Accordingly,  in  course  of  time  the 
Senate,  in  addition  to  its  original  passive  function 
as  a  mere  check  or  clog  upon  the  legislature,  be- 
came an  active  deliberative  body.1 

The  regal  resembled  the  senatorial  dignity  in  that  it 
wasnothereditary.  The  magisterial  power  resided  ulti- 
mately in  the  Senate  as  a  whole;  its  exercise  by  only 
one  of  that  body  was  dictated  by  political  expediency 
and  the  sense  of  what  was  fitting.  The  primordial 
social  organization  had  rested  upon  the  allegiance 
of  the  members  of  certain  well  defined  group-units 
each  to  one  head.  It  would  have  appeared  incon- 
gruous that  the  executive  power  of  the  Common- 

1  Senatus  consulit,  non  jubet.  But,  in  later  times  again,  the  Senate 
usurped  legislative  power  also  and  exercised  it,  first  subject  to  the 
veto  of  the  Emperor,  then  as  the  passive  instrument  of  the  ruling 
tyrant  for  the  time  being.  By  the  time  of  Ulpian  that  jurist  was 
able  to  state:  Non  ambigitur  senatum  jus  facere  posse.  Dig.,  i, 
3,  9.  As  to  the  shifting  relations  between  Senate  and  Magistracy, 
see  Mommsen's  Staatsrecht,  iii,  1252  ff. 


72     EARLY  ROMAN  CONSTITUTION 

wealth  should  be  exercised  jointly  by  a  large  num- 
ber of  men  ranking  equally  with  each  other.  Ac- 
cordingly, the  King  alone  was  at  one  and  the  same 
time  sole  representative  of  the  State  in  its  inter- 
national relations,  civil  ruler,  military  commander- 
in-chief,  and  chief  priest  of  the  community,1  but 
with  power  of  substitution  with  respect  to  most  of 
his  functions.  On  his  death  his  delegated  powers 
reverted  to  the  Senate,  and,  until  a  successor  had 
been  duly  installed,  there  ensued  an  interregnum, 
during  which  individual  Senators,  designated  by  lot 
and  termed  interreges,  successively  discharged  the 
regal  functions,  each  for  a  period  not  exceeding  five 
days.  Each  interrex  formally  nominated  his  suc- 
cessor, according  to  a  rotation  already  settled  by 
lot;  and  the  King-elect,  when  at  last  the  choice 
had  been  made  by  the  comitia  in  the  form  of  a  legis- 
lative act,  was  nominated  by  the  interrex  for  the 
time  being  in  power.2  The  choice  of  the  comitia, 
like  every  other  law,  required  confirmation  by  the 
auctoritas  of  the  Senate,  after  which  formal  allegi- 
ance was  declared  at  a  second  meeting  of  the  popu- 
lar Assembly. 

Thus  the  King  ruled  the  State  as  the  father  ruled 
his  family,  or  the  gentile  chief  had  originally  ruled 
his  clan ;  the  extent  and  the  limitations  of  the  power 
were  correlative.  Though  supreme  in  everything 

1  Mommsen,  Rom.  Staatsrecht,  6. 

2  The  first  interrex,  probably  because  he  had  not  himself  been 
nominated,  could  not  nominate  to  the  throne. 


EARLY  ROMAN  CONSTITUTION      73 

touching  the  government  of  the  State,  he  was  in 
the  position  of  a  trustee  administering  a  trust,  rather 
than  a  despot  irresponsibly  disposing  of  the  lives 
and  fortunes  of  his  subjects.  It  is  true  that  his 
behests,  however  arbitrary,  had  to  be  carried  out, 
and  no  misconduct  disqualified  him  from  further 
reigning;  but  though  he  could  violate  the  law  with 
impunity,  we  have  seen  that  he  could  not  make  it.1 
That  he  did  not  rule  by  divine  right  is  clear  from 
the  manner  of  his  appointment,  nor  did  the  dignity 
impart  sacredness  to  his  person  in  the  sense  claimed 
for  the  Stuarts  and  the  Louis.  The  Roman  notion  of 
kingship  thus  differed  radically  from  that  of  the 
seventeenth  and  eighteenth  centuries,  or  even  of 
important  portions  of  present-day  Europe,  where 
royalty  existed  and  exists  apart  from  any  question 
of  its  inherent  usefulness. 

The  root-notion  of  Roman  political  institutions 
was,  therefore,  as  we  were  justified  in  expecting, 
identical  with  that  upon  which  the  Family  System 
was  based.  It  started  by  postulating  the  natural 
equality  of  all  citizens  and  citizenesses ;  but  this 
natural  equality  the  Romans  had  no  hesitation  in 
modifying,  or  even  converting  into  its  antithesis, 

1  It  is  important  to  observe  that  a  Roman  enactment  was 
essentially  an  agreement  between  King  and  People,  and  was  con- 
cluded by  question  and  answer,  in  form  closely  resembling  the 
private  contract  by  stipulatio  common  in  later  ages.  Lex  (ligare 
=  to  bind,  whence  also  obligatio)  meant  any  kind  of  obligation 
voluntarily  undertaken,  and  was  applicable  to  private  treaty  as 
well  as  to  enactments  by  the  comitia. 


74      EARLY  ROMAN  CONSTITUTION 

where  practical  considerations  seemed  so  to  require. 
Women  were  not  less  esteemed  than  men,  yet  the 
Romans,  realizing  that  the  former,  in  the  then  con- 
ditions of  life,  were  unable  to  discharge  the  chief  duties 
which  a  State  necessarily  imposed  upon  its  citizens, 
hesitated  not,  in  relieving  them  of  responsibility,  to 
deprive  them  also  of  the  political  power  and  influence 
which  responsibility  connoted.  So  again  the  Romans, 
whilst  recognizing  the  equality  of  all  citizens,  cheer- 
fully surrendered  their  fortunes  and  liberties  into  the 
hands  of  one  man  in  deference  to  what  experience 
had  demonstrated  to  be,  on  the  whole,  the  salutary 
rule  of  undivided  command.  But  every  Senator  was 
eligible  for  the  kingship  or  consulship,  and  every  citi- 
zen, at  least  from  very  early  times,  might  aspire  to 
become  a  Senator.1  The  whole  of  the  political  power 
capable  of  being  wielded  by  the  community  was  re- 
cognized as  being  in  the  last  resort  in  the  people,  who, 
through  the  medium  of  the  Senate,  transferred  the 
executive  part  of  it  to  their  acclaimed  ruler  for  his  life. 
Accordingly  Rome,  even  under  its  Kings,  was  never  a 
true  monarchy,  but  a  community  of  free  citizens  who, 
in  the  interests  of  the  common  weal,  submitted  to 
be  controlled  by  one  of  their  number.  The  abolition 
of  kingship,  on  the  deposition  of  Tarquin  the  Proud, 
merely  signified  that  the  powers  and  privileges 
hitherto  irrevocably  vested  in  one  person,  were  now 
distributed  among  several,  who,  in  the  case  of  tem- 

:  Plebeian  citizens,  however,  as  we  shall  see  later,  were  not  ad- 
mitted to  the  consulship  until  the  fourth  century  of  the  City. 


EARLY  ROMAN  CONSTITUTION      75 

poral  offices,  held  them  for  one  year  only.  The 
sovereignty  of  the  people  was,  as  we  have  already 
seen,  to  some  extent  subjected  to  restraints  which 
no  mundane  power  could  override.  In  special  cases 
the  comitia,  in  the  teeth  of  fas  and  custom,  would 
allow  the  conversion  of  paterfamilias  into  filius- 
familias,  change  the  ordinary  course  of  devolution 
of  property  upon  death,  or  pardon  an  offender  whose 
life  was  forfeit  to  the  just  anger  of  the  gods.  But 
they  could  not  deprive  a  citizen  of  his  citizenship  so 
long  as  he  remained  in  the  City,  or  even  in  Latium; 
to  do  so  it  was  necessary  to  sell  him  as  a  slave 
"  beyond  Tiber,"  that  is,  to  the  strangers  and  enemies 
in  the  North.  Neither,  it  would  appear,  could  the 
State  at  first  demand  from  the  citizen  any  part  of  his 
property.  Direct  taxation,  levied  in  times  of  stress 
was.  strictly  speaking,  repayable,  and  somewhat  in  the 
nature  of  those  forced  "benevolences  "  with  which  our 
own  forefathers  were  painfully  familiar.  Service  in 
the  field,  and  labour  in  times  of  peace,  the  King  could 
indeed  require,  though,  as  regards  the  former,  again, 
the  people's  assent  was  necessary  before  an  aggres- 
sive war  could  be  undertaken ;  but  the  State  revenue, 
apart  from  enforced  gratuitous  services,  was  ordin- 
arily supplied  chiefly  by  the  income  from  the  State 
domains,  the  customs  and  dues  levied  at  Ostia,  fines 
paid  by  unsuccessful  litigants,  and  the  proceeds  of 
campaigns  against  neighbouring  cities. 

Patrician  membership  of  a  gens  was,  in  the  first 
centuries  of  Rome,  the  indispensable  condition  of 


76      EARLY  ROMAN  CONSTITUTION 

full  citizenship.  No  client,  nor  person  of  patrician 
descent  but  not  belonging  to  a  gens,1  could  have 
part  or  lot  in  the  administration  or  hold  public  office; 
and  if  clients  were  allowed  in  the  comitia  it  must 
certainly  have  been  in  the  quality  of  attendants  and 
backers  of  their  patrons,  rather  than  of  independent 
coadjutors.  In  addition  to  client  freemen  having,  in 
strict  law,  no  civic  rights,  but  in  practice  indirectly 
exercising  them  through  the  gentes  to  which  they 
were  attached,  there  gradually  grew  up  in  and  around 
Rome  a  free,  but  non-citizen  population  without  per- 
sonal attachment.  A  vanquished  town  might  some- 
times make  terms  with  the  conquerors,  and  continue 
its  physical  existence,  together  with  the  enjoyment  of 
all  or  part  of  its  lands,  at  the  price  of  the  surrender 
of  its  political  importance  and  complete  subserviency 
of  its  own  to  the  Roman  foreign  policy.  But  more 
frequently  the  consequence  of  defeat  was  uncon- 
ditional deliverance  into  the  enemy's  hand,  and  total 
destruction  of  the  city,  or  at  least  the  expulsion  of 
its  inhabitants,  whose  places  were  then  taken  by 
needy  Roman  colonists.  In  the  former  case  the  van- 
quished populations  were  disarmed,2  and  placed 
under  the  protection  of  Rome  as  "  clients  of  the 
King,"  that  is,  of  the  State.  In  the  latter,  they 
were  settled  in  Rome,  where  their  gentes  were  fre- 
quently admitted  into  the  Roman  patriciate,  whilst 
the  common  people  became  "the  crowd"  (plebs), 

1  E.g.,  any  one  born  of  patrician  parents  but  not  ex  justis 
nuptiis.  2  Livy,  iii,  19. 


EARLY  ROMAN  CONSTITUTION      77 

whose  freedom  indeed,  as  Latins,  could  not  be  taken 
from  them,  but  disentitled  alike  to  patrician  privilege 
and  the  protection  extended  to  clients.1  The  de- 
liberate annihilation  of  the  Alban  polity  immensely 
strengthened,  materially  and  morally,  the  Roman 
position  in  Latium.  Not  only  did  the  survivors  rein- 
force the  ranks  of  the  victors,  but  Rome's  ambition 
to  rule  Latium  now  for  the  first  time  received  re- 
ligious sanction.  For,  agreeably  with  contemporary 
notions,  the  Romans  could  claim  to  stand  towards 
the  other  States  in  the  shoes  of  Alba,  whose  shadowy 
presidency  over  Latium  their  practical  spirit  found 
means  to  transfer  into  a  substantial  political  pre- 
dominance, which  soon  assumed  the  form  of  a  suze- 
rainty, and  justified  in  appearance  the  fate  of  those 
cities  which  were  sufficiently  impious  or  ill-advised 
to  rebel. 

All  accessions,  however,  were  not  gained  by 
violent  means,  for  even  during  the  first  centuries 
the  commercial  position  of  Rome  attracted  many 
strangers,  often  accompanied  by  their  families,  whom 
a  far-seeing  Government  wisely  suffered  to  abide 
unmolested.  The  last-named  class  would  naturally 
be  recruited  chiefly  from  the  intelligent  and  enter- 
prising population  of  all  the  middle  Italian  lands, 
and  no  doubt  contributed  materially  to  the  mental 
and  physical  strength  of  their  adopted  city.  Thus 
did  Rome's  growing  might  and  prestige  swell  the 
stream  of  voluntary  and  involuntary  immigrants, 

1  Livy,  i,  33. 


78     EARLY  ROMAN  CONSTITUTION 

who,  at  a  comparatively  early  period,  must  already 
have  outnumbered  the  old  burgher  element. 

We  are  now  able  to  sum  up  more  or  less  ade- 
quately the  salient  characteristics  of  the  Roman 
community  at  the  outset  of  its  long  struggle  for  the 
supremacy  of  the  world.  It  was  first  and  foremost  a 
community  of  agriculturists  and  cattle-farmers,  pos- 
sessed of  all  the  qualities  usually  associated  with  a 
thrifty  peasantry,  deeply  imbued  with  religious  feeling, 
steeped  in  superstition,  yet  preserving  withal  a  shrewd 
judicial  mind,  even  in  its  dealings  with  the  gods ;  very 
acquisitive  and  litigious,  very  full  of  worldly  wisdom 
and  plain  common  sense.  But  it  was  also  a  com- 
munity which  had  become  partially  industrialized 
through  the  influx  of  enterprising  and  frequently 
wealthy  immigrants,  whom  its  liberal  and  stable 
institutions  attracted.  Its  leading  politicians  were 
capitalists1  as  well  as  soldiers,  its  aggressive  wars 
were  fought  for  economic  benefits  as  well  as  glory. 
Allegiance  to  the  City,  the  bulwark  equally  of  mate- 
rial and  political  prosperity,  took  its  place  quite 
naturally  beside  the  habitual  allegiance  to  gens  (if 
any)  and  family.  The  first  requirement  of  such  a 
community  is  public  order  and  equal  subordination 
of  all  to  the  law.2  The  harshest  sanctions  of  proprie- 
tary and  contractual  rights  merited  the  approval  of  a 
body  of  men  who  took  themselves  and  their  duties 

1  "Seit  Rom  stand  wa  daselbst   das  Kapital  eine  politische 
Macht"  (Mommsen,  Romische  Geschichte,  iii,  15). 

2  Cicero,  De  Rep.,  i,  45;  iv,  2. 


EARLY  ROMAN  CONSTITUTION     79 

seriously.  The  dread  of  their  enforcement,  usually 
sufficient  to  secure  respect  for  property  and  due 
satisfaction  of  obligations,  went  far  to  supply  the 
want  of  a  regular  police,  and  cure  the  defects  in- 
separable from  a  cumbersome  administration.  Muni- 
cipal law  among  most  archaic  peoples,  and  again  in 
the  commotions  of  the  Middle  Ages,  somewhat  re- 
sembled, in  its  uncertainty  and  the  incompleteness  of 
its  sanctions,  the  Public  International  "Law"  of  the 
present  day.  The  necessities  of  the  Roman  com- 
munity hastened  the  formation  and  well-reasoned 
development  of  definite  judicial  norms  by  the  co- 
operation of  men  standing  in  the  very  centre  of 
public  affairs.1  Such  a  community  allowed  small 
scope  for  individual  idiosyncrasy  or  vagaries  of 
temperament.  It  scrutinized  with  true  Republican 
jealousy  both  the  visible  eccentricities  of  vanity  and 
the  outward  signs  of  pre-eminence.  Within  the  City 
all  must  go  on  foot,  save  the  specially  privileged 
vestals  and  the  King,  and  after  the  suppression  of 
the  latter  even  the  Consuls  walked.  The  dress  of 
magistrates,  senators,  and  private  citizens,  save  for 
trifling  distinctions,  was  uniform.2  To  wear  unper- 
mitted,  save  on  occasions  of  special  rejoicing,  the 


1  Cf.  Cic.,  De  Orat,  i,  44. 

2  The  toga  (tegere  =  to  cover,  perhaps  allied  with  the  Anglo- 
Saxon  teog,  and  the  German  zeug  =  stuff,  material)  was  the  char- 
acteristic dress  of  Romans  in  times  of  peace.    "  Romanes,  rerum 
dominos,  gentemque  togatam"  (Verg.,  Aen.,  i,  282).    The  Gauls 
were  called  "  breeched  "  (braccati). 


So     EARLY  ROMAN  CONSTITUTION 

garland  reserved  for  distinguished  warriors  on  the 
days  of  their  triumph  was  accounted  akin  to  treason.1 
Even  the  ancestral  cult  might  not  be  pushed  to 
capricious  extremes,  and  only  eminent  families  might 
retain  the  waxen  masks  of  departed  forefathers,  and 
display  their  features  in  the  funereal  processions  of 
prominent  members.  The  citizen  must  be  frugal  of 
living,2  dignified  of  bearing,3  moderate  of  speech. 
Above  all,  he  must  be  sober  of  thought.  The  Roman 
never  snatched  at  the  unattainable,  and  never  cried 
for  the  moon.  Although  he  imported  into  his  own 
legal  system  whatever  appeared  practical  and  useful 
of  the  known  Hellenic  institutions,  he  never,  even  in 
later  ages,  really  assimilated  the  philosophical  and 
idealistic  products  of  the  exuberant  Greek  imagina- 
tion. 

1  Pliny,  Hist.  Nat.,  xxi,  6.  Caesar  was  grateful  to  the  Senate 
for  allowing  him  habitually  to  cover  his  baldness  with  a  chaplet. 

3  See  Cato's  recipes,  De  Re  Rustica,  Ixxvi  ff.  Among  the  earliest 
Romans  a  thick  kind  of  gruel  (puls)  was  the  commonest  food. 
Meat  was  comparatively  seldom  eaten;  bread  or  cake  was  used 
only  at  sacrifices. 

3  The  citizen  walked  with  stately  gait;  slaves  bustled. 


CHAPTER  V 

THE  REFORMED  CONSTITUTION  OF  SERVIUS  TULLIUS 

ROME'S  elevation  to  the  metropolis  of  Latium 
brought  with  it  the  usual  economic  concomit- 
ants: mercantile  expansion,  increase  of  wealth,  and 
a  large  accretion  of  strangers.  The  policy  fol- 
lowed respecting  the  last-named  was,  upon  the 
whole,  not  unworthy  a  State  which  aspired  to  a 
spacious  and  splendid  future,  and  Rome  soon  cir- 
cumvented the  rule  (natural  enough  to  the  ancients) 
that  men  who  had  no  part  in  the  City  cult  could 
not  invoke  the  City  law.1  To  Latins  and  aliens 
(peregrini)  was  extended,  in  fact,  if  not  in  law,  the 
commercium;  they  were  suffered  not  only  to  reside, 
but  unmolested  to  carry  on  business  in  Roman 
territory,  and  enjoyed  at  the  hands  of  a  liberal 
administration  that  protection  of  person,  property, 
and  contractual  rights  which  the  law  itself  as  yet 
denied  to  non-citizens.  Even  the  virtual  ownership 
of  Roman  soil  was  permitted  to  Latins,  though  prob- 
ably not  to  peregrini.  Religious,  as  well  as  political, 
scruples  may  have  prompted  this  last  restriction,  as 

1  Die  alte  Zeit  ruht  auf  dem  Gegensatz  einander  ausschliessen- 
der  Gemeinden  und  Staaten.    Sohm,  Inst.  d.  Rom.  Rechts.,  80. 

G 


82     THE  REFORMED  CONSTITUTION 

they  certainly  dictated  the  limited  application  of  the 
jus  connubii.  The  desire  to  safeguard  the  sacra 
had  formerly  prompted  a  jealous  supervision  of 
matrimonial  alliances  which  might  endanger  them, 
and  marriage  between  members  of  different  groups 
was  still  hampered  by  the  ideas  of  more  ancient 
ages.  A  Roman  citizen  could  not  contract  justae 
nuptiae  with  an  alien  unless  a  special  treaty  author- 
ized "just  marriage"  between  the  nationals  of  the 
two  States.  Even  unions  between  Romans  and 
Latins  belonging  to  one  of  the  anciently  federated 
cities  were  similarly  treated,  for  since  Rome  had 
become  arbiter  of  Latium,  connubium  was  only 
granted  as  a  favour.  Within  Rome  the  conditions 
were  still  less  satisfactory.  No  international  treaty 
could  be  concluded  between  the  State  and  a  portion 
of  its  own  citizens;  hence  inter-marriage  of  a  Roman 
patrician  with  a  plebeian,  although  socially  recog- 
nized, failed  to  establish  manus  to  the  husband, 
or  patria  potestas  over  his  issue,  and  disqualified 
him  for  the  higher  priestly  dignities.  Until  the 
nettle  was  firmly  grasped  three  centuries  after  the 
City's  birth,  the  anomalous  position  endured  that  a 
Roman  citizen  might  contract  with  a  foreigner  a 
marriage  of  full  legality,  which  was  under  no  cir- 
cumstances possible  with  a  large  portion  of  his 
countrywomen. 

At  some  uncertain  epoch  of  the  regal  period  the 
patriciate  became  alive  to  the  necessity  of  modi- 
fying the  policy  hitherto  observed  towards  the 


OF  SERVIUS  TULLIUS  83 

"  Uitlander  "  element.  Deprived  of  the  privileges  of 
citizenship,  some  of  which  were  formal  only,  stranger 
denizens  also  escaped  its  burdens,  which  were  very 
real.  Enjoying  all  the  material  advantages  of  resi- 
dence in  a  well  ordered  and  commercially  progres- 
sive community,  they  were  exempt  from  military 
service,  the  corvees,  and  the  compulsory  loans  which 
then  took  the  place  of  direct  taxation.  The  patriciate, 
with  such  assistance  as  they  could  claim  from  their 
clients,  furnished  the  labour  for  the  public  works,  and 
assisted  the  Government  in  its  financial  straits.  And 
upon  the  patriciate,  as  the  Populus  or  people,1  de- 
volved the  heavy  strain  of  maintaining  by  force  of 
arms  the  political  supremacy  which  plebeian  and 
stranger  joined  them  in  exploiting.  With  the  march 
of  events  the  position  had  become  untenable.  Con- 
stant wars,  waged  partly  from  necessity  and  partly 
from  ambition,  drained  the  patrician  element  of  its 
best  blood,  and  threatened  it  with  an  ultimate  exter- 
mination, only  temporarily  retarded  by  occasional 
admissions  of  new  gentes  into  the  Roman  patri- 
ciate from  vanquished  neighbouring  cities,  or  as 
voluntary  recruits. 

1  Populus,  allied  with  populari  (to  ravage  or  devastate),  sig- 
nified as  much  Army  as  People,  and  under  the  earliest  constitution 
could  only  apply  to  the  patriciate.  After  the  recognition  of  the 
centuriae  as  a  legislative  body,  populus  would  include  both  patri- 
cians and  plebeians.  It  is  only  in  much  later  times  that  populus 
could  be  used,  as  "  people  "  is  often  colloquially  used  in  English, 
to  mean  the  commonalty,  and  sometimes  the  poorer  commonalty, 
only. 


84     THE  REFORMED  CONSTITUTION 

To  meet  these  dangers  was  the  avowed  purpose 
of  the  various  reformatory  measures,  probably  in- 
augurated on  the  model  of  the  Grecian  colonies  of 
southern  Italy,  in  the  reign  of  the  sixth  King  of 
Rome,  Servius  Tullius,  and  named  after  him.  The 
Servian  reforms  may  have  been  merely  what  on  their 
face  they  appeared  to  be — a  makeshift  dictated  by 
political  exigences — or  a  scheme  designed  by  far- 
sighted  statesmen,  compelled  to  study,  whilst  dis- 
daining, the  narrow  prejudices  of  the  patricians, 
and  leaving  to  the  logic  of  events  the  full  fruition 
of  their  plans.1  Their  immediate  effect,  however, 
was  to  cause  the  stranger  population  to  share  the 
burdens  of  the  burgher  class  without  corresponding 
increase  of  rights.  The  first  act  was  probably  to  sub- 
ject all  residents,  whether  citizens  or  non-citizens, 
and  whether  occupying  land  or  not,  to  the  imposi- 
tions decreed  by  the  King  in  the  public  interest. 
This  was  succeeded  by  the  step  —  vastly  more 
important  in  its  ultimate  consequences — of  trans- 
forming military  service  from  a  personal  obliga- 
tion of  the  citizen  into  an  incident  of  land  tenure, 
irrespective  of  the  holder.  All  landowners  (assidui), 
whether  patrons,  clients,  or  plebeians,  together  with 
all  adult  males  in  their  power,  now  alike  served  in 
the  ranks.2  The  older  division  of  the  population 

1  Cf.  the  various  authors  cited  by  Soltau  in  his  Altrom.  Volksvers., 
p.  231  ff. 

2  Landowners,  whom  sex  or  youth  disqualified  from  military 
service,  supplied  horses  for  the  cavalry,  and  their  fodder. 


OF  SERVIUS  TULLIUS  85 

into  patricians  and  clients  was  superseded,  for  the 
purpose  of  the  new  reforms,  by  the  division  into 
landholding  burghers  and  their  clients,  landholding 
Latins  (foreigners  other  than  members  of  the  fed- 
erated Latin  cities  being  probably  barred  from 
acquiring  land  interests),  all  of  whom  were  now 
liable  to  taxation  and  military  service,  and  non- 
landholding  citizens  and  denizens,  liable  to  taxation 
only.  Probably  military  service  was  graduated  so 
as  to  call  the  poorer  classes,  who  could  not  leave 
their  farms  without  loss  and  suffering,  less  fre- 
quently to  the  standards  than  the  more  fortunate 
of  the  population,  a  relief  which  was  held  to  justify 
the  preponderance  of  voting  power  accorded  to  the 
latter  in  the  later  comitia  centuriata.  Yet  plebeians 
became  either  at  once  or  very  soon  eligible  for  mili- 
tary command,  and  what  we  know  of  the  usual  order 
of  battle-array  certainly  acquits  the  patricians  of 
any  tendency  to  spare  themselves. 

Incidental  to  this  reform  was  the  institution,  or,  at 
all  events,  the  more  regular  practice  of  a  system  of 
land  registration,  and  the  periodical  enrolment  of 
citizens.  It  had  become  a  matter  of  public  import- 
ance that  there  should  be  an  authentic  record  of  all 
freeholders,  and  this  was  only  possible  by  the  estab- 
lishment of  a  register,  somewhat  on  the  principle 
of  our  Domesday  Book,  which  was  subjected  to 
periodical  revision  in  order  to  record  changes  of 
interest.  Similarly,  it  became  necessary  that  con- 
veyances of  land  should  take  place  with  publicity, 


86     THE  REFORMED  CONSTITUTION 

and  by  certain  unmistakable  tokens.  Hence  the 
important  part  played  by  Mancipation  in  the  law  of 
property  during  the  ensuing  centuries.  And  it  is 
probable  that  the  system  of  collective  landowner- 
ship,  now  almost  the  last  mainstay  of  the  gentile 
organization,  received  its  death  blow  from  the  Ser- 
vian reforms. 

Whether  or  not  it  had  been  intended  that  the 
centuries,  into  which  was  divided  the  reinforced 
Roman  army,  now  increased  to  some  20,000  men, 
should  develop  into  a  regular  political  assembly 
and  have  a  voice  in  affairs  of  State,  such  was  the 
inevitable  outcome.  The  age-limits  for  military  ser- 
vice were  from  the  seventeenth  to  the  sixtieth  (for 
service  in  the  field  only  to  the  forty-sixth)  year; 
but  older  men  of  course  voted  in  the  century  in 
which  they  had  served  when  the  citizens  assembled 
centuriatim  as  a  political  body.  The  Assembly  of 
the  Centuries  being,  in  theory,  the  mobilized  army,  • 
always  met  outside  the  City  wall,  whilst  the  curiae 
or  Assembly  of  Burghers  in  their  civil  capacity,  in- 
variably met  within.1  That  the  comitia  centuriata, 
the  People  in  Warlike  Array,  should  decide,  in  pre- 
ference to  the  comitia  curiata,  upon  the  question  of 

1  More  precisely,  within  the  Pomerium.  The  exact  meaning  of 
Pomerium  has  no  bearing  upon  our  subject;  it  is  discussed  in  the 
chapter,  Der  Begriff  des  Pomerium,  in  Mommsen's  Rom.  Forsch- 
ungen,  ii.  The  above  rules  were  invariably  followed  by  the  older 
Assemblies  of  the  Curiae  and  Centuries.  The  later  Comitia  Tri- 
buta  and  plebeian  Concilia  were  less  regular  in  their  practice. 
Mommsen,  Staatsrecht,  iii,  378  ff. 


OF  SERVIUS  TULLIUS  87 

Peace  or  War,  was  the  first  and  most  obvious  step 
towards  legislative  power;  and  this  was  succeeded 
by  gradual  further  encroachments.  The  comitia  cen- 
turiata  comprised  all  the  members  of  the  older  body 
(save  in  those  rare  instances  where  a  citizen  pos- 
sessed no  land),  as  well  as  the  newly  admitted  ele- 
ments, containing  many  men  equal  in  intelligence  and 
wealth  with  their  patrician  comrades ;  they  therefore 
assumed  from  the  first  a  character  more  representa- 
tive of  the  community  at  large.  Nor  was  the  innova- 
tion of  a  nature  to  greatly  alarm  the  patricians.  The 
artificial  organization  of  the  centuries,  and  their 
cunningly  manipulated  relative  voting  power,  con- 
ferred upon  the  wealthier  classes  an  overwhelming 
predominance;  at  the  same  time  the  presence  of 
plebeians  in  those  classes,  whilst  tending  (for  the 
present)  to  strengthen  the  position  of  the  governing 
order,  deprived  in  appearance  the  new  assembly  of 
the  invidious  exclusiveness  which  characterized  the 
old.  To  the  Assembly  of  the  curiae,  when  once  the 
new  order  of  things  had  become  established,  re- 
mained, besides  formal  State  functions,  for  instance, 
the  declaration  of  allegiance  on  the  appointment  of 
a  new  King  (under  the  early  Republic,  Consul  or 
Dictator),  only  its  legislative  competency  in  curial, 
gentile,  family  matters,  such  as  Arrogation  and  testa- 
mentary declarations.  Upon  the  establishment  of 
the  Republic  its  degradation  was  strikingly  exposed, 
and  its  ancient  significance  for  ever  destroyed,  by 
extending  the  suffrage  even  to  plebeians  who  had 


88     THE  REFORMED  CONSTITUTION 

not  availed  themselves  of  the  newly  acquired  right 
to  form  plebeian  gentes. 


NOTE  TO  CHAPTER  V 

In  his  learned  but  highly  controversial  treatise  Ueber  die 
Entstehung  und  Zusammensetzung  der  altromischen  Volksver- 
sammlungen,  Dr.  W.  Soltau  seeks  to  show  that  from  the  beginning 
non-patricians  formed  part  of,  and  voted  in,  the  comitia  curiata. 
The  intimacy  of  the  religious  bond  uniting  patrons  and  clients 
might  tend  to  support  the  proposition,  so  far  as  it  relates  to  the 
latter,  but  for  the  sharp  distinction  which  we  should  expect  the 
earliest  Romans  to  have  drawn,  and  which  apparently  they  did 
draw,  between  public  and  private  relations.  One  may  admit  (as 
do  Niebuhr  and  others)  the  participation  of  clients  with  the 
patricians  in  the  curial  sacra,  and  even  their  presence  in  the 
comitia  curiata  calata,  and  the  contiones,  but  scarcely  the  active 
influence  over  public  policy  which  the  suffrage  in  the  comitia 
implies.  And  it  appears  incredible  that  this  latter  right  should 
have  been  exercised  by  non-client  plebeians  in  regal  times,  at 
least  in  the  more  strictly  constitutional  period  before  Servius 
Tullius.  It  is  true  that  Soltau  is  careful  to  exclude  from  the 
plebeian  voters  (i)  residents  enjoying  only  commercium  and 
connubium  without  political  rights;  (2)  Forctes  and  Sanates,  or 
Latins  forcibly  converted  into  Roman  subjects;  and  (3)  the 
majority  of  Roman  freedmen  (libertini).  After  making  these  de- 
ductions, it  is  not  clear  what  important  class  of  plebeians,  other 
than  clients,  would  remain  to  assist  and  vote  in  the  assembly  of 
the  curiae,  but  the  acknowledgement  of  any  non-client  plebeian 
element  in  the  comitia  curiata  at  so  early  a  period  involves 
consequences,  which  the  majority  of  modern  Romanists  concur 
in  rejecting;  and  although  Soltau  anticipates  and  ably  deals  with 
the  obvious  objections  to  his  theory,  I  cannot  think  that  he  con- 
vincingly disposes  of  them. 

i.  The  participation  of  non-client  plebeians  is  opposed  by  reli- 
gious obstacles  which  Soltau  appears  to  insufficiently  appreciate, 


OF  SERVIUS  TULLIUS  89 

if  we  bear  in  mind  the  characteristics  of  the  period  under  review. 
For  instance,  one  of  the  chief  functions  of  the  comitia  was  to 
supervise  and  control  the  individual  gentes  in  vital  matters  like 
Testament,  Adrogation,  and  detestatio  sacrorum.  It  is  impossible 
to  suppose  that  the  concurrence  of  plebeians,  having  no  gens 
and  no  recognized  religion,  could  have  been  tolerated  in  such 
functions.  Soltau  accordingly  assumes  (p.  89)  that  even  non- 
client  plebeians  may  from  time  immemorial  have  had  gentes  of 
their  own.  I  can  neither  find  sufficient  support  for  the  theory 
nor  approve  his  interpretation  of  Cicero's  definition :  "  Gentiles 
sunt,  qui  inter  se  eodem  nomine  sunt;  non  est  satis:  qui  ab 
ingenuis  oriundi  sunt;  ne  id  quidem  satis  est:  quorum  majorum 
nemo  servitutem  servivit :  abest  etiam  nunc :  qui  capite  non  sunt 
deminuti."  On  this  head  I  must  refer  generally  to  subsequent 
chapters. 

2.  It  is  highly  improbable  that  any  unattached  plebeian  element 
existed  in  Rome  till  commerce  and  the  fortune  of  war  brought  it 
thither.    Trading  strangers,  intent  only  upon  their  traffic,  and  con- 
tingents from  vanquished  populations,  ruined  and  rendered  home- 
less, godless  and  destitute  of  every  tie  which  bound  men  together, 
cannot  have  been  admitted  to  the  franchise    to  vote  on   equal 
terms  (viritim)  with  their  conquerors  upon  internal  and  external 
affairs  of  vital  importance  to  the  State,  such  as  peace  or  war,  and 
the  election  of  Kings.    We  know  that  the  Romans  wisely  en- 
couraged immigration,  but  no  polity  is  sufficiently  stable  to  endure 
the  presence  in  its  sovereign  body  of  masses  of  men  entirely  out 
of  sympathy  with  it.    Therefore  it  would  have  been  necessary,  as 
Soltau  foreshadows,  to  sharply  distinguish  between  various  classes 
of  plebeians  in  order  to  eliminate  the  naturally  disaffected;  and 
the  absence  of  all  allusion  to  so  important  an  item  in  the  scheme 
of  government  is  stranger  than  the  failure  of  ancient  historians  to 
deal  with  the  admission  of  plebeians  to  the  curiae  in  the  post- 
regal  period  with  the  clearness  and  prominence  due  to  so  import- 
ant an  event  (p.  80). 

3.  To  grant  the  above  proposition  involves  an  entire  revision  of 
our  view  relating  to  the  institution  of  the  order  of  the  Centuries, 
as  an  enlightened  measure  tending  to  a  juster  distribution   of 
political  power  and  responsibility,  whilst  materially  strengthening 


90     THE  REFORMED  CONSTITUTION 

the  Commonwealth.  But  the  supersession  of  patricio-plebeian 
comitia  curiata,  with  equal  voting  power,  by  the  oligarchically 
ordered  centuries  would  represent  the  most  retrograde  and  re- 
actionary step  known  to  history,  a  deliberate  transition  from 
advanced  democracy,  tempered  by  kingship,  to  the  unbridled 
rule  of  a  wealthy  monopolizing  minority.  The  political  acumen 
displayed  by  the  Commons,  and  the  steady  progress  of  the 
popular  power  during  the  first  three  centuries  of  the  Republic, 
are  in  strange  contrast  with  so  sinister  a  process.  It  is  prefer- 
able to  believe  that  the  admission  of  plebeians  to  the  comitia 
curiata  was  only  achieved  when  that  body  had  already  been 
replaced  for  most  purposes  of  practical  politics  by  the  comitia  of 
the  centuries,  in  which  the  plebeians  were  already,  albeit  inade- 
quately, represented.  It  was  a  further  concession  to  the  plebs, 
which  they  had  earned  by  their  co-operation  against  the  common 
tyrant,  and  which,  in  the  altered  position  of  the  assembly,  no 
longer  appeared  dangerous  to  the  patriciate. 

4.  If  the  Constitution  had  permitted  the  presence  of  independ- 
ent plebeians  in  the  comitia,  the  Kings,  whom  the  plebs  would 
always  support  as  its  natural  protectors,  would  have  habitually 
utilized  the  popular  body  as  a  convenient  counterpoise   to   the 
Senate.    There  is  no  indication  that  any  such  policy  was  con- 
sistently followed. 

5.  To  mitigate  the  above  and  other  considerations,  Soltau  finds 
himself  impelled  to  a  course  of  reasoning  which  ends  in  denying 
all  political  significance  to  the  comitia  curiata  from  the  outset, 
places  all  practical  sovereignty  entirely  in  the  hands  of  King  and 
Senate,  and  degrades  the  Roman  to  the  level  of  the  Zulu  polity 
in  the  days  of  Tshaka.    A  lex  curiata  is  no  longer  a  pact  or  treaty 
between  King  and  People,  binding  both,  but  something  imposed 
by  the  mere  will  of  the  former  upon  the  latter.    Lex  is  derived 
not  from  ligare  but  from  legere.     Yet  we  find  this  abject  and 
powerless  body  of  citizens  claiming  to  elect  a  king  (Livy,  i,  17), 
and  electing  Tullus  Hostilius  (ibid.,  i,  22),  Ancus  Martius  (ibid., 
i,   32),  Tarquinius  Priscus  (ibid.,  i,   35),   before  their  accession. 
Servius  Tullius,  who  first  ascends  the  throne  without  the  people's 
order  (injussu  populi),  but  with  their  goodwill  and  consent  (Cicero, 
De  Rep.,  ii,  21),  as  well  as  that  of  the  Senate  (Livy,  i,  41),  never- 


OF  SERVIUS  TULLIUS  91 

theless,  after  many  years  of  a  successful  and  popular  reign,  "  regu- 
larizes "  his  position  by  soliciting  election  at  the  hands  of  the 
people  (ibid.,  i,  46).  Tarquin  the  Proud  alone,  in  an  age  of  grow- 
ing disorder,  though  he  condescends  to  canvass  for  popularity 
(ibid.,  i,  47),  affects  to  reign  without  the  people's  consent,  and  is 
deposed  for  this  and  other  violations  of  the  Constitution.  See 
also  the  corresponding  accounts  of  Dionysius,  ii,  15;  iii,  i,  12, 15; 
iv,  i,  10. 


CHAPTER  VI 

THE   REVOLT  OF   THE  ARISTOCRACY   (CIRCA    243    URBIS, 

510  B.C.)1 

ORIGINALLY  operating  largely  as  an  instru- 
ment of  class  selfishness,  the  Servian  Consti- 
tution really  represents  the  first  step  towards  the 
ultimate  overthrow  of  patrician  supremacy.  The 
abolition  of  the  kingship,  by  accentuating  the  dis- 
parities, precipitated  the  struggle  between  the  privi- 
leged and  the  non-privileged  classes:  the  Servian 
reforms  supplied  the  vantage-ground  from  which 
the  latter  conducted  their  fight  for  political  equality. 
The  old  simple  division  into  citizens  with  equal 
political  rights,  and  a  class  with  neither  rights  nor 
liabilities,  save  such  as  were  incidental  to  public 
order  and  decorum,  had  yielded  to  an  arbitrary 
system  which  cast  upon  all  men  the  burden,  and 
withheld  from  most  the  advantages,  of  civic  life. 
The  most  "democratic"  (in  the  modern  sense)  of 
societies,  considered  apart  from  the  rest  of  man- 

1  The  date  is  open  to  doubt,  as  is  the  entire  chronology  of  the 
regal  period.  It  seems  improbable  that  only  seven  kings,  three 
at  least  of  whom  are  said  to  have  been  removed  by  violent  means, 
should  have  reigned  during  nearly  two  centuries  and  a  half,  a 
period  not  reached  by  any  seven  consecutive  Roman  emperors  or 
English  monarchs. 

92 


REVOLT  OF  THE  ARISTOCRACY     93 

kind,  the  patriciate,  through  the  effects  of  warlike 
conquests  and  organic  changes  in  the  body  politic, 
had  developed,  as  against  the  generality  of  the  in- 
habitants, into  an  aristocracy,  with  all  an  aristocracy's 
usual  virtues  and  failings — the  latter  as  yet  un- 
checked by  the  criticism  and  the  example  of  a  powerful 
middle  class.  The  bulk  of  the  non-patrician  orders 
resented  their  poverty,  and  all  of  them  the  degrada- 
tion of  their  political  and  religious  disabilities,  the 
more  keenly  as  their  own  prowess  contributed  to 
win  for  the  City  the  glory  and  material  advantages 
of  successful  warfare,  which  the  patricians  then  con- 
trived nearly  to  monopolize.  But  so  long  as  the 
regal  power  overawed  alike  gentes  and  plebs,  the 
oppression  of  the  latter  was  mitigated  or  disguised. 
The  hand  of  the  King  lay  heavy  upon  all,  but 
heaviest  upon  those  whom  wealth  and  position 
marked  out  as  specially  fit  to  bear  the  burdens 
inseparable  from  a  policy  of  foreign  expansion; 
whilst  proximity  to  the  throne  exposed  them  to  the 
malice,  caprice,  and  arrogance  of  a  haughty  despot, 
whose  growing  sense  of  irresponsible  power  was 
uncurbed  by  the  conventions  of  former  ages. 

It  has  been  urged  with  some  plausibility  that 
Rome  itself  had  fallen  under  the  dominion  of  alien 
invaders;  that  the  conquests  of  the  later  reigns 
had  been  achieved  under  foreign  leadership,  as 
Saxon  England,  after  having  succumbed  to  the 
Normans,  itself  subjugated  Normandy  and  Ireland 
under  the  first  two  Henrys;  and  that  the  aboli- 


94     REVOLT  OF  THE  ARISTOCRACY 

tion  of  kingship  was  the  consequence  of  success- 
ful armed  revolt  resulting  in  the  expulsion  of  a 
foreign  tyrant.  Colour  is  lent  to  this  theory  by  the 
fact  that  the  last  three  Roman  Kings  were  almost 
certainly  of  non-Roman  extraction,  that  Etruscan 
chiefs  had  succeeded  in  establishing  their  rule  in 
parts  of  Italy  farther  south  than  Latium,  and  by  the 
peculiar  hatred  of  the  mere  name  of  king  (as  applied 
to  a  temporal  ruler)  which  later  Romans  consist- 
ently manifested.  Yet  the  revolution  which  cul- 
minated in  the  expulsion  of  Tarquin  the  Proud,  and 
his  gens,  is  also  explainable  by  normal  domestic 
developments.  Rome  had  become  a  ruling  city,  but 
its  empire  was  maintained  by  grievous  imposts 
upon  the  population,  whilst  the  privileged  class, 
which  alone  derived  countervailing  benefit  from  the 
political  situation,  was  indignant  and  alarmed  at  the 
lawless  encroachments  of  the  executive.  The  ac- 
counts of  Livy  and  others  seem  to  demonstrate  that 
the  reigns  of  the  last  three  Kings  were  periods  of 
growing  internal  disorder.  Warlike  triumphs  had 
inflated  their  pride,  developing  an  inclination  for 
pomp  and  sumptuousness,  as  well  as  contempt  of 
traditional  usage  and  a  dangerous  disregard  of  con- 
stitutional forms. 

The  legal  machinery  for  dethroning  a  King,  or 
otherwise  punishing  his  misrule,  was  wanting  in 
Rome  as  completely  as  it  is  wanting  in  England, 
and  the  Romans  had  not  invented  those  ingenious 
checks  which  now  guard  our  English  liberties. 


REVOLT  OF  THE  ARISTOCRACY     95 

Finally,  the  arbitrariness  of  the  second  Tarquin 
brought  about  a  compact  between  the  patrician  aris- 
tocracy and  the  better-class  plebeians,  as  the  pre- 
tensions of  the  second  James  produced  the  temporary 
alliance  between  the  parties  afterwards  known  as 
Tories  and  Whigs,  which  resulted  in  the  English 
Revolution,  the  Bill  of  Rights  and  the  Act  of 
Settlement.  The  spirit  in  which  the  change  was 
effected  eloquently  testifies  the  sobriety  and  political 
maturity  of  the  Roman  people.  The*  conservative 
character  of  the  English  Revolution  is  rightly  in- 
sisted upon  by  Lord  Macaulay.  That  of  the  Roman 
was  more  so.1  Disguise  it  as  they  might,  the  English 
gentlemen  in  Convention  assembled  were  not  a 
legally  constituted  body,  and  the  dynastic  change 
they  effected  was  grounded  upon  a  palpable  sub- 
terfuge. Less  formidable  difficulties  confronted 
L.  Junius  Brutus  and  his  colleagues.  No  kingly 
family  had  had  time  to  establish  a  line  of  dynastic 
descent,  and  the  sovereign  power  residing  in  the 
people,  which  they  had  theretofore  transferred  irre- 
vocably to  one  man  for  life,  could,  without  undue 
straining  of  the  Constitution,  be  conferred  for  a 
limited  period,  and  upon  two  or  more  persons. 
Sacral  law,  indeed,  it  was  deemed  dangerous  to 
interfere  with  openly,  and  its  requirements  were 
thought  to  be  satisfied  (or  possibly  the  gods  hood- 
winked) by  allocating  the  title  of  King(rex  sacrorum) 
to  the  least  powerful  official  of  the  new  government, 
1  Cf.  Bryce,  Studies,  i,  169. 


96     REVOLT  OF  THE  ARISTOCRACY 

who  was  invested  for  life  with  certain  of  the  religious 
duties  formerly  discharged  by  the  head  of  the  State. 
All  executive  functions,  that  is  tosay  all  political  powers 
capable  of  being  abused,  were  henceforward  vested 
for  the  period  of  one  year  jointly  in  two  officers 
of  State,  called  in  the  beginning  Praetores,  Judices, 
or  Consules,  the  last  of  which  titles  soon  prevailed.1 
The  Consuls  were  elected  by  the  comitia  cen- 
turiata,  and  nominated  by  their  predecessors,  the 
function  of  interrex  being  now  exercised  only  in 
cases  where  such  nomination  had  for  any  reason 
been  omitted;  and  from  this  time  probably  dates 
the  definite  recognition  of  the  Assembly  of  Cen- 
turies as  the  regular  law-giving  body.  The  com- 
mand of  either  Consul  was  equally  efficacious  with- 
out the  assent  of  his  colleague,  but  was  annulled  by 
the  latter's  active  dissent.2  In  the  field,  the  com- 
mand of  the  troops  alternated  between  the  Consuls 
daily,  unless  operating  at  a  distance  from  each 
other  when,  as  frequently  happened,  hostilities  were 
proceeding  in  more  than  one  theatre  of  war.  Each 
Consul  appointed  half  the  officers  of  the  army.  As 
in  the  case  of  the  King,  no  Consul  was  responsible 
for  his  acts  so  long  as  he  retained  the  imperium. 
At  the  end  of  his  term  he  became  again  a  private 

1  Consules  may  mean  "those  who  leap  or  dance  in  company," 
alluding  to  the  rites  to  be  performed  by  both  the  magistrates. 
More  probably  the  expression  implied  co-deliberation,   whence 
consilium,  "  a  sitting  together,"  as  distinguished  from  concilium, 
"a  calling  together." 

2  Mommsen,  Rom.  Staatsrecht,  28  ff. 


REVOLT  OF  THE  ARISTOCRACY     97 

citizen,  amenable  to  the  law,  and  answerable  for  any 
misdeeds  committed  during  his  tenure  of  office. 

Apart  from  the  check  to  tyranny  which  the  re- 
stricted term  of  the  office  afforded,  some  important 
limitations  of  the  consular  power  were  devised  by 
the  leading  politicians  : 

1.  Although  the  Consuls,  and  not  the  Rex  Sacro- 
rum,  offered  up  prayers  and  sacrifices,  and  consulted 
the   auguries   on    behalf    of  the   community,    they 
had  not,  like  the  King,  the  nomination  to  the  priest- 
hood.   Vacancies  in  the  priestly  and  augural  colleges 
were  filled  by  cooptation.   Non-collegiate  priests,  and 
vestals,  were  appointed  by  the  College  of  Pontiffs 
under  the  presidency  of  its  Pontifex  Maximus. 

2.  Crimes  being  deemed  to  be  committed  against 
the  gods,  even  the  King  had  had  no  prerogative  of 
pardon.     On  appeal  by  the  criminal  to  the  people 
(provocatio),  however,  the  latter  might,  in  the  exer- 
cise  of  their   supreme    power,    and   provided   the 
auspices  permitted,  decide  that  the  offence  should 
go  unpunished.    But  if  the  King  refused  to  permit 
the  appeal  to  be  made,  the  people  could  not  prevent 
the  sentence  from  taking  effect.    By  the  lex  Valeria 
245  urbis,  it  was  taken  out  of  the  Consul's  power  to 
refuse  to  allow  such  an  appeal  where  the  offence  was 
not  military,  and  the  decreed  penalty  was  death,  exile, 
or  stripes.    The  provision  was  extended  by  a  later 
enactment  to  the  infliction  of  heavy  fines;  and  these 
legal  safeguards  of  the  citizen's  person l  and  pocket 
were  subsequently  re-enacted  by  the  XII  Tables. 

1  Acts,  xxii,  25  ff. 
H 


98     REVOLT  OF  THE  ARISTOCRACY 

3.  The  King,  as  the  person  in  whom  the  sum 
total  of  the  executive  power  resided,  had  been  able 
to  exercise  it  personally  or  to  delegate  it  at  will. 
This  discretion  was  now  limited  in  important  par- 
ticulars.   Already  in  the  early  years  of  the  Republic, 
civil  suits  were  decided  by  inferior  magistrates  or  pri- 
vate citizens  appointed  for  the  purpose  (in  judicio), 
the  Consul  taking  an  active  part  only  in  the  inter- 
locutory stages  (in  jure).    Two  Quaestors  exercised 
ordinary  criminal  jurisdiction  as  delegates  of  the 
people,  rather  than  of  the  Consuls.    Treason  was 
dealt  with  by  two  extraordinary  functionaries  called 
duoviri  perduellionis.    The  Quaestors  also  acted  as 
guardians  of  the  Exchequer,  assuming  a  supervision 
and  an  indirect  control  in  matters  of  supply. 

4.  A  natural  consequence  of  the  revision  of  the 
Constitution   was  the   abolition   of  the   oppressive 
privilege  formerly  enjoyed  by  the  Kings  of  having 
their  land  cultivated  by  the  community  free  of  charge 
to  themselves. 

The  comitia  curiata,  whose  dwindling  significance 
is  referred  to  in  the  foregoing  chapter,  had  been  now 
superseded  for  most  purposes  as  the  chief  legislative 
body  of  the  State  by  the  Assembly  of  Centuries, 
and  citizenship  had  become  the  birthright  of  every 
inhabitant  of  Rome,  except  slaves,  and  aliens  enjoy- 
ing only  hospitium  (guest-right),  or  commercium. 

Notwithstanding  general  advantages,  the  new 
constitutional  changes  brought  detriment  to  import- 
ant sections  of  the  population.  The  King  had  stood 


REVOLT  OF  THE  ARISTOCRACY     99 

in  the  position  of  overlord  de  jure  to  the  State  clients, 
and  de  facto  to  all  other  plebeians,  who  had  ex- 
pected and  received  from  him  that  protection  which 
the  secular  law  generally  refused  them.  Such  a 
position  was  clearly  incongruous  where  the  magis- 
trates were  private  citizens  invested  temporarily 
with  limited  executive  power,  and  with  the  king- 
ship fell  the  chief  bulwark  behind  which  the  more 
helpless  of  the  plebs  sheltered  from  the  oppression 
of  the  favoured  caste. 

Whilst  in  the  City  the  Consuls  were  far  less 
despotic  and  awe-inspiring  than  their  regal  prede- 
cessors, the  community  still  recognized  the  danger  of 
dividing  or  curtailing  the  authority  of  the  general  in 
the  field.  A  Consul  was  freed  from  the  new  consti- 
tutional checks  whilst  directing  military  operations. 
He  had,  moreover,  the  right  of  nominating  an 
"Army-Master"  (magister  populi)  or  Dictator,1  in 
whom  were  temporarily  revived  all  the  powers  of 
the  former  Kings,  including  even  that  of  disallowing 
the  provocation,  and  who  was  not  accountable  for  his 
official  acts  when  retiring  into  private  life.  But  the 
Dictator's  term  of  office  came  to  an  end  with  that  of 
his  appointer,  and  in  any  case  after  six  months,  the 
period  of  a  normal  campaign.  On  the  analogy  of 
Consul  and  Quaestor,  the  Dictator  was  bound  to 
appoint  as  subordinate  coadjutor  a  Master  of  the 
Horse,  magister  equitum. 

1  Cicero,  De  Republica,  i,  40.  Though  the  occasion  of  a  Dic- 
tator's appointment  was  nearly  always  a  warlike  emergency,  his 
authority  was  not  confined  to  the  camp. 


CHAPTER  VII 

THE  STRUGGLE  OF  THE  ORDERS  BEGINS 

FROM  their  own  point  of  view  the  patriciate, 
and,  to  a  lesser  extent,  their  wealthy  plebeian 
allies  also,  had  successfully  solved  the  constitutional 
problem.  Arbitrary  government  had  been  confined 
to  a  point  sufficiently  guaranteeing  the  liberty  of 
the  subject,  whilst  provision  had  been  made  for 
emergencies  where  wide  discretionary  power  could 
not  safely  be  dispensed  with.  The  revolution  made 
the  chief  magistrates  largely  amenable  to  the  Senate, 
whose  members  alone  in  time  became  eligible  for 
the  consulship.  The  Senate  comprised  since  the 
overthrow  of  the  kingly  power,  and  probably  as  the 
reward,  stipulated  beforehand,  of  plebeian  assist- 
ance, a  large  number,  perhaps  a  majority,  of  the 
lower  order,  who,  however,  whilst  entitled  to  vote  on 
a  division,  could  not  take  part  in  the  deliberations 
(concilia),  and  being  by  reason  of  their  religious  dis- 
abilities debarred  from  concurring  in  the  auctoritas,1 
naturally  as  yet  only  indirectly  influenced  the  course 
of  government. 

1  Plebeian  Senators  were  called  conscripti,  the  full  Senate  was 
usually  designated  by  the  term  patres  (et)  conscripti — "Lords  and 
Associates." 


100 


STRUGGLE  OF  THE  ORDERS      101 

Through  their  formal  admission  into  the  State,  the 
general  body  of  the  plebeians  had  acquired  the  citizen 
privileges  of  jus  Quiritium,  patria  potestas,  Testa- 
ment, curial  and  gentile  organization.  The  differ- 
entiation between  civil  and  martial  law  had  sub- 
stantially progressed;  and  both  were  becoming  dis- 
entangled from  ritual.  The  inclusion  of  all  citizens 
under  the  law  of  the  City  now  sharply  distinguished 
Romans  from  Latins  and  foreigners,  and  further  ac- 
centuated the  national  and  patriotic  sentiment  which 
in  Rome,  even  whilst  internal  discord  raged,  domin- 
ated patrician  and  plebeian  alike. 

But  the  rigid  gentile  system,  by  prohibiting  the 
connubium,  perpetuated  the  unnatural  separation  of 
the  two  orders.  A  patrician  woman  intermarrying 
with  a  plebeian  lost  the  gentilitas,  and  a  plebeian 
woman  intermarrying  with  a  patrician  did  not  gain 
it.  Such  unions  entailed  important  legal  disadvan- 
tages and  were  moreover  decried  as  incomplete  and 
irregular  by  the  more  straight-laced  of  the  patricians. 
The  only  remedy  would  have  been  to  override  gen- 
tile custom  in  one  of  its  most  sacred  phases  by  a 
purely  secular  enactment,  and  for  this  public  opinion 
was  not  yet  ripe. 

Not  only  were  even  the  most  eligible  plebeians 
practically  debarred  from  intermarriage  with  pa- 
trician families;  religion  stood  in  their  way  in 
every  department  of  civil  life.  Although  the  secu- 
larization of  the  law  was  proceeding  apace,  no 
plebeian  could  yet  take  any  leading  part  in  the 


102          THE  STRUGGLE  OF  THE 

rites  which  dominated  every  public  act;  and  the 
privileged  class  alone  knew  the  formulae  for  deter- 
mining those  days  upon  which  public,  particularly 
judicial,  business  might  or  might  not  be  lawfully 
transacted1  (dies  fasti,  comitiales,  nefasti).  Offices 
of  the  State  therefore  devolved  as  of  course  upon 
patricians  exclusively :  the  appointment  of  a  plebeian 
Pontiff  or  Consul  would,  in  early  republican  days, 
have  appeared  sacrilege,  and  scarcely  less  so  the 
admission  of  the  plebs  to  the  minor  magisterial 
offices. 

This  inequality  had  always  existed,  and  since,  at 
all  events,  the  Servian  reforms  it  had  existed  as 
a  genuine  grievance.  But  the  full  pitch  of  its 
odiousness  now  for  the  first  time  appeared.  Strained 
relations  between  the  Kings  and  the  Senate  had 
driven  the  former  to  look  for  a  measure  of  moral 
support  to  the  plebeians,  whom  in  return  they  pro- 
tected from  the  grosser  forms  of  oppression.  The 
revolution  had  thrown  all  the  power  of  the  State 
into  the  hands  of  the  Senate  and  Magistrates,  with 
unlimited  opportunities  to  abuse  it.  The  Consuls, 
themselves  members  of  the  patriciate,  and  raised 
above  their  fellows  only  for  a  brief  space  of  time, 

1  Ille  nefastus  erit  per  quern  tria  verba  silentur;  Fastus  erit, 
per  quern  lege  licebit  agi.  Ovid,  F.,  i,  47.  The  three  words  (do, 
dico,  addico)  represent  the  solemn  form  which  preceded  judge- 
ment. Days  nefasti  (religiosi,  vitiosi)  were  times  of  purification 
or  festival,  or  the  anniversaries  of  some  great  disaster.  And  see 
Varro,  De  L.  L.,  vi,  29  ff.  A  secretary's  indiscretion,  in  450,  put 
the  public  in  possession  of  most  of  the  pontifical  secret  formulas. 


ORDERS  BEGINS  103 

had  neither  sympathy  with  the  non-privileged  classes 
nor  power  to  protect  them. 

Most  serious  of  all,  in  a  community  largely  de- 
pendent upon  husbandry  and  cattle  farming,  was  the 
agrarian  question,  which  thenceforward  preoccupied 
successive  generations  of  politicians  and,  unsolved, 
finally  wrought  ruin  to  the  Commonwealth.  The 
land  of  the  small  freeholders  was  becoming  exhausted 
through  intensive  cultivation,1  and  barely  sufficed 
for  their  needs.  Yet  the  situation  was  aggravated 
by  the  gradual  monopolization  of  the  common 
grazing  lands  and  other  State  domains,  which  ple- 
beians had  helped  to  conquer,  and  the  enjoyment 
of  which  they  had  formerly  shared,  by  patrician  and  a 
few  wealthy  plebeian  families.  These  lands  remained, 
indeed,  State  property,  but  although  the  favoured 
occupants  were  nominally  bound  to  pay  rent,  their 
friends  and  relatives  in  office  were  studiously  careless 
in  collecting  it.  The  loss  of  public  revenue  may  not 
have  been  serious ;  but  the  abuse,  by  contracting  the 
scope  of  subsistence  of  the  poorer  classes,  accelerated 
the  impoverishment  of  a  peasantry  already  threatened 
by  frequent  and  not  always  fortunate  wars. 

The  cup  was  made  to  overflow  by  the  immodera- 
tion with  which  many  plutocrats  exploited  their 
position.  The  creditor  upheld  his  rights  with  a 
rigour  all  the  more  hateful  because  the  legal  process 
which  enforced  them  was  administered  by  patrician 
judges,  and  regulated  by  secret  forms  removed  from 
1  Ferrero,  Greatness  and  Decline  of  R.,  i,  4. 


io4          THE  STRUGGLE  OF  THE 

the  scrutiny  of  the  defendant.  Defaulting  debtors 
(whether  by  misfortune  or  other  cause)  became, 
either  under  the  original  contract  (nexum),  or  by 
judicial  award  (addictio),  the  bondmen  of  their 
creditors;  and  the  insolence  of  wealth  too  frequently 
vented  itself  in  private  imprisonment  and  personal 
outrage.  So  long  as  a  nexus  abode  in  Rome  he 
could  not  indeed  be  deprived  of  his  citizen  rights; 
but  it  was  in  his  creditor's  power,  subject  to  certain 
restrictions,  to  sell  him  as  a  slave  beyond  Tiber. 

The  chief  remedy  for  which  the  poorer  plebeians 
clamoured  was  a  juster  participation  in  the  enjoy- 
ment of  the  lands  at  the  Government's  disposal ; 
but  this  the  patricians  persistently  evaded,  and  the 
plebs,  whose  wealthier  members  were  themselves 
interested  in  the  continuance  of  the  abuses,  were  not 
strong  enough  to  enforce.  From  time  to  time,  when 
the  political  co-operation  of  the  plebs  was  urgently 
required,  or  when  discontent  approached  the  point 
of  open  revolt,  the  Senate  decreed  heroic  palliatives, 
as  an  extinction  of  existing  debts  and  the  liberation 
of  bondmen  debtors.  Such  measures  of  course  only 
afforded  temporary  relief,  leaving  the  root  evil  un- 
touched, and,  by  the  action  of  economic  laws  (which 
hold  good  at  all  times  and  everywhere),  in  the  end 
added  to  the  depression  of  the  debtor  classes. 

About  the  year  of  the  City  260  (493  B.C.)  plebeian 
soldiers,  returning  from  a  successful  campaign  to  their 
poverty,  and  many  to  their  prisons,  and  finding  the 
Senate  again  obdurate  to  their  demands,  marched 


ORDERS  BEGINS  105 

under  their  plebeian  officers  to  a  hill  between  the 
Tiber  and  the  Anio,  with  the  real  or  professed  inten- 
tion of  founding  a  new  city.  The  accomplishment  of 
the  project,  which  might  have  given  a  widely  different 
course  to  European  history,  was  frustrated  by  prompt 
surrender  of  the  governing  classes.  The  two  parties 
agreed  upon  a  compromise,  in  which,  inasmuch  as 
the  old  abuses  were  not  materially  checked,  nor  the 
law  of  debt  modified,  the  advantage  must  be  said  to 
have  lain  chiefly  on  the  side  of  the  more  business- 
like patricians.  Nevertheless  the  compact  was 
hailed  by  the  plebs  as  a  great  political  victory;  the 
law  ratifying  it  was  called  the  Sacred  Law,1  the  place 
temporarily  occupied  by  the  seceders  the  Sacred 
Mount.  Provision  was  made  by  this  legislation  for 
the  settlement  of  the  poorest  families  upon  public 
lands;  debts  were  remitted,  imprisoned  debtors 
liberated,  and  immunity  was  secured  to  the  seceders 
for  their  sedition  and  desertion  under  arms.  The 
only  permanent  reform  was  an  important  political 
measure  whereby  the  institution  of  Tribunes  of  the 
People  (tribuni  plebis)  was  either  inaugurated  or 
definitely  recognized.  The  two2  Tribunes,  with  whom 
were  associated  two  ^diles  with  similar  but  inferior 
powers,  were  only  eligible  by  and  from  the  plebs, 

1  All  solemn  compacts  between  the  orders  resembled  inter- 
national treaties,  and  were  called  leges  sacratae. 

2  Mommsen,  Staatsrecht,  ii,  274.    Their  number  was  increased 
to  four  or  five  in  A.U.C.  283  and  to  ten  in  A.U.C.  297.    The  original 
number  was   doubtlessly  adopted  in  analogy  with  the  Consuls. 
Soltau,  Volksversammlungen,  494. 


106          THE  STRUGGLE  OF  THE 

and  not  having  the  auspicia  were  not,  legally,  State 
officials.  They  had  no  faculty  to  initiate  or  control 
legislation.  Their  political  significance  lay  in  their 
power  (jus  auxilii,  intercessio)  to  hamper  the  execu- 
tive, by  forbidding  any  particular  administrative  act 
about  to  be  performed  by  a  State  officer.  This  power 
was  only  exercisable  within  the  City  walls;  in  the 
field  it  would  have  been  obviously  subversive  of  all 
discipline.  It  was  preventive  only.  At  a  word  from 
the  Tribune,  the  unwilling  recruit,  so  long  as  he 
remained  within  the  City,  escaped  punishment  for 
his  desertion,  proceedings  against  the  debtor  or 
criminal  were  suspended,  and  the  public  officer  was 
rendered  powerless  to  discharge  his  duties;  but  the 
intercession  must  take  place  before  the  realization  of 
the  act  objected  to,  and  at  the  request  of  the  person 
against  whom  it  was  directed.  For  this  reason  a 
Tribune  was  required  during  his  term  of  office  never 
to  pass  a  night  without  the  City,  and  never  to  close 
the  door  of  his  house.  The  person  of  every  Tribune 
and  ^dile  was  declared  inviolable.1  Capital  punish- 
ment was  threatened  to  any  citizen  offering  him  vio- 
lence or  resistance,  and  all  officers  of  State  were 
included  in  the  ban,  contrary  to  the  hitherto  recog- 
nized maxim  that  no  magistrate,  so  long  as  he  re- 

1  Contact  with  a  Tribune's  or  ^Edile's  person  may  have  been 
unlawful  because  he  was  an  object  either  of  special  reverence  as 
the  creation  of  a  sacred  law,  or  of  peculiar  abhorrence  as  a  monster, 
whose  quasi-magisterial  authority  desecrated  the  sacra.  Probably 
each  order  held  its  own  view  and  both  sensibly  agreed  to  differ. 


ORDERS  BEGINS  107 

mained  in  office,  could  lawfully  be  called  to  account 
for  his  acts. 

We  are  compelled  to  believe  that  the  power 
exercised  by  the  Tribune  developed  very  gradually 
to  the  proportions  we  find  it  to  have  assumed  later. 
Originally,  no  doubt,  his  privilege  was  merely  to 
succour  an  individual  plebeian  in  danger  of  oppres- 
sion by  a  magistrate.  This  jus  auxilii  was  necessarily 
exercised  by  the  Tribune  on  the  instant,  without 
pausing  to  weigh  the  merits  of  the  case,  since  he  had 
no  power  to  remedy  the  alleged  oppressive  act  once 
performed.  Even  the  concession  of  so  much  shows 
the  desperate  straits  in  which  the  patricians  and 
wealthy  plebeians  found  themselves  as  a  result  of 
the  threatened  secession.  The  development  of  the 
jus  intercedendi,  and  the  monstrous  power  of  inter- 
ference with  thejprocedure  of  Legislature  and  Senate, 
cannot  possibly  have  been  contemplated  by  the 
governing  classes  at  the  outset.1 

The  plebs  now  emerged  as  a  disciplined  political 
organization.  Conventions  (concilia  plebis)  were 
habitually  convoked  by  the  Tribunes  (under  the 
lex  Icilia  of  262) 2  to  discuss  affairs  relating  to 
their  order.  Their  resolutions  (plebi  scita)  had 
not  yet  indeed  the  force  of  law,  for  the  Constitu- 
tion, in  theory  at  least,  still  refused  legislative  func- 
tions to  bodies  not  comprising  the  whole  of  the 

1  Cf.  Soltau,  Volksversammlungen,  522  ff. 

2  Another  measure  of  the  same  name,  in  298,  appropriated  the 
unoccupied  land  on  the  Aventine  for  artizans'  dwellings. 


io8  THE  STRUGGLE  OF  THE 

citizens,1  but  undoubtedly  the  plebeians  treated  their 
own  decrees  as  binding  upon  themselves,  and  they 
soon,  under  the  guidance  of  their  Tribunes,  assumed 
an  informal  criminal  jurisdiction  over  all  citizens 
without  distinction,  where  offences  against  their  own 
order  were  in  question,  as,  among  others,  Cnaeus 
Marcius  (Coriolanus)  found  to  his  cost.2 

At  first  the  plebeians  voted  curiatim  in  their 
concilia;  that  is,  they  assembled  at  the  summons  of 
their  Tribunes  in  the  same  order  as  if  the  comitia 
curiata  had  been  convoked  by  the  Magistrate,  the 
essential  difference  being  of  course  the  absence  of 
patrician  citizens.  But  such  an  assembly  would  still 
include  clients  and  freedmen,  whose  traditional  at- 
tachment to  their  patrons  was  distasteful  to  the  more 
radical  party.  In  283  a  measure,  carried  at  the  in- 
stance of  the  Tribune,  Publilius  Volero,  inaugurated 
the  system  of  voting  by  tribes,  which  confined  the 
suffrage  to  landowners,  and  political  preponderance 


1  "Es  giebt  nach  romischen  Staatsrecht  keine  Gemeindever- 
sammlung  ohne  wenigstens  theoretisch  allgemeines  Stimmrecht." 
Mommsen's  Romische  Forschungen,  chapter  on  Die  Patricisch- 
plebejischen  Comitien,  at  p.  154.    (The  centuries  did  not  at  first 
include  non-freeholders,  cf.  p.  87  suflra,  p.  138  infra.)    Mommsen 
characterizes  the  usurpation  by  the  plebs  of  a  criminal  quasi-juris- 
diction  as  "  Lynch-justiz  "  (Forschungen,  i,  179),  which,  however, 
political  necessity  excused. 

2  That  famous  prosecution,  however,  certainly  took  place  later 
than  the  date  (263)  assigned  to  it  by  Livy,  ii,  35.    Mommsen, 
Romische  Forschungen,  ii,  Die  Erzahlung  von  Cnaeus  Marcius 
Coriolanus. 


ORDERS  BEGINS  109 

to  the  independent  plebeian  peasantry.1  At  the  same 
time  the  Senate  confirmed  the  legality  of  the  con- 
cilia plebis,  and  the  Tribunes'  right  to  propose  and 
carry  resolutions  in  them  (jus  agendi  cum  plebe).2 

1  Momm'sen,  Staatsrechtj  iii,  152. 

2  Prior  to  283  u.c.  it  is  possible  that  tribunes  may  only  have 
been  appointed   by   co-optation.     Soltau,  Volksversammlungen, 
502  ff. 


CHAPTER  VIII 

THE  DECEMVIRATE  AND  THE  DAWN  OF  WRITTEN  LAW  l 

/^CONCEIVABLY  the  simple  plebeian  peasant- 
\*^s  soldiery,  whose  secession  to  the  Sacred  Mount 
threw  the  Government  into  such  consternation,  may 
themselves  have  felt  considerably  embarrassed  to 
formulate  their  desiderations  to  the  best  advantage. 
The  evils  from  which  they  suffered  demanded  (in 
the  order  of  their  importance)  firstly,  administrative 
reform  (regarding  the  State  lands) ;  secondly,  reform 
of  the  law  of  debt;  thirdly,  constitutional  reform. 
Neither  the  first  nor  the  second  object  was  perma- 
nently achieved.  The  Constitution  indeed,  though 
it  remained  in  theory  unchanged,  had  in  practice 
been  subverted  by  the  formation  of  a  new  State 
within  the  State,  the  introduction  of  a  co-ordinate 
system  of  plebeian  governance  with  an  underlying 
tendency  to  tyranny  and  the  avowed  purpose  of 
hampering  the  regular  authorities.  But  whatever 

1  "  Written  law  "  is,  of  course,  not  here  used  as  the  equivalent  of 
statute  law.  The  commands  of  the  old  comitia  curiata,  and  after- 
wards of  the  Centuries,  in  substance  no  doubt  represented  activity 
which  would  now  be  left  to  the  Executive,  but  were  certainly 
statutes. 


no 


DECEMVIRATE  AND  WRITTEN  LAW  in 

satisfaction  plebeians  derived  from  obstructing-  the 
executive  and  prosecuting  persons  in  high  places, 
they  soon  realized  that  so  long  as  the  principles  upon 
which  the  law  was  administered  remained  a  sealed 
book  to  them,  so  long  would  they  continue,  notwith- 
standing their  organization,  in  hopeless  inferiority 
to  their  patrician  adversaries. 

Whereas  custom  which  rests  upon  religion  is  in 
its  essence  all  but  immutable,  the  wisdom  of  secular 
institutions  is  uniformly  subject  to  challenge  and 
review,  and  among  a  litigious  people  the  science  of 
jurisprudence  emerges  whenever  reverence  or  super- 
stition has  ceased  to  stifle  criticism.  More  than  the 
correction  of  definite  political  abuses,  therefore,  the 
preoccupation  of  the  plebs  was  now  to  laicize  the 
law  to  the  extent  of  bringing  it  within  the  intellectual 
ambit  of  the  meanest  citizen.  To  this  end  political 
agitation  now  became  directed. 

O 

Weary  of  constant  obstruction,  and  dreading  the 
further  undermining  of  fundamental  institutions, 
the  patricians,  after  eight  years  of  stubborn  resistance, 
in  300  urbis,  purchased  the  abolition  of  the  hated 
Tribunate  by  the  promise  of  a  written  and  pub- 
lished Code.  A  mission  was  dispatched  to  the 
Grecian  colonies  of  Italy  with  the  object  of  studying 
Hellenic  institutions.  Two  years  later,  upon  the 
return  of  the  mission,  the  comitia  centuriata,  by  a 
remarkable  enactment,  temporarily  transferred  the 
whole  of  the  executive  power  to  a  college  of  ten 
persons  (decem  viri  consulari  imperio  legibus  scri- 


ii2     THE  DECEMVIRATE  AND  THE 

bundis)  who  were  to  prepare  and  publish  the  Code. 
That  plebeians  were  declared  eligible  for  the  Decem- 
virate  indicates  the  wane  of  ancient  traditional  in- 
fluences, which  however  were,  in  the  first  instance, 
still  sufficiently  powerful  to  secure  the  selection  of 
all  the  decemvirs  from  the  patriciate.  In  303,  a  Code 
of  Ten  Tables  had  been  elaborated,  which,  engraved 
upon  wood,  were  displayed  in  the  Forum.  Supple- 
mentary provisions  being  then  found  desirable,  a 
new  Decemvirate  was  appointed  in  304,  this  time 
comprising  members  (according  to  Niebuhr  in  equal 
number)  of  both  orders,  and  two  new  Tables  were 
added. 

Unfortunately,  only  fragments  industriously 
gleaned  from  later  writers  remain  to  us  of  the 
XII  Tables.  So  much  is  clear,  that  they  did  not 
profess  to  be  a  complete  statement  of  the  law, 
and  dealt  only  incidentally  with  fundamental  in- 
stitutions which,  like  patria  potestas  and  patron- 
age, were  ingrained  in  the  social  system,  and  called 
neither  for  express  confirmation  nor  detailed  ex- 
position. The  XII  Tables  were,  in  general,  de- 
claratory rather  than  remedial ;  where  remedial  they 
restrained  more  than  enlarged ;  and  what  innova- 
tions there  were  seem  to  have  been  made  in  what 
we  should  call  the  adjective,  rather  than  the  sub- 
stantive law. 

i.  Procedure  naturally  occupies  a  prominent  place 
in  all  archaic  legal  systems  where,  in  the  absence  of 
an  efficient  police,  the  fiat  of  a  court  may  be  often 


DAWN  OF  WRITTEN  LAW          113 

successfully  defied,  and  a  right  is  scarcely  considered 
in  the  abstract,  as  a  thing  apart  from  its  actual  en- 
forceability.  The  XII  Tables  commence  by  regulat- 
ing the  various  stages  of  an  action  at  law  with  a 
minuteness  strangely  in  contrast  with  the  later  de- 
tached references  to  the  most  important  branches 
of  substantive  law.  Special  attention  is  directed  to 
hampering  the  process  of  the  recovery  of  debts,  and 
the  judgment  creditor  seeking  to  enforce  his  right  is 
hedged  around  with  conditions,  restrictions,  and 
delays.  But  when  these  had  been  observed,  the  law 
took  its  course,  and  bondage  at  home  or  slavery 
abroad  awaited,  as  hitherto,  the  debtor  who,  after  all 
the  statutory  respites,  could  neither  himself  discharge 
his  obligation  nor  find  a  sympathiser  to  do  so.  It  is 
even  said  to  have  been  declared  law  or  enacted  by 
the  XII  Tables,  that  an  unsatisfied  judgment  creditor 
might  kill  his  defaulting  debtor.  Although  supported 
by  weighty  authority,1  we  cannot  think  this  inter- 
pretation correct.  At  some  very  early  epoch,  indeed, 
death  may  have  been  the  lot  of  a  defaulting  promissor, 
for  inasmuch  as  every  solemn  bargain  was  originally 
held  to  be  witnessed  by  the  gods,  its  breach  would 
be  an  affront  to  the  latter,  and  might  be  thought  to 
demand  the  sacrifice  of  the  delinquent.  Between 
nations  recognizing  no  common  gods,  treaties  were, 
for  this  reason,  strictly  speaking,  impossible.  The 
international  practice  (which  I  have  already  men- 

1  See  Ortolan,  Instituts,  i,  106,  126.    Also  Mommsen,  Romische 
Geschichte,  i,  152.    Contra,  Muirhead,  Roman  Law,  sect.  36. 

I 


ii4     THE  DECEMVIRATE  AND  THE 

tioned)  of  surrendering  to  the  disappointed  State 
the  author  of  a  repudiated  treaty  probably  also  had 
a  religious  origin.  But  what  we  know  of  the  nexum, 
as  entered  into  between  private  parties  at  Rome, 
certainly  suggests  no  specially  sacred  character,  and 
the  secularization,  which  was  the  life-blood  of  the 
decemviral  Code,  would  not  countenance  under 
colour  of  religion  a  judicial  award  which  amounted 
to  a  death  decree.  There  is  no  reason  to  suppose 
that  the  nexus  or  addictus  lost  his  patria  potestas, 
his  capacity  to  make  a  will,  or  any  other  of  his  citizen 
rights.  His  creditor,  although  enabled  to  detain 
and  turn  his  person  to  profit,  had  no  dominion 
over  him,  as  over  a  child,  slave,  or  noxally  surren- 
dered tortfeasor.  The  debtor's  status,  therefore,  re- 
mained a  part  of  the  public  law  of  Rome.  Putting 
him  to  death  was  contrary  to  public  policy  as  well  as 
against  the  good  order  of  the  City,  and  cannot  have 
been  lawful  in  the  then  state  of  the  community. 
The  passage  imputed  to  the  XII  Tables,  so  far 
as  it  is  held  to  establish  the  creditor's  power  of  life 
and  death,  becomes  entirely  discredited  by  the 
grotesque  atrocity  of  the  alleged  provision  immedi- 
ately following.  The  law  bore  heavily  indeed  upon 
the  defaulting  debtor,  but  the  meaningless  brutality 
of  a  direction  to  partition  his  corpse  among  his 
unsatisfied  creditors,  if  several,  is  alien  to  the  spirit  of 
Roman  law,  and  irreconcilable  with  Roman  common 
sense.  Nor  could  we  account  for  the  presence  ot 
such  a  provision  in  a  Code  so  obviously  inspired  by 


DAWN  OF  WRITTEN  LAW         115 

a   very  general  desire    to   advantage    the  humbler 
population.1 

Without,  I  think,  unduly  straining  what  we  are 
told  of  the  text  of  the  Code,  we  may  assume  the 
judgment  debtor's  position  to  have  been  substantially 
as  follows :  He  either  paid  with  his  head  (i.e.,  person, 
capite  poenas  dabat),  that  is  he  became  a  quasi-slave 
of  his  creditor  until  he  had  worked  off  his  debt,  or  he 
could  be  sold  as  a  true  slave  trans  Tiberim.  In  neither 
event  could  his  property  (if  any)  be  attached.  His 
familia  was  in  any  case  inalienable,  and  at  that  time 
no  means  existed  of  sequestrating  his  pecunia.2  If  he 
died  in  bondage,  however,  his  debt,  so  far  as  it  was 
still  undischarged,  would  devolve,  with  his  assets,  upon 
his  heirs.  Selling  him  into  slavery  created  a  different 
situation.  His  debt  was  cancelled  by  the  capitis 
deminutio  maxima,  and  the  creditor  could  pursue 
the  claim  no  further.  But  neither  could  any  one,  as 
the  law  then  apparently  stood,  inherit  of  him  either 
ex  testamento  or  ab  intestate.  Therefore,  as  the 
State  did  not  yet  succeed  to  persons  dying  heirless, 
his  property  was,  strictly  speaking,  res  nullius  and 
might  be  seized  by  the  first  comer.  But  even  if 
those  who  would  have  been  sui  heredes  could  have 
been  legally  deprived  of  the  familia,  the  religious 
sanctity  of  the  house  and  land  pertaining  to  it  pre- 
cluded any  violent  entry  by  a  stranger,  and  the 

1  The  Tables  attempted  (of  course,  unsuccessfully)  to  limit  the 
rate  of  interest  to  ten  per  cent,  per  annum. 

2  As  to  familia  and  pecunia,  see  pp.  206  and  260  ff. 


n6     THE  DECEMVIRATE  AND  THE 

small  pecunia  would  be  promptly  appropriated  by 
next  of  kin.  The  creditor's  claim,  so  far  as  it  re- 
mained unsatisfied,  was  thus  defeated,  and  it  is  there- 
fore highly  probable  that  an  insolvent  debtor  was 
scarcely  ever  sold  as  a  slave,  except  when  the  pur- 
chase price  covered  the  whole  of  the  debt,  or  a 
plurality  of  judgment  creditors  complicated  the  pro- 
cess of  recovering  through  the  debtor's  personal 
services.  Where  there  were  several  creditors,  prob- 
ably selling  into  slavery  was  the  only  practicable 
course;  and  the  words:  partis  secanto  ...  si  plus 
minusve  secuerunt  ne  fraude  esto,  may  refer  to  the 
case  where  several  creditors,  or  several  co-heirs  of 
a  deceased  creditor,  had  proved  their  claims.1 

2.  The  institution  of  the  Agnatic  Family  was  one 
of  the  cardinal  principles  of  religion  as  professed  by 
the  Romans  of  the  age.  The  power  of  the  pater- 
familias over  descendants  was  now  incorporated  in 
the  avowedly  human-made  law,  with  the  proviso 
that  it  should  cease  over  a  son  who  had  been  thrice 
sold  by  his  father.  Similarly,  although  a  simple 
device  enabled  the  wife  to  defeat  the  husband's 
acquisition  of  manus  over  her  by  prescription,  the 
principle  of  male  control  was  affirmed  alike  over 
maid,  wife,  and  widow.  While  the  ancestor  lived, 
the  unmarried  daughter,  and  the  married  daughter 

1  The  subject  is  dealt  with  by  Muirhead,  Roman  Law,  ss.  31, 
36,  and  more  fully  by  Kleineidam  (Personalexecution  der  XII 
Tafeln,  notably  p.  224  ff.)  and  Bachofen  (das  Nexum),  though 
some  of  the  conclusions  differ  from  those  above. 


DAWN  OF  WRITTEN  LAW         117 

not  in  manu,  remained  under  his  power.  Upon  his 
death  they  became  subject  to  the  tutelage  of  the 
nearest  agnate,  as  did  also  the  widow  who  had  been 
in  manu  of  her  husband  or  his  ancestor.  Only  vestals 
were  freed,  in  honorem  sacerdotii,  alike  from  the 
father's  power  and  the  tutor's  control.1 

3.  The  decemviral  legislators,  far  from  legalizing 
the  probably  increasing  practice  of  intermarriage  be- 
tween patricians  and  plebeians,  expressly  denied  the 
jus  connubii  between  the  two  orders.    So  reactionary 
a  measure  in  an  otherwise  democratic   Code  must 
have  been  indicated  by  strong  reasons.     Probably 
the  legists  (who  included  plebeians,  for  this  particular 
provision  was  the  work  of  the  later  decemvirs)  fore- 
saw that  wedlock  generally  must  tend  to   lose  its 
character  of  permanency  in  proportion  as  the  looser 
plebeian  notions  invaded  the  patrician  circles  which 
set  the  fashion  to  Latium.    If  these  misgivings  were 
really  entertained  they  were  only  too  well  justified, 
as  we  shall  see  later. 

4.  The  law  of  intestate  succession   was  clearly 
established  for  patricians,  clients,  and  plebeians ;  and 
every  citizen  was  declared  entitled  to  dispose  of  his 
property  by  testamentary  disposition,   though   not 
yet,  apparently,  at  his  absolute  discretion. 

5.  A  further  stage  in  the  dissolution  of  the  gens 
is  indicated  by  the  insertion  in  a  civil  Code  of  the 
religious  sanction  which  protected  a  client  from  his 
patron's  oppression,  and  by  assigning  to  the  next  of 

1  Gaius,  i,  145. 


u8     THE  DECEMVIRATE  AND  THE 

kin  functions  theretofore  exercisable  by  the  gens 
under  its  separate  jurisdiction,  such  as  the  curator- 
ship  over  lunatics  and  spendthrifts. 

6.  The   XII  Tables  also  dealt  with  the  law  of 
contract,  torts  (including  theft),  property,  and  crime, 
by  provisions  with  which  we  are  not  here  directly 
concerned. 

7.  Some  provisions,  such  as  those  regarding  funeral 
customs,  the  destruction  of  deformed  or  monstrous 
offspring  (portenta,  monstra),1  and  punishments  allo- 
cated to  certain  offences  savour  unmistakably  of  the 
sacral  law,  and  represent  further  encroachments  of  Jus 
upon  Fas,  or  the  blending  of  the  latter  with  the  former. 

8.  With  the  following  important  exceptions,  the 
Code  dealt  on  the  whole  but  slightly  with  constitu- 
tional   questions    and   public   law   generally.     The 
criminal  offender,  being  deemed  an  enemy  of  the 
gods,  and  consequently  of  the  State,  fell  to  be  judged 
by  those  whose  duty  it  was  to  fight  the  State's  battles, 
and  capital  punishment,2  which  the  concilia  plebis 
had  theretofore  presumed  to  inflict,  was  declared  to  be 
the  exclusive  prerogative  of  the  comitia  centuriata. 
The  provocatio  was  confirmed.    To  the  conquered 
populations3  the  Tables  brought,  or  confirmed,  at 

1  Voigt,  XII  Tafeln,  i,  250  ff. 

2  That  is  to  say,  any  punishment  depriving  a  citizen  of  life, 
liberty,   or  citizenship.     Until  late  Republican  times   a   citizen, 
whose  life  was  forfeit,  was  usually  allowed  to  evade  the  extreme 
penalty  by  voluntary  exile,  which  was  equivalent  to  civil  death. 

3  Called  Forctes  and   Sanates    (Festus,   s.  v.    Sanates).     The 
former  were  those  "  firm  "  and  upright  communities  who  had  not 


DAWN  OF  WRITTEN  LAW          119 

least  elementary  civic  rights  by  the  grant  of  the 
commercium,  that  is,  the  right  to  use  Roman  forms 
of  contract  and  conveyance,  and  (probably)  Roman 
actions  to  enforce  them.  To  the  plebeians  generally 
they  promised  freedom  of  association  (sodalitas), 
whilst  sternly  repressing  seditious  combinations ;  and 
the  death  penalty  awaited  alike  the  traitor  to  his 
countrymen,  the  corrupt  judge,  and  the  false  witness. 

The  great  achievement  of  the  XII  Tables,  was 
to  have  laid  down  a  set  of  rules  knowable  to  every 
man  and  binding  upon  the  Magistrates.  The  divorce 
of  Religion,  with  its  unknown  and  uncertain  applica- 
tion, from  Law  was  complete,  at  least  so  far  as  con- 
cerned that  law  with  which  the  plain  citizen  was 
brought  into  everyday  contact.  The  value  of  such 
a  concession  was  enormous,  and  it  was  not  at  the 
moment  considered  too  dearly  purchased  by  the 
abolition  of  the  Tribunate,  and  of  the  criminal  juris- 
diction which  the  plebeian  concilia  had  usurped. 

Internal  commotion  was  not,  however,  at  once 
appeased  by  the  promulgation  of  the  XII  Tables. 
By  surrendering  the  Tribunate,  the  plebs  had  thrown 
down  a  bulwark  of  tremendous  resisting  power,  in 
exchange  for  paper  (or  rather,  wooden)  guarantees,  of 
which  the  value  had  yet  to  be  worked  out  in  practice. 

revolted  against  their  conquerors;  the  latter  were  subject  peoples 
who,  having  thrown  off  their  allegiance  in  a  fit  of  temporary  de- 
rangement, had  returned  to  sanity  and  obedience,  and  were  now 
placed  on  the  same  footing  as  the  faithful.  The  nomenclature 
proves  that  Roman  patriotism  was  capable  of  the  same  naive 
egoism  which  foreigners  affect  to  find  in  Englishmen. 


120     THE  DECEMVIRATE  AND  THE 

On  the  other  hand,  the  patricians  had  assisted  to 
transfer  all  the  power  of  the  State  into  the  hands 
of  a  small  patricio-plebeian  junta,  without  providing 
constitutional  means  to  dislodge  and  dissolve  it  when 
the  scope  of  its  usefulness  was  exhausted.  The  De- 
cemvirs, apprehending  the  strength  of  their  posi- 
tion, seemed  determined  by  subterfuge  and  excuse 
to  indefinitely  delay  the  surrender  of  the  power  with 
which  they  had  been  invested.  Such  procrastination, 
if  persisted  in,  would  have  tended  ultimately  to 
establish  some  prescriptive  rights  exceedingly  dan- 
gerous to  public  liberty,  and  a  fresh  political  deadlock 
now  arose. 

Obscurity  shrouds  the  events  leading  up  to  the 
revolution  which  swept  away  the  Decemvirate,1  but 
the  revolt  would  seem  to  have  proceeded  more 
naturally  from  the  patriciate  than  from  the  plebs, 
who  temporarily  enjoyed,  through  their  comrades 
among  the  Decemvirs,  a  share  of  magisterial  power, 
the  retention  of  which,  on  the  resumption  of  the 
regular  consulate,  traditions  of  centuries  would  be 
invoked  to  defeat.  Be  this  as  it  may,  the  abortive 
attempt  to  perpetuate  decemviral  rule  synchronizes 
with  a  renewal  of  the  dissensions,  culminating  in  a 

1  Revolutions  may  arise  from  small  occasions  but  not  from 
small  causes ;  and  we  cannot  place  reliance  in  the  Virginian  legend, 
which,  like  the  Lucretian,  ascribes  a  general  political  upheaval  to 
a  single  outrage.  These  stories  are,  however,  of  value  as  illus- 
trating the  esteem  in  which  the  early  Romans  held  female  honour. 
It  is  regrettable  that  the  most  beautiful  of  Macaulay's  Lays  should 
lack  historical  authentication. 


DAWN  OF  WRITTEN  LAW         121 

second  secession  of  the  plebs  to  the  Sacred  Mount 
(about  305),  and  the  re-establishment  of  the  con- 
sular dispensation  (L.  Valerius  and  M.  Horatius 
being  nominated  Consuls  by  an  interrex)  with  some 
modifications,  nearly  all  favourable  to  the  people, 
by  the  legislation  known  as  the  leges  Valeriae 
Horatiae.  The  substance  of  these  measures  ap- 
pears to  have  been  as  follows  : 

1.  The  Decemvirate  was  abolished  and  the  former 
Constitution  restored. 

2.  The  right  of  the  plebs  to  elect  Tribunes  was 
revived  and  solemnly  guaranteed.     In  addition  to 
their  former  powers,  Tribunes  were  now  entitled  to 
watch  from  the  door  the  senatorial  debates  and  pre- 
vent by  their  intercessio  the  passing  of  any  obnoxious 
resolution.1    The  presence  of  the  Tribunes  ensured 
that   senatusconsulta   were    correctly    promulgated 
and  duly  acted  upon.    Similar  power  to  impede  the 
passing  of  measures  in  the  Centuries  and  Tribes 
(I   shall   deal   with  the  latter  assembly  presently) 
had  either  already  been  usurped  by,  or  were  now 
extended  to,  the  Tribunes. 

3.  It  was  enacted  that  ten  plebeians,  who,  like 
Tribunes  and  yEdiles,  were  declared  inviolable  as 
to    their   persons,    should    arbitrate   upon    disputes 
between  parties  of  their  own  order  upon  remit  from 
a   Tribune.     Such   a   separate    informal   or   quasi- 
judicial  system  the  plebs  had  probably  already  en- 

1  I.e.,  Senatusconsultum ;  the  auctoritas  to  be  given  to  laws  by 
the  patrician  Senate  was  removed  from  the  Tribunes'  cognizance. 


122     THE  DECEMVIRATE  AND  THE 

* 

joyed.  As  they  operated  without  the  mysterious 
forms  by  which  procedure  was  bound  in  the  State 
Courts,  these  tribunals  no  doubt  at  first  commanded 
the  sympathies  of  plebeian  litigants,  though  their 
decrees  must  have  been  difficult  to  enforce  against 
an  unwilling  and  shifty  loser.  The  plebeian  judges 
of  course  claimed  no  jurisdiction  when  one  of  the 
parties  was  a  patrician,  and  with  the  fusing  of  the 
two  orders  the  separate  plebeian  judiciary  seems  to 
have  disappeared. 

4.  The  usurped  criminal  jurisdiction  of  the  ple- 
beian concilia  had  been  abolished  by  the  XII 
Tables,  at  least  in  capital  cases.  But  the  Tribunes 
were  enabled  to  bring  capital  accusations  before  the 
comitia  centuriata,  and  they  could  still,  with  the  con- 
currence of  the  Assembly  of  Tribes,  fine  any  citizen 
to  his  utter  ruin.  Thus  any  Tribune,  though  stand- 
ing constitutionally  outside  the  hierarchy  of  regular 
State  officials,  divested  of  all  constitutional  respon- 
sibility and  deprived  of  the  most  modest  share  in 
constructive  government,  was  nevertheless  furnished 
with  enormous  powers  to  work  mischief,  the  sole 
check  to  which  was  the  intercessio  of  his  own 
fellows.  In  a  State  where  either  Consul  could  at  all 
times  veto  any  act  of  his  colleague,  where  all  State 
officials  were  subjected  to  the  veto  of  any  Tribune,  the 
Tribunes  themselves  could  veto  each  other,  and  even 
proceedings  in  the  Senate  were  liable  to  similar  con- 
stant interruption,  we  might  well  marvel  how  gov- 
ernment could  have  been  carried  on  at  all.  That  on 


DAWN  OF  WRITTEN  LAW         123 

the  whole  the  administration  was  nevertheless  fairly 
efficient,  and  the  law  not  only  carried  out,  but  even 
progressively  developed,  is  due  partly  indeed  to  the 
comparative  simplicity  of  public  affairs  in  those  early 
times,  but,  above  all,  to  common  sense  and  modera- 
tion, coupled  with  an  ardent  patriotism,  ever  main- 
tained at  the  highest  pitch  by  the  pressure  of  sur- 
rounding foreign  enemies. 

5.  When  face  to  face  with  the  foe  the  Romans 
never  hesitated  to  suspend  constitutional  safeguards, 
and  in  the  field  the  Dictator  retained  undisputed 
sway  over  the  citizens  under  arms.    His  orders  no 
Tribune  can  stay.    From  his  death  sentence,  and  his 
alone,  there  is  no  appeal;1  under  all  other  circum- 
stances the  citizen  capitally  condemned  has  the  pri- 
vilege of  the  provocatio. 

6.  Most  important  of  all  was  the  provision  that 
plebiscita,  which  by  virtue  of  the  lex  Publilia  (283 
urbis)  were  already  binding  upon  the  whole  body 
of    citizens    without   any   reservation,   where   they 
concerned  individual  plebeians  or  the  internal  ad- 
ministration of  the  plebs  only,  should,  even  if  they 
impinged  upon  the  province  of  the  regular  legislature, 
nevertheless  have  the  force  of  law,  provided  they 
had   been   approved   by  senatusconsultum 2  before 

1  This  has  been  doubted,  see  Ihne,  Rom.  Verfassungsgeschichte, 
65  n. 

-  A  senatusconsultum  or  resolution  of  the  whole  (patricio- 
plebeian)  Senate,  differed  entirely  from  the  auctoritas,  which  was 
given  on  the  passing  of  a  lex  by  the  comitia,  as  a  guarantee  that 
the  measure  was  not  contrary  to  the  fas,  and  accordingly  could  be 


i24     THE  DECEMVIRATE  AND  THE 

the  concilium  plebis  had  actually  voted  upon  them. 
In  the  then  state  of  party  feeling  the  restriction 
might  have  rendered  the  enactment  nugatory  but 
for  the  growing  force  of  public  opinion  and  the 
moderating  influence  of  many  patricians.  Measures 
demanded  by  the  unanimous  voice  of  the  Commons 
could  usually  no  longer  be  safely  rejected  by  the 
Senate,  which  henceforward  sought  rather  to  evade 
by  dilatoriness  and  distractions  whatever  it  dared 
not  expressly  disallow.  This  provision  of  the  leges 
Valeriae  Horatiae,  therefore,  effected  an  important 
devolution  of  powers  from  the  comitia  centuriata  to 
the  concilium  plebis,  as  when  a  modern  legislature 
confers  upon  an  inferior  body  authority  to  frame 
by-laws,  with  the  limitation  that  such  by-laws,  so 
far  as  they  concern  the  general  public,  shall  be  sub- 
mitted to,  and  approved  beforehand  by,  a  Govern- 
ment department. 

The  promulgation  of  a  written  code  of  law,  the 
resuscitation  of  the  tribunate  with  increased  powers, 
and  the  recognition  of  the  plebeian  concilia  had  now 
secured  for  the  commonalty  a  formidable  position  in 
the  State.  The  "  trimmers  "  of  the  plebs,  the  scions 
of  the  plebeian  plutocracy,  whose  inclinations  had 
hitherto  leaned  towards  the  patriciate,  now  threw 

pronounced  by  the  patrician  Senators  only.  The  larger  body 
decided  upon  purely  temporal,  the  smaller  (professedly)  upon  re- 
ligious considerations,  the  sincerity  of  which  the  Commons  would 
have  doubted  when  applied  to  plebiscita.  For  upwards  of  a  century 
and  a  half  longer  (until  the  lex  Hortensia  467)  the  distinction 
between  lex  and  plebiscitum  was  carefully  observed. 


DAWN  OF  WRITTEN  LAW         125 

themselves  into  the  popular  movement,  and  adroitly 
turned  it  to  their  own  advantage.  Already  about 
309  urbis  their  influence  in  Senate  and  forum  wrung 
from  the  reluctant  patriciate  their  consent  to  the 
famous  plebiscitum  of  Caius  Canuleius,  which,  by 
establishing  the  jus  connubii  between  the  two  orders, 
repealed  the  one  anti-popular  measure  of  the  XII 
Tables.  Henceforward  marriage  between  a  patrician 
and  a  plebeian  could  be  justum  matrimonium;  the 
offspring  was  legitimatized,  and  the  most  invidious 
of  all  class  distinctions  removed.  We  shall  see  later 
how  this  measure  profoundly  modified  the  law  of 
husband  and  wife  and  influenced  the  whole  of 
society. 

Affairs  having  come  to  this  pass,  it  is  matter  for 
wonderment  that  the  governing  classes  did  not,  as  a 
preferable  alternative  to  the  unnatural  and  hybrid 
position  created  for  them,  circumvent  the  religious 
difficulties  which  still  separated  the  orders  by  a 
statutory  enactment  admitting  plebeians  en  masse 
into  the  patriciate.  In  regal  times  the  admission  of 
gentes  from  outside  into  the  Roman  patriciate  had 
been  not  infrequent.  A  thoroughly  broad-minded 
policy  would  have  similarly  enrolled  born  citizens  of 
Rome  the  more  readily  as  the  plebs  included  men 
who,  notwithstanding  all  disadvantages,  had  risen 
to  affluence  and  eminence,  men  deemed  worthy  to 
hold  military  commands,  and  even  to  sit  in  the 
Senate.  There  are  various  explanations  which,  com- 
bined, probably  furnish  the  answer:  The  liability  of 


126     THE  DECEMVIRATE  AND  THE 

all  freeholders  to  military  service  had  stopped  the 
drain  upon  the  blood  of  the  patriciate,  removing  the 
pressing  necessity  and  the  habit  of  new  initiations. 
Moreover,  the  position  of  a  highly  privileged  minority 
in  a  rising  and  powerful  commonwealth  had  blunted 
the  ancient  ideas  of  equality,  and  many  patricians 
who  would  not  start  at  the  notion  of  acknowledging 
as  equals  strangers  already  holding  patrician  rank 
abroad,  might  hesitate  to  exalt  countrymen  of  their 
own,  whom  constant  intercourse  had  accustomed 
them  to  treat  as  inferiors.  And  finally,  there  was 
the  technical  difficulty  that  since  the  establishment 
of  the  Republic,  or  very  soon  thereafter,  there  was 
no  body  legally  competent  to  legislate  for  the  patri- 
ciate alone,1  as  the  plebeian  concilia,  under  the  law 
of  283  u.c.,  and  possibly  earlier,  could  legislate  for 
the  plebs. 

About  or  shortly  after  the  period  of  the  XII 
Tables  and  the  Valerio-Horatian  legislation,  dates 
the  rise  of  a  new  legislative  body  in  Rome,  the 
comitia  tributa.2  In  imitation  of  the  system  adopted 
since  283  in  the  plebeian  concilia,  the  new  body 
consisted  of  freeholders  only,  with  this  difference, 
that  it  included,  whilst  the  plebeian  assembly  ex- 
cluded, patricians.  To  it  was  at  first  referred  the 

1  Mommsen,  Forschungen,  i.    Nichtexistenz  patricischer  Son- 
derversammlungen  in  republikanischer  Zeit. 

2  Tribus  =  districts,  or,  as  we  might  call  them,  "  constituencies." 
Their  number  was  increased  from  time  to  time,  and  they  had  of 
course  lost  all  connection  with  the  ancient  tribal  distinctions  of 
Ramnians,  Titians,  and  Luceres. 


DAWN  OF  WRITTEN  LAW         127 

election  of  (urban)  Quaestors,  hitherto  nominated  by 
the  Consuls,  and  of  the  military  Quaestors,  or  officials, 
created  about  this  time,  charged  specially  with  the 
administration  of  the  war  chest.  In  accordance  with 
the  original  design,  the  Tribal  Assembly  always  bore 
the  outward  marks  of  a  subordinate  legislative  body 
(comitia  leviora),  and  although  during  the  fourth 
century  of  the  City  we  find  it  gradually  electing  all  the 
minor  magistrates,  its  legislative  activity,  properly 
so  called,  and  its  limited  criminal  jurisdiction,  do  not 
appear  to  have  been  habitually  exercised  until  some 
time  after  the  institution,  in  387,  of  the  Praetor,  who 
convoked  and  presided  over  the  Tribal  Assemblies.1 
No  laws  are  extant  creative  of  the  comitia  tributa 
or  defining  their  powers,  but  apparently  their  purely 
legislative  competency  was  limited  by  law  or  custom 
to  occasional  general  legislation  on  matters  of  private 
law.2  It  was  a  large  step  in  the  direction  of  enlight- 
ened democracy.  The  system  of  voting  in  the  tribes 
was  viritim,3  and  it  appealed  to  freeholders  of  moder- 
ate fortune  (whose  influence,  by  the  voting  procedure 
in  the  centuries,  had  been  too  frequently  swamped 
through  the  artificial  preponderance  of  the  wealthy), 
whilst  the  exclusion  of  non-freeholders  from  the 
tribes  still  kept  at  bay  the  riff-raff  of  the  town,  the 

1  The  oldest  known  lex  tributa  dates  from  422;   Mommsen, 
Romische  Forschungen,  i,  160. 

2  Muirhead,  Roman  Law,  sec.  17. 

3  That  is,  the  freeholders  of  each  district  (tribus)  voted  equally, 
and  the  vote  of  the  majority  was  then  the  vote  of  the  district.    In 
early  Rome  all  voting  was  open. 


128     THE  DECEMVIRATE  AND  THE 

enfranchised  slaves  and  improvident  proletariat. 
Like  those  of  the  centuries,  the  tribal  enactments 
were  leges,  binding  the  whole  people,  subject  to  the 
auctoritas  of  the  patrician  Senate. 


NOTE  TO  CHAPTER  VIII 

The  rise  and  progress  of  the  comitia  tributa  and  concilia  plebis 
have  occasioned  more  controversy  than  any  other  of  the  Roman 
institutions.  Far  from  laying  themselves  open  to  the  reproach, 
sometimes  addressed  to  writers  on  International  Law,  of  "  follow- 
ing each  other  like  sheep,"  it  may  almost  be  said  of  the  modern 
Romanists  on  this  head,  that  tot  homines  quot  sententiae.  Most 
of  them  defend  their  views  with  German  thoroughness  and  Ger- 
man disputatiousness,  and  he  who  has  essayed  to  explore  the 
chaos  of  conflicting  opinion  may  be  pardoned  if  he  find  his  task 
more  irksome  than  edifying.  Regarding  the  gradual  assumption 
of  legislative  functions  by  the  (patricio-plebeian)  comitia  tributa 
and  plebeian  concilia  respectively,  and  their  relations  inter  se  and 
towards  the  State,  I  have  ventured  to  prefer,  on  the  whole,  the 
view  elaborated  by  Soltau  in  his  Gueltigkeit  der  Plebiscita,  which, 
though  drawing  somewhat  upon  the  imagination  to  amplify,  does 
not  go  the  length  of  arbitrarily  altering  the  Livian  text.  We  find 
three  separate  enactments  of  the  comitia  centuriata,  each  using 
almost  identical  language  regarding  plebiscita: 

1.  That  introduced  by  the  Consuls  L.  Valerius  and  M.  Hora- 
tius  about  305  :  ut  quod  tributim  plebs  jussisset,  populum  teneret. 
(Livy,  iii,  55,  67:  Dionysius,  xi,  8,  gives  a  similar  account.) 

2.  That  introduced  by  Q.  Publilius  Philo,  whilst  Dictator  in 
415,  of  whom  Livy  says  (viii,    12):    "tres  leges  secundissimas 
plebei,  adversas  nobilitati  tulit :  unam,  ut  plebiscita  omnes  Quirites 
tenerent;  alteram,  ut  legum,  quae  comitiis  centuriatis  ferrentur, 
ante  initium  suffragium  Patres  auctores  fierent:  tertiam,  ut  alter 
utique  ex  plebe,  cum  eb  ventum  sit  ut  utrumque  plebeium  con- 
sulem  fieri  liceret,  censor  crearetur." 


DAWN  OF  WRITTEN   LAW         129 

3.  The  lex  Hortensia  de  plebiscitis  in  467  to  the  effect,  ut  quod 
plebs  jussisset  omnes  Quirites  teneret.  (Livy,  xi,  26;  Pliny, 
N.  H.,  xvi,  15.) 

Mommsen  appeals  to  the  dicta  -of  the  Roman  jurists  on  the 
subject  of  the  Hortensian  law  (Romische  Forschungen,  i,  200), 
and  points  out  (ibid.,  Die  patricisch-plebejischen  Comitien)  the 
absence  of  all  trace  of  the  rise  and  gradual  growth  of  the  (patricio- 
plebeian)  comitia  tributa  as  a  legislative  body,  unless  the  Valerian 
and  Publilian  laws  are  referable  thereto.  Concluding  that  they  are 
so  referable,  he  would  have  the  Valerian  enactment  read :  "  ut  quod 
populus  tributim  jussisset  populum  teneret"  (a  most  awkward 
phrase),  and  considers  the  rendering  of  the  Publilian  measure  to 
have  been  mutilated  (entstellt).  It  seems  impossible  to  disregard 
Soltau's  misgivings  (Giilt.  d.  Pleb.,  pp.  8,  113  ff.)  at  reconstruc- 
tions of  ancient  texts  by  which  their  apparent  meaning  is  vitally 
changed  without  obvious  necessity.  Soltau  plausibly  explains  the 
non-existence  of  any  special  enactment  creative  of  the  patricio- 
plebeian  Tribal  Assembly,  by  pointing  (pp.  82  ff.,  114  ff.)  to  the 
probably  accidental  origin  of  that  body,  which,  the  precedent 
once  established  for  the  elections  of  minor  magistrates,  it  was 
afterwards  found  convenient  and  (from  a  popular  point  of  view) 
advantageous  to  suffer  to  develop  into  a  subordinate  legislative 
assembly  (comitia  leviora).  Its  enactments  in  all  matters  within 
its  limited  competency  were  leges,  like  those  of  the  centuriae,  and 
therefore  distinct  from  plebiscita  (Romische  Forschungen,  i,  155). 
The  effect  of  these  several  statutes,  so  far  as  they  refer  to  the 
validity  of  plebiscita,  appears  to  have  been  as  follows:  By  the 
leges  Valeriae-Horatiae  a  plebiscitum,  which  (by  virtue  of  the  lex 
Publilia  Voleronis,  283)  already  bound  the  plebs,  but  not  the 
patriciate  where  the  rights  of  the  latter  body  would  have  been 
affected,  was  now  made  generally  binding  upon  the  whole  Com- 
monwealth, provided  the  bill  (rogatio)  had  been  sanctioned  by 
senatus-consult  before  the  concilium  voted  upon  it.  But  as  there 
were  no  means  of  forcing  the  Senate  to  declare  itself  for  or  against 
any  rogatio,  popular  demands  could  be  and  frequently  were  evaded 
for  years  by  procrastination,  and  probably  the  lex  Publilia  Philonis 
of  415  (not  to  be  confounded  with  the  earlier  lex  Publilia)  sought 
to  supply  legal  machinery  for  forcing  the  Senate  to  show  its  hand 

K 


130  DECEMVIRATE  AND  WRITTEN  LAW 

(Soltau,  Giilt.  d.  Pleb.,  148  ff.).  At  the  same  time  it  required  that 
the  patrum  auctoritas,  which  the  Senate  had  theretofore  been 
accustomed  to  confer  upon  each  lex  after  it  had  passed  the 
comitia  curiata,  centuriata,  or  tributa  (as  to  the  last,  Soltau  contra], 
should  be  pronounced,  or  declared  to  be  withheld,  beforehand. 
A  later  lex  Maenia  applied  the  same  provision  to  the  elections  of 
magistrates.  But  the  ingenuity  of  the  Senate  still  contrived  to 
evade  the  law  (Livy,  xi,  26),  and  after  a  third  secession  of  the 
plebs  (this  time  to  the  Janiculum)  the  lex  Hortensia  at  last  placed 
plebiscita  upon  the  same  footing  as  leges  (Aul.  Gellius,  N.  A.,  xv, 
27;  Gaius,  i,  3;  Just.,  Inst,  i,  2,  4).  The  consequence  was  that  a 
senatus-consult,  which  had  never  been  necessary  to  validate  a  lex, 
was  now  equally  unnecessary  to  validate  a  plebiscitum;  and 
consequently  we  find  the  plebeian  scita,  after  467,  correctly  called 
leges.  As,  moreover,  the  patrum  auctoritas  had  sunk  to  a  mere 
formality  through  the  operation  of  the  statute  of  415,  nothing 
seemed  now  to  stand  between  the  popular  Assemblies  and  supreme 
power.  We  shall  see  that,  in  reality,  the  result  was  far  different. 


CHAPTER  IX 

FURTHER  CONSTITUTIONAL  DEVELOPMENTS  TO  THE 
BEGINNING  OF  THE  PUNIC  WARS 

DOMESTIC  affairs  during  the  first  centuries 
of  the  Republic  pivot  upon  an  incessant  three- 
cornered  struggle.  We  find  the  patriciate,  formerly 
omnipotent  in  the  nation,  nay,  the  nation  itself, 
gradually  pressed  back  from  its  vantage-ground  by 
sheer  weight  of  numbers ;  and  unlike  the  English, 
the  Roman  plebs  is  enabled  to  maintain  with  scarcely 
any  vicissitudes  a  continuous  though  deliberate  pro- 
gress in  one  direction.  The  masses,  mainly  swayed 
by  economic  preoccupations,  clamour  for  land,  and 
"  novas  tabulas,"  which  mean  partial  repudiation  of 
their  debts.  The  "nobility"  of  the  plebs,  like  our 
early  Whigs,  combine  with  jealousy  for  the  rights  of 
property,  and  too  great  tolerance  of  jobbery,  a  robust 
patriotism  and  sound  though  narrow  political  intelli- 
gence. Those  marked  out  by  birth,  wealth,  or  talent 
for  the  leadership  of  the  plebs,  boldly  aspire  to  the 
reins  of  government,  though  in  so  doing  they  must 
ride  rough-shod  over  time-honoured  considerations 
of  State  and  gentile  religion.  They  would  have 
derided  the  modesty  or  caution  of  the  mediaeval 


132     DEVELOPMENTS  TO  BEGINNING 

English  Commons  who  deprecated  advising  upon 
questions  of  State  policy,1  as  they  would  have  con- 
temned the  poor  spirit  of  the  sleek  bourgeois  in 
Faust,  who  was  not  ashamed  to  say : 

Dankt  Gott  mit  jedem  Morgan 

Dass  ihr  nicht  braucht  fur's  Rom'sche  Reich  zu  sorgen, 
Ich  halt'  es  wenigstens  fur  reichlichen  Gewinn, 
Dass  ich  nicht  Kaiser  oder  Kanzler  bin. 

But  as  the  domestic  cult  belonged  exclusively  to 
the  family,  so,  in  the  estimation  of  the  patriciate,  the 
cult  of  the  City  belonged  exclusively  to  those  families 
who  had  originally  founded  it.  A  magistrate  who 
neglected  the  sacred  rites  prescribed  by  ancient 
form  was  unthinkable.  Yet  their  performance  by  a 
plebeian  was  accounted  impious,  and  amid  the  wreck 
of  prerogative  the  patriciate  still  preserved  its  ex- 
clusive privilege  of  magisterial  office.  Against  this 
palladium  of  the  superior  order  ambitious  plebeians 
now  levelled  attacks  which  for  many  years  convulsed 
the  Commonwealth.  Most  of  the  patricians  pro- 
fessed, sincerely  or  otherwise,  to  defend  the  State's 
sacred  institutions,  whilst  their  opponents  claimed 
that  personal  merit  must  not  be  eclipsed  by  anti- 
quated questions  of  form,  and  that,  rightly  con- 
sidered, every  part  of  the  public  cult  was  the  birth- 
right of  the  Roman  citizen. 

It  seemed  at  first  impossible  that  common  ground 
could  ever  be  reached,  and  the  consulate  remained 
patrician  for  further  eighty  years  after  the  Valerio- 

1  Hallam,  Europe  during  the  Middle  Ages,  p.  486. 


133 

Horatian  Reform.  As  a  kind  of  compromise,  the 
annual  practice  of  electing  Consuls  was  occasionally 
departed  from,  and  a  number  of  war  tribunes,1  who 
might  be  patricians  or  plebeians,  with  consular 
powers,  were  now  annually  chosen  by  the  comitia 
centuriata,on  the  plausible  pretence  that  two  generals 
were  insufficient  to  direct  military  operations  simul- 
taneously in  several  theatres  of  war. 

The  uniform  successes  of  the  popular  party  should 
have  demonstrated  to  the  patriciate  their  powerless- 
ness  when  confronted  by  the  united  forces  of  the 
plebs,  yet  they  persisted  by  manifold  devices  in 
fighting  a  losing  battle.  Foreseeing  the  inevitable 
conquest  of  the  consulate  by  the  Commons,  they 
contrived  betimes  to  temporarily  snatch  an  important 
part  of  its  power  by  creating  the  censorship2  (312 
urbis),  to  which  were  transferred  the  administration 
of  the  Exchequer,  and  the  right  and  duty  of  period- 
ically revising  the  lists  of  senators  and  citizens. 
Compensation  was  found  by  the  plebs  when,  in 
333,  the  comitia  tributa  successfully  insisted  upon 
the  admissibility  of  plebeians  to  the  quaestorship. 

But  the  desiderated  reforms  were  economic  as 
well  as  political.  The  wealthy  plebeians,  indeed, 
though  they  aspired  to  complete  equality  with  patri- 

1  The  number  might  vary  as  circumstances  required,  Livy,  iv, 
1 6.    The  tribuni  militum  consulari  potestate  must  not  be  confused 
with  the  older  military  tribunes,  who  were  mere  army  officers,  and 
not  magisterial  officials. 

2  The  censors'  term  of  office  was  originally  five  years,  afterwards 
reduced  to  eighteen  months.    Livy,  iv,  24. 


i34     DEVELOPMENTS  TO  BEGINNING 

cians,  had  no  incentive,  beyond  the  public  spirit  and 
probity  of  the  more  enlightened  among  them,  to  re- 
form administrative  abuses  which  redounded  to  their 
own  increasing  advantage.  To  the  poorer  classes  of 
the  plebs,  on  the  other  hand,  the  right  of  lawful  in- 
termarriage with  the  patriciate,  or  eligibility  for  high 
office  of  State,  seemed  of  small  import  when  measured 
with  the  demand  for  juster  distribution  of  public 
lands  and  mitigation  of  the  debtor's  burden. 

The  two  currents  clearly  appear  in  the  legislation 
of  the  period,  and  particularly  in  the  Licinian  Roga- 
tions, which,  after  years  of  obstinate  opposition,  the 
united  plebeian  order  ultimately  (387  urbis)  imposed 
as  laws  upon  the  patriciate.  They  were:  (i)  Dis- 
continuance of  the  consulary  tribunate;  (2)  Resump- 
tion of  the  consular  regimen  with  the  proviso  that 
henceforward  at  least  one  Consul  should  always  be 
a  plebeian;  (3)  Admission  of  plebeians  to  the  priestly 
college  having  charge  of  the  Sibylline  books,  the 
number  of  members  being  increased  from  two  to  ten 
(decemviri  sacris  faciundis),  a  demand  probably 
prompted  by  suspicion  of  the  sincerity  of  patrician 
priests;  (4)  Prohibition  that  any  single  citizen  should 
graze  more  than  100  head  of  cattle  and  500  sheep 
upon  the  State  domains,  or  possess  more  than  500 
jugera  (about  330  English  acres)  of  land;  (5)  Ob- 
ligation upon  landholders  to  employ  a  minimum 
number  of  free  labourers  proportioned  to  the  num- 
ber of  slaves;  and  (6)  Relief  to  debtors  by  deduct- 
ing from  the  unpaid  principal  of  outstanding  debts 


OF  THE  PUNIC  WARS  135 

all  interest  theretofore  paid,  and  by  extending  the  time 
for  repayment  of  the  balance.  Even  now  the  law  it- 
self, as  between  creditor  and  debtor,  was  not  changed. 
It  was  many  years  later  (in  428  or  462)  that  the  lex 
Poetilia  effected  the  release  of  all  nexi,  and,  though 
not  abolishing  nexal  contract  as  between  creditor 
and  debtor  altogether,  deprived  it  of  most  of  its 
advantages  from  the  former's  point  of  view,  whilst 
modifying  in  favour  of  the  latter  the  process  of  law 
whereby  he  could  become  addictus.1 

Already  in  312  the  patriciate  had  sought  to  break 
the  fall  by  detaching  censorial  from  consular  powers. 
With  the  like  end  in  view,  and  with  equal  inefficacy, 
the  judicial  functions  of  the  Consul  now  (387)  became 
attributed  to  the  praetorship,  and  curule2  -^Ediles  were 
created  to  discharge  the  duties  of  police  and  muni- 
cipal administration  over  the  heads  of  their  plebeian 
namesakes.  From  both  these  offices  commoners 
were  disqualified  for  a  time — but  only  for  a  time — 
on  religious  considerations  of  more  or  less  cogency. 
These  and  other  manoeuvres  prolonged,  without 
modifying,  the  issue  of  the  long  class-struggle,  and 
it  is  tedious,  and,  for  present  purposes,  unnecessary 
to  follow  in  detail  the  events  whereby  every  politic- 

1  Muirhead,    Roman   Law,    sect.    31.     The   cessio   bonorum, 
which  discharged  the  debtor  entirely   on  his   surrendering   the 
whole  of  his  estate  to  his  creditors,  was  only  introduced  towards 
the  end  of  the  Republic,  or  later. 

2  Only  the  superior  magistrates  could  sit  in  the  sella  curulis,  or 
chair  of  high  office,  which  was  originally  emblematic  of  the  kingly 
power. 


:36     DEVELOPMENTS  TO  BEGINNING 


ally  important  office  of  State  was  in  turn  rendered 
accessible  to  the  masses.1 

Futile  to  effect  the  purpose  aimed  at,  the  success- 
ive segregations  of  special  functions  from  the  consular 
office  nevertheless  bore  important  constitutional  con- 
sequences. Under  the  oldest  Constitution  the  executive 
power,  or  imperium,  was  undivided  and  indivisible ; 
and  the  King  who  entrusted  the  discharge  of  part  of 
his  duties  to  a  deputy,  could  revoke  his  commission 

1  Following  are  the  chief  magisterial  and  sacral  offices  of  politi- 
cal importance,  in  the  order  in  which  they  successively  became 
opened  to  plebeian  candidates: 


OFFICES. 

Military    tribunes  with 

Consular  power  . .     . 

Quaestor     .     .     .  circa 

Military  quaestor  .     . 

Magister  equitum  circa 

Consul  ....  circa 
Curule  aedile  . 


Dictator      .     .     .   circa 

Censor 

Praetor  

Augur 

Pontifex 

Pontifex  maximus   circa 

Interrex 

Flamines  majores     .     . 
Rex  sacrorum 


INSTITUTED  IN 
A.U.C.          B.C. 

3°9  445 

252  501 

(as  a  permanent  office) 


PLEBEIANS  MADE 
ELIGIBLE  IN 

A.U.C.  B.C. 


3°7 
252 

243 
387 


252 
312 
387 


447 


366 


309 
333 

386 

387 
387 


445 
421 

368 
366 
366 


442 
366 


immemorial 


243 


<  immemorial 


(patricians  and  plebeians  to 
be  elected  in  alternate  years) 

398     356 

4°3     35 i 
4i7     337 

454  3°° 

(first  pleb.  pontifex 
maximus  actually 
elected  in  502) 

Never 


M 


*  Doubtful,  see  Livy,  ii,  18. 


OF  THE  PUNIC  WARS  137 

at  pleasure.  Even  under  the  earlier  consulate  this 
indivisibility  was  clung  to  in  theory,  each  Consul 
being  invested  with  the  full  imperium  without  any 
attempted  apportionment,  although  the  appointment 
of  Quaestors  suggested  that  the  old  rule  now  stood 
less  firmly.  But  the  deliberate  creation  of  offices 
having  separate  competencies  of  their  own,  and  rank- 
ing co-ordinately  with  the  consulship,  entirely  dis- 
posed of  the  old  idea  of  undivided  imperium,  and 
by  weakening  the  magistracy,  further  confirmed  and 
amplified  the  influence  of  the  Senate,  which  laws 
like  the  Publilian  and  Hortensian  had  been  delib- 
erately designed  to  undermine. 

Under  the  regal  and  the  earliest  republican  Con- 
stitutions, the  chief  Magistrates  had  largely  dominated 
the  people,  whilst  themselves  subjected  in  an  increas- 
ing degree  to  the  influence  of  the  Senate.  The  course 
of  ages  had  transformed  them  to  little  more  than 
adjuncts  of  that  body.  The  old  notion  of  single,  un- 
divided mastery,  had  given  place  to  a  system  of 
officialism  in  which  duties  and  responsibilities  were 
departmentally  apportioned  in  a  manner  not  unlike 
the  practice  of  modern  nations.  Although  the  prin- 
cipal Magistrates  were  chosen  by  the  people,  they 
remained  for  the  most  part  amenable  to  the  Senate, 
which  could  always  checkmate  a  refractory  Consul 
by  the  exercise  of  its  power  to  appoint  a  Dictator. 
The  tribunate  lost  its  former  special  significance 
when  the  political  conditions  which  prompted  its 
creation  no  longer  existed;  and  the  Tribunes,  once 


i38     DEVELOPMENTS  TO  BEGINNING 

the  champions  of  the  radical  party,  and  constitution- 
ally outside  the  magistracy,  gradually  assumed  the 
character  of  ordinary  State  officials,  being  recruited 
almost  exclusively  from  the  plebeian  aristocracy. 

The  State  still  consisted,  as  from  the  beginning, 
of  the  National  Assembly,  the  Senate  and  the  Magis- 
tracy, but  their  relative  positions  and  influence  had 
shifted  considerably.  The  oldest  national  assembly, 
the  comitia  curiata,  had  practically  passed  out  of 
public  life  as  a  law-giving  body,  and  was  represented 
at  its  formal  sittings  by  a  handful  of  lictors.  The 
comitia  centuriata  exercised  supreme  criminal  juris- 
diction, elected  the  chief  Magistrates,  and  still  ful- 
filled their  most  ancient  function  of  sanctioning 
declarations  of  war.  Since,  probably,  the  lex  Hor- 
tensia,  they  also  voted  upon  treaties  of  peace  and 
alliance.  Nearly  all  other  legislative  power  was 
nominally  exercised  either  by  the  patricio-plebeian 
comitia  tributa  or  the  plebeian  concilium,  the  dis- 
tinction between  the  two  bodies  being  wellnigh 
effaced  owing  to  the  reforms  of  the  last  two  cen- 
turies and  the  enormous  numerical  preponderance 
of  the  lower  order.  Originally  the  assemblies  had 
excluded  from  membership  citizens  not  holding  land. 
These  latter,  who  had  meanwhile  been  made  liable 
to  military  service,  in  course  of  time  were,  after 
some  hesitation,  admitted  to  Centuries  and  Tribes, 
in  such  manner  as  to  diminish,  without  however 
quite  destroying,  the  ancient  predominance  of  wealth 
in  the  former,  and  of  the  responsible  middle  classes 


OF  THE  PUNIC  WARS  139 

in  the  latter.    Yet  it  is  curious  to  observe  how  the 
nominally   supreme   popular  bodies    defeated  their 
own  object  by  striving  for  more  authority  than  they 
could  wisely  administer.    The  fickle  and  superficial 
Commons  too   palpably  required  the  corrective  of 
superior  foresight  and  expert  knowledge,  and  the 
Senate,  besides  absorbing  in  great  part  the  powers 
of  the  magistracy,  even  succeeded,  by  the  middle  of 
the  fifth  century,  in  increasing  its  former  formidable 
influence  over  the  Legislature,  despite  all  previous 
efforts  to  reduce  it.    We  have  already  alluded  to  the 
complete  failure  of  the   Roman   mind  to   evolve  a 
method  of  government  by  popularly  elected  repre- 
sentatives.  The  system  by  which  all  Roman  burghers 
assembled,  when  duly  summoned,  to  vote  negatively 
or  affirmatively  upon    any   project    of   law  by  the 
Magistrate  submitted,  had  worked  well  enough  in  a 
territorially  and  numerically  diminutive  community 
of  primitive  habits  and  with  an  archaic  administra- 
tion.    The  growing  complexity  of  political  life  de- 
manded intelligent  interest,  consistent  attention,  and 
constant  intercommunication,  if  private  citizens  were 
to  make  their  influence  felt  in  the  State.    This  was 
only  possible  when  storm  and  stress  supplied  the 
driving-power.     After  its   victorious   struggles,   the 
popular  party  was  content  to  enjoy  the  comparative 
prosperity  afforded  by  internal  reforms  and  expan- 
sion abroad.    The  extension  of  the  Roman  territory 
alone  sufficed  to  hinder  political  organization  by  per- 
manently ensuring  the  absence  of  large  numbers  ot 


140     DEVELOPMENTS  TO  BEGINNING 

citizens  from  the  comitia.  It  likewise  relieved  the 
pressure  of  population  and  drew  off  the  more  rest- 
less elements.  Under  these  circumstances,  and  with 
rules  of  procedure  which  placed  the  assembly  nearly 
at  the  mercy  of  an  energetic  presiding  magistrate, 
the  comitia  lost  both  the  prestige  and  the  ability 
to  deal  satisfactorily  with  any  but  the  simplest 
questions,  unless  with  the  guidance  of  officials, 
who  were  themselves  virtually  nominees  of  the 
Senate,  and  in  case  of  need  could,  by  a  Tribune's 
intercessio  or  the  discovery  of  an  unfavourable 
augury,  defeat  any  proposed  independent  action 
of  the  citizens. 

The  Senate  was  itself  subjected  to  the  influence 
of  the  Censor,  in  whose  discretion  it  lay,  when  pe- 
riodically revising  the  lists  of  Senators  and  citizens, 
to  exclude  unworthy  and  obnoxious  persons.  This 
discretion,  however,  appears  at  the  period  which  we 
have  now  reached  to  have  been  exercised  judicially, 
and  not  independently  of  the  Senate  itself,  and  it 
was  further  curtailed  by  the  Ovinian  law,  which 
enacted  that  no  person  having  occupied  at  any  time 
the  position  of  Consul,  Praetor,  or  Curule  -^Edile, 
should  be  so  excluded,  unless  for  good  reason  as- 
signed. Moreover,  annulling  the  old  rule  that 
patricians  only  might  take  part  in  the  senatorial 
debates,  it  was  laid  down  that  this  right  should  now 
belong,  without  distinction,  to  all  higher  ex-officials. 
As  the  latter  had  been  at  one  or  other  time  elected 
(at  all  events  nominally)  by  the  people,  the  Senate 


OF  THE  PUNIC  WARS  141 

might  not  unjustly  regard  itself  as  a  quasi-repre- 
sentative body,  which  by  reason  of  superior  know- 
ledge and  matured  experience  was  certainly  more 
fitted  than  the  comitia  for  responsible  rule.  Not- 
withstanding some  corruption  and  nepotism,  the 
Senate  of  the  fifth  century  stands  out  as  one  of  the 
most  efficient  governments  the  world  had,  or  has, 
seen.  The  fact  that  the  more  influential  members 
had  themselves  held  high  office,  and  might  expect  to 
do  so  again,  secured  a  fairly  harmonious  co-operation 
with  the  acting  magistrates,  which  ordinarily  removed 
complex  questions  of  policy  from  the  ken  of  a  public 
unable  to  appreciate  their  intricacies. 

The  legislation,  of  which  the  Licinian  reforms  are 
the  type,  shows  clearly  the  nature  of  the  compromise 
effected  between  the  privileged  patriciate,  the  rich 
plebeians,  and  the  masses.  Social  dignity  and  poli- 
tically innocuous  religious  functions  the  patriciate 
still  affect  to  regard  as  their  peculiar  patrimony, 
whilst  sharing  the  substance  and  emoluments  of  office 
with  their  plebeian  rivals.  The  wealthy  classes  gener- 
ally, to  secure  quiet  enjoyment  of  their  privileges, 
consent  to  a  certain  amount  of  undisguised  confisca- 
tion, and  to  mitigate,  though  not  entirely  to  remove, 
the  misuse  of  State  property,  by  allowing  to  their 
humbler  fellow  citizens  a  somewhat  inadequate  par- 
ticipation. 

Whilst  approving  the  overthrow  of  an  antiquated 
system  based  upon  decayed  prejudices,  it  is  idle  to 
deny  that  political  contests,  then  as  now,  were  seldom 


142     DEVELOPMENTS  TO  BEGINNING 

conducted  with  wholly  clean  weapons.  Whether  the 
Licinian  provision,  ne  quis  amplius  quam  quingenta 
agri  jugera  possideret,  referred  only  to  realty  in 
private  ownership,  or  to  State  land  as  well,  the  ob- 
ject of  the  restriction  was  to  artificially  depreciate 
by  compulsory  sales  the  property  of  those  who  were 
unfortunate  enough  to  have  invested  capital  in  land 
interests  beyond  the  new  statutory  limit.1  Even  less 
defensible  was  the  treatment  meted  out  to  creditors. 
In  this  respect,  not  only  the  Licinian,  but  all  the 
popular  legislation  was  frankly  dishonest.  The  gen- 
erous, but  mischievous,  tendency  of  ill-balanced 
minds  is  to  ignore  the  standpoint  of  the  oppressor, 
whilst  extolling  his  victims  as  models  of  all  the  vir- 
tues, and  grave  political  errors  have  been  committed 
by  assuming  a  capacity  for  just  and  efficient  self- 
government  in  backward  communities,  merely  be- 
cause they  had  been  governed  unjustly  and  ineffici- 
ently by  an  autocracy.  With  the  Roman  capitalist, 
hauteur  frequently  turned  to  insolence,  and  severity 
to  outrage;  yet  the  so-called  popular  legislation, 
whilst  powerless  to  prevent  either,  actually  en- 
trenched his  monopoly  by  depressing  the  middle 
class;  since  men  of  moderate  fortune  dared  not  to 

1  Ortolan,  p.  181.  One  can  scarcely  refrain  from  sympathizing 
with  the  words  put  by  Livy  (vi,  41)  into  the  mouth  of  Appius 
Claudius:  "quia  pecunias  alienas,  quia  agros  dono  dant:  tanta 
dulcedo  est  ex  alienis  fortunis  praedandi,"  referring  to  Sextius  and 
Licinius.  But  possideret  might  after  all  only  apply  to  possessores 
(precarious  holders  of  State  domains)  not  freeholders.  Even  so,  it 
was  a  great  hardship  to  bonfrfide  holders. 


OF  THE  PUNIC  WARS  143 

engage  in  business  with  the  knowledge  that  con- 
tract and  property  were  the  football  of  politicians. 
Failure  to  redeem  a  promise  was  considered  dis- 
graceful  as    between    honourable   men,   and   unde- 
serving of  sympathy.     On  the  default  of  a  debtor, 
the  first  impulse  would  not  be  one  of  compassion, 
and  a  creditor  seeking  to  enforce  his  bond  could  only 
proceed  against  the  person  of  his  debtor,  who,  if 
fraudulently  inclined,  could  not  be  compelled  by  any 
process  of  law  to  surrender  his  property  in  satis- 
faction;1 neither  did  execution  involve  any  loss  of 
civic  rights  to  the  debtor,  or  bring  his  family  within 
the  power  of  the  creditor.2    The  latter's  remedy  was 
to  obtain  what  he  could  by  personal  coercion,  and, 
in  a  hard  age,  duress  would  readily  take  the  form 
of  physical  mal-treatment.    For  the  Legislature  to 
condone  default,  and  declare  that  interest  paid  should 
count  as  repayment  of  capital,  was  spoliation.    To 
prohibit   interest   altogether  was    folly.     It   is    not 
astonishing  that  the  creditor's   terms,  and  his  con- 
duct  on    their   non-fulfilment,    became    harsher   in 
proportion   to  the  risk  he  ran  of  seeing  his  rights 
arbitrarily  overridden  for  reasons  of  mere  political 
expediency.    Finally,  the  popular  movement,  how- 
ever justifiable  in  itself,  was  not  conducted  by  its 
leaders  with  that  sincerity  which  inspires  respect,  even 
where  agreement  is  withheld.    That  it  was  largely 

1  F.  de  Coulanges,  Cite  Antique,  75,  writes  in  the  same  sense, 
though  apparently  he  is  thinking  of  landed  property  only. 

2  Livy,  ii,  24. 


144     DEVELOPMENTS  TO  BEGINNING 

in  the  hands  of  well-to-do  plebeian  politicians,  who 
exploited  the  misery  of  the  masses  to  further  their 
own  political  advancement,  explains  the  obstinacy 
with  which  the  patriciate  continued  to  hold  aloof  as 
a  privileged  class  long  after  the  substance  of  privi- 
lege had  been  destroyed.1  The  author  of  the  famous 
Licinian  Rogations  was  himself  the  first  offender 
against  his  own  measure,  for  the  dishonest  evasion 
of  which  he  was  heavily  fined.2 

The  era  of  triangular  class  struggle  practically 
closed  with  the  passing  of  the  Licinian  laws,  and 
it  may  be  said  that  in  the  ensuing  century  Rome's 
polity,  though  unsound  at  the  base,  for  the  time 
approached  nearer  to  the  Republican  ideal  than  any- 
other  community  of  classical  or  mediaeval  times. 
The  age  of  elegant  literature  had  scarcely  dawned; 
and  that  wonderful  system  of  law  which  still  sways 
the  legists  of  Continental  Europe  as  yet  awaited  its 
evolution  under  Praetorian  Equity.  But  all  the 
essentials  of  a  high  civilization  were  present,  if 
some  of  its  elegancies  were  lacking.  It  was  a  period 
of  solid,  but  not  flamboyant,  prosperity,  a  prosperity 
which,  albeit  largely  built  upon  the  ruin  of  other 
communities,  yet  tended  to  the  ultimate  good  of 
mankind.  Old  social  barriers  were  removed,  and 

1  Mommsen  is  exceedingly  severe  upon  the  old  aristocracy,  but 
one  cannot  help  suspecting  some  of  his  strictures  to  have  been 
coloured  for  the  benefit  of  his  own  Prussian  Junker,  a  term  he 
constantly  applies  to  the  Roman  patriciate. 

2  Livy,  vii,  16. 


OF  THE  PUNIC  WARS  145 

the  later  class  distinctions  were  as  yet  unobtrusive, 
though  present  in  embryo.  The  equestrian  order 
did  not,  until  after  the  Punic  Wars,  emerge  as  a 
separate,  privileged  ring  of  usurers,  forestallers, 
and  tax-farmers.  The  families  which  swayed  the 
Commonwealth  had  not  unlearned  the  lessons  of 
moderation,  and  the  assertiveness  of  a  superior  class 
is  pardoned  if  equipoised  by  self-restraint.  Although 
we  need  not  literally  accept  the  accounts  of  Senators 
leaving  the  plough  to  assume  the  command  of  armies, 
and  subsequently  returning  to  it,1  still  the  Roman 
gentry  lived  for  the  most  part  upon  their  estates  as 
simple  country  squires,  who  wisely  refrained  from 
marking  disparities  of  fortune  by  vulgar  ostentation 
of  living.  To  battle  they  led  forth  troops  of  hardy 
peasants,  whose  service  in  the  field  was  now2  requited 
by  the  State  with  money  payments,  strong  in  the 
conviction  of  inner  worth,  fortified  by  the  knowledge 
of  former  triumphs,  and  their  discipline  as  yet  un- 
spoilt by  the  lavishness  of  the  war-god's  favours. 
Not  the  adventitious  genius  of  individual  leaders 
but  the  disciplined  valour  of  the  people  as  a  whole 
successively  overthrew  Latin  and  Volsce,  Tuscan 
and  Gaul,  Samnite  and  Greek  and  Tarentine.3 
Upon  the  nations  of  Italy,  as  upon  a  whetstone,  the 

1  Cf.  Val.  Max.,  iv,  4,  5. 

2  Since  the  siege  of  Veii  (captured  358  urbis)  when  for  the  first 
time  the  Roman  army  kept  the  field  for  several  years  without 
disbanding  for  the  winter. 

3  Cf.  Bryce,  Studies,  i,  59. 

L 


146     DEVELOPMENTS  TO  BEGINNING 

Romans  sharpened  not  only  their  swords  but  their 
wits.  A  wise  diplomacy  sought  to  perpetuate  the 
fruits  of  martial  success  by  conferring  upon  van- 
quished cities,  and  newly-established  Roman  Colo- 
nies, a  judiciously  graduated  scale  of  civic  rights. 
Above  all,  the  unique  juridical  genius  of  the  Romans 
tended  to  fortify  their  dominion  over  peoples  who 
reluctantly  admired  the  strength  and  symmetry  of 
the  new  dispensation.  Only  the  prestige  of  acknow- 
ledged moral  superiority  could  have  withstood  the 
terrible  strain  to  which  Hannibal  was  shortly  to 
subject  the  fidelity  of  the  socii.  It  is  significant  that 
when,  towards  the  end  of  the  Republic,  the  allied 
and  vassal  nations  revolted  from  Rome,  they  could 
devise  no  political  institutions  which  were  not 
slavishly  copied  from  the  conquerors. 

Although  earlier  premonitory  symptoms  were  not 
wanting,  the  decadence  of  the  old- Roman  system 
of  politics  and  morals  first  gathered  its  momentum 
in  the  reaction  which  succeeded  the  tremendous 
tension  of  the  first  two  Punic  wars.  If,  at  this  turn- 
ing-point, Roman  ambition  could  have  confined  itself 
within  the  limits  of  Europe,  had  Roman  statesman- 
ship at  this  stage  exerted  its  peculiar  virtues  to  con- 
solidate its  conquests  rather  than  to  extend  them, 
had  Carthage  l  been  left  to  work  out  its  own  destiny, 
and  the  two  leading  civilizations — the  European  and 
the  Semitic — to  develop  on  natural  lines,  the  cor- 
ruption of  Western  blood  and  culture  could  have 
1  Cicero,  De  Rep.,  i,  48. 


OF  THE  PUNIC  WARS  147 

been  arrested,  and  a  free,  national  Italy  might  have 
found  time  to  reclaim  barbarian  Europe  before 
yielding  up  the  sceptre  of  empire.  It  was  not  to  be. 
The  Punic  wars  displayed  at  its  apogee  the  high 
standard  of  citizenship  which  had  erected  Rome's 
greatness.  The  Romans  had  owed  their  conquests 
to  their  virtues;  they  were  now  to  owe  their  vices 
to  their  conquests.  With  the  ensuing  subjugation 
of  Africa  and  Greece  and  Egypt  began  freedom's 
long  drawn-out  agony.  Worse  than  the  luxury  which 
the  plunder  of  Empires  supplied,  worse  even  than 
the  strange  depravities  introduced  from  East  and 
South,  was  the  destruction  of  mental  balance  in  a 
ruling  coterie  called  suddenly  to  wield  an  all-wide 
and  irresponsible  power  at  a  moment  when  the  old 
morality  was  nearly  dead,  and  the  new  as  yet  un- 
born. Worst  of  all  was  the  progressive  demoraliza- 
tion of  a  denationalized  metropolitan  populace,  which 
had  forgotten  how  to  work,  think,  or  fight,  and  in  the 
end  existed  only  to  decide  by  its  venal  vote  which 
group  of  politicians,  by  maintaining  it  in  pauperized 
indolence,  had  purchased  the  privilege  of  exploiting 
a  subject  world. 


CHAPTER  X 

MARRIAGE 

MARRIAGE  (even  if  the  term  be  restricted 
to  unions  intended  to  be  durable)  is  older 
than  any  definite  system  of  religion,1  and  with  the 
most  primitive,  as  with  the  most  modern,  of  man- 
kind, was  probably  a  matter  only  of  sentiment, 
business,  or  convenience.  Ancestor-worship  placed 
marriage  upon  a  higher,  or  at  least  a  different  plane 
when  it  taught  that  the  repose  and  well-being  of 
the  dead  depended  upon  the  ministrations  of  the 
living,  demanding  the  maintenance  of  the  sacred 
fire,  and  faithful  performance  of  regular  sacrifices, 
by  a  never-ending  line  of  legitimate  descendants. 
The  old-Aryan  conception  of  wedlock,  as  an  incident 
of  the  ancestral  cult,  was  exclusively  religious. 
The  ancestor-worshipper  entered  upon  matrimony 
in  fulfilment  of  a  sacred  duty  to  raise  up  offspring 
having  both  the  right  and  the  obligation  to  continue 
the  family.  And  this  was  the  central  idea  which 
coloured  and  pervaded  the  earlier  Roman  marriage- 
practice. 

Before    the   Italiot  hordes  had  crystallized   into 

1  Cf.  Westermarck,  Human  Marriage,  50. 
148 


MARRIAGE  149 

cities  and  polities,  the  ceremonial  constituting  re- 
cognized marriage  would  be  the  concern  of  the  gens, 
or  at  most,  the  two  gentes,  within  which  it  took 
place.  Excepting  unions  by  confarreatio,  which  we 
shall  specially  consider  later,  marriage  in  Rome  was 
a  private  act,  solemnized  without  any  intervention  of 
the  State,  although  the  pontifical  college  had  doubt- 
less, in  very  early  times,  already  laid  down  certain 
ceremonies  as  the  minimum  necessary  to  establish 
justae  nuptiae l  in  Rome.  In  every  case  the  essence 
of  legitimate  union  was  the  consent  and  approbation 
of  the  gods,  to  obtaining  and  witnessing  which 
nearly  the  whole  of  the  prescribed  ceremonial  was 
directed.  In  this  it  must  be  taken  that  all  Roman 
citizens — patrician,  client,  and  plebeian — stood  alike. 
It  is  unthinkable  that  such  a  community  as  archaic 
Rome  ever  tolerated  conditions  under  which  irre- 
gular unions  were  the  sole  sexual  relations  possible 
to  the  majority.  It  is,  to  my  mind,  equally  inad- 
missible, having  regard  to  what  has  been  said  in 
former  chapters,  that  any  purely  civil  form  of  mar- 
riage can  have  been  recognized  or  widely  practised 
in  the  early  days  of  the  State.  It  was  not  until  the 
importance  of  the  religious  aspect  had  weakened  in 
the  popular  imagination  before  the  encroachments 

1  Originally  nuptiae  meant  strictly  the  ceremonies  attending 
the  formation  of  the  marriage-tie;  matrimonium,  the  tie  itself. 
The  latter  expression  was  at  first  employed  to  denote  unions  not 
religiously  consecrated  (or  at  least  which  did  not  rely  for  their 
validity  upon  ritual),  which  stricter  patricians  were  inclined  to 
regard  as  a  lower  form  of  marriage. 


150  MARRIAGE 

of  a  self-reliant,  mundane  jurisprudence,  that  certain 
civil  attributes  came  in  course  of  time  to  be  held 
necessary  and  sufficient  to  "just"  marriage,  without 
inquiry  whether  divine  approval  had  or  had  not  been 
sought  and  obtained.  The  later  law  ignored  the 
religious  element,  and  prescribed  as  the  sole  essen- 
tials of  marriage:  Connubium,  Marriageable  age, 
Consent  of  the  parties  (usually  manifested  by  the 
domum  deductio),  and  Consent  of  the  eldest  living 
male  ancestor  where  a  contracting  party  was  alieni 
juris.  The  bridegroom,  if  more  than  one  of  his  male 
ancestors  were  alive,  required  the  consent  of  all  of 
them.  Although  traceable  in  part  to  the  jus  sacrum 
and  the  jus  divinum,  these  essentials  represent  the 
formalization  of  legists  who  apparently  never  at- 
tempted to  comprehend  their  history.  Yet  through 
long  ages  of  unbelief  and  materialism,  ancient  re- 
ligious forms  continued  to  be  observed  to  an  extent 
which  depended  mainly  upon  public  opinion  and 
individual  predilection. 

The  luckiest  time  for  weddings  was  considered  to 
be  the  second  half  of  June,  May  being  unsuitable 
because  of  various  solemn  festivals,  during  some 
of  which  sexual  intercourse  was  forbidden.  The 
Roman  wedding,  like  every  important  enterprise, 
was  preceded  by  taking  the  auspices,1  and  the  first 

1  Cicero,  De  Div.,  i,  46.  Plebeians  had  originally  no  right  of 
active  participation  in  the  public  auspices,  and  remained  to  the 
last  ineligible  for  the  higher  priestly  offices,  but  there  was  nothing 
to  prevent  their  taking  auspices  on  private  occasions,  or,  if 


MARRIAGE  151 

act  of  the  marriage  ceremony  was  the  sacrifice. 
Every  form  of  life,  animal  and  vegetable,  was  held 
to  be  equally  the  gift  of  the  gods,  and  procreation 
being  avowedly  the  exclusive  object  of  the  marriage, 
the  appeal  on  such  occasions  was  directed  chiefly  to 
the  fertilizing  and  vitalizing  divinities  of  husbandry. 
Flowers  decorated  the  house,  and  garlands  were 
worn  by  bridegroom  and  bride,  kinsfolk  and  guests. 
Great  care  was  bestowed  upon  the  preparation  of 
the  bride.  The  day  preceding  the  wedding  she  had 
gone  through  the  ceremony  of  solemnly  discarding 
the  toga  praetexta,  worn  by  maidens  and  boys,  which, 
with  her  dolls  and  toys,  were  devoted  to  the  gods  as 
a  formal  leave-taking  of  childhood.  Invested  in  her 
bridal  raiment,  the  all- white1  toga  pura  and  tunica 
recta  woven  in  the  ancient  fashion,  girdled  with  the 
woollen  belt  with  the  knot  of  Hercules — probably 
the  precursor  of  our  "  lover's  knot " — her  hair  parted 
into  six  locks  with  the  hasta  caelibaris,2  and  ar- 

ignorant  of  the  formulae,  employing  an  augur  to  do  so.  The 
divinities  consulted  were  the  old  Latin  and  Sabine  gods,  who, 
though  in  many  cases  identical  at  bottom  with  the  more  specifi- 
cally national  deities,  were  on  domestic  occasions  regarded  more 
in  a  homelike  and  familiar  aspect.  Thus,  the  chief  patroness  of 
the  nuptial  festival  was  Juno  pronuba. 

1  White,  the  colour  most  agreeable  to  the  gods  (Cic.,  De  Leg.,  ii, 
1 8),  was  the  usual  wear  in  the  early  ages.    Black  was  always 
mourning  wear  until  the  Empire,  when  vivid  hues  had  become  so 
fashionable  that  plain  white  was  considered  sufficiently  funereal. 

2  Plutarch,  Q.  Rom.,  87.    In  earliest  ages  it  may  have  been 
customary  to  cut  off  the  bride's  hair  with  the  hasta  caelibaris,  and 
probably  a  feint  was  always  made  of  doing  so.    That  ancient 


152  MARRIAGE 

ranged  with  woollen  bands  (vittae),  her  head  cov- 
ered 1  by  the  flammeum  or  red  veil,  symbolizing  the 
sacred  fire  of  the  new  home  at  which  henceforward 
she  was  to  worship,  and  surmounted  by  a  wreath  of 
flowers  of  her  own  gathering,  she  was  led  into  the 
circle  of  expectant  guests  by  her  pronuba,  a  married 
friend  who  had  assumed  responsibility  for  her  due 
preparation.  Upon  joining  of  hands  by  bride  and 
bridegroom — dextrarum  junctio2 — the  sacrificial  vic- 
tim, a  swine  or  sheep,  was  forthwith  immolated;  but 
the  ceremony  would  be  interrupted,  and  the  projected 
union  postponed  or  abandoned,  upon  the  detection 
of  any  adverse  sign  during  the  sacrifice,  or  any 
natural  disturbance,  as  a  thunderstorm.  If  nothing 
of  bad  omen  occurred,  the  bride  would  thereupon 
pace  with  the  bridegroom  around  the  house-altar, 
preceded  by  a  boy  with  the  hymeneal  torch  of  white- 
thorn, and  followed  by  other  youths  who  had  not  yet 

instrument  was  retained  as  a  part  of  the  time-honoured  cere- 
monial, but  if,  in  historical  times,  a  single  tress  was  still  severed,  it 
would  be  with  a  more  modern  and  convenient  appliance.  The 
hasta  caelibaris,  unlike  the  ordinary  weapon  of  offence,  was  curved 
in  shape  and  did  not  symbolize  the  husband's  proprietary  right. 
Rossbach,  Romische  Ehe,  286,  290  ff. 

1  The  act  of  covering  the  head  (nubere,  obnubere)  gave  its  dis- 
tinctive name  to  the  religious  marriage  ceremonial.    But  it  was 
always  usual  to  cover  the  head  during  worship. 

2  Ad.  Pictet,  Origines  Indo-Europ.,  ii,  336:  "Le  contact  des 
mains  a  ete  de  tout  temps  le  symbole  naturel  d'une  promesse 
donnee,  surtout  en  ce  qui  concerne  le  mariage.  ...  La  dex- 
trarum junctio  faisait  partie,  chez  les  Romains,  de  la  ceremonie 
des  noces."    Cf.  Pliny,  H.  N.,  xi,  45. 


MARRIAGE  153 

doffed  the  toga  praetexta.  Towards  evening,  after  a 
solemn  repast,  came  the  domum  deductio,  simulating 
the  ravishment  of  the  bride  from  the  parental 
abode,  undoubtedly  a  survival  of  bygone  ages,  when 
nomad  Aryan  braves  had  been  accustomed  by  force 
and  stealth  to  win  their  partners  from  neighbouring 
camps.  Fashion  ordained  that  the  bride  should  dis- 
play reluctance  and  offer  resistance.  With  mock 
violence,  amid  tears  and  reproaches,  she  was  torn 
from  her  mother's  arms,  dragged  from  the  house, 
and  led  through  the  streets,  between  two  of  the 
youths  who  had  already  officiated.  Spindle  and  dis- 
taff, symbols  of  her  housewifely  duties,  were  carried 
after  her,  relatives  and  guests,  and  probably  an  un- 
invited crowd,  followed  in  a  kind  of  triumphal  pro- 
cession. The  bridegroom,  going  before,  scattered 
nuts  to  the  children  in  token  that  he  had  put  away 
childish  things,  the  wedding  fescennines1  were 
chanted  and  shouts  of  Talasse!2  rent  the  air.  At 

1  The  name  was  said  to  be  derived  from  the  Etruscan  town 
Fescennium.     Sometimes   the  opportunity  would   be   seized   to 
grossly  vilipend  unpopular  personages  by  singing  libellous  verses, 
a  practice   against   which  one  of  the   enactments    of  the   XII 
Tables  is  supposed  to  have  been  specially  directed.    But  usually 
the   fescennini   were   merely  rough   popular    doggerel,    perhaps 
largely   improvised,   in   which  the  occasion  was  improved  with 
bucolic    coarseness   and    plain    speaking:    "procax    fescennina 
locutio,"  Catullus,  Carm.,  61;  "joci  veteres  obscoenaque  dicta," 
Ovid,  Fast.,  iii.    In  this  form  they  may  have  somewhat  resembled 
the  Schnadahiipfeln  of  the  Tyrolese  and  Bavarian  peasants.    Fas- 
tidious ears  would  probably  prefer  the  latter. 

2  The  Romans  continued  to  repeat  formulas  and  invocations 
long  after  their  significance  had  been  forgotten,  and  no  classical 


154  MARRIAGE 

the  entrance  of  her  new  home  the  husband  advanced 
to  meet  her,  and  upon  his  asking  who  she  was,  she 
pronounced  the  solemn  formula,  Ubi  tu  Gaius,  ego 
Gaia.1  She  bound  the  doorposts  with  wool  to  sym- 
bolize her  wifely  duties  in  the  household,  and  anointed 
them,  in  sign  of  fertility,  with  wolf's  or  swine's  fat. 
She  was  then  lifted  over  the  threshold,2  fire  and 
water  were  offered  to  mark  her  introduction  into  the 

writer  has  satisfactorily  explained  the  meaning  of  Talasse.  Prob- 
ably Talassus  was  an  ancient  Sabine  god,  whom  Rossbach  believes 
to  have  been  identical  with  Consus.  (Romische  Ehe,  347.)  Livy's 
explanation  is,  of  course,  as  mythical  as  the  remainder  of  the 
episode  he  describes. 

1  Possibly  this  pronouncement  may  have  been  made  a  second 
time  when  the  marriage  was  coemptione.    Perhaps  the  formula 
denoted  that  the  bride  had  now  adopted  her  husband's  name. 
Mommsen,  R.  F.,  i,  n;  Karlowa,  R.  Rechtsg.,  ii,  156.    A  more 
likely  explanation,  to  my  mind,    is   given   by  Rossbach   (Rom. 
Ehe,  355)  following  Plutarch.    Gaius  (oldest  form  Gavius)  is  con- 
nected with  a  word  signifying  "  cattle,"  which  in  primitive  society 
stood  for  wealth  in  general.    The  sentiment  expressed  is,  there- 
fore, "Where  thou  art  Lord  (the  owner  of  cattle)  there  am  I 
Mistress."  Rossbach  mentions,  only  to  reject,  a  less  delicate  inter- 
pretation.   Possibly,  however,  nothing  more  was  meant  than  that 
a  man  had  found  his  complement.    Gaius  was  a  common  name, 
and   the  formula  might   have  the   homely  meaning:    Wherever 
thou,  Jack,  art,  there  will  I,  Gill,  be. 

2  This  is  by  some  supposed  to  have  been  part  of  the  mock 
violence  used  towards  the  bride.    But  if  the  order  of  the  events 
is  correctly  given  above,  she  had  before  entry  already  evidenced 
by  word  and  deed  her  acceptance  of  the  situation,  and  further 
force  was  meaningless.    Perhaps  she  was  lifted  over  to  avoid  an 
omen;  an  unfortunate  stumble  upon  the  threshold  would  have 
condemned   the   marriage  as  unhappy;   cf.  Catullus,  Carm.  61, 
"  transfer  omine  cum  bono  limen  aureolos  pedes." 


MARRIAGE  155 

new  cult,  a  coin  was  handed  to  the  husband  tq  re- 
present her  dowry,  and  another  presented  as  an 
offering  to  the  house  Lares,  a  third  having  been 
previously  dropped  in  the  street  to  propitiate  the 
spirits  of  the  crossways — Lares  compitales.  She 
then  retired  with  the  pronuba,  who  prepared  the 
nuptial  bed,  which  the  husband  was  not  permitted 
to  approach  until  night  had  set  in.  On  the  following 
morning,  the  guests  having  reassembled,  the  young 
wife  took  her  place  beside  her  husband  and  performed 
her  first  sacrifice  at  his  ancestral  altar. 

The  picturesque  and  impressive  ceremony,  of 
which  only  the  salient  features  have  been  handed 
down  to  us,  continued,  though  not  without  modifica- 
tion, to  form  part  of  the  nuptials  of  most  Roman 
maids  throughout  the  pagan  period.  But  in  historical 
times  it  was,  except  in  confarreate  marriages,  without 
influence  upon  the  legal  status  of  the  spouses  inter 
se,  and  the  secular  law,  which  overlay  sacral  custom, 
left  auspices  and  ritual  to  be  observed  or  neglected 
at  the  caprice  of  the  individual,  demanding  only 
Connubium,  Marriageable  Age,  or  Puberty,  and 
Consent.  We  have  now  to  inquire  how  far  these 
requirements  were  themselves  the  products  of  con- 
siderations which  had  their  root  in  prehistoric 
conditions. 

Conmibium. — Connubium  was  uxoris  jus  ducendae 
facultas,  the  right  of  contracting  a  valid  ("just") 
marriage  according  to  the  civil  law  of  Rome,  and 
founded  upon  sanctified  custom  (fas),  statutory  enact- 


156  MARRIAGE 

ment,  or  international  treaty.  Originally  designed  to 
prevent  intermarriage  between  persons  too  closely 
related  by  blood,  or  strangers  who  were  not  asso- 
ciated in  cult,  the  rules  of  connubium  were  both 
exogamous  and  endogamous.  The  table  of  pro- 
hibited degrees  was  widely  drawn,  extending  origin- 
ally, it  is  believed,  so  as  to  include  second  cousins, 
and  in  this  respect  it  was  immaterial  whether  the 
relationship  was  agnatic  or  cognatic,  and  of  the  full 
or  half  blood.  It  may  have  been  that  the  ancient 
Aryans  understood  the  dangers  arising  from  mar- 
riages between  persons  very  closely  related  by 
blood;  or  that  the  precaution  arose  from  sound 
primordial  instinct.1  But  it  seems  equally  easy  to 
assume  that  the  true  motive  lay  in  moral,  rather  than 
physiological  considerations.  The  intimate  associa- 
tion which  continued  to  exist  among  gentiles  and 
familiares  in  the  early  days  of  Rome  admitted  and 
compelled,  among  closely  related  persons  of  opposite 
sexes,  a  degree  of  familiarity  which  was  considered 
innocuous  only  so  long  as  the  mind  was  habituated 
to  regard  them  in  the  light  of  brothers  and  sisters, 
repelling  as  incestuous  any  suggestion  of  sexual 
intercourse.2  Accordingly,  we  are  prepared  to  find, 
and  do  find,  the  restrictions  upon  connubium  due  to 

1  Cf.  Westermarck,  History  of  Human  Marriage,  cc.  14,  15. 

2  Following  this  order  of  ideas,  it  seems  reasonable  to  suppose 
that  the  prohibited  degrees  were  co-extensive  with  the  circle  of 
the  jus  osculi.   Cf.  Plutarch,  Q.  R.,  6;  Muirhead,  R.  L.,  26;  Smith, 
Dictionary,  ii,  139;  Bryce,  Studies,  ii,  411.    But  contra  Rossbach, 
R.  Ehe,  434- 


MARRIAGE  157 

relationship  relaxed  in  later  ages,1  when  the  gentile 
bond  no  longer  involved  habitual  physical  propin- 
quity; a  relaxation  in  no  way  connected  with  the 
slackening  of  the  moral  sense  among  society  at  large. 

Persons  who,  though  strangers  in  blood,  had  be- 
come agnatically  related  at  law  by  adrogation  or  adop- 
tion, were  under  the  like  disability,  which,  however, 
ceased  when  the  artificial  agnatic  tie  was  severed 
by  emancipation,  except  in  regard  to  those  who  had 
stood  closest  in  the  adoptive  relationship.2  Parents 
could  not  marry  their  children's  widows  or  widowers, 
nor  step-parents  their  step-children.3 

Perhaps  the  intimacy  produced,  if  not  by  habitual 
domestic  fellowship,  at  least  by  frequent  personal 
intercourse,  may  have  originally  prompted  the  with- 
holding of  connubium  between  gentilis  and  gentilicia 
(or  gentilicius),  as  it  would  also  explain  why  there 
could  be  no  just  marriage  between  patron  (or  patrona) 
and  liberta  (or  libertus);  notwithstanding  that  in 
each  case  there  was  to  some  extent  community  of 
cult.  But  in  the  historical  period  the  bar  to  inter- 
marriage was  undoubtedly  the  servile  descent,  or 
the  quasi-servile  position  of  one  of  the  parties.  The 
old  form  of  clientage  was  already  obsolescent  in  the 

1  The  prohibited  degrees  were  first  narrowed  in  the  sixth  cen- 
tury urbis,  after  the  first  Punic  War.    Subsequently,  marriage  be- 
tween first  cousins  was  permitted.  Later  still,  for  the  convenience  of 
the  Emperor  Claudius,  intermarriage  with  a  brother's  daughter  was 
legalized,  but  scarcely  any  one  availed  himself  of  the  permission 
(Suetonius  on  Claudius),  and  it  was  again  prohibited  byConstantine. 

2  Gaius,  i,  59,  61.  *  Ibid.,  i,  63. 


158  MARRIAGE 

early  Republic,  and  the  lex  Canuleia  did  not  exclude 
clients  from  its  benefits.  But  the  taint  of  servile 
birth  forbade  just  marriages  of  freed  with  freeborn 
persons  generally,  and  they  were  not  expressly 
legalized  until  the  early  Principate.1 

Whilst  the  Roman  citizen  was  denied  the  right  to 
wed  his  near  relatives,  the  policy  of  the  older  society 
had  been,  nevertheless,  to  confine  the  scope  of  alli- 
ances ;  and  marriage  outside  the  gens — gentis  ecnuptio 
— when  allowed,  was  originally  subjected  to  special 
supervision.  Probably  a  client  was  at  one  time  un- 
able to  look  beyond  his  gens  at  all  for  a  yokemate. 
A  gentilis  could  contract  just  marriage  with  the 
member  of  another  gens;  and  so  could  a  citizen 
with  the  citizen  of  a  foreign  State,  if  connubium 
with  its  nationals  had  been  established  by  imme- 
morial custom  or  special  treaty  between  the  cities.2 
The  jus  connubii  had  perhaps  always  existed  between 
Rome  and  most  of  the  Latin  cities,  perhaps  also  with 
some  cities  of  Etruria.  We  have  seen  that  all  or 
nearly  all  Latium  was  to  some  extent  united  in  a 
common  cult,  and  that  a  large  proportion  of  the 
divine  lore  of  Rome  undoubtedly  originated  from  be- 
yond Tiber.  Originally,  as  has  already  been  pointed 
out,  the  unattached  Roman  plebs  had  neither  the 
sacral  community,  which  was  the  normal  postulate 

1  Dig.,  xxiii,  2,  23.   Mommsen,  Staatsrecht,  iii,  429-30.   Senators 
and  their  descendants  were  still  excepted. 

2  Intermarriage  with  barbarians  always  remained  in  bad  odour. 
Milesne  Crassi  conjuge   barbara  turpis  maritus   vixit?    Horace, 
Odes,  iii,  5. 


MARRIAGE  159 

of  intermarriage,  with  patricians,  nor  the  faculty  ex- 
tended to  recognized  political  bodies,  of  concluding 
solemn  compacts  in  their  corporate  capacity.  But  the 
Leges  Sacratae,  which  were  in  form  and  substance 
analagous  with  treaties  between  independent  nations, 
advantageously  altered  the  status  of  the  plebs,  and 
the  lex  Canuleia  in  307  urbis  removed  the  unnatural 
barrier. 

It  seems  difficult  to  escape  the  conclusion  that 
what  is  called  confarreatio,  which,  according  to  the 
Roman  legists  of  a  later  age,  was  the  distinguishing 
characteristic  of  patrician  marriage,  was  originally 
the  ceremony  peculiarly  applicable  to  inter-gentile 
alliances  only.  The  old  Roman  marriage  service 
must  have  been  substantially  as  we  have  already 
described  it,  for  marriages  of  all  kinds.  The  alleged 
distinguishing  incidents  of  confarreatio  are  the  use 
of  the  far,  or  sacred  cake,  the  seating  of  the  nubentes 
upon  a  sheepskin,  certain  spoken  formulas  (certa  et 
solemnia  verba),1  particulars  of  which  have  not  been 
transmitted  to  us,  the  assistance  of  the  principal  State 
priests,  and  the  presence  of  a  prescribed  fixed  num- 
ber of  ten  witnesses.  But  it  is  exceedingly  doubtful 
whether  the  cake  of  far,  or  spelt,  though  it  gave  its 
name  to  the  ceremony,  was  peculiar  to  confarreate 
marriage;  nor  is  it  easy  to  assign  to  the  sheepskin 
its  special  significance,  assuming  it  to  have  played 
a  part  in  the  confarreate  ceremony  only.  On  the 
other  hand,  the  presence  of  representatives  of  the 
1  Gaius,  i,  112. 


160  MARRIAGE 

State  is,  without  special  exigency,  inexplicable.  If 
anywhere,  Government  concurrence  was  superfluous 
in  ordinary  marriages  between  patricians.  Marriage 
was  entirely  a  domestic  matter  of  the  gens,  and  later 
of  the  family;  the  gentile  sacra,  far  from  requiring 
external  assistance,  had  laid  down  the  ceremony  in 
its  essentials  long  before  Rome  had  existed  as  a 
political  entity,  and  the  whole  trend  of  the  gentile 
tradition  was  antagonistic  to  the  intrusion  of  the 
State.  I  cannot  help  thinking  Professor  Cuq1  correct 
in  his  conjecture  that  the  presence  of  State  priests  and 
the  ceremony  known  as  confarreation  were  usual  only 
with  intermarriages  between  persons  of  different 
gentes.  On  such  occasions  the  presence  both  of  high 
priests  and  witnesses  is  useful  and  natural.  A  gentilis 
was  about  to  renounce  her  sacra,  and  deprive  her 
kinsmen  of  tutelage  and  other  rights  in  posse.  The 
rule  (which  afterwards  passed  into  law)  that  flamines 

1  Cuq,  Institutions  juridiques,  p.  208.  "  Le  manage  est  reste  un 
acte  d'ordre  purement  prive,  qui  n'est  soumis  pour  sa  formation  a 
d'autres  regies  que  celles  qui  resultent  des  usages  domestiques  et 
de  la  religion."  The  absence  of  a  minister  of  religion  from  a  mar- 
riage ceremony  need  not  denote  that  a  slighter  degree  of  sanctity 
attached  to  it.  Even  under  the  Christian  Emperors  no  eccle- 
siastical benediction  was  required  before  the  ninth  century  A.D., 
and  then  only  in  the  East  Roman  Empire.  In  Western  Europe, 
privately  celebrated  marriages  were  recognized  until  a  Decree  of 
the  Council  of  Trent  (A.D.  1563)  expressly  demanded  the  presence 
of  a  priest  and  witnesses  (Pothier,  Traite  du  Mariage,  in  vol.  iii, 
284-291;  Blackstone,  Comm.,  i,  c.  xv,  says:  "The  intervention 
of  a  priest  to  solemnize  this  contract  (i.e.  marriage)  is  merely 
juris  positivi,  not  juris  naturalis  aut  divini "). 


MARRIAGE  161 

majores  and  reges  sacrorum  must  have  been  born  of 
confarreate  marriage,  perhaps  sprang  from  jealous 
precaution  against  the  gradual  monopolization  of  the 
principal  sacral  offices  by  one  or  a  few  gentes,  a 
rivalry  for  which  seems  indicated  by  the  retention  of 
separate  colleges  for  the  cults  of  Mars  and  Quirinus, 
and  of  obsolete  tribal  distinctions.  The  number  of 
ten  witnesses  has  so  far  baffled  conjecture.  They  may 
have  represented  the  ten  gentes  comprised  or  repre- 
sented in  the  bride's  curia,  or  the  number  may  have 
been  arrived  at  by  doubling  the  minimum  number  of 
witnesses  required  to  validate  an  ordinary  convey- 
ance.1 The  certa  et  solemnia  verba,  in  so  far  as  they 
may  have  differed  from  the  received  formulas  of  the 
ordinary  marriage-service,  probably  had  reference  to 
the  detestatio  sacrorum,  by  which  the  bride  solemnly 
dissociated  herself  from  sacral  community  with  her 
own  gens  before  entering  her  husband's. 

Unions  between  persons  lacking  the  jus  connubii 
with  one  another  thus,  in  the  eye  of  the  public  and 
of  the  law,  fell  into  two  very  distinct  classes.  Con- 
jugal associations  seriously  entered  into  where  con- 
nubium,  though  wanting,  was  not  expressly  with- 
held by  morality — for  instance,  the  union  of  a 
patrician  with  a  plebeian  before  the  Canuleian  Law, 
or  of  a  Roman  citizen  with  a  peregrina,  with  whose 
State  no  connubial  treaty  existed — were  readily  dis- 

1  Marriage  was  sacred  to  the  benign  (as  opposed  to  the 
destructive)  deities,  and  even  numbers  were  more  agreeable  to 
the  former. 

M 


162  MARRIAGE 

tinguished  by  society  from  mere  adventitious  or 
promiscuous  intercourse,  and  soon  attained  to  some 
recognition  by  the  State  as  matrimonia  juris  gentium, 
though  they  could  not  confer  either  manus  or  patria 
potestas.  But  unions  of  closely-related  persons  were 
reputed  incestuous:  they  were  not  only  of  no  effect 
civilly,  but,  whether  existing  under  the  form  of 
marriage  or  otherwise,  involved  the  heaviest  penal 
consequences  upon  the  parties.  Children  born  of  such 
unhallowed  loves  were  deemed  accursed  and  devoted 
as  monsters  to  the  gods.  The  Decemvirs,  by  their 
express  prohibition  of  marriages  between  patricians 
and  plebeians,  which  was  the  proximate  cause  of  the 
lex  Canuleia,  maladroitly  gave  themselves  the  appear- 
ance of  branding  them  as  contrary  to  public  decency, 
and  by  affecting  to  cast  opprobrium  upon  a  number 
of  existing  honourable  unions,  aroused  a  righteous 
and  intense  indignation  at  a  disability  which  only 
now  became  intolerable.1 

Marriageable  Age.  —  In  the  prehistoric  period 
the  age-limit,  if  fixed  at  all,  would  be  established 
by  the  custom  of  the  gens.  More  probably  no  such 
limit  existed,  and  the  sole  test  of  nubility  was  ac- 
tual puberty  in  the  boy,  and  viripotency  in  the  girl, 
determined  by  physical  examination.  In  course  of 
time  the  marriageable  age  became  arbitrarily  fixed 
at  fourteen  for  males  and  twelve2  for  females,  limits 

1  Cicero,  De  Rep.,  ii,  37. 

2  The  earlier  age  for  girls  propter  votorum  festinationem,  says 
Macrobius,  Som.  Scip.,  i,  6. 


MARRIAGE  163 

which  remained  in  force  throughout  the  Empire, 
and  still  hold  good  for  some  countries,  including 
England  and  Scotland,  notwithstanding  physical  dif- 
ferences induced  by  race,  climate,  and  civilization. 
Even  marriage  between  impuberes,  though  null  at  the 
time,  became  validated  by  cohabitation  of  the  parties 
with  the  intention  of  entering  into  marital  relations 
upon  puberty.  No  doubt  marriages  were  usually  con- 
tracted at  what  would  now  be  considered  a  very  early 
age.  At  seventeen  the  youth  assumed,  with  the  toga 
virilis,1  the  responsibilities  of  a  full  citizen,  and  prob- 
ably little  time  elapsed  between  that  event  and 
taking  a  mate,  for  in  ancient  Rome  the  right  was 
practically  synonymous  with  the  obligation  to  marry.2 
Economic  objections  did  not,  as  now,  exist  against 
early  unions.  A  son's  marriage  did  not  generally 
change  his  position  in  the  father's  household,  where 
married  sons  and  grandsons  with  their  families 
continued,  during  the  simpler  ages,  to  reside  under 
one  roof.3  Remaining  under  the  patria  potestas,  his 
personal  services  continued  at  the  disposal  of  his 
ancestor,  and  his  very  disability  to  hold  property 
independently  strengthened  his  title  to  joint  enjoy- 
ment of  the  family  possessions. 

1  Aul.  Gellius,  Noct.  Att,  x,  28. 

2  Cic.,  De  Leg.,  iii,  3.  Cf.  Friedlander,  Rom.  Sittengeschichte, 
i,  248  ff. 

3  Valerius  Maximus,  iv,  4,  8,  mentions  the  Aelii,  who  lived  in 
this  manner  at  a  period  subsequent  to  the  Punic  Wars.    It  seems 
that  a  similar  custom  has  not  yet  died  out  in  Eastern  and  South- 
Eastern  Europe ;  Maine,  Early  Law  and  Custom,  239  ff. 


1 64  MARRIAGE 

As  the  advent  of  procreative  power  produced 
a  right  and  obligation  to  exercise  it  for  the  propa- 
gation of  legitimate  offspring,  liberorum  quae- 
rendorum  causa,  so  the  converse  resulted  from  its 
decay;  marriage  at  an  advanced  age  was  repro- 
bated by  society,  and  at  one  period  forbidden  by 
law. 

Consent. — A  man  or  woman  under  the  power  of 
any  person  could  not  marry  without  that  person's 
consent.  Apparently  the  rigidity  of  family  discipline 
at  first  admitted  no  exception,  and  children  of  an 
imbecile  or  a  madman,  who  was  incapable  of  con- 
senting, remained  in  enforced  celibacy,  pending  his 
decease  or  return  to  sanity.1  Moreover,  a  grandson 
in  potestate  required  the  consent,  not  only  of  his 
grandfather,  but  of  his  father,  upon  the  principle 
that  no  man  should  have  an  heir  forced  upon  him 
against  his  will,  as  might  be  the  case  were  the  father's 
consent  dispensed  with,  a  precaution  unnecessary 
with  women,  who  married  out  of  their  family  alto- 
gether. 

1  Later  this  was  doubted,  and  the  view  became  general,  in  the 
case  of  daughters  at  least,  that  the  absence  of  the  father's  dissent 
implied  his  consent.  A  constitution  of  Marcus  Aurelius  expressly 
released  children  of  imbeciles  from  the  restriction,  but  it  was 
reserved  to  Justinian  to  finally  settle  the  law  in  favour  of  the  mad- 
man's son,  besides  effectually  providing  for  the  coercion  of  an  un- 
reasonably recalcitrant  parent  of  sound  mind.  Cod.,  v,  4,  25. 
Children  of  an  absent  father  might  validly  marry  without  his  con- 
sent if  the  absence  lasted  longer  than  three  years,  or  even  before 
the  expiry  of  the  three  years  if  the  match  were  a  suitable  one. 
Dig.,  xxiii,  2,  10-11. 


MARRIAGE  165 

Consent  of  the  parties  themselves,  even  though 
alieni  juris,  was  in  historical  times  certainly  equally 
necessary  to  a  valid  marriage.  But  it  has  been 
doubted  whether  in  the  earlier  period  the  parent 
had  not  the  right  of  giving  away  his  child  in  marriage 
even  without  the  child's  consent.  The  more  reason- 
able view  seems  to  be  that  upon  this  point  the  later 
and  the  earlier  law  of  Rome  coincide.  It  is  true  that 
duty  and  interest  urged  the  ageing  ancestor  to  make 
timely  provision  for  the  continuance  of  the  family, 
and  an  unwilling  adolescent  was  liable  to  sacerdotal 
or  censorial  penalties  for  neglect  of  a  sacred  duty. 
But  there  is  a  wide  difference  between  a  general 
obligation  to  marry,  and  forced  marriage  with  an 
unfavoured  partner.  The  ancient  principle  expressed 
by  the  later  maxim,  Nemo  invitus  haeredes  suos 
habere  potest,  is  not,  however,  of  itself  sufficient  to 
disprove  the  theory  of  compulsory  marriage,  since 
the  man  might  deprive  himself  of  heirs  by  refusal  to 
perform  the  marital  act,  and  the  woman,  who  for 
obvious  reasons  was  not  equally  at  liberty  to  do  so, 
could  not  originally  have  heirs  at  all.  In  practice, 
recalcitrancy  was  probably  as  rare  as  it  still  is 
among  nations  where  parental  authority  assumes  a 
quasi-sacred  character.  Nor  need  we  assume  any 
pronounced  inclination  for  or  against  a  given  person 
among  the  majority  of  youthful  Romans,  whose 
opportunity  of  frequent  intercourse  with  the  opposite 
sex  was  confined  to  relatives  within  the  prohibited 
degrees.  But  although  consent  might  have  been 


1 66  MARRIAGE 

occasionally  extorted  by  pressure,  I  cannot  think 
that  the  ancients  would  usually  conceive  a  marriage 
ceremony  performed  by  compulsion  as  other  than 
a  desecration  of  the  gods  whom  it  professed  to 
honour.1 

MANUS 

What  was  the  effect  of  the  marriage  act  upon  the 
woman?  It  is  undoubted  that  in  the  early  ages  of 
Rome  just  marriage  involved  the  submission  of  the 
woman  to  her  husband  or  his  ascendant.  At  civil 
law,  a  wife  having  passed  under  the  Hand  was  in 
respect  of  the  husband  loco  filiaefamilias,  co-ordinate 
with  her  own  daughters,  and  when  a  widow,  the 
ward  of  her  nearest  agnates,  who  would  probably  be 
her  own  sons.  Her  subjection  to  the  private  juris- 
diction of  the  family-head  followed  as  a  matter  of 
course,  and  even  death  was  accounted  not  too  grave 
a  penalty  for  an  injured  husband  to  mete  out  to  the 
unchaste  or  unduteous  wife.  Except  the  relationship 
of  gentilitas,  which  she  retained  when  married  within 
her  own  gens,  her  civil  relationship  with  her  natural 
family  was  snapped.  She  could  no  longer  inherit  ab 
intestate  of  her  father,  but  only,  in  equal  shares  with 
her  own  children,  of  her  husband.  Property  of  course, 
if  alieni  juris,  she  could  not  have  held  during  her 
spinsterhood,  but  if  sui  juris  at  the  time  of  the 
marriage  cum  manu,  what  property  she  might  have 

1  Cf.  F.  de  Coulanges,  Cite  Antique,  p.  429. 


MARRIAGE  167 

possessed  passed  to  the  husband,  or,  if  himself  in 
potestate,  to  his  ascendant.  Property  acquired  by 
her  during  coverture  became  the  property  of  the 
person  in  whose  power  she  was;  but  neither  she  nor 
her  husband  could  be  sued  in  respect  of  ante-nuptial 
debts  contracted  by  herself,  until  the  equitable 
jurisdiction  of  the  Praetor  came  to  the  aid  of  the 
creditor.1 

Would  a  purely  religious  marriage,  but  without 
confarreation,  suffice  to  bring  about  this  result?  We 
think  there  can  be  no  doubt  that  membership  of  a 
cult  involved  a  subjection  to  its  Head,  only  qualified 
by  the  rules  of  the  gens  and  the  precepts  of  the  fas  ; 
and  as  no  person  could  simultaneously  belong  to  the 
cults  of  two  families  or  gentes,  it  follows  that  the 
marriage  of  a  girl  according  to  rite,  and  her  sacrifice 
at  the  husband's  house-altar,  operated  in  the  earlier 
ages  to  separate  her  from  the  control  of  her  natural 
father,  and  to  create  over  her  a  new  power  strictly 
analogous  to,  though  not  at  first  necessarily  identical 
in  every  effect  with  the  manus  produced  by  confarrea- 
tion, coemption  or  usus. 

I  have  already  endeavoured  to  show  that  the 
religious  rite  by  which  just  matrimony  was  con- 
tracted did  not  originally  involve  the  presence  of 
State  priests,  or  the  other  distinguishing  character- 
istics (if  any)  of  the  so-called  confarreate  ceremonial, 
except  in  the  case  of  an  inter-gentile  marriage. 
Before  we  consider  the  incidents  of  inter-gentile 
1  Gaius,  iii,  84;  iv,  38,  80. 


1 68  MARRIAGE 

alliances,  it  is  desirable  to  study  a  little  closer  the 
nature  of  manus  at  civil  law. 

Nothing  is  known  to  us  in  the  nature  of  manus 
which  would  of  itself  indicate  a  connection  with  the 
ancient  law  founded  upon  and  derived  from  religion. 
The  civil  law,  so  far  as  it  concerned  itself  with  the 
private  relations  of  persons,  recognized,  as  a  general 
rule,  exclusively  the  Heads  of  Families,  a  principle 
which,  as  we  have  already  seen,  had  its  foundation 
in  the  process  of  the  formation  of  the  political  com- 
munity. Where,  therefore,  a  person  in  potestate 
was  obtruded  upon  the  notice  of  the  law,  there  was 
no  alternative  but  to  deal  with  him  not  directly,  as 
an  individual,  but  relatively,  as  an  integral  part  of 
his  family,  and  to  throw  upon  the  recognized  head 
of  the  latter  all  civil  responsibility  for  his  good 
behaviour,  whilst  on  the  other  hand  admitting  an 
absolute  right,  equivalent  to  proprietorship,  in  the 
head  over  his  dependant.  The  same  form  of  action 
at  law  enabled  the  paterfamilias  to  recover  a  child, 
slave,  or  beast  which  had  been  wrongfully  withdrawn 
from  his  possession,  and  the  law  condemned  him  to 
make  reparation  for  any  damage  wrongfully  caused 
by  his  child,  slave,  or  beast.  Manus  was  originally 
the  general  term  expressive  of  the  property-owner's 
dominion,  and  when  human  relations  began  to  be 
regulated  by  civil  law,  it  was  applied  to  the  man's  right 
over  his  chiefest  and  most  important  belonging — his 
wife.  The  theory  of  the  law  of  course  in  no  way 
corresponded  with  the  relations  which  existed  in 


MARRIAGE  169 

practice  between  paterfamilias  and  his  dependants. 
The  corrective  of  his  dominion  was  left  to  be  supplied 
by  the  sacral  law,  which  recognized  and  protected 
wife,  children,  and  even  slaves,  as  individual  partici- 
pants of  a  family  cult.  Nor  did  the  civil  law  remain 
consistent  with  its  own  fiction.  Affecting  to  acknow- 
ledge no  distinction  between  a  wife  or  son  and  a 
slave,  in  reality  it  distinguished  very  clearly  between 
all  three.  It  had  consciously  attempted  to  graft  a 
relatively  modern  and  purely  secular  law  of  Property 
upon  a  more  ancient  religious  law  of  Persons.  A 
law  of  property  can  only  have  begun  to  emerge  with 
any  distinctness  when  the  system  of  gentile  com- 
mon enjoyment  was  in  its  decadence,  whereas  the 
authority  of  the  Ancestor  reached  back  into  the 
ages  beyond  the  great  Migration.  Accordingly,  the 
application  of  proprietary  to  authoritative  rules  is 
admittedly  forced;  and  the  position  of  the  wife — 
and  to  a  somewhat  lesser  degree  of  the  children 
— towards  the  paterfamilias  unmistakably  discloses 
the  double  set  of  principles  derived  from  these  two 
widely  separated  sources.  Thus  by  analogy  with, 
but  notionally  different  from  Dominium,  Usucapio, 
Mancipium,  we  have  Manusand  Potestas,  Usus,  Co- 
emptio.  The  legal  status  of  the  wife  is  still  further 
discriminated,  even  at  civil  law,  not  only  from  the 
position  of  a  chattel,  but  from  that  of  a  child.  Manus 
and  patria  potestas,  though  constantly  brought  into 
line,  are  readily  distinguishable.  Roman  jurists 
habitually  used  the  words  loco  esse,  to  indicate  not 


170  MARRIAGE 

an  exact  but  a  qualified  similarity,  and  the  termr 
loco  filiaefamilias,1  no  more  assigns  to  the  wife  for 
all  purposes  the  position  of  her  husband's  daughter, 
than  loco  servorum  is  intended  to  allot  to  free 
persons  in  mancipio  the  precise  condition  of  slaves. 
Thus,  whilst  the  property  of  a  person  in  potestate 
was  at  civil  law  unreservedly  at  the  disposal  of  the 
Head,  the  property  which  the  wife  might  bring  into 
marriage,  res  uxoria,  either  in  her  own  right  or  as 
the  gift  of  her  relatives,  was  not  necessarily  lost  to 
her  for  all  time.  In  case  of  dissolution  of  the  mar- 
riage, she  had  a  prima  facie  right  to  the  return  of 
part  or  all.  It  is  true  that  if  the  dissolution  had  been 
induced  by  her  own  fault,  the  husband,  in  the  exercise 
of  the  judicium  domesticum,  might  decree  its  for- 
feiture, and  the  limits  assigned  by  the  sacerdocy  to 
his  discretion  are  not  ascertainable;  but  the  dis- 
tinction clearly  marks  the  wife's  status  as  a  thing 
apart.  It  is  also  doubtful  whether  manus  included, 
even  at  civil  law,  the  right  of  sale,  mancipation,  or 
noxal  surrender  of  a  wife.2  Again,  the  husband, 
though  entitled  to  appoint  by  will  a  tutor  to  his  wife, 
might  also  by  will  leave  the  choice  of  a  tutor  to 

1  The  wife  in  manu,  although  loco  filiaefamilias,  was  neverthe- 
less  called   materfamilias,    a   phrase   which,   though   it  correctly 
denotes  her  position  in  fact,  is  in  entire  disagreement  with  that 
which  legal  fiction  affected  to  create  for  her.    Aul.  Gell.,  Noct. 
Att.,  xviii,  6. 

2  Karlowa,  II,  i,  p.  153.    The  mancipation  of  the  woman  in  co- 
emption, particularly  fiduciary  coemption,  was  a  clumsy  contriv- 
ance ad  hoc. 


MARRIAGE  171 

herself  (tutoris  optio),1  a  discretion  not  conferrable 
by  testament  upon  a  person  in  potestate.2 

The  custom  of  acquiring  manus  by  civil  act  may 
have  been  introduced  into  Rome  from  neighbouring 
cities,  or  have  become  gradually  legalized  by  the 
practice  of  the  Roman  plebs.    Conveyance  of  pro- 
perty  by  mancipation   was  in  all    probability  well 
known  in  Italy,  and  there  is  no  adequate  reason  to 
doubt  that  Roman  plebeians,  certainly  from  the  time 
of  Servius   Tullius,   and  probably  before,  enjoyed 
rights  of  commercium,  and  could  validly  acquire  and 
vest  property.   But  the  status  of  plebeians  during  the 
regal  and  early  Republican  periods  was  precarious, 
and  in  matters  touching  sacra  and  auspices  they  were 
generally  helpless  when  the  validity  of  any  ceremony 
was  challenged.     Moreover,   clients  who   chafed  at 
the  restriction  obliging  them  to  marriage  within  the 
gens  would  welcome  the  establishment  of  a  civil 
practice  which  overrode  it.    Distrust  of  the  sacer- 
docy,  and  the  desire  for  family  relations  of  unassail- 
able legitimacy,  would  suffice  to  suggest  the  practice 
of  blending  with    the   religious   ceremony   a   civil 
procedure  (coemptio)  founded  upon  that  by  which 
the  transfer  of  the  higher  class  of  property  was  usually 
effected.    Defects  in  taking  the  auspices,  or  in  the 
later  rites,   were  now  cured  when  the  woman  had 
passed  into  the  hand  of  her  husband  by  the  known 
formalities  of  the  law. 

The  precise  form  in  which  coemption  took  place 
1  Gaius,  i,  150.  *  Karlowa,  II,  i,  154. 


172  MARRIAGE 

has  not  been  preserved  to  us,  but  it  may  have  been 
somewhat  as  follows:  The  man  asked  the  woman, 
in  the  presence  of  at  least  five  Roman  citizens  of 
the  age  of  puberty,  besides  a  balance-holder,  whe- 
ther she  would  be  to  him  materfamilias,  to  which 
she  responded  affirmatively,  and  in  her  turn  asked 
whether  he  would  be  to  her  paterfamilias,  receiving 
also  an  affirmative  reply.  This  marked  the  consent 
of  both  to  contract  the  marriage,  and,  on  the  part  of 
the  woman,  to  so  contract  cum  manu.  The  act  of 
mancipation  then  followed,  the  formula  being  perhaps 
to  the  following  effect:  Te  ego  ex  jure  Quiritium  in 
manu  mancipioque  meo  esse  aio,  tuque  mihi  coempta 
esto,  etc.;  her  answer  being:  Ubi  tu  Gaius,  ego 
Gaia.  The  ceremony  was  not  complete  without  the 
auctoritas  of  the  father,  or  tutor  if  the  bride  were  sui 
juris.1  Already  prior  to  the  XII  Tables,  coemptive 
marriages  between  patricians  and  plebeians  (inci- 
dentally a  strong  indication  of  wealth  among  the 
latter)  appear  sometimes  to  have  taken  place.2  Had 

1  Karlowa,  II,  i,  158.  The  fact  that  even  the  father  is  only  men- 
tioned as  auctor  is  considered  by  Karlowa  to  show  that  the  woman 
acted  as  a  principal,  and  that  there  was  not  even  a  pretence  of  her 
being  sold  by  him. 

2  The  act  of  coemption,  of  course,  placed  the  woman  in  the 
man's  power  (mancipium),  but  as,  where  connubium  was  wanting, 
marriage  was  at  most  juris  gentium,  manus  cannot  have  been  created, 
and  the  above  formula  would  not  be  strictly  appropriate.    Karlowa, 
II,  i,  167,  thinks  that  such  marriages  were  "  just "  even  before  the 
lex  Canuleia,  and  conferred  potestas  upon  the  father  over  the  issue, 
though  not  gentilitas  upon  the  latter,  nor  upon  the  wife  if  she  were 


MARRIAGE  173 

the  law  remained  neutral,  connubium  between  the 
orders  would  in  course  of  time  have  grown  up  by 
custom.  The  decemviral  blunder,  to  which  we  have 
already  referred,  violently  precipitated  the  consum- 
mation which  it  sought  to  check.  The  effect  of  the 
lex  Canuleia  was  to  validate  all  marriages  which 
were  non-just  by  reason  only  that  the  parties  be- 
longed to  different  orders,  so  that  a  plebeian  wife 
entered  her  patrician  husband's  gens,  and  became 
patrician,  as  did  also  the  issue  of  the  marriage.  The 
inability  of  plebeians  to  take  part  in  the  ceremony 
of  confarreation  was  unaffected,  for  it  involved  public 
sacrifice  to  the  State  gods,  which  plebeians  were 
only  as  yet  entitled  to  perform  in  privacy.1  When 
the  City  magistracies  had,  one  by  one,  been  opened 
to  the  plebs  by  statute,  this  point  was  no  longer 
important.  The  sole  remaining  disadvantage  was 
the  disqualification  for  the  higher  priestly  offices  2  of 
persons  not  being  the  issue  of  confarreate  marriage, 
and  not  being  themselves  so  married;  and  as  these 
offices  carried  no  great  political  power,  the  exclusion 
was  not  resented  by  the  plebeians. 

We  have  now  to  consider  the  second  means  of 
creating  manus  over  the  wife,  which  the  secular  law, 
as  declared  in  the  XII  Tables,  afforded.  If  the 

the  plebeian.  This  seems  to  be  allowing  too  little  time  for  custom 
to  pass  into  law. 

1  Karlowa,  Rom.  Rechtsges.,  II,  i,  165. 

2  The  offices  of  flamen  of  Jove,  Mars,  Quirinus,  and  of  rex 
sacrorum.    Gaius,  i,  112. 


174  MARRIAGE 

application  of  Mancipation  to  marriage  was  arti- 
ficial, still  more  so  was  that  of  Usucapion.  Transfer 
of  persons  in  potestate  by  the  copper  and  the  scales 
was  a  well-known  process,  and  however  essentially 
coemption  may  have  differed  from  mancipation,  the 
outward  analogy  was  sufficiently  discernible.  The 
analogy  of  usucapion  with  usus  was  much  slenderer. 
As  a  rule,  usucapion  gave  quiritary  dominion  over 
property,  not  originally  taken  violently  or  theftu- 
ously,  which  the  present  possessor  had  received  in 
good  faith  and  held  under  some  just  title  for  a  full 
year,  in  the  case  of  movables,  or  for  two  years  in 
the  case  of  immovables.  It  was  a  principle  limited 
to  Things:  there  is  no  instance  of  the  usucaptibility 
of  free  persons  in  the  law  of  Rome.  Yet  in  the  end 
plebeian  ingenuity  created  and  established  the  Usus, 
whereby  a  woman,  after  a  full  year's  cohabitation 
with  her  husband,  was  held,  by  analogy  with  usu- 
capion, to  have  passed  under  the  Hand. 

We  now  turn  to  the  power  originally  conferred 
by  Confarreation.  We  are  given  to  understand  by 
the  Roman  jurists  that  this  power  was  manus,  and 
in  all  respects  equivalent  to  that  created  by  coemption 
or  usus.  But  there  seems  reason  to  suspect  some 
confusion  of  thought  if  the  statement  is  to  hold  good 
for  the  most  ancient  times.  The  language  of  the 
jurists  was  the  language  of  the  Roman  civil  law. 
Marital  relations  similar  to  those  expressed  by  manus 
are  much  older  than  the  Roman  or  any  law,  nor  are 
they  confined  to  the  Aryan  race.  The  power  of  the 


MARRIAGE  175 

Roman  husband  was  merely  an  incident  of  the 
supreme  authority  which  vested  in  him  as  chief 
priest  of  the  family,  so  much  so  indeed  that  so  long 
as  an  ascendant  was  alive,  the  latter,  and  not  the 
husband,  wielded  it.1  When  the  young  girl  had 
formally  dissociated  herself  from  her  natural  ascend- 
ant's cult  with  his  concurrence,  and  had  been  admitted 
to  the  cult  of  the  husband,  by  marriage  solemnized 
conformably  with  the  gentile  family  sacra,  the  union 
by  virtue  of  the  sacra  alone  was  what  lawyers  after- 
wards called  "just,"  and  the  issue,  if  approved  by  the 
head  of  the  cult,  came,  as  members  of  it,  under  what 
the  law  knew  as  the  patria  potestas.  Indeed,  so  long 
-  as  the  patriarchal  integrity  of  the  gens  was  kept 
nearly  intact,  a  girl  wedded  within  the  gentile  circle 
remained  under  the  authority  of  the  gentile  head, 
and  only  changed  her  allegiance  by  marrying  into 
a  strange  gens.  All  this  was  older  than  Rome, 
older  perhaps  than  the  Aryan  race.  The  marital 
and  parental  authority  derived  from  the  religious 
rite  was  curbed  by  the  rules  of  the  gens,  and  by  the 
precepts  of  the  fas  as  declared  from  time  to  time  by 
the  sacerdocy — restrictions  which  were  afterwards 
ascribed  to  individual  law-givers  by  the  naiveness  of 
historians,  trained  like  Dionysius,  to  seek  the  source 

1  If  a  woman  married  cum  manu  a  filiumfamilias,  whose  father 
subsequently  emancipated  or  gave  him  in  adoption,  the  woman 
remained  in  the  power  of  her  father-in-law,  and  upon  his  death 
became  sui  juris.  She  could  not  fall  again  under  the  manus  of 
the  husband,  since  he  no  longer  belonged  to  his  natural  father's 
family. 


176  MARRIAGE 

of  all  law  in  the  manifested  will  of  an  omnipotent 
autocracy.  These  restrictions  of  authoritative  power 
came  in  part  to  be  incorporated  with  the  civil  law 
of  Rome.  " 

In  the  regal  period  plebeians  had  no  gentes,  or 
had  sprung  from  broken  and  ruined  families,  whose 
sacra  had  been  lost  or  partially  forgotten.  Most 
of  them  were  ignorant  of  divinity  and  incapable 
of  detecting  the  hidden  sacral  flaw  which  would 
render  their  marriages  unjust,  degrade  their  wives 
to  concubines,  and  stamp  their  children  as  bas- 
tards incapable  of  succeeding  to  the  father's 
heritage.  Not  inclination  but  bitter  economic  ne- 
cessity directed  the  struggle  of  the  plebs  to  secu- 
larize the  law,  including  the  law  of  marriage. 
Coemption  must  have  become  common  when  the 
received  religious  dispensation  of  the  community 
had  suffered  its  first  great  wrench  in  the  abolition 
of  kingship,  and  plebeians  had  begun  to  miss  the 
aegis  of  the  royal  patronage.  The  Kings  had  in 
part  anticipated,  the  early  Consuls  wholly  disdained, 
the  functions  which  a  later  age  entrusted  to  a  praetor 
peregrinus.  Instinctively,  plebeians  set  about  to 
supply  secular  safeguards,  and  when  once  sufficiently 
established,  coemption  and  usus  rendered  unassail- 
able the  hitherto  precarious  justness  of  their  mar- 
riages. 

Where  manus  was  habitually  acquired  by  a  purely 
civil  act,  the  religious  side  of  the  marriage  service 
continued  to  be  celebrated  with  a  degree  of  con- 


MARRIAGE  177 

scientiousness  which  depended  upon  the  individual, 
and,  among  plebeians,  became  to  some  extent  merely 
decorative.  Honour  was  still  paid  to  the  gods,  and 
the  marriage  was  desisted  from  if  the  auspices  were 
palpably  unfavourable;  for  the  rest  the  plebeian, 
whilst  enjoying  the  beauty,  was  freed  from  the  anxious 
meticulosity  of  the  patrician  marriage  service.  The 
more  straight-laced  patricians,  though  unable  to  gain- 
say the  legality,  were  reluctant  to  admit  the  equality  of 
the  plebeian  civil  matrimonia  with  their  own  religious 
nuptiae.  Nevertheless,  they  could  not  fail  to  per- 
ceive the  convenience  of  a  public  ceremony  which, 
whatever  defects  might  in  other  respects  occur, 
placed  the  lawfulness  of  the  union  beyond  doubt, 
legitimatized  the  expected  offspring  and  conferred 
marital  power  upon  the  husband.  Moreover,  the 
desire  was  strong  to  differentiate  their  own  from 
plebeian  unions  by  some  striking  feature.  The  in- 
strument for  achieving  such  a  result  lay  close  at 
hand,  and  confarreation  gradually  became  adopted 
as  the  normal  and  distinguishing  mark  of  all  patrician 
weddings. 

Much  speculation  has  been  expended  upon  the 
relative  age  of  the  various  modes  of  creating  marital 
power.  The  above  theory,  if  correct,  supplies  the 
answer.  The  ancient  religious  marriage,  according 
to  the  rites  of  the  gens,  reaches  far  back  into  pre- 
Italiotages;  but  confarreation  can  hardly  be  more 
than  coeval  with  the  settlement  of  the  Tribes  and 
the  growth  of  some  regular  system  of  international, 

N 


178  MARRIAGE 

or  extra-gentile,  relations.  The  practice  of  celebrating 
intra-gentile,  as  well  as  inter-gentile,  marriages  by 
confarreation  was,  probably,  firmly  established  in  the 
infancy  of  the  Republic,  and  is  more  recent  than  the 
rise  of  coemption.  Coemption,  as  we  have  seen,  was 
a  plebeian  device  for  avoiding  the  danger  of  defeat  to 
the  intention  of  entering  upon  a  just  marriage,  owing 
to  some  flaw  in  the  ceremony.  It  is  impossible  to 
attribute  to  it  extreme  antiquity.  Coemption,  it  is 
true,  has  been  held  to  have  been  the  original  form 
of  Roman  marriage.  I  have  already  submitted  that, 
to  my  mind,  the  non- religious  element  of  the  marriage 
service  represented  at  first  merely  a  supplementary 
and  precautionary  measure,  until  its  proved  suffici- 
ency dwarfed  the  importance  of  the  religious  rites. 
But  the  connection  of  coemption  with  mancipation 
equally  negatives  the  antiquity  of  the  former.  If 
coemption  had  always  been  practised  by  the  ple- 
beians, we  must  imagine  them  an  order  of  men  with 
great  laxity  of  religion  and,  comparatively,  a  highly 
developed  jurisprudence.  Neither  is  characteristic 
of  the  early  Latins,  and  we  should  be  thrown  back 
upon  the  theory — now  rejected  by  overwhelming 
authority — of  an  original  non-Latin,  probably  non- 
Aryan,  conquered  population — a  population,  more- 
over, which  although  more  civilized  than  the  Ro- 
mans, has,  nevertheless,  left  no  authentic  trace  of 
its  existence.  Coemption  most  likely  obtained  recog- 
nition soon  after  the  Servian  reforms  had  invested 
plebeians  with  a  status  in  the  community  which 


MARRIAGE  179 

the  State  could  not,  and  the  King  from  motives  of 
interest  would  not,  ignore.  When  coemption  was 
recognized  side  by  side  with  mancipation,  usus  took 
its  place  side  by  side  with  usucapion. 

It  is  relevant  to  enquire  whether  any  real  connec- 
tion existed  between  coemption  and  the  custom  of 
bride-purchase,  which  complemented  and  then  super- 
seded that  of  bride-stealing.  Both  practices  had  no 
doubt  once  counted  among  the  normal  institutions  of 
old- Aryan  society;  and  although  neither  can  have  sur- 
vived the  establishment  of  settled  and  ordered  political 
communities,  the  mimic  ravishment  of  the  woman 
portrayed  in  the  domum  deductio  may,  with  toler- 
able certainty,  be  considered  a  remnant  of  the  ancient 
usage  of  bride-stealing.  A  similar  claim,  which  has 
been  set  up  in  favour  of  coemptio  as  a  survival  of 
bride-purchase,  rests  upon  less  trustworthy  founda- 
tion. Bride-purchase  was  a  very  ancient  practice, 
and  coemption,  relatively,  a  new  one.  Generally 
speaking,  however  numerous  the  exceptions,  women 
and,  still  more,  children,  during  the  migratory 
period,  must  necessarily  have  constituted  a  con- 
stant source  of  danger  by  embarrassing  the  move- 
ments of  the  camp,  besides  increasing  the  difficul- 
ties of  food  supply.  Consequently,  the  woman  was  of 
account  only  as  the  indispensable  wife  and  mother. 
The  boys  were  tolerated  in  anticipation  of  their 
future  importance,  but  girls  under  the  nubile  age 
were  mere  useless  encumbrances.  There  was  accord- 
ingly a  natural  tendency  to  abandon  girl  babies,  and 


i8o  MARRIAGE 

import  one's  wives  ready  grown,  if  necessary  by 
violence,  from  weaker  or  more  timorous  neighbours. 
But  such  an  usage,  if  universally  followed,  would 
have  speedily  ended  in  the  complete  extirpation  of 
females,  and  consequently  of  the  whole  race,  since 
to  bring  up  one's  girls  was  to  invite  constant  and 
disastrous  attentions  from  outside.  A  counter  in- 
ducement was  found  in  the  practice  of  infant  be- 
trothals— the  forerunner  of  the  Latin  sponsalia;1  and 
peaceful  courtships  ended  in  a  suitable  gift  to  the 
father,  compensating  him  for  the  danger  and  expense 
of  rearing  his  child.  Thus  the  instinct  of  racial 
preservation  evolved  bride-purchase,  and  saved  the 
girl  babe's  life  by  investing  her  from  birth  with  a 
future  or  prospective  value.  Of  the  two  methods, 
peaceful  and  violent  acquisition,  the  more  forcible 
was  probably  the  less  usual,  and  the  first  to  disap- 
pear. The  abduction  of  a  stranger  life-partner,  and 
her  violent  installation  at  the  family  shrine,  could  not 
fail  to  shock  all  but  the  rudest  spirits  among  a  re- 
ligiously-inclined and  ancestor-worshipping  race.  A 
mere  captive  could  not  often  aspire  to  the  dignity 
of  an  Aryan  wife,  and  female  spoils  would  be  usually 
relegated  to  the  position  of  slaves,  whilst  their  de- 
scendants might  rise  to  that  of  clients.  When  the 
tribes  became  territorial,  international  comity  must 

1  The  formula  of  the  sponsalia  was:  Spondesne  Seiam  filiam 
tuam  Lucio  filio  meo  uxorem  dari?  Dii  bene  vortant!  Spondeo. 
Originally  it  gave  a  right  of  action  in  Latium,  but  soon  lost 
its  binding  character  in  Rome,  when  marriage  itself  became 
easily  dissoluble. 


MARRIAGE  181 

have  put  an  end  to  the  ravishment  of  stranger 
women  for  the  purpose  of  making  them  wives.1 
Regular  warfare  between  the  cities  took  the  place 
of  former  raids  and  forays,  and  the  consequences 
were  far  more  serious,  involving,  as  they  usually 
did,  the  complete  political  destruction  and  social 
enslavement  of  one  of  the  belligerents.  The  con- 
ditions which  had  evoked  bride-purchase  entirely 
passed  away  when  a  stable  political  State  guar- 
anteed to  each  citizen  his  belongings.2  Women  be- 
came plentiful  as  female  infanticide  tended  to  dis- 
appear; and  budding  civilization  recognized  that 
the  maintenance  of  a  wife  in  due  comfort  and 
dignity  involved  moral  and  intellectual  gain,  in- 
deed, but  also  material  expenditure,  towards  which 
the  father — in  lieu  of  receiving  compensation — was 
now  expected  to  contribute.3  The  transition  from 
the  old  order  to  the  new  is  probably  represented  by 
the  practice  which  gradually  grew  up  for  the  father, 
instead  of  allocating  his  daughter's  purchase-price 
to  his  own  advantage,  to  bestow  all  or  part  upon 
her  as  a  wedding  gift.  But  when  the  wife  came 
under  the  marital  power,  as  at  first  she  invariably 
did,  the  gift  passed  absolutely  to  the  husband  or  his 

1  As  Rossbach  points  out,  the  legendary  rape  of  the  Sabine 
maidens  is  founded  upon  the  domum  deductio,  instead  of  vice 
versa. 

2  Cf.  Wester marck,  History  of  Human  Marriage,  222. 

3  Evidently  this  stage  had  not  yet  been  reached  by  the  Teutonic 
tribes  in  the  first  century  of  our  era,   of  whom   Tacitus  says: 
"  Dotem  non  uxor  mariti  sed  maritus  uxori  confert." 


182  MARRIAGE 

ascendant ;  and  it  therefore  became  usual  to  stipu- 
late l  beforehand  that  the  fund,  instead  of  falling  into 
the  husband's  family  property,  should  be  administered 
by  him  as  a  thing  apart,  and  revert  to  the  donor  on 
the  death  either  of  husband  or  wife,  or  be  forfeited 
by  the  husband  in  certain  contingencies,  for  instance, 
unjust  repudiation.  With  this  stage  the  era  of  regu- 
lar marriage  settlements  was  practically  reached,  and 
the  Dos,  or  dowry,  which  figures  so  prominently  in 
the  later  law  of  marriage,  took  its  place  as  a  recog- 
nized legal  institution.  Later  jurisprudence  not  only 
made  the  promise  to  provide  a  dos,  promissio  dotis, 
enforceable  by  action  at  law,  but  acknowledged  the 
woman's  right  to  be  dowered  by  her  father  or  as- 
cendant if  he  could  afford  it.  The  Roman  wife 
doubtless  owed  not  a  little  of  her  dignity  to  the 
economic  independence  which  her  marriage  portion 
guaranteed. 

We  are  therefore  driven  to  suspect  a  hiatus  be- 
tween the  disappearance  of  bride-purchase  and  the 
rise  of  coemption.  Coemption  is  admitted  on  all 
hands  to  have  been  grafted  upon  mancipium  or 
nexum,  but  this  was  only  possible  with  the  aid  of  a 
legal  fiction  as  alien  to  the  untaught  Italiot  intelli- 
gence as  barring  the  entail  would  have  appeared 
to  early  English  feudal  tenants.  But  even  nexum 
itself  bears  the  stamp  of  a  fairly  developed  mer- 

1  Agreements  of  this  kind  could  be  made  binding  in  law  when 
the  XII  Tables  had  authoritatively  laid  down :  Cum  nexum  faciet 
mancipiumque,  uti  lingua  nuncupassit,  ita  jus  esto. 


MARRIAGE  183 

cantilism,  and,  although  possibly  older  than  Rome, 
seems  necessarily  to  belong  to  a  social  stage  in 
which  wife  purchasing  had  become  an  anachronism. 


•  CONSENSUAL  MARRIAGE  (MATRIMONIUM  CONSENSU, 
SINE  MANU) 

From  time  immemorial  marital  power — exercised 
however  by  the  husband's  ascendant  if  living — had 
constituted  the  most  important  incident  to  the 
ancient  religious  marriage-tie,  whether  contracted 
with  or  without  confarreation.  A  condition  of  just 
marriage  was  now  capable  of  arising  by  the  purely 
civil  ceremony  of  coemptio,  or  the  operation  of  usus, 
each  of  which  was  creative  of  manus.  In  the  earlier 
Roman  conception,  therefore,  marital  power  was  in- 
separable from  just  marriage  of  any  kind.  The 
power  had,  however,  originated  not  as  an  essential 
of  marriage  itself  but  solely  as  a  consequence  of  the 
bride's  initiation  into  her  husband's  family  cult,  and 
this  initiation  was  no  longer  indispensable  to  just 
marriage  when  coemption  and  usus  had  become  firmly 
established.  Many  circumstances  were  concurring  to 
relax,  especially  in  the  plebs,  the  strictness  of  ancient 
customs,  and  particularly  the  notions  bound  up  in 
domestic  worship.  With  the  increasing  authority 
and  importance  of  the  State  the  temples  of  the  City 
gods  had  begun  to  overshadow  the  house-altars. 
Prestige  and  conquest  had  swelled  the  population 
with  involuntary  recruits — some,  men  of  broken 


1 84  MARRIAGE 

fortune,  of  wrecked  homes,  adventurers  of  all  kinds, 
free-thinkers  by  force  of  circumstance,  whose  looser 
habits  condoned  a  partial  or  total  neglect  of  sacred 
ritual.  Religious  consecration  sank  to  a  perfunc- 
tory and  increasingly  disregarded  office  when  the 
civil  law  expressly  made  just  marriage  possible  with- 
out it.  Nor  could  it  long  escape  notice  that  if  just 
marriage  could  be  contracted  at  all  without  religious 
rites,  it  could  be  equally  well  contracted  without 
manus.  And  here  at  last  we  join  hands  with  the 
classical  jurists,  who  laid  down  connubium,  marriage- 
able age,  and  consent1  as  the  sole  indispensables  of 
just  marriage. 

Incidentally,  as  the  civil  gradually  bore  down 
the  sacral  aspect  of  wedlock,  and  manus  became 
inseparably  associated  with  one  of  three  possible 
modes  of  acquisition — confarreation,  coemption,  or 
usus — a  new  order  of  ideas  arose  which  withheld  the 
woman  from  the  manus  of  the  husband,  even  though 
she  had  consented  to  sacrifice  at  his  house-altar. 
A  marriage  only  religiously  solemnized,  if  without 
confarreation,  which  was  possible  to  patricians  only, 
became  of  itself  no  longer  creative  of  manus.  The 
wife,  although  she  might  nominally  sacrifice  to  her 
husband's  ancestors,  did  not  enter  his  agnatic  circle, 
but  retained  unimpaired  her  agnatic  connection  with 

1  Ulpian,  v,  2:  Justum  matrimonium  est,  si  inter  eos,  qui 
nuptias  contrahunt,  connubium  sit,  et  tarn  masculus  pubes  quam 
foemina  (viri)potens  sit,  et  utrique  consentiant,  si  sui  juris  sint, 
aut  etiam  parentes  eorum,  si  in  potestate  sint.  Dig.,  xxxv,  i,  15: 
Nuptias  non  concubitus  sed  consensus  facit. 


MARRIAGE  185 

her  natural  family.  A  wife  married  sine  manu,  there- 
fore, remained  under  her  natural  father's  potestas, 
so  much  so,  that  he  could  at  any  time  recall  her  from 
the  husband's  custody,1  and  even  surrender  her  nox- 
ally  to  a  third  party — abuses  of  authority  which  were 
no  doubt  forbidden  by  custom  and  sacerdocy,  though 
they  remained  unchecked  by  the  civil  law  until  far 
into  Imperial  times.2 

Speculation  has  been  aroused  by  the  fact  that  the 
marital  power,  which  anciently  undoubtedly  accom- 
panied every  just  marriage,  should  so  soon  have 
become  neither  essential  nor  usual,  and  have  ultim- 
ately disappeared  without  a  struggle.  A  solution 
has  been  sought  in  the  theory  of  an  express  enact- 
ment elevating  unions  sine  manu  from  marriages 
juris  gentium  to  the  dignity  of  just  marriages.3  Such 
a  statute  would  merit  to  stand  beside  the  lex  Canuleia 
for  importance,  but  without  disputing  the  possibility 
of  its  one-time  existence  and  subsequent  vestigeless 
disappearance,  the  gradual  and  spontaneous  evolu- 
tion of  society,  such  as  we  know  to  have  taken 
place,  seems  to  furnish  a  less  far-fetched  though 
equally  sufficient  explanation. 

The  XII  Tables  afforded  the  first  statutory  con- 
firmation of  the  definite  breach  with  the  ancient 
order  of  ideas.  The  analogy  of  usus  with  usucapion 
was  pursued  to  its  logical  conclusion  by  the  enact- 
ment that  a  wife  not  already  under  Hand  could  pre- 

1  Cuq,  Just.  jur.  des  Rom.,  in.  2  Cod.,  v,  17,  5. 

3  Karlowa,  ii,  168;  contra  Sohm,  §  79. 


186  MARRIAGE 

vent  manus  arising  through  usus  by  absenting  her- 
self for  three  consecutive  nights  (usurpatio  trinoctii) 
from  her  husband's  abode  before  the  completion  of 
an  unbroken  year  of  cohabitation,1  provided  such 
absence  took  place  usurpandi  causa,  with  the  de- 
liberate intention  of  breaking  the  use.  Henceforward 
manus  gradually  fell  with  women  into  a  disfavour 
proportioned  to  the  ease  with  which  it  was  defeated. 
Coemption,  having  sunk  into  disrepute,  was  retained 
only  to  further  designs  entirely  foreign  to  its  original 
purposes.  The  vogue  of  free  and  just  marriages 
soon  found  its  way  into  the  charmed  circle  of  the 
patriciate.  Confarreation,  once  the  distinguishing  fea- 
ture of  inter-gentile,  and,  later,  of  patrician  marriages 
generally,  was  increasingly  rejected  by  Roman 
ladies.  The  result  was  a  scarcity  of  eligible  candi- 
dates for  the  higher  priestly  offices,  which  were  only 
open  to  those  born  in  confarreate  wedlock,  and 
themselves  so  married.2  Finally,  in  the  early  Princi- 
pate,  statutory  enactments  were  made  to  limit  the 
effect  of  confarreation.3  Henceforward  a  woman 
married  farreo  changed  her  family  and  came  under 

1  A  father  could  not  force  his  married  daughter  to  break  the 
use,  except  indirectly  by  reclaiming  her  from  her  husband  before 
manus  had  arisen.    The  provision  of  the  XII  Tables  seems  to  me 
to  dispose  of  any  doubt  as  to  the  justness  of  marriages  sine  manu 
at  that  period.     To  facilitate  the  perpetuation  of  non-just  mar- 
riages would  have  been  not  only  contrary  to  public  policy,  but 
apt  to  defeat  one  of  the  chief  purposes  which  the  plebs  strove  to 
effect. 

2  Gaius,  i,  112.  3  Tacitus,  iv,  16. 


MARRIAGE  187 

the  marital  power  only  "  sacrorum  causa."  Her  civil 
status  remained  unaltered,  and  she  neither  lost  her 
ties  of  agnation  in  her  father's  family,  nor  acquired 
any  in  her  husband's. 

Although  marriage  by  mere  consent  of  both 
parties,  and  lasting  only  as  long  as  such  consent  en- 
dured, arose  at  a  comparatively  early  period,  some 
ages  must  have  elapsed  before  the  full  effect  of  the 
modernized  union  had  been  translated  from  legal 
theory  into  the  received  practice  of  society.  During 
the  period  now  under  review,  the  stringency  of  the 
ancient  conception  of  the  family  still  remained  strong 
enough  to  hold  in  check  that  deplorable  licence 
which  found  free  vent  in  the  corrupt  luxury  of  a 
later  civilization.  It  is  therefore  not  within  our  pre- 
sent purpose  to  investigate  in  how  far  the  legal 
instability  of  the  marriage-tie  was  responsible  for 
those  social  phenomena  which  ultimately  wrought 
ruin  to  the  classical  world,  and  the  process  by  which 
that  instability  arose  is  only  very  briefly  indicated 
in  the  following  section. 


DISSOLUTION  OF  MARRIAGE 

Originally  there  may  have  been  no  complete  dis- 
solution of  marriage  possible  during  the  lifetime  of 
the  parties.1  A  wife  had  no  remedy  against  the 

1  In  later  times  the  indissolubility  of  marriage  still  held  good 
with  regard  to  flamens.  Festus:  "flaminis  uxor,  cui  non  licebat 
facere  divortium." 


i88  MARRIAGE 

misconduct  of  her  lord.  A  paterfamilias1  had  the 
alternatives  of  putting  an  erring  wife  to  death  or  ex- 
cluding her  from  the  domestic  sacra.  Such  a  sent- 
ence, which  far  transcended  the  bounds  of  moderate 
correction,  was  not  pronounced  arbitrarily,  but  deliber- 
ately, with  due  regard  to  the  fas  and  the  rules  of  the 
gens,  in  his  capacity  of  priest-judge  presiding  over 
the  domestic  tribunal.2  The  judicium  domesticum 
ordinarily  consisted  of  all  the  male  adults  of  the 
family,  but  where  a  materfamilias  stood  arraigned  for 
a  serious  offence,  natural  relationship  was  admitted 
to  its  rights,  and  humane  custom  demanded  the  con- 
currence of  all  the  accused's  cognatic  kinsmen. 

Divortium  under  the  civil  law  was  dissolution  of 
marriage  by  mutual  consent  of  the  parties.  Being 
possible  only  when  the  wife  was  not  in  manu, 
it  was  of  more  recent  date  than  Repudium,  where 
the  husband  put  away  his  wife  for  some  grievous 
fault.  Repudiation,  when  it  became  established, 
lay  within  the  domestic  imperium  of  the  pater- 
familias. But  confarreate  marriages,  which  had 
been  celebrated  with  the  concurrence  of  the  State 
priests,  were  dissolved  (also  with  their  concurrence) 
by  a  prescribed  ritual  styled  the  diffareatio,  which 

1  It  must  be  constantly  borne  in  mind  that  the  paterfamilias 
need  not  be  the  husband  of  the  offending  woman;  he  might  be 
the  husband's  ascendant. 

2  Gide,  Etude,    104:   Les  anciens  Romains  consideraient  les 
devoirs  de  famille  comme  d'une  nature  trop  noble  et  trop  delicate 
pour  les  livrer  au  controle  indiscret  des  tribunaux  et  aux  debats 
d'une  procedure  publique. 


MARRIAGE  189 

contemporaneously  destroyed  the  marriage-state  and 
the  manus.1  The  dissolution  of  a  coemptive  marriage 
did  not  of  itself  break  the  manus,  and  the  wife 
was  entitled  to  a  remancipation.2  Repudiation  was 
allowable  broadly  upon  any  act  by  the  wife  which 
struck  at  the  root  idea  of  conjugal  association. 
Unchastity  threatened  to  introduce  into  the  family 
under  false  pretences  spurious  issue,  whose  offer- 
ings at  the  house-altar  would  have  outraged  the 
Lares  and  Penates.  Such  conduct  was  necessarily 
ground  for  repudiation,3  but  equally  so  was  the  father- 
ing upon  a  paterfamilias  of  a  stranger  child,  or  the 
taking  of  magic  potions  with  the  object  of  procuring 
offspring,  since  so  to  violate  the  course  of  nature 
was  a  grave  affront  to  the  gods.4  But  repudiation 
might  also  follow  upon  far  lesser  lapses,  such  as  im- 
modesty of  bearing  or  indulgence  in  fermented 

1  The  rites  were  of  a  frightful  and  odious  nature  (Plut.,  Q.  R., 
50)  and  evidently  designed  to  discourage  frequent  repetition. 

a  Gaius,  i,  137. 

3  Sterility  has  been  mentioned  as  a  ground  for  repudiation, 
seeing  that  it  defeated  the  object  of  the  marriage  (Coulanges, 
Cite"  Antique,  52).  But  a  remedy  lay  to  hand  in  Adoption,  a 
course  which  imposed  itself  when  the  sterility  lay  with  the  hus- 
band. The  cited  case  of  Carvilius  Ruga  belongs  to  an  age  when 
the  restrictions  of  the  fas  had  weakened,  and  only  custom 
continued  to  hold  the  husband,  and  the  wife  not  in  manu.  It  is 
impossible  to  suppose  that  divorce,  however  seldom,  had  pre- 
viously been  unknown. 

*  The  incident  of  the  female  "  poisoners,"  narrated  by  Livy, 
viii,  1 8,  is  probably  such  a  case.  At  all  events  the  facts  are 
incredible  as  described,  cf.  Ihering,  Vorgeschichte,  422. 


190  MARRIAGE 

liquors.  No  more  heinous  crimes  were  possible  to 
the  Roman  materfamilias  than  incontinence l  and 
drunkenness2;  and  so  great  was  the  horror  they  ex- 
cited that  a  woman  was  expected  by  her  conduct  and 
demeanour  to  avoid  the  suspicion,  or  even  the  sug- 
gestion, of  guilt.  A  woman,  apprehended  in  the  act  of 
adultery,  might,  together  with  her  paramour,  be  forth- 
with slain  by  the  wronged  husband.3  In  all  other  cir- 
cumstances the  faithless  or  intemperate  wife  was  put 
upon  her  trial  before  the  domestic  tribunal,  and  only 
upon  due  conviction  suffered  the  extreme  penalty. 

The  new  institution  of  consensual  marriage  worked 
a  slow  and  silent  revolution  in  the  law  of  divorce. 
If  we  may  consider  consensual  marriage  in  the  light 
of  a  contract  at  all,4  at  the  period  when  it  first 
emerged  into  recognition,  it  was  a  contract  between 
the  man  and  woman  to  live  as  spouses  so  long  as 
both  concurred  in  the  desire  to  continue  the  cohabita- 

1  Cicero,  De  Rep.,  iv,  6.  Men  refused  to  salute  a  female  relative 
of  bad  character. 

2  But  we  cannot  accept  Cato's  suggestion  that  the  purpose  of 
the  jus  osculi  was  to  detect  by  the  smell  any  recent  indulgence  in 
strong  liquor  (cf.  Aul.  Cell.,  x,  23). 

3  Horace,  Sat.,  ii,  7,  61.    Cato,  apud  Cell.,  x,  23.    The  first 
breach  in  the  privilege  was  not  made  until  the  early  Principate. 

4  The  nature  of  marriage,  regarded  as  a  contract,  is  discussed 
in  pp.  46,  47  of  Poste's  edition  of  Gaius;  Hunter's  R.  L.,  681-2,  etc. 
But  it  must  not  be  forgotten  that  marriage,  as  an  institution,  is  older 
than  even  the  earliest  species  of  contract,  Conveyance.    Certainly 
in  the  earlier  centuries  of  Rome  there  can  have  been  no  conscious 
identification  of  marriage  with  any  kind  of  contract.  Coemptio  was 
a  clumsy  adaptation  of  civil  law,  but  even  with  the  plebs  the  true 
inwardness  of  marriage  was  sought  in  its  religious  aspects. 


MARRIAGE  191 

tion.  Children  conceived  during  the  union  were  ex 
justis  nuptiis  and  fell  under  the  patria  potestas.  The 
only  thing  now  needed  to  create  marriage,  when  the 
parties  were  otherwise  capable  of  intermarrying,  was 
the  consent  of  both  parties ;  the  only  thing  needed  to 
dissolve  it  was  the  withdrawal  of  the  consent  of  either 
spouse,  and  both  were  deemed  to  be  proved  by  any 
act  sufficiently  demonstrative  of  the  intention.  It  was 
therefore  sometimes  necessary  to  decide  whether  the 
circumstances  in  a  given  case  had  or  had  not  actually 
operated  to  constitute  a  marriage  (just  or  non-just), 
and  where  the  question  was  in  doubt  the  presence 
or  absence  of  a  dos  might  serve  as  the  test  whether 
the  union  was  marriage  or  concubinage:  the  law 
soon  recognized  the  institution  of  the  dos  in  con- 
nection with  matrimonium  juris  gentium,  as  well  as 
just  marriage.  Cohabitation  without  the  affectio 
maritalis  was  neither  matrimonium  justum  nor  juris 
gentium,  and  remained  a  criminal  offence  until  the 
toleration  of  a  latitudinarian  society  overcame  the 
scruples  of  the  ancient  law,  and  led  to  its  regulation 
under  the  name  of  concubinage.  The  woman  who 
condescended  to  an  illicit  albeit  enduring  union 
had  been  branded  by  the  ancients  with  the  oppro- 
brious epithet  of  pellex;  she  now  received  the 
gentler  name  arnica,  and  in  certain  circumstances 
concubinage  was  deemed  the  only  proper  associa- 
tion.1 But  cohabitation  during  an  appreciable  period 

1  The  issue  of  such  unions  were  not  entirely  without  rights  as 
against  the  father.    Concubinage,  though  a  lower  form  of  union 


192  MARRIAGE 

of  a  man  and  woman  in  the  same  station  of  life 
was  usually  held  conclusive  of  the  affectio  maritalis. 
Dissolution  of  a  marriage  was  similarly  effected  by 
manifestation  of  will.  The  most  unmistakable  was  re- 
marriage with  another  party,  which  of  itself  dissolved 
the  former  union,  so  that  the  offence  of  bigamy  was 
unknown  to  the  criminal  law  of  Rome.1  A  usual 

than  marriage,  was  assimilated  to  it  in  some  respects.  Sohm, 
Inst,  274,  goes  the  length  of  describing  it  as  "eine  Ehe  minderen 
Rechts,"  and  Pothier,  Traite  du  Mariage,  in  vol.  iii,  131,  says 
practically  the  same.  No  man  could  legally  have  two  amicae, 
nor  a  wife  and  an  arnica,  at  the  same  time.  Ulpian's  dictum 
(Dig.,  xxv,  7)  "cum  honestius  sit  patrono  libertam  concubinam 
quam  matremfamilias  habere,"  illustrates  how  the  moral  and  social 
tone  of  the  Imperial  civilization  had  changed  for  the  worse. 

1  Causeless  repudiation  is  said,  though  on  doubtful  authority, 
to  have  been  penalized  in  very  early  times.  Statesmen  of  the  late 
Republic  attempted  to  check  changefulness  and  caprice  by  laws 
which  they  themselves  too  often  disregarded;  and  even  the 
more  strenuous  efforts  of  Christian  emperors  were  but  moder- 
ately successful.  The  vagaries  of  wealthy  women,  in  particular,  in 
the  eighth  and  ninth  centuries  of  the  City  must  have  been  extra- 
ordinary. Yet  we  may  not  accept,  as  of  general  application,  the 
statement  that  in  lieu  of  the  practice  of  calling  the  years  after  the 
Consuls,  ladies  kept  count  of  time  by  the  tally  of  their  divorced 
husbands.  And  some  exaggeration  may  be  suspected  when  a  pro- 
fessional castigator  of  society  writes : 

Imperat  ergo  viro;  sed  mox  haec  regna  relinquit, 
Permutatque  domos,  etflammea  content;  inde 
Advolat,  et  spreti  repetit  vestigia  lecti. 
Ornatas  paulo  ante  fores,  pendentia  linquit 
Vela  domus,  et  adhuc  virides  in  limine  ramos. 
Sic  crescit  numerus;  sic  fiunt  octo  mariti, 
Quinque  per  auctumnos :  titulo  res  digna  sepulcri. 

(Juvenal,  Sat.  vi.) 


MARRIAGE  193 

formula  of  repudiation  began:  tua  res  tibi  habetur 
("takeaway  thy  property"),  and  ended  with  a  demand 
for  return  of  the  house  keys. 

We  have  already  seen  that  under  the  earlier  law 
a  father  could  divorce  his  daughter  in  potestate 
against  her  own  and  her  husband's  will  by  an  action 
against  the  latter  for  the  recovery  of  her  person,  a 
right  which  he,  of  course,  lost  if  manus  had  been 
acquired  by  usus.  Marriage  was  also  dissolved 
against  the  will  of  both  the  spouses  if  either  of  them 
suffered  capitis  deminutio  maxima,  losing  both  citizen- 
ship and  liberty.  If  the  minutio,  being  media,  en- 
tailed only  loss  of  citizen  rights,  the  marriage, 
though  no  longer  just,  was  juris  gentium,  provided 
the  affectio  maritalis  on  the  man's,  and  uxoris 
animus  on  the  wife's  part  continued  to  subsist. 

With  the  weakening  of  the  religious  sentiment, 
and  increase  of  luxury,  there  arose  among  the 
men  of  the  comfortable  classes  a  growing  unwill- 
ingness to  incur  the  responsibilities  of  matrimony, 
which  excited  among  the  leaders  of  the  State  the 
same  apprehensions  which  similar  phenomena  have 
aroused  in  the  modern  world.  In  the  last  century 
of  the  Republic  we  find  the  Censor,  Q.  Caecilius 
Metellus,  anticipating  the  strictures  of  President 
Roosevelt,1  and  appealing  to  the  patriotism  of  his 

1  Aul.  Gell.,  Noct.  Att.,  i,  6.  Quoniam  ita  natura  tradidit,  ut  nee 
cumjllis  (i.e.,  women)  satis  commode,  nee  sine  illis  ullo  modo  vivi 
possit,  saluti  perpetuae  potius,  quam  brevi  voluptati  consulendum. 
The  composite  lex  Julia  et  Papia  (about  the  middle  of  the  eighth 

O 


194  MARRIAGE 

hearers  to  undertake  an  admittedly  disagreeable 
duty.  It  is  significant  that  neither  Metellus  nor  his 
critics  ventured  to  assert  that  marriage  was  a  de- 
sirable object  in  itself,  though  some  of  the  latter 
thought  he  spoke  truth  too  boldly. 

SOCIAL  POSITION  OF  THE  MATERFAMILIAS 

Religious  nations  and  trading  nations  entertain 
peculiarly  strict  notions  of  wedlock,  and  the  Romans 
were  both.  But  underlying  this  seriousness  of  view 
we  may  also  trace  a  noble  and  elevating  female 
influence.  "  It  is  in  the  interest  of  the  woman  that 
the  law  of  marriage  should  be  strict,  and  that  mar- 

O 

riage  should  be  single." l  We  have  already  seen 
that,  in  contrast  with  other  racial  groups,  polygyny 
seems  never  to  have  been  practised  to  any  consider- 
able extent  among  Western  Aryans,  and  certainly 
never  at  all  by  the  Romans.  Yet  monogamy  was 
by  no  means  an  inevitable  result  of  the  association 
of  the  man  and  woman  at  the  house-altar.  Avowedly 
the  sole  purpose  of  marriage  was  to  perpetuate  the 

century  of  the  City)  annulled  or  curtailed  the  right  of  most  "  celi- 
bate "  or  childless  persons  to  take  as  legatees  under  a  will.  Any 
man  between  twenty-five  and  sixty,  or  woman  between  twenty  and 
fifty,  for  the  time  being  unmarried,  was  "  coelebs,"  though  he  or 
she  might  have  been  married  previously.  For  an  instructive  list 
of  laws  and  ordinances  framed  with  the  like  object,  see  Voigt, 
R.  RG.,  ii,  48  ff.  For  the  State  to  bring  pressure  upon  widowers 
and  widows  to  make  them  re-marry  would  have  appeared  mon- 
strous to  Romans  of  the  old  school. 

1  W.  E.  Gladstone,  Juventus  Mundi,  p.  406. 


MARRIAGE  195 

sacra,  and  where  it  was  thought,  as  there  is  some 
reason  to  believe  was  the  case,  that  the  male  alone 
possessed  the  faculty  of  active  propagation,  a  plur- 
ality of  wives  might  have  appeared  in  harmony 
rather  than  antagonistic  with  that  end.  But  the 
earnest  dignity  of  the  patriarchal  house-mother 
maintained  the  old- Aryan  notion  of  the  fundamental 
equality  of  the  sexes,  and  disdained  to  share  either 
the  privileges  or  the  burdens  of  her  estate.  The 
very  impressiveness  of  the  Roman  marriage  cere- 
mony discouraged  its  multiplication.1  So  hallowed 
was  the  nuptial  tie/ that  the  ancient  law  forbade 
the  remarriage  of  flamens  and  widows.  The  latter 
were  afterwards  freed  from  the  prohibition,  provided 
a  space  of  ten,  later  twelve,  months  intervened  be- 
tween the  first  husband's  death  and  the  remarriage, 
to  prevent  confusion  of  the  bloods,  turbatio  sanguinis. 
But  the  initiation  of  the  woman  into  successive  cults 
continued  to  shock  the  sense  of  religious  propriety, 
and  the  old-Roman  nicety  disrelished  the  presence 
of  children  born  of  the  same  mother  to  different 
fathers.  A  woman's  second  nuptials  were  celebrated 
without  ostentation,  as  it  were  shamefacedly,  and 
lacked  most  of  the  solemnly-joyous  ceremonial  of 
her  first.  No  widow  or  twice-married  woman  could 
be  a  pronuba.  The  objections  to  the  remarriage  of 

1  F.  de  Coulanges,  La  Cite  Antique,  48.  La  ceremonie  des 
noces  etait  si  solonelle  et  produisait  de  si  graves  effets  qu'on  ne 
doit  pas  etre  surpris  que  ces  hommes  ne  1'aient  crue  permise  et 
possible  que  pour  une  seule  femme  dans  chaque  maison.  Une 
telle  religion  ne  pouvait  pas  admettre  la  polygamie. 


196  MARRIAGE 

widowers  were  less  pertinent,  as  they  did  not  change 
cult;  yet  a  bimaritus  never  became  eligible  as  rex 
sacrorum,  flamen  dialis,  or  pontifex  maximus,  and  a 
flamen  whose  wife  died  during  the  term  of  his  office 
was  compelled  to  resign  it  for  lack  of  an  associate. 
For  the  "  house  of  him  who  has  married  a  wife  is 
entire  and  perfect,  but  his  house  who  once  had  one 
and  now  has  none  is  not  only  imperfect  but  also 
disabled." x 

Marriage  was  therefore  a  highly  honourable  es- 
tate,2 so  much  so  that  the  privilege  was  altogether 
denied  to  slaves,  whose  cohabitation  as  man  and 
wife  was  respected  by  the  masters,  and,  in  later 
times,  in  some  degree  protected  by  law,3  but  never 
attained  even  to  the  dignity  of  matrimonium  juris 
gentium,  however  long  and  faithfully  continued.  On 
the  other  hand,  the  vestal  virgins,  out  of  regard  for 
their  sacerdotal  quality,  were  co-ordinated  with  mar- 
ried women,  and  wore  the  red  veil  to  symbolize,  in 
their  case,  devotion  to  the  City  altar.  The  title  of 

1  Plutarch,   Q.  R.,  50.    So,  also,   children  could  not  actively 
assist  at  the  marriage-rite  unless  both  parents  had  been  "justly  " 
married   and   were  alive.    At  least,    this   is   the   most   probable 
meaning  of  patrimi  ~et  matrimi.    The  aversion  with  which  the  early 
Christian  church  regarded  second  marriages  sprang,  of  course,  from 
a  different  order  of  ideas.    To  the  pagan  Roman,  marriage  was  so 
sacred  that  it  was  profaned  by  repetition ;  the  Christian  reluctantly 
tolerated  one  union  as  a  deplorable  but  necessary  concession  to 
the  weakness  of  the  flesh. 

2  Nuptiae  sunt  conjunctio  maris  et  feminae  et  consortium  omnis 
vitae,  divini  et  humani  juris  communicatio.   Dig.,  xxiii,  2,  i.   Uxor 
socia  humanae  rei  atque  divinae.    Cod.,  ix,  32,  4. 

3  Lecky,  i,  304;  Cod.,  v,  3;  Dig.,  xxi,  i,  35. 


MARRIAGE  197 

materfamilias  was  denied  to  the  wife  not  in  manu, 
and  in  any  case  it  was  lost  on  the  husband's  death. 

Thus  the  woman  of  the  old- Roman  family  system 
offers,  at  first  sight,  the  glaring  anomaly  of  a  posi- 
tion of  undoubted  dignity  and  esteem,  coupled  with 
an  almost  uncontrolled  subjection  to  a  house-tyrant. 
We  have  already  seen  that  religion,  custom,  the 
supervision  of  the  gens,  and  the  support  of  the  wife's 
cognates  tended  to  check  exorbitant  abuses  of  marital 
power.  But  when  all  allowances  are  made,  that  power 
remained  real  and  imminent,  and  even  venial  wifely 
indiscretions  might  be  and  were  occasionally  visited 
with  almost  grotesque  severity.1  It  is  true  that  the 
wife's  subjection  to  the  family  head  was  but  an  inci- 
dent of  a  system  which  bore  equally  upon  all  persons 
in  potestate.  Yet  the  XII  Tables  demonstrate  con- 
clusively that  the  early  Roman  law  did  in  practice 
differentiate  the  sexes  to  the  disadvantage  of  females. 
At  no  period  of  her  life  was  a  woman  entirely  with- 
drawn from  male  control.  Subject  in  her  girlhood 
to  the  potestas,  and  during  coverture  to  the  manus, 
a  woman  on  becoming  a  widow  or  spinster  orphan 
was  still  amenable  to  tutors,  whose  authority  was 

1  See  instances  mentioned,  Valerius  Max.,  vi,  3,  9-12.  But 
rhetoricians  of  a  lax  age,  who  regard  effect  more  than  accuracy, 
are  prone  to  exaggerate  the  rigour  of  their  forebears,  and  to  accept 
any  anecdote  which  will  colour  their  text.  Pothier,  writing  under 
the  Ancien  Regime,  goes  quite  as  far  as  the  most  autocratic  of 
Roman  husbands :  La  puissance  du  mari  sur  la  personne  de  la 
femme  consiste,  par  le  Droit  naturel,  dans  le  droit  qu'a  le  mari 
d'exiger  d'elle  tous  les  devoirs  de  soumission  qui  sont  dus  a  un 
superieur  (iii,  455).  This  is  not  the  spirit  of  the  Roman  law. 


198  MARRIAGE 

required  to  validate  every  important  transaction  of 
her  life. 

Nevertheless,  the  subjection  of  the  woman  was 
free  from  any  intentional  obloquy  or  abasement.1  We 
must  distinguish  questions  of  principle  from  those  of 
expediency.  To  the  latter  belonged  the  law-assumed 
inferiority  of  women,  which,  accordingly,  disappeared 
with  the  political  and  social  conditions  upon  which  it 
was  founded.  Rome's  early  politics  were  so  mixed 
up  with  warfare,  her  very  existence  so  often  staked 
upon  the  issue  of  desperate  venture,  that  the  helm 
of  State  perforce  remained  entrusted  exclusively  to 
the  hardier  and  more  actively  courageous  moiety 
of  the  nation.  Nature  and  the  circumstances  of  the 
then  world  combined  to  assign  the  woman  to  the 
domestic  sphere.  The  Roman  wife  was  not,  indeed, 
condemned  to  the  seclusion  of  the  hareem,  or  even  of 
the  gynaeconitis.  But  custom,  which  denied  to  her 
neither  freedom  of  movement  nor  the  amenities  of 
social  intercourse,  withdrew  public  affairs  and  most 
private  business  from  her  orbit  of  activity,  as  unbe- 
coming the  modesty  of  the  sex.2  Except  as  a  vestal, 
flaminica,  or  consort  of  the  pontifex  maximus,  no 
woman  could  hold  a  position  in  the  public  service. 
Midwifery  may  have  been  practised  by  freewomen 
at  all  periods,  and  in  Imperial  times  princesses 
may  have  employed  female  secretaries.3  Apparently 
teaching  as  a  profession  was  entirely  in  the  hands 
of  men;  and  isolated  instances  of  women  who  scan- 

1  Cf.  Gide,  Etude,  108,  125,  etc.  2  Cf.  Dig.,  Ill,  i. 

3  Suetonius,  Vespasian,  iii. 


MARRIAGE  199 

dalized  society  by  pleading  at  the  Bar  are  naturally 
attributable  to  a  sophisticated  age.1 

Women's  direct  influence  in  public  life  was  there- 
fore infinitesimal.  Yet  it  is  probably  no  exaggera- 
tion to  say  that  the  whole  social  fabric  was  moulded 
by  the  forceful  character  of  house-mothers  in  the 
serene  atmosphere  of  the  home,2  and  that  the  de- 
cline of  the  State  dates  from  the  active  intervention 
of  women  in  the  bustle  of  public  affairs.3  In  the 
household,  the  materfamilias  barely  yielded  in  dig- 
nity to  the  master,  with  whom  she  was  associated  as 
chief  priestess  for  the  purposes  of  the  family  ritual, 
and  in  whose  absence  the  government  of  the  family 
devolved  upon  her.  Though  she  superintended  the 
household  and  kept  the  keys,  her  duties  did  not  ex- 
tend to  services  which  savoured  of  the  menial. 
Spinning  was  the  constant  and  seemly  occupation  of 
a  Roman  lady 4 ;  it  was  left  to  inferiors  to  dress  the 

1  Val.  Max.,  viii,  3;  Plut.,  Lycurgus  andNuma;  Livy,  xxxiv,  1-4. 

'2  Rossbach,  36.  Je  waiter  wir  in  das  Altertum  zuriickgehen, 
desto  abhangiger  ist  zwar  das  Weib  vom  Manne,  aber  auch  eine 
um  so  wiirdigere  Stellung  nimmt  es  in  der  Familie  ein,  desto 
grosseren  Einfluss  hat  es  auf  die  Gestaltung  der  gesellschaft- 
lichen  Verhaltnisse.  Dieser  Satz  muss  als  ein  allgemein  giil- 
tiger  fur  den  ganzen  indogermanischen  Stamm  aufgestellt  werden. 

3  Roman  women  have  on  occasion  displayed  a  breadth  of  mind 
which  politicians  might  envy.    Verginia,  a  patrician  lady  of  stain- 
less reputation,  who  had  espoused  a  distinguished  plebeian,  was, 
because  of  her  marriage,  denied  access  to  the  Patrician  Women's 
Temple  of  Chastity.    She  nobly  revenged  herself  by  erecting  at 
her  own  expense  a  new  Temple  for  chaste  plebeian  women,  whom 
she  invited  to  emulate  the  virtue  of  their  sisters. 

4  Ovid,  Fast.  ii.  (Lucretia)  Nebat,  ante  torum  calathi,  lanaque 
mollis,  erant.    Wool  was  constantly  worn  by  the  Romans,  who 


200  MARRIAGE 

meat  and  grind  the  corn.1  Unworldliness  did  not 
excuse  ignorance,  and  the  mother  was  expected  to 
educate  her  children.  Their  respect  remained  un- 
impaired by  the  knowledge  that  the  letter  of  the  law 
ranked  her  with  themselves,  and  even  subjected 
her,  as  widow,  to  the  tutelage  of  her  own  sons. 
Swayed  by  the  habit  of  filial  reverence,  warriors  and 
statesmen  have  been  turned  from  their  purpose  by 
a  mother's  admonitions.2  Not  contempt  for  sup- 
posed defects  of  character,  but  solicitude  to  protect 
unworldly  habits,  and  shield  from  contact  with  the 
rougher  sides  of  life,  prompted  the  political  and 
contractual  disabilities  of  the  early  law.  The  retire- 
ment of  women  from  public  life  was  honestatis 
privilegium.  The  levitas  animi  feminarum  is  a  mis- 
description  of  the  jurists.3  There  was  little  levity  of 
mind  among  those  matrons  of  ancient  Rome,  whose 
hard-favoured  virtue  the  poets  of  a  gentler  civiliza- 
tion would  pertly  ridicule  4  for  the  amusement  of 
lady  friends  who  were  nothing  if  not  "Graeculae." 

introduced  the  habit  into  Britain  (Tacitus,  Agric.,  c.  21).    The 
swampy  plains  of  Latium  made  warm  clothing  advisable;  more- 
over, it  is  thought  that  the  Italian  climate  was  colder  than  nowa- 
days.   Silks  were  not  worn  in  the  early  Republic. 
'  Plut,  Q.  R.,  85. 

2  For  instance,  Coriolanus,  or  (a  more  authentic  case)  Gaius 
Graccus. 

3  See  Gaius,  i,   144,   190.    Cicero,  pro  Mur.  12,  speaks  of  in- 
firmitas  consilii;  Ulpian,  xi,  i,  et  propter  sexus  infirmitatem  et 
propter  forensium  rerum  ignorantiam. 

*  For  instance,  Ovid,  Amores,  i,  8.  Forsitan  immundae,  Tatio 
regnante,  Sabinae  noluerint  habiles  pluribus  esse  viris.  Or  again, 
ii,  4,  Aspera  si  visa  est,  rigidasque  imitata  Sabinas. 


MARRIAGE  201 

Speaking  broadly,  and  admitting  the  possibility 
of  not  unimportant  exceptions,  it  may  be  said  with 
some  confidence  that  the  standard  of  any  nation's 
civilization  is  determinable  by  the  degree  of  esteem 
in  which  it  holds  its  womankind.  But  though  this  be 
conceded,  the  generalization  is  of  small  value  where 
the  degree  of  esteem  is  sought  to  be  ascertained  by 
bringing  modern  habits  of  thought  to  bear  upon  a 
radically  different  perception  of  life  and  its  problems. 
Certainly  the  state  of  the  law  regarding  women  at 
any  given  period  is  less  apt  to  instruct  than  to  mis- 
guide. It  will  not,  I  think,  be  asserted  that  English- 
women of  the  early  Victorian  period,  for  instance, 
stood  in  slighter  personal  regard  with  men  than 
since  the  passage  of  the  Married  Women's  Property 
Acts.  Whatever  be  the  state  of  the  law,  when  sal- 
vation hangs  upon  the  numbers,  and  the  physical 
and  mental  vigour  of  its  citizens,  no  enlightened 
community  will  depreciate  its  women.  The  proud 
acceptance  of  wifehood  and  motherhood  was  the 
glory  and  reward  of  the  Roman  matron.  In  the 
heyday  of  manus  and  tutela  she  may  have  com- 
manded a  deeper  respect  than  at  the  end  of  her  suc- 
cessful struggle  for  emancipation,  when  women  as- 
pired to  elegance  without  usefulness,  substituting  a 
voluntary  and  genuine  self-abandonment  for  the 
fictitious  abjection  of  the  law.1 

1  Gide,  Etude,  147.  Les  progres  de  la  corruption  dans  Rome 
ont  ete  plus  rapides  chez  les  femmes  que  chez  les  hommes:  les 
Bacchanales  ont  precede  de  plus  d'un  siecle  la  conjuration  de 
Catilina. 


CHAPTER  XI 

PATRIA    POTESTAS 

THE  constitution  of  the  primitive  patriarchal 
group  had  its  roots  in  the  remotest  epochs;  and 
its  earliest  stages  are  but  dimly  surmised,  though 
its  later  developments  may  be  followed  with  toler- 
able confidence.  Originally  the  patriarch's  ascend- 
ancy over  his  kinsmen,  as  over  his  slaves,  can 
scarcely  have  rested  in  the  last  resort  upon  other 
sanction  than  brute  force,  and,  unless  voluntarily 
surrendered,  authority  and  life  itself  were  liable  to 
violent  termination  by  the  same  agency  when 
physical  decay  set  in.  Various  causes,  but  above  all 
the  reverence  begotten  of  ancestor-worship,  in  the 
course  of  ages  softened  and  moulded  manners  to  the 
elder's  advantage.  On  the  other  hand,  the  subtle 
influence  of  a  humanizing  cult  by  slow  gradations 
transformed  the  group-tyrant  into  a  true  father,  and 
intensified  a  sentiment  of  solidarity,  and  interdepend- 
ence which  became  accustomed  to  behold  in  the 
head  less  the  ruthless  master  and  oppressor  than  the 
responsible  Administrator  and  just  Judge.  And  the 
limitations  followed  the  power  when  the  gentes  be- 
gan to  fall  asunder,  and  each  eldest  ancestor  grad- 

202 


PATRIA  POTESTAS  203 

ually  assumed  to  himself  exclusive  authority  over 
the  persons  of  his  descendants,  leaving  to  the  head 
of  the  gens  (or  a  committee  of  its  seniors)  a  few 
disciplinary  powers,  the  care  of  the  gentile  sacra, 
and  the  representation  of  the  group  towards  other 
groups,  and,  latterly  for  a  time,  the  State. 

It  has  already  been  pointed  out  that  by  the  time 
Rome  had  become  consolidated  into  a  State  there 
was  no  longer  any  effective  head  of  the  gens.  The 
civil  unit  of  the  State  was  the  Agnatic  Family,  or 
group  of  related  individuals  under  the  headship  of 
the  living  common  ancestor.  Agnation,  or  relation- 
ship (natural  or  adoptive)  through  males,  was,  gener- 
ally speaking,  the  sole  relationship  recognized  by  the 
early  civil  law.  Agnates  were  all  individuals  subject 
for  the  time  being  to  the  same  patria  potestas,  or 
who  would  have  been  so  subject  were  the  common 
ancestor  alive.  Brothers  and  sisters,  with  their 
uncles,  aunts,  nephews,  nieces,  and  other  collaterals, 
not  having  been  received  by  adoption  or  marriage 
into  another  family,  if  related  through  males,  were 
each  other's  agnates,  whether  patrician  or  plebeian. 
Gentiles,  the  patrician  members  of  the  same  gens, 
were  each  other's  agnates ;  towards  their  clients  they 
were  gentiles  only,  since  no  agnation  was  possible 
between  patron  and  client.  Agnation  (where  not 
artificially  created,  as  by  marriage,  adoption,  or  ar- 
rogation)  presupposed  cognation,  or  natural  rela- 
tionship by  blood ;  cognates  who  were  not  agnates 
(as  the  sons  of  one  mother  by  different  husbands) 


204  PATRIA  POTESTAS 

were  not  civilly  related,  for  they  had  no  common 
family  altar.  But  cognation  was  effective  as  a  bar 
to  marriage  within  the  prohibited  degrees,  and  was 
recognized  by  the  custom  of  summoning  all  the 
blood  relatives  of  the  inculpated  wife  to  witness 
the  trial  of  their  kinswoman  before  the  domestic 
tribunal.1 

The  strictly  agnatic  character  of  the  Roman  family 
was  a  consequence  and  a  necessity  of  its  internal  con- 
stitution. Civilly,  the  State  knew  only  patresfamilias 
and  those  (if  any)2  subject  to  their  power.  It  would 
have  been  subversive  of  the  principles  upon  which 
society  was  built  to  subject  the  same  individual  to 
two  different  powers  at  the  same  time,  and,  accord- 
ingly, a  female  remained  only  so  long  under  the 
power  of  her  ancestor  as  she  had  not  by  marriage 
entered  another  family,  and  come  under  the  power 
of  the  new  paterfamilias,  who  might  or  might  not 
be  her  own  husband.  Such  females  were  deemed 
to  have  entirely  renounced  their  natural  family; 
the  release  from  the  power  under  which  they  had 
hitherto  lived  was  as  complete  as  their  subjection  to 
the  newly-acquired  allegiance,  under  which  their 
children  and  descendants  likewise  fell.  Thus  the 
family  constantly  absorbed  within  itself  the  wives 
introduced  by  its  males.  Descent,  therefore,  was 

1  Extenuating  circumstances  could  be  pleaded  on  her  behalf. 
In  public  trials  the  only  defence  was  Not  guilty. 

2  Unmarried  males  and  childless  husbands,  if  sui  juris,  were 
also  in  law  patresfamilias. 


PATRIA  POTESTAS  205 

never  traced  through  females.    Mulier  familiae  suae 
et  caput  et  finis  est.    (Ulpian.) 

The  vitality  of  patria  potestas  was  probably  due 
to  the  fact  that  it  responded  to  the  temper  and  needs 
of  the  early  City.  Even  if  stripped  of  its  religious 
element,  the  Roman  Agnatic  Family  would  still 
appear  a  military  and  political  necessity.  The  Home 
afforded,  and  the  Camp  emphasized,  the  teaching  of 
discipline  and  obedience;  and  within  the  City  walls 
the  responsibility  of  a  family  Head  for  those  under 
him  was  a  better  guarantee  of  order  than  our  own 
Frank-pledge  or  Ten  men's  tale.  As  the  continuance 
of  the  system  appeared  to  correspond  with,  so  its 
chief  limitations  were  dictated  by,  considerations  of 
public  efficiency.  It  formed  no  part  of  the  jus  pub- 
licum.  In  the  seclusion  of  the  family  the  chief  was 
supreme;  in  field  and  forum  father  and  son  exercised 
their  civic  privileges,  or  discharged  their  duties  to 
the  State,  upon  a  footing  of  equality.  As  citizen, 
the  son  voted  if  he  listed  contrary  to  his  ancestor 
in  the  Comitia.1  As  military  officer,  he  commanded, 
and  where  necessary  punished,  the  soldiers  com- 
mitted to  his  leadership,  including  perchance  his 

1  I  know  no  sufficient  reason  why  male  adult  citizens  in  potestate 
should  not  have  voted  in  the  comitia  curiata;  and  the  centuries,  as 
originally  constituted,  would  naturally  comprehend  them,  unless 
they  were  specially  excluded  for  legislative  purposes.  The  fact 
that  the  amount  of  his  property  determined  the  century  of  each 
citizen,  and  that  sons  in  potestate  owned  none,  is  not  cogent,  if 
we  keep  in  view  the  original  conception  of  property  as  belonging 
to  a  group  rather  than  to  an  individual. 


206  PATRIA  POTESTAS 

own  father.  As  magistrate  he  might  give  judg- 
ment in  a  suit  to  which  his  father  was  a  party,  and 
even  sit  in  criminal  jurisdiction  over  him. 

As  employed  by  classical  writers,  the  word  familia 
has  various  significations :  (i)  Usually  it  denotes  the 
Agnatic  Family  or  group  of  free  persons  in  the 
potestas  of  a  living  male  Ancestor;  or  (2)  such  Ag- 
natic Family,  plus  slaves  and  persons  loco  servorum, 
and  clients  attached  to  the  family.  In  a  wide  sense 
(3)  familia  may  include  every  human  being  and  every 
movable  and  immovable  for  the  time  being  under 
the  power  or  dominion  of  a  citizen  sui  juris,  together 
with  all  rights  of  action  acquired  by  himself  directly 
or  through  his  dependants.  But  familia  is  also  used 
to  denote  (4)  only  the  slaves  of  a  household,  or 
(5)  generally  the  objects  of  dominium,  as  land  and 
slaves  or  other  chattels,  as  distinct,  for  instance, 
from  objects  of  potestas,  as  children.  (6)  Some- 
times the  last  signification  is  narrowed  by  contra- 
distinguishing familia  and  pecunia;  in  this  sense 
familia  would  mean  that  part  of  the  family  estate 
which  in  early  times  was  expected  to  remain  per- 
manently in  the  family  possession,  as  the  ancestral 
habitation,  the  land  appurtenant  to  it  and  the  slaves 
and  animals  necessary  for  cultivation;  whilst  pecunia 
denoted  those  objects  of  property,  such  as  grazing 
herds  (pecus),  which  were  regarded  as  eminently 
merchantable  and  constantly  changing.  (7)  Occa- 
sionally familia  is  synonymous  with  gens,  or  (8)  a 
branch  or  stirps  of  a  gens. 


PATRIA  POTESTAS  207 

In  Rome,  private  law  regarded  the  familia,  both 
persons  and  things,  as  a  mere  appendage  of  the 
paterfamilias.  A  flliusfamilias  was  not,  indeed,  dis- 
abled from  performing  certain  acts  capable  of  pro- 
ducing legal  effects.  He  had  connubium,  and  could 
contract  just  marriage,  though  his  wife  and  offspring 
fell  under  the  power  of  the  ancestor.  He  had  also 
commercium  and  could  validly  take  by  mancipation, 
though  the  property  thus  acquired  vested  in  the 
ancestor.  He  had  testamentifactio  to  the  extent  that 
he  could  be  witness  to  a  will,  libripens  or  even  familiae 
emptor;  though  he  could  make  no  will  himself,  since 
he  had  no  property  within  his  disposition,  and  was 
unable  even  to  dispose  of  his  future  interest  in  the 
patrimony.  If  he  took  under  a  will  as  heir1  or  legatee, 
the  succession  or  legacy  vested  in  the  ancestor. 
Originally  he  could  not  sue  or  be  sued,  and  although 
the  practice  of  a  more  enlightened  age  enabled  him 
if  necessary  to  bring  an  action  in  his  own  name, 
when  he  had  suffered  such  injury  as  seemed  to  cast 
a  slur  upon  his  honour,  it  was  again  to  the  ancestor 
that  pecuniary  damages  were  payable.  He  could  not 
incur  a  debt,  or  other  contractual  obligation,  for 
failure  to  satisfy  it  would,  under  the  early  law,  have 
involved  bondage  to  the  creditor,  depriving  the  an- 
cestor of  his  dependant's  services.  Thus  he  could 
by  his  acts  improve  the  condition  of  his  ancestor; 

1  The  Roman  instituted  heir  was  of  course  a  very  different 
person  from  the  heir  of  English  law.  He  united,  among  other 
qualities,  those  of  the  English  executor  and  residuary  legatee. 


208  PATRIA  POTESTAS 

he  could  not  worsen  it,  save  in  the  case  of  delict  in- 
volving his  surrender  to  an  injured  party,  as  to  which 
I  shall  have  more  to  say  later. 

The  denial  of  proprietary  rights  to  the  citizen  for 
perhaps  the  greater  part  of  his  life  was  not  conson- 
ant with  the  character  of  a  progressive  and  trading 
community,  and  custom  mitigated  the  harshness  of  a 
deprivation  in  which  the  first  formal  breach  was  not 
made  by  the  law  until  after  the  dissolution  of  the 
Republic.1  It  was  usual — no  doubt  from  very  early 
times — fora  father  to  set  aside  portions  of  his  stock, 
and  assign  them  to  the  exclusive  control  and  use 
of  his  grown-up  and  married  sons.  In  primitive 
Roman  society  wealth  most  usually  took  the  form  of 
cattle  (pecus),  and  the  son  enjoyed  his  quasi-property 
under  the  name  of  peculium. 

The  authority  of  the  Roman  paterfamilias  was 
exercisable  in  five  different  forms: 

i  Under  Augustus,  filiusfamilias  became  the  absolute  master  of 
what  he  had  acquired  through  military  service  (peculium  cas- 
trense).  Analogous  rights,  though  not,  until  Justinian,  quite  so 
far-reaching,  were  subsequently  conferred  upon  officers  of  the 
palace,  and  later  upon  certain  other  functionaries,  persons  in  the 
liberal  professions,  and  ecclesiastical  dignitaries,  over  their  emolu- 
ments or  earnings  (peculium  quasi-castrense).  Another  kind  of 
peculium,  called  adventitium,  which  was  introduced  under  Con- 
stantine,  consisted  of  everything  received  by  a  filiusfamilias  from 
his  mother  at  her  death,  and  of  this  the  father  had  the  usufruct 
only.  Under  subsequent  Emperors  the  scope  of  the  peculium 
adventitium  was  gradually  extended  until,  under  Justinian,  it 
included  every  kind  of  property  (other  than  castrense  and  quasi- 
castrense  peculium)  which  had  not  been  derived  from  the  paternal 
estate. 


PATRIA  POTESTAS  209 

1.  Marital  power,  of  the  Hand,  manus,  over  his 
own  wife; 

2.  Parental  power,  patria  potestas,  over  his  un- 
married female  descendants,1  his  male  descendants, 
married  or  not,  and  their  wives;  2 

3.  Mancipium,  or  temporary  power  over  free  per- 
sons not  being  kinsmen  by  birth  or  adoption ; 

4.  Dominica  potestas,  or  power  over  slaves; 

5.  Dominium,  or  ownership  over  cattle,  land,3  and 
all  other  non-human  property,  animate  and  inanimate. 

The  earliest  Romans,  indeed,  cannot  have  scien- 
tifically appreciated  the  distinctions  implied  in  this 
enumeration.  "  Manus,"  afterwards  employed  to 
denote  only  the  power  over  a  wife,  had  originally 
served  to  sum  up  the  totality  of  authority  as  hus- 
band, father,  master,  and  (using  the  expression  very 
loosely)  proprietor.  The  family  head,  anciently 
called  herus,  was,  as  the  name  indicated,  monarch 
of  his  little  kingdom.  Even  in  much  later  times  the 
control  of  paterfamilias  over  his  cattle  is,  in  theory, 
hardly  more  complete  and  far-reaching  than  over 
his  slaves,  or  his  children  and  children's  children. 
He  is  entitled  to  enjoy  and  turn  to  account  the 
services  of  all.  Until  well  into  Imperial  times  his 
proprietary  right  is  carried  out  to  its  logical  con- 
clusion in  the  jus  (in  early  law,  potestas)  vitae  ac 

1  If  not  in  manu,  married   female   descendants   would   also 
remain  under  the  patria  potestas. 

2  Married  with  manus. 

3  Land  originally  vested  in  the  gens,  and  could  not  be  freely 
disposed  of  like  movables. 

P 


210  PATRIA  POTESTAS 

necis.  Having  the  power  of  life  and  death,  he  has 
complete  control  and  disposition  over  their  living 
persons  for  purposes  of  profit  or  chastisement.  The 
XII  Tables  contain  the  statutory  confirmation  of 
his  right  to  imprison,  scourge,  keep  to  agricultural 
labour  in  chains,  sell  and  slay  his  children,  and  this 
even  though  they  might  hold  high  office  of  State. 
It  is  true  that  the  law  did  not  permit  a  Roman 
citizen  to  be  divested  of  his  freedom  in  his  own 
country,  unless  he  had  forfeited  it  by  crime,  and, 
therefore,  free  persons  in  potestate  could  only  be 
sold  as  slaves  beyond  the  Roman  territorial  bound- 
aries ; l  but  this  restraint  appears  to  have  been 
prompted  by  considerations  first  of  religion  and 
then  of  public  policy,  rather  than  any  desire  to 
limit  the  patria  potestas. 

Nevertheless,  though  unexpressed  and  unexpress- 
ible  by  the  simple  terminology  of  archaic  ages, 
religion  had  long  guided  the  Aryan  instinct  to  differ- 
entiate between  rights  of  Persons  and  rights  of 
Things.  The  Roman  paterfamilias  derived  his 
authority  over  man,  and  over  beast  and  chattel,  from 
two  distinct  sources :  the  sacred  law  of  ages  im- 
memorial, and  the  law  which  resulted  from  the  per- 
manent attachment  of  tribal  communities  to  the  soil, 

1  Cod.,  viii,  46,  10.  Libertati  a  majoribus  tantum  impensum 
erat,  ut  patribus,  quibus  jus  vitae  in  liberos  necisque  potestas 
olim  erat  permissa,  eripere  libertatem  nori  liceret.  But  this  only 
held  good  within  Rome  itself.  That  the  paterfamilias  could  send 
his  son  into  a  foreign  country  as  a  slave  appears  indubitable. 
Cf.  Cicero,  De  Oratore,  i,  40,  181. 


PATRIA  POTESTAS  211 

the  rise  of  settled  polities  and  increasing  inter-com- 
munication of  their  citizens.  The  latter  law,  indeed, 
at  first  claimed  to  be  sacred  also.  But  it  was  visibly 
moulded  by  human  intellect,  or  at  least  by  human 
agency  acting  upon  alleged  divine  inspiration,  and 
it  was  enforced  not  by  an  outraged  Ancestor  but  by 
a  King  or  Consul,  whom  the  citizens  themselves  had 
elected.  The  human  or  temporal  aspect  of  the  law 
of  the  City  constantly  asserted  and  distinguished 
itself  from  the  spiritual  law  of  the  pre-Roman  family. 
Closely  considered,  the  dual  capacity  of  the  Roman 
father,  as  Family  Head  and  Master  of  the  House,  is 
still  discernible  in  historic  times.  His  authority  as 
the  former,  however  liable  to  abuse,  was  not,  ac- 
cording to  prevailing  notions,  absolute,  but  rather 
subject  to  conventions ]  which,  apart  from  their 
divine  sanction,  received  materiality  from  the  voice 
of  kinsmen  in  family  council.  By  virtue  of  the  fas, 
backed  by  the  sentiment  of  the  family  and  by  public 
opinion  generally,  the  paterfamilias  was  the  trustee 
rather  than  the  arbiter  of  his  kinsmen  dependants. 
But  all  early  Trusts,  by  whatever  name  they  may  be 
known,  are  binding  only  upon  the  conscience,  and 
unenforceable  at  law.  The  earliest  law  of  the  Roman 
State  was  itself  chiefly  founded  upon  religious  prac- 
tices, but  the  State  interfered  with  great  reluctance 

1  Patria  potestas  in  pietate  debet,  non  atrocitate  consistere, 
Dig.,  xlviii,  9,  5.  The  father  whom  Hadrian  punished  could 
surely  plead  intolerable  provocation,  but  the  killing  of  the  son  was 
irregular:  latronis  magis  quam  patris  jure  eum  interfecit. 


212  PATRIA  POTESTAS 

in  internal  matters  pertaining  to  the  family  cult,  and 
patria  potestas  was  of  the  very  essence  and  the  main- 
stay of  the  latter.  Only  some  of  the  more  atrocious 
excesses  were  checked  by  the  State,  ostensibly  on 
religious  grounds,  in  reality  because  they  were  con- 
trary to  public  policy.  There  was  no  public  tribunal 
to  protect  a  son  against  the  harshest  of  fathers.  No 
person  under  power  could  sue  in  his  own  name  for 
any  cause  soever,  and  far  from  possessing  a  right  to 
own  separate  property,  children,  however  mature 
their  years,  as  we  have  seen,  were  themselves,  in 
the  City  law,  virtually  the  property  of  their  eldest 
living  ancestor. 

It  is  desirable  for  the  better  understanding  of 
primitive  Roman  society  to  keep  in  view  this  double 
character  of  the  paterfamilias  as  head  of  the  family 
and  master  (dominus)  of  the  house.  In  leaving  wife 
and  child  at  the  mercy  of  their  lord,  the  policy  of 
the  State  was  not  deliberately  to  deny  to  all  minors 
the  elementary  rights  of  human  beings.  But  in  the 
earliest  ages  the  Roman  consistently  shrank  from 
curtailing  by  any  compulsitor  of  law  an  authority 
with  which  every  fibre  of  his  intellectual  being  was 
intertwined.  Moreover,  the  machinery  of  archaic 
government,  working  slowly  and  clumsily,  is  the  more 
effective  the  less  frequently  it  is  set  in  motion.  The 
law  of  primitive  societies  is  often  extremely  tech- 
nical, but  usually  Procedure  has  nearly  monopolized 
the  legislator's  attention.  Substantive  law  must  con- 
tent itself  with  a  few  principles  of  sweeping  applica- 


PATRIA  POTESTAS  213 

tion :  it  is  impatient  of  distinctions  and  qualifications. 
And  among  men  emerging  from  barbarism  it  cannot, 
without  challenging  resistance  and  jeopardizing  the 
existence  of  the  State,  attempt  to  enforce  artificial 
rules  of  conduct  not  sanctioned  by  a  prevalent 
superstition. 

The  State  therefore  tolerated  the  merger  of  the 
individual  in  the  group,  for  the  purposes  of  the 
private  law,  because  it  was  not  yet  prepared  to 
substitute  its  own  authority  for  the  time-consecrated 
authority  of  the  ancestor,  and  because  it  trusted  to 
other  forces  than  that  of  the  law  for  good  adminis- 
tration within  the  home.  Considering  how  decisively 
the  immigrant  elements  influenced  the  career  of  the 
City  in  many  directions,  it  might  have  been  expected 
that  the  plebeians,  most  of  whom  had  no  distin- 
guished family  connections  to  boast  of,  would  soon 
have  undermined  the  foundations  of  the  patria  po- 
testas.  In  reality,  they  seem  upon  the  whole  to 
have  aided  in  its  preservation,  since  we  know  that 
the  father's  power,  though  it  naturally  declined  in 
the  course  of  ages,  remained  to  the  last  strictest  in 
Rome,  a  proof  that  the  patrician  spirit  of  conserva- 
tism, when  non-political,  was  not  uncongenial  to  the 
commoners.1 

1  Ferrero  (Greatness  and  Decline  of  Rome,  p.  5)  says :  "  Ancient 
Roman  society  may  perhaps  fitly  be  compared  to  life  in  one 
of  the  monastic  orders  in  the  Middle  Ages.  Both  systems  dis- 
play the  same  methodical  combination  of  example  and  precept, 
of  mutual  vigilance  and  unremitting  discipline.  Both  show  us 


2i4  PATRIA  POTESTAS 

Imperfect  human  nature  will  occasionally  disre- 
gard dictates  of  religion  and  precepts  of  law,  and 
in  large  communities  the  ultimate  safeguard  of 
all  good  government  lies  in  the  power  and  will 
of  the  governed  to  revolt  when  tyranny  reaches  a 
certain  point.  But  in  the  miniature  Roman  family- 
kingdom,  natural  affection1  and  the  influence  of 

a  community  in  which  the  individual  is  entirely  at  the  mercy  of 
the  feelings  and  opinions  of  his  fellows,  and  where  it  is  impossible 
for  him  to  become  emancipated  from  the  tyranny  of  the  group. 
Both  succeeded  in  drawing  out  from  their  numbers,  in  the  narrow 
sphere  allotted  to  their  labours,  an  energy,  a  devotion,  and  a  self- 
control  far  greater  than  could  be  expected  from  anyone  of  them 
in  his  individual  capacity.  In  early  Rome  everything  conspired 
to  maintain  and  increase  among  the  upper  classes  the  influence  of 
this  powerful  and  minutely  organized  system.  We  find  it  in  the 
distribution  of  wealth,  in  religion,  in  the  public  institutions,  in  the 
severity  of  the  legal  code:  we  find  it  in  a  public  opinion  which 
demanded  a  relentless  exercise  of  authority  by  fathers  against 
their  children,  or  by  husbands  against  their  wives.  We  find  it 
above  all  in  the  family,  which  gave  the  earliest  and  most  deep-felt 
lessons  in  this  stern  and  difficult  discipline  of  the  spirit.  ...  It 
was  the  family  which  taught  even  the  richer  Roman,  from  the 
days  of  his  youth,  to  be  content  with  small  enjoyments,  to  keep 
pride  and  vanity  in  check,  to  own  submission,  not  to  another  man 
like  himself — for  monarchy  he  abhorred  with  a  fanatical  loathing 
— but  to  the  impersonal  authority  of  law  and  custom."  Perhaps 
there  is  a  tendency  to  exaggerate  the  early  Roman  austerity.  At 
least  we  know  that  public  opinion  did  not  always  support  father 
against  child  (cf.  Livy,  vii,  4). 

1  Mr.  Gladstone,  in  Juventus  Mundi,  396-7,  says  :  "  The  point 
in  which  the  ethical  tone  of  the  heroic  age  stands  highest  of  all  is, 
perhaps,  the  strength  of  the  domestic  affections."  "  Perhaps  even 
beyond  other  cases  of  domestic  relation,  the  natural  sentiment,  as 
between  parents  and  children,  was  profoundly  ingrained  in  the 


PATRIA  POTESTAS  215 

daily  personal  contact,  impossible  between  a  terri- 
torial ruler  and  the  generality  of  his  subjects,  supple- 
mented by  religion,  habit,  and  the  family  council, 
appear  to  have  sufficed  to  render  the  family  tie 
tolerable  to  the  early  Romans,  though  later  ages 
considerably  relaxed  it. 

A  further  powerful  check  to  family  misrule  arose 
incidentally  at  an  early  period  in  the  institution  of  the 
censura,  a  creation  of  law  originally  exercised  by 
King  or  Consul,  and  subsequently  made  a  distinct 
office  of  State.  It  is  in  so  far  related  with  our  modern 
notion  of  the  census,  as  one  of  its  objects  was  the 
careful  enumeration  of  the  citizens,  though  chiefly 
with  regard  to  their  right  (and  duty)  to  serve  in  the 
army  and  vote  in  the  comitia.  But  the  Censor  exer- 
cised another  less  positive  but  indirectly  perhaps 
more  influential  jurisdiction,  the  regimen  morum.  He 
watched  over  the  morals  of  the  citizens,  investigated 
cases  of  misconduct,  and  visited  with  graduated 
marks  of  censure  (notae  censuriae),  in  grave  cases 
with  expulsion  from  Senate  or  Comitium,  delin- 
quencies which  could  not  be  reached  by  the  arm  of 
the  law.1  Although  the  lighter  reproofs  of  the  Censor 

morality  of  the  heroic  age."  Though  the  period  alluded  to  is 
prior  even  to  earliest  Rome,  the  words  are  not  inapplicable  to  the 
latter. 

1  Cuq,  Inst.  jurid.  des  Romains,  p.  u.  L'observation  des  de- 
voirs qui  en  resultent  [from  fas  and  mos]  n'a  d'autre  sanction  que 
la  colere  des  dieux  ou  la  crainte  de  1'opinion  publique,  parfois 
une  peine  religieuse,  et,  a  partir  d'une  certaine  epoque,  le  blame 
du  censeur. 


2i6  PATRIA  POTESTAS 

were  of  moral  effect  only,  they  were  always  dreaded, 
and  exercised  a  salutary  influence  over  the  conduct 
of  a  too  arbitrary  or  an  unconscientious  paterfamilias. 


CREATION  AND  EXTINCTION  OF  PATRIA  POTESTAS 

Patria  potestas  could  be  acquired  or  lost  naturally, 
by  events  happening  in  the  ordinary  course  of  nature; 
voluntarily,  by  acts  done  by  a  paterfamilias,  with  or 
without  the  concurrence  of  the  person  in  potestate, 
having  that  object  in  view;  and  it  could  be  lost 
adventitiously,  by  acts  done  or  suffered  by  a  pater- 
familias, or  person  in  potestate,  not  having  such 
object  in  view.  The  other  kinds  of  power  over  free 
persons  were  Manus  and  Mancipium.  The  former 
has  been  dealt  with  in  the  chapter  on  Marriage; 
mancipium  is  incidentally  considered  below  so  far 
as  is  necessary  for  our  purpose. 

Loss  or  Gain  of  Patria  Potestas  in  the  Course 
of  Nature 

i.  The  death  of  a  paterfamilias  operated  to  trans- 
mit his  power  to  his  sons,  ex  justis  nuptiis  or 
adopted,  each  of  whom  was  henceforward  pater- 
familias over  his  own  descendants  and  acquired  in 
his  own  right  such  portion  of  the  parent's  property 
as  he  inherited,  or  took  under  the  latter's  will  when 
the  power  of  testamentary  disposition  had  become 
established.  One  family  thus  might  split  up  into 


PATRIA  POTESTAS  217 

several,  but  all  the  members  remained  agnatically 
related  to  each  other  through  their  whilom  common 
subjection  to  the  deceased. 

2.  The  birth  of  offspring  conferred  patria  po- 
testas  upon  the  father,  if  himself  paterfamilias;  if 
not,  upon  the  ancestor  having  power  over  him. 
This,  however,  was  subject  to  the  following  con- 
ditions : 

(a)  The  marriage  itself  must  be  matrimonium 
justum.  If  this  condition  were  satisfied  it  was  im- 
material that  the  wife  was  not  in  manu,  as  although 
the  latter  remained  either  sui  juris  or  in  potestate  of 
her  own  ancestor,  her  children  were  nevertheless  in 
potestate  of  their  father  or  eldest  male  paternal 
ancestor.  All  children  conceived  out  of  wedlock,  or 
the  offspring  of  some  form  of  marriage  not  recognized 
in  Roman  civil  law,  were  born  sui  juris.  The  law 
gave  the  father  no  power  over  them,  and  the  mother 
was  incapacitated  by  her  sex  from  exercising  it. 
This  was  the  case,  for  instance,  with  the  children  of 
unions  between  patricians  and  plebeians  before  the 
lex  Canuleia.  Plebeian  citizens  could,  of  course, 
always  contract  just  marriage  with  each  other.  Be- 
fore they  had  conquered  full  political  rights,  plebeians 
cannot  have  been  held,  in  strict  law,  capable  of  ac- 
quiring patria  potestas,  which  was  the  prerogative 
of  a  Roman  citizen,  but  it  is  to  be  assumed  that 
custom  remedied  the  law's  deficiency. 

(6)  The  child  must  have  been  conceived  during 
the  marriage.  For  this  reason  the  legitimacy  of 


218  PATRIA  POTESTAS 

children  born  before  the  one  hundred  and  eighty- 
second  day  after  the  marriage  was  assailable. 

Although  conception  during  the  marriage  was  ne- 
cessary, actual  birth  was  not,  provided  it  happened 
within  ten  months  of  the  dissolution  of  the  marriage. 
In  the  latter  case,  the  father's  ancestor,  if  living, 
would  have  power  over  the  child.  If  there  were  no 
living  ancestor,  the  child  was  under  no  power,  and 
thus  himself  paterfamilias.  A  posthumous  child, 
whose  father  had  been  a  paterfamilias,  did  not  enter 
the  family,  and  was  consequently  unable  to  inherit. 
This  injustice  was  afterwards  removed  by  the  inter- 
preters of  the  XII  Tables. 

(c]  The  child  lawfully  born  under  the  above  con- 
ditions must  be  formally  recognized  by  the  family 
chief,  at  whose  feet  the  babe  was  laid.    The  act  of 
recognition  was  marked  by  his  raising  the  child  in 
his  arms  (tollere,  suscipere). 

(d)  It  then  only  remained  to  associate  the  child 
with  the  family  sacra  by  the  ceremony  of  purifica- 
tion (lustratio),  involving  a  sacrifice  to  the  family 
gods.    A  name  was  given  to  the  child,  if  a  boy  on 
the  ninth,  if  a  girl  on  the  eighth  day  after  the  birth. 

A  Roman  citizen  intermarrying  justly  with  a 
foreigner  (peregrina),  with  whom  he  had  connubium, 
acquired  potestas  over  issue  begotten  of  the  marriage. 
If  married  cum  manu,  the  wife  came  under  the  Hand 
and  became  herself  a  Roman  citizen;1  if  sine- manu, 

1  Karlowa,  Rom.  Rechtsges.,  ii,  70;  but  contra,  Muirhead, 
R.  L.,  108. 


PATRIA  POTESTAS  219 

the  children  still  fell  under  the  potestas,  but  the  wife 
became  neither  a  citizen  nor  her  husband's  or  child- 
ren's agnate.  If  a  Roman  woman  justly  married  a 
peregrinus,  he  did  not  acquire  manus  at  Roman  law, 
but  only  such  rights  as  his  own  State  gave  him. 
Children  born  of  just  marriage  followed  the  condition 
of  the  father  and,  in  the  case  last  noted,  would  be 
foreigners.  If  born  of  marriage  jure  gentium,  or 
any  other  lower  intercourse,  they  followed  the  con- 
dition of  the  mother;1  until,  in  the  sixth  century  of 
the  City,  through  the  operation  of  a  special  law  (the 
lex  Mensia  or  Minicia)  children  born  of  a  Roman 
woman  who  had  condescended  to  a  lower  form  of 
marriage  with  a  foreigner,  were  made  to  follow  the 
status  of  the  "inferior"  parent  (deterioris  parentis 
conditionem  sequi  jussit 2). 

Voluntary  Acquirement  or  Surrender  of  Pair ia 
Potestas 

i.  Adrogatio*.  The  primary  care  of  the  Roman 
citizen  was  to  perpetuate  his  family.  The  horror  of 
dying  and  leaving  no  one  whose  duty  it  would  be  to 
perform  the  religious  offices  due  from  the  living  to 
the  dead  was  ingrained  in  the  Roman  character,  and 
known  to  many  other  ancient,  as  well  as  modern 
nations.3  But  Rome  did  not  recognize  the  practice 
of  begetting  successors  vicariously  by  calling  in  a 

1  Dig.,  i,  5,  24;  Gaius,  i,  76  ff.  2  Ulpian,  v,  8. 

3  Czylharz,  Lehrbuch  der  Institutionen,  239.    "  Der  Grundge- 
danke  der  adoptio  ist  bei  den  verschiedensten  Volkern  ein  sacraler." 


220  PATRIA  POTESTAS 

kinsman  or  stranger  to  cohabit  with  a  wife,  or  by 
"  appointing  "  a  daughter  to  bear  a  "  son  "  to  her 
father,  or  by  marriage  of  the  widow  with  the  kins- 
man of  a  husband  who  had  died  childless,  devices 
common  to  other  Aryan  and  non-Aryan  races.1 
Before  testamentary  dispositions  became  usual,  a 
childless  man  commonly  supplied  the  want  by  adopt- 
ing some  young  relative,  or,  failing  that,  a  stranger 
as  his  son.  If  the  person  adopted  were  himself 
paterfamilias,  the  transaction  was  called  Adrogatio, 
from  having  been  originally  2  carried  out  by  rogatio 
populi  in  comitiis  calatis. 

To  guard  against  loss  of  the  family  sacra  of  the 
adrogatus,  the  pontifices  had  first  to  be  satisfied 
that  there  were  others  to  continue  them.  They  then 
convened  the  comitia,  which  sat  pro  collegio,  under 
the  presidency  of  the  pontifex  maximus  acting  as 
rogator.  He  asked  the  adrogator :  an  velit  eum,  quern 
adoptaturus  sit,  justum  filium  sibi  esse.  On  an 
affirmative  reply,  the  question  was  put  to  the  adro- 
gandus:  an  id  fieri  patiatur.  The  rogatio  was  then 
made  to  the  people  in  the  following  terms:  Velitis, 
jubeatis  uti  L.  Valerius  L.  Titio  tarn  jure  legeque 
filius  sibi  siet,  quamsi  ex  eo  patre  matreque  familias 
ejus  natus  esset,  utique  ei  vitae  necisque  potestas 
siet,  uti  patri  endo  filio  est,  haec  ita,  uti  dixi,  ita  vos, 

1  Cf.  Maine,  Early  Law  and  Custom,  100  ff. 

2  Adrogation  by  will,  if  it  existed  at  all  before  the  second  cen- 
tury B.C.,  must  have  been  very  rare.    Caius  Octavius  (Augustus) 
was  so  adrogated  by  Julius  Caesar. 


PATRIA  POTESTAS  221 

Quirites,  rogo.1  The  question  was  then  put  to  the 
vote.  All  the  property  of  the  adrogatus  went  to  his 
new  paterfamilias,  into  whose  power  his  children  (if 
any)  likewise  came  nepotum  loco.  For  his  and  their 
torts  the  paterfamilias  became  henceforward  noxally 
liable,  but  the  personal  debts  of  the  adrogatus  lapsed 
through  the  capitis  deminutio,  until  the  Praetor  gave 
equitable  relief  to  creditors. 

The  object  of  adoption,  viz.,  the  perpetuation  of  a 
particular  family,  was  kept  in  view  much  more  closely 
in  adrogation  than  in  the  adoption  of  a  person  already 
in  potestate,  and  therefore  during  the  Republic  and 
early  Principate: 

(a)  Females  were  never  adrogated,  for  they  could 
not  continue  a  family;2 

(6)  Only  one  person  could  be  adrogated  by  the 
same  adrogator; 

(c]  The  adrogator  must  be  at  least  sixty  years 
old,  i.e.,  at  an  age  when  the  birth  of  a  natural  heir 
had  become  improbable. 

Moreover,  under  the  old  law,  impuberes,  when 
sui  juris,  could  not  be  adrogated,  for  they  had  not 
the  free  disposal  of  their  caput. 

2.  Adoption  in  its  narrower  sense,  i.e.,  of  persons 

1  Aul.  Gell.,  N.  A.,  v,  19.  A  declaration  by  the  adrogatus  that 
he  renounced  the  sacral  association  of  his  old  family  (sacrorum 
detestatio)  was  also  made  at  some  stage  of  the  proceedings.  It 
was  an  immemorial  rule  that  no  person  could  be  deprived  of  the 
position  of  paterfamilias  against  his  will. 

'  Apart  from  this  reason,  females  were  ineligible  for  adrogation 
on  the  ground  that  they  had  not  the  comitiorum  communio. 


222  PATRIA  POTESTAS 

alien!  juris,  was  accomplished  in  one  of  the  following 
modes: 

(a)  It  is  highly  probable  that  originally  the  adop- 
tion of  a  person  already  in  potestate  could  be  effected 
comitiis  calatis  by  a  ceremony  similar  to  that  of  ad- 
rogation.  This  method  fell  into  desuetude  as  soon 
as  jurists  had  invented,  with  the  aid  of  the  XII 
Tables, 

(6)  Datio  in  adoptionem.  It  was  now  possible  by 
mancipation  to  withdraw  the  whole  transaction  from 
the  control  of  pontifices  and  comitia,  and  make  it  a 
purely  private  bargain.  The  consent  of  the  adopt- 
andus  was  apparently  at  first  not  required,  and  there 
was  no  limitation  of  the  number  of  persons  who 
could  be  adopted. 

It  is  here  the  place  to  consider  Mancipation 
(mancipium)  in  connection  with  the  device  by  which 
adoption  was  effected  by  a  fictitious  sale  on  the  part 
of  the  natural  father  of  the  adoptandus. 

For  the  purpose  of  bargain  and  sale  all  alienable 
property  belonged  to  one  of  two  classes,1  res  man- 
cipi  and  res  nee  mancipi.  The  former  comprised, 
and  the  latter  excluded,  all  property  which,  to  a 
citizen  of  the  earlier  times,  would  appear  most  essen- 
tial to  the  subsistence,  comfort,  and  dignity  of  a 
family:  beasts  of  draught  and  burden, such  as  plough- 
oxen  and  horses,  lands  and  houses  (included  in  the 
familia  when  they  became  alienable),  with  appur- 

1  A  distinction  which,  though  in  increasingly  attenuated  form, 
survived  until  Justinian. 


PATRIA  POTESTAS  223 

tenances  and  servitudes,  and  slaves.  Whilst  res  nee 
mancipi  were  transferable  by  mere  tradition,  res 
mancipi  in  quiritarian  right  could  pass  only  by  sur- 
render in  court  (in  jure  cessio),  or  by  mancipium, 
by  means  of  the  ceremony  of  the  copper  and  the 
scales  (per  aes  et  libram). 

The  legal  distinction  between  res  mancipi  and  nee 
mancipi  is  probably  no  more  recent  than  the  time  of 
Servius,  or  whichever  legislator  first  regulated  the 
practice  of  Mancipation.  Doubtlessly  the  latter  was 
of  high  antiquity,  however,  and  referable  to  an  age 
when  separate  property  in  immovables  was  unknown, 
and  the  only  commodities  were  things  (chiefly  slaves 
and  animals)  which  could  be  grasped  with  the  hand.1 
Originally,  therefore,  mancipation  could  suitably  be 
applied  to  all  things  capable  of  being  merchanted, 
which  in  time  came  to  include  immovables,  and  no 
doubt  habitually  took  place  in  large  transactions, 
because,  when  performed  before  witnesses,  it  was  a 
convenient  mode  of  securing  notoriety  to  the  bar- 
gain, and  fixing  in  the  memory  of  disinterested 
parties  the  fact  that  the  purchaser  had  lawfully  ac- 
quired possession,  and  the  liability  of  the  vendor  to 
be  vouched  to  warranty  in  respect  of  the  title.  For 
the  purposes  of  the  census,  when  it  became  of  im- 
portance to  ascertain  with  some  precision  the  private 

1  Muirhead,  R.  L.,  59-60,  derives  mancipium  from  manum 
capere  (to  acquire  dominion  or  ownership)  rather  than  manu 
capere  (to  grasp  with  the  hand).  But  this  is  by  no  means  con- 
clusive, and  the  procedure  forms  in  real  actions  are  scarcely 
explainable  except  on  the  more  generally  received  theory. 


224  PATRIA  POTESTAS 

fortune  of  each  citizen,  an  enactment  attributed  to 
Servius  Tullius  demanded  the  use  of  the  copper  and 
scales,  the  presence  of  witnesses,  and  the  utterance 
of  set  forms  of  speech,  whenever  there  was  a  transfer 
of  property  in  those  objects  which,  in  the  then  esti- 
mation, were  of  the  highest  importance.  Subse- 
quently, it  appears  to  have  been  assumed  at  Rome 
that  those  objects  alone  were  capable  of  mancipation. 
Mancipation  had  probably  had  its  vogue  through- 
out Italy  during  the  period  when  trade  among  the 
recently-settled  communities  had  developed  beyond 
the  stage  where  cattle  formed  the  sole  or  predomin- 
ant currency,  whilst  coined  money  still  remained  an 
unknown  or  exceptional  medium  of  exchange.  Dur- 
ing that  period,  raw  copper  and,  later,  rough  ingots 
of  the  same  metal,  sometimes  guaranteed  by  a 
Government  stamp,  provided  a  general  and  com- 
paratively convenient  standard  of  value.  The  price 
was  accordingly  not  counted,  but  weighed  out  to  the 
seller.1  After  the  use  of  coined  money  had  become 
general,  the  weighing  of  the  purchase  price  was 
represented  by  striking  the  scales  with  a  single  coin 
symbolizing  the  price,  and  handing  it  to  the  seller. 
Even  in  earlier  times  the  purchase  price,  when  large, 
must  have  been  frequently  weighed  beforehand,  and 
the  ceremony  of  weighing  before  witnesses  merely 

1  I  know  no  reason  for  supposing  that  mancipation  was  con- 
fined to  Rome  or  Europe,  though  the  legal  incidents  would  of 
course  differ.  The  weighing  of  the  purchase  price  and  the  pre- 
sence of  witnesses  would  suggest  themselves  anywhere  under 
similar  circumstances.  Cf.  Genesis,  xxiii,  16;  Jeremiah,  xxxii,  9  ff. 


PATRIA  POTESTAS  225 

denoted   by  touching   the   scales   with  a  piece  of 
metal. 

We  have  already  seen  that  paterfamilias  could 
not  at  his  discretion  wholly  divest  himself  of  au- 
thority over  his  child.  The  law  of  the  City,  in- 
deed, repudiated  any  general  duty  to  protect  child 
against  parent,  and  .sanctioned  duly  solemnized  bar- 
gains disposing  of  the  former's  person.1  But  reli- 
gion, safeguarded  by  the  pontiffs  and  the  domestic 
tribunal,  forbade  the  arbitrary  extinction  of  a  child's 
birthright,  and  heinous  crime  against  his  kin  would 
alone  justify  the  permanent  exclusion  of  the  offender 
from  the  family  sacra.  By  the  copper  and  the  scales 
a  child  could  be  transferred  like  a  commodity  to  a 
strange  master,  but  the  new  relationship  was  civil, 
not  sacral.  For  religious  purposes  he  was  still  a 
member  of  his  father's,  not  of  his  master's,  family.  If 
by  any  means  he  became  released  from  his  bondage, 
his  natural  ancestor  resumed  the  full  potestas  over 
him,  and  until  303  urbis  this  might  happen  again 
and  again.  But  whether  to  confirm  an  already  exist- 
ing custom,  or  to  introduce  a  new  principle  of  law, 
the  XII  Tables  enacted  that  if  a  father  sold  his  son 
three  times  the  son  should  be  free  from  the  father 

1  It  is  doubtful  whether  by  the  law  of  the  City  a  man  might 
mancipate  his  wife  or  daughter-in-law  in  manu,  and  such  trans- 
actions are  said  to  have  been  prohibited  in  regal  times.  Even 
without  any  express  prohibition  it  must  have  constituted  a 
hideous  violation  of  the  fas,  and  have  been  visited  accordingly.  It  is 
possible,  also,  that  a  father  was  immemorially  unable  to  mancipate 
a  married  son,  or  any  child  born  of  confarreate  marriage. 

Q 


226  PATRIA  POTESTAS 

(si  pater  filium  ter  venum  duit,  films  a  patre  liber 
esto).  The  precise  object  of  this  enactment  is  ob- 
scure. Sales  by  fathers  of  their  children  were  not 
uncommon  where  the  parents  were  poor,  and  the 
decemviri  may  have  had  it  in  their  minds  to  punish 
an  unnatural  father  who  cared  for  his  son  only  as  a 
source  of  commercial  profit.1  Having  regard,  how- 
ever, to  the  general  trend  of  the  decemviral  legisla- 
tion, it  is  not  improbable  that  the  enactment  was 
meant  to  serve  merely  the  object  which  it  purported 
to  intend,  namely,  to  permit  the  irrevocable  destruc- 
tion, after  the  deliberation  necessitated  by  a  three- 
fold transaction,  of  the  hitherto  indissoluble  bond  of 
union  between  father  and  son.  The  ancient  authority 
of  family  sacral  institutions  had  by  this  time  become 
seriously  impaired,  and  it  may  be  assumed  that  the 
procedure  indicated  by  the  secular  law  now  for  the 
first  time  enabled  the  connection  between  Ancestor 
and  Descendant  to  be  entirely  severed  by  the  sole 
volition  of  the  former. 

As  no  freeman  could  be  sold  for  a  slave  in  Rome, 

1  "Venumduit"  is  generally  rendered  "sold."  Cuq  is  of 
opinion  that  "  hired  out "  is  more  correct,  that  the  mancipation  of 
a  son  (contrary  to  the  ordinary  rule  of  property  transferred  by  the 
copper  and  the  scales)  was  ad  tempus  only,  and  that  the  term  of 
hiring  came  to  an  end  with  each  lustrum.  The  object  of  the 
enactment  was  to  allow  the  father  to  exploit  his  son's  marketable 
services  for  a  maximum  term  of  fifteen  years  and  no  more.  In 
support  of  this  theory  it  is  plausibly  urged  that  if  the  sale  were 
out  and  out  the  enactment  would  be  mostly  inoperative,  and  there- 
fore meaningless. 


PATRIA  POTESTAS  227 

a  free  person  in  mancipio  was  not  servus  but  servi 
loco.  We  have  already  seen  that  the  bondage  was 
probably  not  indefinite,  and  the  bondsman  only  suf- 
fered capitis  deminutio  minima  (not  maxima,  as  with 
slavery,  nor  media,  which  entailed  the  loss  of  civic 
rights),  but  in  most  other  essentials  the  incidents 
of  his  position  followed  the  law  relating  to  slaves. 
He  was  not  agnatically  related  with  the  children  of 
his  dominus,  and  far  from  sharing  in  the  inheritance 
on  the  latter's  death,  he  was  himself  part  of  the 
estate,  and  became  the  property  of  the  heirs  for  the 
residue  of  the  term  of  his  servitude.  A  legacy  left 
to  him,  like  one  left  to  a  slave,  was  valid  only  if  at 
the  same  time  he  were  manumitted  by  testament. 
Like  the  slave  he  could  also  be  manumitted  vin- 
dicta  by  a  fictitious  action  claiming  that  he  was  in 
reality  free;  or,  since  the  institution  of  the  census, 
by  his  master  acquiescing  in  the  enrolment  of  his 
name  as  a  free  citizen.  The  restrictions  subse- 
quently imposed  upon  the  manumission  of  slaves  by 
the  leges  Aelia  Sentia  and  Fufia  Caninia  did  not 
apply  to  him. 

If  a  person  in  mancipio  had  children  born  to  him, 
they  fell  with  him  into  his  father's  power  upon  his 
manumission,  provided  of  course  that  (subsequently 
to  the  XII  Tables)  he  had  not  been  mancipated 
three  times. 

When  the  ancestor's  right  to  divest  himself  of  the 
whole  of  the  potestas  had  become  established,  resort 
to  the  comitia,  where  the  adoption  of  a  child  in 


228  PATRIA  POTESTAS 

potestate  was  in  question,  became  unusual,  and  the 
object  was  accomplished  by  the  means  furnished 
by  the  XII  Tables.  A  father  having  arranged  for 
the  adoption  of  his  son  would  mancipate  him  in  the 
first  instance  to  a  friend.  The  friend  immediately 
manumitted  the  son,  who  relapsed  under  the  father's 
potestas.  Second  sale  and  second  manumission,  and 
then  a  third  sale  followed,  when  the  father's  power 
was  destroyed,  the  son  remaining  in  mancipio  of  the 
friend.  The  adopter  now  appeared  upon  the  scene 
as  plaintiff  in  a  fictitious  lawsuit,  in  which  (as  with 
our  old  English  Recoveries)  judge,  litigants,  and 
onlookers  joined  in  a  solemn  farce.  The  adopter 
claimed  the  son  as  his  own  from  the  friend  by  the 
formula:  Aio  hunc  hominem  ex  jure  Quiritium  filium 
meum  esse.  The  friend  admitted  that  he  had  no  an- 
swer to  the  claim,  whereupon  the  son  was  awarded 
(addictus)  to  the  adopter,  under  whose  potestas  he 
thenceforward  remained.  By  adding  one  stage  to 
the  transaction  the  co-operation  of  a  friend  could  be 
dispensed  with.  The  son  would  be  mancipated  each 
time  to  the  adoptive  father.  The  latter,  after  the  third 
mancipation  (which  destroyed  the  patria  potestas), 
remancipated  the  adoptandus  to  the  natural  father, 
who,  instead  of  a  friend,  became  the  defendant  in 
the  fictitious  action  which  was  thereupon  brought. 

A  plebeian  might  by  adrogation  or  adoption  enter 
a  patrician  family  and  acquire  gentilitas.  Conversely, 
there  appears  to  have  been  no  legal  hindrance  to 
the  adrogation  or  adoption  of  a  patrician  by  a  pie- 


PATRIA  POTESTAS  229 

beian.1  But  in  the  earlier  ages  both  events  would  be 
regarded  with  disfavour.  Particularly  the  passing 
from  a  patrician  to  a  plebeian  family  would  be  dis- 
tasteful to  old-patrician  notions,  and  the  pontiffs 
would,  save  in  very  special  cases,  refuse  their  con- 
currence, where  such  concurrence  was  necessary. 
During  the  latter  half  of  the  Republic,  however, 
translations  from  the  higher  to  the  lower  order 
became  more  frequent,  as  a  convenient  mode  of 
rendering  the  scion  of  a  patrician  house  eligible  for 
the  tribunate. 

In  addition  to  subserving  the  purposes  of  an 
adoption,  the  transaction  creating  the  relation  of 
mancipium 2  between  a  free  person  in  potestate  and 
a  stranger  was  usually  entered  into  with  one  of  the 
following  objects : 

(a)  Where  a  father  sold  his  son  (or  rather  hired 
out  his  services)  in  Rome  for  purposes  of  gain.  The 
son's  bondage  lasted  only  until  the  next  census, 
when  he  was  entitled  to  reinstatement  as  a  full 
freeman,3  subject  of  course  to  the  father's  right 
to  sell  him  again,  unless  (after  303  urbis)  such  right 

1  Mommsen,  Romische  Forschungen,  i,  74  ff. 

2  A  distinction  between  mancipium  and  nexum  seems  to  be 
indicated  by  the  passage  in  the  XII  Tables :  Cum  nexum  faciet, 
mancipiumque,  uti  lingua  nuncupassit,  ita  jus  esto.    Nexum  was 
apparently  a  contract  for  the  repayment  of  a  money  loan,  the 
security  for  which  was  the  debtor's  own  person.    We  have  already 
seen  how  the  treatment  of  prisoners  for  debt  was   among  the 
foremost  causes  of  domestic  strife  during  the  early  Republic. 

3  Cuq,  Inst.  jur.,  56. 


23o  PATRIA  POTESTAS 

had  already  been  exercised  three  times,   when  he 
became  sui  juris. 

(<5)  To  effect  a  noxal  surrender  (infra]. 

(c]  It  was  very  usual  for  a  child  to  be  placed  in 
the  family  of  a  friend  for  the  purpose  of  education. 
This  was  especially  the  case  with  clients,  who  sent 
their  children  to  be  brought   up  as  alumni  in  the 
houses  of  their  patrons.    In  such  cases  the  child  was 
generally  given    in    mancipio,    and   manumitted  on 
leaving  the  house  of  his  foster-father. 

We  have  already  seen  that  a  son  given  in  man- 
cipio did  not  thereby  become  agnatically  related 
with  his  new  master's  family,1  and  it  seems  that 
he  could  complain  to  the  magistrate  if  subjected  to 
ill-treatment  by  his  master.  A  person  in  mancipio 
remained  (as  has  already  been  said)  a  citizen,  though 
what  became  of  his  political  capacities  during  bond- 
age is  uncertain.  Though  in  bondage  to  his  master, 
he  was  free  in  respect  of  the  rest  of  the  world.  The 
status  of  mancipium  was  relative,  whereas  the  status 
of  slavery  was  absolute,  since  a  man  might  be  a 
slave  without  an  owner,  as  when  condemned  to 
slavery  for  a  capital  crime,  or  abandoned  by  his 
master.2 

(d)  With  a  view  to  emancipating  the  son  (infra). 
3.  Noxal  surrender  (noxae  deditio).    We  have  al- 
ready noted  the  responsibility  of  the  head  for  the 

1  Nor  of  course  a  nexus,  or  paterfamilias  whose  person  had 
been  seized  in  default  of  satisfaction  of  a  debt. 

2  Poste's  edition  of  Gaius,  p.  76. 


PATRIA  POTESTAS  231 

torts  of  the  members  of  his  family;  but  it  is  prob- 
able that  the  original  nature  of  this  responsibility 
had  become  profoundly  modified.  The  early  law  dis- 
tinguished but  dimly  Breach  of  Contract  from  Tort, 
or  private  wrong;  Tort  from  Crime,  or  offence  against 
the  State;  and  Crime  from  Sin,  or  offence  against 
the  gods.  It  made  no  difference  in  principle  whether 
a  citizen  broke  his  contract  or  his  neighbour's  head, 
and  it  was  immaterial  that  the  breach  or  fracture 
had  been  unwilling  or  inadvertent.  Probably  the 
consequences  of  default,  trespass,  murder,  and  sacri- 
lege in  each  case  had  their  root  in  the  notion  of 
Expiation.1  The  religious  element  must  certainly 
have  predominated  in  the  practice  of  surrendering 
to  the  enemy  a  representative  who  had  concluded  a 
treaty  which  the  Senate  refused  to  ratify,  since 
treaties  were  sacrosanct.  The  duty  to  avenge  a  kins- 
man's wrongs  was  part  of  the  sacred  fundament 
upon  which  had  rested  the  primitive  group.  The 
duty  had  a  double  aspect:  the  group  had  not  only  to 
satisfy  its  own  rough  sense  of  justice,  but  was  the 
instrument  designated  to  exact  retribution  for  an 
outrage  against  the  gods.  The  blood-feud,  though 
certainly  a  part  of  the  gentile  tradition,  could  not 
long  have  been  tolerated  in  an  orderly  community.2 

1  Cf.  Florus,  Epit.,  ii,  18  (deditione  Mancini);  Livy,  viii,  39, 
cited  in  Holmes,  Common  Law,  c.  i,  but  Holmes  seems  to  have 
held  that  redress  was  only  due  for  intentional  torts. 

2  Among  the  turbulent  German  tribes  the  talionic  law  died 
hard,  and   the   Frankish   kings    followed   it   constantly,   though 


232  PATRIA  POTESTAS 

Yet  though  the  State  stepped  in  to  substitute  its 
own  regulated  justice  for  the  unregulated  vengeance 
of  the  injured  party  or  his  relatives,  the  punishment 
long  retained  its  character  as  an  expiatory  act,  and 
authors  of  crimes  accounted  serious,  who  were  put 
to  death,  or  became  civilly  dead  by  voluntary  ban- 
ishment, were  considered  to  have  been  sacrificed  to 
the  gods.  But  in  the  case  of  private  wrongs  and 
defaults  which  were  not  directly  subversive  of  the 
State  or  of  religion,  the  notion  of  expiation  was  re- 
legated to  the  background  by  an  ordered  adminis- 
tration, solicitous  above  all  to  prevent  a  breach  of 
the  peace  by  appeasing  the  anger  of  the  injured 
party.  Mutilation  of  a  freeman  was,  by  the  law  of 
the  XII  Tables,  still  visited  by  similar  mutilation  of 
the  aggressor,  but  the  parties  might  agree  to  a  com- 
promise, and  later  a  fine  became  substituted  for  the 
lex  talionis.  The  defaulting  debtor,  or  thief  caught 
upon  the  spot,1  was  handed  over  as  a  bondsman  to 
his  creditors,  or  the  person  robbed.  A  wrongdoer, 
who  was  paterfamilias,  if  he  had  the  means,  could 
in  most  other  cases  be  compelled  to  offer,  and  the 
injured  party  to  accept,  money  compensation  for 
the  trespass.  But  the  object  sought  was  retribution 
of  some  kind  upon  the  offender  personally :  slaves 
and  animals,  and  originally  persons  in  potestate, 

probably  from  mixed  motives.  "  Deadly  feud  "  was  recognized  in 
England  till  Canute's  time  at  least. 

1  Gaius,  iii,  184.    A  slave,  however,  under  similar  circumstances 
suffered,  after  scourging,  death. 


PATRIA  POTESTAS  233 

had  no  property  of  their  own,  and  money  paid  on 
their  behalf  constituted  only  a  vicarious  punish- 
ment. Accordingly,  where  a  son,1  slave,  or  animal,2 
had  committed  injury,  the  father  or  master,  unless 
he  were  himself  the  author  of,  and  actionable  for 
it,  was  obliged  to  surrender  the  delinquent  into  the 
hands  of  the  party  injured.  In  course  of  time  ad- 
vancing civilization  allowed  the  father  or  master  to 
save  his  son  or  property  from  the  claimant,  on  making 
good  the  damage,  but  still  left  to  the  former  the  option 
of  surrender,  if  the  liability  were  more  than  he  could 
or  cared  to  discharge.3  The  liability  (failing  pay- 
ment of  damages)  to  be  surrendered  still  clung  to 

1  Daughters  were  similarly  liable,  and  I  do  not  know  that  the 
law  placed  wives  in  an  exceptional  position.     The  alleged  pro- 
hibition, in  the  regal  period,  to  mancipate  a  wife  in  manu  may 
have  referred  to  voluntary  mancipations  only.    Cuq,  Inst.  jur.  des 
Romains,  in.    But  women  in  early  Rome  had  small  opportunity 
to  bring  themselves  into  conflict  with  strangers.    In  some  cases 
penalties  threatened  by  the  State  were  mitigated  when  the  offender 
was  a  child  of  tender  years. 

2  The  same  may  have  applied  even  to  inanimate  objects  from 
which  a  person  had  received  bodily  injury.    The  idea  of  satisfying 
a  desire  for  revenge  is  not  incompatible  with  such  a  course,  for 
(i)  primitive  man  can  scarcely  conceive  anything  as  otherwise 
than  sentient,  and  (2)  even  if  he  did,  his  instinct  would  still  be 
to  mutilate  or  destroy  the  tree  or  other  object  which  had  raised 
his  ire.    The  same  reason  would  prompt  the  surrender  of  the 
offender's  dead  body,  or  part  of  it,  although  a  distinction  seems  to 
have  been  observed  between  the  body  of  a  human  being  and  that 
of  an  animal.    Cf.  Poste's  edition  of  Gaius,  p.  524;  Cuq,  Inst. 
Jur.  des  Romains,  114. 

3  Holmes,  Common  Law,  p.  9:  The  right  of  surrender  was  not 
introduced  as  a  limitation  of  liability,  but,  in  Greece  and  Rome 


234  PATRIA  POTESTAS 

the  tortfeasor,  even  though  he  meanwhile  changed 
his  master,  for  the  obligation  to  surrender  or  com- 
pensate lay  with  his  superior  for  the  time  being  (noxa 
caput  sequitur).  Thus,  if  a  paterfamilias,  after  com- 
mission of  a  tort,  by  adrogation  fell  under  the  power 
of  another,  the  direct  action  for  damages,  which  would 
have  lain  against  him,  now  lay  against  the  adrogator, 
who  could  only  absolve  himself  by  payment,  or  sur- 
render of  the  adrogatus;  conversely,  where  filius- 
familias,  after  commission  of  the  act,  had  become 
paterfamilias,  a  direct  action  lay  against  himself. 

A  slave  who  had  been  noxally  surrendered  merely 
changed  his  master;  a  filiusfamilias  became  in  man- 
cipio,  but,  under  the  later  law,  was  entitled  to  his 
release  after  having  by  his  work  and  services  given 
adequate  compensation  for  the  injury  which  had 
caused  his  surrender. 

It  is  probable  that  one  single  noxae  deditio,  and 
not  three,  sufficed  to  free  the  son  from  the  father's 
potestas.1 

In  the  transactions  so  far  examined,  an  existing 
power  has  been  merely  transferred  from  one  person 
to  another  without  being  extinguished.  The  only 
exception  is  the  obvious  one  of  death,  which  de- 
stroyed absolutely  the  power  of  the  deceased  over 
his  sons,  transferring,  however,  to  the  latter  power 
over  their  respective  descendants.  Abdication  attenu- 

alike,  payment  was  introduced  as  the  alternative  of  a  failure  to 
surrender. 

1  Gaius,  iv,  79. 


PATRIA  POTESTAS  235 

ated,  sale  as  a  slave  and  emancipation  destroyed,  the 
power  in  one  without  vesting  it  in  another. 

4.  Abdication,     Repudiation.     Short    of    selling 
the  child  abroad  as  a  slave,  the  most  ancient  law 
knew   no  means  of  destroying   the    rights    of  the 
ancestor  by   voluntary  act.    A   paterfamilias  could, 
however,  as  a  punishment  banish  from  his  house1  a 
member  of  his  family,  and  thus  exclude  him  from 
participation  in  the  private  sacra.    This  was  called 
abdicatio  where  the  culprit  was  a  male,  and  repudi- 
atio  where  she  was  a  female,  for  instance  a  daughter- 
in-law  in   manu,   her  husband  being  powerless  to 
forbid  her  repudiation.    Legally  the  act  was  inopera- 
tive, the  chief  retained  even  against  his  will  his  pro- 
prietary rights,  and   the  child   his  quality  of  suus 
heres.   This  method  of  punishment  became  obsolete 
when  the  law  made  emancipation  possible.2 

5.  In  ancient  times  a  father  could  sell  his  son  as  a 
slave 3    "  beyond   Tiber " — that    is,    into    a    foreign 
State    having    no    sacral    connection    with    Rome. 

O 

According  to  the  original  notions,  it  was  not  in  any 
mortal's  discretion  to  confer  freedom  upon  a  slave, 
or  impose  slavery  upon  a  freeman,  otherwise  than  by 
a  fiction.  A  slave  could  only  achieve  liberty  through 
a  fictitious  action  brought  at  the  suit  of  a  citizen,  and 
postulating  that  he  was  in  reality  free.  A  child  sold 
abroad  was  reputed  civilly  dead:  his  subsequent 
fate  was  no  longer  a  matter  of  solicitude  for  the 

1  Val.  Max.,  v,  8,  3  :  "protinus  e  conspectu  meo  abire  jubeo." 
-  Cod.,  viii,  46,  6.  3  Cic.,  De  Orat.,  i,  40,  181. 


236  PATRIA  POTESTAS 

State,  and  unlike  one  who,  having  fallen  a  prisoner 
into  the  enemy's  hand,  had  escaped  back  to  his 
countrymen,  a  cast-off  son  recovered  none  of  his 
rights  on  returning  to  Rome. 

6.  Emancipation.  Though  it  be  open  to  doubt 
whether  the  conservatively-inclined  Decemvirs  ever 
intended  a  father  to  be  enabled  either  to  give  his 
son  in  adoption  without  the  concurrence  of  the 
comitia,  or  to  make  him  sui  juris  under  any  circum- 
stances, yet  both  these  results  were  achieved  by  the 
instrumentality  of  the  enactment  already  noticed: 
Si  pater  filium  ter  venum  duit,  films  a  patre  liber  esto. 
The  first  case  of  emancipation  is  said  to  have  taken 
place  in  the  year  of  the  City  398,  when  C.  Licinius 
Stolo,  in  order  to  evade  his  own  law  prohibiting  the 
holding  of  more  than  500  jugera  of  land  by  one 
person,  emancipated  his  son,  and  then  conveyed  the 
surplus  land  to  him.  He  was  fined  for  it,  on  the 
legally  not  very  sound  ground  that  emancipando 
filium  fraudem  legi  fecisset,1  but  the  transaction  itself 
could  not  be  upset. 

The  father  desiring  to  emancipate  his  son  went 
three  times  through  the  form  of  giving  him  in  man- 
cipio,  by  the  copper  and  the  scales,  to  a  friend  in  the 
manner  already  described,  the  son  being  each  time 
manumitted.  The  friend  was  called,  in  respect  of  the 
fictitious  purchase,  parens  fiduciarius,  in  respect  of 
the  manumission,  extraneus  manumissor.  By  the 
act  of  manumission,  the  manumittee  became  his 
1  Livy,  vii,  16. 


PATRIA  POTESTAS  237 

client,  and  in  order  to  reserve  to  the  father  the  privi- 
leges of  patronage  over  his  son,  it  became  usual  for 
the  parens  fiduciarius,  after  the  third  sale,  to  re-sell 
him  to  the  natural  parent,  who  now  acquired  power 
in  mancipio  over  the  son  in  place  of  the  patria 
potestas,  which  he  had  irrevocably  lost.  The  father 
then  himself  manumitted  the  son,  whereby  he  became 
the  son's  patron,  and  the  expectations  of  succession  to 
each  other's  property  were  to  some  extent  reversed. 
The  emancipation  of  a  daughter,  grandchild,  or 
great-grandchild  was  accomplished  by  a  single  sale 
only,  followed  by  manumission  by  the  extraneus 
manumissor,  or  by  re-sale  to  and  manumission  by 
the  natural  parent.  With  the  object  of  simplifying 
the  procedure,  the  enactment  of  the  XII  Tables, 
which  mentioned  a  son  (films),  but  not  a  daughter 
(filia),  was  construed  to  mean  that  the  treble  sale  in 
the  case  of  daughters  and  other  descendants  not 
being  sons,  was  unnecessary  ;  and  that  these,  having 
been  once  sold,  could  not  again  automatically  relapse 
into  the  power  of  their  natural  ancestor.1  Whatever 
may  be  thought  of  this  construction,  there  was  some 
reason  for  it.  The  State  being  based  upon  the  family 
system,  public  interest  could  not  brook  frivolous  or 
capricious  changes  of  the  family  status,  and  the  com- 
pulsory treble  sale  insured  that  degree  of  delibera- 
tion which  must  accompany  so  important  a  trans- 

1  Gaius,  i,  i32a.  Possibly  the  decemviri  purposely  neglected 
daughters  and  grandchildren  as  unimportant,  leaving  them  under 
the  old  law. 


238  PATRIA  POTESTAS 

action.  But  females  were  incapable  of  perpetuating 
or  initiating  a  family,  and  their  emancipation  might 
reasonably  be  carried  out  more  summarily.  For  in- 
stance, a  daughter,  who  was  promised  in  marriage  to 
a  Roman  living  in  one  of  the  colonies,  might  be 
emancipated  with  a  view  to  rejoining  him  in  the  new 
home  and  marrying  him  there;  or  a  daughter-in-law 
might,  under  similar  circumstances,  be  emancipated 
to  follow  an  already  emancipated  son.  When  grand- 
children, male  or  female,  were  alienated  from  the 
ancestor's  power  it  would  usually  be  for  the  purpose 
of  transferring  them  to  the  power  of  their  already 
emancipated  natural  father,  and  in  this  case  also  a 
single  sale  might  conveniently  be  deemed  to  satisfy 
the  law. 

Through  the  severance  from  the  family  the  eman- 
cipatus  lost  all  agnatic  rights,  including  that  of  in- 
heritance. Instead  of  being  his  father's  heir,  the 
latter,  if  (as  was  usually  the  case)  he  had  manu- 
mitted him,  now,  in  certain  circumstances,  became 
his,  by  virtue  of  the  patronage.  Through  the  change 
of  status  he  suffered  capitis  deminutio,  and  therefore, 
if  a  patrician,  lost  gentilitas.  For  the  same  reason,  he 
did  not  by  his  emancipation  acquire  patria  potestas 
over  children  already  born  to  him.  So  long  as  the 
patrician  privileges  retained  their  importance,  and 
fathers  did  not  freely  use  their  testamentary  power 
of  appointing  as  heirs  persons  outside  their  family 
(e.g.,  an  emancipatus),  emancipation  entailed  serious 
consequences  for  the  son.  But  with  the  advance  of 


PATRIA  POTESTAS  239 

civilization  the  fetters  of  sonship  must  have  been  felt 
to  be  increasingly  galling,  and  emancipation  no 
doubt  in  time  became  the  reward  and  privilege  of  a 
dutiful  or  distinguished  son. 

The  acquisition  of  patria  potestas  by  legitimation 
of  illegitimate  offspring  as  a  consequence  of  the  sub- 
sequent marriage  of  the  parents,  or,  in  the  case  of 
Latini  Juniani,  as  a  corollary  to  the  acquisition  of 
citizenship,  belongs  to  a  much  later  epoch. 


Adventitious  Loss  of  Patria  Potestas 

1.  A  paterfamilias  might  suffer  loss  of  citizenship, 
and  even  of  liberty,  from  various  causes :  by  way  of 
punishment  at  the  hands  of  the  State;  by  capture  on 
the  part  of  a  foreign  enemy ;  by  surrender  to  a  foreign 
State  upon  non-ratification  of  a  treaty  in  the  manner 
already  mentioned;  by  neglect  to  perform  his  mili- 
tary  duties   or  to  register  himself  on  the   census; 
or  by  being  sold  into  slavery  by  his  creditors.    Loss 
of  citizen    rights  extinguished   the   potestas,   but  a 
Roman  prisoner  of  war  who  was  fortunate  enough  to 
escape  back  to  his  country  became  reinstated  in  his 
former  position  by  virtue  of  the  jus  postliminii.   Con- 
versely, the  ancestor's  power  over  a  descendant  who 
had    been   captured    by  the   enemy   was    similarly 
paralysed.1 

2.  Where  a  filiusfamilias  had  been  guilty  of  vio- 
lence to  a  tribune,  he  could  be  summoned  before  the 

1  Gaius,  i,  129. 


24o  PATRIA  POTESTAS 

comitia  tributa  and  punished  for  treason.  And  a  filius- 
familias  guilty  of  manifest  theft,  after  being  beaten, 
was  delivered  into  the  bondage  of  the  injured  party.1 
In  these  cases  the  State  exceptionally  over-rode  the 
father's  private  jurisdiction. 

3.  Flamens  used  to  have  the  assistance  of  their  own 
children  in  performing  the  public  rites.  If  left  child- 
less, they  appear  to  have  been  permitted  to  take  for 
the  purpose  the  children  of  other  parents,  who  must 
be  living  at  the  time,2  even  against  the  will  of  the 
latter.  Similarly,  unmarried  girls  could  be  impressed 
as  vestals.  In  such  cases,  the  ancestor's  power  was 
suspended  so  long  as  the  child  remained  consecrated 
to  the  service  of  the  gods,  but  revived  when  the 
service  terminated.  The  vestal,  although  freed  from 
the  ancestral  power,  was  not  strictly  sui  juris,  but 
under  the  power  of  the  pontifex  maximus.  She  was 
not  subject  to  wardship. 

WARDSHIP  (TUTELA)  AND  CURATEL 

Children  became  sui  juris  upon  the  death  of  their 
father,  if  paterfamilias,  and  remoter  descendants 
upon  the  death  of  their  ancestor,  if  their  more  im- 
mediate ancestors  had  predeceased  him.  Where 
they  were  still  of  tender  years  something  was  re- 
quired in  the  place  of  the  expired  potestas,  and  this 
was  partially  supplied  by  Tutory  or  Guardianship 
(tutela).  Tutory  was  a  trust  of  great  sanctity,  which 

1  Gaius,  iii,  189.  2  Rossbach,  Romische  Ehe,  140. 


PATRIA  POTESTAS  241 

the  incumbent  was  expected  to  discharge  reasonably 
and  honestly.  Originally  the  gens  (where  the  ward 
was  a  patrician),  and  later  the  censor,  no  doubt  exer- 
cised some  supervision,  but  regular  legal  remedies 
for  a  tutor's  maladministration  probably  did  not 
exist  in  the  first  few  centuries. 

A  tutor's  duties  were  twofold.  He  assumed  the 
ancestor's  potestas  to  this  extent,  that  he  was  en- 
titled and  bound  to  care  for  the  proper  nurture  and 
education  of  his  young  ward  (pupillus)  and  to  exer- 
cise the  amount  of  personal  control  necessary  to  that 
end,  though  the  ward  did  not  usually  reside  with  the 
tutor  if  his  mother  still  lived.  In  addition,  he  acted 
in  circumstances  which  could  not  have  arisen  whilst 
the  child  was  alieni  juris.  He  brought  and  defended 
actions  on  behalf  of  the  ward,  administered  his  affairs, 
and  by  concurrence  enabled  him  where  necessary  to 
enter  into  valid  business  transactions.  The  tutor 
could  not  in  such  transactions  represent  the  ward  : 
it  was  necessary  that  the  latter  should  himself  go 
through  the  prescribed  forms,  and  if  unable  to  .do  so 
through  extreme  youth  (infans  1  or  infantiae  proxi- 
mus)  the  tutor  could  only  validate  a  bargain  which 
was  unmistakably  to  the  ward's  benefit.2  In  all  other 
transactions  the  will  of  the  tutor  was  not  substituted 

1  Infans  was  a  child  who  was  not  yet  able  to  speak  plainly,  and 
consequently   could  not  pronounce   the  requisite  formulas.    In 
time  the  period  of  infantia  came  to  be  arbitrarily  fixed  as  the  first 
seven  years  of  life. 

2  Gaius,  iii,  109. 

R 


242  PATRIA  POTESTAS 

for  the  will  of  the  ward;  the  tutor  by  his  concurrence 
merely  increased  (augebat)  the  measure  of  the  pupil's 
will  to  the  extent  legally  necessary  to  bind  him. 

Tutory,  as  we  know  it,  probably  did  not  become 
a  well-defined  institution,  nor  did  the  need  of  it  arise, 
until  the  ancient  gentile  constitution  was  in  an  ad- 
vanced stage  of  decay.  Originally,  tutory  was  prob- 
ably exercised  either  by  the  gens  as  a  corporate 
body,  which  perhaps  delegated  the  duty  to  one  or 
more  kinsmen,  or  as  of  right  by  the  nearest  adult 
male  agnate  or  agnates  of  the  ward,  and  the  latter 
were  the  persons  designated  by  the  XII  Tables 
(and  hence  called  tutores  legitimi),  failing  contrary 
directions  on  the  part  of  the  deceased  parent.  But 
the  latter's  right  to  choose  a  guardian  was  acknow- 
ledged long  before  his  right  to  choose  an  heir,  and 
the  appointment  of  tutors  by  a  father  (tutores  testa- 
mentarii)  was  no  doubt  the  earliest  and,  to  ancient 
notions,  the  most  legitimate  of  mortis  causa  dis- 
positions. The  appointment,  however,  only  held 
good  for  those  descendants  who  became  sui  juris  on 
the  death  of  the  appointor  :  a  grandson,  for  instance, 
on  the  death  of  his  grandfather  came  under  his  own 
father's  power  if  the  latter  were  then  alive.  As 
guardianship  was  deemed  a  public  office,  filiifamilias 
were  eligible  as  tutors. 

Tutelage  over  a  male  ward  ceased  with  the 
advent  of  puberty,  which,  though  afterwards  fixed 
at  the  completion  of  the  fourteenth  year,1  was 

1  Just.  Inst.,  i,  22. 


PATRIA  POTESTAS  243 

originally   determined   by  the   family   after   bodily 
inspection. 

Tutelage  over  adult  women  sprang  from  a  differ- 
ent order  of  ideas.  A  girl's  normal  destiny  was  to 
remain  under  the  ancestral  potestas  until  nubile, 
when  she  was  provided  with  a  dos  out  of  the  family 
stock  and  married.  Her  kinsmen  were  then  con- 
sidered to  have  done  their  duty  by  her,  and  she  lost 
her  agnatic  relation  and  quality  of  sua  heres;  since 
as  we  have  seen,  in  early  times  marriage  invariably 
meant  for  the  woman  the  exchange  of  one  family  for 
another.  Her  sphere  of  activity — and  it  was  often  a 
large  one — was  in  any  case  the  home;  all  serious 
transactions  with  the  outside  world  fell  to  her  father 
or  husband,  and  at  no  period  did  the  Roman  law 
encourage  women  to  engage  in  business  affairs.1 
But  a  wife  might  at  any  time  be  widowed,  and, 
however  infrequently,  an  adult  girl  might  become 
fatherless  whilst  still  unmarried.  There  is  no  reason 
to  assume  that  either  was  considered  intellectually 
inferior,  or  deficient  in  strength  of  character.  Neither 
need  we  follow  those  who  would  derive  the  necessity 
for  perpetual  wardship  over  females  from  the  woman's 

1  Dig.,  xvi,  i.  Velleiano  senatus  consulto  plenissime  compre- 
hensum  est,  ne  pro  ullo  feminae  intercederent.  Nam'sicut  moribus 
civilia  officia  adempta  sunt  feminis  et  pleraque  ipso  jure  non 
valent,  ita  multo  magis  adimendum  eis  fuit  id  officium,  in  quo 
non  sola  opera  nudumque  ministerium  earum  versaretur,  sed 
etiam  periculum  rei  familiaris.  The  date  of  the  senatusconsult 
is  A.D.  46,  but  the  same  object  had  been  aimed  at  by  older 
edicts. 


244  PATRIA  POTESTAS 

inferior  physique  and  courage;  for  Rome  was  a  well- 
ordered  community,  and  property  was  far  more  secure 
there  than  in  Plantagenet  England.  But  in  addition 
to  ordinary  prudence  and  intelligence,  technical  skill 
and  experience  were  required  for  all  important  busi- 
ness in  an  age  when  ignorance  of  a  mere  form  might 
entail  the  gravest  legal  consequences,  which,  how- 
ever iniquitous,  the  administrators  of  the  law  were, 
strictly  speaking,  powerless  to  avert.1  And  in  early 
times  the  breach  of  a  solemn  covenant  was  visited 
with  such  terrible  effects  that  we  can  well  understand 
the  general  desire  of  men  to  lift  their  womenfolk 
altogether  above  the  perils  which  lurked  in  most 
business  transactions. 

Thus  (apart  from  certain  technical  sex-disabilities) 
the  dangers  involved  in  worldly  inexperience,  and 
the  old-Roman  delicacy  at  the  frequent  appearance 
of  women  in  public,  pointed  to  the  necessity  of  a 
protection  similar  to  that  extended  to  children  when 
dealing  with  strangers.  Originally,  no  doubt,  another 
reason  may  have  been  the  desire  of  the  brothers, 
who  in  any  case  had  to  provide  for  their  sister  on 
their  father's  death  pending  her  marriage,  to  prevent 
her  from  dissipating  her  share  of  the  common  stock 
by  ill-considered  gifts,  or  transferring  it  elsewhither 

1  The  Praetors  did,  however,  sometimes  stretch  the  law  on 
purely  technical  points  for  the  benefit  of  women,  young  persons, 
soldiers,  and  illiterate  peasants.  In  fact,  the  indulgence  allowed 
women  became  in  after  ages  so  unfair  as  to  require  restriction  by 
Imperial  Ordinance. 


PATRIA  POTESTAS  245 

by  an  undesirable  alliance;  but  to  this  consideration 
too  much  weight  should  not  be  given. 

A  husband  could  by  will  appoint  a  tutor  to  his 
widow,  or  confer  upon  her  the  right  to  choose  her 
own  tutor,  thus  ousting  the  kinsmen  from  the  privi- 
lege. A  slave  could  be  appointed  tutor  by  a  will 
whereby  he  became  enfranchised.  Where  a  woman 
had  neither  testamentary  nor  statutory  tutor,  which 
would  happen,  for  instance,  where  a  female  slave  had 
been  manumitted  by  her  mistress,  a  tutor  appointed 
under  the  lex  Atilia  (the  date  of  which  is  uncer- 
tain), and  named  after  it,  was  nominated  by  the 
magistracy. 

The  tutor  of  an  adult  woman  did  not  administer 
her  property,  but  he  was  bound  to  represent  her  be- 
fore the  courts,  and  his  auctoritas  was  necessary  to 
validate  transactions  per  aes  et  libram.  A  woman 
could  not  marry  coemptione  without  the  auctoritas 
of  her  tutor,  and  if  subject  to  a  testamentary  or 
statutory  tutor  could  not  (until  Imperial  times) 
make  a  will  even  with  it,1  a  disability  which  will  be 
further  considered  in  the  following  chapter.  There 
was  an  exception  in  this  latter  respect  in  the  case 
of  a  freedwoman  under  the  tutory  of  her  patron, 
the  latter  being  enabled  to  validate  by  his  authority 
the  will  of  a  liberta  made  per  aes  et  libram. 

In  later  times,  with  the  change  of  the  social  atmo- 

1  Gaius,  i,  1 1 50.  This  view  is  widely,  though  not  universally, 
accepted.  Cohn  (Conrat),  Beitrage  zur  Bearbeitung  des  romischen 
Rechts.,  1-17. 


246  PATRIA  POTESTAS 

sphere  and  increasing  liberality  of  the  law,  tutory 
over  adult  freeborn  women  lost  what  justification  it 
may  have  originally  had,  and  by  the  invention  of 
fiduciary  tutorship  the  law,  whilst  obeyed  in  the  let- 
ter, came  in  time  to  be  more  or  less  satisfactorily 
evaded.  The  ceremony  of  coemption  broke  the 
tutory  by  placing  the  woman  in  the  manus  of  the 
husband :  the  woman,  therefore,  with  her  tutor's 
auctoritas  (which  in  course  of  time  she  became  en- 
titled to  enforce),  went  through  the  ceremony  of  a 
coemptional  marriage  with  one  who  had  promised 
not  to  claim  any  marital  privilege  but  forthwith  to 
remancipate  her  to  a  person  of  her  own  selection — 
perhaps  the  very  tutor  from  whose  control  she  was, 
with  his  consent,  about  to  escape.  The  latter  there- 
upon manumitted  her.  Thus  she  again  became  sui 
juris  and  her  manumittor  her  quasi-patron  and,  as 
such,  her  tutor.  The  tutory  of  the  quasi-patron  per- 
mitted, and  a  trust  previously  undertaken  bound,  him 
to  sanction  any  acts  of  his  nominal  ward.  Gaius 
mentions  that  such  a  coemption  might  be  for  the 
general  purpose  of  avoiding  the  guardianship,  co- 
emptio  fiduciaria  tutelae  evitandae  causa  (i,  114),  or 
for  the  special  purpose  of  making  a  will,  testamenti 
faciendi  gratia  (i,  i  i$a).1  By  hiring  an  old  and  frail 

1  We  are  informed  (Cic.,  Pro  Murena,  xiii,  27)  that  fiduciary 
coemption  was  sometimes  employed  by  a  female  heir  to  an  estate 
to  extinguish  the  sacra  attaching  to  it  (interimendorum  sacrorum 
causa).  Apparently  this  was  done  by  mock  coemptional  marriage 
(followed  by  mancipation  and  manumission)  with  a  destitute, 
heirless,  and  aged  trustee,  who  thereby  acquired  the  universitas 


PATRIA  POTESTAS  247 

man  (senex  coemptionalis)  in  humble  circumstances, 
perhaps  a  slave  freed  for  the  purpose  to  act  the 
bridegroom  for  a  reasonable  consideration,  the  lady 
obviated  the  danger  of  awkward  consequences 
which  might  have  arisen  out  of  a  breach  of  faith  on 
the  part  of  the  nominal  husband.  The  ultimate 
effect  of  this  indecorous  practice,  which  evidently 
belongs  to  a  more  sophisticated  age  than  that  which 
has  claimed  our  chief  attention,  was  to  bring  tutelage 
over  adult  females  into  contempt  and  desuetude. 

Curatel  originally  denoted  the  power  of  the  gen- 
tiles or  agnates  to  administer  the  affairs  of  a  kinsman 
sui  juris  and  of  the  age  of  puberty,  whom  lunacy,  im- 
becility, a  recklessly  wasteful  disposition,  or  bodily  in- 
firmity rendered  unfit  to  control  his  own  property.  Any 
male  not  so  disqualified,  and  being  sui  juris,  attained 
on  puberty  full  contractual  capacity,  and  when  man- 
ners became  less  simple,  men  of  business — especially, 
we  may  imagine,  usurers — would  not  scruple  to  ex- 
ploit the  follies  of  youth.  Legislation  of  the  sixth 
century  A.C.  penalized  those  who  overreached  inex- 
perienced young  men,  and  it  then  became  usual  for 
the  Praetor  to  appoint  a  person — who  was  called  a 

of  the  estate,  including  the  sacra,  and  was  bound  by  his  trust  to 
return  the  property  to  her  in  instalments.  The  trustee  was  then 
left  quiritary  owner  of  the  bare  universitas  with  the  sacra.  Upon 
his  death  the  sacra  became  extinguished,  since  there  was  no  heir 
to  succeed  him.  The  woman  was  not  his  heir,  as  the  fiduciary 
coemption  had  not  the  effect  of  making  her  his  filiafamilias,  and 
even  if  it  had,  the  mancipation  would  have  destroyed  the  technical 
relation. 


248  PATRIA  POTESTAS 

Curator — to  advise  a  minor  in  respect  of  a  particular 
contemplated  transaction.  Under  the  Empire,  cura- 
torship  in  this  sense  was  made  general,  and  to 
endure  until  the  minor  had  completed  his  twenty- 
fifth  year  (perfecta  aetas).  So  long  as  tutelage  over 
women  was  permanent,  a  woman  might  have  both 
a  tutor  and  a  curator  at  the  same  time,  since  their 
functions  were  considered  to  be  distinct. 


CHAPTER  XII 

SUCCESSION 

r  I  ^HE  old- Aryan  family  was  an  economic,  as 
J.  well  as  a  religious,  entity.  The  family  estate 
was  inseparable  from  the  sacra,  and  co-associates  in 
the  cult  of  the  family  were  necessary  co-partners  in 
its  worldly  assets  and  liabilities,  or  rather  their  in- 
dividualities were  merged  in  and  formed  an  integral 
part  of  the  joint  and  undivided  family,  whose  chief 
managed  the  joint  possessions.  The  family  fortune 
and  the  family  sacra  formed  an  agglomeration  of 
rights  and  duties  which  remained  stable,  though  its 
administrators  shifted. 

The  establishment  of  States  by  the  coalescence  of 
considerable  numbers  of  gentes  entailed  a  gradual 
decay  of  the  gentile  system,  and  the  recognition  of 
the  Family  in  the  narrower  sense  grouped  under  the 
eldest  living  male  ancestor.  But  even  the  latter  was 
never  regarded  as  an  owner  of  the  family  property 
in  anything  like  the  modern  meaning  of  the  word. 
The  irresponsibility  of  the  Roman  head  in  the  eye 
of  the  secular  City  law  only  masked  the  character  of 
his  sacred  Trust;  and  paterfamilias,  who,  in  his  life- 
time, could  not  capriciously  deprive  his  dependants 
of  their  right  to  worship  at  the  family  altar,  was  also 

249 


25o  SUCCESSION 

precluded  from  arbitrarily  influencing  the  devolution 
of  the  patrimony  upon  his  death  so  as  to  prefer 
some  at  the  expense  of  others.  Filiusfamilias  was 
heres  suus  et  necessarius 1 — the  expression  suus  heres 
may  be  considered  equivalent  with  sibi  heres  or 
heres  sui  ipsius:  "self-successor."  He  was  said  to 
assume,  or  sustain,  the  ancestor's  persona,  though 
what  is  exactly  meant  by  the  phrase  has  never  been 
established  with  certainty.2  It  is  evident  that  at  no 
time  in  Rome,  nor,  so  far  as  I  know,  with  any  of  the 
Aryan  races,  did  a  successor  assume  the  deceased's 
personality  to  the  extent  of  standing  in  his  shoes  for 
all  purposes  whatsoever.  Magistracy  in  Rome,  even 
in  the  regal  period,  was  never  heritable.  No  heir 
was  obliged  or  expected  to  marry  the  defunct's 
widow,3  even  if  there  were  no  bar  of  blood-relation- 
ship, and  the  control  which  a  son  might  as  tutor 

1  Cf.  Gaius,  ii,  157;  Voigt,  XII  Tafeln,  ii,  387. 

2  Hoelder,  in  an  article,   Ueber  die  Stellung  des  romischen 
Erben  (Zeitschrift  d.  Savignyschen  Stiftung  fur  Rechtsgeschichte, 
vol.  xxix),  disputes  that  the  heir  represented  the  persona  of  the 
defunct,  and   considers   that   the   phrase  was  applicable  to  the 
inheritance  as  a  connecting  link  between  its  dead  and  its  living 
possessor. 

3  To  the  ancients,  however,  such  a  suggestion  was  by  no  means 
inherently  absurd,  and,  but  for  the  objection  against  mating  a 
woman   with  her  nearest   blood-relative,  might  have  been  con- 
sidered eminently  desirable  of  realization.    Where  the  patriarchal 
system  and  ancestor-worship  were  still  in  full  force,  women  could 
not  be  continuers  of  the  cult,  and  so  could  not  become  heirs. 
Therefore  the  best  way  of  providing  for  a  girl  whom  her  father 
had  not  portioned  and  given  in  marriage  during  his  lifetime,  was 
to  marry  her  to  the  heir,  whom,  if  already  married,  the  old  law  of 


SUCCESSION  251 

exercise  over  his  mother,  sisters,  and  younger 
brothers  was  more  indirect  than  direct,  and  very 
different  from  manus  or  potestas.  The  word  per- 
sona itself  suggests  a  double  explanation.  It  meant, 
among  other  things,  a  mask  as  worn  by  stage 
actors  to  personate  the  characters  they  represented, 
and  also  the  waxen  impression  which  it  was  usual 
to  take  of  the  face  of  a  dead  man,  to  be  preserved 
by  his  posterity  and  displayed  at  the  funerals  of  his 
descendants.  The  heir  might  be  said  to  sustain  the 
persona  of  the  deceased,  in  that  upon  the  stage  of 
life  he  represented  him  in  his  character  of  dominus, 
creditor,  and  debtor  against  the  outside  world.  But 
a  more  likely  explanation  seems  to  be  that  the 
heir,  who  in  the  most  ancient  times  was  invariably 

Athens  obligingly  permitted  to  divorce  his  wife  for  the  purpose. 
Where  a  son  and  a  daughter  were  left,  the  same  law  even  went 
the  length  of  permitting  their  union  if  they  had  been  born  of 
different  mothers.  The  idea  that  a  man's  womenfolk  went  with 
his  property,  however  alien  from  Roman  law,  may  have  widely 
prevailed  in  remoter  ages.  Absalom  was  advised  to  take  his 
father's  concubines,  apparently  that  he  might  irrevocably  commit 
himself  to  an  act  of  usurpation  (2  Samuel,  xvi,  21),  and  the 
prohibition  of  Deut.,  xxii,  30,  may  indicate  that  the  practice 
of  espousing  a  father's  wife  had  at  one  time  been  not  uncommon. 
Moreover,  Solomon's  indignation  when  asked  to  bestow  Abishag, 
his  father's  widow,  upon  Adonijah,  was  evidently  political,  not 
moral.  He  perceived  in  the  request  a  manoeuvre  to  advertise  his 
brother's  claim  to  the  throne  in  the  eyes  of  the  people.  "Ask  for 
him  the  kingdom  also,  for  he  is  my  elder  brother  "  (i  Kings,  ii,  22), 
is  his  bitter  retort,  and  he  proceeds  instantly  to  arrange  for  the  re- 
moval of  one  who  had  before  intrigued  for  the  throne  (i  Kings,  i), 
and  has  now  again  convicted  himself  of  treasonable  intent. 


252  SUCCESSION 

a  natural  or  adoptive  son,  literally  took  and  set  up 
in  the  ancestral  abode  the  image  of  his  father's 
dead  features.  On  the  other  hand,  the  inheritance 
itself,  as  an  aggregate  of  rights  and  duties,  might 
equally  well  be  said  to  represent  the  persona  of 
the  deceased.  However  this  may  be,  in  taking  over 
the  deceased's  property,  the  heir  became  charged 
with  all  his  debts,  as  well  as  the  obligation  to  con- 
tinue the  family  cult.  Far  from  being  a  necessary 
beneficiary,  an  heir  might  be  called  upon  to  assume 
an  empty  honour,  or  even  a  grievous  burden  (since 
the  estate  might  conceivably  represent  a  minus  quan- 
tity), from  which  the  most  ancient  law  offered  no 
escape,  even  if  it  had  occurred  to  him  to  seek  one. 

Sui  heredes  were  all  those  persons  in  the  power 
of  the  deceased  at  his  death,  who  thereby  became  sui 
juris.  Grandchildren  whose  father  had  predeceased 
their  grandfather,  were  therefore  sui  heredes,  as  well 
as  any  living  children  of  the  defunct.  In  a  still 
primitive  community  one  would  have  expected  each 
of  the  sui  to  take  the  same  share,  for  as  all  had  been 
equally  subject  to  the  power,  so  all  might  have  been 
deemed  equally  interested  in  the  heritage.  But  the 
XII  Tables — which  cannot  be  supposed  to  have 
changed  the  law  on  so  important  a  point — declared 
that  descendants  of  the  defunct  took  per  stirpes,  not 
per  capita.  Thus  grandsons  whose  father  had  pre- 
deceased the  defunct  only  divided  their  father's  por- 
tion among  themselves,  instead  of  sharing  equally 
with  their  uncles. 


SUCCESSION  253 

The  women  of  the  family,  the  widow,  unmarried 
daughters,  and  widowed  daughters-in-law,  were 
accounted  to  rank  with  the  men  as  sharers  in  the 
patrimony.1  Yet  in  practice  they  were  subjected 
to  rules  which  effectually  deprived  them  of  free 
disposition  over  their  fortunes,  as  well  as  to  some 
extent  even  over  their  persons,  and  the  anomaly  of 
their  position  suggests  that  the  earliest  known  canons 
of  succession  among  the  Romans  represented  modi- 
fications of  a  yet  older  system.  Perpetuation  of  the 
sacra  could  not  have  been  realized  through  daughters, 
who  were  unable  to  continue  them  beyond  their  own 
lifetime  at  the  most,  since  upon-  their  marriage  they 
quitted  for  ever  the  paternal  family,  to  which  their 
offspring  were  born  strangers.  It  is  therefore  evident 
that  the  primordial  group  constituted  upon  a  patri- 
archal basis  cannot  have  contemplated  as  a  legitimate 
contingency  the  devolution  of  an  estate  solely  to 
females.  But  so  long  as  the  ancient  and  indivisible 
gens  remained  the  normal  type  of  the  social  group, 
such  a  contingency  could  hardly  arise.  The  original 
gens  had  a  single  head,  perhaps  designated  by  the 
rule  of  primogeniture,2  perhaps  by  that  of  tanistry, 
or  possibly  in  some  cases  appointed  by  the  free  will 
of  his  fellows,  for  it  is  unnecessary  to  assume  a 

1  This  was  only  fair  to  the  widow,  as  she  could  not  claim  to 
receive  back  any  part  of  her  dos  if  it  had  become  incorporated 
in  the  husband's  or  husband's  ancestor's  possessions.  Voigt, 
XII  Tafeln,  ii,  388  n. 

'  F.  de  Coulanges,  90  ff.,  120. 


254  SUCCESSION 

universal  rule  of  succession  for  all  gentes ;  and  even 
if,  among  its  usually  numerous  male  members,  the 
supply  of  eligibles  threatened  to  run  short,  the 
remedy  of  adoption  from  another  gens  would  be 
timeously  applied. 

When  the  gentile  bond  had  become  loosened  by 
City  association,  new  family  units  were  constantly 
constituted,  and  each  son  on  his  father's  death 
claimed  an  independent  temporal  and  sacral  head- 
ship over  his  own  descendants,  though  he  con- 
tinued a  member  of,  and  in  many  respects  subject 
to,  the  control  of  his  gens.  Among  these  smaller 
groups,  especially  amid  perpetual  wars  waged  with 
the  outside  world,  failure  of  natural  male  heirs  be- 
came far  more  likely,  and  the  practice  of  Adoption 
or  (where  a  whole  family  was  absorbed)  Adroga- 
tion  consequently  more  frequent.  Thus  there  was 
a  gradual  breaking  with  the  ancient  rule  of  fixed 
devolution,  and  the  choice  of  an  adopted  son, 
although  no  doubt  it  usually  fell  upon  a  blood 
relative,  was,  subject  to  the  consent  of  the  comitia, 
remitted  to  the  adopter's  discretion.  But  the  persons 
adopted  were  invariably  males,  and  female  succes- 
sion, we  are  constrained  to  believe,  was  still  a  thing 
unknown. 

TESTATION 

It  is  doubtful  whether,  among  the  earliest  Romans, 
even  a  limited  power  of  Testation  in  the  modern 
sense  was  exercised,  save  on  very  extraordinary  occa- 


SUCCESSION  255 

sions.  We  know  that  in  Rome  patrician  wills  could 
be  made  from  very  early  times  before  the  comitia 
curiata,  which  sat  in  calatis  twice  yearly  for  the 
purpose,  or  in  procinctu,  that  is  before  one's  com- 
rades in  arms,  when  ready  to  join  battle  with  the 
enemy  ("procinctus  est  expeditus  et  armatus  exer- 
citus";  Gaius,  ii,  101).  But  we  are  led  to  suppose 
that  the  nature  of  such  "wills  "  did  not  correspond 
with  what  we  now  understand  by  that  term.  More- 
over, it  is  highly  probable  that  originally  the  express 
consent  (not  a  mere  witnessing)  of  the  comitia,  or 
assembly  of  citizens  presided  by  the  pontiffs  as 
guardians  of  the  sacral  law,  was  necessary  to  validate 
the  will,  and  this  consent  was  by  no  means  asked  as 
of  right.  The  will  upon  the  eve  of  battle  was  a  con- 
trivance to  meet  a  specially  urgent  case,  when  a 
citizen,  desiring  to  appoint  an  heir,  had  been  called 
to  arms  before  there  was  an  opportunity  of  applying 
to  the  comitia  calata,  or  had  neglected  such  oppor- 
tunity as  he  had  had.  Even  here  some  forms  had 
doubtless  to  be  satisfied,  including  the  taking  of  the 
auspices. 

From  the  point  of  view  of  the  public  interest,  the 
institution  of  an  heir  charged  to  continue  the  family 
sacra  was  the  vital  element  and  primary  object;  the 
disposition  of  the  family  estate  (so  far  as  competent 
to  the  testator)  and  the  appointment  of  guardians 
over  the  females  and  minor  male  children  of  the 
household,  were  only  incidentally  determined.  Where 
a  paterfamilias  had  a  suus  heres,  almost  his  only 


256  SUCCESSION 

object  in  going  to  the  comitia  at  all  (since  he  could 
not,  save  under  very  special  circumstances,  exhere- 
date  him)  would  be  to  ensure  the  due  observance  of 
some  special  duties,  such  as  the  payment  of  legacies 
or  bringing  up  of  infants,  which  he  desired  to  impose 
upon  the  heir.  But  it  is  very  probable  that  Testament 
in  its  earliest  known  form  was  most  usually  a  mere 
modified  Adoption,1  which  was  resorted  to  by  an  aged 
paterfamilias,  or  by  a  youthful  paterfamilias  on  active 
service,  who,  being  sonless,  and  fearing,  by  reason 
of  his  age  or  imminent  danger,  to  die  in  that  condition, 
now  besought  his  fellow  citizens  to  sanction  a  publicly 
appointed  heir.  Such  a  successor  would  require  no 
further  proof  of  title  to  enter  upon  the  deceased's 
estate,  nor,  if  the  estate  fell  short  of  his  expectations, 
was  he  permitted  to  disclaim  it  and  neglect  the  sacra. 
Whilst  our  conceptions  of  the  original  gentile 
system  drive  us  to  reject  both  free  testation  and  the 
capacity  of  women  to  inherit  as  original  patrician 
institutions,  the  evidence  is  still  stronger  which  leads 
us  to  recognize  in  them,  at  all  events  partly,  the  out- 
come of  conditions  in  which  the  unattached  plebeians 
found  themselves  in  the  primitive  City.  Undoubtedly 
many  even  of  the  earliest  immigrant  plebeians  were 
or  became  men  of  some  substance,  who  could  not  be 
indifferent  to  the  manner  of  bestowal  of  their  pos- 
sessions upon  their  decease.  But  to  them  no  law  as 
yet  applied.  They  or  their  ancestors  had  lost  the 
citizenship  of  their  vanquished  or  abandoned  States 

1  Clark,  Early  R.  L.,  27  ff.,  116  ff. 


SUCCESSION  257 

without  gaining  that  of  Rome,  and  public  policy 
required  the  suppression  of  any  quasi-gentile  or 
other  association  calculated  to  crystallize  the  dis- 
content of  a  subject  population.  The  plebeian  father 
already  represented  what  the  patrician  father  was  only 
just  becoming  through  the  disintegration  of  his  gens 
— an  independent  paterfamilias — and  he  was  very 
willing  to  imitate  within  his  own  household  patrician 
institutions  like  manus  and  potestas,  whilst  his  free- 
dom of  action  was  untrammelled  by  the  powerful 
checks  of  gentile  custom.  When  such  a  man  died, 
his  dispositions,  in  the  absence  of  legal  sanction, 
would  be  followed  as  piety  and  interest  dictated,  and, 
failing  special  directions,  his  estate  would  be  most 
naturally  divided,  according  to  the  rough  and  ready 
rule  that  "  equality  is  equity,"  among  those  who,  in 
addition  to  natural  right,  had  the  first  opportunity  to 
handle  it:  his  wife,  and  his  children  of  both  sexes,  or 
failing  such,  among  his  nearest  agnates,  and  possibly 
even  his  cognates  also,  since  non-client  plebeians 
were  not  bound  by  gentile  rules.  To  such  a  course 
the  City  magistracy,  who  took  no  cognizance  of 
plebeian  sacra,  could  raise  no  objection  founded  on 
religion  or  public  policy;  and  although  in  the  be- 
ginning neither  the  unattached  plebeians  nor  their 
belongings  were  technically  under  the  wing  of  the 
law,  in  practice  a  man's  nearest  relatives  would  be 
treated  as  entitled  to  the  enjoyment  of  his  estate. 
Later,  when  plebeians  had  become  full  citizens, 
actual  enjoyment,  when  continued  a  sufficient  time, 

s 


258  SUCCESSION 

was  converted  into  legal  or  quiritary  ownership  by 
usucaption. 

But  to  such  a  man  it  would  occur  much  more 
readily  than  to  the  disciplined  mind  of  a  custom- 
worshipping  gentilis  to  innovate  in  regard  to  the 
distribution  of  his  estate  when  fancy  or  seeming  ne- 
cessity so  demanded.  So  long  as  he  remained  with- 
out the  City  law  he  could  not  secure  the  sanction  of 
the  comitia  to  his  testamentary  dispositions,  and  had 
to  rely  upon  the  interest  or  piety  of  his  next-of-kin  for 
their  faithful  observance.  But  when  plebeians  be- 
came liable  to  military  service  there  was  no  ground 
for  disputing  their  right  of  testation  in  procinctu; 
and  when  full  citizenship  had  been  achieved,  I  know 
no  reason  why  a  plebeian's  testament  should  not 
have  been  considered  and  adjudicated  upon  even 
by  a  comitium  in  which  he  himself  had  as  yet  no 
right  to  sit.  And  it  is  extremely  probable  that  in 
such  cases  more  latitude  would  be  given  to  the 
plebeian  than  to  the  patrician.  There  were  no  gentile 
interests  to  protect;  the  private  sacra  of  a  plebeian 
family  scarcely  challenged  inquiry  from  such  a  body, 
and  a  plebeian  estate  which,  upon  intestacy,  was 
suffered  to  pass  in  a  manner  contrary  to  patrician 
canons,  might  a  fortiori  be  permitted  to  be  so  dealt 
with  at  the  expressed  wish  of  a  testator.  Hence  it 
was  that  the  Romans  familiarized  themselves  with 
an  ever-widening  discretion  on  the  part  of  the  tes- 
tator, a  discretion  which  gradually  extended  to  patri- 
cians. But  it  does  not  follow  that  the  process  was 


SUCCESSION  259 

rapid,  or  even  continuous.  When  the  plebeians  had 
secured  for  themselves  an  acknowledged  and  im- 
portant place  in  the  community,  the  wealthier  ele- 
ments, through  closer  intercourse  with  the  patriciate, 
imbibed  much  of  its  conservatism,  and  the  move- 
ment toward  complete  freedom  of  testation,  instead 
of  constantly  progressing,  may  even  have  experienced 
a  temporary  set-back  until  the  growing  liberality  of 
patrician  sentiment  enabled  the  nation  to  advance 
in  one  body  towards  a  set  of  rules  of  universal 
application. 

The  relative  enactments  of  the  XII  Tables  mark 
a  long  step  towards  this  goal,  though  they  probably 
only  legalized  by  statute  what  had  already  become 
recognized  custom.  By  this  time,  among  the  patri- 
cians, the  Agnatic  Family  had  definitely  ousted  the 
gens  in  the  prevailing  social  system.  The  gens  still 
held  corporate  property,  still  celebrated  religious 
rites,  and  still,  as  a  body,  was  the  repository  of  some 
potential  rights  in  regard  to  individual  members. 
Otherwise  the  patrician  paterfamilias  governed  his 
family,  and  administered  his  (or  its)  property,  as 
independently  as  his  free  plebeian  fellow  citizen. 
Special  dispositions  of  property  mortis  causa  had 
now  become  the  rule  rather  than  the  exception,  and 
the  XII  Tables  recognized  in  every  citizen  a  right 
to  dispose  of  part  of  his  estate  independently  of  the 
assent  of  the  comitia.  I  say  part  of  the  estate,  for 
even  now  testamentary  power  does  not  appear  to 
have  been  absolute.  The  intention  of  the  new  laws 


26o  SUCCESSION 

was  not  to  aid  the  father  to  defeat  the  son's  natural 
birthright.  The  enactment  wisely  enabled  a  testator 
to  appoint  whomsoever  he  considered  most  trust- 
worthy to  the  guardianship  of  his  wife  and  child- 
ren, without  reference  to  the  relationship,  and  also 
allowed  him  to  make  bequests  at  his  discretion. 
But  such  bequests  could  only  be  made  out  of  the 
pecunia,  or  floating  and  transitory  property  of  the 
family :  flocks,  herds,  and  other  marketable  chattels, 
and  any  interest  in  lands  belonging  to  the  State.  He 
does  not  appear  to  have  been  allowed  full  discretion 
to  will  away  the  familia — that  part  of  the  estate  which, 
as  its  name  denotes,  was  more  particularly  identified 
with  the  family  group,  and  had  presumably  been 
maintained  by  the  combined  exertions  of  all:  the 
homestead,  with  freehold  lands,  and  the  instruments 
commonly  employed  for  their  cultivation.  As  to 
these  latter,  therefore,  the  last  word  still  lay  with  the 
comitia  calata.1 

1  Legare  and  testari  were  therefore  two  distinct  functions; 
cf.  Cuq.  It  must  be  confessed  that  the  theory  rests  to  some 
extent  upon  the  assumed  correctness  of  the  rendering  uti  (pater- 
familias) legassit  super  pecunia  tutelave  suae  rei,  ita  jus  esto,  and 
would  be  more  difficult  to  uphold  if  it  could  be  shown  that  the 
words  in  italics  were  merely  an  interpolation  or  gloss  of  later 
interpreters  (Muirhead,  R.  L.,  nyn.,  i58n.).  And  the  view  has 
failed  to  find  favour  in  some  authoritative  quarters  (e.g.,  Voigt,  XII 
Tafeln;  Girard,  Manuel  de  Droit  Remain,  795  ff.,  who,  however, 
favours  the  inclusion  of  the  words  super  pecunia  tutelave  in  the 
text).  Nevertheless  an  absolutely  unlimited  right  to  exclude  one's 
nearest  relatives  according  to  whim  and  caprice  is,  I  think,  almost 
confined  to  English  law,  and  even  in  England  the  expression 


SUCCESSION  261 

The  intention  of  the  Legislature  to  protect  the 
interests  of  persons  in  potestate  was  liable  to  be 
defeated  by  lavish  gifts  on  the  part  of  a  paterfamilias 
during  lifetime.  It  was  probably  to  prevent  as  far  as 
possible  such  a  result  that  the  XII  Tables  gave 
legislative  force  to  an  old  gentile  rule,  by  enacting 
that  a  spendthrift  father  might  be  placed,  like  a 
madman,  under  curatory,  and  his  estate  administered 
by  kinsmen  for  the  family's  benefit.  That  the  State 
should  have  ventured  upon  so  decided  an  invasion 
of  the  father's  privileges  is  proof  of  its  anxiety  to 
safeguard  the  natural  rights  of  his  helpless  depend- 
ants, and  perhaps  also  indicative  of  a  rising  tend- 
ency, under  plebeian  influence,  on  the  part  of  fathers, 
to  a  more  arbitrary  bestowal  of  the  property  com- 
mitted to  their  charge. 

The  XII  Tables  sought  to  establish  as  far  as  pos- 
sible uniform  rules  of  conduct  for  both  orders,  and 
the  enactment  which  widened  the  patrician's  testa- 
mentary liberty  may  have  curtailed  to  some  extent 
the  freedom  with  which  the  plebeian  in  actual  fact 
had  been  suffered  to  dispose  of  his  property  mortis 
causa.  The  expression — Si  intestate  moritur,  cui 

"  to  be  cut  off  with  a  shilling  "  shows  how  hard  the  notion  died 
that  a  father  must  leave  something  to  his  son.  So  complete  a 
flouting  of  family  sentiment  as  absolute  freedom  of  testation  is 
scarcely  conceivable  in  a  still  primitive  society  founded  upon 
patriarchism.  That  a  testator  was  expected  never  to  abuse  his 
freedom  is  no  answer  to  the  objection.  Communities  will  not 
legalize  with  their  eyes  open  what  they  consider  to  be  a  heinous 
crime,  however  unlikely  its  perpetration. 


262  SUCCESSION 

suus  heres  nee  escit,  adgnatus  proximus  familiam 
habeto  ("  If  a  man  die  intestate  without  suus  heres, 
let  his  nearest  agnate  have  the  familia  ") — is  sufficient 
evidence  that  among  Romans  generally  the  suus 
heres  still  succeeded  as  of  course,  failing  express 
contrary  disposition.  It  is  allowable  to  suppose  that 
the  testament  (as  distinct  from  legacies)  of  a  plebeian 
was  now  subjected  to  the  same  degree  of  scrutiny  as 
that  of  a  patrician,  and  that  causeless  disherison  of 
a  suus  heres  was  liable  to  be  opposed.  Nor,  when 
we  remember  the  character  of  those  sections  of  the 
plebs  which  were  primarily  affected,  is  it  difficult  to 
explain  acquiescence  in  such  a  restriction,  even  on 
the  part  of  men  triumphantly  emerging  from  a  tre- 
mendous constitutional  struggle.  The  small  'ple- 
beian farmers,  the  toiling  husbandmen,  had  remained 
poor,  and  how  to  bestow  their  property  was  the  last 
of  their  anxieties.  The  richer  plebeians,  who  con- 
trolled the  popular  movement,  would  not  be  pre- 
dominantly freeholding  farmers,  but  dealers  and 
traffickers  who  depastured  their  cattle  upon  the 
comparatively  extensive  State  lands — men  who  had 
risen  to  affluence  by  such  rude  commerce  as  was 
then  practised  in  Latium  and  Etruria.1  The  bulk 
of  their  property  was  pecunia,  the  disposal  of 

1  That  commerce  and  trafficking  was  originally  largely  identified 
with  a  certain  class  of  plebeians  probably  explains  the  unreasoning 
contempt  affected  by  the  Roman  upper  classes  of  later  centuries  for 
the  trading  and  speculative  occupations  which  they  themselves  so 
ardently  pursued. 


SUCCESSION  263 

which  the  new  law  left  entirely  in  their  discretion. 
But  even  plebeian  landed  proprietors  might  con- 
ceivably submit  without  reluctance  to  a  curtailment 
of  their  liberties.  In  England,  where  for  upwards 
of  four  centuries  l  the  right  of  the  tenant  in  tail  to 
bar  the  entail  has  been  firmly  established,  an  elabor- 
ate method  of  settlement  has  been  devised,  and  from 
time  to  time  modified  to  suit  shifting  legislation,  for 
tying  up  property  in  land  by  which  it  is  continued  in 
one  family  from  generation  to  generation.  In  every 
free  community  the  tendency  of  each  class  is  to  ap- 
proach as  nearly  as  possible  to  that  next  above  it. 
Barbarous  or  semi-barbarous  men  will  readily  copy, 
or  bodily  adopt  in  lieu  of  their  own,  an  alien  institu- 
tion, or  even  an  alien  language,  when  stamped  with 
the  prestige  of  a  dominant  class  or  race,  with  which 
they  have  been  compelled  by  circumstances  to 
familiarize  themselves;  and  a  plebeian  whose  home- 
stead had  been  purchased  by  himself  or  his  grand- 
father would  not  object  to  its  being  classed  with  the 
heredia  of  families  who  claimed  to  have  held  them 
since  the  building  of  the  City. 

Testamentum  per  aes  et  libram.  —  Originally  a 
testament  could  be  made  only  before  the  comitia 
sitting  in  calatis  twice  yearly;  and  when  the  neces- 
sity for  a  will  arose,  the  best  part  of  a  year 2  might 

1  That  is  dating  from  Taltarum's  case,  temp.  Edward  IV,  but 
the  practice  is  still  older. 

2  The   assemblies   in   calatis,    though  they   took  place  twice 
yearly,  were  not  held  at  regular  intervals  of  six  months.   Mommsen, 
Staatsrecht,  iii,  319. 


264  SUCCESSION 

elapse  between  intention  and  accomplishment,  unless 
in  the  interim  opportunity  presented  itself  in  pro- 
cinctu.  In  these  circumstances,  a  citizen  who  feared 
to  die  before  his  last  dispositions  could  be  declared, 
would  supply  the  deficiency  by  transferring  with  the 
copper  and  the  scales  to  a  trusted  friend,  called  a 
"purchaser  of  the  familia"  (familiae  emptor)  in  the 
manner  of  an  ordinary  conveyance,  the  whole  of  his 
estate,  familia  pecuniaque,  upon  trust  to  deal  with  it 
on  the  death  of  the  grantor  in  accordance  with  direc- 
tions there  and  then  orally  given.  The  transfer  was 
of  the  totality  of  the  grantor's  rights  and  obligations, 
considered  as  one  aggregate  (universitas),  the  pe- 
cunia,  which  comprised  things  non-mancipable  when 
treated  singly,  being  thereby  carried  along  with  the 
familia.  The  intention,  of  course,  was  that  the  familiae 
venditor  should  retain  full  control  and  disposition 
over  his  belongings  during  life,  the  conveyance  only 
operating  upon  his  decease.  The  intervention  of  a 
stranger,  where  the  dispositions  were  for  the  benefit 
of  a  man's  wife  and  children,  was  necessary  because 
mancipation  could  not  take  place  between  a  pater- 
familias and  those  in  his  power. 

The  so-called  testament  per  aes  et  libram  may 
have  been  known  as  early  as  the  regal  period,  but 
though  patricians  might  avail  themselves  of  it  in 
emergencies,  it  must  have  appealed  chiefly  to  ple- 
beians as  a  preferable  alternative  to  troublesome 
proceedings  before  an  unsympathetic  assembly. 
Originally  its  strict  legal  effect  must  have  been  to 


SUCCESSION  265 

forthwith  divest  the  grantor  of  the  whole  of  his 
estate  in  favour  of  the  alienee,  whose  acceptance 
was  esteemed  an  adequate  guarantee  that  he  would 
not  abuse  the  advantage  to  oust  the  grantor  during 
life,  or  defraud  the  intended  beneficiaries  or  creditors 
of  the  estate  upon  his  decease.  So  tremendous  a 
Trust  seems  to  have  been  conferred  without  hesita- 
tion in  those  simple  times,  in  reliance  upon  the 
Fides  Romana  and  the  moral  atmosphere  of  the 
City  life,  with  a  minatory  priesthood  in  the  back- 
ground. 

In  course  of  time,  however,  the  missing  legal  pro- 
tection came  to  be  supplied  by  the  enactment  of  the 
XII  Tables:  cum  nexum  faciet  mancipiumque,  uti 
lingua  nuncupassit,  ita  jus  esto.  The  directions  to 
the  familiae  emptor  contained  in  the  .nuncupatio,  or 
public  oral  declaration  (nuncupare  est  palam  nomi- 
nare,  Gaius,  ii,  104;  Varro,  De  L.  L.,  vi,  60),  before 
five  witnesses  and  a  balance-holder,  being  all  Roman 
citizens  and  puberes,  now  gave  legal  effect  to  the 
grantor's  reservation  of  a  life-interest  and  all  dis- 
positions to  be  observed  upon  his  death.1 

Both  methods  of  quasi-testamentary  disposition 
sanctioned  by  the  XII  Tables — the  declaration  of 
legacies  in  comitiis,  and  civil  conveyance  of  the  familia 
by  copper  and  scales  with  reservation  of  life-interest 
and  directions  attached — failed  in  what  to  Roman 

1  Creditors  apparently  remained  unprotected  against  fraudulent 
alienations  inter  vivos  until  the  Praetor's  equity  furnished  the 
remedy. 


266  SUCCESSION 

notions  was  the  chief  purpose  and  indispensable  char- 
acteristic of  a  true  Will — the  institution  of  an  Heir, 
charged  with  the  care  of  the  family  sacra.  A  legatee 
under  the  statute  was  not  an  heir,  a  familiae  emptor 
was  not  an  heir,1  nor  did  a  beneficiary,  on  whose 
behalf  the  latter  took,  thereby  become  an  heir. 
Testamentum  per  aes  et  libram  was  therefore  not  at 
first  a  satisfactory  mortis  causa  disposition  of  the 
family  property  where  there  was  no  suus  heres.  But, 
contrary  no  doubt  to  the  spirit  and  intention  of  the 
statute,  it  was  in  time  perceived  that  even  if  "  uti 
legassit  .  .  .  ita  jus  esto "  still  withheld  from  the 
settlor  the  uncontrolled  right  of  passing  over  his 
natural  heirs  to  the  extent  of  leaving  the  familia  away 
from  them,  the  words,  "uti  lingua  nuncupassit,  ita  jus 
esto,"  could  be  stretched  to  cover  not  only  the  un- 
controlled bestowal  of  the  whole  family  estate,  but  the 
institution  of  any  stranger  as  heir,  without  reference 
to  the  comitia.  The  Decemvirs  had  overreached 
themselves  in  their  efforts  to  broaden  the  law. 

Glaring  abuse  of  the  new  complete  freedom  of 
testation  was  probably  rare  in  the  earlier  ages,  for 
in  the  then  state  of  public  opinion  the  publicity  which 
was  still  unavoidable  might  cause  hesitation  to  an 
unnatural  father  who  contemplated  defrauding  his 
children  of  their  heritage.  The  introduction  of  the 
Written  and  Secret  Will  swept  away  this  last  safe- 
guard. Here  the  nuncupatio  consisted  merely  of  the 

1  Heredis  locum  obtinebat  (Gaius,  ii,  103)  does  not  mean  that 
he  was  heir  in  the  ancient  sense  of  continuer  of  the  cult. 


SUCCESSION  267 

usual  formal  transfer  to  the  familiae  emptor,  with  a 
reference  to  provisions  declared  to  be  inscribed  upon 
tablets  folded  and  tied  up  (codex)  which  the  testator 
held  in  his  hand  and  displayed  to  the  witnesses. 

The  further  development  of  the  law  relating  to 
wills  belongs  to  the  maturity  of  Roman  jurisprud- 
ence. The  whole  ceremony  of  mancipation  was 
now  meaningless,  and  whether  it  had  been  properly 
performed  or  not  was  immaterial,  provided  there  was 
no  reason  to  suspect  the  identity  of  the  tablets  pro- 
duced. Of  this,  in  time,  the  seals  of  seven  wit- 
nesses l  came  to  be  considered  sufficient  evidence. 
Accordingly,  by  a  change  in  the  judicial  procedure, 
it  was  made  impossible  for  the  opponent  of  a  will  so 
authenticated  to  inquire  into  the  circumstances  of 
its  making.  Thus,  whilst  professing  to  respect  the 
strict  legal  right  of  an  exheredated  heir-at-law  to 
upset  a  will  on  the  ground  of  informality  in  the 
mancipation,  magistrates  practically  defeated  his 
claim  by  granting  to  the  persons  designated  by  the 
will  beneficial  enjoyment  of  the  estate,  which  the 
heir-at-law  was  powerless  to  disturb,  and  which 
thus  ripened  by  usucapion  into  full  quiritary  owner- 
ship. 

As   the  civil  law  developed  and  moulded    itself 

1  And,  later,  their  signatures  in  addition.  The  number  is  sup- 
posed to  have  been  made  up  from  the  five  witnesses  and  the  ba- 
lance-holder required  for  a  mancipation,  plus  the  person  who  had 
originally  represented  the  familiae  emptor,  but  there  is  some  doubt 
as  to  the  last  named.  See  Muirhead,  R.  L.,  272  n.,  and  the 
authorities  there  cited. 


268  SUCCESSION 

during  the  ensuing  centuries,  a  mass  of  rules  grew 
up  around  the  subject  of  testation.  The  latitude  ac- 
quired by  the  testator  had  no  doubt  outrun  the 
intention  of  the  legislators  who  were  responsible 
for  the  XII  Tables.  But  in  the  growing  community, 
increasing  fluidity  of  wealth  had  attenuated  the  an- 
cient semi-sacred  significance  of  the  familia,  as  dis- 
tinguished from  pecunia,  and  progressive  economic 
conditions  favoured  a  wide  discretion  in  owners  of 
large  fortunes.  Yet,  although  the  heir-at-law's 
natural  rights  henceforward  remained  largely  at  the 
mercy  of  the  testator,  they  were  never  lost  sight  of 
by  legislature  or  judiciary.  No  exclusion  of  sui 
heredes  was  suffered  to  operate  unless  pronounced 
unmistakably,  and  in  prescribed  form,  and  disheri- 
son depended  upon  rules  which,  unless  strictly 
observed,  might  completely  avoid  the  will,  or  at 
least  nullify  the  testator's  intentions  so  far  as  they 
were  aimed  against  the  interests  of  sui  heredes.1 
If  these  rules  were  observed,  then  indeed  the  clear 
intention  of  the  will  must  perforce  prevail.  But 
even  so,  the  ingenuity  of  later  jurisconsults  did  not 
permit  matters  to  remain  as  they  were.  In  the 
course  of  time  the  doctrine  of  the  Unduteous  Will 
stumbled  into  recognition  under  the  equitable  juris- 
diction of  the  centum  viral  judges,  and  gave  rise  to  a 
special  form  of  action,  in  which  the  unjust  testator 

1  This  benefit  was  subsequently  extended  to  natural  children 
who,  having  been  emancipated  by  the  testator,  had  at  civil  law 
lost  their  rights  of  agnation. 


SUCCESSION  269 

was  treated  as  if  he  had  been  deranged,1  unless 
good  cause  could  be  shown  for  the  manner  of  his 
disposition.  Out  of  this  fiction  grew  the  portio 
legitima.  Countries  which  have  adopted  the  Roman 
law  still  recognize  in  certain  next-of-kin  some  in- 
defeasible right  to  the  family  succession. 

INTESTATE  SUCCESSION. 

"  Where  wills  are  recognized,  it  is  necessary,  upon 
each  decease,  to  examine  first  whether  a  will  exists, 
and  then,  whether  it  is  valid.  Only  when  one  of 
these  questions  is  negatived  does  the  law  proceed 
itself  to  designate  the  heir.  The  legal  succession 
is  then  called  hereditas  ab  intestate  delata.  It  is 
a  substituted  succession,  which  only  falls  to  be  con- 
sidered secondarily."2 

Such  was  the  position  under  the  later  Republic 
and  the  Empire.  But  when  we  deal  with  the  first 
centuries  of  Rome,  the  statement  is  more  correct  in 
an  inverted  form.  We  have  seen  that  "  testation " 
in  its  earliest  sense  probably  meant  merely  the  public 
institution  by  a  sonless  man  of  an  heir,  as  an  altern- 
ative to  adopting  him  outright,  or  at  most  the  public 
confirmation  of  certain  directions  charging  an  heir-at- 
law,  whose  discretion  would  be  otherwise  unlimited. 

1  Actual  insanity  was  not  assumed,  as  that  would  have  upset 
the  will  altogether,  whereas  the  law  only  aimed  at  diverting  some 
portion  of  the  inheritance  to  the  next-of-kin. 

2  Leonhard,  Inst.  d.  rom.  R.,  370. 


270  SUCCESSION 

Such  directions  would  generally  refer  to  legacies 
payable  out  of  the  pecunia,  and  to  the  wardship  of 
the  testator's  womenfolk  and  male  children  of  tender 
years.  The  latter  business  was  of  frequent  occur- 
rence, for  where  an  heir-at-law  was  himself  dis- 
qualified by  youth  or  defects  of  character,  a  pater- 
familias would  naturally  desire  to  appoint  as  tutor 
a  more  distant  agnate,  or  even  a  legal  stranger,  as 
for  instance  a  kinsman  of  his  wife's.  On  such  matters 
it  is  permissible  to  suppose  that  the  legislation  of 
the  XII  Tables  was  contented  merely  to  declare 
what  was  already  law,  or  at  least  long-standing 
custom.  Complete  liberty  of  testation,  if  we  have 
correctly  apprehended  the  situation,  was  the  result 
of  accident,  not  a  deliberately  foreseen  conclusion. 
Testation,  when  it  first  came  to  regulate  heirship  at 
all,  represented  an  artificial  succession  as  substituted 
for  the  natural  succession  of  sui,  and  its  considera- 
tion, but  for  reasons  of  convenience,  should  have 
been  postponed  to,  instead  of  preceding,  that  of  the 
latter. 

The  language  of  the  XII  Tables,  "Si  intestato 
moritur  cui  suus  heres  nee  escit,  adgnatus  proximus 
familiam  habeto,"  to  which  attention  has  already 
been  drawn,  is  evidence  that  at  the  beginning  of 
the  fourth  century  urbis,  testation  was  not  uncom- 
mon, but  at  the  same  time  the  natural  right  of  sui 
heredes  to  succeed,  failing  special  provision  to  the 
contrary,  is  so  firmly  established  as  to  be  merely 
indicated  by  allusion  as  something  self-understood. 


SUCCESSION  271 

Failing  sui  the  nearest  male  agnate  would  most 
usually  be  a  brother.  The  enactment  was  probably, 
like  most  of  the  provisions  of  the  XII  Tables,  de- 
claratory of  existing  law,  or  of  custom,1  which  was 
itself  the  natural  outcome  of  economic  conditions. 
In  regal  times  and  the  early  Republic,  the  lands 
and  herds,  which  formed  the  bulk  of  a  family's  pro- 
perty, were  tilled  and  tended  by  all  male  members 
not  disabled  by  age  or  infancy,  whilst  the  women 
taught  the  children,  spun,  and  managed  the  interior 
of  a  large  household.2  To  break  up  what  was  vir- 
tually an  extensive  business  organization  each  time 
a  senior  partner  died  would  often  have  entailed  loss 
and  grave  inconvenience,  and  it  appears  to  have 
been  usual  on  the  ancestor's  death  for  the  new  family 
heads  to  continue  living  and  working  together.  If, 
then,  one  of  the  sons  died  childless,  the  association 
still  endured ;  his  interest  went  to  the  survivors  by 
accrual,  and  they  cared  for  the  widow.  The  custom 
was,  however,  itself  a  development  of  the  City,  for 
under  the  older  system  it  is  difficult  not  to  suppose 
that,  in  the  rare  event  of  a  paterfamilias  dying 

1  Muirhead,  R.  L.,  118,  mentions  Ulpian's  dictum  that  agnatic 
inheritance  derived  (descendit)  from  the  XII  Tables.  I  have  several 
times  shown  cause  for  limiting  the  amount  of  innovation  in  that 
exceedingly  cautious  code. 

2  Cf.  Cicero,  De  Off.,  i,  17.    Prima  societas  in  ipso  conjugio 
est;  proxima  in  liberis;    deinde  una  domus,  communia  omnia. 
Id  autem  est  princip'ium  urbis.  .  .  .  Sequuntur  fratrum  conjunc- 
tiones;  post,  consobrinorum,  sobrinorumque;  qui  cum  una  domus 
jam  capi  non  possint,  in  alias  domos,  tanquam  in  colonias,  exeunt. 


272  SUCCESSION 

heirless,  the  gens  would  take  as  a  corporate  body. 
Moreover,  it  had  already  begun  to  lose  its  vogue 
with  the  growth  of  prosperity,  and  particularly  the 
increased  fluidity  of  wealth;  and  we  find  the  XII 
Tables,  which  allowed  great  freedom  of  contract 
and  testation,  logically  confirming  in  the  co-heirs  a 
right  of  partition  enforceable  at  law  (actio  familiae 
erciscundae).  Failing  sui  and  testament,  the  adgnatus 
in  the  nearest  degree l  took,  and  this  was  interpreted 
strictly  to  mean  only  the  nearest  agnate,  or  agnates 
if  more  than  one  were  in  the  same  degree.  Sur- 
viving brothers  and  sisters  of  the  deceased  took  the 
whole  of  the  inheritance,  to  the  exclusion  of  any 
children  of  predeceased  brothers  and  sisters ;  and 
in  the  event  of  refusal  of  the  nearest  agnates  to 
enter  upon  an  inheritance  it  was  not  open  to  remoter 
kinsmen  to  do  so.  Cognates,  however  near  in  de- 
gree, still  remained  entirely  outside  the  circle  of 
possible  successors  ab  intestato. 

It  is  a  widely  held  view  2  that  the  subsidiary  clause, 
Si  adgnatus  nee  escit  gentiles  familiam  habento 
(or  words  to  that  effect),  was  intended  to  refer  to 
patricians  having  no  agnates,  and  since  all  patrician 
members  of  a  gens  were  actually  or  assumedly  de- 
scended from  a  common  ancestor,  it  is  supposed  that 

1  This  could  not  be  the  father,  for  a  son   in  potestate   had 
nothing  to  leave,  and  an  emancipated  son  was  no  longer  agnatic- 
ally  related.    But  a  father,  whose  emancipated  son  died  intestate 
and  heirless,  might  take  as  patron. 

2  Following  Gaius,  iii,  17. 


SUCCESSION  273 

"  agnation,"  as  then  recognized  by  law,  was  already 
confined  within  certain  degrees,  or  else  that  the 
enactment  provided  for  those  cases  where,  though 
the  gentility  was  established,  the  exact  degree  or 
nature  of  the  kinsmanship  had  in  course  of  time 
become  lost  to  sight.  Both  suppositions  are  difficult 
to  reconcile  with  our  view  of  the  gentile  association, 
and  with  the  social  conditions  of  the  period.  The 
classical  jurists,  writing  at  a  period  when  the  gens  was 
but  a  memory  of  the  past,  are  very  uncertain  guides. 
When  the  XII  Tables  were  enacted,  the  privileged 
order  was  engaged  in  a  passionate  struggle  for  the 
defence  of  its  political  preponderance  over  the  gen- 
erality, and  its  social  precedence  before  the  wealthier, 
of  the  plebeians.  It  is  not  likely  that  at  such  a  time 
artificial  inner  circles  of  kinsmen  should  have  grown 
up  within  the  gens  in  such  manner  as  to  confine 
rights  of  agnation  to  members  of  each  circle  inter  se, 
whilst  those  outside  were  gentiles  only.  Neither  is 
it  very  probable  that  at  that  period  wider  kinsman- 
ship  should  have  been  frequently  lost  to  sight  among 
patricians,  proud,  possibly  to  exaggeration,  of  their 
ancestry  and  connections. 

A  more  probable  explanation  has  been  offered  of 
the  sentence,  Si  adgnatus  nee  escit,  gentiles  familiam 
habento,  namely,  that  it  was  intended  to  cover  the 
case  of  deceased  clients  and  descendants  of  those 
who  were  known  to  have  been  freedmen.  Clients 
certainly  could  own  property  in  their  own  right  from 
the  moment  they  had  achieved  citizenship.  A  client 

T 


274  SUCCESSION 

also  enjoyed  rights  of  family.  But  if  he  died  without 
sui  or  remoter  agnates,  his  property  upon  intestacy 
went  to  his  gentiles,  from  whom  his  own  family 
derived  its  status,  and  whose  name  it  bore.  Where 
a  client's  family  had  remained  from  time  immemorial 
in  a  state  of  clientage  to  a  gens,  the  whole  of  the 
gentiles  succeeded  to  his  estate,  probably  as  a  cor- 
porate body.  But  after  the  gens  had  for  most  pur- 
poses become  subdivided,  a  client  might  have  origin- 
ally commended  himself  to  a  patron  who  represented 
the  head  of  one  patrician  family,  or  a  branch  (stirps) 
of  a  gens.  Here  only  the  patron  and  his  descendants 
succeeded,  in  the  circumstances  related,  to  the  client 
and  his  descendants ;  and  only  upon  failure  of  the 
patron  stirps  was  the  entire  gens  entitled  to  the  suc- 
cession. Freedmen,  who  had  been  slaves  of  a  patri- 
cian, and  their  descendants,  were  practically  in  the 
same  position  as  those  clients  who  derived  from  a 
particular  gentile  family  or  stirps.  The  freedman 
and  his  descendants  became  clients  to  the  manu- 
mittor  and  his  descendants.  But  since  plebeians  had 
become  citizens,  they  also  could  own  slaves  and 
enfranchise  them.  To  his  freedman,  a  plebeian, 
whether  himself  a  client  or  not,  stood  in  the  position 
of  patron.  If  he  predeceased  the  freedman  the 
patronage  vested  in  his  descendants ;  but  it  did  not 
devolve  by  operation  of  law  upon  collaterals,  nor 
could  it  be  bequeathed  by  testament.1  But  the 

1  When  it  became  possible  to  enfranchise  a  slave  by  testament, 
the  slave's  patron  was  considered  to  be  not  the  instituted  heir 


SUCCESSION  275 

patronage  was  distinct  from  gentilitas;  for  whilst 
patricians  were  gentiles  to  their  clients,  no  client  or 
plebeian  (at  least  in  the  earlier  ages)  could  be  gen- 
tilis  to  any  one.  Now,  a  man  just  released  from 
slavery  had  no  legal  family,  though  he  had  the 
faculty  of  founding  one,  because  in  earlier  times  he 
became  a  citizen  at  once  upon  enfranchisement. 
Accordingly,  a  deceased  freedman  and  former  slave 
of  a  plebeian,  who  died  leaving  neither  will,  widow, 
nor  children,  was  succeeded  by  his  patron  or  patron's 
children.  In  the  rare  event  of  the  plebeian  patron 
family  having  itself  become  extinct  during  the  freed- 
man's  lifetime,  or  whilst  the  patronage  still  subsisted 
over  his  descendants,  it  was  necessary  to  look  for  suc- 
cessors among  the  gentiles  of  the  patron  family,  who 
were  considered  to  be  derivatively  gentiles  of  the 
freedman.  Where  the  extinct  patron  family  had  been 
unattached  to  a  gens  there  could  be  no  gentiles; 
there  was  consequently  total  failure  of  succession 
and  the  estate  was  derelict.1 

The  manumittor's  patronage  over  his  freedman 
was  continued  in  the  former's  children.  But  custom 
soon  broke  with  the  hereditary  quality  of  the  freed- 
man's  subjection,  and  by  the  fifth  or  sixth  century 
of  the  City  his  descendants  at  least  from  his  grand- 

but  the  deceased  testator.  But  the  instituted  heir  might  be  directed 
by  the  will  to  enfranchise  the  slave,  and  he  then  became  the 
patron  by  obeying  the  injunction. 

1  Upon  the  whole  subject  see  Ortolan's  Commentaries,  Inst.  de 
1'Empereur  Justinien,  vol.  iii,  pp.  30-49,  and  compare  chapter, 
Die  romische  Clientel,  in  Mommsen's  R.  F.,  i. 


276  SUCCESSION 

children  downwards  had  become  entirely  free  and 
unattached  plebeians. 

As  time  progressed,  the  identity  of  individual 
families,  save  the  most  distinguished,  became  increas- 
ingly difficult  to  establish;  and  amid  the  turmoil  of 
political  dissensions  it  was  impossible  to  preserve 
clientage  or  its  incidents  in  their  original  form. 
Family  ties  became  loosened  or  altogether  broken. 
Many  of  the  older  gentes  died  out.  New  gentes  and 
quasi-gentes  emerged,  some  founded  by  immemorially 
free  plebeian  families,  whilst  others  were  of  more 
questionable  title.  Towards  the  end  of  the  Republic 
the  relationship  of  gentilis  and  gentilicius  had  almost 
disappeared,  and  clientage  was  the  name  of  a  newer 
and  baser  association.  Patronage  over  freedmen  was 
longer  lived,  since  the  former  enfranchisement  of  a 
still  living  man  was  easily  remembered  and  prov- 
able. It  was  frequently  regulated,  mostly  in  the 
patron's  interest,  by  later  jurisprudents,  and  sur- 
vived even  the  attentions  of  Justinian's  reformers. 

An  inheritance  vested  in  suus  heres  immediately 
upon  the  death  of  the  ancestor — whether  he  had 
been  instituted  heir  by  will  or  had  become  so  by 
operation  of  law,  made  no  difference — and  we  have 
seen  that  it  was  not  in  his  option  to  decline  the  suc- 
cession with  its  attendant  burdens.1  Likewise,  a 

1  This  was  remedied  by  later  legislation.  Under  the  praetorian 
practice,  the  beneficium  abstinendi  enabled  suus  heres  to  decline 
an  insolvent  inheritance,  and  the  beneficium  separationis  entitled 
a  slave-heir  to  retain  his  earnings  made  since  the  testator's 


SUCCESSION  277 

slave  who  had  been  instituted  heir  by  his  owner 
was  heres  necessarius,  though  his  compulsory  succes- 
sion to  a  probably  insolvent  estate  was  sweetened 
by  the  gift  of  freedom.1  The  object  of  the  latter 
institution  was  usually  to  save  a  testator,  whose 
affairs  were  involved,  from  the  possible  disgrace  of 
post  mortem  bankruptcy,  and  it  was  customary  to 
mention  the  slave  as  heir  in  the  will  only  after  one 
or  more  of  the  testator's  kinsmen  and  friends,  to 
whom  the  hereditas  was  offered.  A  person  not 
being  suus  or  necessarius  heres,  who  succeeded  by 
virtue  of  agnation  or  testament,  could  decline  an 
inheritance,  and  consequently  some  act  of  accept- 
ance (aditio)  on  his  part  was  necessary  to  vest  it  in 
him.  Until  this  occurred  the  estate  was  hereditas 
jacens. 

A  succession  might  be  left  derelict  either  because 
no  one  was  lawfully  entitled  to  claim  it,  or  because 
the  person  so  entitled,  being  neither  suus  nor  neces- 
sarius heres,  omitted  or  declined  to  do  so.2  There 
would  then  be  no  one  to  continue  the  persona 

death.  Justinian's  beneficium  inventarii  enabled  an  heir,  whilst 
taking  over  a  doubtful  estate,  to  keep  it  separate  from  his  own, 
so  that  he  enjoyed  any  surplus  of  assets,  but  was  not  responsible 
for  any  excess  of  liabilities.  Beneficium  separationis  might  also 
be  granted  to  creditors  whose  interests  were  threatened  by  merger 
of  a  deceased's  solvent  estate  into  that  of  an  insolvent  heir. 

1  The  enfranchisement  was  at  first  required  to  be  express;  later 
it  was  implied.    Just.  Inst.,  ii,  14. 

2  Under  the  ancient  law  the  State  did  not  take  over  a  deceased's 
effects  failing  lawful  successors. 


278  SUCCESSION 

of  the  deceased  or  attend  to  the  sacra,  and 
creditors  would  be  unable  to  benefit  by  whatever 
assets  there  were.  In  such  circumstances,  the  law 
permitted  any  stranger  who  cared  to  do  so,  to  enter 
upon  the  estate ;  if  he  remained  for  twelve  months 
in  unchallenged  possession,  he  was  considered  to 
have  constituted  himself  the  heir  (usucapio  pro 
herede),  charging  himself  with  the  sacra  and,  no 
doubt,  the  obligation  of  compounding  with  creditors. 
Later,  in  the  sixth  and  seventh  centuries,  to  meet 
the  case  where  the  heir  or  heirs  did  not  beneficially 
take  the  bulk  of  the  succession,  the  duty  of  the  sacra 
was  made  to  devolve  upon  whichever  legatee  or 
usucapient  had  become  possessed  of  the  major  part 
of  the  estate.1  It  is  reasonable  to  suppose  that  the 
same  person  was  answerable  to  the  creditors,  at  least 
in  proportion  to  the  beneficial  interest  acquired. 

In  the  foregoing  chapter  I  alluded  to  the  position 
of  women  under  the  early  law  of  testation  and 
tutelage,  which  gave  right  of  testation  by  the  copper 
and  scales  to  the  liberta,  subject  only  to  her  patron- 
tutor's  auctoritas,  whilst  withholding  it  altogether 

1  Qui  majorem  partem  pecuniae  capiat.  The  distinction  be- 
tween pecunia  and  familia  was  no  longer  preserved.  A  debtor  to 
the  estate  who  could  not  discharge  his  obligation  was,  in  the  last 
resort,  burdened  with  the  sacra,  since  he  was  rightly  held  to  have 
benefited  to  the  extent  of  the  debt.  Cicero,  De  Leg.,  ii,  19,  20,  21. 
The  old  principle,  that  the  sacra  followed  the  family  property, 
was  still  maintained  as  far  as  possible,  although  the  family  pro- 
perty now  so  often  went  to  strangers.  The  old  religion,  however, 
would  not  have  permitted  a  stranger  to  perform  the  family  rites. 


SUCCESSION  279 

from  freeborn  women  (except  vestals) — an  anomaly 
which  further  marks  the  haphazard  growth  of  the  law 
relating  to  wills.  In  the  most  ancient  times  we  are 
obliged  to  believe  that  no  woman  could  become  heir 
to  an  estate  under  a  will  or  ab  intestate,  or  dispose 
of  her  own  property  by  will.  Both  disqualifications 
were  necessary  consequences  of  the  social  system, 
which  it  would  have  been  superfluous  to  enun- 
ciate. No  woman  could  have  made  good  her  title 
to  heirship,  because  to  the  heir  fell  the  duty  of 
continuing  the  sacra;  but  the  point  never  arose, 
since  care  was  always  taken  to  secure  male  suc- 
cession. In  the  absence  of  express  prohibition,  the 
practice  of  tolerating  women  as  co-heirs  no  doubt 
afterwards  crept  in,  as  a  consequence  of  the  looser 
plebeian  ideas  of  succession  and  sacra,  at  a  time 
when  the  status  of  the  plebeian  was  still  in  a  tran- 
sition stage.  Then  the  citizen's  subsequent,  acci- 
dentally-acquired freedom  of  testation  enabled  him 
even  to  institute  a  woman  as  heir.  Similarly,  in 
the  first  centuries  of  Rome,  testation  by  a  woman 
was,  apart  from  principle,  impossible  on  practical 
grounds,  since  no  woman  ever  found  herself  in  pro- 
cinctu,  and  to  publicly  appear  before  the  comitia  was 
an  unheard-of  proceeding.  But  when  testation  with 
copper  and  scales  had  become  general,  it  is  not  easy 
to  understand  why  any  woman  might  not  have  made 
her  will  with  a  tutor's  auctoritas  in  the  same  way  as 
she  could  transfer  property.  The  explanation  that 
the  males  were  interested  in  retaining  her  property 


28o  SUCCESSION 

in  the  family  does  not  seem  satisfactory.  When  a 
woman  could  become  heir  under  a  will  or  on  in- 
testacy, why  should  she  not  make  a  will  herself? 
Female  heirship  continued,  indeed,  to  be  regarded 
as  an  abuse,  and  was  discouraged  by  various  enact- 
ments in  the  last  centuries  of  the  Republic.1  Yet  it 
may  be  asked  why  a  woman,  whose  right  to  be  in- 
stituted heir  had  become  so  well  established  that 
it  required  special  legislation  to  curb  it,  apparently 
could  at  no  time,  until  special  legislation  was 
brought  to  her  aid,2  herself  dispose  of  her  estate 
by  will,  unless  (a  further  anomaly)  she  were  a 
freedwoman,  or  a  freeborn  manumittee,  acting  with 
the  concurrence  of  her  patron.3  The  second  contra- 
diction forms  the  subject  of  one  of  Dr.  Conrat's 
studies,4  and  he  explains  it  by  assuming  that  tutela 
over  freeborn  women  being  more  ancient,  was  con- 
sequently stricter  than  that  over  libertae  and  manu- 
missae  e  mancipio.  Like  emancipation,  the  former 
was  undoubtedly  older  than  the  XII  Tables  which 
confirmed  it,  whilst  the  new  tutela  which  flowed 
from  the  patronage  of  a  manumittor,  although  also 
called  legitima,  was  the  work  of  the  later  jurists  who 
interpreted  the  enactment  (Gaius  i,  165)  at  a  time 

1  For  instance,  the  lex  Voconia,  585  urbis. 

2  Gaius,  i,  1150;  ii,  112,  113.    There  had  always  been  an  ex- 
ception in  favour  of  vestals. 

3  Such  is  the  prevailing  opinion,  which  is  also  adopted  by  Dr. 
Max  Cohn  (Conrat)  in  Beitrage  zur  Bearbeitung  des  romischen 
Rechts.,  1-17. 

4  Ibid. 


SUCCESSION  281 

when  the  "patron's  power  had  become  enormously 
attenuated.  Dr.  Conrat  considers  that  the  older 
tutela  approached  so  near  to  potestas  that  a  faculty 
of  testation  on  the  part  of  the  ward  would  have 
been  repugnant  to  its  principles.  Without  adopting 
the  explanation,  I  think  the  distinction  he  draws 
between  the  patron-tutor  and  other  tutors  may  con- 
tain the  solution  of  the  whole  question.  But  if  we 
distinguish  the  various  kinds  of  tutela,  I  am  rather 
led  to  conclude  that  a  difference  had  always  existed, 
and  that  the  patron's  was  the  most,  not  the  least, 
powerful.  The  liberta  enjoyed  her  advantage,  not 
because  the  authority  of  a  patron-tutor  was  alone 
insufficient  to  withhold,  but  because  it  alone  was 
sufficient  to  confer,  the  special  privilege.  A  guardian 
was  not  necessarily  even  a  kinsman,  and  without 
further  proof  I  am  not  prepared  to  admit  that  his 
authority  over  his  freeborn  ward  ever  represented 
even  a  modified  potestas  or  manus.  On  the  other 
hand,  it  is  reasonable  to  expect  the  lord's  former 
authority  over  his  enfranchised  slave  to  have  origin- 
ally continued  in  a  modified  form;  and  we  know 
that  the  old  gentile  patronage  (which  did  not  differ 
essentially  from  that  of  an  enfranchising  master), 
though  it  may  have  stopped  short  of  the  jus  vitae 
necisque,  exerted  a  wide  authority  over  the  client. 
A  dominus  could  not,  of  course,  have  authorized  his 
female  slave  to  make  a  will,  since  she  had  neither 
property  of  her  own,  nor  capacity  to  go  through  the 
legal  forms.  But  when  the  ancilla  had  been  con- 


282  SUCCESSION 

verted  by  manumission  into  a  freedwoman  sui  juris, 
there  is  no  reason  why  the  remnant  of  his  authority1 
— the  patronage — might  not  suffice  to  validate  her 
will,  and  it  is  easy  to  imagine  that  this  power  was 
included  among  the  functions  with  which  the  inter- 
preters of  the  XII  Tables  invested  the  patron.  By 
means  of  fiduciary  coemption  with  a  trustee,  followed 
by  mancipation  to  another  trustee  and  manumission, 
in  the  manner  already  described,  freeborn  women 
afterwards  contrived  to  reach  the  same  position.  By 
analogy  with  the  patron-tutor  (however  different  in 
reality)  a  manumittor-trustee  was,  like  the  former, 
held  entitled,  and  he  was  by  the  terms  of  his  trust 
bound,  to  validate  by  his  auctoritas  whatever  will 
his  nominal  ward  chose  to  make  per  aes  et  libram. 
The  whole  of  the  irrational  procedure  was  swept 
away  under  the  Empire,  when  the  Legislature  recon- 
ciled itself  to  the  necessity  of  formally  acknowledg- 
ing in  women  the  right  of  testation,  which  they  had 
long  exercised  in  practice. 

1  Cf.  Sohm,  Inst.  d.  rom.  R.,  77,  Die  Freilassung  ist  eine  Art 
von  Wiedergeburt.  Der  Herr  (patronus)  tritt  daher  zu  seinem 
Freigelassenen  in  ein  vaterahnliches  Verhaltniss. 


INDEX 


A  BDICATIO,  235. 
•**•  Addictio,  104,  228. 
Adoption  and  Adrogation,  67, 2 19  flf., 

254. 
^Ediles,  institution  of,  105 ;  curule, 

135- 

Agnates,  203,  242,  270,  272. 

Agriculture,  in  Latium,  n. 

Alba  Longa,  8,  77. 

Ancestor-worship.    See  Religion. 

Army  (see  Military  Service),  origin- 
ally Army  =  People,  83  n. 

Aryans,  meaning,  i ;  patriarchism 
among,  48  ff. ;  uninfluenced  by 
advanced  civilizations,  50. 

Auctoritas,  of  Senate,  70,  123,  130; 
of  tutor,  see  Tutory. 

Augurs.   See  Divination. 

Beneficium  abstinendi,  separationis, 

inventarii,  276  ». 
Blood-feud,  57,  231. 

Capitis  deminutio,  193,  227. 

Censor,  census  censura,  133,  140, 
214,  223,  229,  239. 

Cities  (civitates),  formation  of,  44, 5 1 . 

Citizenship  (see  also  Roman  Con- 
stitution), how  lost,  75  ;  originally 
only  patricians  had,  75. 

Clients  (see  also  Gentes),  position  in 
gens,  57 ;  origin  of,  57 ;  rights  and 
duties  of,  58-61 ;  decline  of  client- 
age, 61,  276;  originally  not  citi- 


zens, 76;  how  their  number  in- 
creased, 76;  client  communities, 
61;  of  the  State,  76,  99;  patron 
succeeded  to,  when?,  274. 

Coemptio,  169,  171  ff.,  179,  246. 

Cognates.   See  Agnates. 

Comitia  centuriata,  origin  of,  86 ; 
supersedes  c.  curiata  for  most 
purposes,  87 ;  diminished  signifi- 
cance of,  139. 

Comitia  curiata,  oldest  popular 
assembly,  66;  witnessed  wills  and 
adoptions,  67 ;  how  assembled, 
69;  decay  of,  87,  138;  composi- 
tion and  powers,  88  ff. ;  adoptions 
and  wills  in  calatis,  67,  219,  260, 
263. 

Comitia  tributa,  126,  138. 

Commerce,  trading  element  in  R., 
u;  with  Etruria,  12. 

Commercium,  with  Latins  and 
peregrins,  81. 

Concilium,  difference  between,  and 
comitium,  70. 

Concilium  plebis,beginnings,  107-8; 
suffrage  restricted  in,  108;  posi- 
tion in  State,  I28ff.,  138. 

Concubinage,  191. 

Confarreation,  159,  178. 

Connubium  (see  also  Marriage),  with 
Latins,  8,  158;  none  with  non- 
Romans  unless  authorized  by 
special  treaty,  82  ;  with  plebs,  82, 
101;  meaning  of 


283 


284 


INDEX 


Consuls,  how  created,  96 ;  limits  of  | 
power,  97  ff. ;  plebeians  elegible  ' 
as,  134;  decline  of  powers,  136  ff. 

Contiones,  difference  between,  and 
comitia,  69. 

Coriolanus,  C.  Marcius,  108. 

Creditor.   See  Debtor  and  Creditor. 

Crimes,  pardonable  by  comitia,  75, 
97,  1 1 8 ;  partly  dealt  with  by  XII 
Tables,  118;  criminal  jurisdiction  '• 
of  cone,  plebis,  108,  118;  not 
readily  distinguished  from  Sins 
or  Torts,  230. 

Curatel,  247,  261. 

Curia,  68  n. 

Daughters.   See  Women. 

Dea  Dia,  32. 

Debtor  and  Creditor,  debtor's  house  ' 
could  not  be  seized,  39;  harshness   \ 
of  creditors,   103 ;    debtor  could 
be  made  bondman  or  slave,  104 ; 
could    debtor    be    killed?,    113; 
debtor's   property  could  not  be  j 
seized,  115;  relief  to  debtor,  135,   ) 
142 ;   position  of  creditor  to  in-   ! 
solvent  estate,  115,  278. 

Decemvirate,  inff. ;   abolition  of, 
121. 

Dextrarum  junctio,  152. 

Dictator  (Magister  populi),  99,  123. 

Dies  fasti,  nefasti,  comitiales,  102. 

Dii  Termini,  28. 

Divination  among  Aryans,  Etrus- 
cans,  Gauls,   Britons,  20  ff. ;   in   • 
Rome,  33-35. 

Divortium.   See  Marriage. 

Dominica  potestas,  209. 

Dominium,  209. 

Dos,  181. 

Duoviri  (decemviri)  sacris  faciundis, 

32,  134- 
Duoviri  perduellionis,  98 


Emancipation,  236. 

Etruscans,  5 ;  no  large  element  in 

Rome,  9;    influence  on   Roman 

religion,  23. 
Expiation,  231. 

Family  System  (see  also  Religion, 
Rome,  House,  Patria  Potestas, 
Agnates,  etc.),  formed  basis  of 
State,  73, 116,204,213;  meanings 
of  familia,  206;  familia  and 
pecunia  distinguished,  115,  206, 
260 ;  character  of,  35,  63,  73,  249, 
271. 

Fas.   See  Religion,  Law,  etc. 

Fescennines,  153. 

Fetiales,  33. 

Flamen  Dialis,  31,  35,  195. 

Flamines  majores  and  minores,  31. 

Forctes  and  Sanates,  117. 

Foreigners,  position  in  Rome,  81 ; 
modified,  82 ;  marriage  with 
Roman  citizens,  218  (and  see 
Connubium). 

Fratres  Arvales,  32. 

Freedman,  freed  woman.  See  Patron. 

Gentes,  6;  nation  an  extension  of, 
15;  basis  of  gentile  system,  48; 
system  already  decaying  when 
Rome  founded,  53;  headship  of, 
54 ;  patron  and  client,  54,  203 ; 
government  within,  56;  rites 
strictly  observed  within,  64 ;  how- 
affected  by  XII  Tables,  117-8; 
plebs  had  at  first  no  recognized, 
88,  176,  276;  guardianship  of, 
242  ;  right  to  succession,  272. 

Haruspices.    See  Divination. 
Heir  (heres).  See  Succession,  Testa- 
ment. 


INDEX 


=85 


Hero-worship,  scarcely  existent  in 

Rome,  17. 

Herus  (erus,  esus),  209. 
Hospitium,  98. 

House,  sacredness  of,  38,  115. 
Human  sacrifices,  43,  44,  55  n. 

Indigites,  23. 

Infans,  241. 

Interrex,  72,  96. 

Intestate  Succession.  See  Succes- 
sion. 

Israelites,  50. 

Italy,  Italiots,  definition  of,  5  ;  simi- 
larity of  institutions,  6. 

Janus,  29. 
Japigians,  5,  6. 
Juno,  26,  151  «. 
Jupiter,  26  ff. 
Jus.   See  Law,  Religion. 
Jus  osculi,  156  n. 
Jus  postliminii,  239. 
Jus  Quiritium,  68  «. 

Kelts,  i,  5. 

King,  kingship,  attributes  of,  71 ; 
abolition  of,  74,  92. 

Land,  originally  held  jointly,  56; 
when  made  partible,  conse- 
quences, 62 ;  could  be  owned  in 
Rome  by  Latins,  but  not  for- 
eigners, 81;  registration  of,  85; 
State  domains  monopolized  by 
wealthy,  103;  freeholders  made 
liable  to  military  service,  84. 

Lares,  30,  36,  39,  189. 

Latin  Federation,  8. 

Latini  Juniani,  239. 

Latins,  Latium,  6,  8;  position  in 
Rome,  8 1. 

Law  (and  see  Religion),  character 
of  Roman,  66  ff. 

Leges  Sacratae,  105,  159. 


Leges  Valeriae-Horatiae,  124,  128. 

Lex,  meaning  of,  73  «.,  90. 

Lex  Aelia  Sentia,  227. 

Lex  Atilia,  245. 

Lex  Canuleia,  125,  162,  173,  217. 

Lex  XII  Tabularum.    See  Twelve 

Tables. 

Lex  Fufia  Caninia,  227. 
Lex  Gabinia,  xi. 
Lex  Hortensia,  124,  129,  138. 
Lex  Icilia  (u.C.  262),  107. 
Lex  Icilia  (u.C.  298),  107. 
Lex  Julia  et  Papia,  193. 
Lex  Liciniae-Sextiae,  134,  141,  144, 

236. 

Lex  Maenia,  130. 
Lex  Manilia,  xi. 
Lex  Minicia,  219. 
Lex  Ogulnia,  31. 
Lex  Ovinia,  140. 
Lex  Poetilia,  135. 
Lex  Publilia  (of  283),  61,  108,  123. 
Lex  Publilia  (of  415),  128. 
Lex  talionis,  57,  231. 
Lex  Valeria  (de  provocatione),  97, 

118. 

Lex  Voconia,  280  n. 
Luceres,  9. 
'   Luperci,  32. 

!   Magister  Equitum,  99. 

|   Magister  Populi.    See  Dictator. 

Mancipium,  Mancipation,  86,  209, 
222  ff. 

Manus  (see  Marriage),  original 
meaning  of,  168,  209. 

Marriage,  monogamy  nearly  uni- 
versal among  Aryans,  37,  49, 
194;  religious  aspect  of,  148  ff, 
177  ;  connubium  with  Latins 
and  foreigners,  8,  82,  101,  158; 
with  plebs,  101,  117,  125;  pro- 
hibited degrees,  157;  juris  gen- 


286 


INDEX 


tium,  162;  marriageable  age,  162; 
consent  required,  164;  secular- 
ization of,  176,  183;  manus,  116, 
i66ff.,  183,  197;  acquired  by 
usus,  169,  174;  usurpatio  trin- 
octii,  1 86;  mock  marriage,  246; 
dissolution  of,  187,  190;  position 
of  wife,  166,  169,  194. 

Mars,  22 ;  originally  god  of  vegeta- 
tion, 26  n. 

Materfamilias.  See  Marriage, 
Patria  Potestas,  etc. 

Minerva,  26. 

Military  service,  only  (patrician) 
citizens  originally  liable  to,  83; 
liability  extended  to  all  land- 
owners, 83 ;  period  of,  86. 

Nature-worship.    See  Religion. 
Nexum,  nexus,  104,  114,  229,  265. 
Novensiles,  23. 
Noxal  surrender,  170,  230. 
Nuncupatio,  265. 

Ostia,  28,  75. 

Palatine  settlement  united  with 
Quirinal,  1 1 ;  P.  Faunus,  32. 

Pater  patratus,  33. 

Patres.    See  Gentes,  Senate,  etc. 

Patria  potestas,  i66ff.,  202  ff.,  250; 
over  daughter  married  sine  manu, 
l%5i  193;  did  not  extend  to  jus 
publicum,  205  ;  power  over  child- 
ren, 116,  207,  210,  235;  dual  as- 
pect of,  210;  how  gained  and 
lost,  2i6ff. ;  only  over  children 
born  ex  justis  nuptiis,  217. 

Patriciate,  patrician  (see  Gentes), 
originally  the  only  citizens,  75. 

Patron,  patronage,  53  ff.,  274,  280. 

Peculium,  208. 

Per  aes  et  libram.  See  Mancipa- 
tion. 


Persona,  25off.,  278. 

Plebiscita.    See  Concilium  plebis. 

Plebs,  plebeians,  origin  of,  76-77 
no  connubium  with  patricians, 
77 ;  not  originally  in  com.  curiata, 
88 ;  formed  part  of  com.  cen- 
turiata,  86;  members  of  Senate, 
100;  citizen  privileges  definitely 
acquired,  101,  171;  religious  dis- 
abilities, 101-102,  132;  poverty 
of,  103 ;  autonomy  of,  107 ;  first 
secession,  105  ;  second  secession, 
12 1 ;  third  secession,  130;  con- 
nubium with  patricians  acquired, 
125 ;  could  be  adopted  by  pa- 
tricians, and  vice  versa,  228 ;  ad- 
mitted to  magisterial  offices, 
133 ff.;  how  protected,  102,  176; 
succession  among  and  testa- 
mentary capacity  of,  257;  patria 
potestas  among,  257;  formed 
gentes,  88,  279. 

Pontifex  Maximus,  31,  97,  196. 

Pontiffs,  college  of,  31,  97. 

Portio  legitima,  269. 

Praetor,  135. 

Pronuba,  152,  195. 

Provocatio.    See  Crimes. 

Quaestores,  98,  127. 
Quirinus,  22. 
Quirinal  Hill,  II. 
Quirites,  68  n. 

Ramnians,  9. 

Religion  in  Rome,  I5ff. ;  ancient 
ritual,  18;  public  religion,  19  ff.; 
family  religion,  35  ff. ;  deification 
of  nature,  19;  divination,  19; 
epochs  of,  22  ff. ;  Etruscan  and 
Greek  influences,  23 ;  character 
of  Roman  gods,  22,  30;  decline 
of,  24,  25  ;  formality  of  ritual,  35; 


INDEX 


287 


ancestor  worship,  18,  37,  148, 
202 ;  house-altar,  39 ;  tolerant 
character  of,  42 ;  worship  gener- 
ally of  a  cheerful  character,  46 ; 
religious  basis  of  society,  15,  51  ; 
how  connubium  prevented,  82 ; 
funerals,  38,  1 1 8 ;  formed  part  of 
the  Constitution,  66. 

Repudium.   See  Marriage. 

Rex.    See  King. 

Rex  sacrorum  or  sacrificulus,  95, 
136,  196. 

Roman  Constitution,  earliest,  65  ff.; 
term  justified,  65 ;  compared 
with  English,  66;  religious  char- 
acter of,  66 ff.;  Servian  reforms, 
81  ff.,  92 ;  kingship  abolished, 
95;  modified  through  sub-division 
of  magisterial  power,  136. 

Rome,  Romans,  origin,  4,  8,  9; 
character,  4,  13,  45  ff.,  78-79,  101, 
145 ;  a  Latin  city,  8 ;  foundation, 
10;  advantage  of  position,  12; 
religion  in,  1 5  fF. ;  not  a  priest- 
ridden  community,  41;  gentes, 
51;  fas,  66;  large  influx  of 
strangers,  77 ;  deterioration  of 
national  character,  147. 

Sabines,  9 ;  rape  of,  10. 

Senate,  Senators,  number  and  char- 
acter, 70;  senators  eligible  for 
kingship,  74 ;  plebeians  admitted, 
100;  growing  power  of,  137  ff. 

Senex  coemptionalis,  247. 

Servius  Tullius,  84,  223.  See  Roman 
Constitution. 

Sibylline  Books,  33,  134. 

Slaves,  originally  possessed  rights, 
63 ;  could  not  contract  marriage, 
196 ;  status  of,  230,  235  ;  could 
be  appointed  tutors,  245,  and 
heirs,  277. 


Sodalitas,  119. 

Spolia  opima,  27. 

Sponsalia,  180. 

Succession,  generally,  249  ff.;  in- 
testate, 117,  252,  261,  269  ff.; 
position  of  heir,  252 ;  partition 
of,  272. 

Sui  heredes.  See  Succession,  Tes- 
tament. 

Talassus,  153. 

Tanistry,  253. 

Tarquin  the  Proud,  74,  95. 

Taxation,  75. 

Testament,  generally,  254  ff. ;  how 
made  originally,  67,  255 ;  how 
affected  by  XII  Tables,  117; 
meaning  of  heres,  207 ;  position 
of  heres  under,  255,  266,  269;  a 
modified  form  of  adoption,  256, 
269;  among  plebeians,  258;  ex- 
tension of  testamentary  capacity, 
258,  266;  per  aes  et  libram,  263; 
later  developments  of,  267  ;  "un- 
duteous  will,"  268 ;  portio  legitima, 
269. 

Titii,  32. 

Tribunes  (of  war),  133,  134. 

Tribunes  (of  the  plebs),  tribunate, 
institution  of,  105 ;  powers  of, 
106-7,  122;  abolished,  in;  re- 
stored, 121 ;  nature  of  office 
modified,  137. 

Tuscans.   See  Etruscans. 

Tutory,  tutela,  170,  197,  240  ff.,  281; 
legitimi,  testamentarii,  242 ;  over 
women,  243,  279;  fiduciary,  246. 

Twelve  Tables,  resolved  upon,  in; 
character  of,  1 1 2  ff. ;  freed  a  thrice- 
sold  son,  225,  and  a  once-sold 
daughter  or  grandchild,  237 ;  how 
far  lex  talionis  permitted  by,  232. 

Tyrrhenians.   See  Etruscans. 


288 


INDEX 


Umbrians,  6. 

Usucapio,  169;  u.  pro  herede,  278. 

Usus.   See  Marriage. 

Ver  sacrum,  44. 

Vesta,  29,  39. 

Vestals,  status   and  privileges   of, 

29,  79,  240,  279,  280  n. 
Vulcan,  Volcanalia,  32. 

Wardship.   See  Tutory. 

Will.   See  Testament. 

Women  (see  also  Marriage,  Patria 


Potestas,  Succession,  Tutory, 
etc.),  daughters  on  different  foot- 
ing from  sons,  38,  253 ;  position 
of,  among  Aryans,  49 ;  business 
pursuits  of,  very  limited,  198; 
influence  of,  in  Rome,  200,  271 ; 
when  mancipable,  170,  225;  nox- 
ally  surrenderable,  233;  could 
not  continue  family,  204;  ward- 
ship of,  243 ;  testamentary  capa- 
city of,  246,  278;  succession  to 
an  estate,  253,  256. 


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